UBS Financial Services
Industry: Investment banking company
DescriptionUBS Group AG is a Swiss multinational investment bank and financial services company founded and based in Switzerland. Co-headquartered in the cities of Zürich and Basel, it maintains a presence in all major financial centers as the largest Swiss banking institution in the world. CEO: Sergio Ermotti (15 Nov 2011–) Customer service: 020 7567 8000 Headquarters: Basel, Switzerland Subsidiaries: UBS Limited, UBS Investment Bank,
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UBS Financial Services Employees
Employee
Years
Job
Industry
Glenn Lowe Glenn Lowe's UBS Financial Services Experience May 2013 - December 2013
Job Valuation Associate at CBRE
Industry Real Estate
Experience
CBRE August 2014 - Present
UBS Financial Services May 2013 - December 2013
Equinox Fitness Clubs, Inc September 2012 - March 2013
GoGo Juice, LLC May 2012 - July 2012
Skills
Microsoft Office, Microsoft Word, Microsoft Excel, Market Research, Financial Analysis, Valuation, Market Analysis, Highest & Best Use, DCF
Education
Southern Methodist University - Cox School of Business 2011 — 2014
Bachelor of Business Administration (BBA), Finance
Southern Methodist University - Cox School of Business 2010 — 2014
Bachelor of Business Administration, Finance
Menlo School 2006 — 2010
Dedman College
Economics
CBRE August 2014 - Present
UBS Financial Services May 2013 - December 2013
Equinox Fitness Clubs, Inc September 2012 - March 2013
GoGo Juice, LLC May 2012 - July 2012
Skills
Microsoft Office, Microsoft Word, Microsoft Excel, Market Research, Financial Analysis, Valuation, Market Analysis, Highest & Best Use, DCF
Education
Southern Methodist University - Cox School of Business 2011 — 2014
Bachelor of Business Administration (BBA), Finance
Southern Methodist University - Cox School of Business 2010 — 2014
Bachelor of Business Administration, Finance
Menlo School 2006 — 2010
Dedman College
Economics
Hannah Mulvey Hannah Mulvey's UBS Financial Services Experience May 2010 - July 2010
Job Compliance
Industry Investment Management
Experience
Barrow, Hanley, Mewhinney & Strauss June 2012 - Present
Sandifer Financial Raymond James January 2010 - May 2012
UBS Financial Services May 2010 - July 2010
Education
Spring Hill College 2008 — 2012
Bachelor of Business Administration (B.B.A.), Finance and Economics, Graduated Magna Cum Laude
Spring Hill College Italy Center 2012 — 2012
Barrow, Hanley, Mewhinney & Strauss June 2012 - Present
Sandifer Financial Raymond James January 2010 - May 2012
UBS Financial Services May 2010 - July 2010
Education
Spring Hill College 2008 — 2012
Bachelor of Business Administration (B.B.A.), Finance and Economics, Graduated Magna Cum Laude
Spring Hill College Italy Center 2012 — 2012
Clare N. Jensen Clare N. Jensen's UBS Financial Services Experience December 2006 - August 2008
Job Financial Advisor at Wells Fargo Advisors, LLC.
Industry Financial Services
Experience
Wells Fargo Advisors, LLC. May 2014 - Present
Wells Fargo Advisors, LLC. February 2014 - April 2014
Wells Fargo Advisors, LLC March 2009 - February 2014
UBS Financial Services December 2006 - August 2008
Piper Jaffray September 2002 - August 2006
Piper Jaffray October 1995 - September 2002
Piper Jaffray April 1994 - October 1995
Piper Jaffray August 1992 - April 1994
Education
University of San Diego 1991 — 1991
Paralegal Certificate, Specialty: Corporations and Real Estate
St. Olaf College 1987 — 1991
Bachelor of Arts, Double Major: Economics (with a Management Concentration) and Urban Studies
Wells Fargo Advisors, LLC. May 2014 - Present
Wells Fargo Advisors, LLC. February 2014 - April 2014
Wells Fargo Advisors, LLC March 2009 - February 2014
UBS Financial Services December 2006 - August 2008
Piper Jaffray September 2002 - August 2006
Piper Jaffray October 1995 - September 2002
Piper Jaffray April 1994 - October 1995
Piper Jaffray August 1992 - April 1994
Education
University of San Diego 1991 — 1991
Paralegal Certificate, Specialty: Corporations and Real Estate
St. Olaf College 1987 — 1991
Bachelor of Arts, Double Major: Economics (with a Management Concentration) and Urban Studies
Valerie Candillo Valerie Candillo's UBS Financial Services Experience January 2004 - January 2005
Job Quality Assurance Engineer at Scottrade
Industry Financial Services
Kenneth McGuinness, ARe Kenneth McGuinness, ARe's UBS Financial Services Experience November 2002 - November 2004
Job Enterprise and Strategic Risk Evaluation and Analysis
Industry Management Consulting
Experience
ermINSIGHTS January 2013 - Present
Capital Excess LLc December 2012 - Present
McGuinness Consulting Group, LLC January 2006 - Present
NYISO March 2011 - June 2012
NYISO May 2007 - March 2011
UBS Financial Services November 2002 - November 2004
Zurich North America October 1994 - April 1999
Prudential Reinsurance Co. August 1989 - June 1992
The Manhasset Group October 1988 - May 1989
Willis Re July 1986 - October 1988
Skills
Claim, Risk Management, Insurance, Enterprise Risk..., Due Diligence, Financial Risk, Portfolio Management, Credit Insurance, Structured Settlements, Business Development, Marketing, Electricity Markets, Strategic Intelligence, Property & Casualty..., Reinsurance, Finance, Risk Assessment, Workers Compensation, Start-ups, Claims Management, Underwriting, Banking, Casualty, Liability, Strategy, Internal Audit, Legal Liability, Professional Liability, Energy, Executive Management, Employee Benefits, Strategic Planning, Management, Risk Analysis, Operational Risk..., Analysis, Governance, Leadership, Business Process..., Energy Markets, Corporate Governance, Credit, Team Building, Operations Management, Budgets, Financial Services, Process Improvement, Casualty Insurance
Education
Saint John's University - Peter J. Tobin College of Business 1977 — 1979
Insurance and Finance
Saint Bonaventure University 1969 — 1973
BBS, Accounting
St Mary's High Scool 1965 — 1969
College/University Preparatory and Advanced High School/Secondary Diploma Program
ermINSIGHTS January 2013 - Present
Capital Excess LLc December 2012 - Present
McGuinness Consulting Group, LLC January 2006 - Present
NYISO March 2011 - June 2012
NYISO May 2007 - March 2011
UBS Financial Services November 2002 - November 2004
Zurich North America October 1994 - April 1999
Prudential Reinsurance Co. August 1989 - June 1992
The Manhasset Group October 1988 - May 1989
Willis Re July 1986 - October 1988
Skills
Claim, Risk Management, Insurance, Enterprise Risk..., Due Diligence, Financial Risk, Portfolio Management, Credit Insurance, Structured Settlements, Business Development, Marketing, Electricity Markets, Strategic Intelligence, Property & Casualty..., Reinsurance, Finance, Risk Assessment, Workers Compensation, Start-ups, Claims Management, Underwriting, Banking, Casualty, Liability, Strategy, Internal Audit, Legal Liability, Professional Liability, Energy, Executive Management, Employee Benefits, Strategic Planning, Management, Risk Analysis, Operational Risk..., Analysis, Governance, Leadership, Business Process..., Energy Markets, Corporate Governance, Credit, Team Building, Operations Management, Budgets, Financial Services, Process Improvement, Casualty Insurance
Education
Saint John's University - Peter J. Tobin College of Business 1977 — 1979
Insurance and Finance
Saint Bonaventure University 1969 — 1973
BBS, Accounting
St Mary's High Scool 1965 — 1969
College/University Preparatory and Advanced High School/Secondary Diploma Program
Anthony Esdra Anthony Esdra's UBS Financial Services Experience September 2011 - December 2011
Job Fixed Income Trade Operations Analyst at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments February 2014 - Present
Fidelity Investments May 2012 - February 2014
UBS Financial Services September 2011 - December 2011
Skills
Microsoft Excel, Trading Strategies, Series 7, Mutual Funds, Retirement Planning, Series 63, Investments, Retirement
Education
Southern New Hampshire University 2014 — 2016
Master of Business Administration (MBA), Finance
Fordham University - Gabelli School of Business (Rose Hill) 2008 — 2012
Bachelor of Science, FinanceAnticipated
Saint John's Preparatory High School 2004 — 2008
High School Diploma
Fidelity Investments February 2014 - Present
Fidelity Investments May 2012 - February 2014
UBS Financial Services September 2011 - December 2011
Skills
Microsoft Excel, Trading Strategies, Series 7, Mutual Funds, Retirement Planning, Series 63, Investments, Retirement
Education
Southern New Hampshire University 2014 — 2016
Master of Business Administration (MBA), Finance
Fordham University - Gabelli School of Business (Rose Hill) 2008 — 2012
Bachelor of Science, FinanceAnticipated
Saint John's Preparatory High School 2004 — 2008
High School Diploma
richard baumann richard baumann's UBS Financial Services Experience June 2004 - April 2006
Job VP Special Products Group at SMBC Nikko Securities
Industry Banking
Experience
SMBC Nikko Securities America June 2013 - Present
TD Securities USA September 2009 - April 2013
TD September 2007 - September 2009
TD April 2006 - September 2007
UBS Financial Services June 2004 - April 2006
NASD June 2001 - February 2004
Brown, Lisle, Cummings, Inc April 1999 - August 2000
Morgan Stanley Dean Witter September 1998 - February 1999
Merit Capital and Associates May 1997 - August 1998
Skills
Compliance, Supervision, Fixed Income, Equity Trading, trading business..., Compliance Monitoring, Broker-Dealer Compliance, Regulatory Examinations, Trading
Education
Salve Regina University 1991 — 1996
Bachelor's degree, English/ Business
SMBC Nikko Securities America June 2013 - Present
TD Securities USA September 2009 - April 2013
TD September 2007 - September 2009
TD April 2006 - September 2007
UBS Financial Services June 2004 - April 2006
NASD June 2001 - February 2004
Brown, Lisle, Cummings, Inc April 1999 - August 2000
Morgan Stanley Dean Witter September 1998 - February 1999
Merit Capital and Associates May 1997 - August 1998
Skills
Compliance, Supervision, Fixed Income, Equity Trading, trading business..., Compliance Monitoring, Broker-Dealer Compliance, Regulatory Examinations, Trading
Education
Salve Regina University 1991 — 1996
Bachelor's degree, English/ Business
Jace (Fletcher) Christensen's UBS Financial Services Experience July 2008 - May 2009
Job Vice President, Rialto Capital Management
Industry Real Estate
Experience
Rialto Capital Management July 2013 - Present
Shenkman Capital Management June 2011 - October 2012
Confidas Capital Advisors June 2009 - June 2011
UBS Financial Services July 2008 - May 2009
Skills
Private Equity, Acquisitions, Real Estate Development, Financial Modeling, Valuation, Asset Management, Portfolio Management, Hedge Funds, Capital Markets, Fixed Income, High Yield, Distressed Debt, Corporate Finance, Capital Raising, Investor Relations
Education
Southern Methodist University 2003 — 2007
International Economics/Psychology
Rialto Capital Management July 2013 - Present
Shenkman Capital Management June 2011 - October 2012
Confidas Capital Advisors June 2009 - June 2011
UBS Financial Services July 2008 - May 2009
Skills
Private Equity, Acquisitions, Real Estate Development, Financial Modeling, Valuation, Asset Management, Portfolio Management, Hedge Funds, Capital Markets, Fixed Income, High Yield, Distressed Debt, Corporate Finance, Capital Raising, Investor Relations
Education
Southern Methodist University 2003 — 2007
International Economics/Psychology
Alexandra Benas Alexandra Benas's UBS Financial Services Experience September 2010 - December 2014
Job Sr. Private Banking Associate Legal Specialty Group at Wells Fargo Private Bank
Industry Financial Services
Experience
Wells Fargo Private Bank December 2014 - Present
UBS Financial Services September 2010 - December 2014
UBS Financial Svc Inc June 2009 - August 2009
Education
Saint Joseph's University 2006 — 2010
Bachelor's degree, Finance
Wells Fargo Private Bank December 2014 - Present
UBS Financial Services September 2010 - December 2014
UBS Financial Svc Inc June 2009 - August 2009
Education
Saint Joseph's University 2006 — 2010
Bachelor's degree, Finance
Dominique Grignetti Dominique Grignetti's UBS Financial Services Experience May 2004 - December 2005
Job Sotheby's International Realty
Industry Public Relations and Communications
Experience
Sotheby's International Realty January 2015 - Present
City of Hope May 2013 - January 2015
PMK*BNC March 2009 - May 2013
Harrison & Shriftman August 2008 - November 2008
UBS Financial Services May 2004 - December 2005
Armet, Davis & Newlove Architects AIA May 2002 - May 2003
Skills
Social Media, Social Media Marketing, Media Relations, Public Relations, Press Releases, Marketing, Marketing Strategy, Marketing Communications, Event Planning, Social Networking, Integrated Marketing, Outlook, Digital Media, Facebook, Event Management, Advertising, Storytelling, Digital Storytelling, Content Writing, Content Strategy, Real Estate, Sports Management, Real Estate Marketing, Real Estate Transactions, Sports Marketing, Content Marketing, Content Development
Education
Southern Methodist University - Cox School of Business 2004 — 2008
Marketing, Business
Marymount High School 2000 — 2004
Sotheby's International Realty January 2015 - Present
City of Hope May 2013 - January 2015
PMK*BNC March 2009 - May 2013
Harrison & Shriftman August 2008 - November 2008
UBS Financial Services May 2004 - December 2005
Armet, Davis & Newlove Architects AIA May 2002 - May 2003
Skills
Social Media, Social Media Marketing, Media Relations, Public Relations, Press Releases, Marketing, Marketing Strategy, Marketing Communications, Event Planning, Social Networking, Integrated Marketing, Outlook, Digital Media, Facebook, Event Management, Advertising, Storytelling, Digital Storytelling, Content Writing, Content Strategy, Real Estate, Sports Management, Real Estate Marketing, Real Estate Transactions, Sports Marketing, Content Marketing, Content Development
Education
Southern Methodist University - Cox School of Business 2004 — 2008
Marketing, Business
Marymount High School 2000 — 2004
Michelle Samson Michelle Samson's UBS Financial Services Experience June 2006 - November 2009
Job IT Project Manager at Royal Caribbean International
Industry Information Technology and Services
Experience
Royal Caribbean International May 2012 - Present
TMCM Property Management, LLC June 2011 - Present
Nomura Securities International November 2009 - July 2011
UBS Financial Services June 2006 - November 2009
Siemens Business Services June 2004 - May 2006
CS Technology April 2000 - June 2004
Skills
Vendor Management, Program Management, Project Portfolio..., Change Management, Business Analysis, Software Project..., ITIL, Project Management, Management, Team Leadership, SDLC, PMO, Project Delivery, Risk Management, IT Management, PMP, Process Improvement, IT Strategy, Business Process, IT Service Management, Requirements Analysis, Software Documentation, Disaster Recovery, Integration, Business Process..., Data Center, MS Project, Enterprise Architecture, Enterprise Software, Requirements Gathering, SharePoint, Information Technology, Outsourcing, Project Planning, Leadership, Infrastructure, Governance, Business Intelligence, IT Operations, Resource Management, Visio, Service Delivery, Microsoft Project
Education
Stevens Institute of Technology 2004 — 2006
Rutgers, The State University of New Jersey-Newark 1996 — 2000
Bachelors of Arts
NYU
Royal Caribbean International May 2012 - Present
TMCM Property Management, LLC June 2011 - Present
Nomura Securities International November 2009 - July 2011
UBS Financial Services June 2006 - November 2009
Siemens Business Services June 2004 - May 2006
CS Technology April 2000 - June 2004
Skills
Vendor Management, Program Management, Project Portfolio..., Change Management, Business Analysis, Software Project..., ITIL, Project Management, Management, Team Leadership, SDLC, PMO, Project Delivery, Risk Management, IT Management, PMP, Process Improvement, IT Strategy, Business Process, IT Service Management, Requirements Analysis, Software Documentation, Disaster Recovery, Integration, Business Process..., Data Center, MS Project, Enterprise Architecture, Enterprise Software, Requirements Gathering, SharePoint, Information Technology, Outsourcing, Project Planning, Leadership, Infrastructure, Governance, Business Intelligence, IT Operations, Resource Management, Visio, Service Delivery, Microsoft Project
Education
Stevens Institute of Technology 2004 — 2006
Rutgers, The State University of New Jersey-Newark 1996 — 2000
Bachelors of Arts
NYU
Jessica Imm Jessica Imm's UBS Financial Services Experience September 2013 - Present
Job UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services September 2013 - Present
Education
St. Ambrose University
UBS Financial Services September 2013 - Present
Education
St. Ambrose University
Charles Chuck Gruppuso's UBS Financial Services Experience 1989 - 2006
Job Executive Director
Industry Financial Services
Experience
Morgan Stanley Wealth Management September 2006 - Present
UBS Financial Services 1989 - 2006
Skills
Securities, Trading Systems, Wealth Management, Hedge Funds, Equities, Business Relationship..., Finance, Electronic Trading, Capital Markets, Portfolio Management, Vendor Management, Fixed Income, Series 7, Financial Services, Series 24, Financial Modeling, Series 63, Asset Management, Executive Management, FINRA, Investments, Relationship Management, Risk Management, SDLC, Strategic Financial..., Private Equity, Options, Banking, Mutual Funds, Bonds, Bloomberg, Investment Banking, Trading, Financial Markets, Alternative Investments, Leadership Development, Business Analysis, Wealth Management..., Project Management, Financial Analysis, Retirement, IT Strategy, Program Management, 401k, Asset Allocation, Investment Advisory, Mergers & Acquisitions, Derivatives, Retirement Planning
Education
Saint Peter's University 1991 — 1996
Morgan Stanley Wealth Management September 2006 - Present
UBS Financial Services 1989 - 2006
Skills
Securities, Trading Systems, Wealth Management, Hedge Funds, Equities, Business Relationship..., Finance, Electronic Trading, Capital Markets, Portfolio Management, Vendor Management, Fixed Income, Series 7, Financial Services, Series 24, Financial Modeling, Series 63, Asset Management, Executive Management, FINRA, Investments, Relationship Management, Risk Management, SDLC, Strategic Financial..., Private Equity, Options, Banking, Mutual Funds, Bonds, Bloomberg, Investment Banking, Trading, Financial Markets, Alternative Investments, Leadership Development, Business Analysis, Wealth Management..., Project Management, Financial Analysis, Retirement, IT Strategy, Program Management, 401k, Asset Allocation, Investment Advisory, Mergers & Acquisitions, Derivatives, Retirement Planning
Education
Saint Peter's University 1991 — 1996
Barbara Fuentes-Espinal Barbara Fuentes-Espinal's UBS Financial Services Experience March 2000 - March 2004
Job Governance and Process Manager at Roche Molecular Systems, Inc.
Industry Pharmaceuticals
Experience
Roche Molecular Systems, Inc. January 2013 - Present
Hoffmann- La Roche September 2004 - January 2013
Essex County March 2004 - September 2004
UBS Financial Services March 2000 - March 2004
Skills
Ariba, Strategic Sourcing, Project Management, Spend Analysis, Pharmaceutical Industry, Cross-functional Team..., Procurement, Process Improvement, Sourcing, Management, Global Sourcing, Supply Chain Management, Negotiation, Contract Negotiation, Risk Management, eSourcing, Contract Management, Vendor Management, SAP, Supply Chain, Change Management, Logistics, Outsourcing, Purchasing, Strategy, Supply Management, E-procurement, Facilities Management, Continuous Improvement, GMP, Analysis, Six Sigma, Forecasting, Pricing, Materials Management, Contract Manufacturing, Business Process..., Supply Chain...
Education
Saint Peter's University 1984 — 1988
Bachelor of Science, Business Management/Minor-Economics
Roche Molecular Systems, Inc. January 2013 - Present
Hoffmann- La Roche September 2004 - January 2013
Essex County March 2004 - September 2004
UBS Financial Services March 2000 - March 2004
Skills
Ariba, Strategic Sourcing, Project Management, Spend Analysis, Pharmaceutical Industry, Cross-functional Team..., Procurement, Process Improvement, Sourcing, Management, Global Sourcing, Supply Chain Management, Negotiation, Contract Negotiation, Risk Management, eSourcing, Contract Management, Vendor Management, SAP, Supply Chain, Change Management, Logistics, Outsourcing, Purchasing, Strategy, Supply Management, E-procurement, Facilities Management, Continuous Improvement, GMP, Analysis, Six Sigma, Forecasting, Pricing, Materials Management, Contract Manufacturing, Business Process..., Supply Chain...
Education
Saint Peter's University 1984 — 1988
Bachelor of Science, Business Management/Minor-Economics
Alexander A. Aiello's UBS Financial Services Experience May 2009 - August 2010
Job VP – Private Client Advisor JPMorgan Chase Bank N.A.
Industry Financial Services
Experience
JPMorgan Chase Bank N.A. December 2011 - Present
Morgan Stanley Smith Barney September 2010 - December 2011
UBS Financial Services May 2009 - August 2010
Public Service Enterprise Group May 2008 - January 2009
Summit Financial Resources December 2007 - May 2008
Education
Seton Hall University 2006 — 2010
Bachelor of Science; Bachelor of Science; Certificate, Finance; Management; Entrepreneurial Studies
American University of Rome
Bachelor of Science, Finance
JPMorgan Chase Bank N.A. December 2011 - Present
Morgan Stanley Smith Barney September 2010 - December 2011
UBS Financial Services May 2009 - August 2010
Public Service Enterprise Group May 2008 - January 2009
Summit Financial Resources December 2007 - May 2008
Education
Seton Hall University 2006 — 2010
Bachelor of Science; Bachelor of Science; Certificate, Finance; Management; Entrepreneurial Studies
American University of Rome
Bachelor of Science, Finance
Gabriel Lavigne Gabriel Lavigne's UBS Financial Services Experience November 2013 - Present
Job Financial Advisor at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services November 2013 - Present
Merrill Lynch September 2011 - November 2013
David Lerner Associates, Inc. September 2009 - September 2011
MetLife August 2008 - September 2009
Skills
Wealth Management, Investment Strategies, Estate Planning, Strategic Financial..., Retirement Planning, Financial Services, Investments, Treasury Management, Portfolio Management, Finance, Small Business, Retirement, Wealth, Series 7
Education
Rutgers, The State University of New Jersey-New Brunswick 2004 — 2008
UBS Financial Services November 2013 - Present
Merrill Lynch September 2011 - November 2013
David Lerner Associates, Inc. September 2009 - September 2011
MetLife August 2008 - September 2009
Skills
Wealth Management, Investment Strategies, Estate Planning, Strategic Financial..., Retirement Planning, Financial Services, Investments, Treasury Management, Portfolio Management, Finance, Small Business, Retirement, Wealth, Series 7
Education
Rutgers, The State University of New Jersey-New Brunswick 2004 — 2008
Andy O'Connell Andy O'Connell's UBS Financial Services Experience October 2013 - Present
Job Account Vice President Wealth Management, UBS Financial Services Inc.
Industry Investment Management
Experience
UBS Financial Services October 2013 - Present
JPMorgan Private Bank February 2007 - October 2013
JPMorgan Private Wealth Management March 2005 - February 2007
Education
Southern Methodist University 1998 — 2002
Finance
UBS Financial Services October 2013 - Present
JPMorgan Private Bank February 2007 - October 2013
JPMorgan Private Wealth Management March 2005 - February 2007
Education
Southern Methodist University 1998 — 2002
Finance
Pam Suing Pam Suing's UBS Financial Services Experience July 2000 - March 2007
Job Regional Director RIA at Principal Funds
Industry Financial Services
Experience
Principal Funds February 2012 - Present
Nuveen Investments March 2007 - January 2012
UBS Financial Services July 2000 - March 2007
Education
Southern Illinois University, Carbondale 1992 — 1996
Principal Funds February 2012 - Present
Nuveen Investments March 2007 - January 2012
UBS Financial Services July 2000 - March 2007
Education
Southern Illinois University, Carbondale 1992 — 1996
Andrew Spillman Andrew Spillman's UBS Financial Services Experience January 1995 - June 2008
Job First Vice President, Investments at Raymond James
Industry Financial Services
Experience
Raymond James June 2008 - Present
UBS Financial Services January 1995 - June 2008
Morgan Stanley July 1992 - December 1994
Education
Southern Methodist University 1989 — 1993
Bachelor of Arts (B.A.), Economics
Raymond James June 2008 - Present
UBS Financial Services January 1995 - June 2008
Morgan Stanley July 1992 - December 1994
Education
Southern Methodist University 1989 — 1993
Bachelor of Arts (B.A.), Economics
Dennis E. Stephen Dennis E. Stephen's UBS Financial Services Experience September 2006 - April 2009
Job President/Wealth Advisor at Limestone Wealth, LLC
Industry Financial Services
Experience
Limestone Wealth, LLC April 2011 - Present
Morgan Keegan April 2009 - April 2011
UBS Financial Services September 2006 - April 2009
Farm Credit Administration 2003 - 2005
Skills
Wealth, Asset, Asset Management, Securities, Portfolio Management, Financial Analysis, Insurance, Retirement, Investments, Wealth Management, Retirement Planning, Financial Planning, Employee Benefits, Annuities, 401k, Long Term Care, Series 7, Asset Allocation, Mutual Funds, Wealth Transfer, Investment Strategies, Investment Advisory, Insurance Planning, Alternative Investments, Financial Advisory, Series 66, IRA's, Pensions, Wealth Accumulation, Retirement Income..., Stocks, ETFs, Fixed Income, Disability Insurance, Annuity, High Net Worth..., Personal Finance, Term Life Insurance, Group Benefits, Wealth Preservation..., Financial Advice, Financial Markets, Estate Planning, Long Term Care Insurance, Life Insurance, Investment Advisory..., Group Insurance, Individual Health..., Investment Management, Wealth Management...
Education
St. Mary's University 2001 — 2003
MBA, Investment Analysis
St. Mary's University 1995 — 2000
BA, Biology
Pearland High School 1991 — 1995
Limestone Wealth, LLC April 2011 - Present
Morgan Keegan April 2009 - April 2011
UBS Financial Services September 2006 - April 2009
Farm Credit Administration 2003 - 2005
Skills
Wealth, Asset, Asset Management, Securities, Portfolio Management, Financial Analysis, Insurance, Retirement, Investments, Wealth Management, Retirement Planning, Financial Planning, Employee Benefits, Annuities, 401k, Long Term Care, Series 7, Asset Allocation, Mutual Funds, Wealth Transfer, Investment Strategies, Investment Advisory, Insurance Planning, Alternative Investments, Financial Advisory, Series 66, IRA's, Pensions, Wealth Accumulation, Retirement Income..., Stocks, ETFs, Fixed Income, Disability Insurance, Annuity, High Net Worth..., Personal Finance, Term Life Insurance, Group Benefits, Wealth Preservation..., Financial Advice, Financial Markets, Estate Planning, Long Term Care Insurance, Life Insurance, Investment Advisory..., Group Insurance, Individual Health..., Investment Management, Wealth Management...
Education
St. Mary's University 2001 — 2003
MBA, Investment Analysis
St. Mary's University 1995 — 2000
BA, Biology
Pearland High School 1991 — 1995
Eric M. Branson Eric M. Branson's UBS Financial Services Experience July 2012 - Present
Job Vice President Wealth Management at UBS Financial Services
Industry Investment Management
Experience
UBS Financial Services July 2012 - Present
Morgan Stanley June 2008 - July 2012
Raymond James Financial, Inc. May 1996 - June 2008
US Army May 1988 - July 1991
Education
St. Petersburg College 1994 — 1995
AA, Finance, General
UBS Financial Services July 2012 - Present
Morgan Stanley June 2008 - July 2012
Raymond James Financial, Inc. May 1996 - June 2008
US Army May 1988 - July 1991
Education
St. Petersburg College 1994 — 1995
AA, Finance, General
Chris Kohrmann Chris Kohrmann's UBS Financial Services Experience January 2007 - January 2008
Job Charlotte NC
Industry Financial Services
Experience
Fidelity Investments May 2015 - Present
The place that probably has your 401k September 2013 - August 2015
UBS September 2010 - May 2013
UBS December 2006 - March 2010
UBS Financial Services January 2007 - January 2008
UBS Financial Services December 2006 - January 2007
Credit Suisse Asset Management January 2005 - October 2006
Citigroup Asset Management October 2004 - November 2005
Prudential Financial January 1996 - January 2004
Prudential Investments January 2001 - January 2002
Education
State University of New York College at Oneonta
BA, Interdisciplinary Studies
Fidelity Investments May 2015 - Present
The place that probably has your 401k September 2013 - August 2015
UBS September 2010 - May 2013
UBS December 2006 - March 2010
UBS Financial Services January 2007 - January 2008
UBS Financial Services December 2006 - January 2007
Credit Suisse Asset Management January 2005 - October 2006
Citigroup Asset Management October 2004 - November 2005
Prudential Financial January 1996 - January 2004
Prudential Investments January 2001 - January 2002
Education
State University of New York College at Oneonta
BA, Interdisciplinary Studies
Brooke K. King Brooke K. King's UBS Financial Services Experience August 2005 - September 2007
Job Digital Marketing & Social Media Manager, Program Administrator
Industry Health, Wellness and Fitness
Experience
Healthstyle™ September 2012 - Present
Wells Fargo January 2010 - March 2012
Wells Fargo February 2008 - January 2010
Wells Fargo Advisors (Wells Fargo Investments, LLC) August 2007 - January 2008
UBS Financial Services August 2005 - September 2007
Skills
Financial Planning, Wealth Management, Management, Customer Service, Microsoft Office, Public Speaking, Marketing, Leadership, Process Improvement, Microsoft Excel, Social Media, Social Media Marketing, Sales, Event Management, Team Building, Marketing Strategy, Program Management, Social Networking, Event Planning
Education
San Francisco State University
B.S., Criminal Justice
Seton Hall University
Los Gatos High School 1994 — 1998
Healthstyle™ September 2012 - Present
Wells Fargo January 2010 - March 2012
Wells Fargo February 2008 - January 2010
Wells Fargo Advisors (Wells Fargo Investments, LLC) August 2007 - January 2008
UBS Financial Services August 2005 - September 2007
Skills
Financial Planning, Wealth Management, Management, Customer Service, Microsoft Office, Public Speaking, Marketing, Leadership, Process Improvement, Microsoft Excel, Social Media, Social Media Marketing, Sales, Event Management, Team Building, Marketing Strategy, Program Management, Social Networking, Event Planning
Education
San Francisco State University
B.S., Criminal Justice
Seton Hall University
Los Gatos High School 1994 — 1998
Scott Severs Scott Severs's UBS Financial Services Experience April 2004 - August 2009
Job Principal / Chief Investment Officer at Garde Capital, Inc.
Industry Investment Management
Experience
Garde Capital, Inc. August 2009 - Present
UBS Financial Services April 2004 - August 2009
Skills
Portfolio Management, Financial Planning, Non-profits, Behavioral Finance, Investments, ETFs, Asset Management
Education
Seattle University 1997 — 2000
MBA, Finance
University of Notre Dame 1992 — 1996
BS, Aerospace Engineering
Brophy College Prep
Garde Capital, Inc. August 2009 - Present
UBS Financial Services April 2004 - August 2009
Skills
Portfolio Management, Financial Planning, Non-profits, Behavioral Finance, Investments, ETFs, Asset Management
Education
Seattle University 1997 — 2000
MBA, Finance
University of Notre Dame 1992 — 1996
BS, Aerospace Engineering
Brophy College Prep
Ann Marie Atchison Ann Marie Atchison's UBS Financial Services Experience November 2008 - Present
Job Sr. Reg. Client Service Assoc at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services November 2008 - Present
Morgan Stanley September 2000 - November 2008
First Investors Corporation July 1999 - September 2000
Education
Saint Leo University 2004 — 2006
Masters, Business Administration
University of South Florida - College of Business Administration 1995 — 1999
BS, Marketing
UBS Financial Services November 2008 - Present
Morgan Stanley September 2000 - November 2008
First Investors Corporation July 1999 - September 2000
Education
Saint Leo University 2004 — 2006
Masters, Business Administration
University of South Florida - College of Business Administration 1995 — 1999
BS, Marketing
William Kleinhoff William Kleinhoff's UBS Financial Services Experience October 2002 - Present
Job Investment Associate at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services October 2002 - Present
Wachovia Securitities October 2000 - October 2002
Education
Southern Methodist University 1996 — 2000
BBA, Finance
UBS Financial Services October 2002 - Present
Wachovia Securitities October 2000 - October 2002
Education
Southern Methodist University 1996 — 2000
BBA, Finance
Randy Petersen Randy Petersen's UBS Financial Services Experience July 2006 - Present
Job Vice President Wealth Management, Financial Advisor with 29 years of experience
Industry Financial Services
Experience
UBS Financial Services July 2006 - Present
Piper Jaffray, Inc. November 1989 - August 2006
Dean Witter Reynolds, Inc. June 1986 - October 1989
Skills
Wealth Management, Retirement Planning, Investments, Mutual Funds, Series 7, Retirement, Strategic Planning, Asset Allocation
Education
St. Olaf College 1980 — 1984
BA, Religion, Political Science
UBS Financial Services July 2006 - Present
Piper Jaffray, Inc. November 1989 - August 2006
Dean Witter Reynolds, Inc. June 1986 - October 1989
Skills
Wealth Management, Retirement Planning, Investments, Mutual Funds, Series 7, Retirement, Strategic Planning, Asset Allocation
Education
St. Olaf College 1980 — 1984
BA, Religion, Political Science
Jim Minogue Jim Minogue's UBS Financial Services Experience November 2007 - March 2009
Job Senior Managing Director & Chief Human Resources Officer at Guggenheim Securities
Industry Financial Services
Experience
Guggenheim Partners September 2013 - Present
The Executive Forum December 2009 - Present
Catholic Charities of Brooklyn and Queens January 2005 - Present
Gleacher & Company December 2011 - September 2013
Golub Capital September 2011 - December 2011
Excelsior Consulting LLC April 2009 - December 2011
UBS Financial Services November 2007 - March 2009
Brown Brothers Harriman August 1999 - November 2007
Arthur Andersen November 1995 - August 1999
Swiss Bank Corporation, New York 1990 - 1995
Skills
Talent Management, Succession Planning, Mergers, Employee Relations, Performance Management, Change Management, Talent Acquisition, Recruiting, Employee Engagement, Management Consulting, Human Resources, Employee Benefits, Strategic Planning, Personnel Management, Executive Coaching, Deferred Compensation, Financial Services, Due Diligence, HR Transformation, Organizational Design, Business Strategy, Leadership, Mergers & Acquisitions, Organizational..., HRIS, Management, Business Planning, HR Consulting, Risk Management, Leadership Development, Training, Restructuring, Executive Management
Education
St. John's University, The Peter J. Tobin College of Business
B.S., Business/Management
Guggenheim Partners September 2013 - Present
The Executive Forum December 2009 - Present
Catholic Charities of Brooklyn and Queens January 2005 - Present
Gleacher & Company December 2011 - September 2013
Golub Capital September 2011 - December 2011
Excelsior Consulting LLC April 2009 - December 2011
UBS Financial Services November 2007 - March 2009
Brown Brothers Harriman August 1999 - November 2007
Arthur Andersen November 1995 - August 1999
Swiss Bank Corporation, New York 1990 - 1995
Skills
Talent Management, Succession Planning, Mergers, Employee Relations, Performance Management, Change Management, Talent Acquisition, Recruiting, Employee Engagement, Management Consulting, Human Resources, Employee Benefits, Strategic Planning, Personnel Management, Executive Coaching, Deferred Compensation, Financial Services, Due Diligence, HR Transformation, Organizational Design, Business Strategy, Leadership, Mergers & Acquisitions, Organizational..., HRIS, Management, Business Planning, HR Consulting, Risk Management, Leadership Development, Training, Restructuring, Executive Management
Education
St. John's University, The Peter J. Tobin College of Business
B.S., Business/Management
Pamela Nichols Pamela Nichols's UBS Financial Services Experience April 2000 - July 2007
Job
Industry Financial Services
Experience
Wells Fargo Advisors, LLC February 2015 - Present
Wells Fargo Advisors, LLC January 2011 - January 2015
Wells Fargo Advisors, LLC January 2010 - December 2010
Wells Fargo Advisors, LLC July 2009 - December 2009
Wells Fargo Advisors, LLC July 2007 - July 2009
UBS Financial Services April 2000 - July 2007
Smith Barney November 1993 - April 2000
Skills
Wealth Management, Investments, Mutual Funds, Securities, Retirement Planning, Strategic Planning, Financial Services, Asset Allocation
Education
Simmons College 1989 — 1993
BA, Management, Marketing
Duxbury High School
Wells Fargo Advisors, LLC February 2015 - Present
Wells Fargo Advisors, LLC January 2011 - January 2015
Wells Fargo Advisors, LLC January 2010 - December 2010
Wells Fargo Advisors, LLC July 2009 - December 2009
Wells Fargo Advisors, LLC July 2007 - July 2009
UBS Financial Services April 2000 - July 2007
Smith Barney November 1993 - April 2000
Skills
Wealth Management, Investments, Mutual Funds, Securities, Retirement Planning, Strategic Planning, Financial Services, Asset Allocation
Education
Simmons College 1989 — 1993
BA, Management, Marketing
Duxbury High School
Mark Swersky Mark Swersky's UBS Financial Services Experience 1999 - Present
Job Vice President Investments at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services 1999 - Present
Skills
Retirement Planning, Strategic Planning, Strategic Financial..., Financial Analysis, Sales Management, Series 7, Financial Modeling, Mergers & Acquisitions, Due Diligence, Equities, Wealth Management, Investments, Alternative Investments, Asset Allocation, Series 63, Securities, Business Planning, Financial Planning, Management
Education
State University of New York College at Buffalo 1969 — 1973
UBS Financial Services 1999 - Present
Skills
Retirement Planning, Strategic Planning, Strategic Financial..., Financial Analysis, Sales Management, Series 7, Financial Modeling, Mergers & Acquisitions, Due Diligence, Equities, Wealth Management, Investments, Alternative Investments, Asset Allocation, Series 63, Securities, Business Planning, Financial Planning, Management
Education
State University of New York College at Buffalo 1969 — 1973
Christian Villoslada Christian Villoslada's UBS Financial Services Experience September 2002 - April 2004
Job VP of Core Engineering at MLB.com
Industry Information Technology and Services
Experience
MLB Advanced Media, L.P. May 2012 - Present
OpenSky November 2011 - April 2012
Tipspring February 2011 - May 2011
MLB Advanced Media, L.P. April 2004 - February 2011
MLB Advanced Media, L.P. August 2008 - November 2009
MLB Advanced Media, L.P. September 2005 - August 2008
MLB Advanced Media, L.P. April 2004 - September 2005
UBS Financial Services September 2002 - April 2004
Education
Rutgers, The State University of New Jersey-New Brunswick 1998 — 2002
Bachelor of Science, Computer Science
MLB Advanced Media, L.P. May 2012 - Present
OpenSky November 2011 - April 2012
Tipspring February 2011 - May 2011
MLB Advanced Media, L.P. April 2004 - February 2011
MLB Advanced Media, L.P. August 2008 - November 2009
MLB Advanced Media, L.P. September 2005 - August 2008
MLB Advanced Media, L.P. April 2004 - September 2005
UBS Financial Services September 2002 - April 2004
Education
Rutgers, The State University of New Jersey-New Brunswick 1998 — 2002
Bachelor of Science, Computer Science
Jock Danforth Jock Danforth's UBS Financial Services Experience September 2000 - Present
Job Vice President Investments, Wealth Advisor, UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services September 2000 - Present
Merrill Lynch May 1986 - September 2000
Amber Resources September 1982 - March 1986
Education
Saint Lawrence University 1978 — 1982
BS, Geology
Westminster School
UBS Financial Services September 2000 - Present
Merrill Lynch May 1986 - September 2000
Amber Resources September 1982 - March 1986
Education
Saint Lawrence University 1978 — 1982
BS, Geology
Westminster School
Kurt Jackson Kurt Jackson's UBS Financial Services Experience December 2002 - January 2008
Job PresidentCentral Coast Wealth Management
Industry Financial Services
Experience
Central Coast Wealth Management LLC January 2008 - Present
UBS Financial Services December 2002 - January 2008
Merrill Lynch June 1997 - December 2002
Education
University of Redlands 1991 — 1993
MA, Management
Santa Clara University 1986 — 1990
B.S., Engineering
Central Coast Wealth Management LLC January 2008 - Present
UBS Financial Services December 2002 - January 2008
Merrill Lynch June 1997 - December 2002
Education
University of Redlands 1991 — 1993
MA, Management
Santa Clara University 1986 — 1990
B.S., Engineering
Elizabeth Nolley Tillman's UBS Financial Services Experience November 1999 - November 2004
Job Corporate Communications at AIG
Industry Marketing and Advertising
Experience
AIG October 2014 - Present
AIG December 2011 - Present
GfK Custom Research North America November 2004 - December 2011
UBS Financial Services November 1999 - November 2004
Allstate Insurance Company 1997 - 1999
Correct Communications March 1995 - August 1997
Gilbert Whitney & Johns August 1994 - March 1995
Upsala College February 1994 - July 1994
Coleman & Pellet, Inc. August 1992 - February 1994
Skills
Marketing Communications, Corporate Communications, Integrated Marketing, Public Relations, Internal Communications, Strategic Communications, Social Media Marketing, Strategy, B2B, Editing, Marketing Strategy, Leadership, Brand Management, Digital Strategy, Online Marketing, Email Marketing, Newsletters, Marketing Research, Digital Marketing, Writing, Internal & External..., Budgets, Corporate Branding, Brand Development, Media Relations, Direct Marketing, Program Management, Direct Mail, Segmentation, Customer Insight, Fundraising, Market Research, Business Development, Marketing, Management
Education
Seton Hall University 1992 — 1994
MA, Public & Corporate Communications
University of Virginia 1986 — 1990
BA, English, Rhetoric & Communications
Montclair Kimberly Academy 1982 — 1986
Diploma, HS/College Prep
AIG October 2014 - Present
AIG December 2011 - Present
GfK Custom Research North America November 2004 - December 2011
UBS Financial Services November 1999 - November 2004
Allstate Insurance Company 1997 - 1999
Correct Communications March 1995 - August 1997
Gilbert Whitney & Johns August 1994 - March 1995
Upsala College February 1994 - July 1994
Coleman & Pellet, Inc. August 1992 - February 1994
Skills
Marketing Communications, Corporate Communications, Integrated Marketing, Public Relations, Internal Communications, Strategic Communications, Social Media Marketing, Strategy, B2B, Editing, Marketing Strategy, Leadership, Brand Management, Digital Strategy, Online Marketing, Email Marketing, Newsletters, Marketing Research, Digital Marketing, Writing, Internal & External..., Budgets, Corporate Branding, Brand Development, Media Relations, Direct Marketing, Program Management, Direct Mail, Segmentation, Customer Insight, Fundraising, Market Research, Business Development, Marketing, Management
Education
Seton Hall University 1992 — 1994
MA, Public & Corporate Communications
University of Virginia 1986 — 1990
BA, English, Rhetoric & Communications
Montclair Kimberly Academy 1982 — 1986
Diploma, HS/College Prep
Rachel Tracy Rachel Tracy's UBS Financial Services Experience October 2008 - December 2008
Job Director of Business Development at ReGenesis Behavioral Health
Industry Hospital & Health Care
Experience
ReGenesis Behavioral Health July 2015 - Present
IMS Experts Medical Products and Supplies October 2014 - May 2015
Brewed October 2012 - October 2014
Sundance Behavioral Healthcare August 2011 - June 2012
TMI Sports Performance July 2004 - October 2011
UBS Financial Services October 2008 - December 2008
Skills
Leadership, Marketing, Fundraising, Public Speaking, Time Management, Training, Microsoft Office, PowerPoint, Strategic Planning, Customer Service, Healthcare
Education
Southwestern Adventist University 2009 — 2011
B.B.A., Management
ReGenesis Behavioral Health July 2015 - Present
IMS Experts Medical Products and Supplies October 2014 - May 2015
Brewed October 2012 - October 2014
Sundance Behavioral Healthcare August 2011 - June 2012
TMI Sports Performance July 2004 - October 2011
UBS Financial Services October 2008 - December 2008
Skills
Leadership, Marketing, Fundraising, Public Speaking, Time Management, Training, Microsoft Office, PowerPoint, Strategic Planning, Customer Service, Healthcare
Education
Southwestern Adventist University 2009 — 2011
B.B.A., Management
Dennis E. Mojares, Jr. Dennis E. Mojares, Jr.'s UBS Financial Services Experience 2000 - 2002
Job Vice President Financial Consultant at Charles Schwab
Industry Financial Services
Experience
Charles Schwab 2007 - Present
Wachovia Securities, LLC 2003 - 2007
HSBC Retail Banking and Wealth Management 2002 - 2003
UBS Financial Services 2000 - 2002
Merrill Lynch 1995 - 2000
Skills
Equities, Asset Management, Asset Allocation
Education
Saint Bonaventure University 1985 — 1990
Bachelor of Arts (BA), Psychology/Finance
Oratory Catholic Prep 1979 — 1985
Oak Knoll School
Charles Schwab 2007 - Present
Wachovia Securities, LLC 2003 - 2007
HSBC Retail Banking and Wealth Management 2002 - 2003
UBS Financial Services 2000 - 2002
Merrill Lynch 1995 - 2000
Skills
Equities, Asset Management, Asset Allocation
Education
Saint Bonaventure University 1985 — 1990
Bachelor of Arts (BA), Psychology/Finance
Oratory Catholic Prep 1979 — 1985
Oak Knoll School
Jane Bryan Jane Bryan's UBS Financial Services Experience December 2010 - July 2012
Job Director, Human Resources at Bowl New England
Industry Recreational Facilities and Services
Experience
Bowl New England July 2012 - Present
UBS Financial Services December 2010 - July 2012
Colchester School District August 2000 - June 2010
Bowl New England January 1990 - January 1997
Education
Middlebury College 1977 — 1981
Bachelor of Arts (B.A.)
Saint Michael's College
Master of Education (MEd)
Bowl New England July 2012 - Present
UBS Financial Services December 2010 - July 2012
Colchester School District August 2000 - June 2010
Bowl New England January 1990 - January 1997
Education
Middlebury College 1977 — 1981
Bachelor of Arts (B.A.)
Saint Michael's College
Master of Education (MEd)
Rabia Hassan Rabia Hassan's UBS Financial Services Experience September 2007 - November 2007
Job Associate at Crow & Cushing
Industry Law Practice
Experience
Crow & Cushing November 2013 - Present
Pashman Stein, PC June 2012 - May 2013
Seton Hall University School of Law May 2011 - March 2012
King & Spalding LLP July 2008 - February 2010
UBS Financial Services September 2007 - November 2007
Shearman & Sterling, LLP June 2007 - August 2007
Skills
Legal Writing, Lexis, Westlaw, Research, Legal Research, Negotiation, Organizational..., Leadership, Document Review, Adobe Acrobat, Bloomberg, Translation, Citations, DeltaView, Legal Assistance, Securities Regulation, Document Drafting, SEC Filings, Financial Regulation, LexisNexis
Education
Seton Hall University School of Law 2010 — 2013
Juris Doctor, Business and International Law
Barnard College of Columbia University 2004 — 2008
Bachelor of Arts, Asian & Middle Eastern Studies with a Minor in Economics, Cum Laude
Crow & Cushing November 2013 - Present
Pashman Stein, PC June 2012 - May 2013
Seton Hall University School of Law May 2011 - March 2012
King & Spalding LLP July 2008 - February 2010
UBS Financial Services September 2007 - November 2007
Shearman & Sterling, LLP June 2007 - August 2007
Skills
Legal Writing, Lexis, Westlaw, Research, Legal Research, Negotiation, Organizational..., Leadership, Document Review, Adobe Acrobat, Bloomberg, Translation, Citations, DeltaView, Legal Assistance, Securities Regulation, Document Drafting, SEC Filings, Financial Regulation, LexisNexis
Education
Seton Hall University School of Law 2010 — 2013
Juris Doctor, Business and International Law
Barnard College of Columbia University 2004 — 2008
Bachelor of Arts, Asian & Middle Eastern Studies with a Minor in Economics, Cum Laude
Elie Ballas's UBS Financial Services Experience July 2010 - September 2010
Job Partner at Fuckjerry
Industry Financial Services
Experience
Fuckjerry August 2014 - Present
Fueled January 2014 - July 2014
HowAboutWe.com July 2012 - September 2012
Mettel Metropolitan Communications July 2011 - September 2011
UBS Financial Services July 2010 - September 2010
United Equity Investments LLC July 2008 - August 2008
Beth Israel Hospital July 2007 - August 2007
Skills
Ruby on Rails, JavaScript, MySQL, C++, Java, Microsoft Excel, Photoshop, Google Analytics, redis, Entrepreneurship, Start-ups, Business Development, Web Design, Redis, User Experience
Education
Stanford University 2009 — 2013
Bachelor of Science, Symbolic Systems
Fuckjerry August 2014 - Present
Fueled January 2014 - July 2014
HowAboutWe.com July 2012 - September 2012
Mettel Metropolitan Communications July 2011 - September 2011
UBS Financial Services July 2010 - September 2010
United Equity Investments LLC July 2008 - August 2008
Beth Israel Hospital July 2007 - August 2007
Skills
Ruby on Rails, JavaScript, MySQL, C++, Java, Microsoft Excel, Photoshop, Google Analytics, redis, Entrepreneurship, Start-ups, Business Development, Web Design, Redis, User Experience
Education
Stanford University 2009 — 2013
Bachelor of Science, Symbolic Systems
Geri Paquette Geri Paquette's UBS Financial Services Experience May 2011 - Present
Job Sr. Registered Client Service Associate at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services May 2011 - Present
UBS September 2009 - May 2011
Education
University of Minnesota-Twin Cities 1993 — 1995
Mortuary Science
St. Cloud State University 1990 — 1993
Pre-Mortuary Science
Holdingford High School 1988 — 1990
UBS Financial Services May 2011 - Present
UBS September 2009 - May 2011
Education
University of Minnesota-Twin Cities 1993 — 1995
Mortuary Science
St. Cloud State University 1990 — 1993
Pre-Mortuary Science
Holdingford High School 1988 — 1990
Joshua Shepherd's UBS Financial Services Experience October 2008 - Present
Job Financial Advisor at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services October 2008 - Present
A.G. Edwards & Sons, Inc. May 2003 - October 2008
Education
Springfield College 1999 — 2003
Bachelor Science, Sports and Business Management
UBS Financial Services October 2008 - Present
A.G. Edwards & Sons, Inc. May 2003 - October 2008
Education
Springfield College 1999 — 2003
Bachelor Science, Sports and Business Management
Kim Hunsberger Kim Hunsberger's UBS Financial Services Experience February 2006 - February 2008
Job
Industry Financial Services
Experience
Merrill Lynch December 2012 - July 2014
HESS International Educational Organization December 2010 - August 2012
Raymond James Financial Inc. February 2008 - November 2010
UBS Financial Services February 2006 - February 2008
Skills
Customer Service, PowerPoint, Microsoft Word, Social Media, Sales, Portfolio Management, Investments, Event Planning, Series 7, Teaching, Retirement, Product Marketing, Financial Services, Retirement Planning, Teamwork, Public Speaking, Project Management
Education
Saint Joseph's University 2001 — 2005
B.S. Business Administration, Marketing
Merrill Lynch December 2012 - July 2014
HESS International Educational Organization December 2010 - August 2012
Raymond James Financial Inc. February 2008 - November 2010
UBS Financial Services February 2006 - February 2008
Skills
Customer Service, PowerPoint, Microsoft Word, Social Media, Sales, Portfolio Management, Investments, Event Planning, Series 7, Teaching, Retirement, Product Marketing, Financial Services, Retirement Planning, Teamwork, Public Speaking, Project Management
Education
Saint Joseph's University 2001 — 2005
B.S. Business Administration, Marketing
Corey V. Carney, MBA Corey V. Carney, MBA's UBS Financial Services Experience February 2003 - June 2005
Job Investment Advisory Representative, Registered Representative
Industry Financial Services
Experience
Principal Financial Group April 2010 - Present
Bank of America June 2005 - March 2010
UBS Financial Services February 2003 - June 2005
Skills
Mutual Funds, 401k, IRAs, Disability Insurance, Investment Advisory, Series 7, Defined Benefit, Insurance, Deferred Compensation, IRA Rollovers, Retirement Planning
Education
Samford University 1995 — 1999
BS BA, Business Management
University of Phoenix - Nashville Campus 2002 — 2004
MBA, General Business
Principal Financial Group April 2010 - Present
Bank of America June 2005 - March 2010
UBS Financial Services February 2003 - June 2005
Skills
Mutual Funds, 401k, IRAs, Disability Insurance, Investment Advisory, Series 7, Defined Benefit, Insurance, Deferred Compensation, IRA Rollovers, Retirement Planning
Education
Samford University 1995 — 1999
BS BA, Business Management
University of Phoenix - Nashville Campus 2002 — 2004
MBA, General Business
Brendan Griffin Brendan Griffin's UBS Financial Services Experience May 2009 - September 2009
Job Senior at EY
Industry Accounting
Experience
EY May 2014 - Present
SMART DEVINE August 2011 - May 2014
Smart Devine formerly Nihill and Riedley, P.C. January 2011 - June 2011
Saint Joseph's University - Office of Financial Affairs May 2010 - May 2011
UBS Financial Services May 2009 - September 2009
Skills
Corporate Tax, Data Analysis, Analysis, SAP, Process Improvement, Finance, Data Management, Tax, Microsoft Office, Financial Analysis, Leadership, Management, Microsoft Excel, Social Media, Tax Accounting, Project Management
Education
Saint Joseph's University - Erivan K. Haub School of Business 2007 — 2011
BSBA, Accounting
St. Joseph's Prep 2003 — 2007
St. Andrew's
EY May 2014 - Present
SMART DEVINE August 2011 - May 2014
Smart Devine formerly Nihill and Riedley, P.C. January 2011 - June 2011
Saint Joseph's University - Office of Financial Affairs May 2010 - May 2011
UBS Financial Services May 2009 - September 2009
Skills
Corporate Tax, Data Analysis, Analysis, SAP, Process Improvement, Finance, Data Management, Tax, Microsoft Office, Financial Analysis, Leadership, Management, Microsoft Excel, Social Media, Tax Accounting, Project Management
Education
Saint Joseph's University - Erivan K. Haub School of Business 2007 — 2011
BSBA, Accounting
St. Joseph's Prep 2003 — 2007
St. Andrew's
Ryan M. Verdery, AIF® Ryan M. Verdery, AIF®'s UBS Financial Services Experience August 1999 - August 2006
Job Managing Director at Summit Retirement Partners, LLC
Industry Financial Services
Experience
Summit Retirement Partners April 2009 - Present
Merrill Lynch August 2006 - April 2009
UBS Financial Services August 1999 - August 2006
Interstate/Johnson Lane (IJL Wachovia) July 1997 - August 1999
United States Army 1985 - 1987
Skills
Retirement, 401k, Defined Benefit, Series 7, Series 63, Series 65, Retirement Planning, Investment Advisory, Wealth Management, Asset Allocation, Securities, Mutual Funds, Investments, Alternative Investments, FINRA, Uniform Combined State...
Education
Carnegie Mellon University 1995 — 1997
Managerial Economics
Shenandoah University 1992 — 1994
International Business
South Lakes High School 1983 — 1985
Summit Retirement Partners April 2009 - Present
Merrill Lynch August 2006 - April 2009
UBS Financial Services August 1999 - August 2006
Interstate/Johnson Lane (IJL Wachovia) July 1997 - August 1999
United States Army 1985 - 1987
Skills
Retirement, 401k, Defined Benefit, Series 7, Series 63, Series 65, Retirement Planning, Investment Advisory, Wealth Management, Asset Allocation, Securities, Mutual Funds, Investments, Alternative Investments, FINRA, Uniform Combined State...
Education
Carnegie Mellon University 1995 — 1997
Managerial Economics
Shenandoah University 1992 — 1994
International Business
South Lakes High School 1983 — 1985
J.C. Graham, CFP(R) J.C. Graham, CFP(R)'s UBS Financial Services Experience March 2002 - March 2005
Job Sr. Vice President
Industry Financial Services
Experience
Regional Financial Services Firm October 2012 - Present
Merrill Lynch Global Wealth Management August 2008 - October 2012
UBS Wealth Management April 2001 - August 2008
UBS Financial Services March 2002 - March 2005
Skills
Wealth Management, Series 7, Retirement Planning, Alternative Investments, Mutual Funds, Financial Advisory, Equities, Portfolio Management, Investments, Financial Services, Risk Management, Strategic Financial..., Wealth, Investment Advisory, Finance, Financial Planning
Education
Southern Methodist University
Financial Planning
Regional Financial Services Firm October 2012 - Present
Merrill Lynch Global Wealth Management August 2008 - October 2012
UBS Wealth Management April 2001 - August 2008
UBS Financial Services March 2002 - March 2005
Skills
Wealth Management, Series 7, Retirement Planning, Alternative Investments, Mutual Funds, Financial Advisory, Equities, Portfolio Management, Investments, Financial Services, Risk Management, Strategic Financial..., Wealth, Investment Advisory, Finance, Financial Planning
Education
Southern Methodist University
Financial Planning
Cameron Sigurdson Cameron Sigurdson's UBS Financial Services Experience January 2011 - December 2011
Job Payroll District Manager at Benefitmall
Industry Information Technology and Services
Experience
BenefitMall November 2013 - Present
ADP March 2012 - September 2013
UBS Financial Services January 2011 - December 2011
AmeriPark September 2003 - December 2011
Skills
Sales, New Business Development, Financial Analysis, Strategic Planning, Leadership, Banking, Salesforce.com, Cross Selling, ADP Payroll, Account Management, Employee Benefits, Cold Calling, Small Business, Team Leadership, Lead Generation, Payroll, Retirement Planning, Up-selling, PowerPoint, Market Research, Microsoft Office, PEO, Sales Presentations, SaaS, Sales Prospecting, Networking, Negotiation, Strategic Sales Plans, Building Business..., Consultative Sales..., CRM, Microsoft Excel, Hunter, Customer Retention, Sales Process
Education
San Diego State University-California State University 2007 — 2011
BA, Economics
Cathedral City High School
BenefitMall November 2013 - Present
ADP March 2012 - September 2013
UBS Financial Services January 2011 - December 2011
AmeriPark September 2003 - December 2011
Skills
Sales, New Business Development, Financial Analysis, Strategic Planning, Leadership, Banking, Salesforce.com, Cross Selling, ADP Payroll, Account Management, Employee Benefits, Cold Calling, Small Business, Team Leadership, Lead Generation, Payroll, Retirement Planning, Up-selling, PowerPoint, Market Research, Microsoft Office, PEO, Sales Presentations, SaaS, Sales Prospecting, Networking, Negotiation, Strategic Sales Plans, Building Business..., Consultative Sales..., CRM, Microsoft Excel, Hunter, Customer Retention, Sales Process
Education
San Diego State University-California State University 2007 — 2011
BA, Economics
Cathedral City High School
Bill Radtke, CEP Bill Radtke, CEP's UBS Financial Services Experience May 2002 - Present
Job
Industry Financial Services
Experience
UBS Financial Services May 2002 - Present
UBS May 2002 - Present
Stock & Option Solutions February 2001 - May 2002
Solomon Smith Barney 1998 - 2000
Skills
Management, Leadership, Mergers & Acquisitions, Financial Services, Wealth Management, Financial Analysis, Vendor Management, Securities, Process Improvement
Education
Santa Clara University 1993 — 1997
BS, Political Science
Jesuit High School 1989 — 1993
High School Diploma, College/University Preparatory and Advanced High School/Secondary Diploma Program
UBS Financial Services May 2002 - Present
UBS May 2002 - Present
Stock & Option Solutions February 2001 - May 2002
Solomon Smith Barney 1998 - 2000
Skills
Management, Leadership, Mergers & Acquisitions, Financial Services, Wealth Management, Financial Analysis, Vendor Management, Securities, Process Improvement
Education
Santa Clara University 1993 — 1997
BS, Political Science
Jesuit High School 1989 — 1993
High School Diploma, College/University Preparatory and Advanced High School/Secondary Diploma Program
Eric Sams Eric Sams's UBS Financial Services Experience 2002 - December 2008
Job CERTIFIED FINANCIAL PLANNER
Industry Financial Services
Experience
Sams Investment Strategies December 2008 - Present
UBS Financial Services 2002 - December 2008
Merrill Lynch 2000 - 2002
Education
Southwest Baptist University 1996 — 1999
Bachelors in Business Administration, Economics and Finance
Sams Investment Strategies December 2008 - Present
UBS Financial Services 2002 - December 2008
Merrill Lynch 2000 - 2002
Education
Southwest Baptist University 1996 — 1999
Bachelors in Business Administration, Economics and Finance
Paul D'Aiutolo Paul D'Aiutolo's UBS Financial Services Experience February 2007 - Present
Job Institutional Consultant at UBS
Industry Financial Services
Experience
UBS Financial Services February 2007 - Present
The Plan Sponsor University January 2013 - Present
National Association of Plan Advisors 401(k) Summit January 2012 - Present
McDonald Investments May 2000 - February 2007
Manning & Napier Advisors February 1999 - May 2000
Rimkus, Marciano & Associates (formely Longaker, Rimkus & Associates) December 1993 - May 1998
Education
Saint John Fisher College 1992 — 1994
Bachelor of Science, Accounting
Allianz Global Center for Behavioral Finance 2012 — 2012
Certified Behavioral Finance Analyst
University of Pittsburgh - Joseph M. Katz Graduate School of Business 2006 — 2006
Accredited Investment Fiduciary
The Plan Sponsor Institute 2004 — 2005
Plan Sponsor Retirement Professional
Aquinas Institute 1987 — 1990
NY State Regents Diploma (High School)
UBS Financial Services February 2007 - Present
The Plan Sponsor University January 2013 - Present
National Association of Plan Advisors 401(k) Summit January 2012 - Present
McDonald Investments May 2000 - February 2007
Manning & Napier Advisors February 1999 - May 2000
Rimkus, Marciano & Associates (formely Longaker, Rimkus & Associates) December 1993 - May 1998
Education
Saint John Fisher College 1992 — 1994
Bachelor of Science, Accounting
Allianz Global Center for Behavioral Finance 2012 — 2012
Certified Behavioral Finance Analyst
University of Pittsburgh - Joseph M. Katz Graduate School of Business 2006 — 2006
Accredited Investment Fiduciary
The Plan Sponsor Institute 2004 — 2005
Plan Sponsor Retirement Professional
Aquinas Institute 1987 — 1990
NY State Regents Diploma (High School)
Donald Littlefield Donald Littlefield's UBS Financial Services Experience April 2002 - April 2009
Job Partner at Ballard & Littlefield LLP
Industry Law Practice
Experience
Ballard & Littlefield LLP April 2009 - Present
UBS April 2002 - April 2009
UBS Financial Services April 2002 - April 2009
Munsch Hardt Kopf & Harr, P.C. April 2000 - April 2002
Prudential Securities 1993 - 2000
Skills
Arbitration, Litigation, Mediation, Securities Regulation, Securities, Corporate Governance, Commercial Litigation, Licensing, Due Diligence, Legal Research, Legal Writing, FINRA, Securities Litigation, Intellectual Property, Trade Secrets, Civil Litigation, Dispute Resolution, Employment Law, Privacy Law, Cross-border..., Joint Ventures
Education
Southern Methodist University Dedman School of Law 1983 — 1986
Juris Doctor, Law
Ballard & Littlefield LLP April 2009 - Present
UBS April 2002 - April 2009
UBS Financial Services April 2002 - April 2009
Munsch Hardt Kopf & Harr, P.C. April 2000 - April 2002
Prudential Securities 1993 - 2000
Skills
Arbitration, Litigation, Mediation, Securities Regulation, Securities, Corporate Governance, Commercial Litigation, Licensing, Due Diligence, Legal Research, Legal Writing, FINRA, Securities Litigation, Intellectual Property, Trade Secrets, Civil Litigation, Dispute Resolution, Employment Law, Privacy Law, Cross-border..., Joint Ventures
Education
Southern Methodist University Dedman School of Law 1983 — 1986
Juris Doctor, Law
Douglas McCain Douglas McCain's UBS Financial Services Experience May 2009 - June 2011
Job Staff Financial Analyst at GE Oil & Gas
Industry Aviation & Aerospace
Experience
GE Oil & Gas August 2014 - Present
L-3 Communications June 2011 - July 2014
L-3 Communications June 2011 - May 2012
UBS Financial Services May 2009 - June 2011
Skills
Financial Analysis, Leadership, Financial Modeling, Finance, Investments, Risk Management, Process Improvement, Valuation, Portfolio Management, Financial Reporting, Business Analysis, Variance Analysis, Accounting, Earned Value Management, Analysis, Budgets, Microsoft Excel, Microsoft Office, Access, Visual Basic, Operational Risk..., Management, Due Diligence, Corporate Finance, Sarbanes-Oxley Act
Education
The University of Texas at Austin - The Red McCombs School of Business 2012 — 2014
Master of Business Administration (MBA)
Southern Methodist University - Cox School of Business 2006 — 2009
Bachelor, Finance
GE Oil & Gas August 2014 - Present
L-3 Communications June 2011 - July 2014
L-3 Communications June 2011 - May 2012
UBS Financial Services May 2009 - June 2011
Skills
Financial Analysis, Leadership, Financial Modeling, Finance, Investments, Risk Management, Process Improvement, Valuation, Portfolio Management, Financial Reporting, Business Analysis, Variance Analysis, Accounting, Earned Value Management, Analysis, Budgets, Microsoft Excel, Microsoft Office, Access, Visual Basic, Operational Risk..., Management, Due Diligence, Corporate Finance, Sarbanes-Oxley Act
Education
The University of Texas at Austin - The Red McCombs School of Business 2012 — 2014
Master of Business Administration (MBA)
Southern Methodist University - Cox School of Business 2006 — 2009
Bachelor, Finance
Bree Herrera Bree Herrera's UBS Financial Services Experience July 2006 - April 2008
Job Accounts Manager at Tender Heart Home Care
Industry Marketing and Advertising
Experience
Commission Junction March 2011 - July 2012
Alloy Media + Marketing April 2008 - September 2010
UBS Financial Services July 2006 - April 2008
Education
Santa Clara University
Bachelor of Science, Commerce, Marketing
Commission Junction March 2011 - July 2012
Alloy Media + Marketing April 2008 - September 2010
UBS Financial Services July 2006 - April 2008
Education
Santa Clara University
Bachelor of Science, Commerce, Marketing
Greg Armand Greg Armand's UBS Financial Services Experience February 2007 - June 2007
Job Entrepreneur, Professional trader Equity options, FX
Industry Investment Management
Experience
Entrepreneur July 2007 - Present
UBS Financial Services February 2007 - June 2007
Walpole & Co., LLP February 2005 - February 2007
Eiffel Software February 2003 - December 2004
T-Mobile/Deutsche Telekom July 2002 - December 2002
Cards N'Tense August 1995 - October 2001
Skills
Business Strategy, Entrepreneurship, Business Development, Investments
Education
Santa Clara University 1997 — 2002
Marketing, Finance, Marketing
The American University of Paris 1999 — 1999
4 courses, Marketing, Intl Business
Robert Louis Stevenson, Pebble Beach, CA 1994 — 1996
Collège des Prêcheurs and Lycée Paul Cézanne, Aix-en-Provence, France, 1987-1994 1987 — 1994
Cold Spring School and Laguna Blanca School, Santa Barbara, California, 1983-1987 1983 — 1987
Lycée International, Saint-Germain-en-Laye, France, 1980-1983 1980 — 1983
Entrepreneur July 2007 - Present
UBS Financial Services February 2007 - June 2007
Walpole & Co., LLP February 2005 - February 2007
Eiffel Software February 2003 - December 2004
T-Mobile/Deutsche Telekom July 2002 - December 2002
Cards N'Tense August 1995 - October 2001
Skills
Business Strategy, Entrepreneurship, Business Development, Investments
Education
Santa Clara University 1997 — 2002
Marketing, Finance, Marketing
The American University of Paris 1999 — 1999
4 courses, Marketing, Intl Business
Robert Louis Stevenson, Pebble Beach, CA 1994 — 1996
Collège des Prêcheurs and Lycée Paul Cézanne, Aix-en-Provence, France, 1987-1994 1987 — 1994
Cold Spring School and Laguna Blanca School, Santa Barbara, California, 1983-1987 1983 — 1987
Lycée International, Saint-Germain-en-Laye, France, 1980-1983 1980 — 1983
Phil Winkel's UBS Financial Services Experience September 2006 - December 2014
Job Managing Sales Director at MetLife Premier Client Group
Industry Financial Services
Experience
MetLife Premier Client Group December 2014 - Present
UBS Financial Services September 2006 - December 2014
Symetra Financial August 2004 - February 2005
Safeco Life & Investments 1987 - 2004
Skills
Mutual Funds, Investments, Fixed Annuities, Wealth Management, Series 7, Marketing, Financial Services, Asset Allocation, Portfolio Management, Securities, Series 63, FINRA, Retirement, Alternative Investments, Asset Management, 401k, Investment Strategies, Retirement Strategies
Education
Seattle University 1989 — 1991
MBA, Finance & Marketing
University of Washington 1980 — 1985
BA, Economics
MetLife Premier Client Group December 2014 - Present
UBS Financial Services September 2006 - December 2014
Symetra Financial August 2004 - February 2005
Safeco Life & Investments 1987 - 2004
Skills
Mutual Funds, Investments, Fixed Annuities, Wealth Management, Series 7, Marketing, Financial Services, Asset Allocation, Portfolio Management, Securities, Series 63, FINRA, Retirement, Alternative Investments, Asset Management, 401k, Investment Strategies, Retirement Strategies
Education
Seattle University 1989 — 1991
MBA, Finance & Marketing
University of Washington 1980 — 1985
BA, Economics
Lauren Castan Lauren Castan's UBS Financial Services Experience July 2016 — Present
Job Administrative Manager at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS May 2014 — July 2016
UBS January 2013 — May 2014
Toscano Ristorante February 2008 — August 2012
UBS Financial Services July 2016 — Present
Skills
Social Media, Customer Service, Microsoft Office, Accounting, Bloomberg Terminal, Financial Analysis, Microsoft Excel, Wealth Management, Access, PowerPoint, Time Management, Microsoft Word, Outlook, Data Analysis, Leadership, Teamwork, Sales, Public Speaking, Management, Social Networking, Research, Microsoft PowerPoint, Microsoft Outlook
Education
St. John's University 2010 — 2014
Bachelor's degree, Business Management, Senior
Notre Dame High School 2006 — 2010
High School Diploma
UBS May 2014 — July 2016
UBS January 2013 — May 2014
Toscano Ristorante February 2008 — August 2012
UBS Financial Services July 2016 — Present
Skills
Social Media, Customer Service, Microsoft Office, Accounting, Bloomberg Terminal, Financial Analysis, Microsoft Excel, Wealth Management, Access, PowerPoint, Time Management, Microsoft Word, Outlook, Data Analysis, Leadership, Teamwork, Sales, Public Speaking, Management, Social Networking, Research, Microsoft PowerPoint, Microsoft Outlook
Education
St. John's University 2010 — 2014
Bachelor's degree, Business Management, Senior
Notre Dame High School 2006 — 2010
High School Diploma
Jessica Vidrik Jessica Vidrik's UBS Financial Services Experience May 2006 - November 2006
Job at
Industry Health, Wellness and Fitness
Experience
United Surgical Partners International, Inc July 2015 - Present
USPI July 2014 - Present
Baylor Surgicare at Oakmont July 2011 - July 2014
Memorial Ambulatory Surgery Center August 2010 - June 2011
United Surgical Partners Int'l August 2009 - August 2010
United Surgical Partners Int'l May 2007 - August 2009
United Surgical Partners Int'l May 2007 - May 2008
Brandt Wood Entertainment Companies February 2007 - May 2007
Kirtland Records May 2006 - February 2007
UBS Financial Services May 2006 - November 2006
Skills
Training, Operations Management, Management, Budgets, Healthcare, Microsoft Office, Hospitals, Customer Service, Process Improvement
Education
Southern Methodist University - Cox School of Business 2004 — 2008
BBA, Business Management; Spanish
Cox School of BusinessMay 2008
Business Management
Cuenauhuac Spanish Immersion SchoolJuly 2003
Franklin High School
Franklin High School
United Surgical Partners International, Inc July 2015 - Present
USPI July 2014 - Present
Baylor Surgicare at Oakmont July 2011 - July 2014
Memorial Ambulatory Surgery Center August 2010 - June 2011
United Surgical Partners Int'l August 2009 - August 2010
United Surgical Partners Int'l May 2007 - August 2009
United Surgical Partners Int'l May 2007 - May 2008
Brandt Wood Entertainment Companies February 2007 - May 2007
Kirtland Records May 2006 - February 2007
UBS Financial Services May 2006 - November 2006
Skills
Training, Operations Management, Management, Budgets, Healthcare, Microsoft Office, Hospitals, Customer Service, Process Improvement
Education
Southern Methodist University - Cox School of Business 2004 — 2008
BBA, Business Management; Spanish
Cox School of BusinessMay 2008
Business Management
Cuenauhuac Spanish Immersion SchoolJuly 2003
Franklin High School
Franklin High School
James Hotson's UBS Financial Services Experience November 2009 - May 2010
Job #1 Retention Marketing Solution. Reduce Churn. Grow Revenue.
Industry Internet
Experience
Retention Science October 2012 - Present
TWEAK Footwear March 2010 - October 2012
Cento Wallets 2009 - 2011
UBS Financial Services November 2009 - May 2010
Skills
Sales, Retention Marketing, Big Data, Digital Marketing, Customer Retention, Entrepreneurship, Leadership, Tuna Sandwich, E-commerce, Online Marketing, SEO, Lead Generation, Strategic Partnerships, Business Strategy, New Business Development, International Sales, Venture Capital, Online Advertising, Social Media, Product Management, Marketing, Up-selling, Marketing Strategy
Education
Stanford University Graduate School of Business 2014 — 2015
Certificate, Innovation and Entrepreneurship
University of Southern California
Bachelor of Arts (BA), International Relations Global Business
Retention Science October 2012 - Present
TWEAK Footwear March 2010 - October 2012
Cento Wallets 2009 - 2011
UBS Financial Services November 2009 - May 2010
Skills
Sales, Retention Marketing, Big Data, Digital Marketing, Customer Retention, Entrepreneurship, Leadership, Tuna Sandwich, E-commerce, Online Marketing, SEO, Lead Generation, Strategic Partnerships, Business Strategy, New Business Development, International Sales, Venture Capital, Online Advertising, Social Media, Product Management, Marketing, Up-selling, Marketing Strategy
Education
Stanford University Graduate School of Business 2014 — 2015
Certificate, Innovation and Entrepreneurship
University of Southern California
Bachelor of Arts (BA), International Relations Global Business
Leonard Katz Leonard Katz's UBS Financial Services Experience August 2003 - May 2009
Job Portfolio Management Associate at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley Wealth Management May 2009 - Present
UBS Financial Services August 2003 - May 2009
Smith Barney August 1997 - August 2003
Education
University of Central Florida 1986 — 1989
BS Finance, Business Finance
Santa Fe Community College 1983 — 1986
AA - Business, Business
Morgan Stanley Wealth Management May 2009 - Present
UBS Financial Services August 2003 - May 2009
Smith Barney August 1997 - August 2003
Education
University of Central Florida 1986 — 1989
BS Finance, Business Finance
Santa Fe Community College 1983 — 1986
AA - Business, Business
Spencer Jones, CFA Spencer Jones, CFA's UBS Financial Services Experience November 1995 - December 2003
Job Portfolio Manager/Financial Advisor at Atwood & Palmer, Inc.
Industry Investment Management
Experience
Atwood & Palmer, Inc. January 2004 - Present
UBS Financial Services November 1995 - December 2003
Skills
Portfolio Management, Asset Allocation, Investment Management, Equity Valuation, Technical Analysis, Investment Counselor, Financial Analysis, Finacial Management, Investment Advisory..., Financial Advisory
Education
Southern Methodist University 1989 — 1993
BBA
Pembroke Hill School 1982 — 1989
High School
Atwood & Palmer, Inc. January 2004 - Present
UBS Financial Services November 1995 - December 2003
Skills
Portfolio Management, Asset Allocation, Investment Management, Equity Valuation, Technical Analysis, Investment Counselor, Financial Analysis, Finacial Management, Investment Advisory..., Financial Advisory
Education
Southern Methodist University 1989 — 1993
BBA
Pembroke Hill School 1982 — 1989
High School
moira sowarby moira sowarby's UBS Financial Services Experience 2014 - 2015
Job Fixed Income Specialist
Industry Financial Services
Experience
UBS Financial Services 2014 - 2015
Beth Bowley Inc 2010 - 2014
UBS 1995 - 2008
Skills
Capital Markets, Fixed Income, Investment Banking, Investments, Securities, Financial Services, Asset Management, Bonds, Portfolio Management, FINRA, Series 7, Wealth Management, Bloomberg, Hedge Funds, Trading, Municipal Bonds, Finance
Education
State University of New York College at Cortland
BA, Sociology
UBS Financial Services 2014 - 2015
Beth Bowley Inc 2010 - 2014
UBS 1995 - 2008
Skills
Capital Markets, Fixed Income, Investment Banking, Investments, Securities, Financial Services, Asset Management, Bonds, Portfolio Management, FINRA, Series 7, Wealth Management, Bloomberg, Hedge Funds, Trading, Municipal Bonds, Finance
Education
State University of New York College at Cortland
BA, Sociology
Dale Whitmer Dale Whitmer's UBS Financial Services Experience December 2009 - January 2012
Job Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley January 2014 - Present
Robert W. Baird & Co. January 2012 - December 2013
UBS Financial Services December 2009 - January 2012
Merrill Lynch March 2005 - December 2009
The Vintage Bank April 2003 - December 2006
Education
San Diego State University-California State University 2002 — 2007
Business, Finance
Morgan Stanley January 2014 - Present
Robert W. Baird & Co. January 2012 - December 2013
UBS Financial Services December 2009 - January 2012
Merrill Lynch March 2005 - December 2009
The Vintage Bank April 2003 - December 2006
Education
San Diego State University-California State University 2002 — 2007
Business, Finance
Ida Licata Ida Licata's UBS Financial Services Experience January 2004 - April 2005
Job Associate Director FP&A at Covance Inc.
Industry Pharmaceuticals
Experience
Covance Inc April 2005 - Present
UBS Financial Services, January 2004 - April 2005
AT&T Solutions Commercial Sector September 1998 - October 2003
Skills
Financial Analysis, Financial Reporting, Strategic Financial..., Finance, Financial Modeling, Project Finance, Clinical Trials, CRO, Forecasting, GCP, Clinical Monitoring, Pharmaceutical Industry, Cross-functional Team..., Oncology, Financial Forecasting, Portfolio Management, EDC, Clinical Development, Management, CTMS, Clinical Data Management, Financial Planning
Education
Rutgers University-New Brunswick 1994 — 1998
Bachelor's degree, Finance and Financial Management Services
Rutgers, The State University of New Jersey-New Brunswick 1994 — 1998
Bachelor's degree, Finance & Italian
Covance Inc April 2005 - Present
UBS Financial Services, January 2004 - April 2005
AT&T Solutions Commercial Sector September 1998 - October 2003
Skills
Financial Analysis, Financial Reporting, Strategic Financial..., Finance, Financial Modeling, Project Finance, Clinical Trials, CRO, Forecasting, GCP, Clinical Monitoring, Pharmaceutical Industry, Cross-functional Team..., Oncology, Financial Forecasting, Portfolio Management, EDC, Clinical Development, Management, CTMS, Clinical Data Management, Financial Planning
Education
Rutgers University-New Brunswick 1994 — 1998
Bachelor's degree, Finance and Financial Management Services
Rutgers, The State University of New Jersey-New Brunswick 1994 — 1998
Bachelor's degree, Finance & Italian
Stewart Simon, Ph.D.'s UBS Financial Services Experience October 2010 - November 2011
Job Beacon Lights Research & Advisory, LLC. Public Finance Consultant & Registered Municipal Advisor
Industry Financial Services
Experience
Beacon Lights Research & Advisory, llc November 2012 - Present
UBS Financial Services October 2010 - November 2011
FGIC March 1994 - September 2009
Fitch Ratings September 1989 - March 1994
New York City Department of Housing Preservation and Development March 1988 - September 1989
Skills
Public Finance, Public Administration, Public Policy & Program..., Intergovernmental..., Risk Management &..., Portfolio Management &..., Six Sigma Techniques, Capital Markets, Credit & Economic..., Transaction Management, State & Local..., Infrastructure Financing, MatLab, Credit, Portfolio Management, Financial Modeling, Risk Management, Infrastructure, Intergovernmental..., Budgets, Credit Analysis, Finance, Bonds, Securities, Financial Structuring, Project Finance, Quantitative Analytics, Fixed Income, Investments, Financial Analysis, Management
Education
State University of New York at Albany
Ph.D., Public Administration Finance and Public Policy Analysis
State University of New York at Albany
Master of Public Administration (MPA), Public Administration and Finance
State University of New York at New Paltz
Bachelor of Science (BS), Political Science and Government
Beacon Lights Research & Advisory, llc November 2012 - Present
UBS Financial Services October 2010 - November 2011
FGIC March 1994 - September 2009
Fitch Ratings September 1989 - March 1994
New York City Department of Housing Preservation and Development March 1988 - September 1989
Skills
Public Finance, Public Administration, Public Policy & Program..., Intergovernmental..., Risk Management &..., Portfolio Management &..., Six Sigma Techniques, Capital Markets, Credit & Economic..., Transaction Management, State & Local..., Infrastructure Financing, MatLab, Credit, Portfolio Management, Financial Modeling, Risk Management, Infrastructure, Intergovernmental..., Budgets, Credit Analysis, Finance, Bonds, Securities, Financial Structuring, Project Finance, Quantitative Analytics, Fixed Income, Investments, Financial Analysis, Management
Education
State University of New York at Albany
Ph.D., Public Administration Finance and Public Policy Analysis
State University of New York at Albany
Master of Public Administration (MPA), Public Administration and Finance
State University of New York at New Paltz
Bachelor of Science (BS), Political Science and Government
Jennifer Ubl's UBS Financial Services Experience July 2006 - March 2008
Job MBA Candidate Risk Management/ Human Resource Management , Securities Operations Specialist
Industry Financial Services
Experience
Scotiabank December 2010 - Present
Robert Half Finance & Accounting March 2014 - May 2014
UBS Wealth Management March 2008 - December 2010
UBS Financial Services July 2006 - March 2008
Skills
Project Management, Event Management, Human Resources, Securities, Equities, Business Analysis, Strategic Planning, Fundraising, Financial Services, Event Planning, Customer Service, PowerPoint, Leadership
Education
Saint Peter's University 2014 — 2016
Master of Business Administration (MBA), Risk Management/Human Resource Management
Rutgers, The State University of New Jersey-New Brunswick 2002 — 2006
Bachelors, Communication Studies
Farleigh Dickinson University 2013 — 2013
Human Resource Management Certificate, Human Resources Management and Services
Edison High School 1998 — 2002
High school, NA
Scotiabank December 2010 - Present
Robert Half Finance & Accounting March 2014 - May 2014
UBS Wealth Management March 2008 - December 2010
UBS Financial Services July 2006 - March 2008
Skills
Project Management, Event Management, Human Resources, Securities, Equities, Business Analysis, Strategic Planning, Fundraising, Financial Services, Event Planning, Customer Service, PowerPoint, Leadership
Education
Saint Peter's University 2014 — 2016
Master of Business Administration (MBA), Risk Management/Human Resource Management
Rutgers, The State University of New Jersey-New Brunswick 2002 — 2006
Bachelors, Communication Studies
Farleigh Dickinson University 2013 — 2013
Human Resource Management Certificate, Human Resources Management and Services
Edison High School 1998 — 2002
High school, NA
John Weisz's UBS Financial Services Experience May 2011 - August 2011
Job Financial Analyst
Industry Financial Services
Experience
Weisz & Associates February 2014 - February 2015
SunCal June 2012 - January 2014
Bullseye Ventures August 2011 - May 2012
UBS Financial Services May 2011 - August 2011
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Argus Modeling, Real Estate Development, Commercial Real Estate, International Real..., Real Estate Marketing, Real Estate Transactions, Financial Analysis, Financial Modeling, Cash Flow Forecasting, Cash Flow Analysis, Land Development, Residential Land...
Education
New York University - Leonard N. Stern School of Business 2010 — 2012
Bachelor of Science (BS), Accounting and Finance, 3.7
Saddleback College 2008 — 2010
Associate's degree, Business/Commerce, General, 4.0
Weisz & Associates February 2014 - February 2015
SunCal June 2012 - January 2014
Bullseye Ventures August 2011 - May 2012
UBS Financial Services May 2011 - August 2011
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Argus Modeling, Real Estate Development, Commercial Real Estate, International Real..., Real Estate Marketing, Real Estate Transactions, Financial Analysis, Financial Modeling, Cash Flow Forecasting, Cash Flow Analysis, Land Development, Residential Land...
Education
New York University - Leonard N. Stern School of Business 2010 — 2012
Bachelor of Science (BS), Accounting and Finance, 3.7
Saddleback College 2008 — 2010
Associate's degree, Business/Commerce, General, 4.0
Vanessa Cenuser, MPA's UBS Financial Services Experience April 2008 - April 2009
Job ...
Industry Investment Management
Experience
GreensLedge July 2013 - Present
C&Co/PrinceRidge LLC June 2012 - July 2013
Highbridge Capital Management October 2011 - June 2012
Nomura October 2010 - October 2011
Memorial Sloan-Kettering Cancer Center October 2009 - October 2010
UBS Financial Services April 2008 - April 2009
UBS Wealth Management July 2006 - April 2008
Skills
Recruiting, Strategy, Management, Management Consulting, Outlook, Entrepreneurship, Financial Analysis, Asset Managment, Financial Services, PowerPoint, Financial Modeling, Microsoft Excel, Human Resources, Microsoft Office, Sales
Education
Fairleigh Dickinson University 2006 — 2008
Masters
Rutgers University-New Brunswick 2002 — 2006
Bachelors of Arts
GreensLedge July 2013 - Present
C&Co/PrinceRidge LLC June 2012 - July 2013
Highbridge Capital Management October 2011 - June 2012
Nomura October 2010 - October 2011
Memorial Sloan-Kettering Cancer Center October 2009 - October 2010
UBS Financial Services April 2008 - April 2009
UBS Wealth Management July 2006 - April 2008
Skills
Recruiting, Strategy, Management, Management Consulting, Outlook, Entrepreneurship, Financial Analysis, Asset Managment, Financial Services, PowerPoint, Financial Modeling, Microsoft Excel, Human Resources, Microsoft Office, Sales
Education
Fairleigh Dickinson University 2006 — 2008
Masters
Rutgers University-New Brunswick 2002 — 2006
Bachelors of Arts
Evan Meier's UBS Financial Services Experience June 2010 - August 2010
Job Systems, Process & Support at EMD Millipore
Industry Biotechnology
Experience
EMD Millipore July 2013 - Present
EMD Millipore Corp February 2011 - Present
UBS Financial Services June 2010 - August 2010
Skills
Project Management, Process Improvement, Salesforce.com, Cross-functional Team..., Business Development, Troubleshooting, Telephone Skills
Education
Saint Michael's College
Bachelors of Science, Business Administration
EMD Millipore July 2013 - Present
EMD Millipore Corp February 2011 - Present
UBS Financial Services June 2010 - August 2010
Skills
Project Management, Process Improvement, Salesforce.com, Cross-functional Team..., Business Development, Troubleshooting, Telephone Skills
Education
Saint Michael's College
Bachelors of Science, Business Administration
Amy Galvin's UBS Financial Services Experience November 2010 - April 2014
Job Marketing Coordinator, Navigant Inc.
Industry Marketing and Advertising
Experience
Navigant June 2015 - Present
KPMG May 2014 - April 2015
UBS Financial Services November 2010 - April 2014
KETC Channel 9 June 2010 - August 2010
Skills
Social Media, Marketing Communications, Marketing, Retail, Segmentation, CRM, Market Research, Project Planning, Marketing Strategy, Online Marketing, Direct Marketing, Event Planning, Marketing Management, Event Management, Strategic Communications, Brand Development, Digital Marketing, Email Marketing, Internal Communications, Integrated Marketing, Project Management, Social Media Marketing
Education
Saint Louis University 2007 — 2011
Bachelor of Arts (B.A.), Communications, Marketing
Navigant June 2015 - Present
KPMG May 2014 - April 2015
UBS Financial Services November 2010 - April 2014
KETC Channel 9 June 2010 - August 2010
Skills
Social Media, Marketing Communications, Marketing, Retail, Segmentation, CRM, Market Research, Project Planning, Marketing Strategy, Online Marketing, Direct Marketing, Event Planning, Marketing Management, Event Management, Strategic Communications, Brand Development, Digital Marketing, Email Marketing, Internal Communications, Integrated Marketing, Project Management, Social Media Marketing
Education
Saint Louis University 2007 — 2011
Bachelor of Arts (B.A.), Communications, Marketing
Katie Brooks Cullum Katie Brooks Cullum's UBS Financial Services Experience February 2007 - July 2011
Job Sr Registered Client Service Associate at UBS
Industry Financial Services
Experience
UBS May 2013 - Present
Aveo Capital Partners July 2011 - April 2013
UBS Financial Services February 2007 - July 2011
Merrill Lynch February 2005 - February 2007
Merrill Lynch January 2002 - February 2005
Merrill Lynch October 1999 - January 2002
Education
Santa Clara University 1995 — 1999
Bachelor of Science (BS), Marketing
Edina High School 1991 — 1995
Graduated
UBS May 2013 - Present
Aveo Capital Partners July 2011 - April 2013
UBS Financial Services February 2007 - July 2011
Merrill Lynch February 2005 - February 2007
Merrill Lynch January 2002 - February 2005
Merrill Lynch October 1999 - January 2002
Education
Santa Clara University 1995 — 1999
Bachelor of Science (BS), Marketing
Edina High School 1991 — 1995
Graduated
Aaron Wolson Aaron Wolson's UBS Financial Services Experience October 2001 - August 2006
Job Vice PresidentFinancial Advisor at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. March 2012 - Present
Wells Fargo Advisors August 2006 - February 2012
UBS Financial Services October 2001 - August 2006
Education
Skidmore College
Bachelor of Arts (B.A.), Psychology
New Rochelle High School
Ameriprise Financial Services, Inc. March 2012 - Present
Wells Fargo Advisors August 2006 - February 2012
UBS Financial Services October 2001 - August 2006
Education
Skidmore College
Bachelor of Arts (B.A.), Psychology
New Rochelle High School
Jennifer Senecal's UBS Financial Services Experience June 2015 - Present
Job Registered Client Service Associate at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services June 2015 - Present
UBS Financial Services May 2011 - June 2015
Education
Saint Michael's College 2007 — 2011
Bachelor of Arts (B.A.), Psychology
Yarmouth High School 2003 — 2007
UBS Financial Services June 2015 - Present
UBS Financial Services May 2011 - June 2015
Education
Saint Michael's College 2007 — 2011
Bachelor of Arts (B.A.), Psychology
Yarmouth High School 2003 — 2007
Michael F. Murphy Michael F. Murphy's UBS Financial Services Experience March 2004 - March 2012
Job Director, Specialist, Taxable Fixed Income Sales at UBS Financial Services
Industry Financial Services
Experience
Seeking a position in the Financial Services Industry March 2012 - Present
UBS Financial Services March 2004 - March 2012
Merrill Lynch 1988 - 2003
Dean Witter Reynolds, Inc 1986 - 1988
Irving Trust Company, New York, NY 1981 - 1986
Skills
COMPUTER SKILLS:..., LICENSES AND...
Education
State University of New York College at Oneonta
Bachelor of Science, Political Science, 1980
Seeking a position in the Financial Services Industry March 2012 - Present
UBS Financial Services March 2004 - March 2012
Merrill Lynch 1988 - 2003
Dean Witter Reynolds, Inc 1986 - 1988
Irving Trust Company, New York, NY 1981 - 1986
Skills
COMPUTER SKILLS:..., LICENSES AND...
Education
State University of New York College at Oneonta
Bachelor of Science, Political Science, 1980
Faiza Mazhar's UBS Financial Services Experience April 2011 - Present
Job associate at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services April 2011 - Present
Skills
Microsoft Office, Microsoft Excel, PowerPoint, Research, Leadership, Public Speaking, Microsoft Word, Customer Service, Project Management, Outlook
Education
Rutgers University
Bachelor of Arts (B.A.), Economics
UBS Financial Services April 2011 - Present
Skills
Microsoft Office, Microsoft Excel, PowerPoint, Research, Leadership, Public Speaking, Microsoft Word, Customer Service, Project Management, Outlook
Education
Rutgers University
Bachelor of Arts (B.A.), Economics
Emily Kong Emily Kong's UBS Financial Services Experience October 2012 - June 2015
Job Registered Client Service Associate at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services October 2012 - June 2015
Open Door Capital Advisors LLC 2011 - 2012
BNP Paribas Fortis, Hong Kong November 2006 - November 2010
Skills
Equities, Derivatives, Financial Markets, Fixed Income, Leadership, Series 7, Time Management, Asset Management, FINRA, series 66, series 9, series 10
Education
San Francisco State University
Bachelor, Business Administration, International Business
UBS Financial Services October 2012 - June 2015
Open Door Capital Advisors LLC 2011 - 2012
BNP Paribas Fortis, Hong Kong November 2006 - November 2010
Skills
Equities, Derivatives, Financial Markets, Fixed Income, Leadership, Series 7, Time Management, Asset Management, FINRA, series 66, series 9, series 10
Education
San Francisco State University
Bachelor, Business Administration, International Business
Neil Lerner, CFP, CIMA Neil Lerner, CFP, CIMA's UBS Financial Services Experience January 2009 - Present
Job Senior Vice PresidentInvestments, Senior Portfolio Manager, Wealth Advisor at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services January 2009 - Present
Education
Rutgers University-New Brunswick 1963 — 1968
BA, English
UBS Financial Services January 2009 - Present
Education
Rutgers University-New Brunswick 1963 — 1968
BA, English
Brendan Biruk, CFP® Brendan Biruk, CFP®'s UBS Financial Services Experience January 2009 - Present
Job Vice President Retirement Plan Consultant at UBS
Industry Financial Services
Experience
UBS Financial Services January 2009 - Present
Merrill Lynch April 2003 - January 2009
Prudential Securities October 1998 - April 2003
Education
Slippery Rock University of Pennsylvania 1992 — 1996
UBS Financial Services January 2009 - Present
Merrill Lynch April 2003 - January 2009
Prudential Securities October 1998 - April 2003
Education
Slippery Rock University of Pennsylvania 1992 — 1996
N. Jo Roebuck-Pearson N. Jo Roebuck-Pearson's UBS Financial Services Experience May 2002 - Present
Job Senior Vice President Investments at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services May 2002 - Present
Skills
Series 7, Series 63
Education
South Dakota State University
Master of Education (M.Ed.), Business Planning and Guidance Counceling
The University of Texas at Austin
Bachelor's degree, Bachelor of Arts ~ History
UBS Financial Services May 2002 - Present
Skills
Series 7, Series 63
Education
South Dakota State University
Master of Education (M.Ed.), Business Planning and Guidance Counceling
The University of Texas at Austin
Bachelor's degree, Bachelor of Arts ~ History
Kathy Britton Kathy Britton's UBS Financial Services Experience January 2000 - May 2006
Job Private Banker at City Bank
Industry Banking
Experience
City Bank March 2012 - Present
Wells Fargo Bank June 2006 - March 2012
UBS Financial Services January 2000 - May 2006
Skills
Banking, Credit, Wealth Management, Commercial Banking, Loans, Small Business Lending, Portfolio Management, Investments, Consumer Lending, Mortgage Lending, Long Term Care Insurance, Life Insurance, Disability Insurance
Education
Texas Tech University 1992 — 1996
Bachelor’s Degree, Financial Planning, Summa Cum Laude
Roxana Community High School
Southern Illinois University, Edwardsville
A.S., Business
City Bank March 2012 - Present
Wells Fargo Bank June 2006 - March 2012
UBS Financial Services January 2000 - May 2006
Skills
Banking, Credit, Wealth Management, Commercial Banking, Loans, Small Business Lending, Portfolio Management, Investments, Consumer Lending, Mortgage Lending, Long Term Care Insurance, Life Insurance, Disability Insurance
Education
Texas Tech University 1992 — 1996
Bachelor’s Degree, Financial Planning, Summa Cum Laude
Roxana Community High School
Southern Illinois University, Edwardsville
A.S., Business
Matthew Battenberg Matthew Battenberg's UBS Financial Services Experience November 2000 - August 2009
Job Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC August 2009 - Present
UBS Financial Services November 2000 - August 2009
JMB Partners 1998 - 2000
General Motors 1996 - 1998
Skills
Funding, 401k Rollovers, High Net Worth Insurance, Investments, Asset Allocation, Wealth Preservation..., Risk Management, Transition Planning, Distribution Strategies
Education
Southern Methodist University 1991 — 1995
B.A., Marketing
Cranbrook Kingswood 1987 — 1991
Wells Fargo Advisors, LLC August 2009 - Present
UBS Financial Services November 2000 - August 2009
JMB Partners 1998 - 2000
General Motors 1996 - 1998
Skills
Funding, 401k Rollovers, High Net Worth Insurance, Investments, Asset Allocation, Wealth Preservation..., Risk Management, Transition Planning, Distribution Strategies
Education
Southern Methodist University 1991 — 1995
B.A., Marketing
Cranbrook Kingswood 1987 — 1991
Garry Stegeland Garry Stegeland's UBS Financial Services Experience 2000 - 2002
Job Senior Vice President & CCO at Stifel Financial
Industry Financial Services
Experience
Stifel Financial Corp. July 2002 - Present
Stifel Financial Corp. 2002 - Present
Ryan Beck & Co. July 2002 - February 2007
UBS Financial Services 2000 - 2002
PaineWebber 1988 - 2002
Shearson Lehman/American Express December 1986 - July 1988
Skills
Securities Regulation, Mutual Funds, Series 7, Series 24, FINRA, Securities, KYC, Investment Advisory, AML, Securities Litigation, SEC, Corporate Governance, Hedge Funds, Arbitration, Capital Markets, Litigation, Financial Services, Due Diligence, Equities, Alternative Investments, Investments, Broker-Dealer, Equity Trading, Fixed Income, Corporate Law, Estate Planning, Series 63, Asset Management, Wealth Management..., Series 65, Investment Management, Structured Finance, Derivatives, OFAC, USA PATRIOT Act, ETFs, Investment Banking, Legal Compliance, Financial Markets, Private Placements, Asset Allocation, Private Equity, Uniform Combined State..., Financial Regulation, Wealth Management
Education
St. John's University School of Law 1975 — 1978
JD, Law
Stifel Financial Corp. July 2002 - Present
Stifel Financial Corp. 2002 - Present
Ryan Beck & Co. July 2002 - February 2007
UBS Financial Services 2000 - 2002
PaineWebber 1988 - 2002
Shearson Lehman/American Express December 1986 - July 1988
Skills
Securities Regulation, Mutual Funds, Series 7, Series 24, FINRA, Securities, KYC, Investment Advisory, AML, Securities Litigation, SEC, Corporate Governance, Hedge Funds, Arbitration, Capital Markets, Litigation, Financial Services, Due Diligence, Equities, Alternative Investments, Investments, Broker-Dealer, Equity Trading, Fixed Income, Corporate Law, Estate Planning, Series 63, Asset Management, Wealth Management..., Series 65, Investment Management, Structured Finance, Derivatives, OFAC, USA PATRIOT Act, ETFs, Investment Banking, Legal Compliance, Financial Markets, Private Placements, Asset Allocation, Private Equity, Uniform Combined State..., Financial Regulation, Wealth Management
Education
St. John's University School of Law 1975 — 1978
JD, Law
Michael Tully Michael Tully's UBS Financial Services Experience September 2010 - January 2011
Job Underwriter at AIG
Industry Financial Services
Experience
AIG January 2013 - Present
Morgan Stanley Wealth Management November 2012 - January 2013
Consultant January 2011 - November 2012
UBS Financial Services September 2010 - January 2011
UBS FINANCIAL SERVICES January 2008 - September 2010
UBS FINANCIAL SERVICES June 2006 - January 2008
Act-1 August 2006 - January 2007
Gap Inc. November 1999 - August 2006
Skills
Insurance, Mutual Funds, Customer Service, Retirement Planning, Coaching, Annuities, Retirement Plans, Retirement, Service Desk, Call Center, Management, Phone Etiquette, Phone Skills, iPhone, Financial Services, Wealth Management, Morningstar, PeopleSoft, Life Insurance, Underwriting, Securities, Fixed Annuities, Investments, Financial Analysis, Call Centers, Portfolio Management, Strategic Financial...
Education
Saint Peter's University 1998 — 2006
Bachelor of Science, Marketing
Saint Peter's Prep 1994 — 1998
Bachelor of Science (B.S.), Marketing
AIG January 2013 - Present
Morgan Stanley Wealth Management November 2012 - January 2013
Consultant January 2011 - November 2012
UBS Financial Services September 2010 - January 2011
UBS FINANCIAL SERVICES January 2008 - September 2010
UBS FINANCIAL SERVICES June 2006 - January 2008
Act-1 August 2006 - January 2007
Gap Inc. November 1999 - August 2006
Skills
Insurance, Mutual Funds, Customer Service, Retirement Planning, Coaching, Annuities, Retirement Plans, Retirement, Service Desk, Call Center, Management, Phone Etiquette, Phone Skills, iPhone, Financial Services, Wealth Management, Morningstar, PeopleSoft, Life Insurance, Underwriting, Securities, Fixed Annuities, Investments, Financial Analysis, Call Centers, Portfolio Management, Strategic Financial...
Education
Saint Peter's University 1998 — 2006
Bachelor of Science, Marketing
Saint Peter's Prep 1994 — 1998
Bachelor of Science (B.S.), Marketing
Doug McAllister Doug McAllister's UBS Financial Services Experience March 1998 - July 2005
Job Financial Advisor at Doug McAllister Financial Advisor
Industry Financial Services
Experience
Doug McAllister Financial Advisor May 2014 - Present
Sterling Bank & Trust, FSB June 2006 - May 2014
UBS Financial Services March 1998 - July 2005
Skills
Strategic Planning, Finance, Customer Service, Management, Public Speaking, Leadership, Marketing, Strategy, Program Management, Sales
Education
San Francisco State University
BS, Biology
Doug McAllister Financial Advisor May 2014 - Present
Sterling Bank & Trust, FSB June 2006 - May 2014
UBS Financial Services March 1998 - July 2005
Skills
Strategic Planning, Finance, Customer Service, Management, Public Speaking, Leadership, Marketing, Strategy, Program Management, Sales
Education
San Francisco State University
BS, Biology
Patricia (Dorsey) DiGiacomo's UBS Financial Services Experience January 2004 - June 2005
Job
Industry Computer & Network Security
Experience
Johnson & Johnson September 2013 - Present
Johnson & Johnson August 2011 - September 2013
Medco Health Solutions January 2011 - September 2011
Medco October 2007 - December 2010
SunGard Professional Services June 2005 - October 2007
UBS Financial Services January 2004 - June 2005
Skills
HIPAA, Business Continuity, Risk Management, Governance, Information Security..., Risk Assessment, Security Audits, Policy, Business Analysis, Project Management, Process Improvement, Enterprise Risk..., Security, Information Security, Information Technology
Education
Saint Joseph's University 1998 — 2002
BA, English
Saint Joseph's University 1998 — 2002
Bachelor of Arts (B.A.)
Johnson & Johnson September 2013 - Present
Johnson & Johnson August 2011 - September 2013
Medco Health Solutions January 2011 - September 2011
Medco October 2007 - December 2010
SunGard Professional Services June 2005 - October 2007
UBS Financial Services January 2004 - June 2005
Skills
HIPAA, Business Continuity, Risk Management, Governance, Information Security..., Risk Assessment, Security Audits, Policy, Business Analysis, Project Management, Process Improvement, Enterprise Risk..., Security, Information Security, Information Technology
Education
Saint Joseph's University 1998 — 2002
BA, English
Saint Joseph's University 1998 — 2002
Bachelor of Arts (B.A.)
Jose Ricardo Otero Freiria's UBS Financial Services Experience June 2005 - December 2008
Job Managing Partner at Parliament Capital Management
Industry Government Administration
Experience
Parliament Capital Management May 2015 - Present
optionMONSTER's Protégé Program January 2013 - April 2015
Government Development Bank for Puerto Rico March 2011 - December 2012
Government of Puerto Rico November 2009 - February 2011
Government of Puerto Rico January 2009 - November 2009
UBS Financial Services June 2005 - December 2008
Guidant Cardiac Surgery September 2001 - April 2005
AOL-Netscape June 2000 - August 2000
Procter & Gamble August 1996 - May 1999
Banco Popular de Puerto Rico 1993 - 1995
Skills
Certified Public..., Finance, Investments, Economic Development, Business Strategy, Capital Markets, Due Diligence, Strategic Financial..., Management, Public Policy, Insurance, Strategic Planning, Analysis, Entrepreneurship, Corporate Finance, Management Consulting, Financial Analysis, Mutual Funds, Banking, Strategy, Mergers & Acquisitions, Risk Management, Business Planning, Financial Modeling, Managerial Finance, Investment Banking, Project Management, Valuation, Leadership, Private Equity, Government, Budgets, Financial Planning, Portfolio Management
Education
Stanford University Graduate School of Business 1999 — 2001
MBA
University of Pennsylvania - The Wharton School 1992 — 1996
BSE, Finance and Accounting
Colegio San Ignacio de Loyola 1986 — 1992
High School
Parliament Capital Management May 2015 - Present
optionMONSTER's Protégé Program January 2013 - April 2015
Government Development Bank for Puerto Rico March 2011 - December 2012
Government of Puerto Rico November 2009 - February 2011
Government of Puerto Rico January 2009 - November 2009
UBS Financial Services June 2005 - December 2008
Guidant Cardiac Surgery September 2001 - April 2005
AOL-Netscape June 2000 - August 2000
Procter & Gamble August 1996 - May 1999
Banco Popular de Puerto Rico 1993 - 1995
Skills
Certified Public..., Finance, Investments, Economic Development, Business Strategy, Capital Markets, Due Diligence, Strategic Financial..., Management, Public Policy, Insurance, Strategic Planning, Analysis, Entrepreneurship, Corporate Finance, Management Consulting, Financial Analysis, Mutual Funds, Banking, Strategy, Mergers & Acquisitions, Risk Management, Business Planning, Financial Modeling, Managerial Finance, Investment Banking, Project Management, Valuation, Leadership, Private Equity, Government, Budgets, Financial Planning, Portfolio Management
Education
Stanford University Graduate School of Business 1999 — 2001
MBA
University of Pennsylvania - The Wharton School 1992 — 1996
BSE, Finance and Accounting
Colegio San Ignacio de Loyola 1986 — 1992
High School
Chris DeCarlo's UBS Financial Services Experience December 1988 - Present
Job Executuve Director at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services December 1988 - Present
UBS Financial Services 1988 - 2009
Skills
Equities, Loans, Risk Management, Investment Banking, Core Banking, Wealth Management, Private Banking, Fixed Income, Securities, Derivatives, Series 7, Hedge Funds, Capital Markets, Alternative Investments, Asset Management, Credit Risk, Prime Brokerage, Portfolio Management
Education
St. John's University, The Peter J. Tobin College of Business 1978 — 1982
St. John's University, The Peter J. Tobin College of Business 1978 — 1982
UBS Financial Services December 1988 - Present
UBS Financial Services 1988 - 2009
Skills
Equities, Loans, Risk Management, Investment Banking, Core Banking, Wealth Management, Private Banking, Fixed Income, Securities, Derivatives, Series 7, Hedge Funds, Capital Markets, Alternative Investments, Asset Management, Credit Risk, Prime Brokerage, Portfolio Management
Education
St. John's University, The Peter J. Tobin College of Business 1978 — 1982
St. John's University, The Peter J. Tobin College of Business 1978 — 1982
Brendan Light's UBS Financial Services Experience March 2011 - Present
Job Financial Advisor at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services March 2011 - Present
Merrill Lynch May 2005 - May 2011
Emergisoft Corporation May 2003 - September 2003
Education
Southern Methodist University 2002 — 2006
BBA, Accounting/Financial Consulting
Southern Methodist University - Cox School of Business
Accounting, Financial Consulting
UBS Financial Services March 2011 - Present
Merrill Lynch May 2005 - May 2011
Emergisoft Corporation May 2003 - September 2003
Education
Southern Methodist University 2002 — 2006
BBA, Accounting/Financial Consulting
Southern Methodist University - Cox School of Business
Accounting, Financial Consulting
Joseph Luksis's UBS Financial Services Experience September 1999 - February 2013
Job seeking employment
Industry Investment Banking
Experience
UBS Financial Services September 1999 - February 2013
Merrill Lynch August 1993 - September 1999
SunBank Capital Mgmt August 1988 - August 1993
Skills
Asset Managment, Capital Markets, Equities, Investments, Hedge Funds, skilled in portfolio..., Equity Research, Alternative Investments, Portfolio Management, Asset Management, Equity Valuation, Bloomberg
Education
Siena College 1977 — 1981
BS-Finance
UBS Financial Services September 1999 - February 2013
Merrill Lynch August 1993 - September 1999
SunBank Capital Mgmt August 1988 - August 1993
Skills
Asset Managment, Capital Markets, Equities, Investments, Hedge Funds, skilled in portfolio..., Equity Research, Alternative Investments, Portfolio Management, Asset Management, Equity Valuation, Bloomberg
Education
Siena College 1977 — 1981
BS-Finance
Shek Lee's UBS Financial Services Experience 1999 - October 2012
Job Lead Programmer Analyst at American Express
Industry Financial Services
Experience
American Express October 2012 - Present
UBS Financial Services 1999 - October 2012
Jefferies & Company 2005 - 2007
Skills
Business Analysis, SDLC, Equities, Java, Unix Shell Scripting, Business Requirements, Risk Management, Websphere, Requirements Analysis, Sybase, Requirements Gathering, Trading Systems, Fixed Income, Software Project..., Enterprise Architecture, Market Data, Data Warehousing, IT Strategy, DB2, Electronic Trading, PMO, Derivatives, User Acceptance Testing, Unix, SOA, Vendor Management
Education
State University of New York at Buffalo - School of Management
BS, MIS
American Express October 2012 - Present
UBS Financial Services 1999 - October 2012
Jefferies & Company 2005 - 2007
Skills
Business Analysis, SDLC, Equities, Java, Unix Shell Scripting, Business Requirements, Risk Management, Websphere, Requirements Analysis, Sybase, Requirements Gathering, Trading Systems, Fixed Income, Software Project..., Enterprise Architecture, Market Data, Data Warehousing, IT Strategy, DB2, Electronic Trading, PMO, Derivatives, User Acceptance Testing, Unix, SOA, Vendor Management
Education
State University of New York at Buffalo - School of Management
BS, MIS
Christine Triolo's UBS Financial Services Experience 2001 - 2004
Job Sr. Manager, Stock Plan Administration at NPS Pharmaceuticals
Industry Pharmaceuticals
Experience
PSEG January 2010 - Present
NPS Pharmaceuticals May 2014 - January 2015
Alpharma May 2008 - April 2009
Alpharma/King Pharmaceuticals May 2008 - April 2009
Computershare September 2006 - May 2008
ImClone Systems May 2004 - July 2006
DAVP - Plans Team Leader March 2001 - May 2004
UBS 2001 - 2004
UBS Financial Services 2001 - 2004
Dun & Bradstreet 1996 - 2001
Skills
HRIS, Performance Management
Education
Governor Livingston High School
Seton Hall University
PSEG January 2010 - Present
NPS Pharmaceuticals May 2014 - January 2015
Alpharma May 2008 - April 2009
Alpharma/King Pharmaceuticals May 2008 - April 2009
Computershare September 2006 - May 2008
ImClone Systems May 2004 - July 2006
DAVP - Plans Team Leader March 2001 - May 2004
UBS 2001 - 2004
UBS Financial Services 2001 - 2004
Dun & Bradstreet 1996 - 2001
Skills
HRIS, Performance Management
Education
Governor Livingston High School
Seton Hall University
Jennifer Bernardo - Campagna's UBS Financial Services Experience June 2002 - May 2005
Job CSA at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. November 2005 - Present
UBS 2002 - 2007
UBS Financial Services June 2002 - May 2005
Education
Siena College 1998 — 2002
UBS Financial Services Inc. November 2005 - Present
UBS 2002 - 2007
UBS Financial Services June 2002 - May 2005
Education
Siena College 1998 — 2002
Caron Park's UBS Financial Services Experience 2001 - 2003
Job Tech Lead BI Sales at Starwood Hotels & Resorts
Industry Hospitality
Experience
Starwood Hotels & Resorts August 2011 - Present
Accenture June 2009 - September 2011
Starwood Hotels & Resorts 2004 - June 2009
UBS September 2001 - April 2003
UBS Financial Services 2001 - 2003
Skills
Business Intelligence, Data Warehousing, Business Analysis, Analytics, ETL, Data Modeling, Vendor Management, IT Strategy, SDLC, Business Objects, Informatica, Dimensional Modeling, Performance Tuning, Data Integration, Requirements Gathering
Education
State University of New York at Buffalo - School of Management 1995 — 1999
BS, MIS
Stuyvesant
Starwood Hotels & Resorts August 2011 - Present
Accenture June 2009 - September 2011
Starwood Hotels & Resorts 2004 - June 2009
UBS September 2001 - April 2003
UBS Financial Services 2001 - 2003
Skills
Business Intelligence, Data Warehousing, Business Analysis, Analytics, ETL, Data Modeling, Vendor Management, IT Strategy, SDLC, Business Objects, Informatica, Dimensional Modeling, Performance Tuning, Data Integration, Requirements Gathering
Education
State University of New York at Buffalo - School of Management 1995 — 1999
BS, MIS
Stuyvesant
Colleen Farley's UBS Financial Services Experience March 2006 - September 2007
Job Senior Operations Associate at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch September 2007 - Present
UBS Financial Services March 2006 - September 2007
Education
Saint Anselm College 2001 — 2005
Merrill Lynch September 2007 - Present
UBS Financial Services March 2006 - September 2007
Education
Saint Anselm College 2001 — 2005
Philip Malcolm's UBS Financial Services Experience June 2005 - December 2005
Job Sr. Recruiter Clinical Research at Aerotek
Industry Retail
Experience
Aerotek May 2014 - Present
Costco Wholesale June 2013 - May 2014
Target June 2010 - June 2013
Aerotek Scientific January 2009 - June 2010
Robert Half International October 2007 - September 2008
Enterprise Rent-A-Car July 2005 - October 2007
UBS Financial Services June 2005 - December 2005
Skills
Customer Service, Management, Permanent Placement, Applicant Tracking..., Sales, Talent Acquisition, Technical Recruiting, Temporary Placement, Temporary Staffing, Leadership, Cold Calling, Interviews, Recruiting, Employee Relations, College Recruiting
Education
State University of New York College at Cortland 2000 — 2004
Bachelor's degree, Business/Managerial Economics
Aerotek May 2014 - Present
Costco Wholesale June 2013 - May 2014
Target June 2010 - June 2013
Aerotek Scientific January 2009 - June 2010
Robert Half International October 2007 - September 2008
Enterprise Rent-A-Car July 2005 - October 2007
UBS Financial Services June 2005 - December 2005
Skills
Customer Service, Management, Permanent Placement, Applicant Tracking..., Sales, Talent Acquisition, Technical Recruiting, Temporary Placement, Temporary Staffing, Leadership, Cold Calling, Interviews, Recruiting, Employee Relations, College Recruiting
Education
State University of New York College at Cortland 2000 — 2004
Bachelor's degree, Business/Managerial Economics
Rob Chiarella's UBS Financial Services Experience October 2005 - April 2009
Job Compliance Manager Sales & Marketing Review at Brown Brothers Harriman
Industry Financial Services
Experience
Brown Brothers Harriman July 2011 - Present
Advisors Asset Management, Inc. August 2009 - June 2011
UBS Financial Services October 2005 - April 2009
UBS Financial Services May 2003 - September 2005
Prudential Financial Incorporated January 2000 - February 2002
Prudential Securities January 1994 - December 1999
Prudential Securities January 1987 - December 1993
Education
Seton Hall University
Bachelor of Science
Brown Brothers Harriman July 2011 - Present
Advisors Asset Management, Inc. August 2009 - June 2011
UBS Financial Services October 2005 - April 2009
UBS Financial Services May 2003 - September 2005
Prudential Financial Incorporated January 2000 - February 2002
Prudential Securities January 1994 - December 1999
Prudential Securities January 1987 - December 1993
Education
Seton Hall University
Bachelor of Science
Susan Schieding's UBS Financial Services Experience May 1997 - September 2005
Job Senior Registered Sales Assistant at Deutsche Bank Securities
Industry Financial Services
Experience
Deutsche Bank Securities August 2009 - Present
Thomas Weisel Partners September 2005 - August 2009
UBS Financial Services May 1997 - September 2005
Skills
Equities, Fixed Income, Investment Banking, Series 7, Bloomberg, Series 63, Securities, Bonds, Financial Markets, Equity Trading, Alternative Investments, Investments, Asset Management, Financial Modeling, FINRA
Education
Salem State College 1988 — 1992
Bachelor's degree, Economics
Peabody Veterans Memorial High School 1984 — 1988
Deutsche Bank Securities August 2009 - Present
Thomas Weisel Partners September 2005 - August 2009
UBS Financial Services May 1997 - September 2005
Skills
Equities, Fixed Income, Investment Banking, Series 7, Bloomberg, Series 63, Securities, Bonds, Financial Markets, Equity Trading, Alternative Investments, Investments, Asset Management, Financial Modeling, FINRA
Education
Salem State College 1988 — 1992
Bachelor's degree, Economics
Peabody Veterans Memorial High School 1984 — 1988
Bart Sexton's UBS Financial Services Experience April 2007 - November 2009
Job Complex Business Development Manager at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney November 2010 - Present
Morgan Stanley Smith Barney December 2009 - November 2010
UBS April 2007 - November 2009
UBS Financial Services April 2007 - November 2009
Skills
Asset Allocation, Business Development, Mutual Funds, Sales, Series 63, Series 7, Wealth Management
Education
Seton Hall University 1990 — 1995
BS, Economics
Morgan Stanley Smith Barney November 2010 - Present
Morgan Stanley Smith Barney December 2009 - November 2010
UBS April 2007 - November 2009
UBS Financial Services April 2007 - November 2009
Skills
Asset Allocation, Business Development, Mutual Funds, Sales, Series 63, Series 7, Wealth Management
Education
Seton Hall University 1990 — 1995
BS, Economics
Tanisha West's UBS Financial Services Experience September 2008 - April 2009
Job Recruiter at Edward Jones
Industry Financial Services
Experience
Edward Jones January 2012 - Present
UBS Financial Services September 2008 - April 2009
UBS April 2007 - March 2008
UBS Wealth Management 2002 - 2006
Skills
Recruiting, Sourcing, Wealth Management, Investments, Public Speaking, Financial Advisory, Series 7, Talent Acquisition, Applicant Tracking..., Onboarding, Series 63, Mutual Funds, Financial Services, Finance, Financial Planning, Retirement Planning, College Recruiting, Employee Benefits, Financial Analysis, Talent Management, Strategic Planning, Leadership
Education
Spelman College 1995 — 1999
Bachelor of Arts, Economics
Santa Catalina
Edward Jones January 2012 - Present
UBS Financial Services September 2008 - April 2009
UBS April 2007 - March 2008
UBS Wealth Management 2002 - 2006
Skills
Recruiting, Sourcing, Wealth Management, Investments, Public Speaking, Financial Advisory, Series 7, Talent Acquisition, Applicant Tracking..., Onboarding, Series 63, Mutual Funds, Financial Services, Finance, Financial Planning, Retirement Planning, College Recruiting, Employee Benefits, Financial Analysis, Talent Management, Strategic Planning, Leadership
Education
Spelman College 1995 — 1999
Bachelor of Arts, Economics
Santa Catalina
Randall Randy Cathcart's UBS Financial Services Experience May 2007 - Present
Job Account Vice President Wealth Management
Industry Financial Services
Experience
UBS Financial Services May 2007 - Present
Skills
Wealth Management, Retirement Planning, Series 7, Financial Analysis, Strategic Planning, Loans, Banking, Series 63, Retirement, Asset Allocation, Small Business, Customer Service, Investments, Series 65, PMP
Education
Southern Illinois University, Edwardsville 1990 — 1993
UBS Financial Services May 2007 - Present
Skills
Wealth Management, Retirement Planning, Series 7, Financial Analysis, Strategic Planning, Loans, Banking, Series 63, Retirement, Asset Allocation, Small Business, Customer Service, Investments, Series 65, PMP
Education
Southern Illinois University, Edwardsville 1990 — 1993
Chris Poursharif's UBS Financial Services Experience August 1998 - Present
Job Senior Client Service Associate at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services August 1998 - Present
Education
Southeastern Oklahoma State University 1992 — 1996
UBS Financial Services August 1998 - Present
Education
Southeastern Oklahoma State University 1992 — 1996
Andy Stromsness's UBS Financial Services Experience April 2005 - June 2006
Job Sr. Project Manager for the Chief Administrative Office of NA Cards and Global Contact Centers at Citi
Industry Financial Services
Experience
Citi December 2011 - Present
South Dakota State University 2013 - 2014
Ducks Unlimited 2003 - 2014
Citi Group June 2006 - December 2011
UBS Financial Services April 2005 - June 2006
Lennox School District, Lennox, SD August 2001 - July 2005
Skills
Statistics, Project Planning, Program Management, Coaching, Project Management, Financial Analysis, Event Planning, Data Analysis, Strategic Planning, Analysis, Analytics, Business Analysis, Cross-functional Team..., Customer Service, Finance, Leadership, Risk Management, Testing, Vendor Management
Education
roosevelt high school 1993 — 2007
South Dakota Life & Health Producers
South Dakota State University 1997 — 2001
BA&S, Mathematics w/ SD Teaching Credentials
South Dakota State University 1997 — 2001
Bachelor of Science, Mathematics
South Dakota Secondary Education
Citi December 2011 - Present
South Dakota State University 2013 - 2014
Ducks Unlimited 2003 - 2014
Citi Group June 2006 - December 2011
UBS Financial Services April 2005 - June 2006
Lennox School District, Lennox, SD August 2001 - July 2005
Skills
Statistics, Project Planning, Program Management, Coaching, Project Management, Financial Analysis, Event Planning, Data Analysis, Strategic Planning, Analysis, Analytics, Business Analysis, Cross-functional Team..., Customer Service, Finance, Leadership, Risk Management, Testing, Vendor Management
Education
roosevelt high school 1993 — 2007
South Dakota Life & Health Producers
South Dakota State University 1997 — 2001
BA&S, Mathematics w/ SD Teaching Credentials
South Dakota State University 1997 — 2001
Bachelor of Science, Mathematics
South Dakota Secondary Education
Elvis Lopez's UBS Financial Services Experience July 2000 - Present
Job Lead Associate Accounting at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services July 2000 - Present
Education
Seton Hall University 2006 — 2011
MBA, Finance
UBS Financial Services July 2000 - Present
Education
Seton Hall University 2006 — 2011
MBA, Finance
Helen Carroll's UBS Financial Services Experience 2009 - Present
Job Director at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services 2009 - Present
UBS 2006 - 2008
UBS 2002 - 2006
PaineWebber Incorporated/UBS Financial Services 1999 - 2002
PaineWebber 1997 - 1999
PaineWebber 1992 - 1997
Kidder Peabody 1988 - 1989
Dean Witter Reynolds Inc. 1987 - 1988
Skills
Financial Services, Product Development &..., Project Management, Operations & General..., Quality Assurance, Cost Basis Reporting, Stakeholder Relations, Compliance Monitoring, General Ledger..., Vendor Management, Series 7, SDLC, Management
Education
Saint Peter's University 1989 — 1993
Bachelor of Science (B.S.)
UBS Financial Services 2009 - Present
UBS 2006 - 2008
UBS 2002 - 2006
PaineWebber Incorporated/UBS Financial Services 1999 - 2002
PaineWebber 1997 - 1999
PaineWebber 1992 - 1997
Kidder Peabody 1988 - 1989
Dean Witter Reynolds Inc. 1987 - 1988
Skills
Financial Services, Product Development &..., Project Management, Operations & General..., Quality Assurance, Cost Basis Reporting, Stakeholder Relations, Compliance Monitoring, General Ledger..., Vendor Management, Series 7, SDLC, Management
Education
Saint Peter's University 1989 — 1993
Bachelor of Science (B.S.)
Paul Geis's UBS Financial Services Experience September 2003 - January 2009
Job RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management January 2009 - Present
UBS Financial Services September 2003 - January 2009
CAESY Education 2000 - 2003
Education
Stanford University Graduate School of Business 1976 — 1978
MBA
University of Oregon 1972 — 1975
Bachelor of Science (BS)
RBC Wealth Management January 2009 - Present
UBS Financial Services September 2003 - January 2009
CAESY Education 2000 - 2003
Education
Stanford University Graduate School of Business 1976 — 1978
MBA
University of Oregon 1972 — 1975
Bachelor of Science (BS)
Christopher. Morrison's UBS Financial Services Experience
Job Senior Financial Associate at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services
Skills
Securities, Series 63, Fixed Income, Wealth Management, Portfolio Management, Series 7, Financial Analysis, Equities, Investment Banking, Investments, Capital Markets, Financial Modeling, Derivatives, Bloomberg, Strategic Financial..., Mutual Funds
Education
Seton Hall University 1991 — 1996
UBS Financial Services
Skills
Securities, Series 63, Fixed Income, Wealth Management, Portfolio Management, Series 7, Financial Analysis, Equities, Investment Banking, Investments, Capital Markets, Financial Modeling, Derivatives, Bloomberg, Strategic Financial..., Mutual Funds
Education
Seton Hall University 1991 — 1996
Connie Masington's UBS Financial Services Experience 2007 - 2009
Job Life Explorer at Explore Dream Discover
Industry Professional Training & Coaching
Experience
Explore Dream Discover 2011 - Present
Beneficial Advisors LLC 2009 - 2011
UBS Financial Services 2007 - 2009
Connie C. Masington Educational Svcs, Inc 1991 - 2007
The Math Tutor 1982 - 2007
Skills
Tutoring, Leadership, Coaching, Public Speaking, Customer Service, Fundraising, Event Planning, Training, Team Building, Nonprofits, Sales, Leadership Development, Social Media, Strategic Planning, Small Business, Mortgage Lending
Education
Saint Joseph's University
BS, Mathematics/Education
University of Pennsylvania
Liberal Arts
Explore Dream Discover 2011 - Present
Beneficial Advisors LLC 2009 - 2011
UBS Financial Services 2007 - 2009
Connie C. Masington Educational Svcs, Inc 1991 - 2007
The Math Tutor 1982 - 2007
Skills
Tutoring, Leadership, Coaching, Public Speaking, Customer Service, Fundraising, Event Planning, Training, Team Building, Nonprofits, Sales, Leadership Development, Social Media, Strategic Planning, Small Business, Mortgage Lending
Education
Saint Joseph's University
BS, Mathematics/Education
University of Pennsylvania
Liberal Arts
Jude Ryan's UBS Financial Services Experience October 2008 - March 2010
Job Senior Partner, Lead Statistical Methods at MEC
Industry Marketing and Advertising
Experience
MEC April 2013 - Present
Marketing Management Analytics March 2012 - March 2013
MarketShare May 2010 - February 2012
UBS Financial Services October 2008 - March 2010
Digitas April 2006 - October 2008
Vision Marketing 2005 - 2006
The Credit Index 2004 - 2005
American Express 2001 - 2004
J.K.Synthetics Ltd 1985 - 1988
Skills
R, Market Research, SAS, Predictive Analytics, Statistics, Regression, Time Series Analysis, Factor Analysis, Cluster Analysis, Statistical Modeling, Predictive Modeling, Customer Analytics, Analytics, Data Mining, Segmentation, Marketing Mix Modeling, Data Analysis, Database Marketing, Econometrics, Optimization, Customer Insight, Business Analytics, Modeling, Marketing Research, SQL, Logistic Regression, Forecasting, Pricing, SEM, Machine Learning, VBA, Access, Customer Analysis, Marketing Analytics, SAS programming, Quantitative Analytics, ROMI, Analysis, Decision Trees, Business Insights, Competitive Intelligence, Consumer Behaviour, Quantitative Research, SPSS, Omniture, Web Analytics, Consumer Insight, Advertising Research, Competitive Analysis, Pricing Strategy
Education
Rutgers, The State University of New Jersey-Newark 1988 — 1993
Master of Business Administration (MBA), Finance and Applied Statistics
Rutgers, The State University of New Jersey-Newark 1988 — 1993
MBA, ABD in Finance & Applied Economics
MEC April 2013 - Present
Marketing Management Analytics March 2012 - March 2013
MarketShare May 2010 - February 2012
UBS Financial Services October 2008 - March 2010
Digitas April 2006 - October 2008
Vision Marketing 2005 - 2006
The Credit Index 2004 - 2005
American Express 2001 - 2004
J.K.Synthetics Ltd 1985 - 1988
Skills
R, Market Research, SAS, Predictive Analytics, Statistics, Regression, Time Series Analysis, Factor Analysis, Cluster Analysis, Statistical Modeling, Predictive Modeling, Customer Analytics, Analytics, Data Mining, Segmentation, Marketing Mix Modeling, Data Analysis, Database Marketing, Econometrics, Optimization, Customer Insight, Business Analytics, Modeling, Marketing Research, SQL, Logistic Regression, Forecasting, Pricing, SEM, Machine Learning, VBA, Access, Customer Analysis, Marketing Analytics, SAS programming, Quantitative Analytics, ROMI, Analysis, Decision Trees, Business Insights, Competitive Intelligence, Consumer Behaviour, Quantitative Research, SPSS, Omniture, Web Analytics, Consumer Insight, Advertising Research, Competitive Analysis, Pricing Strategy
Education
Rutgers, The State University of New Jersey-Newark 1988 — 1993
Master of Business Administration (MBA), Finance and Applied Statistics
Rutgers, The State University of New Jersey-Newark 1988 — 1993
MBA, ABD in Finance & Applied Economics
Brian Go's UBS Financial Services Experience December 2009 - April 2010
Job MSA Candidate at San Jose State University
Industry Accounting
Experience
Auriga Corporation October 2011 - May 2015
Auriga Corporation May 2011 - September 2011
UBS Financial Services December 2009 - April 2010
Skills
Financial Modeling, Valuation, Microsoft Word, Business Development, Microsoft Excel, Strategy, Financial Analysis, Leadership, Microsoft Office, Management Consulting, PowerPoint, Corporate Finance
Education
San Jose State University 2015 — 2016
Master's of Science in Accounting, Overall: 3.8
Santa Clara University 2007 — 2011
B.S., Finance, Economics, Overall: 3.3, Major: 3.5
Lynbrook High School
Auriga Corporation October 2011 - May 2015
Auriga Corporation May 2011 - September 2011
UBS Financial Services December 2009 - April 2010
Skills
Financial Modeling, Valuation, Microsoft Word, Business Development, Microsoft Excel, Strategy, Financial Analysis, Leadership, Microsoft Office, Management Consulting, PowerPoint, Corporate Finance
Education
San Jose State University 2015 — 2016
Master's of Science in Accounting, Overall: 3.8
Santa Clara University 2007 — 2011
B.S., Finance, Economics, Overall: 3.3, Major: 3.5
Lynbrook High School
David Boersig's UBS Financial Services Experience May 2005 - Present
Job Account Vice President at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services May 2005 - Present
Education
Saint Louis University 1983 — 1987
Bachelor's of Science, Finance
UBS Financial Services May 2005 - Present
Education
Saint Louis University 1983 — 1987
Bachelor's of Science, Finance
John F. Herring's UBS Financial Services Experience May 2004 - July 2005
Job Rector at St. Peter's Episcopal Church
Industry Religious Institutions
Experience
St. Peter's Episcopal Church August 2012 - Present
All Saints' Episcopal Church June 2008 - August 2012
St. Timothy's January 2007 - December 2007
UBS Financial Services May 2004 - July 2005
St. Martin's Episcopal Church July 2002 - July 2005
Veracity Employment April 2002 - March 2003
Recruiter Solutions Group October 2001 - March 2002
Radiant Systems January 2000 - August 2001
Aerotek, Inc. - Maxim Group April 1996 - January 2000
Aerotek, Inc. - Maxim Group April 1995 - March 1996
Skills
Preaching, Non-profits, Theology, Volunteer Management, Liturgy
Education
Sewanee-The University of the South 2005 — 2008
Masters of Divinity
Washington College 1987 — 1991
Bachelor of Arts, Political Science
St. Peter's Episcopal Church August 2012 - Present
All Saints' Episcopal Church June 2008 - August 2012
St. Timothy's January 2007 - December 2007
UBS Financial Services May 2004 - July 2005
St. Martin's Episcopal Church July 2002 - July 2005
Veracity Employment April 2002 - March 2003
Recruiter Solutions Group October 2001 - March 2002
Radiant Systems January 2000 - August 2001
Aerotek, Inc. - Maxim Group April 1996 - January 2000
Aerotek, Inc. - Maxim Group April 1995 - March 1996
Skills
Preaching, Non-profits, Theology, Volunteer Management, Liturgy
Education
Sewanee-The University of the South 2005 — 2008
Masters of Divinity
Washington College 1987 — 1991
Bachelor of Arts, Political Science
Cindy Faye Johnson's UBS Financial Services Experience April 1981 - Present
Job Senior Vice PresidentWealth Management at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services April 1981 - Present
Education
St. Cloud State University
UBS Financial Services April 1981 - Present
Education
St. Cloud State University
Ana Mascarenhas's UBS Financial Services Experience May 2000 - June 2005
Job Relationship Manager at Bank of New York Mellon
Industry Financial Services
Experience
Bank of New York Mellon September 2008 - Present
Reliant Pharmaceuticals June 2007 - May 2008
Mellon Investore Services February 2006 - June 2007
Covance Inc. June 2005 - February 2006
UBS Financial Services May 2000 - June 2005
Education
Seton Hall University 1996 — 1998
BS, Marketing
Bank of New York Mellon September 2008 - Present
Reliant Pharmaceuticals June 2007 - May 2008
Mellon Investore Services February 2006 - June 2007
Covance Inc. June 2005 - February 2006
UBS Financial Services May 2000 - June 2005
Education
Seton Hall University 1996 — 1998
BS, Marketing
J. Thomas Halleron, CFP®, CRPS's UBS Financial Services Experience Associate Vice PresidentLegg Mason1997 - 2004
Job Financial Advisor / Retirement Plan Consultant
Industry Financial Services
Experience
UBS Financial Services Associate Vice PresidentLegg Mason1997 - 2004
Education
St. Lawrence University 1989 — 1993
BA, Economics
UBS Financial Services Associate Vice PresidentLegg Mason1997 - 2004
Education
St. Lawrence University 1989 — 1993
BA, Economics
Jonathan Burkan's UBS Financial Services Experience 2007 - Present
Job Financial Advisor UBS
Industry Financial Services
Experience
UBS Financial Services 2007 - Present
Merrill Lynch 2001 - 2007
Education
Vanderbilt University 1997 — 1999
MBA, Finance
Skidmore College 1990 — 1993
BA, Government
UBS Financial Services 2007 - Present
Merrill Lynch 2001 - 2007
Education
Vanderbilt University 1997 — 1999
MBA, Finance
Skidmore College 1990 — 1993
BA, Government
Bill Tice's UBS Financial Services Experience 2000 - 2005
Job AVP S&L Tax at Moodys Corporation
Industry Publishing
Experience
Moodys Corporation January 2011 - Present
Tommy Hilfiger March 2005 - January 2011
UBS Financial Services 2000 - 2005
Bristol-Myers Squibb 1996 - 2000
Prudential Financial 1991 - 1996
Coopers & Lybrand 1989 - 1991
Skills
Corporate Tax, Tax, Tax Accounting, Income Tax, Accounting, Financial Reporting, Sarbanes-Oxley Act, Auditing, International Tax, Due Diligence, General Ledger, SEC filings, US GAAP, Tax Research, Transfer Pricing, Internal Controls, SEC Filings
Education
Villanova University 1985 — 1989
BS, Accounting
Seton Hall University 1996 — 1999
MS, Tax
Moodys Corporation January 2011 - Present
Tommy Hilfiger March 2005 - January 2011
UBS Financial Services 2000 - 2005
Bristol-Myers Squibb 1996 - 2000
Prudential Financial 1991 - 1996
Coopers & Lybrand 1989 - 1991
Skills
Corporate Tax, Tax, Tax Accounting, Income Tax, Accounting, Financial Reporting, Sarbanes-Oxley Act, Auditing, International Tax, Due Diligence, General Ledger, SEC filings, US GAAP, Tax Research, Transfer Pricing, Internal Controls, SEC Filings
Education
Villanova University 1985 — 1989
BS, Accounting
Seton Hall University 1996 — 1999
MS, Tax
Kimm Sayre's UBS Financial Services Experience 1996 - Present
Job Vice President Investments at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services 1996 - Present
Education
Southern Methodist University - Cox School of Business 1974 — 1978
BBA, Marketing
UBS Financial Services 1996 - Present
Education
Southern Methodist University - Cox School of Business 1974 — 1978
BBA, Marketing
Dennis Maurer's UBS Financial Services Experience December 1999 - Present
Job FIRST VICE PRESIDENT WEALTH MANAGEMENT at UBS FINANCIAL SERVICES
Industry Financial Services
Experience
UBS FINANCIAL SERVICES December 1999 - Present
Merrill Lynch September 1992 - December 1999
Boeing June 1965 - September 1992
Skills
Finance, Fixed Income, Investments, Leadership, Management, Project Management, Risk Management, Series 63, Series 65, Series 7, Wealth Management, Customer Service, Financial Analysis, Portfolio Management, Financial Planning
Education
Saint Louis University 1961 — 1965
BS, Finance; Economics
UBS FINANCIAL SERVICES December 1999 - Present
Merrill Lynch September 1992 - December 1999
Boeing June 1965 - September 1992
Skills
Finance, Fixed Income, Investments, Leadership, Management, Project Management, Risk Management, Series 63, Series 65, Series 7, Wealth Management, Customer Service, Financial Analysis, Portfolio Management, Financial Planning
Education
Saint Louis University 1961 — 1965
BS, Finance; Economics
Sharon Mastrangelo's UBS Financial Services Experience March 2012 - Present
Job Financial AdvisorUBS
Industry Financial Services
Experience
UBS Financial Services March 2012 - Present
Merrill Lynch September 2006 - March 2012
Kidder Peabody, EF Hutton, Calvert Group, Tucker Anthony, State Street Global Advisors January 1981 - January 2006
Education
Saint Michael's College 1976 — 1980
Bachelor of Arts (B.A.)
UBS Financial Services March 2012 - Present
Merrill Lynch September 2006 - March 2012
Kidder Peabody, EF Hutton, Calvert Group, Tucker Anthony, State Street Global Advisors January 1981 - January 2006
Education
Saint Michael's College 1976 — 1980
Bachelor of Arts (B.A.)
Daniel F. Miller's UBS Financial Services Experience January 2009 - Present
Job Vice President Wealth Management at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services January 2009 - Present
Smith Barney October 2004 - January 2009
Skills
Wealth Management, Series 7, Investments, Retirement, Asset Allocation, Leadership, Retirement Planning, Mutual Funds, Estate Planning, 401k, Fixed Annuities, Investment Management
Education
Saint John's University 1988 — 1991
BS, Math & Physics
Hill Murray High School 1983 — 1987
UBS Financial Services January 2009 - Present
Smith Barney October 2004 - January 2009
Skills
Wealth Management, Series 7, Investments, Retirement, Asset Allocation, Leadership, Retirement Planning, Mutual Funds, Estate Planning, 401k, Fixed Annuities, Investment Management
Education
Saint John's University 1988 — 1991
BS, Math & Physics
Hill Murray High School 1983 — 1987
Maryanne Stairs's UBS Financial Services Experience September 2008 - September 2009
Job Branch Manager at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus September 2009 - Present
UBS Financial Services September 2008 - September 2009
UBS Financial Services/PaineWebber May 1983 - September 2008
Education
Seton Hill University
Stifel Nicolaus September 2009 - Present
UBS Financial Services September 2008 - September 2009
UBS Financial Services/PaineWebber May 1983 - September 2008
Education
Seton Hill University
Sagar Shirsat's UBS Financial Services Experience June 2008 - August 2008
Job MBA Candidate at Rutgers Business School, Supply Chain Consultant
Industry Logistics and Supply Chain
Experience
Bristol-Myers Squibb December 2014 - August 2015
Bristol-Myers Squibb January 2014 - December 2014
Truven Health Analytics (f/k/a Thomson Reuters) June 2012 - May 2013
Thomson Reuters November 2010 - June 2012
UBS Financial Services June 2008 - August 2008
Purdue Pharma June 2007 - August 2007
Skills
Business Intelligence, Process Improvement, Business Analysis, Management, Integration, Data Warehousing, Databases, SQL, Software Development, SAP, OLAP, Java, Kinaxis, S&OP implementation, Analysis, JavaScript, jQuery, CSS, JSON, XML, HTML, Mercurial, Maven2
Education
Rutgers University-New Brunswick 2013 — 2016
Master of Business Administration (M.B.A.), Supply Chain Management, Marketing
Rutgers, The State University of New Jersey-New Brunswick 2007 — 2010
BA, Computer Science, Economics
Bristol-Myers Squibb December 2014 - August 2015
Bristol-Myers Squibb January 2014 - December 2014
Truven Health Analytics (f/k/a Thomson Reuters) June 2012 - May 2013
Thomson Reuters November 2010 - June 2012
UBS Financial Services June 2008 - August 2008
Purdue Pharma June 2007 - August 2007
Skills
Business Intelligence, Process Improvement, Business Analysis, Management, Integration, Data Warehousing, Databases, SQL, Software Development, SAP, OLAP, Java, Kinaxis, S&OP implementation, Analysis, JavaScript, jQuery, CSS, JSON, XML, HTML, Mercurial, Maven2
Education
Rutgers University-New Brunswick 2013 — 2016
Master of Business Administration (M.B.A.), Supply Chain Management, Marketing
Rutgers, The State University of New Jersey-New Brunswick 2007 — 2010
BA, Computer Science, Economics
Michael Beyers, CFP®'s UBS Financial Services Experience November 2010 - Present
Job UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services November 2010 - Present
Credit Suisse May 2008 - November 2010
A.G. Edwards & Sons, Inc. November 2003 - May 2008
Skills
Certified Financial...
Education
State University of New York College at Geneseo 1999 — 2003
Bachelors, Finance, Anthropology
UBS Financial Services November 2010 - Present
Credit Suisse May 2008 - November 2010
A.G. Edwards & Sons, Inc. November 2003 - May 2008
Skills
Certified Financial...
Education
State University of New York College at Geneseo 1999 — 2003
Bachelors, Finance, Anthropology
Carol Nieckarz's UBS Financial Services Experience February 2012 - Present
Job Account Vice President at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services February 2012 - Present
UBS April 2009 - Present
Morgan Stanley Smith Barney June 1997 - April 2009
Education
Siena College 1994 — 1997
Bachelors, Accounting
UBS Financial Services February 2012 - Present
UBS April 2009 - Present
Morgan Stanley Smith Barney June 1997 - April 2009
Education
Siena College 1994 — 1997
Bachelors, Accounting
Laura Davey's UBS Financial Services Experience 1985 - 2009
Job Compliance Manager at BNY Mellon
Industry Financial Services
Experience
BNY Mellon October 2012 - Present
MF Global 2009 - May 2012
UBS Financial Services 1985 - 2009
Skills
Internal Controls, AML, Financial Risk, Securities, Investments, Analysis, Fixed Income, Risk Assessment, FINRA
Education
Seton Hall University School of Law 1984 — 1988
JD, Law
Seton Hall University 1982 — 1984
MBA, Finance
The College of New Jersey 1978 — 1982
BA, Psychology and Business Administration
BNY Mellon October 2012 - Present
MF Global 2009 - May 2012
UBS Financial Services 1985 - 2009
Skills
Internal Controls, AML, Financial Risk, Securities, Investments, Analysis, Fixed Income, Risk Assessment, FINRA
Education
Seton Hall University School of Law 1984 — 1988
JD, Law
Seton Hall University 1982 — 1984
MBA, Finance
The College of New Jersey 1978 — 1982
BA, Psychology and Business Administration
Simon Rudin's UBS Financial Services Experience June 2007 - November 2009
Job Senior Analyst at Mathtech
Industry Financial Services
Experience
Mathtech March 2013 - Present
National Life Group December 2011 - February 2013
Hudson Health Plan March 2011 - September 2011
UBS Financial Services June 2007 - November 2009
Skills
Program Management, Business Analysis, Customer Service, Enterprise Software, Management, PMO, Networking, Process Improvement, Procurement, Project Management, Risk Management, SDLC, Sales, Security, Software Documentation, Testing, Training, Vendor Management, Visio
Education
Rutgers, The State University of New Jersey-New Brunswick 2007 — 2010
Master of Business Administration (MBA), Finance, General, 3.7
Rutgers, The State University of New Jersey-New Brunswick 2003 — 2007
Bachelor of Science (BS), Computer Engineering, 3.7
Mathtech March 2013 - Present
National Life Group December 2011 - February 2013
Hudson Health Plan March 2011 - September 2011
UBS Financial Services June 2007 - November 2009
Skills
Program Management, Business Analysis, Customer Service, Enterprise Software, Management, PMO, Networking, Process Improvement, Procurement, Project Management, Risk Management, SDLC, Sales, Security, Software Documentation, Testing, Training, Vendor Management, Visio
Education
Rutgers, The State University of New Jersey-New Brunswick 2007 — 2010
Master of Business Administration (MBA), Finance, General, 3.7
Rutgers, The State University of New Jersey-New Brunswick 2003 — 2007
Bachelor of Science (BS), Computer Engineering, 3.7
Nathalie Mokuba's UBS Financial Services Experience September 2007 - December 2007
Job Volume Licensing Coordinatoor at PC Connection
Industry Financial Services
Experience
PC Connection September 2010 - March 2014
Kelly Services on site at State Street January 2008 - December 2008
UBS Financial Services September 2007 - December 2007
Skills
Databases, Salesforce.com, Finance, Financial Analysis
Education
Southern New Hampshire University 2006 — 2007
Master, Finance
Southern New Hampshire University 2004 — 2006
Bachelor, Economics/Finance
PC Connection September 2010 - March 2014
Kelly Services on site at State Street January 2008 - December 2008
UBS Financial Services September 2007 - December 2007
Skills
Databases, Salesforce.com, Finance, Financial Analysis
Education
Southern New Hampshire University 2006 — 2007
Master, Finance
Southern New Hampshire University 2004 — 2006
Bachelor, Economics/Finance
Maria Tilesio-Aceto's UBS Financial Services Experience December 2006 - March 2010
Job Account Receivables Representative at AHS Healthcare Solutions
Industry Medical Practice
Experience
AHS Healthcare Solutions August 2011 - Present
Staten Island Pulmonary Associates April 2010 - February 2011
UBS Financial Services December 2006 - March 2010
UBS Financial Services December 2006 - March 2010
Island Rehabilitative Services/Island Computer Billing October 2000 - December 2006
Island Rehabilitative Services/Island Computer Billing October 2000 - December 2006
Diabetes Center January 1997 - January 1999
Mid-Manhattan Medical Associates January 1996 - January 1999
Dr. Charles F. Barbiere February 1992 - June 1995
Education
St. Francis College 1988 — 1992
Bachelor of Science Degree, Management
Our Lady of Perpetual Help High School
Regents Diploma, Business
AHS Healthcare Solutions August 2011 - Present
Staten Island Pulmonary Associates April 2010 - February 2011
UBS Financial Services December 2006 - March 2010
UBS Financial Services December 2006 - March 2010
Island Rehabilitative Services/Island Computer Billing October 2000 - December 2006
Island Rehabilitative Services/Island Computer Billing October 2000 - December 2006
Diabetes Center January 1997 - January 1999
Mid-Manhattan Medical Associates January 1996 - January 1999
Dr. Charles F. Barbiere February 1992 - June 1995
Education
St. Francis College 1988 — 1992
Bachelor of Science Degree, Management
Our Lady of Perpetual Help High School
Regents Diploma, Business
Steven (Steve) Hayden's UBS Financial Services Experience March 1976 - Present
Job Managing Director Investments @ UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services March 1976 - Present
Skills
Asset Allocation, Series 7, Alternative Investments, Investment Strategies, Wealth Management, Equities, Investment Advisory, Investments, Mutual Funds, Portfolio Management, Asset Management, Securities, Retirement Planning, Trading, Financial Analysis, New Business Development, Salesforce.com, Sales Management, Account Management, Selling
Education
St. Joseph's College (IN) 1965 — 1968
Bachelor of Science (BS), Finance and Financial Management Services
St. Joseph's College (IN) 1965 — 1968
Bachelor of Science (BS), Finance and Financial Management Services
UBS Financial Services March 1976 - Present
Skills
Asset Allocation, Series 7, Alternative Investments, Investment Strategies, Wealth Management, Equities, Investment Advisory, Investments, Mutual Funds, Portfolio Management, Asset Management, Securities, Retirement Planning, Trading, Financial Analysis, New Business Development, Salesforce.com, Sales Management, Account Management, Selling
Education
St. Joseph's College (IN) 1965 — 1968
Bachelor of Science (BS), Finance and Financial Management Services
St. Joseph's College (IN) 1965 — 1968
Bachelor of Science (BS), Finance and Financial Management Services
Bryan Dein's UBS Financial Services Experience January 2009 - Present
Job Vice PresidentWealth Management
Industry Financial Services
Experience
UBS Financial Services January 2009 - Present
Wachovia Securities July 2003 - January 2009
Morgan Stanley May 1999 - July 2003
Education
Rutgers University
Bachelor's degree, Finance
UBS Financial Services January 2009 - Present
Wachovia Securities July 2003 - January 2009
Morgan Stanley May 1999 - July 2003
Education
Rutgers University
Bachelor's degree, Finance
Mindy Tesler's UBS Financial Services Experience May 2012 - Present
Job Sr. Registered Client Services Associate at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services May 2012 - Present
Education
SUNY Geneseo 1974 — 1977
Bachelor of Arts (B.A.), Communication and Media Studies
UBS Financial Services May 2012 - Present
Education
SUNY Geneseo 1974 — 1977
Bachelor of Arts (B.A.), Communication and Media Studies
Meave Connelly's UBS Financial Services Experience January 2012 - Present
Job Director, Banking Products at UBS Wealth Management
Industry Financial Services
Experience
UBS Financial Services January 2012 - Present
UBS Financial Services November 2010 - January 2012
UBS 2006 - 2009
UBS 2004 - 2006
UBS 2001 - 2004
UBS 1999 - 2001
Skills
Banking, Business Analysis, Mortgage Lending, Product Development, Program Management, Project Management, Strategic Planning, Team Leadership, Wealth Management, Training, Business Requirements, Business Strategy, Change Management, Financial Services, Investments, Human Resources, IT Management, Loans, Marketing, Process Improvement, Portfolio Management, Risk Management, Securities, Vendor Management, Analysis, SDLC, Strategy
Education
(McNair) Academic High School
St. Peter's College
Masters of Business Administration
Wheeling Jesuit University
Bachelor of Arts, Professional Writing
UBS Financial Services January 2012 - Present
UBS Financial Services November 2010 - January 2012
UBS 2006 - 2009
UBS 2004 - 2006
UBS 2001 - 2004
UBS 1999 - 2001
Skills
Banking, Business Analysis, Mortgage Lending, Product Development, Program Management, Project Management, Strategic Planning, Team Leadership, Wealth Management, Training, Business Requirements, Business Strategy, Change Management, Financial Services, Investments, Human Resources, IT Management, Loans, Marketing, Process Improvement, Portfolio Management, Risk Management, Securities, Vendor Management, Analysis, SDLC, Strategy
Education
(McNair) Academic High School
St. Peter's College
Masters of Business Administration
Wheeling Jesuit University
Bachelor of Arts, Professional Writing
Vincent Pastina's UBS Financial Services Experience 1995 - 2010
Job
Industry Financial Services
Experience
JP Morgan June 2010 - Present
UBS Financial Services 1995 - 2010
Skills
Series 7, Series 63, Series 65, Syndicate, Strategic Financial..., Alternative Investments, Separately Managed..., Asset Allocation, Private Equity, Restricted Stock, Rule 144, Fixed Income, 401k Rollovers, 10b5-1 Plans, Risk Management, Mutual Funds, Equities, Wealth Management..., Wealth Management, Finance, Asset Management, Investments, Securities, Portfolio Management
Education
St. Francis College 1989 — 1993
Bachelor of Science, Business Management
JP Morgan June 2010 - Present
UBS Financial Services 1995 - 2010
Skills
Series 7, Series 63, Series 65, Syndicate, Strategic Financial..., Alternative Investments, Separately Managed..., Asset Allocation, Private Equity, Restricted Stock, Rule 144, Fixed Income, 401k Rollovers, 10b5-1 Plans, Risk Management, Mutual Funds, Equities, Wealth Management..., Wealth Management, Finance, Asset Management, Investments, Securities, Portfolio Management
Education
St. Francis College 1989 — 1993
Bachelor of Science, Business Management
Kristi Dobbin's UBS Financial Services Experience January 1993 - January 2004
Job
Industry Financial Services
Experience
JCIII & Associates February 2013 - Present
Fannie Mae March 2011 - November 2012
Chestnut Gallery & Gifts January 2008 - January 2009
Morgan Stanley January 2004 - January 2006
UBS Financial Services January 1993 - January 2004
Skills
Training, Loans, Management, Customer Service, Account Reconciliation, Administrative..., Sales, Underwriting, Due Diligence, Real Estate, Policy, Mutual Funds, Databases, Editing, Testing, Proposal Writing
Education
Southwest High School 1977 — 1980
St. Petersburg College
Credits
JCIII & Associates February 2013 - Present
Fannie Mae March 2011 - November 2012
Chestnut Gallery & Gifts January 2008 - January 2009
Morgan Stanley January 2004 - January 2006
UBS Financial Services January 1993 - January 2004
Skills
Training, Loans, Management, Customer Service, Account Reconciliation, Administrative..., Sales, Underwriting, Due Diligence, Real Estate, Policy, Mutual Funds, Databases, Editing, Testing, Proposal Writing
Education
Southwest High School 1977 — 1980
St. Petersburg College
Credits
Ryan Finkelstein's UBS Financial Services Experience May 2010 - August 2010
Job Wealth Management Associate at Cohen & Steers
Industry Financial Services
Experience
Cohen & Steers March 2013 - Present
HRC Fund Associates August 2011 - March 2013
UBS Financial Services May 2010 - August 2010
Creditex May 2008 - August 2008
New York Mercantile Exchange June 2005 - August 2005
Skills
Investments, Mutual Funds, Trading, Financial Services, Finance, Wealth Management, Equities, Series 7, Bonds, Alternative Investments
Education
Skidmore College 2007 — 2011
Bachelor of Arts, Economics
Universitat Pompeu Fabra 2010 — 2010
Escola Superior de Comerc Internacional
Cohen & Steers March 2013 - Present
HRC Fund Associates August 2011 - March 2013
UBS Financial Services May 2010 - August 2010
Creditex May 2008 - August 2008
New York Mercantile Exchange June 2005 - August 2005
Skills
Investments, Mutual Funds, Trading, Financial Services, Finance, Wealth Management, Equities, Series 7, Bonds, Alternative Investments
Education
Skidmore College 2007 — 2011
Bachelor of Arts, Economics
Universitat Pompeu Fabra 2010 — 2010
Escola Superior de Comerc Internacional
Donna Marie Miller's UBS Financial Services Experience 1980 - Present
Job Vice President Wealth Management UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services 1980 - Present
Kidder Peabody 1978 - 1980
Education
Southern Illinois University, Carbondale 1969 — 1973
Trinity High School 1965 — 1969
UBS Financial Services 1980 - Present
Kidder Peabody 1978 - 1980
Education
Southern Illinois University, Carbondale 1969 — 1973
Trinity High School 1965 — 1969
Leonardo Liwen Ye's UBS Financial Services Experience 2011 - 2011
Job Student at Seattle University
Industry
Experience
UBS Financial Services 2011 - 2011
Education
Seattle University 2007 — 2011
UBS Financial Services 2011 - 2011
Education
Seattle University 2007 — 2011
Eli Lopez's UBS Financial Services Experience August 2003 - August 2008
Job Director Business DevelopmentFinancial Advisor at Concert Wealth Management, Inc.
Industry Investment Management
Experience
Concert Wealth Management, Inc. April 2012 - Present
Wells Fargo-Private Client Group August 2008 - March 2012
UBS Financial Services August 2003 - August 2008
Education
San Jose State University 1985 — 1990
Bachelor's degree, Adminstration of Justice
Concert Wealth Management, Inc. April 2012 - Present
Wells Fargo-Private Client Group August 2008 - March 2012
UBS Financial Services August 2003 - August 2008
Education
San Jose State University 1985 — 1990
Bachelor's degree, Adminstration of Justice
Gordon Parker McGill's UBS Financial Services Experience August 2011 - Present
Job Financial Advisor at UBS
Industry Financial Services
Experience
UBS Financial Services August 2011 - Present
Education
Southern Methodist University 2002 — 2007
Economics with Financial Applications, Economics with Financial Applications & Psychology
St Andrews 1990 — 1998
Middle and lower school
UBS Financial Services August 2011 - Present
Education
Southern Methodist University 2002 — 2007
Economics with Financial Applications, Economics with Financial Applications & Psychology
St Andrews 1990 — 1998
Middle and lower school
Karen Winer's UBS Financial Services Experience 1985 - 2009
Job Volunteer at Women's League for Conservative Judaism
Industry Philanthropy
Experience
Women's League for Conservative Judaism 1990 - Present
UBS Financial Services 1985 - 2009
Heritage Academy September 1970 - June 1971
Education
Springfield College 1970 — 1972
Master's degree, Education
University of Vermont 1965 — 1969
Bachelor of Science (BS), Elementary Education and Teaching
Women's League for Conservative Judaism 1990 - Present
UBS Financial Services 1985 - 2009
Heritage Academy September 1970 - June 1971
Education
Springfield College 1970 — 1972
Master's degree, Education
University of Vermont 1965 — 1969
Bachelor of Science (BS), Elementary Education and Teaching
Samuel Naso's UBS Financial Services Experience December 2010 - Present
Job Authorized Officer • Project Manager • Client Tax Reporting at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services December 2010 - Present
Barclay Capital Inc. March 2010 - December 2010
UBS Financial Services September 2006 - March 2010
State Street Corporation (Formerly Deutsche Bank Global Institutional Services) March 1996 - August 2004
Skills
Microsoft Office, Management, Microsoft Excel, Microsoft Word, Research, PowerPoint, Leadership, International Tax..., FATCA Compliance, AEI/CRS Compliance, Project Management, Financial and Tax..., Stategic Business..., Technology Development
Education
Rutgers University-Newark
Bachelor’s Degree, Economics/Finance, Cumulative GPA: 3.7/4.0, Cum Laude
UBS Financial Services December 2010 - Present
Barclay Capital Inc. March 2010 - December 2010
UBS Financial Services September 2006 - March 2010
State Street Corporation (Formerly Deutsche Bank Global Institutional Services) March 1996 - August 2004
Skills
Microsoft Office, Management, Microsoft Excel, Microsoft Word, Research, PowerPoint, Leadership, International Tax..., FATCA Compliance, AEI/CRS Compliance, Project Management, Financial and Tax..., Stategic Business..., Technology Development
Education
Rutgers University-Newark
Bachelor’s Degree, Economics/Finance, Cumulative GPA: 3.7/4.0, Cum Laude
Tara Lee-Frey's UBS Financial Services Experience 2006 - 2008
Job Legislative Analyst, Researcher and Office Manager at Office of Senator O'Reilly, Legislature of the Virgin Islands
Industry Government Administration
Experience
Office of Senator O'Reilly, Legislature of the Virgin Islands 2010 - Present
Stanford Financial Group 2008 - 2009
UBS Financial Services 2006 - 2008
Delaware Investments 2005 - 2006
Education
Wellesley College 2000 — 2004
Bachelor of Arts (B.A.), International Relations and Economics
Saint Leo University
Master of Business Administration (M.B.A.), Human Resources
Office of Senator O'Reilly, Legislature of the Virgin Islands 2010 - Present
Stanford Financial Group 2008 - 2009
UBS Financial Services 2006 - 2008
Delaware Investments 2005 - 2006
Education
Wellesley College 2000 — 2004
Bachelor of Arts (B.A.), International Relations and Economics
Saint Leo University
Master of Business Administration (M.B.A.), Human Resources
JPMorgan Chase
Goldman Sachs
J.P. Morgan
Credit Suisse
Deutsche Bank
Citigroup
JP Morgan Chase
UBS