UBS Financial Services
Industry: Investment banking company
DescriptionUBS Group AG is a Swiss multinational investment bank and financial services company founded and based in Switzerland. Co-headquartered in the cities of Zürich and Basel, it maintains a presence in all major financial centers as the largest Swiss banking institution in the world. CEO: Sergio Ermotti (15 Nov 2011–) Customer service: 020 7567 8000 Headquarters: Basel, Switzerland Subsidiaries: UBS Limited, UBS Investment Bank,
UBS Financial Services List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at UBS Financial Services. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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UBS Financial Services Employees
Employee
Years
Job
Industry
Lauren Gorsche Lauren Gorsche's UBS Financial Services Experience May 2012 - October 2014
Job Banking Solutions Consultant at UBS
Industry Financial Services
Experience
UBS November 2014 - Present
UBS Financial Services May 2012 - October 2014
UBS September 2006 - May 2012
UBS March 2005 - September 2006
UBS Financial Services March 2004 - March 2005
UBS July 2002 - March 2004
Skills
Communication, Business Strategy, Private Banking, Wealth Management, Portfolio Management, Product Marketing, Finance
Education
Duke University 1998 — 2002
Bachelor of Arts (B.A.), English
UBS November 2014 - Present
UBS Financial Services May 2012 - October 2014
UBS September 2006 - May 2012
UBS March 2005 - September 2006
UBS Financial Services March 2004 - March 2005
UBS July 2002 - March 2004
Skills
Communication, Business Strategy, Private Banking, Wealth Management, Portfolio Management, Product Marketing, Finance
Education
Duke University 1998 — 2002
Bachelor of Arts (B.A.), English
Joseph Teurlings Joseph Teurlings's UBS Financial Services Experience December 2008 - Present
Job Wealth Advisor, Sr. Portfolio Manager, First Vice President Wealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services December 2008 - Present
Morgan Stanley January 2002 - December 2008
Cap Gemini Ernst & Young March 2000 - November 2001
Cap Gemini America 1998 - 2000
Cap Gemini Nederland April 1996 - December 1997
Cap Gemini Nederland September 1993 - April 1996
Volmac September 1990 - August 1993
Education
Eindhoven University of Technology
MBA, Business
Eindhoven University of Technology
M.Sc., Industrial Engineering
UBS Financial Services December 2008 - Present
Morgan Stanley January 2002 - December 2008
Cap Gemini Ernst & Young March 2000 - November 2001
Cap Gemini America 1998 - 2000
Cap Gemini Nederland April 1996 - December 1997
Cap Gemini Nederland September 1993 - April 1996
Volmac September 1990 - August 1993
Education
Eindhoven University of Technology
MBA, Business
Eindhoven University of Technology
M.Sc., Industrial Engineering
Jennifer Piche Jennifer Piche's UBS Financial Services Experience November 2011 - Present
Job
Industry Financial Services
Experience
UBS Financial Services November 2011 - Present
Merrill Lynch October 2003 - November 2011
Wachovia Securities Financial Network November 1999 - October 2003
Education
Connecticut College 1994 — 1998
Bachelor of Arts (BA), Art History
Red Bank Catholic High School 1990 — 1994
UBS Financial Services November 2011 - Present
Merrill Lynch October 2003 - November 2011
Wachovia Securities Financial Network November 1999 - October 2003
Education
Connecticut College 1994 — 1998
Bachelor of Arts (BA), Art History
Red Bank Catholic High School 1990 — 1994
Lois Deming, M.B.A. Lois Deming, M.B.A.'s UBS Financial Services Experience 2000 - 2004
Job Senior Executive Special Project Management
Industry Management Consulting
Experience
Consulting 2005 - Present
UBS Financial Services 2000 - 2004
Chase Manhattan Bank (now JPMorgan Chase) 1986 - 2000
Colgate-Palmolive Co. 1971 - 1986
Skills
Business Management, Market Research, Education/Training, Teaching Marketing..., Management, Operations Management, Marketing Research, Teaching, New Business Development, Product Management..., Services Product..., Consulting, Business Technology, Financial Services, Consumer Packaged Goods..., Service Quality, Direct Marketing, Website Development, Executive Management, Start-ups, Leadership, Finance
Education
Northeastern University - Graduate School of Business Administration
Master of Business Administration (M.B.A.), Marketing
Fordham University
B.S., Economics
Consulting 2005 - Present
UBS Financial Services 2000 - 2004
Chase Manhattan Bank (now JPMorgan Chase) 1986 - 2000
Colgate-Palmolive Co. 1971 - 1986
Skills
Business Management, Market Research, Education/Training, Teaching Marketing..., Management, Operations Management, Marketing Research, Teaching, New Business Development, Product Management..., Services Product..., Consulting, Business Technology, Financial Services, Consumer Packaged Goods..., Service Quality, Direct Marketing, Website Development, Executive Management, Start-ups, Leadership, Finance
Education
Northeastern University - Graduate School of Business Administration
Master of Business Administration (M.B.A.), Marketing
Fordham University
B.S., Economics
Matthew Eshelman Matthew Eshelman's UBS Financial Services Experience January 2011 - May 2011
Job Product Manager at GreenJobInterview
Industry Information Technology and Services
Experience
GreenJobInterview.com June 2011 - Present
UBS Financial Services January 2011 - May 2011
Skills
Customer Service, Salesforce.com, Account Management, Talent Acquisition, Sales, Recruiting, Training, Business Development, Leadership, Strategic Planning, Cold Calling, Process Improvement, CRM, Social Media, Social Media Marketing, Marketing, Microsoft Excel, Microsoft Office, Team Building, Strategy, Human Resources, Interviews, Soccer, Skateboarding
Education
Elon University - Martha and Spencer Love School of Business 2007 — 2011
Business Administration
GreenJobInterview.com June 2011 - Present
UBS Financial Services January 2011 - May 2011
Skills
Customer Service, Salesforce.com, Account Management, Talent Acquisition, Sales, Recruiting, Training, Business Development, Leadership, Strategic Planning, Cold Calling, Process Improvement, CRM, Social Media, Social Media Marketing, Marketing, Microsoft Excel, Microsoft Office, Team Building, Strategy, Human Resources, Interviews, Soccer, Skateboarding
Education
Elon University - Martha and Spencer Love School of Business 2007 — 2011
Business Administration
Dan Carey's UBS Financial Services Experience September 2008 - June 2010
Job Assistant Vice President, Commercial Loans at Cambridge State Bank
Industry Banking
Experience
Cambridge State Bank June 2010 - Present
UBS Financial Services September 2008 - June 2010
Skills
Banking, Investments, Credit, Marketing, Financial Analysis, Analysis, Commercial Lending, Finance, Customer Service, Credit Analysis, Loans, Risk Management, Commercial Banking, Portfolio Management
Education
Edgewood College 2006 — 2010
B.A. Degree, Business Finance & Business Management
Cambridge State Bank June 2010 - Present
UBS Financial Services September 2008 - June 2010
Skills
Banking, Investments, Credit, Marketing, Financial Analysis, Analysis, Commercial Lending, Finance, Customer Service, Credit Analysis, Loans, Risk Management, Commercial Banking, Portfolio Management
Education
Edgewood College 2006 — 2010
B.A. Degree, Business Finance & Business Management
Bryan Gray Bryan Gray's UBS Financial Services Experience September 2009 - May 2010
Job Marketing Manager at New Hope Natural Media
Industry Marketing and Advertising
Experience
New Hope Natural Media September 2013 - Present
Ciao Bella Gelato January 2013 - September 2013
Ciao Bella Gelato May 2011 - January 2013
Fairleigh Dickinson University August 2010 - May 2011
Ciao Bella Gelato May 2010 - May 2011
UBS Financial Services September 2009 - May 2010
R&R Marketing September 2009 - May 2010
Skills
Event Planning, Social Media, Market Research, Social Media Marketing, Customer Service, Marketing, Facebook, Sales Operations, Social Networking, Brand Management, Marketing Strategy, Marketing Communications, Marketing Research, Public Relations, Microsoft Office, Photoshop, Illustrator, Adobe Professional, Strategy, Sales, Advertising, CRM, New Business Development, Management
Education
Fairleigh Dickinson University 2010 — 2013
Master of Business Administration (MBA), Entrepreneurship/Entrepreneurial Studies
Fairleigh Dickinson University 2006 — 2010
Bachelor of Science, Marketing
Wroxton College 2009 — 2009
Oxfordshire, England
New Hope Natural Media September 2013 - Present
Ciao Bella Gelato January 2013 - September 2013
Ciao Bella Gelato May 2011 - January 2013
Fairleigh Dickinson University August 2010 - May 2011
Ciao Bella Gelato May 2010 - May 2011
UBS Financial Services September 2009 - May 2010
R&R Marketing September 2009 - May 2010
Skills
Event Planning, Social Media, Market Research, Social Media Marketing, Customer Service, Marketing, Facebook, Sales Operations, Social Networking, Brand Management, Marketing Strategy, Marketing Communications, Marketing Research, Public Relations, Microsoft Office, Photoshop, Illustrator, Adobe Professional, Strategy, Sales, Advertising, CRM, New Business Development, Management
Education
Fairleigh Dickinson University 2010 — 2013
Master of Business Administration (MBA), Entrepreneurship/Entrepreneurial Studies
Fairleigh Dickinson University 2006 — 2010
Bachelor of Science, Marketing
Wroxton College 2009 — 2009
Oxfordshire, England
Nena Howden Nena Howden's UBS Financial Services Experience April 2010 - November 2013
Job Registered Sales Associate at Raymond James & Associates
Industry Financial Services
Experience
Raymond James & Associates November 2013 - Present
UBS Financial Services April 2010 - November 2013
UBS Financial Services June 2006 - September 2009
Stephens Inc January 2004 - April 2006
Stephens Inc September 2000 - January 2004
SunTrust Equitable Securities July 1995 - September 2000
Independent Insurance and Investment Agent November 1994 - July 1995
Skills
Trading, Equity Research, Series 63, Securities, Finance, Trading Systems, Training, Series 7, Microsoft Office, Financial Services, Portfolio Management, Retirement Planning, Back Office, Settlement, Customer Service, PeopleSoft, Microsoft Excel, Wealth Management, Microsoft Word, Stocks, PowerPoint, Strategic Financial..., Equities, Options, FINRA, Mutual Funds, Asset Allocation, Investments, Banking, Relationship Management, Wealth Management..., Investment Advisory, Fixed Income, Asset Management, Retirement, Capital Markets, Corporate Finance, Investment Banking, 401k, Process Improvement, Institutional, Equity Trading, Insurance, Uniform Combined State..., Financial Advisory, Investment Strategies, Investment Management, IRAs, Bloomberg Terminal
Education
Cumberland University 1984 — 1988
Bachelor of Science (B.S.), Business Administration Major
St. Bernard Academy 1980 — 1984
Bachelor of Science (BS), Business Administration and Management, General
Raymond James & Associates November 2013 - Present
UBS Financial Services April 2010 - November 2013
UBS Financial Services June 2006 - September 2009
Stephens Inc January 2004 - April 2006
Stephens Inc September 2000 - January 2004
SunTrust Equitable Securities July 1995 - September 2000
Independent Insurance and Investment Agent November 1994 - July 1995
Skills
Trading, Equity Research, Series 63, Securities, Finance, Trading Systems, Training, Series 7, Microsoft Office, Financial Services, Portfolio Management, Retirement Planning, Back Office, Settlement, Customer Service, PeopleSoft, Microsoft Excel, Wealth Management, Microsoft Word, Stocks, PowerPoint, Strategic Financial..., Equities, Options, FINRA, Mutual Funds, Asset Allocation, Investments, Banking, Relationship Management, Wealth Management..., Investment Advisory, Fixed Income, Asset Management, Retirement, Capital Markets, Corporate Finance, Investment Banking, 401k, Process Improvement, Institutional, Equity Trading, Insurance, Uniform Combined State..., Financial Advisory, Investment Strategies, Investment Management, IRAs, Bloomberg Terminal
Education
Cumberland University 1984 — 1988
Bachelor of Science (B.S.), Business Administration Major
St. Bernard Academy 1980 — 1984
Bachelor of Science (BS), Business Administration and Management, General
Erik Gronbeck Erik Gronbeck's UBS Financial Services Experience January 2006 - May 2006
Job Sales Associate at Atlantic Cordage
Industry Maritime
Experience
Atlantic Cordage July 2008 - Present
Aerotek Scientific October 2006 - July 2008
UBS Financial Services January 2006 - May 2006
Corvinus University of Budapest January 2005 - May 2005
Skills
New Business Development, Transportation, Shipping, Customer Service, Sales, Logistics, Operations Management, Contract Negotiation, Account Management, Negotiation, Sales Management, Sales Operations, Purchasing, Sourcing, Cold Calling, International Sales, Strategic Planning
Education
Fairfield University 2002 — 2006
Atlantic Cordage July 2008 - Present
Aerotek Scientific October 2006 - July 2008
UBS Financial Services January 2006 - May 2006
Corvinus University of Budapest January 2005 - May 2005
Skills
New Business Development, Transportation, Shipping, Customer Service, Sales, Logistics, Operations Management, Contract Negotiation, Account Management, Negotiation, Sales Management, Sales Operations, Purchasing, Sourcing, Cold Calling, International Sales, Strategic Planning
Education
Fairfield University 2002 — 2006
Ayumi Noda's UBS Financial Services Experience December 2012 - September 2014
Job
Industry Financial Services
Experience
J.P. Morgan September 2014 - Present
UBS Financial Services December 2012 - September 2014
Securities & Exchange Commission February 2012 - April 2012
Brune & Richard LLP May 2011 - July 2011
U.S. Bankruptcy Court, Central District of California May 2010 - August 2010
Brune & Richard LLP April 2007 - May 2009
Education
University of California, Los Angeles - School of Law 2009 — 2012
JD, Business Law
Cornell University 2003 — 2007
BA, Government
J.P. Morgan September 2014 - Present
UBS Financial Services December 2012 - September 2014
Securities & Exchange Commission February 2012 - April 2012
Brune & Richard LLP May 2011 - July 2011
U.S. Bankruptcy Court, Central District of California May 2010 - August 2010
Brune & Richard LLP April 2007 - May 2009
Education
University of California, Los Angeles - School of Law 2009 — 2012
JD, Business Law
Cornell University 2003 — 2007
BA, Government
Henry P. Kim Henry P. Kim's UBS Financial Services Experience April 2008 - March 2009
Job Portfolio Specialist, Wealth Management at New York Life Insurance Company
Industry Financial Services
Experience
New York Life Insurance Company October 2012 - Present
New York Life Insurance Company March 2009 - October 2012
UBS Financial Services April 2008 - March 2009
Legg Mason August 2004 - March 2008
Bear Stearns Asset Management April 2001 - August 2004
Bear Stearns Asset Management April 2000 - April 2001
Skills
Mutual Funds, Asset Allocation, Separately Managed..., Fixed Income, Investments, Equities, Securities, Asset Managment, Investment Strategies, Bloomberg, ETFs, Uniform Combined State..., Portfolio Management, Morningstar Direct, Thomson One Analytics
Education
Cornell University 1995 — 1999
BS, Economics
Archbishop Molloy HS 1991 — 1995
New York Life Insurance Company October 2012 - Present
New York Life Insurance Company March 2009 - October 2012
UBS Financial Services April 2008 - March 2009
Legg Mason August 2004 - March 2008
Bear Stearns Asset Management April 2001 - August 2004
Bear Stearns Asset Management April 2000 - April 2001
Skills
Mutual Funds, Asset Allocation, Separately Managed..., Fixed Income, Investments, Equities, Securities, Asset Managment, Investment Strategies, Bloomberg, ETFs, Uniform Combined State..., Portfolio Management, Morningstar Direct, Thomson One Analytics
Education
Cornell University 1995 — 1999
BS, Economics
Archbishop Molloy HS 1991 — 1995
C. Michael Reninger, CFP® CPWA® APMA℠ C. Michael Reninger, CFP® CPWA® APMA℠'s UBS Financial Services Experience 2000 - 2009
Job Financial Advisor Vice President at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. April 2009 - Present
UBS Financial Services 2000 - 2009
PaineWebber, Inc. 1986 - 2000
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1983 — 1985
MBA, Finance
Western Illinois University 1975 — 1979
BB, Finance
The University of Chicago Booth School of Business
CPWA®, Certified Private Wealth Advisor
Ameriprise Financial Services, Inc. April 2009 - Present
UBS Financial Services 2000 - 2009
PaineWebber, Inc. 1986 - 2000
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1983 — 1985
MBA, Finance
Western Illinois University 1975 — 1979
BB, Finance
The University of Chicago Booth School of Business
CPWA®, Certified Private Wealth Advisor
Bob Chleborad, CFA Bob Chleborad, CFA's UBS Financial Services Experience November 2011 - Present
Job Financial Advisor @ UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services November 2011 - Present
Morgan Stanley Smith Barney March 2008 - November 2011
Smith Barney February 1997 - March 2008
Skills
Series 7, Series 63, Series 65
Education
CFA Institute
CFA Charter
Drake University 1992 — 1994
MBA, International Business
Iowa State University - College of Business 1988 — 1992
BBA, Finance
UBS Financial Services November 2011 - Present
Morgan Stanley Smith Barney March 2008 - November 2011
Smith Barney February 1997 - March 2008
Skills
Series 7, Series 63, Series 65
Education
CFA Institute
CFA Charter
Drake University 1992 — 1994
MBA, International Business
Iowa State University - College of Business 1988 — 1992
BBA, Finance
Michael Kasper Michael Kasper's UBS Financial Services Experience July 2010 - September 2010
Job Business Analyst at MnoBmadsen
Industry Venture Capital & Private Equity
Experience
Mno-Bmadsen February 2012 - Present
Dowagiac Union High School February 2012 - June 2014
Mno-Bmadsen July 2011 - January 2012
UBS Financial Services July 2010 - September 2010
Skills
Analysis, Financial Modeling, Investments, Finance, Research, PowerPoint, Data Analysis, Microsoft Excel, Microsoft Office, DCF Valuation
Education
Dartmouth College 2007 — 2011
Bachelor of Arts, Economics, Minor in Public Policy
Mno-Bmadsen February 2012 - Present
Dowagiac Union High School February 2012 - June 2014
Mno-Bmadsen July 2011 - January 2012
UBS Financial Services July 2010 - September 2010
Skills
Analysis, Financial Modeling, Investments, Finance, Research, PowerPoint, Data Analysis, Microsoft Excel, Microsoft Office, DCF Valuation
Education
Dartmouth College 2007 — 2011
Bachelor of Arts, Economics, Minor in Public Policy
David Elliott, CFP® David Elliott, CFP®'s UBS Financial Services Experience April 2009 - Present
Job First Vice President Wealth Mgmt / Advisory & Brokerage Services UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services April 2009 - Present
Morgan Stanley Smith Barney June 2000 - April 2008
Education
Denison University 1983 — 1987
Bachelor of Arts, Political Science
UBS Financial Services April 2009 - Present
Morgan Stanley Smith Barney June 2000 - April 2008
Education
Denison University 1983 — 1987
Bachelor of Arts, Political Science
Clark L Clark L's UBS Financial Services Experience May 1996 - June 2006
Job Instruction Assistant at Jefferson County Public Schools
Industry Education Management
Experience
Jefferson County Public Schools January 2008 - Present
UBS Financial Services May 1996 - June 2006
Education
Everest University-Tampa 2005 — 2007
Associate's degree, Computer Programming Science
Southern HIgh School
Associates Degree, Computer Programming Science
Jefferson County Public Schools January 2008 - Present
UBS Financial Services May 1996 - June 2006
Education
Everest University-Tampa 2005 — 2007
Associate's degree, Computer Programming Science
Southern HIgh School
Associates Degree, Computer Programming Science
Lauren Sarli Lauren Sarli's UBS Financial Services Experience 2007 - 2010
Job Research at Paulson & Co.
Industry Investment Management
Experience
Paulson & Co. 2010 - Present
UBS Financial Services 2007 - 2010
Sanford C. Bernstein 2006 - 2008
Aon Hewitt 2005 - 2006
Skills
Equities, Wealth Management, Fixed Income, Hedge Funds, Capital Markets
Education
Fairfield University
Paulson & Co. 2010 - Present
UBS Financial Services 2007 - 2010
Sanford C. Bernstein 2006 - 2008
Aon Hewitt 2005 - 2006
Skills
Equities, Wealth Management, Fixed Income, Hedge Funds, Capital Markets
Education
Fairfield University
Charu Kalra Charu Kalra's UBS Financial Services Experience June 2010 - September 2011
Job Manager, Corporate Cards Underwriting at American Express
Industry Investment Management
Experience
American Express November 2013 - Present
American Express June 2011 - November 2013
UBS financial services June 2010 - September 2011
RBS October 2007 - July 2008
CitiFinancial June 2007 - August 2007
Skills
Derivatives, Fixed Income, Portfolio Management, Risk Management, Equities, Time Series Analysis, Options, Financial Risk, Finance, Analysis, Credit Risk, Monte Carlo Simulation, Stochastic Calculus, Analytics, Investments
Education
Rutgers University 2009 — 2010
M.S, Mathematical Finance
ICICI Center for Mathematical Sciences 2006 — 2007
Certificate Course, Mathematical Finance
Delhi University 2004 — 2007
B.A. (Honors), Mathematics
American Express November 2013 - Present
American Express June 2011 - November 2013
UBS financial services June 2010 - September 2011
RBS October 2007 - July 2008
CitiFinancial June 2007 - August 2007
Skills
Derivatives, Fixed Income, Portfolio Management, Risk Management, Equities, Time Series Analysis, Options, Financial Risk, Finance, Analysis, Credit Risk, Monte Carlo Simulation, Stochastic Calculus, Analytics, Investments
Education
Rutgers University 2009 — 2010
M.S, Mathematical Finance
ICICI Center for Mathematical Sciences 2006 — 2007
Certificate Course, Mathematical Finance
Delhi University 2004 — 2007
B.A. (Honors), Mathematics
Peter Jiser Peter Jiser's UBS Financial Services Experience June 2007 - November 2008
Job Financial Advisor at MassMutual Westchester
Industry Financial Services
Experience
MassMutual Westchester June 2013 - Present
DoubleTree by Hilton September 2012 - February 2013
JPMorgan Chase November 2008 - May 2012
UBS Financial Services June 2007 - November 2008
Hilton October 2004 - June 2007
Skills
Estate Planning, Retirement Planning, Series 6, Disability Insurance, Life Insurance, Long Term Care Insurance, Series 7, Life, Accident, and..., Series 66, Health Insurance, Employee Benefits, 529 Plans, IRAs, 401k Rollovers
Education
Fairfield University 1986 — 1990
Bachelor of Science (B.S.), Marketing
MassMutual Westchester June 2013 - Present
DoubleTree by Hilton September 2012 - February 2013
JPMorgan Chase November 2008 - May 2012
UBS Financial Services June 2007 - November 2008
Hilton October 2004 - June 2007
Skills
Estate Planning, Retirement Planning, Series 6, Disability Insurance, Life Insurance, Long Term Care Insurance, Series 7, Life, Accident, and..., Series 66, Health Insurance, Employee Benefits, 529 Plans, IRAs, 401k Rollovers
Education
Fairfield University 1986 — 1990
Bachelor of Science (B.S.), Marketing
Sarah-Lynn Miller's UBS Financial Services Experience May 2012 - Present
Job Branch Service Associate / Client Service Associate / Branch Technical Liason at UBS Financial Services
Industry Banking
Experience
UBS Financial Services May 2012 - Present
Haverty's Home Furnishings June 2006 - August 2007
Ethan Allen Retail, Inc. 2004 - 2005
Education
Hollins University 2009 — 2012
Bachelor of Arts, Mathematics & Business (Double Major)
Dabney S Lancaster Community College 2007 — 2009
Associate of Arts, Education
UBS Financial Services May 2012 - Present
Haverty's Home Furnishings June 2006 - August 2007
Ethan Allen Retail, Inc. 2004 - 2005
Education
Hollins University 2009 — 2012
Bachelor of Arts, Mathematics & Business (Double Major)
Dabney S Lancaster Community College 2007 — 2009
Associate of Arts, Education
Britton Bollinger's UBS Financial Services Experience September 2008 - February 2009
Job FX Trader at Bank of TokyoMitsubishi UFJ
Industry Banking
Experience
Bank of Tokyo-Mitsubishi UFJ October 2013 - Present
Bank of Tokyo-Mitsubishi UFJ May 2013 - Present
Treesdale Partners February 2012 - May 2013
General Electric November 2010 - January 2012
UBS Financial Services September 2008 - February 2009
American Stock Exchange June 2007 - August 2007
Skills
Hedge Funds, Trading, Fixed Income, FX Options, Bloomberg, Capital Markets, Equities, Financial Modeling, Investments, Portfolio Management
Education
Fairfield University
Bachelor of Science, Economics
Fairfield High School
Bank of Tokyo-Mitsubishi UFJ October 2013 - Present
Bank of Tokyo-Mitsubishi UFJ May 2013 - Present
Treesdale Partners February 2012 - May 2013
General Electric November 2010 - January 2012
UBS Financial Services September 2008 - February 2009
American Stock Exchange June 2007 - August 2007
Skills
Hedge Funds, Trading, Fixed Income, FX Options, Bloomberg, Capital Markets, Equities, Financial Modeling, Investments, Portfolio Management
Education
Fairfield University
Bachelor of Science, Economics
Fairfield High School
Edwards Brawley's UBS Financial Services Experience June 2000 - April 2009
Job Finacial Advisor, Associate Vice President, The Brawley, Dyson & Koch Group.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. April 2009 - Present
UBS Financial Services June 2000 - April 2009
JC Bradford & Co June 1988 - June 2000
Education
East Carolina University 1978 — 1982
Bachelor of Business Administration (BBA), Finance
Ameriprise Financial Services, Inc. April 2009 - Present
UBS Financial Services June 2000 - April 2009
JC Bradford & Co June 1988 - June 2000
Education
East Carolina University 1978 — 1982
Bachelor of Business Administration (BBA), Finance
Harry E. Ward Harry E. Ward's UBS Financial Services Experience May 2005 - February 2007
Job Director of Business Development at Milner, Inc.
Industry Financial Services
Experience
Milner, Inc. July 2015 - Present
World Financial Group (WFG) January 2015 - July 2015
Keystone Wealth Management October 2010 - January 2015
Legacy Trust & Estate, LLC January 2008 - October 2010
Dominick & Dominick, LLC February 2007 - January 2008
UBS Financial Services May 2005 - February 2007
Morgan Stanley Wealth Management September 1986 - May 2005
Houston Oilers May 1986 - September 1986
Skills
New Business Development, B2B, Sales, Rainmaker, Solution Selling, Leadership, Investment Management, Sales Management, Private Banking, Strategy, Risk Management, Economics, CRM, Wealth Preservation
Education
Duke University 1982 — 1986
B.A, Economics
Milner, Inc. July 2015 - Present
World Financial Group (WFG) January 2015 - July 2015
Keystone Wealth Management October 2010 - January 2015
Legacy Trust & Estate, LLC January 2008 - October 2010
Dominick & Dominick, LLC February 2007 - January 2008
UBS Financial Services May 2005 - February 2007
Morgan Stanley Wealth Management September 1986 - May 2005
Houston Oilers May 1986 - September 1986
Skills
New Business Development, B2B, Sales, Rainmaker, Solution Selling, Leadership, Investment Management, Sales Management, Private Banking, Strategy, Risk Management, Economics, CRM, Wealth Preservation
Education
Duke University 1982 — 1986
B.A, Economics
Sue Anne Schoonderwoerd Sue Anne Schoonderwoerd's UBS Financial Services Experience January 2000 - April 2003
Job REALTOR, SFR, MRP
Industry Real Estate
Experience
Northside Realty April 2011 - Present
Lincoln Financial Securities,Corp; Member SIPC April 2003 - March 2013
UBS Financial Services January 2000 - April 2003
The MONY Group July 1982 - December 1999
Retirement Advisors of North Carolina, Inc September 1995 - May 1999
University of North Carolina at Chapel Hill August 1981 - July 1982
American Samoa Community College May 1980 - June 1981
Craven County Schools August 1973 - May 1980
St. Mary's Junior College August 1969 - July 1971
Tustin Unified School District August 1965 - July 1967
Skills
Team Leadership, Time Management, Business Intelligence, Investments, Real Estate, Retirement, Series 7, Foreclosures, Insurance, Management, Sellers, Negotiation, Project Management, Life Insurance, FHA, Securities, Short Sales, Investors, First Time Home Buyers, Selling, Relocation, Referrals, Buyer Representation, New Home Sales, Real Estate Transactions, Single Family Homes, Real Property, Townhomes, ABR
Education
JY Monk Real Estate School 2010 — 2011
Full Broker, Pre-licensing, Post Licensing, & CE
University of North Carolina at Chapel Hill 1982 — 1984
Educational Doctorate Studies
East Carolina University 1977 — 1980
Ed.S.- Educational Specialist Degree, Curriculum Instruction & Supervision
North Carolina State University 1968 — 1970
M.Ed.- Master of Education Degree, Guidance & Personnel Services
Meredith College 1960 — 1964
BA- Bachelor of Arts Degree, Mathematics
Northside Realty April 2011 - Present
Lincoln Financial Securities,Corp; Member SIPC April 2003 - March 2013
UBS Financial Services January 2000 - April 2003
The MONY Group July 1982 - December 1999
Retirement Advisors of North Carolina, Inc September 1995 - May 1999
University of North Carolina at Chapel Hill August 1981 - July 1982
American Samoa Community College May 1980 - June 1981
Craven County Schools August 1973 - May 1980
St. Mary's Junior College August 1969 - July 1971
Tustin Unified School District August 1965 - July 1967
Skills
Team Leadership, Time Management, Business Intelligence, Investments, Real Estate, Retirement, Series 7, Foreclosures, Insurance, Management, Sellers, Negotiation, Project Management, Life Insurance, FHA, Securities, Short Sales, Investors, First Time Home Buyers, Selling, Relocation, Referrals, Buyer Representation, New Home Sales, Real Estate Transactions, Single Family Homes, Real Property, Townhomes, ABR
Education
JY Monk Real Estate School 2010 — 2011
Full Broker, Pre-licensing, Post Licensing, & CE
University of North Carolina at Chapel Hill 1982 — 1984
Educational Doctorate Studies
East Carolina University 1977 — 1980
Ed.S.- Educational Specialist Degree, Curriculum Instruction & Supervision
North Carolina State University 1968 — 1970
M.Ed.- Master of Education Degree, Guidance & Personnel Services
Meredith College 1960 — 1964
BA- Bachelor of Arts Degree, Mathematics
Erin Whitehead Jessen Erin Whitehead Jessen's UBS Financial Services Experience February 2007 - July 2008
Job Agent at American Family Insurance
Industry Insurance
Experience
American Family Insurance September 2009 - Present
American Transport Group, LLC July 2008 - August 2009
UBS Financial Services February 2007 - July 2008
UBS Wealth Management 2007 - 2008
Wachovia Securities 2006 - 2007
Skills
Business Development, Insurance, Sales, Customer Service, Strategic Planning, Marketing, Team Building, Risk Management, Sales Management, Leadership, Liability, Account Management, Claim, Negotiation, Management
Education
Concordia University Chicago 2014 — 2015
Master's degree, Kinesiology and Exercise Science
Elmhurst College 2004 — 2006
Bachelors of Science, Finance
Lynn University 2002 — 2003
n/a, finanace
American Family Insurance September 2009 - Present
American Transport Group, LLC July 2008 - August 2009
UBS Financial Services February 2007 - July 2008
UBS Wealth Management 2007 - 2008
Wachovia Securities 2006 - 2007
Skills
Business Development, Insurance, Sales, Customer Service, Strategic Planning, Marketing, Team Building, Risk Management, Sales Management, Leadership, Liability, Account Management, Claim, Negotiation, Management
Education
Concordia University Chicago 2014 — 2015
Master's degree, Kinesiology and Exercise Science
Elmhurst College 2004 — 2006
Bachelors of Science, Finance
Lynn University 2002 — 2003
n/a, finanace
Claudia LaRocque CFP®'s UBS Financial Services Experience September 1999 - April 2009
Job Associate Vice PresidentInvestment Officer at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC May 2009 - Present
Various Educational Institutions January 1985 - December 2013
UBS Financial Services September 1999 - April 2009
Fleet/Shawmut January 1989 - September 1999
Self-Employed January 1989 - January 1999
Skills
Investments, Finance, Management, Retirement Planning, Financial Services, 401k Rollovers, 401k, Retirement Plan...
Education
University of Hartford
Masters of Science
Eastern Connecticut State University
Bachelors, Science ~ Accounting
Wells Fargo Advisors, LLC May 2009 - Present
Various Educational Institutions January 1985 - December 2013
UBS Financial Services September 1999 - April 2009
Fleet/Shawmut January 1989 - September 1999
Self-Employed January 1989 - January 1999
Skills
Investments, Finance, Management, Retirement Planning, Financial Services, 401k Rollovers, 401k, Retirement Plan...
Education
University of Hartford
Masters of Science
Eastern Connecticut State University
Bachelors, Science ~ Accounting
Ammar Hussain Ammar Hussain's UBS Financial Services Experience October 2011 - October 2012
Job Sourcing Specialist Outsourcing and Offshoring
Industry Banking
Experience
Chain IQ Group AG May 2014 - Present
UBS October 2012 - May 2014
UBS Financial Services October 2011 - October 2012
West Corporation March 2010 - February 2011
Penn State University August 2008 - December 2009
Edinboro University of Pennsylvania January 2007 - December 2007
Edinboro University of Pennsylavnia August 2005 - December 2006
Taher Nawaz & Co June 2006 - August 2006
Skills
Leadership, Management, Analysis, Project Management, Training, Microsoft Office, Process Improvement, Research, Customer Service, Strategic Planning, Financial Analysis, Human Resources, Program Management, Recruiting, Data Analysis, Risk Management, Statistics, Accounting, Forecasting
Education
Pennsylvania State University-Erie Campus 2008 — 2009
MBA, Business Administration - GPA 3.85/4.0
Edinboro University of Pennsylvania 2004 — 2007
BSc, Business Administration - Financial Services GPA 3.3/4.0
Chain IQ Group AG May 2014 - Present
UBS October 2012 - May 2014
UBS Financial Services October 2011 - October 2012
West Corporation March 2010 - February 2011
Penn State University August 2008 - December 2009
Edinboro University of Pennsylvania January 2007 - December 2007
Edinboro University of Pennsylavnia August 2005 - December 2006
Taher Nawaz & Co June 2006 - August 2006
Skills
Leadership, Management, Analysis, Project Management, Training, Microsoft Office, Process Improvement, Research, Customer Service, Strategic Planning, Financial Analysis, Human Resources, Program Management, Recruiting, Data Analysis, Risk Management, Statistics, Accounting, Forecasting
Education
Pennsylvania State University-Erie Campus 2008 — 2009
MBA, Business Administration - GPA 3.85/4.0
Edinboro University of Pennsylvania 2004 — 2007
BSc, Business Administration - Financial Services GPA 3.3/4.0
Brett Baumgartner, CPA, CTP's UBS Financial Services Experience 2005 - 2005
Job Certified Public Accountant
Industry Accounting
Experience
Allstate March 2007 - June 2009
UBS Financial Services 2005 - 2005
Skills
Risk Management, Financial Analysis, Finance, Analysis, Access
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2009 — 2010
M.S., Accountancy
Northern Illinois University 2003 — 2006
B.S., Finance
Florida State University 2001 — 2002
Allstate March 2007 - June 2009
UBS Financial Services 2005 - 2005
Skills
Risk Management, Financial Analysis, Finance, Analysis, Access
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2009 — 2010
M.S., Accountancy
Northern Illinois University 2003 — 2006
B.S., Finance
Florida State University 2001 — 2002
Paul McAfee Paul McAfee's UBS Financial Services Experience November 2008 - November 2010
Job at Webster Bank
Industry Financial Services
Experience
Webster Bank October 2010 - Present
UBS Financial Services November 2008 - November 2010
US Trust July 1997 - November 2008
Fleet Bank May 1987 - July 1997
Invest (New Alliance) July 1985 - July 1987
Education
University of New Haven
Master, Business Administration; Finance
New England School of Banking Williams College
I.B
Duke University
Bachelor of Arts Humanities
Webster Bank October 2010 - Present
UBS Financial Services November 2008 - November 2010
US Trust July 1997 - November 2008
Fleet Bank May 1987 - July 1997
Invest (New Alliance) July 1985 - July 1987
Education
University of New Haven
Master, Business Administration; Finance
New England School of Banking Williams College
I.B
Duke University
Bachelor of Arts Humanities
Jacqueline Bianco Jacqueline Bianco's UBS Financial Services Experience November 2004 - Present
Job Senior Vice President at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services November 2004 - Present
UBS Financial Services November 2004 - Present
UBS Financial Services November 2004 - Present
UBS Financial Services November 2004 - Present
Education
Columbia University in the City of New York
BA
UBS Financial Services November 2004 - Present
UBS Financial Services November 2004 - Present
UBS Financial Services November 2004 - Present
UBS Financial Services November 2004 - Present
Education
Columbia University in the City of New York
BA
Gabrielle Lehu's UBS Financial Services Experience December 2008 - April 2012
Job HR Business Partner, Executive Director at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase April 2012 - Present
UBS Financial Services December 2008 - April 2012
UBS Wealth Management July 2006 - December 2008
Skills
Succession Planning, Employee Relations, Performance Management, Human Resources, HRIS, Deferred Compensation, Talent Management, Employee Engagement, Talent Acquisition, Onboarding
Education
Cornell University 2002 — 2006
Bachelor of Science, Industrial Labor Relations
JPMorgan Chase April 2012 - Present
UBS Financial Services December 2008 - April 2012
UBS Wealth Management July 2006 - December 2008
Skills
Succession Planning, Employee Relations, Performance Management, Human Resources, HRIS, Deferred Compensation, Talent Management, Employee Engagement, Talent Acquisition, Onboarding
Education
Cornell University 2002 — 2006
Bachelor of Science, Industrial Labor Relations
John Swegles's UBS Financial Services Experience April 2003 - March 2008
Job Senior Vice President at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley March 2008 - Present
UBS Financial Services April 2003 - March 2008
Roney & Co February 1987 - April 2003
Education
Eastern Michigan University 1966 — 1971
BBA, Finance and Financial Management Services
Grosse Pointe High School 1962 — 1966
WHARTON School of Business
Securities Industry Institute, Finance and Financial Management Services
Morgan Stanley March 2008 - Present
UBS Financial Services April 2003 - March 2008
Roney & Co February 1987 - April 2003
Education
Eastern Michigan University 1966 — 1971
BBA, Finance and Financial Management Services
Grosse Pointe High School 1962 — 1966
WHARTON School of Business
Securities Industry Institute, Finance and Financial Management Services
Kimberly Chin Muska, CFP®, CDFA™'s UBS Financial Services Experience April 2004 - April 2009
Job Senior Vice President, Wealth Advisor at Key Private Bank
Industry Financial Services
Experience
Key Private Bank February 2015 - Present
City Fruit 2012 - Present
Halbert Hargrove April 2012 - February 2015
RBC Wealth Management April 2009 - October 2009
UBS Financial Services April 2004 - April 2009
Northern Trust Asset Management October 2002 - March 2004
Envestnet Asset Management July 2000 - October 2002
Morgan Stanley May 1997 - July 2000
Education
DePaul University
Certificate Program, Financial Planning
Loyola University Chicago
Bachelor of Business Administration (B.B.A.)
Key Private Bank February 2015 - Present
City Fruit 2012 - Present
Halbert Hargrove April 2012 - February 2015
RBC Wealth Management April 2009 - October 2009
UBS Financial Services April 2004 - April 2009
Northern Trust Asset Management October 2002 - March 2004
Envestnet Asset Management July 2000 - October 2002
Morgan Stanley May 1997 - July 2000
Education
DePaul University
Certificate Program, Financial Planning
Loyola University Chicago
Bachelor of Business Administration (B.B.A.)
Anita Surendran Anita Surendran's UBS Financial Services Experience July 2003 - December 2003
Job Entertainment Attorney
Industry Law Practice
Experience
Gray Krauss Stratford Sandler Des Rochers LLP August 2010 - Present
Stuart Weitzman Holdings, LLC March 2010 - August 2010
Poesis Theatre Company September 2009 - March 2010
Warner Music Latin America May 2008 - August 2008
White and Case LLP, Singapore May 2007 - July 2007
Felony Division June 2006 - August 2006
Goizueta Business School August 2004 - December 2004
UBS Financial Services July 2003 - December 2003
Skills
Legal Research, Intellectual Property, Licensing, Legal Writing, Trademarks, Entertainment Law, Mergers & Acquisitions, Contract Negotiation, Courts, Copyright Law, Commercial Litigation, Corporate Law
Education
University of Miami School of Law 2005 — 2009
JD/MBA
University of Miami - School of Business 2006 — 2008
JD/MBA, Business Law
Emory University 2000 — 2004
BBA, Marketing, Consulting & Venture Management, Dance & Movement Studies
Gray Krauss Stratford Sandler Des Rochers LLP August 2010 - Present
Stuart Weitzman Holdings, LLC March 2010 - August 2010
Poesis Theatre Company September 2009 - March 2010
Warner Music Latin America May 2008 - August 2008
White and Case LLP, Singapore May 2007 - July 2007
Felony Division June 2006 - August 2006
Goizueta Business School August 2004 - December 2004
UBS Financial Services July 2003 - December 2003
Skills
Legal Research, Intellectual Property, Licensing, Legal Writing, Trademarks, Entertainment Law, Mergers & Acquisitions, Contract Negotiation, Courts, Copyright Law, Commercial Litigation, Corporate Law
Education
University of Miami School of Law 2005 — 2009
JD/MBA
University of Miami - School of Business 2006 — 2008
JD/MBA, Business Law
Emory University 2000 — 2004
BBA, Marketing, Consulting & Venture Management, Dance & Movement Studies
Christian Searcy Christian Searcy's UBS Financial Services Experience June 2000 - January 2002
Job First Vice President Wealth Management at UBS
Industry Financial Services
Pamela Essex Pamela Essex's UBS Financial Services Experience February 2007 - March 2011
Job Senior Vice President Investments at Wells Fargo Advisors LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC February 2011 - Present
UBS Financial Services February 2007 - March 2011
Delaware County Board of Developmental Disabilities 2006 - 2008
McDonald Investments 2000 - 2007
Key Bank 1993 - 1996
CentralTrust of Northeastern Ohio 1991 - 1993
Bank One 1990 - 1993
Salomon Smith Barney 1986 - 1990
Verifications, Inc. 1984 - 1986
Skills
Retirement Planning, Retirement, Investments, Mutual Funds, Asset Allocation, Equities, Bonds, Fixed Income, Fixed Annuities, Variable Annuities, Alternative Investments
Education
The Ohio State University 1980 — 1982
BA, Spanish
Cuyahoga Community College 1979 — 1980
General Studies
East Carolina University 1977 — 1979
General Studies
Hathaway Brown
Orange High School
Pinecrest High School
Wells Fargo Advisors, LLC February 2011 - Present
UBS Financial Services February 2007 - March 2011
Delaware County Board of Developmental Disabilities 2006 - 2008
McDonald Investments 2000 - 2007
Key Bank 1993 - 1996
CentralTrust of Northeastern Ohio 1991 - 1993
Bank One 1990 - 1993
Salomon Smith Barney 1986 - 1990
Verifications, Inc. 1984 - 1986
Skills
Retirement Planning, Retirement, Investments, Mutual Funds, Asset Allocation, Equities, Bonds, Fixed Income, Fixed Annuities, Variable Annuities, Alternative Investments
Education
The Ohio State University 1980 — 1982
BA, Spanish
Cuyahoga Community College 1979 — 1980
General Studies
East Carolina University 1977 — 1979
General Studies
Hathaway Brown
Orange High School
Pinecrest High School
Eric Hailer Eric Hailer's UBS Financial Services Experience August 2014 - April 2015
Job Internal Wholesaler at New York Life & MainStay Investments
Industry Financial Services
Experience
New York Life & MainStay Investments May 2015 - Present
UBS Financial Services August 2014 - April 2015
Thomson Reuters June 2013 - August 2013
Suffolk Country District Attorney's Office July 2011 - August 2011
Frozen Ropes Training Facility June 2007 - July 2009
Education
Elon University - Martha and Spencer Love School of Business 2010 — 2014
Marketing and Finance, Finance
Belmont Hill School 2005 — 2009
New York Life & MainStay Investments May 2015 - Present
UBS Financial Services August 2014 - April 2015
Thomson Reuters June 2013 - August 2013
Suffolk Country District Attorney's Office July 2011 - August 2011
Frozen Ropes Training Facility June 2007 - July 2009
Education
Elon University - Martha and Spencer Love School of Business 2010 — 2014
Marketing and Finance, Finance
Belmont Hill School 2005 — 2009
Gislana Murihib's UBS Financial Services Experience January 2008 - November 2012
Job Bus. Transformation Process Improvement Consulting
Industry Financial Services
Experience
Global Resources, LLC December 2013 - Present
Alvarez & Marsal September 2012 - Present
UBS Financial Services January 2008 - November 2012
UBS Financial March 2007 - August 2008
UBS Wealth Management March 2006 - 2007
Congreso de Latinos January 2000 - December 2005
Selbach y January 1997 - December 1999
Skills
Vendor Management, Strategy, Talent Management, Business Analysis, Management, Program Management, Project Management, Financial Services, Risk Management, Strategic Planning, Performance Management, Business Process
Education
Universidad de Carabobo 1993 — 1998
Lic. Industrial Relationships
Aresty Institute of Executive
Education
Drexel University
University of Carabobo
Bachelors of Science, Industrial Relationships Specializations; Organizations/ Behavior
Antonio José De Sucre
Bachelor's of Science, Information and Technology Science
Global Resources, LLC December 2013 - Present
Alvarez & Marsal September 2012 - Present
UBS Financial Services January 2008 - November 2012
UBS Financial March 2007 - August 2008
UBS Wealth Management March 2006 - 2007
Congreso de Latinos January 2000 - December 2005
Selbach y January 1997 - December 1999
Skills
Vendor Management, Strategy, Talent Management, Business Analysis, Management, Program Management, Project Management, Financial Services, Risk Management, Strategic Planning, Performance Management, Business Process
Education
Universidad de Carabobo 1993 — 1998
Lic. Industrial Relationships
Aresty Institute of Executive
Education
Drexel University
University of Carabobo
Bachelors of Science, Industrial Relationships Specializations; Organizations/ Behavior
Antonio José De Sucre
Bachelor's of Science, Information and Technology Science
Alesha Lozano Alesha Lozano's UBS Financial Services Experience August 2011 - Present
Job Client Service Associate at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services August 2011 - Present
UPF Services, Inc. April 2011 - July 2011
Washington Trust Bank August 2009 - April 2011
Education
Eastern Washington University 2007 — 2009
Bachelor of Business Administration (BBA), Human Resources Management/Personnel Administration, General
Spokane Falls Community College 2003 — 2006
Associate of Arts (A.A.), Business Transfer
UBS Financial Services August 2011 - Present
UPF Services, Inc. April 2011 - July 2011
Washington Trust Bank August 2009 - April 2011
Education
Eastern Washington University 2007 — 2009
Bachelor of Business Administration (BBA), Human Resources Management/Personnel Administration, General
Spokane Falls Community College 2003 — 2006
Associate of Arts (A.A.), Business Transfer
Angkan Chaiart Angkan Chaiart's UBS Financial Services Experience August 2010 - September 2011
Job Investment Analyst at William Blair and Company
Industry Financial Services
Experience
William Blair and Company August 2011 - Present
UBS Financial Services August 2010 - September 2011
UBS Financial Services April 2010 - August 2010
Skills
Series 7, SQL, Bloomberg Terminal, Morningstar, Thomson One, Thompson One, Moxy, Advent, Microsoft Office..., Microsoft Office, Adobe Creative Suite, Retirement Planning, Securities, DCF, Wealth Management, Equities, FINRA, Valuation, Asset Allocation, Portfolio Management, Investments, Fixed Income, Bloomberg, Analysis, Financial Statement..., Financial Markets, Mutual Funds, Hedge Funds, Uniform Combined State..., Institutional..., Equity Research, Emerging Markets, Financial Analysis, Financial Modeling
Education
DePaul University 2008 — 2010
Bachelors of Science, Finance
College of Commerce 2008 — 2010
Bachelors of Science, Finance
William Blair and Company August 2011 - Present
UBS Financial Services August 2010 - September 2011
UBS Financial Services April 2010 - August 2010
Skills
Series 7, SQL, Bloomberg Terminal, Morningstar, Thomson One, Thompson One, Moxy, Advent, Microsoft Office..., Microsoft Office, Adobe Creative Suite, Retirement Planning, Securities, DCF, Wealth Management, Equities, FINRA, Valuation, Asset Allocation, Portfolio Management, Investments, Fixed Income, Bloomberg, Analysis, Financial Statement..., Financial Markets, Mutual Funds, Hedge Funds, Uniform Combined State..., Institutional..., Equity Research, Emerging Markets, Financial Analysis, Financial Modeling
Education
DePaul University 2008 — 2010
Bachelors of Science, Finance
College of Commerce 2008 — 2010
Bachelors of Science, Finance
Sam Schwarz's UBS Financial Services Experience January 2010 - May 2010
Job Fund Accountant at State Street Bank
Industry Financial Services
Experience
State Street Corporation June 2010 - Present
UBS Financial Services January 2010 - May 2010
Education
Curry College
Bachelor of Arts, Management; an Accounting Concentration
State Street Corporation June 2010 - Present
UBS Financial Services January 2010 - May 2010
Education
Curry College
Bachelor of Arts, Management; an Accounting Concentration
Christian Heinkel Christian Heinkel's UBS Financial Services Experience 2002 - 2003
Job Insurance Agent at Cox Consulting Services, Inc.
Industry Banking
Experience
Cox Consulting Services, Inc. November 2014 - Present
Citizens National Bank of Meridian November 2010 - November 2014
Regions Bank February 2004 - March 2011
UBS Financial Services 2002 - 2003
Portfolio Management Consultants 1999 - 2001
Cornerstone Securities 1996 - 1999
Education
Mississippi State University 2004 — 2006
MBA, Business Administration
University of Colorado Denver 1996 — 1998
MS, Finance
Embry-Riddle Aeronautical University 1989 — 1993
BS, Business Administration
Cox Consulting Services, Inc. November 2014 - Present
Citizens National Bank of Meridian November 2010 - November 2014
Regions Bank February 2004 - March 2011
UBS Financial Services 2002 - 2003
Portfolio Management Consultants 1999 - 2001
Cornerstone Securities 1996 - 1999
Education
Mississippi State University 2004 — 2006
MBA, Business Administration
University of Colorado Denver 1996 — 1998
MS, Finance
Embry-Riddle Aeronautical University 1989 — 1993
BS, Business Administration
David Wolke David Wolke's UBS Financial Services Experience August 2011 - Present
Job Senior Wealth Strategy Associate
Industry Financial Services
Experience
UBS Financial Services August 2011 - Present
Goldman Sachs June 2006 - July 2011
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2009 — 2012
MBA, Finance - Investments
University of Illinois at Urbana-Champaign - College of Business 2002 — 2006
BS, Finance
UBS Financial Services August 2011 - Present
Goldman Sachs June 2006 - July 2011
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2009 — 2012
MBA, Finance - Investments
University of Illinois at Urbana-Champaign - College of Business 2002 — 2006
BS, Finance
Frank Condon Frank Condon's UBS Financial Services Experience November 1999 - Present
Job Sr. Vice President Wealth Management
Industry Financial Services
Experience
UBS Financial Services November 1999 - Present
Prudential Securities April 1993 - November 1999
Prudential Property & Casualty 1988 - 1992
Education
Cornell University 1984 — 1988
Bachelor of Arts, Economics, Government
Christian Brothers Academy 1980 — 1984
High School, Christian Brothers Academy
UBS Financial Services November 1999 - Present
Prudential Securities April 1993 - November 1999
Prudential Property & Casualty 1988 - 1992
Education
Cornell University 1984 — 1988
Bachelor of Arts, Economics, Government
Christian Brothers Academy 1980 — 1984
High School, Christian Brothers Academy
Chadwick Hargis Chadwick Hargis's UBS Financial Services Experience April 2005 - April 2009
Job Investment Advisor Representative and President of Hargis Financial
Industry Financial Services
Experience
Hargis Financial, LLC. September 2013 - Present
Ameriprise Financial Services, Inc. April 2009 - September 2013
UBS Financial Services April 2005 - April 2009
A.G. Edwards & Sons, Inc. October 2002 - April 2005
Skills
Strategic Financial..., Series 7, Mutual Funds, Retirement Planning, Insurance, Retirement, Life Insurance, IRAs, Wealth Management, Asset Allocation, Disability Insurance, Long-term Care, Investments, 401k Rollovers, Investing Strategies, Financial Planning, 403 b
Education
University of Central Florida 2000 — 2002
BSBA, Finance
Eastern Florida State College 1996 — 1998
Associates in Science, Psychology
Hargis Financial, LLC. September 2013 - Present
Ameriprise Financial Services, Inc. April 2009 - September 2013
UBS Financial Services April 2005 - April 2009
A.G. Edwards & Sons, Inc. October 2002 - April 2005
Skills
Strategic Financial..., Series 7, Mutual Funds, Retirement Planning, Insurance, Retirement, Life Insurance, IRAs, Wealth Management, Asset Allocation, Disability Insurance, Long-term Care, Investments, 401k Rollovers, Investing Strategies, Financial Planning, 403 b
Education
University of Central Florida 2000 — 2002
BSBA, Finance
Eastern Florida State College 1996 — 1998
Associates in Science, Psychology
Rachel Broaddus Rachel Broaddus's UBS Financial Services Experience June 2010 - August 2010
Job Freelance Desktop Publisher and Graphic Designer
Industry Media Production
Experience
Leviathan December 2011 - July 2012
Alliance Capital Real Estate, Inc. July 2011 - March 2012
UBS WMA July 2011 - October 2011
Alliance Capital Real Estate February 2007 - June 2011
UBS Financial Services June 2010 - August 2010
MayaWorks March 2010 - May 2010
Audrey Woulard Photography June 2005 - January 2007
Skills
Adobe Creative Suite CS5, SharePoint, MS Office Suite, iRise, Photoshop, Digital Media, Digital Imaging, Digital Printing, Film Photography, Photo Editing, Oracle Portal, SQL Server, Windows Server, Vector Illustration, Illustrator, Illustration, Dreamweaver, Graphic Design, Graphics Software, Computer Graphics, Experimental Design, Final Cut Pro, Adobe Creative Suite, Photography, Image Editing, Editing, After Effects, Microsoft Office
Education
DePaul University 2008 — 2011
Liberal Arts, Digital Media
Lane Tech College Prep 2003 — 2007
high school diploma, Core Study
Leviathan December 2011 - July 2012
Alliance Capital Real Estate, Inc. July 2011 - March 2012
UBS WMA July 2011 - October 2011
Alliance Capital Real Estate February 2007 - June 2011
UBS Financial Services June 2010 - August 2010
MayaWorks March 2010 - May 2010
Audrey Woulard Photography June 2005 - January 2007
Skills
Adobe Creative Suite CS5, SharePoint, MS Office Suite, iRise, Photoshop, Digital Media, Digital Imaging, Digital Printing, Film Photography, Photo Editing, Oracle Portal, SQL Server, Windows Server, Vector Illustration, Illustrator, Illustration, Dreamweaver, Graphic Design, Graphics Software, Computer Graphics, Experimental Design, Final Cut Pro, Adobe Creative Suite, Photography, Image Editing, Editing, After Effects, Microsoft Office
Education
DePaul University 2008 — 2011
Liberal Arts, Digital Media
Lane Tech College Prep 2003 — 2007
high school diploma, Core Study
Michael D. Ruggiero, MBA Michael D. Ruggiero, MBA's UBS Financial Services Experience October 2007 - March 2011
Job Financial Advisor at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. March 2011 - Present
UBS Financial Services October 2007 - March 2011
Education
Dominican University 1992 — 1994
MBA, Finance & International Business
Dominican University 1987 — 1991
BA, Marketing
Ameriprise Financial Services, Inc. March 2011 - Present
UBS Financial Services October 2007 - March 2011
Education
Dominican University 1992 — 1994
MBA, Finance & International Business
Dominican University 1987 — 1991
BA, Marketing
David Hammer, CFP®, ChFC David Hammer, CFP®, ChFC's UBS Financial Services Experience August 2002 - August 2007
Job FeeOnly Certified Financial Planner™ practitioner
Industry Financial Services
Experience
Hammer Advisory Services, Inc. February 2010 - Present
Ameriprise Financial/H&R Block Financial Advisors August 2007 - February 2010
UBS Financial Services August 2002 - August 2007
Skills
Asset Management, Financial Planning, Estate Planning, Investments, Wealth Management, Retirement Planning, Investment Advisory
Education
Princeton University 1985 — 1987
MPA, Domestic Public Policy (Economics, Statistics, Poly Sci.)
Cornell University 1982 — 1985
BA, History, Spanish, Economics
Waggener High School
Hammer Advisory Services, Inc. February 2010 - Present
Ameriprise Financial/H&R Block Financial Advisors August 2007 - February 2010
UBS Financial Services August 2002 - August 2007
Skills
Asset Management, Financial Planning, Estate Planning, Investments, Wealth Management, Retirement Planning, Investment Advisory
Education
Princeton University 1985 — 1987
MPA, Domestic Public Policy (Economics, Statistics, Poly Sci.)
Cornell University 1982 — 1985
BA, History, Spanish, Economics
Waggener High School
Laura DelMonte's UBS Financial Services Experience 2007 - Present
Job Regional Administrative Assistant at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services 2007 - Present
UBS February 2007 - July 2009
McDonald Investments December 2005 - February 2007
KeyCorp 1996 - 2007
Key Bank January 2005 - December 2005
Victory Capital Management July 2000 - December 2005
Key Corp Real Estate Capital Markets Fannie Mae DUS 1999 - 2000
National City Bank 1990 - 1996
Skills
Project Management, Nonprofits, Budgets, Training, Strategic Planning, Series 7, Sales, Access, Leadership, Event Planning, Team Building, Human Resources
Education
Ohio University 2002 — 2005
Bachelors, Communications
Cuyahoga Community College 1983 — 2003
N/A, Business Management
UBS Financial Services 2007 - Present
UBS February 2007 - July 2009
McDonald Investments December 2005 - February 2007
KeyCorp 1996 - 2007
Key Bank January 2005 - December 2005
Victory Capital Management July 2000 - December 2005
Key Corp Real Estate Capital Markets Fannie Mae DUS 1999 - 2000
National City Bank 1990 - 1996
Skills
Project Management, Nonprofits, Budgets, Training, Strategic Planning, Series 7, Sales, Access, Leadership, Event Planning, Team Building, Human Resources
Education
Ohio University 2002 — 2005
Bachelors, Communications
Cuyahoga Community College 1983 — 2003
N/A, Business Management
Karen Gleicher Heisler's UBS Financial Services Experience December 2008 - Present
Job SVP, Wealth Advisor and Sustainable Investing at UBS
Industry Financial Services
Experience
UBS Financial Services December 2008 - Present
Merrill Lynch, Pierce, Fenner & Smith June 1986 - December 2008
Education
Emory University 1980 — 1984
Bachelor of Arts, International Studies/Economics
UBS Financial Services December 2008 - Present
Merrill Lynch, Pierce, Fenner & Smith June 1986 - December 2008
Education
Emory University 1980 — 1984
Bachelor of Arts, International Studies/Economics
Joseph Pintek Joseph Pintek's UBS Financial Services Experience May 2011 - June 2013
Job Audit Senior Assistant at Deloitte
Industry Financial Services
Experience
Deloitte September 2014 - Present
Deloitte January 2014 - March 2014
UBS Financial Services May 2011 - June 2013
Deloitte Audit Mentorship Program June 2012 - August 2012
Cafe Allegre August 2009 - January 2011
Skills
Portfolio Management, Mutual Funds, Accounting, Time Management, Microsoft Excel, Financial Statement..., Bloomberg, Financial Reporting, Investments, Leadership Development, Auditing, Equities, Leadership, Proofreading, Public Speaking, Market Research
Education
Fairfield University 2013 — 2014
Master of Science (MS), Accounting
Fairfield University 2009 — 2013
Bachelor of Science (B.S.), Accounting
Cheshire High 2005 — 2009
Deloitte September 2014 - Present
Deloitte January 2014 - March 2014
UBS Financial Services May 2011 - June 2013
Deloitte Audit Mentorship Program June 2012 - August 2012
Cafe Allegre August 2009 - January 2011
Skills
Portfolio Management, Mutual Funds, Accounting, Time Management, Microsoft Excel, Financial Statement..., Bloomberg, Financial Reporting, Investments, Leadership Development, Auditing, Equities, Leadership, Proofreading, Public Speaking, Market Research
Education
Fairfield University 2013 — 2014
Master of Science (MS), Accounting
Fairfield University 2009 — 2013
Bachelor of Science (B.S.), Accounting
Cheshire High 2005 — 2009
Bryan Hahlbeck's UBS Financial Services Experience September 2005 - June 2006
Job CivicPlusIllinois and Wisconsin
Industry Information Technology and Services
Experience
CivicPlus July 2009 - Present
WebQA Inc. July 2006 - July 2009
UBS Financial Services September 2005 - June 2006
Ambosia Window Fashions August 2000 - April 2002
Peer Foods May 2001 - August 2001
Skills
CRM, Sales Process, Account Management, SaaS, Contract Negotiation, Management, Sales Presentations, Public Speaking, Local Government, Project Planning, Marketing Strategy, Inside Sales, Consulting, Cloud Computing, Software Project..., Database Administration, Outside Sales, International Sales, Web 2.0, Website Development, Webinars, PowerPoint, Forecasting, Sales Strategy, Sales Automation, Conference Speaking, Community Engagement, Civic Engagement, Government Contracts, Contract Management, Group Presentations, Presentation Development, Client Services, Client Development, Home Office, Seminars, CRM software, CivicPlus CMS, WYSIWYG layout tools, Personal Financial..., Warehousing, New Business Development
Education
University of Illinois at Chicago 2002 — 2006
Dual Bachelors of Science, Marketing and Management
Embry-Riddle Aeronautical University 2000 — 2002
Aviation Business Administration, Business Aviation Administration
CivicPlus July 2009 - Present
WebQA Inc. July 2006 - July 2009
UBS Financial Services September 2005 - June 2006
Ambosia Window Fashions August 2000 - April 2002
Peer Foods May 2001 - August 2001
Skills
CRM, Sales Process, Account Management, SaaS, Contract Negotiation, Management, Sales Presentations, Public Speaking, Local Government, Project Planning, Marketing Strategy, Inside Sales, Consulting, Cloud Computing, Software Project..., Database Administration, Outside Sales, International Sales, Web 2.0, Website Development, Webinars, PowerPoint, Forecasting, Sales Strategy, Sales Automation, Conference Speaking, Community Engagement, Civic Engagement, Government Contracts, Contract Management, Group Presentations, Presentation Development, Client Services, Client Development, Home Office, Seminars, CRM software, CivicPlus CMS, WYSIWYG layout tools, Personal Financial..., Warehousing, New Business Development
Education
University of Illinois at Chicago 2002 — 2006
Dual Bachelors of Science, Marketing and Management
Embry-Riddle Aeronautical University 2000 — 2002
Aviation Business Administration, Business Aviation Administration
Pat Cooney Pat Cooney's UBS Financial Services Experience June 2012 - August 2012
Job Alumni Service Corps at Gonzaga College High School
Industry Accounting
Experience
Gonzaga College High School August 2015 - Present
EY June 2014 - August 2014
Gannett June 2013 - August 2013
UBS Financial Services June 2012 - August 2012
Education
Elon University - Martha and Spencer Love School of Business 2011 — 2015
Accounting and Finance
Gonzaga College High School 2007 — 2011
Gonzaga College High School August 2015 - Present
EY June 2014 - August 2014
Gannett June 2013 - August 2013
UBS Financial Services June 2012 - August 2012
Education
Elon University - Martha and Spencer Love School of Business 2011 — 2015
Accounting and Finance
Gonzaga College High School 2007 — 2011
Daniel Milam's UBS Financial Services Experience December 2008 - May 2009
Job Energy Risk Analyst, OFMS / Energy Risk Analyst, NMEC
Industry Investment Management
Experience
Optimal Facility Management Solutions, LLC February 2012 - Present
MF Global September 2011 - November 2011
BJB Lincoln Park LLC May 2010 - August 2011
UBS Financial Services December 2008 - May 2009
Skills
Languages, Analysis, Business Strategy, Technical Analysis, Industry Analysis, Business Communications, Delegation, Risk Management, Microsoft Excel, Competitive Analysis, Portfolio Management, Investments, Time Management, Sales, Finance
Education
DePaul University 2008 — 2010
Bachelor of Science, Finance
Michigan State University 2006 — 2008
International Business, Finance
Crystal Lake Central High School 2002 — 2006
Optimal Facility Management Solutions, LLC February 2012 - Present
MF Global September 2011 - November 2011
BJB Lincoln Park LLC May 2010 - August 2011
UBS Financial Services December 2008 - May 2009
Skills
Languages, Analysis, Business Strategy, Technical Analysis, Industry Analysis, Business Communications, Delegation, Risk Management, Microsoft Excel, Competitive Analysis, Portfolio Management, Investments, Time Management, Sales, Finance
Education
DePaul University 2008 — 2010
Bachelor of Science, Finance
Michigan State University 2006 — 2008
International Business, Finance
Crystal Lake Central High School 2002 — 2006
Stephanie Russell, CFP® Stephanie Russell, CFP®'s UBS Financial Services Experience May 2008 - Present
Job Sr. Registered Client Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services May 2008 - Present
UBS Financial Services May 2008 - Present
Morgan Stanley February 2006 - May 2008
Education
DeSales University
B.A, Theatre
UBS Financial Services May 2008 - Present
UBS Financial Services May 2008 - Present
Morgan Stanley February 2006 - May 2008
Education
DeSales University
B.A, Theatre
Marcella Bilicska Marcella Bilicska's UBS Financial Services Experience February 2001 - September 2008
Job Financial Services Professional
Industry Financial Services
Experience
Education February 2009 - June 2013
UBS Financial Services February 2001 - September 2008
PaineWebber June 1995 - February 2001
Skills
Process Improvement, Disaster Recovery, Cross-functional Team..., Access, Security, Software Documentation, Leadership, Strategy, Management, Networking
Education
Keller Graduate School of Management of DeVry University 2011 — 2013
Master of Business Administration (M.B.A.), Human Resources Management and Services, 3.96
DeVry University 2009 — 2011
Bachelors, Science Technical Management; Business Information Systems, 3.86
Devry Technical Institute 1993 — 1995
Programming
Education February 2009 - June 2013
UBS Financial Services February 2001 - September 2008
PaineWebber June 1995 - February 2001
Skills
Process Improvement, Disaster Recovery, Cross-functional Team..., Access, Security, Software Documentation, Leadership, Strategy, Management, Networking
Education
Keller Graduate School of Management of DeVry University 2011 — 2013
Master of Business Administration (M.B.A.), Human Resources Management and Services, 3.96
DeVry University 2009 — 2011
Bachelors, Science Technical Management; Business Information Systems, 3.86
Devry Technical Institute 1993 — 1995
Programming
Amanda Bonifant Amanda Bonifant's UBS Financial Services Experience December 2007 - March 2009
Job Contract Business Administrator at Microsoft
Industry Financial Services
Experience
Microsoft August 2015 - Present
Northwest Asset Management May 2012 - May 2015
Northwest Asset Management April 2012 - May 2015
Self employed April 2009 - May 2012
UBS Financial Services December 2007 - March 2009
Wachovia Securities March 2006 - December 2007
Wachovia Bank December 2000 - March 2006
Skills
Series 7, Credit, Mortgage Lending, Loans, Banking
Education
East Carolina University 1993 — 1997
East Carolina University 1993 — 1997
History
Microsoft August 2015 - Present
Northwest Asset Management May 2012 - May 2015
Northwest Asset Management April 2012 - May 2015
Self employed April 2009 - May 2012
UBS Financial Services December 2007 - March 2009
Wachovia Securities March 2006 - December 2007
Wachovia Bank December 2000 - March 2006
Skills
Series 7, Credit, Mortgage Lending, Loans, Banking
Education
East Carolina University 1993 — 1997
East Carolina University 1993 — 1997
History
Donna Lovelace Donna Lovelace's UBS Financial Services Experience May 2009 - January 2012
Job Client Processing Associate at FM Global
Industry Insurance
Experience
FM Global October 2014 - Present
Bed Bath & Beyond August 2010 - July 2013
The Sher Group June 2012 - June 2013
Robert Half Finance & Accounting January 2012 - June 2012
UBS Financial Services May 2009 - January 2012
Morgan Stanley Smith Barney March 2007 - May 2009
Cejka Search November 2001 - March 2007
IDT February 1999 - August 2001
Skills
Microsoft Office, Excel, Word, PowerPoint, Dictaphone, Switchboard, Outlook, Microsoft Excel, Microsoft Word, Data Entry, Access, Public Speaking
Education
De Anza College
FM Global October 2014 - Present
Bed Bath & Beyond August 2010 - July 2013
The Sher Group June 2012 - June 2013
Robert Half Finance & Accounting January 2012 - June 2012
UBS Financial Services May 2009 - January 2012
Morgan Stanley Smith Barney March 2007 - May 2009
Cejka Search November 2001 - March 2007
IDT February 1999 - August 2001
Skills
Microsoft Office, Excel, Word, PowerPoint, Dictaphone, Switchboard, Outlook, Microsoft Excel, Microsoft Word, Data Entry, Access, Public Speaking
Education
De Anza College
Grant S.B. Close Grant S.B. Close's UBS Financial Services Experience May 2013 - March 2015
Job Incoming Equity Derivatives Analyst, Student at the University of WisconsinMadison
Industry Investment Banking
Experience
BNP Paribas August 2015 - Present
BNP Paribas June 2015 - Present
UBS Financial Services May 2013 - March 2015
Barclays Investment Bank December 2014 - December 2014
Skills
Capital Markets, Wealth Management, Economics, Equity Research, Financial Modeling, Regression Analysis, Equity Trading
Education
University of Wisconsin-Madison 2012 — 2015
Bachelor of Applied Science (BASc), Economics, French & Business (Minors)
University of Westminster 2014 — 2014
Economics
Dickinson College 2011 — 2012
Bachelor of Applied Science (BASc), Economics, International Business & Management
BNP Paribas August 2015 - Present
BNP Paribas June 2015 - Present
UBS Financial Services May 2013 - March 2015
Barclays Investment Bank December 2014 - December 2014
Skills
Capital Markets, Wealth Management, Economics, Equity Research, Financial Modeling, Regression Analysis, Equity Trading
Education
University of Wisconsin-Madison 2012 — 2015
Bachelor of Applied Science (BASc), Economics, French & Business (Minors)
University of Westminster 2014 — 2014
Economics
Dickinson College 2011 — 2012
Bachelor of Applied Science (BASc), Economics, International Business & Management
Georgia Kastaris's UBS Financial Services Experience March 2008 - December 2008
Job Senior Consultant at The Claro Group Healthcare Practice
Industry Management Consulting
Experience
The Claro Group December 2011 - Present
Prudential Rubloff April 2011 - February 2014
Echo Global Logistics October 2011 - December 2011
Echo Global Logistics September 2009 - October 2011
UBS Financial Services March 2008 - December 2008
Skills
Financial Analysis, Financial Modeling, Microsoft Excel, Valuation, Marketing, Microsoft Office, Customer Service, PowerPoint, Accounting, Strategic Planning, Access, Social Media, Data Analysis, Forecasting, Analysis, Budgets, Management
Education
DePaul University 2005 — 2009
BS, Finance, Marketing, Greek Language
College Year Athens 2007 — 2007
Anthropolgy
Lindbergh High School 2001 — 2005
The Claro Group December 2011 - Present
Prudential Rubloff April 2011 - February 2014
Echo Global Logistics October 2011 - December 2011
Echo Global Logistics September 2009 - October 2011
UBS Financial Services March 2008 - December 2008
Skills
Financial Analysis, Financial Modeling, Microsoft Excel, Valuation, Marketing, Microsoft Office, Customer Service, PowerPoint, Accounting, Strategic Planning, Access, Social Media, Data Analysis, Forecasting, Analysis, Budgets, Management
Education
DePaul University 2005 — 2009
BS, Finance, Marketing, Greek Language
College Year Athens 2007 — 2007
Anthropolgy
Lindbergh High School 2001 — 2005
Kyle Harer Kyle Harer's UBS Financial Services Experience June 2008 - August 2008
Job Fixed Income Sales at Barclays Investment Bank
Industry Financial Services
Experience
Barclays Investment Bank July 2015 - Present
UBS Private Wealth Management December 2011 - July 2015
The Ayco Company, L.P., a Goldman Sachs Company March 2010 - December 2011
UBS Financial Services June 2008 - August 2008
Education
Cornell University
Bachelor of Science, Applied Economics & ManagementFinance and Marketing
Barclays Investment Bank July 2015 - Present
UBS Private Wealth Management December 2011 - July 2015
The Ayco Company, L.P., a Goldman Sachs Company March 2010 - December 2011
UBS Financial Services June 2008 - August 2008
Education
Cornell University
Bachelor of Science, Applied Economics & ManagementFinance and Marketing
Sara Haas Sara Haas's UBS Financial Services Experience September 2009 - May 2010
Job Marketing Specialist, Academic Program at FactSet Research Systems
Industry Financial Services
Experience
FactSet Research Systems January 2013 - Present
FactSet Research Systems September 2010 - March 2013
UBS Financial Services September 2009 - May 2010
Bloomberg L.P June 2008 - August 2008
Skills
Account Management, Financial Modeling, Factset, Consulting, Template Building, Marketing, Microsoft Excel, PowerPoint, Word, Equities, Asset Management, Bloomberg, Hedge Funds, Investments, Asset Allocation, Finance
Education
Fairfield University 2006 — 2010
BS, Finance
FactSet Research Systems January 2013 - Present
FactSet Research Systems September 2010 - March 2013
UBS Financial Services September 2009 - May 2010
Bloomberg L.P June 2008 - August 2008
Skills
Account Management, Financial Modeling, Factset, Consulting, Template Building, Marketing, Microsoft Excel, PowerPoint, Word, Equities, Asset Management, Bloomberg, Hedge Funds, Investments, Asset Allocation, Finance
Education
Fairfield University 2006 — 2010
BS, Finance
Rebecca (Nathan) Balyasny Rebecca (Nathan) Balyasny's UBS Financial Services Experience July 2001 - January 2003
Job President at Lionel Advisors, LLC
Industry Investment Management
Experience
Lionel Advisors, LLC March 2014 - Present
Prudential Financial July 2011 - March 2014
Prudential Financial July 2009 - July 2011
UBS January 2003 - August 2007
UBS Financial Services July 2001 - January 2003
MaMaMedia 1999 - 2001
Skills
Investments, Alternative Investments, Mezzanine, Fund Of Funds, Investor Relations
Education
Northwestern University - Kellogg School of Management 2007 — 2009
Columbia University in the City of New York 1998 — 2001
BA, History
Lionel Advisors, LLC March 2014 - Present
Prudential Financial July 2011 - March 2014
Prudential Financial July 2009 - July 2011
UBS January 2003 - August 2007
UBS Financial Services July 2001 - January 2003
MaMaMedia 1999 - 2001
Skills
Investments, Alternative Investments, Mezzanine, Fund Of Funds, Investor Relations
Education
Northwestern University - Kellogg School of Management 2007 — 2009
Columbia University in the City of New York 1998 — 2001
BA, History
Thaddeus Walters's UBS Financial Services Experience June 2012 - August 2012
Job Accounting Coop at Principal Financial Group
Industry Accounting
Experience
Drake University September 2011 - Present
Principal Financial Group January 2014 - August 2014
Central Financial Group May 2013 - August 2013
UBS Financial Services June 2012 - August 2012
Target April 2012 - August 2012
Skills
Accounting, Microsoft Office, Microsoft Excel, Access, InDesign, SQL, Visual Basic, HTML, Editing, Event Management, Project Management, Information Systems, Database Management, Microsoft Word, Illustrator, Photoshop, PowerPoint
Education
Drake University 2011 — 2015
Accounting and Information Systems
Drake University September 2011 - Present
Principal Financial Group January 2014 - August 2014
Central Financial Group May 2013 - August 2013
UBS Financial Services June 2012 - August 2012
Target April 2012 - August 2012
Skills
Accounting, Microsoft Office, Microsoft Excel, Access, InDesign, SQL, Visual Basic, HTML, Editing, Event Management, Project Management, Information Systems, Database Management, Microsoft Word, Illustrator, Photoshop, PowerPoint
Education
Drake University 2011 — 2015
Accounting and Information Systems
Colin Madden, CPA's UBS Financial Services Experience June 2011 - August 2011
Job Partnership Accounting
Industry Accounting
Experience
The Carlyle Group September 2014 - Present
McGladrey October 2012 - August 2014
UBS Financial Services June 2011 - August 2011
Skills
Microsoft Excel, Leadership, PowerPoint, Budgets, Microsoft Word, Accounting, Financial Analysis, Auditing, Financial Reporting, Financial Accounting, QuickBooks, Financial Modeling, Tax, Assurance, GAAP, Nonprofits, Time Management
Education
Elon University - Martha and Spencer Love School of Business 2008 — 2012
Bachelor, Science Accounting
Georgetown Preparatory School 2004 — 2008
The Carlyle Group September 2014 - Present
McGladrey October 2012 - August 2014
UBS Financial Services June 2011 - August 2011
Skills
Microsoft Excel, Leadership, PowerPoint, Budgets, Microsoft Word, Accounting, Financial Analysis, Auditing, Financial Reporting, Financial Accounting, QuickBooks, Financial Modeling, Tax, Assurance, GAAP, Nonprofits, Time Management
Education
Elon University - Martha and Spencer Love School of Business 2008 — 2012
Bachelor, Science Accounting
Georgetown Preparatory School 2004 — 2008
Douglas Freeman's UBS Financial Services Experience January 2012 - May 2012
Job Analyst at LoanCore Capital, LLC
Industry Banking
Experience
LoanCore Capital, LLC May 2015 - Present
People's United Bank April 2013 - May 2015
UBS Investment Bank July 2012 - April 2013
UBS Financial Services January 2012 - May 2012
Concacaf June 2011 - February 2012
Skills
Bloomberg, PowerPoint, Microsoft Office, Fixed Income, Bloomberg Terminal, Interest Rate..., Microsoft Excel, Funds Transfer Pricing, Macroeconomics
Education
Fairfield University 2008 — 2012
B.A., Economics
St. Peter's Preparatory School 2004 — 2008
High School
LoanCore Capital, LLC May 2015 - Present
People's United Bank April 2013 - May 2015
UBS Investment Bank July 2012 - April 2013
UBS Financial Services January 2012 - May 2012
Concacaf June 2011 - February 2012
Skills
Bloomberg, PowerPoint, Microsoft Office, Fixed Income, Bloomberg Terminal, Interest Rate..., Microsoft Excel, Funds Transfer Pricing, Macroeconomics
Education
Fairfield University 2008 — 2012
B.A., Economics
St. Peter's Preparatory School 2004 — 2008
High School
Eric Freshour Eric Freshour's UBS Financial Services Experience January 2008 - January 2008
Job Consultant at West Monroe Partners
Industry Management Consulting
Experience
West Monroe Partners 2010 - Present
Goldman, Sachs & Company August 2008 - December 2008
Energy Maintenance Services May 2008 - August 2008
UBS Financial Services January 2008 - January 2008
Skills
Data Analysis, Financial Modeling, Management, Management Consulting, Business Process..., Business Analysis
Education
DePauw University 2006 — 2010
Bachelor of Science, Economics
West Monroe Partners 2010 - Present
Goldman, Sachs & Company August 2008 - December 2008
Energy Maintenance Services May 2008 - August 2008
UBS Financial Services January 2008 - January 2008
Skills
Data Analysis, Financial Modeling, Management, Management Consulting, Business Process..., Business Analysis
Education
DePauw University 2006 — 2010
Bachelor of Science, Economics
Kevin Sheerin Kevin Sheerin's UBS Financial Services Experience February 2009 - Present
Job VP Investments at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services February 2009 - Present
Merrill Lynch 1982 - 2009
Education
Fairfield University 1971 — 1975
BA, History, Biology
UBS Financial Services February 2009 - Present
Merrill Lynch 1982 - 2009
Education
Fairfield University 1971 — 1975
BA, History, Biology
Neil Rongaus's UBS Financial Services Experience January 2003 - September 2012
Job Wealth Management Advisor at TIAACREF
Industry Financial Services
Experience
TIAA-CREF September 2012 - Present
UBS Financial Services January 2003 - September 2012
UBS January 2003 - September 2012
Skills
Relationship Management, New Business Development, Estate Planning, Insurance, Wealth Management..., Investments, Asset Management, Wealth Management, Mutual Funds, Retirement Planning, Portfolio Management
Education
Duquesne University 1993 — 1997
Bachelor of Science (B.S.), Accounting and Finance
TIAA-CREF September 2012 - Present
UBS Financial Services January 2003 - September 2012
UBS January 2003 - September 2012
Skills
Relationship Management, New Business Development, Estate Planning, Insurance, Wealth Management..., Investments, Asset Management, Wealth Management, Mutual Funds, Retirement Planning, Portfolio Management
Education
Duquesne University 1993 — 1997
Bachelor of Science (B.S.), Accounting and Finance
Ashok Ghildyal Ashok Ghildyal's UBS Financial Services Experience October 1989 - February 2007
Job Loan Officer, Specializing in VA Loans at Prime Lending
Industry Financial Services
Experience
Prime Lending June 2011 - Present
Emery Financial Services, A subsidiary of Emery Federal Credit Union May 2010 - June 2011
Emery Financial Services September 2009 - May 2010
Cold Stream Financial May 2007 - December 2008
UBS Financial Services October 1989 - February 2007
Stotler & Company June 1980 - October 1989
Skills
Investors, Investments, Mortgage Lending, Loans, Program Management, Refinance, Real Estate, Finance, Sellers, Financial Risk, VA loans, Insurance, Series 65, Financial Services, Credit, Wealth Management..., Mutual Funds, Customer Service, Residential Mortgages, Public Speaking, FHA, Investment Management, Reverse Mortgages, Foreclosures, Loan Origination, FHA financing, Employee Benefits, Equities, Short Sales, Rates, Mortgage Banking, First Time Home Buyers, USDA, REO, Time Management, Investment Properties, Sales Management, Estate Planning, Banking, Accounting, Human Resources, Marketing, VA Loans
Education
American Graduate School of International Management 1977 — 1978
M.B.A, International Finance/Accounting and Japanese Studies; Japanese
Thunderbird School of Global Management 1977 — 1978
Master of International Management, Intl Finance, Accounting, Japanese
University of Regina 1975 — 1977
B. A, Business Administration & Economics
University of Regina 1974 — 1977
BA, Administration
Delhi University 1970 — 1974
BA Hons, Economics
Hindu College, Delhi University 1970 — 1974
B.A; Honors, Economics
Vidyaranya High School 1968 — 1970
O levels, Science & Humanities
Prime Lending June 2011 - Present
Emery Financial Services, A subsidiary of Emery Federal Credit Union May 2010 - June 2011
Emery Financial Services September 2009 - May 2010
Cold Stream Financial May 2007 - December 2008
UBS Financial Services October 1989 - February 2007
Stotler & Company June 1980 - October 1989
Skills
Investors, Investments, Mortgage Lending, Loans, Program Management, Refinance, Real Estate, Finance, Sellers, Financial Risk, VA loans, Insurance, Series 65, Financial Services, Credit, Wealth Management..., Mutual Funds, Customer Service, Residential Mortgages, Public Speaking, FHA, Investment Management, Reverse Mortgages, Foreclosures, Loan Origination, FHA financing, Employee Benefits, Equities, Short Sales, Rates, Mortgage Banking, First Time Home Buyers, USDA, REO, Time Management, Investment Properties, Sales Management, Estate Planning, Banking, Accounting, Human Resources, Marketing, VA Loans
Education
American Graduate School of International Management 1977 — 1978
M.B.A, International Finance/Accounting and Japanese Studies; Japanese
Thunderbird School of Global Management 1977 — 1978
Master of International Management, Intl Finance, Accounting, Japanese
University of Regina 1975 — 1977
B. A, Business Administration & Economics
University of Regina 1974 — 1977
BA, Administration
Delhi University 1970 — 1974
BA Hons, Economics
Hindu College, Delhi University 1970 — 1974
B.A; Honors, Economics
Vidyaranya High School 1968 — 1970
O levels, Science & Humanities
Peter Ierardi, Jr. Peter Ierardi, Jr.'s UBS Financial Services Experience January 2009 - Present
Job Vice President CFP(R) at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services January 2009 - Present
Merrill Lynch September 1992 - January 2009
Education
Drexel University 1989 — 1990
MBA, Investments
Washington and Lee University 1982 — 1986
BS, Commerce
UBS Financial Services January 2009 - Present
Merrill Lynch September 1992 - January 2009
Education
Drexel University 1989 — 1990
MBA, Investments
Washington and Lee University 1982 — 1986
BS, Commerce
Sarah C. Clayton's UBS Financial Services Experience January 2010 - May 2010
Job Assistant Manager in Planning & Forecasting at BNSF Railway
Industry Transportation/Trucking/Railroad
Experience
BNSF Railway July 2014 - Present
BNSF Railway February 2013 - July 2014
BNSF Railway June 2011 - February 2013
Gleneagles Group January 2011 - January 2011
Liberty Mutual Insurance May 2010 - August 2010
UBS Financial Services January 2010 - May 2010
Education
Texas Christian University 2013 — 2015
Master of Business Administration (MBA)
Elon University 2007 — 2011
Bachelor of Science in Business Administration (BSBA), Finance
BNSF Railway July 2014 - Present
BNSF Railway February 2013 - July 2014
BNSF Railway June 2011 - February 2013
Gleneagles Group January 2011 - January 2011
Liberty Mutual Insurance May 2010 - August 2010
UBS Financial Services January 2010 - May 2010
Education
Texas Christian University 2013 — 2015
Master of Business Administration (MBA)
Elon University 2007 — 2011
Bachelor of Science in Business Administration (BSBA), Finance
Michelle Han's UBS Financial Services Experience February 2011 - June 2011
Job Digital Affiliate Marketing at Springleaf Financial Services
Industry Financial Services
Experience
Springleaf Financial Services June 2015 - Present
Springleaf Financial Services April 2014 - June 2015
DRW Trading Group June 2012 - April 2014
Energy BBDO September 2011 - May 2012
Ogilvy & Mather June 2011 - August 2011
UBS Financial Services February 2011 - June 2011
Skills
Customer Service &..., Problem Solving, Eye for Details, Creativity, Social Media, Recruiting, Advertising, Teamwork, Account Management, Affiliate Marketing, Vendor Management, Customer Service, Leadership, Management, Microsoft Word, Marketing, PowerPoint, Social Networking, Financial Analysis, Sales, Event Planning
Education
DePaul University 2008 — 2012
Bachelor of Science (B.S.), Magna Cum Laude, Management; HR Concentration
Springleaf Financial Services June 2015 - Present
Springleaf Financial Services April 2014 - June 2015
DRW Trading Group June 2012 - April 2014
Energy BBDO September 2011 - May 2012
Ogilvy & Mather June 2011 - August 2011
UBS Financial Services February 2011 - June 2011
Skills
Customer Service &..., Problem Solving, Eye for Details, Creativity, Social Media, Recruiting, Advertising, Teamwork, Account Management, Affiliate Marketing, Vendor Management, Customer Service, Leadership, Management, Microsoft Word, Marketing, PowerPoint, Social Networking, Financial Analysis, Sales, Event Planning
Education
DePaul University 2008 — 2012
Bachelor of Science (B.S.), Magna Cum Laude, Management; HR Concentration
Tara DuPuy's UBS Financial Services Experience September 2005 - September 2006
Job Senior Recruiter / Talent Acquisition Specialist
Industry Consumer Goods
Experience
LoJack Corporation August 2010 - May 2015
OneBeacon Insurance September 2006 - February 2010
UBS Financial Services September 2005 - September 2006
Randstad February 2003 - August 2005
Hollister, Inc May 1999 - May 2002
Skills
Talent Acquisition, Applicant Tracking..., Account Management, Benefits Negotiation, Hiring, Human Resources, Interviews, Leadership, Management, Networking, PeopleSoft, Recruiting, SDLC, Sales, Sales Management, Sourcing, Strategic Sourcing, Team Building, Temporary Placement, Time Management
Education
Curry College 1990 — 1994
Bachelor's, Business Management
Cardinal Spellman High School 1986 — 1990
LoJack Corporation August 2010 - May 2015
OneBeacon Insurance September 2006 - February 2010
UBS Financial Services September 2005 - September 2006
Randstad February 2003 - August 2005
Hollister, Inc May 1999 - May 2002
Skills
Talent Acquisition, Applicant Tracking..., Account Management, Benefits Negotiation, Hiring, Human Resources, Interviews, Leadership, Management, Networking, PeopleSoft, Recruiting, SDLC, Sales, Sales Management, Sourcing, Strategic Sourcing, Team Building, Temporary Placement, Time Management
Education
Curry College 1990 — 1994
Bachelor's, Business Management
Cardinal Spellman High School 1986 — 1990
Bill Lovett, CFA's UBS Financial Services Experience June 2009 - Present
Job UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services June 2009 - Present
Wachovia Securities November 2001 - June 2009
Trusco Capital Management June 1998 - March 2001
Education
Duke University 1994 — 1997
Bachelor of Arts, Economics and History
Lake Highland Preparatory School 1981 — 1994
UBS Financial Services June 2009 - Present
Wachovia Securities November 2001 - June 2009
Trusco Capital Management June 1998 - March 2001
Education
Duke University 1994 — 1997
Bachelor of Arts, Economics and History
Lake Highland Preparatory School 1981 — 1994
Jon Janulis Jon Janulis's UBS Financial Services Experience September 2007 - May 2009
Job Client Financial Management Analyst at Accenture
Industry Financial Services
Experience
Accenture March 2015 - Present
Meadowvale Advisors May 2013 - March 2015
Leo Burnett July 2011 - June 2013
JPMorgan Chase August 2009 - July 2011
UBS Financial Services September 2007 - May 2009
Skills
Management, CRM, Sales Operations, Finance, Customer Service, Account Management, Training, Banking, Project Management, Investments, Auditing, New Business Development, Marketing, Pricing, Invoicing, Financial Analysis, Analysis, Cash Management, Securities, Software Documentation, Sales, Corporate Finance, Microsoft Office
Education
DePaul University 2005 — 2009
BBA, Finance Major, Accounting Minor
DePaul University
Accenture March 2015 - Present
Meadowvale Advisors May 2013 - March 2015
Leo Burnett July 2011 - June 2013
JPMorgan Chase August 2009 - July 2011
UBS Financial Services September 2007 - May 2009
Skills
Management, CRM, Sales Operations, Finance, Customer Service, Account Management, Training, Banking, Project Management, Investments, Auditing, New Business Development, Marketing, Pricing, Invoicing, Financial Analysis, Analysis, Cash Management, Securities, Software Documentation, Sales, Corporate Finance, Microsoft Office
Education
DePaul University 2005 — 2009
BBA, Finance Major, Accounting Minor
DePaul University
Justin Dopierala, MBA's UBS Financial Services Experience May 2005 - August 2005
Job Senior Revenue Management Analyst at FedEx Services
Industry Logistics and Supply Chain
Experience
FedEx Services November 2012 - Present
Do-Mo Capital Management, LLC June 2007 - Present
Case New Holland December 2009 - October 2012
Case New Holland December 2006 - January 2010
Harley-Davidson January 2006 - August 2006
UBS Financial Services May 2005 - August 2005
Skills
Process Improvement, Financial Analysis, Sarbanes-Oxley Act, Microsoft Excel, SAP, Auditing, Competitive Analysis, Finance, Pricing Analysis, Risk Management, Strategic Planning, Sales Operations, Pricing, Forecasting, Accounting, Market Analysis
Education
Concordia University-Wisconsin 2006 — 2007
MBA, Finance
Concordia University-Wisconsin 2002 — 2005
BS, Finance, Economics, Computer Science
Seoul National University 2004 — 2004
Korean Language Program
Mukwonago 1998 — 2002
FedEx Services November 2012 - Present
Do-Mo Capital Management, LLC June 2007 - Present
Case New Holland December 2009 - October 2012
Case New Holland December 2006 - January 2010
Harley-Davidson January 2006 - August 2006
UBS Financial Services May 2005 - August 2005
Skills
Process Improvement, Financial Analysis, Sarbanes-Oxley Act, Microsoft Excel, SAP, Auditing, Competitive Analysis, Finance, Pricing Analysis, Risk Management, Strategic Planning, Sales Operations, Pricing, Forecasting, Accounting, Market Analysis
Education
Concordia University-Wisconsin 2006 — 2007
MBA, Finance
Concordia University-Wisconsin 2002 — 2005
BS, Finance, Economics, Computer Science
Seoul National University 2004 — 2004
Korean Language Program
Mukwonago 1998 — 2002
Maydee Fundora Maydee Fundora's UBS Financial Services Experience May 2007 - August 2007
Job Senior Residential Manager @ JADD
Industry Hospital & Health Care
Experience
Jewish Association of Developmental Disabilities May 2012 - Present
Personal January 2012 - Present
Good Shepherd Adult Medical Day Care October 2011 - August 2012
Home Instead Senior Care May 2011 - October 2011
Imperial Carwash Incorporation November 2008 - October 2011
Wallace Library March 2005 - May 2008
National Technical Institution for the Deaf September 2007 - November 2007
UBS Financial Services May 2007 - August 2007
Skills
Business Process, Outlook, PowerPoint, Project Management, Microsoft Office, Microsoft Word, Customer Service, Medical Records, Microsoft Excel, Oracle SQL, Healthcare, Research, Data Analysis, Training, Public Speaking, Program Development, Access, Nonprofits, Teaching
Education
Seton Hall University 2014 — 2016
Master's degree, Health/Health Care Administration/Management
University of Phoenix 2013 — 2013
Master's degree, Health/Health Care Administration/Management, 4.0
Dover Business College 2011 — 2011
Certified Medical Assistant
Rochester Institute of Technology 2004 — 2008
Bachelor of Science, Business Administration and Management, Concentration: Management Information Systems, 3.3 GPA
Jewish Association of Developmental Disabilities May 2012 - Present
Personal January 2012 - Present
Good Shepherd Adult Medical Day Care October 2011 - August 2012
Home Instead Senior Care May 2011 - October 2011
Imperial Carwash Incorporation November 2008 - October 2011
Wallace Library March 2005 - May 2008
National Technical Institution for the Deaf September 2007 - November 2007
UBS Financial Services May 2007 - August 2007
Skills
Business Process, Outlook, PowerPoint, Project Management, Microsoft Office, Microsoft Word, Customer Service, Medical Records, Microsoft Excel, Oracle SQL, Healthcare, Research, Data Analysis, Training, Public Speaking, Program Development, Access, Nonprofits, Teaching
Education
Seton Hall University 2014 — 2016
Master's degree, Health/Health Care Administration/Management
University of Phoenix 2013 — 2013
Master's degree, Health/Health Care Administration/Management, 4.0
Dover Business College 2011 — 2011
Certified Medical Assistant
Rochester Institute of Technology 2004 — 2008
Bachelor of Science, Business Administration and Management, Concentration: Management Information Systems, 3.3 GPA
Josh Snodgrass Josh Snodgrass's UBS Financial Services Experience July 2012 - August 2012
Job Analyst at Tobin & Company Investment Banking Group LLC
Industry Investment Banking
Experience
Tobin & Company Investment Banking Group LLC June 2015 - Present
Potomac Business Capital March 2014 - December 2014
Ultimate Medical Academy June 2013 - August 2013
UBS Financial Services July 2012 - August 2012
Skills
Financial Modeling, Investment Banking, Portfolio Management, Asset Allocation, Equity Valuation, Corporate Finance, Financial Statement..., Microsoft Excel, Valuation, DCF Valuation, Merger Models, Operating Models, LBO Models, Precedent Transactions, Public Comps
Education
Eckerd College
Business Management
Tobin & Company Investment Banking Group LLC June 2015 - Present
Potomac Business Capital March 2014 - December 2014
Ultimate Medical Academy June 2013 - August 2013
UBS Financial Services July 2012 - August 2012
Skills
Financial Modeling, Investment Banking, Portfolio Management, Asset Allocation, Equity Valuation, Corporate Finance, Financial Statement..., Microsoft Excel, Valuation, DCF Valuation, Merger Models, Operating Models, LBO Models, Precedent Transactions, Public Comps
Education
Eckerd College
Business Management
Alla Train's UBS Financial Services Experience January 2000 - December 2012
Job Head of Incident Reporting and Issue Management at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley August 2015 - Present
Morgan Stanley Private Wealth Management January 2015 - Present
Credit Suisse December 2012 - December 2014
UBS FINANCIAL SERVICES January 2000 - December 2012
MORGAN STANLEY DEAN WITTER July 1999 - October 1999
Merrill Lynch February 1999 - July 1999
BERNSTEIN & CO., INC February 1996 - February 1999
Skills
Series 7, Series 63, Organizational..., Solution Implementation, Risk Management, Strategic Planning, Strategy Implementation, Risk Assessment, Deep expertise in..., Securities, Finance, Strategy, Equities, Analysis, Investments, Training, Business Process, Investment Management, Team Leadership, SDLC, Management, Leadership, Operational Risk..., Financial Services, Process Improvement, Back Office, Trading Systems, Fixed Income, Business Analysis, Capital Markets, Mergers & Acquisitions, Portfolio Management, Wealth Management
Education
Emory University 1991 — 1995
BACHELOR OF ARTS DEGREE, International Studies (Economics; Political Science
Emory University 1991 — 1995
International Studies, Economics
Morgan Stanley August 2015 - Present
Morgan Stanley Private Wealth Management January 2015 - Present
Credit Suisse December 2012 - December 2014
UBS FINANCIAL SERVICES January 2000 - December 2012
MORGAN STANLEY DEAN WITTER July 1999 - October 1999
Merrill Lynch February 1999 - July 1999
BERNSTEIN & CO., INC February 1996 - February 1999
Skills
Series 7, Series 63, Organizational..., Solution Implementation, Risk Management, Strategic Planning, Strategy Implementation, Risk Assessment, Deep expertise in..., Securities, Finance, Strategy, Equities, Analysis, Investments, Training, Business Process, Investment Management, Team Leadership, SDLC, Management, Leadership, Operational Risk..., Financial Services, Process Improvement, Back Office, Trading Systems, Fixed Income, Business Analysis, Capital Markets, Mergers & Acquisitions, Portfolio Management, Wealth Management
Education
Emory University 1991 — 1995
BACHELOR OF ARTS DEGREE, International Studies (Economics; Political Science
Emory University 1991 — 1995
International Studies, Economics
Damien DePeter's UBS Financial Services Experience 2007 - November 2013
Job Senior Financial Advisor at Mayflower Advisors, LLC
Industry Financial Services
Experience
Mayflower Advisors, LLC November 2013 - Present
UBS Financial Services 2007 - November 2013
IBM 2001 - 2007
Mainspring August 2000 - August 2001
InSource September 1997 - August 2000
Accenture 1995 - 1997
Skills
Financial Advisory, Investments, Asset Allocation, Concentrated Stock..., Multi-generational..., Business-Owner Planning, Retirement Planning, Insurance, Financial Services, Management Consulting, Entrepreneurship, Strategy
Education
Connecticut College 1991 — 1995
B.A., Economics (Cum Laude)
Mayflower Advisors, LLC November 2013 - Present
UBS Financial Services 2007 - November 2013
IBM 2001 - 2007
Mainspring August 2000 - August 2001
InSource September 1997 - August 2000
Accenture 1995 - 1997
Skills
Financial Advisory, Investments, Asset Allocation, Concentrated Stock..., Multi-generational..., Business-Owner Planning, Retirement Planning, Insurance, Financial Services, Management Consulting, Entrepreneurship, Strategy
Education
Connecticut College 1991 — 1995
B.A., Economics (Cum Laude)
Courtenay Hathcock's UBS Financial Services Experience September 2003 - Present
Job Financial Advisor at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services September 2003 - Present
Education
Drury University 1998 — 2002
UBS Financial Services September 2003 - Present
Education
Drury University 1998 — 2002
Josh Skora's UBS Financial Services Experience March 2007 - April 2009
Job Health Care Attorney at Brown & Fortunato, P.C.
Industry Legal Services
Experience
Brown & Fortunato, P.C. June 2013 - Present
Urologix August 2010 - May 2013
Leonard, Street and Deinard December 2011 - July 2012
Robert E. Woods Professional Association October 2010 - April 2012
Morgan Stanley Smith Barney August 2009 - October 2010
UBS Financial Services March 2007 - April 2009
Skills
Wealth Management, Mergers, Private Equity, Alternative Investments, Financial Modeling, Due Diligence, Asset Managment, Investment Strategies, Financial Analysis, Portfolio Management, Investment Banking, Legal Research, Contract Negotiation, Drafting Agreements, Legal Compliance, General Corporate..., Employment Law, complia, Regulatory Affairs, Health Law, Mergers & Acquisitions, Legal Writing, Corporate Governance
Education
University of Minnesota Law School 2003 — 2006
JD, Law
Dartmouth College 1999 — 2003
BA, Government
Isidore Newman
Brown & Fortunato, P.C. June 2013 - Present
Urologix August 2010 - May 2013
Leonard, Street and Deinard December 2011 - July 2012
Robert E. Woods Professional Association October 2010 - April 2012
Morgan Stanley Smith Barney August 2009 - October 2010
UBS Financial Services March 2007 - April 2009
Skills
Wealth Management, Mergers, Private Equity, Alternative Investments, Financial Modeling, Due Diligence, Asset Managment, Investment Strategies, Financial Analysis, Portfolio Management, Investment Banking, Legal Research, Contract Negotiation, Drafting Agreements, Legal Compliance, General Corporate..., Employment Law, complia, Regulatory Affairs, Health Law, Mergers & Acquisitions, Legal Writing, Corporate Governance
Education
University of Minnesota Law School 2003 — 2006
JD, Law
Dartmouth College 1999 — 2003
BA, Government
Isidore Newman
Chompan Toure, PMP's UBS Financial Services Experience June 1999 - January 2005
Job Senior Manager at KPMG LLP
Industry Information Technology and Services
Experience
KPMG LLP July 2012 - Present
KPMG May 2007 - July 2012
KPMG, LLP January 2005 - May 2007
Omgeo 2007 - 2007
UBS Financial Services June 1999 - January 2005
Skills
Process Improvement, Project Management, Requirements Gathering, Tax, Business Continuity..., Stakeholder Analysis, Root Cause Analysis, Strategy Alignment, Use Case, Business Analysis, Change Management, Risk Management, Business Process, Business Process..., Management Consulting, SharePoint, SDLC, PMO, Visio, Requirements Analysis, Project Portfolio..., Integration, Governance, IT Strategy, Business Transformation
Education
Cornell University 2012 — 2012
Certificate, Change Leadership
Stevens Institute of Technology 2001 — 2003
Masters of Science, Information Management
Queens College 1997 — 2000
Bachelor, Psychology
KPMG LLP July 2012 - Present
KPMG May 2007 - July 2012
KPMG, LLP January 2005 - May 2007
Omgeo 2007 - 2007
UBS Financial Services June 1999 - January 2005
Skills
Process Improvement, Project Management, Requirements Gathering, Tax, Business Continuity..., Stakeholder Analysis, Root Cause Analysis, Strategy Alignment, Use Case, Business Analysis, Change Management, Risk Management, Business Process, Business Process..., Management Consulting, SharePoint, SDLC, PMO, Visio, Requirements Analysis, Project Portfolio..., Integration, Governance, IT Strategy, Business Transformation
Education
Cornell University 2012 — 2012
Certificate, Change Leadership
Stevens Institute of Technology 2001 — 2003
Masters of Science, Information Management
Queens College 1997 — 2000
Bachelor, Psychology
Jennifer Dwork's UBS Financial Services Experience February 2006 - July 2007
Job Review Analyst at UBS Wealth Management
Industry Financial Services
Experience
UBS Wealth Management July 2007 - Present
UBS Financial Services February 2006 - July 2007
Education
Columbia University in the City of New York 1998 — 2002
Horace Mann
UBS Wealth Management July 2007 - Present
UBS Financial Services February 2006 - July 2007
Education
Columbia University in the City of New York 1998 — 2002
Horace Mann
Chad Ekanger, MBA's UBS Financial Services Experience October 2005 - December 2006
Job Accounting Manager at Business Specialties CPAs
Industry Accounting
Experience
Business Specialties CPAs October 2010 - Present
H&R Block December 2008 - April 2010
BBI International January 2007 - December 2008
UBS Financial Services October 2005 - December 2006
Skills
Customer Service, Microsoft Excel, Outlook, Microsoft Office, Accounting, Strategic Planning, Budgets, Team Building, Microsoft Word, Process Improvement, QuickBooks, Forecasting, PowerPoint, Financial Analysis, Project Management, Management, Leadership, Account Management, Sales, Business Planning, Banking, Inventory Management, Coaching
Education
The University of North Dakota 2003 — 2005
MBA, Marketing, Accounting, Finance, and Management.
Dakota State University 1992 — 1996
BS, Education
Sioux Valley High School
Business Specialties CPAs October 2010 - Present
H&R Block December 2008 - April 2010
BBI International January 2007 - December 2008
UBS Financial Services October 2005 - December 2006
Skills
Customer Service, Microsoft Excel, Outlook, Microsoft Office, Accounting, Strategic Planning, Budgets, Team Building, Microsoft Word, Process Improvement, QuickBooks, Forecasting, PowerPoint, Financial Analysis, Project Management, Management, Leadership, Account Management, Sales, Business Planning, Banking, Inventory Management, Coaching
Education
The University of North Dakota 2003 — 2005
MBA, Marketing, Accounting, Finance, and Management.
Dakota State University 1992 — 1996
BS, Education
Sioux Valley High School
Jeffrey (Jeff) Becker, CFP ®'s UBS Financial Services Experience January 2001 - Present
Job First Vice President Wealth Management at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services January 2001 - Present
Education
Eastern Illinois University 1980 — 1984
UBS Financial Services January 2001 - Present
Education
Eastern Illinois University 1980 — 1984
Christopher Balzano's UBS Financial Services Experience September 2000 - August 2004
Job E*Trade Financial Services
Industry Financial Services
Experience
E*TRADE Financial Corporation August 2015 - Present
E*TRADE Financial July 2011 - August 2015
Mellon Investor Services December 2005 - June 2011
Corporate Employee Financial Services September 2004 - December 2005
UBS Financial Services September 2000 - August 2004
UBS Financial Services Inc September 1998 - September 2000
PaineWebber Inc September 1996 - September 2000
UBS Financial Services Inc September 1996 - September 1998
Skills
Visio, Business Intelligence, Management, Leadership, Testing, Options, SQL, CRM, Networking, Quality Assurance, Technical Support, Analysis, Business Analysis
Education
County College of Morris 1991 — 1993
Degree; A.S, Hotel/Restaurant Management
The Chubb Institute 1990 — 1991
The Chubb Institute
IT Certification, IT
E*TRADE Financial Corporation August 2015 - Present
E*TRADE Financial July 2011 - August 2015
Mellon Investor Services December 2005 - June 2011
Corporate Employee Financial Services September 2004 - December 2005
UBS Financial Services September 2000 - August 2004
UBS Financial Services Inc September 1998 - September 2000
PaineWebber Inc September 1996 - September 2000
UBS Financial Services Inc September 1996 - September 1998
Skills
Visio, Business Intelligence, Management, Leadership, Testing, Options, SQL, CRM, Networking, Quality Assurance, Technical Support, Analysis, Business Analysis
Education
County College of Morris 1991 — 1993
Degree; A.S, Hotel/Restaurant Management
The Chubb Institute 1990 — 1991
The Chubb Institute
IT Certification, IT
Sharon Haggan's UBS Financial Services Experience June 1991 - Present
Job Senior Branch Service Assoc at A major worldwide financial firm
Industry Financial Services
Experience
UBS Financial Services June 1991 - Present
A major worldwide financial firm June 1991 - Present
Education
Community College of Philadelphia
UBS Financial Services June 1991 - Present
A major worldwide financial firm June 1991 - Present
Education
Community College of Philadelphia
Dylan Karczewski's UBS Financial Services Experience 2013 - Present
Job Wealth Planning Analyst at UBS Financial Services
Industry Capital Markets
Experience
UBS Financial Services 2013 - Present
UBS Financial Services 2011 - 2012
Broadreach Group 2008 - 2009
Solomon Page Group 2006 - 2008
Education
Dartmouth College
BA, Psychology
Fordham University - Graduate School of Business Administration
MBA, Marketing & Finance
UBS Financial Services 2013 - Present
UBS Financial Services 2011 - 2012
Broadreach Group 2008 - 2009
Solomon Page Group 2006 - 2008
Education
Dartmouth College
BA, Psychology
Fordham University - Graduate School of Business Administration
MBA, Marketing & Finance
Adrian Sabovici's UBS Financial Services Experience June 2009 - September 2009
Job Associate at BlackRock Solutions
Industry International Trade and Development
Experience
BlackRock August 2010 - Present
IRS VITA Program January 2010 - February 2010
UBS Financial Services Wealth Management June 2009 - September 2009
UBS Financial Services June 2009 - September 2009
Skills
Bloomberg, Financial Analysis, Financial Modeling, Fixed Income, Investment Banking, Derivatives, Valuation, Investments, Portfolio Management, Corporate Finance, Economics, Microsoft Excel, Equities, Hedge Funds, Bloomberg Terminal, Financial Risk, Securities
Education
Drexel University 2006 — 2010
Bachelor of Science in Business Administration, International Business and Accounting
Drexel University - College of Business and Administration 2006 — 2010
Bachelor of Science (BS), Accounting and International Business
Colegiul National Gheorghe Sincai
BlackRock August 2010 - Present
IRS VITA Program January 2010 - February 2010
UBS Financial Services Wealth Management June 2009 - September 2009
UBS Financial Services June 2009 - September 2009
Skills
Bloomberg, Financial Analysis, Financial Modeling, Fixed Income, Investment Banking, Derivatives, Valuation, Investments, Portfolio Management, Corporate Finance, Economics, Microsoft Excel, Equities, Hedge Funds, Bloomberg Terminal, Financial Risk, Securities
Education
Drexel University 2006 — 2010
Bachelor of Science in Business Administration, International Business and Accounting
Drexel University - College of Business and Administration 2006 — 2010
Bachelor of Science (BS), Accounting and International Business
Colegiul National Gheorghe Sincai
Laura Gohs's UBS Financial Services Experience 2007 - Present
Job Registered Client Service Associate at UBS Wealth Management
Industry Financial Services
Experience
UBS Financial Services 2007 - Present
Morgan Stanley May 2006 - September 2006
Education
Denison University 2003 — 2007
UBS Financial Services 2007 - Present
Morgan Stanley May 2006 - September 2006
Education
Denison University 2003 — 2007
Brian Gleesing's UBS Financial Services Experience 2005 - 2009
Job Event Planner
Industry Events Services
Experience
ARAMARK April 2010 - Present
Citi 2011 - 2013
UBS Financial Services 2005 - 2009
Swiss Re October 2002 - December 2005
Vivendi Universal 2001 - 2002
Seagram 1996 - 2001
Skills
Sponsorship, Event Management, Hospitality, Meeting Planning, Corporate Events, Event Planning, Budgets, Account Management
Education
Drake University
BA, Journalism and Mass Communications
ARAMARK April 2010 - Present
Citi 2011 - 2013
UBS Financial Services 2005 - 2009
Swiss Re October 2002 - December 2005
Vivendi Universal 2001 - 2002
Seagram 1996 - 2001
Skills
Sponsorship, Event Management, Hospitality, Meeting Planning, Corporate Events, Event Planning, Budgets, Account Management
Education
Drake University
BA, Journalism and Mass Communications
Bernard Laureus's UBS Financial Services Experience May 2003 - September 2003
Job Portfolio Analyst at MainStreet Advisors
Industry Banking
Experience
MainStreet Advisors August 2013 - Present
Northern Trust September 2012 - August 2013
Northern Trust May 2007 - September 2012
Scudder Investments March 2006 - July 2007
Northern Trust January 2006 - May 2007
Scudder Investments March 2004 - July 2005
UBS Financial Services May 2003 - September 2003
American Express Financial Advisors September 2002 - November 2002
Education
DePaul University 1999 — 2003
B.A., Finance
DePaul University
Bachelor of Science, Finance
MainStreet Advisors August 2013 - Present
Northern Trust September 2012 - August 2013
Northern Trust May 2007 - September 2012
Scudder Investments March 2006 - July 2007
Northern Trust January 2006 - May 2007
Scudder Investments March 2004 - July 2005
UBS Financial Services May 2003 - September 2003
American Express Financial Advisors September 2002 - November 2002
Education
DePaul University 1999 — 2003
B.A., Finance
DePaul University
Bachelor of Science, Finance
Jonathan Usich's UBS Financial Services Experience 1996 - July 2007
Job Senior Vice President, Morgan Stanley Private Wealth Management
Industry Financial Services
Experience
Morgan Stanley Private Wealth Management July 2007 - Present
UBS Financial Services 1996 - July 2007
Education
Dickinson College 1989 — 1993
BA, History
Avon Old Farms 1986 — 1989
Morgan Stanley Private Wealth Management July 2007 - Present
UBS Financial Services 1996 - July 2007
Education
Dickinson College 1989 — 1993
BA, History
Avon Old Farms 1986 — 1989
Tammie Gadomski's UBS Financial Services Experience 2002 - 2003
Job Vice President, Passive Marketing Manager at Deutsche Bank
Industry Financial Services
Experience
Deutsche Bank September 2013 - Present
Invesco January 2013 - September 2013
Invesco Ltd. January 2009 - January 2013
Van Kampen Investments 2004 - 2009
JPMorgan Chase 2003 - 2004
UBS Financial Services 2002 - 2003
Morgan Stanley 2000 - 2002
Skills
Financial Services, Marketing, Morningstar, Mutual Funds, Portfolio Management, Securities, Asset Allocation, Series 63, Series 7, Asset Management, Equities, Wealth Management
Education
Eastern Illinois University 1996 — 2000
BA, Speech Communication, Business Administration
Deutsche Bank September 2013 - Present
Invesco January 2013 - September 2013
Invesco Ltd. January 2009 - January 2013
Van Kampen Investments 2004 - 2009
JPMorgan Chase 2003 - 2004
UBS Financial Services 2002 - 2003
Morgan Stanley 2000 - 2002
Skills
Financial Services, Marketing, Morningstar, Mutual Funds, Portfolio Management, Securities, Asset Allocation, Series 63, Series 7, Asset Management, Equities, Wealth Management
Education
Eastern Illinois University 1996 — 2000
BA, Speech Communication, Business Administration
Mandy Bonifant's UBS Financial Services Experience December 2007 - Present
Job Registered Client Service Associate at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services December 2007 - Present
Wachovia Securities April 2006 - December 2007
Wachovia Bank December 1999 - April 2006
Education
East Carolina University 1993 — 1997
none, History Education
UBS Financial Services December 2007 - Present
Wachovia Securities April 2006 - December 2007
Wachovia Bank December 1999 - April 2006
Education
East Carolina University 1993 — 1997
none, History Education
Ann Trainor's UBS Financial Services Experience May 2010 - Present
Job Vice President Wealth Management at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services May 2010 - Present
Morgan Stanley August 1999 - April 2010
Four Seasons Hotels and Resorts July 1989 - September 1992
Education
New York University - Leonard N. Stern School of Business 1997 — 1999
MBA, Finance and Marketing
Cornell University 1985 — 1989
BS, Hotel Administration
Montclair High School
UBS Financial Services May 2010 - Present
Morgan Stanley August 1999 - April 2010
Four Seasons Hotels and Resorts July 1989 - September 1992
Education
New York University - Leonard N. Stern School of Business 1997 — 1999
MBA, Finance and Marketing
Cornell University 1985 — 1989
BS, Hotel Administration
Montclair High School
Adrienne Combs's UBS Financial Services Experience 2001 - 2006
Job Business Analyst at MetLife
Industry Information Technology and Services
Experience
DIVERSANT, LLC 2013 - Present
Resources Global Professionals 2010 - 2012
Chubb Insurance 2006 - 2010
UBS Financial Services 2001 - 2006
Dendrite International 1999 - 2001
Rutgers - Robert Wood Johnson Medical School 1993 - 1999
Skills
Business Requirements, Business Analysis, SDLC, Vendor Management, Requirements Gathering, Visio, Team Leadership, Change Management, PMO, Requirements Analysis, Management, Software Project..., Business Process..., PMP, Business Process
Education
Drexel University
BS, Information Systems Analysis & Development
New Jersey Institute of Technology
Masters Certificate, Management of Technology
Rutgers, The State University of New Jersey-Newark
MPA, Public Financial Management
The Chubb Institute
Diploma, Computer Programming
DIVERSANT, LLC 2013 - Present
Resources Global Professionals 2010 - 2012
Chubb Insurance 2006 - 2010
UBS Financial Services 2001 - 2006
Dendrite International 1999 - 2001
Rutgers - Robert Wood Johnson Medical School 1993 - 1999
Skills
Business Requirements, Business Analysis, SDLC, Vendor Management, Requirements Gathering, Visio, Team Leadership, Change Management, PMO, Requirements Analysis, Management, Software Project..., Business Process..., PMP, Business Process
Education
Drexel University
BS, Information Systems Analysis & Development
New Jersey Institute of Technology
Masters Certificate, Management of Technology
Rutgers, The State University of New Jersey-Newark
MPA, Public Financial Management
The Chubb Institute
Diploma, Computer Programming
Taras Gural's UBS Financial Services Experience March 2000 - Present
Job Lead Software Engineer at UBS Wealth Management
Industry Financial Services
Experience
UBS Financial Services March 2000 - Present
DTCC March 1998 - March 2000
Skills
Database Analysis and..., Applications Software..., Client Server..., Application Architecture, Mainframe Application..., Software Project..., Leading Development..., Systems Development..., Data Base Lifecycle..., Systems Analysis, JCL, Project Management, Databases, Trading Systems, SDLC, COBOL, Designs, Unix, CICS, Java Enterprise Edition, DB2, Requirements Gathering, Team Leadership, Mainframe, Database Design, Data Warehousing, Enterprise Architecture, Requirements Analysis, Data Modeling, Integration, Websphere, Software Development, Sybase
Education
DeVry University 1998 — 2004
Bachelor of Professional Studies, Computer Information Systems
UBS Financial Services March 2000 - Present
DTCC March 1998 - March 2000
Skills
Database Analysis and..., Applications Software..., Client Server..., Application Architecture, Mainframe Application..., Software Project..., Leading Development..., Systems Development..., Data Base Lifecycle..., Systems Analysis, JCL, Project Management, Databases, Trading Systems, SDLC, COBOL, Designs, Unix, CICS, Java Enterprise Edition, DB2, Requirements Gathering, Team Leadership, Mainframe, Database Design, Data Warehousing, Enterprise Architecture, Requirements Analysis, Data Modeling, Integration, Websphere, Software Development, Sybase
Education
DeVry University 1998 — 2004
Bachelor of Professional Studies, Computer Information Systems
Christopher (Kitt) Castro's UBS Financial Services Experience January 2013 - Present
Job Branch Security Analyst/Branch Technology Liaison at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services January 2013 - Present
Together for Taunton March 2012 - July 2012
Rockland Trust Company August 2010 - February 2012
RBS Citizens Bank January 2010 - August 2010
RBS Citizens Bank February 2006 - January 2010
RBS Citizens Bank February 2005 - October 2006
Taunton Federal Credit Union June 2003 - February 2005
First Investors Corp August 2002 - January 2003
Education
Emmanuel College 2008 — 2010
Masters, Management
University of Connecticut 1998 — 2002
Bachelors of Science, Economics minor in Political Science
UBS Financial Services January 2013 - Present
Together for Taunton March 2012 - July 2012
Rockland Trust Company August 2010 - February 2012
RBS Citizens Bank January 2010 - August 2010
RBS Citizens Bank February 2006 - January 2010
RBS Citizens Bank February 2005 - October 2006
Taunton Federal Credit Union June 2003 - February 2005
First Investors Corp August 2002 - January 2003
Education
Emmanuel College 2008 — 2010
Masters, Management
University of Connecticut 1998 — 2002
Bachelors of Science, Economics minor in Political Science
Thomas Rushin's UBS Financial Services Experience 2006 - 2009
Job Division Consulting Manager at US Bancorp Investments, Inc.
Industry Financial Services
Experience
US Bank August 2009 - Present
UBS August 2006 - 2009
UBS Financial Services 2006 - 2009
Piper Jaffray 2000 - 2006
MetLife Financial Services 1988 - 1999
Skills
Wealth Management
Education
Drake University 1993 — 1994
MBA, Management and Finance
Iowa State University - College of Business 1983 — 1987
BS, Marketing
US Bank August 2009 - Present
UBS August 2006 - 2009
UBS Financial Services 2006 - 2009
Piper Jaffray 2000 - 2006
MetLife Financial Services 1988 - 1999
Skills
Wealth Management
Education
Drake University 1993 — 1994
MBA, Management and Finance
Iowa State University - College of Business 1983 — 1987
BS, Marketing
Frank Carbonara's UBS Financial Services Experience August 2005 - October 2008
Job Executive Director, Banker JP Morgan
Industry Financial Services
Experience
JP Morgan December 2009 - Present
Fifth Third Bank December 2008 - December 2009
UBS Financial Services August 2005 - October 2008
UBS Financial Services 2005 - 2007
Merrill Lynch 1997 - 2004
Education
DePaul University 1992 — 1996
BS, Management
JP Morgan December 2009 - Present
Fifth Third Bank December 2008 - December 2009
UBS Financial Services August 2005 - October 2008
UBS Financial Services 2005 - 2007
Merrill Lynch 1997 - 2004
Education
DePaul University 1992 — 1996
BS, Management
J Douglas Newman's UBS Financial Services Experience November 2000 - Present
Job SVP at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services November 2000 - Present
PaineWebber January 1995 - November 2000
Kidder Peabody August 1982 - January 1995
Education
New York University - Leonard N. Stern School of Business 1981 — 1985
MBA, Finance
Columbia University in the City of New York 1973 — 1977
BA, Philosophy
UBS Financial Services November 2000 - Present
PaineWebber January 1995 - November 2000
Kidder Peabody August 1982 - January 1995
Education
New York University - Leonard N. Stern School of Business 1981 — 1985
MBA, Finance
Columbia University in the City of New York 1973 — 1977
BA, Philosophy
Michelle Perr's UBS Financial Services Experience June 1999 - Present
Job Vice President at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services June 1999 - Present
UBS 1999 - Present
Investments 1987 - 1999
Education
D'Amore-McKim School of Business at Northeastern University
mba, business
University of Pittsburgh
Bachelor of Science (BS)
UBS Financial Services June 1999 - Present
UBS 1999 - Present
Investments 1987 - 1999
Education
D'Amore-McKim School of Business at Northeastern University
mba, business
University of Pittsburgh
Bachelor of Science (BS)
Ashish Jhaveri's UBS Financial Services Experience November 2006 - Present
Job Director Information Technology, Wealth Management at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services November 2006 - Present
Sapient Corporation 1997 - 2006
Skills
SDLC
Education
Cornell University 1996 — 1997
Master of Engineering, Computer Science
University of Pune 1992 — 1995
Bachelor, Computer Engineering
UBS Financial Services November 2006 - Present
Sapient Corporation 1997 - 2006
Skills
SDLC
Education
Cornell University 1996 — 1997
Master of Engineering, Computer Science
University of Pune 1992 — 1995
Bachelor, Computer Engineering
David Havens's UBS Financial Services Experience May 2007 - June 2013
Job First Vice President Financial Consultant at Hilliard Lyons
Industry Investment Management
Experience
Hilliard Lyons 2013 - Present
UBS Financial Services May 2007 - June 2013
Scott&Stringfellow 1996 - 2007
Skills
Alternative Investments, Equities, Finance, Fixed Annuities, Fixed Income, Investment Strategies, Investments, Mutual Funds, Portfolio Management, Strategic Planning
Education
East Carolina University 1983 — 1988
Bachelor of Arts (B.A.), Economics
Hilliard Lyons 2013 - Present
UBS Financial Services May 2007 - June 2013
Scott&Stringfellow 1996 - 2007
Skills
Alternative Investments, Equities, Finance, Fixed Annuities, Fixed Income, Investment Strategies, Investments, Mutual Funds, Portfolio Management, Strategic Planning
Education
East Carolina University 1983 — 1988
Bachelor of Arts (B.A.), Economics
Dana Macaluso, CFP®'s UBS Financial Services Experience January 2008 - Present
Job CERTIFIED FINANCIAL PLANNER™ at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services January 2008 - Present
Instinet 2000 - 2007
Education
Fordham Gabelli School of Business 2005 — 2009
MBA, Finance and Taxation
Emory University 1996 — 2000
BBA, Finance and Information Technology
Certified Financial Planner Board of Standards Inc.
CERTIFIED FINANCIAL PLANNER™
UBS Financial Services January 2008 - Present
Instinet 2000 - 2007
Education
Fordham Gabelli School of Business 2005 — 2009
MBA, Finance and Taxation
Emory University 1996 — 2000
BBA, Finance and Information Technology
Certified Financial Planner Board of Standards Inc.
CERTIFIED FINANCIAL PLANNER™
Jason Wimberly's UBS Financial Services Experience 2005 - November 2014
Job Vice President, Administrative Manager at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch November 2014 - Present
UBS Financial Services 2005 - November 2014
Stifel Nicolaus September 1999 - July 2005
Bunglalow Wine and Spirits March 1996 - December 1998
Education
University of Phoenix 2005 — 2008
Master of Business Administration (MBA), Business Administration, Management and Operations
Community College of Aurora 1993 — 1994
Associate of Arts (AA), Business Administration and Management, General
Gateway High School
Merrill Lynch November 2014 - Present
UBS Financial Services 2005 - November 2014
Stifel Nicolaus September 1999 - July 2005
Bunglalow Wine and Spirits March 1996 - December 1998
Education
University of Phoenix 2005 — 2008
Master of Business Administration (MBA), Business Administration, Management and Operations
Community College of Aurora 1993 — 1994
Associate of Arts (AA), Business Administration and Management, General
Gateway High School
Tim Schneider, CFP®, CIMA®'s UBS Financial Services Experience 2001 - 2009
Job Senior Wealth Strategy Associate at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc 2009 - Present
UBS Financial Services 2001 - 2009
Education
Edgewood College 1997 — 2001
B.S., Management, Marketing, Finance
UBS Financial Services Inc 2009 - Present
UBS Financial Services 2001 - 2009
Education
Edgewood College 1997 — 2001
B.S., Management, Marketing, Finance
Candy Pearson's UBS Financial Services Experience September 2003 - April 2009
Job BOA at Edward Jones
Industry Financial Services
Experience
Edward Jones December 2010 - Present
Harvest Investments, LTD 2009 - December 2010
UBS Financial Services September 2003 - April 2009
Education
DePaul University
Finance
Edward Jones December 2010 - Present
Harvest Investments, LTD 2009 - December 2010
UBS Financial Services September 2003 - April 2009
Education
DePaul University
Finance
Erick Whindleton, MBA, PMP's UBS Financial Services Experience 1999 - 2004
Job Senior Project Manager at Vicom Computer Services
Industry Information Technology and Services
Experience
Vicom Computer Services October 2011 - Present
Toll Brothers July 2010 - October 2011
Citigroup August 2004 - March 2010
UBS Financial Services 1999 - 2004
Societe Generale 1998 - 1999
AT&T 1995 - 1998
Skills
Program Management, Integration, Disaster Recovery, Agile Methodologies, Project Management, ITIL, Cloud Computing, PMP
Education
New Jersey Institute of Technology 1981 — 1985
BSEE, Electrical Engineering
Georgia Institute of Technology 1985 — 1987
MSEE, Electrical Engineering
New York University 2002 — 2004
Information Management Certificate(Jan 2004)
DeSales University 2007 — 2010
MBA in Management
PMI Registered Education Provider 2011 — 2012
Project Management
Raritan Valley Community College 2010 — 2010
Certificate in Project Management (May 2010)
Rutgers, The State University of New Jersey-Newark 2004 — 2004
Mini-MBA Certificate(May 2004) - Center for Management Development
EMC Business Partner Academy 2015 — 2015
Informaton Storage Technologies
Vicom Computer Services October 2011 - Present
Toll Brothers July 2010 - October 2011
Citigroup August 2004 - March 2010
UBS Financial Services 1999 - 2004
Societe Generale 1998 - 1999
AT&T 1995 - 1998
Skills
Program Management, Integration, Disaster Recovery, Agile Methodologies, Project Management, ITIL, Cloud Computing, PMP
Education
New Jersey Institute of Technology 1981 — 1985
BSEE, Electrical Engineering
Georgia Institute of Technology 1985 — 1987
MSEE, Electrical Engineering
New York University 2002 — 2004
Information Management Certificate(Jan 2004)
DeSales University 2007 — 2010
MBA in Management
PMI Registered Education Provider 2011 — 2012
Project Management
Raritan Valley Community College 2010 — 2010
Certificate in Project Management (May 2010)
Rutgers, The State University of New Jersey-Newark 2004 — 2004
Mini-MBA Certificate(May 2004) - Center for Management Development
EMC Business Partner Academy 2015 — 2015
Informaton Storage Technologies
Mardette Maliszewski's UBS Financial Services Experience July 2007 - November 2009
Job Manager, Enterprise Supplier Management at Capital One
Industry Financial Services
Experience
Capital One March 2014 - Present
Morgan Stanley Wealth Management March 2010 - March 2014
UBS Financial Services July 2007 - November 2009
UBS Financial Services January 2008 - July 2009
UBS 2007 - 2009
Smith Barney Inc April 1987 - July 2007
Merrill Lynch Inc June 1985 - April 1987
Skills
Investments, Equities, Operations Management, Mutual Funds, Investment Advisory, Operations, Wealth Management, Asset Managment, Portfolio Management, Strategic Financial..., Securities, Series 7, Risk Management, Financial Services, Management, Series 63, Series 8
Education
Elizabethtown College 1981 — 1985
B.A., Political Science
Springfield High School 1979 — 1981
High School Diploma, College Prep
Capital One March 2014 - Present
Morgan Stanley Wealth Management March 2010 - March 2014
UBS Financial Services July 2007 - November 2009
UBS Financial Services January 2008 - July 2009
UBS 2007 - 2009
Smith Barney Inc April 1987 - July 2007
Merrill Lynch Inc June 1985 - April 1987
Skills
Investments, Equities, Operations Management, Mutual Funds, Investment Advisory, Operations, Wealth Management, Asset Managment, Portfolio Management, Strategic Financial..., Securities, Series 7, Risk Management, Financial Services, Management, Series 63, Series 8
Education
Elizabethtown College 1981 — 1985
B.A., Political Science
Springfield High School 1979 — 1981
High School Diploma, College Prep
Tim Wilson, CPA's UBS Financial Services Experience January 2008 - January 2009
Job Managing Member at Wilson Financial, LLC
Industry Accounting
Experience
Wilson Financial, LLC September 2013 - Present
VF Corporation June 2013 - September 2013
Grant Thornton LLP September 2011 - May 2013
Baker Tilly Virchow Krause January 2010 - September 2011
UBS Financial Services January 2008 - January 2009
Skills
Financial Analysis, Accounting Processes, US GAAP, Compliance, FASB, GASB, Process Optimization, Account Analysis, Account Reconciliation, Fixed Asset Management, Manage Client..., Cross Functional Team..., Financial Reporting, Auditing, Internal Controls, Budget Analysis, Resource Optimization, Trend Analysis, Accounting, Budgets
Education
Edgewood College 2010 — 2014
Master of Business Administration (M.B.A.), Finance, General
Edgewood College 2009 — 2013
MS of Accountancy, Accounting
Edgewood College 2007 — 2009
B.S., Accounting
Madison Area Technical College 2004 — 2007
A.S., Liberal Arts
Madison LaFollette
Wilson Financial, LLC September 2013 - Present
VF Corporation June 2013 - September 2013
Grant Thornton LLP September 2011 - May 2013
Baker Tilly Virchow Krause January 2010 - September 2011
UBS Financial Services January 2008 - January 2009
Skills
Financial Analysis, Accounting Processes, US GAAP, Compliance, FASB, GASB, Process Optimization, Account Analysis, Account Reconciliation, Fixed Asset Management, Manage Client..., Cross Functional Team..., Financial Reporting, Auditing, Internal Controls, Budget Analysis, Resource Optimization, Trend Analysis, Accounting, Budgets
Education
Edgewood College 2010 — 2014
Master of Business Administration (M.B.A.), Finance, General
Edgewood College 2009 — 2013
MS of Accountancy, Accounting
Edgewood College 2007 — 2009
B.S., Accounting
Madison Area Technical College 2004 — 2007
A.S., Liberal Arts
Madison LaFollette
Gus Fakhouri's UBS Financial Services Experience September 2010 - January 2013
Job Founder & Managing Partner
Industry Financial Services
Experience
Skyline Financial Partners April 2014 - Present
New York Life Insurance Company January 2013 - March 2014
S.O.L.G Properties March 2009 - March 2013
UBS Financial Services September 2010 - January 2013
Skills
Microsoft Excel, Social Media, Marketing, Microsoft Office, Social Networking, Facebook, Access, Business Development, Business Strategy, Contract Negotiation, Customer Service, Data Analysis, Event Planning, Finance, Financial Analysis, Fundraising, Insurance, Leadership, Management, Market Research, Microsoft Word, New Business Development, Outlook, PowerPoint, Project Management, Public Speaking, Sales, Sales Management, Social Media Marketing, Strategic Planning, Team Building, Team Leadership, Time Management
Education
DePaul University 2008 — 2012
Bachelor's degree, Finance, General
DePaul University
Bachelor of Science, Finance
Skyline Financial Partners April 2014 - Present
New York Life Insurance Company January 2013 - March 2014
S.O.L.G Properties March 2009 - March 2013
UBS Financial Services September 2010 - January 2013
Skills
Microsoft Excel, Social Media, Marketing, Microsoft Office, Social Networking, Facebook, Access, Business Development, Business Strategy, Contract Negotiation, Customer Service, Data Analysis, Event Planning, Finance, Financial Analysis, Fundraising, Insurance, Leadership, Management, Market Research, Microsoft Word, New Business Development, Outlook, PowerPoint, Project Management, Public Speaking, Sales, Sales Management, Social Media Marketing, Strategic Planning, Team Building, Team Leadership, Time Management
Education
DePaul University 2008 — 2012
Bachelor's degree, Finance, General
DePaul University
Bachelor of Science, Finance
Jonathan London's UBS Financial Services Experience August 2011 - Present
Job Portfolio Manager at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services August 2011 - Present
UBS Financial Services August 2010 - July 2011
UBS Financial Services April 2006 - September 2010
New York Life Investment Management January 2001 - April 2006
Skills
Mutual Funds, Portfolio Management, Asset Management, Equities, Alternative Investments, Finance, Investments, Series 7, Fixed Income, Asset Allocation
Education
New York University - Leonard N. Stern School of Business 1997 — 1999
MBA, Finance
Dartmouth College 1986 — 1990
B.A., Economics
UBS Financial Services August 2011 - Present
UBS Financial Services August 2010 - July 2011
UBS Financial Services April 2006 - September 2010
New York Life Investment Management January 2001 - April 2006
Skills
Mutual Funds, Portfolio Management, Asset Management, Equities, Alternative Investments, Finance, Investments, Series 7, Fixed Income, Asset Allocation
Education
New York University - Leonard N. Stern School of Business 1997 — 1999
MBA, Finance
Dartmouth College 1986 — 1990
B.A., Economics
Todd Hnatyszyn CRPS's UBS Financial Services Experience March 1998 - Present
Job Senior Vice President Wealth Management at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services March 1998 - Present
Heidenhain February 1988 - March 1998
Quality Systems, Inc September 1983 - December 1987
Education
DeVry University-California 1983 — 1986
BSEE, Electrical and Electronics Engineering
UBS Financial Services March 1998 - Present
Heidenhain February 1988 - March 1998
Quality Systems, Inc September 1983 - December 1987
Education
DeVry University-California 1983 — 1986
BSEE, Electrical and Electronics Engineering
Randall Merritt's UBS Financial Services Experience 2000 - 2009
Job Sr. Vice President at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley April 2009 - Present
UBS Financial Services 2000 - 2009
J C Bradford & Co May 1989 - April 2000
Skills
Series 7, Fixed Income, Equities, Wealth Management, Alternative Investments, Series 63, Hedge Funds, Capital Markets, Portfolio Management, Investment Banking, Investments, Derivatives, Securities, Asset Managment, Mutual Funds, Asset Allocation, Retirement Planning, Investment Advisory, Bloomberg
Education
East Tennessee State University 1974 — 1978
BBA, Finance
Morgan Stanley April 2009 - Present
UBS Financial Services 2000 - 2009
J C Bradford & Co May 1989 - April 2000
Skills
Series 7, Fixed Income, Equities, Wealth Management, Alternative Investments, Series 63, Hedge Funds, Capital Markets, Portfolio Management, Investment Banking, Investments, Derivatives, Securities, Asset Managment, Mutual Funds, Asset Allocation, Retirement Planning, Investment Advisory, Bloomberg
Education
East Tennessee State University 1974 — 1978
BBA, Finance
Gregory Clay, CAIA's UBS Financial Services Experience 2006 - 2006
Job Vice President, Relationship Management at Northern Trust Hedge Fund Services
Industry Financial Services
Experience
Northern Trust July 2014 - Present
Northern Trust July 2011 - July 2014
Omnium LLC May 2010 - September 2011
Bank of America March 2009 - May 2010
UBS Financial Services 2006 - 2006
Skills
Hedge Funds, Fixed Income
Education
DePauw University 2002 — 2006
BA
Northern Trust July 2014 - Present
Northern Trust July 2011 - July 2014
Omnium LLC May 2010 - September 2011
Bank of America March 2009 - May 2010
UBS Financial Services 2006 - 2006
Skills
Hedge Funds, Fixed Income
Education
DePauw University 2002 — 2006
BA
Christina Visintainer's UBS Financial Services Experience May 2009 - July 2009
Job CPA, M&A Tax Senior Associate
Industry Accounting
Experience
KPMG March 2014 - Present
KPMG July 2011 - Present
Custom House Group June 2010 - January 2011
Prestige Economics December 2009 - January 2010
UBS Financial Services May 2009 - July 2009
Grant Thornton LLP January 2008 - April 2008
Skills
Tax, Mergers & Acquisitions, Financial Reporting, Recruiting, US GAAP, CPA, GAAP, Corporate Tax, SEC filings, Auditing, Internal Controls, Sarbanes-Oxley Act, Financial Accounting, Accounting, Income Tax
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2010 — 2011
Master of Science in Taxation, Accounting
Michigan State University 2005 — 2009
Bachelor of Arts in Accounting, Accounting
KPMG March 2014 - Present
KPMG July 2011 - Present
Custom House Group June 2010 - January 2011
Prestige Economics December 2009 - January 2010
UBS Financial Services May 2009 - July 2009
Grant Thornton LLP January 2008 - April 2008
Skills
Tax, Mergers & Acquisitions, Financial Reporting, Recruiting, US GAAP, CPA, GAAP, Corporate Tax, SEC filings, Auditing, Internal Controls, Sarbanes-Oxley Act, Financial Accounting, Accounting, Income Tax
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2010 — 2011
Master of Science in Taxation, Accounting
Michigan State University 2005 — 2009
Bachelor of Arts in Accounting, Accounting
Frank Oddo's UBS Financial Services Experience December 1999 - Present
Job Senior Vice President Investments at UBS
Industry Financial Services
Experience
UBS Financial Services December 1999 - Present
The Chicago Corporation August 1989 - 1999
Chicago Board of Trade May 1979 - February 1989
Skills
Alternative Investments, Trading, Investments, Equities, Series 7, Fixed Income, Portfolio Management, Asset Management, Securities, Hedge Funds, Mutual Funds, Finance, Wealth Preservation..., Capital Markets
Education
University of Illinois at Urbana-Champaign 1977 — 1979
Master of Science (M.S.), Economics and Quantitative Economics
DePaul University 1973 — 1977
Bachelor of Arts (B.A.), Economics
UBS Financial Services December 1999 - Present
The Chicago Corporation August 1989 - 1999
Chicago Board of Trade May 1979 - February 1989
Skills
Alternative Investments, Trading, Investments, Equities, Series 7, Fixed Income, Portfolio Management, Asset Management, Securities, Hedge Funds, Mutual Funds, Finance, Wealth Preservation..., Capital Markets
Education
University of Illinois at Urbana-Champaign 1977 — 1979
Master of Science (M.S.), Economics and Quantitative Economics
DePaul University 1973 — 1977
Bachelor of Arts (B.A.), Economics
Eric Mulkeen, CFP®'s UBS Financial Services Experience July 2015 - Present
Job Associate Director at UBS
Industry Financial Services
Experience
UBS Financial Services July 2015 - Present
UBS Financial Services October 2013 - July 2015
UBS Financial Services October 2011 - October 2013
UBS Financial Services August 2010 - October 2011
UBS Financial Services February 2010 - May 2010
Education
Fairfield University 2006 — 2010
Bachelor of Science, Finance, Management
UBS Financial Services July 2015 - Present
UBS Financial Services October 2013 - July 2015
UBS Financial Services October 2011 - October 2013
UBS Financial Services August 2010 - October 2011
UBS Financial Services February 2010 - May 2010
Education
Fairfield University 2006 — 2010
Bachelor of Science, Finance, Management
Mark L Schwartz's UBS Financial Services Experience April 1994 - June 2015
Job managing director morgan stanley wealth management
Industry Financial Services
Experience
Morgan Stanley July 2015 - Present
ubs financial services April 1994 - June 2015
Education
DePaul University College of Law 1980 — 1983
jd
Tulane University 1976 — 1980
bs, political science
Morgan Stanley July 2015 - Present
ubs financial services April 1994 - June 2015
Education
DePaul University College of Law 1980 — 1983
jd
Tulane University 1976 — 1980
bs, political science
William T. (Bill) Tway, II's UBS Financial Services Experience 2009 - Present
Job Financial Advisor at UBS
Industry Financial Services
Experience
UBS Financial Services 2009 - Present
National City Bank of Kentucky July 1999 - May 2007
Education
DePauw University 1984 — 1988
BA Communication
UBS Financial Services 2009 - Present
National City Bank of Kentucky July 1999 - May 2007
Education
DePauw University 1984 — 1988
BA Communication
Lyle Moss's UBS Financial Services Experience August 1982 - Present
Job Senior Vice President, Wealth Advisor, Certified Portfolio Manager (CPM®) for Sound Wealth Management at UBS
Industry Financial Services
Experience
UBS Financial Services August 1982 - Present
Kidder Peabody June 1978 - August 1982
Education
Columbia University in the City of New York 2011 — 2013
Academy of Certified Portfolio Managers
University of Pennsylvania - The Wharton School 1986 — 1989
Securities Industry Institute
Washington State University 1974 — 1978
Business Administration
UBS Financial Services August 1982 - Present
Kidder Peabody June 1978 - August 1982
Education
Columbia University in the City of New York 2011 — 2013
Academy of Certified Portfolio Managers
University of Pennsylvania - The Wharton School 1986 — 1989
Securities Industry Institute
Washington State University 1974 — 1978
Business Administration
Sarah Mackie's UBS Financial Services Experience September 2004 - August 2007
Job Wealth Management Professional
Industry Financial Services
Experience
UBS AG, US Private Bank September 2007 - June 2010
UBS Financial Services September 2004 - August 2007
Education
Dartmouth College
BA, Economics
UBS AG, US Private Bank September 2007 - June 2010
UBS Financial Services September 2004 - August 2007
Education
Dartmouth College
BA, Economics
Nicholas Stell's UBS Financial Services Experience March 2004 - Present
Job Investment Associate at UBS Financial Services │ Portfolio Management │ Institutional Sales
Industry Financial Services
Experience
UBS Financial Services March 2004 - Present
FC Stone Group 2002 - 2004
Skills
Portfolio Management, Account Management, Fixed Income, Institutional Sales, Trust Operations, Institutional..., Investment Strategies, Financial Modeling, Asset Management, Cash Flow Forecasting, FASB, GAAP Standards, SSAE 16, Process Improvement, Compliance, Building Relationships, Team Leadership, Staff Management, Marketing Communications, Credit Analysis, Capital Markets, Credit Risk, Data Management, Data Analysis, Benchmarking, Reporting Systems, Relative Value, Trading, Bloomberg, Microsoft Excel, MS Excel Pivot Tables, Macro, Series 7, Series 65, Wealth Management, Risk Management, Marketing Strategy, Marketing Analytics, RFP, Equities, Investments
Education
Denison University 1997 — 2001
Bachelor of Arts, Economics
UBS Financial Services March 2004 - Present
FC Stone Group 2002 - 2004
Skills
Portfolio Management, Account Management, Fixed Income, Institutional Sales, Trust Operations, Institutional..., Investment Strategies, Financial Modeling, Asset Management, Cash Flow Forecasting, FASB, GAAP Standards, SSAE 16, Process Improvement, Compliance, Building Relationships, Team Leadership, Staff Management, Marketing Communications, Credit Analysis, Capital Markets, Credit Risk, Data Management, Data Analysis, Benchmarking, Reporting Systems, Relative Value, Trading, Bloomberg, Microsoft Excel, MS Excel Pivot Tables, Macro, Series 7, Series 65, Wealth Management, Risk Management, Marketing Strategy, Marketing Analytics, RFP, Equities, Investments
Education
Denison University 1997 — 2001
Bachelor of Arts, Economics
William Dwyer's UBS Financial Services Experience June 2007 - August 2007
Job Income Announcements Administrator at Sumitomo Mitsui Trust Bank
Industry Financial Services
Experience
Sumitomo Mitsui Trust Bank September 2013 - Present
Brown Brothers Harriman August 2008 - Present
Fairfield University September 2005 - May 2008
UBS Financial Services June 2007 - August 2007
Skills
Investments, Bloomberg, Financial Analysis, Microsoft Excel, Fixed Income, Risk Management, PowerPoint, Spanish, Analysis, Research, Access, Outlook, Microsoft Word, Derivatives, Microsoft Office
Education
Fairfield University 2004 — 2008
Bachelor of Arts, Political Science
Sumitomo Mitsui Trust Bank September 2013 - Present
Brown Brothers Harriman August 2008 - Present
Fairfield University September 2005 - May 2008
UBS Financial Services June 2007 - August 2007
Skills
Investments, Bloomberg, Financial Analysis, Microsoft Excel, Fixed Income, Risk Management, PowerPoint, Spanish, Analysis, Research, Access, Outlook, Microsoft Word, Derivatives, Microsoft Office
Education
Fairfield University 2004 — 2008
Bachelor of Arts, Political Science
Ellen Danyue Hu's UBS Financial Services Experience January 2011 - June 2011
Job Actuarial Analyst at Nyhart
Industry Financial Services
Experience
Nyhart August 2012 - Present
DePauw University September 2010 - May 2012
UBS Financial Services January 2011 - June 2011
Silicon Graphics International December 2009 - January 2010
Skills
Healthcare actuarial..., Microsoft Excel, Microsoft Office, PowerPoint, ProVal, Data Analysis, VBA, Research, Financial Modeling, Stata
Education
DePauw University 2008 — 2012
Bachelor of Arts, Economics, Mathematics
High School attached to Tsinghua University
Nyhart August 2012 - Present
DePauw University September 2010 - May 2012
UBS Financial Services January 2011 - June 2011
Silicon Graphics International December 2009 - January 2010
Skills
Healthcare actuarial..., Microsoft Excel, Microsoft Office, PowerPoint, ProVal, Data Analysis, VBA, Research, Financial Modeling, Stata
Education
DePauw University 2008 — 2012
Bachelor of Arts, Economics, Mathematics
High School attached to Tsinghua University
Kenneth Iselhart's UBS Financial Services Experience April 2005 - April 2006
Job Vice President, Private Banking at Capital One Bank
Industry Financial Services
Experience
Capital One Bank April 2012 - Present
Wells Fargo April 2006 - April 2012
UBS Financial Services April 2005 - April 2006
The Citigroup Private Bank January 1998 - March 2005
Skills
Series 7, Wealth Management, Private Banking, Credit, Commercial Lending, Lines Of Credit, Retirement Planning, FINRA, High Net Worth..., Financial Planning, Asset Management, Investments, Commercial Mortgages, Mortgage, Estate Planning, Banking, Cash Management, Loans, Securities, Fixed Income, Equities, Insurance, Strategic Financial..., Finance
Education
Cornell University 1981 — 1985
B.S., Business Management and Marketing
Capital One Bank April 2012 - Present
Wells Fargo April 2006 - April 2012
UBS Financial Services April 2005 - April 2006
The Citigroup Private Bank January 1998 - March 2005
Skills
Series 7, Wealth Management, Private Banking, Credit, Commercial Lending, Lines Of Credit, Retirement Planning, FINRA, High Net Worth..., Financial Planning, Asset Management, Investments, Commercial Mortgages, Mortgage, Estate Planning, Banking, Cash Management, Loans, Securities, Fixed Income, Equities, Insurance, Strategic Financial..., Finance
Education
Cornell University 1981 — 1985
B.S., Business Management and Marketing
Junie Djamen's UBS Financial Services Experience June 2010 - September 2010
Job International Trade Representative chez Global Agricultural Trading
Industry International Trade and Development
Experience
Global Agricultural Trading September 2011 - Present
UBS FINANCIAL SERVICES June 2010 - September 2010
COLOGNE INTERNATIONAL TRADE CENTER June 2008 - September 2009
EUREST SPORTS AND FOOD GmbH May 2009 - August 2009
Education
Keller Graduate School of Management of DeVry University 2010 — 2012
MBA Candidate
MBA, Marketing
Cologne University of Applied Sciences
ISEG Business School
BBA, International Business
University of Buea
B.A, Translation studies
University of California, Irvine-Extension
Certificate Program, International Business Operations and Management
Global Agricultural Trading September 2011 - Present
UBS FINANCIAL SERVICES June 2010 - September 2010
COLOGNE INTERNATIONAL TRADE CENTER June 2008 - September 2009
EUREST SPORTS AND FOOD GmbH May 2009 - August 2009
Education
Keller Graduate School of Management of DeVry University 2010 — 2012
MBA Candidate
MBA, Marketing
Cologne University of Applied Sciences
ISEG Business School
BBA, International Business
University of Buea
B.A, Translation studies
University of California, Irvine-Extension
Certificate Program, International Business Operations and Management
Roseann Farrell's UBS Financial Services Experience January 1992 - September 2010
Job Distributor at RevvNRG
Industry Consumer Services
Experience
RevvNRG October 2011 - Present
UBS Financial Services January 1992 - September 2010
E.F. Hutton September 1984 - January 1992
Skills
Client Services, Troubleshooting, Bartender, Cocktail Waitress
Education
Community College of Philadelphia 1983 — 1984
Interior Design
St. Maria Goretti 1979 — 1983
King Of Peace 1970 — 1979
RevvNRG October 2011 - Present
UBS Financial Services January 1992 - September 2010
E.F. Hutton September 1984 - January 1992
Skills
Client Services, Troubleshooting, Bartender, Cocktail Waitress
Education
Community College of Philadelphia 1983 — 1984
Interior Design
St. Maria Goretti 1979 — 1983
King Of Peace 1970 — 1979
Niquanda Reid's UBS Financial Services Experience September 2009 - January 2010
Job Project Manager at Intuitive Solutions
Industry Information Technology and Services
Experience
Intuitive Solutions, Inc April 2011 - Present
The PrivateBank 2013 - 2014
Intuitive Solutions 2008 - 2011
UBS Financial Services September 2009 - January 2010
Skills
Back Office, Budgets, Call Center, Project Management, Payments, Core Banking, Banking, Invoicing, Troubleshooting, Business Analysis, Access, Accounting, Analysis, CRM, Call Centers, Customer Service, Data Analysis, Databases, EHR, EMR, Finance, Financial Analysis, HIPAA, Healthcare Information..., Leadership, Management, Medical Billing, Microsoft Excel, Microsoft Office, PowerPoint, Process Improvement, Public Speaking, Strategic Planning, Training, Vendor Management
Education
DePaul University 2008 — 2012
Bachelor of Science (B.S.), Finance, General
Intuitive Solutions, Inc April 2011 - Present
The PrivateBank 2013 - 2014
Intuitive Solutions 2008 - 2011
UBS Financial Services September 2009 - January 2010
Skills
Back Office, Budgets, Call Center, Project Management, Payments, Core Banking, Banking, Invoicing, Troubleshooting, Business Analysis, Access, Accounting, Analysis, CRM, Call Centers, Customer Service, Data Analysis, Databases, EHR, EMR, Finance, Financial Analysis, HIPAA, Healthcare Information..., Leadership, Management, Medical Billing, Microsoft Excel, Microsoft Office, PowerPoint, Process Improvement, Public Speaking, Strategic Planning, Training, Vendor Management
Education
DePaul University 2008 — 2012
Bachelor of Science (B.S.), Finance, General
Jacqueline Triano's UBS Financial Services Experience November 2008 - Present
Job Director, UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services November 2008 - Present
Lehman Brothers June 2003 - October 2008
Skills
SDLC, Trading Systems, Market Data, Databases, Vendor Management, Agile Application..., Requirements Analysis, IT Strategy, Requirements Gathering, Business Analysis, Disaster Recovery, Software Project..., Enterprise Architecture
Education
De La Salle University
Bachelor of Science (BS), Computer Science
UBS Financial Services November 2008 - Present
Lehman Brothers June 2003 - October 2008
Skills
SDLC, Trading Systems, Market Data, Databases, Vendor Management, Agile Application..., Requirements Analysis, IT Strategy, Requirements Gathering, Business Analysis, Disaster Recovery, Software Project..., Enterprise Architecture
Education
De La Salle University
Bachelor of Science (BS), Computer Science
Tom Orsini's UBS Financial Services Experience January 1996 - May 2006
Job Senior Legal Counsel at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments May 2006 - Present
UBS Financial Services January 1996 - May 2006
PaineWebber January 1995 - January 1996
Skills
Securities Regulation, Securities, Privacy Law, Financial Services, Financial Regulation, Data Privacy, Operational Risk..., Financial Risk, Legal Advice, Risk Management
Education
Rutgers University School of Law - Newark 1990 — 1993
Doctor of Law (J.D.)
Drew University 1986 — 1990
Bachelor of Arts (B.A.), Economics
Fidelity Investments May 2006 - Present
UBS Financial Services January 1996 - May 2006
PaineWebber January 1995 - January 1996
Skills
Securities Regulation, Securities, Privacy Law, Financial Services, Financial Regulation, Data Privacy, Operational Risk..., Financial Risk, Legal Advice, Risk Management
Education
Rutgers University School of Law - Newark 1990 — 1993
Doctor of Law (J.D.)
Drew University 1986 — 1990
Bachelor of Arts (B.A.), Economics
JPMorgan Chase
Goldman Sachs
J.P. Morgan
Credit Suisse
Deutsche Bank
Citigroup
JP Morgan Chase
UBS