UBS Financial Services
Industry: Investment banking company
DescriptionUBS Group AG is a Swiss multinational investment bank and financial services company founded and based in Switzerland. Co-headquartered in the cities of Zürich and Basel, it maintains a presence in all major financial centers as the largest Swiss banking institution in the world. CEO: Sergio Ermotti (15 Nov 2011–) Customer service: 020 7567 8000 Headquarters: Basel, Switzerland Subsidiaries: UBS Limited, UBS Investment Bank,
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UBS Financial Services Employees
Employee
Years
Job
Industry
Marzena Fuller, CISA Marzena Fuller, CISA's UBS Financial Services Experience 2005 - 2006
Job Director, Security Compliance at Sumo Logic
Industry Information Technology and Services
Experience
Sumo Logic April 2015 - Present
Splunk, Inc April 2012 - April 2015
BrightLine CPAs & Associates, Inc. September 2010 - January 2012
PricewaterhouseCoopers July 2007 - September 2010
UBS Financial Services 2005 - 2006
Skills
IT Audit, SOX, Internal Controls, SSAE16, PCI, SOC1, SOC2, IT General Controls, IT Application Controls, Business Process..., Business Process, Sarbanes-Oxley Act, IT Controls, Internal Audit, Enterprise Risk..., Security, SSAE 16, Computer Security, Payment Industry, Information Technology, Business Continuity, SAS70, CISA, Risk Management, IT Management, Information Security, Governance, SDLC, PCI DSS, CISSP, Auditing, Process Improvement, Management, ISO 27001, Business Process..., Enterprise Software, Financial Risk, Leadership, IT Strategy, PMO, Information Security..., Cloud Computing, Vendor Management, Project Management, Program Management, SaaS
Education
Harvard University 2013 — 2016
Master's degree - expected to graduate in 2016, Information Technology Management, Extension Program
University, San Francisco 2002 — 2006
Bachelor, Management Information Systems, GPA 3.96
Sumo Logic April 2015 - Present
Splunk, Inc April 2012 - April 2015
BrightLine CPAs & Associates, Inc. September 2010 - January 2012
PricewaterhouseCoopers July 2007 - September 2010
UBS Financial Services 2005 - 2006
Skills
IT Audit, SOX, Internal Controls, SSAE16, PCI, SOC1, SOC2, IT General Controls, IT Application Controls, Business Process..., Business Process, Sarbanes-Oxley Act, IT Controls, Internal Audit, Enterprise Risk..., Security, SSAE 16, Computer Security, Payment Industry, Information Technology, Business Continuity, SAS70, CISA, Risk Management, IT Management, Information Security, Governance, SDLC, PCI DSS, CISSP, Auditing, Process Improvement, Management, ISO 27001, Business Process..., Enterprise Software, Financial Risk, Leadership, IT Strategy, PMO, Information Security..., Cloud Computing, Vendor Management, Project Management, Program Management, SaaS
Education
Harvard University 2013 — 2016
Master's degree - expected to graduate in 2016, Information Technology Management, Extension Program
University, San Francisco 2002 — 2006
Bachelor, Management Information Systems, GPA 3.96
Eugenio A. Permuy's UBS Financial Services Experience January 2006 - Present
Job Vice President Investments at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services January 2006 - Present
Prudential Securities/Wachovia Securities September 2000 - January 2006
Skills
Investments, Series 7, Wealth Management, Alternative Investments, Asset Allocation, Investment Strategies, Asset Management, Portfolio Management, Hedge Funds, Retirement Planning, Wealth Management..., Private Banking, Strategic Financial..., Separately Managed..., Financial Advisory, Structured Products, Retirement, ETFs, Options, Estate Planning, Banking, Risk Management, Trading, Finance, Insurance, Credit, Financial Services, Financial Analysis, Financial Markets, Securities, Capital Markets, Investment Advisory
Education
Florida State University 1992 — 1996
B.S. Finance
UBS Financial Services January 2006 - Present
Prudential Securities/Wachovia Securities September 2000 - January 2006
Skills
Investments, Series 7, Wealth Management, Alternative Investments, Asset Allocation, Investment Strategies, Asset Management, Portfolio Management, Hedge Funds, Retirement Planning, Wealth Management..., Private Banking, Strategic Financial..., Separately Managed..., Financial Advisory, Structured Products, Retirement, ETFs, Options, Estate Planning, Banking, Risk Management, Trading, Finance, Insurance, Credit, Financial Services, Financial Analysis, Financial Markets, Securities, Capital Markets, Investment Advisory
Education
Florida State University 1992 — 1996
B.S. Finance
Jeff Burke Jeff Burke's UBS Financial Services Experience September 2002 - Present
Job Sr. Vice President, Sr. Portfolio Manager, UBS
Industry Investment Management
Experience
UBS Financial Services September 2002 - Present
Marin Primary and Middle School June 2012 - July 2014
South Kent School June 2011 - June 2014
Netgratus 2001 - 2002
Susquehanna Radio 1997 - 1999
KABL 1990 - 1994
Education
Hamilton College 1985 — 1989
BA, History, Gov
South Kent School
UBS Financial Services September 2002 - Present
Marin Primary and Middle School June 2012 - July 2014
South Kent School June 2011 - June 2014
Netgratus 2001 - 2002
Susquehanna Radio 1997 - 1999
KABL 1990 - 1994
Education
Hamilton College 1985 — 1989
BA, History, Gov
South Kent School
Nicole Marrero Nicole Marrero's UBS Financial Services Experience May 2008 - August 2008
Job RN at Bayfront Health St. Petersburg
Industry Hospital & Health Care
Experience
Bayfront Health St. Petersburg December 2012 - Present
Village Inn Restaurant June 2010 - December 2012
Village Inn Resturant 2010 - December 2012
Open Heart Intensive Care Unit at Health Park Hospital July 2012 - August 2012
Community Health January 2012 - May 2012
Mental Health Nursing- David Lawrence Center May 2011 - June 2011
UBS Financial Services May 2008 - August 2008
Skills
Nursing, Critical Care, Hospitals, Healthcare, Medical/Surgical, BLS, Acute Care, ACLS
Education
Florida Gulf Coast University 2008 — 2012
Bachelor of Science in Nursing, Registered Nursing/Registered Nurse
Florida Gulf Coast University 2008 — 2012
Bachelor of Science, Nursing
Bayfront Health St. Petersburg December 2012 - Present
Village Inn Restaurant June 2010 - December 2012
Village Inn Resturant 2010 - December 2012
Open Heart Intensive Care Unit at Health Park Hospital July 2012 - August 2012
Community Health January 2012 - May 2012
Mental Health Nursing- David Lawrence Center May 2011 - June 2011
UBS Financial Services May 2008 - August 2008
Skills
Nursing, Critical Care, Hospitals, Healthcare, Medical/Surgical, BLS, Acute Care, ACLS
Education
Florida Gulf Coast University 2008 — 2012
Bachelor of Science in Nursing, Registered Nursing/Registered Nurse
Florida Gulf Coast University 2008 — 2012
Bachelor of Science, Nursing
M. Camille Winfrey's UBS Financial Services Experience May 2008 - May 2009
Job Market Sales Manager
Industry Financial Services
Experience
Merrill Edge August 2012 - Present
Merrill Edge March 2010 - August 2012
USC Lambda Alumni Association May 2009 - August 2010
UBS Financial Services May 2008 - May 2009
Reaching Out MBA Conference January 2007 - October 2007
Imperial Capital Bank May 2007 - August 2007
JPMorganChase March 2003 - June 2006
Citizens Trust Bank January 2001 - February 2003
Citizens Trust Bank January 2000 - January 2001
Citizens Trust Bank January 1999 - January 2000
Skills
Banking, Credit, Financial Services, Series 7, Investments, Loans, Strategic Financial..., Credit Analysis, Leadership, Management
Education
University of Southern California - Marshall School of Business 2006 — 2008
M.B.A., Business of Entertainment and Finance
Florida Agricultural and Mechanical University 1992 — 1997
B.S., Business Administration
DeKalb Center for the Performing Arts at Avondale 1987 — 1992
Advanced Academic Degree with Excellence, Visual and Performing Arts, 4.17 GPA
Merrill Edge August 2012 - Present
Merrill Edge March 2010 - August 2012
USC Lambda Alumni Association May 2009 - August 2010
UBS Financial Services May 2008 - May 2009
Reaching Out MBA Conference January 2007 - October 2007
Imperial Capital Bank May 2007 - August 2007
JPMorganChase March 2003 - June 2006
Citizens Trust Bank January 2001 - February 2003
Citizens Trust Bank January 2000 - January 2001
Citizens Trust Bank January 1999 - January 2000
Skills
Banking, Credit, Financial Services, Series 7, Investments, Loans, Strategic Financial..., Credit Analysis, Leadership, Management
Education
University of Southern California - Marshall School of Business 2006 — 2008
M.B.A., Business of Entertainment and Finance
Florida Agricultural and Mechanical University 1992 — 1997
B.S., Business Administration
DeKalb Center for the Performing Arts at Avondale 1987 — 1992
Advanced Academic Degree with Excellence, Visual and Performing Arts, 4.17 GPA
Jack Knight Jack Knight's UBS Financial Services Experience June 2007 - May 2009
Job
Industry Financial Services
Experience
First Republic Bank October 2011 - Present
Fordham University Schools of Business April 2011 - Present
Mt. St. Mary's College Regents' Council October 2004 - Present
Laguna Honda Foundation May 2005 - February 2013
Family House December 2009 - December 2012
Catholic Charities/CYO San Francisco December 2006 - October 2012
First Republic Bank August 2009 - January 2012
UBS Financial Services June 2007 - May 2009
UBOC Foundation January 2005 - June 2007
Westside Community Services January 2002 - June 2007
Skills
Banking, Loans, Commercial Banking, Credit, Treasury Management, Securities, Portfolio Management, Cash Management, Commercial Lending, Investments, Private Banking, Risk Management, Financial Modeling, Financial Services, Relationship Management, Strategic Financial..., Financial Risk, Financial Advisory, Leadership, Corporate Finance, Financial Analysis, Retail Banking, Mutual Funds, Credit Risk, Due Diligence, Executive Management, Finance, Valuation, Small Business Lending, Wealth Management, Funding, Operational Risk, Payments, Asset Management, Investment Banking, Consumer Lending, Mergers & Acquisitions, Credit Analysis, Capital Markets, AML, Mortgage Lending, Asset Allocation, Series 7, Business Development, Credit Cards, Operational Risk..., Private Equity, Equities, Fixed Income
Education
Mount Saint Mary's University 1991 — 1996
MA, Theology
Fordham Gabelli School of Business 1980 — 1984
MBA, Finance & Quantitative Methods
Queens College 1967 — 1978
BA, Economics
Mater Christi 1965 — 1967
Cathedral Prep Seminary 1963 — 1965
St Pascal Baylon 1956 — 1963
Harvard Business School
First Republic Bank October 2011 - Present
Fordham University Schools of Business April 2011 - Present
Mt. St. Mary's College Regents' Council October 2004 - Present
Laguna Honda Foundation May 2005 - February 2013
Family House December 2009 - December 2012
Catholic Charities/CYO San Francisco December 2006 - October 2012
First Republic Bank August 2009 - January 2012
UBS Financial Services June 2007 - May 2009
UBOC Foundation January 2005 - June 2007
Westside Community Services January 2002 - June 2007
Skills
Banking, Loans, Commercial Banking, Credit, Treasury Management, Securities, Portfolio Management, Cash Management, Commercial Lending, Investments, Private Banking, Risk Management, Financial Modeling, Financial Services, Relationship Management, Strategic Financial..., Financial Risk, Financial Advisory, Leadership, Corporate Finance, Financial Analysis, Retail Banking, Mutual Funds, Credit Risk, Due Diligence, Executive Management, Finance, Valuation, Small Business Lending, Wealth Management, Funding, Operational Risk, Payments, Asset Management, Investment Banking, Consumer Lending, Mergers & Acquisitions, Credit Analysis, Capital Markets, AML, Mortgage Lending, Asset Allocation, Series 7, Business Development, Credit Cards, Operational Risk..., Private Equity, Equities, Fixed Income
Education
Mount Saint Mary's University 1991 — 1996
MA, Theology
Fordham Gabelli School of Business 1980 — 1984
MBA, Finance & Quantitative Methods
Queens College 1967 — 1978
BA, Economics
Mater Christi 1965 — 1967
Cathedral Prep Seminary 1963 — 1965
St Pascal Baylon 1956 — 1963
Harvard Business School
Martha Insignares Martha Insignares's UBS Financial Services Experience May 2001 - November 2008
Job Client service associate
Industry Financial Services
Experience
Northeast Securities January 2010 - October 2014
UBS Financial Services May 2001 - November 2008
Prudential Securities July 1997 - May 2001
Skills
Corporate Finance, Back Office, Middle Office, Investment Banking, Private Banking, Client Services, Bonds
Education
Florida Memorial College 1994 — 1997
Miami Dade College 1991 — 1993
Northeast Securities January 2010 - October 2014
UBS Financial Services May 2001 - November 2008
Prudential Securities July 1997 - May 2001
Skills
Corporate Finance, Back Office, Middle Office, Investment Banking, Private Banking, Client Services, Bonds
Education
Florida Memorial College 1994 — 1997
Miami Dade College 1991 — 1993
Carla Boggess Carla Boggess's UBS Financial Services Experience April 2006 - February 2008
Job Associate Vice President at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. March 2013 - Present
Morgan Stanley February 2008 - March 2013
UBS Financial Services April 2006 - February 2008
Smith Barney April 1998 - April 2006
Skills
Series 7, 65, 63, 3, 9,..., Health, Annuity, and..., Wealth Management, Risk Management, Small Business, Finance, Financial Services, Series 7, Mutual Funds, Equities, Series 63, Investments, Securities, Retirement Planning, Portfolio Management, Investment Advisory, Fixed Income
Education
Florida Gulf Coast University 2005 — 2013
Master of Business Administration (M.B.A.), Interdisciplinary
Monmouth University
Master of Arts (M.A.), Psychology
University of Alabama
Bachelor of Arts (B.A.), French Studies/Sociology
Ameriprise Financial Services, Inc. March 2013 - Present
Morgan Stanley February 2008 - March 2013
UBS Financial Services April 2006 - February 2008
Smith Barney April 1998 - April 2006
Skills
Series 7, 65, 63, 3, 9,..., Health, Annuity, and..., Wealth Management, Risk Management, Small Business, Finance, Financial Services, Series 7, Mutual Funds, Equities, Series 63, Investments, Securities, Retirement Planning, Portfolio Management, Investment Advisory, Fixed Income
Education
Florida Gulf Coast University 2005 — 2013
Master of Business Administration (M.B.A.), Interdisciplinary
Monmouth University
Master of Arts (M.A.), Psychology
University of Alabama
Bachelor of Arts (B.A.), French Studies/Sociology
Pat Picornell, CFP Pat Picornell, CFP's UBS Financial Services Experience January 2008 - Present
Job Vice President Wealth Management at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services January 2008 - Present
A G Edwards & Sons, Inc. August 1999 - January 2008
First Union Brokerage Services 1993 - 1999
Education
Florida Institute of Technology 1982 — 1985
Bachelor's degree, Electrical Engineering
United States Military Academy at West Point 1980 — 1982
UBS Financial Services January 2008 - Present
A G Edwards & Sons, Inc. August 1999 - January 2008
First Union Brokerage Services 1993 - 1999
Education
Florida Institute of Technology 1982 — 1985
Bachelor's degree, Electrical Engineering
United States Military Academy at West Point 1980 — 1982
Graham Gaule's UBS Financial Services Experience December 2013 - May 2015
Job Grand Valley State University
Industry Financial Services
Experience
UBS Financial Services December 2013 - May 2015
Blackford Capital January 2015 - April 2015
Grand Valley State University August 2012 - July 2014
UPS Supply Chain Solutions September 2011 - December 2011
Skills
Management, Research, Social Networking, Social Media Marketing, Marketing, Financial Analysis, Customer Service, Finance, Investments, Facebook
Education
Grand Valley State University 2011 — 2015
International Business & Finance
Sophia University Tokyo, Japan 2013 — 2013
None, Summer Study Abroad
UBS Financial Services December 2013 - May 2015
Blackford Capital January 2015 - April 2015
Grand Valley State University August 2012 - July 2014
UPS Supply Chain Solutions September 2011 - December 2011
Skills
Management, Research, Social Networking, Social Media Marketing, Marketing, Financial Analysis, Customer Service, Finance, Investments, Facebook
Education
Grand Valley State University 2011 — 2015
International Business & Finance
Sophia University Tokyo, Japan 2013 — 2013
None, Summer Study Abroad
Haley Grant Haley Grant's UBS Financial Services Experience April 2013 - December 2013
Job JD Candidate, Seattle University Law 2017
Industry Legal Services
Experience
Rush, Hannula, Harkins, & Kyler May 2015 - August 2015
Northern California Innocence Project August 2013 - December 2013
UBS Financial Services April 2013 - December 2013
Splendid, a division of VF Corporation April 2013 - August 2013
Law Offices of Maryann Di Re/Heather Bliss June 2012 - September 2012
Nordstrom May 2011 - November 2011
Parkland Chevrolet April 2008 - August 2010
Skills
Microsoft Excel, Microsoft Word, Facebook, Social Media, PowerPoint, Microsoft Office, Access, Leadership, Customer Service, Marketing, Social Networking, Teamwork, Accounting, Social Media Marketing, Public Speaking, Research, Outlook, Time Management, Spanish, Sales, Data Analysis
Education
Seattle University School of Law 2014 — 2017
Juris Doctor (J.D.)
Santa Clara University 2011 — 2014
Bachelor of Science (BS), Finance
Gonzaga University 2010 — 2011
Bellarmine Preparatory-Tacoma, WA 2006 — 2010
Rush, Hannula, Harkins, & Kyler May 2015 - August 2015
Northern California Innocence Project August 2013 - December 2013
UBS Financial Services April 2013 - December 2013
Splendid, a division of VF Corporation April 2013 - August 2013
Law Offices of Maryann Di Re/Heather Bliss June 2012 - September 2012
Nordstrom May 2011 - November 2011
Parkland Chevrolet April 2008 - August 2010
Skills
Microsoft Excel, Microsoft Word, Facebook, Social Media, PowerPoint, Microsoft Office, Access, Leadership, Customer Service, Marketing, Social Networking, Teamwork, Accounting, Social Media Marketing, Public Speaking, Research, Outlook, Time Management, Spanish, Sales, Data Analysis
Education
Seattle University School of Law 2014 — 2017
Juris Doctor (J.D.)
Santa Clara University 2011 — 2014
Bachelor of Science (BS), Finance
Gonzaga University 2010 — 2011
Bellarmine Preparatory-Tacoma, WA 2006 — 2010
Irene Apgar Irene Apgar's UBS Financial Services Experience 1997 - Present
Job Branch Office Manager, Financial Advisor at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services 1997 - Present
Education
High Point University 1991 — 1995
Bachelor of Science, International Business
UBS Financial Services 1997 - Present
Education
High Point University 1991 — 1995
Bachelor of Science, International Business
Melissa Tucciarone Melissa Tucciarone's UBS Financial Services Experience June 2011 - January 2015
Job Regional Advisor Consultant at OppenheimerFunds
Industry Financial Services
Experience
OppenheimerFunds February 2015 - Present
UBS Financial Services June 2011 - January 2015
Education
Fordham University 2008 — 2011
Bachelor of Science (BS), Business Administration and Management, General
OppenheimerFunds February 2015 - Present
UBS Financial Services June 2011 - January 2015
Education
Fordham University 2008 — 2011
Bachelor of Science (BS), Business Administration and Management, General
Andrew Kwan Andrew Kwan's UBS Financial Services Experience June 2010 - August 2010
Job Investment Associate, AVP at Citi
Industry Financial Services
Experience
Citi September 2014 - Present
Citi February 2014 - August 2014
Citi June 2012 - January 2014
UBS Financial Services June 2010 - August 2010
Skills
Bloomberg, Financial Modeling, Financial Analysis, Valuation, Corporate Finance, Investments, Finance, Private Banking, Portfolio Management, Bloomberg Terminal, Fixed Income, Equities, Credit Analysis, Capital Markets, Private Equity, Investment Banking, Derivatives, Economics, Equity Research, Microsoft Excel, Due Diligence, Alternative Investments, Banking, Hedge Funds, Wealth Management, Asset Management, Accounting, Financial Markets, Series 63, Asset Allocation, Investment Management
Education
University of Southern California 2008 — 2012
BA/BS, Accounting, Business Administration, Sociology
HEC School of Management 2011 — 2011
Study Abroad, International Business
Citi September 2014 - Present
Citi February 2014 - August 2014
Citi June 2012 - January 2014
UBS Financial Services June 2010 - August 2010
Skills
Bloomberg, Financial Modeling, Financial Analysis, Valuation, Corporate Finance, Investments, Finance, Private Banking, Portfolio Management, Bloomberg Terminal, Fixed Income, Equities, Credit Analysis, Capital Markets, Private Equity, Investment Banking, Derivatives, Economics, Equity Research, Microsoft Excel, Due Diligence, Alternative Investments, Banking, Hedge Funds, Wealth Management, Asset Management, Accounting, Financial Markets, Series 63, Asset Allocation, Investment Management
Education
University of Southern California 2008 — 2012
BA/BS, Accounting, Business Administration, Sociology
HEC School of Management 2011 — 2011
Study Abroad, International Business
William Giordano, Jr. William Giordano, Jr.'s UBS Financial Services Experience November 2011 - Present
Job Senior Wealth Strategy Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services November 2011 - Present
Merrill Lynch August 2004 - November 2011
Education
Fordham University - Graduate School of Business Administration 2006 — 2008
Master of Business Administration (MBA), Accounting and Finance
Saint John's University - Peter J. Tobin College of Business 1998 — 2003
B.S., Finance
UBS Financial Services November 2011 - Present
Merrill Lynch August 2004 - November 2011
Education
Fordham University - Graduate School of Business Administration 2006 — 2008
Master of Business Administration (MBA), Accounting and Finance
Saint John's University - Peter J. Tobin College of Business 1998 — 2003
B.S., Finance
Kim DiGiovanni Kim DiGiovanni's UBS Financial Services Experience February 2010 - October 2011
Job Director, Institutional Investments Stable Value, Prudential Financial
Industry Insurance
Experience
Prudential Financial January 2015 - Present
Prudential Financial April 2012 - January 2015
Prudential Financial October 2010 - April 2012
UBS Financial Services February 2010 - October 2011
UBS Wealth Management January 2007 - February 2010
Bressler, Amery & Ross, P.C. September 2004 - January 2007
Education
Fairleigh Dickinson University 2001 — 2004
Bachelor of Science, Political Science
Kittatinny Regional High School 1996 — 2000
High School Diploma, General Studies
Prudential Financial January 2015 - Present
Prudential Financial April 2012 - January 2015
Prudential Financial October 2010 - April 2012
UBS Financial Services February 2010 - October 2011
UBS Wealth Management January 2007 - February 2010
Bressler, Amery & Ross, P.C. September 2004 - January 2007
Education
Fairleigh Dickinson University 2001 — 2004
Bachelor of Science, Political Science
Kittatinny Regional High School 1996 — 2000
High School Diploma, General Studies
Howard Cohen Howard Cohen's UBS Financial Services Experience December 2005 - August 2007
Job FreeLance Writer/Editor
Industry Public Relations and Communications
Experience
Bessemer Trust April 2014 - September 2014
Teacher's Retirement System of New York City August 2013 - March 2014
Self-Employed January 2011 - March 2014
Oppenheimer Funds, Inc. November 2012 - May 2013
TIAA-CREF April 2011 - April 2012
HRC Global Communications, Inc. July 2002 - December 2010
Hunter College January 2009 - June 2010
UBS Financial Services December 2005 - August 2007
Deutsche Bank May 2000 - March 2002
Fried, Frank, Harris, Shriver & Jacobson April 1999 - May 2000
Skills
Speech Writing, Web Content, Internal & External..., Media Relations, Crisis Communications, Editing, Public Speaking, Financial Services, Publications, Corporate Communications, Strategic Communications, Press Releases, Strategic Planning, Content Management, Investor Relations, Marketing, Corporate Branding, Social Networking, Product Marketing, Fundraising, Event Planning, Copy Editing, Copywriting, New Media, Brochures, Editorial, Marketing Strategy, Public Relations, Marketing Communications, Integrated Marketing, Publishing, Content Development, Research, Proofreading, Non-profits, Social Media Marketing, Advertising, Internal Communications, Creative Writing, Online Marketing, Content Strategy, Blogging, Social Media, Digital Media, Journalism, Newsletters, Digital Marketing, Magazines, Thought Leadership, Event Management
Education
HEC Paris 1997 — 1997
International Business, Marketing and French Language
New York University - Leonard N. Stern School of Business 1991 — 1997
M.B.A., Marketing, International Business
University of Pennsylvania 1977 — 1981
B.A., English
Great Neck North
Great Neck North
Great Neck North High School
Bessemer Trust April 2014 - September 2014
Teacher's Retirement System of New York City August 2013 - March 2014
Self-Employed January 2011 - March 2014
Oppenheimer Funds, Inc. November 2012 - May 2013
TIAA-CREF April 2011 - April 2012
HRC Global Communications, Inc. July 2002 - December 2010
Hunter College January 2009 - June 2010
UBS Financial Services December 2005 - August 2007
Deutsche Bank May 2000 - March 2002
Fried, Frank, Harris, Shriver & Jacobson April 1999 - May 2000
Skills
Speech Writing, Web Content, Internal & External..., Media Relations, Crisis Communications, Editing, Public Speaking, Financial Services, Publications, Corporate Communications, Strategic Communications, Press Releases, Strategic Planning, Content Management, Investor Relations, Marketing, Corporate Branding, Social Networking, Product Marketing, Fundraising, Event Planning, Copy Editing, Copywriting, New Media, Brochures, Editorial, Marketing Strategy, Public Relations, Marketing Communications, Integrated Marketing, Publishing, Content Development, Research, Proofreading, Non-profits, Social Media Marketing, Advertising, Internal Communications, Creative Writing, Online Marketing, Content Strategy, Blogging, Social Media, Digital Media, Journalism, Newsletters, Digital Marketing, Magazines, Thought Leadership, Event Management
Education
HEC Paris 1997 — 1997
International Business, Marketing and French Language
New York University - Leonard N. Stern School of Business 1991 — 1997
M.B.A., Marketing, International Business
University of Pennsylvania 1977 — 1981
B.A., English
Great Neck North
Great Neck North
Great Neck North High School
Frank C Senzino II Frank C Senzino II's UBS Financial Services Experience April 2007 - December 2009
Job AVP, Consulting Group Analyst The Deatherage Group at Morgan Stanley Private Wealth Management
Industry Financial Services
Experience
Morgan Stanley January 2009 - Present
UBS Financial Services April 2007 - December 2009
UBS Financial Services May 2006 - May 2007
UBS December 2005 - May 2006
Skills
Wealth Management, Bloomberg Terminal, Thomson One, Investment Advisory, Bonds, Series 7, Fixed Income, Equities, Portfolio Management, Investments, Capital Markets
Education
Fairleigh Dickinson University 2002 — 2006
Bachelor of Science, Finance
Morgan Stanley January 2009 - Present
UBS Financial Services April 2007 - December 2009
UBS Financial Services May 2006 - May 2007
UBS December 2005 - May 2006
Skills
Wealth Management, Bloomberg Terminal, Thomson One, Investment Advisory, Bonds, Series 7, Fixed Income, Equities, Portfolio Management, Investments, Capital Markets
Education
Fairleigh Dickinson University 2002 — 2006
Bachelor of Science, Finance
James M. Macauda's UBS Financial Services Experience September 2009 - January 2010
Job Junior MBS Trader
Industry Financial Services
Experience
Royal Bank of Scotland July 2010 - May 2012
UBS Financial Services September 2009 - January 2010
Diamondback Capital Management LLC June 2008 - August 2009
Skills
MBS, Bloomberg, Fixed Income, Financial Modeling
Education
Fairfield University 2010 — 2012
M.S. Finance
Fordham University 2006 — 2010
B.S. Finance
Royal Bank of Scotland July 2010 - May 2012
UBS Financial Services September 2009 - January 2010
Diamondback Capital Management LLC June 2008 - August 2009
Skills
MBS, Bloomberg, Fixed Income, Financial Modeling
Education
Fairfield University 2010 — 2012
M.S. Finance
Fordham University 2006 — 2010
B.S. Finance
Juan Carlos Campuzano Juan Carlos Campuzano's UBS Financial Services Experience 2005 - 2008
Job President & Chief Operating Officer at Oberlin Wealth Partners, LLC
Industry Investment Management
Experience
Oberlin Wealth Partners, LLC January 2015 - Present
Northern Trust 2008 - November 2014
UBS Financial Services 2005 - 2008
Northern Trust Corporation 2001 - 2005
Interprise Technology Partners 1999 - 2001
INVESCO Capital Management 1992 - 1999
Coopers & Lybrand 1982 - 1990
Skills
General Management,..., Equities, Banking, Asset Managment, Wealth Management, Finance, Management, Investment Management, Wealth Management..., Auditing, Asset Management, Financial Modeling, Alternative Investments, Latin America, Hedge Funds, Due Diligence, Strategic Planning, Valuation, Private Equity, Mergers & Acquisitions, Private Banking, Financial Analysis, Accounting, Wealth, Portfolio Management, Strategic Financial..., Capital Markets, Securities, Fixed Income, Asset Allocation, Financial Planning
Education
Harvard Business School 1990 — 1992
MBA, Finance & General Management
University of Miami 1978 — 1982
Bachelor of Business Administration (BBA), Accounting, Cum Laude
Oberlin Wealth Partners, LLC January 2015 - Present
Northern Trust 2008 - November 2014
UBS Financial Services 2005 - 2008
Northern Trust Corporation 2001 - 2005
Interprise Technology Partners 1999 - 2001
INVESCO Capital Management 1992 - 1999
Coopers & Lybrand 1982 - 1990
Skills
General Management,..., Equities, Banking, Asset Managment, Wealth Management, Finance, Management, Investment Management, Wealth Management..., Auditing, Asset Management, Financial Modeling, Alternative Investments, Latin America, Hedge Funds, Due Diligence, Strategic Planning, Valuation, Private Equity, Mergers & Acquisitions, Private Banking, Financial Analysis, Accounting, Wealth, Portfolio Management, Strategic Financial..., Capital Markets, Securities, Fixed Income, Asset Allocation, Financial Planning
Education
Harvard Business School 1990 — 1992
MBA, Finance & General Management
University of Miami 1978 — 1982
Bachelor of Business Administration (BBA), Accounting, Cum Laude
Deborah Dykstra Deborah Dykstra's UBS Financial Services Experience 2000 - Present
Job Senior Registered Branch Service Assoc.at UBS
Industry Financial Services
Brad Bollier's UBS Financial Services Experience 2001 - 2002
Job Area Director
Industry Banking
Experience
Georgia's Own Credit Union April 2010 - Present
Citibank 2002 - April 2010
UBS Financial Services 2001 - 2002
Jon J. Bollier, CPA 1997 - 2000
Skills
Portfolio Management, Credit, Strategic Planning, Credit Risk, Analysis, CRM, Cross-functional Team..., Banking, Commercial Banking, Credit Analysis, Business Development, Leadership, Risk Management, Investments, Sales, Loans, Finance, Business Analysis, Management, Retail Banking, Financial Analysis, Strategy, Financial Services, Consumer Lending, Commercial Lending, Relationship Management, Underwriting, Accounting, Loan Origination, Mortgage Lending, Cash Management, Small Business Lending, Asset Management, Treasury Management, Wealth Management, Branch Management, Commercial Mortgages, Cross Selling, Lines Of Credit, Commercial Real Estate, Sales Management, Asset Based Lending, Capital Markets, New Business Development, Coaching
Education
Fordham Gabelli School of Business 2006 — 2009
MBA, Marketing & Management
Florida State University 1995 — 1999
Bachelor of Science, Sport Management
Georgia's Own Credit Union April 2010 - Present
Citibank 2002 - April 2010
UBS Financial Services 2001 - 2002
Jon J. Bollier, CPA 1997 - 2000
Skills
Portfolio Management, Credit, Strategic Planning, Credit Risk, Analysis, CRM, Cross-functional Team..., Banking, Commercial Banking, Credit Analysis, Business Development, Leadership, Risk Management, Investments, Sales, Loans, Finance, Business Analysis, Management, Retail Banking, Financial Analysis, Strategy, Financial Services, Consumer Lending, Commercial Lending, Relationship Management, Underwriting, Accounting, Loan Origination, Mortgage Lending, Cash Management, Small Business Lending, Asset Management, Treasury Management, Wealth Management, Branch Management, Commercial Mortgages, Cross Selling, Lines Of Credit, Commercial Real Estate, Sales Management, Asset Based Lending, Capital Markets, New Business Development, Coaching
Education
Fordham Gabelli School of Business 2006 — 2009
MBA, Marketing & Management
Florida State University 1995 — 1999
Bachelor of Science, Sport Management
Carl Crowley Carl Crowley's UBS Financial Services Experience 2005 - March 2009
Job Vice President Private Client Group at Boenning & Scattergood
Industry Financial Services
Experience
Boenning & Scattergood March 2009 - Present
UBS Financial Services 2005 - March 2009
Morgan Stanley November 1995 - September 2005
Education
Gettysburg College 1988 — 1992
Boenning & Scattergood March 2009 - Present
UBS Financial Services 2005 - March 2009
Morgan Stanley November 1995 - September 2005
Education
Gettysburg College 1988 — 1992
Gertrude Siziba Gertrude Siziba's UBS Financial Services Experience January 2011 - January 2011
Job Financial Risk Management at KPMG
Industry Financial Services
Experience
KPMG July 2015 - Present
myCIO Wealth Partners February 2015 - July 2015
Philadelphia Mental Health Center November 2013 - January 2015
New Penn Financial, LLC November 2012 - September 2013
Norfolk Southern May 2012 - August 2012
Roanoke Small Business Development Center January 2012 - May 2012
Hollins University February 2012 - April 2012
Hollins University January 2010 - January 2012
UBS Financial Services January 2011 - January 2011
Cavener's Library & Office Supplies January 2009 - May 2009
Skills
Relationship Management, Communication, Microsoft Office, SAP, InDesign, Foreign Languages, Office Administration, SPSS, QuickBooks, Bloomberg Terminal, Research, Data Analysis, Financial Analysis, Data Validation, Marketing, Customer Service, coun, Accounting, Event Planning, Fundraising, Team Leadership, Economics, Business Planning, Microsoft Excel, Teamwork, PowerPoint
Education
St. Joseph's University 2013 — 2015
Master of Science (MS), Finance and Financial Management Services
Hollins University 2010 — 2012
BA, Business, Economics
Cottey College 2007 — 2009
AS, Business, Economics
Dominican Convent High School 2002 — 2006
A Level, Business/Commerce, General
KPMG July 2015 - Present
myCIO Wealth Partners February 2015 - July 2015
Philadelphia Mental Health Center November 2013 - January 2015
New Penn Financial, LLC November 2012 - September 2013
Norfolk Southern May 2012 - August 2012
Roanoke Small Business Development Center January 2012 - May 2012
Hollins University February 2012 - April 2012
Hollins University January 2010 - January 2012
UBS Financial Services January 2011 - January 2011
Cavener's Library & Office Supplies January 2009 - May 2009
Skills
Relationship Management, Communication, Microsoft Office, SAP, InDesign, Foreign Languages, Office Administration, SPSS, QuickBooks, Bloomberg Terminal, Research, Data Analysis, Financial Analysis, Data Validation, Marketing, Customer Service, coun, Accounting, Event Planning, Fundraising, Team Leadership, Economics, Business Planning, Microsoft Excel, Teamwork, PowerPoint
Education
St. Joseph's University 2013 — 2015
Master of Science (MS), Finance and Financial Management Services
Hollins University 2010 — 2012
BA, Business, Economics
Cottey College 2007 — 2009
AS, Business, Economics
Dominican Convent High School 2002 — 2006
A Level, Business/Commerce, General
Mikala Corbin Mikala Corbin's UBS Financial Services Experience October 2008 - December 2008
Job Operational leader
Industry Hospitality
Experience
Gap Inc./ Banana Republic May 2015 - Present
The Ritz-Carlton Hotel Company, L.L.C. October 2013 - Present
Terranea Resort by Destination Hotels & Resorts April 2013 - September 2013
Terranea Resort July 2011 - March 2013
Royal Sonesta Hotel Boston October 2010 - May 2011
Royal Sonesta Hotel Boston August 2009 - October 2010
Flansburgh Architects, Inc. January 2009 - May 2009
UBS Financial Services October 2008 - December 2008
Northeastern University Leadership Office September 2006 - May 2007
Skills
Customer Service, Hotels, Accounting, Microsoft Office, Outlook, Administration, Team Leadership, Teamwork, Telephone Skills, Writing, Microsoft Word, Spanish, Customer Satisfaction, Hospitality, Time Management, Leadership, Resorts, Hospitality Management, Management, Food & Beverage
Education
Northeastern University 2004 — 2008
Bachelor of Arts, Communications
Goldsmiths, University of London 2007 — 2007
Study Abroad Program, Communication, History, Media
Gap Inc./ Banana Republic May 2015 - Present
The Ritz-Carlton Hotel Company, L.L.C. October 2013 - Present
Terranea Resort by Destination Hotels & Resorts April 2013 - September 2013
Terranea Resort July 2011 - March 2013
Royal Sonesta Hotel Boston October 2010 - May 2011
Royal Sonesta Hotel Boston August 2009 - October 2010
Flansburgh Architects, Inc. January 2009 - May 2009
UBS Financial Services October 2008 - December 2008
Northeastern University Leadership Office September 2006 - May 2007
Skills
Customer Service, Hotels, Accounting, Microsoft Office, Outlook, Administration, Team Leadership, Teamwork, Telephone Skills, Writing, Microsoft Word, Spanish, Customer Satisfaction, Hospitality, Time Management, Leadership, Resorts, Hospitality Management, Management, Food & Beverage
Education
Northeastern University 2004 — 2008
Bachelor of Arts, Communications
Goldsmiths, University of London 2007 — 2007
Study Abroad Program, Communication, History, Media
Diego Perelmuter Diego Perelmuter's UBS Financial Services Experience August 2010 - December 2010
Job Marketing Manager
Industry Food & Beverages
Experience
Burger King Corporation January 2014 - Present
Burger King Corporation July 2013 - December 2013
Burger King Corporation June 2012 - July 2013
Spazio Realty June 2010 - December 2011
Google June 2011 - August 2011
10 Sport January 2007 - 2011
UBS Financial Services August 2010 - December 2010
Skills
Leadership Development, Analytical Approach, Outstanding Customer..., Mac OS, New Business Development, Direct Marketing, Asset Management, Spanish, Online Marketing, Customer Service, Online Advertising, Social Media, Marketing Communications, Marketing Strategy, Advertising, Management, Marketing, Social Media Marketing, Google Adwords, Training
Education
Florida International University - College of Business Administration 2007 — 2011
BA, Finance & International Business
Victoria University 2010 — 2010
BA, International Business
Burger King Corporation January 2014 - Present
Burger King Corporation July 2013 - December 2013
Burger King Corporation June 2012 - July 2013
Spazio Realty June 2010 - December 2011
Google June 2011 - August 2011
10 Sport January 2007 - 2011
UBS Financial Services August 2010 - December 2010
Skills
Leadership Development, Analytical Approach, Outstanding Customer..., Mac OS, New Business Development, Direct Marketing, Asset Management, Spanish, Online Marketing, Customer Service, Online Advertising, Social Media, Marketing Communications, Marketing Strategy, Advertising, Management, Marketing, Social Media Marketing, Google Adwords, Training
Education
Florida International University - College of Business Administration 2007 — 2011
BA, Finance & International Business
Victoria University 2010 — 2010
BA, International Business
Emma von Glahn Emma von Glahn's UBS Financial Services Experience June 2012 - August 2012
Job Advisory Risk at Ernst and Young
Industry Accounting
Experience
EY October 2014 - Present
Tutor September 2007 - Present
Vineyard Vines May 2012 - August 2014
EY June 2013 - August 2013
UBS Financial Services June 2012 - August 2012
Holy Trinity Elementary School August 2010 - December 2010
Skills
Customer Satisfaction, Event Planning, Facebook, Management, Microsoft Excel, Microsoft Office, Microsoft Word, PowerPoint, Sales, Teamwork
Education
Hofstra University 2011 — 2014
Bachelor of Business Administration (B.B.A.), Accounting and Finance
Marist College
Mathematics and Science
Seaford High School
Seaford High School
EY October 2014 - Present
Tutor September 2007 - Present
Vineyard Vines May 2012 - August 2014
EY June 2013 - August 2013
UBS Financial Services June 2012 - August 2012
Holy Trinity Elementary School August 2010 - December 2010
Skills
Customer Satisfaction, Event Planning, Facebook, Management, Microsoft Excel, Microsoft Office, Microsoft Word, PowerPoint, Sales, Teamwork
Education
Hofstra University 2011 — 2014
Bachelor of Business Administration (B.B.A.), Accounting and Finance
Marist College
Mathematics and Science
Seaford High School
Seaford High School
Rositsa Katsi's UBS Financial Services Experience February 2007 - May 2007
Job Internal Auditor at United Technologies
Industry Aviation & Aerospace
Experience
United Technologies January 2013 - Present
United Technologies January 2012 - January 2013
CCEI, University of Connecticut June 2011 - December 2011
Modera Alternative Investments, LP March 2008 - August 2010
UBS Financial Services February 2007 - May 2007
Skills
Financial Modeling, Valuation, Corporate Finance, Financial Analysis, Data Analysis, Finance
Education
The University of Connecticut School of Business 2010 — 2012
MBA, Finance
Fairleigh Dickinson University 2004 — 2008
BS, Finance
United Technologies January 2013 - Present
United Technologies January 2012 - January 2013
CCEI, University of Connecticut June 2011 - December 2011
Modera Alternative Investments, LP March 2008 - August 2010
UBS Financial Services February 2007 - May 2007
Skills
Financial Modeling, Valuation, Corporate Finance, Financial Analysis, Data Analysis, Finance
Education
The University of Connecticut School of Business 2010 — 2012
MBA, Finance
Fairleigh Dickinson University 2004 — 2008
BS, Finance
Justin Leins's UBS Financial Services Experience September 2012 - Present
Job Financial Advisor at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services September 2012 - Present
Morgan Stanley May 2011 - September 2012
Skills
Series 7, Asset Allocation, Mutual Funds, Investments, Asset Management, Wealth Management, Retirement Planning, Equities, Fixed Income, Portfolio Management, Investment Advisory, Strategic Financial..., Series 63
Education
Florida Gulf Coast University 2007 — 2011
Bachelor of Science (B.S.), Finance & Economics
UBS Financial Services September 2012 - Present
Morgan Stanley May 2011 - September 2012
Skills
Series 7, Asset Allocation, Mutual Funds, Investments, Asset Management, Wealth Management, Retirement Planning, Equities, Fixed Income, Portfolio Management, Investment Advisory, Strategic Financial..., Series 63
Education
Florida Gulf Coast University 2007 — 2011
Bachelor of Science (B.S.), Finance & Economics
Michael Dadko, CFP Michael Dadko, CFP's UBS Financial Services Experience March 1998 - Present
Job Wealth Manager at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services March 1998 - Present
UBS July 2003 - Present
US Army June 1989 - October 1997
Education
College of Financial Planning 2002 — 2003
Certified Financial Planner designation
Florida Institute of Technology 1985 — 1989
Bachelor of Science (BS), Finance, 3.5 GPA
St. John's High School 1981 — 1985
UBS Financial Services March 1998 - Present
UBS July 2003 - Present
US Army June 1989 - October 1997
Education
College of Financial Planning 2002 — 2003
Certified Financial Planner designation
Florida Institute of Technology 1985 — 1989
Bachelor of Science (BS), Finance, 3.5 GPA
St. John's High School 1981 — 1985
Eric Bernstein Eric Bernstein's UBS Financial Services Experience 2007 - Present
Job Executive Director at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services 2007 - Present
UBS Financial Services Inc. January 2003 - January 2007
UBS Financial Services 1999 - 2003
United States Attorney's Office October 1991 - November 1999
Morvillo Abramowitz & Grand 1987 - 1991
Skills
Internal Investigations, Fraud, Private Investigations, Government, Civil Litigation, Appeals, Criminal Defense, FINRA, Litigation, Securities, AML, Securities Regulation, SEC, Corporate Governance, Series 24, KYC, Series 7, Arbitration, Broker-Dealer..., Government..., Broker-Dealer Compliance, White-Collar Criminal...
Education
New York University School of Law 1984 — 1987
Doctor of Law (J.D.)
Harvard College 1978 — 1982
Bachelor of Arts (B.A.), History
UBS Financial Services 2007 - Present
UBS Financial Services Inc. January 2003 - January 2007
UBS Financial Services 1999 - 2003
United States Attorney's Office October 1991 - November 1999
Morvillo Abramowitz & Grand 1987 - 1991
Skills
Internal Investigations, Fraud, Private Investigations, Government, Civil Litigation, Appeals, Criminal Defense, FINRA, Litigation, Securities, AML, Securities Regulation, SEC, Corporate Governance, Series 24, KYC, Series 7, Arbitration, Broker-Dealer..., Government..., Broker-Dealer Compliance, White-Collar Criminal...
Education
New York University School of Law 1984 — 1987
Doctor of Law (J.D.)
Harvard College 1978 — 1982
Bachelor of Arts (B.A.), History
Alice Rodrigues Alice Rodrigues's UBS Financial Services Experience January 2012 - July 2013
Job Analyst at AQR Capital Management
Industry Financial Services
Experience
AQR Capital Management December 2014 - Present
US Bancorp Fund Services August 2013 - November 2014
UBS Financial Services January 2012 - July 2013
Scottrade November 2010 - January 2012
Hofstra University August 2010 - August 2011
Skills
Microsoft Excel, Fundraising, Analysis, Management, Marketing, Financial Modeling, Bloomberg Terminal, VBA, Microsoft Office, Accounting, Mutual Funds, Wealth Management, Asset Management, Leadership, Bloomberg, Financial Analysis, Finance
Education
Hofstra University 2009 — 2013
BBA, Finance, Business Management
Lyndhurst High School 2005 — 2009
High School Diploma
AQR Capital Management December 2014 - Present
US Bancorp Fund Services August 2013 - November 2014
UBS Financial Services January 2012 - July 2013
Scottrade November 2010 - January 2012
Hofstra University August 2010 - August 2011
Skills
Microsoft Excel, Fundraising, Analysis, Management, Marketing, Financial Modeling, Bloomberg Terminal, VBA, Microsoft Office, Accounting, Mutual Funds, Wealth Management, Asset Management, Leadership, Bloomberg, Financial Analysis, Finance
Education
Hofstra University 2009 — 2013
BBA, Finance, Business Management
Lyndhurst High School 2005 — 2009
High School Diploma
Paul Dadlez Paul Dadlez's UBS Financial Services Experience March 2006 - May 2007
Job Director, Wealth Advisory ServicesTwin Cities at Alerus Financial
Industry Financial Services
Experience
Alerus Financial September 2013 - Present
The Private Client Reserve of U.S. Bank September 2009 - September 2013
Anchor Wealth Management May 2007 - September 2009
UBS Financial Services March 2006 - May 2007
US Bank NA December 1999 - March 2006
Joseph M. Goldberg & Associates July 1996 - December 1999
Skills
Investments, Investment Management, Insurance, Wealth Management, Portfolio Management, Banking, Asset Management, Loans, Commercial Banking, Strategic Financial..., Private Banking, Wealth Management..., Retirement Planning, Wealth, Commercial Lending, Finance
Education
University of Saint Thomas - School of Business 1997 — 2002
MBA
Hamline University School of Law 1991 — 1994
Juris Doctor, Dean’s List Fall 1992, Fall 1993, Spring 1994
University of Wisconsin-Madison 1983 — 1988
Bachelor of Arts, Communication Arts
Alerus Financial September 2013 - Present
The Private Client Reserve of U.S. Bank September 2009 - September 2013
Anchor Wealth Management May 2007 - September 2009
UBS Financial Services March 2006 - May 2007
US Bank NA December 1999 - March 2006
Joseph M. Goldberg & Associates July 1996 - December 1999
Skills
Investments, Investment Management, Insurance, Wealth Management, Portfolio Management, Banking, Asset Management, Loans, Commercial Banking, Strategic Financial..., Private Banking, Wealth Management..., Retirement Planning, Wealth, Commercial Lending, Finance
Education
University of Saint Thomas - School of Business 1997 — 2002
MBA
Hamline University School of Law 1991 — 1994
Juris Doctor, Dean’s List Fall 1992, Fall 1993, Spring 1994
University of Wisconsin-Madison 1983 — 1988
Bachelor of Arts, Communication Arts
Venus Crute' Venus Crute''s UBS Financial Services Experience November 2007 - July 2009
Job Fiscal/ Human Resource Manager at CDI Head Start
Industry Broadcast Media
Experience
Community Development Institute Head Start May 2014 - Present
VFCB Productions August 2012 - Present
VFCB Productions January 2003 - Present
98.7 KISS FM- New York ( Emmis Communications) April 2004 - April 2012
UBS Financial Services November 2007 - July 2009
1500-WGHT October 2004 - April 2006
PriceWaterhouseCoopers September 1999 - June 2003
Davis Polk and Wardwell February 1997 - January 1999
Executon Informations Systems January 1995 - February 1997
CS First Boston May 1992 - April 1994
Skills
Radio, Broadcast, Voice Over, New Media, Digital Media, Social Networking, Television, Social Media, Entertainment, Social Media Marketing, Event Management, Copywriting, Video Production, Public Speaking, Multimedia, Producing, Radio Broadcasting, Blogging, Facebook, Advertising, Digital Strategy, Media Production, Radio Producing, Project Management, Content Strategy, Journalism, Brand Development, Creative Writing, Radio Host, Public Relations, Editing, Sound, Publicity, Creative Direction, Integrated Marketing, Digital Marketing, Online Marketing, Music, Media Relations, Video Editing, Press Releases, Content Development, Podcasting, Content Management, Final Cut Pro, Voice Acting, Media Planning, Mobile Marketing, Human Resources, Human Resource...
Education
Kaizen Tehnologies 2011 — 2011
Project Management Certificate
Fashion Institute of Technology 1985 — 1990
BS/AAS, Marketing/Comunications/Buying & Merchandising
Community Development Institute Head Start May 2014 - Present
VFCB Productions August 2012 - Present
VFCB Productions January 2003 - Present
98.7 KISS FM- New York ( Emmis Communications) April 2004 - April 2012
UBS Financial Services November 2007 - July 2009
1500-WGHT October 2004 - April 2006
PriceWaterhouseCoopers September 1999 - June 2003
Davis Polk and Wardwell February 1997 - January 1999
Executon Informations Systems January 1995 - February 1997
CS First Boston May 1992 - April 1994
Skills
Radio, Broadcast, Voice Over, New Media, Digital Media, Social Networking, Television, Social Media, Entertainment, Social Media Marketing, Event Management, Copywriting, Video Production, Public Speaking, Multimedia, Producing, Radio Broadcasting, Blogging, Facebook, Advertising, Digital Strategy, Media Production, Radio Producing, Project Management, Content Strategy, Journalism, Brand Development, Creative Writing, Radio Host, Public Relations, Editing, Sound, Publicity, Creative Direction, Integrated Marketing, Digital Marketing, Online Marketing, Music, Media Relations, Video Editing, Press Releases, Content Development, Podcasting, Content Management, Final Cut Pro, Voice Acting, Media Planning, Mobile Marketing, Human Resources, Human Resource...
Education
Kaizen Tehnologies 2011 — 2011
Project Management Certificate
Fashion Institute of Technology 1985 — 1990
BS/AAS, Marketing/Comunications/Buying & Merchandising
Lori Delin Lori Delin's UBS Financial Services Experience 1999 - 2009
Job Owner at TruColors Contracting
Industry Construction
Experience
TruColors Contracting September 2010 - Present
Morgan Stanley Smith Barney August 2008 - December 2010
UBS Financial Services 1999 - 2009
Skills
Small Business, Construction, Residential Homes, Real Estate, Budgets, Contract Negotiation, New Business Development, Construction Management, Contract Management, Business Planning, Negotiation, Strategic Planning, Team Building, Process Scheduler, Project Management, Sales, Business Development, Sales Management
Education
Florida Atlantic University 1991 — 1993
Bachelors, Business
Patchogue Medford High School 1986 — 1989
TruColors Contracting September 2010 - Present
Morgan Stanley Smith Barney August 2008 - December 2010
UBS Financial Services 1999 - 2009
Skills
Small Business, Construction, Residential Homes, Real Estate, Budgets, Contract Negotiation, New Business Development, Construction Management, Contract Management, Business Planning, Negotiation, Strategic Planning, Team Building, Process Scheduler, Project Management, Sales, Business Development, Sales Management
Education
Florida Atlantic University 1991 — 1993
Bachelors, Business
Patchogue Medford High School 1986 — 1989
Michael Dietrich, AAMS, CFP® Michael Dietrich, AAMS, CFP®'s UBS Financial Services Experience August 2007 - Present
Job Account Vice President Wealth Management at UBS Financial Services
Industry Financial Services
Brad Stark, CFP® Brad Stark, CFP®'s UBS Financial Services Experience January 2008 - May 2012
Job Financial Advisor at U.S. Bancorp Investments, Inc.
Industry Financial Services
Experience
U.S. Bancorp Investments, Inc. May 2012 - Present
UBS Financial Services January 2008 - May 2012
City of Spokane January 2003 - December 2007
Education
Gonzaga University 1997 — 2001
Bachelors, Political Science
U.S. Bancorp Investments, Inc. May 2012 - Present
UBS Financial Services January 2008 - May 2012
City of Spokane January 2003 - December 2007
Education
Gonzaga University 1997 — 2001
Bachelors, Political Science
Emmett Towey's UBS Financial Services Experience August 2007 - January 2015
Job Managing Director, Partner Private Wealth Advisor at HighTower
Industry Investment Banking
Experience
HighTower January 2015 - Present
UBS Financial Services August 2007 - January 2015
Smith Barney 1997 - 2007
Morgan Stanley Dean Witter 1994 - 1997
Skills
Fixed Income, Investments, Portfolio Management, Series 7, Hedge Funds, Equities, Series 63, Financial Services, Financial Analysis, Alternative Investments, Capital Markets
Education
Florida Southern College 1988 — 1992
BS, Business, sociology
Loyola 1983 — 1987
High School diploma
HighTower January 2015 - Present
UBS Financial Services August 2007 - January 2015
Smith Barney 1997 - 2007
Morgan Stanley Dean Witter 1994 - 1997
Skills
Fixed Income, Investments, Portfolio Management, Series 7, Hedge Funds, Equities, Series 63, Financial Services, Financial Analysis, Alternative Investments, Capital Markets
Education
Florida Southern College 1988 — 1992
BS, Business, sociology
Loyola 1983 — 1987
High School diploma
Alex Palumbo Alex Palumbo's UBS Financial Services Experience June 2010 - August 2011
Job Database Administrator at Tegna
Industry Information Technology and Services
Experience
TEGNA (formerly Gannett) July 2015 - Present
Gannett March 2015 - July 2015
Gannett March 2013 - March 2015
Gannett September 2011 - February 2013
UBS Financial Services June 2010 - August 2011
Bertucci's Brick-Oven Ristorante June 2006 - June 2011
Bluewater Financial Partners June 2009 - September 2009
Commercial Funding Group May 2008 - January 2009
Chima Brazilian Steakhouse November 2006 - April 2007
Morgan Stanley Dean Witter June 2002 - September 2004
Skills
VBA, BPC, Excel, SharePoint Designer, Java, POV-Ray (The..., Moray (A Wireframe..., 3D Studio Max, Poser, Access, Microsoft Excel, SQL, HTML, Photoshop, Dreamweaver, Adobe Acrobat, Microsoft Office, Analysis, Outlook, Visual Basic, CRM, Database Administration, Information Technology, SharePoint
Education
George Mason University 2006 — 2010
BA, Economics
TEGNA (formerly Gannett) July 2015 - Present
Gannett March 2015 - July 2015
Gannett March 2013 - March 2015
Gannett September 2011 - February 2013
UBS Financial Services June 2010 - August 2011
Bertucci's Brick-Oven Ristorante June 2006 - June 2011
Bluewater Financial Partners June 2009 - September 2009
Commercial Funding Group May 2008 - January 2009
Chima Brazilian Steakhouse November 2006 - April 2007
Morgan Stanley Dean Witter June 2002 - September 2004
Skills
VBA, BPC, Excel, SharePoint Designer, Java, POV-Ray (The..., Moray (A Wireframe..., 3D Studio Max, Poser, Access, Microsoft Excel, SQL, HTML, Photoshop, Dreamweaver, Adobe Acrobat, Microsoft Office, Analysis, Outlook, Visual Basic, CRM, Database Administration, Information Technology, SharePoint
Education
George Mason University 2006 — 2010
BA, Economics
Murphy J. Bradshaw CFP®, ChFC, CLU Murphy J. Bradshaw CFP®, ChFC, CLU's UBS Financial Services Experience 2012 - 2015
Job Wealth Management Consultant at Raymond James Financial, Inc.
Industry Financial Services
Experience
Raymond James Financial, Inc. March 2015 - Present
UBS Financial Services 2012 - 2015
Bankers Insurance Services Brokerage 2006 - 2011
State Farm Insurance 2003 - 2006
Skills
Financial Planning, Estate Planning, Strategic Financial..., Retirement Planning, Brokers, Insurance, Retirement, Finance, Wealth Management, Investments, Fixed Annuities, Consulting, Charitable Giving, Social Security Law, Retirement Income..., Income Protection, Financial Advisory, Employee Benefits
Education
Florida State University
Bachelor of Science (B.S.), Business Administration
The American College
Chartered Financial Consultant/ Chartered Life Underwriter
Raymond James Financial, Inc. March 2015 - Present
UBS Financial Services 2012 - 2015
Bankers Insurance Services Brokerage 2006 - 2011
State Farm Insurance 2003 - 2006
Skills
Financial Planning, Estate Planning, Strategic Financial..., Retirement Planning, Brokers, Insurance, Retirement, Finance, Wealth Management, Investments, Fixed Annuities, Consulting, Charitable Giving, Social Security Law, Retirement Income..., Income Protection, Financial Advisory, Employee Benefits
Education
Florida State University
Bachelor of Science (B.S.), Business Administration
The American College
Chartered Financial Consultant/ Chartered Life Underwriter
Joseph Rosenthal, CRPS Joseph Rosenthal, CRPS's UBS Financial Services Experience 2002 - 2004
Job BlackRock Defined Contribution Group
Industry Financial Services
Experience
BlackRock - Defined Contribution Group January 2014 - Present
BlackRock - Defined Contribution Group June 2011 - Present
BlackRock - iShares 401(k) September 2009 - June 2011
Lincoln Financial Distributors March 2008 - September 2009
Stifel Nicolaus (Formerly Ryan Beck & Co.) 2004 - March 2008
UBS Financial Services 2002 - 2004
UBS Wealth Management 1999 - 2002
Guardian Insurance Company 1997 - 1999
Chemical Insurance Agency/Chase Insurance Agency 1995 - 1997
Skills
Mutual Funds, Series 7, Retirement Planning, Retirement, Financial Advisory, Investment Strategies, 401k, Financial Services, Pensions, Estate Planning, ETFs, Portfolio Management, Wealth, Life Insurance, High Net Worth..., Series 63, Wealth Management, Securities, Investment Advisory
Education
Fairleigh Dickinson University 2007 — 2008
Financial Planning Certificate Program
Pace University 1991 — 1995
BlackRock - Defined Contribution Group January 2014 - Present
BlackRock - Defined Contribution Group June 2011 - Present
BlackRock - iShares 401(k) September 2009 - June 2011
Lincoln Financial Distributors March 2008 - September 2009
Stifel Nicolaus (Formerly Ryan Beck & Co.) 2004 - March 2008
UBS Financial Services 2002 - 2004
UBS Wealth Management 1999 - 2002
Guardian Insurance Company 1997 - 1999
Chemical Insurance Agency/Chase Insurance Agency 1995 - 1997
Skills
Mutual Funds, Series 7, Retirement Planning, Retirement, Financial Advisory, Investment Strategies, 401k, Financial Services, Pensions, Estate Planning, ETFs, Portfolio Management, Wealth, Life Insurance, High Net Worth..., Series 63, Wealth Management, Securities, Investment Advisory
Education
Fairleigh Dickinson University 2007 — 2008
Financial Planning Certificate Program
Pace University 1991 — 1995
Deborah Campanozzi Deborah Campanozzi's UBS Financial Services Experience September 2000 - September 2004
Job Reporting & Analytic's Supervisor at Van Eck Global
Industry Financial Services
Experience
Van Eck Global January 2011 - Present
Systematic Financial Management, LP October 2010 - December 2010
Pershing February 2010 - March 2010
State Street Corp / Lazard Asset Management March 2008 - March 2009
UBS Financial Services, Inc September 2000 - March 2008
UBS Financial Services September 2000 - September 2004
HGK Asset Management, Inc January 1999 - September 2000
Summit Financial Services Group June 1996 - December 1998
Summit Financial Services Group February 1993 - June 1996
Education
Fairleigh Dickinson University 1999 — 2004
BS, Finance
Van Eck Global January 2011 - Present
Systematic Financial Management, LP October 2010 - December 2010
Pershing February 2010 - March 2010
State Street Corp / Lazard Asset Management March 2008 - March 2009
UBS Financial Services, Inc September 2000 - March 2008
UBS Financial Services September 2000 - September 2004
HGK Asset Management, Inc January 1999 - September 2000
Summit Financial Services Group June 1996 - December 1998
Summit Financial Services Group February 1993 - June 1996
Education
Fairleigh Dickinson University 1999 — 2004
BS, Finance
Tom Lonergan Tom Lonergan's UBS Financial Services Experience October 2006 - December 2014
Job First Vice PresidentInvestments
Industry Financial Services
Experience
Wells Fargo Advisors, LLC December 2014 - Present
UBS Financial Services October 2006 - December 2014
AG Edwards October 1995 - September 2006
Education
Hofstra University 1978 — 1982
Wells Fargo Advisors, LLC December 2014 - Present
UBS Financial Services October 2006 - December 2014
AG Edwards October 1995 - September 2006
Education
Hofstra University 1978 — 1982
Megan Allums Megan Allums's UBS Financial Services Experience May 2008 - June 2008
Job Senior Program Analyst at Program Executive Office Soldier
Industry Government Administration
Experience
Program Executive Office (PEO) Soldier December 2014 - Present
U.S. Army Acquisition Support Center November 2011 - November 2014
USAID May 2014 - June 2014
US ARMY - PEO STRI April 2011 - November 2011
US ARMY - PEO STRI December 2010 - April 2011
US ARMY - PEO STRI July 2010 - December 2010
US ARMY - PEO STRI July 2009 - July 2010
UBS Financial Services May 2008 - June 2008
Rep Nations - The Ford Team February 2008 - May 2008
Merrill Lynch May 2007 - August 2007
Skills
Microsoft Excel, Investments, Financial Analysis, Microsoft Office, Data Analysis, Customer Service, PowerPoint, Microsoft Word, Research, Process Improvement, Public Speaking, Social Media, Project Management, Accounting, Marketing, Analysis, Event Planning, Financial Modeling, Access, Management, Training
Education
University of Maryland - Robert H. Smith School of Business 2013 — 2016
Master of Business Administration (MBA)
Fudan University 2009 — 2009
Chinese Language, Mandarin
University of Florida 2005 — 2009
Bachelor of Arts, Economics; Mandarin Chinese; Business Finance
Program Executive Office (PEO) Soldier December 2014 - Present
U.S. Army Acquisition Support Center November 2011 - November 2014
USAID May 2014 - June 2014
US ARMY - PEO STRI April 2011 - November 2011
US ARMY - PEO STRI December 2010 - April 2011
US ARMY - PEO STRI July 2010 - December 2010
US ARMY - PEO STRI July 2009 - July 2010
UBS Financial Services May 2008 - June 2008
Rep Nations - The Ford Team February 2008 - May 2008
Merrill Lynch May 2007 - August 2007
Skills
Microsoft Excel, Investments, Financial Analysis, Microsoft Office, Data Analysis, Customer Service, PowerPoint, Microsoft Word, Research, Process Improvement, Public Speaking, Social Media, Project Management, Accounting, Marketing, Analysis, Event Planning, Financial Modeling, Access, Management, Training
Education
University of Maryland - Robert H. Smith School of Business 2013 — 2016
Master of Business Administration (MBA)
Fudan University 2009 — 2009
Chinese Language, Mandarin
University of Florida 2005 — 2009
Bachelor of Arts, Economics; Mandarin Chinese; Business Finance
Dilshad Chowdhury Dilshad Chowdhury's UBS Financial Services Experience February 2010 - June 2010
Job The Feldman Group, UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS June 2010 - Present
UBS Financial Services February 2010 - June 2010
Education
Fordham University 2006 — 2010
BS, Economics, Finance
UBS June 2010 - Present
UBS Financial Services February 2010 - June 2010
Education
Fordham University 2006 — 2010
BS, Economics, Finance
Kathy Adams Kathy Adams's UBS Financial Services Experience 2005 - 2010
Job Kathy Adams Dispute Resolution Services
Industry Law Practice
Experience
Kathy Adams Dispute Resolution Services October 2013 - Present
Keesal, Young & Logan July 2010 - October 2013
UBS Financial Services 2005 - 2010
Briggs and Morgan, P.A. 1998 - 2003
Minnesota Supreme Court 1998 - 1999
Minnesota Attorney General January 1997 - April 1998
Skills
Securities Regulation, Litigation, Arbitration, Securities, Commercial Litigation, Securities Litigation, Mediation, Legal Research, Legal Writing, Civil Litigation, Employment Law, FINRA, Alternative Dispute..., Dispute Resolution, Class Actions, Appeals, Legal Compliance, Business Litigation, Courts, Trials
Education
Pepperdine School of Law 2012 — 2012
Professional Coursework, Mediating the Litigated Case
Hamline University School of Law 1995 — 1998
Doctor of Law (JD)
UC Davis
Bachelor's degree (double major), Economics and International Relations
University of Southern California
International Relations
Kathy Adams Dispute Resolution Services October 2013 - Present
Keesal, Young & Logan July 2010 - October 2013
UBS Financial Services 2005 - 2010
Briggs and Morgan, P.A. 1998 - 2003
Minnesota Supreme Court 1998 - 1999
Minnesota Attorney General January 1997 - April 1998
Skills
Securities Regulation, Litigation, Arbitration, Securities, Commercial Litigation, Securities Litigation, Mediation, Legal Research, Legal Writing, Civil Litigation, Employment Law, FINRA, Alternative Dispute..., Dispute Resolution, Class Actions, Appeals, Legal Compliance, Business Litigation, Courts, Trials
Education
Pepperdine School of Law 2012 — 2012
Professional Coursework, Mediating the Litigated Case
Hamline University School of Law 1995 — 1998
Doctor of Law (JD)
UC Davis
Bachelor's degree (double major), Economics and International Relations
University of Southern California
International Relations
Adriana Vinansaca Adriana Vinansaca's UBS Financial Services Experience March 2010 - May 2010
Job Entrepreneurial Accounting Manager at Runa
Industry Accounting
Experience
Runa January 2014 - Present
Scanbuy June 2010 - January 2014
UBS Financial Services March 2010 - May 2010
Scanbuy March 2008 - May 2010
Fordham University August 2006 - September 2007
Lehman Brothers July 2006 - August 2006
Skills
Microsoft Excel, Quickbooks, Salesforce.com, Zuora, Accounts Payable, Accounts Receivable, Microsoft Office, Human Resources, Bilingual-Spanish, QuickBooks, Start-ups, Financial Reporting, Strategic Financial..., Executive Management, Forecasting, Finance, Account Management, Invoicing, Financial Analysis, Strategic Partnerships, Accounting, Auditing, Management, Payroll, Corporate Finance, Marketing, Consolidation
Education
Fordham University 2006 — 2010
B.S. Science, Finance
The High School for Arts & Business 2002 — 2006
Advanced HS Diploma, Business
Runa January 2014 - Present
Scanbuy June 2010 - January 2014
UBS Financial Services March 2010 - May 2010
Scanbuy March 2008 - May 2010
Fordham University August 2006 - September 2007
Lehman Brothers July 2006 - August 2006
Skills
Microsoft Excel, Quickbooks, Salesforce.com, Zuora, Accounts Payable, Accounts Receivable, Microsoft Office, Human Resources, Bilingual-Spanish, QuickBooks, Start-ups, Financial Reporting, Strategic Financial..., Executive Management, Forecasting, Finance, Account Management, Invoicing, Financial Analysis, Strategic Partnerships, Accounting, Auditing, Management, Payroll, Corporate Finance, Marketing, Consolidation
Education
Fordham University 2006 — 2010
B.S. Science, Finance
The High School for Arts & Business 2002 — 2006
Advanced HS Diploma, Business
Kathleen Kumm Kathleen Kumm's UBS Financial Services Experience April 1988 - Present
Job Investment Associate at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services April 1988 - Present
UBS Financial Services April 1988 - Present
Education
Fordham University 1990 — 1992
BA, Business
Fordham University
BS, Business Administration and Management, General
UBS Financial Services April 1988 - Present
UBS Financial Services April 1988 - Present
Education
Fordham University 1990 — 1992
BA, Business
Fordham University
BS, Business Administration and Management, General
Robert Kuchar Robert Kuchar's UBS Financial Services Experience 2005 - 2007
Job Alloy Adviser at Alloy Advisers, LLC
Industry Financial Services
Experience
Rutgers Preparatory School September 2014 - Present
The Hun School of Princeton August 2013 - Present
Alloy Advisers, LLC 2014 - August 2014
Merrill Lynch March 2012 - August 2013
UBS Securities LLC 2007 - 2011
UBS Financial Services 2005 - 2007
Skills
Series 7, Series 66, Certified Special Needs..., Alternative Investments, Uniform Combined State..., Wealth Management
Education
Hamilton College 2001 — 2005
BA, Public Policy
The Hun School of Princeton
Rutgers Preparatory School September 2014 - Present
The Hun School of Princeton August 2013 - Present
Alloy Advisers, LLC 2014 - August 2014
Merrill Lynch March 2012 - August 2013
UBS Securities LLC 2007 - 2011
UBS Financial Services 2005 - 2007
Skills
Series 7, Series 66, Certified Special Needs..., Alternative Investments, Uniform Combined State..., Wealth Management
Education
Hamilton College 2001 — 2005
BA, Public Policy
The Hun School of Princeton
Robby Singh Robby Singh's UBS Financial Services Experience December 2012 - Present
Job Authorized Officer at UBS Financial Services
Industry Human Resources
Experience
UBS Financial Services December 2012 - Present
Prudential Financial July 2010 - July 2011
Valley National Bank June 2004 - October 2010
Skills
Interviews, Organizational..., New Hire Orientations, Compensation & Benefit, Training, Organizational..., Employment Law, Change Management, Screening, Leadership Development
Education
Fairleigh Dickinson University 2010 — 2012
Master's degree, Psychology
Rutgers University 2005 — 2009
Bachelor's degree, Psychology
UBS Financial Services December 2012 - Present
Prudential Financial July 2010 - July 2011
Valley National Bank June 2004 - October 2010
Skills
Interviews, Organizational..., New Hire Orientations, Compensation & Benefit, Training, Organizational..., Employment Law, Change Management, Screening, Leadership Development
Education
Fairleigh Dickinson University 2010 — 2012
Master's degree, Psychology
Rutgers University 2005 — 2009
Bachelor's degree, Psychology
James DeChristopher's UBS Financial Services Experience June 2012 - August 2012
Job Client Associate at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch June 2015 - Present
Bank of America October 2014 - Present
Merrill Edge June 2013 - October 2014
UBS Financial Services June 2012 - August 2012
Five Below July 2011 - June 2012
Five Below July 2008 - July 2011
Skills
Management, Team Building, Corporate Finance, Microsoft Office, Reliability, Success Driven, Winning Teams, Microsoft Word, Customer Service, Sales, Retail, Series 7, Series 63, Finance, Investments, Time Management, PowerPoint, Microsoft Excel, Teamwork, Retirement Planning, Cash Management, Customer Satisfaction
Education
Fairleigh Dickinson University 2009 — 2013
Finance, Senior
Bishop George Ahr High School 2005 — 2009
Merrill Lynch June 2015 - Present
Bank of America October 2014 - Present
Merrill Edge June 2013 - October 2014
UBS Financial Services June 2012 - August 2012
Five Below July 2011 - June 2012
Five Below July 2008 - July 2011
Skills
Management, Team Building, Corporate Finance, Microsoft Office, Reliability, Success Driven, Winning Teams, Microsoft Word, Customer Service, Sales, Retail, Series 7, Series 63, Finance, Investments, Time Management, PowerPoint, Microsoft Excel, Teamwork, Retirement Planning, Cash Management, Customer Satisfaction
Education
Fairleigh Dickinson University 2009 — 2013
Finance, Senior
Bishop George Ahr High School 2005 — 2009
Irv Silver Irv Silver's UBS Financial Services Experience November 2010 - Present
Job Vice President Investments at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services November 2010 - Present
Merrill Lynch October 1977 - November 2010
US Navy June 1972 - October 1977
Education
Georgia Institute of Technology 1968 — 1972
BSIM, Industrial Management
UBS Financial Services November 2010 - Present
Merrill Lynch October 1977 - November 2010
US Navy June 1972 - October 1977
Education
Georgia Institute of Technology 1968 — 1972
BSIM, Industrial Management
Tony VanHorn Tony VanHorn's UBS Financial Services Experience November 2008 - Present
Job Financial Advisor at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services November 2008 - Present
Merrill Lynch May 2008 - November 2008
McEachern High School 1995 - 2008
Skills
Holistic Financial..., Series 7, College Education..., Variable Products, New Business Development, Disability Insurance, Long Term Care Insurance, Asset Allocation, Retirement Planning, Mortgage Lending, Life Insurance, Investment Advisory, Asset Management, Protection, Employee Benefits, Wealth Management
Education
The Ohio State University 1984 — 1989
Bachelor of Science (BS), Education
Georgia State University 1991 — 1993
Pascack Hills High School, NJ
UBS Financial Services November 2008 - Present
Merrill Lynch May 2008 - November 2008
McEachern High School 1995 - 2008
Skills
Holistic Financial..., Series 7, College Education..., Variable Products, New Business Development, Disability Insurance, Long Term Care Insurance, Asset Allocation, Retirement Planning, Mortgage Lending, Life Insurance, Investment Advisory, Asset Management, Protection, Employee Benefits, Wealth Management
Education
The Ohio State University 1984 — 1989
Bachelor of Science (BS), Education
Georgia State University 1991 — 1993
Pascack Hills High School, NJ
Anthony Schena's UBS Financial Services Experience May 1998 - Present
Job First Vice PresidentWealth Management, CFP®
Industry Financial Services
Experience
UBS Financial Services May 1998 - Present
UBS 2007 - 2009
PaineWebber May 1998 - June 2000
Education
Hamilton College 1994 — 1998
Bachelors, Political Science
UBS Financial Services May 1998 - Present
UBS 2007 - 2009
PaineWebber May 1998 - June 2000
Education
Hamilton College 1994 — 1998
Bachelors, Political Science
Darin E. Leeman, PhD Darin E. Leeman, PhD's UBS Financial Services Experience June 2008 - November 2009
Job Financial Advisor
Industry Financial Services
Experience
VALIC November 2010 - Present
Southern New Hampshire University July 2010 - Present
UBS Financial Services June 2008 - November 2009
UBS May 2005 - June 2008
SODEXO (former SODEXHO) September 1987 - May 2005
Education
TUI University 2001 — 2008
Ph.D., Business Administration
Franklin Pierce University 1998 — 1999
MBA, Leadership
Franklin Pierce University 1994 — 1998
BS, International Business
VALIC November 2010 - Present
Southern New Hampshire University July 2010 - Present
UBS Financial Services June 2008 - November 2009
UBS May 2005 - June 2008
SODEXO (former SODEXHO) September 1987 - May 2005
Education
TUI University 2001 — 2008
Ph.D., Business Administration
Franklin Pierce University 1998 — 1999
MBA, Leadership
Franklin Pierce University 1994 — 1998
BS, International Business
Natalie Howes Natalie Howes's UBS Financial Services Experience October 2008 - January 2009
Job Sr. Project Manager at Nike
Industry Retail
Experience
Nike November 2014 - Present
Nike November 2013 - November 2014
Nike August 2011 - November 2013
PwC January 2010 - July 2011
UBS Financial Services October 2008 - January 2009
Mike's Deli May 2007 - October 2008
Skills
Accounting, Financial Analysis, GAAP, Internal Controls, Sarbanes-Oxley Act, Auditing, Management, US GAAP, Sales, Leadership, Social Media Marketing
Education
Fordham University 2007 — 2009
BS, Accounting
University of Oregon 2005 — 2007
Nike November 2014 - Present
Nike November 2013 - November 2014
Nike August 2011 - November 2013
PwC January 2010 - July 2011
UBS Financial Services October 2008 - January 2009
Mike's Deli May 2007 - October 2008
Skills
Accounting, Financial Analysis, GAAP, Internal Controls, Sarbanes-Oxley Act, Auditing, Management, US GAAP, Sales, Leadership, Social Media Marketing
Education
Fordham University 2007 — 2009
BS, Accounting
University of Oregon 2005 — 2007
Nile Pullin, CFP® Nile Pullin, CFP®'s UBS Financial Services Experience June 2005 - Present
Job First Vice President Wealth Management at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services June 2005 - Present
Merrill Lynch April 1995 - May 2005
Education
Hobart and William Smith Colleges
Bachelors, Economics
UBS Financial Services June 2005 - Present
Merrill Lynch April 1995 - May 2005
Education
Hobart and William Smith Colleges
Bachelors, Economics
David Perkins, MBA David Perkins, MBA's UBS Financial Services Experience July 2002 - October 2003
Job Leader Influencer
Industry Management Consulting
Experience
Park State Bank & Trust 2012 - 2013
Glazer's December 2011 - June 2012
Internal Revenue Service February 2012 - May 2012
Project CEO April 2005 - November 2011
UBS Financial Services July 2002 - October 2003
Amvest Financial Group January 1996 - June 2002
Financial Printing Resource January 1995 - December 1996
George K. Baum & Company May 1987 - July 1994
Skills
Teaching, Thinking Outside The Box, Public Speaking, Finance, Investments, Accounting, Entrepreneur, Small Business, Business Strategy, Business Planning, Strategic Planning, Business Development, Management Consulting, Business Analysis, New Business Development, Mergers, Financial Analysis, Leadership, Training, Entrepreneurship
Education
Keller Graduate School of Management of DeVry University
M.B.A, Management and Finance
Friends University
B. S, Business Administration & Accounting
Park State Bank & Trust 2012 - 2013
Glazer's December 2011 - June 2012
Internal Revenue Service February 2012 - May 2012
Project CEO April 2005 - November 2011
UBS Financial Services July 2002 - October 2003
Amvest Financial Group January 1996 - June 2002
Financial Printing Resource January 1995 - December 1996
George K. Baum & Company May 1987 - July 1994
Skills
Teaching, Thinking Outside The Box, Public Speaking, Finance, Investments, Accounting, Entrepreneur, Small Business, Business Strategy, Business Planning, Strategic Planning, Business Development, Management Consulting, Business Analysis, New Business Development, Mergers, Financial Analysis, Leadership, Training, Entrepreneurship
Education
Keller Graduate School of Management of DeVry University
M.B.A, Management and Finance
Friends University
B. S, Business Administration & Accounting
Arleatha Williams Arleatha Williams's UBS Financial Services Experience July 2002 - July 2006
Job Vice PresidentInvestment Officer at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors July 2006 - Present
UBS Financial Services July 2002 - July 2006
Prudential Securities May 1993 - July 2002
Dean Witter Reynolds May 1986 - May 1993
Skills
Retirement Planning, Financial Advisory, Retirement Plan..., Wealth-Preservation..., Multi-Generational..., Investment Planning, Business-Owner Planning, 401(k) Rollovers
Education
Marymount University 1981 — 1982
MBA, Finance
Florida State University 1973 — 1977
BS, Business Administration-Fashion Merchandising
Wells Fargo Advisors July 2006 - Present
UBS Financial Services July 2002 - July 2006
Prudential Securities May 1993 - July 2002
Dean Witter Reynolds May 1986 - May 1993
Skills
Retirement Planning, Financial Advisory, Retirement Plan..., Wealth-Preservation..., Multi-Generational..., Investment Planning, Business-Owner Planning, 401(k) Rollovers
Education
Marymount University 1981 — 1982
MBA, Finance
Florida State University 1973 — 1977
BS, Business Administration-Fashion Merchandising
Carl Uehling Carl Uehling's UBS Financial Services Experience May 2009 - Present
Job Senior Vice President at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services May 2009 - Present
Smith Barney July 1993 - May 2009
Shearson Lehman Brothers September 1987 - July 1993
Education
Gettysburg College 1971 — 1975
BA, English
UBS Financial Services May 2009 - Present
Smith Barney July 1993 - May 2009
Shearson Lehman Brothers September 1987 - July 1993
Education
Gettysburg College 1971 — 1975
BA, English
nancy heim's UBS Financial Services Experience March 2010 - January 2012
Job CoFounder at Sole Innovators
Industry Financial Services
Experience
Sole Innovators 2013 - Present
UBS Financial Services March 2010 - January 2012
Resources for Success 2008 - 2009
Skills
Financial Planning, Wealth Management, Retirement, Retirement Planning, Securities, Wealth, Asset, Portfolio Management
Education
Florida State University - College of Business 1976 — 1980
BS, Finance & International Business
UCLA extension
BS, Finance, International Business
Sole Innovators 2013 - Present
UBS Financial Services March 2010 - January 2012
Resources for Success 2008 - 2009
Skills
Financial Planning, Wealth Management, Retirement, Retirement Planning, Securities, Wealth, Asset, Portfolio Management
Education
Florida State University - College of Business 1976 — 1980
BS, Finance & International Business
UCLA extension
BS, Finance, International Business
Gary Shortridge Gary Shortridge's UBS Financial Services Experience March 2007 - April 2009
Job Financial Advisor
Industry Financial Services
Experience
Clearview Financial Group 2009 - Present
UBS Financial Services March 2007 - April 2009
Skills
Financial Analysis, Strategic Financial..., Asset Allocation
Education
Georgia Institute of Technology 1975 — 1979
Bachelor of Science, Chemical Engineering
Tattnall Square Academy 1972 — 1975
graduate, all
Clearview Financial Group 2009 - Present
UBS Financial Services March 2007 - April 2009
Skills
Financial Analysis, Strategic Financial..., Asset Allocation
Education
Georgia Institute of Technology 1975 — 1979
Bachelor of Science, Chemical Engineering
Tattnall Square Academy 1972 — 1975
graduate, all
Steve Crabtree, CFP® Steve Crabtree, CFP®'s UBS Financial Services Experience June 2000 - September 2008
Job Senior Vice President, Investments at Raymond James
Industry Investment Management
Experience
Raymond James September 2008 - Present
Melrose Place 2012 - 2013
UBS Financial Services June 2000 - September 2008
J C Bradford & Co November 1983 - June 2000
Education
University of Tennessee-Knoxville - College of Business Administration 1971 — 1975
BS, General Business
Hillwood High School 1969 — 1971
Raymond James September 2008 - Present
Melrose Place 2012 - 2013
UBS Financial Services June 2000 - September 2008
J C Bradford & Co November 1983 - June 2000
Education
University of Tennessee-Knoxville - College of Business Administration 1971 — 1975
BS, General Business
Hillwood High School 1969 — 1971
William Jeffers William Jeffers's UBS Financial Services Experience September 2004 - July 2006
Job Financial Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch July 2006 - Present
UBS Financial Services September 2004 - July 2006
Outside Loop Computers, Inc. January 1999 - September 2004
Education
University of Colorado Boulder - Leeds School of Business 1994 — 1996
MBA, Finance
Gustavus Adolphus College 1987 — 1991
BA, Biology
Merrill Lynch July 2006 - Present
UBS Financial Services September 2004 - July 2006
Outside Loop Computers, Inc. January 1999 - September 2004
Education
University of Colorado Boulder - Leeds School of Business 1994 — 1996
MBA, Finance
Gustavus Adolphus College 1987 — 1991
BA, Biology
Marc Graziano Marc Graziano's UBS Financial Services Experience January 2010 - May 2010
Job Business Development at utiliVisor
Industry Utilities
Experience
utiliVisor December 2010 - Present
utility programs and metering II June 2010 - January 2011
UBS Financial Services January 2010 - May 2010
Hofstra University September 2006 - May 2010
Hofstra University Resident Safety January 2008 - April 2010
AXA Advisors March 2009 - August 2009
Rawlings Atlantic June 2008 - August 2008
Skills
Energy Efficiency, Energy, Project Management, Business Development, Engineering, Financial Analysis, Marketing, Research, Energy Management
Education
Hofstra University 2006 — 2010
Bachelor of Arts, Double Major Economics and Political Science; Economics; Political Science
Ramapo High School 2002 — 2006
Certified Energy Manager
utiliVisor December 2010 - Present
utility programs and metering II June 2010 - January 2011
UBS Financial Services January 2010 - May 2010
Hofstra University September 2006 - May 2010
Hofstra University Resident Safety January 2008 - April 2010
AXA Advisors March 2009 - August 2009
Rawlings Atlantic June 2008 - August 2008
Skills
Energy Efficiency, Energy, Project Management, Business Development, Engineering, Financial Analysis, Marketing, Research, Energy Management
Education
Hofstra University 2006 — 2010
Bachelor of Arts, Double Major Economics and Political Science; Economics; Political Science
Ramapo High School 2002 — 2006
Certified Energy Manager
Hans Schulte Hans Schulte's UBS Financial Services Experience June 2013 - December 2013
Job Senior Account Manager at Collective
Industry Online Media
Experience
Collective August 2015 - Present
Collective April 2014 - Present
UBS Financial Services June 2013 - December 2013
Morgan Stanley Wealth Management June 2012 - August 2012
Skills
Financial Analysis, Microsoft Excel, Investments, Data Analysis, Economics, Analysis, Bloomberg, Facebook
Education
Hamilton College 2009 — 2013
Bachelor of Arts (B.A.), Economics
Rondout Valley High School 2005 — 2009
Collective August 2015 - Present
Collective April 2014 - Present
UBS Financial Services June 2013 - December 2013
Morgan Stanley Wealth Management June 2012 - August 2012
Skills
Financial Analysis, Microsoft Excel, Investments, Data Analysis, Economics, Analysis, Bloomberg, Facebook
Education
Hamilton College 2009 — 2013
Bachelor of Arts (B.A.), Economics
Rondout Valley High School 2005 — 2009
Wayne Baller Wayne Baller's UBS Financial Services Experience June 1990 - Present
Job Managing Director at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services June 1990 - Present
Education
University of Miami School of Law 1974 — 1977
J.D., Law
Georgetown University 1969 — 1974
Bachelor of Science, International Affairs
UBS Financial Services June 1990 - Present
Education
University of Miami School of Law 1974 — 1977
J.D., Law
Georgetown University 1969 — 1974
Bachelor of Science, International Affairs
Sara Nunez PMP OPM CC's UBS Financial Services Experience September 2004 - June 2005
Job Organizational Project Management Professional
Industry Telecommunications
Experience
Verizon Corporate March 2012 - September 2015
OPM3 2008 Update Team (PMI) January 2007 - December 2013
Project Management Institute (PMI) November 2012 - November 2012
Verizon Wireless August 2007 - March 2012
Verizon - Corporate PMO 2007 - September 2009
Intel Corporation June 2005 - July 2007
UBS Financial Services September 2004 - June 2005
AT&T Wireless September 1990 - July 2003
Coorporación Cultural Centro Colombo Americano January 1982 - July 1989
Monomeros Colombo Venezolanos S.A. January 1986 - December 1988
Skills
Program Management, Strategy, PMP, PMO, SDLC, Change Management, Vendor Management, Project Portfolio..., Agile Project Management, Risk Management, Process Improvement, Cross-functional Team..., Certified Project..., Business Analysis, Management, Telecommunications, MS Project, Project Management, Product Marketing, Product Management, Project Planning, Software Project..., Requirements Analysis, Leadership, Business Process..., Business Process, Strategic Planning, Resource Management, Outsourcing, Governance, Product Development, Analysis, Training, Business Strategy, Operations Management, Start-ups, IT Strategy, PMI, Microsoft Project, Integration
Education
CORE IS 2011 — 2011
MSP Program Management Certified, MSP Program Management Certification
PMI 2007 — 2007
OPM3, Certified Assesor
Fairleigh Dickinson University 2000 — 2004
Business, Bachelor of Arts in Individualized Studies Degree
The George Washington University - School of Business 1998 — 2000
Program Management, Project Management Master Certificate Program
Centro Colombo Americano 1982 — 1985
Business English and Bilingual Secretary, English
Verizon Corporate March 2012 - September 2015
OPM3 2008 Update Team (PMI) January 2007 - December 2013
Project Management Institute (PMI) November 2012 - November 2012
Verizon Wireless August 2007 - March 2012
Verizon - Corporate PMO 2007 - September 2009
Intel Corporation June 2005 - July 2007
UBS Financial Services September 2004 - June 2005
AT&T Wireless September 1990 - July 2003
Coorporación Cultural Centro Colombo Americano January 1982 - July 1989
Monomeros Colombo Venezolanos S.A. January 1986 - December 1988
Skills
Program Management, Strategy, PMP, PMO, SDLC, Change Management, Vendor Management, Project Portfolio..., Agile Project Management, Risk Management, Process Improvement, Cross-functional Team..., Certified Project..., Business Analysis, Management, Telecommunications, MS Project, Project Management, Product Marketing, Product Management, Project Planning, Software Project..., Requirements Analysis, Leadership, Business Process..., Business Process, Strategic Planning, Resource Management, Outsourcing, Governance, Product Development, Analysis, Training, Business Strategy, Operations Management, Start-ups, IT Strategy, PMI, Microsoft Project, Integration
Education
CORE IS 2011 — 2011
MSP Program Management Certified, MSP Program Management Certification
PMI 2007 — 2007
OPM3, Certified Assesor
Fairleigh Dickinson University 2000 — 2004
Business, Bachelor of Arts in Individualized Studies Degree
The George Washington University - School of Business 1998 — 2000
Program Management, Project Management Master Certificate Program
Centro Colombo Americano 1982 — 1985
Business English and Bilingual Secretary, English
Lekan Oyefesobi Lekan Oyefesobi's UBS Financial Services Experience May 2005 - January 2011
Job Securities Examiner
Industry Financial Services
Experience
U.S. Securities and Exchange Commission November 2014 - Present
Deloitte Financial Advisory Services LLP July 2013 - September 2014
KPMG LLP January 2011 - June 2013
UBS Financial Services May 2005 - January 2011
Merrill Lynch September 2003 - May 2005
Skills
Due Diligence, Mutual Funds, Financial Institutions, Investment Banking, Corporate Finance, Risk Management, Capital Markets, Financial Analysis, Equities, Auditing, Valuation, Risk Assessment, Management Consulting, AML, Hedge Funds, Internal Audit, Analysis, Financial Risk, Investments, Accounting, Asset Management, Financial Modeling, Private Equity, Enterprise Risk..., Financial Services, Internal Controls, Trading, Financial Advisory, Finance, Portfolio Management, Mergers & Acquisitions, Bloomberg, USA PATRIOT Act, Financial Markets, KYC, Securities, OFAC, Investment Advisory, Options, Derivatives, Corporate Governance, Anti Money Laundering, Data Analysis, Management
Education
Fordham University - Graduate School of Business Administration 2010 — 2012
Master of Business Administration (MBA), Finance & Business Economics
Rutgers University-New Brunswick 1999 — 2002
BA, Economics
U.S. Securities and Exchange Commission November 2014 - Present
Deloitte Financial Advisory Services LLP July 2013 - September 2014
KPMG LLP January 2011 - June 2013
UBS Financial Services May 2005 - January 2011
Merrill Lynch September 2003 - May 2005
Skills
Due Diligence, Mutual Funds, Financial Institutions, Investment Banking, Corporate Finance, Risk Management, Capital Markets, Financial Analysis, Equities, Auditing, Valuation, Risk Assessment, Management Consulting, AML, Hedge Funds, Internal Audit, Analysis, Financial Risk, Investments, Accounting, Asset Management, Financial Modeling, Private Equity, Enterprise Risk..., Financial Services, Internal Controls, Trading, Financial Advisory, Finance, Portfolio Management, Mergers & Acquisitions, Bloomberg, USA PATRIOT Act, Financial Markets, KYC, Securities, OFAC, Investment Advisory, Options, Derivatives, Corporate Governance, Anti Money Laundering, Data Analysis, Management
Education
Fordham University - Graduate School of Business Administration 2010 — 2012
Master of Business Administration (MBA), Finance & Business Economics
Rutgers University-New Brunswick 1999 — 2002
BA, Economics
Donald J. Ramos, Jr., CIMA®, CFP® Donald J. Ramos, Jr., CIMA®, CFP®'s UBS Financial Services Experience November 2006 - April 2009
Job Vice President, Operations at Equity Services, Inc., Division of National Life Group
Industry Financial Services
Experience
Equity Services, Inc., Division of National Life Group February 2013 - Present
Monk a Moo, Inc August 2001 - Present
Equity Services, Inc., Division of National Life Group November 2009 - February 2013
UBS Financial Services November 2006 - April 2009
Young Stovall & Company October 1994 - November 2006
US Government August 1986 - October 1994
Skills
FINRA, VA, Series 7, Series 24, Series 66, Securities, Options, Equities, Series 63, Annuity, Stock, Investment Advisory, FINOP, Certified Financial..., Certified Investment..., Fixed Annuities, Uniform Combined State..., Mutual Funds, Investments, Wealth Management, Strategic Financial..., Financial Services, Finance, Insurance, Management, Retirement Planning, Portfolio Management, Financial Analysis, Asset Management, Financial Advisory
Education
University of Pennsylvania - The Wharton School 2011 — 2011
Certified Investment Management Analyst (R)
Florida International University 1998 — 2002
Bachelor of Science in Biology, Mathematics Minor
Penn State University 1981 — 1986
Bachelor of Science, Aerospace Engineering
Equity Services, Inc., Division of National Life Group February 2013 - Present
Monk a Moo, Inc August 2001 - Present
Equity Services, Inc., Division of National Life Group November 2009 - February 2013
UBS Financial Services November 2006 - April 2009
Young Stovall & Company October 1994 - November 2006
US Government August 1986 - October 1994
Skills
FINRA, VA, Series 7, Series 24, Series 66, Securities, Options, Equities, Series 63, Annuity, Stock, Investment Advisory, FINOP, Certified Financial..., Certified Investment..., Fixed Annuities, Uniform Combined State..., Mutual Funds, Investments, Wealth Management, Strategic Financial..., Financial Services, Finance, Insurance, Management, Retirement Planning, Portfolio Management, Financial Analysis, Asset Management, Financial Advisory
Education
University of Pennsylvania - The Wharton School 2011 — 2011
Certified Investment Management Analyst (R)
Florida International University 1998 — 2002
Bachelor of Science in Biology, Mathematics Minor
Penn State University 1981 — 1986
Bachelor of Science, Aerospace Engineering
Lauren Cotto Perez Lauren Cotto Perez's UBS Financial Services Experience June 2009 - June 2011
Job Certified Health Coach
Industry Professional Training & Coaching
Experience
Wealth Management Transitions, LLC April 2013 - March 2015
UBS May 2011 - April 2013
UBS Financial Services June 2009 - June 2011
UBS September 2005 - November 2008
Smith Barney September 2004 - August 2005
Skills
Series 7, Series 63, Series 66, Series 9, Series 10
Education
Institute for Integrative Nutrition 2015 — 2015
Health and Wellness
Georgia State University - J. Mack Robinson College of Business 1999 — 2004
Finance, Accounting and Finance
Wealth Management Transitions, LLC April 2013 - March 2015
UBS May 2011 - April 2013
UBS Financial Services June 2009 - June 2011
UBS September 2005 - November 2008
Smith Barney September 2004 - August 2005
Skills
Series 7, Series 63, Series 66, Series 9, Series 10
Education
Institute for Integrative Nutrition 2015 — 2015
Health and Wellness
Georgia State University - J. Mack Robinson College of Business 1999 — 2004
Finance, Accounting and Finance
Eric Malament, CPA Eric Malament, CPA's UBS Financial Services Experience October 2010 - December 2010
Job Controller at CORE
Industry Accounting
Experience
CORE April 2015 - Present
Xaxis October 2013 - April 2015
McGladrey January 2011 - September 2013
UBS Financial Services October 2010 - December 2010
Bagelicious Catering June 2007 - October 2010
Schwartz & Company June 2008 - December 2008
Ernst & Young July 2008 - August 2008
Skills
US GAAP, Internal Controls, Auditing, Accounting, Account Reconciliation, Financial Statements, Microsoft Excel, GAAP, SEC filings, CPA, Analysis, PowerPoint, Sarbanes-Oxley Act, Data Analysis, Financial Accounting, Financial Reporting, General Ledger, Financial Analysis, Variance Analysis, Accounts Payable, Accounts Receivable, Bookkeeping, Managerial Finance, Fixed Assets
Education
Frank G. Zarb School of Business 2006 — 2010
B.B.A, Accounting
Hofstra University 2006 — 2010
B.B.A, Accounting
State University of New York College at Oswego
Master of Business Administration (MBA)
CORE April 2015 - Present
Xaxis October 2013 - April 2015
McGladrey January 2011 - September 2013
UBS Financial Services October 2010 - December 2010
Bagelicious Catering June 2007 - October 2010
Schwartz & Company June 2008 - December 2008
Ernst & Young July 2008 - August 2008
Skills
US GAAP, Internal Controls, Auditing, Accounting, Account Reconciliation, Financial Statements, Microsoft Excel, GAAP, SEC filings, CPA, Analysis, PowerPoint, Sarbanes-Oxley Act, Data Analysis, Financial Accounting, Financial Reporting, General Ledger, Financial Analysis, Variance Analysis, Accounts Payable, Accounts Receivable, Bookkeeping, Managerial Finance, Fixed Assets
Education
Frank G. Zarb School of Business 2006 — 2010
B.B.A, Accounting
Hofstra University 2006 — 2010
B.B.A, Accounting
State University of New York College at Oswego
Master of Business Administration (MBA)
Schuyler Sampson, CFP® Schuyler Sampson, CFP®'s UBS Financial Services Experience September 2006 - Present
Job Financial Advisor at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services September 2006 - Present
UBS Investment Bank December 2003 - September 2006
Ernst & Young October 2000 - December 2003
Skills
Asset Allocation, Wealth Management, Series 7
Education
Hampton University 1997 — 2000
Bachelor's degree, Accounting
Rutgers, The State University of New Jersey-New Brunswick 1995 — 1997
Engineering
Franklin High School 1991 — 1995
UBS Financial Services September 2006 - Present
UBS Investment Bank December 2003 - September 2006
Ernst & Young October 2000 - December 2003
Skills
Asset Allocation, Wealth Management, Series 7
Education
Hampton University 1997 — 2000
Bachelor's degree, Accounting
Rutgers, The State University of New Jersey-New Brunswick 1995 — 1997
Engineering
Franklin High School 1991 — 1995
David Wyss, CFP® David Wyss, CFP®'s UBS Financial Services Experience October 2007 - Present
Job Senior Wealth Strategy Associate at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services October 2007 - Present
UBS Financial Services October 2006 - October 2007
Anthony J Wyss Financial Services, CPA, CFP April 2003 - April 2006
Education
Gettysburg College 2002 — 2006
BA, Economics
UBS Financial Services October 2007 - Present
UBS Financial Services October 2006 - October 2007
Anthony J Wyss Financial Services, CPA, CFP April 2003 - April 2006
Education
Gettysburg College 2002 — 2006
BA, Economics
Ergin Ahmetaj Ergin Ahmetaj's UBS Financial Services Experience September 2011 - September 2012
Job Junior Associate
Industry Financial Services
Experience
WellNet Healthcare June 2013 - Present
Triangle General Contractors September 2012 - December 2012
UBS Financial Services September 2011 - September 2012
Skills
Customer Relations, Microsoft Office, Customer Service, Research, Energetic Leader, Marketing, Social Networking, Market and Financial..., Outlook, Microsoft Excel, Social Media Marketing, Bloomberg, Public Speaking, Management, Risk Management, Investments, Access, Salesforce.com, Bloomberg Terminal, Valuation, Spanish, PowerPoint, Financial Analysis, Time Management, Event Planning, Microsoft Word, Data Analysis, Facebook, Teamwork, Marketing Strategy, English, Banking, Analysis, Leadership, Social Media, Budgets, Marketing Communications, Financial Modeling, Fixed Income, Strategic Planning, Sales, Project Management, Business Strategy, Accounting, Market Research, Equity Research, Equities, Finance, Team Leadership, Business Development
Education
Fordham University 2011 — 2013
Bachelor of Business Administration (B.B.A.), Finance
Pace University - Lubin School of Business 2009 — 2011
Bachelor of Applied Science (B.A.Sc.), Finance
WellNet Healthcare June 2013 - Present
Triangle General Contractors September 2012 - December 2012
UBS Financial Services September 2011 - September 2012
Skills
Customer Relations, Microsoft Office, Customer Service, Research, Energetic Leader, Marketing, Social Networking, Market and Financial..., Outlook, Microsoft Excel, Social Media Marketing, Bloomberg, Public Speaking, Management, Risk Management, Investments, Access, Salesforce.com, Bloomberg Terminal, Valuation, Spanish, PowerPoint, Financial Analysis, Time Management, Event Planning, Microsoft Word, Data Analysis, Facebook, Teamwork, Marketing Strategy, English, Banking, Analysis, Leadership, Social Media, Budgets, Marketing Communications, Financial Modeling, Fixed Income, Strategic Planning, Sales, Project Management, Business Strategy, Accounting, Market Research, Equity Research, Equities, Finance, Team Leadership, Business Development
Education
Fordham University 2011 — 2013
Bachelor of Business Administration (B.B.A.), Finance
Pace University - Lubin School of Business 2009 — 2011
Bachelor of Applied Science (B.A.Sc.), Finance
Theodore Wachtell Theodore Wachtell's UBS Financial Services Experience December 2013 - April 2014
Job Associate, Institutional Sales and Trading at Ladenburg Thalmann
Industry Financial Services
Experience
Ladenburg Thalmann April 2014 - Present
UBS Financial Services December 2013 - April 2014
Kratos Defense and Security Solutions June 2012 - August 2012
ABKCO Music & Records, Inc. June 2011 - August 2011
Millennium Partners June 2010 - August 2010
Skills
PowerPoint, Microsoft Excel, Customer Service, Microsoft Office, Microsoft Word
Education
Georgetown University 2009 — 2013
Bachelor of Arts (B.A.), Linguistics
Ladenburg Thalmann April 2014 - Present
UBS Financial Services December 2013 - April 2014
Kratos Defense and Security Solutions June 2012 - August 2012
ABKCO Music & Records, Inc. June 2011 - August 2011
Millennium Partners June 2010 - August 2010
Skills
PowerPoint, Microsoft Excel, Customer Service, Microsoft Office, Microsoft Word
Education
Georgetown University 2009 — 2013
Bachelor of Arts (B.A.), Linguistics
Justo (Jay) Rey's UBS Financial Services Experience January 2000 - June 2004
Job Director of Sales & Advertising
Industry Marketing and Advertising
Experience
Tampa Bay Newspapers March 2007 - Present
The Flyer July 2004 - March 2007
UBS Financial Services January 2000 - June 2004
Skills
Sales Management, Marketing, Selling, Web Marketing, Niche Marketing, SPIN Selling, Advertising, Account Management, Marketing Strategy, New Business Development, Online Advertising, Lead Generation, Direct Marketing, B2B, Sales, Salesforce.com, Direct Mail, Cold Calling, Sales Presentations, Publishing, Email Marketing, Marketing Communications, Advertising Sales, Online Marketing, Digital Media, Market Planning
Education
Nova Southeastern University - Huizenga School of Business & Entrepreneurship 2005 — 2006
MBA, Business Administration
Florida International University - College of Business 1998 — 2002
BBA, Marketing
Tampa Bay Newspapers March 2007 - Present
The Flyer July 2004 - March 2007
UBS Financial Services January 2000 - June 2004
Skills
Sales Management, Marketing, Selling, Web Marketing, Niche Marketing, SPIN Selling, Advertising, Account Management, Marketing Strategy, New Business Development, Online Advertising, Lead Generation, Direct Marketing, B2B, Sales, Salesforce.com, Direct Mail, Cold Calling, Sales Presentations, Publishing, Email Marketing, Marketing Communications, Advertising Sales, Online Marketing, Digital Media, Market Planning
Education
Nova Southeastern University - Huizenga School of Business & Entrepreneurship 2005 — 2006
MBA, Business Administration
Florida International University - College of Business 1998 — 2002
BBA, Marketing
Daniel Arena's UBS Financial Services Experience September 2009 - May 2010
Job Director, Ad Product and Operations at SheKnows
Industry Internet
Experience
SheKnows July 2014 - Present
StyleCaster Media Group November 2013 - July 2014
StyleCaster January 2013 - November 2013
Burringo December 2011 - December 2012
Connected Ventures/ College Humor May 2010 - August 2012
UBS Financial Services September 2009 - May 2010
Marvel Entertainment Inc January 2009 - May 2009
Northwestern Mutual Financial December 2007 - October 2008
Protegrity USA Inc June 2007 - January 2008
Skills
Microsoft Office, DFP, Online Advertising, Life Insurance, Online Marketing, Advertising Operations, Inventory Management, Video Editing
Education
Fordham University
B.S., Business Administration, Economics
SheKnows July 2014 - Present
StyleCaster Media Group November 2013 - July 2014
StyleCaster January 2013 - November 2013
Burringo December 2011 - December 2012
Connected Ventures/ College Humor May 2010 - August 2012
UBS Financial Services September 2009 - May 2010
Marvel Entertainment Inc January 2009 - May 2009
Northwestern Mutual Financial December 2007 - October 2008
Protegrity USA Inc June 2007 - January 2008
Skills
Microsoft Office, DFP, Online Advertising, Life Insurance, Online Marketing, Advertising Operations, Inventory Management, Video Editing
Education
Fordham University
B.S., Business Administration, Economics
Brendan Melanophy's UBS Financial Services Experience January 2011 - March 2011
Job Private Client Associate at Bernstein Global Wealth Management
Industry Financial Services
Experience
Bernstein Global Wealth Management October 2013 - Present
MetLife Securities July 2013 - September 2013
New York Jets May 2013 - May 2013
Fordham University Football Team June 2009 - May 2013
Pavarini Construction June 2010 - July 2012
Raiffeisen Bank International May 2011 - July 2011
UBS Financial Services January 2011 - March 2011
Fordham University September 2010 - January 2011
Education
Fordham University 2009 — 2013
Bachelor of Science (BS), Major: Finance and Minor: Economics, Magna Cum Laude
Danbury High School 2005 — 2009
Bernstein Global Wealth Management October 2013 - Present
MetLife Securities July 2013 - September 2013
New York Jets May 2013 - May 2013
Fordham University Football Team June 2009 - May 2013
Pavarini Construction June 2010 - July 2012
Raiffeisen Bank International May 2011 - July 2011
UBS Financial Services January 2011 - March 2011
Fordham University September 2010 - January 2011
Education
Fordham University 2009 — 2013
Bachelor of Science (BS), Major: Finance and Minor: Economics, Magna Cum Laude
Danbury High School 2005 — 2009
Sam Meyer's UBS Financial Services Experience March 2013 - October 2013
Job Strategy Analyst at inCode, a division of Ericsson
Industry Management Consulting
Experience
inCode, a division of Ericsson February 2015 - Present
Allure Global Solutions October 2013 - November 2014
UBS Financial Services March 2013 - October 2013
First Data Corporation August 2012 - March 2013
First Data Corporation May 2012 - August 2012
Skills
Financial Modeling, Microsoft Office, Microsoft Excel, Financial Analysis, PowerPoint, Microsoft Word, Analysis, Customer Service, Data Analysis, Risk Management, Leadership
Education
Georgia Institute of Technology 2011 — 2014
Bachelor's Degree, Business Finance, Senior
inCode, a division of Ericsson February 2015 - Present
Allure Global Solutions October 2013 - November 2014
UBS Financial Services March 2013 - October 2013
First Data Corporation August 2012 - March 2013
First Data Corporation May 2012 - August 2012
Skills
Financial Modeling, Microsoft Office, Microsoft Excel, Financial Analysis, PowerPoint, Microsoft Word, Analysis, Customer Service, Data Analysis, Risk Management, Leadership
Education
Georgia Institute of Technology 2011 — 2014
Bachelor's Degree, Business Finance, Senior
Brandon Quinn's UBS Financial Services Experience February 2015 - Present
Job Student at Fordham University, Intern at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services February 2015 - Present
Nordstrom June 2014 - August 2015
Fordham University December 2013 - May 2015
Tutor.com June 2014 - December 2014
Theneeds, Inc. March 2014 - August 2014
Articula December 2013 - May 2014
ShopRite Supermarkets August 2011 - August 2013
Skills
Finance, Mathematics, Team Leadership, Microsoft Excel, Social Media, Microsoft Word, Business Development, Time Management, Networking, Economics, Financial Analysis, Windows, Mac, Basic Spanish, Business Analysis, Calculus, Digital Media, Macroeconomics, Leadership
Education
Fordham University 2013 — 2017
Bachelor of Science (B.S.), Finance, General
Saint Joseph High School 2009 — 2013
High School Diploma
UBS Financial Services February 2015 - Present
Nordstrom June 2014 - August 2015
Fordham University December 2013 - May 2015
Tutor.com June 2014 - December 2014
Theneeds, Inc. March 2014 - August 2014
Articula December 2013 - May 2014
ShopRite Supermarkets August 2011 - August 2013
Skills
Finance, Mathematics, Team Leadership, Microsoft Excel, Social Media, Microsoft Word, Business Development, Time Management, Networking, Economics, Financial Analysis, Windows, Mac, Basic Spanish, Business Analysis, Calculus, Digital Media, Macroeconomics, Leadership
Education
Fordham University 2013 — 2017
Bachelor of Science (B.S.), Finance, General
Saint Joseph High School 2009 — 2013
High School Diploma
Frances Douthat Frances Douthat's UBS Financial Services Experience April 2009 - Present
Job Vice President Investments at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services April 2009 - Present
Morgan Stanley Smith Barney February 1997 - April 2009
Piper Jaffray January 1994 - February 1997
Education
University of Kansas School of Law 1988 — 1991
JD
Georgetown University 1982 — 1986
BA, Philosophy
UBS Financial Services April 2009 - Present
Morgan Stanley Smith Barney February 1997 - April 2009
Piper Jaffray January 1994 - February 1997
Education
University of Kansas School of Law 1988 — 1991
JD
Georgetown University 1982 — 1986
BA, Philosophy
Brandon Causey Brandon Causey's UBS Financial Services Experience May 2011 - July 2011
Job Project Engineer at Techtronic Industries I Mechanical Engineer I Georgia Tech
Industry Medical Devices
Experience
Global Center for Medical Innovation (GCMI) January 2015 - Present
Norton Orthopedic Specialists May 2014 - August 2014
University of Evansville August 2012 - May 2014
UBS Financial Services May 2011 - July 2011
Skills
Mechanical Engineering, Biomedical Engineering, SolidWorks, Orthopedics, Medical Devices, Research, Medical Device R&D, Product Development, Product Design, Biomechanics, Matlab, LabVIEW, Design for Manufacturing, Quality Management, Public Speaking, Project Management, Leadership, Data Analysis, Rapid Prototyping, Image Analysis, Mechanical Product..., PowerPoint, Statistics, Microsoft Office
Education
Georgia Institute of Technology 2014 — 2015
Master's Degree, Biomedical Engineering Innovation and Development (MBID)
University of Evansville 2010 — 2014
Bachelor of Science (B.S.), Mechanical Engineering
Global Center for Medical Innovation (GCMI) January 2015 - Present
Norton Orthopedic Specialists May 2014 - August 2014
University of Evansville August 2012 - May 2014
UBS Financial Services May 2011 - July 2011
Skills
Mechanical Engineering, Biomedical Engineering, SolidWorks, Orthopedics, Medical Devices, Research, Medical Device R&D, Product Development, Product Design, Biomechanics, Matlab, LabVIEW, Design for Manufacturing, Quality Management, Public Speaking, Project Management, Leadership, Data Analysis, Rapid Prototyping, Image Analysis, Mechanical Product..., PowerPoint, Statistics, Microsoft Office
Education
Georgia Institute of Technology 2014 — 2015
Master's Degree, Biomedical Engineering Innovation and Development (MBID)
University of Evansville 2010 — 2014
Bachelor of Science (B.S.), Mechanical Engineering
Patrick Collopy Patrick Collopy's UBS Financial Services Experience January 2009 - May 2009
Job Law Student at Brooklyn Law School
Industry Law Practice
Experience
Brooklyn Law School August 2013 - Present
Kings County District Attorneys Office August 2014 - November 2014
Congressional Office of Compliance May 2014 - August 2014
D'Amato & Lynch July 2010 - July 2013
Bruno Wessel Inc October 2009 - March 2010
UBS Financial Services January 2009 - May 2009
Donohoe Construction Company Inc., Specialty Projects Division June 2005 - August 2007
Skills
Westlaw, Civil Litigation, Legal Research, Litigation, Legal Writing, Corporate Law, Courts, Litigation Support, Legal Assistance, Document Review, Lexis, Trials, Social Media, Public Speaking, Microsoft Office, Mediation, LexisNexis, Criminal Law
Education
Brooklyn Law School 2014 — 2016
Juris Doctor (J.D.)
Fordham University 2006 — 2009
B.A., History, Economics
Gonzaga College High School, Washington D.C. 2001 — 2005
Brooklyn Law School August 2013 - Present
Kings County District Attorneys Office August 2014 - November 2014
Congressional Office of Compliance May 2014 - August 2014
D'Amato & Lynch July 2010 - July 2013
Bruno Wessel Inc October 2009 - March 2010
UBS Financial Services January 2009 - May 2009
Donohoe Construction Company Inc., Specialty Projects Division June 2005 - August 2007
Skills
Westlaw, Civil Litigation, Legal Research, Litigation, Legal Writing, Corporate Law, Courts, Litigation Support, Legal Assistance, Document Review, Lexis, Trials, Social Media, Public Speaking, Microsoft Office, Mediation, LexisNexis, Criminal Law
Education
Brooklyn Law School 2014 — 2016
Juris Doctor (J.D.)
Fordham University 2006 — 2009
B.A., History, Economics
Gonzaga College High School, Washington D.C. 2001 — 2005
Terry Tsouratakis's UBS Financial Services Experience January 2009 - May 2009
Job Corporate Partnerships at Premier Partnerships
Industry Sports
Experience
Premier Partnerships August 2015 - Present
Port Washington Fire Department May 2006 - Present
The Madison Square Garden Company May 2013 - July 2015
Madison Square Garden April 2012 - May 2014
New York Jets April 2010 - December 2011
Madison Square Garden September 2010 - May 2011
UBS Financial Services January 2009 - May 2009
Skills
Sponsorship, Social Media, Marketing, Event Planning, Event Management, Social Media Marketing, Sports Marketing, Facebook, Sports, Social Networking, Sports Management
Education
Fordham University 2007 — 2011
Bachelor of Science in Marketing, Concentration in Accounting, Minor in History
Premier Partnerships August 2015 - Present
Port Washington Fire Department May 2006 - Present
The Madison Square Garden Company May 2013 - July 2015
Madison Square Garden April 2012 - May 2014
New York Jets April 2010 - December 2011
Madison Square Garden September 2010 - May 2011
UBS Financial Services January 2009 - May 2009
Skills
Sponsorship, Social Media, Marketing, Event Planning, Event Management, Social Media Marketing, Sports Marketing, Facebook, Sports, Social Networking, Sports Management
Education
Fordham University 2007 — 2011
Bachelor of Science in Marketing, Concentration in Accounting, Minor in History
Brandie Alyssa Farnam, CFP® Brandie Alyssa Farnam, CFP®'s UBS Financial Services Experience November 2006 - March 2009
Job Manager of Advice Excellence & Product Voice at LearnVest
Industry Financial Services
Experience
LearnVest June 2015 - Present
LearnVest, Inc. June 2014 - Present
LearnVest.com March 2013 - March 2014
LearnVest, Inc. March 2012 - March 2013
Morgan Stanley Smith Barney July 2010 - March 2012
Morgan Stanley Smith Barney March 2009 - June 2010
UBS Financial Services November 2006 - March 2009
Skills
Asset Allocation, Strategic Financial..., Finance, Financial Services, Financial Advisory, Investment Strategies, Investments, Series 7, Due Diligence, Retirement Planning, Wealth Management, Asset Management, Mutual Funds, Portfolio Management, Investment Advisory, Start-ups, Financial Planning
Education
Fordham University 2009 — 2009
Executive Certificate in Financial Planning, Comprehensive Insurance, Investment, Tax, Retirement, and Estate Planning
University of Colorado at Boulder - Leeds School of Business 2002 — 2006
Bachelor of Business Administration (B.B.A.), Finance
LearnVest June 2015 - Present
LearnVest, Inc. June 2014 - Present
LearnVest.com March 2013 - March 2014
LearnVest, Inc. March 2012 - March 2013
Morgan Stanley Smith Barney July 2010 - March 2012
Morgan Stanley Smith Barney March 2009 - June 2010
UBS Financial Services November 2006 - March 2009
Skills
Asset Allocation, Strategic Financial..., Finance, Financial Services, Financial Advisory, Investment Strategies, Investments, Series 7, Due Diligence, Retirement Planning, Wealth Management, Asset Management, Mutual Funds, Portfolio Management, Investment Advisory, Start-ups, Financial Planning
Education
Fordham University 2009 — 2009
Executive Certificate in Financial Planning, Comprehensive Insurance, Investment, Tax, Retirement, and Estate Planning
University of Colorado at Boulder - Leeds School of Business 2002 — 2006
Bachelor of Business Administration (B.B.A.), Finance
Kristin Frazier Kristin Frazier's UBS Financial Services Experience January 2009 - January 2010
Job Assistant Branch Manager
Industry Financial Services
Experience
Regions Bank August 2015 - Present
PNC July 2012 - July 2015
Janney Montgomery Scott April 2010 - June 2012
UBS Financial Services January 2009 - January 2010
Morgan Stanley Smith Barney April 2008 - January 2009
Skills
Uniform Combined State..., Series 7, Retirement Planning, Asset Allocation, Mutual Funds, Securities, Sales, Financial Planning, Equities, Financial Services, KYC, Gallup Strengths, Phone Etiquette, Outbound Marketing, Consumer Lending
Education
Florida State University 2000 — 2004
B.S., Psychology
Regions Bank August 2015 - Present
PNC July 2012 - July 2015
Janney Montgomery Scott April 2010 - June 2012
UBS Financial Services January 2009 - January 2010
Morgan Stanley Smith Barney April 2008 - January 2009
Skills
Uniform Combined State..., Series 7, Retirement Planning, Asset Allocation, Mutual Funds, Securities, Sales, Financial Planning, Equities, Financial Services, KYC, Gallup Strengths, Phone Etiquette, Outbound Marketing, Consumer Lending
Education
Florida State University 2000 — 2004
B.S., Psychology
Ted Horowitz Ted Horowitz's UBS Financial Services Experience January 2001 - May 2005
Job Financial Advisor/Vice President at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. July 2012 - Present
Morgan Stanley Smith Barney May 2005 - July 2012
UBS Financial Services January 2001 - May 2005
RBC August 1997 - January 2001
Merrill Lynch August 1994 - August 1997
Harlow Butler 1993 - 1994
Instinet Corporation 1992 - 1993
Phibro LLC 1990 - 1992
Education
Thunderbird School of Global Management 1988 — 1990
Master of International Management, Business
University of Washington 1982 — 1986
BA, International Relations
Fudan University 1984 — 1984
Summer Program, Chinese
University of South Carolina-Columbia 1981 — 1982
Business Administration and Management, General
Spartanburg High School 1978 — 1980
High School
Riverside Military Academy 1976 — 1977
Ameriprise Financial Services, Inc. July 2012 - Present
Morgan Stanley Smith Barney May 2005 - July 2012
UBS Financial Services January 2001 - May 2005
RBC August 1997 - January 2001
Merrill Lynch August 1994 - August 1997
Harlow Butler 1993 - 1994
Instinet Corporation 1992 - 1993
Phibro LLC 1990 - 1992
Education
Thunderbird School of Global Management 1988 — 1990
Master of International Management, Business
University of Washington 1982 — 1986
BA, International Relations
Fudan University 1984 — 1984
Summer Program, Chinese
University of South Carolina-Columbia 1981 — 1982
Business Administration and Management, General
Spartanburg High School 1978 — 1980
High School
Riverside Military Academy 1976 — 1977
Robert McCarron Robert McCarron's UBS Financial Services Experience February 2000 - February 2010
Job Vice President at Robert W. Baird
Industry Financial Services
Experience
Robert W. Baird & Co. January 2010 - Present
UBS Financial Services February 2000 - February 2010
Unishippers 1998 - 2000
Skills
Financial Analysis, Finance, Investments, Strategic Financial..., Retirement Planning, Retirement, Series 63, Series 7, Alternative Investments, Wealth Management, Estate Planning, Financial Planning, Jokes, Leadership, Mutual Funds, Strategic Planning
Education
Franciscan University of Steubenville 1994 — 1998
Walsh Jesuit 1990 — 1994
Robert W. Baird & Co. January 2010 - Present
UBS Financial Services February 2000 - February 2010
Unishippers 1998 - 2000
Skills
Financial Analysis, Finance, Investments, Strategic Financial..., Retirement Planning, Retirement, Series 63, Series 7, Alternative Investments, Wealth Management, Estate Planning, Financial Planning, Jokes, Leadership, Mutual Funds, Strategic Planning
Education
Franciscan University of Steubenville 1994 — 1998
Walsh Jesuit 1990 — 1994
Mark Uehling Mark Uehling's UBS Financial Services Experience May 2009 - Present
Job Senior Vice PresidentWealth Management at UBS Financial Services, CFP®, CIMA®, CRPS®
Industry Financial Services
Experience
UBS Financial Services May 2009 - Present
Smith Barney 1998 - 2009
Actium Technology 1997 - 1998
Unisys 1981 - 1997
NCR Corporation 1979 - 1981
Education
Temple University - Fox School of Business and Management 1977 — 1979
MBA, Marketing/Finance
Gettysburg College 1972 — 1976
BA, Business Administration
UBS Financial Services May 2009 - Present
Smith Barney 1998 - 2009
Actium Technology 1997 - 1998
Unisys 1981 - 1997
NCR Corporation 1979 - 1981
Education
Temple University - Fox School of Business and Management 1977 — 1979
MBA, Marketing/Finance
Gettysburg College 1972 — 1976
BA, Business Administration
Jack Linker's UBS Financial Services Experience June 2015 - Present
Job Current Summer Intern at UBS in New York City
Industry Financial Services
Experience
UBS Financial Services June 2015 - Present
Generation Oppourtunity September 2014 - October 2014
Linker Sound and Lighting June 2011 - August 2014
DICK'S Sporting Goods June 2012 - August 2012
Skills
Investment Analysis, Financial Management, Financial Accounting, Business Communications, Cold Calling, Judicial, Sales
Education
High Point University 2012 — 2015
B.S.B.A, in Business Administration, Minors in Finance and Economics, Business Administration and Management, General, Class of 2016
Chapel Hill High School 2008 — 2012
High School, Diploma, Class of 2012
UBS Financial Services June 2015 - Present
Generation Oppourtunity September 2014 - October 2014
Linker Sound and Lighting June 2011 - August 2014
DICK'S Sporting Goods June 2012 - August 2012
Skills
Investment Analysis, Financial Management, Financial Accounting, Business Communications, Cold Calling, Judicial, Sales
Education
High Point University 2012 — 2015
B.S.B.A, in Business Administration, Minors in Finance and Economics, Business Administration and Management, General, Class of 2016
Chapel Hill High School 2008 — 2012
High School, Diploma, Class of 2012
Alison Hudson's UBS Financial Services Experience May 2012 - August 2012
Job Business Analyst
Industry Information Technology and Services
Experience
Assurant Corporate Technology December 2014 - Present
TEKsystems August 2013 - November 2014
Delta Zeta Sorority January 2012 - December 2012
UBS Financial Services May 2012 - August 2012
Environment Florida May 2010 - August 2010
Abercrombie & Fitch June 2009 - January 2010
Skills
PowerPoint, Microsoft Excel, Outlook, Customer Service, Marketing, Bloomberg, Financial Analysis, Microsoft Office, Microsoft Word, Social Media, Portfolio Management, Time Management, Social Networking, Spanish, Data Analysis, Public Speaking, Access, Analysis, International Economics, Sales, Research, Budgets, Leadership, Advertising, Event Planning, Data Entry, Fundraising, Teamwork, Public Relations, Blogging, Market Research, Editing, Nonprofits, Event Management, Accounting, Social Media Marketing, Community Outreach, Marketing Communications, Training, Management, Tumblr, Strategic Planning, Human Resources, Marketing Strategy, Retail
Education
Florida State University 2009 — 2013
Bachelor of Arts (B.A.), Economics and International Affairs, 3.76
New World School of the Arts 2005 — 2009
Superintendent's High School Diploma of Distinction, Music Performance, Viola
Assurant Corporate Technology December 2014 - Present
TEKsystems August 2013 - November 2014
Delta Zeta Sorority January 2012 - December 2012
UBS Financial Services May 2012 - August 2012
Environment Florida May 2010 - August 2010
Abercrombie & Fitch June 2009 - January 2010
Skills
PowerPoint, Microsoft Excel, Outlook, Customer Service, Marketing, Bloomberg, Financial Analysis, Microsoft Office, Microsoft Word, Social Media, Portfolio Management, Time Management, Social Networking, Spanish, Data Analysis, Public Speaking, Access, Analysis, International Economics, Sales, Research, Budgets, Leadership, Advertising, Event Planning, Data Entry, Fundraising, Teamwork, Public Relations, Blogging, Market Research, Editing, Nonprofits, Event Management, Accounting, Social Media Marketing, Community Outreach, Marketing Communications, Training, Management, Tumblr, Strategic Planning, Human Resources, Marketing Strategy, Retail
Education
Florida State University 2009 — 2013
Bachelor of Arts (B.A.), Economics and International Affairs, 3.76
New World School of the Arts 2005 — 2009
Superintendent's High School Diploma of Distinction, Music Performance, Viola
Kevin Zimmerman's UBS Financial Services Experience August 2011 - Present
Job National Sales Director at TCG Telecom Consulting Group
Industry Telecommunications
Experience
TCG - Telecom Consulting Group September 2015 - Present
UBS Financial Services August 2011 - Present
The Communications Experts Group April 2008 - August 2010
Skills
PowerPoint, Microsoft Excel, Microsoft Office, Microsoft Word, Time Management, Social Media, Customer Service, Event Planning, Social Networking, Leadership
Education
Florida State University 2006 — 2011
Bachelor of Science, Psychology
South Plantation High School 2002 — 2006
High School Diploma, Environmental Science
TCG - Telecom Consulting Group September 2015 - Present
UBS Financial Services August 2011 - Present
The Communications Experts Group April 2008 - August 2010
Skills
PowerPoint, Microsoft Excel, Microsoft Office, Microsoft Word, Time Management, Social Media, Customer Service, Event Planning, Social Networking, Leadership
Education
Florida State University 2006 — 2011
Bachelor of Science, Psychology
South Plantation High School 2002 — 2006
High School Diploma, Environmental Science
Raymond Calderon's UBS Financial Services Experience September 2006 - Present
Job Financial Advisor
Industry Financial Services
Experience
UBS Financial Services September 2006 - Present
Merrill Lynch January 2000 - August 2006
A.G. Edwards April 1997 - August 1999
Education
Thomas Jefferson School of Law 1999 — 2003
Hofstra University 1992 — 1995
Johnson University
UBS Financial Services September 2006 - Present
Merrill Lynch January 2000 - August 2006
A.G. Edwards April 1997 - August 1999
Education
Thomas Jefferson School of Law 1999 — 2003
Hofstra University 1992 — 1995
Johnson University
Cory Fosdyck, CFP, CIMA, CPWA's UBS Financial Services Experience September 2002 - November 2006
Job Branch ManagerMerrill Lynch
Industry Financial Services
Experience
Destin Charity Wine Auction Foundation (DCWAF) August 2014 - Present
Destin Golf LLC December 2010 - Present
Northwest Florida State College January 2010 - Present
Merrill Lynch November 2006 - Present
Walton Area Chamber of Commerce January 2012 - January 2013
UBS Financial Services September 2002 - November 2006
Skills
Series 7, Asset Allocation, Wealth Management, Estate Planning, Investments, Mutual Funds, Retirement Planning, Strategic Planning, Strategic Financial..., 401k, Alternative Investments, Asset Management, Employee Benefits, Banking, Equities, Finance, Financial Services, Financial Advisory, Insurance, Fixed Annuities, Investment Advisory, Investment Management, Investment Strategies, Mortgage Lending, Life Insurance, Portfolio Management, Securities, Series 63, Small Business, Wealth, Retirement, Financial Planning
Education
University of Chicago 2012 — 2012
Certified Private Wealth Advisor
University of California, Berkeley 2008 — 2008
Certified Investment Management Analyst
Florida State University 2004 — 2005
Certificate of Financial Planning
Western Illinois University 2001 — 2002
Master of Business Administration (MBA)
Western Illinois University 1997 — 2001
Bachelor of Science (BS)
Destin Charity Wine Auction Foundation (DCWAF) August 2014 - Present
Destin Golf LLC December 2010 - Present
Northwest Florida State College January 2010 - Present
Merrill Lynch November 2006 - Present
Walton Area Chamber of Commerce January 2012 - January 2013
UBS Financial Services September 2002 - November 2006
Skills
Series 7, Asset Allocation, Wealth Management, Estate Planning, Investments, Mutual Funds, Retirement Planning, Strategic Planning, Strategic Financial..., 401k, Alternative Investments, Asset Management, Employee Benefits, Banking, Equities, Finance, Financial Services, Financial Advisory, Insurance, Fixed Annuities, Investment Advisory, Investment Management, Investment Strategies, Mortgage Lending, Life Insurance, Portfolio Management, Securities, Series 63, Small Business, Wealth, Retirement, Financial Planning
Education
University of Chicago 2012 — 2012
Certified Private Wealth Advisor
University of California, Berkeley 2008 — 2008
Certified Investment Management Analyst
Florida State University 2004 — 2005
Certificate of Financial Planning
Western Illinois University 2001 — 2002
Master of Business Administration (MBA)
Western Illinois University 1997 — 2001
Bachelor of Science (BS)
Steven Kleiner's UBS Financial Services Experience 2001 - 2008
Job Regional Director
Industry Financial Services
Experience
The Roosevelt Investment Group September 2008 - Present
UBS Financial Services 2001 - 2008
Accenture 1998 - 2001
Education
Fordham Gabelli School of Business 2004 — 2008
University at Albany, SUNY 1994 — 1998
BS, IS / Finance
The Roosevelt Investment Group September 2008 - Present
UBS Financial Services 2001 - 2008
Accenture 1998 - 2001
Education
Fordham Gabelli School of Business 2004 — 2008
University at Albany, SUNY 1994 — 1998
BS, IS / Finance
Raymond Robertello's UBS Financial Services Experience April 1997 - Present
Job Assistant Director of Compliance at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services April 1997 - Present
PaineWebber 1997 - November 2000
Smith Barney 1993 - 1997
Shearson 1988 - 1993
Skills
FINRA
Education
Fairleigh Dickinson University 1981 — 1985
Bachelor's degree, Business Administration and Management, General
UBS Financial Services April 1997 - Present
PaineWebber 1997 - November 2000
Smith Barney 1993 - 1997
Shearson 1988 - 1993
Skills
FINRA
Education
Fairleigh Dickinson University 1981 — 1985
Bachelor's degree, Business Administration and Management, General
Melissa Van Putten-Henderson, CFA's UBS Financial Services Experience October 2003 - September 2005
Job Senior Investment Strategist at Wells Fargo Private Bank
Industry Investment Management
Experience
Wells Fargo Private Bank November 2012 - Present
US Trust Private Wealth Management April 1998 - November 2012
UBS Financial Services October 2003 - September 2005
Skills
Investment Strategies, Portfolio Management, Fixed Income, Wealth Management, Equities, Asset Managment, Mutual Funds, Investments, Securities, Capital Markets, Asset Allocation, Alternative Investments, Valuation, Emerging Markets, Financial Modeling
Education
Florida International University 2002 — 2003
Masters
Wells Fargo Private Bank November 2012 - Present
US Trust Private Wealth Management April 1998 - November 2012
UBS Financial Services October 2003 - September 2005
Skills
Investment Strategies, Portfolio Management, Fixed Income, Wealth Management, Equities, Asset Managment, Mutual Funds, Investments, Securities, Capital Markets, Asset Allocation, Alternative Investments, Valuation, Emerging Markets, Financial Modeling
Education
Florida International University 2002 — 2003
Masters
Lyman Howell, CFP®'s UBS Financial Services Experience September 2005 - May 2007
Job Financial Services Professional
Industry Financial Services
Experience
New York Life Insurance Company May 2009 - September 2014
Merrill Lynch May 2007 - December 2008
UBS Financial Services September 2005 - May 2007
Faith to Finance, NFP July 2002 - August 2005
World Renew August 1994 - June 2002
Ambassadors Fellowship November 1989 - July 1994
Kraft Foods February 1987 - November 1989
Corn Products International 1982 - 1987
Education
The University of Chicago - Booth School of Business 1983 — 1988
Master of Business Administration (MBA), Finance and Marketing
Northwestern University 1976 — 1980
BS, Chemical Engineering
Grambling High School 1972 — 1976
High School
Grambling State University 1975 — 1975
New York Life Insurance Company May 2009 - September 2014
Merrill Lynch May 2007 - December 2008
UBS Financial Services September 2005 - May 2007
Faith to Finance, NFP July 2002 - August 2005
World Renew August 1994 - June 2002
Ambassadors Fellowship November 1989 - July 1994
Kraft Foods February 1987 - November 1989
Corn Products International 1982 - 1987
Education
The University of Chicago - Booth School of Business 1983 — 1988
Master of Business Administration (MBA), Finance and Marketing
Northwestern University 1976 — 1980
BS, Chemical Engineering
Grambling High School 1972 — 1976
High School
Grambling State University 1975 — 1975
Philip Fraccola's UBS Financial Services Experience August 2007 - August 2007
Job
Industry Financial Services
Experience
Spartan Capital Securities June 2009 - October 2010
Spartan Capital Securities January 2009 - June 2009
Pinnacle Investments, LLC September 2008 - November 2008
UBS Financial Services August 2007 - August 2007
Hudson Institute August 2006 - December 2006
AmeriCU Credit Union June 2006 - August 2006
Practicare Medical Management June 2005 - August 2005
Skills
Portfolio Management, Finance, Economics, Financial Modeling, Bloomberg, Stata, Capital Markets, Fixed Income, Equity Trading, Series 7, SPSS, Financial Analysis, Microsoft Office 2007, Electronic Trading, Team Management, Sales Management, Microsoft Office, Eviews, R, Thomson One, Supervisory Skills, Telephone Skills, Liquidity Management, Commercial Real Estate..., Microsoft Excel
Education
University of Florida 2013 — 2014
Master’s Degree
University of Rochester - William E. Simon Graduate School of Business Administration 2011 — 2012
Master of Business Administration (M.B.A.)
Hamilton College 2004 — 2008
Bachelor's Degree
Spartan Capital Securities June 2009 - October 2010
Spartan Capital Securities January 2009 - June 2009
Pinnacle Investments, LLC September 2008 - November 2008
UBS Financial Services August 2007 - August 2007
Hudson Institute August 2006 - December 2006
AmeriCU Credit Union June 2006 - August 2006
Practicare Medical Management June 2005 - August 2005
Skills
Portfolio Management, Finance, Economics, Financial Modeling, Bloomberg, Stata, Capital Markets, Fixed Income, Equity Trading, Series 7, SPSS, Financial Analysis, Microsoft Office 2007, Electronic Trading, Team Management, Sales Management, Microsoft Office, Eviews, R, Thomson One, Supervisory Skills, Telephone Skills, Liquidity Management, Commercial Real Estate..., Microsoft Excel
Education
University of Florida 2013 — 2014
Master’s Degree
University of Rochester - William E. Simon Graduate School of Business Administration 2011 — 2012
Master of Business Administration (M.B.A.)
Hamilton College 2004 — 2008
Bachelor's Degree
Steven Rosen's UBS Financial Services Experience 2004 - 2010
Job Chief Compliance Officer, Surveyor Capital at Citadel Investment Group
Industry Law Practice
Experience
Citadel Investment Group 2012 - Present
Coleman Research Group 2010 - 2012
UBS Financial Services 2004 - 2010
Wilmer Cutler Pickering Hale and Dorr LLP 1998 - 2004
U.S. District Court 1997 - 1998
Skills
Compliance, Corporate Governance, Employment Law, Employment Litigation, Securities Law, Investigations, Internal Investigations, Corporate Law, Enforcement, Fraud, Litigation Management, Hedge Funds, Research
Education
The George Washington University Law School 1994 — 1997
JD, Law
Georgetown University 1988 — 1992
BA, American Government
Citadel Investment Group 2012 - Present
Coleman Research Group 2010 - 2012
UBS Financial Services 2004 - 2010
Wilmer Cutler Pickering Hale and Dorr LLP 1998 - 2004
U.S. District Court 1997 - 1998
Skills
Compliance, Corporate Governance, Employment Law, Employment Litigation, Securities Law, Investigations, Internal Investigations, Corporate Law, Enforcement, Fraud, Litigation Management, Hedge Funds, Research
Education
The George Washington University Law School 1994 — 1997
JD, Law
Georgetown University 1988 — 1992
BA, American Government
Steven Mocko's UBS Financial Services Experience September 2006 - February 2013
Job Finance Manager at AIG
Industry Financial Services
Experience
AIG February 2013 - Present
UBS Financial Services September 2006 - February 2013
PSEG Global May 2001 - August 2006
Telcordia Technologies 1991 - 2001
Skills
Financial Modeling, Financial Analysis, Financial Reporting, Strategic Financial..., Sarbanes-Oxley Act
Education
Fairleigh Dickinson University 2007 — 2013
MBA, Finance, 3.82
York College of Pennsylvania 1990 — 1993
B.S., Accounting
AIG February 2013 - Present
UBS Financial Services September 2006 - February 2013
PSEG Global May 2001 - August 2006
Telcordia Technologies 1991 - 2001
Skills
Financial Modeling, Financial Analysis, Financial Reporting, Strategic Financial..., Sarbanes-Oxley Act
Education
Fairleigh Dickinson University 2007 — 2013
MBA, Finance, 3.82
York College of Pennsylvania 1990 — 1993
B.S., Accounting
Tony Otero's UBS Financial Services Experience September 2006 - Present
Job Financial Advisor at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services September 2006 - Present
RFMD 2001 - 2006
Harris Corporation 1996 - 1999
Education
Florida Institute of Technology 1994 — 1997
Master of Science (MS), Electrical and Electronics Engineering
University of Miami 1988 — 1993
Electrical and Electronics Engineering
Miami Dade College
Union Hill HS
UBS Financial Services September 2006 - Present
RFMD 2001 - 2006
Harris Corporation 1996 - 1999
Education
Florida Institute of Technology 1994 — 1997
Master of Science (MS), Electrical and Electronics Engineering
University of Miami 1988 — 1993
Electrical and Electronics Engineering
Miami Dade College
Union Hill HS
Clark Hatch's UBS Financial Services Experience June 2013 - August 2015
Job Seeking a New Opportunity
Industry Capital Markets
Experience
UBS Financial Services June 2013 - August 2015
Morgan Stanley Wealth Management June 2010 - May 2013
UBS Financial Services May 2009 - June 2010
Drexel Hamilton, LLC June 2008 - August 2008
Goldman Sachs September 2001 - June 2007
Skills
Series 7, Equities, Fixed Income, Finance, Investments, Trading, Financial Analysis, Capital Markets, Securities, Financial Modeling, Alternative Investments, Options Strategies, FINRA, Series 65, Bloomberg Terminal, Equity Valuation, Equity Research, Equity Trading, Prime Brokerage, Financial Markets, Options, Fund Of Funds, Equity Derivatives, Strategic Financial..., Structured Products, FX Options, Electronic Trading, Risk Management, Uniform Combined State..., Series 63, Derivatives, Series 24, Retirement Planning, Banking, Hedging, Emerging Markets, Trading Systems, Corporate Finance, Private Equity, Asset Management, Hedge Funds
Education
Georgetown University - The McDonough School of Business 2007 — 2009
MBA, Finance
Hamilton College 1997 — 2001
BA, Economics
Morristown-Beard School 1992 — 1997
High School
UBS Financial Services June 2013 - August 2015
Morgan Stanley Wealth Management June 2010 - May 2013
UBS Financial Services May 2009 - June 2010
Drexel Hamilton, LLC June 2008 - August 2008
Goldman Sachs September 2001 - June 2007
Skills
Series 7, Equities, Fixed Income, Finance, Investments, Trading, Financial Analysis, Capital Markets, Securities, Financial Modeling, Alternative Investments, Options Strategies, FINRA, Series 65, Bloomberg Terminal, Equity Valuation, Equity Research, Equity Trading, Prime Brokerage, Financial Markets, Options, Fund Of Funds, Equity Derivatives, Strategic Financial..., Structured Products, FX Options, Electronic Trading, Risk Management, Uniform Combined State..., Series 63, Derivatives, Series 24, Retirement Planning, Banking, Hedging, Emerging Markets, Trading Systems, Corporate Finance, Private Equity, Asset Management, Hedge Funds
Education
Georgetown University - The McDonough School of Business 2007 — 2009
MBA, Finance
Hamilton College 1997 — 2001
BA, Economics
Morristown-Beard School 1992 — 1997
High School
Lori Schiller's UBS Financial Services Experience October 2008 - Present
Job Vice PresidentInvestments at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services October 2008 - Present
Morgan Stanley February 2005 - October 2008
Merrill Lynch May 1997 - February 2005
Education
Hofstra University 1993 — 1997
UBS Financial Services October 2008 - Present
Morgan Stanley February 2005 - October 2008
Merrill Lynch May 1997 - February 2005
Education
Hofstra University 1993 — 1997
Noble Judy's UBS Financial Services Experience February 2007 - May 2009
Job at Metropolitan Property Management, Inc.
Industry Financial Services
Experience
Metropolitan Property Management, Inc. July 2009 - Present
UBS Financial Services February 2007 - May 2009
Lincoln Financial Group 2004 - 2006
Skills
Investments, Portfolio Management, Financial Analysis, Financial Services, Real Estate, Property Management, Valuation, Retirement Planning, Wealth Management, Loans, Series 7, Negotiation, Asset Allocation, Mutual Funds
Education
Furman University 1999 — 2004
BA, Business Administration
Montgomery Bell Academy 1993 — 1999
Metropolitan Property Management, Inc. July 2009 - Present
UBS Financial Services February 2007 - May 2009
Lincoln Financial Group 2004 - 2006
Skills
Investments, Portfolio Management, Financial Analysis, Financial Services, Real Estate, Property Management, Valuation, Retirement Planning, Wealth Management, Loans, Series 7, Negotiation, Asset Allocation, Mutual Funds
Education
Furman University 1999 — 2004
BA, Business Administration
Montgomery Bell Academy 1993 — 1999
Meegan Engles's UBS Financial Services Experience June 1992 - Present
Job Senior Vice President at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services June 1992 - Present
Education
Georgetown University 1987 — 1991
UBS Financial Services June 1992 - Present
Education
Georgetown University 1987 — 1991
John Allocca's UBS Financial Services Experience 2000 - Present
Job Director at UBS
Industry Financial Services
Experience
UBS Financial Services 2000 - Present
UBS Wealth Management 2000 - Present
Education
Fordham Gabelli School of Business 1976 — 1978
MBA, Economics / Finance
New York University - Leonard N. Stern School of Business 1970 — 1976
B.S., Economics / FInance
UBS Financial Services 2000 - Present
UBS Wealth Management 2000 - Present
Education
Fordham Gabelli School of Business 1976 — 1978
MBA, Economics / Finance
New York University - Leonard N. Stern School of Business 1970 — 1976
B.S., Economics / FInance
Rick Kirkinis's UBS Financial Services Experience February 2009 - Present
Job Managing Director Wealth Management Portfolio Manager at UBS Financial Services
Industry Investment Management
Experience
UBS Financial Services February 2009 - Present
Citi Smith Barney October 1991 - January 2009
Prudential Securities September 1985 - October 1991
JB Hanauer and Company September 1980 - September 1985
Education
Fairleigh Dickinson University
BS, Marketing and Business Administration
UBS Financial Services February 2009 - Present
Citi Smith Barney October 1991 - January 2009
Prudential Securities September 1985 - October 1991
JB Hanauer and Company September 1980 - September 1985
Education
Fairleigh Dickinson University
BS, Marketing and Business Administration
Marshall Hagen's UBS Financial Services Experience 2010 - Present
Job Senior Vice President Investments
Industry Financial Services
Experience
UBS Financial Services 2010 - Present
Education
Tufts University 1972 — 1976
BS, Psychology
Fordham University School of Law
JD
New York University - Leonard N. Stern School of Business
MBA
UBS Financial Services 2010 - Present
Education
Tufts University 1972 — 1976
BS, Psychology
Fordham University School of Law
JD
New York University - Leonard N. Stern School of Business
MBA
Jeri Slavin's UBS Financial Services Experience August 2002 - November 2010
Job President at Rudolph Investments LLC
Industry Investment Management
Experience
Rudolph Investments LLC November 2010 - Present
UBS Financial Services August 2002 - November 2010
Goldman Sachs Private Wealth Management August 1994 - August 2002
Skills
Product Development, Alternative Investments, Entrepreneurship, Fixed Income, Equities, Wealth Management, Hedge Funds, Capital Markets, Asset Allocation, Series 63, Investment Management, Investment Strategies, Private Equity, Portfolio Management, Asset Management, Wealth Management..., Investment Advisory, Series 7
Education
Harvard Business School 1992 — 1994
MBA
Washington University 1984 — 1987
AM, Art History
Brandeis University 1982 — 1984
BA, Art History
Rudolph Investments LLC November 2010 - Present
UBS Financial Services August 2002 - November 2010
Goldman Sachs Private Wealth Management August 1994 - August 2002
Skills
Product Development, Alternative Investments, Entrepreneurship, Fixed Income, Equities, Wealth Management, Hedge Funds, Capital Markets, Asset Allocation, Series 63, Investment Management, Investment Strategies, Private Equity, Portfolio Management, Asset Management, Wealth Management..., Investment Advisory, Series 7
Education
Harvard Business School 1992 — 1994
MBA
Washington University 1984 — 1987
AM, Art History
Brandeis University 1982 — 1984
BA, Art History
Dave Magnone's UBS Financial Services Experience April 2001 - December 2004
Job Certified Financial Planner
Industry Financial Services
Experience
RBC Wealth Management January 2005 - Present
UBS Financial Services April 2001 - December 2004
JP Morgan Chase November 1996 - March 2001
Education
Fordham Gabelli School of Business 1997 — 2000
MBA, Accounting & Finance
University of Rhode Island 1988 — 1992
Business Administration, Finance
RBC Wealth Management January 2005 - Present
UBS Financial Services April 2001 - December 2004
JP Morgan Chase November 1996 - March 2001
Education
Fordham Gabelli School of Business 1997 — 2000
MBA, Accounting & Finance
University of Rhode Island 1988 — 1992
Business Administration, Finance
Jordan Milan's UBS Financial Services Experience June 2008 - August 2008
Job VP of Product at YipitData
Industry Financial Services
Experience
YipitData March 2013 - Present
Barclays June 2010 - March 2013
Bernard Financial Group June 2009 - August 2009
UBS Financial Services June 2008 - August 2008
Skills
Financial Modeling, Banking, Investment Banking, Valuation, High Yield, Equities
Education
Harvard University 2007 — 2011
A.B., cum laude in Economics, Secondary Field in Statistics
Seaholm High School 2003 — 2007
YipitData March 2013 - Present
Barclays June 2010 - March 2013
Bernard Financial Group June 2009 - August 2009
UBS Financial Services June 2008 - August 2008
Skills
Financial Modeling, Banking, Investment Banking, Valuation, High Yield, Equities
Education
Harvard University 2007 — 2011
A.B., cum laude in Economics, Secondary Field in Statistics
Seaholm High School 2003 — 2007
Carl Jocelyn's UBS Financial Services Experience July 2002 - March 2004
Job Vice President at Grosvenor Capital Management
Industry Accounting
Experience
Grosvenor Capital Management January 2014 - Present
Credit Suisse April 2007 - December 2013
Citigroup June 2005 - April 2007
BDO USA, LLP March 2004 - June 2005
UBS Financial Services July 2002 - March 2004
BDO Seidman, LLP February 2000 - July 2002
Skills
Proficient using..., bilingual Spanish &..., proficient using..., Financial Reporting, Hedge Funds, Private Equity, Financial Analysis, Investments, Account Reconciliation, Auditing, Accounting, Financial Statements, Mutual Funds, General Ledger, Management
Education
Fordham University 1996 — 2000
Accounting, Accounting/Finance
Grosvenor Capital Management January 2014 - Present
Credit Suisse April 2007 - December 2013
Citigroup June 2005 - April 2007
BDO USA, LLP March 2004 - June 2005
UBS Financial Services July 2002 - March 2004
BDO Seidman, LLP February 2000 - July 2002
Skills
Proficient using..., bilingual Spanish &..., proficient using..., Financial Reporting, Hedge Funds, Private Equity, Financial Analysis, Investments, Account Reconciliation, Auditing, Accounting, Financial Statements, Mutual Funds, General Ledger, Management
Education
Fordham University 1996 — 2000
Accounting, Accounting/Finance
Julia Penrose's UBS Financial Services Experience December 2009 - May 2012
Job Associate at Heidrick & Struggles
Industry Financial Services
Experience
Heidrick & Struggles December 2013 - Present
Bloomberg LP September 2012 - December 2013
Bloomberg LP May 2012 - September 2012
UBS Financial Services December 2009 - May 2012
Liz Claiborne Inc. June 2008 - August 2008
FutureBrand June 2007 - August 2007
Grey June 2006 - August 2006
Skills
Recruiting, Account Management, Investments, Executive Search, Social Media, Microsoft Excel
Education
Hamilton College 2005 — 2009
Bachelor of Arts (BA), Art History
The Spence School 1992 — 2005
Heidrick & Struggles December 2013 - Present
Bloomberg LP September 2012 - December 2013
Bloomberg LP May 2012 - September 2012
UBS Financial Services December 2009 - May 2012
Liz Claiborne Inc. June 2008 - August 2008
FutureBrand June 2007 - August 2007
Grey June 2006 - August 2006
Skills
Recruiting, Account Management, Investments, Executive Search, Social Media, Microsoft Excel
Education
Hamilton College 2005 — 2009
Bachelor of Arts (BA), Art History
The Spence School 1992 — 2005
Christopher Fischetti's UBS Financial Services Experience January 2006 - August 2008
Job Human Resources
Industry Banking
Experience
PNC January 2012 - June 2015
TD Bank Group August 2008 - September 2011
UBS Financial Services January 2006 - August 2008
Skills
Recruiting, Human Resources, Banking, Onboarding, Talent Management, Talent Acquisition, Performance Management, Employee Relations, Employee Engagement, Succession Planning, Applicant Tracking..., Risk Management, HRIS, Coaching, Mergers, Deferred Compensation, Organizational..., Leadership Development, Training, Interviews, Personnel Management, Change Management, ASIC, C#, Digital Signal..., Employee Benefits, FPGA, Management, Organizational Design, Semiconductors, Telecommunications, Vendor Management, HR Policies, Retail Banking, Strategy, Employment Law, HR Consulting, Policy, Workforce Planning, Organizational...
Education
Holy Family University
Business
PNC January 2012 - June 2015
TD Bank Group August 2008 - September 2011
UBS Financial Services January 2006 - August 2008
Skills
Recruiting, Human Resources, Banking, Onboarding, Talent Management, Talent Acquisition, Performance Management, Employee Relations, Employee Engagement, Succession Planning, Applicant Tracking..., Risk Management, HRIS, Coaching, Mergers, Deferred Compensation, Organizational..., Leadership Development, Training, Interviews, Personnel Management, Change Management, ASIC, C#, Digital Signal..., Employee Benefits, FPGA, Management, Organizational Design, Semiconductors, Telecommunications, Vendor Management, HR Policies, Retail Banking, Strategy, Employment Law, HR Consulting, Policy, Workforce Planning, Organizational...
Education
Holy Family University
Business
Peter Whelan's UBS Financial Services Experience June 2003 - August 2003
Job Regional Sales Manager at ThinkingPhones
Industry Information Technology and Services
Experience
ThinkingPhones January 2015 - Present
ThinkingPhones November 2014 - January 2015
Oracle August 2013 - November 2014
Oracle May 2012 - July 2013
IBEX FINANCIAL SERVICES LLC July 2007 - May 2012
WILLIS OF NEW YORK, INC May 2005 - July 2007
UBS FINANCIAL SERVICES June 2003 - August 2003
Winged Keel Group June 2002 - August 2002
Democratic National Convention August 2000 - September 2000
Skills
Networking, Insurance, Proposal Writing, Marketing, Finance, Pricing, Credit, Microsoft Office, Web Site Production, Database Administration, Research, Customer Service, Recruiting, Press Releases, Policy Analysis, Sales, Salesforce.com, Business Development, Account Management, Financial Services
Education
Hobart and William Smith Colleges 2000 — 2004
BA, American Studies and History
COMMUNITY SERVICE
ThinkingPhones January 2015 - Present
ThinkingPhones November 2014 - January 2015
Oracle August 2013 - November 2014
Oracle May 2012 - July 2013
IBEX FINANCIAL SERVICES LLC July 2007 - May 2012
WILLIS OF NEW YORK, INC May 2005 - July 2007
UBS FINANCIAL SERVICES June 2003 - August 2003
Winged Keel Group June 2002 - August 2002
Democratic National Convention August 2000 - September 2000
Skills
Networking, Insurance, Proposal Writing, Marketing, Finance, Pricing, Credit, Microsoft Office, Web Site Production, Database Administration, Research, Customer Service, Recruiting, Press Releases, Policy Analysis, Sales, Salesforce.com, Business Development, Account Management, Financial Services
Education
Hobart and William Smith Colleges 2000 — 2004
BA, American Studies and History
COMMUNITY SERVICE
Philip O'Shea's UBS Financial Services Experience 1997 - Present
Job Senior Vice President Wealth Management at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services 1997 - Present
Prudential Securities 1993 - 1997
Education
Fordham University 1987 — 1991
Business, Finance
UBS Financial Services 1997 - Present
Prudential Securities 1993 - 1997
Education
Fordham University 1987 — 1991
Business, Finance
Rudy. Gerlich's UBS Financial Services Experience 1996 - 2005
Job Counsel to the Head of Compliance at Deutsche Bank
Industry Financial Services
Experience
Deutsche Bank Counsel to the Head of ComplianceDeutsche Bank Securities2005 - Present
UBS Financial Services (f/k/a PaineWebber) April 1996 - October 2005
UBS Financial Services 1996 - 2005
UBS PaineWebber Inc. 1996 - 2005
PaineWebber 1996 - 2005
US Securities and Exchange Commission 1984 - 1994
Education
Georgetown University Law Center 1976 — 1979
J.D.
Georgetown University 1971 — 1979
BSFS, JD, International Economics and Finance, Law
Deutsche Bank Counsel to the Head of ComplianceDeutsche Bank Securities2005 - Present
UBS Financial Services (f/k/a PaineWebber) April 1996 - October 2005
UBS Financial Services 1996 - 2005
UBS PaineWebber Inc. 1996 - 2005
PaineWebber 1996 - 2005
US Securities and Exchange Commission 1984 - 1994
Education
Georgetown University Law Center 1976 — 1979
J.D.
Georgetown University 1971 — 1979
BSFS, JD, International Economics and Finance, Law
Tom Stefany's UBS Financial Services Experience 2008 - 2009
Job Managing Director Finance Professional
Industry Financial Services
Experience
UBS Financial Services 2008 - 2009
UBS Financial Services 2007 - 2008
Education
Fairleigh Dickinson University 1983 — 1985
BS, Accounting
UBS Financial Services 2008 - 2009
UBS Financial Services 2007 - 2008
Education
Fairleigh Dickinson University 1983 — 1985
BS, Accounting
Leila Larijani, CIMA® CFP®'s UBS Financial Services Experience March 2006 - Present
Job Wealth Advisor, UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services March 2006 - Present
Education
Georgetown University
Bachelor of Science, School of Foreign Service
New York University
MA, Graduate School of Arts and Sciences
UBS Financial Services March 2006 - Present
Education
Georgetown University
Bachelor of Science, School of Foreign Service
New York University
MA, Graduate School of Arts and Sciences
Kevin P. Fahy (PMP)'s UBS Financial Services Experience 2004 - 2006
Job Business Intelligence Professional
Industry Information Technology and Services
Experience
Setfocus March 2010 - May 2010
UBS, Financial Sevices 2007 - 2008
UBS 2006 - 2007
UBS Financial Services 2004 - 2006
UBS Wealth Management 2003 - 2004
Education
Stevens Institute of Technology 2000 — 2005
MSIS, Information Systems
Chubb Institute 1996 — 1996
Certificate, Computer Programming
Fairleigh Dickinson University 1983 — 1988
BS, Marketing
Setfocus March 2010 - May 2010
UBS, Financial Sevices 2007 - 2008
UBS 2006 - 2007
UBS Financial Services 2004 - 2006
UBS Wealth Management 2003 - 2004
Education
Stevens Institute of Technology 2000 — 2005
MSIS, Information Systems
Chubb Institute 1996 — 1996
Certificate, Computer Programming
Fairleigh Dickinson University 1983 — 1988
BS, Marketing
Alisha Nazir's UBS Financial Services Experience May 2008 - August 2008
Job Finance Associate at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management July 2010 - January 2013
Morgan Stanley July 2008 - June 2010
UBS Financial Services May 2008 - August 2008
Fordham University Office of Residential Life April 2007 - June 2008
Skills
Bloomberg, Financial Modeling, Fixed Income, Hedge Funds, Series 7, Bloomberg Terminal, Valuation, Equities, Strategic Financial..., Series 63, Corporate Finance, Capital Markets
Education
Fordham University 2006 — 2010
BS, Finance
Fordham University, Gabelli School of Business 2006 — 2010
Bachelor of Science, Finance; Economics
Morgan Stanley Wealth Management July 2010 - January 2013
Morgan Stanley July 2008 - June 2010
UBS Financial Services May 2008 - August 2008
Fordham University Office of Residential Life April 2007 - June 2008
Skills
Bloomberg, Financial Modeling, Fixed Income, Hedge Funds, Series 7, Bloomberg Terminal, Valuation, Equities, Strategic Financial..., Series 63, Corporate Finance, Capital Markets
Education
Fordham University 2006 — 2010
BS, Finance
Fordham University, Gabelli School of Business 2006 — 2010
Bachelor of Science, Finance; Economics
Susan West's UBS Financial Services Experience January 2005 - July 2005
Job Associate Director, Strategic Communications, Office of the CIO at Yale University
Industry Higher Education
Experience
Yale University March 2013 - Present
JamJam Productions January 2008 - Present
Columbia University January 2012 - March 2014
Yale University February 2012 - February 2013
Columbia Business School February 2011 - January 2012
The Ohio State University August 2009 - January 2011
The Ohio State University August 2006 - July 2008
Briarwood Christian School August 2005 - June 2006
UBS Financial Services January 2005 - July 2005
Invitations on Main January 2005 - July 2005
Skills
Higher Education, Event Planning, Editing, Student Affairs, Public Speaking, Event Management, PowerPoint, Student Development, Training, Admissions, Microsoft Office, Spanish, Microsoft Excel, Arts Administration, Administration, Writing, IT Management, Excel, Strategic Communications, Communications Planning, Leadership, Project Management, Teaching
Education
The Ohio State University 2006 — 2008
M.A., Higher Education and Student Affairs
Furman University 2000 — 2004
B.A., Communication Studies
Yale University March 2013 - Present
JamJam Productions January 2008 - Present
Columbia University January 2012 - March 2014
Yale University February 2012 - February 2013
Columbia Business School February 2011 - January 2012
The Ohio State University August 2009 - January 2011
The Ohio State University August 2006 - July 2008
Briarwood Christian School August 2005 - June 2006
UBS Financial Services January 2005 - July 2005
Invitations on Main January 2005 - July 2005
Skills
Higher Education, Event Planning, Editing, Student Affairs, Public Speaking, Event Management, PowerPoint, Student Development, Training, Admissions, Microsoft Office, Spanish, Microsoft Excel, Arts Administration, Administration, Writing, IT Management, Excel, Strategic Communications, Communications Planning, Leadership, Project Management, Teaching
Education
The Ohio State University 2006 — 2008
M.A., Higher Education and Student Affairs
Furman University 2000 — 2004
B.A., Communication Studies
Elaine Trotta's UBS Financial Services Experience 1985 - 2012
Job Vice President at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management June 2013 - Present
UBS Financial Services Inc. March 2012 - August 2012
UBS Financial Services Inc 2009 - 2012
UBS Financial Services 1985 - 2012
UBS International Inc/UBS 2002 - 2010
Skills
Series 7, Wealth Management, Series 63, Securities, Fixed Income, Equities, Mutual Funds, AML, Alternative Investments, Investment Advisory, Financial Services, Risk Management, Investments, Organizational..., Series 24, Series 65, Series 8, Series 3, Series 15, NJ Insurance License
Education
Fairleigh Dickinson University 1978 — 1981
Master of Arts (MA), Child Psychology
Rutgers, The State University of New Jersey-New Brunswick 1973 — 1977
Bachelor of Arts (BA), Psychology
Morgan Stanley Wealth Management June 2013 - Present
UBS Financial Services Inc. March 2012 - August 2012
UBS Financial Services Inc 2009 - 2012
UBS Financial Services 1985 - 2012
UBS International Inc/UBS 2002 - 2010
Skills
Series 7, Wealth Management, Series 63, Securities, Fixed Income, Equities, Mutual Funds, AML, Alternative Investments, Investment Advisory, Financial Services, Risk Management, Investments, Organizational..., Series 24, Series 65, Series 8, Series 3, Series 15, NJ Insurance License
Education
Fairleigh Dickinson University 1978 — 1981
Master of Arts (MA), Child Psychology
Rutgers, The State University of New Jersey-New Brunswick 1973 — 1977
Bachelor of Arts (BA), Psychology
James Danko's UBS Financial Services Experience
Job Branch Manager at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services
Education
Florida State University
Bachelor of Science (B.S.)
UBS Financial Services
Education
Florida State University
Bachelor of Science (B.S.)
Daniel Rothenberg's UBS Financial Services Experience Senior Vice President - Wealth ManagementUBS Financial Services Inc.November 2010 - February 2014
Job Managing Director Investments at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services Senior Vice President - Wealth ManagementUBS Financial Services Inc.November 2010 - February 2014
Morgan Stanley Smith Barney March 2006 - October 2010
Education
Harvard University 2000 — 2004
BA, Economics
UBS Financial Services Senior Vice President - Wealth ManagementUBS Financial Services Inc.November 2010 - February 2014
Morgan Stanley Smith Barney March 2006 - October 2010
Education
Harvard University 2000 — 2004
BA, Economics
Malik King's UBS Financial Services Experience July 2006 - Present
Job Wealth Planning Specialist at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services July 2006 - Present
Skills
Series 7, Wealth Management, Series 63, Retirement Planning, Strategic Financial..., Equities, 401k, Mutual Funds, Financial Planning, Financial Services, Securities, Retirement, Investments, Asset Allocation, Financial Analysis, Investment Advisory, Asset Management, Portfolio Management, Management, Leadership, Finance
Education
Florida Agricultural and Mechanical University 1999 — 2005
Master of Business Administration (MBA), Finance, General
UBS Financial Services July 2006 - Present
Skills
Series 7, Wealth Management, Series 63, Retirement Planning, Strategic Financial..., Equities, 401k, Mutual Funds, Financial Planning, Financial Services, Securities, Retirement, Investments, Asset Allocation, Financial Analysis, Investment Advisory, Asset Management, Portfolio Management, Management, Leadership, Finance
Education
Florida Agricultural and Mechanical University 1999 — 2005
Master of Business Administration (MBA), Finance, General
Dain Krisulevicz's UBS Financial Services Experience March 2012 - Present
Job Executive Director of Asian Equities at UBS Financial Services
Industry Investment Banking
Experience
UBS Financial Services March 2012 - Present
Barclays Capital October 2009 - December 2011
Merrill Lynch 2005 - 2009
Merrill Lynch 2005 - 2009
Daiwa Securities 2004 - 2009
Daiwa Securities 2004 - 2009
Daiwa Securities 2004 - 2009
Skills
Investments, Fixed Income, Equities, Bloomberg, Hedge Funds, Capital Markets, Portfolio Management, Financial Modeling, Investment Banking, Equity Research, Asset Management, Financial Analysis, Alternative Investments, Series 7, Valuation, Asset Managment, Emerging Markets
Education
Chaminade H.S.
Fordham Gabelli School of Business
University of North Carolina at Chapel Hill
UBS Financial Services March 2012 - Present
Barclays Capital October 2009 - December 2011
Merrill Lynch 2005 - 2009
Merrill Lynch 2005 - 2009
Daiwa Securities 2004 - 2009
Daiwa Securities 2004 - 2009
Daiwa Securities 2004 - 2009
Skills
Investments, Fixed Income, Equities, Bloomberg, Hedge Funds, Capital Markets, Portfolio Management, Financial Modeling, Investment Banking, Equity Research, Asset Management, Financial Analysis, Alternative Investments, Series 7, Valuation, Asset Managment, Emerging Markets
Education
Chaminade H.S.
Fordham Gabelli School of Business
University of North Carolina at Chapel Hill
Kate Keeney's UBS Financial Services Experience January 2008 - July 2009
Job Business Teacher at Westerville North High School
Industry Education Management
Experience
Westerville North High School July 2015 - Present
Infinite Smiles August 2011 - January 2015
UBS Financial Services January 2008 - July 2009
Jones Day Law Firm March 2008 - 2009
Westwood Country Club March 2004 - September 2008
The Columbus Chamber of Commerce March 2008 - 2008
Skills
Human Resources, Microsoft Excel, Customer Service, Marketing, Process Scheduler, Statistics, Bloomberg, Financial Modeling, Economics, Financial Analysis, Event Planning
Education
Franklin University 2012 — 2013
Master of Business Administration (MBA)
The Ohio State University 2005 — 2010
Bachelor of Arts (B.A.), Economics
Westerville North High School July 2015 - Present
Infinite Smiles August 2011 - January 2015
UBS Financial Services January 2008 - July 2009
Jones Day Law Firm March 2008 - 2009
Westwood Country Club March 2004 - September 2008
The Columbus Chamber of Commerce March 2008 - 2008
Skills
Human Resources, Microsoft Excel, Customer Service, Marketing, Process Scheduler, Statistics, Bloomberg, Financial Modeling, Economics, Financial Analysis, Event Planning
Education
Franklin University 2012 — 2013
Master of Business Administration (MBA)
The Ohio State University 2005 — 2010
Bachelor of Arts (B.A.), Economics
Kevin Linden, MBA's UBS Financial Services Experience March 2003 - June 2004
Job President/Trader
Industry Financial Services
Experience
Linden Capital Management June 2005 - Present
T3 Trading Group, LLC April 2014 - November 2014
Schonfeld Securities June 2007 - December 2009
UBS Financial Services March 2003 - June 2004
ETG Electronic Trading Group March 1996 - June 2001
NatWest December 1994 - March 1996
NatWest August 1993 - December 1994
NatWest September 1993 - July 1994
NatWest July 1992 - August 1993
NatWest August 1990 - August 1992
Skills
Investments, Proprietary Trading, Trading, Financial Markets, Equities, Derivatives, Capital Markets, Investment Strategies, Financial Risk, Traders, Banking, Credit Analysis, Credit, Finance, Financial Analysis, Portfolio Management, Bloomberg, Sales, Series 7, Series 24, Management, Fixed Income, Alternative Investments, Securities, Trading Strategies, Foreign Exchange, Technical Analysis, Asset Management, Options, Financial Planning, Financial Services, Risk Management, Financial Advisory, Financial Modeling, Equity Trading, Electronic Trading, Equity Research, Bonds, Trading Systems, Mutual Funds, Strategy, Valuation, Commodity, Corporate Finance, Equity Derivatives, Hedging, Analysis, series 66, Trade Compliance, Surveillance
Education
Fordham Gabelli School of Business 1993 — 1997
MBA, Finance/International Business
University of Maryland College Park 1986 — 1990
BS, Finance
Linden Capital Management June 2005 - Present
T3 Trading Group, LLC April 2014 - November 2014
Schonfeld Securities June 2007 - December 2009
UBS Financial Services March 2003 - June 2004
ETG Electronic Trading Group March 1996 - June 2001
NatWest December 1994 - March 1996
NatWest August 1993 - December 1994
NatWest September 1993 - July 1994
NatWest July 1992 - August 1993
NatWest August 1990 - August 1992
Skills
Investments, Proprietary Trading, Trading, Financial Markets, Equities, Derivatives, Capital Markets, Investment Strategies, Financial Risk, Traders, Banking, Credit Analysis, Credit, Finance, Financial Analysis, Portfolio Management, Bloomberg, Sales, Series 7, Series 24, Management, Fixed Income, Alternative Investments, Securities, Trading Strategies, Foreign Exchange, Technical Analysis, Asset Management, Options, Financial Planning, Financial Services, Risk Management, Financial Advisory, Financial Modeling, Equity Trading, Electronic Trading, Equity Research, Bonds, Trading Systems, Mutual Funds, Strategy, Valuation, Commodity, Corporate Finance, Equity Derivatives, Hedging, Analysis, series 66, Trade Compliance, Surveillance
Education
Fordham Gabelli School of Business 1993 — 1997
MBA, Finance/International Business
University of Maryland College Park 1986 — 1990
BS, Finance
Etsuko Maruyama-Cumella's UBS Financial Services Experience September 2007 - November 2008
Job Analyst at MUFG
Industry
Experience
MUFG (Former Bank of Tokyo-Mitsubishi UFJ) June 2013 - Present
Mizuho Securities July 2010 - November 2011
Merrill Lynch November 2008 - January 2009
UBS Financial Services September 2007 - November 2008
Deloitte Tax LLP March 2005 - April 2007
TV Asahi America June 2001 - May 2003
Skills
English, Editing, Japanese, Research, Training, International Relations, French, Microsoft Office, Translation, PowerPoint, Microsoft Excel, Wine Tasting, Dogs, Piano Playing, Finance, International Traveler
Education
Waseda University 1984 — 1988
Bachelor of Arts, English Literature
Fashion Institute of Technology
Associate's degree, International Marketing
MUFG (Former Bank of Tokyo-Mitsubishi UFJ) June 2013 - Present
Mizuho Securities July 2010 - November 2011
Merrill Lynch November 2008 - January 2009
UBS Financial Services September 2007 - November 2008
Deloitte Tax LLP March 2005 - April 2007
TV Asahi America June 2001 - May 2003
Skills
English, Editing, Japanese, Research, Training, International Relations, French, Microsoft Office, Translation, PowerPoint, Microsoft Excel, Wine Tasting, Dogs, Piano Playing, Finance, International Traveler
Education
Waseda University 1984 — 1988
Bachelor of Arts, English Literature
Fashion Institute of Technology
Associate's degree, International Marketing
Timothy Holcombe's UBS Financial Services Experience November 2008 - Present
Job Vice President at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services November 2008 - Present
Merrill Lynch September 1992 - November 2008
Education
Georgia State University 1990 — 1992
Master of Business Administration (MBA), Business and Personal/Financial Services Marketing Operations
The University of Georgia 1982 — 1984
BSA, Agricultural Economics
UBS Financial Services November 2008 - Present
Merrill Lynch September 1992 - November 2008
Education
Georgia State University 1990 — 1992
Master of Business Administration (MBA), Business and Personal/Financial Services Marketing Operations
The University of Georgia 1982 — 1984
BSA, Agricultural Economics
Richard Saitta's UBS Financial Services Experience January 2007 - April 2009
Job Accounting Professional
Industry Accounting
Experience
UBS Financial Services January 2007 - April 2009
UBS January 2000 - January 2007
BankMark January 1999 - January 2000
Broad National Bank January 1989 - January 1999
UJB-Commercial Trust January 1987 - January 1989
UJB January 1982 - January 1987
Bankers Trust January 1978 - January 1982
Chase Manhattan Bank January 1973 - January 1978
Education
Fairleigh Dickinson University
BS, accounting
Fairleigh Dickinson University
MBA, finance
UBS Financial Services January 2007 - April 2009
UBS January 2000 - January 2007
BankMark January 1999 - January 2000
Broad National Bank January 1989 - January 1999
UJB-Commercial Trust January 1987 - January 1989
UJB January 1982 - January 1987
Bankers Trust January 1978 - January 1982
Chase Manhattan Bank January 1973 - January 1978
Education
Fairleigh Dickinson University
BS, accounting
Fairleigh Dickinson University
MBA, finance
Dave Purinton, CFA's UBS Financial Services Experience September 2009 - December 2009
Job Analyst, CFA Charterholder
Industry Commercial Real Estate
Experience
Fitch Ratings April 2015 - Present
Inland Private Capital Corporation May 2014 - March 2015
Inland Private Capital Corporation February 2012 - April 2014
Wintrust Financial Corporation October 2010 - December 2011
Ella Capital January 2010 - April 2010
UBS Financial Services September 2009 - December 2009
Yacht Clubs May 2006 - August 2009
Skills
Finance, Investments, Microsoft Office, Financial Analysis, Financial Modeling, Management, Private Equity, Marketing, Due Diligence, Real Estate, Valuation, Analysis, Microsoft Excel
Education
Fordham University 2006 — 2010
BS, Finance
St. Ignatius College Prep 2002 — 2006
Fitch Ratings April 2015 - Present
Inland Private Capital Corporation May 2014 - March 2015
Inland Private Capital Corporation February 2012 - April 2014
Wintrust Financial Corporation October 2010 - December 2011
Ella Capital January 2010 - April 2010
UBS Financial Services September 2009 - December 2009
Yacht Clubs May 2006 - August 2009
Skills
Finance, Investments, Microsoft Office, Financial Analysis, Financial Modeling, Management, Private Equity, Marketing, Due Diligence, Real Estate, Valuation, Analysis, Microsoft Excel
Education
Fordham University 2006 — 2010
BS, Finance
St. Ignatius College Prep 2002 — 2006
Buddy Buzzerd's UBS Financial Services Experience 2008 - Present
Job Complex Director, UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services 2008 - Present
Ferris Baker Watts 2004 - 2008
Morgan Stanley Wealth Management 1995 - 2004
Education
Gettysburg College 1984 — 1988
Bachelor of Arts (B.A.), Psychology
UBS Financial Services 2008 - Present
Ferris Baker Watts 2004 - 2008
Morgan Stanley Wealth Management 1995 - 2004
Education
Gettysburg College 1984 — 1988
Bachelor of Arts (B.A.), Psychology
Seyi Adu's UBS Financial Services Experience August 2006 - December 2006
Job Accounting Policy Specialist
Industry Accounting
Experience
Federal Reserve Bank of Richmond January 2015 - Present
Federal Reserve Bank of Richmond July 2013 - Present
Wells Fargo Bank June 2010 - July 2013
Wachovia Bank July 2007 - June 2010
UBS Financial Services August 2006 - December 2006
Skills
Analysis, Finance, Portfolio Management, Financial Analysis, Financial Risk, Risk Management, Banking, Financial Planning, Internal Controls, Process Improvement
Education
University of North Carolina at Greensboro
MBA
Georgia State University
B.A, Finance and Computer Information Systems
Federal Reserve Bank of Richmond January 2015 - Present
Federal Reserve Bank of Richmond July 2013 - Present
Wells Fargo Bank June 2010 - July 2013
Wachovia Bank July 2007 - June 2010
UBS Financial Services August 2006 - December 2006
Skills
Analysis, Finance, Portfolio Management, Financial Analysis, Financial Risk, Risk Management, Banking, Financial Planning, Internal Controls, Process Improvement
Education
University of North Carolina at Greensboro
MBA
Georgia State University
B.A, Finance and Computer Information Systems
Stacey Zaretzky's UBS Financial Services Experience March 1993 - December 2008
Job Supervisor at UNFCU
Industry Financial Services
Experience
UNFCU February 2013 - Present
UBS Financial Services March 1993 - December 2008
UBS Financial Services 1993 - 2008
Skills
Process Improvement, Financial Services, Microsoft Excel, Relationship Management, Vendor Management, Strategic Financial..., Customer Service, Investments, PowerPoint, Risk Management, Business Analysis
Education
Fashion Institute of Technology 1981 — 1984
Merchandising and Buying Operations
UNFCU February 2013 - Present
UBS Financial Services March 1993 - December 2008
UBS Financial Services 1993 - 2008
Skills
Process Improvement, Financial Services, Microsoft Excel, Relationship Management, Vendor Management, Strategic Financial..., Customer Service, Investments, PowerPoint, Risk Management, Business Analysis
Education
Fashion Institute of Technology 1981 — 1984
Merchandising and Buying Operations
Claudio Ravinet's UBS Financial Services Experience 2006 - Present
Job Private Wealth Advisor Vice PresidentInvestments at UBS Financial Services
Industry Investment Management
Experience
UBS Financial Services 2006 - Present
Education
Florida State University
Master of Arts, Slavic Languages
University of Nebraska-Lincoln
Bachelor of Arts, International Relations
UBS Financial Services 2006 - Present
Education
Florida State University
Master of Arts, Slavic Languages
University of Nebraska-Lincoln
Bachelor of Arts, International Relations
Sheila Rogan384's UBS Financial Services Experience February 2012 - August 2014
Job Client Service Specialist
Industry Financial Services
Experience
Essex Financial Services Inc. March 2015 - Present
Agemy Financial Strategies September 2014 - December 2014
UBS Financial Services February 2012 - August 2014
Morgan Stanley Smith Barney October 1991 - February 2012
Education
Hobart and William Smith Colleges 1982 — 1986
Bachelor of Arts (BA)
Essex Financial Services Inc. March 2015 - Present
Agemy Financial Strategies September 2014 - December 2014
UBS Financial Services February 2012 - August 2014
Morgan Stanley Smith Barney October 1991 - February 2012
Education
Hobart and William Smith Colleges 1982 — 1986
Bachelor of Arts (BA)
Frederica Barney's UBS Financial Services Experience November 2007 - July 2012
Job Client Service Associate at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management August 2012 - Present
UBS Financial Services November 2007 - July 2012
United Airlines August 1979 - July 2007
Skills
Microsoft Excel, Microsoft Office, Customer Service
Education
Georgetown University
Bachelor of Science (BS), French Language and Literature
Morgan Stanley Wealth Management August 2012 - Present
UBS Financial Services November 2007 - July 2012
United Airlines August 1979 - July 2007
Skills
Microsoft Excel, Microsoft Office, Customer Service
Education
Georgetown University
Bachelor of Science (BS), French Language and Literature
Carolyn Brusseau's UBS Financial Services Experience March 1983 - Present
Job Retired at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services March 1983 - Present
Ramsey CountyWelfare Dept. July 1956 - September 1963
Education
Gustavus Adolphus College 1954 — 1956
Bachelor of Arts (B.A.), Social Work
Stephens College 1952 — 1954
UBS Financial Services March 1983 - Present
Ramsey CountyWelfare Dept. July 1956 - September 1963
Education
Gustavus Adolphus College 1954 — 1956
Bachelor of Arts (B.A.), Social Work
Stephens College 1952 — 1954
Ashley Babbitt's UBS Financial Services Experience June 2012 - August 2014
Job Assistant Client Manager at Overmyer Hall Associates
Industry Insurance
Experience
Overmyer Hall Associates July 2015 - Present
Nationwide Insurance September 2014 - June 2015
UBS Financial Services June 2012 - August 2014
Scott Schiff & Associates July 2009 - May 2012
Education
Franklin University 2010 — 2012
Masters in Business Administration, Business Administration
Muskingum University 2005 — 2009
Liberal Arts, History and Speech Communications
Overmyer Hall Associates July 2015 - Present
Nationwide Insurance September 2014 - June 2015
UBS Financial Services June 2012 - August 2014
Scott Schiff & Associates July 2009 - May 2012
Education
Franklin University 2010 — 2012
Masters in Business Administration, Business Administration
Muskingum University 2005 — 2009
Liberal Arts, History and Speech Communications
JPMorgan Chase
Goldman Sachs
J.P. Morgan
Credit Suisse
Deutsche Bank
Citigroup
JP Morgan Chase
UBS