UBS Financial Services
Industry: Investment banking company
DescriptionUBS Group AG is a Swiss multinational investment bank and financial services company founded and based in Switzerland. Co-headquartered in the cities of Zürich and Basel, it maintains a presence in all major financial centers as the largest Swiss banking institution in the world. CEO: Sergio Ermotti (15 Nov 2011–) Customer service: 020 7567 8000 Headquarters: Basel, Switzerland Subsidiaries: UBS Limited, UBS Investment Bank,
UBS Financial Services List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at UBS Financial Services. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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UBS Financial Services Employees
Employee
Years
Job
Industry
Sam Denny Sam Denny's UBS Financial Services Experience 2005 - June 2005
Job Doctorate of Physical Therapy
Industry Hospital & Health Care
Experience
Northwest Hospital & Medical Center August 2015 - Present
University of Washington September 2012 - June 2015
Rehab Authority Clinic at Eagle Road August 2013 - September 2013
Private Stretching and Strengthening March 2010 - August 2012
Qingdao College of Hotel Management 2009 - January 2010
Great Western Grog Shop November 2007 - January 2009
LPL Financial July 2006 - October 2007
UBS Financial Services 2005 - June 2005
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Research, PowerPoint, Sales, Leadership, Training, New Business Development, Public Speaking, Healthcare
Education
University of Washington 2012 — 2015
Doctor of Physical Therapy, Physical Therapy/Therapist
University of Colorado Boulder 2001 — 2005
Bachelor of Arts (B.A.), Economics
Northwest Hospital & Medical Center August 2015 - Present
University of Washington September 2012 - June 2015
Rehab Authority Clinic at Eagle Road August 2013 - September 2013
Private Stretching and Strengthening March 2010 - August 2012
Qingdao College of Hotel Management 2009 - January 2010
Great Western Grog Shop November 2007 - January 2009
LPL Financial July 2006 - October 2007
UBS Financial Services 2005 - June 2005
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Research, PowerPoint, Sales, Leadership, Training, New Business Development, Public Speaking, Healthcare
Education
University of Washington 2012 — 2015
Doctor of Physical Therapy, Physical Therapy/Therapist
University of Colorado Boulder 2001 — 2005
Bachelor of Arts (B.A.), Economics
Nik Wunsch Nik Wunsch's UBS Financial Services Experience August 2010 - May 2011
Job Six Sigma Black Belt at Cummins Rocky Mountain
Industry Automotive
Experience
Cummins Rocky Mountain July 2013 - Present
FactSet Research Systems July 2012 - June 2013
Crestone Capital Advisors May 2011 - July 2012
UBS Financial Services August 2010 - May 2011
Education
University of Colorado at Boulder - Leeds School of Business 2008 — 2012
Finance
Cummins Rocky Mountain July 2013 - Present
FactSet Research Systems July 2012 - June 2013
Crestone Capital Advisors May 2011 - July 2012
UBS Financial Services August 2010 - May 2011
Education
University of Colorado at Boulder - Leeds School of Business 2008 — 2012
Finance
John Manuel, CFA John Manuel, CFA's UBS Financial Services Experience 2006 - 2008
Job Principal/Senior Portfolio Manager at Castle Wealth Management
Industry Financial Services
Experience
Castle Wealth Management 2008 - Present
Palm Beach Gardens Police Pension Board 2015 - 2015
Palm Beach Gardens Police Pension Board 2015 - 2015
UBS Financial Services 2006 - 2008
Evergreen Investments/Wachovia 1999 - 2005
Delaware State Police 1988 - 1999
Skills
Investments
Education
University of Delaware 1996 — 1998
MBA, Finance
Castle Wealth Management 2008 - Present
Palm Beach Gardens Police Pension Board 2015 - 2015
Palm Beach Gardens Police Pension Board 2015 - 2015
UBS Financial Services 2006 - 2008
Evergreen Investments/Wachovia 1999 - 2005
Delaware State Police 1988 - 1999
Skills
Investments
Education
University of Delaware 1996 — 1998
MBA, Finance
Robert Stokes Robert Stokes's UBS Financial Services Experience June 2004 - April 2009
Job Vice President Investments at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities May 2009 - Present
UBS Financial Services June 2004 - April 2009
Prudential Securities, Inc. June 1999 - June 2004
Michelin October 1995 - June 1999
Michelin September 1989 - October 1995
C co. 1/75th Rangers 1986 - 1988
Skills
Investments, Retirement, Mutual Funds, Financial Advisory, Series 63, Retirement Planning, 401k Rollovers, 401k Participant..., Registered Investment..., Fee Only Investment..., Wealth Accumulation..., Variable Annuities, Trusts, Fixed Annuities, Licensed Life & Health..., Exchange Traded Funds, Stocks, Bonds, Strategic Financial..., Series 7, Series 65
Education
United States Military Academy at West Point 1980 — 1984
Bachelor's degree, Engineering
White Station High School 1977 — 1980
Michelin Sales Training
Wunderlich Securities May 2009 - Present
UBS Financial Services June 2004 - April 2009
Prudential Securities, Inc. June 1999 - June 2004
Michelin October 1995 - June 1999
Michelin September 1989 - October 1995
C co. 1/75th Rangers 1986 - 1988
Skills
Investments, Retirement, Mutual Funds, Financial Advisory, Series 63, Retirement Planning, 401k Rollovers, 401k Participant..., Registered Investment..., Fee Only Investment..., Wealth Accumulation..., Variable Annuities, Trusts, Fixed Annuities, Licensed Life & Health..., Exchange Traded Funds, Stocks, Bonds, Strategic Financial..., Series 7, Series 65
Education
United States Military Academy at West Point 1980 — 1984
Bachelor's degree, Engineering
White Station High School 1977 — 1980
Michelin Sales Training
H. Brooks Vehslage's UBS Financial Services Experience May 2012 - August 2012
Job Master of Accountancy student
Industry Accounting
Experience
Deloitte & Touche, LLP January 2014 - March 2014
Bent Tree Country Club May 2013 - August 2013
Southern Traditions Clothing, LLC August 2012 - May 2013
UBS Financial Services May 2012 - August 2012
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Teamwork, Photoshop, Social Media, Public Speaking, C++, English, Java, HTML, C
Education
University of Alabama 2010 — 2014
Bachelor of Science (B.S.), Accounting
Deloitte & Touche, LLP January 2014 - March 2014
Bent Tree Country Club May 2013 - August 2013
Southern Traditions Clothing, LLC August 2012 - May 2013
UBS Financial Services May 2012 - August 2012
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Teamwork, Photoshop, Social Media, Public Speaking, C++, English, Java, HTML, C
Education
University of Alabama 2010 — 2014
Bachelor of Science (B.S.), Accounting
Susan Callaghan's UBS Financial Services Experience February 2005 - December 2005
Job Global Sales Recruiter for Cloud, SaaS, Video and Collaboration Sales Teams
Industry Computer Software
Experience
Blue Jeans Network August 2012 - Present
Nexus IS October 2011 - August 2012
Cisco (acquired WebEx) February 2009 - August 2011
WebEx December 2005 - February 2009
UBS Financial Services February 2005 - December 2005
rare medium 2000 - 2000
volt 1997 - 1999
Skills
Behavioral Interviewing, Technical Recruiting, Recruiting, Sourcing, College Recruiting, Negotiation, Business Development, Applicant Tracking..., Talent Acquisition, Internet Recruiting, Security, Onboarding, Sales Process, Start-ups, Sales, Solution Selling, Cold Calling, Vendor Management, Benefits Negotiation, Human Resources, Interviews, Management, Salesforce.com, SaaS, CRM, Strategic Partnerships, Enterprise Software, Leadership, Professional Services, New Business Development, Account Management, Sales Operations, Cloud Computing, Talent Pipelining, Temporary Placement, Channel Partners, Hiring, Marketing, Managed Services, Human Factors, Networking, Selling, Strategy, Building Relationships, Customer Retention, Consulting, Direct Sales, Sales Management, Training
Education
University of Colorado Boulder 1993 — 1997
BA, International Relations, East Asia
University of California, San Diego 1993 — 1995
Blue Jeans Network August 2012 - Present
Nexus IS October 2011 - August 2012
Cisco (acquired WebEx) February 2009 - August 2011
WebEx December 2005 - February 2009
UBS Financial Services February 2005 - December 2005
rare medium 2000 - 2000
volt 1997 - 1999
Skills
Behavioral Interviewing, Technical Recruiting, Recruiting, Sourcing, College Recruiting, Negotiation, Business Development, Applicant Tracking..., Talent Acquisition, Internet Recruiting, Security, Onboarding, Sales Process, Start-ups, Sales, Solution Selling, Cold Calling, Vendor Management, Benefits Negotiation, Human Resources, Interviews, Management, Salesforce.com, SaaS, CRM, Strategic Partnerships, Enterprise Software, Leadership, Professional Services, New Business Development, Account Management, Sales Operations, Cloud Computing, Talent Pipelining, Temporary Placement, Channel Partners, Hiring, Marketing, Managed Services, Human Factors, Networking, Selling, Strategy, Building Relationships, Customer Retention, Consulting, Direct Sales, Sales Management, Training
Education
University of Colorado Boulder 1993 — 1997
BA, International Relations, East Asia
University of California, San Diego 1993 — 1995
James Han James Han's UBS Financial Services Experience March 2005 - June 2006
Job Implementation Manager at YCharts
Industry Financial Services
Experience
YCharts January 2015 - Present
Kayne Anderson Rudnick September 2007 - April 2014
Crystal Cove Wealth Management June 2006 - October 2006
UBS Financial Services March 2005 - June 2006
Skills
Corporates, Fixed Income, Bonds, Investments, Bloomberg, Trading, Capital Markets, Economics, Wealth Management, Investment Management, Portfolio Management, Asset Management, Asset Allocation, Finance, Equities, Financial Analysis, Financial Modeling, Management, Microsoft Office
Education
University of Michigan - Stephen M. Ross School of Business 2014 — 2016
Master of Business Administration (MBA)
University of California, Irvine 2002 — 2006
B.A.
YCharts January 2015 - Present
Kayne Anderson Rudnick September 2007 - April 2014
Crystal Cove Wealth Management June 2006 - October 2006
UBS Financial Services March 2005 - June 2006
Skills
Corporates, Fixed Income, Bonds, Investments, Bloomberg, Trading, Capital Markets, Economics, Wealth Management, Investment Management, Portfolio Management, Asset Management, Asset Allocation, Finance, Equities, Financial Analysis, Financial Modeling, Management, Microsoft Office
Education
University of Michigan - Stephen M. Ross School of Business 2014 — 2016
Master of Business Administration (MBA)
University of California, Irvine 2002 — 2006
B.A.
Stacey Lindauer Stacey Lindauer's UBS Financial Services Experience August 2011 - June 2012
Job Financial Data Analyst at CorVel Corporation
Industry Hospital & Health Care
Experience
CorVel Corporation September 2012 - Present
UBS Financial Services August 2011 - June 2012
Skills
Data Analysis, SQL, Microsoft SQL Server, Project Management, Financial Analysis, Access, Process Improvement, Financial Reporting, Data Mining
Education
University of California, Irvine 2008 — 2012
Bachelor of Arts (BA), Business Economics
CorVel Corporation September 2012 - Present
UBS Financial Services August 2011 - June 2012
Skills
Data Analysis, SQL, Microsoft SQL Server, Project Management, Financial Analysis, Access, Process Improvement, Financial Reporting, Data Mining
Education
University of California, Irvine 2008 — 2012
Bachelor of Arts (BA), Business Economics
Dean Suzuki, CFP®, MBA Dean Suzuki, CFP®, MBA's UBS Financial Services Experience 2004 - 2009
Job Financial Advisor at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Gliding Eagle Inc. April 2013 - Present
Ameriprise Financial Services, Inc. May 2009 - Present
UBS Financial Services 2004 - 2009
Professional Publications, Inc. 1992 - 2003
Education
University of California, Berkeley, Haas School of Business
MBA, Finance and Accounting
Gliding Eagle Inc. April 2013 - Present
Ameriprise Financial Services, Inc. May 2009 - Present
UBS Financial Services 2004 - 2009
Professional Publications, Inc. 1992 - 2003
Education
University of California, Berkeley, Haas School of Business
MBA, Finance and Accounting
William Hertzog, CIMA's UBS Financial Services Experience November 1998 - November 2003
Job First Vice President Investments at Wells Fargo Advisors, LLC.
Industry Financial Services
Experience
Wells Fargo Advisors June 2009 - Present
Smith Barney November 2003 - June 2009
UBS Financial services November 1998 - November 2003
Skills
Retirement Planning, Asset Allocation, Retirement, Alternative Investments, Investment Strategies, Separately Managed..., ETFs
Education
University of Arizona
Wells Fargo Advisors June 2009 - Present
Smith Barney November 2003 - June 2009
UBS Financial services November 1998 - November 2003
Skills
Retirement Planning, Asset Allocation, Retirement, Alternative Investments, Investment Strategies, Separately Managed..., ETFs
Education
University of Arizona
Don Monroe Don Monroe's UBS Financial Services Experience January 2009 - Present
Job Vice President Wealth Management at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services January 2009 - Present
Wachovia Securities, LLC November 1998 - January 2009
PaineWebber May 1989 - November 1997
Education
Tusculum College 1970 — 1974
Bachelor of Science (BS), Business, Mathematics
Ketron Memorial High School 1966 — 1970
Bachelor of Science (B.S.), Business Administration
UBS Financial Services January 2009 - Present
Wachovia Securities, LLC November 1998 - January 2009
PaineWebber May 1989 - November 1997
Education
Tusculum College 1970 — 1974
Bachelor of Science (BS), Business, Mathematics
Ketron Memorial High School 1966 — 1970
Bachelor of Science (B.S.), Business Administration
Peter Klos, CFA Peter Klos, CFA's UBS Financial Services Experience September 2003 - December 2004
Job Vice President, Portfolio Manager at Natixis Global Asset Management
Industry Financial Services
Experience
Natixis Global Asset Management March 2012 - Present
Natixis Global Asset Management March 2010 - March 2012
Natixis Global Asset Management January 2008 - March 2010
Natixis Global Asset Management March 2006 - December 2007
Natixis Global Asset Management December 2004 - February 2006
UBS Financial Services September 2003 - December 2004
UBS Financial Services June 2000 - June 2002
Skills
Financial Analysis, Portfolio Management, Asset Allocation, Factset, Tax, Asset Managment, Mutual Funds, Trading, ETFs, Financial Services, Research, Fixed Income, Equities, Alternative Investments, Investments, Financial Modeling, Series 7, Financial Markets, Due Diligence, Asset Management, Chartered Financial..., Securities, Investment Management, Investment Strategies
Education
University of California, Berkeley - Walter A. Haas School of Business 2009 — 2012
MBA
Villanova University 1996 — 2000
Bachelor of Science (BS), Business - Finance
Pittsford Mendon High School 1992 — 1996
Natixis Global Asset Management March 2012 - Present
Natixis Global Asset Management March 2010 - March 2012
Natixis Global Asset Management January 2008 - March 2010
Natixis Global Asset Management March 2006 - December 2007
Natixis Global Asset Management December 2004 - February 2006
UBS Financial Services September 2003 - December 2004
UBS Financial Services June 2000 - June 2002
Skills
Financial Analysis, Portfolio Management, Asset Allocation, Factset, Tax, Asset Managment, Mutual Funds, Trading, ETFs, Financial Services, Research, Fixed Income, Equities, Alternative Investments, Investments, Financial Modeling, Series 7, Financial Markets, Due Diligence, Asset Management, Chartered Financial..., Securities, Investment Management, Investment Strategies
Education
University of California, Berkeley - Walter A. Haas School of Business 2009 — 2012
MBA
Villanova University 1996 — 2000
Bachelor of Science (BS), Business - Finance
Pittsford Mendon High School 1992 — 1996
Jeff Ortiz Jeff Ortiz's UBS Financial Services Experience February 2001 - May 2007
Job Senior Vice President, Investments
Industry Financial Services
Experience
Raymond James September 2011 - Present
Ortiz Capital Management January 2010 - September 2011
Morgan Stanley May 2007 - January 2010
UBS Financial Services February 2001 - May 2007
BEAR STEARNS AND CO. May 1993 - February 2001
Skills
Investments, Investment Strategies, Finance, Financial Services, Wealth Management, Asset Managment, Due Diligence, Valuation, Series 7, Brokerage, Financial Advisory, Banking, Return on Investment, Trend Analysis, Performing, Financial Modeling, Financial Analysis, Credit, Retirement Planning, Corporate Finance
Education
UCLA
Raymond James September 2011 - Present
Ortiz Capital Management January 2010 - September 2011
Morgan Stanley May 2007 - January 2010
UBS Financial Services February 2001 - May 2007
BEAR STEARNS AND CO. May 1993 - February 2001
Skills
Investments, Investment Strategies, Finance, Financial Services, Wealth Management, Asset Managment, Due Diligence, Valuation, Series 7, Brokerage, Financial Advisory, Banking, Return on Investment, Trend Analysis, Performing, Financial Modeling, Financial Analysis, Credit, Retirement Planning, Corporate Finance
Education
UCLA
Steven Mooradian Steven Mooradian's UBS Financial Services Experience December 2008 - August 2013
Job Account Executive at Zendesk
Industry Information Technology and Services
Experience
Zendesk May 2015 - Present
United States Army Reserve June 2007 - May 2015
BrightTALK July 2014 - February 2015
BrightTALK January 2014 - June 2014
BrightTALK September 2013 - January 2014
UBS Financial Services December 2008 - August 2013
US Army June 2012 - April 2013
Skills
New Business Development, Account Management, Aviation Operations, Helicopter Pilot, Airplane Pilot, Business Analysis, Risk Management, Microsoft Office, Sales, Contract Negotiation, Customer Service, Army, Aviation, Strategy, Microsoft Word, Marketing, Management, Project Planning, Salesforce.com, Helicopters, Leadership, Human Resources, Piloting, Analysis, Team Leadership, Planes, Financial Analysis, CRM
Education
University of California, Santa Barbara 2003 — 2007
B.A., Business Economics
United States Army Flight School (USAACE) 2010 — 2011
Qualified Army Aviator, Primary Aircraft UH60A/L Blackhawk Helicopter, Honor Graduate (Top 20%)
Zendesk May 2015 - Present
United States Army Reserve June 2007 - May 2015
BrightTALK July 2014 - February 2015
BrightTALK January 2014 - June 2014
BrightTALK September 2013 - January 2014
UBS Financial Services December 2008 - August 2013
US Army June 2012 - April 2013
Skills
New Business Development, Account Management, Aviation Operations, Helicopter Pilot, Airplane Pilot, Business Analysis, Risk Management, Microsoft Office, Sales, Contract Negotiation, Customer Service, Army, Aviation, Strategy, Microsoft Word, Marketing, Management, Project Planning, Salesforce.com, Helicopters, Leadership, Human Resources, Piloting, Analysis, Team Leadership, Planes, Financial Analysis, CRM
Education
University of California, Santa Barbara 2003 — 2007
B.A., Business Economics
United States Army Flight School (USAACE) 2010 — 2011
Qualified Army Aviator, Primary Aircraft UH60A/L Blackhawk Helicopter, Honor Graduate (Top 20%)
Steve Sullaway Steve Sullaway's UBS Financial Services Experience 1989 - 2007
Job Vice President InvestmentsWells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors March 2007 - Present
UBS Financial Services 1989 - 2007
Skills
Retirement Plan..., Retirement Planning, 401(k) rollovers, Retirement Savings, Retirement Income...
Education
University of California, San Diego
Economics
Wells Fargo Advisors March 2007 - Present
UBS Financial Services 1989 - 2007
Skills
Retirement Plan..., Retirement Planning, 401(k) rollovers, Retirement Savings, Retirement Income...
Education
University of California, San Diego
Economics
Daniel Pak's UBS Financial Services Experience March 2011 - June 2011
Job Consultant at Deloitte
Industry Management Consulting
Experience
Deloitte Consulting, LLP August 2015 - Present
Deloitte Consulting, LLP September 2013 - August 2015
University of California, San Diego September 2011 - March 2013
The Walt Disney Company June 2012 - September 2012
JMI Equity September 2011 - May 2012
StepStone Group June 2011 - September 2011
UBS Financial Services March 2011 - June 2011
UCSD Student Foundation Investment Committee February 2011 - June 2011
Boy Scouts of America August 2007 - August 2008
Skills
Investments, Financial Modeling, Valuation, Financial Analysis, Data Analysis, Microsoft Excel, PowerPoint, Microsoft Word, Finance, Private Equity, Management, Analysis, Research, Microsoft Office
Education
University of California, San Diego 2008 — 2013
B.S., Quantitative Economics; Business; Accounting
Deloitte Consulting, LLP August 2015 - Present
Deloitte Consulting, LLP September 2013 - August 2015
University of California, San Diego September 2011 - March 2013
The Walt Disney Company June 2012 - September 2012
JMI Equity September 2011 - May 2012
StepStone Group June 2011 - September 2011
UBS Financial Services March 2011 - June 2011
UCSD Student Foundation Investment Committee February 2011 - June 2011
Boy Scouts of America August 2007 - August 2008
Skills
Investments, Financial Modeling, Valuation, Financial Analysis, Data Analysis, Microsoft Excel, PowerPoint, Microsoft Word, Finance, Private Equity, Management, Analysis, Research, Microsoft Office
Education
University of California, San Diego 2008 — 2013
B.S., Quantitative Economics; Business; Accounting
Elizabeth Engelmann, CRPC® Elizabeth Engelmann, CRPC®'s UBS Financial Services Experience December 2008 - Present
Job Account Vice President at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services December 2008 - Present
Morgan Stanley March 2008 - December 2008
Education
University of Colorado at Boulder 2002 — 2006
Bachelor of Science (BS)
UBS Financial Services December 2008 - Present
Morgan Stanley March 2008 - December 2008
Education
University of Colorado at Boulder 2002 — 2006
Bachelor of Science (BS)
J. Michael Cantore III, CRPC® J. Michael Cantore III, CRPC®'s UBS Financial Services Experience September 2007 - January 2015
Job Managing Director, Partner Private Wealth Advisor at HighTower
Industry Financial Services
Experience
HighTower January 2015 - Present
UBS Financial Services September 2007 - January 2015
Smith Barney August 1998 - August 2007
Skills
Portfolio Management, Risk Management, Financial Planning, Investment Strategies, Financial Analysis
Education
University of Connecticut 1994 — 1998
BA - Economics
HighTower January 2015 - Present
UBS Financial Services September 2007 - January 2015
Smith Barney August 1998 - August 2007
Skills
Portfolio Management, Risk Management, Financial Planning, Investment Strategies, Financial Analysis
Education
University of Connecticut 1994 — 1998
BA - Economics
Devon Deter Devon Deter's UBS Financial Services Experience June 2004 - July 2005
Job Executive Assistant to SVP, People at TrueCar, Inc.
Industry Marketing and Advertising
Experience
TrueCar, Inc. September 2015 - Present
TrueCar, Inc. July 2015 - September 2015
TrueCar, Inc. January 2015 - July 2015
TrueCar, Inc. July 2014 - January 2015
LivingSocial September 2013 - July 2014
Elkin May 2011 - October 2012
Merrill Lynch, Private Banking and Investment Group April 2008 - April 2011
Merrill Lynch Private Banking and Investment Group March 2006 - April 2008
Bob Smith BMW August 2005 - February 2006
UBS Financial Services June 2004 - July 2005
Skills
Bloomberg, Financial Analysis, Series 7, Equities, Finance, Marketing, Investments, Asset Management, Time Management, Wealth Management, Sales, Management, Accounting, CRM, Strategy
Education
University of California, Santa Barbara 2001 — 2005
Bachelor of Arts, Business Economics
University of California, Santa Barbara 2001 — 2005
BS, Business Economics
TrueCar, Inc. September 2015 - Present
TrueCar, Inc. July 2015 - September 2015
TrueCar, Inc. January 2015 - July 2015
TrueCar, Inc. July 2014 - January 2015
LivingSocial September 2013 - July 2014
Elkin May 2011 - October 2012
Merrill Lynch, Private Banking and Investment Group April 2008 - April 2011
Merrill Lynch Private Banking and Investment Group March 2006 - April 2008
Bob Smith BMW August 2005 - February 2006
UBS Financial Services June 2004 - July 2005
Skills
Bloomberg, Financial Analysis, Series 7, Equities, Finance, Marketing, Investments, Asset Management, Time Management, Wealth Management, Sales, Management, Accounting, CRM, Strategy
Education
University of California, Santa Barbara 2001 — 2005
Bachelor of Arts, Business Economics
University of California, Santa Barbara 2001 — 2005
BS, Business Economics
Joseph Elefante, CAIA Joseph Elefante, CAIA's UBS Financial Services Experience December 2003 - May 2005
Job VP, Institutional Sales Central Region
Industry Financial Services
Experience
Forward August 2008 - Present
Berkeley Capital Management, LLC December 2005 - August 2008
Diamond Ventures May 2005 - September 2005
UBS Financial Services December 2003 - May 2005
United States House of Representatives May 2003 - August 2003
Skills
Investments, Hedge Funds, Alternative Investments, Asset Managment, Series 7, Mutual Funds, Equities, Series 63, Wealth Management, Investment Strategies, Fixed Income, Investment Management, Financial Analysis, Finance, Risk Management, Separately Managed..., Securities, Bloomberg, Asset Management, Portfolio Management, Financial Advisory, Financial Markets, Trading
Education
University of Arizona 2004 — 2005
Master's Management with a Concentration in Finance (MMF), Finance
University of Arizona 2001 — 2004
BSBA, Double Major in Finance and Business Economics
Forward August 2008 - Present
Berkeley Capital Management, LLC December 2005 - August 2008
Diamond Ventures May 2005 - September 2005
UBS Financial Services December 2003 - May 2005
United States House of Representatives May 2003 - August 2003
Skills
Investments, Hedge Funds, Alternative Investments, Asset Managment, Series 7, Mutual Funds, Equities, Series 63, Wealth Management, Investment Strategies, Fixed Income, Investment Management, Financial Analysis, Finance, Risk Management, Separately Managed..., Securities, Bloomberg, Asset Management, Portfolio Management, Financial Advisory, Financial Markets, Trading
Education
University of Arizona 2004 — 2005
Master's Management with a Concentration in Finance (MMF), Finance
University of Arizona 2001 — 2004
BSBA, Double Major in Finance and Business Economics
Jessica Zatz's UBS Financial Services Experience March 2008 - June 2010
Job Vice President at CIT
Industry Financial Services
Experience
CIT May 2012 - Present
Goldman Sachs August 2010 - April 2012
UBS Financial Services March 2008 - June 2010
UBS July 2006 - March 2008
Lockheed Martin May 2005 - August 2005
Skills
Wealth Management, PowerPoint, Program Management, Quality Assurance, User Acceptance Testing, CRM, Technical Writing, Risk Management, Process Improvement, Project Management, Business Analysis, Information Technology, Portfolio Management, IT Strategy, Cross-functional Team..., Investment Banking, Project Portfolio..., Management, Project Planning, Requirements Analysis, PMO, Requirements Gathering, Finance, Analysis, Financial Services
Education
Tufts University 2002 — 2006
Bachelor of Science, Mechanical Engineering
Westwood High 1998 — 2002
CIT May 2012 - Present
Goldman Sachs August 2010 - April 2012
UBS Financial Services March 2008 - June 2010
UBS July 2006 - March 2008
Lockheed Martin May 2005 - August 2005
Skills
Wealth Management, PowerPoint, Program Management, Quality Assurance, User Acceptance Testing, CRM, Technical Writing, Risk Management, Process Improvement, Project Management, Business Analysis, Information Technology, Portfolio Management, IT Strategy, Cross-functional Team..., Investment Banking, Project Portfolio..., Management, Project Planning, Requirements Analysis, PMO, Requirements Gathering, Finance, Analysis, Financial Services
Education
Tufts University 2002 — 2006
Bachelor of Science, Mechanical Engineering
Westwood High 1998 — 2002
Ghislaine Little's UBS Financial Services Experience November 2011 - December 2013
Job UBS
Industry Investment Management
Experience
UBS December 2013 - Present
UBS Financial Services November 2011 - December 2013
WorldQuant LLC December 2010 - November 2011
Education
University of California, Berkeley 2005 — 2009
Bachelor of Arts, Political Economics of Industrialized Societies
UBS December 2013 - Present
UBS Financial Services November 2011 - December 2013
WorldQuant LLC December 2010 - November 2011
Education
University of California, Berkeley 2005 — 2009
Bachelor of Arts, Political Economics of Industrialized Societies
Rick Corman Rick Corman's UBS Financial Services Experience February 2009 - Present
Job Senior Vice President at UBS
Industry Financial Services
Experience
UBS Financial Services February 2009 - Present
Smith Barney August 1982 - February 2009
Education
University of Cincinnati
UBS Financial Services February 2009 - Present
Smith Barney August 1982 - February 2009
Education
University of Cincinnati
Deborah Semple-McChesney Deborah Semple-McChesney's UBS Financial Services Experience May 1993 - December 2007
Job Luxury Real Estate Specialist at Turpin Real Estate
Industry Real Estate
Experience
Turpin Real Estate November 2013 - Present
Manhattan West Inc. October 2003 - Present
MOPS International 2006 - 2012
UBS Financial Services May 1993 - December 2007
Lehman Brothers December 1990 - May 1993
Skills
Leadership, Business Development, Marketing, Sales, Team Building, Fundraising, Strategic Partnerships, Strategic Planning, Strategy, Series 7, Investments, Account Management, Selling, Strategic Financial..., Direct Sales, Solution Selling, Nonprofits, Management, Entrepreneurship, Social Networking, Non-profits, Online Marketing, Real Estate, Seller Representation, Buyer Representation, Relocation Buyers, Negotiation, International Real..., Move Up Buyers, Analytics, Writing, Finance, Contract Negotiation, Consultative Selling, Training, Leadership Development, Market Research, Financial Planning, Residential Homes, Social Media, Social Media Marketing, Coaching, Sellers, Real Estate Transactions, Investment Properties, Blogging
Education
University of California, Los Angeles 2000 — 2002
Master of Fine Arts (M.F.A.), Market Psychology, Economic Forecasting, Technical Writing
University of Delaware - Lerner College of Business and Economics 1986 — 1990
Bachelor of Science (BS), Finance & Bachelor of Arts (BA), Economics, Honors Program
Turpin Real Estate November 2013 - Present
Manhattan West Inc. October 2003 - Present
MOPS International 2006 - 2012
UBS Financial Services May 1993 - December 2007
Lehman Brothers December 1990 - May 1993
Skills
Leadership, Business Development, Marketing, Sales, Team Building, Fundraising, Strategic Partnerships, Strategic Planning, Strategy, Series 7, Investments, Account Management, Selling, Strategic Financial..., Direct Sales, Solution Selling, Nonprofits, Management, Entrepreneurship, Social Networking, Non-profits, Online Marketing, Real Estate, Seller Representation, Buyer Representation, Relocation Buyers, Negotiation, International Real..., Move Up Buyers, Analytics, Writing, Finance, Contract Negotiation, Consultative Selling, Training, Leadership Development, Market Research, Financial Planning, Residential Homes, Social Media, Social Media Marketing, Coaching, Sellers, Real Estate Transactions, Investment Properties, Blogging
Education
University of California, Los Angeles 2000 — 2002
Master of Fine Arts (M.F.A.), Market Psychology, Economic Forecasting, Technical Writing
University of Delaware - Lerner College of Business and Economics 1986 — 1990
Bachelor of Science (BS), Finance & Bachelor of Arts (BA), Economics, Honors Program
Manuel F. Ramirez's UBS Financial Services Experience 2011 - 2011
Job Underwriting Support Specialist Economics and Finance Grad from UCF
Industry Financial Services
Experience
The Hartford March 2012 - Present
UBS Financial Services 2011 - 2011
Forex District 2008 - 2009
B&S Daily Market 2005 - 2008
Weichert Realtors 2002 - 2005
Skills
Commercial Real Estate, Statistical Software, Investments, Selling, Brokerage, Real Estate, Portfolio Management, Loans, Economics
Education
University of Central Florida 2009 — 2011
B.S., Economics, Finance
Valencia Community College 2008 — 2009
A.A.
Olympic Heights H. S.
The Hartford March 2012 - Present
UBS Financial Services 2011 - 2011
Forex District 2008 - 2009
B&S Daily Market 2005 - 2008
Weichert Realtors 2002 - 2005
Skills
Commercial Real Estate, Statistical Software, Investments, Selling, Brokerage, Real Estate, Portfolio Management, Loans, Economics
Education
University of Central Florida 2009 — 2011
B.S., Economics, Finance
Valencia Community College 2008 — 2009
A.A.
Olympic Heights H. S.
Forrest McCabe's UBS Financial Services Experience June 2009 - August 2009
Job Investment Performance Analyst at Cambridge Associates
Industry Financial Services
Experience
Cambridge Associates November 2012 - Present
Copley Investment Management June 2010 - August 2010
UBS Financial Services June 2009 - August 2009
Education
University of North Carolina at Chapel Hill 2008 — 2012
Bachelor of Science (B.S.), Business Administration
John T. Hoggard High School 2004 — 2008
Università Commerciale 'Luigi Bocconi'
Cambridge Associates November 2012 - Present
Copley Investment Management June 2010 - August 2010
UBS Financial Services June 2009 - August 2009
Education
University of North Carolina at Chapel Hill 2008 — 2012
Bachelor of Science (B.S.), Business Administration
John T. Hoggard High School 2004 — 2008
Università Commerciale 'Luigi Bocconi'
Kin Lim Kin Lim's UBS Financial Services Experience 2007 - 2007
Job Vice President of Credit Risk at ConvergEx
Industry Investment Management
Experience
ConvergEx May 2015 - Present
JP Morgan Chase October 2012 - April 2015
Apex Clearing 2007 - 2012
UBS Financial Services 2007 - 2007
National Financial Services 2004 - 2007
Fidelity Active Trader Division 2000 - 2004
Fidelity Investments 1998 - 2000
Skills
Collateral Risk..., Market Risk Surveillance, Correspondent Clearing, OTC Equity Trading, Complex Option..., Broker-Dealer Operations, Portfolio Margin, VaR Analysis, Stress Testing, Reg T Lending, Equity Trading, Risk Management, Market Risk, VAR, Options Strategies, Equities, Margin, Investments, Trading, Securities, Capital Markets, Financial Risk, Operational Risk..., Hedge Funds, Fixed Income, Financial Markets, Options, Bloomberg, Portfolio Management, Financial Services, FX Options, Trading Systems, Mutual Funds, Settlement, Series 63, Electronic Trading
Education
Tufts University 1992 — 1996
Double Major, Economics and Political Science
ConvergEx May 2015 - Present
JP Morgan Chase October 2012 - April 2015
Apex Clearing 2007 - 2012
UBS Financial Services 2007 - 2007
National Financial Services 2004 - 2007
Fidelity Active Trader Division 2000 - 2004
Fidelity Investments 1998 - 2000
Skills
Collateral Risk..., Market Risk Surveillance, Correspondent Clearing, OTC Equity Trading, Complex Option..., Broker-Dealer Operations, Portfolio Margin, VaR Analysis, Stress Testing, Reg T Lending, Equity Trading, Risk Management, Market Risk, VAR, Options Strategies, Equities, Margin, Investments, Trading, Securities, Capital Markets, Financial Risk, Operational Risk..., Hedge Funds, Fixed Income, Financial Markets, Options, Bloomberg, Portfolio Management, Financial Services, FX Options, Trading Systems, Mutual Funds, Settlement, Series 63, Electronic Trading
Education
Tufts University 1992 — 1996
Double Major, Economics and Political Science
Craig Blum CFP® Craig Blum CFP®'s UBS Financial Services Experience August 2014 - Present
Job Senior Vice President Wealth Management at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services August 2014 - Present
Wells Fargo Advisors, LLC January 1999 - August 2014
Skills
Investments, Retirement, Wealth Management, Life Insurance, Retirement Planning, Financial Advisory, Securities, Estate Planning, Long Term Care Insurance, Mutual Funds, Asset Allocation, IRAs, Investment Advisory, Fixed Annuities
Education
University of Delaware 1993 — 1995
Bachelor of Science (BS), Small Business Administration/Management
Towson State University 1991 — 1993
Communications
UBS Financial Services August 2014 - Present
Wells Fargo Advisors, LLC January 1999 - August 2014
Skills
Investments, Retirement, Wealth Management, Life Insurance, Retirement Planning, Financial Advisory, Securities, Estate Planning, Long Term Care Insurance, Mutual Funds, Asset Allocation, IRAs, Investment Advisory, Fixed Annuities
Education
University of Delaware 1993 — 1995
Bachelor of Science (BS), Small Business Administration/Management
Towson State University 1991 — 1993
Communications
Jacylyn Stokes's UBS Financial Services Experience June 2012 - August 2012
Job Global Forwarding Coordinator at C.H. Robinson
Industry Logistics and Supply Chain
Experience
C.H. Robinson Worldwide Inc. September 2014 - Present
UBS Financial Services, Inc. August 2013 - August 2014
UBS Financial Services June 2012 - August 2012
Education
University of Washington 2009 — 2013
Bachelor of Arts (BA), International Studies
Universitat Pompeu Fabra
Liberal Arts Program
C.H. Robinson Worldwide Inc. September 2014 - Present
UBS Financial Services, Inc. August 2013 - August 2014
UBS Financial Services June 2012 - August 2012
Education
University of Washington 2009 — 2013
Bachelor of Arts (BA), International Studies
Universitat Pompeu Fabra
Liberal Arts Program
Courtney Levin's UBS Financial Services Experience June 2007 - August 2007
Job Technology Consultant at Lewan Technology
Industry Management Consulting
Experience
Lewan Technology June 2014 - Present
JEWISHcolorado August 2012 - June 2014
Marsoner, Inc. d.b.a. Fascinations January 2011 - August 2011
Brandeis Bardin Institute June 2008 - July 2010
UBS Financial Services June 2007 - August 2007
Swellegent Events April 2005 - June 2007
Skills
Microsoft Office, Attention To Detail, Customer Service, Outgoing, Punctual, Multitasker, Intelligent, Creative Problem Solving, Event Planning, Intelligent Agents, Time Management, Facebook, Social Networking, Volunteer Management, Community Outreach, Management, Team Building, Nonprofits, Problem Solving
Education
University of Colorado at Boulder 2008 — 2012
dual Bachelor of Arts Degrees, Sociology; Psychology
Tarbut V' Torah Community Day School 2004 — 2008
High School Diploma
SIT: Amsterdam
Sociology
Lewan Technology June 2014 - Present
JEWISHcolorado August 2012 - June 2014
Marsoner, Inc. d.b.a. Fascinations January 2011 - August 2011
Brandeis Bardin Institute June 2008 - July 2010
UBS Financial Services June 2007 - August 2007
Swellegent Events April 2005 - June 2007
Skills
Microsoft Office, Attention To Detail, Customer Service, Outgoing, Punctual, Multitasker, Intelligent, Creative Problem Solving, Event Planning, Intelligent Agents, Time Management, Facebook, Social Networking, Volunteer Management, Community Outreach, Management, Team Building, Nonprofits, Problem Solving
Education
University of Colorado at Boulder 2008 — 2012
dual Bachelor of Arts Degrees, Sociology; Psychology
Tarbut V' Torah Community Day School 2004 — 2008
High School Diploma
SIT: Amsterdam
Sociology
Jorey Lisbona Jorey Lisbona's UBS Financial Services Experience August 2011 - September 2011
Job Sales/Marketing
Industry Marketing and Advertising
Experience
Luz de la Riva March 2014 - November 2014
Gav's Auto Care March 2014 - August 2014
Sunrun September 2013 - 2014
Project Snowball January 2013 - 2014
UC Santa Barbara January 2012 - April 2012
UBS Financial Services August 2011 - September 2011
UC Santa Barbara September 2009 - April 2010
Cinemark December 2008 - September 2009
Skills
Customer Service, Market Research, Marketing, Investments, PowerPoint, Research, Strategy, Facebook
Education
University of California, Santa Barbara 2009 — 2013
Double major: Economics & Communications/Marketing
Luz de la Riva March 2014 - November 2014
Gav's Auto Care March 2014 - August 2014
Sunrun September 2013 - 2014
Project Snowball January 2013 - 2014
UC Santa Barbara January 2012 - April 2012
UBS Financial Services August 2011 - September 2011
UC Santa Barbara September 2009 - April 2010
Cinemark December 2008 - September 2009
Skills
Customer Service, Market Research, Marketing, Investments, PowerPoint, Research, Strategy, Facebook
Education
University of California, Santa Barbara 2009 — 2013
Double major: Economics & Communications/Marketing
David Raphan's UBS Financial Services Experience May 2008 - Present
Job Financial Advisor at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services May 2008 - Present
Skills
Investments, Finance, Marketing, Leadership, Strategic Planning, Customer Service
Education
University of Central Florida 2003 — 2007
Bachelor's degree, Finance
University of Central Florida - College of Business Administration 2003 — 2007
BSBA, Finance, Real Estate
UBS Financial Services May 2008 - Present
Skills
Investments, Finance, Marketing, Leadership, Strategic Planning, Customer Service
Education
University of Central Florida 2003 — 2007
Bachelor's degree, Finance
University of Central Florida - College of Business Administration 2003 — 2007
BSBA, Finance, Real Estate
Hal Spice Hal Spice's UBS Financial Services Experience 2002 - 2005
Job Founder & Managing Partner Capital Management, LLC
Industry Venture Capital & Private Equity
Experience
Aquao3 Corporation June 2008 - Present
Sente Capital Management LLC 2003 - Present
Barrow Capital Management, LLC September 2011 - December 2011
PacRim Management LLC 2002 - July 2011
Sente Capital, LLC June 2008 - January 2011
Nappic, Inc. 2005 - 2008
USTX Capital Management 2005 - 2006
UBS FInancial Services 2002 - 2005
Delta Venture Partners 1999 - 2002
MDVista 1999 - 1999
Skills
Due Diligence, I have created a robust, comprehensive due..., Private Equity, Venture Capital, Fund Formation, Hedge Funds, Joint Ventures, Investments, Business Strategy, Early Stage Companies, Capitalization, Start-ups, Business Planning, Marketing Strategy, Valuation, Entrepreneurship, Private Placements, Growth Capital, Negotiation, Strategy Development, Strategic Planning
Education
US Department of Justice Advanced Training Center 1977 — 1979
Expert, Serial Crime, Crime Analysis, Organized Crime, Criminal Intelligence
University of Southern California 1977 — 1978
MPA Coursework, Public Administration
University of California, Davis 1971 — 1975
BA, American Studies
Aquao3 Corporation June 2008 - Present
Sente Capital Management LLC 2003 - Present
Barrow Capital Management, LLC September 2011 - December 2011
PacRim Management LLC 2002 - July 2011
Sente Capital, LLC June 2008 - January 2011
Nappic, Inc. 2005 - 2008
USTX Capital Management 2005 - 2006
UBS FInancial Services 2002 - 2005
Delta Venture Partners 1999 - 2002
MDVista 1999 - 1999
Skills
Due Diligence, I have created a robust, comprehensive due..., Private Equity, Venture Capital, Fund Formation, Hedge Funds, Joint Ventures, Investments, Business Strategy, Early Stage Companies, Capitalization, Start-ups, Business Planning, Marketing Strategy, Valuation, Entrepreneurship, Private Placements, Growth Capital, Negotiation, Strategy Development, Strategic Planning
Education
US Department of Justice Advanced Training Center 1977 — 1979
Expert, Serial Crime, Crime Analysis, Organized Crime, Criminal Intelligence
University of Southern California 1977 — 1978
MPA Coursework, Public Administration
University of California, Davis 1971 — 1975
BA, American Studies
Dan Small Dan Small's UBS Financial Services Experience April 2004 - February 2008
Job Vice PresidentSenior Municipal Bond Trader
Industry Financial Services
Experience
RBC Wealth Management March 2012 - Present
UBS Wealth Management February 2009 - March 2012
UBS Wealth Management February 2008 - February 2009
UBS Financial Services April 2004 - February 2008
UBS Financial Services July 1999 - April 2004
Education
Rutgers University 1989 — 1993
Bachelor of Science, Management
Union County College
Associate in Arts, Liberal Arts
RBC Wealth Management March 2012 - Present
UBS Wealth Management February 2009 - March 2012
UBS Wealth Management February 2008 - February 2009
UBS Financial Services April 2004 - February 2008
UBS Financial Services July 1999 - April 2004
Education
Rutgers University 1989 — 1993
Bachelor of Science, Management
Union County College
Associate in Arts, Liberal Arts
Michael Zinn, CFP®, CIMA® Michael Zinn, CFP®, CIMA®'s UBS Financial Services Experience January 2009 - Present
Job Senior Vice President Investments, Senior Portfolio Manager, Portfolio Management Program at UBS Financial Services
Industry Financial Services
Experience
UBS FINANCIAL SERVICES January 2009 - Present
Education
Tufts University 1985 — 1989
Bachelors of Arts, History
UBS FINANCIAL SERVICES January 2009 - Present
Education
Tufts University 1985 — 1989
Bachelors of Arts, History
Errett Van Nice Errett Van Nice's UBS Financial Services Experience January 2008 - Present
Job Senior Vice President; UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services January 2008 - Present
Wayne Hummer Asset Management 1995 - December 2007
Chicago Board of Trade 1993 - 1995
Education
University of Arizona 1988 — 1993
B.A., Political Science
Berkshire School 1985 — 1988
H.S.
Cardigan Mt. School 1983 — 1985
Latin School of Chicago 1974 — 1983
UBS Financial Services January 2008 - Present
Wayne Hummer Asset Management 1995 - December 2007
Chicago Board of Trade 1993 - 1995
Education
University of Arizona 1988 — 1993
B.A., Political Science
Berkshire School 1985 — 1988
H.S.
Cardigan Mt. School 1983 — 1985
Latin School of Chicago 1974 — 1983
Sherry Paul, CFP®, CIMA®, CRPC®'s UBS Financial Services Experience November 2008 - Present
Job Wealth Advisor Senior Vice PresidentWealth Management Senior Portfolio Manager UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services November 2008 - Present
Merrill Lynch June 1998 - November 2008
Education
Certified Financial Planner Board of Standards, Inc.
CFP® CERTIFIED FINANCIAL PLANNER™, Comprehensive Financial Planning
University of Pennsylvania - The Wharton School
CIMA®, Certified Investment Management Analyst
College for Financial Planning
CRPC® CHARTERED RETIREMENT PLANNING COUNSELOR SM, Comprehensive Retirement Planning
University of California, Santa Cruz
BA, Philosophy
UBS Financial Services November 2008 - Present
Merrill Lynch June 1998 - November 2008
Education
Certified Financial Planner Board of Standards, Inc.
CFP® CERTIFIED FINANCIAL PLANNER™, Comprehensive Financial Planning
University of Pennsylvania - The Wharton School
CIMA®, Certified Investment Management Analyst
College for Financial Planning
CRPC® CHARTERED RETIREMENT PLANNING COUNSELOR SM, Comprehensive Retirement Planning
University of California, Santa Cruz
BA, Philosophy
Steven Tenney Steven Tenney's UBS Financial Services Experience August 1993 - Present
Job Senior Portfolio Manager, Certified Portfolio Manager at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services August 1993 - Present
State Street Bank June 1992 - August 1993
Morgan Stanley Asset Management September 1991 - March 1992
Education
Tufts University 1987 — 1991
BA, International Relations and Political Science
UBS Financial Services August 1993 - Present
State Street Bank June 1992 - August 1993
Morgan Stanley Asset Management September 1991 - March 1992
Education
Tufts University 1987 — 1991
BA, International Relations and Political Science
Kelly Ovard Kelly Ovard's UBS Financial Services Experience August 2007 - January 2012
Job Buyers Specialist on The SuAnne Hoffman Team
Industry Real Estate
Experience
The SuAnne Hoffman Team August 2014 - Present
Keller Williams Westfield May 2013 - Present
Keller Williams Real Estate May 2013 - November 2013
UBS Financial Services August 2007 - January 2012
Skills
Accredited Buyers..., Public Speaking, Organization, Management, Customer Service, Microsoft Excel, Analysis, Event Planning, Team Building, Administrative..., Marketing, Sales, Strategic Planning, Program Management, Project Management, Data Entry, PowerPoint, Microsoft Word, Office Management, Social Networking
Education
University of Colorado Colorado Springs 2003 — 2004
Valdosta State University 1999 — 2002
Bachelor's degree, Political Science and Government
The SuAnne Hoffman Team August 2014 - Present
Keller Williams Westfield May 2013 - Present
Keller Williams Real Estate May 2013 - November 2013
UBS Financial Services August 2007 - January 2012
Skills
Accredited Buyers..., Public Speaking, Organization, Management, Customer Service, Microsoft Excel, Analysis, Event Planning, Team Building, Administrative..., Marketing, Sales, Strategic Planning, Program Management, Project Management, Data Entry, PowerPoint, Microsoft Word, Office Management, Social Networking
Education
University of Colorado Colorado Springs 2003 — 2004
Valdosta State University 1999 — 2002
Bachelor's degree, Political Science and Government
Alicia Malcolm Alicia Malcolm's UBS Financial Services Experience April 2012 - Present
Job Financial Advisor
Industry Financial Services
Experience
UBS Financial Services April 2012 - Present
Mass Mutual July 2010 - March 2012
Education
University at Buffalo 2007 — 2011
Bachelor of Science in Business Administration, Finance and Marketing
UBS Financial Services April 2012 - Present
Mass Mutual July 2010 - March 2012
Education
University at Buffalo 2007 — 2011
Bachelor of Science in Business Administration, Finance and Marketing
Elizabeth Boh, CFP®'s UBS Financial Services Experience 2005 - 2008
Job President, EABoh Family Foundation
Industry Philanthropy
Experience
EABoh Family Foundation 2012 - Present
Legacy Donor Foundation 2010 - Present
LSU Health Sciences Center Department of Psychiatry 2010 - Present
New Orleans Jazz Orchestra 2010 - Present
New Orleans Museum of Art 2013 - Present
Boh Bros. Construction Co. LLC January 2009 - October 2013
New Orleans Police and Justice Foundation 2007 - 2009
UBS Financial Services 2005 - 2008
Southeast Louisiana American Red Cross 2003 - 2006
IBERIABANK 2002 - 2005
Skills
Certified Financial..., Fundraising, Non-profit Boards, Non-profit Director, Investment Strategies, Commercial Banking, Editorial, Leadership, Financial Analysis, Strategic Financial..., Investments, Wealth Management, Management, Strategic Planning, Executive Management, Budgets, Loans, Risk Management, Business Planning, Business Development, Mergers & Acquisitions, Portfolio Management, Strategy, Small Business, Entrepreneurship, Venture Capital, Start-ups, Business Strategy, Contract Negotiation, Management Consulting, Marketing, Insurance, Team Building, Real Estate, Nonprofits, New Business Development, Finance
Education
Tulane University 1979 — 1983
Bachelor of Science, Management
EABoh Family Foundation 2012 - Present
Legacy Donor Foundation 2010 - Present
LSU Health Sciences Center Department of Psychiatry 2010 - Present
New Orleans Jazz Orchestra 2010 - Present
New Orleans Museum of Art 2013 - Present
Boh Bros. Construction Co. LLC January 2009 - October 2013
New Orleans Police and Justice Foundation 2007 - 2009
UBS Financial Services 2005 - 2008
Southeast Louisiana American Red Cross 2003 - 2006
IBERIABANK 2002 - 2005
Skills
Certified Financial..., Fundraising, Non-profit Boards, Non-profit Director, Investment Strategies, Commercial Banking, Editorial, Leadership, Financial Analysis, Strategic Financial..., Investments, Wealth Management, Management, Strategic Planning, Executive Management, Budgets, Loans, Risk Management, Business Planning, Business Development, Mergers & Acquisitions, Portfolio Management, Strategy, Small Business, Entrepreneurship, Venture Capital, Start-ups, Business Strategy, Contract Negotiation, Management Consulting, Marketing, Insurance, Team Building, Real Estate, Nonprofits, New Business Development, Finance
Education
Tulane University 1979 — 1983
Bachelor of Science, Management
Maria Petty Maria Petty's UBS Financial Services Experience September 2009 - January 2010
Job Property Management & Leasing Assistant at First Potomac Realty Trust
Industry Real Estate
Experience
First Potomac Realty Trust October 2013 - Present
Man & Machine 2012 - October 2013
University of Colorado September 2005 - January 2012
UBS financial services September 2009 - January 2010
Skills
Program Management, Training, Process Scheduler, Payroll, Spreadsheets, PeopleSoft, Travel Arrangements, Outlook, Microsoft Excel, PowerPoint, Data Analysis, Finance, Microsoft Office, Access, Research, Microsoft Word, Administrative..., Visio, Database Administration
Education
University of Colorado Boulder 2005 — 2009
B.A., Economics
First Potomac Realty Trust October 2013 - Present
Man & Machine 2012 - October 2013
University of Colorado September 2005 - January 2012
UBS financial services September 2009 - January 2010
Skills
Program Management, Training, Process Scheduler, Payroll, Spreadsheets, PeopleSoft, Travel Arrangements, Outlook, Microsoft Excel, PowerPoint, Data Analysis, Finance, Microsoft Office, Access, Research, Microsoft Word, Administrative..., Visio, Database Administration
Education
University of Colorado Boulder 2005 — 2009
B.A., Economics
Junli Cui Junli Cui's UBS Financial Services Experience July 2010 - August 2010
Job Financial Services Professional
Industry Financial Services
Experience
University of Bridgeport September 2010 - December 2010
UBS Financial Services July 2010 - August 2010
Walt Disney World, Inc April 2008 - August 2008
Education
Zhejiang Gongshang University
Bachelor, Business English
University of Bridgeport
Master, Business Administration
University of Bridgeport September 2010 - December 2010
UBS Financial Services July 2010 - August 2010
Walt Disney World, Inc April 2008 - August 2008
Education
Zhejiang Gongshang University
Bachelor, Business English
University of Bridgeport
Master, Business Administration
Simone Liu Simone Liu's UBS Financial Services Experience January 2003 - March 2005
Job Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC January 2011 - Present
Wells Fargo January 2011 - Present
Morgan Stanley Smith Barney March 2005 - January 2011
UBS Financial Services January 2003 - March 2005
Skills
Investments, Retirement Planning, Mutual Funds, Retirement, Finance, Investment Strategies, Financial Advisory, Fixed Annuities, Equities, Management, Life Insurance, Securities, Asset Allocation, Financial Modeling, Alternative Investments, Bonds, Economics, Mergers & Acquisitions, Private Equity, Financial Analysis, Valuation, Investment Planning, Estate Investment...
Education
University of California, Los Angeles 2002 — 2004
Wells Fargo Advisors, LLC January 2011 - Present
Wells Fargo January 2011 - Present
Morgan Stanley Smith Barney March 2005 - January 2011
UBS Financial Services January 2003 - March 2005
Skills
Investments, Retirement Planning, Mutual Funds, Retirement, Finance, Investment Strategies, Financial Advisory, Fixed Annuities, Equities, Management, Life Insurance, Securities, Asset Allocation, Financial Modeling, Alternative Investments, Bonds, Economics, Mergers & Acquisitions, Private Equity, Financial Analysis, Valuation, Investment Planning, Estate Investment...
Education
University of California, Los Angeles 2002 — 2004
David Pologe David Pologe's UBS Financial Services Experience January 2004 - June 2005
Job Director Strategic Accounts, AssetMark
Industry Investment Management
Experience
AssetMark February 2012 - Present
UBS Global Asset Management July 2005 - December 2011
UBS Financial Services January 2004 - June 2005
UBS Financial Services January 2003 - January 2004
UBS Financial Services February 2002 - January 2003
Tucker Anthony October 2000 - July 2001
Head of Packaged Products January 1996 - January 2000
Wood Logan June 1991 - December 1995
Shearson 1984 - 1985
Education
State University of New York at Albany 1978 — 1982
BA, Economics, Philosophy
AssetMark February 2012 - Present
UBS Global Asset Management July 2005 - December 2011
UBS Financial Services January 2004 - June 2005
UBS Financial Services January 2003 - January 2004
UBS Financial Services February 2002 - January 2003
Tucker Anthony October 2000 - July 2001
Head of Packaged Products January 1996 - January 2000
Wood Logan June 1991 - December 1995
Shearson 1984 - 1985
Education
State University of New York at Albany 1978 — 1982
BA, Economics, Philosophy
Louis G. Poulin Louis G. Poulin's UBS Financial Services Experience February 1988 - March 2010
Job Regional Director Branch Development at Ameriprise Financial
Industry Financial Services
Experience
Ameriprise Financial January 2012 - Present
Phelps Hospital 2010 - Present
Oculus Partners, LLC April 2011 - December 2011
Oculus 2011 - 2011
UBS Financial Services February 1988 - March 2010
UBS Financial Services 2009 - 2010
UBS Financial Services 1991 - 2008
PaineWebber 1988 - 1991
The Pinnacle Group 1987 - 1988
E.F Hutton 1981 - 1987
Skills
Wealth Management, Series 7, Mutual Funds, Leadership, Investments, Sales Management, Operational Risk..., Series 63
Education
Université Laval 1977 — 1980
Bachelor, Business Administration / finance
University of Pennsylvania - The Wharton School
diploma, Securities Industry Association program (1wk/yr for 3 yrs)
University of Virginia Darden School of Business
Leadership program ( 1week)
Ameriprise Financial January 2012 - Present
Phelps Hospital 2010 - Present
Oculus Partners, LLC April 2011 - December 2011
Oculus 2011 - 2011
UBS Financial Services February 1988 - March 2010
UBS Financial Services 2009 - 2010
UBS Financial Services 1991 - 2008
PaineWebber 1988 - 1991
The Pinnacle Group 1987 - 1988
E.F Hutton 1981 - 1987
Skills
Wealth Management, Series 7, Mutual Funds, Leadership, Investments, Sales Management, Operational Risk..., Series 63
Education
Université Laval 1977 — 1980
Bachelor, Business Administration / finance
University of Pennsylvania - The Wharton School
diploma, Securities Industry Association program (1wk/yr for 3 yrs)
University of Virginia Darden School of Business
Leadership program ( 1week)
Jason Schrimsher, CFP® Jason Schrimsher, CFP®'s UBS Financial Services Experience January 2009 - Present
Job Financial Advisor/Branch Manager at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services January 2009 - Present
Morgan Stanley May 1999 - January 2009
Education
University of Alabama in Huntsville
BSBA, Marketing
UBS Financial Services January 2009 - Present
Morgan Stanley May 1999 - January 2009
Education
University of Alabama in Huntsville
BSBA, Marketing
Casey Maxfield Casey Maxfield's UBS Financial Services Experience May 2004 - May 2005
Job Sr. Manager, Treasury at Vivint Solar
Industry Financial Services
Experience
Vivint Solar April 2015 - Present
Select Portfolio Servicing, Inc. December 2006 - April 2015
Morgan Stanley June 2006 - December 2006
UBS Financial Services May 2004 - May 2005
US Army May 1999 - May 2004
Skills
Treasury Management, Liquidity Management, Corporate Finance, Financial Reporting, Process Improvement, Asset-backed..., Business Relationship..., Quantitative Research, Decision Analysis, Personnel Management, Staff Development
Education
United States Military Academy at West Point 1996 — 1999
Bachelor of Science (B.Sc.), Management, Computer Science
Vivint Solar April 2015 - Present
Select Portfolio Servicing, Inc. December 2006 - April 2015
Morgan Stanley June 2006 - December 2006
UBS Financial Services May 2004 - May 2005
US Army May 1999 - May 2004
Skills
Treasury Management, Liquidity Management, Corporate Finance, Financial Reporting, Process Improvement, Asset-backed..., Business Relationship..., Quantitative Research, Decision Analysis, Personnel Management, Staff Development
Education
United States Military Academy at West Point 1996 — 1999
Bachelor of Science (B.Sc.), Management, Computer Science
Haley Smart's UBS Financial Services Experience August 2011 - December 2011
Job Investment Banking Analyst at Raymond James Financial, Inc.
Industry Financial Services
Experience
Raymond James Financial, Inc. March 2015 - Present
Raymond James Financial Inc. May 2013 - February 2015
University of South Florida August 2012 - May 2013
University of Central Florida May 2012 - August 2012
UBS Financial Services August 2011 - December 2011
Skills
Microsoft Office, Typing, Advanced Excel Skills, Microsoft Excel, PowerPoint, Microsoft Word, Financial Modeling, Customer Service, Public Speaking, Financial Analysis, Research, Data Analysis
Education
University of South Florida 2012 — 2014
Master's Degree, Finance, 3.9 GPA
University of Central Florida 2008 — 2012
Bachelor of Science in Business Administration, Finance
Raymond James Financial, Inc. March 2015 - Present
Raymond James Financial Inc. May 2013 - February 2015
University of South Florida August 2012 - May 2013
University of Central Florida May 2012 - August 2012
UBS Financial Services August 2011 - December 2011
Skills
Microsoft Office, Typing, Advanced Excel Skills, Microsoft Excel, PowerPoint, Microsoft Word, Financial Modeling, Customer Service, Public Speaking, Financial Analysis, Research, Data Analysis
Education
University of South Florida 2012 — 2014
Master's Degree, Finance, 3.9 GPA
University of Central Florida 2008 — 2012
Bachelor of Science in Business Administration, Finance
Zachary Foulk Zachary Foulk's UBS Financial Services Experience April 2008 - January 2009
Job at
Industry Investment Banking
Experience
Veritas Capital July 2014 - Present
Credit Suisse July 2012 - July 2014
Credit Suisse June 2011 - August 2011
BNP Paribas May 2010 - August 2010
The Patriot Group, LLC 2009 - 2010
UBS Financial Services April 2008 - January 2009
Save the Children 2009 - 2009
Education
Tufts University 2008 — 2012
B.A., Economics
Fairfield Ludlowe High School 2004 — 2008
Veritas Capital July 2014 - Present
Credit Suisse July 2012 - July 2014
Credit Suisse June 2011 - August 2011
BNP Paribas May 2010 - August 2010
The Patriot Group, LLC 2009 - 2010
UBS Financial Services April 2008 - January 2009
Save the Children 2009 - 2009
Education
Tufts University 2008 — 2012
B.A., Economics
Fairfield Ludlowe High School 2004 — 2008
Stacey Pecor's UBS Financial Services Experience February 2014 - Present
Job Client Service Associate at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services February 2014 - Present
Chloe + Isabel Inc. March 2013 - Present
Rent The Runway April 2012 - February 2013
Education
The University of Connecticut 2009 — 2013
Communication, General
UBS Financial Services February 2014 - Present
Chloe + Isabel Inc. March 2013 - Present
Rent The Runway April 2012 - February 2013
Education
The University of Connecticut 2009 — 2013
Communication, General
Ryen Wang's UBS Financial Services Experience March 2011 - June 2011
Job Business Development Analyst at CircleUp
Industry Venture Capital & Private Equity
Experience
CircleUp September 2014 - Present
Houlihan Lokey July 2013 - September 2014
Johnson & Johnson February 2012 - June 2013
Hotchkis and Wiley Capital Management June 2012 - August 2012
Pathway Capital Management October 2011 - February 2012
IDG-Accel Partners July 2011 - September 2011
UBS Financial Services March 2011 - June 2011
Skills
Bloomberg, Capital IQ, Thomson One, SAP, Photoshop, Lightroom, Excel
Education
University of California, Irvine 2010 — 2013
Bachelor of Arts, Cum Laude, Business Economics, GPA: 3.8
CircleUp September 2014 - Present
Houlihan Lokey July 2013 - September 2014
Johnson & Johnson February 2012 - June 2013
Hotchkis and Wiley Capital Management June 2012 - August 2012
Pathway Capital Management October 2011 - February 2012
IDG-Accel Partners July 2011 - September 2011
UBS Financial Services March 2011 - June 2011
Skills
Bloomberg, Capital IQ, Thomson One, SAP, Photoshop, Lightroom, Excel
Education
University of California, Irvine 2010 — 2013
Bachelor of Arts, Cum Laude, Business Economics, GPA: 3.8
John G. Muir's UBS Financial Services Experience June 2010 - August 2010
Job Sales Associate at Recker & Boerger
Industry Business Supplies and Equipment
Experience
Recker & Boerger October 2013 - Present
Total Quality Logistics May 2013 - November 2013
University of Dayton August 2012 - June 2013
Premier Health Partners August 2012 - December 2012
Ohio Turf & Golf Trust December 2010 - September 2012
UBS Financial Services June 2010 - August 2010
Bob Evans October 2008 - August 2010
Skills
Honesty, Integrity, Goal Oriented, Analytical Skills, Organizational Structure, Social Media, Event Planning, Time Management, Microsoft Office, Public Speaking, Facebook, Team-oriented, PowerPoint, Marketing Research, Microsoft Excel, Sales, Customer Service
Education
University of Dayton 2009 — 2013
BS, Operations and Supply Chain Management, Senior
Archbishop Alter High School 2005 — 2009
Recker & Boerger October 2013 - Present
Total Quality Logistics May 2013 - November 2013
University of Dayton August 2012 - June 2013
Premier Health Partners August 2012 - December 2012
Ohio Turf & Golf Trust December 2010 - September 2012
UBS Financial Services June 2010 - August 2010
Bob Evans October 2008 - August 2010
Skills
Honesty, Integrity, Goal Oriented, Analytical Skills, Organizational Structure, Social Media, Event Planning, Time Management, Microsoft Office, Public Speaking, Facebook, Team-oriented, PowerPoint, Marketing Research, Microsoft Excel, Sales, Customer Service
Education
University of Dayton 2009 — 2013
BS, Operations and Supply Chain Management, Senior
Archbishop Alter High School 2005 — 2009
Jeff Farrar CFP®, CIMA®'s UBS Financial Services Experience April 2009 - Present
Job Financial Advisor with the FDG Group at UBS Financial Services
Industry Investment Management
Experience
CFP Board January 2015 - Present
UBS Financial Services April 2009 - Present
Education
University of California, Los Angeles - The Anderson School of Management 1993 — 1995
MBA
US Coast Guard Academy 1985 — 1989
BS
CFP Board January 2015 - Present
UBS Financial Services April 2009 - Present
Education
University of California, Los Angeles - The Anderson School of Management 1993 — 1995
MBA
US Coast Guard Academy 1985 — 1989
BS
Kenneth Krigstein's UBS Financial Services Experience May 2007 - August 2007
Job Investment Sales at Marcus & Millichap
Industry Financial Services
Experience
Marcus & Millichap July 2013 - Present
Wikinvest June 2011 - July 2013
SigFig June 2011 - June 2013
Standard and Poor’s June 2009 - August 2009
UBS Financial Services May 2007 - August 2007
Hoefflin and Associates May 2005 - August 2005
Gonzales and Associates June 2004 - August 2004
Skills
Strategic Partnerships, Marketing, Media Buying, Online Advertising, Invoice Finance, Ad Networks, Product Management, Business Development, Marketing Strategy, Digital Marketing, Customer Acquisition, New Business Development, Salesforce.com, Competitive Analysis, Analysis, Product Marketing, Real Estate, Market Research, Advertising, Start-ups
Education
University of California, Berkeley 2006 — 2011
Bachelor of Arts (B.A.), Political Economy
Richmond International University 2009 — 2009
International Economics
Marcus & Millichap July 2013 - Present
Wikinvest June 2011 - July 2013
SigFig June 2011 - June 2013
Standard and Poor’s June 2009 - August 2009
UBS Financial Services May 2007 - August 2007
Hoefflin and Associates May 2005 - August 2005
Gonzales and Associates June 2004 - August 2004
Skills
Strategic Partnerships, Marketing, Media Buying, Online Advertising, Invoice Finance, Ad Networks, Product Management, Business Development, Marketing Strategy, Digital Marketing, Customer Acquisition, New Business Development, Salesforce.com, Competitive Analysis, Analysis, Product Marketing, Real Estate, Market Research, Advertising, Start-ups
Education
University of California, Berkeley 2006 — 2011
Bachelor of Arts (B.A.), Political Economy
Richmond International University 2009 — 2009
International Economics
Jason Chirogianis's UBS Financial Services Experience November 2008 - Present
Job Senior Portfolio Manager | First Vice President Investments | UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services November 2008 - Present
Morgan Stanley February 1998 - November 2008
Skills
Series 7
Education
Tulane University 1989 — 1993
B.A., Psychology
UBS Financial Services November 2008 - Present
Morgan Stanley February 1998 - November 2008
Skills
Series 7
Education
Tulane University 1989 — 1993
B.A., Psychology
Michael Flader Michael Flader's UBS Financial Services Experience December 1997 - November 2008
Job Senior Financial Associate at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management November 2008 - Present
UBS Financial Services December 1997 - November 2008
Education
University of Arizona 1990 — 1995
Bachelors, Psychology
RBC Wealth Management November 2008 - Present
UBS Financial Services December 1997 - November 2008
Education
University of Arizona 1990 — 1995
Bachelors, Psychology
Jessica Kartzinel, CIMA's UBS Financial Services Experience The Dominguez-Kartzinel GroupUBSDecember 2008 - Present
Job The DominguezKartzinel Group at UBS
Industry Investment Management
Experience
UBS Financial Services The Dominguez-Kartzinel GroupUBSDecember 2008 - Present
Morgan Stanley Investment Management June 1994 - December 2008
Education
University of California, Santa Barbara 1990 — 1994
Valley High School 1986 — 1990
UBS Financial Services The Dominguez-Kartzinel GroupUBSDecember 2008 - Present
Morgan Stanley Investment Management June 1994 - December 2008
Education
University of California, Santa Barbara 1990 — 1994
Valley High School 1986 — 1990
Melissa Kohler Melissa Kohler's UBS Financial Services Experience 2005 - 2009
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial 2009 - Present
UBS Financial Services 2005 - 2009
Target September 2000 - December 2005
Roadway Express 1985 - 2000
Education
University of Arkansas at Little Rock 2001 — 2004
MBA
Valdosta State University 1982 — 1988
BBA, Management
LPL Financial 2009 - Present
UBS Financial Services 2005 - 2009
Target September 2000 - December 2005
Roadway Express 1985 - 2000
Education
University of Arkansas at Little Rock 2001 — 2004
MBA
Valdosta State University 1982 — 1988
BBA, Management
Terry Surrency Terry Surrency's UBS Financial Services Experience March 2013 - Present
Job Surrency Wealth Management * Account Vice President at UBS Financial Services * Chartered Retirement Planning Counselor
Industry Financial Services
Experience
UBS Financial Services March 2013 - Present
Merrill Lynch June 1997 - February 2013
Skills
Investments, Portfolio Management, Financial Advisory, Finance, Series 7, Wealth Management, Retirement Planning, Financial Planning, Estate Planning, Securities, Savings, Retirement Plan..., Retirement Income..., Retirement Solutions, Investment Strategies
Education
University of Central Florida - College of Business Administration 1991 — 1995
Finance, Business Administration and Management, General
Bishop Moore 1989 — 1991
UBS Financial Services March 2013 - Present
Merrill Lynch June 1997 - February 2013
Skills
Investments, Portfolio Management, Financial Advisory, Finance, Series 7, Wealth Management, Retirement Planning, Financial Planning, Estate Planning, Securities, Savings, Retirement Plan..., Retirement Income..., Retirement Solutions, Investment Strategies
Education
University of Central Florida - College of Business Administration 1991 — 1995
Finance, Business Administration and Management, General
Bishop Moore 1989 — 1991
Alex Ford's UBS Financial Services Experience September 2007 - May 2008
Job Senior Associate at Wilshire Associates
Industry Financial Services
Experience
Wilshire Associates January 2015 - Present
Wilshire Associates January 2012 - December 2014
Wilshire Associates August 2010 - December 2011
Wilshire Associates June 2008 - August 2010
UBS Financial Services September 2007 - May 2008
Skills
Investments, Finance, Equities, Financial Modeling, Portfolio Management, Mutual Funds, Analysis, Fixed Income, Valuation, Alternative Investments, Private Equity, Asset Management, Financial Analysis, Asset Allocation, Capital Markets, Due Diligence, Research, Wilshire Compass, Equity Research
Education
University of Denver - Daniels College of Business 2014 — 2016
Master of Business Administration (MBA)
University of Colorado Boulder - Leeds School of Business 2003 — 2008
BSBA, Finance
Wilshire Associates January 2015 - Present
Wilshire Associates January 2012 - December 2014
Wilshire Associates August 2010 - December 2011
Wilshire Associates June 2008 - August 2010
UBS Financial Services September 2007 - May 2008
Skills
Investments, Finance, Equities, Financial Modeling, Portfolio Management, Mutual Funds, Analysis, Fixed Income, Valuation, Alternative Investments, Private Equity, Asset Management, Financial Analysis, Asset Allocation, Capital Markets, Due Diligence, Research, Wilshire Compass, Equity Research
Education
University of Denver - Daniels College of Business 2014 — 2016
Master of Business Administration (MBA)
University of Colorado Boulder - Leeds School of Business 2003 — 2008
BSBA, Finance
Candace Pedraza Candace Pedraza's UBS Financial Services Experience August 2009 - Present
Job Student at University of Colorado at Boulder Leeds School of Business
Industry Human Resources
Experience
UBS Financial Services August 2009 - Present
University Information Systems January 2009 - August 2009
Canal Street Church May 2007 - August 2008
Fancher Oil, LLC March 2005 - August 2006
Education
University of Colorado Boulder - Leeds School of Business 2006 — 2010
University of Colorado at
Bachelor of Science, Business Administration; Management
UBS Financial Services August 2009 - Present
University Information Systems January 2009 - August 2009
Canal Street Church May 2007 - August 2008
Fancher Oil, LLC March 2005 - August 2006
Education
University of Colorado Boulder - Leeds School of Business 2006 — 2010
University of Colorado at
Bachelor of Science, Business Administration; Management
Shara Reidy Shara Reidy's UBS Financial Services Experience April 2005 - November 2007
Job Client Associate at Wachovia Securities, LLC
Industry Financial Services
Experience
Wachovia Securities, LLC November 2007 - Present
UBS Financial Services April 2005 - November 2007
Education
University at Buffalo 2001 — 2005
Wachovia Securities, LLC November 2007 - Present
UBS Financial Services April 2005 - November 2007
Education
University at Buffalo 2001 — 2005
Barry Stern Barry Stern's UBS Financial Services Experience May 2006 - June 2014
Job Wealth Management Strategies at Raymond James/Creating a Reliable Income Stream Now and In Retirement/"Living the Dream"
Industry Financial Services
Experience
UBS Financial Services May 2006 - June 2014
Morgan Stanley May 1995 - May 2006
Prudential Financial February 1989 - May 1995
Merrill Lynch October 1983 - February 1989
Skills
Wealth Management..., Wealth Preservation..., Financial Planning, Retirement Planning, Investment Advisory, Investment Strategies, Stock Market, Equities, Fixed Income, Strategic Planning, Marketing Strategy, Marketing, Multi-generational..., Variable Annuities, Long Term Care Insurance, College Education..., Cash Flow Management, Negotiation, Sales, Series 7, Series 63, Series 65, Series 31, Series 9, series 10, 529 Plans, Roth IRA, SEP IRA, 401k Rollovers, Portfolio Management, In-Kind 401(k) Service..., Investments, Management, Finance
Education
University of California, Berkeley 1973 — 1975
Bachelor's Degree
University of California, San Diego 1971 — 1973
UBS Financial Services May 2006 - June 2014
Morgan Stanley May 1995 - May 2006
Prudential Financial February 1989 - May 1995
Merrill Lynch October 1983 - February 1989
Skills
Wealth Management..., Wealth Preservation..., Financial Planning, Retirement Planning, Investment Advisory, Investment Strategies, Stock Market, Equities, Fixed Income, Strategic Planning, Marketing Strategy, Marketing, Multi-generational..., Variable Annuities, Long Term Care Insurance, College Education..., Cash Flow Management, Negotiation, Sales, Series 7, Series 63, Series 65, Series 31, Series 9, series 10, 529 Plans, Roth IRA, SEP IRA, 401k Rollovers, Portfolio Management, In-Kind 401(k) Service..., Investments, Management, Finance
Education
University of California, Berkeley 1973 — 1975
Bachelor's Degree
University of California, San Diego 1971 — 1973
Jonathan J. Oh Jonathan J. Oh's UBS Financial Services Experience September 2012 - January 2013
Job Publisher Operations Analyst at Yext
Industry Internet
Experience
Yext August 2015 - Present
Teach For America June 2013 - June 2015
UBS Financial Services September 2012 - January 2013
Skills
Teaching, Research, Data Analysis, Public Speaking, Leadership
Education
University of California, San Diego 2009 — 2013
B.S., Management Science
Yext August 2015 - Present
Teach For America June 2013 - June 2015
UBS Financial Services September 2012 - January 2013
Skills
Teaching, Research, Data Analysis, Public Speaking, Leadership
Education
University of California, San Diego 2009 — 2013
B.S., Management Science
Chad Helmcamp Chad Helmcamp's UBS Financial Services Experience 1994 - 2003
Job Loan Officer at Legacy Mutual Mortgage
Industry Real Estate
Experience
Legacy Mutual Mortgage October 2013 - Present
Envoy Mortgage August 2009 - October 2013
Secure Mortgage Company January 2006 - July 2009
Iwayloan, LP March 2003 - December 2005
UBS Financial Services 1994 - 2003
AIM Investments 1999 - 2001
Kidder Peabody April 1994 - January 1995
Skills
Foreclosures, Team Building, Mortgage Lending, New Home Sales, Refinance, FHA, FHA financing, Small Business, Investments, Selling, Real Estate, Loans, Investment Properties, Sales, Residential Homes, Marketing, USDA, Finance, First Time Home Buyers, Real Estate Economics, VA loans, Home Equity Loans, Residential Mortgages, Reverse Mortgages, Government Loans, Loan Origination, Certified Mortgage..., Credit, Referrals, Construction Loans, Real Estate Financing, Investors, Real Estate Transactions, Mortgage Marketing, Mortgage Underwriting, VA Loans, FHA Financing
Education
University of Houston 1994 — 1999
1999, BBA in Finance
University of California, Santa Barbara 1993 — 1994
Lamar High School 1991 — 1993
Lutheran High North
Legacy Mutual Mortgage October 2013 - Present
Envoy Mortgage August 2009 - October 2013
Secure Mortgage Company January 2006 - July 2009
Iwayloan, LP March 2003 - December 2005
UBS Financial Services 1994 - 2003
AIM Investments 1999 - 2001
Kidder Peabody April 1994 - January 1995
Skills
Foreclosures, Team Building, Mortgage Lending, New Home Sales, Refinance, FHA, FHA financing, Small Business, Investments, Selling, Real Estate, Loans, Investment Properties, Sales, Residential Homes, Marketing, USDA, Finance, First Time Home Buyers, Real Estate Economics, VA loans, Home Equity Loans, Residential Mortgages, Reverse Mortgages, Government Loans, Loan Origination, Certified Mortgage..., Credit, Referrals, Construction Loans, Real Estate Financing, Investors, Real Estate Transactions, Mortgage Marketing, Mortgage Underwriting, VA Loans, FHA Financing
Education
University of Houston 1994 — 1999
1999, BBA in Finance
University of California, Santa Barbara 1993 — 1994
Lamar High School 1991 — 1993
Lutheran High North
Noelle Turtur Noelle Turtur's UBS Financial Services Experience July 2011 - August 2011
Job PhD Candidate at Columbia University
Industry Research
Experience
The Bronx Defenders September 2014 - August 2015
The Chicago Maroon January 2013 - December 2013
Advocates for Children of New York July 2013 - September 2013
Liceo Righi October 2012 - December 2012
Museum of Biblical Art June 2012 - August 2012
UBS Financial Services July 2011 - August 2011
Skills
Project Management, Research, Writing, Editing, Grant Writing, Data Analysis, Nonprofits, Microsoft Office, Microsoft Excel, Microsoft Publisher, Microsoft Word, PowerPoint, R, Mac OS, Photography: Digital..., Photoshop, Facebook, Instagram
Education
Columbia University in the City of New York 2015 — 2022
Doctor of Philosophy (Ph.D.), European History
University of Chicago 2010 — 2014
Bachelor of Arts (B.A.), 20th C. European History, Italian Studies, 3.89
Università di Bologna 2012 — 2013
Study Abroad, European History, Italian Literature and Language, 3.89
The Bronx Defenders September 2014 - August 2015
The Chicago Maroon January 2013 - December 2013
Advocates for Children of New York July 2013 - September 2013
Liceo Righi October 2012 - December 2012
Museum of Biblical Art June 2012 - August 2012
UBS Financial Services July 2011 - August 2011
Skills
Project Management, Research, Writing, Editing, Grant Writing, Data Analysis, Nonprofits, Microsoft Office, Microsoft Excel, Microsoft Publisher, Microsoft Word, PowerPoint, R, Mac OS, Photography: Digital..., Photoshop, Facebook, Instagram
Education
Columbia University in the City of New York 2015 — 2022
Doctor of Philosophy (Ph.D.), European History
University of Chicago 2010 — 2014
Bachelor of Arts (B.A.), 20th C. European History, Italian Studies, 3.89
Università di Bologna 2012 — 2013
Study Abroad, European History, Italian Literature and Language, 3.89
Jacqueline Adler's UBS Financial Services Experience October 2004 - January 2006
Job Assistant Vice President at Marsh
Industry Insurance
Experience
Marsh & McLennan Companies, Inc. April 2014 - Present
401k403b Advisors April 2012 - August 2013
JDA Consulting February 2009 - December 2012
ADP January 2011 - April 2012
IMH Real Estate Financiers January 2006 - February 2009
UBS Financial Services October 2004 - January 2006
Massachusetts Mutual Financial Group July 2002 - September 2004
OppenheimerFunds, Inc June 2001 - June 2002
Skills
Series 7, Retirement, 401k, Mutual Funds, Investments, Retirement Planning, Series 63, Loans, Financial Advisory, Defined Contribution, Asset Management, Wealth Management, Asset Managment, Asset Allocation, Investment Advisory, Small Business, Financial Planners, Employee Benefits, Alternative Investments, Business Planning, Finance, Financial Services, Sales, Defined Benefit, Insurance, Financial Planning
Education
University of Arizona, Eller College of Management 1997 — 2001
BS, Marketing
FINRA Series 7 & 63, P&C, Life & Health Licensed
National Academy of Sports Medicine
Certified Personal Trainer
Marsh & McLennan Companies, Inc. April 2014 - Present
401k403b Advisors April 2012 - August 2013
JDA Consulting February 2009 - December 2012
ADP January 2011 - April 2012
IMH Real Estate Financiers January 2006 - February 2009
UBS Financial Services October 2004 - January 2006
Massachusetts Mutual Financial Group July 2002 - September 2004
OppenheimerFunds, Inc June 2001 - June 2002
Skills
Series 7, Retirement, 401k, Mutual Funds, Investments, Retirement Planning, Series 63, Loans, Financial Advisory, Defined Contribution, Asset Management, Wealth Management, Asset Managment, Asset Allocation, Investment Advisory, Small Business, Financial Planners, Employee Benefits, Alternative Investments, Business Planning, Finance, Financial Services, Sales, Defined Benefit, Insurance, Financial Planning
Education
University of Arizona, Eller College of Management 1997 — 2001
BS, Marketing
FINRA Series 7 & 63, P&C, Life & Health Licensed
National Academy of Sports Medicine
Certified Personal Trainer
Chauncey Tanton's UBS Financial Services Experience March 2007 - March 2009
Job MBA / Entrepreneur / Financial Manager / Field Producer / Cinematographer / Production Coordinator
Industry Design
Experience
newportFILM January 2013 - June 2015
Hole In The Wall Productions May 2009 - December 2014
Variable Artists January 2000 - December 2014
Battery621 December 2010 - January 2012
UBS Financial Services March 2007 - March 2009
Tanton Enterprises, LLC June 2004 - December 2008
Burton Snowboards September 1995 - March 2003
Skills
Entrepreneurship, Marketing, Strategy, Brand Development, Social Media, Real Estate, Film Production, Event Planning, Cinematography, Public Speaking, Video, Social Networking, Content Strategy, Event Management, Trade Shows, Public Relations, Professional Athlete, Architectural Design, Research and Development, Financial Management..., Industrial Design, Sponsorship, Documentaries, Strategic Partnerships, Snowboarding, Camera, Events Coordination
Education
University of Colorado at Denver 2011 — 2012
Master of Business Administration (M.B.A.), Entrepreneurship
University of Colorado at Denver 2003 — 2006
Bachelor's Degree, Finance
newportFILM January 2013 - June 2015
Hole In The Wall Productions May 2009 - December 2014
Variable Artists January 2000 - December 2014
Battery621 December 2010 - January 2012
UBS Financial Services March 2007 - March 2009
Tanton Enterprises, LLC June 2004 - December 2008
Burton Snowboards September 1995 - March 2003
Skills
Entrepreneurship, Marketing, Strategy, Brand Development, Social Media, Real Estate, Film Production, Event Planning, Cinematography, Public Speaking, Video, Social Networking, Content Strategy, Event Management, Trade Shows, Public Relations, Professional Athlete, Architectural Design, Research and Development, Financial Management..., Industrial Design, Sponsorship, Documentaries, Strategic Partnerships, Snowboarding, Camera, Events Coordination
Education
University of Colorado at Denver 2011 — 2012
Master of Business Administration (M.B.A.), Entrepreneurship
University of Colorado at Denver 2003 — 2006
Bachelor's Degree, Finance
Sarah Petner's UBS Financial Services Experience June 2007 - August 2007
Job Analyst/Investor Relations at Talson Partners L.P.
Industry Investment Management
Experience
Talson Partners L.P. February 2015 - Present
Twin Capital Management LLC June 2013 - August 2014
Jefferies & Company December 2010 - June 2013
FactSet Research Systems September 2008 - December 2010
UBS Financial Services June 2007 - August 2007
Bear Stearns June 2006 - August 2006
Post 53 September 2000 - June 2004
Skills
Equities, Capital Markets, Portfolio Management, Investments, Fixed Income, Mutual Funds, Hedge Funds, Valuation, Business Development, Securities, Analysis, Private Equity, Asset Management, Bloomberg, Equity Research, Investor Relations
Education
Tulane University 2004 — 2008
Bachelor of Arts (BA), Political Science and Economics
Tulane University
Bachelor of Arts, Double; Political Science and Economics
Columbia University
Darien High School
Talson Partners L.P. February 2015 - Present
Twin Capital Management LLC June 2013 - August 2014
Jefferies & Company December 2010 - June 2013
FactSet Research Systems September 2008 - December 2010
UBS Financial Services June 2007 - August 2007
Bear Stearns June 2006 - August 2006
Post 53 September 2000 - June 2004
Skills
Equities, Capital Markets, Portfolio Management, Investments, Fixed Income, Mutual Funds, Hedge Funds, Valuation, Business Development, Securities, Analysis, Private Equity, Asset Management, Bloomberg, Equity Research, Investor Relations
Education
Tulane University 2004 — 2008
Bachelor of Arts (BA), Political Science and Economics
Tulane University
Bachelor of Arts, Double; Political Science and Economics
Columbia University
Darien High School
Garet Philbrook Garet Philbrook's UBS Financial Services Experience July 2012 - April 2013
Job Account Executive | Risk Management at CLS Partners
Industry Insurance
Experience
CLS Partners December 2014 - Present
Regions Insurance / Insurisk E&S January 2013 - December 2014
UBS Financial Services July 2012 - April 2013
Southwind Property Services 2011 - March 2013
Skills
Real Estate, Property Management, Microsoft Office, Social Media Marketing, Risk Management, Insurance, Management, CRM, Miscellaneous..., Directors & Officers..., Employment Practices..., Errors & Omissions..., Cyber Liability, ERISA Fiduciary..., Private Equity Liability, Crime Insurance, Risk Analysis, Real Estate Finance, Office Management, Web Development, Web Analytics, Marketing Management, Business Management, Cost Accounting, Cost Estimating, Online Advertising, PowerPoint, Finance, Professional Liability, Loans, Commercial Insurance, Property & Casualty..., Underwriting, Liability
Education
University of Central Arkansas 2010 — 2013
Bachelor of Business Administration (BBA), Insurance & Risk Management - Personal Financial Planning
National School of Real Estate 2011 — 2011
University of Arkansas at Fayetteville 2009 — 2010
CLS Partners December 2014 - Present
Regions Insurance / Insurisk E&S January 2013 - December 2014
UBS Financial Services July 2012 - April 2013
Southwind Property Services 2011 - March 2013
Skills
Real Estate, Property Management, Microsoft Office, Social Media Marketing, Risk Management, Insurance, Management, CRM, Miscellaneous..., Directors & Officers..., Employment Practices..., Errors & Omissions..., Cyber Liability, ERISA Fiduciary..., Private Equity Liability, Crime Insurance, Risk Analysis, Real Estate Finance, Office Management, Web Development, Web Analytics, Marketing Management, Business Management, Cost Accounting, Cost Estimating, Online Advertising, PowerPoint, Finance, Professional Liability, Loans, Commercial Insurance, Property & Casualty..., Underwriting, Liability
Education
University of Central Arkansas 2010 — 2013
Bachelor of Business Administration (BBA), Insurance & Risk Management - Personal Financial Planning
National School of Real Estate 2011 — 2011
University of Arkansas at Fayetteville 2009 — 2010
Sofiya Zhovnovataya Sofiya Zhovnovataya's UBS Financial Services Experience July 2007 - April 2008
Job PartnerDivisional Sales Associate at Kopernik Global Investors
Industry Investment Management
Experience
Kopernik Global Investors September 2013 - Present
Altegris Investments February 2011 - August 2013
UBS International Division April 2008 - December 2010
UBS Financial Services July 2007 - April 2008
PA Consulting Group June 2006 - August 2006
Skills
Portfolio Management, Mutual Funds, Series 7, Alternative Investments, Financial Analysis, Strategic Financial..., Financial Services, Financial Markets, Bonds, Relationship Management, Marketing, Asset Allocation, Leadership, Equities, Finance, Hedge Funds, Investment Strategies, Financial Modeling, Asset Management, Investments, Diversification, Sales
Education
University of California, Berkeley 2003 — 2007
Bachelor of Science, Business, Spanish Language and Literature
Universidad Carlos III 2006 — 2006
Spanish Language and Literature
Kopernik Global Investors September 2013 - Present
Altegris Investments February 2011 - August 2013
UBS International Division April 2008 - December 2010
UBS Financial Services July 2007 - April 2008
PA Consulting Group June 2006 - August 2006
Skills
Portfolio Management, Mutual Funds, Series 7, Alternative Investments, Financial Analysis, Strategic Financial..., Financial Services, Financial Markets, Bonds, Relationship Management, Marketing, Asset Allocation, Leadership, Equities, Finance, Hedge Funds, Investment Strategies, Financial Modeling, Asset Management, Investments, Diversification, Sales
Education
University of California, Berkeley 2003 — 2007
Bachelor of Science, Business, Spanish Language and Literature
Universidad Carlos III 2006 — 2006
Spanish Language and Literature
Matt Sheinbrot's UBS Financial Services Experience May 2009 - July 2009
Job Associate Operations Control KYC / AML Client Account Approval
Industry Financial Services
Experience
Nomura Securities June 2014 - Present
DTCC January 2013 - June 2014
State Street September 2012 - December 2012
Morgan Stanley Smith Barney March 2012 - October 2012
Depository Trust & Clearing Corporation January 2011 - May 2012
Susan B. Anthony Middle School September 2010 - December 2010
BNY Mellon November 2009 - April 2010
UBS Financial Services May 2009 - July 2009
Skills
Financial Risk, Microsoft Excel, Analysis, AML, Due Diligence, Accounting, Banking, Bloomberg, Credit, Finance, KYC, Management, Risk Assessment, Risk Management, Software Documentation, USA PATRIOT Act, Anti Money Laundering
Education
SUNY Albany 2005 — 2009
Finance
Nomura Securities June 2014 - Present
DTCC January 2013 - June 2014
State Street September 2012 - December 2012
Morgan Stanley Smith Barney March 2012 - October 2012
Depository Trust & Clearing Corporation January 2011 - May 2012
Susan B. Anthony Middle School September 2010 - December 2010
BNY Mellon November 2009 - April 2010
UBS Financial Services May 2009 - July 2009
Skills
Financial Risk, Microsoft Excel, Analysis, AML, Due Diligence, Accounting, Banking, Bloomberg, Credit, Finance, KYC, Management, Risk Assessment, Risk Management, Software Documentation, USA PATRIOT Act, Anti Money Laundering
Education
SUNY Albany 2005 — 2009
Finance
Allison Satterlee Allison Satterlee's UBS Financial Services Experience June 2011 - September 2011
Job Recruiter at Netflix
Industry Staffing and Recruiting
Experience
Netflix November 2014 - Present
Netflix December 2012 - November 2014
YARDHOUSE September 2011 - September 2012
UBS FINANCIAL SERVICES June 2011 - September 2011
UCSC DEPARTMENT OF PSYCHOLOGY September 2010 - June 2011
Skills
Excellent communication..., Comfortable with both..., Familiar with MS Word,..., Experienced with..., Working knowledge of..., French, Research, Psychology, Public Speaking, Teaching, Career Development, Microsoft Office, Event Planning, Social Media, Non-profits, Adolescents, PowerPoint, Microsoft Excel, Recruiting, Social Networking, Interviews, Leadership, Time Management, Training
Education
Monta Vista High School
University of California, Santa Cruz
Bachelor of Arts, Psychology
Netflix November 2014 - Present
Netflix December 2012 - November 2014
YARDHOUSE September 2011 - September 2012
UBS FINANCIAL SERVICES June 2011 - September 2011
UCSC DEPARTMENT OF PSYCHOLOGY September 2010 - June 2011
Skills
Excellent communication..., Comfortable with both..., Familiar with MS Word,..., Experienced with..., Working knowledge of..., French, Research, Psychology, Public Speaking, Teaching, Career Development, Microsoft Office, Event Planning, Social Media, Non-profits, Adolescents, PowerPoint, Microsoft Excel, Recruiting, Social Networking, Interviews, Leadership, Time Management, Training
Education
Monta Vista High School
University of California, Santa Cruz
Bachelor of Arts, Psychology
Jannel Buckley's UBS Financial Services Experience May 2014 - Present
Job Client Service Associate at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services May 2014 - Present
MERRILL LYNCH July 2006 - May 2014
MERRILL LYNCH July 2005 - June 2006
Education
University of California, Santa Barbara 2004 — 2006
Bachelor's Degree
Oak Park High School 1998 — 2002
High School
UBS Financial Services May 2014 - Present
MERRILL LYNCH July 2006 - May 2014
MERRILL LYNCH July 2005 - June 2006
Education
University of California, Santa Barbara 2004 — 2006
Bachelor's Degree
Oak Park High School 1998 — 2002
High School
Devin Evers Devin Evers's UBS Financial Services Experience June 2010 - August 2010
Job Wholesale Credit Program Analyst at Wells Fargo Capital Finance
Industry Financial Services
Experience
Wells Fargo Capital Finance September 2014 - Present
PwC November 2012 - August 2014
Alabama Math, Science, & Technology Initiative October 2008 - August 2012
Boeing Commercial Airplanes May 2011 - August 2011
UBS Financial Services June 2010 - August 2010
Education
University of Alabama in Huntsville 2007 — 2012
BSBA, Finance & Accounting
Wells Fargo Capital Finance September 2014 - Present
PwC November 2012 - August 2014
Alabama Math, Science, & Technology Initiative October 2008 - August 2012
Boeing Commercial Airplanes May 2011 - August 2011
UBS Financial Services June 2010 - August 2010
Education
University of Alabama in Huntsville 2007 — 2012
BSBA, Finance & Accounting
David Marshall, CFP®, CRPC® David Marshall, CFP®, CRPC®'s UBS Financial Services Experience May 2005 - Present
Job Financial Advisor at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services May 2005 - Present
Smith Barney June 2004 - May 2005
Skills
Finance, Financial Planning, Investments, Financial Analysis, Wealth Management, Portfolio Management, Asset Management, Retirement Planning, Wealth
Education
University of Delaware
Bachelors, Finance
UBS Financial Services May 2005 - Present
Smith Barney June 2004 - May 2005
Skills
Finance, Financial Planning, Investments, Financial Analysis, Wealth Management, Portfolio Management, Asset Management, Retirement Planning, Wealth
Education
University of Delaware
Bachelors, Finance
Jay Bowman's UBS Financial Services Experience
Job First Vice President Wealth Management at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services
Education
University of Cincinnati 1977 — 1981
BBA, Marketing. Finance
UBS Financial Services
Education
University of Cincinnati 1977 — 1981
BBA, Marketing. Finance
Esther Miller Esther Miller's UBS Financial Services Experience January 2013 - April 2014
Job Client Service Representative at Meeder Investment Management
Industry Consumer Services
Experience
Meeder Investment Management April 2014 - Present
UBS Financial Services January 2013 - April 2014
General Electric Credit Union March 2009 - January 2013
IB Goodman July 2006 - February 2009
Adath Israel Synagogue October 2006 - June 2008
University of Cincinnati September 2005 - June 2006
Jewish Community Center of Greater Columbus June 2005 - January 2006
RMD Advertising June 2005 - September 2005
Hillel Jewish Student Center 2004 - 2005
Skills
Public Speaking, Leadership, Event Planning, Marketing, Sales, Customer Service, Social Media, Nonprofits, Social Media Marketing, Microsoft Excel, Public Relations
Education
University of Cincinnati 2002 — 2006
BA, Public Relations, Communications
Bexley High School 1999 — 2002
Meeder Investment Management April 2014 - Present
UBS Financial Services January 2013 - April 2014
General Electric Credit Union March 2009 - January 2013
IB Goodman July 2006 - February 2009
Adath Israel Synagogue October 2006 - June 2008
University of Cincinnati September 2005 - June 2006
Jewish Community Center of Greater Columbus June 2005 - January 2006
RMD Advertising June 2005 - September 2005
Hillel Jewish Student Center 2004 - 2005
Skills
Public Speaking, Leadership, Event Planning, Marketing, Sales, Customer Service, Social Media, Nonprofits, Social Media Marketing, Microsoft Excel, Public Relations
Education
University of Cincinnati 2002 — 2006
BA, Public Relations, Communications
Bexley High School 1999 — 2002
Melissa Kessler Melissa Kessler's UBS Financial Services Experience January 2014 - May 2014
Job Client Service Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS July 2014 - Present
Fleming's Prime Steakhouse & Wine Bar May 2012 - July 2014
UBS Financial Services January 2014 - May 2014
Gamma Phi Beta Sorority January 2012 - January 2013
The University of Arizona August 2010 - December 2011
Education
University of Arizona 2010 — 2014
University of Arizona, Eller College of Management 2010 — 2014
Bachelor of Science (BS)
CEA Global Campus- Barcelona 2013 — 2013
Universitat Pompeu Fabra 2013 — 2013
Catalina Foothills High School 2006 — 2010
UBS July 2014 - Present
Fleming's Prime Steakhouse & Wine Bar May 2012 - July 2014
UBS Financial Services January 2014 - May 2014
Gamma Phi Beta Sorority January 2012 - January 2013
The University of Arizona August 2010 - December 2011
Education
University of Arizona 2010 — 2014
University of Arizona, Eller College of Management 2010 — 2014
Bachelor of Science (BS)
CEA Global Campus- Barcelona 2013 — 2013
Universitat Pompeu Fabra 2013 — 2013
Catalina Foothills High School 2006 — 2010
Bryant Hicks's UBS Financial Services Experience May 2010 - May 2011
Job Client Account Representative at Matrix Financial Solutions
Industry Financial Services
Experience
Matrix Financial Solutions June 2013 - Present
United States Air Force May 2008 - May 2014
Brown Brothers Harriman June 2012 - May 2013
J.P. Morgan September 2011 - November 2011
UBS Financial Services May 2010 - May 2011
Starbucks Coffee Company August 2006 - January 2009
Skills
Analysis, Customer Service, Microsoft Office, Microsoft Excel, Financial Analysis, Leadership, PowerPoint, Management, Microsoft Word, VBA, Financial Modeling, Corporate Finance, Outlook, Research, Windows
Education
University of Colorado at Boulder 2007 — 2012
BA Business Administration, Finance, General
Matrix Financial Solutions June 2013 - Present
United States Air Force May 2008 - May 2014
Brown Brothers Harriman June 2012 - May 2013
J.P. Morgan September 2011 - November 2011
UBS Financial Services May 2010 - May 2011
Starbucks Coffee Company August 2006 - January 2009
Skills
Analysis, Customer Service, Microsoft Office, Microsoft Excel, Financial Analysis, Leadership, PowerPoint, Management, Microsoft Word, VBA, Financial Modeling, Corporate Finance, Outlook, Research, Windows
Education
University of Colorado at Boulder 2007 — 2012
BA Business Administration, Finance, General
Amy B. Garbrecht, CFP®'s UBS Financial Services Experience December 2008 - October 2014
Job Senior Client Service Associate at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS October 2014 - Present
UBS Financial Services December 2008 - October 2014
Morgan Stanley Wealth Management January 2005 - December 2008
Education
University of Central Florida
Bachelor of Business Administration, Finance
UBS October 2014 - Present
UBS Financial Services December 2008 - October 2014
Morgan Stanley Wealth Management January 2005 - December 2008
Education
University of Central Florida
Bachelor of Business Administration, Finance
Jay Sanchez Jay Sanchez's UBS Financial Services Experience December 2002 - August 2004
Job Southwest Region Manager, Medtronic Neurosurgery|Visualase
Industry Medical Devices
Experience
Visualase, Inc. - acquired by Medtronic, Inc. January 2014 - Present
Medtronic April 2013 - January 2014
Ethicon Surgical Care February 2007 - April 2013
Willam O'Neil & Company August 2004 - August 2006
UBS Financial Services December 2002 - August 2004
Skills
Medical Devices, Blue Ocean Strategy, Strategic Territory..., Strategic Account..., Account Lean Specialist, Surgeons, General Surgery, Cardiac Surgery, Plastic Surgery, Reconstructive Surgery, Orthopedic Surgery, Gynecologic Surgery, Minimally Invasive..., Bariatric Surgery, Hernia Repair, Multi-language, Operating Room, Orthopedic, Product Launch, Sales Operations, Capital Equipment, Market Development, Surgery, Surgical Instruments, Healthcare, Disposables, Sales
Education
UCLA 1998 — 2002
Bachelor of Arts, Psychology, Minor in French, Specialization in Business Administration
Palos Verdes Peninsula High 1994 — 1998
Visualase, Inc. - acquired by Medtronic, Inc. January 2014 - Present
Medtronic April 2013 - January 2014
Ethicon Surgical Care February 2007 - April 2013
Willam O'Neil & Company August 2004 - August 2006
UBS Financial Services December 2002 - August 2004
Skills
Medical Devices, Blue Ocean Strategy, Strategic Territory..., Strategic Account..., Account Lean Specialist, Surgeons, General Surgery, Cardiac Surgery, Plastic Surgery, Reconstructive Surgery, Orthopedic Surgery, Gynecologic Surgery, Minimally Invasive..., Bariatric Surgery, Hernia Repair, Multi-language, Operating Room, Orthopedic, Product Launch, Sales Operations, Capital Equipment, Market Development, Surgery, Surgical Instruments, Healthcare, Disposables, Sales
Education
UCLA 1998 — 2002
Bachelor of Arts, Psychology, Minor in French, Specialization in Business Administration
Palos Verdes Peninsula High 1994 — 1998
LeeAnn Linck,CEP LeeAnn Linck,CEP's UBS Financial Services Experience 1995 - 2000
Job Senior Equity Manager
Industry Financial Services
Experience
Ellie Mae, Inc. March 2010 - Present
UAL Corporation March 2007 - December 2010
HSBC 2005 - 2007
Micromuse 2001 - 2005
WR Hambrecht + Co 2000 - 2001
UBS Financial Services 1995 - 2000
Skills
Equities, Management, Financial Services, Start-ups, Executive Pay
Education
University of California, Santa Barbara 1990 — 1994
Acalanes High School 1985 — 1990
Ellie Mae, Inc. March 2010 - Present
UAL Corporation March 2007 - December 2010
HSBC 2005 - 2007
Micromuse 2001 - 2005
WR Hambrecht + Co 2000 - 2001
UBS Financial Services 1995 - 2000
Skills
Equities, Management, Financial Services, Start-ups, Executive Pay
Education
University of California, Santa Barbara 1990 — 1994
Acalanes High School 1985 — 1990
Brian Hsu Brian Hsu's UBS Financial Services Experience February 2011 - March 2011
Job Business Analyst at ID Analytics
Industry Information Technology and Services
Experience
ID Analytics October 2012 - Present
ERNY Financial February 2012 - November 2012
UBS Financial Services February 2011 - March 2011
L and D Appliances June 2010 - August 2010
Education
University of California, San Diego 2008 — 2012
Bachelor of Applied Science (B.A.Sc.), Management Science
Arcadia High School
ID Analytics October 2012 - Present
ERNY Financial February 2012 - November 2012
UBS Financial Services February 2011 - March 2011
L and D Appliances June 2010 - August 2010
Education
University of California, San Diego 2008 — 2012
Bachelor of Applied Science (B.A.Sc.), Management Science
Arcadia High School
Aaron Brewer Aaron Brewer's UBS Financial Services Experience November 2007 - September 2009
Job Private Client Advisor
Industry Financial Services
Experience
JP Morgan Chase Bank, N.A. October 2009 - Present
UBS Financial Services November 2007 - September 2009
Education
University of Arizona, Eller College of Management 2004 — 2006
MBA, Finance
Balamand University 2009 — 2012
Master of Arts (M.A.), Applied Theology
JP Morgan Chase Bank, N.A. October 2009 - Present
UBS Financial Services November 2007 - September 2009
Education
University of Arizona, Eller College of Management 2004 — 2006
MBA, Finance
Balamand University 2009 — 2012
Master of Arts (M.A.), Applied Theology
David Madden David Madden's UBS Financial Services Experience 2004 - 2006
Job Partner at DHR International
Industry Staffing and Recruiting
Experience
DHR International June 2012 - Present
Lonergan Partners 2010 - 2012
CTPartners 2007 - 2010
UBS Financial Services 2004 - 2006
Merrill Lynch 2000 - 2004
Banc of America Securities 1999 - 2000
Skills
Executive Search, Talent Management, Mobile Payments, New Media, Telecommunications, Mobile Advertising, Wireless Networking, Business Strategy, Mobile Applications, E-commerce, Start-ups, Talent Acquisition
Education
Tulane University
B.A., Economics
Bellarmine College Preparatory
DHR International June 2012 - Present
Lonergan Partners 2010 - 2012
CTPartners 2007 - 2010
UBS Financial Services 2004 - 2006
Merrill Lynch 2000 - 2004
Banc of America Securities 1999 - 2000
Skills
Executive Search, Talent Management, Mobile Payments, New Media, Telecommunications, Mobile Advertising, Wireless Networking, Business Strategy, Mobile Applications, E-commerce, Start-ups, Talent Acquisition
Education
Tulane University
B.A., Economics
Bellarmine College Preparatory
Bobby Goldstein's UBS Financial Services Experience October 2008 - Present
Job The Goldstein Levi Group, UBS Financial Services, Sr. Vice President Wealth Management, Wealth Advisor
Industry Financial Services
Experience
UBS Financial Services October 2008 - Present
Merrill Lynch September 2001 - October 2008
Smith Barney 1993 - 2001
Prudential Securities December 1985 - 1993
Education
Tulane University 1979 — 1983
BA, Sociology
UBS Financial Services October 2008 - Present
Merrill Lynch September 2001 - October 2008
Smith Barney 1993 - 2001
Prudential Securities December 1985 - 1993
Education
Tulane University 1979 — 1983
BA, Sociology
Connor Coyle Connor Coyle's UBS Financial Services Experience October 2011 - March 2012
Job Fixed Income Analyst at Chilton Investment Services
Industry Financial Services
Experience
Chilton Investment Company October 2014 - Present
JWT August 2012 - October 2014
UBS Financial Services October 2011 - March 2012
Presidential Life Insurance June 2011 - August 2011
Skills
Financial Analysis, Market Research, Credit Analysis, Economics, Economic Research, Microsoft Office, Microsoft Excel, Microsoft Word, Market Analysis, Competitive Analysis, Fixed Income Analysis, Financial Calculations, Forecasting, Investments, Budgets
Education
University at Albany 2009 — 2012
Bachelor of Arts (B.A.), Economics
Chilton Investment Company October 2014 - Present
JWT August 2012 - October 2014
UBS Financial Services October 2011 - March 2012
Presidential Life Insurance June 2011 - August 2011
Skills
Financial Analysis, Market Research, Credit Analysis, Economics, Economic Research, Microsoft Office, Microsoft Excel, Microsoft Word, Market Analysis, Competitive Analysis, Fixed Income Analysis, Financial Calculations, Forecasting, Investments, Budgets
Education
University at Albany 2009 — 2012
Bachelor of Arts (B.A.), Economics
Ronny Inniger Ronny Inniger's UBS Financial Services Experience February 2006 - April 2009
Job Vice President, Market Leader at Bank of the West Wealth Management
Industry Investment Management
Experience
Bank of the West Wealth Management July 2014 - Present
TIAA-CREF June 2012 - June 2014
Osborne Partners Capital Management September 2011 - June 2012
RF Advisors September 2010 - July 2011
UBS Wealth Management February 2005 - September 2010
UBS Financial Services February 2006 - April 2009
Credit Suisse Group January 2001 - January 2005
Credit Suisse 1999 - 2004
Financial Planner January 1999 - January 2001
Cantonal Bank of Bern January 1996 - January 2001
Skills
Asset Management, Wealth Management
Education
Swiss Financial Planning School 2003 — 2005
Master's Degree, equivalency
2001 — 2004
Masters, Business/Finance
Business School of Bern 1996 — 1999
Cantonal Bank of Bern 1996 — 1999
Swiss Business School 1996 — 1999
Bachelor's Degree, equivalency; Finance concentration
Bank of the West Wealth Management July 2014 - Present
TIAA-CREF June 2012 - June 2014
Osborne Partners Capital Management September 2011 - June 2012
RF Advisors September 2010 - July 2011
UBS Wealth Management February 2005 - September 2010
UBS Financial Services February 2006 - April 2009
Credit Suisse Group January 2001 - January 2005
Credit Suisse 1999 - 2004
Financial Planner January 1999 - January 2001
Cantonal Bank of Bern January 1996 - January 2001
Skills
Asset Management, Wealth Management
Education
Swiss Financial Planning School 2003 — 2005
Master's Degree, equivalency
2001 — 2004
Masters, Business/Finance
Business School of Bern 1996 — 1999
Cantonal Bank of Bern 1996 — 1999
Swiss Business School 1996 — 1999
Bachelor's Degree, equivalency; Finance concentration
Brian Boland Brian Boland's UBS Financial Services Experience January 2003 - January 2006
Job Operations/Business Development
Industry Wholesale
Experience
BellSimons Companies September 2011 - Present
Fiduciary Investment Advisors April 2006 - September 2011
UBS FINANCIAL SERVICES January 2003 - January 2006
Skills
Investments, Management, Investment Advisory, Economics, Process Improvement, Business Development, Pensions, Start-ups, Investment Management, Asset Allocation, Social Media
Education
University of Hartford 2011 — 2016
Master of Business Administration (M.B.A.), Business Administration and Management, General
The University of Connecticut 1999 — 2003
Bachelor of Science, Economics
BellSimons Companies September 2011 - Present
Fiduciary Investment Advisors April 2006 - September 2011
UBS FINANCIAL SERVICES January 2003 - January 2006
Skills
Investments, Management, Investment Advisory, Economics, Process Improvement, Business Development, Pensions, Start-ups, Investment Management, Asset Allocation, Social Media
Education
University of Hartford 2011 — 2016
Master of Business Administration (M.B.A.), Business Administration and Management, General
The University of Connecticut 1999 — 2003
Bachelor of Science, Economics
Shannon Bruce Shannon Bruce's UBS Financial Services Experience May 2006 - July 2012
Job Consultant at Slalom Consulting
Industry Management Consulting
Experience
Slalom Consulting April 2014 - Present
Loft9 July 2012 - April 2014
UBS Financial Services May 2006 - July 2012
Skills
Financial Modeling, Financial Analysis, Business Analysis, Management Consulting, Corporate Finance, Finance, Business Process..., Process Improvement, Data Analysis, Fixed Income, Risk Management, Financial Reporting, Analysis, Asset Management, Valuation, Strategic Financial..., Investments, Series 7, Equities, Social Impact, Center of Excellence, Management, Consulting, Program Management, Project Management
Education
University of Arizona, Eller College of Management
Business Economics, Finance
Slalom Consulting April 2014 - Present
Loft9 July 2012 - April 2014
UBS Financial Services May 2006 - July 2012
Skills
Financial Modeling, Financial Analysis, Business Analysis, Management Consulting, Corporate Finance, Finance, Business Process..., Process Improvement, Data Analysis, Fixed Income, Risk Management, Financial Reporting, Analysis, Asset Management, Valuation, Strategic Financial..., Investments, Series 7, Equities, Social Impact, Center of Excellence, Management, Consulting, Program Management, Project Management
Education
University of Arizona, Eller College of Management
Business Economics, Finance
Mike Deggelman Mike Deggelman's UBS Financial Services Experience April 2000 - October 2010
Job Managing Director, Partner at HighTower Advisors LLC
Industry Financial Services
Experience
HighTower Advisors LLC November 2010 - Present
UBS Financial Services April 2000 - October 2010
E.F. Hutton June 1976 - March 2000
Skills
Wealth Management
Education
University of California, Davis 1972 — 1976
BA, Economics
Bellarmine College Preparatory 1968 — 1972
HighTower Advisors LLC November 2010 - Present
UBS Financial Services April 2000 - October 2010
E.F. Hutton June 1976 - March 2000
Skills
Wealth Management
Education
University of California, Davis 1972 — 1976
BA, Economics
Bellarmine College Preparatory 1968 — 1972
William Young's UBS Financial Services Experience January 2007 - May 2007
Job Associate at Lincoln International
Industry Investment Banking
Experience
Lincoln International July 2014 - May 2015
Bank of America Merrill Lynch June 2013 - August 2013
The Chartis Group June 2008 - April 2012
ESP Systems LLC May 2007 - September 2007
UBS Financial Services January 2007 - May 2007
Skills
Financial Analysis, Strategic Planning, Marketing Research, Healthcare, Hospitals, Financial Modeling, Strategy, Mergers & Acquisitions, Due Diligence, Valuation, Analysis, Venture Capital, Data Analysis, Investments, Finance
Education
University of Pennsylvania - The Wharton School 2012 — 2014
Master of Business Administration (MBA), Healthcare
University of Pennsylvania 2004 — 2008
BSE, BA, Bioengineering, Economics
University College London, U. of London
BS, Economics
Université de Technologie de Compiègne
Lincoln International July 2014 - May 2015
Bank of America Merrill Lynch June 2013 - August 2013
The Chartis Group June 2008 - April 2012
ESP Systems LLC May 2007 - September 2007
UBS Financial Services January 2007 - May 2007
Skills
Financial Analysis, Strategic Planning, Marketing Research, Healthcare, Hospitals, Financial Modeling, Strategy, Mergers & Acquisitions, Due Diligence, Valuation, Analysis, Venture Capital, Data Analysis, Investments, Finance
Education
University of Pennsylvania - The Wharton School 2012 — 2014
Master of Business Administration (MBA), Healthcare
University of Pennsylvania 2004 — 2008
BSE, BA, Bioengineering, Economics
University College London, U. of London
BS, Economics
Université de Technologie de Compiègne
Gregory Caine's UBS Financial Services Experience March 2007 - June 2010
Job Manager Sales & Marketing Analytics at D+H
Industry Financial Services
Experience
D+H U.S. Operation February 2013 - Present
DiCom Software January 2012 - February 2013
Zurich Innovations Group January 2011 - February 2013
Raymond James & Associates October 2010 - January 2011
UBS Financial Services March 2007 - June 2010
UBS Financial Services June 2005 - March 2007
Ole Travel November 2004 - May 2005
Star Tours January 2000 - November 2004
Global Travel International August 1998 - December 1999
SunGard Higher Education August 1996 - August 1998
Skills
CRM, Financial Services, Portfolio Management, Business Development, Risk Management, Wealth Management, Analytics, Salesforce.com, Investments, Strategic Financial..., Mutual Funds, Banking, Competitive Analysis, Lead Generation, Web Development, Sales Process, Investment Advisory, SalesForce, Brainshark, Tableau, Microsoft CRM, Microsoft Excel, PowerPoint
Education
University of Central Florida 1984 — 1985
BSBA with a, Marketing
University of Florida 1981 — 1984
Associate Arts, General Studies
Walk-on Kicker Florida Gators 1981 — 1981
Edgewater High School 1979 — 1981
High School Diploma
D+H U.S. Operation February 2013 - Present
DiCom Software January 2012 - February 2013
Zurich Innovations Group January 2011 - February 2013
Raymond James & Associates October 2010 - January 2011
UBS Financial Services March 2007 - June 2010
UBS Financial Services June 2005 - March 2007
Ole Travel November 2004 - May 2005
Star Tours January 2000 - November 2004
Global Travel International August 1998 - December 1999
SunGard Higher Education August 1996 - August 1998
Skills
CRM, Financial Services, Portfolio Management, Business Development, Risk Management, Wealth Management, Analytics, Salesforce.com, Investments, Strategic Financial..., Mutual Funds, Banking, Competitive Analysis, Lead Generation, Web Development, Sales Process, Investment Advisory, SalesForce, Brainshark, Tableau, Microsoft CRM, Microsoft Excel, PowerPoint
Education
University of Central Florida 1984 — 1985
BSBA with a, Marketing
University of Florida 1981 — 1984
Associate Arts, General Studies
Walk-on Kicker Florida Gators 1981 — 1981
Edgewater High School 1979 — 1981
High School Diploma
Andrew Nguyen's UBS Financial Services Experience February 2002 - June 2003
Job Vice President, Acquisitions at Colony Capital
Industry Venture Capital & Private Equity
Experience
Colony Capital January 2015 - Present
Colony Capital June 2014 - December 2014
Colony Capital May 2011 - May 2014
Walt Disney Company - The Disney Stores March 2009 - May 2011
Financial Technology Partners June 2007 - August 2007
PIMCO July 2003 - July 2006
UBS Financial Services February 2002 - June 2003
Skills
Financial Modeling, Corporate Development, Accounting, Valuation, Private Equity, Mergers, Investment Banking, Hedge Funds, Strategy, Due Diligence, Asset Managment, Corporate Finance
Education
University of Southern California - Marshall School of Business 2006 — 2008
MBA, Finance, Strategy
University of California, Berkeley 1997 — 2001
BA, Psychology, Business Administration
Colony Capital January 2015 - Present
Colony Capital June 2014 - December 2014
Colony Capital May 2011 - May 2014
Walt Disney Company - The Disney Stores March 2009 - May 2011
Financial Technology Partners June 2007 - August 2007
PIMCO July 2003 - July 2006
UBS Financial Services February 2002 - June 2003
Skills
Financial Modeling, Corporate Development, Accounting, Valuation, Private Equity, Mergers, Investment Banking, Hedge Funds, Strategy, Due Diligence, Asset Managment, Corporate Finance
Education
University of Southern California - Marshall School of Business 2006 — 2008
MBA, Finance, Strategy
University of California, Berkeley 1997 — 2001
BA, Psychology, Business Administration
Jennie (Macaluso) McCashin's UBS Financial Services Experience August 2002 - May 2005
Job
Industry Investment Management
Experience
Denali Advisors January 2007 - June 2008
Dimensional Fund Advisors June 2005 - June 2006
UBS Financial Services August 2002 - May 2005
Education
University of Arizona 1995 — 1999
Denali Advisors January 2007 - June 2008
Dimensional Fund Advisors June 2005 - June 2006
UBS Financial Services August 2002 - May 2005
Education
University of Arizona 1995 — 1999
Daryl Frank's UBS Financial Services Experience February 2004 - March 2006
Job VP Alternative Asset Group / Central Funding
Industry Capital Markets
Experience
RBC Capital Markets December 2013 - Present
RBC Capital Markets June 2007 - December 2013
RBC Capital Markets April 2006 - June 2007
UBS Financial Services February 2004 - March 2006
Skills
Fixed Income, Capital Markets, Derivatives, Equities, Bloomberg, Hedge Funds, Financial Modeling, Alternative Investments, Valuation, Options, Trading, Bonds, Portfolio Management, Trading Systems
Education
University of Delaware 1999 — 2003
Bachelor of Business Administration (B.B.A.), Business, Management, Marketing, and Related Support Services
University of Delaware - Lerner College of Business and Economics 1999 — 2002
BA, Business Administration
RBC Capital Markets December 2013 - Present
RBC Capital Markets June 2007 - December 2013
RBC Capital Markets April 2006 - June 2007
UBS Financial Services February 2004 - March 2006
Skills
Fixed Income, Capital Markets, Derivatives, Equities, Bloomberg, Hedge Funds, Financial Modeling, Alternative Investments, Valuation, Options, Trading, Bonds, Portfolio Management, Trading Systems
Education
University of Delaware 1999 — 2003
Bachelor of Business Administration (B.B.A.), Business, Management, Marketing, and Related Support Services
University of Delaware - Lerner College of Business and Economics 1999 — 2002
BA, Business Administration
Leah Lewis's UBS Financial Services Experience 2004 - 2004
Job Healthcare Manager
Industry Hospital & Health Care
Experience
Grady Health System August 2015 - Present
Cahaba GBA November 2014 - August 2015
Cahaba GBA December 2013 - November 2014
Cahaba GBA February 2012 - December 2013
Cahaba GBA January 2010 - February 2012
EY January 2007 - November 2009
Regions Financial Corporation February 2006 - July 2006
Anguilla Masonry Products Ltd February 2005 - December 2005
American Express Financial Advisors 2004 - 2004
UBS Financial Services 2004 - 2004
Skills
Auditing, Microsoft Excel, Financial Statements, Accounting, Accounts Payable, Internal Controls, GAAP, QuickBooks, Payroll, Financial Analysis, Financial Reporting, Recruiting, Financial Accounting, Financial Audits, Sarbanes-Oxley Act, General Ledger, Analysis, Accounts Receivable, Access, Due Diligence, Managerial Finance, Management, Account Reconciliation, Finance
Education
University of Notre Dame - Mendoza College of Business 2007 — 2008
Masters of Science in Accountancy
University of Alabama at Birmingham 2006 — 2007
MBA
University of Alabama 2001 — 2004
Bachelor of Science
Grady Health System August 2015 - Present
Cahaba GBA November 2014 - August 2015
Cahaba GBA December 2013 - November 2014
Cahaba GBA February 2012 - December 2013
Cahaba GBA January 2010 - February 2012
EY January 2007 - November 2009
Regions Financial Corporation February 2006 - July 2006
Anguilla Masonry Products Ltd February 2005 - December 2005
American Express Financial Advisors 2004 - 2004
UBS Financial Services 2004 - 2004
Skills
Auditing, Microsoft Excel, Financial Statements, Accounting, Accounts Payable, Internal Controls, GAAP, QuickBooks, Payroll, Financial Analysis, Financial Reporting, Recruiting, Financial Accounting, Financial Audits, Sarbanes-Oxley Act, General Ledger, Analysis, Accounts Receivable, Access, Due Diligence, Managerial Finance, Management, Account Reconciliation, Finance
Education
University of Notre Dame - Mendoza College of Business 2007 — 2008
Masters of Science in Accountancy
University of Alabama at Birmingham 2006 — 2007
MBA
University of Alabama 2001 — 2004
Bachelor of Science
Tomoko Koyama's UBS Financial Services Experience October 2006 - December 2009
Job Financial Advisor at Morgan Stanley Smith Barney
Industry Financial Services
Experience
MORGAN STANLEY SMITH BARNEY December 2009 - Present
UBS FINANCIAL SERVICES October 2006 - December 2009
GE December 2004 - August 2005
HONDA MOTOR (HEADQUARTERS) July 2002 - December 2004
HONDA MOTOR (HEADQUARTERS) April 1998 - July 2002
Education
University of Illinois at Urbana-Champaign 1993 — 1997
Université Paris-Sorbonne 1995 — 1996
Commercial French, Exchange Program from University of Illinois
MORGAN STANLEY SMITH BARNEY December 2009 - Present
UBS FINANCIAL SERVICES October 2006 - December 2009
GE December 2004 - August 2005
HONDA MOTOR (HEADQUARTERS) July 2002 - December 2004
HONDA MOTOR (HEADQUARTERS) April 1998 - July 2002
Education
University of Illinois at Urbana-Champaign 1993 — 1997
Université Paris-Sorbonne 1995 — 1996
Commercial French, Exchange Program from University of Illinois
Michel Cormon's UBS Financial Services Experience
Job Financial Advisor at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services
Education
Université Denis Diderot (Paris VII)
UBS Financial Services
Education
Université Denis Diderot (Paris VII)
Crystal Rigley's UBS Financial Services Experience October 2006 - August 2009
Job History Teacher at Berkeley High School
Industry Education Management
Experience
Berkeley High School August 2014 - Present
Half Moon Bay High School August 2010 - June 2014
El Camino High School August 2009 - August 2010
UBS Financial Services October 2006 - August 2009
Citizen Schools September 2008 - December 2008
UBS Financial Services April 2005 - June 2006
Skills
Teaching, Leadership, Curriculum Development, Curriculum Design, Staff Development, Classroom, Public Speaking, Program Development, Community Outreach, Management, Teacher Training, Nonprofits
Education
University of Phoenix 2008 — 2009
MA ED, Education and teaching credential
University of California, Santa Barbara 2002 — 2006
BA, Business Economics w/ Accounting emphasis and BA in Psychology
Berkeley High School August 2014 - Present
Half Moon Bay High School August 2010 - June 2014
El Camino High School August 2009 - August 2010
UBS Financial Services October 2006 - August 2009
Citizen Schools September 2008 - December 2008
UBS Financial Services April 2005 - June 2006
Skills
Teaching, Leadership, Curriculum Development, Curriculum Design, Staff Development, Classroom, Public Speaking, Program Development, Community Outreach, Management, Teacher Training, Nonprofits
Education
University of Phoenix 2008 — 2009
MA ED, Education and teaching credential
University of California, Santa Barbara 2002 — 2006
BA, Business Economics w/ Accounting emphasis and BA in Psychology
Brooks Parton's UBS Financial Services Experience December 2005 - Present
Job Registered Client Service Associate at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services December 2005 - Present
Education
University of California, Los Angeles
UBS Financial Services December 2005 - Present
Education
University of California, Los Angeles
Kate Fitch's UBS Financial Services Experience May 2011 - April 2013
Job Client Support Associate at athenahealth
Industry Information Technology and Services
Experience
athenahealth April 2013 - Present
UBS Financial Services May 2011 - April 2013
Aqua Diving Academy March 2008 - May 2011
Saint Joseph's College May 2007 - March 2008
University of Connecticut May 2006 - December 2006
Hamilton College August 2004 - May 2005
Skills
Microsoft Office, Leadership, Microsoft Excel, PowerPoint, Customer Service, Marketing, Public Speaking, Event Planning, Project Management, Sales
Education
The University of Connecticut
MA, Sport Management & Sociology of Sport
University of Maine
BA, Psychology
Maranacook
athenahealth April 2013 - Present
UBS Financial Services May 2011 - April 2013
Aqua Diving Academy March 2008 - May 2011
Saint Joseph's College May 2007 - March 2008
University of Connecticut May 2006 - December 2006
Hamilton College August 2004 - May 2005
Skills
Microsoft Office, Leadership, Microsoft Excel, PowerPoint, Customer Service, Marketing, Public Speaking, Event Planning, Project Management, Sales
Education
The University of Connecticut
MA, Sport Management & Sociology of Sport
University of Maine
BA, Psychology
Maranacook
O'Neil Hopson's UBS Financial Services Experience July 2002 - February 2004
Job Information Management & Big Data Account Executive at IBM
Industry Information Technology and Services
Experience
IBM July 2014 - Present
IBM April 2013 - July 2014
IBM August 2010 - March 2013
Galaxy4Gamers June 2009 - June 2010
Xtreme Sponge, LLC. January 2004 - April 2008
UBS Financial Services July 2002 - February 2004
Skills
Video Games, Marketing, Financial Analysis, Business Development, Social Networking, Financial Modeling, Equities, Project Management, Enterprise Software, Investments, PS3, Corporate Finance, Xbox 360, Sales, Start-ups, Strategic Planning, Management
Education
University of Southern California - Marshall School of Business 2008 — 2010
Master of Business Administration (M.B.A.), Business Administration and Management, General
University of California, Los Angeles 1997 — 2002
Bachelor of Arts (B.A.), International Economics with Specialization in Computing
IBM July 2014 - Present
IBM April 2013 - July 2014
IBM August 2010 - March 2013
Galaxy4Gamers June 2009 - June 2010
Xtreme Sponge, LLC. January 2004 - April 2008
UBS Financial Services July 2002 - February 2004
Skills
Video Games, Marketing, Financial Analysis, Business Development, Social Networking, Financial Modeling, Equities, Project Management, Enterprise Software, Investments, PS3, Corporate Finance, Xbox 360, Sales, Start-ups, Strategic Planning, Management
Education
University of Southern California - Marshall School of Business 2008 — 2010
Master of Business Administration (M.B.A.), Business Administration and Management, General
University of California, Los Angeles 1997 — 2002
Bachelor of Arts (B.A.), International Economics with Specialization in Computing
Sandy Tandon's UBS Financial Services Experience October 2005 - May 2010
Job Office Manager & Executive Assistant at Permira Advisers LLC
Industry Venture Capital & Private Equity
Experience
Permira Advisers LLC September 2014 - Present
Tesla Motors February 2014 - September 2014
Lightspeed Venture Partners May 2010 - January 2014
UBS Financial Services October 2005 - May 2010
Skills
Series 7, Private Equity, Office Management, Due Diligence, Insurance, Start-ups, Event Planning, Financial Modeling, Travel Arrangements, Outlook, Corporate Finance, Marketing, Investment Banking, Business Development, Microsoft Excel
Education
University of California, Santa Barbara 2000 — 2004
BA, Business Economics, Sociology
University of Sydney
Permira Advisers LLC September 2014 - Present
Tesla Motors February 2014 - September 2014
Lightspeed Venture Partners May 2010 - January 2014
UBS Financial Services October 2005 - May 2010
Skills
Series 7, Private Equity, Office Management, Due Diligence, Insurance, Start-ups, Event Planning, Financial Modeling, Travel Arrangements, Outlook, Corporate Finance, Marketing, Investment Banking, Business Development, Microsoft Excel
Education
University of California, Santa Barbara 2000 — 2004
BA, Business Economics, Sociology
University of Sydney
Ameya Bendre's UBS Financial Services Experience September 2006 - December 2007
Job MBS Trading TA/ Associate at Nomura
Industry Financial Services
Experience
Nomura Securities July 2009 - Present
Deutsche Bank March 2008 - June 2009
Deutsche Bank February 2008 - June 2009
UBS Financial Services September 2006 - December 2007
UBS Financial Services May 2006 - June 2006
Education
State University of New York at Buffalo 2004 — 2006
University at Buffalo 2004 — 2006
Masters, Finance and Econ
State University of New York at
Masters, Financial Economics
University of Pune
Bachelors Degree, Mechanical Engineering
Nomura Securities July 2009 - Present
Deutsche Bank March 2008 - June 2009
Deutsche Bank February 2008 - June 2009
UBS Financial Services September 2006 - December 2007
UBS Financial Services May 2006 - June 2006
Education
State University of New York at Buffalo 2004 — 2006
University at Buffalo 2004 — 2006
Masters, Finance and Econ
State University of New York at
Masters, Financial Economics
University of Pune
Bachelors Degree, Mechanical Engineering
Susan Snodgrass's UBS Financial Services Experience February 2012 - December 2014
Job Financial Advisor at Wells Fargo Advisors LLC
Industry Financial Services
Experience
Wells Fargo Advisors December 2014 - Present
UBS Financial Services February 2012 - December 2014
UBS Financial Services July 2007 - March 2012
Fifth Third Bank 2005 - 2007
Skills
Customer Service, Public Speaking, Marketing Strategy, Leadership, Strategy, Marketing, Project Management, Contract Negotiation, Research
Education
University of Cincinnati
Wells Fargo Advisors December 2014 - Present
UBS Financial Services February 2012 - December 2014
UBS Financial Services July 2007 - March 2012
Fifth Third Bank 2005 - 2007
Skills
Customer Service, Public Speaking, Marketing Strategy, Leadership, Strategy, Marketing, Project Management, Contract Negotiation, Research
Education
University of Cincinnati
William Terrell's UBS Financial Services Experience February 2005 - August 2007
Job Senior Vice President, Global Wealth Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch January 2013 - Present
Morgan Stanley August 2007 - January 2013
UBS Financial Services February 2005 - August 2007
Smith Barney March 1985 - February 2005
Skills
Finance, Retirement Planning, Alternative Investments, Series 7, Asset Allocation, Investments, Financial Modeling, Wealth Management, Securities, Series 63, Series 65, Series 66, Financial Advisory, Financial Analysis, Investment Advisory, Consultation, Uniform Combined State..., Investment Strategies, Wealth Management..., Separately Managed..., 401k Rollovers, Fixed Income, Investment Management, Bonds, IRAs, Retirement, Equities, High Net Worth..., Asset Management, Portfolio Management, 401k, Strategic Financial..., Wealth, Municipal Bonds, Options, Wealth Accumulation, Financial Services, Retirement Plan..., Private Banking, Stocks, Pensions, Saving for Education, Credit, College Savings Plans, Mutual Funds, ETFs, Financial Planning, FINRA, Capital Markets
Education
University of California, Santa Cruz
Merrill Lynch January 2013 - Present
Morgan Stanley August 2007 - January 2013
UBS Financial Services February 2005 - August 2007
Smith Barney March 1985 - February 2005
Skills
Finance, Retirement Planning, Alternative Investments, Series 7, Asset Allocation, Investments, Financial Modeling, Wealth Management, Securities, Series 63, Series 65, Series 66, Financial Advisory, Financial Analysis, Investment Advisory, Consultation, Uniform Combined State..., Investment Strategies, Wealth Management..., Separately Managed..., 401k Rollovers, Fixed Income, Investment Management, Bonds, IRAs, Retirement, Equities, High Net Worth..., Asset Management, Portfolio Management, 401k, Strategic Financial..., Wealth, Municipal Bonds, Options, Wealth Accumulation, Financial Services, Retirement Plan..., Private Banking, Stocks, Pensions, Saving for Education, Credit, College Savings Plans, Mutual Funds, ETFs, Financial Planning, FINRA, Capital Markets
Education
University of California, Santa Cruz
Travis King, CIMA's UBS Financial Services Experience July 1992 - Present
Job Senior Vice President Investments at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services July 1992 - Present
Education
University of California, Berkeley - Walter A. Haas School of Business
Certified Investment Management Analyst, Investments and Securities
Wright State University 1989 — 1993
UBS Financial Services July 1992 - Present
Education
University of California, Berkeley - Walter A. Haas School of Business
Certified Investment Management Analyst, Investments and Securities
Wright State University 1989 — 1993
George E. Haas's UBS Financial Services Experience 2005 - 2006
Job Managing Director at Mercer Advisors
Industry Financial Services
Experience
Mercer Global Advisors Inc. January 2015 - Present
Mercer Advisors February 2014 - December 2014
United Capital Financial Advisers October 2006 - February 2014
Girard Securities October 2006 - February 2014
UBS Financial Services 2005 - 2006
Charles Schwab June 1997 - March 2005
Education
University of Phoenix 2000 — 2003
Masters Business Administration, Business
University of Arizona 1993 — 1997
Bachelor of Science, Regional Development
Brophy College Preparatory 1988 — 1992
Mercer Global Advisors Inc. January 2015 - Present
Mercer Advisors February 2014 - December 2014
United Capital Financial Advisers October 2006 - February 2014
Girard Securities October 2006 - February 2014
UBS Financial Services 2005 - 2006
Charles Schwab June 1997 - March 2005
Education
University of Phoenix 2000 — 2003
Masters Business Administration, Business
University of Arizona 1993 — 1997
Bachelor of Science, Regional Development
Brophy College Preparatory 1988 — 1992
Craig Halica's UBS Financial Services Experience 1998 - 2003
Job VP, Finance
Industry Financial Services
Experience
American Stock Transfer & Trust Co LLC November 2011 - Present
National Financial, a Fidelity Investments company 2003 - October 2011
UBS Financial Services 1998 - 2003
Oxford Health Plans 1997 - 1998
Fidelity Investments 1996 - 1997
Education
University of Connecticut 1991 — 1995
BS, Finance
American Stock Transfer & Trust Co LLC November 2011 - Present
National Financial, a Fidelity Investments company 2003 - October 2011
UBS Financial Services 1998 - 2003
Oxford Health Plans 1997 - 1998
Fidelity Investments 1996 - 1997
Education
University of Connecticut 1991 — 1995
BS, Finance
Lynn McGeough's UBS Financial Services Experience February 2004 - March 2006
Job Business Development Manager at Pfizer
Industry Consumer Services
Experience
Pfizer February 2013 - Present
Pfizer Consumer Healthcare July 2010 - Present
Pfizer Consumer Healthcare 2006 - July 2010
Wyeth Consumer Healthcare 2006 - 2009
UBS Financial Services February 2004 - March 2006
Kline & Company August 1999 - February 2004
Education
State University of New York at Buffalo 1986 — 1993
Master of Arts (MA), Geography: International Trade
State University of New York at Buffalo 1987 — 1991
Bachelor of Arts (BA), Geography: International Trade
Pfizer February 2013 - Present
Pfizer Consumer Healthcare July 2010 - Present
Pfizer Consumer Healthcare 2006 - July 2010
Wyeth Consumer Healthcare 2006 - 2009
UBS Financial Services February 2004 - March 2006
Kline & Company August 1999 - February 2004
Education
State University of New York at Buffalo 1986 — 1993
Master of Arts (MA), Geography: International Trade
State University of New York at Buffalo 1987 — 1991
Bachelor of Arts (BA), Geography: International Trade
Erin Leal's UBS Financial Services Experience February 2007 - Present
Job Financial Advisor at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services February 2007 - Present
Morgan Stanley June 2005 - February 2007
Education
University of California, Berkeley 2000 — 2005
B.A., Mass Communications
UBS Financial Services February 2007 - Present
Morgan Stanley June 2005 - February 2007
Education
University of California, Berkeley 2000 — 2005
B.A., Mass Communications
Michael Dietrich's UBS Financial Services Experience July 2013 - Present
Job Financial Advisor at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services July 2013 - Present
Morgan Stanley Wealth Management September 2012 - July 2013
The Dietrich Group Real Estate Company October 2008 - October 2012
Kodak Gallery/Sierra Nevada Pro Cycling Team October 2005 - December 2007
Education
University of Arizona
Bachelors of Science, Finance
Xaverian Brothers High School
UBS Financial Services July 2013 - Present
Morgan Stanley Wealth Management September 2012 - July 2013
The Dietrich Group Real Estate Company October 2008 - October 2012
Kodak Gallery/Sierra Nevada Pro Cycling Team October 2005 - December 2007
Education
University of Arizona
Bachelors of Science, Finance
Xaverian Brothers High School
Kira Edmonds's UBS Financial Services Experience June 2007 - December 2008
Job Pharmacy Manager at CVS Caremark Corporation
Industry Pharmaceuticals
Experience
CVS Caremark Corporation April 2012 - Present
CVS Caremark Corporation June 2009 - Present
JP Morgan January 2009 - June 2009
UBS Financial Services June 2007 - December 2008
Walgreens August 2002 - June 2007
Skills
Certified Immunizer, Pharmacists, Pharmacy
Education
University at Buffalo 1994 — 2000
Doctorate, Pharmacy
CVS Caremark Corporation April 2012 - Present
CVS Caremark Corporation June 2009 - Present
JP Morgan January 2009 - June 2009
UBS Financial Services June 2007 - December 2008
Walgreens August 2002 - June 2007
Skills
Certified Immunizer, Pharmacists, Pharmacy
Education
University at Buffalo 1994 — 2000
Doctorate, Pharmacy
Jake Hurwitz's UBS Financial Services Experience April 2010 - Present
Job Senior Portfolio Manager and Account Vice President Wealth Management
Industry Investment Management
Experience
UBS Financial Services April 2010 - Present
Kenwood Capital Management LLC July 1998 - August 2009
Travelers Investment Management Company 1992 - 1998
Travelers Asset Management Company 1986 - 1992
Advest Bank 1985 - 1986
Aetna Life & Casualty 1979 - 1985
Skills
Securities, Asset Allocation, Portfolio Management, Financial Advisory, Asset Management, Equities, Trading, Financial Risk, Bonds, Equity Research, Alternative Investments, Investments, Derivatives, Hedge Funds, Investment Strategies, Bloomberg, Investment Advisory, Fixed Income
Education
New York University, Stern School of Business 1977 — 1979
MBA, Finance and International Business
University of California, Santa Barbara 1975 — 1977
MA, Modern European and Modern Middle Eastern History
Vanderbilt University 1970 — 1974
BA, Russian Studies
UBS Financial Services April 2010 - Present
Kenwood Capital Management LLC July 1998 - August 2009
Travelers Investment Management Company 1992 - 1998
Travelers Asset Management Company 1986 - 1992
Advest Bank 1985 - 1986
Aetna Life & Casualty 1979 - 1985
Skills
Securities, Asset Allocation, Portfolio Management, Financial Advisory, Asset Management, Equities, Trading, Financial Risk, Bonds, Equity Research, Alternative Investments, Investments, Derivatives, Hedge Funds, Investment Strategies, Bloomberg, Investment Advisory, Fixed Income
Education
New York University, Stern School of Business 1977 — 1979
MBA, Finance and International Business
University of California, Santa Barbara 1975 — 1977
MA, Modern European and Modern Middle Eastern History
Vanderbilt University 1970 — 1974
BA, Russian Studies
Russell Goldstein's UBS Financial Services Experience 2005 - 2008
Job Senior Software Engineer at Crowdtap
Industry Information Technology and Services
Experience
Crowdtap June 2015 - Present
IBM Security August 2014 - June 2015
Lighthouse Computer Services October 2008 - August 2014
UBS Financial Services 2005 - 2008
Skills
Java Enterprise Edition, XML, SQL, Web Services, Unix, Websphere, SOA, LDAP, Hibernate, Spring, JSON, RESTful WebServices, CSS, JavaScript, jQuery, PostgreSQL, AJAX, HTML, Cloud Computing, Identity Management, Linux, Velocity Templates, SaaS
Education
University at Albany, SUNY 2001 — 2005
BA, Computer Science
Crowdtap June 2015 - Present
IBM Security August 2014 - June 2015
Lighthouse Computer Services October 2008 - August 2014
UBS Financial Services 2005 - 2008
Skills
Java Enterprise Edition, XML, SQL, Web Services, Unix, Websphere, SOA, LDAP, Hibernate, Spring, JSON, RESTful WebServices, CSS, JavaScript, jQuery, PostgreSQL, AJAX, HTML, Cloud Computing, Identity Management, Linux, Velocity Templates, SaaS
Education
University at Albany, SUNY 2001 — 2005
BA, Computer Science
Oliver Sun's UBS Financial Services Experience January 2005 - July 2007
Job Founder, President & CJO (Chief Jogging Officer) at The Dog Jogger, LLC
Industry Health, Wellness and Fitness
Experience
The Dog Jogger, LLC August 2015 - Present
RS Investments August 2007 - April 2015
UBS Financial Services January 2005 - July 2007
Pacific Growth Equities October 2003 - December 2004
Credit Suisse November 1999 - April 2003
Skills
Dogs, Dog Jogging, Dog Walking, Dog Behavior, Dog Aggression, Guitar, Guitar Playing, Acoustic Guitar, Electric Guitar, Bands, Concert Band, Trading, Trade Support, Middle Office, Charles River IMS, Eze Castle, Omgeo Oasys, Omgeo Alert, Omgeo TradeSuite, Omgeo CTM, Restricted Stock, Trade Settlement, Axys, DTC, Rule 144, Prime Brokerage
Education
University of California, Riverside 1990 — 1994
BA, Administrative Studies
The Dog Jogger, LLC August 2015 - Present
RS Investments August 2007 - April 2015
UBS Financial Services January 2005 - July 2007
Pacific Growth Equities October 2003 - December 2004
Credit Suisse November 1999 - April 2003
Skills
Dogs, Dog Jogging, Dog Walking, Dog Behavior, Dog Aggression, Guitar, Guitar Playing, Acoustic Guitar, Electric Guitar, Bands, Concert Band, Trading, Trade Support, Middle Office, Charles River IMS, Eze Castle, Omgeo Oasys, Omgeo Alert, Omgeo TradeSuite, Omgeo CTM, Restricted Stock, Trade Settlement, Axys, DTC, Rule 144, Prime Brokerage
Education
University of California, Riverside 1990 — 1994
BA, Administrative Studies
Darren Myles Brestin's UBS Financial Services Experience February 2000 - December 2004
Job www.akesso.com
Industry Apparel & Fashion
Experience
akesso November 2011 - Present
Self-Employed January 2005 - October 2011
UBS Financial Services February 2000 - December 2004
Morgan Stanley January 1997 - February 2000
Kushnir Investments January 1994 - December 1996
Colorado Prime Foods June 1990 - December 1993
Skills
Hospitals, Strategic Planning, Team Building, Leadership, Customer Service, New Business Development, Marketing Strategy, Hospitality, Venture Capital, Marketing, Start-ups, Contract Negotiation, Vendor Management, Sales Management, Public Speaking, Sales, Budgets, Microsoft Office, Integration, Negotiation, Process Improvement, Cross-functional Team..., Business Planning, Account Management, Management
Education
State University of New York at Albany 1987 — 1990
Bachelor of Arts (BA), Political Science & Business
akesso November 2011 - Present
Self-Employed January 2005 - October 2011
UBS Financial Services February 2000 - December 2004
Morgan Stanley January 1997 - February 2000
Kushnir Investments January 1994 - December 1996
Colorado Prime Foods June 1990 - December 1993
Skills
Hospitals, Strategic Planning, Team Building, Leadership, Customer Service, New Business Development, Marketing Strategy, Hospitality, Venture Capital, Marketing, Start-ups, Contract Negotiation, Vendor Management, Sales Management, Public Speaking, Sales, Budgets, Microsoft Office, Integration, Negotiation, Process Improvement, Cross-functional Team..., Business Planning, Account Management, Management
Education
State University of New York at Albany 1987 — 1990
Bachelor of Arts (BA), Political Science & Business
Kerry Cullinan's UBS Financial Services Experience 1996 - 2005
Job Agency Supervisory Officer at MassMutual Buffalo
Industry Financial Services
Experience
MassMutual Buffalo January 2005 - Present
UBS Financial Services 1996 - 2005
Skills
FINRA, Series 7, Mutual Funds, Securities, Investments, Series 63, Series 24
Education
University at Buffalo
MassMutual Buffalo January 2005 - Present
UBS Financial Services 1996 - 2005
Skills
FINRA, Series 7, Mutual Funds, Securities, Investments, Series 63, Series 24
Education
University at Buffalo
Anthony P. Satriano's UBS Financial Services Experience June 2014 - Present
Job Vice PresidentWealth Management UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services June 2014 - Present
Contango Capital Advisors March 2008 - June 2014
Contango Capital Advisors March 2008 - June 2014
Contango Capital Advisors 2008 - 2011
Colorado Capital Bank 2007 - 2008
GCG Financial 2003 - 2007
Skills
Wealth Management, Investment Advisory, Retirement Planning, Wealth Accumulation, Wealth Preservation..., Retirement Income..., Financial Planning, Business Development, Succession Planning, Exit Strategies, Business Planning, Business Owner Planning, Financial Markets, Strategic Consulting, Estate Planning, Insurance, Deferred Compensation, College Education..., Change Management, Multi-generational..., Retirement Savings, Retirement Solutions, Portfolio Management, Finance, Asset Management, Financial Services, Leadership, Sales, Strategic Planning, Retirement
Education
University of Colorado at Boulder 1989 — 1995
Bachelors
UBS Financial Services June 2014 - Present
Contango Capital Advisors March 2008 - June 2014
Contango Capital Advisors March 2008 - June 2014
Contango Capital Advisors 2008 - 2011
Colorado Capital Bank 2007 - 2008
GCG Financial 2003 - 2007
Skills
Wealth Management, Investment Advisory, Retirement Planning, Wealth Accumulation, Wealth Preservation..., Retirement Income..., Financial Planning, Business Development, Succession Planning, Exit Strategies, Business Planning, Business Owner Planning, Financial Markets, Strategic Consulting, Estate Planning, Insurance, Deferred Compensation, College Education..., Change Management, Multi-generational..., Retirement Savings, Retirement Solutions, Portfolio Management, Finance, Asset Management, Financial Services, Leadership, Sales, Strategic Planning, Retirement
Education
University of Colorado at Boulder 1989 — 1995
Bachelors
David Trendler's UBS Financial Services Experience January 2007 - October 2010
Job Branch Manager at Raymond James Financial Inc.
Industry Financial Services
Experience
Raymond James Financial Inc. October 2010 - Present
UBS Financial Services January 2007 - October 2010
Education
University of Cincinnati College of Business
Bachelor of Business Administration (BBA), Marketing/Finance
Raymond James Financial Inc. October 2010 - Present
UBS Financial Services January 2007 - October 2010
Education
University of Cincinnati College of Business
Bachelor of Business Administration (BBA), Marketing/Finance
Victor Hallman's UBS Financial Services Experience April 1999 - July 2005
Job President at Hallman Financial Services
Industry Financial Services
Experience
Hallman Financial Services July 2005 - Present
UBS Financial Services April 1999 - July 2005
Enterprise Rent-A-Car January 1994 - March 1999
Skills
Retirement Planning, Investments, Insurance, Series 7, Sales, Small Business, High Net Worth..., 401k, Disability Insurance, IRAs, Financial Goals, Financial Analysis, Life Insurance, Investment Advisory, Portfolio Management, Wealth Management, Retirement, Finance, Term Life Insurance, New Business Development, Financial Planners, Fixed Annuities, Retirement Plan..., Estate Planning, Strategic Financial..., Long-term Care, Strategic Planning, Financial Advisory
Education
University of Alabama at Birmingham 1985 — 2003
B.A. Business, Finance/Economics
Hallman Financial Services July 2005 - Present
UBS Financial Services April 1999 - July 2005
Enterprise Rent-A-Car January 1994 - March 1999
Skills
Retirement Planning, Investments, Insurance, Series 7, Sales, Small Business, High Net Worth..., 401k, Disability Insurance, IRAs, Financial Goals, Financial Analysis, Life Insurance, Investment Advisory, Portfolio Management, Wealth Management, Retirement, Finance, Term Life Insurance, New Business Development, Financial Planners, Fixed Annuities, Retirement Plan..., Estate Planning, Strategic Financial..., Long-term Care, Strategic Planning, Financial Advisory
Education
University of Alabama at Birmingham 1985 — 2003
B.A. Business, Finance/Economics
Dan McKenzie, CFA's UBS Financial Services Experience October 2003 - May 2004
Job Investment Analyst at Hotchkis and Wiley Capital Management
Industry Financial Services
Experience
Hotchkis and Wiley Capital Management January 2011 - Present
Hotchkis and Wiley Capital Management June 2007 - December 2010
Hotchkis and Wiley Capital Management December 2006 - June 2007
Hotchkis and Wiley Capital Management September 2004 - December 2006
UBS Financial Services October 2003 - May 2004
Skills
Financial Modeling, Valuation, Portfolio Management, Financial Analysis, Asset Managment, Equities, Investments, Fixed Income, Alternative Investments, Analysis, Securities, Asset Allocation, Credit Analysis, Mutual Funds, Asset Management
Education
UCLA Anderson School of Management 2010 — 2012
MBA, Corporate Finance
University of California, Los Angeles 2001 — 2004
BA, Economics
University of California, Los Angeles 2001 — 2004
BS, Math/Applied Sciences
Hotchkis and Wiley Capital Management January 2011 - Present
Hotchkis and Wiley Capital Management June 2007 - December 2010
Hotchkis and Wiley Capital Management December 2006 - June 2007
Hotchkis and Wiley Capital Management September 2004 - December 2006
UBS Financial Services October 2003 - May 2004
Skills
Financial Modeling, Valuation, Portfolio Management, Financial Analysis, Asset Managment, Equities, Investments, Fixed Income, Alternative Investments, Analysis, Securities, Asset Allocation, Credit Analysis, Mutual Funds, Asset Management
Education
UCLA Anderson School of Management 2010 — 2012
MBA, Corporate Finance
University of California, Los Angeles 2001 — 2004
BA, Economics
University of California, Los Angeles 2001 — 2004
BS, Math/Applied Sciences
Lisa D. Snyder's UBS Financial Services Experience February 2007 - Present
Job Wealth Management Consultant at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services February 2007 - Present
Colorado Brokerage Group January 2003 - January 2007
Transamerica Insurance & Investments September 2000 - January 2003
Skills
Retirement Planning, Estate Tax Planning, Business Planning, Estate Preservation, Multi-generational..., Charitable Gift Planning, Philanthropy, Experienced Speaker, Asset Protection, Long-term Care, Life Insurance
Education
Tulane University Law School 1989 — 1992
J.D., Law
Ohio University, Honors Tutorial College 1986 — 1989
A.B., Political Science, summa cum laude
UBS Financial Services February 2007 - Present
Colorado Brokerage Group January 2003 - January 2007
Transamerica Insurance & Investments September 2000 - January 2003
Skills
Retirement Planning, Estate Tax Planning, Business Planning, Estate Preservation, Multi-generational..., Charitable Gift Planning, Philanthropy, Experienced Speaker, Asset Protection, Long-term Care, Life Insurance
Education
Tulane University Law School 1989 — 1992
J.D., Law
Ohio University, Honors Tutorial College 1986 — 1989
A.B., Political Science, summa cum laude
Sam Moroni, CRPS's UBS Financial Services Experience October 2006 - Present
Job UBS Retirement Plan Consulting Services
Industry Financial Services
Experience
UBS Financial Services October 2006 - Present
Education
University of Dayton 2002 — 2006
B.S, Finance
UBS Financial Services October 2006 - Present
Education
University of Dayton 2002 — 2006
B.S, Finance
Catherine Lodge's UBS Financial Services Experience June 2009 - August 2009
Job Operations Manager
Industry Market Research
Experience
University of Central Florida May 2011 - April 2014
UBS Financial Services June 2009 - August 2009
Skills
Customer Service, Microsoft Word, Microsoft Office, Marketing
Education
University of Central Florida 2006 — 2010
Bachelor of Science, FinanceMay 2010
University of Central Florida May 2011 - April 2014
UBS Financial Services June 2009 - August 2009
Skills
Customer Service, Microsoft Word, Microsoft Office, Marketing
Education
University of Central Florida 2006 — 2010
Bachelor of Science, FinanceMay 2010
Kimberly Key, J.D.'s UBS Financial Services Experience January 2000 - January 2004
Job Consumer Lending Quality Assurance Manager at Regions Financial
Industry Financial Services
Experience
Regions Financial Corporation May 2015 - Present
Morgan Stanley January 2013 - May 2015
Sterne Agee June 2004 - September 2011
UBS Financial Services January 2000 - January 2004
Skills
Series 7, Series 63, Securities, Mutual Funds, Compliance, Series 14, Series 53, Series 24, Series 9, Series 10, Alternative Investments, Due Diligence, Investment Advisory, Financial Analysis, Investments, Financial Risk, Asset Management, Capital Markets, AML, Trading, Equities, Wealth Management, FINRA, Uniform Combined State..., Accounting, Securities Regulation, Portfolio Management, Investment Banking, Private Equity, Strategic Financial..., Risk Management, Broker-Dealer, Fixed Annuities, Credit, Finance
Education
Birmingham School of Law 2011 — 2015
Doctor of Law (J.D.), Law
University of Pennsylvania - The Wharton School 2009 — 2011
Certified Regulatory Compliance Professional Program, Securities Laws and Regulations
University of Alabama at Birmingham 1999 — 2004
Bachelor of Science in Finance, Finance, General
Regions Financial Corporation May 2015 - Present
Morgan Stanley January 2013 - May 2015
Sterne Agee June 2004 - September 2011
UBS Financial Services January 2000 - January 2004
Skills
Series 7, Series 63, Securities, Mutual Funds, Compliance, Series 14, Series 53, Series 24, Series 9, Series 10, Alternative Investments, Due Diligence, Investment Advisory, Financial Analysis, Investments, Financial Risk, Asset Management, Capital Markets, AML, Trading, Equities, Wealth Management, FINRA, Uniform Combined State..., Accounting, Securities Regulation, Portfolio Management, Investment Banking, Private Equity, Strategic Financial..., Risk Management, Broker-Dealer, Fixed Annuities, Credit, Finance
Education
Birmingham School of Law 2011 — 2015
Doctor of Law (J.D.), Law
University of Pennsylvania - The Wharton School 2009 — 2011
Certified Regulatory Compliance Professional Program, Securities Laws and Regulations
University of Alabama at Birmingham 1999 — 2004
Bachelor of Science in Finance, Finance, General
arlene kerr mc donald's UBS Financial Services Experience June 2014 - Present
Job Registered Branch Service Associate at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services June 2014 - Present
ubs February 2013 - Present
UBS Wealth Management November 2009 - February 2013
UBS Wealth Management January 1998 - November 2009
Education
University of Ulster 1979 — 1986
Bachelor of Applied Science (B.A.Sc.), Social Sciences
Thornhill college 1973 — 1979
UBS Financial Services June 2014 - Present
ubs February 2013 - Present
UBS Wealth Management November 2009 - February 2013
UBS Wealth Management January 1998 - November 2009
Education
University of Ulster 1979 — 1986
Bachelor of Applied Science (B.A.Sc.), Social Sciences
Thornhill college 1973 — 1979
Brian Travalja's UBS Financial Services Experience August 2012 - Present
Job Client Service Associate
Industry Financial Services
Experience
UBS Financial Services August 2012 - Present
Education
The University of Connecticut 2004 — 2008
B.S, Finance Graduated 2008; Economics
River Dell Regional
UBS Financial Services August 2012 - Present
Education
The University of Connecticut 2004 — 2008
B.S, Finance Graduated 2008; Economics
River Dell Regional
Chris Steele, CFP's UBS Financial Services Experience January 1999 - September 2005
Job Portfolio Manager/Equity Analyst at Professional Advisory Services
Industry Investment Management
Experience
Professional Advisory Services November 2007 - Present
Baron Silver Stevens January 2007 - October 2007
UBS Financial Services January 1999 - September 2005
Skills
Equity Valuation, Asset Allocation, Investment Strategies, Equity Research, Investment Advisory, Equities, Security Analysis, Portfolio Management, Bloomberg, Wealth Management, Fixed Income, Asset Management, Investments, Securities, Strategic Financial..., Retirement Planning, Investment Management, Financial Planning
Education
University of Central Florida - College of Business Administration 1995 — 1998
B.S., Finance
Professional Advisory Services November 2007 - Present
Baron Silver Stevens January 2007 - October 2007
UBS Financial Services January 1999 - September 2005
Skills
Equity Valuation, Asset Allocation, Investment Strategies, Equity Research, Investment Advisory, Equities, Security Analysis, Portfolio Management, Bloomberg, Wealth Management, Fixed Income, Asset Management, Investments, Securities, Strategic Financial..., Retirement Planning, Investment Management, Financial Planning
Education
University of Central Florida - College of Business Administration 1995 — 1998
B.S., Finance
Bonnie Lupia's UBS Financial Services Experience May 2011 - Present
Job UBS Financial Services, Centerville, OH
Industry Financial Services
Experience
UBS Financial Services May 2011 - Present
Education
University of Dayton 1970 — 1974
BS, Education
St Agnes High School
UBS Financial Services May 2011 - Present
Education
University of Dayton 1970 — 1974
BS, Education
St Agnes High School
Adam P. Roskowski's UBS Financial Services Experience August 2010 - April 2011
Job at
Industry Retail
Experience
DICK'S Sporting Goods May 2015 - Present
North Allegheny High School Ice Hockey August 2009 - Present
DICK'S Sporting Goods September 2014 - May 2015
DICK'S Sporting Goods July 2012 - September 2014
The Bank of New York Mellon May 2011 - June 2012
UBS Financial Services August 2010 - April 2011
College Works Painting March 2008 - August 2008
Skills
Leadership, Budgets, Finance, Time Management, Training, Retail, Sales, Analysis, Forecasting, Team Leadership, Portfolio Management, Public Speaking, Teamwork, Advertising, Marketing, Merchandising, Negotiation, Management, Valuation, Access, Data Analysis, Microsoft Excel, Team Building, Strategic Planning, Market Research
Education
University of Pittsburgh, College of Business Administration 2007 — 2011
Bachelor of Science
Universitat Autònoma de Barcelona 2010 — 2010
Shady Side Academy 2005 — 2007
DICK'S Sporting Goods May 2015 - Present
North Allegheny High School Ice Hockey August 2009 - Present
DICK'S Sporting Goods September 2014 - May 2015
DICK'S Sporting Goods July 2012 - September 2014
The Bank of New York Mellon May 2011 - June 2012
UBS Financial Services August 2010 - April 2011
College Works Painting March 2008 - August 2008
Skills
Leadership, Budgets, Finance, Time Management, Training, Retail, Sales, Analysis, Forecasting, Team Leadership, Portfolio Management, Public Speaking, Teamwork, Advertising, Marketing, Merchandising, Negotiation, Management, Valuation, Access, Data Analysis, Microsoft Excel, Team Building, Strategic Planning, Market Research
Education
University of Pittsburgh, College of Business Administration 2007 — 2011
Bachelor of Science
Universitat Autònoma de Barcelona 2010 — 2010
Shady Side Academy 2005 — 2007
Kevin Coste's UBS Financial Services Experience March 2011 - July 2012
Job Claims Associate at State Street
Industry Financial Services
Experience
State Street September 2012 - Present
UBS Financial Services March 2011 - July 2012
Transportation & Distribution Services, UC March 2009 - March 2012
Merrill Lynch April 2010 - March 2011
Education
University of California, Irvine 2007 — 2012
Bachelor of Arts, Business Economics, Anthropology & Minor in Management, 3.721
State Street September 2012 - Present
UBS Financial Services March 2011 - July 2012
Transportation & Distribution Services, UC March 2009 - March 2012
Merrill Lynch April 2010 - March 2011
Education
University of California, Irvine 2007 — 2012
Bachelor of Arts, Business Economics, Anthropology & Minor in Management, 3.721
Kimberly M. Stirling's UBS Financial Services Experience October 2007 - April 2009
Job Sustainability Program, UCLA Extension
Industry Financial Services
Experience
Morgan Stanley Wealth Management November 2010 - May 2014
LPL Financial June 2009 - November 2010
UBS Financial Services October 2007 - April 2009
Financial Consulting & Trading International February 2002 - August 2007
Education
UCLA Extension 2015 — 2016
Sustainability Certificate Program
UCLA Extension 2015 — 2016
Recycling and Solid Waste Management Certificate Program
California State University-Northridge
Bachelor of Arts, Art History
Marlborough School
High School
Morgan Stanley Wealth Management November 2010 - May 2014
LPL Financial June 2009 - November 2010
UBS Financial Services October 2007 - April 2009
Financial Consulting & Trading International February 2002 - August 2007
Education
UCLA Extension 2015 — 2016
Sustainability Certificate Program
UCLA Extension 2015 — 2016
Recycling and Solid Waste Management Certificate Program
California State University-Northridge
Bachelor of Arts, Art History
Marlborough School
High School
Bonnie Lupia's UBS Financial Services Experience May 2011 - Present
Job Registered Client Service Associate at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services May 2011 - Present
Education
University of Dayton 1971 — 1974
BS, Education
UBS Financial Services May 2011 - Present
Education
University of Dayton 1971 — 1974
BS, Education
Malinda Maile's UBS Financial Services Experience January 2009 - Present
Job Financial Advisor at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services January 2009 - Present
Merrill Lynch June 2004 - January 2009
Anne Arundel County, Maryland August 2002 - February 2004
Education
University of Alabama 1987 — 1991
BA, Communications and Marketing
UBS Financial Services January 2009 - Present
Merrill Lynch June 2004 - January 2009
Anne Arundel County, Maryland August 2002 - February 2004
Education
University of Alabama 1987 — 1991
BA, Communications and Marketing
Jeffrey Seiple's UBS Financial Services Experience August 2009 - January 2010
Job Finance Graduate
Industry Banking
Experience
Gencor Industries March 2012 - January 2013
Orchid Medical September 2010 - November 2011
UBS Financial Services August 2009 - January 2010
Towne Park January 2006 - March 2008
Education
University of Central Florida
Bachelor of Science, Finance
Gencor Industries March 2012 - January 2013
Orchid Medical September 2010 - November 2011
UBS Financial Services August 2009 - January 2010
Towne Park January 2006 - March 2008
Education
University of Central Florida
Bachelor of Science, Finance
Gunit Bedi's UBS Financial Services Experience February 2009 - Present
Job Sr. Registered Client Service Associate at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services February 2009 - Present
Merrill Lynch March 2004 - February 2009
Education
UCLA Anderson School of Management 2006 — 2009
MBA
UCLA
Bachelor's in Economics
UBS Financial Services February 2009 - Present
Merrill Lynch March 2004 - February 2009
Education
UCLA Anderson School of Management 2006 — 2009
MBA
UCLA
Bachelor's in Economics
JPMorgan Chase
Goldman Sachs
J.P. Morgan
Credit Suisse
Deutsche Bank
Citigroup
JP Morgan Chase
UBS