UBS Financial Services
Industry: Investment banking company
DescriptionUBS Group AG is a Swiss multinational investment bank and financial services company founded and based in Switzerland. Co-headquartered in the cities of Zürich and Basel, it maintains a presence in all major financial centers as the largest Swiss banking institution in the world. CEO: Sergio Ermotti (15 Nov 2011–) Customer service: 020 7567 8000 Headquarters: Basel, Switzerland Subsidiaries: UBS Limited, UBS Investment Bank,
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UBS Financial Services Employees
Employee
Years
Job
Industry
Meghan Puyear Meghan Puyear's UBS Financial Services Experience December 2009 - May 2010
Job Talent Acquisition and HR professional since 2011
Industry Computer Software
Experience
Mitchell International November 2014 - Present
General Ledger Resources (Accounting and Finance Staffing) December 2013 - November 2014
Empowr (start-up Social Media/internet company) January 2013 - May 2013
Aerotek (Engineering Staffing) May 2011 - January 2013
TRG Field Solutions/AT&T June 2010 - May 2011
UBS Financial Services December 2009 - May 2010
Regional Transportation Authority December 2008 - May 2009
Skills
Technical Recruiting, Applicant Tracking..., Talent Acquisition, Recruiting, Sourcing, Human Resources, Benefits Negotiation, Staffing Services, Screening Resumes, Screening, Onboarding, Employee Relations, Training, Coaching, Sales, Employee Database..., Personnel Management, Start-ups, New Hire Orientations, Interviewing, Strategic Planning, Permanent Placement, College Recruiting, Interviews, Leadership, Employee Benefits, Management, Internet Recruiting, Temporary Placement, Staff Augmentation, Workforce Planning, Hiring, Networking, Job Fairs
Education
Texas A&M University-Corpus Christi 2005 — 2010
BBA, Human Resources and Marketing, 3.7 GPA
Texas A&M University-Corpus Christi
Mitchell International November 2014 - Present
General Ledger Resources (Accounting and Finance Staffing) December 2013 - November 2014
Empowr (start-up Social Media/internet company) January 2013 - May 2013
Aerotek (Engineering Staffing) May 2011 - January 2013
TRG Field Solutions/AT&T June 2010 - May 2011
UBS Financial Services December 2009 - May 2010
Regional Transportation Authority December 2008 - May 2009
Skills
Technical Recruiting, Applicant Tracking..., Talent Acquisition, Recruiting, Sourcing, Human Resources, Benefits Negotiation, Staffing Services, Screening Resumes, Screening, Onboarding, Employee Relations, Training, Coaching, Sales, Employee Database..., Personnel Management, Start-ups, New Hire Orientations, Interviewing, Strategic Planning, Permanent Placement, College Recruiting, Interviews, Leadership, Employee Benefits, Management, Internet Recruiting, Temporary Placement, Staff Augmentation, Workforce Planning, Hiring, Networking, Job Fairs
Education
Texas A&M University-Corpus Christi 2005 — 2010
BBA, Human Resources and Marketing, 3.7 GPA
Texas A&M University-Corpus Christi
Jen Doerger Jen Doerger's UBS Financial Services Experience August 2002 - July 2005
Job The Woodhouse Day Spa Owner/Regional Developer
Industry Health, Wellness and Fitness
Experience
The Woodhouse Day Spa July 2015 - Present
The Woodhouse Day Spa July 2014 - Present
Future US February 2012 - July 2014
Future US February 2011 - February 2012
VideoEgg September 2009 - September 2010
IGN Entertainment July 2005 - September 2009
UBS Financial Services August 2002 - July 2005
Neiman Marcus August 2001 - August 2002
Skills
Advertising, Online Advertising, Digital Marketing, Digital Media, Digital Strategy, New Media, Online Marketing, Strategic Partnerships, Interactive Marketing, Advertising Sales, Product Marketing, Sales, Media Buying, Analytics, Integrated Marketing, Mobile Marketing, Display Advertising, Google Analytics, Rich Media, Publishing, DoubleClick, Media Planning, Mobile Advertising, Email Marketing, Web Analytics, Social Media Marketing, Business Development, Ad Serving, comScore, Content Strategy, PPC, Behavioral Targeting
Education
The Ohio State University Fisher College of Business 1993 — 1997
BS, Marketing
The Woodhouse Day Spa July 2015 - Present
The Woodhouse Day Spa July 2014 - Present
Future US February 2012 - July 2014
Future US February 2011 - February 2012
VideoEgg September 2009 - September 2010
IGN Entertainment July 2005 - September 2009
UBS Financial Services August 2002 - July 2005
Neiman Marcus August 2001 - August 2002
Skills
Advertising, Online Advertising, Digital Marketing, Digital Media, Digital Strategy, New Media, Online Marketing, Strategic Partnerships, Interactive Marketing, Advertising Sales, Product Marketing, Sales, Media Buying, Analytics, Integrated Marketing, Mobile Marketing, Display Advertising, Google Analytics, Rich Media, Publishing, DoubleClick, Media Planning, Mobile Advertising, Email Marketing, Web Analytics, Social Media Marketing, Business Development, Ad Serving, comScore, Content Strategy, PPC, Behavioral Targeting
Education
The Ohio State University Fisher College of Business 1993 — 1997
BS, Marketing
Shannon Smith, MSP Shannon Smith, MSP's UBS Financial Services Experience December 2007 - December 2008
Job Ph.D. Candidate Business Psychology
Industry Nonprofit Organization Management
Experience
East Valley Boys & Girls Club February 2009 - Present
UBS Financial Services December 2007 - December 2008
Boys & Girls Clubs of December 1995 - November 2007
Skills
Event Planning, Event Management, Microsoft Office, Marketing Communications, Project Management, Non-profits, Grants, Fundraising, Grant Writing, Public Speaking, Program Development, Volunteer Management, Customer Service, Community Outreach, Philanthropy, Research, Policy, Outlook, Data Entry, Leadership, Community Development, Nonprofits
Education
The Chicago School of Professional Psychology at Los Angeles 2013 — 2017
Psy.D. Business Psychology, Psychology
University of Phoenix 2009 — 2012
Masters of Science, Psychology
University of Phoenix 2006 — 2009
Bachelors of Science, Human Service
East Valley Boys & Girls Club February 2009 - Present
UBS Financial Services December 2007 - December 2008
Boys & Girls Clubs of December 1995 - November 2007
Skills
Event Planning, Event Management, Microsoft Office, Marketing Communications, Project Management, Non-profits, Grants, Fundraising, Grant Writing, Public Speaking, Program Development, Volunteer Management, Customer Service, Community Outreach, Philanthropy, Research, Policy, Outlook, Data Entry, Leadership, Community Development, Nonprofits
Education
The Chicago School of Professional Psychology at Los Angeles 2013 — 2017
Psy.D. Business Psychology, Psychology
University of Phoenix 2009 — 2012
Masters of Science, Psychology
University of Phoenix 2006 — 2009
Bachelors of Science, Human Service
Steve Gatlin Steve Gatlin's UBS Financial Services Experience September 2001 - Present
Job First Vice President, Financial Advisor
Industry Financial Services
Experience
UBS Financial Services September 2001 - Present
Morgan Stanley July 1994 - September 2001
Skills
401k, Alternative Investments, Asset Allocation, Asset Management, Estate Planning, Financial Planners
Education
The University of Tennessee at Chattanooga 1979 — 1982
BS, Political Science
UBS Financial Services September 2001 - Present
Morgan Stanley July 1994 - September 2001
Skills
401k, Alternative Investments, Asset Allocation, Asset Management, Estate Planning, Financial Planners
Education
The University of Tennessee at Chattanooga 1979 — 1982
BS, Political Science
David A. Squire, CFP® David A. Squire, CFP®'s UBS Financial Services Experience May 1998 - May 2003
Job
Industry Financial Services
Experience
Wells Fargo Advisors, LLC June 2009 - Present
Merrill Lynch May 2003 - June 2009
UBS Financial Services May 1998 - May 2003
Skills
Investments, Mutual Funds, Financial Services, Retirement Planning, Asset Allocation, Investment Strategies, Insurance, Retirement Savings, Risk Management, Strategy, Financial Modeling, Strategic Planning, Estate Investment..., Investment Planning, Retirement
Education
The University of Texas at Austin 1987 — 1991
BBA, Finance
South Garland High School 1984 — 1987
Wells Fargo Advisors, LLC June 2009 - Present
Merrill Lynch May 2003 - June 2009
UBS Financial Services May 1998 - May 2003
Skills
Investments, Mutual Funds, Financial Services, Retirement Planning, Asset Allocation, Investment Strategies, Insurance, Retirement Savings, Risk Management, Strategy, Financial Modeling, Strategic Planning, Estate Investment..., Investment Planning, Retirement
Education
The University of Texas at Austin 1987 — 1991
BBA, Finance
South Garland High School 1984 — 1987
Steven Schkurko Steven Schkurko's UBS Financial Services Experience October 2010 - March 2011
Job Leadership Development Program, Manager in Training at U.S. Bank
Industry Financial Services
Experience
U.S. Bank August 2011 - Present
Victory Capital Management April 2011 - August 2011
UBS Financial Services October 2010 - March 2011
The Ohio State University, Office of University Development September 2009 - March 2011
Skills
Analysis, Equities, PowerPoint, Access, Bloomberg, Microsoft Excel, Microsoft Word
Education
The Ohio State University - The Max M. Fisher College of Business 2007 — 2011
Bachelor's Degree, Finance
U.S. Bank August 2011 - Present
Victory Capital Management April 2011 - August 2011
UBS Financial Services October 2010 - March 2011
The Ohio State University, Office of University Development September 2009 - March 2011
Skills
Analysis, Equities, PowerPoint, Access, Bloomberg, Microsoft Excel, Microsoft Word
Education
The Ohio State University - The Max M. Fisher College of Business 2007 — 2011
Bachelor's Degree, Finance
Adam Lancaster Adam Lancaster's UBS Financial Services Experience August 2004 - September 2005
Job Banking Center President
Industry Banking
Experience
Prosperity bank July 2015 - Present
Prosperity Bank April 2015 - July 2015
TexasBank June 2013 - April 2015
First United Bank October 2010 - June 2013
Plains Capital Bank May 2009 - October 2010
American Bank of Commerce March 2007 - December 2008
State National Bank September 2005 - March 2007
UBS Financial Services August 2004 - September 2005
Alliance Federal Credit Union March 2003 - August 2004
Skills
Loans, Portfolio Management, Investments, Management, Banking, Credit Analysis, Finance, Consumer Lending, Commercial Lending, Underwriting, Customer Service, Financial Analysis, Commercial Banking, Credit Risk, Mortgage Lending, Credit, Real Estate, Loan Origination, Commercial Real Estate, Analysis
Education
Texas Tech University 2007 — 2009
MBA, Finance
Texas A&M University 1998 — 2002
BBA, Finance
Prosperity bank July 2015 - Present
Prosperity Bank April 2015 - July 2015
TexasBank June 2013 - April 2015
First United Bank October 2010 - June 2013
Plains Capital Bank May 2009 - October 2010
American Bank of Commerce March 2007 - December 2008
State National Bank September 2005 - March 2007
UBS Financial Services August 2004 - September 2005
Alliance Federal Credit Union March 2003 - August 2004
Skills
Loans, Portfolio Management, Investments, Management, Banking, Credit Analysis, Finance, Consumer Lending, Commercial Lending, Underwriting, Customer Service, Financial Analysis, Commercial Banking, Credit Risk, Mortgage Lending, Credit, Real Estate, Loan Origination, Commercial Real Estate, Analysis
Education
Texas Tech University 2007 — 2009
MBA, Finance
Texas A&M University 1998 — 2002
BBA, Finance
Christopher Dowd Christopher Dowd's UBS Financial Services Experience May 2007 - September 2007
Job Associate at Arden Asset Management
Industry Investment Management
Experience
Arden Asset Management May 2014 - Present
Jefferies & Company June 2012 - May 2014
Orange Value Fund May 2010 - May 2012
Goldman Sachs June 2011 - August 2011
UBS Financial Services May 2007 - September 2007
Skills
FX, Fixed Income, Bloomberg, Derivatives, Equities, Equity Research, Hedge Funds, FX Options, Bloomberg Terminal, Investment Banking, Investments, Portfolio Management, Finance, Asset Management, Financial Modeling, Mutual Funds, Microsoft Office
Education
Syracuse University
Bachelor's Degree, Finance & Accounting, 3.74
Arden Asset Management May 2014 - Present
Jefferies & Company June 2012 - May 2014
Orange Value Fund May 2010 - May 2012
Goldman Sachs June 2011 - August 2011
UBS Financial Services May 2007 - September 2007
Skills
FX, Fixed Income, Bloomberg, Derivatives, Equities, Equity Research, Hedge Funds, FX Options, Bloomberg Terminal, Investment Banking, Investments, Portfolio Management, Finance, Asset Management, Financial Modeling, Mutual Funds, Microsoft Office
Education
Syracuse University
Bachelor's Degree, Finance & Accounting, 3.74
Doug Hassell, MBA Doug Hassell, MBA's UBS Financial Services Experience April 2001 - February 2008
Job Financial Executive, Actively looking for new opportunities.
Industry Financial Services
Experience
Comcast 2014 - Present
Indy Portables March 2013 - January 2014
Gordon Plumbing November 2012 - February 2013
Morgan Stanley Smith Barney February 2008 - September 2009
UBS Financial Services April 2001 - February 2008
J.J.B. Hilliard, W.L.Lyons, Inc. April 1992 - April 2001
Skills
New Business Development, Sales Management, Direct Sales, Finance, Financial Advisory, Investments, Wealth Management, Portfolio Management, Strategic Financial..., Financial Analysis, Retirement Income..., Wealth Preservation..., Business Planning, Operations Management, Logistics, Cost Control, Personnel Management, Customer Engagement, Customer Retention, Customer Experience, Scuba Diving, Management, Sales, Team Building, Investment Advisory, Financial Planning, Retirement, Wealth
Education
University of Kansas 1982 — 1984
MBA, Finance
Wabash College 1977 — 1982
BA, Economics
Comcast 2014 - Present
Indy Portables March 2013 - January 2014
Gordon Plumbing November 2012 - February 2013
Morgan Stanley Smith Barney February 2008 - September 2009
UBS Financial Services April 2001 - February 2008
J.J.B. Hilliard, W.L.Lyons, Inc. April 1992 - April 2001
Skills
New Business Development, Sales Management, Direct Sales, Finance, Financial Advisory, Investments, Wealth Management, Portfolio Management, Strategic Financial..., Financial Analysis, Retirement Income..., Wealth Preservation..., Business Planning, Operations Management, Logistics, Cost Control, Personnel Management, Customer Engagement, Customer Retention, Customer Experience, Scuba Diving, Management, Sales, Team Building, Investment Advisory, Financial Planning, Retirement, Wealth
Education
University of Kansas 1982 — 1984
MBA, Finance
Wabash College 1977 — 1982
BA, Economics
Lauren Nguyen, CFP® Lauren Nguyen, CFP®'s UBS Financial Services Experience March 2011 - Present
Job Vice President Wealth Management
Industry Financial Services
Experience
UBS Financial Services March 2011 - Present
Charles Schwab February 1998 - April 2011
Fidelity Investments November 1993 - February 1998
Skills
Financial Planning, Financial Services, Wealth Management, Asset Allocation, Series 63, Asset Management, Securities, Insurance, Investment Advisory, Equities
Education
Nolan Catholic High School 1981 — 1985
The University of Texas at Dallas
BS, Business Finance
UBS Financial Services March 2011 - Present
Charles Schwab February 1998 - April 2011
Fidelity Investments November 1993 - February 1998
Skills
Financial Planning, Financial Services, Wealth Management, Asset Allocation, Series 63, Asset Management, Securities, Insurance, Investment Advisory, Equities
Education
Nolan Catholic High School 1981 — 1985
The University of Texas at Dallas
BS, Business Finance
Jenna Parezo Jenna Parezo's UBS Financial Services Experience June 2011 - August 2011
Job Account Manager at Otis Elevator
Industry Consumer Services
Experience
Otis Elevator Company December 2014 - Present
Otis Elevator Company July 2014 - November 2014
Tory Burch June 2013 - August 2013
Nigro Karlin Segal & Feldstein, LLP May 2012 - July 2012
UBS Financial Services June 2011 - August 2011
Cal-Am Planning & Design June 2010 - August 2010
Joe's Jeans June 2009 - August 2009
Skills
Social Media, Integrated Marketing, Sales, Public Relations, Management, Facebook, Social Media Marketing, Social Networking, PowerPoint, Marketing Research
Education
Syracuse University 2010 — 2014
Bachelor's degree, Finance and Marketing Management
Otis Elevator Company December 2014 - Present
Otis Elevator Company July 2014 - November 2014
Tory Burch June 2013 - August 2013
Nigro Karlin Segal & Feldstein, LLP May 2012 - July 2012
UBS Financial Services June 2011 - August 2011
Cal-Am Planning & Design June 2010 - August 2010
Joe's Jeans June 2009 - August 2009
Skills
Social Media, Integrated Marketing, Sales, Public Relations, Management, Facebook, Social Media Marketing, Social Networking, PowerPoint, Marketing Research
Education
Syracuse University 2010 — 2014
Bachelor's degree, Finance and Marketing Management
Jenisteen Davier Jenisteen Davier's UBS Financial Services Experience 2000 - 2005
Job Area Sales Manager, VP at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors October 2014 - Present
Prudential Financial January 2013 - October 2014
The Hartford January 2012 - January 2013
Morgan Stanley 2010 - 2011
SunAmerica Financial Group 2007 - 2009
SunAmerica Financial Group 2005 - 2007
UBS Financial Services 2000 - 2005
Education
Trinity University 1996 — 2000
BA
Wells Fargo Advisors October 2014 - Present
Prudential Financial January 2013 - October 2014
The Hartford January 2012 - January 2013
Morgan Stanley 2010 - 2011
SunAmerica Financial Group 2007 - 2009
SunAmerica Financial Group 2005 - 2007
UBS Financial Services 2000 - 2005
Education
Trinity University 1996 — 2000
BA
Nancy Sawicki's UBS Financial Services Experience November 1999 - Present
Job Financial Advisor at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services November 1999 - Present
Education
Texas Tech University 1984 — 1988
Bachelor of Science
UBS Financial Services November 1999 - Present
Education
Texas Tech University 1984 — 1988
Bachelor of Science
Bob Buchanan Bob Buchanan's UBS Financial Services Experience 1999 - Present
Job Senior VicePresident at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services 1999 - Present
Rauscher Pierce Refsnes 1982 - 1999
Education
University of Pennsylvania - The Wharton School 1994 — 1996
Exec. MBA, Securities Industry Institute
The University of Texas at Austin 1978 — 1982
BBA, Finance
UBS Financial Services 1999 - Present
Rauscher Pierce Refsnes 1982 - 1999
Education
University of Pennsylvania - The Wharton School 1994 — 1996
Exec. MBA, Securities Industry Institute
The University of Texas at Austin 1978 — 1982
BBA, Finance
Debbie Matustik Debbie Matustik's UBS Financial Services Experience April 2006 - January 2010
Job Managing Director; Retirement Plan Advisor, Pensionmark Austin
Industry Financial Services
Experience
Pensionmark Financial Group July 2012 - Present
ASSURE Financial Services May 2010 - July 2012
LS Retirement Services, Member Firm of National Retirement Partners January 2010 - May 2010
UBS Financial Services April 2006 - January 2010
The 401(k) Company June 1995 - October 2005
Plan Data, Inc. October 1991 - June 1995
Skills
401k, Retirement Plan..., Investments, IRAs, Retirement Planning, Retirement, Investment Advisory, Mutual Funds, Financial Advisory, ERISA, Defined Contribution, Defined Benefit, Pensions, Investment Management, Asset Allocation, Estate Planning, Business Planning, FINRA, Financial Services, Securities, Series 6, Series 7, Series 63
Education
The University of Texas at Austin - Red McCombs School of Business 1983 — 1985
MBA, Finance and Accounting
Trinity University 1978 — 1982
Bachelor of Science in Business Administration, Marketing, Management
Pensionmark Financial Group July 2012 - Present
ASSURE Financial Services May 2010 - July 2012
LS Retirement Services, Member Firm of National Retirement Partners January 2010 - May 2010
UBS Financial Services April 2006 - January 2010
The 401(k) Company June 1995 - October 2005
Plan Data, Inc. October 1991 - June 1995
Skills
401k, Retirement Plan..., Investments, IRAs, Retirement Planning, Retirement, Investment Advisory, Mutual Funds, Financial Advisory, ERISA, Defined Contribution, Defined Benefit, Pensions, Investment Management, Asset Allocation, Estate Planning, Business Planning, FINRA, Financial Services, Securities, Series 6, Series 7, Series 63
Education
The University of Texas at Austin - Red McCombs School of Business 1983 — 1985
MBA, Finance and Accounting
Trinity University 1978 — 1982
Bachelor of Science in Business Administration, Marketing, Management
Daniel Foley Daniel Foley's UBS Financial Services Experience 2009 - 2011
Job Investment Advisor at Siebert Investment Advisors
Industry Financial Services
Experience
Siebert Investment Advisors June 2014 - Present
ESPN June 2013 - June 2014
UBS Financial Services 2009 - 2011
Smith Barney June 2008 - April 2009
Skills
Series 7, Equities, Investments, Fixed Income, Series 63, Securities, Bloomberg, Capital Markets, Mutual Funds, Alternative Investments, Portfolio Management, Asset Management, Financial Analysis, Asset Allocation, Finance
Education
Syracuse University 2004 — 2008
Bachelor of Arts (B.A.), Economics
Siebert Investment Advisors June 2014 - Present
ESPN June 2013 - June 2014
UBS Financial Services 2009 - 2011
Smith Barney June 2008 - April 2009
Skills
Series 7, Equities, Investments, Fixed Income, Series 63, Securities, Bloomberg, Capital Markets, Mutual Funds, Alternative Investments, Portfolio Management, Asset Management, Financial Analysis, Asset Allocation, Finance
Education
Syracuse University 2004 — 2008
Bachelor of Arts (B.A.), Economics
John Wiig John Wiig's UBS Financial Services Experience 2010 - 2011
Job Partner at R&G Global Consultants | Strategy | Process Improvement | Lean | Six Sigma | Author of "Fix That Business"
Industry Management Consulting
Experience
Horizon Blue Cross Blue Shield of New Jersey 2012 - 2013
UBS Financial Services 2010 - 2011
GE 1996 - 2010
The Hubbell Group 1989 - 1996
Varian Medical Systems 1989 - 1989
Raytheon 1986 - 1989
Skills
Six Sigma, Strategy, Business Process..., Strategic Planning, Process Improvement, Operational Excellence, Lean Manufacturing, Business Transformation, Leadership, Management Consulting, Program Management, Business Process..., Financial Modeling, Analytics, Integration, Business Strategy, Vendor Management, Operational Streamlining, Continuous Improvement, Process Engineering, Risk Management, Strategic Planning..., Executive Management, Sales Effectiveness, Supply Chain Management, Change Management, Business Process, Manufacturing, Finance, Supply Chain Consulting, Turn Around Management, Organizational Design, Financial Risk, Pricing Analysis, Turnaround Consulting, LSS, Customer Retention, Quality Assurance, Acquisition Integration, Valuation, Business Process..., Outsourcing, Product Management, Aircraft Leasing, Organizational Growth, Sales Force..., Client Retention, Company Turnaround, Underwriting, Mergers & Acquisitions
Education
New York University - Leonard N. Stern School of Business
Master of Business Administration (M.B.A.)
University of Bridgeport
Master of Science (M.S.)
The Polytechnic Institute of New York University
Bachelor of Science (B.S.)
Bronxville High School
Horizon Blue Cross Blue Shield of New Jersey 2012 - 2013
UBS Financial Services 2010 - 2011
GE 1996 - 2010
The Hubbell Group 1989 - 1996
Varian Medical Systems 1989 - 1989
Raytheon 1986 - 1989
Skills
Six Sigma, Strategy, Business Process..., Strategic Planning, Process Improvement, Operational Excellence, Lean Manufacturing, Business Transformation, Leadership, Management Consulting, Program Management, Business Process..., Financial Modeling, Analytics, Integration, Business Strategy, Vendor Management, Operational Streamlining, Continuous Improvement, Process Engineering, Risk Management, Strategic Planning..., Executive Management, Sales Effectiveness, Supply Chain Management, Change Management, Business Process, Manufacturing, Finance, Supply Chain Consulting, Turn Around Management, Organizational Design, Financial Risk, Pricing Analysis, Turnaround Consulting, LSS, Customer Retention, Quality Assurance, Acquisition Integration, Valuation, Business Process..., Outsourcing, Product Management, Aircraft Leasing, Organizational Growth, Sales Force..., Client Retention, Company Turnaround, Underwriting, Mergers & Acquisitions
Education
New York University - Leonard N. Stern School of Business
Master of Business Administration (M.B.A.)
University of Bridgeport
Master of Science (M.S.)
The Polytechnic Institute of New York University
Bachelor of Science (B.S.)
Bronxville High School
Peggy Buttafuso's UBS Financial Services Experience November 2006 - October 2009
Job Account Manager at VitalSource Technologies
Industry Education Management
Experience
VitalSource Technologies November 2012 - Present
RegEd June 2010 - November 2012
Freeman Financial January 2010 - May 2010
UBS Financial Services November 2006 - October 2009
DG Systems June 1999 - June 2000
DG Systems June 1996 - June 1999
DG Systems May 1995 - June 1996
Skills
Series 7, Account Management, Marketing, Financial Services, Training, Insurance, Series 63, Relationship Management, Salesforce.com, Leadership, New Business Development, Business Analysis, Team Management, Business Development, Sales Management, CRM, Process Improvement, Strategic Planning, Team Building, Strategy, Program Management, Team Leadership, Enterprise Software, Quality Assurance, Time Management, Customer Service, Management, Sales, Securities, Risk Management, Cross-functional Team..., Product Management, E-commerce, Sales Process
Education
The Ohio State University 1990 — 1992
Bachelors of Arts, Journalism
VitalSource Technologies November 2012 - Present
RegEd June 2010 - November 2012
Freeman Financial January 2010 - May 2010
UBS Financial Services November 2006 - October 2009
DG Systems June 1999 - June 2000
DG Systems June 1996 - June 1999
DG Systems May 1995 - June 1996
Skills
Series 7, Account Management, Marketing, Financial Services, Training, Insurance, Series 63, Relationship Management, Salesforce.com, Leadership, New Business Development, Business Analysis, Team Management, Business Development, Sales Management, CRM, Process Improvement, Strategic Planning, Team Building, Strategy, Program Management, Team Leadership, Enterprise Software, Quality Assurance, Time Management, Customer Service, Management, Sales, Securities, Risk Management, Cross-functional Team..., Product Management, E-commerce, Sales Process
Education
The Ohio State University 1990 — 1992
Bachelors of Arts, Journalism
Adam Reis Adam Reis's UBS Financial Services Experience November 2006 - February 2007
Job Senior Systems Engineer
Industry Law Practice
Experience
UBS April 2007 - January 2015
Manpower February 2007 - March 2007
UBS Financial Services November 2006 - February 2007
Greenbaum and Orecchio, Inc June 2006 - September 2006
Alexander Communications Group, Inc August 2000 - June 2006
Skills
ITIL Certified, CompTIA A+ Certification, CompTIA Network+..., Technical Support, Computer Hardware, Hardware, Access, Help Desk Support, Information Technology, Microsoft Office, Networking, Troubleshooting, Windows, Windows 7
Education
Chubb Institute 2005 — 2006
UBS, Computer Networking and Security
The College of New Jersey 1993 — 1996
Bachelor of Science (B.S.), Marketing
The College of New Jersey 1993 — 1996
Bachelor's degree, Marketing
UBS April 2007 - January 2015
Manpower February 2007 - March 2007
UBS Financial Services November 2006 - February 2007
Greenbaum and Orecchio, Inc June 2006 - September 2006
Alexander Communications Group, Inc August 2000 - June 2006
Skills
ITIL Certified, CompTIA A+ Certification, CompTIA Network+..., Technical Support, Computer Hardware, Hardware, Access, Help Desk Support, Information Technology, Microsoft Office, Networking, Troubleshooting, Windows, Windows 7
Education
Chubb Institute 2005 — 2006
UBS, Computer Networking and Security
The College of New Jersey 1993 — 1996
Bachelor of Science (B.S.), Marketing
The College of New Jersey 1993 — 1996
Bachelor's degree, Marketing
Amber Whitner Amber Whitner's UBS Financial Services Experience November 2001 - September 2006
Job Financial Services
Industry Financial Services
Experience
State Street Corporation August 2011 - May 2012
Morgan Stanley & Co Inc September 2006 - June 2008
UBS Financial Services November 2001 - September 2006
Skills
Previously held Series..., Mutual Funds, Fund Administration, Equities, Fixed Income, Securities, Corporate Actions, Global Custody, Middle Office, Investments, Hedge Funds, Bloomberg Terminal
Education
University of Massachusetts Boston 2009 — 2012
Bachelor of Science (BS), Management with a concentration in Finance
Suffolk University 2004 — 2006
Accounting and Business/Management
State Street Corporation August 2011 - May 2012
Morgan Stanley & Co Inc September 2006 - June 2008
UBS Financial Services November 2001 - September 2006
Skills
Previously held Series..., Mutual Funds, Fund Administration, Equities, Fixed Income, Securities, Corporate Actions, Global Custody, Middle Office, Investments, Hedge Funds, Bloomberg Terminal
Education
University of Massachusetts Boston 2009 — 2012
Bachelor of Science (BS), Management with a concentration in Finance
Suffolk University 2004 — 2006
Accounting and Business/Management
William Schwarz William Schwarz's UBS Financial Services Experience April 2007 - November 2007
Job Associate at Citi
Industry Financial Services
Experience
Citi May 2014 - Present
Jefferies June 2011 - March 2014
Holborn Corporation May 2008 - March 2010
UBS Financial Services April 2007 - November 2007
Vera Institute of Justice June 2005 - September 2005
Skills
Financial Modeling, Valuation, Financial Analysis, Corporate Finance, Investment Banking, Private Equity, Mergers, Due Diligence, Analysis, Investments, Capital Markets, Microsoft Excel, Entrepreneurship, LBO, Bloomberg, Equities, Mergers & Acquisitions
Education
Dartmouth College - The Tuck School of Business at Dartmouth 2010 — 2012
Master of Business Administration (MBA)
Northwestern University 2002 — 2006
Citi May 2014 - Present
Jefferies June 2011 - March 2014
Holborn Corporation May 2008 - March 2010
UBS Financial Services April 2007 - November 2007
Vera Institute of Justice June 2005 - September 2005
Skills
Financial Modeling, Valuation, Financial Analysis, Corporate Finance, Investment Banking, Private Equity, Mergers, Due Diligence, Analysis, Investments, Capital Markets, Microsoft Excel, Entrepreneurship, LBO, Bloomberg, Equities, Mergers & Acquisitions
Education
Dartmouth College - The Tuck School of Business at Dartmouth 2010 — 2012
Master of Business Administration (MBA)
Northwestern University 2002 — 2006
Betty Keeney Betty Keeney's UBS Financial Services Experience April 2008 - March 2010
Job Sr. Analyst at LPL
Industry Financial Services
Experience
LPL March 2010 - Present
UBS Financial Services April 2008 - March 2010
Skills
Bilingual-Spanish, Series 7, Series 66, Series 24, Certified Fraud Examiner, Certified Anti-Money...
Education
The University of New Mexico 2004 — 2005
Bachelor of Business Administration (B.B.A.), International Business
Universidad de las Americas Puebla 2001 — 2005
Bachelor in International Business Administration, Bachelor
LPL March 2010 - Present
UBS Financial Services April 2008 - March 2010
Skills
Bilingual-Spanish, Series 7, Series 66, Series 24, Certified Fraud Examiner, Certified Anti-Money...
Education
The University of New Mexico 2004 — 2005
Bachelor of Business Administration (B.B.A.), International Business
Universidad de las Americas Puebla 2001 — 2005
Bachelor in International Business Administration, Bachelor
Kathleen Lach Kathleen Lach's UBS Financial Services Experience March 2008 - Present
Job First Vice President, Investments at UBS Wealth Management
Industry Financial Services
Experience
National Association of Women Business Owners (NAWBO) Columbus, OH April 2011 - Present
UBS Financial Services March 2008 - Present
Merrill Lynch June 1999 - March 2008
Huntington National Bank 1994 - 1999
Fifth Third Bank August 1988 - May 1994
Education
The Ohio State University 1985 — 1987
Master's Degree, Education
University of Notre Dame 1981 — 1985
Bachelor's Degree, Liberal Arts and Sciences, General Studies and Humanities
Culver Summer Schools and Camps 1978 — 1980
Graduate of Summer program
Columbus School for Girls
College Prep
National Association of Women Business Owners (NAWBO) Columbus, OH April 2011 - Present
UBS Financial Services March 2008 - Present
Merrill Lynch June 1999 - March 2008
Huntington National Bank 1994 - 1999
Fifth Third Bank August 1988 - May 1994
Education
The Ohio State University 1985 — 1987
Master's Degree, Education
University of Notre Dame 1981 — 1985
Bachelor's Degree, Liberal Arts and Sciences, General Studies and Humanities
Culver Summer Schools and Camps 1978 — 1980
Graduate of Summer program
Columbus School for Girls
College Prep
David DeGoler's UBS Financial Services Experience June 2012 - August 2012
Job Revenue Accountant Investor Owned at Cerner Corporation
Industry Financial Services
Experience
Cerner Corporation December 2014 - Present
Cerner Corporation November 2013 - December 2014
Cerner Corporation July 2013 - October 2013
UBS Financial Services June 2012 - August 2012
Skills
Microsoft Office, Excel, Word, PowerPoint, Access, Social Media, Microsoft Excel, Social Networking, Crunching Numbers, Marketing, Financial Analysis
Education
University of Kansas 2009 — 2013
Bachelor of Science, Finance, General
Consortium Institute of Management & Business Analysis 2011 — 2011
Paderno del Grappa, Italy, Summer 2011
Cerner Corporation December 2014 - Present
Cerner Corporation November 2013 - December 2014
Cerner Corporation July 2013 - October 2013
UBS Financial Services June 2012 - August 2012
Skills
Microsoft Office, Excel, Word, PowerPoint, Access, Social Media, Microsoft Excel, Social Networking, Crunching Numbers, Marketing, Financial Analysis
Education
University of Kansas 2009 — 2013
Bachelor of Science, Finance, General
Consortium Institute of Management & Business Analysis 2011 — 2011
Paderno del Grappa, Italy, Summer 2011
David Ashe David Ashe's UBS Financial Services Experience June 2005 - August 2008
Job First Vice PresidentInvestments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC September 2008 - Present
UBS Financial Services June 2005 - August 2008
Merrill Lynch June 1999 - June 2005
Skills
Finance, Financial Advisory, Retirement Planning, Investments, Retirement, Wealth Management, Series 7, Strategic Financial..., Estate Planning, Wealth, Asset Managment, Asset Allocation, Risk Managed Investment..., Helping to Maximize...
Education
The Ohio State University 1983 — 1987
BS, Finance
Wells Fargo Advisors, LLC September 2008 - Present
UBS Financial Services June 2005 - August 2008
Merrill Lynch June 1999 - June 2005
Skills
Finance, Financial Advisory, Retirement Planning, Investments, Retirement, Wealth Management, Series 7, Strategic Financial..., Estate Planning, Wealth, Asset Managment, Asset Allocation, Risk Managed Investment..., Helping to Maximize...
Education
The Ohio State University 1983 — 1987
BS, Finance
Shawn Jacobowitz's UBS Financial Services Experience January 2006 - Present
Job First Vice President – Wealth Management UBS Financial Services CFP®, CDFA™
Industry Financial Services
Experience
UBS Financial Services January 2006 - Present
Morgan Stanley Investment Management March 1997 - January 2006
Skills
Series 7, Estate Planning, Strategic Financial..., Retirement Planning
Education
Syracuse University 1990 — 1994
Bachelor’s Degree, Economics
UBS Financial Services January 2006 - Present
Morgan Stanley Investment Management March 1997 - January 2006
Skills
Series 7, Estate Planning, Strategic Financial..., Retirement Planning
Education
Syracuse University 1990 — 1994
Bachelor’s Degree, Economics
Scott Ashburn Scott Ashburn's UBS Financial Services Experience February 2007 - Present
Job Director at UBS Wealth Management Americas
Industry Financial Services
Experience
UBS Financial Services February 2007 - Present
McDonald Investments November 2005 - February 2007
McDonald Financial Group January 2003 - November 2005
KeyCorp April 2000 - January 2003
Gradison Financial Services 1991 - 1993
Skills
Process Improvement, Recruiting, Strategic Financial..., Strategy, Wealth Management, Management, Strategic Planning, Leadership, Project Management, Banking, Finance, Sales, Marketing, Investments, Mutual Funds, Public Speaking, Sales Management, Customer Satisfaction, Valuation, Series 7, Portfolio Management, Capital Markets, Employee Training, Consulting, Securities, Equities, Networking, Asset Allocation, Financial Advisory, Business Development
Education
University of Pennsylvania - The Wharton School 1999 — 2001
Securities Industry Institute
University of Cincinnati 1981 — 1985
Marketing
The Ohio State University 1977 — 1981
Industrial Design
UBS Financial Services February 2007 - Present
McDonald Investments November 2005 - February 2007
McDonald Financial Group January 2003 - November 2005
KeyCorp April 2000 - January 2003
Gradison Financial Services 1991 - 1993
Skills
Process Improvement, Recruiting, Strategic Financial..., Strategy, Wealth Management, Management, Strategic Planning, Leadership, Project Management, Banking, Finance, Sales, Marketing, Investments, Mutual Funds, Public Speaking, Sales Management, Customer Satisfaction, Valuation, Series 7, Portfolio Management, Capital Markets, Employee Training, Consulting, Securities, Equities, Networking, Asset Allocation, Financial Advisory, Business Development
Education
University of Pennsylvania - The Wharton School 1999 — 2001
Securities Industry Institute
University of Cincinnati 1981 — 1985
Marketing
The Ohio State University 1977 — 1981
Industrial Design
Jeffrey Morosky Jeffrey Morosky's UBS Financial Services Experience 2006 - 2007
Job Banking
Industry Logistics and Supply Chain
Experience
JD Auto Expedite LLC October 2013 - Present
JPMorgan Chase August 2011 - January 2013
JPMorgan Chase August 2011 - December 2011
Powder River Development Services March 2011 - August 2011
UBS Financial Services 2006 - 2007
Skills
Investments, Financial Analysis, Microsoft Excel, Finance, Microsoft Office, Customer Service, PowerPoint, Banking, Risk Management, Microsoft Word, Strategic Planning, Sales, Refinance, Mortgage Analytics, Mortgage Marketing, Mortgage Servicing, Market Research, Leadership, Loans, Mortgage Lending, Real Estate, Underwriting
Education
The Ohio State University 2006 — 2010
B.S., Psychology
The Columbus Academy
JD Auto Expedite LLC October 2013 - Present
JPMorgan Chase August 2011 - January 2013
JPMorgan Chase August 2011 - December 2011
Powder River Development Services March 2011 - August 2011
UBS Financial Services 2006 - 2007
Skills
Investments, Financial Analysis, Microsoft Excel, Finance, Microsoft Office, Customer Service, PowerPoint, Banking, Risk Management, Microsoft Word, Strategic Planning, Sales, Refinance, Mortgage Analytics, Mortgage Marketing, Mortgage Servicing, Market Research, Leadership, Loans, Mortgage Lending, Real Estate, Underwriting
Education
The Ohio State University 2006 — 2010
B.S., Psychology
The Columbus Academy
Joseph Bubniak Joseph Bubniak's UBS Financial Services Experience June 2012 - August 2012
Job Investment Banking Analyst at SunTrust Robinson Humphrey
Industry Investment Banking
Experience
SunTrust Robinson Humphrey September 2015 - Present
KeyBank July 2014 - September 2015
UBS Financial Services June 2012 - August 2012
Syracuse University January 2012 - May 2012
U.S. House of Representatives May 2011 - August 2011
Attorney Richard J. Margenot LLC, Attorney At Law May 2011 - August 2011
Aston Magna Foundation for Music 2008 - 2010
Skills
Microsoft Excel, Editing, Statistics, Analysis, SPSS, Microsoft Office, Accounting, Data Analysis, Economics, PowerPoint, Bloomberg Terminal, Microsoft Word, Stata, Politics, Financial Modeling
Education
Syracuse University 2009 — 2013
Bachelor of Arts (B.A.), Dual Major, Economics and Political Science
Syracuse University - Maxwell School 2009 — 2013
SunTrust Robinson Humphrey September 2015 - Present
KeyBank July 2014 - September 2015
UBS Financial Services June 2012 - August 2012
Syracuse University January 2012 - May 2012
U.S. House of Representatives May 2011 - August 2011
Attorney Richard J. Margenot LLC, Attorney At Law May 2011 - August 2011
Aston Magna Foundation for Music 2008 - 2010
Skills
Microsoft Excel, Editing, Statistics, Analysis, SPSS, Microsoft Office, Accounting, Data Analysis, Economics, PowerPoint, Bloomberg Terminal, Microsoft Word, Stata, Politics, Financial Modeling
Education
Syracuse University 2009 — 2013
Bachelor of Arts (B.A.), Dual Major, Economics and Political Science
Syracuse University - Maxwell School 2009 — 2013
Manny Curling Manny Curling's UBS Financial Services Experience April 2013 - Present
Job Zahakos Group at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services April 2013 - Present
Northwestern Mutual October 2011 - December 2012
Education
Syracuse University 2007 — 2011
B.S., Finance, Advertising
Syracuse University London School at Faraday 2009 — 2010
UBS Financial Services April 2013 - Present
Northwestern Mutual October 2011 - December 2012
Education
Syracuse University 2007 — 2011
B.S., Finance, Advertising
Syracuse University London School at Faraday 2009 — 2010
Robert D. H. Anning Robert D. H. Anning's UBS Financial Services Experience November 2012 - Present
Job Senior Vice President Wealth Management at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services November 2012 - Present
Cincinnati Children's Hospital Medical Center 1989 - Present
Merrill Lynch June 1967 - November 2012
US Navy July 1963 - June 1967
Education
Trinity College-Hartford 1959 — 1963
Bachelor of Arts (B.A.), English
The Asheville School 1955 — 1959
UBS Financial Services November 2012 - Present
Cincinnati Children's Hospital Medical Center 1989 - Present
Merrill Lynch June 1967 - November 2012
US Navy July 1963 - June 1967
Education
Trinity College-Hartford 1959 — 1963
Bachelor of Arts (B.A.), English
The Asheville School 1955 — 1959
Joe Calao, CIMA, CRPC, CRPS's UBS Financial Services Experience January 2009 - Present
Job First Vice President, Retirement Plan Consultant
Industry Financial Services
Experience
UBS Financial Services January 2009 - Present
Merrill Lynch September 1996 - January 2009
Education
Texas A&M University 1982 — 1987
Bachelor of Arts (BA), Speech Communication
texas a&M university 1982 — 1987
Bachelor of Arts (B.A.)
UBS Financial Services January 2009 - Present
Merrill Lynch September 1996 - January 2009
Education
Texas A&M University 1982 — 1987
Bachelor of Arts (BA), Speech Communication
texas a&M university 1982 — 1987
Bachelor of Arts (B.A.)
Derek Fish Derek Fish's UBS Financial Services Experience June 2003 - August 2013
Job Financial Advisor, Vice President at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. September 2013 - Present
UBS Financial Services June 2003 - August 2013
Army National Guard January 1998 - January 2004
Education
Towson University 2000 — 2002
Bachelor's Degree, Finance
Carroll Comunity College 1997 — 2000
AA, General Studies
Ameriprise Financial Services, Inc. September 2013 - Present
UBS Financial Services June 2003 - August 2013
Army National Guard January 1998 - January 2004
Education
Towson University 2000 — 2002
Bachelor's Degree, Finance
Carroll Comunity College 1997 — 2000
AA, General Studies
Rick Harrison Rick Harrison's UBS Financial Services Experience March 2007 - September 2007
Job Recruiting Manager at Robert Half Finance & Accounting 6123399001
Industry Financial Services
Experience
Robert Half Finance & Accounting July 2009 - Present
Accountemps - Robert Half International May 2009 - July 2009
Robert W. Baird October 2007 - October 2008
UBS Financial Services March 2007 - September 2007
Hyrian 2006 - 2007
Piper Jaffray 2005 - 2006
Skills
Technical Recruiting, Talent Acquisition, Interviews, Recruiting, Payroll, Search, Taleo, Onboarding, Sourcing, Microsoft Excel, Applicant Tracking..., Accounting, Executive Search, College Recruiting, Management, Staffing Services, Internet Recruiting, Training, Temporary Placement, Process Improvement
Education
Edina 1997 — 2000
The University of North Dakota
University of Leicester
Psychology
Robert Half Finance & Accounting July 2009 - Present
Accountemps - Robert Half International May 2009 - July 2009
Robert W. Baird October 2007 - October 2008
UBS Financial Services March 2007 - September 2007
Hyrian 2006 - 2007
Piper Jaffray 2005 - 2006
Skills
Technical Recruiting, Talent Acquisition, Interviews, Recruiting, Payroll, Search, Taleo, Onboarding, Sourcing, Microsoft Excel, Applicant Tracking..., Accounting, Executive Search, College Recruiting, Management, Staffing Services, Internet Recruiting, Training, Temporary Placement, Process Improvement
Education
Edina 1997 — 2000
The University of North Dakota
University of Leicester
Psychology
Steve Spinosa Steve Spinosa's UBS Financial Services Experience October 2002 - October 2004
Job
Industry Transportation/Trucking/Railroad
Experience
UPS Freight October 2011 - Present
RE/MAX Realty Group February 2008 - October 2011
CoStar Group March 2007 - February 2008
LeeCountyHomeHunter.com October 2004 - March 2007
UBS Financial Services October 2002 - October 2004
Gartner, Inc. October 1997 - October 2002
CF AirFreight 1985 - 1990
Skills
Account Management, Real Estate, New Business Development, Selling, Sales Management, Sales Process, Negotiation, Contract Negotiation, Investment Properties, Salesforce.com, Business Development, Direct Sales, Sales, Market Analysis, Marketing Strategy, Marketing, Investments, Solution Selling, Lead Generation, Market Research, CRM
Education
Syracuse University 1981 — 1985
Bachelor of Science, Marketing & Finance
Syracuse University - Martin J. Whitman School of Management 1981 — 1985
BS, Marketing, Finance
Lynbrook High School 1977 — 1981
St Raymond School 1969 — 1977
Diploma
UPS Freight October 2011 - Present
RE/MAX Realty Group February 2008 - October 2011
CoStar Group March 2007 - February 2008
LeeCountyHomeHunter.com October 2004 - March 2007
UBS Financial Services October 2002 - October 2004
Gartner, Inc. October 1997 - October 2002
CF AirFreight 1985 - 1990
Skills
Account Management, Real Estate, New Business Development, Selling, Sales Management, Sales Process, Negotiation, Contract Negotiation, Investment Properties, Salesforce.com, Business Development, Direct Sales, Sales, Market Analysis, Marketing Strategy, Marketing, Investments, Solution Selling, Lead Generation, Market Research, CRM
Education
Syracuse University 1981 — 1985
Bachelor of Science, Marketing & Finance
Syracuse University - Martin J. Whitman School of Management 1981 — 1985
BS, Marketing, Finance
Lynbrook High School 1977 — 1981
St Raymond School 1969 — 1977
Diploma
Sean McCarty Sean McCarty's UBS Financial Services Experience February 2007 - November 2008
Job Vice President at Morgan Stanley Wealth Management
Industry Investment Management
Experience
Morgan Stanley Wealth Management March 2010 - Present
Raymond James & Associates December 2008 - April 2010
UBS Financial Services February 2007 - November 2008
Milestone Wealth Management February 2003 - February 2007
Wachovia Securities May 1997 - February 2003
PaineWebber 1994 - 1997
Morgan Stanley 1989 - 1992
Education
State University of New York College at Plattsburgh 1984 — 1988
Morgan Stanley Wealth Management March 2010 - Present
Raymond James & Associates December 2008 - April 2010
UBS Financial Services February 2007 - November 2008
Milestone Wealth Management February 2003 - February 2007
Wachovia Securities May 1997 - February 2003
PaineWebber 1994 - 1997
Morgan Stanley 1989 - 1992
Education
State University of New York College at Plattsburgh 1984 — 1988
Janet Jan Sijansky Janet Jan Sijansky's UBS Financial Services Experience March 2009 - Present
Job Senior Registered Client Service Associate UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services March 2009 - Present
Barry Brown Clay Studio @ Art Center of Corpus Christi September 2009 - Present
Smith Barney 2002 - 2009
Morgan Stanley 1992 - 2002
Kidder Peabody and Co 1983 - 1992
Cowen and Company 1981 - 1983
Education
Texas State University-San Marcos 1975 — 1980
BFA, Studio Art with Concentration in Ceramics
UBS Financial Services March 2009 - Present
Barry Brown Clay Studio @ Art Center of Corpus Christi September 2009 - Present
Smith Barney 2002 - 2009
Morgan Stanley 1992 - 2002
Kidder Peabody and Co 1983 - 1992
Cowen and Company 1981 - 1983
Education
Texas State University-San Marcos 1975 — 1980
BFA, Studio Art with Concentration in Ceramics
Kevin Harding Kevin Harding's UBS Financial Services Experience October 2013 - August 2014
Job Turret Infrastructure Engieer at Alliance Bernstein Investment
Industry Financial Services
Experience
Alliance Bernstein Investment August 2014 - Present
UBS Financial Services October 2013 - August 2014
Citigroup November 2007 - May 2013
Skills
VoIP, Avaya, Switches, Telephony, Troubleshooting, Vendor Management, Business Analysis, Training, IPC, British Telecom
Education
Stevens Institute of Technology 2009 — 2011
Master of Information Systems Management, Management Information Systems, General
University of Phoenix 2000 — 2002
Bachelor of Science (B.S.), Business Systems Analyst
Alliance Bernstein Investment August 2014 - Present
UBS Financial Services October 2013 - August 2014
Citigroup November 2007 - May 2013
Skills
VoIP, Avaya, Switches, Telephony, Troubleshooting, Vendor Management, Business Analysis, Training, IPC, British Telecom
Education
Stevens Institute of Technology 2009 — 2011
Master of Information Systems Management, Management Information Systems, General
University of Phoenix 2000 — 2002
Bachelor of Science (B.S.), Business Systems Analyst
Danielle Simaan-Fujioka Danielle Simaan-Fujioka's UBS Financial Services Experience November 2013 - October 2014
Job Financial Services Professional
Industry Financial Services
Experience
UBS Financial Services November 2013 - October 2014
PIMCO February 2011 - February 2012
Allianz Global Investors September 2007 - February 2011
Smith Barney September 2003 - August 2007
Putnam Investments November 1999 - November 2002
Morgan Stanley July 1991 - October 1999
Skills
Mutual Funds, Wealth Management, Series 7, Alternative Investments, Investments, Series 63, Financial Services, Asset Management, Asset Allocation, Equities, Fixed Income, Financial Operations, Risk Management, Relationship Management, PWM Branch Operations, Investment Strategies
Education
The King's College
Bachelor's Degree, BS, Business Administration & Economics
UBS Financial Services November 2013 - October 2014
PIMCO February 2011 - February 2012
Allianz Global Investors September 2007 - February 2011
Smith Barney September 2003 - August 2007
Putnam Investments November 1999 - November 2002
Morgan Stanley July 1991 - October 1999
Skills
Mutual Funds, Wealth Management, Series 7, Alternative Investments, Investments, Series 63, Financial Services, Asset Management, Asset Allocation, Equities, Fixed Income, Financial Operations, Risk Management, Relationship Management, PWM Branch Operations, Investment Strategies
Education
The King's College
Bachelor's Degree, BS, Business Administration & Economics
Christopher Bryan Christopher Bryan's UBS Financial Services Experience August 1999 - Present
Job Executive Director, Senior Portfolio Strategist
Industry Financial Services
Experience
UBS Financial Services August 1999 - Present
UBS Financial Services March 2008 - September 2010
UBS Financial Services, Inc. January 2007 - March 2008
UBS Financial Services, Inc. August 2004 - January 2007
UBS Financial Services, Inc. August 1999 - August 2004
Skills
Investments, Wealth Management, Asset Management, Asset Allocation, Financial Advisory, Series 7, Hedge Funds, Alternative Investments, Mutual Funds, Series 63, Investment Advisory, Investment Strategies, Investment Management, ETFs, Wealth Management..., Portfolio Management, Financial Services, Private Banking, Management, Customer Service
Education
Susquehanna University 1990 — 1995
B.A., Marketing and Economics
UBS Financial Services August 1999 - Present
UBS Financial Services March 2008 - September 2010
UBS Financial Services, Inc. January 2007 - March 2008
UBS Financial Services, Inc. August 2004 - January 2007
UBS Financial Services, Inc. August 1999 - August 2004
Skills
Investments, Wealth Management, Asset Management, Asset Allocation, Financial Advisory, Series 7, Hedge Funds, Alternative Investments, Mutual Funds, Series 63, Investment Advisory, Investment Strategies, Investment Management, ETFs, Wealth Management..., Portfolio Management, Financial Services, Private Banking, Management, Customer Service
Education
Susquehanna University 1990 — 1995
B.A., Marketing and Economics
Scott Lin, PMP Scott Lin, PMP's UBS Financial Services Experience 1993 - 2009
Job System Development Lead at US Patent and Trademark Office
Industry Information Technology and Services
Experience
USPTO July 2011 - Present
US Patent and Trademark Office November 2010 - June 2011
UBS Financial Services 1993 - 2009
Skills
Databases, Project Management, SDLC, DB2, Leadership, Software Project..., Business Analysis, IT Management, IT Strategy, Visio, SQL, Business Process..., Project Portfolio..., Enterprise Architecture, Requirements Analysis, Software Development, Vendor Management, Integration, Business Requirements, Program Management, Requirements Gathering, Data Warehousing, Risk Management, MS Project, Microsoft SQL Server, PMP, Business Intelligence, XML
Education
The George Washington University 1981 — 1983
Master, Computer Science
USPTO July 2011 - Present
US Patent and Trademark Office November 2010 - June 2011
UBS Financial Services 1993 - 2009
Skills
Databases, Project Management, SDLC, DB2, Leadership, Software Project..., Business Analysis, IT Management, IT Strategy, Visio, SQL, Business Process..., Project Portfolio..., Enterprise Architecture, Requirements Analysis, Software Development, Vendor Management, Integration, Business Requirements, Program Management, Requirements Gathering, Data Warehousing, Risk Management, MS Project, Microsoft SQL Server, PMP, Business Intelligence, XML
Education
The George Washington University 1981 — 1983
Master, Computer Science
Dan Wilson, PCC Dan Wilson, PCC's UBS Financial Services Experience July 1982 - January 2003
Job President, Wisdom In Leadership
Industry Professional Training & Coaching
Experience
Wisdom In Leadership January 2013 - Present
Beyond Imagination, LLC November 2004 - December 2013
UBS Financial Services July 1982 - January 2003
Skills
Integration, Leadership Development, Management Consulting, Change Management, Enterprise Software, Coaching, Public Speaking, Management, Leadership, Executive Coaching, Team Building, Strategy, Entrepreneurship, Nonprofits, Program Management, Start-ups, Consulting, Executive Management, Training, Business Strategy, Strategic Planning, Business Planning, Mergers & Acquisitions, Cross-functional Team..., Business Process..., Executive Development, Strategic Partnerships, Process Improvement, Work Life Balance, 360 Feedback, Business Coaching, Career Management, Business Development, Emotional Intelligence, Career Counseling, Workshop Facilitation, Organizational..., Performance Management, Career Development, MBTI, Career Assessment, Life Coaching, Personal Branding, Organizational..., Management Development, Personal Development, Instructional Design
Education
The University of Texas at Dallas 2007 — 2008
Graduate Certificate, Executive and Professional Coaching
The University of Texas at Austin 1967 — 1972
BBA, Finance
Wisdom In Leadership January 2013 - Present
Beyond Imagination, LLC November 2004 - December 2013
UBS Financial Services July 1982 - January 2003
Skills
Integration, Leadership Development, Management Consulting, Change Management, Enterprise Software, Coaching, Public Speaking, Management, Leadership, Executive Coaching, Team Building, Strategy, Entrepreneurship, Nonprofits, Program Management, Start-ups, Consulting, Executive Management, Training, Business Strategy, Strategic Planning, Business Planning, Mergers & Acquisitions, Cross-functional Team..., Business Process..., Executive Development, Strategic Partnerships, Process Improvement, Work Life Balance, 360 Feedback, Business Coaching, Career Management, Business Development, Emotional Intelligence, Career Counseling, Workshop Facilitation, Organizational..., Performance Management, Career Development, MBTI, Career Assessment, Life Coaching, Personal Branding, Organizational..., Management Development, Personal Development, Instructional Design
Education
The University of Texas at Dallas 2007 — 2008
Graduate Certificate, Executive and Professional Coaching
The University of Texas at Austin 1967 — 1972
BBA, Finance
Allan Baron Allan Baron's UBS Financial Services Experience January 2008 - April 2009
Job Attorney/Mediator for divorce, elder, estate planning and real estate matters
Industry Law Practice
Experience
Baron Law & Mediation, LLP May 2010 - Present
Lincoln Financial Advisors July 2009 - January 2010
UBS Financial Services January 2008 - April 2009
The Law Offices of Dalton & Baron January 1988 - January 2008
Massachusetts School of Law January 1990 - September 2007
Skills
Mediation, Estate Planning, Litigation, Real Estate, Small Business, Collaborative Law, Insurance, Trusts, Dispute Resolution, Legal Assistance, Property Law, Trial Practice, Courts, Legal Research, Document Review, Family Mediation, Family Law
Education
Suffolk University Law School 1976 — 1979
JD, Law
University of Connecticut 1972 — 1976
BA, political Science
Baron Law & Mediation, LLP May 2010 - Present
Lincoln Financial Advisors July 2009 - January 2010
UBS Financial Services January 2008 - April 2009
The Law Offices of Dalton & Baron January 1988 - January 2008
Massachusetts School of Law January 1990 - September 2007
Skills
Mediation, Estate Planning, Litigation, Real Estate, Small Business, Collaborative Law, Insurance, Trusts, Dispute Resolution, Legal Assistance, Property Law, Trial Practice, Courts, Legal Research, Document Review, Family Mediation, Family Law
Education
Suffolk University Law School 1976 — 1979
JD, Law
University of Connecticut 1972 — 1976
BA, political Science
Tyler Mainquist Tyler Mainquist's UBS Financial Services Experience 2007 - 2009
Job Financial Advisor at Central Financial Services
Industry Financial Services
Experience
Central Financial Services February 2014 - Present
Ameritas Investment Corp. February 2014 - Present
Thrivent Financial 2009 - February 2014
UBS Financial Services 2007 - 2009
MDS Corporate 2004 - 2006
MDS Corporate 2002 - 2003
MDS Pharma Services 1997 - 2002
Harris Laboratories 1990 - 1997
Harris Technology Group 1985 - 1990
Education
The American College 2011 — 2014
Chartered Advisor in Philanthropy (CAP), Financial Planning and Services
University of Nebraska-Lincoln 1982 — 1987
BS, Computer Science
Central Financial Services February 2014 - Present
Ameritas Investment Corp. February 2014 - Present
Thrivent Financial 2009 - February 2014
UBS Financial Services 2007 - 2009
MDS Corporate 2004 - 2006
MDS Corporate 2002 - 2003
MDS Pharma Services 1997 - 2002
Harris Laboratories 1990 - 1997
Harris Technology Group 1985 - 1990
Education
The American College 2011 — 2014
Chartered Advisor in Philanthropy (CAP), Financial Planning and Services
University of Nebraska-Lincoln 1982 — 1987
BS, Computer Science
Jeffrey Goodstein Jeffrey Goodstein's UBS Financial Services Experience August 2007 - Present
Job SVP Wealth Management Corporate Benefit Consultant UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services August 2007 - Present
Smith Barney September 2002 - August 2007
Eze Castle Software February 2001 - August 2002
United States Senate January 2000 - January 2001
Education
Suffolk University 1996 — 2000
Bachelor of Science, Public Administration & Economics
UBS Financial Services August 2007 - Present
Smith Barney September 2002 - August 2007
Eze Castle Software February 2001 - August 2002
United States Senate January 2000 - January 2001
Education
Suffolk University 1996 — 2000
Bachelor of Science, Public Administration & Economics
Jim Muckleroy, AWMA®, CRPC®'s UBS Financial Services Experience March 2013 - Present
Job First Vice PresidentWealth Management at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services March 2013 - Present
UBS Financial Services December 2008 - Present
Smith Barney January 1998 - December 2008
Brookshire Grocery Company 1980 - 1997
Education
Stephen F. Austin State University 1982 — 1984
Master of Arts
University of Louisiana at Monroe 1976 — 1979
Bachelor of Arts
UBS Financial Services March 2013 - Present
UBS Financial Services December 2008 - Present
Smith Barney January 1998 - December 2008
Brookshire Grocery Company 1980 - 1997
Education
Stephen F. Austin State University 1982 — 1984
Master of Arts
University of Louisiana at Monroe 1976 — 1979
Bachelor of Arts
Mitchell Slater Mitchell Slater's UBS Financial Services Experience April 2010 - Present
Job Financial Advisor SVP Wealth Management
Industry Financial Services
Experience
UBS Financial Services April 2010 - Present
Merrill Lynch 1987 - 2005
CNN August 1982 - August 1984
Skills
Wealth Management, Retirement Planning, Investments, Estate Planning, Strategic Financial..., Equities, Public Speaking, Financial Services, Fundraising, Fixed Income, Investor Relations, Risk Management, Financial Modeling, Philanthropy, Financial Analysis, Asset Management, Strategy, Financial Advisory, Finance, Series 7
Education
The George Washington University 1978 — 1982
BA, Political Communications
UBS Financial Services April 2010 - Present
Merrill Lynch 1987 - 2005
CNN August 1982 - August 1984
Skills
Wealth Management, Retirement Planning, Investments, Estate Planning, Strategic Financial..., Equities, Public Speaking, Financial Services, Fundraising, Fixed Income, Investor Relations, Risk Management, Financial Modeling, Philanthropy, Financial Analysis, Asset Management, Strategy, Financial Advisory, Finance, Series 7
Education
The George Washington University 1978 — 1982
BA, Political Communications
Chip Parks Chip Parks's UBS Financial Services Experience September 2003 - August 2005
Job HR Manager Recruitment at Croda Inc.
Industry Chemicals
Experience
Croda August 2013 - Present
HSBC May 2009 - August 2013
AIG Retirement Services November 2006 - February 2009
Coach June 2006 - October 2006
UBS Financial Services September 2003 - August 2005
CIBC World Markets April 2001 - February 2003
Datek Online Holdings Corp. August 1999 - April 2001
Skills
Corporate Recruiting, Talent Acquisition, Recruiting, Applicant Tracking..., Performance Management, Interviews, HRIS, Human Resources, Onboarding, Screening, College Recruiting, Management, Taleo, Temporary Staffing, Career Development, Hiring, Internet Recruiting, Benefits Negotiation, Talent Management, Sourcing, Temporary Placement, Deferred Compensation, Executive Search, Succession Planning, Screening Resumes
Education
The College of New Jersey 1995 — 1999
Bachelor's Degree, Psychology
Croda August 2013 - Present
HSBC May 2009 - August 2013
AIG Retirement Services November 2006 - February 2009
Coach June 2006 - October 2006
UBS Financial Services September 2003 - August 2005
CIBC World Markets April 2001 - February 2003
Datek Online Holdings Corp. August 1999 - April 2001
Skills
Corporate Recruiting, Talent Acquisition, Recruiting, Applicant Tracking..., Performance Management, Interviews, HRIS, Human Resources, Onboarding, Screening, College Recruiting, Management, Taleo, Temporary Staffing, Career Development, Hiring, Internet Recruiting, Benefits Negotiation, Talent Management, Sourcing, Temporary Placement, Deferred Compensation, Executive Search, Succession Planning, Screening Resumes
Education
The College of New Jersey 1995 — 1999
Bachelor's Degree, Psychology
Mary Mupo Mary Mupo's UBS Financial Services Experience April 2005 - June 2007
Job Financial Services Professional
Industry Financial Services
Experience
JPMorgan Chase & Co. January 2014 - Present
UBS Financial Services April 2005 - June 2007
American Appraisal Associates April 2001 - July 2003
Skills
Due Diligence
Education
Stevens Institute of Technology 1996 — 2006
M.S., B.A., Management, History
JPMorgan Chase & Co. January 2014 - Present
UBS Financial Services April 2005 - June 2007
American Appraisal Associates April 2001 - July 2003
Skills
Due Diligence
Education
Stevens Institute of Technology 1996 — 2006
M.S., B.A., Management, History
Kyle Quackenbush's UBS Financial Services Experience June 2011 - November 2012
Job RT Power Trader at Westar Energy
Industry Utilities
Experience
Westar Energy April 2014 - Present
Mission Peak Capital November 2012 - August 2013
UBS Financial Services June 2011 - November 2012
First National Bank of Olathe May 2009 - August 2009
Skills
Credit, Financial Analysis, Investments, Financial Modeling, Finance, Valuation, Accounting, Microsoft Excel, Bloomberg, Equities
Education
University of Kansas 2011 — 2012
Bachelor of Science (B.S.), Finance, General, 3.5
University of Kansas 2011 — 2011
Master of Accounting, Tax Accounting / Finance Focus, 3.3
University of Kansas 2007 — 2010
Bachelor of Science (B.S.), Accounting, 3.5
Westar Energy April 2014 - Present
Mission Peak Capital November 2012 - August 2013
UBS Financial Services June 2011 - November 2012
First National Bank of Olathe May 2009 - August 2009
Skills
Credit, Financial Analysis, Investments, Financial Modeling, Finance, Valuation, Accounting, Microsoft Excel, Bloomberg, Equities
Education
University of Kansas 2011 — 2012
Bachelor of Science (B.S.), Finance, General, 3.5
University of Kansas 2011 — 2011
Master of Accounting, Tax Accounting / Finance Focus, 3.3
University of Kansas 2007 — 2010
Bachelor of Science (B.S.), Accounting, 3.5
Jessica Gibson's UBS Financial Services Experience May 2010 - June 2011
Job Business Solutions Architect Konica Minolta Business Solutions
Industry Marketing and Advertising
Experience
Konica Minolta Business Solutions U.S.A., Inc. March 2014 - Present
Texas Eagle Ford Shale Magazine and Expo April 2013 - February 2014
UBS Financial Services May 2010 - June 2011
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Research, Outlook, Photoshop, Teaching, Public Speaking, Budgets, Strategic Planning, Social Media Marketing, Sales, Management, Leadership, Marketing, Time Management, Account Management
Education
Texas A&M University-Corpus Christi 2008 — 2012
Bachelor of Business Administration (BBA), Marketing
Calallen High School
Konica Minolta Business Solutions U.S.A., Inc. March 2014 - Present
Texas Eagle Ford Shale Magazine and Expo April 2013 - February 2014
UBS Financial Services May 2010 - June 2011
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Research, Outlook, Photoshop, Teaching, Public Speaking, Budgets, Strategic Planning, Social Media Marketing, Sales, Management, Leadership, Marketing, Time Management, Account Management
Education
Texas A&M University-Corpus Christi 2008 — 2012
Bachelor of Business Administration (BBA), Marketing
Calallen High School
Anne Briglia, CFA Anne Briglia, CFA's UBS Financial Services Experience June 2004 - June 2012
Job Senior fixed income strategist
Industry Financial Services
Experience
Chase Collegiate School 2010 - 2013
UBS Financial Services June 2004 - June 2012
Prudential Financial 2000 - 2004
Prudential Financial 1996 - 2000
Prudential Financial 1991 - 1996
Merrill Lynch 1986 - 1991
Skills
Fixed Income, Bloomberg, Series 7, Capital Markets, Equities, Investments, Asset Management, Financial Markets, Portfolio Management, Emerging Markets, Bonds, Wealth Management, Financial Advisory, Securities
Education
Trinity College-Hartford
Bachelor of Arts (BA), Economics
The College of William and Mary
Master of Business Administration (MBA)
Chase Collegiate School 2010 - 2013
UBS Financial Services June 2004 - June 2012
Prudential Financial 2000 - 2004
Prudential Financial 1996 - 2000
Prudential Financial 1991 - 1996
Merrill Lynch 1986 - 1991
Skills
Fixed Income, Bloomberg, Series 7, Capital Markets, Equities, Investments, Asset Management, Financial Markets, Portfolio Management, Emerging Markets, Bonds, Wealth Management, Financial Advisory, Securities
Education
Trinity College-Hartford
Bachelor of Arts (BA), Economics
The College of William and Mary
Master of Business Administration (MBA)
Christopher Barrett, AIF, ARPC Christopher Barrett, AIF, ARPC's UBS Financial Services Experience September 2001 - November 2002
Job Divisional Vice President at Transamerica
Industry Insurance
Experience
Transamerica Retirement Services May 2005 - November 2014
U.S. Trust April 2003 - May 2005
UBS Financial Services September 2001 - November 2002
Metropolitan Life Insurance Company November 2000 - September 2001
UBS PaineWebber July 1997 - November 2000
MFS Investment Management March 1987 - July 1997
Skills
Investments, Retirement Planning, Mutual Funds, Retirement, Insurance, IRAs, Defined Benefit, Defined Contribution, Variable Annuities, 401k, Series 63, Series 6, CRM, Sales, Series 7, Fixed Annuities, Asset Allocation, Financial Services, Sales Management
Education
Suffolk University - Sawyer School of Management 1990 — 1993
MBA, Finance
University of Massachusetts Dartmouth 1982 — 1986
B A, History
Transamerica Retirement Services May 2005 - November 2014
U.S. Trust April 2003 - May 2005
UBS Financial Services September 2001 - November 2002
Metropolitan Life Insurance Company November 2000 - September 2001
UBS PaineWebber July 1997 - November 2000
MFS Investment Management March 1987 - July 1997
Skills
Investments, Retirement Planning, Mutual Funds, Retirement, Insurance, IRAs, Defined Benefit, Defined Contribution, Variable Annuities, 401k, Series 63, Series 6, CRM, Sales, Series 7, Fixed Annuities, Asset Allocation, Financial Services, Sales Management
Education
Suffolk University - Sawyer School of Management 1990 — 1993
MBA, Finance
University of Massachusetts Dartmouth 1982 — 1986
B A, History
Devin Darcangelo's UBS Financial Services Experience May 2010 - Present
Job First Vice President Investments UBS Private Wealth Management
Industry Financial Services
Experience
UBS Financial Services May 2010 - Present
Skills
Alternative Investments, Asset Allocation, Equities, Fixed Income, Hedge Funds, Retirement Planning, Securities, Series 63, Series 7, Strategic Planning, Wealth Management
Education
Syracuse University - Martin J. Whitman School of Management 1996 — 2000
UBS Financial Services May 2010 - Present
Skills
Alternative Investments, Asset Allocation, Equities, Fixed Income, Hedge Funds, Retirement Planning, Securities, Series 63, Series 7, Strategic Planning, Wealth Management
Education
Syracuse University - Martin J. Whitman School of Management 1996 — 2000
Angie Newman Angie Newman's UBS Financial Services Experience September 2004 - Present
Job Senior VPPortfolio Manager at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services September 2004 - Present
Smith Barney/Citigroup 1985 - 2004
Skills
Financial Services, Series 7, Series 63, Wealth Management, Fixed Income, Equities, Investments, Asset Management, Mutual Funds, Securities, Capital Markets, Risk Management, Alternative Investments, Bloomberg, Hedge Funds, Portfolio Management, Asset Allocation
Education
Syracuse University 1979 — 1983
UBS Financial Services September 2004 - Present
Smith Barney/Citigroup 1985 - 2004
Skills
Financial Services, Series 7, Series 63, Wealth Management, Fixed Income, Equities, Investments, Asset Management, Mutual Funds, Securities, Capital Markets, Risk Management, Alternative Investments, Bloomberg, Hedge Funds, Portfolio Management, Asset Allocation
Education
Syracuse University 1979 — 1983
Adrian Goffinet, CFA Adrian Goffinet, CFA's UBS Financial Services Experience June 2007 - August 2007
Job Bloomberg Research
Industry Financial Services
Experience
Bloomberg June 2011 - Present
SNL Financial September 2010 - June 2011
SNL Financial January 2010 - August 2010
SNL Financial January 2009 - December 2009
UBS Financial Services June 2007 - August 2007
Global Volunteer Network June 2007 - August 2007
Skills
Mergers & Acquisitions, Financial Modeling, Valuation, Bloomberg, Financial Analysis, Equities, Fixed Income, Equity Research, Banking, Data Analysis, Investments
Education
The College of William and Mary - The Mason School of Business 2004 — 2008
BBA, Finance
Bloomberg June 2011 - Present
SNL Financial September 2010 - June 2011
SNL Financial January 2010 - August 2010
SNL Financial January 2009 - December 2009
UBS Financial Services June 2007 - August 2007
Global Volunteer Network June 2007 - August 2007
Skills
Mergers & Acquisitions, Financial Modeling, Valuation, Bloomberg, Financial Analysis, Equities, Fixed Income, Equity Research, Banking, Data Analysis, Investments
Education
The College of William and Mary - The Mason School of Business 2004 — 2008
BBA, Finance
Chris Conley, CFP® Chris Conley, CFP®'s UBS Financial Services Experience 2007 - Present
Job Senior Vice President at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services 2007 - Present
McDonald Investments 2000 - 2007
Skills
Series 7, Series 63, Wealth Management, Asset Allocation
Education
The Ohio State University 1985 — 1990
Finance, Business
UBS Financial Services 2007 - Present
McDonald Investments 2000 - 2007
Skills
Series 7, Series 63, Wealth Management, Asset Allocation
Education
The Ohio State University 1985 — 1990
Finance, Business
Sandy L. Stern Sandy L. Stern's UBS Financial Services Experience November 1995 - June 2010
Job VP Communications Advisory Group Officer at J.P. MorganChase
Industry Financial Services
Experience
J.P. Morgan Chase June 2014 - Present
TIAA-CREF November 2010 - June 2014
UBS Financial Services November 1995 - June 2010
Shearson Lehman Brothers February 1990 - October 1995
Integrated Resources Equity Corporation January 1987 - January 1990
Skills
FINRA, Regulations, Social Media, Compliance Training, Policy, AML, Securities, Series 63, Series 7, Securities Regulation, Series 24, Training, KYC, SEC, Financial Services, Hedge Funds, Due Diligence, Corporate Governance, Mutual Funds, Financial Regulation, OFAC, Internal Controls, Alternative Investments, Operational Risk, USA PATRIOT Act
Education
University of Wisconsin-Madison 1974 — 1975
Master of Psychology and Social Work (MSSW), Psychology
State University of New York at Stony Brook 1972 — 1974
Bachelor of Science, Psychology
Bronx High School of Science
High School
J.P. Morgan Chase June 2014 - Present
TIAA-CREF November 2010 - June 2014
UBS Financial Services November 1995 - June 2010
Shearson Lehman Brothers February 1990 - October 1995
Integrated Resources Equity Corporation January 1987 - January 1990
Skills
FINRA, Regulations, Social Media, Compliance Training, Policy, AML, Securities, Series 63, Series 7, Securities Regulation, Series 24, Training, KYC, SEC, Financial Services, Hedge Funds, Due Diligence, Corporate Governance, Mutual Funds, Financial Regulation, OFAC, Internal Controls, Alternative Investments, Operational Risk, USA PATRIOT Act
Education
University of Wisconsin-Madison 1974 — 1975
Master of Psychology and Social Work (MSSW), Psychology
State University of New York at Stony Brook 1972 — 1974
Bachelor of Science, Psychology
Bronx High School of Science
High School
Kristine Conn's UBS Financial Services Experience February 2009 - August 2012
Job Branch Operations Manager
Industry Financial Services
Experience
Raymond James November 2012 - Present
UBS Financial Services February 2009 - August 2012
UBS February 2009 - December 2011
Merrill Lynch 2007 - 2009
Skills
Series 7, Series 66, Series 9, Series 10
Education
University of Kansas 1992 — 1996
Bachelor of Arts (B.A.), Communication Studies
Raymond James November 2012 - Present
UBS Financial Services February 2009 - August 2012
UBS February 2009 - December 2011
Merrill Lynch 2007 - 2009
Skills
Series 7, Series 66, Series 9, Series 10
Education
University of Kansas 1992 — 1996
Bachelor of Arts (B.A.), Communication Studies
Emma Paustian's UBS Financial Services Experience May 2014 - August 2015
Job Summer Intern at UBS
Industry
Experience
UBS Financial Services May 2014 - August 2015
Clarins Group March 2015 - June 2015
Cook Children's Hospital December 2013 - April 2014
Skills
Customer Service
Education
University of Portland 2014 — 2017
Organizational Communication, General
Texas Christian University 2013 — 2014
Strategic Communication
UBS Financial Services May 2014 - August 2015
Clarins Group March 2015 - June 2015
Cook Children's Hospital December 2013 - April 2014
Skills
Customer Service
Education
University of Portland 2014 — 2017
Organizational Communication, General
Texas Christian University 2013 — 2014
Strategic Communication
Chris Charbonneau's UBS Financial Services Experience June 2002 - October 2003
Job International Logisitics Manager
Industry Logistics and Supply Chain
Experience
Samuel Shapiro & Company, Inc. January 2013 - Present
BDP International August 2010 - December 2012
Joey Totes, Inc. November 2008 - February 2012
Sappi Fine Paper December 2004 - November 2008
UBS Financial Services June 2002 - October 2003
Enron Industrial Markets August 2000 - December 2001
International Paper December 1995 - August 2000
Education
Texas Christian University 1991 — 1995
Bachelor of Science (BS)
Samuel Shapiro & Company, Inc. January 2013 - Present
BDP International August 2010 - December 2012
Joey Totes, Inc. November 2008 - February 2012
Sappi Fine Paper December 2004 - November 2008
UBS Financial Services June 2002 - October 2003
Enron Industrial Markets August 2000 - December 2001
International Paper December 1995 - August 2000
Education
Texas Christian University 1991 — 1995
Bachelor of Science (BS)
Lisa Philibeck/Tengesdal's UBS Financial Services Experience 2007 - June 2008
Job
Industry Business Supplies and Equipment
Experience
Hilliard Office Solutions February 2015 - Present
Datamax of Texas October 2008 - February 2015
UBS Financial Services 2007 - June 2008
IKON Office Solutions 2000 - 2007
Copier Services Unlimited, Inc. 1994 - 2000
Education
The University of Texas at Austin
BBA, Management
Hilliard Office Solutions February 2015 - Present
Datamax of Texas October 2008 - February 2015
UBS Financial Services 2007 - June 2008
IKON Office Solutions 2000 - 2007
Copier Services Unlimited, Inc. 1994 - 2000
Education
The University of Texas at Austin
BBA, Management
Anthony W. Sheffield Anthony W. Sheffield's UBS Financial Services Experience 2002 - 2008
Job Branch Manager at Yawn, Sheffield, Welch Wealth Management Group LLC
Industry Financial Services
Experience
Yawn, Sheffield, Welch Wealth Management Group LLC 2008 - Present
UBS Financial Services 2002 - 2008
U.S. Military 1980 - 2001
Education
Troy University
AS, General ED
Troy University
BS, Criminal Justice, Summa Cum Laude
Webster University
M.P.A., & M.A.M., Public Administration & Management
Yawn, Sheffield, Welch Wealth Management Group LLC 2008 - Present
UBS Financial Services 2002 - 2008
U.S. Military 1980 - 2001
Education
Troy University
AS, General ED
Troy University
BS, Criminal Justice, Summa Cum Laude
Webster University
M.P.A., & M.A.M., Public Administration & Management
Joseph Calao, CIMA, CRPC, CRPS Joseph Calao, CIMA, CRPC, CRPS's UBS Financial Services Experience January 2009 - Present
Job Senior Vice President Wealth Management and Retirement Plan Consultant at UBS Financial Services
Industry Investment Management
Experience
UBS Financial Services January 2009 - Present
Merrill Lynch / Bank of America September 1996 - January 2009
KWTX TV August 1987 - September 1996
Education
Texas A&M University 1982 — 1987
Bachelor of Arts (B.A.), Communications
UBS Financial Services January 2009 - Present
Merrill Lynch / Bank of America September 1996 - January 2009
KWTX TV August 1987 - September 1996
Education
Texas A&M University 1982 — 1987
Bachelor of Arts (B.A.), Communications
Tom Sharkey Tom Sharkey's UBS Financial Services Experience January 2010 - April 2010
Job Conductor at BNSF Railway
Industry Transportation/Trucking/Railroad
Experience
BNSF Railway January 2014 - Present
ICTSI Oregon, Inc. February 2013 - January 2014
United States Marine Corps June 2004 - February 2013
CSX Transportation April 2012 - October 2012
CSX Transportation February 2011 - October 2012
UBS Financial Services January 2010 - April 2010
Play N Trade March 2008 - December 2008
AAI Services April 2007 - August 2007
Skills
Microsoft Office, Computer Hardware, Military, POS, Mac, Printers, Supervisory Skills, Logistics, Operations Management
Education
The Citadel 2003 — 2010
Bachelor of Science, Business Administration
The Citadel 2003 — 2010
Bachelor of Science in Business Administration, Business Administration and Management, General
BNSF Railway January 2014 - Present
ICTSI Oregon, Inc. February 2013 - January 2014
United States Marine Corps June 2004 - February 2013
CSX Transportation April 2012 - October 2012
CSX Transportation February 2011 - October 2012
UBS Financial Services January 2010 - April 2010
Play N Trade March 2008 - December 2008
AAI Services April 2007 - August 2007
Skills
Microsoft Office, Computer Hardware, Military, POS, Mac, Printers, Supervisory Skills, Logistics, Operations Management
Education
The Citadel 2003 — 2010
Bachelor of Science, Business Administration
The Citadel 2003 — 2010
Bachelor of Science in Business Administration, Business Administration and Management, General
Kean Boucher Kean Boucher's UBS Financial Services Experience October 2000 - January 2006
Job Founder/Private Wealth Manager of Boucher Wealth Management Group
Industry Financial Services
Experience
Boucher Wealth Management Group January 2006 - Present
UBS Financial Services October 2000 - January 2006
A.G. Edwards & Sons, Inc. October 1995 - October 2000
Skills
Wealth Management, Series 63, Securities, Series 7, Retirement Planning, Equities, Investment Advisory, Alternative Investments, Asset Allocation, Investments, Investment Strategies, Mutual Funds, Fixed Income, Portfolio Management, Series 24, Series 66
Education
Texas Tech University 1980 — 1984
Bachelor of Science, Petroleum Engineering
Boucher Wealth Management Group January 2006 - Present
UBS Financial Services October 2000 - January 2006
A.G. Edwards & Sons, Inc. October 1995 - October 2000
Skills
Wealth Management, Series 63, Securities, Series 7, Retirement Planning, Equities, Investment Advisory, Alternative Investments, Asset Allocation, Investments, Investment Strategies, Mutual Funds, Fixed Income, Portfolio Management, Series 24, Series 66
Education
Texas Tech University 1980 — 1984
Bachelor of Science, Petroleum Engineering
Dean H. Miller Dean H. Miller's UBS Financial Services Experience July 2014 - Present
Job Associate at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services July 2014 - Present
Ameriprise Financial Services, Inc. October 2013 - July 2014
The PrinceRidge Group June 2011 - August 2011
Education
The George Washington University 2009 — 2013
B.B.A., Finance, School of Business
Notre Dame High School 2005 — 2009
High School
UBS Financial Services July 2014 - Present
Ameriprise Financial Services, Inc. October 2013 - July 2014
The PrinceRidge Group June 2011 - August 2011
Education
The George Washington University 2009 — 2013
B.B.A., Finance, School of Business
Notre Dame High School 2005 — 2009
High School
Sam Staley Sam Staley's UBS Financial Services Experience August 2002 - May 2004
Job CEO, Founder Bidr
Industry Media Production
Experience
Bidr June 2014 - Present
Business Development & Technology Consultant January 2009 - Present
Whitemark Media May 2012 - December 2014
The Protection Institute June 2013 - July 2014
Snapcastr February 2014 - April 2014
avVenta Worldwide February 2008 - January 2009
Hobcaw Studios July 2006 - March 2008
WidespreadAccess May 2004 - July 2007
UBS Financial Services August 2002 - May 2004
Payment Shaver July 1999 - August 2002
Skills
JavaScript, XML, PHP, AJAX, Flash, ActionScript, Photoshop, Microsoft Office, Web Development, HTML, CSS, E-commerce, Web Applications, Mobile, Strategic Planning, Project Management, Customer Service, Product Development, Operations Management, Process Improvement, Negotiation, Consultancy, Application Development, jQuery, MySQL, Angular JS, Web Design, Software Development, Database Management, Microsoft Excel, Microsoft Word, Six Sigma, PowerPoint, Manufacturing, Leadership, Agile Methodologies, Training, CRM, Consulting
Education
The Citadel 1993 — 1997
Bachelors, Psychology
Bidr June 2014 - Present
Business Development & Technology Consultant January 2009 - Present
Whitemark Media May 2012 - December 2014
The Protection Institute June 2013 - July 2014
Snapcastr February 2014 - April 2014
avVenta Worldwide February 2008 - January 2009
Hobcaw Studios July 2006 - March 2008
WidespreadAccess May 2004 - July 2007
UBS Financial Services August 2002 - May 2004
Payment Shaver July 1999 - August 2002
Skills
JavaScript, XML, PHP, AJAX, Flash, ActionScript, Photoshop, Microsoft Office, Web Development, HTML, CSS, E-commerce, Web Applications, Mobile, Strategic Planning, Project Management, Customer Service, Product Development, Operations Management, Process Improvement, Negotiation, Consultancy, Application Development, jQuery, MySQL, Angular JS, Web Design, Software Development, Database Management, Microsoft Excel, Microsoft Word, Six Sigma, PowerPoint, Manufacturing, Leadership, Agile Methodologies, Training, CRM, Consulting
Education
The Citadel 1993 — 1997
Bachelors, Psychology
Laura Schaefer Laura Schaefer's UBS Financial Services Experience June 2010 - November 2012
Job Business Acquisition & Integration Analyst at UBS
Industry Financial Services
Experience
UBS February 2015 - Present
UBS November 2012 - February 2015
UBS Financial Services June 2010 - November 2012
EXPRESS September 2008 - May 2011
Skills
Series 7, Series 66, Series 9/10, Finance, Financial Services, Uniform Combined State..., Leadership
Education
The Ohio State University 2006 — 2010
B.A., International Studies, Western Europe
Youngstown State University 2006 — 2006
Study Abroad Program: Sorrento, Italy
New York University - Leonard N. Stern School of Business
MBA Candidate
UBS February 2015 - Present
UBS November 2012 - February 2015
UBS Financial Services June 2010 - November 2012
EXPRESS September 2008 - May 2011
Skills
Series 7, Series 66, Series 9/10, Finance, Financial Services, Uniform Combined State..., Leadership
Education
The Ohio State University 2006 — 2010
B.A., International Studies, Western Europe
Youngstown State University 2006 — 2006
Study Abroad Program: Sorrento, Italy
New York University - Leonard N. Stern School of Business
MBA Candidate
Morgan Casey's UBS Financial Services Experience April 2015 - Present
Job Intern at UBS Financial Services Inc.
Industry
Experience
UBS Financial Services April 2015 - Present
FlexBank Administrators December 2011 - May 2014
Education
The Ohio State University 2012 — 2016
Financial Mathematics
UBS Financial Services April 2015 - Present
FlexBank Administrators December 2011 - May 2014
Education
The Ohio State University 2012 — 2016
Financial Mathematics
Cynthia Werner Cynthia Werner's UBS Financial Services Experience 2000 - 2002
Job Math Teacher at Collier County Public Schools
Industry Education Management
Experience
Collier County Public Schools October 2008 - Present
UBS Financial Services 2000 - 2002
Skills
Curriculum Design, K-12, Microsoft Excel, Classroom Management, Teaching, Staff Development, PowerPoint, Fundraising, Budgets, Educational Leadership, Microsoft Word, Public Speaking, Instructional Technology
Education
University of Florida 2010 — 2013
Master of Education (M.Ed.), Curriculum and Instruction
Stetson University 1991 — 1994
BBA, Finance
Collier County Public Schools October 2008 - Present
UBS Financial Services 2000 - 2002
Skills
Curriculum Design, K-12, Microsoft Excel, Classroom Management, Teaching, Staff Development, PowerPoint, Fundraising, Budgets, Educational Leadership, Microsoft Word, Public Speaking, Instructional Technology
Education
University of Florida 2010 — 2013
Master of Education (M.Ed.), Curriculum and Instruction
Stetson University 1991 — 1994
BBA, Finance
Connor Brach Connor Brach's UBS Financial Services Experience May 2012 - August 2012
Job Associate Financial Analyst at A.M. Best Company
Industry Financial Services
Experience
A.M. Best Company September 2015 - Present
Turpin Real Estate June 2015 - Present
Northern Aqua Inc. May 2008 - June 2015
UBS Financial Services May 2012 - August 2012
Skills
Microsoft Excel, Microsoft Office, PowerPoint, Microsoft Word, Business Valuation, Financial Analysis, Real Estate, Real Estate Marketing, Luxury Homes, Sales, Quantitative Analytics, Option Valuation, Finance, SAS, Investments, Economics, Equities, Data Analysis, Research, Social Media Marketing, Social Media, Public Speaking, Leadership, Customer Service, Time Management, Teamwork, Management, First Aid, Cpr Certified, Marketing, Negotiation, Strategy, Analysis, Financial Modeling, Photoshop, Access, Event Planning, Portfolio Management, Strategic Planning
Education
The College of New Jersey 2011 — 2015
Bachelor's degree, Finance and Financial Management Services
A.M. Best Company September 2015 - Present
Turpin Real Estate June 2015 - Present
Northern Aqua Inc. May 2008 - June 2015
UBS Financial Services May 2012 - August 2012
Skills
Microsoft Excel, Microsoft Office, PowerPoint, Microsoft Word, Business Valuation, Financial Analysis, Real Estate, Real Estate Marketing, Luxury Homes, Sales, Quantitative Analytics, Option Valuation, Finance, SAS, Investments, Economics, Equities, Data Analysis, Research, Social Media Marketing, Social Media, Public Speaking, Leadership, Customer Service, Time Management, Teamwork, Management, First Aid, Cpr Certified, Marketing, Negotiation, Strategy, Analysis, Financial Modeling, Photoshop, Access, Event Planning, Portfolio Management, Strategic Planning
Education
The College of New Jersey 2011 — 2015
Bachelor's degree, Finance and Financial Management Services
Shannon Smith, MSP Shannon Smith, MSP's UBS Financial Services Experience December 2007 - December 2008
Job Candidate for Ph.D. Business Psychology/Director of Operations
Industry Nonprofit Organization Management
Experience
East Valley Boys & Girls Club February 2009 - Present
East Valley Boys & Girls Clubs February 2009 - Present
UBS Financial Services December 2007 - December 2008
Boys & Girls Clubs of December 1995 - November 2007
Boys & Girls Club December 1995 - November 2007
Skills
Training, Fundraising, Non-profits, Management, Budgets, Staff Development, Program Management, Event Management, Nonprofits, Youth Development, Recruiting, Program Development, Public Relations, Operations Management, Volunteer Management, Community Outreach, Public Speaking
Education
The Chicago School of Professional Psychology at Los Angeles 2013 — 2017
Psy.D Business Pyschology, Psychology
University of Phoenix 2009 — 2012
Master of Science of Psychology, Counseling Psychology, A
University of Phoenix 2006 — 2008
Bachelor of Science in Human Services, Human Services
East Valley Boys & Girls Club February 2009 - Present
East Valley Boys & Girls Clubs February 2009 - Present
UBS Financial Services December 2007 - December 2008
Boys & Girls Clubs of December 1995 - November 2007
Boys & Girls Club December 1995 - November 2007
Skills
Training, Fundraising, Non-profits, Management, Budgets, Staff Development, Program Management, Event Management, Nonprofits, Youth Development, Recruiting, Program Development, Public Relations, Operations Management, Volunteer Management, Community Outreach, Public Speaking
Education
The Chicago School of Professional Psychology at Los Angeles 2013 — 2017
Psy.D Business Pyschology, Psychology
University of Phoenix 2009 — 2012
Master of Science of Psychology, Counseling Psychology, A
University of Phoenix 2006 — 2008
Bachelor of Science in Human Services, Human Services
Bruno Zinn Bruno Zinn's UBS Financial Services Experience April 2008 - Present
Job Registered Client Service Associate
Industry Financial Services
Experience
UBS Financial Services April 2008 - Present
Skills
Investments, Equities, Project Management
Education
The Ohio State University 2003 — 2007
Bachelor of Science (B.S.), Economics
UBS Financial Services April 2008 - Present
Skills
Investments, Equities, Project Management
Education
The Ohio State University 2003 — 2007
Bachelor of Science (B.S.), Economics
Thom Huggins Thom Huggins's UBS Financial Services Experience January 2003 - November 2009
Job Vice President at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management November 2009 - Present
UBS Financial Services January 2003 - November 2009
Education
St. John's
Texas A&M University
BBA, Finance
Morgan Stanley Wealth Management November 2009 - Present
UBS Financial Services January 2003 - November 2009
Education
St. John's
Texas A&M University
BBA, Finance
Jerry Pisecki Jerry Pisecki's UBS Financial Services Experience May 2004 - November 2005
Job Vice President Manager of Central Supervision at Davenport & Company LLC
Industry Financial Services
Experience
Davenport & Company LLC September 2014 - Present
BB&T November 2005 - September 2014
UBS Financial Services May 2004 - November 2005
ACA Financial Guaranty Corporation December 1997 - July 2001
Ambac June 1987 - June 1997
Moody's Investors Service September 1985 - May 1987
Skills
Fixed Income, FINRA, Investment Advisory, Securities Regulation, Securities, Mutual Funds, Capital Markets, Alternative Investments, Asset Management, Financial Analysis, Investment Banking, Due Diligence
Education
Syracuse University College of Law 1982 — 1985
JD, Law
Syracuse University - Maxwell School 1982 — 1985
Master, Economics
University of Wisconsin-Madison 1979 — 1981
Bachelor of Business Administration, Finance
Davenport & Company LLC September 2014 - Present
BB&T November 2005 - September 2014
UBS Financial Services May 2004 - November 2005
ACA Financial Guaranty Corporation December 1997 - July 2001
Ambac June 1987 - June 1997
Moody's Investors Service September 1985 - May 1987
Skills
Fixed Income, FINRA, Investment Advisory, Securities Regulation, Securities, Mutual Funds, Capital Markets, Alternative Investments, Asset Management, Financial Analysis, Investment Banking, Due Diligence
Education
Syracuse University College of Law 1982 — 1985
JD, Law
Syracuse University - Maxwell School 1982 — 1985
Master, Economics
University of Wisconsin-Madison 1979 — 1981
Bachelor of Business Administration, Finance
Paul Sobecki's UBS Financial Services Experience January 2009 - March 2009
Job Canada/North America Business Planner at General Mills
Industry Logistics and Supply Chain
Experience
General Mills March 2015 - Present
General Mills August 2013 - March 2015
General Mills March 2013 - August 2013
General Mills August 2012 - March 2013
General Mills February 2012 - September 2012
General Mills August 2011 - February 2012
General Mills June 2010 - September 2010
The Scotts Miracle-Gro Company June 2009 - September 2009
UBS Financial Services January 2009 - March 2009
Incarnation Church and Parish September 2002 - September 2008
Skills
SAP, Supply Chain, Microsoft Office, Manufacturing, Logistics, Operations Management, Excel, PowerPoint, Inventory Management, Word, Outlook, Warehousing, Production Planning, Process Improvement, Cross-functional Team..., Continuous Improvement, PPDS, MRP, SAP ERP, ERP, Supply Chain Management, Demand Planning, Logistics Management, Forecasting, SAP APO, Data Analysis, Analysis, Teamwork
Education
The Ohio State University Fisher College of Business 2007 — 2011
BSBA, Logistics & Operations Management
General Mills March 2015 - Present
General Mills August 2013 - March 2015
General Mills March 2013 - August 2013
General Mills August 2012 - March 2013
General Mills February 2012 - September 2012
General Mills August 2011 - February 2012
General Mills June 2010 - September 2010
The Scotts Miracle-Gro Company June 2009 - September 2009
UBS Financial Services January 2009 - March 2009
Incarnation Church and Parish September 2002 - September 2008
Skills
SAP, Supply Chain, Microsoft Office, Manufacturing, Logistics, Operations Management, Excel, PowerPoint, Inventory Management, Word, Outlook, Warehousing, Production Planning, Process Improvement, Cross-functional Team..., Continuous Improvement, PPDS, MRP, SAP ERP, ERP, Supply Chain Management, Demand Planning, Logistics Management, Forecasting, SAP APO, Data Analysis, Analysis, Teamwork
Education
The Ohio State University Fisher College of Business 2007 — 2011
BSBA, Logistics & Operations Management
Matthew MacGregor Matthew MacGregor's UBS Financial Services Experience May 2013 - July 2013
Job Associate Business Analyst at KimberlyClark
Industry Consumer Goods
Experience
Kimberly-Clark July 2015 - Present
Kimberly-Clark June 2014 - June 2015
UBS Financial Services May 2013 - July 2013
Skills
PowerPivot, Microsoft Excel, Microsoft Office, Microsoft Word, English, Windows, Data Analysis, Customer Service, PowerPoint, Research, Outlook, Cost Variance Analysis, SAP
Education
The University of Georgia 2011 — 2014
Bachelor of Business Administration (BBA), Finance, General
Kimberly-Clark July 2015 - Present
Kimberly-Clark June 2014 - June 2015
UBS Financial Services May 2013 - July 2013
Skills
PowerPivot, Microsoft Excel, Microsoft Office, Microsoft Word, English, Windows, Data Analysis, Customer Service, PowerPoint, Research, Outlook, Cost Variance Analysis, SAP
Education
The University of Georgia 2011 — 2014
Bachelor of Business Administration (BBA), Finance, General
Nikhil Gupta's UBS Financial Services Experience May 2007 - June 2007
Job Product, Customer Success, Analytics, and Sales Leader
Industry Internet
Experience
BloomReach November 2011 - Present
L.E.K. Consulting December 2009 - October 2011
CIO Controls June 2009 - September 2009
Leerink Swann June 2008 - August 2008
UBS Financial Services May 2007 - June 2007
United States Congress June 2006 - August 2006
Uniplus Consultants, Inc June 2005 - August 2005
Skills
Strategy, Analytics, Start-ups, Analysis, Data Analysis, SEM, Business Strategy, Marketing, Product Management, SEO, Market Entry, Consulting, User Experience, Pricing Strategy, Business Model..., Entrepreneurship, E-commerce, Management Consulting, Competitive Analysis, Financial Modeling, Mobile Design, Mobile Advertising, Due Diligence, Market Research, Valuation, Business Development, Strategic Planning, Advertising
Education
University of Pennsylvania 2005 — 2009
BSE & BA, Bioengineering & Economics
London School of Economics and Political Science 2007 — 2007
International Economics, Game Theory
Thomas Jefferson High School for Science and Technology 2002 — 2005
BloomReach November 2011 - Present
L.E.K. Consulting December 2009 - October 2011
CIO Controls June 2009 - September 2009
Leerink Swann June 2008 - August 2008
UBS Financial Services May 2007 - June 2007
United States Congress June 2006 - August 2006
Uniplus Consultants, Inc June 2005 - August 2005
Skills
Strategy, Analytics, Start-ups, Analysis, Data Analysis, SEM, Business Strategy, Marketing, Product Management, SEO, Market Entry, Consulting, User Experience, Pricing Strategy, Business Model..., Entrepreneurship, E-commerce, Management Consulting, Competitive Analysis, Financial Modeling, Mobile Design, Mobile Advertising, Due Diligence, Market Research, Valuation, Business Development, Strategic Planning, Advertising
Education
University of Pennsylvania 2005 — 2009
BSE & BA, Bioengineering & Economics
London School of Economics and Political Science 2007 — 2007
International Economics, Game Theory
Thomas Jefferson High School for Science and Technology 2002 — 2005
Barry Steele's UBS Financial Services Experience January 2006 - November 2008
Job Investment Executive at Raymond James Financial Services/FNB Investment Services
Industry Investment Management
Experience
Raymond James Financial Services July 2012 - Present
Ameriprise Financial Services, Inc. November 2008 - July 2012
UBS Financial Services January 2006 - November 2008
Merrill Lynch October 2004 - January 2006
Skills
Investments, Wealth Management, Retirement, Retirement Planning, Financial Advisory, Finance, Investment Advisory, Portfolio Management, Management, Employee Benefits, Financial Services, Mutual Funds, Series 7, Strategic Financial..., Asset Management, Training, Securities, Wealth, Insurance, Estate Planning, Financial Risk, Financial Planners
Education
Sullivan University 2003 — 2004
Business
Naval Nuclear Power School 1985 — 1987
Electrical Engineering, Nuclear Power
Boyle County High School 1980 — 1985
Raymond James Financial Services July 2012 - Present
Ameriprise Financial Services, Inc. November 2008 - July 2012
UBS Financial Services January 2006 - November 2008
Merrill Lynch October 2004 - January 2006
Skills
Investments, Wealth Management, Retirement, Retirement Planning, Financial Advisory, Finance, Investment Advisory, Portfolio Management, Management, Employee Benefits, Financial Services, Mutual Funds, Series 7, Strategic Financial..., Asset Management, Training, Securities, Wealth, Insurance, Estate Planning, Financial Risk, Financial Planners
Education
Sullivan University 2003 — 2004
Business
Naval Nuclear Power School 1985 — 1987
Electrical Engineering, Nuclear Power
Boyle County High School 1980 — 1985
Andrew S. Miller, CRPS Andrew S. Miller, CRPS's UBS Financial Services Experience July 2005 - May 2009
Job Retirement Specialist at Mass Mutual Financial Group
Industry Financial Services
Experience
Mass Mutual Financial Group October 2013 - Present
ING Financial Partners June 2012 - October 2013
ASM Wealth Management, LLC May 2009 - May 2012
UBS Financial Services July 2005 - May 2009
Lehman Brothers January 2001 - July 2005
Skills
Wealth Management, Retirement, Financial Advisory, Retirement Planning, Finance, Asset Allocation, Financial Services, Wealth Management..., Pensions, Wealth, High Net Worth..., Chartered Retirement..., Series 7 General..., Series 63 Uniform..., Series 66 Uniform..., Life, Health, Variable...
Education
The Ohio State University 1989 — 1993
BA Political Science
Bexley High School
Mass Mutual Financial Group October 2013 - Present
ING Financial Partners June 2012 - October 2013
ASM Wealth Management, LLC May 2009 - May 2012
UBS Financial Services July 2005 - May 2009
Lehman Brothers January 2001 - July 2005
Skills
Wealth Management, Retirement, Financial Advisory, Retirement Planning, Finance, Asset Allocation, Financial Services, Wealth Management..., Pensions, Wealth, High Net Worth..., Chartered Retirement..., Series 7 General..., Series 63 Uniform..., Series 66 Uniform..., Life, Health, Variable...
Education
The Ohio State University 1989 — 1993
BA Political Science
Bexley High School
Eric Ainspan Eric Ainspan's UBS Financial Services Experience June 2010 - August 2010
Job Private Banking Analyst at J.P. Morgan
Industry Financial Services
Experience
J.P. Morgan June 2013 - Present
Orange Value Fund, LLC August 2012 - May 2013
UBS June 2012 - August 2012
The Orange Value Fund LLC May 2011 - June 2012
UBS Financial Services June 2010 - August 2010
Ford Wealth Management June 2009 - August 2010
Warwick Valley Financial Advisors June 2009 - August 2009
Skills
Investments, Bloomberg, Finance, Series 7, Bloomberg Terminal, Microsoft Excel, Microsoft Office, PowerPoint
Education
Syracuse University - Martin J. Whitman School of Management 2009 — 2013
B.S., Finance and Accounting
mahwah
J.P. Morgan June 2013 - Present
Orange Value Fund, LLC August 2012 - May 2013
UBS June 2012 - August 2012
The Orange Value Fund LLC May 2011 - June 2012
UBS Financial Services June 2010 - August 2010
Ford Wealth Management June 2009 - August 2010
Warwick Valley Financial Advisors June 2009 - August 2009
Skills
Investments, Bloomberg, Finance, Series 7, Bloomberg Terminal, Microsoft Excel, Microsoft Office, PowerPoint
Education
Syracuse University - Martin J. Whitman School of Management 2009 — 2013
B.S., Finance and Accounting
mahwah
Katie Paolella Stapleton's UBS Financial Services Experience May 2009 - August 2009
Job Senior Investment Analyst at Prudential Capital Group
Industry Investment Management
Experience
Prudential Capital Group June 2014 - Present
Prudential Capital Group April 2012 - June 2014
Sparta Asset Management, LLC July 2010 - February 2012
UBS Financial Services May 2009 - August 2009
Education
The University of Georgia 2006 — 2010
University of Georgia - Terry College of Business 2006 — 2010
BBA, Finance
Prudential Capital Group June 2014 - Present
Prudential Capital Group April 2012 - June 2014
Sparta Asset Management, LLC July 2010 - February 2012
UBS Financial Services May 2009 - August 2009
Education
The University of Georgia 2006 — 2010
University of Georgia - Terry College of Business 2006 — 2010
BBA, Finance
Greg Stiles Greg Stiles's UBS Financial Services Experience January 2009 - Present
Job Vice President
Industry Financial Services
Experience
UBS Financial Services January 2009 - Present
Education
Texas A&M University 1969 — 1973
BBA, Management
UBS Financial Services January 2009 - Present
Education
Texas A&M University 1969 — 1973
BBA, Management
Jason Dixon, MBA Jason Dixon, MBA's UBS Financial Services Experience December 2002 - March 2003
Job Owner at Outside Insight
Industry Marketing and Advertising
Experience
Outside Insight July 2015 - Present
Gateway Financial Advisors, Inc. March 2013 - December 2013
Colorado Technical University June 2009 - June 2013
First Command Financial Services February 2009 - June 2011
Merrill Lynch February 2008 - February 2009
JPMorgan Chase March 2003 - February 2008
UBS Financial Services December 2002 - March 2003
KB Home March 1998 - December 2002
Centex Homes January 1994 - March 1998
Skills
Investments, Portfolio Management, Finance, Strategy, Marketing Strategy, Mortgage Lending, Retirement, Financial Analysis, Marketing, Management, Sales
Education
Texas Christian University - M.J. Neeley School of Business 2007 — 2009
MBA, Finance
Texas Christian University - M.J. Neeley School of Business 1988 — 1993
BBA, Marketing and Economics
Outside Insight July 2015 - Present
Gateway Financial Advisors, Inc. March 2013 - December 2013
Colorado Technical University June 2009 - June 2013
First Command Financial Services February 2009 - June 2011
Merrill Lynch February 2008 - February 2009
JPMorgan Chase March 2003 - February 2008
UBS Financial Services December 2002 - March 2003
KB Home March 1998 - December 2002
Centex Homes January 1994 - March 1998
Skills
Investments, Portfolio Management, Finance, Strategy, Marketing Strategy, Mortgage Lending, Retirement, Financial Analysis, Marketing, Management, Sales
Education
Texas Christian University - M.J. Neeley School of Business 2007 — 2009
MBA, Finance
Texas Christian University - M.J. Neeley School of Business 1988 — 1993
BBA, Marketing and Economics
Grant Guyuron, CFA's UBS Financial Services Experience September 2006 - December 2006
Job Director, Institutional Consulting at Hartland
Industry Financial Services
Experience
Hartland October 2013 - Present
Hartland July 2010 - September 2013
Nationwide Bank June 2009 - September 2009
Zenta Capital Markets, LLC April 2007 - May 2008
UBS Financial Services September 2006 - December 2006
International Management Group June 2004 - August 2004
Skills
Financial Modeling, Due Diligence, Asset Allocation, Underwriting, Analysis, Valuation, Investments, Capital Markets, Financial Analysis, Bloomberg, Investment Management, Defined Benefit, Defined Contribution, Endowment Funds, Institutional..., Alternative Investments, Fixed Income, Equities, Finance, Portfolio Management
Education
The Ohio State University Fisher College of Business 2008 — 2010
MBA, Finance
Tulane University - A.B. Freeman School of Business 2002 — 2006
BSM, Finance
University School 1991 — 2002
Hartland October 2013 - Present
Hartland July 2010 - September 2013
Nationwide Bank June 2009 - September 2009
Zenta Capital Markets, LLC April 2007 - May 2008
UBS Financial Services September 2006 - December 2006
International Management Group June 2004 - August 2004
Skills
Financial Modeling, Due Diligence, Asset Allocation, Underwriting, Analysis, Valuation, Investments, Capital Markets, Financial Analysis, Bloomberg, Investment Management, Defined Benefit, Defined Contribution, Endowment Funds, Institutional..., Alternative Investments, Fixed Income, Equities, Finance, Portfolio Management
Education
The Ohio State University Fisher College of Business 2008 — 2010
MBA, Finance
Tulane University - A.B. Freeman School of Business 2002 — 2006
BSM, Finance
University School 1991 — 2002
Randall DeVaney Randall DeVaney's UBS Financial Services Experience April 2009 - Present
Job VicePresident Investments, Financial Advisor at UBS Financial Services
Industry Banking
Experience
UBS Financial Services April 2009 - Present
Merrill Lynch Wealth Management October 2005 - April 2009
Morgan Stanley August 2001 - October 2005
Education
State University of New York College at Oswego 1997 — 2001
Bachelor of Science, Finance/Economics
Saratoga Springs High School
UBS Financial Services April 2009 - Present
Merrill Lynch Wealth Management October 2005 - April 2009
Morgan Stanley August 2001 - October 2005
Education
State University of New York College at Oswego 1997 — 2001
Bachelor of Science, Finance/Economics
Saratoga Springs High School
Steven Chmara Steven Chmara's UBS Financial Services Experience September 2003 - January 2011
Job Senior VIce President/Investments at Stifel Nicolaus & Company, Inc.
Industry Financial Services
Experience
Stifel Nicolaus & Company, Inc. January 2011 - Present
UBS Financial Services September 2003 - January 2011
Prudential Securities June 1999 - August 2003
Smith Barney January 1995 - June 1999
Education
The Ohio State University 1982 — 1986
BSBA, Marketing
Stifel Nicolaus & Company, Inc. January 2011 - Present
UBS Financial Services September 2003 - January 2011
Prudential Securities June 1999 - August 2003
Smith Barney January 1995 - June 1999
Education
The Ohio State University 1982 — 1986
BSBA, Marketing
Robert Wyckoff Robert Wyckoff's UBS Financial Services Experience January 2008 - August 2009
Job Vice President – Private Client Advisor at J.P. Morgan Chase Bank N.A.
Industry Financial Services
Experience
JPMorgan Chase December 2010 - Present
Merrill Lynch August 2009 - December 2010
UBS Financial Services January 2008 - August 2009
RW Mortgage Services March 2004 - October 2007
Ameriquest Mortgage Corporation March 2002 - March 2004
Education
The University of Texas at Austin 1996 — 2001
BA, Political Science and Government
John Marshall High School 1992 — 1996
JPMorgan Chase December 2010 - Present
Merrill Lynch August 2009 - December 2010
UBS Financial Services January 2008 - August 2009
RW Mortgage Services March 2004 - October 2007
Ameriquest Mortgage Corporation March 2002 - March 2004
Education
The University of Texas at Austin 1996 — 2001
BA, Political Science and Government
John Marshall High School 1992 — 1996
Dominique Davis's UBS Financial Services Experience August 2004 - 2010
Job Regional Performance Manager at E*TRADE Financial
Industry Financial Services
Experience
E*TRADE Financial Services December 2013 - Present
E*TRADE Financial Corporate Services 2011 - December 2013
UBS Financial Services August 2004 - 2010
UBS Global Asset Management June 2002 - August 2004
Skills
Investments
Education
Stony Brook University
BA
E*TRADE Financial Services December 2013 - Present
E*TRADE Financial Corporate Services 2011 - December 2013
UBS Financial Services August 2004 - 2010
UBS Global Asset Management June 2002 - August 2004
Skills
Investments
Education
Stony Brook University
BA
Larry M. Schnaid's UBS Financial Services Experience February 2012 - Present
Job Senior Portfolio Manager at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services February 2012 - Present
RBC Wealth Management September 2008 - February 2012
Wachovia Securities January 2005 - September 2008
Citigroup July 2002 - March 2005
Ernst & Young December 1997 - July 2000
Education
New York University - Leonard N. Stern School of Business 2000 — 2002
MBA, Finance
University of Southern California 1993 — 1997
BS, Accounting
Tel Aviv University 1996 — 1996
Heschel 1986 — 1988
UBS Financial Services February 2012 - Present
RBC Wealth Management September 2008 - February 2012
Wachovia Securities January 2005 - September 2008
Citigroup July 2002 - March 2005
Ernst & Young December 1997 - July 2000
Education
New York University - Leonard N. Stern School of Business 2000 — 2002
MBA, Finance
University of Southern California 1993 — 1997
BS, Accounting
Tel Aviv University 1996 — 1996
Heschel 1986 — 1988
David Byrne's UBS Financial Services Experience June 2005 - August 2005
Job
Industry Computer Software
Experience
UBS 2006 - August 2011
UBS Financial Services June 2005 - August 2005
Brix Networks June 2000 - August 2000
Education
Stevens Institute of Technology 2002 — 2006
BS
UBS 2006 - August 2011
UBS Financial Services June 2005 - August 2005
Brix Networks June 2000 - August 2000
Education
Stevens Institute of Technology 2002 — 2006
BS
Thomas Stevens's UBS Financial Services Experience August 1999 - May 2005
Job
Industry Management Consulting
Experience
The Bowdoin Group September 2005 - Present
UBS Financial Services August 1999 - May 2005
Tucker Anthony June 1998 - August 1999
Skills
Metadata Management, Strategy, Hedge Funds, Recruiting, Management, Fixed Income, Asset Management, Executive Search, Portfolio Management, Sourcing, Securities, Trading, Market Research, Trading Systems, Asset Managment, Business Intelligence, Financial Services, Capital Markets, Start-ups, Investment Strategies, Business Development, Equities, Data Warehousing, Financial Markets, Electronic Trading, Analytics, Data Governance
Education
Trinity College-Hartford 1994 — 1998
BA, History/Economics
The Gilman School 1990 — 1994
High School Education
The Bowdoin Group September 2005 - Present
UBS Financial Services August 1999 - May 2005
Tucker Anthony June 1998 - August 1999
Skills
Metadata Management, Strategy, Hedge Funds, Recruiting, Management, Fixed Income, Asset Management, Executive Search, Portfolio Management, Sourcing, Securities, Trading, Market Research, Trading Systems, Asset Managment, Business Intelligence, Financial Services, Capital Markets, Start-ups, Investment Strategies, Business Development, Equities, Data Warehousing, Financial Markets, Electronic Trading, Analytics, Data Governance
Education
Trinity College-Hartford 1994 — 1998
BA, History/Economics
The Gilman School 1990 — 1994
High School Education
Pat Tranbarger, CRPC's UBS Financial Services Experience June 2004 - November 2005
Job Suitability Analyst at USAA
Industry Financial Services
Experience
USAA December 2010 - Present
USAA May 2006 - December 2010
H&R Block December 2005 - February 2006
UBS Financial Services June 2004 - November 2005
Merrill Lynch January 2004 - May 2004
American Funds Group December 1995 - January 2004
United States Marine Corps July 1988 - July 1992
Skills
Investments, Strategic Financial...
Education
The University of Texas at San Antonio 2000 — 2004
BBA, Finance
USAA December 2010 - Present
USAA May 2006 - December 2010
H&R Block December 2005 - February 2006
UBS Financial Services June 2004 - November 2005
Merrill Lynch January 2004 - May 2004
American Funds Group December 1995 - January 2004
United States Marine Corps July 1988 - July 1992
Skills
Investments, Strategic Financial...
Education
The University of Texas at San Antonio 2000 — 2004
BBA, Finance
Jerome Deutsch's UBS Financial Services Experience 2004 - 2007
Job Financial Advisor Marketing Consultant at Advisor Products Inc.
Industry Financial Services
Experience
Advisor Products Inc. February 2015 - Present
Index Strategy Advisors July 2013 - February 2015
Index Strategy Advisors March 2013 - February 2015
Creative Management Group, Inc. October 2011 - June 2012
Financial Services Consultancy 2007 - 2011
UBS Financial Services 2004 - 2007
Wells Fargo Institutional Securities 2001 - 2002
Wells Fargo Private Client Services 1998 - 2001
Skills
Investments, Portfolio Management, Financial Advisory, ETFs, Strategy, Management Consulting, Wealth Management, Series 7, Investment Advisory..., Fixed Income, Finance, Investment Strategies, Retirement Planning, 401k, Series 65, Mutual Funds, Investment Advisory, Investment Management, Asset Allocation, Alternative Investments, Securities, FINRA, Asset Management, Retirement, Personal Finance, Series 24, Series 63, Wealth Management..., Financial Services, Uniform Combined State..., Estate Planning, Wealth, Fixed Annuities, Financial Planners, Strategic Financial..., High Net Worth..., Hedge Funds, Retirement Plan..., Bonds, Variable Annuities, Equities, Options, Institutional..., Financial Planning
Education
The George Washington University 1980 — 1982
Master of Arts, Education and Human Development
University of Massachusetts, Amherst 1976 — 1980
Bachelor of Arts, Political Science and Government
Advisor Products Inc. February 2015 - Present
Index Strategy Advisors July 2013 - February 2015
Index Strategy Advisors March 2013 - February 2015
Creative Management Group, Inc. October 2011 - June 2012
Financial Services Consultancy 2007 - 2011
UBS Financial Services 2004 - 2007
Wells Fargo Institutional Securities 2001 - 2002
Wells Fargo Private Client Services 1998 - 2001
Skills
Investments, Portfolio Management, Financial Advisory, ETFs, Strategy, Management Consulting, Wealth Management, Series 7, Investment Advisory..., Fixed Income, Finance, Investment Strategies, Retirement Planning, 401k, Series 65, Mutual Funds, Investment Advisory, Investment Management, Asset Allocation, Alternative Investments, Securities, FINRA, Asset Management, Retirement, Personal Finance, Series 24, Series 63, Wealth Management..., Financial Services, Uniform Combined State..., Estate Planning, Wealth, Fixed Annuities, Financial Planners, Strategic Financial..., High Net Worth..., Hedge Funds, Retirement Plan..., Bonds, Variable Annuities, Equities, Options, Institutional..., Financial Planning
Education
The George Washington University 1980 — 1982
Master of Arts, Education and Human Development
University of Massachusetts, Amherst 1976 — 1980
Bachelor of Arts, Political Science and Government
Jess Pearce (Chiles)'s UBS Financial Services Experience October 2005 - November 2006
Job Teacher at Woodlands Prep Academy
Industry Primary/Secondary Education
Experience
Woodlands Prep Academy August 2011 - Present
Southlake Carroll ISD August 2008 - June 2011
i2 Technologies November 2006 - July 2007
UBS Financial Services October 2005 - November 2006
Skills
Event Planning, Salesforce.com, Teaching
Education
Texas State University 2001 — 2005
BA in Marketing, Business
Woodlands Prep Academy August 2011 - Present
Southlake Carroll ISD August 2008 - June 2011
i2 Technologies November 2006 - July 2007
UBS Financial Services October 2005 - November 2006
Skills
Event Planning, Salesforce.com, Teaching
Education
Texas State University 2001 — 2005
BA in Marketing, Business
Michele Francisco, CFP®'s UBS Financial Services Experience 2001 - 2005
Job Partner, Senior Wealth Advisor
Industry Financial Services
Experience
RMB Capital Management April 2005 - Present
UBS Financial Services 2001 - 2005
Sanford C. Bernstein February 2000 - December 2000
Education
The George Washington University 1995 — 1999
Bachelor of Arts (B.A.), International Relations and Affairs
RMB Capital Management April 2005 - Present
UBS Financial Services 2001 - 2005
Sanford C. Bernstein February 2000 - December 2000
Education
The George Washington University 1995 — 1999
Bachelor of Arts (B.A.), International Relations and Affairs
Allison Cloud's UBS Financial Services Experience July 2014 - Present
Job Sr. Registered Client Service Associate at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services July 2014 - Present
Dagley Insurance & Financial Services, Inc. March 2012 - July 2014
UBS Financial Services November 2005 - March 2012
JPMorgan Private Bank March 2004 - October 2005
JPMorgan Chase June 2001 - March 2004
Skills
Investments, Series 7, Asset Management, Hedge Funds, Investment Management, Valuation, Financial Analysis, Financial Modeling, Financial Reporting, Mergers & Acquisitions, Corporate Finance, Budgets, Accounting, Due Diligence, Microsoft Office, Strategic Planning, Equities, Customer Service, Negotiation
Education
The University of Texas at Austin 1997 — 2001
Bachelor of Arts (B.A.), Economics
Trinity Valley School 1995 — 1997
UBS Financial Services July 2014 - Present
Dagley Insurance & Financial Services, Inc. March 2012 - July 2014
UBS Financial Services November 2005 - March 2012
JPMorgan Private Bank March 2004 - October 2005
JPMorgan Chase June 2001 - March 2004
Skills
Investments, Series 7, Asset Management, Hedge Funds, Investment Management, Valuation, Financial Analysis, Financial Modeling, Financial Reporting, Mergers & Acquisitions, Corporate Finance, Budgets, Accounting, Due Diligence, Microsoft Office, Strategic Planning, Equities, Customer Service, Negotiation
Education
The University of Texas at Austin 1997 — 2001
Bachelor of Arts (B.A.), Economics
Trinity Valley School 1995 — 1997
Wayland Luk's UBS Financial Services Experience 2000 - Present
Job Director at UBS
Industry Financial Services
Experience
UBS Financial Services 2000 - Present
Integrated Business Systems May 1998 - March 2000
Education
Stony Brook University 1994 — 1998
UBS Financial Services 2000 - Present
Integrated Business Systems May 1998 - March 2000
Education
Stony Brook University 1994 — 1998
Lauren Mirman's UBS Financial Services Experience December 2010 - Present
Job Senior Wealth Strategy Associate at UBS Financial Servics Inc.
Industry Financial Services
Experience
UBS Financial Servics Inc. 2012 - Present
UBS Financial Services December 2010 - Present
UBS Wealth Management January 2008 - December 2010
Morgan Stanley Smith Barney January 2006 - January 2008
Education
Towson University 1997 — 2001
BA, Business Administration, Finance Concentration
UBS Financial Servics Inc. 2012 - Present
UBS Financial Services December 2010 - Present
UBS Wealth Management January 2008 - December 2010
Morgan Stanley Smith Barney January 2006 - January 2008
Education
Towson University 1997 — 2001
BA, Business Administration, Finance Concentration
Geoffrey A. Merl, CFP®'s UBS Financial Services Experience 2011 - Present
Job First Vice President Wealth Management, UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services 2011 - Present
UBS 2003 - Present
Education
The Ohio State University 1999 — 2003
UBS Financial Services 2011 - Present
UBS 2003 - Present
Education
The Ohio State University 1999 — 2003
Yinnette Garcia's UBS Financial Services Experience November 2012 - Present
Job Human Resources Manager at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services November 2012 - Present
UBS Financial Services LLC September 2009 - November 2012
UBS Financial Services LLC August 2006 - September 2009
Pfizer Global Pharmaceuticals Inc November 2005 - July 2006
Education
State University of New York at Stony Brook 2003 — 2005
Bachelor of Science, Business Management
University of New Hampshire 2001 — 2003
UBS Financial Services November 2012 - Present
UBS Financial Services LLC September 2009 - November 2012
UBS Financial Services LLC August 2006 - September 2009
Pfizer Global Pharmaceuticals Inc November 2005 - July 2006
Education
State University of New York at Stony Brook 2003 — 2005
Bachelor of Science, Business Management
University of New Hampshire 2001 — 2003
Lori Carron's UBS Financial Services Experience September 2006 - May 2009
Job Assistant Dean, Finance and Administration at Stony Brook University
Industry Higher Education
Experience
Stony Brook University August 2013 - Present
Stony Brook University December 2009 - August 2013
Stony Brook University May 2009 - December 2009
UBS Financial Services September 2006 - May 2009
Newsday September 2004 - September 2006
Skills
Business Analysis, Budgets, Microsoft Excel, Event Planning, Financial Analysis, Project Management, PowerPoint, Microsoft Office, Human Resources, Management, Vendor Management, Process Improvement, Data Analysis
Education
Stony Brook University 2013 — 2016
Master's degree, Higher Education/Higher Education Administration
State University of New York at Albany 1987 — 1991
Bachelor of Science (BS), Business Administration
Stony Brook University August 2013 - Present
Stony Brook University December 2009 - August 2013
Stony Brook University May 2009 - December 2009
UBS Financial Services September 2006 - May 2009
Newsday September 2004 - September 2006
Skills
Business Analysis, Budgets, Microsoft Excel, Event Planning, Financial Analysis, Project Management, PowerPoint, Microsoft Office, Human Resources, Management, Vendor Management, Process Improvement, Data Analysis
Education
Stony Brook University 2013 — 2016
Master's degree, Higher Education/Higher Education Administration
State University of New York at Albany 1987 — 1991
Bachelor of Science (BS), Business Administration
Al Schleicher's UBS Financial Services Experience 1997 - 2005
Job President at Advantage Business Solutions
Industry Information Technology and Services
Experience
Advantage Business Solutions January 2011 - Present
Greenwich Computer Solutions July 2005 - December 2010
UBS Financial Services 1997 - 2005
UBS 1997 - 2005
UBS Wealth Management 1997 - 2005
Skills
Enterprise Architecture, Vendor Management, Business Analysis, IT Strategy, Program Management, SDLC, IT Management, Wealth Management, Software Project..., Disaster Recovery, Strategy, Software Development, Financial Services
Education
Stony Brook University 1988 — 1992
BS, Computer Science
Advantage Business Solutions January 2011 - Present
Greenwich Computer Solutions July 2005 - December 2010
UBS Financial Services 1997 - 2005
UBS 1997 - 2005
UBS Wealth Management 1997 - 2005
Skills
Enterprise Architecture, Vendor Management, Business Analysis, IT Strategy, Program Management, SDLC, IT Management, Wealth Management, Software Project..., Disaster Recovery, Strategy, Software Development, Financial Services
Education
Stony Brook University 1988 — 1992
BS, Computer Science
Lynette Jefferson's UBS Financial Services Experience July 2006 - Present
Job Executive Director at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services July 2006 - Present
HVB 2001 - 2003
JP Morgan Chase 1999 - 2001
Prudential Insurance 1995 - 1999
Skills
Hedge Funds, Alternative Investments, Fixed Income, Investments, Financial Modeling, Equities, Capital Markets, Finance, Series 7, Wealth Management, Portfolio Management, Due Diligence
Education
New York University - Leonard N. Stern School of Business 1993 — 1995
MBA, Finance
Stony Brook University 1984 — 1988
BA, Applied Mathematics
UBS Financial Services July 2006 - Present
HVB 2001 - 2003
JP Morgan Chase 1999 - 2001
Prudential Insurance 1995 - 1999
Skills
Hedge Funds, Alternative Investments, Fixed Income, Investments, Financial Modeling, Equities, Capital Markets, Finance, Series 7, Wealth Management, Portfolio Management, Due Diligence
Education
New York University - Leonard N. Stern School of Business 1993 — 1995
MBA, Finance
Stony Brook University 1984 — 1988
BA, Applied Mathematics
Melanie Folstad's UBS Financial Services Experience Wealth Management AdvisorTIAA-CREFFebruary 1998 - March 2007
Job Financial Advisor at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services Wealth Management AdvisorTIAA-CREFFebruary 1998 - March 2007
Education
The George Washington University - School of Business
UBS Financial Services Wealth Management AdvisorTIAA-CREFFebruary 1998 - March 2007
Education
The George Washington University - School of Business
Joslynn Wilde's UBS Financial Services Experience December 2011 - September 2013
Job Senior Client Relationship Consultant at TIAACREF
Industry Financial Services
Experience
TIAA-CREF September 2014 - Present
TIAA-CREF October 2013 - Present
UBS Financial Services December 2011 - September 2013
New York Life Insurance Company February 2011 - August 2011
AXA Distributors June 2007 - August 2010
Skills
Series 7, Series 66, Series 6, Series 63, NY Life & Annuity...
Education
Texas Tech University
Bachelor of Arts (BA), Public Relations, Advertising, and Applied Communication
TIAA-CREF September 2014 - Present
TIAA-CREF October 2013 - Present
UBS Financial Services December 2011 - September 2013
New York Life Insurance Company February 2011 - August 2011
AXA Distributors June 2007 - August 2010
Skills
Series 7, Series 66, Series 6, Series 63, NY Life & Annuity...
Education
Texas Tech University
Bachelor of Arts (BA), Public Relations, Advertising, and Applied Communication
Steven. Rothman CFP®'s UBS Financial Services Experience February 2014 - Present
Job Managing Director Wealth Mangement
Industry Financial Services
Experience
UBS Financial Services February 2014 - Present
UBS Financial Services 2008 - Present
UBS Financial Services (Formerly Paine Webber) February 1981 - Present
Skills
Wealth Management, Investment Management, Asset Managment, Trading, Asset Management, Hedge Funds, Mutual Funds, Series 7, Corporate Finance, Equities, ETFs, Private Equity, Financial Markets, Equity Trading, Securities, Derivatives, Fixed Income
Education
Fairleigh Dickinson University – Madison New Jersey 1980 — 1983
MBA, Finance
The College of New Jersey 1974 — 1978
BS Accounting, Accounting
John P Steven High School 1970 — 1974
UBS Financial Services February 2014 - Present
UBS Financial Services 2008 - Present
UBS Financial Services (Formerly Paine Webber) February 1981 - Present
Skills
Wealth Management, Investment Management, Asset Managment, Trading, Asset Management, Hedge Funds, Mutual Funds, Series 7, Corporate Finance, Equities, ETFs, Private Equity, Financial Markets, Equity Trading, Securities, Derivatives, Fixed Income
Education
Fairleigh Dickinson University – Madison New Jersey 1980 — 1983
MBA, Finance
The College of New Jersey 1974 — 1978
BS Accounting, Accounting
John P Steven High School 1970 — 1974
Derek Hegarty's UBS Financial Services Experience June 2001 - Present
Job Financial Advisor at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services June 2001 - Present
Education
The Ohio State University 1996 — 2000
UBS Financial Services June 2001 - Present
Education
The Ohio State University 1996 — 2000
Hugh Murphy's UBS Financial Services Experience August 2002 - March 2005
Job Managing Director Sales
Industry Financial Services
Experience
The Deal May 2008 - Present
Liberty Mutual June 2007 - May 2008
Hilliard Farber & Co., Inc. March 2005 - June 2007
UBS Financial Services August 2002 - March 2005
Salomon Smith Barney August 1999 - November 2001
Skills
Sales, Strategic Partnerships, Financial Services, C-Level Sales, Account Management, Building Relationships, Fixed Income, Equities, Financial Technology, New Business Development
Education
The Johns Hopkins University 1993 — 1997
BA
Monsignor Donovan High School 1989 — 1993
High School
The Deal May 2008 - Present
Liberty Mutual June 2007 - May 2008
Hilliard Farber & Co., Inc. March 2005 - June 2007
UBS Financial Services August 2002 - March 2005
Salomon Smith Barney August 1999 - November 2001
Skills
Sales, Strategic Partnerships, Financial Services, C-Level Sales, Account Management, Building Relationships, Fixed Income, Equities, Financial Technology, New Business Development
Education
The Johns Hopkins University 1993 — 1997
BA
Monsignor Donovan High School 1989 — 1993
High School
Roxanne Jodzio's UBS Financial Services Experience February 2001 - June 2004
Job Human Resource Business Partner at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc Project ManagerUBS Financial Services IncJune 2004 - November 2007
UBS Financial Services February 2001 - June 2004
Education
Stevens Institute of Technology 2001 — 2004
MSIS
The Ohio State University Fisher College of Business 1990 — 1995
BSBA, Accounting & Finance
UBS Financial Services Inc Project ManagerUBS Financial Services IncJune 2004 - November 2007
UBS Financial Services February 2001 - June 2004
Education
Stevens Institute of Technology 2001 — 2004
MSIS
The Ohio State University Fisher College of Business 1990 — 1995
BSBA, Accounting & Finance
Charles Alvarez's UBS Financial Services Experience January 2008 - May 2011
Job Offering a simple, stepbystep system guaranteed to grow sales and increase team performance | Developed by Brian Tracy
Industry Professional Training & Coaching
Experience
Focal Point September 2012 - Present
Quorum Business Solutions May 2011 - August 2012
UBS FINANCIAL SERVICES January 2008 - May 2011
AG EDWARDS January 2006 - January 2008
SMITH BARNEY January 2002 - January 2006
Enron Energy Services January 2001 - December 2001
AKILI SYSTEMS January 2000 - January 2001
Accenture January 1996 - January 2000
Skills
Leadership, Strategy, Management, Marketing Strategy, Small Business, Business Development, Entrepreneurship, Strategic Planning, Business Process, Email Marketing, New Business Development, Business Strategy, Social Media Marketing, Sales Process, Management Consulting, Team Building, Business Process..., Start-ups, Lead Generation, Customer Service, Budgets, Leadership Development, Business Analysis, Team Leadership, Sales Management, Negotiation, Financial Analysis, Online Marketing, Social Networking, Teaching, Coaching, Research, Software Project..., Operations Management, Natural Gas, Upstream, Pipelines, Business Coaching, Business Development..., Direct Sales, Marketing for Small..., Business Performance..., Business Systems..., Marketing Research, Business Management, Mentoring, Budgeting, Financial Planning, Sales Trainings, Salesforce Training
Education
Texas Tech University 1991 — 1995
Bachelors of Science, Civil Engineering
Texas Tech University 1991 — 1995
Bachelor of Science, Civil Engineering
Focal Point September 2012 - Present
Quorum Business Solutions May 2011 - August 2012
UBS FINANCIAL SERVICES January 2008 - May 2011
AG EDWARDS January 2006 - January 2008
SMITH BARNEY January 2002 - January 2006
Enron Energy Services January 2001 - December 2001
AKILI SYSTEMS January 2000 - January 2001
Accenture January 1996 - January 2000
Skills
Leadership, Strategy, Management, Marketing Strategy, Small Business, Business Development, Entrepreneurship, Strategic Planning, Business Process, Email Marketing, New Business Development, Business Strategy, Social Media Marketing, Sales Process, Management Consulting, Team Building, Business Process..., Start-ups, Lead Generation, Customer Service, Budgets, Leadership Development, Business Analysis, Team Leadership, Sales Management, Negotiation, Financial Analysis, Online Marketing, Social Networking, Teaching, Coaching, Research, Software Project..., Operations Management, Natural Gas, Upstream, Pipelines, Business Coaching, Business Development..., Direct Sales, Marketing for Small..., Business Performance..., Business Systems..., Marketing Research, Business Management, Mentoring, Budgeting, Financial Planning, Sales Trainings, Salesforce Training
Education
Texas Tech University 1991 — 1995
Bachelors of Science, Civil Engineering
Texas Tech University 1991 — 1995
Bachelor of Science, Civil Engineering
Miguel Barron's UBS Financial Services Experience July 2011 - Present
Job UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services July 2011 - Present
Education
The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS) 1990 — 1992
MA, International Economics
University of California, Santa Barbara 1985 — 1989
BA, International Relations
CFA Institute
CFA
UBS Financial Services July 2011 - Present
Education
The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS) 1990 — 1992
MA, International Economics
University of California, Santa Barbara 1985 — 1989
BA, International Relations
CFA Institute
CFA
Cindy Bak's UBS Financial Services Experience 2004 - 2006
Job Global HR Compensation at Celanese
Industry Chemicals
Experience
Celanese June 2014 - Present
Samsung Telecommunications America August 2011 - May 2014
Samsung Telecommunications America March 2010 - July 2011
Samsung Telecommunications America December 2007 - February 2010
UBS Financial services 2004 - 2006
Skills
Compensation & Benefit, Deferred Compensation, HRIS, Talent Acquisition, Performance Management, Onboarding, Workforce Planning, Salary, Telecommunications, Employee Benefits, Executive Pay, Employee Relations, HR Policies, Vendor Management, Employee Engagement, Compensations, Succession Planning, Human Resources, Benefits Administration, Job Evaluation, Compensation
Education
Texas Woman's University 2002 — 2004
MBA, Business
Celanese June 2014 - Present
Samsung Telecommunications America August 2011 - May 2014
Samsung Telecommunications America March 2010 - July 2011
Samsung Telecommunications America December 2007 - February 2010
UBS Financial services 2004 - 2006
Skills
Compensation & Benefit, Deferred Compensation, HRIS, Talent Acquisition, Performance Management, Onboarding, Workforce Planning, Salary, Telecommunications, Employee Benefits, Executive Pay, Employee Relations, HR Policies, Vendor Management, Employee Engagement, Compensations, Succession Planning, Human Resources, Benefits Administration, Job Evaluation, Compensation
Education
Texas Woman's University 2002 — 2004
MBA, Business
Sandy Romeo - CFP®, CTFA's UBS Financial Services Experience January 2008 - April 2015
Job Ameriprise Financial Services, Inc. Financial Advisor/ Franchise Owner
Industry Financial Services
Experience
Canal View Financial Advisors Ameriprise Financial Services, Inc. April 2015 - Present
UBS Financial Services January 2008 - April 2015
Morgan Stanley 2006 - 2008
McDonald Investments 2004 - 2006
M&T Bank 2000 - 2004
JPMorgan Chase 1993 - 2000
USF&G/ TJ LIFE of NY 1989 - 1992
Prudential Financial 1987 - 1989
Education
Cannon Trust School 1997 — 2000
CTFA, Trust & Estates
State University of New York College at Oswego 1982 — 1986
Bachelor of Arts, Economics
Canal View Financial Advisors Ameriprise Financial Services, Inc. April 2015 - Present
UBS Financial Services January 2008 - April 2015
Morgan Stanley 2006 - 2008
McDonald Investments 2004 - 2006
M&T Bank 2000 - 2004
JPMorgan Chase 1993 - 2000
USF&G/ TJ LIFE of NY 1989 - 1992
Prudential Financial 1987 - 1989
Education
Cannon Trust School 1997 — 2000
CTFA, Trust & Estates
State University of New York College at Oswego 1982 — 1986
Bachelor of Arts, Economics
Judith Abbey's UBS Financial Services Experience Client Service AssociateUBS Financial Services2004 - 2008
Job Client Services Associate at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services Client Service AssociateUBS Financial Services2004 - 2008
UBS Financial Services 2004 - 2008
Education
Stephen F. Austin State University
UBS Financial Services Client Service AssociateUBS Financial Services2004 - 2008
UBS Financial Services 2004 - 2008
Education
Stephen F. Austin State University
Joshua Wei's UBS Financial Services Experience August 2007 - May 2008
Job Director, Process Control, The Decor Group
Industry Packaging and Containers
Experience
Decotech Inc. 2009 - Present
SMB Capital, LLC 2006 - 2009
UBS Financial Services August 2007 - May 2008
Virtu Inc. January 2000 - September 2006
Mercury Trading December 2000 - December 2001
Datek October 1996 - December 1999
Skills
Securities, Trading, Options, Equities, Equity Trading, Series 7, Trading Systems, Investments, Hedge Funds, Electronic Trading, Risk Management, Capital Markets, Portfolio Management
Education
The Johns Hopkins University 1991 — 1995
Philosphy, Biology/Biological Sciences, General
The Johns Hopkins University
Decotech Inc. 2009 - Present
SMB Capital, LLC 2006 - 2009
UBS Financial Services August 2007 - May 2008
Virtu Inc. January 2000 - September 2006
Mercury Trading December 2000 - December 2001
Datek October 1996 - December 1999
Skills
Securities, Trading, Options, Equities, Equity Trading, Series 7, Trading Systems, Investments, Hedge Funds, Electronic Trading, Risk Management, Capital Markets, Portfolio Management
Education
The Johns Hopkins University 1991 — 1995
Philosphy, Biology/Biological Sciences, General
The Johns Hopkins University
David Menegus's UBS Financial Services Experience May 1989 - December 2000
Job Independent Financial Advisor at Summit Brokerage
Industry Financial Services
Experience
Summit Brokerage October 2009 - Present
Health Education Research Systems, LLC December 2003 - Present
UBS June 2006 - September 2009
UBS Financial Services May 1989 - December 2000
Education
Thomas College 1982 — 1985
MBA, Business
Thomas College 1981 — 1985
BS, Computer Information Systems
Summit Brokerage October 2009 - Present
Health Education Research Systems, LLC December 2003 - Present
UBS June 2006 - September 2009
UBS Financial Services May 1989 - December 2000
Education
Thomas College 1982 — 1985
MBA, Business
Thomas College 1981 — 1985
BS, Computer Information Systems
Armand Mastantuono's UBS Financial Services Experience February 2007 - July 2009
Job Managing Partner at Philadelphia Trading
Industry Financial Services
Experience
Media Financial Group December 2009 - Present
UBS Financial Services February 2007 - July 2009
McDonald Investments May 1995 - February 2007
Education
The University of Akron 1990 — 1995
Bachelors, Social Sciences
Media Financial Group December 2009 - Present
UBS Financial Services February 2007 - July 2009
McDonald Investments May 1995 - February 2007
Education
The University of Akron 1990 — 1995
Bachelors, Social Sciences
Richard Gendelman's UBS Financial Services Experience June 2008 - Present
Job Senior Vice President/Senior Portfolio Manager
Industry Financial Services
Experience
UBS Financial Services June 2008 - Present
Smith Barney June 1988 - June 2008
Education
Temple University - James E. Beasley School of Law 1976 — 1979
J.D., Business Law and Taxation
Temple University 1974 — 1976
Bachelor of Business Administration (BBA), Summa Cum Laude, Accounting and Finance
Pennsylvania State University 1972 — 1974
Business/Managerial Economics
UBS Financial Services June 2008 - Present
Smith Barney June 1988 - June 2008
Education
Temple University - James E. Beasley School of Law 1976 — 1979
J.D., Business Law and Taxation
Temple University 1974 — 1976
Bachelor of Business Administration (BBA), Summa Cum Laude, Accounting and Finance
Pennsylvania State University 1972 — 1974
Business/Managerial Economics
Jesse Rosenstein, CIMA®'s UBS Financial Services Experience August 2006 - July 2007
Job Vice President RIA Sales Desk Manager, J.P. Morgan Funds
Industry Financial Services
Experience
J.P. Morgan March 2013 - Present
BlackRock August 2009 - March 2013
BlackRock June 2008 - August 2009
Alliance Bernstein July 2007 - June 2008
UBS Financial Services August 2006 - July 2007
Morgan Stanley September 2002 - July 2006
Skills
Series 7, Mutual Funds, Series 63, Seties 24
Education
The College of New Jersey 1998 — 2002
J.P. Morgan March 2013 - Present
BlackRock August 2009 - March 2013
BlackRock June 2008 - August 2009
Alliance Bernstein July 2007 - June 2008
UBS Financial Services August 2006 - July 2007
Morgan Stanley September 2002 - July 2006
Skills
Series 7, Mutual Funds, Series 63, Seties 24
Education
The College of New Jersey 1998 — 2002
Jason Bellows's UBS Financial Services Experience September 2007 - December 2011
Job Tax Manager at KPMG US
Industry Accounting
Experience
KPMG US July 2014 - Present
Rothstein Kass January 2012 - June 2014
UBS Financial Services September 2007 - December 2011
GlobeOp Financial Services 2004 - 2007
Robeco 2002 - 2004
Anchin, Block & Anchin LLP 2001 - 2002
ING Barings/ABN AMRO Prime Brokerage 1999 - 2001
Rothstein Kass 1996 - 1999
Feldman, Radin & Company 1994 - 1996
Skills
Fund Of Funds, Financial Services, Accounting, Equities, Mutual Funds, Fixed Income, Financial Analysis, Asset Management, Fund Accounting, Derivatives, Corporate Actions, Alternative Investments, General Ledger, Auditing, Private Equity, Securities, Partnership Taxation, Valuation, Due Diligence, Bloomberg, Hedge Funds, Investor Relations, Internal Controls, GAAP, Financial Reporting, Financial Modeling, Capital Markets, Fund Administration, Financial Markets, US GAAP, Financial Accounting, Portfolio Management, Series 7, Tax, Investment Advisory, Asset Allocation, Wealth Management, Corporate Tax, Investment Management, High Net Worth..., Investment Banking, Financial Audits, Trading, Financial Statements, CPA, Options, Corporate Finance, Investments, Account Reconciliation, SEC filings
Education
The College of New Jersey 1990 — 1994
BS, Accounting
KPMG US July 2014 - Present
Rothstein Kass January 2012 - June 2014
UBS Financial Services September 2007 - December 2011
GlobeOp Financial Services 2004 - 2007
Robeco 2002 - 2004
Anchin, Block & Anchin LLP 2001 - 2002
ING Barings/ABN AMRO Prime Brokerage 1999 - 2001
Rothstein Kass 1996 - 1999
Feldman, Radin & Company 1994 - 1996
Skills
Fund Of Funds, Financial Services, Accounting, Equities, Mutual Funds, Fixed Income, Financial Analysis, Asset Management, Fund Accounting, Derivatives, Corporate Actions, Alternative Investments, General Ledger, Auditing, Private Equity, Securities, Partnership Taxation, Valuation, Due Diligence, Bloomberg, Hedge Funds, Investor Relations, Internal Controls, GAAP, Financial Reporting, Financial Modeling, Capital Markets, Fund Administration, Financial Markets, US GAAP, Financial Accounting, Portfolio Management, Series 7, Tax, Investment Advisory, Asset Allocation, Wealth Management, Corporate Tax, Investment Management, High Net Worth..., Investment Banking, Financial Audits, Trading, Financial Statements, CPA, Options, Corporate Finance, Investments, Account Reconciliation, SEC filings
Education
The College of New Jersey 1990 — 1994
BS, Accounting
James Beilstein's UBS Financial Services Experience January 2009 - December 2011
Job Internal Wholesaler at Principal Funds
Industry Financial Services
Experience
Principal Funds January 2012 - Present
UBS Financial Services January 2009 - December 2011
Merrill Lynch May 2008 - January 2009
Skills
Alternative Investments, Series 7, Series 66, Morningstar
Education
The University of Tennessee at Chattanooga 2004 — 2008
B.S., Finance
Principal Funds January 2012 - Present
UBS Financial Services January 2009 - December 2011
Merrill Lynch May 2008 - January 2009
Skills
Alternative Investments, Series 7, Series 66, Morningstar
Education
The University of Tennessee at Chattanooga 2004 — 2008
B.S., Finance
Rawles Bell's UBS Financial Services Experience May 2011 - August 2011
Job Associate Director, Client Advisor at Benchmark Private Wealth Management
Industry Financial Services
Experience
Benchmark Private Wealth Management April 2014 - Present
RBC Wealth Management February 2012 - March 2014
UBS Financial Services May 2011 - August 2011
RBC Wealth Management June 2010 - August 2010
Skills
Investments, Retirement Planning, Life Insurance, Variable Annuities, Value Investing, Asset Allocation, Finance, Investment Strategies, Investment Advisory, Mutual Funds, Portfolio Management, Series 63, Retirement
Education
Texas A&M University 2007 — 2011
Minor, Economics
Texas A&M University - Mays Business School 2007 — 2011
Bachelor of Business Administration, Finance
TCA 2003 — 2007
Benchmark Private Wealth Management April 2014 - Present
RBC Wealth Management February 2012 - March 2014
UBS Financial Services May 2011 - August 2011
RBC Wealth Management June 2010 - August 2010
Skills
Investments, Retirement Planning, Life Insurance, Variable Annuities, Value Investing, Asset Allocation, Finance, Investment Strategies, Investment Advisory, Mutual Funds, Portfolio Management, Series 63, Retirement
Education
Texas A&M University 2007 — 2011
Minor, Economics
Texas A&M University - Mays Business School 2007 — 2011
Bachelor of Business Administration, Finance
TCA 2003 — 2007
Chris Chaney's UBS Financial Services Experience November 2004 - Present
Job Financial Advisor at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services November 2004 - Present
Chris Chaney & Associates February 1996 - November 2004
Don Carlos U.S. Virgin Islands 1994 - 1995
Education
University of Kansas 1989 — 1993
Bachelor of Arts (B.A.), Psychology
Rockhurst High School 1985 — 1989
UBS Financial Services November 2004 - Present
Chris Chaney & Associates February 1996 - November 2004
Don Carlos U.S. Virgin Islands 1994 - 1995
Education
University of Kansas 1989 — 1993
Bachelor of Arts (B.A.), Psychology
Rockhurst High School 1985 — 1989
Jessica (Vaughn) Rando, MBA's UBS Financial Services Experience August 2004 - December 2008
Job Operations Liaison at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors,LLC April 2015 - Present
Wunderlich Securities September 2009 - April 2015
Raymond James Financial Inc. March 2009 - September 2009
UBS Financial Services August 2004 - December 2008
Education
Union University 2008 — 2011
Masters, Business Administration
The University of Memphis 2001 — 2006
Bachelors of Arts, Communications
Wells Fargo Advisors,LLC April 2015 - Present
Wunderlich Securities September 2009 - April 2015
Raymond James Financial Inc. March 2009 - September 2009
UBS Financial Services August 2004 - December 2008
Education
Union University 2008 — 2011
Masters, Business Administration
The University of Memphis 2001 — 2006
Bachelors of Arts, Communications
Bill Pahl's UBS Financial Services Experience 2008 - Present
Job SVPInvestments at UBS Financial
Industry Financial Services
Experience
UBS Financial Services 2008 - Present
Smith Barney October 1987 - January 2009
Skills
Investments, Series 63, Securities, Financial Analysis, Equities, Hedge Funds, Series 65, Series 7, Investment Strategies, Retirement Planning, Wealth Management, Fixed Income, Retirement, Alternative Investments, Investment Advisory, Fixed Annuities, FINRA, Capital Markets, Portfolio Management, Asset Allocation, Financial Advisory, Asset Managment, Investment Banking, 401k, Strategic Financial..., Private Equity, Estate Planning, Mutual Funds, Risk Management, Asset Management, Financial Planning
Education
The University of Georgia 1981 — 1985
Bachelor's degree, Economics
UBS Financial Services 2008 - Present
Smith Barney October 1987 - January 2009
Skills
Investments, Series 63, Securities, Financial Analysis, Equities, Hedge Funds, Series 65, Series 7, Investment Strategies, Retirement Planning, Wealth Management, Fixed Income, Retirement, Alternative Investments, Investment Advisory, Fixed Annuities, FINRA, Capital Markets, Portfolio Management, Asset Allocation, Financial Advisory, Asset Managment, Investment Banking, 401k, Strategic Financial..., Private Equity, Estate Planning, Mutual Funds, Risk Management, Asset Management, Financial Planning
Education
The University of Georgia 1981 — 1985
Bachelor's degree, Economics
Therese Stanko's UBS Financial Services Experience March 2009 - Present
Job at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services March 2009 - Present
UBS Financial Services December 2007 - March 2009
Hyatt Hotels Corporation June 2007 - October 2007
Education
The Ohio State University 2002 — 2006
B.S., Hospitality Management
UBS Financial Services March 2009 - Present
UBS Financial Services December 2007 - March 2009
Hyatt Hotels Corporation June 2007 - October 2007
Education
The Ohio State University 2002 — 2006
B.S., Hospitality Management
Jack Sims's UBS Financial Services Experience September 2008 - April 2009
Job Investment Banking Associate at Duff & Phelps
Industry Financial Services
Experience
Duff & Phelps February 2015 - Present
Duff & Phelps August 2014 - February 2015
Duff & Phelps July 2011 - July 2014
Sims Lawn and Landscape April 2004 - August 2011
Ernst & Young June 2010 - August 2010
ProMedica Health System June 2009 - September 2009
UBS Financial Services September 2008 - April 2009
Skills
Financial Analysis, Financial Modeling, Microsoft Excel, Data Analysis, Accounting, PowerPoint, Financial Reporting, Microsoft Office, Finance, Valuation, Microsoft Word, Budgets, Leadership, Investments, Forecasting, Research, Analysis, Lawn Mowing, Account Reconciliation, Tax, Equities
Education
The Ohio State University - The Max M. Fisher College of Business 2007 — 2011
BSBA, Finance, Economics, and Entrepreneurship
Toledo Christian High School 2003 — 2007
Duff & Phelps February 2015 - Present
Duff & Phelps August 2014 - February 2015
Duff & Phelps July 2011 - July 2014
Sims Lawn and Landscape April 2004 - August 2011
Ernst & Young June 2010 - August 2010
ProMedica Health System June 2009 - September 2009
UBS Financial Services September 2008 - April 2009
Skills
Financial Analysis, Financial Modeling, Microsoft Excel, Data Analysis, Accounting, PowerPoint, Financial Reporting, Microsoft Office, Finance, Valuation, Microsoft Word, Budgets, Leadership, Investments, Forecasting, Research, Analysis, Lawn Mowing, Account Reconciliation, Tax, Equities
Education
The Ohio State University - The Max M. Fisher College of Business 2007 — 2011
BSBA, Finance, Economics, and Entrepreneurship
Toledo Christian High School 2003 — 2007
Jon Willhite's UBS Financial Services Experience 2009 - Present
Job Senior Institutional Consultant UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services 2009 - Present
Skills
Series 7, Series 63, Accredited Investment..., Certified Invetsment...
Education
Texas State University 1976 — 1981
BA, Finance & Accounting
UBS Financial Services 2009 - Present
Skills
Series 7, Series 63, Accredited Investment..., Certified Invetsment...
Education
Texas State University 1976 — 1981
BA, Finance & Accounting
David Dreher's UBS Financial Services Experience May 2003 - May 2009
Job Sr. Vice President at The Retirement Planning Group
Industry Financial Services
Experience
The Retirement Planning Group May 2009 - Present
UBS Financial Services May 2003 - May 2009
A G Edwards & Sons January 1990 - May 2003
Skills
Portfolio Management, Wealth Management, Retirement Planning, Asset Managment, Asset Allocation, Investments, Investment Advisory, Trading, Strategic Financial..., Retirement, Insurance, Strategic Planning, Business Strategy, Wealth, Process Improvement, Mutual Funds, Estate Planning, Finance, Asset Management
Education
The University of Kansas 1969 — 1973
BA, Politcal Science
The Retirement Planning Group May 2009 - Present
UBS Financial Services May 2003 - May 2009
A G Edwards & Sons January 1990 - May 2003
Skills
Portfolio Management, Wealth Management, Retirement Planning, Asset Managment, Asset Allocation, Investments, Investment Advisory, Trading, Strategic Financial..., Retirement, Insurance, Strategic Planning, Business Strategy, Wealth, Process Improvement, Mutual Funds, Estate Planning, Finance, Asset Management
Education
The University of Kansas 1969 — 1973
BA, Politcal Science
Palak Merchant's UBS Financial Services Experience August 2014 - December 2014
Job BS Candidate at GW Finance and Economics |
Industry Financial Services
Experience
F. David Fowler Career Center May 2015 - Present
Citi June 2015 - August 2015
UBS Financial Services August 2014 - December 2014
The AroundCampus Group May 2014 - August 2014
Arum Group, LLC January 2014 - May 2014
Quality Inn & Suites DIA May 2013 - September 2013
Best Western Plus Denver Hotel May 2011 - August 2012
Skills
Microsoft Office, PowerPoint, Microsoft Word, Microsoft Excel, Research, Data Analysis, Spanish, Public Speaking, Teamwork, English, Social Media, Event Planning, Analysis, Facebook, QuickBooks, Accounting, Event Management
Education
The George Washington University - School of Business 2012 — 2016
BS in Finance & BS in Economics
F. David Fowler Career Center May 2015 - Present
Citi June 2015 - August 2015
UBS Financial Services August 2014 - December 2014
The AroundCampus Group May 2014 - August 2014
Arum Group, LLC January 2014 - May 2014
Quality Inn & Suites DIA May 2013 - September 2013
Best Western Plus Denver Hotel May 2011 - August 2012
Skills
Microsoft Office, PowerPoint, Microsoft Word, Microsoft Excel, Research, Data Analysis, Spanish, Public Speaking, Teamwork, English, Social Media, Event Planning, Analysis, Facebook, QuickBooks, Accounting, Event Management
Education
The George Washington University - School of Business 2012 — 2016
BS in Finance & BS in Economics
Valeria Kazarinova's UBS Financial Services Experience May 2005 - August 2005
Job MBA Candidate, Internal Control Analyst
Industry Chemicals
Experience
Arkema February 2013 - Present
AmeriGas PropaneKing of Prussia, PA July 2008 - January 2013
Bank ZENIT December 2006 - February 2008
Pickler Wealth Advisors August 2005 - October 2006
UBS Financial Services May 2005 - August 2005
Russkiy Torf, Inc September 2003 - February 2004
Skills
Project Management, Fixed Income Analysis, Financial Modeling, Fixed Income, Derivatives, Swaps, Valuation, Investment Banking, Structured Products, Bonds, Corporate Finance, Equities, Financial Analysis, Portfolio Management, Finance
Education
The University of Memphis 2000 — 2005
Bachelor of Business Administration (BBA), Finance and International Business
Arkema February 2013 - Present
AmeriGas PropaneKing of Prussia, PA July 2008 - January 2013
Bank ZENIT December 2006 - February 2008
Pickler Wealth Advisors August 2005 - October 2006
UBS Financial Services May 2005 - August 2005
Russkiy Torf, Inc September 2003 - February 2004
Skills
Project Management, Fixed Income Analysis, Financial Modeling, Fixed Income, Derivatives, Swaps, Valuation, Investment Banking, Structured Products, Bonds, Corporate Finance, Equities, Financial Analysis, Portfolio Management, Finance
Education
The University of Memphis 2000 — 2005
Bachelor of Business Administration (BBA), Finance and International Business
Scott Hoke, CLU, ChFC's UBS Financial Services Experience June 1998 - June 2006
Job Regional Vice President at AXA Equitable
Industry Insurance
Experience
AXA January 2013 - Present
United Capital Financial Advisers, LLC February 2012 - January 2013
AXA Equitable 2007 - January 2012
Morgan Stanley September 2006 - May 2007
UBS Financial Services June 1998 - June 2006
Dain Rausher, Inc. (Formerly Rauscher Pierce Refsnes, Inc.) March 1996 - June 1998
Clark Bardes, Inc. June 1995 - January 1996
AXA Advisors March 1990 - June 1995
Sigma Pi Fraternity June 1983 - August 1994
Shearson Lehman Hutton September 1989 - February 1990
Skills
Life Insurance, Long-term Care, Insurance, Retirement Planning, Series 7, Variable Annuities, Series 63, Estate Planning, Financial Planning, Long Term Care Insurance
Education
The Ohio State University 1979 — 1983
Bachelor of Arts (B.A.), Psychology, Marketing
Western Michigan University 1978 — 1979
Business Administration and Management, General
AXA January 2013 - Present
United Capital Financial Advisers, LLC February 2012 - January 2013
AXA Equitable 2007 - January 2012
Morgan Stanley September 2006 - May 2007
UBS Financial Services June 1998 - June 2006
Dain Rausher, Inc. (Formerly Rauscher Pierce Refsnes, Inc.) March 1996 - June 1998
Clark Bardes, Inc. June 1995 - January 1996
AXA Advisors March 1990 - June 1995
Sigma Pi Fraternity June 1983 - August 1994
Shearson Lehman Hutton September 1989 - February 1990
Skills
Life Insurance, Long-term Care, Insurance, Retirement Planning, Series 7, Variable Annuities, Series 63, Estate Planning, Financial Planning, Long Term Care Insurance
Education
The Ohio State University 1979 — 1983
Bachelor of Arts (B.A.), Psychology, Marketing
Western Michigan University 1978 — 1979
Business Administration and Management, General
Cody Evans's UBS Financial Services Experience July 2010 - June 2011
Job Junior at The University of Texas
Industry Financial Services
Experience
UBS Financial Services July 2010 - June 2011
Education
The University of Texas at Austin 2009 — 2013
UBS Financial Services July 2010 - June 2011
Education
The University of Texas at Austin 2009 — 2013
Max Lightman's UBS Financial Services Experience June 2010 - August 2010
Job Vice President of Business Development at Linda's Stuff
Industry Financial Services
Experience
Linda's Stuff May 2014 - Present
United Realty Advisors LP January 2013 - May 2014
UBS Financial Services Inc June 2011 - August 2011
The Daily Show October 2010 - October 2010
UBS Financial Services June 2010 - August 2010
Linda's Stuff May 2009 - August 2009
Skills
Marketing, Six Sigma, Finance, Integrated Marketing, Financial Analysis, Microsoft Excel, PowerPoint, Microsoft Office, Microsoft Word, Series 7, Sales
Education
The George Washington University - School of Business 2008 — 2012
Bachelor of Business Administration, Finance
Linda's Stuff May 2014 - Present
United Realty Advisors LP January 2013 - May 2014
UBS Financial Services Inc June 2011 - August 2011
The Daily Show October 2010 - October 2010
UBS Financial Services June 2010 - August 2010
Linda's Stuff May 2009 - August 2009
Skills
Marketing, Six Sigma, Finance, Integrated Marketing, Financial Analysis, Microsoft Excel, PowerPoint, Microsoft Office, Microsoft Word, Series 7, Sales
Education
The George Washington University - School of Business 2008 — 2012
Bachelor of Business Administration, Finance
Albert D Hutzler, III CFP's UBS Financial Services Experience January 2007 - Present
Job First Vice President Wealth Management at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services January 2007 - Present
Wachovia Securities Financial Network January 1988 - January 2007
Education
Trinity College-Hartford 1960 — 1964
BA, Economics
McDonogh School 1948 — 1960
Secondary School
UBS Financial Services January 2007 - Present
Wachovia Securities Financial Network January 1988 - January 2007
Education
Trinity College-Hartford 1960 — 1964
BA, Economics
McDonogh School 1948 — 1960
Secondary School
Tyler Odwin, CPA's UBS Financial Services Experience June 2009 - August 2009
Job Senior Associate
Industry Accounting
Experience
CohnReznick LLP November 2011 - Present
UBS Financial Services June 2009 - August 2009
Skills
GAAP, Accounting, Internal Controls, Auditing, Financial Reporting, US GAAP, CPA, Financial Accounting, Client Relations Skills, Customer Service, Financial Analysis, Entrepreneurship, Financial Statements, Tax Preparation, Corporate Tax, Sarbanes-Oxley Act, PowerPoint, Microsoft Office, Microsoft Excel, Microsoft Word
Education
The University of Connecticut School of Business 2011 — 2012
Masters of Science in Accounting
University of Miami 2007 — 2011
BBA, Accounting
London School of Economics and Political Science 2010 — 2010
CohnReznick LLP November 2011 - Present
UBS Financial Services June 2009 - August 2009
Skills
GAAP, Accounting, Internal Controls, Auditing, Financial Reporting, US GAAP, CPA, Financial Accounting, Client Relations Skills, Customer Service, Financial Analysis, Entrepreneurship, Financial Statements, Tax Preparation, Corporate Tax, Sarbanes-Oxley Act, PowerPoint, Microsoft Office, Microsoft Excel, Microsoft Word
Education
The University of Connecticut School of Business 2011 — 2012
Masters of Science in Accounting
University of Miami 2007 — 2011
BBA, Accounting
London School of Economics and Political Science 2010 — 2010
John D Kelly's UBS Financial Services Experience September 2010 - Present
Job First Vice President Investments at UBS WM Americas
Industry Financial Services
Experience
UBS Financial Services September 2010 - Present
Morgan Stanley Smith Barney April 1999 - September 2010
Skills
Retirement Planning, Credit Unions, Insurance Planning, Estate Planning
Education
The Catholic University of America 1984 — 1988
B.A., Financial Management
UBS Financial Services September 2010 - Present
Morgan Stanley Smith Barney April 1999 - September 2010
Skills
Retirement Planning, Credit Unions, Insurance Planning, Estate Planning
Education
The Catholic University of America 1984 — 1988
B.A., Financial Management
Nancy Magelinski's UBS Financial Services Experience October 2002 - March 2008
Job Tax Reporting Product Manager at SunGard Wall Street Concepts
Industry Information Technology and Services
Experience
SunGard Wall Street Concepts April 2008 - Present
UBS Financial Services October 2002 - March 2008
Prudential Securities, Inc. November 1984 - September 2002
Skills
International Tax, Tax, Securities, Equities, Financial Services, Tax Reporting, Hedge Funds, Fixed Income, Investments, Asset Management, Financial Analysis, Mergers & Acquisitions, Risk Management, Capital Markets, Relationship Management, Series 7, Finance, Mutual Funds, Compliance, Prime Brokerage, Back Office, Business Analysis, Settlement, Portfolio Management, Treasury Management, Wealth Management
Education
State University of New York College at Oneonta 1980 — 1984
Bachelor of Science, Business Economics
SunGard Wall Street Concepts April 2008 - Present
UBS Financial Services October 2002 - March 2008
Prudential Securities, Inc. November 1984 - September 2002
Skills
International Tax, Tax, Securities, Equities, Financial Services, Tax Reporting, Hedge Funds, Fixed Income, Investments, Asset Management, Financial Analysis, Mergers & Acquisitions, Risk Management, Capital Markets, Relationship Management, Series 7, Finance, Mutual Funds, Compliance, Prime Brokerage, Back Office, Business Analysis, Settlement, Portfolio Management, Treasury Management, Wealth Management
Education
State University of New York College at Oneonta 1980 — 1984
Bachelor of Science, Business Economics
Marc Magas's UBS Financial Services Experience November 2010 - February 2011
Job Business Operations Associate at Aerotek
Industry Financial Services
Experience
Aerotek September 2014 - Present
George S Magas CPA January 2007 - September 2014
Orthodonic Supplies & Equipment (OSE) June 2013 - May 2014
Morgan Stanley May 2012 - August 2012
UBS Financial Services November 2010 - February 2011
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, SPSS, QuickBooks, Turbo Tax, Spreadsheets, PowerPoint, Time Management, Teamwork, Event Planning, Facebook, Social Networking, Leadership, Fundraising, Data Entry, Outlook, Strategic Planning, MS Project, Sports
Education
Towson University 2009 — 2013
Bachelor of Business Administration (B.B.A.), Business Management
Aerotek September 2014 - Present
George S Magas CPA January 2007 - September 2014
Orthodonic Supplies & Equipment (OSE) June 2013 - May 2014
Morgan Stanley May 2012 - August 2012
UBS Financial Services November 2010 - February 2011
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, SPSS, QuickBooks, Turbo Tax, Spreadsheets, PowerPoint, Time Management, Teamwork, Event Planning, Facebook, Social Networking, Leadership, Fundraising, Data Entry, Outlook, Strategic Planning, MS Project, Sports
Education
Towson University 2009 — 2013
Bachelor of Business Administration (B.B.A.), Business Management
Dave Repici's UBS Financial Services Experience September 2001 - February 2006
Job Vice President Business Development at Sturdy Savings Bank
Industry Banking
Experience
Sturdy Savings Bank February 2006 - Present
UBS Financial Services September 2001 - February 2006
Education
Richard Stockton College of New Jersey
BA, Business Admn
Sturdy Savings Bank February 2006 - Present
UBS Financial Services September 2001 - February 2006
Education
Richard Stockton College of New Jersey
BA, Business Admn
Barbara Worley's UBS Financial Services Experience November 2000 - November 2006
Job Sr. Financial Sales Advisor at BBVA Compass
Industry Banking
Experience
BBVA Compass November 2006 - Present
UBS Financial Services November 2000 - November 2006
Community Bank & Trust May 1994 - October 2000
First National Bank of Central Texas May 1991 - May 1994
Texas National Bank December 1990 - May 1991
Texas Commerce Bank June 1979 - January 1983
Security Bank & Trust January 1979 - June 1979
Skills
Series 7, Series 66, Texas Group 1 License, SAFE Mortgage License
Education
Texas A&M University 1974 — 1978
BBA, Marketing
BBVA Compass November 2006 - Present
UBS Financial Services November 2000 - November 2006
Community Bank & Trust May 1994 - October 2000
First National Bank of Central Texas May 1991 - May 1994
Texas National Bank December 1990 - May 1991
Texas Commerce Bank June 1979 - January 1983
Security Bank & Trust January 1979 - June 1979
Skills
Series 7, Series 66, Texas Group 1 License, SAFE Mortgage License
Education
Texas A&M University 1974 — 1978
BBA, Marketing
JPMorgan Chase
Goldman Sachs
J.P. Morgan
Credit Suisse
Deutsche Bank
Citigroup
JP Morgan Chase
UBS