ThinkEquity LLC
Industry: Investment banking company
DescriptionThinkEquity LLC was a U.S. investment banking firm owned by Peter Donovan, based in San Francisco, California. ThinkEquity was founded in 2001 by Michael T. Moe and Deborah H. Quazzo as a growth focused research-centric investment bank. Headquarters: San Francisco, CA Founded: 2001 Parent organization: Panmure Gordon & Co. Subsidiary: ThinkWealth Management
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ThinkEquity LLC Employees
Employee
Years
Job
Industry
Michael J.J. Cox Michael J.J. Cox's ThinkEquity LLC Experience July 2006 - July 2012
Job Chief Financial Officer at BluePath Finance
Industry Financial Services
Experience
BluePath Finance LLC July 2012 - Present
ThinkEquity LLC July 2006 - July 2012
Squire, Sanders & Dempsey LLP October 2005 - July 2006
Skills
Energy Efficiency, Energy Efficiency..., Project Finance, Venture Capital, Start-ups, Private Equity, Cleantech, Due Diligence, Mergers & Acquisitions, Investment Banking, Contract Negotiation, Energy, Business Strategy, Capital Markets, Financial Modeling, Valuation, Finance, Corporate Finance, IPO, Corporate Development, M&A experience, Investments
Education
Georgetown University Law Center 2002 — 2005
JD
Northwestern University 1998 — 2002
BluePath Finance LLC July 2012 - Present
ThinkEquity LLC July 2006 - July 2012
Squire, Sanders & Dempsey LLP October 2005 - July 2006
Skills
Energy Efficiency, Energy Efficiency..., Project Finance, Venture Capital, Start-ups, Private Equity, Cleantech, Due Diligence, Mergers & Acquisitions, Investment Banking, Contract Negotiation, Energy, Business Strategy, Capital Markets, Financial Modeling, Valuation, Finance, Corporate Finance, IPO, Corporate Development, M&A experience, Investments
Education
Georgetown University Law Center 2002 — 2005
JD
Northwestern University 1998 — 2002
Bob Clifford Bob Clifford's ThinkEquity LLC Experience 2007 - August 2010
Job Founding Partner at Liquid Venture Partners
Industry Investment Banking
Experience
Liquid Venture Partners July 2014 - Present
MDB Capital Group August 2010 - June 2014
ThinkEquity LLC 2007 - August 2010
Sanders Morris Harris January 2002 - October 2007
Education
University of Southern California 1981 — 1985
Bachelor of Science, Business Administration
Liquid Venture Partners July 2014 - Present
MDB Capital Group August 2010 - June 2014
ThinkEquity LLC 2007 - August 2010
Sanders Morris Harris January 2002 - October 2007
Education
University of Southern California 1981 — 1985
Bachelor of Science, Business Administration
Donovan Rose Donovan Rose's ThinkEquity LLC Experience November 2010 - August 2012
Job Partnerships at Nexmo
Industry Financial Services
Experience
Nexmo April 2015 - Present
Cisco Systems September 2012 - March 2015
ThinkEquity LLC November 2010 - August 2012
Merriman Curhan Ford & Co. June 2010 - October 2010
UC Berkeley Department of Economics January 2010 - May 2010
Haas School of Business September 2006 - May 2010
Skills
Financial Modeling, Finance, SPSS, Valuation, Microsoft Excel, Corporate Development, SAS, Investments, Financial Analysis, Corporate Finance, Stata, Capital IQ, Due Diligence, Capital Markets, Strategy, Private Equity, Mergers & Acquisitions, Investment Banking
Education
University of California, Berkeley 2006 — 2010
B.A., Economics (Honors)
Passed Level I of the CFA Program
Nexmo April 2015 - Present
Cisco Systems September 2012 - March 2015
ThinkEquity LLC November 2010 - August 2012
Merriman Curhan Ford & Co. June 2010 - October 2010
UC Berkeley Department of Economics January 2010 - May 2010
Haas School of Business September 2006 - May 2010
Skills
Financial Modeling, Finance, SPSS, Valuation, Microsoft Excel, Corporate Development, SAS, Investments, Financial Analysis, Corporate Finance, Stata, Capital IQ, Due Diligence, Capital Markets, Strategy, Private Equity, Mergers & Acquisitions, Investment Banking
Education
University of California, Berkeley 2006 — 2010
B.A., Economics (Honors)
Passed Level I of the CFA Program
Jeff Liubicich Jeff Liubicich's ThinkEquity LLC Experience February 2006 - November 2012
Job Operations Specialist at JMP Group
Industry Financial Services
Experience
JMP Group June 2014 - Present
De La Rosa & Co. March 2013 - April 2014
ThinkEquity LLC February 2006 - November 2012
Hoefer & Arnett, Inc. June 2003 - February 2006
Banc of America Securities June 2000 - June 2003
Nationsbanc Montgomery Securities February 1996 - June 2000
Bank of America August 1985 - February 1996
Skills
Equities, Hedge Funds, Securities, Series 7, Capital Markets, Fixed Income, Trading, Investments, Portfolio Management, Asset Managment, Alternative Investments, Trading Systems, Middle Office, Bloomberg, Mutual Funds, Series 24, Series 63, Investment Banking, Financial Modeling, Valuation
Education
Baruch College
Bachelor of Business Administration (B.B.A.), Economics & Finance
Bernard M Baruch College
Economics and Finance
JMP Group June 2014 - Present
De La Rosa & Co. March 2013 - April 2014
ThinkEquity LLC February 2006 - November 2012
Hoefer & Arnett, Inc. June 2003 - February 2006
Banc of America Securities June 2000 - June 2003
Nationsbanc Montgomery Securities February 1996 - June 2000
Bank of America August 1985 - February 1996
Skills
Equities, Hedge Funds, Securities, Series 7, Capital Markets, Fixed Income, Trading, Investments, Portfolio Management, Asset Managment, Alternative Investments, Trading Systems, Middle Office, Bloomberg, Mutual Funds, Series 24, Series 63, Investment Banking, Financial Modeling, Valuation
Education
Baruch College
Bachelor of Business Administration (B.B.A.), Economics & Finance
Bernard M Baruch College
Economics and Finance
Shawn Severson Shawn Severson's ThinkEquity LLC Experience November 2009 - September 2011
Job Managing Director, BlueShirt Group
Industry Investment Banking
Experience
The Blueshirt Group April 2013 - Present
RePower Capital, Inc. April 2014 - Present
JMP Securities September 2011 - April 2013
ThinkEquity LLC November 2009 - September 2011
Brigantine Advisors February 2009 - November 2009
Robert W. Baird October 2007 - February 2009
Raymond James 1999 - October 2007
EVEREN Securities 1997 - 1999
Wasserstein Perella 1996 - 1997
Skills
Cleantech, Investments, Equities, Biofuels, Renewable Resources, Natural Gas, Renewable Chemicals, Oil & Gas Services, Clean Technology, Hedge Funds, Commodity, Investment Management, Valuation, Strategy, Trading, Investor Relations, Venture Capital, Financial Modeling, Business Development, Energy, Corporate Development, Renewable Energy, Private Equity, Mergers & Acquisitions, Energy Efficiency, IPO, Equity Research
Education
Augustana College 1989 — 1993
BA, Finance, Economics
The Blueshirt Group April 2013 - Present
RePower Capital, Inc. April 2014 - Present
JMP Securities September 2011 - April 2013
ThinkEquity LLC November 2009 - September 2011
Brigantine Advisors February 2009 - November 2009
Robert W. Baird October 2007 - February 2009
Raymond James 1999 - October 2007
EVEREN Securities 1997 - 1999
Wasserstein Perella 1996 - 1997
Skills
Cleantech, Investments, Equities, Biofuels, Renewable Resources, Natural Gas, Renewable Chemicals, Oil & Gas Services, Clean Technology, Hedge Funds, Commodity, Investment Management, Valuation, Strategy, Trading, Investor Relations, Venture Capital, Financial Modeling, Business Development, Energy, Corporate Development, Renewable Energy, Private Equity, Mergers & Acquisitions, Energy Efficiency, IPO, Equity Research
Education
Augustana College 1989 — 1993
BA, Finance, Economics
Ranjini Chandirakanthan Ranjini Chandirakanthan's ThinkEquity LLC Experience 2004 - 2007
Job Technology Investment Banker
Industry Investment Banking
Experience
Cassel Salpeter & Co. October 2014 - Present
Dell 2011 - 2014
Sun Microsystems 2008 - 2010
Lehman Brothers 2007 - 2008
ThinkEquity LLC 2004 - 2007
NetScreen - Neoteris 2002 - 2004
Dell SonicWALL 2000 - 2002
ADAC Laboratories 1998 - 2000
PwC 1996 - 1998
KPMG US 1991 - 1994
Education
The University of Chicago Booth School of Business 1994 — 1996
MBA, Finance, Policy Studies (Strategy)
Miami University 1987 — 1991
BS, Accounting
Cassel Salpeter & Co. October 2014 - Present
Dell 2011 - 2014
Sun Microsystems 2008 - 2010
Lehman Brothers 2007 - 2008
ThinkEquity LLC 2004 - 2007
NetScreen - Neoteris 2002 - 2004
Dell SonicWALL 2000 - 2002
ADAC Laboratories 1998 - 2000
PwC 1996 - 1998
KPMG US 1991 - 1994
Education
The University of Chicago Booth School of Business 1994 — 1996
MBA, Finance, Policy Studies (Strategy)
Miami University 1987 — 1991
BS, Accounting
Kirsten Abell Kirsten Abell's ThinkEquity LLC Experience April 2004 - October 2006
Job Executive Assistant
Industry Logistics and Supply Chain
Experience
United Technologies corporation January 2014 - Present
UTC OTIS Division January 2012 - Present
FM Facility Maintenance September 2010 - October 2012
Coronado BioSciences June 2010 - September 2010
Gentium S.p.A. December 2006 - March 2010
ThinkEquity LLC April 2004 - October 2006
Skills
Customer Service, Management, Microsoft Office, Outlook, Process Scheduler, Project Management, Team Building, Budgets, Contract Management, Contract Negotiation, Microsoft Excel, Leadership, Operations Management, Process Improvement, Strategic Planning
Education
Central Connecticut State University 1997 — 2001
Bachelor of Business Administration (B.B.A.), Business/Corporate Communications
United Technologies corporation January 2014 - Present
UTC OTIS Division January 2012 - Present
FM Facility Maintenance September 2010 - October 2012
Coronado BioSciences June 2010 - September 2010
Gentium S.p.A. December 2006 - March 2010
ThinkEquity LLC April 2004 - October 2006
Skills
Customer Service, Management, Microsoft Office, Outlook, Process Scheduler, Project Management, Team Building, Budgets, Contract Management, Contract Negotiation, Microsoft Excel, Leadership, Operations Management, Process Improvement, Strategic Planning
Education
Central Connecticut State University 1997 — 2001
Bachelor of Business Administration (B.B.A.), Business/Corporate Communications
William Ward Carey William Ward Carey's ThinkEquity LLC Experience January 2001 - January 2005
Job Businessman
Industry Computer Software
Experience
The Haven at College April 2015 - Present
Tano Capital January 2014 - Present
LRS Identity January 2015 - Present
Milagros de Mexico August 2011 - Present
Decker & Co December 2012 - January 2014
PGR Securitries January 2005 - January 2012
ThinkEquity LLC January 2001 - January 2005
HNC Software January 1999 - January 2001
Skills
Strategic Partnerships, Management, Business Development, Investments, Leadership, Start-ups, Strategic Planning, Sales, Marketing, Asset Management
Education
Columbia College (NY)
Bachelor of Arts, political science
Portsmouth Abbey School
Landmark Education 2014 — 2015
Personal Awareness and Self-Improvement
The Haven at College April 2015 - Present
Tano Capital January 2014 - Present
LRS Identity January 2015 - Present
Milagros de Mexico August 2011 - Present
Decker & Co December 2012 - January 2014
PGR Securitries January 2005 - January 2012
ThinkEquity LLC January 2001 - January 2005
HNC Software January 1999 - January 2001
Skills
Strategic Partnerships, Management, Business Development, Investments, Leadership, Start-ups, Strategic Planning, Sales, Marketing, Asset Management
Education
Columbia College (NY)
Bachelor of Arts, political science
Portsmouth Abbey School
Landmark Education 2014 — 2015
Personal Awareness and Self-Improvement
Diego Berta's ThinkEquity LLC Experience 2006 - 2009
Job Senior Director of Business Development Technology Platform at Magic Leap, Inc.
Industry Entertainment
Experience
Magic Leap, Inc. January 2015 - Present
Magic Leap, Inc. 2013 - Present
MAKO Surgical Corp. 2010 - 2013
ThinkEquity LLC 2006 - 2009
Skills
Start-ups, Medical Devices, Competitive Analysis, Market Development, Product Development, Business Development, Product Management, Cross-functional Team..., Strategy, Market Analysis, Business Strategy, Product Launch, Product Marketing, Commercialization, Sales Operations, Market Research, Business Planning, Strategic Partnerships, Management
Education
Pace University 2009 — 2011
Master of Business Administration (M.B.A.), Strategic Management
Brooklyn College
Bachelor of Science (BS), Finance
Magic Leap, Inc. January 2015 - Present
Magic Leap, Inc. 2013 - Present
MAKO Surgical Corp. 2010 - 2013
ThinkEquity LLC 2006 - 2009
Skills
Start-ups, Medical Devices, Competitive Analysis, Market Development, Product Development, Business Development, Product Management, Cross-functional Team..., Strategy, Market Analysis, Business Strategy, Product Launch, Product Marketing, Commercialization, Sales Operations, Market Research, Business Planning, Strategic Partnerships, Management
Education
Pace University 2009 — 2011
Master of Business Administration (M.B.A.), Strategic Management
Brooklyn College
Bachelor of Science (BS), Finance
James Molloy James Molloy's ThinkEquity LLC Experience June 2011 - December 2012
Job Managing Director, Specialty Pharmaceuticals & Biotechnology at Laidlaw & Company UK Ltd.
Industry Investment Management
Experience
Laidlaw & Company UK Ltd. April 2015 - Present
Summer Street Research Partners March 2014 - March 2015
Janney Montgomery Scott December 2012 - March 2014
ThinkEquity LLC June 2011 - December 2012
Caris & Company November 2008 - June 2011
Oppenheimer & Co. March 2004 - January 2008
Skills
Pharmaceutical Industry, Biotechnology, Due Diligence, Series 7, Financial Analysis, Corporate Finance, Alternative Investments, Mergers, Venture Capital, Series 63, Investment Strategies
Education
Babson College - Franklin W. Olin Graduate School of Business 1996 — 1998
Master of Business Administration (MBA), Finance, General
University of Colorado at Boulder 1987 — 1992
BA, Environmental Science
Roxbury Latin School 1982 — 1987
Laidlaw & Company UK Ltd. April 2015 - Present
Summer Street Research Partners March 2014 - March 2015
Janney Montgomery Scott December 2012 - March 2014
ThinkEquity LLC June 2011 - December 2012
Caris & Company November 2008 - June 2011
Oppenheimer & Co. March 2004 - January 2008
Skills
Pharmaceutical Industry, Biotechnology, Due Diligence, Series 7, Financial Analysis, Corporate Finance, Alternative Investments, Mergers, Venture Capital, Series 63, Investment Strategies
Education
Babson College - Franklin W. Olin Graduate School of Business 1996 — 1998
Master of Business Administration (MBA), Finance, General
University of Colorado at Boulder 1987 — 1992
BA, Environmental Science
Roxbury Latin School 1982 — 1987
Steven Tripp Steven Tripp's ThinkEquity LLC Experience April 2005 - January 2013
Job Institutional Equity Trading
Industry Investment Management
Experience
Russell Investments November 2013 - Present
ThinkEquity LLC April 2005 - January 2013
Bank of America April 2004 - April 2005
SoundView Technology Group January 2003 - February 2004
Robertson Stephens June 1996 - July 2002
Wedbush Securities June 1995 - June 1996
Skills
Capital Markets, Equity Trading, Hedge Funds, Electronic Trading, Trading, Series 24, Trading Systems, Alternative Investments, Options, Equity Research, Series 63, Investments, FINRA, Investment Banking, ETFs, Bloomberg, Series 7, Equities, Securities
Education
San Diego State University-California State University
Bachelor of Science (BS), Finance and Financial Management Services
Russell Investments November 2013 - Present
ThinkEquity LLC April 2005 - January 2013
Bank of America April 2004 - April 2005
SoundView Technology Group January 2003 - February 2004
Robertson Stephens June 1996 - July 2002
Wedbush Securities June 1995 - June 1996
Skills
Capital Markets, Equity Trading, Hedge Funds, Electronic Trading, Trading, Series 24, Trading Systems, Alternative Investments, Options, Equity Research, Series 63, Investments, FINRA, Investment Banking, ETFs, Bloomberg, Series 7, Equities, Securities
Education
San Diego State University-California State University
Bachelor of Science (BS), Finance and Financial Management Services
Stephen Schmitt's ThinkEquity LLC Experience July 2007 - June 2008
Job Vice President, Asset Management at Equity LifeStyle Properties, Inc.
Industry Real Estate
Experience
Equity LifeStyle Properties, Inc. November 2014 - Present
Equity LifeStyle Properties, Inc. November 2013 - November 2014
Equity LifeStyle Properties, Inc. January 2013 - November 2013
Equity LifeStyle Properties, Inc. January 2010 - January 2013
Equity LifeStyle Properties, Inc. July 2008 - December 2009
ThinkEquity LLC July 2007 - June 2008
Motorola May 2006 - August 2006
Skills
Financial Modeling, Financial Analysis, Valuation, Due Diligence, Portfolio Management, Investments, Asset Management, Real Estate Transactions, Real Estate, Real Estate Economics, Corporate Finance, Finance, Investment Properties, Property Management
Education
Indiana University - Kelley School of Business
BS, Finance
Indiana University Bloomington
Bachelor of Science (B.S.), Finance, General
Equity LifeStyle Properties, Inc. November 2014 - Present
Equity LifeStyle Properties, Inc. November 2013 - November 2014
Equity LifeStyle Properties, Inc. January 2013 - November 2013
Equity LifeStyle Properties, Inc. January 2010 - January 2013
Equity LifeStyle Properties, Inc. July 2008 - December 2009
ThinkEquity LLC July 2007 - June 2008
Motorola May 2006 - August 2006
Skills
Financial Modeling, Financial Analysis, Valuation, Due Diligence, Portfolio Management, Investments, Asset Management, Real Estate Transactions, Real Estate, Real Estate Economics, Corporate Finance, Finance, Investment Properties, Property Management
Education
Indiana University - Kelley School of Business
BS, Finance
Indiana University Bloomington
Bachelor of Science (B.S.), Finance, General
Sean Mansoory Sean Mansoory's ThinkEquity LLC Experience June 2010 - August 2010
Job Healthcare Investment Banking at BMO Capital Markets
Industry Investment Banking
Experience
BMO Capital Markets February 2015 - Present
Janney Capital Markets October 2013 - February 2015
Boston Biomedical Consultants (now IMS Health) February 2012 - July 2013
Trinity College - Hartford September 2010 - May 2011
ThinkEquity LLC June 2010 - August 2010
National Institutes of Health June 2009 - August 2009
Skills
Biochemistry, Market Research, Lifesciences, HPLC, Analytical Chemistry, Business Transactions, Financial Modeling, Healthcare, Research, Competitive Intelligence, Mobile Health, Biotechnology, Data Analysis, Analysis, Strategy, Market Analysis, Competitive Analysis, Pharmaceutical Industry
Education
Trinity College-Hartford 2007 — 2011
B.Sc., Biochemistry Honors, Pre-Health
Wilmington Friends School 2003 — 2007
International Baccalaureate, Biology, General
BMO Capital Markets February 2015 - Present
Janney Capital Markets October 2013 - February 2015
Boston Biomedical Consultants (now IMS Health) February 2012 - July 2013
Trinity College - Hartford September 2010 - May 2011
ThinkEquity LLC June 2010 - August 2010
National Institutes of Health June 2009 - August 2009
Skills
Biochemistry, Market Research, Lifesciences, HPLC, Analytical Chemistry, Business Transactions, Financial Modeling, Healthcare, Research, Competitive Intelligence, Mobile Health, Biotechnology, Data Analysis, Analysis, Strategy, Market Analysis, Competitive Analysis, Pharmaceutical Industry
Education
Trinity College-Hartford 2007 — 2011
B.Sc., Biochemistry Honors, Pre-Health
Wilmington Friends School 2003 — 2007
International Baccalaureate, Biology, General
Shez Bandukwala Shez Bandukwala's ThinkEquity LLC Experience July 2005 - February 2010
Job
Industry Investment Banking
Experience
KPMG Corporate Finance, LLC May 2012 - Present
ACG Chicago February 2012 - January 2013
Stifel Nicolaus Weisel February 2010 - February 2012
ThinkEquity LLC July 2005 - February 2010
Hilco Trading January 2003 - July 2005
William Blair & Company August 1992 - October 2002
IBM January 1988 - August 1991
Skills
Private Placements, Investment Banking, Equities, IPO, Mergers, Valuation, Cleantech, Renewable Energy, Mergers & Acquisitions, Private Equity, Corporate Development, Entrepreneurship, Venture Capital, Start-ups, Capital Raising, Strategy, Corporate Finance, Analysis, Capital, Investments, Due Diligence, Project Finance, Business Development, Energy, M&A experience, Financial Advisory, LBO, Financial Modeling
Education
Northwestern University - Kellogg School of Management 1990 — 1992
MBA
University of Illinois at Urbana-Champaign 1983 — 1987
BS
Glenbard East High School 1979 — 1983
KPMG Corporate Finance, LLC May 2012 - Present
ACG Chicago February 2012 - January 2013
Stifel Nicolaus Weisel February 2010 - February 2012
ThinkEquity LLC July 2005 - February 2010
Hilco Trading January 2003 - July 2005
William Blair & Company August 1992 - October 2002
IBM January 1988 - August 1991
Skills
Private Placements, Investment Banking, Equities, IPO, Mergers, Valuation, Cleantech, Renewable Energy, Mergers & Acquisitions, Private Equity, Corporate Development, Entrepreneurship, Venture Capital, Start-ups, Capital Raising, Strategy, Corporate Finance, Analysis, Capital, Investments, Due Diligence, Project Finance, Business Development, Energy, M&A experience, Financial Advisory, LBO, Financial Modeling
Education
Northwestern University - Kellogg School of Management 1990 — 1992
MBA
University of Illinois at Urbana-Champaign 1983 — 1987
BS
Glenbard East High School 1979 — 1983
Ted Mitchell's ThinkEquity LLC Experience August 2006 - May 2011
Job Managing Director, Vidler Water Company
Industry Venture Capital & Private Equity
Experience
Vidler Water Company, a subsidiary of PICO Holdings, Inc. May 2011 - Present
ThinkEquity LLC August 2006 - May 2011
Merriman Curhan Ford & Co. January 2004 - August 2006
George Washington High School - SF April 2002 - November 2003
Trilogy Capital Partners January 1999 - August 2002
Volpe, Brown, Whelan & Company September 1989 - January 1999
Education
Menlo College 1980 — 1983
BS, Business Administration
California Polytechnic State University-San Luis Obispo 1979 — 1980
Sequoia High School 1975 — 1979
HS Diploma
Vidler Water Company, a subsidiary of PICO Holdings, Inc. May 2011 - Present
ThinkEquity LLC August 2006 - May 2011
Merriman Curhan Ford & Co. January 2004 - August 2006
George Washington High School - SF April 2002 - November 2003
Trilogy Capital Partners January 1999 - August 2002
Volpe, Brown, Whelan & Company September 1989 - January 1999
Education
Menlo College 1980 — 1983
BS, Business Administration
California Polytechnic State University-San Luis Obispo 1979 — 1980
Sequoia High School 1975 — 1979
HS Diploma
Tony Hu Tony Hu's ThinkEquity LLC Experience 2005 - 2005
Job Senior Research Analyst at City National Rochdale
Industry Investment Management
Experience
City National Rochdale (a subsidiary of City National Bank) 2007 - Present
Bear Stearns 2005 - 2007
ThinkEquity LLC 2005 - 2005
Morningstar 2004 - 2004
Skills
Equity Research, Hedge Funds, Equities, Fixed Income, Alternative Investments, Valuation, Investment Management, Capital Markets, Financial Modeling, Derivatives, Portfolio Management, Asset Managment, Investments, Venture Capital, Economics, Analysis, Quantitative Analytics, Mutual Funds, Bloomberg, Bonds
Education
London Business School 2001 — 2003
Master of Business Administration (MBA), Finance, General
University of Michigan 1992 — 1993
Master of Science in Engineering, Computer Science and Engineering
City National Rochdale (a subsidiary of City National Bank) 2007 - Present
Bear Stearns 2005 - 2007
ThinkEquity LLC 2005 - 2005
Morningstar 2004 - 2004
Skills
Equity Research, Hedge Funds, Equities, Fixed Income, Alternative Investments, Valuation, Investment Management, Capital Markets, Financial Modeling, Derivatives, Portfolio Management, Asset Managment, Investments, Venture Capital, Economics, Analysis, Quantitative Analytics, Mutual Funds, Bloomberg, Bonds
Education
London Business School 2001 — 2003
Master of Business Administration (MBA), Finance, General
University of Michigan 1992 — 1993
Master of Science in Engineering, Computer Science and Engineering
Jonathan Mordoh Jonathan Mordoh's ThinkEquity LLC Experience 2006 - 2012
Job Institutional Equity Sales @ B. Riley & Co
Industry Financial Services
Experience
B. Riley & Co. 2012 - Present
ThinkEquity LLC 2006 - 2012
Kaufman Brothers 1996 - 2006
Arhold and S. Bleischroeder 1995 - 1996
Miller Tabak 1994 - 1995
Josephthal Lyons 1992 - 1994
Solomon Brothers 1986 - 1992
Skills
Sell Side, Equities, Investment Banking, Series 7, Series 63, Trading
Education
University of Richmond - Robins School of Business 1982 — 1986
Bachelor of Science (BS), Finance, General
B. Riley & Co. 2012 - Present
ThinkEquity LLC 2006 - 2012
Kaufman Brothers 1996 - 2006
Arhold and S. Bleischroeder 1995 - 1996
Miller Tabak 1994 - 1995
Josephthal Lyons 1992 - 1994
Solomon Brothers 1986 - 1992
Skills
Sell Side, Equities, Investment Banking, Series 7, Series 63, Trading
Education
University of Richmond - Robins School of Business 1982 — 1986
Bachelor of Science (BS), Finance, General
Becky (Borden) Popoff Becky (Borden) Popoff's ThinkEquity LLC Experience November 2006 - June 2008
Job Vice President Human Resources & Operations at Merriman Capital, Inc.
Industry Human Resources
Experience
Merriman Capital, Inc. July 2008 - Present
ThinkEquity LLC November 2006 - June 2008
Current TV October 2005 - November 2006
Mandate Pictures October 2004 - August 2005
United Talent Agency September 2003 - October 2004
Skills
Entertainment, Investment Banking, Venture Capital, Television, Equities, Outlook, Research, Marketing, Microsoft Excel, Budget, Microsoft Word, PowerPoint
Education
University of Arizona 1999 — 2003
BA, Media Arts and Theater Arts
LORENZO DE MEDICI, FLORENCE, ITALY 2002 — 2002
Merriman Capital, Inc. July 2008 - Present
ThinkEquity LLC November 2006 - June 2008
Current TV October 2005 - November 2006
Mandate Pictures October 2004 - August 2005
United Talent Agency September 2003 - October 2004
Skills
Entertainment, Investment Banking, Venture Capital, Television, Equities, Outlook, Research, Marketing, Microsoft Excel, Budget, Microsoft Word, PowerPoint
Education
University of Arizona 1999 — 2003
BA, Media Arts and Theater Arts
LORENZO DE MEDICI, FLORENCE, ITALY 2002 — 2002
Chiara Russo Chiara Russo's ThinkEquity LLC Experience July 2012 - October 2012
Job Director Healthcare Research at Cantor Fitzgerald
Industry Financial Services
Experience
Cantor Fitzgerald September 2015 - Present
Janney Montgomery Scott LLC March 2015 - Present
Janney Montgomery Scott LLC May 2014 - March 2015
Janney Montgomery Scott February 2013 - May 2014
ThinkEquity LLC July 2012 - October 2012
Babson College May 2011 - May 2012
Twin Focus Capital Partners LLC January 2012 - April 2012
Cubist Pharmaceuticals June 2011 - February 2012
State Street August 2009 - August 2010
State Street Bank October 2007 - August 2009
Skills
Investments, Equities, Financial Modeling, Financial Analysis, Valuation, Entrepreneurship, Business Strategy, Market Research, Analysis, Strategy, Competitive Analysis, Financial Services, Private Equity, Equity Research
Education
BABSON COLLEGE, F.W. OLIN GRADUATE SCHOOL OF BUSINESS 2010 — 2012
Master, MBA
New York University 1999 — 2002
Bachelor of Arts, Philosophy
Cantor Fitzgerald September 2015 - Present
Janney Montgomery Scott LLC March 2015 - Present
Janney Montgomery Scott LLC May 2014 - March 2015
Janney Montgomery Scott February 2013 - May 2014
ThinkEquity LLC July 2012 - October 2012
Babson College May 2011 - May 2012
Twin Focus Capital Partners LLC January 2012 - April 2012
Cubist Pharmaceuticals June 2011 - February 2012
State Street August 2009 - August 2010
State Street Bank October 2007 - August 2009
Skills
Investments, Equities, Financial Modeling, Financial Analysis, Valuation, Entrepreneurship, Business Strategy, Market Research, Analysis, Strategy, Competitive Analysis, Financial Services, Private Equity, Equity Research
Education
BABSON COLLEGE, F.W. OLIN GRADUATE SCHOOL OF BUSINESS 2010 — 2012
Master, MBA
New York University 1999 — 2002
Bachelor of Arts, Philosophy
Colin Volek Colin Volek's ThinkEquity LLC Experience April 2009 - December 2009
Job Associate at Wells Fargo Securities
Industry Investment Banking
Experience
Wells Fargo Securities July 2012 - Present
Wells Fargo Securities August 2010 - June 2012
ThinkEquity LLC April 2009 - December 2009
ThinkEquity LLC July 2007 - November 2008
Skills
Investment Banking, Series 7, Corporate Finance, Series 63, series 86, series 87, Series 79, Capital Markets, Equity Research, Mergers & Acquisitions, Private Equity, Valuation, Investments
Education
University of Michigan - Stephen M. Ross School of Business 2003 — 2007
BBA, Finance and Accounting
Wells Fargo Securities July 2012 - Present
Wells Fargo Securities August 2010 - June 2012
ThinkEquity LLC April 2009 - December 2009
ThinkEquity LLC July 2007 - November 2008
Skills
Investment Banking, Series 7, Corporate Finance, Series 63, series 86, series 87, Series 79, Capital Markets, Equity Research, Mergers & Acquisitions, Private Equity, Valuation, Investments
Education
University of Michigan - Stephen M. Ross School of Business 2003 — 2007
BBA, Finance and Accounting
Jonathan Gersch's ThinkEquity LLC Experience February 2005 - September 2012
Job Vice President, Investor Relations at Ironwood Capital Management
Industry Investment Management
Experience
Ironwood Capital Management January 2014 - Present
Telsey Advisory Group October 2012 - November 2013
ThinkEquity LLC February 2005 - September 2012
Education
Colgate University 1999 — 2003
B.A., English
American Institute For Foreign Study - Granada, Spain 2012 — 2012
Ironwood Capital Management January 2014 - Present
Telsey Advisory Group October 2012 - November 2013
ThinkEquity LLC February 2005 - September 2012
Education
Colgate University 1999 — 2003
B.A., English
American Institute For Foreign Study - Granada, Spain 2012 — 2012
Mihir Jobalia Mihir Jobalia's ThinkEquity LLC Experience May 2007 - July 2010
Job Global Head of Technology Corporate Finance at KPMG
Industry Investment Banking
Experience
KPMG March 2012 - Present
India Community Center March 2014 - Present
Morgan Keegan July 2010 - March 2012
ThinkEquity LLC May 2007 - July 2010
Raymond James & Associates July 1999 - May 2007
The Loan Depot June 1996 - September 1998
OxyChem January 1994 - June 1996
OxyChem (Occidental Chemical) 1994 - 1996
Skills
Investment Banking, M&A experience, Corporate Finance, Mergers, Corporate Development, Venture Capital, Private Equity, Valuation, Mergers & Acquisitions, IPO, Strategy, Business Development, Start-ups, Financial Modeling, Finance, Entrepreneurship, Leadership, Management Consulting, Financial Markets, Competitive Analysis, Portfolio Management, Private Placements, Investments, Asset Management, Restructuring, Due Diligence, Emerging Markets, Equities, Capital Markets, LBO, Hedge Funds, Management, Business Strategy, Strategic Partnerships, Financial Analysis
Education
The University of Chicago Booth School of Business 1997 — 1999
MBA, Finance and Accounting
University of Houston 1993 — 1994
M.S., Chemical Engineering
University of Florida 1988 — 1993
B.S., Chemical Engineering
KPMG March 2012 - Present
India Community Center March 2014 - Present
Morgan Keegan July 2010 - March 2012
ThinkEquity LLC May 2007 - July 2010
Raymond James & Associates July 1999 - May 2007
The Loan Depot June 1996 - September 1998
OxyChem January 1994 - June 1996
OxyChem (Occidental Chemical) 1994 - 1996
Skills
Investment Banking, M&A experience, Corporate Finance, Mergers, Corporate Development, Venture Capital, Private Equity, Valuation, Mergers & Acquisitions, IPO, Strategy, Business Development, Start-ups, Financial Modeling, Finance, Entrepreneurship, Leadership, Management Consulting, Financial Markets, Competitive Analysis, Portfolio Management, Private Placements, Investments, Asset Management, Restructuring, Due Diligence, Emerging Markets, Equities, Capital Markets, LBO, Hedge Funds, Management, Business Strategy, Strategic Partnerships, Financial Analysis
Education
The University of Chicago Booth School of Business 1997 — 1999
MBA, Finance and Accounting
University of Houston 1993 — 1994
M.S., Chemical Engineering
University of Florida 1988 — 1993
B.S., Chemical Engineering
Tom Sepenzis Tom Sepenzis's ThinkEquity LLC Experience May 2002 - September 2004
Job Vice President, Northland Capital Markets
Industry Banking
Experience
Northland Securities June 2011 - Present
AnalystVision January 2010 - Present
Ascension Pictures July 2007 - January 2010
AAU January 2005 - June 2007
ThinkEquity LLC May 2002 - September 2004
CIBC World Markets June 2000 - June 2002
Piper Jaffray September 1997 - June 2000
Skills
Investment Banking, Corporate Development, Equity Research, Equities, Venture Capital, Private Equity, Valuation, Financial Modeling, Mergers, Corporate Finance, Investments, Due Diligence, Investor Relations, Marketing Research, Capital Markets, Mergers & Acquisitions, Start-ups
Education
New York University 1988 — 1992
BA, Psychology, English
Phillips Academy 1985 — 1988
English, English, Theatre
Academy of Art University 2005 — 2007
MFA - Film, Directing, Producing
Eaglebrook School 1983 — 1985
N/A, N/A
Northland Securities June 2011 - Present
AnalystVision January 2010 - Present
Ascension Pictures July 2007 - January 2010
AAU January 2005 - June 2007
ThinkEquity LLC May 2002 - September 2004
CIBC World Markets June 2000 - June 2002
Piper Jaffray September 1997 - June 2000
Skills
Investment Banking, Corporate Development, Equity Research, Equities, Venture Capital, Private Equity, Valuation, Financial Modeling, Mergers, Corporate Finance, Investments, Due Diligence, Investor Relations, Marketing Research, Capital Markets, Mergers & Acquisitions, Start-ups
Education
New York University 1988 — 1992
BA, Psychology, English
Phillips Academy 1985 — 1988
English, English, Theatre
Academy of Art University 2005 — 2007
MFA - Film, Directing, Producing
Eaglebrook School 1983 — 1985
N/A, N/A
Joseph Robie Joseph Robie's ThinkEquity LLC Experience April 2009 - November 2010
Job MBA Candidate at UCLA Anderson School of Management
Industry Financial Services
Experience
The Marcus Buckingham Company December 2014 - Present
Harbor View Advisors May 2011 - December 2014
ThinkEquity LLC April 2009 - November 2010
UBS Investment Bank July 2008 - November 2008
Skills
Mergers & Acquisitions, Investment Banking, IPO, Valuation, Financial Analysis, Private Placements, Private Equity, Financial Modeling, Equities, Capital Markets, Corporate Finance, Bloomberg, Due Diligence, Capital IQ, Xero, Nexonia, Venture Capital, Entrepreneurship, Start-ups, Competitive Strategies, Competitive Pricing, Market Research, Corporate Social..., Business Strategy, Business Development, Business Process..., Business Process..., Business Planning, Corporate Development, Corporate Financial..., Board of Directors..., Board Presentations, Operating Budgets, Department Budgeting, Pricing Strategy, Employee Training
Education
UCLA Anderson School of Management 2015 — 2017
Master of Business Administration (M.B.A.)
Southern Methodist University 2004 — 2007
Bachelor's
Iolani School 2000 — 2004
The Marcus Buckingham Company December 2014 - Present
Harbor View Advisors May 2011 - December 2014
ThinkEquity LLC April 2009 - November 2010
UBS Investment Bank July 2008 - November 2008
Skills
Mergers & Acquisitions, Investment Banking, IPO, Valuation, Financial Analysis, Private Placements, Private Equity, Financial Modeling, Equities, Capital Markets, Corporate Finance, Bloomberg, Due Diligence, Capital IQ, Xero, Nexonia, Venture Capital, Entrepreneurship, Start-ups, Competitive Strategies, Competitive Pricing, Market Research, Corporate Social..., Business Strategy, Business Development, Business Process..., Business Process..., Business Planning, Corporate Development, Corporate Financial..., Board of Directors..., Board Presentations, Operating Budgets, Department Budgeting, Pricing Strategy, Employee Training
Education
UCLA Anderson School of Management 2015 — 2017
Master of Business Administration (M.B.A.)
Southern Methodist University 2004 — 2007
Bachelor's
Iolani School 2000 — 2004
Julianne Wu Julianne Wu's ThinkEquity LLC Experience July 2004 - April 2006
Job Director, Product Marketing at DocuSign, Inc.
Industry Financial Services
Experience
DocuSign, Inc. November 2012 - Present
Minted July 2012 - October 2012
Haas School of Business August 2010 - May 2012
Google June 2011 - August 2011
ecoVC July 2009 - August 2010
Horsley Bridge Partners March 2007 - July 2009
ThinkEquity LLC July 2004 - April 2006
Wagner Investment Management May 2003 - August 2003
Skills
Financial Modeling, Strategy, Product Management, Business Strategy, Mergers & Acquisitions, Analysis, Product Marketing, Corporate Finance, Enterprise Software, Strategic Planning, Go-to-market Strategy, Competitive Analysis, Analytics, Executive Management
Education
University of California, Berkeley - Walter A. Haas School of Business 2010 — 2012
MBA
University of California, Berkeley 2000 — 2004
BA
DocuSign, Inc. November 2012 - Present
Minted July 2012 - October 2012
Haas School of Business August 2010 - May 2012
Google June 2011 - August 2011
ecoVC July 2009 - August 2010
Horsley Bridge Partners March 2007 - July 2009
ThinkEquity LLC July 2004 - April 2006
Wagner Investment Management May 2003 - August 2003
Skills
Financial Modeling, Strategy, Product Management, Business Strategy, Mergers & Acquisitions, Analysis, Product Marketing, Corporate Finance, Enterprise Software, Strategic Planning, Go-to-market Strategy, Competitive Analysis, Analytics, Executive Management
Education
University of California, Berkeley - Walter A. Haas School of Business 2010 — 2012
MBA
University of California, Berkeley 2000 — 2004
BA
Lisa Sorani, SPHR Lisa Sorani, SPHR's ThinkEquity LLC Experience March 2010 - December 2012
Job Human Resources Professional
Industry Utilities
Experience
EBMUD April 2013 - Present
RS Investments February 2013 - March 2013
ThinkEquity LLC March 2010 - December 2012
The Trium Group October 2008 - January 2009
Thomas Weisel Partners, LLC October 2004 - October 2008
Gensler Architecture, Design & Planning Worldwide 2004 - 2004
Novo (now Arc Worldwide) 2000 - 2002
Hambrecht & Quist 1992 - 2000
Skills
Workshop Facilitation, Full-life Cycle..., Mergers, Talent Management, Organizational..., Performance Management, Employee Relations, Management Consulting, Human Resources, Recruiting, HRIS, Mergers & Acquisitions, Employee Benefits, Equities, Employment Law, Strategy, Project Management, Leadership, Investment Banking, Executive Management, Management
Education
University of San Francisco 1997 — 2000
MA, HR and Organizational Development
California State University-Chico 1990 — 1992
BA, Psychology
EBMUD April 2013 - Present
RS Investments February 2013 - March 2013
ThinkEquity LLC March 2010 - December 2012
The Trium Group October 2008 - January 2009
Thomas Weisel Partners, LLC October 2004 - October 2008
Gensler Architecture, Design & Planning Worldwide 2004 - 2004
Novo (now Arc Worldwide) 2000 - 2002
Hambrecht & Quist 1992 - 2000
Skills
Workshop Facilitation, Full-life Cycle..., Mergers, Talent Management, Organizational..., Performance Management, Employee Relations, Management Consulting, Human Resources, Recruiting, HRIS, Mergers & Acquisitions, Employee Benefits, Equities, Employment Law, Strategy, Project Management, Leadership, Investment Banking, Executive Management, Management
Education
University of San Francisco 1997 — 2000
MA, HR and Organizational Development
California State University-Chico 1990 — 1992
BA, Psychology
Melissa Schmitt Gill's ThinkEquity LLC Experience July 2004 - April 2007
Job Vice President U.S. Equities
Industry Financial Services
Experience
Nomura Securities May 2010 - Present
Canaccord Capital April 2007 - August 2008
ThinkEquity LLC July 2004 - April 2007
Bank of Montreal July 2002 - July 2004
Gerard Klauer Mattison 2002 - 2002
Skills
Valuation, Investment Banking, Equity Research, Financial Modeling, Business Strategy, Capital Markets, Equities, Competitive Analysis, Venture Capital, Mergers & Acquisitions, Corporate Finance, Fixed Income, Hedge Funds, IPO, Investments, LBO, Bloomberg, Due Diligence, Equity Valuation, Private Equity, DCF, Corporate Development, Derivatives, Portfolio Management
Education
Indiana University - Kelley School of Business 1998 — 2002
BS, Finance
Nomura Securities May 2010 - Present
Canaccord Capital April 2007 - August 2008
ThinkEquity LLC July 2004 - April 2007
Bank of Montreal July 2002 - July 2004
Gerard Klauer Mattison 2002 - 2002
Skills
Valuation, Investment Banking, Equity Research, Financial Modeling, Business Strategy, Capital Markets, Equities, Competitive Analysis, Venture Capital, Mergers & Acquisitions, Corporate Finance, Fixed Income, Hedge Funds, IPO, Investments, LBO, Bloomberg, Due Diligence, Equity Valuation, Private Equity, DCF, Corporate Development, Derivatives, Portfolio Management
Education
Indiana University - Kelley School of Business 1998 — 2002
BS, Finance
Manolo Teijelo's ThinkEquity LLC Experience November 2010 - May 2012
Job Experienced Financial Consultant
Industry Financial Services
Experience
AXA Advisors November 2012 - Present
UCM Union Capital Advisors May 2012 - October 2012
ThinkEquity LLC November 2010 - May 2012
Wunderlich Securities March 2010 - October 2010
FTN Equity Capital Markets December 2002 - February 2010
J.P. Morgan October 1995 - November 2002
Lehman Brothers July 1988 - October 1995
Kleinwort Benson July 1987 - June 1988
Dillon Read 1984 - 1987
Morgan Stanley 1978 - 1984
Skills
Sales, Sales Management, Employee Benefits, Foreign Languages, Investment Advisory..., Fluent in Spanish, Life Insurance..., Health Insurance...
Education
Indiana University - Kelley School of Business
MBA, Finance
Purdue University
B.A., Psychological Sciences/Spanish Literature
Chaminade High School (Dayton)
AXA Advisors November 2012 - Present
UCM Union Capital Advisors May 2012 - October 2012
ThinkEquity LLC November 2010 - May 2012
Wunderlich Securities March 2010 - October 2010
FTN Equity Capital Markets December 2002 - February 2010
J.P. Morgan October 1995 - November 2002
Lehman Brothers July 1988 - October 1995
Kleinwort Benson July 1987 - June 1988
Dillon Read 1984 - 1987
Morgan Stanley 1978 - 1984
Skills
Sales, Sales Management, Employee Benefits, Foreign Languages, Investment Advisory..., Fluent in Spanish, Life Insurance..., Health Insurance...
Education
Indiana University - Kelley School of Business
MBA, Finance
Purdue University
B.A., Psychological Sciences/Spanish Literature
Chaminade High School (Dayton)
liza leventhal's ThinkEquity LLC Experience January 2007 - June 2008
Job Electronic Trading/Execution Management
Industry Financial Services
Experience
Bloomberg LP December 2013 - Present
Bloomberg LP March 2010 - Present
The Deal June 2008 - January 2010
ThinkEquity LLC January 2007 - June 2008
Skills
Bloomberg, Equities, Hedge Funds, Fixed Income, Account Management, Series 7, Financial Markets, Investments, Portfolio Management, New Business Development, Capital Markets, Financial Analysis, Trading, Derivatives, Trading Systems
Education
Boston University
Bloomberg LP December 2013 - Present
Bloomberg LP March 2010 - Present
The Deal June 2008 - January 2010
ThinkEquity LLC January 2007 - June 2008
Skills
Bloomberg, Equities, Hedge Funds, Fixed Income, Account Management, Series 7, Financial Markets, Investments, Portfolio Management, New Business Development, Capital Markets, Financial Analysis, Trading, Derivatives, Trading Systems
Education
Boston University
Christina Freilich, CPA's ThinkEquity LLC Experience January 2009 - May 2009
Job Senior Accountant at D.H. Scott & Company
Industry Accounting
Experience
D.H. Scott & Company - Certified Public Accountants August 2012 - Present
Boston Properties March 2011 - March 2012
Pavo Real LTD July 2010 - February 2011
SleepMed March 2010 - July 2010
Financial Focus February 2010 - April 2010
ThinkEquity LLC January 2009 - May 2009
Project C.H.I.L.L.D. September 2008 - January 2009
Seacoast Bookkeeping & Accounting April 2005 - January 2008
Laserstar September 2006 - November 2006
Skills
Accounting, Internal Audit, Financial Audits, External Audit, Compilation Of..., Financial Statement..., Tax Accounting, Accounts Receivable, Account Reconciliation, Internal Controls, Financial Statements, Auditing, Payroll
Education
Gordon College 2006 — 2010
Bachelor of Arts, Accounting, Business Administration
D.H. Scott & Company - Certified Public Accountants August 2012 - Present
Boston Properties March 2011 - March 2012
Pavo Real LTD July 2010 - February 2011
SleepMed March 2010 - July 2010
Financial Focus February 2010 - April 2010
ThinkEquity LLC January 2009 - May 2009
Project C.H.I.L.L.D. September 2008 - January 2009
Seacoast Bookkeeping & Accounting April 2005 - January 2008
Laserstar September 2006 - November 2006
Skills
Accounting, Internal Audit, Financial Audits, External Audit, Compilation Of..., Financial Statement..., Tax Accounting, Accounts Receivable, Account Reconciliation, Internal Controls, Financial Statements, Auditing, Payroll
Education
Gordon College 2006 — 2010
Bachelor of Arts, Accounting, Business Administration
Bryan Dow Bryan Dow's ThinkEquity LLC Experience July 2012 - January 2013
Job
Industry Investment Banking
Experience
Mooreland Partners January 2013 - Present
ThinkEquity LLC July 2012 - January 2013
ThinkEquity LLC April 2010 - July 2012
ThinkEquity Partners September 2007 - April 2010
Needham & Company December 2006 - September 2007
Needham & Company July 2004 - December 2006
Investment Tracking Services February 2003 - March 2004
Skills
Private Placements, Investment Banking, Corporate Finance, IPO, Mergers, Strategy, Divestitures, Private Equity, Valuation, Financial Modeling, Venture Capital, M&A experience, Mergers & Acquisitions, Equities, Investments, Corporate Development, Finance, 3D Printing
Education
Santa Clara University
Bachelor of Science in Commerce, Finance and MIS
Eden Prairie High School
Mooreland Partners January 2013 - Present
ThinkEquity LLC July 2012 - January 2013
ThinkEquity LLC April 2010 - July 2012
ThinkEquity Partners September 2007 - April 2010
Needham & Company December 2006 - September 2007
Needham & Company July 2004 - December 2006
Investment Tracking Services February 2003 - March 2004
Skills
Private Placements, Investment Banking, Corporate Finance, IPO, Mergers, Strategy, Divestitures, Private Equity, Valuation, Financial Modeling, Venture Capital, M&A experience, Mergers & Acquisitions, Equities, Investments, Corporate Development, Finance, 3D Printing
Education
Santa Clara University
Bachelor of Science in Commerce, Finance and MIS
Eden Prairie High School
Michael Wu Michael Wu's ThinkEquity LLC Experience June 2012 - October 2012
Job Senior Financial Analyst at Pandora
Industry Financial Services
Experience
Pandora November 2014 - Present
Union Square Advisors November 2012 - July 2014
ThinkEquity LLC June 2012 - October 2012
J.P. Morgan June 2011 - August 2011
TASC Group June 2010 - August 2010
John Liu City Comptroller Political Campaign July 2009 - August 2009
Skills
Capital IQ, Financial Analysis, Valuation, Microsoft Office, Corporate Finance, Investment Banking, Conversational Mandarin, Trading, Financial Modeling, Research, Economics
Education
University of California, Berkeley - Walter A. Haas School of Business 2008 — 2012
B.S., Business Administration
Stuyvesant High School 2004 — 2008
HS Diploma
Pandora November 2014 - Present
Union Square Advisors November 2012 - July 2014
ThinkEquity LLC June 2012 - October 2012
J.P. Morgan June 2011 - August 2011
TASC Group June 2010 - August 2010
John Liu City Comptroller Political Campaign July 2009 - August 2009
Skills
Capital IQ, Financial Analysis, Valuation, Microsoft Office, Corporate Finance, Investment Banking, Conversational Mandarin, Trading, Financial Modeling, Research, Economics
Education
University of California, Berkeley - Walter A. Haas School of Business 2008 — 2012
B.S., Business Administration
Stuyvesant High School 2004 — 2008
HS Diploma
John Reynolds John Reynolds's ThinkEquity LLC Experience July 2010 - November 2012
Job MBA Program at Vanguard
Industry Financial Services
Experience
Vanguard April 2015 - Present
Arundel Capital July 2014 - November 2014
Jennison Associates LLC September 2013 - April 2014
ThinkEquity LLC July 2010 - November 2012
BCMS Corporate October 2009 - July 2010
Skills
Microsoft Office, Valuation, Bloomberg, Equities, Investments, Research, Marketing, Business Planning, Microsoft Excel, PowerPoint, Microsoft Word, Capital IQ, Market Research, Finance, Public Equity Offerings, Private Equity Funding, Mergers & Acquisitions, Investment Banking, Investment Management, Financial Modeling, Financial Analysis, Accounting, Presentations, Biotechnology, Healthcare Industry, Team Management, Team Building, Equity Research, LBO
Education
Columbia Business School 2013 — 2014
Master of Business Administration (M.B.A.)
Trinity College 2005 — 2009
Bachelor of Arts, American Studies
The Hotchkiss School 2001 — 2005
High School Diploma
Independent Day School 1990 — 2001
Vanguard April 2015 - Present
Arundel Capital July 2014 - November 2014
Jennison Associates LLC September 2013 - April 2014
ThinkEquity LLC July 2010 - November 2012
BCMS Corporate October 2009 - July 2010
Skills
Microsoft Office, Valuation, Bloomberg, Equities, Investments, Research, Marketing, Business Planning, Microsoft Excel, PowerPoint, Microsoft Word, Capital IQ, Market Research, Finance, Public Equity Offerings, Private Equity Funding, Mergers & Acquisitions, Investment Banking, Investment Management, Financial Modeling, Financial Analysis, Accounting, Presentations, Biotechnology, Healthcare Industry, Team Management, Team Building, Equity Research, LBO
Education
Columbia Business School 2013 — 2014
Master of Business Administration (M.B.A.)
Trinity College 2005 — 2009
Bachelor of Arts, American Studies
The Hotchkiss School 2001 — 2005
High School Diploma
Independent Day School 1990 — 2001
Noah Huth Noah Huth's ThinkEquity LLC Experience September 2010 - October 2012
Job Business Development at Elementum SCM
Industry Computer Software
Experience
Elementum SCM July 2014 - Present
Flextronics January 2013 - July 2014
ThinkEquity LLC September 2010 - October 2012
Merriman Curhan Ford & Co. March 2010 - August 2010
LECG March 2008 - March 2010
Scottrade June 2007 - December 2007
Skills
Consumer Electronics, Valuation, Financial Modeling, Equity Research, Financial Analysis, Venture Capital, Mergers, Equities, Investment Banking, Corporate Finance, Business Strategy, Strategy, Business Development
Education
University of California, Berkeley 2003 — 2007
BA, Economics & Political Science
Elementum SCM July 2014 - Present
Flextronics January 2013 - July 2014
ThinkEquity LLC September 2010 - October 2012
Merriman Curhan Ford & Co. March 2010 - August 2010
LECG March 2008 - March 2010
Scottrade June 2007 - December 2007
Skills
Consumer Electronics, Valuation, Financial Modeling, Equity Research, Financial Analysis, Venture Capital, Mergers, Equities, Investment Banking, Corporate Finance, Business Strategy, Strategy, Business Development
Education
University of California, Berkeley 2003 — 2007
BA, Economics & Political Science
Bruce Nollenberger Bruce Nollenberger's ThinkEquity LLC Experience August 2011 - October 2012
Job Nollenberger Investment Management LLC
Industry Investment Management
Experience
Nollenberger Investment Management LLC October 2012 - Present
ThinkEquity LLC August 2011 - October 2012
Nollenberger Investment Management Inc. 2010 - August 2011
Nollenberger Capital Partners December 2001 - January 2010
Wells Fargo Van Kasper July 1992 - August 2001
Skills
Asset Management, Securities, Portfolio Management, Financial Markets, Wealth Management, Series 7, Equities, Investment Advisory, Expert Witness, Financial Principal..., Asset Managment, Investment Banking, Investment Management, Fixed Income, Bonds, Investment Strategies, Investments, Retirement Planning, Financial Advisory, ETFs, Finance, FINRA, 401k
Education
University of Colorado at Boulder - Leeds School of Business 1972 — 1974
BS Finance, Accounting and Finance
Perrysburg High School
Nollenberger Investment Management LLC October 2012 - Present
ThinkEquity LLC August 2011 - October 2012
Nollenberger Investment Management Inc. 2010 - August 2011
Nollenberger Capital Partners December 2001 - January 2010
Wells Fargo Van Kasper July 1992 - August 2001
Skills
Asset Management, Securities, Portfolio Management, Financial Markets, Wealth Management, Series 7, Equities, Investment Advisory, Expert Witness, Financial Principal..., Asset Managment, Investment Banking, Investment Management, Fixed Income, Bonds, Investment Strategies, Investments, Retirement Planning, Financial Advisory, ETFs, Finance, FINRA, 401k
Education
University of Colorado at Boulder - Leeds School of Business 1972 — 1974
BS Finance, Accounting and Finance
Perrysburg High School
J. Chip McCall J. Chip McCall's ThinkEquity LLC Experience 2001 - 2002
Job Managing Director Business Development
Industry Financial Services
Experience
GE Capital May 2007 - Present
Savvian 2003 - 2006
ThinkEquity LLC 2001 - 2002
Vector Securities 1997 - 2001
Northern Trust 1989 - 1997
Skills
Private Equity, Mergers, Private Placements, Investment Banking, Valuation, Mergers & Acquisitions, Securities, Financial Structuring, Financial Modeling, M&A experience, Capital Markets, Corporate Finance, Investments, Equities, Corporate Development, Portfolio Management, Due Diligence, Venture Capital, Asset Managment, LBO
Education
Northwestern University - Kellogg School of Management 1993 — 1995
MBA, Finance, Marketing, Entrep
Colgate University 1985 — 1989
BA, Economics, Religion
New Trier High School 1981 — 1985
GE Capital May 2007 - Present
Savvian 2003 - 2006
ThinkEquity LLC 2001 - 2002
Vector Securities 1997 - 2001
Northern Trust 1989 - 1997
Skills
Private Equity, Mergers, Private Placements, Investment Banking, Valuation, Mergers & Acquisitions, Securities, Financial Structuring, Financial Modeling, M&A experience, Capital Markets, Corporate Finance, Investments, Equities, Corporate Development, Portfolio Management, Due Diligence, Venture Capital, Asset Managment, LBO
Education
Northwestern University - Kellogg School of Management 1993 — 1995
MBA, Finance, Marketing, Entrep
Colgate University 1985 — 1989
BA, Economics, Religion
New Trier High School 1981 — 1985
Brian Schwartz Brian Schwartz's ThinkEquity LLC Experience December 2010 - April 2012
Job Managing Director, Senior Equity Research Analyst at Oppenheimer & Co.
Industry Capital Markets
Experience
Oppenheimer & Co. April 2012 - Present
ThinkEquity LLC December 2010 - April 2012
Piper Jaffray April 2008 - December 2010
Montgomery & Co. November 2007 - April 2008
RBC Capital Markets May 2004 - October 2007
Wells Capital Management May 2003 - August 2003
Skills
SaaS, Business Intelligence, Data Analysis, Cloud Computing, CRM, Software, Mobile Devices, Databases, Linux, ERP, Data Management, Virtualization, Open Source, Data Integration, Operating Systems, VOD, Content Management, Middleware, Systems Management, Enterprise Social...
Education
Michigan State University - The Eli Broad College of Business 2002 — 2004
MBA, Finance and General Management
University of Michigan 1990 — 1994
BA, Kinesiology
Oppenheimer & Co. April 2012 - Present
ThinkEquity LLC December 2010 - April 2012
Piper Jaffray April 2008 - December 2010
Montgomery & Co. November 2007 - April 2008
RBC Capital Markets May 2004 - October 2007
Wells Capital Management May 2003 - August 2003
Skills
SaaS, Business Intelligence, Data Analysis, Cloud Computing, CRM, Software, Mobile Devices, Databases, Linux, ERP, Data Management, Virtualization, Open Source, Data Integration, Operating Systems, VOD, Content Management, Middleware, Systems Management, Enterprise Social...
Education
Michigan State University - The Eli Broad College of Business 2002 — 2004
MBA, Finance and General Management
University of Michigan 1990 — 1994
BA, Kinesiology
Marlene Jia Marlene Jia's ThinkEquity LLC Experience February 2011 - October 2012
Job Revenue Operations and Finance Lead at Wizeline
Industry Computer Software
Experience
Wizeline July 2014 - Present
Ustream, Inc. March 2014 - Present
Xanadu Mobile 2013 - Present
Ustream, Inc December 2012 - December 2013
ThinkEquity LLC February 2011 - October 2012
Campus Solutions Storage & Shipping, Inc. March 2007 - March 2012
Skills
Investments, Digital Media, Valuation, Portfolio Management, Financial Markets, Strategic Planning, Entrepreneurship, Options, Corporate Finance, Data Analysis, Strategy, Derivatives, Marketing, Marketing Strategy, Mergers, Financial Analysis, Financial Modeling, IPO, Microsoft Excel, Strategic Partnerships, Social Media, Bloomberg, Analytics, Microsoft Office, M&A experience, Private Equity, Venture Capital, Start-ups, Market Research, Fixed Income, Due Diligence, Product Management, Hedge Funds, Alternative Investments, Emerging Markets, Asset Management, Sweet, Competitive Analysis, Business Strategy, Investment Banking, Social Media Marketing, Finance, PowerPoint, Equities, Fun, Trading, Economics, Corporate Development, VBA, Capital Markets
Education
Northwestern University 2006 — 2009
BA, Economics
Wizeline July 2014 - Present
Ustream, Inc. March 2014 - Present
Xanadu Mobile 2013 - Present
Ustream, Inc December 2012 - December 2013
ThinkEquity LLC February 2011 - October 2012
Campus Solutions Storage & Shipping, Inc. March 2007 - March 2012
Skills
Investments, Digital Media, Valuation, Portfolio Management, Financial Markets, Strategic Planning, Entrepreneurship, Options, Corporate Finance, Data Analysis, Strategy, Derivatives, Marketing, Marketing Strategy, Mergers, Financial Analysis, Financial Modeling, IPO, Microsoft Excel, Strategic Partnerships, Social Media, Bloomberg, Analytics, Microsoft Office, M&A experience, Private Equity, Venture Capital, Start-ups, Market Research, Fixed Income, Due Diligence, Product Management, Hedge Funds, Alternative Investments, Emerging Markets, Asset Management, Sweet, Competitive Analysis, Business Strategy, Investment Banking, Social Media Marketing, Finance, PowerPoint, Equities, Fun, Trading, Economics, Corporate Development, VBA, Capital Markets
Education
Northwestern University 2006 — 2009
BA, Economics
Mani Mohindru, PhD Mani Mohindru, PhD's ThinkEquity LLC Experience June 2011 - September 2012
Job
Industry Biotechnology
Experience
Curis, Inc. April 2015 - Present
Curis, Inc. June 2013 - Present
Immtox LLC October 2012 - Present
ThinkEquity LLC June 2011 - September 2012
Axon Healthcare Partners, LLC April 2009 - June 2011
Capstone Investments March 2009 - June 2010
Credit Suisse June 2006 - December 2008
UBS November 2004 - May 2006
SAI Healthcare (now part of IMS Health) October 2003 - October 2004
Skills
Investment Banking, Corporate Development, Financial Modeling, Valuation, Equity Research, Biotechnology, Fixed Income, Trading, Private Equity, Business Strategy, Mergers & Acquisitions, Asset Management, Financial Analysis, M&A experience, Investor Relations, Due Diligence, Capital Markets, Series 7, Market Analysis, Business Valuation, Strategic Communications, Corporate Finance, Portfolio Management, Finance, Healthcare, Hedge Funds, IPO, Equities, Venture Capital, Start-ups, Equity Valuation, Alternative Investments, Entrepreneurship, Bloomberg, Securities, Competitive Analysis, Emerging Markets, Research, Financial Markets, Strategy, Investment Management, Investments, Market Research, DCF, Management, Life Sciences, Pharmaceutical Industry, Business Development, Strategic Planning, Consulting
Education
All India Institute of Medical Sciences
B.Sc (Hons) Human Biology
All India Institute of Medical Sciences
Masters in Biotechnology
Northwestern University
PhD, Neurosciences
Curis, Inc. April 2015 - Present
Curis, Inc. June 2013 - Present
Immtox LLC October 2012 - Present
ThinkEquity LLC June 2011 - September 2012
Axon Healthcare Partners, LLC April 2009 - June 2011
Capstone Investments March 2009 - June 2010
Credit Suisse June 2006 - December 2008
UBS November 2004 - May 2006
SAI Healthcare (now part of IMS Health) October 2003 - October 2004
Skills
Investment Banking, Corporate Development, Financial Modeling, Valuation, Equity Research, Biotechnology, Fixed Income, Trading, Private Equity, Business Strategy, Mergers & Acquisitions, Asset Management, Financial Analysis, M&A experience, Investor Relations, Due Diligence, Capital Markets, Series 7, Market Analysis, Business Valuation, Strategic Communications, Corporate Finance, Portfolio Management, Finance, Healthcare, Hedge Funds, IPO, Equities, Venture Capital, Start-ups, Equity Valuation, Alternative Investments, Entrepreneurship, Bloomberg, Securities, Competitive Analysis, Emerging Markets, Research, Financial Markets, Strategy, Investment Management, Investments, Market Research, DCF, Management, Life Sciences, Pharmaceutical Industry, Business Development, Strategic Planning, Consulting
Education
All India Institute of Medical Sciences
B.Sc (Hons) Human Biology
All India Institute of Medical Sciences
Masters in Biotechnology
Northwestern University
PhD, Neurosciences
Stuart Pulvirent's ThinkEquity LLC Experience July 2004 - July 2009
Job Financial Advisor at Merrill Lynch The LE Group
Industry Investment Management
Experience
Merrill Lynch March 2012 - Present
Merlin Securities July 2011 - December 2011
Beacon Trust Company August 2009 - December 2010
ThinkEquity LLC July 2004 - July 2009
Axia Capital Management January 2002 - July 2004
Zweig-Dimenna Associates November 1998 - December 2000
ING Furman Selz May 1996 - November 1998
Lehman Brothers October 1989 - May 1996
Prudential Securities August 1984 - October 1989
DuPont August 1980 - July 1982
Skills
Wealth Management, Portfolio Management, Equities, Alternative Investments, Asset Management, Hedge Funds, Investments, Equity Research, Capital Markets, Investment Management, Research Management, Valuation
Education
University of Pennsylvania - The Wharton School 1982 — 1984
MBA, Finance
Northwestern University, McCormick School of Engineering 1976 — 1980
B.S, Chemical Engineering
John F. Kennedy High School
Merrill Lynch March 2012 - Present
Merlin Securities July 2011 - December 2011
Beacon Trust Company August 2009 - December 2010
ThinkEquity LLC July 2004 - July 2009
Axia Capital Management January 2002 - July 2004
Zweig-Dimenna Associates November 1998 - December 2000
ING Furman Selz May 1996 - November 1998
Lehman Brothers October 1989 - May 1996
Prudential Securities August 1984 - October 1989
DuPont August 1980 - July 1982
Skills
Wealth Management, Portfolio Management, Equities, Alternative Investments, Asset Management, Hedge Funds, Investments, Equity Research, Capital Markets, Investment Management, Research Management, Valuation
Education
University of Pennsylvania - The Wharton School 1982 — 1984
MBA, Finance
Northwestern University, McCormick School of Engineering 1976 — 1980
B.S, Chemical Engineering
John F. Kennedy High School
Joseph Dews Joseph Dews's ThinkEquity LLC Experience May 2007 - July 2012
Job Partner at AGC Partners
Industry Investment Banking
Experience
AGC Partners July 2012 - Present
ThinkEquity LLC May 2007 - July 2012
Needham & Company February 2001 - May 2007
Versata, Inc. 2000 - 2001
Dain Rauscher Wessels 1999 - 2000
CIBC Oppenheimer 1995 - 1999
Punk, Ziegel & Knoell 1994 - 1995
Cirrus Logic 1992 - 1994
Needham & Company 1988 - 1991
Skills
Mergers, IPO, Investment Banking, Cleantech, Semiconductors, Acquisitions, Energy Efficiency, Renewable Energy, LED lighting systems, Entrepreneurship, Venture Capital, Mergers & Acquisitions, Start-ups, Private Placements, Business Development, Business Strategy, Strategy, Private Equity, Finance, Corporate Development
Education
Cornell University 1984 — 1988
BS
Keio University 1991 — 1991
Christian Brothers Academy 1980 — 1984
AGC Partners July 2012 - Present
ThinkEquity LLC May 2007 - July 2012
Needham & Company February 2001 - May 2007
Versata, Inc. 2000 - 2001
Dain Rauscher Wessels 1999 - 2000
CIBC Oppenheimer 1995 - 1999
Punk, Ziegel & Knoell 1994 - 1995
Cirrus Logic 1992 - 1994
Needham & Company 1988 - 1991
Skills
Mergers, IPO, Investment Banking, Cleantech, Semiconductors, Acquisitions, Energy Efficiency, Renewable Energy, LED lighting systems, Entrepreneurship, Venture Capital, Mergers & Acquisitions, Start-ups, Private Placements, Business Development, Business Strategy, Strategy, Private Equity, Finance, Corporate Development
Education
Cornell University 1984 — 1988
BS
Keio University 1991 — 1991
Christian Brothers Academy 1980 — 1984
Frank Slacik Frank Slacik's ThinkEquity LLC Experience 2009 - 2012
Job CFO with startup and growth curve experience
Industry Financial Services
Experience
Personal Investment 2012 - Present
ThinkEquity LLC 2009 - 2012
FOCUS LLC 2008 - 2009
E*TRADE 2006 - 2007
JMP Securities 2001 - 2005
StockPower Inc. 1999 - 2001
Citibank - Prague 1997 - 1999
Skills
Finance, Investment Banking, Start-ups, Management, Mergers & Acquisitions, Restructuring, Equities, Mergers, Financial Modeling, E-commerce, Financial Analysis, Business Strategy, Strategy, Valuation, Hedge Funds, Investment Management, Due Diligence, Managerial Finance, Corporate Finance, Accounting, Strategic Planning
Education
University of Pennsylvania - The Wharton School 1990 — 1992
MBA, Finance, Business Strategy
University of California, Berkeley, Haas School of Business 1980 — 1984
BS, Accounting
Personal Investment 2012 - Present
ThinkEquity LLC 2009 - 2012
FOCUS LLC 2008 - 2009
E*TRADE 2006 - 2007
JMP Securities 2001 - 2005
StockPower Inc. 1999 - 2001
Citibank - Prague 1997 - 1999
Skills
Finance, Investment Banking, Start-ups, Management, Mergers & Acquisitions, Restructuring, Equities, Mergers, Financial Modeling, E-commerce, Financial Analysis, Business Strategy, Strategy, Valuation, Hedge Funds, Investment Management, Due Diligence, Managerial Finance, Corporate Finance, Accounting, Strategic Planning
Education
University of Pennsylvania - The Wharton School 1990 — 1992
MBA, Finance, Business Strategy
University of California, Berkeley, Haas School of Business 1980 — 1984
BS, Accounting
Luke Winter Luke Winter's ThinkEquity LLC Experience January 2004 - December 2005
Job General Manager at Close5
Industry Financial Services
Experience
Close5 August 2015 - Present
eBay Inc March 2015 - August 2015
eBay Inc January 2014 - July 2015
Union Square Advisors January 2011 - January 2014
Green Street Partners January 2005 - December 2010
ThinkEquity LLC January 2004 - December 2005
Greenhill & Co. 2001 - 2003
Lazard June 1997 - June 1999
Broadview International 1996 - 1997
McKinsey & Company 1995 - 1996
Skills
Mergers, Private Equity, Valuation, Corporate Finance, Investment Banking, Venture Capital, Equities, Financial Modeling
Education
Harvard Business School 1999 — 2001
MBA
Stanford University 1991 — 1995
BA
Breck 1985 — 1991
High School
Blake 1983 — 1985
Close5 August 2015 - Present
eBay Inc March 2015 - August 2015
eBay Inc January 2014 - July 2015
Union Square Advisors January 2011 - January 2014
Green Street Partners January 2005 - December 2010
ThinkEquity LLC January 2004 - December 2005
Greenhill & Co. 2001 - 2003
Lazard June 1997 - June 1999
Broadview International 1996 - 1997
McKinsey & Company 1995 - 1996
Skills
Mergers, Private Equity, Valuation, Corporate Finance, Investment Banking, Venture Capital, Equities, Financial Modeling
Education
Harvard Business School 1999 — 2001
MBA
Stanford University 1991 — 1995
BA
Breck 1985 — 1991
High School
Blake 1983 — 1985
Tova Hornung's ThinkEquity LLC Experience February 2006 - February 2007
Job The Gorilla Glue/EA
Industry Computer Software
Experience
International Travel News 2000 - 2015
CENTRI Technology December 2013 - August 2014
Cheezburger, Inc. November 2012 - May 2013
Parker Staffing Services June 2012 - October 2012
Volt Workforce Solutions March 2009 - December 2011
Gracenote September 2006 - April 2009
ThinkEquity LLC February 2006 - February 2007
UBS 2005 - 2006
Genesys February 1996 - October 1998
Robertson Stephens Advisors LLC 1994 - 1997
Skills
Meeting and Event..., Contract Management, Travel Program Manager, International Travel..., Gourmet Chef with..., Series 7, Event Planning, Travel, Online Advertising, Microsoft Excel, Social Media Marketing, Fundraising, Management, Public Speaking, Project Management, Office Management, Vendor Management, Vendor Relationships, Procurement, IT Operations, Travel Management, Catering, Facilities Management, Public Relations, Strategic Public..., Employee Relations, Event Management, Team Building, Social Media, Start-ups, Marketing, Facebook, Purchasing, Online Marketing, Office Administration, Entrepreneurship, Marketing Strategy, Salesforce.com, Contract Negotiation, Recruiting, Administrative..., Program Management, Budgets, Time Management, Outlook, Customer Service, Advertising, Training, Leadership, Strategy
Education
University of Southern California 1979 — 1980
Communications and Film
Santa Catalina School 1976 — 1979
High School, College Preparatory
Heald College-San Francisco
Computer Science and Accounting
International Travel News 2000 - 2015
CENTRI Technology December 2013 - August 2014
Cheezburger, Inc. November 2012 - May 2013
Parker Staffing Services June 2012 - October 2012
Volt Workforce Solutions March 2009 - December 2011
Gracenote September 2006 - April 2009
ThinkEquity LLC February 2006 - February 2007
UBS 2005 - 2006
Genesys February 1996 - October 1998
Robertson Stephens Advisors LLC 1994 - 1997
Skills
Meeting and Event..., Contract Management, Travel Program Manager, International Travel..., Gourmet Chef with..., Series 7, Event Planning, Travel, Online Advertising, Microsoft Excel, Social Media Marketing, Fundraising, Management, Public Speaking, Project Management, Office Management, Vendor Management, Vendor Relationships, Procurement, IT Operations, Travel Management, Catering, Facilities Management, Public Relations, Strategic Public..., Employee Relations, Event Management, Team Building, Social Media, Start-ups, Marketing, Facebook, Purchasing, Online Marketing, Office Administration, Entrepreneurship, Marketing Strategy, Salesforce.com, Contract Negotiation, Recruiting, Administrative..., Program Management, Budgets, Time Management, Outlook, Customer Service, Advertising, Training, Leadership, Strategy
Education
University of Southern California 1979 — 1980
Communications and Film
Santa Catalina School 1976 — 1979
High School, College Preparatory
Heald College-San Francisco
Computer Science and Accounting
Michael Kress Michael Kress's ThinkEquity LLC Experience January 2005 - October 2012
Job CoFounder & Partner at Crosspoint Capital Management
Industry Investment Management
Experience
Crosspoint Capital Management November 2012 - Present
ThinkEquity LLC January 2005 - October 2012
Donaldson, Lufkin & Jenrette 1975 - 2000
Skills
Private Equity, Equity Research, Equities, Mergers, Series 7, Asset Managment, Investments, Investment Banking, Hedge Funds, Financial Modeling, Investment Management, Venture Capital, Capital Markets, Portfolio Management, Valuation, Securities, Corporate Finance, Alternative Investments, Series 63, IPO, Strategic Financial..., Due Diligence, Private Placements, Investment Strategies, Fixed Income, Asset Management, Corporate Development, Wealth Management..., Trading, FINRA, Wealth Management, Financial Services, Equity Valuation, Finance, Financial Markets, ETFs, Bloomberg, Emerging Markets, Derivatives, Financial Analysis, LBO, Investor Relations, M&A experience, Equity Trading, Asset Allocation, Financial Advisory, Wealth, Investment Advisory, Mergers & Acquisitions, Mutual Funds
Education
Ohio University 1961 — 1965
Crosspoint Capital Management November 2012 - Present
ThinkEquity LLC January 2005 - October 2012
Donaldson, Lufkin & Jenrette 1975 - 2000
Skills
Private Equity, Equity Research, Equities, Mergers, Series 7, Asset Managment, Investments, Investment Banking, Hedge Funds, Financial Modeling, Investment Management, Venture Capital, Capital Markets, Portfolio Management, Valuation, Securities, Corporate Finance, Alternative Investments, Series 63, IPO, Strategic Financial..., Due Diligence, Private Placements, Investment Strategies, Fixed Income, Asset Management, Corporate Development, Wealth Management..., Trading, FINRA, Wealth Management, Financial Services, Equity Valuation, Finance, Financial Markets, ETFs, Bloomberg, Emerging Markets, Derivatives, Financial Analysis, LBO, Investor Relations, M&A experience, Equity Trading, Asset Allocation, Financial Advisory, Wealth, Investment Advisory, Mergers & Acquisitions, Mutual Funds
Education
Ohio University 1961 — 1965
Ryan Brookman's ThinkEquity LLC Experience 2011 - 2012
Job Experienced transactional advisory MBA with 10+ yrs exp in Ibanking, equity research, financial consulting
Industry Investment Management
Experience
MergerTech Advisors 2013 - 2015
ThinkEquity LLC 2011 - 2012
Sterne Agee 2010 - 2011
Prima Capital 2008 - 2009
Banc of America Securities 2007 - 2007
Citi 2002 - 2006
Skills
Financial Modeling, Equity Research, Due Diligence, Portfolio Management, Mutual Funds, Equities, Investment Management, Financial Analysis, Investment Strategies, Corporate Finance, Mobile Technology, Alternative Investments, Hedge Funds, Asset Managment, Valuation, Investments, Investment Banking, Venture Capital, Mergers & Acquisitions, Finance, Institutional..., Corporate Strategy..., Equity Trading, Tactical Asset..., Asset Allocation, Quantitative Research, Information Technology, Strategic Consulting, Client Development, Client Liaison, Financial Statements, Financial Markets, Securities, IPO, Equity Capital Markets, Business Valuation, Equity Valuation, Company Valuation, Valuation Modeling, Enterprise Valuation, Strategic Negotiations, Private Placements, Cloud Computing, Big Data Analytics, Personal Finance, Shareholder Activism, Cash Flow Forecasting, Underwriting, Enterprise Storage, Mobile Devices
Education
Wake Forest University - Babcock Graduate School of Management 2006 — 2008
MBA, Finance
Indiana University Bloomington 1996 — 1999
Bachelor's, Journalism
Royal Melbourne Institute of Technology 1998 — 1998
Mass Communication/Media Studies
Acalanes High School
MergerTech Advisors 2013 - 2015
ThinkEquity LLC 2011 - 2012
Sterne Agee 2010 - 2011
Prima Capital 2008 - 2009
Banc of America Securities 2007 - 2007
Citi 2002 - 2006
Skills
Financial Modeling, Equity Research, Due Diligence, Portfolio Management, Mutual Funds, Equities, Investment Management, Financial Analysis, Investment Strategies, Corporate Finance, Mobile Technology, Alternative Investments, Hedge Funds, Asset Managment, Valuation, Investments, Investment Banking, Venture Capital, Mergers & Acquisitions, Finance, Institutional..., Corporate Strategy..., Equity Trading, Tactical Asset..., Asset Allocation, Quantitative Research, Information Technology, Strategic Consulting, Client Development, Client Liaison, Financial Statements, Financial Markets, Securities, IPO, Equity Capital Markets, Business Valuation, Equity Valuation, Company Valuation, Valuation Modeling, Enterprise Valuation, Strategic Negotiations, Private Placements, Cloud Computing, Big Data Analytics, Personal Finance, Shareholder Activism, Cash Flow Forecasting, Underwriting, Enterprise Storage, Mobile Devices
Education
Wake Forest University - Babcock Graduate School of Management 2006 — 2008
MBA, Finance
Indiana University Bloomington 1996 — 1999
Bachelor's, Journalism
Royal Melbourne Institute of Technology 1998 — 1998
Mass Communication/Media Studies
Acalanes High School
Kelly Walters Kelly Walters's ThinkEquity LLC Experience 2007 - 2009
Job Managing Director, Schwartz Heslin Group and Avalon Securities Ltd.
Industry Investment Banking
Experience
Schwartz Heslin Group, Inc. November 2012 - Present
Avalon Net Worth November 2012 - Present
CVD Equipment (Nasdaq:CVV) September 2009 - Present
Forefronts Group 2009 - 2012
ThinkEquity LLC 2007 - 2009
Morgan Joseph & Co. 2003 - 2007
Lehman Brothers (NYSE:LEH) 2000 - 2003
Lexmark International (NYSE:LXK) 1997 - 2000
Providian Financial (NYSE:PVN) 1996 - 1996
Skills
Mergers & Acquisitions, Corporate Finance, Strategy, Mergers, Corporate Development, Strategic Planning, Negotiation, Valuation, Private Equity, Investment Banking, Business Strategy, Business Planning, Executive Management, Business Development, Corporate FP&A, Capital Budgeting, Organic Growth..., Business Case..., Venture Capital, Start-ups, Competitive Intelligence, Competition Economics, Game Theory, Financial Modeling, Due Diligence
Education
University of Kentucky 1997 — 1999
Master of Arts (M.A.)
University of Kentucky 1995 — 1996
Master of Business Administration (MBA)
University of Kentucky 1989 — 1994
Bachelor of Arts (B.A.)
Institute of Management Accountants
Certified Management Accountant (CMA), Certified in Financial Management (CFM)
Schwartz Heslin Group, Inc. November 2012 - Present
Avalon Net Worth November 2012 - Present
CVD Equipment (Nasdaq:CVV) September 2009 - Present
Forefronts Group 2009 - 2012
ThinkEquity LLC 2007 - 2009
Morgan Joseph & Co. 2003 - 2007
Lehman Brothers (NYSE:LEH) 2000 - 2003
Lexmark International (NYSE:LXK) 1997 - 2000
Providian Financial (NYSE:PVN) 1996 - 1996
Skills
Mergers & Acquisitions, Corporate Finance, Strategy, Mergers, Corporate Development, Strategic Planning, Negotiation, Valuation, Private Equity, Investment Banking, Business Strategy, Business Planning, Executive Management, Business Development, Corporate FP&A, Capital Budgeting, Organic Growth..., Business Case..., Venture Capital, Start-ups, Competitive Intelligence, Competition Economics, Game Theory, Financial Modeling, Due Diligence
Education
University of Kentucky 1997 — 1999
Master of Arts (M.A.)
University of Kentucky 1995 — 1996
Master of Business Administration (MBA)
University of Kentucky 1989 — 1994
Bachelor of Arts (B.A.)
Institute of Management Accountants
Certified Management Accountant (CMA), Certified in Financial Management (CFM)
Heidi Knipping Heidi Knipping's ThinkEquity LLC Experience 2008 - 2012
Job Credit Card Specialist/Reimbursements/Accounts Payable Specialist at SBM Management Services, LP
Industry Accounting
Experience
SBM Management Services, LP December 2013 - January 2014
YMCA of Superior California February 2013 - December 2013
American Pacific Mortgage March 2012 - August 2012
ThinkEquity LLC 2008 - 2012
Design Select 2007 - 2008
UnitedHealth Group 2006 - 2008
Pacific Union Dental 1998 - 2007
Self employed 1989 - 1991
Skills
Accounting, Accounts Payable, Customer Service, Budgets, Microsoft Office, Accruals, Fixed Assets, Expenses, General Ledger, Account Reconciliation, Microsoft Excel, Bank Reconciliation, Journal Entries, Outlook, Spreadsheets, Internal Controls, Microsoft Word, Year-end Close, GAAP, Peachtree, Office Management, Corporate Finance, Excel, Reconciliation, Word, Reconciliations, Process Improvement, Credit Cards, Credit Card Transaction..., Credit Card Fraud, Expense Reports
Education
Humphreys College 1992 — 1996
BS, Accounting, 3.4 GPA
Redmond High School
Reedsport High School
SBM Management Services, LP December 2013 - January 2014
YMCA of Superior California February 2013 - December 2013
American Pacific Mortgage March 2012 - August 2012
ThinkEquity LLC 2008 - 2012
Design Select 2007 - 2008
UnitedHealth Group 2006 - 2008
Pacific Union Dental 1998 - 2007
Self employed 1989 - 1991
Skills
Accounting, Accounts Payable, Customer Service, Budgets, Microsoft Office, Accruals, Fixed Assets, Expenses, General Ledger, Account Reconciliation, Microsoft Excel, Bank Reconciliation, Journal Entries, Outlook, Spreadsheets, Internal Controls, Microsoft Word, Year-end Close, GAAP, Peachtree, Office Management, Corporate Finance, Excel, Reconciliation, Word, Reconciliations, Process Improvement, Credit Cards, Credit Card Transaction..., Credit Card Fraud, Expense Reports
Education
Humphreys College 1992 — 1996
BS, Accounting, 3.4 GPA
Redmond High School
Reedsport High School
Christopher Whitcomb Christopher Whitcomb's ThinkEquity LLC Experience January 2003 - October 2012
Job Executive Director Equity Capital Markets at Oppenheimer & Co. Inc.
Industry Computer Software
Experience
Oppenheimer & Co. Inc. August 2015 - Present
Lake Street Capital Markets, LLC March 2015 - August 2015
iamSecure Online, Inc January 2014 - February 2015
Janney Montgomery Scott LLC December 2012 - January 2014
ThinkEquity LLC January 2003 - October 2012
Skills
Equity Research, Valuation, Capital Markets, Hedge Funds, Investment Banking, Equities, Corporate Development, Private Equity, Series 7, Investments, Financial Modeling, Venture Capital, Bloomberg, Asset Management, Securities, Alternative Investments, Private Placements
Education
Lawrence University 1984 — 1988
Bachelor's degree, Economics
Oppenheimer & Co. Inc. August 2015 - Present
Lake Street Capital Markets, LLC March 2015 - August 2015
iamSecure Online, Inc January 2014 - February 2015
Janney Montgomery Scott LLC December 2012 - January 2014
ThinkEquity LLC January 2003 - October 2012
Skills
Equity Research, Valuation, Capital Markets, Hedge Funds, Investment Banking, Equities, Corporate Development, Private Equity, Series 7, Investments, Financial Modeling, Venture Capital, Bloomberg, Asset Management, Securities, Alternative Investments, Private Placements
Education
Lawrence University 1984 — 1988
Bachelor's degree, Economics
James Maher James Maher's ThinkEquity LLC Experience November 2005 - November 2010
Job LOYAL3
Industry Investment Management
Experience
LOYAL3 June 2013 - Present
Shang101, Inc. June 2011 - Present
Palo Alto Investors November 2010 - May 2011
ThinkEquity LLC November 2005 - November 2010
Wells Fargo 2002 - 2004
OffRoad Capital 1999 - 2001
Merrill Lynch September 1986 - July 1990
Skills
Research, Investments, Equities, Equity Research, Industry Analysis, Financial Modeling, Hedge Funds, Asset Management, Financial Analysis, Valuation, Analysis, Capital Markets, Competitive Analysis, Corporate Development, Due Diligence, Finance, Investment Banking, Management, Portfolio Management, Private Equity, Start-ups, Strategy, Venture Capital
Education
University of California, Berkeley, Haas School of Business 1990 — 1992
MBA, Business
Seton Hall University 1980 — 1985
BS, Computer Science
LOYAL3 June 2013 - Present
Shang101, Inc. June 2011 - Present
Palo Alto Investors November 2010 - May 2011
ThinkEquity LLC November 2005 - November 2010
Wells Fargo 2002 - 2004
OffRoad Capital 1999 - 2001
Merrill Lynch September 1986 - July 1990
Skills
Research, Investments, Equities, Equity Research, Industry Analysis, Financial Modeling, Hedge Funds, Asset Management, Financial Analysis, Valuation, Analysis, Capital Markets, Competitive Analysis, Corporate Development, Due Diligence, Finance, Investment Banking, Management, Portfolio Management, Private Equity, Start-ups, Strategy, Venture Capital
Education
University of California, Berkeley, Haas School of Business 1990 — 1992
MBA, Business
Seton Hall University 1980 — 1985
BS, Computer Science
Robin Graham's ThinkEquity LLC Experience May 2007 - December 2011
Job Head of Internet & Digital Media Investment Banking
Industry Investment Banking
Experience
Needham & Company June 2012 - Present
Needham & Company January 2012 - Present
ThinkEquity LLC May 2007 - December 2011
Needham & Company August 1994 - May 2007
Skills
Mergers, Venture Capital, Financial Modeling, Financial Analysis, Business Strategy, Corporate Development, Mergers & Acquisitions, Strategy, Capital Markets, Finance, Valuation, Private Equity, IPO, Corporate Finance, M&A experience, Digital Media, Investment Banking, Start-ups, Investments, Equities, Strategic Partnerships, Business Development, Due Diligence, Business Planning, Portfolio Management, Private Placements, Strategic Planning, Investor Relations, Emerging Markets
Education
Harvard University 1990 — 1994
A.B., Economics
Shiplake College 1986 — 1990
Needham & Company June 2012 - Present
Needham & Company January 2012 - Present
ThinkEquity LLC May 2007 - December 2011
Needham & Company August 1994 - May 2007
Skills
Mergers, Venture Capital, Financial Modeling, Financial Analysis, Business Strategy, Corporate Development, Mergers & Acquisitions, Strategy, Capital Markets, Finance, Valuation, Private Equity, IPO, Corporate Finance, M&A experience, Digital Media, Investment Banking, Start-ups, Investments, Equities, Strategic Partnerships, Business Development, Due Diligence, Business Planning, Portfolio Management, Private Placements, Strategic Planning, Investor Relations, Emerging Markets
Education
Harvard University 1990 — 1994
A.B., Economics
Shiplake College 1986 — 1990
Christopher Pigott Christopher Pigott's ThinkEquity LLC Experience 2007 - 2009
Job Investment Banker
Industry Investment Banking
Experience
Verit Advisors LLC 2010 - 2011
ThinkEquity LLC 2007 - 2009
Robert W. Baird 2005 - 2007
Bank of America (ABN AMRO/LaSalle Bank) 1998 - 2005
Skills
Mergers and..., Initial public..., Private placements, Business development, Value creation, Corporate growth, Corporate strategy, Valuation, Equity capital markets, Joint-ventures, Cross-border..., Business Strategy, Private Placements, Buy-side, Sell Side, Mergers, Corporate Development, Joint Ventures, Business Development, Mergers & Acquisitions, Corporate Law, Private Equity, Equity Capital Markets, Venture Capital, Investment Banking, IPO, Capital Markets, Investments, Strategy, Divestitures, M&A experience, Acquisitions, Corporate Finance, LBO, Financial Advisory, Due Diligence, Business Valuation, Financial Modeling, Financial Structuring, Leveraged Finance, Restructuring, Equity Research, Hedge Funds, Structured Finance, Finance, Strategic Partnerships, Emerging Markets, Securities
Education
University of Notre Dame - Mendoza College of Business 1994 — 1998
Masters of Business Administration (MBA)
University of Notre Dame Law School 1994 — 1998
Juris Doctorate (JD)
Denison University 1987 — 1991
BA, Economics, Philosophy
LaLumiere School 1983 — 1987
Verit Advisors LLC 2010 - 2011
ThinkEquity LLC 2007 - 2009
Robert W. Baird 2005 - 2007
Bank of America (ABN AMRO/LaSalle Bank) 1998 - 2005
Skills
Mergers and..., Initial public..., Private placements, Business development, Value creation, Corporate growth, Corporate strategy, Valuation, Equity capital markets, Joint-ventures, Cross-border..., Business Strategy, Private Placements, Buy-side, Sell Side, Mergers, Corporate Development, Joint Ventures, Business Development, Mergers & Acquisitions, Corporate Law, Private Equity, Equity Capital Markets, Venture Capital, Investment Banking, IPO, Capital Markets, Investments, Strategy, Divestitures, M&A experience, Acquisitions, Corporate Finance, LBO, Financial Advisory, Due Diligence, Business Valuation, Financial Modeling, Financial Structuring, Leveraged Finance, Restructuring, Equity Research, Hedge Funds, Structured Finance, Finance, Strategic Partnerships, Emerging Markets, Securities
Education
University of Notre Dame - Mendoza College of Business 1994 — 1998
Masters of Business Administration (MBA)
University of Notre Dame Law School 1994 — 1998
Juris Doctorate (JD)
Denison University 1987 — 1991
BA, Economics, Philosophy
LaLumiere School 1983 — 1987
Christopher Eberle Christopher Eberle's ThinkEquity LLC Experience March 2008 - December 2009
Job Portfolio Manager Global Technology at Folger Hill Asset Management
Industry Investment Management
Experience
Folger Hill Asset Management January 2015 - Present
CDP Global Asset Management January 2010 - November 2014
ThinkEquity LLC March 2008 - December 2009
Oppenheimer & Co. March 2007 - March 2008
Global Macro Fund August 2004 - March 2007
Skills
Hedge Funds, Asset Management, Bonds, Commodities, Stocks, Equities, Investments, Equity Research, Financial Modeling, Valuation, Portfolio Management, Financial Analysis, Derivatives, Options, Bloomberg, Trading, Securities, Alternative Investments, Equity Valuation, Technical Analysis, Research, Excel, FX, Equity Derivatives, Buy-side, Capital Markets, Commodity, Fixed Income
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2006 — 2008
Masters, Finance
Canisius College
Bachelor of Science (B.S.), Finance, General
University of San Francisco
Finance, General
Folger Hill Asset Management January 2015 - Present
CDP Global Asset Management January 2010 - November 2014
ThinkEquity LLC March 2008 - December 2009
Oppenheimer & Co. March 2007 - March 2008
Global Macro Fund August 2004 - March 2007
Skills
Hedge Funds, Asset Management, Bonds, Commodities, Stocks, Equities, Investments, Equity Research, Financial Modeling, Valuation, Portfolio Management, Financial Analysis, Derivatives, Options, Bloomberg, Trading, Securities, Alternative Investments, Equity Valuation, Technical Analysis, Research, Excel, FX, Equity Derivatives, Buy-side, Capital Markets, Commodity, Fixed Income
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2006 — 2008
Masters, Finance
Canisius College
Bachelor of Science (B.S.), Finance, General
University of San Francisco
Finance, General
Glenn Garmont's ThinkEquity LLC Experience December 2008 - April 2011
Job Senior Life Sciences IR Practitioner
Industry Management Consulting
Experience
Argot Partners August 2015 - Present
The Piacente Group February 2014 - August 2015
Woodrow's Management March 2012 - February 2014
ICR April 2011 - March 2012
ThinkEquity LLC December 2008 - April 2011
First Albany Capital / Broadpoint Capital September 2003 - September 2008
Citi 1999 - 2003
UBS Investment Bank 1998 - 1999
Prudential Financial 1991 - 1998
Education
New York University - Leonard N. Stern School of Business 1996 — 2000
MBA, Finance
Rutgers, The State University of New Jersey-New Brunswick 1987 — 1991
BS, Finance
Argot Partners August 2015 - Present
The Piacente Group February 2014 - August 2015
Woodrow's Management March 2012 - February 2014
ICR April 2011 - March 2012
ThinkEquity LLC December 2008 - April 2011
First Albany Capital / Broadpoint Capital September 2003 - September 2008
Citi 1999 - 2003
UBS Investment Bank 1998 - 1999
Prudential Financial 1991 - 1998
Education
New York University - Leonard N. Stern School of Business 1996 — 2000
MBA, Finance
Rutgers, The State University of New Jersey-New Brunswick 1987 — 1991
BS, Finance
Parsa Saljoughian's ThinkEquity LLC Experience June 2010 - June 2012
Job MBA Candidate at Stanford Graduate School of Business
Industry Venture Capital & Private Equity
Experience
SoundCloud July 2015 - August 2015
Institutional Venture Partners (IVP) August 2012 - July 2015
America SCORES January 2013 - June 2015
ThinkEquity LLC June 2010 - June 2012
PricewaterhouseCoopers June 2009 - August 2009
Skills
Capital IQ, Corporate Finance, Start-ups, Equities, Venture Capital, Investment Banking, Competitive Analysis, Valuation, Finance, Investments, Leadership, Entrepreneurship, Portfolio Management, Management, Analysis, Financial Modeling, Strategy, Due Diligence, Financial Analysis
Education
Stanford University Graduate School of Business 2015 — 2017
Master of Business Administration (MBA)
University of California, Berkeley - Walter A. Haas School of Business 2006 — 2010
BS, Highest Honors, Business Administration
SoundCloud July 2015 - August 2015
Institutional Venture Partners (IVP) August 2012 - July 2015
America SCORES January 2013 - June 2015
ThinkEquity LLC June 2010 - June 2012
PricewaterhouseCoopers June 2009 - August 2009
Skills
Capital IQ, Corporate Finance, Start-ups, Equities, Venture Capital, Investment Banking, Competitive Analysis, Valuation, Finance, Investments, Leadership, Entrepreneurship, Portfolio Management, Management, Analysis, Financial Modeling, Strategy, Due Diligence, Financial Analysis
Education
Stanford University Graduate School of Business 2015 — 2017
Master of Business Administration (MBA)
University of California, Berkeley - Walter A. Haas School of Business 2006 — 2010
BS, Highest Honors, Business Administration
Rick Wolfgram's ThinkEquity LLC Experience June 2007 - August 2012
Job Managing Director, Internet & Digital Media Investment Banking at SunTrust Robinson Humphrey
Industry Investment Banking
Experience
SunTrust Robinson Humphrey September 2012 - Present
ThinkEquity LLC June 2007 - August 2012
826 Valencia December 2002 - September 2011
Seven Hills Partners August 2002 - June 2007
Inktomi Corporation July 2000 - July 2002
Salomon Smith Barney July 1998 - July 2000
Trilogy Capital Partners, Inc. June 1997 - September 1997
Salomon Brothers July 1995 - July 1996
Volpe Welty & Company July 1993 - July 1995
Merchants Trading 1984 - 1990
Skills
Mergers, IPO, Financial Modeling, Private Equity, Corporate Development, Venture Capital, Investment Banking, M&A experience, Start-ups, Strategic Partnerships, Financial Advisory, Corporate Finance, Mergers & Acquisitions, Management Consulting, Strategy, E-commerce, Valuation, Online Advertising, Investments, Due Diligence, Digital Media, Emerging Markets, LBO, Entrepreneurship, Investor Relations, Divestitures, Equity Research, Executive Management, Capital Markets, Competitive Analysis
Education
Kellogg School of Management 1996 — 1998
MBA, Finance, Strategy and Marketing
Stanford University 1992 — 1993
MS, Industrial Engineering
Stanford University 1988 — 1992
BS, Industrial Engineering
Lake Forest High School 1984 — 1988
AFS Tunisia 1987 1987 — 1987
SunTrust Robinson Humphrey September 2012 - Present
ThinkEquity LLC June 2007 - August 2012
826 Valencia December 2002 - September 2011
Seven Hills Partners August 2002 - June 2007
Inktomi Corporation July 2000 - July 2002
Salomon Smith Barney July 1998 - July 2000
Trilogy Capital Partners, Inc. June 1997 - September 1997
Salomon Brothers July 1995 - July 1996
Volpe Welty & Company July 1993 - July 1995
Merchants Trading 1984 - 1990
Skills
Mergers, IPO, Financial Modeling, Private Equity, Corporate Development, Venture Capital, Investment Banking, M&A experience, Start-ups, Strategic Partnerships, Financial Advisory, Corporate Finance, Mergers & Acquisitions, Management Consulting, Strategy, E-commerce, Valuation, Online Advertising, Investments, Due Diligence, Digital Media, Emerging Markets, LBO, Entrepreneurship, Investor Relations, Divestitures, Equity Research, Executive Management, Capital Markets, Competitive Analysis
Education
Kellogg School of Management 1996 — 1998
MBA, Finance, Strategy and Marketing
Stanford University 1992 — 1993
MS, Industrial Engineering
Stanford University 1988 — 1992
BS, Industrial Engineering
Lake Forest High School 1984 — 1988
AFS Tunisia 1987 1987 — 1987
Sarah Hopping Estrella's ThinkEquity LLC Experience January 2012 - October 2012
Job Arena Ready CrossFit, the SF FIRE & Zanbato Inc.
Industry Health, Wellness and Fitness
Experience
San Francisco Fire January 2015 - Present
Zanbato, Inc. January 2015 - Present
Arena Ready CrossFit September 2012 - Present
CrossFit August 2012 - January 2015
ThinkEquity LLC January 2012 - October 2012
ThinkEquity LLC August 2011 - January 2012
ThinkEquity LLC August 2009 - August 2011
USATF June 2005 - August 2008
ThinkEquity LLC June 2006 - July 2008
ThinkEquity Partners LLC June 2005 - June 2006
Skills
Valuation, Equity Research, Financial Modeling, Investment Banking, Corporate Development, Equities, Mergers, Corporate Finance, Financial Analysis, Bloomberg, Due Diligence, Series 7, Capital IQ, Emerging Markets, Entrepreneurship, Mergers & Acquisitions, Investor Relations, Competitive Analysis, Securities, M&A experience, IPO, Market Research, Financial Markets, Business Development, Management
Education
Stanford University 2001 — 2005
BS
San Francisco Fire January 2015 - Present
Zanbato, Inc. January 2015 - Present
Arena Ready CrossFit September 2012 - Present
CrossFit August 2012 - January 2015
ThinkEquity LLC January 2012 - October 2012
ThinkEquity LLC August 2011 - January 2012
ThinkEquity LLC August 2009 - August 2011
USATF June 2005 - August 2008
ThinkEquity LLC June 2006 - July 2008
ThinkEquity Partners LLC June 2005 - June 2006
Skills
Valuation, Equity Research, Financial Modeling, Investment Banking, Corporate Development, Equities, Mergers, Corporate Finance, Financial Analysis, Bloomberg, Due Diligence, Series 7, Capital IQ, Emerging Markets, Entrepreneurship, Mergers & Acquisitions, Investor Relations, Competitive Analysis, Securities, M&A experience, IPO, Market Research, Financial Markets, Business Development, Management
Education
Stanford University 2001 — 2005
BS
Atul Bagga's ThinkEquity LLC Experience February 2006 - September 2011
Job Vice President & CFO Asia at Zynga
Industry Internet
Experience
Zynga June 2014 - Present
Zynga March 2013 - Present
Lazard Capital Markets September 2011 - December 2012
ThinkEquity LLC February 2006 - September 2011
Ideate, Inc September 2001 - February 2006
Multi-Flex Lami-Print February 1996 - September 2001
Smith New Court February 1994 - February 1996
Larsen & Toubro May 1993 - February 1994
Skills
Equity Research, Internet, Video Games, Internet Research, Digital Media, Investments, Corporate Development, Strategic Planning, Private Equity, Financial Analysis, Financial Planning, Financial Modeling, Financial Management, Corporate Finance, Strategic Financial..., Asset Managment, Managerial Finance, Asset Management, Business Development, Start-ups, Market Research, Entrepreneurship, Mergers & Acquisitions, Analytics, Strategy, Social Games, Business Planning, Due Diligence, Mobile Devices, Investment Banking, Strategic Partnerships, Capital Markets, Business Strategy, Marketing, Online Research, Competitive Analysis
Education
University of California, Berkeley - Walter A. Haas School of Business 2003 — 2006
MBA
Narsee Monjee Institute of Management Studies 1991 — 1993
MBA
University of Mumbai - Narsee Monjee Institute of Management Studies 1991 — 1993
MBA
Motilal Nehru National Institute Of Technology 1987 — 1991
BE
Zynga June 2014 - Present
Zynga March 2013 - Present
Lazard Capital Markets September 2011 - December 2012
ThinkEquity LLC February 2006 - September 2011
Ideate, Inc September 2001 - February 2006
Multi-Flex Lami-Print February 1996 - September 2001
Smith New Court February 1994 - February 1996
Larsen & Toubro May 1993 - February 1994
Skills
Equity Research, Internet, Video Games, Internet Research, Digital Media, Investments, Corporate Development, Strategic Planning, Private Equity, Financial Analysis, Financial Planning, Financial Modeling, Financial Management, Corporate Finance, Strategic Financial..., Asset Managment, Managerial Finance, Asset Management, Business Development, Start-ups, Market Research, Entrepreneurship, Mergers & Acquisitions, Analytics, Strategy, Social Games, Business Planning, Due Diligence, Mobile Devices, Investment Banking, Strategic Partnerships, Capital Markets, Business Strategy, Marketing, Online Research, Competitive Analysis
Education
University of California, Berkeley - Walter A. Haas School of Business 2003 — 2006
MBA
Narsee Monjee Institute of Management Studies 1991 — 1993
MBA
University of Mumbai - Narsee Monjee Institute of Management Studies 1991 — 1993
MBA
Motilal Nehru National Institute Of Technology 1987 — 1991
BE
Albert Hanser's ThinkEquity LLC Experience October 2003 - September 2012
Job Managing Director at CraigHallum Capital Group
Industry Investment Banking
Experience
Craig-Hallum Capital Group September 2012 - Present
ThinkEquity LLC October 2003 - September 2012
Deutsche Bank 1998 - 2003
Piper Jaffray 1997 - 1998
Skills
Business Strategy, Equity Research, Hedge Funds, Investment Banking, Private Equity, Equities, Valuation, Venture Capital, Competitive Analysis, Corporate Finance, Investments, Financial Modeling, Corporate Development, Asset Management, Private Placements, Start-ups, Series 7, Strategic Partnerships, Strategic Planning, Due Diligence, IPO, Capital Markets, Alternative Investments, Mergers & Acquisitions, Strategy, Securities, Portfolio Management
Education
Brown University 1992 — 1996
Craig-Hallum Capital Group September 2012 - Present
ThinkEquity LLC October 2003 - September 2012
Deutsche Bank 1998 - 2003
Piper Jaffray 1997 - 1998
Skills
Business Strategy, Equity Research, Hedge Funds, Investment Banking, Private Equity, Equities, Valuation, Venture Capital, Competitive Analysis, Corporate Finance, Investments, Financial Modeling, Corporate Development, Asset Management, Private Placements, Start-ups, Series 7, Strategic Partnerships, Strategic Planning, Due Diligence, IPO, Capital Markets, Alternative Investments, Mergers & Acquisitions, Strategy, Securities, Portfolio Management
Education
Brown University 1992 — 1996
Ashish Varshneya's ThinkEquity LLC Experience November 2010 - September 2012
Job Healthcare Investment Banking at TripleTree
Industry Investment Banking
Experience
TripleTree September 2012 - Present
ThinkEquity LLC November 2010 - September 2012
The TriZetto Group July 2009 - November 2010
Sutherland Global Services August 2008 - May 2009
Computer Sciences Corporation July 2003 - October 2006
Skills
Financial Modeling, Valuation, Corporate Finance, Corporate Development, Investment Banking, Mergers, DCF, Industry Analysis, Due Diligence, Capital Markets, Equities, HCIT, Business Strategy, VBA, Mergers & Acquisitions, IPO, Equity Research, Economics, Market Research, Competitive Analysis, Fixed Income, Asset Management, Venture Capital, Financial Analysis, Business Analysis, Analysis, Risk Management, M&A experience
Education
Motilal Nehru National Institute Of Technology
Bachelor of Technology (B.Tech.)
University of Rochester - William E. Simon Graduate School of Business Administration
MBA
TripleTree September 2012 - Present
ThinkEquity LLC November 2010 - September 2012
The TriZetto Group July 2009 - November 2010
Sutherland Global Services August 2008 - May 2009
Computer Sciences Corporation July 2003 - October 2006
Skills
Financial Modeling, Valuation, Corporate Finance, Corporate Development, Investment Banking, Mergers, DCF, Industry Analysis, Due Diligence, Capital Markets, Equities, HCIT, Business Strategy, VBA, Mergers & Acquisitions, IPO, Equity Research, Economics, Market Research, Competitive Analysis, Fixed Income, Asset Management, Venture Capital, Financial Analysis, Business Analysis, Analysis, Risk Management, M&A experience
Education
Motilal Nehru National Institute Of Technology
Bachelor of Technology (B.Tech.)
University of Rochester - William E. Simon Graduate School of Business Administration
MBA
Gamal Walker's ThinkEquity LLC Experience 2009 - 2011
Job Director Domain Experts, Finance at Dataminr
Industry Information Technology and Services
Experience
Dataminr June 2014 - Present
Topeka Capital Markets, Inc February 2011 - March 2014
ThinkEquity LLC 2009 - 2011
Banc of America Securities 2007 - 2009
Citigroup 1997 - 2006
Skills
Equities, Hedge Funds, Alternative Investments, Trading, Series 7, Capital Markets, Securities, Fixed Income, Financial Modeling, Finance, Series 63, Valuation, Bloomberg, Asset Management, Equity Capital Markets, Investments, Equity Research
Education
Isenberg School of Management, UMass Amherst 1993 — 1997
ba, finance
Dataminr June 2014 - Present
Topeka Capital Markets, Inc February 2011 - March 2014
ThinkEquity LLC 2009 - 2011
Banc of America Securities 2007 - 2009
Citigroup 1997 - 2006
Skills
Equities, Hedge Funds, Alternative Investments, Trading, Series 7, Capital Markets, Securities, Fixed Income, Financial Modeling, Finance, Series 63, Valuation, Bloomberg, Asset Management, Equity Capital Markets, Investments, Equity Research
Education
Isenberg School of Management, UMass Amherst 1993 — 1997
ba, finance
John Fitzgibbons's ThinkEquity LLC Experience February 2005 - September 2011
Job Managing Director at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird & Co. May 2011 - Present
ThinkEquity LLC February 2005 - September 2011
Private Family Office April 2002 - February 2005
Thomas Weisel Partners January 2000 - April 2002
Montgomery Securities January 1996 - January 2000
Education
Amherst College 1989 — 1993
BA, Economics
Milton Academy 1986 — 1989
Robert W. Baird & Co. May 2011 - Present
ThinkEquity LLC February 2005 - September 2011
Private Family Office April 2002 - February 2005
Thomas Weisel Partners January 2000 - April 2002
Montgomery Securities January 1996 - January 2000
Education
Amherst College 1989 — 1993
BA, Economics
Milton Academy 1986 — 1989
Kirk Lawton's ThinkEquity LLC Experience 2006 - Present
Job President at KWJ Inc
Industry Food & Beverages
Experience
KWJ Inc January 2010 - Present
ThinkEquity LLC 2006 - Present
ThinkEquity Partners 2003 - Present
Silicon Valley Bank July 2003 - September 2005
banc of america securities 1998 - 2004
Banc of America Securites 1998 - 2004
Education
University of North Carolina at Greensboro
KWJ Inc January 2010 - Present
ThinkEquity LLC 2006 - Present
ThinkEquity Partners 2003 - Present
Silicon Valley Bank July 2003 - September 2005
banc of america securities 1998 - 2004
Banc of America Securites 1998 - 2004
Education
University of North Carolina at Greensboro
Brad LaScolea's ThinkEquity LLC Experience August 2010 - June 2012
Job EVP & Head of Sales/Service, Enterprise Technology Research (ETR)
Industry Research
Experience
Enterprise Technology Research June 2012 - Present
ThinkEquity LLC August 2010 - June 2012
Thomas Weisel Partners April 2008 - July 2010
Owenoke Capital Management October 2007 - March 2008
Thomas Weisel Partners March 2007 - October 2007
Merrill Lynch July 2005 - March 2007
Skills
Equity Research, Equities, Series 7, Hedge Funds, Financial Modeling, Bloomberg, Investment Banking, Valuation, Investments, Alternative Investments, Financial Analysis, Capital Markets, Trading, Equity Trading, Securities, Finance, Trading Systems
Education
Fordham Gabelli School of Business 2001 — 2005
Bachelor of Science (B.S.), Finance and Economics
Enterprise Technology Research June 2012 - Present
ThinkEquity LLC August 2010 - June 2012
Thomas Weisel Partners April 2008 - July 2010
Owenoke Capital Management October 2007 - March 2008
Thomas Weisel Partners March 2007 - October 2007
Merrill Lynch July 2005 - March 2007
Skills
Equity Research, Equities, Series 7, Hedge Funds, Financial Modeling, Bloomberg, Investment Banking, Valuation, Investments, Alternative Investments, Financial Analysis, Capital Markets, Trading, Equity Trading, Securities, Finance, Trading Systems
Education
Fordham Gabelli School of Business 2001 — 2005
Bachelor of Science (B.S.), Finance and Economics
Gregory L. Wright's ThinkEquity LLC Experience 2008 - 2012
Job Banking, advisory, investments
Industry Investment Banking
Experience
Zanbato, Inc. November 2014 - Present
Couloir Associates October 2014 - Present
Melvin Brewing September 2014 - Present
Weild & Co. October 2012 - Present
ThinkEquity LLC 2008 - 2012
ThinkEquity LLC 2008 - 2008
ThinkEquity LLC 2006 - 2008
Merrill Lynch 1999 - 2003
Merrill Lynch 1995 - 1999
Merrill Lynch 1991 - 1995
Skills
Investment Banking, Capital Markets, Corporate Finance, Private Equity, Venture Capital, Business Development, Transaction Experience, Management, Business Strategy, Financial Managment, Global Operations, Private Placements, Financial Analysis, Mergers, Alternative Investments, Securities, Asset Managment, IPO, LBO, Equities, M&A experience, Investor Relations, Corporate Development, Start-ups, Strategy, Financial Advisory, Mergers & Acquisitions, Investment Management, Derivatives, Emerging Markets, Deal Execution, Project Finance, Capital Structure, Managerial Finance, Equity Valuation, Equity Trading, Acquisitions, Banking, Series 63, Trading, Leveraged Finance, Bloomberg, Portfolio Management, Funding, Financial Risk..., Finance, Fixed Income, Deal Sourcing, Capital Raising, Investment Strategies
Education
Princeton University 1977 — 1981
Bachelor of Arts (B.A.)
Zanbato, Inc. November 2014 - Present
Couloir Associates October 2014 - Present
Melvin Brewing September 2014 - Present
Weild & Co. October 2012 - Present
ThinkEquity LLC 2008 - 2012
ThinkEquity LLC 2008 - 2008
ThinkEquity LLC 2006 - 2008
Merrill Lynch 1999 - 2003
Merrill Lynch 1995 - 1999
Merrill Lynch 1991 - 1995
Skills
Investment Banking, Capital Markets, Corporate Finance, Private Equity, Venture Capital, Business Development, Transaction Experience, Management, Business Strategy, Financial Managment, Global Operations, Private Placements, Financial Analysis, Mergers, Alternative Investments, Securities, Asset Managment, IPO, LBO, Equities, M&A experience, Investor Relations, Corporate Development, Start-ups, Strategy, Financial Advisory, Mergers & Acquisitions, Investment Management, Derivatives, Emerging Markets, Deal Execution, Project Finance, Capital Structure, Managerial Finance, Equity Valuation, Equity Trading, Acquisitions, Banking, Series 63, Trading, Leveraged Finance, Bloomberg, Portfolio Management, Funding, Financial Risk..., Finance, Fixed Income, Deal Sourcing, Capital Raising, Investment Strategies
Education
Princeton University 1977 — 1981
Bachelor of Arts (B.A.)
Matt Monroe's ThinkEquity LLC Experience September 2005 - March 2011
Job analyst at Manatuck Hill Partners
Industry Investment Management
Experience
Manatuck Hill Partners September 2011 - Present
Northland Capital Markets March 2011 - August 2011
ThinkEquity LLC September 2005 - March 2011
Skills
Financial Modeling, Equities, Analysis, Investments, Capital Markets, Venture Capital, Private Equity, Corporate Finance, Institutional Sales, Financial Forecasting, Technical Analysis, Valuation, Market Analysis, Series 7, Hedge Funds, Bloomberg, Strategy, Corporate Development, Start-ups, Strategic Partnerships, Entrepreneurship, Investment Banking, Equity Research, Competitive Analysis, Mergers & Acquisitions, Strategic Planning, Business Strategy
Education
Colorado College 2001 — 2005
Bachelor of Arts (B.A.), Economics
Manatuck Hill Partners September 2011 - Present
Northland Capital Markets March 2011 - August 2011
ThinkEquity LLC September 2005 - March 2011
Skills
Financial Modeling, Equities, Analysis, Investments, Capital Markets, Venture Capital, Private Equity, Corporate Finance, Institutional Sales, Financial Forecasting, Technical Analysis, Valuation, Market Analysis, Series 7, Hedge Funds, Bloomberg, Strategy, Corporate Development, Start-ups, Strategic Partnerships, Entrepreneurship, Investment Banking, Equity Research, Competitive Analysis, Mergers & Acquisitions, Strategic Planning, Business Strategy
Education
Colorado College 2001 — 2005
Bachelor of Arts (B.A.), Economics
Greg Hartlein's ThinkEquity LLC Experience September 2011 - October 2012
Job Associate at Stephens Inc.
Industry Investment Banking
Experience
Stephens Inc. February 2013 - Present
ThinkEquity LLC September 2011 - October 2012
Stifel Nicolaus September 2009 - October 2011
Mufson Howe Hunter and Company March 2008 - September 2008
Cohen & Company April 2007 - March 2008
Education
Drexel University - College of Business and Administration 2004 — 2009
Bachelor of Science (BS), Finance and Economics
Stephens Inc. February 2013 - Present
ThinkEquity LLC September 2011 - October 2012
Stifel Nicolaus September 2009 - October 2011
Mufson Howe Hunter and Company March 2008 - September 2008
Cohen & Company April 2007 - March 2008
Education
Drexel University - College of Business and Administration 2004 — 2009
Bachelor of Science (BS), Finance and Economics
Yun Kim's ThinkEquity LLC Experience September 2011 - October 2012
Job Senior Research Analyst at Lake Street Capital Markets, LLC
Industry Financial Services
Experience
Lake Street Capital Markets, LLC October 2015 - Present
Jefferies LLC July 2014 - October 2015
B. Riley & Co. February 2014 - July 2014
Janney Montgomery Scott October 2012 - January 2014
ThinkEquity LLC September 2011 - October 2012
Gleacher & Co. March 2009 - August 2011
Pacific Growth Equitiies September 2006 - March 2009
Accenture 1996 - 2000
Education
Northwestern University
Master of Science (M.S.), Biomedical Engineering
University of California, Berkeley
B.S., Research Honors, Bioengineering
University of California, Santa Cruz
B.A. with Honors, Business Economics
Lake Street Capital Markets, LLC October 2015 - Present
Jefferies LLC July 2014 - October 2015
B. Riley & Co. February 2014 - July 2014
Janney Montgomery Scott October 2012 - January 2014
ThinkEquity LLC September 2011 - October 2012
Gleacher & Co. March 2009 - August 2011
Pacific Growth Equitiies September 2006 - March 2009
Accenture 1996 - 2000
Education
Northwestern University
Master of Science (M.S.), Biomedical Engineering
University of California, Berkeley
B.S., Research Honors, Bioengineering
University of California, Santa Cruz
B.A. with Honors, Business Economics
Seth Asofsky's ThinkEquity LLC Experience 2002 - 2004
Job Senior Vice President, Sales Operations The Americas at Planet Payment
Industry Financial Services
Experience
Planet Payment 2011 - Present
Planet Payment 2009 - 2011
Planet Payment 2004 - 2009
ThinkEquity LLC 2002 - 2004
SG COWEN INTERNATIONAL L.P. 1999 - 2001
Société Générale 1993 - 1999
Société Générale 1988 - 1993
InterFirst Bank / First Republic Bank 1986 - 1988
InterFirst Bank/ First Republic Bank 1985 - 1986
Education
Emory University - Goizueta Business School 1984 — 1985
MBA, Finance
Syracuse University 1980 — 1984
BS, Marketing / Advertising
Planet Payment 2011 - Present
Planet Payment 2009 - 2011
Planet Payment 2004 - 2009
ThinkEquity LLC 2002 - 2004
SG COWEN INTERNATIONAL L.P. 1999 - 2001
Société Générale 1993 - 1999
Société Générale 1988 - 1993
InterFirst Bank / First Republic Bank 1986 - 1988
InterFirst Bank/ First Republic Bank 1985 - 1986
Education
Emory University - Goizueta Business School 1984 — 1985
MBA, Finance
Syracuse University 1980 — 1984
BS, Marketing / Advertising
Nate Emerton's ThinkEquity LLC Experience 2001 - August 2009
Job Institutional Equity Sales at CraigHallum Capital Group
Industry Financial Services
Experience
Craig-Hallum Capital Group January 2014 - Present
Potomac Research Group January 2013 - January 2014
Ned Davis Research, Inc. September 2009 - December 2012
ThinkEquity LLC 2001 - August 2009
Skills
Equities, Equity Research, Hedge Funds, Series 7, Investments, Bloomberg, Asset Managment, Alternative Investments, Portfolio Management, Asset Allocation, Fixed Income, Investment Strategies, Capital Markets, Series 63, Investment Banking, Financial Modeling, Equity Trading, Institutional Sales, Valuation, ETFs, Private Equity, Asset Management, Corporate Finance
Education
Drake University 1997 — 2001
BS, Finance, Economics
Craig-Hallum Capital Group January 2014 - Present
Potomac Research Group January 2013 - January 2014
Ned Davis Research, Inc. September 2009 - December 2012
ThinkEquity LLC 2001 - August 2009
Skills
Equities, Equity Research, Hedge Funds, Series 7, Investments, Bloomberg, Asset Managment, Alternative Investments, Portfolio Management, Asset Allocation, Fixed Income, Investment Strategies, Capital Markets, Series 63, Investment Banking, Financial Modeling, Equity Trading, Institutional Sales, Valuation, ETFs, Private Equity, Asset Management, Corporate Finance
Education
Drake University 1997 — 2001
BS, Finance, Economics
Edward Weller's ThinkEquity LLC Experience 2003 - 2011
Job Managing Director at Sixth Avenue Partners
Industry Investment Banking
Experience
Sixth Avenue Partners October 2010 - Present
1000Museums March 2012 - August 2012
ThinkEquity LLC 2003 - 2011
Robertson Stephens, llc 1993 - December 1999
Montgomery Securities 1986 - 1993
E.F. Hutton 1980 - 1986
Sanford C. Bernstein December 1973 - December 1979
Skills
Equity Valuation, Investment Banking, Equity Research, Private Placements, IPO, Capital Markets, Equities, Private Equity, Valuation, Corporate Development, Financial Modeling, Corporate Finance, Venture Capital, Financial Markets, Series 7, Securities, Asset Managment, Investments, Trading, Mergers, Alternative Investments, Investor Relations, Mergers & Acquisitions, M&A experience, Bloomberg, Asset Management
Education
City University of New York Graduate Center 1969 — 1973
None (ABD), English, Linguistics
Penn State University 1962 — 1969
Bachelor of Arts (B.A.), English, French
Northeast High School 1958 — 1962
Sixth Avenue Partners October 2010 - Present
1000Museums March 2012 - August 2012
ThinkEquity LLC 2003 - 2011
Robertson Stephens, llc 1993 - December 1999
Montgomery Securities 1986 - 1993
E.F. Hutton 1980 - 1986
Sanford C. Bernstein December 1973 - December 1979
Skills
Equity Valuation, Investment Banking, Equity Research, Private Placements, IPO, Capital Markets, Equities, Private Equity, Valuation, Corporate Development, Financial Modeling, Corporate Finance, Venture Capital, Financial Markets, Series 7, Securities, Asset Managment, Investments, Trading, Mergers, Alternative Investments, Investor Relations, Mergers & Acquisitions, M&A experience, Bloomberg, Asset Management
Education
City University of New York Graduate Center 1969 — 1973
None (ABD), English, Linguistics
Penn State University 1962 — 1969
Bachelor of Arts (B.A.), English, French
Northeast High School 1958 — 1962
James Foley's ThinkEquity LLC Experience June 2007 - July 2010
Job Consultant at The Boston Consulting Group
Industry Management Consulting
Experience
The Boston Consulting Group September 2014 - Present
The Boston Consulting Group June 2013 - August 2013
CVS Caremark Corporation August 2011 - June 2012
CVS Caremark Corporation August 2010 - August 2011
ThinkEquity LLC June 2007 - July 2010
Skills
Financial Modeling, Strategy, Valuation, Data Analysis, Corporate Finance
Education
Harvard Business School 2012 — 2014
Master of Business Administration (MBA)
Trinity College-Hartford 2003 — 2007
The Boston Consulting Group September 2014 - Present
The Boston Consulting Group June 2013 - August 2013
CVS Caremark Corporation August 2011 - June 2012
CVS Caremark Corporation August 2010 - August 2011
ThinkEquity LLC June 2007 - July 2010
Skills
Financial Modeling, Strategy, Valuation, Data Analysis, Corporate Finance
Education
Harvard Business School 2012 — 2014
Master of Business Administration (MBA)
Trinity College-Hartford 2003 — 2007
Patrick Robinson's ThinkEquity LLC Experience June 2008 - February 2011
Job Business Development at CircleUp
Industry Venture Capital & Private Equity
Experience
CircleUp August 2013 - Present
Mainsail Partners February 2011 - August 2013
ThinkEquity LLC June 2008 - February 2011
NBC Sports May 2005 - November 2007
ThinkEquity Partners June 2007 - August 2007
Education
University of Notre Dame 2004 — 2008
BBA, Finance
Universidad de Sevilla - Facultad de Ciencias Económicas y Empresariales
International Finance and Economics
CircleUp August 2013 - Present
Mainsail Partners February 2011 - August 2013
ThinkEquity LLC June 2008 - February 2011
NBC Sports May 2005 - November 2007
ThinkEquity Partners June 2007 - August 2007
Education
University of Notre Dame 2004 — 2008
BBA, Finance
Universidad de Sevilla - Facultad de Ciencias Económicas y Empresariales
International Finance and Economics
Jace Kowalzyk's ThinkEquity LLC Experience January 2009 - June 2011
Job Partner, Union Square Advisors
Industry Investment Banking
Experience
Union Square Advisors July 2011 - Present
ThinkEquity LLC January 2009 - June 2011
Piper Jaffray 2000 - 2008
Koch Ventures 1998 - 1999
Skills
Corporate Development, Mergers, Investment Banking, Mergers & Acquisitions, Venture Capital, Private Equity, M&A experience, Valuation, Start-ups, Corporate Finance
Education
Kansas State University
Bachelor of Science, Finance
Union Square Advisors July 2011 - Present
ThinkEquity LLC January 2009 - June 2011
Piper Jaffray 2000 - 2008
Koch Ventures 1998 - 1999
Skills
Corporate Development, Mergers, Investment Banking, Mergers & Acquisitions, Venture Capital, Private Equity, M&A experience, Valuation, Start-ups, Corporate Finance
Education
Kansas State University
Bachelor of Science, Finance
Kate LeClair's ThinkEquity LLC Experience August 2008 - May 2011
Job Client Strategies at HighVista Strategies
Industry Financial Services
Experience
HighVista Strategies October 2014 - Present
Cambridge Associates May 2012 - October 2014
Robert W. Baird & Co. May 2011 - May 2012
ThinkEquity LLC August 2008 - May 2011
Gannett Welsh & Kotler August 2006 - August 2008
Skills
Series 7, Series 66, Series 3, Uniform Combined State..., Venture Capital, FINRA, Bloomberg, Alternative Investments, Investments
Education
Miami University 2002 — 2006
International Studies
HighVista Strategies October 2014 - Present
Cambridge Associates May 2012 - October 2014
Robert W. Baird & Co. May 2011 - May 2012
ThinkEquity LLC August 2008 - May 2011
Gannett Welsh & Kotler August 2006 - August 2008
Skills
Series 7, Series 66, Series 3, Uniform Combined State..., Venture Capital, FINRA, Bloomberg, Alternative Investments, Investments
Education
Miami University 2002 — 2006
International Studies
Joy Shih's ThinkEquity LLC Experience June 2006 - June 2007
Job Mergers & Acquisitions / Investment Banking / Financial Services
Industry Semiconductors
Experience
Applied Materials October 2011 - Present
Paradigm Investor Holdings, LLC April 2010 - October 2011
Motorola June 2007 - October 2010
ThinkEquity LLC June 2006 - June 2007
Sagent Advisors April 2005 - June 2006
Wachovia Securities July 2003 - April 2005
Skills
Venture Capital, Corporate Development, Mergers, Mergers & Acquisitions
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School
M.B.A., Corporate Finance
Northwestern University
Ph.D., Communication Studies
Northwestern University
M.A., Communication Studies
Northwestern University
Bachelor of Science, Communication Studies & Theatre Arts
Applied Materials October 2011 - Present
Paradigm Investor Holdings, LLC April 2010 - October 2011
Motorola June 2007 - October 2010
ThinkEquity LLC June 2006 - June 2007
Sagent Advisors April 2005 - June 2006
Wachovia Securities July 2003 - April 2005
Skills
Venture Capital, Corporate Development, Mergers, Mergers & Acquisitions
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School
M.B.A., Corporate Finance
Northwestern University
Ph.D., Communication Studies
Northwestern University
M.A., Communication Studies
Northwestern University
Bachelor of Science, Communication Studies & Theatre Arts
Graham Gallagher's ThinkEquity LLC Experience January 2003 - February 2005
Job Real Estate Round Hill Partners
Industry Real Estate
Experience
Coldwell Banker January 2014 - Present
AnalystVision 2010 - Present
North Benson LLC 2008 - Present
IamSecureonline 2005 - Present
ThinkEquity LLC January 2003 - February 2005
Wells Fargo Securities 2000 - 2003
Skills
Sellers, Institutional Sales, Real Estate, Capital Markets, Investments, Strategic Planning, Negotiation, Venture Capital, Relocation, First Time Home Buyers, Single Family Homes, Buyer Representation
Education
Georgetown University 1990 — 1995
Avon Old Farms
Coldwell Banker January 2014 - Present
AnalystVision 2010 - Present
North Benson LLC 2008 - Present
IamSecureonline 2005 - Present
ThinkEquity LLC January 2003 - February 2005
Wells Fargo Securities 2000 - 2003
Skills
Sellers, Institutional Sales, Real Estate, Capital Markets, Investments, Strategic Planning, Negotiation, Venture Capital, Relocation, First Time Home Buyers, Single Family Homes, Buyer Representation
Education
Georgetown University 1990 — 1995
Avon Old Farms
Joseph Frenchwood III's ThinkEquity LLC Experience December 2009 - Present
Job Payroll Processor at Mozilla
Industry Accounting
Experience
Mozilla September 2014 - Present
ThinkEquity LLC December 2009 - Present
Volterra Semiconductor September 2011 - August 2014
Franklin First Financial January 2004 - March 2008
First Franklin 2004 - 2008
Waste Management January 2003 - December 2003
Bandwidth 9 1999 - 2003
Hemming Morse, Inc. 1994 - 1995
Education
San Jose State University 1991 — 1994
Alameda High School 1984 — 1988
HS Diploma, General
Mozilla September 2014 - Present
ThinkEquity LLC December 2009 - Present
Volterra Semiconductor September 2011 - August 2014
Franklin First Financial January 2004 - March 2008
First Franklin 2004 - 2008
Waste Management January 2003 - December 2003
Bandwidth 9 1999 - 2003
Hemming Morse, Inc. 1994 - 1995
Education
San Jose State University 1991 — 1994
Alameda High School 1984 — 1988
HS Diploma, General
Bill Southern's ThinkEquity LLC Experience July 2010 - October 2012
Job Sales Executive
Industry Financial Services
Experience
Mergermarket October 2014 - Present
Dooher Construction September 2013 - October 2014
Merriman Capital, Inc. April 2013 - September 2013
ThinkEquity LLC July 2010 - October 2012
Thomas Weisel Partners March 2000 - June 2010
Lehman Brothers November 1999 - March 2000
Selective Insurance June 1998 - November 1999
Skills
Series 7, 55, and 63, Bloomberg, Lava and Fidessa, Microsoft Excel, Equities, Hedge Funds, Trading, Capital Markets, Equity Trading, Securities, Electronic Trading, Equity Research, Investments, Bonds, Series 63, Series 7
Education
Binghamton University 1993 — 1998
Bachelor of Science (B.S.) & Bachelor of Arts (B.A), Biochemistry & Economics
Mergermarket October 2014 - Present
Dooher Construction September 2013 - October 2014
Merriman Capital, Inc. April 2013 - September 2013
ThinkEquity LLC July 2010 - October 2012
Thomas Weisel Partners March 2000 - June 2010
Lehman Brothers November 1999 - March 2000
Selective Insurance June 1998 - November 1999
Skills
Series 7, 55, and 63, Bloomberg, Lava and Fidessa, Microsoft Excel, Equities, Hedge Funds, Trading, Capital Markets, Equity Trading, Securities, Electronic Trading, Equity Research, Investments, Bonds, Series 63, Series 7
Education
Binghamton University 1993 — 1998
Bachelor of Science (B.S.) & Bachelor of Arts (B.A), Biochemistry & Economics
Eliza Sporn Fromberg's ThinkEquity LLC Experience March 2011 - November 2012
Job Counsel at Day Pitney LLP
Industry Law Practice
Experience
Day Pitney LLP April 2013 - Present
ThinkEquity LLC March 2011 - November 2012
Debevoise & Plimpton October 2002 - March 2011
Southern District of New York September 2001 - August 2002
National Public Radio June 1999 - August 1999
Penguin Putnam Inc. September 1995 - August 1998
Skills
Litigation, Corporate Law, Commercial Litigation, Legal Writing, Arbitration, Intellectual Property, Civil Litigation, Mergers, Securities Litigation
Education
New York University School of Law 1998 — 2001
J.D.
Brown University 1991 — 1995
B.A., American History
Millburn High School
Day Pitney LLP April 2013 - Present
ThinkEquity LLC March 2011 - November 2012
Debevoise & Plimpton October 2002 - March 2011
Southern District of New York September 2001 - August 2002
National Public Radio June 1999 - August 1999
Penguin Putnam Inc. September 1995 - August 1998
Skills
Litigation, Corporate Law, Commercial Litigation, Legal Writing, Arbitration, Intellectual Property, Civil Litigation, Mergers, Securities Litigation
Education
New York University School of Law 1998 — 2001
J.D.
Brown University 1991 — 1995
B.A., American History
Millburn High School
Tyler Smith's ThinkEquity LLC Experience March 2011 - August 2012
Job Strategy and Business Development Software Integrity™ Group at Synopsys
Industry Computer Software
Experience
Software Integrity™ Group at Synopsys October 2014 - Present
Coverity (Acquired by Synopsys) September 2012 - September 2014
ThinkEquity LLC March 2011 - August 2012
Mainsail Partners September 2010 - February 2011
Skills
Strategy, Mergers & Acquisitions, Business Development, Venture Capital, Financial Modeling, Valuation, Investment Banking, Corporate Finance, Financial Analysis, Finance, Investments, Corporate Development, Strategic Partnerships, Mergers, Private Placements, IPO, Economics, Capital IQ, Business Strategy
Education
University of San Francisco
Masters, Financial Analysis
San Diego State University-California State University
Syracuse University in Florence
Santa Margarita
Software Integrity™ Group at Synopsys October 2014 - Present
Coverity (Acquired by Synopsys) September 2012 - September 2014
ThinkEquity LLC March 2011 - August 2012
Mainsail Partners September 2010 - February 2011
Skills
Strategy, Mergers & Acquisitions, Business Development, Venture Capital, Financial Modeling, Valuation, Investment Banking, Corporate Finance, Financial Analysis, Finance, Investments, Corporate Development, Strategic Partnerships, Mergers, Private Placements, IPO, Economics, Capital IQ, Business Strategy
Education
University of San Francisco
Masters, Financial Analysis
San Diego State University-California State University
Syracuse University in Florence
Santa Margarita
David Weitgenant's ThinkEquity LLC Experience March 2005 - December 2012
Job VP, Senior Compliance Officer at First Republic Securities
Industry Financial Services
Experience
First Republic Securities March 2013 - Present
ThinkEquity, LLC March 2005 - December 2012
Banc of America Investment Services, Inc March 2000 - February 2005
J. P. Morgan Securities, Inc March 1998 - March 2000
EVEREN Securities, Inc April 1994 - March 1998
Dean Witter Reynolds, Inc February 1993 - April 1994
Dean Witter Reynolds, Inc April 1991 - February 1993
Skills
Wealth Management, Fixed Income, Asset Management, Investment Banking
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1994 — 1996
MBA, Investments
Ball State University 1986 — 1990
BS, Finance
First Republic Securities March 2013 - Present
ThinkEquity, LLC March 2005 - December 2012
Banc of America Investment Services, Inc March 2000 - February 2005
J. P. Morgan Securities, Inc March 1998 - March 2000
EVEREN Securities, Inc April 1994 - March 1998
Dean Witter Reynolds, Inc February 1993 - April 1994
Dean Witter Reynolds, Inc April 1991 - February 1993
Skills
Wealth Management, Fixed Income, Asset Management, Investment Banking
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1994 — 1996
MBA, Investments
Ball State University 1986 — 1990
BS, Finance
Holly Hansen's ThinkEquity LLC Experience July 2011 - November 2012
Job Sales at Ipreo
Industry Financial Services
Experience
Ipreo March 2015 - Present
Dectiva 2013 - 2014
ThinkEquity LLC July 2011 - November 2012
Wedbush Securities 2005 - 2011
BMO Capital Markets 2001 - 2005
UBS Investment Bank 1999 - 2002
Alex. Brown & Sons 1991 - 1999
Skills
Equity Research, Series 7, Equities, Investment Banking, Valuation, Series 63, Capital Markets, Hedge Funds, Financial Modeling, Investments, Series 24, Corporate Development, Corporate Finance, Private Equity, Mergers, Mutual Funds, Bloomberg, Securities, Asset Management, Mergers & Acquisitions, Portfolio Management, Alternative Investments, Financial Markets, Trading, Financial Analysis, Equity Valuation, Investment Management, Sales Management, Asset Allocation, Equity Trading, Venture Capital, Fixed Income, Electronic Trading, Private Placements, Options, Investor Relations
Education
UC Berkeley
Bachelor of Arts (BA), Comparative Literature
Ipreo March 2015 - Present
Dectiva 2013 - 2014
ThinkEquity LLC July 2011 - November 2012
Wedbush Securities 2005 - 2011
BMO Capital Markets 2001 - 2005
UBS Investment Bank 1999 - 2002
Alex. Brown & Sons 1991 - 1999
Skills
Equity Research, Series 7, Equities, Investment Banking, Valuation, Series 63, Capital Markets, Hedge Funds, Financial Modeling, Investments, Series 24, Corporate Development, Corporate Finance, Private Equity, Mergers, Mutual Funds, Bloomberg, Securities, Asset Management, Mergers & Acquisitions, Portfolio Management, Alternative Investments, Financial Markets, Trading, Financial Analysis, Equity Valuation, Investment Management, Sales Management, Asset Allocation, Equity Trading, Venture Capital, Fixed Income, Electronic Trading, Private Placements, Options, Investor Relations
Education
UC Berkeley
Bachelor of Arts (BA), Comparative Literature
Kaj Doerring's ThinkEquity LLC Experience January 2002 - January 2004
Job Partner, Portfolio Manager, Next Century Growth Investors, LLC
Industry Financial Services
Experience
Next Century Growth Investors, LLC January 2004 - Present
ThinkEquity LLC January 2002 - January 2004
Piper Jaffray January 1999 - March 2002
Coherent October 1997 - January 1999
Boehringer Mannheim Diagnostics (Now Roche) June 1996 - October 1997
Bristol-Myers Squibb 1992 - June 1996
Northwest Airlines February 1985 - October 1987
Skills
Portfolio Management, Hedge Funds, Investments, Equity Research, Equities, Venture Capital, Trading, Capital Markets, Series 63, Financial Modeling, Mergers & Acquisitions, Asset Management, Banking, Valuation, Series 7, Competitive Analysis
Education
Concordia College 1981 — 1985
BA, Computer Science/ Biology
Next Century Growth Investors, LLC January 2004 - Present
ThinkEquity LLC January 2002 - January 2004
Piper Jaffray January 1999 - March 2002
Coherent October 1997 - January 1999
Boehringer Mannheim Diagnostics (Now Roche) June 1996 - October 1997
Bristol-Myers Squibb 1992 - June 1996
Northwest Airlines February 1985 - October 1987
Skills
Portfolio Management, Hedge Funds, Investments, Equity Research, Equities, Venture Capital, Trading, Capital Markets, Series 63, Financial Modeling, Mergers & Acquisitions, Asset Management, Banking, Valuation, Series 7, Competitive Analysis
Education
Concordia College 1981 — 1985
BA, Computer Science/ Biology
Glenn Greene's ThinkEquity LLC Experience 2002 - 2007
Job Managing Director at Oppenheimer
Industry Capital Markets
Experience
Oppenheimer June 2007 - Present
ThinkEquity LLC 2002 - 2007
ABN AMRO Bank N.V. 1998 - 2002
Skills
Valuation, Portfolio Management, Investments, Investment Banking, Hedge Funds, Financial Modeling, Equity Research, Equities, Bloomberg, Capital Markets, Asset Management, Private Equity, Alternative Investments, Fixed Income, Securities
Education
New York University - Leonard N. Stern School of Business 1989 — 1990
MBA, Finance
Emory University - Goizueta Business School 1981 — 1985
BBA, Accounting
Oppenheimer June 2007 - Present
ThinkEquity LLC 2002 - 2007
ABN AMRO Bank N.V. 1998 - 2002
Skills
Valuation, Portfolio Management, Investments, Investment Banking, Hedge Funds, Financial Modeling, Equity Research, Equities, Bloomberg, Capital Markets, Asset Management, Private Equity, Alternative Investments, Fixed Income, Securities
Education
New York University - Leonard N. Stern School of Business 1989 — 1990
MBA, Finance
Emory University - Goizueta Business School 1981 — 1985
BBA, Accounting
Jerome Joondeph's ThinkEquity LLC Experience April 2006 - May 2008
Job Chief Administrative Officer & General Counsel at XOJET, Inc.
Industry Airlines/Aviation
Experience
XOJET, Inc. May 2008 - Present
ThinkEquity LLC April 2006 - May 2008
Squire Sanders 1997 - 2008
Skills
Mergers, Corporate Finance, Private Equity, Start-ups, Finance, Aviation, Employee Relations, Airlines, Aircraft, Business Strategy, Flights, Software, Change Management, Project Management, Business Development, Operations Management, Hospitality, Healthcare, Budget, Marketing, Mergers & Acquisitions, Due Diligence, Budgets, Strategy, Business Planning, Venture Capital, Negotiation, Entrepreneurship, IPO, Strategic Planning, Leadership
Education
The Ohio State University Moritz College of Law 1986 — 1990
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law
The Ohio State University - The Max M. Fisher College of Business 1988 — 1989
Master of Business Administration (M.B.A.), Accounting and Finance
Miami University 1982 — 1986
Bachelor of Science (BS), Accounting and Finance
XOJET, Inc. May 2008 - Present
ThinkEquity LLC April 2006 - May 2008
Squire Sanders 1997 - 2008
Skills
Mergers, Corporate Finance, Private Equity, Start-ups, Finance, Aviation, Employee Relations, Airlines, Aircraft, Business Strategy, Flights, Software, Change Management, Project Management, Business Development, Operations Management, Hospitality, Healthcare, Budget, Marketing, Mergers & Acquisitions, Due Diligence, Budgets, Strategy, Business Planning, Venture Capital, Negotiation, Entrepreneurship, IPO, Strategic Planning, Leadership
Education
The Ohio State University Moritz College of Law 1986 — 1990
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law
The Ohio State University - The Max M. Fisher College of Business 1988 — 1989
Master of Business Administration (M.B.A.), Accounting and Finance
Miami University 1982 — 1986
Bachelor of Science (BS), Accounting and Finance
Howard Sudnow's ThinkEquity LLC Experience January 2010 - October 2012
Job Senior Vice President
Industry Financial Services
Experience
Sterne Agee CRT April 2015 - Present
Sterne Agee January 2013 - April 2015
ThinkEquity LLC January 2010 - October 2012
Sophis November 2008 - December 2009
MSCI BARRA May 2006 - November 2008
FIRST ALBANY CAPITAL November 2003 - May 2006
Skills
Hedge Funds, Industry Analysis, Asset Management, Portfolio Management, Risk Management
Education
University of Pennsylvania - The Wharton School 1992 — 1994
MBA, Finance
Franklin & Marshall College 1985 — 1989
BA, Economics
Sterne Agee CRT April 2015 - Present
Sterne Agee January 2013 - April 2015
ThinkEquity LLC January 2010 - October 2012
Sophis November 2008 - December 2009
MSCI BARRA May 2006 - November 2008
FIRST ALBANY CAPITAL November 2003 - May 2006
Skills
Hedge Funds, Industry Analysis, Asset Management, Portfolio Management, Risk Management
Education
University of Pennsylvania - The Wharton School 1992 — 1994
MBA, Finance
Franklin & Marshall College 1985 — 1989
BA, Economics
Stephen Dragos's ThinkEquity LLC Experience 2002 - 2008
Job Director of Sales and Trading
Industry Financial Services
Experience
Northland Capital markets December 2010 - Present
ThinkEquity LLC 2002 - 2008
Piper Jaffray 1993 - 2002
Thompson McKinnon 1989 - 1989
Thompson McKinnon 1989 - 1989
Education
Pace University 1983 — 1987
BS, Criminal Science
Northland Capital markets December 2010 - Present
ThinkEquity LLC 2002 - 2008
Piper Jaffray 1993 - 2002
Thompson McKinnon 1989 - 1989
Thompson McKinnon 1989 - 1989
Education
Pace University 1983 — 1987
BS, Criminal Science
Craig Daum's ThinkEquity LLC Experience 2008 - 2009
Job At Four Seasons Nursery and Landscape Co. LLC
Industry Consumer Services
Experience
Four Seasons Nursery and Landscape Co. LLC August 2010 - Present
ThinkEquity LLC 2008 - 2009
oppenheimer and company 2007 - 2008
prudential equity group 1995 - 2007
Prudential Financial 1993 - 2007
Education
Rowan University 1986 — 1991
BS, Finance
Four Seasons Nursery and Landscape Co. LLC August 2010 - Present
ThinkEquity LLC 2008 - 2009
oppenheimer and company 2007 - 2008
prudential equity group 1995 - 2007
Prudential Financial 1993 - 2007
Education
Rowan University 1986 — 1991
BS, Finance
Michael B. Armstrong's ThinkEquity LLC Experience 2001 - 2012
Job Financial Services: Exploring New Opportunities
Industry Investment Banking
Experience
ThinkEquity LLC 2001 - 2012
Merrill Lynch 2000 - 2001
Montgomery Securities 1995 - 1999
Skills
Licensed Supervisory..., Series 24, 7 and 63, Equity Research, Investment Banking, Asset Management, Equities, Leadership, Business Development, Valuation, Equity Valuation
Education
University of California, Berkeley
Bachelor of Arts (B.A.), Economics
ThinkEquity LLC 2001 - 2012
Merrill Lynch 2000 - 2001
Montgomery Securities 1995 - 1999
Skills
Licensed Supervisory..., Series 24, 7 and 63, Equity Research, Investment Banking, Asset Management, Equities, Leadership, Business Development, Valuation, Equity Valuation
Education
University of California, Berkeley
Bachelor of Arts (B.A.), Economics
Rich Gimigliano's ThinkEquity LLC Experience 2003 - 2007
Job Managing Director at Merriman Capital, Inc.
Industry Investment Banking
Experience
Merriman Capital, Inc. 2013 - Present
Copper Creek Capital Group LLC 2007 - 2013
ThinkEquity LLC 2003 - 2007
Thomas Weisel Partners 1999 - 2002
Montgomery Securities 1995 - 1999
Skills
Investment Banking, Valuation, Financial Analysis, Capital Markets, Private Equity, Equities, Venture Capital, Equity Research, Hedge Funds, Private Placements, Alternative Investments, Series 7, Corporate Development, Securities, Mergers & Acquisitions, Bloomberg
Education
Lehigh University
BSEE
University of North Carolina at Chapel Hill
MBA
Merriman Capital, Inc. 2013 - Present
Copper Creek Capital Group LLC 2007 - 2013
ThinkEquity LLC 2003 - 2007
Thomas Weisel Partners 1999 - 2002
Montgomery Securities 1995 - 1999
Skills
Investment Banking, Valuation, Financial Analysis, Capital Markets, Private Equity, Equities, Venture Capital, Equity Research, Hedge Funds, Private Placements, Alternative Investments, Series 7, Corporate Development, Securities, Mergers & Acquisitions, Bloomberg
Education
Lehigh University
BSEE
University of North Carolina at Chapel Hill
MBA
Jason Lind's ThinkEquity LLC Experience January 2003 - July 2004
Job Corporate Sales at NetSuite Covering the Software Vertical in San Francisco
Industry Computer Software
Experience
NetSuite January 2010 - Present
Eastdil Secured September 2005 - 2008
Wells Fargo Securities September 2004 - August 2005
ThinkEquity LLC January 2003 - July 2004
CIBC World Markets February 2001 - June 2002
Piper Jaffray March 1999 - February 2001
Skills
ERP/CRM, Direct Sales, SaaS, Enterprise Software, Financial Analysis, Corporate Finance, Financial Modeling, Valuation, Real Estate
Education
Cornell University
B.S., Business Administration
NetSuite January 2010 - Present
Eastdil Secured September 2005 - 2008
Wells Fargo Securities September 2004 - August 2005
ThinkEquity LLC January 2003 - July 2004
CIBC World Markets February 2001 - June 2002
Piper Jaffray March 1999 - February 2001
Skills
ERP/CRM, Direct Sales, SaaS, Enterprise Software, Financial Analysis, Corporate Finance, Financial Modeling, Valuation, Real Estate
Education
Cornell University
B.S., Business Administration
Joni Southwell's ThinkEquity LLC Experience 2003 - 2005
Job Public Finance at Raymond James
Industry Financial Services
Experience
Raymond James December 2005 - Present
ThinkEquity LLC 2003 - 2005
Fulcrum Global Partners 2001 - 2003
West Florida Capital 1999 - 2003
Education
University of Colorado Denver
BS, Economics
Raymond James December 2005 - Present
ThinkEquity LLC 2003 - 2005
Fulcrum Global Partners 2001 - 2003
West Florida Capital 1999 - 2003
Education
University of Colorado Denver
BS, Economics
Greg Lazar's ThinkEquity LLC Experience January 2012 - April 2012
Job Sr. Financial Analyst at Keating Consulting Group
Industry Financial Services
Experience
Keating Consulting Group January 2013 - Present
Oppenheimer & Co. April 2012 - November 2012
ThinkEquity LLC January 2012 - April 2012
FactSet Research Systems February 2010 - December 2011
Skills
Financial Modeling, Valuation, Start-ups, Bloomberg, Equity Research, FactSet, Series 7, Series 63, Series 86
Education
University of California, Berkeley - Walter A. Haas School of Business 2006 — 2010
BS, Business Administration
Keating Consulting Group January 2013 - Present
Oppenheimer & Co. April 2012 - November 2012
ThinkEquity LLC January 2012 - April 2012
FactSet Research Systems February 2010 - December 2011
Skills
Financial Modeling, Valuation, Start-ups, Bloomberg, Equity Research, FactSet, Series 7, Series 63, Series 86
Education
University of California, Berkeley - Walter A. Haas School of Business 2006 — 2010
BS, Business Administration
P.J. Constantinides's ThinkEquity LLC Experience June 2012 - December 2012
Job Investment Banking Analyst at Goldman Sachs
Industry Banking
Experience
Goldman Sachs November 2014 - Present
BMO Capital Markets December 2012 - November 2014
ThinkEquity LLC June 2012 - December 2012
Education
Trinity College-Hartford 2008 — 2012
BA: Economics & Student-designed Major in Human Behavior and Decision Theory, Fields of Study: Economics / Psychology
Tuck School of Business at Dartmouth
Business Bridge Program (Summer 2010)
University College London, U. of London
Affiliate Student (Fall 2010)
Goldman Sachs November 2014 - Present
BMO Capital Markets December 2012 - November 2014
ThinkEquity LLC June 2012 - December 2012
Education
Trinity College-Hartford 2008 — 2012
BA: Economics & Student-designed Major in Human Behavior and Decision Theory, Fields of Study: Economics / Psychology
Tuck School of Business at Dartmouth
Business Bridge Program (Summer 2010)
University College London, U. of London
Affiliate Student (Fall 2010)
Andrew Buscaglia's ThinkEquity LLC Experience March 2007 - December 2007
Job Equity Research Analyst at Credit Suisse
Industry Investment Banking
Experience
Credit Suisse December 2010 - Present
Canaccord Genuity Inc. January 2008 - November 2010
ThinkEquity LLC March 2007 - December 2007
Skills
Equities, Financial Modeling, Equity Research, Financial Analysis, Valuation
Education
Hamilton College 2002 — 2006
B.A.
Canisius High School 1998 — 2002
Credit Suisse December 2010 - Present
Canaccord Genuity Inc. January 2008 - November 2010
ThinkEquity LLC March 2007 - December 2007
Skills
Equities, Financial Modeling, Equity Research, Financial Analysis, Valuation
Education
Hamilton College 2002 — 2006
B.A.
Canisius High School 1998 — 2002
Komkit Cholawat's ThinkEquity LLC Experience April 2008 - March 2009
Job Senior Consultant at Human Capital Group Executive Search
Industry Law Practice
Experience
Dillinger Carter & Associates, INC. January 2012 - Present
Oddie Lynn Grisanti P.C. January 2010 - August 2012
ThinkEquity LLC April 2008 - March 2009
Vincent A. Fortunado January 2007 - April 2007
Skills
Thai Language Translator, Individual & Business..., Accounting
Education
Golden Gate University 2009 — 2009
Certification, Taxation
Golden Gate University 2005 — 2007
MA, Accountancy
The University of Salford 2001 — 2003
MSc, Corporate Finance
California Tax Education Council
Certification, Certified California Registered Tax Preparer
The University of Salford
BSc, Business studies and Financial Management
Dillinger Carter & Associates, INC. January 2012 - Present
Oddie Lynn Grisanti P.C. January 2010 - August 2012
ThinkEquity LLC April 2008 - March 2009
Vincent A. Fortunado January 2007 - April 2007
Skills
Thai Language Translator, Individual & Business..., Accounting
Education
Golden Gate University 2009 — 2009
Certification, Taxation
Golden Gate University 2005 — 2007
MA, Accountancy
The University of Salford 2001 — 2003
MSc, Corporate Finance
California Tax Education Council
Certification, Certified California Registered Tax Preparer
The University of Salford
BSc, Business studies and Financial Management
Sarah Weil's ThinkEquity LLC Experience January 2003 - December 2005
Job Senior Administrative Assistant
Industry Financial Services
Experience
Matthews Asia May 2014 - June 2015
Morgan Stanley January 2007 - April 2014
Friedman Billings Ramsey & Co January 2006 - January 2007
ThinkEquity LLC January 2003 - December 2005
Oppenheimer & Co. July 1997 - October 2002
Hambrecht & Quist LLC December 1995 - July 1997
Skills
Administrative..., Spreadsheets, Microsoft Office, Travel Arrangements, Microsoft Excel, PowerPoint, Human Resources, Concur, Outlook, Expense Management, Calendars, Travel Management, Equities, Financial Modeling, Investments, Finance, Investment Banking, Financial Analysis, Research, Valuation, Bloomberg
Education
Michigan State University 1987 — 1990
BA In Communications
Matthews Asia May 2014 - June 2015
Morgan Stanley January 2007 - April 2014
Friedman Billings Ramsey & Co January 2006 - January 2007
ThinkEquity LLC January 2003 - December 2005
Oppenheimer & Co. July 1997 - October 2002
Hambrecht & Quist LLC December 1995 - July 1997
Skills
Administrative..., Spreadsheets, Microsoft Office, Travel Arrangements, Microsoft Excel, PowerPoint, Human Resources, Concur, Outlook, Expense Management, Calendars, Travel Management, Equities, Financial Modeling, Investments, Finance, Investment Banking, Financial Analysis, Research, Valuation, Bloomberg
Education
Michigan State University 1987 — 1990
BA In Communications
Athena Wong's ThinkEquity LLC Experience December 2006 - September 2008
Job Assistant Controller at LOYAL3
Industry Investment Banking
Experience
LOYAL3 November 2013 - Present
Merriman Curhan Ford & Co. September 2008 - July 2013
ThinkEquity LLC December 2006 - September 2008
Concorde Acceptance 2005 - 2006
Skills
Equities, Deferred Compensation, Microsoft Office, Mergers & Acquisitions, Accounting, Financial Analysis, Payroll, QuickBooks, Outlook, Microsoft Excel
Education
University of Hawaii at Manoa
Bachelor of Business Administration (BBA), Management Information Systems, General
LOYAL3 November 2013 - Present
Merriman Curhan Ford & Co. September 2008 - July 2013
ThinkEquity LLC December 2006 - September 2008
Concorde Acceptance 2005 - 2006
Skills
Equities, Deferred Compensation, Microsoft Office, Mergers & Acquisitions, Accounting, Financial Analysis, Payroll, QuickBooks, Outlook, Microsoft Excel
Education
University of Hawaii at Manoa
Bachelor of Business Administration (BBA), Management Information Systems, General
Kurt Hoofnagle's ThinkEquity LLC Experience 2010 - 2012
Job Managing Director, Stephens, Communications and Enterprise Systems Banking
Industry Investment Banking
Experience
Stephens Inc. 2013 - Present
ThinkEquity LLC 2010 - 2012
RBC Capital Markets 2004 - 2010
Education
University of Pennsylvania - The Wharton School
Stephens Inc. 2013 - Present
ThinkEquity LLC 2010 - 2012
RBC Capital Markets 2004 - 2010
Education
University of Pennsylvania - The Wharton School
Nicolas Ruhl's ThinkEquity LLC Experience June 2007 - August 2007
Job Aviation Sales Advisor
Industry Airlines/Aviation
Experience
XOJET October 2013 - Present
LinkedIn October 2012 - October 2013
LinkedIn January 2012 - October 2012
LinkedIn July 2011 - February 2012
San Diego Chargers July 2010 - August 2010
A.G. Spanos Companies June 2009 - July 2009
ThinkEquity LLC June 2007 - August 2007
Skills
Leadership, Salesforce.com, SaaS, Social Media, Email Marketing, Social Networking, Data Analysis, Sales Prospecting, Cold Calling, Outlook, Lead Generation, Eloqua, Facebook, Sales Operations
Education
Stanford University 2010 — 2011
Master of Arts, Communication: Media Studies
Stanford University 2006 — 2010
Bachelor of Arts, Science, Technology, and Society
XOJET October 2013 - Present
LinkedIn October 2012 - October 2013
LinkedIn January 2012 - October 2012
LinkedIn July 2011 - February 2012
San Diego Chargers July 2010 - August 2010
A.G. Spanos Companies June 2009 - July 2009
ThinkEquity LLC June 2007 - August 2007
Skills
Leadership, Salesforce.com, SaaS, Social Media, Email Marketing, Social Networking, Data Analysis, Sales Prospecting, Cold Calling, Outlook, Lead Generation, Eloqua, Facebook, Sales Operations
Education
Stanford University 2010 — 2011
Master of Arts, Communication: Media Studies
Stanford University 2006 — 2010
Bachelor of Arts, Science, Technology, and Society
Andrew Dunst's ThinkEquity LLC Experience June 2011 - August 2011
Job Associate at The Sage Group
Industry Financial Services
Experience
The Sage Group July 2012 - Present
ThinkEquity LLC June 2011 - August 2011
Bank of America Merrill Lynch July 2010 - August 2010
Concord Music Group June 2010 - August 2010
Skills
Financial Modeling, Corporate Finance, Valuation, Investment Banking, Financial Analysis, Private Equity
Education
University of California, Berkeley 2008 — 2012
BS, Business Administration
Campbell Hall
The Sage Group July 2012 - Present
ThinkEquity LLC June 2011 - August 2011
Bank of America Merrill Lynch July 2010 - August 2010
Concord Music Group June 2010 - August 2010
Skills
Financial Modeling, Corporate Finance, Valuation, Investment Banking, Financial Analysis, Private Equity
Education
University of California, Berkeley 2008 — 2012
BS, Business Administration
Campbell Hall
Jamie Barker's ThinkEquity LLC Experience 2003 - 2007
Job Head of Equity Sales and Trading at Maxim Group
Industry Financial Services
Experience
Maxim Group June 2010 - Present
ThinkEquity LLC 2003 - 2007
ThinkEquity LLC 2003 - 2007
Wasserstein Perella May 1999 - June 2001
CJ Lawrence Deutsche Bank January 1987 - April 1997
Skills
Equities, Series 7, Series 63, Series 24, Hedge Funds, Trading, Securities, Bloomberg, Capital Markets, Equity Research, Electronic Trading, Fixed Income, Investments, FINRA, Trading Systems, Options, Alternative Investments, Investment Banking, ETFs
Education
Iona College 1974 — 1978
Bachelor of Business Administration (BBA)
Maxim Group June 2010 - Present
ThinkEquity LLC 2003 - 2007
ThinkEquity LLC 2003 - 2007
Wasserstein Perella May 1999 - June 2001
CJ Lawrence Deutsche Bank January 1987 - April 1997
Skills
Equities, Series 7, Series 63, Series 24, Hedge Funds, Trading, Securities, Bloomberg, Capital Markets, Equity Research, Electronic Trading, Fixed Income, Investments, FINRA, Trading Systems, Options, Alternative Investments, Investment Banking, ETFs
Education
Iona College 1974 — 1978
Bachelor of Business Administration (BBA)
Mark McKechnie's ThinkEquity LLC Experience April 2011 - July 2012
Job VP Investor Relations and Strategic Initiaitves at Silver Spring Networks
Industry Investment Banking
Experience
Silver Spring Networks January 2015 - Present
McKechnie Corporate Stategy Stock Specialist October 2014 - January 2015
Evercore Partners July 2012 - November 2014
ThinkEquity LLC April 2011 - July 2012
AmTech / Gleacher Securities May 2007 - February 2011
Twin Peaks Capital 2005 - 2007
Vcommerce Inc. 2003 - 2005
Bank of America / Montgomery Securities 1996 - 2003
Intel Corporation 1992 - 1996
Motorola Mobility 1986 - 1990
Skills
Investment Banking, Equity Research, Equities, Capital Markets, Hedge Funds, Valuation, Financial Modeling, Trading, Asset Managment, Series 7, Investments, Bloomberg, Financial Analysis, Financial Markets, Corporate Development, Mergers, Venture Capital, IPO, Private Equity, Portfolio Management, Mergers & Acquisitions, Fixed Income, Asset Management
Education
Kellogg Graduate School of Management 1990 — 1992
MBA
Purdue University 1984 — 1988
BSEE, Electrical Engineering
Silver Spring Networks January 2015 - Present
McKechnie Corporate Stategy Stock Specialist October 2014 - January 2015
Evercore Partners July 2012 - November 2014
ThinkEquity LLC April 2011 - July 2012
AmTech / Gleacher Securities May 2007 - February 2011
Twin Peaks Capital 2005 - 2007
Vcommerce Inc. 2003 - 2005
Bank of America / Montgomery Securities 1996 - 2003
Intel Corporation 1992 - 1996
Motorola Mobility 1986 - 1990
Skills
Investment Banking, Equity Research, Equities, Capital Markets, Hedge Funds, Valuation, Financial Modeling, Trading, Asset Managment, Series 7, Investments, Bloomberg, Financial Analysis, Financial Markets, Corporate Development, Mergers, Venture Capital, IPO, Private Equity, Portfolio Management, Mergers & Acquisitions, Fixed Income, Asset Management
Education
Kellogg Graduate School of Management 1990 — 1992
MBA
Purdue University 1984 — 1988
BSEE, Electrical Engineering
Louis Suba's ThinkEquity LLC Experience 2011 - 2012
Job Executive Director at MKM Partners
Industry Financial Services
Experience
MKM Partners 2014 - Present
Lazard Capital Markets 2013 - 2014
ThinkEquity LLC 2011 - 2012
Wedbush Securities 2008 - 2011
Oppenheimer 2006 - 2007
BB&T Capital Markets 2005 - 2006
Deutsche Bank 2001 - 2005
Robertson Stephens 1997 - 2001
Price Waterhouse 1990 - 1995
Skills
Institutional Sales, Equities, Financial Markets, Investments, Securities, Hedge Funds, Mutual Funds, Series 7, Series 63, Relationship Mgmt, Investor Relations, IPO, Institutional..., Investment Advisory, Equity Capital Markets, Equity Valuation, Equity Research, Wrestling, Trading, Investment Banking, Financial Modeling, Investment Management, Valuation
Education
University of California, Berkeley
Master of Business Administration (MBA), Finance
Indiana University Bloomington
Bachelor of Science (BS), Finance
MKM Partners 2014 - Present
Lazard Capital Markets 2013 - 2014
ThinkEquity LLC 2011 - 2012
Wedbush Securities 2008 - 2011
Oppenheimer 2006 - 2007
BB&T Capital Markets 2005 - 2006
Deutsche Bank 2001 - 2005
Robertson Stephens 1997 - 2001
Price Waterhouse 1990 - 1995
Skills
Institutional Sales, Equities, Financial Markets, Investments, Securities, Hedge Funds, Mutual Funds, Series 7, Series 63, Relationship Mgmt, Investor Relations, IPO, Institutional..., Investment Advisory, Equity Capital Markets, Equity Valuation, Equity Research, Wrestling, Trading, Investment Banking, Financial Modeling, Investment Management, Valuation
Education
University of California, Berkeley
Master of Business Administration (MBA), Finance
Indiana University Bloomington
Bachelor of Science (BS), Finance
Bradley Sills's ThinkEquity LLC Experience May 2012 - October 2012
Job Senior Equity Research Analyst
Industry Capital Markets
Experience
Bank of America Merrill Lynch September 2014 - Present
Maxim Group December 2012 - September 2014
ThinkEquity LLC May 2012 - October 2012
Barclays Capital March 2005 - August 2011
Microsoft Corporation January 2002 - March 2005
Ariba, Inc. May 2000 - September 2001
PwC Consulting August 1999 - May 2000
PwC January 1994 - May 1998
Education
Northwestern University - Kellogg School of Management 1998 — 1999
MBA, Finance, Marketing, Management Strategy
Tulane University 1989 — 1993
Bachelor of Science, Management
Bank of America Merrill Lynch September 2014 - Present
Maxim Group December 2012 - September 2014
ThinkEquity LLC May 2012 - October 2012
Barclays Capital March 2005 - August 2011
Microsoft Corporation January 2002 - March 2005
Ariba, Inc. May 2000 - September 2001
PwC Consulting August 1999 - May 2000
PwC January 1994 - May 1998
Education
Northwestern University - Kellogg School of Management 1998 — 1999
MBA, Finance, Marketing, Management Strategy
Tulane University 1989 — 1993
Bachelor of Science, Management
Earl Manns's ThinkEquity LLC Experience 2004 - 2009
Job Senior Vice President Equity Sales and Trading at Blaylock Robert Van, LLC
Industry Investment Banking
Experience
Blaylock Robert Van, LLC August 2013 - Present
Cabrera Capital Markets, LLC February 2010 - July 2013
Kaufman Bros. 2009 - 2010
ThinkEquity LLC 2004 - 2009
Pulse Trading 2002 - 2003
William Blair and Company 1996 - 2001
Robertson Stephens 1992 - 1995
Driehaus Capital Management 1988 - 1992
Skills
Equities, Equity Trading, Trading, Series 7, Series 63, Bloomberg, Capital Markets, Trading Systems, Securities, Electronic Trading, Options, Series 24, Derivatives, Investments, Financial Markets, Proprietary Trading, Bonds, ETFs, Mutual Funds, Equity Derivatives, Trading Strategies, Bloomberg Terminal, Private Equity, Traders, Stocks, Series 65, Technical Analysis, Equity Capital Markets, Investor Relations, Institutional Sales, Institutional
Education
Lewis University
Business Administration
Blaylock Robert Van, LLC August 2013 - Present
Cabrera Capital Markets, LLC February 2010 - July 2013
Kaufman Bros. 2009 - 2010
ThinkEquity LLC 2004 - 2009
Pulse Trading 2002 - 2003
William Blair and Company 1996 - 2001
Robertson Stephens 1992 - 1995
Driehaus Capital Management 1988 - 1992
Skills
Equities, Equity Trading, Trading, Series 7, Series 63, Bloomberg, Capital Markets, Trading Systems, Securities, Electronic Trading, Options, Series 24, Derivatives, Investments, Financial Markets, Proprietary Trading, Bonds, ETFs, Mutual Funds, Equity Derivatives, Trading Strategies, Bloomberg Terminal, Private Equity, Traders, Stocks, Series 65, Technical Analysis, Equity Capital Markets, Investor Relations, Institutional Sales, Institutional
Education
Lewis University
Business Administration
Chelsea Heffernan's ThinkEquity LLC Experience December 2006 - December 2007
Job Director, Investor Relations at Cirrus Logic
Industry Semiconductors
Experience
Cirrus Logic May 2012 - Present
Canaccord Genuity Inc. January 2008 - May 2012
ThinkEquity LLC December 2006 - December 2007
Chemonics International January 2003 - August 2005
Meridian International Center June 2002 - January 2003
Education
London School of Economics and Political Science 2005 — 2006
MSc, Gender, Development, and Globalization
Eastern Washington University 1997 — 2002
BA, International Affairs
Cirrus Logic May 2012 - Present
Canaccord Genuity Inc. January 2008 - May 2012
ThinkEquity LLC December 2006 - December 2007
Chemonics International January 2003 - August 2005
Meridian International Center June 2002 - January 2003
Education
London School of Economics and Political Science 2005 — 2006
MSc, Gender, Development, and Globalization
Eastern Washington University 1997 — 2002
BA, International Affairs
Edward Donnelly's ThinkEquity LLC Experience October 2004 - June 2006
Job Institutional Equity Research Sales at Citi
Industry Financial Services
Experience
Citi May 2013 - Present
Oppenheimer & Co. June 2006 - January 2013
ThinkEquity LLC October 2004 - June 2006
William Blair and Company May 1999 - January 2003
Goldman Sachs May 1996 - May 1999
Skills
Series 7, Series 63, Equity Sales, Stock Picking, Road Show, Portfolio Management, Entertainment, Conflict Resolution, Equity Trading, Equity Research, Equity Derivatives, Quick Learner
Education
Princeton University 1990 — 1994
Bachelor of Arts, History Major
Citi May 2013 - Present
Oppenheimer & Co. June 2006 - January 2013
ThinkEquity LLC October 2004 - June 2006
William Blair and Company May 1999 - January 2003
Goldman Sachs May 1996 - May 1999
Skills
Series 7, Series 63, Equity Sales, Stock Picking, Road Show, Portfolio Management, Entertainment, Conflict Resolution, Equity Trading, Equity Research, Equity Derivatives, Quick Learner
Education
Princeton University 1990 — 1994
Bachelor of Arts, History Major
David Turetsky's ThinkEquity LLC Experience May 2011 - September 2011
Job Editor, Portfolio Advisory Group at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management October 2012 - Present
Northland Securities April 2012 - October 2012
ThinkEquity LLC May 2011 - September 2011
ThinkEquity LLC March 2005 - March 2011
RBC Capital Markets November 2003 - March 2005
RBC Capital Markets July 1998 - October 2003
Skills
Editing, Copy Editing, Proofreading, Microsoft Office, Journalism, BlueMatrix, Writing, Improv
Education
Michigan State University
B.A., Journalism
RBC Wealth Management October 2012 - Present
Northland Securities April 2012 - October 2012
ThinkEquity LLC May 2011 - September 2011
ThinkEquity LLC March 2005 - March 2011
RBC Capital Markets November 2003 - March 2005
RBC Capital Markets July 1998 - October 2003
Skills
Editing, Copy Editing, Proofreading, Microsoft Office, Journalism, BlueMatrix, Writing, Improv
Education
Michigan State University
B.A., Journalism
John Friebely, CFA's ThinkEquity LLC Experience February 2008 - November 2008
Job Sales Trader at Oppenheimer & Co.
Industry Financial Services
Experience
Oppenheimer & Co. December 2008 - Present
ThinkEquity LLC February 2008 - November 2008
Oppenheimer & Co. August 2004 - January 2008
Skills
Equities, Series 7, Series 63, Hedge Funds, Trading, Equity Research, Equity Trading, Capital Markets, Securities, Mutual Funds, Investments, Financial Analysis, Alternative Investments, Fixed Income
Education
Clarkson University 1989 — 1993
BS, Economics and Finance
Oppenheimer & Co. December 2008 - Present
ThinkEquity LLC February 2008 - November 2008
Oppenheimer & Co. August 2004 - January 2008
Skills
Equities, Series 7, Series 63, Hedge Funds, Trading, Equity Research, Equity Trading, Capital Markets, Securities, Mutual Funds, Investments, Financial Analysis, Alternative Investments, Fixed Income
Education
Clarkson University 1989 — 1993
BS, Economics and Finance
Michelle Felicetti's ThinkEquity LLC Experience 2006 - 2012
Job Financial Industry Specialist
Industry Financial Services
Experience
ThinkEquity LLC 2006 - 2012
Harrisdirect December 2003 - April 2006
Harrisdirect November 1999 - December 2003
Skills
Advent AXYS, Microsoft Office, Bloomberg Terminal, Account Reconciliation, Axys, Bloomberg, Portfolio Management, Securities
Education
Brooklyn College 1995 — 1999
Bachelor of Science (BS), Business Management and Finance
ThinkEquity LLC 2006 - 2012
Harrisdirect December 2003 - April 2006
Harrisdirect November 1999 - December 2003
Skills
Advent AXYS, Microsoft Office, Bloomberg Terminal, Account Reconciliation, Axys, Bloomberg, Portfolio Management, Securities
Education
Brooklyn College 1995 — 1999
Bachelor of Science (BS), Business Management and Finance
Brandon Malara's ThinkEquity LLC Experience December 2009 - June 2011
Job Alliance Manager, Agility Recovery
Industry Information Technology and Services
Experience
Agility Recovery Solutions November 2012 - Present
Kelly Services January 2012 - October 2012
ThinkEquity LLC December 2009 - June 2011
Bank of America March 2006 - April 2009
Adecco Staffing, USA May 2000 - March 2006
Skills
Series 7, Series 63, Series 86, Series 87
Education
University of Colorado at Boulder 1995 — 1998
Did not graduate, English, Theater
Agility Recovery Solutions November 2012 - Present
Kelly Services January 2012 - October 2012
ThinkEquity LLC December 2009 - June 2011
Bank of America March 2006 - April 2009
Adecco Staffing, USA May 2000 - March 2006
Skills
Series 7, Series 63, Series 86, Series 87
Education
University of Colorado at Boulder 1995 — 1998
Did not graduate, English, Theater
Scott Juergens's ThinkEquity LLC Experience January 2010 - November 2012
Job Trading Manager at LOYAL3
Industry Investment Banking
Experience
LOYAL3 June 2013 - Present
ThinkEquity LLC January 2010 - November 2012
Broadpoint Capital May 2002 - April 2008
Skills
Compliance, Equity Trading, Brokerage, Trading, Series 7, Equity Research, Capital Markets, Series 63, Securities, FINRA
Education
Miami University 1994 — 1997
Bachelor of Science (BS), Marketing
LOYAL3 June 2013 - Present
ThinkEquity LLC January 2010 - November 2012
Broadpoint Capital May 2002 - April 2008
Skills
Compliance, Equity Trading, Brokerage, Trading, Series 7, Equity Research, Capital Markets, Series 63, Securities, FINRA
Education
Miami University 1994 — 1997
Bachelor of Science (BS), Marketing
Bobby Burleson's ThinkEquity LLC Experience September 2004 - December 2008
Job Managing Director at Canaccord Genuity Inc.
Industry Investment Banking
Experience
Canaccord Genuity Inc. January 2008 - Present
ThinkEquity LLC September 2004 - December 2008
Education
University of California, Berkeley
Canaccord Genuity Inc. January 2008 - Present
ThinkEquity LLC September 2004 - December 2008
Education
University of California, Berkeley
K.C. Dustin's ThinkEquity LLC Experience 2011 - 2012
Job CFO at Miller's Oath
Industry Apparel & Fashion
Experience
Miller's Oath February 2013 - Present
ThinkEquity LLC 2011 - 2012
Education
Boston University 1993 — 1997
Miller's Oath February 2013 - Present
ThinkEquity LLC 2011 - 2012
Education
Boston University 1993 — 1997
JPMorgan Chase
Goldman Sachs
J.P. Morgan
Credit Suisse
Deutsche Bank
Citigroup
JP Morgan Chase
UBS