Wachovia Securities, LLC
Industry: Subsidiary
DescriptionWells Fargo Advisors is a subsidiary of Wells Fargo, located in St Louis, Missouri. It is the ninth largest brokerage firm in the United States as of August 17, 2017 with $490 billion retail client assets under management. Headquarters: St. Louis, Missouri, United States Parent organization: Wells Fargo Founded: 4 September 2001 Total assets: 490 billion USD Subsidiaries: Wachovia Securities (Argentina) LLC (Buenos Aires Argentina),
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Wachovia Securities, LLC Employees
Employee
Years
Job
Industry
Lisa Silvers Lisa Silvers's Wachovia Securities, LLC Experience 1998 - 2002
Job Senior Director
Industry Investment Banking
Experience
Berkadia September 2014 - Present
Bank Leumi USA August 2013 - September 2014
Sabadell United Bank June 2012 - August 2013
RSM Corvus April 2010 - June 2012
Lucero Capital December 2008 - May 2012
CBRE Melody April 2006 - November 2008
Regions Bank January 2005 - March 2006
SouthTrust Bank October 2002 - December 2004
Wachovia Securities, LLC 1998 - 2002
BDO Seidman, LLP 1995 - 1998
Skills
Due Diligence, Loans, Asset Management, Banking, Business Development, Commercial Real Estate, Cash Management, Corporate Finance, Finance, Financial Analysis, Financial Modeling, Investments, Loan Origination, Mergers & Acquisitions, Mortgage Lending, Portfolio Management, Real Estate, Real Estate Economics
Education
University of North Carolina at Charlotte - Belk College of Business 1992 — 1995
Bachelor of Science, Accounting
Our Lady of the Elms 1984 — 1988
Berkadia September 2014 - Present
Bank Leumi USA August 2013 - September 2014
Sabadell United Bank June 2012 - August 2013
RSM Corvus April 2010 - June 2012
Lucero Capital December 2008 - May 2012
CBRE Melody April 2006 - November 2008
Regions Bank January 2005 - March 2006
SouthTrust Bank October 2002 - December 2004
Wachovia Securities, LLC 1998 - 2002
BDO Seidman, LLP 1995 - 1998
Skills
Due Diligence, Loans, Asset Management, Banking, Business Development, Commercial Real Estate, Cash Management, Corporate Finance, Finance, Financial Analysis, Financial Modeling, Investments, Loan Origination, Mergers & Acquisitions, Mortgage Lending, Portfolio Management, Real Estate, Real Estate Economics
Education
University of North Carolina at Charlotte - Belk College of Business 1992 — 1995
Bachelor of Science, Accounting
Our Lady of the Elms 1984 — 1988
Jason McCool Jason McCool's Wachovia Securities, LLC Experience May 2005 - January 2010
Job Seasoned Sales Professional Seeking New Opportunities
Industry Financial Services
Experience
Force Imaging Group, LLC July 2014 - Present
Dever Designs January 2014 - July 2014
ADP August 2012 - July 2013
The Gabor Agency, Inc. August 2010 - September 2012
Wachovia Securities, LLC May 2005 - January 2010
Wachovia, A Wells Fargo Company May 2005 - February 2009
Skills
Finance, Leadership, SaaS, Insurance, Sales, Human Resources, Retirement Planning, Investments, Employee Benefits, Retirement, Marketing, PEO, Strategic Financial..., ADP Payroll, Loans, HRIS, Wealth Management, Relationship Management, Financial Services, Small Business, Benefits Administration, Series 7, Business Process..., BPO, Banking, Business Intelligence, Mortgage Lending, Credit, Business Development, Management, Business Analysis, CRM, Coaching, Commercial Lending, Small Business Lending, Social Media Marketing, Salesforce.com, SugarCRM, Solution Selling, New Business Development, Strategic Partnerships, Direct Sales, Sales Management, Marketing Strategy, Customer Service, Team Building, Sales Process, Cold Calling
Education
University of South Florida 2004 — 2009
Force Imaging Group, LLC July 2014 - Present
Dever Designs January 2014 - July 2014
ADP August 2012 - July 2013
The Gabor Agency, Inc. August 2010 - September 2012
Wachovia Securities, LLC May 2005 - January 2010
Wachovia, A Wells Fargo Company May 2005 - February 2009
Skills
Finance, Leadership, SaaS, Insurance, Sales, Human Resources, Retirement Planning, Investments, Employee Benefits, Retirement, Marketing, PEO, Strategic Financial..., ADP Payroll, Loans, HRIS, Wealth Management, Relationship Management, Financial Services, Small Business, Benefits Administration, Series 7, Business Process..., BPO, Banking, Business Intelligence, Mortgage Lending, Credit, Business Development, Management, Business Analysis, CRM, Coaching, Commercial Lending, Small Business Lending, Social Media Marketing, Salesforce.com, SugarCRM, Solution Selling, New Business Development, Strategic Partnerships, Direct Sales, Sales Management, Marketing Strategy, Customer Service, Team Building, Sales Process, Cold Calling
Education
University of South Florida 2004 — 2009
Jessica (Stoller) Smith Jessica (Stoller) Smith's Wachovia Securities, LLC Experience May 2006 - September 2006
Job Accenture Media and Telecom Strategy Consultant
Industry Management Consulting
Experience
Accenture June 2012 - Present
Autism Expressed January 2012 - August 2013
KPMG July 2008 - June 2011
Wachovia Securities, LLC May 2006 - September 2006
Skills
Valuation, Economics, Financial Modeling, Management Consulting, Strategy, Financial Analysis, Business Strategy, Competitive Analysis, Analytics, Data Analysis, Bloomberg, Pricing, Marketing Strategy
Education
Wharton Business School 2011 — 2013
MBA, Business Administration and Management, General
University of Pennsylvania 2004 — 2008
BA, Economics, Chinese
Accenture June 2012 - Present
Autism Expressed January 2012 - August 2013
KPMG July 2008 - June 2011
Wachovia Securities, LLC May 2006 - September 2006
Skills
Valuation, Economics, Financial Modeling, Management Consulting, Strategy, Financial Analysis, Business Strategy, Competitive Analysis, Analytics, Data Analysis, Bloomberg, Pricing, Marketing Strategy
Education
Wharton Business School 2011 — 2013
MBA, Business Administration and Management, General
University of Pennsylvania 2004 — 2008
BA, Economics, Chinese
Erin Nucci Erin Nucci's Wachovia Securities, LLC Experience September 2001 - January 2003
Job Implementation Manager at IBM
Industry Human Resources
Experience
IBM Smarter Workforce January 2013 - Present
Rodan + Fields Dermatologists June 2014 - Present
Kenexa, an IBM Company December 2009 - February 2013
Wachovia, A Wells Fargo Company March 2003 - October 2009
Wachovia Securities, LLC September 2001 - January 2003
First Union National Bank February 2000 - August 2001
Skills
Applicant Tracking..., Change Management, Requirements Analysis, Team Building, Software Implementation, Project Management, Leadership, Cross-functional Team..., User Acceptance Testing, Management, Recruiting, Software Documentation, Training, Visio, Business Process..., Consulting, PeopleSoft, Process Improvement, Human Resources, Cross Functional Team..., System Implementations, Business Intelligence, Maintaining Strong..., Sales, Business Requirements, HRIS, Business Analysis, Business Process..., Technical Training, Data Analysis
Education
University of North Carolina at Wilmington
BA, Communication Studies
IBM Smarter Workforce January 2013 - Present
Rodan + Fields Dermatologists June 2014 - Present
Kenexa, an IBM Company December 2009 - February 2013
Wachovia, A Wells Fargo Company March 2003 - October 2009
Wachovia Securities, LLC September 2001 - January 2003
First Union National Bank February 2000 - August 2001
Skills
Applicant Tracking..., Change Management, Requirements Analysis, Team Building, Software Implementation, Project Management, Leadership, Cross-functional Team..., User Acceptance Testing, Management, Recruiting, Software Documentation, Training, Visio, Business Process..., Consulting, PeopleSoft, Process Improvement, Human Resources, Cross Functional Team..., System Implementations, Business Intelligence, Maintaining Strong..., Sales, Business Requirements, HRIS, Business Analysis, Business Process..., Technical Training, Data Analysis
Education
University of North Carolina at Wilmington
BA, Communication Studies
Ian Hurwitz Ian Hurwitz's Wachovia Securities, LLC Experience 1995 - 2004
Job CEO of Hurwitz Associates, Inc., CIMA, CIS
Industry Investment Management
Experience
Hurwitz Associates Inc. November 2004 - Present
Wachovia Securities, LLC 1995 - 2004
Major Investment Banks 1980 - 1995
Skills
Investment Advisory, Investment Planning, Investment Management, Investment Strategies, Strategic Financial..., Estate Planning, Retirement Planning, Asset Allocation, Risk Management, Fixed Income, Mergers, Hedge Funds, Series 7, Series 63, Series 65, Investments, Financial Advisory, Portfolio Management, 401k, Equities, Securities, Mutual Funds, Wealth Management, Asset Management, Finance, Options, Mergers & Acquisitions, Financial Services, Small Business, Wealth, Retirement, Capital Markets, Alternative Investments, Wealth Management..., Private Equity, Financial Markets, ETFs
Education
University of Pennsylvania - The Wharton School
IMCA, Certified Investment Management Analyst Program (CIMA)
New York University, Stern School of Business
Certified Investment Strategist (CIS) Program
Rice University
Certified Financial Planner
University of the Witwatersrand 1978 — 1979
Law
Hurwitz Associates Inc. November 2004 - Present
Wachovia Securities, LLC 1995 - 2004
Major Investment Banks 1980 - 1995
Skills
Investment Advisory, Investment Planning, Investment Management, Investment Strategies, Strategic Financial..., Estate Planning, Retirement Planning, Asset Allocation, Risk Management, Fixed Income, Mergers, Hedge Funds, Series 7, Series 63, Series 65, Investments, Financial Advisory, Portfolio Management, 401k, Equities, Securities, Mutual Funds, Wealth Management, Asset Management, Finance, Options, Mergers & Acquisitions, Financial Services, Small Business, Wealth, Retirement, Capital Markets, Alternative Investments, Wealth Management..., Private Equity, Financial Markets, ETFs
Education
University of Pennsylvania - The Wharton School
IMCA, Certified Investment Management Analyst Program (CIMA)
New York University, Stern School of Business
Certified Investment Strategist (CIS) Program
Rice University
Certified Financial Planner
University of the Witwatersrand 1978 — 1979
Law
Anna Cotton, CPC, CTS Anna Cotton, CPC, CTS's Wachovia Securities, LLC Experience May 2007 - October 2008
Job Division Manager/Direct Hire Search Consultant at ResourceMFG Search Group
Industry Human Resources
Experience
ResourceMFG Search Group at Employbridge July 2015 - Present
ResourceMFG Search Group at Employbridge February 2015 - July 2015
IBM July 2013 - February 2015
Greene Resources July 2010 - July 2013
Wells Fargo Advisors October 2008 - June 2010
Wachovia Securities, LLC May 2007 - October 2008
Skills
Contract Recruitment, Public Speaking, Marketing, Talent Acquisition, Internet Recruiting, Temporary Placement, Training, PowerPoint, Social Media, Recruiting, Leadership, Microsoft Office, Applicant Tracking..., Human Resources, Talent Management, Employee Relations, Employee Benefits, Management, Interviews, Screening, CRM, Payroll, Team Building, Benefits Administration, Technical Recruiting, Onboarding, College Recruiting
Education
University of North Carolina at Chapel Hill
Journalism & Mass Communication, Public Relations
ResourceMFG Search Group at Employbridge July 2015 - Present
ResourceMFG Search Group at Employbridge February 2015 - July 2015
IBM July 2013 - February 2015
Greene Resources July 2010 - July 2013
Wells Fargo Advisors October 2008 - June 2010
Wachovia Securities, LLC May 2007 - October 2008
Skills
Contract Recruitment, Public Speaking, Marketing, Talent Acquisition, Internet Recruiting, Temporary Placement, Training, PowerPoint, Social Media, Recruiting, Leadership, Microsoft Office, Applicant Tracking..., Human Resources, Talent Management, Employee Relations, Employee Benefits, Management, Interviews, Screening, CRM, Payroll, Team Building, Benefits Administration, Technical Recruiting, Onboarding, College Recruiting
Education
University of North Carolina at Chapel Hill
Journalism & Mass Communication, Public Relations
Katrina Capocelli Katrina Capocelli's Wachovia Securities, LLC Experience August 2000 - April 2004
Job Market Data at Wells Fargo
Industry Computer & Network Security
Experience
Wells Fargo Advisors 2004 - Present
Wells Fargo 2004 - 2009
Wachovia/Wells Fargo August 2000 - March 2005
Wachovia Securities, LLC August 2000 - April 2004
First Union Securities 1998 - 2003
Wachovia February 1997 - August 2000
Wachovia Securities, LLC January 1997 - August 2000
Skills
Entitlements, Business Analysis, Data Analysis, Software Documentation, Program Management, Requirements Analysis, Project Management, Market Data, Disaster Recovery, PMP, Servers, Troubleshooting, Technical Support, Windows, SharePoint, Management, Data Center, Project Planning, Visio, Infrastructure, Integration, SDLC, Vendor Management, Process Improvement, Risk Management
Education
University of Phoenix 2003 — 2006
Bachelor of Business Administration, Business Admin
Virginia Commonwealth University 1995 — 1997
Early Childhood Education and Teaching
Wells Fargo Advisors 2004 - Present
Wells Fargo 2004 - 2009
Wachovia/Wells Fargo August 2000 - March 2005
Wachovia Securities, LLC August 2000 - April 2004
First Union Securities 1998 - 2003
Wachovia February 1997 - August 2000
Wachovia Securities, LLC January 1997 - August 2000
Skills
Entitlements, Business Analysis, Data Analysis, Software Documentation, Program Management, Requirements Analysis, Project Management, Market Data, Disaster Recovery, PMP, Servers, Troubleshooting, Technical Support, Windows, SharePoint, Management, Data Center, Project Planning, Visio, Infrastructure, Integration, SDLC, Vendor Management, Process Improvement, Risk Management
Education
University of Phoenix 2003 — 2006
Bachelor of Business Administration, Business Admin
Virginia Commonwealth University 1995 — 1997
Early Childhood Education and Teaching
Regis Griffin Regis Griffin's Wachovia Securities, LLC Experience January 2007 - January 2008
Job Technical Relationship Manager at Wells Fargo
Industry Financial Services
Experience
Wells Fargo January 2014 - Present
Wells Fargo January 2010 - January 2014
Wells Fargo December 2008 - October 2009
Wachovia Securities, LLC January 2007 - January 2008
A.G. Edwards July 2006 - December 2007
Federated Investors June 1995 - July 2006
U.S. Coast Guard January 1981 - February 1988
Education
University of Pittsburgh
Masters, Information Science
Wells Fargo January 2014 - Present
Wells Fargo January 2010 - January 2014
Wells Fargo December 2008 - October 2009
Wachovia Securities, LLC January 2007 - January 2008
A.G. Edwards July 2006 - December 2007
Federated Investors June 1995 - July 2006
U.S. Coast Guard January 1981 - February 1988
Education
University of Pittsburgh
Masters, Information Science
Chris Riddick Chris Riddick's Wachovia Securities, LLC Experience October 2000 - December 2009
Job Technical Lead at Wells Fargo Advisors
Industry Information Technology and Services
Experience
Wells Fargo Advisors May 2012 - Present
Wells Fargo Advisors 2000 - May 2012
Wachovia Securities, LLC October 2000 - December 2009
Sapphire Technologies 2000 - 2001
Bond International Software 1998 - 1999
US Navy December 1992 - March 1998
Education
University of Richmond 2006 — 2010
BAS, Information Systems
Wells Fargo Advisors May 2012 - Present
Wells Fargo Advisors 2000 - May 2012
Wachovia Securities, LLC October 2000 - December 2009
Sapphire Technologies 2000 - 2001
Bond International Software 1998 - 1999
US Navy December 1992 - March 1998
Education
University of Richmond 2006 — 2010
BAS, Information Systems
Roger W. Tabor, PRP Roger W. Tabor, PRP's Wachovia Securities, LLC Experience July 2003 - May 2009
Job Managing DirectorInvestments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC May 2009 - Present
Wachovia Securities LLC July 2003 - May 2009
Prudential Securities May 1991 - June 2003
Dain Bosworth Inc. May 1985 - May 1991
Skills
Investments, Asset Allocation, Investment Strategies, Retirement Planning, Mutual Funds, Financial Advisory, Portfolio Management, 401k, Fixed Annuities, Alternative Investments, Asset Management, IRAs, Equities, Fixed Income
Education
University of Nevada-Las Vegas 1976 — 1984
Financial Planning and Services
Bishop Gorman High School 1972 — 1976
College Preparatory
Wells Fargo Advisors, LLC May 2009 - Present
Wachovia Securities LLC July 2003 - May 2009
Prudential Securities May 1991 - June 2003
Dain Bosworth Inc. May 1985 - May 1991
Skills
Investments, Asset Allocation, Investment Strategies, Retirement Planning, Mutual Funds, Financial Advisory, Portfolio Management, 401k, Fixed Annuities, Alternative Investments, Asset Management, IRAs, Equities, Fixed Income
Education
University of Nevada-Las Vegas 1976 — 1984
Financial Planning and Services
Bishop Gorman High School 1972 — 1976
College Preparatory
Mark Atkinson Mark Atkinson's Wachovia Securities, LLC Experience 2003 - 2006
Job First Citizens Investor Services
Industry Financial Services
Experience
First Citizens Bank March 2015 - Present
First Citizens Investor Services 2012 - Present
SunTrust Bank & Investment Services 2008 - 2012
SunTrust Sports & Entertainment Specialty Group 2006 - 2008
Wachovia Securities, LLC 2003 - 2006
Wachovia Securities, LLC 1999 - 2003
First Union National Bank 1998 - 1999
First Union National Bank 1993 - 1998
Skills
Series 7, Series 9, Series 10, Series 24, Series 63, Series 65, Life & Health Insurance, FINRA
Education
University of North Carolina at Chapel Hill 1988 — 1992
Bachelor of Arts, Communications
First Citizens Bank March 2015 - Present
First Citizens Investor Services 2012 - Present
SunTrust Bank & Investment Services 2008 - 2012
SunTrust Sports & Entertainment Specialty Group 2006 - 2008
Wachovia Securities, LLC 2003 - 2006
Wachovia Securities, LLC 1999 - 2003
First Union National Bank 1998 - 1999
First Union National Bank 1993 - 1998
Skills
Series 7, Series 9, Series 10, Series 24, Series 63, Series 65, Life & Health Insurance, FINRA
Education
University of North Carolina at Chapel Hill 1988 — 1992
Bachelor of Arts, Communications
Danielle Burns Danielle Burns's Wachovia Securities, LLC Experience March 1994 - March 2003
Job Vice President, Sales and Marketing at First Affirmative Financial Network and Board Member at Green America
Industry Investment Management
Experience
First Affirmative Financial Network November 2004 - Present
Green America March 2015 - Present
First Affirmative Financial Network April 2013 - October 2014
First Affirmative Financial Network November 2004 - April 2013
Old Harbor Bank July 2003 - October 2004
Wachovia Securities, LLC March 1994 - March 2003
Skills
Salesforce.com, User Experience, Business Strategy, Business Development, Event Planning, Training, Investments, Asset Managment, Financial Analysis, Strategic Financial..., Portfolio Management, Non-profits, Strategic Planning, Public Speaking, Asset Allocation, Economics, Investment Advisory, Retirement Planning, Mutual Funds, Wealth Management, Research, Marketing, Marketing Management, Marketing Strategy, Financial Advisory, New Business Development, Relationship Management, Executive Management, Business Planning, Corporate Social..., Leadership, Customer Service, Alternative Investments, Member Relations, Management, Strategy, Organizational..., Strategic Partnerships, Financial Services
Education
University of Phoenix 2003 — 2005
Master of Business Administration (MBA), Marketing/Marketing Management, General
University of Phoenix 1993 — 1997
Bachelor of Science (BS), Business Administration, Management and Operations
First Affirmative Financial Network November 2004 - Present
Green America March 2015 - Present
First Affirmative Financial Network April 2013 - October 2014
First Affirmative Financial Network November 2004 - April 2013
Old Harbor Bank July 2003 - October 2004
Wachovia Securities, LLC March 1994 - March 2003
Skills
Salesforce.com, User Experience, Business Strategy, Business Development, Event Planning, Training, Investments, Asset Managment, Financial Analysis, Strategic Financial..., Portfolio Management, Non-profits, Strategic Planning, Public Speaking, Asset Allocation, Economics, Investment Advisory, Retirement Planning, Mutual Funds, Wealth Management, Research, Marketing, Marketing Management, Marketing Strategy, Financial Advisory, New Business Development, Relationship Management, Executive Management, Business Planning, Corporate Social..., Leadership, Customer Service, Alternative Investments, Member Relations, Management, Strategy, Organizational..., Strategic Partnerships, Financial Services
Education
University of Phoenix 2003 — 2005
Master of Business Administration (MBA), Marketing/Marketing Management, General
University of Phoenix 1993 — 1997
Bachelor of Science (BS), Business Administration, Management and Operations
Bill Huff Bill Huff's Wachovia Securities, LLC Experience February 2008 - January 2010
Job
Industry Financial Services
Experience
Wells Fargo Advisors, LLC January 2010 - Present
Wachovia Securities, LLC February 2008 - January 2010
A.G. Edwards & Sons, Inc. July 2000 - February 2008
Systems Consultants, Inc. May 1988 - July 2000
Skills
Visio, Business Analysis, SDLC, Process Improvement, Unix, SQL, Enterprise Architecture, Business Intelligence, SharePoint, User Acceptance Testing, Requirements Gathering, Systems Analysis, ETL, Business Requirements, Vendor Management, SSIS, Data Warehousing, Software Documentation, Requirements Analysis, ASP.NET, Integration, Disaster Recovery, Database Design, Program Management, Oracle, SOA, Agile Methodologies
Education
University of Missouri-Columbia 1972 — 1976
B.S.
Wells Fargo Advisors, LLC January 2010 - Present
Wachovia Securities, LLC February 2008 - January 2010
A.G. Edwards & Sons, Inc. July 2000 - February 2008
Systems Consultants, Inc. May 1988 - July 2000
Skills
Visio, Business Analysis, SDLC, Process Improvement, Unix, SQL, Enterprise Architecture, Business Intelligence, SharePoint, User Acceptance Testing, Requirements Gathering, Systems Analysis, ETL, Business Requirements, Vendor Management, SSIS, Data Warehousing, Software Documentation, Requirements Analysis, ASP.NET, Integration, Disaster Recovery, Database Design, Program Management, Oracle, SOA, Agile Methodologies
Education
University of Missouri-Columbia 1972 — 1976
B.S.
Jenica Blechschmidt Jenica Blechschmidt's Wachovia Securities, LLC Experience June 2008 - July 2008
Job Group Global Marketing Strategy Manager
Industry Computer Software
Experience
Box February 2015 - Present
Box August 2014 - Present
Box March 2014 - Present
Box June 2013 - Present
William Blair & Company June 2012 - June 2013
William Blair and Company June 2010 - June 2012
Janney Montgomery Scott July 2009 - July 2010
Wachovia Securities, LLC June 2008 - July 2008
Skills
Investment Banking, Financial Modeling, Strategy, Valuation, Competitive Analysis, Investments, Business Development, Finance, LBO, Analysis, Equities, Capital Markets, Excel models, PowerPoint, PowerPoint development, Economics
Education
University of Pennsylvania 2005 — 2009
Digital Media Design
University of Pennsylvania - The Wharton School 2005 — 2009
BSE, Finance
Box February 2015 - Present
Box August 2014 - Present
Box March 2014 - Present
Box June 2013 - Present
William Blair & Company June 2012 - June 2013
William Blair and Company June 2010 - June 2012
Janney Montgomery Scott July 2009 - July 2010
Wachovia Securities, LLC June 2008 - July 2008
Skills
Investment Banking, Financial Modeling, Strategy, Valuation, Competitive Analysis, Investments, Business Development, Finance, LBO, Analysis, Equities, Capital Markets, Excel models, PowerPoint, PowerPoint development, Economics
Education
University of Pennsylvania 2005 — 2009
Digital Media Design
University of Pennsylvania - The Wharton School 2005 — 2009
BSE, Finance
Blake O'Brien Blake O'Brien's Wachovia Securities, LLC Experience June 2006 - July 2008
Job Manager, Treasury Corporate Finance at Dominion
Industry Utilities
Experience
Dominion April 2014 - Present
Chevron November 2012 - March 2014
Chevron June 2010 - November 2012
Wachovia Securities, LLC June 2006 - July 2008
ConocoPhillips June 2004 - June 2006
Education
University of Virginia - Darden Graduate School of Business Administration 2008 — 2010
MBA
University of Oklahoma 1999 — 2004
BBA, Energy Management and Finance
Dominion April 2014 - Present
Chevron November 2012 - March 2014
Chevron June 2010 - November 2012
Wachovia Securities, LLC June 2006 - July 2008
ConocoPhillips June 2004 - June 2006
Education
University of Virginia - Darden Graduate School of Business Administration 2008 — 2010
MBA
University of Oklahoma 1999 — 2004
BBA, Energy Management and Finance
Rhett Heglar Rhett Heglar's Wachovia Securities, LLC Experience June 1998 - March 2009
Job Owner, Wood Renewal Consultant at NHance Revolutionary Wood Renewal of So.Central Mecklenburg
Industry Financial Services
Experience
N-Hance Revolutionary Wood Renewal of So.Central Mecklenburg September 2009 - Present
Wachovia Securities, LLC June 1998 - March 2009
Wells Fargo Advisors (Formerly Wachovia Securities, LLC) 1998 - 2009
ICI Paints 1996 - 1998
Education
University of North Carolina at Charlotte
BA, Communications
N-Hance Revolutionary Wood Renewal of So.Central Mecklenburg September 2009 - Present
Wachovia Securities, LLC June 1998 - March 2009
Wells Fargo Advisors (Formerly Wachovia Securities, LLC) 1998 - 2009
ICI Paints 1996 - 1998
Education
University of North Carolina at Charlotte
BA, Communications
Lauren (Lauren Napolitano) Shockey, PMP's Wachovia Securities, LLC Experience June 2008 - March 2009
Job Associate Director, Career Services at University of Richmond
Industry Higher Education
Experience
University of Richmond May 2015 - Present
Genworth Financial February 2013 - May 2015
Genworth Financial August 2011 - February 2013
Private Advisors, LLC March 2010 - August 2011
Wachovia Securities, LLC June 2008 - March 2009
Skills
Investments, Analysis, Strategic Financial..., Financial Analysis, Financial Reporting, Risk Management, Valuation, Finance, Due Diligence, Communications Strategy, Business Strategy, Financial Planning, Strategic Analysis, Project Management, Change Management, Process Improvement, Business Analysis, Operations Management, Critical Thinking, Problem Solving, Teamwork, Time Management, Priority Management
Education
University of Richmond 2009 — 2012
Master of Business Administration (M.B.A.)
University of Richmond 2004 — 2008
Bachelor of Science in Business Administration, Finance & Marketing Concentrations, Magna cum laude
University of Virginia 2013 — 2014
Graduate Certificate in Project Management
University of Richmond May 2015 - Present
Genworth Financial February 2013 - May 2015
Genworth Financial August 2011 - February 2013
Private Advisors, LLC March 2010 - August 2011
Wachovia Securities, LLC June 2008 - March 2009
Skills
Investments, Analysis, Strategic Financial..., Financial Analysis, Financial Reporting, Risk Management, Valuation, Finance, Due Diligence, Communications Strategy, Business Strategy, Financial Planning, Strategic Analysis, Project Management, Change Management, Process Improvement, Business Analysis, Operations Management, Critical Thinking, Problem Solving, Teamwork, Time Management, Priority Management
Education
University of Richmond 2009 — 2012
Master of Business Administration (M.B.A.)
University of Richmond 2004 — 2008
Bachelor of Science in Business Administration, Finance & Marketing Concentrations, Magna cum laude
University of Virginia 2013 — 2014
Graduate Certificate in Project Management
Jenna (Carlen) Witherbee Jenna (Carlen) Witherbee's Wachovia Securities, LLC Experience September 2006 - May 2008
Job Financial Advisor at 401(k) Plan Professionals
Industry Financial Services
Experience
401(k) Plan Professionals May 2009 - Present
401(k) Plan Professionals September 2008 - May 2009
Wells Fargo US Corporate Banking June 2008 - August 2008
Carlson School of Management August 2007 - May 2008
University of Minnesota Student Association June 2007 - May 2008
Carlson School of Management June 2007 - May 2008
Wachovia Securities, LLC September 2006 - May 2008
Education
University of Minnesota - Carlson School of Management 2005 — 2009
Finance
401(k) Plan Professionals May 2009 - Present
401(k) Plan Professionals September 2008 - May 2009
Wells Fargo US Corporate Banking June 2008 - August 2008
Carlson School of Management August 2007 - May 2008
University of Minnesota Student Association June 2007 - May 2008
Carlson School of Management June 2007 - May 2008
Wachovia Securities, LLC September 2006 - May 2008
Education
University of Minnesota - Carlson School of Management 2005 — 2009
Finance
Charles Zuzak Charles Zuzak's Wachovia Securities, LLC Experience September 2008 - January 2009
Job Registered Representative at Q3 Capital LLC
Industry Financial Services
Experience
Q3 Capital LLC June 2012 - Present
Northwestern Mutual January 2011 - January 2012
Wachovia Securities, LLC September 2008 - January 2009
Wachovia Securities, LLC February 2008 - June 2008
Wachovia Securities, LLC June 2007 - December 2007
Skills
Retirement Planning, CRM, Finance, Securities, Financial Analysis, Investments, Strategic Financial..., Mutual Funds, Life Insurance, Fixed Annuities, Financial Modeling, Series 7
Education
University of Pittsburgh 2009 — 2011
B.S.B.A., Finance, Economics
University of Pittsburgh 2006 — 2007
B.S.B.A., Finance, Economics
Q3 Capital LLC June 2012 - Present
Northwestern Mutual January 2011 - January 2012
Wachovia Securities, LLC September 2008 - January 2009
Wachovia Securities, LLC February 2008 - June 2008
Wachovia Securities, LLC June 2007 - December 2007
Skills
Retirement Planning, CRM, Finance, Securities, Financial Analysis, Investments, Strategic Financial..., Mutual Funds, Life Insurance, Fixed Annuities, Financial Modeling, Series 7
Education
University of Pittsburgh 2009 — 2011
B.S.B.A., Finance, Economics
University of Pittsburgh 2006 — 2007
B.S.B.A., Finance, Economics
Adam Hyder Adam Hyder's Wachovia Securities, LLC Experience September 2006 - April 2009
Job Vice President at Wells Fargo Securities
Industry Investment Banking
Experience
Wells Fargo Securities March 2013 - Present
Wells Fargo Securities April 2012 - March 2013
Edgeview Partners June 2011 - April 2012
KFBSF Real Estate Fund I, L.P. September 2010 - June 2011
BioMed Realty Trust June 2010 - August 2010
Wachovia Securities, LLC September 2006 - April 2009
Wachovia Securities, LLC July 2003 - July 2006
Skills
Mergers, LBO, Underwriting, Real Estate, Financial Modeling, Valuation, Due Diligence, Investment Banking, Financial Analysis, Capital Markets, Investments, Corporate Finance, Financial Structuring, Leveraged Finance
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2009 — 2011
MBA, Concentrating in Real Estate
University of North Carolina at Chapel Hill 1999 — 2003
BSBA, Business (Concentrations in Finance and International Business)
Wells Fargo Securities March 2013 - Present
Wells Fargo Securities April 2012 - March 2013
Edgeview Partners June 2011 - April 2012
KFBSF Real Estate Fund I, L.P. September 2010 - June 2011
BioMed Realty Trust June 2010 - August 2010
Wachovia Securities, LLC September 2006 - April 2009
Wachovia Securities, LLC July 2003 - July 2006
Skills
Mergers, LBO, Underwriting, Real Estate, Financial Modeling, Valuation, Due Diligence, Investment Banking, Financial Analysis, Capital Markets, Investments, Corporate Finance, Financial Structuring, Leveraged Finance
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2009 — 2011
MBA, Concentrating in Real Estate
University of North Carolina at Chapel Hill 1999 — 2003
BSBA, Business (Concentrations in Finance and International Business)
Juliane Walsh Juliane Walsh's Wachovia Securities, LLC Experience July 1999 - May 2000
Job Marketing Director at CliftonLarsonAllen
Industry Marketing and Advertising
Experience
CliftonLarsonAllen January 2012 - Present
LarsonAllen November 2010 - January 2012
LarsonAllen September 2007 - November 2010
LarsonAllen August 2006 - September 2007
LarsonAllen May 2001 - July 2006
LarsonAllen May 2000 - May 2001
Wachovia Securities, LLC July 1999 - May 2000
First Union National Bank October 1997 - July 1999
Axcess National Network April 1996 - September 1996
The Record Newspaper April 1995 - April 1996
Skills
Email Marketing, Project Management, Inbound Marketing, Writing and Editing, Search Engine..., Marketing Strategy, Journalism, SEO, Marketing, Editing, Marketing Communications, Leadership, Blogging, Press Releases, Proofreading
Education
University of North Carolina at Charlotte 1990 — 1994
Bachelor of Arts, English Major; Journalism Minor
Charlotte Christian School 1985 — 1990
CliftonLarsonAllen January 2012 - Present
LarsonAllen November 2010 - January 2012
LarsonAllen September 2007 - November 2010
LarsonAllen August 2006 - September 2007
LarsonAllen May 2001 - July 2006
LarsonAllen May 2000 - May 2001
Wachovia Securities, LLC July 1999 - May 2000
First Union National Bank October 1997 - July 1999
Axcess National Network April 1996 - September 1996
The Record Newspaper April 1995 - April 1996
Skills
Email Marketing, Project Management, Inbound Marketing, Writing and Editing, Search Engine..., Marketing Strategy, Journalism, SEO, Marketing, Editing, Marketing Communications, Leadership, Blogging, Press Releases, Proofreading
Education
University of North Carolina at Charlotte 1990 — 1994
Bachelor of Arts, English Major; Journalism Minor
Charlotte Christian School 1985 — 1990
Chuck Earle's Wachovia Securities, LLC Experience August 2005 - December 2006
Job Department Manager, Middle Office Services Group, Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors December 2013 - Present
Wells Fargo Advisors June 2012 - January 2014
First Clearing, LLC January 2010 - June 2012
First Clearing, LLC March 2008 - January 2010
First Clearing, LLC January 2007 - March 2008
Wachovia Securities, LLC August 2005 - December 2006
Wachovia Securities, LLC February 2004 - August 2005
Mutual Funds Dept/First Clearing Corporation December 2002 - February 2004
First Clearing Corporation April 2000 - December 2002
Skills
Series 7, Securities, Risk Management, Mutual Funds, Series 63, Process Improvement, Relationship Management, Business Analysis, Financial Services, Banking, Series 9, Series 10, Series 53, Back Office, FINRA, Financial Markets, Leadership, Management, Series 24, Training, Financial Risk, Mergers
Education
University of Richmond 1991 — 1995
BA, Sociology/Religion
Wells Fargo Advisors December 2013 - Present
Wells Fargo Advisors June 2012 - January 2014
First Clearing, LLC January 2010 - June 2012
First Clearing, LLC March 2008 - January 2010
First Clearing, LLC January 2007 - March 2008
Wachovia Securities, LLC August 2005 - December 2006
Wachovia Securities, LLC February 2004 - August 2005
Mutual Funds Dept/First Clearing Corporation December 2002 - February 2004
First Clearing Corporation April 2000 - December 2002
Skills
Series 7, Securities, Risk Management, Mutual Funds, Series 63, Process Improvement, Relationship Management, Business Analysis, Financial Services, Banking, Series 9, Series 10, Series 53, Back Office, FINRA, Financial Markets, Leadership, Management, Series 24, Training, Financial Risk, Mergers
Education
University of Richmond 1991 — 1995
BA, Sociology/Religion
Jay McDowell, CFA Jay McDowell, CFA's Wachovia Securities, LLC Experience February 2007 - June 2008
Job Trader at Millennium Advisors, LLC
Industry Investment Management
Experience
Millennium Advisors, LLC March 2015 - Present
TIAA-CREF August 2013 - March 2015
Bank of America Merrill Lynch July 2010 - August 2013
Banc of America Securities June 2009 - August 2009
Wachovia Securities, LLC February 2007 - June 2008
Evergreen Investments September 2004 - January 2007
PricewaterhouseCoopers August 2002 - September 2004
Skills
Corporate Finance, Leveraged Finance, High Yield, Financial Analysis, Financial Structuring, Credit Analysis, Investments, Management, Investment Banking, Loans, Fixed Income, Finance, Financial Modeling, Portfolio Management, Valuation, Private Equity, Equities, LBO, Trading, Capital Markets, Bloomberg, Asset Management, Credit
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2008 — 2010
MBA, Corporate Finance
University of North Carolina at Chapel Hill 1998 — 2002
BSBA, Business Administration
Millennium Advisors, LLC March 2015 - Present
TIAA-CREF August 2013 - March 2015
Bank of America Merrill Lynch July 2010 - August 2013
Banc of America Securities June 2009 - August 2009
Wachovia Securities, LLC February 2007 - June 2008
Evergreen Investments September 2004 - January 2007
PricewaterhouseCoopers August 2002 - September 2004
Skills
Corporate Finance, Leveraged Finance, High Yield, Financial Analysis, Financial Structuring, Credit Analysis, Investments, Management, Investment Banking, Loans, Fixed Income, Finance, Financial Modeling, Portfolio Management, Valuation, Private Equity, Equities, LBO, Trading, Capital Markets, Bloomberg, Asset Management, Credit
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2008 — 2010
MBA, Corporate Finance
University of North Carolina at Chapel Hill 1998 — 2002
BSBA, Business Administration
Darin Hargreaves, MBA, CFP Darin Hargreaves, MBA, CFP's Wachovia Securities, LLC Experience January 2006 - August 2008
Job Senior Vice President, Regional Brokerage Manager at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors December 2013 - Present
Ameriprise Financial Services, Inc. August 2011 - December 2013
Robert W. Baird August 2008 - September 2011
Wachovia Securities, LLC January 2006 - August 2008
Wells Fargo January 2004 - January 2006
Prudential Financial March 2002 - March 2004
Prudential Financial September 2000 - February 2002
Edward Jones May 1995 - August 2000
US Army 1997 - 1999
U.S. Army 1988 - 1995
Skills
Risk Management, Strategic Planning, Coaching, Recruiting, Leadership Development, Business Planning, Strategic Financial..., Leadership, Training, Finance, Sales, Investments, Marketing, Sales Management
Education
Certified Financial Planner Board of Standards, Inc.
CFP - Certified Financial Planner
Wolrdwide Association of Business Coaches 2006 — 2006
RCC - Registered Corporate Coach™
Ameritus University 2002 — 2003
MBA - Master of Business Administration, Business Management
Institute of Business and Finance 1994 — 1995
CFS - Certified Fund Specialist
University of Minnesota-Twin Cities 1984 — 1988
Bachelor of Science
Wells Fargo Advisors December 2013 - Present
Ameriprise Financial Services, Inc. August 2011 - December 2013
Robert W. Baird August 2008 - September 2011
Wachovia Securities, LLC January 2006 - August 2008
Wells Fargo January 2004 - January 2006
Prudential Financial March 2002 - March 2004
Prudential Financial September 2000 - February 2002
Edward Jones May 1995 - August 2000
US Army 1997 - 1999
U.S. Army 1988 - 1995
Skills
Risk Management, Strategic Planning, Coaching, Recruiting, Leadership Development, Business Planning, Strategic Financial..., Leadership, Training, Finance, Sales, Investments, Marketing, Sales Management
Education
Certified Financial Planner Board of Standards, Inc.
CFP - Certified Financial Planner
Wolrdwide Association of Business Coaches 2006 — 2006
RCC - Registered Corporate Coach™
Ameritus University 2002 — 2003
MBA - Master of Business Administration, Business Management
Institute of Business and Finance 1994 — 1995
CFS - Certified Fund Specialist
University of Minnesota-Twin Cities 1984 — 1988
Bachelor of Science
J. David Hatcher J. David Hatcher's Wachovia Securities, LLC Experience January 1996 - July 2003
Job Senior Financial Advisor at HD Vest Financial Services
Industry Financial Services
Experience
H.D. Vest Financial Services August 2003 - Present
HD Vest Financial Services August 2003 - Present
Wachovia Securities Financial Network December 1996 - August 2003
Wachovia Securities, LLC January 1996 - July 2003
Skills
Retirement Planning, Portfolio Management, Insurance, Pensions, Retirement, Financial Planning, Investments, Wealth Management, Asset Management, Asset Allocation, Mutual Funds, Equities, Risk Management, Securities, 401k, Financial Advisory, Long Term Care, Investment Strategies, Bonds, Fixed Annuities, Finance, Long Term Care Insurance, Investment Advisory, IRAs, Uniform Combined State..., Series 7, Wealth Management..., Financial Planners, Series 63, Wealth, Strategic Financial..., 401k Rollovers, ETFs, High Net Worth..., Saving for Education, 529 Plans, Management
Education
University of South Carolina-Beaufort
West Virginia University
H.D. Vest Financial Services August 2003 - Present
HD Vest Financial Services August 2003 - Present
Wachovia Securities Financial Network December 1996 - August 2003
Wachovia Securities, LLC January 1996 - July 2003
Skills
Retirement Planning, Portfolio Management, Insurance, Pensions, Retirement, Financial Planning, Investments, Wealth Management, Asset Management, Asset Allocation, Mutual Funds, Equities, Risk Management, Securities, 401k, Financial Advisory, Long Term Care, Investment Strategies, Bonds, Fixed Annuities, Finance, Long Term Care Insurance, Investment Advisory, IRAs, Uniform Combined State..., Series 7, Wealth Management..., Financial Planners, Series 63, Wealth, Strategic Financial..., 401k Rollovers, ETFs, High Net Worth..., Saving for Education, 529 Plans, Management
Education
University of South Carolina-Beaufort
West Virginia University
Tim Kenkel Tim Kenkel's Wachovia Securities, LLC Experience April 2004 - October 2007
Job Chief Compliance Officer at Cascade Financial Management, Inc.
Industry Financial Services
Experience
Cascade Financial Management, Inc. March 2013 - Present
Cascade Financial Management, Inc. February 2012 - March 2013
Wells Fargo Advisors April 2011 - February 2012
CapWest Securities October 2007 - April 2011
Wachovia Securities, LLC April 2004 - October 2007
Wachovia Securities March 2003 - April 2004
PNC Investments July 2001 - August 2002
PNC Brokerage August 1998 - July 2001
PNC Bank February 1996 - August 1998
First Investors Corp September 1994 - September 1995
Skills
Investments, Mutual Funds, Financial Services, Portfolio Management, Insurance, Management, Banking, Training, Leadership, Finance, Auditing, Equities, FINRA
Education
University of Pittsburgh 1989 — 1994
BA, Economics
University of Pittsburgh
BA, Economics
Mt Lebanon Senior High School
Cascade Financial Management, Inc. March 2013 - Present
Cascade Financial Management, Inc. February 2012 - March 2013
Wells Fargo Advisors April 2011 - February 2012
CapWest Securities October 2007 - April 2011
Wachovia Securities, LLC April 2004 - October 2007
Wachovia Securities March 2003 - April 2004
PNC Investments July 2001 - August 2002
PNC Brokerage August 1998 - July 2001
PNC Bank February 1996 - August 1998
First Investors Corp September 1994 - September 1995
Skills
Investments, Mutual Funds, Financial Services, Portfolio Management, Insurance, Management, Banking, Training, Leadership, Finance, Auditing, Equities, FINRA
Education
University of Pittsburgh 1989 — 1994
BA, Economics
University of Pittsburgh
BA, Economics
Mt Lebanon Senior High School
Brian Underwood Brian Underwood's Wachovia Securities, LLC Experience October 2007 - August 2008
Job Managing Director at Compliance & Regulatory Consulting Services, LLC
Industry Financial Services
Experience
Balaban's Wine Cellar & Tapas Bar November 2009 - Present
Compliance & Regulatory Consulting Services, LLC August 2008 - Present
Wachovia Securities, LLC October 2007 - August 2008
Securities Industry Association Compliance & Legal Division January 1996 - August 2008
Securities Industry and Financial Markets Association Compliance and Legal Division January 1996 - August 2008
A.G. Edwards & Sons, Inc. September 1989 - September 2007
Senator John Danforth Re-Election Campaign 1982 - 1982
Skills
Financial Services, Securities, Regulations, Capital Markets, Risk Management, Investment Advisory, Corporate Finance, FINRA, Financial Markets, Brokerage, Financial Advisory, Arbitration, Compliance, Corporate Law, Mutual Funds, Alternative Investments, Equity Trading, AML, Mergers & Acquisitions, Securities Regulation, Investments, Corporate Governance, Fixed Income, Series 7, Series 63, Hedge Funds, Equities, Due Diligence, Asset Management
Education
University of Missouri-Columbia 1975 — 1978
JD, Law
Balaban's Wine Cellar & Tapas Bar November 2009 - Present
Compliance & Regulatory Consulting Services, LLC August 2008 - Present
Wachovia Securities, LLC October 2007 - August 2008
Securities Industry Association Compliance & Legal Division January 1996 - August 2008
Securities Industry and Financial Markets Association Compliance and Legal Division January 1996 - August 2008
A.G. Edwards & Sons, Inc. September 1989 - September 2007
Senator John Danforth Re-Election Campaign 1982 - 1982
Skills
Financial Services, Securities, Regulations, Capital Markets, Risk Management, Investment Advisory, Corporate Finance, FINRA, Financial Markets, Brokerage, Financial Advisory, Arbitration, Compliance, Corporate Law, Mutual Funds, Alternative Investments, Equity Trading, AML, Mergers & Acquisitions, Securities Regulation, Investments, Corporate Governance, Fixed Income, Series 7, Series 63, Hedge Funds, Equities, Due Diligence, Asset Management
Education
University of Missouri-Columbia 1975 — 1978
JD, Law
Lori Lemons Lori Lemons's Wachovia Securities, LLC Experience 1998 - 2001
Job Managing Director at Park Sterling Bank
Industry Investment Management
Experience
Park Sterling Bank June 2014 - Present
CertusBank February 2012 - May 2014
Bank of America September 2009 - February 2012
Firm Mast Guidance, L.L.P. 2008 - 2009
Columbia Management January 2002 - September 2008
Bank of America January 2001 - January 2002
Wachovia Securities, LLC 1998 - 2001
Banc of America Securities 1985 - 1996
Skills
Management, Financial Risk, Fixed Income, Mergers, Bloomberg, Portfolio Management, Asset Managment, Risk Management, Business Analysis, Investments, Banking, Securities, Analysis, Strategy, Capital Markets, Credit, Trading, Bonds, Finance, Financial Services, Leadership, Business Strategy, Mergers & Acquisitions, Asset Management
Education
University of North Carolina at Charlotte
BS, Business Administration
Park Sterling Bank June 2014 - Present
CertusBank February 2012 - May 2014
Bank of America September 2009 - February 2012
Firm Mast Guidance, L.L.P. 2008 - 2009
Columbia Management January 2002 - September 2008
Bank of America January 2001 - January 2002
Wachovia Securities, LLC 1998 - 2001
Banc of America Securities 1985 - 1996
Skills
Management, Financial Risk, Fixed Income, Mergers, Bloomberg, Portfolio Management, Asset Managment, Risk Management, Business Analysis, Investments, Banking, Securities, Analysis, Strategy, Capital Markets, Credit, Trading, Bonds, Finance, Financial Services, Leadership, Business Strategy, Mergers & Acquisitions, Asset Management
Education
University of North Carolina at Charlotte
BS, Business Administration
Charles LaPorta, CFA Charles LaPorta, CFA's Wachovia Securities, LLC Experience January 1992 - July 1993
Job Credit Analyst
Industry Investment Management
Experience
RBS Markets and International Banking June 2014 - January 2015
BNP Paribas December 2012 - June 2013
RWE Trading Americas June 2011 - November 2012
RBS Sempra Commodities July 2010 - June 2011
Bear Stearns July 2007 - August 2008
Standard & Poor's 2003 - 2007
Standard Asset Management 1999 - 2002
UBS-PaineWebber April 1997 - October 1999
MCI 1996 - 1997
Wachovia Securities, LLC January 1992 - July 1993
Skills
Sell Side, Buy-side, Equity Research, Ratings, Credit, Energy, Upstream, Midstream, Pipelines, Credit Analysis, Real Estate Investment, Telecommunications, Transportation, Portfolio Management, Equities, Financial Modeling, Fixed Income, Trading, Financial Analysis, Investment Properties, Options, Investments, Hedge Funds, Financial Markets, Capital Markets, Asset Management, Commodity, Finance, Bonds, Due Diligence
Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business 1993 — 1994
MBA, Finance
Pennsylvania State University 1985 — 1989
Bachelor of Science, Finance
Johnstown High School
RBS Markets and International Banking June 2014 - January 2015
BNP Paribas December 2012 - June 2013
RWE Trading Americas June 2011 - November 2012
RBS Sempra Commodities July 2010 - June 2011
Bear Stearns July 2007 - August 2008
Standard & Poor's 2003 - 2007
Standard Asset Management 1999 - 2002
UBS-PaineWebber April 1997 - October 1999
MCI 1996 - 1997
Wachovia Securities, LLC January 1992 - July 1993
Skills
Sell Side, Buy-side, Equity Research, Ratings, Credit, Energy, Upstream, Midstream, Pipelines, Credit Analysis, Real Estate Investment, Telecommunications, Transportation, Portfolio Management, Equities, Financial Modeling, Fixed Income, Trading, Financial Analysis, Investment Properties, Options, Investments, Hedge Funds, Financial Markets, Capital Markets, Asset Management, Commodity, Finance, Bonds, Due Diligence
Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business 1993 — 1994
MBA, Finance
Pennsylvania State University 1985 — 1989
Bachelor of Science, Finance
Johnstown High School
Matthew Maloney Matthew Maloney's Wachovia Securities, LLC Experience July 2007 - June 2008
Job Real Estate Finance at Rialto Capital Management
Industry Real Estate
Experience
Rialto Capital Management April 2013 - Present
UBS Investment Bank November 2010 - April 2013
Wachovia Securities, LLC July 2007 - June 2008
Credit Suisse June 2000 - June 2007
Finova Realty Capital August 1998 - June 2000
Education
University of Southern California 1990 — 1994
B.A., Economics
Rialto Capital Management April 2013 - Present
UBS Investment Bank November 2010 - April 2013
Wachovia Securities, LLC July 2007 - June 2008
Credit Suisse June 2000 - June 2007
Finova Realty Capital August 1998 - June 2000
Education
University of Southern California 1990 — 1994
B.A., Economics
R. William Bayliss III, CRPC R. William Bayliss III, CRPC's Wachovia Securities, LLC Experience January 1995 - January 2009
Job Financial Advisor, Managing DirectorInvestments at The Bayliss Wealth Management Group of Wells Fargo Advisors
Industry Financial Services
Experience
The Bayliss Wealth Management Group of Wells Fargo Advisors, LLC January 2009 - Present
Wachovia Securities LLC January 1995 - January 2009
Virginia Retirement System March 1994 - February 2002
Wheat First Securities May 1983 - January 1995
Skills
401k Rollovers, Medical Practice..., Multi Generational..., Retirement Income..., Risk Management, Portfolio Management, Mutual Funds, Financial Services, Finance, Wealth Management, Investments, Financial Advisory, Retirement Planning, Series 63, Series 7, Investment Strategies, Asset Allocation, Asset Management, Investment Advisory
Education
University of Pennsylvania - The Wharton School 1998 — 1998
Certificate, Pension Funds and Money Managment
University of Virginia 1970 — 1974
Bachelor's Degree, Economics and Government and Foreign Affairs
The Bayliss Wealth Management Group of Wells Fargo Advisors, LLC January 2009 - Present
Wachovia Securities LLC January 1995 - January 2009
Virginia Retirement System March 1994 - February 2002
Wheat First Securities May 1983 - January 1995
Skills
401k Rollovers, Medical Practice..., Multi Generational..., Retirement Income..., Risk Management, Portfolio Management, Mutual Funds, Financial Services, Finance, Wealth Management, Investments, Financial Advisory, Retirement Planning, Series 63, Series 7, Investment Strategies, Asset Allocation, Asset Management, Investment Advisory
Education
University of Pennsylvania - The Wharton School 1998 — 1998
Certificate, Pension Funds and Money Managment
University of Virginia 1970 — 1974
Bachelor's Degree, Economics and Government and Foreign Affairs
Deanna Lorianni Deanna Lorianni's Wachovia Securities, LLC Experience 2007 - 2008
Job Clarity Expert & Writing Coach/Zuula CoFounder
Industry Writing and Editing
Experience
Zuula 2008 - Present
Wachovia Securities, LLC 2007 - 2008
Cafe Gutenburg 2004 - 2007
eNovel.com 2000 - 2001
Skills
Copywriting, Social Media, Newsletters, Web Content, Editing, Blogging, Plain Language, Public Speaking, Copy Editing, Content Development, Press Releases, Content Strategy, WordPress, SEO copywriting, Publishing, Marketing, Creative Writing, Marketing Copy, Web Content Management, Magazines, Content Management, Content Writing, Feature Articles, Publications, Freelance Writing, Proofreading, Storytelling, AP Style
Education
University of Richmond
Certificate in Adult Teaching, Adult and Continuing Education and Teaching
Virginia Commonwealth University
Bachelor's, English Literature, concentrations in Linguistics & Creative Writing
Zuula 2008 - Present
Wachovia Securities, LLC 2007 - 2008
Cafe Gutenburg 2004 - 2007
eNovel.com 2000 - 2001
Skills
Copywriting, Social Media, Newsletters, Web Content, Editing, Blogging, Plain Language, Public Speaking, Copy Editing, Content Development, Press Releases, Content Strategy, WordPress, SEO copywriting, Publishing, Marketing, Creative Writing, Marketing Copy, Web Content Management, Magazines, Content Management, Content Writing, Feature Articles, Publications, Freelance Writing, Proofreading, Storytelling, AP Style
Education
University of Richmond
Certificate in Adult Teaching, Adult and Continuing Education and Teaching
Virginia Commonwealth University
Bachelor's, English Literature, concentrations in Linguistics & Creative Writing
Shreyas Patel's Wachovia Securities, LLC Experience June 2005 - August 2008
Job Director of Business Development and Financial Strategy
Industry Investment Banking
Experience
Diplomat Rx July 2015 - Present
PwC / Strategy& March 2014 - July 2015
Ally Financial Inc. August 2011 - March 2014
Lazard July 2010 - August 2011
Wachovia Securities, LLC June 2005 - August 2008
Ford Motor Company July 2004 - May 2005
Skills
Due Diligence, Financial Analysis, Valuation, Mergers, Finance, Asset Management, Series 7, Mergers & Acquisitions, Modeling, Series 79, Series 63, Financial Advisory, Corporate Strategy..., Capital Markets, Integration, Divestitures, Business Strategy, Strategy, Corporate Finance, Financial Modeling, Investment Banking, Equities, Acquisition Integration, Consulting
Education
University of Michigan - Stephen M. Ross School of Business 2008 — 2010
MBA, Strategy & Finance
University of Michigan - Stephen M. Ross School of Business 2000 — 2004
BBA, Finance & Accounting
Diplomat Rx July 2015 - Present
PwC / Strategy& March 2014 - July 2015
Ally Financial Inc. August 2011 - March 2014
Lazard July 2010 - August 2011
Wachovia Securities, LLC June 2005 - August 2008
Ford Motor Company July 2004 - May 2005
Skills
Due Diligence, Financial Analysis, Valuation, Mergers, Finance, Asset Management, Series 7, Mergers & Acquisitions, Modeling, Series 79, Series 63, Financial Advisory, Corporate Strategy..., Capital Markets, Integration, Divestitures, Business Strategy, Strategy, Corporate Finance, Financial Modeling, Investment Banking, Equities, Acquisition Integration, Consulting
Education
University of Michigan - Stephen M. Ross School of Business 2008 — 2010
MBA, Strategy & Finance
University of Michigan - Stephen M. Ross School of Business 2000 — 2004
BBA, Finance & Accounting
Laurie Carroll, SPHR Laurie Carroll, SPHR's Wachovia Securities, LLC Experience 2004 - 2007
Job Senior Manager, Human Resources at Cherry Bekaert LLP
Industry Human Resources
Experience
Cherry, Bekaert LLP August 2012 - Present
Wells Fargo Advisors (formerly Wachovia Securities, LLC.) 2008 - June 2011
Wachovia Securities, LLC 2004 - 2007
Wachovia Securities 2000 - 2003
First Union Securities 1998 - 2000
Wheat First Butcher Singer 1989 - 1998
Wheat First Securities 1987 - 1989
Wheat First Securities 1985 - 1987
Skills
Deferred Compensation, Employee Engagement, Succession Planning, Talent Acquisition, Employee Relations, Technical Recruiting, Personnel Management, Recruiting, Workforce Planning, Executive Coaching, Employee Benefits, Human Resources, Strategy, Leadership
Education
University of Richmond
BAS, Human Resource Management
Cherry, Bekaert LLP August 2012 - Present
Wells Fargo Advisors (formerly Wachovia Securities, LLC.) 2008 - June 2011
Wachovia Securities, LLC 2004 - 2007
Wachovia Securities 2000 - 2003
First Union Securities 1998 - 2000
Wheat First Butcher Singer 1989 - 1998
Wheat First Securities 1987 - 1989
Wheat First Securities 1985 - 1987
Skills
Deferred Compensation, Employee Engagement, Succession Planning, Talent Acquisition, Employee Relations, Technical Recruiting, Personnel Management, Recruiting, Workforce Planning, Executive Coaching, Employee Benefits, Human Resources, Strategy, Leadership
Education
University of Richmond
BAS, Human Resource Management
Yvette Harris Yvette Harris's Wachovia Securities, LLC Experience October 2000 - April 2008
Job Client Service Consultant at WyStar Global Retirement Solutions
Industry Human Resources
Experience
WySTAR Global Retirement Solutions November 2013 - Present
ACG September 2009 - November 2013
Circuit City Stores, Inc. April 2008 - March 2009
Wachovia Securities, LLC October 2000 - April 2008
Wystar, formerly PFPC Global Fund Services August 1992 - October 2000
NationsBank May 1992 - August 1992
NationsBank March 1988 - May 1992
Skills
Employee Benefits, Analysis, Retirement Planning, Vendor Management, Performance Management, Process Improvement, Leadership, Management, Retirement Plans, Information Systems, Information Systems..., Human Resources, Finance, Payroll, Benefits Administration, Program Management, Training, Customer Service
Education
University of Phoenix 2009 — 2010
Master’s Degree, Information Systems, Summa Cum Laude
University of Virginia 1981 — 1986
B.A., Mathematics
WySTAR Global Retirement Solutions November 2013 - Present
ACG September 2009 - November 2013
Circuit City Stores, Inc. April 2008 - March 2009
Wachovia Securities, LLC October 2000 - April 2008
Wystar, formerly PFPC Global Fund Services August 1992 - October 2000
NationsBank May 1992 - August 1992
NationsBank March 1988 - May 1992
Skills
Employee Benefits, Analysis, Retirement Planning, Vendor Management, Performance Management, Process Improvement, Leadership, Management, Retirement Plans, Information Systems, Information Systems..., Human Resources, Finance, Payroll, Benefits Administration, Program Management, Training, Customer Service
Education
University of Phoenix 2009 — 2010
Master’s Degree, Information Systems, Summa Cum Laude
University of Virginia 1981 — 1986
B.A., Mathematics
Bailie Kopco Bailie Kopco's Wachovia Securities, LLC Experience March 2005 - April 2007
Job The Integer Group
Industry Marketing and Advertising
Experience
The Integer Group March 2015 - Present
Rodan + Fields Dermatologists October 2012 - Present
The Integer Group December 2011 - Present
LivingSocial March 2010 - December 2011
Skirt Magazine April 2007 - March 2010
Wachovia Securities, LLC March 2005 - April 2007
National Weather Service May 2003 - May 2004
Skills
Social Media, Social Media Marketing, Advertising, Digital Marketing, Marketing Communications, Adobe Creative Suite, Integrated Marketing, Marketing, Online Advertising, Email Marketing, Digital Strategy, Direct Marketing, Brand Development, Facebook, Online Marketing, Digital Media
Education
University of South Carolina-Columbia 1999 — 2003
Electronic Journalism
The Integer Group March 2015 - Present
Rodan + Fields Dermatologists October 2012 - Present
The Integer Group December 2011 - Present
LivingSocial March 2010 - December 2011
Skirt Magazine April 2007 - March 2010
Wachovia Securities, LLC March 2005 - April 2007
National Weather Service May 2003 - May 2004
Skills
Social Media, Social Media Marketing, Advertising, Digital Marketing, Marketing Communications, Adobe Creative Suite, Integrated Marketing, Marketing, Online Advertising, Email Marketing, Digital Strategy, Direct Marketing, Brand Development, Facebook, Online Marketing, Digital Media
Education
University of South Carolina-Columbia 1999 — 2003
Electronic Journalism
Brendan Halligan Brendan Halligan's Wachovia Securities, LLC Experience January 2007 - May 2007
Job FX and EM Local Debt Trader at Lord, Abbett & Co. LLC
Industry Capital Markets
Experience
Lord, Abbett & Co. LLC March 2015 - Present
Brown Brothers Harriman July 2008 - March 2015
Brown Brothers Harriman May 2007 - August 2007
Wachovia Securities, LLC January 2007 - May 2007
Smith Barney March 2006 - December 2006
Skills
Bloomberg, Trading, FX trading, FX Spot, Emerging Markets, NDF Trading, Technical Analysis, FX Swaps, Financial Markets, Reuters 3000, Hyperion Performance..., Fixed Income, Capital Markets, Asset Management, Currency, Derivatives, Equities, FX Options, Financial Modeling, Foreign Exchange, Hedge Funds, Investments, Portfolio Management
Education
University of Pittsburgh 2003 — 2007
Finance and Economics
Lord, Abbett & Co. LLC March 2015 - Present
Brown Brothers Harriman July 2008 - March 2015
Brown Brothers Harriman May 2007 - August 2007
Wachovia Securities, LLC January 2007 - May 2007
Smith Barney March 2006 - December 2006
Skills
Bloomberg, Trading, FX trading, FX Spot, Emerging Markets, NDF Trading, Technical Analysis, FX Swaps, Financial Markets, Reuters 3000, Hyperion Performance..., Fixed Income, Capital Markets, Asset Management, Currency, Derivatives, Equities, FX Options, Financial Modeling, Foreign Exchange, Hedge Funds, Investments, Portfolio Management
Education
University of Pittsburgh 2003 — 2007
Finance and Economics
Douglas Redmond Douglas Redmond's Wachovia Securities, LLC Experience 1999 - 2001
Job Secondary Marketing Director at TIAACREF Trust Company, FSB
Industry Financial Services
Experience
TIAA-CREF July 2012 - Present
Bank of America February 2009 - October 2010
Bank of America April 2006 - February 2009
Ernst & Young 2004 - 2006
GMAC-RFC 2002 - 2003
Wachovia Securities, LLC 1999 - 2001
Wachovia Mortgage 1995 - 1999
Education
University of South Carolina-Columbia 1987 — 1991
BS - Business Administration, Finance and Economics
TIAA-CREF July 2012 - Present
Bank of America February 2009 - October 2010
Bank of America April 2006 - February 2009
Ernst & Young 2004 - 2006
GMAC-RFC 2002 - 2003
Wachovia Securities, LLC 1999 - 2001
Wachovia Mortgage 1995 - 1999
Education
University of South Carolina-Columbia 1987 — 1991
BS - Business Administration, Finance and Economics
Varnell Bien-Aime Varnell Bien-Aime's Wachovia Securities, LLC Experience January 2009 - April 2009
Job Life Insurance Agent at Yatalie Capital Management Co.
Industry Financial Services
Experience
Yatalie Capital Management Co. 2011 - Present
Ingeniak August 2010 - January 2012
Charlotte Crossovers March 2009 - October 2010
Noema Records & Entertainment 2008 - 2010
Primerica December 2007 - 2010
Wachovia Securities, LLC January 2009 - April 2009
Pro World Management April 2009 - 2009
Education
University of North Carolina at Charlotte 1996 — 2001
Management, Business
Nassau Community College 1997 — 1997
English, Earth Science
Yatalie Capital Management Co. 2011 - Present
Ingeniak August 2010 - January 2012
Charlotte Crossovers March 2009 - October 2010
Noema Records & Entertainment 2008 - 2010
Primerica December 2007 - 2010
Wachovia Securities, LLC January 2009 - April 2009
Pro World Management April 2009 - 2009
Education
University of North Carolina at Charlotte 1996 — 2001
Management, Business
Nassau Community College 1997 — 1997
English, Earth Science
Alston Mason Alston Mason's Wachovia Securities, LLC Experience June 2005 - August 2005
Job Manager, Supply Chain Procurement Analytics at RockTenn
Industry Online Media
Experience
RockTenn March 2014 - Present
SourceUno May 2012 - November 2013
Ariba September 2011 - May 2012
UBS Investment Bank October 2009 - September 2011
SunTrust Robinson Humphrey June 2007 - October 2009
SunTrust Robinson Humphrey June 2006 - August 2006
Wachovia Securities, LLC June 2005 - August 2005
Skills
Financial Modeling, Microsoft Excel, Equity Valuation, Early-stage Startups, Credit Analysis, Entrepreneurship, Video Production, Digital Media, Capital Markets, Portfolio Management, Finance, Investment Banking, Start-ups
Education
University of North Carolina at Chapel Hill 2003 — 2007
RockTenn March 2014 - Present
SourceUno May 2012 - November 2013
Ariba September 2011 - May 2012
UBS Investment Bank October 2009 - September 2011
SunTrust Robinson Humphrey June 2007 - October 2009
SunTrust Robinson Humphrey June 2006 - August 2006
Wachovia Securities, LLC June 2005 - August 2005
Skills
Financial Modeling, Microsoft Excel, Equity Valuation, Early-stage Startups, Credit Analysis, Entrepreneurship, Video Production, Digital Media, Capital Markets, Portfolio Management, Finance, Investment Banking, Start-ups
Education
University of North Carolina at Chapel Hill 2003 — 2007
Therese Maddox Berry, PMP's Wachovia Securities, LLC Experience April 2005 - June 2007
Job Vice President, eCommerce Technology at Bank of America
Industry Information Technology and Services
Experience
Bank of America June 2013 - Present
Signature Consultants March 2012 - June 2013
Technisource October 2011 - December 2011
ettain group May 2011 - October 2011
Adaptivity January 2009 - December 2010
Meridian Technologies August 2008 - January 2009
TEKsystems March 2008 - July 2008
Wachovia Bank NA June 2007 - February 2008
Wachovia Securities LLC April 2005 - June 2007
Wachovia Bank, N.A. Wealth IT March 2002 - February 2005
Skills
SDLC, Business Analysis, Integration, Visio, SharePoint, PMO, Business Process, Software Project..., Production Readiness, Requirements Analysis, Vendor Management, Software Documentation, Project Planning, Release Management, Software Development, Business Intelligence, Gap Analysis, IT Strategy, Feasibility Studies, Waterfall, Six Sigma, SOA, Agile Methodologies, Test Coordination, Governance, Process Improvement, Documentation, Project Delivery, Project Implementation, Project Coordination, Project Finance, SharePoint Designer, Data Analysis, Application Development, Risk Assessment, Quality, DMAIC, .NET, J2EE, WebSphere Application...
Education
University of North Carolina School of the Arts 1988 — 1994
BM
West Charlotte High School 1985 — 1988
Bank of America June 2013 - Present
Signature Consultants March 2012 - June 2013
Technisource October 2011 - December 2011
ettain group May 2011 - October 2011
Adaptivity January 2009 - December 2010
Meridian Technologies August 2008 - January 2009
TEKsystems March 2008 - July 2008
Wachovia Bank NA June 2007 - February 2008
Wachovia Securities LLC April 2005 - June 2007
Wachovia Bank, N.A. Wealth IT March 2002 - February 2005
Skills
SDLC, Business Analysis, Integration, Visio, SharePoint, PMO, Business Process, Software Project..., Production Readiness, Requirements Analysis, Vendor Management, Software Documentation, Project Planning, Release Management, Software Development, Business Intelligence, Gap Analysis, IT Strategy, Feasibility Studies, Waterfall, Six Sigma, SOA, Agile Methodologies, Test Coordination, Governance, Process Improvement, Documentation, Project Delivery, Project Implementation, Project Coordination, Project Finance, SharePoint Designer, Data Analysis, Application Development, Risk Assessment, Quality, DMAIC, .NET, J2EE, WebSphere Application...
Education
University of North Carolina School of the Arts 1988 — 1994
BM
West Charlotte High School 1985 — 1988
Leah Stewart's Wachovia Securities, LLC Experience June 2000 - August 2001
Job Recruiting Manager
Industry Banking
Experience
Wells Fargo August 2011 - Present
Wells Fargo August 2009 - August 2011
Wachovia May 2004 - June 2010
UNC Charlotte January 2003 - May 2004
Wachovia Securities, LLC June 2000 - August 2001
Skills
Financial Modeling, Relationship Management, Recruiting, College Recruiting, Onboarding, Talent Acquisition
Education
Wake Forest University 1996 — 2000
BS, Business
University of North Carolina at Charlotte
MA, History
Wells Fargo August 2011 - Present
Wells Fargo August 2009 - August 2011
Wachovia May 2004 - June 2010
UNC Charlotte January 2003 - May 2004
Wachovia Securities, LLC June 2000 - August 2001
Skills
Financial Modeling, Relationship Management, Recruiting, College Recruiting, Onboarding, Talent Acquisition
Education
Wake Forest University 1996 — 2000
BS, Business
University of North Carolina at Charlotte
MA, History
David Rommelmann's Wachovia Securities, LLC Experience January 2004 - Present
Job Financial Advisor at Wachovia Securities, LLC
Industry Financial Services
Experience
Wachovia Securities, LLC January 2004 - Present
Education
University of Missouri-Rolla 1966 — 1970
Wachovia Securities, LLC January 2004 - Present
Education
University of Missouri-Rolla 1966 — 1970
Nathan Barber, CFA's Wachovia Securities, LLC Experience 2006 - 2006
Job Associate at Morgan Creek Capital Management, LLC
Industry Investment Management
Experience
Morgan Creek Capital Management, LLC January 2014 - Present
Morgan Keegan April 2011 - June 2013
Aon Corporation September 2009 - April 2011
Brandes Investment Partners July 2007 - September 2009
Wachovia Securities, LLC 2006 - 2006
CIGNA May 2005 - August 2005
IAT Group 2005 - 2005
Education
University of North Carolina at Chapel Hill 2003 — 2007
BS, Business, Math Decision Science
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2003 — 2007
BSBA, Business, Math Decision Science
Pope High School 2000 — 2003
Morgan Creek Capital Management, LLC January 2014 - Present
Morgan Keegan April 2011 - June 2013
Aon Corporation September 2009 - April 2011
Brandes Investment Partners July 2007 - September 2009
Wachovia Securities, LLC 2006 - 2006
CIGNA May 2005 - August 2005
IAT Group 2005 - 2005
Education
University of North Carolina at Chapel Hill 2003 — 2007
BS, Business, Math Decision Science
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2003 — 2007
BSBA, Business, Math Decision Science
Pope High School 2000 — 2003
Shaba Rashid's Wachovia Securities, LLC Experience February 2007 - April 2009
Job Vice President Investments Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC May 2009 - Present
Wachovia Securities LLC February 2007 - April 2009
Atlas Securities September 1998 - February 2007
Wells Fargo Securities June 1995 - January 1997
Wells Fargo Bank August 1994 - June 1995
Skills
Investments, Financial Services, Life & Health Insurance..., Retirement Planning, Retirement, Insurance, Banking, Finance, Management, Series 7, Series 63, Strategic Financial..., Mutual Funds, Securities, Wealth Management, Portfolio Management, Alternative Investments, High Net Worth...
Education
University of Rochester 1985 — 1989
B.A, Economics
Wells Fargo Advisors, LLC May 2009 - Present
Wachovia Securities LLC February 2007 - April 2009
Atlas Securities September 1998 - February 2007
Wells Fargo Securities June 1995 - January 1997
Wells Fargo Bank August 1994 - June 1995
Skills
Investments, Financial Services, Life & Health Insurance..., Retirement Planning, Retirement, Insurance, Banking, Finance, Management, Series 7, Series 63, Strategic Financial..., Mutual Funds, Securities, Wealth Management, Portfolio Management, Alternative Investments, High Net Worth...
Education
University of Rochester 1985 — 1989
B.A, Economics
James Browning's Wachovia Securities, LLC Experience October 2007 - May 2009
Job at Stifel Nicolaus
Industry Law Practice
Experience
Stifel Nicolaus August 2009 - Present
Wells Fargo Advisors, LLC May 2009 - August 2009
Wachovia Securities LLC October 2007 - May 2009
A.G. Edwards & Sons, Inc. 2003 - 2007
Blackwell Sanders Peper Martin, LLP 2001 - 2003
Skills
FINRA, Corporate Law, Arbitration, Securities, Securities Regulation, Securities Litigation
Education
University of Missouri-Columbia
B.A.
Washington University in St. Louis School of Law
J.D.
Stifel Nicolaus August 2009 - Present
Wells Fargo Advisors, LLC May 2009 - August 2009
Wachovia Securities LLC October 2007 - May 2009
A.G. Edwards & Sons, Inc. 2003 - 2007
Blackwell Sanders Peper Martin, LLP 2001 - 2003
Skills
FINRA, Corporate Law, Arbitration, Securities, Securities Regulation, Securities Litigation
Education
University of Missouri-Columbia
B.A.
Washington University in St. Louis School of Law
J.D.
John Leak's Wachovia Securities, LLC Experience 2004 - 2008
Job Director at Wells Fargo Securities
Industry Investment Banking
Experience
Wells Fargo Securities 2009 - Present
Wachovia Securities, LLC 2004 - 2008
Grant Thornton 2002 - 2004
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2001 — 2002
Master of Accounting
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1997 — 2001
Bachelor of Science (B.S.)
UNC Chapel Hill
Wells Fargo Securities 2009 - Present
Wachovia Securities, LLC 2004 - 2008
Grant Thornton 2002 - 2004
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2001 — 2002
Master of Accounting
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1997 — 2001
Bachelor of Science (B.S.)
UNC Chapel Hill
Ben Himes's Wachovia Securities, LLC Experience February 2009 - June 2011
Job Branch Manager III at Wells Fargo
Industry Banking
Experience
Wells Fargo June 2011 - Present
Wachovia Securities, LLC February 2009 - June 2011
Avaya June 2004 - February 2009
Education
University of Phoenix 2006 — 2008
BS, Marketing
Wells Fargo June 2011 - Present
Wachovia Securities, LLC February 2009 - June 2011
Avaya June 2004 - February 2009
Education
University of Phoenix 2006 — 2008
BS, Marketing
Dave Scheibel's Wachovia Securities, LLC Experience March 1990 - Present
Job Vice President at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors 2008 - Present
Wachovia Securities, LLC March 1990 - Present
Skills
Series 7, Access, Securities, Requirements Analysis, SDLC, Business Analysis, Vendor Management, Visio, Requirements Gathering, Portfolio Management, SharePoint, Risk Management, Financial Services, PMO, Data Warehousing, Business Requirements, Systems Analysis, Business Process..., Project Portfolio..., Enterprise Architecture, Process Improvement
Education
University of Missouri-Saint Louis
Wells Fargo Advisors 2008 - Present
Wachovia Securities, LLC March 1990 - Present
Skills
Series 7, Access, Securities, Requirements Analysis, SDLC, Business Analysis, Vendor Management, Visio, Requirements Gathering, Portfolio Management, SharePoint, Risk Management, Financial Services, PMO, Data Warehousing, Business Requirements, Systems Analysis, Business Process..., Project Portfolio..., Enterprise Architecture, Process Improvement
Education
University of Missouri-Saint Louis
Hal Telimen's Wachovia Securities, LLC Experience 2001 - 2007
Job Principal at Cerium Capital, LLC
Industry Financial Services
Experience
Cerium Capital, LLC December 2010 - Present
ATA NC Charlotte January 2010 - December 2011
Wachovia Securities, LLC 2001 - 2007
Wachovia Bank, NA 2001 - 2007
First Union National Bank January 1984 - December 2000
First Union National Bank January 1979 - December 1983
Skills
Financial Modeling, Interpersonal..., Highly personable, Proposal Writing, Creative Solutions, Investment Banking, Bonds, Finance, Project Management, Mergers & Acquisitions, Investments, Derivatives, Banking, Capital Markets, Financial Analysis, Management, Risk Management, Credit
Education
University of North Carolina at Greensboro 1976 — 1978
MBA, Finance
University of North Carolina at Greensboro 1974 — 1978
Master of Business Administration (MBA), Finance, General
English High School 1966 — 1973
high school
Cerium Capital, LLC December 2010 - Present
ATA NC Charlotte January 2010 - December 2011
Wachovia Securities, LLC 2001 - 2007
Wachovia Bank, NA 2001 - 2007
First Union National Bank January 1984 - December 2000
First Union National Bank January 1979 - December 1983
Skills
Financial Modeling, Interpersonal..., Highly personable, Proposal Writing, Creative Solutions, Investment Banking, Bonds, Finance, Project Management, Mergers & Acquisitions, Investments, Derivatives, Banking, Capital Markets, Financial Analysis, Management, Risk Management, Credit
Education
University of North Carolina at Greensboro 1976 — 1978
MBA, Finance
University of North Carolina at Greensboro 1974 — 1978
Master of Business Administration (MBA), Finance, General
English High School 1966 — 1973
high school
Chauhan, Anand's Wachovia Securities, LLC Experience February 2007 - August 2009
Job Associate at Wells Fargo Securities
Industry Investment Banking
Experience
Wells Fargo Securities August 2009 - Present
Wachovia Securities, LLC February 2007 - August 2009
Skills
Financial Modeling, Corporate Finance, Mergers & Acquisitions, Investment Banking, Portfolio Management, Investments, Finance, Leveraged Finance, Management, LBO, Structured Products, Accounting, Bonds, Valuation
Education
University of North Carolina at Chapel Hill 2002 — 2006
BS Applied Science (Biomedical Engeering)
Wells Fargo Securities August 2009 - Present
Wachovia Securities, LLC February 2007 - August 2009
Skills
Financial Modeling, Corporate Finance, Mergers & Acquisitions, Investment Banking, Portfolio Management, Investments, Finance, Leveraged Finance, Management, LBO, Structured Products, Accounting, Bonds, Valuation
Education
University of North Carolina at Chapel Hill 2002 — 2006
BS Applied Science (Biomedical Engeering)
Rachel Yn's Wachovia Securities, LLC Experience 2008 - Present
Job Sr. Business Analyst at Wachovia Securities, LLC
Industry Financial Services
Experience
Wachovia Securities, LLC 2008 - Present
A.G. Edwards October 2000 - September 2008
Education
University of Missouri-Saint Louis 1996 — 2000
B.S., Management Information System
Wachovia Securities, LLC 2008 - Present
A.G. Edwards October 2000 - September 2008
Education
University of Missouri-Saint Louis 1996 — 2000
B.S., Management Information System
Jason Boeglen's Wachovia Securities, LLC Experience February 2005 - December 2007
Job Senior Enterprise Architect at The Citco Group of Companies
Industry Banking
Experience
The Citco Group of Companies June 2014 - Present
Wells Fargo October 2013 - May 2014
Ally Financial May 2013 - October 2013
TIAA-CREF November 2012 - May 2013
Bank of America June 2011 - October 2012
South Carolina Budget and Control Board November 2010 - May 2011
Bank of America February 2009 - October 2010
Trident Investment Management Inc January 2009 - August 2010
Aegis Funds Management January 2008 - January 2009
Wachovia Securities, LLC February 2005 - December 2007
Skills
Derivatives, Equities, Portfolio Management, Fixed Income, Trading Systems, Asset Management
Education
University of North Carolina at Chapel Hill 1998 — 2002
The Citco Group of Companies June 2014 - Present
Wells Fargo October 2013 - May 2014
Ally Financial May 2013 - October 2013
TIAA-CREF November 2012 - May 2013
Bank of America June 2011 - October 2012
South Carolina Budget and Control Board November 2010 - May 2011
Bank of America February 2009 - October 2010
Trident Investment Management Inc January 2009 - August 2010
Aegis Funds Management January 2008 - January 2009
Wachovia Securities, LLC February 2005 - December 2007
Skills
Derivatives, Equities, Portfolio Management, Fixed Income, Trading Systems, Asset Management
Education
University of North Carolina at Chapel Hill 1998 — 2002
Shoanta Corey's Wachovia Securities, LLC Experience October 2003 - July 2008
Job Legal Assistant at Wachovia Securities
Industry Executive Office
Experience
McJunkin Redman Corporation February 2011 - June 2011
ELITE STAFFING/McJunkin Redman Corp February 2011 - June 2011
WACHOVIA SECURITIES, LLC October 2003 - July 2008
THE VIRGINIA DEPARTMENT OF TRANSPORTATION January 2001 - January 2003
Education
Saint Paul's College 1995 — 1998
University of Richmond
McJunkin Redman Corporation February 2011 - June 2011
ELITE STAFFING/McJunkin Redman Corp February 2011 - June 2011
WACHOVIA SECURITIES, LLC October 2003 - July 2008
THE VIRGINIA DEPARTMENT OF TRANSPORTATION January 2001 - January 2003
Education
Saint Paul's College 1995 — 1998
University of Richmond
Aaron Reese's Wachovia Securities, LLC Experience March 2005 - September 2005
Job Senior Systems Analyst at Performance Food Group
Industry Information Technology and Services
Experience
Performance Food Group December 2014 - Present
Xerox February 2010 - June 2014
Capital TechSearch September 2009 - February 2010
Circuit City October 2006 - January 2009
Circuit City August 2006 - October 2007
Affinion Group July 2005 - August 2006
Wachovia Securities, LLC March 2005 - September 2005
LandAmerica 1999 - 2005
Skills
Six Sigma, Lean Healthcare, Systems Analysis, Business Analysis, SQL, Testing, Project Management, Quality Center, Software Development, System Testing, Software Quality..., Oracle, Test Management, Test Cases, SDLC, Healthcare, Requirements Analysis, Vendor Management, Process Improvement, Management
Education
University of Richmond - Robins School of Business 2001 — 2004
MBA, Business
University of Virginia 1994 — 1998
B.A., Economics
Performance Food Group December 2014 - Present
Xerox February 2010 - June 2014
Capital TechSearch September 2009 - February 2010
Circuit City October 2006 - January 2009
Circuit City August 2006 - October 2007
Affinion Group July 2005 - August 2006
Wachovia Securities, LLC March 2005 - September 2005
LandAmerica 1999 - 2005
Skills
Six Sigma, Lean Healthcare, Systems Analysis, Business Analysis, SQL, Testing, Project Management, Quality Center, Software Development, System Testing, Software Quality..., Oracle, Test Management, Test Cases, SDLC, Healthcare, Requirements Analysis, Vendor Management, Process Improvement, Management
Education
University of Richmond - Robins School of Business 2001 — 2004
MBA, Business
University of Virginia 1994 — 1998
B.A., Economics
Ira M. Shapiro's Wachovia Securities, LLC Experience April 2002 - May 2009
Job Registered Principal at Wells Fargo Advisors Financial Network, LLC
Industry Financial Services
Experience
Wells Fargo Advisors Financial Network, LLC, Member SIPC April 2002 - Present
Wachovia Securities, LLC April 2002 - May 2009
A.G. Edwards April 2002 - March 2008
Prudential Securities October 1996 - April 2002
Dean Witter September 1991 - October 1996
U.S. Marine Corps May 1986 - September 1991
Skills
Retirement Planning, Investments, 401k, Retirement, Wealth, Mutual Funds, Portfolio Management, IRAs, Financial Advisory, Finance, Small Business, Estate Planning, Fixed Annuities, Tax, Strategic Financial..., Strategic Planning, Leadership, Securities, Series 7, Life Insurance, Wealth Management, Risk Management, Disability Insurance, Asset Allocation, Investment Strategies, Series 63, Alternative Investments, Series 65, Investment Advisory, Financial Planners, Insurance, Asset Management, FINRA, Mortgage Lending, Long-term Care, Equities, Uniform Combined State..., Financial Analysis, Relationship Management, Credit, Term Life Insurance, Estate Tax Planning, Financial Modeling, 529 Plans, Private Equity, Wealth Management..., Saving for Education, 401k Rollovers, College Savings Plans, Financial Planning
Education
University of Nebraska-Lincoln 1982 — 1986
B.S., Business Admin - Finance
Omaha Westside 1978 — 1982
H.S. Diploma, Business Administration with Emphasis in Finance
Wells Fargo Advisors Financial Network, LLC, Member SIPC April 2002 - Present
Wachovia Securities, LLC April 2002 - May 2009
A.G. Edwards April 2002 - March 2008
Prudential Securities October 1996 - April 2002
Dean Witter September 1991 - October 1996
U.S. Marine Corps May 1986 - September 1991
Skills
Retirement Planning, Investments, 401k, Retirement, Wealth, Mutual Funds, Portfolio Management, IRAs, Financial Advisory, Finance, Small Business, Estate Planning, Fixed Annuities, Tax, Strategic Financial..., Strategic Planning, Leadership, Securities, Series 7, Life Insurance, Wealth Management, Risk Management, Disability Insurance, Asset Allocation, Investment Strategies, Series 63, Alternative Investments, Series 65, Investment Advisory, Financial Planners, Insurance, Asset Management, FINRA, Mortgage Lending, Long-term Care, Equities, Uniform Combined State..., Financial Analysis, Relationship Management, Credit, Term Life Insurance, Estate Tax Planning, Financial Modeling, 529 Plans, Private Equity, Wealth Management..., Saving for Education, 401k Rollovers, College Savings Plans, Financial Planning
Education
University of Nebraska-Lincoln 1982 — 1986
B.S., Business Admin - Finance
Omaha Westside 1978 — 1982
H.S. Diploma, Business Administration with Emphasis in Finance
Crystal Fisher's Wachovia Securities, LLC Experience February 2005 - June 2006
Job Director, Business Development for Golf Channel at NBC Sports
Industry Investment Banking
Experience
NBC Sports December 2014 - Present
The Walt Disney Company July 2011 - November 2014
Houlihan Lokey July 2009 - June 2011
Credit Suisse July 2008 - July 2009
Wachovia Securities, LLC February 2005 - June 2006
Banc of America Securities June 2003 - January 2005
Education
University of Pennsylvania - The Wharton School 2006 — 2008
Wake Forest University 1998 — 2003
BS/MS, Accounting
NBC Sports December 2014 - Present
The Walt Disney Company July 2011 - November 2014
Houlihan Lokey July 2009 - June 2011
Credit Suisse July 2008 - July 2009
Wachovia Securities, LLC February 2005 - June 2006
Banc of America Securities June 2003 - January 2005
Education
University of Pennsylvania - The Wharton School 2006 — 2008
Wake Forest University 1998 — 2003
BS/MS, Accounting
Julie Peterman, CFA's Wachovia Securities, LLC Experience 1998 - 2005
Job SVP at BB&T Capital Markets
Industry Research
Experience
BB&T Capital Markets March 2005 - Present
Wachovia Securities, LLC 1998 - 2005
Skills
Financial Analysis, Writing, Research, Credit, Budgets, Analysis, Customer Service, Fixed Income, Strategic Planning, Finance, Financial Modeling, Portfolio Management, Capital Markets, Due Diligence, Equity Research, Healthcare, Credit Analysis, Series 7, Bloomberg, Valuation, Bonds, Investments, Securities, Private Equity, Equities, Asset Management, Alternative Investments, Mergers & Acquisitions
Education
Virginia Commonwealth University 1995 — 1998
Masters, Health Administration
University of North Carolina at Chapel Hill 1989 — 1993
Bachelor of Science, Business Administration
Collegiate Schools 1976 — 1989
BB&T Capital Markets March 2005 - Present
Wachovia Securities, LLC 1998 - 2005
Skills
Financial Analysis, Writing, Research, Credit, Budgets, Analysis, Customer Service, Fixed Income, Strategic Planning, Finance, Financial Modeling, Portfolio Management, Capital Markets, Due Diligence, Equity Research, Healthcare, Credit Analysis, Series 7, Bloomberg, Valuation, Bonds, Investments, Securities, Private Equity, Equities, Asset Management, Alternative Investments, Mergers & Acquisitions
Education
Virginia Commonwealth University 1995 — 1998
Masters, Health Administration
University of North Carolina at Chapel Hill 1989 — 1993
Bachelor of Science, Business Administration
Collegiate Schools 1976 — 1989
Liam B. Guiney, CFP's Wachovia Securities, LLC Experience December 2003 - May 2009
Job Associate Vice President Investment Officer at Wells Fargo Advisors, LLC, Financial Advisor
Industry Financial Services
Experience
Wells Fargo Advisors, LLC May 2009 - Present
Wachovia Securities, LLC December 2003 - May 2009
Prudential Securities May 1998 - December 2003
Skills
Retirement Planning, Market Risk, Financial Services, Investment Strategies, Long Term Care Insurance, 401k Rollovers, IRAs, Insurance, Risk Management, Concentrated Stock..., Business-Succession..., Business-Owner Planning, Retirement Income..., Asset Allocation, Tactical Asset..., Financial Advisory, Fixed Income Strategies, Multi-generational..., Wealth Preservation..., Mutual Funds, Stocks, 401k
Education
Wake Forest University 1987 — 1993
MS, Chemistry
University of North Carolina at Greensboro 1979 — 1983
BA, Biology
Greenwich High School 1976 — 1979
Wells Fargo Advisors, LLC May 2009 - Present
Wachovia Securities, LLC December 2003 - May 2009
Prudential Securities May 1998 - December 2003
Skills
Retirement Planning, Market Risk, Financial Services, Investment Strategies, Long Term Care Insurance, 401k Rollovers, IRAs, Insurance, Risk Management, Concentrated Stock..., Business-Succession..., Business-Owner Planning, Retirement Income..., Asset Allocation, Tactical Asset..., Financial Advisory, Fixed Income Strategies, Multi-generational..., Wealth Preservation..., Mutual Funds, Stocks, 401k
Education
Wake Forest University 1987 — 1993
MS, Chemistry
University of North Carolina at Greensboro 1979 — 1983
BA, Biology
Greenwich High School 1976 — 1979
Bret Davis's Wachovia Securities, LLC Experience April 2006 - September 2008
Job IT Support Specialist
Industry Information Technology and Services
Experience
Centene Corporation Operations SpecialistWachovia Securities, LLCSeptember 2008 - March 2009
Wachovia Securities, LLC April 2006 - September 2008
A.G. Edwards & Sons, Inc. July 2000 - April 2006
A.G. Edwards & Sons, Inc April 1997 - July 2000
A.G. Edwards & Sons, Inc. August 1994 - April 1997
GTE Data Services 1990 - 1993
Contel 1987 - 1990
Contel 1984 - 1987
Skills
Software Documentation, Change Management, Testing, Vendor Management, Management, ITIL, Data Center, Unix, Analysis, Databases, Servers, Technical Support
Education
University of Missouri-Columbia 1978 — 1983
BA, Economics
Centene Corporation Operations SpecialistWachovia Securities, LLCSeptember 2008 - March 2009
Wachovia Securities, LLC April 2006 - September 2008
A.G. Edwards & Sons, Inc. July 2000 - April 2006
A.G. Edwards & Sons, Inc April 1997 - July 2000
A.G. Edwards & Sons, Inc. August 1994 - April 1997
GTE Data Services 1990 - 1993
Contel 1987 - 1990
Contel 1984 - 1987
Skills
Software Documentation, Change Management, Testing, Vendor Management, Management, ITIL, Data Center, Unix, Analysis, Databases, Servers, Technical Support
Education
University of Missouri-Columbia 1978 — 1983
BA, Economics
Nandish Patel, PMP's Wachovia Securities, LLC Experience 2004 - 2007
Job Consultant at Bank of America
Industry Banking
Experience
Bank of America August 2007 - Present
Wachovia Securities, LLC 2004 - 2007
Bank of America April 2002 - August 2004
Skills
SDLC, Risk Management, Software Project..., Banking, Requirements Analysis, PMO, Requirements Gathering, Visio, Project Portfolio..., Business Process..., Business Requirements, Vendor Management, IT Strategy, Resource Management, Business Analysis
Education
University of North Carolina at Charlotte 1997 — 2001
Bank of America August 2007 - Present
Wachovia Securities, LLC 2004 - 2007
Bank of America April 2002 - August 2004
Skills
SDLC, Risk Management, Software Project..., Banking, Requirements Analysis, PMO, Requirements Gathering, Visio, Project Portfolio..., Business Process..., Business Requirements, Vendor Management, IT Strategy, Resource Management, Business Analysis
Education
University of North Carolina at Charlotte 1997 — 2001
Forrest Simmons's Wachovia Securities, LLC Experience June 2000 - June 2006
Job Vice President at Barclays Wealth
Industry Financial Services
Experience
BNY MELLON WEALTH MANAGEMENT Vice PresidentBarclays WealthSeptember 2010 - Present
Wachovia Securities, LLC June 2000 - June 2006
Education
University of North Carolina at Chapel Hill 1969 — 1973
BA, English
BNY MELLON WEALTH MANAGEMENT Vice PresidentBarclays WealthSeptember 2010 - Present
Wachovia Securities, LLC June 2000 - June 2006
Education
University of North Carolina at Chapel Hill 1969 — 1973
BA, English
Kathryn Fessler's Wachovia Securities, LLC Experience July 2006 - July 2008
Job Sr. Manager, Diversity & Inclusion at Altria
Industry Consumer Goods
Experience
Altria December 2013 - Present
Altria August 2008 - November 2013
Wachovia Securities, LLC July 2006 - July 2008
Arts Council of Richmond February 2003 - July 2006
Skills
Management, Nonprofits, Program Management, Fundraising, Corporate Social..., Leadership, Strategic Planning, Non-profits, Sales Management, Public Speaking, Event Planning, New Business Development, Philanthropy, Leadership Development, Program Development
Education
University of Richmond 1982 — 1986
Altria December 2013 - Present
Altria August 2008 - November 2013
Wachovia Securities, LLC July 2006 - July 2008
Arts Council of Richmond February 2003 - July 2006
Skills
Management, Nonprofits, Program Management, Fundraising, Corporate Social..., Leadership, Strategic Planning, Non-profits, Sales Management, Public Speaking, Event Planning, New Business Development, Philanthropy, Leadership Development, Program Development
Education
University of Richmond 1982 — 1986
Judd Tracy's Wachovia Securities, LLC Experience August 1997 - February 2006
Job Realtor
Industry Real Estate
Experience
FOUNDATION REALTY 2009 - Present
Harbourside Community Bank March 2006 - September 2009
Wachovia Securities, LLC August 1997 - February 2006
Skills
Marketing, Residential Homes, B2B, Loans, Referrals, Real Estate, Foreclosures, Sellers, Investment Properties, First Time Home Buyers, Negotiation, Condos, Short Sales, Investments, Buyer Representation, Sales
Education
University of North Carolina at Wilmington 1992 — 1996
Bachelors, Communication Studies
FOUNDATION REALTY 2009 - Present
Harbourside Community Bank March 2006 - September 2009
Wachovia Securities, LLC August 1997 - February 2006
Skills
Marketing, Residential Homes, B2B, Loans, Referrals, Real Estate, Foreclosures, Sellers, Investment Properties, First Time Home Buyers, Negotiation, Condos, Short Sales, Investments, Buyer Representation, Sales
Education
University of North Carolina at Wilmington 1992 — 1996
Bachelors, Communication Studies
Davis Vick's Wachovia Securities, LLC Experience January 1998 - August 1998
Job Chief Compliance Officer at Aspen Partners, Ltd. (Frontier Solutions, LLC)
Industry Investment Management
Experience
Aspen Partners, Ltd. (Frontier Solutions, LLC) January 2013 - Present
R6 Capital Group, LLC January 2010 - January 2013
Maymont Partners, Inc. November 2006 - July 2012
Federal Reserve Bank of Richmond August 1998 - November 2006
Wachovia Securities, LLC January 1998 - August 1998
Skills
Certified Public..., Banking, Finance, Investment Management, Equities, Private Equity, Financial Services, Portfolio Management, Financial Modeling, Financial Analysis, Investments, Process Improvement, Strategic Planning, Business Analysis, Alternative Investments, Due Diligence, Commodity, Hedge Funds
Education
University of Richmond - Robins School of Business 2000 — 2003
M.B.A.
University of Virginia 1993 — 1997
Economics
Aspen Partners, Ltd. (Frontier Solutions, LLC) January 2013 - Present
R6 Capital Group, LLC January 2010 - January 2013
Maymont Partners, Inc. November 2006 - July 2012
Federal Reserve Bank of Richmond August 1998 - November 2006
Wachovia Securities, LLC January 1998 - August 1998
Skills
Certified Public..., Banking, Finance, Investment Management, Equities, Private Equity, Financial Services, Portfolio Management, Financial Modeling, Financial Analysis, Investments, Process Improvement, Strategic Planning, Business Analysis, Alternative Investments, Due Diligence, Commodity, Hedge Funds
Education
University of Richmond - Robins School of Business 2000 — 2003
M.B.A.
University of Virginia 1993 — 1997
Economics
Brandon McNair's Wachovia Securities, LLC Experience February 2009 - July 2009
Job Trader at ExxonMobil
Industry Oil & Energy
Experience
ExxonMobil May 2015 - Present
FXCM July 2014 - April 2015
FXCM December 2010 - June 2014
Forex Capital Markets July 2009 - December 2010
Wachovia Securities, LLC February 2009 - July 2009
Skills
Business Analysis, Operations Management, Reporting & Analysis, Coaching, Team Leadership, Team Management, Multi Tasking, Interviews, Account Reconciliation, Business Process..., Financial Analysis, Financial Modeling, Finance, Portfolio Management, Investments
Education
University of North Texas 2005 — 2009
BBA, Finance
ExxonMobil May 2015 - Present
FXCM July 2014 - April 2015
FXCM December 2010 - June 2014
Forex Capital Markets July 2009 - December 2010
Wachovia Securities, LLC February 2009 - July 2009
Skills
Business Analysis, Operations Management, Reporting & Analysis, Coaching, Team Leadership, Team Management, Multi Tasking, Interviews, Account Reconciliation, Business Process..., Financial Analysis, Financial Modeling, Finance, Portfolio Management, Investments
Education
University of North Texas 2005 — 2009
BBA, Finance
Tim Gannon's Wachovia Securities, LLC Experience May 2008 - January 2011
Job Managing Director at Wells Fargo
Industry Banking
Experience
Wells Fargo Securities 2011 - Present
Wachovia Securities, LLC May 2008 - January 2011
Wachovia Securities, LLC May 2005 - 2008
Merrill Lynch May 2000 - May 2005
Ernst & Young 1994 - 1997
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1999 — 2001
MBA, Finance
Villanova University 1990 — 1994
BS, Accounting
Wells Fargo Securities 2011 - Present
Wachovia Securities, LLC May 2008 - January 2011
Wachovia Securities, LLC May 2005 - 2008
Merrill Lynch May 2000 - May 2005
Ernst & Young 1994 - 1997
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1999 — 2001
MBA, Finance
Villanova University 1990 — 1994
BS, Accounting
Sean Isserman's Wachovia Securities, LLC Experience 2008 - December 2009
Job Clinical Information Systems Coordinator
Industry Hospital & Health Care
Experience
St. Louis Children's Hospital June 2011 - Present
Wachovia Securities, LLC 2008 - December 2009
Access Courier October 2007 - September 2008
Skills
Visio, Access, Software Documentation, Data Analysis, Business Analysis, SQL, Database Administration, Microsoft Office, Process Improvement, Database Design, Oracle, Microsoft Excel, System Administration, Financial Reporting, SSRS, SSIS, Crystal Reports, VBScript, Technical Support, Software Development, Surgical Information..., MetaVision, HL7
Education
University of Missouri-Saint Louis 2008 — 2013
M.S., Management and Information Systems
Webster University 2004 — 2008
B.S., Computer Science
St. Louis Children's Hospital June 2011 - Present
Wachovia Securities, LLC 2008 - December 2009
Access Courier October 2007 - September 2008
Skills
Visio, Access, Software Documentation, Data Analysis, Business Analysis, SQL, Database Administration, Microsoft Office, Process Improvement, Database Design, Oracle, Microsoft Excel, System Administration, Financial Reporting, SSRS, SSIS, Crystal Reports, VBScript, Technical Support, Software Development, Surgical Information..., MetaVision, HL7
Education
University of Missouri-Saint Louis 2008 — 2013
M.S., Management and Information Systems
Webster University 2004 — 2008
B.S., Computer Science
Fred Swenck's Wachovia Securities, LLC Experience February 2004 - September 2008
Job Manager, Risk Management at Capital One
Industry Financial Services
Experience
Capital One July 2010 - Present
Capital One 2009 - Present
nextSource at Capital One Bank October 2008 - July 2009
Wachovia Securities, LLC February 2004 - September 2008
The CAPS Group, Marsh USA February 1999 - June 2003
Project Management / Special Projects December 1995 - July 1998
Skills
Vendor Management, Analysis, Risk Management
Education
Virginia Commonwealth University - School of Business 1977 — 1979
Post Baccalaureate Cert., Accounting
University of Richmond 1969 — 1973
BA, Education
Capital One July 2010 - Present
Capital One 2009 - Present
nextSource at Capital One Bank October 2008 - July 2009
Wachovia Securities, LLC February 2004 - September 2008
The CAPS Group, Marsh USA February 1999 - June 2003
Project Management / Special Projects December 1995 - July 1998
Skills
Vendor Management, Analysis, Risk Management
Education
Virginia Commonwealth University - School of Business 1977 — 1979
Post Baccalaureate Cert., Accounting
University of Richmond 1969 — 1973
BA, Education
Suzanne Morrison's Wachovia Securities, LLC Experience 2003 - 2007
Job Executive Vice President, Division Manager at Wells Fargo
Industry Financial Services
Experience
Wells Fargo 2015 - Present
Wells Fargo 2012 - 2015
Wells Fargo Bank 2010 - 2012
Concerto Asset Management, LLC 2007 - July 2010
Wachovia Securities, LLC 2003 - 2007
Education
University of North Carolina at Chapel Hill 1989 — 1993
BS BA, Finance
Wells Fargo 2015 - Present
Wells Fargo 2012 - 2015
Wells Fargo Bank 2010 - 2012
Concerto Asset Management, LLC 2007 - July 2010
Wachovia Securities, LLC 2003 - 2007
Education
University of North Carolina at Chapel Hill 1989 — 1993
BS BA, Finance
Joe Dancy's Wachovia Securities, LLC Experience July 1993 - July 2003
Job AREVA, Nuclear Power
Industry Oil & Energy
Experience
AREVA NP September 2012 - Present
Dancy Properties, LLC August 2003 - September 2012
Wachovia Securities, LLC July 1993 - July 2003
Skills
Real Estate Development, Investment Banking, Mergers & Acquisitions, Equities, Energy, Portfolio Management, Corporate Finance, Project Management, Underwriting
Education
Appalachain State University, Walker School of Business 1991 — 1993
MBA, Finance
University of North Carolina at Charlotte - Belk College of Business 1985 — 1989
BS in Business, Finance, Economics, and Philosophy
AREVA NP September 2012 - Present
Dancy Properties, LLC August 2003 - September 2012
Wachovia Securities, LLC July 1993 - July 2003
Skills
Real Estate Development, Investment Banking, Mergers & Acquisitions, Equities, Energy, Portfolio Management, Corporate Finance, Project Management, Underwriting
Education
Appalachain State University, Walker School of Business 1991 — 1993
MBA, Finance
University of North Carolina at Charlotte - Belk College of Business 1985 — 1989
BS in Business, Finance, Economics, and Philosophy
Scott Reeds's Wachovia Securities, LLC Experience August 2001 - March 2007
Job at RBS Citizens
Industry Banking
Experience
Citizens Financial Group July 2010 - Present
NewStar Financial April 2007 - July 2010
Wachovia Securities, LLC August 2001 - March 2007
Skills
Capital Markets, Leveraged Finance, Financial Modeling, Investment Banking, Private Equity, Credit Analysis, Financial Analysis, Mergers & Acquisitions, Corporate Finance, Due Diligence, Financial Structuring, Commercial Lending, Credit, Loans
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1999 — 2001
MBA, Corporate Finance Concentration
University of Vermont 1990 — 1994
BA, History Major, Mathematics and Political Science Minors
Citizens Financial Group July 2010 - Present
NewStar Financial April 2007 - July 2010
Wachovia Securities, LLC August 2001 - March 2007
Skills
Capital Markets, Leveraged Finance, Financial Modeling, Investment Banking, Private Equity, Credit Analysis, Financial Analysis, Mergers & Acquisitions, Corporate Finance, Due Diligence, Financial Structuring, Commercial Lending, Credit, Loans
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1999 — 2001
MBA, Corporate Finance Concentration
University of Vermont 1990 — 1994
BA, History Major, Mathematics and Political Science Minors
Vickie Dartez's Wachovia Securities, LLC Experience June 2004 - December 2005
Job Banking Professional
Industry Banking
Experience
Wachovia Bank December 2005 - September 2008
Wachovia Securities, LLC June 2004 - December 2005
Wachovia Bank November 1999 - June 2004
Education
University of South Carolina-Columbia 1989 — 1994
Bachelor of Science, Biology
Wachovia Bank December 2005 - September 2008
Wachovia Securities, LLC June 2004 - December 2005
Wachovia Bank November 1999 - June 2004
Education
University of South Carolina-Columbia 1989 — 1994
Bachelor of Science, Biology
Alyssa Reiser's Wachovia Securities, LLC Experience January 2009 - Present
Job Business Analyst Jr at Wachovia Securities, LLC
Industry Fine Art
Experience
Wachovia Securities, LLC January 2009 - Present
Education
University of North Carolina at Charlotte 2005 — 2008
Bachelor of Fine Art, Studio Art/ Painting Concentration. Art History Minor
Wachovia Securities, LLC January 2009 - Present
Education
University of North Carolina at Charlotte 2005 — 2008
Bachelor of Fine Art, Studio Art/ Painting Concentration. Art History Minor
Jeremy Maloney's Wachovia Securities, LLC Experience September 2003 - September 2005
Job President, Saratoga Insurance Brokers, Inc.
Industry Insurance
Experience
Saratoga Insurance Brokers, Inc. September 2005 - Present
Wachovia Securities, LLC September 2003 - September 2005
Skills
Property & Casualty..., Loans, Umbrella Insurance, Insurance, Professional Liability
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School
Latrobe
Saratoga Insurance Brokers, Inc. September 2005 - Present
Wachovia Securities, LLC September 2003 - September 2005
Skills
Property & Casualty..., Loans, Umbrella Insurance, Insurance, Professional Liability
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School
Latrobe
Don Gilliam's Wachovia Securities, LLC Experience June 2003 - December 2004
Job Principal at FX Orange LLC
Industry Financial Services
Experience
FX Orange LLC June 2008 - Present
Clio Funds Management, LLCHead of Marketing January 2005 - June 2008
Wachovia Securities LLC June 2003 - December 2004
Triangle Securities October 2001 - May 2003
Capital Bank Investment Services March 2001 - October 2001
Raymond James FinancialInvestment April 1996 - February 2001
Education
University of North Carolina at Chapel Hill 1980 — 1984
English
Woodberry Forest School 1978 — 1980
High School
FX Orange LLC June 2008 - Present
Clio Funds Management, LLCHead of Marketing January 2005 - June 2008
Wachovia Securities LLC June 2003 - December 2004
Triangle Securities October 2001 - May 2003
Capital Bank Investment Services March 2001 - October 2001
Raymond James FinancialInvestment April 1996 - February 2001
Education
University of North Carolina at Chapel Hill 1980 — 1984
English
Woodberry Forest School 1978 — 1980
High School
Claudelle Johnson's Wachovia Securities, LLC Experience February 2007 - December 2008
Job REALTOR® at CENTURY 21 Sexton Realty (Sedona)
Industry Real Estate
Experience
CENTURY 21 Sexton Realty 2013 - Present
iTourSedona February 2013 - March 2013
Arizona Helicopter Adventures August 2012 - January 2013
Business Network International June 2009 - November 2011
SendOutCards October 2008 - December 2010
iLearningGlobal.tv November 2008 - March 2010
Wachovia Securities, LLC February 2007 - December 2008
AG Edwards & Sons, Inc February 2007 - December 2008
Byram Healthcare October 1998 - April 2006
Choice Medical Supplies April 1998 - April 2006
Skills
Process Improvement, Leadership, Public Speaking, Coaching, Team Building, Leadership Development, Training, Sales, Customer Service, Time Management, Advertising, Project Planning, Small Business, Strategy, Employee Relations, Social Media Marketing, Entrepreneurship, Marketing Strategy, Marketing, Social Networking, Strategic Planning, Start-ups, Selling, Business Development, Social Media, New Business Development, Business Planning, Sales Management, Online Marketing, Real Estate, Negotiation, Management, Online Advertising, Lead Generation, Public Relations, Marketing Communications, Consulting, Referrals, Residential Homes, Sellers, Investment Properties, Email Marketing, First Time Home Buyers, Personal Development, Foreclosures, Business, Contract Negotiation, Relocation, Short Sales, Real Estate Transactions
Education
University of Phoenix 2001 — 2004
Master of Arts, Organizational Management
Western Washington University 1987 — 1991
Bachelor Of Arts, History
Ingraham High School 1984 — 1987
Best School of Real Estate
Real Estate Salesperson
CENTURY 21 Sexton Realty 2013 - Present
iTourSedona February 2013 - March 2013
Arizona Helicopter Adventures August 2012 - January 2013
Business Network International June 2009 - November 2011
SendOutCards October 2008 - December 2010
iLearningGlobal.tv November 2008 - March 2010
Wachovia Securities, LLC February 2007 - December 2008
AG Edwards & Sons, Inc February 2007 - December 2008
Byram Healthcare October 1998 - April 2006
Choice Medical Supplies April 1998 - April 2006
Skills
Process Improvement, Leadership, Public Speaking, Coaching, Team Building, Leadership Development, Training, Sales, Customer Service, Time Management, Advertising, Project Planning, Small Business, Strategy, Employee Relations, Social Media Marketing, Entrepreneurship, Marketing Strategy, Marketing, Social Networking, Strategic Planning, Start-ups, Selling, Business Development, Social Media, New Business Development, Business Planning, Sales Management, Online Marketing, Real Estate, Negotiation, Management, Online Advertising, Lead Generation, Public Relations, Marketing Communications, Consulting, Referrals, Residential Homes, Sellers, Investment Properties, Email Marketing, First Time Home Buyers, Personal Development, Foreclosures, Business, Contract Negotiation, Relocation, Short Sales, Real Estate Transactions
Education
University of Phoenix 2001 — 2004
Master of Arts, Organizational Management
Western Washington University 1987 — 1991
Bachelor Of Arts, History
Ingraham High School 1984 — 1987
Best School of Real Estate
Real Estate Salesperson
Vivian Additon's Wachovia Securities, LLC Experience December 2002 - July 2003
Job Senior Marketing Research Analyst for Pilot Pen
Industry Market Research
Experience
Pilot Corporation of America July 2015 - Present
Iluka Resources July 2013 - May 2015
MGT Information August 2003 - June 2012
Wachovia Securities, LLC December 2002 - July 2003
John Hancock January 2001 - January 2003
Skills
Sales, Analysis, Market Research, Budgets, Data Analysis, Customer Service, Recruiting, Financial Analysis, Team Management, Forecasting, Project Planning, Finance, Teamwork, English, Public Speaking, Microsoft Office, Project Management, Management, Marketing
Education
University of North Florida - College of Business Administration 1999 — 2003
Bachelor's, Marketing
University of North Florida - College of Business Administration 1999 — 2003
BA, International Business
Université de Provence (Aix-Marseille I) 2002 — 2002
International trade, Global Trade and Economy
PACA
Pilot Corporation of America July 2015 - Present
Iluka Resources July 2013 - May 2015
MGT Information August 2003 - June 2012
Wachovia Securities, LLC December 2002 - July 2003
John Hancock January 2001 - January 2003
Skills
Sales, Analysis, Market Research, Budgets, Data Analysis, Customer Service, Recruiting, Financial Analysis, Team Management, Forecasting, Project Planning, Finance, Teamwork, English, Public Speaking, Microsoft Office, Project Management, Management, Marketing
Education
University of North Florida - College of Business Administration 1999 — 2003
Bachelor's, Marketing
University of North Florida - College of Business Administration 1999 — 2003
BA, International Business
Université de Provence (Aix-Marseille I) 2002 — 2002
International trade, Global Trade and Economy
PACA
Ann Rybak's Wachovia Securities, LLC Experience January 2004 - May 2006
Job Head of Citizenship Investment Bank at Barclays
Industry Investment Banking
Experience
Barclays September 2013 - Present
Barclays Investment Bank February 2013 - August 2013
Barclays Capital September 2009 - February 2013
Lehman Brothers May 2006 - September 2009
Wachovia Securities, LLC January 2004 - May 2006
Skills
Mergers & Acquisitions, Investment Banking, Capital Markets, Valuation, Equities, Financial Modeling, Fixed Income, Hedge Funds, Bloomberg, Private Equity, Derivatives, Corporate Finance, Finance, Alternative Investments, Loans, Financial Structuring, Due Diligence
Education
University of Notre Dame 1999 — 2003
Bachelor of Science, Finance
University of Notre Dame - Mendoza College of Business 1999 — 2003
Finance, Finance and Sociology
Barclays September 2013 - Present
Barclays Investment Bank February 2013 - August 2013
Barclays Capital September 2009 - February 2013
Lehman Brothers May 2006 - September 2009
Wachovia Securities, LLC January 2004 - May 2006
Skills
Mergers & Acquisitions, Investment Banking, Capital Markets, Valuation, Equities, Financial Modeling, Fixed Income, Hedge Funds, Bloomberg, Private Equity, Derivatives, Corporate Finance, Finance, Alternative Investments, Loans, Financial Structuring, Due Diligence
Education
University of Notre Dame 1999 — 2003
Bachelor of Science, Finance
University of Notre Dame - Mendoza College of Business 1999 — 2003
Finance, Finance and Sociology
Andy Soltys's Wachovia Securities, LLC Experience 2003 - 2008
Job Consumer Electronics Professional
Industry Consumer Electronics
Experience
Plantronics December 2007 - March 2009
Wachovia Securities, LLC 2003 - 2008
Legg Mason 1999 - 2003
Education
University of Richmond 1988 — 1992
B.S., English
Plantronics December 2007 - March 2009
Wachovia Securities, LLC 2003 - 2008
Legg Mason 1999 - 2003
Education
University of Richmond 1988 — 1992
B.S., English
Stacy Rowland's Wachovia Securities, LLC Experience December 1993 - March 2009
Job Director at SunTrust Robinson Humphrey
Industry Financial Services
Experience
SunTrust Robinson Humphrey June 2012 - Present
Raymond James Financial May 2009 - July 2012
Wachovia Securities, LLC December 1993 - March 2009
First Union Securities 1993 - 2001
Skills
Fixed Income, Capital Markets, Bonds, Series 7, Hedge Funds, MBS, Securities, Trading, Bloomberg, Alternative Investments, Series 63, Derivatives, Structured Products, Series 24, ABS, Investments, Equities
Education
University of North Carolina at Chapel Hill 1985 — 1989
BA, Economics
SunTrust Robinson Humphrey June 2012 - Present
Raymond James Financial May 2009 - July 2012
Wachovia Securities, LLC December 1993 - March 2009
First Union Securities 1993 - 2001
Skills
Fixed Income, Capital Markets, Bonds, Series 7, Hedge Funds, MBS, Securities, Trading, Bloomberg, Alternative Investments, Series 63, Derivatives, Structured Products, Series 24, ABS, Investments, Equities
Education
University of North Carolina at Chapel Hill 1985 — 1989
BA, Economics
Katherine Trice's Wachovia Securities, LLC Experience March 2007 - March 2009
Job Business Analyst at Federal Reserve Bank of New York
Industry Financial Services
Experience
Federal Reserve Bank of New York April 2009 - Present
Wachovia Securities, LLC March 2007 - March 2009
The Newport Group March 2006 - March 2007
Vanguard July 2005 - March 2006
Education
University of North Carolina at Charlotte - Belk College of Business 2002 — 2005
BS, Economics
Federal Reserve Bank of New York April 2009 - Present
Wachovia Securities, LLC March 2007 - March 2009
The Newport Group March 2006 - March 2007
Vanguard July 2005 - March 2006
Education
University of North Carolina at Charlotte - Belk College of Business 2002 — 2005
BS, Economics
Duane Blake, Network+, MCP's Wachovia Securities, LLC Experience June 2004 - September 2006
Job Systems Support Analyst at Wells Fargo Advisors
Industry Information Technology and Services
Experience
Wells Fargo Advisors December 2014 - Present
Wells Fargo Advisors December 2013 - December 2014
Wells Fargo Advisors May 2010 - December 2013
Wells Fargo Advisors, LLC September 2006 - May 2010
Wells Fargo Advisors June 2008 - January 2009
Wachovia Securities, LLC June 2004 - September 2006
Capital one 2001 - 2004
Capital One 1999 - 2001
Skills
Incident Management, Production Support, System Monitoring, Splunk, Servers, HP Business..., Dell OpenManage, Technical Support, Software Documentation, Software Installation, Process Improvement, Peregrine, ILO, LAN-WAN, VPN, Microsoft Certified..., Cisco Technologies, Windows 7, Remote Desktop, Quality Center, CompTIA A+ Certification, Market Data, Desktop Application..., Microsoft..., Business Systems..., Rumba, ThomsonOne, Hyper-V
Education
University of Phoenix 2013 — 2014
Associate's Degree
Virginia Commonwealth University 1999 — 2001
Wells Fargo Advisors December 2014 - Present
Wells Fargo Advisors December 2013 - December 2014
Wells Fargo Advisors May 2010 - December 2013
Wells Fargo Advisors, LLC September 2006 - May 2010
Wells Fargo Advisors June 2008 - January 2009
Wachovia Securities, LLC June 2004 - September 2006
Capital one 2001 - 2004
Capital One 1999 - 2001
Skills
Incident Management, Production Support, System Monitoring, Splunk, Servers, HP Business..., Dell OpenManage, Technical Support, Software Documentation, Software Installation, Process Improvement, Peregrine, ILO, LAN-WAN, VPN, Microsoft Certified..., Cisco Technologies, Windows 7, Remote Desktop, Quality Center, CompTIA A+ Certification, Market Data, Desktop Application..., Microsoft..., Business Systems..., Rumba, ThomsonOne, Hyper-V
Education
University of Phoenix 2013 — 2014
Associate's Degree
Virginia Commonwealth University 1999 — 2001
Clare Wilhelm's Wachovia Securities, LLC Experience October 2007 - December 2008
Job Project Manager at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors January 2009 - Present
Wachovia Securities, LLC October 2007 - December 2008
A.G. Edwards & Sons, Inc. 1983 - 2007
ag edwards 1983 - 2007
A.G. Edwards 1983 - 2007
Education
University of Missouri-Saint Louis 1979 — 1983
BS, Business Administration/Management Information Systems
Wells Fargo Advisors January 2009 - Present
Wachovia Securities, LLC October 2007 - December 2008
A.G. Edwards & Sons, Inc. 1983 - 2007
ag edwards 1983 - 2007
A.G. Edwards 1983 - 2007
Education
University of Missouri-Saint Louis 1979 — 1983
BS, Business Administration/Management Information Systems
Andrew Dugandzic's Wachovia Securities, LLC Experience May 2005 - August 2005
Job Vice President, Default Oversight Management at Bank of America
Industry Capital Markets
Experience
Bank of America August 2015 - Present
Bank of America March 2013 - July 2015
Bank of America September 2011 - February 2013
Bank of America June 2009 - September 2011
Loaves and Fishes March 2009 - June 2009
Edward Jones November 2007 - February 2009
DirectoryM May 2006 - August 2006
Snap9 May 2006 - August 2006
The Walt Disney Company January 2006 - May 2006
Wachovia Securities, LLC May 2005 - August 2005
Skills
Finance, Financial Modeling, Financial Analysis, Risk Management, Asset Management, Wealth Management, Fixed Income, Account Reconciliation, Project Management, Microsoft Excel, Investor Reporting, Project Portfolio..., Real Estate, Negotiation, Business Relationship..., Operations Management, Investor Relations, Mortgage Servicing, Excel, Escalations Management, Escalation Resolution, Business Development, Team Leadership, Credibility, Consistency, Compassion, Management, Customer Service
Education
University of Richmond 2003 — 2007
B.S.B.A., Finance
University of Richmond - Robins School of Business 2003 — 2007
B.S.B.A., Finance
Paul VI High School 1999 — 2003
Diploma, General and Advanced
Bank of America August 2015 - Present
Bank of America March 2013 - July 2015
Bank of America September 2011 - February 2013
Bank of America June 2009 - September 2011
Loaves and Fishes March 2009 - June 2009
Edward Jones November 2007 - February 2009
DirectoryM May 2006 - August 2006
Snap9 May 2006 - August 2006
The Walt Disney Company January 2006 - May 2006
Wachovia Securities, LLC May 2005 - August 2005
Skills
Finance, Financial Modeling, Financial Analysis, Risk Management, Asset Management, Wealth Management, Fixed Income, Account Reconciliation, Project Management, Microsoft Excel, Investor Reporting, Project Portfolio..., Real Estate, Negotiation, Business Relationship..., Operations Management, Investor Relations, Mortgage Servicing, Excel, Escalations Management, Escalation Resolution, Business Development, Team Leadership, Credibility, Consistency, Compassion, Management, Customer Service
Education
University of Richmond 2003 — 2007
B.S.B.A., Finance
University of Richmond - Robins School of Business 2003 — 2007
B.S.B.A., Finance
Paul VI High School 1999 — 2003
Diploma, General and Advanced
Craig Dahl's Wachovia Securities, LLC Experience 2006 - 2008
Job Financial Advisor Recruiting
Industry Financial Services
Experience
Dahl Recruiting, LLC. January 2012 - Present
Morgan Stanley January 2010 - January 2012
Ameriprise Financial June 2008 - April 2009
Wachovia Securities, LLC 2006 - 2008
Skills
Series 7, Financial Analysis, Strategic Financial..., Coaching, Recruiting, Finance, Management, Investments, Training, Leadership, Securities, Financial Advisory, Financial Services, Business Planning
Education
University of Minnesota-Twin Cities 1964 — 1968
BSB, Business
Dahl Recruiting, LLC. January 2012 - Present
Morgan Stanley January 2010 - January 2012
Ameriprise Financial June 2008 - April 2009
Wachovia Securities, LLC 2006 - 2008
Skills
Series 7, Financial Analysis, Strategic Financial..., Coaching, Recruiting, Finance, Management, Investments, Training, Leadership, Securities, Financial Advisory, Financial Services, Business Planning
Education
University of Minnesota-Twin Cities 1964 — 1968
BSB, Business
Ande Creekmore, CFP®, CRPC®'s Wachovia Securities, LLC Experience 1998 - 2003
Job First VP Investments / Wealth Management at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott LLC June 2003 - Present
Wachovia Securities, LLC 1998 - 2003
OLDE 1990 - 1998
Skills
Wealth Management, Investments, Retirement, Series 7, Retirement Planning, Asset Allocation, Investment Advisory, Fixed Annuities, Estate Planning, Mutual Funds, Insurance, Strategic Financial..., CRPC, Certified Financial..., Market Risk
Education
University of North Carolina at Wilmington 1984 — 1986
BA, Communications
Wingate University 1982 — 1984
Janney Montgomery Scott LLC June 2003 - Present
Wachovia Securities, LLC 1998 - 2003
OLDE 1990 - 1998
Skills
Wealth Management, Investments, Retirement, Series 7, Retirement Planning, Asset Allocation, Investment Advisory, Fixed Annuities, Estate Planning, Mutual Funds, Insurance, Strategic Financial..., CRPC, Certified Financial..., Market Risk
Education
University of North Carolina at Wilmington 1984 — 1986
BA, Communications
Wingate University 1982 — 1984
Jason Rippy's Wachovia Securities, LLC Experience April 2005 - Present
Job Account Opening & Maintenance Team Leader, Business Services Group at Wachovia Securities, LLC
Industry Financial Services
Experience
Wachovia Securities, LLC April 2005 - Present
Wachovia Securities, LLC May 2001 - April 2005
Wachovia Securities, LLC December 1999 - May 2001
First Union National Bank November 1998 - December 1999
Education
University of North Carolina at Charlotte 1995 — 1998
Wachovia Securities, LLC April 2005 - Present
Wachovia Securities, LLC May 2001 - April 2005
Wachovia Securities, LLC December 1999 - May 2001
First Union National Bank November 1998 - December 1999
Education
University of North Carolina at Charlotte 1995 — 1998
Kira Deter's Wachovia Securities, LLC Experience July 2002 - May 2009
Job Director at SunTrust Robinson Humphrey
Industry Investment Banking
Experience
SunTrust Robinson Humphrey December 2014 - Present
PNC Debt Capital Markets March 2012 - June 2014
RBC Bank August 2010 - March 2012
Wachovia Securities, LLC July 2002 - May 2009
Bank of America June 1996 - May 2000
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2000 — 2002
MBA, Finance
Washington University in St. Louis 1992 — 1996
BSBA, Finance
SunTrust Robinson Humphrey December 2014 - Present
PNC Debt Capital Markets March 2012 - June 2014
RBC Bank August 2010 - March 2012
Wachovia Securities, LLC July 2002 - May 2009
Bank of America June 1996 - May 2000
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2000 — 2002
MBA, Finance
Washington University in St. Louis 1992 — 1996
BSBA, Finance
Bill Flick, CIMA's Wachovia Securities, LLC Experience January 2003 - May 2006
Job Vice President, External Investment Consultant at Allianz Global Investors
Industry Investment Management
Experience
Allianz Global Investors December 2014 - Present
Pioneer Investments March 2012 - December 2014
Columbia Management May 2006 - March 2012
Wachovia Securities, LLC January 2003 - May 2006
Education
University of South Carolina - Darla Moore School of Business 1998 — 2002
BA, Finance
Allianz Global Investors December 2014 - Present
Pioneer Investments March 2012 - December 2014
Columbia Management May 2006 - March 2012
Wachovia Securities, LLC January 2003 - May 2006
Education
University of South Carolina - Darla Moore School of Business 1998 — 2002
BA, Finance
Todd Gaylord, CFA's Wachovia Securities, LLC Experience April 2005 - June 2008
Job Principal at McCauley Street Partners
Industry Financial Services
Experience
McCauley Street Partners March 2009 - Present
Wachovia Securities, LLC April 2005 - June 2008
Banc of America Securities June 1999 - April 2005
Education
University of North Carolina at Chapel Hill 1998 — 1999
Masters, Accounting
University of North Carolina at Chapel Hill 1994 — 1998
B.S., Business Administration
McCauley Street Partners March 2009 - Present
Wachovia Securities, LLC April 2005 - June 2008
Banc of America Securities June 1999 - April 2005
Education
University of North Carolina at Chapel Hill 1998 — 1999
Masters, Accounting
University of North Carolina at Chapel Hill 1994 — 1998
B.S., Business Administration
Mark S. Ivezaj, CRPC®, AWMA®'s Wachovia Securities, LLC Experience June 2004 - June 2005
Job Financial Advisor at Ameriprise Financial Services, Inc
Industry Financial Services
Experience
Coffield & Associates November 2010 - Present
Ameriprise Financial January 2006 - Present
Ameriprise Financial Services, Inc. December 2009 - November 2010
Ameriprise Financial Services, Inc. November 2006 - November 2009
Wachovia Securities, LLC June 2004 - June 2005
Education
University of Michigan
BSE, Engineering
Coffield & Associates November 2010 - Present
Ameriprise Financial January 2006 - Present
Ameriprise Financial Services, Inc. December 2009 - November 2010
Ameriprise Financial Services, Inc. November 2006 - November 2009
Wachovia Securities, LLC June 2004 - June 2005
Education
University of Michigan
BSE, Engineering
Theresa (Thimsen) Morgerson's Wachovia Securities, LLC Experience August 2005 - November 2006
Job Sr. Financial Manager
Industry Financial Services
Experience
SunTrust Mortgage September 2013 - Present
SunTrust Mortgage January 2012 - September 2013
Stinger Ghaffarian Technologies (SGT) October 2007 - December 2012
Wachovia Securities, LLC August 2005 - November 2006
Genworth Financial February 2001 - August 2005
Origen March 1999 - February 2001
SunTrust Bank January 1993 - March 1999
Skills
Financial Analysis, Budgets, Strategic Planning, Analysis, Competitive Analysis, Project Management, Credit, Risk Management, Strategic Financial..., Cost Accounting, Finance
Education
University of Mississippi 2011 — 2014
Master of Business Administration (MBA)
Virginia Polytechnic Institute and State University - Pamplin College of Business 1984 — 1985
BS, Accounting
SunTrust Mortgage September 2013 - Present
SunTrust Mortgage January 2012 - September 2013
Stinger Ghaffarian Technologies (SGT) October 2007 - December 2012
Wachovia Securities, LLC August 2005 - November 2006
Genworth Financial February 2001 - August 2005
Origen March 1999 - February 2001
SunTrust Bank January 1993 - March 1999
Skills
Financial Analysis, Budgets, Strategic Planning, Analysis, Competitive Analysis, Project Management, Credit, Risk Management, Strategic Financial..., Cost Accounting, Finance
Education
University of Mississippi 2011 — 2014
Master of Business Administration (MBA)
Virginia Polytechnic Institute and State University - Pamplin College of Business 1984 — 1985
BS, Accounting
Erin Kessel (Wilke)'s Wachovia Securities, LLC Experience September 2008 - July 2009
Job Financial Consultant
Industry Financial Services
Experience
Charles Schwab July 2009 - Present
Wachovia Securities, LLC September 2008 - July 2009
A.G. Edwards December 2003 - July 2009
A.G. Edwards December 2003 - July 2009
Wells Fargo Advisors, LLC 2008 - 2009
Mizzou Athletics 2000 - 2002
Education
University of Missouri-Saint Louis 2004 — 2006
MBA, Business
University of Missouri-Columbia, College of Business 1998 — 2002
Marketing
Charles Schwab July 2009 - Present
Wachovia Securities, LLC September 2008 - July 2009
A.G. Edwards December 2003 - July 2009
A.G. Edwards December 2003 - July 2009
Wells Fargo Advisors, LLC 2008 - 2009
Mizzou Athletics 2000 - 2002
Education
University of Missouri-Saint Louis 2004 — 2006
MBA, Business
University of Missouri-Columbia, College of Business 1998 — 2002
Marketing
Anand Aphale's Wachovia Securities, LLC Experience 2007 - January 2012
Job Capital Markets Technology at Wells Fargo Securities
Industry Computer Software
Experience
Wells Fargo Securities January 2015 - Present
Synechron July 2012 - January 2015
Synechron May 2007 - May 2012
Wachovia Securities, LLC 2007 - January 2012
Aztecsoft June 2005 - April 2007
Microsoft MSN 2005 - 2007
Impulse Technologies May 2003 - December 2006
Skills
Windows Communication..., WCF, Application Frameworks, Windows Presentation..., Asset Backed Financing, .NET, Agile Methodologies, Microsoft SQL Server, Software Project..., WPF, Web Services, SOA, Scrum, SDLC, Enterprise Architecture, SSRS, Solution Architecture, Spring
Education
University of Pune 2003 — 2005
Masters, Computer Science
University of Pune 2000 — 2003
Bachlors, Computer Science
Wells Fargo Securities January 2015 - Present
Synechron July 2012 - January 2015
Synechron May 2007 - May 2012
Wachovia Securities, LLC 2007 - January 2012
Aztecsoft June 2005 - April 2007
Microsoft MSN 2005 - 2007
Impulse Technologies May 2003 - December 2006
Skills
Windows Communication..., WCF, Application Frameworks, Windows Presentation..., Asset Backed Financing, .NET, Agile Methodologies, Microsoft SQL Server, Software Project..., WPF, Web Services, SOA, Scrum, SDLC, Enterprise Architecture, SSRS, Solution Architecture, Spring
Education
University of Pune 2003 — 2005
Masters, Computer Science
University of Pune 2000 — 2003
Bachlors, Computer Science
Amin Shakya's Wachovia Securities, LLC Experience June 2006 - January 2008
Job Real Estate Valuation Associate at TIAACREF
Industry Real Estate
Experience
TIAA-CREF April 2012 - Present
TIAA-CREF January 2010 - April 2012
Wachovia, A Wells Fargo Company February 2008 - December 2009
Wachovia Securities, LLC June 2006 - January 2008
Skills
Bloomberg, Trepp, Intex, Advanced Excel & MS..., Barclays POINT, Fixed Income, CMBS, Structured Finance, Capital Markets, Financial Modeling, Portfolio Management, Equities
Education
University of North Carolina at Charlotte - Belk College of Business 2013 — 2015
Master of Science in Real Estate
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2002 — 2006
Bachelor of Science in Business Administration, Finance
TIAA-CREF April 2012 - Present
TIAA-CREF January 2010 - April 2012
Wachovia, A Wells Fargo Company February 2008 - December 2009
Wachovia Securities, LLC June 2006 - January 2008
Skills
Bloomberg, Trepp, Intex, Advanced Excel & MS..., Barclays POINT, Fixed Income, CMBS, Structured Finance, Capital Markets, Financial Modeling, Portfolio Management, Equities
Education
University of North Carolina at Charlotte - Belk College of Business 2013 — 2015
Master of Science in Real Estate
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2002 — 2006
Bachelor of Science in Business Administration, Finance
Jesse Nava's Wachovia Securities, LLC Experience March 2007 - May 2008
Job Commodity Derivatives Analyst at Wells Fargo
Industry Banking
Experience
Wells Fargo June 2011 - Present
US Bank August 2008 - June 2011
Wachovia Securities, LLC March 2007 - May 2008
Chadwick Investment Group December 2006 - March 2007
Bank of America Columbia Management May 2006 - December 2006
Skills
Fixed Income, Portfolio Management, Derivatives, Investments, Equities, Finance, Valuation, Bonds, Mutual Funds
Education
University of North Carolina at Charlotte - Belk College of Business 2003 — 2007
Business, Finance and Economics
Wells Fargo June 2011 - Present
US Bank August 2008 - June 2011
Wachovia Securities, LLC March 2007 - May 2008
Chadwick Investment Group December 2006 - March 2007
Bank of America Columbia Management May 2006 - December 2006
Skills
Fixed Income, Portfolio Management, Derivatives, Investments, Equities, Finance, Valuation, Bonds, Mutual Funds
Education
University of North Carolina at Charlotte - Belk College of Business 2003 — 2007
Business, Finance and Economics
Jeffrey Prince's Wachovia Securities, LLC Experience August 2000 - June 2004
Job Managing Director at Babson Capital Management
Industry Investment Management
Experience
Babson Capital Management August 2006 - Present
Citigroup June 2004 - June 2006
Wachovia Securities, LLC August 2000 - June 2004
Ford Motor Company 1992 - 2000
Skills
CLO, Structured Finance, Portfolio Management, CDO, Structuring, Structured Products, Fixed Income
Education
University of Michigan 1998 — 2000
MSE, Financial Engineering
University of Michigan 1998 — 2000
MSE, Computer Engineering
University of Michigan 1991 — 1992
MSE, Mechanical Engineering
University of Michigan 1985 — 1989
BSE, Mechanical Engineering
Babson Capital Management August 2006 - Present
Citigroup June 2004 - June 2006
Wachovia Securities, LLC August 2000 - June 2004
Ford Motor Company 1992 - 2000
Skills
CLO, Structured Finance, Portfolio Management, CDO, Structuring, Structured Products, Fixed Income
Education
University of Michigan 1998 — 2000
MSE, Financial Engineering
University of Michigan 1998 — 2000
MSE, Computer Engineering
University of Michigan 1991 — 1992
MSE, Mechanical Engineering
University of Michigan 1985 — 1989
BSE, Mechanical Engineering
Scot Harris's Wachovia Securities, LLC Experience March 1993 - February 1999
Job New & Used Car Sales
Industry Automotive
Experience
Chapman Chrysler Jeep November 2010 - Present
El Dorado Resorts June 2008 - Present
Grandview June 2008 - Present
Innergy Lending March 2002 - December 2007
World Financial Group (WFG) March 2001 - December 2007
World Financial Group March 2002 - August 2006
Partners Financial February 2001 - August 2001
Dain Rauscher February 1999 - February 2001
Wachovia Securities, LLC March 1993 - February 1999
Education
University of Nevada Las Vegas Lee Business School 1990 — 1992
BS, Marketing
University Nevada at
Bachelor of Science, Business Marketing
Chapman Chrysler Jeep November 2010 - Present
El Dorado Resorts June 2008 - Present
Grandview June 2008 - Present
Innergy Lending March 2002 - December 2007
World Financial Group (WFG) March 2001 - December 2007
World Financial Group March 2002 - August 2006
Partners Financial February 2001 - August 2001
Dain Rauscher February 1999 - February 2001
Wachovia Securities, LLC March 1993 - February 1999
Education
University of Nevada Las Vegas Lee Business School 1990 — 1992
BS, Marketing
University Nevada at
Bachelor of Science, Business Marketing
Joseph B Hall's Wachovia Securities, LLC Experience May 2007 - November 2008
Job Financial Advisor, Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. January 2013 - Present
JPMorgan Chase & Co. December 2008 - December 2012
Wachovia Securities, LLC May 2007 - November 2008
Education
University of Northern Colorado
Bachelor of Science (B.S.), Marketing/Marketing Management, Finance
Ameriprise Financial Services, Inc. January 2013 - Present
JPMorgan Chase & Co. December 2008 - December 2012
Wachovia Securities, LLC May 2007 - November 2008
Education
University of Northern Colorado
Bachelor of Science (B.S.), Marketing/Marketing Management, Finance
Suresh Vishwakarma's Wachovia Securities, LLC Experience December 2008 - May 2009
Job Apps Systems Engineer at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors June 2009 - Present
Wachovia Securities, LLC December 2008 - May 2009
Dibon Solutions Inc April 2008 - December 2008
Willbros WestAfrica Inc. December 2002 - March 2008
Elind Computers Private Limited August 2001 - November 2002
Choudhary International Limited December 2000 - July 2001
Jindal Iron and Steel Company Limited November 1999 - December 2000
Skills
SharePoint, Oracle, SQL, Business Analysis, Data Warehousing, Microsoft Office, ASP.NET, Data Analysis, PL/SQL, C#, Unix, Visio, Active Directory
Education
University of Mumbai 1993 — 1998
Bachelor of Science, Physics and Computer Science
Wells Fargo Advisors June 2009 - Present
Wachovia Securities, LLC December 2008 - May 2009
Dibon Solutions Inc April 2008 - December 2008
Willbros WestAfrica Inc. December 2002 - March 2008
Elind Computers Private Limited August 2001 - November 2002
Choudhary International Limited December 2000 - July 2001
Jindal Iron and Steel Company Limited November 1999 - December 2000
Skills
SharePoint, Oracle, SQL, Business Analysis, Data Warehousing, Microsoft Office, ASP.NET, Data Analysis, PL/SQL, C#, Unix, Visio, Active Directory
Education
University of Mumbai 1993 — 1998
Bachelor of Science, Physics and Computer Science
Pallavi Mohun's Wachovia Securities, LLC Experience March 2008 - July 2009
Job Senior Associate at PwC CC&B Functional Consultant
Industry Information Technology and Services
Experience
PwC March 2011 - Present
Wipro Technologies February 2010 - March 2011
Wachovia Securities LLC March 2008 - July 2009
BERKELEY COUNTY AUDITOR'S OFFICE May 2006 - January 2008
Education
University of South Carolina - Darla Moore School of Business 2005 — 2009
Bachelor's of Science, Business Administration; Accounting
PwC March 2011 - Present
Wipro Technologies February 2010 - March 2011
Wachovia Securities LLC March 2008 - July 2009
BERKELEY COUNTY AUDITOR'S OFFICE May 2006 - January 2008
Education
University of South Carolina - Darla Moore School of Business 2005 — 2009
Bachelor's of Science, Business Administration; Accounting
Marc Cheatham's Wachovia Securities, LLC Experience 2002 - 2008
Job Chief Technology & Innovation Officer
Industry Financial Services
Experience
Riverfront Investment Group April 2008 - Present
Wells Fargo Advisors 2003 - 2008
Wachovia Securities, LLC 2002 - 2008
Education
University of Richmond 1990 — 1995
BS, Computer Science
Riverfront Investment Group April 2008 - Present
Wells Fargo Advisors 2003 - 2008
Wachovia Securities, LLC 2002 - 2008
Education
University of Richmond 1990 — 1995
BS, Computer Science
Starwood Hotels & Resorts Worldwide, Inc.
Wells Fargo Advisors
Wells Fargo Advisors, LLC
Raytheon Missile Systems
Starwood Hotels & Resorts
Carestream Health
Pershing
NEC Corporation of America