Wachovia Securities, LLC
Industry: Subsidiary
DescriptionWells Fargo Advisors is a subsidiary of Wells Fargo, located in St Louis, Missouri. It is the ninth largest brokerage firm in the United States as of August 17, 2017 with $490 billion retail client assets under management. Headquarters: St. Louis, Missouri, United States Parent organization: Wells Fargo Founded: 4 September 2001 Total assets: 490 billion USD Subsidiaries: Wachovia Securities (Argentina) LLC (Buenos Aires Argentina),
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Wachovia Securities, LLC Employees
Employee
Years
Job
Industry
David Sager David Sager's Wachovia Securities, LLC Experience November 2006 - December 2009
Job Branch Manager at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC November 2006 - Present
Wachovia Securities, LLC November 2006 - December 2009
A.G. Edwards & Sons, Inc. November 2006 - November 2007
Arvest Asset Management January 2006 - November 2006
Merrill Lynch January 2005 - January 2006
Farmers Insurance & Financial Services April 2001 - January 2005
Education
University of Arkansas 1994 — 1999
Bachelor of Science, Business Administration
Ouachita Baptist University 1992 — 1994
Transfer, Business Administration
Berryville High School 1988 — 1992
Wells Fargo Advisors, LLC November 2006 - Present
Wachovia Securities, LLC November 2006 - December 2009
A.G. Edwards & Sons, Inc. November 2006 - November 2007
Arvest Asset Management January 2006 - November 2006
Merrill Lynch January 2005 - January 2006
Farmers Insurance & Financial Services April 2001 - January 2005
Education
University of Arkansas 1994 — 1999
Bachelor of Science, Business Administration
Ouachita Baptist University 1992 — 1994
Transfer, Business Administration
Berryville High School 1988 — 1992
Ken Price Ken Price's Wachovia Securities, LLC Experience 1992 - 2000
Job VP Principal Relationship Manager Business Banking
Industry Banking
Experience
Wells Fargo September 2011 - Present
Sovereign Bank June 2010 - September 2011
Citibank June 2007 - June 2010
JPMorgan Chase March 2003 - June 2007
JPMorgan Chase 2000 - 2007
Small Business Investment Services March 2000 - March 2003
Prudential Investments January 1998 - March 2000
Wachovia Securities, LLC 1992 - 2000
Wachovia Securities, LLC 1992 - 2000
Prudential Prime Broker Services March 1992 - March 1998
Skills
Credit Analysis, Credit, Portfolio Management, SBA 504, Working Capital..., Banking, Loans, Mortgage Lending, Commercial Mortgages, Relationship Management, Commercial Banking, Cash Management, Accounts Receivable, New Business Development, Risk Management, Strategic Financial..., Financial Services, Finance, Capital Markets, Financial Analysis, Commercial Lending, Cross Selling, Lines Of Credit, Securities, Hedge Funds, Derivatives, Small Business Lending, Financial Risk, Financial Planning
Education
Pace University - Lubin School of Business 2002 — 2004
MBA, Finance
PACE UNIVERSITY, Lubin Graduate School of Business 2001 — 2004
Master of Business Administration, Finance
State University of New York College at Plattsburgh 1981 — 1984
B.S., Management Science
Clarkstown South
Wells Fargo September 2011 - Present
Sovereign Bank June 2010 - September 2011
Citibank June 2007 - June 2010
JPMorgan Chase March 2003 - June 2007
JPMorgan Chase 2000 - 2007
Small Business Investment Services March 2000 - March 2003
Prudential Investments January 1998 - March 2000
Wachovia Securities, LLC 1992 - 2000
Wachovia Securities, LLC 1992 - 2000
Prudential Prime Broker Services March 1992 - March 1998
Skills
Credit Analysis, Credit, Portfolio Management, SBA 504, Working Capital..., Banking, Loans, Mortgage Lending, Commercial Mortgages, Relationship Management, Commercial Banking, Cash Management, Accounts Receivable, New Business Development, Risk Management, Strategic Financial..., Financial Services, Finance, Capital Markets, Financial Analysis, Commercial Lending, Cross Selling, Lines Of Credit, Securities, Hedge Funds, Derivatives, Small Business Lending, Financial Risk, Financial Planning
Education
Pace University - Lubin School of Business 2002 — 2004
MBA, Finance
PACE UNIVERSITY, Lubin Graduate School of Business 2001 — 2004
Master of Business Administration, Finance
State University of New York College at Plattsburgh 1981 — 1984
B.S., Management Science
Clarkstown South
Kittina Brown Kittina Brown's Wachovia Securities, LLC Experience February 2007 - May 2009
Job
Industry Primary/Secondary Education
Experience
United Dominion Realty March 2008 - July 2009
Wachovia Securities LLC February 2007 - May 2009
Startek Inc March 2006 - February 2007
Startek Inc March 2006 - February 2007
Skills
EEOC, Employment Verifications, New Hire Orientations, New Hire Paperwork, Employee Files, PeopleSoft, PowerPoint, Microsoft Excel, Classroom Management, Differentiated..., Instructional Design, Teaching, Management, Coaching, Training, Recruiting, Lesson Planning, Leadership
Education
Longwood University 2001 — 2004
Bachelor of Arts (BA), Communication Studies
University of Phoenix 2011 — 2012
Secondary Education, 4.0
United Dominion Realty March 2008 - July 2009
Wachovia Securities LLC February 2007 - May 2009
Startek Inc March 2006 - February 2007
Startek Inc March 2006 - February 2007
Skills
EEOC, Employment Verifications, New Hire Orientations, New Hire Paperwork, Employee Files, PeopleSoft, PowerPoint, Microsoft Excel, Classroom Management, Differentiated..., Instructional Design, Teaching, Management, Coaching, Training, Recruiting, Lesson Planning, Leadership
Education
Longwood University 2001 — 2004
Bachelor of Arts (BA), Communication Studies
University of Phoenix 2011 — 2012
Secondary Education, 4.0
Stephen Moe Allain Stephen Moe Allain's Wachovia Securities, LLC Experience January 2008 - May 2009
Job Vice President, Baird Retirement Management
Industry Financial Services
Experience
Robert W. Baird & Co. July 2013 - Present
ConocoPhillips 2000 - 2015
Wells Fargo Advisors May 2009 - July 2013
Wachovia Securities, LLC January 2008 - May 2009
A. G. Edwards & Sons, Inc. December 2000 - January 2008
Pfizer June 1995 - December 2000
Parke-Davis (a Division of Warner Lambert) May 1991 - June 1995
Skills
Retirement Income..., Retirement Planning, Retirement, 401k Rollovers, IRAs, Wealth Management, Portfolio Management, Investments, Asset Managment, Financial Advisory, Alternative Investments
Education
Louisiana State University and Agricultural and Mechanical College 1989 — 1991
Master of Business Administration, Finance
University of Louisiana at Lafayette 1984 — 1988
Bachelor of General Studies, Engineering Science / Mathematics
Robert W. Baird & Co. July 2013 - Present
ConocoPhillips 2000 - 2015
Wells Fargo Advisors May 2009 - July 2013
Wachovia Securities, LLC January 2008 - May 2009
A. G. Edwards & Sons, Inc. December 2000 - January 2008
Pfizer June 1995 - December 2000
Parke-Davis (a Division of Warner Lambert) May 1991 - June 1995
Skills
Retirement Income..., Retirement Planning, Retirement, 401k Rollovers, IRAs, Wealth Management, Portfolio Management, Investments, Asset Managment, Financial Advisory, Alternative Investments
Education
Louisiana State University and Agricultural and Mechanical College 1989 — 1991
Master of Business Administration, Finance
University of Louisiana at Lafayette 1984 — 1988
Bachelor of General Studies, Engineering Science / Mathematics
Shannon Holland, CFP®, CDFA™, AIF® Shannon Holland, CFP®, CDFA™, AIF®'s Wachovia Securities, LLC Experience August 2007 - December 2008
Job Associate Vice President, Investments at Raymond James
Industry Financial Services
Experience
Raymond James & Associates December 2008 - Present
Wachovia Securities, LLC August 2007 - December 2008
Wachovia Securities June 2002 - July 2007
Skills
Divorce Financial..., Retirement, Strategic Financial..., Investments, Financial Advisory, Portfolio Management, Finance, Asset Allocation, Wealth Management, Estate Planning, Retirement Planning, Business Planning, Risk Management, Investment Strategies, Equities, Fixed Income, Due Diligence, Mutual Funds, Certified Divorce..., Investment Management, Mortgage Lending, Insurance, Asset Management, Asset Managment, Financial Planning, Personal Spending Plans, Financial Services
Education
The College of William and Mary - The Mason School of Business 1999 — 2002
MBA, Finance & Accounting
Old Dominion University 1995 — 1997
MS, Environmental Engineering
Virginia Polytechnic Institute and State University 1987 — 1991
Bachelor of Arts (B.A.), Geography
Raymond James & Associates December 2008 - Present
Wachovia Securities, LLC August 2007 - December 2008
Wachovia Securities June 2002 - July 2007
Skills
Divorce Financial..., Retirement, Strategic Financial..., Investments, Financial Advisory, Portfolio Management, Finance, Asset Allocation, Wealth Management, Estate Planning, Retirement Planning, Business Planning, Risk Management, Investment Strategies, Equities, Fixed Income, Due Diligence, Mutual Funds, Certified Divorce..., Investment Management, Mortgage Lending, Insurance, Asset Management, Asset Managment, Financial Planning, Personal Spending Plans, Financial Services
Education
The College of William and Mary - The Mason School of Business 1999 — 2002
MBA, Finance & Accounting
Old Dominion University 1995 — 1997
MS, Environmental Engineering
Virginia Polytechnic Institute and State University 1987 — 1991
Bachelor of Arts (B.A.), Geography
Bill McAndrew, Senior Vice President's Wachovia Securities, LLC Experience 1998 - 2001
Job My highest priority is sustaining my clients’ trust and confidence in helping them obtain their financial objectives.
Industry Financial Services
Experience
Fidelity Asset Management Services 2000 - Present
Wachovia Securities, LLC 1998 - 2001
Bank of America 1996 - 1998
Summit Financial Services January 1995 - January 1996
Liberty Financial January 1990 - January 1995
Skills
Retirement Planning, Investments, Insurance, Investment Advisory, Asset Management, Asset Managment, Financial Services, Estate Planning, Finance, Financial Advisory, Portfolio Management, Securities
Education
PBA Advance School of Trust @ Bucknell University 1985 — 1987
Penna. Advance School Trust, Advanced studies in Retail Trust Services and investment management
College of Financial Planning (CFP) 1983 — 1987
CFP, Certified Financial Planner
PBA Advance School of Banking @ Bucknell University 1982 — 1984
Penna Advance School of Banking, Advance Studied in Commercial Bank management
Penn State University 1976 — 1980
BS- Finance, Finance & Economics
Fidelity Asset Management Services 2000 - Present
Wachovia Securities, LLC 1998 - 2001
Bank of America 1996 - 1998
Summit Financial Services January 1995 - January 1996
Liberty Financial January 1990 - January 1995
Skills
Retirement Planning, Investments, Insurance, Investment Advisory, Asset Management, Asset Managment, Financial Services, Estate Planning, Finance, Financial Advisory, Portfolio Management, Securities
Education
PBA Advance School of Trust @ Bucknell University 1985 — 1987
Penna. Advance School Trust, Advanced studies in Retail Trust Services and investment management
College of Financial Planning (CFP) 1983 — 1987
CFP, Certified Financial Planner
PBA Advance School of Banking @ Bucknell University 1982 — 1984
Penna Advance School of Banking, Advance Studied in Commercial Bank management
Penn State University 1976 — 1980
BS- Finance, Finance & Economics
Jenni Treadwell Jenni Treadwell's Wachovia Securities, LLC Experience March 2005 - July 2006
Job Project Manager at Capital One
Industry Financial Services
Experience
Apex Systems October 2014 - Present
Wells Fargo Advisors March 2014 - June 2014
Wells Fargo Advisors October 2007 - March 2014
Wachovia Securities June 2006 - October 2007
Wachovia Securities, LLC March 2005 - July 2006
Wachovia Securities, LLC July 2004 - March 2005
Wachovia Securities, LLC October 2002 - July 2004
Skills
Project Management, Relationship Management, Risk Management, Business Analysis, Business Process..., Strategic Communications, Communication Skills, Cross-functional Team..., Vendor Management, Asset Management, Securities License, General Securities..., Series 7, Series 9, Series 10, Series 63, Customer Service, Banking, Securities, Financial Services, Project Portfolio..., Portfolio Management, Financial Analysis, SDLC, Analysis, Investments, Visio, Process Improvement, PMP, Requirements Gathering, PMO, Cash Management, Microsoft Office, Program Management
Education
University of Richmond 2010 — 2012
Bachelor of Liberal Arts, Interdisciplinary Studies, 3.9, Summa Cum Laude
J. Sargeant Reynolds Community College 2009 — 2010
Liberal Arts and Sciences, General Studies and Humanities, 3.98
Longwood University
Apex Systems October 2014 - Present
Wells Fargo Advisors March 2014 - June 2014
Wells Fargo Advisors October 2007 - March 2014
Wachovia Securities June 2006 - October 2007
Wachovia Securities, LLC March 2005 - July 2006
Wachovia Securities, LLC July 2004 - March 2005
Wachovia Securities, LLC October 2002 - July 2004
Skills
Project Management, Relationship Management, Risk Management, Business Analysis, Business Process..., Strategic Communications, Communication Skills, Cross-functional Team..., Vendor Management, Asset Management, Securities License, General Securities..., Series 7, Series 9, Series 10, Series 63, Customer Service, Banking, Securities, Financial Services, Project Portfolio..., Portfolio Management, Financial Analysis, SDLC, Analysis, Investments, Visio, Process Improvement, PMP, Requirements Gathering, PMO, Cash Management, Microsoft Office, Program Management
Education
University of Richmond 2010 — 2012
Bachelor of Liberal Arts, Interdisciplinary Studies, 3.9, Summa Cum Laude
J. Sargeant Reynolds Community College 2009 — 2010
Liberal Arts and Sciences, General Studies and Humanities, 3.98
Longwood University
Alex Frisch Alex Frisch's Wachovia Securities, LLC Experience March 1996 - May 2009
Job Senior Vice President at Chapin Davis Inc / Repo Business Development
Industry Capital Markets
Experience
Chapin Davis Inc. May 2009 - Present
Wachovia Securities, LLC March 1996 - May 2009
Education
Loyola University Maryland 1987 — 1993
MBA, BBA, Finance, Investments
st. mary's high school 1983 — 1987
Chapin Davis Inc. May 2009 - Present
Wachovia Securities, LLC March 1996 - May 2009
Education
Loyola University Maryland 1987 — 1993
MBA, BBA, Finance, Investments
st. mary's high school 1983 — 1987
Joyce LaPreta Joyce LaPreta's Wachovia Securities, LLC Experience October 2004 - September 2006
Job Head of Operational Risk/Chief Compliance Officer at APG Asset Management US Inc.
Industry Financial Services
Experience
APG Asset Management US Inc. August 2014 - Present
A.R. Schmeidler & Co. Inc., a subsidiary of Hudson Valley Bank January 2013 - August 2014
Mirae Asset Global Investments (USA) LLC August 2008 - January 2013
BCG Securities, Inc September 2006 - August 2008
Wachovia Securities, LLC October 2004 - September 2006
Morgan Stanley Dean Witter & Co March 2004 - October 2004
Neuberger Berman, LLC August 1991 - December 2002
Skills
Securities, Equities, Mutual Funds, Hedge Funds, Investment Management, Investments, Management, Policy, Portfolio Management, Securities Regulation, Series 63, Series 7, Trading, Wealth Management, AML, Account Reconciliation, Alternative Investments, Asset Management, Asset Managment, Bloomberg, Capital Markets, Compliance, Derivatives, Due Diligence, Emerging Markets, FINRA, Finance, Financial Advisory, Financial Risk, Financial Services, Fixed Annuities, Fixed Income, Investment Advisory, Operational Risk, Private Equity, Financial Regulation, Risk Management, Separately Managed..., Anti Money Laundering
Education
Long Island University
B.A, Psychology
Lafayette High School, Brooklyn, NY
APG Asset Management US Inc. August 2014 - Present
A.R. Schmeidler & Co. Inc., a subsidiary of Hudson Valley Bank January 2013 - August 2014
Mirae Asset Global Investments (USA) LLC August 2008 - January 2013
BCG Securities, Inc September 2006 - August 2008
Wachovia Securities, LLC October 2004 - September 2006
Morgan Stanley Dean Witter & Co March 2004 - October 2004
Neuberger Berman, LLC August 1991 - December 2002
Skills
Securities, Equities, Mutual Funds, Hedge Funds, Investment Management, Investments, Management, Policy, Portfolio Management, Securities Regulation, Series 63, Series 7, Trading, Wealth Management, AML, Account Reconciliation, Alternative Investments, Asset Management, Asset Managment, Bloomberg, Capital Markets, Compliance, Derivatives, Due Diligence, Emerging Markets, FINRA, Finance, Financial Advisory, Financial Risk, Financial Services, Fixed Annuities, Fixed Income, Investment Advisory, Operational Risk, Private Equity, Financial Regulation, Risk Management, Separately Managed..., Anti Money Laundering
Education
Long Island University
B.A, Psychology
Lafayette High School, Brooklyn, NY
Ben Sabraw Ben Sabraw's Wachovia Securities, LLC Experience May 2007 - March 2008
Job Managing Director at The Debt Exchange
Industry Financial Services
Experience
The Debt Exchange May 2015 - Present
The Debt Exchange March 2008 - April 2015
Wachovia Securities, LLC May 2007 - March 2008
Bank of America October 2004 - May 2007
Fremont Bank March 2002 - March 2004
Skills
Credit Analysis, Capital Markets, Appraisals, Construction Loans, Sales, Loan Sales, Loans, Commercial Mortgages, Credit, Underwriting, Mortgage Lending, Real Estate Economics, Commercial Lending, Portfolio Management, Valuation, Banking, Commercial Banking, Asset Managment, Investments, Real Estate, Commercial Real Estate, Financial Structuring
Education
University of San Francisco - School of Management 2006 — 2009
MBA
Oregon State University 1996 — 2000
BS
Mission San Jose H.S. 1992 — 1995
The Debt Exchange May 2015 - Present
The Debt Exchange March 2008 - April 2015
Wachovia Securities, LLC May 2007 - March 2008
Bank of America October 2004 - May 2007
Fremont Bank March 2002 - March 2004
Skills
Credit Analysis, Capital Markets, Appraisals, Construction Loans, Sales, Loan Sales, Loans, Commercial Mortgages, Credit, Underwriting, Mortgage Lending, Real Estate Economics, Commercial Lending, Portfolio Management, Valuation, Banking, Commercial Banking, Asset Managment, Investments, Real Estate, Commercial Real Estate, Financial Structuring
Education
University of San Francisco - School of Management 2006 — 2009
MBA
Oregon State University 1996 — 2000
BS
Mission San Jose H.S. 1992 — 1995
Richard Trotta's Wachovia Securities, LLC Experience 1999 - 2005
Job Financial Advisor, Managing Director at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. 2012 - Present
Morgan Stanley Smith Barney 2009 - 2012
Citigroup Global Markets 2005 - 2009
Wachovia Securities, LLC 1999 - 2005
First Union Capital Markets Corp. March 1999 - October 1999
Merrill Lynch, Pierce, Fenner & Smith Inc. 1989 - 1999
Education
Mercer University 1977 — 1980
Bachelor's Degree, Physics, Magna Cum Laude
Ameriprise Financial Services, Inc. 2012 - Present
Morgan Stanley Smith Barney 2009 - 2012
Citigroup Global Markets 2005 - 2009
Wachovia Securities, LLC 1999 - 2005
First Union Capital Markets Corp. March 1999 - October 1999
Merrill Lynch, Pierce, Fenner & Smith Inc. 1989 - 1999
Education
Mercer University 1977 — 1980
Bachelor's Degree, Physics, Magna Cum Laude
Les Howard Les Howard's Wachovia Securities, LLC Experience January 2008 - August 2010
Job Financial Advisor at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. September 2012 - Present
Wells Fargo Advisors August 2010 - August 2012
Wachovia Securities, LLC January 2008 - August 2010
AG Edwards and Sons, Inc October 2005 - January 2008
Raymond James Financial Inc. October 1999 - October 2005
Education
Northern State University 1987 — 1989
Bachelor's degree, Economics/Business Finance
South Dakota State University 1973 — 1975
Associate's degree, Agriculture, General
Ameriprise Financial Services, Inc. September 2012 - Present
Wells Fargo Advisors August 2010 - August 2012
Wachovia Securities, LLC January 2008 - August 2010
AG Edwards and Sons, Inc October 2005 - January 2008
Raymond James Financial Inc. October 1999 - October 2005
Education
Northern State University 1987 — 1989
Bachelor's degree, Economics/Business Finance
South Dakota State University 1973 — 1975
Associate's degree, Agriculture, General
Bill Percoco's Wachovia Securities, LLC Experience April 2002 - December 2007
Job IT Project Manager at Bank of America Shared Services Production Mgmt. (SSPM). Contract via Queen Assoc.
Industry Information Technology and Services
Experience
Bank of America (on contract via Queen Assoc.) June 2014 - June 2015
Wells Fargo June 2012 - January 2014
Wells Fargo Bank June 2010 - June 2012
Wachovia, A Wells Fargo Company December 2007 - October 2009
Wachovia Securities, LLC April 2002 - December 2007
Wachovia Securities, LLC August 1999 - April 2002
Wachovia Securities, LLC September 1997 - August 1999
Interstate-Johnson-Lane a Wachovia Company July 1996 - September 1997
Alternative Resources Corporation April 1996 - July 1996
Verizon Wireless November 1993 - January 1996
Skills
Data Center, PMP, Vendor Management, Business Analysis, Process Improvement, Requirements Analysis, SharePoint, Servers, Troubleshooting, Project Management, Management, Visio, Networking, Technical Support, Databases, Disaster Recovery, Testing, Technology Management, Infrastructure, Enterprise Software, Research, Integration, Operating Systems, Citrix, Access, Service Delivery, Analysis, Team Leadership, Business Requirements, Hardware, Software Documentation, Software Installation, IT Management, Project Portfolio..., Help Desk Support, Requirements Gathering, Technology Evaluation, Risk Management, MS Project, Relationship Building, IT Strategy, Technology Deployment, LANs, Change Management, Project Planning, Strategy, ITIL v3 Foundations...
Education
Strayer University 2007 — 2015
Bachelor of Science (BS), IT Project Management (On Hold)
New York Institute of Technology-Old Westbury 1981 — 1983
Bachelor of Science (BS), Computer Technology (Senior transferred)
Bank of America (on contract via Queen Assoc.) June 2014 - June 2015
Wells Fargo June 2012 - January 2014
Wells Fargo Bank June 2010 - June 2012
Wachovia, A Wells Fargo Company December 2007 - October 2009
Wachovia Securities, LLC April 2002 - December 2007
Wachovia Securities, LLC August 1999 - April 2002
Wachovia Securities, LLC September 1997 - August 1999
Interstate-Johnson-Lane a Wachovia Company July 1996 - September 1997
Alternative Resources Corporation April 1996 - July 1996
Verizon Wireless November 1993 - January 1996
Skills
Data Center, PMP, Vendor Management, Business Analysis, Process Improvement, Requirements Analysis, SharePoint, Servers, Troubleshooting, Project Management, Management, Visio, Networking, Technical Support, Databases, Disaster Recovery, Testing, Technology Management, Infrastructure, Enterprise Software, Research, Integration, Operating Systems, Citrix, Access, Service Delivery, Analysis, Team Leadership, Business Requirements, Hardware, Software Documentation, Software Installation, IT Management, Project Portfolio..., Help Desk Support, Requirements Gathering, Technology Evaluation, Risk Management, MS Project, Relationship Building, IT Strategy, Technology Deployment, LANs, Change Management, Project Planning, Strategy, ITIL v3 Foundations...
Education
Strayer University 2007 — 2015
Bachelor of Science (BS), IT Project Management (On Hold)
New York Institute of Technology-Old Westbury 1981 — 1983
Bachelor of Science (BS), Computer Technology (Senior transferred)
John A. Taylor,CRPC®, CRC®, PRP, RICP® John A. Taylor,CRPC®, CRC®, PRP, RICP®'s Wachovia Securities, LLC Experience January 2002 - September 2005
Job Financial Advisor, Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC March 2011 - Present
Northwestern Mutual August 2009 - April 2011
AllianceBernstein August 2007 - February 2009
Wachovia September 2005 - August 2007
Wachovia Securities, LLC January 2002 - September 2005
ING March 2000 - January 2002
Wachovia Securities, LLC November 1992 - March 2000
Congressman Thomas J. Bliley 1990 - 1990
Skills
Retirement Planning, Retirement, Investments, IRAs, Financial Goals, Strategic Planning, Financial Advisory, Financial Analysis, Mutual Funds, Investment Planning, Retirement Income..., Multi-generational..., Retirement-plan..., Business-owner Planning, Estate Investment..., 401k Rollovers
Education
Mars Hill University 1986 — 1990
BA, History - Business(minor)
Wells Fargo Advisors, LLC March 2011 - Present
Northwestern Mutual August 2009 - April 2011
AllianceBernstein August 2007 - February 2009
Wachovia September 2005 - August 2007
Wachovia Securities, LLC January 2002 - September 2005
ING March 2000 - January 2002
Wachovia Securities, LLC November 1992 - March 2000
Congressman Thomas J. Bliley 1990 - 1990
Skills
Retirement Planning, Retirement, Investments, IRAs, Financial Goals, Strategic Planning, Financial Advisory, Financial Analysis, Mutual Funds, Investment Planning, Retirement Income..., Multi-generational..., Retirement-plan..., Business-owner Planning, Estate Investment..., 401k Rollovers
Education
Mars Hill University 1986 — 1990
BA, History - Business(minor)
William Michalak William Michalak's Wachovia Securities, LLC Experience 1996 - 1999
Job President at Alcedine Consulting, LLC
Industry Financial Services
Experience
Alcedine Consulting, LLC June 2012 - Present
Halcyon Southeast, LLC April 2010 - June 2012
Tower Tax Credits, LLC September 2008 - November 2011
Stateside Capital June 2004 - September 2007
Wachovia Securities, LLC 1996 - 1999
The Robinson-Humphrey Company 1981 - 1986
Skills
Affordable Housing, Program Management, Mergers, Investments, Customer Service, Real Estate, Bill Michalak, a...
Education
LIU Post 1973 — 1975
MBA, Finance
Villanova University 1968 — 1972
BA, History
Alcedine Consulting, LLC June 2012 - Present
Halcyon Southeast, LLC April 2010 - June 2012
Tower Tax Credits, LLC September 2008 - November 2011
Stateside Capital June 2004 - September 2007
Wachovia Securities, LLC 1996 - 1999
The Robinson-Humphrey Company 1981 - 1986
Skills
Affordable Housing, Program Management, Mergers, Investments, Customer Service, Real Estate, Bill Michalak, a...
Education
LIU Post 1973 — 1975
MBA, Finance
Villanova University 1968 — 1972
BA, History
Scott Crowell Scott Crowell's Wachovia Securities, LLC Experience June 2000 - December 2005
Job SVP Group Technology Manager, Technology Service Delivery at Wells Fargo, MBA, PMP
Industry Financial Services
Experience
Wells Fargo October 2012 - Present
Wells Fargo January 2011 - September 2012
Wells Fargo July 2009 - December 2010
Wells Fargo January 2006 - July 2009
Wachovia Securities - LLC June 2000 - December 2005
First Union National Bank January 1991 - June 2000
Skills
Strategy, Risk Management, Project Portfolio..., Vendor Management, Program Management, Cross-functional Team..., Business Analysis, Financial Services, Banking, PMP, Management, Project Delivery, Resource Management, Strategic Planning, Leadership, Integration, Mergers & Acquisitions, IT Management, SDLC, Process Improvement, Outsourcing, Data Center, Business Process..., Enterprise Architecture, Enterprise Software, Infrastructure, IT Strategy, Information Technology, Cloud Computing, ITIL
Education
North Carolina State University - College of Management
BA, Economics
University of North Carolina at Charlotte - Belk College of Business
MBA, Business
Wells Fargo October 2012 - Present
Wells Fargo January 2011 - September 2012
Wells Fargo July 2009 - December 2010
Wells Fargo January 2006 - July 2009
Wachovia Securities - LLC June 2000 - December 2005
First Union National Bank January 1991 - June 2000
Skills
Strategy, Risk Management, Project Portfolio..., Vendor Management, Program Management, Cross-functional Team..., Business Analysis, Financial Services, Banking, PMP, Management, Project Delivery, Resource Management, Strategic Planning, Leadership, Integration, Mergers & Acquisitions, IT Management, SDLC, Process Improvement, Outsourcing, Data Center, Business Process..., Enterprise Architecture, Enterprise Software, Infrastructure, IT Strategy, Information Technology, Cloud Computing, ITIL
Education
North Carolina State University - College of Management
BA, Economics
University of North Carolina at Charlotte - Belk College of Business
MBA, Business
Saundra Fry Lemon, PMP Saundra Fry Lemon, PMP's Wachovia Securities, LLC Experience November 2006 - October 2008
Job Senior Project Manager at Wells Fargo Insurance Services
Industry Financial Services
Experience
Wells Fargo Insurance Services April 2013 - Present
Wells Fargo January 2009 - April 2013
Wachovia November 2008 - December 2008
Wachovia Securities, LLC November 2006 - October 2008
Accenture 1998 - 2006
NationsBank 1996 - 1998
NationsBank 1994 - 1996
Skills
Project Management, Asset Management, Process Improvement, Vendor Management, Banking, Financial Analysis, SDLC, Program Management, Business Analysis, Relationship Management, Finance, Management Consulting, Change Management, Analysis, Management, Team Building, Budgets, Financial Reporting, Accounting, Team Leadership
Education
North Carolina Agricultural and Technical State University
BS, Accounting
The University of Texas at Austin
MBA, Finance
Wells Fargo Insurance Services April 2013 - Present
Wells Fargo January 2009 - April 2013
Wachovia November 2008 - December 2008
Wachovia Securities, LLC November 2006 - October 2008
Accenture 1998 - 2006
NationsBank 1996 - 1998
NationsBank 1994 - 1996
Skills
Project Management, Asset Management, Process Improvement, Vendor Management, Banking, Financial Analysis, SDLC, Program Management, Business Analysis, Relationship Management, Finance, Management Consulting, Change Management, Analysis, Management, Team Building, Budgets, Financial Reporting, Accounting, Team Leadership
Education
North Carolina Agricultural and Technical State University
BS, Accounting
The University of Texas at Austin
MBA, Finance
Darlene Anderson Darlene Anderson's Wachovia Securities, LLC Experience December 2008 - May 2009
Job Working with youth programs in Minnesota
Industry Nonprofit Organization Management
Experience
Rotary Club #25 2007 - Present
CEF of Minnesota January 2005 - Present
Child Evangelism Fellowship, Inc. May 2009 - 2012
Wachovia Securities, LLC December 2008 - May 2009
A G Edwards & Sons, Inc April 2004 - May 2009
SunAmerica Securities January 1998 - July 2004
Gastrak, Inc 1990 - 1997
Education
Moody Bible Institute 1965 — 1968
Music/Chr Ed, Music, Christian Education
Whitehall High School 1962 — 1965
Rotary Club #25 2007 - Present
CEF of Minnesota January 2005 - Present
Child Evangelism Fellowship, Inc. May 2009 - 2012
Wachovia Securities, LLC December 2008 - May 2009
A G Edwards & Sons, Inc April 2004 - May 2009
SunAmerica Securities January 1998 - July 2004
Gastrak, Inc 1990 - 1997
Education
Moody Bible Institute 1965 — 1968
Music/Chr Ed, Music, Christian Education
Whitehall High School 1962 — 1965
Jason Anderson's Wachovia Securities, LLC Experience 2005 - 2007
Job Founding Partner at Pursuit Merchant Bank
Industry Financial Services
Experience
Pursuit Merchant Bank June 2015 - Present
RBC Capital Markets 2011 - May 2015
UBS Investment Bank 2007 - 2010
Wachovia Securities, LLC 2005 - 2007
Business Objects June 2003 - August 2003
Gartner 2000 - 2002
Skills
Strategic Advisory, Capital Markets, Corporate Finance, Investment Banking, M&A experience, Private Equity, Valuation, Mergers, IPO, Business Valuation, Portfolio Management, Strategy, Finance, Hedge Funds, Fixed Income, Corporate Development, Mergers & Acquisitions, Leveraged Finance, Equity Research, Entrepreneurship, Investor Relations, Emerging Markets, Financial Analysis, Financial Structuring, Financial Modeling, Venture Capital, Divestitures, Competitive Analysis, Equities, Restructuring, LBO, Structured Finance, Investments, Private Placements, Derivatives, Due Diligence, Asset Management, Alternative Investments, Securities, DCF, Bloomberg, Equity Valuation, High Yield, Equity Capital Markets, Capital Structure, Structured Products, Trading, Project Finance, Bonds, Funding
Education
University of Virginia - Darden Graduate School of Business Administration 2002 — 2004
MBA
New College of Florida
Pursuit Merchant Bank June 2015 - Present
RBC Capital Markets 2011 - May 2015
UBS Investment Bank 2007 - 2010
Wachovia Securities, LLC 2005 - 2007
Business Objects June 2003 - August 2003
Gartner 2000 - 2002
Skills
Strategic Advisory, Capital Markets, Corporate Finance, Investment Banking, M&A experience, Private Equity, Valuation, Mergers, IPO, Business Valuation, Portfolio Management, Strategy, Finance, Hedge Funds, Fixed Income, Corporate Development, Mergers & Acquisitions, Leveraged Finance, Equity Research, Entrepreneurship, Investor Relations, Emerging Markets, Financial Analysis, Financial Structuring, Financial Modeling, Venture Capital, Divestitures, Competitive Analysis, Equities, Restructuring, LBO, Structured Finance, Investments, Private Placements, Derivatives, Due Diligence, Asset Management, Alternative Investments, Securities, DCF, Bloomberg, Equity Valuation, High Yield, Equity Capital Markets, Capital Structure, Structured Products, Trading, Project Finance, Bonds, Funding
Education
University of Virginia - Darden Graduate School of Business Administration 2002 — 2004
MBA
New College of Florida
Cheryl Ramsay Cheryl Ramsay's Wachovia Securities, LLC Experience December 2000 - April 2008
Job Director Broker/Dealer Operations at Capital Guardian, LLC
Industry Education Management
Experience
Capital Guardian LLC February 2015 - Present
GP Strategies Corporation April 2014 - August 2014
AXA Advisors, LLC June 2013 - September 2013
Humana (CGS, Inc) February 2013 - March 2013
American Red Cross - Adecco Consulting May 2012 - January 2013
Capital One (Strategic Staffing) June 2011 - December 2011
Health Risk Partners (Morton Consulting) February 2011 - June 2011
SunTrust Bank (Modis, Inc.) March 2010 - March 2011
Wachovia - First Place September 2008 - December 2009
Wachovia Securities, LLC December 2000 - April 2008
Skills
Instructional Design, Training Delivery, Technical Writing, Technical Training, Customer Relations, Team Building, Problem Solving, Employee Training, Leadership, Training, Customer Service, CRM, Process Improvement, Management, Change Management, Program Management, Project Planning, Strategic Planning, Interviews, Policy, Staff Development, Analysis, Finance, Sales, Software Documentation, Insurance, Teamwork
Education
Walden University 2012 — 2015
Bachelor's Degree, Instructional Design, 4.0
Association of Talent and Development 2014 — 2014
Certification in Designing Learning
Phoenix College 2009 — 2012
Associates Degree, Business Management, 3.93 GPA
University of Richmond 1998 — 2007
Training, Communication, Management
Capital Guardian LLC February 2015 - Present
GP Strategies Corporation April 2014 - August 2014
AXA Advisors, LLC June 2013 - September 2013
Humana (CGS, Inc) February 2013 - March 2013
American Red Cross - Adecco Consulting May 2012 - January 2013
Capital One (Strategic Staffing) June 2011 - December 2011
Health Risk Partners (Morton Consulting) February 2011 - June 2011
SunTrust Bank (Modis, Inc.) March 2010 - March 2011
Wachovia - First Place September 2008 - December 2009
Wachovia Securities, LLC December 2000 - April 2008
Skills
Instructional Design, Training Delivery, Technical Writing, Technical Training, Customer Relations, Team Building, Problem Solving, Employee Training, Leadership, Training, Customer Service, CRM, Process Improvement, Management, Change Management, Program Management, Project Planning, Strategic Planning, Interviews, Policy, Staff Development, Analysis, Finance, Sales, Software Documentation, Insurance, Teamwork
Education
Walden University 2012 — 2015
Bachelor's Degree, Instructional Design, 4.0
Association of Talent and Development 2014 — 2014
Certification in Designing Learning
Phoenix College 2009 — 2012
Associates Degree, Business Management, 3.93 GPA
University of Richmond 1998 — 2007
Training, Communication, Management
Greg Singerle Greg Singerle's Wachovia Securities, LLC Experience 2001 - 2003
Job at Made Rite LLC
Industry Building Materials
Experience
Made Rite LLC March 2012 - April 2014
Harbor Baptist Church October 2013 - February 2014
Kalos Consulting May 2008 - March 2012
Goodrich Corp. 2004 - 2008
S&S Cycle, Inc. 2004 - 2004
Authenticatid LLC 2003 - 2004
Wachovia Securities, LLC 2001 - 2003
United States Navy 1989 - 1999
Skills
Financial Modeling, Valuation, Venture Capital, Financial Reporting, Analysis, Financial Planning, Mergers, Strategic Planning, Divestitures, Financial Analysis, Due Diligence, Private Equity, Corporate Finance, Forecasting, Business Strategy, Budget Preparation, Competitive Analysis, Cross-functional Team..., Process Improvement, Start-ups, International Business, Restructuring, Acquisition Integration, Strategy Development, Contract Negotiation, Management Consulting, New Business Development, Change Management, Negotiation, Pricing, Market Analysis, Investment Banking, Strategy, Finance, Mergers & Acquisitions, Risk Management, Investments, Management
Education
The University of Chicago Booth School of Business 1999 — 2001
MBA, Finance and Entrepreneurship
Penn State University 1984 — 1989
BS, Aerospace Engineering
Made Rite LLC March 2012 - April 2014
Harbor Baptist Church October 2013 - February 2014
Kalos Consulting May 2008 - March 2012
Goodrich Corp. 2004 - 2008
S&S Cycle, Inc. 2004 - 2004
Authenticatid LLC 2003 - 2004
Wachovia Securities, LLC 2001 - 2003
United States Navy 1989 - 1999
Skills
Financial Modeling, Valuation, Venture Capital, Financial Reporting, Analysis, Financial Planning, Mergers, Strategic Planning, Divestitures, Financial Analysis, Due Diligence, Private Equity, Corporate Finance, Forecasting, Business Strategy, Budget Preparation, Competitive Analysis, Cross-functional Team..., Process Improvement, Start-ups, International Business, Restructuring, Acquisition Integration, Strategy Development, Contract Negotiation, Management Consulting, New Business Development, Change Management, Negotiation, Pricing, Market Analysis, Investment Banking, Strategy, Finance, Mergers & Acquisitions, Risk Management, Investments, Management
Education
The University of Chicago Booth School of Business 1999 — 2001
MBA, Finance and Entrepreneurship
Penn State University 1984 — 1989
BS, Aerospace Engineering
Devan LaChance's Wachovia Securities, LLC Experience May 2007 - May 2008
Job Recruiter at Analysis Group
Industry Staffing and Recruiting
Experience
Analysis Group July 2014 - Present
D'Amore- McKim School of Business, Northeastern University January 2012 - July 2014
D'Amore-McKim School of Business, Northeastern University September 2009 - January 2012
Easter Seals Massachusetts May 2008 - September 2008
Wachovia Securities, LLC May 2007 - May 2008
Skills
Student Affairs, Email Marketing, Community Outreach, Higher Education, Customer Service, Event Management, CRM, Student Services, Program Management, Marketing, Microsoft Office, Academic Advising, Website Management, Recruiting, College Recruiting, Behavioral Interviewing, Talent Acquisition, Onboarding, Applicant Tracking..., Human Resources, Salary Negotiations
Education
Northeastern University 2010 — 2012
MBA, Specializations in Investments & Organizational Behavior
Roger Williams University 2005 — 2009
B.S., Finance
Analysis Group July 2014 - Present
D'Amore- McKim School of Business, Northeastern University January 2012 - July 2014
D'Amore-McKim School of Business, Northeastern University September 2009 - January 2012
Easter Seals Massachusetts May 2008 - September 2008
Wachovia Securities, LLC May 2007 - May 2008
Skills
Student Affairs, Email Marketing, Community Outreach, Higher Education, Customer Service, Event Management, CRM, Student Services, Program Management, Marketing, Microsoft Office, Academic Advising, Website Management, Recruiting, College Recruiting, Behavioral Interviewing, Talent Acquisition, Onboarding, Applicant Tracking..., Human Resources, Salary Negotiations
Education
Northeastern University 2010 — 2012
MBA, Specializations in Investments & Organizational Behavior
Roger Williams University 2005 — 2009
B.S., Finance
Jay Levesque Jay Levesque's Wachovia Securities, LLC Experience September 2006 - November 2006
Job Investment Research
Industry Financial Services
Experience
Filament, LLC July 2015 - Present
JPMorgan Chase July 2011 - May 2015
Oregon State Investment Group September 2007 - June 2011
Alaska Permanent Capital Management August 2010 - September 2010
JPMorgan Chase June 2010 - August 2010
UBS Wealth Management June 2008 - September 2008
Wachovia Securities, LLC September 2006 - November 2006
Skills
Equities, Asset Allocation, Portfolio Management, Social Media, Investments, Strategic Financial..., Mutual Funds, Finance, Strategy, Data Analysis, Alternative Investments, Management, Access, Financial Modeling, Wealth Management, Microsoft Excel
Education
Oregon State University 2007 — 2011
Bachelor of Science, Finance, Mathematical Sciences
University of Alaska Fairbanks
Filament, LLC July 2015 - Present
JPMorgan Chase July 2011 - May 2015
Oregon State Investment Group September 2007 - June 2011
Alaska Permanent Capital Management August 2010 - September 2010
JPMorgan Chase June 2010 - August 2010
UBS Wealth Management June 2008 - September 2008
Wachovia Securities, LLC September 2006 - November 2006
Skills
Equities, Asset Allocation, Portfolio Management, Social Media, Investments, Strategic Financial..., Mutual Funds, Finance, Strategy, Data Analysis, Alternative Investments, Management, Access, Financial Modeling, Wealth Management, Microsoft Excel
Education
Oregon State University 2007 — 2011
Bachelor of Science, Finance, Mathematical Sciences
University of Alaska Fairbanks
Reid Burford Reid Burford's Wachovia Securities, LLC Experience 1999 - 2004
Job Managing Director Head of Corporate Equity Services
Industry Investment Banking
Experience
BB&T Capital Markets 2004 - Present
Wachovia Securities LLC 1999 - 2004
Skills
Series 63, Capital Markets, Equities, Investment Banking, Series 7, Financial Modeling, Securities, Valuation, Investments
Education
Va Tech- Pamplin College of Business 1988 — 1992
BS, Marketing/ Finance
Loyola University Maryland 1999 — 2002
MBA, Finance
BB&T Capital Markets 2004 - Present
Wachovia Securities LLC 1999 - 2004
Skills
Series 63, Capital Markets, Equities, Investment Banking, Series 7, Financial Modeling, Securities, Valuation, Investments
Education
Va Tech- Pamplin College of Business 1988 — 1992
BS, Marketing/ Finance
Loyola University Maryland 1999 — 2002
MBA, Finance
Howard Deskin Howard Deskin's Wachovia Securities, LLC Experience 2006 - 2009
Job CEO & Internet Marketing Manager
Industry Internet
Experience
Impression Marketing April 2009 - Present
Business Services Group January 2007 - March 2009
Wachovia Securities, LLC 2006 - 2009
Wachovia Securities February 2004 - January 2007
Wachovia Securities January 1998 - January 2004
First Union Securities January 1992 - January 1998
First Union Securities January 1990 - January 1992
Wheat First Securities January 1988 - January 1990
Wheat First Securities January 1986 - January 1988
CRANE COMPANY January 1984 - January 1986
Skills
Program Management, Business Analysis, Financial Analysis, Strategy, Business Process..., Accounting, Internet Strategy, Marketing Strategy, Leadership, Small Business, E-commerce, Financial Services, Project Management, SEM, Sales, Business Process, Auditing, Mergers & Acquisitions, Regulations, Management, Mergers, Analysis, Analytics, Six Sigma, Marketing, Account Reconciliation, Web Analytics, Finance, Process Automation, Web Strategy, Google Analytics, SEO, Team Management, Employee Benefits, PPC, Social Media, Payroll, Internet Services, Securities, Mutual Funds, Strategic Planning, Budgets, Control Theory, MS Project, Project Planning, Web Design, Process Improvement, Website Development, Real Estate, Email Marketing
Education
Virginia Polytechnic Institute and State University - Pamplin College of Business 2001 — 2006
MBA, Business
LIU Post 1977 — 1981
B.S., Accounting
Impression Marketing April 2009 - Present
Business Services Group January 2007 - March 2009
Wachovia Securities, LLC 2006 - 2009
Wachovia Securities February 2004 - January 2007
Wachovia Securities January 1998 - January 2004
First Union Securities January 1992 - January 1998
First Union Securities January 1990 - January 1992
Wheat First Securities January 1988 - January 1990
Wheat First Securities January 1986 - January 1988
CRANE COMPANY January 1984 - January 1986
Skills
Program Management, Business Analysis, Financial Analysis, Strategy, Business Process..., Accounting, Internet Strategy, Marketing Strategy, Leadership, Small Business, E-commerce, Financial Services, Project Management, SEM, Sales, Business Process, Auditing, Mergers & Acquisitions, Regulations, Management, Mergers, Analysis, Analytics, Six Sigma, Marketing, Account Reconciliation, Web Analytics, Finance, Process Automation, Web Strategy, Google Analytics, SEO, Team Management, Employee Benefits, PPC, Social Media, Payroll, Internet Services, Securities, Mutual Funds, Strategic Planning, Budgets, Control Theory, MS Project, Project Planning, Web Design, Process Improvement, Website Development, Real Estate, Email Marketing
Education
Virginia Polytechnic Institute and State University - Pamplin College of Business 2001 — 2006
MBA, Business
LIU Post 1977 — 1981
B.S., Accounting
TONYA JILL BATES's Wachovia Securities, LLC Experience 2006 - 2008
Job Business Services Consultant at Wells Fargo
Industry Banking
Experience
Wells Fargo July 2012 - Present
BB&T May 2011 - July 2012
Fifth Third Bank March 2009 - May 2011
The Warranty Group 2008 - 2009
Wachovia Securities, LLC 2006 - 2008
Wilmington Financial Group 2006 - 2007
Sebring Capital 1999 - 2006
Skills
Account Management, Banking, Business Analysis, Business Development, CRM, Coaching, Cold Calling, Consumer Lending, Credit Analysis, Credit, Customer Service, Finance, Financial Analysis, Financial Services, Insurance, Loan Origination, Leadership, Loans, Management, Merchant Services, Mortgage Banking, Mortgage Lending, New Business Development, Portfolio Management, Payment Card Processing, Recruiting, Risk Management, Sales, Sales Process, Salesforce.com, Selling, Small Business Lending, Team Building, Training, Marketing, Sales Management, Strategic Planning
Education
Liberty University 2008 — 2011
Psychology
Samford University 1993 — 2006
Wells Fargo July 2012 - Present
BB&T May 2011 - July 2012
Fifth Third Bank March 2009 - May 2011
The Warranty Group 2008 - 2009
Wachovia Securities, LLC 2006 - 2008
Wilmington Financial Group 2006 - 2007
Sebring Capital 1999 - 2006
Skills
Account Management, Banking, Business Analysis, Business Development, CRM, Coaching, Cold Calling, Consumer Lending, Credit Analysis, Credit, Customer Service, Finance, Financial Analysis, Financial Services, Insurance, Loan Origination, Leadership, Loans, Management, Merchant Services, Mortgage Banking, Mortgage Lending, New Business Development, Portfolio Management, Payment Card Processing, Recruiting, Risk Management, Sales, Sales Process, Salesforce.com, Selling, Small Business Lending, Team Building, Training, Marketing, Sales Management, Strategic Planning
Education
Liberty University 2008 — 2011
Psychology
Samford University 1993 — 2006
Jennifer Hodson Jennifer Hodson's Wachovia Securities, LLC Experience 1995 - 2003
Job Financial Advisor at Legacy Planning Partners
Industry Financial Services
Experience
Legacy Planning Partners March 2013 - Present
Legacy Planning Partners June 2008 - Present
Wachovia Securities, LLC 1995 - 2003
Education
Messiah College 1988 — 1992
BS, Economics
Legacy Planning Partners March 2013 - Present
Legacy Planning Partners June 2008 - Present
Wachovia Securities, LLC 1995 - 2003
Education
Messiah College 1988 — 1992
BS, Economics
Howard Turoff Howard Turoff's Wachovia Securities, LLC Experience October 1989 - September 2004
Job Realtor Associate at Coldwell Banker Residential Brokerage
Industry Recreational Facilities and Services
Experience
Coldwell Banker residential brokerage Hoboken NJ January 2013 - Present
La Corsa Tours January 1992 - Present
Wachovia Securities, LLC October 1989 - September 2004
Drexel Burnham Lambert 1985 - 1989
Skills
Real Estate, Relocation, Sellers, First Time Home Buyers, Investment Properties, Condos, New Home Sales, REO, Single Family Homes, Due Diligence, Listings, Foreclosures, Rentals, Referrals, Buyers, Luxury, Investors, Property, Buyer Representation, Martial Arts, Selling, Short Sales, Residential Homes, Real Estate Transactions
Education
Northeastern University 1973 — 1978
BS, Accounting
American Te Heaven and Earth Society
Coldwell Banker residential brokerage Hoboken NJ January 2013 - Present
La Corsa Tours January 1992 - Present
Wachovia Securities, LLC October 1989 - September 2004
Drexel Burnham Lambert 1985 - 1989
Skills
Real Estate, Relocation, Sellers, First Time Home Buyers, Investment Properties, Condos, New Home Sales, REO, Single Family Homes, Due Diligence, Listings, Foreclosures, Rentals, Referrals, Buyers, Luxury, Investors, Property, Buyer Representation, Martial Arts, Selling, Short Sales, Residential Homes, Real Estate Transactions
Education
Northeastern University 1973 — 1978
BS, Accounting
American Te Heaven and Earth Society
Dale Hager Dale Hager's Wachovia Securities, LLC Experience July 2008 - January 2009
Job NSWC Corona LCS ASW/MCM MP Lead and East Coast Liaison
Industry Defense & Space
Experience
US Navy April 2012 - Present
Thor Solutions, LLC June 2010 - January 2012
C & G Consulting, Inc January 2009 - June 2010
Wachovia Securities, LLC July 2008 - January 2009
US Navy September 1984 - September 2008
USS FREDERICK 1997 - 1999
Skills
Navy, Security Clearance, Documentation, RFP, Military, Defense, Organizational..., DoD, Program Management, Operations Management, Military Operations, Team Leadership, Team Building, Analysis, Management Consulting, Change Management, Software Documentation, Operational Planning, Proposal Writing, Training, Tactics, Government, Leadership, Logistics, System Administration, Security, Top Secret, National Security, Information Assurance, Command, Military Experience, Systems Engineering
Education
Naval Postgraduate School 1996 — 1997
Operations Analysis
United States Naval Academy 1988 — 1991
B.S., General Science
NAPS '87
US Navy April 2012 - Present
Thor Solutions, LLC June 2010 - January 2012
C & G Consulting, Inc January 2009 - June 2010
Wachovia Securities, LLC July 2008 - January 2009
US Navy September 1984 - September 2008
USS FREDERICK 1997 - 1999
Skills
Navy, Security Clearance, Documentation, RFP, Military, Defense, Organizational..., DoD, Program Management, Operations Management, Military Operations, Team Leadership, Team Building, Analysis, Management Consulting, Change Management, Software Documentation, Operational Planning, Proposal Writing, Training, Tactics, Government, Leadership, Logistics, System Administration, Security, Top Secret, National Security, Information Assurance, Command, Military Experience, Systems Engineering
Education
Naval Postgraduate School 1996 — 1997
Operations Analysis
United States Naval Academy 1988 — 1991
B.S., General Science
NAPS '87
Nadine Philips Nadine Philips's Wachovia Securities, LLC Experience April 1994 - August 2009
Job Commercial, Multi Family, & Investment Real Estate
Industry Financial Services
Experience
Jeff Sederberg REALTORS 2009 - Present
Wachovia Securities, LLC April 1994 - August 2009
Everen Securities, Inc. 1994 - 1999
Summit Financial Group 1991 - 1994
Kula Corporation 1986 - 1989
Skills
Data Warehousing, Oracle, Business Analysis, Equities, Capital Markets, .NET, Software Development, Portfolio Management, Mergers & Acquisitions, Investments, Real Estate, Financial Services
Education
Marquette University 1982 — 1986
BS, Finance, Computer Science
Greendale High School
Jeff Sederberg REALTORS 2009 - Present
Wachovia Securities, LLC April 1994 - August 2009
Everen Securities, Inc. 1994 - 1999
Summit Financial Group 1991 - 1994
Kula Corporation 1986 - 1989
Skills
Data Warehousing, Oracle, Business Analysis, Equities, Capital Markets, .NET, Software Development, Portfolio Management, Mergers & Acquisitions, Investments, Real Estate, Financial Services
Education
Marquette University 1982 — 1986
BS, Finance, Computer Science
Greendale High School
Philip Oreh Philip Oreh's Wachovia Securities, LLC Experience August 2007 - March 2009
Job Registered Representative at Brennan Financial Group
Industry Financial Services
Experience
Brennan Financial Group a Division of New England Securities October 2009 - Present
Wachovia Securities, LLC August 2007 - March 2009
Education
Marshall University 1982 — 1984
B.B.A., Finance and Economics
Brennan Financial Group a Division of New England Securities October 2009 - Present
Wachovia Securities, LLC August 2007 - March 2009
Education
Marshall University 1982 — 1984
B.B.A., Finance and Economics
Mike Fulton Mike Fulton's Wachovia Securities, LLC Experience 2006 - 2010
Job Senior Customer Experience Analyst at Ingersoll Rand
Industry Market Research
Experience
Ingersoll Rand 2015 - Present
Wells Fargo Advisors 2011 - 2014
Wells Fargo 2009 - 2011
Wachovia Securities, LLC 2006 - 2010
Bank of America 2001 - 2006
Bank of America 2000 - 2001
Bank of America 1996 - 2000
Bank of America 1993 - 1996
Bank of America 1991 - 1993
Bank of America 1990 - 1991
Skills
Customer Experience..., Customer Experience, Process Improvement, Relationship Management, Financial Services, Banking, Finance, Investments, Risk Management, Retirement, Portfolio Management, Series 7, Credit, Analytics, Business Statistics, Strategy, Leadership, Analysis
Education
Old Dominion University - College of Business and Public Administration
Master of Business Administration (M.B.A.), Finance
Old Dominion University
Bachelor's Degree, Business Administration/Finance
Ingersoll Rand 2015 - Present
Wells Fargo Advisors 2011 - 2014
Wells Fargo 2009 - 2011
Wachovia Securities, LLC 2006 - 2010
Bank of America 2001 - 2006
Bank of America 2000 - 2001
Bank of America 1996 - 2000
Bank of America 1993 - 1996
Bank of America 1991 - 1993
Bank of America 1990 - 1991
Skills
Customer Experience..., Customer Experience, Process Improvement, Relationship Management, Financial Services, Banking, Finance, Investments, Risk Management, Retirement, Portfolio Management, Series 7, Credit, Analytics, Business Statistics, Strategy, Leadership, Analysis
Education
Old Dominion University - College of Business and Public Administration
Master of Business Administration (M.B.A.), Finance
Old Dominion University
Bachelor's Degree, Business Administration/Finance
Donna J. Breckenridge Donna J. Breckenridge's Wachovia Securities, LLC Experience May 2008 - May 2010
Job at U.S. Bank
Industry Information Services
Experience
U.S. Bank August 2010 - Present
Modis March 2010 - August 2010
Wachovia Securities, LLC May 2008 - May 2010
Modis 2010 - 2010
Wachovia Securities, LLC October 2007 - March 2009
A.G.Edwards August 2004 - May 2008
AG EDWARDS & SONS (A DIVISION OF WACHOVIA SECURITIES) January 2000 - January 2007
A.G. Edwards Technology Group Inc August 2004 - February 2005
A. G. Edwards and Sons March 2003 - June 2004
A.G. Edwards & Sons, Inc. January 1999 - November 2002
Education
University of Phoenix
BSIT - Bachelor’s degree in Information Security
Maryville University of Saint Louis 1988 — 1990
Gen. College Credits
Hickey Business College 1983 — 1985
Certificate, Business Acumen and MIS studies
U.S. Bank August 2010 - Present
Modis March 2010 - August 2010
Wachovia Securities, LLC May 2008 - May 2010
Modis 2010 - 2010
Wachovia Securities, LLC October 2007 - March 2009
A.G.Edwards August 2004 - May 2008
AG EDWARDS & SONS (A DIVISION OF WACHOVIA SECURITIES) January 2000 - January 2007
A.G. Edwards Technology Group Inc August 2004 - February 2005
A. G. Edwards and Sons March 2003 - June 2004
A.G. Edwards & Sons, Inc. January 1999 - November 2002
Education
University of Phoenix
BSIT - Bachelor’s degree in Information Security
Maryville University of Saint Louis 1988 — 1990
Gen. College Credits
Hickey Business College 1983 — 1985
Certificate, Business Acumen and MIS studies
Scott Pederson Scott Pederson's Wachovia Securities, LLC Experience 2004 - 2009
Job Program Manager / Project Manager / Solutions Architect
Industry Information Technology and Services
Experience
Pederson Technologies, Inc. September 1999 - Present
Wachovia Securities, LLC 2004 - 2009
Casual Corner Group 1999 - 2001
Precision Systems Concepts 1997 - 1999
Vision Enterprises 1996 - 1997
Friedman Associates 1992 - 1996
United States Army 1989 - 1992
Education
Northeastern Illinois University 1992 — 1995
Major in Computer Science, Minor in Management
Pederson Technologies, Inc. September 1999 - Present
Wachovia Securities, LLC 2004 - 2009
Casual Corner Group 1999 - 2001
Precision Systems Concepts 1997 - 1999
Vision Enterprises 1996 - 1997
Friedman Associates 1992 - 1996
United States Army 1989 - 1992
Education
Northeastern Illinois University 1992 — 1995
Major in Computer Science, Minor in Management
Steph Lemke Steph Lemke's Wachovia Securities, LLC Experience September 1996 - March 2002
Job Real Estate Agent at The Higgins Group
Industry Real Estate
Experience
The Higgins Group January 2009 - Present
Wachovia Securities, LLC September 1996 - March 2002
Education
Middlebury College 1992 — 1996
Economics
The Higgins Group January 2009 - Present
Wachovia Securities, LLC September 1996 - March 2002
Education
Middlebury College 1992 — 1996
Economics
Eric Work Eric Work's Wachovia Securities, LLC Experience 2008 - 2010
Job Now part of CenturyLink
Industry Information Technology and Services
Experience
CenturyLink September 2014 - Present
Savvis, a CenturyLink company March 2013 - September 2013
Work and Associates - Emergency Management June 2004 - March 2013
Wachovia Securities, LLC 2008 - 2010
Ascension Health April 2008 - August 2008
American Red Cross 2008 - 2008
St Peters Central County Community Emergency Response Team (CERT) 2006 - 2008
Ameren 2005 - 2008
Missouri State Emergency Management Agency (SEMA) 2005 - 2005
Anheuser-Busch 2004 - 2005
Skills
Business Continuity, Emergency Management, Process Improvement, Risk Management, Strategic Planning, Security, Training, Change Management, Leadership, Management, Disaster Recovery, Project Management, Cross-functional Team..., Program Management, SharePoint, Strategy, Project Planning, Telecommunications
Education
Lindenwood University 1999 — 2001
MBA, Business Administration, Management and Operations
Tarkio College 1984 — 1988
BS, Business Administration and Management, General
CenturyLink September 2014 - Present
Savvis, a CenturyLink company March 2013 - September 2013
Work and Associates - Emergency Management June 2004 - March 2013
Wachovia Securities, LLC 2008 - 2010
Ascension Health April 2008 - August 2008
American Red Cross 2008 - 2008
St Peters Central County Community Emergency Response Team (CERT) 2006 - 2008
Ameren 2005 - 2008
Missouri State Emergency Management Agency (SEMA) 2005 - 2005
Anheuser-Busch 2004 - 2005
Skills
Business Continuity, Emergency Management, Process Improvement, Risk Management, Strategic Planning, Security, Training, Change Management, Leadership, Management, Disaster Recovery, Project Management, Cross-functional Team..., Program Management, SharePoint, Strategy, Project Planning, Telecommunications
Education
Lindenwood University 1999 — 2001
MBA, Business Administration, Management and Operations
Tarkio College 1984 — 1988
BS, Business Administration and Management, General
Jason Lovell's Wachovia Securities, LLC Experience September 1998 - December 2003
Job Assistant Vice President, Service360 at LPL Financial
Industry Investment Management
Experience
LPL Financial May 2013 - Present
LPL Financial November 2012 - May 2013
LPL Financial October 2011 - November 2012
LPL Financial July 2010 - October 2011
LPL Financial October 2007 - July 2010
UVEST Financial Services December 2003 - January 2008
Wachovia Securities, LLC September 1998 - December 2003
Skills
Series 7, Wealth Management, Mutual Funds, Series 63, Investments, Securities, Retirement Planning, Financial Services, Strategic Financial..., Insurance, Asset Managment, Investment Advisory, Fixed Annuities, 401k, Retirement, Leadership, Training, FINRA, Stocks
Education
North Carolina State University 1993 — 1997
BS, Zoology
LPL Financial May 2013 - Present
LPL Financial November 2012 - May 2013
LPL Financial October 2011 - November 2012
LPL Financial July 2010 - October 2011
LPL Financial October 2007 - July 2010
UVEST Financial Services December 2003 - January 2008
Wachovia Securities, LLC September 1998 - December 2003
Skills
Series 7, Wealth Management, Mutual Funds, Series 63, Investments, Securities, Retirement Planning, Financial Services, Strategic Financial..., Insurance, Asset Managment, Investment Advisory, Fixed Annuities, 401k, Retirement, Leadership, Training, FINRA, Stocks
Education
North Carolina State University 1993 — 1997
BS, Zoology
Ashley Delaney's Wachovia Securities, LLC Experience June 2008 - December 2008
Job Consultant at Accenture
Industry Information Technology and Services
Experience
Accenture October 2009 - Present
Wachovia Securities, LLC June 2008 - December 2008
Education
Ohio University 2005 — 2009
Business Administration, Finance, MIS
Accenture October 2009 - Present
Wachovia Securities, LLC June 2008 - December 2008
Education
Ohio University 2005 — 2009
Business Administration, Finance, MIS
Dan Teclaw Dan Teclaw's Wachovia Securities, LLC Experience 2004 - 2007
Job Ratings, Research, and Risk Management Professional
Industry Capital Markets
Experience
A.M Best Company 2013 - Present
Standard & Poor's May 2007 - December 2012
Wachovia Securities, LLC 2004 - 2007
First Union Securities 1999 - 2003
First Union Securities 1997 - 1999
First Union National Bank 1995 - 1997
NBD 1993 - 1995
US Navy 1984 - 1991
Skills
Debt Capital Markets, Credit Risk, Counterparty Risk, Loan Structuring, Syndications, Structured Products, Derivatives, Commercial Banking, International Banking..., Corporate Finance, Banking Relationships, Risk Management, Program Management, Project Management, Business Process..., Capital Markets, Credit, Portfolio Management, Financial Risk, Banking, Finance, Loans, Financial Services
Education
United States Naval Academy 1980 — 1984
Bachelor of Science (B.S.), Economics
Penn State University 1991 — 1993
MBA, Finance
A.M Best Company 2013 - Present
Standard & Poor's May 2007 - December 2012
Wachovia Securities, LLC 2004 - 2007
First Union Securities 1999 - 2003
First Union Securities 1997 - 1999
First Union National Bank 1995 - 1997
NBD 1993 - 1995
US Navy 1984 - 1991
Skills
Debt Capital Markets, Credit Risk, Counterparty Risk, Loan Structuring, Syndications, Structured Products, Derivatives, Commercial Banking, International Banking..., Corporate Finance, Banking Relationships, Risk Management, Program Management, Project Management, Business Process..., Capital Markets, Credit, Portfolio Management, Financial Risk, Banking, Finance, Loans, Financial Services
Education
United States Naval Academy 1980 — 1984
Bachelor of Science (B.S.), Economics
Penn State University 1991 — 1993
MBA, Finance
Baron Finlayson Baron Finlayson's Wachovia Securities, LLC Experience April 2008 - February 2010
Job Performance Coach, Energy for Life Team at Allstate
Industry Financial Services
Experience
Allstate October 2012 - Present
Principal Financial Group November 2011 - September 2012
Wells Fargo Advisors, LLC January 2011 - August 2011
Wachovia Securities, LLC April 2008 - February 2010
BANC OF AMERICA INVESTMENT SERVICES July 2002 - April 2008
WACHOVIA CORPORATION January 2000 - July 2002
WACHOVIA CORPORATION January 1990 - January 1993
Skills
Sales Skills Training, Community Relations, Training Delivery, Training, Banking, Series 7, Risk Management, Coaching, Relationship Management, Mortgage Lending, Investments, Series 63, Financial Services, Credit, Strategic Planning, Insurance, Securities, Project Management, Asset Managment, Public Speaking, Business Analysis, Workshop Facilitation, Process Improvement
Education
Northeastern University 1983 — 1985
Business Management, Business Management Courses
Excelsior Community College 1977 — 1980
Secondary Education, English Language / Business Education
Allstate October 2012 - Present
Principal Financial Group November 2011 - September 2012
Wells Fargo Advisors, LLC January 2011 - August 2011
Wachovia Securities, LLC April 2008 - February 2010
BANC OF AMERICA INVESTMENT SERVICES July 2002 - April 2008
WACHOVIA CORPORATION January 2000 - July 2002
WACHOVIA CORPORATION January 1990 - January 1993
Skills
Sales Skills Training, Community Relations, Training Delivery, Training, Banking, Series 7, Risk Management, Coaching, Relationship Management, Mortgage Lending, Investments, Series 63, Financial Services, Credit, Strategic Planning, Insurance, Securities, Project Management, Asset Managment, Public Speaking, Business Analysis, Workshop Facilitation, Process Improvement
Education
Northeastern University 1983 — 1985
Business Management, Business Management Courses
Excelsior Community College 1977 — 1980
Secondary Education, English Language / Business Education
Kathryn Everson Kathryn Everson's Wachovia Securities, LLC Experience January 2000 - August 2009
Job IT Project Manager
Industry Financial Services
Experience
Capital One May 2010 - Present
Wachovia Securities, LLC January 2000 - August 2009
Stillmeadows Equestrian Center 1998 - 2000
RogersCasey June 1994 - June 1998
Skills
Process Improvement, Project Management, Cross-functional Team..., SDLC, Business Analysis, Vendor Management, PMO, Requirements Gathering
Education
Mount Holyoke College 1980 — 1984
New Canaan High School 1976 — 1980
Capital One May 2010 - Present
Wachovia Securities, LLC January 2000 - August 2009
Stillmeadows Equestrian Center 1998 - 2000
RogersCasey June 1994 - June 1998
Skills
Process Improvement, Project Management, Cross-functional Team..., SDLC, Business Analysis, Vendor Management, PMO, Requirements Gathering
Education
Mount Holyoke College 1980 — 1984
New Canaan High School 1976 — 1980
David Reeve David Reeve's Wachovia Securities, LLC Experience 2008 - 2009
Job Associate at J.P. Morgan
Industry Financial Services
Experience
J.P. Morgan August 2013 - Present
Summit Financial Resources, Inc. June 2010 - August 2013
Wachovia Securities, LLC 2008 - 2009
Merrill Lynch 2006 - 2008
Education
Rutgers University
MBA, Finance & Global Business
Penn State University
BS, Biology & Business
J.P. Morgan August 2013 - Present
Summit Financial Resources, Inc. June 2010 - August 2013
Wachovia Securities, LLC 2008 - 2009
Merrill Lynch 2006 - 2008
Education
Rutgers University
MBA, Finance & Global Business
Penn State University
BS, Biology & Business
William Kost, PMP William Kost, PMP's Wachovia Securities, LLC Experience March 2000 - October 2006
Job Program Manager GTW/Chenega
Industry Defense & Space
Experience
Defense Manpower Data Center / GTW Associates September 2012 - Present
Goodman Specialized Vehicles June 2010 - June 2011
Singer Associates Fire Equipment June 2007 - June 2010
Wachovia Securities LLC March 2000 - October 2006
Prudential Securities Inc June 1992 - March 2000
Merrill Lynch & Co June 1989 - June 1992
The National Bank of Washington June 1987 - February 1989
Skills
Business Development, Strategic Partnerships, Management, Strategy, CRM, Sales, Operations Management, Team Leadership, Budgets, Sales Management, Financial Analysis, Forecasting, Lead Generation, Coaching, Contract Management, Proposal Writing, Finance, Policy, Accounting, Portfolio Management, Business Intelligence, New Business Development, Marketing, Program Management, Strategic Planning, Enterprise Software, SharePoint, Leadership, Human Resources, Process Improvement
Education
Marietta College 1983 — 1987
B.A, Managerial Economics
Defense Manpower Data Center / GTW Associates September 2012 - Present
Goodman Specialized Vehicles June 2010 - June 2011
Singer Associates Fire Equipment June 2007 - June 2010
Wachovia Securities LLC March 2000 - October 2006
Prudential Securities Inc June 1992 - March 2000
Merrill Lynch & Co June 1989 - June 1992
The National Bank of Washington June 1987 - February 1989
Skills
Business Development, Strategic Partnerships, Management, Strategy, CRM, Sales, Operations Management, Team Leadership, Budgets, Sales Management, Financial Analysis, Forecasting, Lead Generation, Coaching, Contract Management, Proposal Writing, Finance, Policy, Accounting, Portfolio Management, Business Intelligence, New Business Development, Marketing, Program Management, Strategic Planning, Enterprise Software, SharePoint, Leadership, Human Resources, Process Improvement
Education
Marietta College 1983 — 1987
B.A, Managerial Economics
Jessica Shih Jessica Shih's Wachovia Securities, LLC Experience June 2007 - November 2007
Job Accountant at Nomad Footwear, Inc
Industry Wholesale
Experience
Nomad Footwear, Inc November 2009 - Present
Meredith Digital September 2008 - December 2008
BDO Seidman, LLP June 2008 - August 2008
Wachovia Securities, LLC June 2007 - November 2007
Nordstrom June 2005 - July 2007
Skills
Accounts Receivable, Microsoft Excel, Microsoft Word, Financial Modeling, PowerPoint, Outlook, Forecasting, Accounts Payable, Financial Analysis, Time Management, Sales, Financial Statements, Auditing, Accounting, Finance, GAAP, Access, SEC filings, Marketing, Financial Reporting, Variance Analysis, Budgets, Sarbanes-Oxley Act, Consolidation
Education
National Taiwan Normal University 2009 — 2009
Chinese
University of California, Irvine 2005 — 2009
BS, Business Economics, Accounting
Nomad Footwear, Inc November 2009 - Present
Meredith Digital September 2008 - December 2008
BDO Seidman, LLP June 2008 - August 2008
Wachovia Securities, LLC June 2007 - November 2007
Nordstrom June 2005 - July 2007
Skills
Accounts Receivable, Microsoft Excel, Microsoft Word, Financial Modeling, PowerPoint, Outlook, Forecasting, Accounts Payable, Financial Analysis, Time Management, Sales, Financial Statements, Auditing, Accounting, Finance, GAAP, Access, SEC filings, Marketing, Financial Reporting, Variance Analysis, Budgets, Sarbanes-Oxley Act, Consolidation
Education
National Taiwan Normal University 2009 — 2009
Chinese
University of California, Irvine 2005 — 2009
BS, Business Economics, Accounting
Eduard Levin Eduard Levin's Wachovia Securities, LLC Experience December 2003 - October 2004
Job Director at Morgan Stanley
Industry Banking
Experience
Morgan Stanley September 2014 - Present
Barclays Wealth and Investment Management October 2013 - May 2014
Citi November 2010 - April 2013
Bank of America July 2007 - January 2009
Bear Stearns October 2006 - January 2007
Goldman Sachs March 2006 - July 2006
Wachovia Securities March 2005 - January 2006
Wachovia Securities, LLC December 2003 - October 2004
United Nations June 2002 - June 2003
Prudential Financial 2003 - 2003
Skills
Cost Basis Reporting, Trade Corrections, Derivatives, Fixed Income, Equities, Securities, Hedge Funds, Trading, Options, Portfolio Management, Asset Management, Mutual Funds, Financial Services, Trading Systems, Prime Brokerage, Corporate Actions, Settlement, Valuation
Education
Pace University 1996 — 2000
BA, Finance
Morgan Stanley September 2014 - Present
Barclays Wealth and Investment Management October 2013 - May 2014
Citi November 2010 - April 2013
Bank of America July 2007 - January 2009
Bear Stearns October 2006 - January 2007
Goldman Sachs March 2006 - July 2006
Wachovia Securities March 2005 - January 2006
Wachovia Securities, LLC December 2003 - October 2004
United Nations June 2002 - June 2003
Prudential Financial 2003 - 2003
Skills
Cost Basis Reporting, Trade Corrections, Derivatives, Fixed Income, Equities, Securities, Hedge Funds, Trading, Options, Portfolio Management, Asset Management, Mutual Funds, Financial Services, Trading Systems, Prime Brokerage, Corporate Actions, Settlement, Valuation
Education
Pace University 1996 — 2000
BA, Finance
Linda Lucha Linda Lucha's Wachovia Securities, LLC Experience May 2002 - April 2003
Job Lady on the Go at Retired and enjoying life
Industry Fund-Raising
Experience
Retired and enjoying life June 2011 - Present
Pardee Hospital Foundation May 2005 - June 2011
Wachovia Securities, LLC May 2002 - April 2003
Premier Farnell/Industrial Products Division March 1975 - April 2001
Skills
Event Management, Event Planning, Time Management, Budgets, Fundraising, Sales, Customer Service, Management, Philanthropy, Public Speaking
Education
Notre Dame College 1981 — 1987
BA, Business Management, w/mktg emphasis
Retired and enjoying life June 2011 - Present
Pardee Hospital Foundation May 2005 - June 2011
Wachovia Securities, LLC May 2002 - April 2003
Premier Farnell/Industrial Products Division March 1975 - April 2001
Skills
Event Management, Event Planning, Time Management, Budgets, Fundraising, Sales, Customer Service, Management, Philanthropy, Public Speaking
Education
Notre Dame College 1981 — 1987
BA, Business Management, w/mktg emphasis
Phillip Conrad's Wachovia Securities, LLC Experience September 2001 - December 2002
Job Director of Technology & Technical Operations for Engineering Professional Education at Purdue University
Industry Higher Education
Experience
Purdue University April 2014 - Present
Tri-County Bible Church July 2006 - December 2014
Purdue University September 2013 - March 2014
Purdue University August 2005 - September 2013
ICON Transportation December 2002 - July 2005
Wachovia Securities LLC September 2001 - December 2002
Scudder Investments October 1997 - March 1999
RAF Financial July 1997 - October 1997
Skills
SQL, Web Development, JavaScript, HTML, WordPress, Python, Google Analytics, Public Speaking, Microsoft Office, CSS, ASP, Oracle, Web Programming, Web Analytics, VBScript, Organization, Administraion, Web Applications, Relational Databases, TOAD for Oracle, Oracle SQL Developer, MS Office Suite, Cognos, Adobe Fireworks, Dreamweaver, Podcasting
Education
University of Phoenix 2002 — 2004
MS Computer Information Systems, Computer Science
DePaul University 2000 — 2002
Computer Science
University of Illinois at Urbana-Champaign 1995 — 1997
BS, Finance
Parkland College 1993 — 1995
Purdue University April 2014 - Present
Tri-County Bible Church July 2006 - December 2014
Purdue University September 2013 - March 2014
Purdue University August 2005 - September 2013
ICON Transportation December 2002 - July 2005
Wachovia Securities LLC September 2001 - December 2002
Scudder Investments October 1997 - March 1999
RAF Financial July 1997 - October 1997
Skills
SQL, Web Development, JavaScript, HTML, WordPress, Python, Google Analytics, Public Speaking, Microsoft Office, CSS, ASP, Oracle, Web Programming, Web Analytics, VBScript, Organization, Administraion, Web Applications, Relational Databases, TOAD for Oracle, Oracle SQL Developer, MS Office Suite, Cognos, Adobe Fireworks, Dreamweaver, Podcasting
Education
University of Phoenix 2002 — 2004
MS Computer Information Systems, Computer Science
DePaul University 2000 — 2002
Computer Science
University of Illinois at Urbana-Champaign 1995 — 1997
BS, Finance
Parkland College 1993 — 1995
Melissa Smith Melissa Smith's Wachovia Securities, LLC Experience 2005 - 2006
Job First Vice President Field Leadership Growth & Development, Private Client Group at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors April 2015 - Present
Wells Fargo June 2011 - March 2015
Wells Fargo Advisors, LLC 1993 - July 2011
Wachovia Securities, LLC 2005 - 2006
Smith Barney 2001 - 2005
Prudential Securities 1996 - 2001
Skills
Client Experience, Women and Retirement..., Public Speaker, Qualitative Researcher, Investments, Retirement, Public Speaking, Retail, Leadership, Series 7, Mutual Funds, Analysis, Financial Analysis, Finance, Strategic Planning, Financial Services, Recruiting, Strategy, Wealth Management, Management
Education
The University of Akron 1990 — 1992
MA, Non-profit Adminidstration
Ohio Northern University 1986 — 1990
Bachelor of Music Education, Music Ed K - 12
Wells Fargo Advisors April 2015 - Present
Wells Fargo June 2011 - March 2015
Wells Fargo Advisors, LLC 1993 - July 2011
Wachovia Securities, LLC 2005 - 2006
Smith Barney 2001 - 2005
Prudential Securities 1996 - 2001
Skills
Client Experience, Women and Retirement..., Public Speaker, Qualitative Researcher, Investments, Retirement, Public Speaking, Retail, Leadership, Series 7, Mutual Funds, Analysis, Financial Analysis, Finance, Strategic Planning, Financial Services, Recruiting, Strategy, Wealth Management, Management
Education
The University of Akron 1990 — 1992
MA, Non-profit Adminidstration
Ohio Northern University 1986 — 1990
Bachelor of Music Education, Music Ed K - 12
Salvatore Giannone's Wachovia Securities, LLC Experience May 2008 - July 2008
Job Office Manager Integrated Global Logistics
Industry Financial Services
Experience
Intergrated Global Logistics January 2015 - Present
Morgan Stanley March 2013 - January 2015
Newport Capital Group August 2011 - December 2011
Wells Fargo Advisors June 2010 - January 2011
Wachovia Securities, LLC May 2008 - July 2008
Skills
Financial Advisory, 401k, Series 7, Mutual Funds, ETFs, Fixed Annuities, Investments, Fixed Income, Finance, Insurance, Stocks, Defined Contribution, Defined Benefit, IRAs, Municipal Bonds, Retirement Planning, Securities, Relationship Management, Retirement, Asset Allocation, Series 63, Financial Services, Alternative Investments, Series 66, Investment Advisory, Employee Benefits, Uniform Combined State..., Equities, Investment Strategies, Wealth Management, QuickBooks, EZ-Freight, NVOCC, Freight Forwarding, Ocean Freight
Education
Monmouth University 2006 — 2010
Bachelor of Science in Business Administration, Finance and Economics
Intergrated Global Logistics January 2015 - Present
Morgan Stanley March 2013 - January 2015
Newport Capital Group August 2011 - December 2011
Wells Fargo Advisors June 2010 - January 2011
Wachovia Securities, LLC May 2008 - July 2008
Skills
Financial Advisory, 401k, Series 7, Mutual Funds, ETFs, Fixed Annuities, Investments, Fixed Income, Finance, Insurance, Stocks, Defined Contribution, Defined Benefit, IRAs, Municipal Bonds, Retirement Planning, Securities, Relationship Management, Retirement, Asset Allocation, Series 63, Financial Services, Alternative Investments, Series 66, Investment Advisory, Employee Benefits, Uniform Combined State..., Equities, Investment Strategies, Wealth Management, QuickBooks, EZ-Freight, NVOCC, Freight Forwarding, Ocean Freight
Education
Monmouth University 2006 — 2010
Bachelor of Science in Business Administration, Finance and Economics
Ryan T. Smith Ryan T. Smith's Wachovia Securities, LLC Experience February 2008 - June 2009
Job Managing Attorney / Founder of RTS Law Group
Industry Law Practice
Experience
RTS Law Group February 2011 - Present
Dillon & Smith, PLLC June 2009 - May 2011
Wachovia Securities, LLC February 2008 - June 2009
Skills
Road Traffic Law, Criminal Defense, Litigation, Personal Injury, Bankruptcy, Elder Law
Education
West Virginia University College of Law 2005 — 2007
JD
Marshall University
Bachelor of Business Administration (BBA)
Ohio Northern University—Claude W. Pettit College of Law
RTS Law Group February 2011 - Present
Dillon & Smith, PLLC June 2009 - May 2011
Wachovia Securities, LLC February 2008 - June 2009
Skills
Road Traffic Law, Criminal Defense, Litigation, Personal Injury, Bankruptcy, Elder Law
Education
West Virginia University College of Law 2005 — 2007
JD
Marshall University
Bachelor of Business Administration (BBA)
Ohio Northern University—Claude W. Pettit College of Law
Eric Stanwick's Wachovia Securities, LLC Experience July 2005 - July 2007
Job Brokerage Securities
Industry Investment Management
Experience
Sterling Capital Management September 2012 - February 2013
TIAA-CREF December 2011 - September 2012
Bank of America March 2011 - September 2011
Bank of America December 2010 - March 2011
LPL Financial July 2007 - September 2010
Wachovia Securities LLC July 2005 - July 2007
Wachovia Securities LLC September 2001 - July 2005
Retail Investment Group May 1999 - September 2001
WACHOVIA 1995 - 2000
Wachovia Securities LLC October 1997 - May 1999
Skills
Fixed Income, Equities, Securities, Portfolio Management, Asset Management, Investments, Trading, Banking, Middle Office, Series 7, Back Office, Bonds, Credit, Settlement, Management, Corporate Actions, Account Reconciliation, Microsoft Excel, Microsoft Word
Education
Ohio University 1990 — 1995
Bachelors of Arts, Political Science
Buckeye 1985 — 1989
Sterling Capital Management September 2012 - February 2013
TIAA-CREF December 2011 - September 2012
Bank of America March 2011 - September 2011
Bank of America December 2010 - March 2011
LPL Financial July 2007 - September 2010
Wachovia Securities LLC July 2005 - July 2007
Wachovia Securities LLC September 2001 - July 2005
Retail Investment Group May 1999 - September 2001
WACHOVIA 1995 - 2000
Wachovia Securities LLC October 1997 - May 1999
Skills
Fixed Income, Equities, Securities, Portfolio Management, Asset Management, Investments, Trading, Banking, Middle Office, Series 7, Back Office, Bonds, Credit, Settlement, Management, Corporate Actions, Account Reconciliation, Microsoft Excel, Microsoft Word
Education
Ohio University 1990 — 1995
Bachelors of Arts, Political Science
Buckeye 1985 — 1989
Laura Bray's Wachovia Securities, LLC Experience 1998 - 2009
Job Senior Surveillance & Oversight Manager
Industry Financial Services
Experience
Wells Fargo Advisors July 1998 - Present
Wachovia Securities, LLC 1998 - 2009
Prudential Securities September 1987 - July 1998
Skills
FINRA Series 7, Securities, Risk Management, Financial Services, Management, Investments, Series 63, Equities, FINRA Series 14, FINRA Series 9/10, Retail Compliance, Surveillance, Compliance Oversight, Policy Compliance, Supervisory Systems and...
Education
Pikes Peak Community College
Business
Wells Fargo Advisors July 1998 - Present
Wachovia Securities, LLC 1998 - 2009
Prudential Securities September 1987 - July 1998
Skills
FINRA Series 7, Securities, Risk Management, Financial Services, Management, Investments, Series 63, Equities, FINRA Series 14, FINRA Series 9/10, Retail Compliance, Surveillance, Compliance Oversight, Policy Compliance, Supervisory Systems and...
Education
Pikes Peak Community College
Business
Sam Stockwell Sam Stockwell's Wachovia Securities, LLC Experience May 2007 - August 2007
Job
Industry Logistics and Supply Chain
Experience
Boston Beer Company January 2015 - Present
Boston Beer Company December 2012 - December 2014
PakLab October 2012 - December 2012
PakLab June 2010 - December 2012
PakLab August 2011 - October 2012
Knight Transportation June 2009 - June 2010
Culinary Support Center Miami University August 2008 - May 2009
Houghton Mifflin May 2008 - August 2008
Wachovia Securities, LLC May 2007 - August 2007
Education
Miami University 2005 — 2009
Bachelor's
Boston Beer Company January 2015 - Present
Boston Beer Company December 2012 - December 2014
PakLab October 2012 - December 2012
PakLab June 2010 - December 2012
PakLab August 2011 - October 2012
Knight Transportation June 2009 - June 2010
Culinary Support Center Miami University August 2008 - May 2009
Houghton Mifflin May 2008 - August 2008
Wachovia Securities, LLC May 2007 - August 2007
Education
Miami University 2005 — 2009
Bachelor's
Will Dobbs Will Dobbs's Wachovia Securities, LLC Experience May 2004 - July 2007
Job Partner at LongWater Opportunities
Industry Venture Capital & Private Equity
Experience
LongWater Opportunities February 2015 - Present
Insight Equity July 2013 - February 2015
Chicago Cubs March 2012 - August 2012
Quad-C Management, Inc. August 2007 - June 2011
Wachovia Securities, LLC May 2004 - July 2007
Skills
Private Equity, Mergers & Acquisitions, Investment Banking, Capital Markets, Investments, Strategy, Portfolio Management, Equities, Acquisitions, Structured Finance, Divestitures, Business Development, Buyouts, Management, Financial Modeling, Valuation, LBO, Mergers, Financial Analysis
Education
Northwestern University - Kellogg School of Management 2011 — 2013
MBA, Finance, Accounting, Marketing
University of North Carolina at Chapel Hill 2000 — 2004
Kenan-Flagler Business School - Bachelor of Science in Business Administration, Concentrations in Finance and Accounting and Minor in Information Systems
The London School of Economics and Political Science (LSE)
Game Theory
LongWater Opportunities February 2015 - Present
Insight Equity July 2013 - February 2015
Chicago Cubs March 2012 - August 2012
Quad-C Management, Inc. August 2007 - June 2011
Wachovia Securities, LLC May 2004 - July 2007
Skills
Private Equity, Mergers & Acquisitions, Investment Banking, Capital Markets, Investments, Strategy, Portfolio Management, Equities, Acquisitions, Structured Finance, Divestitures, Business Development, Buyouts, Management, Financial Modeling, Valuation, LBO, Mergers, Financial Analysis
Education
Northwestern University - Kellogg School of Management 2011 — 2013
MBA, Finance, Accounting, Marketing
University of North Carolina at Chapel Hill 2000 — 2004
Kenan-Flagler Business School - Bachelor of Science in Business Administration, Concentrations in Finance and Accounting and Minor in Information Systems
The London School of Economics and Political Science (LSE)
Game Theory
Michael Stanton Michael Stanton's Wachovia Securities, LLC Experience March 2007 - September 2008
Job Manager at KPMG US
Industry Financial Services
Experience
KPMG US December 2014 - Present
Deloitte December 2012 - December 2014
Wachovia Securities LLC March 2007 - September 2008
Skills
Hedge Funds, Partnership Taxation, Investments, Securities Law, Corporate Governance, Financial Analysis, Financial Accounting, Tax Law, Tax, Finance, Tax Advisory
Education
Hofstra University School of Law
Doctor of Law (J.D.), Concentration in Taxation
Rutgers University
Bachelor of Arts (B.A.), Political Science
KPMG US December 2014 - Present
Deloitte December 2012 - December 2014
Wachovia Securities LLC March 2007 - September 2008
Skills
Hedge Funds, Partnership Taxation, Investments, Securities Law, Corporate Governance, Financial Analysis, Financial Accounting, Tax Law, Tax, Finance, Tax Advisory
Education
Hofstra University School of Law
Doctor of Law (J.D.), Concentration in Taxation
Rutgers University
Bachelor of Arts (B.A.), Political Science
Angela Brown Harvey Angela Brown Harvey's Wachovia Securities, LLC Experience September 2005 - August 2008
Job Product Marketing Analyst at Hamilton Beach Brands Inc.
Industry Consumer Goods
Experience
Hamilton Beach Brands Inc. May 2013 - Present
Wells Fargo Advisors August 2008 - 2013
Wachovia Securities, LLC September 2005 - August 2008
Wachovia Securities, LLC February 2004 - September 2005
Genworth Financial October 2003 - February 2004
Wachovia Securities, LLC September 1999 - October 2003
Skills
Product Marketing, Training, Recruiting, Project Management, Relationship Management, Process Improvement, Regulatory Affairs, Operational Risk..., Marketing Research, Curriculum Development, Security, Marketing, Business Analysis, Vendor Management, Cross-functional Team..., Financial Services, Analysis, Banking, Competitive Analysis, Risk Management, Leadership
Education
Virginia Commonwealth University 1993 — 1996
Bachelor of Arts (BA), Merchandising, Marketing
Liberty University
Master of Education (MEd)
Hamilton Beach Brands Inc. May 2013 - Present
Wells Fargo Advisors August 2008 - 2013
Wachovia Securities, LLC September 2005 - August 2008
Wachovia Securities, LLC February 2004 - September 2005
Genworth Financial October 2003 - February 2004
Wachovia Securities, LLC September 1999 - October 2003
Skills
Product Marketing, Training, Recruiting, Project Management, Relationship Management, Process Improvement, Regulatory Affairs, Operational Risk..., Marketing Research, Curriculum Development, Security, Marketing, Business Analysis, Vendor Management, Cross-functional Team..., Financial Services, Analysis, Banking, Competitive Analysis, Risk Management, Leadership
Education
Virginia Commonwealth University 1993 — 1996
Bachelor of Arts (BA), Merchandising, Marketing
Liberty University
Master of Education (MEd)
James Carlucci's Wachovia Securities, LLC Experience June 2000 - September 2006
Job Owner, Carlucci Consulting
Industry Financial Services
Experience
Carlucci Consulting October 2013 - Present
PWA Financial January 2013 - Present
CoreStates Capital Advisors September 2006 - January 2013
Wachovia Securities, LLC June 2000 - September 2006
Laserspeed Inc. June 1999 - August 2003
Skills
Printers, Microsoft Office, Photocopier, Telephony, Word, Laptops, Excel, Windows, Outlook, PowerPoint, XP, Scanners, Access, Windows 7, Computer Hardware, Computers, Computer Repair, Computer Maintenance, Microsoft Excel, Microsoft Word, Customer Service, Management, Network Administration, Sales, Social Media, Servers, Business Development, Networking, CRM
Education
Mercer County Community College 2001 — 2002
Specialized Technology, Computer Technology/Computer Systems Technology
Carlucci Consulting October 2013 - Present
PWA Financial January 2013 - Present
CoreStates Capital Advisors September 2006 - January 2013
Wachovia Securities, LLC June 2000 - September 2006
Laserspeed Inc. June 1999 - August 2003
Skills
Printers, Microsoft Office, Photocopier, Telephony, Word, Laptops, Excel, Windows, Outlook, PowerPoint, XP, Scanners, Access, Windows 7, Computer Hardware, Computers, Computer Repair, Computer Maintenance, Microsoft Excel, Microsoft Word, Customer Service, Management, Network Administration, Sales, Social Media, Servers, Business Development, Networking, CRM
Education
Mercer County Community College 2001 — 2002
Specialized Technology, Computer Technology/Computer Systems Technology
Alex Rood's Wachovia Securities, LLC Experience May 2006 - April 2008
Job Senior Associate Interactive Program Management at SapientNitro
Industry Translation and Localization
Experience
SapientNitro March 2015 - Present
MotionPoint June 2014 - March 2015
MotionPoint April 2013 - June 2014
MotionPoint February 2012 - April 2013
Office 55 Delray February 2011 - February 2012
TravelMark, LLC February 2009 - February 2011
Levy Learning Center, Inc. May 2008 - August 2008
Wachovia Securities, LLC May 2006 - April 2008
Skills
CRM, Marketing, Analytics, Product Development, Social Media Marketing, Operations Management, Management, Leadership, Account Management, Social Media, Online Marketing, Entrepreneurship, Strategic Planning, Business Planning, Sales, PowerPoint, Microsoft Office, Customer Service, Microsoft Excel, Website Localization, eCommunications, Strategy, Marketing Strategy, Digital Marketing, Social Networking, Consulting
Education
The University of Texas at Austin 2004 — 2008
Bachelor, Business, Sociology
Nova Southeastern University 2009 — 2011
M.B.A, Marketing Management, Finance
Dr, Michael Krop Sr. High school 2001 — 2004
SapientNitro March 2015 - Present
MotionPoint June 2014 - March 2015
MotionPoint April 2013 - June 2014
MotionPoint February 2012 - April 2013
Office 55 Delray February 2011 - February 2012
TravelMark, LLC February 2009 - February 2011
Levy Learning Center, Inc. May 2008 - August 2008
Wachovia Securities, LLC May 2006 - April 2008
Skills
CRM, Marketing, Analytics, Product Development, Social Media Marketing, Operations Management, Management, Leadership, Account Management, Social Media, Online Marketing, Entrepreneurship, Strategic Planning, Business Planning, Sales, PowerPoint, Microsoft Office, Customer Service, Microsoft Excel, Website Localization, eCommunications, Strategy, Marketing Strategy, Digital Marketing, Social Networking, Consulting
Education
The University of Texas at Austin 2004 — 2008
Bachelor, Business, Sociology
Nova Southeastern University 2009 — 2011
M.B.A, Marketing Management, Finance
Dr, Michael Krop Sr. High school 2001 — 2004
Morgan Berry's Wachovia Securities, LLC Experience March 2006 - May 2009
Job Project Manager at VDOT
Industry Financial Services
Experience
VDOT September 2011 - Present
Capital One June 2009 - September 2011
Wachovia Securities, LLC March 2006 - May 2009
L'Impresa 2009 - 2009
WELLS FARGO ADVISORS, LLC (FORMERLY WACHOVIA SECURITIES, LLC) April 2007 - July 2008
WELLS FARGO ADVISORS, LLC (FORMERLY WACHOVIA SECURITIES, LLC) March 2006 - April 2006
Enterprise Rent-A-Car October 2003 - March 2006
Education
Longwood University 1999 — 2003
BS, Business Management
VDOT September 2011 - Present
Capital One June 2009 - September 2011
Wachovia Securities, LLC March 2006 - May 2009
L'Impresa 2009 - 2009
WELLS FARGO ADVISORS, LLC (FORMERLY WACHOVIA SECURITIES, LLC) April 2007 - July 2008
WELLS FARGO ADVISORS, LLC (FORMERLY WACHOVIA SECURITIES, LLC) March 2006 - April 2006
Enterprise Rent-A-Car October 2003 - March 2006
Education
Longwood University 1999 — 2003
BS, Business Management
Melissa Le Melissa Le's Wachovia Securities, LLC Experience May 2005 - May 2007
Job Compensation Director at Aurora Health Care
Industry Hospital & Health Care
Experience
Aurora Health Care August 2014 - Present
Aurora Health Care November 2013 - August 2014
Lockton St. Louis May 2007 - July 2013
Wachovia Securities, LLC May 2005 - May 2007
Palmer & Cay March 2003 - May 2005
Skills
Sales Compensation, Executive Compensation, Total Rewards Strategy, Executive Pay, Employee Benefits, Performance Management, Incentive Programs, Management, Strategy, Compensation, Program Management, Training, Compensation & Benefit, Leadership, Strategic Planning, HRIS, Human Resources, Compensation, Change Management, Employee Relations, Onboarding, Talent Acquisition
Education
Maryville University of Saint Louis 2000 — 2003
B.S., Actuarial Science
Aurora Health Care August 2014 - Present
Aurora Health Care November 2013 - August 2014
Lockton St. Louis May 2007 - July 2013
Wachovia Securities, LLC May 2005 - May 2007
Palmer & Cay March 2003 - May 2005
Skills
Sales Compensation, Executive Compensation, Total Rewards Strategy, Executive Pay, Employee Benefits, Performance Management, Incentive Programs, Management, Strategy, Compensation, Program Management, Training, Compensation & Benefit, Leadership, Strategic Planning, HRIS, Human Resources, Compensation, Change Management, Employee Relations, Onboarding, Talent Acquisition
Education
Maryville University of Saint Louis 2000 — 2003
B.S., Actuarial Science
Brad Hoth, CIMA®'s Wachovia Securities, LLC Experience April 2000 - August 2001
Job Vice President, Regional Director at Goldman Sachs
Industry Financial Services
Experience
Goldman Sachs July 2013 - Present
Pioneer Investments August 2001 - July 2013
Wachovia Securities, LLC April 2000 - August 2001
T. Rowe Price April 1998 - April 2000
Skills
Series 7, Mutual Funds, Series 63, Series 65, CIMA, Certified Investment..., Institutional Accounts, Hedge Funds, Variable Annuities, Wealth Management, Investment Management, Financial Advisory, Uniform Combined State..., Series 24, Securities, 401k, Separately Managed..., Asset Allocation
Education
Lynchburg College 1992 — 1996
Bachelor of Arts, Psychology
Devon Prep 1988 — 1992
Goldman Sachs July 2013 - Present
Pioneer Investments August 2001 - July 2013
Wachovia Securities, LLC April 2000 - August 2001
T. Rowe Price April 1998 - April 2000
Skills
Series 7, Mutual Funds, Series 63, Series 65, CIMA, Certified Investment..., Institutional Accounts, Hedge Funds, Variable Annuities, Wealth Management, Investment Management, Financial Advisory, Uniform Combined State..., Series 24, Securities, 401k, Separately Managed..., Asset Allocation
Education
Lynchburg College 1992 — 1996
Bachelor of Arts, Psychology
Devon Prep 1988 — 1992
Shamus Schubert's Wachovia Securities, LLC Experience January 2004 - September 2006
Job Experienced Investment Banking/Capital Markets Technology Leader
Industry Financial Services
Experience
Wells Fargo Securities August 2011 - Present
Wells Fargo Securities September 2006 - August 2011
Wachovia Securities, LLC January 2004 - September 2006
Children's Hospital of Wisconsin June 2005 - January 2006
Corsatech , Inc July 2000 - January 2006
Newell Rubbermaid January 1998 - July 2000
Skills
C#, ASP.NET MVC, OOP, .NET, Software Development, Microsoft SQL Server, Web Services, Leadership, Quality Assurance, Oracle, Project Management, SDLC, Enterprise Software, Web Applications, WCF, Requirements Analysis, Mobile Applications, Requirements Gathering, Business Analysis, Integration, Business Intelligence, Testing
Education
Northern Illinois University 1997 — 2000
M.B.A, Master of Business Administration
Northern Illinois University 1989 — 1992
B.S, Business
Wells Fargo Securities August 2011 - Present
Wells Fargo Securities September 2006 - August 2011
Wachovia Securities, LLC January 2004 - September 2006
Children's Hospital of Wisconsin June 2005 - January 2006
Corsatech , Inc July 2000 - January 2006
Newell Rubbermaid January 1998 - July 2000
Skills
C#, ASP.NET MVC, OOP, .NET, Software Development, Microsoft SQL Server, Web Services, Leadership, Quality Assurance, Oracle, Project Management, SDLC, Enterprise Software, Web Applications, WCF, Requirements Analysis, Mobile Applications, Requirements Gathering, Business Analysis, Integration, Business Intelligence, Testing
Education
Northern Illinois University 1997 — 2000
M.B.A, Master of Business Administration
Northern Illinois University 1989 — 1992
B.S, Business
Mary K. Metzger, CFP® Mary K. Metzger, CFP®'s Wachovia Securities, LLC Experience January 2008 - May 2009
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC May 2009 - Present
Wachovia Securities, LLC January 2008 - May 2009
A.G. Edwards & Sons, Inc. October 1987 - January 2008
Education
Michigan State University 1973 — 1977
Bachelor of Science, Human Ecology Education
Holds FINRA Series 7 & 63 registrations
Wells Fargo Advisors, LLC May 2009 - Present
Wachovia Securities, LLC January 2008 - May 2009
A.G. Edwards & Sons, Inc. October 1987 - January 2008
Education
Michigan State University 1973 — 1977
Bachelor of Science, Human Ecology Education
Holds FINRA Series 7 & 63 registrations
Jessica Selecky Jessica Selecky's Wachovia Securities, LLC Experience 2004 - 2008
Job Clinical Law Fellow & Staff Attorney, HEAL Collaborative
Industry Law Practice
Experience
HEAL Collaborative September 2015 - Present
U.S. Federal District Court, Northern District of Mississippi January 2015 - August 2015
Cleary Gottlieb Steen & Hamilton LLP October 2012 - December 2014
Cleary Gottlieb Steen & Hamilton LLP May 2011 - August 2011
Kings County District Attorneys Office September 2010 - December 2010
Community Health Law Project June 2010 - August 2010
Barton Barton & Plotkin LLP August 2008 - August 2009
Law Offices of Steven Douenias August 2006 - August 2008
Wachovia Securities, LLC 2004 - 2008
Morris County Office of the Public Defenders May 2006 - August 2006
Skills
Legal Writing, Legal Research, Microsoft Office, Appeals, Arbitration, Corporate Governance, Mediation, Bankruptcy
Education
Rutgers University School of Law - Newark 2009 — 2012
J.D., cum laude, Law
New York University 2005 — 2008
B.A., English & American Literature/Pre-Business Studies
The American University of Paris 2007 — 2007
Literature
HEAL Collaborative September 2015 - Present
U.S. Federal District Court, Northern District of Mississippi January 2015 - August 2015
Cleary Gottlieb Steen & Hamilton LLP October 2012 - December 2014
Cleary Gottlieb Steen & Hamilton LLP May 2011 - August 2011
Kings County District Attorneys Office September 2010 - December 2010
Community Health Law Project June 2010 - August 2010
Barton Barton & Plotkin LLP August 2008 - August 2009
Law Offices of Steven Douenias August 2006 - August 2008
Wachovia Securities, LLC 2004 - 2008
Morris County Office of the Public Defenders May 2006 - August 2006
Skills
Legal Writing, Legal Research, Microsoft Office, Appeals, Arbitration, Corporate Governance, Mediation, Bankruptcy
Education
Rutgers University School of Law - Newark 2009 — 2012
J.D., cum laude, Law
New York University 2005 — 2008
B.A., English & American Literature/Pre-Business Studies
The American University of Paris 2007 — 2007
Literature
Doranda L. Brown, PHR's Wachovia Securities, LLC Experience July 1996 - August 1997
Job Human Resources Manager at HDR
Industry Real Estate
Experience
HDR July 2010 - Present
FAISON ENTERPRISES August 1997 - July 2010
Wachovia Securities, LLC July 1996 - August 1997
Skills
Benefits Administration, Performance Management
Education
Montreat College
B.A., Business Adminstration
HDR July 2010 - Present
FAISON ENTERPRISES August 1997 - July 2010
Wachovia Securities, LLC July 1996 - August 1997
Skills
Benefits Administration, Performance Management
Education
Montreat College
B.A., Business Adminstration
Raymond Swartzwelder's Wachovia Securities, LLC Experience 2003 - 2007
Job President & CEO at Filtrexx International
Industry Environmental Services
Experience
Filtrexx International 2014 - Present
Weaver Express 2012 - 2014
Walmart 2010 - 2012
Bank of America Merrill Lynch 2007 - 2009
Wachovia Securities, LLC 2003 - 2007
LKQ Corporation 1998 - 2001
Skills
Corporate Development, Financial Modeling, Acquisition Integration, M&A experience, Financial Analysis, Finance, Due Diligence, Valuation, Financial Reporting, Mergers & Acquisitions, Strategic Planning, Management, Corporate Finance, Business Strategy
Education
Northwestern University - Kellogg School of Management
MBA, General Management, Finance
Miami University
B.S., Finance
Filtrexx International 2014 - Present
Weaver Express 2012 - 2014
Walmart 2010 - 2012
Bank of America Merrill Lynch 2007 - 2009
Wachovia Securities, LLC 2003 - 2007
LKQ Corporation 1998 - 2001
Skills
Corporate Development, Financial Modeling, Acquisition Integration, M&A experience, Financial Analysis, Finance, Due Diligence, Valuation, Financial Reporting, Mergers & Acquisitions, Strategic Planning, Management, Corporate Finance, Business Strategy
Education
Northwestern University - Kellogg School of Management
MBA, General Management, Finance
Miami University
B.S., Finance
Marc Chambers, MBA Marc Chambers, MBA's Wachovia Securities, LLC Experience April 2006 - March 2007
Job Project Manager at Apex Systems
Industry Information Technology and Services
Experience
Apex Systems February 2015 - Present
Health Diagnostic Laboratory, Inc. March 2014 - November 2014
Atlantic Resource Group January 2014 - March 2014
Configuration Management, Inc. March 2007 - January 2014
National Black MBA Association January 2006 - December 2009
Wachovia Securities, LLC April 2006 - March 2007
Virginia Department Of Motor Vehicles December 2005 - March 2006
Virginia Department of Environmental Quality November 2002 - November 2005
Honeywell December 1997 - October 2002
Icon Health and Fitness November 1996 - November 1997
Skills
Change Management, Release Management, Project Management, Business Analysis, Agile & Waterfall..., Scrum, Kanban, User Scenarios, SharePoint, JIRA, Sprint Planning, Capacity Planning, SDLC, Confluence, Software Configuration..., Process Improvement, Version One, Six Sigma, Program Management, Leadership, Management, Analysis, Business Process, Risk Management, Entrepreneurship, Consulting, Vendor Management, Team Building, Information Technology, Training
Education
Virginia Commonwealth University - School of Business 1999 — 2001
MBA
State University of New York College at Oswego 1990 — 1992
BA, Computer Science
Onondaga Community College 1987 — 1989
A.S., Computer Science
State University of New York College at Plattsburgh 1986 — 1987
Computer Science
Apex Systems February 2015 - Present
Health Diagnostic Laboratory, Inc. March 2014 - November 2014
Atlantic Resource Group January 2014 - March 2014
Configuration Management, Inc. March 2007 - January 2014
National Black MBA Association January 2006 - December 2009
Wachovia Securities, LLC April 2006 - March 2007
Virginia Department Of Motor Vehicles December 2005 - March 2006
Virginia Department of Environmental Quality November 2002 - November 2005
Honeywell December 1997 - October 2002
Icon Health and Fitness November 1996 - November 1997
Skills
Change Management, Release Management, Project Management, Business Analysis, Agile & Waterfall..., Scrum, Kanban, User Scenarios, SharePoint, JIRA, Sprint Planning, Capacity Planning, SDLC, Confluence, Software Configuration..., Process Improvement, Version One, Six Sigma, Program Management, Leadership, Management, Analysis, Business Process, Risk Management, Entrepreneurship, Consulting, Vendor Management, Team Building, Information Technology, Training
Education
Virginia Commonwealth University - School of Business 1999 — 2001
MBA
State University of New York College at Oswego 1990 — 1992
BA, Computer Science
Onondaga Community College 1987 — 1989
A.S., Computer Science
State University of New York College at Plattsburgh 1986 — 1987
Computer Science
Cori Triano Cori Triano's Wachovia Securities, LLC Experience 2007 - 2009
Job 15 Years of Recruiting Expertise
Industry Financial Services
Experience
AllGood Appraisers, LLC October 2013 - Present
Capital One March 2012 - July 2013
Capital One March 2011 - March 2012
AECOM November 2009 - March 2011
Freddie Mac May 2009 - November 2009
Wachovia Securities, LLC 2007 - 2009
CC Pace 2004 - 2007
Adecco Technical 2001 - 2004
Smart Corporation 1996 - 2001
Skills
Sourcing, Full-cycle Recruiting, Client Relationship..., Interviewing, Behavioral Assessment, Web Mining, Job Descriptions, Process Improvement, Human Relations, Contract Recruitment, Recruitment Advertising, Internet Recruiting, Technical Recruiting, HR Consulting, Direct Sourcing, Creative Sourcing, Cold Calling, Social Networking, Executive Search, Job Search Strategies, CRM, SDLC, Training, Talent Acquisition, Interviews, Project Management, Recruiting, Business Development, College Recruiting, Leadership, Temporary Staffing, Employee Relations, Change Management, Hiring, Marketing, Human Resources, Sales, Applicant Tracking..., Talent Management, Benefits Negotiation, Screening Resumes, Management, Networking, Employee Benefits, Building Relationships, Temporary Placement, Consulting, Risk Management, Screening, Relationship Building
Education
Old Dominion University
Bachelors, Marketing
AllGood Appraisers, LLC October 2013 - Present
Capital One March 2012 - July 2013
Capital One March 2011 - March 2012
AECOM November 2009 - March 2011
Freddie Mac May 2009 - November 2009
Wachovia Securities, LLC 2007 - 2009
CC Pace 2004 - 2007
Adecco Technical 2001 - 2004
Smart Corporation 1996 - 2001
Skills
Sourcing, Full-cycle Recruiting, Client Relationship..., Interviewing, Behavioral Assessment, Web Mining, Job Descriptions, Process Improvement, Human Relations, Contract Recruitment, Recruitment Advertising, Internet Recruiting, Technical Recruiting, HR Consulting, Direct Sourcing, Creative Sourcing, Cold Calling, Social Networking, Executive Search, Job Search Strategies, CRM, SDLC, Training, Talent Acquisition, Interviews, Project Management, Recruiting, Business Development, College Recruiting, Leadership, Temporary Staffing, Employee Relations, Change Management, Hiring, Marketing, Human Resources, Sales, Applicant Tracking..., Talent Management, Benefits Negotiation, Screening Resumes, Management, Networking, Employee Benefits, Building Relationships, Temporary Placement, Consulting, Risk Management, Screening, Relationship Building
Education
Old Dominion University
Bachelors, Marketing
Lucinda (Cindy) Kielty's Wachovia Securities, LLC Experience June 2008 - March 2009
Job Organizer/Member/Owner at Contract Fee Office Services LLC
Industry Financial Services
Experience
RETIRED February 2015 - Present
Wachovia Securities, LLC June 2008 - March 2009
A.G. Edwards and Sons, Inc January 1997 - May 2008
Edward Jones April 1994 - December 1997
Strata Group (Logica) January 1991 - April 1994
McDonnell Douglas/Boeing May 1982 - January 1991
Skills
PMP, Enterprise Architecture, Data Warehousing, Integration, Databases, SQL, ETL, Oracle, Database Design, Data Integration, Unix, Business Intelligence, Software Development, Metadata, Enterprise Software, Data Quality, Product Management, Systems Analysis
Education
Lindenwood University 1985 — 1989
MBA, Management
Lindenwood University 1980 — 1982
BS, Business
RETIRED February 2015 - Present
Wachovia Securities, LLC June 2008 - March 2009
A.G. Edwards and Sons, Inc January 1997 - May 2008
Edward Jones April 1994 - December 1997
Strata Group (Logica) January 1991 - April 1994
McDonnell Douglas/Boeing May 1982 - January 1991
Skills
PMP, Enterprise Architecture, Data Warehousing, Integration, Databases, SQL, ETL, Oracle, Database Design, Data Integration, Unix, Business Intelligence, Software Development, Metadata, Enterprise Software, Data Quality, Product Management, Systems Analysis
Education
Lindenwood University 1985 — 1989
MBA, Management
Lindenwood University 1980 — 1982
BS, Business
Tracy Baylor's Wachovia Securities, LLC Experience 1998 - 2006
Job Corporate Finance Professional, Fine Art Consultant
Industry Fine Art
Experience
Clarke Art Consulting January 2008 - Present
Capital One 2011 - Present
1708 Gallery January 2007 - August 2008
Wachovia Securities Financial Network 2007 - 2008
Maymont Foundation April 2005 - March 2007
Wachovia Securities, LLC 1998 - 2006
First Fridays Art Walk March 2002 - February 2003
Skills
Collections Management, Galleries, Art History, Contemporary Art, Fine Art, Curating, Visual Arts, Auctions, Art Exhibitions, Grant Writing, Arts Administration, Museum Collections, Photography, Art, Lecturing, History, Exhibit Design, Cultural Heritage, Art Education
Education
NYU 2010 — 2012
Art Business Certification
Virginia Commonwealth University - School of Arts 2005 — 2008
Minor, Art History
Virginia Commonwealth University - School of Business 1992 — 1996
B.S., Business Administration
Henrico High School
Clarke Art Consulting January 2008 - Present
Capital One 2011 - Present
1708 Gallery January 2007 - August 2008
Wachovia Securities Financial Network 2007 - 2008
Maymont Foundation April 2005 - March 2007
Wachovia Securities, LLC 1998 - 2006
First Fridays Art Walk March 2002 - February 2003
Skills
Collections Management, Galleries, Art History, Contemporary Art, Fine Art, Curating, Visual Arts, Auctions, Art Exhibitions, Grant Writing, Arts Administration, Museum Collections, Photography, Art, Lecturing, History, Exhibit Design, Cultural Heritage, Art Education
Education
NYU 2010 — 2012
Art Business Certification
Virginia Commonwealth University - School of Arts 2005 — 2008
Minor, Art History
Virginia Commonwealth University - School of Business 1992 — 1996
B.S., Business Administration
Henrico High School
Anthony S. Figueredo's Wachovia Securities, LLC Experience April 2004 - July 2005
Job MBA Fellow at UCLA Anderson School of Management
Industry Management Consulting
Experience
DaVita September 2014 - Present
DaVita June 2013 - August 2013
Anderson Strategy Group September 2012 - June 2013
Pinnacle Entertainment February 2011 - May 2012
Aria @City Center December 2009 - February 2011
CityCenter August 2009 - December 2009
Zealous/Morton's February 2007 - May 2009
Morgan Stanley July 2005 - May 2006
Wachovia Securities, LLC April 2004 - July 2005
Aureole/Lutece/Aquaknox August 2003 - July 2005
Skills
Business Strategy, Relationship Management, Forecasting, Management, Analytics, Marketing, Change Management, Management Consulting, Corporate Strategy..., Strategic Planning, Collaborative Problem..., Team Leadership, Dealing with Ambiguity, Adaptability, Financial Analysis, Analysis, Finance, Client Aquisition, Data Analysis, Strategy, Market Research, Leadership
Education
UCLA Anderson School of Management 2012 — 2014
Master of Business Administration (MBA), Consulting and Healthcare Management Certificates
London Business School 2013 — 2013
International Exchange Program, Concentration in Strategy and International Business
The University of Chicago Booth School of Business 2008 — 2008
Graduate Student-at-Large, General Management
University of Nevada-Las Vegas - College of Business 2000 — 2005
Bachelor of Science in Business Administration (BSBA), Finance, Concentration in Investments
DaVita September 2014 - Present
DaVita June 2013 - August 2013
Anderson Strategy Group September 2012 - June 2013
Pinnacle Entertainment February 2011 - May 2012
Aria @City Center December 2009 - February 2011
CityCenter August 2009 - December 2009
Zealous/Morton's February 2007 - May 2009
Morgan Stanley July 2005 - May 2006
Wachovia Securities, LLC April 2004 - July 2005
Aureole/Lutece/Aquaknox August 2003 - July 2005
Skills
Business Strategy, Relationship Management, Forecasting, Management, Analytics, Marketing, Change Management, Management Consulting, Corporate Strategy..., Strategic Planning, Collaborative Problem..., Team Leadership, Dealing with Ambiguity, Adaptability, Financial Analysis, Analysis, Finance, Client Aquisition, Data Analysis, Strategy, Market Research, Leadership
Education
UCLA Anderson School of Management 2012 — 2014
Master of Business Administration (MBA), Consulting and Healthcare Management Certificates
London Business School 2013 — 2013
International Exchange Program, Concentration in Strategy and International Business
The University of Chicago Booth School of Business 2008 — 2008
Graduate Student-at-Large, General Management
University of Nevada-Las Vegas - College of Business 2000 — 2005
Bachelor of Science in Business Administration (BSBA), Finance, Concentration in Investments
Elizabeth Traxler's Wachovia Securities, LLC Experience June 2000 - December 2002
Job
Industry Venture Capital & Private Equity
Experience
Neuberger Berman August 2008 - Present
Wachovia Capital Partners January 2003 - July 2006
Wachovia Securities, LLC June 2000 - December 2002
Education
Northwestern University - Kellogg School of Management 2006 — 2008
Vanderbilt University 1996 — 2000
Neuberger Berman August 2008 - Present
Wachovia Capital Partners January 2003 - July 2006
Wachovia Securities, LLC June 2000 - December 2002
Education
Northwestern University - Kellogg School of Management 2006 — 2008
Vanderbilt University 1996 — 2000
Brian Richards's Wachovia Securities, LLC Experience June 2006 - August 2006
Job Director of Investments Beacon Development Company
Industry Commercial Real Estate
Experience
Colonial Properties Trust January 2008 - October 2008
Partners Group August 2007 - January 2008
Wachovia Securities, LLC June 2006 - August 2006
Lincoln Harris November 2003 - May 2005
RBC Centura January 2001 - October 2003
Skills
Due Diligence, Real Estate, Valuation, Financial Modeling, Asset Managment, Portfolio Management, Investments, Risk Management, Capital Markets, Finance
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2005 — 2007
MBA
North Carolina State University - College of Management 1996 — 2000
Bachelor of Science
Colonial Properties Trust January 2008 - October 2008
Partners Group August 2007 - January 2008
Wachovia Securities, LLC June 2006 - August 2006
Lincoln Harris November 2003 - May 2005
RBC Centura January 2001 - October 2003
Skills
Due Diligence, Real Estate, Valuation, Financial Modeling, Asset Managment, Portfolio Management, Investments, Risk Management, Capital Markets, Finance
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2005 — 2007
MBA
North Carolina State University - College of Management 1996 — 2000
Bachelor of Science
Arvind Mukhi's Wachovia Securities, LLC Experience 1998 - 2002
Job Mobile Technical Solution Architect at salesforce.com
Industry Information Technology and Services
Experience
salesforce.com November 2013 - Present
CA Technologies April 2012 - November 2013
CA Technologies March 2003 - March 2012
Wachovia Securities, LLC 1998 - 2002
Federated Department Stores 1995 - 1998
Skills
Mobile Applications, iOS development, SaaS, IT Strategy, IT Management, Enterprise Architecture, Agile Methodologies, SDLC, SOA, Cloud Computing, Software Project..., PMP, Requirements Gathering, Requirements Analysis, Integration, Business Intelligence, Data Warehousing, Vendor Management, Business Analysis, Business Objects, Salesforce.com, IT Service Management, Project Management, Enterprise Software, ERP, Solution Architecture
Education
Pace University - Lubin School of Business 1998 — 2002
MBA, Information Systems and Finance
Queens College 1991 — 1995
BS, Computer Science
salesforce.com November 2013 - Present
CA Technologies April 2012 - November 2013
CA Technologies March 2003 - March 2012
Wachovia Securities, LLC 1998 - 2002
Federated Department Stores 1995 - 1998
Skills
Mobile Applications, iOS development, SaaS, IT Strategy, IT Management, Enterprise Architecture, Agile Methodologies, SDLC, SOA, Cloud Computing, Software Project..., PMP, Requirements Gathering, Requirements Analysis, Integration, Business Intelligence, Data Warehousing, Vendor Management, Business Analysis, Business Objects, Salesforce.com, IT Service Management, Project Management, Enterprise Software, ERP, Solution Architecture
Education
Pace University - Lubin School of Business 1998 — 2002
MBA, Information Systems and Finance
Queens College 1991 — 1995
BS, Computer Science
Peter McGuire's Wachovia Securities, LLC Experience June 2006 - July 2008
Job Principal & CoFounder at Union Park Capital
Industry Venture Capital & Private Equity
Experience
Union Park Capital June 2014 - Present
Unity Scientific September 2015 - Present
The TMI Group of Companies March 2014 - Present
CMC-KUHNKE December 2014 - Present
Ray-Ran Test Equipment Ltd. August 2015 - Present
Union Park Capital January 2013 - June 2014
Industrial Safety Technologies August 2011 - July 2012
Battery Ventures July 2011 - July 2012
Battery Ventures August 2008 - June 2011
Wachovia Securities, LLC June 2006 - July 2008
Skills
Private Equity, Financial Modeling, Financial Analysis, Due Diligence, Business Strategy, Investment Banking, Venture Capital
Education
The University of Chicago - Booth School of Business
Master of Business Administration (MBA)
Michigan State University
Union Park Capital June 2014 - Present
Unity Scientific September 2015 - Present
The TMI Group of Companies March 2014 - Present
CMC-KUHNKE December 2014 - Present
Ray-Ran Test Equipment Ltd. August 2015 - Present
Union Park Capital January 2013 - June 2014
Industrial Safety Technologies August 2011 - July 2012
Battery Ventures July 2011 - July 2012
Battery Ventures August 2008 - June 2011
Wachovia Securities, LLC June 2006 - July 2008
Skills
Private Equity, Financial Modeling, Financial Analysis, Due Diligence, Business Strategy, Investment Banking, Venture Capital
Education
The University of Chicago - Booth School of Business
Master of Business Administration (MBA)
Michigan State University
Kevin Maki, PMP, CSM, PMI-ACP's Wachovia Securities, LLC Experience January 2004 - August 2004
Job AVP, Senior Technical Project Manager at Wells Fargo
Industry Information Technology and Services
Experience
Wells Fargo December 2009 - Present
Wachovia, A Wells Fargo Company 2005 - December 2009
Wachovia Bank 2004 - 2005
Wachovia Securities, LLC January 2004 - August 2004
Time Warner Cable January 2003 - December 2003
Skills
Sound, Project Management, Information Technology, Six Sigma, PMP, Telecommunications, Process Improvement, Business Analysis, Video, SDLC, Integration, PMO, Vendor Management, Management, Requirements Analysis, Program Management, Leadership, SharePoint, Visio
Education
Villanova University 2008 — 2008
Certification, Six Sigma
Michigan State University 1996 — 2002
BA, Information Technologies & Media Arts
Wells Fargo December 2009 - Present
Wachovia, A Wells Fargo Company 2005 - December 2009
Wachovia Bank 2004 - 2005
Wachovia Securities, LLC January 2004 - August 2004
Time Warner Cable January 2003 - December 2003
Skills
Sound, Project Management, Information Technology, Six Sigma, PMP, Telecommunications, Process Improvement, Business Analysis, Video, SDLC, Integration, PMO, Vendor Management, Management, Requirements Analysis, Program Management, Leadership, SharePoint, Visio
Education
Villanova University 2008 — 2008
Certification, Six Sigma
Michigan State University 1996 — 2002
BA, Information Technologies & Media Arts
Connie Holloway's Wachovia Securities, LLC Experience July 2007 - September 2008
Job Information Reporting Sr. Process Manager at Capital One
Industry Financial Services
Experience
Capital One June 2013 - Present
Capital One August 2011 - June 2013
Capital One July 2010 - August 2011
Wachovia Securities September 2008 - May 2009
Wachovia Securities, LLC July 2007 - September 2008
Wachovia Securities, LLC May 2006 - July 2007
Wachovia Securities, LLC October 2005 - May 2006
Skills
Management, IRAs, Banking, Process Improvement, Leadership, Program Management, Risk Management, Financial Services, Vendor Management
Education
Middle Tennessee State University 2001 — 2005
BBA, Economics
Capital One June 2013 - Present
Capital One August 2011 - June 2013
Capital One July 2010 - August 2011
Wachovia Securities September 2008 - May 2009
Wachovia Securities, LLC July 2007 - September 2008
Wachovia Securities, LLC May 2006 - July 2007
Wachovia Securities, LLC October 2005 - May 2006
Skills
Management, IRAs, Banking, Process Improvement, Leadership, Program Management, Risk Management, Financial Services, Vendor Management
Education
Middle Tennessee State University 2001 — 2005
BBA, Economics
Joe Camillo's Wachovia Securities, LLC Experience October 2007 - Present
Job at Wachovia Securities, LLC
Industry Financial Services
Experience
Wachovia Securities, LLC October 2007 - Present
Wachovia 2006 - Present
Wachovia Securities July 2006 - October 2007
A.G. Edwards January 2000 - October 2007
A.G. Edwards & Sons 2000 - July 2006
Education
Southern Illinois University, Edwardsville 1991 — 1996
MBA, Finance Emphasis
Millikin University 1978 — 1982
BS, Marketing
Wachovia Securities, LLC October 2007 - Present
Wachovia 2006 - Present
Wachovia Securities July 2006 - October 2007
A.G. Edwards January 2000 - October 2007
A.G. Edwards & Sons 2000 - July 2006
Education
Southern Illinois University, Edwardsville 1991 — 1996
MBA, Finance Emphasis
Millikin University 1978 — 1982
BS, Marketing
Jonathan Casteleyn, CFA, CMT's Wachovia Securities, LLC Experience August 2002 - August 2009
Job Director at Hedgeye Risk Management, LLC
Industry Financial Services
Experience
Hedgeye Risk Management, LLC May 2013 - Present
Susquehanna International Group August 2009 - April 2012
Wachovia Securities, LLC August 2002 - August 2009
Skills
Series 7, Equities, Investments, Equity Research, Series 63, Chartered Market..., Bloomberg, Valuation, Options, Trading, Asset Management, Hedge Funds, Alternative Investments, Equity Valuation, Portfolio Management, Financial Services, Capital Markets, Investment Management, Financial Modeling
Education
Massachusetts Institute of Technology
Executive Program 2015 - Corporate Strategy
Santa Clara University 1994 — 1998
Bachelor of Science, Finance, General
Hedgeye Risk Management, LLC May 2013 - Present
Susquehanna International Group August 2009 - April 2012
Wachovia Securities, LLC August 2002 - August 2009
Skills
Series 7, Equities, Investments, Equity Research, Series 63, Chartered Market..., Bloomberg, Valuation, Options, Trading, Asset Management, Hedge Funds, Alternative Investments, Equity Valuation, Portfolio Management, Financial Services, Capital Markets, Investment Management, Financial Modeling
Education
Massachusetts Institute of Technology
Executive Program 2015 - Corporate Strategy
Santa Clara University 1994 — 1998
Bachelor of Science, Finance, General
Natalie Walker Burgess's Wachovia Securities, LLC Experience October 2003 - August 2008
Job
Industry Financial Services
Experience
Capital One May 2011 - Present
Staff Focus Consulting LLC January 2010 - May 2011
Wachovia Securities, LLC October 2003 - August 2008
Skills
Business Analysis, Process Improvement, Certified Scrum Master..., PMO, Project Portfolio..., PMP, Vendor Management, Analysis, Management, Program Management, Project Management, Requirements Gathering
Education
The George Washington University 2013 — 2014
Master's Certficate in Project Management
Strayer University 2006 — 2007
MBA
Morris Brown College 1995 — 1999
BA
Capital One May 2011 - Present
Staff Focus Consulting LLC January 2010 - May 2011
Wachovia Securities, LLC October 2003 - August 2008
Skills
Business Analysis, Process Improvement, Certified Scrum Master..., PMO, Project Portfolio..., PMP, Vendor Management, Analysis, Management, Program Management, Project Management, Requirements Gathering
Education
The George Washington University 2013 — 2014
Master's Certficate in Project Management
Strayer University 2006 — 2007
MBA
Morris Brown College 1995 — 1999
BA
Kim Tilley's Wachovia Securities, LLC Experience August 2000 - July 2002
Job ETF Strategist / Portfolio Analyst
Industry Investment Management
Experience
Lazard Asset Management September 2004 - Present
Lazard Asset Management March 2004 - September 2004
Lazard Asset Management July 2002 - August 2004
Wachovia Securities, LLC August 2000 - July 2002
FBR June 1999 - August 1999
Skills
Alternative Investments, Equities, Investments, Bloomberg, Mutual Funds, Asset Management, Series 7, Investment Strategies, Asset Allocation, Portfolio Management, Series 63, ETFs, Fund Of Funds, Microsoft Excel, Fixed Income
Education
Miami University 1996 — 2000
BS, Finance & Economics
Miami University, Luxembourg Campus 1998 — 1998
International Business Program
Academy of the Holy Cross
Lazard Asset Management September 2004 - Present
Lazard Asset Management March 2004 - September 2004
Lazard Asset Management July 2002 - August 2004
Wachovia Securities, LLC August 2000 - July 2002
FBR June 1999 - August 1999
Skills
Alternative Investments, Equities, Investments, Bloomberg, Mutual Funds, Asset Management, Series 7, Investment Strategies, Asset Allocation, Portfolio Management, Series 63, ETFs, Fund Of Funds, Microsoft Excel, Fixed Income
Education
Miami University 1996 — 2000
BS, Finance & Economics
Miami University, Luxembourg Campus 1998 — 1998
International Business Program
Academy of the Holy Cross
Sydney Walker's Wachovia Securities, LLC Experience February 2001 - Present
Job Fianancial Consultant at Wachovia Securities
Industry Financial Services
Experience
Wachovia Securities, LLC February 2001 - Present
Lincoln Financial Group January 1999 - October 2000
Charles Schwab June 1997 - August 1998
Education
University of San Diego 1992 — 1994
MBA, Finance
Occidental College 1986 — 1990
BA, Politics
Wachovia Securities, LLC February 2001 - Present
Lincoln Financial Group January 1999 - October 2000
Charles Schwab June 1997 - August 1998
Education
University of San Diego 1992 — 1994
MBA, Finance
Occidental College 1986 — 1990
BA, Politics
Roy Popkin's Wachovia Securities, LLC Experience May 2004 - May 2009
Job Wealth Advisor at Questar Capital Corporation
Industry Financial Services
Experience
Questar Capital Corporation November 2014 - Present
Palian Financial Services, LLC May 2009 - Present
Wachovia Securities, LLC May 2004 - May 2009
A.G. Edwards and Sons May 1999 - May 2004
Skills
Alternative Investments, Asset Managment, Estate Planning, Retirement, Asset Management, Investments, Insurance, Annuities, Finance, Risk Management
Education
C.W. Post Long Island University 1971 — 1975
BS, Marketing/Management
Questar Capital Corporation November 2014 - Present
Palian Financial Services, LLC May 2009 - Present
Wachovia Securities, LLC May 2004 - May 2009
A.G. Edwards and Sons May 1999 - May 2004
Skills
Alternative Investments, Asset Managment, Estate Planning, Retirement, Asset Management, Investments, Insurance, Annuities, Finance, Risk Management
Education
C.W. Post Long Island University 1971 — 1975
BS, Marketing/Management
Scott Maze's Wachovia Securities, LLC Experience June 2008 - Present
Job WFA Relationship Manager/Client Integration Consultant at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors November 2013 - Present
Wachovia Securities, LLC June 2008 - Present
Wachovia Securities June 2006 - Present
Wachovia Securities 2004 - Present
First Clearing 2004 - Present
Wachovia Securities Financial Network 2006 - 2009
Wachovia Securities May 2004 - June 2006
Skills
Business Analysis, Series 7, Securities, Access, Equities, Data Warehousing, Mergers, Problem Solving, Back Office, Excel, Team Building, Word, SharePoint, Data Analysis, Analysis, Mutual Funds, MS Project, Settlements, Risk Management
Education
Missouri State University 1991 — 1996
Bachelor of Science (BS) Finance and General Business, Finance and Accounting
Wells Fargo Advisors November 2013 - Present
Wachovia Securities, LLC June 2008 - Present
Wachovia Securities June 2006 - Present
Wachovia Securities 2004 - Present
First Clearing 2004 - Present
Wachovia Securities Financial Network 2006 - 2009
Wachovia Securities May 2004 - June 2006
Skills
Business Analysis, Series 7, Securities, Access, Equities, Data Warehousing, Mergers, Problem Solving, Back Office, Excel, Team Building, Word, SharePoint, Data Analysis, Analysis, Mutual Funds, MS Project, Settlements, Risk Management
Education
Missouri State University 1991 — 1996
Bachelor of Science (BS) Finance and General Business, Finance and Accounting
Randy Humphries's Wachovia Securities, LLC Experience January 2005 - April 2009
Job Senior QA Analyst Consultant at Wells Fargo WinstonSalem, NC
Industry Information Technology and Services
Experience
TEKsystems May 2013 - December 2014
Wells Fargo October 2009 - September 2011
Signature Consultants October 2009 - September 2011
Wells Fargo Bank October 2009 - May 2010
Wachovia Securities, LLC January 2005 - April 2009
Wachovia Bank January 2004 - November 2004
TM Floyd & Company March 2003 - January 2004
Southern Solutions. L.L.C. September 2002 - March 2003
Customs and Border Protection May 1999 - October 2001
Ciber July 1997 - February 2001
Skills
Quality Assurance Lead, IBM Mainframe, Business Analysis, Project Management, Progressive Enhancement, SDLC, DB2, COBOL, JCL, Mainframe, Requirements Analysis, CICS, Visio, VSAM, SQL, Requirements Gathering, Software Project..., Quality Center, IMS DB/DC, TSO, MVS, Integration, MS Project, Data Warehousing, Fileaid, Testing, Endeavor, Easytrieve, User Acceptance Testing, Systems Analysis, Disaster Recovery, Data Migration, Databases, Performance Tuning, Waterfall, Test Planning, Quality Assurance, Data Modeling, Analysis, Software Development, SharePoint, Unix, Sybase, ETL, Unix Shell Scripting, Agile Methodologies, Software Documentation, Database Design, Oracle, PMP
Education
Louisiana State University and Agricultural and Mechanical College 1977 — 1981
BS
TEKsystems May 2013 - December 2014
Wells Fargo October 2009 - September 2011
Signature Consultants October 2009 - September 2011
Wells Fargo Bank October 2009 - May 2010
Wachovia Securities, LLC January 2005 - April 2009
Wachovia Bank January 2004 - November 2004
TM Floyd & Company March 2003 - January 2004
Southern Solutions. L.L.C. September 2002 - March 2003
Customs and Border Protection May 1999 - October 2001
Ciber July 1997 - February 2001
Skills
Quality Assurance Lead, IBM Mainframe, Business Analysis, Project Management, Progressive Enhancement, SDLC, DB2, COBOL, JCL, Mainframe, Requirements Analysis, CICS, Visio, VSAM, SQL, Requirements Gathering, Software Project..., Quality Center, IMS DB/DC, TSO, MVS, Integration, MS Project, Data Warehousing, Fileaid, Testing, Endeavor, Easytrieve, User Acceptance Testing, Systems Analysis, Disaster Recovery, Data Migration, Databases, Performance Tuning, Waterfall, Test Planning, Quality Assurance, Data Modeling, Analysis, Software Development, SharePoint, Unix, Sybase, ETL, Unix Shell Scripting, Agile Methodologies, Software Documentation, Database Design, Oracle, PMP
Education
Louisiana State University and Agricultural and Mechanical College 1977 — 1981
BS
Patrick Markowski's Wachovia Securities, LLC Experience January 2006 - November 2009
Job Executive Vice President / Global Operations and ReEngineering at ACE Group
Industry Financial Services
Experience
ACE Group September 2012 - Present
Wells Fargo Advisors November 2009 - August 2012
Wachovia Securities, LLC January 2006 - November 2009
Wachovia August 2000 - December 2005
Bank of America August 1996 - August 2000
M&T Bank July 1992 - August 1996
M&T Bank August 1989 - July 1992
Skills
Banking, Investments, Strategy, Vendor Management, Process Improvement, Program Management, Account Management, Asset Managment, Marketing Strategy, Enterprise Software, Business Analysis, Risk Management, Asset Management, Finance, Mergers & Acquisitions, Management Consulting, Management
Education
Penn State University 1985 — 1989
Bachelor of Science (B.S.), Economics
ACE Group September 2012 - Present
Wells Fargo Advisors November 2009 - August 2012
Wachovia Securities, LLC January 2006 - November 2009
Wachovia August 2000 - December 2005
Bank of America August 1996 - August 2000
M&T Bank July 1992 - August 1996
M&T Bank August 1989 - July 1992
Skills
Banking, Investments, Strategy, Vendor Management, Process Improvement, Program Management, Account Management, Asset Managment, Marketing Strategy, Enterprise Software, Business Analysis, Risk Management, Asset Management, Finance, Mergers & Acquisitions, Management Consulting, Management
Education
Penn State University 1985 — 1989
Bachelor of Science (B.S.), Economics
Darren Pilarski's Wachovia Securities, LLC Experience November 2008 - Present
Job Sr Business Analyst at AnheuserBusch
Industry Information Technology and Services
Experience
Wachovia Securities, LLC November 2008 - Present
Modis 2006 - 2008
Lucent Technologies 1979 - 2005
Education
Maryville University of Saint Louis 1987 — 1992
St. Louis Community College 1977 — 1979
assoc, electronics
Wachovia Securities, LLC November 2008 - Present
Modis 2006 - 2008
Lucent Technologies 1979 - 2005
Education
Maryville University of Saint Louis 1987 — 1992
St. Louis Community College 1977 — 1979
assoc, electronics
Dan Rudgers's Wachovia Securities, LLC Experience 2003 - 2005
Job Lazard, Private Fund Advisory Group, Managing Director
Industry Financial Services
Experience
Lazard June 2008 - Present
Lehman Brothers 2005 - 2008
Wachovia Securities, LLC 2003 - 2005
Bankers Trust/Deutsche Bank 1990 - 2003
Education
Niagara University 1980 — 1984
Pavilion Central School
Lazard June 2008 - Present
Lehman Brothers 2005 - 2008
Wachovia Securities, LLC 2003 - 2005
Bankers Trust/Deutsche Bank 1990 - 2003
Education
Niagara University 1980 — 1984
Pavilion Central School
Hermer Arredondo's Wachovia Securities, LLC Experience 1989 - 2005
Job Branch Manager at NLC
Industry Financial Services
Experience
NLC PBWachovia, A Wells Fargo Company2010 - Present
Wachovia Bank 2009 - Present
Prudential Securities 2000 - 2005
Wachovia Securities, LLC 1989 - 2005
Education
Pace University 1986 — 1990
Setfocus
NLC PBWachovia, A Wells Fargo Company2010 - Present
Wachovia Bank 2009 - Present
Prudential Securities 2000 - 2005
Wachovia Securities, LLC 1989 - 2005
Education
Pace University 1986 — 1990
Setfocus
Gema Charvet's Wachovia Securities, LLC Experience March 2000 - August 2000
Job Vice President Global Mobility
Industry Financial Services
Experience
GreenKey Resources 2015 - 2015
GreenKey Resources 2015 - 2015
Natixis North America September 2011 - April 2013
KPMG April 2010 - August 2011
ABN AMRO August 2000 - January 2010
Wachovia Securities, LLC March 2000 - August 2000
HSBC July 1998 - March 2000
HSBC February 1997 - July 1998
HSBC January 1992 - January 1997
HSBC November 1986 - December 1991
Skills
Expatriate Management, Vendor Management, Immigration, Payroll, International Assignment, Expatriate Tax, Immigration Law, Performance Management, PeopleSoft, Investment Banking, Human Resources, Recruiting, Employee Relations, Benefits Administration, Employee Benefits, Deferred Compensation
Education
Wilkes University 2010 — 2012
BA, Business Administration
Northampton Community College
Associates, Business Management
GreenKey Resources 2015 - 2015
GreenKey Resources 2015 - 2015
Natixis North America September 2011 - April 2013
KPMG April 2010 - August 2011
ABN AMRO August 2000 - January 2010
Wachovia Securities, LLC March 2000 - August 2000
HSBC July 1998 - March 2000
HSBC February 1997 - July 1998
HSBC January 1992 - January 1997
HSBC November 1986 - December 1991
Skills
Expatriate Management, Vendor Management, Immigration, Payroll, International Assignment, Expatriate Tax, Immigration Law, Performance Management, PeopleSoft, Investment Banking, Human Resources, Recruiting, Employee Relations, Benefits Administration, Employee Benefits, Deferred Compensation
Education
Wilkes University 2010 — 2012
BA, Business Administration
Northampton Community College
Associates, Business Management
Hong Yeung's Wachovia Securities, LLC Experience March 2002 - May 2004
Job Director of IT at Basswood Capital Management
Industry Information Technology and Services
Experience
Basswood Capital Management May 2011 - Present
Level Global Investors April 2010 - August 2010
Basswood Partners April 2006 - March 2010
RFA May 2004 - April 2006
Wachovia Securities, LLC March 2002 - May 2004
Prudential Financial December 2000 - March 2002
Skills
Disaster Recovery, Business Continuity
Education
Polytechnic University 2000 — 2002
Master of Science, Management Information Technology
Basswood Capital Management May 2011 - Present
Level Global Investors April 2010 - August 2010
Basswood Partners April 2006 - March 2010
RFA May 2004 - April 2006
Wachovia Securities, LLC March 2002 - May 2004
Prudential Financial December 2000 - March 2002
Skills
Disaster Recovery, Business Continuity
Education
Polytechnic University 2000 — 2002
Master of Science, Management Information Technology
F.H. Ahlborn's Wachovia Securities, LLC Experience February 2004 - September 2008
Job Sr. Vice President
Industry Financial Services
Experience
US Bank September 2010 - Present
HCC Insurance Holdings, Inc. December 2009 - October 2010
Wachovia Securities, LLC February 2004 - September 2008
AEGON September 2002 - January 2004
Salomon Smith Barney August 2000 - August 2002
MetLife 1992 - 1998
Education
The University of Chicago 1998 — 2000
MBA, Finance
Northwestern University 1987 — 1992
BA/BM, Mathematics and Music
US Bank September 2010 - Present
HCC Insurance Holdings, Inc. December 2009 - October 2010
Wachovia Securities, LLC February 2004 - September 2008
AEGON September 2002 - January 2004
Salomon Smith Barney August 2000 - August 2002
MetLife 1992 - 1998
Education
The University of Chicago 1998 — 2000
MBA, Finance
Northwestern University 1987 — 1992
BA/BM, Mathematics and Music
Marcus Haley's Wachovia Securities, LLC Experience January 2009 - May 2009
Job Firefighter at Charlotte Fire Department
Industry Investment Banking
Experience
Charlotte Fire Department October 2010 - Present
Wachovia, A Wells Fargo Company June 2009 - October 2010
Wachovia Securities, LLC January 2009 - May 2009
American Express August 2007 - January 2009
American Express June 2005 - August 2007
McElroy Trucklines September 2003 - January 2005
Coca Cola Consolidated June 2000 - September 2003
Education
North Carolina Agricultural and Technical State University 2005 — 2009
BA, Business Management
North Carolina Agricultural and Technical State University 1993 — 1998
Charlotte Fire Department October 2010 - Present
Wachovia, A Wells Fargo Company June 2009 - October 2010
Wachovia Securities, LLC January 2009 - May 2009
American Express August 2007 - January 2009
American Express June 2005 - August 2007
McElroy Trucklines September 2003 - January 2005
Coca Cola Consolidated June 2000 - September 2003
Education
North Carolina Agricultural and Technical State University 2005 — 2009
BA, Business Management
North Carolina Agricultural and Technical State University 1993 — 1998
Elyse Hawthorne, CBCP's Wachovia Securities, LLC Experience May 2006 - July 2009
Job Sr. Process Manager at Capital One
Industry Financial Services
Experience
Capital One June 2014 - Present
Capital One contractor through Collabera Inc. August 2012 - June 2014
Pregnancy Resource Center of Metro Richmond January 2012 - August 2012
Capital One July 2010 - August 2011
ChildFund International August 2009 - May 2010
Wachovia Securities, LLC May 2006 - July 2009
Wachovia Securities, LLC September 2004 - May 2006
Wachovia Securities, LLC 2003 - 2004
Wachovia Securities, LLC 2002 - 2003
Davenport & Company LLC 1998 - 2001
Skills
Project Management, Budgets, Event Planning, Leadership, Management, Training, Customer Service, Fundraising
Education
Strayer University (VA) 2008 — 2011
MBA
Strayer University 2003 — 2005
B.S., International Business
Moorpark College 1995 — 1997
Psychology
Simi Valley High School 1992 — 1995
High School Diploma
Capital One June 2014 - Present
Capital One contractor through Collabera Inc. August 2012 - June 2014
Pregnancy Resource Center of Metro Richmond January 2012 - August 2012
Capital One July 2010 - August 2011
ChildFund International August 2009 - May 2010
Wachovia Securities, LLC May 2006 - July 2009
Wachovia Securities, LLC September 2004 - May 2006
Wachovia Securities, LLC 2003 - 2004
Wachovia Securities, LLC 2002 - 2003
Davenport & Company LLC 1998 - 2001
Skills
Project Management, Budgets, Event Planning, Leadership, Management, Training, Customer Service, Fundraising
Education
Strayer University (VA) 2008 — 2011
MBA
Strayer University 2003 — 2005
B.S., International Business
Moorpark College 1995 — 1997
Psychology
Simi Valley High School 1992 — 1995
High School Diploma
Edward Mirsky's Wachovia Securities, LLC Experience 2003 - 2006
Job Senior Vice President Investments at UBS International
Industry Financial Services
Experience
UBS Financial Services, Inc. December 2005 - Present
Palms for Life Fund 2005 - Present
Wachovia Securities, LLC 2003 - 2006
Citibank 1985 - 1986
Education
McGill University 1983 — 1986
BCOM, Finance
UBS Financial Services, Inc. December 2005 - Present
Palms for Life Fund 2005 - Present
Wachovia Securities, LLC 2003 - 2006
Citibank 1985 - 1986
Education
McGill University 1983 — 1986
BCOM, Finance
Colin Rodriguez's Wachovia Securities, LLC Experience July 2007 - October 2008
Job System Engineer, Sr. at Open Technology Group
Industry Information Technology and Services
Experience
Open Technology Group January 2012 - Present
Dell Services November 2011 - January 2012
Virginia Department of Health January 2010 - October 2011
Northrop Grumman Information Systems March 2009 - January 2010
Schiavone Construction February 2009 - February 2009
Wachovia Securities, LLC July 2007 - October 2008
Siemens September 2001 - June 2007
Tech Connections May 2000 - July 2001
Cross Road Computers September 1999 - May 2000
Intellacom, Inc September 1996 - September 1999
Skills
Active Directory, Hyper-V, Windows Server, Windows, Servers, Networking, Technical Support, Troubleshooting, Security, System Administration, Disaster Recovery, Software Documentation, Integration, Computer Security, Operating Systems, Data Center, Information Technology, Mac OS
Education
Liberty University 2012 — 2016
Bachelor of Science (B.Sc.), Information Assurance
Mount Saint Benedict College
Associates, Accounting
Open Technology Group January 2012 - Present
Dell Services November 2011 - January 2012
Virginia Department of Health January 2010 - October 2011
Northrop Grumman Information Systems March 2009 - January 2010
Schiavone Construction February 2009 - February 2009
Wachovia Securities, LLC July 2007 - October 2008
Siemens September 2001 - June 2007
Tech Connections May 2000 - July 2001
Cross Road Computers September 1999 - May 2000
Intellacom, Inc September 1996 - September 1999
Skills
Active Directory, Hyper-V, Windows Server, Windows, Servers, Networking, Technical Support, Troubleshooting, Security, System Administration, Disaster Recovery, Software Documentation, Integration, Computer Security, Operating Systems, Data Center, Information Technology, Mac OS
Education
Liberty University 2012 — 2016
Bachelor of Science (B.Sc.), Information Assurance
Mount Saint Benedict College
Associates, Accounting
Chris Kierath's Wachovia Securities, LLC Experience May 2007 - September 2008
Job Marketing and Advertising Professional
Industry Marketing and Advertising
Experience
Wachovia Securities, LLC May 2007 - September 2008
Education
Maryville University of Saint Louis 2005 — 2007
Bachelors, Pschology and Art
Wachovia Securities, LLC May 2007 - September 2008
Education
Maryville University of Saint Louis 2005 — 2007
Bachelors, Pschology and Art
Monica Matola's Wachovia Securities, LLC Experience October 2001 - October 2003
Job Audit Leader at Wells Fargo
Industry Financial Services
Experience
Wells Fargo June 2015 - Present
Wells Fargo Advisors December 2013 - June 2015
Wells Fargo March 2008 - December 2013
Wachovia, A Wells Fargo Company October 2003 - March 2008
Wachovia Securities, LLC October 2001 - October 2003
Skills
Data Analysis, Investments, Securities, Operational Risk..., Wealth Management, Relationship Management, Asset Management, Portfolio Management, Banking, Process Improvement, Business Analysis, Financial Analysis
Education
University of North Carolina at Charlotte - Belk College of Business
BSBA, Finance
Nash Community College
Associate of Arts and Sciences (AAS), Marketing
Wells Fargo June 2015 - Present
Wells Fargo Advisors December 2013 - June 2015
Wells Fargo March 2008 - December 2013
Wachovia, A Wells Fargo Company October 2003 - March 2008
Wachovia Securities, LLC October 2001 - October 2003
Skills
Data Analysis, Investments, Securities, Operational Risk..., Wealth Management, Relationship Management, Asset Management, Portfolio Management, Banking, Process Improvement, Business Analysis, Financial Analysis
Education
University of North Carolina at Charlotte - Belk College of Business
BSBA, Finance
Nash Community College
Associate of Arts and Sciences (AAS), Marketing
Mara Hasenbeck's Wachovia Securities, LLC Experience May 2007 - January 2009
Job VP, Program Mgr. Branch Team Member Development at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors, LLC January 1986 - Present
Wells Fargo Advisors 1986 - Present
Wachovia Securities, LLC May 2007 - January 2009
A.G. Edwards & Sons, Inc. 2001 - 2005
Skills
Change Management, Coaching, Financial Services, Leadership, Mutual Funds, Portfolio Management, Process Improvement, Program Management, Securities, Series 63, Series 7, Training, Corporate Communications, Team Building, Retirement Planning, Wealth Management, Risk Management, FINRA
Education
University of Missouri-Saint Louis 1983 — 1984
MA, Psychology
Missouri Baptist University 1979 — 1983
BA, Psychology
Ritenour Senior High School
Wells Fargo Advisors, LLC January 1986 - Present
Wells Fargo Advisors 1986 - Present
Wachovia Securities, LLC May 2007 - January 2009
A.G. Edwards & Sons, Inc. 2001 - 2005
Skills
Change Management, Coaching, Financial Services, Leadership, Mutual Funds, Portfolio Management, Process Improvement, Program Management, Securities, Series 63, Series 7, Training, Corporate Communications, Team Building, Retirement Planning, Wealth Management, Risk Management, FINRA
Education
University of Missouri-Saint Louis 1983 — 1984
MA, Psychology
Missouri Baptist University 1979 — 1983
BA, Psychology
Ritenour Senior High School
Heidi Workman's Wachovia Securities, LLC Experience 1993 - 2008
Job Creative Director / Owner at HB Workman Design
Industry Graphic Design
Experience
HB Workman Design April 2011 - Present
The Hoople Group July 2008 - December 2010
Wachovia Securities, LLC 1993 - 2008
Ultigraf 1991 - 1992
E.G. White & Associates 1989 - 1991
Skills
Print, Public Relations, Marketing, User Research, Corporate Identity, Graphic Design, Copywriting, Creative Direction, Layout, Art, Branding & Identity, Web Design, Dreamweaver, Adobe Creative Suite, Art Direction, Direct Mail, Corporate Branding
Education
Yale University 1988 — 1988
Summer Program in Graphic Design, Brissago, Switzerland, Graphic Design
Old Dominion University 1982 — 1988
BFA, Graphic Design
Frank W. Cox High School 1980 — 1982
HB Workman Design April 2011 - Present
The Hoople Group July 2008 - December 2010
Wachovia Securities, LLC 1993 - 2008
Ultigraf 1991 - 1992
E.G. White & Associates 1989 - 1991
Skills
Print, Public Relations, Marketing, User Research, Corporate Identity, Graphic Design, Copywriting, Creative Direction, Layout, Art, Branding & Identity, Web Design, Dreamweaver, Adobe Creative Suite, Art Direction, Direct Mail, Corporate Branding
Education
Yale University 1988 — 1988
Summer Program in Graphic Design, Brissago, Switzerland, Graphic Design
Old Dominion University 1982 — 1988
BFA, Graphic Design
Frank W. Cox High School 1980 — 1982
Oriana Nivens's Wachovia Securities, LLC Experience October 2003 - May 2007
Job Marketing Program Manager, Change Communications
Industry Financial Services
Experience
Wells Fargo Bank May 2007 - Present
Wachovia Securities, LLC October 2003 - May 2007
Wachovia Securities, LLC June 2002 - October 2003
Wachovia Securities, LLC October 1998 - June 2002
Wachovia Securities, LLC April 1997 - October 1998
Skills
Internal Communications, Writing, Editing, Project Coordination, Marketing Communications, Change Communications, Strategic Communications, Strategy, Leadership, Management, Lead Generation, Change Management, Marketing, Training, Advertising, Direct Mail, Marketing Strategy, Process Improvement, Negotiation, Newsletters, Press Releases, SharePoint, Content Management
Education
University of South Carolina-Columbia 2008 — 2008
Certified Grants Specialist
Methodist University 1992 — 1995
B.A., French/English
New Horizons Computer Learning Center
Certified Internet Webmaster
Wells Fargo Bank May 2007 - Present
Wachovia Securities, LLC October 2003 - May 2007
Wachovia Securities, LLC June 2002 - October 2003
Wachovia Securities, LLC October 1998 - June 2002
Wachovia Securities, LLC April 1997 - October 1998
Skills
Internal Communications, Writing, Editing, Project Coordination, Marketing Communications, Change Communications, Strategic Communications, Strategy, Leadership, Management, Lead Generation, Change Management, Marketing, Training, Advertising, Direct Mail, Marketing Strategy, Process Improvement, Negotiation, Newsletters, Press Releases, SharePoint, Content Management
Education
University of South Carolina-Columbia 2008 — 2008
Certified Grants Specialist
Methodist University 1992 — 1995
B.A., French/English
New Horizons Computer Learning Center
Certified Internet Webmaster
Tom Salomon (PMP, MBA, CompTIA A+)'s Wachovia Securities, LLC Experience July 2008 - December 2008
Job Desktop Support at CompuCom
Industry Financial Services
Experience
CompuCom February 2013 - Present
Insight Global at Reverse Mortgage Solutions July 2013 - January 2014
Pinnacle Technical Resources at Merck & Co., Inc. April 2013 - July 2013
Insight Global through CompuCom February 2013 - March 2013
PC Solutions November 2009 - November 2012
Wachovia Securities, LLC July 2008 - December 2008
Wachovia Bank December 2006 - July 2008
Wachovia Securities, LLC June 2003 - November 2006
Banc of America Securities December 2000 - April 2002
J.P. Morgan October 1997 - December 2000
Skills
Project Management, Vendor Management, Process Improvement, Software Documentation, MS Project, Crisis Management
Education
LIU Post 1984 — 1987
MBA, Management
University of Delaware 1977 — 1982
BA, Chemisrty
University of Delaware 1977 — 1982
BS, Plant Science
PMP Training at CPCC
CompuCom February 2013 - Present
Insight Global at Reverse Mortgage Solutions July 2013 - January 2014
Pinnacle Technical Resources at Merck & Co., Inc. April 2013 - July 2013
Insight Global through CompuCom February 2013 - March 2013
PC Solutions November 2009 - November 2012
Wachovia Securities, LLC July 2008 - December 2008
Wachovia Bank December 2006 - July 2008
Wachovia Securities, LLC June 2003 - November 2006
Banc of America Securities December 2000 - April 2002
J.P. Morgan October 1997 - December 2000
Skills
Project Management, Vendor Management, Process Improvement, Software Documentation, MS Project, Crisis Management
Education
LIU Post 1984 — 1987
MBA, Management
University of Delaware 1977 — 1982
BA, Chemisrty
University of Delaware 1977 — 1982
BS, Plant Science
PMP Training at CPCC
Timothy Schar's Wachovia Securities, LLC Experience June 2002 - April 2007
Job Managing Director Technology Equity Capital Markets at Wells Fargo
Industry Investment Banking
Experience
Wells Fargo November 2010 - Present
ServiceSource October 2009 - November 2010
Asana Activewear May 2007 - October 2010
FinancialOS July 2009 - October 2009
Silver Spring Networks June 2009 - October 2009
Credit Suisse April 2007 - January 2009
Wachovia Securities, LLC June 2002 - April 2007
Credit Suisse First Boston October 2000 - June 2002
DLJ January 2000 - October 2000
Bear Stearns & Co. Inc. July 1992 - January 2000
Skills
Equity Derivatives, Credit Analysis, Convertible Bonds, Smart Grid, Option Valuation, Mergers, Capital Markets, Capital Raising, Forecasting, Equity Capital Markets, Financial Modeling, Private Equity, Valuation, Corporate Finance, Equities, IPO, Venture Capital, Investment Banking, Emerging Markets, Hedge Funds, Mergers, Financial Analysis, Finance, Strategy
Education
Macalester College 1989 — 1992
BA, Economics, Computer Science (concentration), Mathematics (concentration), Music (minor)
Wells Fargo November 2010 - Present
ServiceSource October 2009 - November 2010
Asana Activewear May 2007 - October 2010
FinancialOS July 2009 - October 2009
Silver Spring Networks June 2009 - October 2009
Credit Suisse April 2007 - January 2009
Wachovia Securities, LLC June 2002 - April 2007
Credit Suisse First Boston October 2000 - June 2002
DLJ January 2000 - October 2000
Bear Stearns & Co. Inc. July 1992 - January 2000
Skills
Equity Derivatives, Credit Analysis, Convertible Bonds, Smart Grid, Option Valuation, Mergers, Capital Markets, Capital Raising, Forecasting, Equity Capital Markets, Financial Modeling, Private Equity, Valuation, Corporate Finance, Equities, IPO, Venture Capital, Investment Banking, Emerging Markets, Hedge Funds, Mergers, Financial Analysis, Finance, Strategy
Education
Macalester College 1989 — 1992
BA, Economics, Computer Science (concentration), Mathematics (concentration), Music (minor)
Radhika Balusu's Wachovia Securities, LLC Experience November 2007 - May 2009
Job SVP, Risk Infrastructure Citi Cards
Industry Financial Services
Experience
Citigroup September 2011 - Present
Citigroup January 2010 - August 2011
Citigroup June 2009 - December 2009
Wachovia Securities, LLC November 2007 - May 2009
Verizon June 1998 - October 2007
Envoy September 1997 - May 1998
Amoco January 1996 - August 1997
Skills
Integration, Risk Management, SDLC, Management, Financial Risk, Business Analysis, Testing
Education
Louisiana State University 1992 — 1995
Masters
Citigroup September 2011 - Present
Citigroup January 2010 - August 2011
Citigroup June 2009 - December 2009
Wachovia Securities, LLC November 2007 - May 2009
Verizon June 1998 - October 2007
Envoy September 1997 - May 1998
Amoco January 1996 - August 1997
Skills
Integration, Risk Management, SDLC, Management, Financial Risk, Business Analysis, Testing
Education
Louisiana State University 1992 — 1995
Masters
Jill Snyder's Wachovia Securities, LLC Experience September 2000 - November 2005
Job NOVA SRCO
Industry Financial Services
Experience
Wells Fargo Bank, N.A. July 2011 - Present
Wells Fargo Bank April 2009 - July 2011
Cratos Capital Partners, LLC February 2007 - March 2008
Wachovia Securities, LLC September 2000 - November 2005
Wachovia Bank June 1997 - September 2000
HSBC BUSINESS LOANS, INC.(Formerly Marine Midland Business Loans, Inc.) 1993 - 1997
HSBC BUSINESS LOANS, INC. (Formerly Marine Midland Business Loans, Inc.) 1990 - 1993
CITICORP NORTH AMERICA, INC. 1986 - 1990
CITICORP NORTH AMERICA, INC. 1981 - 1986
Skills
Underwriting, Portfolio Management, Sales, Credit, Credit Analysis, Commercial Lending, Cash Flow, Asset Based Lending, Loans, Commercial Banking, Restructuring, Finance, Small Business Lending, Banking, Cash Flow Lending, Credit Risk, Lines Of Credit, Factoring, Structured Finance, Investment Banking, Loan Origination, Commercial Mortgages, Workout, Financial Structuring, Treasury Management, Commercial Finance, Debt Restructuring, Refinance, Mortgage Lending, Funding
Education
Penn State University 1969 — 1975
Bachelor of Science (B.S.), Small Group Communication
Citibank Credit Analysis Training
Wells Fargo Bank, N.A. July 2011 - Present
Wells Fargo Bank April 2009 - July 2011
Cratos Capital Partners, LLC February 2007 - March 2008
Wachovia Securities, LLC September 2000 - November 2005
Wachovia Bank June 1997 - September 2000
HSBC BUSINESS LOANS, INC.(Formerly Marine Midland Business Loans, Inc.) 1993 - 1997
HSBC BUSINESS LOANS, INC. (Formerly Marine Midland Business Loans, Inc.) 1990 - 1993
CITICORP NORTH AMERICA, INC. 1986 - 1990
CITICORP NORTH AMERICA, INC. 1981 - 1986
Skills
Underwriting, Portfolio Management, Sales, Credit, Credit Analysis, Commercial Lending, Cash Flow, Asset Based Lending, Loans, Commercial Banking, Restructuring, Finance, Small Business Lending, Banking, Cash Flow Lending, Credit Risk, Lines Of Credit, Factoring, Structured Finance, Investment Banking, Loan Origination, Commercial Mortgages, Workout, Financial Structuring, Treasury Management, Commercial Finance, Debt Restructuring, Refinance, Mortgage Lending, Funding
Education
Penn State University 1969 — 1975
Bachelor of Science (B.S.), Small Group Communication
Citibank Credit Analysis Training
Jim Zilisch's Wachovia Securities, LLC Experience 1994 - 2008
Job Managing Director Wells Fargo Securities
Industry Banking
Experience
Well Fargo Securities September 1994 - Present
Wachovia Securities, LLC 1994 - 2008
Skills
Financial Analysis, Asset Management, Management, Corporate Finance, Private Equity, Due Diligence, Finance, Risk Management
Education
Northwestern University - Kellogg School of Management 1991 — 1993
Master of Management, Finance, Healthcare Management
University of Florida - Warrington College of Business Administration 1984 — 1988
BS Business Administration, Major in Finnace
Well Fargo Securities September 1994 - Present
Wachovia Securities, LLC 1994 - 2008
Skills
Financial Analysis, Asset Management, Management, Corporate Finance, Private Equity, Due Diligence, Finance, Risk Management
Education
Northwestern University - Kellogg School of Management 1991 — 1993
Master of Management, Finance, Healthcare Management
University of Florida - Warrington College of Business Administration 1984 — 1988
BS Business Administration, Major in Finnace
Tom Parlon, MBA's Wachovia Securities, LLC Experience September 2000 - November 2008
Job Financial Adviser
Industry Financial Services
Experience
Eagle Strategies, LLC June 2012 - Present
StreetAccount LLC August 2011 - May 2012
Auriga Securities June 2010 - March 2011
Soleil Securities April 2009 - May 2010
Stanford Group company December 2008 - March 2009
Wachovia Securities, LLC September 2000 - November 2008
Education
Northeastern University 1997 — 2000
MBA, business
Northeastern University 1991 — 1995
BS and MBA
St. Sebastian's
Eagle Strategies, LLC June 2012 - Present
StreetAccount LLC August 2011 - May 2012
Auriga Securities June 2010 - March 2011
Soleil Securities April 2009 - May 2010
Stanford Group company December 2008 - March 2009
Wachovia Securities, LLC September 2000 - November 2008
Education
Northeastern University 1997 — 2000
MBA, business
Northeastern University 1991 — 1995
BS and MBA
St. Sebastian's
Brad Hager, CRPC®'s Wachovia Securities, LLC Experience August 1998 - May 2006
Job Assistant Vice President Private Wealth Management at SunTrust Investment Services, Inc.
Industry Financial Services
Experience
SunTrust Investment Services, Inc. August 2010 - Present
Janney Montgomery Scott May 2006 - August 2010
Pierce & Edwards 1994 - 2010
Wachovia Securities, LLC August 1998 - May 2006
RBL&W 1992 - 1998
Skills
Account Management, Asset Allocation, Consulting, Finance, Investments, Management, Portfolio Management, Retirement Planning, Series 63, Strategic Financial..., Strategic Planning, Strategy, Wealth Management, Financial Services, Mutual Funds, Asset Management, Retirement, Strategic Partnerships, Risk Management, Banking
Education
Miami University
Bachelor of Science (B.S.), Accounting and Finance
SunTrust Investment Services, Inc. August 2010 - Present
Janney Montgomery Scott May 2006 - August 2010
Pierce & Edwards 1994 - 2010
Wachovia Securities, LLC August 1998 - May 2006
RBL&W 1992 - 1998
Skills
Account Management, Asset Allocation, Consulting, Finance, Investments, Management, Portfolio Management, Retirement Planning, Series 63, Strategic Financial..., Strategic Planning, Strategy, Wealth Management, Financial Services, Mutual Funds, Asset Management, Retirement, Strategic Partnerships, Risk Management, Banking
Education
Miami University
Bachelor of Science (B.S.), Accounting and Finance
Linda Pasquarello's Wachovia Securities, LLC Experience September 1991 - January 1994
Job
Industry Financial Services
Experience
St. Ambrose Church & School June 2014 - June 2015
Discover Financial Services November 2010 - September 2011
Standard Chartered Bank March 2008 - June 2009
American Express Bank August 1998 - February 2008
Prudential Mutual Fund Services January 1994 - July 1998
Wachovia Securities, LLC September 1991 - January 1994
Skills
Risk Management, Mutual Funds, Equities, Alternative Investments, Fixed Income, Insurance, Product Development, Supervisory Skills, Investments, Asset Management, Wealth Management, Portfolio Management, Trading, Banking, Hedge Funds, Derivatives, Financial Services, Management
Education
Pace University - Lubin School of Business
BBA, Management & Finance
St. Ambrose Church & School June 2014 - June 2015
Discover Financial Services November 2010 - September 2011
Standard Chartered Bank March 2008 - June 2009
American Express Bank August 1998 - February 2008
Prudential Mutual Fund Services January 1994 - July 1998
Wachovia Securities, LLC September 1991 - January 1994
Skills
Risk Management, Mutual Funds, Equities, Alternative Investments, Fixed Income, Insurance, Product Development, Supervisory Skills, Investments, Asset Management, Wealth Management, Portfolio Management, Trading, Banking, Hedge Funds, Derivatives, Financial Services, Management
Education
Pace University - Lubin School of Business
BBA, Management & Finance
Kasandra Schindler's Wachovia Securities, LLC Experience April 2008 - December 2008
Job Vice President at J.P. Morgan
Industry Financial Services
Experience
J.P. Morgan Vice PresidentJPMorgan Chase2009 - Present
Wachovia Securities, LLC April 2008 - December 2008
Wells Fargo Private Bank February 2002 - March 2008
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2002 — 2006
MBA
University of California, Los Angeles 1988 — 1993
B.A., Economics
J.P. Morgan Vice PresidentJPMorgan Chase2009 - Present
Wachovia Securities, LLC April 2008 - December 2008
Wells Fargo Private Bank February 2002 - March 2008
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2002 — 2006
MBA
University of California, Los Angeles 1988 — 1993
B.A., Economics
Brandon Powell's Wachovia Securities, LLC Experience June 2003 - May 2009
Job Owner at Powell Properties of NC, LLC
Industry Real Estate
Experience
Powell Properties of NC, LLC June 2011 - Present
Wells Fargo May 2009 - May 2014
Wachovia Securities, LLC June 2003 - May 2009
Wachovia June 1999 - June 2003
Skills
Management, Finance, Financial Reporting, Marketing Strategy, Credit, Mortgage Lending, Real Estate, Investment Banking, Financial Services, Underwriting, Financial Modeling, Financial Analysis, Portfolio Management, Strategic Planning, Marketing, Budgets, Leadership, Process Improvement, Sales, Microsoft Excel
Education
North Carolina State University - College of Management 1995 — 1999
Business, Finance, Economics, Accounting
Powell Properties of NC, LLC June 2011 - Present
Wells Fargo May 2009 - May 2014
Wachovia Securities, LLC June 2003 - May 2009
Wachovia June 1999 - June 2003
Skills
Management, Finance, Financial Reporting, Marketing Strategy, Credit, Mortgage Lending, Real Estate, Investment Banking, Financial Services, Underwriting, Financial Modeling, Financial Analysis, Portfolio Management, Strategic Planning, Marketing, Budgets, Leadership, Process Improvement, Sales, Microsoft Excel
Education
North Carolina State University - College of Management 1995 — 1999
Business, Finance, Economics, Accounting
Jeffrey Harpel's Wachovia Securities, LLC Experience 2004 - 2009
Job Senior Finance / Accounting Professional to the Financial Services / Securities Brokerage Industry
Industry Financial Services
Experience
Oyster Consulting LLC June 2009 - Present
Wells Fargo Advisors January 2009 - May 2009
Wachovia Securities, LLC 2004 - 2009
Wachovia Securities, LLC 1998 - 2004
Wheat First Securities 1995 - 1998
Wheat First Securities 1992 - 1994
Wheat First Securities 1989 - 1992
Skills
Finance, Due Diligence, Internal Controls, Mergers & Acquisitions, Project Management, Financial Accounting, Accounts Payable, Financial Services, Financial Reporting, Accounting, Analysis, Account Reconciliation, Fixed Income, Auditing, Securities, Business Process..., Alternative Investments, Asset Management, Internal Audit, Series 63, Mutual Funds, Wealth Management, Training, Strategy, Equities, Process Improvement, Back Office, Investment Advisory, Business Analysis, Vendor Management, Management, Trading
Education
Penn State University 1971 — 1975
BS, Accounting
Oyster Consulting LLC June 2009 - Present
Wells Fargo Advisors January 2009 - May 2009
Wachovia Securities, LLC 2004 - 2009
Wachovia Securities, LLC 1998 - 2004
Wheat First Securities 1995 - 1998
Wheat First Securities 1992 - 1994
Wheat First Securities 1989 - 1992
Skills
Finance, Due Diligence, Internal Controls, Mergers & Acquisitions, Project Management, Financial Accounting, Accounts Payable, Financial Services, Financial Reporting, Accounting, Analysis, Account Reconciliation, Fixed Income, Auditing, Securities, Business Process..., Alternative Investments, Asset Management, Internal Audit, Series 63, Mutual Funds, Wealth Management, Training, Strategy, Equities, Process Improvement, Back Office, Investment Advisory, Business Analysis, Vendor Management, Management, Trading
Education
Penn State University 1971 — 1975
BS, Accounting
Sara Pantazes's Wachovia Securities, LLC Experience 2002 - 2009
Job Sr Business Analyst at Analysts International Corporation (AIC)
Industry Computer Software
Experience
Analysts International Corporation (AIC) July 2009 - Present
Deutsche Bank 2009 - Present
Fujitsu May 2000 - April 2009
Wachovia Securities, LLC 2002 - 2009
Greenbrier & Russel 2000 - 2006
Kemper Insurance 1998 - 2000
Transamerica Commercial Finance 1990 - 1998
Transamerica Commerical Finance 1990 - 1998
Skills
DB2, Requirements Analysis, Unix, Documentation, SDLC, Data Warehousing, Business Analysis, Test Cases, Software Project..., Visio, Business Intelligence, Requirements Gathering, Quality Assurance, Program Management, Consultancy, SQL Server, SQL, Data Analysis, Testing, Databases, MS Project, Analysis, Business Requirements, Software Documentation, Project Management, Systems Analysis, Microsoft SQL Server, Integration, Business Process, ETL, Management, PMO, User Acceptance Testing, SharePoint, IT Strategy, Enterprise Architecture, PMP, Vendor Management, Agile Project Management, Project Portfolio..., Business Process..., Oracle, Waterfall, COBOL, Business Objects, Data Integration, Software Development, Mainframe, Informatica, Data Modeling
Education
North Central College 1987 — 1990
Management Information Systems
State Technical Institute 1972 — 1975
Associates, Data Processing-business
Analysts International Corporation (AIC) July 2009 - Present
Deutsche Bank 2009 - Present
Fujitsu May 2000 - April 2009
Wachovia Securities, LLC 2002 - 2009
Greenbrier & Russel 2000 - 2006
Kemper Insurance 1998 - 2000
Transamerica Commercial Finance 1990 - 1998
Transamerica Commerical Finance 1990 - 1998
Skills
DB2, Requirements Analysis, Unix, Documentation, SDLC, Data Warehousing, Business Analysis, Test Cases, Software Project..., Visio, Business Intelligence, Requirements Gathering, Quality Assurance, Program Management, Consultancy, SQL Server, SQL, Data Analysis, Testing, Databases, MS Project, Analysis, Business Requirements, Software Documentation, Project Management, Systems Analysis, Microsoft SQL Server, Integration, Business Process, ETL, Management, PMO, User Acceptance Testing, SharePoint, IT Strategy, Enterprise Architecture, PMP, Vendor Management, Agile Project Management, Project Portfolio..., Business Process..., Oracle, Waterfall, COBOL, Business Objects, Data Integration, Software Development, Mainframe, Informatica, Data Modeling
Education
North Central College 1987 — 1990
Management Information Systems
State Technical Institute 1972 — 1975
Associates, Data Processing-business
Drew Karr's Wachovia Securities, LLC Experience May 2006 - June 2009
Job Vice President at BB&T Scott & Stringfellow
Industry Financial Services
Experience
BB&T Scott & Stringfellow June 2009 - Present
Wachovia Securities, LLC May 2006 - June 2009
Skills
Investments, Financial Analysis, Series 7, Mutual Funds, Financial Modeling, Capital Markets, Portfolio Management, Fixed Income, Asset Management, Series 63, Credit Analysis, Risk Management, Financial Services, Wealth Management, Strategic Financial..., Valuation, Alternative Investments, Securities, Commercial Lending, Credit, Retirement Planning, Due Diligence, Equities, Loans
Education
Penn State University 2002 — 2006
Bachelor of Science, Accounting
BB&T Scott & Stringfellow June 2009 - Present
Wachovia Securities, LLC May 2006 - June 2009
Skills
Investments, Financial Analysis, Series 7, Mutual Funds, Financial Modeling, Capital Markets, Portfolio Management, Fixed Income, Asset Management, Series 63, Credit Analysis, Risk Management, Financial Services, Wealth Management, Strategic Financial..., Valuation, Alternative Investments, Securities, Commercial Lending, Credit, Retirement Planning, Due Diligence, Equities, Loans
Education
Penn State University 2002 — 2006
Bachelor of Science, Accounting
Judith Newton's Wachovia Securities, LLC Experience 2006 - 2009
Job Founder at OtterBank
Industry Financial Services
Experience
OtterBank April 2009 - Present
Wachovia Securities, LLC 2006 - 2009
Forefield Inc. December 1996 - September 1998
American Express Financial Advisors April 1992 - December 1996
Fidelity Investments March 1986 - February 1988
Merrill Lynch March 1984 - March 1986
Education
Northeastern University 1978 — 1983
BA, Anthropology
Barnstable High School 1974 — 1978
Diploma
OtterBank April 2009 - Present
Wachovia Securities, LLC 2006 - 2009
Forefield Inc. December 1996 - September 1998
American Express Financial Advisors April 1992 - December 1996
Fidelity Investments March 1986 - February 1988
Merrill Lynch March 1984 - March 1986
Education
Northeastern University 1978 — 1983
BA, Anthropology
Barnstable High School 1974 — 1978
Diploma
Marie Ackerman's Wachovia Securities, LLC Experience March 2009 - September 2009
Job Waitress at Peel Wood Fire Pizza
Industry International Affairs
Experience
Peel Wood Fire Pizza August 2011 - Present
Triad School District January 2008 - January 2012
Cracker Barrel September 2005 - January 2012
Wachovia Securities, LLC March 2009 - September 2009
Skills
Special Education, K-12, PowerPoint, Microsoft Word, Microsoft Office, Customer Service, Public Speaking, Time Management, Microsoft Excel, Leadership, Teamwork, Event Planning, Leadership Development, Training
Education
McKendree University 2005 — 2007
BS, Elementary Education
Peel Wood Fire Pizza August 2011 - Present
Triad School District January 2008 - January 2012
Cracker Barrel September 2005 - January 2012
Wachovia Securities, LLC March 2009 - September 2009
Skills
Special Education, K-12, PowerPoint, Microsoft Word, Microsoft Office, Customer Service, Public Speaking, Time Management, Microsoft Excel, Leadership, Teamwork, Event Planning, Leadership Development, Training
Education
McKendree University 2005 — 2007
BS, Elementary Education
Marlon Cole's Wachovia Securities, LLC Experience August 2004 - March 2009
Job Information Assurance Analyst at Jacobs Technology
Industry Information Technology and Services
Experience
Jacobs Technology February 2013 - Present
Apex Systems June 2012 - February 2013
TYBRIN Corporation October 2010 - June 2012
Northrop Grumman November 2009 - September 2010
Wachovia Securities, LLC August 2004 - March 2009
Skills
Active Directory, Windows Server, Networking, DHCP, Group Policy, VPN, DNS, Disaster Recovery
Education
Longwood University 1998 — 2003
BS, Business Administration & Computer Information Systems
Jacobs Technology February 2013 - Present
Apex Systems June 2012 - February 2013
TYBRIN Corporation October 2010 - June 2012
Northrop Grumman November 2009 - September 2010
Wachovia Securities, LLC August 2004 - March 2009
Skills
Active Directory, Windows Server, Networking, DHCP, Group Policy, VPN, DNS, Disaster Recovery
Education
Longwood University 1998 — 2003
BS, Business Administration & Computer Information Systems
Sara Vick's Wachovia Securities, LLC Experience July 2006 - August 2008
Job Registered Paraplanner
Industry Financial Services
Experience
1752 Financial Solutions August 2008 - Present
Wachovia Securities, LLC July 2006 - August 2008
Education
Longwood University 2002 — 2006
BA, Communications
1752 Financial Solutions August 2008 - Present
Wachovia Securities, LLC July 2006 - August 2008
Education
Longwood University 2002 — 2006
BA, Communications
Songtao Liu's Wachovia Securities, LLC Experience June 2007 - January 2009
Job Vice President at Morgan Stanley
Industry Investment Banking
Experience
Morgan Stanley January 2009 - Present
Wachovia Securities, LLC June 2007 - January 2009
Syracuse University August 2004 - June 2006
Education
The University of Chicago 2006 — 2007
MS, Financial Mathematics
University of Alberta 2000 — 2004
PhD, Mathematics
National University of Singapore
Morgan Stanley January 2009 - Present
Wachovia Securities, LLC June 2007 - January 2009
Syracuse University August 2004 - June 2006
Education
The University of Chicago 2006 — 2007
MS, Financial Mathematics
University of Alberta 2000 — 2004
PhD, Mathematics
National University of Singapore
Nick Chapekis's Wachovia Securities, LLC Experience May 2008 - May 2009
Job Senior Company Counsel at Wells Fargo & Co
Industry Law Practice
Experience
Wells Fargo & Co May 2009 - Present
Wachovia Securities, LLC May 2008 - May 2009
A.G. Edwards & Sons, Inc. October 1997 - May 2008
US Securities and Exchange Commission July 1989 - July 1995
U.S. Securities and Exchange Commission 1989 - 1995
Skills
Securities Regulation..., Equity and Fixed Income..., SEC, FINRA and State..., Securities Regulation, Securities, FINRA, Corporate Governance, Capital Markets, Hedge Funds, Due Diligence, Equities, Series 7, Alternative Investments
Education
University of Detroit Mercy School of Law 1980 — 1983
JD, Securities Regulation
Michigan State University - The Eli Broad College of Business 1976 — 1980
Bachelor's Degree
Wells Fargo & Co May 2009 - Present
Wachovia Securities, LLC May 2008 - May 2009
A.G. Edwards & Sons, Inc. October 1997 - May 2008
US Securities and Exchange Commission July 1989 - July 1995
U.S. Securities and Exchange Commission 1989 - 1995
Skills
Securities Regulation..., Equity and Fixed Income..., SEC, FINRA and State..., Securities Regulation, Securities, FINRA, Corporate Governance, Capital Markets, Hedge Funds, Due Diligence, Equities, Series 7, Alternative Investments
Education
University of Detroit Mercy School of Law 1980 — 1983
JD, Securities Regulation
Michigan State University - The Eli Broad College of Business 1976 — 1980
Bachelor's Degree
Nick Chapekis's Wachovia Securities, LLC Experience 2008 - 2009
Job Senior Regulatory Counsel at Wells Fargo & Co
Industry Law Practice
Experience
Wells Fargo & Co January 2009 - Present
Wachovia Securities, LLC 2008 - 2009
A.G. Edwards & Sons, Inc. 1997 - 2008
LPL July 1995 - October 1997
US Securities and Exchange Commission 1989 - 1995
Securities and Exchange Commission 1989 - 1995
Olde Discount Corportation July 1985 - July 1989
Skills
Securities Regulation, Enforcement, Compliance, Due Diligence, Fraud, Licensing, Securities, FINRA, Corporate Law, Series 7, Corporate Governance, SEC, Litigation, AML, Capital Markets, Hedge Funds, Financial Services, Mutual Funds, Equities, Risk Management, Alternative Investments, Mergers & Acquisitions, Financial Regulation, Asset Management
Education
University of Detroit Mercy School of Law 1980 — 1983
JD
Michigan State University 1976 — 1980
BA, Business
Wells Fargo & Co January 2009 - Present
Wachovia Securities, LLC 2008 - 2009
A.G. Edwards & Sons, Inc. 1997 - 2008
LPL July 1995 - October 1997
US Securities and Exchange Commission 1989 - 1995
Securities and Exchange Commission 1989 - 1995
Olde Discount Corportation July 1985 - July 1989
Skills
Securities Regulation, Enforcement, Compliance, Due Diligence, Fraud, Licensing, Securities, FINRA, Corporate Law, Series 7, Corporate Governance, SEC, Litigation, AML, Capital Markets, Hedge Funds, Financial Services, Mutual Funds, Equities, Risk Management, Alternative Investments, Mergers & Acquisitions, Financial Regulation, Asset Management
Education
University of Detroit Mercy School of Law 1980 — 1983
JD
Michigan State University 1976 — 1980
BA, Business
Joseph A. Serge's Wachovia Securities, LLC Experience September 2005 - December 2006
Job Treasury Portfolio Manager at Wells Fargo
Industry Banking
Experience
Wells Fargo October 2011 - Present
Wells Fargo September 2009 - April 2012
Wachovia Capital Partners December 2006 - September 2009
Wachovia Securities, LLC September 2005 - December 2006
NCB June 2003 - September 2005
Wachovia Securities, LLC May 2002 - June 2003
First Union Securities February 1999 - May 2002
Skills
Capital Markets, Portfolio Management, Financial Analysis, Asset Management
Education
Strome College of Business 2003 — 2005
MBA
Penn State University 1993 — 1997
BS, Secondary Ed - Biology
Wells Fargo October 2011 - Present
Wells Fargo September 2009 - April 2012
Wachovia Capital Partners December 2006 - September 2009
Wachovia Securities, LLC September 2005 - December 2006
NCB June 2003 - September 2005
Wachovia Securities, LLC May 2002 - June 2003
First Union Securities February 1999 - May 2002
Skills
Capital Markets, Portfolio Management, Financial Analysis, Asset Management
Education
Strome College of Business 2003 — 2005
MBA
Penn State University 1993 — 1997
BS, Secondary Ed - Biology
Lamar Horne's Wachovia Securities, LLC Experience July 2006 - June 2008
Job Senior Associate at PNC Mezzanine Capital
Industry Venture Capital & Private Equity
Experience
PNC Mezzanine Capital June 2008 - Present
Wachovia Securities, LLC July 2006 - June 2008
Jackson Securities 2004 - 2005
Education
Carnegie Mellon University - Tepper School of Business 2011 — 2014
Master of Business Administration (MBA)
Morehouse College 2002 — 2006
Bachelor of Arts, Finance Concentration
PNC Mezzanine Capital June 2008 - Present
Wachovia Securities, LLC July 2006 - June 2008
Jackson Securities 2004 - 2005
Education
Carnegie Mellon University - Tepper School of Business 2011 — 2014
Master of Business Administration (MBA)
Morehouse College 2002 — 2006
Bachelor of Arts, Finance Concentration
Kim Pierce's Wachovia Securities, LLC Experience July 2005 - August 2008
Job Administrative Assistant
Industry Human Resources
Experience
Time Warner Cable April 2011 - Present
Bank of America July 2010 - April 2011
Bank of America March 2010 - July 2010
Wachovia Securities, LLC July 2005 - August 2008
Bank of America February 1997 - February 2004
University of Missouri Hospital and Clinics February 1995 - July 1996
Education
Missouri Western State University 1990 — 1994
no, Business
Hickman High School
Time Warner Cable April 2011 - Present
Bank of America July 2010 - April 2011
Bank of America March 2010 - July 2010
Wachovia Securities, LLC July 2005 - August 2008
Bank of America February 1997 - February 2004
University of Missouri Hospital and Clinics February 1995 - July 1996
Education
Missouri Western State University 1990 — 1994
no, Business
Hickman High School
Daniel Muney's Wachovia Securities, LLC Experience September 2005 - June 2007
Job Entertainment Manager at Loews Hotels
Industry Hospitality
Experience
Loews Hotels June 2013 - Present
Amsterdam Hospitality June 2011 - January 2013
AlliedTPro March 2011 - June 2011
Morgans Hotel Group August 2008 - February 2011
Morgans Hotel Group July 2007 - July 2008
Wachovia Securities, LLC September 2005 - June 2007
Skills
Hotel Management, Pre-opening, Tourism, Revenue Analysis, Hotels, Customer Service, Yield Management, Hospitality Management, Hospitality Industry, Rooms Division, Micros, Leadership, Event Management, Customer Satisfaction, Sales Management, Entertainment, Sales, Hospitality, Front Office, Budgets, Trade Shows, Corporate Events, Event Planning, Business Travel, Marketing Strategy, Resorts, Opera, Social Media Marketing, Catering, Public Relations, Management, Marketing, Property Management..., Meeting Planning, Restaurants, Food & Beverage, Microsoft Office, Social Media, Banquets, Hotel Booking
Education
New York University 2003 — 2007
BS, Sports Management
Loews Hotels June 2013 - Present
Amsterdam Hospitality June 2011 - January 2013
AlliedTPro March 2011 - June 2011
Morgans Hotel Group August 2008 - February 2011
Morgans Hotel Group July 2007 - July 2008
Wachovia Securities, LLC September 2005 - June 2007
Skills
Hotel Management, Pre-opening, Tourism, Revenue Analysis, Hotels, Customer Service, Yield Management, Hospitality Management, Hospitality Industry, Rooms Division, Micros, Leadership, Event Management, Customer Satisfaction, Sales Management, Entertainment, Sales, Hospitality, Front Office, Budgets, Trade Shows, Corporate Events, Event Planning, Business Travel, Marketing Strategy, Resorts, Opera, Social Media Marketing, Catering, Public Relations, Management, Marketing, Property Management..., Meeting Planning, Restaurants, Food & Beverage, Microsoft Office, Social Media, Banquets, Hotel Booking
Education
New York University 2003 — 2007
BS, Sports Management
Kevin Krietsch's Wachovia Securities, LLC Experience January 2006 - June 2009
Job Sr MIS Analyst at Capital One
Industry Hospital & Health Care
Experience
Capital One December 2012 - Present
McKesson Medical-Surgical January 2011 - December 2012
Virginia Premier Health Plan, Inc. September 2009 - January 2011
Wachovia Securities, LLC January 2006 - June 2009
Skills
Business Analysis, Process Improvement, Visio, Data Analysis, Access, Financial Analysis, Analysis, SharePoint, Business Intelligence, Microsoft Excel, SDLC, Analytics, Business Process...
Education
Marymount University
BS, Finance
Capital One December 2012 - Present
McKesson Medical-Surgical January 2011 - December 2012
Virginia Premier Health Plan, Inc. September 2009 - January 2011
Wachovia Securities, LLC January 2006 - June 2009
Skills
Business Analysis, Process Improvement, Visio, Data Analysis, Access, Financial Analysis, Analysis, SharePoint, Business Intelligence, Microsoft Excel, SDLC, Analytics, Business Process...
Education
Marymount University
BS, Finance
Jonathan Cancilla's Wachovia Securities, LLC Experience July 2007 - October 2009
Job Accountant at Wells Fargo Securities
Industry Banking
Experience
Wells Fargo Securities January 2011 - Present
Wachovia, A Wells Fargo Company October 2009 - January 2011
Wachovia Securities, LLC July 2007 - October 2009
Skills
Series 7, Financial Analysis, Securities, Bloomberg, Banking, Finance, Capital Markets, Analysis, Equities
Education
Ohio University 2003 — 2007
Bachelors, Finance
Wells Fargo Securities January 2011 - Present
Wachovia, A Wells Fargo Company October 2009 - January 2011
Wachovia Securities, LLC July 2007 - October 2009
Skills
Series 7, Financial Analysis, Securities, Bloomberg, Banking, Finance, Capital Markets, Analysis, Equities
Education
Ohio University 2003 — 2007
Bachelors, Finance
Adam Crider's Wachovia Securities, LLC Experience June 2003 - November 2004
Job Student at NYU School of Law
Industry Law Practice
Experience
Simpson Thacher & Bartlett LLP May 2014 - August 2014
Peace Corps May 2010 - July 2012
The Wicks Group August 2005 - April 2010
Deutsche Bank Securities November 2004 - July 2005
Wachovia Securities, LLC June 2003 - November 2004
Skills
International..., Economics, Investment Banking, International Relations, Intercultural...
Education
New York University School of Law 2012 — 2015
Juris Doctor (J.D.)
Miami University 1999 — 2003
Bachelor's degree, Economics and Finance
Simpson Thacher & Bartlett LLP May 2014 - August 2014
Peace Corps May 2010 - July 2012
The Wicks Group August 2005 - April 2010
Deutsche Bank Securities November 2004 - July 2005
Wachovia Securities, LLC June 2003 - November 2004
Skills
International..., Economics, Investment Banking, International Relations, Intercultural...
Education
New York University School of Law 2012 — 2015
Juris Doctor (J.D.)
Miami University 1999 — 2003
Bachelor's degree, Economics and Finance
Starwood Hotels & Resorts Worldwide, Inc.
Wells Fargo Advisors
Wells Fargo Advisors, LLC
Raytheon Missile Systems
Starwood Hotels & Resorts
Carestream Health
Pershing
NEC Corporation of America