Wachovia Securities, LLC
Industry: Subsidiary
DescriptionWells Fargo Advisors is a subsidiary of Wells Fargo, located in St Louis, Missouri. It is the ninth largest brokerage firm in the United States as of August 17, 2017 with $490 billion retail client assets under management. Headquarters: St. Louis, Missouri, United States Parent organization: Wells Fargo Founded: 4 September 2001 Total assets: 490 billion USD Subsidiaries: Wachovia Securities (Argentina) LLC (Buenos Aires Argentina),
Wachovia Securities, LLC List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Wachovia Securities, LLC. You can filter them based on skills, years of employment, job, education, department, and prior employment.
Wachovia Securities, LLC Salaries. You can even request information on how much does Wachovia Securities, LLC pay if you want to. Learn about salaries, pros and cons of working for Wachovia Securities, LLC directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
1,012 Wachovia Securities, LLC employees in database. Find out everything there's to know about Wachovia Securities, LLC employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Wachovia Securities, LLC Employees
Employee
Years
Job
Industry
Chris Krobisch Chris Krobisch's Wachovia Securities, LLC Experience March 2007 - March 2009
Job Vice President Product Manager
Industry Financial Services
Experience
Wells Fargo Advisors April 2015 - Present
Wells Fargo Advisors, LLC April 2012 - Present
Wells Fargo Advisors, LLC March 2009 - April 2012
Wachovia Securities, LLC March 2007 - March 2009
Wachovia Securities/Prudential Securities June 2002 - March 2007
Andover Brokerage, LLC October 2000 - June 2002
DLJ Direct April 1999 - August 2000
Skills
Business Analysis, Staff Mentoring, Staff Development, Team Leadership, Retail Brokerage, Operations Management, Technology Integration, Series 7, Series 63, Mutual Funds, Process Improvement, Strategy, Securities, Investments
Education
Oswego State University 1995 — 1999
Bachelor of Science, Business Management; Finance
State University of New York College at Oswego 1995 — 1999
Bachelor of Science, Business Management; Finance
References
Wells Fargo Advisors April 2015 - Present
Wells Fargo Advisors, LLC April 2012 - Present
Wells Fargo Advisors, LLC March 2009 - April 2012
Wachovia Securities, LLC March 2007 - March 2009
Wachovia Securities/Prudential Securities June 2002 - March 2007
Andover Brokerage, LLC October 2000 - June 2002
DLJ Direct April 1999 - August 2000
Skills
Business Analysis, Staff Mentoring, Staff Development, Team Leadership, Retail Brokerage, Operations Management, Technology Integration, Series 7, Series 63, Mutual Funds, Process Improvement, Strategy, Securities, Investments
Education
Oswego State University 1995 — 1999
Bachelor of Science, Business Management; Finance
State University of New York College at Oswego 1995 — 1999
Bachelor of Science, Business Management; Finance
References
Shaun McGehee Shaun McGehee's Wachovia Securities, LLC Experience 2000 - 2003
Job Vice President at Prairie Capital Advisors, Inc.
Industry Investment Banking
Experience
Prairie Capital Advisors, Inc. January 2004 - Present
Wachovia Securities, LLC 2000 - 2003
Skills
Sell-side Advisory, Mergers and Acquisitions, Fairness Opinions, Management Buyout (MBO), Financial Modeling, Valuation, General Corporate...
Education
Quinlan School of Business, Loyola University Chicago 2008 — 2010
MBA, Finance
Roosevelt University 2001 — 2003
B.S. Business Adminstration, Finance
Prairie Capital Advisors, Inc. January 2004 - Present
Wachovia Securities, LLC 2000 - 2003
Skills
Sell-side Advisory, Mergers and Acquisitions, Fairness Opinions, Management Buyout (MBO), Financial Modeling, Valuation, General Corporate...
Education
Quinlan School of Business, Loyola University Chicago 2008 — 2010
MBA, Finance
Roosevelt University 2001 — 2003
B.S. Business Adminstration, Finance
Nesan Lawrence Nesan Lawrence's Wachovia Securities, LLC Experience May 2004 - May 2007
Job Engagement Manager at Strategy& (Formerly Booz & Company)
Industry Management Consulting
Experience
Strategy&, part of the PwC network (formerly Booz & Company) April 2015 - Present
Strategy& (Formerly Booz & Company) April 2014 - Present
Booz & Company September 2012 - April 2014
McCombs School of Business August 2010 - May 2012
Booz & Company June 2011 - August 2011
Wells Fargo Advisors, LLC May 2007 - August 2010
Wachovia Securities, LLC May 2004 - May 2007
Blue Cross & Blue Shield of Rhode Island January 2003 - April 2004
Skills
Statistics, Financial Modeling, Business Analysis, Microsoft Excel, Business Planning, Databases, Research, Software Documentation, Leadership, Management, Team Management, Competitive Analysis, Data Analysis
Education
The University of Texas at Austin - The Red McCombs School of Business 2010 — 2012
MBA, Information Management, Strategy Consulting
University of Louisiana at Lafayette 2000 — 2002
Masters, Computer Science
Shanmugha Arts, Science, Technology and Research Academy 1996 — 2000
Bachelor of Engineering, Computer Science
Campion Higher Secondary School 1984 — 1996
Strategy&, part of the PwC network (formerly Booz & Company) April 2015 - Present
Strategy& (Formerly Booz & Company) April 2014 - Present
Booz & Company September 2012 - April 2014
McCombs School of Business August 2010 - May 2012
Booz & Company June 2011 - August 2011
Wells Fargo Advisors, LLC May 2007 - August 2010
Wachovia Securities, LLC May 2004 - May 2007
Blue Cross & Blue Shield of Rhode Island January 2003 - April 2004
Skills
Statistics, Financial Modeling, Business Analysis, Microsoft Excel, Business Planning, Databases, Research, Software Documentation, Leadership, Management, Team Management, Competitive Analysis, Data Analysis
Education
The University of Texas at Austin - The Red McCombs School of Business 2010 — 2012
MBA, Information Management, Strategy Consulting
University of Louisiana at Lafayette 2000 — 2002
Masters, Computer Science
Shanmugha Arts, Science, Technology and Research Academy 1996 — 2000
Bachelor of Engineering, Computer Science
Campion Higher Secondary School 1984 — 1996
Carolyn Hubach Carolyn Hubach's Wachovia Securities, LLC Experience June 2005 - December 2007
Job Real Estate & Investments
Industry Commercial Real Estate
Experience
ORIX Capital Markets June 2008 - September 2013
Wachovia Securities, LLC June 2005 - December 2007
Deutsche Bank Securities July 2003 - May 2005
Merrill Lynch July 1998 - July 2003
Abbey National Treasury Services January 1996 - July 1998
Salomon Brothers 1991 - 1995
Skills
Capital Markets, Structured Finance, Securitization, Portfolio Management, Fixed Income, ABS, Valuation, Alternative Investments, Real Estate Economics, Financial Structuring, Investment Banking, Private Equity, Trading, Securities, Finance, Commercial Real Estate, Real Estate, Asset Management, Bonds, Equities, Bloomberg, Leveraged Finance, Credit Analysis, Investments, CMBS, Due Diligence
Education
Southern Methodist University
BBA / BA, Business, Political Science
University of North Carolina at Chapel Hill - Kenan-Flagler Business School
MBA, Finance, Real Estate
ORIX Capital Markets June 2008 - September 2013
Wachovia Securities, LLC June 2005 - December 2007
Deutsche Bank Securities July 2003 - May 2005
Merrill Lynch July 1998 - July 2003
Abbey National Treasury Services January 1996 - July 1998
Salomon Brothers 1991 - 1995
Skills
Capital Markets, Structured Finance, Securitization, Portfolio Management, Fixed Income, ABS, Valuation, Alternative Investments, Real Estate Economics, Financial Structuring, Investment Banking, Private Equity, Trading, Securities, Finance, Commercial Real Estate, Real Estate, Asset Management, Bonds, Equities, Bloomberg, Leveraged Finance, Credit Analysis, Investments, CMBS, Due Diligence
Education
Southern Methodist University
BBA / BA, Business, Political Science
University of North Carolina at Chapel Hill - Kenan-Flagler Business School
MBA, Finance, Real Estate
Jacqueline Do's Wachovia Securities, LLC Experience June 2007 - September 2007
Job Product Manager at The Bump
Industry Marketing and Advertising
Experience
XO Group Inc. January 2015 - Present
XO Group Inc. October 2013 - Present
Yodle August 2010 - 2013
Burberry May 2010 - August 2010
Stanford Federal Credit Union May 2008 - December 2009
Condera Securities LLC June 2008 - September 2008
Wachovia Securities, LLC June 2007 - September 2007
Skills
SEM, Leadership, Strategic Planning, Operations Management, Client Services..., Project Management, AB Testing, Website Design, Mobile Websites, Performance Testing, Test Execution, Operational Execution, Business Strategy, Business Development, Portfolio Management, Investments, Editing, Start-ups, Cross-functional Team..., Art
Education
Stanford University 2006 — 2010
B.A., Economics
XO Group Inc. January 2015 - Present
XO Group Inc. October 2013 - Present
Yodle August 2010 - 2013
Burberry May 2010 - August 2010
Stanford Federal Credit Union May 2008 - December 2009
Condera Securities LLC June 2008 - September 2008
Wachovia Securities, LLC June 2007 - September 2007
Skills
SEM, Leadership, Strategic Planning, Operations Management, Client Services..., Project Management, AB Testing, Website Design, Mobile Websites, Performance Testing, Test Execution, Operational Execution, Business Strategy, Business Development, Portfolio Management, Investments, Editing, Start-ups, Cross-functional Team..., Art
Education
Stanford University 2006 — 2010
B.A., Economics
David Aquino David Aquino's Wachovia Securities, LLC Experience June 2008 - May 2009
Job Senior Audit Associate at Citrin Cooperman
Industry Accounting
Experience
Citrin Cooperman February 2015 - Present
Grant Thornton LLP October 2011 - February 2015
Grant Thornton LLP June 2010 - August 2010
Raymond James May 2009 - June 2010
Wachovia Securities, LLC June 2008 - May 2009
RSM McGladrey June 2004 - September 2004
Skills
Accounting, Auditing, Excel, Tax, Finance, PowerPoint, Microsoft Excel, Internal Controls, Financial Accounting, Financial Reporting, Financial Analysis, GAAP, US GAAP, Microsoft Office, Sarbanes-Oxley Act, SEC Filings
Education
Saint Joseph's University 2007 — 2011
BS, Accounting, Finance
Saint Joseph's University 2007 — 2011
Bachelor of Science (BS), Accounting and Finance
Citrin Cooperman February 2015 - Present
Grant Thornton LLP October 2011 - February 2015
Grant Thornton LLP June 2010 - August 2010
Raymond James May 2009 - June 2010
Wachovia Securities, LLC June 2008 - May 2009
RSM McGladrey June 2004 - September 2004
Skills
Accounting, Auditing, Excel, Tax, Finance, PowerPoint, Microsoft Excel, Internal Controls, Financial Accounting, Financial Reporting, Financial Analysis, GAAP, US GAAP, Microsoft Office, Sarbanes-Oxley Act, SEC Filings
Education
Saint Joseph's University 2007 — 2011
BS, Accounting, Finance
Saint Joseph's University 2007 — 2011
Bachelor of Science (BS), Accounting and Finance
Ellen Riebeling's Wachovia Securities, LLC Experience October 2007 - December 2008
Job Application Systems Engineer at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC January 2009 - Present
Wachovia Securities, LLC October 2007 - December 2008
A.G. Edwards & Sons, Inc. May 1999 - October 2007
Skills
Software Documentation, T-SQL, C#
Education
Southern Illinois University, Edwardsville
BS, Management Information Systems
Wells Fargo Advisors, LLC January 2009 - Present
Wachovia Securities, LLC October 2007 - December 2008
A.G. Edwards & Sons, Inc. May 1999 - October 2007
Skills
Software Documentation, T-SQL, C#
Education
Southern Illinois University, Edwardsville
BS, Management Information Systems
Terri Nixon Terri Nixon's Wachovia Securities, LLC Experience February 1988 - December 2007
Job Teacher at School District of Palm Beach County
Industry Education Management
Experience
SCHOOL DISTRICT OF PALM BEACH COUNTY August 2008 - Present
School District Miami-Dade County August 2008 - Present
Wachovia Securities, LLC February 1988 - December 2007
Skills
Lesson Planning, Literacy, Educational Leadership, Curriculum Design, Curriculum Development, Educational Technology, Classroom, K-12, Elementary Education, Differentiated..., Tutoring, Teacher Training, Instructional Technology, Technology Integration
Education
Teachers College of Columbia University 1997 — 2000
Master of Arts (M.A.), Industrial and Organizational Psychology
Rutgers, The State University of New Jersey-New Brunswick 1982 — 1986
Bachelor of Arts (B.A.), English Literature
SCHOOL DISTRICT OF PALM BEACH COUNTY August 2008 - Present
School District Miami-Dade County August 2008 - Present
Wachovia Securities, LLC February 1988 - December 2007
Skills
Lesson Planning, Literacy, Educational Leadership, Curriculum Design, Curriculum Development, Educational Technology, Classroom, K-12, Elementary Education, Differentiated..., Tutoring, Teacher Training, Instructional Technology, Technology Integration
Education
Teachers College of Columbia University 1997 — 2000
Master of Arts (M.A.), Industrial and Organizational Psychology
Rutgers, The State University of New Jersey-New Brunswick 1982 — 1986
Bachelor of Arts (B.A.), English Literature
Peter Medgyesy's Wachovia Securities, LLC Experience September 2006 - February 2008
Job Moors & Cabot
Industry Financial Services
Experience
Moors & Cabot July 2012 - Present
Arthur W Wood Company February 2010 - July 2012
State Street March 2008 - February 2010
Wachovia Securities, LLC September 2006 - February 2008
Skills
Investments, Series 7, Mutual Funds, Financial Modeling, Financial Analysis, Wealth Management, Fixed Income, Investment Strategies, Asset Management, Securities, Equities, Finance, Hedge Funds, Trading, Asset Allocation, Series 63, Retirement Planning, Alternative Investments, Portfolio Management, FINRA, Fixed Annuities, Bloomberg, Capital Markets, Strategic Financial..., Options, Bloomberg Terminal, Valuation
Education
Rollins College 2002 — 2006
Economics
Providence Country Day School 1996 — 2002
Moors & Cabot July 2012 - Present
Arthur W Wood Company February 2010 - July 2012
State Street March 2008 - February 2010
Wachovia Securities, LLC September 2006 - February 2008
Skills
Investments, Series 7, Mutual Funds, Financial Modeling, Financial Analysis, Wealth Management, Fixed Income, Investment Strategies, Asset Management, Securities, Equities, Finance, Hedge Funds, Trading, Asset Allocation, Series 63, Retirement Planning, Alternative Investments, Portfolio Management, FINRA, Fixed Annuities, Bloomberg, Capital Markets, Strategic Financial..., Options, Bloomberg Terminal, Valuation
Education
Rollins College 2002 — 2006
Economics
Providence Country Day School 1996 — 2002
Paula Zeisz Paula Zeisz's Wachovia Securities, LLC Experience September 2004 - November 2005
Job Director of Marketing Education
Industry Marketing and Advertising
Experience
Haley Marketing Group December 2006 - Present
Wachovia Securities, LLC September 2004 - November 2005
KeyBank December 1997 - September 2004
The Chase Manhattan Bank June 1983 - December 1997
Skills
Email Marketing, Marketing Strategy, Newsletters, Strategic Planning, Social Media Marketing, Online Marketing, Social Media, SEO, Copywriting, CRM, Direct Marketing, Web Design, Online Advertising, Event Management, Integrated Marketing, Facebook, Sales, Google Analytics, Direct Mail, Recruiting, Web Analytics, Marketing, Relationship Marketing, Digital Marketing, Blogging, Social Networking, Brand Development, Strategy, Website Development, B2B, Creative Direction, Content Marketing, Web Development, PPC, Lead Generation, SEM, Business Development, Digital Strategy, Google Adwords, Market Planning, Entrepreneurship, Start-ups, Press Releases, WordPress, Content Management
Education
State University of New York College at Buffalo
Bachelor of Science
Mt. St . Mary Academy
Haley Marketing Group December 2006 - Present
Wachovia Securities, LLC September 2004 - November 2005
KeyBank December 1997 - September 2004
The Chase Manhattan Bank June 1983 - December 1997
Skills
Email Marketing, Marketing Strategy, Newsletters, Strategic Planning, Social Media Marketing, Online Marketing, Social Media, SEO, Copywriting, CRM, Direct Marketing, Web Design, Online Advertising, Event Management, Integrated Marketing, Facebook, Sales, Google Analytics, Direct Mail, Recruiting, Web Analytics, Marketing, Relationship Marketing, Digital Marketing, Blogging, Social Networking, Brand Development, Strategy, Website Development, B2B, Creative Direction, Content Marketing, Web Development, PPC, Lead Generation, SEM, Business Development, Digital Strategy, Google Adwords, Market Planning, Entrepreneurship, Start-ups, Press Releases, WordPress, Content Management
Education
State University of New York College at Buffalo
Bachelor of Science
Mt. St . Mary Academy
Corey Gallo Corey Gallo's Wachovia Securities, LLC Experience May 2003 - January 2005
Job Borough Administrator at Borough of Bergenfield
Industry Government Administration
Experience
Borough of Bergenfield March 2015 - Present
Borough of Rutherford May 2010 - February 2014
Garden State Securities February 2005 - September 2013
RGM Services, Inc. February 2005 - May 2010
Wachovia Securities, LLC May 2003 - January 2005
Steve Ferretti Inc. NYSE August 2002 - April 2003
Deutsche Bank January 2001 - June 2002
NDB Capital Markets January 1999 - January 2001
Sherwood Securities November 1997 - December 1999
Skills
Microsoft Office, Institutional, Series 7, Series 63, MPA, Series 55, NJ Life & Health, FINRA, Equities, Equity Trading, Securities, Options, Finance, Leadership, Trading, Management, Portfolio Management, Hedge Funds, Alternative Investments
Education
Rutgers, The State University of New Jersey-Newark 1994 — 1996
MPA, Management
Seton Hall University 1985 — 1988
BA, Criminal Justice
Borough of Bergenfield March 2015 - Present
Borough of Rutherford May 2010 - February 2014
Garden State Securities February 2005 - September 2013
RGM Services, Inc. February 2005 - May 2010
Wachovia Securities, LLC May 2003 - January 2005
Steve Ferretti Inc. NYSE August 2002 - April 2003
Deutsche Bank January 2001 - June 2002
NDB Capital Markets January 1999 - January 2001
Sherwood Securities November 1997 - December 1999
Skills
Microsoft Office, Institutional, Series 7, Series 63, MPA, Series 55, NJ Life & Health, FINRA, Equities, Equity Trading, Securities, Options, Finance, Leadership, Trading, Management, Portfolio Management, Hedge Funds, Alternative Investments
Education
Rutgers, The State University of New Jersey-Newark 1994 — 1996
MPA, Management
Seton Hall University 1985 — 1988
BA, Criminal Justice
Diana Attuso, NTAAS Diana Attuso, NTAAS's Wachovia Securities, LLC Experience January 2009 - April 2009
Job Website Coordinator at Virginia Department of Fire Programs
Industry Computer & Network Security
Experience
Virginia Department of Fire Programs April 2013 - Present
Virginia Department for the Aging October 2010 - April 2013
Wachovia Securities, LLC January 2009 - April 2009
Computer World October 2008 - January 2009
Isis Oasis Sanctuary January 2007 - August 2008
Skills
Technical Support, Troubleshooting, Network Administration, Windows XP, Networking, VPN, Help Desk Support, Software Installation, Hardware, Training, Windows 7, Customer Service, Network Security, XP, Firewalls, Routers, Laptops, Printers, WAN, Management, Active Directory, Windows Server, System Administration, 508 Compliance
Education
New Horizons Computer Learning Centers 2013 — 2013
.NET Framework 4
J. Sargeant Reynolds Community College 2009 — 2011
NTAAS, Information Systems Technology - Networking, AAS
J. Sargeant Reynolds Community College 2009 — 2010
NTCSC, Microsoft Network Administrator
Santa Rosa Junior College 2008 — 2008
none, ELEC 88.81/ 88.82
Virginia Department of Fire Programs April 2013 - Present
Virginia Department for the Aging October 2010 - April 2013
Wachovia Securities, LLC January 2009 - April 2009
Computer World October 2008 - January 2009
Isis Oasis Sanctuary January 2007 - August 2008
Skills
Technical Support, Troubleshooting, Network Administration, Windows XP, Networking, VPN, Help Desk Support, Software Installation, Hardware, Training, Windows 7, Customer Service, Network Security, XP, Firewalls, Routers, Laptops, Printers, WAN, Management, Active Directory, Windows Server, System Administration, 508 Compliance
Education
New Horizons Computer Learning Centers 2013 — 2013
.NET Framework 4
J. Sargeant Reynolds Community College 2009 — 2011
NTAAS, Information Systems Technology - Networking, AAS
J. Sargeant Reynolds Community College 2009 — 2010
NTCSC, Microsoft Network Administrator
Santa Rosa Junior College 2008 — 2008
none, ELEC 88.81/ 88.82
Charlotte Sullivan Charlotte Sullivan's Wachovia Securities, LLC Experience February 1999 - July 2005
Job Project Analyst/Coordinator Banking Professional
Industry Banking
Experience
Veredus April 2013 - April 2014
Capstone Multi February 2013 - April 2013
Wells Fargo - contracted through APEX Systems December 2011 - September 2012
LPL Financial contracted through Aerotek May 2011 - October 2011
BB&T contracted through Premier Resources June 2010 - December 2010
Wachovia Corporation May 2006 - June 2009
Wachovia Securities, LLC February 1999 - July 2005
Skills
Banking, Coaching, Research, Retail Banking, Commercial Banking, Risk Management, Financial Analysis, Financial Risk, Customer Service, Accounting, Finance, Securities
Education
Rhode Island College 1982 — 1990
Bachelor of Science (B.S.), Business Administration and Management, General
Veredus April 2013 - April 2014
Capstone Multi February 2013 - April 2013
Wells Fargo - contracted through APEX Systems December 2011 - September 2012
LPL Financial contracted through Aerotek May 2011 - October 2011
BB&T contracted through Premier Resources June 2010 - December 2010
Wachovia Corporation May 2006 - June 2009
Wachovia Securities, LLC February 1999 - July 2005
Skills
Banking, Coaching, Research, Retail Banking, Commercial Banking, Risk Management, Financial Analysis, Financial Risk, Customer Service, Accounting, Finance, Securities
Education
Rhode Island College 1982 — 1990
Bachelor of Science (B.S.), Business Administration and Management, General
Lynn Alpert Lynn Alpert's Wachovia Securities, LLC Experience January 2007 - June 2008
Job Children's Book Author / Illustrator | Graphic Designer
Industry Graphic Design
Experience
Lynn Alpert Studios March 2010 - Present
Fiery Red Creative March 2010 - Present
Wells Fargo Advisors, LLC July 2008 - December 2009
Wachovia Securities, LLC January 2007 - June 2008
A.G. Edwards & Sons, Inc. August 2000 - December 2006
Lynn Alpert Design 1997 - 2000
Skills
Graphic Design, Corporate Identity, Digital Illustration, Illustration, Illustrator, Adobe Creative Suite, Graphics, Books, Logo Design, Art Direction, Photoshop, Picture Books, Character Design, Posters, Brochures, InDesign, Advertising, Layout, Brand Development, Newsletters, QuarkXPress, Magazines, Typography, Marketing Communications, Creative Development, Corporate Communications, Creative Direction, Production, Dreamweaver, Web Design, Wordpress, Mac, Catalogs, Business Cards, Book Covers, Blogging, Concept Design, Branding & Identity, Book Design, Vector Illustration
Education
St. Louis Community College
Associate, Commercial Art/Ad Design
Lynn Alpert Studios March 2010 - Present
Fiery Red Creative March 2010 - Present
Wells Fargo Advisors, LLC July 2008 - December 2009
Wachovia Securities, LLC January 2007 - June 2008
A.G. Edwards & Sons, Inc. August 2000 - December 2006
Lynn Alpert Design 1997 - 2000
Skills
Graphic Design, Corporate Identity, Digital Illustration, Illustration, Illustrator, Adobe Creative Suite, Graphics, Books, Logo Design, Art Direction, Photoshop, Picture Books, Character Design, Posters, Brochures, InDesign, Advertising, Layout, Brand Development, Newsletters, QuarkXPress, Magazines, Typography, Marketing Communications, Creative Development, Corporate Communications, Creative Direction, Production, Dreamweaver, Web Design, Wordpress, Mac, Catalogs, Business Cards, Book Covers, Blogging, Concept Design, Branding & Identity, Book Design, Vector Illustration
Education
St. Louis Community College
Associate, Commercial Art/Ad Design
Brittany Gibbs Brittany Gibbs's Wachovia Securities, LLC Experience May 2008 - May 2009
Job Office Manager, Financial Planning
Industry Financial Services
Experience
Plott & French Financial Advisors May 2010 - Present
Au Bon Pain August 2014 - December 2014
Inn at Virginia Tech May 2013 - August 2014
Nesselrod Bed and Breakfast January 2012 - September 2013
Next Door Bake Shop July 2012 - October 2012
BB&T September 2010 - February 2012
Radford University Student Media Advertising August 2009 - May 2010
Radford University Office of Academic Engagement May 2009 - August 2009
Wachovia Securities LLC May 2008 - May 2009
Skills
Management, Event Planning, Public Speaking, Social Media, Microsoft Office, Time Management, Budgets, Customer Satisfaction, Word, Excel, Customer Service, PowerPoint, Outlook, Marketing, Strategic Planning, Teamwork, Forecasting, Marketing Strategy
Education
Virginia Western Community College 2012 — 2014
Culinary Arts, Baking and Pastry Arts
Radford University - College of Business and Economics 2009 — 2010
MBA
Radford University 2006 — 2009
B.B.A., Finance
Radford University - College of Business and Economics 2006 — 2009
B.B.A., Finance
Plott & French Financial Advisors May 2010 - Present
Au Bon Pain August 2014 - December 2014
Inn at Virginia Tech May 2013 - August 2014
Nesselrod Bed and Breakfast January 2012 - September 2013
Next Door Bake Shop July 2012 - October 2012
BB&T September 2010 - February 2012
Radford University Student Media Advertising August 2009 - May 2010
Radford University Office of Academic Engagement May 2009 - August 2009
Wachovia Securities LLC May 2008 - May 2009
Skills
Management, Event Planning, Public Speaking, Social Media, Microsoft Office, Time Management, Budgets, Customer Satisfaction, Word, Excel, Customer Service, PowerPoint, Outlook, Marketing, Strategic Planning, Teamwork, Forecasting, Marketing Strategy
Education
Virginia Western Community College 2012 — 2014
Culinary Arts, Baking and Pastry Arts
Radford University - College of Business and Economics 2009 — 2010
MBA
Radford University 2006 — 2009
B.B.A., Finance
Radford University - College of Business and Economics 2006 — 2009
B.B.A., Finance
Peter Sciortino, MSFS Peter Sciortino, MSFS's Wachovia Securities, LLC Experience October 1998 - February 2007
Job Financial Advisor at Beneficial Bank
Industry Investment Management
Experience
Beneficial Advisor's, LLC July 2010 - Present
Beneficial Bank July 2010 - Present
Oakhurst Wealth Management April 2008 - July 2010
Prudential Financial February 2007 - April 2008
Wachovia Securities LLC October 1998 - February 2007
Skills
Investments, Strategic Financial..., Portfolio Management, Wealth Management, Financial Services, Estate Planning, Retirement Planning, Financial Analysis, Strategic Planning, New Business Development, Asset Managment, Financial Advisory, Relationship Management, Management
Education
Saint Joseph's University 2001 — 2003
MSFS- Masters of Science in Financial Services
Rutgers, The State University of New Jersey-Camden 1991 — 1993
BS Accounting, Accounting and finance
Holy Cross High School
Beneficial Advisor's, LLC July 2010 - Present
Beneficial Bank July 2010 - Present
Oakhurst Wealth Management April 2008 - July 2010
Prudential Financial February 2007 - April 2008
Wachovia Securities LLC October 1998 - February 2007
Skills
Investments, Strategic Financial..., Portfolio Management, Wealth Management, Financial Services, Estate Planning, Retirement Planning, Financial Analysis, Strategic Planning, New Business Development, Asset Managment, Financial Advisory, Relationship Management, Management
Education
Saint Joseph's University 2001 — 2003
MSFS- Masters of Science in Financial Services
Rutgers, The State University of New Jersey-Camden 1991 — 1993
BS Accounting, Accounting and finance
Holy Cross High School
Lynn Arvin Lynn Arvin's Wachovia Securities, LLC Experience April 2008 - June 2009
Job Sr. Executive Administrative Assistant at Genworth Financial
Industry Financial Services
Experience
Genworth Financial September 2009 - Present
Wachovia Securities, LLC April 2008 - June 2009
Wachovia Securities, LLC March 1997 - May 2008
Education
Braxton Business School 1979 — 1980
Yes, Business School- Secretarial
Salem College 1978 — 1979
N/A, Art History
Collegiate School 1963 — 1975
Genworth Financial September 2009 - Present
Wachovia Securities, LLC April 2008 - June 2009
Wachovia Securities, LLC March 1997 - May 2008
Education
Braxton Business School 1979 — 1980
Yes, Business School- Secretarial
Salem College 1978 — 1979
N/A, Art History
Collegiate School 1963 — 1975
Preston Comey Preston Comey's Wachovia Securities, LLC Experience June 2007 - July 2008
Job Vice President at Barclays TMT Group
Industry Financial Services
Experience
Barclays March 2010 - Present
Siemens Financial Services September 2008 - March 2010
Wachovia Securities, LLC June 2007 - July 2008
Skills
Mergers & Acquisitions, Corporate Finance, Financial Modeling, Internet Banking, Banking Software, Equities, Mergers, Divestitures, Investments, Capital Markets, Valuation, Investment Banking, Financial Analysis, IPO, Portfolio Management, Bonds, Credit, Fixed Income, Loans, Technology
Education
Princeton University 2003 — 2007
BA, Economics
The Seven Hills School 1999 — 2003
Barclays March 2010 - Present
Siemens Financial Services September 2008 - March 2010
Wachovia Securities, LLC June 2007 - July 2008
Skills
Mergers & Acquisitions, Corporate Finance, Financial Modeling, Internet Banking, Banking Software, Equities, Mergers, Divestitures, Investments, Capital Markets, Valuation, Investment Banking, Financial Analysis, IPO, Portfolio Management, Bonds, Credit, Fixed Income, Loans, Technology
Education
Princeton University 2003 — 2007
BA, Economics
The Seven Hills School 1999 — 2003
Les Brzezinski Les Brzezinski's Wachovia Securities, LLC Experience January 2003 - May 2005
Job Agent at Re Action International
Industry Real Estate
Experience
ReAction International May 2011 - Present
TWS International LLC April 2008 - April 2011
TD BANK May 2005 - May 2008
TD Bank Group April 2005 - April 2008
WACHOVIA SECURITIES LLC January 2003 - May 2005
Ladenburg Thalmann January 2001 - January 2003
Education
Saint John's University 1997 — 2001
BS, Computer Science & Bus Admin
Saint John's University
Bachelor, Computer Science and Business Administration
ReAction International May 2011 - Present
TWS International LLC April 2008 - April 2011
TD BANK May 2005 - May 2008
TD Bank Group April 2005 - April 2008
WACHOVIA SECURITIES LLC January 2003 - May 2005
Ladenburg Thalmann January 2001 - January 2003
Education
Saint John's University 1997 — 2001
BS, Computer Science & Bus Admin
Saint John's University
Bachelor, Computer Science and Business Administration
Peter Kurys, CFA®, CFP® Peter Kurys, CFA®, CFP®'s Wachovia Securities, LLC Experience May 2003 - May 2004
Job Regional Director at WisdomTree Asset Management
Industry Financial Services
Experience
WisdomTree Asset Management June 2010 - Present
WisdomTree Asset Management June 2007 - June 2010
Merrill Lynch May 2004 - May 2007
Wachovia Securities, LLC May 2003 - May 2004
Skills
Investments, Alternative Investments, Series 7, Finance, Asset Management, Mutual Funds, Equities, Portfolio Management, Hedge Funds, Fixed Income
Education
Quinnipiac University - School of Business
MBA
Quinnipiac University - School of Business 1999 — 2003
WisdomTree Asset Management June 2010 - Present
WisdomTree Asset Management June 2007 - June 2010
Merrill Lynch May 2004 - May 2007
Wachovia Securities, LLC May 2003 - May 2004
Skills
Investments, Alternative Investments, Series 7, Finance, Asset Management, Mutual Funds, Equities, Portfolio Management, Hedge Funds, Fixed Income
Education
Quinnipiac University - School of Business
MBA
Quinnipiac University - School of Business 1999 — 2003
Reed Gordon, MBA Reed Gordon, MBA's Wachovia Securities, LLC Experience August 2006 - August 2007
Job Management Consultant/ Business Analyst
Industry Government Administration
Experience
U.S. Department of State August 2007 - Present
Wachovia Securities, LLC August 2006 - August 2007
Northwestern Mutual November 2004 - August 2006
Skills
Strategic Planning, Lean Six Sigma, Client Training, Financial Operations, GAP Analysis, Performance Testing, Enterprise Leadership, P&L Accountability, Risk Management, Client Relationship..., Project Lifecycle, Process Mapping, Post-go live support, PL/SQL, Sales Operations, Consultative Sales..., SAP ERP, SAP Successfactors, Management, Team Building, Public Speaking, Leadership, Analysis, Process Improvement
Education
Prairie View A&M University 2007 — 2010
M.B.A, Finance
Prairie View A&M University 1996 — 2001
BBA, Marketing, Economics
FOREIGN SERVICE INSTITUTE (Washington, D.C)
Six Sigma lean
U.S. Department of State August 2007 - Present
Wachovia Securities, LLC August 2006 - August 2007
Northwestern Mutual November 2004 - August 2006
Skills
Strategic Planning, Lean Six Sigma, Client Training, Financial Operations, GAP Analysis, Performance Testing, Enterprise Leadership, P&L Accountability, Risk Management, Client Relationship..., Project Lifecycle, Process Mapping, Post-go live support, PL/SQL, Sales Operations, Consultative Sales..., SAP ERP, SAP Successfactors, Management, Team Building, Public Speaking, Leadership, Analysis, Process Improvement
Education
Prairie View A&M University 2007 — 2010
M.B.A, Finance
Prairie View A&M University 1996 — 2001
BBA, Marketing, Economics
FOREIGN SERVICE INSTITUTE (Washington, D.C)
Six Sigma lean
Heather Fort Heather Fort's Wachovia Securities, LLC Experience January 2001 - January 2005
Job Relocation Services Specialist at Forest City Enterprises
Industry Real Estate
Experience
Forest City Enterprises March 2011 - Present
Fort Roofing of Charleston, llc August 2008 - August 2009
Wachovia securities, llc January 2001 - January 2005
Education
Presbyterian College 1995 — 1999
Bachelor of Arts, Political Science
Forest City Enterprises March 2011 - Present
Fort Roofing of Charleston, llc August 2008 - August 2009
Wachovia securities, llc January 2001 - January 2005
Education
Presbyterian College 1995 — 1999
Bachelor of Arts, Political Science
Kris Spadaccia Kris Spadaccia's Wachovia Securities, LLC Experience May 2004 - September 2008
Job User Experience Editorial Designer, Vice President, Bank of America
Industry Financial Services
Experience
Bank of America's Global Wealth Management July 2010 - August 2012
Chester United Methodist Church April 2008 - December 2010
The Hoople Group April 2009 - July 2010
Edelman Financial October 2008 - January 2009
Wachovia Securities, LLC May 2004 - September 2008
Wachovia Securities, LLC July 2003 - May 2004
Wachovia Securities, LLC May 2000 - June 2003
Wachovia Securities, LLC April 1998 - May 2000
American Womens Club of Luxembourg April 1992 - January 1994
Chronicle-Independent newspaper July 1988 - December 1991
Skills
Copywriting, Editing, Marketing, Newsletters, Risk Management, Public Speaking, Securities, Non-profits, User Experience
Education
Winthrop University 1984 — 1988
BA, Communications, minor in political science
Riverside High School 1980 — 1984
diploma
Southern Polytechnic State University
Master of Science degree, Interaction design and communication, Passing -- so far :)
Bank of America's Global Wealth Management July 2010 - August 2012
Chester United Methodist Church April 2008 - December 2010
The Hoople Group April 2009 - July 2010
Edelman Financial October 2008 - January 2009
Wachovia Securities, LLC May 2004 - September 2008
Wachovia Securities, LLC July 2003 - May 2004
Wachovia Securities, LLC May 2000 - June 2003
Wachovia Securities, LLC April 1998 - May 2000
American Womens Club of Luxembourg April 1992 - January 1994
Chronicle-Independent newspaper July 1988 - December 1991
Skills
Copywriting, Editing, Marketing, Newsletters, Risk Management, Public Speaking, Securities, Non-profits, User Experience
Education
Winthrop University 1984 — 1988
BA, Communications, minor in political science
Riverside High School 1980 — 1984
diploma
Southern Polytechnic State University
Master of Science degree, Interaction design and communication, Passing -- so far :)
Evy Okerstrom Evy Okerstrom's Wachovia Securities, LLC Experience November 1988 - June 1996
Job Financial Services Professional
Industry Financial Services
Experience
Center for Quality People and Organizations, Inc July 2009 - July 2009
Merrill Lynch June 1996 - April 2009
Merrill Lynch June 1996 - April 2009
Wachovia Securities, LLC November 1988 - June 1996
Education
Savannah State University 1984 — 1988
BBA, Business Management
Savannah State University
Center for Quality People and Organizations, Inc July 2009 - July 2009
Merrill Lynch June 1996 - April 2009
Merrill Lynch June 1996 - April 2009
Wachovia Securities, LLC November 1988 - June 1996
Education
Savannah State University 1984 — 1988
BBA, Business Management
Savannah State University
J. Ellis Straughn III J. Ellis Straughn III's Wachovia Securities, LLC Experience April 2007 - October 2008
Job Financial Advisor at Wells Fargo Advisors
Industry Investment Management
Experience
Wells Fargo Advisors June 2014 - Present
Merrill Lynch October 2008 - June 2014
Wachovia Securities, LLC April 2007 - October 2008
Skills
Retirement Planning, Wealth Management, Investments, Asset Allocation, Investment Strategies, Portfolio Management, Bonds, Financial Advisory, Investment Advisory, Fixed Annuities, Mutual Funds, Series 7, 401k, Life Insurance, Securities, IRAs, Equities, Mortgage Lending, Fixed Income, Variable Annuities, Relationship Management, Wealth, Uniform Combined State..., Retirement, Asset Managment, Investment Management, Term Life Insurance, FINRA, Wealth Management..., ETFs, 401k Rollovers, 529 Plans, Wealth Accumulation, High Net Worth..., Separately Managed..., Roth IRA, Stocks, Financial Goals, Trust Services, Municipal Bonds, Structured Products, Life, Equity Research, Financial Markets, College Savings Plans, Long Term Care Insurance, Qualified Retirement..., Options, SEP IRA, Investment Advisory...
Education
University of Central Florida 2002 — 2005
Polk Community College 1999 — 2002
Winter Haven Senior High School 1995 — 1999
Wells Fargo Advisors June 2014 - Present
Merrill Lynch October 2008 - June 2014
Wachovia Securities, LLC April 2007 - October 2008
Skills
Retirement Planning, Wealth Management, Investments, Asset Allocation, Investment Strategies, Portfolio Management, Bonds, Financial Advisory, Investment Advisory, Fixed Annuities, Mutual Funds, Series 7, 401k, Life Insurance, Securities, IRAs, Equities, Mortgage Lending, Fixed Income, Variable Annuities, Relationship Management, Wealth, Uniform Combined State..., Retirement, Asset Managment, Investment Management, Term Life Insurance, FINRA, Wealth Management..., ETFs, 401k Rollovers, 529 Plans, Wealth Accumulation, High Net Worth..., Separately Managed..., Roth IRA, Stocks, Financial Goals, Trust Services, Municipal Bonds, Structured Products, Life, Equity Research, Financial Markets, College Savings Plans, Long Term Care Insurance, Qualified Retirement..., Options, SEP IRA, Investment Advisory...
Education
University of Central Florida 2002 — 2005
Polk Community College 1999 — 2002
Winter Haven Senior High School 1995 — 1999
Jenna Levy Jenna Levy's Wachovia Securities, LLC Experience June 2005 - August 2005
Job HR Business Partner at Discovery Communications
Industry Broadcast Media
Experience
Discovery Communications June 2015 - Present
Discovery Communications May 2015 - June 2015
Discovery Communications September 2012 - May 2015
Discovery Communications April 2012 - September 2012
Discovery Communications July 2009 - April 2012
The Onion May 2009 - July 2009
Skidmore College September 2008 - May 2009
Discovery Communications May 2008 - August 2008
BR Guest May 2008 - August 2008
Wachovia Securities, LLC June 2005 - August 2005
Education
Skidmore College 2005 — 2009
Bachelor of Science
Montclair Kimberley Academy 2001 — 2005
Discovery Communications June 2015 - Present
Discovery Communications May 2015 - June 2015
Discovery Communications September 2012 - May 2015
Discovery Communications April 2012 - September 2012
Discovery Communications July 2009 - April 2012
The Onion May 2009 - July 2009
Skidmore College September 2008 - May 2009
Discovery Communications May 2008 - August 2008
BR Guest May 2008 - August 2008
Wachovia Securities, LLC June 2005 - August 2005
Education
Skidmore College 2005 — 2009
Bachelor of Science
Montclair Kimberley Academy 2001 — 2005
Dennis E. Mojares, Jr. Dennis E. Mojares, Jr.'s Wachovia Securities, LLC Experience 2003 - 2007
Job Vice President Financial Consultant at Charles Schwab
Industry Financial Services
Experience
Charles Schwab 2007 - Present
Wachovia Securities, LLC 2003 - 2007
HSBC Retail Banking and Wealth Management 2002 - 2003
UBS Financial Services 2000 - 2002
Merrill Lynch 1995 - 2000
Skills
Equities, Asset Management, Asset Allocation
Education
Saint Bonaventure University 1985 — 1990
Bachelor of Arts (BA), Psychology/Finance
Oratory Catholic Prep 1979 — 1985
Oak Knoll School
Charles Schwab 2007 - Present
Wachovia Securities, LLC 2003 - 2007
HSBC Retail Banking and Wealth Management 2002 - 2003
UBS Financial Services 2000 - 2002
Merrill Lynch 1995 - 2000
Skills
Equities, Asset Management, Asset Allocation
Education
Saint Bonaventure University 1985 — 1990
Bachelor of Arts (BA), Psychology/Finance
Oratory Catholic Prep 1979 — 1985
Oak Knoll School
David Straeten David Straeten's Wachovia Securities, LLC Experience June 2006 - April 2008
Job Compliance Control Group at Wells Fargo Securities, LLC
Industry Investment Banking
Experience
Wells Fargo Securities December 2013 - Present
Wells Fargo Securities, LLC November 2010 - December 2013
Wells Fargo Advisors October 2009 - October 2010
Wachovia Securities May 2008 - October 2009
Wachovia Securities, LLC June 2006 - April 2008
WACHOVIA SECURITIES July 2003 - May 2006
Skills
Series 7, Securities, FINRA, Series 66, Series 24, Compliance, Series 63, Capital Markets, Mutual Funds, Alternative Investments, Fixed Income, Bonds, Equities, Investment Banking, Risk Management, Hedge Funds, Series 79
Education
Randolph-Macon College 1999 — 2003
Economics/Business, Economics
Norfolk Academy 1987 — 1999
Wells Fargo Securities December 2013 - Present
Wells Fargo Securities, LLC November 2010 - December 2013
Wells Fargo Advisors October 2009 - October 2010
Wachovia Securities May 2008 - October 2009
Wachovia Securities, LLC June 2006 - April 2008
WACHOVIA SECURITIES July 2003 - May 2006
Skills
Series 7, Securities, FINRA, Series 66, Series 24, Compliance, Series 63, Capital Markets, Mutual Funds, Alternative Investments, Fixed Income, Bonds, Equities, Investment Banking, Risk Management, Hedge Funds, Series 79
Education
Randolph-Macon College 1999 — 2003
Economics/Business, Economics
Norfolk Academy 1987 — 1999
Roger Loesch's Wachovia Securities, LLC Experience July 2006 - July 2009
Job Vice President, Market Risk, Bank of America
Industry Banking
Experience
Bank of America 2013 - Present
Bank of America - Merrill Lynch Division 2010 - 2013
Wachovia Securities, LLC July 2006 - July 2009
Morgan Stanley August 2003 - January 2006
Merrill Lynch April 2000 - May 2002
Morgan Stanley January 1999 - April 2000
A.T. Kearney January 1997 - April 1999
Christie's December 1992 - December 1996
Kraft Foods Group June 1986 - December 1992
Skills
Wealth Management, Private Equity, Strategy, Investments, Financial Services, Financial Modeling, Accounting, Insurance, Corporate Finance, Banking, Financial Management, Operations Management, Asset Managment, Team Leadership, Organizational..., Recruiting, Project Management, Securities, Strategic Finance, Matrix Management, Business Continuity..., Portfolio Optimization, Portfolio Management, Compliance Oversight, Risk Management, Strategic Financial..., Management, Economics, Human Resource Planning, Compensation Strategies, Real Estate Negotiating, Location Management, Facilities Management, Global Leadership, Multi-Site Experience, Cross Functional Team..., Offshore Solutions, Financial Projection, Corporate Budgeting, Negotiation, Cost-containment, Administration, Cost Control, Sales&Marketing, Presentations, Microsoft Excel, Microsoft Word, Microsoft PowerPoint, Organizational Review, Change Management
Education
University of Notre Dame - Mendoza College of Business 1985 — 1986
MBA, Finance with Honors
Purdue University - Krannert School of Management 1981 — 1985
B.S., General Management
Bank of America 2013 - Present
Bank of America - Merrill Lynch Division 2010 - 2013
Wachovia Securities, LLC July 2006 - July 2009
Morgan Stanley August 2003 - January 2006
Merrill Lynch April 2000 - May 2002
Morgan Stanley January 1999 - April 2000
A.T. Kearney January 1997 - April 1999
Christie's December 1992 - December 1996
Kraft Foods Group June 1986 - December 1992
Skills
Wealth Management, Private Equity, Strategy, Investments, Financial Services, Financial Modeling, Accounting, Insurance, Corporate Finance, Banking, Financial Management, Operations Management, Asset Managment, Team Leadership, Organizational..., Recruiting, Project Management, Securities, Strategic Finance, Matrix Management, Business Continuity..., Portfolio Optimization, Portfolio Management, Compliance Oversight, Risk Management, Strategic Financial..., Management, Economics, Human Resource Planning, Compensation Strategies, Real Estate Negotiating, Location Management, Facilities Management, Global Leadership, Multi-Site Experience, Cross Functional Team..., Offshore Solutions, Financial Projection, Corporate Budgeting, Negotiation, Cost-containment, Administration, Cost Control, Sales&Marketing, Presentations, Microsoft Excel, Microsoft Word, Microsoft PowerPoint, Organizational Review, Change Management
Education
University of Notre Dame - Mendoza College of Business 1985 — 1986
MBA, Finance with Honors
Purdue University - Krannert School of Management 1981 — 1985
B.S., General Management
Gus Katsadouros Gus Katsadouros's Wachovia Securities, LLC Experience May 1986 - June 2008
Job Managing Member at Osprey CRE Funding, LLC
Industry Financial Services
Experience
GlassRatner Advisory & Capital Group September 2010 - Present
Osprey CRE Funding, LLC and Osprey Capital Partners, LLC September 2010 - Present
Osprey Investment Company June 2008 - September 2010
Wachovia Securities, LLC May 1986 - June 2008
Skills
Debt Restructuring, Asset Managment, Restructuring, Financial Modeling, Bankruptcy, Loans, Private Equity, Portfolio Management, Credit Analysis, Financial Analysis, Investment Banking, Real Estate, Commercial Lending, Structured Finance, Finance, Real Estate Economics, Asset Management, Investments, Real Estate Financing, Credit, Acquisitions, Mezzanine, Loan Origination, Financial Structuring, Commercial Real Estate
Education
Queens University of Charlotte 1990 — 1992
Master of Business Administration (MBA)
University of North Carolina at Charlotte 1982 — 1986
BA, Business Administration
GlassRatner Advisory & Capital Group September 2010 - Present
Osprey CRE Funding, LLC and Osprey Capital Partners, LLC September 2010 - Present
Osprey Investment Company June 2008 - September 2010
Wachovia Securities, LLC May 1986 - June 2008
Skills
Debt Restructuring, Asset Managment, Restructuring, Financial Modeling, Bankruptcy, Loans, Private Equity, Portfolio Management, Credit Analysis, Financial Analysis, Investment Banking, Real Estate, Commercial Lending, Structured Finance, Finance, Real Estate Economics, Asset Management, Investments, Real Estate Financing, Credit, Acquisitions, Mezzanine, Loan Origination, Financial Structuring, Commercial Real Estate
Education
Queens University of Charlotte 1990 — 1992
Master of Business Administration (MBA)
University of North Carolina at Charlotte 1982 — 1986
BA, Business Administration
Nicholas Lanzi's Wachovia Securities, LLC Experience June 2006 - July 2008
Job Corporate Development at Aetna
Industry Financial Services
Experience
Aetna March 2015 - Present
Moorgate Partners January 2014 - December 2014
Moorgate Partners September 2010 - December 2013
Mav6 August 2008 - August 2010
Wachovia Securities, LLC June 2006 - July 2008
Morgan Stanley June 2005 - September 2005
Baltimore Ravens July 2004 - September 2004
Skills
Financial Modeling, Private Equity, Mergers, Due Diligence, Valuation, Corporate Finance, Mergers & Acquisitions, Equities, Bloomberg, Investments, Budgets, Finance, Forecasting, Portfolio Management, Analysis, Management
Education
Princeton University 2002 — 2006
AB, Economics
Elkton High School 1998 — 2002
Aetna March 2015 - Present
Moorgate Partners January 2014 - December 2014
Moorgate Partners September 2010 - December 2013
Mav6 August 2008 - August 2010
Wachovia Securities, LLC June 2006 - July 2008
Morgan Stanley June 2005 - September 2005
Baltimore Ravens July 2004 - September 2004
Skills
Financial Modeling, Private Equity, Mergers, Due Diligence, Valuation, Corporate Finance, Mergers & Acquisitions, Equities, Bloomberg, Investments, Budgets, Finance, Forecasting, Portfolio Management, Analysis, Management
Education
Princeton University 2002 — 2006
AB, Economics
Elkton High School 1998 — 2002
Ron Charboneau's Wachovia Securities, LLC Experience October 2008 - April 2009
Job Sr. Systems Training Specialist, Implementation Services at Kindred Healthcare
Industry Professional Training & Coaching
Experience
Kindred Healthcare February 2012 - Present
Capital One June 2011 - April 2012
TD Bank Group May 2011 - June 2011
Wells Fargo Advisors October 2010 - March 2011
Wells Fargo Advisors, LLC October 2009 - October 2010
TD Bank July 2009 - January 2010
Wachovia Securities, LLC October 2008 - April 2009
Price Metrix October 2007 - February 2008
Colonial Bank, N.A. October 2000 - January 2007
Skills
Change Management, Training, Management, Leadership Development, Team Building, Project Planning, Instructional Design, Organizational..., Integration, Customer Service, Team Leadership, Needs Analysis, Analysis, Outlook, PowerPoint, Retail, Teaching, Mentoring, Operations Management, Strategic Planning, Risk Management, Problem Solving, Team Management, Visio, Microsoft Excel, Administration, Account Management, Banking, Business Management, Customer Relations, Excel, Hospitality, Internet, English, Inventory Management, Knowledge Management, Logistics, Mergers, Organizing, Purchasing, Quickbooks, Quality Management, Real Estate, Troubleshooting, Teamwork, VoIP, Word, Windows, Yahoo, Project Management
Education
Southwest Florida College 1997 — 1998
Court Reporting Certification, Court Reporting/Court Reporter
Henry Ford Community College 1981 — 1985
Associates, Accounting
Kindred Healthcare February 2012 - Present
Capital One June 2011 - April 2012
TD Bank Group May 2011 - June 2011
Wells Fargo Advisors October 2010 - March 2011
Wells Fargo Advisors, LLC October 2009 - October 2010
TD Bank July 2009 - January 2010
Wachovia Securities, LLC October 2008 - April 2009
Price Metrix October 2007 - February 2008
Colonial Bank, N.A. October 2000 - January 2007
Skills
Change Management, Training, Management, Leadership Development, Team Building, Project Planning, Instructional Design, Organizational..., Integration, Customer Service, Team Leadership, Needs Analysis, Analysis, Outlook, PowerPoint, Retail, Teaching, Mentoring, Operations Management, Strategic Planning, Risk Management, Problem Solving, Team Management, Visio, Microsoft Excel, Administration, Account Management, Banking, Business Management, Customer Relations, Excel, Hospitality, Internet, English, Inventory Management, Knowledge Management, Logistics, Mergers, Organizing, Purchasing, Quickbooks, Quality Management, Real Estate, Troubleshooting, Teamwork, VoIP, Word, Windows, Yahoo, Project Management
Education
Southwest Florida College 1997 — 1998
Court Reporting Certification, Court Reporting/Court Reporter
Henry Ford Community College 1981 — 1985
Associates, Accounting
Bud Pernoll Bud Pernoll's Wachovia Securities, LLC Experience March 2000 - September 2004
Job CEO at Bay Mutual Financial
Industry Financial Services
Experience
Bay Mutual Financial September 2004 - Present
Wachovia Securities, LLC March 2000 - September 2004
Morgan Stanley March 1993 - March 2000
Skills
Wealth Management, Finance, Wealth Management..., Management, Investment Advisory, Series 63, 401k, Retirement, Retirement Planning, Asset Allocation, Investments, Mutual Funds, Non-Qualified Deferred..., Series 7, Strategic Planning, Risk Management, Venture Capital, Asset Management, Start-ups, Financial Services
Education
Southern Methodist University 1985 — 1989
BA
Metairie Park Country Day
Bay Mutual Financial September 2004 - Present
Wachovia Securities, LLC March 2000 - September 2004
Morgan Stanley March 1993 - March 2000
Skills
Wealth Management, Finance, Wealth Management..., Management, Investment Advisory, Series 63, 401k, Retirement, Retirement Planning, Asset Allocation, Investments, Mutual Funds, Non-Qualified Deferred..., Series 7, Strategic Planning, Risk Management, Venture Capital, Asset Management, Start-ups, Financial Services
Education
Southern Methodist University 1985 — 1989
BA
Metairie Park Country Day
Mike Cerato Mike Cerato's Wachovia Securities, LLC Experience August 2000 - February 2004
Job Financial Advisor/Managing Director of The Cerato Group LLC
Industry Financial Services
Experience
The Cerato Group, LLC February 2004 - Present
Wachovia Securities, LLC August 2000 - February 2004
First Albany Securities March 1988 - August 2000
Moseley Securities February 1984 - March 1988
moseley securities 1984 - 1988
Skills
Finance, Portfolio Management, Risk Management, Investments, Wealth Management, Asset Managment, Financial Analysis, Tax, Asset Management, Securities, Mutual Funds, Management, Financial Services, Retirement Planning, Banking, Strategic Financial..., Series 7
Education
Southern New Hampshire University 1978 — 1982
B.S, Marketing, Finance and Taxation
Southern New Hampshire University 1978 — 1982
Bachelor's degree, Marketing, Graduated Magna Cum Laude
The Cerato Group, LLC February 2004 - Present
Wachovia Securities, LLC August 2000 - February 2004
First Albany Securities March 1988 - August 2000
Moseley Securities February 1984 - March 1988
moseley securities 1984 - 1988
Skills
Finance, Portfolio Management, Risk Management, Investments, Wealth Management, Asset Managment, Financial Analysis, Tax, Asset Management, Securities, Mutual Funds, Management, Financial Services, Retirement Planning, Banking, Strategic Financial..., Series 7
Education
Southern New Hampshire University 1978 — 1982
B.S, Marketing, Finance and Taxation
Southern New Hampshire University 1978 — 1982
Bachelor's degree, Marketing, Graduated Magna Cum Laude
Will McPhaden Will McPhaden's Wachovia Securities, LLC Experience June 2008 - April 2010
Job Senior Associate at PIMCO
Industry Investment Management
Experience
PIMCO January 2011 - Present
Prudential Investments April 2010 - January 2011
Wachovia Securities LLC June 2008 - April 2010
Skills
Mutual Funds, Series 7, Investments, Credit Risk, Asset Management, Fixed Income, Asset Allocation, Finance, Equities, Alternative Investments, Securities, Bonds, Investment Management
Education
Quinnipiac University - School of Business 2004 — 2008
BS, Economics, Finance
PIMCO January 2011 - Present
Prudential Investments April 2010 - January 2011
Wachovia Securities LLC June 2008 - April 2010
Skills
Mutual Funds, Series 7, Investments, Credit Risk, Asset Management, Fixed Income, Asset Allocation, Finance, Equities, Alternative Investments, Securities, Bonds, Investment Management
Education
Quinnipiac University - School of Business 2004 — 2008
BS, Economics, Finance
Calvin Inge Calvin Inge's Wachovia Securities, LLC Experience September 2002 - September 2005
Job US Securities and Exchange Commission
Industry Financial Services
Experience
US Securities and Exchange Commission April 2010 - Present
Confidential 2009 - April 2010
Wachovia Securities September 2005 - September 2008
Wachovia Securities, LLC September 2002 - September 2005
Wachovia Securities, LLC September 2000 - September 2002
Merrill Lynch August 1997 - September 2000
Olde Brokerage 1996 - 1997
Skills
Compliance, Brokerage Operations, Prime Brokerage, FINOP, Financial Risk, Broker-Dealer, series 27, Clearance & Settlement, Regulatory Reporting, Back Office, Securities, Operational Risk, Mutual Funds, Investments, Securities Lending, Accounting, FINRA, Capital Markets, Account Reconciliation, Wealth Management, Banking, Derivatives, Series 63, Settlement, AML, Series 24, Asset Managment, Portfolio Management, Hedge Funds, Mortgage Lending, Series 7, Middle Office, Risk Management, Financial Services, Equities, Fixed Income, Asset Management, Brokers, Financial Markets, Credit Risk, Finance, Bloomberg, Operational Risk..., Due Diligence, Asset Allocation, Internal Audit, Investment Advisory, Financial Regulation, USA PATRIOT Act, Cash Management
Education
Rutgers, The State University of New Jersey-New Brunswick 1994 — 1996
Business Administration
Rutgers University – Camden 1991 — 1993
Pennsuaken Technical High School 1987 — 1991
US Securities and Exchange Commission April 2010 - Present
Confidential 2009 - April 2010
Wachovia Securities September 2005 - September 2008
Wachovia Securities, LLC September 2002 - September 2005
Wachovia Securities, LLC September 2000 - September 2002
Merrill Lynch August 1997 - September 2000
Olde Brokerage 1996 - 1997
Skills
Compliance, Brokerage Operations, Prime Brokerage, FINOP, Financial Risk, Broker-Dealer, series 27, Clearance & Settlement, Regulatory Reporting, Back Office, Securities, Operational Risk, Mutual Funds, Investments, Securities Lending, Accounting, FINRA, Capital Markets, Account Reconciliation, Wealth Management, Banking, Derivatives, Series 63, Settlement, AML, Series 24, Asset Managment, Portfolio Management, Hedge Funds, Mortgage Lending, Series 7, Middle Office, Risk Management, Financial Services, Equities, Fixed Income, Asset Management, Brokers, Financial Markets, Credit Risk, Finance, Bloomberg, Operational Risk..., Due Diligence, Asset Allocation, Internal Audit, Investment Advisory, Financial Regulation, USA PATRIOT Act, Cash Management
Education
Rutgers, The State University of New Jersey-New Brunswick 1994 — 1996
Business Administration
Rutgers University – Camden 1991 — 1993
Pennsuaken Technical High School 1987 — 1991
Jim Noble Jim Noble's Wachovia Securities, LLC Experience October 2009 - December 2009
Job Consultant at Association of American Medical Colleges (AAMC)
Industry Information Technology and Services
Experience
Virtual Interworks, Inc October 2009 - Present
Association of American Medical Colleges (AAMC) November 2014 - Present
WorldStrides April 2014 - November 2014
Carmax November 2010 - April 2014
Relay Foods July 2010 - October 2010
SNL Financial January 2010 - October 2010
Wachovia Securities, LLC October 2009 - December 2009
Musictoday July 2006 - October 2009
Technisource July 2006 - September 2006
Syracuse Research Corporation March 2002 - July 2006
Skills
Web Services, Software Development, Database Design, Agile Methodologies, .NET, C#, ASP.NET, XML, SQL, Microsoft SQL Server, Enterprise Architecture, ASP.NET MVC, Software Solution..., Zachman, SSRS, Integration, Visual Studio, Software Engineering, AJAX, WCF Services, jQuery, Test Driven Development, Aspect Oriented..., Databases, SOA, Web Development, Web Applications, Scrum
Education
University of Virginia 2012 — 2013
Master of Science (M.S.), Management Information Technology
Syracuse University 2002 — 2003
N/A, Computer Engineering
State University of New York College at Oswego 1997 — 2000
B.A., Information Science
Virtual Interworks, Inc October 2009 - Present
Association of American Medical Colleges (AAMC) November 2014 - Present
WorldStrides April 2014 - November 2014
Carmax November 2010 - April 2014
Relay Foods July 2010 - October 2010
SNL Financial January 2010 - October 2010
Wachovia Securities, LLC October 2009 - December 2009
Musictoday July 2006 - October 2009
Technisource July 2006 - September 2006
Syracuse Research Corporation March 2002 - July 2006
Skills
Web Services, Software Development, Database Design, Agile Methodologies, .NET, C#, ASP.NET, XML, SQL, Microsoft SQL Server, Enterprise Architecture, ASP.NET MVC, Software Solution..., Zachman, SSRS, Integration, Visual Studio, Software Engineering, AJAX, WCF Services, jQuery, Test Driven Development, Aspect Oriented..., Databases, SOA, Web Development, Web Applications, Scrum
Education
University of Virginia 2012 — 2013
Master of Science (M.S.), Management Information Technology
Syracuse University 2002 — 2003
N/A, Computer Engineering
State University of New York College at Oswego 1997 — 2000
B.A., Information Science
Patrick Dennis Patrick Dennis's Wachovia Securities, LLC Experience 1998 - 2008
Job Founding Principal & Managing Director, Oyster Consulting, LLC
Industry Financial Services
Experience
Oyster Consulting, LLC August 2008 - Present
Wachovia Securities, LLC 1998 - 2008
Banc One Securities Corporation December 1996 - December 1998
U.S. Securities and Exchange Commission June 1991 - December 1996
Cadwalader, Wickersham & Taft LLP January 1989 - June 1991
US Securities and Exchange Commission January 1986 - January 1989
Skills
FINRA, Securities, Securities Regulation, Investment Advisory, AML, Series 7, Capital Markets, SEC, Mutual Funds, Risk Management, Hedge Funds, Corporate Governance, Private Equity, Asset Managment, Investments, Equities, Licensing, Series 63, Due Diligence, Fixed Income, Golf Resorts, Asset Management, Golf Courses, Mergers & Acquisitions, Series 24, Investment Management, Financial Services, Alternative Investments, Corporate Finance, Wealth Management, Arbitration, Financial Markets, Options, Derivatives, ETFs
Education
University of Wisconsin-Madison 1984 — 1985
JD, Law
Rochester Institute of Technology 1973 — 1975
BS, Management
Oyster Consulting, LLC August 2008 - Present
Wachovia Securities, LLC 1998 - 2008
Banc One Securities Corporation December 1996 - December 1998
U.S. Securities and Exchange Commission June 1991 - December 1996
Cadwalader, Wickersham & Taft LLP January 1989 - June 1991
US Securities and Exchange Commission January 1986 - January 1989
Skills
FINRA, Securities, Securities Regulation, Investment Advisory, AML, Series 7, Capital Markets, SEC, Mutual Funds, Risk Management, Hedge Funds, Corporate Governance, Private Equity, Asset Managment, Investments, Equities, Licensing, Series 63, Due Diligence, Fixed Income, Golf Resorts, Asset Management, Golf Courses, Mergers & Acquisitions, Series 24, Investment Management, Financial Services, Alternative Investments, Corporate Finance, Wealth Management, Arbitration, Financial Markets, Options, Derivatives, ETFs
Education
University of Wisconsin-Madison 1984 — 1985
JD, Law
Rochester Institute of Technology 1973 — 1975
BS, Management
Joerg Picard Joerg Picard's Wachovia Securities, LLC Experience November 2007 - March 2009
Job Ph.D. Candidate for Finance at Michigan State University
Industry Higher Education
Experience
Michigan State University September 2011 - Present
Grand Angels June 2009 - Present
Picard Holding USA, Inc. July 2004 - December 2014
Grand Valley State University September 2009 - December 2011
Wachovia Securities, LLC November 2007 - March 2009
C.A.PICARD Production Technology July 2004 - October 2007
C.A.PICARD Production Technology July 1999 - June 2004
C.A.PICARD Inc. April 1996 - June 1999
Skills
Strategic Planning, Financial Reporting, Managerial Finance, Corporate Finance, Project Management, Data Analysis, Private Equity, Strategy, Financial Modeling
Education
University of California, Irvine - The Paul Merage School of Business 1997 — 1999
MBA
RWTH Aachen University 1988 — 1995
Dipl. Ing., Mechanical Engineering
Michigan State University September 2011 - Present
Grand Angels June 2009 - Present
Picard Holding USA, Inc. July 2004 - December 2014
Grand Valley State University September 2009 - December 2011
Wachovia Securities, LLC November 2007 - March 2009
C.A.PICARD Production Technology July 2004 - October 2007
C.A.PICARD Production Technology July 1999 - June 2004
C.A.PICARD Inc. April 1996 - June 1999
Skills
Strategic Planning, Financial Reporting, Managerial Finance, Corporate Finance, Project Management, Data Analysis, Private Equity, Strategy, Financial Modeling
Education
University of California, Irvine - The Paul Merage School of Business 1997 — 1999
MBA
RWTH Aachen University 1988 — 1995
Dipl. Ing., Mechanical Engineering
Darin Valentine, CPA Darin Valentine, CPA's Wachovia Securities, LLC Experience January 2006 - May 2006
Job Manager at Wiss & Company, LLP
Industry Accounting
Experience
Wiss & Company, LLP September 2007 - Present
Wachovia Securities, LLC January 2006 - May 2006
Skills
Accounting, GAAP, Payroll, Financial Accounting, US GAAP, CPA, Small Business, Internal Controls, Auditing, Tax, Corporate Tax, Tax Preparation, Financial Reporting
Education
Rutgers University-New Brunswick 2007 — 2008
MAcc, Financial Accounting
Rowan University 2003 — 2007
B.S., Accounting
Wiss & Company, LLP September 2007 - Present
Wachovia Securities, LLC January 2006 - May 2006
Skills
Accounting, GAAP, Payroll, Financial Accounting, US GAAP, CPA, Small Business, Internal Controls, Auditing, Tax, Corporate Tax, Tax Preparation, Financial Reporting
Education
Rutgers University-New Brunswick 2007 — 2008
MAcc, Financial Accounting
Rowan University 2003 — 2007
B.S., Accounting
Scott Umstead Scott Umstead's Wachovia Securities, LLC Experience July 2003 - November 2003
Job Vice Chairman at Fusion Investment Group LLC
Industry Investment Management
Experience
Fusion Investment Group LLC August 2010 - Present
Wachovia Securities, LLC July 2003 - November 2003
Skills
Equities, Investment Strategies, Financial Analysis, Asset Allocation, Hedge Funds, Wealth Management, ETFs, Series 7, Fixed Income, Investments, Retirement Planning, Asset Managment, Alternative Investments, Strategy, Strategic Financial..., Asset Management, Mutual Funds, Finance, Securities
Education
Southern Methodist University 1973 — 1974
BA, English & Spanish
Fusion Investment Group LLC August 2010 - Present
Wachovia Securities, LLC July 2003 - November 2003
Skills
Equities, Investment Strategies, Financial Analysis, Asset Allocation, Hedge Funds, Wealth Management, ETFs, Series 7, Fixed Income, Investments, Retirement Planning, Asset Managment, Alternative Investments, Strategy, Strategic Financial..., Asset Management, Mutual Funds, Finance, Securities
Education
Southern Methodist University 1973 — 1974
BA, English & Spanish
Masha (Maria) Bitterman-Siladin Masha (Maria) Bitterman-Siladin's Wachovia Securities, LLC Experience May 2008 - April 2009
Job Principal Consultant at Impact Makers
Industry Information Services
Experience
Impact Makers January 2013 - Present
Virginia Commonwealth University 2008 - Present
GE Healthcare January 2010 - January 2013
Tek Systems May 2007 - September 2011
Wachovia Securities, LLC May 2008 - April 2009
Health Management Corporation March 2007 - April 2008
Udig Technologies March 2007 - May 2007
Circuit City April 2005 - February 2007
DMV 2007 - 2007
Circuit City 2000 - 2007
Skills
Program Management, Workshop Facilitation, Outsourcing, Contract Negotiation, SDLC, Business Analysis, Vendor Management, Project Management, Process Improvement, Data Warehousing, Business Intelligence, Change Management, Requirements Analysis, PMP, Visio, Team Leadership, Requirements Gathering, IT Strategy, Data Modeling, Enterprise Architecture, Strategic Planning, Agile Methodologies, Business Process, Cross-functional Team..., IT Management, Integration, MS Project, Management, Software Documentation
Education
The George Washington University 2002 — 2002
Master Certificate in Project Management, Project Management
University of Richmond 1994 — 1996
MBA, Business Administration
State University of Management (SUM) 1981 — 1990
PhD, Economics
Impact Makers January 2013 - Present
Virginia Commonwealth University 2008 - Present
GE Healthcare January 2010 - January 2013
Tek Systems May 2007 - September 2011
Wachovia Securities, LLC May 2008 - April 2009
Health Management Corporation March 2007 - April 2008
Udig Technologies March 2007 - May 2007
Circuit City April 2005 - February 2007
DMV 2007 - 2007
Circuit City 2000 - 2007
Skills
Program Management, Workshop Facilitation, Outsourcing, Contract Negotiation, SDLC, Business Analysis, Vendor Management, Project Management, Process Improvement, Data Warehousing, Business Intelligence, Change Management, Requirements Analysis, PMP, Visio, Team Leadership, Requirements Gathering, IT Strategy, Data Modeling, Enterprise Architecture, Strategic Planning, Agile Methodologies, Business Process, Cross-functional Team..., IT Management, Integration, MS Project, Management, Software Documentation
Education
The George Washington University 2002 — 2002
Master Certificate in Project Management, Project Management
University of Richmond 1994 — 1996
MBA, Business Administration
State University of Management (SUM) 1981 — 1990
PhD, Economics
Coleman Risch Coleman Risch's Wachovia Securities, LLC Experience June 2006 - August 2006
Job Operations Engineer at NiSource
Industry Utilities
Experience
NiSource May 2015 - Present
Nicor Gas April 2014 - Present
AGL Resources April 2012 - April 2014
Nicor Gas February 2010 - April 2012
Nicor Gas August 2008 - February 2010
Trane May 2007 - August 2007
Wachovia Securities, LLC June 2006 - August 2006
Skills
Change Management, Engineering, Customer Service, Supervisory Skills, Gas, Natural Gas, Pipelines, Business Process..., Energy, Project Engineering, Project Management, Construction, Leadership, Management, Process Improvement
Education
Purdue University
BS, Industrial Engineering
University of Illinois at Chicago
MBA, Accounting and Finance
NiSource May 2015 - Present
Nicor Gas April 2014 - Present
AGL Resources April 2012 - April 2014
Nicor Gas February 2010 - April 2012
Nicor Gas August 2008 - February 2010
Trane May 2007 - August 2007
Wachovia Securities, LLC June 2006 - August 2006
Skills
Change Management, Engineering, Customer Service, Supervisory Skills, Gas, Natural Gas, Pipelines, Business Process..., Energy, Project Engineering, Project Management, Construction, Leadership, Management, Process Improvement
Education
Purdue University
BS, Industrial Engineering
University of Illinois at Chicago
MBA, Accounting and Finance
Stephen Saunders's Wachovia Securities, LLC Experience 1996 - 2008
Job Managing Director at North Inlet Group
Industry Investment Banking
Experience
North Inlet Group 2013 - Present
Fennebresque & Co. 2008 - 2012
Wachovia Securities, LLC 1996 - 2008
Bulletin Intelligence 1991 - 1995
Skills
Private Equity, Corporate Development, Due Diligence, Valuation, Mergers, Corporate Finance, LBO, Divestitures, Investment Banking, Strategic Planning, M&A experience, M&A execution, Acquisitions, Strategic Thinking, Strategy, Financial Modeling, Financial Structuring, Acquisition Integration, Strategic Consulting, Mergers & Acquisitions, Management Consulting, Finance, Restructuring, Management, Venture Capital
Education
University of Virginia - Darden Graduate School of Business Administration 1995 — 1997
MBA, Finance, General
Sewanee-The University of the South 1987 — 1991
BA, English Language and Literature/Letters
North Inlet Group 2013 - Present
Fennebresque & Co. 2008 - 2012
Wachovia Securities, LLC 1996 - 2008
Bulletin Intelligence 1991 - 1995
Skills
Private Equity, Corporate Development, Due Diligence, Valuation, Mergers, Corporate Finance, LBO, Divestitures, Investment Banking, Strategic Planning, M&A experience, M&A execution, Acquisitions, Strategic Thinking, Strategy, Financial Modeling, Financial Structuring, Acquisition Integration, Strategic Consulting, Mergers & Acquisitions, Management Consulting, Finance, Restructuring, Management, Venture Capital
Education
University of Virginia - Darden Graduate School of Business Administration 1995 — 1997
MBA, Finance, General
Sewanee-The University of the South 1987 — 1991
BA, English Language and Literature/Letters
Donald Bagley Donald Bagley's Wachovia Securities, LLC Experience December 2005 - April 2009
Job Senior Vice PresidentInvestments at Wells Fargo Advisors, LLC.
Industry Financial Services
Experience
Wells Fargo Advisors, LLC May 2009 - Present
Wachovia Securities, LLC December 2005 - April 2009
Piper Jaffray Corp October 2000 - December 2005
Prudential Securities 1989 - 2000
Skills
Investments, Retirement Planning, Alternative Investments, Investment Strategies, Mutual Funds, Strategy, Business Development, Asset Allocation, Financial Advisory, Bonds, 401k
Education
San Francisco State University, College of Business 1982 — 1986
B.S., Finance
University High School (Irvine) 1974 — 1978
high school diploma
Wells Fargo Advisors, LLC May 2009 - Present
Wachovia Securities, LLC December 2005 - April 2009
Piper Jaffray Corp October 2000 - December 2005
Prudential Securities 1989 - 2000
Skills
Investments, Retirement Planning, Alternative Investments, Investment Strategies, Mutual Funds, Strategy, Business Development, Asset Allocation, Financial Advisory, Bonds, 401k
Education
San Francisco State University, College of Business 1982 — 1986
B.S., Finance
University High School (Irvine) 1974 — 1978
high school diploma
Kevin Nicholson, CFA Kevin Nicholson, CFA's Wachovia Securities, LLC Experience June 2007 - October 2008
Job Chief Risk Officer at Riverfront Investment Group
Industry Financial Services
Experience
RiverFront Investment Group January 2012 - Present
Riverfront Investment Group June 2010 - January 2012
Wells Fargo Advisors, LLC October 2008 - June 2010
Wachovia Securities, LLC June 2007 - October 2008
Wachovia Securities, LLC December 2002 - June 2007
Wachovia Securities, LLC April 2000 - December 2002
Wheat First Union September 1993 - April 2000
Wheat First Butcher Singer February 1992 - September 1993
Education
Virginia Commonwealth University - School of Business 2004 — 2006
M.B.A., Finance
Randolph-Macon College 1988 — 1992
B.A., Business/Economics
RiverFront Investment Group January 2012 - Present
Riverfront Investment Group June 2010 - January 2012
Wells Fargo Advisors, LLC October 2008 - June 2010
Wachovia Securities, LLC June 2007 - October 2008
Wachovia Securities, LLC December 2002 - June 2007
Wachovia Securities, LLC April 2000 - December 2002
Wheat First Union September 1993 - April 2000
Wheat First Butcher Singer February 1992 - September 1993
Education
Virginia Commonwealth University - School of Business 2004 — 2006
M.B.A., Finance
Randolph-Macon College 1988 — 1992
B.A., Business/Economics
Rebecca Elrod's Wachovia Securities, LLC Experience September 2007 - April 2008
Job Associate Vice President at Singerman Real Estate, LLC
Industry Financial Services
Experience
Singerman Real Estate, LLC April 2015 - Present
Goldman Sachs July 2010 - April 2015
Girls Incorporated of Metropolitan Dallas May 2009 - August 2009
Wachovia Securities, LLC September 2007 - April 2008
Skills
Argus Modeling, Financial Modeling, Commercial Real Estate, Real Estate Financing, Real Estate Development, Microsoft Excel, DCF Valuation, Real Estate Due..., Real Estate Acquisitions, Asset Management, Microsoft Office
Education
Southern Methodist University 2006 — 2010
BS, BA, Economics, Political Science, Public Policy
Singerman Real Estate, LLC April 2015 - Present
Goldman Sachs July 2010 - April 2015
Girls Incorporated of Metropolitan Dallas May 2009 - August 2009
Wachovia Securities, LLC September 2007 - April 2008
Skills
Argus Modeling, Financial Modeling, Commercial Real Estate, Real Estate Financing, Real Estate Development, Microsoft Excel, DCF Valuation, Real Estate Due..., Real Estate Acquisitions, Asset Management, Microsoft Office
Education
Southern Methodist University 2006 — 2010
BS, BA, Economics, Political Science, Public Policy
Dan Gardiner Dan Gardiner's Wachovia Securities, LLC Experience 2002 - 2004
Job Account Executive SLG at Software AG
Industry Information Technology and Services
Experience
Software AG December 2012 - Present
Choice Connections of Northern Virginia November 2009 - December 2012
Wilson Golf June 2009 - March 2010
Club Glove June 2009 - March 2010
Nike Golf April 2006 - May 2009
Wachovia Securities, LLC 2002 - 2004
Merrill Lynch 1999 - 2002
Cleveland Golf 1991 - 1999
Maxfli Golf 1996 - 1997
Skills
Senior Housing Expert, Assisted Living..., Alzheimer's Housing..., Seniors Housing, Healthcare, Sales, Assisted Living, Competitive Analysis, Sales Operations, Training, Management, Elder Care, Solution Selling, Program Management, Customer Service, Salesforce.com, Golf, Merchandising, Retail, Coaching, Selling, Account Management, Cold Calling, Sales Process, Time Management, Strategic Planning, Business Development, Direct Sales, Marketing, Budgets
Education
State University of New York College at Plattsburgh 1982 — 1985
Bachelor of Arts (B.A.), History
Hebron Academy 1980 — 1981
East Greenwich High School 1977 — 1980
Software AG December 2012 - Present
Choice Connections of Northern Virginia November 2009 - December 2012
Wilson Golf June 2009 - March 2010
Club Glove June 2009 - March 2010
Nike Golf April 2006 - May 2009
Wachovia Securities, LLC 2002 - 2004
Merrill Lynch 1999 - 2002
Cleveland Golf 1991 - 1999
Maxfli Golf 1996 - 1997
Skills
Senior Housing Expert, Assisted Living..., Alzheimer's Housing..., Seniors Housing, Healthcare, Sales, Assisted Living, Competitive Analysis, Sales Operations, Training, Management, Elder Care, Solution Selling, Program Management, Customer Service, Salesforce.com, Golf, Merchandising, Retail, Coaching, Selling, Account Management, Cold Calling, Sales Process, Time Management, Strategic Planning, Business Development, Direct Sales, Marketing, Budgets
Education
State University of New York College at Plattsburgh 1982 — 1985
Bachelor of Arts (B.A.), History
Hebron Academy 1980 — 1981
East Greenwich High School 1977 — 1980
Brian Snipes, MBA, PMP® Brian Snipes, MBA, PMP®'s Wachovia Securities, LLC Experience February 2000 - June 2001
Job Project Manager and Business Analyst at Weber & Associates, Inc.
Industry Information Technology and Services
Experience
Weber & Associates, Inc. September 2014 - Present
Brian Snipes Consulting April 2013 - Present
Universidad del Valle de México June 2010 - April 2013
Gulfstream Marine Finance June 2001 - May 2010
Wachovia Securities, LLC February 2000 - June 2001
First Union National Bank January 1999 - February 2000
Skills
Strategic Planning, Marketing Strategy, Leadership, Business Strategy, Sales, Business Planning, Start-ups, Marketing, Market Research, Management, New Business Development, Project Management, Financial Analysis, Sales Management, Team Leadership, Social Media, Strategy, Analysis, Microsoft Office, Public Speaking, Budgets, Negotiation, Insurance, Excel, PowerPoint, Spanish, Problem Solving, Research, Product Development, Financial Modeling, Microsoft Excel, Microsoft Word, Program Management, Customer Service, Customer Relations, Budgeting, Word, Online Marketing, Access, Competitive Analysis, Team Building, Change Management, Project Planning, Entrepreneurship, Management Consulting, Business Development, Coaching, Banking, Business Analysis
Education
University of Florida - Warrington College Of Business 2008 — 2010
MBA, Masters of Business Administration
Rollins College 1994 — 1998
BA, Economics, Business Administration
Christ Church Episcopal School 1990 — 1994
HS Diploma
Weber & Associates, Inc. September 2014 - Present
Brian Snipes Consulting April 2013 - Present
Universidad del Valle de México June 2010 - April 2013
Gulfstream Marine Finance June 2001 - May 2010
Wachovia Securities, LLC February 2000 - June 2001
First Union National Bank January 1999 - February 2000
Skills
Strategic Planning, Marketing Strategy, Leadership, Business Strategy, Sales, Business Planning, Start-ups, Marketing, Market Research, Management, New Business Development, Project Management, Financial Analysis, Sales Management, Team Leadership, Social Media, Strategy, Analysis, Microsoft Office, Public Speaking, Budgets, Negotiation, Insurance, Excel, PowerPoint, Spanish, Problem Solving, Research, Product Development, Financial Modeling, Microsoft Excel, Microsoft Word, Program Management, Customer Service, Customer Relations, Budgeting, Word, Online Marketing, Access, Competitive Analysis, Team Building, Change Management, Project Planning, Entrepreneurship, Management Consulting, Business Development, Coaching, Banking, Business Analysis
Education
University of Florida - Warrington College Of Business 2008 — 2010
MBA, Masters of Business Administration
Rollins College 1994 — 1998
BA, Economics, Business Administration
Christ Church Episcopal School 1990 — 1994
HS Diploma
deborah bradford deborah bradford's Wachovia Securities, LLC Experience April 2008 - March 2010
Job Business Development consultant at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors November 2005 - Present
Wachovia Securities, LLC April 2008 - March 2010
Wachovia Securities, LLC November 2005 - April 2008
Wachovia Securities, LLC 2001 - 2005
First Union National Bank (brokerage) 1997 - 2002
Bank of America (formerly NationsBanc) 1992 - 1995
Skills
Coaching, Accountability, Statistical Reporting, Strategic Planning, Training, Bonds, Financial Services, Banking, Series 65, FINRA, Fixed Income, Mutual Funds, Finance, Wealth Management, Retirement Planning, Securities, Asset Management, Series 7, Investments, Series 63, Asset Allocation, Portfolio Management
Education
Salem College
Wells Fargo Advisors November 2005 - Present
Wachovia Securities, LLC April 2008 - March 2010
Wachovia Securities, LLC November 2005 - April 2008
Wachovia Securities, LLC 2001 - 2005
First Union National Bank (brokerage) 1997 - 2002
Bank of America (formerly NationsBanc) 1992 - 1995
Skills
Coaching, Accountability, Statistical Reporting, Strategic Planning, Training, Bonds, Financial Services, Banking, Series 65, FINRA, Fixed Income, Mutual Funds, Finance, Wealth Management, Retirement Planning, Securities, Asset Management, Series 7, Investments, Series 63, Asset Allocation, Portfolio Management
Education
Salem College
Courtney Stulman Courtney Stulman's Wachovia Securities, LLC Experience March 2006 - April 2009
Job Wealth Management Recruiter at Wells Fargo
Industry Marketing and Advertising
Experience
Wells Fargo September 2011 - Present
TalentBridge March 2011 - June 2011
Red Ventures April 2009 - March 2011
Wachovia Securities, LLC March 2006 - April 2009
Skills
College Recruiting, Employee Relations, Temporary Staffing, Sourcing, Management, Recruiting, Temporary Placement, Internet Recruiting, Resume Writing, Screening Resumes, Benefits Negotiation, Employee Benefits, Cold Calling, Human Resources, Technical Recruiting, Applicant Tracking..., Talent Acquisition, Interviews, Staffing Services, Onboarding, Hiring, Contract Recruitment, Marketing, Financial Services, Talent Management, Training, Executive Search
Education
Roanoke College 1998 — 2002
Bachelor of Arts, Sociology
Wells Fargo September 2011 - Present
TalentBridge March 2011 - June 2011
Red Ventures April 2009 - March 2011
Wachovia Securities, LLC March 2006 - April 2009
Skills
College Recruiting, Employee Relations, Temporary Staffing, Sourcing, Management, Recruiting, Temporary Placement, Internet Recruiting, Resume Writing, Screening Resumes, Benefits Negotiation, Employee Benefits, Cold Calling, Human Resources, Technical Recruiting, Applicant Tracking..., Talent Acquisition, Interviews, Staffing Services, Onboarding, Hiring, Contract Recruitment, Marketing, Financial Services, Talent Management, Training, Executive Search
Education
Roanoke College 1998 — 2002
Bachelor of Arts, Sociology
Kirk Miles Kirk Miles's Wachovia Securities, LLC Experience May 2007 - August 2007
Job Marketing at Vessel
Industry Internet
Experience
Vessel July 2015 - Present
Nest June 2014 - September 2014
Hulu September 2012 - June 2013
Hulu September 2011 - August 2012
Barclays Capital June 2010 - September 2011
Barclays Capital June 2009 - August 2009
Triton Pacific Capital Partners November 2007 - January 2009
Wachovia Securities, LLC May 2007 - August 2007
Skills
Financial Modeling, Investment Banking, Equities, LBO, Strategy, Finance, Valuation, Financial Analysis, Accounting, Corporate Finance, Mergers, Microsoft Office, Analytics, Management, Business Strategy, Marketing, Mergers
Education
Stanford University Graduate School of Business 2013 — 2015
Master of Business Administration (MBA)
University of Southern California - Marshall School of Business 2006 — 2009
Bachelor of Science, Business Administration
Vessel July 2015 - Present
Nest June 2014 - September 2014
Hulu September 2012 - June 2013
Hulu September 2011 - August 2012
Barclays Capital June 2010 - September 2011
Barclays Capital June 2009 - August 2009
Triton Pacific Capital Partners November 2007 - January 2009
Wachovia Securities, LLC May 2007 - August 2007
Skills
Financial Modeling, Investment Banking, Equities, LBO, Strategy, Finance, Valuation, Financial Analysis, Accounting, Corporate Finance, Mergers, Microsoft Office, Analytics, Management, Business Strategy, Marketing, Mergers
Education
Stanford University Graduate School of Business 2013 — 2015
Master of Business Administration (MBA)
University of Southern California - Marshall School of Business 2006 — 2009
Bachelor of Science, Business Administration
Lauren Klun Lauren Klun's Wachovia Securities, LLC Experience February 2006 - November 2006
Job Technology Partnership Agreements at National Renewable Energy Laboratory
Industry Renewables & Environment
Experience
National Renewable Energy Laboratory November 2012 - Present
Lockheed Martin June 2009 - November 2012
Lockheed Martin July 2008 - June 2009
Wachovia Securities, LLC February 2006 - November 2006
Skills
Forecasting, Pricing, Program Management, Proposal Writing, Financial Reporting, Financial Modeling, Financial Analysis, Contract Negotiation, SAP, Cost Reduction, Cost Analysis, Cost Estimating, Business Strategy, Business Case..., Government Contracting, Negotiating Contracts, DFAR, Change Management, Consulting, Strategic Consulting, Process Consulting, Cross-functional Team..., Strategic Planning, Earned Value Management, Data Analysis, Management, Project Management, CRM, Process Improvement
Education
University of Maryland - Robert H. Smith School of Business 2010 — 2012
MBA, Entrepreneurial Studies
University of Minnesota - Carlson School of Management 2004 — 2008
BSB, Finance
Singapore Management University 2007 — 2007
Study Abroad
National Renewable Energy Laboratory November 2012 - Present
Lockheed Martin June 2009 - November 2012
Lockheed Martin July 2008 - June 2009
Wachovia Securities, LLC February 2006 - November 2006
Skills
Forecasting, Pricing, Program Management, Proposal Writing, Financial Reporting, Financial Modeling, Financial Analysis, Contract Negotiation, SAP, Cost Reduction, Cost Analysis, Cost Estimating, Business Strategy, Business Case..., Government Contracting, Negotiating Contracts, DFAR, Change Management, Consulting, Strategic Consulting, Process Consulting, Cross-functional Team..., Strategic Planning, Earned Value Management, Data Analysis, Management, Project Management, CRM, Process Improvement
Education
University of Maryland - Robert H. Smith School of Business 2010 — 2012
MBA, Entrepreneurial Studies
University of Minnesota - Carlson School of Management 2004 — 2008
BSB, Finance
Singapore Management University 2007 — 2007
Study Abroad
Kateryna Chupryna's Wachovia Securities, LLC Experience June 2008 - January 2010
Job KBW
Industry Financial Services
Experience
KBW May 2012 - Present
SGI Cambium, LLC June 2011 - May 2012
9Alpha Capital July 2010 - April 2011
Wachovia Securities, LLC June 2008 - January 2010
UBS Securities Co., Ltd June 2007 - August 2007
Education
Princeton University 2005 — 2008
BA, Clinical Psychology
Kent School, Kent CT
KBW May 2012 - Present
SGI Cambium, LLC June 2011 - May 2012
9Alpha Capital July 2010 - April 2011
Wachovia Securities, LLC June 2008 - January 2010
UBS Securities Co., Ltd June 2007 - August 2007
Education
Princeton University 2005 — 2008
BA, Clinical Psychology
Kent School, Kent CT
Stephen Giella Stephen Giella's Wachovia Securities, LLC Experience May 2003 - May 2009
Job Financial Advisor at Giella Financial Services,LLC
Industry Financial Services
Experience
Giella Financial Services December 2012 - Present
Edward Jones Investments May 2009 - December 2012
Wachovia Securities LLC May 2003 - May 2009
A.G. Edwards & Sons March 1995 - May 2003
Skills
Sales Management, investment knowledge, mentoring skills, Computer Literate, high energy, Team Leadership, Coaching, client development, integrity and..., strong communication..., excellent sales skills, ability to travel..., manage sales territory, team player, track record of..., Teamwork, Client Development, Strategic Financial..., Management, Insurance, Mutual Funds, Retirement, Fixed Annuities, Financial Advisory, Financial Planning
Education
Regent University 1992 — 1995
Master of Business Administration (MBA), Business
Regent Universtiy 1992 — 1995
Master of Business Administration (MBA), Business Administration and Management, 3.4965
St. Leo University 1989 — 1991
Bachelor of Arts (BA), Criminology
Giella Financial Services December 2012 - Present
Edward Jones Investments May 2009 - December 2012
Wachovia Securities LLC May 2003 - May 2009
A.G. Edwards & Sons March 1995 - May 2003
Skills
Sales Management, investment knowledge, mentoring skills, Computer Literate, high energy, Team Leadership, Coaching, client development, integrity and..., strong communication..., excellent sales skills, ability to travel..., manage sales territory, team player, track record of..., Teamwork, Client Development, Strategic Financial..., Management, Insurance, Mutual Funds, Retirement, Fixed Annuities, Financial Advisory, Financial Planning
Education
Regent University 1992 — 1995
Master of Business Administration (MBA), Business
Regent Universtiy 1992 — 1995
Master of Business Administration (MBA), Business Administration and Management, 3.4965
St. Leo University 1989 — 1991
Bachelor of Arts (BA), Criminology
Kimberly Simpson Kimberly Simpson's Wachovia Securities, LLC Experience September 1988 - September 1998
Job Human Resources Professional
Industry Human Resources
Experience
Waste Associates Holdings December 2007 - February 2009
Owens & Minor March 2007 - December 2007
Service Partners June 2005 - January 2007
The Reciprocal Group May 2001 - March 2005
Branch Cabell August 1999 - May 2001
The Janis Group September 1998 - June 1999
Wachovia Securities, LLC September 1988 - September 1998
Education
Radford University 1983 — 1985
Caroline High School 1979 — 1983
Waste Associates Holdings December 2007 - February 2009
Owens & Minor March 2007 - December 2007
Service Partners June 2005 - January 2007
The Reciprocal Group May 2001 - March 2005
Branch Cabell August 1999 - May 2001
The Janis Group September 1998 - June 1999
Wachovia Securities, LLC September 1988 - September 1998
Education
Radford University 1983 — 1985
Caroline High School 1979 — 1983
Randall Randy Bond Randall Randy Bond's Wachovia Securities, LLC Experience January 2008 - July 2009
Job Wells Fargo The Private Bank
Industry Financial Services
Experience
Wells Fargo April 2012 - Present
The Feldman Law Firm, LLP July 2009 - April 2012
Wachovia Securities, LLC January 2008 - July 2009
Wells Fargo Advisors January 2008 - July 2009
A.G. Edwards & Sons, Inc. April 2004 - December 2007
Skills
Trusts, Wealth Management, Financial Advisory, Estate Planning, Wealth, Asset Protection, High Net Worth..., Insurance, Life Insurance, Small Business, Strategic Financial..., Estate Law, Investment Advisory, Tax, Series 7, Corporate Law, Risk Management, Wealth Management..., Securities, Credit, Investments
Education
South Texas College of Law 1993 — 1996
JD, Law
Texas A&M University 1988 — 1993
BA
Wells Fargo April 2012 - Present
The Feldman Law Firm, LLP July 2009 - April 2012
Wachovia Securities, LLC January 2008 - July 2009
Wells Fargo Advisors January 2008 - July 2009
A.G. Edwards & Sons, Inc. April 2004 - December 2007
Skills
Trusts, Wealth Management, Financial Advisory, Estate Planning, Wealth, Asset Protection, High Net Worth..., Insurance, Life Insurance, Small Business, Strategic Financial..., Estate Law, Investment Advisory, Tax, Series 7, Corporate Law, Risk Management, Wealth Management..., Securities, Credit, Investments
Education
South Texas College of Law 1993 — 1996
JD, Law
Texas A&M University 1988 — 1993
BA
Shane Krobisch's Wachovia Securities, LLC Experience 2003 - 2004
Job Senior Vice President Segment Marketing Service & Convenience at Bank of America
Industry Banking
Experience
Bank of America March 2012 - Present
Bank of America March 2010 - Present
Bank of America September 2009 - Present
Bank of America March 2005 - May 2011
Bank of America May 2005 - September 2009
Wachovia Securities April 2004 - May 2005
Bank of America October 2002 - April 2004
Wachovia Securities, LLC 2003 - 2004
Securities Industry Association October 2000 - October 2002
NationsBank/Bank of America June 1998 - October 2000
Skills
Financial Services, Banking, Analytics, Relationship Management, Portfolio Management, Product Management, Strategic Planning, Vendor Management, Customer Experience, Segmentation, Competitive Analysis
Education
State University of New York 1994 — 1998
B.A, Marketing
State University of New York College at Oswego 1994 — 1998
Bachelor of Science (B.S.), Marketing
Bank of America March 2012 - Present
Bank of America March 2010 - Present
Bank of America September 2009 - Present
Bank of America March 2005 - May 2011
Bank of America May 2005 - September 2009
Wachovia Securities April 2004 - May 2005
Bank of America October 2002 - April 2004
Wachovia Securities, LLC 2003 - 2004
Securities Industry Association October 2000 - October 2002
NationsBank/Bank of America June 1998 - October 2000
Skills
Financial Services, Banking, Analytics, Relationship Management, Portfolio Management, Product Management, Strategic Planning, Vendor Management, Customer Experience, Segmentation, Competitive Analysis
Education
State University of New York 1994 — 1998
B.A, Marketing
State University of New York College at Oswego 1994 — 1998
Bachelor of Science (B.S.), Marketing
Rick Apple Rick Apple's Wachovia Securities, LLC Experience July 2007 - July 2008
Job Chief Operating Officer at SETEL UC
Industry Telecommunications
Experience
SETEL UC September 2014 - Present
Council Capital November 2010 - August 2014
Bass, Berry & Sims June 2011 - August 2011
Wachovia Securities, LLC July 2007 - July 2008
Oliver Wyman August 2005 - June 2007
Skills
Financial Modeling, Investment Banking, Private Equity, Management Consulting, Corporate Finance, Mergers & Acquisitions, Corporate Development, Due Diligence, Financial Analysis, Business Development, Research, Start-ups, Investments, Venture Capital, Strategy, Leadership, Valuation, Business Strategy, Strategic Planning
Education
Vanderbilt University 2008 — 2012
MBA & JD
Princeton University 2001 — 2005
BSE, Operations Research and Financial Engineering
SETEL UC September 2014 - Present
Council Capital November 2010 - August 2014
Bass, Berry & Sims June 2011 - August 2011
Wachovia Securities, LLC July 2007 - July 2008
Oliver Wyman August 2005 - June 2007
Skills
Financial Modeling, Investment Banking, Private Equity, Management Consulting, Corporate Finance, Mergers & Acquisitions, Corporate Development, Due Diligence, Financial Analysis, Business Development, Research, Start-ups, Investments, Venture Capital, Strategy, Leadership, Valuation, Business Strategy, Strategic Planning
Education
Vanderbilt University 2008 — 2012
MBA & JD
Princeton University 2001 — 2005
BSE, Operations Research and Financial Engineering
Brendon Sommers Brendon Sommers's Wachovia Securities, LLC Experience 2006 - Present
Job Financial Consultant at A. G. Edwards
Industry Financial Services
Experience
Wachovia Securities, LLC 2006 - Present
RadioShack 2000 - 2006
Education
Wesley College 1989 — 1993
Rutgers University-New Brunswick 1979 — 1985
Wachovia Securities, LLC 2006 - Present
RadioShack 2000 - 2006
Education
Wesley College 1989 — 1993
Rutgers University-New Brunswick 1979 — 1985
Tim Behany Tim Behany's Wachovia Securities, LLC Experience 2002 - 2006
Job Head of Recruiting JP Morgan Securities at J.P. Morgan
Industry Staffing and Recruiting
Experience
J.P. Morgan November 2012 - Present
JP Morgan January 2010 - November 2012
MRI/ Compusearch 2006 - 2010
Wachovia Securities, LLC 2002 - 2006
Smith Barney 1996 - 2002
Skills
Recruiting, Sourcing, Business Development, Financial Services, Asset Managment, Equities, Interviews, Sales
Education
Rutgers University-New Brunswick
J.P. Morgan November 2012 - Present
JP Morgan January 2010 - November 2012
MRI/ Compusearch 2006 - 2010
Wachovia Securities, LLC 2002 - 2006
Smith Barney 1996 - 2002
Skills
Recruiting, Sourcing, Business Development, Financial Services, Asset Managment, Equities, Interviews, Sales
Education
Rutgers University-New Brunswick
John Molster, CFP®'s Wachovia Securities, LLC Experience 1998 - 2007
Job Vice President Senior Wealth and Planning Specialist at F.N.B. Corporation
Industry Financial Services
Experience
F.N.B. Corporation January 2014 - Present
Florida Institute of Technology September 2012 - Present
Maryland Defense Force 2012 - Present
Cypress Capital Management, LLC January 2011 - October 2011
WSFS Bank 2009 - 2011
SEI Insurnace 2007 - 2009
New Garden Township 2000 - 2009
SEI 2007 - 2008
Wachovia Securities, LLC 1998 - 2007
State Farm Insurance 1987 - 1998
Skills
Investments, Portfolio Management, Customer Relations, Asset Allocation, New Business Development, Banking, Marketing Strategy, Strategic Planning, Business Strategy, Team Building, Team Management, Organizational..., Research, Market Research, Non-profits, NGOs, Budget Analysis, Budget Management, Financial Planning, Financial Analysis, Financial Management, Equity Research, Fixed Income, Mentoring, Local Government, Volunteer Management, Non-profit Development, Wealth Management, Budgeting, M&A due diligence, Economic Research, Insurance, Commercial Insurance, Sales Management, Higher Education, Military Operations, Emergency Management, Strategic Financial..., Managerial Finance, Budgets, Government, Due Diligence, Analysis, Project Planning, Risk Management, Securities, Nonprofits, Customer Service, Finance, Policy
Education
Wilmington College 2008 — 2013
Doctorate, Business Administration
Saint Joseph's University - Erivan K. Haub School of Business 2002 — 2005
MS, Finance/Financial Services
Salisbury University 1981 — 1986
BA, Political Science
Arundel 1978 — 1981
HS Diploma, Regular/General High School/Secondary Diploma Program
F.N.B. Corporation January 2014 - Present
Florida Institute of Technology September 2012 - Present
Maryland Defense Force 2012 - Present
Cypress Capital Management, LLC January 2011 - October 2011
WSFS Bank 2009 - 2011
SEI Insurnace 2007 - 2009
New Garden Township 2000 - 2009
SEI 2007 - 2008
Wachovia Securities, LLC 1998 - 2007
State Farm Insurance 1987 - 1998
Skills
Investments, Portfolio Management, Customer Relations, Asset Allocation, New Business Development, Banking, Marketing Strategy, Strategic Planning, Business Strategy, Team Building, Team Management, Organizational..., Research, Market Research, Non-profits, NGOs, Budget Analysis, Budget Management, Financial Planning, Financial Analysis, Financial Management, Equity Research, Fixed Income, Mentoring, Local Government, Volunteer Management, Non-profit Development, Wealth Management, Budgeting, M&A due diligence, Economic Research, Insurance, Commercial Insurance, Sales Management, Higher Education, Military Operations, Emergency Management, Strategic Financial..., Managerial Finance, Budgets, Government, Due Diligence, Analysis, Project Planning, Risk Management, Securities, Nonprofits, Customer Service, Finance, Policy
Education
Wilmington College 2008 — 2013
Doctorate, Business Administration
Saint Joseph's University - Erivan K. Haub School of Business 2002 — 2005
MS, Finance/Financial Services
Salisbury University 1981 — 1986
BA, Political Science
Arundel 1978 — 1981
HS Diploma, Regular/General High School/Secondary Diploma Program
Sameer Desawale's Wachovia Securities, LLC Experience 2006 - 2006
Job Corporate Development at Cognizant Technology Solutions
Industry Investment Banking
Experience
Credit Suisse 2007 - 2009
Wachovia Securities, LLC 2006 - 2006
Net-linx Publishing Solutions 1998 - 2004
Birla Consultancy and Software Services 1996 - 1998
Skills
Banking, Investment Banking, Private Equity, Valuation, Financial Modeling, Capital Markets, Corporate Development, Strategy, Corporate Finance, Start-ups, Equities, Mergers & Acquisitions
Education
University of Chicago 2005 — 2007
MBA, Finance and Accounting
Shivaji University 1991 — 1994
Bachelors of Engineering, Computer Engineering
Credit Suisse 2007 - 2009
Wachovia Securities, LLC 2006 - 2006
Net-linx Publishing Solutions 1998 - 2004
Birla Consultancy and Software Services 1996 - 1998
Skills
Banking, Investment Banking, Private Equity, Valuation, Financial Modeling, Capital Markets, Corporate Development, Strategy, Corporate Finance, Start-ups, Equities, Mergers & Acquisitions
Education
University of Chicago 2005 — 2007
MBA, Finance and Accounting
Shivaji University 1991 — 1994
Bachelors of Engineering, Computer Engineering
Gary Wrap's Wachovia Securities, LLC Experience 2007 - 2009
Job IT Manager
Industry Computer Software
Experience
Wells Fargo Advisors, LLC April 2007 - Present
Wachovia Securities, LLC 2007 - 2009
Evolve24 2005 - 2006
MasterCard International May 1996 - December 2005
TRIFID 1992 - 1996
Hughes Aircraft Company 1986 - 1990
Skills
Business Analysis, SDLC
Education
Saint Louis University 2002 — 2004
EMIB, International Business
University of Southern California 1986 — 1989
MSEE, Electrical Engineering
University of Missouri-Rolla 1983 — 1985
BSEE, Electrical Engineering
Wells Fargo Advisors, LLC April 2007 - Present
Wachovia Securities, LLC 2007 - 2009
Evolve24 2005 - 2006
MasterCard International May 1996 - December 2005
TRIFID 1992 - 1996
Hughes Aircraft Company 1986 - 1990
Skills
Business Analysis, SDLC
Education
Saint Louis University 2002 — 2004
EMIB, International Business
University of Southern California 1986 — 1989
MSEE, Electrical Engineering
University of Missouri-Rolla 1983 — 1985
BSEE, Electrical Engineering
Thomas Singletary's Wachovia Securities, LLC Experience July 2004 - Present
Job CFP®, Financial Advisor at Wachovia Securities, LLC
Industry Financial Services
Experience
Wachovia Securities, LLC July 2004 - Present
Hewitt Associates 1998 - 2002
Education
Southwestern University 1994 — 1998
Wachovia Securities, LLC July 2004 - Present
Hewitt Associates 1998 - 2002
Education
Southwestern University 1994 — 1998
Adam Ackerburg's Wachovia Securities, LLC Experience October 2007 - December 2008
Job Municipal Underwriter at Edward Jones
Industry Financial Services
Experience
Edward Jones December 2013 - Present
Wells Fargo Advisors January 2009 - December 2013
Wachovia Securities, LLC October 2007 - December 2008
A.G. Edwards 1989 - 2007
Skills
Series 7, Series 63, series 53, Investments, Securities, Portfolio Management, Bonds, Fixed Income, Asset Management, Trading, Financial Analysis, Bloomberg, Capital Markets, Wealth Management, Mutual Funds, Financial Modeling, Equities, Asset Allocation, Management, Alternative Investments, Finance
Education
Saint Louis University 1990 — 1995
MBA, Economics, Finance
University of Missouri-Columbia 1984 — 1988
Bachelor of Arts (B.A.), Economics
Edward Jones December 2013 - Present
Wells Fargo Advisors January 2009 - December 2013
Wachovia Securities, LLC October 2007 - December 2008
A.G. Edwards 1989 - 2007
Skills
Series 7, Series 63, series 53, Investments, Securities, Portfolio Management, Bonds, Fixed Income, Asset Management, Trading, Financial Analysis, Bloomberg, Capital Markets, Wealth Management, Mutual Funds, Financial Modeling, Equities, Asset Allocation, Management, Alternative Investments, Finance
Education
Saint Louis University 1990 — 1995
MBA, Economics, Finance
University of Missouri-Columbia 1984 — 1988
Bachelor of Arts (B.A.), Economics
Don Coley's Wachovia Securities, LLC Experience March 1992 - April 2007
Job at Molina Healthcare
Industry Information Technology and Services
Experience
Molina Healthcare April 2013 - Present
Havas Discovery March 2012 - January 2013
Health Management Corporation April 2007 - February 2012
health management corporation 2007 - 2009
Wachovia Securities, LLC March 1992 - April 2007
Skills
Sql, SSIS, ACCESS, EXCEL, Requirements Analysis, Visio, Databases, ETL
Education
Strayer University 2005 — 2006
Molina Healthcare April 2013 - Present
Havas Discovery March 2012 - January 2013
Health Management Corporation April 2007 - February 2012
health management corporation 2007 - 2009
Wachovia Securities, LLC March 1992 - April 2007
Skills
Sql, SSIS, ACCESS, EXCEL, Requirements Analysis, Visio, Databases, ETL
Education
Strayer University 2005 — 2006
Drupad B. (Dru) Patel's Wachovia Securities, LLC Experience February 2000 - February 2001
Job Data Scientist II at Bank of America
Industry Banking
Experience
Bank of America July 2015 - Present
Bank of America July 2001 - June 2015
Bank of America February 2001 - July 2001
Wachovia Securities, LLC February 2000 - February 2001
Royal & Sun Alliance June 1999 - February 2000
First Union National Bank May 1998 - May 1999
Rubamin Systems, India August 1996 - December 1997
Skills
Sybase, SDLC, Software Project..., SOA, Oracle, Data Warehousing, Visual Basic, Vendor Management, Solution Architecture, Business Analysis, Unix, ASP, Requirements Analysis, Datastage, Teradata, Referrals, Wholesale Banking, Liquidity Coverage Ratio, IT Strategy, Enterprise Architecture, Management
Education
Sardar Patel University 1993 — 1996
MCA, Computer Science
Sardar Patel University 1990 — 1993
B. Sc, Computer Science
Bank of America July 2015 - Present
Bank of America July 2001 - June 2015
Bank of America February 2001 - July 2001
Wachovia Securities, LLC February 2000 - February 2001
Royal & Sun Alliance June 1999 - February 2000
First Union National Bank May 1998 - May 1999
Rubamin Systems, India August 1996 - December 1997
Skills
Sybase, SDLC, Software Project..., SOA, Oracle, Data Warehousing, Visual Basic, Vendor Management, Solution Architecture, Business Analysis, Unix, ASP, Requirements Analysis, Datastage, Teradata, Referrals, Wholesale Banking, Liquidity Coverage Ratio, IT Strategy, Enterprise Architecture, Management
Education
Sardar Patel University 1993 — 1996
MCA, Computer Science
Sardar Patel University 1990 — 1993
B. Sc, Computer Science
James Connors, CAMS's Wachovia Securities, LLC Experience April 2000 - August 2002
Job Senior Audit Manager, Wholesale Banking at Wells Fargo
Industry Banking
Experience
Wells Fargo January 2012 - Present
Wells Fargo Bank January 2009 - June 2012
Wachovia August 2002 - December 2008
Wachovia Securities, LLC April 2000 - August 2002
Wachovia Securities, LLC April 1996 - April 2000
Wachovia Securities, LLC September 1993 - April 1996
Skills
General Securities..., Risk Management, AML, Operational Risk..., Internal Audit, OFAC, Financial Risk, Bank Secrecy Act, Auditing, Series 7, Banking, Series 24, Capital Markets, Sarbanes-Oxley Act, Internal Controls
Education
Queens University of Charlotte 1989 — 1991
MBA, Master of Business Administration
University of North Carolina at Charlotte 1983 — 1987
BA, Business Administration; Concentration in Finance
Wells Fargo January 2012 - Present
Wells Fargo Bank January 2009 - June 2012
Wachovia August 2002 - December 2008
Wachovia Securities, LLC April 2000 - August 2002
Wachovia Securities, LLC April 1996 - April 2000
Wachovia Securities, LLC September 1993 - April 1996
Skills
General Securities..., Risk Management, AML, Operational Risk..., Internal Audit, OFAC, Financial Risk, Bank Secrecy Act, Auditing, Series 7, Banking, Series 24, Capital Markets, Sarbanes-Oxley Act, Internal Controls
Education
Queens University of Charlotte 1989 — 1991
MBA, Master of Business Administration
University of North Carolina at Charlotte 1983 — 1987
BA, Business Administration; Concentration in Finance
Harsh Desai's Wachovia Securities, LLC Experience 2009 - 2009
Job Software Consultant
Industry Computer Software
Experience
AIG June 2015 - Present
Chirag Software Inc. August 2006 - Present
Bank of America September 2009 - February 2013
Wachovia Securities, LLC 2009 - 2009
EX-FACTORY INC. June 2007 - July 2008
Skills
Microsoft SQL Server, C#, Agile Methodologies, ASP.NET, SOA, Scrum, WCF, Enterprise Architecture, SQL, .NET, Web Services, jQuery, IIS, Business Analysis, iOS development, Objective-C, Mobile Applications
Education
Pune Institute of Computer Technology 1994 — 1998
BE Computers, Software Engineering
University of Pune 1994 — 1998
AIG June 2015 - Present
Chirag Software Inc. August 2006 - Present
Bank of America September 2009 - February 2013
Wachovia Securities, LLC 2009 - 2009
EX-FACTORY INC. June 2007 - July 2008
Skills
Microsoft SQL Server, C#, Agile Methodologies, ASP.NET, SOA, Scrum, WCF, Enterprise Architecture, SQL, .NET, Web Services, jQuery, IIS, Business Analysis, iOS development, Objective-C, Mobile Applications
Education
Pune Institute of Computer Technology 1994 — 1998
BE Computers, Software Engineering
University of Pune 1994 — 1998
Ankur Brahmbhatt's Wachovia Securities, LLC Experience May 2007 - June 2009
Job IT Architect
Industry Information Technology and Services
Experience
Wells Fargo Advisors June 2014 - Present
Charter Communications October 2013 - September 2014
Charter Communications October 2010 - October 2013
Daugherty Business Solutions June 2009 - October 2010
Wachovia Securities, LLC May 2007 - June 2009
A.G. Edwards & Sons, Inc. March 2005 - May 2007
A.G. Edwards & Sons, Inc. March 2001 - March 2005
World Wide Technology July 1999 - February 2001
Skills
Weblogic, Tomcat, XML, Java, SQL, Architecture, SDLC, Java Enterprise Edition, Software Development, SOA, JavaScript, Integration, Agile Methodologies, Oracle, Web Services, Requirements Analysis, WebLogic
Education
Saint Louis University 1997 — 2000
Bachelor of Arts, Computer Science
Union University 1995 — 1997
BA / BS, Computer Science
St. Anne's High School 1990 — 1995
Wells Fargo Advisors June 2014 - Present
Charter Communications October 2013 - September 2014
Charter Communications October 2010 - October 2013
Daugherty Business Solutions June 2009 - October 2010
Wachovia Securities, LLC May 2007 - June 2009
A.G. Edwards & Sons, Inc. March 2005 - May 2007
A.G. Edwards & Sons, Inc. March 2001 - March 2005
World Wide Technology July 1999 - February 2001
Skills
Weblogic, Tomcat, XML, Java, SQL, Architecture, SDLC, Java Enterprise Edition, Software Development, SOA, JavaScript, Integration, Agile Methodologies, Oracle, Web Services, Requirements Analysis, WebLogic
Education
Saint Louis University 1997 — 2000
Bachelor of Arts, Computer Science
Union University 1995 — 1997
BA / BS, Computer Science
St. Anne's High School 1990 — 1995
Jenny Klueter's Wachovia Securities, LLC Experience October 2007 - October 2008
Job Application Systems Engineer at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors, LLC October 2008 - Present
Wachovia Securities, LLC October 2007 - October 2008
A. G. Edwards & Sons, Inc August 1997 - September 2007
Big River Zinc, Inc March 1994 - July 1997
Education
Southern Illinois University, Edwardsville 1988 — 1992
Wells Fargo Advisors, LLC October 2008 - Present
Wachovia Securities, LLC October 2007 - October 2008
A. G. Edwards & Sons, Inc August 1997 - September 2007
Big River Zinc, Inc March 1994 - July 1997
Education
Southern Illinois University, Edwardsville 1988 — 1992
Brendan Maiorana's Wachovia Securities, LLC Experience 2005 - Present
Job Equity Research Analyst at Wells Fargo
Industry Financial Services
Experience
Wells Fargo Securities June 2005 - Present
Wachovia Securities, LLC 2005 - Present
Wachovia, A Wells Fargo Company 2005 - Present
Wells Fargo 2005 - Present
Wells Fargo (Formerly Wachovia Securities) 2005 - Present
Hibernia Southcoast Capital 2004 - 2005
Bear Stearns 2003 - 2003
Ernst & Young 1998 - 2002
Education
Rutgers University-New Brunswick 1994 — 1998
University of North Carolina at Chapel Hill - Kenan-Flagler Business School
Wells Fargo Securities June 2005 - Present
Wachovia Securities, LLC 2005 - Present
Wachovia, A Wells Fargo Company 2005 - Present
Wells Fargo 2005 - Present
Wells Fargo (Formerly Wachovia Securities) 2005 - Present
Hibernia Southcoast Capital 2004 - 2005
Bear Stearns 2003 - 2003
Ernst & Young 1998 - 2002
Education
Rutgers University-New Brunswick 1994 — 1998
University of North Carolina at Chapel Hill - Kenan-Flagler Business School
Avani Kodali's Wachovia Securities, LLC Experience July 2009 - November 2009
Job Liquidity Project Manager at GE Capital
Industry Information Technology and Services
Experience
GE Capital August 2010 - Present
SunTrust Bank December 2009 - February 2013
Wachovia Securities, LLC July 2009 - November 2009
Bank of America July 2008 - July 2009
In2itive January 2006 - June 2008
Fannie Mae 2007 - 2007
Modis 2005 - 2007
Modis 2005 - 2007
RNC 2006 - 2006
Freddie Mac 2005 - 2006
Skills
Software Project..., Requirements Gathering, Project Management, Data Warehousing, Business Intelligence, Analysis, Business Analysis, Enterprise Software, IT Strategy, Integration, Requirements Analysis, SDLC
Education
State University of New York College at Buffalo 1996 — 1999
Bachelor's degree in Computer Information Systems
State University of New York at Delhi 1994 — 1996
aas
GE Capital August 2010 - Present
SunTrust Bank December 2009 - February 2013
Wachovia Securities, LLC July 2009 - November 2009
Bank of America July 2008 - July 2009
In2itive January 2006 - June 2008
Fannie Mae 2007 - 2007
Modis 2005 - 2007
Modis 2005 - 2007
RNC 2006 - 2006
Freddie Mac 2005 - 2006
Skills
Software Project..., Requirements Gathering, Project Management, Data Warehousing, Business Intelligence, Analysis, Business Analysis, Enterprise Software, IT Strategy, Integration, Requirements Analysis, SDLC
Education
State University of New York College at Buffalo 1996 — 1999
Bachelor's degree in Computer Information Systems
State University of New York at Delhi 1994 — 1996
aas
Sara S Blevins, PMP's Wachovia Securities, LLC Experience January 2000 - December 2003
Job Business Project Manager Correspondent Division at SunTrust Mortgage
Industry Financial Services
Experience
SunTrust Mortgage September 2013 - Present
Capital One October 2012 - September 2013
SunTrust Mortgage March 2010 - October 2012
Wachovia Securities, LLC/Wells Fargo Advisors January 2004 - July 2009
Wachovia Securities, LLC January 2000 - December 2003
Wachovia Securities, LLC November 1997 - December 1999
Wachovia Securities, LLC June 1996 - November 1997
Skills
Program Management, PMP, Leadership, Management, PMO, Strategic Planning, Forecasting, Financial Services, P&L Management, Event Planning, Risk Management, Business Analysis, Banking, Vendor Management, Process Improvement
Education
Radford University
Bachelors Degree
SunTrust Mortgage September 2013 - Present
Capital One October 2012 - September 2013
SunTrust Mortgage March 2010 - October 2012
Wachovia Securities, LLC/Wells Fargo Advisors January 2004 - July 2009
Wachovia Securities, LLC January 2000 - December 2003
Wachovia Securities, LLC November 1997 - December 1999
Wachovia Securities, LLC June 1996 - November 1997
Skills
Program Management, PMP, Leadership, Management, PMO, Strategic Planning, Forecasting, Financial Services, P&L Management, Event Planning, Risk Management, Business Analysis, Banking, Vendor Management, Process Improvement
Education
Radford University
Bachelors Degree
Travis Podolec's Wachovia Securities, LLC Experience May 2008 - Present
Job Financial Advisor Wachovia Securities
Industry Financial Services
Experience
Wachovia Securities, LLC May 2008 - Present
Household International January 2004 - February 2008
Education
State University of New York College at Plattsburgh 1999 — 2003
Wachovia Securities, LLC May 2008 - Present
Household International January 2004 - February 2008
Education
State University of New York College at Plattsburgh 1999 — 2003
Phil Toben's Wachovia Securities, LLC Experience June 2007 - June 2008
Job Senior Counsel at Wells Fargo
Industry Financial Services
Experience
Wells Fargo July 2008 - Present
Wachovia Securities, LLC June 2007 - June 2008
A.G. Edwards & Sons, Inc. January 2006 - May 2007
Education
Southern Methodist University Dedman School of Law 2000 — 2003
JD
University of Missouri-Columbia 1997 — 2000
BSBA, Management
Wells Fargo July 2008 - Present
Wachovia Securities, LLC June 2007 - June 2008
A.G. Edwards & Sons, Inc. January 2006 - May 2007
Education
Southern Methodist University Dedman School of Law 2000 — 2003
JD
University of Missouri-Columbia 1997 — 2000
BSBA, Management
Beverly Reedman's Wachovia Securities, LLC Experience October 2003 - December 2004
Job Securities Compliance Officer
Industry Financial Services
Experience
NewEdge/Societe Generale March 2014 - February 2015
Natixis North America May 2011 - March 2014
KPMG, LLP August 2010 - May 2011
Dealogic March 2010 - July 2010
Barclays Capital April 2009 - March 2010
DELOITTE & TOUCHE, LLP June 2007 - March 2009
NEW YORK STOCK EXCHANGE, REGULATORY GROUP January 2005 - June 2007
WACHOVIA SECURITIES, LLC October 2003 - December 2004
Skills
Analysis, Asset Management, Asset Managment, Auditing, Equities, FINRA, Financial Services, Fixed Income, Hedge Funds, Human Resources, Internal Audit, Management, Options, Process Improvement, Risk Assessment, Securities, Trading, Finance
Education
SETON HALL UNIVERSITY, Stillman School of Business 2003 — 2005
M.B.A, Management/Finance
Seton Hall University 1996 — 2000
BA, Political Science/Criminal Justice
NewEdge/Societe Generale March 2014 - February 2015
Natixis North America May 2011 - March 2014
KPMG, LLP August 2010 - May 2011
Dealogic March 2010 - July 2010
Barclays Capital April 2009 - March 2010
DELOITTE & TOUCHE, LLP June 2007 - March 2009
NEW YORK STOCK EXCHANGE, REGULATORY GROUP January 2005 - June 2007
WACHOVIA SECURITIES, LLC October 2003 - December 2004
Skills
Analysis, Asset Management, Asset Managment, Auditing, Equities, FINRA, Financial Services, Fixed Income, Hedge Funds, Human Resources, Internal Audit, Management, Options, Process Improvement, Risk Assessment, Securities, Trading, Finance
Education
SETON HALL UNIVERSITY, Stillman School of Business 2003 — 2005
M.B.A, Management/Finance
Seton Hall University 1996 — 2000
BA, Political Science/Criminal Justice
Matthew Harrigan's Wachovia Securities, LLC Experience November 2005 - December 2008
Job Owner at Reminisce Antiques
Industry Financial Services
Experience
Reminisce Antiques January 2010 - Present
Financial Advisor May 2009 - January 2010
Merrill Lynch December 2008 - May 2009
Wachovia Securities, LLC November 2005 - December 2008
Legg Mason Wood Walker February 2005 - November 2005
Constitution Capital Corp. May 2000 - February 2005
Constitution Capital Corp. June 1998 - May 2000
Skills
Account Management, Customer Service, Investments, Marketing, Sales, Sales Management, Strategic Planning, Team Building
Education
Roger Williams University 1994 — 1998
BA, Criminal Justice
Reminisce Antiques January 2010 - Present
Financial Advisor May 2009 - January 2010
Merrill Lynch December 2008 - May 2009
Wachovia Securities, LLC November 2005 - December 2008
Legg Mason Wood Walker February 2005 - November 2005
Constitution Capital Corp. May 2000 - February 2005
Constitution Capital Corp. June 1998 - May 2000
Skills
Account Management, Customer Service, Investments, Marketing, Sales, Sales Management, Strategic Planning, Team Building
Education
Roger Williams University 1994 — 1998
BA, Criminal Justice
Susan Cheng's Wachovia Securities, LLC Experience March 2003 - September 2004
Job S&P Dow Jones Indices
Industry Financial Services
Experience
S&P Dow Jones Indices June 2014 - Present
S&P Dow Jones Indices July 2012 - May 2014
S&P Indices March 2010 - June 2012
Standard & Poor's April 2007 - February 2010
The Reserve July 2006 - March 2007
The Reserve Funds February 2005 - June 2006
Wachovia Securities LLC March 2003 - September 2004
Prudential Securities Inc. August 2000 - February 2003
Prudential Securities Inc. December 1997 - July 2000
Education
Rutgers, The State University of New Jersey-New Brunswick
Bachelor of Arts (B.A.), Economics and Psychology
S&P Dow Jones Indices June 2014 - Present
S&P Dow Jones Indices July 2012 - May 2014
S&P Indices March 2010 - June 2012
Standard & Poor's April 2007 - February 2010
The Reserve July 2006 - March 2007
The Reserve Funds February 2005 - June 2006
Wachovia Securities LLC March 2003 - September 2004
Prudential Securities Inc. August 2000 - February 2003
Prudential Securities Inc. December 1997 - July 2000
Education
Rutgers, The State University of New Jersey-New Brunswick
Bachelor of Arts (B.A.), Economics and Psychology
Monica Grace Trinidad Lui, CRPS®'s Wachovia Securities, LLC Experience October 2002 - May 2004
Job Financial Services Professional
Industry Financial Services
Experience
Morgan Stanley April 2015 - Present
Morgan Stanley Wealth Management July 2013 - March 2015
Northwestern Mutual May 2009 - May 2013
Citi February 2007 - November 2008
Smith Barney January 2006 - February 2007
Smith Barney May 2004 - December 2005
Wachovia Securities, LLC October 2002 - May 2004
Veritude, a Division of Fidelity Investments June 2002 - October 2002
Morgan Stanley August 2001 - June 2002
Education
Rutgers, The State University of New Jersey-New Brunswick 1995 — 1999
Bachelor of Science, Biology/Biotechnology
Mount St. Dominic Academy 1991 — 1995
High School Diploma
Morgan Stanley April 2015 - Present
Morgan Stanley Wealth Management July 2013 - March 2015
Northwestern Mutual May 2009 - May 2013
Citi February 2007 - November 2008
Smith Barney January 2006 - February 2007
Smith Barney May 2004 - December 2005
Wachovia Securities, LLC October 2002 - May 2004
Veritude, a Division of Fidelity Investments June 2002 - October 2002
Morgan Stanley August 2001 - June 2002
Education
Rutgers, The State University of New Jersey-New Brunswick 1995 — 1999
Bachelor of Science, Biology/Biotechnology
Mount St. Dominic Academy 1991 — 1995
High School Diploma
Aaron DiCenzo's Wachovia Securities, LLC Experience 2004 - 2007
Job Avante Mezzanine Partners
Industry Financial Services
Experience
Avante Mezzanine Partners July 2015 - Present
ING Capital, LLC January 2015 - July 2015
American Capital September 2011 - March 2015
B. Riley & Co. April 2011 - August 2011
First Beverage Group January 2010 - April 2011
American Capital September 2007 - December 2009
Wachovia Securities, LLC 2004 - 2007
Skills
Private Equity, Corporate Finance, Investment Banking, Financial Modeling, Venture Capital, Valuation, Corporate Development, Mergers & Acquisitions, Due Diligence, Financial Analysis, LBO
Education
Princeton University 1998 — 2002
Dublin Scioto High School 1995 — 1998
Dublin High School 1994 — 1995
Avante Mezzanine Partners July 2015 - Present
ING Capital, LLC January 2015 - July 2015
American Capital September 2011 - March 2015
B. Riley & Co. April 2011 - August 2011
First Beverage Group January 2010 - April 2011
American Capital September 2007 - December 2009
Wachovia Securities, LLC 2004 - 2007
Skills
Private Equity, Corporate Finance, Investment Banking, Financial Modeling, Venture Capital, Valuation, Corporate Development, Mergers & Acquisitions, Due Diligence, Financial Analysis, LBO
Education
Princeton University 1998 — 2002
Dublin Scioto High School 1995 — 1998
Dublin High School 1994 — 1995
Miftar Spahija's Wachovia Securities, LLC Experience 2004 - 2006
Job Vice PresidentFixed Income Middle Office at Jefferies & Company
Industry Financial Services
Experience
Jefferies & Company December 2009 - Present
JP Morgan January 2008 - September 2009
Deutsche Bank 2006 - 2007
Wachovia Securities, LLC 2004 - 2006
Morgan Stanley 1996 - 2004
Skills
Investment Banking, Fixed Income, Capital Markets, Middle Office, Series 7, ETF, Series 99, Emerging Markets, Settlement, Structured Products, Trading, ETFs, Securities
Education
Shippensburg University of Pennsylvania 1988 — 1993
BS, International Business
Jefferies & Company December 2009 - Present
JP Morgan January 2008 - September 2009
Deutsche Bank 2006 - 2007
Wachovia Securities, LLC 2004 - 2006
Morgan Stanley 1996 - 2004
Skills
Investment Banking, Fixed Income, Capital Markets, Middle Office, Series 7, ETF, Series 99, Emerging Markets, Settlement, Structured Products, Trading, ETFs, Securities
Education
Shippensburg University of Pennsylvania 1988 — 1993
BS, International Business
Pete Skibitski's Wachovia Securities, LLC Experience 2003 - 2005
Job Senior Industrials, Aerospace & Defense Equity Research Analyst at Drexel Hamilton
Industry Financial Services
Experience
Drexel Hamilton March 2012 - Present
SunTrust Robinson Humphrey June 2010 - March 2012
Credit Suisse October 2005 - January 2010
Wachovia Securities, LLC 2003 - 2005
DFI/Avascent 2000 - 2003
Inside Washington Publishers 1998 - 2000
Skills
Financial Analysis, Financial Modeling, Airlines, Valuation, Defense Industry, Capital Markets, Equities, Defence, Alternative Investments, Bloomberg, Finance, Securities, Asset Management, Hedge Funds, Defense, Aerospace, Private Equity, Portfolio Management, Equity Research, Risk Management, Analysis, Venture Capital, Investments, Business Strategy, Emerging Markets, Market Analysis, Management Consulting, Investment Banking, Fixed Income, Competitive Analysis, Corporate Finance, Due Diligence, Equity Valuation, Mergers & Acquisitions, Series 7, Financial Markets, Bloomberg Terminal, Series 63, Management, Strategy
Education
Rensselaer Polytechnic Institute 1989 — 1993
B.S., Computer Science
Rome Catholic Junior/Senior High School 1986 — 1989
Drexel Hamilton March 2012 - Present
SunTrust Robinson Humphrey June 2010 - March 2012
Credit Suisse October 2005 - January 2010
Wachovia Securities, LLC 2003 - 2005
DFI/Avascent 2000 - 2003
Inside Washington Publishers 1998 - 2000
Skills
Financial Analysis, Financial Modeling, Airlines, Valuation, Defense Industry, Capital Markets, Equities, Defence, Alternative Investments, Bloomberg, Finance, Securities, Asset Management, Hedge Funds, Defense, Aerospace, Private Equity, Portfolio Management, Equity Research, Risk Management, Analysis, Venture Capital, Investments, Business Strategy, Emerging Markets, Market Analysis, Management Consulting, Investment Banking, Fixed Income, Competitive Analysis, Corporate Finance, Due Diligence, Equity Valuation, Mergers & Acquisitions, Series 7, Financial Markets, Bloomberg Terminal, Series 63, Management, Strategy
Education
Rensselaer Polytechnic Institute 1989 — 1993
B.S., Computer Science
Rome Catholic Junior/Senior High School 1986 — 1989
Robert Rizzo's Wachovia Securities, LLC Experience November 1995 - November 2006
Job Vice President at Wells Fargo
Industry Information Technology and Services
Experience
Wells Fargo September 2010 - Present
Sagasis LLC November 2006 - October 2010
Wachovia Securities, LLC November 1995 - November 2006
Bear Stearns October 1994 - October 1995
Morgan Stanley 1992 - 1994
Education
Stony Brook University 1987 — 1992
BS, Computer Science
Wells Fargo September 2010 - Present
Sagasis LLC November 2006 - October 2010
Wachovia Securities, LLC November 1995 - November 2006
Bear Stearns October 1994 - October 1995
Morgan Stanley 1992 - 1994
Education
Stony Brook University 1987 — 1992
BS, Computer Science
Gregory Sabo's Wachovia Securities, LLC Experience November 1994 - October 2002
Job Institutional Equity Trader at BB&T Capital Markets
Industry Investment Banking
Experience
BB&T Capital Markets October 2002 - Present
Wachovia Securities, LLC November 1994 - October 2002
Education
Virginia Polytechnic Institute and State University - Pamplin College of Business 2007 — 2009
MBA
Swarthmore College 1983 — 1987
B.A., Economics
BB&T Capital Markets October 2002 - Present
Wachovia Securities, LLC November 1994 - October 2002
Education
Virginia Polytechnic Institute and State University - Pamplin College of Business 2007 — 2009
MBA
Swarthmore College 1983 — 1987
B.A., Economics
Michael Gibson, CFA's Wachovia Securities, LLC Experience June 2006 - May 2007
Job Director Capital Markets
Industry Financial Services
Experience
Fannie Mae May 2013 - Present
Fannie Mae 2010 - Present
GMAC 2007 - 2010
GMAC ResCap May 2007 - January 2008
Wachovia Securities, LLC June 2006 - May 2007
Friedman Billings Ramsey & Company January 2005 - May 2006
Freddie Mac 1999 - 2004
Thomson 1995 - 1999
Skills
Capital Markets, Financial Modeling, Performance Attribution, MBS, Fixed Income, Trading, Structured Products, Financial Analysis, Mortgage Lending, Bonds, Market Risk, Portfolio Management, Investments, Risk Management, Credit, Bloomberg, Derivatives
Education
The George Washington University - School of Business 2000 — 2001
Master Science in Finance
Purdue University 1991 — 1995
BS, Financial Planning and Counseling, Finance, General
Fannie Mae May 2013 - Present
Fannie Mae 2010 - Present
GMAC 2007 - 2010
GMAC ResCap May 2007 - January 2008
Wachovia Securities, LLC June 2006 - May 2007
Friedman Billings Ramsey & Company January 2005 - May 2006
Freddie Mac 1999 - 2004
Thomson 1995 - 1999
Skills
Capital Markets, Financial Modeling, Performance Attribution, MBS, Fixed Income, Trading, Structured Products, Financial Analysis, Mortgage Lending, Bonds, Market Risk, Portfolio Management, Investments, Risk Management, Credit, Bloomberg, Derivatives
Education
The George Washington University - School of Business 2000 — 2001
Master Science in Finance
Purdue University 1991 — 1995
BS, Financial Planning and Counseling, Finance, General
Brian Schuman's Wachovia Securities, LLC Experience September 1997 - September 2007
Job Vice President at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch September 2007 - Present
Wachovia Securities, LLC September 1997 - September 2007
Tom Lange Company 1988 - 1997
Education
Purdue University 1984 — 1988
Bachelor of Science, Agriculture Economics
Merrill Lynch September 2007 - Present
Wachovia Securities, LLC September 1997 - September 2007
Tom Lange Company 1988 - 1997
Education
Purdue University 1984 — 1988
Bachelor of Science, Agriculture Economics
Lisa Breitweiser's Wachovia Securities, LLC Experience May 2005 - January 2009
Job Project Manager at Scottrade
Industry Financial Services
Experience
Scottrade November 2011 - Present
Scottrade Financial Services January 2009 - February 2010
Wachovia Securities, LLC May 2005 - January 2009
Skills
Quality Center, Test Planning, User Acceptance Testing, Software Quality..., Defect Tracking, Test Cases, SDLC, System Testing, Quality Assurance, Testing, Requirements Gathering, Requirements Analysis, Visio, Business Requirements
Education
Southern Illinois University, Edwardsville 2010 — 2012
Master of Business Administration (MBA), Project Management
Southern Illinois University, Edwardsville 2001 — 2003
B.S., Computer Management and Information Systems
Scottrade November 2011 - Present
Scottrade Financial Services January 2009 - February 2010
Wachovia Securities, LLC May 2005 - January 2009
Skills
Quality Center, Test Planning, User Acceptance Testing, Software Quality..., Defect Tracking, Test Cases, SDLC, System Testing, Quality Assurance, Testing, Requirements Gathering, Requirements Analysis, Visio, Business Requirements
Education
Southern Illinois University, Edwardsville 2010 — 2012
Master of Business Administration (MBA), Project Management
Southern Illinois University, Edwardsville 2001 — 2003
B.S., Computer Management and Information Systems
Jeff Christophersen's Wachovia Securities, LLC Experience June 2007 - July 2007
Job Business Consultant at Cisco
Industry Telecommunications
Experience
Cisco June 2015 - Present
Cisco April 2014 - June 2015
Ecova October 2012 - April 2014
Energy Future Holdings June 2011 - October 2012
JPMorgan Chase June 2009 - June 2011
Merrill Lynch September 2007 - November 2007
Wachovia Securities, LLC June 2007 - July 2007
Skills
VBA, SQL, Excel, Risk, Asset Management, Energy Trading, Asset Managment, Microsoft Excel, Financial Risk, Credit Risk, Financial Analysis, Commodity Markets, Forecasting, Financial Modeling, Risk Management, Access, Financial Reporting, Analysis, Investments, Business Intelligence, P&L Tracking, Relationship Management, Process Enhancement, Management
Education
Southern Methodist University - Cox School of Business 2012 — 2014
Master of Business Administration (MBA), Strategy
Southern Methodist University 2005 — 2009
BS, BA, Economics with Financial Applications, Public Policy
Cisco June 2015 - Present
Cisco April 2014 - June 2015
Ecova October 2012 - April 2014
Energy Future Holdings June 2011 - October 2012
JPMorgan Chase June 2009 - June 2011
Merrill Lynch September 2007 - November 2007
Wachovia Securities, LLC June 2007 - July 2007
Skills
VBA, SQL, Excel, Risk, Asset Management, Energy Trading, Asset Managment, Microsoft Excel, Financial Risk, Credit Risk, Financial Analysis, Commodity Markets, Forecasting, Financial Modeling, Risk Management, Access, Financial Reporting, Analysis, Investments, Business Intelligence, P&L Tracking, Relationship Management, Process Enhancement, Management
Education
Southern Methodist University - Cox School of Business 2012 — 2014
Master of Business Administration (MBA), Strategy
Southern Methodist University 2005 — 2009
BS, BA, Economics with Financial Applications, Public Policy
Nick Buchholz's Wachovia Securities, LLC Experience November 2008 - June 2010
Job Direct Account Manager at Thomson Reuters
Industry Financial Services
Experience
Thomson Reuters June 2010 - Present
Wachovia Securities, LLC November 2008 - June 2010
Thomson Reuters March 2005 - November 2008
A.G. Edwards December 2003 - March 2005
Anheuser-Busch Employees' Credit Union May 2003 - August 2003
Skills
Salesforce.com, Market Data, Financial Markets, Siebel, Account Management, Program Management, Project Management, Direct Sales, Contract Negotiation, Casino Gaming, Management, Business Analysis, CRM, Equities, Customer Service, SaaS, Relationship Management, Training, Solution Selling, Vendor Management, Data Center, Trading, Trading Systems, Business Development, Marketing, Enterprise Software, Product Management, Strategy, Electronic Trading, Professional Services, Sales Process
Education
Saint Louis University 2001 — 2003
BA, Communications
Thomson Reuters June 2010 - Present
Wachovia Securities, LLC November 2008 - June 2010
Thomson Reuters March 2005 - November 2008
A.G. Edwards December 2003 - March 2005
Anheuser-Busch Employees' Credit Union May 2003 - August 2003
Skills
Salesforce.com, Market Data, Financial Markets, Siebel, Account Management, Program Management, Project Management, Direct Sales, Contract Negotiation, Casino Gaming, Management, Business Analysis, CRM, Equities, Customer Service, SaaS, Relationship Management, Training, Solution Selling, Vendor Management, Data Center, Trading, Trading Systems, Business Development, Marketing, Enterprise Software, Product Management, Strategy, Electronic Trading, Professional Services, Sales Process
Education
Saint Louis University 2001 — 2003
BA, Communications
Dave Rieling's Wachovia Securities, LLC Experience June 2000 - May 2005
Job Senior Audit Project Manager at BB&T
Industry Accounting
Experience
BB&T July 2007 - Present
Wachovia May 2005 - June 2007
Wachovia Securities, LLC June 2000 - May 2005
IJL 1989 - 2000
Skills
Corporate Actions, Management Accounting, Risk Management, Securities, Enterprise Risk..., Financial Risk, Operational Risk..., Sarbanes-Oxley Act, Financial Analysis, Capital Markets, Series 7, Mutual Funds, Back Office, Account Reconciliation, Internal Audit, Portfolio Management, Banking, Operational Risk, Financial Services
Education
Virginia Commonwealth University 2000 — 2005
MACC, Accounting
St. Peter's College 1975 — 1979
Bachelor of Science (BS), History
BB&T July 2007 - Present
Wachovia May 2005 - June 2007
Wachovia Securities, LLC June 2000 - May 2005
IJL 1989 - 2000
Skills
Corporate Actions, Management Accounting, Risk Management, Securities, Enterprise Risk..., Financial Risk, Operational Risk..., Sarbanes-Oxley Act, Financial Analysis, Capital Markets, Series 7, Mutual Funds, Back Office, Account Reconciliation, Internal Audit, Portfolio Management, Banking, Operational Risk, Financial Services
Education
Virginia Commonwealth University 2000 — 2005
MACC, Accounting
St. Peter's College 1975 — 1979
Bachelor of Science (BS), History
Kimberly Barefoot's Wachovia Securities, LLC Experience January 1999 - April 2003
Job Director of Client Development at PowerFlex
Industry Information Technology and Services
Experience
PowerFlex February 2002 - Present
Wachovia Securities, LLC January 1999 - April 2003
Education
Randolph College 1992 — 1995
Business Econ, Economics
Auburn High
PowerFlex February 2002 - Present
Wachovia Securities, LLC January 1999 - April 2003
Education
Randolph College 1992 — 1995
Business Econ, Economics
Auburn High
Beth Chassereau's Wachovia Securities, LLC Experience February 2008 - April 2009
Job Portfolio Operations Associate & Advisor Support
Industry Financial Services
Experience
Wealthcare Capital Management April 2015 - Present
Adhesion Wealth Advisor Solutions November 2011 - April 2015
Mary Kay Inc. October 2003 - January 2015
Vemma Nutrition October 2010 - October 2013
Linden Thomas & Company, a Wells Fargo Advisors Financial Network March 2010 - October 2011
Wells Fargo Advisors, LLC June 2009 - December 2009
Wachovia Securities, LLC February 2008 - April 2009
Wachovia Corporation February 2008 - April 2009
Wachovia Securities June 2005 - April 2009
Wachovia Securities, LLC June 2005 - July 2007
Skills
Tax Reporting, Securities, Mutual Funds, Investments, Wealth Management, Financial Services, Asset Managment, Retirement Planning, Banking, Financial Analysis, Bonds, Insurance, Equities, Microsoft Excel, Accounting, Portfolio Management
Education
Radford University 1992 — 1996
Bachelor of Science Degree, Business Administration; Finance
Radford University - College of Business and Economics 1992 — 1996
Finance, Finance
Mills E. Godwin High School 1988 — 1992
Math
Wealthcare Capital Management April 2015 - Present
Adhesion Wealth Advisor Solutions November 2011 - April 2015
Mary Kay Inc. October 2003 - January 2015
Vemma Nutrition October 2010 - October 2013
Linden Thomas & Company, a Wells Fargo Advisors Financial Network March 2010 - October 2011
Wells Fargo Advisors, LLC June 2009 - December 2009
Wachovia Securities, LLC February 2008 - April 2009
Wachovia Corporation February 2008 - April 2009
Wachovia Securities June 2005 - April 2009
Wachovia Securities, LLC June 2005 - July 2007
Skills
Tax Reporting, Securities, Mutual Funds, Investments, Wealth Management, Financial Services, Asset Managment, Retirement Planning, Banking, Financial Analysis, Bonds, Insurance, Equities, Microsoft Excel, Accounting, Portfolio Management
Education
Radford University 1992 — 1996
Bachelor of Science Degree, Business Administration; Finance
Radford University - College of Business and Economics 1992 — 1996
Finance, Finance
Mills E. Godwin High School 1988 — 1992
Math
Chris LaPara's Wachovia Securities, LLC Experience 2002 - 2009
Job Adjunct Faculty at John Tyler Community College
Industry Professional Training & Coaching
Experience
John Tyler Community College 2010 - Present
University of Phoenix September 2002 - Present
Wells Fargo Advisors 2002 - 2009
Wachovia Securities, LLC 2002 - 2009
Capital One 1999 - 2002
Nationsbank/Barnett Bank 1998 - 1998
Trigon Blue Cross Blue Shield 1989 - 1997
Reuben H. Donnelley 1982 - 1989
Skills
Coaching, Training, Leadership, Strategic Planning, Sales Management, Sales, Leadership Development, Public Speaking, Staff Development, E-Learning, Time Management, Employee Training, Curriculum Design, Management Consulting, Team Building, Adult Education, Executive Coaching, Teaching, Higher Education, Workshop Facilitation, Program Management
Education
Seton Hall University
BA, English
Villanova University
MA, English
John Tyler Community College 2010 - Present
University of Phoenix September 2002 - Present
Wells Fargo Advisors 2002 - 2009
Wachovia Securities, LLC 2002 - 2009
Capital One 1999 - 2002
Nationsbank/Barnett Bank 1998 - 1998
Trigon Blue Cross Blue Shield 1989 - 1997
Reuben H. Donnelley 1982 - 1989
Skills
Coaching, Training, Leadership, Strategic Planning, Sales Management, Sales, Leadership Development, Public Speaking, Staff Development, E-Learning, Time Management, Employee Training, Curriculum Design, Management Consulting, Team Building, Adult Education, Executive Coaching, Teaching, Higher Education, Workshop Facilitation, Program Management
Education
Seton Hall University
BA, English
Villanova University
MA, English
Herbert A Tapia's Wachovia Securities, LLC Experience October 2006 - March 2008
Job Commercial Portfolio Manager at Wells Fargo
Industry Banking
Experience
Wells Fargo September 2014 - Present
Wells Fargo Bank October 2009 - August 2014
Ravago Americas April 2008 - February 2009
Wachovia Securities, LLC October 2006 - March 2008
Wachovia Bank, A Wells Fargo Company July 2002 - September 2006
SunTrust Bank June 2000 - June 2002
Skills
Credit, Financial Reporting, Financial Modeling, Investments, Loans, Financial Analysis, Credit Portfolio..., Credit Analysis, Portfolio Management
Education
Rollins College - Crummer Graduate School of Business 2000 — 2000
MBA, Finance, Management
University of Central Florida - College of Business Administration 1996 — 1999
BS, Finance
University of Central Florida - College of Business Administration 1996 — 1999
BS, MIS
Seminole Community College
Associate of Arts (AA), Business
Wells Fargo September 2014 - Present
Wells Fargo Bank October 2009 - August 2014
Ravago Americas April 2008 - February 2009
Wachovia Securities, LLC October 2006 - March 2008
Wachovia Bank, A Wells Fargo Company July 2002 - September 2006
SunTrust Bank June 2000 - June 2002
Skills
Credit, Financial Reporting, Financial Modeling, Investments, Loans, Financial Analysis, Credit Portfolio..., Credit Analysis, Portfolio Management
Education
Rollins College - Crummer Graduate School of Business 2000 — 2000
MBA, Finance, Management
University of Central Florida - College of Business Administration 1996 — 1999
BS, Finance
University of Central Florida - College of Business Administration 1996 — 1999
BS, MIS
Seminole Community College
Associate of Arts (AA), Business
Tanya Campbell's Wachovia Securities, LLC Experience April 2005 - November 2006
Job Financial Crimes Consultant
Industry Banking
Experience
Wells Fargo June 2009 - Present
Wachovia, A Wells Fargo Company August 2007 - June 2009
Wachovia Securities, LLC April 2005 - November 2006
Wachovia Bank April 2004 - March 2005
Wachovia July 2002 - March 2004
Minnesota Timberwolves 1995 - 1997
Skills
Securities, Start-ups, Financial Services, Wealth Management, Time Management, Budgets, AML, Integration, Project Management, Microsoft Excel, Microsoft Office, Loans, Credit
Education
Robert Morris University - Illinois 1998 — 2002
BA, Management
Wells Fargo June 2009 - Present
Wachovia, A Wells Fargo Company August 2007 - June 2009
Wachovia Securities, LLC April 2005 - November 2006
Wachovia Bank April 2004 - March 2005
Wachovia July 2002 - March 2004
Minnesota Timberwolves 1995 - 1997
Skills
Securities, Start-ups, Financial Services, Wealth Management, Time Management, Budgets, AML, Integration, Project Management, Microsoft Excel, Microsoft Office, Loans, Credit
Education
Robert Morris University - Illinois 1998 — 2002
BA, Management
Cheryl R Turner's Wachovia Securities, LLC Experience 2004 - 2008
Job Manager, Learning & Development at Union Bank & Trust
Industry Professional Training & Coaching
Experience
Union Bank & Trust April 2012 - Present
Capital One University/ Momentum Resources, LLC June 2011 - March 2012
Capital One / Momentum Resources, LLC October 2010 - September 2011
Momentum Resources, LLC April 2010 - October 2010
Baptist Theological Seminary at Richmond July 2009 - April 2010
Wells Fargo Advisors / Wachovia Securities LLC 2008 - 2009
Wachovia Securities, LLC 2004 - 2008
Wachovia Securities, LLC 2003 - 2004
Wachovia Securities, LLC 2002 - 2003
Wachovia Securities, LLC 1996 - 2002
Skills
Change Management, Technology Needs..., Project Management, Relationship Management, Series 7, Recruiting, Process Improvement, Leadership, Training, Management, Budgets, Team Building, Event Management, Fundraising, Coaching, Non-profits, Nonprofits, CRM, Policy, Employee Training, Program Management, Business Planning, Customer Service, Banking, Time Management, Start-ups, Staff Development
Education
Virginia Commonwealth University 2008 — 2010
Graduate Certification in Nonprofit Management
Southwestern Baptist Theological Seminary 1984 — 1987
MARE, Religious Education, concentration in Adult Studies
Stephen F. Austin State University 1972 — 1976
BA, English, Music, Secondary Education
Union Bank & Trust April 2012 - Present
Capital One University/ Momentum Resources, LLC June 2011 - March 2012
Capital One / Momentum Resources, LLC October 2010 - September 2011
Momentum Resources, LLC April 2010 - October 2010
Baptist Theological Seminary at Richmond July 2009 - April 2010
Wells Fargo Advisors / Wachovia Securities LLC 2008 - 2009
Wachovia Securities, LLC 2004 - 2008
Wachovia Securities, LLC 2003 - 2004
Wachovia Securities, LLC 2002 - 2003
Wachovia Securities, LLC 1996 - 2002
Skills
Change Management, Technology Needs..., Project Management, Relationship Management, Series 7, Recruiting, Process Improvement, Leadership, Training, Management, Budgets, Team Building, Event Management, Fundraising, Coaching, Non-profits, Nonprofits, CRM, Policy, Employee Training, Program Management, Business Planning, Customer Service, Banking, Time Management, Start-ups, Staff Development
Education
Virginia Commonwealth University 2008 — 2010
Graduate Certification in Nonprofit Management
Southwestern Baptist Theological Seminary 1984 — 1987
MARE, Religious Education, concentration in Adult Studies
Stephen F. Austin State University 1972 — 1976
BA, English, Music, Secondary Education
Nicholas Amodio's Wachovia Securities, LLC Experience September 2008 - June 2009
Job Vice President Financial Consultant at Charles Schwab
Industry Financial Services
Experience
Charles Schwab April 2014 - Present
Charles Schwab January 2013 - April 2014
Charles Schwab March 2011 - December 2012
Quest Capital Strategies, Inc. August 2010 - March 2011
Wachovia Securities, LLC September 2008 - June 2009
Education
San Diego State University-California State University 2005 — 2009
Bachelor's degree, Finance
agoura high school
Charles Schwab April 2014 - Present
Charles Schwab January 2013 - April 2014
Charles Schwab March 2011 - December 2012
Quest Capital Strategies, Inc. August 2010 - March 2011
Wachovia Securities, LLC September 2008 - June 2009
Education
San Diego State University-California State University 2005 — 2009
Bachelor's degree, Finance
agoura high school
Dionna Latimer's Wachovia Securities, LLC Experience August 2005 - Present
Job Independent Beauty Consultant at Mary Kay, Inc.
Industry Cosmetics
Experience
Mary Kay, Inc. October 2007 - Present
Wachovia Securities, LLC August 2005 - Present
Education
Saint Louis University
Mary Kay, Inc. October 2007 - Present
Wachovia Securities, LLC August 2005 - Present
Education
Saint Louis University
Crystal Reece's Wachovia Securities, LLC Experience December 2006 - April 2007
Job Asset Backed Finance
Industry Financial Services
Experience
Wells Fargo Securities September 2014 - Present
Wells Fargo October 2011 - September 2014
Wells Fargo August 2009 - October 2011
Evergreen Investments April 2007 - July 2009
Wachovia Securities, LLC December 2006 - April 2007
Skills
Financial Analysis, Credit Analysis, Financial Modeling, Leveraged Finance, Leveraged Lending, Capital Markets, Credit Risk, Recapitalizations, Due Diligence, Transaction Experience, Underwriting, Cross Selling, Bloomberg, Series 63, Series 79, Investments, Portfolio Management, Credit
Education
Queens University of Charlotte 2008 — 2010
MBA, Finance
University of North Carolina at Charlotte - Belk College of Business 2003 — 2006
BSBA, Marketing and Finance
Wells Fargo Securities September 2014 - Present
Wells Fargo October 2011 - September 2014
Wells Fargo August 2009 - October 2011
Evergreen Investments April 2007 - July 2009
Wachovia Securities, LLC December 2006 - April 2007
Skills
Financial Analysis, Credit Analysis, Financial Modeling, Leveraged Finance, Leveraged Lending, Capital Markets, Credit Risk, Recapitalizations, Due Diligence, Transaction Experience, Underwriting, Cross Selling, Bloomberg, Series 63, Series 79, Investments, Portfolio Management, Credit
Education
Queens University of Charlotte 2008 — 2010
MBA, Finance
University of North Carolina at Charlotte - Belk College of Business 2003 — 2006
BSBA, Marketing and Finance
Danica King's Wachovia Securities, LLC Experience October 2000 - January 2004
Job Senior Analyst at Wachovia Securities
Industry Financial Services
Experience
Wachovia Securities July 2007 - April 2009
Wachovia Securities January 2004 - July 2007
Wachovia Securities, LLC October 2000 - January 2004
Education
Strayer University 2006 — 2008
MBA, Management
Virginia Commonwealth University - School of Business 1994 — 2000
BS, Marketing
Wachovia Securities July 2007 - April 2009
Wachovia Securities January 2004 - July 2007
Wachovia Securities, LLC October 2000 - January 2004
Education
Strayer University 2006 — 2008
MBA, Management
Virginia Commonwealth University - School of Business 1994 — 2000
BS, Marketing
Reid Kastner's Wachovia Securities, LLC Experience 2004 - 2006
Job Senior Technology Project Manager
Industry Information Technology and Services
Experience
Smart Resources April 2012 - Present
Wells Fargo July 2009 - 2012
Wells Fargo Advisors, LLC 2006 - 2009
Wachovia Securities, LLC 2004 - 2006
Wachovia Bank 2001 - 2004
Firstunion Bank 2000 - 2001
National Gaurd 1998 - 2001
SunTrust Bank 1997 - 2000
Circuit City 1993 - 1997
Skills
Project Mananger, Business Analysis, Change Management, Requirements Gathering, Customer Service, Requirements Analysis, SDLC, Vendor Management, Process Improvement, Project Portfolio..., Software Project..., Visio, MS Project, Business Requirements, Program Management, ITIL, Information Technology, Relationship Management, Team Leadership, Analysis, Technology Management, Business Process, Business Process..., Consulting, Leadership, Project Delivery, Requirements Management, Cross-functional Team..., Management, Project Management, PMP, IT Management, Software Documentation, Resource Management, Telecommunications, SharePoint, IT Strategy, Risk Management, PMO
Education
Strayer University 1999 — 2001
BSCN, Networking
Strayer University (VA) 1999 — 2001
MBMS, Management systems
Smart Resources April 2012 - Present
Wells Fargo July 2009 - 2012
Wells Fargo Advisors, LLC 2006 - 2009
Wachovia Securities, LLC 2004 - 2006
Wachovia Bank 2001 - 2004
Firstunion Bank 2000 - 2001
National Gaurd 1998 - 2001
SunTrust Bank 1997 - 2000
Circuit City 1993 - 1997
Skills
Project Mananger, Business Analysis, Change Management, Requirements Gathering, Customer Service, Requirements Analysis, SDLC, Vendor Management, Process Improvement, Project Portfolio..., Software Project..., Visio, MS Project, Business Requirements, Program Management, ITIL, Information Technology, Relationship Management, Team Leadership, Analysis, Technology Management, Business Process, Business Process..., Consulting, Leadership, Project Delivery, Requirements Management, Cross-functional Team..., Management, Project Management, PMP, IT Management, Software Documentation, Resource Management, Telecommunications, SharePoint, IT Strategy, Risk Management, PMO
Education
Strayer University 1999 — 2001
BSCN, Networking
Strayer University (VA) 1999 — 2001
MBMS, Management systems
Michele Dumey's Wachovia Securities, LLC Experience January 2008 - December 2008
Job QA Analyst at Wells Fargo Advisors
Industry Information Technology and Services
Experience
Wells Fargo Advisors January 2009 - Present
Wachovia Securities, LLC January 2008 - December 2008
A.G. Edwards August 2006 - January 2008
Accenture September 2001 - November 2005
Skills
SDLC, Requirements Analysis, Quality Center, User Acceptance Testing, Business Analysis, SQL, Requirements Gathering, Test Planning, Software Project..., Testing
Education
Saint Louis University 1999 — 2001
BA, Mathematics
Wells Fargo Advisors January 2009 - Present
Wachovia Securities, LLC January 2008 - December 2008
A.G. Edwards August 2006 - January 2008
Accenture September 2001 - November 2005
Skills
SDLC, Requirements Analysis, Quality Center, User Acceptance Testing, Business Analysis, SQL, Requirements Gathering, Test Planning, Software Project..., Testing
Education
Saint Louis University 1999 — 2001
BA, Mathematics
Joe Vives, PMP's Wachovia Securities, LLC Experience August 2008 - December 2009
Job PM/SBA Financial Industry Conversion and Implementations Specialist.
Industry Financial Services
Experience
Discover Pulse October 2014 - March 2015
The Arietis Group September 2013 - October 2014
Broadridge Financial Services February 2010 - September 2013
Wachovia Securities, LLC August 2008 - December 2009
BROADRIDGE FINANCIAL SERVICES June 2007 - July 2008
JPMORGANCHASE November 2006 - June 2007
SEI INVESTMENTS July 2006 - November 2006
FANNIEMAE February 2006 - June 2006
WACHOVIA SECURITIES October 2004 - February 2006
ETRADE June 2004 - October 2004
Skills
PMO, Testing, SharePoint, Business Process, User Acceptance Testing, Requirements Analysis, Management, Derivatives, Fixed Income, Training, Mergers & Acquisitions, Banking, Risk Management, Equities, Business Analysis
Education
American Management Association 2001 — 2001
PMP Certification, Project Management
Queens College 1977 — 1981
BA, Accounting
Discover Pulse October 2014 - March 2015
The Arietis Group September 2013 - October 2014
Broadridge Financial Services February 2010 - September 2013
Wachovia Securities, LLC August 2008 - December 2009
BROADRIDGE FINANCIAL SERVICES June 2007 - July 2008
JPMORGANCHASE November 2006 - June 2007
SEI INVESTMENTS July 2006 - November 2006
FANNIEMAE February 2006 - June 2006
WACHOVIA SECURITIES October 2004 - February 2006
ETRADE June 2004 - October 2004
Skills
PMO, Testing, SharePoint, Business Process, User Acceptance Testing, Requirements Analysis, Management, Derivatives, Fixed Income, Training, Mergers & Acquisitions, Banking, Risk Management, Equities, Business Analysis
Education
American Management Association 2001 — 2001
PMP Certification, Project Management
Queens College 1977 — 1981
BA, Accounting
Thomas Mullooly's Wachovia Securities, LLC Experience 2000 - March 2009
Job Director at Credit Suisse
Industry Financial Services
Experience
Credit Suisse October 2009 - Present
JMP Securities March 2009 - October 2009
Wachovia Securities, LLC 2000 - March 2009
Skills
Investments, Portfolio Management, Banking, Wealth Management, Credit, Asset Management, Loans, Fixed Income, Risk Management, Mortgage Lending, Financial Services, Investment Banking, Securities, Alternative Investments, Financial Analysis, Financial Modeling, Series 63, Series 7, Series 6, Equities, Capital Markets, Account Management
Education
Stony Brook University
Bachelor of Science (BS), Business/Managerial Economics
Credit Suisse October 2009 - Present
JMP Securities March 2009 - October 2009
Wachovia Securities, LLC 2000 - March 2009
Skills
Investments, Portfolio Management, Banking, Wealth Management, Credit, Asset Management, Loans, Fixed Income, Risk Management, Mortgage Lending, Financial Services, Investment Banking, Securities, Alternative Investments, Financial Analysis, Financial Modeling, Series 63, Series 7, Series 6, Equities, Capital Markets, Account Management
Education
Stony Brook University
Bachelor of Science (BS), Business/Managerial Economics
Roger Hurst's Wachovia Securities, LLC Experience March 2000 - February 2010
Job Sr. Mgr, Technology at Capital One
Industry Information Technology and Services
Experience
Capital One December 2010 - Present
Wells Fargo Advisors, LLC January 2009 - December 2010
Wachovia Securities, LLC March 2000 - February 2010
Harte-Hanks Data Technologies January 1998 - January 2000
Signet Bank January 1990 - February 1998
Skills
PMO, Integration, Business Intelligence, Management, Certified Scrum Master..., Agile Methodologies, SDLC, PMP, Business Process..., CRM, Project Management, Strategy, Leadership, Enterprise Software, Portfolio Management, Exceptional People..., Coaching, Financial Services, Mergers, Program Management, Conflict Resolution, Negotiation, Consulting, Vendor Management, Process Improvement
Education
Roanoke College
BA
Capital One December 2010 - Present
Wells Fargo Advisors, LLC January 2009 - December 2010
Wachovia Securities, LLC March 2000 - February 2010
Harte-Hanks Data Technologies January 1998 - January 2000
Signet Bank January 1990 - February 1998
Skills
PMO, Integration, Business Intelligence, Management, Certified Scrum Master..., Agile Methodologies, SDLC, PMP, Business Process..., CRM, Project Management, Strategy, Leadership, Enterprise Software, Portfolio Management, Exceptional People..., Coaching, Financial Services, Mergers, Program Management, Conflict Resolution, Negotiation, Consulting, Vendor Management, Process Improvement
Education
Roanoke College
BA
Kevin Landrum's Wachovia Securities, LLC Experience April 2001 - October 2005
Job Banking Professional
Industry Banking
Experience
Wachovia February 2008 - September 2008
Bank of America October 2005 - January 2008
H&R Block January 2007 - April 2007
Wachovia Securities, LLC April 2001 - October 2005
Education
Webster University
MBA
South Carolina State University 1991 — 1996
BS, Accounting
Wachovia February 2008 - September 2008
Bank of America October 2005 - January 2008
H&R Block January 2007 - April 2007
Wachovia Securities, LLC April 2001 - October 2005
Education
Webster University
MBA
South Carolina State University 1991 — 1996
BS, Accounting
Maxine Neisz's Wachovia Securities, LLC Experience 2000 - 2004
Job Project Coordinator Data Platform Engineering at Collabera Consultant Capital One
Industry Financial Services
Experience
Collabera -Consultant Capital One March 2011 - Present
Global Financial Services October 2010 - February 2011
Wells Fargo Advisors (formerly Wachovia Securities) August 1991 - June 2009
Wachovia Securities, LLC 2000 - 2004
Wachovia Securities , LLC 1997 - 2000
Wachovia Securities , LLC 1995 - 1997
Wachovia Securities , LLC 1991 - 1995
St. Mary's Hospital June 1988 - August 1991
Skills
Data Analysis
Education
Virginia Commonwealth University 1988 — 1991
Bachelor of Science, Criminal Justice
Radford University 1986 — 1988
N/A, Accounting and Criminal Justice
Collabera -Consultant Capital One March 2011 - Present
Global Financial Services October 2010 - February 2011
Wells Fargo Advisors (formerly Wachovia Securities) August 1991 - June 2009
Wachovia Securities, LLC 2000 - 2004
Wachovia Securities , LLC 1997 - 2000
Wachovia Securities , LLC 1995 - 1997
Wachovia Securities , LLC 1991 - 1995
St. Mary's Hospital June 1988 - August 1991
Skills
Data Analysis
Education
Virginia Commonwealth University 1988 — 1991
Bachelor of Science, Criminal Justice
Radford University 1986 — 1988
N/A, Accounting and Criminal Justice
Jason Stansberry's Wachovia Securities, LLC Experience January 2005 - May 2009
Job CFO at IBMC College
Industry Higher Education
Experience
IBMC College March 2015 - Present
Weston Distance Learning June 2009 - March 2015
Wachovia Securities, LLC January 2005 - May 2009
O'Sullivan Industries 1994 - 2005
Skills
Financial Analysis, Strategic Planning, Forecasting, Budgets, Financial Modeling, Strategic Financial..., Cash Flow, GAAP, Financial Reporting, Variance Analysis, Internal Controls, Finance, Income Statement, Financial Accounting, Accounting, Cash Management, Mergers & Acquisitions, Financial Planning, Process Improvement, CPA, Business Valuation, ERP, Managerial Finance, Auditing, General Ledger, Sarbanes-Oxley, Leadership, Acquisition Integration, SEC filings, Cost Accounting, Project Management, Sarbanes-Oxley Act, Tax, Payroll, US GAAP, Analysis, Management Consulting, Business Strategy, Business Process..., Inventory Management
Education
Pittsburg State University 1987 — 1991
BS, Finance
IBMC College March 2015 - Present
Weston Distance Learning June 2009 - March 2015
Wachovia Securities, LLC January 2005 - May 2009
O'Sullivan Industries 1994 - 2005
Skills
Financial Analysis, Strategic Planning, Forecasting, Budgets, Financial Modeling, Strategic Financial..., Cash Flow, GAAP, Financial Reporting, Variance Analysis, Internal Controls, Finance, Income Statement, Financial Accounting, Accounting, Cash Management, Mergers & Acquisitions, Financial Planning, Process Improvement, CPA, Business Valuation, ERP, Managerial Finance, Auditing, General Ledger, Sarbanes-Oxley, Leadership, Acquisition Integration, SEC filings, Cost Accounting, Project Management, Sarbanes-Oxley Act, Tax, Payroll, US GAAP, Analysis, Management Consulting, Business Strategy, Business Process..., Inventory Management
Education
Pittsburg State University 1987 — 1991
BS, Finance
Jay Burmaster's Wachovia Securities, LLC Experience Assistant Vice President-InvestmentsWells FargoApril 2005 - Present
Job Assistant Vice PresidentInvestments at Wells Fargo
Industry Investment Management
Experience
Wachovia Securities, LLC Assistant Vice President-InvestmentsWells FargoApril 2005 - Present
Education
Southern New Hampshire University 1990 — 1994
Bachelor’s Degree, Economics and Finance
Wachovia Securities, LLC Assistant Vice President-InvestmentsWells FargoApril 2005 - Present
Education
Southern New Hampshire University 1990 — 1994
Bachelor’s Degree, Economics and Finance
Ken Groves's Wachovia Securities, LLC Experience 2003 - 2009
Job AVP, Operations Manager at Wachovia
Industry Financial Services
Experience
Wachovia Securities, LLC 2003 - 2009
Wachovia, A Wells Fargo Company 1993 - 2002
Skills
Process Improvement
Education
Salem State University
Bachelor of Science, Business Administration
Wachovia Securities, LLC 2003 - 2009
Wachovia, A Wells Fargo Company 1993 - 2002
Skills
Process Improvement
Education
Salem State University
Bachelor of Science, Business Administration
Scott Demkey's Wachovia Securities, LLC Experience October 2005 - March 2009
Job Desktop Support Technician at BJC HealthCare
Industry Information Services
Experience
BJC HealthCare May 2010 - Present
Wachovia Securities, LLC October 2005 - March 2009
A.G. Edwards March 2003 - September 2005
A.G. Edwards June 2000 - February 2003
OAO Technology Solutions October 1998 - May 2000
Skills
Process Improvement, Leadership, Security, Management, Business Analysis, Customer Service, Service Delivery, Vendor Management, SDLC, Program Management
Education
Southern Illinois University, Edwardsville 1993 — 1998
Bachelor of Science, Business Administration
BJC HealthCare May 2010 - Present
Wachovia Securities, LLC October 2005 - March 2009
A.G. Edwards March 2003 - September 2005
A.G. Edwards June 2000 - February 2003
OAO Technology Solutions October 1998 - May 2000
Skills
Process Improvement, Leadership, Security, Management, Business Analysis, Customer Service, Service Delivery, Vendor Management, SDLC, Program Management
Education
Southern Illinois University, Edwardsville 1993 — 1998
Bachelor of Science, Business Administration
Tracy Bonfield's Wachovia Securities, LLC Experience 2001 - 2010
Job Director, Project Manager at Wells Fargo
Industry Financial Services
Experience
Wells Fargo January 2002 - Present
Wachovia Securities, LLC 2001 - 2010
Wachovia Securities, LLC January 2002 - September 2008
Skills
Project Management, Capital Markets, Asset Management, Credit Analysis, Banking, Loans, Financial Structuring, Portfolio Management, Asset Managment, Valuation, Investment Banking, Financial Analysis, Risk Management, Credit, Financial Modeling, Fixed Income, Loan Origination, Due Diligence
Education
State University of New York College at Geneseo
Bachelors, Business, Marketing, Spanish
Wells Fargo January 2002 - Present
Wachovia Securities, LLC 2001 - 2010
Wachovia Securities, LLC January 2002 - September 2008
Skills
Project Management, Capital Markets, Asset Management, Credit Analysis, Banking, Loans, Financial Structuring, Portfolio Management, Asset Managment, Valuation, Investment Banking, Financial Analysis, Risk Management, Credit, Financial Modeling, Fixed Income, Loan Origination, Due Diligence
Education
State University of New York College at Geneseo
Bachelors, Business, Marketing, Spanish
Joette Keaton's Wachovia Securities, LLC Experience May 1997 - January 2006
Job Financial Services Professional
Industry Financial Services
Experience
Edelman Financial Advisors, LLC April 2008 - January 2009
Wachovia Securities Financial Network January 2006 - April 2008
Wachovia Securities, LLC May 1997 - January 2006
Skills
Financial Services, Recruiting, Financial Analysis, Business Development
Education
Sweet Briar College 1986 — 1991
BA, Political Science
Edelman Financial Advisors, LLC April 2008 - January 2009
Wachovia Securities Financial Network January 2006 - April 2008
Wachovia Securities, LLC May 1997 - January 2006
Skills
Financial Services, Recruiting, Financial Analysis, Business Development
Education
Sweet Briar College 1986 — 1991
BA, Political Science
Jennifer Eanes's Wachovia Securities, LLC Experience December 2005 - September 2007
Job Communications Manager at Apex Systems
Industry Public Relations and Communications
Experience
Apex Systems April 2011 - Present
Wells Fargo Advisors October 2009 - March 2011
Wachovia, A Wells Fargo Company September 2007 - July 2009
Wachovia Securities, LLC December 2005 - September 2007
Virginia Department of Fire Programs June 2004 - December 2005
Virginia Department of Fire Programs February 2003 - June 2004
VBS, Inc. Material Handling Equipment July 2001 - February 2003
Cable and Wireless, Inc. February 1999 - April 2001
Association Services February 1998 - February 1999
Education
Virginia Commonwealth University 2001 — 2004
Master, Public Administration
Randolph-Macon College 1993 — 1997
Bachelor of Arts, International Studies, Political Science, Art History
Apex Systems April 2011 - Present
Wells Fargo Advisors October 2009 - March 2011
Wachovia, A Wells Fargo Company September 2007 - July 2009
Wachovia Securities, LLC December 2005 - September 2007
Virginia Department of Fire Programs June 2004 - December 2005
Virginia Department of Fire Programs February 2003 - June 2004
VBS, Inc. Material Handling Equipment July 2001 - February 2003
Cable and Wireless, Inc. February 1999 - April 2001
Association Services February 1998 - February 1999
Education
Virginia Commonwealth University 2001 — 2004
Master, Public Administration
Randolph-Macon College 1993 — 1997
Bachelor of Arts, International Studies, Political Science, Art History
Patrick Thornton's Wachovia Securities, LLC Experience August 1998 - September 2006
Job Executive Director at JP Morgan
Industry Banking
Experience
JP Morgan October 2006 - Present
Wachovia Securities, LLC August 1998 - September 2006
Bank of Montreal / Harris Bank June 1993 - May 1997
Chicago Board of Trade June 1989 - May 1993
Skills
Corporate Finance, Financial Structuring, Team Leadership, Loans, Capital Markets, Investment Banking, Mergers & Acquisitions, Credit, Relationship Management, Private Equity, Derivatives, LBO, Valuation, Financial Modeling, Financial Analysis, Treasury Management, CPA, Series 24, Series 7, Series 63
Education
University of Notre Dame - Mendoza College of Business 1997 — 1998
MBA, Finance
Saint Bonaventure University 1985 — 1989
BBA, Accounting
JP Morgan October 2006 - Present
Wachovia Securities, LLC August 1998 - September 2006
Bank of Montreal / Harris Bank June 1993 - May 1997
Chicago Board of Trade June 1989 - May 1993
Skills
Corporate Finance, Financial Structuring, Team Leadership, Loans, Capital Markets, Investment Banking, Mergers & Acquisitions, Credit, Relationship Management, Private Equity, Derivatives, LBO, Valuation, Financial Modeling, Financial Analysis, Treasury Management, CPA, Series 24, Series 7, Series 63
Education
University of Notre Dame - Mendoza College of Business 1997 — 1998
MBA, Finance
Saint Bonaventure University 1985 — 1989
BBA, Accounting
DESIREE DIXON's Wachovia Securities, LLC Experience September 2006 - October 2007
Job Customer Advocate
Industry Banking
Experience
Bank of America Home Loans April 2015 - Present
Bank of America February 2014 - April 2015
Bank of America February 2013 - January 2014
Bank of America April 2012 - January 2013
Kmart Corporation October 2010 - March 2012
Target October 2007 - May 2010
Wachovia Securities, LLC September 2006 - October 2007
Wachovia Corporation February 2004 - September 2006
Skills
Customer Service, Leadership, Management, Microsoft Office, Microsoft Excel, Time Management, Sales, Process Improvement, Microsoft Word, Team Building
Education
Strayer University 2005 — 2007
MBA, HUMAN RESOURCES
Virginia Commonwealth University 2001 — 2004
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Bank of America Home Loans April 2015 - Present
Bank of America February 2014 - April 2015
Bank of America February 2013 - January 2014
Bank of America April 2012 - January 2013
Kmart Corporation October 2010 - March 2012
Target October 2007 - May 2010
Wachovia Securities, LLC September 2006 - October 2007
Wachovia Corporation February 2004 - September 2006
Skills
Customer Service, Leadership, Management, Microsoft Office, Microsoft Excel, Time Management, Sales, Process Improvement, Microsoft Word, Team Building
Education
Strayer University 2005 — 2007
MBA, HUMAN RESOURCES
Virginia Commonwealth University 2001 — 2004
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Mary Czerniewski's Wachovia Securities, LLC Experience October 2008 - August 2009
Job Volunteer at Missouri Botanical Garden
Industry Financial Services
Experience
Missouri Botanical Garden April 2010 - Present
Benjamin F. Edwards & Co. September 2009 - October 2009
Wachovia Securities, LLC October 2008 - August 2009
Wachovia Securities, LLC January 2008 - September 2008
A.G. Edwards, Inc January 1995 - December 2007
A.G. Edwards, Inc. March 1981 - December 1994
Skills
PeopleSoft, Accounting, Management, Leadership, Analysis, Change Management, Financial Analysis, Series 7, Account Reconciliation, Process Improvement, Training, Finance, Auditing
Education
CPA Certification
Southeast Missouri State University 1976 — 1980
Bachelors, Accounting
Missouri Botanical Garden April 2010 - Present
Benjamin F. Edwards & Co. September 2009 - October 2009
Wachovia Securities, LLC October 2008 - August 2009
Wachovia Securities, LLC January 2008 - September 2008
A.G. Edwards, Inc January 1995 - December 2007
A.G. Edwards, Inc. March 1981 - December 1994
Skills
PeopleSoft, Accounting, Management, Leadership, Analysis, Change Management, Financial Analysis, Series 7, Account Reconciliation, Process Improvement, Training, Finance, Auditing
Education
CPA Certification
Southeast Missouri State University 1976 — 1980
Bachelors, Accounting
Deborah R. Daily's Wachovia Securities, LLC Experience June 1983 - November 1987
Job Certified Signing Agent, Title Search, Curative Specialist
Industry Real Estate
Experience
D R Daily LLC February 2013 - Present
Saye Energy February 2010 - 2013
Shorthorn Resources January 2005 - 2009
Ensource January 2000 - January 2005
Columbia Energy Services January 1998 - January 2000
The Eastern Group January 1996 - January 1999
Norstar Energy L.P. January 1993 - January 1996
Texas-Ohio Gas Company January 1990 - January 1993
Wachovia Securities, LLC June 1983 - November 1987
Merrill Lynch January 1981 - May 1983
Skills
Natural Gas, Energy, Energy Industry, Petroleum, Pipelines, Gas, Upstream, Oil/Gas, Minerals, Due Diligence, Contract Negotiation, Leases, Mineral Rights, Onshore, Title Opinions, Notary Public, Texas Notary, Loan Servicing, Home Equity Loans, Business Development, loan, Real Estate Transactions, Real Estate, Trust Services
Education
Sam Houston State University
D R Daily LLC February 2013 - Present
Saye Energy February 2010 - 2013
Shorthorn Resources January 2005 - 2009
Ensource January 2000 - January 2005
Columbia Energy Services January 1998 - January 2000
The Eastern Group January 1996 - January 1999
Norstar Energy L.P. January 1993 - January 1996
Texas-Ohio Gas Company January 1990 - January 1993
Wachovia Securities, LLC June 1983 - November 1987
Merrill Lynch January 1981 - May 1983
Skills
Natural Gas, Energy, Energy Industry, Petroleum, Pipelines, Gas, Upstream, Oil/Gas, Minerals, Due Diligence, Contract Negotiation, Leases, Mineral Rights, Onshore, Title Opinions, Notary Public, Texas Notary, Loan Servicing, Home Equity Loans, Business Development, loan, Real Estate Transactions, Real Estate, Trust Services
Education
Sam Houston State University
Latha Viswanatha's Wachovia Securities, LLC Experience October 2007 - August 2008
Job Sr. QA Analyst
Industry Information Technology and Services
Experience
Wells Fargo Advisors, LLC January 2010 - June 2011
Ralcorp Holdings March 2009 - June 2009
Wachovia Securities, LLC October 2007 - August 2008
A.G. Edwards & Sons, Inc. November 1991 - September 2007
Skills
Regression Testing, DB2, Requirements Analysis, Visio, SDLC, Software Project..., Quality Assurance, SQL, Mainframe, Requirements Gathering, Integration, System Testing, Unix, Business Analysis, Testing
Education
St. Louis Community College
Certificate, Computer Science
St. Philomenas's College
BS, Science
Wells Fargo Advisors, LLC January 2010 - June 2011
Ralcorp Holdings March 2009 - June 2009
Wachovia Securities, LLC October 2007 - August 2008
A.G. Edwards & Sons, Inc. November 1991 - September 2007
Skills
Regression Testing, DB2, Requirements Analysis, Visio, SDLC, Software Project..., Quality Assurance, SQL, Mainframe, Requirements Gathering, Integration, System Testing, Unix, Business Analysis, Testing
Education
St. Louis Community College
Certificate, Computer Science
St. Philomenas's College
BS, Science
Tim Jameson, CFA's Wachovia Securities, LLC Experience 2002 - 2005
Job CEO at XYZ Advisory (Name of firm still TBD)
Industry Financial Services
Experience
XYZ Advisory (Name of firm still TBD) June 2010 - Present
TWG Investment Management 2005 - June 2010
Wachovia Securities, LLC 2002 - 2005
Credit Suisse 1994 - 2002
Nomura Asset Management 1992 - 1994
Education
University of Pennsylvania - The Wharton School 1996 — 1998
Masters of Business Administration
Princeton University 1988 — 1992
BS Finance
XYZ Advisory (Name of firm still TBD) June 2010 - Present
TWG Investment Management 2005 - June 2010
Wachovia Securities, LLC 2002 - 2005
Credit Suisse 1994 - 2002
Nomura Asset Management 1992 - 1994
Education
University of Pennsylvania - The Wharton School 1996 — 1998
Masters of Business Administration
Princeton University 1988 — 1992
BS Finance
Monica Sofia Himes's Wachovia Securities, LLC Experience 2006 - 2009
Job Alternative Investments Private Equity
Industry Investment Management
Experience
OCP Capital LLC 2013 - Present
Brookwood Securities Partners LLC 2010 - 2013
Wachovia Securities, LLC 2006 - 2009
Skills
Investments, Asset Managment, Alternative Investments, Portfolio Management, Valuation, Equities, Financial Modeling, Private Equity, Capital Markets, Business Development, Asset Management, Financial Services, Due Diligence, Management Consulting, Real Estate Private..., Financial Analysis, Hedge Funds
Education
Suffolk University - Sawyer School of Management
MSF, Finance, General
Instituto Tecnológico y de Estudios Superiores de Monterrey
Bachelor, International Business
OCP Capital LLC 2013 - Present
Brookwood Securities Partners LLC 2010 - 2013
Wachovia Securities, LLC 2006 - 2009
Skills
Investments, Asset Managment, Alternative Investments, Portfolio Management, Valuation, Equities, Financial Modeling, Private Equity, Capital Markets, Business Development, Asset Management, Financial Services, Due Diligence, Management Consulting, Real Estate Private..., Financial Analysis, Hedge Funds
Education
Suffolk University - Sawyer School of Management
MSF, Finance, General
Instituto Tecnológico y de Estudios Superiores de Monterrey
Bachelor, International Business
Rachel Haim's Wachovia Securities, LLC Experience July 2007 - June 2009
Job Investment Analyst at The WindAcre Partnership
Industry Investment Management
Experience
The WindAcre Partnership July 2013 - Present
Live Nation June 2012 - August 2012
Denham Capital Management September 2009 - July 2011
Wachovia Securities, LLC July 2007 - June 2009
Ernst & Young July 2006 - July 2007
Skills
Strategic Planning, Valuation, Financial Modeling, Due Diligence, Private Equity, Renewable Energy, Solar Energy, Geothermal, Investment Banking, Energy, Oil & Gas Industry
Education
Stanford Graduate School of Business 2011 — 2013
MBA
The University of Texas at Austin - The Red McCombs School of Business 2001 — 2005
BBA, MPA, Accounting
The WindAcre Partnership July 2013 - Present
Live Nation June 2012 - August 2012
Denham Capital Management September 2009 - July 2011
Wachovia Securities, LLC July 2007 - June 2009
Ernst & Young July 2006 - July 2007
Skills
Strategic Planning, Valuation, Financial Modeling, Due Diligence, Private Equity, Renewable Energy, Solar Energy, Geothermal, Investment Banking, Energy, Oil & Gas Industry
Education
Stanford Graduate School of Business 2011 — 2013
MBA
The University of Texas at Austin - The Red McCombs School of Business 2001 — 2005
BBA, MPA, Accounting
Michael Eanes's Wachovia Securities, LLC Experience 2006 - 2009
Job Operations and Service Professional
Industry Financial Services
Experience
Apex Systems September 2011 - Present
AMF December 2009 - April 2011
Wachovia Securities, LLC 2006 - 2009
Wachovia, A Wells Fargo Company 2000 - 2006
First Union National Bank 1998 - 2000
Education
Randolph-Macon College 1993 — 1997
Bachelor of Arts, Political Science, History
Apex Systems September 2011 - Present
AMF December 2009 - April 2011
Wachovia Securities, LLC 2006 - 2009
Wachovia, A Wells Fargo Company 2000 - 2006
First Union National Bank 1998 - 2000
Education
Randolph-Macon College 1993 — 1997
Bachelor of Arts, Political Science, History
Brendan Mulligan's Wachovia Securities, LLC Experience November 2008 - May 2009
Job Youth Counselor at YouthCare Seattle
Industry Nonprofit Organization Management
Experience
YouthCare Seattle September 2014 - Present
Point Inside January 2014 - September 2014
EagleView Technologies, Inc. April 2011 - November 2013
HomeStreet Bank October 2010 - December 2010
Wachovia Securities, LLC November 2008 - May 2009
Wcities April 2008 - June 2008
Skills
Customer Relations, Project Planning, GIS analysis, Editorial, Team Leadership, Deliverables, Employee Training, Microsoft Office, Stata, Customer Service, GIS, SharePoint, Data Analysis, Technical Writing, Program Management
Education
University of Washington 2012 — 2012
Applied Agile Management
University of Washington 2011 — 2012
Certificate, Geographic Information Systems
San Francisco State University 2007 — 2010
BA, Economics, Geography
Sacred Heart Cathedral Preparatory 2001 — 2005
YouthCare Seattle September 2014 - Present
Point Inside January 2014 - September 2014
EagleView Technologies, Inc. April 2011 - November 2013
HomeStreet Bank October 2010 - December 2010
Wachovia Securities, LLC November 2008 - May 2009
Wcities April 2008 - June 2008
Skills
Customer Relations, Project Planning, GIS analysis, Editorial, Team Leadership, Deliverables, Employee Training, Microsoft Office, Stata, Customer Service, GIS, SharePoint, Data Analysis, Technical Writing, Program Management
Education
University of Washington 2012 — 2012
Applied Agile Management
University of Washington 2011 — 2012
Certificate, Geographic Information Systems
San Francisco State University 2007 — 2010
BA, Economics, Geography
Sacred Heart Cathedral Preparatory 2001 — 2005
Phyllis Ramsey's Wachovia Securities, LLC Experience March 2008 - January 2009
Job Immigration Specialist at Boeing
Industry Human Resources
Experience
Boeing May 2011 - Present
Stivers Staffing /Wiese Planning & Engineering Inc March 2011 - April 2011
Staffing Solutions, Inc./ The Doe Run Company December 2010 - December 2010
Wachovia Securities, LLC March 2008 - January 2009
Catholic Charities November 2007 - March 2008
Brown Shoe Company July 2007 - November 2007
Husch & Eppenberger, LLC August 2004 - May 2007
Daugherty Business Solutions March 1998 - January 2004
Education
St. Louis Community College
Business
University of Missouri-Saint Louis
Chancellors Program, Business
Boeing May 2011 - Present
Stivers Staffing /Wiese Planning & Engineering Inc March 2011 - April 2011
Staffing Solutions, Inc./ The Doe Run Company December 2010 - December 2010
Wachovia Securities, LLC March 2008 - January 2009
Catholic Charities November 2007 - March 2008
Brown Shoe Company July 2007 - November 2007
Husch & Eppenberger, LLC August 2004 - May 2007
Daugherty Business Solutions March 1998 - January 2004
Education
St. Louis Community College
Business
University of Missouri-Saint Louis
Chancellors Program, Business
Clarise White's Wachovia Securities, LLC Experience November 2004 - May 2009
Job Sr. Ops Coordinator at Capital One
Industry Banking
Experience
Capital One July 2011 - Present
Celerion August 2010 - July 2011
Wachovia Securities, LLC November 2004 - May 2009
NHS Mid Atlantic Inc October 2002 - June 2004
Skills
Training, Customer Service, Banking, Teamwork, Microsoft Office, Microsoft Word, Time Management, Call Centers, Administration, Quality Assurance, Finance, Budgets, Process Improvement, Cash Management
Education
Strayer University 2008 — 2012
Bachelor, Business Administration; Management
Virginia Institute for Pharmacy Technicians 2010 — 2010
Certificate, Pharmacy Technician/Assistant
Capital One July 2011 - Present
Celerion August 2010 - July 2011
Wachovia Securities, LLC November 2004 - May 2009
NHS Mid Atlantic Inc October 2002 - June 2004
Skills
Training, Customer Service, Banking, Teamwork, Microsoft Office, Microsoft Word, Time Management, Call Centers, Administration, Quality Assurance, Finance, Budgets, Process Improvement, Cash Management
Education
Strayer University 2008 — 2012
Bachelor, Business Administration; Management
Virginia Institute for Pharmacy Technicians 2010 — 2010
Certificate, Pharmacy Technician/Assistant
Sean Clifford's Wachovia Securities, LLC Experience January 2004 - December 2006
Job Financial Services Professional
Industry Banking
Experience
Independent 2011 - Present
Citi 2010 - 2011
Credit Suisse May 2008 - August 2010
Wachovia Securities, LLC January 2004 - December 2006
Clifford Associates, Inc. 1990 - 2004
Skills
Derivatives, Fixed Income, Prime Brokerage, Equities, Financial Services, Wealth Management, Mutual Funds, Bloomberg, ETFs, Banking, Hedge Funds, Securities, Corporate Actions, Investment Strategies, Financial Risk, Trading Systems, Options, Investments, Trading, Asset Allocation, Series 63, Capital Markets, Financial Analysis, Investment Banking, Alternative Investments, Settlement, Back Office, Portfolio Management, Asset Managment, FX Options, Valuation, Financial Markets, Investment Management, AML, Bonds
Education
San Diego State University-California State University
Bachelor of Science, Business Administration
Hunter College, New York, NY
Certificate, Microsoft Office
Independent 2011 - Present
Citi 2010 - 2011
Credit Suisse May 2008 - August 2010
Wachovia Securities, LLC January 2004 - December 2006
Clifford Associates, Inc. 1990 - 2004
Skills
Derivatives, Fixed Income, Prime Brokerage, Equities, Financial Services, Wealth Management, Mutual Funds, Bloomberg, ETFs, Banking, Hedge Funds, Securities, Corporate Actions, Investment Strategies, Financial Risk, Trading Systems, Options, Investments, Trading, Asset Allocation, Series 63, Capital Markets, Financial Analysis, Investment Banking, Alternative Investments, Settlement, Back Office, Portfolio Management, Asset Managment, FX Options, Valuation, Financial Markets, Investment Management, AML, Bonds
Education
San Diego State University-California State University
Bachelor of Science, Business Administration
Hunter College, New York, NY
Certificate, Microsoft Office
Steven S. Teti, CRC®'s Wachovia Securities, LLC Experience 2007 - 2009
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors January 2009 - Present
Wachovia Securities, LLC 2007 - 2009
A.G. Edwards & Sons, Inc. 1988 - 2007
Education
Rutgers, The State University of New Jersey-Camden
B.A., Business
Wells Fargo Advisors January 2009 - Present
Wachovia Securities, LLC 2007 - 2009
A.G. Edwards & Sons, Inc. 1988 - 2007
Education
Rutgers, The State University of New Jersey-Camden
B.A., Business
Jared Rindos's Wachovia Securities, LLC Experience March 2005 - April 2008
Job Director Global Wealth & Retirement Solutions at Bank of America Merrill Lynch
Industry Financial Services
Experience
Bank of America March 2014 - Present
UBS Wealth Management November 2012 - March 2014
Citi July 2011 - November 2012
Citi August 2009 - July 2011
Citi April 2008 - August 2009
Wachovia Securities, LLC March 2005 - April 2008
Skills
Portfolio Management, Alternative Investments, Wealth Management, Series 7, Series 66, Series 9, Series 10, Bloomberg, Zephyr Style Advisor, Morningstar Direct, FINRA, Asset Allocation, Securities, Investments, Uniform Combined State..., Fixed Income, Hedge Funds, Investment Advisory, Player Development, Financial Services, Investment Strategies, Asset Management, Investment Management, Retirement Planning, ETFs
Education
Saint Joseph's University 2000 — 2004
Bachelor of Science, Business Management
Bishop Eustace Preparatory School 1996 — 2000
Bank of America March 2014 - Present
UBS Wealth Management November 2012 - March 2014
Citi July 2011 - November 2012
Citi August 2009 - July 2011
Citi April 2008 - August 2009
Wachovia Securities, LLC March 2005 - April 2008
Skills
Portfolio Management, Alternative Investments, Wealth Management, Series 7, Series 66, Series 9, Series 10, Bloomberg, Zephyr Style Advisor, Morningstar Direct, FINRA, Asset Allocation, Securities, Investments, Uniform Combined State..., Fixed Income, Hedge Funds, Investment Advisory, Player Development, Financial Services, Investment Strategies, Asset Management, Investment Management, Retirement Planning, ETFs
Education
Saint Joseph's University 2000 — 2004
Bachelor of Science, Business Management
Bishop Eustace Preparatory School 1996 — 2000
Starwood Hotels & Resorts Worldwide, Inc.
Wells Fargo Advisors
Wells Fargo Advisors, LLC
Raytheon Missile Systems
Starwood Hotels & Resorts
Carestream Health
Pershing
NEC Corporation of America