Wachovia Securities, LLC
Industry: Subsidiary
DescriptionWells Fargo Advisors is a subsidiary of Wells Fargo, located in St Louis, Missouri. It is the ninth largest brokerage firm in the United States as of August 17, 2017 with $490 billion retail client assets under management. Headquarters: St. Louis, Missouri, United States Parent organization: Wells Fargo Founded: 4 September 2001 Total assets: 490 billion USD Subsidiaries: Wachovia Securities (Argentina) LLC (Buenos Aires Argentina),
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Wachovia Securities, LLC Employees
Employee
Years
Job
Industry
Joe Abdalah Joe Abdalah's Wachovia Securities, LLC Experience February 2005 - December 2006
Job Financial Valuations at Enable Midstream Partners
Industry Oil & Energy
Experience
Enable Midstream Partners September 2014 - Present
Kinder Morgan February 2014 - June 2014
KMG Chemicals May 2013 - September 2013
Hewlett-Packard July 2010 - July 2012
Hewlett-Packard June 2007 - June 2010
Wachovia Securities, LLC February 2005 - December 2006
Phoneware May 2006 - August 2006
Skills
Business Strategy, Marketing, Forecasting, Business Planning, Financial Analysis, Business Analysis, Competitive Analysis, Financial Modeling, Mergers & Acquisitions, Business Development, Corporate Development, Process Improvement, Project Management, Finance, Energy, Due Diligence
Education
Rice University - Jesse H. Jones Graduate School of Management 2012 — 2014
Master of Business Administration (MBA), Concentration in Finance and Energy, GPA 3.6
University of Pittsburgh 2004 — 2007
Bachelor of Science (BS), Finance and Marketing, 3.9
Enable Midstream Partners September 2014 - Present
Kinder Morgan February 2014 - June 2014
KMG Chemicals May 2013 - September 2013
Hewlett-Packard July 2010 - July 2012
Hewlett-Packard June 2007 - June 2010
Wachovia Securities, LLC February 2005 - December 2006
Phoneware May 2006 - August 2006
Skills
Business Strategy, Marketing, Forecasting, Business Planning, Financial Analysis, Business Analysis, Competitive Analysis, Financial Modeling, Mergers & Acquisitions, Business Development, Corporate Development, Process Improvement, Project Management, Finance, Energy, Due Diligence
Education
Rice University - Jesse H. Jones Graduate School of Management 2012 — 2014
Master of Business Administration (MBA), Concentration in Finance and Energy, GPA 3.6
University of Pittsburgh 2004 — 2007
Bachelor of Science (BS), Finance and Marketing, 3.9
Javier Rivero Javier Rivero's Wachovia Securities, LLC Experience June 2002 - April 2006
Job President at Brickell Global Markets Inc
Industry Financial Services
Experience
Brickell Global Markets Inc March 2014 - Present
Merrill Lynch August 2011 - March 2014
Wells Fargo Advisors, LLC April 2006 - August 2011
Wachovia Securities, LLC June 2002 - April 2006
Ladenburg Capital 2002 - 2002
Skills
Series 7, Wealth Management, Securities, Series 63, Portfolio Management, Leadership, Mutual Funds, Private Banking, FINRA, Financial Services, Sales Management, Fixed Income, Operations Management, Alternative Investments, Investments, Finance, Risk Management, Hedge Funds, Branch Management, Compliance, Equity Trading, Asset Allocation, Investment Advisory, Series 65, AML, Capital Markets, Series 3, Series 9, Wealth Management..., Series 10, Licensed Life Insurance..., Investment Strategies, Series 4, Asset Management, Series 24, Investment Banking, Financial Advisory, Financial Markets, Derivatives, Bonds, ETFs, Retirement, Structured Products, Executive Management, Management, Banking, Equities, Sales, Financial Planning, Credit
Education
Kean University 1998 — 2001
Bachelors, Finance
Union County College 1996 — 1998
AAS, Business Management
Brickell Global Markets Inc March 2014 - Present
Merrill Lynch August 2011 - March 2014
Wells Fargo Advisors, LLC April 2006 - August 2011
Wachovia Securities, LLC June 2002 - April 2006
Ladenburg Capital 2002 - 2002
Skills
Series 7, Wealth Management, Securities, Series 63, Portfolio Management, Leadership, Mutual Funds, Private Banking, FINRA, Financial Services, Sales Management, Fixed Income, Operations Management, Alternative Investments, Investments, Finance, Risk Management, Hedge Funds, Branch Management, Compliance, Equity Trading, Asset Allocation, Investment Advisory, Series 65, AML, Capital Markets, Series 3, Series 9, Wealth Management..., Series 10, Licensed Life Insurance..., Investment Strategies, Series 4, Asset Management, Series 24, Investment Banking, Financial Advisory, Financial Markets, Derivatives, Bonds, ETFs, Retirement, Structured Products, Executive Management, Management, Banking, Equities, Sales, Financial Planning, Credit
Education
Kean University 1998 — 2001
Bachelors, Finance
Union County College 1996 — 1998
AAS, Business Management
Erna Grbic Erna Grbic's Wachovia Securities, LLC Experience January 2006 - July 2009
Job Grbic restaurant and banquet hall
Industry Financial Services
Experience
Grbic Events January 2009 - Present
Grbic Restaurant and Banquet Hall February 2002 - Present
Grbic Restaurant February 2002 - Present
Pinnacle Entertainment July 2009 - February 2011
Pinnacle Entertainment July 2009 - February 2011
Lumiere Place Hotel and Casino July 2009 - February 2011
Wachovia January 2006 - July 2009
Wachovia Securities LLC January 2006 - July 2009
Realtor® June 2005 - January 2006
Skills
Budgets, Leadership, Inventory Management, Customer Service, Process Scheduler, Customer Satisfaction, Management, Marketing, Sales, Payroll, Analysis, Microsoft Office, Project Planning, Purchasing, Restaurants, Food, Banquets, Menu Development, Microsoft Excel, Team Building, Event Planning
Education
Fontbonne University
Bachelors, Business Administration
Saint Louis University 2002 — 2004
Bachelor of Business Administration (B.B.A.)
Fontbonne University
Bachelor of Business Administration (BBA)
Grbic Events January 2009 - Present
Grbic Restaurant and Banquet Hall February 2002 - Present
Grbic Restaurant February 2002 - Present
Pinnacle Entertainment July 2009 - February 2011
Pinnacle Entertainment July 2009 - February 2011
Lumiere Place Hotel and Casino July 2009 - February 2011
Wachovia January 2006 - July 2009
Wachovia Securities LLC January 2006 - July 2009
Realtor® June 2005 - January 2006
Skills
Budgets, Leadership, Inventory Management, Customer Service, Process Scheduler, Customer Satisfaction, Management, Marketing, Sales, Payroll, Analysis, Microsoft Office, Project Planning, Purchasing, Restaurants, Food, Banquets, Menu Development, Microsoft Excel, Team Building, Event Planning
Education
Fontbonne University
Bachelors, Business Administration
Saint Louis University 2002 — 2004
Bachelor of Business Administration (B.B.A.)
Fontbonne University
Bachelor of Business Administration (BBA)
Reid Nahm's Wachovia Securities, LLC Experience 2006 - 2009
Job Partner at Pharosmark
Industry Venture Capital & Private Equity
Experience
Pharosmark 2013 - Present
Guepardo Investimentos 2010 - 2012
Guardiãm 2009 - 2011
Wachovia Securities, LLC 2006 - 2009
US Army 2000 - 2005
Skills
Equities, Investment Banking, Asset Management, Entrepreneurship, Capital Markets, IPO, Secondary Offerings, Operations, Fundraising, Hedge Funds, Valuation, Marketing, CRM, Research, Business Development, Mergers & Acquisitions, Emerging Markets, Investments, Corporate Development, Private Equity, Management
Education
Harvard Business School
Master of Business Administration (MBA)
United States Military Academy at West Point
Bachelor's Degree
School of Visual Arts
New York Code & Design Academy
Pharosmark 2013 - Present
Guepardo Investimentos 2010 - 2012
Guardiãm 2009 - 2011
Wachovia Securities, LLC 2006 - 2009
US Army 2000 - 2005
Skills
Equities, Investment Banking, Asset Management, Entrepreneurship, Capital Markets, IPO, Secondary Offerings, Operations, Fundraising, Hedge Funds, Valuation, Marketing, CRM, Research, Business Development, Mergers & Acquisitions, Emerging Markets, Investments, Corporate Development, Private Equity, Management
Education
Harvard Business School
Master of Business Administration (MBA)
United States Military Academy at West Point
Bachelor's Degree
School of Visual Arts
New York Code & Design Academy
Janet Paige's Wachovia Securities, LLC Experience January 2006 - February 2009
Job Entrepreneur & Experienced Corporate Banking Professional
Industry Banking
Experience
Janet Leigh Jewelry September 2009 - Present
Wells Fargo July 2009 - May 2012
Wachovia Securities March 2009 - June 2009
Wachovia Securities, LLC January 2006 - February 2009
Wachovia Bank, NA June 2004 - December 2005
Skills
Financial Modeling, Financial Analysis, Credit Analysis, Portfolio Management, Valuation, Finance, Investment Banking, Credit Risk, Entrepreneurship, Forecasting, Relationship Management, Underwriting
Education
Hampton University 2000 — 2004
Bachelor of Science, Finance
Janet Leigh Jewelry September 2009 - Present
Wells Fargo July 2009 - May 2012
Wachovia Securities March 2009 - June 2009
Wachovia Securities, LLC January 2006 - February 2009
Wachovia Bank, NA June 2004 - December 2005
Skills
Financial Modeling, Financial Analysis, Credit Analysis, Portfolio Management, Valuation, Finance, Investment Banking, Credit Risk, Entrepreneurship, Forecasting, Relationship Management, Underwriting
Education
Hampton University 2000 — 2004
Bachelor of Science, Finance
Sondra Baramki's Wachovia Securities, LLC Experience October 2005 - June 2009
Job
Industry
Experience
Bon Secours Health System April 2013 - Present
Virginia Select July 2012 - January 2013
Asbury Automotive Group January 2011 - June 2011
Source4 Integrated Business Services June 2010 - January 2011
Wachovia Securities, LLC October 2005 - June 2009
Virginia Board of Bar Examiners October 2000 - June 2005
Skills
Management, Customer Service, Time Management, Microsoft Office, Sales, Accounts Receivable, Microsoft Excel, Sales Management, Event Planning, Leadership, PowerPoint, Training, Customer Satisfaction, Insurance, Team Building, Marketing, Social Networking, Social Media
Education
J Sargeant Reynolds Community College
43 Credits, Paralegal
Strayer University
Strayer University (Richmond, VA)
Elizabeth Brant School of Business
Diploma
Bon Secours Health System April 2013 - Present
Virginia Select July 2012 - January 2013
Asbury Automotive Group January 2011 - June 2011
Source4 Integrated Business Services June 2010 - January 2011
Wachovia Securities, LLC October 2005 - June 2009
Virginia Board of Bar Examiners October 2000 - June 2005
Skills
Management, Customer Service, Time Management, Microsoft Office, Sales, Accounts Receivable, Microsoft Excel, Sales Management, Event Planning, Leadership, PowerPoint, Training, Customer Satisfaction, Insurance, Team Building, Marketing, Social Networking, Social Media
Education
J Sargeant Reynolds Community College
43 Credits, Paralegal
Strayer University
Strayer University (Richmond, VA)
Elizabeth Brant School of Business
Diploma
Chad Burgess's Wachovia Securities, LLC Experience 2007 - 2007
Job Marketing at SeatGeek.com
Industry Internet
Experience
SeatGeek March 2010 - Present
VistaPrint January 2008 - July 2009
Wachovia Securities, LLC 2007 - 2007
Wachovia Securities, LLC June 2006 - August 2006
Smith Barney January 2006 - June 2006
Skills
SEO, SEO Audits, SEO copywriting, Excel, Online Marketing, Demand Forecasting, Content Strategy, Web Content Management, Google Analytics, Google Docs, Google Webmaster Tools, Product Marketing, Product Forecasting, Pivot Tables, Wordpress, Blog Marketing, Blog Management, Organic Search, Search, Local Search, Market Research, Competitive Analysis, Microsoft Excel, WordPress, Blogging Software, E-commerce, Start-ups, Strategy
Education
Georgetown University 2003 — 2007
BSBA, Double Major: Finance and International Business - Other concentration(s): Psychology/Sociology
UNSW Australia 2006 — 2006
Study Abroad, International Business, Marketing, and Finance
SeatGeek March 2010 - Present
VistaPrint January 2008 - July 2009
Wachovia Securities, LLC 2007 - 2007
Wachovia Securities, LLC June 2006 - August 2006
Smith Barney January 2006 - June 2006
Skills
SEO, SEO Audits, SEO copywriting, Excel, Online Marketing, Demand Forecasting, Content Strategy, Web Content Management, Google Analytics, Google Docs, Google Webmaster Tools, Product Marketing, Product Forecasting, Pivot Tables, Wordpress, Blog Marketing, Blog Management, Organic Search, Search, Local Search, Market Research, Competitive Analysis, Microsoft Excel, WordPress, Blogging Software, E-commerce, Start-ups, Strategy
Education
Georgetown University 2003 — 2007
BSBA, Double Major: Finance and International Business - Other concentration(s): Psychology/Sociology
UNSW Australia 2006 — 2006
Study Abroad, International Business, Marketing, and Finance
Colin Corbett Colin Corbett's Wachovia Securities, LLC Experience December 2008 - January 2009
Job Sales Executive
Industry Online Media
Experience
Renewable Biofuels May 2015 - Present
Viacom June 2014 - November 2014
Société Générale December 2013 - April 2014
UBS May 2013 - December 2013
J.P. Morgan January 2013 - May 2013
Nomura Securities July 2011 - May 2012
Soros Fund Management May 2010 - September 2010
Goldman Sachs Mentoring Day October 2009 - October 2009
Morgan Stanley Wealth Management January 2009 - June 2009
Wachovia Securities LLC December 2008 - January 2009
Skills
Finance, Sales, Cold Calling, Hedge Funds, Trading, Fixed Income, Equities, Options, Derivatives, Investment Banking, Bloomberg, Investments, Portfolio Management
Education
Fordham University 2008 — 2011
Bachelor of Business Administration (B.B.A.), Finance, General
Fordham University 2008 — 2011
B.A
Fordham University
B.A, Finance
Renewable Biofuels May 2015 - Present
Viacom June 2014 - November 2014
Société Générale December 2013 - April 2014
UBS May 2013 - December 2013
J.P. Morgan January 2013 - May 2013
Nomura Securities July 2011 - May 2012
Soros Fund Management May 2010 - September 2010
Goldman Sachs Mentoring Day October 2009 - October 2009
Morgan Stanley Wealth Management January 2009 - June 2009
Wachovia Securities LLC December 2008 - January 2009
Skills
Finance, Sales, Cold Calling, Hedge Funds, Trading, Fixed Income, Equities, Options, Derivatives, Investment Banking, Bloomberg, Investments, Portfolio Management
Education
Fordham University 2008 — 2011
Bachelor of Business Administration (B.B.A.), Finance, General
Fordham University 2008 — 2011
B.A
Fordham University
B.A, Finance
Bill Taggart Bill Taggart's Wachovia Securities, LLC Experience August 2003 - June 2008
Job Executive In Residence, Morehouse College
Industry Higher Education
Experience
MOREHOUSE COLLEGE August 2015 - Present
Veritas One May 2008 - Present
Atlanta Life Financial Group July 2011 - January 2015
Federal Student Aid, Department of Education June 2009 - July 2011
Wachovia Securities, LLC August 2003 - June 2008
Pivot Info-One 2001 - 2003
Wachovia November 1999 - 2001
First Union May 1995 - October 1999
IBM Consulting Group June 1991 - April 1995
IBM June 1984 - 1989
Skills
Operations Management, Performance Management, Business Efficiency, Management Consulting, Portfolio Management, Business Strategy, Corporate Governance, Strategy, Program Management, Operations Improvement, Management, Leadership Development, Risk Management, Leadership, Business Process..., Strategic Planning, Business Transformation, Executive Management, Entrepreneurship, Budgets, Banking
Education
Harvard Business School 1989 — 1991
MBA, General Management
Howard University 1979 — 1984
BBA, Computer Based Systems
MOREHOUSE COLLEGE August 2015 - Present
Veritas One May 2008 - Present
Atlanta Life Financial Group July 2011 - January 2015
Federal Student Aid, Department of Education June 2009 - July 2011
Wachovia Securities, LLC August 2003 - June 2008
Pivot Info-One 2001 - 2003
Wachovia November 1999 - 2001
First Union May 1995 - October 1999
IBM Consulting Group June 1991 - April 1995
IBM June 1984 - 1989
Skills
Operations Management, Performance Management, Business Efficiency, Management Consulting, Portfolio Management, Business Strategy, Corporate Governance, Strategy, Program Management, Operations Improvement, Management, Leadership Development, Risk Management, Leadership, Business Process..., Strategic Planning, Business Transformation, Executive Management, Entrepreneurship, Budgets, Banking
Education
Harvard Business School 1989 — 1991
MBA, General Management
Howard University 1979 — 1984
BBA, Computer Based Systems
Timothy Patrick Fitzgerald's Wachovia Securities, LLC Experience 2006 - 2009
Job Creative Director, Right Brainworks
Industry Writing and Editing
Experience
Right Brainworks, LLC 2008 - Present
Wachovia Securities, LLC 2006 - 2009
DESE Research, Inc. 2005 - 2006
US Army 1980 - 2001
Skills
Resume Writing, Resume Coaching, Articles, Website Copy, Business Communications, Marketing Copy, Public Speaking, Customer Relations, Ghostwriting, Customer Service, Strategy, Advertising, Leadership, Marketing, Small Business, Coaching, Time Management, Recruiting, Newsletters, Team Building, Social Networking
Education
Liberty University 2011 — 2013
Enrolled, Masters
Furman University 1976 — 1980
BA, Business Administration
Right Brainworks, LLC 2008 - Present
Wachovia Securities, LLC 2006 - 2009
DESE Research, Inc. 2005 - 2006
US Army 1980 - 2001
Skills
Resume Writing, Resume Coaching, Articles, Website Copy, Business Communications, Marketing Copy, Public Speaking, Customer Relations, Ghostwriting, Customer Service, Strategy, Advertising, Leadership, Marketing, Small Business, Coaching, Time Management, Recruiting, Newsletters, Team Building, Social Networking
Education
Liberty University 2011 — 2013
Enrolled, Masters
Furman University 1976 — 1980
BA, Business Administration
Billy Welsh, CIPM's Wachovia Securities, LLC Experience September 2006 - March 2007
Job Helps the institutional investment community make better decisions based on data
Industry Investment Management
Experience
eVestment January 2013 - Present
Mercer Investments April 2007 - December 2012
Wachovia Securities, LLC September 2006 - March 2007
Morgan Keegan July 2005 - August 2006
Skills
Investments, Alternative Investments, Investment Strategies, Portfolio Management, Investment Management, Wealth Management..., Asset Management, Equities, Asset Allocation, Hedge Funds, Product Management, Strategy, Capital Markets, Mutual Funds, Market Analysis, Securities, Investment Policy..., Quantitative Analytics, Portfolio Performance..., Market Share Analysis, Salesforce.com, Performance Analysis, Fixed Income, Investment Advisory, Financial Services, Data Analysis, Institutional..., investment research..., investment analytics, investment manager..., Peer Group Analysis
Education
Hampden-Sydney College 2001 — 2005
Bachelor of Arts (BA), Business/Managerial Economics
eVestment January 2013 - Present
Mercer Investments April 2007 - December 2012
Wachovia Securities, LLC September 2006 - March 2007
Morgan Keegan July 2005 - August 2006
Skills
Investments, Alternative Investments, Investment Strategies, Portfolio Management, Investment Management, Wealth Management..., Asset Management, Equities, Asset Allocation, Hedge Funds, Product Management, Strategy, Capital Markets, Mutual Funds, Market Analysis, Securities, Investment Policy..., Quantitative Analytics, Portfolio Performance..., Market Share Analysis, Salesforce.com, Performance Analysis, Fixed Income, Investment Advisory, Financial Services, Data Analysis, Institutional..., investment research..., investment analytics, investment manager..., Peer Group Analysis
Education
Hampden-Sydney College 2001 — 2005
Bachelor of Arts (BA), Business/Managerial Economics
Michael Creager, CFA's Wachovia Securities, LLC Experience October 2000 - October 2003
Job Analyst at Thompson, Siegel & Walmsley
Industry Investment Management
Experience
Thompson, Siegel & Walmsley April 2006 - Present
BB&T Capital Markets October 2003 - April 2006
Wachovia Securities, LLC October 2000 - October 2003
A.G. Edwards & Sons, Inc. May 1997 - October 2000
Skills
Equities, Financial Modeling, Valuation, Investments, Asset Management, Financial Analysis, Equity Research, Portfolio Management
Education
Hofstra University 1994 — 1995
MBA, Finance
Western Kentucky University 1989 — 1993
BS, Economics
Thompson, Siegel & Walmsley April 2006 - Present
BB&T Capital Markets October 2003 - April 2006
Wachovia Securities, LLC October 2000 - October 2003
A.G. Edwards & Sons, Inc. May 1997 - October 2000
Skills
Equities, Financial Modeling, Valuation, Investments, Asset Management, Financial Analysis, Equity Research, Portfolio Management
Education
Hofstra University 1994 — 1995
MBA, Finance
Western Kentucky University 1989 — 1993
BS, Economics
Danny Allegrezza Danny Allegrezza's Wachovia Securities, LLC Experience January 2009 - May 2009
Job Cloud Application Developer at B2R Finance
Industry Computer Software
Experience
B2R Finance August 2015 - Present
Limit Break Motorsports December 2013 - Present
Sirius Computer Solutions May 2015 - July 2015
Varrow May 2014 - July 2015
Pixels, Inc. June 2013 - May 2014
PhotoBiz LLC January 2011 - June 2013
PhotoBiz LLC June 2009 - January 2011
Wachovia Securities, LLC January 2009 - May 2009
Skills
Cisco devices, Forums, Customer Relations, Public Relations, Public Speaking, Inside Sales, Direct Sales, Newsletters, Blogging, Corporate Blogging, Webinars, Trade Shows, Trade Show Management, Social Media Marketing, Customer Service, Social Media, Cisco Technologies, SEO, Facebook, Email Marketing Software, Constant Contact, GoToWebinar, Facebook Fan Page..., Twitter, Google+, Hootsuite, Instagram, Email Marketing, E-commerce, GoToMeeting, WordPress, Photography, Social Networking, Illustrator, Image Editing, Web Design, jQuery, Digital Photography, Mac, Website Development, Web Development, Advertising, JavaScript, InDesign, Photoshop, Graphic Design, PHP, Web Analytics, Management, Online Advertising
Education
Guilford Technical Community College 2013 — 2014
Associate's Degree, Computer Programming
Guilford Technical Community College 2006 — 2008
Associate of Arts and Sciences (AAS), Networking and Routing technologies, A
B2R Finance August 2015 - Present
Limit Break Motorsports December 2013 - Present
Sirius Computer Solutions May 2015 - July 2015
Varrow May 2014 - July 2015
Pixels, Inc. June 2013 - May 2014
PhotoBiz LLC January 2011 - June 2013
PhotoBiz LLC June 2009 - January 2011
Wachovia Securities, LLC January 2009 - May 2009
Skills
Cisco devices, Forums, Customer Relations, Public Relations, Public Speaking, Inside Sales, Direct Sales, Newsletters, Blogging, Corporate Blogging, Webinars, Trade Shows, Trade Show Management, Social Media Marketing, Customer Service, Social Media, Cisco Technologies, SEO, Facebook, Email Marketing Software, Constant Contact, GoToWebinar, Facebook Fan Page..., Twitter, Google+, Hootsuite, Instagram, Email Marketing, E-commerce, GoToMeeting, WordPress, Photography, Social Networking, Illustrator, Image Editing, Web Design, jQuery, Digital Photography, Mac, Website Development, Web Development, Advertising, JavaScript, InDesign, Photoshop, Graphic Design, PHP, Web Analytics, Management, Online Advertising
Education
Guilford Technical Community College 2013 — 2014
Associate's Degree, Computer Programming
Guilford Technical Community College 2006 — 2008
Associate of Arts and Sciences (AAS), Networking and Routing technologies, A
Kathy Tynan's Wachovia Securities, LLC Experience March 2003 - March 2006
Job Owner, Kneaded Touch Massage
Industry Health, Wellness and Fitness
Experience
Kneaded Touch Massage December 2000 - Present
TM Sisson PC October 2006 - February 2014
ING Financial Partners March 2006 - October 2006
Wachovia Securities, LLC March 2003 - March 2006
UBS PaineWebber February 2000 - March 2003
Princor Broker Dealer Services April 1996 - January 2000
PaineWebber July 1990 - March 1996
Skills
New Business Development, Process Improvement, Sales, Small Business, Team Building, Customer Service, Social Media, Strategic Planning, Public Speaking, Management, Budgets, Leadership, Training, Coaching, Entrepreneurship, Marketing
Education
AIB College of Business 1987 — 1989
Associates, Business Administration
Graceland University
Kneaded Touch Massage December 2000 - Present
TM Sisson PC October 2006 - February 2014
ING Financial Partners March 2006 - October 2006
Wachovia Securities, LLC March 2003 - March 2006
UBS PaineWebber February 2000 - March 2003
Princor Broker Dealer Services April 1996 - January 2000
PaineWebber July 1990 - March 1996
Skills
New Business Development, Process Improvement, Sales, Small Business, Team Building, Customer Service, Social Media, Strategic Planning, Public Speaking, Management, Budgets, Leadership, Training, Coaching, Entrepreneurship, Marketing
Education
AIB College of Business 1987 — 1989
Associates, Business Administration
Graceland University
Alex Ross's Wachovia Securities, LLC Experience May 2008 - August 2008
Job Credit Analyst at Goldman Sachs
Industry Financial Services
Experience
Goldman Sachs August 2015 - Present
Goldman Sachs December 2014 - July 2015
Barclays Investment Bank December 2013 - December 2014
Moody's Investors Service July 2011 - December 2013
Novus Partners January 2011 - May 2011
Nomura Securities June 2010 - August 2010
Ella Capital September 2009 - December 2009
Wells Fargo Insurance Services June 2009 - August 2009
Wachovia Securities, LLC May 2008 - August 2008
Skills
Leveraged Finance, Forecasting, Debt, Credit, Credit Risk, Credit Analysis, Ratings, Capital Structure, Corporate Finance, High Yield, Lines Of Credit, Financial Modeling, Bloomberg, Due Diligence, Fixed Income, Bonds, Financial Statement..., Financial Analysis, Financial Markets, Industry Research, Loans, Macroeconomics, Market Risk, Scenario Analysis, Risk Management, Capital Markets
Education
Fordham University 2007 — 2011
B.S., Finance, Economics
Goldman Sachs August 2015 - Present
Goldman Sachs December 2014 - July 2015
Barclays Investment Bank December 2013 - December 2014
Moody's Investors Service July 2011 - December 2013
Novus Partners January 2011 - May 2011
Nomura Securities June 2010 - August 2010
Ella Capital September 2009 - December 2009
Wells Fargo Insurance Services June 2009 - August 2009
Wachovia Securities, LLC May 2008 - August 2008
Skills
Leveraged Finance, Forecasting, Debt, Credit, Credit Risk, Credit Analysis, Ratings, Capital Structure, Corporate Finance, High Yield, Lines Of Credit, Financial Modeling, Bloomberg, Due Diligence, Fixed Income, Bonds, Financial Statement..., Financial Analysis, Financial Markets, Industry Research, Loans, Macroeconomics, Market Risk, Scenario Analysis, Risk Management, Capital Markets
Education
Fordham University 2007 — 2011
B.S., Finance, Economics
Carrie Thrift LaFay's Wachovia Securities, LLC Experience June 2005 - May 2007
Job Development Manager at Watermark Residential
Industry Commercial Real Estate
Experience
Watermark Residential November 2014 - Present
Thompson Thrift Construction, Inc. June 2011 - November 2014
Thompson Thrift Development June 2007 - June 2011
Wachovia Securities, LLC June 2005 - May 2007
Skills
Disposition, Real Estate Development, Entitlements, Residential Homes, Real Estate, Property Management, Location Intelligence, Leases, Construction Management, Commercial Real Estate, Real Estate Economics, Construction, Corporate Real Estate, Land Development
Education
Indiana University - Kelley School of Business 2001 — 2005
BA, Finance & Real Estate
Watermark Residential November 2014 - Present
Thompson Thrift Construction, Inc. June 2011 - November 2014
Thompson Thrift Development June 2007 - June 2011
Wachovia Securities, LLC June 2005 - May 2007
Skills
Disposition, Real Estate Development, Entitlements, Residential Homes, Real Estate, Property Management, Location Intelligence, Leases, Construction Management, Commercial Real Estate, Real Estate Economics, Construction, Corporate Real Estate, Land Development
Education
Indiana University - Kelley School of Business 2001 — 2005
BA, Finance & Real Estate
Bob Shannon Bob Shannon's Wachovia Securities, LLC Experience May 1996 - September 2003
Job Owner, First and Main Business Advisors
Industry Executive Office
Experience
First and Main Business Advisors March 2007 - Present
Biz Books Briefs July 2011 - June 2014
Principal Residential Properties,Inc. 2004 - 2007
Wachovia Securities, LLC May 1996 - September 2003
First Commonwealth Financial Corp. June 1989 - May 1995
Paine Webber Real Estate Securities 1987 - 1989
Lehman Bros. 1982 - 1987
United Airlines September 1972 - November 1977
Skills
Coaching, Hiring, Sales Management, Change Management, Team Leadership, Strategic Planning, Marketing Strategy, Team Building, Business Strategy, Business Planning, Strategy, Management, Recruiting, Small Business, Leadership, Executive Coaching, Marketing, Talent Management, Executive Management, New Business Development, Sales
Education
Georgetown University 1995 — 1996
Certificate, Organizational Development
Saint John's University 1970 — 1974
Bachelor of Science (BS), Communication and Media Studies
First and Main Business Advisors March 2007 - Present
Biz Books Briefs July 2011 - June 2014
Principal Residential Properties,Inc. 2004 - 2007
Wachovia Securities, LLC May 1996 - September 2003
First Commonwealth Financial Corp. June 1989 - May 1995
Paine Webber Real Estate Securities 1987 - 1989
Lehman Bros. 1982 - 1987
United Airlines September 1972 - November 1977
Skills
Coaching, Hiring, Sales Management, Change Management, Team Leadership, Strategic Planning, Marketing Strategy, Team Building, Business Strategy, Business Planning, Strategy, Management, Recruiting, Small Business, Leadership, Executive Coaching, Marketing, Talent Management, Executive Management, New Business Development, Sales
Education
Georgetown University 1995 — 1996
Certificate, Organizational Development
Saint John's University 1970 — 1974
Bachelor of Science (BS), Communication and Media Studies
Jordan Smyth Jordan Smyth's Wachovia Securities, LLC Experience 2000 - 2003
Job Managing Director at Edgemoor Investment Advisors, Inc.
Industry Investment Management
Experience
Edgemoor Investment Advisors 2003 - Present
Wachovia Securities, LLC 2000 - 2003
First Union Securities 1999 - 2000
Bowles Hollowell Conner & Co. 1996 - 1998
BP Amoco 1993 - 1995
Lazard Freres & Co. 1988 - 1990
Skills
Investments, Mergers, Fundraising, Valuation, Business Development, Financial Modeling, Strategy, Strategic Planning, Entrepreneurship, Portfolio Management, Non-profits
Education
Harvard Business School 1991 — 1993
MBA
University of North Carolina at Chapel Hill 1984 — 1988
BA, English
Phillips Academy 1981 — 1984
Edgemoor Investment Advisors 2003 - Present
Wachovia Securities, LLC 2000 - 2003
First Union Securities 1999 - 2000
Bowles Hollowell Conner & Co. 1996 - 1998
BP Amoco 1993 - 1995
Lazard Freres & Co. 1988 - 1990
Skills
Investments, Mergers, Fundraising, Valuation, Business Development, Financial Modeling, Strategy, Strategic Planning, Entrepreneurship, Portfolio Management, Non-profits
Education
Harvard Business School 1991 — 1993
MBA
University of North Carolina at Chapel Hill 1984 — 1988
BA, English
Phillips Academy 1981 — 1984
Ward Daugherty Ward Daugherty's Wachovia Securities, LLC Experience December 2006 - December 2008
Job Financial Advisor at United Community Bank
Industry Financial Services
Experience
United Community Bank July 2009 - Present
Wachovia Securities, LLC December 2006 - December 2008
Skills
Series 7, Investments, Portfolio Management
Education
Georgia College and State University 2005 — 2006
MBA, Business
United Community Bank July 2009 - Present
Wachovia Securities, LLC December 2006 - December 2008
Skills
Series 7, Investments, Portfolio Management
Education
Georgia College and State University 2005 — 2006
MBA, Business
Ed Dibble Ed Dibble's Wachovia Securities, LLC Experience 1998 - 2000
Job Recruiting Manager, Wells Fargo Wealth Management https://www.wellsfargo.com/careers/
Industry Financial Services
Experience
Wells Fargo April 2014 - Present
Wells Fargo May 2011 - April 2014
Bankston Partners, a division of Integra Staffing 2010 - 2011
REMX FINANCIAL 2005 - 2009
Robert Half International 2003 - 2004
Bank of America 2001 - 2003
Duke Energy 2000 - 2001
Wachovia Securities, LLC 1998 - 2000
Marriott International 1996 - 1998
Skills
Finance, Recruiting, Accounting, Financial Reporting, Financial Services, Management, Executive Search, PeopleSoft, Talent Acquisition, Applicant Tracking..., Payroll, Temporary Placement, Financial Analysis, Human Resources, Strategy, Banking, Investments, Talent Management, Auditing, Treasury Management, Wealth Management, Corporate Recruiting, Full-life Cycle..., Talent Pipelining, Trust Services, Portfolio Management, Third Party Vendor..., Enterprise Risk..., Team Management, Graduate Recruitment
Education
Ithaca College 1992 — 1996
B.S., ACCOUNTING
Wells Fargo April 2014 - Present
Wells Fargo May 2011 - April 2014
Bankston Partners, a division of Integra Staffing 2010 - 2011
REMX FINANCIAL 2005 - 2009
Robert Half International 2003 - 2004
Bank of America 2001 - 2003
Duke Energy 2000 - 2001
Wachovia Securities, LLC 1998 - 2000
Marriott International 1996 - 1998
Skills
Finance, Recruiting, Accounting, Financial Reporting, Financial Services, Management, Executive Search, PeopleSoft, Talent Acquisition, Applicant Tracking..., Payroll, Temporary Placement, Financial Analysis, Human Resources, Strategy, Banking, Investments, Talent Management, Auditing, Treasury Management, Wealth Management, Corporate Recruiting, Full-life Cycle..., Talent Pipelining, Trust Services, Portfolio Management, Third Party Vendor..., Enterprise Risk..., Team Management, Graduate Recruitment
Education
Ithaca College 1992 — 1996
B.S., ACCOUNTING
Brett Rube Brett Rube's Wachovia Securities, LLC Experience May 2008 - August 2008
Job Account Manager at Moody's Analytics
Industry Financial Services
Experience
Moody's Analytics April 2015 - Present
Moody's Shared Services January 2014 - April 2015
Toll Brothers June 2012 - December 2013
Toll Brothers July 2010 - June 2012
Wells Fargo Advisors June 2009 - August 2009
Wachovia Securities, LLC May 2008 - August 2008
Wachovia Securities, LLC May 2007 - August 2007
Skills
Account Management, Renewal Retention, Attrition Reduction, Credit, Direct Sales, Salesforce.com, Client Expectations..., Financial Analysis, Financial Modeling, M&A experience, Microsoft Office, Financial Markets, Excel, Word, PowerPoint
Education
Lehigh University - College of Business and Economics 2006 — 2010
Bachelor of Science, Finance (with Real Estate track)
Moody's Analytics April 2015 - Present
Moody's Shared Services January 2014 - April 2015
Toll Brothers June 2012 - December 2013
Toll Brothers July 2010 - June 2012
Wells Fargo Advisors June 2009 - August 2009
Wachovia Securities, LLC May 2008 - August 2008
Wachovia Securities, LLC May 2007 - August 2007
Skills
Account Management, Renewal Retention, Attrition Reduction, Credit, Direct Sales, Salesforce.com, Client Expectations..., Financial Analysis, Financial Modeling, M&A experience, Microsoft Office, Financial Markets, Excel, Word, PowerPoint
Education
Lehigh University - College of Business and Economics 2006 — 2010
Bachelor of Science, Finance (with Real Estate track)
Eric Shiu Eric Shiu's Wachovia Securities, LLC Experience July 2005 - January 2009
Job Equity Research Analyst at Wells Fargo
Industry Financial Services
Experience
Wells Fargo Securities January 2009 - Present
Wachovia Securities, LLC July 2005 - January 2009
AIG Global Investment Group May 2004 - August 2004
Credit Suisse 2001 - 2003
Skills
Financial Modeling, Valuation, Capital Markets, Financial Analysis, Corporate Finance, Equities, Fixed Income, Investments, Asset Management, Bloomberg, Series 7, Series 63, Series 86, Series 87, Equity Research, Financial Reporting, Variance Analysis, Budget Process, Budget Forecasts, Planning Budgeting &..., Management Reporting, Investment Banking
Education
Jones Graduate School of Business, Rice University
MBA, Finance
State University of New York College at Geneseo
BA, Economics
Wells Fargo Securities January 2009 - Present
Wachovia Securities, LLC July 2005 - January 2009
AIG Global Investment Group May 2004 - August 2004
Credit Suisse 2001 - 2003
Skills
Financial Modeling, Valuation, Capital Markets, Financial Analysis, Corporate Finance, Equities, Fixed Income, Investments, Asset Management, Bloomberg, Series 7, Series 63, Series 86, Series 87, Equity Research, Financial Reporting, Variance Analysis, Budget Process, Budget Forecasts, Planning Budgeting &..., Management Reporting, Investment Banking
Education
Jones Graduate School of Business, Rice University
MBA, Finance
State University of New York College at Geneseo
BA, Economics
Harold Solomon Harold Solomon's Wachovia Securities, LLC Experience January 2004 - August 2006
Job Department Manager at Folio Investing
Industry Investment Banking
Experience
Folio Investing January 2015 - Present
Wells Fargo Advisors June 2014 - January 2015
BB&T June 2011 - June 2014
E*TRADE Financial September 2009 - December 2010
Wachovia Securities August 2006 - March 2009
Wachovia Securities, LLC January 2004 - August 2006
Wachovia Securities, LLC January 2003 - January 2004
Wachovia Securities, LLC January 2001 - January 2003
Wachovia Bank September 1999 - January 2001
Wachovia Bank September 1998 - September 1999
Skills
Securities, Trading, Banking, Software Documentation, Equities, Process Improvement, Credit, FINRA, Management, Investments, Financial Services, Leadership, Series 63, Portfolio Management, Loans, Customer Service, Mutual Funds, Business Planning, Back Office, Mergers & Acquisitions, Series 7, Mergers, Security Operations, Operations Management, Training, Insurance, Risk Management, Fixed Income, Asset Management, Wealth Management, Innovation Development, Relationship Management
Education
Virginia Commonwealth University - School of Business 1994 — 1996
Business
J Sargeant Reynolds Community College 1993 — 1994
Business Administration and Management, General
Henrico High School 1989 — 1993
High School
Brookland Middle School
Folio Investing January 2015 - Present
Wells Fargo Advisors June 2014 - January 2015
BB&T June 2011 - June 2014
E*TRADE Financial September 2009 - December 2010
Wachovia Securities August 2006 - March 2009
Wachovia Securities, LLC January 2004 - August 2006
Wachovia Securities, LLC January 2003 - January 2004
Wachovia Securities, LLC January 2001 - January 2003
Wachovia Bank September 1999 - January 2001
Wachovia Bank September 1998 - September 1999
Skills
Securities, Trading, Banking, Software Documentation, Equities, Process Improvement, Credit, FINRA, Management, Investments, Financial Services, Leadership, Series 63, Portfolio Management, Loans, Customer Service, Mutual Funds, Business Planning, Back Office, Mergers & Acquisitions, Series 7, Mergers, Security Operations, Operations Management, Training, Insurance, Risk Management, Fixed Income, Asset Management, Wealth Management, Innovation Development, Relationship Management
Education
Virginia Commonwealth University - School of Business 1994 — 1996
Business
J Sargeant Reynolds Community College 1993 — 1994
Business Administration and Management, General
Henrico High School 1989 — 1993
High School
Brookland Middle School
Ozen Ahmed Ozen Ahmed's Wachovia Securities, LLC Experience May 2007 - June 2008
Job Portfolio Manager
Industry Financial Services
Experience
HSBC Bank USA May 2011 - Present
AIG November 2010 - April 2011
Wachovia Securities, LLC May 2007 - June 2008
Citigroup December 2004 - May 2007
Skills
Financial Analysis, Banking, Due Diligence, Energy, Oil & Gas Industry, Financial Services, Financial Modeling, Valuation, Corporate Finance, Finance, Competitive Analysis, Portfolio Management, Business Strategy, Investments, Business Analysis, Business Planning, Management, Credit Risk, Credit Analysis, Risk Management
Education
Jones Graduate School of Business, Rice University 2008 — 2010
MBA
University of Missouri-Saint Louis 2002 — 2004
B.S.B.A
HSBC Bank USA May 2011 - Present
AIG November 2010 - April 2011
Wachovia Securities, LLC May 2007 - June 2008
Citigroup December 2004 - May 2007
Skills
Financial Analysis, Banking, Due Diligence, Energy, Oil & Gas Industry, Financial Services, Financial Modeling, Valuation, Corporate Finance, Finance, Competitive Analysis, Portfolio Management, Business Strategy, Investments, Business Analysis, Business Planning, Management, Credit Risk, Credit Analysis, Risk Management
Education
Jones Graduate School of Business, Rice University 2008 — 2010
MBA
University of Missouri-Saint Louis 2002 — 2004
B.S.B.A
Tammy Hargrove's Wachovia Securities, LLC Experience January 2005 - March 2006
Job Tax/Cost Basis Analyst at First Clearing , Affiliate of Wells Fargo
Industry Financial Services
Experience
First Clearing , Affiliate of Wells Fargo November 2011 - Present
SunTrust Mo February 2010 - July 2011
Ame Cosmetics July 2009 - January 2011
Wachovia Securities May 2006 - March 2009
Wachovia Securities, LLC January 2005 - March 2006
Bostwick Laboratories May 2003 - May 2004
SunTrust Bank September 2002 - May 2004
Skills
Banking, Fixed Income, Securities, Investment Banking, Trading, Credit, Access, Equities, Asset Managment, Financial Analysis, Portfolio Management, Financial Services, Risk Management, Settlement, Data Entry, Investments, Capital Markets, Customer Service, Management, Asset Management, Series 7, Finance, Financial Risk, Analysis, Bonds, Cash Management
Education
George Mason University 1997 — 2000
BA
First Clearing , Affiliate of Wells Fargo November 2011 - Present
SunTrust Mo February 2010 - July 2011
Ame Cosmetics July 2009 - January 2011
Wachovia Securities May 2006 - March 2009
Wachovia Securities, LLC January 2005 - March 2006
Bostwick Laboratories May 2003 - May 2004
SunTrust Bank September 2002 - May 2004
Skills
Banking, Fixed Income, Securities, Investment Banking, Trading, Credit, Access, Equities, Asset Managment, Financial Analysis, Portfolio Management, Financial Services, Risk Management, Settlement, Data Entry, Investments, Capital Markets, Customer Service, Management, Asset Management, Series 7, Finance, Financial Risk, Analysis, Bonds, Cash Management
Education
George Mason University 1997 — 2000
BA
Gregory Attorri's Wachovia Securities, LLC Experience July 2002 - February 2006
Job Board Member/Adjunct Professor/Investment Banker
Industry Investment Banking
Experience
Army Heritage Center Foundation March 2012 - Present
Villanova University November 2009 - Present
tw telecom, inc. April 2006 - Present
GJA Advisory Services LLC March 2006 - Present
Waller Capital February 2006 - February 2009
Wachovia Securities, LLC July 2002 - February 2006
Merrill Lynch June 2000 - July 2002
Morgan Stanley February 1994 - June 2000
GE Capital May 1990 - February 1994
Merrill Lynch April 1986 - May 1990
Skills
Mergers, Venture Capital, Private Equity, Corporate Finance, Due Diligence, Corporate Development, Start-ups, Financial Modeling, Investor Relations, Corporate Governance, Investment Banking, Capital Markets, Investments, Equities, Valuation
Education
Harvard Law School 1981 — 1984
JD
Harvard University 1977 — 1981
AB, History
Army Heritage Center Foundation March 2012 - Present
Villanova University November 2009 - Present
tw telecom, inc. April 2006 - Present
GJA Advisory Services LLC March 2006 - Present
Waller Capital February 2006 - February 2009
Wachovia Securities, LLC July 2002 - February 2006
Merrill Lynch June 2000 - July 2002
Morgan Stanley February 1994 - June 2000
GE Capital May 1990 - February 1994
Merrill Lynch April 1986 - May 1990
Skills
Mergers, Venture Capital, Private Equity, Corporate Finance, Due Diligence, Corporate Development, Start-ups, Financial Modeling, Investor Relations, Corporate Governance, Investment Banking, Capital Markets, Investments, Equities, Valuation
Education
Harvard Law School 1981 — 1984
JD
Harvard University 1977 — 1981
AB, History
Randi Johnson Randi Johnson's Wachovia Securities, LLC Experience November 2005 - April 2009
Job Financial Services Professional
Industry Financial Services
Experience
Financial Associates, LLP June 2011 - Present
Solution Consultants 2010 - 2010
Wachovia Securities, LLC November 2005 - April 2009
Wells Fargo Advisors, LLC 2005 - 2009
Wachovia Securities, LLC November 2004 - November 2005
Wachovia Securities, LLC April 2004 - November 2004
Wachovia Securities, LLC July 1998 - April 2004
Prudential Securities August 1988 - July 1998
Skills
Series 7, Business Development, Corporate Communications, Financial Services, Management, Marketing Communications, Project Management, Securities, Series 24, Series 63, Strategy
Education
James Madison University 1984 — 1988
BS/BA, Political Science, English
Financial Associates, LLP June 2011 - Present
Solution Consultants 2010 - 2010
Wachovia Securities, LLC November 2005 - April 2009
Wells Fargo Advisors, LLC 2005 - 2009
Wachovia Securities, LLC November 2004 - November 2005
Wachovia Securities, LLC April 2004 - November 2004
Wachovia Securities, LLC July 1998 - April 2004
Prudential Securities August 1988 - July 1998
Skills
Series 7, Business Development, Corporate Communications, Financial Services, Management, Marketing Communications, Project Management, Securities, Series 24, Series 63, Strategy
Education
James Madison University 1984 — 1988
BS/BA, Political Science, English
Belle Dusseault's Wachovia Securities, LLC Experience February 2008 - January 2009
Job
Industry Financial Services
Experience
Ernst & Young April 2010 - March 2013
Wachovia Bank - A Wells Fargo Company January 2009 - May 2010
Wachovia Securities, LLC February 2008 - January 2009
Tyler Deneault State Farm Insurance, Inc. May 2006 - July 2007
Education
Florida State University - College of Business 2001 — 2005
Bachelor of Science (B.S.)
Ernst & Young April 2010 - March 2013
Wachovia Bank - A Wells Fargo Company January 2009 - May 2010
Wachovia Securities, LLC February 2008 - January 2009
Tyler Deneault State Farm Insurance, Inc. May 2006 - July 2007
Education
Florida State University - College of Business 2001 — 2005
Bachelor of Science (B.S.)
Steve Gannon Steve Gannon's Wachovia Securities, LLC Experience 2001 - 2007
Job General Counsel and Chief Legal Officer at Citizens Financial Group, Inc.
Industry Financial Services
Experience
Citizens Financial Group, Inc. July 2014 - Present
Capital One October 2007 - 2014
Wachovia Securities LLC 2001 - 2007
LeClairRyan 1996 - 2001
Partner 1987 - 1995
U.S. Securities and Exchange Commission 1985 - 1987
Hunton & Williams LLP 1977 - 1984
Skills
Arbitration, Corporate Governance, Corporate Law, Due Diligence, Financial Services, Intellectual Property, Litigation, Securities
Education
University of Virginia Darden School of Business 2005 — 2005
Executive Education Program
University of Pennsylvania - The Wharton School 2002 — 2004
Securities Industry Institute
Georgetown University Law Center 1974 — 1977
Doctor of Law (JD)
Georgetown University 1970 — 1974
Bachelor of Arts (B.A.)
Citizens Financial Group, Inc. July 2014 - Present
Capital One October 2007 - 2014
Wachovia Securities LLC 2001 - 2007
LeClairRyan 1996 - 2001
Partner 1987 - 1995
U.S. Securities and Exchange Commission 1985 - 1987
Hunton & Williams LLP 1977 - 1984
Skills
Arbitration, Corporate Governance, Corporate Law, Due Diligence, Financial Services, Intellectual Property, Litigation, Securities
Education
University of Virginia Darden School of Business 2005 — 2005
Executive Education Program
University of Pennsylvania - The Wharton School 2002 — 2004
Securities Industry Institute
Georgetown University Law Center 1974 — 1977
Doctor of Law (JD)
Georgetown University 1970 — 1974
Bachelor of Arts (B.A.)
Jeffrey Wlodarczak Jeffrey Wlodarczak's Wachovia Securities, LLC Experience 2003 - 2008
Job Principal and Media & Communications Analyst at Pivotal Research Group
Industry Financial Services
Experience
Pivotal Research Group 2009 - Present
Wachovia Securities, LLC 2003 - 2008
CIBC World Markets 1999 - 2002
Donaldson, Lufkin & Jenrette 1997 - 1999
ASB Capital Management 1996 - 1996
SNL Financial 1994 - 1995
Education
Indiana University - Kelley School of Business 1995 — 1997
MBA, Finance
Virginia Polytechnic Institute and State University 1990 — 1992
BA, History and Economics
Gonzaga College High School 1986 — 1988
Pivotal Research Group 2009 - Present
Wachovia Securities, LLC 2003 - 2008
CIBC World Markets 1999 - 2002
Donaldson, Lufkin & Jenrette 1997 - 1999
ASB Capital Management 1996 - 1996
SNL Financial 1994 - 1995
Education
Indiana University - Kelley School of Business 1995 — 1997
MBA, Finance
Virginia Polytechnic Institute and State University 1990 — 1992
BA, History and Economics
Gonzaga College High School 1986 — 1988
Howard Chou Howard Chou's Wachovia Securities, LLC Experience June 2005 - October 2005
Job Finance Manager
Industry Computer Software
Experience
Trifacta September 2015 - Present
Lithium Technologies September 2013 - July 2015
Ernst & Young September 2010 - September 2013
Comerica Bank September 2007 - July 2009
Smith Barney June 2006 - December 2006
Wachovia Securities, LLC June 2005 - October 2005
Education
Golden Gate University 2009 — 2010
MAcc, Accounting
University of California, San Diego 2003 — 2007
BS, Management Science
Trifacta September 2015 - Present
Lithium Technologies September 2013 - July 2015
Ernst & Young September 2010 - September 2013
Comerica Bank September 2007 - July 2009
Smith Barney June 2006 - December 2006
Wachovia Securities, LLC June 2005 - October 2005
Education
Golden Gate University 2009 — 2010
MAcc, Accounting
University of California, San Diego 2003 — 2007
BS, Management Science
Cameron Babbitt Cameron Babbitt's Wachovia Securities, LLC Experience June 2007 - September 2007
Job
Industry Real Estate
Experience
Fly Water Clothing 2013 - Present
Black Diamond Realty October 2013 - August 2014
EQT Corporation May 2012 - August 2012
Ridgeview Racquet Club September 2008 - August 2010
Wachovia Securities, LLC June 2007 - September 2007
Skills
Writing, PowerPoint, Legal Research, Legal Writing, Financial Analysis, Start-ups, Tennis, Natural Gas, Microsoft Office, Energy, Entrepreneurship, Real Estate, Community Outreach
Education
West Virginia University College of Law 2010 — 2013
J.D.
Furman University 2004 — 2008
Bachelor of Arts (B.A.), Business Administration and Management, General
Fly Water Clothing 2013 - Present
Black Diamond Realty October 2013 - August 2014
EQT Corporation May 2012 - August 2012
Ridgeview Racquet Club September 2008 - August 2010
Wachovia Securities, LLC June 2007 - September 2007
Skills
Writing, PowerPoint, Legal Research, Legal Writing, Financial Analysis, Start-ups, Tennis, Natural Gas, Microsoft Office, Energy, Entrepreneurship, Real Estate, Community Outreach
Education
West Virginia University College of Law 2010 — 2013
J.D.
Furman University 2004 — 2008
Bachelor of Arts (B.A.), Business Administration and Management, General
Jack J. Clark Jack J. Clark's Wachovia Securities, LLC Experience 1999 - 2006
Job Registered Principal at Clark & Goshow Financial Strategies Group, LLC
Industry Financial Services
Experience
CLARK & GOSHOW FINANCIAL STRATEGIES GROUP, LLC 2006 - Present
Wachovia Securities, LLC 1999 - 2006
Merrill Lynch 1994 - 1999
Deluxe Corporation 1986 - 1994
Skills
Investment Strategies, Retirement Planning, 401(k) Rollovers, Business-owner Planning, Estate Investment..., Financial Advisory, Fixed-income Strategies, Retirement, Retirement-plan...
Education
Gettysburg College 1982 — 1986
Archmere Academy 1978 — 1982
CLARK & GOSHOW FINANCIAL STRATEGIES GROUP, LLC 2006 - Present
Wachovia Securities, LLC 1999 - 2006
Merrill Lynch 1994 - 1999
Deluxe Corporation 1986 - 1994
Skills
Investment Strategies, Retirement Planning, 401(k) Rollovers, Business-owner Planning, Estate Investment..., Financial Advisory, Fixed-income Strategies, Retirement, Retirement-plan...
Education
Gettysburg College 1982 — 1986
Archmere Academy 1978 — 1982
Bob Nisbett Bob Nisbett's Wachovia Securities, LLC Experience January 2000 - September 2007
Job Data Architect at Blue Cross Blue Shield Association
Industry Insurance
Experience
Blue Cross Blue Shield Association March 2011 - Present
JPMorgan Chase January 2010 - March 2011
Wachovia Securities September 2007 - June 2009
Wachovia Securities, LLC January 2000 - September 2007
EVEREN Securities January 1995 - October 1999
Kemper Securities 1992 - 1995
Thomson Transaction Services (formerly BETA Systems) 1991 - 1993
Kemper Financial 1984 - 1991
Continental Bank March 1978 - November 1984
Skills
Data Warehousing, Data Modeling, Data Integration, Business Intelligence, Data Quality, DB2, Data Architecture, Erwin, Metadata Management, Data Management, Requirements Analysis, Databases, Data Analysis, Oracle, Data Marts, Systems Analysis, OLAP, Dimensional Modeling, SDLC
Education
Illinois Institute of Technology
BS, Mathematics
Blue Cross Blue Shield Association March 2011 - Present
JPMorgan Chase January 2010 - March 2011
Wachovia Securities September 2007 - June 2009
Wachovia Securities, LLC January 2000 - September 2007
EVEREN Securities January 1995 - October 1999
Kemper Securities 1992 - 1995
Thomson Transaction Services (formerly BETA Systems) 1991 - 1993
Kemper Financial 1984 - 1991
Continental Bank March 1978 - November 1984
Skills
Data Warehousing, Data Modeling, Data Integration, Business Intelligence, Data Quality, DB2, Data Architecture, Erwin, Metadata Management, Data Management, Requirements Analysis, Databases, Data Analysis, Oracle, Data Marts, Systems Analysis, OLAP, Dimensional Modeling, SDLC
Education
Illinois Institute of Technology
BS, Mathematics
Jon M. Welin Jon M. Welin's Wachovia Securities, LLC Experience 2000 - 2004
Job Senior Marketing Consultant at Resource Solutions, Inc.
Industry
Experience
Resource Solutions Direct Mail Marketing 2012 - Present
USA Tax & Insurance Services, Inc 2004 - 2010
Wachovia Securities, LLC 2000 - 2004
Gilman and Ciocia 1998 - 2000
Dunbar Armored 1997 - 1998
Warnaco 1988 - 1996
Skills
Marketing Strategy, Recruiting, Marketing, New Business Development, Retirement Planning, Advertising, Sales, Retirement, Insurance, Management, Employee Benefits, Customer Service, Estate Planning, Lead Generation, Financial Advisory, Training, Fixed Annuities
Education
Iowa State University 1971 — 1975
BA, Journalism and Mass Communications; Business Administration
Resource Solutions Direct Mail Marketing 2012 - Present
USA Tax & Insurance Services, Inc 2004 - 2010
Wachovia Securities, LLC 2000 - 2004
Gilman and Ciocia 1998 - 2000
Dunbar Armored 1997 - 1998
Warnaco 1988 - 1996
Skills
Marketing Strategy, Recruiting, Marketing, New Business Development, Retirement Planning, Advertising, Sales, Retirement, Insurance, Management, Employee Benefits, Customer Service, Estate Planning, Lead Generation, Financial Advisory, Training, Fixed Annuities
Education
Iowa State University 1971 — 1975
BA, Journalism and Mass Communications; Business Administration
Jim Carbonaro Jim Carbonaro's Wachovia Securities, LLC Experience January 2000 - July 2005
Job Registered Corporate Coach and Leadership Development Consultant
Industry Human Resources
Experience
Independent Consultant September 2013 - Present
Morgan Stanley Wealth Management June 2007 - September 2013
Wachovia Securities, LLC January 2000 - July 2005
Skills
Wealth Management, Investments, Series 7, Leadership, Coaching, Leadership Development, Strategic Financial..., Training, Financial Advisory, Series 63, Securities, Management, Asset Management, Investment Advisory, Financial Services, Mutual Funds, FINRA, Relationship Management, Portfolio Management, 401k, Business Development, Alternative Investments, Series 24, Financial Planning
Education
Fordham Gabelli School of Business 1973 — 1976
MBA, Management
Independent Consultant September 2013 - Present
Morgan Stanley Wealth Management June 2007 - September 2013
Wachovia Securities, LLC January 2000 - July 2005
Skills
Wealth Management, Investments, Series 7, Leadership, Coaching, Leadership Development, Strategic Financial..., Training, Financial Advisory, Series 63, Securities, Management, Asset Management, Investment Advisory, Financial Services, Mutual Funds, FINRA, Relationship Management, Portfolio Management, 401k, Business Development, Alternative Investments, Series 24, Financial Planning
Education
Fordham Gabelli School of Business 1973 — 1976
MBA, Management
Bruce Warschoff Bruce Warschoff's Wachovia Securities, LLC Experience September 2002 - March 2005
Job Executive Director
Industry Religious Institutions
Experience
Congregation Or Hadash April 2010 - Present
Prudential Georgia Realty August 2005 - September 2008
Wachovia Securities, LLC September 2002 - March 2005
Heritage Capital May 1999 - September 2002
Arrow Automotive April 1974 - August 1998
Skills
Strategic Planning, Nonprofits, Mergers, Team Building, Public Speaking, Fundraising, Marketing, Program Management, Sales Management, Sales, Social Media Marketing, Microsoft Office, Business Planning, Management, Contract Negotiation, Event Planning, Entrepreneurship, Leadership Development, Leadership, Budgets, Real Estate
Education
Georgia Institute of Technology 1966 — 1968
BSIE, Industrial Engineering
Henry Grady High School 1961 — 1964
Congregation Or Hadash April 2010 - Present
Prudential Georgia Realty August 2005 - September 2008
Wachovia Securities, LLC September 2002 - March 2005
Heritage Capital May 1999 - September 2002
Arrow Automotive April 1974 - August 1998
Skills
Strategic Planning, Nonprofits, Mergers, Team Building, Public Speaking, Fundraising, Marketing, Program Management, Sales Management, Sales, Social Media Marketing, Microsoft Office, Business Planning, Management, Contract Negotiation, Event Planning, Entrepreneurship, Leadership Development, Leadership, Budgets, Real Estate
Education
Georgia Institute of Technology 1966 — 1968
BSIE, Industrial Engineering
Henry Grady High School 1961 — 1964
Stephen Saal Stephen Saal's Wachovia Securities, LLC Experience September 1997 - May 2006
Job Managing Principal at Virginia Wealth Management Group, Inc.
Industry Financial Services
Experience
Virginia Wealth Management Group, Inc. May 2006 - Present
Wachovia Securities LLC September 1997 - May 2006
Prudential Securities Incorporated December 1987 - September 1997
E.F. Hutton and Company June 1984 - January 1988
Wheat First Securities Inc January 1981 - June 1984
Education
Kent State University
BS, Business, Management, Marketing, and Related Support Services
Virginia Wealth Management Group, Inc. May 2006 - Present
Wachovia Securities LLC September 1997 - May 2006
Prudential Securities Incorporated December 1987 - September 1997
E.F. Hutton and Company June 1984 - January 1988
Wheat First Securities Inc January 1981 - June 1984
Education
Kent State University
BS, Business, Management, Marketing, and Related Support Services
Erin Istvan's Wachovia Securities, LLC Experience June 2006 - July 2007
Job Financial professional with experience advising and financing middle market companies
Industry Financial Services
Experience
Madison Capital Funding September 2015 - Present
Madison Capital Funding January 2014 - September 2015
Lincoln International July 2012 - January 2014
Miller Buckfire & Co., LLC May 2011 - August 2011
Wells Fargo (formerly Wachovia Corporation) March 2009 - June 2010
Wells Fargo (formerly Wachovia Corporation) July 2007 - March 2009
Wachovia Securities, LLC June 2006 - July 2007
Education
Harvard Business School 2010 — 2012
MBA
Wake Forest University 2002 — 2006
Bachelor of Science
Madison Capital Funding September 2015 - Present
Madison Capital Funding January 2014 - September 2015
Lincoln International July 2012 - January 2014
Miller Buckfire & Co., LLC May 2011 - August 2011
Wells Fargo (formerly Wachovia Corporation) March 2009 - June 2010
Wells Fargo (formerly Wachovia Corporation) July 2007 - March 2009
Wachovia Securities, LLC June 2006 - July 2007
Education
Harvard Business School 2010 — 2012
MBA
Wake Forest University 2002 — 2006
Bachelor of Science
Jose A. Ferrero's Wachovia Securities, LLC Experience June 2007 - January 2009
Job Venture Capital / Investment Banking Professional
Industry Investment Banking
Experience
J.P. Morgan August 2012 - July 2014
Sagent Advisors August 2010 - July 2012
Sagent Advisors March 2009 - July 2010
Wachovia Securities, LLC June 2007 - January 2009
Merck Sharp and Dohme June 2006 - August 2006
Skills
Investment Banking, Corporate Finance, Financial Modeling, Mergers & Acquisitions, Valuation, Financial Analysis, Finance, LBO, Private Equity, Due Diligence, Capital Markets, Hedge Funds, Venture Capital, Venture Financing, New Venture Formation, Debt & Equity Capital..., Equity Capital Markets, Fundraising, Latin American Business, Emerging Markets
Education
INSEAD 2015 — 2016
Master of Business Administration (M.B.A.)
Washington and Lee University 2003 — 2007
B Sc and BA, Business Administration and Accounting, Economics
The London School of Economics and Political Science (LSE) 2005 — 2005
Public Finance and Economics of European Integration
J.P. Morgan August 2012 - July 2014
Sagent Advisors August 2010 - July 2012
Sagent Advisors March 2009 - July 2010
Wachovia Securities, LLC June 2007 - January 2009
Merck Sharp and Dohme June 2006 - August 2006
Skills
Investment Banking, Corporate Finance, Financial Modeling, Mergers & Acquisitions, Valuation, Financial Analysis, Finance, LBO, Private Equity, Due Diligence, Capital Markets, Hedge Funds, Venture Capital, Venture Financing, New Venture Formation, Debt & Equity Capital..., Equity Capital Markets, Fundraising, Latin American Business, Emerging Markets
Education
INSEAD 2015 — 2016
Master of Business Administration (M.B.A.)
Washington and Lee University 2003 — 2007
B Sc and BA, Business Administration and Accounting, Economics
The London School of Economics and Political Science (LSE) 2005 — 2005
Public Finance and Economics of European Integration
Michelle Barsanti Michelle Barsanti's Wachovia Securities, LLC Experience October 2002 - July 2004
Job First Vice President Field Leadership, Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors April 2015 - Present
Wells Fargo December 2013 - March 2015
Wells Fargo Advisors May 2011 - December 2013
BD Education Group, LLC January 2010 - September 2011
Evergreen Investments March 2008 - March 2010
LPL September 2007 - March 2008
Evergreen Investments June 2006 - September 2007
Evergreen Investments July 2004 - May 2006
Wachovia Securities, LLC October 2002 - July 2004
American Express Financial Advisors August 2001 - October 2002
Skills
Mutual Funds, Series 7, Management, Series 63, Financial Services, Retirement Planning, Finance, Sales, Investments, Leadership, Executive Coaching
Education
Indiana University of Pennsylvania 1995 — 1999
Bachelor of Science, International Business, Marketing
Wells Fargo Advisors April 2015 - Present
Wells Fargo December 2013 - March 2015
Wells Fargo Advisors May 2011 - December 2013
BD Education Group, LLC January 2010 - September 2011
Evergreen Investments March 2008 - March 2010
LPL September 2007 - March 2008
Evergreen Investments June 2006 - September 2007
Evergreen Investments July 2004 - May 2006
Wachovia Securities, LLC October 2002 - July 2004
American Express Financial Advisors August 2001 - October 2002
Skills
Mutual Funds, Series 7, Management, Series 63, Financial Services, Retirement Planning, Finance, Sales, Investments, Leadership, Executive Coaching
Education
Indiana University of Pennsylvania 1995 — 1999
Bachelor of Science, International Business, Marketing
Chuck Gulledge | MBA Chuck Gulledge | MBA's Wachovia Securities, LLC Experience January 1999 - November 2004
Job Executive and Business Coaching | Strategic Momentum | Leadership
Industry Professional Training & Coaching
Experience
Chuck Gulledge Advisors June 2014 - Present
OnApproach January 2013 - June 2014
Balance Sheet Solutions, LLC October 2011 - December 2012
Members United Corporate FCU February 2005 - October 2011
Wachovia Securities, LLC January 1999 - November 2004
Arthur Andersen February 1990 - 1995
Sears Holdings Corporation January 1988 - November 1990
Skills
Executive Coaching, Business Performance..., Leadership Development, Strategic Planning, Team Facilitation, Coaching, Team Building, Banking, Business Development, Credit Unions, Financial Institutions, Sales, Executive Management, Strategy, Financial Analysis, Leadership, Business Analysis
Education
University of Minnesota - Carlson School of Management 1995 — 1997
MBA
Illinois College 1981 — 1985
BS, Accounting/Economics
Chuck Gulledge Advisors June 2014 - Present
OnApproach January 2013 - June 2014
Balance Sheet Solutions, LLC October 2011 - December 2012
Members United Corporate FCU February 2005 - October 2011
Wachovia Securities, LLC January 1999 - November 2004
Arthur Andersen February 1990 - 1995
Sears Holdings Corporation January 1988 - November 1990
Skills
Executive Coaching, Business Performance..., Leadership Development, Strategic Planning, Team Facilitation, Coaching, Team Building, Banking, Business Development, Credit Unions, Financial Institutions, Sales, Executive Management, Strategy, Financial Analysis, Leadership, Business Analysis
Education
University of Minnesota - Carlson School of Management 1995 — 1997
MBA
Illinois College 1981 — 1985
BS, Accounting/Economics
Kevin Fuller Kevin Fuller's Wachovia Securities, LLC Experience 2005 - 2007
Job Investment Banking & Capital Markets
Industry Investment Banking
Experience
Wells Fargo Securities, LLC 2014 - Present
Lazard Ltd. 2011 - 2013
Wells Fargo Securities, LLC 2009 - 2011
Wachovia Securities, LLC 2005 - 2007
National City Capital Markets LLC 2003 - 2005
Education
University of Michigan - Stephen M. Ross School of Business 2007 — 2009
Master of Business Administration (M.B.A.)
Kent State University 1999 — 2003
Bachelor's Degree
Wells Fargo Securities, LLC 2014 - Present
Lazard Ltd. 2011 - 2013
Wells Fargo Securities, LLC 2009 - 2011
Wachovia Securities, LLC 2005 - 2007
National City Capital Markets LLC 2003 - 2005
Education
University of Michigan - Stephen M. Ross School of Business 2007 — 2009
Master of Business Administration (M.B.A.)
Kent State University 1999 — 2003
Bachelor's Degree
Brian Spaner Brian Spaner's Wachovia Securities, LLC Experience November 1999 - February 2005
Job Vice President J.P.Morgan Securities
Industry Financial Services
Experience
J.P. Morgan Securities March 2008 - Present
Bear, Stearns & Co. February 2005 - March 2008
Wachovia Securities, LLC November 1999 - February 2005
Prudential Securities 1996 - 1999
Education
Heiden Institute 1997 — 1999
Talmudic Studies
Georgia Institute of Technology 1992 — 1994
BS INTA, International Affairs
Clarkstown High School South
J.P. Morgan Securities March 2008 - Present
Bear, Stearns & Co. February 2005 - March 2008
Wachovia Securities, LLC November 1999 - February 2005
Prudential Securities 1996 - 1999
Education
Heiden Institute 1997 — 1999
Talmudic Studies
Georgia Institute of Technology 1992 — 1994
BS INTA, International Affairs
Clarkstown High School South
Rebecca DeLano's Wachovia Securities, LLC Experience 2007 - 2009
Job Project Manager Claims Sys & Analytics
Industry Information Technology and Services
Experience
RockTenn February 2015 - Present
Capital One August 2011 - September 2014
Capital One April 2009 - September 2014
Wachovia Securities, LLC 2007 - 2009
Fannie Mae 2007 - 2007
Unisys 2006 - 2007
Capital One 2006 - 2006
Capital One 2004 - 2006
Skills
Agile Methodologies, Business Analysis, Business Process, Integration, MS Project, PMO, Program Management, Project Management, Project Planning, PMP, SharePoint, Visio, Software Documentation, Requirements Analysis, Management, Web Applications, Microsoft Project
Education
George Mason University 1997 — 2001
BA, Computer Graphics
RockTenn February 2015 - Present
Capital One August 2011 - September 2014
Capital One April 2009 - September 2014
Wachovia Securities, LLC 2007 - 2009
Fannie Mae 2007 - 2007
Unisys 2006 - 2007
Capital One 2006 - 2006
Capital One 2004 - 2006
Skills
Agile Methodologies, Business Analysis, Business Process, Integration, MS Project, PMO, Program Management, Project Management, Project Planning, PMP, SharePoint, Visio, Software Documentation, Requirements Analysis, Management, Web Applications, Microsoft Project
Education
George Mason University 1997 — 2001
BA, Computer Graphics
Robert M. Drake Robert M. Drake's Wachovia Securities, LLC Experience October 1997 - April 2004
Job Chief Executive Officer, Drake Financial Consulting, LLC
Industry Financial Services
Experience
Drake Financial Consulting, LLC October 2011 - Present
Bank of America, US Trust March 2009 - October 2011
US Fiduciary March 2007 - March 2009
Citigroup-Smith Barney 2004 - 2007
Wachovia Securities, LLC October 1997 - April 2004
Prudential Financial 1997 - 2003
Dean Witter Reynolds Inc. 1980 - 1997
Dean Witter Reynolds Inc. 1980 - 1997
Morgan Stanley Dean Witter February 1980 - 1996
Skills
Wealth Management, Investments, Private Banking, Asset Management, Portfolio Management, Coaching, Executive..., Executive, Private..., Strategic Planning, Practice Management, Executive Development, Asset Managment, Coaching, Asset Allocation, Alternative Investments, Series 7, Fixed Income, Mutual Funds, Investment Advisory, Leadership, Securities, Trading, Financial Services, Strategy, Series 63, Equities, Mergers & Acquisitions, Relationship Management, FINRA, Finance, Hedge Funds, ETFs, Investment Management, Investment Strategies, Financial Advisory, Capital Markets, Business Development, Wealth Management..., Management, Consulting, Private Equity, Executive Management, Investment Banking, Financial Modeling, Financial Planning
Education
University of Pennsylvania - The Wharton School 1987 — 1989
Executive Education Program, Marketing & Finance
Georgia State University 1970 — 1972
Bachelor of Arts-Mathematics, Grad Studies in Statistics
Georgia State University 1969 — 1970
BA, Statistics, Psychology
University of Louisiana at Monroe 1967 — 1968
None, Math, Psychology
University of Miami 1965 — 1967
None, Civil Engineering
Satellite High School
Satellite High School
Satellite High School
Satellite High School
Drake Financial Consulting, LLC October 2011 - Present
Bank of America, US Trust March 2009 - October 2011
US Fiduciary March 2007 - March 2009
Citigroup-Smith Barney 2004 - 2007
Wachovia Securities, LLC October 1997 - April 2004
Prudential Financial 1997 - 2003
Dean Witter Reynolds Inc. 1980 - 1997
Dean Witter Reynolds Inc. 1980 - 1997
Morgan Stanley Dean Witter February 1980 - 1996
Skills
Wealth Management, Investments, Private Banking, Asset Management, Portfolio Management, Coaching, Executive..., Executive, Private..., Strategic Planning, Practice Management, Executive Development, Asset Managment, Coaching, Asset Allocation, Alternative Investments, Series 7, Fixed Income, Mutual Funds, Investment Advisory, Leadership, Securities, Trading, Financial Services, Strategy, Series 63, Equities, Mergers & Acquisitions, Relationship Management, FINRA, Finance, Hedge Funds, ETFs, Investment Management, Investment Strategies, Financial Advisory, Capital Markets, Business Development, Wealth Management..., Management, Consulting, Private Equity, Executive Management, Investment Banking, Financial Modeling, Financial Planning
Education
University of Pennsylvania - The Wharton School 1987 — 1989
Executive Education Program, Marketing & Finance
Georgia State University 1970 — 1972
Bachelor of Arts-Mathematics, Grad Studies in Statistics
Georgia State University 1969 — 1970
BA, Statistics, Psychology
University of Louisiana at Monroe 1967 — 1968
None, Math, Psychology
University of Miami 1965 — 1967
None, Civil Engineering
Satellite High School
Satellite High School
Satellite High School
Satellite High School
Jonathan Russo, CRPC®'s Wachovia Securities, LLC Experience August 2003 - May 2008
Job Financial Advisor, Senior Wealth Manager at StoneStreet Advisor Group LLC.
Industry Financial Services
Experience
StoneStreet Advisor Group, LLC. August 2013 - Present
JMR Financial Advisors & Retirement Planning May 2008 - August 2013
Wachovia Securities, LLC August 2003 - May 2008
Prudential Securities April 2001 - August 2003
PRUDENTIAL SECURITIES INC.- Park Avenue, NYC 2001 - 2003
Skills
Retirement Planning, Asset Allocation, Income Protection, Investments, Investment Advisory, 529 Plans, Life Insurance, Term Life Insurance, Whole Life, Variable Annuities, Indexed Annuities, ETFs, Fixed Income, Mutual Funds, Seminars, Equities, Disability Insurance
Education
Iona College 1995 — 1999
BS, Economics
Stepinac High School 1992 — 1995
Bachelor of Science (BS), Economics
College for Financial Planning
StoneStreet Advisor Group, LLC. August 2013 - Present
JMR Financial Advisors & Retirement Planning May 2008 - August 2013
Wachovia Securities, LLC August 2003 - May 2008
Prudential Securities April 2001 - August 2003
PRUDENTIAL SECURITIES INC.- Park Avenue, NYC 2001 - 2003
Skills
Retirement Planning, Asset Allocation, Income Protection, Investments, Investment Advisory, 529 Plans, Life Insurance, Term Life Insurance, Whole Life, Variable Annuities, Indexed Annuities, ETFs, Fixed Income, Mutual Funds, Seminars, Equities, Disability Insurance
Education
Iona College 1995 — 1999
BS, Economics
Stepinac High School 1992 — 1995
Bachelor of Science (BS), Economics
College for Financial Planning
Aaron Holtzman Aaron Holtzman's Wachovia Securities, LLC Experience May 2008 - August 2008
Job Senior Auditor at Marks Paneth LLP
Industry Accounting
Experience
Marks Paneth LLP June 2015 - Present
Marks Paneth & Shron LLP January 2014 - June 2015
GN Captial Partners LLC (d/b/a Gottanom) July 2013 - May 2015
Hertz Herson & Co. LLP September 2011 - January 2014
pnosker.com November 2011 - June 2012
Rutgers University Dance Marathon September 2009 - April 2011
Hertz Herson & Company June 2009 - August 2010
Juniors of Margate May 2003 - September 2009
Wachovia Securities, LLC May 2008 - August 2008
Skills
Team Management, Team Leadership, Financial Accounting, Group Presentations, Microsoft Excel, Microsoft Office, Social Media, Analysis, Microsoft Word, PowerPoint, Accounting, Catering, Leadership, Budgets, Team Building, Project Planning, Financial Analysis, Data Analysis, Outlook, Finance, Access, Financial Reporting, Auditing, QuickBooks, Teamwork, ProSystem fx Tax, CCH ProSystem fx
Education
Keller Graduate School of Management of DeVry University 2012 — 2016
Master's Degree, Accounting & Finance
Rutgers Business School 2009 — 2011
B.S, Management
Rutgers, The State University of New Jersey-New Brunswick 2007 — 2011
Bachelor of Science, Management, Economics, History
Mainland
Marks Paneth LLP June 2015 - Present
Marks Paneth & Shron LLP January 2014 - June 2015
GN Captial Partners LLC (d/b/a Gottanom) July 2013 - May 2015
Hertz Herson & Co. LLP September 2011 - January 2014
pnosker.com November 2011 - June 2012
Rutgers University Dance Marathon September 2009 - April 2011
Hertz Herson & Company June 2009 - August 2010
Juniors of Margate May 2003 - September 2009
Wachovia Securities, LLC May 2008 - August 2008
Skills
Team Management, Team Leadership, Financial Accounting, Group Presentations, Microsoft Excel, Microsoft Office, Social Media, Analysis, Microsoft Word, PowerPoint, Accounting, Catering, Leadership, Budgets, Team Building, Project Planning, Financial Analysis, Data Analysis, Outlook, Finance, Access, Financial Reporting, Auditing, QuickBooks, Teamwork, ProSystem fx Tax, CCH ProSystem fx
Education
Keller Graduate School of Management of DeVry University 2012 — 2016
Master's Degree, Accounting & Finance
Rutgers Business School 2009 — 2011
B.S, Management
Rutgers, The State University of New Jersey-New Brunswick 2007 — 2011
Bachelor of Science, Management, Economics, History
Mainland
Julio Cabrera Julio Cabrera's Wachovia Securities, LLC Experience March 2003 - March 2009
Job Manager, Systems Administration
Industry Information Technology and Services
Experience
HighTower August 2012 - Present
TransAct Futures April 2009 - October 2012
Wachovia Securities LLC March 2003 - March 2009
Comdisco 1998 - 2000
Education
Keller Graduate School of Management of DeVry University
HighTower August 2012 - Present
TransAct Futures April 2009 - October 2012
Wachovia Securities LLC March 2003 - March 2009
Comdisco 1998 - 2000
Education
Keller Graduate School of Management of DeVry University
Justin Maciak Justin Maciak's Wachovia Securities, LLC Experience May 2003 - August 2005
Job Financial Advisor, Vantage Financial Group
Industry Financial Services
Experience
Vantage Financial Group, Inc. February 2013 - Present
First Investors Corporation April 2006 - February 2013
First Investors October 2009 - October 2012
Wachovia Securities, LLC May 2003 - August 2005
Education
Kent State University 2001 — 2004
b.b.a, finance
Normandy High School 1996 — 2000
High School Diploma
Vantage Financial Group, Inc. February 2013 - Present
First Investors Corporation April 2006 - February 2013
First Investors October 2009 - October 2012
Wachovia Securities, LLC May 2003 - August 2005
Education
Kent State University 2001 — 2004
b.b.a, finance
Normandy High School 1996 — 2000
High School Diploma
Greg Utz's Wachovia Securities, LLC Experience December 1998 - January 2007
Job Multimedia Producer at Elsevier
Industry Marketing and Advertising
Experience
Elsevier May 2012 - Present
OOS Investments October 2008 - August 2011
Utz Concepts June 2006 - July 2010
Genworth Financial July 2007 - August 2008
Genworth Financial July 2007 - August 2008
Wachovia Securities, LLC December 1998 - January 2007
Virginia State Bar January 1997 - November 1998
Virgina Department of Fire Programs January 1993 - January 1997
Skills
Online Marketing, InDesign, Newsletters, Strategy, Marketing, Leadership, Multimedia, Advertising, Editing, Layout, Logo Design, Management, Creative Direction, Flash, Lead Generation, Social Media, Project Management
Education
Virginia Commonwealth University 1990 — 1993
B.S., Advertising
Hinds Community College 1989 — 1991
Elsevier May 2012 - Present
OOS Investments October 2008 - August 2011
Utz Concepts June 2006 - July 2010
Genworth Financial July 2007 - August 2008
Genworth Financial July 2007 - August 2008
Wachovia Securities, LLC December 1998 - January 2007
Virginia State Bar January 1997 - November 1998
Virgina Department of Fire Programs January 1993 - January 1997
Skills
Online Marketing, InDesign, Newsletters, Strategy, Marketing, Leadership, Multimedia, Advertising, Editing, Layout, Logo Design, Management, Creative Direction, Flash, Lead Generation, Social Media, Project Management
Education
Virginia Commonwealth University 1990 — 1993
B.S., Advertising
Hinds Community College 1989 — 1991
Patrick Furey Patrick Furey's Wachovia Securities, LLC Experience July 2007 - June 2008
Job Stress Testing Consultant at Bank of America
Industry Financial Services
Experience
Bank of America July 2014 - Present
EY October 2013 - July 2014
Ernst & Young July 2011 - October 2013
Federal Reserve Bank of Richmond May 2010 - August 2010
Merrill Lynch May 2008 - August 2009
Wachovia Securities, LLC July 2007 - June 2008
Education
Wake Forest University School of Business 2009 — 2011
MBA, Finance
James Madison University 2001 — 2005
Bank of America July 2014 - Present
EY October 2013 - July 2014
Ernst & Young July 2011 - October 2013
Federal Reserve Bank of Richmond May 2010 - August 2010
Merrill Lynch May 2008 - August 2009
Wachovia Securities, LLC July 2007 - June 2008
Education
Wake Forest University School of Business 2009 — 2011
MBA, Finance
James Madison University 2001 — 2005
Rachana Kumari Rachana Kumari's Wachovia Securities, LLC Experience 2005 - 2005
Job Lead Financial Analyst at AT&T
Industry Telecommunications
Experience
AT&T November 2011 - Present
AT&T Inc. 2009 - November 2011
AT&T Inc. 2007 - 2009
Centers for Disease Control 2006 - 2006
Wachovia Securities, LLC 2005 - 2005
Skills
ERP, Business Analysis, Telecommunications, Competitive Analysis, User Acceptance Testing, Problem Solving, Vendor Management, Cross-functional Team..., Integration, Team Leadership, Requirements Analysis, Program Management, Analysis, Business Strategy, Process Improvement, E-commerce, Agile Methodologies, Management, Product Management, Business Process..., Financial Analysis, Business Intelligence, Forecasting, Business Process
Education
Southern Methodist University - Cox School of Business 2007 — 2009
MBA, Finance
Indian Institute of Technology, Kharagpur 1998 — 2002
B.Tech, Electronics & Electrical Communications Engineering
Little flower School 1996 — 1998
Isc
VBCV, Jamshedpur 1986 — 1996
X
AT&T November 2011 - Present
AT&T Inc. 2009 - November 2011
AT&T Inc. 2007 - 2009
Centers for Disease Control 2006 - 2006
Wachovia Securities, LLC 2005 - 2005
Skills
ERP, Business Analysis, Telecommunications, Competitive Analysis, User Acceptance Testing, Problem Solving, Vendor Management, Cross-functional Team..., Integration, Team Leadership, Requirements Analysis, Program Management, Analysis, Business Strategy, Process Improvement, E-commerce, Agile Methodologies, Management, Product Management, Business Process..., Financial Analysis, Business Intelligence, Forecasting, Business Process
Education
Southern Methodist University - Cox School of Business 2007 — 2009
MBA, Finance
Indian Institute of Technology, Kharagpur 1998 — 2002
B.Tech, Electronics & Electrical Communications Engineering
Little flower School 1996 — 1998
Isc
VBCV, Jamshedpur 1986 — 1996
X
Jasper Evans Jasper Evans's Wachovia Securities, LLC Experience October 2008 - January 2011
Job Application Engineer at Wells Fargo Advisors
Industry Computer Software
Experience
Wells Fargo Advisors May 2009 - Present
Wachovia Securities, LLC October 2008 - January 2011
Anheuser-Busch July 2008 - October 2008
TALX October 2005 - July 2008
Anheuser-Busch January 2004 - October 2005
CPI 1997 - 2001
Education
Webster University 2008 — 2011
Masters, Information Technology
Fontbonne University 2002 — 2004
Wells Fargo Advisors May 2009 - Present
Wachovia Securities, LLC October 2008 - January 2011
Anheuser-Busch July 2008 - October 2008
TALX October 2005 - July 2008
Anheuser-Busch January 2004 - October 2005
CPI 1997 - 2001
Education
Webster University 2008 — 2011
Masters, Information Technology
Fontbonne University 2002 — 2004
Robin Massey's Wachovia Securities, LLC Experience August 2000 - February 2005
Job Financial Planning Assistant
Industry Education Management
Experience
Ameriprise Financial Services, Inc. July 2015 - Present
Rensselaer Polytechnic Institute September 2012 - July 2015
East Greenbush Central Schools August 2010 - September 2012
Hudson Valley Community College December 2007 - November 2009
Wachovia Securities, LLC August 2000 - February 2005
First Albany Corporation June 1998 - August 2000
First Albany Corporation December 1993 - June 1998
Skills
MS Office Suite, SCT Banner, Mandarin, QuickBooks Pro, ACT, Janna, ILX/Beta, Infomax, MS Access, Program Management, Strategic Planning, Access, Accounts Payable, Customer Service, Finance, Higher Education, Microsoft Office
Education
Siena College 1990 — 1992
Bachelors, Business Administration in Accounting
Hudson Valley Community College 1987 — 1989
Associates, Business Adminstration
Ameriprise Financial Services, Inc. July 2015 - Present
Rensselaer Polytechnic Institute September 2012 - July 2015
East Greenbush Central Schools August 2010 - September 2012
Hudson Valley Community College December 2007 - November 2009
Wachovia Securities, LLC August 2000 - February 2005
First Albany Corporation June 1998 - August 2000
First Albany Corporation December 1993 - June 1998
Skills
MS Office Suite, SCT Banner, Mandarin, QuickBooks Pro, ACT, Janna, ILX/Beta, Infomax, MS Access, Program Management, Strategic Planning, Access, Accounts Payable, Customer Service, Finance, Higher Education, Microsoft Office
Education
Siena College 1990 — 1992
Bachelors, Business Administration in Accounting
Hudson Valley Community College 1987 — 1989
Associates, Business Adminstration
Richard Herr Richard Herr's Wachovia Securities, LLC Experience April 2001 - June 2002
Job Corporate Strategy & Development Executive
Industry Financial Services
Experience
KCG Holdings (Knight Capital Group) July 2010 - October 2014
tradeMONSTER July 2010 - September 2014
Direct Edge August 2010 - December 2013
Pico Quantitative Trading September 2010 - March 2013
ITG May 2007 - June 2010
Keefe, Bruyette & Woods June 2002 - May 2007
Wachovia Securities, LLC April 2001 - June 2002
The Bank of New York June 2000 - April 2001
Skills
Acquisitions, Strategy, Strategic Planning, Project Management, Business Strategy, Trading Systems, Equity Trading, Valuation, Series 63, Capital Markets, Electronic Trading, Financial Analysis, Options, Financial Services, Series 7, Corporate Finance, Trading, Financial Modeling, Series 24, Equity Research, Securities, FX Options, Market Data
Education
Fordham University 1996 — 2000
Bachelor's, Economics, Finance, Philosophy
Oceanside High School 1992 — 1996
Regent's Diploma
KCG Holdings (Knight Capital Group) July 2010 - October 2014
tradeMONSTER July 2010 - September 2014
Direct Edge August 2010 - December 2013
Pico Quantitative Trading September 2010 - March 2013
ITG May 2007 - June 2010
Keefe, Bruyette & Woods June 2002 - May 2007
Wachovia Securities, LLC April 2001 - June 2002
The Bank of New York June 2000 - April 2001
Skills
Acquisitions, Strategy, Strategic Planning, Project Management, Business Strategy, Trading Systems, Equity Trading, Valuation, Series 63, Capital Markets, Electronic Trading, Financial Analysis, Options, Financial Services, Series 7, Corporate Finance, Trading, Financial Modeling, Series 24, Equity Research, Securities, FX Options, Market Data
Education
Fordham University 1996 — 2000
Bachelor's, Economics, Finance, Philosophy
Oceanside High School 1992 — 1996
Regent's Diploma
Prashant Dhingra, CPA Prashant Dhingra, CPA's Wachovia Securities, LLC Experience May 2007 - May 2008
Job Senior Reinsurance Accountant at Interstate National
Industry Accounting
Experience
Interstate National July 2013 - Present
Grant Thornton LLP January 2013 - June 2013
Board of Regents of the University System of Georgia August 2012 - January 2013
E*TRADE Financial September 2010 - September 2011
Scottrade June 2008 - September 2010
Wachovia Securities, LLC May 2007 - May 2008
Skills
Trading, Excel, PowerPoint, Access, Customer Service, Accounting
Education
Georgia State University 2011 — 2012
Masters in Professional Accountancy, Accounting
Furman University 2010 — 2010
Accounting
Virginia Commonwealth University 2002 — 2006
Bachelors of Science, Finance
Interstate National July 2013 - Present
Grant Thornton LLP January 2013 - June 2013
Board of Regents of the University System of Georgia August 2012 - January 2013
E*TRADE Financial September 2010 - September 2011
Scottrade June 2008 - September 2010
Wachovia Securities, LLC May 2007 - May 2008
Skills
Trading, Excel, PowerPoint, Access, Customer Service, Accounting
Education
Georgia State University 2011 — 2012
Masters in Professional Accountancy, Accounting
Furman University 2010 — 2010
Accounting
Virginia Commonwealth University 2002 — 2006
Bachelors of Science, Finance
David Felts David Felts's Wachovia Securities, LLC Experience January 2006 - September 2008
Job Project Leader at The Boston Consulting Group
Industry Management Consulting
Experience
The Boston Consulting Group August 2013 - Present
The Boston Consulting Group June 2012 - August 2012
Novant Health September 2008 - April 2011
Wachovia Securities, LLC January 2006 - September 2008
Wachovia Mortgage Corporation June 2005 - January 2006
Skills
Project Management, Strategic Planning, Management Consulting
Education
University of California, Berkeley - Walter A. Haas School of Business 2011 — 2013
MBA
Grove City College 2001 — 2005
Bachelor of Science (BS), Finance, General
The Boston Consulting Group August 2013 - Present
The Boston Consulting Group June 2012 - August 2012
Novant Health September 2008 - April 2011
Wachovia Securities, LLC January 2006 - September 2008
Wachovia Mortgage Corporation June 2005 - January 2006
Skills
Project Management, Strategic Planning, Management Consulting
Education
University of California, Berkeley - Walter A. Haas School of Business 2011 — 2013
MBA
Grove City College 2001 — 2005
Bachelor of Science (BS), Finance, General
Thomas Wojciechowski, CRPC®'s Wachovia Securities, LLC Experience July 2003 - August 2004
Job Senior Regional Sales Associate at AXA Equitable
Industry Financial Services
Experience
AXA Distributors March 2007 - Present
Banc of America Investments August 2004 - March 2007
Wachovia Securities, LLC July 2003 - August 2004
Merrill Lynch, Inc June 2001 - June 2003
Skills
Securities License, Variable Annuities, mutual funds, Life & Health Insurance..., Stock Market, Bonds, Estate Planning, Mutual Funds, Financial Services, Financial Analysis, Insurance, Retirement Planning, Fixed Annuities, Retirement, Asset Management, Financial Advisory, Asset Allocation, IRAs, 401k, Series 7, Securities, Series 63, Alternative Investments, Uniform Combined State..., Series 6, Wealth Management, Life Insurance, Investment Advisory, Finance, Separately Managed..., Investment Strategies, ETFs, Fixed Income, Wealth Management..., Strategic Financial..., Relationship Management, Investments, Equities, Long-term Care, Strategy, Portfolio Management, Series 24, Retirement Plan..., Investment Management, Financial Planners, Credit, Series 65, Qualified Retirement..., FINRA, Sales
Education
Florida State University 1996 — 2001
BS Finance, financial markets, economics
AXA Distributors March 2007 - Present
Banc of America Investments August 2004 - March 2007
Wachovia Securities, LLC July 2003 - August 2004
Merrill Lynch, Inc June 2001 - June 2003
Skills
Securities License, Variable Annuities, mutual funds, Life & Health Insurance..., Stock Market, Bonds, Estate Planning, Mutual Funds, Financial Services, Financial Analysis, Insurance, Retirement Planning, Fixed Annuities, Retirement, Asset Management, Financial Advisory, Asset Allocation, IRAs, 401k, Series 7, Securities, Series 63, Alternative Investments, Uniform Combined State..., Series 6, Wealth Management, Life Insurance, Investment Advisory, Finance, Separately Managed..., Investment Strategies, ETFs, Fixed Income, Wealth Management..., Strategic Financial..., Relationship Management, Investments, Equities, Long-term Care, Strategy, Portfolio Management, Series 24, Retirement Plan..., Investment Management, Financial Planners, Credit, Series 65, Qualified Retirement..., FINRA, Sales
Education
Florida State University 1996 — 2001
BS Finance, financial markets, economics
Frederick James Onorato, JD's Wachovia Securities, LLC Experience September 2004 - February 2007
Job at Onorato & Onorato Legal, Consulting and Advisory Services
Industry Legal Services
Experience
Onorato & Onorato Legal, Consulting and Advisory Services May 2011 - Present
SiRRAN Communications Ltd December 2010 - May 2011
Solaire Generation Inc 2009 - 2011
Northwestern Mutual February 2007 - December 2010
Wachovia Securities, LLC September 2004 - February 2007
Urban Architectural Interiors, Inc. October 2001 - January 2004
Skills
Start-ups, Business Development, Finance, Networking, Sales, Real Estate, Leadership, Portfolio Management, Team Building, Human Resources, Telecommunications, Investments, Mergers & Acquisitions, Insurance, Strategy, Risk Management, Contract Negotiation, Management, Strategic Planning
Education
Fordham University School of Law 1986 — 1989
Providence College 1981 — 1985
BA, Political Science
Scarsdale High School
Onorato & Onorato Legal, Consulting and Advisory Services May 2011 - Present
SiRRAN Communications Ltd December 2010 - May 2011
Solaire Generation Inc 2009 - 2011
Northwestern Mutual February 2007 - December 2010
Wachovia Securities, LLC September 2004 - February 2007
Urban Architectural Interiors, Inc. October 2001 - January 2004
Skills
Start-ups, Business Development, Finance, Networking, Sales, Real Estate, Leadership, Portfolio Management, Team Building, Human Resources, Telecommunications, Investments, Mergers & Acquisitions, Insurance, Strategy, Risk Management, Contract Negotiation, Management, Strategic Planning
Education
Fordham University School of Law 1986 — 1989
Providence College 1981 — 1985
BA, Political Science
Scarsdale High School
Jessica Frederick Jessica Frederick's Wachovia Securities, LLC Experience May 2007 - August 2008
Job Banking Professional
Industry Banking
Experience
Stay at Home Mom March 2014 - Present
Susquehanna International Group November 2009 - June 2014
Wachovia Securities, LLC May 2007 - August 2008
Education
Fordham University 2005 — 2009
Bachelors of Science, Finance and Economics
Stay at Home Mom March 2014 - Present
Susquehanna International Group November 2009 - June 2014
Wachovia Securities, LLC May 2007 - August 2008
Education
Fordham University 2005 — 2009
Bachelors of Science, Finance and Economics
Jack Hurd's Wachovia Securities, LLC Experience May 2003 - February 2005
Job
Industry Financial Services
Experience
Wells Fargo October 2012 - Present
Wells Fargo September 2011 - October 2012
Wells Fargo May 2009 - April 2011
Wachovia Corporation July 2007 - May 2009
Wachovia Securities February 2005 - July 2007
Wachovia Securities, LLC May 2003 - February 2005
Alston & Bird LLP August 1997 - May 2003
Bell Seltzer Park & Gibson, LLP January 1997 - July 1997
Nelson, Mullins, Riley & Scarborough, LLP June 1985 - December 1996
Coleman Karesh Law Library, University of South Carolina 1982 - 1984
Skills
Risk Management, Process Improvement, Project Management, Financial Analysis, Change Management, Analysis, Contract Negotiation, Management, Mergers, Strategic Planning, Operations Management, Banking, Budgets, Capital Markets, Team Building, Cross-functional Team..., Leadership, CRM, Strategy, Data Analysis, Business Intelligence, Financial Services, Performance Management, Outsourcing, Mergers & Acquisitions, Integration, Financial Risk, Market Research, Competitive Analysis, Analytics, Program Management
Education
University of South Carolina - Darla Moore School of Business 2011 — 2014
Master of Business Administration (MBA), Business Administration - International Business
University of South Carolina-Columbia 1984 — 1985
MLS, Library & Information Science
University of South Carolina-Columbia 1980 — 1984
MAT (History), History & Education
Furman University 1976 — 1979
BA, History
Wells Fargo October 2012 - Present
Wells Fargo September 2011 - October 2012
Wells Fargo May 2009 - April 2011
Wachovia Corporation July 2007 - May 2009
Wachovia Securities February 2005 - July 2007
Wachovia Securities, LLC May 2003 - February 2005
Alston & Bird LLP August 1997 - May 2003
Bell Seltzer Park & Gibson, LLP January 1997 - July 1997
Nelson, Mullins, Riley & Scarborough, LLP June 1985 - December 1996
Coleman Karesh Law Library, University of South Carolina 1982 - 1984
Skills
Risk Management, Process Improvement, Project Management, Financial Analysis, Change Management, Analysis, Contract Negotiation, Management, Mergers, Strategic Planning, Operations Management, Banking, Budgets, Capital Markets, Team Building, Cross-functional Team..., Leadership, CRM, Strategy, Data Analysis, Business Intelligence, Financial Services, Performance Management, Outsourcing, Mergers & Acquisitions, Integration, Financial Risk, Market Research, Competitive Analysis, Analytics, Program Management
Education
University of South Carolina - Darla Moore School of Business 2011 — 2014
Master of Business Administration (MBA), Business Administration - International Business
University of South Carolina-Columbia 1984 — 1985
MLS, Library & Information Science
University of South Carolina-Columbia 1980 — 1984
MAT (History), History & Education
Furman University 1976 — 1979
BA, History
Paul Fertitta's Wachovia Securities, LLC Experience June 2002 - July 2009
Job Chief Engineer at BofA
Industry Information Technology and Services
Experience
Bank of America January 2013 - Present
Wells Fargo Advisors August 2009 - January 2013
Wachovia Securities, LLC June 2002 - July 2009
Telefonica Data, USA May 2001 - May 2002
Technology Integration Group 1996 - 2001
Ajilon 1996 - 1999
The Hamilton Collection 1994 - 1996
Barnett Bank 1992 - 1994
Skills
PMP, IVR, Vendor Management, PMO, SDLC, Integration, IT Strategy, Unix, Risk Management, Project Portfolio..., Project Management, Cloud Computing, IT Management, Business Analysis, SharePoint, Business Process..., Enterprise Architecture, Software Project..., Requirements Analysis, Testing, Management, Enterprise Software, Disaster Recovery, Analysis, Visio, Requirements Gathering, Business Intelligence, Data Warehousing, ITIL, Business Requirements, Data Center, Process Improvement, Infrastructure
Education
Lamar University 1978 — 1980
French High School
Bank of America January 2013 - Present
Wells Fargo Advisors August 2009 - January 2013
Wachovia Securities, LLC June 2002 - July 2009
Telefonica Data, USA May 2001 - May 2002
Technology Integration Group 1996 - 2001
Ajilon 1996 - 1999
The Hamilton Collection 1994 - 1996
Barnett Bank 1992 - 1994
Skills
PMP, IVR, Vendor Management, PMO, SDLC, Integration, IT Strategy, Unix, Risk Management, Project Portfolio..., Project Management, Cloud Computing, IT Management, Business Analysis, SharePoint, Business Process..., Enterprise Architecture, Software Project..., Requirements Analysis, Testing, Management, Enterprise Software, Disaster Recovery, Analysis, Visio, Requirements Gathering, Business Intelligence, Data Warehousing, ITIL, Business Requirements, Data Center, Process Improvement, Infrastructure
Education
Lamar University 1978 — 1980
French High School
Jennifer Pritchett's Wachovia Securities, LLC Experience October 2007 - December 2008
Job Application Systems Engineer at Wells Fargo
Industry Computer Software
Experience
Wells Fargo November 2011 - Present
Wells Fargo Advisors, LLC January 2009 - November 2011
Wachovia Securities, LLC October 2007 - December 2008
AG Edwards & Sons, Inc. 2005 - October 2007
Anheuser-Busch Companies, Inc. 2000 - 2004
Trendmasters 1999 - 2000
Skills
DB2, SDLC, Business Objects, Visio, Teradata, SOA, SQL, Databases, Data Warehousing, Oracle, Requirements Gathering, ETL, Analysis, Enterprise Architecture, Requirements Analysis
Education
Webster University 2002 — 2004
MBA, Business Admin.
Fontbonne University 1995 — 1999
BS, Computer Science
Ursuline 1991 — 1995
Wells Fargo November 2011 - Present
Wells Fargo Advisors, LLC January 2009 - November 2011
Wachovia Securities, LLC October 2007 - December 2008
AG Edwards & Sons, Inc. 2005 - October 2007
Anheuser-Busch Companies, Inc. 2000 - 2004
Trendmasters 1999 - 2000
Skills
DB2, SDLC, Business Objects, Visio, Teradata, SOA, SQL, Databases, Data Warehousing, Oracle, Requirements Gathering, ETL, Analysis, Enterprise Architecture, Requirements Analysis
Education
Webster University 2002 — 2004
MBA, Business Admin.
Fontbonne University 1995 — 1999
BS, Computer Science
Ursuline 1991 — 1995
Ashby Price's Wachovia Securities, LLC Experience April 2004 - August 2007
Job Investment Advisor with 15+ years of experience
Industry Financial Services
Experience
Associate Advisor, Investment Specialist at Capstone Financial Partners June 2014 - Present
BB&T Capital Markets June 2011 - June 2014
Sterne Agee March 2010 - May 2011
Employment Transition August 2009 - March 2010
CapTrust Advisors, LLC August 2007 - August 2009
Wachovia Securities, LLC April 2004 - August 2007
Wachovia Securities, LLC March 2003 - April 2004
Wachovia Securities, LLC May 2002 - March 2003
A Golden Opportunity at St. Mary's May 2001 - May 2002
Skills
Investments, Series 7, Portfolio Management, Financial Analysis, Valuation, Financial Modeling, Due Diligence, Asset Allocation, Performance Reporting, Series 63, Investment Strategies, Risk Management, Capital Markets Analysis, Equity Research, Equities, Corporate Finance, Hedge Funds, Private Equity, Finance, Fixed Income, Analysis, Mergers & Acquisitions, Business Valuation, Capital Markets, Securities, Asset Management, Bloomberg, Financial Services, Relationship Management, Mutual Funds, Wealth Management, Financial Planning
Education
Veritas
Veritas
Veritas
Hampden-Sydney College 1997 — 2001
Bachelor of Science, Economics with a concentration in Mathematics
Virginia Commonwealth University - School of Business 2006 — 2006
N/A
St. Christopher's School 1990 — 1997
Diploma
Associate Advisor, Investment Specialist at Capstone Financial Partners June 2014 - Present
BB&T Capital Markets June 2011 - June 2014
Sterne Agee March 2010 - May 2011
Employment Transition August 2009 - March 2010
CapTrust Advisors, LLC August 2007 - August 2009
Wachovia Securities, LLC April 2004 - August 2007
Wachovia Securities, LLC March 2003 - April 2004
Wachovia Securities, LLC May 2002 - March 2003
A Golden Opportunity at St. Mary's May 2001 - May 2002
Skills
Investments, Series 7, Portfolio Management, Financial Analysis, Valuation, Financial Modeling, Due Diligence, Asset Allocation, Performance Reporting, Series 63, Investment Strategies, Risk Management, Capital Markets Analysis, Equity Research, Equities, Corporate Finance, Hedge Funds, Private Equity, Finance, Fixed Income, Analysis, Mergers & Acquisitions, Business Valuation, Capital Markets, Securities, Asset Management, Bloomberg, Financial Services, Relationship Management, Mutual Funds, Wealth Management, Financial Planning
Education
Veritas
Veritas
Veritas
Hampden-Sydney College 1997 — 2001
Bachelor of Science, Economics with a concentration in Mathematics
Virginia Commonwealth University - School of Business 2006 — 2006
N/A
St. Christopher's School 1990 — 1997
Diploma
Jim Bach's Wachovia Securities, LLC Experience 2005 - 2007
Job Home and Marine Service
Industry Construction
Experience
Jimmy's Home and Marine January 2011 - Present
Applied Computing Technologies 2009 - November 2010
Cantrell Cutter Printing January 2007 - December 2008
Wachovia Securities, LLC 2005 - 2007
Smith Barney 1999 - 2005
Skills
Marketing, Series 7, Strategic Planning, Financial Analysis, Risk Management, Business Development, Leadership, Contract Negotiation, Investments, Change Management, Project Management, Proposal Writing, Management, Program Management, Executive Management, Process Improvement, Team Building, Strategy, Maintenance & Repair, Operations Management, Painting
Education
George Mason University 1983 — 1985
Northern Virginia Community College 1981 — 1983
Business Administration
Jimmy's Home and Marine January 2011 - Present
Applied Computing Technologies 2009 - November 2010
Cantrell Cutter Printing January 2007 - December 2008
Wachovia Securities, LLC 2005 - 2007
Smith Barney 1999 - 2005
Skills
Marketing, Series 7, Strategic Planning, Financial Analysis, Risk Management, Business Development, Leadership, Contract Negotiation, Investments, Change Management, Project Management, Proposal Writing, Management, Program Management, Executive Management, Process Improvement, Team Building, Strategy, Maintenance & Repair, Operations Management, Painting
Education
George Mason University 1983 — 1985
Northern Virginia Community College 1981 — 1983
Business Administration
Ira Scot Holmes, CPA's Wachovia Securities, LLC Experience 2004 - 2007
Job Managing Director Convexity Consulting Group, LLC
Industry Financial Services
Experience
The George Washington University 2011 - Present
Convexity Consulting Group, LLC January 2007 - Present
University of Maryland - University College 2007 - Present
Literacy Council of Montgomery County 2008 - 2012
Wachovia Securities, LLC 2004 - 2007
GMAC-RFC Securities 2003 - 2004
Freddie Mac 2000 - 2003
Bear Stearns 1988 - 1993
Goldman Sachs 1985 - 1988
Skills
Derivatives, Fixed Income, Capital Markets, Hedging, Swaps, Securities, Mortgage, Risk Analysis, Structured Products, Bonds, Trading, Credit Derivatives, Accounting, Volatility, Financial Markets, Mortgage Lending, Finance, Risk Management, Equities, Mergers & Acquisitions, Financial Analysis, Analysis, Management, Investments, Strategic Planning, Asset Management, Strategy, Credit, Hedge Funds, Financial Services, Executive Management, Structured Finance, Options, Financial Modeling
Education
University of Wisconsin-Madison - School of Business 1979 — 1980
M.B.A. - Finance/Capital Markets
Hampton University 1975 — 1979
B.S. - Accounting
University of Maryland University College
The George Washington University 2011 - Present
Convexity Consulting Group, LLC January 2007 - Present
University of Maryland - University College 2007 - Present
Literacy Council of Montgomery County 2008 - 2012
Wachovia Securities, LLC 2004 - 2007
GMAC-RFC Securities 2003 - 2004
Freddie Mac 2000 - 2003
Bear Stearns 1988 - 1993
Goldman Sachs 1985 - 1988
Skills
Derivatives, Fixed Income, Capital Markets, Hedging, Swaps, Securities, Mortgage, Risk Analysis, Structured Products, Bonds, Trading, Credit Derivatives, Accounting, Volatility, Financial Markets, Mortgage Lending, Finance, Risk Management, Equities, Mergers & Acquisitions, Financial Analysis, Analysis, Management, Investments, Strategic Planning, Asset Management, Strategy, Credit, Hedge Funds, Financial Services, Executive Management, Structured Finance, Options, Financial Modeling
Education
University of Wisconsin-Madison - School of Business 1979 — 1980
M.B.A. - Finance/Capital Markets
Hampton University 1975 — 1979
B.S. - Accounting
University of Maryland University College
Wanda Kelly's Wachovia Securities, LLC Experience 1999 - 2002
Job Technology Manager at Wells Fargo
Industry Financial Services
Experience
Wells Fargo Advisors January 2003 - Present
Wachovia Securities, LLC 1999 - 2002
Wachovia Securities, LLC 1992 - 1999
Lawyer's Title Company 1988 - 1992
Skills
Integration, SDLC, Business Requirements, PMO, Vendor Management, Requirements Gathering, Project Portfolio..., Offshoring
Education
James Madison University 1981 — 1985
Bachelor of Business Administration, Information Systems
Wells Fargo Advisors January 2003 - Present
Wachovia Securities, LLC 1999 - 2002
Wachovia Securities, LLC 1992 - 1999
Lawyer's Title Company 1988 - 1992
Skills
Integration, SDLC, Business Requirements, PMO, Vendor Management, Requirements Gathering, Project Portfolio..., Offshoring
Education
James Madison University 1981 — 1985
Bachelor of Business Administration, Information Systems
Shashi Singh, Executive MBA, ACP,CSM, PMP's Wachovia Securities, LLC Experience January 2005 - April 2006
Job Founder at Agile Continua
Industry Information Technology and Services
Experience
Agile Continua Global Inc. September 2013 - Present
Nokia December 2010 - November 2014
BCBS IL August 2010 - November 2010
Frontier Communications September 2009 - July 2010
OfficeMax 2006 - 2009
Wachovia Securities, LLC January 2005 - April 2006
ACNielsen August 2005 - December 2005
Skills
Waterfall, SDLC, Program Management, Business Intelligence, Agile Methodologies, Scrum, Agile Project Management, Integration, PMO, Business Analysis, Cross-functional Team..., Quality Assurance, Software Project..., Testing, SharePoint, Software Development, Coaching, Presentations, Management, Project Management
Education
University of Illinois at Urbana-Champaign - College of Business 2013 — 2015
Executive MBA, Executive MBA
Institute of Technology, BHU 1988 — 1992
Bachelor of Technology (B.Tech.)
Denobili School 1986 — 1988
High School, Physics, Chemistry, Biology, Maths, A
Agile Continua Global Inc. September 2013 - Present
Nokia December 2010 - November 2014
BCBS IL August 2010 - November 2010
Frontier Communications September 2009 - July 2010
OfficeMax 2006 - 2009
Wachovia Securities, LLC January 2005 - April 2006
ACNielsen August 2005 - December 2005
Skills
Waterfall, SDLC, Program Management, Business Intelligence, Agile Methodologies, Scrum, Agile Project Management, Integration, PMO, Business Analysis, Cross-functional Team..., Quality Assurance, Software Project..., Testing, SharePoint, Software Development, Coaching, Presentations, Management, Project Management
Education
University of Illinois at Urbana-Champaign - College of Business 2013 — 2015
Executive MBA, Executive MBA
Institute of Technology, BHU 1988 — 1992
Bachelor of Technology (B.Tech.)
Denobili School 1986 — 1988
High School, Physics, Chemistry, Biology, Maths, A
Harold Mazyck's Wachovia Securities, LLC Experience July 2005 - February 2007
Job QA Engineer at Diligent Corporation
Industry Information Technology and Services
Experience
Diligent Corporation September 2014 - Present
SCOR April 2012 - December 2013
Wells Fargo May 2011 - December 2011
Duke Energy Corporation November 2010 - April 2011
BB&T August 2009 - November 2010
Wachovia Securities February 2007 - March 2009
Wachovia Securities, LLC July 2005 - February 2007
Aon October 2004 - May 2005
ACS July 2001 - June 2004
Skills
Quality Center, User Acceptance Testing, SDLC, Test Planning, SQL, Agile Methodologies, Unix, Test Cases, Testing, System Testing, Quality Assurance, Software Documentation, Manual Testing, Requirements Analysis, Oracle, Project Management, Regression Testing, Software Quality...
Education
High Point University 1994 — 1996
BS, CIS
Diligent Corporation September 2014 - Present
SCOR April 2012 - December 2013
Wells Fargo May 2011 - December 2011
Duke Energy Corporation November 2010 - April 2011
BB&T August 2009 - November 2010
Wachovia Securities February 2007 - March 2009
Wachovia Securities, LLC July 2005 - February 2007
Aon October 2004 - May 2005
ACS July 2001 - June 2004
Skills
Quality Center, User Acceptance Testing, SDLC, Test Planning, SQL, Agile Methodologies, Unix, Test Cases, Testing, System Testing, Quality Assurance, Software Documentation, Manual Testing, Requirements Analysis, Oracle, Project Management, Regression Testing, Software Quality...
Education
High Point University 1994 — 1996
BS, CIS
Jennifer Watson DeRochi's Wachovia Securities, LLC Experience 1995 - 2009
Job Managing Director
Industry Financial Services
Experience
Wells Fargo 2009 - Present
Wells Fargo Securities August 1995 - Present
Wachovia Securities, LLC 1995 - 2009
Skills
Securities, FINRA, Fixed Income, Capital Markets, Series 7, Series 24, Alternative Investments, Hedge Funds, Equities, Investment Banking, Series 63, Banking, Financial Services
Education
James Madison University 1988 — 1992
James Madison University 1988 — 1992
Economics
James Madison University 1988 — 1992
Economics
Wells Fargo 2009 - Present
Wells Fargo Securities August 1995 - Present
Wachovia Securities, LLC 1995 - 2009
Skills
Securities, FINRA, Fixed Income, Capital Markets, Series 7, Series 24, Alternative Investments, Hedge Funds, Equities, Investment Banking, Series 63, Banking, Financial Services
Education
James Madison University 1988 — 1992
James Madison University 1988 — 1992
Economics
James Madison University 1988 — 1992
Economics
Manish Mittal, CFA's Wachovia Securities, LLC Experience May 2007 - December 2009
Job Vice President Commodities Derivatives at Wells Fargo Securities
Industry Investment Banking
Experience
Wells Fargo Securities December 2009 - Present
Wachovia Securities, LLC May 2007 - December 2009
Bank of America October 2003 - May 2007
L&T Infotech May 2000 - October 2003
Skills
Capital Markets, Investment Banking, Derivatives, Fixed Income, Commodity Markets, Risk Management, IT Strategy, Business Analysis, Process Improvement, Requirements Analysis, Software Project..., Software Development, PMP, Oracle, .NET, SDLC, Project Management, Project Portfolio..., Program Management, Business Intelligence, SQL, Visio, Interest Rate..., Commodity, Requirements Gathering
Education
Jai Narain Vyas University 1992 — 1996
BE, Engineering
Wells Fargo Securities December 2009 - Present
Wachovia Securities, LLC May 2007 - December 2009
Bank of America October 2003 - May 2007
L&T Infotech May 2000 - October 2003
Skills
Capital Markets, Investment Banking, Derivatives, Fixed Income, Commodity Markets, Risk Management, IT Strategy, Business Analysis, Process Improvement, Requirements Analysis, Software Project..., Software Development, PMP, Oracle, .NET, SDLC, Project Management, Project Portfolio..., Program Management, Business Intelligence, SQL, Visio, Interest Rate..., Commodity, Requirements Gathering
Education
Jai Narain Vyas University 1992 — 1996
BE, Engineering
Derik Swanson's Wachovia Securities, LLC Experience June 2008 - August 2008
Job Vice President Leveraged Finance Group at Wells Fargo Securities
Industry Investment Banking
Experience
Wells Fargo Securities March 2013 - Present
Wells Fargo Securities July 2009 - February 2013
The Carlyle Group September 2008 - May 2009
Wachovia Securities, LLC June 2008 - August 2008
CapitalSource Finance LLC February 2004 - July 2007
Cambridge Associates LLC September 2000 - January 2004
Education
Georgetown University - The McDonough School of Business 2007 — 2009
MBA
University of Richmond - Robins School of Business 1996 — 2000
BSBA, Finance, Economics
Wells Fargo Securities March 2013 - Present
Wells Fargo Securities July 2009 - February 2013
The Carlyle Group September 2008 - May 2009
Wachovia Securities, LLC June 2008 - August 2008
CapitalSource Finance LLC February 2004 - July 2007
Cambridge Associates LLC September 2000 - January 2004
Education
Georgetown University - The McDonough School of Business 2007 — 2009
MBA
University of Richmond - Robins School of Business 1996 — 2000
BSBA, Finance, Economics
Ashley Esposito's Wachovia Securities, LLC Experience June 2008 - August 2008
Job Client Associate at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch 2015 - Present
Bank of America February 2014 - December 2014
Tiffany & Company November 2012 - December 2014
Bank of America April 2013 - February 2014
Bank of America October 2012 - April 2013
Various Hospitality Venues (full list available) October 2009 - October 2012
Wachovia Securities, LLC June 2008 - August 2008
BlueBeginning.com/LocalConnections.com June 2007 - August 2007
Skills
Microsoft Excel, Microsoft Office, PowerPoint, Microsoft Word, Customer Service, Teamwork, Research, Financial Analysis, HTML, Multitasking Skills, Team Leadership, Photoshop, Social Media Marketing, Online Advertising, Budget Monitoring, Marketing Communications, Event Marketing Strategy, Inventory, Mac OS X, Media Research, Viral Marketing, Social Networking, Sales, Up-selling, Filing, Organization Of Events, Building Relationships, Basic Comprehension of..., Budgets, Online Marketing, Sales Management
Education
Fordham University 2005 — 2009
Bachelor of Science (B.S.), Business Administration; Concentrations in Finance & Entrepreneurship
Merrill Lynch 2015 - Present
Bank of America February 2014 - December 2014
Tiffany & Company November 2012 - December 2014
Bank of America April 2013 - February 2014
Bank of America October 2012 - April 2013
Various Hospitality Venues (full list available) October 2009 - October 2012
Wachovia Securities, LLC June 2008 - August 2008
BlueBeginning.com/LocalConnections.com June 2007 - August 2007
Skills
Microsoft Excel, Microsoft Office, PowerPoint, Microsoft Word, Customer Service, Teamwork, Research, Financial Analysis, HTML, Multitasking Skills, Team Leadership, Photoshop, Social Media Marketing, Online Advertising, Budget Monitoring, Marketing Communications, Event Marketing Strategy, Inventory, Mac OS X, Media Research, Viral Marketing, Social Networking, Sales, Up-selling, Filing, Organization Of Events, Building Relationships, Basic Comprehension of..., Budgets, Online Marketing, Sales Management
Education
Fordham University 2005 — 2009
Bachelor of Science (B.S.), Business Administration; Concentrations in Finance & Entrepreneurship
Michael Wattles's Wachovia Securities, LLC Experience June 2008 - March 2009
Job Sr. Associate at New York Private Finance, LLC
Industry Financial Services
Experience
New York Private Finance, LLC February 2012 - Present
Boxwood Strategic Advisors August 2009 - February 2012
Wachovia Securities, LLC June 2008 - March 2009
Wachovia Securities, LLC June 2008 - August 2008
Dividend Capital June 2007 - August 2007
Skills
Investment Banking
Education
Georgetown University 2004 — 2008
BS, Finance, International Business
Georgetown University - The McDonough School of Business 2004 — 2008
BS in Business Administration, Finance, International Business
New York Private Finance, LLC February 2012 - Present
Boxwood Strategic Advisors August 2009 - February 2012
Wachovia Securities, LLC June 2008 - March 2009
Wachovia Securities, LLC June 2008 - August 2008
Dividend Capital June 2007 - August 2007
Skills
Investment Banking
Education
Georgetown University 2004 — 2008
BS, Finance, International Business
Georgetown University - The McDonough School of Business 2004 — 2008
BS in Business Administration, Finance, International Business
Nilesh Koratpallikar's Wachovia Securities, LLC Experience July 2006 - Present
Job Vice President
Industry Computer Software
Experience
Wachovia Securities, LLC July 2006 - Present
Education
Indian Institute of Technology, Bombay 1994 — 1996
M.Tech
Wachovia Securities, LLC July 2006 - Present
Education
Indian Institute of Technology, Bombay 1994 — 1996
M.Tech
Tracy King, PMP's Wachovia Securities, LLC Experience August 1992 - June 2009
Job Director of Service Excellence at Bon Secours Medical Group
Industry Human Resources
Experience
Bon Secours Medical Group December 2009 - Present
Wachovia Securities, LLC August 1992 - June 2009
Wells Fargo Advisors, LLC 2009 - 2009
Wachovia Securities, LLC 2003 - August 2006
Wachovia Securities, LLC September 2001 - May 2003
Wachovia Securities, LLC October 1999 - 2001
Wachovia Securities, LLC 1992 - 1999
Skills
Change Management, Organizational..., Leadership, Talent Management, Succession Planning, Training, Recruiting, Strategic Planning, Team Leadership, Personnel Evaluation, Performance Management, Onboarding, Customer Service, Project Management, Program Management, Team Building, Management, Leadership Development, Employee Relations
Education
James Madison University 1983 — 1987
BBA, Finance, Economics
Bon Secours Medical Group December 2009 - Present
Wachovia Securities, LLC August 1992 - June 2009
Wells Fargo Advisors, LLC 2009 - 2009
Wachovia Securities, LLC 2003 - August 2006
Wachovia Securities, LLC September 2001 - May 2003
Wachovia Securities, LLC October 1999 - 2001
Wachovia Securities, LLC 1992 - 1999
Skills
Change Management, Organizational..., Leadership, Talent Management, Succession Planning, Training, Recruiting, Strategic Planning, Team Leadership, Personnel Evaluation, Performance Management, Onboarding, Customer Service, Project Management, Program Management, Team Building, Management, Leadership Development, Employee Relations
Education
James Madison University 1983 — 1987
BBA, Finance, Economics
Frederic Gresset's Wachovia Securities, LLC Experience 1997 - 2005
Job Wells Fargo Global Banking
Industry Banking
Experience
Wells Fargo Bank N.A. August 2012 - Present
Wells Fargo Bank N.A. July 2010 - August 2012
HSBC Bank USA 2009 - August 2010
French-American Chamber of Commerce of North Carolina 2000 - 2009
Wachovia Capital Markets LLC 2005 - 2007
Wachovia Securities, LLC 1997 - 2005
UBS AG (Swiss Bank Corporation) 1995 - 1997
UBS (f.k.a. "Swiss Bank Corporation") 1991 - 1995
UBS (f.k.a. Swiss Bank Corporation) 1990 - 1991
UBS (f.k.a. Swiss Bank Corporation) 1981 - 1990
Skills
Capital Markets, Credit Risk, Corporate Finance, Credit Analysis, Risk Management, Cash Management, Banking, Credit, Investment Banking, Derivatives, Portfolio Management, Finance, Asset Management
Education
Tulane University 1978 — 1980
MBA, Finance and International Business
Institut d'Etudes Politiques de Grenoble 1976 — 1978
BA, Political Science (Economics and Finance major)
Université Pierre Mendès-France (Grenoble II) 1972 — 1977
Maitrise, Sciences Economiques
Wells Fargo Bank N.A. August 2012 - Present
Wells Fargo Bank N.A. July 2010 - August 2012
HSBC Bank USA 2009 - August 2010
French-American Chamber of Commerce of North Carolina 2000 - 2009
Wachovia Capital Markets LLC 2005 - 2007
Wachovia Securities, LLC 1997 - 2005
UBS AG (Swiss Bank Corporation) 1995 - 1997
UBS (f.k.a. "Swiss Bank Corporation") 1991 - 1995
UBS (f.k.a. Swiss Bank Corporation) 1990 - 1991
UBS (f.k.a. Swiss Bank Corporation) 1981 - 1990
Skills
Capital Markets, Credit Risk, Corporate Finance, Credit Analysis, Risk Management, Cash Management, Banking, Credit, Investment Banking, Derivatives, Portfolio Management, Finance, Asset Management
Education
Tulane University 1978 — 1980
MBA, Finance and International Business
Institut d'Etudes Politiques de Grenoble 1976 — 1978
BA, Political Science (Economics and Finance major)
Université Pierre Mendès-France (Grenoble II) 1972 — 1977
Maitrise, Sciences Economiques
Cherie Quackenbush's Wachovia Securities, LLC Experience October 1999 - November 2003
Job Regulatory Reporting Team Leader at Wachovia Securities Financial Network
Industry Financial Services
Experience
Wachovia Securities Regulatory Reporting Team LeaderWachovia Securities, LLCJanuary 2009 - Present
Wachovia Securities, LLC October 1999 - November 2003
Education
Frostburg State University 1992 — 1996
Wachovia Securities Regulatory Reporting Team LeaderWachovia Securities, LLCJanuary 2009 - Present
Wachovia Securities, LLC October 1999 - November 2003
Education
Frostburg State University 1992 — 1996
Glenn Holloway's Wachovia Securities, LLC Experience 2004 - 2006
Job Group Finance Officer at Regions Capital Markets/Regions Securities
Industry Financial Services
Experience
Regions Capital Markets/Regions Securities October 2014 - Present
Wells Fargo Advisors January 2010 - September 2014
Wells Fargo Advisors, LLC June 2008 - December 2009
Wachovia Securities 2006 - 2008
Wachovia Securities, LLC 2004 - 2006
Wachovia Securities, LLC 2002 - 2004
Education
James Madison University 1997 — 2002
BBA International Business (Finance), International Business/Finance/French
Regions Capital Markets/Regions Securities October 2014 - Present
Wells Fargo Advisors January 2010 - September 2014
Wells Fargo Advisors, LLC June 2008 - December 2009
Wachovia Securities 2006 - 2008
Wachovia Securities, LLC 2004 - 2006
Wachovia Securities, LLC 2002 - 2004
Education
James Madison University 1997 — 2002
BBA International Business (Finance), International Business/Finance/French
Rich Woodworth's Wachovia Securities, LLC Experience 2003 - 2004
Job Vice President, Mutual Fund Product Management at Prudential Investments
Industry Financial Services
Experience
Prudential Investments May 2004 - Present
Prudential Securities July 1997 - May 2004
Wachovia Securities, LLC 2003 - 2004
Skills
Series 7, Asset Allocation, Separately Managed..., Mutual Funds, Series 63, Alternative Investments, Series 26
Education
Hofstra University 1993 — 1997
Prudential Investments May 2004 - Present
Prudential Securities July 1997 - May 2004
Wachovia Securities, LLC 2003 - 2004
Skills
Series 7, Asset Allocation, Separately Managed..., Mutual Funds, Series 63, Alternative Investments, Series 26
Education
Hofstra University 1993 — 1997
Kristi A. Palome's Wachovia Securities, LLC Experience June 2007 - May 2008
Job Institutional Marketing Manager
Industry Financial Services
Experience
J.P. Morgan Asset Management May 2014 - Present
J.P. Morgan Asset Management January 2013 - May 2014
J.P. Morgan Asset Management April 2010 - January 2013
AXA Equitable June 2008 - April 2010
Wachovia Securities, LLC June 2007 - May 2008
UBS Wealth Management June 2006 - June 2007
Education
Fordham University 2004 — 2008
BA, International Political Econom
J.P. Morgan Asset Management May 2014 - Present
J.P. Morgan Asset Management January 2013 - May 2014
J.P. Morgan Asset Management April 2010 - January 2013
AXA Equitable June 2008 - April 2010
Wachovia Securities, LLC June 2007 - May 2008
UBS Wealth Management June 2006 - June 2007
Education
Fordham University 2004 — 2008
BA, International Political Econom
Mark Vieira's Wachovia Securities, LLC Experience 2004 - 2007
Job Operations Manager at Cornerstone Macro LP
Industry Financial Services
Experience
Cornerstone Macro LP July 2013 - Present
Cortview Capital Securities LLC / Pierpont Securities LLC 2010 - 2013
Glenville Partners 2009 - 2010
Wachovia Securities LLC 2004 - 2007
Prudential Securities 1998 - 2004
Skills
Capital Markets, Fixed Income, Hedge Funds, Derivatives, ECN, Electronic Trading..., Operations Management, Sales Operations, Sales Management, Project Management, Key Account..., Account Management, Bonds, CDS, Middle Office, Trading
Education
Franklin & Marshall College 1994 — 1998
Fordham Prep 1990 — 1994
St. Matthew's School
Cornerstone Macro LP July 2013 - Present
Cortview Capital Securities LLC / Pierpont Securities LLC 2010 - 2013
Glenville Partners 2009 - 2010
Wachovia Securities LLC 2004 - 2007
Prudential Securities 1998 - 2004
Skills
Capital Markets, Fixed Income, Hedge Funds, Derivatives, ECN, Electronic Trading..., Operations Management, Sales Operations, Sales Management, Project Management, Key Account..., Account Management, Bonds, CDS, Middle Office, Trading
Education
Franklin & Marshall College 1994 — 1998
Fordham Prep 1990 — 1994
St. Matthew's School
Hitasi Patel's Wachovia Securities, LLC Experience August 2006 - December 2006
Job Data Architect at United Airlines
Industry Consumer Services
Experience
United Airlines 2008 - Present
Motorola 2006 - 2007
Wachovia Securities, LLC August 2006 - December 2006
Hewitt Associates 2005 - 2006
U.S.Cellular 2001 - 2005
Skills
Unix, Data Modeling, Unix Shell Scripting, Data Warehousing, PL/SQL, Solaris, ETL, Oracle, Business Intelligence, Erwin, DB2, SDLC, SOA, Java Enterprise Edition, SQL, Testing, Business Requirements, Master Data Management, OLAP, Requirements Analysis, Informatica, Business Analysis, Enterprise Architecture, Integration, Software Project..., Vendor Management
Education
Illinois Institute of Technology 1997 — 2000
M.S., Computer Science
Sardar Patel University 1988 — 1990
Dsc., Computer Science
United Airlines 2008 - Present
Motorola 2006 - 2007
Wachovia Securities, LLC August 2006 - December 2006
Hewitt Associates 2005 - 2006
U.S.Cellular 2001 - 2005
Skills
Unix, Data Modeling, Unix Shell Scripting, Data Warehousing, PL/SQL, Solaris, ETL, Oracle, Business Intelligence, Erwin, DB2, SDLC, SOA, Java Enterprise Edition, SQL, Testing, Business Requirements, Master Data Management, OLAP, Requirements Analysis, Informatica, Business Analysis, Enterprise Architecture, Integration, Software Project..., Vendor Management
Education
Illinois Institute of Technology 1997 — 2000
M.S., Computer Science
Sardar Patel University 1988 — 1990
Dsc., Computer Science
Terry Begley's Wachovia Securities, LLC Experience June 1998 - June 2003
Job CEO Corporate Banking
Industry Banking
Experience
PNC Financial Services Group September 2003 - Present
Wachovia Securities, LLC June 1998 - June 2003
JP Morgan June 1986 - May 1998
Education
Fordham University 1982 — 1986
BS, Finance & Economics
PNC Financial Services Group September 2003 - Present
Wachovia Securities, LLC June 1998 - June 2003
JP Morgan June 1986 - May 1998
Education
Fordham University 1982 — 1986
BS, Finance & Economics
Kristin Bartholomew's Wachovia Securities, LLC Experience March 2007 - March 2009
Job Project Manager, Communications Analyst
Industry Financial Services
Experience
Wells Fargo Advisors April 2009 - April 2011
Wachovia Securities, LLC March 2007 - March 2009
Wachovia Securities, LLC January 2006 - March 2007
Pro-Motions Inc June 2004 - January 2006
Education
James Madison University
Wells Fargo Advisors April 2009 - April 2011
Wachovia Securities, LLC March 2007 - March 2009
Wachovia Securities, LLC January 2006 - March 2007
Pro-Motions Inc June 2004 - January 2006
Education
James Madison University
Mark Maggioncalda's Wachovia Securities, LLC Experience 1993 - 2004
Job Senior Wealth Director at BNY Mellon Wealth Management
Industry Investment Management
Experience
BNY Mellon Wealth Management October 2005 - Present
Wachovia Securities, LLC 1993 - 2004
Skills
Connecting People, Investments, Estate Planning, Asset Allocation, Alternative Investments, Sales, Hedge Funds, Mutual Funds, Networking, Equities, Portfolio Management, Mergers & Acquisitions, Sales Presentations, Asset Managment, Integrity, Wealth Management
Education
Franklin & Marshall College 1988 — 1992
BA, Business, History
BNY Mellon Wealth Management October 2005 - Present
Wachovia Securities, LLC 1993 - 2004
Skills
Connecting People, Investments, Estate Planning, Asset Allocation, Alternative Investments, Sales, Hedge Funds, Mutual Funds, Networking, Equities, Portfolio Management, Mergers & Acquisitions, Sales Presentations, Asset Managment, Integrity, Wealth Management
Education
Franklin & Marshall College 1988 — 1992
BA, Business, History
Paul Bouchard's Wachovia Securities, LLC Experience 2003 - 2004
Job Vice President Global Risk Technology at Bank of America
Industry Financial Services
Experience
Bank of America February 2012 - Present
MF Global April 2010 - March 2012
JP Morgan March 2008 - March 2010
Bear Stearns July 2006 - March 2008
Bear Stearns July 2004 - December 2006
Wachovia Securities, LLC 2003 - 2004
Prudential Securities November 1999 - 2004
Skills
Fixed Income, Prime Brokerage, Trading Systems, Derivatives, Equities, Electronic Trading, Series 7, Bloomberg, Middle Office, Securities, Options, Capital Markets, Investment Banking, Swaps, Credit Derivatives, Hedge Funds, FX Options, Market Data, Trading, Equity Derivatives, Relationship Management, Structured Products, Series 63, Risk Management, Bonds, Back Office, Settlement, Business Analysis, Financial Services, Alternative Investments, Financial Markets, Operational Risk, Interest Rate..., Market Risk, Collateral Management, Equity Trading, Commodity, Finance, Asset Management, Securities Lending
Education
Pace University - Lubin School of Business 2003 — 2006
MBA, Finance and Investment Management
Hofstra University 1994 — 1998
BBA, Business Computer Information Systems
Bank of America February 2012 - Present
MF Global April 2010 - March 2012
JP Morgan March 2008 - March 2010
Bear Stearns July 2006 - March 2008
Bear Stearns July 2004 - December 2006
Wachovia Securities, LLC 2003 - 2004
Prudential Securities November 1999 - 2004
Skills
Fixed Income, Prime Brokerage, Trading Systems, Derivatives, Equities, Electronic Trading, Series 7, Bloomberg, Middle Office, Securities, Options, Capital Markets, Investment Banking, Swaps, Credit Derivatives, Hedge Funds, FX Options, Market Data, Trading, Equity Derivatives, Relationship Management, Structured Products, Series 63, Risk Management, Bonds, Back Office, Settlement, Business Analysis, Financial Services, Alternative Investments, Financial Markets, Operational Risk, Interest Rate..., Market Risk, Collateral Management, Equity Trading, Commodity, Finance, Asset Management, Securities Lending
Education
Pace University - Lubin School of Business 2003 — 2006
MBA, Finance and Investment Management
Hofstra University 1994 — 1998
BBA, Business Computer Information Systems
Andrew Nothnagel's Wachovia Securities, LLC Experience 1996 - 2009
Job Network Engineer at BAE Systems
Industry Information Services
Experience
BAE Systems April 2013 - Present
CACI International Inc August 2010 - Present
DISA 2010 - 2011
Wells Fargo Advisors 1996 - August 2009
Wachovia Securities, LLC 1996 - 2009
A.G. Edwards & Sons, Inc. 2002 - 2007
Skills
Switches, Cisco Technologies, Routers, Firewalls, Routing, Networking, WAN, Troubleshooting, Network Engineering, IP, BGP, TCP/IP, Cisco Wireless, Hardware, Telecommunications, Network Design, Juniper, JUNOS, Data Center, NMS, CCNA, Juniper routers, CCNA Security
Education
University of Illinois Springfield 1992 — 1994
Master of Business Administration (MBA), Business Admin & MIS
Greenville College 1987 — 1991
B.S, Business Administration
BAE Systems April 2013 - Present
CACI International Inc August 2010 - Present
DISA 2010 - 2011
Wells Fargo Advisors 1996 - August 2009
Wachovia Securities, LLC 1996 - 2009
A.G. Edwards & Sons, Inc. 2002 - 2007
Skills
Switches, Cisco Technologies, Routers, Firewalls, Routing, Networking, WAN, Troubleshooting, Network Engineering, IP, BGP, TCP/IP, Cisco Wireless, Hardware, Telecommunications, Network Design, Juniper, JUNOS, Data Center, NMS, CCNA, Juniper routers, CCNA Security
Education
University of Illinois Springfield 1992 — 1994
Master of Business Administration (MBA), Business Admin & MIS
Greenville College 1987 — 1991
B.S, Business Administration
Blake Bos's Wachovia Securities, LLC Experience January 2009 - June 2009
Job Business Analyst at The Motley Fool
Industry Financial Services
Experience
The Motley Fool November 2014 - Present
The Motley Fool August 2013 - November 2014
The Motley Fool September 2012 - August 2013
Quicken Loans October 2011 - September 2012
United Parcel Service July 2005 - July 2009
Wachovia Securities, LLC January 2009 - June 2009
Skills
Financial Analysis, Competitive Analysis, Financial Modeling, User Experience, Product Management, Microsoft Excel, Process Improvement, MBS, Operations Management, Customer Retention, Forecasting, Value Investing, Visual Basic, Accounting, Management, Loans, Valuation, Business Transactions, Financial Markets, Economic Research, Reporting & Analysis, Managerial Experience, Leadership, Finance
Education
General Assembly 2015 — 2015
Product Management
Kansas State University 2004 — 2008
Bachelor, Financial Management and Services, Economics
The Motley Fool November 2014 - Present
The Motley Fool August 2013 - November 2014
The Motley Fool September 2012 - August 2013
Quicken Loans October 2011 - September 2012
United Parcel Service July 2005 - July 2009
Wachovia Securities, LLC January 2009 - June 2009
Skills
Financial Analysis, Competitive Analysis, Financial Modeling, User Experience, Product Management, Microsoft Excel, Process Improvement, MBS, Operations Management, Customer Retention, Forecasting, Value Investing, Visual Basic, Accounting, Management, Loans, Valuation, Business Transactions, Financial Markets, Economic Research, Reporting & Analysis, Managerial Experience, Leadership, Finance
Education
General Assembly 2015 — 2015
Product Management
Kansas State University 2004 — 2008
Bachelor, Financial Management and Services, Economics
Brooks Powlen's Wachovia Securities, LLC Experience June 2005 - May 2008
Job Vice President at JLL Partners
Industry Venture Capital & Private Equity
Experience
JLL Partners June 2013 - Present
Wells Fargo Securities June 2008 - June 2010
Wachovia Securities, LLC June 2005 - May 2008
McCormack Advisors July 2004 - August 2004
IMG July 2003 - August 2003
Skills
Finance, Valuation, Analysis, Strategy, Mergers & Acquisitions
Education
University of Pennsylvania - The Wharton School 2010 — 2013
MBA, Finance & Management
University of Pennsylvania Law School 2010 — 2013
JD
Harvard University 2001 — 2005
A.B., Economics
JLL Partners June 2013 - Present
Wells Fargo Securities June 2008 - June 2010
Wachovia Securities, LLC June 2005 - May 2008
McCormack Advisors July 2004 - August 2004
IMG July 2003 - August 2003
Skills
Finance, Valuation, Analysis, Strategy, Mergers & Acquisitions
Education
University of Pennsylvania - The Wharton School 2010 — 2013
MBA, Finance & Management
University of Pennsylvania Law School 2010 — 2013
JD
Harvard University 2001 — 2005
A.B., Economics
Sally Price Reid's Wachovia Securities, LLC Experience November 2005 - November 2007
Job Customer Experience Analyst at Circuit City
Industry Consumer Electronics
Experience
Circuit City November 2007 - November 2008
Wachovia Securities, LLC November 2005 - November 2007
Wachovia Securities, LLC September 2003 - November 2005
Capital One May 2002 - July 2002
Capital One October 1999 - February 2002
Capital One April 1999 - October 1999
Education
Virginia Commonwealth University 1989 — 1992
BS, Mass Communications
Hollins University 1987 — 1989
Art -- Studio and History
John Handley Highschool 1984 — 1987
Circuit City November 2007 - November 2008
Wachovia Securities, LLC November 2005 - November 2007
Wachovia Securities, LLC September 2003 - November 2005
Capital One May 2002 - July 2002
Capital One October 1999 - February 2002
Capital One April 1999 - October 1999
Education
Virginia Commonwealth University 1989 — 1992
BS, Mass Communications
Hollins University 1987 — 1989
Art -- Studio and History
John Handley Highschool 1984 — 1987
Deepika Peddakotla's Wachovia Securities, LLC Experience 2005 - 2009
Job Business Intelligence Solution Architect
Industry Information Technology and Services
Experience
HNI Corporation April 2014 - Present
Regal Beloit April 2009 - April 2014
Infosys December 2005 - April 2009
Wachovia Securities, LLC 2005 - 2009
Skills
PL/SQL, Unix, ETL Tools, Informatica, Autosys, ETL, Data Warehousing, Teradata, Unix Shell Scripting, DB2, Oracle, SDLC, Data Modeling, Toad, Data Warehouse..., Data Quality, Data Integration, SQL, Requirements Analysis, Business Objects, OBIEE, AIX, Microsoft SQL Server, Oracle E-Business Suite, Business Process, Weblogic, OBIA, Business Intelligence, Performance Tuning, Business Analysis, Oracle Applications, Database Design, Oracle Discoverer, Oracle HR, Data Migration, Solution Architecture, Dimensional Modeling, Shell Scripting
Education
Jawaharlal Nehru Technological University 2001 — 2005
B Tech, Electrical
HNI Corporation April 2014 - Present
Regal Beloit April 2009 - April 2014
Infosys December 2005 - April 2009
Wachovia Securities, LLC 2005 - 2009
Skills
PL/SQL, Unix, ETL Tools, Informatica, Autosys, ETL, Data Warehousing, Teradata, Unix Shell Scripting, DB2, Oracle, SDLC, Data Modeling, Toad, Data Warehouse..., Data Quality, Data Integration, SQL, Requirements Analysis, Business Objects, OBIEE, AIX, Microsoft SQL Server, Oracle E-Business Suite, Business Process, Weblogic, OBIA, Business Intelligence, Performance Tuning, Business Analysis, Oracle Applications, Database Design, Oracle Discoverer, Oracle HR, Data Migration, Solution Architecture, Dimensional Modeling, Shell Scripting
Education
Jawaharlal Nehru Technological University 2001 — 2005
B Tech, Electrical
Margie Villafane's Wachovia Securities, LLC Experience June 2005 - August 2008
Job Administratie Asistant
Industry Higher Education
Experience
District School Board of Pasco County August 2010 - Present
Partylite Gifts March 2009 - Present
Wachovia Securities, LLC June 2005 - August 2008
Prudential Securities September 1999 - September 2004
Prudential Securities 1999 - 2004
Skills
Customer Service, Invoicing, Administration, Databases, Lotus Notes
Education
Kingsborough Community College 2004 — 2004
Certificate Course, Medical Billing & Coding, Medical Administrative Assistant
John Jay High School 1979 — 1983
Diploma, General Academics
District School Board of Pasco County August 2010 - Present
Partylite Gifts March 2009 - Present
Wachovia Securities, LLC June 2005 - August 2008
Prudential Securities September 1999 - September 2004
Prudential Securities 1999 - 2004
Skills
Customer Service, Invoicing, Administration, Databases, Lotus Notes
Education
Kingsborough Community College 2004 — 2004
Certificate Course, Medical Billing & Coding, Medical Administrative Assistant
John Jay High School 1979 — 1983
Diploma, General Academics
daniel tapia's Wachovia Securities, LLC Experience October 2005 - February 2007
Job Chief Compliance Officer at WallachBeth Capital LLC
Industry Financial Services
Experience
WallachBeth Capital LLC November 2008 - Present
Deutsche Bank Securities March 2007 - August 2008
Wachovia Securities, LLC October 2005 - February 2007
TD Waterhouse 1999 - 2005
Skills
Securities, FINRA, Series 7, Series 24, Series 63, Equities, Options, Hedge Funds, ETFs, Equity Trading, Fixed Income, Trading, Derivatives, Electronic Trading, AML
Education
Green Mountain College 1988 — 1992
B of S, Bus Mgmt/Finance
Rutgers University-New Brunswick 1986 — 1987
St. Peter's Prep 1982 — 1986
college prep
WallachBeth Capital LLC November 2008 - Present
Deutsche Bank Securities March 2007 - August 2008
Wachovia Securities, LLC October 2005 - February 2007
TD Waterhouse 1999 - 2005
Skills
Securities, FINRA, Series 7, Series 24, Series 63, Equities, Options, Hedge Funds, ETFs, Equity Trading, Fixed Income, Trading, Derivatives, Electronic Trading, AML
Education
Green Mountain College 1988 — 1992
B of S, Bus Mgmt/Finance
Rutgers University-New Brunswick 1986 — 1987
St. Peter's Prep 1982 — 1986
college prep
Scot Winter's Wachovia Securities, LLC Experience October 1994 - June 2007
Job President, Winter Strategic Solutions
Industry Management Consulting
Experience
Winter Strategic Solutions September 2007 - Present
RiverFront Investment Group August 2008 - December 2014
Wachovia Securities, LLC October 1994 - June 2007
Skills
Management, Sales, Recruiting, Strategic Planning, Finance, Alternative Investments, Mutual Funds, Asset Allocation, Series 7, Asset Management, Investments, Wealth Management, Series 63, Hedge Funds, Portfolio Management, Investment Strategies, Securities, Investment Management, Equities, Fixed Income
Education
University of Pennsylvania - The Wharton School 1999 — 2001
Indiana University Bloomington 1979 — 1980
Post Graduate, Quantitative International Political Economies
The University of Texas at Arlington 1975 — 1979
BA, MA, Political Science, Economics
Winter Strategic Solutions September 2007 - Present
RiverFront Investment Group August 2008 - December 2014
Wachovia Securities, LLC October 1994 - June 2007
Skills
Management, Sales, Recruiting, Strategic Planning, Finance, Alternative Investments, Mutual Funds, Asset Allocation, Series 7, Asset Management, Investments, Wealth Management, Series 63, Hedge Funds, Portfolio Management, Investment Strategies, Securities, Investment Management, Equities, Fixed Income
Education
University of Pennsylvania - The Wharton School 1999 — 2001
Indiana University Bloomington 1979 — 1980
Post Graduate, Quantitative International Political Economies
The University of Texas at Arlington 1975 — 1979
BA, MA, Political Science, Economics
Kendra Wilkins's Wachovia Securities, LLC Experience January 2008 - Present
Job Stock Option Clerk at Wachovia Securities Financial Network
Industry Financial Services
Experience
Wachovia Securities, LLC January 2008 - Present
A.G. Edwards & Sons, Inc. February 2004 - January 2008
Education
Fontbonne University 2007 — 2009
Masters of Business Administration, Business
Southern Illinois University, Edwardsville 1998 — 2003
Liberal Studies, Business
Wachovia Securities, LLC January 2008 - Present
A.G. Edwards & Sons, Inc. February 2004 - January 2008
Education
Fontbonne University 2007 — 2009
Masters of Business Administration, Business
Southern Illinois University, Edwardsville 1998 — 2003
Liberal Studies, Business
Daren Huey's Wachovia Securities, LLC Experience August 2003 - April 2006
Job Territory Sales Representative at Patterson Dental
Industry Medical Devices
Experience
Patterson Dental July 2014 - Present
SunTrust Mortgage April 2011 - May 2013
SunTrust Mortgage April 2011 - May 2013
Wells Fargo 2010 - November 2011
Belman Klein Associates July 2009 - October 2009
Belman Klein Associates May 2009 - October 2009
Genworth Financial May 2007 - January 2009
Genworth Financial May 2007 - January 2009
genworth 2007 - 2009
Wachovia Securities, LLC August 2003 - April 2006
Skills
Investments, Series 7, CRM, Financial Services, Fixed Annuities, Asset Allocation, Banking, Finance, Leadership, Life Insurance, Sales, Training, Business Analysis, Marketing, Financial Advisory
Education
Lebanon Valley College 1992 — 1996
Bachelor of Arts (B.A.), Economics
Lebanon Valley College 1992 — 1996
Bachelor of Arts (BA), Economics
Patterson Dental July 2014 - Present
SunTrust Mortgage April 2011 - May 2013
SunTrust Mortgage April 2011 - May 2013
Wells Fargo 2010 - November 2011
Belman Klein Associates July 2009 - October 2009
Belman Klein Associates May 2009 - October 2009
Genworth Financial May 2007 - January 2009
Genworth Financial May 2007 - January 2009
genworth 2007 - 2009
Wachovia Securities, LLC August 2003 - April 2006
Skills
Investments, Series 7, CRM, Financial Services, Fixed Annuities, Asset Allocation, Banking, Finance, Leadership, Life Insurance, Sales, Training, Business Analysis, Marketing, Financial Advisory
Education
Lebanon Valley College 1992 — 1996
Bachelor of Arts (B.A.), Economics
Lebanon Valley College 1992 — 1996
Bachelor of Arts (BA), Economics
Tony Coryn's Wachovia Securities, LLC Experience March 2008 - July 2008
Job Young Professional
Industry Food Production
Experience
Wachovia Securities, LLC March 2008 - July 2008
Education
Florida State University 2005 — 2007
B.S., Economics
Wachovia Securities, LLC March 2008 - July 2008
Education
Florida State University 2005 — 2007
B.S., Economics
Gita Ghafuri's Wachovia Securities, LLC Experience May 2001 - May 2002
Job Financial Consultant at TIAACREF
Industry Financial Services
Experience
TIAA-CREF September 2014 - Present
Merrill Edge, Bank of America Merrill Lynch August 2011 - December 2013
AXA Advisors November 2010 - June 2011
Pershing LLC, Bank of New York Mellon November 2006 - February 2009
Moors & Cabot July 2006 - November 2006
Presidio Financial Partners November 2005 - February 2006
Oppenheimer & Co. November 2002 - October 2005
Wachovia Securities, LLC May 2001 - May 2002
Robertson Stephens April 1999 - April 2001
Skills
Investments, Series 7, Financial Services, Equities, Asset Management, Series 63, Strategic Financial..., Estate Planning, Financial Advisory, Investment Strategies, Asset Allocation, Risk Management, Insurance, Finance, Alternative Investments, Strategy, Mutual Funds, Wealth Management, Institutional Sales, Account Management, Relationship Management, Corporate Training, Retirement Planning, Investment Advisory, Wealth Management..., Portfolio Management, Securities, Banking, New Business Development, Sales Presentations, FINRA, Sales Management, Retirement, Financial Markets, Sales Process, Financial Planning
Education
Golden Gate University
MBA, Finance
University of Hamburg
BS / Vordiplom, Business Administration
TIAA-CREF September 2014 - Present
Merrill Edge, Bank of America Merrill Lynch August 2011 - December 2013
AXA Advisors November 2010 - June 2011
Pershing LLC, Bank of New York Mellon November 2006 - February 2009
Moors & Cabot July 2006 - November 2006
Presidio Financial Partners November 2005 - February 2006
Oppenheimer & Co. November 2002 - October 2005
Wachovia Securities, LLC May 2001 - May 2002
Robertson Stephens April 1999 - April 2001
Skills
Investments, Series 7, Financial Services, Equities, Asset Management, Series 63, Strategic Financial..., Estate Planning, Financial Advisory, Investment Strategies, Asset Allocation, Risk Management, Insurance, Finance, Alternative Investments, Strategy, Mutual Funds, Wealth Management, Institutional Sales, Account Management, Relationship Management, Corporate Training, Retirement Planning, Investment Advisory, Wealth Management..., Portfolio Management, Securities, Banking, New Business Development, Sales Presentations, FINRA, Sales Management, Retirement, Financial Markets, Sales Process, Financial Planning
Education
Golden Gate University
MBA, Finance
University of Hamburg
BS / Vordiplom, Business Administration
Andrews Browne's Wachovia Securities, LLC Experience 2007 - June 2009
Job CoFounder at Altaly, LLC
Industry Financial Services
Experience
Altaly, LLC March 2013 - Present
Thompson Davis Asset Management January 2010 - March 2013
Wachovia Securities, LLC 2007 - June 2009
Branch Banking and Trust January 2000 - June 2005
Education
Georgetown University - The McDonough School of Business 2005 — 2007
MBA
University of Virginia 1996 — 1998
B.S. in Commerce, FInance
Woodberry Forest School 1989 — 1993
Altaly, LLC March 2013 - Present
Thompson Davis Asset Management January 2010 - March 2013
Wachovia Securities, LLC 2007 - June 2009
Branch Banking and Trust January 2000 - June 2005
Education
Georgetown University - The McDonough School of Business 2005 — 2007
MBA
University of Virginia 1996 — 1998
B.S. in Commerce, FInance
Woodberry Forest School 1989 — 1993
Gloria L. Katona's Wachovia Securities, LLC Experience April 1990 - January 2005
Job Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch July 2015 - Present
Maxim Group July 2014 - November 2014
Brean Murray, Carret & Co. March 2011 - June 2012
Caris & Company January 2009 - February 2010
Lehman Brothers September 2005 - November 2008
Wachovia Securities, LLC April 1990 - January 2005
Wheat First Butcher Singer 1990 - 2005
First Boston July 1984 - December 1989
Skills
Asset Managment, Securities, Equities, Series 7, Investments, Mentoring, Series 63, Client Development, Cold Calling, Oral & Written..., Asset Management, Strategy, Investment Management, Portfolio Management, Investment Banking, Trading
Education
Harvard Business School 1983 — 1985
Master of Business Administration (M.B.A.)
The College of New Jersey 1975 — 1979
B.S., summa cum laude, Special Education
Merrill Lynch July 2015 - Present
Maxim Group July 2014 - November 2014
Brean Murray, Carret & Co. March 2011 - June 2012
Caris & Company January 2009 - February 2010
Lehman Brothers September 2005 - November 2008
Wachovia Securities, LLC April 1990 - January 2005
Wheat First Butcher Singer 1990 - 2005
First Boston July 1984 - December 1989
Skills
Asset Managment, Securities, Equities, Series 7, Investments, Mentoring, Series 63, Client Development, Cold Calling, Oral & Written..., Asset Management, Strategy, Investment Management, Portfolio Management, Investment Banking, Trading
Education
Harvard Business School 1983 — 1985
Master of Business Administration (M.B.A.)
The College of New Jersey 1975 — 1979
B.S., summa cum laude, Special Education
Chuck Nagelvoort's Wachovia Securities, LLC Experience June 2007 - August 2008
Job Field Supervision Director at Edward Jones & Co.
Industry Financial Services
Experience
Edward Jones & Co. May 2012 - Present
Charles Schwab August 2008 - May 2012
US Navy April 2003 - April 2011
Wachovia Securities, LLC June 2007 - August 2008
A.G. Edwards January 2001 - May 2007
Prudential Securities April 1998 - January 2001
Education
Fontbonne University 2010 — 2012
Master of Management, Management, 3.9
Ohio University 1987 — 1990
BA, History Pre-Law
Edward Jones & Co. May 2012 - Present
Charles Schwab August 2008 - May 2012
US Navy April 2003 - April 2011
Wachovia Securities, LLC June 2007 - August 2008
A.G. Edwards January 2001 - May 2007
Prudential Securities April 1998 - January 2001
Education
Fontbonne University 2010 — 2012
Master of Management, Management, 3.9
Ohio University 1987 — 1990
BA, History Pre-Law
Debbie Michalik's Wachovia Securities, LLC Experience October 2003 - July 2008
Job Secretary at Chesterfield County
Industry Marketing and Advertising
Experience
Chesterfield County August 2013 - Present
Contractor at SunTrust Mortgage March 2013 - August 2013
"" June 2009 - November 2011
Wachovia Securities, LLC October 2003 - July 2008
Skills
Customer Service, Team Building
Education
James Madison University
Bachelor of Social Work, Social Work
Chesterfield County August 2013 - Present
Contractor at SunTrust Mortgage March 2013 - August 2013
"" June 2009 - November 2011
Wachovia Securities, LLC October 2003 - July 2008
Skills
Customer Service, Team Building
Education
James Madison University
Bachelor of Social Work, Social Work
Clifton Strain's Wachovia Securities, LLC Experience July 1999 - June 2006
Job Managing Director at Miller Tabak + Co., LLC
Industry Investment Banking
Experience
Miller Tabak + Co., LLC June 2013 - Present
The Dellacorte Group August 2009 - January 2012
CIT September 2006 - January 2012
Wachovia Securities, LLC July 1999 - June 2006
Morgan Stanley November 1992 - June 1999
Chemical Bank 1985 - 1987
Education
Harvard Business School 1987 — 1989
MBA
Morehouse College 1981 — 1985
BA, Accounting
Miller Tabak + Co., LLC June 2013 - Present
The Dellacorte Group August 2009 - January 2012
CIT September 2006 - January 2012
Wachovia Securities, LLC July 1999 - June 2006
Morgan Stanley November 1992 - June 1999
Chemical Bank 1985 - 1987
Education
Harvard Business School 1987 — 1989
MBA
Morehouse College 1981 — 1985
BA, Accounting
Nicolas Rupnarine's Wachovia Securities, LLC Experience August 2007 - August 2008
Job Manager, Business Development
Industry Transportation/Trucking/Railroad
Experience
Daimler Trucks North America July 2013 - Present
Daimler Trucks North America September 2011 - June 2013
Ally Financial Inc. July 2010 - September 2011
Amerigroup Corporation June 2009 - July 2010
Wachovia Securities, LLC August 2007 - August 2008
Wachovia May 2006 - July 2007
Wachovia June 2005 - April 2006
Skills
Finance, Analysis, Corporate Finance, Strategy, Financial Modeling, Risk Management, Financial Analysis
Education
Hampton University 2000 — 2004
BS, Banking and Finance
Daimler Trucks North America July 2013 - Present
Daimler Trucks North America September 2011 - June 2013
Ally Financial Inc. July 2010 - September 2011
Amerigroup Corporation June 2009 - July 2010
Wachovia Securities, LLC August 2007 - August 2008
Wachovia May 2006 - July 2007
Wachovia June 2005 - April 2006
Skills
Finance, Analysis, Corporate Finance, Strategy, Financial Modeling, Risk Management, Financial Analysis
Education
Hampton University 2000 — 2004
BS, Banking and Finance
Molly Fitzpatrick's Wachovia Securities, LLC Experience June 2008 - July 2009
Job Vice President at The Halifax Group, LLC
Industry Financial Services
Experience
The Halifax Group, LLC July 2015 - Present
LeapFrog Investments June 2013 - August 2013
The Halifax Group, LLC September 2011 - June 2013
Robert W. Baird & Co. August 2009 - September 2011
Wachovia Securities, LLC June 2008 - July 2009
Skills
Financial Modeling, Financial Analysis, Teamwork, Business Analysis, Business Valuation, Business Strategy, Private Equity, Mergers & Acquisitions, Due Diligence, Valuation, Portfolio Management, Finance, Investment Banking, Strategy, Capital Markets, Investments, Corporate Finance
Education
Harvard Business School 2013 — 2015
Master of Business Administration (M.B.A.)
University of Notre Dame 2005 — 2008
Bachelor of Business Administration, Finance
Central High School
The Halifax Group, LLC July 2015 - Present
LeapFrog Investments June 2013 - August 2013
The Halifax Group, LLC September 2011 - June 2013
Robert W. Baird & Co. August 2009 - September 2011
Wachovia Securities, LLC June 2008 - July 2009
Skills
Financial Modeling, Financial Analysis, Teamwork, Business Analysis, Business Valuation, Business Strategy, Private Equity, Mergers & Acquisitions, Due Diligence, Valuation, Portfolio Management, Finance, Investment Banking, Strategy, Capital Markets, Investments, Corporate Finance
Education
Harvard Business School 2013 — 2015
Master of Business Administration (M.B.A.)
University of Notre Dame 2005 — 2008
Bachelor of Business Administration, Finance
Central High School
Mario Conelly, MBA's Wachovia Securities, LLC Experience January 1999 - January 2009
Job Sr Broker DealerRetail Annuity Products, MetLife
Industry Insurance
Experience
MetLife 2014 - Present
Wells Fargo January 2013 - February 2014
RANDSTADT November 2009 - April 2012
WACHOVIA SECURITIES October 2008 - April 2009
WACHOVIA SECURITIES, LLC January 1999 - January 2009
WACHOVIA SECURITIES November 2005 - September 2008
WACHOVIA SECURITIES January 2004 - November 2005
WACHOVIA SECURITIES November 1999 - January 2003
Skills
Access, Data Analysis, Process Improvement, Leadership, Customer Service, Vendor Management, Call Center, Outlook, Business Analysis, Financial Analysis
Education
Pfeiffer University
M.B.A, Business Administration and Management, General
Fort Valley State University 1993 — 1997
BA, Degree, Mass Communications
MetLife 2014 - Present
Wells Fargo January 2013 - February 2014
RANDSTADT November 2009 - April 2012
WACHOVIA SECURITIES October 2008 - April 2009
WACHOVIA SECURITIES, LLC January 1999 - January 2009
WACHOVIA SECURITIES November 2005 - September 2008
WACHOVIA SECURITIES January 2004 - November 2005
WACHOVIA SECURITIES November 1999 - January 2003
Skills
Access, Data Analysis, Process Improvement, Leadership, Customer Service, Vendor Management, Call Center, Outlook, Business Analysis, Financial Analysis
Education
Pfeiffer University
M.B.A, Business Administration and Management, General
Fort Valley State University 1993 — 1997
BA, Degree, Mass Communications
Laxmi Nukala's Wachovia Securities, LLC Experience January 2008 - Present
Job Consultant at Wachovia Securities, LLC
Industry Information Technology and Services
Experience
Wachovia Securities, LLC January 2008 - Present
Maritz January 2007 - December 2007
A. G. Edwards March 2006 - December 2006
Anheuser-Busch August 2005 - March 2006
CitiGroup June 2004 - July 2005
Education
Illinois Institute of Technology 2001 — 2002
Masters, Computer Science
Jawaharlal Nehru Technological University 1994 — 1998
Bachelors, Electronics and Telecommunications Engineering
Wachovia Securities, LLC January 2008 - Present
Maritz January 2007 - December 2007
A. G. Edwards March 2006 - December 2006
Anheuser-Busch August 2005 - March 2006
CitiGroup June 2004 - July 2005
Education
Illinois Institute of Technology 2001 — 2002
Masters, Computer Science
Jawaharlal Nehru Technological University 1994 — 1998
Bachelors, Electronics and Telecommunications Engineering
Wilson Carter's Wachovia Securities, LLC Experience January 1992 - January 2001
Job Private Investor
Industry Real Estate
Experience
Carter Family Office 1995 - 2005
Wachovia Securities, LLC January 1992 - January 2001
Carter and Associates September 1981 - December 1991
Skills
Single Family Homes, Real Estate Economics, Power Center and..., First Time Home Buyers, Buyer Representation, Residential Homes
Education
Guilford College 1975 — 1979
AB English, comparative literature
Carter Family Office 1995 - 2005
Wachovia Securities, LLC January 1992 - January 2001
Carter and Associates September 1981 - December 1991
Skills
Single Family Homes, Real Estate Economics, Power Center and..., First Time Home Buyers, Buyer Representation, Residential Homes
Education
Guilford College 1975 — 1979
AB English, comparative literature
Travis Wilson's Wachovia Securities, LLC Experience March 2006 - November 2011
Job Regional Sales Manager at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors November 2011 - Present
Wells Fargo Advisors, LLC January 2009 - November 2011
Wachovia Securities, LLC March 2006 - November 2011
Nationwide Financial 1996 - 2006
Skills
Series 7, Wealth Management, Series 63, Mutual Funds, Investments
Education
The University of Dallas 2011 — 2012
Masters of Theology
Franklin University 1994 — 1996
Business, Management, Marketing, and Related Support Services
Miami University 1990 — 1994
Marketing/Marketing Management, General
Wells Fargo Advisors November 2011 - Present
Wells Fargo Advisors, LLC January 2009 - November 2011
Wachovia Securities, LLC March 2006 - November 2011
Nationwide Financial 1996 - 2006
Skills
Series 7, Wealth Management, Series 63, Mutual Funds, Investments
Education
The University of Dallas 2011 — 2012
Masters of Theology
Franklin University 1994 — 1996
Business, Management, Marketing, and Related Support Services
Miami University 1990 — 1994
Marketing/Marketing Management, General
Anna Nyitray's Wachovia Securities, LLC Experience 2008 - May 2009
Job Experienced Commercial Real Estate Leasing & Mortgages
Industry Real Estate
Experience
Fidelity National Title August 2009 - September 2010
Wachovia Securities, LLC 2008 - May 2009
SunCom Wireless 2007 - 2008
GMAC Commercial Mortgage 2003 - 2006
Bank of America 2002 - 2003
Skills
Notary Public, Real Estate, Closings, Title Insurance, Underwriting, Residential and..., HUD - Multifamily..., SBA, Commercial Leasing, Real Estate Paralegal, Electronics, FHA
Education
Elms College 1992 — 1994
Certificate, Paralegal
Holyoke Community College
A.S., Electronics; AutoCAD Certificate
United Technologies, Pratt & Whitney Aircraft Division
Graduate, Electronic Technician Apprenticeship
Fidelity National Title August 2009 - September 2010
Wachovia Securities, LLC 2008 - May 2009
SunCom Wireless 2007 - 2008
GMAC Commercial Mortgage 2003 - 2006
Bank of America 2002 - 2003
Skills
Notary Public, Real Estate, Closings, Title Insurance, Underwriting, Residential and..., HUD - Multifamily..., SBA, Commercial Leasing, Real Estate Paralegal, Electronics, FHA
Education
Elms College 1992 — 1994
Certificate, Paralegal
Holyoke Community College
A.S., Electronics; AutoCAD Certificate
United Technologies, Pratt & Whitney Aircraft Division
Graduate, Electronic Technician Apprenticeship
Josephine Falso's Wachovia Securities, LLC Experience September 2007 - Present
Job Consultant at Wachovia Securities
Industry Financial Services
Experience
Wachovia Securities, LLC September 2007 - Present
Skills
Portfolio Management, Mutual Funds
Education
Grove City College
BS, Business/Computer Systems
University of Illinois at Chicago
MBA, Masters of Business Administration
Wachovia Securities, LLC September 2007 - Present
Skills
Portfolio Management, Mutual Funds
Education
Grove City College
BS, Business/Computer Systems
University of Illinois at Chicago
MBA, Masters of Business Administration
Modestine Carter's Wachovia Securities, LLC Experience April 2002 - February 2009
Job Accounts Payable Manager at Southern States Cooperative
Industry Accounting
Experience
Southern States Cooperative December 2014 - Present
Capital One July 2011 - December 2014
Southern States Cooperative June 2010 - July 2011
Wachovia Securities, LLC April 2002 - February 2009
Wachovia Securities, LLC April 2002 - July 2004
GE Financial Assurance 1999 - 2001
GE IT Solutions 1996 - 1998
Bond Associates October 1993 - August 1996
Skills
Accounting, Process Improvement, Internal Controls, Financial Analysis, Leadership, Account Reconciliation, Testing, Business Analysis, Management, Auditing, Risk Management, Strategic Planning, Banking, Accounts Payable, Analysis, Budgets
Education
Howard University
Accounting
Southern States Cooperative December 2014 - Present
Capital One July 2011 - December 2014
Southern States Cooperative June 2010 - July 2011
Wachovia Securities, LLC April 2002 - February 2009
Wachovia Securities, LLC April 2002 - July 2004
GE Financial Assurance 1999 - 2001
GE IT Solutions 1996 - 1998
Bond Associates October 1993 - August 1996
Skills
Accounting, Process Improvement, Internal Controls, Financial Analysis, Leadership, Account Reconciliation, Testing, Business Analysis, Management, Auditing, Risk Management, Strategic Planning, Banking, Accounts Payable, Analysis, Budgets
Education
Howard University
Accounting
Carol Pelletier's Wachovia Securities, LLC Experience May 2000 - December 2008
Job First Vice President / Senior Equity Trader at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC January 2009 - Present
Wachovia Securities LLC May 2000 - December 2008
Deutsche Bank 1999 - 2000
Alex. Brown & Sons 1989 - 2000
Skills
Series 63, Series 7, Securities, Investments, Equities, Financial Analysis, Trading, FINRA, Options, Portfolio Management
Education
University of Baltimore 1984 — 1986
Finance
Harford Community College 1981 — 1983
AA, Data Processing
Wells Fargo Advisors, LLC January 2009 - Present
Wachovia Securities LLC May 2000 - December 2008
Deutsche Bank 1999 - 2000
Alex. Brown & Sons 1989 - 2000
Skills
Series 63, Series 7, Securities, Investments, Equities, Financial Analysis, Trading, FINRA, Options, Portfolio Management
Education
University of Baltimore 1984 — 1986
Finance
Harford Community College 1981 — 1983
AA, Data Processing
Thomas Glass's Wachovia Securities, LLC Experience July 2006 - March 2008
Job Technology Support Specialist at Saint Gertrude High School
Industry Information Technology and Services
Experience
Saint Gertrude High School May 2015 - Present
Catholic Diocese of Richmond October 2013 - Present
First Title & Escrow November 2010 - May 2015
First American Title Insurance Company September 2009 - November 2010
SunTrust Banks Inc March 2008 - June 2009
Wachovia Securities, LLC July 2006 - March 2008
TransContinental Title Company August 2002 - July 2006
Skills
Mortgage Lending, Banking, Finance, Loans, Leadership, Training, Customer Service, Securities
Education
Hampden-Sydney College 1998 — 2002
BA, Managerial Economics
Saint Gertrude High School May 2015 - Present
Catholic Diocese of Richmond October 2013 - Present
First Title & Escrow November 2010 - May 2015
First American Title Insurance Company September 2009 - November 2010
SunTrust Banks Inc March 2008 - June 2009
Wachovia Securities, LLC July 2006 - March 2008
TransContinental Title Company August 2002 - July 2006
Skills
Mortgage Lending, Banking, Finance, Loans, Leadership, Training, Customer Service, Securities
Education
Hampden-Sydney College 1998 — 2002
BA, Managerial Economics
Kim Repp's Wachovia Securities, LLC Experience December 2006 - July 2008
Job Seeking Corporate, Technical, or Marketing Communications Challenge
Industry Writing and Editing
Experience
Independent Consultant August 2008 - Present
Wachovia Securities, LLC December 2006 - July 2008
Wachovia Securities, LLC March 2005 - November 2006
Ink, Inc. December 2002 - February 2005
Time Life September 1996 - November 2002
Bath County High School August 1992 - January 1995
Skills
Marketing Communications, Corporate Communications, Technical Writing, Writing, English grammar, Plain English, Online Writing, SEO copywriting, Brochure Writing, Website Copy, Content Management, Content Development, Content Architecture, Brand Messaging, Collateral Material..., Web Content, Training Guides, Technical Documentation, Product Descriptions, project management, Building Relationships, presentations, Spanish, Virtual Teams, Process Development, Process Improvement, Microsoft Office, SharePoint, Adobe Acrobat, Photoshop, HTML
Education
Middlebury College 1995 — 1996
Master's of Arts, French
Cuauhnahuac: Instituto Colective de Lengua y Cultura
Intensive Course, Spanish
James Madison University 1988 — 1992
Bachelor's of Arts, French (minor in Art/Graphic Design)
Independent Consultant August 2008 - Present
Wachovia Securities, LLC December 2006 - July 2008
Wachovia Securities, LLC March 2005 - November 2006
Ink, Inc. December 2002 - February 2005
Time Life September 1996 - November 2002
Bath County High School August 1992 - January 1995
Skills
Marketing Communications, Corporate Communications, Technical Writing, Writing, English grammar, Plain English, Online Writing, SEO copywriting, Brochure Writing, Website Copy, Content Management, Content Development, Content Architecture, Brand Messaging, Collateral Material..., Web Content, Training Guides, Technical Documentation, Product Descriptions, project management, Building Relationships, presentations, Spanish, Virtual Teams, Process Development, Process Improvement, Microsoft Office, SharePoint, Adobe Acrobat, Photoshop, HTML
Education
Middlebury College 1995 — 1996
Master's of Arts, French
Cuauhnahuac: Instituto Colective de Lengua y Cultura
Intensive Course, Spanish
James Madison University 1988 — 1992
Bachelor's of Arts, French (minor in Art/Graphic Design)
William Mathis's Wachovia Securities, LLC Experience July 1992 - December 2000
Job Project Manager at Fidelity Investments
Industry Information Technology and Services
Experience
Fidelity Investments May 2007 - Present
Citigroup December 2000 - May 2007
Wachovia Securities, LLC July 1992 - December 2000
Prudential Securities 1992 - 2000
Lewco Securities 1983 - 1985
Education
Fordham Gabelli School of Business 1986 — 1989
M.B.A., Finance
State University of New York at Albany 1976 — 1980
BS, Economics, Mathematics
Fidelity Investments May 2007 - Present
Citigroup December 2000 - May 2007
Wachovia Securities, LLC July 1992 - December 2000
Prudential Securities 1992 - 2000
Lewco Securities 1983 - 1985
Education
Fordham Gabelli School of Business 1986 — 1989
M.B.A., Finance
State University of New York at Albany 1976 — 1980
BS, Economics, Mathematics
veera katreddy's Wachovia Securities, LLC Experience 2008 - 2009
Job Technical Analyst at Infosys
Industry Computer Software
Experience
Infosys OSCWells Fargo Advisors2009 - Present
Wachovia Securities, LLC 2008 - 2009
Skills
Informatica
Education
Indian Institute Of Information Technology
Infosys OSCWells Fargo Advisors2009 - Present
Wachovia Securities, LLC 2008 - 2009
Skills
Informatica
Education
Indian Institute Of Information Technology
Brent Byrne's Wachovia Securities, LLC Experience June 2007 - August 2007
Job Financial Reporting Associate at BlackRock
Industry Financial Services
Experience
BlackRock November 2014 - Present
BNY Mellon September 2012 - November 2014
JPMorgan Chase January 2011 - August 2012
Bernstein Global Wealth Management June 2010 - November 2010
Real Time Portfolio Managment August 2009 - May 2010
Merrill Lynch June 2009 - August 2009
Divi-Vest Advisors June 2008 - August 2008
Wachovia Securities, LLC June 2007 - August 2007
Greentree Brokerage Services May 2006 - June 2006
Skills
Financial Analysis, Accounting, Financial Modeling, Corporate Finance, Finance, Valuation, Financial Reporting, Bloomberg, Bloomberg Terminal, Financial Markets, Mutual Funds, Equities, Portfolio Management, Private Equity
Education
Pennsylvania State University-Great Valley Graduate Center 2014 — 2017
Master of Business Administration (MBA), Business Administration and Management, General
Ithaca College 2006 — 2010
B.S., Business Administration
Villanova University
Mandarin
BlackRock November 2014 - Present
BNY Mellon September 2012 - November 2014
JPMorgan Chase January 2011 - August 2012
Bernstein Global Wealth Management June 2010 - November 2010
Real Time Portfolio Managment August 2009 - May 2010
Merrill Lynch June 2009 - August 2009
Divi-Vest Advisors June 2008 - August 2008
Wachovia Securities, LLC June 2007 - August 2007
Greentree Brokerage Services May 2006 - June 2006
Skills
Financial Analysis, Accounting, Financial Modeling, Corporate Finance, Finance, Valuation, Financial Reporting, Bloomberg, Bloomberg Terminal, Financial Markets, Mutual Funds, Equities, Portfolio Management, Private Equity
Education
Pennsylvania State University-Great Valley Graduate Center 2014 — 2017
Master of Business Administration (MBA), Business Administration and Management, General
Ithaca College 2006 — 2010
B.S., Business Administration
Villanova University
Mandarin
Denise Avallone's Wachovia Securities, LLC Experience August 1999 - February 2005
Job Senior Accounting Professional
Industry Accounting
Experience
JPMorgan Chase January 2008 - June 2015
JPMorgan Chase November 2006 - December 2007
Robeco Investment Management, LLC June 2005 - November 2006
Mannheim LLC March 2005 - May 2005
Wachovia Securities, LLC August 1999 - February 2005
BNP Capital Markets, LLC (broker/dealer subsidiary of Banque Nationale de Paris) March 1998 - July 1999
Banque Nationale de Paris April 1993 - February 1998
Education
Hofstra University 1990 — 1992
Bachelor of Business Administration (B.B.A.), Accounting
JPMorgan Chase January 2008 - June 2015
JPMorgan Chase November 2006 - December 2007
Robeco Investment Management, LLC June 2005 - November 2006
Mannheim LLC March 2005 - May 2005
Wachovia Securities, LLC August 1999 - February 2005
BNP Capital Markets, LLC (broker/dealer subsidiary of Banque Nationale de Paris) March 1998 - July 1999
Banque Nationale de Paris April 1993 - February 1998
Education
Hofstra University 1990 — 1992
Bachelor of Business Administration (B.B.A.), Accounting
Nicole Gonzalez's Wachovia Securities, LLC Experience October 2001 - January 2005
Job Executive Assistant at ACI Worldwide
Industry Computer & Network Security
Experience
ACI Worldwide October 2014 - Present
Rapid7 June 2013 - October 2014
PTC November 2009 - June 2013
State Street Global Advisors March 2005 - November 2009
Wachovia Securities, LLC October 2001 - January 2005
United States Army Reserves January 1996 - January 2004
Parcel Connections August 2000 - October 2001
Skills
PowerPoint, Outlook, Management, Software Documentation, Customer Service, Project Management, Human Resources, Program Management, Process Improvement, Access, Salesforce.com, Microsoft Excel, Microsoft Office, Marketing, Project Planning, Windows, Administrative..., Database Administration, Microsoft Word, Social Networking, Employee Engagement, Time Management, SharePoint, Account Management, Requirements Analysis, Social Skills, Public Speaking
Education
Framingham State College 2009 — 2014
Bachelors degree, Business Management
University of Phoenix 2004 — 2006
Bachelors degree, Business Administration
Mass Bay Community College 1999 — 2001
Associates Degree, Business Management
Marian High School 1992 — 1996
ACI Worldwide October 2014 - Present
Rapid7 June 2013 - October 2014
PTC November 2009 - June 2013
State Street Global Advisors March 2005 - November 2009
Wachovia Securities, LLC October 2001 - January 2005
United States Army Reserves January 1996 - January 2004
Parcel Connections August 2000 - October 2001
Skills
PowerPoint, Outlook, Management, Software Documentation, Customer Service, Project Management, Human Resources, Program Management, Process Improvement, Access, Salesforce.com, Microsoft Excel, Microsoft Office, Marketing, Project Planning, Windows, Administrative..., Database Administration, Microsoft Word, Social Networking, Employee Engagement, Time Management, SharePoint, Account Management, Requirements Analysis, Social Skills, Public Speaking
Education
Framingham State College 2009 — 2014
Bachelors degree, Business Management
University of Phoenix 2004 — 2006
Bachelors degree, Business Administration
Mass Bay Community College 1999 — 2001
Associates Degree, Business Management
Marian High School 1992 — 1996
Kris Goldbach's Wachovia Securities, LLC Experience August 1992 - June 2003
Job VP, Regulatory Reporting at Wells Fargo Securities, LLC
Industry Capital Markets
Experience
Wells Fargo Securities, LLC July 2009 - Present
Susan G Komen for the Cure Charlotte Affiliate 2008 - 2011
Wachovia Capital Markets, LLC 2003 - 2009
Wachovia Securities, LLC August 1992 - June 2003
Skills
Regulatory Reporting, FINRA, Series 7, Series 27
Education
La Roche College 1987 — 1989
BS, Business Administration - Accounting
Alliance College 1986 — 1987
Accounting
Wells Fargo Securities, LLC July 2009 - Present
Susan G Komen for the Cure Charlotte Affiliate 2008 - 2011
Wachovia Capital Markets, LLC 2003 - 2009
Wachovia Securities, LLC August 1992 - June 2003
Skills
Regulatory Reporting, FINRA, Series 7, Series 27
Education
La Roche College 1987 — 1989
BS, Business Administration - Accounting
Alliance College 1986 — 1987
Accounting
Stacey Koopman's Wachovia Securities, LLC Experience March 2004 - February 2006
Job Financial Services Professional
Industry Financial Services
Experience
Montauk Financial Group July 2007 - December 2008
Wachovia Securities, LLC March 2004 - February 2006
Prudential Securities/Wachovia Securities August 1999 - March 2004
Pruco Securities November 1998 - August 1999
Education
Lafayette College
Bachelor of Arts, Economics and Business
Montauk Financial Group July 2007 - December 2008
Wachovia Securities, LLC March 2004 - February 2006
Prudential Securities/Wachovia Securities August 1999 - March 2004
Pruco Securities November 1998 - August 1999
Education
Lafayette College
Bachelor of Arts, Economics and Business
Donna Castorina's Wachovia Securities, LLC Experience December 1998 - November 2007
Job at
Industry Financial Services
Experience
Morgan Stanley Wealth Management November 2007 - Present
Wachovia Securities, LLC December 1998 - November 2007
Skills
Securities, Investments, Series 7, FINRA, Series 63, Portfolio Management, Trading, Wealth Management, Analysis, Mutual Funds, Retirement
Education
Johnson State College
Morgan Stanley Wealth Management November 2007 - Present
Wachovia Securities, LLC December 1998 - November 2007
Skills
Securities, Investments, Series 7, FINRA, Series 63, Portfolio Management, Trading, Wealth Management, Analysis, Mutual Funds, Retirement
Education
Johnson State College
Samantha Lamin's Wachovia Securities, LLC Experience February 2001 - January 2008
Job Relationship Associate at Credit Suisse Securities USA LLC
Industry Financial Services
Experience
Credit Suisse Securities USA LLC January 2008 - Present
Wachovia Securities LLC February 2001 - January 2008
Fleet Bank February 1999 - February 2001
Skills
Series 7, series 66, Broker-Dealer, Customer Service, Operations Management, Private Banking, Retail Banking, Trading
Education
Johnson and Wales University 1996 — 2000
Bachelor of Science (BS), Hotel, Motel, and Restaurant Management
Boston Latin Academy 1990 — 1996
Credit Suisse Securities USA LLC January 2008 - Present
Wachovia Securities LLC February 2001 - January 2008
Fleet Bank February 1999 - February 2001
Skills
Series 7, series 66, Broker-Dealer, Customer Service, Operations Management, Private Banking, Retail Banking, Trading
Education
Johnson and Wales University 1996 — 2000
Bachelor of Science (BS), Hotel, Motel, and Restaurant Management
Boston Latin Academy 1990 — 1996
Denys Edwards's Wachovia Securities, LLC Experience January 2006 - January 2008
Job Administration at Citi
Industry Financial Services
Experience
Citi September 2008 - Present
Citicorp Credit Services USA January 2008 - Present
Wachovia Dealer Services August 2006 - June 2008
Wachovia Securities LLC January 2006 - January 2008
RBC Wealth Management January 1999 - August 2006
RBC Dain Rauscher January 1999 - January 2006
Skills
20 years experience as..., Microsoft Office, Microsoft Excel, Microsoft Word, 10 Key, Typing, Receptionist Duties, Direct Mail Campaigns, Accounts Receivable, Accounts Payable, Superior Client Service, Problem Solving, Close Attention to..., Seminars
Education
Houston Community College
2 years, Accounting
University of Houston
2 years
University of Houston, BS incompleteHouston Community College
Citi September 2008 - Present
Citicorp Credit Services USA January 2008 - Present
Wachovia Dealer Services August 2006 - June 2008
Wachovia Securities LLC January 2006 - January 2008
RBC Wealth Management January 1999 - August 2006
RBC Dain Rauscher January 1999 - January 2006
Skills
20 years experience as..., Microsoft Office, Microsoft Excel, Microsoft Word, 10 Key, Typing, Receptionist Duties, Direct Mail Campaigns, Accounts Receivable, Accounts Payable, Superior Client Service, Problem Solving, Close Attention to..., Seminars
Education
Houston Community College
2 years, Accounting
University of Houston
2 years
University of Houston, BS incompleteHouston Community College
Ann Pokorny's Wachovia Securities, LLC Experience 2001 - 2006
Job New FA Integration Specialist at Wells Fargo Advisors LLC
Industry Financial Services
Experience
Wells Fargo Advisors LLC January 2001 - Present
Wachovia Securities LLC 2001 - 2006
American Express 1999 - 2001
Piper Jaffray Co 1997 - 1999
Skills
Business Analysis, Banking, Financial Analysis, Investments, Mutual Funds, Process Improvement, Risk Management, SDLC, Securities, Series 7, Vendor Management, Visio
Education
Illinois State University
Bachelor of Applied Science (BASc)
University of Iowa
Waubonsee Community College
Associate in Science, Business Administration and Management, General
Wells Fargo Advisors LLC January 2001 - Present
Wachovia Securities LLC 2001 - 2006
American Express 1999 - 2001
Piper Jaffray Co 1997 - 1999
Skills
Business Analysis, Banking, Financial Analysis, Investments, Mutual Funds, Process Improvement, Risk Management, SDLC, Securities, Series 7, Vendor Management, Visio
Education
Illinois State University
Bachelor of Applied Science (BASc)
University of Iowa
Waubonsee Community College
Associate in Science, Business Administration and Management, General
Anthony Arico's Wachovia Securities, LLC Experience September 2004 - February 2006
Job Senior Vice President Branch Manager at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC August 2006 - Present
Wells Fargo Advisors, LLC February 2006 - July 2006
Wachovia Securities, LLC September 2004 - February 2006
Wachovia Securities, LLC December 2003 - September 2004
Prudential Securities, Inc. July 1997 - December 2003
Prudential Securities, Inc. July 1991 - June 1997
Prudential Securities, Inc. July 1989 - June 1991
Education
Fordham University 1985 — 1989
Bachelors of Business Administration, Finance
University of Bergamo 1987 — 1987
College of Italian Studies
Wells Fargo Advisors, LLC August 2006 - Present
Wells Fargo Advisors, LLC February 2006 - July 2006
Wachovia Securities, LLC September 2004 - February 2006
Wachovia Securities, LLC December 2003 - September 2004
Prudential Securities, Inc. July 1997 - December 2003
Prudential Securities, Inc. July 1991 - June 1997
Prudential Securities, Inc. July 1989 - June 1991
Education
Fordham University 1985 — 1989
Bachelors of Business Administration, Finance
University of Bergamo 1987 — 1987
College of Italian Studies
Starwood Hotels & Resorts Worldwide, Inc.
Wells Fargo Advisors
Wells Fargo Advisors, LLC
Raytheon Missile Systems
Starwood Hotels & Resorts
Carestream Health
Pershing
NEC Corporation of America