Wachovia Securities, LLC
Industry: Subsidiary
DescriptionWells Fargo Advisors is a subsidiary of Wells Fargo, located in St Louis, Missouri. It is the ninth largest brokerage firm in the United States as of August 17, 2017 with $490 billion retail client assets under management. Headquarters: St. Louis, Missouri, United States Parent organization: Wells Fargo Founded: 4 September 2001 Total assets: 490 billion USD Subsidiaries: Wachovia Securities (Argentina) LLC (Buenos Aires Argentina),
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Wachovia Securities, LLC Employees
Employee
Years
Job
Industry
Jennifer LaRose Jennifer LaRose's Wachovia Securities, LLC Experience June 2007 - August 2007
Job Senior Specialist, Operations Integrity
Industry Logistics and Supply Chain
Experience
Crowley Maritime January 2015 - Present
Crowley Maritime August 2010 - April 2013
L Brands May 2006 - January 2012
SunTrust Bank March 2008 - August 2008
Wachovia Securities, LLC June 2007 - August 2007
Great Clips, Inc. March 2005 - April 2006
Sierra Grille April 2000 - January 2005
Skills
PowerPoint, Microsoft Word, Microsoft Excel, Access, Customer Satisfaction, Project Management, Outlook, Customer Service, Administrative..., Data Entry, Inventory Management, Teamwork, Sales, Microsoft Office, Time Management, Purchasing, Process Improvement, Facebook, Logistics, Marketing, Business Development, Forecasting, Event Planning, Management, Retail, Business Strategy, Training, Process Scheduler, Recruiting, Shipping, Employee Relations, Budgets, Account Management, Leadership, Social Media, Operations Management, Team Building, Analysis, Negotiation, Contract Negotiation, Team Leadership, Coaching, Project Planning, Administration, Event Management, Transportation, Logistics Management, Freight, International Logistics, Strategic Planning
Education
University of North Florida 2006 — 2009
BA, Business Managment
Florida State College at Jacksonville 2004 — 2006
AA, Business Managment
Crowley Maritime January 2015 - Present
Crowley Maritime August 2010 - April 2013
L Brands May 2006 - January 2012
SunTrust Bank March 2008 - August 2008
Wachovia Securities, LLC June 2007 - August 2007
Great Clips, Inc. March 2005 - April 2006
Sierra Grille April 2000 - January 2005
Skills
PowerPoint, Microsoft Word, Microsoft Excel, Access, Customer Satisfaction, Project Management, Outlook, Customer Service, Administrative..., Data Entry, Inventory Management, Teamwork, Sales, Microsoft Office, Time Management, Purchasing, Process Improvement, Facebook, Logistics, Marketing, Business Development, Forecasting, Event Planning, Management, Retail, Business Strategy, Training, Process Scheduler, Recruiting, Shipping, Employee Relations, Budgets, Account Management, Leadership, Social Media, Operations Management, Team Building, Analysis, Negotiation, Contract Negotiation, Team Leadership, Coaching, Project Planning, Administration, Event Management, Transportation, Logistics Management, Freight, International Logistics, Strategic Planning
Education
University of North Florida 2006 — 2009
BA, Business Managment
Florida State College at Jacksonville 2004 — 2006
AA, Business Managment
Oluchi Uwah, MBA Oluchi Uwah, MBA's Wachovia Securities, LLC Experience June 2007 - July 2008
Job Assistant Vice President Communications Project Manager at Wells Fargo Advisors; Creative Visionary
Industry Public Relations and Communications
Experience
Wells Fargo Advisors December 2012 - Present
The Urbane Group, LLC December 2009 - Present
Wells Fargo Advisors June 2011 - December 2012
Wells Fargo Advisors, LLC August 2008 - June 2011
West One Promotions 2009 - 2011
Wachovia Securities, LLC June 2007 - July 2008
Toyota Motor Sales, USA October 2006 - December 2006
Lexus June 2006 - October 2006
Pfizer Pharmaceuticals January 2005 - August 2005
Skills
Writing, Marketing Communications, Product Development, Event Planning, Customer Service, Teamwork, Promotions, PowerPoint, Microsoft Office, Excel, Word, Outlook, Microsoft Word, Microsoft Excel, Leadership, Negotiation, Management, Training, Team Building, Public Relations, Analysis, Sales, Project Management, Business Development, Salesforce.com, Public Speaking, Competitive Analysis, Time Management, Marketing, Strategic Planning
Education
Florida Agricultural and Mechanical University 2001 — 2007
MBA, Marketing
Florida Agricultural and Mechanical University
Wells Fargo Advisors December 2012 - Present
The Urbane Group, LLC December 2009 - Present
Wells Fargo Advisors June 2011 - December 2012
Wells Fargo Advisors, LLC August 2008 - June 2011
West One Promotions 2009 - 2011
Wachovia Securities, LLC June 2007 - July 2008
Toyota Motor Sales, USA October 2006 - December 2006
Lexus June 2006 - October 2006
Pfizer Pharmaceuticals January 2005 - August 2005
Skills
Writing, Marketing Communications, Product Development, Event Planning, Customer Service, Teamwork, Promotions, PowerPoint, Microsoft Office, Excel, Word, Outlook, Microsoft Word, Microsoft Excel, Leadership, Negotiation, Management, Training, Team Building, Public Relations, Analysis, Sales, Project Management, Business Development, Salesforce.com, Public Speaking, Competitive Analysis, Time Management, Marketing, Strategic Planning
Education
Florida Agricultural and Mechanical University 2001 — 2007
MBA, Marketing
Florida Agricultural and Mechanical University
Christopher Swink Christopher Swink's Wachovia Securities, LLC Experience June 2003 - December 2008
Job Senior Wealth Director, The Bank of New York Mellon
Industry Financial Services
Experience
BNY Mellon Wealth Management September 2013 - Present
SunTrust Private Wealth Management November 2011 - September 2013
Wachovia Wealth Management December 2008 - November 2011
Wachovia Securities, LLC June 2003 - December 2008
JPMorgan Chase December 1999 - May 2003
Skills
Retirement Planning, Strategic Financial..., Investments, Wealth Management, Risk Management, Training, Portfolio Management, Finance, Wealth, Small Business, Investment Strategies, Management, Commercial Lending, Loans, Estate Planning, Investment Management, Private Banking, Wealth Management..., Mutual Funds, Series 7, Financial Planning
Education
Florida Southern College 1992 — 1996
Bachelor of Science, Psychology
University of South Florida
Financial Planning
BNY Mellon Wealth Management September 2013 - Present
SunTrust Private Wealth Management November 2011 - September 2013
Wachovia Wealth Management December 2008 - November 2011
Wachovia Securities, LLC June 2003 - December 2008
JPMorgan Chase December 1999 - May 2003
Skills
Retirement Planning, Strategic Financial..., Investments, Wealth Management, Risk Management, Training, Portfolio Management, Finance, Wealth, Small Business, Investment Strategies, Management, Commercial Lending, Loans, Estate Planning, Investment Management, Private Banking, Wealth Management..., Mutual Funds, Series 7, Financial Planning
Education
Florida Southern College 1992 — 1996
Bachelor of Science, Psychology
University of South Florida
Financial Planning
Tom O. Turner Tom O. Turner's Wachovia Securities, LLC Experience June 2003 - June 2005
Job Chairman and CEO at Turner Holdings and Companies, LLC
Industry Venture Capital & Private Equity
Experience
Turner Holdings & Companies, LLC January 2013 - Present
Akimbo Financial, Inc. January 2010 - Present
Turner Busby Development, LLC January 2013 - Present
Turner Parscale Sloan, LLC January 2013 - Present
Pisces Capital Group, LLC January 2008 - December 2012
TETCO, Inc. January 2007 - January 2008
Willis Stein & Partners June 2005 - December 2006
Wachovia Securities, LLC June 2003 - June 2005
Skills
Executive Management, Financial Analysis, Strategic Consulting, Private Equity, Mergers, Due Diligence, Investments, Mergers & Acquisitions, Strategic Planning, Commercial Real Estate, Entrepreneurship, Finance, Portfolio Management, Business Planning, Management, Venture Capital, Equities, Corporate Development, Real Estate Development, Start-ups
Education
Washington and Lee University 2000 — 2003
B.A.
Deerfield Academy 1996 — 1999
Turner Holdings & Companies, LLC January 2013 - Present
Akimbo Financial, Inc. January 2010 - Present
Turner Busby Development, LLC January 2013 - Present
Turner Parscale Sloan, LLC January 2013 - Present
Pisces Capital Group, LLC January 2008 - December 2012
TETCO, Inc. January 2007 - January 2008
Willis Stein & Partners June 2005 - December 2006
Wachovia Securities, LLC June 2003 - June 2005
Skills
Executive Management, Financial Analysis, Strategic Consulting, Private Equity, Mergers, Due Diligence, Investments, Mergers & Acquisitions, Strategic Planning, Commercial Real Estate, Entrepreneurship, Finance, Portfolio Management, Business Planning, Management, Venture Capital, Equities, Corporate Development, Real Estate Development, Start-ups
Education
Washington and Lee University 2000 — 2003
B.A.
Deerfield Academy 1996 — 1999
Christopher Griffin Christopher Griffin's Wachovia Securities, LLC Experience April 2007 - May 2008
Job Vice President at Fifth Third Bank
Industry Banking
Experience
Fifth Third Bank August 2015 - Present
BBVA Compass December 2012 - July 2015
Norstar Mortgage Services, Inc March 2009 - March 2010
Wachovia Securities, LLC April 2007 - May 2008
Wachovia Securities, LLC April 2005 - July 2007
Wachovia Securities, LLC July 2003 - June 2005
Wachovia Securities, LLC June 2001 - June 2003
Skills
Capital Markets, Debt, Equities, Investment Banking, Financial Modeling, Leveraged Finance, Credit Underwriting, Portfolio Management, Middle market company..., LBO, Buyouts, Deal Execution, Mezzanine, Capital Raising, Private Equity, Acquisitions, Banking Relationships
Education
University of Nevada-Las Vegas 2010 — 2011
Masters of Finance, Graduate Finance
Clark Atlanta University 1996 — 2001
BA, Business Administration
Fifth Third Bank August 2015 - Present
BBVA Compass December 2012 - July 2015
Norstar Mortgage Services, Inc March 2009 - March 2010
Wachovia Securities, LLC April 2007 - May 2008
Wachovia Securities, LLC April 2005 - July 2007
Wachovia Securities, LLC July 2003 - June 2005
Wachovia Securities, LLC June 2001 - June 2003
Skills
Capital Markets, Debt, Equities, Investment Banking, Financial Modeling, Leveraged Finance, Credit Underwriting, Portfolio Management, Middle market company..., LBO, Buyouts, Deal Execution, Mezzanine, Capital Raising, Private Equity, Acquisitions, Banking Relationships
Education
University of Nevada-Las Vegas 2010 — 2011
Masters of Finance, Graduate Finance
Clark Atlanta University 1996 — 2001
BA, Business Administration
Mark H. Pearce, MBA, CFP® Mark H. Pearce, MBA, CFP®'s Wachovia Securities, LLC Experience May 2007 - February 2009
Job Vice President Investments at Raymond James
Industry Financial Services
Experience
Raymond James February 2009 - Present
Wachovia Securities, LLC May 2007 - February 2009
A.G. Edwards & Sons, Inc. December 1995 - April 2007
United Parcel Service, Inc. December 1987 - August 1995
Allied Signal Corp January 1981 - January 1987
Firestone Tire & Rubber Company June 1978 - January 1981
Skills
Series 7
Education
College for Financial Planning 1996 — 1999
CFP, Certified Financial Planner
University of Richmond - Robins School of Business 1981 — 1985
MBA, Finance
University of Florida 1977 — 1978
BS, Chemistry
University of South Florida 1974 — 1977
BA, Biology
Palm Beach Gardens HS 1971 — 1974
Raymond James February 2009 - Present
Wachovia Securities, LLC May 2007 - February 2009
A.G. Edwards & Sons, Inc. December 1995 - April 2007
United Parcel Service, Inc. December 1987 - August 1995
Allied Signal Corp January 1981 - January 1987
Firestone Tire & Rubber Company June 1978 - January 1981
Skills
Series 7
Education
College for Financial Planning 1996 — 1999
CFP, Certified Financial Planner
University of Richmond - Robins School of Business 1981 — 1985
MBA, Finance
University of Florida 1977 — 1978
BS, Chemistry
University of South Florida 1974 — 1977
BA, Biology
Palm Beach Gardens HS 1971 — 1974
(F)Helen 'Cokie' Berenyi, CFP(R) (F)Helen 'Cokie' Berenyi, CFP(R)'s Wachovia Securities, LLC Experience April 1995 - August 2008
Job Founder, Red Triangle and Alphavest.com
Industry Financial Services
Experience
Alphavest.com December 2009 - Present
Red Triangle August 2008 - Present
Rein & Shine 2000 - 2012
Wachovia Securities, LLC April 1995 - August 2008
Skills
Wealth Management, Portfolio Management, Retirement Planning, Investments, Financial Planning, Strategic Planning, Asset Management, Estate Planning, Retirement Income..., Budgeting, Budgets, Wealth, Investment Strategies, Strategic Financial..., Risk Management, Finance, Financial Advisory, Retirement, Mortgage Lending, Asset Allocation, Investment Advisory, Real Estate, Small Business, Published Author, CERTIFIED FINANCIAL..., Series 7, Alternative Investments
Education
Clemson University 1991 — 1995
Bachelor's degree, Financial Management/Accounting
Tarpon Springs High School 1987 — 1991
Alphavest.com December 2009 - Present
Red Triangle August 2008 - Present
Rein & Shine 2000 - 2012
Wachovia Securities, LLC April 1995 - August 2008
Skills
Wealth Management, Portfolio Management, Retirement Planning, Investments, Financial Planning, Strategic Planning, Asset Management, Estate Planning, Retirement Income..., Budgeting, Budgets, Wealth, Investment Strategies, Strategic Financial..., Risk Management, Finance, Financial Advisory, Retirement, Mortgage Lending, Asset Allocation, Investment Advisory, Real Estate, Small Business, Published Author, CERTIFIED FINANCIAL..., Series 7, Alternative Investments
Education
Clemson University 1991 — 1995
Bachelor's degree, Financial Management/Accounting
Tarpon Springs High School 1987 — 1991
Will ORielly, CFA, CFP Will ORielly, CFA, CFP's Wachovia Securities, LLC Experience 1997 - 2002
Job Senior Vice President
Industry Financial Services
Experience
SunTrust Bank 2002 - Present
Wachovia Securities, LLC 1997 - 2002
PaineWebber January 1995 - January 1997
SEI Investments 1992 - 1994
Education
Duke University 1999 — 2000
Master of Business Administration (MBA)
University of Notre Dame 1987 — 1992
BS; BA, Mechanical Engineering ; Economics
SunTrust Bank 2002 - Present
Wachovia Securities, LLC 1997 - 2002
PaineWebber January 1995 - January 1997
SEI Investments 1992 - 1994
Education
Duke University 1999 — 2000
Master of Business Administration (MBA)
University of Notre Dame 1987 — 1992
BS; BA, Mechanical Engineering ; Economics
Bob Walton Bob Walton's Wachovia Securities, LLC Experience 1996 - 2008
Job Founder / CEO at BigContacts
Industry Computer Software
Experience
BigContacts 2007 - Present
Wachovia Securities, LLC 1996 - 2008
MFS Communications Company 1995 - 1996
BellSouth Business 1993 - 1995
Centel Cellular 1990 - 1993
Skills
Strategic Planning, Business Development, Strategic Financial..., New Business Development, Business Strategy, Management Consulting, Sales Management, Entrepreneurship, Wealth Management, SaaS, Sales, Start-ups, Small Business, Portfolio Management, Financial Services, Team Building, Management, CRM, Executive Management, Strategic Partnerships
Education
College for Financial Planning 1999 — 2001
CFP, Financial Planning
University of Iowa - Henry B. Tippie College of Business 1985 — 1989
BBA, Finance
BigContacts 2007 - Present
Wachovia Securities, LLC 1996 - 2008
MFS Communications Company 1995 - 1996
BellSouth Business 1993 - 1995
Centel Cellular 1990 - 1993
Skills
Strategic Planning, Business Development, Strategic Financial..., New Business Development, Business Strategy, Management Consulting, Sales Management, Entrepreneurship, Wealth Management, SaaS, Sales, Start-ups, Small Business, Portfolio Management, Financial Services, Team Building, Management, CRM, Executive Management, Strategic Partnerships
Education
College for Financial Planning 1999 — 2001
CFP, Financial Planning
University of Iowa - Henry B. Tippie College of Business 1985 — 1989
BBA, Finance
Susan Jurich's Wachovia Securities, LLC Experience 2004 - 2006
Job Sourcing Manager, Senior Talent Acquisition Specialist
Industry Staffing and Recruiting
Experience
PwC May 2014 - Present
Financial Services Industry September 2001 - Present
Wachovia Securities, LLC 2004 - 2006
First Union National Bank July 1998 - August 2001
American Recruiters April 1995 - July 1998
David Wood Personnel 1994 - 1995
Skills
Mortgage Lending, Wealth Management, Finance, Investments, Insurance, Management, Marketing, Securities, Retail Banking, Engineering, Accountants, Talent Acquisition, Executive Search, Applicant Tracking..., Technical Recruiting, Interviews, Recruiting, Human Resources, Onboarding, Sourcing, Employee Relations, CRM, Screening, Cold Calling, Training, Financial Services, Staffing Services, Talent Management, Internet Recruiting, Temporary Staffing, Temporary Placement, Leadership, Business Development, Benefits Negotiation, College Recruiting, Contract Recruitment, Executive Management, Employee Benefits, Permanent Placement, Workforce Planning, Screening Resumes, Taleo, Hiring, SDLC, Behavioral Interviewing, Employer Branding, Search, Resume Writing, Recruitment Advertising, Job Fairs
Education
Florida State University
Sandalwood High School
PwC May 2014 - Present
Financial Services Industry September 2001 - Present
Wachovia Securities, LLC 2004 - 2006
First Union National Bank July 1998 - August 2001
American Recruiters April 1995 - July 1998
David Wood Personnel 1994 - 1995
Skills
Mortgage Lending, Wealth Management, Finance, Investments, Insurance, Management, Marketing, Securities, Retail Banking, Engineering, Accountants, Talent Acquisition, Executive Search, Applicant Tracking..., Technical Recruiting, Interviews, Recruiting, Human Resources, Onboarding, Sourcing, Employee Relations, CRM, Screening, Cold Calling, Training, Financial Services, Staffing Services, Talent Management, Internet Recruiting, Temporary Staffing, Temporary Placement, Leadership, Business Development, Benefits Negotiation, College Recruiting, Contract Recruitment, Executive Management, Employee Benefits, Permanent Placement, Workforce Planning, Screening Resumes, Taleo, Hiring, SDLC, Behavioral Interviewing, Employer Branding, Search, Resume Writing, Recruitment Advertising, Job Fairs
Education
Florida State University
Sandalwood High School
Colby Raden Colby Raden's Wachovia Securities, LLC Experience June 2003 - December 2004
Job Head of Global Online & Emerging Partnerships, Google for Work
Industry Computer Software
Experience
Google April 2014 - Present
Google October 2012 - April 2014
TeachTown July 2009 - October 2012
Alatus Capital June 2008 - August 2008
Littlejohn & Co January 2005 - June 2007
Wachovia Securities, LLC June 2003 - December 2004
Skills
Business Strategy, Financial Modeling, Corporate Development, Valuation, Due Diligence, Product Strategy, Sales Operations, Growth Strategy, Analytics, Business Development, SaaS, Start-ups, Private Equity, Venture Capital, Strategy, Growth Strategies
Education
Harvard Business School
MBA
Duke University
Bachelor's degree, Economics & Political Science
Google April 2014 - Present
Google October 2012 - April 2014
TeachTown July 2009 - October 2012
Alatus Capital June 2008 - August 2008
Littlejohn & Co January 2005 - June 2007
Wachovia Securities, LLC June 2003 - December 2004
Skills
Business Strategy, Financial Modeling, Corporate Development, Valuation, Due Diligence, Product Strategy, Sales Operations, Growth Strategy, Analytics, Business Development, SaaS, Start-ups, Private Equity, Venture Capital, Strategy, Growth Strategies
Education
Harvard Business School
MBA
Duke University
Bachelor's degree, Economics & Political Science
Keith Dixon, CRPC® APMA's Wachovia Securities, LLC Experience May 1995 - December 2007
Job Financial Advisor at Ameriprise Financial
Industry Investment Management
Experience
Ameriprise Financial December 2007 - Present
Wachovia Securities, LLC May 1995 - December 2007
First Union Securities March 1995 - April 1998
Education
University of Maryland College Park 1980 — 1982
Business Administration
Fisk University 1975 — 1977
Bus Administration
Thomas Edison State College
Business Management
Ameriprise Financial December 2007 - Present
Wachovia Securities, LLC May 1995 - December 2007
First Union Securities March 1995 - April 1998
Education
University of Maryland College Park 1980 — 1982
Business Administration
Fisk University 1975 — 1977
Bus Administration
Thomas Edison State College
Business Management
Charles Bentivegna Charles Bentivegna's Wachovia Securities, LLC Experience February 2005 - 2007
Job Epic Security SER \ EMP lead at Novant
Industry Information Technology and Services
Experience
Novant Health January 2014 - Present
Computer Task Group March 2013 - Present
CSI Tech Healthcare IT September 2012 - Present
Computer Task Group September 2011 - Present
Defense Commissary Agency April 2010 - September 2011
Virtelligence August 2009 - April 2010
Bon Secours Health System February 2006 - July 2009
Wachovia Securities, LLC February 2005 - 2007
Verizon Business 1999 - 2004
Skills
PMP, Healthcare Information..., Project Management, Information Technology, Epic Systems, Leadership, Computer Security, Windows Server, Information Security..., Process Improvement, Network Security, Disaster Recovery, Training, HIPAA, Security, Healthcare, EMR, CISSP, Troubleshooting, Customer Service, System Administration, HL7, Software Documentation, Visio, Software Implementation, Change Management, Access, CPOE, Ambulatory, Information Security, Active Directory, Windows, Analysis, EHR, ITIL, Servers, Microsoft Office
Education
Strayer University (VA) 2006 — 2010
MBA, Business
Florida International University - College of Business 1995 — 1997
BA, Hospitality
Novant Health January 2014 - Present
Computer Task Group March 2013 - Present
CSI Tech Healthcare IT September 2012 - Present
Computer Task Group September 2011 - Present
Defense Commissary Agency April 2010 - September 2011
Virtelligence August 2009 - April 2010
Bon Secours Health System February 2006 - July 2009
Wachovia Securities, LLC February 2005 - 2007
Verizon Business 1999 - 2004
Skills
PMP, Healthcare Information..., Project Management, Information Technology, Epic Systems, Leadership, Computer Security, Windows Server, Information Security..., Process Improvement, Network Security, Disaster Recovery, Training, HIPAA, Security, Healthcare, EMR, CISSP, Troubleshooting, Customer Service, System Administration, HL7, Software Documentation, Visio, Software Implementation, Change Management, Access, CPOE, Ambulatory, Information Security, Active Directory, Windows, Analysis, EHR, ITIL, Servers, Microsoft Office
Education
Strayer University (VA) 2006 — 2010
MBA, Business
Florida International University - College of Business 1995 — 1997
BA, Hospitality
Adam Belfer Adam Belfer's Wachovia Securities, LLC Experience June 2005 - February 2007
Job Vice President at H.I.G. Realty Partners
Industry Real Estate
Experience
H.I.G. Realty Partners February 2007 - Present
Wachovia Securities, LLC June 2005 - February 2007
Skills
Financial Modeling, Valuation, Due Diligence, Investments, Private Equity, Asset Management, Financial Analysis, Capital Markets
Education
Emory University - Goizueta Business School 2001 — 2005
BBA, Finance & International Business
Ranney School
H.I.G. Realty Partners February 2007 - Present
Wachovia Securities, LLC June 2005 - February 2007
Skills
Financial Modeling, Valuation, Due Diligence, Investments, Private Equity, Asset Management, Financial Analysis, Capital Markets
Education
Emory University - Goizueta Business School 2001 — 2005
BBA, Finance & International Business
Ranney School
Robert Christensen, II Robert Christensen, II's Wachovia Securities, LLC Experience February 2004 - November 2005
Job Technical Operations Lead at Cognizant Technology Solutions
Industry Information Technology and Services
Experience
Cognizant Technology Solutions August 2013 - Present
Xerox March 2011 - July 2013
Information Systems Consulting Group, Inc. (InSysCo) April 2007 - December 2010
Infinity Technologies November 2005 - April 2007
Wachovia Securities, LLC February 2004 - November 2005
CIBER February 2003 - February 2004
Globalstrata September 2001 - January 2003
Skills
Network Systems, Small Business Server, Network Design, Windows 7, Windows Server, Call Center, DHCP, DNS, SharePoint, Technical Support, Active Directory, Disaster Recovery, Servers, XP, Troubleshooting, VPN, Operating Systems, Hardware, Microsoft SQL Server, Firewalls, Windows XP, Microsoft Exchange, Networking
Education
Excelsior College 2001 — 2001
Associate of Science (A.S.), General Studies in Liberal Arts
Cognizant Technology Solutions August 2013 - Present
Xerox March 2011 - July 2013
Information Systems Consulting Group, Inc. (InSysCo) April 2007 - December 2010
Infinity Technologies November 2005 - April 2007
Wachovia Securities, LLC February 2004 - November 2005
CIBER February 2003 - February 2004
Globalstrata September 2001 - January 2003
Skills
Network Systems, Small Business Server, Network Design, Windows 7, Windows Server, Call Center, DHCP, DNS, SharePoint, Technical Support, Active Directory, Disaster Recovery, Servers, XP, Troubleshooting, VPN, Operating Systems, Hardware, Microsoft SQL Server, Firewalls, Windows XP, Microsoft Exchange, Networking
Education
Excelsior College 2001 — 2001
Associate of Science (A.S.), General Studies in Liberal Arts
Gene Gilligan, MBA,CRC Gene Gilligan, MBA,CRC's Wachovia Securities, LLC Experience May 1995 - June 2009
Job President at Gilligan Financial Group, LLC
Industry Financial Services
Experience
Gilligan Financial Group, LLC June 2009 - Present
Wachovia Securities, LLC May 1995 - June 2009
Education
Fairleigh Dickinson University 1974 — 1976
MBA, Finance/Accounting
Loyola University Maryland 1968 — 1972
BA, Accounting
Seton Hall Prep
Gilligan Financial Group, LLC June 2009 - Present
Wachovia Securities, LLC May 1995 - June 2009
Education
Fairleigh Dickinson University 1974 — 1976
MBA, Finance/Accounting
Loyola University Maryland 1968 — 1972
BA, Accounting
Seton Hall Prep
Jingzhi Dai Jingzhi Dai's Wachovia Securities, LLC Experience June 2008 - July 2008
Job Associate at Jefferies & Company
Industry Banking
Experience
Jefferies & Company October 2010 - Present
CIT July 2009 - October 2010
Wachovia Securities, LLC June 2008 - July 2008
American Classic Agency August 2005 - May 2008
S. Andrew Walton Investments Planning May 2007 - August 2007
Skills
Valuation, Financial Modeling, Due Diligence, Financial Analysis, Finance, Marketing, Investment Banking, Restructuring, Investments
Education
Emory University 2005 — 2009
Bachlor of Business Administration, Finance, Economics
Emory University - Goizueta Business School 2005 — 2009
BBA, Finance, minor Economics
Vestavia Hills High School 2002 — 2005
Jefferies & Company October 2010 - Present
CIT July 2009 - October 2010
Wachovia Securities, LLC June 2008 - July 2008
American Classic Agency August 2005 - May 2008
S. Andrew Walton Investments Planning May 2007 - August 2007
Skills
Valuation, Financial Modeling, Due Diligence, Financial Analysis, Finance, Marketing, Investment Banking, Restructuring, Investments
Education
Emory University 2005 — 2009
Bachlor of Business Administration, Finance, Economics
Emory University - Goizueta Business School 2005 — 2009
BBA, Finance, minor Economics
Vestavia Hills High School 2002 — 2005
Ashley Allison's Wachovia Securities, LLC Experience May 2009 - September 2009
Job Practice Supervisor
Industry Hospital & Health Care
Experience
Valley Health System December 2014 - Present
Valley Health System September 2011 - December 2014
John Wiley and Sons February 2009 - August 2011
Wachovia Securities, LLC May 2009 - September 2009
William Paterson University September 2006 - December 2008
Golden Inn Hotel and Conference Center June 2002 - August 2008
Skills
Healthcare, Hospitals, Nonprofits, Office Management, Office Administration, Leadership, Research, Marketing, Data Entry, Editing, Public Speaking, Public Relations, Fundraising, Time Management, Event Planning, Training, Meditech, Microsoft Word, PowerPoint, Microsoft Excel, Adobe Acrobat
Education
College of Saint Elizabeth 2012 — 2015
Master of Science, Health Care Management
William Paterson University of New Jersey 2004 — 2009
Bachelor of Arts, English Literature
Valley Health System December 2014 - Present
Valley Health System September 2011 - December 2014
John Wiley and Sons February 2009 - August 2011
Wachovia Securities, LLC May 2009 - September 2009
William Paterson University September 2006 - December 2008
Golden Inn Hotel and Conference Center June 2002 - August 2008
Skills
Healthcare, Hospitals, Nonprofits, Office Management, Office Administration, Leadership, Research, Marketing, Data Entry, Editing, Public Speaking, Public Relations, Fundraising, Time Management, Event Planning, Training, Meditech, Microsoft Word, PowerPoint, Microsoft Excel, Adobe Acrobat
Education
College of Saint Elizabeth 2012 — 2015
Master of Science, Health Care Management
William Paterson University of New Jersey 2004 — 2009
Bachelor of Arts, English Literature
Eric C. Dexter Eric C. Dexter's Wachovia Securities, LLC Experience October 2007 - December 2008
Job Financial Advisor and Portfolio Manager with nearly 20 years of experience
Industry Financial Services
Experience
The Dexter Group of Wells Fargo Advisors, LLC October 1995 - Present
Wachovia Securities, LLC October 2007 - December 2008
A.G. Edwards October 1995 - October 2007
Ithaca College September 1989 - June 1993
Skills
Retirement Planning, Investments, Asset Allocation, Investment Strategies, Retirement, Financial Analysis, Finance, Estate Planning, Mutual Funds, Insurance
Education
College for Financial Planning 2000 — 2001
AAMS®, Accredited Asset Management Specialist Designation™
Ithaca College 1989 — 1993
Bachelor of Arts, Psychology
The Dexter Group of Wells Fargo Advisors, LLC October 1995 - Present
Wachovia Securities, LLC October 2007 - December 2008
A.G. Edwards October 1995 - October 2007
Ithaca College September 1989 - June 1993
Skills
Retirement Planning, Investments, Asset Allocation, Investment Strategies, Retirement, Financial Analysis, Finance, Estate Planning, Mutual Funds, Insurance
Education
College for Financial Planning 2000 — 2001
AAMS®, Accredited Asset Management Specialist Designation™
Ithaca College 1989 — 1993
Bachelor of Arts, Psychology
Giancarlo Moran Giancarlo Moran's Wachovia Securities, LLC Experience 2000 - 2004
Job .
Industry Financial Services
Experience
UBS Financial Services Inc May 2005 - Present
Wachovia Securities, LLC 2000 - 2004
North Fork Bank 1997 - 2000
Education
City University of New York-College of Staten Island 1995 — 1997
UBS Financial Services Inc May 2005 - Present
Wachovia Securities, LLC 2000 - 2004
North Fork Bank 1997 - 2000
Education
City University of New York-College of Staten Island 1995 — 1997
Jim Hopke Jim Hopke's Wachovia Securities, LLC Experience October 2002 - May 2005
Job Chief Operating Officer at American Campus Communities
Industry Real Estate
Experience
American Campus Communities May 2005 - Present
Wachovia Securities, LLC October 2002 - May 2005
American Campus Communities February 2000 - October 2002
JPI Texas Development November 1998 - February 2000
Insignia Financial Group August 1995 - November 1998
Skills
Real Estate Development, Asset Management, Project Management, Property Management, Real Estate, Leases, Real Estate Economics, Disposition, Investment Properties, Apartments, Due Diligence, Contract Negotiation, Real Estate Transactions, Commercial Real Estate, Lease Administration, Residential Homes
Education
Clemson University 1980 — 1984
BS, Administrative Management
Porter-Gaud High School 1976 — 1980
American Campus Communities May 2005 - Present
Wachovia Securities, LLC October 2002 - May 2005
American Campus Communities February 2000 - October 2002
JPI Texas Development November 1998 - February 2000
Insignia Financial Group August 1995 - November 1998
Skills
Real Estate Development, Asset Management, Project Management, Property Management, Real Estate, Leases, Real Estate Economics, Disposition, Investment Properties, Apartments, Due Diligence, Contract Negotiation, Real Estate Transactions, Commercial Real Estate, Lease Administration, Residential Homes
Education
Clemson University 1980 — 1984
BS, Administrative Management
Porter-Gaud High School 1976 — 1980
Anthony Moraco Anthony Moraco's Wachovia Securities, LLC Experience May 2008 - August 2008
Job Financial Consultant at Abas USA
Industry Information Technology and Services
Experience
Abas USA June 2013 - Present
SAIC November 2011 - June 2013
SAIC August 2010 - November 2011
Wachovia Securities, LLC May 2008 - August 2008
SRA International May 2008 - August 2008
Skills
Microsoft Excel, Process Improvement, Visio, Access, Microsoft Office, Business Process..., Risk Management, Project Management, PowerPoint, Business Analysis, Financial Analysis, Program Management, Data Analysis, Analysis, Hyperion Interactive..., Project Planning, Six Sigma, CRM, Management
Education
Clemson University 2006 — 2010
BS, Finance, Accounting
Abas USA June 2013 - Present
SAIC November 2011 - June 2013
SAIC August 2010 - November 2011
Wachovia Securities, LLC May 2008 - August 2008
SRA International May 2008 - August 2008
Skills
Microsoft Excel, Process Improvement, Visio, Access, Microsoft Office, Business Process..., Risk Management, Project Management, PowerPoint, Business Analysis, Financial Analysis, Program Management, Data Analysis, Analysis, Hyperion Interactive..., Project Planning, Six Sigma, CRM, Management
Education
Clemson University 2006 — 2010
BS, Finance, Accounting
Christine Cornejo Christine Cornejo's Wachovia Securities, LLC Experience 2001 - 2005
Job Director, Compliance & Regulatory at Thomson Reuters
Industry Information Technology and Services
Experience
Thomson Reuters January 2007 - Present
Washington Mutual 2004 - 2007
Wachovia Securities, LLC 2001 - 2005
Harris Bank 1996 - 2000
Paine Webber 1989 - 1990
Skills
Securities, Compliance, AML, Risk Management, Fixed Income, Financial Risk, Corporate Governance, Financial Services, Business Analysis, Mutual Funds, Capital Markets, Fraud, Equities, Hedge Funds, Financial Markets, Trading Systems, Series 24, Due Diligence, KYC, Operational Risk, Anti Money Laundering
Education
DePaul University 1982 — 1984
Bachelor of Arts (B.A.), Communication and Media Studies
Thomson Reuters January 2007 - Present
Washington Mutual 2004 - 2007
Wachovia Securities, LLC 2001 - 2005
Harris Bank 1996 - 2000
Paine Webber 1989 - 1990
Skills
Securities, Compliance, AML, Risk Management, Fixed Income, Financial Risk, Corporate Governance, Financial Services, Business Analysis, Mutual Funds, Capital Markets, Fraud, Equities, Hedge Funds, Financial Markets, Trading Systems, Series 24, Due Diligence, KYC, Operational Risk, Anti Money Laundering
Education
DePaul University 1982 — 1984
Bachelor of Arts (B.A.), Communication and Media Studies
John Staub John Staub's Wachovia Securities, LLC Experience July 2008 - March 2009
Job Senior Programmer/Analyst at SunEdison Semiconductor
Industry Information Technology and Services
Experience
SunEdison Semiconductor June 2015 - Present
Uberlegen Technology Group October 2010 - June 2015
Wells Fargo Advisors, LLC August 2009 - May 2010
Wells Fargo Advisors April 2009 - August 2009
Wachovia Securities, LLC July 2008 - March 2009
A.G. Edwards & Sons, Inc. August 1996 - June 2008
Computer Sciences Corporation January 1986 - August 1996
Skills
VB.NET, Visual Basic, VBA, Crystal Reports, COBOL, Oracle SQL, PL/SQL, Sybase, Toad, JCL, Autosys, Windows, Microsoft Office, Unix Shell Scripting, Lotus Notes, Tortoise SVN, ClearCase, Software Development, Testing, User Acceptance Testing, Debugging, Troubleshooting, Software Deployment, Production Support, Mentoring, Financial Systems, Manufacturing Systems, Government Contracting, Security Clearance, Oracle, SQL, Requirements Analysis, Analysis, Business Process
Education
Concordia University-Wisconsin 1994 — 1998
BA, Management & Communications
McKendree University 1990 — 1993
Computer Science
Southwestern Illinois College 1989 — 1993
Computer Science
SunEdison Semiconductor June 2015 - Present
Uberlegen Technology Group October 2010 - June 2015
Wells Fargo Advisors, LLC August 2009 - May 2010
Wells Fargo Advisors April 2009 - August 2009
Wachovia Securities, LLC July 2008 - March 2009
A.G. Edwards & Sons, Inc. August 1996 - June 2008
Computer Sciences Corporation January 1986 - August 1996
Skills
VB.NET, Visual Basic, VBA, Crystal Reports, COBOL, Oracle SQL, PL/SQL, Sybase, Toad, JCL, Autosys, Windows, Microsoft Office, Unix Shell Scripting, Lotus Notes, Tortoise SVN, ClearCase, Software Development, Testing, User Acceptance Testing, Debugging, Troubleshooting, Software Deployment, Production Support, Mentoring, Financial Systems, Manufacturing Systems, Government Contracting, Security Clearance, Oracle, SQL, Requirements Analysis, Analysis, Business Process
Education
Concordia University-Wisconsin 1994 — 1998
BA, Management & Communications
McKendree University 1990 — 1993
Computer Science
Southwestern Illinois College 1989 — 1993
Computer Science
June Munshi (Yu) June Munshi (Yu)'s Wachovia Securities, LLC Experience June 2001 - September 2006
Job Managing Partner at The CenterCap Group, LLC
Industry Investment Management
Experience
The CenterCap Group, LLC August 2009 - Present
CBRE Investors July 2007 - May 2009
Lehman Brothers September 2006 - July 2007
Wachovia Securities, LLC June 2001 - September 2006
Prudential Securities September 1998 - December 2000
Bangkok Bank PCL 1996 - 1996
National Westminster Bank 1994 - 1996
Skills
Investment Properties, Investments, Asset Managment, Real Estate Economics, Asset Management, Mergers & Acquisitions, Private Equity, Valuation, Structured Finance, Due Diligence, Portfolio Management, Management, Real Estate Development, Alternative Investments, Disposition, Financial Structuring, Investment Banking
Education
Columbia University - Columbia Business School 1997 — 1998
MBA, Finance
University of Pennsylvania 1990 — 1994
BA, Economics and International Relations
Ruamrudee International School 1981 — 1990
The CenterCap Group, LLC August 2009 - Present
CBRE Investors July 2007 - May 2009
Lehman Brothers September 2006 - July 2007
Wachovia Securities, LLC June 2001 - September 2006
Prudential Securities September 1998 - December 2000
Bangkok Bank PCL 1996 - 1996
National Westminster Bank 1994 - 1996
Skills
Investment Properties, Investments, Asset Managment, Real Estate Economics, Asset Management, Mergers & Acquisitions, Private Equity, Valuation, Structured Finance, Due Diligence, Portfolio Management, Management, Real Estate Development, Alternative Investments, Disposition, Financial Structuring, Investment Banking
Education
Columbia University - Columbia Business School 1997 — 1998
MBA, Finance
University of Pennsylvania 1990 — 1994
BA, Economics and International Relations
Ruamrudee International School 1981 — 1990
Jesse L. Rumble's Wachovia Securities, LLC Experience April 2004 - September 2004
Job Territory Manager Endoscopy
Industry Medical Devices
Experience
Boston Scientific March 2014 - Present
Cintas Document Management May 2012 - March 2014
Cintas Document Management July 2009 - May 2012
Hitachi Consulting September 2007 - July 2009
PNC Wealth Management April 2006 - September 2006
Prudential Fox and Roach Realtors April 2005 - September 2005
Wachovia Securities, LLC April 2004 - September 2004
Skills
CRM, Management, Sales, Marketing, Training, Sales Process, Selling, Sales Management, Enterprise Software, SharePoint, Finance, Proposal Writing, New Business Development
Education
Drexel University - LeBow College of Business 2002 — 2007
Bachelor of Science, Business Administration, Finance & Marketing
Boston Scientific March 2014 - Present
Cintas Document Management May 2012 - March 2014
Cintas Document Management July 2009 - May 2012
Hitachi Consulting September 2007 - July 2009
PNC Wealth Management April 2006 - September 2006
Prudential Fox and Roach Realtors April 2005 - September 2005
Wachovia Securities, LLC April 2004 - September 2004
Skills
CRM, Management, Sales, Marketing, Training, Sales Process, Selling, Sales Management, Enterprise Software, SharePoint, Finance, Proposal Writing, New Business Development
Education
Drexel University - LeBow College of Business 2002 — 2007
Bachelor of Science, Business Administration, Finance & Marketing
Eileen Eigenauer Eileen Eigenauer's Wachovia Securities, LLC Experience June 2002 - June 2006
Job Financial Analyst at Inmar
Industry Financial Services
Experience
Inmar July 2012 - Present
Wells Fargo Bank June 2006 - August 2011
Wachovia, A Wells Fargo Company June 2006 - April 2010
Wachovia Securities, LLC June 2002 - June 2006
Skills
Banking, Finance, Financial Analysis, Financial Planning, Forecasting, Management, Strategic Financial..., Strategy, Wealth Management
Education
Florida Atlantic University 1998 — 2001
Bachelors of Science, Finance
Inmar July 2012 - Present
Wells Fargo Bank June 2006 - August 2011
Wachovia, A Wells Fargo Company June 2006 - April 2010
Wachovia Securities, LLC June 2002 - June 2006
Skills
Banking, Finance, Financial Analysis, Financial Planning, Forecasting, Management, Strategic Financial..., Strategy, Wealth Management
Education
Florida Atlantic University 1998 — 2001
Bachelors of Science, Finance
Sean Xu Sean Xu's Wachovia Securities, LLC Experience May 2005 - May 2006
Job Executive Director at MGM Resorts International
Industry Hospitality
Experience
MGM Resorts International April 2015 - Present
MGM Resorts International September 2014 - Present
Oracle Corporation November 2010 - September 2014
Newedge Group (formerly Calyon Financial) May 2006 - December 2010
Wachovia Securities, LLC May 2005 - May 2006
Skills
Integration, Data Warehousing, Business Intelligence, Enterprise Architecture, Content Management, Cloud Computing, Business Alignment, Data Modeling, Data Integration, Program Management, Oracle, SDLC, SOA, ETL, SQL, Architecture, Governance, Databases, Enterprise Software, Business Process, Master Data Management, Data Architecture, Solution Architecture, EAI, Performance Tuning, IT Strategy, Cross-functional Team..., ERP, Business Analysis, Application Architecture, Big Data, Systems Analysis, Analytics, PL/SQL, Business Process Design, Database Design, Software Project..., Agile Project Management, Software Development, IT Management, Strategy, Requirements Gathering
Education
DePaul University 2001 — 2004
MS, Information System
DePaul University 2009 — 2009
MBA Primer
DePaul University 2007 — 2007
Project Managment
Northeastern Illinois University
BS, Computer Science
Zhejiang University
MGM Resorts International April 2015 - Present
MGM Resorts International September 2014 - Present
Oracle Corporation November 2010 - September 2014
Newedge Group (formerly Calyon Financial) May 2006 - December 2010
Wachovia Securities, LLC May 2005 - May 2006
Skills
Integration, Data Warehousing, Business Intelligence, Enterprise Architecture, Content Management, Cloud Computing, Business Alignment, Data Modeling, Data Integration, Program Management, Oracle, SDLC, SOA, ETL, SQL, Architecture, Governance, Databases, Enterprise Software, Business Process, Master Data Management, Data Architecture, Solution Architecture, EAI, Performance Tuning, IT Strategy, Cross-functional Team..., ERP, Business Analysis, Application Architecture, Big Data, Systems Analysis, Analytics, PL/SQL, Business Process Design, Database Design, Software Project..., Agile Project Management, Software Development, IT Management, Strategy, Requirements Gathering
Education
DePaul University 2001 — 2004
MS, Information System
DePaul University 2009 — 2009
MBA Primer
DePaul University 2007 — 2007
Project Managment
Northeastern Illinois University
BS, Computer Science
Zhejiang University
Tom Loughrey, CFA Tom Loughrey, CFA's Wachovia Securities, LLC Experience June 2003 - September 2003
Job Senior Trader, Raven Rock Capital
Industry Investment Management
Experience
Raven Rock Capital January 2009 - Present
Argent Funds Group April 2004 - February 2008
Wachovia Securities, LLC June 2003 - September 2003
Credit Suisse First Boston 1999 - 2002
Salomon Smith Barney July 1998 - July 1999
Skills
Alternative Investments, Analysis, Asset Management, Bloomberg, Capital Markets, Equities, Financial Modeling, Fixed Income, Hedge Funds, High Yield, Investments, Valuation, Private Equity
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2002 — 2004
MBA, Investment Management
Dartmouth College 1994 — 1998
BA, Economics
Raven Rock Capital January 2009 - Present
Argent Funds Group April 2004 - February 2008
Wachovia Securities, LLC June 2003 - September 2003
Credit Suisse First Boston 1999 - 2002
Salomon Smith Barney July 1998 - July 1999
Skills
Alternative Investments, Analysis, Asset Management, Bloomberg, Capital Markets, Equities, Financial Modeling, Fixed Income, Hedge Funds, High Yield, Investments, Valuation, Private Equity
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2002 — 2004
MBA, Investment Management
Dartmouth College 1994 — 1998
BA, Economics
Scott A. Orr's Wachovia Securities, LLC Experience January 2007 - December 2008
Job Senior Vice President, Branch Manager at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors November 2014 - Present
WELLS FARGO ADVISORS, LLC (FORMERLY WACHOVIA SECURITIES, LLC) December 2008 - October 2014
Wachovia Securities, LLC January 2007 - December 2008
Morgan Stanley Dean Witter April 1987 - September 2005
Dean Witter June 1979 - August 1982
Education
Florida Atlantic University 1977 — 1982
BS ED & M ED, Education
Wells Fargo Advisors November 2014 - Present
WELLS FARGO ADVISORS, LLC (FORMERLY WACHOVIA SECURITIES, LLC) December 2008 - October 2014
Wachovia Securities, LLC January 2007 - December 2008
Morgan Stanley Dean Witter April 1987 - September 2005
Dean Witter June 1979 - August 1982
Education
Florida Atlantic University 1977 — 1982
BS ED & M ED, Education
Amanda Upton Amanda Upton's Wachovia Securities, LLC Experience June 2006 - July 2008
Job Investment Manager, The Hillman Company
Industry Financial Services
Experience
The Hillman Company July 2013 - Present
Alcoa June 2012 - August 2012
Morgan Creek Capital Management 2008 - September 2011
Wachovia Securities, LLC June 2006 - July 2008
Skills
Financial Modeling, Business Valuation, Financial Analysis, Private Equity, Valuation, Corporate Finance, Due Diligence, Investments, Investment Banking, Portfolio Management, Alternative Investments, Asset Managment, Hedge Funds, Mergers & Acquisitions, Venture Capital
Education
Harvard Business School 2011 — 2013
Master of Business Administration (MBA), Business Administration
University of North Carolina at Chapel Hill 2002 — 2006
BSBA, Business Administration
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2002 — 2006
BSBA, Finance
ESSEC - ESSEC Business School 2005 — 2005
BS, Business and Finance, EPSCI program
The Hillman Company July 2013 - Present
Alcoa June 2012 - August 2012
Morgan Creek Capital Management 2008 - September 2011
Wachovia Securities, LLC June 2006 - July 2008
Skills
Financial Modeling, Business Valuation, Financial Analysis, Private Equity, Valuation, Corporate Finance, Due Diligence, Investments, Investment Banking, Portfolio Management, Alternative Investments, Asset Managment, Hedge Funds, Mergers & Acquisitions, Venture Capital
Education
Harvard Business School 2011 — 2013
Master of Business Administration (MBA), Business Administration
University of North Carolina at Chapel Hill 2002 — 2006
BSBA, Business Administration
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2002 — 2006
BSBA, Finance
ESSEC - ESSEC Business School 2005 — 2005
BS, Business and Finance, EPSCI program
Stephanie Weil Stephanie Weil's Wachovia Securities, LLC Experience April 2004 - September 2007
Job CPA, MBA
Industry Financial Services
Experience
Carter, P.C. June 2011 - Present
Stephanie A. Weil, CPA, PLLC July 2007 - June 2011
Festiva Resorts 2007 - 2009
Wachovia Securities LLC April 2004 - September 2007
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1990 — 1992
MBA, Finance
Carter, P.C. June 2011 - Present
Stephanie A. Weil, CPA, PLLC July 2007 - June 2011
Festiva Resorts 2007 - 2009
Wachovia Securities LLC April 2004 - September 2007
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1990 — 1992
MBA, Finance
Sean Lehmann Sean Lehmann's Wachovia Securities, LLC Experience December 2001 - December 2007
Job The Sullivan Group, Managing Director
Industry Financial Services
Experience
The Sullivan Group - Investment & Retirement Planning September 2009 - Present
Entrepreneurs' Organization 2015 - 2015
California Capital Airshow June 2007 - September 2012
Placer County Sheriff's Council January 2004 - August 2012
Wachovia Securities, LLC December 2001 - December 2007
United States Navy September 1987 - January 2002
Skills
Investments, Retirement Planning, Strategic Financial..., Investment Management, Management, Retirement, Investment Advisory, Executive Management, Series 7, Strategic Planning, Financial Services, Portfolio Management, Training, Finance, Leadership, Program Management, Team Building, Customer Service
Education
Florida Atlantic University 1984 — 1987
BA, Political Science/Int'l Relations
Florida State University 1983 — 1984
The Sullivan Group - Investment & Retirement Planning September 2009 - Present
Entrepreneurs' Organization 2015 - 2015
California Capital Airshow June 2007 - September 2012
Placer County Sheriff's Council January 2004 - August 2012
Wachovia Securities, LLC December 2001 - December 2007
United States Navy September 1987 - January 2002
Skills
Investments, Retirement Planning, Strategic Financial..., Investment Management, Management, Retirement, Investment Advisory, Executive Management, Series 7, Strategic Planning, Financial Services, Portfolio Management, Training, Finance, Leadership, Program Management, Team Building, Customer Service
Education
Florida Atlantic University 1984 — 1987
BA, Political Science/Int'l Relations
Florida State University 1983 — 1984
Roy Rumpf Roy Rumpf's Wachovia Securities, LLC Experience June 2005 - August 2005
Job Finance, Strategy and Real Estate
Industry Retail
Experience
The Home Depot September 2013 - Present
The Home Depot March 2012 - August 2013
First Fidelity Companies June 2006 - February 2012
Wachovia Securities, LLC June 2005 - August 2005
Manhattan Associates December 2002 - June 2004
Manhattan Associates January 1999 - December 2002
Coca-Cola 1995 - 1996
Skills
Underwriting, Corporate Finance, Analysis, Business Development, Finance
Education
Emory University - Goizueta Business School
MBA, Finance & Leadership
Georgia Institute of Technology
BS Industrial & Systems Engineering, Engineering & Psychology
Shiloh Hills Christain
The Home Depot September 2013 - Present
The Home Depot March 2012 - August 2013
First Fidelity Companies June 2006 - February 2012
Wachovia Securities, LLC June 2005 - August 2005
Manhattan Associates December 2002 - June 2004
Manhattan Associates January 1999 - December 2002
Coca-Cola 1995 - 1996
Skills
Underwriting, Corporate Finance, Analysis, Business Development, Finance
Education
Emory University - Goizueta Business School
MBA, Finance & Leadership
Georgia Institute of Technology
BS Industrial & Systems Engineering, Engineering & Psychology
Shiloh Hills Christain
Paul Maher, CRPC® Paul Maher, CRPC®'s Wachovia Securities, LLC Experience January 2008 - January 2009
Job Financial Advisor/Owner at Santa Fe Wealth Advisors
Industry Financial Services
Experience
Santa Fe Wealth Advisors May 2011 - Present
Wells Fargo Advisors, LLC January 2009 - April 2011
Wachovia Securities, LLC January 2008 - January 2009
A.G. Edwards & Sons, Inc. November 2006 - January 2008
Profits Fund Fashion Mfg Ltd. November 2002 - August 2006
My Company & Associates March 1978 - November 2002
Skills
Investments, Retirement Planning, Risk Management, Leadership, Portfolio Management, Mutual Funds, Financial Advisory, Management, Strategic Planning, Estate Planning, Financial Services, Series 7, Strategic Financial..., Entrepreneurship, Investment Advisory, Wealth Management, Securities, Sales, Analysis, Sales Management, Business Planning, Insurance, Gifts, Financial Analysis, Financial Planners, Executive Management, Caring, Term Life Insurance, Asset Management, Business, Life Insurance, A caring spirit, A mind geared to..., The gift of..., Financial Planning, Problem Solving
Education
College for Financial Planning 2006 — 2007
CRPC®, Chartered Retirement Planning Counselor℠
University of Missouri-Kansas City 1971 — 1974
Economics & Psychology
University of Maryland-Munich 1965 — 1967
Poltical Science/Liberal Arts
Jesuit High School/Jesuit College Prep 1961 — 1965
Preparation for success with college studies
Santa Fe Wealth Advisors May 2011 - Present
Wells Fargo Advisors, LLC January 2009 - April 2011
Wachovia Securities, LLC January 2008 - January 2009
A.G. Edwards & Sons, Inc. November 2006 - January 2008
Profits Fund Fashion Mfg Ltd. November 2002 - August 2006
My Company & Associates March 1978 - November 2002
Skills
Investments, Retirement Planning, Risk Management, Leadership, Portfolio Management, Mutual Funds, Financial Advisory, Management, Strategic Planning, Estate Planning, Financial Services, Series 7, Strategic Financial..., Entrepreneurship, Investment Advisory, Wealth Management, Securities, Sales, Analysis, Sales Management, Business Planning, Insurance, Gifts, Financial Analysis, Financial Planners, Executive Management, Caring, Term Life Insurance, Asset Management, Business, Life Insurance, A caring spirit, A mind geared to..., The gift of..., Financial Planning, Problem Solving
Education
College for Financial Planning 2006 — 2007
CRPC®, Chartered Retirement Planning Counselor℠
University of Missouri-Kansas City 1971 — 1974
Economics & Psychology
University of Maryland-Munich 1965 — 1967
Poltical Science/Liberal Arts
Jesuit High School/Jesuit College Prep 1961 — 1965
Preparation for success with college studies
Jeffery Williams Jeffery Williams's Wachovia Securities, LLC Experience September 2006 - September 2008
Job Associate Director at EY/ Insurance Account Analyst
Industry Financial Services
Experience
EY January 2014 - Present
PricewaterhouseCoopers July 2010 - December 2013
PricewaterhouseCoopers February 2009 - July 2010
Wachovia Securities, LLC September 2006 - September 2008
BB&T Capital Markets June 2005 - August 2006
Wachovia Corporation formerly First Union January 1999 - June 2003
Skills
Financial Modeling, Valuation, Equities, Investments, Leveraged Finance, Strategy, Portfolio Management, Analysis, Equity Research, Mergers & Acquisitions, Financial Analysis, Business Strategy, Finance, Analytics, Corporate Finance, Management Consulting, Management
Education
University of Virginia - Darden Graduate School of Business Administration 2003 — 2005
MBA, Concentration in Corporate Finance and Asset Valuation
Florida Agricultural and Mechanical University 1993 — 1998
BS, Agribusiness/Agricultural Business Operations
EY January 2014 - Present
PricewaterhouseCoopers July 2010 - December 2013
PricewaterhouseCoopers February 2009 - July 2010
Wachovia Securities, LLC September 2006 - September 2008
BB&T Capital Markets June 2005 - August 2006
Wachovia Corporation formerly First Union January 1999 - June 2003
Skills
Financial Modeling, Valuation, Equities, Investments, Leveraged Finance, Strategy, Portfolio Management, Analysis, Equity Research, Mergers & Acquisitions, Financial Analysis, Business Strategy, Finance, Analytics, Corporate Finance, Management Consulting, Management
Education
University of Virginia - Darden Graduate School of Business Administration 2003 — 2005
MBA, Concentration in Corporate Finance and Asset Valuation
Florida Agricultural and Mechanical University 1993 — 1998
BS, Agribusiness/Agricultural Business Operations
Gary Garcia Gary Garcia's Wachovia Securities, LLC Experience September 2001 - May 2006
Job Finance Executive
Industry Oil & Energy
Experience
NRG Energy December 2012 - July 2015
GenOn December 2010 - December 2012
Mirant Corp May 2006 - December 2010
Wachovia Securities, LLC September 2001 - May 2006
Edison Mission Energy August 1989 - September 2001
Skills
Investments, Capital Markets, Insurance, Debt, Treasury Management, Risk Management, Strategic Financial..., Credit, Cash Management, Financial Analysis, Mergers & Acquisitions, Treasury, Forecasting, Asset Management, Project Finance, Finance, Financial Modeling, Due Diligence, Corporate Finance, Analysis, Management, Bonds, Energy, Bond Pricing, Credit Derivatives, Financial Planning, Investor Relations, Leadership, Managerial Finance, Mezzanine, Operational Excellence, Securities, Strategic Communications, Structured Commodity..., Syndications, Trading, Yield Management, Value Stream Mapping, Income Protection
Education
Emory University - Goizueta Business School 2008 — 2010
MBA
University of California, Los Angeles 1984 — 1989
BS, Mathematics/Economics
NRG Energy December 2012 - July 2015
GenOn December 2010 - December 2012
Mirant Corp May 2006 - December 2010
Wachovia Securities, LLC September 2001 - May 2006
Edison Mission Energy August 1989 - September 2001
Skills
Investments, Capital Markets, Insurance, Debt, Treasury Management, Risk Management, Strategic Financial..., Credit, Cash Management, Financial Analysis, Mergers & Acquisitions, Treasury, Forecasting, Asset Management, Project Finance, Finance, Financial Modeling, Due Diligence, Corporate Finance, Analysis, Management, Bonds, Energy, Bond Pricing, Credit Derivatives, Financial Planning, Investor Relations, Leadership, Managerial Finance, Mezzanine, Operational Excellence, Securities, Strategic Communications, Structured Commodity..., Syndications, Trading, Yield Management, Value Stream Mapping, Income Protection
Education
Emory University - Goizueta Business School 2008 — 2010
MBA
University of California, Los Angeles 1984 — 1989
BS, Mathematics/Economics
Laura Dickinson's Wachovia Securities, LLC Experience April 2005 - November 2006
Job Branch Operations Manager at AXA Advisors
Industry Financial Services
Experience
AXA Advisors April 2014 - Present
C&F Investment Services June 2013 - March 2014
TIAA-CREF August 2011 - May 2013
First Clearing LLC November 2006 - September 2011
Wachovia Securities, LLC April 2005 - November 2006
Anderson and Strudwick June 2004 - March 2005
Gardener's Groove June 2002 - December 2004
Lehman Brothers March 2000 - August 2001
Skills
Series 7, Securities, Mutual Funds, Financial Services, Corporate Finance, Fixed Income, Series 63, Back Office, Investments, FINRA, Financial Advisory, Wealth Management, Equities, Risk Management, Portfolio Management, Relationship Management, Asset Management
Education
Institute of Integrative Nutrition 2010 — 2011
NA, Holistic Health Counselor
D'Amore-McKim School of Business at Northeastern University 2009 — 2009
N/A, Courses in Finance
J. Saregant Reynolds 2001 — 2002
N/A, Horticulture
Costa Rica Spanish Institute 2000 — 2000
NA, Spanish language courses
George Mason University 1990 — 1993
BA, Political Science
AXA Advisors April 2014 - Present
C&F Investment Services June 2013 - March 2014
TIAA-CREF August 2011 - May 2013
First Clearing LLC November 2006 - September 2011
Wachovia Securities, LLC April 2005 - November 2006
Anderson and Strudwick June 2004 - March 2005
Gardener's Groove June 2002 - December 2004
Lehman Brothers March 2000 - August 2001
Skills
Series 7, Securities, Mutual Funds, Financial Services, Corporate Finance, Fixed Income, Series 63, Back Office, Investments, FINRA, Financial Advisory, Wealth Management, Equities, Risk Management, Portfolio Management, Relationship Management, Asset Management
Education
Institute of Integrative Nutrition 2010 — 2011
NA, Holistic Health Counselor
D'Amore-McKim School of Business at Northeastern University 2009 — 2009
N/A, Courses in Finance
J. Saregant Reynolds 2001 — 2002
N/A, Horticulture
Costa Rica Spanish Institute 2000 — 2000
NA, Spanish language courses
George Mason University 1990 — 1993
BA, Political Science
Mohan Iyer's Wachovia Securities, LLC Experience February 2004 - May 2008
Job Senior Managing Director and CIO at Mesirow Financial
Industry Financial Services
Experience
Mesirow Financial April 2013 - Present
Cap Gemini Sogeti September 2011 - April 2013
Capital Group May 2008 - September 2011
Wachovia Securities, LLC February 2004 - May 2008
Accenture / Avanade, Cap Gemini, IBM Global Services, British Telecom 1990 - 2004
Skills
IT Governance, IT Strategy, Outsourcing, Offshoring, IT Management, Data Warehousing, Program Management, SOX, Banking, Mutual Funds, Retail Brokerage, Global Delivery, Portfolio Management, Asset Management, PMP, Vendor Management, Enterprise Architecture, SDLC, Business Process, Integration, PMO, Business Intelligence, Compliance, Process Improvement, ITIL, Business Process..., Business Analysis, Governance
Education
DePaul University
M.S., Computer Science
Mesirow Financial April 2013 - Present
Cap Gemini Sogeti September 2011 - April 2013
Capital Group May 2008 - September 2011
Wachovia Securities, LLC February 2004 - May 2008
Accenture / Avanade, Cap Gemini, IBM Global Services, British Telecom 1990 - 2004
Skills
IT Governance, IT Strategy, Outsourcing, Offshoring, IT Management, Data Warehousing, Program Management, SOX, Banking, Mutual Funds, Retail Brokerage, Global Delivery, Portfolio Management, Asset Management, PMP, Vendor Management, Enterprise Architecture, SDLC, Business Process, Integration, PMO, Business Intelligence, Compliance, Process Improvement, ITIL, Business Process..., Business Analysis, Governance
Education
DePaul University
M.S., Computer Science
Felicia Craighead Boyd Felicia Craighead Boyd's Wachovia Securities, LLC Experience June 2002 - November 2004
Job Seasoned Executive Assistant
Industry Nonprofit Organization Management
Experience
Oak Cliff Bible Fellowship February 2010 - Present
City of Richmond August 2007 - October 2009
City of Richmond January 2005 - August 2007
Wachovia Securities, LLC June 2002 - November 2004
Sprint PCS August 2000 - March 2002
YMCA of Greater Richmond January 1999 - January 2001
National Council of La Raza May 1993 - November 1998
Skills
Non-profits, Event Planning, Public Speaking, Community Outreach, Customer Service, Outlook, Fundraising, Research, Government, Microsoft Office, PowerPoint, Microsoft Word, Nonprofits, Volunteer Management, Project Management
Education
Dallas Baptist University 2010 — 2012
Sociology
James Madison University 1987 — 1991
John Marshall High School
Oak Cliff Bible Fellowship February 2010 - Present
City of Richmond August 2007 - October 2009
City of Richmond January 2005 - August 2007
Wachovia Securities, LLC June 2002 - November 2004
Sprint PCS August 2000 - March 2002
YMCA of Greater Richmond January 1999 - January 2001
National Council of La Raza May 1993 - November 1998
Skills
Non-profits, Event Planning, Public Speaking, Community Outreach, Customer Service, Outlook, Fundraising, Research, Government, Microsoft Office, PowerPoint, Microsoft Word, Nonprofits, Volunteer Management, Project Management
Education
Dallas Baptist University 2010 — 2012
Sociology
James Madison University 1987 — 1991
John Marshall High School
Emmet Martin, CIMA, CFP Emmet Martin, CIMA, CFP's Wachovia Securities, LLC Experience July 2000 - July 2007
Job Financial Planning Practicioner
Industry Financial Services
Experience
Trustmont Goup, Inc September 2008 - Present
SunTrust Investment Services July 2007 - September 2008
Wachovia Securities, LLC July 2000 - July 2007
Skills
Portfolio Construction, Asset Management, ERISA Advisory Services, Estate Planning, ERISA
Education
Clemson University 1983 — 1987
Bachelor of Science, Mathematical Sciences
Trustmont Goup, Inc September 2008 - Present
SunTrust Investment Services July 2007 - September 2008
Wachovia Securities, LLC July 2000 - July 2007
Skills
Portfolio Construction, Asset Management, ERISA Advisory Services, Estate Planning, ERISA
Education
Clemson University 1983 — 1987
Bachelor of Science, Mathematical Sciences
Jeremy Woodard Jeremy Woodard's Wachovia Securities, LLC Experience 2007 - 2008
Job Associate at Goldman Sachs
Industry Investment Banking
Experience
Goldman Sachs July 2012 - Present
Zeller Realty Group September 2010 - June 2012
J.P. Morgan June 2011 - August 2011
Zeller Realty Group September 2008 - August 2010
Wachovia Securities, LLC 2007 - 2008
Skills
Financial Modeling, Valuation, Financial Analysis, Capital Markets, Corporate Finance, Due Diligence, Mergers & Acquisitions, Investment Banking, Private Equity, Investments
Education
The University of Chicago Booth School of Business 2010 — 2012
MBA, Finance, Strategy, Entrepreneurship
Florida Agricultural and Mechanical University 2001 — 2007
BA / MBA, Finance
Goldman Sachs July 2012 - Present
Zeller Realty Group September 2010 - June 2012
J.P. Morgan June 2011 - August 2011
Zeller Realty Group September 2008 - August 2010
Wachovia Securities, LLC 2007 - 2008
Skills
Financial Modeling, Valuation, Financial Analysis, Capital Markets, Corporate Finance, Due Diligence, Mergers & Acquisitions, Investment Banking, Private Equity, Investments
Education
The University of Chicago Booth School of Business 2010 — 2012
MBA, Finance, Strategy, Entrepreneurship
Florida Agricultural and Mechanical University 2001 — 2007
BA / MBA, Finance
Bernie Di Giulio Bernie Di Giulio's Wachovia Securities, LLC Experience December 1979 - 2008
Job Agency Lending Citi
Industry Financial Services
Experience
Citi August 2012 - Present
Wells Fargo Advisors May 2009 - October 2011
Wachovia Securities March 2004 - October 2011
Prudential Securities February 2004 - October 2011
Wells Fargo January 1979 - October 2011
WACHOVIA SECURITIES December 1979 - 2008
Wachovia Securities, LLC December 1979 - 2008
WACHOVIA SECURITIES January 1979 - 2008
Wells Fargo 1979 - 2004
Wachovia Securities, LLC 1979 - 2004
Skills
Back Office, Securities Lending, Prime Brokerage, Settlements, Cash Management, Equities, Trading, Settlement, Mutual Funds, Capital Markets, Hedge Funds, Fixed Income, Finance, Corporate Actions, Securities, Middle Office, Bloomberg
Education
City University of New York 1975 — 1979
Finance
York College 1975 — 1978
York College
Citi August 2012 - Present
Wells Fargo Advisors May 2009 - October 2011
Wachovia Securities March 2004 - October 2011
Prudential Securities February 2004 - October 2011
Wells Fargo January 1979 - October 2011
WACHOVIA SECURITIES December 1979 - 2008
Wachovia Securities, LLC December 1979 - 2008
WACHOVIA SECURITIES January 1979 - 2008
Wells Fargo 1979 - 2004
Wachovia Securities, LLC 1979 - 2004
Skills
Back Office, Securities Lending, Prime Brokerage, Settlements, Cash Management, Equities, Trading, Settlement, Mutual Funds, Capital Markets, Hedge Funds, Fixed Income, Finance, Corporate Actions, Securities, Middle Office, Bloomberg
Education
City University of New York 1975 — 1979
Finance
York College 1975 — 1978
York College
Maureen Kozak, CFP® Maureen Kozak, CFP®'s Wachovia Securities, LLC Experience September 2004 - March 2008
Job Managing Director at McCloskey Financial Group
Industry Financial Services
Experience
McCloskey Financial Group March 2008 - Present
Wachovia Securities, LLC September 2004 - March 2008
Prudential Financial September 1999 - September 2004
Education
College of the Holy Cross 1982 — 1986
ba, Accounting / Economics
Merion Mercy Academy 1978 — 1982
McCloskey Financial Group March 2008 - Present
Wachovia Securities, LLC September 2004 - March 2008
Prudential Financial September 1999 - September 2004
Education
College of the Holy Cross 1982 — 1986
ba, Accounting / Economics
Merion Mercy Academy 1978 — 1982
Tim Dowling Tim Dowling's Wachovia Securities, LLC Experience December 1995 - July 2004
Job Lead PM Global High Yield, Director of Credit Investing at ING Investment Management
Industry Financial Services
Experience
ING Investment Management March 2013 - Present
ING Investment Management January 2012 - Present
Rogge Global Partners July 2008 - November 2010
ING Investment Management (NY) 2005 - 2008
Wachovia Securities, LLC December 1995 - July 2004
Libra Investments June 1991 - December 1995
Jefferies & Company January 1990 - June 1991
Bear Stearns September 1983 - December 1989
Skills
Credit Analysis, Portfolio Management, Launch Of New Products, Series 24
Education
Colgate University 1979 — 1983
BA, History
ING Investment Management March 2013 - Present
ING Investment Management January 2012 - Present
Rogge Global Partners July 2008 - November 2010
ING Investment Management (NY) 2005 - 2008
Wachovia Securities, LLC December 1995 - July 2004
Libra Investments June 1991 - December 1995
Jefferies & Company January 1990 - June 1991
Bear Stearns September 1983 - December 1989
Skills
Credit Analysis, Portfolio Management, Launch Of New Products, Series 24
Education
Colgate University 1979 — 1983
BA, History
Cheryle Marchiano Cheryle Marchiano's Wachovia Securities, LLC Experience October 1992 - May 1994
Job Investment Adviser Representative (Retired)
Industry Financial Services
Experience
Nationwide Financial October 2002 - Present
Susquehanna International Group March 2001 - November 2001
PMG Capital January 1998 - January 2000
Pennsylvania Merchant Group March 1998 - December 1998
Capital Growth Management May 1994 - March 1998
Wachovia Securities, LLC October 1992 - May 1994
Skills
Series 63, Series 7, Mutual Funds, Investments, Retirement Planning, Insurance, Uniform Combined State..., Securities, Asset Allocation, Life Insurance, Equities, FINRA, Wealth Management, Strategic Financial..., Fixed Income, Series 65, Series 24, Financial Advisory, Investment Advisory, Fixed Annuities, Retirement, Asset Managment, Bloomberg, 401k, IRAs, Long-term Care, Disability Insurance, Portfolio Management, Wealth, Trading, Employee Benefits, Wealth Management..., Investment Management, Variable Annuities, Whole Life, Compliance, Defined Benefit, Stocks, Personal Finance, Problem Solving, Equity Trading, Marketing, Investment Strategies, Life, Retirement Plan..., Pensions, Wealth Accumulation, Asset Management, Licensed Life, 457 Plans
Education
Widener University 1989 — 1992
Bachelor of Science, Business Administration
Delaware County Community College 1974 — 1976
AA, Liberal Arts
Nationwide Financial October 2002 - Present
Susquehanna International Group March 2001 - November 2001
PMG Capital January 1998 - January 2000
Pennsylvania Merchant Group March 1998 - December 1998
Capital Growth Management May 1994 - March 1998
Wachovia Securities, LLC October 1992 - May 1994
Skills
Series 63, Series 7, Mutual Funds, Investments, Retirement Planning, Insurance, Uniform Combined State..., Securities, Asset Allocation, Life Insurance, Equities, FINRA, Wealth Management, Strategic Financial..., Fixed Income, Series 65, Series 24, Financial Advisory, Investment Advisory, Fixed Annuities, Retirement, Asset Managment, Bloomberg, 401k, IRAs, Long-term Care, Disability Insurance, Portfolio Management, Wealth, Trading, Employee Benefits, Wealth Management..., Investment Management, Variable Annuities, Whole Life, Compliance, Defined Benefit, Stocks, Personal Finance, Problem Solving, Equity Trading, Marketing, Investment Strategies, Life, Retirement Plan..., Pensions, Wealth Accumulation, Asset Management, Licensed Life, 457 Plans
Education
Widener University 1989 — 1992
Bachelor of Science, Business Administration
Delaware County Community College 1974 — 1976
AA, Liberal Arts
Carol Aiello Carol Aiello's Wachovia Securities, LLC Experience October 2007 - May 2009
Job
Industry Financial Services
Experience
Freedom Capital Management May 2009 - Present
Wachovia Securities, LLC October 2007 - May 2009
Sales at SquareOne, Holmdel, NJ July 2007 - September 2007
Traxi Technologies February 2003 - December 2006
Skyoptix November 2001 - November 2002
Iris Labs August 2000 - October 2001
Telcordia Technologies (Bellcore) September 1991 - August 2000
Bellcore June 1984 - September 1991
Skills
Management, Cross-functional Team..., Project Management, Strategy, Integration, Business Planning, Security, Start-ups, VoIP, New Business Development, Business Development, Software Engineering, Management Consulting, Budgets, Negotiation, Testing, Sales Operations, Finance, Training, Recruiting
Education
Series 7, 63 and 24 2009 — 2013
Series 7, 63 and 24
Stevens Institute of Technology 1985 — 1989
MS
Fairfield University 1980 — 1984
BS
University of Pennsylvania - The Wharton School
Duke University - The Fuqua School of Business
Freedom Capital Management May 2009 - Present
Wachovia Securities, LLC October 2007 - May 2009
Sales at SquareOne, Holmdel, NJ July 2007 - September 2007
Traxi Technologies February 2003 - December 2006
Skyoptix November 2001 - November 2002
Iris Labs August 2000 - October 2001
Telcordia Technologies (Bellcore) September 1991 - August 2000
Bellcore June 1984 - September 1991
Skills
Management, Cross-functional Team..., Project Management, Strategy, Integration, Business Planning, Security, Start-ups, VoIP, New Business Development, Business Development, Software Engineering, Management Consulting, Budgets, Negotiation, Testing, Sales Operations, Finance, Training, Recruiting
Education
Series 7, 63 and 24 2009 — 2013
Series 7, 63 and 24
Stevens Institute of Technology 1985 — 1989
MS
Fairfield University 1980 — 1984
BS
University of Pennsylvania - The Wharton School
Duke University - The Fuqua School of Business
Lee McGowan's Wachovia Securities, LLC Experience 2000 - 2004
Job Managing Director at Monument Group Wealth Advisors
Industry Investment Management
Experience
Monument Group Wealth Advisors, LLC July 2010 - Present
TFC Financial Management 2004 - July 2010
About.com / The New York Times Co. April 2009 - June 2010
Wachovia Securities, LLC 2000 - 2004
PaineWebber 1998 - 2000
Skills
Asset Management, Asset Allocation, Estate Planning, Finance, Financial Planning, Investment Advisory, Investments, Management, Mutual Funds, Portfolio Management, Retirement, Strategic Financial..., Wealth Management
Education
College for Financial Planning 2000 — 2002
Hanover College 1989 — 1993
B.A., Business Administration
Monument Group Wealth Advisors, LLC July 2010 - Present
TFC Financial Management 2004 - July 2010
About.com / The New York Times Co. April 2009 - June 2010
Wachovia Securities, LLC 2000 - 2004
PaineWebber 1998 - 2000
Skills
Asset Management, Asset Allocation, Estate Planning, Finance, Financial Planning, Investment Advisory, Investments, Management, Mutual Funds, Portfolio Management, Retirement, Strategic Financial..., Wealth Management
Education
College for Financial Planning 2000 — 2002
Hanover College 1989 — 1993
B.A., Business Administration
Jay Huntley's Wachovia Securities, LLC Experience August 2008 - December 2008
Job MBA Candidate at Emory University Goizueta Business School, Class of 2017
Industry Management Consulting
Experience
Emory University - Goizueta Business School 2015 - Present
Relationship Science June 2013 - June 2015
Coleman Research February 2012 - May 2013
Coleman Research August 2009 - February 2012
Wachovia Securities, LLC August 2008 - December 2008
Arundel Habitat for Humanity May 2006 - August 2006
Skills
Team Building, Market Research, Relationship Management, Project Planning, Finance, CRM, Analysis, Due Diligence, Business Strategy, Nonprofits
Education
Emory University - Goizueta Business School 2015 — 2017
Master of Business Administration (M.B.A.)
Vanderbilt University 2005 — 2009
Bachelor of Science, Economics, Human and Organizational Development
Broadneck High School 2001 — 2005
Emory University - Goizueta Business School 2015 - Present
Relationship Science June 2013 - June 2015
Coleman Research February 2012 - May 2013
Coleman Research August 2009 - February 2012
Wachovia Securities, LLC August 2008 - December 2008
Arundel Habitat for Humanity May 2006 - August 2006
Skills
Team Building, Market Research, Relationship Management, Project Planning, Finance, CRM, Analysis, Due Diligence, Business Strategy, Nonprofits
Education
Emory University - Goizueta Business School 2015 — 2017
Master of Business Administration (M.B.A.)
Vanderbilt University 2005 — 2009
Bachelor of Science, Economics, Human and Organizational Development
Broadneck High School 2001 — 2005
Will Sneed Will Sneed's Wachovia Securities, LLC Experience August 2000 - September 2006
Job Director at Dixon Hughes Goodman Wealth Advisors LLC
Industry Investment Management
Experience
Dixon Hughes Goodman Wealth Advisors LLC September 2006 - Present
Wachovia Securities, LLC August 2000 - September 2006
A. G. Edwards & Sons, Inc. April 1993 - August 2000
Skills
Portfolio Management, Strategic Financial..., Wealth Management, Financial Analysis, Retirement Planning, Investments
Education
East Carolina University - College of Business 1983 — 1985
BS, Business
North Carolina State University 1980 — 1982
Chemical Engineering/Business
JH Rose High 1978 — 1980
Dixon Hughes Goodman Wealth Advisors LLC September 2006 - Present
Wachovia Securities, LLC August 2000 - September 2006
A. G. Edwards & Sons, Inc. April 1993 - August 2000
Skills
Portfolio Management, Strategic Financial..., Wealth Management, Financial Analysis, Retirement Planning, Investments
Education
East Carolina University - College of Business 1983 — 1985
BS, Business
North Carolina State University 1980 — 1982
Chemical Engineering/Business
JH Rose High 1978 — 1980
Jared Sterr Jared Sterr's Wachovia Securities, LLC Experience September 2006 - April 2007
Job Investment Representative
Industry Financial Services
Experience
LPL Financial September 2011 - Present
BMO Harris Private Banking June 2010 - August 2011
JPMorgan December 2007 - June 2010
Wachovia Securities, LLC September 2006 - April 2007
Vandham Securities May 2005 - August 2005
Skills
Portfolio Management, Investments, Series 7, Series 63, Asset Allocation
Education
Creighton University 2001 — 2005
B.S.B.A., Finance
LPL Financial September 2011 - Present
BMO Harris Private Banking June 2010 - August 2011
JPMorgan December 2007 - June 2010
Wachovia Securities, LLC September 2006 - April 2007
Vandham Securities May 2005 - August 2005
Skills
Portfolio Management, Investments, Series 7, Series 63, Asset Allocation
Education
Creighton University 2001 — 2005
B.S.B.A., Finance
Rodney K. Sanders Rodney K. Sanders's Wachovia Securities, LLC Experience October 1994 - October 2009
Job Market Credit Executive at PNC Financial Services
Industry Banking
Experience
PNC Financial Services April 2012 - Present
Parkway Strategic Partners, LLC October 2009 - March 2012
Wachovia Securities, LLC October 1994 - October 2009
Bank of America 1992 - 1994
Skills
Portfolio Management, Investments
Education
Florida Agricultural and Mechanical University 1986 — 1991
MBA, Finance
St Lucie and Garden City
St Lucie and Garden City
PNC Financial Services April 2012 - Present
Parkway Strategic Partners, LLC October 2009 - March 2012
Wachovia Securities, LLC October 1994 - October 2009
Bank of America 1992 - 1994
Skills
Portfolio Management, Investments
Education
Florida Agricultural and Mechanical University 1986 — 1991
MBA, Finance
St Lucie and Garden City
St Lucie and Garden City
Timothy Jayne's Wachovia Securities, LLC Experience January 2004 - January 2009
Job VP, Senior Portfolio Manager
Industry Financial Services
Experience
UBS January 2009 - Present
Financial Industry Regulatory Authority 2008 - Present
US Army September 1991 - August 2009
Wachovia Securities, LLC January 2004 - January 2009
Morgan Stanley September 1998 - December 2003
Education
Columbia University - Fu Foundation School of Engineering and Applied Science
Certified Portfolio Manager
University of Pennsylvania - The Wharton School
Drexel University
The King's Christian School
UBS January 2009 - Present
Financial Industry Regulatory Authority 2008 - Present
US Army September 1991 - August 2009
Wachovia Securities, LLC January 2004 - January 2009
Morgan Stanley September 1998 - December 2003
Education
Columbia University - Fu Foundation School of Engineering and Applied Science
Certified Portfolio Manager
University of Pennsylvania - The Wharton School
Drexel University
The King's Christian School
Chris Musino Chris Musino's Wachovia Securities, LLC Experience September 2008 - September 2010
Job Relationship Manager Associate
Industry Financial Services
Experience
Citi September 2013 - Present
Med-Craft, Inc. October 2012 - September 2013
Raymond James & Associates October 2010 - February 2011
Wachovia Securities LLC September 2008 - September 2010
Wachovia Bank N.A December 2006 - August 2008
WheelsNext, Inc January 2003 - November 2006
Comprehensive Medical Staffing, Inc. / Comprehensive Medical Services, Inc June 1998 - January 2003
Skills
Sales, Management, Finance, Marketing, Building Relationships, Customer Retention, Business Relationship..., Banking, Customer Service, Customer Satisfaction, Sales Presentations, Microsoft Office, Interpersonal Skill, Team Leadership, Teamwork, Series 7, Series 63, Series 65
Education
Florida International University
Bachelors Degree, Finance
Miami Dade Community College
Associate Degree, Arts
Westminister Christian High School
Diploma
Citi September 2013 - Present
Med-Craft, Inc. October 2012 - September 2013
Raymond James & Associates October 2010 - February 2011
Wachovia Securities LLC September 2008 - September 2010
Wachovia Bank N.A December 2006 - August 2008
WheelsNext, Inc January 2003 - November 2006
Comprehensive Medical Staffing, Inc. / Comprehensive Medical Services, Inc June 1998 - January 2003
Skills
Sales, Management, Finance, Marketing, Building Relationships, Customer Retention, Business Relationship..., Banking, Customer Service, Customer Satisfaction, Sales Presentations, Microsoft Office, Interpersonal Skill, Team Leadership, Teamwork, Series 7, Series 63, Series 65
Education
Florida International University
Bachelors Degree, Finance
Miami Dade Community College
Associate Degree, Arts
Westminister Christian High School
Diploma
Brian Rudick, CFA Brian Rudick, CFA's Wachovia Securities, LLC Experience June 2008 - August 2008
Job Associate Global Equities at Citadel LLC
Industry Financial Services
Experience
Citadel LLC June 2014 - Present
Sanford C. Bernstein March 2011 - May 2014
Federal Reserve Bank of New York December 2009 - March 2011
Wachovia Securities, LLC June 2008 - August 2008
Federal Reserve Bank June 2004 - June 2007
Education
University of Chicago Booth School of Business 2007 — 2009
MBA, Finance, Accounting
Duke University 2000 — 2004
BSc, Economics
Citadel LLC June 2014 - Present
Sanford C. Bernstein March 2011 - May 2014
Federal Reserve Bank of New York December 2009 - March 2011
Wachovia Securities, LLC June 2008 - August 2008
Federal Reserve Bank June 2004 - June 2007
Education
University of Chicago Booth School of Business 2007 — 2009
MBA, Finance, Accounting
Duke University 2000 — 2004
BSc, Economics
AJ Fang AJ Fang's Wachovia Securities, LLC Experience May 2007 - January 2008
Job Vice President at Mooreland Partners
Industry Investment Banking
Experience
Mooreland Partners February 2008 - Present
Wachovia Securities, LLC May 2007 - January 2008
Ernst & Young June 2006 - August 2006
Skills
Valuation, Structured Products, Capital Markets, Financial Modeling, Investment Banking, Emerging Markets, Data Analysis, Private Equity, Corporate Finance, Business Valuation, M&A experience, Venture Capital, DCF, Mergers & Acquisitions
Education
Emory University - Goizueta Business School 2003 — 2007
Bachelor of Business Administration, Finance, Accounting, International Business
Mooreland Partners February 2008 - Present
Wachovia Securities, LLC May 2007 - January 2008
Ernst & Young June 2006 - August 2006
Skills
Valuation, Structured Products, Capital Markets, Financial Modeling, Investment Banking, Emerging Markets, Data Analysis, Private Equity, Corporate Finance, Business Valuation, M&A experience, Venture Capital, DCF, Mergers & Acquisitions
Education
Emory University - Goizueta Business School 2003 — 2007
Bachelor of Business Administration, Finance, Accounting, International Business
Rick Bold Rick Bold's Wachovia Securities, LLC Experience June 2002 - June 2004
Job
Industry Law Practice
Experience
Bondurant, Mixson & Elmore August 2011 - Present
United States Court of Appeals for the Eleventh Circuit July 2010 - August 2011
Bondurant, Mixson & Elmore July 2009 - August 2009
King & Spalding May 2009 - July 2009
Baker & Hostetler LLP May 2008 - August 2008
The Brick Presbyterian Church of the City of New York August 2005 - May 2007
Wachovia Securities, LLC June 2002 - June 2004
Skills
Trials, Litigation, Legal Research, Business Litigation, Appeals, Commercial Litigation, Corporate Finance, Trial Practice, Legal Writing, Civil Litigation, Class Actions, Westlaw, Corporate Law, Courts, Mediation
Education
University of Pennsylvania Law School 2007 — 2010
J.D.
Princeton Theological Seminary 2004 — 2007
M.Div., Theology
Davidson College 1998 — 2002
AB, Politics; Economics
Parkview High School
Bondurant, Mixson & Elmore August 2011 - Present
United States Court of Appeals for the Eleventh Circuit July 2010 - August 2011
Bondurant, Mixson & Elmore July 2009 - August 2009
King & Spalding May 2009 - July 2009
Baker & Hostetler LLP May 2008 - August 2008
The Brick Presbyterian Church of the City of New York August 2005 - May 2007
Wachovia Securities, LLC June 2002 - June 2004
Skills
Trials, Litigation, Legal Research, Business Litigation, Appeals, Commercial Litigation, Corporate Finance, Trial Practice, Legal Writing, Civil Litigation, Class Actions, Westlaw, Corporate Law, Courts, Mediation
Education
University of Pennsylvania Law School 2007 — 2010
J.D.
Princeton Theological Seminary 2004 — 2007
M.Div., Theology
Davidson College 1998 — 2002
AB, Politics; Economics
Parkview High School
William. R. Cashman III William. R. Cashman III's Wachovia Securities, LLC Experience May 1993 - September 2006
Job Financial Advisor, PNC Investments
Industry Financial Services
Experience
PNC Investments December 2010 - Present
Morgan Stanley September 2006 - December 2010
Jump Street 2000 - 2007
Wachovia Securities, LLC May 1993 - September 2006
American Express Financial Advisors November 1988 - May 1993
Wendys International June 1978 - November 1988
Education
Dickinson College 1973 — 1978
BA, Economics
Carlisle High School 1969 — 1973
College prep, College Prep
PNC Investments December 2010 - Present
Morgan Stanley September 2006 - December 2010
Jump Street 2000 - 2007
Wachovia Securities, LLC May 1993 - September 2006
American Express Financial Advisors November 1988 - May 1993
Wendys International June 1978 - November 1988
Education
Dickinson College 1973 — 1978
BA, Economics
Carlisle High School 1969 — 1973
College prep, College Prep
Charles Koontz Charles Koontz's Wachovia Securities, LLC Experience June 2000 - September 2001
Job Senior Examiner at Federal Reserve Bank of Atlanta
Industry Capital Markets
Experience
Federal Reserve Bank of Atlanta May 2010 - Present
Natixis May 2006 - February 2009
CIBC World Markets 2001 - 2006
Wachovia Securities, LLC June 2000 - September 2001
Skills
Credit Analysis, Valuation, Loans, Credit, Banking, Financial Modeling, Capital Markets, Real Estate, Mergers, Private Equity, Financial Analysis, Due Diligence, Risk Management, Commercial Banking, Corporate Finance, Credit Risk, Investment Banking, Negotiation, Series 7, Economics, Excel, Compliance, New Business Development, Debt, Underwriting, Commercial Real Estate, CMBS, Analysis, Financial Structuring, Commercial Mortgages
Education
Emory University - Goizueta Business School 2009 — 2010
MBA, Finance, Real Estate & Entrepreneurship
Hampden-Sydney College 1996 — 2000
BA, Economics
Needham B. Broughton High School 1993 — 1996
Federal Reserve Bank of Atlanta May 2010 - Present
Natixis May 2006 - February 2009
CIBC World Markets 2001 - 2006
Wachovia Securities, LLC June 2000 - September 2001
Skills
Credit Analysis, Valuation, Loans, Credit, Banking, Financial Modeling, Capital Markets, Real Estate, Mergers, Private Equity, Financial Analysis, Due Diligence, Risk Management, Commercial Banking, Corporate Finance, Credit Risk, Investment Banking, Negotiation, Series 7, Economics, Excel, Compliance, New Business Development, Debt, Underwriting, Commercial Real Estate, CMBS, Analysis, Financial Structuring, Commercial Mortgages
Education
Emory University - Goizueta Business School 2009 — 2010
MBA, Finance, Real Estate & Entrepreneurship
Hampden-Sydney College 1996 — 2000
BA, Economics
Needham B. Broughton High School 1993 — 1996
Kenneth P. Viens Kenneth P. Viens's Wachovia Securities, LLC Experience October 2007 - August 2009
Job Senior Account Executive at Kennebec Wealth Management
Industry Financial Services
Experience
Kennebec Wealth Management August 2009 - Present
Wachovia Securities, LLC October 2007 - August 2009
A G Edwards & Sons August 1992 - October 2007
Maine-Cascade Iron Works October 1973 - February 1992
Skills
Alternative Investments, Series 63, Series 7, Insurance, Securities, Asset Allocation, Finance, Nonprofits, Community Outreach, Customer Service, Event Planning
Education
The Tuck School of Business at Dartmouth 1976 — 1978
MBA
Colby College 1969 — 1973
Bachelor of Arts (B.A.), Political Science and Government
Kennebec Wealth Management August 2009 - Present
Wachovia Securities, LLC October 2007 - August 2009
A G Edwards & Sons August 1992 - October 2007
Maine-Cascade Iron Works October 1973 - February 1992
Skills
Alternative Investments, Series 63, Series 7, Insurance, Securities, Asset Allocation, Finance, Nonprofits, Community Outreach, Customer Service, Event Planning
Education
The Tuck School of Business at Dartmouth 1976 — 1978
MBA
Colby College 1969 — 1973
Bachelor of Arts (B.A.), Political Science and Government
Andrew Bevan, CFA Andrew Bevan, CFA's Wachovia Securities, LLC Experience June 2008 - August 2008
Job Institutional Investment Data & Software Sales at eVestment
Industry Financial Services
Experience
eVestment March 2014 - Present
Horizon Kinetics LLC May 2011 - March 2014
Horizon Kinetics LLC June 2010 - April 2011
Horizon Kinetics LLC June 2009 - August 2009
Wachovia Securities, LLC June 2008 - August 2008
Skills
Asset Management, Mutual Funds, Equities, Bloomberg Terminal, Alternative Investments, Hedge Funds, Business Development, Client Relations Skills, Asset Managment, Fixed Income, Valuation, Portfolio Management, Bloomberg, Private Equity, Capital Markets, Securities, Series 7, Asset Allocation, Investment Advisory, Investment Strategies, Financial Analysis, Investments, Derivatives, Sales
Education
Duke University 2006 — 2010
B.A., Political Science (International Relations)
Bronxville School 2002 — 2006
eVestment March 2014 - Present
Horizon Kinetics LLC May 2011 - March 2014
Horizon Kinetics LLC June 2010 - April 2011
Horizon Kinetics LLC June 2009 - August 2009
Wachovia Securities, LLC June 2008 - August 2008
Skills
Asset Management, Mutual Funds, Equities, Bloomberg Terminal, Alternative Investments, Hedge Funds, Business Development, Client Relations Skills, Asset Managment, Fixed Income, Valuation, Portfolio Management, Bloomberg, Private Equity, Capital Markets, Securities, Series 7, Asset Allocation, Investment Advisory, Investment Strategies, Financial Analysis, Investments, Derivatives, Sales
Education
Duke University 2006 — 2010
B.A., Political Science (International Relations)
Bronxville School 2002 — 2006
Diane Ganz Diane Ganz's Wachovia Securities, LLC Experience December 1988 - May 1990
Job HR Systems Administrator at The Toro Company
Industry Human Resources
Experience
The Toro Company October 2014 - Present
Korn Ferry International February 2010 - October 2014
Benilde-St. Margaret's School September 2009 - November 2009
Mercer Health & Benefits February 2007 - May 2009
Smith Barney, Inc October 1992 - October 1995
Smith Barney, Inc June 1990 - October 1992
Wachovia Securities, LLC December 1988 - May 1990
Skills
Organizational..., Organizational..., Interviews, Employee Relations, Employee Benefits, Customer Service, Marketing, Personnel Management, Benefits Administration, New Business Development, Employee Training, Workforce Planning, Microsoft Office, Microsoft Excel, Team Building, Training, Leadership
Education
DePaul University
Finance/Marketing
The Toro Company October 2014 - Present
Korn Ferry International February 2010 - October 2014
Benilde-St. Margaret's School September 2009 - November 2009
Mercer Health & Benefits February 2007 - May 2009
Smith Barney, Inc October 1992 - October 1995
Smith Barney, Inc June 1990 - October 1992
Wachovia Securities, LLC December 1988 - May 1990
Skills
Organizational..., Organizational..., Interviews, Employee Relations, Employee Benefits, Customer Service, Marketing, Personnel Management, Benefits Administration, New Business Development, Employee Training, Workforce Planning, Microsoft Office, Microsoft Excel, Team Building, Training, Leadership
Education
DePaul University
Finance/Marketing
James Crawford James Crawford's Wachovia Securities, LLC Experience June 2004 - February 2006
Job Venture Capitalist & Entrepreneur
Industry Venture Capital & Private Equity
Experience
4490 Ventures May 2014 - Present
Return Path December 2012 - May 2014
Return Path August 2011 - December 2012
Charterhouse Group, Inc. July 2010 - September 2010
Townhill Capital Partners June 2009 - August 2009
TRIAD Capital Management LLC January 2007 - August 2008
UBS Investment Bank June 2006 - January 2008
Wachovia Securities, LLC June 2004 - February 2006
Skills
Venture Capital, Entrepreneurship, Start-ups, Financial Modeling, Mergers & Acquisitions, Strategy, Corporate Development, Business Development, Due Diligence, Wine, Negotiation, Private Equity, Business Strategy, Valuation, Financial Analysis, Strategic Partnerships, Competitive Analysis, Management, Analysis, Acquisitions, M&A experience, M&A Modeling, Product Management, Analytics, M&A execution, Cross-functional Team..., LBO, Strategic Consulting, SaaS, Finance
Education
Columbia University - Columbia Business School 2008 — 2010
MBA, Finance
Princeton University 1999 — 2004
BA, Religion
St. Mark's School 1997 — 1999
Diploma
Groton 1994 — 1997
4490 Ventures May 2014 - Present
Return Path December 2012 - May 2014
Return Path August 2011 - December 2012
Charterhouse Group, Inc. July 2010 - September 2010
Townhill Capital Partners June 2009 - August 2009
TRIAD Capital Management LLC January 2007 - August 2008
UBS Investment Bank June 2006 - January 2008
Wachovia Securities, LLC June 2004 - February 2006
Skills
Venture Capital, Entrepreneurship, Start-ups, Financial Modeling, Mergers & Acquisitions, Strategy, Corporate Development, Business Development, Due Diligence, Wine, Negotiation, Private Equity, Business Strategy, Valuation, Financial Analysis, Strategic Partnerships, Competitive Analysis, Management, Analysis, Acquisitions, M&A experience, M&A Modeling, Product Management, Analytics, M&A execution, Cross-functional Team..., LBO, Strategic Consulting, SaaS, Finance
Education
Columbia University - Columbia Business School 2008 — 2010
MBA, Finance
Princeton University 1999 — 2004
BA, Religion
St. Mark's School 1997 — 1999
Diploma
Groton 1994 — 1997
Mary Ellen Hancock Mary Ellen Hancock's Wachovia Securities, LLC Experience September 2001 - December 2006
Job Vice President, Senior Wealth Planner at PNC Wealth Management
Industry Financial Services
Experience
PNC Wealth Management March 2014 - Present
Lenox Advisors December 2012 - March 2014
Brinton Eaton Wealth Advisors April 2011 - November 2012
Wachovia, A Wells Fargo Company December 2006 - April 2011
Wachovia Securities, LLC September 2001 - December 2006
Wachovia, A Wells Fargo Company October 1998 - September 2001
Skills
Strategic Financial..., Financial Analysis, Series 7, Estate Planning, Financial Services, Mutual Funds, Retirement Planning, Investments, High Net Worth..., Financial Advisory, Insurance, Tax, Wealth Management, Asset Allocation, Microsoft Excel, Income Tax, Investment Advisory, Cash Flow, Wealth, Analysis, Tax Returns, Investment Strategies, Finance, Trust Services, CRM, Wealth Management..., Financial Planners, Investment Management
Education
Fairleigh Dickinson University 2007 — 2013
Masters of Taxation
Fairleigh Dickinson University 2001 — 2003
CFP Certification, Financial Planning
Montclair State University 1987 — 1994
BS, Marketing & Management
PNC Wealth Management March 2014 - Present
Lenox Advisors December 2012 - March 2014
Brinton Eaton Wealth Advisors April 2011 - November 2012
Wachovia, A Wells Fargo Company December 2006 - April 2011
Wachovia Securities, LLC September 2001 - December 2006
Wachovia, A Wells Fargo Company October 1998 - September 2001
Skills
Strategic Financial..., Financial Analysis, Series 7, Estate Planning, Financial Services, Mutual Funds, Retirement Planning, Investments, High Net Worth..., Financial Advisory, Insurance, Tax, Wealth Management, Asset Allocation, Microsoft Excel, Income Tax, Investment Advisory, Cash Flow, Wealth, Analysis, Tax Returns, Investment Strategies, Finance, Trust Services, CRM, Wealth Management..., Financial Planners, Investment Management
Education
Fairleigh Dickinson University 2007 — 2013
Masters of Taxation
Fairleigh Dickinson University 2001 — 2003
CFP Certification, Financial Planning
Montclair State University 1987 — 1994
BS, Marketing & Management
Ramu Singh Ramu Singh's Wachovia Securities, LLC Experience 2003 - 2005
Job President, Advisory at Calton & Associates, Inc.
Industry Financial Services
Experience
Calton & Associates, Inc. 2013 - Present
Innovation Equity Partners, LLC 2012 - Present
Rady Asset Management 2009 - 2012
Banc Investment Group, LLC June 2007 - December 2008
Promontory Interfinancial Network 2005 - 2007
Wachovia Securities, LLC 2003 - 2005
Federal Home Loan Bank 2000 - 2003
WFS Financial 1994 - 1999
Skills
Portfolio Management, Hedge Funds, Mutual Funds, Asset Managment, Capital Markets, Investments, Fixed Income, Derivatives, Alternative Investments, Equities, Securities, Valuation, Series 7, Financial Modeling, Asset Allocation, Wealth Management, Financial Analysis, Bloomberg, Banking, Trading, Private Equity, Investment Advisory, Investment Management, Financial Services
Education
University of Southern California - Marshall School of Business 1989 — 1993
Ph.D (ABD), Finance
Faculty of Management Studies - University of Delhi 1986 — 1988
MBA, Finance
Shri Ram College of Commerce 1983 — 1986
Bachelor of Commerce (Honors), Accounting and Finance
Manav Sthali School
Calton & Associates, Inc. 2013 - Present
Innovation Equity Partners, LLC 2012 - Present
Rady Asset Management 2009 - 2012
Banc Investment Group, LLC June 2007 - December 2008
Promontory Interfinancial Network 2005 - 2007
Wachovia Securities, LLC 2003 - 2005
Federal Home Loan Bank 2000 - 2003
WFS Financial 1994 - 1999
Skills
Portfolio Management, Hedge Funds, Mutual Funds, Asset Managment, Capital Markets, Investments, Fixed Income, Derivatives, Alternative Investments, Equities, Securities, Valuation, Series 7, Financial Modeling, Asset Allocation, Wealth Management, Financial Analysis, Bloomberg, Banking, Trading, Private Equity, Investment Advisory, Investment Management, Financial Services
Education
University of Southern California - Marshall School of Business 1989 — 1993
Ph.D (ABD), Finance
Faculty of Management Studies - University of Delhi 1986 — 1988
MBA, Finance
Shri Ram College of Commerce 1983 — 1986
Bachelor of Commerce (Honors), Accounting and Finance
Manav Sthali School
Jordan Barron's Wachovia Securities, LLC Experience November 2008 - May 2009
Job Engagement Manager at L.E.K. Consulting
Industry Financial Services
Experience
L.E.K. Consulting July 2015 - July 2015
L.E.K. Consulting July 2013 - June 2015
L.E.K. Consulting January 2013 - June 2013
L.E.K. Consulting January 2012 - December 2012
L.E.K. Consulting September 2010 - January 2012
MGM Studios June 2009 - September 2010
Wachovia Securities, LLC November 2008 - May 2009
Walter & Edwin Schloss Associates June 2008 - August 2008
Skills
Financial Modeling, Growth Strategies, Due Diligence, Management Consulting, Competitive Analysis, Strategic Consulting, Valuation Modeling, Valuation, Analysis, Forecasting
Education
Columbia University - Columbia Business School 2015 — 2017
Master of Business Administration (MBA)
New York University 2005 — 2009
BA, Economics, Minors in Mathematics, Business, and Film & TV Producing
Windward
L.E.K. Consulting July 2015 - July 2015
L.E.K. Consulting July 2013 - June 2015
L.E.K. Consulting January 2013 - June 2013
L.E.K. Consulting January 2012 - December 2012
L.E.K. Consulting September 2010 - January 2012
MGM Studios June 2009 - September 2010
Wachovia Securities, LLC November 2008 - May 2009
Walter & Edwin Schloss Associates June 2008 - August 2008
Skills
Financial Modeling, Growth Strategies, Due Diligence, Management Consulting, Competitive Analysis, Strategic Consulting, Valuation Modeling, Valuation, Analysis, Forecasting
Education
Columbia University - Columbia Business School 2015 — 2017
Master of Business Administration (MBA)
New York University 2005 — 2009
BA, Economics, Minors in Mathematics, Business, and Film & TV Producing
Windward
Megan H. Benson Megan H. Benson's Wachovia Securities, LLC Experience February 2006 - October 2006
Job Financial Advisor at Virginia Asset Management
Industry Financial Services
Experience
Virginia Asset Management August 2009 - Present
Wachovia, A Wells Fargo Company March 2008 - August 2009
RBC Royal Bank 2006 - 2007
Wachovia Securities, LLC February 2006 - October 2006
Education
East Carolina University - College of Business
Virginia Asset Management August 2009 - Present
Wachovia, A Wells Fargo Company March 2008 - August 2009
RBC Royal Bank 2006 - 2007
Wachovia Securities, LLC February 2006 - October 2006
Education
East Carolina University - College of Business
Daniel O'Connell's Wachovia Securities, LLC Experience June 2007 - December 2008
Job Product Manager at EnerNOC
Industry Renewables & Environment
Experience
EnerNOC September 2014 - Present
EnerNOC February 2013 - September 2014
EnerNOC October 2011 - February 2013
EnerNOC May 2010 - October 2011
Judge Baker Children's Center November 2009 - May 2010
Wachovia Securities, LLC June 2007 - December 2008
RepNation August 2007 - December 2007
Skills
Data Analysis, Renewable Energy, Analysis, Project Management, Microsoft Office, Process Improvement, Microsoft Excel, CRM, Salesforce.com, Business Development, Visio, Program Management, Analytics, Product Management, Cross-functional Team...
Education
Cornell University 2005 — 2009
B.A., Economics and International Relations
University College Cork 2008 — 2008
Government, Politics
McQuaid Jesuit High School 2001 — 2005
EnerNOC September 2014 - Present
EnerNOC February 2013 - September 2014
EnerNOC October 2011 - February 2013
EnerNOC May 2010 - October 2011
Judge Baker Children's Center November 2009 - May 2010
Wachovia Securities, LLC June 2007 - December 2008
RepNation August 2007 - December 2007
Skills
Data Analysis, Renewable Energy, Analysis, Project Management, Microsoft Office, Process Improvement, Microsoft Excel, CRM, Salesforce.com, Business Development, Visio, Program Management, Analytics, Product Management, Cross-functional Team...
Education
Cornell University 2005 — 2009
B.A., Economics and International Relations
University College Cork 2008 — 2008
Government, Politics
McQuaid Jesuit High School 2001 — 2005
McLean Quinn McLean Quinn's Wachovia Securities, LLC Experience June 2005 - July 2007
Job Vice President at EYA
Industry Real Estate
Experience
EYA August 2011 - Present
EYA August 2010 - September 2010
Morgan Stanley Investment Management 2010 - 2010
Pamlico Capital August 2007 - June 2009
Wachovia Securities, LLC June 2005 - July 2007
Skills
Due Diligence, Financial Modeling, Valuation, Private Equity, Strategy, Investments, Investment Banking, Portfolio Management, Finance, Financial Analysis, LBO, Corporate Development, Mergers, Venture Capital, Corporate Finance, Capital Markets, Asset Managment, Mergers & Acquisitions, Investment Properties, Acquisitions
Education
Northwestern University - Kellogg School of Management 2009 — 2011
MBA w/ Distinction, Real Estate Management and Finance
Davidson College 2001 — 2005
BA, Political Science
EYA August 2011 - Present
EYA August 2010 - September 2010
Morgan Stanley Investment Management 2010 - 2010
Pamlico Capital August 2007 - June 2009
Wachovia Securities, LLC June 2005 - July 2007
Skills
Due Diligence, Financial Modeling, Valuation, Private Equity, Strategy, Investments, Investment Banking, Portfolio Management, Finance, Financial Analysis, LBO, Corporate Development, Mergers, Venture Capital, Corporate Finance, Capital Markets, Asset Managment, Mergers & Acquisitions, Investment Properties, Acquisitions
Education
Northwestern University - Kellogg School of Management 2009 — 2011
MBA w/ Distinction, Real Estate Management and Finance
Davidson College 2001 — 2005
BA, Political Science
Brandon Boettcher Brandon Boettcher's Wachovia Securities, LLC Experience April 2008 - September 2008
Job Financial Services/Project Lead/Tax Reporting
Industry Financial Services
Experience
Citigroup August 2013 - Present
Ocwen October 2011 - July 2012
Wells Fargo Advisors October 2008 - October 2011
Wachovia Securities, LLC April 2008 - September 2008
Wachovia Securities, LLC October 2006 - March 2008
Fiserv Investment Support Services July 2004 - August 2006
Bates Financial Securities, Inc. June 2003 - August 2003
Berean Capital June 2003 - June 2003
Walt Disney World January 2002 - August 2002
Skills
Excel, Access, Crystal Reports, Beta, Bloomberg Terminal, IRISWeb, General Ledger..., Account Reconciliation, SmartStation, Visual Basic, PowerPoint, Visio, C++, Linux, Pivot Tables, Vlookup, Business Requirements, Systems Conversions, Metrics, Tax Reporting, Banking, Customer Relations, Process Improvement, Customer Service, Operations Management, Microsoft Office, Securities, Investments, Microsoft Excel
Education
Webster University 2008 — 2010
Master's, Finance
Denison University 2000 — 2004
Bachelor's, Economics, Computer Science
Citigroup August 2013 - Present
Ocwen October 2011 - July 2012
Wells Fargo Advisors October 2008 - October 2011
Wachovia Securities, LLC April 2008 - September 2008
Wachovia Securities, LLC October 2006 - March 2008
Fiserv Investment Support Services July 2004 - August 2006
Bates Financial Securities, Inc. June 2003 - August 2003
Berean Capital June 2003 - June 2003
Walt Disney World January 2002 - August 2002
Skills
Excel, Access, Crystal Reports, Beta, Bloomberg Terminal, IRISWeb, General Ledger..., Account Reconciliation, SmartStation, Visual Basic, PowerPoint, Visio, C++, Linux, Pivot Tables, Vlookup, Business Requirements, Systems Conversions, Metrics, Tax Reporting, Banking, Customer Relations, Process Improvement, Customer Service, Operations Management, Microsoft Office, Securities, Investments, Microsoft Excel
Education
Webster University 2008 — 2010
Master's, Finance
Denison University 2000 — 2004
Bachelor's, Economics, Computer Science
Marc Bezek's Wachovia Securities, LLC Experience March 2003 - December 2006
Job Senior Manager at Cofactor Group
Industry Pharmaceuticals
Experience
Cofactor Group February 2009 - Present
Sunbelt Business Advisors June 2008 - January 2009
Thomas Weisel Partners May 2007 - May 2008
WR Hambrecht+Co January 2007 - May 2007
Wachovia Securities, LLC March 2003 - December 2006
Banc of America Investments January 1999 - March 2003
MoneyZone.com January 2000 - November 2000
Remington Capital October 1997 - August 1998
Skills
Business Valuation, Financial Modeling, Valuation, Mergers, Strategy, Corporate Finance, Competitive Analysis, Portfolio Management, Start-ups, Management Consulting, Finance, Forecasting, Investments, Market Analysis, Venture Capital, Mergers & Acquisitions
Education
Duke University - The Fuqua School of Business 2005 — 2006
MBA
University of North Carolina at Charlotte 1995 — 1998
BS, Finance
Johnson City High School
Cofactor Group February 2009 - Present
Sunbelt Business Advisors June 2008 - January 2009
Thomas Weisel Partners May 2007 - May 2008
WR Hambrecht+Co January 2007 - May 2007
Wachovia Securities, LLC March 2003 - December 2006
Banc of America Investments January 1999 - March 2003
MoneyZone.com January 2000 - November 2000
Remington Capital October 1997 - August 1998
Skills
Business Valuation, Financial Modeling, Valuation, Mergers, Strategy, Corporate Finance, Competitive Analysis, Portfolio Management, Start-ups, Management Consulting, Finance, Forecasting, Investments, Market Analysis, Venture Capital, Mergers & Acquisitions
Education
Duke University - The Fuqua School of Business 2005 — 2006
MBA
University of North Carolina at Charlotte 1995 — 1998
BS, Finance
Johnson City High School
Abhay Bhootra's Wachovia Securities, LLC Experience April 2007 - August 2008
Job Vice President, SunTrust Robinson Humphrey
Industry Financial Services
Experience
SunTrust Robinson Humphrey January 2011 - Present
Profit Technologies March 2009 - February 2011
Wachovia Securities, LLC April 2007 - August 2008
Capital One December 1998 - March 2007
Education
Duke University - The Fuqua School of Business 2005 — 2006
MBA, Finance and Marketing
Iowa State University 1997 — 1998
MS, Industrial Engineering
Bhilai Institute of Technology 1991 — 1995
SunTrust Robinson Humphrey January 2011 - Present
Profit Technologies March 2009 - February 2011
Wachovia Securities, LLC April 2007 - August 2008
Capital One December 1998 - March 2007
Education
Duke University - The Fuqua School of Business 2005 — 2006
MBA, Finance and Marketing
Iowa State University 1997 — 1998
MS, Industrial Engineering
Bhilai Institute of Technology 1991 — 1995
Raj Dutta Roy's Wachovia Securities, LLC Experience November 2003 - November 2008
Job Director Global Strategy Lead at Standard & Poor's BusinessDevelopment | Product Strategy | Venture Incubator
Industry Capital Markets
Experience
Standard & Poor's May 2015 - Present
HSBC Holdings April 2014 - May 2015
Monitor Deloitte June 2012 - March 2014
Wells Fargo Advisors December 2008 - June 2012
Wachovia Securities, LLC November 2003 - November 2008
Education
Duke University - The Fuqua School of Business 2010 — 2012
MBA, Finance and Strategy
University of South Alabama 2000 — 2003
Bachelor of Science (BS), Shelby Hall Engineering and Computing Sciences
Standard & Poor's May 2015 - Present
HSBC Holdings April 2014 - May 2015
Monitor Deloitte June 2012 - March 2014
Wells Fargo Advisors December 2008 - June 2012
Wachovia Securities, LLC November 2003 - November 2008
Education
Duke University - The Fuqua School of Business 2010 — 2012
MBA, Finance and Strategy
University of South Alabama 2000 — 2003
Bachelor of Science (BS), Shelby Hall Engineering and Computing Sciences
H. Bryan Britt's Wachovia Securities, LLC Experience May 2005 - August 2005
Job Credit and Risk Associate at Federal Reserve Bank of Atlanta
Industry Investment Banking
Experience
Federal Reserve Bank of Atlanta August 2010 - Present
Next Big Thing 2014 - 2015
Beyond the Obvious Podcast 2012 - 2012
Regions Capital Markets October 2007 - March 2009
Wachovia Securities June 2006 - October 2007
Wachovia Securities, LLC May 2005 - August 2005
Trusco Capital Management May 2004 - August 2004
SunTrust Bank May 2003 - August 2003
Decatur Capital Management 2003 - 2003
US Navy September 1997 - August 2000
Skills
Financial Modeling, Valuation, Private Equity, Venture Capital, Loan Origination, Financial Structuring, Research, Leadership, Market Analysis, Financial Analysis, Investments, Corporate Finance, Capital Markets, Investment Banking, Portfolio Management, Financial Education, Equities, Bloomberg, Asset Managment, Fixed Income, Financial Risk, Public Speaking
Education
Clark Atlanta University 2002 — 2006
BA, Business Administration; Finance Concentration
Mauldin High School
Federal Reserve Bank of Atlanta August 2010 - Present
Next Big Thing 2014 - 2015
Beyond the Obvious Podcast 2012 - 2012
Regions Capital Markets October 2007 - March 2009
Wachovia Securities June 2006 - October 2007
Wachovia Securities, LLC May 2005 - August 2005
Trusco Capital Management May 2004 - August 2004
SunTrust Bank May 2003 - August 2003
Decatur Capital Management 2003 - 2003
US Navy September 1997 - August 2000
Skills
Financial Modeling, Valuation, Private Equity, Venture Capital, Loan Origination, Financial Structuring, Research, Leadership, Market Analysis, Financial Analysis, Investments, Corporate Finance, Capital Markets, Investment Banking, Portfolio Management, Financial Education, Equities, Bloomberg, Asset Managment, Fixed Income, Financial Risk, Public Speaking
Education
Clark Atlanta University 2002 — 2006
BA, Business Administration; Finance Concentration
Mauldin High School
Colleen Giudice's Wachovia Securities, LLC Experience April 1992 - April 2006
Job Financial Services Professional
Industry Financial Services
Experience
The Northern Trust 2007 - Present
Wachovia Securities, LLC April 1992 - April 2006
Skills
Fixed Income, Series 63, Bonds, Trading, Middle Office, Settlement, Equity Trading, MBS, DTC, Mutual Funds, Securities, Series 7, Wealth Management, Equities, CRM, Asset Allocation, Bloomberg, Alternative Investments, Hedge Funds, Investments, Portfolio Management, Asset Management
Education
Creighton University 1977 — 1981
Bachelor of Arts (B.A.), Psychology
The Northern Trust 2007 - Present
Wachovia Securities, LLC April 1992 - April 2006
Skills
Fixed Income, Series 63, Bonds, Trading, Middle Office, Settlement, Equity Trading, MBS, DTC, Mutual Funds, Securities, Series 7, Wealth Management, Equities, CRM, Asset Allocation, Bloomberg, Alternative Investments, Hedge Funds, Investments, Portfolio Management, Asset Management
Education
Creighton University 1977 — 1981
Bachelor of Arts (B.A.), Psychology
Eddy Chou's Wachovia Securities, LLC Experience February 2005 - January 2006
Job Connecting the heart of God (Is 56:7) to the hearts of His people through music and performing arts.
Industry Religious Institutions
Experience
International House of Prayer University January 2012 - Present
Orlando House of Prayer June 2014 - August 2014
International House of Prayer Missions Base of Kansas City January 2012 - June 2014
Wells Fargo Advisors, LLC October 2009 - August 2010
Wells Fargo Advisors, LLC February 2006 - October 2009
Wachovia Securities, LLC February 2005 - January 2006
Lowell High School February 1998 - June 2005
Wachovia Securities, LLC January 2004 - January 2005
Prudential Securities, Inc. October 2003 - January 2004
Prudential Securities, Inc. June 2003 - January 2004
Skills
Mutual Funds, Financial Risk, Series 7, Securities, Investments, Compliance Regulations, Operations Management, Office Administration, Series 9/10, Series 66, Uniform Combined State..., Fixed Income, FINRA, Volunteer Management, Marketing Communications, Equities, Investment Advisory, Training, Management, Finance, Recruiting, Customer Service, Strategic Financial..., Financial Analysis, Asset Allocation, Financial Services, Asset Management, Newsletters, Administration, Policy, Financial Advisory
Education
International House Of Prayer University 2011 — 2015
Certificate, Prophetic Worship
University of California, Berkeley 2000 — 2002
Bachelor of Arts, Psychology, Integrative Biology
College of San Mateo 1997 — 2000
Associate's degree, Psychology, Human Biology
Lowell High School 1993 — 1997
Diploma, General Studies
International House of Prayer University January 2012 - Present
Orlando House of Prayer June 2014 - August 2014
International House of Prayer Missions Base of Kansas City January 2012 - June 2014
Wells Fargo Advisors, LLC October 2009 - August 2010
Wells Fargo Advisors, LLC February 2006 - October 2009
Wachovia Securities, LLC February 2005 - January 2006
Lowell High School February 1998 - June 2005
Wachovia Securities, LLC January 2004 - January 2005
Prudential Securities, Inc. October 2003 - January 2004
Prudential Securities, Inc. June 2003 - January 2004
Skills
Mutual Funds, Financial Risk, Series 7, Securities, Investments, Compliance Regulations, Operations Management, Office Administration, Series 9/10, Series 66, Uniform Combined State..., Fixed Income, FINRA, Volunteer Management, Marketing Communications, Equities, Investment Advisory, Training, Management, Finance, Recruiting, Customer Service, Strategic Financial..., Financial Analysis, Asset Allocation, Financial Services, Asset Management, Newsletters, Administration, Policy, Financial Advisory
Education
International House Of Prayer University 2011 — 2015
Certificate, Prophetic Worship
University of California, Berkeley 2000 — 2002
Bachelor of Arts, Psychology, Integrative Biology
College of San Mateo 1997 — 2000
Associate's degree, Psychology, Human Biology
Lowell High School 1993 — 1997
Diploma, General Studies
Nicholas Fernandez's Wachovia Securities, LLC Experience January 2007 - July 2009
Job Commercial Portfolio Manager VP Wells Fargo Commercial Bank
Industry Financial Services
Experience
Wells Fargo November 2013 - Present
Wells Fargo May 2011 - October 2013
Bank of America Merrill Lynch November 2010 - May 2011
Merrill Lynch January 2010 - October 2010
Wachovia Securities July 2009 - February 2010
Wachovia Securities, LLC January 2007 - July 2009
Skills
Portfolio Management, Credit, Risk Management, Banking, Financial Analysis, Loans, Financial Risk, Finance, Investment Banking, Underwriting, Analysis, Competitive Analysis, Program Management, Management, Wealth Management, Strategic Planning, Securities, Outsourcing, Software Documentation, Marketing, Credit Analysis, Financial Services
Education
Florida International University - College of Business Administration 1998 — 2003
Bachelor of Business Administration (BBA), Finance, General
Wells Fargo November 2013 - Present
Wells Fargo May 2011 - October 2013
Bank of America Merrill Lynch November 2010 - May 2011
Merrill Lynch January 2010 - October 2010
Wachovia Securities July 2009 - February 2010
Wachovia Securities, LLC January 2007 - July 2009
Skills
Portfolio Management, Credit, Risk Management, Banking, Financial Analysis, Loans, Financial Risk, Finance, Investment Banking, Underwriting, Analysis, Competitive Analysis, Program Management, Management, Wealth Management, Strategic Planning, Securities, Outsourcing, Software Documentation, Marketing, Credit Analysis, Financial Services
Education
Florida International University - College of Business Administration 1998 — 2003
Bachelor of Business Administration (BBA), Finance, General
Mark Finn's Wachovia Securities, LLC Experience 2005 - 2007
Job Natural Gas Trader at Glencore
Industry Oil & Energy
Experience
Glencore June 2009 - Present
Glencore June 2008 - August 2008
Wavepoint Ventures June 2007 - August 2007
Wachovia Securities, LLC 2005 - 2007
JP Morgan June 2003 - June 2005
Education
Columbia University - Columbia Business School 2007 — 2009
Harvard University
Columbia University in the City of New York
Glencore June 2009 - Present
Glencore June 2008 - August 2008
Wavepoint Ventures June 2007 - August 2007
Wachovia Securities, LLC 2005 - 2007
JP Morgan June 2003 - June 2005
Education
Columbia University - Columbia Business School 2007 — 2009
Harvard University
Columbia University in the City of New York
Nelson Conard's Wachovia Securities, LLC Experience November 2006 - June 2009
Job Director of Information Technology at ScentAir
Industry Information Technology and Services
Experience
ScentAir August 2014 - Present
CPI Security Inc June 2009 - July 2014
Wachovia Securities, LLC November 2006 - June 2009
Independent Consultant (Duke Energy) 2004 - 2006
Pomeroy IT Solutions 2002 - 2004
RCD (UpperQuadrant / Pomeroy Consulting Group) 2002 - 2004
Ballantyne Consulting Group 1999 - 2002
The Revere Group 1997 - 1999
Skills
SDLC, Enterprise Architecture, Solution Architecture, Integration, SOA, Business Intelligence, Project Management, Security, Disaster Recovery, IT Management, Vendor Management, Management, Visio, Business Analysis, IT Strategy, Requirements Analysis, Microsoft SQL Server
Education
Clemson University
BS, Computer Science, Application Emphasis in Business Administration
ScentAir August 2014 - Present
CPI Security Inc June 2009 - July 2014
Wachovia Securities, LLC November 2006 - June 2009
Independent Consultant (Duke Energy) 2004 - 2006
Pomeroy IT Solutions 2002 - 2004
RCD (UpperQuadrant / Pomeroy Consulting Group) 2002 - 2004
Ballantyne Consulting Group 1999 - 2002
The Revere Group 1997 - 1999
Skills
SDLC, Enterprise Architecture, Solution Architecture, Integration, SOA, Business Intelligence, Project Management, Security, Disaster Recovery, IT Management, Vendor Management, Management, Visio, Business Analysis, IT Strategy, Requirements Analysis, Microsoft SQL Server
Education
Clemson University
BS, Computer Science, Application Emphasis in Business Administration
Josephine Hofmeyer's Wachovia Securities, LLC Experience July 2005 - July 2007
Job Visionary
Industry Leisure, Travel & Tourism
Experience
Visionary Escape September 2007 - Present
Wachovia Securities, LLC July 2005 - July 2007
Education
Florida Atlantic University
Visionary Escape September 2007 - Present
Wachovia Securities, LLC July 2005 - July 2007
Education
Florida Atlantic University
Carl Franz's Wachovia Securities, LLC Experience 2004 - 2009
Job Sr. Consultant at S3
Industry Computer Software
Experience
Strategic Staffing Solutions December 2009 - July 2011
Franz Group Consultants February 2001 - June 2009
Wachovia securities/Wells Fargo April 2004 - May 2009
Wachovia Securities LLC 2004 - 2009
Harris Bank/ Bank of Montreal February 1998 - December 2003
Skills
Data Warehousing, Unix, ETL, SDLC, Informatica, Visio, OLAP, Requirements Analysis, Business Objects, Business Intelligence, DB2, Data Modeling, Business Analysis, Requirements Gathering, Enterprise Architecture, Data Integration, Business Requirements, Testing, Systems Analysis, SOA
Education
Concordia University-River Forest 1976 — 1980
Bachelor of Arts (B.A.), Political Philosophy & Computer Science
Strategic Staffing Solutions December 2009 - July 2011
Franz Group Consultants February 2001 - June 2009
Wachovia securities/Wells Fargo April 2004 - May 2009
Wachovia Securities LLC 2004 - 2009
Harris Bank/ Bank of Montreal February 1998 - December 2003
Skills
Data Warehousing, Unix, ETL, SDLC, Informatica, Visio, OLAP, Requirements Analysis, Business Objects, Business Intelligence, DB2, Data Modeling, Business Analysis, Requirements Gathering, Enterprise Architecture, Data Integration, Business Requirements, Testing, Systems Analysis, SOA
Education
Concordia University-River Forest 1976 — 1980
Bachelor of Arts (B.A.), Political Philosophy & Computer Science
Astrid Kouw's Wachovia Securities, LLC Experience June 1999 - August 2005
Job Securities Trader at Wood Asset Management
Industry Financial Services
Experience
National Investment Services, Inc. August 2012 - Present
American Portfolios December 2010 - August 2012
Wells Fargo Investments April 2008 - February 2011
VALIC Financial Advisors, Inc August 2005 - August 2007
Wachovia Securities, LLC June 1999 - August 2005
Capital Management January 1997 - April 1999
Euro-American Trading Partners, Ltd November 1994 - April 1999
Skills
Equities, Portfolio Management, Investments, Mutual Funds, Finance, Trading, Securities, Fixed Income, Bonds, Series 7, Options, Financial Planning
Education
University of Washington 2008 — 2010
Bachelors, Business Administration - Finance
The University of Texas at San Antonio 1982 — 1986
College for Financial Planning
Florida State Health
National Investment Services, Inc. August 2012 - Present
American Portfolios December 2010 - August 2012
Wells Fargo Investments April 2008 - February 2011
VALIC Financial Advisors, Inc August 2005 - August 2007
Wachovia Securities, LLC June 1999 - August 2005
Capital Management January 1997 - April 1999
Euro-American Trading Partners, Ltd November 1994 - April 1999
Skills
Equities, Portfolio Management, Investments, Mutual Funds, Finance, Trading, Securities, Fixed Income, Bonds, Series 7, Options, Financial Planning
Education
University of Washington 2008 — 2010
Bachelors, Business Administration - Finance
The University of Texas at San Antonio 1982 — 1986
College for Financial Planning
Florida State Health
Barbara Butta-Smalls's Wachovia Securities, LLC Experience 2008 - 2008
Job Business Analyst
Industry Banking
Experience
Bank of America May 2000 - February 2009
Wachovia Securities, LLC 2008 - 2008
Royal & SunAlliance November 1982 - October 1999
Skills
Business Analysis, SDLC, Business Requirements, Vendor Management, Banking, Risk Management, Business Intelligence, Process Improvement, Visio, Relationship Management, Requirements Gathering, SharePoint
Education
City University of New York-College of Staten Island
Bank of America May 2000 - February 2009
Wachovia Securities, LLC 2008 - 2008
Royal & SunAlliance November 1982 - October 1999
Skills
Business Analysis, SDLC, Business Requirements, Vendor Management, Banking, Risk Management, Business Intelligence, Process Improvement, Visio, Relationship Management, Requirements Gathering, SharePoint
Education
City University of New York-College of Staten Island
Judy Poore's Wachovia Securities, LLC Experience March 2007 - May 2008
Job Operations Specialist at Cary Street Partners
Industry Marketing and Advertising
Experience
Cary Street Partners March 2014 - September 2014
Powhatan County Schools October 2010 - June 2012
Davenport & Company LLC May 2008 - June 2010
Wachovia Securities, LLC March 2007 - May 2008
Wachovia Securities 2002 - 2007
Wells Fargo February 2001 - March 2002
Skills
Program Management, Financial Analysis, Compliance, Anti Money Laundering, Securities, Management, Series 7, Financial Services, Risk Management, Mutual Funds, Investments, Equities, Wealth Management, Banking, Book Reviews
Education
Concord University 1990 — 1995
Bachelor of Business Administration (BBA), Business, Management, Marketing, and Related Support Services
Cary Street Partners March 2014 - September 2014
Powhatan County Schools October 2010 - June 2012
Davenport & Company LLC May 2008 - June 2010
Wachovia Securities, LLC March 2007 - May 2008
Wachovia Securities 2002 - 2007
Wells Fargo February 2001 - March 2002
Skills
Program Management, Financial Analysis, Compliance, Anti Money Laundering, Securities, Management, Series 7, Financial Services, Risk Management, Mutual Funds, Investments, Equities, Wealth Management, Banking, Book Reviews
Education
Concord University 1990 — 1995
Bachelor of Business Administration (BBA), Business, Management, Marketing, and Related Support Services
Mudit Mudit_Sharma01's Wachovia Securities, LLC Experience 2008 - 2008
Job PL at Infosys Technologies Ltd
Industry Information Technology and Services
Experience
Wachovia Securities, LLC 2008 - 2008
Infosys 2008 - 2008
Education
International Institute of Information Technology 2000 — 2001
M Tech, Computer Science
Dayalbagh Educational Institute 1996 — 2000
Wachovia Securities, LLC 2008 - 2008
Infosys 2008 - 2008
Education
International Institute of Information Technology 2000 — 2001
M Tech, Computer Science
Dayalbagh Educational Institute 1996 — 2000
Melissa Cherry's Wachovia Securities, LLC Experience September 1996 - November 2004
Job Financial Representative with White Rhino Fin.
Industry Financial Services
Experience
SER Jobs for Progress Houston November 2014 - Present
White Rhino Financial September 2011 - Present
One.org 2004 - Present
MKC Promotions 1994 - November 2011
Wachovia Securities LLC September 1996 - November 2004
Oppenheimer & Co., Inc September 1994 - September 1996
Public News, Inc July 1990 - September 1994
Fitzgerald's September 1987 - May 1990
University of Missouri-Columbia 1979 - 1981
Florida State University 1977 - 1978
Skills
Strategic Planning, Strategic Financial..., Public Speaking, Event Planning, Executive Support, Social Media, Budgets, Management, Team Building, Fundraising, Sales, Event Management, Radio, Music, Microsoft Office, Business Planning, Time Management, Research, Recruiting, Entertainment
Education
Florida State University
Mass Communication
Leon High School
University of Missouri-Columbia
SER Jobs for Progress Houston November 2014 - Present
White Rhino Financial September 2011 - Present
One.org 2004 - Present
MKC Promotions 1994 - November 2011
Wachovia Securities LLC September 1996 - November 2004
Oppenheimer & Co., Inc September 1994 - September 1996
Public News, Inc July 1990 - September 1994
Fitzgerald's September 1987 - May 1990
University of Missouri-Columbia 1979 - 1981
Florida State University 1977 - 1978
Skills
Strategic Planning, Strategic Financial..., Public Speaking, Event Planning, Executive Support, Social Media, Budgets, Management, Team Building, Fundraising, Sales, Event Management, Radio, Music, Microsoft Office, Business Planning, Time Management, Research, Recruiting, Entertainment
Education
Florida State University
Mass Communication
Leon High School
University of Missouri-Columbia
Dawn Reitz's Wachovia Securities, LLC Experience 1994 - April 2007
Job SVP Product Strategy, The Athene Group
Industry Information Technology and Services
Experience
The Athene Group 2015 - Present
Reitz Management Partners, LLC March 2011 - February 2015
NouvEON July 2009 - March 2011
Wells Fargo Advisors June 2008 - June 2009
Wachovia Corp May 2007 - November 2008
Wachovia Securities, LLC 1994 - April 2007
Skills
Financial Services, Banking, Risk Management, Strategic Planning, Leadership, Leadership Development
Education
Clemson University 1991 — 1993
B.S. Mathematics, Statistics
The Athene Group 2015 - Present
Reitz Management Partners, LLC March 2011 - February 2015
NouvEON July 2009 - March 2011
Wells Fargo Advisors June 2008 - June 2009
Wachovia Corp May 2007 - November 2008
Wachovia Securities, LLC 1994 - April 2007
Skills
Financial Services, Banking, Risk Management, Strategic Planning, Leadership, Leadership Development
Education
Clemson University 1991 — 1993
B.S. Mathematics, Statistics
Nora Arguello's Wachovia Securities, LLC Experience August 2003 - June 2004
Job Financial Coordinator at South Motors
Industry Automotive
Experience
South Motors Honda June 2004 - Present
South Motors Volkswagen August 2003 - June 2004
Wachovia Securities, LLC August 2003 - June 2004
Skills
PowerPoint, Customer Service
Education
Florida International University - College of Business 2006 — 2009
MBA
Florida International University - College of Business 1999 — 2003
Bachelor, Business Administration; Finance and Marketing
South Motors Honda June 2004 - Present
South Motors Volkswagen August 2003 - June 2004
Wachovia Securities, LLC August 2003 - June 2004
Skills
PowerPoint, Customer Service
Education
Florida International University - College of Business 2006 — 2009
MBA
Florida International University - College of Business 1999 — 2003
Bachelor, Business Administration; Finance and Marketing
Leslie Ryan's Wachovia Securities, LLC Experience 1990 - 2004
Job Senior Sales Associate at Agilex
Industry Chemicals
Experience
Agilex Fragrances October 2007 - Present
Ryan Financial Consulting Services 2004 - 2007
Wachovia Securities, LLC 1990 - 2004
Prudential Securities 1990 - 2004
PricewaterhouseCoopers LLP September 1986 - May 1990
Skills
Marketing Strategy, Management, Sales, Product Development, Investments, Marketing, New Business Development, Strategy, Risk Management, Banking, PowerPoint, Leadership, Financial Analysis, Forecasting, Sales Management, Strategic Planning, Fragrance
Education
Fairleigh Dickinson University 1982 — 1985
bs, accounting
Glen Rock High School
Agilex Fragrances October 2007 - Present
Ryan Financial Consulting Services 2004 - 2007
Wachovia Securities, LLC 1990 - 2004
Prudential Securities 1990 - 2004
PricewaterhouseCoopers LLP September 1986 - May 1990
Skills
Marketing Strategy, Management, Sales, Product Development, Investments, Marketing, New Business Development, Strategy, Risk Management, Banking, PowerPoint, Leadership, Financial Analysis, Forecasting, Sales Management, Strategic Planning, Fragrance
Education
Fairleigh Dickinson University 1982 — 1985
bs, accounting
Glen Rock High School
Erin Kitchell's Wachovia Securities, LLC Experience January 2004 - August 2008
Job Director of Investor Relations at Light Street Capital
Industry Investment Management
Experience
Light Street Capital October 2014 - Present
Standard Pacific Capital January 2011 - September 2014
30 Words August 2008 - December 2010
Wachovia Securities, LLC January 2004 - August 2008
Skills
Investments, Venture Capital, Private Equity, Structured Products, Financial Modeling, Hedge Funds, Capital Markets, Emerging Markets, Equities, Investor Relations
Education
Duke University 2001 — 2004
Bachelor of Arts (B.A.), Economics
University of Pennsylvania 1999 — 2001
Lakeside High School 1996 — 1999
Light Street Capital October 2014 - Present
Standard Pacific Capital January 2011 - September 2014
30 Words August 2008 - December 2010
Wachovia Securities, LLC January 2004 - August 2008
Skills
Investments, Venture Capital, Private Equity, Structured Products, Financial Modeling, Hedge Funds, Capital Markets, Emerging Markets, Equities, Investor Relations
Education
Duke University 2001 — 2004
Bachelor of Arts (B.A.), Economics
University of Pennsylvania 1999 — 2001
Lakeside High School 1996 — 1999
Michael Tellis's Wachovia Securities, LLC Experience June 2007 - March 2009
Job
Industry Investment Banking
Experience
UBS August 2014 - Present
Deutsche Bank December 2013 - August 2014
UBS Investment Bank December 2010 - December 2013
Wells Fargo March 2009 - December 2010
Wachovia Securities, LLC June 2007 - March 2009
American City Business Journals May 2006 - August 2006
Skills
Valuation, Portfolio Management, Due Diligence, Mergers & Acquisitions, Capital Markets, Private Equity, Financial Analysis, Finance, Credit, Investments, Banking, Credit Risk
Education
New York University - Leonard N. Stern School of Business
Master of Business Administration (MBA) Candidate
Davidson College 2003 — 2007
Economics
UBS August 2014 - Present
Deutsche Bank December 2013 - August 2014
UBS Investment Bank December 2010 - December 2013
Wells Fargo March 2009 - December 2010
Wachovia Securities, LLC June 2007 - March 2009
American City Business Journals May 2006 - August 2006
Skills
Valuation, Portfolio Management, Due Diligence, Mergers & Acquisitions, Capital Markets, Private Equity, Financial Analysis, Finance, Credit, Investments, Banking, Credit Risk
Education
New York University - Leonard N. Stern School of Business
Master of Business Administration (MBA) Candidate
Davidson College 2003 — 2007
Economics
Jeff Gelfand's Wachovia Securities, LLC Experience July 2003 - March 2006
Job MD, Director of Finance Morgan Stanley Global Wealth Management/Moragan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley May 2006 - Present
Wachovia Securities, LLC July 2003 - March 2006
Merrill Lynch October 1983 - June 2003
KPMG Peat Marwick June 1974 - September 1983
Skills
Financial Modeling, Financial Analysis, Strategic Financial..., Corporate Finance, Financial Reporting, Capital Markets, Equities, Investments, Asset Managment, Private Equity, Alternative Investments, Hedge Funds, Valuation, Investment Banking, Wealth Management, Fixed Income, Due Diligence, Risk Management, Securities
Education
Columbia University - Columbia Business School 1972 — 1974
MBA, Finance and Accounting
Cornell University 1968 — 1972
BS, Chem Engineering
Morgan Stanley May 2006 - Present
Wachovia Securities, LLC July 2003 - March 2006
Merrill Lynch October 1983 - June 2003
KPMG Peat Marwick June 1974 - September 1983
Skills
Financial Modeling, Financial Analysis, Strategic Financial..., Corporate Finance, Financial Reporting, Capital Markets, Equities, Investments, Asset Managment, Private Equity, Alternative Investments, Hedge Funds, Valuation, Investment Banking, Wealth Management, Fixed Income, Due Diligence, Risk Management, Securities
Education
Columbia University - Columbia Business School 1972 — 1974
MBA, Finance and Accounting
Cornell University 1968 — 1972
BS, Chem Engineering
John Laughlin's Wachovia Securities, LLC Experience 1999 - 2009
Job Head of M&A at Wells Fargo Securities
Industry Banking
Experience
Wells Fargo Securities February 1999 - Present
Wachovia Securities, LLC 1999 - 2009
J.P. Morgan & Co. 1990 - 1995
Education
Harvard Business School 1988 — 1990
MBA, Business
Davidson College 1981 — 1985
BA, Economics
Wells Fargo Securities February 1999 - Present
Wachovia Securities, LLC 1999 - 2009
J.P. Morgan & Co. 1990 - 1995
Education
Harvard Business School 1988 — 1990
MBA, Business
Davidson College 1981 — 1985
BA, Economics
De Boyrie,'s Wachovia Securities, LLC Experience October 1991 - May 2005
Job VP and Manager Latin America Branch at Charles Schwab
Industry Financial Services
Experience
Charles Schwab VP and Manager Latin America BranchCharles SchwabJuly 2008 - Present
Wachovia Securities, LLC October 1991 - May 2005
Education
City University of New York-Herbert H. Lehman College 1970 — 1977
BA, Spanish Lit. and Education minor
Charles Schwab VP and Manager Latin America BranchCharles SchwabJuly 2008 - Present
Wachovia Securities, LLC October 1991 - May 2005
Education
City University of New York-Herbert H. Lehman College 1970 — 1977
BA, Spanish Lit. and Education minor
Nora Coolahan's Wachovia Securities, LLC Experience January 2009 - June 2009
Job Officer at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC May 2009 - Present
Wachovia Securities, LLC January 2009 - June 2009
Smith Barney January 2005 - August 2008
Smith Barney 1999 - 2008
Smith Barney 1999 - 2008
Smith Barney November 1999 - December 2004
Prudential Securities August 1997 - November 1999
Prudential Securities November 1996 - August 1997
Chase Manhattan Bank 1980 - 1985
Education
Pace University - Lubin School of Business 1981 — 1985
MBA, Finance
Fairfield University 1976 — 1980
BS, Accounting
Wells Fargo Advisors, LLC May 2009 - Present
Wachovia Securities, LLC January 2009 - June 2009
Smith Barney January 2005 - August 2008
Smith Barney 1999 - 2008
Smith Barney 1999 - 2008
Smith Barney November 1999 - December 2004
Prudential Securities August 1997 - November 1999
Prudential Securities November 1996 - August 1997
Chase Manhattan Bank 1980 - 1985
Education
Pace University - Lubin School of Business 1981 — 1985
MBA, Finance
Fairfield University 1976 — 1980
BS, Accounting
Frances Josephic, CFA's Wachovia Securities, LLC Experience August 1999 - August 2001
Job Vice President and Portfolio Manager, Retail and Apparel Group, US Bank
Industry Banking
Experience
US Bank April 2006 - Present
MFJ ENTERPRISES July 2004 - September 2007
Security Capital Group August 2001 - July 2002
Wachovia Securities, LLC August 1999 - August 2001
Wachovia, A Wells Fargo Company June 1993 - August 1999
Macy's June 1989 - August 1991
Skills
Credit, Corporate Finance, Credit Analysis, Portfolio Management, Financial Modeling, Financial Analysis, Banking, Loans, Commercial Banking
Education
Tulane University - A.B. Freeman School of Business 1991 — 1993
MBA, Finance, Marketing
Duke University 1985 — 1989
A.B., Public Policy and Economics
US Bank April 2006 - Present
MFJ ENTERPRISES July 2004 - September 2007
Security Capital Group August 2001 - July 2002
Wachovia Securities, LLC August 1999 - August 2001
Wachovia, A Wells Fargo Company June 1993 - August 1999
Macy's June 1989 - August 1991
Skills
Credit, Corporate Finance, Credit Analysis, Portfolio Management, Financial Modeling, Financial Analysis, Banking, Loans, Commercial Banking
Education
Tulane University - A.B. Freeman School of Business 1991 — 1993
MBA, Finance, Marketing
Duke University 1985 — 1989
A.B., Public Policy and Economics
Michael Ehret's Wachovia Securities, LLC Experience June 2007 - January 2008
Job Data Warehouse Development Lead at Markel Insurance Corporation
Industry Information Technology and Services
Experience
Markel Corporation June 2010 - Present
ChildFund International January 2009 - May 2010
Wachovia Securities, LLC June 2007 - January 2008
JPMorgan Chase May 2005 - May 2007
Circuit City - FNANB January 2003 - May 2005
Circuit City Stores, Inc. August 1999 - December 2002
Skills
SQL Server, Data Warehousing, Oracle, PL/SQL, AS400, RPG, C#
Education
ECPI University 1992 — 1994
AAS, Computer Science
Kent State University
Respiratory Therapy Technology
Markel Corporation June 2010 - Present
ChildFund International January 2009 - May 2010
Wachovia Securities, LLC June 2007 - January 2008
JPMorgan Chase May 2005 - May 2007
Circuit City - FNANB January 2003 - May 2005
Circuit City Stores, Inc. August 1999 - December 2002
Skills
SQL Server, Data Warehousing, Oracle, PL/SQL, AS400, RPG, C#
Education
ECPI University 1992 — 1994
AAS, Computer Science
Kent State University
Respiratory Therapy Technology
Barbara Guth's Wachovia Securities, LLC Experience 2002 - Present
Job Project Management at Wells Fargo
Industry Banking
Experience
Wachovia Project ManagementWells Fargo2011 - Present
Wachovia Securities, LLC 2002 - Present
Wells Fargo 2003 - 2010
Skills
Vendor Management, Project Management, Banking, Process Improvement, Financial Services, Risk Management, Cross-functional Team..., Project Portfolio..., Program Management, Relationship Management, Leadership, Business Analysis, Change Management, Business Process...
Education
East Carolina University
BS, Political Science, German, History
Wachovia Project ManagementWells Fargo2011 - Present
Wachovia Securities, LLC 2002 - Present
Wells Fargo 2003 - 2010
Skills
Vendor Management, Project Management, Banking, Process Improvement, Financial Services, Risk Management, Cross-functional Team..., Project Portfolio..., Program Management, Relationship Management, Leadership, Business Analysis, Change Management, Business Process...
Education
East Carolina University
BS, Political Science, German, History
Tony Cardona's Wachovia Securities, LLC Experience June 2008 - July 2008
Job Global Real Estate Analyst at ERS
Industry Investment Management
Experience
Employees Retirement System of Texas May 2015 - Present
Avondale Partners September 2014 - May 2015
Banco Santander June 2011 - August 2014
Citi June 2009 - June 2011
Pacific Crest Securities January 2009 - June 2009
Wachovia Securities, LLC June 2008 - July 2008
Skills
Financial Modeling, Valuation, Capital Markets, Investment Banking, Equity Capital Markets, Corporate Finance, Equities, Capital Structure, Financial Accounting, Investments, Mergers, Equity Research
Education
Cornell University 2005 — 2009
Employees Retirement System of Texas May 2015 - Present
Avondale Partners September 2014 - May 2015
Banco Santander June 2011 - August 2014
Citi June 2009 - June 2011
Pacific Crest Securities January 2009 - June 2009
Wachovia Securities, LLC June 2008 - July 2008
Skills
Financial Modeling, Valuation, Capital Markets, Investment Banking, Equity Capital Markets, Corporate Finance, Equities, Capital Structure, Financial Accounting, Investments, Mergers, Equity Research
Education
Cornell University 2005 — 2009
Judith Ciesielski's Wachovia Securities, LLC Experience 1999 - 2007
Job Executive Vice President, Head of Credit Capital Oversight, Provision and Stress Testing
Industry Financial Services
Experience
Wells Fargo January 2009 - Present
Wachovia 2007 - 2009
Wachovia Securities, LLC 1999 - 2007
JP Morgan 1997 - 1999
Tate & Lyle 1995 - 1997
Coopers & Lybrand 1992 - 1995
Skills
Risk Management, Credit Risk, Auditing, Financial Risk, Credit, Portfolio Management, Banking, Commercial Banking, Finance, Project Management
Education
Fairfield University 1988 — 1992
BS, Accounting
Wells Fargo January 2009 - Present
Wachovia 2007 - 2009
Wachovia Securities, LLC 1999 - 2007
JP Morgan 1997 - 1999
Tate & Lyle 1995 - 1997
Coopers & Lybrand 1992 - 1995
Skills
Risk Management, Credit Risk, Auditing, Financial Risk, Credit, Portfolio Management, Banking, Commercial Banking, Finance, Project Management
Education
Fairfield University 1988 — 1992
BS, Accounting
Jay Brito's Wachovia Securities, LLC Experience October 1999 - December 2005
Job Vice President, Business Banking at JP Morgan Chase
Industry Banking
Experience
JP Morgan Chase July 2010 - Present
SunTrust Bank May 2007 - August 2010
Wachovia Bank January 2006 - May 2007
Wachovia Securities, LLC October 1999 - December 2005
Skills
Loans, Commercial Lending, Commercial Banking, Credit Analysis, Lines Of Credit, Commercial Mortgages, Cash Management, Financial Analysis, SBA, Risk Management, Relationship Management, Construction Loans, Credit, Finance, Small Business Lending, Treasury Management, Cash Flow Lending, Financial Risk
Education
Florida International University 2000 — 2003
EMBA
Florida International University - College of Business 1990 — 1993
Bachelors in Business Administration, Finance
Belen Jesuit Prep School 1980 — 1984
JP Morgan Chase July 2010 - Present
SunTrust Bank May 2007 - August 2010
Wachovia Bank January 2006 - May 2007
Wachovia Securities, LLC October 1999 - December 2005
Skills
Loans, Commercial Lending, Commercial Banking, Credit Analysis, Lines Of Credit, Commercial Mortgages, Cash Management, Financial Analysis, SBA, Risk Management, Relationship Management, Construction Loans, Credit, Finance, Small Business Lending, Treasury Management, Cash Flow Lending, Financial Risk
Education
Florida International University 2000 — 2003
EMBA
Florida International University - College of Business 1990 — 1993
Bachelors in Business Administration, Finance
Belen Jesuit Prep School 1980 — 1984
Taylor Partridge's Wachovia Securities, LLC Experience October 2007 - May 2008
Job Actavis
Industry Pharmaceuticals
Experience
Actavis February 2013 - Present
The Hershey Company March 2010 - February 2013
Pendant Health August 2007 - December 2009
JBAR A/C, Inc. May 2008 - November 2009
Wachovia Securities, LLC October 2007 - May 2008
Skills
B2B, Sales, Sales Management, New Business Development, Marketing Strategy, Customer Service, Sales Operations, Strategic Planning
Education
Cleveland State University 2006 — 2008
BS, Finance, 3.6
Miami University 2003 — 2006
Communications
Actavis February 2013 - Present
The Hershey Company March 2010 - February 2013
Pendant Health August 2007 - December 2009
JBAR A/C, Inc. May 2008 - November 2009
Wachovia Securities, LLC October 2007 - May 2008
Skills
B2B, Sales, Sales Management, New Business Development, Marketing Strategy, Customer Service, Sales Operations, Strategic Planning
Education
Cleveland State University 2006 — 2008
BS, Finance, 3.6
Miami University 2003 — 2006
Communications
Nishil Mehta's Wachovia Securities, LLC Experience June 2003 - August 2008
Job Prospect Capital: Principal Head of Capital Markets & CoPortfolio Manager of CLO Portfolio
Industry Investment Management
Experience
Prospect Capital May 2010 - Present
CIT Asset Management March 2009 - May 2010
Wachovia Securities, LLC June 2003 - August 2008
Wachovia Securities, LLC June 2003 - June 2005
Education
Emory University - Goizueta Business School 1999 — 2003
BBA, Finance, Accounting
Prospect Capital May 2010 - Present
CIT Asset Management March 2009 - May 2010
Wachovia Securities, LLC June 2003 - August 2008
Wachovia Securities, LLC June 2003 - June 2005
Education
Emory University - Goizueta Business School 1999 — 2003
BBA, Finance, Accounting
Nicholas Brown CRPC, CFC's Wachovia Securities, LLC Experience January 2008 - Present
Job Financial Advisor at Wachovia Securities
Industry Financial Services
Experience
Wachovia Securities, LLC January 2008 - Present
Banc of America Investments January 2004 - November 2007
Education
Florida State University
Wachovia Securities, LLC January 2008 - Present
Banc of America Investments January 2004 - November 2007
Education
Florida State University
Wade Canter's Wachovia Securities, LLC Experience March 2004 - June 2008
Job Executive Director, Global Investment Specialist at J.P. Morgan Private Bank
Industry Investment Management
Experience
J.P. Morgan July 2011 - Present
Bernstein Global Wealth Management May 2009 - July 2011
Barclays Capital June 2008 - April 2009
Wachovia Securities, LLC March 2004 - June 2008
Citigroup August 2000 - January 2004
Shearman and Sterling September 1998 - July 2000
Education
New York University School of Law 1997 — 1998
LL.M., Taxation
University of California, Hastings College of the Law 1995 — 1997
J.D.
Duke University 1989 — 1993
A.B., Political Science
J.P. Morgan July 2011 - Present
Bernstein Global Wealth Management May 2009 - July 2011
Barclays Capital June 2008 - April 2009
Wachovia Securities, LLC March 2004 - June 2008
Citigroup August 2000 - January 2004
Shearman and Sterling September 1998 - July 2000
Education
New York University School of Law 1997 — 1998
LL.M., Taxation
University of California, Hastings College of the Law 1995 — 1997
J.D.
Duke University 1989 — 1993
A.B., Political Science
Sarah Hartley's Wachovia Securities, LLC Experience June 2008 - March 2012
Job Director at Wells Fargo Securities
Industry Investment Banking
Experience
Wells Fargo Securities March 2015 - Present
Wells Fargo Securities, LLC March 2012 - March 2015
Wachovia Securities, LLC June 2008 - March 2012
Wachovia Securities, LLC June 2005 - June 2008
Skills
Bloomberg, Capital IQ, High Yield, Investment Banking, Capital Markets, Series 7, Valuation, Financial Modeling
Education
Davidson College 2001 — 2005
BA, Economics
Wells Fargo Securities March 2015 - Present
Wells Fargo Securities, LLC March 2012 - March 2015
Wachovia Securities, LLC June 2008 - March 2012
Wachovia Securities, LLC June 2005 - June 2008
Skills
Bloomberg, Capital IQ, High Yield, Investment Banking, Capital Markets, Series 7, Valuation, Financial Modeling
Education
Davidson College 2001 — 2005
BA, Economics
Lyle Maretech's Wachovia Securities, LLC Experience September 2002 - February 2005
Job Associate Director of Network Office Supervision at Northwestern Mutual
Industry Financial Services
Experience
Nortwestern Mutual August 2008 - Present
Robert W. Baird June 2007 - June 2008
Morgan Stanley Investment Management February 2005 - June 2007
Wachovia Securities, LLC September 2002 - February 2005
Merrill Lynch and Company, Inc. September 1999 - July 2002
Education
Colorado Mesa University 1986 — 1990
BBA, Finance
Nortwestern Mutual August 2008 - Present
Robert W. Baird June 2007 - June 2008
Morgan Stanley Investment Management February 2005 - June 2007
Wachovia Securities, LLC September 2002 - February 2005
Merrill Lynch and Company, Inc. September 1999 - July 2002
Education
Colorado Mesa University 1986 — 1990
BBA, Finance
Dion Barrett's Wachovia Securities, LLC Experience 2005 - 2008
Job SVP Credit Process Manager at Regions Financial Corporation
Industry Financial Services
Experience
Regions Financial Corporation October 2014 - Present
Wells Fargo Securities July 2011 - Present
High Country Waste 2007 - 2012
The Pantry May 2009 - July 2011
Wachovia Securities, LLC 2005 - 2008
Waste Management NZ Ltd September 2001 - February 2003
Waste Management NZ Ltd January 1999 - September 2001
Skills
Mergers, Investment Banking, Mergers & Acquisitions, Financial Analysis, Finance, Financial Modeling, Risk Management, Capital Markets, Strategic Planning
Education
Wake Forest University 2003 — 2005
MBA, Financial Analysis
Duke University 1991 — 1995
BA, Sociology
Regions Financial Corporation October 2014 - Present
Wells Fargo Securities July 2011 - Present
High Country Waste 2007 - 2012
The Pantry May 2009 - July 2011
Wachovia Securities, LLC 2005 - 2008
Waste Management NZ Ltd September 2001 - February 2003
Waste Management NZ Ltd January 1999 - September 2001
Skills
Mergers, Investment Banking, Mergers & Acquisitions, Financial Analysis, Finance, Financial Modeling, Risk Management, Capital Markets, Strategic Planning
Education
Wake Forest University 2003 — 2005
MBA, Financial Analysis
Duke University 1991 — 1995
BA, Sociology
William Cavey's Wachovia Securities, LLC Experience 2000 - 2003
Job BPV Capital Management
Industry Financial Services
Experience
BPV Capital Management - Back Porch Vista February 2015 - Present
Nuveen Investments October 2006 - 2015
Merrill Lynch Investment Managers 2005 - 2006
Merrill Lynch Investment Managers 2004 - 2006
Wachovia Securities, LLC 2000 - 2003
Wachovia Securities 1999 - 2003
Skills
Separately Managed..., Series 7, Wholesaling, ETFs, Investment Products, Mutual Funds, Closed-end Funds, Managed Accounts, Alternative Investments, Asset Allocation, Investment Strategies, Investments, Equities, Asset Management, Wealth Management, Investment Advisory, Series 63
Education
Elon University - Martha and Spencer Love School of Business 1986 — 1990
BS, Business Administration - Marketing Concentration
BPV Capital Management - Back Porch Vista February 2015 - Present
Nuveen Investments October 2006 - 2015
Merrill Lynch Investment Managers 2005 - 2006
Merrill Lynch Investment Managers 2004 - 2006
Wachovia Securities, LLC 2000 - 2003
Wachovia Securities 1999 - 2003
Skills
Separately Managed..., Series 7, Wholesaling, ETFs, Investment Products, Mutual Funds, Closed-end Funds, Managed Accounts, Alternative Investments, Asset Allocation, Investment Strategies, Investments, Equities, Asset Management, Wealth Management, Investment Advisory, Series 63
Education
Elon University - Martha and Spencer Love School of Business 1986 — 1990
BS, Business Administration - Marketing Concentration
David Roseman's Wachovia Securities, LLC Experience June 2002 - April 2009
Job AVP, Sales & Distribution
Industry Insurance
Experience
CNA Insurance December 2012 - Present
CNA April 2009 - December 2012
Wachovia Securities, LLC June 2002 - April 2009
Skills
Underwriting, Liability, D&O, Leadership, Brokers, Commercial Insurance
Education
Emory University 1998 — 2002
BBA
Glenbrook South
CNA Insurance December 2012 - Present
CNA April 2009 - December 2012
Wachovia Securities, LLC June 2002 - April 2009
Skills
Underwriting, Liability, D&O, Leadership, Brokers, Commercial Insurance
Education
Emory University 1998 — 2002
BBA
Glenbrook South
Brett Konchak's Wachovia Securities, LLC Experience March 2009 - December 2011
Job Hinterland Group Inc.
Industry Civil Engineering
Experience
Hinterland Group, Inc. February 2015 - Present
Osman Construction Corporation Miami December 2011 - Present
Wachovia Securities, LLC March 2009 - December 2011
Education
Florida Atlantic University 2000 — 2004
BA, Psychology
Hinterland Group, Inc. February 2015 - Present
Osman Construction Corporation Miami December 2011 - Present
Wachovia Securities, LLC March 2009 - December 2011
Education
Florida Atlantic University 2000 — 2004
BA, Psychology
Pratik Patel's Wachovia Securities, LLC Experience 2002 - 2007
Job Director at FirstKey
Industry Real Estate
Experience
FirstKey April 2015 - Present
Spring Hill Capital Partners 2011 - April 2015
Spring Hill Capital Partners August 2009 - 2011
Lehman Brothers June 2008 - August 2008
Wachovia Securities, LLC 2002 - 2007
Education
The University of Chicago Booth School of Business 2007 — 2009
MBA, Finance / Entrepreneurship
Duke University 1998 — 2002
BS, Economics
FirstKey April 2015 - Present
Spring Hill Capital Partners 2011 - April 2015
Spring Hill Capital Partners August 2009 - 2011
Lehman Brothers June 2008 - August 2008
Wachovia Securities, LLC 2002 - 2007
Education
The University of Chicago Booth School of Business 2007 — 2009
MBA, Finance / Entrepreneurship
Duke University 1998 — 2002
BS, Economics
Christine Schandall's Wachovia Securities, LLC Experience 1999 - 2008
Job Executive Office Professional
Industry Executive Office
Experience
Wachovia Securities, LLC 1999 - 2008
Wachovia Securities, LLC 1999 - 2008
Skills
Customer Service, Editing, Nonprofits, Event Planning, Teamwork, Sales, Public Speaking, Social Networking, Microsoft Excel, PowerPoint, Leadership, Management, Marketing
Education
Ithaca College 1967 — 1969
n/a, Drama
Fairfield University
Certificate, Video Production
J. Sargeant Reynolds Community College
Certificate, Interior Decorating
Wachovia Securities, LLC 1999 - 2008
Wachovia Securities, LLC 1999 - 2008
Skills
Customer Service, Editing, Nonprofits, Event Planning, Teamwork, Sales, Public Speaking, Social Networking, Microsoft Excel, PowerPoint, Leadership, Management, Marketing
Education
Ithaca College 1967 — 1969
n/a, Drama
Fairfield University
Certificate, Video Production
J. Sargeant Reynolds Community College
Certificate, Interior Decorating
James Quay's Wachovia Securities, LLC Experience June 2006 - July 2007
Job General Manager at Michigan Aviation
Industry Aviation & Aerospace
Experience
Michigan Aviation May 2011 - August 2013
Deloitte January 2010 - April 2011
UBS June 2008 - August 2008
Wachovia Securities, LLC June 2006 - July 2007
Skills
Auditing, Financial Modeling, Financial Reporting, Financial Analysis, Due Diligence, Accounting, Financial Accounting, Internal Controls, US GAAP, Business Strategy, Management, Customer Service, Operations Management, Cost Reduction..., Pricing Strategy, Sauces, Creams
Education
Indiana University - Kelley School of Business 2013 — 2015
Master of Business Administration (MBA), Entrepreneurship & Corporate Innovation
Vanderbilt University - Owen Graduate School of Management 2009 — 2010
Masters of Accounting, Accounting
Colgate University 2005 — 2009
BA, Economics, Mathematics
The London School of Economics and Political Science (LSE) 2007 — 2007
Finance
Michigan Aviation May 2011 - August 2013
Deloitte January 2010 - April 2011
UBS June 2008 - August 2008
Wachovia Securities, LLC June 2006 - July 2007
Skills
Auditing, Financial Modeling, Financial Reporting, Financial Analysis, Due Diligence, Accounting, Financial Accounting, Internal Controls, US GAAP, Business Strategy, Management, Customer Service, Operations Management, Cost Reduction..., Pricing Strategy, Sauces, Creams
Education
Indiana University - Kelley School of Business 2013 — 2015
Master of Business Administration (MBA), Entrepreneurship & Corporate Innovation
Vanderbilt University - Owen Graduate School of Management 2009 — 2010
Masters of Accounting, Accounting
Colgate University 2005 — 2009
BA, Economics, Mathematics
The London School of Economics and Political Science (LSE) 2007 — 2007
Finance
Larry Kendrick's Wachovia Securities, LLC Experience June 2001 - September 2006
Job at Red Stone Equity Partners
Industry Financial Services
Experience
Red Stone Equity Partners November 2010 - Present
TAXINVESTMENTS.COM, LLC February 2010 - January 2011
Consortium Structured Investments, LLC July 2006 - February 2010
Wachovia Securities, LLC June 2001 - September 2006
Reznick Group 1998 - 2001
Education
College of Charleston 1988 — 1993
Bachelor of Science, Accounting and Business Administration
Red Stone Equity Partners November 2010 - Present
TAXINVESTMENTS.COM, LLC February 2010 - January 2011
Consortium Structured Investments, LLC July 2006 - February 2010
Wachovia Securities, LLC June 2001 - September 2006
Reznick Group 1998 - 2001
Education
College of Charleston 1988 — 1993
Bachelor of Science, Accounting and Business Administration
Angie Chatterjee's Wachovia Securities, LLC Experience 2003 - 2004
Job Barclays Institutional Derivatives Sales
Industry Capital Markets
Experience
Barclays Investment Bank August 2011 - Present
Black River Asset Management 2005 - 2008
Bear Stearns 2004 - 2005
Wachovia Securities, LLC 2003 - 2004
Skills
Trading, Equity Derivatives, Equities
Education
Columbia University - Columbia Business School 2009 — 2011
MBA
Duke University 1999 — 2003
BS, Economics
Barclays Investment Bank August 2011 - Present
Black River Asset Management 2005 - 2008
Bear Stearns 2004 - 2005
Wachovia Securities, LLC 2003 - 2004
Skills
Trading, Equity Derivatives, Equities
Education
Columbia University - Columbia Business School 2009 — 2011
MBA
Duke University 1999 — 2003
BS, Economics
Cathleen Hairston's Wachovia Securities, LLC Experience May 2003 - November 2005
Job Quality Assurance Analyst
Industry Banking
Experience
Wells Fargo Advisors April 2012 - September 2013
Wells Fargo Advisors November 2009 - March 2012
Wachovia, A Wells Fargo Company December 2005 - April 2009
Creative Coaching and Associates December 2005 - April 2009
Wachovia Securities, LLC May 2003 - November 2005
Wachovia Securities, LLC July 2000 - May 2003
Skills
Training, Performance Management, Coaching, Management
Education
Duke University 2005 — 2005
Certification, Business Coaching
Wells Fargo Advisors April 2012 - September 2013
Wells Fargo Advisors November 2009 - March 2012
Wachovia, A Wells Fargo Company December 2005 - April 2009
Creative Coaching and Associates December 2005 - April 2009
Wachovia Securities, LLC May 2003 - November 2005
Wachovia Securities, LLC July 2000 - May 2003
Skills
Training, Performance Management, Coaching, Management
Education
Duke University 2005 — 2005
Certification, Business Coaching
Bruce Popper's Wachovia Securities, LLC Experience July 2003 - April 2008
Job Senior Estate Planning Consultant at Mercury Financial Group
Industry Financial Services
Experience
Mercury Financial Group April 2008 - Present
Wachovia Securities, LLC July 2003 - April 2008
Prudential Securities, Inc. May 1997 - July 2003
Skills
Estate Planning, Life Insurance, Retirement Planning, Wealth, Succession Planning, Wealth Management, Investment Strategies, Financial Advisory, Financial Planning, Captives, Financial Services, Variable Annuities, Long-term Care, Disability Insurance, Investment Advisory, Wealth Management..., Pensions, High Net Worth..., Wealth Accumulation, Strategic Financial..., Certified Financial..., Securities
Education
American College
ChFC - Chartered Financial Consultant
College for Financial Planning
CFP - Certified Financial Planner®
Auburn University/COSC
Bachelor of Science (B.S.), Business Administration, Management and Operations
South Miami High School
Mercury Financial Group April 2008 - Present
Wachovia Securities, LLC July 2003 - April 2008
Prudential Securities, Inc. May 1997 - July 2003
Skills
Estate Planning, Life Insurance, Retirement Planning, Wealth, Succession Planning, Wealth Management, Investment Strategies, Financial Advisory, Financial Planning, Captives, Financial Services, Variable Annuities, Long-term Care, Disability Insurance, Investment Advisory, Wealth Management..., Pensions, High Net Worth..., Wealth Accumulation, Strategic Financial..., Certified Financial..., Securities
Education
American College
ChFC - Chartered Financial Consultant
College for Financial Planning
CFP - Certified Financial Planner®
Auburn University/COSC
Bachelor of Science (B.S.), Business Administration, Management and Operations
South Miami High School
Alexander Gorman's Wachovia Securities, LLC Experience September 2004 - January 2007
Job Financial Advisor at Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney January 2007 - Present
Wachovia Securities, LLC September 2004 - January 2007
Education
Elon University 1999 — 2003
BS, Business/Finance
Morgan Stanley Smith Barney January 2007 - Present
Wachovia Securities, LLC September 2004 - January 2007
Education
Elon University 1999 — 2003
BS, Business/Finance
David Yorker's Wachovia Securities, LLC Experience May 2001 - December 2007
Job CPA, Tax Professional
Industry Financial Services
Experience
Wachovia Securities, LLC May 2001 - December 2007
Education
Duke University
B.A., Accounting
Wachovia Securities, LLC May 2001 - December 2007
Education
Duke University
B.A., Accounting
Kendrick Wakeman, CFA's Wachovia Securities, LLC Experience 1994 - 2004
Job President & CEO at FinMason
Industry Investment Management
Experience
FinMason, Inc. October 2013 - Present
Badon Hill Asset Management January 2009 - October 2013
Lazard Asset Management 2007 - 2009
Badon Hill Asset Management 2004 - 2007
Wachovia Securities, LLC 1994 - 2004
Forum Capital Markets 1994 - 2000
Parallax Group 1992 - 1994
Management Asset Corp/Heine Management 1990 - 1992
Skills
Asset Allocation, Investment Management, Financial Risk..., Investment Advisory, Economic Modeling, Quantitative Finance, Statistical Programming, R, Equities, Special Situations, Arbitrage, Convertible Arbitrage, Credit Analysis, Equity Derivatives, Options, Programming Languages, Volatility Arbitrage, Long/Short Equity, Credit Derivatives, Fundamental Analysis, C++, Entrepreneurship, Financial Technology
Education
Dartmouth College 1986 — 1990
CFA Institute 1990 — 1993
Chartered Financial Analyst
The Lawrenceville School 1983 — 1986
FinMason, Inc. October 2013 - Present
Badon Hill Asset Management January 2009 - October 2013
Lazard Asset Management 2007 - 2009
Badon Hill Asset Management 2004 - 2007
Wachovia Securities, LLC 1994 - 2004
Forum Capital Markets 1994 - 2000
Parallax Group 1992 - 1994
Management Asset Corp/Heine Management 1990 - 1992
Skills
Asset Allocation, Investment Management, Financial Risk..., Investment Advisory, Economic Modeling, Quantitative Finance, Statistical Programming, R, Equities, Special Situations, Arbitrage, Convertible Arbitrage, Credit Analysis, Equity Derivatives, Options, Programming Languages, Volatility Arbitrage, Long/Short Equity, Credit Derivatives, Fundamental Analysis, C++, Entrepreneurship, Financial Technology
Education
Dartmouth College 1986 — 1990
CFA Institute 1990 — 1993
Chartered Financial Analyst
The Lawrenceville School 1983 — 1986
david schiff's Wachovia Securities, LLC Experience 2003 - 2005
Job Partner at Perella Weinberg Partners
Industry Investment Management
Experience
Perella Weinberg Partners 2008 - Present
Broadworth Capital 2006 - 2007
Amaranth Advisors 2005 - 2006
Wachovia Securities, LLC 2003 - 2005
JP Morgan 1993 - 2001
Education
Cornell University 1991 — 1993
B.S, Economics
Perella Weinberg Partners 2008 - Present
Broadworth Capital 2006 - 2007
Amaranth Advisors 2005 - 2006
Wachovia Securities, LLC 2003 - 2005
JP Morgan 1993 - 2001
Education
Cornell University 1991 — 1993
B.S, Economics
Gray Houghton's Wachovia Securities, LLC Experience 1990 - 2009
Job Senior Consultant at Oyster Consulting, LLC
Industry Financial Services
Experience
Oyster Consulting, LLC January 2010 - Present
Wachovia Securities, LLC 1990 - 2009
Skills
Banking, Business Analysis, Equities, Asset Management, FINRA, Finance, Financial Services, Investment Advisory, Investments, Mutual Funds, Portfolio Management, Process Improvement, Risk Management, Securities, Series 63, Series 7, Trading, Wealth Management
Education
Emory and Henry College 1982 — 1987
BA, History
St Christophers 1978 — 1982
Oyster Consulting, LLC January 2010 - Present
Wachovia Securities, LLC 1990 - 2009
Skills
Banking, Business Analysis, Equities, Asset Management, FINRA, Finance, Financial Services, Investment Advisory, Investments, Mutual Funds, Portfolio Management, Process Improvement, Risk Management, Securities, Series 63, Series 7, Trading, Wealth Management
Education
Emory and Henry College 1982 — 1987
BA, History
St Christophers 1978 — 1982
Lyle Maretech's Wachovia Securities, LLC Experience September 2002 - February 2005
Job Associate Director of Network Office Supervision at Northwestern Mutual
Industry Financial Services
Experience
Northwestern Mutual August 2008 - Present
Robert W. Baird & Co. June 2007 - June 2008
Morgan Stanley February 2005 - June 2007
Wachovia Securities, LLC September 2002 - February 2005
Merrill Lynch and Company, Inc. September 1999 - July 2002
Skills
Management, Leadership, Investments, Insurance, Series 7, Mutual Funds
Education
Colorado Mesa University 1986 — 1990
BBA, Finance
Northwestern Mutual August 2008 - Present
Robert W. Baird & Co. June 2007 - June 2008
Morgan Stanley February 2005 - June 2007
Wachovia Securities, LLC September 2002 - February 2005
Merrill Lynch and Company, Inc. September 1999 - July 2002
Skills
Management, Leadership, Investments, Insurance, Series 7, Mutual Funds
Education
Colorado Mesa University 1986 — 1990
BBA, Finance
Jeanne Forrey CFP®, CDFA, CRPC®'s Wachovia Securities, LLC Experience 2000 - 2004
Job
Industry Investment Management
Experience
Robinswood Financial March 2006 - Present
Jeanne Forrey 2000 - Present
Merrill Lynch 2004 - 2008
Wachovia Securities, LLC 2000 - 2004
Education
City University of Seattle 1998 — 2000
Business
Robinswood Financial March 2006 - Present
Jeanne Forrey 2000 - Present
Merrill Lynch 2004 - 2008
Wachovia Securities, LLC 2000 - 2004
Education
City University of Seattle 1998 — 2000
Business
Elorine Baptiste's Wachovia Securities, LLC Experience May 1983 - June 2005
Job AVP Process Manager Fixed Income,Equity, Prime Brokerage at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC AVP Process Manager Fixed Income,Equity, Prime BrokerageWells Fargo Advisors, LLCMay 1983 - Present
Wells Fargo Advisors 1983 - Present
Wachovia Securities, LLC May 1983 - June 2005
Skills
Equities, Back Office, Fixed Income, Prime Brokerage, Settlement, Asset Management, Financial Services, Mutual Funds, Capital Markets, Securities, Series 7
Education
Fashion Institute of Technology 1976 — 1980
Fashion Design
LaGuardia Community College 1974 — 1976
AAS, Business
Wells Fargo Advisors, LLC AVP Process Manager Fixed Income,Equity, Prime BrokerageWells Fargo Advisors, LLCMay 1983 - Present
Wells Fargo Advisors 1983 - Present
Wachovia Securities, LLC May 1983 - June 2005
Skills
Equities, Back Office, Fixed Income, Prime Brokerage, Settlement, Asset Management, Financial Services, Mutual Funds, Capital Markets, Securities, Series 7
Education
Fashion Institute of Technology 1976 — 1980
Fashion Design
LaGuardia Community College 1974 — 1976
AAS, Business
Vivian Seymour's Wachovia Securities, LLC Experience July 1996 - March 2009
Job HFCU Assistant
Industry Financial Services
Experience
Henrico FCU February 2010 - Present
Wachovia Securities, LLC July 1996 - March 2009
Education
ECPI University 1995 — 1996
Accounting Computer Specialist
Danville Community College
Education
Henrico FCU February 2010 - Present
Wachovia Securities, LLC July 1996 - March 2009
Education
ECPI University 1995 — 1996
Accounting Computer Specialist
Danville Community College
Education
Frank Dell'Aquila's Wachovia Securities, LLC Experience 2008 - 2009
Job Systems Engineer at Harris Corporation
Industry Information Technology and Services
Experience
Harris Corporation May 2012 - Present
CME Group November 2010 - April 2012
Verizon Business November 2009 - August 2010
Wachovia Securities, LLC 2008 - 2009
CME Group 2007 - 2008
TransUnion 1994 - 1995
Skills
SDLC, Oracle, Software Quality..., Agile Methodologies, Business Analysis, Linux, Operating Systems, PL/SQL, Programming, Quality Assurance, SQL, Software Development, System Testing, Test Automation, Test Planning, Testing, Unix, User Acceptance Testing
Education
Elmhurst College 1989 — 1994
University of Illinois at Chicago 1985 — 1986
Harris Corporation May 2012 - Present
CME Group November 2010 - April 2012
Verizon Business November 2009 - August 2010
Wachovia Securities, LLC 2008 - 2009
CME Group 2007 - 2008
TransUnion 1994 - 1995
Skills
SDLC, Oracle, Software Quality..., Agile Methodologies, Business Analysis, Linux, Operating Systems, PL/SQL, Programming, Quality Assurance, SQL, Software Development, System Testing, Test Automation, Test Planning, Testing, Unix, User Acceptance Testing
Education
Elmhurst College 1989 — 1994
University of Illinois at Chicago 1985 — 1986
Donna Kobus-Mandel's Wachovia Securities, LLC Experience 2007 - 2008
Job Relationship Manager
Industry Financial Services
Experience
Fidelity Investments June 2015 - Present
Northern Trust Asset Management September 2012 - December 2014
Northern Trust Global Investments October 2011 - October 2012
Wells Fargo Advisors June 2011 - September 2011
College of Lake County 2010 - 2011
MorganStanley SmithBarney 2008 - 2009
Wachovia Securities. LLC 2007 - 2008
Merrill Lynch 2006 - 2007
Skills
Investments, Client Services, Equities, Asset Management, Series 63, Series 7, ETFs, Mutual Funds, Portfolio Management, Fixed Income, Securities, Financial Services, Management
Education
College of Lake County
Paralegal Studies Program
Illinois State University
Bachelor of Science (BS)
Fidelity Investments June 2015 - Present
Northern Trust Asset Management September 2012 - December 2014
Northern Trust Global Investments October 2011 - October 2012
Wells Fargo Advisors June 2011 - September 2011
College of Lake County 2010 - 2011
MorganStanley SmithBarney 2008 - 2009
Wachovia Securities. LLC 2007 - 2008
Merrill Lynch 2006 - 2007
Skills
Investments, Client Services, Equities, Asset Management, Series 63, Series 7, ETFs, Mutual Funds, Portfolio Management, Fixed Income, Securities, Financial Services, Management
Education
College of Lake County
Paralegal Studies Program
Illinois State University
Bachelor of Science (BS)
Kristin DeFeo's Wachovia Securities, LLC Experience January 2009 - May 2009
Job Student
Industry Investment Banking
Experience
OppenheimerFunds June 2009 - August 2009
Wachovia Securities, LLC January 2009 - May 2009
Education
College of the Holy Cross 2006 — 2010
OppenheimerFunds June 2009 - August 2009
Wachovia Securities, LLC January 2009 - May 2009
Education
College of the Holy Cross 2006 — 2010
Danielle Rounick's Wachovia Securities, LLC Experience June 2007 - August 2007
Job Investor Relations Associate at GoldPoint Partners LLC
Industry Investment Banking
Experience
GoldPoint Partners LLC June 2014 - Present
Gerson Lehrman Group February 2012 - June 2014
SunTrust Robinson Humphrey August 2010 - February 2012
SunTrust Robinson Humphrey July 2008 - August 2010
Wachovia Securities, LLC June 2007 - August 2007
Wachovia Securities, LLC June 2006 - August 2006
Education
Emory University - Goizueta Business School 2004 — 2008
BBA, Finance, Organization & Management
GoldPoint Partners LLC June 2014 - Present
Gerson Lehrman Group February 2012 - June 2014
SunTrust Robinson Humphrey August 2010 - February 2012
SunTrust Robinson Humphrey July 2008 - August 2010
Wachovia Securities, LLC June 2007 - August 2007
Wachovia Securities, LLC June 2006 - August 2006
Education
Emory University - Goizueta Business School 2004 — 2008
BBA, Finance, Organization & Management
Terence Pringle's Wachovia Securities, LLC Experience February 2006 - July 2008
Job Vice President at JPMorgan Chase
Industry Banking
Experience
JPMorgan Chase October 2011 - Present
HSBC Bank July 2008 - October 2011
Wachovia Securities, LLC February 2006 - July 2008
Fleet Bank October 2001 - July 2004
JP Morgan Chase September 1999 - October 2001
Morgan Stanley Dean Witter April 1998 - September 1999
Skills
Commercial Lending, SBA 504, Lines Of Credit, Business Development, Loans, Commercial Banking, Banking, Consumer Lending, Credit Analysis, Treasury Management, Small Business Lending, Credit, Mortgage Lending, SBA, Financial Analysis, Cross Selling, Relationship Management, Loan Origination, Finance
Education
City University of New York City College 1993 — 1998
BA, Communications
Brooklyn Tech 1989 — 1993
Mechanical Engineering
JPMorgan Chase October 2011 - Present
HSBC Bank July 2008 - October 2011
Wachovia Securities, LLC February 2006 - July 2008
Fleet Bank October 2001 - July 2004
JP Morgan Chase September 1999 - October 2001
Morgan Stanley Dean Witter April 1998 - September 1999
Skills
Commercial Lending, SBA 504, Lines Of Credit, Business Development, Loans, Commercial Banking, Banking, Consumer Lending, Credit Analysis, Treasury Management, Small Business Lending, Credit, Mortgage Lending, SBA, Financial Analysis, Cross Selling, Relationship Management, Loan Origination, Finance
Education
City University of New York City College 1993 — 1998
BA, Communications
Brooklyn Tech 1989 — 1993
Mechanical Engineering
Frances Rickman's Wachovia Securities, LLC Experience January 1985 - January 2004
Job Financial Services Professional
Industry Financial Services
Experience
Davenport & Company LLC May 2006 - September 2009
Company LLC May 2006 - September 2009
Wachovia Securities 1985 - 2006
Wheat First Union 1985 - 2006
Wheat First Securities 1985 - 2006
First Union Securities 1985 - 2006
Wells Fargo Advisors (formerly Wachovia Securities and predecessor firms) 1985 - 2005
Wachovia Securities, LLC January 1985 - January 2004
Skills
IRAs, Series 63, Retirement Planning, Series 24, Mutual Funds, FINRA, Retirement, Financial Advisory
Education
College for Financial Planning
CRPC, Qualified Retirement Plans
National Business College
Business
Prince Edward AcademyNational Business College
Davenport & Company LLC May 2006 - September 2009
Company LLC May 2006 - September 2009
Wachovia Securities 1985 - 2006
Wheat First Union 1985 - 2006
Wheat First Securities 1985 - 2006
First Union Securities 1985 - 2006
Wells Fargo Advisors (formerly Wachovia Securities and predecessor firms) 1985 - 2005
Wachovia Securities, LLC January 1985 - January 2004
Skills
IRAs, Series 63, Retirement Planning, Series 24, Mutual Funds, FINRA, Retirement, Financial Advisory
Education
College for Financial Planning
CRPC, Qualified Retirement Plans
National Business College
Business
Prince Edward AcademyNational Business College
Herbert Nix's Wachovia Securities, LLC Experience May 2003 - February 2009
Job Vice President, Financial Advisor at Fulton Financial Advisors
Industry Financial Services
Experience
Fulton Financial Advisors February 2009 - Present
Wachovia Securities LLC May 2003 - February 2009
Merrill Lynch September 1996 - May 2003
Education
Elizabethtown College 1988 — 1992
BS, Finance and Economics
Fulton Financial Advisors February 2009 - Present
Wachovia Securities LLC May 2003 - February 2009
Merrill Lynch September 1996 - May 2003
Education
Elizabethtown College 1988 — 1992
BS, Finance and Economics
Laura (Falardeau) Jaehnig's Wachovia Securities, LLC Experience 1998 - 2002
Job Business AnalystAdvanced at JP Morgan Chase
Industry Information Technology and Services
Experience
JP Morgan Chase (through Modis Inc.) November 2014 - Present
State Street (through Endurix National Staffing) November 2012 - November 2014
SunTrust Bank (Mortgage) 2010 - 2012
Capital One (through Collabera Inc.) 2007 - 2010
Wells Fargo (formerly Wachovia Securities) 2004 - 2007
Wells Fargo (formerly Wachovia Securities) 2002 - 2004
Wachovia Securities, LLC 1998 - 2002
Wachovia Securities, LLC 1996 - 1998
Skills
VBA, Accounts Payable, Sarbanes-Oxley, Process Improvement, Accounting, Spreadsheets, Bank Reconciliation, Microsoft Excel, SQL, Analysis, Databases, Data Analysis
Education
ECPI University 2006 — 2007
A.A.S., Computer and Information Science
McIntosh College 1994 — 1995
A.S., Accounting
Franciscan University of Steubenville 1989 — 1993
B.S., Mathematics
JP Morgan Chase (through Modis Inc.) November 2014 - Present
State Street (through Endurix National Staffing) November 2012 - November 2014
SunTrust Bank (Mortgage) 2010 - 2012
Capital One (through Collabera Inc.) 2007 - 2010
Wells Fargo (formerly Wachovia Securities) 2004 - 2007
Wells Fargo (formerly Wachovia Securities) 2002 - 2004
Wachovia Securities, LLC 1998 - 2002
Wachovia Securities, LLC 1996 - 1998
Skills
VBA, Accounts Payable, Sarbanes-Oxley, Process Improvement, Accounting, Spreadsheets, Bank Reconciliation, Microsoft Excel, SQL, Analysis, Databases, Data Analysis
Education
ECPI University 2006 — 2007
A.A.S., Computer and Information Science
McIntosh College 1994 — 1995
A.S., Accounting
Franciscan University of Steubenville 1989 — 1993
B.S., Mathematics
John Epley's Wachovia Securities, LLC Experience 2007 - 2009
Job Partner at River City Corp
Industry Logistics and Supply Chain
Experience
River City Corp 2015 - Present
Basin Holdings 2012 - 2015
Keefe, Bruyette & Woods 2009 - 2011
Wachovia Securities LLC 2007 - 2009
Skills
Valuation, Private Equity
Education
Columbia University - Columbia Business School
MBA
Harvard University
Bachelors
River City Corp 2015 - Present
Basin Holdings 2012 - 2015
Keefe, Bruyette & Woods 2009 - 2011
Wachovia Securities LLC 2007 - 2009
Skills
Valuation, Private Equity
Education
Columbia University - Columbia Business School
MBA
Harvard University
Bachelors
Philip Edwin Huffman's Wachovia Securities, LLC Experience January 2008 - May 2009
Job Senior Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC May 2009 - Present
Wachovia Securities, LLC January 2008 - May 2009
A.G. Edwards & Sons, Inc. April 1985 - January 2008
Skills
Investments, Asset Allocation, Retirement Planning, Long Term Care Insurance, Life Insurance, Disability Insurance
Education
College for Financial Planning 1992 — 1994
Certificate in Financial Planning, Investments, Insurance, Income Tax, Retirement Planning & Employee Benefits, Estate Planning
Wells Fargo Advisors, LLC May 2009 - Present
Wachovia Securities, LLC January 2008 - May 2009
A.G. Edwards & Sons, Inc. April 1985 - January 2008
Skills
Investments, Asset Allocation, Retirement Planning, Long Term Care Insurance, Life Insurance, Disability Insurance
Education
College for Financial Planning 1992 — 1994
Certificate in Financial Planning, Investments, Insurance, Income Tax, Retirement Planning & Employee Benefits, Estate Planning
Kerri Shelly's Wachovia Securities, LLC Experience October 2007 - April 2009
Job Legal Assistant | Loan Document Specialist
Industry Banking
Experience
Wells Fargo Home Mortgage February 2012 - July 2015
BB&T June 2009 - February 2012
Wachovia Securities, LLC October 2007 - April 2009
Skills
High Organizational..., Customer Satisfaction, Oral & Written..., Highly detail oriented, Work Well Independently, Works well in a team, High Level Of Accuracy, Confidentiality, Legal Research Skills, Office Automation...
Education
Ferrum College
Wells Fargo Home Mortgage February 2012 - July 2015
BB&T June 2009 - February 2012
Wachovia Securities, LLC October 2007 - April 2009
Skills
High Organizational..., Customer Satisfaction, Oral & Written..., Highly detail oriented, Work Well Independently, Works well in a team, High Level Of Accuracy, Confidentiality, Legal Research Skills, Office Automation...
Education
Ferrum College
Jason Hawthorne's Wachovia Securities, LLC Experience August 2002 - August 2004
Job 1st Lieutenant / Engineer Officer/Platoon Leader at NJ Army National Guard
Industry Banking
Experience
NJ Army National Guard August 2012 - Present
Chase Bank N.A. July 2006 - Present
NJ Army National Guard January 2010 - August 2012
Bank Of New York Trust CO Na August 2004 - August 2006
Wachovia Securities LLC August 2002 - August 2004
Wachovia Bank N.A. June 2000 - August 2004
Skills
Security, Leadership, Management, Banking, Military, Leadership Development, Team Leadership, Team Building, Operational Planning, Government, Risk Assessment, Security Clearance, Military Experience
Education
City University of New York City College
Bachelor of Arts (B.A.), Economics
NJ Army National Guard August 2012 - Present
Chase Bank N.A. July 2006 - Present
NJ Army National Guard January 2010 - August 2012
Bank Of New York Trust CO Na August 2004 - August 2006
Wachovia Securities LLC August 2002 - August 2004
Wachovia Bank N.A. June 2000 - August 2004
Skills
Security, Leadership, Management, Banking, Military, Leadership Development, Team Leadership, Team Building, Operational Planning, Government, Risk Assessment, Security Clearance, Military Experience
Education
City University of New York City College
Bachelor of Arts (B.A.), Economics
Starwood Hotels & Resorts Worldwide, Inc.
Wells Fargo Advisors
Wells Fargo Advisors, LLC
Raytheon Missile Systems
Starwood Hotels & Resorts
Carestream Health
Pershing
NEC Corporation of America