Oppenheimer & Co. Inc.
Industry: Investment banking company
DescriptionOppenheimer Holdings is an American multinational independent investment bank and financial services company offering investment banking, financial advisory services, capital markets services, asset management, wealth management, and related products and services worldwide. AUM: $25.3 billion (2013) Headquarters: New York City, New York, United States CEO: Albert G. Lowenthal (1985–) Subsidiaries: Oppenheimer Investments Asia Limited,
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Oppenheimer & Co. Inc. Employees
Employee
Years
Job
Industry
Mohan Naidu, CFA Mohan Naidu, CFA's Oppenheimer & Co. Inc. Experience May 2015 - Present
Job Managing Director at Oppenheimer & Co. Inc.
Industry Investment Banking
Experience
Oppenheimer & Co. Inc. May 2015 - Present
Stephens Inc. June 2013 - May 2015
Piper Jaffray June 2008 - June 2013
GE Healthcare August 2006 - June 2008
GE Healthcare June 2001 - May 2007
Education
Northwestern University - Kellogg School of Management 2004 — 2008
MBA, Management & Strategy, Finance, Investment Banking
Syracuse University 1999 — 2001
MS, Computer Engineering
Vellore Institute of Technology 1995 — 1999
B.Tech, Chemical Engineering
Oppenheimer & Co. Inc. May 2015 - Present
Stephens Inc. June 2013 - May 2015
Piper Jaffray June 2008 - June 2013
GE Healthcare August 2006 - June 2008
GE Healthcare June 2001 - May 2007
Education
Northwestern University - Kellogg School of Management 2004 — 2008
MBA, Management & Strategy, Finance, Investment Banking
Syracuse University 1999 — 2001
MS, Computer Engineering
Vellore Institute of Technology 1995 — 1999
B.Tech, Chemical Engineering
Alex Saf Alex Saf's Oppenheimer & Co. Inc. Experience January 2013 - December 2014
Job Credit Analyst at Cache Bank and Trust
Industry Financial Services
Experience
Cache Bank and Trust January 2015 - Present
Oppenheimer & Co. Inc. January 2013 - December 2014
Integra Financial Advisory Corp. May 2013 - August 2013
Oppenheimer & Co. June 2008 - August 2012
Skills
Strategic Financial..., Bloomberg, Financial Modeling, Valuation, Financial Analysis, Investments, Equities, Corporate Finance, Portfolio Management, Equity Research, Investment Banking, Capital Markets, Fixed Income, Economics, Financial Planning, Microsoft Office, Microsoft Excel
Education
Purdue University 2010 — 2014
Bachelor of Science (BS), Economics
Purdue University 2010 — 2014
Bachelor's degree, Economics
Cache Bank and Trust January 2015 - Present
Oppenheimer & Co. Inc. January 2013 - December 2014
Integra Financial Advisory Corp. May 2013 - August 2013
Oppenheimer & Co. June 2008 - August 2012
Skills
Strategic Financial..., Bloomberg, Financial Modeling, Valuation, Financial Analysis, Investments, Equities, Corporate Finance, Portfolio Management, Equity Research, Investment Banking, Capital Markets, Fixed Income, Economics, Financial Planning, Microsoft Office, Microsoft Excel
Education
Purdue University 2010 — 2014
Bachelor of Science (BS), Economics
Purdue University 2010 — 2014
Bachelor's degree, Economics
Christian R. Puma Christian R. Puma's Oppenheimer & Co. Inc. Experience December 2013 - Present
Job Client Services Representative at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. December 2013 - Present
AXA Advisors June 2013 - October 2013
Merrill Lynch July 2012 - August 2012
Cepro, a.s. May 2012 - June 2012
Global Research Consortium, Jackson Securities June 2011 - August 2011
Education
Lehigh University - College of Business and Economics 2009 — 2013
Finance
Oppenheimer & Co. Inc. December 2013 - Present
AXA Advisors June 2013 - October 2013
Merrill Lynch July 2012 - August 2012
Cepro, a.s. May 2012 - June 2012
Global Research Consortium, Jackson Securities June 2011 - August 2011
Education
Lehigh University - College of Business and Economics 2009 — 2013
Finance
Michael Rhea's Oppenheimer & Co. Inc. Experience June 2014 - August 2014
Job Student at Lynchburg College
Industry
Experience
Oppenheimer & Co. Inc. June 2014 - August 2014
Brown-Forman June 2013 - August 2013
Brown-Forman June 2012 - August 2012
Skills
Cold Calling, Marketing Strategy, Social Media, Management, Competitive Analysis, Analytics, Group Presentations, PowerPoint, Sales
Education
Lynchburg College
Bachelor's Degree, Economics. Emphasis: Finance
Oppenheimer & Co. Inc. June 2014 - August 2014
Brown-Forman June 2013 - August 2013
Brown-Forman June 2012 - August 2012
Skills
Cold Calling, Marketing Strategy, Social Media, Management, Competitive Analysis, Analytics, Group Presentations, PowerPoint, Sales
Education
Lynchburg College
Bachelor's Degree, Economics. Emphasis: Finance
Eric Gregerson Eric Gregerson's Oppenheimer & Co. Inc. Experience April 2014 - Present
Job Executive DirectorInstitutional Equity Sales at Oppenheimer
Industry Financial Services
Experience
Oppenheimer & Co. Inc. April 2014 - Present
UBS June 2005 - February 2014
UBS July 2002 - June 2005
UBS November 2000 - July 2002
Skills
Investments, Portfolio Management, Fixed Income, Wealth Management, Banking, Series 7, Derivatives, Investment Banking, Mutual Funds, Capital Markets, Risk Management, Financial Analysis, Asset Management, Financial Services, Building Strong..., Analytical Skills, New Business Development
Education
Lawrence University 1991 — 1995
Bachelor of Arts (B.A.), Economics
Mounds Park Academy
Oppenheimer & Co. Inc. April 2014 - Present
UBS June 2005 - February 2014
UBS July 2002 - June 2005
UBS November 2000 - July 2002
Skills
Investments, Portfolio Management, Fixed Income, Wealth Management, Banking, Series 7, Derivatives, Investment Banking, Mutual Funds, Capital Markets, Risk Management, Financial Analysis, Asset Management, Financial Services, Building Strong..., Analytical Skills, New Business Development
Education
Lawrence University 1991 — 1995
Bachelor of Arts (B.A.), Economics
Mounds Park Academy
Devin Rainone's Oppenheimer & Co. Inc. Experience June 2014 - August 2014
Job Financial Analytics
Industry Financial Services
Experience
Bloomberg LP August 2015 - Present
Barnum Financial Group, an Office of Metlife Inc. April 2015 - June 2015
State of Rhode Island December 2011 - June 2015
Wall Street Prep April 2015 - April 2015
Oppenheimer & Co. Inc. June 2014 - August 2014
Rhode Island Department of Treasury September 2013 - May 2014
Johnson & Wales University August 2013 - May 2014
The Carnegie Abbey Club June 2013 - August 2013
Hasbro Ireland March 2013 - June 2013
U.S. Bankruptcy Court September 2012 - March 2013
Skills
Public Speaking, Analysis, Research, Customer Service, Finance, Economics, Microsoft Excel, Proven Leadership Skills, Politics, Financial Statement..., Market Research, Fundamental Analysis, Financial Analysis, Time Management, Leadership, Microsoft Office, Strategic Planning, Teamwork, Management, Communication
Education
Johnson & Wales University 2011 — 2015
Bachelor’s Degree, International Business with a Triple Concentration in Finance & Economics & Investments, Summa Cum Laude - 3.94
West Warwick High School 2007 — 2011
Bloomberg LP August 2015 - Present
Barnum Financial Group, an Office of Metlife Inc. April 2015 - June 2015
State of Rhode Island December 2011 - June 2015
Wall Street Prep April 2015 - April 2015
Oppenheimer & Co. Inc. June 2014 - August 2014
Rhode Island Department of Treasury September 2013 - May 2014
Johnson & Wales University August 2013 - May 2014
The Carnegie Abbey Club June 2013 - August 2013
Hasbro Ireland March 2013 - June 2013
U.S. Bankruptcy Court September 2012 - March 2013
Skills
Public Speaking, Analysis, Research, Customer Service, Finance, Economics, Microsoft Excel, Proven Leadership Skills, Politics, Financial Statement..., Market Research, Fundamental Analysis, Financial Analysis, Time Management, Leadership, Microsoft Office, Strategic Planning, Teamwork, Management, Communication
Education
Johnson & Wales University 2011 — 2015
Bachelor’s Degree, International Business with a Triple Concentration in Finance & Economics & Investments, Summa Cum Laude - 3.94
West Warwick High School 2007 — 2011
Bruce Ronbeck Bruce Ronbeck's Oppenheimer & Co. Inc. Experience 2013 - 2014
Job Executive Director at Natixis CIB Americas
Industry Financial Services
Experience
Natixis CIB Americas January 2015 - Present
Oppenheimer & Co. Inc. 2013 - 2014
HSBC September 2009 - July 2013
Arbor Research and Trading February 2009 - August 2009
JPMorgan Chase June 1998 - June 2008
Citi September 1996 - June 1998
UBS September 1993 - August 1996
Merrill Lynch January 1983 - August 1993
Skills
Fixed Income, Alternative Investments, Asset Management, Emerging Markets, Credit Derivatives, Institutional Sales, Trading Strategies, Superior Client Service, Portfolio Management, High Grade, High Yield, Project Finance, Compliance, Risk Management, Mutual Funds, Pension Funds, Insurance
Education
Rochester Institute of Technology 1974 — 1979
Business Administration, Finance
Rochester Institute of Technology
Bachelor of Applied Science (B.A.Sc.), Finance, General
Natixis CIB Americas January 2015 - Present
Oppenheimer & Co. Inc. 2013 - 2014
HSBC September 2009 - July 2013
Arbor Research and Trading February 2009 - August 2009
JPMorgan Chase June 1998 - June 2008
Citi September 1996 - June 1998
UBS September 1993 - August 1996
Merrill Lynch January 1983 - August 1993
Skills
Fixed Income, Alternative Investments, Asset Management, Emerging Markets, Credit Derivatives, Institutional Sales, Trading Strategies, Superior Client Service, Portfolio Management, High Grade, High Yield, Project Finance, Compliance, Risk Management, Mutual Funds, Pension Funds, Insurance
Education
Rochester Institute of Technology 1974 — 1979
Business Administration, Finance
Rochester Institute of Technology
Bachelor of Applied Science (B.A.Sc.), Finance, General
Alex Lim Alex Lim's Oppenheimer & Co. Inc. Experience June 2014 - Present
Job Managing Director at Oppenheimer & Co. Inc.
Industry Investment Banking
Experience
Oppenheimer & Co. Inc. June 2014 - Present
Lazard July 2000 - May 2014
Skills
Mergers & Acquisitions, Investment Banking, Valuation, Corporate Finance, Financial Modeling, Biotechnology, Capital Markets, Corporate Development, Healthcare, M&A experience, Financial Analysis
Education
Princeton University 1996 — 2000
Economics
Oppenheimer & Co. Inc. June 2014 - Present
Lazard July 2000 - May 2014
Skills
Mergers & Acquisitions, Investment Banking, Valuation, Corporate Finance, Financial Modeling, Biotechnology, Capital Markets, Corporate Development, Healthcare, M&A experience, Financial Analysis
Education
Princeton University 1996 — 2000
Economics
Gabriella Baracchini Gabriella Baracchini's Oppenheimer & Co. Inc. Experience June 2014 - August 2014
Job Host at Mammoth Mountain Ski Area
Industry Investment Banking
Experience
Mammoth Mountain Ski Area December 2014 - January 2015
Oppenheimer & Co. Inc. June 2014 - August 2014
Xencor, Inc December 2010 - March 2011
Skills
Statistics, Mathematica, Tutoring, Rowing, Python, Mathematics, Microsoft Office, Physics, Matlab, Computer Science, Linear Algebra, Data Analysis
Education
Massachusetts Institute of Technology 2013 — 2017
Bachelor's Degree, Mathematics and Business
Torrey Pines High School 2009 — 2013
High School, GPA: 3.8/ WGPA: 4.3
Mammoth Mountain Ski Area December 2014 - January 2015
Oppenheimer & Co. Inc. June 2014 - August 2014
Xencor, Inc December 2010 - March 2011
Skills
Statistics, Mathematica, Tutoring, Rowing, Python, Mathematics, Microsoft Office, Physics, Matlab, Computer Science, Linear Algebra, Data Analysis
Education
Massachusetts Institute of Technology 2013 — 2017
Bachelor's Degree, Mathematics and Business
Torrey Pines High School 2009 — 2013
High School, GPA: 3.8/ WGPA: 4.3
Brian Werdesheim's Oppenheimer & Co. Inc. Experience April 1993 - Present
Job Managing Director Investments at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. April 1993 - Present
Skills
Asset Allocation, Financial Advisory, Risk Management...
Education
University of Southern California 1985 — 1987
BS, Business Administration
Richmond, The American International University in London 1984 — 1985
University of California, Santa Barbara 1982 — 1984
Oppenheimer & Co. Inc. April 1993 - Present
Skills
Asset Allocation, Financial Advisory, Risk Management...
Education
University of Southern California 1985 — 1987
BS, Business Administration
Richmond, The American International University in London 1984 — 1985
University of California, Santa Barbara 1982 — 1984
Cailin Klick Cailin Klick's Oppenheimer & Co. Inc. Experience August 2012 - July 2013
Job Kendall College of Art and Design, Class of 2018
Industry Architecture & Planning
Experience
J.Crew Factory July 2015 - Present
Oppenheimer & Co. Inc. August 2012 - July 2013
Skills
SketchUp, Photoshop, AutoCAD Architecture, Organization Skills, Team Leadership, Time Management, Critical Thinking, Project Management, Customer Service, Communication, French, PowerPoint, Microsoft Excel, Microsoft Word, Mac OS X Server, Windows 7, Windows 8, Windows Vista
Education
Kendall College of Art and Design 2015 — 2018
Bachelor's degree, Interior Design, 3.55
Michigan State University 2014 — 2015
Interior Design, 3.55
J.Crew Factory July 2015 - Present
Oppenheimer & Co. Inc. August 2012 - July 2013
Skills
SketchUp, Photoshop, AutoCAD Architecture, Organization Skills, Team Leadership, Time Management, Critical Thinking, Project Management, Customer Service, Communication, French, PowerPoint, Microsoft Excel, Microsoft Word, Mac OS X Server, Windows 7, Windows 8, Windows Vista
Education
Kendall College of Art and Design 2015 — 2018
Bachelor's degree, Interior Design, 3.55
Michigan State University 2014 — 2015
Interior Design, 3.55
David Annanders II David Annanders II's Oppenheimer & Co. Inc. Experience July 2011 - Present
Job Director Investments at Oppenheimer & Co. Inc.
Industry Investment Management
Experience
Oppenheimer & Co. Inc. July 2011 - Present
UBS Wealth Management August 2007 - July 2011
Capital Group Co., Inc. December 1996 - December 2000
Skills
Investment Strategies, Investments, Financial Services, Financial Advisory, Securities, Wealth Management..., Stock Due Diligence, Fixed Income Strategies, Retirement Savings, Estate Investment..., Insurance, Deferred Compensation..., Asset Allocation, Tax-Efficient Strategies, Retirement, 401(k) Rollovers, Wealth-Preservation..., Microsoft Office,..., Retirement-Plan..., Risk Management..., Multigenerational...
Education
Pepperdine University, The George L. Graziadio School of Business and Management 1996 — 1999
Bachelor of Science (B.S.), Business Administration and Management, General
University of Southern California
Master's Degree, Economics
Oppenheimer & Co. Inc. July 2011 - Present
UBS Wealth Management August 2007 - July 2011
Capital Group Co., Inc. December 1996 - December 2000
Skills
Investment Strategies, Investments, Financial Services, Financial Advisory, Securities, Wealth Management..., Stock Due Diligence, Fixed Income Strategies, Retirement Savings, Estate Investment..., Insurance, Deferred Compensation..., Asset Allocation, Tax-Efficient Strategies, Retirement, 401(k) Rollovers, Wealth-Preservation..., Microsoft Office,..., Retirement-Plan..., Risk Management..., Multigenerational...
Education
Pepperdine University, The George L. Graziadio School of Business and Management 1996 — 1999
Bachelor of Science (B.S.), Business Administration and Management, General
University of Southern California
Master's Degree, Economics
Christopher DeFalco Christopher DeFalco's Oppenheimer & Co. Inc. Experience September 2015 - Present
Job Investment Banking Analyst at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. September 2015 - Present
Roth Capital Partners July 2013 - August 2015
Douglas Elliman Capital Mortgage February 2013 - June 2013
urboox.com August 2011 - June 2013
Xtreme Trips September 2010 - March 2013
UBS Wealth Management June 2012 - August 2012
Skills
Sales, Entrepreneurship, Marketing Strategy, Public Speaking, Hard Worker, Entrepreneur, Raising Venture Capital, Venture Capital, Investment Banking, Website Development, Financial Analysis, Financial Modeling, Bloomberg Terminal, Capital IQ, Equities, Valuation
Education
Rutgers, The State University of New Jersey-New Brunswick 2009 — 2013
Undergraduate, Finance, General
Manalapan High School 2005 — 2009
Oppenheimer & Co. Inc. September 2015 - Present
Roth Capital Partners July 2013 - August 2015
Douglas Elliman Capital Mortgage February 2013 - June 2013
urboox.com August 2011 - June 2013
Xtreme Trips September 2010 - March 2013
UBS Wealth Management June 2012 - August 2012
Skills
Sales, Entrepreneurship, Marketing Strategy, Public Speaking, Hard Worker, Entrepreneur, Raising Venture Capital, Venture Capital, Investment Banking, Website Development, Financial Analysis, Financial Modeling, Bloomberg Terminal, Capital IQ, Equities, Valuation
Education
Rutgers, The State University of New Jersey-New Brunswick 2009 — 2013
Undergraduate, Finance, General
Manalapan High School 2005 — 2009
Christine Fabre Christine Fabre's Oppenheimer & Co. Inc. Experience September 2009 - May 2011
Job Executive Assistant at Hanover Direct
Industry Internet
Experience
Hanover Direct June 2015 - Present
Dstillery December 2011 - June 2015
MWW May 2011 - December 2011
Oppenheimer & Co. Inc. September 2009 - May 2011
United Online, Inc. May 2007 - January 2009
CGI North America 2004 - 2007
Skills
Travel Arrangements, Expense Reports, Budgeting, Planning & Execution of..., Executive Calendar..., Social Networking, Microsoft Excel, Customer Service, Social Media Marketing, Digital Marketing, Event Planning, Event Management, Digital Media, Microsoft Office
Education
New Jersey City University 2005 — 2009
Bachelor's degree, Business Administration - Marketing
Johnson & Wales University 2001 — 2002
Hotel/Motel Administration/Management
Hanover Direct June 2015 - Present
Dstillery December 2011 - June 2015
MWW May 2011 - December 2011
Oppenheimer & Co. Inc. September 2009 - May 2011
United Online, Inc. May 2007 - January 2009
CGI North America 2004 - 2007
Skills
Travel Arrangements, Expense Reports, Budgeting, Planning & Execution of..., Executive Calendar..., Social Networking, Microsoft Excel, Customer Service, Social Media Marketing, Digital Marketing, Event Planning, Event Management, Digital Media, Microsoft Office
Education
New Jersey City University 2005 — 2009
Bachelor's degree, Business Administration - Marketing
Johnson & Wales University 2001 — 2002
Hotel/Motel Administration/Management
Emily Taffet Emily Taffet's Oppenheimer & Co. Inc. Experience June 2012 - August 2012
Job Graduate Student at Teachers College, Columbia University
Industry Financial Services
Experience
mcgarrybowen June 2015 - Present
Teachers College, Columbia University 2014 - Present
Muhlenberg College January 2011 - December 2013
Oppenheimer & Co. Inc. June 2012 - August 2012
Education
Teachers College of Columbia University 2014 — 2015
Master of Science (M.S.), Applied Statistics
Muhlenberg College 2010 — 2014
Bachelor of Science (B.S.), Mathematics
mcgarrybowen June 2015 - Present
Teachers College, Columbia University 2014 - Present
Muhlenberg College January 2011 - December 2013
Oppenheimer & Co. Inc. June 2012 - August 2012
Education
Teachers College of Columbia University 2014 — 2015
Master of Science (M.S.), Applied Statistics
Muhlenberg College 2010 — 2014
Bachelor of Science (B.S.), Mathematics
David Walker David Walker's Oppenheimer & Co. Inc. Experience June 2011 - August 2011
Job Investment Banking Analyst at Jefferies LLC
Industry Financial Services
Experience
Jefferies LLC July 2014 - Present
Jefferies LLC June 2013 - August 2013
GE Capital June 2012 - August 2012
Oppenheimer & Co. Inc. June 2011 - August 2011
Skills
Finance, Financial Modeling, Financial Analysis, Corporate Finance, Investments, Bloomberg, Leadership, Valuation, Microsoft Excel, Data Analysis, Accounting, Public Speaking, PowerPoint, Research, Analysis, Microsoft Word, Morningstar, Capital IQ
Education
Michigan State University
Bachelors of Arts, Finance, Economics, 3.5
Jefferies LLC July 2014 - Present
Jefferies LLC June 2013 - August 2013
GE Capital June 2012 - August 2012
Oppenheimer & Co. Inc. June 2011 - August 2011
Skills
Finance, Financial Modeling, Financial Analysis, Corporate Finance, Investments, Bloomberg, Leadership, Valuation, Microsoft Excel, Data Analysis, Accounting, Public Speaking, PowerPoint, Research, Analysis, Microsoft Word, Morningstar, Capital IQ
Education
Michigan State University
Bachelors of Arts, Finance, Economics, 3.5
Candice Lopez's Oppenheimer & Co. Inc. Experience June 2014 - Present
Job Mutual Fund Operations Specialist
Industry Financial Services
Experience
Oppenheimer & Co. Inc. June 2014 - Present
LIG Global Foundation 2012 - Present
Dragon Kim's Karate Health & Fitness Centers Inc. 2007 - Present
Contemporary Women's Care 2010 - June 2014
Skills
Leadership, Social Media, Facebook, Program Management, Microsoft Excel, Customer Service, Microsoft Office, PowerPoint
Education
Rutgers, The State University of New Jersey-Newark 2010 — 2013
Bachelor of Arts (B.A.), Psychology
Seton Hall University 2008 — 2010
Oppenheimer & Co. Inc. June 2014 - Present
LIG Global Foundation 2012 - Present
Dragon Kim's Karate Health & Fitness Centers Inc. 2007 - Present
Contemporary Women's Care 2010 - June 2014
Skills
Leadership, Social Media, Facebook, Program Management, Microsoft Excel, Customer Service, Microsoft Office, PowerPoint
Education
Rutgers, The State University of New Jersey-Newark 2010 — 2013
Bachelor of Arts (B.A.), Psychology
Seton Hall University 2008 — 2010
Michael Thorgersen's Oppenheimer & Co. Inc. Experience June 1997 - December 1999
Job Seeking new position in International Affairs, Professional with Experience in Financial Market Analysis and Management
Industry International Affairs
Experience
Absolute Consulting Inc. February 2008 - 2014
Citigroup May 2004 - June 2007
TD Ameritrade May 2004 - June 2007
Crown Financial Group January 2002 - May 2004
Fleet Trading, a division of Fleet Bank, Now Bank of America January 2000 - August 2001
Oppenheimer & Co. Inc. June 1997 - December 1999
Skills
Business Development, Management, Project Management, Strategic Planning, Finance, Analysis, Employee Training, Training, Consulting, Proposal Writing, Contract Negotiation, Negotiation, Vendor Management, Risk Management, Process Improvement, Recruiting, Staffing Services, Technical Recruiting, Contract Management, Interviewing Skills, Networking, Temporary Placement, Capital Markets, Trading, Equities, Trading Platforms, College Recruiting, Procurement, Applicant Tracking..., Profit & Loss..., Contract Recruitment, CRM, Electronic Trading...
Education
Penn State University 2012 — 2015
Bachelor’s Degree, Political Science, GPA 3.90
Absolute Consulting Inc. February 2008 - 2014
Citigroup May 2004 - June 2007
TD Ameritrade May 2004 - June 2007
Crown Financial Group January 2002 - May 2004
Fleet Trading, a division of Fleet Bank, Now Bank of America January 2000 - August 2001
Oppenheimer & Co. Inc. June 1997 - December 1999
Skills
Business Development, Management, Project Management, Strategic Planning, Finance, Analysis, Employee Training, Training, Consulting, Proposal Writing, Contract Negotiation, Negotiation, Vendor Management, Risk Management, Process Improvement, Recruiting, Staffing Services, Technical Recruiting, Contract Management, Interviewing Skills, Networking, Temporary Placement, Capital Markets, Trading, Equities, Trading Platforms, College Recruiting, Procurement, Applicant Tracking..., Profit & Loss..., Contract Recruitment, CRM, Electronic Trading...
Education
Penn State University 2012 — 2015
Bachelor’s Degree, Political Science, GPA 3.90
Thomas Jewsbury's Oppenheimer & Co. Inc. Experience January 2015 - Present
Job Associate Director Investments
Industry Investment Management
Experience
Oppenheimer & Co. Inc. January 2015 - Present
TD Ameritrade December 2005 - November 2014
Moors and Cabot Lang Division December 2003 - December 2005
NBC Capital Markets February 2002 - December 2003
United States Congress Staff May 1996 - June 1999
Education
Oklahoma State University 1993 — 1997
B.A, Political Science
Oppenheimer & Co. Inc. January 2015 - Present
TD Ameritrade December 2005 - November 2014
Moors and Cabot Lang Division December 2003 - December 2005
NBC Capital Markets February 2002 - December 2003
United States Congress Staff May 1996 - June 1999
Education
Oklahoma State University 1993 — 1997
B.A, Political Science
Maura Ceccoli Maura Ceccoli's Oppenheimer & Co. Inc. Experience January 2012 - Present
Job Senior Financial AssociateInvestments at Oppenheimer & Co. Inc
Industry Financial Services
Experience
Oppenheimer & Co. Inc. January 2012 - Present
Oppenheimer & Co. Inc. September 2003 - December 2011
Skills
Financial Services, Wealth Management..., Relationship Management, Microsoft Office,..., Investment Strategies, 401(k) Rollovers, Stock Due Diligence, Securities
Education
SF State University 2008 — 2011
Masters of Business Administration, Finance Emphasis
Northwood University 1997 — 2001
Bachelor of Business Administration, Banking & Finance/Management
Oppenheimer & Co. Inc. January 2012 - Present
Oppenheimer & Co. Inc. September 2003 - December 2011
Skills
Financial Services, Wealth Management..., Relationship Management, Microsoft Office,..., Investment Strategies, 401(k) Rollovers, Stock Due Diligence, Securities
Education
SF State University 2008 — 2011
Masters of Business Administration, Finance Emphasis
Northwood University 1997 — 2001
Bachelor of Business Administration, Banking & Finance/Management
James Gura James Gura's Oppenheimer & Co. Inc. Experience September 2013 - Present
Job Associate Director Investments at Oppenheimer & Co. Inc
Industry Financial Services
Experience
Oppenheimer & Co. Inc. September 2013 - Present
Wells Fargo Advisors, LLC October 2011 - September 2013
Self-Employed, day trading and private investments March 2010 - October 2011
Marquette Partners October 1997 - March 2010
Chicago Board Options Exchange 1994 - 1997
Skills
Wealth Management..., Wealth-Preservation..., Tax-Efficient Strategies, Multigenerational..., Retirement-Plan..., Risk Management..., Stock Due Diligence, Investment Strategies, Fixed Income Strategies, Retirement Savings, Asset Allocation, 401(k) Rollovers
Education
Northern Illinois University - College of Business 1995 — 1996
BS, Finance
Joliet Junior College 1993 — 1994
AA, Business
Oppenheimer & Co. Inc. September 2013 - Present
Wells Fargo Advisors, LLC October 2011 - September 2013
Self-Employed, day trading and private investments March 2010 - October 2011
Marquette Partners October 1997 - March 2010
Chicago Board Options Exchange 1994 - 1997
Skills
Wealth Management..., Wealth-Preservation..., Tax-Efficient Strategies, Multigenerational..., Retirement-Plan..., Risk Management..., Stock Due Diligence, Investment Strategies, Fixed Income Strategies, Retirement Savings, Asset Allocation, 401(k) Rollovers
Education
Northern Illinois University - College of Business 1995 — 1996
BS, Finance
Joliet Junior College 1993 — 1994
AA, Business
Guillermo Bicas's Oppenheimer & Co. Inc. Experience June 2011 - Present
Job Executive Director Investments at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. June 2011 - Present
Education
Instituto Tecnológico Autónomo de México 2001 — 2003
MBA
Oppenheimer & Co. Inc. June 2011 - Present
Education
Instituto Tecnológico Autónomo de México 2001 — 2003
MBA
Danny Heenan Danny Heenan's Oppenheimer & Co. Inc. Experience June 2012 - Present
Job Director Investments at Oppenheimer & Co. Inc.
Industry Investment Management
Experience
Oppenheimer & Co. Inc. June 2012 - Present
Wheat First Securities March 1989 - June 2001
Merrill Lynch October 1979 - March 1989
Skills
Securities, 401(k) Rollovers, Wealth Management..., Retirement-Plan..., Estate Investment...
Education
La Salle University 1972 — 1975
Bachelor of Business Administration (B.B.A.), Economics, A
Oppenheimer & Co. Inc. June 2012 - Present
Wheat First Securities March 1989 - June 2001
Merrill Lynch October 1979 - March 1989
Skills
Securities, 401(k) Rollovers, Wealth Management..., Retirement-Plan..., Estate Investment...
Education
La Salle University 1972 — 1975
Bachelor of Business Administration (B.B.A.), Economics, A
Johanna Farina Johanna Farina's Oppenheimer & Co. Inc. Experience January 2012 - December 2014
Job
Industry Venture Capital & Private Equity
Experience
Radius Ventures LLC/Upsher Management Company December 2014 - Present
Oppenheimer & Co. Inc. January 2012 - December 2014
MF Global June 2009 - October 2011
Bank of America October 2007 - June 2009
RBC Capital Markets July 2006 - September 2007
Education
Rutgers University-New Brunswick
Bachelor's Degree, Economics
Radius Ventures LLC/Upsher Management Company December 2014 - Present
Oppenheimer & Co. Inc. January 2012 - December 2014
MF Global June 2009 - October 2011
Bank of America October 2007 - June 2009
RBC Capital Markets July 2006 - September 2007
Education
Rutgers University-New Brunswick
Bachelor's Degree, Economics
Brandon Folse Brandon Folse's Oppenheimer & Co. Inc. Experience June 2011 - September 2011
Job Executive Team Leader Logistics at Target
Industry Retail
Experience
Target June 2014 - Present
Target June 2012 - May 2014
Oppenheimer & Co. Inc. June 2011 - September 2011
Skills
Management, Microsoft Office, Retail, Logistics, Logistics Management, College Recruiting, Interviews, Coaching, Leadership, Leadership Development, Recruiting, Talent Management, Performance Management
Education
Ramapo College of New Jersey 2008 — 2012
Bachelor of Science (B.S.), Accounting
Target June 2014 - Present
Target June 2012 - May 2014
Oppenheimer & Co. Inc. June 2011 - September 2011
Skills
Management, Microsoft Office, Retail, Logistics, Logistics Management, College Recruiting, Interviews, Coaching, Leadership, Leadership Development, Recruiting, Talent Management, Performance Management
Education
Ramapo College of New Jersey 2008 — 2012
Bachelor of Science (B.S.), Accounting
Aaron Mack Aaron Mack's Oppenheimer & Co. Inc. Experience June 2009 - August 2009
Job Associate at Crestline Investors
Industry Investment Management
Experience
Crestline Investors, Inc. June 2015 - Present
Pamli Capital May 2014 - August 2014
Barclays Capital June 2010 - July 2013
Oppenheimer & Co. Inc. June 2009 - August 2009
Vodafone May 2008 - June 2008
Legg Mason June 2007 - August 2007
Education
University of Virginia - Darden Graduate School of Business Administration 2013 — 2015
College of Business and Economics 2006 — 2010
BS, Finance
Lehigh University 2006 — 2010
BS, Finance
Crestline Investors, Inc. June 2015 - Present
Pamli Capital May 2014 - August 2014
Barclays Capital June 2010 - July 2013
Oppenheimer & Co. Inc. June 2009 - August 2009
Vodafone May 2008 - June 2008
Legg Mason June 2007 - August 2007
Education
University of Virginia - Darden Graduate School of Business Administration 2013 — 2015
College of Business and Economics 2006 — 2010
BS, Finance
Lehigh University 2006 — 2010
BS, Finance
Allan Yu Allan Yu's Oppenheimer & Co. Inc. Experience May 2007 - September 2007
Job Designer
Industry Design
Experience
Google X August 2014 - May 2015
Sum April 2013 - May 2014
Parsons New School of Design September 2013 - December 2013
eBay (Acquired Svpply) September 2012 - April 2013
Svpply May 2011 - September 2012
Gin Lane Media May 2010 - January 2011
Price Waterhouse Coopers January 2008 - May 2008
Oppenheimer & Co. Inc. May 2007 - September 2007
Skills
Art Direction, Typography, Interaction Design, Graphic Design, User Interface Design, Adobe Creative Suite, Visual Identity, Information Design
Education
New York University 2011 — 2011
Northeastern University 2006 — 2011
BFA, Graphic Design
Pencey Prep 2002 — 2006
Google X August 2014 - May 2015
Sum April 2013 - May 2014
Parsons New School of Design September 2013 - December 2013
eBay (Acquired Svpply) September 2012 - April 2013
Svpply May 2011 - September 2012
Gin Lane Media May 2010 - January 2011
Price Waterhouse Coopers January 2008 - May 2008
Oppenheimer & Co. Inc. May 2007 - September 2007
Skills
Art Direction, Typography, Interaction Design, Graphic Design, User Interface Design, Adobe Creative Suite, Visual Identity, Information Design
Education
New York University 2011 — 2011
Northeastern University 2006 — 2011
BFA, Graphic Design
Pencey Prep 2002 — 2006
Ashley Wade Ashley Wade's Oppenheimer & Co. Inc. Experience June 2006 - October 2009
Job Associate Director, Healthcare Strategy and Solutions at C Space
Industry Market Research
Experience
C Space February 2015 - Present
Communispace Corporation November 2009 - Present
Oppenheimer & Co. Inc. June 2006 - October 2009
State Street Wealth Management July 2005 - June 2006
PFPC July 2003 - September 2005
Skills
Patient Insights, Needs Analysis, Analysis, Recruiting, Data Analysis, CRM, Project Management, Email Marketing, Customer Insight, Consumer Insight, Marketing, Insight Generation, Consumer Insight..., Consulting, Salesforce.com, Sales Management, Sales Operations, Qualitative Research, Market Research, Financial Services, Marketing Research, Segmentation, Consumer Behaviour, Online Research, Survey Design, Business Strategy, Business Insights, Client Services
Education
Northeastern University 2006 — 2008
BS
C Space February 2015 - Present
Communispace Corporation November 2009 - Present
Oppenheimer & Co. Inc. June 2006 - October 2009
State Street Wealth Management July 2005 - June 2006
PFPC July 2003 - September 2005
Skills
Patient Insights, Needs Analysis, Analysis, Recruiting, Data Analysis, CRM, Project Management, Email Marketing, Customer Insight, Consumer Insight, Marketing, Insight Generation, Consumer Insight..., Consulting, Salesforce.com, Sales Management, Sales Operations, Qualitative Research, Market Research, Financial Services, Marketing Research, Segmentation, Consumer Behaviour, Online Research, Survey Design, Business Strategy, Business Insights, Client Services
Education
Northeastern University 2006 — 2008
BS
Gary J. Helbling's Oppenheimer & Co. Inc. Experience September 2014 - Present
Job Senior Director of Investments at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. September 2014 - Present
Wells Fargo Advisors, LLC January 2001 - July 2014
Financial Advisor January 1994 - June 2014
Financial Industry January 1995 - January 2001
Skills
Investments, Securities, Financial Services, Asset Allocation, Insurance, Tax‐Efficient Strategies, Retirement, Estate Investment..., Fixed Income Strategies, Wealth‐Preservation..., Wealth Management...
Education
Quinnipiac University - School of Business 1989 — 1994
Bachelor of Applied Science (B.A.Sc.), Finance and Economics, 3.8
Oppenheimer & Co. Inc. September 2014 - Present
Wells Fargo Advisors, LLC January 2001 - July 2014
Financial Advisor January 1994 - June 2014
Financial Industry January 1995 - January 2001
Skills
Investments, Securities, Financial Services, Asset Allocation, Insurance, Tax‐Efficient Strategies, Retirement, Estate Investment..., Fixed Income Strategies, Wealth‐Preservation..., Wealth Management...
Education
Quinnipiac University - School of Business 1989 — 1994
Bachelor of Applied Science (B.A.Sc.), Finance and Economics, 3.8
Molly Hastings Molly Hastings's Oppenheimer & Co. Inc. Experience January 2005 - Present
Job Client Service Associate at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. January 2005 - Present
Cerebral Palsy Associations of New York State January 2002 - December 2004
Tele-Servicing Innovations September 2000 - December 2001
Cerebral Palsy Associations of New York State May 2000 - August 2000
Hy-Vee Food Stores, Inc. December 1995 - April 2000
Education
North Central Missouri College 1997 — 1999
Oppenheimer & Co. Inc. January 2005 - Present
Cerebral Palsy Associations of New York State January 2002 - December 2004
Tele-Servicing Innovations September 2000 - December 2001
Cerebral Palsy Associations of New York State May 2000 - August 2000
Hy-Vee Food Stores, Inc. December 1995 - April 2000
Education
North Central Missouri College 1997 — 1999
Melissa Murphy Pavone, CFP® Melissa Murphy Pavone, CFP®'s Oppenheimer & Co. Inc. Experience December 2013 - Present
Job Associate Director Investments at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. December 2013 - Present
UBS Wealth Management September 2007 - December 2013
Citi February 2007 - September 2007
Northwestern Mutual June 2006 - January 2007
Education
James Madison University - College of Business 2002 — 2006
BBA, Finance
Oppenheimer & Co. Inc. December 2013 - Present
UBS Wealth Management September 2007 - December 2013
Citi February 2007 - September 2007
Northwestern Mutual June 2006 - January 2007
Education
James Madison University - College of Business 2002 — 2006
BBA, Finance
John Delsandro John Delsandro's Oppenheimer & Co. Inc. Experience June 2013 - August 2013
Job Graduate of James Madison University
Industry Financial Services
Experience
Oppenheimer & Co. Inc. June 2013 - August 2013
John W. Engeman Theater at Northport May 2011 - September 2011
Smokaburgers 2010 - 2010
Skills
Microsoft Office, Business Planning, Finance, Financial Analysis, Financial Planning, Leadership, Microsoft Excel, Stocks, PowerPoint, Microsoft Word, Public Speaking, Customer Service, Social Media, Teamwork
Education
James Madison University 2010 — 2014
Bachelor's Degree, Finance, General
Oppenheimer & Co. Inc. June 2013 - August 2013
John W. Engeman Theater at Northport May 2011 - September 2011
Smokaburgers 2010 - 2010
Skills
Microsoft Office, Business Planning, Finance, Financial Analysis, Financial Planning, Leadership, Microsoft Excel, Stocks, PowerPoint, Microsoft Word, Public Speaking, Customer Service, Social Media, Teamwork
Education
James Madison University 2010 — 2014
Bachelor's Degree, Finance, General
Paulina Walker Paulina Walker's Oppenheimer & Co. Inc. Experience March 2006 - Present
Job Accounting Associate at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. March 2006 - Present
Oppenheimer & Co. Inc. June 2003 - March 2006
Skills
Microsoft Office, QuickBooks, Anacom, Monarch Pro, Investments, Financial Analysis, Customer Service, Risk Management, Portfolio Management, Strategic Planning, Sales, Leadership, Banking, Accounts Payable, Finance, Microsoft Excel, Account Reconciliation, Accounting, General Ledger, Auditing, Journal Entries, Microsoft Word, Management
Education
Queens College 2011 — 2013
Bachelor of Arts (B.A.), Accounting and Finance
Oppenheimer & Co. Inc. March 2006 - Present
Oppenheimer & Co. Inc. June 2003 - March 2006
Skills
Microsoft Office, QuickBooks, Anacom, Monarch Pro, Investments, Financial Analysis, Customer Service, Risk Management, Portfolio Management, Strategic Planning, Sales, Leadership, Banking, Accounts Payable, Finance, Microsoft Excel, Account Reconciliation, Accounting, General Ledger, Auditing, Journal Entries, Microsoft Word, Management
Education
Queens College 2011 — 2013
Bachelor of Arts (B.A.), Accounting and Finance
eugene flynn eugene flynn's Oppenheimer & Co. Inc. Experience June 2010 - July 2012
Job Investment Advisor Sr. VP at Aegis Capital Corp
Industry Financial Services
Experience
Aegis Capital Corp 2012 - Present
Oppenheimer & Co. Inc. June 2010 - July 2012
UBS June 2008 - June 2010
Smith Barney 1988 - 2008
Loeb Rhoades 1980 - 1988
Skills
Sales, Leadership, Finance, Financial Planning, Investment Advisory, Purveyor of Financial...
Education
Lincoln School
High School
Massachusetts Institute of Technology
New York University
Graduate School of Business Administration
Northwestern University
Bachelor of Science (BS), Business Administration and Management, General
University of Munich
German Language
Aegis Capital Corp 2012 - Present
Oppenheimer & Co. Inc. June 2010 - July 2012
UBS June 2008 - June 2010
Smith Barney 1988 - 2008
Loeb Rhoades 1980 - 1988
Skills
Sales, Leadership, Finance, Financial Planning, Investment Advisory, Purveyor of Financial...
Education
Lincoln School
High School
Massachusetts Institute of Technology
New York University
Graduate School of Business Administration
Northwestern University
Bachelor of Science (BS), Business Administration and Management, General
University of Munich
German Language
Alesia Mason Alesia Mason's Oppenheimer & Co. Inc. Experience March 2003 - May 2006
Job Executive Assistant at Carrick Capital Partners
Industry Financial Services
Experience
Carrick Capital Partners September 2015 - Present
JP Morgan - Private Bank February 2011 - September 2015
Workplace Answers June 2006 - May 2010
Oppenheimer & Co. Inc. March 2003 - May 2006
CIBC World Markets March 2002 - October 2002
CIBC World Markets August 2000 - October 2001
Skills
Salesforce.com, PowerPoint, Microsoft Excel, Microsoft Word, Customer Service, Administrative..., Microsoft Office, Event Management, Budgets, Outlook, Office Management, Sales, Social Media, Office Administration, Spreadsheets, Public Relations, Access, Analysis, Event Planning, Marketing Strategy, Strategic Planning, Team Building, Research, Email Marketing
Education
San Francisco State University 1997 — 2000
Theatre Arts, Theatre/Theater
Merritt College 1994 — 1997
Business/Word Processing / Social and Behavioral Sciences
Carrick Capital Partners September 2015 - Present
JP Morgan - Private Bank February 2011 - September 2015
Workplace Answers June 2006 - May 2010
Oppenheimer & Co. Inc. March 2003 - May 2006
CIBC World Markets March 2002 - October 2002
CIBC World Markets August 2000 - October 2001
Skills
Salesforce.com, PowerPoint, Microsoft Excel, Microsoft Word, Customer Service, Administrative..., Microsoft Office, Event Management, Budgets, Outlook, Office Management, Sales, Social Media, Office Administration, Spreadsheets, Public Relations, Access, Analysis, Event Planning, Marketing Strategy, Strategic Planning, Team Building, Research, Email Marketing
Education
San Francisco State University 1997 — 2000
Theatre Arts, Theatre/Theater
Merritt College 1994 — 1997
Business/Word Processing / Social and Behavioral Sciences
Brad Kaminski Brad Kaminski's Oppenheimer & Co. Inc. Experience September 2006 - Present
Job Executive Director Investments at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. September 2006 - Present
Morgan Stanley June 2001 - August 2006
Skills
Investments, Asset Allocation, Financial Services, Investment Strategies, Securities, 401(k) Rollovers, Financial Advisory, Fixed Income Strategies, Retirement, Retirement Plan..., Retirement Savings, Risk Management..., Tax Efficient Strategies, Wealth Management..., Wealth Preservation..., Insurance
Education
Michigan State University - The Eli Broad College of Business 1996 — 2001
BA, Business
Oppenheimer & Co. Inc. September 2006 - Present
Morgan Stanley June 2001 - August 2006
Skills
Investments, Asset Allocation, Financial Services, Investment Strategies, Securities, 401(k) Rollovers, Financial Advisory, Fixed Income Strategies, Retirement, Retirement Plan..., Retirement Savings, Risk Management..., Tax Efficient Strategies, Wealth Management..., Wealth Preservation..., Insurance
Education
Michigan State University - The Eli Broad College of Business 1996 — 2001
BA, Business
Deborah Gerewitz Deborah Gerewitz's Oppenheimer & Co. Inc. Experience July 2010 - July 2012
Job Healthcare Investment Banking Associate at Raymond James Financial, Inc.
Industry Investment Banking
Experience
Raymond James Financial, Inc. February 2015 - Present
Oppenheimer & Co. July 2012 - February 2015
Oppenheimer & Co. Inc. July 2010 - July 2012
Deloitte Financial Advisory Services July 2008 - July 2010
Education
Rutgers University-New Brunswick 2004 — 2008
B.S., Finance, Art Hstory
Raymond James Financial, Inc. February 2015 - Present
Oppenheimer & Co. July 2012 - February 2015
Oppenheimer & Co. Inc. July 2010 - July 2012
Deloitte Financial Advisory Services July 2008 - July 2010
Education
Rutgers University-New Brunswick 2004 — 2008
B.S., Finance, Art Hstory
Reggie Funderburk Reggie Funderburk's Oppenheimer & Co. Inc. Experience October 2014 - Present
Job Fixed Income Sales
Industry Financial Services
Experience
Oppenheimer & Co. Inc. October 2014 - Present
Hapoalim Securities USA January 2014 - September 2014
KGS-Alpha Capital Markets, L.P. December 2011 - December 2013
Citi June 2000 - November 2011
Education
Rutgers University
BS, Marketing
Oppenheimer & Co. Inc. October 2014 - Present
Hapoalim Securities USA January 2014 - September 2014
KGS-Alpha Capital Markets, L.P. December 2011 - December 2013
Citi June 2000 - November 2011
Education
Rutgers University
BS, Marketing
Mark C. Palmieri's Oppenheimer & Co. Inc. Experience June 2014 - Present
Job ECM Analyst | Oppenheimer & Co. Inc.
Industry Investment Banking
Experience
Oppenheimer & Co. Inc. June 2014 - Present
Bank of America Merrill Lynch September 2013 - January 2014
NYSE Euronext June 2013 - August 2013
NYSE Euronext October 2012 - May 2013
Skills
Investments, Bloomberg Terminal, Equities, Financial Markets, Valuation, Capital Markets, Financial Analysis, Financial Modeling, Investment Banking, Corporate Finance, Dealogic, FactSet, Capital IQ
Education
New York University 2010 — 2014
Bachelor of Arts, Economics
Oppenheimer & Co. Inc. June 2014 - Present
Bank of America Merrill Lynch September 2013 - January 2014
NYSE Euronext June 2013 - August 2013
NYSE Euronext October 2012 - May 2013
Skills
Investments, Bloomberg Terminal, Equities, Financial Markets, Valuation, Capital Markets, Financial Analysis, Financial Modeling, Investment Banking, Corporate Finance, Dealogic, FactSet, Capital IQ
Education
New York University 2010 — 2014
Bachelor of Arts, Economics
Steven Rosenberg Steven Rosenberg's Oppenheimer & Co. Inc. Experience January 1998 - December 2000
Job Business Development Leadership Executive, Intelligent Information, Digital Content & Data
Industry Internet
Experience
Mercer January 2015 - Present
Mercer 2013 - Present
Standard Media Index 2012 - November 2012
Sentigo Technologies 2010 - May 2012
TuneCore January 2010 - March 2010
Thomson Reuters April 2008 - April 2009
Thomson Reuters 2006 - April 2008
Cicada Corp 2005 - 2006
Reuters January 2001 - May 2005
Oppenheimer & Co. Inc. January 1998 - December 2000
Skills
Strategic Partnerships, Start-ups, Strategy, Business Development, Mergers & Acquisitions, New Business Development, Management, Business Strategy, Financial Services, Leadership, Global Business..., Digital Media, Analytics, Sales Management, Sales Process, Sales, Social Media, Professional Services, Advertising, Digital Strategy, Entrepreneurship, Solution Selling, Salesforce.com, Global Alliances, E-commerce, Sentiment Analysis, Content Strategy, Online Advertising, Big Data, Data, Licensing, Selling, Advisor, Content, Content Licensing, Entrepreneur, Buzz Monitoring, Media Analysis, startups, Ad Tech, advertising data, Corporate Development
Education
Kingsborough Community College 1986 — 1988
Mercer January 2015 - Present
Mercer 2013 - Present
Standard Media Index 2012 - November 2012
Sentigo Technologies 2010 - May 2012
TuneCore January 2010 - March 2010
Thomson Reuters April 2008 - April 2009
Thomson Reuters 2006 - April 2008
Cicada Corp 2005 - 2006
Reuters January 2001 - May 2005
Oppenheimer & Co. Inc. January 1998 - December 2000
Skills
Strategic Partnerships, Start-ups, Strategy, Business Development, Mergers & Acquisitions, New Business Development, Management, Business Strategy, Financial Services, Leadership, Global Business..., Digital Media, Analytics, Sales Management, Sales Process, Sales, Social Media, Professional Services, Advertising, Digital Strategy, Entrepreneurship, Solution Selling, Salesforce.com, Global Alliances, E-commerce, Sentiment Analysis, Content Strategy, Online Advertising, Big Data, Data, Licensing, Selling, Advisor, Content, Content Licensing, Entrepreneur, Buzz Monitoring, Media Analysis, startups, Ad Tech, advertising data, Corporate Development
Education
Kingsborough Community College 1986 — 1988
Wendy Lam, Ph.D.'s Oppenheimer & Co. Inc. Experience July 2015 - Present
Job Executive Director and Senior Analyst at Oppenheimer & Co. Inc.
Industry Investment Banking
Experience
Oppenheimer & Co. Inc. July 2015 - Present
Bank of America Merrill Lynch July 2014 - May 2015
Morgan Stanley March 2014 - June 2014
Oppenheimer & Co. June 2013 - February 2014
Education
Massachusetts Institute of Technology 2004 — 2010
Ph.D., Biology
UC Berkeley 1999 — 2003
B.A. with Honors, Molecular and Cell Biology
Oppenheimer & Co. Inc. July 2015 - Present
Bank of America Merrill Lynch July 2014 - May 2015
Morgan Stanley March 2014 - June 2014
Oppenheimer & Co. June 2013 - February 2014
Education
Massachusetts Institute of Technology 2004 — 2010
Ph.D., Biology
UC Berkeley 1999 — 2003
B.A. with Honors, Molecular and Cell Biology
James Moran, CRPC James Moran, CRPC's Oppenheimer & Co. Inc. Experience March 2009 - Present
Job Financial Advisor at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. March 2009 - Present
Merrill Lynch January 1998 - March 2009
Skills
Asset Allocation, Investments, 401(k) Rollovers, Tax-Efficient Strategies, Retirement Savings, Retirement, Investment Strategies, Deferred Compensation..., Financial Advisory, Insurance
Education
Michigan State University 1992 — 1996
BS
Brother Rice High School 1988 — 1992
Oppenheimer & Co. Inc. March 2009 - Present
Merrill Lynch January 1998 - March 2009
Skills
Asset Allocation, Investments, 401(k) Rollovers, Tax-Efficient Strategies, Retirement Savings, Retirement, Investment Strategies, Deferred Compensation..., Financial Advisory, Insurance
Education
Michigan State University 1992 — 1996
BS
Brother Rice High School 1988 — 1992
Joseph Fishel Joseph Fishel's Oppenheimer & Co. Inc. Experience July 2006 - January 2007
Job President at The Fishel Group, Inc.
Industry Financial Services
Experience
The Fishel Group, Inc. July 2009 - Present
Morgan Stanley January 2007 - August 2009
Oppenheimer & Co. Inc. July 2006 - January 2007
Gunnallen Financial, Inc. January 2006 - July 2006
Skills
Securities, Portfolio Management, Financial Advisory, Wealth Management, Series 7, Investment Advisory, Asset Allocation, Retirement Planning, Investments, Financial Analysis, Equities, 401k, Asset Management, Fixed Income, Retirement, Financial Planning, Estate Planning, Risk Management, Investment Strategies, Trading, Risk, Annuities, Insurance, Series 66, Bloomberg, Bonds, Excel, Word, Stocks, Capital Markets, Customer Relations
Education
Pepperdine University 2001 — 2004
Psychology and International Business for Industrial Organization
Saint Joseph's University 2000 — 2000
Business
Antonian
St. Mary's Academy
The Fishel Group, Inc. July 2009 - Present
Morgan Stanley January 2007 - August 2009
Oppenheimer & Co. Inc. July 2006 - January 2007
Gunnallen Financial, Inc. January 2006 - July 2006
Skills
Securities, Portfolio Management, Financial Advisory, Wealth Management, Series 7, Investment Advisory, Asset Allocation, Retirement Planning, Investments, Financial Analysis, Equities, 401k, Asset Management, Fixed Income, Retirement, Financial Planning, Estate Planning, Risk Management, Investment Strategies, Trading, Risk, Annuities, Insurance, Series 66, Bloomberg, Bonds, Excel, Word, Stocks, Capital Markets, Customer Relations
Education
Pepperdine University 2001 — 2004
Psychology and International Business for Industrial Organization
Saint Joseph's University 2000 — 2000
Business
Antonian
St. Mary's Academy
Brad Landry's Oppenheimer & Co. Inc. Experience August 2015 - Present
Job Financial Advisor at Oppenheimer & Co. Inc.
Industry Investment Management
Experience
Oppenheimer & Co. Inc. August 2015 - Present
Skills
401(k) Rollovers, Investments, Financial Services, Asset Allocation, Investment Strategies, Stock Due Diligence, Retirement Plan..., Wealth Management..., Tax-Efficient Strategies, Financial Advisory, Wealth-Preservation..., Securities
Education
McNeese State University 2008 — 2010
MBA, Business Administration and Management, General
McNeese State University 2002 — 2007
BS, Management
Oppenheimer & Co. Inc. August 2015 - Present
Skills
401(k) Rollovers, Investments, Financial Services, Asset Allocation, Investment Strategies, Stock Due Diligence, Retirement Plan..., Wealth Management..., Tax-Efficient Strategies, Financial Advisory, Wealth-Preservation..., Securities
Education
McNeese State University 2008 — 2010
MBA, Business Administration and Management, General
McNeese State University 2002 — 2007
BS, Management
Caroline E. Bailey Caroline E. Bailey's Oppenheimer & Co. Inc. Experience 2003 - August 2014
Job Sales support/Branch Operation and Compliance
Industry Financial Services
Experience
Stifel Financial Corp. July 2015 - Present
Sterne Agee June 2014 - July 2015
Oppenheimer & Co. Inc. 2003 - August 2014
CIBC World Markets 2000 - 2003
Skills
Sales, Mutual Funds, Asset Management, Investments, Equities, Wealth Management, Series 63, Financial Services, Series 7
Education
Pace University - Lubin School of Business
Banking and Financial Support Services
Stifel Financial Corp. July 2015 - Present
Sterne Agee June 2014 - July 2015
Oppenheimer & Co. Inc. 2003 - August 2014
CIBC World Markets 2000 - 2003
Skills
Sales, Mutual Funds, Asset Management, Investments, Equities, Wealth Management, Series 63, Financial Services, Series 7
Education
Pace University - Lubin School of Business
Banking and Financial Support Services
Alex Tung Alex Tung's Oppenheimer & Co. Inc. Experience December 2013 - Present
Job Client Services Associate at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. December 2013 - Present
NYU Polytechnic School of Engineering - SparkStart Competition April 2012 - January 2013
Oppenheimer & Co. Inc. May 2010 - December 2010
NYU Polytechnic School of Engineering - Business and Technology Management Department September 2008 - December 2009
Education
New York University
Bachelor’s Degree, Business and Technology Management
Oppenheimer & Co. Inc. December 2013 - Present
NYU Polytechnic School of Engineering - SparkStart Competition April 2012 - January 2013
Oppenheimer & Co. Inc. May 2010 - December 2010
NYU Polytechnic School of Engineering - Business and Technology Management Department September 2008 - December 2009
Education
New York University
Bachelor’s Degree, Business and Technology Management
Marc Vasquez Marc Vasquez's Oppenheimer & Co. Inc. Experience August 2005 - September 2006
Job Client Service Associate
Industry Financial Services
Experience
Wilbur-Ellis Company September 2014 - Present
Dodge & Cox March 2012 - September 2013
City National Bank January 2008 - July 2009
Oppenheimer & Co. Inc. August 2005 - September 2006
RBC January 2004 - November 2004
UBS July 2000 - October 2003
Bear Stearns & Company April 1996 - July 2000
Skills
Portfolio Management, Equities, Investments, Financial Services, Finance, Banking, Mutual Funds, Client Services, Securities, Fixed Income, Asset Management
Education
Santa Monica College 2007 — 2009
Economics/Business
Long Beach City College 2006 — 2007
Business Administration and Management, General
Whittier High School 1985 — 1989
High School
Wilbur-Ellis Company September 2014 - Present
Dodge & Cox March 2012 - September 2013
City National Bank January 2008 - July 2009
Oppenheimer & Co. Inc. August 2005 - September 2006
RBC January 2004 - November 2004
UBS July 2000 - October 2003
Bear Stearns & Company April 1996 - July 2000
Skills
Portfolio Management, Equities, Investments, Financial Services, Finance, Banking, Mutual Funds, Client Services, Securities, Fixed Income, Asset Management
Education
Santa Monica College 2007 — 2009
Economics/Business
Long Beach City College 2006 — 2007
Business Administration and Management, General
Whittier High School 1985 — 1989
High School
Joseph Luongo Joseph Luongo's Oppenheimer & Co. Inc. Experience June 2013 - August 2013
Job Student/Athlete at Lawrence University
Industry Financial Services
Experience
Family Holdings June 2015 - August 2015
Oppenheimer & Co. Inc. June 2013 - August 2013
Merrill Lynch June 2012 - August 2012
Bank of America June 2011 - August 2011
Skills
Financial Analysis, Financial Modeling, Financial Accounting, Market Research, Microsoft Excel, PowerPoint, Public Speaking
Education
Lawrence University
Bachelor of Arts (B.A.), Economics
St. Louis University High School
Family Holdings June 2015 - August 2015
Oppenheimer & Co. Inc. June 2013 - August 2013
Merrill Lynch June 2012 - August 2012
Bank of America June 2011 - August 2011
Skills
Financial Analysis, Financial Modeling, Financial Accounting, Market Research, Microsoft Excel, PowerPoint, Public Speaking
Education
Lawrence University
Bachelor of Arts (B.A.), Economics
St. Louis University High School
Diego Fabara's Oppenheimer & Co. Inc. Experience September 2015 - Present
Job Credit Risk Analyst at Oppenheimer & Co. Inc.
Industry Investment Banking
Experience
Oppenheimer & Co. Inc. September 2015 - Present
Quest Diagnostics October 2013 - August 2015
Libreria Educativa Pepe April 2013 - August 2013
Johnson & Johnson June 2012 - January 2013
Skills
Microsoft Office, PowerPoint, Microsoft Excel, Microsoft Word, Public Speaking, Customer Service, Outlook, Research, Social Media, Photoshop, HTML, Event Planning, Access, Financial Analysis, Social Networking, Public Relations, Leadership, Facebook, Data Analysis, Event Management, Sales, Accounting
Education
Rutgers University-New Brunswick 2009 — 2014
Bachelor's degree, Finance, General
Rutgers, The State University of New Jersey - Rutgers Business School 2009 — 2013
Bachelor of Arts (BA), Finance and Supply Chain Management
Oppenheimer & Co. Inc. September 2015 - Present
Quest Diagnostics October 2013 - August 2015
Libreria Educativa Pepe April 2013 - August 2013
Johnson & Johnson June 2012 - January 2013
Skills
Microsoft Office, PowerPoint, Microsoft Excel, Microsoft Word, Public Speaking, Customer Service, Outlook, Research, Social Media, Photoshop, HTML, Event Planning, Access, Financial Analysis, Social Networking, Public Relations, Leadership, Facebook, Data Analysis, Event Management, Sales, Accounting
Education
Rutgers University-New Brunswick 2009 — 2014
Bachelor's degree, Finance, General
Rutgers, The State University of New Jersey - Rutgers Business School 2009 — 2013
Bachelor of Arts (BA), Finance and Supply Chain Management
Margaret “Peg” Moore, CFP® CRC® CPWA® Margaret “Peg” Moore, CFP® CRC® CPWA®'s Oppenheimer & Co. Inc. Experience August 1996 - February 1998
Job Managing Director Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors June 2006 - Present
Robert W. Baird & Co. February 1998 - June 2006
Oppenheimer & Co. Inc. August 1996 - February 1998
Merrill Lynch September 1990 - August 1996
Skills
Investments, Insurance, Asset Allocation, Retirement Planning, 401k Rollovers, Business-Owner Planning, Business-Succession..., Concentrated Stock..., Deferred Compensation..., Estate Investment..., Financial Advisory, Fixed-Income Strategies, Investment Planning, Multigenerational..., Retirment-Plan..., Securities, Stock Analysis, Strategic Planning, Tax-Efficient Strategies, Wealth-Preservation...
Education
Michigan State University 1981 — 1986
Bachelor of Science (BS), Science, Health, Physical Education/Fitness
Ann Arbor Huron HS 1979 — 1981
HS Graduate
Wells Fargo Advisors June 2006 - Present
Robert W. Baird & Co. February 1998 - June 2006
Oppenheimer & Co. Inc. August 1996 - February 1998
Merrill Lynch September 1990 - August 1996
Skills
Investments, Insurance, Asset Allocation, Retirement Planning, 401k Rollovers, Business-Owner Planning, Business-Succession..., Concentrated Stock..., Deferred Compensation..., Estate Investment..., Financial Advisory, Fixed-Income Strategies, Investment Planning, Multigenerational..., Retirment-Plan..., Securities, Stock Analysis, Strategic Planning, Tax-Efficient Strategies, Wealth-Preservation...
Education
Michigan State University 1981 — 1986
Bachelor of Science (BS), Science, Health, Physical Education/Fitness
Ann Arbor Huron HS 1979 — 1981
HS Graduate
CYNTHIA A. ARMADA CYNTHIA A. ARMADA's Oppenheimer & Co. Inc. Experience April 2005 - March 2008
Job Administrative Assistant
Industry Real Estate
Experience
Douglas Elliman Property Management January 2010 - Present
United Taxi Management Group, Inc. March 2011 - November 2013
Oppenheimer & Co. Inc. April 2005 - March 2008
Citigroup/Citibank November 1981 - May 2003
Skills
Microsoft Word, Microsoft Excel, Microsoft Powerpoint, Microsoft Office, Quickbooks, Dictaphone, GB Binding machine, Xerox Colored Printer, Real Estate Marketing, H&R Block Income Tax..., Adobe Photodeluxe
Education
Polytechnic University of the Philippines
Bachelor of Science in Business Education, Administrative Assistant and Secretarial Science, General
Douglas Elliman Property Management January 2010 - Present
United Taxi Management Group, Inc. March 2011 - November 2013
Oppenheimer & Co. Inc. April 2005 - March 2008
Citigroup/Citibank November 1981 - May 2003
Skills
Microsoft Word, Microsoft Excel, Microsoft Powerpoint, Microsoft Office, Quickbooks, Dictaphone, GB Binding machine, Xerox Colored Printer, Real Estate Marketing, H&R Block Income Tax..., Adobe Photodeluxe
Education
Polytechnic University of the Philippines
Bachelor of Science in Business Education, Administrative Assistant and Secretarial Science, General
Denise Gabay Otten, A.A.M.S.'s Oppenheimer & Co. Inc. Experience 1985 - 1988
Job Pres.Elite Wealth Strategies & Author of CURING COURTNEY: Doctors Couldn't Save Her...So Her Mom Did
Industry Financial Services
Experience
Elite Wealth Strategies (APFS) August 2010 - Present
CURING COURTNEY: Doctors Couldn't Save Her...So Her Mom Did December 2012 - Present
American Portfolios August 2010 - Present
Morgan Stanley Smith Barney July 2005 - August 2010
A.G. Edwards & Sons, Inc. September 2001 - July 2005
CNBC February 1989 - July 1990
Oppenheimer & Co. Inc. 1985 - 1988
Skills
Equities, Insurance, Financial Analysis, Wealth Management, Wealth, Series 7, Financial Advisory, Finance, Retirement Planning, Securities, Mutual Funds, Investments, Estate Planning, Asset Management, Strategic Financial...
Education
Rutgers University
BA, Journalism
Elite Wealth Strategies (APFS) August 2010 - Present
CURING COURTNEY: Doctors Couldn't Save Her...So Her Mom Did December 2012 - Present
American Portfolios August 2010 - Present
Morgan Stanley Smith Barney July 2005 - August 2010
A.G. Edwards & Sons, Inc. September 2001 - July 2005
CNBC February 1989 - July 1990
Oppenheimer & Co. Inc. 1985 - 1988
Skills
Equities, Insurance, Financial Analysis, Wealth Management, Wealth, Series 7, Financial Advisory, Finance, Retirement Planning, Securities, Mutual Funds, Investments, Estate Planning, Asset Management, Strategic Financial...
Education
Rutgers University
BA, Journalism
Nathaniel Waldeisen Nathaniel Waldeisen's Oppenheimer & Co. Inc. Experience June 2014 - August 2014
Job Investment Banking Analyst
Industry Investment Banking
Experience
True North Capital Partners, LLC June 2015 - Present
Oppenheimer & Co. Inc. June 2014 - August 2014
Morgan Stanley June 2013 - September 2013
Wiley Clothing Company June 2012 - July 2013
Quinnipiac University Polling Institute September 2012 - January 2013
Skills
Research, Microsoft Excel, Microsoft Office, Strategic Planning, English, Negotiation, Public Speaking, PowerPoint, Microsoft Word, Customer Service, Budgets, Bloomberg Terminal, Data Analysis, Analysis
Education
Quinnipiac University 2011 — 2015
Bachelor of Science, Finance, and International Business; Finance
university of westminster 2012 — 2013
International Business and Finance
True North Capital Partners, LLC June 2015 - Present
Oppenheimer & Co. Inc. June 2014 - August 2014
Morgan Stanley June 2013 - September 2013
Wiley Clothing Company June 2012 - July 2013
Quinnipiac University Polling Institute September 2012 - January 2013
Skills
Research, Microsoft Excel, Microsoft Office, Strategic Planning, English, Negotiation, Public Speaking, PowerPoint, Microsoft Word, Customer Service, Budgets, Bloomberg Terminal, Data Analysis, Analysis
Education
Quinnipiac University 2011 — 2015
Bachelor of Science, Finance, and International Business; Finance
university of westminster 2012 — 2013
International Business and Finance
Kyle Mays Kyle Mays's Oppenheimer & Co. Inc. Experience July 2000 - November 2014
Job Senior VP Wealth Management, UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Wealth Management November 2014 - Present
Oppenheimer & Co. Inc. July 2000 - November 2014
Coastal Securities October 1993 - August 1999
United States Air Force October 1985 - December 1991
Skills
Investments, Wealth Management, Strategic Planning, Asset Management, Risk Management, Portfolio Management, Public Speaking, Series 7
Education
Sam Houston State University
Master of Business Administration (M.B.A.), Finance
Texas A&M University 1981 — 1985
B.S., Electrical Engineering
UBS Wealth Management November 2014 - Present
Oppenheimer & Co. Inc. July 2000 - November 2014
Coastal Securities October 1993 - August 1999
United States Air Force October 1985 - December 1991
Skills
Investments, Wealth Management, Strategic Planning, Asset Management, Risk Management, Portfolio Management, Public Speaking, Series 7
Education
Sam Houston State University
Master of Business Administration (M.B.A.), Finance
Texas A&M University 1981 — 1985
B.S., Electrical Engineering
Joseph Gallino Joseph Gallino's Oppenheimer & Co. Inc. Experience March 2015 - Present
Job Deputy Chief Compliance Officer at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. March 2015 - Present
Deutsche Bank Securities September 2006 - March 2015
HSBC Securities October 2000 - September 2006
Fleet Securities February 1995 - October 2000
Royal Alliance Associates May 1988 - February 1995
Education
LIU Post 1977 — 1981
B.S., Finance & Management, Minor in Economics
Oppenheimer & Co. Inc. March 2015 - Present
Deutsche Bank Securities September 2006 - March 2015
HSBC Securities October 2000 - September 2006
Fleet Securities February 1995 - October 2000
Royal Alliance Associates May 1988 - February 1995
Education
LIU Post 1977 — 1981
B.S., Finance & Management, Minor in Economics
Mark Palazzolo Mark Palazzolo's Oppenheimer & Co. Inc. Experience 2003 - 2006
Job Financial Services & Civil/Structural Design Professional
Industry Financial Services
Experience
Ford, Bacon & Davis, LLC January 2015 - Present
Wells Fargo Advisors September 2013 - January 2015
E*TRADE Financial Corporation October 2007 - April 2012
Oppenheimer & Co. Inc. 2003 - 2006
Oppenheimer & Co. Inc. 2003 - 2006
Oppenheimer & Co. Inc. 2003 - 2006
Oppenheimer & Co. Inc. 2003 - 2006
Skills
Series 7, Series 63, Series 3, Salesforce.com..., AutoCAD Plant 3D, LFM, Structural Engineering, Sales, Customer Service, Negotiation
Education
ITT Technical Institute-Charlotte North 2013 — 2014
Network and System Administration/Administrator
Manhattan College 1999 — 2002
Finance, Electrical Engineering
West Islip
West Islip
Ford, Bacon & Davis, LLC January 2015 - Present
Wells Fargo Advisors September 2013 - January 2015
E*TRADE Financial Corporation October 2007 - April 2012
Oppenheimer & Co. Inc. 2003 - 2006
Oppenheimer & Co. Inc. 2003 - 2006
Oppenheimer & Co. Inc. 2003 - 2006
Oppenheimer & Co. Inc. 2003 - 2006
Skills
Series 7, Series 63, Series 3, Salesforce.com..., AutoCAD Plant 3D, LFM, Structural Engineering, Sales, Customer Service, Negotiation
Education
ITT Technical Institute-Charlotte North 2013 — 2014
Network and System Administration/Administrator
Manhattan College 1999 — 2002
Finance, Electrical Engineering
West Islip
West Islip
Jason Sperber's Oppenheimer & Co. Inc. Experience January 2007 - November 2007
Job Associate Vice President – Financial Advisor at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management November 2009 - Present
Wells Fargo November 2007 - November 2009
Oppenheimer & Co. Inc. January 2007 - November 2007
Education
Roger Williams University 2002 — 2006
Bachelors, Science of Financial Services
RBC Wealth Management November 2009 - Present
Wells Fargo November 2007 - November 2009
Oppenheimer & Co. Inc. January 2007 - November 2007
Education
Roger Williams University 2002 — 2006
Bachelors, Science of Financial Services
Nicole Boutmy de Katzmann Nicole Boutmy de Katzmann's Oppenheimer & Co. Inc. Experience May 2015 - Present
Job Senior DirectorInvestments at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. May 2015 - Present
Nuverse Advisors LLC March 2003 - May 2015
HSBC Bank USA January 2000 - March 2003
Republic National Bank of New York July 1995 - December 1999
Republic National Bank of New York October 1993 - July 1995
Education
Marymount Manhattan College
BS, Business Management
Scuola Italiana di Montevideo - Montevideo, Uruguay
St. Andrew's School - Montevideo, Uruguay
Oppenheimer & Co. Inc. May 2015 - Present
Nuverse Advisors LLC March 2003 - May 2015
HSBC Bank USA January 2000 - March 2003
Republic National Bank of New York July 1995 - December 1999
Republic National Bank of New York October 1993 - July 1995
Education
Marymount Manhattan College
BS, Business Management
Scuola Italiana di Montevideo - Montevideo, Uruguay
St. Andrew's School - Montevideo, Uruguay
Jonathan Leeds Jonathan Leeds's Oppenheimer & Co. Inc. Experience July 2014 - August 2014
Job Student at Northeastern University
Industry Financial Services
Experience
UBS Financial Services January 2015 - June 2015
Oppenheimer & Co. Inc. July 2014 - August 2014
Skills
Financial Analysis, Investments, Microsoft Office, Asset Management, Financial Planning, Public Speaking, Customer Service, Corporate Finance, Banking, Social Media, Financial Modeling, Risk Management, Marketing, Research, Microsoft Excel, Leadership, PowerPoint, Financial Services, Portfolio Management, Equities, Finance, Microsoft Word
Education
Northeastern University 2013 — 2017
BSBA, Finance, Entrepreneurship
Gulliver Preparatory 2009 — 2013
High School
UBS Financial Services January 2015 - June 2015
Oppenheimer & Co. Inc. July 2014 - August 2014
Skills
Financial Analysis, Investments, Microsoft Office, Asset Management, Financial Planning, Public Speaking, Customer Service, Corporate Finance, Banking, Social Media, Financial Modeling, Risk Management, Marketing, Research, Microsoft Excel, Leadership, PowerPoint, Financial Services, Portfolio Management, Equities, Finance, Microsoft Word
Education
Northeastern University 2013 — 2017
BSBA, Finance, Entrepreneurship
Gulliver Preparatory 2009 — 2013
High School
Nathan Runyon's Oppenheimer & Co. Inc. Experience 2007 - 2009
Job Financial Management
Industry Financial Services
Experience
United States Marine Corps 2010 - 2015
Oppenheimer & Co. Inc. 2007 - 2009
Skills
Financial Analysis, Financial Planning, Portfolio Management, MS Excel Pivot Tables, Asset Management, Investment Strategies, Budget Management, Wealth Management, Project Management, Finance, Equity Research, Alternative Investments, Economics, Microsoft Excel, QuickBooks
Education
New York University 2006 — 2010
Bachelor of Arts (B.A.), Economics
United States Marine Corps 2010 - 2015
Oppenheimer & Co. Inc. 2007 - 2009
Skills
Financial Analysis, Financial Planning, Portfolio Management, MS Excel Pivot Tables, Asset Management, Investment Strategies, Budget Management, Wealth Management, Project Management, Finance, Equity Research, Alternative Investments, Economics, Microsoft Excel, QuickBooks
Education
New York University 2006 — 2010
Bachelor of Arts (B.A.), Economics
Brandon Wayman Brandon Wayman's Oppenheimer & Co. Inc. Experience 2009 - 2009
Job Attorney at MDK Law
Industry Legal Services
Experience
MDK Law May 2010 - Present
Washington State Office of the Attorney General 2010 - 2010
Oppenheimer & Co. Inc. 2009 - 2009
The Law Office of Valerie S. Wolfman 2008 - 2008
Skills
Civil Litigation, Legal Writing, Legal Research, Litigation, Commercial Litigation, Contract Negotiation, Mediation
Education
New York Law School 2006 — 2009
Juris Doctor (J.D.)
University of Washington 2001 — 2005
Bachelor's degree
MDK Law May 2010 - Present
Washington State Office of the Attorney General 2010 - 2010
Oppenheimer & Co. Inc. 2009 - 2009
The Law Office of Valerie S. Wolfman 2008 - 2008
Skills
Civil Litigation, Legal Writing, Legal Research, Litigation, Commercial Litigation, Contract Negotiation, Mediation
Education
New York Law School 2006 — 2009
Juris Doctor (J.D.)
University of Washington 2001 — 2005
Bachelor's degree
Ken Rosenbaum Ken Rosenbaum's Oppenheimer & Co. Inc. Experience March 2009 - Present
Job Director Investments at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. March 2009 - Present
Smith Barney September 2000 - March 2009
Mesirow Financial March 1994 - September 2000
Skills
401(k) Rollovers, Asset Allocation, Investment Strategies, Retirement-Plan..., Retirement Savings, Tax-Efficient Strategies, Wealth Management...
Education
Michigan State University 1973 — 1977
Bachelor of Arts (BA), Accounting / Hotel, Restaurant & Institutional Management
Oppenheimer & Co. Inc. March 2009 - Present
Smith Barney September 2000 - March 2009
Mesirow Financial March 1994 - September 2000
Skills
401(k) Rollovers, Asset Allocation, Investment Strategies, Retirement-Plan..., Retirement Savings, Tax-Efficient Strategies, Wealth Management...
Education
Michigan State University 1973 — 1977
Bachelor of Arts (BA), Accounting / Hotel, Restaurant & Institutional Management
Valerie (Qiuxue) Yang's Oppenheimer & Co. Inc. Experience February 2012 - Present
Job Group Analytical Associate at Summa Group of Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. February 2012 - Present
Purdue University August 2009 - May 2010
Education
Purdue University - Krannert School of Management 2007 — 2010
Bachelor of Science, Economics
University of California, Los Angeles - The Anderson School of Management
Masters Degree, Financial Engineering
Oppenheimer & Co. Inc. February 2012 - Present
Purdue University August 2009 - May 2010
Education
Purdue University - Krannert School of Management 2007 — 2010
Bachelor of Science, Economics
University of California, Los Angeles - The Anderson School of Management
Masters Degree, Financial Engineering
Jane G. Doyle, CFP® Jane G. Doyle, CFP®'s Oppenheimer & Co. Inc. Experience November 2005 - Present
Job Senior Director Investments at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. November 2005 - Present
Morgan Stanley November 1993 - November 2005
Skills
Fixed Income Strategies, Investment Strategies, 401(k) Rollovers, Retirement Savings, Financial Advisory, Multigenerational..., Estate Investment..., Relationship Management, Insurance, Securities, Wealth-Preservation..., Asset Allocation, Wealth Management..., Retirement-Plan..., Tax-Efficient Strategies, Investments, Risk Management...
Education
Samford University 1979 — 1981
Master of Business Administration (M.B.A.)
Sewanee-The University of the South 1974 — 1978
Bachelor's Degree, English
Oppenheimer & Co. Inc. November 2005 - Present
Morgan Stanley November 1993 - November 2005
Skills
Fixed Income Strategies, Investment Strategies, 401(k) Rollovers, Retirement Savings, Financial Advisory, Multigenerational..., Estate Investment..., Relationship Management, Insurance, Securities, Wealth-Preservation..., Asset Allocation, Wealth Management..., Retirement-Plan..., Tax-Efficient Strategies, Investments, Risk Management...
Education
Samford University 1979 — 1981
Master of Business Administration (M.B.A.)
Sewanee-The University of the South 1974 — 1978
Bachelor's Degree, English
Kyle McClanahan, MBA Kyle McClanahan, MBA's Oppenheimer & Co. Inc. Experience July 2014 - Present
Job Associate, Research Sales at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. July 2014 - Present
Ferrell Wealth Management, Inc. May 2013 - August 2013
Security Financial Management June 2010 - July 2010
Skills
Financial Analysis, Microsoft Excel, PowerPoint, Microsoft Office, Teamwork, Public Speaking, Social Networking
Education
Rollins College - Crummer Graduate School of Business 2012 — 2014
University of Florida - Warrington College Of Business 2008 — 2012
Bachelor of Science (B.S.), Finance, General
Oppenheimer & Co. Inc. July 2014 - Present
Ferrell Wealth Management, Inc. May 2013 - August 2013
Security Financial Management June 2010 - July 2010
Skills
Financial Analysis, Microsoft Excel, PowerPoint, Microsoft Office, Teamwork, Public Speaking, Social Networking
Education
Rollins College - Crummer Graduate School of Business 2012 — 2014
University of Florida - Warrington College Of Business 2008 — 2012
Bachelor of Science (B.S.), Finance, General
Brandon Baum Brandon Baum's Oppenheimer & Co. Inc. Experience April 2014 - August 2014
Job Area Manager at Amazon
Industry Logistics and Supply Chain
Experience
Amazon June 2015 - Present
Oppenheimer & Co. Inc. April 2014 - August 2014
xpedx April 2013 - August 2013
Golf Galaxy March 2011 - April 2013
Skills
Financial Analysis, Financial Services, Portfolio Management, Leadership, Sales, Marketing, Golf, Merchandising, Teamwork
Education
Miami University 2011 — 2015
Bachelor of Science (B.S.) in Business, Finance
Amazon June 2015 - Present
Oppenheimer & Co. Inc. April 2014 - August 2014
xpedx April 2013 - August 2013
Golf Galaxy March 2011 - April 2013
Skills
Financial Analysis, Financial Services, Portfolio Management, Leadership, Sales, Marketing, Golf, Merchandising, Teamwork
Education
Miami University 2011 — 2015
Bachelor of Science (B.S.) in Business, Finance
Alan Bezoza Alan Bezoza's Oppenheimer & Co. Inc. Experience August 2006 - July 2007
Job Sector Head and Equity Analyst Communications
Industry Investment Management
Experience
Dorsal Capital Management October 2014 - Present
Janus Capital Group July 2007 - October 2014
Oppenheimer & Co. Inc. August 2006 - July 2007
Alan and Jenny's Adventures October 2005 - July 2006
Friedman Billings Ramsey August 2003 - October 2005
CIBC World Markets / Oppenheimer July 1998 - July 2003
Lazard Asset Management July 1995 - July 1998
Education
Lehigh University 1991 — 1995
BS, Finance
Dorsal Capital Management October 2014 - Present
Janus Capital Group July 2007 - October 2014
Oppenheimer & Co. Inc. August 2006 - July 2007
Alan and Jenny's Adventures October 2005 - July 2006
Friedman Billings Ramsey August 2003 - October 2005
CIBC World Markets / Oppenheimer July 1998 - July 2003
Lazard Asset Management July 1995 - July 1998
Education
Lehigh University 1991 — 1995
BS, Finance
Christopher Whitcomb Christopher Whitcomb's Oppenheimer & Co. Inc. Experience August 2015 - Present
Job Executive Director Equity Capital Markets at Oppenheimer & Co. Inc.
Industry Computer Software
Experience
Oppenheimer & Co. Inc. August 2015 - Present
Lake Street Capital Markets, LLC March 2015 - August 2015
iamSecure Online, Inc January 2014 - February 2015
Janney Montgomery Scott LLC December 2012 - January 2014
ThinkEquity LLC January 2003 - October 2012
Skills
Equity Research, Valuation, Capital Markets, Hedge Funds, Investment Banking, Equities, Corporate Development, Private Equity, Series 7, Investments, Financial Modeling, Venture Capital, Bloomberg, Asset Management, Securities, Alternative Investments, Private Placements
Education
Lawrence University 1984 — 1988
Bachelor's degree, Economics
Oppenheimer & Co. Inc. August 2015 - Present
Lake Street Capital Markets, LLC March 2015 - August 2015
iamSecure Online, Inc January 2014 - February 2015
Janney Montgomery Scott LLC December 2012 - January 2014
ThinkEquity LLC January 2003 - October 2012
Skills
Equity Research, Valuation, Capital Markets, Hedge Funds, Investment Banking, Equities, Corporate Development, Private Equity, Series 7, Investments, Financial Modeling, Venture Capital, Bloomberg, Asset Management, Securities, Alternative Investments, Private Placements
Education
Lawrence University 1984 — 1988
Bachelor's degree, Economics
Jonathan Rosa Jonathan Rosa's Oppenheimer & Co. Inc. Experience May 2015 - Present
Job Tax Data Services at Broadridge Financial Solutions
Industry Financial Services
Experience
Oppenheimer & Co. Inc. May 2015 - Present
Broadridge Financial Solutions November 2014 - May 2015
Lenox Advisors June 2014 - October 2014
Skills
Finance, Networking, Social Media, Microsoft Excel, Leadership, Teamwork, Time Management, PowerPoint, Microsoft Word, Data Analysis, Financial Analysis, Team Management, Insurance
Education
Sacred Heart University 2010 — 2014
Finance, General
St. Anthony's High School 2006 — 2010
Oppenheimer & Co. Inc. May 2015 - Present
Broadridge Financial Solutions November 2014 - May 2015
Lenox Advisors June 2014 - October 2014
Skills
Finance, Networking, Social Media, Microsoft Excel, Leadership, Teamwork, Time Management, PowerPoint, Microsoft Word, Data Analysis, Financial Analysis, Team Management, Insurance
Education
Sacred Heart University 2010 — 2014
Finance, General
St. Anthony's High School 2006 — 2010
Chris Gilligan Chris Gilligan's Oppenheimer & Co. Inc. Experience April 2015 - Present
Job Private Equity Intern
Industry Financial Services
Experience
Perilune Group September 2015 - Present
Oppenheimer & Co. Inc. April 2015 - Present
Tower Group Companies May 2013 - April 2015
Mr. Vino's Spirits and Wine July 2014 - August 2014
Our Lady of Mercy Catholic Parish September 2008 - August 2012
Molloy College June 2011 - June 2011
Skills
Customer Service, Microsoft Excel, Teamwork, Social Media, Entrepreneurship, Microsoft Office, Public Speaking, Microsoft Word, Accounting, Facebook, Data Entry, Outlook, Account Reconciliation, Analysis, PowerPoint, Leadership
Education
Molloy College 2012 — 2017
Master of Business Administration (M.B.A.), Accounting/Business Honors Program, 3.5
Archbishop Molloy 2008 — 2012
Perilune Group September 2015 - Present
Oppenheimer & Co. Inc. April 2015 - Present
Tower Group Companies May 2013 - April 2015
Mr. Vino's Spirits and Wine July 2014 - August 2014
Our Lady of Mercy Catholic Parish September 2008 - August 2012
Molloy College June 2011 - June 2011
Skills
Customer Service, Microsoft Excel, Teamwork, Social Media, Entrepreneurship, Microsoft Office, Public Speaking, Microsoft Word, Accounting, Facebook, Data Entry, Outlook, Account Reconciliation, Analysis, PowerPoint, Leadership
Education
Molloy College 2012 — 2017
Master of Business Administration (M.B.A.), Accounting/Business Honors Program, 3.5
Archbishop Molloy 2008 — 2012
Tracy Morgan Tracy Morgan's Oppenheimer & Co. Inc. Experience August 2014 - Present
Job Branch Human Resources Director at Oppenheimer & Co. Inc.
Industry Human Resources
Experience
Oppenheimer & Co. Inc. August 2014 - Present
Mass Insight Education September 2013 - May 2014
Mass Insight Education April 2011 - August 2013
Public Consulting Group; BTU Int'l; Kindred August 2010 - March 2011
Trader Joe's February 2008 - August 2010
Saleen April 2007 - September 2007
BOSSdev February 2006 - February 2007
Donovan Hatem LLP December 1999 - September 2001
Education
Salem State University
Oppenheimer & Co. Inc. August 2014 - Present
Mass Insight Education September 2013 - May 2014
Mass Insight Education April 2011 - August 2013
Public Consulting Group; BTU Int'l; Kindred August 2010 - March 2011
Trader Joe's February 2008 - August 2010
Saleen April 2007 - September 2007
BOSSdev February 2006 - February 2007
Donovan Hatem LLP December 1999 - September 2001
Education
Salem State University
Christina Vitale Christina Vitale's Oppenheimer & Co. Inc. Experience August 2015 - Present
Job Annuity Operations at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. August 2015 - Present
IMG Learfield Ticket Solutions January 2015 - March 2015
Campus Job September 2014 - November 2014
Newmark Grubb Knight Frank June 2014 - July 2014
The Savoy Tavern May 2013 - August 2013
Excalibur Management May 2012 - August 2012
American Eagle Outfitters November 2009 - January 2012
Skills
Apparel, Facebook, Human Resources, Real Estate, Sales, Social Media, Market Research, Retail, Social Networking, Marketing, Time Management, Fashion, Merchandising, Teamwork, Customer Service, Public Speaking, Microsoft Excel
Education
Penn State University 2011 — 2015
Bachelor’s Degree, Marketing
CEA Global Campus in Florence
Sanford H. Calhoun High School
Oppenheimer & Co. Inc. August 2015 - Present
IMG Learfield Ticket Solutions January 2015 - March 2015
Campus Job September 2014 - November 2014
Newmark Grubb Knight Frank June 2014 - July 2014
The Savoy Tavern May 2013 - August 2013
Excalibur Management May 2012 - August 2012
American Eagle Outfitters November 2009 - January 2012
Skills
Apparel, Facebook, Human Resources, Real Estate, Sales, Social Media, Market Research, Retail, Social Networking, Marketing, Time Management, Fashion, Merchandising, Teamwork, Customer Service, Public Speaking, Microsoft Excel
Education
Penn State University 2011 — 2015
Bachelor’s Degree, Marketing
CEA Global Campus in Florence
Sanford H. Calhoun High School
Kamo Jurn's Oppenheimer & Co. Inc. Experience March 2013 - Present
Job Financial Analyst at The Summa Group of Oppenheimer & Co. Inc.
Industry Investment Management
Experience
Oppenheimer & Co. Inc. March 2013 - Present
ServiceMesh September 2011 - March 2013
Cape Simulations May 2009 - September 2009
Merrill Lynch January 2009 - February 2009
Tyco Electronics May 2008 - September 2008
Skills
Wealth-Preservation..., Tax-Efficient Strategies, Securities, Risk Management..., Relationship Management, Investment Strategies, Financial Advisory, Estate Investment..., Asset Allocation, Fixed Income Strategies, Wealth Management..., Investments, Stock Due Diligence, Financial Services
Education
Massachusetts Institute of Technology 2006 — 2010
Bachelor of Science, Materials Science and Engineering, Economics
Oppenheimer & Co. Inc. March 2013 - Present
ServiceMesh September 2011 - March 2013
Cape Simulations May 2009 - September 2009
Merrill Lynch January 2009 - February 2009
Tyco Electronics May 2008 - September 2008
Skills
Wealth-Preservation..., Tax-Efficient Strategies, Securities, Risk Management..., Relationship Management, Investment Strategies, Financial Advisory, Estate Investment..., Asset Allocation, Fixed Income Strategies, Wealth Management..., Investments, Stock Due Diligence, Financial Services
Education
Massachusetts Institute of Technology 2006 — 2010
Bachelor of Science, Materials Science and Engineering, Economics
Jeremiah Maore Jeremiah Maore's Oppenheimer & Co. Inc. Experience Pricing SpecialistState Street CorporationAugust 2006 - March 2013
Job Sr Pricing Analyst at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. Pricing SpecialistState Street CorporationAugust 2006 - March 2013
State Street Bank 2006 - 2012
Center For Family Support NJ Inc January 2002 - August 2006
Skills
Corporate Finance, Bloomberg, Financial Analysis, Derivatives, Investment Banking, Portfolio Management, Stock Market, Mutual Funds, Securities, Valuation, Equities, Fixed Income, Trading, Options, Swaps
Education
New Jersey City University
Bachelor of Science (BS), Finance, General
Oppenheimer & Co. Inc. Pricing SpecialistState Street CorporationAugust 2006 - March 2013
State Street Bank 2006 - 2012
Center For Family Support NJ Inc January 2002 - August 2006
Skills
Corporate Finance, Bloomberg, Financial Analysis, Derivatives, Investment Banking, Portfolio Management, Stock Market, Mutual Funds, Securities, Valuation, Equities, Fixed Income, Trading, Options, Swaps
Education
New Jersey City University
Bachelor of Science (BS), Finance, General
Matthew Steinfeld Matthew Steinfeld's Oppenheimer & Co. Inc. Experience 2003 - 2015
Job Director Investments Private Client Division Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. 2003 - 2015
Skills
Financial Services, Fixed Income Strategies, Investments
Education
Rutgers, The State University of New Jersey-New Brunswick 1996 — 2000
BS, Economics
Rutgers University-New Brunswick 1979 — 1992
Oppenheimer & Co. Inc. 2003 - 2015
Skills
Financial Services, Fixed Income Strategies, Investments
Education
Rutgers, The State University of New Jersey-New Brunswick 1996 — 2000
BS, Economics
Rutgers University-New Brunswick 1979 — 1992
Douglas Witter Douglas Witter's Oppenheimer & Co. Inc. Experience 2015 - Present
Job Senior Compliance Officer at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. 2015 - Present
The Guardian Life Insurance Company of America 2008 - 2015
NYSE 2005 - 2008
J.P. Morgan 2003 - 2005
Keefe Managers and Keefe Ventures 2002 - 2003
Cantey Hanger LLP 1999 - 1999
US Securities and Exchange Commission 1998 - 1999
Skills
Securities, FINRA, Hedge Funds, Securities Regulation, Equities, Series 7, AML, Mutual Funds, Investments, Capital Markets, Financial Services, Asset Managment, SEC, Fixed Income, Investment Banking, Trading, Risk Management, Corporate Finance, Options, Private Equity, USA PATRIOT Act, Broker-Dealer, Investment Advisory, Series 24, Series 63, Financial Risk, Litigation, Derivatives, Financial Markets, Alternative Investments, Asset Management, Private Placements, KYC, Corporate Law, Banking, Financial Advisory, Corporate Governance, Wealth Management, Due Diligence, Bloomberg, Investment Management, Operational Risk, Bonds, Structured Finance, ETFs, Emerging Markets, Portfolio Management, Trading Systems
Education
University of Rochester
MBA, Finance and Accounting
Texas A&M University
JD, Securities, Corporate, and Taxation Law
Pace University
BS, Economics
Oppenheimer & Co. Inc. 2015 - Present
The Guardian Life Insurance Company of America 2008 - 2015
NYSE 2005 - 2008
J.P. Morgan 2003 - 2005
Keefe Managers and Keefe Ventures 2002 - 2003
Cantey Hanger LLP 1999 - 1999
US Securities and Exchange Commission 1998 - 1999
Skills
Securities, FINRA, Hedge Funds, Securities Regulation, Equities, Series 7, AML, Mutual Funds, Investments, Capital Markets, Financial Services, Asset Managment, SEC, Fixed Income, Investment Banking, Trading, Risk Management, Corporate Finance, Options, Private Equity, USA PATRIOT Act, Broker-Dealer, Investment Advisory, Series 24, Series 63, Financial Risk, Litigation, Derivatives, Financial Markets, Alternative Investments, Asset Management, Private Placements, KYC, Corporate Law, Banking, Financial Advisory, Corporate Governance, Wealth Management, Due Diligence, Bloomberg, Investment Management, Operational Risk, Bonds, Structured Finance, ETFs, Emerging Markets, Portfolio Management, Trading Systems
Education
University of Rochester
MBA, Finance and Accounting
Texas A&M University
JD, Securities, Corporate, and Taxation Law
Pace University
BS, Economics
Jack Lambrecht's Oppenheimer & Co. Inc. Experience June 2014 - August 2014
Job Summer Intern at Oppenheimer Asset Management
Industry Financial Services
Experience
Oppenheimer & Co. Inc. June 2014 - August 2014
Oppenheimer Asset Management June 2012 - August 2012
Skills
Photoshop, Event Planning, Social Networking, Economics, Teamwork, Facebook, Data Analysis, Leadership Development, SPSS, Team Leadership, Social Media, Leadership, Advertising, Windows, Microsoft Office, PowerPoint, Microsoft Excel, Microsoft Word, Time Management, Editing, Alternative Investments, Mutual Funds
Education
Rollins College 2010 — 2015
Economics, Mathematics
Oppenheimer & Co. Inc. June 2014 - August 2014
Oppenheimer Asset Management June 2012 - August 2012
Skills
Photoshop, Event Planning, Social Networking, Economics, Teamwork, Facebook, Data Analysis, Leadership Development, SPSS, Team Leadership, Social Media, Leadership, Advertising, Windows, Microsoft Office, PowerPoint, Microsoft Excel, Microsoft Word, Time Management, Editing, Alternative Investments, Mutual Funds
Education
Rollins College 2010 — 2015
Economics, Mathematics
Joel Breiter Joel Breiter's Oppenheimer & Co. Inc. Experience December 2013 - Present
Job Executive Director Investments at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. December 2013 - Present
UBS Financial Services, Inc. February 1998 - December 2013
Skills
Asset Allocation, 401k Rollovers, Insurance, Investments, Retirement, Wealth Management..., Wealth-Preservation..., Multigenerational..., Retirement Savings, Tax-Efficient Stategies, Tax -Efficient...
Education
Pace University - Lubin School of Business 1981 — 1983
Oppenheimer & Co. Inc. December 2013 - Present
UBS Financial Services, Inc. February 1998 - December 2013
Skills
Asset Allocation, 401k Rollovers, Insurance, Investments, Retirement, Wealth Management..., Wealth-Preservation..., Multigenerational..., Retirement Savings, Tax-Efficient Stategies, Tax -Efficient...
Education
Pace University - Lubin School of Business 1981 — 1983
Edward Pontarelli Edward Pontarelli's Oppenheimer & Co. Inc. Experience February 2009 - Present
Job Associate Director Investments at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. February 2009 - Present
Skills
Retirement Plan..., Wealth Management..., Investments, Securities, Retirement, Asset Allocation, Investment Strategies, Financial Advisory, Fixed Income Strategies, Financial Services, 401k Rollovers
Education
Quinnipiac University - School of Business 1996 — 2000
BA, Finance, Economics
Oppenheimer & Co. Inc. February 2009 - Present
Skills
Retirement Plan..., Wealth Management..., Investments, Securities, Retirement, Asset Allocation, Investment Strategies, Financial Advisory, Fixed Income Strategies, Financial Services, 401k Rollovers
Education
Quinnipiac University - School of Business 1996 — 2000
BA, Finance, Economics
Michael O'Hare's Oppenheimer & Co. Inc. Experience April 2007 - March 2008
Job Managing Director at Pacific Crest Securities LLC
Industry Investment Banking
Experience
Pacific Crest Securities LLC March 2008 - Present
Oppenheimer & Co. Inc. April 2007 - March 2008
WR Hambrecht + Co January 2004 - March 2007
SoundView Technology Corporation April 1999 - January 2004
Indiana University July 1989 - May 1991
Purdue University - School of Engineering July 1984 - May 1989
Skills
Valuation, Negotiation, Strategic Advisory, M&A, Software, Corporate Development, Mergers, Strategy, Due Diligence, Venture Capital, Business Strategy, Cloud Computing, Mergers & Acquisitions, Investment Banking, Business Development, Financial Modeling, Strategic Partnerships, Finance, Corporate Finance, Leadership, Executive Management, Private Equity, SaaS, LBO, M&A experience, Investments, Capital Markets, Equity Research, IPO, DCF, Private Placements, Divestitures, Start-ups, Alternative Investments, Equities, Equity Valuation, Business Valuation, Capital Raising, Hedge Funds, Portfolio Management, Bloomberg, Asset Management, Equity Capital Markets, Leveraged Finance
Education
Indiana University Bloomington 1989 — 1991
MBA, Finance
Pacific Crest Securities LLC March 2008 - Present
Oppenheimer & Co. Inc. April 2007 - March 2008
WR Hambrecht + Co January 2004 - March 2007
SoundView Technology Corporation April 1999 - January 2004
Indiana University July 1989 - May 1991
Purdue University - School of Engineering July 1984 - May 1989
Skills
Valuation, Negotiation, Strategic Advisory, M&A, Software, Corporate Development, Mergers, Strategy, Due Diligence, Venture Capital, Business Strategy, Cloud Computing, Mergers & Acquisitions, Investment Banking, Business Development, Financial Modeling, Strategic Partnerships, Finance, Corporate Finance, Leadership, Executive Management, Private Equity, SaaS, LBO, M&A experience, Investments, Capital Markets, Equity Research, IPO, DCF, Private Placements, Divestitures, Start-ups, Alternative Investments, Equities, Equity Valuation, Business Valuation, Capital Raising, Hedge Funds, Portfolio Management, Bloomberg, Asset Management, Equity Capital Markets, Leveraged Finance
Education
Indiana University Bloomington 1989 — 1991
MBA, Finance
Steve Goldenberg's Oppenheimer & Co. Inc. Experience March 1996 - Present
Job Executive DirectorInvestments
Industry Investment Management
Experience
Oppenheimer & Co. Inc. March 1996 - Present
Smith Barney Brokerage Firm March 1991 - March 1996
Software Publishing Corporation January 1987 - March 1991
Mircopro December 1981 - December 1986
ZadoCorp International December 1968 - December 1982
Skills
401k Rollovers, Wealth Management..., Investments Strategies, Retirement, Stock Due Diligence, Fixed Income Strategies, Deferred Compensation..., Financial Advisory, Financial Services, Retirement-Plan..., Multigenerational..., Investments, Insurance, Asset Allocation
Education
Stanford University 2012 — 2013
Continuing Education
Notre Dame 1980 — 1982
MBA
Menlo College 1976 — 1980
BS
The Cate School
High School Diploma
Oppenheimer & Co. Inc. March 1996 - Present
Smith Barney Brokerage Firm March 1991 - March 1996
Software Publishing Corporation January 1987 - March 1991
Mircopro December 1981 - December 1986
ZadoCorp International December 1968 - December 1982
Skills
401k Rollovers, Wealth Management..., Investments Strategies, Retirement, Stock Due Diligence, Fixed Income Strategies, Deferred Compensation..., Financial Advisory, Financial Services, Retirement-Plan..., Multigenerational..., Investments, Insurance, Asset Allocation
Education
Stanford University 2012 — 2013
Continuing Education
Notre Dame 1980 — 1982
MBA
Menlo College 1976 — 1980
BS
The Cate School
High School Diploma
Stephen W. Fillet's Oppenheimer & Co. Inc. Experience 1989 - 1990
Job Managing Partner at Jesteda Partners
Industry Financial Services
Experience
Jesteda Partners 2007 - Present
Roth Capital Partners 2002 - 2006
CIBC 2000 - 2002
Curttenden Roth 1998 - 2000
Kane and Company 1992 - 1997
Kane and Company 1992 - 1997
Kane and Company 1992 - 1997
Oppenheimer & Co. Inc. 1989 - 1990
Bank of America 1984 - 1986
Skills
Private Placements, Private Equity, Venture Capital, Corporate Development, Investment Banking, IPO, Valuation, Capital Markets, Mergers & Acquisitions, Due Diligence, Equities, Alternative Investments, Hedge Funds, M&A experience, LBO, Corporate Finance
Education
New York University
Master of Business Administration (MBA), Finance
University of Southern California
Business Administration, Finance
Jesteda Partners 2007 - Present
Roth Capital Partners 2002 - 2006
CIBC 2000 - 2002
Curttenden Roth 1998 - 2000
Kane and Company 1992 - 1997
Kane and Company 1992 - 1997
Kane and Company 1992 - 1997
Oppenheimer & Co. Inc. 1989 - 1990
Bank of America 1984 - 1986
Skills
Private Placements, Private Equity, Venture Capital, Corporate Development, Investment Banking, IPO, Valuation, Capital Markets, Mergers & Acquisitions, Due Diligence, Equities, Alternative Investments, Hedge Funds, M&A experience, LBO, Corporate Finance
Education
New York University
Master of Business Administration (MBA), Finance
University of Southern California
Business Administration, Finance
Tony Le, CFA's Oppenheimer & Co. Inc. Experience July 2011 - June 2012
Job Finance Analyst
Industry Investment Management
Experience
Incapital 2012 - 2014
Oppenheimer & Co. Inc. July 2011 - June 2012
Terrapin Research and Management Company, Inc. April 2011 - July 2011
Mass Mutual Financial April 2006 - January 2011
Skills
Advanced knowledge of..., Advanced knowledge of..., Advanced Knowledge of..., Reasonable VBA coding..., Advanced Knowledge of..., Management, Fixed Income, Capital Markets, Investments, Portfolio Management, Equities, Series 7, Finance, Bonds, Alternative Investments, Financial Modeling, Credit, Asset Management, Bloomberg, Sales
Education
San Francisco State University 2002 — 2006
Bachelor of Science (BS), Business Administration and Management, General
Incapital 2012 - 2014
Oppenheimer & Co. Inc. July 2011 - June 2012
Terrapin Research and Management Company, Inc. April 2011 - July 2011
Mass Mutual Financial April 2006 - January 2011
Skills
Advanced knowledge of..., Advanced knowledge of..., Advanced Knowledge of..., Reasonable VBA coding..., Advanced Knowledge of..., Management, Fixed Income, Capital Markets, Investments, Portfolio Management, Equities, Series 7, Finance, Bonds, Alternative Investments, Financial Modeling, Credit, Asset Management, Bloomberg, Sales
Education
San Francisco State University 2002 — 2006
Bachelor of Science (BS), Business Administration and Management, General
Kelly Swift-Wellmann's Oppenheimer & Co. Inc. Experience April 2015 - Present
Job Project Manager
Industry Financial Services
Experience
Oppenheimer & Co. Inc. April 2015 - Present
Credit Suisse April 2013 - April 2015
Credit Suisse April 2010 - December 2012
CIBC World Markets November 2008 - March 2009
CIBC World Markets February 2005 - November 2008
ABN Amro 2004 - 2004
Education
Ramapo College of New Jersey 2000 — 2004
Bachelors of Science, Business Administration with Concentrations in Management and Marketing
Oppenheimer & Co. Inc. April 2015 - Present
Credit Suisse April 2013 - April 2015
Credit Suisse April 2010 - December 2012
CIBC World Markets November 2008 - March 2009
CIBC World Markets February 2005 - November 2008
ABN Amro 2004 - 2004
Education
Ramapo College of New Jersey 2000 — 2004
Bachelors of Science, Business Administration with Concentrations in Management and Marketing
Paul Vasilopoulos's Oppenheimer & Co. Inc. Experience May 2012 - Present
Job Global Head of Communications and Cloud Investment banking at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. May 2012 - Present
Bank Street Group November 2009 - May 2012
Deutsche Bank February 2002 - November 2009
Morgan Stanley April 2000 - January 2002
Bear, Stearns & Co. Inc. June 1997 - April 2000
Wertheim Schroder August 1994 - June 1997
AT&T Bell Labs June 1988 - August 1992
Skills
Mergers, Investment Banking, Capital Markets, Corporate Development, Private Equity, Venture Capital, M&A experience, Valuation, Corporate Finance, Financial Modeling, Start-ups, Leveraged Finance, Investor Relations, Business Strategy, Emerging Markets, Due Diligence, Telecommunications, Equities, LBO, Structured Finance, Mergers & Acquisitions, Hedge Funds
Education
University of Pennsylvania - The Wharton School 1992 — 1994
MBA, Finance
University of California, Berkeley 1989 — 1990
MS, Electrical Engineering
Massachusetts Institute of Technology 1984 — 1988
BS, Electric Engineering
Oppenheimer & Co. Inc. May 2012 - Present
Bank Street Group November 2009 - May 2012
Deutsche Bank February 2002 - November 2009
Morgan Stanley April 2000 - January 2002
Bear, Stearns & Co. Inc. June 1997 - April 2000
Wertheim Schroder August 1994 - June 1997
AT&T Bell Labs June 1988 - August 1992
Skills
Mergers, Investment Banking, Capital Markets, Corporate Development, Private Equity, Venture Capital, M&A experience, Valuation, Corporate Finance, Financial Modeling, Start-ups, Leveraged Finance, Investor Relations, Business Strategy, Emerging Markets, Due Diligence, Telecommunications, Equities, LBO, Structured Finance, Mergers & Acquisitions, Hedge Funds
Education
University of Pennsylvania - The Wharton School 1992 — 1994
MBA, Finance
University of California, Berkeley 1989 — 1990
MS, Electrical Engineering
Massachusetts Institute of Technology 1984 — 1988
BS, Electric Engineering
Joanne Greene-Flynn's Oppenheimer & Co. Inc. Experience April 2010 - January 2013
Job Senior Coordinator at ShareBuilder
Industry Financial Services
Experience
ShareBuilder April 2014 - Present
Oppenheimer & Co. Inc. April 2010 - January 2013
St. Joseph's Hospital October 2009 - May 2010
Citigroup Smith BarneyAugust August 2007 - April 2009
Baden SportsDecember December 2005 - June 2007
Contra Costa County January 2005 - September 2005
UnumProvident February 2004 - January 2005
UnumProvident February 2004 - January 2005
Robert Half Int'l September 2003 - December 2003
Accountemps, division of Robert Half, International January 2000 - April 2001
Skills
Microsoft Excel, Sales, Marketing, Management, Training, New Business Development
Education
Katharine Gibbs School New
Las Positas College
Associates
ShareBuilder April 2014 - Present
Oppenheimer & Co. Inc. April 2010 - January 2013
St. Joseph's Hospital October 2009 - May 2010
Citigroup Smith BarneyAugust August 2007 - April 2009
Baden SportsDecember December 2005 - June 2007
Contra Costa County January 2005 - September 2005
UnumProvident February 2004 - January 2005
UnumProvident February 2004 - January 2005
Robert Half Int'l September 2003 - December 2003
Accountemps, division of Robert Half, International January 2000 - April 2001
Skills
Microsoft Excel, Sales, Marketing, Management, Training, New Business Development
Education
Katharine Gibbs School New
Las Positas College
Associates
Scott Ehrens's Oppenheimer & Co. Inc. Experience 1994 - 1996
Job Entrepreneur/Investor
Industry Research
Experience
Cor3Tech LLC 2013 - Present
100 Palms Properties LLC 2010 - Present
The Hawn Foundation 2008 - 2008
Epoch Partners (acquired by Goldman Sachs) 2000 - 2001
Bear Stearns 1997 - 2000
Oppenheimer & Co. 1996 - 1997
Warner Bros. Entertainment Group of Companies 1994 - 1996
Oppenheimer & Co. Inc. 1994 - 1996
Robertson Stephens 1992 - 1994
Goldman Sachs 1990 - 1992
Skills
Early Stage Companies, Investment Research, Mobile Applications, Financial Analysis, Property Auctions, Title Searches, Online Advertising, Real Estate, SFR, Strategy, Management, Investments
Education
Institute for Psychoanalytic Training and Research 2003 — 2006
Psychoanalytic Training
Princeton University 1986 — 2000
Bachelor's Degree, Comparative Literature
Cor3Tech LLC 2013 - Present
100 Palms Properties LLC 2010 - Present
The Hawn Foundation 2008 - 2008
Epoch Partners (acquired by Goldman Sachs) 2000 - 2001
Bear Stearns 1997 - 2000
Oppenheimer & Co. 1996 - 1997
Warner Bros. Entertainment Group of Companies 1994 - 1996
Oppenheimer & Co. Inc. 1994 - 1996
Robertson Stephens 1992 - 1994
Goldman Sachs 1990 - 1992
Skills
Early Stage Companies, Investment Research, Mobile Applications, Financial Analysis, Property Auctions, Title Searches, Online Advertising, Real Estate, SFR, Strategy, Management, Investments
Education
Institute for Psychoanalytic Training and Research 2003 — 2006
Psychoanalytic Training
Princeton University 1986 — 2000
Bachelor's Degree, Comparative Literature
Gerry Madigan's Oppenheimer & Co. Inc. Experience 1995 - 1998
Job Managing Director at JP Morgan
Industry Financial Services
Experience
J.P. Morgan December 1999 - Present
Morgens Waterfall Vintiadis & Co. 1998 - 1999
Oppenheimer & Co. Inc. 1995 - 1998
Kidder Peabody 1993 - 1995
EY 1988 - 1993
Skills
Special Situations, Restructuring, Investments, Leveraged Finance, Debt, Valuation, Credit Trading, Hedge Funds, Fixed Income, Equities, High Yield, Investment Banking, LBO, Loans, Emerging Markets, Securities, Alternative Investments, Corporate Actions, Debt Restructuring, Financial Modeling, Venture Capital, Portfolio Management, Credit, Bloomberg, Corporate Finance, Trading, Private Equity, Bonds, Capital Markets, Structured Products, Commercial Banking, Structured Finance, Corporate Development, Asset Management, Mergers & Acquisitions, Credit Derivatives, Due Diligence, Financial Structuring, Credit Risk, Equity Research
Education
Marquette University
BS, Accounting, Economics
Northwestern University - Kellogg School of Management
MBA, Finance
J.P. Morgan December 1999 - Present
Morgens Waterfall Vintiadis & Co. 1998 - 1999
Oppenheimer & Co. Inc. 1995 - 1998
Kidder Peabody 1993 - 1995
EY 1988 - 1993
Skills
Special Situations, Restructuring, Investments, Leveraged Finance, Debt, Valuation, Credit Trading, Hedge Funds, Fixed Income, Equities, High Yield, Investment Banking, LBO, Loans, Emerging Markets, Securities, Alternative Investments, Corporate Actions, Debt Restructuring, Financial Modeling, Venture Capital, Portfolio Management, Credit, Bloomberg, Corporate Finance, Trading, Private Equity, Bonds, Capital Markets, Structured Products, Commercial Banking, Structured Finance, Corporate Development, Asset Management, Mergers & Acquisitions, Credit Derivatives, Due Diligence, Financial Structuring, Credit Risk, Equity Research
Education
Marquette University
BS, Accounting, Economics
Northwestern University - Kellogg School of Management
MBA, Finance
Robert Hoyt's Oppenheimer & Co. Inc. Experience 1998 - 2000
Job President, LATHER
Industry Consumer Goods
Experience
LATHER May 2004 - Present
Kline Hawkes & Co. 2000 - 2002
Oppenheimer & Co. Inc. 1998 - 2000
Skills
Product Development, New Business Development, Strategic Planning, Merchandising, Team Building, Sales Management, Brand Management, Customer Service, P&L Management, Sales Operations, E-commerce, Marketing Strategy, Brand Development, Retail, Product Marketing, Competitive Analysis, Management, Sales, Marketing
Education
UCLA Anderson School of Management
Pepperdine University
LATHER May 2004 - Present
Kline Hawkes & Co. 2000 - 2002
Oppenheimer & Co. Inc. 1998 - 2000
Skills
Product Development, New Business Development, Strategic Planning, Merchandising, Team Building, Sales Management, Brand Management, Customer Service, P&L Management, Sales Operations, E-commerce, Marketing Strategy, Brand Development, Retail, Product Marketing, Competitive Analysis, Management, Sales, Marketing
Education
UCLA Anderson School of Management
Pepperdine University
Jonathan V. Bever's Oppenheimer & Co. Inc. Experience August 2012 - Present
Job Director Investments at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. August 2012 - Present
UBS Financial Services Inc. August 2006 - August 2012
Piper Jaffray December 2002 - August 2006
Merrill Lynch August 1997 - November 2002
Education
St. John's College (NM) 1990 — 1995
Master of Arts (MA), Liberal Arts and Sciences/Liberal Studies
Northwest Nazarene University 1985 — 1990
Philosophy, Philosophy
Oppenheimer & Co. Inc. August 2012 - Present
UBS Financial Services Inc. August 2006 - August 2012
Piper Jaffray December 2002 - August 2006
Merrill Lynch August 1997 - November 2002
Education
St. John's College (NM) 1990 — 1995
Master of Arts (MA), Liberal Arts and Sciences/Liberal Studies
Northwest Nazarene University 1985 — 1990
Philosophy, Philosophy
Alan Sokol's Oppenheimer & Co. Inc. Experience July 2005 - Present
Job Senior Directorinvestments Oppenheimer and Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. July 2005 - Present
A.G. Edwards & Sons, Inc. December 1990 - December 2005
Skills
Investments, Investment Strategies, Asset Allocation, Fixed Income Strategies, Retirement Savings, Insurance, Financial Advisory, Multigenerational..., Risk Management..., Estate Investment..., Wealth Management..., 401(k) Rollovers, Retirement Plan..., Wealth-Preservation..., Business-Succession...
Education
Pace University 1981 — 1984
BBA, accounting
Pace University - Lubin School of Business 1981 — 1984
Oppenheimer & Co. Inc. July 2005 - Present
A.G. Edwards & Sons, Inc. December 1990 - December 2005
Skills
Investments, Investment Strategies, Asset Allocation, Fixed Income Strategies, Retirement Savings, Insurance, Financial Advisory, Multigenerational..., Risk Management..., Estate Investment..., Wealth Management..., 401(k) Rollovers, Retirement Plan..., Wealth-Preservation..., Business-Succession...
Education
Pace University 1981 — 1984
BBA, accounting
Pace University - Lubin School of Business 1981 — 1984
Eddie Collins's Oppenheimer & Co. Inc. Experience July 1997 - August 2011
Job senior vice president at HAPAOLIM SECURITIES
Industry Financial Services
Experience
Hapoalim Securities USA September 2011 - Present
Oppenheimer & Co. Inc. July 1997 - August 2011
JJ KENNY & CO May 1991 - July 1997
Harry Downs June 1987 - March 1988
Prudential Bache Securities July 1981 - June 1987
Skills
Bloomberg, Investments, Hedge Funds, Strategic Planning, Capital Markets, Fixed Income, Financial Analysis, Portfolio Management, Management, Finance, Series 7, Alternative Investments, Mergers & Acquisitions, Securities, Series 63, Trading, Equities, Bonds
Education
Le Moyne College 1977 — 1981
BS, Business
Hapoalim Securities USA September 2011 - Present
Oppenheimer & Co. Inc. July 1997 - August 2011
JJ KENNY & CO May 1991 - July 1997
Harry Downs June 1987 - March 1988
Prudential Bache Securities July 1981 - June 1987
Skills
Bloomberg, Investments, Hedge Funds, Strategic Planning, Capital Markets, Fixed Income, Financial Analysis, Portfolio Management, Management, Finance, Series 7, Alternative Investments, Mergers & Acquisitions, Securities, Series 63, Trading, Equities, Bonds
Education
Le Moyne College 1977 — 1981
BS, Business
Dirk van Roon's Oppenheimer & Co. Inc. Experience June 2013 - Present
Job Senior Director Investments at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. June 2013 - Present
Banco Santander International July 2012 - May 2013
Banesto Securities, Inc. 2005 - 2012
UBS International Inc. 2002 - 2004
Merill Lynch 1995 - 2002
ABN AMRO Securities (USA) Inc. 1990 - 1992
Skills
Wealth Preservation..., Retirement Savings
Education
Washington University in St. Louis - Olin Business School 1986 — 1988
MBA, Finance/Marketing
Knox College 1982 — 1986
Bachelor's Degree, Economics, Cum Laude
The British Schools
Colegio Notre Dame de Campinas
Oppenheimer & Co. Inc. June 2013 - Present
Banco Santander International July 2012 - May 2013
Banesto Securities, Inc. 2005 - 2012
UBS International Inc. 2002 - 2004
Merill Lynch 1995 - 2002
ABN AMRO Securities (USA) Inc. 1990 - 1992
Skills
Wealth Preservation..., Retirement Savings
Education
Washington University in St. Louis - Olin Business School 1986 — 1988
MBA, Finance/Marketing
Knox College 1982 — 1986
Bachelor's Degree, Economics, Cum Laude
The British Schools
Colegio Notre Dame de Campinas
Kerri A. Ryan's Oppenheimer & Co. Inc. Experience June 2014 - Present
Job Executive Assistant at Oppenheimer & Co. Inc.
Industry Events Services
Experience
Oppenheimer & Co. Inc. June 2014 - Present
Gap Inc. October 2012 - October 2013
Ralph Lauren August 2010 - October 2012
Freelance January 2000 - June 2010
Skills
Event Planning, Management, Event Management, Marketing, Time Management, Fashion, Fundraising, Manage Client..., Hiring Personnel, Project Management, Employee Training, Microsoft Excel, Budgets, Editing, Merchandising, Advertising, Social Media, Sales, PowerPoint, Microsoft Office
Education
Mercy College
Bachelor of Science (BS), Legal Studies, General
Oppenheimer & Co. Inc. June 2014 - Present
Gap Inc. October 2012 - October 2013
Ralph Lauren August 2010 - October 2012
Freelance January 2000 - June 2010
Skills
Event Planning, Management, Event Management, Marketing, Time Management, Fashion, Fundraising, Manage Client..., Hiring Personnel, Project Management, Employee Training, Microsoft Excel, Budgets, Editing, Merchandising, Advertising, Social Media, Sales, PowerPoint, Microsoft Office
Education
Mercy College
Bachelor of Science (BS), Legal Studies, General
Ray Coyne's Oppenheimer & Co. Inc. Experience April 2014 - Present
Job Executive Director at Oppenheimer
Industry Investment Banking
Experience
Oppenheimer & Co. Inc. April 2014 - Present
Hutchinson, Shockey, Erley & Co. February 2002 - April 2014
Banc One May 2000 - February 2002
William Blair and Company February 1987 - May 2000
Stern Brothers February 1984 - February 1987
City of Chicago January 1981 - November 1983
City of Chicago June 1980 - December 1980
City of Chicago August 1979 - June 1980
Illinois Economic and Fiscal Commission 1976 - 1979
Illinois State Senate April 1973 - July 1976
Skills
Public Finance, Finance, Bonds, Strategic Planning, Securities, Series 7, Portfolio Management, Fixed Income, Analysis, Creative Problem Solving, Political Campaigns, Financial Modeling, Municipalities, Credit Analysis, Team Building, Public/private..., Public Policy, Proposal Writing
Education
Northwestern University 1971 — 1980
Ph.D., Political science
Reed College 1968 — 1971
BA, Political Science
Fenwick 1964 — 1968
Diploma, Regular/General High School/Secondary Diploma Program
Oppenheimer & Co. Inc. April 2014 - Present
Hutchinson, Shockey, Erley & Co. February 2002 - April 2014
Banc One May 2000 - February 2002
William Blair and Company February 1987 - May 2000
Stern Brothers February 1984 - February 1987
City of Chicago January 1981 - November 1983
City of Chicago June 1980 - December 1980
City of Chicago August 1979 - June 1980
Illinois Economic and Fiscal Commission 1976 - 1979
Illinois State Senate April 1973 - July 1976
Skills
Public Finance, Finance, Bonds, Strategic Planning, Securities, Series 7, Portfolio Management, Fixed Income, Analysis, Creative Problem Solving, Political Campaigns, Financial Modeling, Municipalities, Credit Analysis, Team Building, Public/private..., Public Policy, Proposal Writing
Education
Northwestern University 1971 — 1980
Ph.D., Political science
Reed College 1968 — 1971
BA, Political Science
Fenwick 1964 — 1968
Diploma, Regular/General High School/Secondary Diploma Program
Carol Hevesy's Oppenheimer & Co. Inc. Experience January 2015 - Present
Job Financial Services
Industry Financial Services
Experience
Oppenheimer & Co. Inc. January 2015 - Present
Commonfund March 2008 - November 2010
Smith Barney 1995 - 2000
Kidder Peabody 1994 - 1995
Alex Brown & Sons 1992 - 1994
Skills
Series 7
Education
Rollins College 1987 — 1991
B.A., Economics
Oppenheimer & Co. Inc. January 2015 - Present
Commonfund March 2008 - November 2010
Smith Barney 1995 - 2000
Kidder Peabody 1994 - 1995
Alex Brown & Sons 1992 - 1994
Skills
Series 7
Education
Rollins College 1987 — 1991
B.A., Economics
Alex Perico's Oppenheimer & Co. Inc. Experience October 2012 - April 2015
Job Financial Services and Strategic Corporate Advisory
Industry Financial Services
Experience
Alper Global Solutions, LLC April 2015 - Present
Oppenheimer & Co. Inc. October 2012 - April 2015
Morgan Stanley April 2004 - October 2012
Salomon Smith Barney - Citigroup September 1997 - April 2004
Skills
Series 7, Wealth Management, Investments, Asset Managment, Strategic Planning, Emerging Markets, Public Speaking, Corporate Finance, Series 65, Marketing Strategy, Series 63, Profit Sharing, Wealth Accumulation, Prime Brokerage, Retirement Planning, Financial Goals, Investment Advisory..., Financial Advisory, Securities, Portfolio Management, Capital Markets, Investment Banking, Wealth Management..., Alternative Investments, Investment Advisory, Financial Analysis, Risk Management, Credit Analysis, Financial Risk, High Net Worth..., Mergers, Institutional..., Cash Management, Private Placements, Hedge Funds, Structured Products, Equity Research, Financial Services, Separately Managed..., Strategic Financial..., Finance, Analysis, Due Diligence, Credit Risk, Wealth Preservation..., Asset Allocation, FINRA, Asset Management
Education
Ramapo College of New Jersey 1995 — 1999
Bachelor's degree, International Economics
Hawthorne H.S. 1991 — 1994
Bachelor's degree, International Economics
Alper Global Solutions, LLC April 2015 - Present
Oppenheimer & Co. Inc. October 2012 - April 2015
Morgan Stanley April 2004 - October 2012
Salomon Smith Barney - Citigroup September 1997 - April 2004
Skills
Series 7, Wealth Management, Investments, Asset Managment, Strategic Planning, Emerging Markets, Public Speaking, Corporate Finance, Series 65, Marketing Strategy, Series 63, Profit Sharing, Wealth Accumulation, Prime Brokerage, Retirement Planning, Financial Goals, Investment Advisory..., Financial Advisory, Securities, Portfolio Management, Capital Markets, Investment Banking, Wealth Management..., Alternative Investments, Investment Advisory, Financial Analysis, Risk Management, Credit Analysis, Financial Risk, High Net Worth..., Mergers, Institutional..., Cash Management, Private Placements, Hedge Funds, Structured Products, Equity Research, Financial Services, Separately Managed..., Strategic Financial..., Finance, Analysis, Due Diligence, Credit Risk, Wealth Preservation..., Asset Allocation, FINRA, Asset Management
Education
Ramapo College of New Jersey 1995 — 1999
Bachelor's degree, International Economics
Hawthorne H.S. 1991 — 1994
Bachelor's degree, International Economics
Sid Bakst's Oppenheimer & Co. Inc. Experience September 2015 - Present
Job Fixed Income Sales at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. September 2015 - Present
Janney Montgomery Scott April 2013 - September 2015
Knight Capital Group August 2008 - April 2013
Robeco April 1995 - May 2008
Robeco Investment Management (f/k/a Weiss, Peck & Greer) 1995 - 2008
New York Life Insurance Company July 1989 - April 1995
Skills
Bonds, Alternative Investments, Asset Management, Asset Managment, Capital Markets, Equities, Fixed Income, Hedge Funds, Investments, Management, Portfolio Management, Sales, Securities
Education
Northwestern University - Kellogg School of Management 1988 — 1989
MM, Finance
University of Pennsylvania - The Wharton School 1979 — 1983
BS Economics, Decision Sciences, Organizational Management
Oppenheimer & Co. Inc. September 2015 - Present
Janney Montgomery Scott April 2013 - September 2015
Knight Capital Group August 2008 - April 2013
Robeco April 1995 - May 2008
Robeco Investment Management (f/k/a Weiss, Peck & Greer) 1995 - 2008
New York Life Insurance Company July 1989 - April 1995
Skills
Bonds, Alternative Investments, Asset Management, Asset Managment, Capital Markets, Equities, Fixed Income, Hedge Funds, Investments, Management, Portfolio Management, Sales, Securities
Education
Northwestern University - Kellogg School of Management 1988 — 1989
MM, Finance
University of Pennsylvania - The Wharton School 1979 — 1983
BS Economics, Decision Sciences, Organizational Management
Bryan Tudor's Oppenheimer & Co. Inc. Experience September 1998 - Present
Job Financial Advisor/Assistant Branch Manager at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. September 1998 - Present
Skills
Investment Strategies, Retirement-Plan..., Retirement, Risk Management..., 401(k) Rollovers, Investments
Education
Purdue University 1989 — 1992
Oppenheimer & Co. Inc. September 1998 - Present
Skills
Investment Strategies, Retirement-Plan..., Retirement, Risk Management..., 401(k) Rollovers, Investments
Education
Purdue University 1989 — 1992
Christopher K. Murphy's Oppenheimer & Co. Inc. Experience April 1992 - May 1994
Job Managing Director Market Manager at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors February 2014 - Present
Wells Fargo Advisors November 2003 - February 2014
Wheat First Butcher Singer January 1996 - November 2003
Gruntal & Co. May 1994 - January 1996
Oppenheimer & Co. Inc. April 1992 - May 1994
Paine Webber June 1989 - April 1992
Drexel Burnham Lambert August 1987 - June 1989
Education
Providence College 1983 — 1987
BS, Management Science with Western Civ.
Stamford Catholic High School 1979 — 1983
Wells Fargo Advisors February 2014 - Present
Wells Fargo Advisors November 2003 - February 2014
Wheat First Butcher Singer January 1996 - November 2003
Gruntal & Co. May 1994 - January 1996
Oppenheimer & Co. Inc. April 1992 - May 1994
Paine Webber June 1989 - April 1992
Drexel Burnham Lambert August 1987 - June 1989
Education
Providence College 1983 — 1987
BS, Management Science with Western Civ.
Stamford Catholic High School 1979 — 1983
Lynn Vazquez's Oppenheimer & Co. Inc. Experience May 2012 - Present
Job Registered Sales Assistant at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. May 2012 - Present
CACEIS January 2008 - December 2011
Brooke Securities Inc July 2001 - December 2007
Gruntal & Company LLC July 1997 - July 2001
Advest, Inc. January 1994 - June 1997
Smith Barney Shearson September 1989 - December 1993
Banco Popular de Puerto Rico June 1986 - September 1989
Education
Queensborough Community College 1984 — 1986
Business Administration
Oppenheimer & Co. Inc. May 2012 - Present
CACEIS January 2008 - December 2011
Brooke Securities Inc July 2001 - December 2007
Gruntal & Company LLC July 1997 - July 2001
Advest, Inc. January 1994 - June 1997
Smith Barney Shearson September 1989 - December 1993
Banco Popular de Puerto Rico June 1986 - September 1989
Education
Queensborough Community College 1984 — 1986
Business Administration
Michael Rypl's Oppenheimer & Co. Inc. Experience September 2014 - Present
Job Financial Advisor at Oppenheimer & Co. Inc.
Industry Capital Markets
Experience
Oppenheimer & Co. Inc. September 2014 - Present
Maxim Group LLC June 2012 - September 2014
Noble Financial January 2009 - May 2012
POLARIS INVESTMENT PARTNERS March 2002 - March 2008
R4, INC January 2000 - January 2002
RAYMOND JAMES & ASSOCIATES January 1998 - January 2000
A.G. Edwards January 1996 - January 1998
HAGAR CAPITAL, INC January 1995 - January 1996
SMITH BARNEY January 1992 - January 1995
BEAR STEARNS & COMPANY January 1991 - January 1992
Education
Mercer University 1985 — 1989
Bachelor of Business Administration, Marketing
Oppenheimer & Co. Inc. September 2014 - Present
Maxim Group LLC June 2012 - September 2014
Noble Financial January 2009 - May 2012
POLARIS INVESTMENT PARTNERS March 2002 - March 2008
R4, INC January 2000 - January 2002
RAYMOND JAMES & ASSOCIATES January 1998 - January 2000
A.G. Edwards January 1996 - January 1998
HAGAR CAPITAL, INC January 1995 - January 1996
SMITH BARNEY January 1992 - January 1995
BEAR STEARNS & COMPANY January 1991 - January 1992
Education
Mercer University 1985 — 1989
Bachelor of Business Administration, Marketing
Aaron Towns's Oppenheimer & Co. Inc. Experience March 2009 - Present
Job Director Investments at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. March 2009 - Present
Wachovia Securities January 1998 - March 2009
Skills
Wealth Management..., Tax-Efficient Strategies, Risk Management..., Wealth-Preservation..., Securities, Retirement, 401(k) Rollovers, Retirement-Plan...
Education
Kansas State University 1992 — 1997
Oppenheimer & Co. Inc. March 2009 - Present
Wachovia Securities January 1998 - March 2009
Skills
Wealth Management..., Tax-Efficient Strategies, Risk Management..., Wealth-Preservation..., Securities, Retirement, 401(k) Rollovers, Retirement-Plan...
Education
Kansas State University 1992 — 1997
Marisa Fezza Pollard,CFP®'s Oppenheimer & Co. Inc. Experience April 2009 - Present
Job Executive Director Investments at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. April 2009 - Present
Citi August 2003 - April 2009
Skills
Financial Services, Securities, Investments, Insurance, Wealth-Preservation..., Wealth Management..., Retirement Savings, Retirement-Plan..., Retirement, Relationship Management, Multigenerational..., Investment Strategies, Fixed Income Strategies, Financial Advisory, Estate Investment..., Asset Allocation, 401(k) Rollovers
Education
Johnson and Wales University 1995 — 1999
BS, International Business
Spotswood High School 1991 — 1995
Oppenheimer & Co. Inc. April 2009 - Present
Citi August 2003 - April 2009
Skills
Financial Services, Securities, Investments, Insurance, Wealth-Preservation..., Wealth Management..., Retirement Savings, Retirement-Plan..., Retirement, Relationship Management, Multigenerational..., Investment Strategies, Fixed Income Strategies, Financial Advisory, Estate Investment..., Asset Allocation, 401(k) Rollovers
Education
Johnson and Wales University 1995 — 1999
BS, International Business
Spotswood High School 1991 — 1995
Colin LeStrange's Oppenheimer & Co. Inc. Experience 2007 - 2009
Job Founder at HireOwl
Industry Internet
Experience
HireOwl August 2014 - Present
Wells Fargo Securities July 2009 - August 2014
Oppenheimer & Co. Inc. 2007 - 2009
Prudential Equity Group 2006 - 2007
Skills
Financial Modeling, Equities, Valuation, Investments, Capital Markets, Financial Analysis, Hedge Funds, Finance, Bloomberg, Portfolio Management
Education
Loyola University Maryland 2002 — 2006
BA, International Business
Saint John's High School 1998 — 2002
HireOwl August 2014 - Present
Wells Fargo Securities July 2009 - August 2014
Oppenheimer & Co. Inc. 2007 - 2009
Prudential Equity Group 2006 - 2007
Skills
Financial Modeling, Equities, Valuation, Investments, Capital Markets, Financial Analysis, Hedge Funds, Finance, Bloomberg, Portfolio Management
Education
Loyola University Maryland 2002 — 2006
BA, International Business
Saint John's High School 1998 — 2002
Daveta Shivprasad's Oppenheimer & Co. Inc. Experience June 2004 - January 2007
Job HR
Industry Financial Services
Experience
Bloomberg March 2009 - Present
ICV Capital Partners, LLC December 2008 - March 2009
Barclays Capital September 2007 - November 2008
Lehman Brothers February 2007 - September 2008
Oppenheimer & Co. Inc. June 2004 - January 2007
Education
LIU Brooklyn 2005 — 2007
MBA, Marketing
Pace University - Lubin School of Business 2000 — 2004
BBA, Marketing/Communication/Advertising
Bloomberg March 2009 - Present
ICV Capital Partners, LLC December 2008 - March 2009
Barclays Capital September 2007 - November 2008
Lehman Brothers February 2007 - September 2008
Oppenheimer & Co. Inc. June 2004 - January 2007
Education
LIU Brooklyn 2005 — 2007
MBA, Marketing
Pace University - Lubin School of Business 2000 — 2004
BBA, Marketing/Communication/Advertising
Ian Feuer's Oppenheimer & Co. Inc. Experience January 2014 - August 2015
Job .
Industry Financial Services
Experience
Merrill Lynch August 2015 - Present
Oppenheimer & Co. Inc. January 2014 - August 2015
HSBC October 2009 - November 2011
Citigroup January 2000 - May 2008
Ambac November 1998 - November 2000
Sanwa Financial Products June 1994 - October 1998
Skills
Fixed Income Strategies, Investment Strategies, Retirement Savings, Financial Advisory, Relationship Management, Investments, Securities, Financial Services, Wealth Management..., Asset Allocation, Risk Management..., 401(k) Rollovers, Retirement-Plan..., Wealth-Preservation...
Education
Penn State University 1989 — 1993
Bachelor of Science (BS), Economics
Merrill Lynch August 2015 - Present
Oppenheimer & Co. Inc. January 2014 - August 2015
HSBC October 2009 - November 2011
Citigroup January 2000 - May 2008
Ambac November 1998 - November 2000
Sanwa Financial Products June 1994 - October 1998
Skills
Fixed Income Strategies, Investment Strategies, Retirement Savings, Financial Advisory, Relationship Management, Investments, Securities, Financial Services, Wealth Management..., Asset Allocation, Risk Management..., 401(k) Rollovers, Retirement-Plan..., Wealth-Preservation...
Education
Penn State University 1989 — 1993
Bachelor of Science (BS), Economics
James Dotzman's Oppenheimer & Co. Inc. Experience August 2013 - Present
Job Director Investments at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. August 2013 - Present
Piper Jaffray January 2011 - August 2013
JVB Financial Group, LLC November 2009 - December 2010
Td Securities USA Inc January 2009 - November 2009
Commerce Capital Markets September 2006 - December 2008
Starboard Capital Markets Inc July 1994 - September 2006
A. Webster Dougherty & Co., Inc. January 1985 - July 1994
Skills
Investments, Asset Allocation, Securities, Financial Services, Fixed Income Strategies, Wealth Management..., Microsoft Office,..., Relationship Management
Education
La Salle University - School of Business Administration 1978 — 1982
B.S., Accounting, Finance
North Catholic H.S. 1974 — 1978
Oppenheimer & Co. Inc. August 2013 - Present
Piper Jaffray January 2011 - August 2013
JVB Financial Group, LLC November 2009 - December 2010
Td Securities USA Inc January 2009 - November 2009
Commerce Capital Markets September 2006 - December 2008
Starboard Capital Markets Inc July 1994 - September 2006
A. Webster Dougherty & Co., Inc. January 1985 - July 1994
Skills
Investments, Asset Allocation, Securities, Financial Services, Fixed Income Strategies, Wealth Management..., Microsoft Office,..., Relationship Management
Education
La Salle University - School of Business Administration 1978 — 1982
B.S., Accounting, Finance
North Catholic H.S. 1974 — 1978
Lars Greiner's Oppenheimer & Co. Inc. Experience January 1993 - June 1995
Job Managing Director at Bear Stearns
Industry Financial Services
Experience
J.P. Morgan Securities June 2008 - Present
Bear, Stearns & Co. Inc. 1995 - May 2008
Oppenheimer & Co. Inc. January 1993 - June 1995
Drexel Burnham Lambert 1987 - 1989
Skills
Risk Management, Portfolio Management, Business Analysis, Equities, Investment Banking, Financial Services, Capital Markets, Fixed Income, Asset Management, Financial Modeling
Education
Ripon College 1983 — 1986
Bachelor of Arts (B.A.), Economics, German
Rheinische Friedrich-Wilhelms-Universität Bonn
J.P. Morgan Securities June 2008 - Present
Bear, Stearns & Co. Inc. 1995 - May 2008
Oppenheimer & Co. Inc. January 1993 - June 1995
Drexel Burnham Lambert 1987 - 1989
Skills
Risk Management, Portfolio Management, Business Analysis, Equities, Investment Banking, Financial Services, Capital Markets, Fixed Income, Asset Management, Financial Modeling
Education
Ripon College 1983 — 1986
Bachelor of Arts (B.A.), Economics, German
Rheinische Friedrich-Wilhelms-Universität Bonn
Fred Seid's Oppenheimer & Co. Inc. Experience December 2008 - Present
Job Director Investments at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. December 2008 - Present
Merrill Lynch December 1994 - December 2008
Skills
Investments, Retirement, Fixed Income, Wealth-Preservation..., Multigenerational..., Wealth Management..., Asset Allocation, Securities, 401k Rollovers, Financial Services, Insurance, Investment Strategies, Retirement Plan..., Risk Managment..., Tax Efficient Strategies
Education
Rensselaer Polytechnic Institute 1976 — 1977
ME, Management Engineering
Rensselaer Polytechnic Institute 1972 — 1976
BS, Chemical Engineering
Oppenheimer & Co. Inc. December 2008 - Present
Merrill Lynch December 1994 - December 2008
Skills
Investments, Retirement, Fixed Income, Wealth-Preservation..., Multigenerational..., Wealth Management..., Asset Allocation, Securities, 401k Rollovers, Financial Services, Insurance, Investment Strategies, Retirement Plan..., Risk Managment..., Tax Efficient Strategies
Education
Rensselaer Polytechnic Institute 1976 — 1977
ME, Management Engineering
Rensselaer Polytechnic Institute 1972 — 1976
BS, Chemical Engineering
N. Charles Earle's Oppenheimer & Co. Inc. Experience 1995 - 2000
Job Director of Equity Research at Gates Capital Corporation
Industry Financial Services
Experience
Gates Capital Corporation January 2014 - Present
Nomura Securities May 2010 - December 2013
Gates Capital Corporation March 2009 - May 2010
Citigroup August 1998 - January 2009
Oppenheimer & Co. Inc. 1995 - 2000
Skills
Technology Project..., Technology Development, Series 7, Equities, Fixed Income, Securities, Credit, Series 16, Series 24, Portfolio Management, Equity Research, Fixed Income Analysis, Finance, Bonds, Capital Markets, Bloomberg, Trading, Economics, Entrepreneurship, Hedge Funds, Investment Banking
Education
Pace University - Lubin School of Business
MBA, Business & Finance
Eisenhower College
BA, Economics
Gates Capital Corporation January 2014 - Present
Nomura Securities May 2010 - December 2013
Gates Capital Corporation March 2009 - May 2010
Citigroup August 1998 - January 2009
Oppenheimer & Co. Inc. 1995 - 2000
Skills
Technology Project..., Technology Development, Series 7, Equities, Fixed Income, Securities, Credit, Series 16, Series 24, Portfolio Management, Equity Research, Fixed Income Analysis, Finance, Bonds, Capital Markets, Bloomberg, Trading, Economics, Entrepreneurship, Hedge Funds, Investment Banking
Education
Pace University - Lubin School of Business
MBA, Business & Finance
Eisenhower College
BA, Economics
Kiran Mahale's Oppenheimer & Co. Inc. Experience June 2015 - Present
Job
Industry Computer Software
Experience
Oppenheimer & Co. Inc. June 2015 - Present
ExperSolve October 2011 - May 2015
Linedata January 2003 - September 2011
ACT Inc November 2000 - December 2002
Oracle / Primavera December 1999 - November 2000
Netsoft Ltd December 1999 - October 2000
Peripheral Systems January 1998 - November 1999
NICT Ltd January 1997 - December 1997
Skills
.NET, XML, SQL, Visual Studio, Delphi, C#, Crystal Reports, WCF, RESTful WebServices, ASP.NET MVC, Oracle Database
Education
Scrum alliance 2015 — 2015
Certified Scrum Master
National Institute of Information Technology 1995 — 1996
GNIIT
Mangalore University 1992 — 1995
B.Sc.
Oppenheimer & Co. Inc. June 2015 - Present
ExperSolve October 2011 - May 2015
Linedata January 2003 - September 2011
ACT Inc November 2000 - December 2002
Oracle / Primavera December 1999 - November 2000
Netsoft Ltd December 1999 - October 2000
Peripheral Systems January 1998 - November 1999
NICT Ltd January 1997 - December 1997
Skills
.NET, XML, SQL, Visual Studio, Delphi, C#, Crystal Reports, WCF, RESTful WebServices, ASP.NET MVC, Oracle Database
Education
Scrum alliance 2015 — 2015
Certified Scrum Master
National Institute of Information Technology 1995 — 1996
GNIIT
Mangalore University 1992 — 1995
B.Sc.
Chris Barbee, CFP®'s Oppenheimer & Co. Inc. Experience June 2014 - Present
Job Senior Director Investments at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. June 2014 - Present
Wells Fargo Advisors March 2008 - May 2014
Wells Fargo Advisors October 1998 - May 2014
Skills
Investments, Retirement, Securities
Education
North Carolina State University 1994 — 1997
Bachelor of Science in Business Manangement, Business/Finance
Oppenheimer & Co. Inc. June 2014 - Present
Wells Fargo Advisors March 2008 - May 2014
Wells Fargo Advisors October 1998 - May 2014
Skills
Investments, Retirement, Securities
Education
North Carolina State University 1994 — 1997
Bachelor of Science in Business Manangement, Business/Finance
Jesse Randall's Oppenheimer & Co. Inc. Experience 2002 - 2003
Job Analyst
Industry Accounting
Experience
Royal Caribbean Cruises, Ltd. 2014 - Present
ivgStores June 2010 - March 2013
Royal Business Systems April 2009 - June 2010
Rosen Hotels & Resorts January 2008 - September 2008
Rosen Hotels & Resorts January 2006 - January 2008
Rosen Hotels & Resorts 2004 - January 2006
Oppenheimer & Co. Inc. 2002 - 2003
Citigroup 2000 - 2002
Skills
Project Management, Operations Management, Microsoft Excel, Data Analysis, Data Mining, Financial Analysis, Ad-hoc, Analysis, Internal Audit, Internal Controls, Microsoft Office, Budgets, Forecasting, Revenue Analysis, Accounting, Month End Close, Management, Financial Reporting, Strategic Planning, Customer Service, Hotels, Team Building, Online Retail
Education
Rensselaer Polytechnic Institute 1995 — 2000
Bachelors of Science, Economics
Royal Caribbean Cruises, Ltd. 2014 - Present
ivgStores June 2010 - March 2013
Royal Business Systems April 2009 - June 2010
Rosen Hotels & Resorts January 2008 - September 2008
Rosen Hotels & Resorts January 2006 - January 2008
Rosen Hotels & Resorts 2004 - January 2006
Oppenheimer & Co. Inc. 2002 - 2003
Citigroup 2000 - 2002
Skills
Project Management, Operations Management, Microsoft Excel, Data Analysis, Data Mining, Financial Analysis, Ad-hoc, Analysis, Internal Audit, Internal Controls, Microsoft Office, Budgets, Forecasting, Revenue Analysis, Accounting, Month End Close, Management, Financial Reporting, Strategic Planning, Customer Service, Hotels, Team Building, Online Retail
Education
Rensselaer Polytechnic Institute 1995 — 2000
Bachelors of Science, Economics
Rick Worner's Oppenheimer & Co. Inc. Experience April 1986 - October 2014
Job Managing Director at National Realty Advisors
Industry Real Estate
Experience
National Realty Advisors October 2014 - Present
Oppenheimer & Co. Inc. April 1986 - October 2014
Stern Brothers December 1982 - April 1986
Skills
Investments, Series 7, Strategic Planning, Securities, Financial Analysis, Series 63, Real Estate, Leadership, Strategic Financial..., Fundraising, Public Speaking, Contract Negotiation, Negotiation, Real Estate Development, New Business Development, Marketing Strategy, Budgets, Retirement Planning, Due Diligence, Private Equity, Marketing, Business Development, Management, Entrepreneurship, Sales Management, Real Estate Economics, Business Strategy, Commercial Real Estate, Team Building, Finance, Sales, Investment Properties
Education
The University of Kansas 1973 — 1975
BA, Education
Kansas City Kansas Community College 1971 — 1973
Associate of Arts (A.A.)
National Realty Advisors October 2014 - Present
Oppenheimer & Co. Inc. April 1986 - October 2014
Stern Brothers December 1982 - April 1986
Skills
Investments, Series 7, Strategic Planning, Securities, Financial Analysis, Series 63, Real Estate, Leadership, Strategic Financial..., Fundraising, Public Speaking, Contract Negotiation, Negotiation, Real Estate Development, New Business Development, Marketing Strategy, Budgets, Retirement Planning, Due Diligence, Private Equity, Marketing, Business Development, Management, Entrepreneurship, Sales Management, Real Estate Economics, Business Strategy, Commercial Real Estate, Team Building, Finance, Sales, Investment Properties
Education
The University of Kansas 1973 — 1975
BA, Education
Kansas City Kansas Community College 1971 — 1973
Associate of Arts (A.A.)
Julie Kler's Oppenheimer & Co. Inc. Experience December 2003 - April 2005
Job Payroll/Benefits Accountant at Milton Manufacturing
Industry Accounting
Experience
Milton Manufacturing March 2015 - Present
Partyka & Co. June 2014 - February 2015
John Adams Mortgage July 2013 - June 2014
Real Estate One May 2007 - July 2013
SMART Transportation December 2005 - May 2007
Back Office Support Systems April 2005 - November 2005
Oppenheimer & Co. Inc. December 2003 - April 2005
Schweitzer Real Estate June 2002 - November 2003
Milliken Millwork, inc October 1999 - June 2002
University Orthopaedic Associates of Detroit September 1996 - October 1998
Skills
ADP Payroll, FMLA, Benefits Administration, Recruiting, Employee Benefits, Multi-state Payroll..., Garnishments, Employee Relations, Payroll, Open Enrollment, ADP ezLaborManager, Performance Management, Human Resources, ADP HRB, New Hire Orientations, ADP ReportSmith, HRIS, Outlook, Accounts Receivable, COBRA, 401k, HRIS Database Management, I-9 Compliance, FLSA, Payroll Analysis, EEOC, Benefits Management, Time, Payroll Taxes, Training
Education
Rochester College 2008 — 2010
Business Administration, Human Resources
University of Phoenix 2004 — 2005
Milton Manufacturing March 2015 - Present
Partyka & Co. June 2014 - February 2015
John Adams Mortgage July 2013 - June 2014
Real Estate One May 2007 - July 2013
SMART Transportation December 2005 - May 2007
Back Office Support Systems April 2005 - November 2005
Oppenheimer & Co. Inc. December 2003 - April 2005
Schweitzer Real Estate June 2002 - November 2003
Milliken Millwork, inc October 1999 - June 2002
University Orthopaedic Associates of Detroit September 1996 - October 1998
Skills
ADP Payroll, FMLA, Benefits Administration, Recruiting, Employee Benefits, Multi-state Payroll..., Garnishments, Employee Relations, Payroll, Open Enrollment, ADP ezLaborManager, Performance Management, Human Resources, ADP HRB, New Hire Orientations, ADP ReportSmith, HRIS, Outlook, Accounts Receivable, COBRA, 401k, HRIS Database Management, I-9 Compliance, FLSA, Payroll Analysis, EEOC, Benefits Management, Time, Payroll Taxes, Training
Education
Rochester College 2008 — 2010
Business Administration, Human Resources
University of Phoenix 2004 — 2005
CYNTHIA ARMADA's Oppenheimer & Co. Inc. Experience April 2005 - March 2008
Job Executive / Administrative Assistant
Industry Real Estate
Experience
Douglas Elliman Property Management January 2010 - Present
United Taxi Management Group, Inc., Long Island City, New York, 2011_2013 March 2011 - November 2013
Oppenheimer & Co. Inc. April 2005 - March 2008
CITIGROUP/CITIBANK, N.A., January 2000 - May 2003
CITIGROUP/CITIBANK, N.A., New York, NY 1981 - 2000 November 1981 - January 2000
Skills
Microsoft Office, Microsoft Word, Microsoft Excel, Microsoft Powerpoint, QuickBooks, Gregg Shorthand, Dictaphone, Binding, Copier
Education
Polytechnic University of the Philippines
Bachelor of Science in Business Education, Secretarial Studies & Retail Merchandising
Douglas Elliman Property Management January 2010 - Present
United Taxi Management Group, Inc., Long Island City, New York, 2011_2013 March 2011 - November 2013
Oppenheimer & Co. Inc. April 2005 - March 2008
CITIGROUP/CITIBANK, N.A., January 2000 - May 2003
CITIGROUP/CITIBANK, N.A., New York, NY 1981 - 2000 November 1981 - January 2000
Skills
Microsoft Office, Microsoft Word, Microsoft Excel, Microsoft Powerpoint, QuickBooks, Gregg Shorthand, Dictaphone, Binding, Copier
Education
Polytechnic University of the Philippines
Bachelor of Science in Business Education, Secretarial Studies & Retail Merchandising
Robert Ryan Skoff, CRPC®'s Oppenheimer & Co. Inc. Experience May 2010 - Present
Job Associate Director Investments Oppenheimer & Co. Inc.
Industry Investment Management
Experience
Oppenheimer & Co. Inc. May 2010 - Present
Wells Fargo Advisors September 2008 - April 2010
Seaboard Securities Inc April 1993 - March 2008
Skills
Retirement, Financial Advisory, Securities, Wealth Management..., Business Succession..., Tax-Efficient Strategies, Retirement Savings, Wealth-Preservation..., Wealth Management, Stock Due Diligence, Retirement-Plan..., 401k Rollovers, Risk Management...
Education
LIU Post 1980 — 1982
BA, Business Management
Oppenheimer & Co. Inc. May 2010 - Present
Wells Fargo Advisors September 2008 - April 2010
Seaboard Securities Inc April 1993 - March 2008
Skills
Retirement, Financial Advisory, Securities, Wealth Management..., Business Succession..., Tax-Efficient Strategies, Retirement Savings, Wealth-Preservation..., Wealth Management, Stock Due Diligence, Retirement-Plan..., 401k Rollovers, Risk Management...
Education
LIU Post 1980 — 1982
BA, Business Management
Laura Meier's Oppenheimer & Co. Inc. Experience May 2009 - August 2009
Job MBA Candidate, Kellogg School of Management
Industry Higher Education
Experience
Deloitte Consulting 2011 - April 2015
U.S. Commercial Service May 2010 - August 2010
Oppenheimer & Co. Inc. May 2009 - August 2009
Washington University in St. Louis June 2008 - September 2008
Washington University in St. Louis October 2007 - May 2008
Education
Northwestern University - Kellogg School of Management 2015 — 2016
Master of Business Administration (MBA)
Washington University in St. Louis - Olin Business School 2007 — 2011
BSBA, Finance, Accounting, Psychology
Deloitte Consulting 2011 - April 2015
U.S. Commercial Service May 2010 - August 2010
Oppenheimer & Co. Inc. May 2009 - August 2009
Washington University in St. Louis June 2008 - September 2008
Washington University in St. Louis October 2007 - May 2008
Education
Northwestern University - Kellogg School of Management 2015 — 2016
Master of Business Administration (MBA)
Washington University in St. Louis - Olin Business School 2007 — 2011
BSBA, Finance, Accounting, Psychology
Suzette Navratik's Oppenheimer & Co. Inc. Experience July 2013 - March 2015
Job Registered Sales AssistantAegis Capital Corp
Industry Financial Services
Experience
Aegis Capital Corp March 2015 - Present
Bloomingdale's October 2010 - Present
Oppenheimer & Co. Inc. July 2013 - March 2015
The Legend Group January 2011 - June 2011
FSC Securities/ Financial Investment Network July 2010 - December 2010
Kiley Partners September 2009 - April 2010
Morgan Stanley April 2008 - June 2009
Wachovia Securities June 2006 - April 2008
Johncke's International June 2004 - June 2006
SunTrust Bank July 2003 - May 2004
Skills
Securities, Relationship Management, Investments, Wealth Management..., Microsoft Office,..., Asset Allocation, Marketing, Management, Leadership, Client Development, CRM, Portfolio Management, Event Planning, Strategic Planning
Education
Palm Beach State College 2011 — 2013
Bachelor of Applied Science (B.A.Sc.), Supervision and Management, 3.3
Palm Beach Community College 1993 — 1998
Associate of Arts (A.A.), Business Administration, Management and Operations, 3.4
Colegio Internacional de Carabobo
High School
Dale Carnegie
Public Speaking
Rosarian Academy
High School Diploma, High School
Aegis Capital Corp March 2015 - Present
Bloomingdale's October 2010 - Present
Oppenheimer & Co. Inc. July 2013 - March 2015
The Legend Group January 2011 - June 2011
FSC Securities/ Financial Investment Network July 2010 - December 2010
Kiley Partners September 2009 - April 2010
Morgan Stanley April 2008 - June 2009
Wachovia Securities June 2006 - April 2008
Johncke's International June 2004 - June 2006
SunTrust Bank July 2003 - May 2004
Skills
Securities, Relationship Management, Investments, Wealth Management..., Microsoft Office,..., Asset Allocation, Marketing, Management, Leadership, Client Development, CRM, Portfolio Management, Event Planning, Strategic Planning
Education
Palm Beach State College 2011 — 2013
Bachelor of Applied Science (B.A.Sc.), Supervision and Management, 3.3
Palm Beach Community College 1993 — 1998
Associate of Arts (A.A.), Business Administration, Management and Operations, 3.4
Colegio Internacional de Carabobo
High School
Dale Carnegie
Public Speaking
Rosarian Academy
High School Diploma, High School
Dina Miller's Oppenheimer & Co. Inc. Experience March 2015 - Present
Job
Industry Financial Services
Experience
Oppenheimer & Co. Inc. March 2015 - Present
Education
Syracuse University 2004 — 2008
Bachelor of Arts
New York University 2012 — 2013
Certificate in Conference and Meeting Management
Oppenheimer & Co. Inc. March 2015 - Present
Education
Syracuse University 2004 — 2008
Bachelor of Arts
New York University 2012 — 2013
Certificate in Conference and Meeting Management
Joseph Silverman's Oppenheimer & Co. Inc. Experience July 2014 - Present
Job Investment Banking Analyst at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. July 2014 - Present
Macquarie Group June 2013 - August 2013
Morgan Stanley Wealth Management September 2012 - February 2013
Wachtell, Lipton, Rosen & Katz June 2012 - August 2012
Merrill Lynch September 2011 - January 2012
Education
New York University 2010 — 2014
Bachelor of Arts (BA), Economics, Magna Cum Laude
New York University in Prague
Oppenheimer & Co. Inc. July 2014 - Present
Macquarie Group June 2013 - August 2013
Morgan Stanley Wealth Management September 2012 - February 2013
Wachtell, Lipton, Rosen & Katz June 2012 - August 2012
Merrill Lynch September 2011 - January 2012
Education
New York University 2010 — 2014
Bachelor of Arts (BA), Economics, Magna Cum Laude
New York University in Prague
Ellen Cooper's Oppenheimer & Co. Inc. Experience April 2014 - Present
Job Associate Director at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. April 2014 - Present
Hutchinson, Shockey, Erley & Co. September 2013 - April 2014
Edelman, Combs, Latturner, & Goodwin, LLC June 2012 - August 2013
Loevy and Loevy September 2011 - December 2011
Portland Cement Association June 2011 - September 2011
Education
Northwestern University 2008 — 2012
Bachelor of Arts, Economics and International Studies
University of Seville
Oppenheimer & Co. Inc. April 2014 - Present
Hutchinson, Shockey, Erley & Co. September 2013 - April 2014
Edelman, Combs, Latturner, & Goodwin, LLC June 2012 - August 2013
Loevy and Loevy September 2011 - December 2011
Portland Cement Association June 2011 - September 2011
Education
Northwestern University 2008 — 2012
Bachelor of Arts, Economics and International Studies
University of Seville
Frank E Deeter, CFP®'s Oppenheimer & Co. Inc. Experience February 1989 - Present
Job Senior Director Investments at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. February 1989 - Present
Skills
Financial Advisory, Retirement Plan..., Investment Strategies, 401k Rollovers, Insurance, Wealth Management..., Multigenerational..., Estate Investment...
Education
Michigan State University - The Eli Broad Graduate School of Management 1984 — 1988
BA, Finance
Dearborn Edsel Ford High School 1981 — 1984
Oppenheimer & Co. Inc. February 1989 - Present
Skills
Financial Advisory, Retirement Plan..., Investment Strategies, 401k Rollovers, Insurance, Wealth Management..., Multigenerational..., Estate Investment...
Education
Michigan State University - The Eli Broad Graduate School of Management 1984 — 1988
BA, Finance
Dearborn Edsel Ford High School 1981 — 1984
Jon Hagenstein's Oppenheimer & Co. Inc. Experience July 2015 - Present
Job Fixed Income Sales and Trading/ Client Management/ Middle Markets Investment Solutions/ Consultative Relationships
Industry Investment Banking
Experience
Oppenheimer & Co. Inc. July 2015 - Present
Wells Fargo Securities LLC 2006 - 2014
Corby Capital Markets March 1994 - September 2006
Cape Cod Bank & Trust Co. 1988 - 1994
Skills
Securities, Asset Allocation, Investments
Education
Lake Forest College
BA, Government/International Relations
Oppenheimer & Co. Inc. July 2015 - Present
Wells Fargo Securities LLC 2006 - 2014
Corby Capital Markets March 1994 - September 2006
Cape Cod Bank & Trust Co. 1988 - 1994
Skills
Securities, Asset Allocation, Investments
Education
Lake Forest College
BA, Government/International Relations
John Lederer's Oppenheimer & Co. Inc. Experience December 2014 - Present
Job Senior Director Investments at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. December 2014 - Present
Morgan Stanley Wealth Management December 2013 - December 2014
UBS Wealth Management December 2011 - December 2013
Education
Providence College
Bachelor of Science, Business Administration
Don Bosco Preparatory High School
College Preparatory
Oppenheimer & Co. Inc. December 2014 - Present
Morgan Stanley Wealth Management December 2013 - December 2014
UBS Wealth Management December 2011 - December 2013
Education
Providence College
Bachelor of Science, Business Administration
Don Bosco Preparatory High School
College Preparatory
Carla Kelly's Oppenheimer & Co. Inc. Experience May 2015 - Present
Job Associate Director at Oppenheimer & Co. Inc.
Industry Banking
Experience
Oppenheimer & Co. Inc. May 2015 - Present
Itau-Unibanco S.A., NY Branch July 2013 - May 2015
Banco Bradesco S.A., NY Branch July 2006 - July 2013
Skills
Banking, Accounting, Corporate Finance, Financial Analysis, Risk Management, Credit, Finance, Investment Banking, Credit Risk, Portfolio Management, Derivatives, Equities
Education
NYU 2012 — 2012
Credit Analysis
Saint John's University - Peter J. Tobin College of Business 2007 — 2011
MBA, Finance
Universidade Federal do Espírito Santo 1996 — 2000
Bachelor, General Administration
Oppenheimer & Co. Inc. May 2015 - Present
Itau-Unibanco S.A., NY Branch July 2013 - May 2015
Banco Bradesco S.A., NY Branch July 2006 - July 2013
Skills
Banking, Accounting, Corporate Finance, Financial Analysis, Risk Management, Credit, Finance, Investment Banking, Credit Risk, Portfolio Management, Derivatives, Equities
Education
NYU 2012 — 2012
Credit Analysis
Saint John's University - Peter J. Tobin College of Business 2007 — 2011
MBA, Finance
Universidade Federal do Espírito Santo 1996 — 2000
Bachelor, General Administration
Charley Liu's Oppenheimer & Co. Inc. Experience August 2014 - Present
Job Investment Banking Analyst at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. August 2014 - Present
Bond Companies July 2013 - August 2013
UBS Wealth Management June 2012 - August 2012
Skills
Data Analysis, Microsoft Word, Microsoft Office, Microsoft Excel, PowerPoint, Research, Economics, Financial Modeling, Social Media, Statistics, Financial Analysis, Stata, Mergers & Acquisitions, Investment Banking, Valuation
Education
University of Virginia 2013 — 2014
Master of Science (MS), Finance
Northwestern University 2009 — 2013
BA, Mathematics & Economics, Kellogg Financial Economics Certificate
Ward Melville High School 2007 — 2009
High School Diploma
Oppenheimer & Co. Inc. August 2014 - Present
Bond Companies July 2013 - August 2013
UBS Wealth Management June 2012 - August 2012
Skills
Data Analysis, Microsoft Word, Microsoft Office, Microsoft Excel, PowerPoint, Research, Economics, Financial Modeling, Social Media, Statistics, Financial Analysis, Stata, Mergers & Acquisitions, Investment Banking, Valuation
Education
University of Virginia 2013 — 2014
Master of Science (MS), Finance
Northwestern University 2009 — 2013
BA, Mathematics & Economics, Kellogg Financial Economics Certificate
Ward Melville High School 2007 — 2009
High School Diploma
Philip McMonagle's Oppenheimer & Co. Inc. Experience 2002 - Present
Job Associate DirectorInvestments Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. 2002 - Present
John G. Kinnard and Co. 1989 - 2001
ISD 622 1994 - 1997
Drexel Burnham Lambert 1985 - 1989
Education
Minnesota State University, Mankato 1972 — 1975
BS, Elementary Ed
Oppenheimer & Co. Inc. 2002 - Present
John G. Kinnard and Co. 1989 - 2001
ISD 622 1994 - 1997
Drexel Burnham Lambert 1985 - 1989
Education
Minnesota State University, Mankato 1972 — 1975
BS, Elementary Ed
Lynley R. Cavanaugh's Oppenheimer & Co. Inc. Experience March 2009 - Present
Job Director Investments at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. March 2009 - Present
Oppenheimer & Co. Inc. March 2009 - Present
Stanford Financial Group August 2008 - March 2009
UBS Financial Services June 2007 - December 2007
UBS Financial Services August 2000 - May 2007
J.C. Bradford & Co. April 1996 - August 2000
Skills
Financial Services, Securities, Wealth Management...
Education
Mary Baldwin College 1980 — 1984
B.A. Economics/French
St. Catherine's School
Oppenheimer & Co. Inc. March 2009 - Present
Oppenheimer & Co. Inc. March 2009 - Present
Stanford Financial Group August 2008 - March 2009
UBS Financial Services June 2007 - December 2007
UBS Financial Services August 2000 - May 2007
J.C. Bradford & Co. April 1996 - August 2000
Skills
Financial Services, Securities, Wealth Management...
Education
Mary Baldwin College 1980 — 1984
B.A. Economics/French
St. Catherine's School
Brian Moffett's Oppenheimer & Co. Inc. Experience March 1998 - September 2005
Job Suntrust Investment Services, Inc.
Industry Financial Services
Experience
SunTrust August 2014 - Present
Merrill Lynch September 2005 - August 2014
Oppenheimer & Co. Inc. March 1998 - September 2005
Education
Lynchburg College 1992 — 1997
Bachelor of Arts (BA), Broadcast Journalism
Virginia Commonwealth University 2001 — 2003
Financial planning, Financial Planning and Services
SunTrust August 2014 - Present
Merrill Lynch September 2005 - August 2014
Oppenheimer & Co. Inc. March 1998 - September 2005
Education
Lynchburg College 1992 — 1997
Bachelor of Arts (BA), Broadcast Journalism
Virginia Commonwealth University 2001 — 2003
Financial planning, Financial Planning and Services
Stephen Roppenecker's Oppenheimer & Co. Inc. Experience May 2008 - January 2009
Job Financial Professional
Industry Capital Markets
Experience
AXA Advisors February 2015 - Present
Oppenheimer & Co. Inc. May 2008 - January 2009
Education
Rutgers University-New Brunswick 2004 — 2008
Bachelors of Science in Finance, Finance
Rutgers University-New Brunswick 2004 — 2008
Bachelor of Science (BS), Finance, General
AXA Advisors February 2015 - Present
Oppenheimer & Co. Inc. May 2008 - January 2009
Education
Rutgers University-New Brunswick 2004 — 2008
Bachelors of Science in Finance, Finance
Rutgers University-New Brunswick 2004 — 2008
Bachelor of Science (BS), Finance, General
Jeff Gangi's Oppenheimer & Co. Inc. Experience September 2002 - July 2005
Job AML Officer at The Bank of New York Mellon
Industry Banking
Experience
The Bank of New York Mellon June 2008 - Present
Citigroup July 2005 - June 2008
Oppenheimer & Co. Inc. September 2002 - July 2005
Education
Pace University - Lubin School of Business 1998 — 2002
Bachelor of Business Administration, Finance
The Bank of New York Mellon June 2008 - Present
Citigroup July 2005 - June 2008
Oppenheimer & Co. Inc. September 2002 - July 2005
Education
Pace University - Lubin School of Business 1998 — 2002
Bachelor of Business Administration, Finance
Mark Iscandar's Oppenheimer & Co. Inc. Experience October 2014 - Present
Job Asset Management Associate at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. October 2014 - Present
NYU Stern School of Business August 2011 - May 2014
Haver Analytics April 2013 - August 2013
HFP Capital Markets LLC April 2012 - August 2012
Goldman Sachs June 2009 - August 2009
Skills
Microsoft Office, Mac OS X, Economics, Game Theory, Spanish, Arabic, Quantitative Analysis, Statistics, Network Security, Investments, Financial Markets, SPSS, Data Analysis
Education
New York University 2010 — 2014
Bachelor of Arts (B.A.), Economics
Oppenheimer & Co. Inc. October 2014 - Present
NYU Stern School of Business August 2011 - May 2014
Haver Analytics April 2013 - August 2013
HFP Capital Markets LLC April 2012 - August 2012
Goldman Sachs June 2009 - August 2009
Skills
Microsoft Office, Mac OS X, Economics, Game Theory, Spanish, Arabic, Quantitative Analysis, Statistics, Network Security, Investments, Financial Markets, SPSS, Data Analysis
Education
New York University 2010 — 2014
Bachelor of Arts (B.A.), Economics
Vincent kofie's Oppenheimer & Co. Inc. Experience June 2000 - October 2005
Job Operations Analyst
Industry Financial Services
Experience
SS&C GlobeOp February 2015 - Present
State Street Bank September 2005 - February 2015
Oppenheimer & Co. Inc. June 2000 - October 2005
Skills
Middle Office, Omgeo Oasys, CTM, Bloomberg, Fixed Income, Hedge Funds, Bonds, Fund Accounting, Corporate Actions, Settlement, Fund Administration, Derivatives, Swaps, Equities, Credit Derivatives, Back Office, FX Options, OTC, Securities, Mutual Funds
Education
New York Institute of Technology 1992 — 1999
Bachelor of Business Administration (B.B.A.)
SS&C GlobeOp February 2015 - Present
State Street Bank September 2005 - February 2015
Oppenheimer & Co. Inc. June 2000 - October 2005
Skills
Middle Office, Omgeo Oasys, CTM, Bloomberg, Fixed Income, Hedge Funds, Bonds, Fund Accounting, Corporate Actions, Settlement, Fund Administration, Derivatives, Swaps, Equities, Credit Derivatives, Back Office, FX Options, OTC, Securities, Mutual Funds
Education
New York Institute of Technology 1992 — 1999
Bachelor of Business Administration (B.B.A.)
Randy Moss's Oppenheimer & Co. Inc. Experience September 2013 - February 2015
Job Currently seeking new opportunities
Industry Financial Services
Experience
Oppenheimer & Co. Inc. September 2013 - February 2015
CRT Capital Group November 2011 - April 2013
ABN AMRO Bank N.V. 2004 - 2007
Skills
Alternative Investments, Capital Markets, Structured Products, ABS, Agency MBS, CMBS, Hedge Funds
Education
Northwestern University - Kellogg School of Management 1986 — 1987
Master of Business Administration (M.B.A.), Finance, General
University of Michigan Business School 1980 — 1984
Bachelors of Business Administration, Finance, General
Oppenheimer & Co. Inc. September 2013 - February 2015
CRT Capital Group November 2011 - April 2013
ABN AMRO Bank N.V. 2004 - 2007
Skills
Alternative Investments, Capital Markets, Structured Products, ABS, Agency MBS, CMBS, Hedge Funds
Education
Northwestern University - Kellogg School of Management 1986 — 1987
Master of Business Administration (M.B.A.), Finance, General
University of Michigan Business School 1980 — 1984
Bachelors of Business Administration, Finance, General
Jeff Heimstaedt's Oppenheimer & Co. Inc. Experience March 2008 - November 2014
Job Senior Financial Advisor at Wells Fargo Advisors LLC
Industry Financial Services
Experience
Wells Fargo Advisors LLC November 2014 - Present
Oppenheimer & Co. Inc. March 2008 - November 2014
Merrill Lynch February 1981 - February 2008
Education
Pepperdine University, The George L. Graziadio School of Business and Management 1979 — 1980
Pepperdine University 1975 — 1979
Business Administration and Management, General
Wells Fargo Advisors LLC November 2014 - Present
Oppenheimer & Co. Inc. March 2008 - November 2014
Merrill Lynch February 1981 - February 2008
Education
Pepperdine University, The George L. Graziadio School of Business and Management 1979 — 1980
Pepperdine University 1975 — 1979
Business Administration and Management, General
kerri mortman's Oppenheimer & Co. Inc. Experience November 1998 - August 2005
Job Student at ncc
Industry Executive Office
Experience
Woodland Terrace August 2014 - Present
Oppenheimer & Co. Inc. November 1998 - August 2005
Calc Canterbury October 1997 - November 1998
Staten Island Savings Bank December 1994 - October 1997
Education
Northampton Community College 2015 — 2016
Hospitatlity Managment
Tottenville High School 1990 — 1994
Woodland Terrace August 2014 - Present
Oppenheimer & Co. Inc. November 1998 - August 2005
Calc Canterbury October 1997 - November 1998
Staten Island Savings Bank December 1994 - October 1997
Education
Northampton Community College 2015 — 2016
Hospitatlity Managment
Tottenville High School 1990 — 1994
Matt Kearns's Oppenheimer & Co. Inc. Experience January 2015 - Present
Job Branch Administration Manager Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. January 2015 - Present
Education
Loyola Marymount University 1986 — 1990
Bachelor of Business Administration (BBA)
Oppenheimer & Co. Inc. January 2015 - Present
Education
Loyola Marymount University 1986 — 1990
Bachelor of Business Administration (BBA)
Steven Krasner's Oppenheimer & Co. Inc. Experience September 2006 - Present
Job Executive Director at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. September 2006 - Present
Securities Litigation Commentator, Inc. January 2004 - September 2006
S.D. Krasner & Associates April 2003 - September 2006
Leibowitz, Roberts & Ritholz, LLP September 2000 - March 2003
Pantaleoni & Weiss, LLP March 1999 - September 2000
Theodore A. Krebsbach & Associates, P.C. June 1995 - February 1999
Braff, Harris & Sukoneck, P.C. September 1994 - June 1995
Education
New York Law School
Juris Doctor (J.D.)
The George Washington University
Bachelor's Degree
Oppenheimer & Co. Inc. September 2006 - Present
Securities Litigation Commentator, Inc. January 2004 - September 2006
S.D. Krasner & Associates April 2003 - September 2006
Leibowitz, Roberts & Ritholz, LLP September 2000 - March 2003
Pantaleoni & Weiss, LLP March 1999 - September 2000
Theodore A. Krebsbach & Associates, P.C. June 1995 - February 1999
Braff, Harris & Sukoneck, P.C. September 1994 - June 1995
Education
New York Law School
Juris Doctor (J.D.)
The George Washington University
Bachelor's Degree
John Cerro's Oppenheimer & Co. Inc. Experience June 1986 - June 1987
Job Operations Manager at Murphy & Durieu
Industry Financial Services
Experience
Murphy & Durieu November 1995 - April 2015
Smith Newcourt June 1987 - November 1995
Oppenheimer & Co. Inc. June 1986 - June 1987
Various Construction Projects June 1984 - June 1986
Skills
Management, Trading, Investments, Sales, Bloomberg, Sales Management, Team Leadership, Leadership, Negotiation, Team Building, Project Management, Retail
Education
Kean University 1988 — 1990
Business and Economics
Naussau Community College 1981 — 1984
Criminal Justice
Murphy & Durieu November 1995 - April 2015
Smith Newcourt June 1987 - November 1995
Oppenheimer & Co. Inc. June 1986 - June 1987
Various Construction Projects June 1984 - June 1986
Skills
Management, Trading, Investments, Sales, Bloomberg, Sales Management, Team Leadership, Leadership, Negotiation, Team Building, Project Management, Retail
Education
Kean University 1988 — 1990
Business and Economics
Naussau Community College 1981 — 1984
Criminal Justice
iris amador's Oppenheimer & Co. Inc. Experience August 2009 - Present
Job Senior Specialist at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. August 2009 - Present
Societe Generale August 2007 - January 2009
Barclays Bank December 2004 - August 2007
Skills
MS Excel, MS Word, Word..., Chase Security Clearing..., System (GSCX),..., (ADP), Calypso, GSCC..., Web-based connectivity...
Education
LaGuardia Community College 1982 — 1985
Accounting as a major and data processing as a minor
grace h dodge vocational high school 1979 — 1982
Accounting
Oppenheimer & Co. Inc. August 2009 - Present
Societe Generale August 2007 - January 2009
Barclays Bank December 2004 - August 2007
Skills
MS Excel, MS Word, Word..., Chase Security Clearing..., System (GSCX),..., (ADP), Calypso, GSCC..., Web-based connectivity...
Education
LaGuardia Community College 1982 — 1985
Accounting as a major and data processing as a minor
grace h dodge vocational high school 1979 — 1982
Accounting
Christian Salem's Oppenheimer & Co. Inc. Experience June 2014 - August 2014
Job Student at Northwestern University
Industry
Experience
Oppenheimer & Co. Inc. June 2014 - August 2014
Education
Northwestern University 2012 — 2016
Oppenheimer & Co. Inc. June 2014 - August 2014
Education
Northwestern University 2012 — 2016
JPMorgan Chase
Goldman Sachs
J.P. Morgan
Credit Suisse
Deutsche Bank
Citigroup
JP Morgan Chase
UBS