Wells Fargo Advisors, LLC
Industry: Subsidiary
DescriptionWells Fargo Advisors is a subsidiary of Wells Fargo, located in St Louis, Missouri. It is the ninth largest brokerage firm in the United States as of August 17, 2017 with $490 billion retail client assets under management. Headquarters: St. Louis, Missouri, United States Number of employees: 15,000 Advisors Parent organization: Wells Fargo Founded: 4 September 2001 Total assets: 490 billion USD Subsidiaries: Wachovia Securities (Argentina) LLC (Buenos Aires Argentina),
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Wells Fargo Advisors, LLC Employees
Wells Fargo Advisors, LLC November 2013 - Present
Life & Money Consulting, LLC June 2009 - November 2013
A.G. Edwards & Sons, Inc. 2007 - 2009
Raymond James January 2004 - June 2007
A.G. Edwards & Sons, Inc. March 1997 - August 2004
Skills
Asset Allocation, Insurance, 401k Rollovers, Investment Planning, Multi-Generational..., Retirement Plan..., Retirement Planning, Risk Management
Education
Rutgers, The State University of New Jersey-New Brunswick 1984 — 1989
BA, Economics
American College
CERTIFIED FINANCIAL PLANNER™, Chartered Advisor in Philanthropy®
Union High School
Associated Students: Board of Directors May 2014 - Present
Associated Students of San Diego State University May 2014 - May 2015
Wells Fargo Advisors, LLC December 2013 - April 2015
SDSU Finance & Investment Society October 2013 - May 2014
Phi Kappa Theta Fraternity SDSU November 2012 - November 2013
Phi Kappa Theta Fraternity SDSU November 2011 - November 2012
Skills
Leadership, Public Speaking, Budgets, Leadership Development, Team Leadership, Customer Service, Microsoft Excel, Finance, Management, Team Management, Goal Setting, Management by Objectives, Social Media, Investments, Event Planning, Time Management, Accounting, Teamwork, Social Networking
Education
San Diego State University-California State University 2010 — 2015
Finance, General
ICLC Costa Rica Study Abroad Experience 2013 — 2014
Saint Augustine High School, CA 2006 — 2010
Wells Fargo Advisors LLC June 1995 - Present
Skills
Investments, Retirement Planning, Mutual Funds, Securities, Financial Services, Retirement, Portfolio Management, Customer Service, Sales, Marketing Strategy
Education
Rowan University 1985 — 1989
Bachelor of Science, Business Management
Atlantic City High School
Wells Fargo Advisors, LLC December 1999 - Present
Skills
Investments, Strategy, Asset Allocation, Management, Entrepreneurship, Financial Advisory, Small Business, Finance, Investment Strategies, Risk Management, Retirement, Financial Analysis, CRM
Education
San Diego State University-California State University
BA, Political Science & Economics
Wells Fargo Advisors, LLC August 2008 - Present
UBS March 2003 - August 2008
Morgan Stanley Smith Barney February 1998 - March 2003
Skills
Investments, Risk Management, Retirement Planning, Investment Strategies, Asset Allocation, Insurance, 401k Rollovers, Securities, Wealth Preservation..., Strategic Planning, Business Owner Planning, Financial Analysis, Fixed Income Strategies, Multi-generational..., Retirement Savings, Estate Investment..., Investment Planning
Education
San Diego State University-California State University
BA, Business and Political Science
San Diego State University-California State University
BA, Business and Political Science
JPMorgan ChaseBank, N.A. October 2014 - Present
Wells Fargo Advisors, LLC September 2011 - October 2014
Flett Futures January 2008 - January 2010
New York Mercantile Exchange January 2001 - June 2009
Flett Futures January 1998 - January 2001
M.S. Farrell January 1996 - January 1998
Education
Rutgers University-New Brunswick 1991 — 1996
ba, psych, econ
Rutgers University. New Brunswick 1991 — 1996
B.A, economics/psychology
Wells Fargo Advisors, LLC February 2007 - Present
Fanning Howey 2006 - 2007
RQAW Corporation 2003 - 2006
General Motors 2000 - 2003
Skills
Estate Investment..., Financial Analysis, Financial Services, Investment Planning, Investment Strategies, Investments, Multigenerational..., Retirement, Retirement Planning, Risk Management, Tax-Efficient Strategies, Wealth-Preservation...
Education
Rose-Hulman Institute of Technology 1996 — 2000
BS, Mechanical Engineering
Terre Haute North High School 1992 — 1996
Wells Fargo Advisors, LLC July 2015 - Present
Wells Fargo Home Mortgage April 2012 - June 2015
Skills
Analysis, Software Documentation, Leadership, Customer Service, Time Management, Strategic Planning, Management, Medical Billing, Team Building, Training, Microsoft Office, Public Speaking, PowerPoint
Education
Robert Morris University 2011 — 2012
MM, Business Administration, Management and Operations
Robert Morris University 2010 — 2012
Masters business management, business management
Robert Morris University, Chicago 2010 — 2011
Bachelor's in Professional Studies concentrating in Allied Health, Health Care
Allied Health
Bachelor of Professional Studies, Concentration
EDUCATIONROBERT MORRIS UNIVERSITY
Masters, Management; Health Care Administration
Everest College
Diploma, Medical
Wells Fargo Advisors, LLC March 2000 - Present
Cincinnati Country Club 1992 - 1999
US Army 1989 - 1992
Skills
Investments, Retirement, Retirement Planning, 401k Rollovers, Portfolio Management, Life Insurance, Financial Services, Finance, Investment Strategies, Asset Management, Stocks, ETFs, Mutual Funds, Wealth Management, Securities, Fixed Income, Retirement Savings
Education
Rose-Hulman Institute of Technology 1985 — 1989
Bachelor of Science, Electrical Engineering
Wells Fargo Advisors, LLC June 2013 - Present
Navellier & Associates January 2008 - June 2013
Prudential Financial August 2003 - December 2007
Manulife Financial August 2002 - June 2003
First Union Securities January 2000 - May 2002
EVEREN Securities October 1995 - December 1999
Gruntal & Company September 1989 - October 1995
Moseley, Hallgarten, Estabrook & Weeden 1983 - 1989
Coopers & Lybrand 1981 - 1983
Skills
Investments, Retirement Planning, Mutual Funds, Sales Management, Sales, Finance, New Business Development
Education
University of California, Berkeley 1977 — 1979
Bachelor of Science (BS), Accounting
San Francisco State University
Master of Business Administration (MBA), Finance, General
Wells Fargo Advisors, LLC August 2008 - Present
Bank of America Investment Services Inc February 2003 - August 2008
UBS Wealth Management December 1998 - February 2003
Skills
Series 7, Series 63
Education
Rollins College - Crummer Graduate School of Business 1999 — 2002
Master of Business Administration (MBA), Business Administration and Management, General
Rollins College - Crummer Graduate School of Business 1998 — 1999
Executive Management Post Baccalaureate, Business Administration and Management, General
Universidade Mackenzie 1987 — 1991
Doctor of Law (J.D.), Law
Wells Fargo Investment Institute November 2014 - Present
Wells Fargo Advisors, LLC August 2006 - Present
Wachovia Securities October 2007 - July 2009
Gallatin Asset Management August 2006 - October 2007
Skills
Project Management, Microsoft Excel, Business Analysis, Data Analysis, Microsoft Office, SQL, VBA, Customer Service, Databases, Microsoft Word, Research, SharePoint, Risk Management, Customer Satisfaction, Access
Education
Saint Louis University 2006 — 2008
MBA
Saint Louis University 1999 — 2002
BSBA, Management Information Systems, Film Studies
Wells Fargo Advisors, LLC January 2010 - Present
Eclipse Capital Management July 2001 - December 2009
A. G. Edwards & Sons, Inc. January 1999 - July 2001
Global Securities Kazakhstan (HQ: Istanbul, Turkey) August 1998 - January 1999
Barents Group, LLC September 1994 - July 1998
Education
University of Rochester 1986 — 1994
MA, Economics
Saint Louis University 1979 — 1983
BA, Economics, Spanish
Wells Fargo Advisors, LLC April 2009 - Present
Merrill Lynch 1995 - 2009
Skills
Securities, Retirement Planning, Investments, Asset Allocation, Wealth Preservation...
Education
San Diego State University-California State University
BS, Finance
Wells Fargo Advisors, LLC July 2000 - Present
Prudential Financial December 1993 - July 2000
Education
San Francisco State University 1988 — 1991
B.A., International Relations
Wells Fargo Advisors, LLC May 2014 - Present
Morgan Stanley Wealth Management September 2007 - April 2014
Capmark Finance Inc September 2003 - September 2007
GMAC Commercial Mortgage September 2001 - August 2003
Comcast July 1997 - August 2001
PHH Mortgage (formerly Cendant Mortgage) 1996 - 1997
CoreStates 1994 - 1996
Skills
401k, 401(k) Rollovers, Asset Allocation, Business-Owner Planning, Business-Succession..., Concentrated Stock..., Deferred Compensation..., Equities, Estate Investment..., Finance, Financial Advisory, Financial Analysis, Financial Reporting, Financial Risk, Financial Services, Fixed-Income Strategies, Insurance, Investments, Investment Planning, Investment Strategies, Relationship Management, Retirement, Retirement-Plan..., Retirement Planning, Risk Management, Securities, Annuities, Mutual Funds, Exchange Traded Funds..., Bonds, Stock Analysis, Strategic Planning, Strategy, Tax–Efficient Strategies, Wealth-Preservation...
Education
Rutgers University – Camden 1992 — 1996
B.S.
Wells Fargo Advisors, LLC 1998 - Present
Skills
Investments, Finance, Alternative Investments, Investment Strategies, Nonprofits
Education
San Diego State University-California State University 2006 — 2008
MBA
University of California, San Diego 1994 — 1998
Genworth Financial August 2014 - Present
SunTrust Bank January 2014 - Present
SunTrust Bank January 2014 - Present
Wells Fargo Advisors, LLC July 2012 - Present
UBS February 2011 - July 2012
Genworth Financial August 2005 - January 2011
John Hancock Financial Services January 2003 - July 2005
Pacific Life April 1998 - January 2002
Education
Rowan University 1978 — 1983
Bachelor of Arts (B.A.)
Wells Fargo Advisors, LLC October 2005 - Present
Education
Regis University 2004 — 2008
Business Administration and Management, General
Wells Fargo Advisors, LLC June 2013 - Present
Varie Investment Partners, Inc. July 2008 - May 2013
Ken Stern & Associates August 2007 - June 2008
Skills
Investment Strategies, Investments, Asset Allocation, Portfolio Management, Wealth Management, Finance, Alternative Investments, 401k Rollovers, IRAs, Retirement Planning, High Net Worth..., MLP, Employee Stock Options, Hedge Funds, Concentrated Stock..., Public Speaking, Tax-Efficient Strategies, 401k, Wealth Preservation..., Estate Planning, Equities, Fixed Income, Municipal Bonds, Executive Compensation..., Rule 144, 10b5-1 Plans, Restricted Stock, Managed Futures, Fixed Income Strategies, Securities Lending, Executive Financial..., BDCs, IPO, Syndicate, Financial Planners, Multi-generational..., Asset Management, Strategic Financial..., Qualified Retirement..., Online Marketing, Social Media Marketing, Financial Planning, Preferred Stock
Education
San Diego State University-California State University 2003 — 2006
BA, Finance & Economics
Elite Capital Management Group, LLC August 2015 - Present
Wells Fargo Advisors, LLC June 2013 - July 2015
Associated Global Systems November 2010 - June 2013
Education
Saint John's University 2007 — 2010
Bachelor of Science (BS), Journalism
Rensselaer Polytechnic Institute
Mechanical Engineering
Wells Fargo Advisors, LLC May 2009 - Present
Wachovia Securities September 2004 - May 2009
UBS May 2001 - September 2004
Merrill Lynch September 1991 - May 2001
A.G. Edwards & Sons, Inc. January 1988 - September 1991
Skills
Finance, Securities, Risk Management, Mutual Funds, Fixed Annuities, Management, Financial Analysis, Variable Annuities, Life Insurance
Education
Regis University 2002 — 2004
Master of Business Administration (M.B.A.), Finance and Accounting
Rochester Institute of Technology 1982 — 1986
Bachelor of Science (B.S.), Nuclear Medical Technology/Technologist
Wells Fargo Advisors, LLC July 2001 - Present
AAHA Marketing June 1994 - June 2001
Holland & Hart LLP June 1992 - March 1994
Skills
Investments, Retirement, Financial Services, Retirement Planning, Financial Advisory, Investment Strategies, Asset Allocation, Wealth Management, Mutual Funds
Education
University of Illinois at Chicago 1988 — 1989
Master of Business Administration (M.B.A.), Finance, General
Rochester Institute of Technology 1975 — 1978
Bachelor of Arts (BA), Graphic Design
Wells Fargo Advisors, LLC August 2012 - Present
Paychex November 2010 - August 2012
Nantucket Sinks January 2010 - November 2010
Fielding Mfg Inc February 2009 - December 2009
D.C. Products Inc. January 2005 - February 2009
RIBCO Mfg Inc January 1991 - April 2005
RIBCO Mfg Inc January 1991 - January 2005
Education
Rutgers University-New Brunswick 1986 — 1991
BA, Economics
Wells Fargo Advisors LLC July 2013 - Present
U.S. Bank December 2010 - July 2013
Wells Fargo Investments 2008 - December 2010
Skills
Investments, Insurance, Retirement Planning, Retirement Income..., Saving for Education, Retirement, Mutual Funds, IRA's, Annuities, Long Term Care, 401k, Asset Management, Securities, Alternative Investments, Bonds, Pensions, ETFs, Equities, Fixed Income, Fixed Annuities, Finance
Education
San Francisco State University 2008 — 2009
CFP certification, Financial Planning
University of California, Davis 2005 — 2007
BS, Managerial Economics
Alhambra Highschool 1998 — 2002
high school diploma
Wells Fargo Advisors, LLC May 2013 - Present
CIMCO Private Wealth (Capital Investment Management) May 2008 - May 2013
MCL Financial Group, Inc. January 2005 - March 2008
Skills
Investment Planning, Client Service, Self-starter, Organized with Strong..., Sandler Sales Trained, Fast Learner
Education
Rollins College
University of Denver
Business - Hotel and Restaurant Management
First Allied Securities June 2013 - Present
Local Independant Financial Planning Firm June 2012 - May 2013
Wells Fargo Advisors, LLC September 2007 - June 2012
Rice Hall James & Associates, LLC 2004 - 2007
Youth4orce, Inc. October 2001 - June 2005
Specialized Marketing International January 1998 - September 1999
Skills
Business Development, Customer Service, Investments, Marketing, Time Management, Finance, Microsoft Excel, Series 7
Education
University of Phoenix 2007 — 2010
Bachelor of Science (B.S.), Business Marketing and Ebusiness
San Diego City College
Radio / Television/ Film and New Media
Wells Fargo Advisors, LLC January 2009 - Present
Merrill Lynch Investment Managers August 1982 - January 2009
Education
Saint Anselm College 1975 — 1979
BS, LAW
Fisher Investments June 2014 - Present
Morgan Stanley Wealth Management August 2012 - June 2014
Wells Fargo Advisors, LLC November 2011 - July 2012
Globalbased Technologies February 2011 - November 2011
Mazuma Capital Corp August 2010 - February 2011
The Church of Jesus Christ of Latter-day Saints May 2005 - May 2007
Skills
Sales Management, Financial Analysis, Customer Service, Microsoft Office, Investments, Account Management, Spanish, Securities, Financial Advisory, Customer Relations, Excel, Writing
Education
University of Utah - David Eccles School of Business
Salt Lake Community College
Wells Fargo Advisors, LLC August 2014 - Present
Wells Fargo Home Mortgage September 2012 - August 2014
Wells Fargo co June 2011 - September 2012
Rowan University May 2009 - May 2011
Morgan Stanley Smith Barney June 2010 - October 2010
Skills
Management, Finance, Mortgage Lending, CRM, Microsoft Excel, Loans, Financial Analysis, Social Networking, Leadership
Education
Rowan University 2007 — 2011
Finance, Economics
Wells Fargo Advisors LLC September 2013 - Present
UBS Financial Services Inc March 1995 - September 2013
Fidelity Investments February 1989 - March 1995
Skills
Wealth Management, Mutual Funds, Investments, Financial Analysis, Retirement Planning
Education
Sam Houston State University 1982 — 1984
Bachelor of Science (BS), Agricultural Business and Management
Wells Fargo Advisors, LLC October 2006 - Present
Skills
Retirement Planning, Retirement, Investments, Investment Strategies, Financial Advisory, 401k, Fixed Income, Insurance, Financial Management..., Financial Services, Finance, FINRA, Certified Financial..., Personal Finance, Mutual Funds, Asset Allocation, Financial Goals, Investment Advisory, IRAs, Securities, Fixed Annuities, Uniform Combined State..., Wealth Planning, Investment Planning, Portfolio Analysis
Education
St. Bonaventure University 1990 — 1994
Bachelor's degree, Finance and Marketing
Chatham High School 1986 — 1990
Wells Fargo Advisors, LLC October 2010 - Present
Morgan Stanley December 1997 - October 2010
Skills
Investments, Finance, Insurance, Asset Allocation, Retirement Planning, Employee Benefits, Financial Reporting, Financial Analysis, Mutual Funds
Education
Rockhurst University 1995 — 1998
B.S.,B.A., Finance/Economics
Deloitte August 2014 - Present
Deloitte August 2012 - August 2014
Deloitte Consulting July 2010 - August 2012
Wells Fargo Advisors, LLC February 2010 - July 2010
Deloitte January 2009 - May 2009
BackOffice Associates May 2008 - September 2008
Tubular Steel Inc May 2006 - September 2006
Skills
SAP, Leadership, Integration, Cross-functional Team..., Microsoft Excel, Project Management, Data Analysis, Microsoft Office, Microsoft Word, Public Speaking, Business Analysis, Management, Management Consulting, Event Planning, Research, Party Planning, Political Science, Rewards Programs, PowerPoint, Access, Visio, Customer Service, Sales, Strategic Planning
Education
University of Michigan 2014 — 2016
Master of Business Administration (M.B.A.), Entrepreneurship, Finance, Global Business
Saint Louis University 2005 — 2009
Bachelor of Science - Business Administration, Leadership and Change Management
John Burroughs 1999 — 2005
Wells Fargo Advisors, LLC March 2007 - Present
Skills
Asset Allocation, Retirement Planning, Mutual Funds, Retirement, 401k Rollovers, Investment Strategies, Investments, Asset Management, Alternative Investments, Investment Advisory, Wealth Management..., Financial Advisory, Securities
Education
San Diego State University-California State University 1990 — 1994
B.S., Corporate Finance
Wells Fargo Advisors, LLC October 2007 - Present
Morgan Stanley Smith Barney May 1996 - October 2007
Education
San Diego State University-California State University 1986 — 1991
Bachelor of Arts (B.A.), Economics
Wells Fargo Advisors, LLC April 2014 - Present
Fidelity Investments November 2005 - April 2014
Fidelity Investments May 1998 - November 2005
Skills
Investments, Retirement Income..., Fixed Income Strategies, Tactical Asset..., Insurance, Wealth Preservation..., Stocks, Bonds, Mutual Funds, Annuities, Exchange Traded Funds, Estate Investment..., Series 7, Series 63, Series 65, Series 31, Series 9, Series 10, Certified Financial...
Education
University of Kentucky 1993 — 1997
Bachelor of Science (B.S.), Accounting and Finance
RMIT University 1996 — 1996
Foreign Student Exchange Program
Independent Consultant May 2013 - Present
Wells Fargo Advisors, LLC June 2011 - January 2013
Eli Lilly and Company November 1997 - November 2010
Wyeth Consumer Healthcare May 1993 - November 1997
Agouron Pharmaceuticals, Inc. June 1995 - December 1996
Tasty Baking Company May 1990 - May 1993
Skills
Pharmaceutical Industry, Leadership, Quality Assurance, Product Development, Strategic Planning, Business Analysis, Sales, Marketing, Selling, Coaching, Project Planning, Project Manufacturing, Account Managment, Event Planning, Consultative Sales, Production Launch, Business Planning, Competitive Analysis, Trade Shows, Strengthening Client..., Presentations, Team Leadership, Management, Portfolio Management, Sales Management, Account Management, Business Development, Product Launch, Cross-functional Team..., Sales Presentations, Selling Skills, Market Analysis, Market Planning, Neurology, Strategy, CRM, Sales Force Development, Training
Education
Rutgers, The State University of New Jersey-Camden 1988 — 1993
Bachelor's of Arts Degree in Chemistry, Biochemistry
Edgewood Regional 1985 — 1988
HS Diploma, College Preparatory / Honors
Wells Fargo Advisors, LLC January 2009 - Present
Morgan Stanley Smith Barney January 1992 - January 2009
Skills
Investments, Asset Allocation, Retirement Planning, Insurance, Mutual Funds, Life Insurance, Fixed Income Strategies, Strategic Planning, Investment Planning, Estate Invvestment...
Education
San Diego State University-California State University 1976 — 1979
Bachelor of Applied Science (B.A.Sc.), Business Administration, Management and Operations
Wells Fargo Advisors, LLC May 1984 - Present
Skills
Mutual Funds, Series 63, Series 7, Investment Advisory, Investments, Wealth Management, Financial Analysis, Finance, Banking, Risk Management, Uniform Combined State..., Retirement Planning, Financial Services, Portfolio Management, Asset Management, Securities, FINRA
Education
Saint Louis University
Wells Fargo Advisors, LLC November 1997 - Present
Skills
Retirement, Financial Advisory, Investments, 401k Rollovers, Retirement Planning, Asset Allocation, Mutual Funds, Securities, Investment Strategies, 401k, Fixed Annuities, Finance, Financial Services, Financial Planning, Portfolio Management
Education
Rutgers University-New Brunswick
Wells Fargo Advisors, LLC 2009 - Present
Education
Rowan University 1986 — 1989
Bachelor of Science (B.S.), Business Administration and Management, General
Wells Fargo Advisors, LLC May 2012 - Present
Morgan Stanley Smith Barney 1984 - May 2012
Merrill Lynch 1982 - 1984
Xerox 1978 - 1982
Rutgers, The State University of New Jersey 1971 - 1978
Skills
Investment Management, Asset Management, Investment Strategies, Retirement Planning, Financial Services, Retirement, Series 7, Strategic Financial..., Finance, Asset Allocation, Basketball, Financial Advisory, Investments, Investment Advisory, 401k, Wealth Management, Estate Planning, Fixed Annuities, Alternative Investments, Equities, Financial Planners, Portfolio Management, Mutual Funds, Customer Service
Education
Rutgers University 1967 — 1971
BA, English Language and Literature/Letters
Cardinal O'Hara High School 1963 — 1967
Wells Fargo Advisors, LLC January 2006 - Present
Merrill Lynch July 1974 - January 2006
Skills
Retirement
Education
Rutgers University-New Brunswick 1967 — 1971
BA, History, Spanish
Wells Fargo Advisors, LLC May 2014 - Present
ChoiceDATA April 2011 - May 2014
Perfect Polish October 2008 - December 2010
Countrywide Home Loans 2004 - 2007
MBA Mortgage October 2001 - September 2004
Aames Home Loan 1995 - 1999
Skills
Financial matters, Personal investments, Customer Service, Retirement Income..., Sales Management, Tax Free Income, 401k Rollovers, Public Speaking, Leadership, Tax free investments, Small Business, Team Building, Sales, Entrepreneurship, Marketing, Strategic Planning, Training, Retirement income, Mutual Funds, 529 Plans
Education
Saint Louis University 1983 — 1987
Wells Fargo Advisors, LLC April 2007 - Present
Delaware Valley School District September 1999 - June 2007
Better Homes and Gardens Real Estate Wilkins and Associates January 2004 - March 2007
Skills
Investments, Investment Strategies, Portfolio Management, Retirement Planning, Retirement, 401k, Investment Advisory, Wealth Management, Mutual Funds, Securities, Life & Health Insurance..., General Securities..., IRAs, 401k Rollovers, Equities, Financial Advisory, Life Insurance, Fixed Annuities, Insurance, Asset Management, Small Business, College Savings Plans, Series 7, Series 63, Uniform Combined State..., Series 6, Strategic Financial..., Estate Planning, Asset Allocation, Alternative Investments, Financial Services, Mortgage Lending, Separately Managed..., Fixed Income, Wealth Management..., Financial Planning
Education
Wells Fargo Advisors 2014 — 2014
Retirement Income Planning Program
College of Financial Planning 2007 — 2008
CRPC, Chartered Retirement Planning Counselor
Schlicker Krantz School 2004 — 2004
Realtor, Real Estate
Rutgers University-New Brunswick 1979 — 1983
BA, English, Preschool Education
Bridgewater Raritan HS East 1975 — 1979
Wells Fargo Advisors, LLC 2004 - Present
Education
Kutztown University
Saddleback College
Wells Fargo Advisors, LLC February 2009 - Present
Merrill Lynch June 2001 - February 2009
UBS January 1989 - June 2001
Skills
401k Rollovers, Asset Allocation, Estate Investment..., Financial Services, Fixed-Income Strategies, Investment Planning, Investment Strategies, Retirement, Retirement Planning, Specific Products..., Wealth-Preservation..., Multigenerational..., Investments, Finance, Mutual Funds, Securities
Education
Saint Leo University 1983 — 1987
Bachelor of Arts, Business Administration
Wells Fargo Advisors, LLC December 2013 - Present
Allianz Life July 2013 - December 2013
Wells Fargo Advisors, LLC February 2011 - January 2013
Wells Fargo Advisors, LLC January 2009 - February 2011
Wells Fargo Advisors, LLC August 2007 - January 2009
Wells Fargo Advisors, LLC March 2006 - August 2007
Northwestern Mutual 2005 - 2005
Skills
Series 7, Series 9/10, Series 24, Microsoft Office, Microsoft Excel, Microsoft Word, ThomsonOne, Beta Host, Brokerage, Wealth Management, Trading, Team Leadership, Problem Solving, Process Improvement, Risk Management, Compliance, Series 63, FINRA, Mutual Funds, Securities, Banking, Investments
Education
St. John's University 2001 — 2005
Bachelor of Arts (B.A.), Economics
Wells Fargo Advisors, LLC January 2013 - Present
Morgan Stanley Wealth Management December 1997 - January 2013
Skills
Investments, Retirement Planning, Insurance, Financial Analysis, Asset Allocation, Mutual Funds, Financial Services, Retirement, Financial Advisory, 401k Rollovers, IRAs, Investment Strategies, 529 Plans, Securities, Risk Management, ETFs, Investmenrt Planning, Estate Investment..., Wealth Preservation..., Asset Management, Portfolio Management, Financial Planning
Education
Roanoke College
Bachelor's Degree, Economics, Cum Laude
The Law Offices of Thomas W. Rutledge, APC September 2013 - Present
Union Bank April 2012 - September 2013
Victoria's Secret June 2009 - March 2012
Xponential Growth Solutions August 2009 - March 2010
Wells Fargo Advisors, LLC March 2009 - July 2009
Skills
Human Resources, Employee Training, Recruiting, Project Management, Event Management, Events Coordination, Payroll, Marketing, Microsoft Office, Cash Management, Customer Service, Budgets, Social Media, Microsoft Excel, Sales, Management, Event Planning, Social Media Marketing, Social Networking, PowerPoint
Education
San Diego State University-California State University 2006 — 2010
BS, Business Administration - Marketing
Wells Fargo August 2013 - Present
Wells Fargo Advisors LLC January 2012 - July 2013
MasterCard 2006 - 2011
Maritz 2000 - 2005
Maritz 1999 - 2000
Skills
Business Strategy, New Business Development, Product Development, Loyalty Marketing, Business Development, Financial Services, Loyalty Programs, Strategic Planning, Strategic Partnerships, CRM, Customer Experience, Marketing Strategy, Process Improvement, Account Management, Marketing, Cross-functional Team..., Product Management, B2B, Program Management, Start-ups, Vendor Management, Leadership, Forecasting, Team Leadership, Team Building, Strategy, Business Intelligence, Business Process..., Business Planning, Management, Change Management, Sales, Selling, Analytics, Analysis, Finance, Call Centers, Competitive Analysis, Executive Management, Financial Modeling, Credit Cards, Business Analysis, Banking, Relationship Management, Investments, Sales Operations, Risk Management, Segmentation, Portfolio Management, Management Consulting
Education
Webster University
Saint Louis University
BSBA
St. Louis University High School
JPMorgan Chase Bank, N.A. October 2014 - Present
Wells Fargo Advisors, LLC May 2012 - August 2014
J. De Sena & Associates, a Private Wealth Advisory Practice of Ameriprise Financial March 2009 - December 2011
Education
Rider University 2004 — 2008
Bachelor of Science (B.S.), Finance, General
Wells Fargo Advisors, LLC October 2010 - Present
Morgan Stanley Smith Barney February 1994 - October 2010
G.X. Clarke & CO September 1993 - January 1994
Frontier League Professional Baseball April 1993 - September 1993
Lincoln Investment Planning September 1992 - March 1993
Skills
Investments, Management, Finance, Budgets, Mutual Funds, Customer Service, Team Building, Strategic Planning, Financial Analysis
Education
Saint Bonaventure University 1988 — 1992
BBA, Finance
Wells Fargo Advisors, LLC June 2007 - Present
Smith Barney March 1988 - June 2007
Dean Witter Reynolds March 1985 - March 1988
Skills
Financial Advisory, Retirement Planning, Estate Investment..., Investment Planning, 401k Rollovers, Insurance, Investments, Retirement Savings
Education
San Diego State University-California State University 1982 — 1984
Bachelor's Degree, Business Management
Wells Fargo Advisors, LLC October 2012 - Present
RBC Wealth Management July 2006 - October 2012
Smith Barney May 2001 - July 2006
Alper Services LLC January 1998 - May 2001
American Express Financial Advisors August 1994 - January 1998
Baxter Healthcare August 1989 - August 1994
General Electric June 1988 - December 1988
Porsche September 1987 - April 1988
Ernst & Young September 1984 - September 1986
Education
University of Illinois at Chicago 1986 — 1989
MBA, Finance, International Business
Southern Methodist University 1980 — 1984
BBA, Accounting
Richmond, The American International University in London 1983 — 1983
Robert W. Baird & Co. May 2014 - Present
Wells Fargo Advisors, LLC May 2013 - May 2014
CIMCO Private Wealth May 2008 - May 2013
Education
University of Denver
Bachelor of Business Administration (BBA), Hotel and Restaurant Management
Rollins College
Liberal Arts
Wells Fargo Advisors, LLC February 2013 - Present
New England Financial January 2010 - February 2013
Ameriprise Financial July 2002 - January 2010
Ameriprise Financial September 2006 - May 2009
Skills
Investments, Retirement Planning
Education
Saint Bonaventure University 1997 — 2001
BA, Accounting & Finance
Rocky River High School 1993 — 1997
Wells Fargo Advisors, LLC 2009 - Present
Wachovia Securities, LLC. July 2005 - 2009
Morgan Stanley 1992 - 2005
Education
San Francisco State University
Bachelor of Arts (B.A.), Communications and Business
Holds FINRA Series 7,31,63,65
Wells Fargo Advisors, LLC 1986 - Present
Education
Saint Mary's College of California 1977 — 1980
Wells Fargo Advisors, LLC August 2008 - Present
Velocity Sports Performance June 2007 - August 2008
Skills
Asset Allocation, Investments, Mutual Funds, Retirement Planning, Customer Service, Investment Advisory, Wealth Management
Education
Saint Mary's College of California 1999 — 2004
BS, Sports Management
Wells Fargo Advisors, LLC June 2013 - Present
Wells Fargo Advisors, LLC January 2001 - January 2013
Skills
Microsoft Office, Microsoft Excel, PowerPoint, Customer Service, Microsoft Word, Event Planning, Relationship Management, Marketing, Teaching
Education
Trinity Christian College 2011 — 2013
Bachelor of Education (B.Ed.), Secondary Education
Roosevelt University 2004 — 2007
Bachelor of Science, Business Administration
Western Illinois University
Wells Fargo Advisors, LLC December 1996 - Present
Skills
Investments, Financial Advisory, Retirement Planning, Retirement, Financial Analysis, Finance, Financial Services
Education
Roosevelt University
Wells Fargo Advisors, LLC April 2009 - Present
Wachovia Securities March 2007 - April 2009
A G Edwards and Sons, Inc. May 1986 - February 2007
Skills
Investments, Financial Advisory, Insurance, Retirement Planning
Education
San Diego State University-California State University 1980 — 1983
BA, Business
FINRA Series 7 and 63
Wells Fargo Advisors, LLC June 2002 - Present
Merrill Lynch July 1998 - June 2002
Morgan Stanley January 1996 - July 1998
Skills
Investments, Finance, Insurance, Mutual Funds, Retirement Planning, Retirement, Financial Advisory, Investment Planning
Education
San Diego State University-California State University 1988 — 1991
Bachelor of Arts (B.A.)
Wells Fargo Advisors, LLC January 1990 - Present
Education
Rutgers University-New Brunswick
Wells Fargo Advisors, LLC December 2006 - Present
A. G. Edwards and Sons January 2001 - December 2006
Skills
Financial Advisory, Wealth Preservation..., Retirement Planning, Investment Planning, Insurance, Risk Management, Fixed Income Strategies, 401k Rollovers
Education
Rochester Institute of Technology 1980 — 1982
B.S., Photography
Principal Financial Group August 2015 - Present
South Placer Wealth Management March 2014 - August 2015
Self Employed 2010 - August 2015
Wells Fargo Advisors, LLC August 2012 - February 2014
Skills
401 (k), 403 (b), SEP &..., Asset Allocation, Business Continuation..., Buy-Sell Agreements, Charitable Giving, Deferred Compensation..., Disability Income..., Estate Planning, Executive Benefits..., Financial Needs Analysis, Informal Business..., IRAs (Traditional &..., Long-Term Care Insurance, Mutual Funds, Pension Plans, Retirement Planning, Tax-Deferred Savings, Wellness Programs, Wealth Accumulation
Education
San Francisco State University
Business Administration & Economics
Wells Fargo Advisors, LLC December 2009 - Present
Wachovia Securities 2004 - 2009
Prudential Securities 1999 - 2004
BeautiControl Cosmetics January 1987 - January 2000
Skills
Financial Advisory, Wealth Management, Investments, Securities, Traditional IRA, Retirement Planning, Mutual Funds, Wealth Preservation..., Asset Allocation, Sales, Fixed Annuities, Business Analysis, Alternative Investments, Investment Strategies, Simple IRA, ETFs, IRAs
Education
Rice University 2001 — 2003
CERTIFIED FINANCIAL PLANNER™ Professional coursework completed
Texas A&M University 1983 — 1987
BS, Industrial Distribution
La Marque High School 1980 — 1983
High School
Wells Fargo Advisors, LLC September 2012 - Present
TOP Consulting STL January 2012 - August 2012
Antrobus Realty January 2011 - January 2012
AXIUS Financial March 2010 - January 2011
Skills
Management, Research, Sales, Leadership, Training, Investments, Strategic Planning, Marketing Strategy, Personal Financial..., Portfolio Management, Financial Advisory, Consulting, Series 7, Series 66
Education
University of Missouri-Columbia 2007 — 2010
Bachelor's Degree, Financial Planning and Services
Saint Louis Community College-Forest Park 2006 — 2007
Associate's Degree, Business Administration and Management, General
Wells Fargo Advisors, LLC February 2012 - Present
Skills
Mutual Funds, Retirement, Investments, Asset Allocation, Portfolio Feedback, College Savings Planning, Finance, Securities, Equities, Management, Insurance, Portfolio Management, Retirement Planning, Series 63
Education
Rutgers University
Bachelor of Science (BS), Economics
Wells Fargo Advisors, LLC July 2010 - Present
Skills
Planning for Retirement, Multidimensional..., Education Funding..., Wealth Transfer..., Retirement Planning for...
Education
Rice University 2009 — 2011
Certified Financial Planning classes
University of Houston 1999 — 2004
Certified Financial Planning classes
University of Cincinnati College of Business 1975 — 1982
Bachelor of Science, Finance
Wells Fargo Advisors, LLC 2009 - Present
UBS June 2004 - March 2009
Skills
Investments, Retirement Planning, Asset Allocation, Alternative Investments, Financial Services, IRAs, Insurance, Mutual Funds
Education
Saint Joseph's University 1974 — 1978
BS, Psychology
Wells Fargo Advisors, LLC May 2013 - Present
Prudential Financial March 2012 - May 2013
Skills
Microsoft Excel, Microsoft Word, PowerPoint, Public Speaking, Microsoft Office, Financial Analysis, Finance, Leadership, Social Media, Customer Service, Financial Services
Education
Rowan University 2008 — 2012
Bachelor's Degree, Economics
Wells Fargo Advisors, LLC. December 2014 - Present
Wells Fargo Advisors, LLC August 2013 - Present
Wells Fargo Advisors, LLC February 2013 - August 2013
Skills
Economics, International Marketing, Marketing, Market Research, International Economics, Financial Analysis, Business Planning, Strategic Planning, Training, Finance, PowerPoint, Teamwork, Management, Time Management, Entrepreneurship, Public Speaking, Microsoft Office, Microsoft Excel, Sales, Data Analysis, Leadership, Investments, Customer Service, Budgets
Education
Oxford University 2012 — 2012
Visiting Scholar, Economics
San Diego State University-California State University 2009 — 2012
Bachelor's degree, Economics
Wells Fargo Advisors, LLC March 2011 - Present
Muriel Siebert & Co July 2009 - December 2010
LPL Financial Brokerage August 2007 - March 2009
Skills
Investments, Mutual Funds, Securities, Equities, Finance, Insurance, Training, Trading, Sales, Financial Advisory
Education
San Diego State University-California State University 2002 — 2007
Bachelor of Business Administration (BBA), Finance and Financial Management Services
Wells Fargo Advisors, LLC February 2002 - Present
Skills
Retirement Planning, Portfolio Management, Mutual Funds, Financial Advisory, Investments, Personal Financial..., Series 63, Retirement, Finance, Asset Allocation, Investment Strategies, Financial Planning, Asset Management, Series 7, Insurance, Tax
Education
University of California, Berkeley 2006 — 2007
CERTIFIED FINANCIAL PLANNER™ Designation, Personal Financial Planning
Saint Mary's College of California 1998 — 2002
Bachelor of Science in Economics and Business Administration, Economics and Business Administration With An Emphasis in Finance
Wells Fargo Advisors, LLC January 2007 - Present
Wachovia Securities January 2005 - December 2006
Skills
Investments, Securities, Retirement Planning, Wealth, Hedge Funds, Finance
Education
Rutgers University 2001 — 2004
BA, Economics
JPMorgan Chase June 2014 - Present
Dealogic July 2012 - June 2014
Dealogic May 2012 - July 2012
true athelite January 2012 - May 2012
Wells Fargo Advisors, LLC May 2011 - December 2011
University of Medicine and Dentistry of New Jersey January 2011 - May 2011
Pine Grove Cooperative January 2009 - May 2011
Skills
Financial Analysis, Fundraising, Microsoft Office, Research, Microsoft Excel, Analysis, Technical Writing, PowerPoint, Outlook, Microsoft Word, SPSS, SQL, Economics, Visio, Leadership, Bloomberg, Public Speaking, Social Media, Data Analysis
Education
Rutgers, The State University of New Jersey-New Brunswick 2008 — 2012
B.A., Economics
Wells Fargo Advisors, LLC February 2014 - Present
Hilliard Lyons January 2006 - February 2014
Smith Barney April 2001 - January 2006
Skills
Public Speaking, Retirement Planning, Customer Service, Investments, Asset Allocation, Financial Planning, Retirement, Strategic Planning, Team Building, Finance
Education
Saginaw Valley State University 1993 — 1996
Bachelors
Wells Fargo Advisors, LLC January 2015 - Present
Wells Fargo Advisors, LLC January 2013 - December 2014
Wells Fargo Advisors, LLC 2008 - December 2012
Washington Mutual 2001 - 2008
Charles Schwab 1991 - 2001
Education
San Francisco State University
Bachelor of Science, Finance
Wells Fargo Advisors, LLC January 2008 - Present
Skills
Retirement Planning, Mutual Funds, Asset Allocation, Investment Strategies, Alternative Investments, Asset Management, Financial Advisory
Education
San Diego State University-California State University 1979 — 1983
Bachelor of Applied Science (BASc), Finance and Financial Management Services
Wells Fargo Advisors October 2012 - Present
Wells Fargo Advisors, LLC August 2009 - December 2012
Wells Fargo Advisors December 2007 - August 2009
A.G. Edwards & Sons, Inc. January 2005 - December 2007
Skills
Series 7, Securities, Mutual Funds, Bonds, Series 66, Financial Services, Banking, Investments, Relationship Management, Financial Advisory, Wealth Management, Retirement Planning, Retirement, Equities, Asset Management, FINRA, Wealth Management..., IRAs, Mortgage Lending, Fixed Income, Investment Advisory, Risk Management, Investment Management, Finance
Education
University of Missouri-Columbia 2002 — 2003
Interdisciplinary Studies, Communication Science, English, Communication
Saint Louis University 1999 — 2002
n/a, Communication Science
Lindbergh High School 1996 — 1999
Wells Fargo Advisors LLC May 2015 - Present
J.P. Morgan Securities LLC January 2011 - April 2015
VIP LImousine October 2005 - April 2015
JPMorgan Chase August 2006 - December 2010
Skills
Investments, Management, Financial Analysis, Customer Service, Financial Services, Leadership, Relationship Management, Asset Allocation, Finance, Retirement Planning
Education
San Diego State University-California State University 2003 — 2005
Bachelor of Arts (B.A.), International Business and Spanish with emphasis in Finance
Wells Fargo Advisors, LLC January 2010 - February 2012
Wells Fargo Advisors May 2003 - December 2009
Skills
Series 7, Mutual Funds, Managed Accounts, 529 Plans, Separately Managed..., Morningstar, Product Marketing, Sales Support, Asset Allocation
Education
Saint Louis University 2000 — 2004
B.S., Business Marketing
Ionia Atlantic Imports, LLC October 2011 - Present
American Youth Foundation August 1998 - Present
Wells Fargo Advisors, LLC October 2010 - October 2011
Northwestern Mutual October 2009 - October 2010
Vin Divino 2007 - 2008
Concrete Council 2007 - 2008
Dulle & Co. International February 2006 - March 2007
Education
Saint Louis University 2001 — 2005
B.A., English
DeSmet Jesuit High School 1997 — 2001
Wells Fargo Advisors, LLC May 2007 - Present
GE Capital 2006 - 2007
Community First Bank 2004 - 2006
Skills
Mutual Funds, Investments, Portfolio Management, Mortgage Lending, Analysis, Finance, Financial Advisory, Pensions, Loans, Series 7, Wealth Management, Business Development, 401k, Small Business, Financial Risk, Strategic Financial..., Retirement Planning, Credit, Investment Advisory, Series 63, Investment Strategies, Asset Allocation, Uniform Combined State..., Financial Services, Securities, Wealth, Insurance, Asset Management
Education
Salisbury University - Perdue School of Business 1999 — 2003
Finance, Investments, Financial Planning
SunTrust Investment Services, Inc. November 2010 - Present
Wells Fargo Advisors, LLC November 2002 - November 2010
Morgan Stanley December 1998 - November 2002
Education
Rollins College 1993 — 1997
BA Economics
Dover
St Thomas Aquinas
Fidelity Investments March 2014 - Present
Fidelity Investments July 2012 - March 2014
Northern Burlington Regional Chamber of Commerce May 2011 - May 2013
Wells Fargo Advisors, LLC March 2008 - August 2012
BlackRock 2005 - 2008
Merrill Lynch Investment Managers 2003 - 2005
Lord Abbett 1999 - 2003
US Government 1992 - 1994
Education
Rutgers, The State University of New Jersey-New Brunswick
Bachelor of Arts (BA)
Wells Fargo Advisors, LLC 2009 - Present
Shea Homes 2006 - 2008
John Laing Homes 2003 - 2006
WorldCom 2002 - 2002
Education
San Diego State University-California State University 1998 — 2001
Business, Finance
Holds FINRA Series 7, 66 registrations
ShopperBridge January 2015 - Present
Taptica December 2014 - May 2015
xAd September 2014 - November 2014
DataXu May 2012 - September 2014
Velti September 2010 - May 2012
Velti August 2009 - September 2010
Welton Street Investments September 2008 - December 2008
CORE Realty Holdings, LLC May 2008 - August 2008
Wells Fargo Advisors, LLC May 2006 - August 2006
Education
Regis University 2003 — 2007
BS, Business Finance
Wells Fargo Advisors, LLC September 2010 - Present
National Regulatory Services (formerly ComplianceMAX ) August 2007 - December 2009
ComplianceMAX Financial January 2007 - August 2007
Wachovia Securities August 2005 - December 2006
Wachovia Securities January 2004 - July 2005
Prudential Securities/Wachovia Securities July 2002 - December 2003
Prudential Securities July 1999 - January 2001
Prudential Securities May 1995 - June 1999
Prudential Securities January 1994 - May 1995
Prudential Securites January 1992 - December 1993
Education
Rutgers University-New Brunswick 2001 — 2003
BA - Labor Studies/Employment Relations
Grosse Pointe High
Wells Fargo Advisors, LLC September 2014 - Present
Morgan Stanley February 2006 - September 2014
Skills
Retirement, 401k, Mutual Funds, Retirement Planning, Financial Services, Investments, Asset Allocation, Pensions, Equities, Defined Benefit, Fixed Income
Education
Rider University 1981 — 1985
Bachelor's degree, Finance & Computer Science
Wells Fargo Advisors June 2014 - Present
UBS Financial Services, Inc. June 2013 - June 2014
Wells Fargo Advisors, LLC July 2011 - May 2013
Wells Fargo Advisors, LLC August 2009 - July 2011
Wells Fargo Advisors, LLC May 2007 - August 2009
Pfizer October 1997 - October 2004
Choice One Mortgage 1996 - 1997
Johnson & Johnson 1995 - 1997
Education
Rensselaer Polytechnic Institute at Hartford 2002 — 2005
MBA, Concentration Finance
University of Florida 1990 — 1994
Bachelor of Science, Chemistry
Wells Fargo Advisors, LLC May 2008 - Present
UBS June 2002 - May 2008
Skills
Investments
Education
San Diego State University-California State University 1975 — 1978
Bachelor of Science, Business, Speech Communication, Journalism
Wells Fargo Advisors, LLC June 2006 - Present
Smith Barney November 1993 - June 2006
United States Marine Corps January 1987 - February 1993
Education
San Francisco State University
Bachelor of Arts, Economics
St. Ignatius College Prep
Wells Fargo Advisors March 2014 - Present
Wells Fargo Advisors, LLC November 2009 - March 2014
Wachovia Securities September 2008 - November 2009
Skills
Series 7, Securities, Mutual Funds, Wealth Management, Investment Advisory, Equities, Asset Allocation, Series 24, Equity Trading, Fixed Income, Retirement Planning, Uniform Combined State...
Education
Saint Louis University 2009 — 2012
MBA, Finance
University of Missouri-Saint Louis 2006 — 2008
Finance Economics, cum laude
University of Missouri-Columbia 1994 — 1998
Chemical Engineering
BOK Financial August 2013 - Present
Wells Fargo Advisors, LLC November 2008 - July 2013
Merrill Lynch June 2005 - November 2008
Salomon Smith Barney 2004 - 2005
Bear Stearns 2002 - 2004
Skills
Finance, Insurance, Series 7, Wealth Management, Investments, Mergers & Acquisitions, Mutual Funds, Retirement Planning, Series 63, Asset Allocation, Financial Services, Portfolio Management, Securities
Education
Roanoke College 1998 — 2002
BBA, Finance
Copley High School 1995 — 1998
Wells Fargo Advisors, LLC April 2007 - Present
Wachovia Securities, LLC 2007 - 2009
Evolve24 2005 - 2006
MasterCard International May 1996 - December 2005
TRIFID 1992 - 1996
Hughes Aircraft Company 1986 - 1990
Skills
Business Analysis, SDLC
Education
Saint Louis University 2002 — 2004
EMIB, International Business
University of Southern California 1986 — 1989
MSEE, Electrical Engineering
University of Missouri-Rolla 1983 — 1985
BSEE, Electrical Engineering
Wells Fargo Advisors, LLC February 2012 - Present
Wells Fargo Bank August 2004 - February 2012
Education
Saint John's University 1996 — 2000
Randstad January 2015 - Present
Abbvi June 2013 - December 2014
Wells Fargo Advisors, LLC January 2012 - October 2012
TJMaxx May 2010 - February 2012
Roosevelt University 2011 - 2011
Solo Cup Company February 2007 - August 2010
Solo Cup Company February 2007 - August 2010
JPMorgan Chase June 1995 - February 2006
JP MORGAN CHASE N January 1995 - January 2006
Ebony & Ivory International/Chapauls Hair Studio September 1987 - June 1995
Skills
Organizational..., Microsoft Office Suite, Project Facilitation, Microsoft Office, Project Management, Customer Service, Visio, Process Improvement, Banking, Training, Time Management, Budgets, Data Analysis, Process Scheduler, Leadership, Business Analysis, Travel Arrangements, Software Documentation, Human Resources, Accounting, Retail, Outlook
Education
Roosevelt University 2011 — 2012
Current Graduate Student, MA in Training and Development
Roosevelt University 2003 — 2005
Bachelors of Professional Studies, Organizational Communication
Wells Fargo Advisors, LLC July 2015 - Present
Wells Fargo Advisors, LLC May 2008 - July 2015
Wells Fargo Advisors, LLC / Wachovia Securities May 2005 - November 2006
Education
Saint Louis University
BSBA, Finance
Wells Fargo Advisors, LLC May 2009 - Present
Prudential Securitites 1998 - 2003
Merrill Lynch 1993 - 1997
Chase June 1989 - October 1993
Skills
Organizational..., Strategic Communications, Strategic Planning, Cash Management, Portfolio Management, Wealth Management, Leadership, Loans, Investments, Financial Services, Strategic Financial..., Finance, Asset Management, Strategy, Management, Mutual Funds, Alternative Investments, Series 7, Team Building, Securities, Risk Management, Coaching, Mortgage Lending, Financial Planning, Series 63, Team Leadership
Education
Rochester Institute of Technology 1994 — 1997
None Awarded - moved to NYC, MBA
Villanova University 1984 — 1988
BS, Business Administration
Vestal High School 1980 — 1984
Wells Fargo Advisors, LLC August 2000 - Present
Education
San Diego State University-California State University 1983 — 1986
Vista High School 1978 — 1980
Wells Fargo Advisors, LLC March 2009 - Present
Wachovia Securites, LLC February 2009 - November 2009
A.G. Edwards November 1998 - February 2009
Skills
Process Improvement, SDLC, Visio, Business Analysis, Operational Risk..., SharePoint, Disaster Recovery, Vendor Management, Requirements Analysis, Requirements Gathering, PMO, Integration, Software Documentation, Business Requirements, Analysis
Education
Saint Louis University
Bachelors of Science, Computer Science Technology
Wells Fargo Advisors LLC September 2008 - Present
Bergen County January 2010 - January 2013
Township of Mahwah 2006 - 2010
Smith Barney April 2001 - August 2008
Morgan Stanley June 1991 - April 2001
Skills
Management, Finance, Investments, Public Speaking, Budgets, Fundraising, Contract Negotiation, Customer Service, Financial Services, Financial Risk, Estate Investment...
Education
Saint Bonaventure University 1987 — 1990
Wells Fargo Advisors, LLC August 2004 - Present
Skills
Series 7
Education
Rutgers University-New Brunswick 1996 — 2001
BA, Economics
Wells Fargo Advisors, LLC January 2009 - Present
Morgan Stanley July 1998 - January 2009
Skills
Investments, Marketing, Leadership, Finance, Sales, Portfolio Management, Management, Financial Analysis, Banking, Asset Management
Education
Rochester Institute of Technology 1988 — 1992
BS
York Investment Partners, An independent firm May 2013 - Present
Raymond James Financial Services Inc. May 2013 - Present
Wells Fargo Advisors, LLC January 2001 - May 2013
The Trane Company September 1997 - June 2000
Skills
Investments, Credit, Portfolio Management, Finance, Fixed Annuities, Sales
Education
University of Maine 1994 — 1997
Bachelor of Arts (B.A.), Anthropology
Saint Anselm College 1993 — 1994
Liberal Arts
University of Southern Maine 1993 — 1994
Liberal Arts
Wells Fargo Advisors, LLC February 2013 - Present
Morgan Stanley Smith Barney 1997 - February 2013
Skills
Retirement Planning, Asset Allocation, Retirement, IRAs, 401k Rollovers, Mutual Funds, Series 7, FINRA, Series 63, Investments, Investment Advisory, 401k, Wealth Management, Fixed Annuities, Portfolio Management
Education
San Diego State University-California State University 1988 — 1993
Bachelor of Arts, Speech Communication
Bullard High School, Fresno, CA
Wells Fargo Advisors, LLC July 2009 - Present
Education
Saint Louis University 1975 — 1979
BS BA, Accounting
Wells Fargo Advisors, LLC June 2014 - Present
J.P. Morgan Chase Bank N.A. May 2009 - June 2014
T Rowe Price June 2007 - May 2009
MassMutual January 2005 - June 2007
Education
Saint Leo University 2003 — 2004
B.A., Business
University of South Florida 2000 — 2003
Business
Wells Fargo Advisors, LLC 2010 - Present
Citigroup Inc September 2004 - December 2008
Citigroup Inc September 2001 - July 2004
Maritz June 1978 - May 2001
Skills
Business Analysis, SDLC, Cross-functional Team..., Strategic Planning
Education
Saint Louis University
M.B.A, Management Science
Wells Fargo Advisors, LLC 2008 - Present
Wachovia Securities Financial Network 2008 - 2009
Wachovia Securities 2008 - 2009
Skills
Business Analysis, Financial Services, Securities
Education
Duke University
Saint Louis University
Management Informational Services
Wells Fargo Advisors, LLC March 2009 - Present
Smith Barney August 2008 - January 2009
Merrill Lynch January 2008 - August 2008
Education
Saint Louis University 2007 — 2008
Bachelor of Science in Business Administration
Wells Fargo Advisors, LLC January 2009 - June 2012
Skills
FINRA, Securities Litigation
Education
Rollins College - Crummer Graduate School of Business
MBA
Capital One December 2010 - Present
Wells Fargo Advisors, LLC January 2009 - December 2010
Wachovia Securities, LLC March 2000 - February 2010
Harte-Hanks Data Technologies January 1998 - January 2000
Signet Bank January 1990 - February 1998
Skills
PMO, Integration, Business Intelligence, Management, Certified Scrum Master..., Agile Methodologies, SDLC, PMP, Business Process..., CRM, Project Management, Strategy, Leadership, Enterprise Software, Portfolio Management, Exceptional People..., Coaching, Financial Services, Mergers, Program Management, Conflict Resolution, Negotiation, Consulting, Vendor Management, Process Improvement
Education
Roanoke College
BA
Wells Fargo Advisors, LLC
Skills
Creative Writing, Publishing, College Savings Plans, Books, Investments, Estate Invesment..., Retirement Planning
Education
Rutgers Graduate Business School 1978 — 1980
MBA, Finance
Rutgers University
Bachelor of Arts (B.A.), Economics
Wells Fargo Advisors, LLC September 1985 - Present
Education
Rutgers University-New Brunswick 1961 — 1965
BA, English and Psychology
Wells Fargo Advisors, LLC March 2009 - Present
Skills
Financial Modeling, Strategic Financial..., Financial Analysis, Variance Analysis, Corporate Finance, Finance, CPA, Business Strategy, Forecasting, Microsoft Excel, Managerial Finance, Series 7, Series 66, Competitive Intelligence, Pricing Strategy, SQL, Essbase, Financial Planning
Education
Saint Louis University 2002 — 2007
BSBA, Finance, Accounting, Economics
Morgan Stanley Smith Barney August 2012 - Present
Wells Fargo Advisors, LLC February 2006 - August 2012
E*TRADE Financial/Harrisdirect January 2004 - January 2006
Fidelity Investments November 1997 - December 2002
Skills
Series 7, Series 63, FINRA, Investments, Uniform Combined State..., Finance, Mutual Funds, Retirement Planning, Wealth Management, Asset Allocation, Retirement, Securities, Portfolio Management, Investment Advisory, Strategic Financial...
Education
University of Utah 1993 — 2003
Business/Finance
Salt Lake Community College 1988 — 1990
Associates of Science, General Education
Wells Fargo Advisors, LLC May 2009 - Present
Smith Barney August 1993 - May 2009
Abbott, Stringham & Lynch 1992 - 1993
Deloitte & Touche 1990 - 1992
Mark Manufacturing 1980 - 1988
Skills
Finance, Investments, Retirement Planning, Estate Invesment...
Education
The University of Texas at Austin - Red McCombs School of Business 1989 — 1990
MPA, Tax Accounting
Rice University 1976 — 1980
B.A., Managerial Studies and Economics
The Hebrew University 1978 — 1979
One Year Program, General Judaic & Middle Eastern Studies
Paschal High School, Fort Worth, TX 1972 — 1976
Wells Fargo Advisors LLC October 2007 - Present
A.G. Edwards & Sons, Inc. August 1987 - October 2007
Skills
Financial Analysis, Financial Modeling, Forecasting, Excel, Budgeting, General Ledger..., General Ledger..., Financial Accounting
Education
Saint Louis University 1983 — 1987
BSBA, Accounting
Wells Fargo Advisors, LLC July 2009 - Present
Morgan Stanley/Smith Barney/Citigroup April 2000 - July 2009
McDonald Investments/Key Bank April 1984 - April 2000
Skills
Retirement Planning, Risk Management, Financial Analysis, Finance, Wealth, Estate Planning, Series 7, Series 63, Wealth Management, Banking
Education
Bernard M. Baruch School of Business, CUNY 1973 — 1975
Master of Business Administration (MBA), Hospital Management
Rutgers, The State University of New Jersey-New Brunswick 1969 — 1973
Bachelor of Arts (BA), Economics
Rutgers University-New Brunswick, B.A. Economics, 1969-1973
Wells Fargo Advisors, LLC October 2000 - Present
RBC Wealth Management September 1994 - October 2000
Skills
Alternative Investments, Retirement Planning, Investments, Mutual Funds, Separately Managed..., CMBS, Equities, Securities, Capital Markets, Investment Strategies, Private Equity, Hedge Funds, Retirement, Finance, Estate Planning, Financial Analysis
Education
The University of Texas at Austin 1979 — 1985
BBA, Finance
Boerne High School
Hampton Bays Elementary School
Rutgers University – Camden
Rutgers University – Camden
Striem January 2015 - Present
Income Research & Management September 2013 - December 2014
Wells Fargo Advisors, LLC July 2009 - September 2013
UMB Bank, N.A. June 2008 - August 2008
Skills
Bloomberg, Microsoft Excel, Outlook, Public Speaking, Investment Strategies, Bonds, Asset Management
Education
Saint Louis University 2005 — 2009
B.S.B.A., Finance, Economics
Wells Fargo Advisors, LLC October 2003 - Present
Education
Saint Peter's University 2002 — 2005
BS, Social Sciences
Wells Fargo Advisors LLC April 2014 - Present
GoodHaven Capital Management, LLC July 2012 - April 2014
Morgan Stanley Smith Barney July 2011 - July 2012
Ladenburg Thalmann June 2010 - August 2010
Wells Fargo Advisors, LLC May 2009 - July 2009
Domino Sugar June 2008 - August 2008
Southwest Securities May 2007 - July 2007
Skills
Mutual Funds, Microsoft Excel, Account Reconciliation, PowerPoint, Outlook, Microsoft Word, Trading, Bloomberg, Customer Service, Microsoft Office, Fixed Income
Education
Saint Joseph's University 2007 — 2011
Bachelor of Science in Business Administration, Finance/ Risk Management & Insurance
Saint Joseph's University 2007 — 2011
Bachelor of Science (B.S.), Finance and Risk Management/Insurance
Wells Fargo Advisors, LLC June 2010 - Present
New York Mercantile Exchange January 1980 - March 2007
Education
Rutgers University-New Brunswick 1975 — 1979
BA, Political Science
Wells Fargo Advisors, LLC March 2010 - Present
Longbow Research January 2009 - October 2009
Jesup & Lamont January 2008 - December 2008
A.G. Edwards September 1989 - October 2007
Skills
Financial Analysis, Portfolio Management, Investments, Series 7, Risk Management, Financial Modeling, Asset Management, Valuation, Equity Research
Education
Saint Louis University 1990 — 1992
Masters of Business Administration, Finance, General
University of Tulsa 1985 — 1989
Bachelor of Business Administration (B.B.A.), Finance, General
Wells Fargo Advisors, LLC October 2008 - Present
A.G. Edwards & Sons, Inc. July 1987 - October 2008
Skills
Investments, Retirement Planning, Insurance, Securities, Marketing Strategy, Mutual Funds, Strategy, Financial Analysis, Business Analysis, Business Development, Retirement, Business Strategy, Fixed Annuities, Estate Investment..., Strategic Investment..., Strategic Investment...
Education
San Diego State University-California State University
Bachelor of Science (B.S.)
Wells Fargo Advisors, LLC September 2006 - Present
Morgan Stanley Smith Barney February 2006 - September 2006
Skills
Financial Advisory, Investments, Retirement Planning, Mutual Funds, Life Insurance, Asset Allocation, Securities, Investment Strategies, Retirement, Alternative Investments, Wealth Management, Brokerage, Equities, Underwriting, Portfolio Management, Financial Modeling, Finance, Investment Advisory, Wealth Management..., Strategic Financial...
Education
Rutgers University-New Brunswick 2001 — 2005
B.A., Economics
Wells Fargo Advisors, LLC 1977 - Present
Education
Rutgers University
BS, Finance and Accounting
Wells Fargo Advisors, LLC January 2008 - Present
Education
San Diego State University-California State University 1976 — 1980
Bachelor of Business Administration (B.B.A.), Finance, General
Wells Fargo Advisors, LLC October 2010 - Present
Skills
Mutual Funds, Asset Allocation, Securities, Retirement Planning, Retirement, Investments
Education
University of Colorado at Boulder, Regis University 1963 — 1967
Regis University
Wells Fargo Advisors, LLC June 2014 - Present
Atelier Tammam January 2014 - May 2014
Sharp Cookie April 2012 - January 2013
Skills
Microsoft Excel, Photoshop, Social Networking, Microsoft Word, Research, Adobe Creative Suite, Social Media, HTML, Public Speaking, Microsoft Office, PowerPoint, Customer Service, Event Planning
Education
The University of Texas at El Paso 2011 — 2015
BBA Double Major, Finance and Marketing
Richmond, The American International University in London 2014 — 2014
International Business
Thompson Rivers University 2013 — 2013
International Business
Wells Fargo Advisors, LLC March 1979 - Present
Skills
Retirement Planning, Investment Planning, 401k Rollovers, Asset Allocation, Investments, Fixed Income Strategies, Wealth Preservation..., Estate Investment..., Mutual Funds, Insurance, Annuities
Education
Rutgers, The State University of New Jersey-Camden
Pennsauken High School
Wells Fargo Advisors, LLC August 2013 - Present
First Clearing Corporation August 2010 - August 2013
Skills
Mutual Funds, Securities
Education
Saint Louis University 2006 — 2010
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General