Wells Fargo Advisors, LLC
Industry: Subsidiary
DescriptionWells Fargo Advisors is a subsidiary of Wells Fargo, located in St Louis, Missouri. It is the ninth largest brokerage firm in the United States as of August 17, 2017 with $490 billion retail client assets under management. Headquarters: St. Louis, Missouri, United States Number of employees: 15,000 Advisors Parent organization: Wells Fargo Founded: 4 September 2001 Total assets: 490 billion USD Subsidiaries: Wachovia Securities (Argentina) LLC (Buenos Aires Argentina),
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Wells Fargo Advisors, LLC Employees
Wells Fargo Advisors, LLC March 2013 - Present
Perr&Knight February 2008 - February 2012
Education
Universidade do Vale do Itajaí 1996 — 2002
Bachelor's degree, Law
Wells Fargo Advisors, LLC April 2008 - Present
Merrill Lynch January 1994 - April 2008
Sterling Organics January 1992 - November 1994
US Army May 1988 - November 1990
Skills
Retirement, Asset Management, Wealth Management, Investments, Portfolio Management, Financial Services, Series 7, Asset Allocation, Retirement Planning, Financial Advisory, Finance, Management, Securities, Business Development, Investment Advisory, Leadership, Mutual Funds, Alternative Investments
Education
Management Institute of Union College 1991 — 1994
Master of Business Administration (M.B.A.), Business Administration and Management, General
Union College, Graduate Management Institute 1991 — 1994
MBA, Business Administration
United States Military Academy 1984 — 1988
B.S, Mechanical Engineering
United States Military Academy at West Point 1984 — 1988
BS, Mechanical Engineering
MHS 1981 — 1984
High school
Wells Fargo Advisors LLC 2013 - Present
BBVA Compass 2010 - 2013
Morgan Stanley, Merrill Lynch, Wilbanks Securities 1984 - 2010
Skills
Fixed Income, Financial Risk, Risk Management, Investments, Equities, Finance, Financial Services, Hedge Funds, Structured Products, Mutual Funds, Financial Markets
Education
University of Arkansas at Fayetteville
Bachelor of Business Administration (BBA), Banking and Finance
BDO USA, LLP November 2014 - Present
EY January 2012 - October 2014
Wells Fargo Advisors, LLC June 2011 - August 2011
RenMax Sociedad de Bolsa July 2010 - August 2010
Skills
Accounting, Financial Accounting, Microsoft Excel, Microsoft Office, PowerPoint, Microsoft Word, Financial Reporting, Account Reconciliation, Auditing, Financial Modeling, Risk Management, Financial Analysis, Due Diligence, CPA
Education
University of Illinois at Urbana-Champaign 2008 — 2011
Bachelor of Science (BS), Finance
University of Illinois at Urbana-Champaign 2008 — 2011
Bachelor of Science (BS), Accounting
University of California, Berkeley 2007 — 2008
Wells Fargo Advisors, LLC September 2013 - Present
Wells Fargo August 2012 - September 2013
NJW LAW, APC August 2011 - August 2012
Education
University of California, Irvine 2011 — 2011
Paralegal Certificate
University of California, Santa Barbara 2006 — 2010
Bachelor of Arts, English, Spanish
Wells Fargo Advisors, LLC September 2013 - Present
Wells Fargo Bank November 2007 - September 2013
Skills
Insurance, Finance
Education
University of California, Riverside 2002 — 2007
BA, Business Economics
Mills High School 1998 — 2002
Wells Fargo Advisors, LLC July 2012 - Present
Rotary International 2014 - 2014
Merrill Lynch October 2005 - July 2012
Skills
Investments, Investment Strategies, Retirement Planning, Finance, Asset Allocation, Financial Markets, Alternative Investments, Risk Management, Fixed Income Strategies, Securities, Financial Advisory
Education
University of California, Davis
Bank of America Merrill Lynch September 2014 - Present
Lithuanian Athletic Union of North America 2007 - 2015
Merrill Lynch December 2013 - August 2014
Wells Fargo Advisors, LLC October 2011 - November 2013
The Lithuanian American weekly "Amerikos lietuvis" September 2003 - January 2012
Primerica January 2011 - October 2011
UBS Securities LLC - Stamford (CT), Jersey City (NJ) July 1998 - February 2009
University of Bridgeport 1996 - 2007
UBS Securities LLC January 1999 - January 2002
Kuchma Corporation January 1997 - January 1998
Education
University of Bridgeport 1994 — 1996
MBA, Business Administration, Finance
Vytautas Magnus University 1989 — 1995
Master; B.S, Marketing and International Commerce; Business Administration and Management
J. Jablonskio Secondary School 1977 — 1989
Wells Fargo Advisors, LLC March 2000 - Present
Education
UCLA 1990 — 1994
Bachelor of Arts (BA), History
Madrona Financial Services, LLC September 2011 - Present
Madrona Funds, LLC September 2011 - Present
Thrivent Financial for Lutherans November 2010 - September 2011
University of California, Irvine June 2009 - June 2010
UC Irvine October 2009 - March 2010
Sigma Phi Epsilon March 2009 - March 2010
UC Irvine Athletics January 2009 - March 2010
Wells Fargo Advisors, LLC July 2009 - December 2009
Sigma Phi Epsilon March 2007 - February 2008
Education
University of California, Irvine 2005 — 2010
B.A., Economics, Specialization in International Issues, Minor in Management
Voya Financial August 2015 - Present
Wells Fargo Advisors, LLC May 2007 - July 2015
Wachovia Securities July 2006 - May 2007
Yarkon Productions February 2006 - July 2006
Sony Pictures Animation September 2004 - December 2005
Skills
Microsoft Excel, PowerPoint, Investments, Microsoft Office, Insurance, Leadership, Sales, SmartStation, Social Media, Public Speaking, Microsoft Word, Outlook, Retirement Planning, Tax-Efficient Strategies, Retirement Savings, 401k Rollovers, Fixed Income Strategies, Deferred Compensation, Estate Planning..., Wealth Preservation..., Mutual Funds, Annuities, Concentrated Stock...
Education
University of California, Berkeley 2000 — 2004
Bachelor of Arts (B.A.), English Language and Literature, General
Wells Fargo Advisors, LLC May 2014 - Present
JPMorgan Chase Bank, N.A. November 2009 - April 2014
Bank of Amercia Investment January 2008 - January 2009
Education
University of California, Riverside 2000 — 2004
BS, Computer Science
Wells Fargo Advisors, LLC March 1987 - Present
Skills
Series 7, Strategic Planning, Investment Strategies, Investment Advisory, Mutual Funds, Series 63, Investments, Wealth Management, Retirement Planning, Portfolio Management, Financial Advisory, Retirement, Financial Planning, Securities, Asset Allocation
Education
Villanova University 1969 — 1972
Bachelor, Civil Engineering
United States Naval Academy 1967 — 1969
Wells Fargo Advisors, LLC April 2013 - Present
Compak Asset Management March 2000 - April 2013
Statewide Trading 1998 - 2000
Great Western Bank 1990 - 1997
Skills
Retirement Planning, Investments, Investment Strategies, Retirement, Asset Allocation, Mutual Funds, Financial Advisory, Alternative Investments, Securities, Equities, Pensions, Investment Planning
Education
University of California, Irvine
Financial Planning and Services
Wells Fargo Advisors, LLC August 1988 - Present
Skills
Investments, Strategy, Retirement Planning, Financial Services, Team Building, Financial Analysis, Mutual Funds, Asset Management, Project Management, Investment Strategies, Alternative Investments, Fixed Income, Nonprofits, Securities, Asset Allocation, Strategic Financial..., Retirement, 401k
Education
University of California, Santa Barbara 1978 — 1982
Bachelor of Arts (B.A.), Business Economics
Lynbrook
SunTrust Investment Services, Inc. July 2015 - Present
Wells Fargo Advisors, LLC January 2001 - July 2015
Smith Barney August 1984 - January 2001
Education
State University of New York at Buffalo 1975 — 1979
Bachelor's of Science Degree, Business
Great Neck North High School 1970 — 1974
Zoku February 2014 - Present
Manufacturers' Financial Strategies September 2012 - February 2014
Wells Fargo Advisors, LLC September 2008 - August 2012
Morgan Stanley Investment Management July 2007 - July 2008
Skills
Go-to-market Strategy, Fundraising, Operations Management, Entrepreneurship, Start-ups
Education
University of California, Los Angeles 1985 — 1990
Bachelor of Arts (B.A.), Music Composition
Crystal Springs & Uplands 1978 — 1985
Wells Fargo Advisors, LLC January 1993 - Present
Education
Holds FINRA Series 7, 63 registrations
UCLA
BS, Geology
UCLA
MS, Geology
Clubcorp. Braemar Country Club 2005 - Present
Wells Fargo Advisors, LLC 2010 - 2014
Partners Trust Real Estate Brokerage & Acquisitions / Sotheby's international Realty 2007 - 2010
Skills
Budgets, Strategic Planning, Management, Negotiation, Customer Satisfaction, Customer Service, Team Building, Microsoft Excel, Due Diligence, Operations Management, Research, Coaching, Project Planning, Analysis, Marketing, Social Media, Event Planning, Business Development, Event Management, Business Planning, New Business Development, Leadership, Marketing Strategy, Public Relations, Social Media Marketing, Finance
Education
Laval University 2002 — 2004
MBA, International Business
University of Utah - David Eccles School of Business 1995 — 1999
BA, Finance
Wells Fargo Advisors, LLC June 2007 - Present
Wells Fargo 2007 - Present
Skills
Investments, Finance, Retirement Planning, Asset Allocation, Retirement, Mutual Funds, Asset Management, Financial Analysis, Public Speaking, Investment Strategies, Insurance, Securities, Long-term Care, Financial Advisory, Investment Planning, Estate Investment...
Education
University of Arizona 1984 — 1989
University of Arizona
Wells Fargo Advisors, LLC September 1996 - Present
Education
University of California, Davis 1980 — 1985
Bachelor of Arts (B.A.), Political Science
Universityof California at Davis 1980 — 1985
Bachelor of Arts (B.A.), Political Science
Wells Fargo Advisors, LLC January 1997 - Present
Santa Barbara Bank & Trust January 1995 - December 1996
Smith Barney June 1993 - December 1994
Merrill Lynch January 1992 - June 1993
Education
UC Santa Barbara 1986 — 1990
Bachelor of Arts (B.A.), Business/Managerial Economics
Dos Pueblos High School 1982 — 1986
Wells Fargo Advisors, LLC October 2005 - Present
JPMorgan Chase April 2005 - October 2005
Wachovia Securities September 2003 - April 2005
Skills
Series 9/10, Series 66, Securities, Mutual Funds, Series 53
Education
Union County College
Associate's degree, Liberal Studies
Wells Fargo Advisors, LLC February 2011 - Present
Morgan Stanley Smith Barney March 2001 - 2011
Morgan Stanley December 1998 - March 2001
Morgan Stanley Dean Witter December 1991 - December 1998
Dean Witter December 1983 - December 1991
Skills
Recruiting, Sales Management, Risk Management, Retirement Planning, Team Building, Negotiation, Business Strategy, Hiring, Customer Relations, Compliance, Business Planning, Loans
Education
University of Arizona
BS, Management / Marketing
University of Pennsylvania - The Wharton School
Executive Education, Financial Markets / Economics
Robert W. Baird & Co. July 2013 - Present
Wells Fargo Advisors, LLC January 2013 - July 2013
Education
Tulane University 2005 — 2009
Bachelor of Science in Management, Finance
Wells Fargo Advisors, LLC August 2014 - Present
Education
University of Arizona, Eller College of Management 2011 — 2012
MBA, Finance
University of Iowa - Henry B. Tippie College of Business 1996 — 2000
Bachelor of Business Administration (BBA), Economics
TechGirl Financial® by Gaxiola Financial Group October 2010 - Present
Wells Fargo Advisors, LLC August 2004 - October 2010
Paine Webber/UBS September 1998 - March 2001
ADP 1996 - 1998
Barclays Global Investors June 1995 - September 1996
Education
University of California, Los Angeles 1990 — 1994
B/A, Economics
Live Oak High School 1988 — 1990
Citi Personal Wealth Management June 2015 - Present
PNC Investments April 2013 - June 2015
Wells Fargo Advisors, LLC July 2011 - April 2013
JPMorgan Chase January 2008 - July 2011
Edward Jones September 2007 - January 2008
Education
State University of New York at Albany 1987 — 1990
BA, Psychology
Wells Fargo Advisors, LLC May 2008 - Present
Smith Barney May 2001 - May 2008
Mcdonald & Company Investments 1991 - 1999
Education
University of Arizona 1986 — 1990
Bachelor of Science, Finance, and Economics
Wells Fargo Advisors, LLC February 2009 - Present
Morgan Stanley October 1995 - February 2009
Skills
Investments, 401k Rollovers, Asset Allocation, Long Term Care Insurance, Financial Advisory, Employee Stock Options, Investment Planning, Finance, Wealth Management, Insurance, Financial Planning, Asset Management
Education
UCLA
Bachelor of Arts (BA), Sociology
Wells Fargo Advisors, LLC January 2009 - Present
UBS August 2002 - January 2009
Education
Tufts University 1974 — 1978
Bachelor of Science (B.S.), Chemical Engineering
Wells Fargo Advisors, LLC March 2013 - Present
Quiksilver, Inc. 2012 - 2013
Skills
Investments, Insurance, Finance, Mutual Funds, Retirement Planning, Marketing, Financial Services, Financial Modeling, Roth IRA, IRAs, Estate Investment..., Asset Allocation, 401(k) Rollovers
Education
University of California, San Diego
Bachelor's degree, International/Global Studies
Foothill High School
High School Diploma
Holy Family Cathedral
Wells Fargo Advisors, LLC January 2013 - Present
Merrill Lynch October 2006 - January 2013
US Navy 1987 - 1997
Skills
Investments, Retirement Planning, 401(k) Rollovers, Asset Allocation, Financial Advisory, Investment Strategies, Relationship Management, Retirement, Wealth Preservation..., Wealth strategies
Education
University of California, Los Angeles - The Anderson School of Management 1993 — 1997
Master of Business Administration (MBA), Finance, General
USC 1983 — 1987
Bachelor of Science (BS), Aerospace, Aeronautical and Astronautical Engineering
Wells Fargo Advisors, LLC December 1997 - Present
Skills
Insurance, Investments, Mutual Funds, Securities, Retirement Planning, Asset Allocation, Financial Analysis, Portfolio Management, Series 63
Education
UCLA
Bachelor of Science (B.S.), Political Science and Government
Wells Fargo Advisors, LLC November 2008 - Present
Smith Barney August 2000 - November 2008
Morgan Stanley November 1996 - August 2000
Skills
Investments, Finance, Capital Markets, Multigerational Wealth..., Financial Analysis, Wealth Preservation...
Education
New York University 2003 — 2003
Certificate in Financial Planning, School of Continuing and Professional Studies
University at Albany 1992 — 1996
BS, Business Administration
Wells Fargo Advisors, LLC January 2010 - Present
Morgan Stanley Smith Barney December 2001 - January 2010
Charles Schwab May 1993 - October 2001
Education
University of California, Irvine 1969 — 1973
BA, Linguistics
Benjamin F. Edwards & Co. July 2014 - Present
Wells Fargo Advisors, LLC March 2011 - July 2014
Prewitt Wealth Management Group of Wells Fago Advisors, LLC May 2007 - March 2011
United States Air Force August 2001 - August 2005
Skills
Wealth Management, Retirement Planning, Financial Services, Management, Fixed Income, 401k Rollovers, Insurance, Liability Management
Education
University of Arkansas at Fayetteville 2005 — 2008
Bachelor of Science, Finance, and a minor in Accounting
Mountain Home High School 1999 — 2001
High School
Wells Fargo Advisors, LLC July 2009 - Present
Morgan Stanley February 2001 - July 2009
Phoenix Suns 1996 - 2000
Skills
Leadership, Investments, Management, Finance, Public Speaking, Marketing, Event Planning, Retirement Planning, Customer Service, Social Media
Education
University of Pennsylvania - The Wharton School 2006 — 2008
Executive Education - CIMA Level 1, Investment Consultants Program
University of Arizona
Marketing
Dixie State College
Flagstaff High School
Wells Fargo Advisors, LLC September 2010 - Present
Morgan Stanley Smith Barney October 1997 - September 2010
Skills
Investments, Strategy, Securities, Insurance, Retirement Planning, Asset Allocation, Mutual Funds, Mergers & Acquisitions, IRAs, Estate Investment..., 401k Rollovers, Business Owner Planning, Business-Succession..., Concentrated Stock..., Financial Analysis, Financial Advisory, Financial Services, Fixed Income Strategies, Investment Planning, Multi-generational..., Retirement Savings, Risk Management, Strategic Planning, tax efficient strategies
Education
University of California, Berkeley 1988 — 1992
BA, Architecture
Dress for Success -Tampa May 2012 - Present
Plant Museum May 2012 - Present
Wells Fargo Advisors, LLC May 2008 - July 2012
Smith Barney 1983 - 2008
Dean Witter October 1979 - August 1982
Merrill Lynch December 1976 - October 1979
Skills
Volunteer Organization, St., St.Joseph's Womens ..., Financial Planning, Estate Planning, Retirement Planning, Funding, Asset Management, Asset Managment, Strategic Financial..., Investment Management, Wealth Management, Volunteering, Investments, Investment Advisory, Series 65, Mutual Funds, Asset Allocation, Loans, Insurance, Series 63, Series 7, Financial Analysis, Wealth Management..., Fixed Annuities, Financial Advisory, Retirement, Investment Strategies, Alternative Investments, Hedge Funds, Separately Managed..., ETFs, Life Insurance, Relationship Management, Financial Services, Small Business Lending, 401k, Personal Finance, FINRA, Bonds, Private Equity, Due Diligence, IRAs, Long-term Care, High Net Worth..., Finance, Wealth, Banking, Series 24, Financial Planners
Education
leadership Tampa 1979 — 1980
University of Tampa 1976 — 1979
MBA, Business
Newcomb College-Tulane University 1970 — 1974
BS, Psychology
Tulane University 1970 — 1974
BS, Psychology
H.B.Plant High School 1968 — 1970
Wells Fargo Advisors, LLC January 2009 - Present
Seasongood & Mayer April 1984 - June 2008
Merrill Lynch April 1982 - April 1984
Skills
Retirement, Municipal Bonds, Asset Allocation, Financial Advisory, Financial Services, Fixed-Income Strategies, Investment Planning, Insurance, Investments, Retirement Savings, Securities, Concentrated Stock..., Risk Management, Tax-Efficient Strategies, Investment Strategies
Education
University of Arizona 1977 — 1980
Information Systems
Wells Fargo Advisors, LLC May 2012 - Present
Merrill Lynch February 2007 - May 2012
Morgan Stanley 1999 - 2007
Skills
Wealth Management, Asset Allocation, Securities, Fixed Income, Equities, Alternative Investments, Investment Strategies, Valuation, Finance, Portfolio Management, Financial Risk, Financial Advisory, Wealth Management..., Mutual Funds, Investment Advisory, Series 7, Retirement Planning, Financial Planners
Education
State University of New York at Albany 2002 — 2006
Bachelor of Arts (B.A.), Business
Wells Fargo Advisors, LLC March 2005 - Present
Skills
Mutual Funds, Securities, Finance, IRAs, Financial Advisory, Investments, Risk Management, Retirement Savings, Retirement Planning, Financial Guidance, Rollovers
Education
University of Alabama at Birmingham
Bachelor of Arts (BA)
Wells Fargo Advisors, LLC March 2007 - Present
Merrill Lynch January 2006 - February 2007
Skills
Finance, Retirement Planning, Investments, Portfolio Management, Strategic Financial..., Outlook, Securities, Financial Services, Financial Analysis, Mutual Funds, Equities, Asset Management
Education
University of California, Riverside 2001 — 2005
BS, Business Administration
WELLS FARGO ADVISORS, LLC August 2011 - Present
WELLS FARGO ADVISORS, LLC January 2007 - August 2011
ML STERN Investment Securities April 2004 - December 2006
Skills
Investments, Equities, Fixed Income, Hedge Funds, Alternative Investments, 401(k) Rollovers, Concentrated Stock..., Trading, Financial Analysis, Technical Analysis, Bloomberg, Capital Markets, Financial Advisory, Multigenerational..., Estate Investment..., Insurance, Retirement Planning, Risk Management, Microsoft Excel
Education
University of California, Berkeley 1999 — 2003
BA, Political Science
Loyola High School of Los Angeles
Beacon Pointe Advisors November 2013 - Present
Wells Fargo Advisors, LLC July 2011 - November 2013
Wells Fargo Bank, NA January 2010 - July 2011
Skills
Portfolio Management, Wealth Management, Fixed Income, Alternative Investments, Asset Allocation, Asset Management, Investment Advice, Investment Analysis
Education
University of California, Los Angeles 2007 — 2009
Bachelor of Arts, History
Newport Harbor High School 2000 — 2004
High School Diploma
Wells Fargo Advisors, LLC September 2000 - Present
Skills
Public Speaking, Motivational Speaking, Spanish-speaking, Financial Guidance, 401k Rollovers, Retirement Planning
Education
University of California, Davis 1991 — 1996
Bachelor of Arts (B.A.)
VIZIO July 2014 - Present
VIZIO February 2014 - July 2014
VIZIO November 2012 - February 2014
Wells Fargo Advisors, LLC February 2009 - November 2012
Morgan Stanley August 2008 - February 2009
Education
University of California, Irvine - The Paul Merage School of Business 2011 — 2014
MBA, Business
University of California, Irvine 2004 — 2008
Business Economics
Wells Fargo Advisors, LLC September 2000 - Present
Education
State University of New York at Albany 1978 — 1982
Bachelor of Science, Finance
Wells Fargo Advisors, LLC December 2011 - Present
Wells Fargo & Company / Wachovia May 2006 - December 2011
NYBAP 2009 - 2010
Joseph Stevens & Company Inc June 2005 - May 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INC May 2002 - August 2002
Skills
Investments, Finance, Risk Management, Financial Analysis, Equities, Alternative Investments, Financial Advisory, Auditing, Program Management, Marketing Strategy
Education
University at Buffalo 2003 — 2005
B.A, Economics
Universtiy at Buffalo 2002 — 2005
B.A., Economics
Wells Fargo Advisors LLC March 2013 - Present
Union Bank (formerly Santa Barbara Bank & Trust) January 2010 - March 2013
Santa Barbara Bank & Trust 2008 - 2009
Santa Barbara Bank & Trust 2007 - 2008
Wells Fargo 2006 - 2007
Wells Fargo 2005 - 2006
Citi (formerly Cal Fed Bank) 1998 - 2005
Skills
Investments, Management, Risk Management, Small Business, Team Leadership, Management Development, Change Management, Sales Process..., Training Facilitation, Cross-training, Cross-selling, Partnering, Sales Process..., Development &...
Education
University of Southern California - Marshall School of Business 2002 — 2004
Master of Business Administration (M.B.A.), Business Administration and Management, General, 3.69 (Top 10% of class)
UCLA
Bachelor of Arts (BA), Psychology with Business and Labor & Workplace Studies
ABA Stonier Graduate School of Banking at Wharton 2010 — 2012
Graduate School of Banking Certificate through American Banker's Association (ABA)
Pacific Coast Bankers School (PCBS) at University of Washington 2008 — 2010
Graduate School of Banking Certificate, Honors, Citation Award for Thesis
Cannon Trust School at Pepperdine 2009 — 2011
Certified Trust Financial Advisor (CTFA), Trust Management and Estate Planning
UCLA Extension Certificate Programs
Paralegal Degree In Business Law & Litigation (1999), Personal Financial Planning (March 2013)
ABA National Commercial Lending School at SMU
Commercial Lending
Wells Fargo Advisors, LLC 1997 - Present
Merrill Lynch 1990 - 1997
Merrill Lynch 1987 - 1990
Texas Instruments 1982 - 1987
Skills
Retirement Planning, Investment Planning, Investments, Financial Advisory, Finance, Asset Allocation, Tax-efficient planning
Education
University of California, Davis 1978 — 1982
B.S., Agricultural and Managerial Economics
Wells Fargo Advisors, LLC June 2003 - Present
United States Army May 1997 - June 2003
Skills
Investments, Military, Operational Planning, DoD, Risk Management, Security Clearance
Education
University of Florida - Warrington College of Business Administration 2002 — 2005
Masters, Business
United States Military Academy at West Point 1993 — 1997
Bachelor's of science, Political Science, Systems Engineering
Moorhead High School, Moorhead MN 1989 — 1993
Wells Fargo Advisors, LLC January 2011 - Present
Wells Fargo January 2011 - Present
Morgan Stanley Smith Barney March 2005 - January 2011
UBS Financial Services January 2003 - March 2005
Skills
Investments, Retirement Planning, Mutual Funds, Retirement, Finance, Investment Strategies, Financial Advisory, Fixed Annuities, Equities, Management, Life Insurance, Securities, Asset Allocation, Financial Modeling, Alternative Investments, Bonds, Economics, Mergers & Acquisitions, Private Equity, Financial Analysis, Valuation, Investment Planning, Estate Investment...
Education
University of California, Los Angeles 2002 — 2004
McEliece Productions October 2011 - Present
Wells Fargo Advisors, LLC January 1987 - October 2011
United States Navy September 1964 - November 1995
Skills
Logistics, Transportation, Retirement Planning, Series 7, Investments, Wealth Management, Underwriting, Strategic Financial..., Insurance
Education
United States Merchant Marine Academy 1960 — 1964
B.S., Marine Transportation
Wells Fargo Advisors, LLC July 1993 - Present
Education
University of California, Santa Cruz 1986 — 1990
Economics, Enviromental Studies
Harvard School
Harvard-Westlake School
Ernst & Young, LLP July 2005 - Present
UC Berkeley Information Technology September 2003 - May 2005
Northwestern Mutual Financial Network May 2003 - May 2005
Wells Fargo Advisors, LLC May 2004 - September 2004
Vector Marketing (Cutco Cutlery) September 1999 - October 2002
Education
University of California, Berkeley 2001 — 2005
Undergraduate, Economics & Business Administration (Accounting Emphasis)
Modesto Christian High School June 2011 - Present
Wells Fargo Advisors, LLC March 2010 - July 2011
Ricoh Business Systems August 2009 - March 2010
British Basketball League August 2006 - May 2009
Skills
Sports, Sports Marketing, Sports Management, Fundraising, Coaching, Basketball
Education
University of California, Berkeley 2002 — 2006
Bachelors of Arts, Social Welfare
Wells Fargo Advisors, LLC April 1996 - Present
Education
University of California, Berkeley 2001 — 2002
Diploma, Personal Financial Planning
Edith Cowan University, Western Australia 1993 — 1994
MBA, Strategic Planning
University of Utah 1981 — 1982
MFA
University of California, Santa Cruz 1978 — 1979
BA
Talentporte, Inc. February 2015 - Present
Wells Fargo Advisors October 2012 - February 2015
Wells Fargo Advisors through Bradford & Galt January 2012 - October 2012
Express Scripts May 2011 - January 2012
iBridge Solutions March 2011 - May 2011
Wells Fargo Advisors, LLC June 2009 - February 2011
Strategic Staffing Solutions 2009 - 2011
Maritz September 1992 - April 2009
CNG Producing Company 1984 - 1992
Shell Oil Company 1980 - 1984
Skills
Resource Management, Project Management, PMO, Risk Management, Budget, Leadership, Analysis, Human Resources, Change Management, Vendor Management, Oracle, Management, Budgets, Program Management, Process Improvement, Information Technology, Business Analysis, Software Project..., Requirements Analysis, Mergers & Acquisitions, Forecasting, PMP, SDLC
Education
Tulane University 1985 — 1992
Bachelor
University of New Orleans 1980 — 1983
Bachelor
Wells Fargo Advisors, LLC December 2005 - Present
McDonald Investments April 2002 - December 2005
Skills
Risk Management, Investments
Education
University at Albany, SUNY 1978 — 1982
Wells Fargo Advisors, LLC May 1997 - Present
Citigroup April 1996 - May 1997
Wells Fargo Bank June 1988 - November 1990
Skills
Investment Strategies, Mutual Funds, Retirement Planning, Asset Allocation, Alternative Investments, Financial Advisory, Wealth Accumulation...
Education
University of California, Santa Cruz 1985 — 1991
BA, Politics
Wells Fargo Advisors LLC March 2003 - Present
Skills
Retirement Planning, Estate Investment..., Risk Management, Insurance, Asset Allocation, Long Term Care Insurance
Education
University of California, Los Angeles
Bachelor of Science (BS), Economics
Evans Wealth Management Group of Wells Fargo Advisors, LLC June 2014 - Present
Wells Fargo Advisors, LLC September 2012 - May 2014
Wells Fargo Advisors, LLC April 2011 - September 2012
Wells Fargo August 2004 - April 2011
Skills
Financial Services, Investments, Estate Planning...
Education
University of California, Santa Barbara
Bachelor of Arts (B.A.), Women's Studies
Whitney High School
Wells Fargo Advisors, LLC January 2010 - Present
Morgan Stanley Smith Barney December 2006 - January 2010
TD Waterhouse January 2000 - December 2006
Skills
Asset Allocation
Education
University of California, San Diego 1992 — 2006
Psychology
Wells Fargo Advisors LLC April 2009 - Present
WaMu Investments January 1991 - May 2009
Skills
Investments, Financial Advisory, Wealth, Securities, Finance, Private Banking, Insurance, Asset Allocation, Loans, Mutual Funds, Estate Planning, Investment Advisory, Retirement, Series 7
Education
University of California, Davis 1975 — 1980
B.S.,B.A., Genetics/Economics
Wells Fargo Advisors, LLC July 1996 - Present
Skills
Investments, Finance, Insurance, Retirement Planning, Mutual Funds, Alternative Investments, Loans, Financial Analysis, Risk Management, Strategic Planning, Leadership, Forecasting, Management, Process Improvement, Budgets, Sales, Financial Advisory, Team Building
Education
University of California, Davis 1995 — 1996
Master of Science (MS), Applied Microeconomics
Wells Fargo Advisors, LLC May 2012 - Present
Skills
Investments, Portfolio Management, Retirement Planning, Asset Allocation, Wealth Management, Mutual Funds, Finance, Alternative Investments, Series 7, Investment Strategies, Securities, Investment Advisory, Asset Managment, Municipal Bonds, Equities, Wealth, High Net Worth..., Insurance, Fixed Income, Asset Management, Series 63
Education
University of California, Berkeley 1979 — 1983
BA, History
Piedmont High School 1975 — 1979
Wells Fargo Advisors, LLC August 1986 - Present
Skills
Mutual Funds, Investments, Finance, Investment Strategies, Asset Allocation, Strategic Planning
Education
University of California, Berkeley 1975 — 1981
B.A.
Marketing Team at Market Info Group(MIG) LLC December 2011 - Present
SunTrust Investment Services March 2010 - July 2010
WELLS FARGO ADVISORS, LLC August 2002 - February 2010
AMSOUTH INVESTMENT SERVICES, INC January 1994 - January 2002
AMSOUTH INVESTMENT SERVICES, INC January 1994 - January 2002
Skills
Series 7, Financial Planning, Estate Planning, Wealth Management, Investments, Portfolio Management, Retirement Planning, Asset Management, Asset Allocation, Insurance, Fixed Income, Series 63, Equities, Options, Financial Analysis, Banking, Securities, Investment Advisory, Compliance, Wealth, Planning, 401k, Analysis, Mutual Funds, Trading, FINRA, Retirement
Education
United States Air Force Academy
BS, Engineering Management
University of Southern California
MS, Systems Management
Wells Fargo Advisors, LLC 1984 - Present
Education
Tufts University - The Fletcher School of Law and Diplomacy 1971 — 1972
Masters
U.S. Air Force Academy in Colorado Springs
BA, Engineering and Political Science
Ameriprise Financial Services, Inc. October 2010 - Present
Wells Fargo Advisors, LLC 2007 - October 2010
Banc of America Investments 1996 - 2007
Education
University of Phoenix 1998 — 2000
BS, Business Management
University of California, San Diego 1975 — 1978
History
SunEdison Semiconductor February 2011 - Present
Wells Fargo Advisors, LLC November 2010 - February 2011
NextEra Energy Power Marketing, LLC July 2009 - July 2010
Stanford Group Company March 2004 - March 2009
A.G. Edwards & Sons, Inc. May 1994 - February 2003
Boatmen's Trust Company 1991 - 1993
Skills
Financial Modeling, Investment Management, Financial Analysis, Equity Research, Investments, Due Diligence, Strategy, Investment Banking, Valuation, Market Research, Private Equity, Investor Relations, Finance, Executive Management, Venture Capital, Equities
Education
Washington University in St. Louis - Olin Business School 1993 — 1997
MBA, Corporate Finance
Tulane University - A.B. Freeman School of Business 1987 — 1991
BSM, Accounting / Finance
St. Louis Country Day 1986 — 1987
Northwestern Mutual Financial Network 2014 - Present
Wells Fargo Advisors, LLC 2011 - 2014
JHS Capital Advisors, LLC 2010 - 2011
Smith Barney 2004 - 2010
Skills
Investments, Management, Banking, Business Development, Financial Advisory, Wealth Management, Leadership, Series 7, Team Leadership, Recruiting, Professional Mentoring, Executive Coaching, Goal-oriented..., Investment Advisory, Finance, Mortgage Lending, Securities, Financial Services, Insurance, Mortgage Banking, Portfolio Management, Mutual Funds, Retirement Planning, Loans, Asset Allocation, Wealth Management..., Strategic Financial..., Asset Management, Fixed Income, Equities, Investment Strategies, Alternative Investments, Hedge Funds, Financial Planning
Education
University of Arkansas at Fayetteville
BSBA, Finance and Banking
Wells Fargo Advisors, LLC August 2012 - Present
Deloitte & Touche, LLP August 2008 - August 2012
Ernst & Young, LLP June 2007 - August 2007
Stone Carlie, LLC June 2006 - August 2006
Skills
Sarbanes-Oxley Act, Internal Controls, Auditing, CPA, Financial Reporting, Accounting, US GAAP, Financial Analysis, SEC filings, Big 4
Education
Truman State University 2007 — 2008
Masters of Accountancy
Truman State University 2003 — 2007
Bachelor of Science, Accounting
Villafranco Wealth Management December 2014 - Present
Wells Fargo Advisors, LLC May 2009 - April 2014
Wachovia Securities, LLC January 2007 - April 2009
Arthur J. Gallagher & Co. June 2005 - August 2005
Skills
Series 7, Fixed Income, Mutual Funds, Asset Allocation, Investments, Investment Strategies, Equities, Wealth Management, Financial Analysis, Retirement Planning, Valuation, Trading
Education
University of Arizona, Eller College of Management
Bachelor of Science in Business Administration, Business Management, 2006
Wells Fargo Advisors, LLC June 1998 - Present
Skills
Retirement Planning, Investments, Insurance, Securities, Series 7, Series 63, Series 65
Education
State University of New York at Albany 1998 — 2002
Master of Business Administration (MBA), Finance, General
State University of New York at Albany 1994 — 1996
Bachelor of Arts (B.A.), Psychology
Wells Fargo Advisors, LLC January 2015 - Present
Skills
Tailored Financial...
Education
University of California, Riverside 1992 — 1995
Bachelor of Science, Psychobiology
Portsmouth Financial Services September 2013 - Present
Wells Fargo Advisors, LLC July 2004 - September 2013
Smith Barney March 2000 - July 2004
Merrill Lynch 1998 - 2000
Skills
Credit, Loans, Insurance, Mutual Funds, Bonds, Cash Management, Wealth Management, Series 63, Strategic Financial..., Asset Management, ETFs, Series 7
Education
University of California, Davis
BA, International Relations: Global Politics
Rotary International August 2008 - Present
Wells Fargo Advisors, LLC January 2007 - Present
Summit Financial Products, Inc. January 1997 - January 2007
Education
FBI Citizen's Academy 2014 — 2014
Counter Intelligence, espionage, terrorism, weapons of mass destruction, etc
Citizen's Police Academy 2013 — 2014
Homewood Police Foundation Alumni, Law Enforcement Investigation and Interviewing
College for Financial Planning 2008 — 2008
Charter Retirement Planning Counslor, Finance
University of Alabama at Birmingham 1999 — 2004
Finance & Criminal Justice, Finance
Wells Fargo Advisors, LLC March 2013 - Present
Wells Fargo Advisors, LLC December 2011 - March 2013
Skills
Retirement Planning, Finance, IRAs, Financial Advisory, Roth IRA, Retirement, Small Business, 401k, Financial Goal Setting, Investment Guidance, Financial Guidance, Tax Efficient Strategies, Small Business Plans, Event Planning, Microsoft Office, Microsoft Word, PowerPoint, Investments, Public Speaking, Customer Service, Microsoft Excel, Social Media
Education
University of California, Irvine 2008 — 2012
Business Economics
Newbury Park High School 2004 — 2008
High School Diploma
Baxalta December 2014 - Present
Bain & Company September 2012 - November 2014
Deloitte Consulting May 2011 - August 2011
Wells Fargo Advisors, LLC January 2008 - August 2010
First Allied Securities October 2005 - January 2008
Skills
Business Strategy, Analytics, Equities, Financial Analysis, Investments, Asset Management, Consulting, Asset Managment, Equity Research, Public Speaking, Mergers & Acquisitions, Private Equity, Financial Services, Management
Education
University of Michigan - Stephen M. Ross School of Business 2010 — 2012
MBA
Truman State University 2001 — 2005
B.Sc., Economics
Galesburg High School
Galesburg High School
Wells Fargo Advisors, LLC January 2000 - Present
Education
University of California, Los Angeles 1995 — 1997
Business Economics
Wells Fargo Advisors, LLC November 2012 - Present
Morgan Stanley Smith Barney October 2007 - November 2012
Wells Fargo Investments, LLC July 2000 - October 2007
Skills
Investments, Retirement Planning
Education
University of California, Santa Barbara
Wells Fargo Advisors, LLC September 2001 - Present
Wachovia Securities, LLC January 2008 - May 2009
A.G. Edwards & Sons, Inc. September 2001 - January 2008
Skills
Retirement Planning, Retirement Plan..., 401k Rollovers, Investment Strategies, Multi-generational..., Wealth Preservation..., Tax Efficiency, Financial Advisory, Asset Allocation
Education
University of California, Los Angeles
Bachelor of Science (B.S.), Mathematical Economics
Goldman Sachs July 2015 - Present
Goldman Sachs May 2014 - August 2014
A. Gary Anderson Graduate School of Management March 2014 - June 2014
Bank of the West (BNP Paribas Group) June 2013 - August 2013
Wells Fargo Advisors, LLC July 2012 - September 2012
Education
University of California, Riverside 2011 — 2015
B.S., Business Administration, Finance
Università Commerciale 'Luigi Bocconi'
UCEAP Study Abroad, Financial Economics
University of Oxford
Oxford Young Entrepreneurial Leadership Program
Wells Fargo Advisors, LLC January 2007 - Present
Morgan Stanley 2001 - 2007
Skills
Investments, Asset Allocation, Mutual Funds, Retirement Planning, Retirement, Options, Investment Strategies, Wealth, ETFs, Municipal Bonds, Financial Analysis, Alternative Investments, Securities, IRAs, Financial Services, Financial Modeling, Saving for Education, Bonds, Fixed Annuities, Wealth Accumulation, Fixed Income, Leadership, Sales, Insurance, Finance, Solution Selling, Management
Education
University of California, Los Angeles 1973 — 1975
Bachelor of Arts, History
Verdugo Hills High School, Tujunga CA 1968 — 1971
Wells Fargo Advisors, LLC December 2013 - Present
Mitchell, Williams, Selig, Gates & Woodyard, P.L.L.C. May 2007 - August 2013
Skills
Research, Microsoft Office, PowerPoint, Adobe Creative Suite, Website Updating, Social Media Marketing, Public Relations, Advertising
Education
University of Arkansas at Little Rock 2003 — 2011
BA, Political Science and Government
Wells Fargo Advisors, LLC January 2011 - Present
Skills
Investments, Insurance, Wealth Management, Retirement Planning, Public Speaking, Retirement, Management, Leadership
Education
University of California, Berkeley
Doctor of Philosophy (PhD), Biophysics
WELLS FARGO ADVISORS, LLC July 2001 - Present
Skills
Retirement Planning, Wealth Management, Mutual Funds, Investments, Retirement, Strategic Financial..., Multi-generational..., Asset Allocation, Investment Planning, Financial Advisory
Education
US Air Force Academy 1989 — 1993
Bachelor of Science (B.S.), Political Science and Government
Webster University 1994 — 1996
Master of Business Administration (M.B.A.), Organizational Leadership
Dogwood Wealth Advisors, Raymond James Financial Services, Inc. May 2015 - Present
Wells Fargo Advisors, LLC August 2010 - April 2015
Morgan Stanley 2001 - 2004
Skills
Retirement Planning, Mutual Funds, Asset Allocation, Investments, Retirement, Investment Strategies, Risk Management, Securities, Investment Management, Bonds, Insurance, Retirement Plan..., Retirement Savings, Stock Analysis, Fixed-Income Strategies, Multi-Generational..., College Education..., Concentrated Stock..., 401k Rollovers, Wealth, Estate Planning
Education
Tulane University 1995 — 2000
BA, History
Wells Fargo Advisors, LLC December 2012 - Present
Merrill Lynch May 2010 - October 2012
Bank of America April 1994 - May 2010
MNB Brokerage Alternative November 1991 - April 1994
Skills
Series 7
Education
Tulane University 1975 — 1979
Bachelor of Arts (BA), Economics
The Lawrenceville School 1972 — 1975
Wells Fargo Advisors, LLC December 2010 - Present
Skills
Finance, Securities, Asset Allocation, Diversification, Planning, 401(k) Rollovers, Business-Owner Planning, Business Succession...
Education
University of Arkansas at Fayetteville 1971 — 1974
Bachelor of Science (BS), Business Administration, Management and Operations
Wells Fargo Advisors, LLC July 2008 - Present
Stifel Nicolaus March 2001 - July 2008
American Century Investments 1996 - 2001
Skills
FINRA Series 7, 63, 65..., Chartered Retirement..., Series 7, Retirement Planning, Mutual Funds, Investments, Financial Advisory, Marketing Strategy, Strategic Planning, Series 63, Marketing Communications, Marketing, Social Media Marketing, Series 65, Series 24, Asset Allocation, Wealth Management, Investment Advisory, FINRA, Business Development, Securities, Separately Managed..., Retirement, 401k, Investment Strategies, Alternative Investments, ETFs, IRAs, Defined Benefit
Education
Truman State University 1991 — 1995
B.S., Finance
Boston University
Certificate in Financial Planning, Financial Planning
Wells Fargo Advisors, LLC April 2010 - January 2012
Citrine by the Stones March 2008 - April 2010
Givaudan September 2004 - July 2007
Capilatis S.A. January 1998 - September 2004
Manuel Tienda Leon S.A. January 1996 - December 1997
Manuel Tienda Leon S.A. September 1994 - December 1995
Manuel Tienda Leon S.A. September 1993 - August 1994
Skills
Marketing, Market Research, Strategic Planning, Strategy, Negotiation, Management, Customer Service, Brand Management, Sales, Training, Teamwork, Marketing Strategy, Marketing Communications
Education
Universidad Argentina de la Empresa 1992 — 1998
B.A. Marketing, Marketing
Wells Fargo Advisors, LLC April 1995 - Present
Merrill Lynch 1991 - 1995
US Army May 1987 - October 1991
Skills
Investments, Risk Management, Finance, Alternative Investments, Retirement Planning, Mutual Funds, Financial Analysis, Financial Modeling, Securities
Education
United States Military Academy at West Point 1983 — 1987
Bachelor of Science (BS), Engineering
Wells Fargo Advisors, LLC February 2009 - Present
CITIGROUP GLOBAL MARKETS INC. January 1999 - February 2009
Skills
Disability Insurance
Education
University of California, Irvine
Benjamin F. Edwards & Co. September 2011 - Present
Wells Fargo Advisors, LLC April 2008 - September 2011
Wachovia/FirstPlace April 2008 - June 2009
Spectrum Healthcare Resources October 2007 - April 2008
Bulk Transport Company January 2007 - April 2008
Spectrum Healthcare Resources June 2007 - September 2007
Skills
Onboarding, Human Resources, Employee Relations, Employee Benefits, New Hire Orientations, Cold Calling, Full-cycle Recruiting, Orientation, PHR
Education
Webster University 2009 — 2011
Master, Human Resource Management
Truman State University 2005 — 2007
Bachelor of Science, Business Adminstration
Jefferson College 2003 — 2005
Assoicate of Arts, General
Crystal City
Crystal City
Wells Fargo Advisors December 2014 - Present
Wells Fargo Advisors, LLC August 2002 - December 2014
A.G. Edwards & Sons, Inc. 2002 - 2007
UnitedHealthcare November 2000 - January 2002
Corporate Express Promotional Marketing August 1994 - November 2000
Skills
Budgets, Project Management, Print Production..., Traffic Management, Strategic Sourcing, Advertising, Analysis, B2B, Business Development, Business Process..., CRM, Creative Direction, Customer Satisfaction, Digital Marketing, Digital Printing, Direct Mail, Email Marketing, Direct Marketing, Purchasing, Strategy, Trade Shows
Education
Truman State University 1988 — 1992
Bachelor of Science, Business Administration - Marketing
Kelly Community Federal Credit Union June 2015 - Present
Kelly Community Federal Credit Union January 2015 - June 2015
Kelly Community Federal Credit Union June 2012 - January 2015
Wells Fargo Advisors, LLC April 2011 - June 2012
Envoy Mortgage September 2008 - April 2011
Texas Mortgage Source September 2005 - September 2008
Wells Fargo Home Mortgage March 2005 - September 2005
Centex Home Equity April 2003 - March 2005
American General Finance June 1998 - April 2003
Skills
Mortgage Lending, Loans, Loan Origination, Mortgage Banking, Refinance, Real Estate, FHA, Finance, Credit, Residential Mortgages, First Time Home Buyers, Banking, FHA financing, Consumer Lending, Customer Service, Home Equity Loans, Credit Unions, Government Loans, Management, Investment Properties, Construction Loans, Sales, Underwriting, Credit Analysis, New Home Construction..., VA Loans, Interim Construction..., Conventional..., Collections, Collections Management
Education
University of Texas at Tyler 1992 — 1995
Bachelor, Business Administration
Tyler Junior College 1989 — 1992
Associates, Business
Linden Kildare High School 1985 — 1989
WELLS FARGO ADVISORS, LLC 2008 - Present
Skills
Strategic Planning, 401(k) Rollovers, Investment Planning, Risk Management, Finance, Business Strategy, Investments, Small Business, Business Development
Education
UCLA 1986 — 1991
Bachelor's degree, Economics
San Ramon Valley HS
Boyd Financial Group a Raymond James Affiliate August 2015 - Present
Wells Fargo Advisors, LLC February 2003 - July 2015
Skills
Banking, Finance, Asset Allocation, Financial Analysis, Investments, Mutual Funds, Portfolio Management, Retirement Planning, Wealth Management
Education
University of Alabama 1998 — 2001
Ambergris Wealth Management, LLC July 2013 - Present
Wells Fargo Advisors, LLC April 2010 - July 2013
The Journal News/LoHud.com 1998 - 2009
Winston-Salem Journal/JournalNow.com 1985 - 1998
Skills
Retirement Income..., Social Security..., Investment Strategies, Mutual Funds, 529 Plans, Asset Allocation, ETFs, Alternative Investments, Variable Annuities, Stocks, Portfolio Assessment, Closed-end Funds, Options Strategies, Fixed Income Strategies, Long Term Care Insurance, Life Insurance, Fixed Annuities, Immediate Annuities
Education
Tulane University 1975 — 1979
BA, Political Science
Wells Fargo Advisors, LLC October 2010 - Present
Education
State University of New York at Albany 2006 — 2010
Bachelor of Arts (B.A.), Sociology
Wells Fargo Advisors, LLC October 1997 - Present
Education
University of California, San Diego 1993 — 1997
Wells Fargo Advisors, LLC September 2013 - Present
Deutsche Bank Alex. Brown October 2006 - September 2013
Neuberger Berman February 2003 - October 2006
Skills
Investments, Asset Allocation, Finance, Hedge Funds, Equities, Securities, Alternative Investments, Fixed Income, Capital Markets, Retirement, Bonds, Valuation, Private Equity, Equity Derivatives, Wealth Management, Wealth Management...
Education
University of Arizona 1991 — 1995
Wells Fargo Advisors, LLC February 2015 - Present
Wells Fargo Advisors, LLC February 2014 - February 2015
Merrill Lynch January 2003 - February 2014
Morgan Stanley Dean Witter August 1999 - January 2003
Morgan Stanley Dean Witter March 1997 - August 1999
Skills
Financial Advisory, Asset Allocation, Finance, Retirement Planning, Alternative Investments, Retirement, Mutual Funds, Investments, Risk Management, Investment Strategies, Equities, Securities, Life Insurance, Fixed Annuities, Fixed Income, IRAs, 401k, Retirement Plans, investment planning
Education
University of Arizona 1994 — 1999
BS, Finance and Economics
Wells Fargo Advisors, LLC May 2009 - 2010
Wachovia Securities September 2004 - April 2009
Prudential Securities August 1999 - August 2004
Elizabeth Kellen Design January 1985 - March 1999
Sottsass Associati September 1988 - March 1990
Education
University of California, Los Angeles
Bachelor of Arts (B.A.), Industrial and Product Design
Wells Fargo Advisors, LLC June 1990 - Present
A.G. Edwards 1990 - Present
Cerner Corporation June 1987 - June 1990
Education
Truman State University
Wells Fargo Advisors, LLC December 2013 - Present
Lofy Group Wealth Management, Inc. March 1999 - July 2013
Training a la Carte August 1993 - October 1998
General Leasing Co. May 1990 - August 1993
Teen Challenge of Arizona January 1989 - March 1990
Skills
Microsoft Word, Microsoft Excel, Training, Accounts Receivable, Customer Service, Bookkeeping, Leadership, Microsoft Office, Accounting, Financial Reporting
Education
University of Arizona 1984 — 1988
Bachelor of Science, Business Administration
Wells Fargo Advisors, LLC June 2004 - Present
Etrade Financial May 2003 - June 2004
Skills
Finance, Series 7, Investments, Series 63, Strategic Financial..., Retirement Planning, Insurance, Financial Analysis, Sales
Education
University of California, Davis 2010 — 2013
Master of Business Administration (MBA), Accounting and Finance
University of California, Davis 1997 — 2002
Bachelor of Science (BS) and Bachelor of Arts (BA), Managerial Economics and Ancient History
Holds FINRA Series 7, 63, 65
Wells Fargo Advisors, LLC April 2013 - Present
Target March 2006 - April 2013
Target April 2009 - April 2010
Target June 2004 - March 2006
US Army June 1999 - May 2004
Skills
Investment Planning, Retirement Planning, Fixed Income Strategies, Risk Management, 401k Rollovers, Securities, Insurance, Leadership, Operations Management, Strategy, Logistics, Inventory Management, Military, Training, Team Building, Team Leadership, Process Improvement, Supply Chain Management, Inventory Control, Logistics Management, Operational Planning, Cross-functional Team..., Project Planning, Leadership Development, Army, Warehousing, Supply Chain, Military Experience, National Security, Asset Allocation, Military Logistics, Military Operations, Investments
Education
United States Military Academy at West Point 1995 — 1999
Economics
Federal Reserve Information Technology May 2014 - Present
ruota consulting limited February 2014 - April 2014
Strategic Staffing Solutions (Capital One) November 2012 - November 2013
Allianz Global Assistance (UDig through February, 2012) February 2011 - November 2012
Wells Fargo Advisors, LLC April 2010 - February 2011
Raymond James September 2009 - March 2010
WACHOVIA SECURITIES, LLC February 2004 - November 2008
Skills
SDLC, Project Management, Process Engineering, Financial Analysis, Six Sigma, Leadership, Marketing, Database Administration, Customer Service, Strategy, Databases, Functional Requirements, Networking, Recruiting, Sales
Education
Villanova University 2011 — 2011
Advanced Masters Certificate in Applied Project Management, Project Management, Resource allocation, A
Project Management Institute 2009 — 2009
PMP, Project Management
Villanova University 2008 — 2009
SSGB, Six Sigma Green Belt
ECPI Technical College 2001 — 2003
Associate of Applied Science, Web Development
University of Virginia 1987 — 1989
Bachelor of Science, Commerce; Finance
Universidad de Salamanca 1987 — 1987
Spanish
Wells Fargo Advisors, LLC July 2013 - Present
Morgan Stanley April 2000 - July 2013
A.G. Edwards & Sons, Inc. August 1990 - April 2000
Skills
Finance, Insurance, Asset Allocation, Fixed Annuities, Bonds, ETFs, Mutual Funds, Stocks, Annuities
Education
University of Arkansas
Bachelor of Arts (B.A.)
Wells Fargo Advisors, LLC November 2012 - Present
JHS Capital Advisors November 2010 - September 2011
Sequoyah 1st Discount January 1997 - October 2010
Owner OZARK PHOTOWORKSHOPS 2000 - 2002
A.G. Edwards & Sons, Inc. 1984 - 1997
Skills
Investments, Finance, Insurance, Risk Management, Retirement Planning, Financial Analysis, IRAs, Valuation, Mutual Funds, Retirement, Securities, Fixed Annuities, Strategic Planning, Analysis, Financial Reporting
Education
University of Arkansas
University of Arkansas at Fayetteville
business/nursing
Merrill Lynch April 2015 - Present
Wells Fargo Advisors March 2013 - April 2015
Wells Fargo Advisors LLC April 2011 - February 2013
PNC Wealth Management 2008 - 2011
PNC Wealth Management 2006 - 2008
Skills
Banking, Alternative Investments, Asset Management, Securities, Portfolio Management, Financial Analysis, Uniform Combined State..., Credit Analysis, Fixed Income
Education
University of Baltimore 2006 — 2009
BS, Finance
Wells Fargo Advisors, LLC September 2009 - Present
Morgan Stanley October 2008 - August 2009
Wachovia Securities June 2001 - October 2008
robertson stephens March 1999 - April 2001
Prudential Securities October 1988 - April 1999
Education
University at Albany, SUNY 1984 — 1988
ba, sociology, business
West Hempstead High School 1980 — 1984
Wells Fargo Advisors, LLC February 2008 - Present
SunTrust Investment Services January 1997 - February 2008
Education
University of Alabama 1988 — 1992
B.S., Finance
Wells Fargo Advisors, LLC February 2009 - Present
John Hancock Life Insurance Company (U.S.A.) September 2008 - January 2009
Education
University of Arizona 2003 — 2008
B.A., Communication, Business, Spanish, Portuguese
Wells Fargo Advisors, LLC March 1994 - Present
Skills
Investments, Insurance, Finance, Portfolio Management, Risk Management, Wealth Management, Financial Analysis, Financial Services, Retirement Planning, Mutual Funds
Education
UC Berkeley 1980 — 1984
Bachelor of Arts (B.A.), Genetics
San Mateo High School
Wells Fargo Advisors, LLC May 2008 - Present
Citi Smith Barney April 1983 - May 2008
Dean Witter now Morgan Stanley September 1979 - August 1982
Education
University of Tampa - John H. Sykes College of Business 1974 — 1979
MBA, Business
Tulane University 1970 — 1974
BS, Psychology
PNC February 2015 - Present
PNC Wealth Management 2012 - February 2015
Wells Fargo Advisors, LLC March 2009 - September 2012
Morgan Stanley Smith Barney January 2001 - March 2009
Naval Special Warfare 1995 - 2000
Skills
Leadership, Motivational Speaking, Team Building, Team Management, Team Leadership, Teamwork, Retirement Planning, Investments, Wealth Management, Mutual Funds, Finance, Financial Advisory, Retirement, Financial Services, Risk Management, Alternative Investments, Asset Allocation, Portfolio Management, Asset Management, Financial Analysis, Strategic Financial..., Financial Modeling, Investment Advisory, Securities, Estate Planning, Investment Management, Investment Strategies
Education
United States Naval Academy 1991 — 1995
Economics, German
St. Francis de Sales 1987 — 1991
H.S.
Wells Fargo Advisors, LLC February 2008 - Present
Morgan Stanley January 2005 - February 2008
Skills
Retirement Planning, Series 7
Education
University of California, Los Angeles 1999 — 2004
Bachelor of Science, Mathematics/Economics
Wells Fargo Advisors, LLC January 2006 - Present
AmSouth Bank Asset Management October 2003 - December 2005
Education
University of Alabama, Manderson Graduate School of Business 2001 — 2003
MBA, Finance
Vanderbilt University 1997 — 2001
Chartered Financial Analyst
Wells Fargo Advisors, LLC October 2007 - Present
Wells Fargo Advisors October 2007 - Present
Merrill Lynch August 1995 - September 2007
Skills
Investments, Finance, Asset Allocation, Insurance, Mutual Funds, Retirement, Investment Strategies, Retirement Planning, 401k, IRAs
Education
University of Alabama at Birmingham
BS-Business, Finance
Wells Fargo Advisors, LLC December 1998 - Present
Skills
Investment Strategies, Investment Planning, 401(k) Rollovers, Asset Allocation, Retirement Planning, Stock Analysis, Wealth-Preservation..., Retirement Savings, Risk Management, Securities, Fixed-Income Strategies, Insurance, Estate Investment..., Retirement-Plan..., Business-Owner Planning, Business-Succession...
Education
United States Air Force Academy 1966 — 1970
Bachelor's Degree, Science
University of Dayton 1970 — 1972
Master of Business Administration (M.B.A.)
Wells Fargo Advisors, LLC April 2014 - Present
Morgan Stanley Wealth Management October 2012 - July 2013
Union Bank January 2012 - October 2012
Private Family Office January 2005 - January 2012
Wells Fargo May 1994 - January 2005
Skills
Investments, Mutual Funds, Asset Allocation, Retirement Planning, 401k, Insurance
Education
University of California, Davis 1976 — 1981
Bachelor of Arts (BA), Psychology
crestmoor
crestmoor
Wells Fargo Advisors, LLC March 1990 - Present
Skills
Wealth Preservation, 401K Rollover, Asset Allocation, Estate Planning..., Financial Advisory
Education
University at Buffalo
Bachelor of Science, Business Administration
Ameriprise Financial Services, Inc. February 2014 - Present
Deskhub 2014 - Present
Wells Fargo Advisors, LLC March 2007 - February 2014
UBS October 2000 - March 2007
Piper Jaffray 2000 - 2006
Education
University of Arizona 1995 — 1999
Bachelor of Arts (B.A.), Psychology
University of California, Berkeley
Certified Investment Management Analyst (CIMA)
Wells Fargo Advisors, LLC August 2006 - Present
Smith Barney 1992 - 2006
Skills
Retirement Planning, Wealth Management
Education
University of California, Los Angeles 1975 — 1979
Bachelor of Arts (B.A.), Political Science and Government
Wells Fargo Advisors, LLC May 2014 - Present
Wells Fargo Advisors, LLC May 2012 - May 2014
Wells Fargo Advisors, LLC September 2008 - June 2012
Cheresse Ink, LLC June 2007 - June 2008
Skills
Securities, Risk Management, Series 7, Business Development, Program Management, Event Planning, Project Management
Education
University of Illinois at Urbana-Champaign 2004 — 2008
International Studies, Media Studies/Communications, Spanish
Universidad de Deusto 2007 — 2007
Spanish Language and Literature
Wells Fargo Advisors. LLC February 2009 - Present
Citi Smith Barney November 2006 - February 2009
Skills
Investments, Insurance, FINRA, Certified Financial..., Asset Allocation, Retirement Planning, Financial Advisory, Wealth Preservation..., Multi-generational..., Risk Management, Fixed Income Strategies, Business Owner Planning, 401k Rollovers
Education
Tulane University - A.B. Freeman School of Business 2001 — 2006
Master of Finance, Finance
riverdale country school
riverdale country school
Wells Fargo Advisors, LLC 2006 - Present
Citicorp Investment Services 1998 - 2006
Bank of Boston-Florida 1996 - 1997
Skills
Investments, Certified Financial..., Mutual Funds, Financial Advisory, Retirement Planning, Wealth Management, Asset Allocation, Investment Advisory, Securities, Finance, Insurance, Private Banking, Loans, Wealth, Management, Investment Strategies, Asset Management, Estate Planning, New Business Development, Wealth Management..., 401k, Life Insurance, Retirement, Strategic Financial..., IRAs, High Net Worth..., Fixed Annuities, FINRA, ETFs, Alternative Investments
Education
State University of New York at Albany 1977 — 1981
Bachelor of Arts (BA), Sociology, Business Administration
Wells Fargo Advisors, LLC May 2009 - Present
Education
University of Arkansas
MBA, Business Administration
Wells Fargo Advisors, LLC March 1994 - Present
Education
University of California, Berkeley 1980 — 1985
Bachlors, Genetics
Wells Fargo Advisors, LLC March 2009 - Present
Northern Trust Securities Services (Ireland) Limited October 2005 - March 2009
Education
University of California, Berkeley 1992 — 1994
Bachelor's degree, Legal Studies, General
Wells Fargo Advisors, LLC August 2012 - November 2014
Wells Fargo Advisors January 2011 - August 2012
E*TRADE Financial 2008 - 2008
E*TRADE Financial 2007 - 2008
Skills
Research, Escalation, Customer Service, IRAs, Asset, AML, Retirement, Trading, Options, Call Center, Fixed Income, Series 7, Series 63, Series 9, Series 10, Situational Leadership
Education
The Manchester Metropolitan University 2002 — 2003
University of California, Davis 1998 — 2000
J.P. Morgan August 2012 - Present
Wells Fargo Advisors, LLC November 2001 - August 2012
BKP Capital Management October 1997 - October 2001
Skills
Series 7, Wealth Management, Portfolio Management, Investments, Asset Allocation, Series 63, Investment Advisory, Alternative Investments, Fixed Income, Securities, Equities, Asset Management, Strategic Financial...
Education
University of California, Davis 1987 — 1992
Bachelor of Arts (B.A.), Economics
Wells Fargo Advisors, LLC 2006 - Present
Skills
Series 7, Mutual Funds, Wealth Management, Series 63, Retirement Planning, Securities, Retirement, Investment Advisory, Financial Advisory, Asset Allocation, 401k, Investment Strategies
Education
University of California, Los Angeles 1965 — 1969
Literature
Wells Fargo Advisors, LLC April 2012 - Present
Skills
Investments, Insurance, Retirement Planning, Retirement, Mutual Funds, Strategic Financial...
Education
UCLA
Bachelor of Arts, Economics
Wells Fargo Advisors, LLC
Education
UC Davis
Bachelor of Science (B.S.), Economics
Wells Fargo Advisors, LLC October 2010 - Present
UBS Wealth Management June 1995 - October 2010
Education
University at Buffalo
Wells Fargo Advisors, LLC July 2013 - Present
Education
University of California, Riverside 2000 — 2004
Business Administration, Finance
Wells Fargo Advisors, LLC November 2005 - Present
Skills
Financial Advisor, Financial Services, Investments, Insurance, Retirement Planning, Finance, Strategy, Portfolio Management, Asset Management, Banking, 401k Rollovers, Retirement Savings
Education
University of California, Davis 1997 — 2001
Bachelor's Degree