Wells Fargo Advisors, LLC
Industry: Subsidiary
DescriptionWells Fargo Advisors is a subsidiary of Wells Fargo, located in St Louis, Missouri. It is the ninth largest brokerage firm in the United States as of August 17, 2017 with $490 billion retail client assets under management. Headquarters: St. Louis, Missouri, United States Number of employees: 15,000 Advisors Parent organization: Wells Fargo Founded: 4 September 2001 Total assets: 490 billion USD Subsidiaries: Wachovia Securities (Argentina) LLC (Buenos Aires Argentina),
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Wells Fargo Advisors, LLC Employees
UBS Wealth Management August 2015 - Present
Marist College September 2012 - Present
Marist College September 2012 - Present
UBS Wealth Management June 2014 - August 2014
Wells Fargo Advisors, LLC April 2013 - January 2014
Marist College August 2012 - December 2013
Enterprise Ireland January 2013 - May 2013
Township of Cumru June 2010 - August 2012
Marist College August 2011 - May 2012
Skills
Organization, Microsoft Excel, Microsoft Word, Hardworking, Event Planning, Leadership, Time Management, Recruiting, Customer Service, Facebook, Budgets, Accounting, Teamwork, PowerPoint, Event Management
Education
Marist College 2011 — 2015
Bachelor of Science (BS) and Bachelor of Arts (BA), Business Administration: Finance and Economics, Senior
Trinity College Dublin 2013 — 2013
Business Administration and Management, General
East China Normal University 2012 — 2012
Global Business
Wells Fargo Advisors, LLC 2008 - Present
Citi 2004 - 2008
Edward Jones 2001 - 2004
Skills
401k Rollovers, Asset Allocation, Financial Analysis, Financial Services, Fixed Income Strategies, Investment Strategies, Investments, Retirement, Retirement Plan..., Retirement Planning, Risk Management, Mutual Funds, Bonds, Unit Investment Trusts, Income Strategies, Annuities, Tax Efficient Strategies, Preferreds
Education
Dallas Baptist University 1990 — 1993
Master of Business Administration (MBA), Finance, General
University of North Texas 1984 — 1987
Bachelor of Business Administration (BBA), Finance, General
Wells Fargo Advisors, LLC March 2013 - Present
Education
Duquesne University
Wells Fargo Advisors, LLC December 2005 - Present
Education
Cornell University 2003 — 2007
Bachelor of Science, Hospitality Administration
Moeller High School
Wells Fargo Advisors, LLC March 2011 - Present
Wells Fargo Bank April 2005 - March 2011
Wells Fargo Bank August 2004 - April 2005
Skills
401(k) Rollovers, Asset Allocation, Estate Investment..., Financial Services, Insurance, Investments, Retirement Planning, Risk Management, Strategic Planning, Wealth Analysis, Annuities, Business Development, Customer Service, Deferred Compensation..., Financial Advisory, Financial Analysis, Investment Planning, Investment Strategies, Leadership, Management, Multigenerational..., Mutual Funds, Organization Skills, Project Management, Relationship Management, Retirement, Retirement Plan..., Retirement Savings, Securities, Stock Analysis, Tax Efficient Strategies, Team Building, Volunteering, Wealth Preservation..., Fixed Annuities
Education
Dixie State University 2000 — 2003
Bachelor of Science, Business Administration
Pine View High School 1993 — 1997
LPL Financial April 2012 - Present
Wells Fargo Advisors, LLC June 2008 - April 2012
UBS Wealth Management January 2005 - June 2008
UBS Global Asset Management November 1997 - December 2004
The Northern Trust International Banking Corporation 1995 - 1997
Skills
Strategic Financial..., Mutual Funds, Investments, Retirement Planning, Alternative Investments, Asset, Estate Planning, Business Valuation, Accounting, Long-term Care, Financial Reporting, Financial Analysis
Education
Northwestern University - Kellogg School of Management 2000 — 2003
MBA, Marketing and (Management and Strategy)
DePaul University 1989 — 1994
BS, Accounting
Wells Fargo Advisors, LLC May 2014 - Present
LSM Insurance Associates August 2008 - March 2010
Aon Consulting Group October 2002 - November 2004
Aon Consulting Group April 2000 - October 2002
Aon Consulting Group July 2001 - September 2001
Mercer Delta Consulting December 1997 - April 2000
New Jersey Symphony Orchestra October 1996 - December 1997
New Jersey Symphony Orchestra June 1996 - October 1996
Skills
Employee Benefits, Human Resources, Insurance, Benefits Design, Account Management, Finance
Education
The Johns Hopkins University 2000 — 2002
Master of Science (MS), Organization Development / Human Resources
Duquesne University 1992 — 1996
Bachelor of Science (BS), Business Administration and Management, General
Penn-Trafford High School
Wells Fargo Advisors, LLC January 2008 - Present
SunTrust Investment Services December 2002 - January 2008
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Research, PowerPoint, Sales, Leadership, Training
Education
East Carolina University - College of Business 1996 — 2000
Bachelor of Science (B.S.), Business Administration with a concentration in Financial Services
Wells Fargo Advisors, LLC 2012 - Present
Wells Fargo Advisors, LLC 2002 - Present
Skills
Retirement Planning, Mutual Funds, Financial Analysis, Insurance, IRAs, Investments, Asset Allocation, Customer Service, Finance, Financial Services, Retirement, 401k Rollovers
Education
Eastern Illinois University 1997 — 2001
Bachelor of Science, Business
Wells Fargo Advisors, LLC January 2011 - Present
Morgan Stanley June 1989 - January 2011
Education
Dowling College 1994 — 1996
Master of Business Administration (M.B.A.), Banking and Financial Support Services
SUNY Albany 1985 — 1989
Bachelor of Arts (B.A.), English Language and Literature, General
Wells Fargo Advisors, LLC November 2009 - Present
SKL Investment Group, LLC October 2001 - November 2009
Education
Eastern Illinois University 1998 — 2001
Bachelors of Science, Business
Wells Fargo Advisors April 2011 - Present
Southern Illinois University Edwardsville January 2007 - Present
Celtic Consulting October 2010 - January 2011
Wells Fargo Advisors, LLC 1980 - 2009
Skills
Project Management, Business Process..., Team Leadership, Customer Service, PMP, Management, Leadership, Training, Instructional Design, Project Planning, Cross-functional Team..., Staff Development, Change Management, Strategic Planning, Process Improvement, Human Resources, Consulting, Organizational...
Education
Eastern Illinois University
BS in Education
Southern Illinois University, Edwardsville
MBA
Wells Fargo Advisors, LLC November 2013 - August 2015
Centurion Medical Products September 1994 - November 2013
United States Air Force September 1987 - November 1991
Skills
Financial Advisory, Retirement Planning, 401k Rollovers, Retirement Savings, Mutual Funds, Relationship Management, Financial Services, Investments, Financial Analysis, Wealth Preservation..., Business Owner Planning, Variable Annuities, Life Insurance, Fixed Annuities, IRAs, SEP IRA, Roth IRA, 529 Plans, Stocks, Long-term Care, Healthcare, Retirement, Leadership, Investment Strategies, Customer Service, Team Building
Education
Century University 1994 — 1996
Bachelor's Degree, Health/Health Care Administration/Management
Community College of the US Air Force 1989 — 1991
Associate's Degree, Fire Science/Fire-fighting
Wells Fargo Advisors, LLC January 2011 - October 2014
PSC, LLC June 2007 - December 2010
Lake Washington Technical College March 2010 - July 2010
Bellevue College September 2009 - January 2010
Children's Institute for Learning Differences/CHILD 2009 - 2010
Siemens / Shared Medical Systems September 1986 - June 2007
Siemens Medical Solutions, Health Services, USA 2000 - 2007
Garden City Osteopathic Hospital 1980 - 1985
Skills
Life Insurance, Financial Services, Qualified Retirement..., Long Term Care Insurance, Retirement Income..., Healthcare IT Strategies, Healthcare Information..., Medical Technology
Education
Eastern Michigan University 1982 — 1984
BS, Medical Technology & Biochemistry
Loyola University Chicago
Loyola University Chicago
Loyola University Chicago
Sinclair Broadcast Group March 2014 - Present
Cedar Rapids Country Club May 2012 - August 2012
Wells Fargo Advisors, LLC June 2009 - August 2011
Skills
PowerPoint, Microsoft Office, Microsoft Excel, Microsoft Word, Research, Social Media, Data Entry, Facebook, Social Networking, Finance, Video Production
Education
Doane College 2011 — 2014
B.A., Business
Wells Fargo Advisors, LLC December 2005 - Present
Morgan Stanley January 1999 - December 2005
Education
Duke University 2007 — 2008
Advanced Education, Certified Financial Planning
Mount Olive College
Bachelor Science, Organizational Development
Western Michigan University
Associate Business, Paralegal
Wells Fargo Advisors, LLC January 2009 - Present
Citigroup Global Markets September 2003 - January 2009
Skills
Investments, Retirement Planning, Finance, Asset Allocation, Mutual Funds, Retirement, Securities, Financial Services, Alternative Investments, Asset Management, Equities, Fixed Income, Fianancial Advisory
Education
Dowling College 1989 — 1993
Bachelor of Business Administration (B.B.A.), Finance, General
Wells Fargo Advisors, LLC June 2014 - Present
Farmers Insurance July 2010 - June 2014
Skills
Workers Compensation, Insurance, Sales, Team Building, Event Planning, Professional Liability, Customer Service, Underwriting, Marketing, Leadership, Training
Education
CSU Chico
Dominican University of California
BS, Business Administration
Wells Fargo Advisors, LLC January 2009 - Present
Merrill Lynch October 1995 - January 2009
Skills
Investments, Financial Services, Financial Advisory, Retirement Planning, Financial Analysis, Strategic Planning, Fixed Income, Retirement, Asset Allocation, Risk Management
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2000 — 2003
Master of Business Administration (MBA)
Drake University 1990 — 1994
Bachelor of Science (BS)
Weber HS
Wells Fargo Advisors, LLC May 2007 - Present
A.G. Edwards August 1997 - May 2007
A.G. Edwards May 1995 - August 1997
Skills
Retirement Planning, IRAs, Fixed Annuities, Retirement Income..., Saving for Education, Insurance
Education
Kansas State University 1992 — 1995
Bachelor of Business Administration (B.B.A.), Marketing
Dodge City Community College 1990 — 1992
Associate of Arts (A.A.), Business Administration and Management, General
Wells Fargo Advisors, LLC April 2014 - Present
Morgan Stanley August 2011 - April 2014
Bogardus & Associates, P.C. March 1998 - August 2011
City of Salida, Colorado January 2004 - July 2011
Skills
Asset Allocation, Retirement Planning, Business Retirement..., Life Insurance, Diversifying...
Education
Dartmouth College 1983 — 1987
A.B., English
University of Washington School of Law 1991 — 1994
Juris Doctor
University of Washington 1992 — 1995
Master of Science (M.S.), College of Forest Resources, Natural Resource Policy and Management
Wells Fargo Advisors, LLC October 2013 - Present
BB&T January 2009 - October 2013
BB&T January 2008 - July 2008
Vanguard May 2007 - August 2007
Skills
Wealth Management, Finance, Private Banking, Relationship Management, Analysis, Leadership, Portfolio Management, Strategic Financial..., Loans, Financial Planning, Credit, Commercial Lending, Retirement Planning, Consumer Lending, Credit Analysis, Retail Banking, Small Business Lending
Education
East Carolina University 2005 — 2008
Business, Finance
Contenda Marketing Group, LLC January 2013 - Present
Old North Capital Partners, LP July 2011 - December 2012
Randolph Investment Services September 2009 - July 2011
Wells Fargo Advisors, LLC September 2007 - August 2009
Skills
Financial Analysis, Risk Management, Forecasting, Strategic Planning, Futures Trading, Alternative Assets, Alternative Investments, Real Estate Economics, Commodity Markets, Commodity Risk..., Commodity Pricing, Energy Derivatives, Equity Derivatives, Options, Portfolio Management, Investments, Investment Strategies, Private Equity, Currency, Derivatives, Fixed Income
Education
East Carolina University 2002 — 2006
BS, Political Science and Government
Wells Fargo Advisors, LLC July 2011 - Present
Morgan Stanley Smith Barney November 2005 - July 2011
Harris Investor Services January 1994 - November 2005
Skills
Retirement Planning, Investments, Asset Allocation, Insurance, Investment Strategies, 401k Rollovers, Investment Planning, Tax-efficient Strategies, Wealth Preservation..., Mutual Funds & Annuities
Education
Eastern Illinois University 1971 — 1975
BS, Home Economics
Raymond James Financial Inc. November 2014 - Present
Raymond James Financial Inc. November 2014 - Present
Wells Fargo Advisors, LLC November 2012 - November 2014
Lincoln Financial Group June 2011 - September 2011
Prudential Financial November 2005 - June 2011
Principal Financial Group May 2003 - November 2005
MetLife June 1999 - May 2003
New York Life Insurance Company June 1996 - May 1999
CIGNA Retirement June 1995 - May 1996
Principal Financial Group June 1992 - May 1995
Skills
Defined Contribution, Retirement Plan..., Defined Benefit, 401k, Wealth Management, Financial Advisory, Retirement Planning, Investment Strategies, Mutual Funds, Equities, Bonds, Alternative Investments, Deferred Compensation, Fiduciary Services, Asset Allocation, Pensions, Series 7, Investment Advisory
Education
Drake University 1989 — 1992
BS, Corporate Finance, Economics
University of Delaware 1988 — 1989
Finance, Economics, International Studies
Allianz Global Investors Center for Behavioral Finance
Certified Behavioral Financial Analyst, Behavioral Finance
True Athelite, LLC January 2011 - Present
Wells Fargo Advisors, LLC August 2010 - June 2011
Reyes-Arcangel Medical Clinic May 2008 - June 2011
The Fordham University Entrepreneurship Society October 2010 - May 2011
Skills
Entrepreneurship, Financial Analysis, Web Development, Product Development, Business Development, Social Media Marketing, Marketing Strategy, Budgets, Social Media, SEO, Management, Leadership, Supply Chain Management, Budgeting, Organizing, Public Relations, Research, Start-ups, Analysis, Marketing, Market Research, Blogging, Strategy, Competitive Analysis, Microsoft Excel
Education
Columbia University in the City of New York 2011 — 2012
Marketing
Fordham University 2007 — 2011
B.S., Business Administration
Fifth Third Bank October 2014 - Present
Fifth Third Bank December 2013 - October 2014
Buckeye International November 2009 - November 2013
Wells Fargo Advisors LLC December 2008 - June 2009
Skills
Marketing Strategy, Analysis, Customer Service, Advertising, Time Management, Market Research, Awesomeness, Marketing Research, Leadership, Swag, Event Planning
Education
East Carolina University - College of Business 2004 — 2008
Business Administrative, Marketing
Wells Fargo Advisors, LLC September 1988 - Present
Skills
Retirement Planning, Mutual Funds, Investments, Portfolio Management, Retirement
Education
Drexel University 1984 — 1988
Bachelor of Science (BS), Finance, General
Wells Fargo Advisors, LLC May 2012 - Present
Skills
Asset Allocation, Investments, Mutual Funds, Separately Managed..., 401k, Securities, Options, Financial Advisory, Alternative Investments, ETFs, Retirement Planning, Fixed Income, Bonds, Fixed Annuities, Retirement, Estate Planning, Investment Strategies, Municipal Bonds, Equities, Hedge Funds, Financial Markets, Trading
Education
Drew University 1981 — 1985
Bachelor of Arts (B.A.), Economics
Tilton School 1976 — 1981
Wells Fargo Advisors, LLC September 2001 - Present
Education
Duquesne University 1987 — 1991
Bachelor of Science (B.S.), Finance
BluHawk Wealth Management June 2013 - Present
Wells Fargo Advisors, LLC February 1996 - June 2013
Ernst & Young May 1995 - February 1996
BlueCross BlueShield of SC June 1994 - May 1995
Raytheon May 1988 - August 1992
Skills
Investments, Finance, Management, Budgets, Financial Services, Series 7, Asset Allocation, Wealth Management..., Retirement Planning, Series 63, Mutual Funds, Alternative Investments, Investment Strategies, Investment Advisory, Wealth Management, Portfolio Management, Asset Management, Retirement, Strategic Financial..., Series 65
Education
Duke University - Fuqua School of Business 1992 — 1994
Master of Business Administration (MBA)
The University of Iowa 1984 — 1988
Bachelor of Business Administration (BBA), Finance
4 Oaks Wealth Management LLC November 2012 - Present
Wells Fargo Advisors, LLC June 1996 - November 2012
Skills
Investment Advisory, Securities, Finance, Employee Benefits, FINRA, CRM, Management
Education
Cornerstone University 1992 — 1996
Accounting, Business
Faith Christian School 1989 — 1992
Medinah Christian
Wells Fargo Advisors, LLC April 2003 - Present
Morgan Stanley Smith Barney 2001 - 2003
HR Logic 2000 - 2001
Ecolab 1995 - 2000
Fidelity Bond and Mortgage 1986 - 1987
Skills
Retirement Planning, Investments, Mutual Funds, Finance, Employee Benefits, 401k, New Business Development, Insurance, Life Insurance, Fixed Annuities, Small Business, Public Speaking, Financial Analysis, Qualified Retirement..., Insurance Planning, Financial Planners
Education
Drexel University 1981 — 1986
Drexel University - LeBow College of Business 1981 — 1986
Marketing, Finance
Haverford High School 1977 — 1981
Moody's Investors Service June 2015 - Present
Licensed Real Estate Broker May 2007 - Present
Case Property Services May 2013 - June 2015
Wells Fargo Advisors, LLC September 2011 - May 2013
Signature Group Investments January 2011 - May 2011
Citigroup March 2005 - June 2006
Skills
Investments, Real Estate, Investment Properties, Leases, Asset Management, Portfolio Management, Negotiation, Investors, Property, Real Estate Financing, Residential Homes, Argus Modeling, Trepp, Financial Modeling, CMBS, NPL, Distressed Debt, Distress Properties, Brokerage, Private Equity
Education
New York University
MS, Real Estate Investment and Finance
Columbia University in the City of New York 2009 — 2010
Post-Baccalaureate Program in Business
Moscow State University of Technology 2002 — 2006
BS, Engineering
Investment Banking Institute
Financial Modeling and Valuation Training Program
PwC Advisory August 2011 - Present
Microsoft Corporation September 2010 - January 2011
McKesson May 2010 - August 2010
Brainscape October 2009 - May 2010
Wells Fargo Advisors, LLC September 2008 - July 2009
Smith Barney January 2005 - August 2008
Skills
Strategy, Consulting, Management, Business Strategy, Analytics, Customer Insight, Social Media, Cross-functional Team..., Leadership, Management Consulting, CRM, Financial Modeling, Finance, Financial Services, Financial Analysis, Market Research, Sales, Analysis
Education
Cornell University - S.C. Johnson Graduate School of Management 2009 — 2011
MBA, Consulting - Strategy, Marketing
University of California, San Diego
B.S. / B.A., Management Science, International Studies - Political Science
University of Oxford
Study Abroad
Wells Fargo Advisors, LLC 2002 - Present
ABN AMRO October 1998 - November 1999
The Chicago Corporation June 1987 - October 1998
Skills
Retirement Planning, Investments, Mutual Funds, Asset Allocation, Investment Strategies, 401k, Finance, Retirement, Financial Services, Hedge Funds, Securities, Insurance, Equities, Personal Finance, Fixed Income, IRAs, 401k Rollovers
Education
Saint Xavier University 1988 — 1992
MBA, Finance
DePaul University 1980 — 1982
BS, College of Commerce
Loras College 1977 — 1979
BS, Business Administration
Wells Fargo Advisors, LLC January 2014 - Present
Wells Fargo Advisors, LLC March 2011 - January 2014
RBC Capital Markets March 2009 - March 2010
Ferris, Baker Watts, Inc. (& predecessor firm) June 2000 - March 2009
Skills
Retirement Planning, College Education..., Investment Strategies, Financial Services, Municipal Bonds
Education
Duquesne University 1990 — 1994
Bachelor of Arts (B.A.), English Language and Literature, General
Wells Fargo Advisors, LLC December 1994 - Present
Skills
Retirement Planning, Estate Investment..., Investment Planning, Tax–efficient Strategies, 401(k) Rollovers, Wealth-preservation..., Business-owner Planning, Investment Strategies, Multi-generational..., Asset Allocation
Education
Iowa State University
BS, Aerospace Engineering
Eastern Illinois University
Pre-Engineering
Wells Fargo Advisors, LLC May 2006 - September 2011
Skills
Event Planning, Dance, Acting, Marketing, Musical Theatre, Leadership, Theatre, Visio, Outlook, Choreography, Recruiting, Project Management, Management, Team Building, Film, Social Networking, Microsoft Excel, SharePoint, PowerPoint, Research, Training
Education
East Carolina University 1997 — 2002
BS, Biology
Wells Fargo Advisors, LLC December 2009 - Present
UBS Financial Serices November 2007 - September 2009
Skills
Strategic Planning, Retirement Income..., Microsoft Excel, Sales, Customer Service, New Business Development, Business Development, Sales Management, Retirement Planning, Wealth Management, Team Building, Series 7, Marketing, Team Leadership, Strategic Financial..., Risk Management
Education
Duke University - Fuqua School of Business 1976 — 1978
MBA, Business
Fike High School
Wells Fargo Advisors, LLC May 2009 - Present
Various Educational Institutions January 1985 - December 2013
UBS Financial Services September 1999 - April 2009
Fleet/Shawmut January 1989 - September 1999
Self-Employed January 1989 - January 1999
Skills
Investments, Finance, Management, Retirement Planning, Financial Services, 401k Rollovers, 401k, Retirement Plan...
Education
University of Hartford
Masters of Science
Eastern Connecticut State University
Bachelors, Science ~ Accounting
Wells Fargo Advisors, LLC April 2010 - Present
Century 21 June 2009 - April 2010
Autodesk 2005 - 2006
Charles Schwab 2000 - 2004
Charles Schwab March 1996 - 2000
Charles Schwab November 1994 - June 1996
Western Lease Sales 1985 - 1990
American Airlines January 1984 - January 1985
Skills
Investments, Insurance, Business Analysis, Customer Service, Finance, Financial Planning, Human Resources, Leadership, Mutual Funds, Retirement, Real Estate, Portfolio Management, Management, Fundraising, Retirement Planning, Sales, Securities, Strategic Financial..., Training, Strategy, Wealth Management
Education
Dominican University
BS, Humanities
San Domenico School 1978 — 1982
high school
Wells Fargo Advisors, LLC August 2010 - Present
Morgan Stanley Smith Barney April 1995 - September 2009
Citigroup October 1998 - May 2009
Smith Barney April 1995 - October 1998
Merrill Lynch 1983 - 1995
Fidelity Union Trust Company 1980 - 1982
Skills
Banking, Credit, Financial Services, Loans, Risk Management, Wealth Management, Finance, Securities, Mergers & Acquisitions, Mortgage Lending, Commercial Lending, Cash Management, Structured Finance, Hedge Funds, Series 63
Education
New York University - Leonard N. Stern School of Business 1981 — 1986
MBA, Finance major with concentration in marketing and international business.
Dartmouth College 1976 — 1980
BA, Government, Urban Studies
Wells Fargo Advisors LLC June 1998 - Present
Skills
Investments, Asset Allocation, Alternative Investments, Retirement Planning, Fixed Annuities, Investment Strategies
Education
Columbia University in the City of New York 1991 — 1995
Bachelors
Wells Fargo Advisors, LLC May 1998 - Present
Kabarec Financial Advisors, LLC January 1994 - May 1998
Kemper Financial Services, Inc. October 1992 - January 1994
Education
Drake University 1989 — 1992
BSBA, Finance - Investments
Loyola University Chicago 1988 — 1989
Business
Neu Tool and Supply Corporation February 2011 - Present
Unemployed January 2011 - January 2011
Wells Fargo Advisors, LLC April 2008 - February 2010
Time Warner Cable January 2004 - May 2007
Oak Creek High School August 2001 - September 2003
Milwaukee Lutheran High School August 1993 - July 2001
Education
Concordia University-Wisconsin 1997 — 1999
MBA, Masters in Business Admnistration
Concordia University-Wisconsin 1989 — 1992
BA, Secondary Education - Business
Wells Fargo Advisors, LLC August 1995 - Present
Merrill Lynch April 1994 - August 1995
Continental Bank November 1989 - April 1994
Shearson Lehman Brothers March 1986 - November 1989
Revlon October 1982 - March 1986
Skills
Financial Services, Retirement Planning, Asset Allocation, Investment Strategies, Educational Planning, Estate Investment..., Multi-Generational..., 401(k) Rollovers, Business Owner Planning, Retirement Plan...
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1985 — 1988
MBA, Finance
University of Illinois at Chicago 1977 — 1981
BS, Finance
Wells Fargo Advisors April 2012 - December 2014
Capital One April 2011 - March 2012
Wells Fargo Advisors, LLC March 2010 - March 2011
Wells Fargo Advisors/Wachovia Securities, LLC October 2005 - June 2009
Wells Fargo Advisors/Wachovia Securities, LLC January 2003 - October 2005
Legg Mason 1998 - 2000
Skills
Series 7, Risk Management, Mutual Funds, Financial Services, Fixed Income, Investments, Series 63, Asset Managment, Equities, Banking, Business Analysis, Credit, Securities, Asset Management, Settlement, Back Office, Process Improvement, Financial Risk, Finance, Change Management, Strategy, Trading, Management, Vendor Management, Leadership, Portfolio Management, Project Management
Education
Davis and Elkins College
SunEdison Semiconductor June 2015 - Present
Uberlegen Technology Group October 2010 - June 2015
Wells Fargo Advisors, LLC August 2009 - May 2010
Wells Fargo Advisors April 2009 - August 2009
Wachovia Securities, LLC July 2008 - March 2009
A.G. Edwards & Sons, Inc. August 1996 - June 2008
Computer Sciences Corporation January 1986 - August 1996
Skills
VB.NET, Visual Basic, VBA, Crystal Reports, COBOL, Oracle SQL, PL/SQL, Sybase, Toad, JCL, Autosys, Windows, Microsoft Office, Unix Shell Scripting, Lotus Notes, Tortoise SVN, ClearCase, Software Development, Testing, User Acceptance Testing, Debugging, Troubleshooting, Software Deployment, Production Support, Mentoring, Financial Systems, Manufacturing Systems, Government Contracting, Security Clearance, Oracle, SQL, Requirements Analysis, Analysis, Business Process
Education
Concordia University-Wisconsin 1994 — 1998
BA, Management & Communications
McKendree University 1990 — 1993
Computer Science
Southwestern Illinois College 1989 — 1993
Computer Science
Wells Fargo Advisors, LLC April 2011 - Present
Self Employed September 2007 - April 2011
University of South Florida August 2007 - January 2011
Bank of America March 2006 - August 2007
SouthTrust Bank (acquired by Well Fargo / Wachovia) March 2003 - July 2005
Bank of America April 2001 - March 2003
Bank of America June 1999 - April 2001
Bank of America (formerly, NationsBank) June 1995 - June 1999
Bank of America (formerly, NationsBank) October 1993 - June 1995
Chase Education Finance Corporation - JP Morgan Chase January 1990 - October 1993
Skills
Wealth Management, Retirement Planning, Investments, Portfolio Management, Financial Services, Banking, Private Banking, Commercial Lending, Finance, Strategic Planniing, Succession Planning, Management Consulting, Business Analysis, Leadership, Management, Cross Functional Teams, Change Management
Education
University of South Florida (Post MBA Advanced Studies - College of Business) 2007 — 2009
MBA, Dual concentrations in Finance and Management
Queens University of Charlotte (CFP Program) 1998 — 2000
CFP Program Certificate, Certified Financial Planning
University of South Florida ( MBA - College of Business ) 1988 — 1990
MBA, Financial Management
Louisiana State University (Graduate School of Banking Program) 1979 — 1981
Program Certificate - Graduate School of Banking at LSU, Banking and Bank Management
DePaul University 1971 — 1975
Major: Applied Mathematics & Minor: Business Administration
Wells Fargo Advisors, LLC 2001 - Present
Education
State University of New York at Albany 2013 — 2014
Graduate Coursework, Rockefeller College of Public Affairs & Policy
CFP Board of Standards
CERTIFIED FINANCIAL PLANNER™ designation
Dartmouth College 1998 — 2000
Graduate Coursework
University of Massachusetts, Amherst 1997 — 1998
M.P.H.
University of Massachusetts, Amherst 1995 — 1997
M.S.
Union College 1991 — 1995
B.S., Chemistry
Wells Fargo Advisors, LLC January 1999 - Present
Skills
Finance, Investments, Asset Allocation, Mutual Funds, Analysis, Strategic Planning
Education
DeSales University 1995 — 1999
Master of Business Administration (MBA), Financial Planning and Services
Penn State University 1985 — 1990
Bachelor of Business Administration (B.B.A.), Financial Planning and Services
Original Media January 2014 - Present
DiGa Vision October 2011 - September 2013
CastleRock Management April 2010 - October 2011
Line By Line Productions 2009 - 2010
Wells Fargo Advisors, LLC 2009 - 2009
MindShare 2007 - 2008
Skills
Entertainment, Production Managment, Television, Event Management, Digital Media, Social Media, Video Production, Editing, Event Planning, Final Cut Pro, Public Relations, Social Media Marketing, Accounting, Desktop Publishing, Corporate Communications, Broadcast, Production Management, Marketing
Education
DePauw University 2003 — 2007
BA cum laude, English
Wells Fargo Advisors, LLC October 1985 - Present
Education
Eastern Illinois University 1974 — 1978
BS, Business
Wells Fargo Advisors, LLC September 1996 - Present
Cassidy & Fishman, Inc. August 1987 - September 1996
American Program Bureau February 1983 - July 1987
Education
Drew University 1978 — 1982
Bachelor of Arts, History and Political Science
Wells Fargo Advisors, LLC January 2008 - Present
Erie & Niagara Insurance Association January 1998 - Present
Merrill Lynch July 1995 - January 2008
Education
Duke University - The Fuqua School of Business 1989 — 1991
MBA, Finance
Cornell University 1983 — 1987
BS, Business
Morgan Stanley February 2011 - Present
The Commonwealth Institute for Fiscal Analysis 2011 - January 2014
Wells Fargo Advisors, LLC 2009 - 2011
Northstar Academy 2008 - 2011
US Trust; Bank of America Private Wealth Management 2000 - 2009
Nationwide Insurance/Frangenberg Insurance Agency, Inc 1991 - 2000
Central Carolina Bank & Trust 1996 - 1998
Skills
Credit, Financial Planning, Banking, Series 7, Wealth Management, Asset Managment, Investments, Loans, Consulting, Holistic Financial..., Team Leadership, Partnerships, Strategic Financial..., Asset Management, Financial Advisory, Insurance, Private Banking, Series 63, Wealth, Finance, High Net Worth..., Retirement Planning, Portfolio Management, Wealth Management..., Financial Services, Credit Analysis, Relationship Management, Commercial Lending, Treasury Management, Credit Risk, Residential Mortgages, Strategic Planning, FINRA, Securities
Education
The College of William and Mary - The Mason School of Business 2001 — 2004
MBA, MBA: Finance
East Carolina University 1991 — 1996
BSBA, Marketing
Wells Fargo Advisors October 2011 - Present
Wells Fargo Advisors, LLC January 2008 - February 2012
Wachovia Securities (formerly A.G. Edwards) May 2006 - December 2007
Colliers Turley Martin Tucker May 2003 - May 2006
American Bar Association January 1999 - April 2003
Washington Speakers Bureau September 1996 - January 1999
Republican National Committee January 1995 - August 1996
John Ashcroft for US Senate May 1994 - December 1994
Skills
Talent Management, Leadership Development, Succession Planning, Curriculum Design, Organizational..., Organizational..., Performance Management, Coaching, Employee Engagement, Onboarding, Strategic Planning, Training, Leadership, Human Resources, Change Management, Team Building, Executive Coaching
Education
DePauw University 1990 — 1994
BA, English, Philosophy
Rockbridge Investment Management August 2009 - Present
Agri-Invest August 2009 - Present
Wells Fargo Advisors, LLC June 2008 - July 2009
Skills
Fee-only financial..., investment management, Retirement Planning, Wealth Management, Investments, Investment Advisory, Strategic Financial..., Asset Allocation, Asset Managment, Estate Planning, Financial Advisory, Portfolio Management, Series 7, Investment Strategies, Retirement, Mutual Funds, 401k Rollovers
Education
Cornell University 2004 — 2008
BA, Economics and Animal Science
Wells Fargo Advisors, LLC February 2011 - Present
UBS Financial Services February 2007 - March 2011
Delaware County Board of Developmental Disabilities 2006 - 2008
McDonald Investments 2000 - 2007
Key Bank 1993 - 1996
CentralTrust of Northeastern Ohio 1991 - 1993
Bank One 1990 - 1993
Salomon Smith Barney 1986 - 1990
Verifications, Inc. 1984 - 1986
Skills
Retirement Planning, Retirement, Investments, Mutual Funds, Asset Allocation, Equities, Bonds, Fixed Income, Fixed Annuities, Variable Annuities, Alternative Investments
Education
The Ohio State University 1980 — 1982
BA, Spanish
Cuyahoga Community College 1979 — 1980
General Studies
East Carolina University 1977 — 1979
General Studies
Hathaway Brown
Orange High School
Pinecrest High School
Wells Fargo Advisors, LLC March 2011 - Present
Principal Financial Group January 2008 - March 2011
AIG April 2004 - December 2007
Carolina Hurricanes August 1997 - April 2004
Washington Sports and Entertainment 1994 - 1997
Skills
Retirement Planning, Investments, Leadership, Retirement, Finance, Small Business, Financial Advisory, Asset Allocation, Employee Benefits, Financial Analysis, Investment Strategies, 401k Rollovers, Business Owner Planning, Concentrated Stock..., Fixed Income Strategies, Retirement Plan..., Stock Market Analysis, Wealth Preservation...
Education
East Carolina University 1989 — 1993
BSBA, Business Marketing
Wells Fargo Advisors, LLC December 2011 - Present
Skills
Retirement Planning, Mutual Funds, Investments, Asset Management, Financial Services, Sales, Wealth Management, Estate Investment...
Education
University of Arkansas 1975 — 1976
MBA
Drake University 1973 — 1974
B.S.in Business Administration
Wells Fargo Advisors, LLC March 2001 - February 2013
UBS/Paine Webber 1999 - 2001
Duke Annual Fund 1994 - 1999
Education
Duke University 1979 — 1983
Wells Fargo Advisors, LLC April 2007 - Present
Amercian Legion Post 48 Baseball September 2007 - March 2014
n/a January 1996 - March 2007
Skills
Retirement Planning, Investments, Asset Allocation, Mutual Funds, Retirement, Securities, Financial Planning, Strategic Financial..., 401k Rollovers, IRAs, 529 Plans, Saving for Education, Public Speaking, Portfolio Management, Series 63, Financial Services, Wealth Management..., Uniform Combined State..., Wealth Management, Team Building, Long-term Care, Investment Advisory, Series 7, Gift Planning, 401k, Leadership, Customer Service, Life Insurance, Estate Planning, Asset Management, Alternative Investments, Resource Management, Fixed Annuities, FINRA
Education
East Carolina University 1991 — 1995
BS, EXERCISE AND SPORT SCIENCE
Huntington National Bank December 2012 - Present
Huntington National Bank July 2010 - December 2012
Wells Fargo Advisors, LLC June 2006 - September 2009
Mellon Financial July 2004 - January 2006
Parker/Hunter March 2002 - July 2004
Allegheny Financial Group February 2000 - March 2002
Skills
Strategic Financial..., Investment Management, Strategic Planning, Project Management, Investments, Mutual Funds, Series 7, Portfolio Management, Wealth Management, Equities, Retirement Planning, Alternative Investments, Product Development, Product Management, Sales, Interdepartmental..., Structured Products, Market Linked Products, Fixed Income, Equity Derivatives
Education
Duquesne University 1997 — 2001
B.S. in Business Administration, Investment Management
Wells Fargo Advisors, LLC April 2012 - Present
Skills
Finance, Insurance, Portfolio Management, Business Development, Financial Services, Customer Service, Networking
Education
Elmhurst University 1989 — 1991
Bachelor of Science (BS), Economics
DePaul University 1976 — 1980
Bachelor of Arts (B.A.), Music Performance, General, 4.0
Weber High School 1971 — 1975
St. Tarcissus 1962 — 1971
General, General Studies
Wells Fargo Advisors, LLC August 2014 - Present
Wells Fargo Advisors January 2000 - August 2014
Prudential Securities April 1997 - January 2000
Prudential Securities March 1996 - April 1997
Skills
Retirement Planning, Financial Advisory, Financial Analysis, Asset Allocation, Management, Wealth Preservation..., Retirement Plan..., 401 K Rollovers, Series 63, 401k, Investments, Series 65, FINRA, Investment Advisory, Alternative Investments, Retirement, Securities, Employee Benefits, Finance, Mutual Funds, Wealth Management, Financial Services, Investment Strategies, Series 24, Portfolio Management
Education
Hofstra University 1973 — 1975
Bachelor of Business Administration (B.B.A.), Marketing
Duquesne University 1971 — 1973
Business Administration
South Plainfield High School 1967 — 1971
Upstream Interntional LLC September 2014 - Present
CLR Solutions February 2013 - October 2014
Wells Fargo Advisors, LLC September 2010 - February 2013
Leadership Professionals International, LLC September 2006 - February 2013
Skills
Leadership, Strategy, Leadership Development, Team Building, Management, Strategic Planning, Budgets, Risk Management, Analysis, Sales, New Business Development, Coaching, Portfolio Management, Business Development, Sales Operations, Executive Coaching, Investments, Small Business, Negotiation, Nonprofits, Finance, Team Leadership, Consulting, Mergers & Acquisitions, Business Planning, Executive Management, Community Outreach, Program Management, Start-ups, Management Consulting, Time Management, Retirement Planning, Strategic Financial..., Series 7, Insurance, Organizational..., Behavior Based Safety, Public Speaking
Education
The Criswell College 2003 — 2005
Master of Arts (M.A.), Philosophical Theology
Dallas Theological Seminary 2001 — 2003
The Criswell College 1995 — 1999
Bachelor's degree
TIAA-CREF February 2011 - May 2013
Wells Fargo Advisors, LLC January 2002 - February 2011
Mercer Advisors June 1999 - December 2001
Marion Bass Securities September 1998 - June 1999
Skills
Training, Leadership, Retirement Planning, Financial Services, Series 7, Investments, Securities, Retirement, Wealth Management, Series 63, Mutual Funds, Equities, Portfolio Management, Relationship Management
Education
Duke University 2011 — 2011
Paralegal Certificate
Duke University 1995 — 1998
BA
Wells Fargo Advisors, LLC July 2003 - Present
Smith Barney November 1991 - July 2003
Skills
Series 7, Series 63, Ivestment Advisory,..., Wealth Management, Asset Allocation, Mutual Funds, Alternative Investments, Equities, Portfolio Management, Asset Management, Securities, Fixed Income, Retirement Planning, Strategic Planning
Education
Denison University 1982 — 1986
Chestnut Hill Academy 1979 — 1982
St.Bernard's School 1970 — 1978
Wells Fargo Advisors, LLC 2002 - Present
Prudential Financial 1981 - 2002
Education
Drexel University 1975 — 1979
BS, Accounting
NYLIFE Securities LLC July 2015 - Present
Edward Jones December 2010 - October 2014
Wells Fargo Advisors, LLC 1995 - November 2010
Otis Elevator 1990 - 1994
Skills
Registered..., 401k Rollovers, Asset Protection, Business Insurance..., Licensed in Long Term..., Licensed Life and..., Mutual Funds, Retirement Planning, Wealth Preservation...
Education
Pennsylvania Institute of Certified Public Accountants 1988 — 1991
CPA
Temple University 1984 — 1986
MBA, Accounting
Cornell University 1969 — 1973
B A, Economics
Plymouth-Whitemarsh High School 1965 — 1969
College Prep
Wells Fargo Advisors LLC October 2010 - Present
BSK Medical February 2007 - September 2010
PDI Pharmaceuticals/GlaxoSmithKline August 2003 - January 2007
Maguire Associates LLC August 2002 - August 2003
Celltech Pharmaceuticals September 2000 - August 2002
Skills
Management, New Business Development, Investments, Strategic Planning, Account Management, Customer Service, Retirement, Sales, Finance, Selling, Cross-functional Team..., Leadership, Mutual Funds, Process Improvement, Strategy
Education
Drexel University 1995 — 1999
Bachelor of Science, HRM
Wells Fargo Advisors, LLC April 2010 - Present
Realty Funding Corp. dba Channel Mark Restaurant November 2003 - March 2010
Woodburn Mortgage Corporation August 1993 - November 2003
Skills
Annuities, Insurance, Retirement Income..., Investment Strategies, Investments, Retirement Planning, IRA's, Retirement, Investment Planning
Education
Virginia Polytechnic Institute and State University 1976 — 1978
Bachelor of Science, Finance
Corning Community College 1974 — 1976
Associates Degree, Accounting
Southside High School 1970 — 1973
Wells Fargo Advisors, LLC November 2014 - Present
UBS FINANCIAL SERVICES INC. August 2004 - November 2014
PRUDENTIAL SECURITIES/ WACHOVIA SECURITIES May 1996 - August 2004
Education
Duke University - The Fuqua School of Business 2003 — 2005
MBA, Finance
Duke University 1992 — 1996
Bachelor of Science, Psychology, Economics
George Walton High School
Wells Fargo Advisors, LLC September 2012 - Present
Federal Judiciary, Southern District of Indiana August 2010 - August 2012
Barnes & Thornburg LLP September 2009 - August 2010
Education
University of Illinois College of Law
magna cum laude & top 10 percent of class
DePauw University
Bachelor's degree, Economics, summa cum laude
RBC Wealth Management October 2012 - Present
Wells Fargo Advisors, LLC April 2009 - October 2012
Stifel Nicolaus April 2004 - April 2009
Morgan Stanley November 1999 - April 2004
Education
University of Minnesota - Carlson School of Management 1997 — 1999
MBA, Economics
Connecticut College 1979 — 1983
BA, Biology
The Blake Schools 1976 — 1979
HS Diploma
The Advanced Planning Group of Raymond James 2013 - Present
SWS Group Southwest Securities 2012 - 2013
Wells Fargo Advisors, LLC 2009 - 2012
Banc of America Investments 2003 - 2009
Morgan Stanley 2000 - 2003
Skills
Investments, Insurance, Series 7, Mutual Funds, Asset Management, Alternative Investments, Asset Allocation, Securities, Retirement Planning, Wealth Management, Portfolio Management, Series 63
Education
Cornell University 1986 — 1990
Bachelor of Science
Midwest City HS 1983 — 1986
Wells Fargo Advisors, LLC October 2009 - Present
Action Marketing Group April 2009 - October 2009
Action Marketing Group February 2009 - April 2009
AMG February 2008 - October 2008
emg3 December 2007 - February 2008
GMR Marketing March 2007 - December 2007
Sitour USA November 2006 - April 2007
Ohio Wesleyan University September 2005 - February 2006
Abercrombie & Fitch 2004 - 2005
SKYLAKE Yosemitee Camp 2001 - 2002
Education
Denison University 2000 — 2004
B.A., German
waukesha south 1997 — 2000
Wells Fargo Advisors (FiNet) October 2013 - Present
Wells Fargo Advisors, LLC February 2008 - October 2013
Smith Barney June 1998 - November 2007
Legg Mason 1996 - 1998
Merrill Lynch 1992 - 1996
The Rubenstein Company 1988 - 1992
Skills
Start-ups, Finance, Sales, Series 7, Series 63, Wealth Management, Securities, Mutual Funds, Real Estate Development, Alternative Investments, Asset Allocation, Investments, Retirement Planning, Asset Management, Portfolio Management, Investment Advisory, Equities, FINRA, Fixed Income, Strategic Financial..., Consulting, Financial Planning, Investment Strategies, Management, Leadership, New Business Development, Sales Management, Series 24, Series 65, Wealth Management...
Education
Cornell University 1984 — 1988
Bachelor of Science, Industrial Labor Relations
Wells Fargo Advisors June 2012 - May 2013
Wells Fargo Advisors, LLC October 2009 - September 2010
Wells Fargo Advisors, LLC September 2007 - June 2009
Wells Fargo Advisors, LLC February 2006 - September 2007
Skills
Asset Management, Retirement Planning, Finance, Investments, Mutual Funds, Equities, Asset Allocation, Series 7, Series 66, Portfolio Management, Financial Analysis, Securities, Financial Services, Wealth Management, 401k, IRAs, Retirement, Wealth Management..., Alternative Investments, Analysis, Business Development, Customer Service, Leadership, Management Consulting, New Business Development
Education
Ohr Somayach - Jerusalem 2010 — 2012
Talmud
DePaul University 2005 — 2009
Bachelor of Science, Finance; Sales Leadership & Marketing
Wells Fargo Advisors, LLC May 2011 - Present
Morgan Stanley Smith Barney November 1996 - May 2011
Skills
Asset Allocation, Retirement Planning, Insurance, Investment Strategies
Education
Eastern Illinois University 1982 — 1987
Eastern Illinois University 1982 — 1986
bs, sociology
Wells Fargo Advisors, LLC November 2009 - Present
Smith Barney Brokerage Firm August 1994 - November 2009
Nationsbank Securities September 1986 - August 1994
E F Hutton & Co Inc May 1975 - September 1986
Hornblower & Weeks, Hemphill Noyes brokerage firm March 1971 - May 1975
Skills
Wealth Management, Retirement Planning, Portfolio Management, Asset Allocation, Investment Advisory, Financial Advisory, Securities, Mutual Funds, Series 7, Series 63
Education
Duke University 1961 — 1966
Bachelor’s Degree, Political Science and Government
Wells Fargo Advisors, LLC October 2008 - Present
Fifth Third Securities January 2002 - October 2008
Fifth Third Bank 1997 - 1999
Skills
Retirement Planning, Securities
Education
DePaul University 2007 — 2008
Certificate Program in Financial Planning
DePauw University 1993 — 1997
Economics & Communications
Pendleton Heights High School 1989 — 1992
Wells Fargo Advisors LLC July 2014 - Present
Wells Fargo Advisors LLC August 2005 - June 2014
Education
Concordia University Chicago 1974 — 1978
Bachelor of Arts (B.A.), Education, History and English
Wells Fargo Advisors, LLC February 2004 - Present
Education
Dartmouth College 1958 — 1962
AB, Economics
Wells Fargo Advisors, LLC January 2013 - Present
TD Ameritrade November 2005 - January 2013
Tyson Foods February 2004 - November 2005
Abercrombie & Fitch March 2001 - February 2003
Skills
Retirement Planning, Financial Advisory, Investment Strategies, Investments, Asset Allocation, Estate Investment..., Multigenerational..., Business Owner Planning, Securities, Mutual Funds, Risk Management, Fixed-Income Strategies, Trading, Insurance, Options, Coaching
Education
Creighton University 2010 — 2013
MBA, Financial Planning
University of Nebraska-Lincoln 2000 — 2004
BS, Finance
Wells Fargo Advisors, LLC February 2008 - Present
RBC CAPITAL MARKETS CORPORATION March 1998 - March 2008
DAIN RAUSCHER INCORPORATED November 1989 - March 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED August 1983 - November 1989
Skills
Retirement Planning, Investments, High Net Worth..., Retirement, Financial Advisory, Finance, Investment Planning
Education
Drake University 1975 — 1979
Bachelor of Arts (BA), Liberal Arts and Sciences/Liberal Studies
Bettendorf High School 1971 — 1975
Wells Fargo Advisors, LLC May 2007 - Present
Smith Barney 1984 - 2005
Education
Creighton University
Wells Fargo Advisors, LLC June 1994 - Present
Snouffer Properties, Inc. May 1991 - November 1998
Legg Mason August 1988 - September 1991
Deloitte June 1985 - August 1988
Skills
Wealth Management, Retirement Planning, Investments, Business Analysis, Fixed Income, Financial Analysis, Management, Finance, Asset Managment, Financial Services, Financial Advisory, Tax, Financial Modeling, Equities, Mutual Funds, Alternative Investments, Wealth, Portfolio Management, Bonds, 401k, Risk Management, Securities, High Net Worth..., Strategic Financial..., Series 7, Series 63, Auditing, Hedge Funds, Pensions, Investment Advisory
Education
Loyola College in Maryland 1985 — 1988
Master of Business Administration (MBA), Finance, General
Denison University 1979 — 1983
Bachelor of Arts (B.A.), Economics
McDonogh School 1975 — 1979
Merrill Lynch Private Banking And Investments August 2015 - Present
Wells Fargo Advisors, LLC 2013 - August 2015
Morgan Stanley Wealth Management 2012 - 2013
Merrill Lynch 2010 - 2012
Education
DePaul University
Bachelor of Arts, Business and Entrepreneurship
Simmons First Investment Group, Inc. July 2015 - Present
Waddell & Reed June 2013 - July 2015
Wells Fargo Advisors LLC October 2011 - June 2013
DomesticAide, Inc. May 2002 - March 2011
UPS Freight May 1998 - May 2002
Roadway Express August 1994 - May 1998
Skills
Retirement Planning, Wealth Management, Investment Strategies, Investments, Life Insurance, Fixed Annuities, Portfolio Management, Term Life Insurance, Long-term Care, 401k, Mutual Funds, Retirement, Securities, IRAs, Investment Advisory, Estate Planning, Series 7, Finance, Strategic Financial..., Disability Insurance, Asset Allocation, Wealth, Small Business
Education
Drury University 1990 — 1994
BA, Business Administration
Wells Fargo Advisors LLC 2009 - Present
Merrill Lynch July 1999 - January 2009
Skills
Investments, Small Business, Retirement Planning, Financial Services, Retirement, Education Funding, Risk Management, Securities, Personal Finance, Mutual Funds, Management, Insurance, Finance, Investment Strategies, Alternative Investments, Financial Advisory, Equities, Financial Modeling, Fixed Income, High Net Worth..., Asset Allocation, Estate Investment..., Employee and Executive...
Education
Drexel University - College of Business and Administration 1983 — 1988
Finance
North Penn High School
The American College
The University of Chicago - Booth School of Business 2011 — 2011
Certified Private Wealth Advisor Program, Financial Services
Wells Fargo Advisors January 2014 - Present
Wells Fargo Advisors, LLC March 2012 - January 2014
Hennion & Walsh June 2010 - March 2012
Education
Cornell University 2005 — 2009
Economics
USAA November 2014 - Present
Reseach Based Solutions / PsyMetrics Global March 2009 - September 2014
Sethi Financial Group October 2011 - February 2012
Wells Fargo Advisors, LLC June 2010 - October 2011
TDAmeritrade July 2006 - January 2009
1st Global Capital Corp. 2005 - 2006
JPMorgan Chase April 2003 - April 2004
Fidelity Investments March 1997 - April 2003
Education
University of Utah 1995 — 1997
BS, Family Studies and Consumer Economics
Dallas County Community College 1989 — 1991
Associate of Science, General
Red Oak High School 1985 — 1989
General Studies, General Studies
Norges Bank Investment Management August 2015 - Present
Apollo Global Management LLC February 2013 - July 2015
Goldman Sachs July 2011 - February 2013
Goldman Sachs June 2010 - August 2010
Wells Fargo Advisors, LLC May 2009 - August 2009
Summit Commercial Real Estate May 2009 - August 2009
Education
Duke University 2007 — 2011
B.S.E., Civil Engineering and Economics, Magna Cum Laude
Sidwell Friends School 2004 — 2007
Ecole Active Biligue Jeannine Manuel 2003 — 2004
Wells Fargo Advisors, LLC October 2000 - Present
Wells Fargo Advisors, LLC 2000 - Present
Education
University of Arizona 1989 — 1992
Bachelor of Arts (B.A.), Communication, General
Dean College 1987 — 1989
Liberal Arts
Wells Fargo Advisors, LLC December 2005 - Present
Colonial Brokerage January 2001 - December 2005
SunTrust Investment Services January 1999 - January 2001
New England Financial February 1997 - December 1998
Edward Jones February 1996 - February 1997
Petrolite Corporation (now Baker Hughes Corporation) October 1987 - February 1996
Chemtech Industries, Inc June 1982 - October 1987
Union Chemicals Division/UNOCAL November 1978 - June 1982
Education
Eastern Illinois University 1974 — 1978
B.S., Business with Concentration in Chemistry
Wells Fargo Advisors, LLC February 2010 - Present
Skills
Asset Allocation, Retirement Planning, Investment Strategies, Estate Investment..., 401(k) Rollovers, Insurance, Business-Owner Planning
Education
Eastern Illinois University
Bachelor of Science, Industrial Technology
Wells Fargo Advisors, LLC September 2008 - Present
PaineWebber August 2001 - September 2008
Leadership Pleasanton 2008 - 2008
Leadership Pleasanton 2008 - 2008
Leadership Pleasanton 2007 - 2008
E.F.Hutton / SmithBarney October 1988 - August 2001
Skills
Retirement Planning, Financial Analysis, Small Business, Retirement, Leadership, Analysis, Financial Services, Financial Advisory, Strategic Planning
Education
DePaul University 1975 — 1979
BSC, Business
Maxim Group November 2012 - October 2013
WINGS: Washington Med Tech Angel Network January 2011 - January 2013
Wells Fargo Advisors, LLC June 2009 - November 2010
Thompson River Capital LLC 2007 - 2009
Vulcan, Inc. June 1992 - November 2003
Seafirst Capital Management June 1975 - November 1992
Skills
Portfolio Management, Biotechnology, Asset Management, Private Equity, Mergers, Due Diligence, Investments, Start-ups, Valuation, Strategy, Business Strategy, Business Planning, Entrepreneurship, Hedge Funds, Lifesciences, Asset Allocation, Financial Modeling, Financial Analysis, Corporate Development, Mergers & Acquisitions, Finance, Equities, Venture Capital
Education
Chartered Financial Analyst (CFA)
DePauw University
Bachelor of Arts
Seattle University
MBA Program, Accounting emphasis
Wells Fargo Advisors, LLC 2004 - Present
Skills
SDLC, Business Analysis, Databases, Visio, Vendor Management, Requirements Gathering, Requirements Analysis, SharePoint, Waterfall, PMO, PMP, Business Intelligence, Data Warehousing, Business Requirements, Software Project..., Process Improvement, Integration, Project Management, Risk Management, Business Process, SQL
Education
DePaul University 1989 — 1992
BS
University of Southern Maine 1986 — 1989
Waubonsee Community College 1984 — 1986
Wells Fargo Advisors, LLC August 2010 - Present
Wells Fargo Home Mortgage January 2008 - August 2010
Skills
Retirement Planning, Investments, Finance, Fixed Annuities, 401k, Variable Annuities, Mutual Funds, Retirement, Life Insurance, Portfolio Management, Leadership
Education
Drake University 2007 — 2010
Master, Financial Management
Iowa State University - College of Business 2003 — 2006
Bachelor, Finance
New English School
Wells Fargo Advisors, LLC November 2012 - Present
UBS Financial Services, Inc. October 2008 - November 2012
A.G. Edwards & Sons, Inc. March 1997 - October 2008
Education
DePaul University 1989 — 1992
Bank of America April 2015 - Present
Pier 1 Imports October 2014 - April 2015
Marshalls October 2014 - April 2015
Wells Fargo April 2014 - August 2014
Citco Fund Services February 2011 - February 2014
GMAC/Ally Bank March 2010 - February 2011
Wells Fargo Advisors, LLC September 2009 - May 2010
Bank of America June 2009 - September 2009
Bank of America May 2008 - April 2009
Bank of America January 2008 - May 2008
Skills
Quality Assurance, Business Analysis, User Acceptance Testing, SDLC, Testing, Software Quality..., Integration, Management, Test Cases, Requirements Analysis, Business Requirements, Process Improvement, Quality Center, PMO, Software Development
Education
East Carolina University 1982 — 1989
BAMA, BA Computer Science, MA Technical Writing
Salisbury High School 1980 — 1982
CPCC
Wells Fargo Advisors LLC March 2006 - July 2010
Smith Barney April 2000 - March 2006
DLJ Direct August 1999 - April 2000
Flick2 Ltd. 1997 - 1999
Basketball City 1996 - 1998
Education
Columbia University in the City of New York 1994 — 1998
BA, American Political Science
Wells Fargo Advisors, LLC November 2012 - Present
Charles Schwab February 2005 - February 2009
Merrill Lynch 1997 - 2005
Skills
Retirement Planning, Insurance, 401(K) Rollovers,..., 401(K) Rollovers, Strategic Planning, Wealth-Preservation..., Concentrated Stock..., Estate Investment..., Tax-Efficiant Planning, Investment Planning, Fixed-Income Strategies, Asset Allocation, Investment Strategies
Education
Dominican University of California 1987 — 1991
Bachelor of Arts, International Relations
Wells Fargo Advisors, LLC 2012 - Present
Merrill Lynch 2007 - 2011
Wachovia Securities Financial Network September 2003 - May 2007
Wachovia Securities Financial Network June 1997 - January 2001
Skills
Insurance, Investment Strategies, Series 7
Education
East Carolina University 1992 — 1994
Education, Adaptive Physical Education
North Carolina State University 1986 — 1990
BA, Communications
Wells Fargo Advisors, LLC 2012 - Present
Chase Investment Services Corp March 2010 - February 2012
Signature Resources January 2007 - July 2010
Signature Resources January 2007 - January 2008
Ameriprise Financial November 2002 - December 2006
Ameriprise Financial Services, Inc. 2004 - 2006
Education
Connecticut College 1972 — 1976
BA, Theatre/Theater
Wells Fargo Advisors June 2015 - Present
Wells Fargo Advisors January 2014 - June 2015
Wells Fargo Advisors, LLC October 2010 - January 2014
Wells Fargo Advisors, LLC August 2008 - November 2010
Morgan Stanley June 2007 - August 2008
Numerof & Associates, Inc. 2004 - 2007
Education
Creighton University 1999 — 2003
Wells Fargo Advisors, LLC February 2008 - Present
Wachovia Securities January 2006 - February 2008
A.G. Edwards & Sons, Inc. 1990 - 2006
Skills
Series 7, Series 63, Investment Advisory, Asset Allocation, Portfolio Management, Risk Management, Compliance, Separately Managed..., Series 66, Executive Management, Managed Accounts, Due Diligence, Team Management, Cost, Product Development, Asset Management, Mutual Funds, Series 24, Investments, ETFs, Alternative Investments, Investment Strategies, Trading, Bonds, Fixed Income, Equities, Financial Advisory, Stocks, Financial Analysis, Capital Markets, Wealth, Asset, Financial Markets, Equity Research, Credit, Securities, Financial Planning, Retirement, FINRA, Financial Services, Retirement Planning, Uniform Combined State...
Education
Fontbonne University 1996 — 1997
Master of Business Administration (M.B.A.)
Eastern Illinois University 1985 — 1989
Bachelor of Arts (B.A.)
Mater Dei High School
Wells Fargo Advisors, LLC 1996 - Present
Skills
Investments, Alternative Investments, Hedge Funds, Asset Allocation, Fixed Income, Mutual Funds, Capital Markets, Investment Strategies, Finance
Education
Columbia University in the City of New York 1976 — 1980
BS, Industrial Engineering
Wells Fargo Advisors, LLC July 2009 - Present
Wachovia Securities January 2008 - July 2009
AG Edwards 2005 - 2008
A.G. Edwards & Sons May 2000 - 2005
Education
Creighton University
Dell Retiree June 2010 - Present
Dell, Inc. August 1998 - June 2010
Dell Computers 1998 - June 2010
Wells Fargo Advisors, LLC 2007 - 2010
Dell, Inc 1998 - 2008
General Instrument Corp December 1993 - June 1998
Education
Drury University 1975 — 1984
BSBA, Business Administration & Accounting
Wells Fargo Advisors, LLC October 2012 - Present
Stifel Nicolaus May 2005 - October 2012
Skills
Retirement Planning, Wealth Management, Mutual Funds, Investments, Asset Allocation, Retirement, Securities, Equities, Fixed Income, Fixed Annuities, Financial Advisory, Strategic Investment..., Wealth, Finance, Wealth Management..., Strategic Planning
Education
DePaul University 2001 — 2004
Bachelor's Degree, Economics
Raymond James & Associates January 2010 - Present
Wells Fargo Advisors LLC November 1997 - January 2010
USAF June 1991 - November 1996
Education
Drexel University 1985 — 1990
B.S., Mechanical/Aeronautical Engineering
Wells Fargo Advisors, LLC July 2014 - Present
JP Morgan Chase Bank N.A. July 2005 - July 2014
Education
Columbia University in the City of New York 2015 — 2022
Wells Fargo Advisors, LLC August 2002 - Present
Johnson Trading 1985 - 2002
Stafford Trading 1995 - 2001
Skills
Investments, Asset Allocation, Securities, Holistic Financial...
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1985 — 1987
MBA, Investment Management
Northeastern Illinois University 1980 — 1985
BS, Finance
Elmwood Park HS 1975 — 1979
Wells Fargo Advisors, LLC September 2003 - Present
Skills
Retirement Planning, Retirement, Mutual Funds, Asset Allocation, Investment Strategies, Investments, Fixed Annuities, Securities, IRAs
Education
Dartmouth College 1969 — 1973
B. A.
Jack Henry & Associates February 2015 - Present
Bank of America March 2012 - February 2015
Bank of America November 2010 - March 2012
Wells Fargo Advisors, LLC February 2005 - November 2010
Wachovia January 2004 - February 2005
Bank of America August 2002 - January 2004
Libby Hill Seafood Restaurants, Inc April 2001 - September 2003
First Union National Bank September 2001 - August 2002
University of Florida May 1999 - June 2001
Skills
CRM, SQL, JavaScript, Project Management, .NET, Web Development, Testing, Management, ASP.NET, Web Design, CSS, Web Applications, SDLC, Business Requirements, Vendor Management, Business Analysis, Customer Service, Visio, Program Management, Process Improvement, Information Architecture, Oracle
Education
University of Florida 1996 — 1999
MA, Communications
East Carolina University 1990 — 1994
BA, History, English
DHS/FEMA June 2011 - Present
DHS/FEMA January 2009 - May 2010
Wells Fargo Advisors, LLC 2007 - 2008
US Navy July 2002 - July 2004
CPWL 1998 - 2001
U.S. Navy Reserve 1994 - 1996
Skills
DoD, Government, Security Clearance, Program Management, Policy, Homeland Security, National Security, Management, Government Contracting, Military Operations, Defense, Military, Command, Disaster Response
Education
Drexel University - LeBow College of Business 2006 — 2007
MBA, Business
U.S. Army War College 2004 — 2005
MSS, Master of Strategic Studies
University of Houston
BS, Industrial Psychology
Wells Fargo Advisors, LLC June 1999 - Present
A.G. Edwards / Wachovia Securities 1999 - 2009
Education
Creighton University 1988 — 1992
B.S., Accounting
Wells Fargo Advisors, LLC 2000 - Present
US Army Active Duty, US Army Reserves 1984 - 2011
NGIC 2001 - 2004
Merrill Lynch 1997 - 2000
Skills
Multigenerational..., Wealth Preservation..., Financial Advisory, Retirement Planning, Business - Succesion..., Investment Planning, Risk Management, Fixed Income Strategies, Estate Investment..., Investments, Financial Analysis, Retirement
Education
Defense Language Institute
Syracuse University - Maxwell School
Wells Fargo Advisors, LLC June 2007 - Present
SunTrust Investment Services, Inc. May 2002 - June 2007
International Paper 1994 - 1996
Skills
Investments, Insurance, Equities, Asset Allocation, Alternative Investments, Strategy, Mutual Funds, Retirement Planning, Mergers & Acquisitions, Estate Planning, Financial Analysis, Strategic Planning, Relationship Management, Risk Management
Education
University of Tennessee College of Law 1996 — 1999
Doctor of Law (JD)
Cornell University 1990 — 1994
B.S., Charles H. Dyson School of Applied Economics and Management
Mayflower Society, Member
Descendant of Pilgrim, John Alden - c. 1599-1687 (1620 Voyage Crew)
QDx Pathology Services November 2014 - Present
Redstone American Grill October 2010 - Present
TD February 2013 - November 2014
Wells Fargo Advisors, LLC December 2011 - February 2013
Paladin Consultants March 2009 - November 2011
Northwestern Mutual March 2008 - September 2008
Skills
Microsoft Office, Marketing, Customer Service, Financial Analysis, Sales, Social Media, Advertising, Microsoft Excel, PowerPoint, Microsoft Word, Outlook, Strategic Planning, Market Research, Event Planning, Investments, Marketing Strategy, Access, Time Management, Public Speaking, Research, Data Analysis, Management, Business Strategy, Salesforce.com, Facebook, Customer Satisfaction, Leadership
Education
Drexel University - College of Business and Administration 2007 — 2010
BS, Marketing, Biology
Fordham University 2006 — 2007
Bachelor of Science (B.S.), Business Administration
Wells Fargo Advisors, LLC June 2013 - Present
Morgan Stanley Smith Barney April 2003 - June 2013
Skills
Finance, Business Planning, Business Development, Business Strategy, Life Insurance, Long Term Care Insurance, Estate Investment..., Strategic Investment..., Wealth Strategies, Tactical Asset...
Education
Northwestern University - Kellogg School of Management 1985 — 1987
MBA, Finance
Dartmouth College 1978 — 1982
AB, Economics / Government
Wells Fargo Advisors, LLC April 2013 - Present
Morgan Stanley September 2001 - April 2013
Merrill Lynch February 1993 - September 2001
United States Air Force August 1982 - August 1992
Skills
Investments, Retirement, Retirement Planning, Investment Strategies, Equities, Asset Allocation, Concentrated Stock..., Tax-efficient Strategies, 401(k) Rollovers, Multi-generational...
Education
Chapman University 1989 — 1992
Master of Business Administration (MBA), Finance and Financial Management Services
University of Maryland University College 1986 — 1989
Bachelor of Science (BS), Computer Science
Community College of the Air Force 1982 — 1985
Associate of Science (AS), Language Interpretation and Translation - Russian
Wells Fargo Advisors, LLC December 2009 - Present
Education
Concordia University Chicago 1976 — 1980
BA, Political Philosophy and Computer Science
Wells Fargo Advisors, LLC 2008 - Present
Education
Texas A&M University-Corpus Christi 2001 — 2003
Master of Public Administration (M.P.A.)
Texas A&M University-Corpus Christi 1998 — 1999
Bachelor of Arts (B.A.), POLITICAL SCIENCE
Del Mar College 1996 — 1998
Associate of Arts (A.A.)
Wells Fargo Advisors, LLC April 2015 - Present
Wells Fargo Advisors, LLC. March 2014 - Present
Wells Fargo Advisors, LLC September 2011 - March 2014
Wells Fargo Advisors July 2007 - September 2011
Wells Fargo Advisors September 2006 - July 2007
Wells Fargo Advisors April 1995 - July 2007
Wells Fargo Advisors July 2005 - September 2006
Wells Fargo Advisors April 1991 - April 1995
Wells Fargo Advisors September 1988 - April 1991
LaSalle Bank June 1987 - September 1988
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1989 — 1993
MBA, Finance
Indiana University Bloomington 1983 — 1987
BS, Retail Merchandising
Wells Fargo Advisors, LLC March 2010 - Present
Education
Drexel University - LeBow College of Business 2008 — 2013
BSBA, Marketing, Entrepreneurship
Wells Fargo Advisors LLC March 1984 - Present
Burlington Industries 1978 - 1984
Education
Drexel University - LeBow College of Business 1974 — 1978
MBA, Finance
Plymouth Whitemarsh 1970 — 1973
High School
Plymouth Meeting Friends 1960 — 1967
Wells Fargo Advisors, LLC June 2014 - Present
BB&T Scott & Stringfellow 1997 - 2014
Skills
Investments, Asset Allocation, Mutual Funds, Securities, Investment Strategies
Education
East Carolina University 1988 — 1992
Bachelor's Degree
McKinsey & Company September 2013 - Present
McKinsey & Company May 2012 - August 2012
Wells Fargo Advisors, LLC May 2011 - August 2011
Duke University August 2010 - December 2010
PowerSoft Technologies, LLC May 2010 - August 2010
EZGSA May 2008 - August 2009
Education
Duke University 2009 — 2013
BS, Civil Engineering
Sidwell Friends School 2005 — 2009
Wells Fargo Advisors, LLC September 2013 - Present
Team Capital Bank September 2012 - September 2013
Education
Drexel University - College of Business and Administration 2007 — 2012
Finance
HHHS
Wells Fargo Advisors, LLC May 1987 - Present
Education
DePaul University
BS, Finance
Wells Fargo Advisors, LLC September 2011 - Present
Hatteras Funds December 2009 - August 2011
Global Wealth Advantage, LLC September 2007 - December 2009
Loring Ward June 2004 - August 2007
ING Funds June 1999 - May 2004
Wheat First Butcher Singer January 1992 - May 1999
Skills
Investments, Retirement Planning, Alternative Investments, Investment Strategies, Mutual Funds, Asset Allocation, Securities, Uniform Combined State..., Investment Planning
Education
University of Kentucky 1986 — 1990
BBA, Business Finance
Eastern Kentucky University 1986 — 1987
Wells Fargo Advisors, LLC March 2005 - Present
A.G. Edwards & Sons, Inc. March 2003 - February 2005
A.G. Edwards & Sons, Inc. November 1999 - February 2003
Education
Fontbonne University 2000 — 2002
Master of Business Administration (M.B.A.)
DePaul University 1995 — 1999
Bachelor of Science, Finance, General
Wells Fargo Advisors, LLC April 2014 - Present
Citibank Citigold International May 2008 - March 2014
Skills
Finance, French, Portuguese, English, Spanish, Wealth Management, Business Planning, Market Research
Education
Spears School of Business - Oklahoma State University
Doctor of Philosophy (Ph.D.), Business Administration
Creighton University
Master's degree, Security Analysis and Portfolio Management
American Military University
Bachelor's degree, Middle Eastern Studies
City University of New York
Associate's degree, Business Administration
Wells Fargo Advisors, LLC May 1996 - Present
Education
Duquesne University 1976 — 1980
Bachelor of Science in Business Administration, Accounting
Wells Fargo Advisors, LLC July 2011 - Present
UBS January 2007 - July 2011
LDCC 2001 - 2007
Education
Connecticut College 1996 — 2000
BA, Economics