Wells Fargo Advisors, LLC
Industry: Subsidiary
DescriptionWells Fargo Advisors is a subsidiary of Wells Fargo, located in St Louis, Missouri. It is the ninth largest brokerage firm in the United States as of August 17, 2017 with $490 billion retail client assets under management. Headquarters: St. Louis, Missouri, United States Number of employees: 15,000 Advisors Parent organization: Wells Fargo Founded: 4 September 2001 Total assets: 490 billion USD Subsidiaries: Wachovia Securities (Argentina) LLC (Buenos Aires Argentina),
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Wells Fargo Advisors, LLC Employees
First Clearing , Affiliate of Wells Fargo November 2012 - Present
Wells Fargo Advisors, LLC January 2009 - October 2012
A.G. Edwards & Sons, Inc. March 2007 - December 2008
A.G. Edwards & Sons, Inc. October 1999 - February 2007
A.G. Edwards & Sons, Inc. August 1996 - October 1999
Skills
Process Improvement, Management, Business Analysis, Leadership, Human Resources, Business Strategy, CRM, Microsoft Excel, Analysis, SharePoint, Financial Reporting, Risk Management, Finance, Financial Planning, Financial Analysis, Banking, Financial Services, Investments
Education
Southern Illinois University, Edwardsville 1998 — 2000
Bachelor of Science (B.S.), Accounting
Charles Schwab & Co., Inc. January 2012 - Present
Wells Fargo Advisors, LLC May 2001 - January 2012
ePLANNING Securities, Inc. March 2000 - May 2001
Skills
Microsoft Office, Management, Microsoft Excel, Microsoft Word, Research, PowerPoint, Leadership, Training, Banking, Customer Service, Financial Services, Risk Management, Business Analysis, Investments, Mutual Funds, Securities, Vendor Management, Process Improvement, Program Management, Portfolio Management
Education
San Francisco State University
Bachelor of Arts (BA), Economics
Willamette University
Psychology
Wells Fargo Advisors, LLC July 2006 - Present
Smith Barney August 1993 - July 2006
Skills
Asset Allocation, Estate Investment..., Investment Strategies, Stock Analysis, Annuities
Education
Texas A&M University 1988 — 1990
Masters, Agricultural Economics
Santa Clara University 1984 — 1988
Bachelors, Economics
Wells Fargo Advisors, LLC 2009 - Present
Wachovia Securities, LLC, a Predecessor Firm of Wells Fargo Advisors, LLC 2004 - 2009
Prudential Securities, Inc, a Predecessor Firm of Wells Fargo Advisors, LLC 1992 - 2004
Kidder, Peabody & Co. Inc. 1985 - 1992
Dean Witter Reynolds, Inc. 1982 - 1985
Skills
Retirement Planning, Investments, Retirement, 401k Rollovers, Estate Investment..., Asset Allocation, Investment Strategies, Fixed Income Strategies, Insurance
Education
The George Washington University 1978 — 1980
MBA, Finance and Investments
Santa Clara University 1974 — 1978
BS, Economics
Wells Fargo Advisors, LLC 2011 - Present
Merrill Lynch 2000 - 2011
Skills
Investment planning, Retirement Planning, 401k Rollovers, Multi-generational..., Strategic Planning, Tax Efficient Strategies
Education
Santa Clara University
BA, English
Strategy&, part of the PwC network (formerly Booz & Company) April 2015 - Present
Strategy& (Formerly Booz & Company) April 2014 - Present
Booz & Company September 2012 - April 2014
McCombs School of Business August 2010 - May 2012
Booz & Company June 2011 - August 2011
Wells Fargo Advisors, LLC May 2007 - August 2010
Wachovia Securities, LLC May 2004 - May 2007
Blue Cross & Blue Shield of Rhode Island January 2003 - April 2004
Skills
Statistics, Financial Modeling, Business Analysis, Microsoft Excel, Business Planning, Databases, Research, Software Documentation, Leadership, Management, Team Management, Competitive Analysis, Data Analysis
Education
The University of Texas at Austin - The Red McCombs School of Business 2010 — 2012
MBA, Information Management, Strategy Consulting
University of Louisiana at Lafayette 2000 — 2002
Masters, Computer Science
Shanmugha Arts, Science, Technology and Research Academy 1996 — 2000
Bachelor of Engineering, Computer Science
Campion Higher Secondary School 1984 — 1996
Wells Fargo Advisors, LLC August 2010 - Present
Virtuevian Ventures Corporation consortium January 2009 - November 2010
Taub Emergency Room January 2009 - November 2010
Venture 2000, LLC January 2005 - November 2010
Professional Access Corporate Organization, Inc. (PACO Inc.) August 2002 - November 2010
Professional Access, INC January 2001 - November 2010
Texas Brothers Pty. Ltd January 2001 - January 2005
Creek County Courthouse January 2000 - May 2000
Skills
Financial Analysis, Insurance, Investment Strategies, Strategic Planning, Retirement Planning, Fixed Income, Customer Service, Risk Management, Credit, Business Development, Marketing Strategy, Team Building, Financial Modeling, Venture Capital, Fixed Annuities, Finance, Management, Marketing, Long-term Care, Derivatives, Account Management, Asset Allocation, Trading, Accounting, Business Analysis, Project Management, International Business, Securities
Education
Southern Methodist University
Bachelor of Arts, Advertising and Marketing
University College Dublin
International Environmental Law
University of St. Thomas (TX)
University of Tulsa College of Law
Juris Doctorate, Energy and Environmental Law Focus
Wells Fargo Advisors, LLC 2010 - Present
Morgan Stanley Smith Barney December 2009 - July 2010
Morgan Stanley 2007 - 2009
Morgan Stanley 2006 - 2007
Morgan Stanley 2002 - 2006
Morgan Stanley 2000 - 2002
Education
St. Francis University 1981 — 1985
BS, Business Management
Wells Fargo Advisors, LLC July 2008 - Present
Skills
Retirement Planning
Education
Southern Methodist University 2009 — 2011
Rawls College of Business at Texas Tech University 2001 — 2005
Bachelor of Business Administration (BBA), Marketing
Wells Fargo Advisors, LLC October 1997 - Present
Eagle Point Software 1994 - 1997
St. Ambrose University 1991 - 1994
Skills
Investments, 401k Rollovers, Retirement Planning, IRAs, Trust and estate..., Mutual Funds
Education
St. Ambrose University 1987 — 1993
Master of Business Administration (MBA), Business Administration and Management, General
Wahlert Catholic High School
Lakeview Capital Partners, LLC November 2013 - Present
Wells Fargo Advisors, LLC May 1999 - October 2013
Skills
Personal Development, Connectivity, Bicycle, Skateboarding, Weightlifting, Includer, Adaptability, Empathy
Education
Creighton Unversity 2012 — 2015
Master's Degree, Finance and Financial Management Services, 3.5 GPA
Southern Illinois University, Edwardsville 1994 — 1999
Bachelor of Science (B.S.), Business Economics
Wells Fargo Advisors, LLC September 2008 - Present
Capitas Financial January 2004 - September 2008
Skills
Life Insurance, Insurance, Securities, Retirement Planning, Financial Advisory, Wealth Management
Education
Slippery Rock University of Pennsylvania 1999 — 2003
BS, Finance, Finance
Wells Fargo Advisors, LLC October 2008 - Present
A.G. Edwards & Sons, Inc. February 1990 - October 2008
J.C. Bradford 1988 - 1990
Howard Weil 1986 - 1988
Skills
Retirement Planning, Investment Management, IRAs, 401k, Equities, Fixed Income, Small Business, Retirement, Investment Advisory, Mutual Funds, College Education...
Education
University of Southern Mississippi 1983 — 1985
Bachelor of Science, Banking and Finance
Southwest Mississippi Community College 1981 — 1983
Associate's degree, General Studies
Wells Fargo Advisors, LLC October 2011 - Present
Phoenix Investments July 2005 - June 2008
Prudential Financial January 2000 - July 2005
Skills
Retirement Planning, Securities, Mutual Funds, Investments, Retirement, Asset Allocation, Fixed Annuities, Investment Strategies
Education
Southern Illinois University, Carbondale 1989 — 2002
Speech Communications
Wells Fargo Advisors, LLC January 2013 - Present
Wells Fargo Advisors, LLC January 2007 - January 2013
Wells Fargo Advisors, LLC June 2010 - August 2011
Skills
Retirement Planning, Mutual Funds, Asset Allocation, Securities, Investments
Education
Southern Illinois University, Edwardsville 1999 — 2004
Bachelor of Arts (B.A.), Spanish Language and Literature
TD Ameritrade September 2013 - Present
Wells Fargo Advisors, LLC November 2012 - August 2013
First American Title 2011 - 2012
Frost Mortgage Lending Group October 2008 - October 2011
Skills
Investments, Leadership, Retirement Planning, Mutual Funds, Financial Analysis, Wealth Management, Finance, Analysis, Insurance, Loans, Management, Strategic Financial..., Interviews, Credit, New Business Development, Executive Management, Recruiting, Due Diligence, Series 63, Sales Management, Accounting, Financial Reporting, Asset Management, Customer Service, Time Management, Real Estate, Strategic Planning, Risk Management, Microsoft Excel, Business Development, Tax, Training, Series 7, Employee Benefits, Business Planning, Forecasting, Business Analysis, Mergers & Acquisitions, Budgets, Small Business, Banking, Business Strategy, P&L, Mortgage Lending, Sales, Marketing, Team Building, Investment Strategies, Negotiation, Commercial Lending
Education
St. Edward's University 1999 — 2004
Bachelor of Business Administration (B.B.A.), Accounting and Business/Management
Northwest High School 1995 — 1999
WELLS FARGO ADVISORS, LLC February 2014 - Present
ING Pension Insurance Bulgaria March 2010 - August 2013
Raiffeisen Bank June 2007 - February 2010
Postbank, Eurobank EFG Group February 2006 - May 2007
Education
Sofia University St. Kliment Ohridski 2002 — 2006
Bachelor of Business Administration (BBA), Business Administration and Management, General
Wells Fargo Advisors, LLC March 2005 - Present
Valley International Country Club November 1983 - March 2005
Education
Siena Heights University 1977 — 1982
BA, History, Minor in Spanish
Wells Fargo Advisors LLC April 2011 - Present
Gori Julian & Associates, P.C. December 2010 - May 2011
Acropolis Technology Group June 2009 - October 2010
Data Jacks, Inc August 2008 - December 2008
Skills
SharePoint, Networking, Visio, Software Documentation, Computer Hardware, Windows, Operating Systems, HTML, Access, Windows XP, Databases, Visual Basic, Microsoft Excel, Dreamweaver, Technical Writing
Education
Southern Illinois University, Carbondale 2006 — 2009
Bachelor of Science, Information System Technologies
John A. Logan Community College 2005 — 2006
Lewis and Clark Community College 2004 — 2005
Wells Fargo Advisors, LLC May 2012 - Present
Allstate Financial Services, LLC May 2007 - May 2012
Smith Barney November 2004 - May 2007
UBS February 2001 - November 2004
Donaldson, Lufkin & Jenrette August 1998 - February 2001
Fidelity Investments December 1994 - September 1997
Bear Stearns August 1993 - September 1994
Skills
Investments, Asset Allocation, Financial Analysis, Finance, Private Equity
Education
Southern Methodist University - Cox School of Business 1996 — 1998
Master of Business Administration (M.B.A.), Finance & Accounting
The University of Texas at Austin 1988 — 1992
Bachelor's Degree, Economics
Wells Fargo Advisors September 2014 - Present
Wells Fargo Advisors, LLC November 2009 - Present
UBS January 2001 - November 2009
PDI 2003 - 2008
Merrill Lynch May 1998 - January 2001
Budget Cardio & Strength January 1992 - January 2001
Skills
Investments, Asset Allocation, Finance, Financial Advisory, Retirement Planning, Customer Service, Mutual Funds, 401k, Uniform Combined State..., Alternative Investments, Securities, Wealth, Retirement, ETFs, Investing, Strategic Investment...
Education
Southern Methodist University 1984 — 1988
Business
Southern Methodist University - Cox School of Business 1984 — 1988
BBA
Coppell High School 1980 — 1984
Wells Fargo Advisors, LLC January 2009 - Present
Wachovia Securities, LLC October 2007 - December 2008
A.G. Edwards & Sons, Inc. May 1999 - October 2007
Skills
Software Documentation, T-SQL, C#
Education
Southern Illinois University, Edwardsville
BS, Management Information Systems
Wells Fargo Advisors, LLC January 2008 - Present
Beau Chene Country Club 2005 - 2007
Lakewood Golf Club 2003 - 2005
Skills
Retirement Planning, Investment Planning, Business-Owner Planning, Estate Investment..., Financial Advisory, Tax-Efficient Strategies, Investments, 401k, Fixed Annuities, Securities, Mutual Funds, Insurance, 401(k) Rollovers, Equities, Team Building, Strategic Planning, Customer Service, Management, Sales
Education
Rhodes College 2000 — 2002
Bachelor of Arts (B.A.), Business Administration
Sewanee-The University of the South 1998 — 1999
St. Martin's Episcopal 1983 — 1998
Wells Fargo Advisors, LLC January 2009 - Present
Wachovia Securities 2007 - 2009
Skills
Investments, Retirement, Mutual Funds, Insurance, Retirement Plan..., Investment Strategies, Retirement Planning, Asset Allocation, Financial Advisory, Concentrated Stock..., 401(k) Rollovers, Estate Investment...
Education
UCLA Anderson School of Management 2013 — 2014
TRAU® - The Retirement Advisor University, C(k)P®
Sewanee-The University of the South 2002 — 2006
BA, English & Economics
University of Virginia- The McIntire Business Institute
Finance, Management, Marketing, Accounting
Holy Innocents' Episcopal School
Wells Fargo Advisors, LLC January 2009 - Present
UBS Wealth Management August 1994 - December 2008
Education
San Jose State University
BA, Advertising
Wells Fargo Advisors, LLC September 2012 - Present
Morgan Stanley Smith Barney 1990 - 2012
Oppenheimer & Co. 1982 - 1989
Skills
Investments, Equities, Securities, Alternative Investments, Asset Allocation, Investment Strategies, Mutual Funds, Fixed Income, Hedge Funds, Retirement Planning, Investment Banking, Capital Markets, Retirement, Financial Modeling, Financial Services, Risk Management, Separately Managed..., ETFs, Corporate Finance, Venture Capital, 401k, Private Equity, IRAs, Due Diligence, Financial Analysis, Insurance, Investment Advisory
Education
Seattle University 1967 — 1971
BABA, Marketing
Wells Fargo Advisors, LLC January 1981 - Present
Wachovia Securities ( a predecessor firm of Wells Fargo Advisors, LLC) January 1997 - December 2005
Skills
Investments, Alternative Investments, Asset Allocation, Mutual Funds, Equities, Securities, Investment Strategies, Fixed Income, Capital Markets, Finance, Valuation, Retirement Planning
Education
San Francisco State University, College of Business 1977 — 1981
BA 1979 , MBA 1981, Business
St. Ignatius College Prep 1970 — 1974
Wells Fargo Advisors, LLC January 2008 - Present
UBS Wealth Management May 2001 - January 2008
Bear Stearns April 1991 - May 2001
Donaldson, Lufkin & Jenrette April 1989 - April 1991
Shearson Lehman 1987 - 1989
Education
San Jose State University
Masters, Economics
Lynn Alpert Studios March 2010 - Present
Fiery Red Creative March 2010 - Present
Wells Fargo Advisors, LLC July 2008 - December 2009
Wachovia Securities, LLC January 2007 - June 2008
A.G. Edwards & Sons, Inc. August 2000 - December 2006
Lynn Alpert Design 1997 - 2000
Skills
Graphic Design, Corporate Identity, Digital Illustration, Illustration, Illustrator, Adobe Creative Suite, Graphics, Books, Logo Design, Art Direction, Photoshop, Picture Books, Character Design, Posters, Brochures, InDesign, Advertising, Layout, Brand Development, Newsletters, QuarkXPress, Magazines, Typography, Marketing Communications, Creative Development, Corporate Communications, Creative Direction, Production, Dreamweaver, Web Design, Wordpress, Mac, Catalogs, Business Cards, Book Covers, Blogging, Concept Design, Branding & Identity, Book Design, Vector Illustration
Education
St. Louis Community College
Associate, Commercial Art/Ad Design
HBKS® Wealth Advisors September 2015 - Present
Wells Fargo Advisors, LLC December 2013 - September 2015
DLK Industries April 2010 - November 2013
DLK Industries March 2009 - November 2013
DLK Industries January 2003 - November 2013
Bloomberg News November 1999 - January 2003
Fox Investments November 1995 - October 1999
First American Discount Corporation November 1992 - November 1996
Skills
Trading, Commodity, Options, Financial Markets, Economics, Investments, Public Speaking, Technical Analysis, Entrepreneurship, Television, Electronic Trading, Fixed Income, Trading Strategies, Equities, Mutual Funds, Alternative Investments, Derivatives, Financial Services, Bonds, Capital Markets, Sales, Technical Seminars, Technical Writing, Energy, Customer Service, Marketing, Investment Strategies, Media Relations, Customer Relations, Self-starter
Education
Santa Clara University - Leavey School of Business 1990 — 1992
MBA, Agricultural Business
University of California, Davis 1985 — 1990
B.S., Genetics
Wells Fargo Advisors, LLC February 2009 - Present
Morgan Stanley Smith Barney 2000 - 2009
A.G. Edwards & Sons, Inc., a predecessor firm of Wells Fargo Advisors, LLC 1995 - 2000
Skills
Investments, Finance, Financial Services, Insurance, Private Equity, Financial Modeling, Financial Analysis, Mergers & Acquisitions, Customer Service, Asset Allocation, Due Diligence, Corporate Finance, Managerial Finance, 401k Rollovers, estate investment..., Investment Planning, Investment Strategies, Multigenerational..., Relationship Planning, Retirement Savings, Risk Management, Securities, Stock Analysis, Tax Efficient Planning, Wealth Preservation..., Strategic Planning
Education
San Francisco State University, College of Business
Business
Wells Fargo Advisors LLC February 2015 - Present
JP Morgan Securities LLC. October 2013 - February 2015
Merrill Lynch September 2011 - September 2013
JPMorgan Chase September 2010 - September 2011
Wells Fargo Advisors September 2009 - September 2011
Education
San Jose State University 2005 — 2008
Bachelor's degree, Finance
Wells Fargo Advisors, LLC May 2013 - Present
Morgan Stanley Smith Barney February 1983 - April 2013
Education
Northwestern Lutheran Theological Seminary 1978 — 1982
Master of Arts (MA)
Southern Illinois University, Carbondale 1973 — 1977
Bachelor of Arts (BA), Psychology and Religious Studies
Wells Fargo Advisors, LLC July 2003 - Present
Skills
Investments, Asset Allocation, Financial Analysis, Mutual Funds, Investment Strategies, Retirement Planning, Strategy, Management, Financial Advisory, Strategic Planning, Retirement-plan...
Education
Southern Illinois University, Carbondale 1980 — 1985
Wells Fargo Advisors, LLC April 2015 - Present
Roma Pizza Works March 2014 - April 2015
Ahrens Contracting, Inc. June 2011 - March 2014
Skills
Microsoft Office, Customer Service, Microsoft Excel, Strategic Planning, Microsoft Word, PowerPoint, Outlook, Event Planning, Team Building, Administrative..., Sales, Office Management, Customer Satisfaction, Social Networking, Inventory Management, Office Administration, Teamwork, Telephone Skills, Invoicing, Marketing, Administrative..., Payroll
Education
Southeast Missouri State University 2006 — 2012
Wells Fargo Advisors, LLC August 2013 - Present
Wells Fargo Advisors, LLC June 2012 - Present
Ameriprise Financial Services, Inc. November 2011 - May 2012
Applebee's April 2010 - May 2012
Skills
Microsoft Excel, PowerPoint, Microsoft Office, Access, Photoshop, Google Docs, Software Engineering, Microsoft Office Xp, Microsoft Word, Outlook, Time Management, Teamwork
Education
Sonoma State University 2008 — 2012
EY October 2014 - Present
Ernst & Young September 2012 - Present
Wells Fargo Advisors, LLC May 2008 - September 2011
Program Council at Southern Methodist University May 2010 - May 2011
Ernst & Young January 2011 - March 2011
Southern Methodist University May 2008 - May 2010
Skills
Accounting, Auditing, Budgets, Customer Service, Spanish, Workshop Facilitation, Web Site Production, Java, Financial Analysis, Microsoft Excel, Financial Reporting, Financial Accounting, Financial Modeling, Financial Statements
Education
Southern Methodist University - Cox School of Business 2011 — 2012
Master of Science (M.S.), Accounting
Southern Methodist University - Cox School of Business 2007 — 2011
Bachelor of Business Administration (B.B.A.), Accounting
Clayton Investment Associates July 2010 - Present
Wells Fargo Advisors, LLC September 1996 - July 2010
Ag Edwards 1998 - 2009
Skills
Retirement Planning, Mutual Funds, Investment Advisory, Series 7, Series 63, Estate Planning, Portfolio Management, FINRA, Retirement, Uniform Combined State..., Series 24, Fixed Annuities, Alternative Investments, Financial Advisory, Asset Management, Securities, Asset Allocation, Certified Financial..., Bonds, Investment Strategies, ETFs, Wealth Management, Investments, Asset Managment, Series 31 Managed..., Personal Finance
Education
Southern Methodist University 1990 — 1994
BA/BA, Economics/Advertising
University of Pennsylvania - The Wharton School
CIMA
Ameriprise Financial Services, Inc. August 2011 - Present
Wells Fargo Advisors, LLC June 2007 - August 2011
Morgan Stanley Smith Barney April 2004 - June 2007
A.G. Edwards August 2001 - April 2004
Education
Springfield College 1993 — 1998
Bachelor of Science (BS)
Billerica Memorial High School
High School Diploma
Edward Jones April 2013 - Present
Wells Fargo Advisors, LLC February 2011 - April 2013
Butler Associates Financial Planners Inc August 2008 - October 2010
THE MARKETING ALLIANCE, INC May 2006 - July 2008
MetLife February 2004 - December 2005
Southwest Bank of St. Louis October 2001 - December 2003
JEFFERY MCKAY AND ASSOCIATES January 1993 - January 2001
FN INVESTMENT CENTER/FIRST NATIONWIDE BANK January 1987 - January 1993
Education
Lutheran South
St. Louis Community College
Associate, Business Administration
The American College
CFP
University of Missouri-Saint Louis
Business Administration/Finance
Wells Fargo Advisors, LLC February 2015 - Present
Wells Fargo Advisors, LLC January 2011 - January 2015
Wells Fargo Advisors, LLC January 2010 - December 2010
Wells Fargo Advisors, LLC July 2009 - December 2009
Wells Fargo Advisors, LLC July 2007 - July 2009
UBS Financial Services April 2000 - July 2007
Smith Barney November 1993 - April 2000
Skills
Wealth Management, Investments, Mutual Funds, Securities, Retirement Planning, Strategic Planning, Financial Services, Asset Allocation
Education
Simmons College 1989 — 1993
BA, Management, Marketing
Duxbury High School
Scanlon Financial Services, LLC June 2013 - Present
Wells Fargo Advisors, LLC March 2012 - June 2013
HSBC Securities November 2000 - March 2012
HSBC Bank November 1986 - November 2000
Skills
Financial Advisory, Wealth Management, Customer Service, Credit, Finance, Insurance, Wealth, Financial Services, Series 6, Investment Advisory, Fixed Annuities, Estate Planning, Wealth Management..., Marketing, Team Building, Investments
Education
Siena College
Mechanicville High School 1982 — 1986
Wells Fargo Advisors, LLC November 2014 - Present
Wells Fargo Advisors, LLC November 2012 - November 2014
Morgan Stanley Smith Barney January 2010 - October 2012
Smith Barney December 2004 - January 2010
Smith Barney February 2003 - December 2004
Skills
Series 9/10, Series 7, Series 63, Series 65, Series 3, Wealth Management, Retirement Planning, Asset Allocation, Mutual Funds, Portfolio Management, Alternative Investments, Investment Advisory, Securities, Investments, Equities
Education
Southern Methodist University 1991 — 1995
Bachelor of Arts (BA), Psychology
Wells Fargo Advisors, LLC January 2014 - Present
HSBC Securities August 2001 - December 2013
Skills
Risk Management, Securities, Financial Advisory, Financial Risk, Fixed Income, Finance, Equities, Investments, Retirement
Education
Siena College 1996 — 2000
Bachelor of Science (BS), Business Management and Marketing
Wells Fargo Advisors, LLC January 2003 - Present
Marketing Resources, Inc. September 2001 - December 2002
Pennington Group, Inc. June 1982 - August 2001
Ancell School of Business, Western Connecticut State University September 1984 - June 1987
IBM Instruments December 1980 - May 1982
IBM Instruments January 1979 - November 1980
IBM September 1977 - December 1978
Skills
Retirement Planning, Investment Strategies, Mutual Funds, Retirement Plan..., Stocks, Bonds, Education Funding, 401(k) Rollovers, Annuities, Income Generation
Education
The University of Connecticut School of Business 1980 — 1982
MBA, Marketing & Organization Development
Shorter University 1972 — 1977
B.A., Pre-Med Biology & Chemistry
Coosa High School 1970 — 1972
Bon Secours Health System April 2011 - Present
Sisters of Mercy Health System January 2009 - April 2011
Wells Fargo Advisors, LLC November 2009 - February 2010
Daugherty Business Solutions February 2008 - January 2009
IBM Global Services May 2004 - February 2008
IBM Global Services June 2004 - January 2008
SSA July 2001 - July 2003
Skills
Business Intelligence, Requirements Analysis, Data Warehousing, Oracle, Databases, Oracle SQL Developer, Epic Systems, Data Analysis, Data Mapping, Business Objects, Crystal Reports, Access, Requirements Gathering, Unix, Business Analysis, Data Modeling, SDLC, SQL
Education
Southern Illinois University, Carbondale 2001 — 2004
BS, Information Systems Technology
College of Applied 2000 — 2004
BS, Information Systems Technology; Sciences and Arts
Kindred Healthcare February 2012 - Present
Capital One June 2011 - April 2012
TD Bank Group May 2011 - June 2011
Wells Fargo Advisors October 2010 - March 2011
Wells Fargo Advisors, LLC October 2009 - October 2010
TD Bank July 2009 - January 2010
Wachovia Securities, LLC October 2008 - April 2009
Price Metrix October 2007 - February 2008
Colonial Bank, N.A. October 2000 - January 2007
Skills
Change Management, Training, Management, Leadership Development, Team Building, Project Planning, Instructional Design, Organizational..., Integration, Customer Service, Team Leadership, Needs Analysis, Analysis, Outlook, PowerPoint, Retail, Teaching, Mentoring, Operations Management, Strategic Planning, Risk Management, Problem Solving, Team Management, Visio, Microsoft Excel, Administration, Account Management, Banking, Business Management, Customer Relations, Excel, Hospitality, Internet, English, Inventory Management, Knowledge Management, Logistics, Mergers, Organizing, Purchasing, Quickbooks, Quality Management, Real Estate, Troubleshooting, Teamwork, VoIP, Word, Windows, Yahoo, Project Management
Education
Southwest Florida College 1997 — 1998
Court Reporting Certification, Court Reporting/Court Reporter
Henry Ford Community College 1981 — 1985
Associates, Accounting
Surface Engineering Alloy Company / Extreme Coatings May 2013 - Present
Caplan Consulting March 2008 - Present
Wells Fargo Advisors, LLC March 2011 - October 2012
Compound Profit April 2008 - August 2012
Sew Many Parts, Inc April 2005 - January 2008
Brother International Corporation January 1999 - June 2004
Brother International Singapore September 1995 - December 1998
Brother International Corporation January 1988 - September 1995
Brother International Corporation January 1985 - December 1988
Brother International Corporation January 1983 - December 1984
Skills
Strategic Financial..., Business Planning, Business Development, Start-ups, Retirement Planning, Finance, Fixed Annuities, Business Analysis, Management, Series 7, Financial Advisory, Sales, B2B, Insurance, Credit, Analysis, Entrepreneurship, Securities, Project Planning, Uniform Combined State...
Education
Slippery Rock University of Pennsylvania 1978 — 1982
Bachelor of Science, Business
Wells Fargo Advisors, LLC September 2004 - Present
Skills
Investments, Mutual Funds, Alternative Investments, Asset Allocation, Retirement Planning, Fixed Income, Equities, Credit
Education
Wilkes University
Masters, Finance
Shepherd University
Bachelor's, Marketing & Economics
Wells Fargo Advisors, LLC June 2014 - Present
Associated Investment Services May 2012 - May 2014
Associated Bank September 2006 - April 2012
US Bancorp Investment & Insurance May 2004 - August 2006
Skills
Sales Management,..., Risk Management, Series 7, Insurance, Financial Analysis, Loan Origination, Cross Selling, Mortgage Banking, Relationship Management, Retirement Planning, Credit Risk, Mutual Funds, Refinance, Financial Services, Lines Of Credit, Fixed Annuities, Series 66, Change Management, New Business Development, Estate Planning, Long-term Care, Team Leadership
Education
St. Cloud State University 1994 — 1998
Bachelor of Science (BS), Speech Communications
Byron High School
Wells Fargo Advisors, LLC October 2011 - Present
Education
Schreiner University
Master of Education (M.Ed.)
Mister, Burton & French, LLC November 2014 - Present
Flying Dog Brewery July 2013 - November 2014
Wells Fargo Advisors, LLC October 2012 - July 2013
United States Air Force November 2008 - October 2012
Skills
Finance, Financial Analysis, Investments, Portfolio Management, Mutual Funds, Financial Modeling, Program Management, Economics, Microsoft Office, Valuation, Microsoft Excel, Budgets
Education
University of Maryland - Robert H. Smith School of Business 2014 — 2016
Master of Business Administration (M.B.A.), Accounting and Business/Management
Siebel Institute of Technology 2006 — 2006
Concise Course in Brewing Technology, Brewing Science
Sewanee-The University of the South 2002 — 2006
Bachelor of Arts (B.A.), Economics
Saint James School 1998 — 2002
Wells Fargo Advisors, LLC October 2012 - Present
PNC Investments February 2012 - October 2012
Edward Jones August 2006 - February 2012
Skills
401k Rollovers, Saving for Education, IRAs, Retirement, Fixed Annuities, Mutual Funds, College Savings Plans, 529 Plans
Education
Southern Illinois University, Edwardsville 1995 — 1997
Bachelor's of Science in Business Administration
St. Pius X
Capital Plan August 2011 - February 2014
Merrill Lynch July 2010 - August 2011
Wells Fargo Advisors, LLC November 2007 - July 2010
Citigroup / Smith Barney June 2003 - August 2007
Education
Southern Methodist University - Cox School of Business 2000 — 2002
MBA, Finance / Strategy
Texas State University 1992 — 1992
BA, Economics
Wells Fargo Advisors, LLC April 1997 - Present
Education
Sierra Nevada College
Business
Wells Fargo Advisors, LLC August 1994 - Present
Education
George Williams College 1971 — 1972
BA, Social Sciences
St. Ambrose University 1964 — 1968
Drafted into Army before completion, Speech/Communication
Wells Fargo Advisors, LLC May 2009 - Present
Wachovia Securities, LLC December 2005 - April 2009
Piper Jaffray Corp October 2000 - December 2005
Prudential Securities 1989 - 2000
Skills
Investments, Retirement Planning, Alternative Investments, Investment Strategies, Mutual Funds, Strategy, Business Development, Asset Allocation, Financial Advisory, Bonds, 401k
Education
San Francisco State University, College of Business 1982 — 1986
B.S., Finance
University High School (Irvine) 1974 — 1978
high school diploma
Wells Fargo Advisors, LLC April 1998 - Present
RAF Financial September 1996 - March 1998
Skills
Investments, Insurance, Retirement Planning, Asset Allocation, College Education..., Modern Portfolio Theory, 401k Rollovers, Estate Investment..., Relationship Management, Wealth Preservation..., Business Owner Planning
Education
St. Lawrence University 1992 — 1996
BA, Economics
American Airlines December 2014 - September 2015
Wells Fargo Advisors, LLC November 2012 - December 2014
Wells Fargo Advisors, LLC April 2010 - November 2012
Texas Rangers Baseball Club April 2009 - October 2012
Thomson Reuters June 2011 - February 2012
Skills
Wealth Management, Portfolio Management, Asset Management, Economics, Asset Allocation, Equities, Mutual Funds, Microsoft Excel
Education
Southern Methodist University - Cox School of Business 2007 — 2011
Bachelor of Business Administration, Finance
Wells Fargo Advisors, LLC March 2010 - Present
BB&T May 2002 - February 2010
Merrill Lynch December 2000 - May 2002
Skills
Investments, Retirement, Retirement Planning, Asset Allocation, Alternative Investments, College Savings Plans, 401k Rollovers, Wealth Preservation...
Education
University of Pennsylvania - The Wharton School 2013 — 2013
Certified Investment Management Analyst Program, CIMA®, Investments and Securities
Shippensburg University of Pennsylvania 1996 — 2000
B.S.B.A., Finance
MasterCard September 2015 - Present
Brown Shoe Company (now Caleres) November 2011 - September 2015
Brown Shoe Company July 2010 - November 2011
U.S. Commercial Service March 2010 - May 2010
Wells Fargo Advisors, LLC May 2008 - March 2010
Macy's - Famous Barr August 2006 - May 2008
Macy's September 2005 - August 2006
Fleishman Hillard 2002 - 2005
Skills
Account Management, Sales, Management, Purchasing, Business Planning, Strategy, International Business, Project Management, Forecasting, Sales Management, Merchandising, Selling, Retail, New Business Development, Customer Service, International Sales, Data Analysis, Building Relationships, Leadership, Marketing
Education
Webster University 2011 — 2013
Master of Arts (M.A.)
Webster University 2008 — 2010
MBA
Southern Illinois University, Edwardsville 2000 — 2004
BS
SevenBridge Financial Group August 2015 - Present
Wells Fargo Advisors LLC July 1992 - August 2015
US Army February 1985 - July 1992
Skills
Leadership, Employee Benefits, Marketing, Financial Analysis, Retirement Planning, Investments, Strategic Planning, Customer Service, Public Speaking
Education
Slippery Rock University of Pennsylvania 1980 — 1984
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Wells Fargo Advisors, LLC August 2000 - Present
Merrill Lynch September 1995 - August 2000
Morgan Stanley October 1983 - September 1995
Education
Seattle University 1975 — 1976
MBA, Business
Western Washington University 1962 — 1967
BA, History
The World Bank February 2014 - Present
RE.WORK LTD November 2013 - December 2013
Samasource April 2012 - August 2012
Wells Fargo Advisors, LLC August 2010 - April 2012
Skills
International..., Social Entrepreneurship, Social Enterprise, Start-ups, Sustainable Investing, Social Media, Business Development, Research, Analytics, Emerging Markets, Strategy, Policy Analysis, Entrepreneurship
Education
London School of Economics and Political Science 2012 — 2013
MSc Development Management, International Development, Merit
Washington University in St. Louis 2007 — 2010
B.A., Economics, Cum Laude
Smith College
Wells Fargo Advisors, LLC August 2011 - Present
Skills
Retirement Planning, Mutual Funds, Finance, Asset Allocation, Life Insurance, Investments, Alternative Investments, Wealth Management, Securities, Annuity Sales, Microsoft Office, Financial Advisory, Accredited Asset..., Series 7, Customer Service, Financial Analysis, Insurance
Education
Siena College 2003 — 2007
Bachelor of Science (B.S.), Finance, General
Aequitas Capital Partners October 2014 - Present
TA Capital, LLC November 2013 - October 2014
Washington Wealth Management July 2011 - June 2013
Wells Fargo Advisors, LLC December 2005 - July 2011
•Wells Fargo Advisors, LLC December 2005 - July 2011
Wells Fargo Advisors December 2005 - July 2011
DWS Investments June 2004 - December 2005
2004-2005 June 2004 - December 2005
PLANCO April 2002 - June 2004
The Hartford April 2002 - June 2004
Skills
Mutual Funds, 401k, Alternative Investments, Asset Allocation, Asset Management, Business Development, Estate Planning, Finance, Investments, Asset Managment, Financial Advisory, Financial Services, Fixed Annuities, Investment Advisory, Leadership, Management, Retirement Planning, Securities
Education
University of Richmond 1993 — 1994
MA, Sports Management
University of Richmond 1993 — 1994
MA, Sports Management
St. Lawrence University 1981 — 1985
BS, Psychology
St. Lawrence University 1981 — 1985
BA, Psychology/Finance
Woodberry Forest School
High School diploma
Wells Fargo Advisors, LLC November 2006 - Present
Morgan Stanley December 1999 - November 2006
Boeing Commercial Airplanes January 1981 - October 1994
Skills
Investments, Retirement Planning, Financial Analysis, Asset Allocation, Securities, Retirement, Finance, Retirement Income..., Retirement Plan..., Risk Management, Equities, Fixed Income, Insurance, Personal Finance, Pensions, 401k Rollovers, Concentrated Stock..., Deferred Compensation..., Estate Investment..., Financial Advisory, Financial Services, Fixed Income Strategies, Investment Planning, Investment Strategies, Multigenerational..., Retirement Plan..., Retirement Savings, Stock Management, Mutual Funds, Annuities, Long Term Healthcare, Stock Analysis, Strategic Planning, Tax-Efficient Strategies, Wealth Preservation...
Education
Seattle Pacific University 1989 — 1993
BS, Computer Science, Finance
Clover Park 1975 — 1976
High School
North Central High School 1972 — 1973
PC Connection, Inc. May 2014 - June 2014
Sennheiser USA February 2012 - December 2013
Wells Fargo Advisors, LLC July 2010 - February 2012
Manchester VNA 2000 - 2012
GBH Communications June 2008 - July 2010
Hello Direct February 2005 - June 2008
GN Netcom April 2003 - February 2005
GN Netcom October 2000 - April 2003
GN Netcom November 1999 - October 2000
Skills
New Business Development, Telecommunications, Strategic Planning, Lead Generation, Account Management, Direct Sales, Sales Process, Sales Management, Sales, Business Development, B2B, Solution Selling, Cold Calling, CRM, Contract Negotiation, Team Leadership, Channel Partners, Selling, Product Management, Customer Service, Marketing Strategy, Product Marketing, Management, Unified Communications, Strategy, Sales Operations, Leadership, VoIP, Marketing, Customer Retention, Training, Program Management, Salesforce.com, SaaS, Sales Presentations, Competitive Analysis, Budgets, Strategic Partnerships, Cross-functional Team..., Key Account Management, Forecasting, Customer Satisfaction, Team Building, Wireless, International Sales, P&L Management, Start-ups, Business Planning, Selling Skills, Call Centers
Education
Southern New Hampshire University 2010 — 2014
MS, Community Mental Health Counseling (Child & Family Focused)
Southern New Hampshire University 2008 — 2010
BS, Business Administration
McIntosh College 1994 — 1996
ABS, Criminal Justice
Wells Fargo Advisors, LLC July 2015 - Present
Wells Fargo November 2014 - July 2015
Wells Fargo March 2014 - November 2014
Wells Fargo October 2013 - March 2014
Wells Fargo May 2013 - October 2013
Shiloh Church August 2009 - February 2013
Bank of America June 2006 - July 2009
Skills
Customer Service, Leadership, Event Planning, Administrative..., Public Speaking, Nonprofits, Sales, Process Scheduler, Management, Community Outreach, Fundraising, Meeting Planning, Leadership Development, Microsoft Office, Team Building, Customer Satisfaction, Outlook, Finance, Coaching, Theology, Microsoft Word, Microsoft Excel, Social Networking, Relationship Management, Teaching, Strategic Planning, Financial Analysis, Marketing, Social Media, Customer Retention, Research, Time Management, Emotional Intelligence, Multi-task & Handle..., Task Management, Strategy, Financial Services, Program Management, Teamwork, Hiring, Event Management, Volunteer Management
Education
Southeastern University 2011 — 2015
Bachelor of Science (B.S.), Bussiness and Professional Leadership, Senior
PMI Westchester 2012 - 2014
Wells Fargo Advisors, LLC April 2011 - December 2012
Verizon Business September 2007 - August 2010
Verizon Business January 2004 - August 2007
Verizon/Bell Atlantic April 1994 - December 2002
NYNEX/New York Telephone March 1990 - March 1994
NYNEX Corporate May 1986 - February 1990
NYNEX Corporate April 1984 - May 1986
Skills
Telecommunications, Strategy, Program Management, Financial Analysis, Solution Selling, Managed Services, Product Management, Competitive Analysis
Education
Saint John's University - Peter J. Tobin College of Business 1980 — 1984
MBA, Quantitative Analysis
Stony Brook University 1976 — 1980
BA, Economics
Wells Fargo Advisors, LLC 1990 - Present
United States Central Command June 1986 - July 1990
Skills
401k Rollovers, Strategic Planning, Public Speaking, Leadership, Retirement Planning, Entrepreneurship, Saving for Education, Management, IRAs, 529 Plans, New Business Development, Change Management, Strategy, Mutual Funds, Marketing, Business Strategy, Business Development, Sales, Budgets
Education
University of Utah 1972 — 1975
MBA, Marketing
South Dakota State University 1967 — 1971
Bachelor of Science, Economics
State Farm Insurance January 2013 - Present
Toastmasters International 2013 - Present
Trip Sheet Central April 2008 - Present
State Farm Insurance June 2010 - December 2012
Talisen Technologies, Inc. July 2009 - March 2010
Wells Fargo Advisors, LLC February 2009 - June 2009
Edward Jones April 2008 - December 2008
Fane Logistics, Inc. January 2005 - March 2008
Wells Fargo Home Mortgage October 2004 - January 2005
MasterCard February 2002 - January 2004
Skills
Oracle, XML, Unix, JavaScript, PL/SQL, MySQL, HTML, PHP, Shell Scripting, Oracle Fusion Middleware, SDLC, SQL, Perl, Business Analysis, Requirements Analysis, Agile Methodologies, Databases, Microsoft SQL Server, Python, Software Documentation, Process Improvement, Software Project..., Apache, Scrum, SOA, Database Design, Public Speaking, Web Development
Education
University of Missouri-Saint Louis 2000 — 2004
St. Louis Community College 1996 — 1998
Associate of Applied Science
Wells Fargo Advisors, LLC August 2007 - Present
Skills
Financial Services, Finance, Investments, Insurance, Retirement Planning, Strategy, Financial Analysis, Asset Allocation, Risk Management, Project Management, Margin Loans, Asset Strategies
Education
San Jose State University
B.S, Business Finance
Wells Fargo Advisors, LLC October 2000 - Present
Morgan Stanley Smith Barney August 1995 - October 2000
Skills
Retirement Planning, Investments, Asset Allocation
Education
Santa Clara University 1991 — 1995
Bachelor of Science in Commerce and Management
Wells Fargo Advisors, LLC May 1995 - Present
Skills
Requirements Gathering, Planview, SDLC, Project Management, System Testing, Regression Testing, User Acceptance Testing, Experienced Business..., User Documentation, Microsoft Office, Leadership, Integration, Change Management, Use Case, Systems Analysis, Disaster Recovery, Vendor Management
Education
Southern Illinois University, Edwardsville 1995 — 2013
Bachelors Degree, CMIS
Centene Corporation September 2011 - Present
Apex Systems April 2010 - September 2011
Wells Fargo Advisors, LLC April 2010 - September 2011
NetEffects February 2009 - March 2010
iBridge Solutions October 2007 - December 2008
Anheuser-Busch October 2007 - December 2008
ITI 2005 - 2007
MasterCard July 1998 - July 2005
United States Marine Corps November 1993 - August 1997
Skills
Business Analysis, Process Improvement, Leadership, Requirements Analysis, SDLC, Testing, Requirements Gathering, Visio, Software Documentation, Agile Methodologies, SQL, Analysis, Data Analysis, User Acceptance Testing, Databases, Systems Analysis, Microsoft SQL Server, Disaster Recovery, Software Development, Business Intelligence
Education
Southern Illinois University, Edwardsville 1997 — 2004
BS, CMIS
Wells Fargo Advisors, LLC August 2009 - Present
UBS Financial Services November 2000 - August 2009
JMB Partners 1998 - 2000
General Motors 1996 - 1998
Skills
Funding, 401k Rollovers, High Net Worth Insurance, Investments, Asset Allocation, Wealth Preservation..., Risk Management, Transition Planning, Distribution Strategies
Education
Southern Methodist University 1991 — 1995
B.A., Marketing
Cranbrook Kingswood 1987 — 1991
Wells Fargo Advisors, LLC February 1994 - Present
Xerox June 1981 - October 1983
Skills
Investments, Finance, Mutual Funds, Retirement Planning, Financial Analysis, Wealth Management, Financial Services, Negotiation
Education
Siena College 1977 — 1981
B.A., English
Bishop Kearney High School 1973 — 1977
High School Diploma
Wells Fargo Advisors, LLC January 2008 - Present
Education
Santa Clara University
B.S.
Delbarton High School
Janney Montgomery Scott, LLC 2010 - Present
Wells Fargo Advisors, LLC July 2008 - July 2010
Wachovia Securities August 2006 - July 2008
Morgan Stanley July 2002 - May 2006
Skills
Wealth Management, Mutual Funds, Retirement Planning, Securities, Asset Allocation, Series 7, Investment Advisory, Series 63, Series 24, Series 65, Investment Strategies, Retirement, Alternative Investments, Financial Advisory, FINRA
Education
Southern Illinois University, Carbondale 1977 — 1978
Master of Science incomplete, Physical Education, Did not graduate
Southern Illinois University, Carbondale 1973 — 1977
BS, Education
University of Pennsylvania
Wharton School of Executive Education, Morgan Stanley Senior Management Development Program
Wells Fargo Advisors, LLC January 2006 - Present
US Bank March 2004 - December 2005
Capital One 2000 - 2003
TDS Telecom November 1998 - November 2000
Boatmen's Trust Company 1989 - 1994
Boatmen's Trust Company 1989 - 1994
Skills
Business Analysis, Information Technology, Outsourcing, Project Management, IT Management, Budgets, SDLC, Financial Services, Vendor Management, PMO, Relationship Management, Risk Management, Business Intelligence, PMP
Education
Washington University in St. Louis 1989 — 1991
Masters, Information Management
Southern Illinois University, Carbondale 1980 — 1984
Bachelors, Data Processing
Wells Fargo Advisors, LLC January 2013 - Present
Merrill Lynch September 1997 - January 2013
Arrow Electronics September 1993 - September 1995
Hall-Mark Electronics May 1982 - August 1993
Ernst & Whinney July 1980 - April 1982
Skills
Portfolio Management, Financial Planning, Investments, Long Term Care Insurance
Education
Southern Methodist University - Cox School of Business 1976 — 1980
B.B.A., Accounting
Woodrow Wilson High School 1974 — 1976
Wells Fargo Advisors, LLC July 2010 - Present
Bushes Landscape And Design March 2007 - April 2010
Goldman Sachs March 1983 - March 2007
Education
Seton Hall University 1977 — 1981
Delbarton High School
Wells Fargo Advisors, LLC June 2009 - Present
Wachovia Securities 2006 - June 2009
Atlas Funds, Inc. 2001 - 2006
Atlas Securities Inc 2000 - 2006
World Savings 1989 - 2006
Skills
Investments, Banking, Wealth Management, Loans, Mortgage Lending, Series 7, Series 63, Retirement Planning, Credit, Strategic Financial..., Financial Advisory, Financial Services, Sales Management, Investment Advisory
Education
San Francisco State University 1972 — 1976
Bachelor of Arts (BA), Business Administration and Management, General
Umpqua Investments at Umpqua Bank August 2013 - Present
Wells Fargo Advisors, LLC April 2007 - July 2013
First Index April 2001 - April 2007
Skills
Investments, Finance, Retirement Planning, Business Development, Economics, Access, Strategic Planning, Account Management, Salesforce.com, Customer Service, Sales, Process Improvement, New Business Development, Financial Reporting, Accounting, Sales Process
Education
St. Lawrence University 1994 — 1998
Wells Fargo Advisors May 1998 - Present
Wells Fargo Advisors, LLC 1998 - 2009
A. G. Edwards 1998 - 2007
A. G. Edwards February 2000 - February 2005
Skills
Analysis, Business Intelligence, PMP, Visio, Requirements Analysis, SharePoint, Business Analysis, PMO, Requirements Gathering, SQL, PL/SQL, Business Requirements, Business Process..., Vendor Management
Education
Southern Illinois University, Edwardsville 1997 — 1998
BS, Management Information Systems
North Dakota State College of Science 1988 — 1990
Associate of Science, Computer Programming
Wells Fargo Advisors October 2013 - Present
Wells Fargo Advisors, LLC October 2013 - Present
Skills
Fixed Income, Risk Management
Education
Saint John's University - Peter J. Tobin College of Business 1989 — 1992
Finance
Wells Fargo Home Mortgage July 2014 - Present
Wells Fargo Advisors, LLC July 2014 - October 2014
Bank of America December 2012 - August 2014
JP Morgan Chase Bank April 2007 - December 2012
Wells Fargo Bank January 2006 - April 2007
Sunglass Hut Int’l/ Watch Station December 2003 - November 2005
Rolf C. Hagen USA Corp August 2003 - October 2005
AT&T Wireless August 2001 - July 2003
Sunglass Hut Int’l/ Watch station November 1999 - September 2000
Skills
Sales Management, Training, Sales, Leadership Development, Talent Acquisition, Profitable Growth, Retail, Coaching, Recruiting, Analyze Problems, Analyze Information, Profit and Loss..., Customer Service, Relationship Management, Profit, Deposits, Cross Selling, Employee Training, Business Relationship..., Team Building, Cash Management, Hiring, Management, Leadership, Banking, Credit, Loans
Education
Southwestern College 1997 — 1999
Secondary Education and Teaching
Wells Fargo Advisors March 2013 - Present
Wells Fargo Advisors, LLC November 2008 - Present
Wells Fargo 1996 - 2011
Wachovia/Wachovia Securities July 2007 - October 2008
A.G. Edwards & Sons, Inc. June 1996 - December 2007
Computer Sciences Corporation September 1987 - June 1996
Skills
Unix, Visio, COBOL, Integration, C, PL/SQL, DB2, ETL, Oracle, SQL, WebSphere MQ, Unix Shell Scripting, SDLC, Shell Scripting, SOA, Requirements Analysis
Education
Southern Illinois University, Edwardsville 1989 — 1995
Master, Management Information Systems
University of South Florida 1985 — 1987
Bachelor, Management Information Systems
St. Petersburg College 1983 — 1985
Associate of Arts, Computer Science
Wells Fargo Advisors, LLC October 2008 - Present
Wachovia Securities, LLC October 2007 - October 2008
A. G. Edwards & Sons, Inc August 1997 - September 2007
Big River Zinc, Inc March 1994 - July 1997
Education
Southern Illinois University, Edwardsville 1988 — 1992
Wells Fargo Advisors LLC November 2009 - Present
Skills
SQL, ETL, Oracle, DB2, Autosys, Erwin, Data Warehousing, Data Management, Database Design, Informatica, Database Administration, Data Modeling, Data Integration, Databases, Business Objects, Oracle Applications, SDLC, Business Analysis
Education
Southeast Missouri State University
Bachelor of Science in Business Administration, Majors in Computer Science and Accounting
LOMA Certification Program St
Fellow, Life Management Institute (FLMI)
Bailey Technical School
Automotive Technology
State Employees Credit Union of New Mexico July 2012 - Present
Community Bank April 2012 - July 2012
Lacamas Community Credit Union October 2009 - April 2012
Wells Fargo Advisors, LLC January 2009 - October 2009
Group Health Credit Union January 1986 - May 2008
Evergreen Postal Employees Credit Union May 1998 - March 1999
Skills
Accounting, Forecasting, Consumer Lending, Finance, Auditing, Budgets, Banking, Portfolio Management, Loans, Credit, Financial Analysis, Investments, Management
Education
Southern Illinois University, Carbondale 1981 — 1985
Bachelor of Science (B.S.), finance & economics
Wethersfield High School 1978 — 1981
JGP Wealth Management Group of Wells Fargo Advisors, LLC May 2012 - Present
Wells Fargo Advisors, LLC April 2004 - May 2012
Smith Barney July 2000 - April 2004
Skills
Retirement Planning, Wealth Preservation..., Insurance, Investments, 401(k) Rollovers, Concentrated Stock..., Fixed-Income Strategies, Investment Planning, Investment Strategies, Multigenerational..., Retirement Savings, Risk Management, Stock Analysis, Strategic Planning, Personal Investment..., Tax Efficient Strategies
Education
Seattle Pacific University 1996 — 2000
BS, Business
Seattle Pacific University - School of Business and Economics 1996 — 2000
Benjamin F. Edwards & Co. April 2011 - Present
Wells Fargo Advisors, LLC October 2009 - April 2011
Wachovia Securities June 1998 - October 2009
A.G. Edwards & Sons, Inc. 1999 - 2008
Education
Southwest Illinois College 2002 — 2004
Associates, Arts
Southern Illinois University, Carbondale 1992 — 1994
Wells Fargo Advisors, LLC January 1986 - Present
Wachovia Securities 2004 - 2010
Wheat First Union Securities 1997 - 2004
Wheat First Butcher Singer January 1986 - December 1997
Jefferson Financial 1984 - 1985
Skills
Investments, Portfolio Management, Securities, Finance, Investment Advisory, Investment Management, Financial Advisory, Financial Risk, Retirement Planning, Wealth Management, Asset Allocation, Asset Management, Financial Services, Alternative Investments, Retirement Plan..., Equity Capital Markets, Nonprofits
Education
University of Maryland College Park 1982 — 1984
MA, Government & Politics with focus on International Economics
Shepherd University 1976 — 1979
BS, Political Science, History
Wells Fargo Advisors, LLC January 2011 - Present
Wells Fargo Investments, LLC September 2008 - December 2010
Wells Fargo Investments, LLC August 2007 - September 2008
Wells Fargo Investments, LLC January 2001 - August 2007
PrimeVest Financial Services 2000 - 2001
Washington Square Securities, INC 1998 - 2000
Skills
Mutual Funds, Series 7, Series 63, Series 65, Series 24, Relationship Management, Product Development, Leadership, Project Management, Business Analysis, Microsoft Office, PowerPoint
Education
St. Cloud State University 1992 — 1997
Bachelors of Science, Major in Finance, Minor in Economics
Park Rapids High School
Wells Fargo Advisors, LLC November 1999 - Present
Skills
Talent Acquisition, Recruiting, Sourcing, Financial Services, Coaching, Interviews, Relationship Management, Executive Search, Talent Management, Applicant Tracking..., College Recruiting, Finance, Leadership, Risk Management, Customer Service, Process Improvement, Technical Recruiting, Internet Recruiting, Onboarding
Education
Southern Illinois University, Edwardsville
BS
Oppenheimer Funds December 2013 - Present
Gunther Douglas September 2013 - November 2013
Randstad Technologies US October 2012 - August 2013
TEKsystems March 2012 - October 2012
Wells Fargo April 2010 - January 2012
Wells Fargo Advisors, LLC April 2008 - April 2010
Ferguson Consulting, Inc. August 2007 - February 2008
BJC Health Care September 2006 - July 2007
Express Scripts Inc November 2004 - September 2006
SBC June 2004 - October 2004
Skills
Visio, SharePoint, Business Intelligence, Business Analysis, Data Analysis, Data Mining, Analysis, Project Management, Data Warehousing, Oracle, Microsoft SQL Server, Teradata, Access, Database Design, SQL, Requirements Analysis, Agile Methodologies, Team Building, Software Documentation, Databases, Process Improvement, Data Modeling, Quality Assurance, Scrum, PowerPoint, Integration, Requirements Gathering, Waterfall, Test Planning, User Acceptance Testing, Business Requirements, ETL, SAS, Systems Analysis, Toad, Securities, MS Project, Iterative Design, Informatica, TFS, Team Foundation Server, JIRA, SDLC
Education
Southern Illinois University, Edwardsville 1988 — 1992
Bachelor's of Science, Mass Communications/English Language and Literature
Wells Fargo Advisors, LLC October 2009 - Present
Wachovia Securities July 2008 - November 2009
A.G. Edwards & Sons, Inc. October 1978 - July 2008
A G Edwards 1978 - 2006
Chromalloy Photographic October 1977 - October 1978
Skills
Operating Systems, RAD, Mainframe, COBOL, Windows, Linux, DB2, XP, C, C++, Unix, Hardware, Databases, Programming, HP-UX, AIX, DB2/SQL, Application Design, SOA, WCF, .NET, C#, x86 Assembly, GCOS, Oracle SQL, Sybase, SQL Server, PL/SQL, Systems Programming, Microcontrollers, Objective-C, Mac OS X, Embedded Systems, Java, Perl, Visual Basic, Solaris, Assembly, Visual Studio, SQL, XML, Unix Shell Scripting, Agile, Software Development, Application Development, TCP/IP, SOAP, Database Design, Systems Analysis, Server Architecture
Education
Southern Illinois University, Edwardsville 1974 — 1978
Wells Fargo Advisors, LLC November 1994 - Present
Wells Fargo Advisors November 1994 - Present
Pershing September 1992 - November 1994
Skills
Series 7, Series 63, Fixed Income, Securities, Securities Lending, Equities, Investment Banking, Bloomberg, ETFs, Hedge Funds, Bonds, Prime Brokerage, FINRA, Capital Markets, Trading
Education
Southern Connecticut State University 1988 — 1992
Bachelor of Science, Business
New Dorp High School 1984 — 1988
Stifel Financial Corp. October 2014 - Present
Wells Fargo Advisors March 2012 - October 2014
Wells Fargo Advisors September 2010 - March 2012
Wells Fargo Advisors, LLC August 2008 - September 2010
Fine & Associates, P.C. June 2007 - July 2008
Education
Southeast Missouri State University
Bachelor of Science (BS), Finance, Political Science
Washington University in St. Louis April 2015 - Present
Washington University in St. Louis June 2010 - Present
Wells Fargo Advisors, LLC January 2010 - June 2010
Scottrade September 2009 - January 2010
Buckingham Asset Management June 2009 - September 2009
Bailey Southwell & Co. October 2008 - April 2009
Shanghai CFETS-ICAP International Money Broking Co., Ltd. April 2008 - May 2008
Siemens VDO Automotive China / Continental China September 2007 - March 2008
Skills
Valuation, Financial Analysis, Corporate Finance, Financial Modeling, Brokerage, Fixed Income, Credit, Investments, Bloomberg, Portfolio Management, Due Diligence, Strategic Financial..., Finance
Education
Washington University in St. Louis - Olin Business School 2008 — 2009
Master, Finance
Shanghai University of Finance and Economics 2004 — 2008
Bachelor, Financial Engineering
The Creative Group July 2013 - Present
Red Cedar Enterprises November 2012 - Present
Virtual Alchemy LLC January 1998 - Present
AT&T February 2011 - November 2012
Wells Fargo Advisors, LLC November 2009 - February 2011
IntraISP - A Clearwire Company February 2005 - December 2008
MasterCard August 2002 - February 2005
BJC HealthCare June 2000 - April 2002
Alliance BlueCross BlueShield June 1997 - May 2000
Ralston Purina 1982 - 1992
Skills
MySQL, SQL, Linux, XML, Software Development, JavaScript, Windows, PHP, Business Analysis, ASP.NET, Integration, Databases, HTML, Database Design, Unix, C#, C++, Visual Basic, Process Improvement, Visual Studio, PL/SQL, Microsoft Office, System Architecture, SDLC, Troubleshooting, Agile Methodologies, Software Documentation, Systems Analysis, Microsoft SQL Server, Requirements Analysis, iOS development, Mac OS X, Mobile Applications, Web Development, jQuery, C, .NET, Web Services, XHTML, CSS, Agile, Documentation, Operating Systems, AJAX, Application Development, Active Directory, System Administration, DB2, SEO, Apache
Education
Southeast Missouri State University 1975 — 1979
Bachelor of Science, Computer Science
Parkway Central Senior High 1973 — 1975
High School Degree
KDHX Community Media May 2015 - Present
Groovedigger Records November 2013 - Present
Edward Jones December 2010 - Present
Wells Fargo Advisors, LLC June 2008 - January 2011
Bonneville International October 2005 - November 2008
Life Skills October 2006 - June 2008
St. Patrick Center February 2006 - July 2006
Emmis Communications November 2000 - September 2005
A.G. Edwards & Sons, Inc. 2000 - 2005
Office of Information Technology – SIUE January 1996 - February 2001
Skills
Media Relations, Public Relations, Radio, Radio Broadcasting, Radio Producing, Radio Promotions, Marketing Strategy, Marketing Communications, Corporate Communications, Community Outreach, Publications, Published Author, Marconi, Series 7, series 66, Non-profits, Not-for-profit, Not-for-profit..., Microsoft Office, Adobe Creative Suite, Nonprofits, Advertising, Event Planning, Editing, Marketing, Strategic Communications, Press Releases, Broadcast, Copywriting, Fundraising, Storytelling, Photography, InDesign, Facebook, Leadership, Social Media Marketing, Internal Communications, Social Networking, Crisis Communications, Publicity, Blogging, Speech Writing, Copy Editing, Web Content, Interviews, Journalism, Creative Writing, Integrated Marketing, Content Development, AP Style
Education
Southern Illinois University, Edwardsville 1993 — 1998
B.S., Mass Communications
Webster University
Master's degree (in progress), Communications Management
Citi September 2014 - Present
Charter Communications September 2013 - September 2014
Citi December 2012 - September 2013
MasterCard May 2012 - September 2012
Wells Fargo Advisors June 2011 - May 2012
Savvis October 2010 - May 2011
Wells Fargo Advisors, LLC August 2009 - October 2010
Mastercard August 2008 - August 2009
Charter Communications 2007 - 2008
NetPositive, Inc. 2006 - 2007
Skills
Vendor Management, Program Management, Process Improvement, PMP, Project Management, SDLC, Requirements Analysis, Training, PMO, Business Analysis, Visio, Business Intelligence, Software Documentation, Cross-functional Team..., CRM
Education
Southeast Missouri State University
Bachelor of Science in Business Administration, Marketing, Computer Science
Southeast Missouri State University
AAS Computer Technology, Business
Wells Fargo Advisors, LLC August 2010 - Present
Wells Fargo October 2008 - August 2010
Wells Fargo Bank January 2008 - October 2008
Education
San Jose State University 2002 — 2006
Bachelor of Business Administration, Marketing and Finance
Wells Fargo Advisors, LLC September 1996 - Present
Wachovia Corporation (formerly A.G. Edwards) September 1996 - March 2009
A.G. Edwards 1996 - 2007
Culter/Williams Consulting (Consulted at Edward Jones) February 1994 - August 1996
Brown Shoe Company January 1989 - January 1994
Skills
Mainframe, DB2, Oracle
Education
Southwestern Illinois College 1986 — 1993
Information Management
Southern Illinois University, Edwardsville 1989 — 1990
Management Information Systems
Sanford Brown College 1986 — 1987
Certificate, Systems Operations
Wells Fargo Advisors, LLC May 2011 - Present
Edward Jones October 2007 - May 2011
Boise Office Solutions December 1995 - October 2007
Word Technology June 1989 - December 1995
Skills
Insurance, Investment Strategies, Strategic Planning, Marketing, Asset Allocation, 401k Rollovers, Succession planning, Business retirement..., Retirement Planning
Education
Santa Clara University 1973 — 1977
Institute of European Studies 1975 — 1976
John Burroughs
Wells Fargo Advisors January 2012 - Present
Centene Corporation October 2011 - December 2011
USDA May 2011 - October 2011
Perficient November 2009 - May 2011
Wells Fargo Advisors, LLC November 2009 - May 2011
Jaros Technologies August 2008 - December 2008
Jaros Technologies December 2003 - April 2008
Self Employed January 2000 - January 2001
Skills
Informatica, ETL, Data Modeling, Data Warehousing, PL/SQL, SQL, Oracle, Data Integration, SDLC, Business Objects, Unix, Dimensional Modeling, Databases, Data Warehouse..., Erwin, Unix Shell Scripting, Microsoft SQL Server, Teradata, Integration, Data Marts, DB2, Shell Scripting, Database Design, SQL Tuning, Business Requirements, Testing, Oracle E-Business Suite
Education
Southern Illinois University, Edwardsville 2000 — 2003
Bachelor of Science
University of Missouri-Rolla 1998 — 2000
None
Wells Fargo Advisors LLC January 2000 - Present
Skills
Investments, Finance, Insurance, Financial Services, Mutual Funds, Retirement Planning, Equities, Private Equity, Investment Strategies, Asset Allocation, 401k, Retirement, Alternative Investments, Estate Investment..., Investment Planning
Education
Santa Clara University School of Law 1986 — 1989
J.D., Law
University of California, Davis 1981 — 1985
Bachelor of Arts (B.A.), Political Science
Wells Fargo Advisors, LLC August 2009 - Present
Wells Fargo Advisors March 2008 - August 2009
A G Edwards and Sons June 2004 - March 2008
A.G. Edwards 1997 - 2008
A G Edwards 1986 - 1997
A G Edwards 1984 - 1986
A G Edwards 1981 - 1984
Lunneman and Co 1979 - 1981
Skills
Bonds, Series 7, Fixed Income, Series 63, Asset Allocation, Trading, Securities, Mutual Funds, MBS, Investments, Electronic Trading, Due Diligence
Education
Southern Illinois University, Edwardsville 1976 — 1979
BS, Accountng
Wells Fargo Advisors, LLC May 2004 - Present
Skills
Mutual Funds, Investment Advisory, Retirement Planning, Portfolio Management, Investments, Wealth Management, Asset Allocation, Equities, Financial Analysis, Retirement, Securities, Integrity
Education
Santa Clara University 1978 — 1982
B.S. in Political Science, Political Science, Economics
Raymond James June 2014 - Present
Wells Fargo Advisors, LLC November 2010 - June 2014
Erben Associates April 2008 - March 2010
Dell Children's Hospital 2005 - 2006
Skills
Series 7, Retirement Planning, Series 63, Wealth Management, Mutual Funds, Strategic Financial..., Investments, Retirement, Insurance, Fixed Annuities, Customer Service, Leadership, Public Speaking, Financial Analysis, Life Insurance, Long-term Care, Fundraising, Event Planning, Microsoft Office, Microsoft Excel
Education
University of North Texas 2000 — 2003
Bachelor of Arts (B.A.), Political Science/Spanish
Southwestern Assemblies of God University 1996 — 1998
Allina Health August 2012 - Present
Presbyterian Homes September 2009 - October 2011
Wells Fargo Advisors, LLC October 2004 - September 2009
Children's Theraplay March 2009 - June 2009
North Memorial Home Health and Hospice January 2009 - March 2009
Qwest Communications May 1995 - August 2002
Skills
Customer Service, Microsoft Office, Project Management, Microsoft Excel, PowerPoint, Program Management, Management, Leadership, Clinical Research, Customer Satisfaction, Healthcare, Hospitals, Nonprofits, Occupational Therapy, Program Development, Public Speaking, Training, Mental Health
Education
St. Catherine University 2014 — 2017
Doctor of Occupational Therapy, Occupational Therapy/Therapist
College of St. Catherine 2004 — 2009
Masters, Occupational Therapy
College of St. Catherine 2004 — 2008
Bachelor of Science, Occupational Science
Wells Fargo Advisors, LLC July 2006 - Present
Education
Seton Hall University
B.S., Business Management & Industrial Relations
Wells Fargo Advisors November 2013 - Present
Wells Fargo Advisors January 2011 - November 2013
Wells Fargo Advisors, LLC June 2008 - December 2010
GMAC May 1995 - May 1998
Education
Southern Illinois University, Carbondale 1983 — 1987
BS, Business
UnitedHealth Group April 2015 - Present
UnitedHealth Group November 2013 - Present
UnitedHealth Group February 2012 - November 2013
UnitedHealth Group April 2010 - February 2012
Wells Fargo Advisors, LLC September 2008 - March 2010
Skills
Financial Analysis, Financial Modeling, Finance, Strategic Financial..., Bloomberg
Education
University of Wisconsin-Madison - School of Business 2005 — 2009
B.B.A, Finance, Investment, & Banking
SDA Bocconi
Wells Fargo Advisors, LLC January 2010 - June 2011
Ralcorp Holdings March 2009 - June 2009
Wachovia Securities, LLC October 2007 - August 2008
A.G. Edwards & Sons, Inc. November 1991 - September 2007
Skills
Regression Testing, DB2, Requirements Analysis, Visio, SDLC, Software Project..., Quality Assurance, SQL, Mainframe, Requirements Gathering, Integration, System Testing, Unix, Business Analysis, Testing
Education
St. Louis Community College
Certificate, Computer Science
St. Philomenas's College
BS, Science
Fannie Mae May 2012 - May 2014
Fannie Mae September 2011 - June 2012
GEICO May 2011 - August 2011
Wells Fargo Advisors, LLC November 2009 - April 2011
Capital One August 2007 - November 2009
Cyber Resource Group May 2004 - July 2007
Skills
Test Automation, Quality Center, Manual Testing, Software Development, Regression Testing, Quality Assurance, XML, ClearQuest, Test Automation..., QTP, Requirements Analysis, SDLC
Education
Sri Krishnadevaraya University 2000 — 2004
B.Tech, Computer Science
Wells Fargo Advisors, LLC May 2012 - Present
Wells Fargo Advisors May 2007 - May 2012
AXA Advisors May 2005 - May 2007
Skills
Hold Series 7,66,9,10..., Hold MN Life&Health..., Securities, Series 7, Mutual Funds
Education
St. Cloud State University 2001 — 2005
BS, Entrepreneurship/Entrepreneurial Studies
Wells Fargo Advisors, LLC February 1993 - Present
Skills
Retirement Planning, Investments, Mutual Funds, Retirement
Education
Southern Illinois University, Edwardsville 1989 — 1991
Bachelor's Degree, Business Administration
Wells Fargo Advisors, LLC February 2012 - Present
JPMorgan Chase January 2011 - February 2012
Merrill Lynch May 2008 - January 2011
Skills
Strategic Planning, Program Management, Project Management, Financial Advisory, Network Design, Research, Budget, Microsoft Office, Mac OS, Outlook, Team Management
Education
Southern Illinois University, Edwardsville
Bachelor's Degree, Electrical and Electronics Engineering
Wells Fargo Advisors, LLC September 2011 - Present
Severin Investments August 2009 - August 2011
Southeast Missouri State University January 2009 - December 2010
Skills
Financial Analysis, Microsoft Excel, Leadership, Insurance, Investments, Sales, Finance, Customer Service, Financial Modeling, Strategic Financial..., Retirement Planning, Strategic Planning, Risk Management, Analysis, Management, CRM, Portfolio Management, Small Business, New Business Development, Mutual Funds, Asset Allocation, Business Planning, Business Analysis, Business Development, Financial Planning
Education
Southeast Missouri State University
Master of Business Administration (MBA), Business Administration and Management, General
Southeast Missouri State University
Bachelor of Business Administration (B.B.A.), Financial Economics
Wells Fargo Advisors, LLC January 2015 - Present
UBS November 2008 - January 2015
Morgan Stanley Smith Barney August 1992 - November 2008
Education
Santa Clara University 1988 — 1992
BA, Economics
Loyola High School 1984 — 1988
High School, Mathematics
Wells Fargo Advisors, LLC 1998 - Present
Education
Southern Illinois University, Carbondale
Bachelor of Science Degree, Marketing
Wells Fargo Advisors, LLC August 2012 - March 2015
Merrill Lynch July 2011 - August 2012
Wells Fargo Advisors, LLC May 2008 - July 2011
Fidelity Investments July 2004 - December 2007
JB Oxford & Company August 2001 - July 2004
Education
Southern Illinois University, Carbondale 1988 — 1992
Johnsburg High School
Wells Fargo Advisors, LLC October 2013 - Present
Edward Jones September 2003 - September 2013
Bradford & Galt 1999 - 2003
Bradford & Galt 1998 - 2000
Skills
Investments, Wealth Management..., Relationship Management, Public Speaking, Time Management, Vendor Relationship..., Budgeting, Construction, Construction Estimating, Sales Presentations, Contract Negotiation
Education
Southern Illinois University, Edwardsville
Bachelor of Science (B.S.), Mass Communications
Knights of Columbus, Twin City Council 891 July 2013 - Present
Wells Fargo Advisors, LLC June 1968 - Present
Wells Fargo Advisors 1968 - January 2012
Skills
Retirement Planning, Wealth Management, IRAs, Customer Service, Employee Benefits, Research, Fundraising, Series 7, Series 63, Retirement, Investment Advisory, Strategic Planning, Mutual Funds, Microsoft Office, Public Speaking, 401k, Nonprofits
Education
S I U, Carbondale, Il 1963 — 1968
Business/Marketing
So Illinois Univ 1963 — 1968
BS Business School of Marketing
Southern Illinois University, Carbondale 1963 — 1968
BS, Markieting and Engineering
Wells Fargo Advisors, LLC Sale Assoscite/ Seasonal ManagerMacy'sAugust 2009 - November 2010
Education
Shaw University 2005 — 2009
Business Admistration, Management
Wells Fargo Advisors, LLC November 2008 - Present
Morgan Stanley November 2000 - October 2008
Skills
Investments, Financial Advisory, Mutual Funds, Asset Managment, Equities, Risk Management, Retirement Planning, Asset Allocation, Investment Advisory, Investment Strategies, Alternative Investments, Securities
Education
San Jose State University 1997 — 2000
Business Administration, Finance and Accounting
National Securities January 2015 - Present
Wells Fargo Advisors, LLC February 2011 - December 2014
UBS January 2006 - December 2011
Skills
Series 7, Retirement Planning, Securities, Asset Allocation, Series 63, Portfolio Management, Investments, Retail Brokerage, Asset Management, Investment Advisory, Alternative Investments, Separately Managed..., Retirement, Mutual Funds, Equities, Workout, Financial Advisory, Fixed Income, Wealth, Loans, Portfolios, Bonds, Underwriting, Debt, Wealth Transfer, Investment Strategies, Capital Markets, Servicing, High Net Worth..., Managed Accounts, 401k, Treasury Services, MBS, Comprehensive Wealth..., Mergers, Estate Planning, Private Wealth..., Stocks, Structured Products, Asset, Options, Private Placements, Annuities, Series 65, FINRA, Managing Accounts, Fixed Annuities, Wealth Management..., Uniform Combined State..., 401k Rollovers
Education
St. Francis College 1980 — 1985
BA, Management
Wells Fargo Advisors, LLC June 2012 - Present
Scottrade November 2006 - June 2012
Ameriprise Financial Services, Inc. October 2004 - November 2006
Skills
Social Media, Management, Microsoft Office, Finance, Team Management, Leadership, Training, Investments, Bass Fishing, Bowhunting, Compliance
Education
Southeast Missouri State University 1999 — 2004
Bachelor's degree, General Studies
Wells Fargo Advisors, LLC 2012 - Present
Skills
Customer Service, Equities, Outlook, Business Analysis, Financial Analysis
Education
Southern Illinois University, Carbondale
Wells Fargo Advisors September 2014 - Present
Wells Fargo Advisors, LLC December 2012 - September 2014
Wells Fargo Advisors, LLC August 2009 - December 2012
Morgan Stanley Smith Barney April 2006 - August 2009
Skills
Retirement Planning, 401k, Financial Services, Asset Allocation, Wealth Management..., Equities, Retirement, Financial Advisory, 401k Rollovers, Mutual Funds, Securities
Education
George Mason University - School of Management
Bachelor of Science (B.S.), Finance, General
St. John's University
Actuarial Science
Wells Fargo Advisors, LLC October 2014 - Present
Wells Fargo Advisors LLC October 2013 - September 2014
Education
St. Cloud State University
Bachelor of Arts (B.A.), Economics
Wells Fargo Advisors, LLC November 2012 - Present
DZH Phillips LLP September 2008 - March 2011
Skills
Outlook, Administrative..., Microsoft Excel, PowerPoint, Microsoft Word, Microsoft Office, Data Entry, Spreadsheets, Office Management
Education
San Francisco State University