Wells Fargo Advisors, LLC
Industry: Subsidiary
DescriptionWells Fargo Advisors is a subsidiary of Wells Fargo, located in St Louis, Missouri. It is the ninth largest brokerage firm in the United States as of August 17, 2017 with $490 billion retail client assets under management. Headquarters: St. Louis, Missouri, United States Number of employees: 15,000 Advisors Parent organization: Wells Fargo Founded: 4 September 2001 Total assets: 490 billion USD Subsidiaries: Wachovia Securities (Argentina) LLC (Buenos Aires Argentina),
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3,046 Wells Fargo Advisors, LLC employees in database. Find out everything there's to know about Wells Fargo Advisors, LLC employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Wells Fargo Advisors, LLC Employees
Gateway Media, LLC March 2015 - Present
David Ayres Photography August 2011 - Present
Wells Fargo Advisors LLC June 2014 - April 2015
Waterproof Solutions September 2013 - August 2014
Dave Sinclair Automotive Group January 2014 - June 2014
HouseMaster June 2013 - June 2014
PUSH Marketing and Promotions (Corporate) April 2013 - June 2014
Freelance Model 2010 - January 2014
Starting Point Real Estate March 2013 - July 2013
Equity Real Estate, LLC February 2013 - April 2013
Skills
Social Media Marketing, Social Media, Marketing, Public Relations, Photography, Customer Service, Data Entry, Telephone Skills, Facebook, Online Marketing, WordPress, Social Networking, SEO, Blogging, Public Speaking, Promotions, Web Content, Brand Management, Online Advertising, Advertising, Marketing Strategy, Digital Marketing
Education
Lindenwood University 2015 — 2016
Master of Science In Administration, Marketing Emphasis
Lindenwood University 2009 — 2012
Bachelor of Arts (B.A.), General Studies/ Humanities
Washington High School 2005 — 2009
Wells Fargo Advisors, LLC August 2013 - Present
Nationwide Financial July 2009 - January 2013
Prudential Financial June 2008 - January 2009
Salomon Brothers/Legg Mason January 2004 - June 2008
Calamos Investments September 2001 - January 2004
Prudential Securities May 1995 - September 2001
Skills
Mutual Funds, Alternative Investments, Investments, Investment Strategies, Equities, Investment Advisory, Asset Managment, Fixed Annuities, Retirement, Wealth Management, Retirement Plan..., Public Speaking, Retirement Planning, Managing Accounts, Separately Managed..., Finance, Securities, Financial Advisory, Wealth, Portfolio Management, 401k Rollovers, Financial Services, Annuities, Institutional, Hedge Funds, Financial Planning, Managed Accounts, Patient Support, Insurance, ETFs, 401k, FINRA, Variable Annuities, IRAs, Wealth Management..., Bonds, Fixed Income
Education
Stephen F. Austin State University 1983 — 1985
BBA, Marketing, Finance
Kilgore College 1981 — 1983
Business Administration
Wells Fargo Advisors LLC April 2014 - Present
Morgan Stanley Smith Barney December 2004 - April 2014
Education
Indiana University Bloomington 1990 — 1994
Bachelor of Science (BS), Finance and Management
Wells Fargo Advisors, LLC September 2005 - Present
Skills
Investments, Finance, Start-ups, Strategy, Insurance, Management, Strategic Partnerships, Portfolio Management, Marketing, Asset Management, Leadership
Education
University of Massachusetts at Amherst - Isenberg School of Management 1984 — 1988
Bachelor's degree, Finance, General
Wells Fargo Advisors, LLC June 2008 - Present
A. G. Edwards & Son June 1991 - June 2008
Skills
Customer Service, Leadership, Non-profits, Training, Organizational..., Public Speaking, Human Resources, Community Outreach, Microsoft Excel, Nonprofits, Fundraising, PowerPoint, Data Entry, Volunteer Management, Management, Time Management, Policy, Program Management, Project Planning, Event Planning, Team Building, Recruiting, Strategic Planning, Microsoft Office, Coaching, Social Networking, Social Media, Leadership Development
Education
Webster University 2013 — 2016
Master of Arts (M.A.), Human Resources Development
Lindenwood University 2008 — 2011
B.S., Communication w/emphasis in Public Relation
maplewood-richmond heights high school 1984 — 1987
Wells Fargo Advisors, LLC March 2013 - Present
Education
Jacksonville State University 2008 — 2012
Bachelor's Degree, Finance, General
Wells Fargo Bank, N.A. August 2015 - Present
Wells Fargo Advisors, LLC April 2014 - August 2015
Merrill Lynch March 2013 - April 2014
Skills
Microsoft Office, Microsoft Excel, PowerPoint, Microsoft Word, Customer Service, Teamwork, Financial Analysis, Research, Social Media, Public Speaking, English, Windows, Photoshop, Financial Modeling, Investments, Finance, Leadership, Retirement, Marketing
Education
Jacksonville University 2009 — 2012
Bachelor of Business Administration (B.B.A.), Finance, General
University of Alabama
Wells Fargo Advisors LLC March 2010 - Present
Morgan Stanley Smith Barney February 1999 - March 2010
Merrill Lynch April 1993 - January 1999
Barclays January 1991 - March 1993
National Westminster Bank July 1988 - December 1990
Chase Manhattan Bank July 1978 - June 1988
Skills
Retirement Planning, 401k, 401k Rollovers, Wealth Management, Investments, Series 7, Series 63, Finance, Asset Allocation, Securities, Mutual Funds, Investment Advisory, Alternative Investments, Investment Strategies, Strategic Financial..., Financial Services
Education
Rutgers University 1980 — 1984
Master of Business Administration (MBA)
Lehigh University 1974 — 1978
Bachelor of Science (BS), Accounting and Finance
Minisink Valley 1970 — 1974
Brickell Global Markets Inc March 2014 - Present
Merrill Lynch August 2011 - March 2014
Wells Fargo Advisors, LLC April 2006 - August 2011
Wachovia Securities, LLC June 2002 - April 2006
Ladenburg Capital 2002 - 2002
Skills
Series 7, Wealth Management, Securities, Series 63, Portfolio Management, Leadership, Mutual Funds, Private Banking, FINRA, Financial Services, Sales Management, Fixed Income, Operations Management, Alternative Investments, Investments, Finance, Risk Management, Hedge Funds, Branch Management, Compliance, Equity Trading, Asset Allocation, Investment Advisory, Series 65, AML, Capital Markets, Series 3, Series 9, Wealth Management..., Series 10, Licensed Life Insurance..., Investment Strategies, Series 4, Asset Management, Series 24, Investment Banking, Financial Advisory, Financial Markets, Derivatives, Bonds, ETFs, Retirement, Structured Products, Executive Management, Management, Banking, Equities, Sales, Financial Planning, Credit
Education
Kean University 1998 — 2001
Bachelors, Finance
Union County College 1996 — 1998
AAS, Business Management
Wells Fargo Advisors, LLC February 2006 - Present
Colonial Bank June 2004 - January 2006
Hometown Bank of Alabama June 2003 - June 2004
Regions Bank October 1997 - June 2003
Compass Bank July 1987 - October 1997
Education
Graduate School of Banking at LSU 1999 — 2001
General Banking
University of Alabama, Manderson Graduate School of Business 1985 — 1987
MBA, Strategic Planning
Jacksonville State University 1981 — 1985
BS, Business Management
Jacksonville State University 1981 — 1985
BA, Music
Fifth Third Bank April 2015 - Present
Wells Fargo Advisors, LLC March 2013 - April 2015
Key Bank March 2011 - March 2013
JPMorgan Chase November 2006 - March 2011
Bank of America June 2001 - November 2006
Skills
Portfolio Management, Investments, Mortgage Lending, Small Business, Finance, Loans, Consumer Lending, Strategy, Commercial Lending, Commercial Banking, Wealth Management, Credit, Banking, Retirement Planning, Financial Services, Variable Annuities, Retirement Plan..., 401k Rollovers, Lines Of Credit
Education
Lake Erie College 1998 — 2001
Bachelor of Science (B.S.), Double Major ~ Criminal Justice and Psychology
Ameriprise Financial Services, Inc. April 2015 - Present
Wells Fargo Advisors, LLC 2008 - April 2015
Wachovia Securities 2005 - 2008
Wachovia Securities 2002 - 2005
American Express Financial Advisors 2001 - 2002
Skills
Asset Allocation, Retirement Planning, Mutual Funds
Education
James Madison University - College of Business 1998 — 2001
BBA, Marketing Information Systems
Herndon High School 1994 — 1997
SportsTeam.com December 2014 - Present
Wells Fargo Advisors, LLC April 2012 - July 2014
Sprint October 2009 - December 2011
Osborn & Barr 2010 - 2011
Skills
Sales, Marketing, Social Media, Customer Service, Microsoft Office, Strategy, Lead Generation, Social Media Marketing, Social Networking, Cold Calling
Education
Indiana University Bloomington 2004 — 2008
Bachelor of Arts (B.A.), Communication & Culture
University of Missouri-Columbia 2003 — 2004
Communications
Wells Fargo Advisors, LLC 2009 - Present
Skills
Strategic Planning, Investments, Budgets, Public Speaking, Microsoft Office, Investment Strategies, Professional Services, Retirement, Small Business, Windows, Research
Education
Bridgewater Raritan East
Bridgewater Raritan East
Bridgewater Raritan East
Indiana University of Pennsylvania
Freedom High School
WELLS FARGO ADVISORS, LLC May 2012 - Present
Morgan Stanley Smith Barney January 2010 - December 2011
FirstMerit Bank July 2005 - December 2009
CFP®, FirstMerit Wealth Management Services July 2005 - December 2009
FirstMerit Bank 2005 - 2009
Merrill Lynch January 1999 - January 2005
KeyBank November 1998 - November 1999
KeyBank January 1996 - November 1998
KeyBank August 1994 - January 1996
KeyBank January 1989 - August 1994
Skills
Wealth Management, Investments, Retirement Planning, Finance, Financial Services, Financial Advisory
Education
Kent State University 1981 — 1986
BBA, Marketing
Immaculate Heart of Mary School Endowment Board, Cuyahoga
President
Kent State University
BBA, Marketing
Moneta Group April 2011 - Present
Wells Fargo Advisors, LLC January 2009 - April 2011
Education
John Cook School of Business at Saint Louis University
Master of Business Administration (MBA), Finance, General
Wells Fargo Advisors, LLC December 2006 - Present
TD Ameritrade July 2001 - December 2006
David Lerner Associates, Inc. January 2000 - July 2001
Skills
Finance, Investments, Risk Management, Financial Analysis, Microsoft Office, Customer Service, Microsoft Word, Microsoft Excel, PowerPoint
Education
La Salle University 1991 — 1995
Bachelor's degree, Finance
Ward Melville High School 1989 — 1991
Elcan Wealth Consulting- A Division of ClearPoint Capital August 2014 - Present
Wells Fargo Advisors, LLC December 2009 - August 2014
UBS Financial Services September 2005 - December 2009
Merrill Lynch August 2003 - September 2005
Skills
Series 7, Retirement Planning, Investment Strategies, Mutual Funds, Series 63, FINRA
Education
Lipscomb University 1998 — 2001
Bachelor of Science, Biology/Chemistry
Wells Fargo Advisors, LLC 2010 - Present
Education
John F. Kennedy University
Master of Business Administration (MBA), Strategy
Saint Mary's College of California
Bachelor of Arts (B.A.), Business Administration and Management, General
Wells Fargo Advisors LLC April 2014 - Present
Skills
Budgets, Strategic Planning, Microsoft Office, Project Management, Customer Service, Public Speaking, Sales, Negotiation, Team Building, Microsoft Excel, New Business Development, Sales Management
Education
Kent State University 1969 — 1973
Bachelor of Arts (BA), General Studies
Canton McKinley High School
Gordon Graydon PS, Brampton, Ont. Canada
Wells Fargo Advisors, LLC June 2000 - Present
Presidio Hotel Group, Tucson October 1998 - March 2000
Southwest Leadership Foundation 1996 - 1998
The Cornhusker Hotel 1986 - 1994
Skills
Event Management, Program Management, Sales, Retirement Planning, Investments, Retirement, Small Business, Estate Investment..., Strategic Investment...
Education
Kaplan University 2006 — 2006
Financial Planning and Services
University of Nebraska-Lincoln 1984 — 1988
BS, Poli Sci, Communications, Music
Raymond James August 2012 - Present
Wells Fargo Advisors LLC May 2011 - August 2012
The Home Investment Services Youngstown, OH February 2010 - May 2011
UBS September 2005 - January 2010
McDonald Investments 1997 - 2005
Skills
Portfolio Management, Asset Management, Asset Allocation, Investment Advisory, Retirement Planning, Education Savings, Finance, Operations Management, Compliance
Education
Kent State University 1988 — 1991
Bachelor of Business Administration (B.B.A.), Finance and Financial Management Services
WARREN G HARDING
High School
Wells Fargo Advisors LLC August 2012 - Present
Oppenheimer & Co. January 2009 - August 2012
Morgan Stanley Smith Barney July 2003 - January 2009
Prudential Financial July 2000 - July 2003
Skills
Investment Strategies, Trading, Retirement Planning, Fixed Income Strategies, Risk Management, Securities, Stock Market Analysis, Wealth Preservation...
Education
Johnson & Wales University 1992 — 1996
B.S., Business
Woodlands 1989 — 1992
H.S.
Wells Fargo Advisors, LLC April 2014 - Present
The Next Level Planning Group November 2013 - April 2014
Self Employed September 1997 - October 2013
Guarantee Trust Life Insurance July 1992 - August 1997
Education
Iowa State University
Bachelor of Business Administration (BBA), Transportation/Logistics
Wells Fargo Advisors, LLC September 2010 - Present
Compass Financial Advisors January 2003 - September 2010
Merrill Lynch January 2000 - January 2003
Skills
Retirement, Retirement Planning, Estate Investment..., Employer Sponsored...
Education
Indiana University Bloomington 1994 — 1997
Bachelor of Arts (B.A.), Industrial and Organizational Psychology
Winona State University
Bachelor of Arts (B.A.), Industrial and Organizational Psychology
Wells Fargo Advisors, LLC June 2013 - Present
JP Morgan Chase April 2011 - June 2013
Sun Home Mortgage, Inc. February 1999 - April 2011
Best Mortgage Funding, Inc January 1996 - January 1999
American Star Mortgage September 1993 - January 1996
Skills
Retirement Planning, Financial Services, Traditional IRA, Customer Service, Financial Markets, Referrals, 529 Plans, Investments, Wealth Management, Mutual Funds, Investment Strategies, Roth IRA, Strategic Financial..., 401k Rollovers, Investment Advisory
Education
Indiana Wesleyan University 2009 — 2011
Master of Business Administration (MBA), Accounting Concentration
Southern Illinois University, Edwardsville 1987 — 1991
Bachelor of Science (BS) Business Administration, Finance Specialization
Bunker Hill High School 1983 — 1987
Business
Wells Fargo Advisors LLC September 2002 - Present
Wells Fargo Advisors December 2012 - November 2013
Skills
Investments, Retirement, Retirement Planning
Education
The University of Akron 1997 — 2002
Marketing Management
Kaplan University 2008 — 2008
CFP® Curriculum
Copley
Wells Fargo Advisors January 2015 - Present
Wells Fargo Advisors, LLC September 2012 - Present
Wells Fargo Advisors, LLC October 2011 - September 2012
S & J Remodeling May 2006 - September 2011
Earthmind January 2011 - May 2011
Skills
Excel, Economic Research, Outlook, Risk Management, Mortgage Lending, Asset Allocation, Retirement Planning, IRA Rollovers, College Planning, 401k Planning, Strategic Planning, 401k Rollovers, Retirement Plan..., Event Planning
Education
Kent State University 2006 — 2011
Bachelor of Business Administration, Finance and Economics
Saint Ignatius High School 2002 — 2006
Wells Fargo Advisors, LLC October 1997 - Present
Education
College for Financial Planning 2005 — 2006
CFP® Certification Professional Education Program
Indiana University Bloomington 1983 — 1987
Bachelor of Arts (B.A.), Telecommunications/Business
Green Trails
Wells Fargo Advisors, LLC February 2012 - Present
Merrill Lynch December 1990 - February 2012
Merrill Lynch December 1990 - February 2012
Skills
Retirement Planning, Wealth Management, Investments, Mutual Funds, Series 7, Asset Allocation, Series 63, Uniform Combined State..., Investment Advisory, Alternative Investments, Investment Strategies, Securities, ETFs, Portfolio Management, Fixed Income, Retirement
Education
Indiana University Bloomington 1969 — 1973
Bachelor's degree, Finance and Economics
Elston Sr. High 1967 — 1969
Culver Military Academy 1965 — 1967
Oppenheimer & Co. Inc. September 2013 - Present
Wells Fargo Advisors, LLC October 2011 - September 2013
Self-Employed, day trading and private investments March 2010 - October 2011
Marquette Partners October 1997 - March 2010
Chicago Board Options Exchange 1994 - 1997
Skills
Wealth Management..., Wealth-Preservation..., Tax-Efficient Strategies, Multigenerational..., Retirement-Plan..., Risk Management..., Stock Due Diligence, Investment Strategies, Fixed Income Strategies, Retirement Savings, Asset Allocation, 401(k) Rollovers
Education
Northern Illinois University - College of Business 1995 — 1996
BS, Finance
Joliet Junior College 1993 — 1994
AA, Business
Wells Fargo Advisors, LLC February 2009 - Present
Morgan Stanley Smith Barney June 2006 - February 2009
Skills
Asset Allocation, Retirement Planning, 401k Rollovers, Business Owner Planning, Investment Strategies, Risk Management, Fixed Income Strategies, Concentrated Stock..., Estate Planning, Financial Analysis, Mutual Funds, Series 7, Derivatives, Asset Management, Bloomberg, Equities, Uniform Combined State..., Credit, Fixed Income, Trading, Financial Modeling, Series 63, Alternative Investments, Hedge Funds, Investments, Trading Systems, Finance, Private Equity, FINRA, Portfolio Management, Capital Markets, Securities, Insurance, Options, Mergers & Acquisitions
Education
Lehigh University 2002 — 2006
B.S., Finance
Wells Fargo Advisors, LLC March 2009 - Present
Smith Barney August 2005 - March 2009
Morgan Stanley July 2004 - August 2005
Skills
Retirement Planning, Mutual Funds, Retirement, Investments, Alternative Investments, Finance, Financial Advisory, Investment Strategies, Asset Allocation, Wealth, Bonds, 401k, Retirement Income..., Pensions, 401k Rollovers, Stocks
Education
Kaplan University 2010 — 2011
Financial Planning Certificate
University of Pittsburgh 1999 — 2003
B.A., Economics
West Orange High School 1995 — 1999
High School Diploma
Wilmington Trust March 2015 - Present
Wells Fargo Advisors, LLC March 2014 - March 2015
J.P. Morgan July 2006 - February 2014
Michael Saunders Painting, Inc. 2001 - July 2006
Skills
Relationship Management, Retirement Planning, Financial Advisory, Customer Service, Mutual Funds, 401k Rollovers, Investments, Hedge Funds, Private Banking, Alternative Investments, Asset Allocation, Business Strategy, Equities, Fixed Income, Finance, Securities Lending, Loans, Economics, CRM, ETFs, MLP, Small Business Lending, Mortgage Banking, Portfolio Management, Financial Services, Banking, Credit, Investment Strategies, Management, Financial Analysis, Retirement, Strategic Planning, Financial Planning, Estate Planning, Asset Management, Marketing, Wealth Management, Public Speaking, Team Building, Leadership, Risk Management, Securities, Bonds, Sales, Wealth, 401k
Education
West Chester University of Pennsylvania
Bachelor of Science (BS), Finance, General
The Master's College
Liberty University
Marshall University
Business Administration and Management, General
York High School 1987 — 1991
High School
Wells Fargo Advisors, LLC April 1990 - Present
A.G. Edwards & Sons, Inc. 1990 - 2008
E.F. Hutton & Co 1984 - 1990
Skills
Public Speaking, Customer Service, Team Building, Insurance, Strategic Planning, Investments, Leadership, Process Improvement, Long Term Care Insurance, Retirement Income, 401k Rollovers, Asset Allocation, Estate Investment..., Concentrated Stock..., Financial Advisory, Financial Services, Fixed Income Strategies, Investment Planning, Multigenerational..., Retirement Planning
Education
Indiana University Bloomington
Indiana University—Purdue University Fort Wayne
Wells Fargo Advisors, LLC March 2013 - Present
J.P. Morgan Private Bank October 2007 - March 2013
Windsor Financial Group January 2005 - October 2007
Piper Jaffray Corporate Client Services March 2001 - December 2004
Wells Fargo Private Asset Management March 1995 - February 2001
Skills
Asset Allocation, Estate Planning, Retirement Planning, Securities, Investment Advisory, Certified Investment..., Private Banking, Business Owner Planning, Gifting Strategies, Cash Flow Analysis, Private Foundations, Asset Protection, Life Insurance, Long Term Care Insurance, Multi-generational..., College Education..., Financial Planning, Financial Goals, Qualified Retirement..., Succession Planning, Alternative Investments, Financial Advisory, Asset Management, Finance, Mutual Funds, Financial Analysis, Investments, Portfolio Management, Equities
Education
Iowa State University - College of Business 1986 — 1990
Bachelor of Business Administration (B.B.A.), Finance, General
Wells Fargo Advisors, LLC July 2015 - Present
BB&T January 2012 - July 2015
Morgan Stanley Smith Barney September 2010 - January 2012
Wells Fargo January 2007 - September 2010
Skills
Leadership, Microsoft Office
Education
James Madison University
Wells Fargo Advisors, LLC January 1994 - Present
Education
Indiana University Bloomington
BS
Indiana University School of Law - Indianapolis
JD
Massachusetts Mutual Financial Group October 2013 - Present
Wells Fargo Advisors, LLC June 2010 - June 2013
Skills
Retirement Planning, Investments, Financial Analysis, Loans, Real Estate, Mortgage Lending, Mergers & Acquisitions, Sales, Consumer Lending, Insurance, Loan Origination, Investment Properties, Retail Banking, Underwriting, Banking, Credit, Strategic Planning, Mortgage Banking, Refinance, Finance, Risk Management, Residential Mortgages, Due Diligence
Education
Ithaca College 1979 — 1982
BS, Business Administration
Wells Fargo Advisors, LLC August 2007 - Present
Citigroup January 2004 - August 2007
Prudential Financial June 1993 - December 2003
Education
Linfield College 1989 — 1993
BS, Business Management
Wells Fargo Advisors, LLC November 2011 - Present
Merrill Lynch January 1984 - November 2011
Education
Iowa State University - College of Business 1975 — 1979
B.S., Business Management
Wells Fargo Advisors, LLC July 1994 - Present
Education
Le Moyne College 1977 — 1982
BS, Chemistry
Wells Fargo Advisors, LLC August 2005 - Present
JFD Securities March 2004 - August 2005
Millennium Trading April 2002 - February 2004
McNamara Trading May 1998 - March 2002
Skills
Investments, Wealth Management, Equities, Asset Allocation, Finance, Series 7, Financial Services, Financial Risk, Mutual Funds, Fixed Income, 401k, Asset Managment, Investment Advisory, Alternative Investments, Retirement, Portfolio Management, Investment Strategies, Retirement Planning, Strategic Financial..., Asset Management, Wealth, 401k Rollovers, Estate Investment..., Financial Analysis, Insurance, Retirement Savings, Tax Efficient Strategies, Retirement Plan..., Investment Planning, Multigenerational..., Wealth Preservation..., Deferred Compensation, Concentrated Stock...
Education
La Salle University 1995 — 1998
Bachelor, Finance (Cum Laude)
Bishop McDevitt
Northwestern Mutual June 2014 - Present
AICPA January 2014 - May 2014
Wells Fargo Advisors, LLC December 2011 - October 2013
Self June 2011 - December 2011
Enterprise Holdings Inc. November 2002 - May 2011
Skills
Customer Service, Leadership, Customer Satisfaction, Management, Time Management, Account Management, Building Relationships, Finance, Profit, Inventory Management, Forecasting, Pricing, Endorsements
Education
James Madison University - College of Business 1999 — 2002
Bachelor of Business Administration (B.B.A.), Marketing
Duke University, Office of Continuing Studies 2011 — 2012
Executive Certificate, Financial Planning
Wells Fargo Advisors, LLC March 2015 - Present
Wintrust Financial November 2011 - August 2014
North Shore Community Bank part of Wintrust Financial Corporation November 2009 - November 2011
Associated Bank October 2008 - November 2009
Wells Fargo May 2008 - September 2008
Skills
Customer Service, Leadership, Insurance, Financial Services, Team Building, Team Leadership, Teamwork, Microsoft Office
Education
Lake Forest College 2003 — 2007
International Relations, History
Buffalo Grove High School 1999 — 2003
Wells Fargo Advisors, LLC December 1993 - Present
Education
Liberty University
Masters of Business Administration
Liberty University
BS, Business Administration
Citizens Investment Services September 2012 - Present
Wells Fargo Advisors, LLC May 2007 - August 2012
Wachovia Securities January 2008 - December 2009
AG Edwards & Sons March 2007 - January 2008
Atlantic Financial Services / Mortgage Matchmaker February 1992 - May 2007
General Physics September 1991 - February 1992
Analysis & Technology June 1982 - August 1991
Kaman Aerospace Corp March 1979 - June 1982
Electric Boat September 1973 - March 1979
Hartford National Bank September 1970 - June 1973
Skills
Investments, Financial Advisory, Retirement Planning, Estate Planning, College Savings Plans, 401k Rollovers, Life Insurance, Variable Annuities, Indexed Annuities, Wealth Management, Retirement, Mutual Funds, IRAs, Insurance, Portfolio Management, Mortgage Lending, Series 7, Investment Advisory, 401k, Management, Integrity, Series 63, Loans, Strategic Financial..., Fixed Annuities, Investment Strategies, Asset Allocation, Securities, Wealth, Finance, Financial Planning, Long-term Care, Series 65
Education
Lehigh University 1965 — 1969
BS, Marketing
Tabor Academy 1961 — 1965
HS, College Prep
Wells Fargo Advisors, LLC March 2012 - Present
Credit Suisse September 2009 - March 2012
Skills
Series 7, Wealth Management, Mutual Funds, Asset Allocation, Investment Advisory, Series 63, Portfolio Management, Investments, Investment Strategies, Uniform Combined State..., Alternative Investments, Equities, Fixed Income, Retirement Planning, Securities
Education
Le Moyne College 1997 — 2001
Bachelor of Business Administration (BBA), Finance and Financial Management Services
Wells Fargo Advisors, LLC July 2008 - Present
Home Loan Financial Services, Inc. June 2003 - July 2008
House of G.A. Fisher Jewelers November 1995 - June 2003
Education
Indiana Wesleyan University 2000 — 2003
B.S., Management and Finance
River View High School 1996 — 2000
Wells Fargo Advisors, LLC 2003 - Present
Skills
Leadership, New Business Development, Relationship Management, Training and Development, Compliance, Management, Recruiting, Finance
Education
Indiana University of Pennsylvania 1976 — 1980
Bachelor of Arts
Merrill Lynch August 2011 - Present
WELLS FARGO ADVISORS, LLC (FORMERLY WACHOVIA SECURITIES, LLC) January 2009 - August 2011
Wells Fargo Advisors, LLC January 2009 - August 2011
AllianceBernstein Institutional Investements 1994 - 2003
Skills
Series 7, Series 65, Series 63, Mutual Funds, Client Services, Wealth Management, Asset Management, Finance, Investments, Asset Allocation, Securities
Education
Lehigh University 1990 — 1994
BS, Business
Ameriprise Financial Services, Inc. January 2013 - Present
Wells Fargo Advisors, LLC March 2007 - January 2013
Applied Portfolio Management Group May 2006 - May 2008
River Valley Bank 2006 - 2007
Education
Michigan Technological University 2004 — 2008
BS, Finance
Kungliga tekniska högskolan 2006 — 2007
Masters of Science, Economics
DC Everest High School
Stonebridge Financial Group March 2013 - Present
Wells Fargo Advisors LLC June 2007 - March 2013
Paychex November 2003 - June 2007
Newell Rubbermaid May 2001 - September 2003
Skills
Sales, Account Management, New Business Development, Marketing, Defined Contribution, Defined Benefit, Non-Qualified Deferred..., ESOP, 401k, Financial Analysis, Networking, Wealth Management, Retirement Planning, Customer Service, Small Business, Management, Investments, Finance, Leadership, Team Building, Employee Benefits, Retirement, Insurance
Education
Lebanon Valley College 1997 — 2001
BS, Business and Marketing
Elizabethtown
Wells Fargo Advisors, LLC December 2008 - Present
SMITH BARNEY 1998 - 2008
Merrill Lynch 1993 - 2000
amex publishing 1998 - 1999
amex publishing 1998 - 1999
amex publishing 1998 - 1999
Skills
Investments, Alternative Investments, Asset Allocation, Sales, Equities, Fixed Income, Hedge Funds, Retirement Planning, Mutual Funds, Series 63, Loans, Real Estate, Series 7, Strategic Financial..., Financial Analysis, Estate Planning..., Financial Planning, Financial Services, Management
Education
Ithaca College 1980 — 1984
BS, BUS ADMIN
litchfield high
Financial Associates, LLP June 2011 - Present
Solution Consultants 2010 - 2010
Wachovia Securities, LLC November 2005 - April 2009
Wells Fargo Advisors, LLC 2005 - 2009
Wachovia Securities, LLC November 2004 - November 2005
Wachovia Securities, LLC April 2004 - November 2004
Wachovia Securities, LLC July 1998 - April 2004
Prudential Securities August 1988 - July 1998
Skills
Series 7, Business Development, Corporate Communications, Financial Services, Management, Marketing Communications, Project Management, Securities, Series 24, Series 63, Strategy
Education
James Madison University 1984 — 1988
BS/BA, Political Science, English
Wells Fargo Home Mortgage March 2012 - Present
Seterus, Inc (formerly IBM, LBPS, Inc) October 2010 - April 2012
Wells Fargo Advisors LLC September 2008 - October 2010
Chase Home Finance 1997 - 2008
JPMorgan Chase 1997 - 2008
Education
LIU Post 1970 — 1973
BS, Education
Wells Fargo Advisors, LLC March 1997 - Present
Square D Company January 1988 - March 1997
Education
Purdue University 1983 — 1987
BSEE, Electical Engineering
Indiana Wesleyan University
MBA, Business
Wells Fargo Advisors, LLC November 2014 - Present
UBS Wealth Management November 2008 - November 2014
Merrill Lynch 1994 - November 2008
Education
Indiana University-Northwest 1985 — 1989
BS, Accounting
Wells Fargo Advisors, LLC April 2009 - Present
Qimonda North America July 2000 - February 2009
Universal Leaf Tobacco Company June 1987 - June 2000
Skills
Investments, Financial Analysis, Finance, Credit, Financial Modeling, Cross-functional Team..., Due Diligence, Risk Management, Business Analysis, Budgets, Process Improvement
Education
University of Richmond - Robins School of Business 1988 — 1990
MBA, finance
James Madison University 1983 — 1987
BBA, Finance
Wells Fargo Advisors, LLC January 2009 - Present
Education
Lehigh University - College of Business and Economics 1988 — 1992
BS, Finance, Marketing
United States Military Academy at West Point
United States Military Academy at West Point
Schenck SC August 2012 - Present
Werner Electric Supply August 2011 - August 2012
The Melting Pot November 2009 - August 2011
Wells Fargo Advisors, LLC 2007 - November 2009
Skills
•Excellent time..., •Goal oriented while..., •Impeccable..., •Advanced knowledge in..., •Working knowledge..., Microsoft Excel, Access, Outlook, PowerPoint, Customer Service, Accounting, Finance, Financial Analysis, Financial Reporting, Auditing, Financial Accounting, Accounts Payable, Accounts Receivable, GAAP, Financial Statements
Education
Lakeland College 2010 — 2012
BA, Accounting, 3.5
University of Wisconsin-Oshkosh 2003 — 2007
BBA, Finance
Milwaukee Area Technical College 1998 — 2001
Associate, Police Science
Wells Fargo Advisors, LLC April 2014 - Present
State Farm January 2013 - April 2014
Skills
Financial Guidance, Retirement Planning, Investment Strategies, Investment Risk...
Education
Lake Erie College 2012 — 2013
Master of Business Administration (MBA), Business Administration
Lake Erie College 2008 — 2012
Bachelor of Science (BS), Business Admin., Sport Management, Legal Studies
Wells Fargo Advisors, LLC July 2002 - Present
Skills
Retirement Income..., Investment Risk...
Education
Juniata College 1997 — 2001
Bachelor of Science (B.S.), Accounting
Swiss Re January 2014 - Present
Swiss Re March 2013 - Present
Swiss Re 2013 - 2015
Swiss Re 2013 - 2015
Swiss Re 2013 - 2015
IAT Interactive December 2012 - March 2013
Wells Fargo Advisors, LLC September 2011 - July 2012
Wells Fargo Advisors, LLC September 2010 - August 2011
LCJ Associates May 2010 - August 2010
Equinox Fitness January 2007 - January 2010
Skills
Microsoft Office, Bloomberg Terminal, Thompson One, Equities, Financial Analysis, Portfolio Management, Bloomberg, Capital Markets, Series 7, Access, Securities, Mutual Funds, Asset Allocation, Series 63, Trading, Bonds, Fixed Income, Financial Modeling, Microsoft Excel, Finance, Microsoft Word, PowerPoint, Asset Management
Education
Iona College 2007 — 2011
Bachelors of Science, Finance
Wells Fargo Advisors LLC December 2008 - Present
Smith Barney November 1998 - December 2008
Merrill Lynch August 1993 - December 1998
Skills
Investments, Retirement, Salesforce.com, Sales, Advertising, Prime Brokerage, Alternative Investments, Asset Allocation, Securities, Investment Advisory, Investment Management, Investment Strategies, Bonds, Wealth Management, Leveraged Finance, Equity Trading, Financial Advisory, Estate Planning, Finance
Education
Ithaca College 1980 — 1984
Bachelor of Science
Litchfield High School 1976 — 1980
Wells Fargo Advisors, LLC 1994 - Present
IBM 1984 - 1992
Skills
Retirement Planning, Asset Allocation, Investment Advisory, Retirement, Mutual Funds, Portfolio Management, Alternative Investments, Investment Strategies, Securities, Investments, Equities, Fixed Annuities, IRAs, Investment Management, Financial Analysis, Fixed Income, Wealth Management..., Variable Annuities, Equity Indexed Annuities, Strategic Investment..., Options, Wealth Management, Strategic Planning, Series 7, Asset Management, Wealth, Series 63, Venture Capital
Education
Lehigh University 1980 — 1984
Bachelor's Degree, Electrical Engineering
Wells Fargo Advisors, LLC September 2014 - Present
RBC Wealth Management August 2006 - September 2014
Emmet & Co. 2005 - 2006
Wolfe & Hurst Bond Brokers 2001 - 2005
Salomon Smith Barney 1989 - 2001
Shearson Lehman Brothers 1982 - 1989
Education
Lafayette College
Bachelor's degree, Economics
Wells Fargo Advisors, LLC 2009 - Present
Ananke Renewable Energy Corporation 2003 - 2009
Strategic Financing Solutions, LLC 2002 - 2009
Public Finance Consultants, Inc. 1997 - 2002
Delta Development Group, Inc. 1992 - 1997
Education
University of Toronto 1990 — 1991
M.A., Political Science
Kenyon College 1986 — 1990
A.B., Political Science, Magna Cum Laude
WELLS FARGO ADVISORS, LLC October 2008 - Present
A.G. Edwards & Sons, Inc. October 1990 - May 2007
Education
Indiana University Bloomington 1965 — 1969
B.S., Marketing
Mutual of Omaha October 2013 - March 2014
Whitney Investment Services August 2013 - October 2013
Wells Fargo Advisors, LLC May 2012 - October 2012
Prudential Financial June 2010 - May 2012
CCNO Development, LLC October 2009 - June 2010
Ameriprise Financial (Formerly American Express Financial Advisors) October 2005 - November 2009
Presidential Classroom 2004 - 2005
Skills
Strategic Financial..., Retirement Planning, Training, Investment Strategies, Public Speaking, Event Planning, Series 7, Marketing, Retirement, Insurance, Investment Advisory, Coaching, 401k, Uniform Combined State..., Estate Planning, Asset Allocation, Financial Advisory, Life Insurance, FINRA, Disability Insurance, Long-term Care, Event Management, Public Relations, Time Management, Mutual Funds, Investments, Business Development, Strategic Planning, Fixed Annuities, Financial Planners, Wealth Management, IRAs, 401k Rollovers, Term Life Insurance, Securities, Customer Relations, Communications, Writing, Marketing Strategy, Fundraising, Team Building, Non-profits, Leadership Development, Recruiting, Strategic Communications, Financial Services, Corporate Communications, Management, Leadership, Customer Service
Education
University of Maryland College Park 1998 — 2000
BA, Journalism, Minor Film Studies
La Salle University 1996 — 1998
Communication
St. John's College H.S. 1992 — 1996
Wells Fargo Advisors, LLC 1977 - Present
Renneisen, Renneisen & Renfield May 1975 - June 1977
US Army June 1972 - August 1975
Skills
Investments, Retirement Planning, Securities, Investment Strategies, Asset Allocation, Portfolio Management, Asset Management, Finance, Retirement, Financial Advisory, Investment Management, Insurance, Fixed Annuities, Life Insurance, Wealth Management, Financial Analysis, Credit, Mortgage Lending, Bonds, Wealth, Management, Series 7, Series 8, Risk Management, Variable Annuities, Retirement Income..., Leadership, Process Improvement, Analysis, Team Building, Microsoft Office, Program Management
Education
La Salle University - School of Business Administration 1968 — 1972
BS, Business Administration
Wells Fargo Advisors March 2014 - Present
Wells Fargo Advisors, LLC January 2012 - March 2014
NutraMetrix January 2009 - January 2012
Market America March 1985 - January 2012
Marquita Auffenberg, Landscape Architect January 1985 - January 2012
Doncaster Extraordinary Clothing for Extrarodinary Women December 2006 - February 2009
Bank of America September 2004 - October 2005
Stifel Nicolaus October 1988 - October 1989
Merrill Lynch October 1987 - October 1988
Benedict Sutherland Dusterberg October 1983 - October 1985
Skills
Design, Public Speaking, Microsoft Office, PowerPoint, Customer Service, Small Business, Marketing, Sales, Team Building, Microsoft Excel, Social Media, Coaching, Microsoft Word, Entrepreneurship, Event Planning, Social Networking, Retail, Social Media Marketing, Marketing Strategy, Strategic Planning, Research, Non-profits, New Business Development, Sales Management, Leadership
Education
Landmark Education 1992 — 2011
Curriculum for Living, Breakthrough Technology
University of Virginia 1973 — 1978
B.S., Landscape Architecture
Villa Duchesne 1969 — 1973
High School
Wells Fargo Advisors, LLC March 2013 - Present
Edward Jones April 2009 - March 2013
The Hartford March 2007 - November 2008
The Hartford Insurance Group February 2006 - March 2007
The Hartford Insurance Group March 2005 - February 2006
David Queen State Farm Agency January 2003 - March 2005
Skills
Retirement Planning, Investments, Insurance, Risk Management, Mutual Funds, Retirement, Asset Allocation, Investment Strategies, Investment Planning, Financial Advisory, IRAs, 401k Rollovers, 401k, Life Insurance, Customer Service, Market Analysis, Team Building, Leadership, Fixed Annuities, Negotiation, Strategic Planning, Coaching, Succession Planning, Financial Analysis, Annuities, Customer Relations, Management, Forecasting, Budgeting, Valuation, Compliance, Problem Solving, Business Planning, New Business Development, Conflict Resolution, Underwriting, Mentoring, Consultative Selling, Strategic Investments
Education
University of Iowa 1999 — 2002
B.B.A, Finance, 3.69
Kirkwood Community College 1997 — 1998
Associate of Arts (A.A.), Liberal Arts, General Studies, 3.64
University of Virginia Health System April 2013 - Present
Pride Rock Consulting October 1998 - March 2014
Wells Fargo Advisors, LLC October 2007 - April 2013
Networking Technologies and Support, Inc. September 2007 - October 2007
Swedish Match North America March 2007 - June 2007
University of Virginia Health System June 2004 - August 2006
University of Virginia Health System October 2003 - June 2004
Panhandle Plains Historical Museum March 1999 - July 2003
Lockheed Martin Information Technology 1998 - 1999
Skills
Project Management, Consulting, Technical Support, Desktop Administration, Corporate Security, Security, Active Directory, Troubleshooting, Program Management, Windows, Networking, Process Improvement, Team Leadership, Software Documentation, Analysis, Windows 2003 Server, Windows 2008 Server, Remedy AR System, Learning Management..., Desktop Support..., Desktop Application..., Sarbanes-Oxley, Compliance, Risk Assessment, Risk Management, Access Control..., Corporate Finance, Business Process..., Information Security, Information Technology, Windows Server, Disaster Recovery, CISSP, Cisco Technologies, Servers, SDLC, Network Administration, Integration, Operating Systems, Microsoft Exchange, Unix, Databases, Linux, Visio, Access, System Administration, Leadership, MS Project
Education
University of Phoenix 2001 — 2003
M.S., Computer Information Systems
Millersville University of Pennsylvania 1994 — 2000
B.S., Biology/Pre-Medicine
Lebanon Valley College 1988 — 1991
Bachelor of Science (B.S.), English/Secondary Education
Nazareth Academy 1984 — 1988
Wells Fargo Advisors, LLC February 2009 - Present
Morgan Stanley 1998 - 2004
SunTrust Bank 1994 - 1998
Maryland National Bank 1991 - 1994
Skills
Investments, Series 7, Strategic Financial..., Retirement Planning, Wealth Management, Securities, Series 63, Mutual Funds, Investment Advisory, Estate Planning, Financial Advisory
Education
The American College 1988 — 1990
Chartered Financial Consultant, Investments, Insurance
James Madison University 1978 — 1982
Bachelor of Science, Economics
Wells Fargo Advisors, LLC 2012 - Present
Morgan Stanley January 2006 - February 2012
Skills
Investments, Retirement, Mutual Funds, Wealth Management, Finance, Insurance, Customer Service, Asset Allocation, Strategic Financial..., Financial Planning, Communication, Financial Analysis, Portfolio Management
Education
Johnson and Wales University 2001 — 2004
BS, Advertising/Marketing
Wells Fargo Advisors, LLC August 2014 - Present
JPMorgan Securities, LLC August 2010 - July 2014
JPMorgan Securities, LLC August 2010 - July 2014
Merrill Lynch February 2008 - August 2010
Education
Libera Università di Lingue e Comunicazione IULM
master, communication
Wells Fargo Advisors, LLC October 2011 - Present
Wells Fargo Advisors, LLC July 2011 - September 2011
Wells Fargo Advisors, LLC August 2002 - June 2011
Marconi Communications 1989 - 2002
Skills
Risk Management, Financial Advisory, Investments, Financial Analysis, Asset Allocation, Insurance, Retirement, Financial Services, Finance, Securities, Series 7, Retirement Planning, Strategic Planning, Management, Mutual Funds, Budgets, Business Planning, Financial Planning, Business Strategy, Forecasting
Education
College For Financial Planning 2007 — 2007
CERTIFIED FINANCIAL PLANNER(TM)
Lehigh University - College of Business and Economics 1985 — 1989
Bachelors of Science
International School in Dusseldorf, Germany 1982 — 1985
High School
Penfield High School 1982 — 1985
High School
Wells Fargo Advisors, LLC June 2001 - Present
Skills
Asset Allocation, Mutual Funds, Alternative Investments, Investment Strategies, Retirement Planning, Securities
Education
The University of Georgia 1976 — 1979
MBA, Finance, General
Iowa State University 1970 — 1974
BS, Industrial Relations
Wells Fargo Advisors LLC April 2009 - Present
Merrill Lynch August 1993 - April 2009
Skills
Social Media, Finance, Investments, Management, Strategic Planning, Retirement Planning, Financial Analysis, Marketing, Estate Planning, Mutual Funds
Education
Ithaca College 1979 — 1983
Bachelor of Science (B.S.), Radio and Television
United Capital Financial Advisers, LLC December 2014 - Present
Girard Securities December 2014 - Present
Ameriprise Financial Services, Inc. April 2013 - December 2014
Wells Fargo Advisors, LLC January 2008 - April 2013
College Works Painting August 2005 - December 2007
College Works Painting August 2004 - August 2005
College Works Painting March 2004 - August 2004
Skills
Investments, Retirement, Management, Leadership, Finance, Financial Analysis, Strategy, Analysis, Project Planning, Microsoft Excel, Financial Services, Strategic Financial..., Retirement Planning, Wealth Management, Insurance, Portfolio Management, Asset Management, Mutual Funds, Securities, Financial Advisory, Team Building, Marketing Strategy, Financial Planning
Education
University of Illinois at Urbana-Champaign 2003 — 2007
Bachelor of Science (BS), Consumer Economics and Finance
Kaplan University 2011 — 2012
CERTIFIED FINANCIAL PLANNER TM
Wells Fargo Advisors LLC March 1990 - Present
Paine Webber June 1983 - February 1990
Skills
Financial Advisory, Investment Planning, Estate Investment..., Asset Allocation, 401K Rollovers, Retirement Planning, Risk Management, Wealth-Preservation...
Education
Kansas State University 1978 — 1982
BS, Economics
James River Insurance Company July 2013 - Present
ADP 2010 - July 2013
Wells Fargo Advisors, LLC August 2007 - February 2010
LandAmerica September 2004 - December 2006
Bank of America January 1992 - August 2002
Skills
Applicant Tracking..., Talent Acquisition, College Recruiting, Onboarding, Talent Management, Recruiting, Human Resources, Performance Management, Internet Recruiting, Employee Relations, Technical Recruiting, Sourcing, Workforce Planning, Cold Calling, Temporary Placement, Vendor Management, Coaching, Screening, Interviews, Training, Hiring, Management, Leadership, Strategy, Career Development, Career Counseling, Succession Planning, Executive Search, Personnel Management, Benefits Negotiation, Performance Appraisal, Team Building, Consulting, Sales, Job Descriptions
Education
Liberty University 2013 — 2014
Master's Degree, M.A. Management and Leadership
Virginia Commonwealth University 1989 — 1994
Bachelors, Political Science
Varina High School 1985 — 1989
Academic, Academic
Wells Fargo Advisors Director - Investment Management & Fiduciary Services
Wells Fargo Advisors, LLC October 1997 - June 2010
A.G. Edwards & Sons, Inc. October 1997 - 2008
Skills
Retirement Planning, Wealth Management, Financial Advisory, Retirement Plan..., Retirement, Series 7, Employee Benefits, Finance, Financial Services, 401k, Asset Management, Trust Services, Investment Advisory, Endowments, Foundations, Financial Reporting, Individual Pension Plans, Defined Benefit, Defined Contribution, Wealth Management..., Qualified Retirement..., Outsourcing, IT Solutions, IT Development, Legal Documents, Legal Compliance, Risk Management, Risk Assessment, External Audit, Intercompany Accounts, Intercompany..., Securities Lending, Employee Management, Procedure Manuals, Procedure Development, Procedure Review, Procedure Creation, Fiduciary, Fiduciary Services, Fiduciary Management, Benefit Plan..., Product Development, Product Management, Product Launch, Product Design, Investments, Mutual Funds, Asset Allocation, Investment Management, Voluntary Employee...
Education
Saint Louis University 1975 — 1979
BS BA, Accounting
John Cook School of Business at Saint Louis University
BS Accounting, Accounting
Wells Fargo Advisors, LLC December 2014 - Present
Grenzebach Glier & Associates May 2013 - November 2014
Starlight Children's Foundation January 2012 - December 2012
Make A Wish Foundation of Colorado October 2010 - January 2012
Children's Oncology Services, Inc September 2005 - August 2010
Children's Memorial Hospital 2003 - 2005
Skills
Nonprofits, Philanthropy, Grant Writing, Fundraising, Fundraisers, Board Development, Volunteer Management, Annual Giving, Strategy, Public Relations, Public Speaking, Marketing, Grants, Strategic Planning, Marketing Communications, Budgets, Event Planning, Planned Giving, Program Management
Education
Loyola University of Chicago - Graduate School of Business 2012 — 2013
MBA, Business Administration and Management, General
University of Denver - Daniels College of Business 2011 — 2011
MBA
Semester at Sea
International Study Abroad Program
Indiana University Bloomington 1997 — 2001
Bachelor of Arts, Business Management
Wells Fargo Advisors, LLC October 2014 - Present
Scrubs & Beyond May 2012 - October 2014
Blockbuster August 2008 - April 2012
Saint Louis University August 2006 - May 2008
Skills
Investments, Financial Guidance, Sales, Customer Service, Customer Satisfaction, Retail, Microsoft Office, Time Management, Microsoft Excel, Management, Employee Training, Organization, Communication, Leadership, Data Entry, Inventory Control, Merchandising, Training, PowerPoint
Education
University of Missouri-Saint Louis 2011 — 2014
Bachelor of Science (BS), Business Administration and Management, General
Jefferson College
Associate of Arts (A.A.)
Wells Fargo Advisors, LLC April 2014 - Present
Aerotek April 2010 - April 2014
Woodforest National Bank May 2007 - April 2010
Skills
Human Resources, Customer Service, Payroll, Data Entry, Creative Problem Solving, Written & Oral..., Auditing, Communication Skills, Organization, Organization &..., Highly detail oriented, Resourceful..., Time Management, Employee Benefits, Staffing Services, Recruiting, Talent Management
Education
Indiana University Bloomington 2006 — 2011
DM2 Financial Services September 2015 - Present
Mi Escuelita Preschools Inc. May 2014 - Present
Wells Fargo Advisors, LLC January 2013 - August 2015
Wells Fargo February 2001 - January 2013
Skills
Account Management, Team Building, Leadership, Sales, New Business Development, Banking, Coaching, Cold Calling, Customer Retention, Customer Satisfaction, Customer Service, Finance, Insurance, Public Speaking, Time Management
Education
Southern Methodist University 1994 — 1999
Bachelor of Arts (B.A.), Political Science and International Studies
LeTourneau University 2005 — 2007
MBA, International Mgmt
Wells Fargo Advisors LLC March 1996 - Present
Mafatlal finance 1993 - 1997
Reliance Capital, India March 1989 - February 1992
Skills
Investments, Finance, Corporate Finance, Securities, Financial Services, Financial Structuring, IPO, Financial Advisory, Mutual Funds, Accounting, Project Finance, Cash Management, Equities, Retirement Planning, Fixed Income, Investment Strategies, International Business, Alternative Investments, Financial Markets, Options, Insurance, Hedge Funds
Education
Institute of Company Secretaries of India 1980 — 1984
Professional-FCS, Corporate & Econimic Laws
All India Business Management 1979 — 1982
AIMA, Business/Managerial Economics
University of Mumbai 1978 — 1980
PG Business Management, International Finance & Business Management
University of Bombay 1977 — 1980
LL.B - Bachelor of Law, Economic Legislation & Corporate Law
B.S.at Poddar College, University of Bombay,India 1974 — 1977
B.S, Account, Finance & Economics
Wells Fargo Advisors February 2015 - Present
Wells Fargo Advisors, LLC March 2009 - June 2014
UBS May 1995 - December 2008
Education
Indiana Wesleyan University 2001 — 2003
Bachelor's Degree, Business Administration
International Business College 1994 — 1995
Associate's Degree, Accounting
Wells Fargo Advisors, LLC December 2014 - Present
Goldman Sachs 10,000 Small Businesses Initiative July 2014 - Present
Regional Valuation Firm 2011 - 2013
Navigant Capital Advisors 2009 - 2010
American Appraisal Associates 2007 - 2008
Grant Thornton LLP 2004 - 2007
Deloitte 1996 - 2003
US Navy 1979 - 1984
Skills
Business Valuation, Mergers & Acquisitions, Finance, Corporate Finance, Valuation, IFRS, Investment Banking, Accounting, Auditing, Divestitures, Equities, Acquisitions
Education
Temple University - Fox School of Business and Management
MBA, Masters of Business Administration
La Salle University
BS, Chemistry
Greenway Advisors May 2012 - Present
Wells Fargo Advisors, LLC April 2002 - May 2012
CIC Enterprises April 2000 - April 2002
Skills
Finance
Education
Indiana University Bloomington 1995 — 1998
BA, History, Mathematics, Biology
Wells Fargo Advisors, LLC May 2009 - Present
Smith Barney November 1999 - March 2009
Skills
Investments, Retirement Planning, Fixed Annuities, Mutual Funds, Retirement, 401k Rollovers, 401k, Asset Allocation, Alternative Investments, Wealth, Investment Strategies, IRAs, Disability Insurance, Retirement Income..., Saving for Education, Wealth Preservation..., Annuities, Insurance Planning, 529 Plans, Long Term Care, Wealth Transfer, IRA's, Financial Planning
Education
Lewis and Clark College 1995 — 1999
BA, Business
Lake Oswego High School 1992 — 1995
UBS Financial Services INC May 2011 - Present
Wells Fargo Advisors, LLC May 2007 - May 2011
Regions Bank May 2006 - May 2007
Amsouth Bank 2006 - 2007
Education
Lee University 2000 — 2005
Bachelor of Science, Christian Ministries
Model High School 1996 — 2000
Wells Fargo Advisors, LLC December 2005 - Present
Morgan Stanley 1989 - 2005
Lingenfelter Brill 1975 - 1986
Skills
Retirement Planning, Investments, Insurance, Fixed Annuities, Retirement, Marketing, Management, 401k, Fixed Income, Mergers & Acquisitions, Program Management, Accounting, Mutual Funds, Bonds, Securities, Estate Planning...
Education
Kent State University 1966 — 1970
Bachelor of Science in Education, Spanish, business management and psychology
Kent State University 1966 — 1970
Spanish, Psychology and Office Administration
Wells Fargo Advisors, LLC November 2010 - Present
Wells Fargo Financial June 1993 - November 2010
Education
Iowa State University - College of Business 1988 — 1993
BA, Finance
American City Business Journals March 2014 - Present
Wells Fargo Advisors July 2012 - December 2013
Wells Fargo Advisors, LLC June 2011 - July 2012
Wells Fargo August 2010 - June 2011
Wells Fargo Financial May 2010 - August 2010
Skills
Financial Analysis, Series 7, Microsoft Office, Microsoft Excel..., Stata, SAS, Econometrics, Econometric Modeling, Microsoft Excel, Finance
Education
Indiana University of Pennsylvania 2006 — 2010
B.S.
University of North Carolina at Charlotte
Master's degree
Wells Fargo Advisors, LLC July 1998 - Present
Essex Manufacturing Inc May 1994 - September 1997
Polly Peck International PLC/Capetronic USA, Inc December 1989 - June 1994
Shawmut Bank of Boston NA September 1979 - June 1984
Bank of America June 1969 - September 1979
Skills
Finance, Investments, Capital Markets, Risk Management, Due Diligence, Equities, Fixed Income, Financial Reporting
Education
The University of Chicago 1978 — 1979
MBA, Finance & Accounting
Iowa State University 1965 — 1969
BS, Economics
Wells Fargo Advisors, LLC March 2007 - Present
Education
University of Miami 1992 — 1994
M.A.
Le Moyne College 1988 — 1992
B.A.
Wells Fargo Advisors, LLC June 1998 - Present
River East Financial Group August 1980 - June 1998
Gardner-Denver-Cooper Industries July 1979 - August 1980
Alltransport, Inc. / Seaway Forwarding August 1977 - September 1978
Education
University of Toledo 1974 — 1976
Bachelor of Business Administration (BBA), International Business & Transporation
John Carroll University 1972 — 1973
Wells Fargo Advisors, LLC August 2014 - Present
Wells Fargo April 2013 - August 2014
ESCO Ltd. September 2011 - April 2013
Modern Woodmen of America April 2009 - November 2011
Western & Southern Financial Group July 2008 - October 2008
Edward Jones July 2007 - April 2008
UPS September 2001 - May 2007
UPS August 1999 - September 2001
UPS September 1996 - July 1999
UPS March 1993 - August 1996
Skills
Strategic Planning, Project Planning, Accounting, Analysis, Managerial Finance, Staff Management, GAAP, Employee Training, Leadership, Retirement Planning, Sales, Insurance, Budgets, Team Building, Operations Management, Finance, Leadership Development, Coaching, Public Speaking, New Business Development, Team Leadership, Payroll, Customer Service, Training, Customer Satisfaction, Marketing, Forecasting, Microsoft Excel, Process Improvement, Account Management, Strategic Financial..., Negotiation, Management, Contract Negotiation, Program Management, Logistics, PowerPoint, Microsoft Office, Outlook, Recruiting, Accounts Payable, Time Management, Sales Management, Organizational..., Business Analysis, Investments, Management Consulting, Long Term Care Insurance, Financial Analysis, General Ledger
Education
Lindenwood University 1993 — 1999
Bachelor, Business Administration
Christ For The Nations 1984 — 1986
Associate of Arts, Theology
Baltimore Poly 1974 — 1978
College Preparatory, Engineering
Ameriprise Financial Services, Inc. October 2014 - Present
Wells Fargo Advisors, LLC May 2013 - October 2014
Ameriprise Financial July 2009 - May 2013
Wells Fargo Advisors December 2006 - July 2009
Waddell & Reed June 1999 - April 2005
Skills
Series 7, Insurance, Series 66, Financial Planning, Retirement Planning, Financial Advisory, Mutual Funds, Wealth Management, Retirement, Investment Advisory, Fixed Annuities, Asset Allocation, Investments, Long-term Care, Estate Planning, Investment Strategies, Series 63, Series 65, 401k Rollovers, Series 6, Life Insurance, Personal Financial..., Securities, Wealth, Portfolio Management, FINRA, Uniform Combined State..., Saving for Education, 401k, Asset Management, Finance, Financial Services, Strategic Financial..., Variable Annuities, IRAs, Financial Planners
Education
Joliet Junior College 2008 — 2013
Associate of Arts (AA), Psychology, 4.0
Wells Fargo Advisors, LLC August 2011 - Present
Lindenwood University June 2010 - Present
Edward Jones January 1999 - April 2011
Education
Lindenwood University
MS, Marketing
Lindenwood University
BA, Marketing
Wells Fargo Advisors, LLC September 2007 - Present
Remy International October 2005 - September 2007
ADR International January 2002 - October 2005
UPS March 1997 - July 1999
US Army June 1992 - June 1996
Skills
Retirement Planning, Risk Management, Insurance, Investment Strategies, Investment Planning, Wealth Pres, Tax -efficient..., Business Owner Planning
Education
Michigan State University - The Eli Broad Graduate School of Management 1999 — 2001
MBA, Supply Chain Management and Leadership
Indiana University 1996 — 1998
BA, Near Eastern Languages and Cultures
Defense Language Institute Foreign Language Center 1992 — 1994
Arabic
Wells Fargo Advisors, LLC September 2008 - Present
LaSalle Financial Servies April 2001 - September 2008
LASALLE BANK CORPORATION/ BANK OF AMERICA April 2001 - September 2008
Education
Indiana University Bloomington 1992 — 1996
Wells Fargo Advisors, LLC November 1993 - Present
Education
Rice University - Jesse H. Jones Graduate School of Management 2004 — 2006
Executive MBA
Morehouse College 1984 — 1988
B.A.in Banking & Finance
Wells Fargo Advisors, LLC April 2004 - Present
Education
LIU Post 1976 — 1980
Wells Fargo Advisors, LLC December 2011 - Present
Morgan Stanley Smith Barney September 2005 - December 2011
Merrill Lynch June 2000 - September 2005
Smith Barney November 1984 - July 2000
Skills
Investments, Asset Allocation, Financial Services, High Net Worth..., Asset, Retirement Planning, Wealth Accumulation, Finance, Insurance, Financial Advisory, Financial Risk, Asset Management, Mutual Funds, Alternative Investments, Securities, Investment Strategies, Fixed Income, Creativity, Management, Writing
Education
LIU Post 1978 — 1980
BS in BA, Marketing
Wells Fargo Advisors March 2013 - Present
Wells Fargo Advisors, LLC November 2006 - March 2013
Morgan Stanley 1991 - November 2006
Smith Barney 1986 - 1991
Merrill Lynch 1983 - 1986
Skills
Fixed Income, 401k, Asset Allocation, Strategic Planning, Investments, Insurance, Mutual Funds, Financial Analysis, Financial Services, Retirement Planning, Risk Management
Education
University of Massachusetts at Amherst - Isenberg School of Management 1967 — 1971
Wells Fargo Advisors, LLC May 2008 - Present
A.G. Edwards & Sons, Inc. October 2000 - May 2008
Lockheed Martin July 1999 - October 2000
Skills
Visio, Business Analysis
Education
Lindenwood University 2000 — 2002
Master's, Management Information Systems
University of Missouri-Saint Louis 1995 — 2000
Bachelors, Finance
Bon Secours Medical Group December 2009 - Present
Wachovia Securities, LLC August 1992 - June 2009
Wells Fargo Advisors, LLC 2009 - 2009
Wachovia Securities, LLC 2003 - August 2006
Wachovia Securities, LLC September 2001 - May 2003
Wachovia Securities, LLC October 1999 - 2001
Wachovia Securities, LLC 1992 - 1999
Skills
Change Management, Organizational..., Leadership, Talent Management, Succession Planning, Training, Recruiting, Strategic Planning, Team Leadership, Personnel Evaluation, Performance Management, Onboarding, Customer Service, Project Management, Program Management, Team Building, Management, Leadership Development, Employee Relations
Education
James Madison University 1983 — 1987
BBA, Finance, Economics
Wells Fargo Advisors, LLC July 1998 - Present
Flushing Hospital Medical Center July 1987 - September 1994
New York University 1982 - 1985
Skills
Investments, Retirement Planning, Finance, Employee Benefits, 401k, Valuation, Personal Finance, Estate Planning, Fixed Annuities, Insurance, Retirement, Account Management, Mutual Funds, Analysis, Asset Allocation, Small Business, ERISA, Management, High Net Worth..., Marketing, Long-term Care, Saving for Education, Nonprofits, Budgets, Banking
Education
Ithaca College 1976 — 1980
Bachelor of Science, Health Administration
Wells Fargo Advisors, LLC 2000 - Present
Prudential Securities 1979 - 2000
Education
La Salle University
Wells Fargo October 2012 - Present
Wells Fargo Advisors, LLC May 2008 - September 2012
Bank of America September 2005 - February 2008
XtremeData Inc. August 2003 - July 2005
ABN AMRO August 1998 - October 2001
Harris Futures Corporation June 1983 - June 1998
Harris Bank 1983 - 1998
Maduff & Sons June 1981 - June 1983
Skills
Leadership, Change Management, Risk Management, Operational Risk..., Financial Analysis, Financial Reporting, MIS, Strategic Planning, Business Strategy, Strategic Financial..., Team Building, Mergers, Acquisition Integration, Derivatives, Banking, Reorg, Project Management, Mentoring, Coaching, Management, Finance, Strategy, Financial Services
Education
Northwestern University - Kellogg School of Management 1995 — 1997
Masters in Management, MBA, Finance
Knox College 1975 — 1979
BS, Economics
Regions Capital Markets/Regions Securities October 2014 - Present
Wells Fargo Advisors January 2010 - September 2014
Wells Fargo Advisors, LLC June 2008 - December 2009
Wachovia Securities 2006 - 2008
Wachovia Securities, LLC 2004 - 2006
Wachovia Securities, LLC 2002 - 2004
Education
James Madison University 1997 — 2002
BBA International Business (Finance), International Business/Finance/French
Wells Fargo Advisors, LLC April 2009 - Present
Smith Barney May 1998 - April 2009
Paine Webber May 1995 - May 1998
Skills
Wealth Management, Retirement Planning, Investments, Financial Advisory, Retirement Income..., Asset Management, Portfolio Management, Liability Management, Estate Investment..., Insurance, Variable Annuities, 401k Rollovers, Lending Solutions, Lifestyle Planning, Asset Managment, Financial Services, Retirement, Mutual Funds, Wealth, Financial Planners, Employee Benefits, Fixed Annuities, Asset Allocation, Series 7, Finance
Education
Syracuse University - Martin J. Whitman School of Management 1988 — 1992
Bachelor of Science
Kaplan University 2006 — 2007
Financial Planning Certificate, Financial Planning Certificate
Verizon Wireless March 2015 - Present
Verizon Wireless 2011 - March 2015
Wells Fargo Advisors, LLC 2009 - 2011
T-Mobile 2008 - 2009
Sprint Nextel 2005 - 2008
Skills
Business Relationship..., Risk Management, Integration, Entrepreneurship, Business Intelligence, Solution Selling, Business Development, Wireless, B2B, 4G, Direct Sales, LTE, Managed Services, Sales, Strategic Partnerships, Sales Operations, Sales Management, Cross-functional Team..., Management, Strategy, Account Management, VoIP, Networking, Salesforce.com, Mobile Devices, Sales Process, Telecommunications, CRM, Enterprise Software, Customer Retention, Cold Calling, Selling, Unified Communications, Channel Partners, SaaS, Sales Presentations, Professional Services, Customer Experience, Lead Generation, Mobile Technology, Product Marketing, Product Management
Education
Johnson State College 1996 — 2000
BA, History
Wells Fargo Advisors, LLC May 1993 - Present
Citibank July 1984 - May 1993
Skills
Series 7
Education
Lafayette College 1980 — 1984
BA, Government & Law
American School in London 1977 — 1980
High School
Wells Fargo Advisors, LLC September 2006 - Present
UBS Financial Services March 2001 - September 2006
Skills
Investments, Retirement Planning, Mutual Funds, Finance, Asset Allocation, Retirement, Financial Advisory, Insurance, Investment Planning
Education
Lehigh University 1982 — 1983
MBA, Business
Wells Fargo Advisors, llc October 2011 - Present
Wells Fargo Advisors 2010 - 2011
Rosenblatt Securities September 2009 - November 2010
Instinet LLC March 2003 - November 2009
Thomson Reuters December 2001 - February 2005
Bridge Trading Company September 1989 - August 2003
Education
Lawrence University 1982 — 1986
BS, Government
MICDS 1976 — 1982
St. Louis Country Day School 1976 — 1982
Wells Fargo Advisors February 2005 - Present
Wells Fargo Advisors, LLC September 1998 - Present
Wachovia Securities Financial Network October 2007 - September 2008
Skills
Felting, Art, Customer Service, Microsoft Office, Crochet, Outlook, Access, Microsoft Excel, Microsoft Word, Data Entry, PowerPoint, Highly detail oriented, Recruiting, Building Relationships, Administrative..., Team Building, Budgets, Office Management, Travel Planning, Expense Reports, Invoicing, Event Planning, Temporary Placement, Performance Management, Cultural Diversity, Executive..., Employee Training, Hiring, Office Administration, Travel Arrangements, Human Resources
Education
Iowa State University 1988 — 1992
BFA, Interior Design
Wells Fargo Advisors, LLC January 2007 - Present
Robert W Baird July 1987 - January 2008
First of Michigan Corporation December 1982 - July 1987
Republic Steel Corporation June 1974 - September 1982
republic steel 1974 - 1982
Education
Indiana University Bloomington 1970 — 1974
finance, business
Wells Fargo Advisors, LLC October 2014 - Present
Genium International, Inc March 2005 - Present
Miramar Brands Group, Inc. May 2013 - September 2014
Miramar Brands Group, Inc. March 2009 - September 2014
Cherokee Group January 2000 - March 2005
Golf & Sports Club, Inc. January 1994 - December 1999
Dean Witter Reynolds Inc. June 1992 - February 1994
Education
University of Southern California - Marshall School of Business 1994 — 1996
Master of Business Administration (M.B.A.)
James Madison University 1987 — 1991
Bachelors of Business Administration
Wells Fargo Advisors LLC November 2014 - Present
UBS Wealth Management November 2008 - November 2014
Merrill Lynch 2005 - 2008
Education
Indiana University-Northwest 2002 — 2005
Business Administration
Wells Fargo Advisors, LLC August 2013 - Present
Morgan Stanley December 2000 - August 2013
Paine Webber 1997 - 2000
Skills
Investments, Management, Fixed Income, Alternative Investments, Strategic Planning, Retirement Planning, Mutual Funds, Equities, Process Improvement, Team Building, Budgets, Business Planning, Competitive Analysis, New Business Development, Team Leadership
Education
Iona College 1987 — 1990
MBA
Manhattan College 1975 — 1979
BSEE, Electrical Engineering
Wells Fargo Advisors, LLC June 2013 - Present
Wells Fargo March 2008 - June 2013
Wachovia, A Wells Fargo Company January 2005 - March 2008
Wachovia, A Wells Fargo Company July 2004 - January 2005
Wachovia, A Wells Fargo Company March 2003 - July 2004
TIAA-CREF 2001 - 2003
Skills
Fixed Annuities, Mutual Funds, Retirement Planning, Retirement, Investments, Life Insurance, Relationship Management, Series 7, Variable Annuities, IRAs, Sales Management, Financial Advisory, Finance, Wealth, Long-term Care, Management, Series 63, Estate Planning, Series 6, Sales, Financial Planners, Wealth Management, Long Term Care Insurance, Sales Operations, Leadership, Series 24, Financial Planning
Education
Lincoln University (MO) 1994 — 1998
BS, Business Admin.
Wells Fargo Advisors, LLC November 2005 - Present
Education
Germantown Acadamy 1986 — 1990
Indiana University Bloomington 1982 — 1986
T. Wealth Management May 2013 - Present
Collins Financial Planning Services, Inc. December 2010 - April 2013
Wells Fargo Advisors, LLC September 2000 - December 2010
Beckman Coulter November 1985 - February 1998
Skills
Retirement, Wealth Management, FINRA, Financial Advisory, Unit Investment Trusts, Securities, Finance, Financial Services, Simple IRA, Team Building, SEP IRA, Variable Annuities, Qualified Retirement..., Executive Benefit..., Strategic Planning, Customer Service, Series 7, Sales Management, 529 Plans, Income for Life, Education Funding, Annuity Sales, Process Improvement, Portfolio Management, 401k Rollovers, College Savings Plans, Roth IRA, Traditional IRA, Protection..., 403 b, AAMS, Municipal Bonds, College Funding..., Holistic Financial..., Risk Management, Negotiation, New Business Development, Marketing Strategy, Microsoft Excel, Estate Planning, Registered Investment..., Saving for Education, College Education..., CRPC, Tax Free Income, Rollovers, Mutual Funds, Asset Allocation, Risk Assessment
Education
Iowa State University
Bachelor of Science
Wells Fargo Advisors LLC October 2005 - Present
Education
John Carroll University 1998 — 1999
MBA, Finance
Wells Fargo Advisors, LLC November 2008 - Present
Shopping Sherlock February 2013 - Present
Wachovia Securities formerly known as A.G.Edwards & Sons, Inc May 1996 - November 2008
A.G. Edwards 1996 - 1998
Skills
Data Mapping, Business Requirements, SDLC, Business Analysis, Requirements Gathering, Coaching, Process Improvement, Training, Management, Analysis, Network Marketing, Change Management, Project Planning, Visio, Software Documentation, Disaster Recovery, Marketing, Entrepreneurship, Vendor Management, Customer Service, SharePoint, Business Process..., Consulting, Program Management, Networking, Requirements Analysis, Business Intelligence, Access, Leadership, Risk Management, Team Leadership, Project Management, Team Building, Time Management, Data Analysis, Testing, Troubleshooting, Cross-functional Team..., System Administration, Strategy, Information Technology, Strategic Partnerships, Integration, SQL, Software Project..., Call Centers
Education
Lindenwood University 2011 — 2012
Master of Science (M.S.), Human Resources Management/Personnel Administration, General, 3.94
Lindenwood University 2008 — 2011
Bachelor of Arts (B.A.), Business Administration and Management, General, 3.85
Southwestern Illinois College 2007 — 2008
Associate's Degree, Computer Information Systems, 4.0
O'Fallon Township High School 1982 — 1985
High School
Wells Fargo Advisors, LLC September 1991 - Present
Ernst & Young June 1987 - September 1991
EDS Group January 1984 - June 1987
Skills
COBOL, CICS, DB2, Securities, Banking, SDLC
Education
Strayer university 2003 — 2008
M.S., Information Systems
James Madison University 1978 — 1983
B.S., Business Management
Wells Fargo Advisors, LLC December 2012 - Present
Edward Jones Investments April 2009 - December 2012
Skills
Retirement Planning, Insurance, Retirement, 401k Rollovers, IRAs, Life Insurance, Investments, Saving for Education, Mutual Funds
Education
John Brown University
BA, Organizational Management
Wells Fargo Advisors, LLC 1988 - Present
Education
James Madison University 1984 — 1988
International Business
John Carroll H. S., Bel Air Md.
Wells Fargo Advisors, LLC 2003 - Present
Tyco Electronics 1999 - 2002
AMP Incorporated 1978 - 1999
Education
Lehigh University 1974 — 1978
BS, Metallurgy and Materials Science
Brown Advisory July 2011 - Present
Wells Fargo Advisors, LLC September 2007 - July 2011
BROWN ADVISORY, INC January 1993 - January 2007
ALEX BROWN & SONS, INC. January 1985 - January 1993
Education
Wilmington University 2009 — 2011
Bachelors, Organizational Management
Long Island University 1977 — 1980
Business Management
Wells Fargo Advisors, LLC April 1989 - Present
Education
Iowa State University
BS, Elementary Education
Wells Fargo Advisors, LLC March 2007 - Present
SunTrust Mortgage July 2005 - June 2006
Capital One November 1995 - May 2001
Education
Liberty University 2013 — 2015
Master of Business Administration (MBA)
Kaplan University 2005 — 2009
Bachelors, Business, Accounting
Virginia Commonwealth University 1986 — 1988
Radiologic Technology/Science - Radiographer
Wells Fargo Advisors, LLC Treasury Management Client Service Officer IIWells Fargo Bank, N.A.August 2012 - Present
Skills
Banking, Internal Audit, Treasury Management, Sales, Customer Service, Fraud, Microsoft Excel, Risk Management, Leadership, Credit
Education
Johnson C. Smith University - JCSU 1984 — 1988
Bachelor's degree, English Language and Literature, General
RBC WEALTH MANAGEMENT - INTERNATIONAL ADVISORY GROUP 2012 - Present
WELLS FARGO ADVISORS, LLC 2010 - 2011
BETA CAPITAL MANAGEMENT, L.P. 2008 - 2010
ATLAS ONE FINANCIAL GROUP, LLC 2002 - 2008
LEHMAN BROTHERS 2000 - 2002
MERRILL LYNCH 1989 - 2000
Skills
Series 4, Series 7, series 8, series 24, Series 66, Series 79, AML, Asset Management, Brokerage, Equities, Alternative Investments, FINRA, Financial Services, Fixed Income, Investments, Banking, Mutual Funds, Risk Management, Securities, Series 24, Series 63, Uniform Combined State..., Wealth Management, Anti Money Laundering
Education
Inter-American University of Puerto Rico-Metropolitan Campus 1982 — 1986
BA, Management
Wells Fargo Advisors, LLC July 2002 - Present
Coutts USA Intl. / Coutts Securities Inc. May 1996 - July 2002
Bank of America Mexico City Representative Office June 1987 - September 1989
Skills
Investments, Risk Management, Mutual Funds, Financial Analysis, Securities, Financial Services, Mergers & Acquisitions
Education
University of San Diego 1989 — 1991
Graduate MBA, Business & Marketing
Instituto Tecnológico Autónomo de México 1983 — 1987
Business Administration Degree., Business
Wells Fargo Advisors, LLC July 2011 - Present
Hilliard Lyons March 1983 - July 2011
Skills
401k Rollovers, Asset Allocation, Investment Strategies, Relationship Management, Retirement Planning, Retirement Savings, Securities, Strategic Planning, Estate Planning..., Financial Services
Education
Indiana University Bloomington 1967 — 1971
BA and MLS, Linguistics
Wells Fargo Advisors, LLC September 1996 - Present
Education
James Madison University 1986 — 1990
Bachelor of Science (BS), Education
Turner Ashby High School 1982 — 1986
Boulanger's Barberie 2012 - Present
Ann G. Botka, CMT 2002 - Present
Wells Fargo Bank, N.A. November 2013 - February 2014
The Children's Dispensary, Inc. March 2013 - July 2013
Wells Fargo Advisors, LLC 2011 - 2012
Wells Fargo Investments, LLC 2001 - 2011
Skills
Securities, Mutual Funds, Investments, Series 7, Wealth Management..., Financial Services, Finance, Banking, Customer Service, FINRA, Series 63, Uniform Combined State..., Equities, Series 65, State of Indiana/Life,..., ThomsonOne, Appointment Scheduling, SmartStation Brokerage..., Fixed Income, Managed Products, Compliance
Education
Indiana University South Bend
Bachelor of Arts (B.A.), History
Blue Heron Academy
Massage Therapist
Wells Fargo Advisors Registered Client AssociateWells Fargo Advisors, LLC.March 2011 - Present
Wells Fargo Advisors, LLC March 2011 - Present
Merrill Lynch February 2000 - March 2008
Dunn & Piacintini, LLC. February 1996 - January 1999
Education
Katherine Gibbs School 2008 — 2010
Associate of Arts (A.A.), GRAPHIC DESIGN
grammar school
grammar school
Wells Fargo Advisors, LLC November 2011 - Present
Education
Kalamazoo College 1987 — 1991
Bachelor of Arts (B.A.), Finance, General