Wells Fargo Advisors, LLC
Industry: Subsidiary
DescriptionWells Fargo Advisors is a subsidiary of Wells Fargo, located in St Louis, Missouri. It is the ninth largest brokerage firm in the United States as of August 17, 2017 with $490 billion retail client assets under management. Headquarters: St. Louis, Missouri, United States Number of employees: 15,000 Advisors Parent organization: Wells Fargo Founded: 4 September 2001 Total assets: 490 billion USD Subsidiaries: Wachovia Securities (Argentina) LLC (Buenos Aires Argentina),
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Wells Fargo Advisors, LLC Employees
Oppenheimer Funds May 2014 - Present
Vail Resorts November 2011 - Present
TIAA-CREF September 2013 - May 2014
TIAA-CREF August 2012 - September 2013
JP Morgan Asset Management July 2011 - June 2012
Pak Mail October 2010 - July 2011
IP5280 June 2010 - October 2010
Wells Fargo Advisors LLC March 2007 - June 2010
Boyne Mountain December 2006 - March 2010
Midland Country Club August 2005 - October 2008
Skills
Customer Service, Microsoft Office, Management, Team Building, Marketing, Sales, Time Management, Leadership, Coaching, CRM, Microsoft Excel, Negotiation, Event Planning, New Business Development, Account Management, Customer Satisfaction, Public Speaking, Sales Management, Social Media, Advertising, PowerPoint, Finance, Microsoft Word, Fundraising, Consulting, Financial Analysis, Financial Services, Social Networking, Investments
Education
Northwood University 2005 — 2009
BBA, Banking & Finance/Economics/Management
Clare High School 2001 — 2005
Diploma, High School Diploma
Scottrade February 2014 - Present
Wells Fargo Advisors, LLC October 2012 - January 2014
TD Wealth Management 2006 - 2009
Morgan Stanley 2004 - 2005
UNC Wilmington 2004 - 2004
Investors Capital 2001 - 2004
Skills
Portfolio Management, Strategic Financial..., Alternative Investments, Investments, Securities, Financial Services, Finance, Fixed Annuities, Insurance, Financial Risk, Corporate Finance, Mutual Funds, Series 7, Wealth Management, Retirement Planning, Financial Advisory, Series 63, Asset Allocation, Investment Advisory, Retirement
Education
UNCW 1997 — 1999
Master of Business Administration (MBA)
Norwich University 1985 — 1986
Master of Education (M.Ed.)
Norwich University 1980 — 1985
Bachelor of Science (BS)
Amherst Regional HS 1978 — 1980
Canon Financial Services, Inc. June 2012 - Present
Wells Fargo Advisors, LLC April 2009 - June 2012
UBS Wealth Management January 2008 - April 2009
Rutgers University March 2005 - December 2007
Skills
Financial Services, Customer Service, Research, Financial Analysis, Microsoft Office 2007, Corporate Finance, Project Management, Investments, Asset Managment, Credit, Asset Management, Management, Training, Leadership, Accounting, Strategic Planning, Sales
Education
Rutgers, The State University of New Jersey-New Brunswick 2012 — 2014
Master of Library & Information Science (MLIS)
Rutgers, The State University of New Jersey - Rutgers Business School 2004 — 2007
Bachelor of Science (BS), Marketing
Ocean County College 2002 — 2004
AA, Liberal Arts
Benson Wealth Management, Inc. October 2012 - Present
Wells Fargo Advisors, LLC 2009 - September 2012
Wachovia Securities Financial Network 2008 - 2009
A.G. Edwards & Sons, Inc. (a predecessor firm of Wells Fargo Advisors,LLC) 2007 - 2008
LPL Financial 2005 - 2007
Financial Network Investment Corporation, Member SIPC 2003 - 2005
Education
Pacific Union College 1997 — 2001
B.S., Marketing
Wells Fargo Advisors, LLC September 1979 - Present
Skills
Investments, Retirement, Retirement Planning, Customer Service, Insurance, Investment Strategies, Alternative Investments, Finance, Fixed Annuities, Financial Services, Financial Analysis, Team Building, Asset Allocation, Mutual Funds, Relationship Management
Education
Oregon State University 1971 — 1972
Masters of Education
Oregon State University 1964 — 1968
Bachelor of Science
Wells Fargo Advisors, LLC September 2003 - Present
Air Liquide America September 1992 - September 2003
Johnson Controls January 1988 - June 1992
Skills
Investment Planning, Investments, Retirement Planning, Strategic Planning, Risk Management, Financial Analysis, Financial Advisory, Asset Allocation, Estate Investment..., Fixed Income Strategies, Insurance
Education
Purdue University 1983 — 1987
BS, Mechanical Engineering
Wells Fargo Advisors, LLC November 2006 - Present
Wachovia Securities, LLC November 2006 - December 2009
A.G. Edwards & Sons, Inc. November 2006 - November 2007
Arvest Asset Management January 2006 - November 2006
Merrill Lynch January 2005 - January 2006
Farmers Insurance & Financial Services April 2001 - January 2005
Education
University of Arkansas 1994 — 1999
Bachelor of Science, Business Administration
Ouachita Baptist University 1992 — 1994
Transfer, Business Administration
Berryville High School 1988 — 1992
LPL Financial January 2013 - Present
Wells Fargo Advisors, LLC November 2006 - January 2013
Edward Jones October 2002 - November 2006
Verizon Business June 1999 - October 2002
Skills
Investments, Series 7, Mutual Funds, Asset Allocation, Retirement Planning
Education
Ohio University 1995 — 1999
BA, Business Administration
Ohio University 1995 — 1999
BS, Telecommunications
WELLS FARGO ADVISORS, LLC March 2009 - Present
Skills
Retirement Planning, Investments, Securities, Mutual Funds, Strategic Planning, 401k Rollovers, Asset Allocation, Financial Advisory, Fixed Income Strategies, Investment Strategies, Relationship Management, Retirement, Retirement Plan..., Retirement Savings, Bonds, Variable Annuities, Stock Analysis
Education
Oregon Institute of Technology 1982 — 1986
Bachelor of Applied Science (BASc), Diesel Mechanics Technology/Technician
Brown Brothers Harriman January 2015 - Present
Fifth Third Bank December 2012 - January 2015
Fifth Third Securities December 2011 - December 2012
Wells Fargo Advisors, LLC June 2010 - December 2011
Skills
Series 7, Series 66, Microsoft Office, Bloomberg, PowerPoint, Excel, WebEx, Insurance, Sales Operations, Financial Accounting, Microsoft Excel, Bonds, Capital Markets, Uniform Combined State..., Derivatives, Financial Services, Social Media, Fixed Income, Financial Analysis, Finance
Education
Xavier University 2012 — 2014
Williams College of Business M.B.A., International Business
Ohio Wesleyan University 2005 — 2009
Bachelor of Arts, Politics and Government / International Relations, 3.6 / 4.00 Cumulative GPA
Edgerton High School 2001 — 2005
3.9 / 4.00 Cumulative GPA
Wells Fargo Advisors, LLC October 2005 - Present
Smith Barney December 2000 - November 2005
Prudential Securities September 1998 - December 2000
United States Air Force September 1994 - September 1998
Skills
Investment Advisory, Marketing Strategy, Mutual Funds, Insurance, Commercial Banking, Relationship Management, Financial Services, Financial Advisory, Alternative Investments, Credit Analysis, Investments, Corporate Finance, Equities, Recruiting, Small Business Lending, Hedge Funds, Investment Banking
Education
Pepperdine University, The George L. Graziadio School of Business and Management
B.S., Business Management
University of Southern California - Marshall School of Business
MBA, Business Management
Wells Fargo Advisors, LLC 2012 - Present
Skills
Risk Management, Retirement Planning, Financial Advisory, Investment Strategies, Investment Planning, 401k Rollovers, Retirement Plan..., Estate Planning..., Education Cost Analysis..., Tax-Efficient Strategies, Strategic Planning, Equity Strategies
Education
Temple University - Fox School of Business and Management
Master of Business Administration, 3.9
Penn State University 1999 — 2003
Bachelor of Science, Finance, 3.5
Itaú Private Bank International May 2013 - Present
Wells Fargo Advisors LLC July 2011 - May 2013
Espirito Santo Bank June 2011 - July 2011
Flagler Development Group 2008 - 2009
Skills
Investment Analysis, Private Client Services, Account Administration, Brokerage, Stocks, Bonds, Preferred Stock, Mutual Funds, Valuation, Series 7, Wealth Management, Private Banking, Private Clients, Securities
Education
University of Miami 2008 — 2010
Bachelors, Finance
Pepperdine University, The George L. Graziadio School of Business and Management 2006 — 2008
Business Administration and Management, General
EARJ 2002 — 2006
High School Diploma
Wells Fargo Advisors, LLC April 2000 - Present
Education
Norwalk Community College
Notre Dame Catholic High School
Wells Fargo Advisors LLC. June 2001 - Present
Skills
Financial Advisory, IRAs, Asset Allocation, Investment Strategies, Alternative Investments, Estate Strategies, Strategic Investment..., Equities, Goverment, Municipal,..., 529 Plans, Lines Of Credit
Education
Nova Southeastern University
Master of Business Administration (M.B.A.), Banking and Financial Support Services
Universidad Catolica Andres Bello, Caracas, Venezuela
Colegio San Jose de Tarbes Caracas-Venezuela
Ameriprise Financial Services, Inc. December 2014 - Present
Wells Fargo Advisors, LLC October 2012 - December 2014
Wells Fargo Bank, N.A. July 2010 - October 2012
Mihlfeld & Associates September 2009 - May 2010
Penn State University January 2009 - July 2009
Penn State University October 2006 - July 2009
Urish Popeck & Co., LLC January 2009 - April 2009
Penn State University January 2008 - January 2009
Penn Mutual June 2008 - August 2008
Education
Penn State University 2005 — 2009
B.S., Economics
Hatboro-Horsham High School
Wells Fargo Advisors, LLC October 1999 - Present
Skills
Investments, Retirement Planning, Strategic Financial..., Insurance
Education
Purdue University
Bachelor's Degree, Business Administration and Management, General
Wells Fargo Advisors LLC May 2008 - Present
UBS May 1995 - May 2008
Skills
Retirement Planning, Investments, Retirement, Mutual Funds, Alternative Investments, Asset Allocation, Investment Strategies, Risk Management, Equities, ETFs, IRA's
Education
Ohio Wesleyan University 1990 — 1994
Economics Management, Finance
Athens high school
Wells Fargo Advisors, LLC January 2004 - Present
Skills
Strategic Financial..., Series 7, Investments, Retirement Planning, Uniform Combined State..., Series 63, Series 65, Alternative Investments, Retirement, Insurance, Equities, Investment Advisory, Fixed Annuities, Mutual Funds, Asset Allocation, Investment Strategies
Education
Palm Beach Atlantic University 2000 — 2003
Finance, Finance, Psychology
Wells Fargo Advisors, LLC January 1986 - Present
A.G. Edwards & Sons, Inc. 1986 - 2007
E-Systems 1983 - December 1985
Skills
Investments, Retirement Planning, Securities, Investment Strategies, Financial Services, Asset Allocation, Mutual Funds, Wealth Accumulation, Qualified Retirement..., Wealth Preservation..., Multi-generational..., Financial Advisory, Estate Planning Strategy, IRAs, Alternative Investments, Retirement, Finance, 401k, Investment Planning, Concentrated Equity..., Estate Investment..., Fixed Income Strategies, Multigenerational..., Risk Management, Bonds, Annuities, Strategic Planning, Tax-Efficient Strategies
Education
Pasco-Hernando State College
Zephyrhills High School
Wells Fargo Advisors, LLC July 1991 - Present
Skills
Investments, Insurance, Finance, Asset Allocation, Retirement Planning, Mutual Funds, Financial Advisory, Investment Strategies, Securities, Alternative Investments, Financial Planning, Banking, Financial Services, Asset Management, Portfolio Management
Education
San Diego State University-California State University
Bachelor of Science in Business Administration, FINANCE
Pontificia Universidad Javeriana
ECONOMICS
San Juan Berchmans
High School
Wells Fargo Advisors, LLC May 2007 - Present
Expansion Management Magazine 1994 - 1998
Midwest Research Institute 1986 - 1990
State of California 1984 - 1986
United States Synthetic Fuels Corporation 1981 - 1983
United States Senate 1979 - 1981
Skills
Retirement Planning, Alternative Investments, Mutual Funds, Investments, Retirement, Asset Allocation, Financial Advisory, Securities, Investment Strategies, Estate Planning, Equities, IRAs, Fixed Income
Education
University of Tulsa 1972 — 1975
Bachelor of Arts (B.A.), Journalism
Oklahoma City University 1971 — 1972
Wells Fargo Advisors, LLC December 2008 - Present
US Navy Reserves January 1991 - June 2011
Merrill Lynch January 1991 - December 2008
US Navy June 1983 - January 1991
Skills
Investments, Finance, Management, Financial Advisory, Financial Services, Insurance, Military, Retirement Planning, Asset Allocation, Navy, Leadership, Strategic Planning, Retirement, Project Planning, Risk Management, Investment Strategies, Financial Analysis, Mutual Funds, 401k Rollovers, Wealth Preservation..., Retirement Plan..., Alternative Investments, Fixed Annuities, Financial Risk, Investment Planning, Estate Investment...
Education
United States Naval Academy 1979 — 1983
BS, Business, Engineering
Oregon State University 1978 — 1979
Loyola High School 1974 — 1978
Our Lady of Perpetual Help School 1967 — 1974
Elsevier October 2012 - Present
Stereotaxis June 2011 - June 2012
Monsanto January 2011 - June 2011
Wells Fargo Advisors, LLC 2009 - March 2011
Anheuser-Busch Companies, Inc. June 2007 - November 2009
Network Solutions January 2006 - June 2007
SBC November 2004 - December 2005
AT&T November 2004 - December 2005
Skills
Test Management, Test Planning, Project Management, Integration, Platform Migration, ETL, SAP Testing, Data Conversion, Testing, Database Testing, User Acceptance Testing, XML, Business Objects, Agile Methodologies, SQL, Quality Assurance, SDLC, Web Applications, Unix, Requirements Analysis, Software Quality..., Test Cases, Manual Testing, Software Documentation, Regression Testing, Requirements Gathering, QTP, Defect Tracking, Process Improvement, Web Services, HP QTP
Education
Southern Illinois University, Edwardsville 1999 — 2001
Master's, Business Administration with focus on Management Information Systems (MBA/MIS)
Orta Doğu Teknik Üniversitesi / Middle East Technical University 1993 — 1998
Bachelor's, Engineering
Orta Doğu Teknik Üniversitesi / Middle East Technical University 1993 — 1998
Bachelor's, Engineering
Uskudar Fen Lisesi
Fidelity Investments February 2014 - Present
Fidelity Investments December 2012 - February 2014
Wells Fargo Advisors, LLC 2012 - December 2013
ChemPoint November 2010 - January 2012
ChemPoint December 2009 - November 2010
ChemPoint September 2008 - December 2009
ChemPoint January 2008 - September 2008
The PPI Group June 2006 - November 2007
Koinonia Foster Homes May 2002 - December 2004
Skills
Market Development, New Business Development, Product Marketing, Sales Operations, Competitive Analysis, Market Research, Key Account Management, Cross-functional Team..., Sales Presentations, Market Analysis, Direct Sales, Selling, Sales Process, Strategic Partnerships, Financial Analysis
Education
Pacific University 1998 — 2002
B.A.
Yerington High School 1994 — 1998
Wells Fargo Advisors, LLC April 2005 - Present
Salomon Smith Barney August 1996 - August 2005
Skills
Customer Service, Microsoft Excel, Outlook
Education
National Academy of Sports Medicine 2012 — 2012
NASM Certified Personal Trainer
Onondaga Community College 1991 — 1993
Associate's degree, Criminal Justice
Wells Fargo Advisors, LLC March 1987 - Present
Wachovia Securities March 1987 - September 2009
Skills
Investments, Brokerage, Series 7, Series 63, Mergers & Acquisitions, Relationship Management, Securities
Education
Virginia Commonwealth University 1983 — 1986
Business of Science, Business Administration and Management, General
Radford University 1982 — 1983
Business Administration and Management, General
Madison Logic November 2012 - Present
Social Shark, Inc. April 2010 - March 2013
Wells Fargo Advisors, LLC March 2007 - November 2012
Barclays Capital July 2006 - March 2007
AllianceBernstein June 2005 - July 2006
Skills
Sales, Investment Strategies, Entrepreneurship, Marketing Strategy, Lead Generation, Content Marketing, Social Media, Content Syndication, Product Development, Social Media Marketing, Networking, Social Networking, Online Lead Generation, Demand Generation, Cold Calling, Sales Operations, B2B, Investments, Advertising, Salesforce.com, Portfolio Management, Marketing, Analytics, Email Marketing, Bloomberg, Online Advertising, CRM, Business Development
Education
Pennsylvania State University 2001 — 2005
BS, Psychology with Business Option, 3.71
East Brunswick High School 1997 — 2001
Wells Fargo Advisors, LLC June 2006 - Present
UBS June 1991 - June 2006
Education
Purdue University 1963 — 1968
B. S., Civil Engineering
Parker and Lynch 2014 - Present
SPX Corporation 2012 - 2014
Electrolux Major Appliances January 2011 - September 2012
Wells Fargo Advisors, LLC 2008 - 2010
Addison Whitney August 2006 - July 2007
Skills
Leadership, Forecasting, Credit, Finance, Financial Analysis, Accounting, Customer Service, Account Management, Sales, Process Improvement, Strategy, Marketing, Microsoft Office, Microsoft Excel, Business Analysis, Windows 7, Microsoft Word, New Business Development, Analysis, Accounts Receivable, Data Analysis, SAP, Human Resources, Credit Risk, Credit Analysis, Customer Retention, Customer Analysis, CRM, Building Relationships, Networking, Mac OS, JD Edwards, AS400 system, SAP Portal, Outlook, Social Networking, Cash Flow, Risk Management, Business Development, Financial Reporting, Financial Modeling, Oracle On Demand, Recruiting, Financial Recruiting, Behavioral Interviewing
Education
Queens University of Charlotte 2004 — 2008
B.A., Marketing
Wells Fargo Advisors, LLC October 2007 - Present
Sweet Peas Village, Early Childhood School 2002 - 2007
Revlon Consumer Products Corp 1993 - 2001
Skills
Management, Proactive approach to..., Strong and consistent..., Excellent oral and..., Attention to detail.
Education
Ohio Wesleyan University 1979 — 1985
Bachelor of Arts (B.A.), International Business
Bank of America Merrill Lynch June 2014 - Present
Wells Fargo Advisors, LLC February 2013 - May 2014
Merrill Lynch July 2011 - February 2013
David Lerner Associates, inc. February 2009 - July 2011
Benchmark Mortgage August 2005 - June 2007
Home123 2003 - 2005
Skills
Investments, Mortgage Lending, Loans, Investment Advisory, Retirement, Retirement Planning, Wealth Management, Asset Allocation, Fixed Annuities, Portfolio Management, Fixed Income, Securities, 401k, Asset Management, Insurance, Long-term Care, Financial Analysis, Life Insurance, Disability Insurance, Mutual Funds, Financial Advisory, Wealth, Bonds, ETFs, Alternative Investments, IRAs, College Savings Plans, Equities, Roth IRA, 401k Rollovers, Life, Stocks, Municipal Bonds
Education
Ramapo College of New Jersey
Wells Fargo Advisors, LLC March 2011 - Present
Education
Regis University 1992 — 1996
BS & BA
Wells Fargo Advisors, LLC 1989 - Present
The Ohio Company 1981 - 1989
Education
Oklahoma State University 1968 — 1972
Bachelor of Science (B.S.), Marketing and Economics
Intellectual Ventures August 2013 - Present
Capital One January 2013 - August 2013
Microsoft Corporation - Enterprise Support, Strategy August 2012 - January 2013
Wells Fargo January 2012 - August 2012
Microsoft Corporation April 2011 - January 2012
Wells Fargo Wholesale Banking 2011 - 2012
Wells Fargo Advisors, LLC December 2009 - April 2011
KCPS January 2009 - January 2010
Wells Fargo Advisors, LLC 2009 - 2010
Volt Information Sciences January 2007 - December 2008
Skills
Business Analysis, Strategic Planning, Six Sigma, Business Intelligence, Business Process..., Quality Assurance, Project Management, Program Management, Vendor Management, PMO, Business Process..., SDLC, Analysis, Information Technology, Enterprise Architecture, Management, Risk Management, IT Management, SharePoint, Visio, Cross-functional Team..., MS Project, Agile Methodologies, PMP, Process Improvement, Training, Outsourcing, Requirements Analysis, CRM, IT Strategy, Software Project..., Analytics, Software Documentation, Software Development, Business Process, Governance, Requirements Gathering, Leadership, Integration, Project Delivery, Project Portfolio..., Consulting, ERP, Data Center, Project Planning, Agile Project Management, Service Delivery, ITIL, Change Management, Business Requirements
Education
Philippine Christian University
BSBA, Accounting
Saint Theresa College
Oppenheimer & Co. Inc. September 2014 - Present
Wells Fargo Advisors, LLC January 2001 - July 2014
Financial Advisor January 1994 - June 2014
Financial Industry January 1995 - January 2001
Skills
Investments, Securities, Financial Services, Asset Allocation, Insurance, Tax‐Efficient Strategies, Retirement, Estate Investment..., Fixed Income Strategies, Wealth‐Preservation..., Wealth Management...
Education
Quinnipiac University - School of Business 1989 — 1994
Bachelor of Applied Science (B.A.Sc.), Finance and Economics, 3.8
Wells Fargo Advisors, LLC November 1999 - Present
Skills
Salesforce.com, Series 7
Education
Randolph College
Wells Fargo Advisors, LLC January 2008 - Present
A.G. Edwards & Sons, Inc. January 1989 - January 2008
Smith Barney Harris Upham April 1984 - January 1989
Skills
Investments, 401k, Retirement Planning, Retirement, Fixed Annuities, Mutual Funds, Asset Allocation, Financial Advisory, Bonds, Busines Owner Planning, Concentrated Stock..., Estate Investment..., Fixed Income Strategies, Insurance
Education
Oregon State University 1975 — 1978
Business Administration
The Colorado College 1973 — 1975
Business Administration
Wells Fargo Advisors, LLC August 2001 - Present
Skills
Investments, Retirement Planning, FINRA, Variable Annuities, Bonds, Stocks, Life & Health Insurance..., Municipal Bonds, Bond Markets, Wealth Transfer, Investment Advisory, Mutual Funds, Fixed Annuities, Indexed Annuities
Education
Northwood University-Florida
Bachelor's degree, Business, Management, Marketing, and Related Support Services
Wells Fargo Advisors, LLC January 1988 - Present
Dillard Department Stores June 1983 - December 1987
Education
Pittsburg State University 1979 — 1983
BSBA, Business
Winthrop University 1981 — 1982
Business
Dignified Home Loans, LLC October 2014 - Present
Caliber Home Loans September 2012 - September 2014
Caliber Home Loans September 2012 - February 2014
Wells Fargo Home Mortgage September 2010 - September 2012
Wells Fargo Advisors, LLC September 2008 - September 2010
Wachovia Securities September 2007 - September 2008
GMAC Mortgage 2006 - 2007
Magnolia Real Estate Funding 2004 - 2006
C&T NAPA Auto Parts November 1984 - January 2004
Skills
Mortgage Banking, Mortgage Lending, Refinance, FHA, Loans, Investment Properties, REO, Investments, Residential Homes, Sales, Short Sales, Finance, Real Estate, Banking, Sellers, Selling, Investors, Property, Loan Origination, Residential Mortgages, Portfolio Management, VA loans, Real Estate Financing, USDA, Reverse Mortgages, FHA financing, Certified Mortgage..., Construction Loans, Credit, Commercial Mortgages, Mortgage Underwriting, First Time Home Buyers, Home Equity Loans, Foreclosures, Loss Mitigation, Underwriting, Credit Analysis, Commercial Lending, Real Estate Transactions, Real Estate Economics, Consumer Lending, Government Loans, Loan Servicing
Education
Ventura College of Law 1990 — 1991
Law
Northwood University 1982 — 1984
Business
Oxnard College 1980 — 1982
General Ed
Channel Islands High School 1977 — 1980
Hueneme High School 1976 — 1977
Beto Randolph Wealth Management August 2011 - Present
Wells Fargo Advisors, LLC February 2006 - August 2011
Integrated Financial Strategies Group January 2005 - January 2006
Education
Purdue University - Krannert School of Management 2002 — 2004
MBA, Finance
University of Michigan 1993 — 1998
BSE, Civil & Environmental Engineering
Wells Fargo Advisors, LLC May 1998 - Present
Northwestern Mutual Investment Services, Inc. - Robert W. Baird & Co Inc. November 1989 - May 1998
Skills
Investments, Management, Asset Allocation, Financial Services, Leadership, Financial Risk, Financial Analysis, Retirement Planning, Customer Service, Employee Benefits, Risk Management, Financial Reporting, Team Building, Long-term Care, Strategic Planning, Due Diligence, Security, Securities, Process Improvement, Access, Mutual Funds, Estate Planning...
Education
Wayne State University 1974 — 1976
Masters
Oakland University 1966 — 1970
Bachelors
Wells Fargo Advisors, LLC April 1997 - Present
Paragon Resources Inc. 1994 - 1997
PaineWebber 1990 - 1994
Shearson Lehman Hutton 1989 - 1990
Skills
Investments, Asset Allocation, Financial Advisory, Financial Services, Investment Strategies, Retirement Planning
Education
University of Pennsylvania - The Wharton School 2007 — 2007
IMCA Alternative Investments
University of Pennsylvania - The Wharton School 2002 — 2002
CIMA, Certified Investment Manager Analyst
The Johns Hopkins University - Carey Business School 1990 — 1991
Business
Randolph-Macon College 1985 — 1989
BA, Business/Economics
Wells Fargo Advisors, LLC May 2001 - Present
Merrill Lynch November 1997 - May 2001
Skills
Investments, Insurance, Asset Allocation, Portfolio Management, Finance, Mutual Funds, Retirement Planning, Asset Management, Wealth Management, Investment Strategies, Equities, Securities, Financial Services, Financial Advisory, Financial Planning
Education
Pepperdine University, The George L. Graziadio School of Business and Management
MBA, Business Administration
The University of Chicago Booth School of Business
CPWA® - Certified Private Wealth Advisor
University of Idaho
Bachelor of Science, Chemical Engineering
Wells Fargo Advisors, LLC 2008 - Present
Skills
Investments, Financial Analysis, Retirement Planning, Finance, Financial Modeling, Wealth Management, Asset Allocation, Economics, Long Term Business..., Long Term Business..., Financial Planning
Education
Ohio Wesleyan University 2005 — 2009
Bachelor of Arts, Economics
Wells Fargo Advisors, LLC 1982 - Present
Peace Corps November 1971 - December 1973
Skills
Public Speaking, Financial Analysis, Strategic Planning, Team Building, Leadership, Customer Service, Retirement Planning, Asset Allocation, Marketing, Research, Social Media, Microsoft Office, Nonprofits, Event Planning, Investments, Management
Education
The American College at Bryn Mawr 1979 — 1980
Master’s Degree, Financial Services
Penn State University
Wells Fargo Advisors, LLC August 1995 - Present
Skills
Wealth Management, Wealth Preservation..., Financial Services, Leadership, Management, Investments, Investment Planning, Retirement Planning, Asset Allocation, Marketing
Education
Penn State University 1980 — 1984
Bachelor's Degree, Aerospace, Aeronautical and Astronautical Engineering
Collage of Financial Planning 1998 — 1998
Accredited Asset Management Specialist
Wells Fargo Advisors, LLC September 1990 - Present
E.F. Hutton June 1987 - August 1990
Skills
Investment Advisory, Wealth Management, Retirement Planning, Customer Service, Public Speaking, Team Building, Sales, Marketing
Education
Onondaga Community College 1984 — 1986
Associate's degree, Business
Wells Fargo Advisors, LLC November 2007 - Present
Smith Barney April 2003 - November 2007
Merrill Lynch February 1998 - April 2003
EDS Group 1996 - 1998
Skills
Investments, Retirement Planning, Finance, Asset Allocation, Mutual Funds, Financial Advisory, Management, Securities, Alternative Investments, Customer Service, Public Speaking, Team Building, Strategic Planning, Portfolio Management, Microsoft Office, Social Media, Leadership
Education
Penn State University 1991 — 1994
B.S., Finance
Wells Fargo November 2010 - February 2013
Wells Fargo Advisors, LLC November 2008 - May 2010
Amdocs June 2005 - November 2008
Hewlett Packard May 2004 - August 2004
Accenture August 2000 - July 2002
Aspen Technology March 2000 - August 2000
Fluor July 1998 - March 2000
Skills
Program Management, Management Consulting, Process Improvement, Change Management, Project Management, Strategy, Business Planning, Business Process..., Strategic Planning, PMP®, Workshop in Business...
Education
Ladue Horton Watkins High School
Prairie View A&M University
Bachelor of Science
Washington University in St. Louis - Olin Business School
MBA
Nestle Purina June 2011 - Present
Wells Fargo Advisors, LLC November 2009 - Present
Wells Fargo Advisors 2009 - Present
Education
Southern Illinois University, Edwardsville 2000 — 2002
MBA, Business Administration
Webster University 1989 — 1991
MA, Computer & Information Resources Management
Penn State University 1979 — 1981
BS, Meteorology
Wells Fargo Advisors, LLC 1986 - Present
National Steel Corporation June 1981 - December 1985
Education
Loyola University of Chicago - Graduate School of Business 1984 — 1989
MBA, Finance
University of Illinois at Urbana-Champaign 1977 — 1981
BS, Marketing
Wells Fargo Advisors, LLC 1988 - Present
Skills
Retirement Planning, Mutual Funds, Insurance, Financial Analysis, Fixed Annuities, Variable Annuities, Bonds, 401k, Financial Markets, Stocks, Risk Management, Rollovers
Education
Pittsburg State University 1974 — 1979
Mathematics & Business
Wells Fargo Advisors, LLC May 2008 - Present
Morgan Stanley June 2004 - April 2007
Education
Pfeiffer University 2002 — 2004
Masters Degree, Business Administration
University of North Carolina at Greensboro 1999 — 2002
Bachelor of Science, Finance
Kron & Polis Financial Group of Wells Fargo Advisors January 2012 - Present
Wells Fargo Advisors, LLC November 2008 - January 2012
Ameriprise Financial Services, Inc. December 2006 - October 2008
Skills
Financial Advisory, Retirement Planning, Financial Planning, Investment Management, Small Business..., Estate Planning, Asset Allocation, ETFs, Mutual Funds, Equities, Fixed Income, Alternative Investments, Variable Annuities, Fixed Annuities, 401k, Mortgage Banking, Asset Backed Lending, Life Insurance
Education
Penn State University 2002 — 2006
B.S. Finance
Wells Fargo Advisors September 2014 - Present
Wells Fargo Advisors January 2012 - September 2014
Wells Fargo Advisors, LLC January 2009 - December 2011
Wachovia Securities August 2008 - January 2009
A.G. Edwards & Sons, Inc. March 2004 - June 2008
A.G. Edwards March 1999 - February 2004
AG Edwards June 1997 - March 1999
Skills
Project Management, Management, Financial Services, Leadership, Cross-functional Team..., SDLC, CRM, Strategy, Integration, Program Management, PMO, Recruiting, Enterprise Software, SOA, Software Development, Vendor Management, Team Management, IT Strategy
Education
Quincy University 1984 — 1987
B.S., Computer Science
Rubicon International July 2009 - Present
Wells Fargo Advisors, LLC 2006 - 2009
Wachovia Securities March 1993 - June 2006
Rubicon September 1990 - 1992
Rubicon West, Inc. 1989 - September 1990
Arthur Andersen 1986 - 1989
Skills
Leadership, Relationship Management, Management, Consulting, Program Management, Vendor Management, Change Management, Team-oriented, Cross-functional Team..., Mergers, Process Improvement, Public Speaking, Mergers & Acquisitions, Training, Business Analysis
Education
Portland State University 1986 — 1989
General
Wells Fargo Advisors, LLC 2004 - Present
Raymond James September 2002 - October 2004
Ferris Baker Watts August 1998 - December 2001
Education
Radford University
English
Janney Montgomery Scott LLC November 2014 - Present
Oppenheimer & Co. January 2011 - November 2014
Wells Fargo Advisors, LLC June 2007 - December 2010
Morgan Stanley May 2006 - May 2007
Skills
Series 7, Investments, Securities, Financial Services, Series 63, Wealth Management, Customer Service, Leadership, Alternative Investments, Asset Allocation, Asset Management, Financial Analysis, Investment Advisory, Investment Banking, Management, Microsoft Office, Mutual Funds, Sales
Education
Penn State University 2002 — 2006
Business, Management & Marketing
Zappia Family Wealth May 2014 - Present
Wells Fargo Advisors, LLC September 1996 - May 2014
A.G. Edwards September 1996 - June 2006
Skills
Investments, Wealth Management, Retirement Planning, Asset Allocation, Portfolio Management, Investment Strategies, Securities, Alternative Investments, Wealth Management..., Financial Planners, Wealth, Finance
Education
Pratt Institute
Bachelor of Engineering (B.E.), Electrical and Electronics Engineering
Rochester Institute of Technology
Master's degree, Service Mangement
RiverFront Investment Group January 2012 - Present
Riverfront Investment Group June 2010 - January 2012
Wells Fargo Advisors, LLC October 2008 - June 2010
Wachovia Securities, LLC June 2007 - October 2008
Wachovia Securities, LLC December 2002 - June 2007
Wachovia Securities, LLC April 2000 - December 2002
Wheat First Union September 1993 - April 2000
Wheat First Butcher Singer February 1992 - September 1993
Education
Virginia Commonwealth University - School of Business 2004 — 2006
M.B.A., Finance
Randolph-Macon College 1988 — 1992
B.A., Business/Economics
Wells Fargo Advisors, LLC March 2007 - Present
PNC Investments, LLC October 1987 - April 2007
Federated Investors October 1984 - March 1987
Skills
Investments, Financial Services, Retirement, Equities, Credit Analysis, Sales, Alternative Investments, Financial Planning, Wealth Management, Portfolio Management, Mutual Funds, Finance, Financial Advisory, Asset Management, Retirement Planning, Investment Advisory
Education
Penn State University 1980 — 1984
B.S., Finance
Wells Fargo Advisors, LLC April 2015 - Present
Motorola Solutions October 2011 - January 2015
Stepan Company March 2011 - October 2011
Motorola Mobility October 2008 - March 2011
Motorola Mobility June 2005 - September 2008
Education
Northwestern University - Kellogg School of Management 2010 — 2012
MBA, Human Resources Management, Marketing, Management & Strategy
University of Illinois at Urbana-Champaign 2001 — 2005
Dual Bachelors of Science, Finance & Business Administration
Wells Fargo Advisors April 2015 - Present
Wells Fargo June 2011 - March 2015
Wells Fargo Advisors, LLC 1993 - July 2011
Wachovia Securities, LLC 2005 - 2006
Smith Barney 2001 - 2005
Prudential Securities 1996 - 2001
Skills
Client Experience, Women and Retirement..., Public Speaker, Qualitative Researcher, Investments, Retirement, Public Speaking, Retail, Leadership, Series 7, Mutual Funds, Analysis, Financial Analysis, Finance, Strategic Planning, Financial Services, Recruiting, Strategy, Wealth Management, Management
Education
The University of Akron 1990 — 1992
MA, Non-profit Adminidstration
Ohio Northern University 1986 — 1990
Bachelor of Music Education, Music Ed K - 12
Wells Fargo Advisors, LLC July 2006 - Present
Morgan Stanley Smith Barney April 1999 - July 2006
Hennion & Walsh August 1998 - April 1999
Skills
Investments, Management, Finance, Retirement Planning, Asset Allocation, Customer Service, Employee Benefits, Strategic Planning
Education
Ramapo College of New Jersey 1994 — 1998
B.S., Finance
Mahwah High School 1990 — 1994
Wells Fargo Advisors, LLC October 2007 - Present
Smith Barney, Inc. December 1987 - October 2007
Skills
Investments, Finance, High Net Worth..., Retirement Planning, Financial Advisory, Alternative Investments, Financial Services, Investment Strategies, Securities, Financial Analysis, Retirement, Equities, Asset Allocation, Mutual Funds, Fixed Income
Education
Oregon State University 1974 — 1979
Master of Business Administration (MBA), Business Administration and Management, General
Wells Fargo Advisors, LLC 2011 - Present
Wachovia Securities January 2008 - August 2011
Wachovia Securities 2007 - 2008
Wachovia Securities 2005 - 2007
Sud Finanzen 2003 - 2005
Merrill Lynch December 1997 - February 2002
IBM April 1997 - December 1997
Citibank May 1992 - May 1992
Education
Pontificia Universidad Católica Argentina 'Santa María de los Buenos Aires' 1993 — 1998
Business Administration, Business
Cardinal Newman College 1981 — 1992
Economics Oriented Bachelor
LPL Financial / Kennebunk Investment Services January 2015 - Present
Wells Fargo Advisors, LLC June 2010 - January 2015
TD Wealth Management April 2008 - June 2009
Bank of America 2006 - 2008
Banc of America Investments 2005 - 2006
Education
Ohio Wesleyan University 2001 — 2005
Bachelor of Arts (B.A.), Economics, Psychology
Pine-Richland 1992 — 2001
Wells Fargo Advisors, LLC August 2008 - Present
Skills
Financial Analysis
Education
University of Pennsylvania - The Wharton School 2014 — 2014
Certified Investment Management Analyst® Program, Investments and Securities
Penn State University 2005 — 2007
M.S., Mech. Engr Design/Entrepreneurship/Scientific Decision Making
Penn State University 2000 — 2004
B.S., Mechanical Engineering/Business
UNSW Australia
Wells Fargo Advisors LLC March 2012 - Present
Education
Reading Area Community College 2008 — 2013
Associate of Arts and Sciences (AAS), Accounting
Reading High School 1991 — 1995
Wells Fargo Advisors, LLC May 2005 - Present
Morgan Stanley September 2000 - May 2005
Cowen and Company November 1994 - September 2000
Skills
Retirement Planning, Asset Allocation, Series 7, Finance, Investments, Wealth Management, Retirement, Investment Banking, Series 63, Financial Modeling, Corporate Finance
Education
Pace University 1980 — 1983
Bachelor of Business Administration (BBA), Marketing
College Of Staten Island 1977 — 1980
Associate's degree, Marketing
Wells Fargo Advisors LLC November 2014 - Present
Hilton Head Firefighters Supplemental Retirement Plan July 2008 - January 2015
Hilton Head Island Fire & Rescue Department January 2005 - January 2015
Skills
Management, Risk Management, Investments, Strategy, Leadership, Sales, Marketing, Graphic Design, Investment Management, Emergency Services, Creative Writing, Fundraising, Research, Social Media, Customer Service, Public Speaking, Financial Analysis
Education
University of South Carolina - The Moore School of Business 2008 — 2010
MBA, Business Administration and Management, General
Ohio University 1997 — 2001
Bachelor of Science (BS), Biology, General
Fox Chapel Area H.S. 1993 — 1997
RE/MAX Southeast, Inc. April 2015 - Present
Amplify Skin Solutions, LLC February 2013 - Present
eWomenNetwork May 2012 - Present
The Inverness Hotel and Conference Center September 2013 - March 2015
Wells Fargo Advisors, LLC October 2011 - January 2013
TCF Bank April 2011 - September 2011
Peoples Mortgage Corporation October 2010 - April 2011
Keller Williams Denver Southlands 2008 - 2011
Colorado State Bank and Trust August 2009 - October 2010
Jackson National Life August 2008 - September 2009
Skills
Sales, Time Management, Customer Retention, Makeup Artistry, Customer Service, Sales Management, Microdermabrasion, Eyelash & Eyebrow..., Retail, Chemical Peels, Customer Satisfaction, Team-oriented, Acne Treatment, Waxing, Eyelash Extensions, Facials, Computer Proficiency, Bikini waxing, Anti-aging, Cruelty Free Skin Care, Organic and Vegan Skin..., Asset Managment, Banking, Budgets, Business Development, Buyers, Credit, Credit Analysis, Entrepreneurship, Finance, Financial Services, Investment Properties, Insurance, Investments, Leadership, Loan Origination, Loans, Marketing, Mortgage Banking, Mortgage Lending, Networking, Public Speaking, Real Estate, Residential Homes, Residential Mortgages, Team Building
Education
New Dimensions School 2013 — 2013
Esthetician, Anti-Aging Solutions and Eye lash extensions
Registrations 2008 — 2011
Series 7 and 66 Registrations, Life and Variable Insurance licenses
Kaplan Professional Schools 2006 — 2007
Real estate license, Real Estate License
Pikes Peak Community College
Business, Management, Marketing, and Related Support Services
Wells Fargo Advisors, LLC June 1975 - Present
Skills
Retirement Planning, IRAs and IRA rollovers, Comprehensive..., Insurance/Annuities, Education funding and..., Estate Investment..., Retirement planning for...
Education
Purdue University
BSIM
WELLS FARGO ADVISORS, LLC 1986 - Present
Skills
Investments, Asset Allocation, Securities, Finance, Financial Services, Leadership, Retirement Plan..., Financial Advisory, Investment Planning, Retirement
Education
University of Chicago 1981 — 1982
Master of Business Administration (M.B.A.), Finance, General
Penn State University 1977 — 1980
Bachelor of Business Administration (B.B.A.), Business/Commerce, General
Ameriprise Financial Services, Inc. February 2015 - Present
Wells Fargo Advisors, LLC July 2003 - February 2015
1st Discount Brokerage February 2000 - June 2003
Army June 1991 - September 1993
Skills
Strategic Planning, Insurance Broker/Agent, Employee Benefits, Client Management, Public Speaking, Small Business Planning, Business Strategy, Strategic Partnerships, Protection Planning, Business Planning, Risk Management, Education Planning
Education
Palm Beach Atlantic University 2007 — 2012
Bachelor's degree, Organizational Management
Wells Fargo Advisors, LLC May 2014 - Present
TAMKO Building Products, Inc February 2009 - September 2013
TAMKO Building Products, Inc 2003 - 2009
TAMKO Building Products, Inc. 1984 - 2003
Skills
Microsoft Office, Business Intelligence, Business Process, Requirements Analysis, Management, Lean Manufacturing, Pricing, Data Analysis, Project Management, Team Leadership, Testing, Software Documentation, Accounts Payable, Accounts Receivable, Human Resources
Education
Pittsburg State University
Bachelor of Business Administration (B.B.A.), Marketing & Office Administration
Wells Fargo Advisors, LLC July 2011 - Present
Education
Oakland University
Bachelor's degree, Finance
Wells Fargo Advisors, LLC June 2000 - Present
Legacy Furniture January 1986 - May 2000
Skills
Investments, Retirement Planning, Asset Allocation, Mutual Funds, Wealth Management
Education
Regent University 1980 — 1982
Master of Arts, Communication/Finance
University of Northern Colorado 1976 — 1980
Bachelor of Science, Business Administration
Wells Fargo Advisors, LLC October 1998 - Present
Los Alamitos Unified School District 2004 - 2015
Merrill Lynch December 1995 - October 1998
Brea, CA January 1995 - December 1995
Skills
Retirement Planning, Risk Management, Asset Allocation, Investments, 401k Rollovers, Tax Efficient Strategies, Life Insurance, Mutual Funds, Equities, Retirement Plan..., Securities, Fixed Income, Investment Strrategies, Alternative Investments, Disability Insurance, Long Term Care Insurance, Business-owner Planning, Business-succession..., Estate Investment..., Wealth-preservation..., Retirement-plan..., School Boards
Education
Pepperdine University, The George L. Graziadio School of Business and Management 1989 — 1991
University of California at Davis 1984, B.S. Ag. & Managerial Economics
UC Davis 1980 — 1984
Bachelor of Science (B.S.), Ag & Managerial Economics
Wells Fargo Advisors, LLC April 2015 - Present
Prudential Securities March 1988 - July 2003
Education
CERTIFIED FINANCIAL PLANNER™ 1998 — 1998
Business/Finance
Oregon State University 1984 — 1987
Bachelors of Science, Business with emphasis in Finance and Accounting
Wells Fargo Advisors, LLC January 2011 - Present
Skills
Investments, Retirement Planning, Securities, Retirement, Mutual Funds
Education
Penn State University 1997 — 2001
Bachelor of Science, Business
LPL Financial January 2012 - Present
Wells Fargo Advisors, LLC March 2007 - December 2011
UBS October 2001 - March 2007
Education
University of Hawaii at Manoa 1994 — 1999
Punahou School 1990 — 1994
TIAA-CREF December 2014 - Present
TD Ameritrade October 2013 - December 2014
WELLS FARGO ADVISORS, LLC September 2010 - September 2013
Bank Of America February 2006 - September 2010
Morgan Stanley 2001 - 2001
Skills
Series 7, Retirement, Mortgage Lending, Portfolio Management, Retirement Planning, Series 63, Financial Analysis, Wealth Management, Asset Management, Strategic Financial..., Investments, Mutual Funds, Credit, Asset Allocation, Financial Advisory, Banking, Investment Advisory, Securities, Insurance, Loans, Finance
Education
Radford University - College of Business and Economics 1997 — 2001
BBA, Finance, Economics
Gonzaga College High School 1993 — 1997
High School Diploma
Wells Fargo Advisors, LLC September 1989 - Present
Cabil Resources Corp. July 1983 - August 1989
Perelson & Rehmet C. P. A.'s June 1981 - July 1983
Education
Stony Brook University 1974 — 1978
B. S.
Post University 1981 — 1983
M. S., Accounting
WELLS FARGO ADVISORS, LLC May 1977 - Present
Skills
Customer Service, Business Strategy, Strategic Financial..., Wealth Management, Due Diligence, Leadership, Public Speaking, Insurance, Asset Allocation, Risk Management, Marketing Strategy, Investments, Retirement Planning, Financial Analysis, Strategic Planning, Team Building, Sales
Education
Ohio University 1957 — 1964
B.S., Mechanical Engineering
Wells Fargo Advisors, LLC January 2009 - Present
Salomon Smith Barney February 2006 - February 2009
Legg Mason June 2000 - February 2006
Paine Webber June 1991 - July 2000
Education
Purdue University 1985 — 1989
Bachelors, Finance
Wells Fargo Advisors, LLC June 2011 - Present
Wells Fargo Advisors, LLC March 2009 - June 2011
Plante & Moran 2008 - 2008
Education
Princeton University 2004 — 2008
B.A., Sociology, Economics
Wells Fargo Advisors, LLC April 2002 - Present
James Hardie Gypsum January 2000 - January 2001
Armstrong World Industries September 1998 - January 2000
Armstrong World Industries December 1994 - September 1998
Armstrong World Industries August 1993 - December 1994
Armstrong World Industries August 1993 - January 1994
Armstrong World Industries August 1988 - July 1993
Armstrong World Industries 1988 - 1993
Armstrong World Industries 1988 - 1993
Armstrong World Industries 1988 - 1993
Skills
Investments, Retirement Planning, Finance, Brokerage, IRAs, Equities, Insurance, Retirement, Qualified Retirement..., 401k, Series 7, Mergers & Acquisitions, College Savings Plans, Financial Analysis, Due Diligence, Marketing, Business Valuation, Relationship Management, Leadership, Estate Planning, Small Business
Education
University of California, Irvine - The Paul Merage School of Business 1996 — 1998
MBA, Business
Oral Roberts University 1974 — 1978
BS, Business Adminstration
Wells Fargo Advisors, LLC October 2000 - Present
Morgan Stanley Dean Witter September 1976 - September 2000
US Army Reserve September 1976 - December 1996
US Army - Active Duty June 1972 - August 1976
Skills
Investments, Retirement Planning, Asset Allocation, 401k Rollovers, Investment Strategies, Wealth Preservation..., Fixed Income Strategies, Stock Analyst, Strategic Planning, Finance, Public Speaking, Asset Management, Risk Management, Financial Analysis, Financial Advisory, Insurance, Securities, Retirement Savings, Retirement Plan..., Retirement, Tax Efficient Stratagies, Portfolio Management, Bonds, Series 7, Equities, 401k, Alternative Investments, Fixed Annuities, Mutual Funds, Financial Services, Investment Management, Estate Planning, Strategic Financial...
Education
Pepperdine University 1972 — 1974
MBA, Management
Seattle University 1968 — 1972
BA, Political Science
St. Joseph and Seattle Prep
Wells Fargo Advisors, LLC November 2014 - Present
Wells Fargo Advisors, LLC October 2012 - November 2014
Wells Fargo Advisors, LLC June 2010 - October 2012
Wells Fargo October 2005 - June 2010
Education
Penn State University 1996 — 2001
Major: Management Science & Information Systems Minor: Information Systems & Statistical Analysis
Wells Fargo Advisors, LLC September 2010 - Present
Croxton Gray January 2007 - September 2010
Piedmont Beverage May 2004 - December 2006
Skills
Investments, Financial Analysis, 401k Rollovers
Education
Presbyterian College 2000 — 2004
Bachelor of Arts, Philosophy
Wells Fargo Advisors, LLC August 2011 - Present
The Rolfe Group June 2001 - August 2011
Tampa Orlando Pinellas 2000 - 2010
mySimon, Inc. of CNET Networks June 1997 - January 2001
Niehaus Ryan Wong Public Relations November 1996 - June 1997
Edelman 1994 - 1996
Dean Witter August 1993 - September 1994
Skills
Investments, Retirement, Finance, Mergers & Acquisitions, Certified Financial..., Risk Management, Retirement Planning, Wealth, Business Strategy, Financial Advisory, Mutual Funds, Asset Allocation, Financial Planning, Small Business, Program Management, Goal-oriented..., Estate Planning..., Series 7, Investment Management
Education
University of Pennsylvania - The Wharton School 2009 — 2010
Continuing Education, Investment Management Consultants Association
Pennsylvania State University 1989 — 1993
Bachelor of Arts, Speech Communication
Countryside HS
Countryside HS
Wells Fargo Advisors LLC May 2000 - Present
Wachovia Securities 2008 - 2009
A.G. Edwards May 2000 - 2008
Education
Quincy University 1986 — 1990
Wells Fargo Advisors, LLC September 2014 - Present
Charles Schwab & Co., Inc. April 2006 - September 2014
Adecco December 2003 - March 2006
Education
Pacific Union College 1998 — 2003
Bachelor’s Degrees in Business Administration, International Business & French
Centre Universitaire et Pédagogique du Salève 1999 — 2000
French
Wells Fargo Advisors, LLC January 2009 - Present
Perimeter Financial October 2007 - February 2009
American Stock Exchange October 2005 - 2007
Tradition Asiel September 2003 - October 2005
Puink Zielgel 2002 - 2004
Robb Peck McCooey January 1991 - August 2002
Drexel Burnham Lambert 1986 - 1990
Drexel Burnham Lambert 1986 - 1990
Education
Pace University - Lubin School of Business 1988 — 1990
Ramapo College of New Jersey 1982 — 1986
Economics
Frelinghuysen Middle School
Frelinghuysen Middle School
Morristown High School
Wells Fargo Advisors, LLC May 2000 - Present
Merrill Lynch 1992 - 2000
Education
Oklahoma City University 1997 — 1999
Financial Planning
University of Oklahoma - Price College of Business 1987 — 1991
BS, Business
Vanguard May 2013 - Present
Wells Fargo Advisors, LLC October 2007 - April 2013
Somerset Patriots June 2005 - September 2007
Clevelend Indians May 2005 - June 2005
Boston Red Sox June 2002 - May 2005
Skills
Investments, Wealth Management, Equities, Finance, Management, Small Business, Investment Strategies, Financial Advisory, 401k, Managerial Finance, Fixed Annuities, Series 7, Mutual Funds, Retirement Planning, Strategy, Customer Service
Education
Princeton University 1998 — 2002
Politics
Pottsville Area High School 1994 — 1998
Any Charlotte Location January 2015 - Present
MATRIX Resources 2015 - 2015
MATRIX Resources 2015 - 2015
TEKsystems 2014 - 2015
TEKsystems 2014 - 2015
Merrill Lynch September 2013 - January 2014
TIAA-CREF November 2012 - June 2013
Wells Fargo Securities, LLC August 2010 - August 2012
Wells Fargo Advisors LLC October 2009 - June 2010
Wells Fargo/Wachovia March 2008 - June 2009
Skills
Projects, Mutual Funds, Series 7, Portfolio Management, Asset Managment, Bloomberg, Risk Management, Investments, Asset Allocation, Fixed Income, Equities, Securities, Advanced Microsoft..., SQL, SharePoint
Education
Queens University of Charlotte 1990 — 2003
Bachelor's degree, Business Administration and Management, General
Wells Fargo Advisors, LLC May 2006 - Present
Compañia Mega S.A. May 2003 - April 2006
Deloitte & Touche August 2002 - April 2003
Education
Universidad del CEMA 2005 — 2005
Master en Finanzas: Orientación Finanzas Corporativas, Economics
Ecole Superieure de Commerce 2002 — 2002
Master in International Management, Economics
Pontificia Universidad Católica Argentina 'Santa María de los Buenos Aires' 1997 — 2002
Contador, Economics
Wells Fargo Advisors LLC 2001 - Present
Wells Fargo Bank, N.A. January 1986 - March 2001
Skills
Securities, Fixed Income, Credit Analysis, Financial Analysis, Financial Modeling, Equity Valuation, Asset Allocation
Education
Pepperdine University, The George L. Graziadio School of Business and Management 1992 — 1995
M.B.A.
Westmont College 1972 — 1975
San Diego State University-California State University 1971 — 1972
Wells Fargo Advisors LLC February 2009 - Present
Smith Barney September 1995 - February 2009
Skills
Wealth Management, Investments, Alternative Investments, Financial Planning, Estate Planning, Life Insurance, Risk Management
Education
Pace University 2001 — 2002
CFP(R), Certified Financial Planner
University of Wisconsin-Madison 1990 — 1994
Bachelor of Arts (B.A.), Political Science
Wells Fargo Advisors, LLC 2009 - Present
Wachovia Securities 2007 - 2009
Wachovia Securities 2007 - 2007
Wachovia Securities 2005 - 2007
Wachovia Securities 1999 - 2005
Gelt Financial 1998 - 1999
Solomon Smith Barney 1995 - 1997
Skills
New Business Development, Relationship Management, Training & Development, Practice Management, Recruiting, Overall Market...
Education
Villanova University 2009 — 2011
Masters of Business Administration
Penn State University 1995 — 1998
BS in Economics, Banking
Wells Fargo Advisors, LLC October 2010 - Present
Education
Old Dominion University 2004 — 2006
BS, Business Administration/Economics
Tidewater Community College 1999 — 2000
AS, Business Administration
Bank of America Merrill Lynch 2010 - Present
Wells Fargo Advisors, LLC 2004 - 2010
A.G. Edwards & Sons, Inc. 2004 - 2006
Education
University of Rochester - William E. Simon Graduate School of Business Administration 2009 — 2010
MBA, Finance
Queen's University 1999 — 2003
BAH, Economics
Wells Fargo Advisors October 2010 - Present
Wells Fargo Advisors, LLC August 2009 - October 2010
Wachovia Securities May 2008 - August 2009
Solutia Inc. August 2007 - May 2008
A.G. Edwards March 2007 - August 2007
Edward Jones May 2004 - March 2007
Deloitte & Touche July 2002 - May 2004
Arthur Andersen September 2001 - June 2002
Skills
Financial Reporting, SOX, Financial Analysis, Internal Controls, Accounting, General Ledger, Auditing, Audit
Education
Purdue University - Krannert School of Management 1995 — 2000
B.S. in Accounting, Minor:Finance, Emphasis:Economics
Wells Fargo Advisors, LLC August 2015 - Present
Wells Fargo Advisors, LLC October 2013 - August 2015
BOK Financial January 2003 - May 2013
Dollar Thrifty Automotive Group May 2000 - November 2001
USAA January 1997 - August 1998
Skills
Risk Management, Finance, Securities, Financial Services, Financial Analysis, Investments, Leadership, Credit
Education
Our Lady of the Lake University 1991 — 1997
B.A., Liberal Studies
Our Lady of the Lake University
Bachelor of Arts (BA), Liberal Arts and Sciences, General Studies and Humanities
Wells Fargo Advisors, LLC September 2005 - Present
Skills
Portfolio Management
Education
Providence College 1980 — 1984
BS, Business Administratiion
Kaplan University
CERTIFIED FINANCIAL PLANNER TM
Wells Fargo Advisors, LLC November 2007 - Present
Merrill Lynch February 1995 - October 2007
Skills
Investments, Securities, Alternative Investments, Equities, Investment Strategies, Strategic Planning
Education
Purdue University 1990 — 1994
Economics
Wells Fargo Advisors, LLC 2003 - Present
Crestar/SunTrust Investment Services 1993 - 2003
Sovran Investment Corp 1986 - 1991
Merrill Lynch Pierce Fenner and Smith 1980 - 1985
Skills
Series 7, Securities, Wealth Management, Investments, Mutual Funds, Asset Managment, Series 63, Portfolio Management, Investment Advisory, Equities, Alternative Investments, Financial Services, Risk Management, FINRA, Retirement Planning
Education
University of Pennsylvania - The Wharton School 2004 — 2007
Pepperdine University
BS
Wells Fargo Advisors, LLC October 1998 - Present
Education
University of California, Irvine 1997 — 2000
PFP Certificate
Pepperdine University, The George L. Graziadio School of Business and Management 1988 — 1991
MBA
University of California, Davis 1980 — 1984
B.S., Agricultural and Managerial Economics and Resource Science
Harmony House Family Violence Prevention Center February 2014 - Present
Wells Fargo Advisors, LLC November 2009 - February 2014
Merrill Lynch July 2008 - November 2009
Citizens Memorial Healthcare September 2003 - March 2008
Talent for Senate August 2001 - August 2003
Skills
Process Improvement, Investment Properties
Education
Oklahoma Baptist University 1997 — 2001
Political Science/PR
Iroko Pharmaceuticals, LLC November 2014 - Present
Healthwright Technologies July 2014 - December 2014
Merrill Lynch November 2013 - September 2014
Wells Fargo Advisors, LLC March 2013 - October 2013
Morgan Stanley February 2012 - January 2013
Cellular Sales September 2006 - February 2012
Skills
Sales, Territory Development, Medical Devices, Investments, Retirement Planning, Wealth Management, Portfolio Management, Series 7, Finance, Financial Analysis, Insurance, Asset Allocation, Selling, Investment Planning, Liability Management, Retirement, Investment Strategies, ALM, Series 66, Series 31, Life & Health Insurance..., Alternative Investments, Private Equity, Cold Calling, Customer Service, Sales Management, Account Management, New Business Development, Training, Marketing Strategy, Sales Process, Direct Sales, Strategic Planning, Sales Operations, Marketing, Team Building, Leadership
Education
CARSON-NEWMAN COLLEGE, Jefferson 2001 — 2005
Bachelor of Science, Financial Economics
Knoxville Catholic High School 1997 — 2001
Queens University of Charlotte
Wealthcare Capital Management April 2015 - Present
Adhesion Wealth Advisor Solutions November 2011 - April 2015
Mary Kay Inc. October 2003 - January 2015
Vemma Nutrition October 2010 - October 2013
Linden Thomas & Company, a Wells Fargo Advisors Financial Network March 2010 - October 2011
Wells Fargo Advisors, LLC June 2009 - December 2009
Wachovia Securities, LLC February 2008 - April 2009
Wachovia Corporation February 2008 - April 2009
Wachovia Securities June 2005 - April 2009
Wachovia Securities, LLC June 2005 - July 2007
Skills
Tax Reporting, Securities, Mutual Funds, Investments, Wealth Management, Financial Services, Asset Managment, Retirement Planning, Banking, Financial Analysis, Bonds, Insurance, Equities, Microsoft Excel, Accounting, Portfolio Management
Education
Radford University 1992 — 1996
Bachelor of Science Degree, Business Administration; Finance
Radford University - College of Business and Economics 1992 — 1996
Finance, Finance
Mills E. Godwin High School 1988 — 1992
Math
Gary Goldberg Financial Services August 2010 - Present
Wells Fargo Advisors, LLC November 2007 - August 2010
Wachovia Bank June 2005 - October 2007
Volvo Finance North America 1983 - 2004
Skills
Financial Services, Series 7, Relationship Management, Series 63, Financial Analysis, Finance, Mortgage Lending, Wealth Management, Strategic Financial..., Mutual Funds, Investments
Education
Clarkstown North High School
Ramapo College of New Jersey
BS, Business Administration/Marketing
Wells Fargo Advisors, LLC October 2006 - Present
Edward Jones Investments September 2001 - October 2006
USAA January 1983 - March 2001
Skills
Investments, Strategy, Insurance, Retirement, Finance, Retirement Planning, Asset Allocation, Mutual Funds, Investment Strategies, Financial Planning, My ares of expertise..., Providing income in..., Bonds; individual..., Strategic Investment, Investment Planning, Financial Analysis, Portfolio Management, Risk Management, Asset Management, Financial Services
Education
Our Lady of the Lake University 1984 — 1986
MBA, Business Administration, Management and Operations
University of the Incarnate Word 1978 — 1981
BS, Education
Providence HS
Comerica Bank February 2015 - Present
Wells Fargo Bank April 2007 - February 2015
Wells Fargo Advisors, LLC April 2007 - February 2015
Wells Fargo Bank July 2005 - March 2007
Wells Fargo July 2004 - June 2005
Skills
Loans, Series 7, Mortgage Lending, Investments, Small Business Lending, Uniform Combined State..., Commercial Lending, Commercial Banking, Wealth Management, Banking, Portfolio Management, Financial Analysis, Credit Analysis, FHA, Real Estate, Brokerage, Consumer Lending, Loan Origination
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2008 — 2010
MBA, Finance
California State University-Northridge 2004 — 2006
BS, Finance, Real Estate
Wells Fargo Advisors, LLC November 2009 - Present
Credit Suisse June 2009 - November 2009
Morgan Stanley May 2001 - June 2009
Jillians Restaurant Inc April 1998 - May 2001
Skills
Training, Management, Accounting, Customer Service, Securities, Mutual Funds, Leadership, Financial Services, Finance, Banking, Administrative...
Education
Ohio Dominican University 2003 — 2005
Bachelor’s Degree, Business
Haverlock, Estey & Curran, LLC November 2013 - Present
Wells Fargo Advisors, LLC October 2010 - November 2013
Northwestern Mutual January 2010 - October 2010
Skills
Strategic Financial..., Investments, Securities, Mutual Funds, Financial Analysis, Retirement Planning, Series 7, Asset Allocation, Finance, Equities, Retirement, Estate Planning, Asset Management, Fixed Annuities, Series 6, Life Insurance, Long Term Care Insurance, Disability Insurance, IRAs, Loans, Credit, Insurance
Education
Quinnipiac University 2005 — 2009
Bachelor's degree, Finance/Accounting
Wells Fargo Advisors, LLC March 2008 - Present
Morgan Stanley May 1998 - March 2008
Morgan Stanley Dean Witter May 1997 - May 1998
Skills
Retirement Planning, Investments, Mutual Funds, Asset Allocation, Investment Strategies, Equities, Financial Services, Insurance, Fixed Income, Finance
Education
Ohio Northern University
BA, Finance
Wells Fargo Advisors, LLC August 2004 - Present
River Street Partners June 2001 - December 2003
Education
Ohio University 2000 — 2004
Bachelor of Business Administration, Finance
Wells Fargo Advisors LLC February 2012 - Present
Raymond James & Associates July 2010 - February 2012
UBS Financial Services November 2005 - October 2009
Morgan Stanley January 1997 - November 2005
Skills
Investments, Asset Allocation, Retirement Planning, Investment Strategies
Education
Providence College 1982 — 1986
BS, Finance
St Mary's Boys High School 1978 — 1982
Wells Fargo Advisors, LLC December 2010 - Present
Royal Atlantic Investments, LLC December 2008 - December 2010
DT Clearing LLC August 2007 - December 2009
DT Trading 1995 - 2007
Education
Ohio University 1983 — 1987
BBA, Finance
Ohio University 1983 — 1987
BBA, Management
Libertyville HS
Wells Fargo Advisors, LLC April 2007 - Present
Soloman Smith Barney 1989 - 2000
Black & Company 1975 - 1984
Skills
Investments, Customer Service, Financial Analysis, Project Management, Microsoft Office
Education
Portland State University
Bachelor of Arts, Secondary Education and Teaching, English
Sammamish High School, Bellevue Wa
Thomas Cordasco Company Inc. April 2011 - Present
Allan Riley Company Inc. March 2010 - May 2011
Wells Fargo Advisors, LLC August 2007 - June 2009
Skills
Team Leadership, Valuation, Strategic Financial..., Real Estate Transactions, Investment Management, Financial Advisory, Asset Allocation, Wealth Management, Real Estate Economics, Due Diligence, Wealth Management..., Finance, Investment Properties, Property Management
Education
Zicklin School of Business 2013 — 2014
Master of Science (MS), Accounting, Tax
Zicklin School of Business 2010 — 2012
MBA, Real Estate, Economics
Pace University - Lubin School of Business 2000 — 2004
BS, Finance
Goldberg, Yolles & Lepore LLC. June 2014 - Present
Wells Fargo Advisors, LLC June 2011 - May 2014
Morgan Stanley Smith Barney October 2010 - February 2011
Education
Quinnipiac University 2006 — 2010
Bachelors
Northwest Catholic High School, West Hartford, CT 2002 — 2006
Wells Fargo Advisors, LLC July 1986 - Present
Prudential Securities March 1994 - February 2001
Skills
Coaching, recruiting,...
Education
Purdue University 1976 — 1980
BS, Management
Scecina High
Wells Fargo Advisors LLC August 1999 - Present
Rubbermaid 1986 - 1999
Education
Purdue University 1975 — 1979
BS Industrial Engineering, Industrial Engineering
The University of Memphis
MBA, Management
Wells Fargo Advisors, LLC 1989 - Present
Wells Fargo 1989 - Present
Skills
Portfolio Management, Credit, Banking, Risk Management, Mortgage Lending, Loans, Financial Analysis, Mutual Funds, Securities, Wealth Management, Investments, Financial Services
Education
Quincy University 1980 — 1984
Wells Fargo Advisors, LLC February 2009 - Present
Education
Purdue University 1987 — 1992
BS, Industrial Engineering
Wells Fargo Advisors, LLC February 2009 - Present
Education
Oregon State University 1978 — 1982
Bachelor of Science (BS), Business Administration and Management, General
Southern States Bank December 2014 - Present
Wells Fargo Advisors, LLC March 2013 - December 2014
Wells Fargo Bank, N.A. August 2010 - March 2013
Wells Fargo May 2010 - August 2010
Education
Presbyterian College 2006 — 2010
Bachelor of Arts, English and Business Management
Brookstone School
Wells Fargo Advisors, LLC 2005 - 2013
Skills
Wealth Management, Retirement Planning, Estate Planning, Wealth Management..., Asset Allocation, Strategic Financial..., Insurance, Retirement, Investment Strategies, Financial Planning, Life Insurance, Risk Management, Finance
Education
Pepperdine University School of Law
Juris Doctor
University of California, Irvine
Bachelor of Arts
Wells Fargo Advisors, LLC March 1999 - Present
Skills
Software Quality..., Rational Team Concert, Oracle SQL, SQL*Plus, Microsoft Access, Microsoft Office, Teradata, Data Analysis, Embedded SQL, Relational Databases, Contract Management, User Acceptance Testing, DB2/SQL
Education
Nova Southeastern University 1998 — 2001
Master of Science (M.S.), Management Information Systems, General
Regents College, University of the State of New York 1989 — 1994
Bachelor of Science, Business/Economics
Wells Fargo Advisors LLC January 2005 - Present
Education
temple dental 1966 — 1970
dds, dentistry
Penn State University 1960 — 1964
bs, history
WELLS FARGO Advisors, LLC December 2004 - May 2012
Pacific Gas & Electric August 2003 - December 2004
Van Kasper Wells Fargo November 2000 - November 2001
Skills
FINRA CRD, Outlook,..., Accounting, Analysis, Management, Public Speaking
Education
Point Loma Nazarene University
Bachelor of Arts (B.A.), Comparative Literature
AT&T August 2012 - Present
HEB January 2011 - August 2012
Wells Fargo Advisors, LLC March 2007 - January 2011
AT&T March 2005 - March 2007
AT&T May 2000 - March 2005
MITEK-ETHICON, INC April 1998 - May 2000
Kendall Healthcare January 1992 - April 1998
Skills
Series 7, Series 63, Medical Devices, Telecommunications, Term Life Insurance, Health Insurance
Education
Oklahoma State University
Bachelor of Science, Marketing
Wells Fargo Advisors LLC September 1988 - Present
Education
Penn State University 1974 — 1977
Bachelor of Science (BS), Finance, General
Wells Fargo Advisors, LLC July 2014 - Present
JP Morgan Securities August 2011 - July 2014
JPMorgan Chase & Co. July 2006 - August 2011
Skills
Management, Leadership, Customer Service, Sales, Strategic Planning, Strategy, Marketing, Investments, Portfolio Management
Education
Seattle University 2010 — 2012
Master of Arts (MA), Organization Systems
Purdue University 1999 — 2003
Bachelor of Arts (BA), Organizational and Business Communication
MetLife January 2014 - Present
Wells Fargo Advisors, LLC September 2011 - January 2014
Morgan Stanley Smith Barney May 2008 - September 2011
Kaizen Media September 2006 - March 2008
Stanford Group Company May 2004 - March 2006
Ryan Beck & Co. June 1999 - February 2003
Southeast Research Partners October 1996 - July 1999
Donaldson, Lufkin & Jenrette May 1993 - November 1996
Neuberger Berman March 1986 - April 1993
Education
Pace University - Lubin School of Business 1987 — 1990
Master of Business Administration (MBA), Finance
State University of New York at Buffalo 1979 — 1983
Bachelor of Science (BS), Journalism & Communications
Wells Fargo Advisors, LLC August 1999 - Present
Education
Prairie State College
Wells Fargo Advisors LLC November 2014 - Present
Oppenheimer & Co. Inc. March 2008 - November 2014
Merrill Lynch February 1981 - February 2008
Education
Pepperdine University, The George L. Graziadio School of Business and Management 1979 — 1980
Pepperdine University 1975 — 1979
Business Administration and Management, General
Wells Fargo Advisors, LLC October 2013 - Present
UBS May 2013 - October 2013
Wells Fargo Advisors, LLC March 2006 - May 2013
Education
Ohio University