Wells Fargo Advisors, LLC
Industry: Subsidiary
DescriptionWells Fargo Advisors is a subsidiary of Wells Fargo, located in St Louis, Missouri. It is the ninth largest brokerage firm in the United States as of August 17, 2017 with $490 billion retail client assets under management. Headquarters: St. Louis, Missouri, United States Number of employees: 15,000 Advisors Parent organization: Wells Fargo Founded: 4 September 2001 Total assets: 490 billion USD Subsidiaries: Wachovia Securities (Argentina) LLC (Buenos Aires Argentina),
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Wells Fargo Advisors, LLC Employees
Wells Fargo Advisors, LLC April 2009 - Present
Paine Webber 1994 - 2002
Skills
Financial Modeling, Series 7, Portfolio Management, Equities, Wealth Management, Asset Management, Investments, Alternative Investments, Investment Advisory, Retirement Planning, Strategic Financial..., Asset Allocation, Mergers & Acquisitions
Education
Northern Illinois University - College of Business 1970 — 1974
Bachelor of Science (B.S.), Business Administration and Management, General
Wells Fargo Advisors, LLC August 2006 - Present
Education
Northern Illinois University 2003 — 2007
Bachelor of Science (BS), Human Resources Management and Services
Beto Randolph Wealth Management August 2011 - Present
Wells Fargo Advisors, LLC 1991 - August 2011
Morrison Knudsen 1977 - 1988
Education
Purdue University - Krannert School of Management 1967 — 1968
MSIA, Finance
Montana State University-Bozeman 1963 — 1967
BSIE, Industrial Engineering
Wells Fargo Advisors, LLC October 2013 - Present
State of Colorado May 2011 - October 2013
LPL Financial December 2009 - May 2011
Loveland Ski Area October 2010 - April 2011
Wells Fargo August 2007 - December 2009
Wells Fargo 2004 - 2007
Emerita 2001 - 2003
Gardenburger, Inc. 1997 - 2001
Dole Food Company 1995 - 1997
Organic Food Products 1993 - 1995
Skills
Management, Strategy, Strategic Planning, Budgets, CRM, Sales, Pricing, Project Planning, Microsoft Excel, Training, Retail, Program Management, Customer Service, Event Management, Music, Executive Administrative, Administrative Functions, Microsoft Office, Food, Advertising, Start-ups, Business Planning, Sales Management, Human Resources, Finance, Leadership, Marketing, Purchasing, Public Relations, Entrepreneurship, Social Networking, Efficiency, Category Management
Education
Northwestern University 1983 — 1984
M M, Music
Oberlin College 1981 — 1983
B M, Music
University of Evansville 1979 — 1981
Music performance
Interlochen Arts Academy 1977 — 1979
diploma, Music performance - clarinet
Wells Fargo Advisors LLC October 2012 - Present
The Times-Picayune 1999 - 2012
Skills
Investments, Retirement, Strategic Financial..., Asset Allocation, Securities, Financial Advisory, Investment Strategies, Education and estate..., Long-standing knowledge..., Communication Skills, Writing
Education
Northwestern University 1998 — 1999
Master of Science (M.S.), Reporting and writing; editing subspecialty
University of South Carolina-Columbia 1993 — 1997
Bachelor of Arts (BA), Print journalism
Wells Fargo Advisors, LLC March 2012 - Present
Legg Mason Wood Walker, Inc February 1992 - March 2012
Skills
Business Advisory..., ESOPs, Investments, Mergers & Acquisitions, Risk Management, Trust & Fiduciary..., Retirement Plan..., Financial Planning
Education
Missouri Western State University 1974 — 1978
Bachelor's Degree
Wells Fargo Advisors, LLC 2010 - Present
Morgan Stanley Smith Barney 2006 - 2010
Merrill Lynch 1998 - 2006
Education
Missouri State University 1973 — 1975
Bachelor's degree, Finance, General
Missouri University of Science and Technology 1971 — 1972
Ameriprise Financial Services, Inc. September 2014 - Present
Wells Fargo Advisors, LLC May 2001 - September 2014
Smith Barney March 1993 - May 2001
California Concerts 1990 - February 1993
Education
Monterey Peninsula College 1969 — 1971
Associate of Arts (A.A.), Music Performance, General
Seaside High School 1967 — 1969
High School Diploma, Music
Morgan Stanley Wealth Management 2014 - Present
Wells Fargo Advisors, LLC 2012 - 2014
Herndon Capital Management 2007 - 2011
Wachovia Securities 2005 - 2007
Skills
Financial Analysis, Investments, Financial Modeling, Valuation, Equities, Bloomberg, Mutual Funds, Portfolio Management, Asset Management, Wealth Management, Financial Reporting, Due Diligence
Education
Morehouse College 2001 — 2005
Bachelor of Arts (BA), Business Administration/Finance, magna cum laude
Arlington Capital Management June 2015 - Present
Wells Fargo Advisors, LLC January 2012 - May 2015
The Byerly Group January 2009 - December 2011
Bank of America September 2007 - January 2009
Skills
Portfolio Management, Investments, Risk Management, Wealth Management, Finance, Business Planning, Analysis, Retirement Planning, Economics, Estate Investment..., Financial Services, Business Development, Investment Advisory, Asset Management, Insurance, Valuation
Education
Northwestern University 1998 — 2002
BA and MA, Economics, Statistics/Applied Mathematics (MMSS), Political Science
University School of Milwaukee 1994 — 1998
Diploma
Wells Fargo Advisors, LLC February 2009 - Present
Merrill Lynch February 2004 - February 2009
Smith Barney June 1998 - February 2004
Skills
Investments, Financial Advisory, Investment Strategies, Fixed Annuities, Finance, Retirement Planning, Variable Annuities, Mutual Funds, Wealth, Insurance, Risk Management, Asset Allocation, Retirement, Series 63, Wealth Management
Education
Nichols College 1988 — 1992
Bachelor of Science, Business Management
Lakeland High School, Shrub Oak, NY 10547 1984 — 1988
Wells Fargo Advisors, LLC March 1989 - Present
Skills
Financial Advisory, Investment Strategies, Relationship Management, Risk Management, Estate Investment...
Education
North Carolina State University 1979 — 1983
Bachelor of Applied Science (BASc), Chemical Engineering
Wells Fargo Advisors, LLC June 2012 - Present
First American Bank 2009 - 2012
U.S. Trust 2005 - 2009
Northern Trust 1985 - 2005
Arthur Andersen & Co. 1983 - 1985
Education
Northern Illinois University - College of Business 1980 — 1983
Bachelor of Science, Accountancy, cum laude
Wells Fargo Advisors, LLC February 2013 - Present
Sylvan Learning Center October 2005 - October 2012
Education
Northern Arizona University 1992 — 1999
Master of Education (M.Ed.), Elementary Education
Wells Fargo Advisors, LLC October 2010 - Present
Education
Missouri State University 1987 — 1991
Bachelor of Science (B.S.), Finance - Investments, Summa Cum Laude
Wells Fargo Advisors, LLC April 1994 - Present
Skills
Retirement Planning, Investments, managment, finance, Mutual Funds, Asset Allocation, Retirement, Securities, Series 63, Wealth Management, Customer Service
Education
Montclair State University 1986 — 1990
Wells Fargo Advisors, LLC May 1990 - Present
US Navy June 1964 - May 1990
Skills
Investments, Retirement Planning
Education
University of Pennsylvania - The Wharton School 1987 — 1988
Master of Business Administration (MBA), Finance, General
Naval Postgraduate School 1974 — 1975
Master of Science (M.S.), Statistics
Morgan Stanley May 2011 - Present
Wells Fargo Advisors, LLC August 2009 - May 2011
Merrill Lynch May 2003 - April 2009
International Program Consultants September 1999 - May 2003
Education
New York University
Bachelor of Science - Physics Quantitative Reasoning
New York University
Bachelor of Arts - Journalism
Thunderbird School of Global Management
Masters, International Management, Finance
Wells Fargo Advisors, LLC August 2013 - Present
Freightquote March 2010 - August 2013
Skills
401k, 401k Rollovers, Financial Services, Insurance, Investments, Retirement, Retirement Savings, Securities, Mutual Funds, Bonds, Fixed Annuities, Variable Annuities, Microsoft Office, Microsoft Excel, PowerPoint, Relationship Management, Risk Management
Education
University of Central Missouri 2001 — 2006
Bachelor of Science (B.S.), Political Science
Missouri Valley College 2001 — 2001
Business Administration and Management, General
Wells Fargo Advisors, LLC 2009 - Present
Morgan Stanley 1995 - 2000
Goldman Sachs 1990 - 1995
Skills
Investments, Fixed Income, Portfolio Management, Equities, Series 7, Asset Management, Financial Analysis, Mutual Funds, Series 63, Financial Services
Education
U. of Missouri-Columbia 1981 — 1983
M.S.W., Mental Health Counseling/Counselor
Northwest Missouri State University 1975 — 1978
BS.ed, Psychology
Wells Fargo Advisors, LLC April 2012 - Present
Wells Fargo Advisors, LLC August 2009 - September 2010
Morgan Stanley Smith Barney September 2003 - August 2009
Education
Northern Michigan University
BA, French
Wells Fargo Advisors, LLC May 1990 - Present
Merrill Lynch July 1982 - May 1990
Northwestern Mutual June 1981 - January 1982
Skills
Retirement Planning, Finance, Insurance, Small Business, Mutual Funds, Public Speaking, Investments, Strategic Planning, Financial Analysis, Leadership, Long-term Care, Budgets, Customer Service, Event Planning, Nonprofits
Education
North Iowa Area Community College 1969 — 1971
Associate of Arts, Liberal Arts
Mason City High School
Mason City High School
The American College
ChFC, Investment Planning
Wells Fargo Advisors, LLC November 2009 - Present
Smith Barney December 2008 - October 2009
Smith Barney March 2006 - December 2008
Morgan Stanley 1998 - 2003
Skills
Investments, Wealth Management, Financial Advisory, Mutual Funds, Retirement, Asset Allocation, Securities, Insurance, Management, Leadership, Investment Advisory, Credit, Fiduciary Management
Education
Thomas Edison State College 2001 — 2004
Economics
Monmouth University 1989 — 1990
Criminal Justice
Boys, Arnold & Company November 2014 - Present
Sterne Agee October 2012 - March 2014
Wells Fargo Advisors, LLC September 2011 - October 2012
Morgan Stanley Investment Management / Van Kampen Funds September 1997 - November 2007
Bank of America May 1985 - August 1997
Education
North Carolina State University 1985 — 1987
Master of Science, Management
North Carolina State University 1980 — 1985
Bachelor of Science, Industrial Engineering
Wells Fargo Advisors, LLC May 2010 - Present
Charles Schwab & Co., Inc. December 1986 - February 2010
Education
Montgomery County Community College 1984 — 1986
Montgomery County Community College
AS, Marketing
CAPTRUST April 2015 - Present
Wells Fargo Private Bank June 2013 - March 2015
Wells Fargo - Wealth, Brokerage and Retirement Division September 2011 - June 2013
Wells Fargo Advisors, LLC August 2010 - September 2011
Education
North Carolina State University 2006 — 2010
Bachelor's degree, Business Administration, 3.67
North Carolina State University 2006 — 2010
Bachelor's degree, Accounting, 3.67
Wells Fargo Advisors, LLC October 2000 - Present
Wells Fargo Advisors, LLC October 2000 - Present
Morgan Stanley February 1993 - October 2000
Skills
Portfolio Management, Management, Finance, Financial Services, Financial Advisory, Series 7, Investments, Mutual Funds, Retirement Planning, Strategic Financial..., Financial Analysis, Asset Allocation
Education
Northeastern University 1986 — 1991
Bachelor's degree, Business Administration and Management, General
Cushing Academy 1983 — 1986
High School
Wells Fargo Advisors, LLC 2014 - Present
US Navy Reserve 2012 - Present
Merrill Lynch 2012 - 2014
US Navy 1999 - 2012
Skills
401k Rollovers, Asset Allocation, Business Owner Planning, Estate Planning, Financial Advisory, Fixed Income Strategies, Insurance, Investment Planning, Investment Strategies, Retirement Planning, Stock Analysis, Strategic Planning, Wealth Preservation...
Education
Naval War College 2009 — 2010
Master of Arts (M.A.), Military Strategic Studies, General
United States Naval Academy 1995 — 1999
Bachelor of Science (BS), Mechanical Engineering
Northern State University August 2013 - Present
Wells Fargo Advisors, LLC November 2010 - August 2013
First National Bank South Dakota September 2005 - August 2010
Edward Jones December 2003 - September 2005
Dakota Wesleyan University April 2002 - December 2003
Wells Fargo April 1999 - January 2002
Norwest Bank (n/k/a Wells Fargo) October 1996 - March 1999
Norwest Bank (n/k/a Wells Fargo) May 1995 - October 1996
Kirkwood Bank & Trust February 1994 - April 1995
The Prudential Insurance Company of America March 1993 - October 1993
Skills
Banking, Financial Services, Strategic Financial..., Finance, Mortgage Lending, Credit, Portfolio Management, Loans, Wealth Management, Investments, Insurance, Asset Management, Financial Analysis, Retirement Planning, Mutual Funds, Strategic Planning, Public Speaking, Estate Planning, Management, Leadership, Relationship Management, Microsoft Office, Risk Management
Education
University of Colorado Boulder 2007 — 2009
Diploma of Graduation with Honors, Graduate School of Banking
Cannon Financial Services 1997 — 1999
Certificate of Completion, Employee Benefits School II, III and IV, Honor Graduate
Cannon Financial Services 1997 — 1997
Sales and Service for Relationship Managers
Norwest University - Norwest Bank Corporation 1997 — 1997
Investments II
Northwestern University 1995 — 1996
ABA National Graduate Trust School I and II
Norwest University - Norwest Bank Corporation 1995 — 1995
Trust Sales I
Northwestern University 1994 — 1994
Diploma of Graduation, American Bankers Association National Trust School
The University of North Dakota School of Law 1985 — 1988
JD, Law
The University of North Dakota 1981 — 1985
BBA, Management
Wells Fargo Advisors, LLC October 2006 - Present
Chase Investment Services June 2004 - July 2006
H&R Block Financial Advisors June 1999 - May 2004
Skills
Investments, Financial Services, Risk Management, Financial Advisory, Retirement Planning, Insurance, Investment Planning, 401(k) Rollovers
Education
Northern Illinois University 1997 — 1999
Bachelor of Science, Finance
Rock Valley College 1995 — 1997
Associate of Arts, Business
Harlem High School
Wells Fargo Advisors, LLC January 1985 - Present
Skills
Financial Services, Fixed Annuities, Financial Advisory, Insurance, Risk Management, Financial Analysis, Banking, Retirement
Education
New York University School of Law 1974 — 1977
Doctor of Law (J.D.)
University of Pennsylvania - The Wharton School 1970 — 1974
Bachelor of Science (B.S.), Economics
Wells Fargo Advisors, LLC August 2007 - Present
Merrill Lynch January 2002 - August 2006
Credit Suisse First Boston & DLJ November 1998 - May 2001
Education
Montclair State University 1989 — 1995
BS Finance, Business - Finance
BHS
Wells Fargo Advisors LLC August 2011 - Present
Merrill Lynch October 2009 - August 2011
Bank of America Investments October 2008 - October 2009
Education
National Louis University 2000 — 2004
BA, Business
I LO W Rzeszowie, Poland 1995 — 1999
Biology/ Chemistry
Wells Fargo Advisors, LLC January 2005 - Present
Morgan Stanley January 2002 - 2005
Merrill Lynch May 1998 - December 2001
Skills
Financial Services, Asset Allocation, Retirement Planning, Securities, Equities, Insurance, 401k Rollovers, Portfolio Management, Investments, Investment Management, Alternative Investments, stock analysis, Bonds, Fixed Annuities, Wealth Management..., Stock Valuation, Relationship Management, 401k, Estate Financial...
Education
Northern Illinois University
Bachelor of Arts (B.A.)
Wells Fargo Advisors, LLC July 1988 - Present
Skills
Investments, Investment Strategies, Retirement Planning, Finance, Certified Financial..., Estate Planning, Asset Allocation, Wealth Transfer, Financial Advisory, Marketing, Team Building, Retirement, Uniform Combined State..., Mutual Funds, Budgets, Customer Service
Education
Northern Michigan University 1978 — 1982
Bachelors of Science, Business Administration and Management, General
PNC Investments June 2011 - Present
Wells Fargo Advisors, LLC May 2010 - June 2011
Wachovia Bank July 2003 - May 2010
Education
New York University
Executive Financial Planning Program
Rider University
MBA, Finance
Rutgers, The State University of New Jersey-New Brunswick
Bachelor of Arts (B.A.), Economics
Wells Fargo Advisors, LLC February 2009 - Present
Merrill Lynch April 1997 - January 2009
Skills
Investment Strategies, Retirement Plan...
Education
New York University - Leonard N. Stern School of Business 2009 — 2010
Certificate in Financial Planning
New York Institute of Technology-Old Westbury 1982 — 1989
Bachelor of Business Administration (B.B.A.), Finance
Girard Securities, Inc. June 2014 - Present
United Capital Financial Advisers June 2014 - Present
Wells Fargo Advisors, LLC November 2012 - May 2014
MassMutual Financial Group August 2009 - November 2012
ARCHE July 2007 - July 2009
Acorn Products January 2006 - July 2007
Mephisto Shoes November 1998 - January 2006
Cole Haan March 1989 - November 1998
Skills
Strategic Financial..., Retirement, Strategy, Risk Management, Investments, Portfolio Management, Life Insurance, Retirement Planning, Disability Insurance, Strategic Planning, Loans, Direct Marketing, Finance, 401k, Financial Services, Accounting, Marketing, Long Term Care Insurance, Retail, Banking, Long-term Care, Investment Strategies, Marketing Strategy, Small Business, Management, Real Estate, Leadership, Training, Customer Service, Team Building, Sales, Insurance, Asset Allocation
Education
Missouri State University 1981 — 1986
Bachelor of Science, Organizational Communications
Wells Fargo Advisors June 2012 - Present
Wells Fargo Securities December 2011 - May 2012
Wells Fargo Advisors, LLC July 2006 - December 2011
Wells Fargo May 2004 - July 2006
Charles Schwab 1996 - 2004
Basha for Governor 1994 - 1994
Skills
Training & Development, Curriculum Development, Curriculum Mapping, Curriculum Management, Curriculum Planning, Instructional Design, Performance Consulting, Change Management, Organizational..., Training Delivery, Sales Skills Training, New Business Development, Software Project..., Merger Communications, Business Integration, Business Process..., Business Process Design, Web Development, Marketing Communications, Corporate Communications, Business Relationship..., Team Management, Remote Team Management, Team Leadership, Leadership Development, Strategic Planning, Public Relations, Coaching, Mergers, Employee Training, Management, Training, Curriculum Design, Virtual Teams, Project Management, Organizational..., CRM, Blended Learning, Leadership, Regulatory Training, Strategic Communications, Learning Management, Banking, Needs Analysis, Risk Management, Analysis, Financial Services, Program Management, Instructor-led Training, Executive Coaching
Education
Apollo 1998 — 2000
Masters, Technology Management / Business Administration
University of Phoenix 1996 — 1999
Masters, Business Administration & Technology Management
Northern Arizona University 1989 — 1993
BS, Public Relations, Journalism, Marketing, Communications
Buckeye Union High School 1986 — 1989
Wells Fargo Advisors, LLC July 2009 - Present
US Army May 2004 - August 2008
Education
Muhlenberg College 2000 — 2004
BA, Economics
Wells Fargo Advisors, LLC April 1986 - Present
A. G. Edwards 1986 - 2008
Skills
Investments, Asset Allocation, Retirement Planning, Mutual Funds, Securities, Financial Services, Investment Strategies, Equities, Retirement
Education
Northwestern University
Wells Fargo Advisors January 2014 - Present
Wells Fargo Advisors, LLC August 2007 - December 2013
Wachovia November 2004 - August 2007
SouthTrust Bank April 2002 - October 2004
Edward Jones 2001 - 2002
RBC Royal Bank 1993 - 2001
Skills
Investments, Wealth Management, Banking, Financial Services, Finance, Credit, Loans, Series 7, Financial Advisory, Management, New Business Development, Sales, Sales Operations, Private Banking, Series 63
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1999 — 2001
MBA, Management
North Carolina State University 1989 — 1993
Bachelors, Finance and Economics
Wells Fargo Advisors, LLC February 2009 - Present
Morgan Stanley Smith Barney October 1998 - February 2009
Skills
Wealth Preservation..., Retirement Planning, Investment Planning, Multi-generational..., Tax Efficient Strategies
Education
Northern Illinois University 1974 — 1977
BS, Business
Enterprise Holdings September 2014 - Present
CenturyLink Technology Solutions January 2010 - September 2014
Wells Fargo Advisors, LLC 2009 - 2010
Skyway Software November 2006 - April 2009
Quilogy November 1996 - November 2006
Quilogy Inc January 2000 - March 2004
Quilogy November 1996 - December 1999
SBC 1994 - 1996
St. John's Hospital May 1993 - December 1994
Edward Jones May 1992 - December 1992
Skills
SOA, Software Development, Oracle, Integration, Microsoft SQL Server, Java Enterprise Edition, SQL, SDLC, Cloud Computing, Java, Databases, Agile Methodologies, Scrum, Database Design, Enterprise Architecture, Data Warehousing, Disaster Recovery, Solution Architecture, Business Intelligence, ITIL, Virtualization, Requirements Analysis, XML, Management, Enterprise Software, DevOps, Distributed Team..., Cross-functional Team...
Education
Missouri State University 1990 — 1994
BS, Management Information Systems
UBS March 2014 - Present
Wells Fargo Advisors, LLC March 2010 - March 2014
Ameriprise Financial Services, Inc. September 2006 - October 2009
Ameriprise Financial Services, Inc. March 2004 - September 2006
Education
New York University 1999 — 2003
Bachelor of Arts
Wells Fargo Advisors, LLC January 2009 - Present
Morgan Stanley Dean Witter 2000 - January 2009
Skills
Retirement Planning, Investment Strategies, Investments, Retirement, 401k, Financial Advisory, Asset Management, 401k Rollovers, Mutual Funds, IRAs, Finance, Pensions, 529 Plans, High Net Worth..., Asset Allocation, Alternative Investments, Securities, Separately Managed..., ETFs, Tax Free Income, Asset Managment, Fiduciary, Fixed Annuities, Bonds, FINRA, Simple IRA, Equity Trading, Wealth Accumulation, Hedge Funds, Estate Planning..., Variable Annuities, Financial Services, Fixed Income, Wealth, Retirement Plan..., Equities
Education
NYU
Wells Fargo Advisors, LLC June 2010 - Present
Raymond James February 2006 - June 2010
Skills
Strategic Planning, Retirement Planning, Investments, Account Management, Marketing, Portfolio Management, Mutual Funds, Customer Service, Valuation, Management, Insurance, Series 7, Wealth Management, Finance
Education
Mount Mercy University 1999 — 2004
BBA, Marketing, Finance
BB&T August 2012 - Present
Wells Fargo Advisors, LLC May 2008 - August 2012
BB&T May 2003 - May 2008
Skills
Banking, Loans, Commercial Lending, Commercial Banking, Wealth Management, Credit, Series 7, Portfolio Management, Investments, Mortgage Lending, Retirement Planning, Credit Analysis, Financial Advisory, Financial Planners, Risk Management, Wealth, Asset Management, Estate Planning, Investment Advisory
Education
North Carolina State University
B.A.
Allstate October 2012 - Present
Principal Financial Group November 2011 - September 2012
Wells Fargo Advisors, LLC January 2011 - August 2011
Wachovia Securities, LLC April 2008 - February 2010
BANC OF AMERICA INVESTMENT SERVICES July 2002 - April 2008
WACHOVIA CORPORATION January 2000 - July 2002
WACHOVIA CORPORATION January 1990 - January 1993
Skills
Sales Skills Training, Community Relations, Training Delivery, Training, Banking, Series 7, Risk Management, Coaching, Relationship Management, Mortgage Lending, Investments, Series 63, Financial Services, Credit, Strategic Planning, Insurance, Securities, Project Management, Asset Managment, Public Speaking, Business Analysis, Workshop Facilitation, Process Improvement
Education
Northeastern University 1983 — 1985
Business Management, Business Management Courses
Excelsior Community College 1977 — 1980
Secondary Education, English Language / Business Education
Beirne Wealth Consulting (BWC) March 2013 - Present
Wells Fargo Advisors, LLC September 2005 - March 2013
A.G. Edwards September 2005 - December 2008
Symphony Properties March 2000 - September 2005
Skills
Certified Financial..., Retirement Planning, Retirement Benefits, Estate Planning..., Multi-generational..., Investments, Tactical Asset..., Portfolio Management, Behavioral Finance, Emotional Intelligence
Education
Northeastern University 1996 — 2001
B.S., Finance and Insurance, Summa Cum Laude
Retired December 2014 - Present
Wells Fargo Advisors, LLC July 2010 - December 2014
Axiz Consulting, LLC September 2006 - October 2008
AIMCO July 2002 - August 2006
Central Park Liquor June 1999 - September 2000
Steamboat Springs Winter Sports Club October 1993 - April 1998
Skills
Financial Analysis, Investment Planning, Wealth Management, Finance, Leadership, Management, Retirement Planning, Strategy, Marketing, Customer Service, Small Business, Public Speaking, Strategic Planning
Education
University of Denver - Daniels College of Business 2000 — 2002
MBA, Finance
Montana State University-Bozeman 1987 — 1991
BS, Sports Medicine
Wells Fargo Advisors, LLC August 2013 - Present
PGA of America 1998 - Present
Green Bay Packers Fan 1973 - 2015
The Premier Wealth Group - An Office of MetLife December 2010 - August 2013
White Eagle Golf Club December 2005 - November 2010
Mira Vista Country Club September 2001 - December 2005
Skills
Investment Strategies, Retirement Planning, Strategic Planning, Leadership, Customer Service, Retirement Income..., Retirement Plan..., Qualified Retirement..., Investment Portfolio, Finance, Sports, Golf Instruction
Education
New Mexico State University 1992 — 1996
Business Administration & Marketing
Merrill Lynch March 2011 - Present
Wells Fargo Advisors, LLC March 2008 - March 2011
RBC Capital Markets July 2006 - March 2008
State of Arizona - Water Infrastructure Finance Authority of Arizona September 2003 - July 2006
Arizona Department of Environmental Quality 2003 - 2003
National Association of Industrial and Office Properties 2000 - 2003
U.S. Department of the Interior 1998 - 2000
Steve Owens for Congress 1996 - 1998
Skills
Investments, Strategic Financial..., Series 7, Asset Managment, Financial Modeling, Financial Analysis, Portfolio Management, Securities, Mutual Funds, Wealth Management, Finance, Series 63
Education
The Johns Hopkins University - Carey Business School 2001 — 2005
Master of Science (M.S.), Real Estate
Northern Arizona University-The W. A. Franke College of Business 1992 — 1996
BGS-BA, Finance
Paradise valley High School 1988 — 1992
Wells Fargo Advisors LLC 2005 - Present
Evergreen Investments 2004 - 2005
Smith Barney 2003 - 2004
IJL / Wachovia 2001 - 2003
Skills
Investments, Portfolio Management, Investment Management, Wealth Management, Retirement Planning, Asset Allocation, Asset Management, 401k, Finance, Retirement, Mutual Funds, Investment Advisory, Securities, Alternative Investments, Risk Management, Equities, Financial Analysis, Fixed Income
Education
Queens University of Charlotte 1999 — 2003
MBA, Business
North Carolina State University - College of Management 1994 — 1998
BS, Finance
Charlotte Catholic High School
Wells Fargo Advisors, LLC September 2008 - Present
Morgan Stanley Dean Witter November 2002 - September 2008
Skills
Series 7, Financial Planning, Retirement Planning, Financial Advisory, Wealth Management
Education
Nassau Community College 1976 — 1977
No, Business
Wells Fargo Advisors, LLC January 2009 - Present
Smith Barney 2006 - January 2009
Legg Mason January 1999 - 2006
Morgan Stanley Dean Witter 1989 - 1999
Skills
Investment Strategies, Financial Advisory, Asset Allocation, Retirement Planning, 401k Rollovers, Fixed Income Strategies, Tax-advantaged..., Business Owner Planning, Succession Planning, Concentrated Stock, Multi-generational..., Wealth Preservation..., Estate Planning..., Risk Management, Stock Market Analysis, Insurance
Education
University of Pennsylvania - The Wharton School 2006 — 2006
CIMA®, Certified Investment Management Analyst Education Program
Nichols College 1984 — 1988
Bachelor's Degree, Business
Saint John's High School, Shrewsbury, MA 1980 — 1984
High School
Wells Fargo Advisors, LLC July 2011 - Present
Courtyard School 2006 - 2013
Merrill Lynch April 1999 - July 2011
Orkin Pest Control 1992 - 1999
Education
University of California, Davis
Masters of Business Administration, Finance and Marketing
Northern Illinois University
Bachelor of Science, Mathematics
Wells Fargo Advisors, LLC May 2015 - Present
Wells Fargo Advisors, LLC 2009 - Present
AG Edwards 2002 - 2009
Dean Witter Morgan Stanley 1996 - 2002
Women & Children in Crisis currently DBA Family Crisis and Counseling 1987 - 1996
Adams Affiliates Inc 1982 - 1987
Deerfield High School 1976 - 1980
South Plantation High School - Ft. Lauderdale, FL 1971 - 1974
Skills
Estate Investment..., Finacial Management, Account Management, Retirement Planning, Wealth Preservation..., Financial Guidance, Financial Advisory, WFA research and..., Organization Skills, Retirement Savings, Fixed Income Strategies, Fixed Annuities, Stocks, Bonds, 401k Rollovers, Finance, IRAs, Tax Efficient Stratagies, Time Management, Strategic Planning, Team Leadership, Team Building, Teaching, Teamwork, Team Management, Musical Direction, Musical Background
Education
Northwestern University 1975 — 1976
Master's Degree
University of Illinois at Urbana-Champaign 1967 — 1971
Bachelor's of Science, Music
Wells Fargo Advisors, LLC December 1982 - Present
Skills
Financial Markets, Stocks
Education
Niagara University 1972 — 1976
BBA, Accounting
Wells Fargo Advisors, LLC December 1999 - Present
Education
Western Carolina University 1998 — 2000
Masters of Accountancy, Accounting
Moody Bible Institute 1991 — 1996
Bachelor of Arts, Bible
Wells Fargo Advisors LLC 2000 - Present
Merrill Lynch 1990 - 2000
Skills
Investments, Financial Services, Finance, Risk Management, Retirement Planning
Education
Missouri Western State University 1972 — 1977
Bachelor of Science (B.S.), Political Science
Wells Fargo Advisors, LLC May 2007 - Present
Skills
Retirement Planning, Investments, Finance, Wealth Management, Asset Allocation, Financial Advisory, Series 7, Financial Planning, Financial Services, Investment Advisory
Education
University at Albany, SUNY 2005 — 2009
Business Administation, Finance & Management
National University of Ireland, Galway 2008 — 2008
Sociology
Wells Fargo Advisors, LLC February 2010 - Present
UBS Financial Services January 2000 - February 2010
Skills
Retirement Planning, Investment Strategies, Financial Advisory, Asset Allocation, Mutual Funds, Retirement, Stock Trading, 401k Rollovers, Fixed Income Analysis, 401k, College Education...
Education
UMKC
Master of Business Administration (MBA), Finance, General
UMKC
Bachelor of Business Administration (B.B.A.), Business
Missouri State University
Bachelor of Business Administration
Wells Fargo Advisors, LLC August 2012 - Present
EvenICanTrade.com May 2011 - April 2012
Verizon Wireless 2008 - 2011
AT&T Mobility May 2004 - June 2008
U.S. Army Reserve November 1999 - November 2007
Skills
Business Planning, Sales Operations, Customer Experience, Account Management, Sales Presentations, Strategic Planning, Marketing Strategy, Inventory Management, PeopleSoft, Strategic Leadership, Capital Budgeting, Mobile Communications, Web Design, Logistics Management, Collaborative Problem..., Organization, Master Scheduling, Microsoft Technologies, Common Sense, Creative Solutions, Financial Services
Education
Norfolk State University 2002 — 2006
Bachelor of Arts (BA), Communication and Media Studies
Hazel Ridge Advisors, LLC May 2015 - Present
Wells Fargo Advisors, LLC October 2007 - April 2015
Chicago Board of Trade March 2003 - July 2006
Skills
Retirement Planning, Asset Management, Investments, Small Business, Finance, Management, Estate Planning, Sales, Wealth Management, Coaching, Asset Managment, Insurance, Customer Service, New Business Development, Marketing, Public Speaking, Sales Management, Risk Management, Strategic Planning, Account Management, Wealth Management..., Options
Education
Northeastern Illinois University 2002 — 2006
B.S. in Finance
Wells Fargo Advisors, LLC May 2007 - Present
Wells Fargo Home Mortgage April 2003 - May 2007
Education
Nebraska Wesleyan University 1995 — 1999
BA, Business Administration
Hastings Senior High
Wells Fargo Advisors, LLC September 2011 - Present
Wells Fargo Advisors, LLC 2006 - September 2011
Wells Fargo Investments, LLC 2001 - 2006
Ragen MacKenzie 1992 - 2000
Gibraltar Savings Bank 1985 - 1998
Kidder Peabody 1988 - 1992
Skills
Investments, Securities, Mutual Funds, Equities, Fixed Income, ETFs, Bonds
Education
The University of Montana - School of Business Administration 1983 — 1985
BS, Management, Finance
Montana State University-Bozeman 1980 — 1982
Wells Fargo Advisors, LLC December 2009 - Present
Smith Barney September 2005 - December 2009
UBS Financial Services July 1986 - July 2005
Skills
Managed Futures
Education
Northwestern University 1988 — 1989
Evening College
University of Missouri-Columbia 1974 — 1976
Social Work
Taylorville Senior High School 1971 — 1974
High School Diploma
Wells Fargo Advisors, LLC May 2008 - Present
Skills
Investments, Retirement Planning, Securities, Retirement, Mutual Funds, Investment Advisory, Wealth Management, Financial Advisory, Asset Allocation, Investment Strategies, Fixed Annuities, Variable Annuities
Education
New York University
Bachelor's degree, Sports Management
Wells Fargo Advisors, LLC April 1993 - Present
Lehman Brothers, Inc May 1980 - April 1993
Bear, Stearns & Co., Inc September 1978 - May 1980
Prudential-Bache Securities, Inc. September 1976 - December 1978
Skills
Investments, Private Equity, Financial Modeling, Business Development, Securities, Equities, Financial Analysis, Due Diligence, Strategic Planning, Venture Capital, Fixed Income, Investment Strategies, Mutual Funds, Strategy, Insurance, Risk Management, Corporate Finance, Alternative Investments, Start-ups, Corporate Development
Education
NYU 1980 — 1982
International Business/Trade/Commerce
The Hague College 1955 — 1960
Business/Managerial Economics
Wells Fargo Advisors, LLC March 2008 - Present
Morgan Stanley Smith Barney December 1993 - March 2008
Skills
Investments, Finance, Investment Strategies, Municipal Bonds, Wealth Preservation..., Seniors, Asset Allocation, Equities, Mutual Funds, IRAs and IRA ROLLOVERS, SENIOR CITIZENS
Education
New York University 1975 — 1977
Master's degree, HISTORY - MEDIEVAL STUDIES
University of Miami
Bachelor of Arts (B.A.), Psychology/History
Wells Fargo Advisors, LLC April 2014 - Present
Merrill Lynch August 2003 - April 2014
Skills
Financial Guidance, Investment Planning, Retirement Planning, Financial Advice, Education Planning
Education
Northeastern University 1991 — 1996
Bachelor of Science (B.S.), Business Administration
Wells Fargo Advisors April 2014 - Present
Wells Fargo Advisors, LLC May 2009 - April 2014
Wachovia Securities,LLC January 2008 - May 2009
A.G. Edwards August 1997 - January 2008
Liberty Life Insurance 1991 - 1997
Skills
Investments, Financial Services, Retirement Planning, Insurance, 401k Rollovers, Asset Allocation, Risk Management, Estate Investment..., Investment Planning, Strategic Planning, Risk Assessment
Education
North Carolina State University 1976 — 1980
Bachelor of Science (B.S.), Computer Science
Wells Fargo Advisors, LLC 1982 - Present
Education
Northeastern University 1970 — 1975
Bachelor of Science (B.S.) - Business Administration, Accounting and Economics
Coastline Wealth Management March 2015 - Present
GM Advisory Group February 2014 - March 2015
Charles Schwab October 2010 - February 2014
Wells Fargo Advisors, LLC July 2008 - May 2010
Ameriprise Financial Services, Inc. January 2007 - July 2008
Skills
Finance, Series 7, Retirement Planning, Series 63, Mutual Funds, Retirement, Investments, Asset Allocation, Uniform Combined State..., Strategic Financial..., Investment Advisory, Fixed Annuities, Asset Management, 401k, Portfolio Management
Education
Molloy College 2007 — 2009
MBA, Financial Planning
St. Joseph's College 2005 — 2007
BS, Business Administration
Wells Fargo Advisors, LLC October 2010 - Present
Merrill Lynch July 2008 - September 2010
Texas Instruments January 2003 - June 2005
Texas Instruments September 1996 - December 2002
Skills
Investments, Finance, Valuation, Financial Modeling, Sales, Mergers & Acquisitions, Financial Analysis, Management, Cross-functional Team..., Corporate Finance, Project Management, Customer Service, Private Equity, Strategic Planning, Business Development, Program Management, Risk Management, Business Strategy, Strategy, Venture Capital, Business Planning, Alternative Investments, Mergers, Start-ups, Equities, Management Consulting, Competitive Analysis, Product Management, Portfolio...
Education
University of Pennsylvania - The Wharton School 2005 — 2007
MBA, Finance, Strategic Management
Tennessee State University
BS, Electrical Engineering
Prairie View A&M University
Northwestern University
Wells Fargo Advisors, LLC November 2009 - Present
UBS Wealth Management May 2009 - November 2009
Skills
Retirement Planning, Investments, Financial Analysis, Portfolio Management, Retirement, Asset Management, Finance
Education
North Carolina State University 2004 — 2008
Bus Managment
Christ School
North Carolina State University - College of Management
Marketing
Wells Fargo Advisors, LLC February 2013 - Present
PNC Investments January 2010 - February 2013
Prudential Investments October 1987 - February 2009
Bank of New York Mellon September 1986 - October 1987
Skills
Investments, Insurance, Alternative Investments, 401k, Retirement Planning, Investment Planning, Asset Allocation, 401k Rollovers, Concentrated Stock..., Multigenerational...
Education
Montclair State University 1982 — 1987
BA, Economics
Wells Fargo Advisors, LLC February 2014 - Present
Wells Fargo November 2012 - February 2014
Wells Fargo May 2012 - November 2012
Wells Fargo September 2010 - May 2012
Billboard Bottling / All Over Printing May 2009 - October 2009
Education
North Carolina State University 2005 — 2009
B.A, Psychology
Wells Fargo Advisors, LLC March 1986 - Present
Skills
Retirement, 401k, Wealth Management, Retirement Planning, Investments, Asset Allocation, Mutual Funds, Alternative Investments, Financial Advisory, Investment Strategies, Investment Advisory, Series 63, Separately Managed..., Portfolio Management, Series 7
Education
North Carolina State University
BA, Communications
Touro College 2015 - Present
Startup Global Satellite Communications Company 2014 - Present
Wells Fargo Advisors, LLC 2008 - 2014
Prudential Financial 2005 - 2008
Citibank 2002 - 2005
AT&T 1995 - 2002
Skills
Marketing Strategy, Strategic Planning, CRM, Cross-functional Team..., Leadership, Competitive Analysis, Management, Business Development, Portfolio Management, Strategic Partnerships, Digital Strategy, Business Strategy, Segmentation, Marketing, Strategy, Startups, Social Media Marketing, Product Management, Customer Experience, Budgets, Investments, Cross-sell Marketing, New Business Development, Market Research, Project Management..., Marketing Segmentation, Customer Acquisition..., FINRA Series 7, 24, 63..., Strategic Thinking, Web Analytics
Education
New York University
Certificate, Digital Marketing & Analytics Certificate
Rutgers University-New Brunswick
Bachelor of Arts (B.A.), Economics, Concentrations in Finance and Accounting
Syracuse University - Martin J. Whitman School of Management
MBA, Finance and Marketing
The George Washington University
Master's Certificate, Project Management
Wells Fargo Advisors, LLC March 2008 - Present
HR/NY - Human Resource Association of New York (Largest chapter of SHRM) January 2003 - Present
Ernst & Young June 2006 - April 2007
HR Consulting 2003 - 2007
BearingPoint September 2005 - March 2006
PwC Consulting March 1999 - September 2002
Marsh & McLennan, Inc. August 1989 - March 1999
Skills
Talent Management, Performance Management, Employee Relations, Human Resources, Recruiting, Coaching, Employee Training, Onboarding, Talent Acquisition, Employee Engagement, Diversity & Inclusion, Workforce Management, Strategy, HR Consulting, Interviews, Team Building, Leadership, Management Consulting, Employment Law, Change Management, Succession Planning, Workforce Planning, Organizational..., Personnel Management
Education
New York Institute of Technology 1989 — 1992
Master of Science in Industrial and Labor Relations
City University of New York-Queens College
BA
Wells Fargo Advisors, LLC August 1995 - Present
Directory Distributing Associates August 1994 - August 1995
Skills
COBOL, Java, SQL, JSP, Tomcat, Perl, C#, Integration, .NET
Education
Missouri State University 1988 — 1994
Computer Information Systems
Raymond James March 2015 - Present
Wells Fargo Advisors, LLC August 2009 - March 2015
Ehlert Financial Group January 2006 - May 2009
Prudential Financial 2003 - 2006
Education
Northwestern University 2005 — 2006
CFP®, CERTIFIED FINANCIAL PLANNER™ courses
Bank of America July 2013 - Present
Bank of America December 2012 - July 2013
Bank of America February 2010 - July 2012
Wells Fargo Advisors, LLC November 2009 - February 2010
Bank of America August 2008 - August 2009
Lending Tree August 2002 - August 2008
Education
Northeastern Illinois University
Wells Fargo Advisors, LLC April 2015 - Present
Wells Fargo Advisors, LLC May 2007 - April 2015
Wells Fargo Advisors Financial Network May 2004 - May 2007
Merrill Lynch August 1990 - May 2004
Skills
Investments, Financial Services, Retirement Planning, Risk Management, Financial Advisory, Alternative Investments, Sales Coaching, New Business Development, Relationship Management, Training & Development, Compliance, Human Resources, Operations
Education
Northeastern University 1980 — 1985
City of Las Cruces October 2011 - Present
Wells Fargo Adivsors 2009 - September 2011
Wells Fargo Advisors, LLC 2008 - September 2011
Wachovia 2007 - September 2011
AGEdwards 1992 - September 2011
Education
New Mexico State University 1985 — 1989
Ameriprise Financial Services, Inc. April 2012 - Present
Wells Fargo Advisors, LLC May 2004 - April 2012
Merrill Lynch & Co. July 1994 - May 2004
Skills
Investments, Finance, Wealth Management, Retirement Planning, Asset Allocation, Financial Planning, Management, Investment Advisory, Retirement, Leadership
Education
Morehouse College 1986 — 1990
B.A. Degree, Political Science/ Business Administration
Accenture May 2015 - Present
IBM September 2010 - April 2015
Wells Fargo Advisors, LLC December 2009 - August 2010
CSC April 2007 - November 2009
Covansys 1994 - April 2007
Education
National Institute of Technology Tiruchirappalli 1989 — 1993
BE, Civil Engineering
TVS Lakshmi Higher Sec School, Madurai 1987 — 1989
School, Higher Secondary
DBMS English School, Jamshedpur 1975 — 1987
School
GMAC Insurance May 2011 - Present
Wells Fargo Advisors, LLC December 2009 - May 2011
GMAC Insurance October 2003 - December 2009
National General Insurance August 1997 - October 2003
Blue Cross Blue Shield Alliance September 1996 - August 1997
Edward Jones December 1992 - September 1996
Education
Missouri State University 1988 — 1992
B.S., Computer Information Systems
Wells Fargo Advisors, LLC December 1998 - Present
A.G. Edwards & Sons, Inc. 1998 - 2008
Skills
Investments, Securities, Mutual Funds
Education
New York University 1997 — 1998
CFP
University of California, Hastings College of the Law 1992 — 1995
JD, Law
The Johns Hopkins University 1988 — 1992
BA, Political Science
Phillips Exeter Academy 1985 — 1988
HS
G&R Family Wealth Management of Raymond James November 2013 - Present
Wells Fargo Advisors LLC July 2006 - November 2013
Financial Services Industry June 1994 - June 2006
Education
University of Cincinnati College of Business 2002 — 2006
MSBA, Taxation & Financial Planning
Northern Kentucky University 1997 — 2001
MBA, Finance & Investments
University of Cincinnati College of Business 1990 — 1994
Bachelor's degree, Accounting
McNicholas High School 1986 — 1990
Wells Fargo January 2015 - Present
Wells Fargo Advisors, LLC March 2007 - December 2014
SunCom Wireless November 2004 - December 2006
Cincinnati Bell November 1998 - November 2004
Skills
Workforce Management, Call Centers, Management, Process Improvement, Call Center, Forecasting, Vendor Management, CRM, Customer Experience, Avaya, Customer Satisfaction, Customer Retention, Customer Service, Aspect, Operations Management, Performance Management, Project Management, Collections, Quality Assurance, IEX Total View, eWFM
Education
Northern Kentucky University 1989 — 1994
Bachelors of Science, Office Systems Technology
Northern Kentucky University 1989 — 1994
Associates of Applied Science, Office Administration
University of Cincinnati 1986 — 1989
Associates of Applied Science, Liberal Arts
Merrill Lynch July 2009 - Present
Wells Fargo Advisors, LLC May 2008 - July 2009
Conway Capital Management September 2004 - January 2008
Education
Northeastern University 1975 — 1976
MBA Program
Nichols College 1971 — 1975
BS, Finance
optionsXpress July 2014 - Present
Wells Fargo Advisors, LLC June 2006 - June 2014
Wachovia Securities June 2002 - June 2014
Wachovia Securities, LLC, Wachovia Securities Financial Network, LLC June 2002 - June 2014
Wachovia, A Wells Fargo Company 2002 - June 2014
Wells Fargo Advisors, LLC 2002 - June 2014
Wachovia Securities 2002 - 2008
Wachovia Securities June 2002 - June 2006
T. Rowe Price Investment Services, Inc May 1997 - May 2002
Wheat First Butcher Singer, Inc October 1996 - April 1997
Skills
FINRA, Series 7, Fixed Income, Series 63, Mutual Funds, Series 24, Securities, Options, Trading, Equities, Asset Management, Financial Services, Series 65, Brokerage, Risk Management, Investment Advisory, Uniform Combined State...
Education
Mount Saint Mary's College 1991 — 1994
Mount Saint Mary's College 1991 — 1994
Bachelor of Science; Associates, Business and Finance; Business Administration
Wells Fargo Advisors, LLC October 2008 - Present
Macy's February 2006 - August 2008
May Department Stores February 2004 - January 2006
May Department Stores May 2003 - February 2004
Education
Webster University 1995 — 1998
MA, Human Resource Development
Missouri State University 1991 — 1995
BS, Psychology
Clutch Capital Management, LLC July 2015 - Present
Wells Fargo Advisors, LLC June 2009 - Present
Smith Barney September 1999 - June 2009
Education
Nassau Community College 1985 — 1989
Nassau Community College 1985 — 1986
Brentwood h.s. 1981 — 1985
brentwood high school 1981 — 1985
Laird November 2013 - Present
Wells Fargo Advisors, LLC 2009 - November 2013
Wachovia Securities 2008 - 2009
A.G. Edwards 2001 - 2008
Skills
SDLC, Microsoft SQL Server, SQL, Agile Methodologies, Toad, .NET, ASP, ASP.NET, JavaScript, HTML
Education
Northeastern Illinois University 1997 — 1999
Bachelor of Science, Computer Science
Bellevile Area College 1991 — 1996
Associate of Science (AS), Mathematics
National Financial Network March 2013 - Present
LPL Financial January 2013 - September 2014
Wells Fargo Advisors, LLC August 2010 - January 2012
Chase Investment Services Corp. September 2004 - August 2010
Merrill Lynch June 2003 - September 2004
Freudenberg Nonwovens December 1994 - February 2002
DMI Personal Care June 1992 - December 1994
Revlon February 1988 - June 1991
Education
New Jersey Institute of Technology 1985 — 1987
MS, Management
New Jersey Institute of Technology 1980 — 1984
BS, Industrial Administration
Wells Fargo Advisors, LLC January 2014 - Present
Edward Jones January 2011 - January 2014
Office Depot 2004 - December 2010
ADP 1999 - 2003
Skills
Financial Advisory, Risk Management, Multi-Generational..., Estate Investment..., Retirement Planning, 401(k) Rollovers, Insurance, Investment Strategies, Stock Analysis, Fixed Income Strategies, Tax-Efficient Strategies
Education
Montclair State University 1992 — 1996
BA, Communication
Wells Fargo Advisors, LLC October 2011 - Present
Midwest Acquirers Association October 2007 - Present
ACH Federal May 2011 - October 2011
Merchant Data Systems June 2009 - November 2009
Magtek March 2008 - March 2009
Chase Paymentech 2004 - 2008
Glory USA April 2002 - July 2004
DataCard 1992 - 2001
FiServ 1991 - 1992
Citicorp Information Resources February 1989 - April 1991
Skills
Microsoft Office, Banking, Leadership, Sales, Sales Management, Forecasting, Budgets, Contract Negotiation, Project Management, Training, Recruiting, Strategic Partnerships, Project Planning, Telecommunications, Management, Product Development, Financial Analysis, Business Analysis, Strategic Planning, Retail, Process Improvement, Account Management, Business Development, Business Strategy, Financial Services, New Business Development, Small Business, Strategy, Credit, Credit Cards, Sales Operations, Start-ups, Finance, Executive Management, Relationship Management, Risk Management, CRM, ACH, Payment Card Processing, Payments, Pricing
Education
Loyola University of Chicago - Graduate School of Business 1979 — 1982
MBA, Marketing
Northern Illinois University 1977 — 1979
BS, Management
Wells Fargo Advisors, LLC 2007 - Present
National City Bank January 2000 - February 2007
Skills
Financial Services, Retirement Planning, Retirement Plan..., 401k Rollovers, Asset Allocation, Business Owner Planning, Estate Investment..., Wealth Preservation..., Multi-generational...
Education
Murray State University 1978 — 1982
BA, Business & Marketing
Driscoll High School 1974 — 1978
Wells Fargo Advisors, LLC 2009 - Present
Wachovia Bank 1998 - 2008
Bank of America 1997 - 1998
Merrill Lynch 1984 - 1997
Skills
Insurance, Risk Management, Series 7, FINRA, Series 24, Banking, Compliance, Planning, Problem Solving, Annuities, Cost Reduction, Series 14, CRCP, Series 66, Conflicts of Interest, Code of Ethics, Registration
Education
Monmouth University
BS, Business Administration
University of North Florida - College of Business Administration
MBA
Wells Fargo Advisors, LLC January 2006 - Present
Van der Moolen May 1987 - June 2005
Fagenson & Company 1987 - 2000
Education
Muhlenberg College
Wells Fargo Advisors December 2014 - Present
Wells Fargo Advisors, LLC 2007 - Present
Education
New Jersey City University 1988 — 1997
New Jersey City University 1988 — 1995
bayonne high school 1984 — 1988
Wells Fargo Advisors, LLC July 1976 - Present
Prudential Securities, Inc. June 1994 - February 2004
Education
Northern Michigan University 1965 — 1970
B.S., Biology, Geography, Math, Chemistry
Wells Fargo Advisors, LLC March 2012 - Present
Edward Jones March 2009 - March 2012
Bank of America January 2008 - January 2009
JPMorgan Chase March 2007 - January 2008
JPMorgan Chase November 2005 - March 2007
Skills
Retirement, Investments, Insurance Strategies
Education
Northern Arizona University 1999 — 2003
Bachelor of Science in Business Administration - CIS Major, Business administration - Major CIS, Minor Biology
Wells Fargo Advisors, LLC October 2008 - Present
Morgan Stanley June 1997 - September 2008
Skills
Retirement Planning, Investments, Retirement, Finance, Strategy, Asset Allocation, Public Speaking, Equities
Education
Mount Holyoke College 1994 — 1997
B.A,, Economics, Physics
Classical High School
Wells Fargo Advisors, LLC March 2015 - Present
J.P. Morgan August 2013 - March 2015
Charles Schwab August 2011 - August 2013
Peace Corps January 2011 - June 2011
Wells Fargo January 2010 - December 2010
Wachovia August 2008 - January 2010
Hard Rock Cafe May 2006 - August 2008
Skills
Sales, Market Planning, Finance, Sales Process, Marketing Research, Training, Phone Skills
Education
Niagara University 2007 — 2008
MBA, International Commerce
Niagara University 2007 — 2008
Master, Business Administration; International Business, 3.89
Niagara University 2003 — 2007
Bachelors, Commerce, Marketing, French, 3.44
UNIVERSITÉ CATHOLIQUE DE L'OUEST 2005 — 2005
French Language and Literature
Schiller International University
European Culture and Governmental Practices
Waddell & Reed December 2014 - Present
Wells Fargo Advisors, LLC November 2009 - December 2014
Edward Jones Investments September 2003 - November 2009
Southwestern Company June 1999 - August 2003
Education
University of Missouri-Columbia 1999 — 2002
History, History
Northwest Missouri State University 1998 — 1999
Maryville High School 1994 — 1998
Wells Fargo Advisors, LLC January 2013 - Present
Barbara Gooch Transcription & Proofreading November 2002 - May 2013
Brady Marketing Group September 1996 - March 2002
Education
Northern Michigan University 1991 — 1996
Bachelor of Arts (B.A.), Marketing & Spanish
University of Valencia 1994 — 1994
Spanish
Merrill Lynch May 2014 - Present
Prestige Wealth Management Group August 2012 - May 2014
Wells Fargo Advisors, LLC January 2007 - August 2012
Wachovia Securities Financial Network November 2001 - January 2007
Prudential Securities November 1998 - November 2001
Prudential Securities November 1996 - November 1998
Prudential Securities December 1991 - November 1996
Skills
Risk Management, Compliance, GIPS Compliance, Unified Managed Accounts, SEC filings, FINRA, Securities, Insurance, Investment Advisory, Series 63, Series 7, Series 65, Series 24, Series 3, Series 8 (9/10)
Education
Monmouth University 1994 — 1999
MBA, Business Administration and Management, General
Rutgers University-New Brunswick 1986 — 1990
BA, Communication, History
Wells Fargo Advisors July 2014 - Present
Wells Fargo Advisors, LLC June 2012 - July 2014
Wells Fargo Advisors, LLC December 2006 - May 2012
Morgan Stanley Dean Witter 1996 - November 2006
Education
Moravian College 1992 — 1996
Finance, Economics
Edward Jones January 2012 - February 2015
Wells Fargo Advisors, LLC February 2011 - August 2011
Video Production Services 2009 - 2011
Wait Media Group 2009 - 2010
KOCE-TV June 2003 - February 2009
KTVL-TV 2000 - 2003
Skills
Video, Voice Over, Video Production, Video Editing, Radio, Media Relations, Press Releases, Television, Public Relations, Editing, Public Speaking
Education
Northwestern University 1982 — 1983
Master's, Journalism
University of California, Los Angeles 1978 — 1982
BA/English, Communications
Marina High School 1974 — 1978
RCM Wealth Advisors September 2013 - Present
Wells Fargo Advisors, LLC December 2011 - September 2013
Skills
Investments, Insurance, Finance, Series 7, Retirement Planning, Mutual Funds, Fixed Annuities, Retirement, Wealth Management, Investment Advisory, Asset Allocation, Strategic Financial..., Estate Planning, Series 63, 401k, Securities, Life Insurance, Long-term Care, Alternative Investments, Financial Planners, Disability Insurance, Management, Investment Strategies, IRAs, Investment Education, Financial Education, Financial Planning
Education
National Louis University
Master's Degree, Educational Edministration
Raymond James Financial Services Inc. October 2013 - Present
Wells Fargo Advisors, LLC July 2004 - October 2013
Bank of America June 2002 - June 2004
Skills
Retirement Planning, Wealth Management, Banking, Financial Advisory, Loans, Investments, Financial Markets, Mutual Funds, Portfolio Management, Investment Advisory, Financial Analysis
Education
Northern Michigan University 1996 — 2001
Bachelor, Finance
Wells Fargo Advisors, LLC December 2013 - Present
Wells Fargo November 2005 - December 2013
Education
Northeastern Illinois University 2002 — 2006
BA, Criminal Justice
Good Counsel 1990 — 1994
Wells Fargo Advisors, LLC September 1996 - Present
Smith Barney April 1992 - September 1996
Education
Moravian College 1985 — 1989
BA, Business Management, Political Science
MHS
Wells Fargo Advisors, LLC December 2009 - Present
Wells Fargo Advisors, LLC May 2008 - November 2009
Wachovia, Corporate Investment Bank 2007 - 2008
Compass Group 2005 - 2007
Skills
Series 7, Series 24, Asset Allocation, Asset Management, Credit, Finance, Financial Services, Investments, Mutual Funds, Portfolio Management, Securities, Spanish, Wealth Management
Education
Charlotte Catholic
North Carolina State University
BA, Spanish
North Carolina State University - College of Management
BS, Finance
University of Valencia
Wells Fargo Advisors, LLC July 2013 - Present
Wells Fargo Advisors, LLC March 2004 - July 2013
Drexel Burnham Lambert May 1988 - June 1990
Drexel Burnham Lambert May 1981 - May 1988
Skills
Operations Management, Customer Service, Microsoft Office
Education
New York University
Wells Fargo Advisors, LLC November 1997 - Present
Skills
Retirement Planning, Asset Allocation, Insurance, 401(K) Rollovers., Business-Succession..., Deferred Compensation..., Estate Investment..., Multi-Generational..., Wealth-Preservation...
Education
New York University
Masters In Business Administration
Wells Fargo Advisors, LLC August 2007 - Present
Education
North Central College 2000 — 2002
Business Management, Business, Finance, Communications
Naperville North 1994 — 1998
Wells Fargo Advisors, LLC 2009 - Present
Merrill Lynch 1993 - 2008
Skills
Asset Allocation, Wealth Management, Securities, Investments, Strategic Financial..., Financial Analysis, Insurance, Financial Reporting, Series 7, Series 63, Accounting, Mutual Funds, Real Estate, Business Analysis, Small Business, Strategic Planning, Fixed Income, Alternative Investments, Portfolio Management, Budgets, Estate Planning, Investment Strategies, Retirement Planning, Equities
Education
Northeastern University 1965 — 1970
Bachelor of Science, Finance
Wells Fargo Advisors, LLC Responsibility for the direction and management to teams supporting the creation and delivery of over 300 million regulatory customer notifications, management of the firms Unclaimed Property program, delivery of over 12 million operational client communications and management of service support teams. Team members and contractors supporting these processes are located domestically and offshore. Accountable for managing an annual budget of +$8 million, mitigating operational risk and designing operational controls to limit firm exposure. VP Operations and ServiceWells Fargo AdvisorsJanuary 2010 - Present
Skills
Risk Management, Financial Analysis, Leadership, Business Analysis, Process Improvement
Education
Missouri State University 1982 — 1986
Bachelor’s Degree, Economics
School name:
St. Louis Cardinals March 2006 - Present
Wells Fargo Advisors, LLC February 2004 - Present
Skills
Mutual Funds, Retirement Planning, Wealth Management, Prime Brokerage, Investments, Securities, Asset Management
Education
Southwest Missouri State University 1997 — 2001
BS, Business/Corporate Communications
Wells Fargo Advisors, LLC December 2008 - Present
CitiSmithBarney May 1998 - December 2008
Merrill Lynch October 1987 - April 1998
Skills
Investments, Retirement Planning, Alternative Investments, Securities, Insurance, Risk Management, Financial Services, Equities, Asset Allocation, Fixed Income, Bonds, Capital Markets, Hedge Funds, Due Diligence, Corporate Finance, 401k Rollovers, Retirement Plan..., Investment Strategies, Strategic Planning, Tax Efficient Strategies, Wealth Preservation..., Concentrated Stock..., Estate Planning...
Education
New York University
MBA, Finance and International Business
University of Pennsylvania - The Wharton School
B.S. Economics, Finance and Marketing
The Gilman School
Wells Fargo Advisors, LLC October 2007 - Present
Skills
Retirement Planning, Asset Allocation, Mutual Funds, Retirement, Investments
Education
Montclair State University 1994 — 1999
Business Administration
Wells Fargo Advisors, LLC January 2012 - Present
Education
Northern Illinois University 1969 — 1973
Bachelor's degree, Psychology
Wells Fargo Advisors, LLC July 2005 - Present
Education
Missouri Southern State University 1975 — 1979
BS, Economics and Finance
Wells Fargo Advisors, LLC June 2009 - Present
AG Edwards & Sons March 2000 - May 2009
David Lerner Associates, Inc. January 1992 - March 2000
Education
Nassau Community College 1992 — 1995
Associate's Degree
Wells Fargo Advisors, LLC October 2008 - Present
Edward Jones July 2000 - October 2008
Walgreens November 1998 - July 2000
Skills
Series 7, Series 63, Series 24, Series 9, Series 10, AAMS, Mutual Funds
Education
Webster University 2000 — 2003
Master of Business Administration (M.B.A.), Finance, General
Missouri State University 1993 — 1998
Bachelor of Science, Business, Management, Marketing, and Related Support Services
Glendale highschool 1989 — 1993
Wells Fargo Advisors, LLC June 2000 - Present
Skills
Investments, Equities, Asset Allocation, Financial Analysis, Hedge Funds, Private Equity, Team Leadership, Microsoft Office, Public Speaking
Education
NYU
Wells Fargo Advisors, LLC October 2013 - Present
Pinnacle Wealth Management Pvt Ltd October 2011 - October 2013
Wayne Hummer Asset Management June 2006 - May 2010
Education
Northeastern Illinois University 1983 — 1985
Bachelors, Training/Development/Psychology
Wells Fargo Advisors, LLC June 2012 - Present
Dawson James Securities September 2010 - June 2012
Skills
Informational Technology, Equities, Investments, Wealth Management, Mutual Funds, Asset Managment, Financial Advisory, Sales, Securities, Bonds, Series 7
Education
Monmouth University 2008 — 2010
M.A.T., Mathematical Education
Monmouth University 2004 — 2008
B.A., Communication
Wells Fargo Advisors, LLC April 2011 - Present
Morgan Stanley November 1984 - April 2011
Skills
Management, Negotiation, Tax, Asset Allocation, Microsoft Office, Community Development, Financial Services, Investment Advisory, Contract Negotiation, Wealth, Wealth Management..., Customer Service, Team Building, Retirement Planning, Series 7, Mutual Funds, Wealth Management, Budgets, Operations Management, Series 63, Investments
Education
Nicholls State University
Bachelor of Science
Wells Fargo Advisors, LLC October 2011 - Present
US Bank April 2010 - September 2011
Sara Lee Bread Company May 2008 - December 2009
Education
Missouri State University 2005 — 2009
Bachelor of Science (B.S.), Accounting
Missouri State University 2005 — 2009
Bachelor of Science (B.S.), Management
Wells Fargo Advisors, LLC August 2012 - Present
R.J. O'Brien February 1999 - March 2012
Salomon Smith Barney August 1985 - February 1999
Education
Northwestern University 1981 — 1985
Master of Business Administration (MBA) & School of Law (J.D.)
University of California, Berkeley 1977 — 1981
Bachelor of Science (BS), Business Administration
Wells Fargo Advisors, LLC October 2013 - Present
Citi Personal Wealth Management July 2007 - October 2013
Fidelity Investments November 1999 - June 2006
Education
Thomas More College 2003 — 2004
Master of Business Administration (M.B.A.), Business Administration and Management, General
Morehead State University 1994 — 1998
Bachelor of Education (B.Ed.), Education/Teaching of Individuals in Elementary Special Education Programs
Wells Fargo Advisors, LLC 2004 - Present
Bear Stearns Cos. Inc. October 1976 - September 1999
Bear Stearns & Co. Inc. 1976 - 1999
Education
Northeastern University 1969 — 1970
Bachelor of Arts (BA), Finance and Insurance