Wells Fargo Advisors, LLC
Industry: Subsidiary
DescriptionWells Fargo Advisors is a subsidiary of Wells Fargo, located in St Louis, Missouri. It is the ninth largest brokerage firm in the United States as of August 17, 2017 with $490 billion retail client assets under management. Headquarters: St. Louis, Missouri, United States Number of employees: 15,000 Advisors Parent organization: Wells Fargo Founded: 4 September 2001 Total assets: 490 billion USD Subsidiaries: Wachovia Securities (Argentina) LLC (Buenos Aires Argentina),
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3,046 Wells Fargo Advisors, LLC employees in database. Find out everything there's to know about Wells Fargo Advisors, LLC employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Wells Fargo Advisors, LLC Employees
Wells Fargo Advisors April 2015 - Present
Wells Fargo Advisors, LLC April 2012 - Present
Wells Fargo Advisors, LLC March 2009 - April 2012
Wachovia Securities, LLC March 2007 - March 2009
Wachovia Securities/Prudential Securities June 2002 - March 2007
Andover Brokerage, LLC October 2000 - June 2002
DLJ Direct April 1999 - August 2000
Skills
Business Analysis, Staff Mentoring, Staff Development, Team Leadership, Retail Brokerage, Operations Management, Technology Integration, Series 7, Series 63, Mutual Funds, Process Improvement, Strategy, Securities, Investments
Education
Oswego State University 1995 — 1999
Bachelor of Science, Business Management; Finance
State University of New York College at Oswego 1995 — 1999
Bachelor of Science, Business Management; Finance
References
BizLender LLC October 2015 - Present
Wells Fargo November 2013 - Present
Wells Fargo December 2012 - November 2013
Wells Fargo December 2010 - November 2012
Wells Fargo Advisors, LLC September 2008 - November 2010
Summit Lending Inc February 2004 - September 2008
The Vanguard Group March 1998 - August 1998
Skills
Investments, Finance, Strategy, Mortgage Lending, Small Business, Management, Financial Planners, High Net Worth..., Personal Finance, Loans, Banking, Credit, FINRA, Mortgage Banking, Loan Origination, Commercial Lending
Education
Temple University - Fox School of Business and Management 1999 — 2003
Businass Administartion, Marketing
Lower Moreland
Wells Fargo Advisors, LLC September 2012 - Present
Sterne Agee August 2006 - September 2012
Merrill Lynch 1991 - 2006
Georgia Pacific Corporation April 1986 - April 1991
Skills
Finance, Securities, Retirement Planning, Customer Service, CRM, Sales, Financial Analysis, Insurance, Risk Management, Retail, Strategic Investment...
Education
The Citadel 1979 — 1983
BA, Business Administration
Morgan Stanley June 2015 - Present
Wells Fargo Advisors, LLC April 2013 - May 2015
Skills
Investments, Portfolio Management, Strategic Financial..., Estate Planning, Financial Advisory, Series 7
Education
Texas State University-San Marcos
Bachelor of Business Administration (BBA), Finance
Cowling & Burtsfield Wealth Management, LLC November 2012 - Present
Wells Fargo Advisors, LLC November 2001 - November 2012
Edward Jones September 1999 - November 2001
Skills
Retirement Planning, Retirement, 401k Rollovers, Financial Advisory, Wealth Accumulation, Wealth, Investments, IRAs, 401k, Asset Allocation, Investment Strategies, Finance, Variable Annuities, Fixed Annuities, Mutual Funds, Securities, ETFs, Alternative Investments, Estate Investment...
Education
Stephen F. Austin State University 1987 — 1990
Bachelor of Arts (B.A.), Communication, General
Wells Fargo Advisors, LLC. May 2014 - Present
Wells Fargo Advisors, LLC. February 2014 - April 2014
Wells Fargo Advisors, LLC March 2009 - February 2014
UBS Financial Services December 2006 - August 2008
Piper Jaffray September 2002 - August 2006
Piper Jaffray October 1995 - September 2002
Piper Jaffray April 1994 - October 1995
Piper Jaffray August 1992 - April 1994
Education
University of San Diego 1991 — 1991
Paralegal Certificate, Specialty: Corporations and Real Estate
St. Olaf College 1987 — 1991
Bachelor of Arts, Double Major: Economics (with a Management Concentration) and Urban Studies
Wells Fargo Advisors, LLC January 2009 - Present
Smith Barney May 2002 - January 2009
Merrill Lynch March 1994 - May 2002
Skills
Financial Services, Retirement, Securities, Finance, Coaching, Retirement Planning
Education
State University of New York College at Plattsburgh 1989 — 1993
Bachelor of Science (BS), Business Economics
Wells Fargo Advisors, LLC May 2007 - Present
Pennzoil June 1981 - April 2003
Education
Texas Tech University 1977 — 1981
Bachelor of Business Administration (BBA), Accounting
Wells Fargo Advisors, LLC September 2005 - Present
Skills
Financial Advisory, Asset Allocation, Personal Financial..., Life Insurance
Education
Texas Tech University 2002 — 2005
Masters of Science, Personal Financial Planning
Wells Fargo Advisors, LLC August 2005 - Present
Morgan Stanley July 2000 - August 2005
Skills
Asset Allocation, Investments, Retirement Planning, 401k Rollovers, Investment Strategies, Strategic Planning, Estate Investment..., Multigenerational..., Securities, Finance, Wealth Management, Series 7, Mutual Funds, Uniform Combined State..., Series 63, Portfolio Management
Education
State University of New York College at Geneseo 1996 — 2000
Frontier Central School
Wells Fargo May 2015 - Present
Bank of America June 2014 - May 2015
Zenmonics Inc February 2013 - May 2014
Zenmonics Inc October 2012 - February 2013
Zenmonics Inc September 2011 - October 2012
ITT Technical Institute January 2011 - September 2011
W2 Financial Staffing December 2009 - January 2011
Wells Fargo Advisors, LLC October 2008 - December 2009
Life Saver's of America, Inc May 2007 - May 2008
Daniel J. Farnsworth Law October 2005 - February 2006
Skills
Business Strategy, CRM, Microsoft Excel, Sales, Recruiting, Microsoft Word, Salesforce.com, Customer Service, PowerPoint, Leadership, Performance Management, New Business Development, Social Networking, Marketing, Networking, Microsoft Office, Retail, Time Management, Team Leadership, Training, Human Resources, Management, Outlook, Interviews, Sales Operations, Access, Strategic Planning, Competitive Analysis, Business Analysis, Telecommunications, Applicant Tracking..., Program Management, Change Management, Process Improvement, Vendor Management, Lead Generation, Employee Relations, Sourcing, Technical Recruiting, Employee Benefits, Team Building, Business Development, Strategy, Talent Acquisition, Contract Recruitment, Databases, Project Management, SDLC, Internet Recruiting, Software Documentation
Education
The Chicago School of Professional Psychology 2008 — 2011
MA, I/O Psychology
Tri-State University 2001 — 2005
BS, Criminal Justice/ Psychology
Vision Training Systems
PMP Certification Training
Wells Fargo Advisors, LLC January 2014 - Present
Morgan Stanley June 2009 - June 2013
Citigroup Global Markets July 1993 - June 2009
Lehman Brothers April 1991 - July 1993
Skills
Retirement Planning, Mutual Funds, Wealth Management, Investments, Securities, Asset Allocation, Strategic Financial..., Retirement, Equities, Portfolio Management, Fixed Income, Series 7
Education
Texas A&M University 1984 — 1990
Bachelor of Arts (B.A.), Kinesiology
Wells Fargo Advisors, LLC October 2013 - Present
Cohen Commercial Realty, Inc. May 2013 - September 2013
Wells Fargo July 2012 - May 2013
Wells Fargo July 2011 - July 2012
Advance Auto Parts October 2008 - August 2011
Skills
Finance, Customer Service, Financial Analysis, Investments, Strategic Financial..., Leadership, Mutual Funds, Time Management, Financial Planning, Personal Financial..., Estate Planning, Marketing, 401k Rollovers, Variable Annuities, Indexed Annuities, Fixed Annuities, Sales, Banking, Real Estate, Accounting, Microsoft Excel, Real Estate Economics, Credit, Retail, Commercial Real Estate, Forecasting, Mortgage Lending, Loans, Customer Satisfaction, Cash Management
Education
Florida State University 2011 — 2013
Bachelor of Science (BS), Finance and Real Estate, Graduate
Tallahassee Community College 2009 — 2010
Associate in Arts, Business
Forest High School
Wells Fargo Advisors, LLC 2008 - Present
Morgan Stanley Smith Barney 1989 - 2008
Skills
Investments, Retirement Planning, Mutual Funds, Asset Allocation, Public Speaking, Securities, Nonprofits, Series 63, Financial Services
Education
Temple University 1984 — 1987
Bachelor of Applied Science (B.A.Sc.), Finance, General
Wells Fargo Advisors LLC December 2010 - Present
RBC Wealth Management February 2001 - December 2010
Branch Cabell & Company March 1994 - February 2001
Skills
Retirement Planning, Finance
Education
State University of New York College at Plattsburgh 1988 — 1992
Bachelor of Science (BS), Marketing/Marketing Management, General
Wells Fargo Advisors, LLC May 2007 - Present
Skills
Finance, Asset Allocation, Retirement, Financial Services, Fixed Annuities, Insurance, Risk Management, Financial Analysis
Education
The Citadel 1983 — 1987
BA IN BUSINESS ADMINISTRATION
Wells Fargo Advisors, LLC November 2012 - Present
Morgan Stanley August 2008 - November 2012
Skills
Financial Services
Education
University of Phoenix 2005 — 2007
Master of Business Administration (M.B.A.), Global Management
The Catholic University of America 1992 — 1996
Bachelor of Arts (B.A.), English Language and Literature
Wells Fargo Advisors, LLC January 2002 - Present
Skills
401k Rollovers, Business-owner Planning, Insurance, Tax-efficient Strategies, Wealth Preservation..., Advisory Products &...
Education
University of South Florida 1988 — 1991
B.A. Speech Communications, Psychology
Manatee Community College
Associate of Arts (AA)
Wells Fargo Advisors LLC 1981 - Present
Skills
Retirement Planning, Retirement Income, Long Term Care Insurance, IRA RollOvers, 401K Plans, Annuities, Social Security..., Investments, IRAs & Roth IRAs, Insurance
Education
The University of Texas at Austin 1965 — 1967
B.A., Political Science, English, Education
Texas State University-San Marcos 1963 — 1965
Political Science and Government/ English
Wells Fargo Advisors, LLC September 1994 - Present
Education
The American College
Master of Science (MSFS), Financial Planning and Services
Wells Fargo Advisors, LLC June 2013 - Present
Morgan Stanley April 2013 - May 2013
Allied Telecom Group November 2011 - April 2013
Capitol Endeavors, LLC October 2011 - April 2013
Herb Gordon Volvo June 2011 - November 2011
Circulation Promotions Unlimited, Inc. April 2011 - June 2011
Santoy Hospitality 2010 - 2011
Skills
Telecommunications, Customer Service, Customer Relations, Public Speaking, Microsoft Office, PowerPoint, Word, Excel, Research, Strategic Planning, Social Media, Account Management, Microsoft Excel, Sales, Networking, Training, Salesforce.com, Microsoft Word, VoIP, Security, Project Management, Troubleshooting, Managed Services, Cloud Computing, Process Improvement, Contract Negotiation, Direct Sales, New Business Development, Business Development, Program Management, Team Building, Leadership, Management, Solution Selling, Risk Management, Team Leadership, Customer Satisfaction, Strategic Partnerships, Sales Management, CRM, Cold Calling, Project Planning, Sales Process, Sales Operations, SaaS, Selling, Vendor Management, Customer Retention, Lead Generation, Data Center
Education
The Catholic University of America 2011 — 2016
BA/MSM, Business Management, 3.6 GPA
Thomas Sprigg Wootton High School 2005 — 2008
High School Diploma, General Studies
Franklin, Parlapiano, Turner, and Welch LLC July 2012 - Present
Texas Tech University August 2009 - May 2012
Franklin, Turner, and Welch LLC May 2009 - August 2011
BBVA Wealth Solutions Inc May 2008 - August 2008
Wells Fargo Advisors LLC May 2006 - July 2006
Education
Texas Tech University 2009 — 2012
Master of Business Administration (MBA), General Business
Texas Tech University 2009 — 2012
Master of Science (M.S.), Personal Financial Planning
Texas Christian University - M.J. Neeley School of Business 2005 — 2009
B.B.A., Finance
Cy Springs
Cy Springs
Wells Fargo Advisors, LLC August 2001 - Present
Smith Barney 1988 - 2001
Skills
Retirement Planning, 401k Rollovers
Education
State University of New York Institute of Technology at Utica/Rome 1982 — 1984
State University of New York College of Agriculture and Technology at Morrisville 1980 — 1982
Wells Fargo Advisors, LLC February 2009 - Present
UBS Financial December 2000 - February 2009
Merrill Lynch October 1988 - December 2000
Skills
Public Speaking, Retirement Planning, Investments, Financial Analysis, Asset Management, Insurance, Financial Services, Risk Management, Asset Allocation
Education
The College of New Jersey 1976 — 1980
Bachelor's degree, Political Science and Government
AKT Wealth Advisors January 2012 - Present
Wells Fargo Advisors, LLC January 2005 - January 2012
Education
Stanford University 1992 — 1997
BS, Industrial Engineering
Wells Fargo Advisors, LLC January 1988 - Present
Dean Witter Reynolds Inc. January 1984 - January 1988
Education
Texas A&M University 1979 — 1983
Bachelor of Business Administration (B.B.A.), Finance
ColdQuanta, Inc. August 2015 - Present
Rapid International USA, Inc. March 2014 - 2015
Staying Busy While Seeking Approprate Employment January 2013 - February 2014
RMI Laser August 2011 - November 2012
Wells Fargo Advisors, LLC May 2010 - May 2011
Tridaq, Inc. August 2009 - March 2010
Three Value Logic Sales Institute February 2007 - March 2009
ProSource Development December 2005 - July 2006
Digital Insight Corporation May 2002 - December 2004
Wipro Technologies October 2000 - December 2001
Skills
Business to Business..., Public Speaker, Project Manager, Managerial Experience, Trainer, Management, Sales Management, B2B, Public Speaking, Sales, Negotiation, Sales Process, Sales Operations, Forecasting, Team Building, SaaS, Selling, Salesforce.com, Account Management, Solution Selling, Lead Generation, Business Development, Coaching, Enterprise Software, Training, Cold Calling, New Business Development, CRM, Sales Presentations, Direct Sales, Strategic Partnerships, Leadership, Start-ups, Marketing, Strategy, Marketing Strategy, Channel Partners, Key Account Management, Professional Services, Competitive Analysis, Cross-functional Team..., Data Center, Trade Shows
Education
Syracuse University
Bachelor of Science, Marketing
Citizens Financial Group, Inc. November 2012 - Present
Wells Fargo Advisors LLC September 2010 - November 2012
Morgan Stanley Smith Barney August 1990 - September 2010
Smith Barney 1992 - 1996
Skills
Wealth Management..., Personal Financial..., Retirement Planning, Estate Planning, Lending, Insurance, Risk Management, Investment Management, Equities, Fixed Income, Separately Managed..., Mutual Funds, Variable Annuities, Fixed Annuities, Public Speaking, Series 63, Series 7, Series 65, Alternative Investments, Financial Advisory, Retirement, Portfolio Management, Financial Services, High Net Worth..., Retirement Plan..., Wealth Accumulation, Asset Management, Wealth Management, Investment Advisory
Education
State University of New York at New Paltz 1985 — 1989
Bachelor's Degree, Finance, Economics
Wells Fargo Advisors, LLC December 1997 - Present
Fisher Price June 1970 - October 1995
Skills
Investments, Management, Finance
Education
State University of New York at Buffalo - School of Management 1971 — 1975
Bachelor of Science (BS), Management
Wells Fargo Advisors, LLC 2003 - 2012
USAA Investment Management Company 1998 - 2002
USAA Investment Management Company 1993 - 1998
USAA Investment Management Company 1991 - 1993
Skills
Risk Management, Financial Analysis, Strategic Financial..., Policy Analysis, Policy Writing, Performance Improvement, Process Improvement, Training Needs Analysis, Account Management, Customer Service, Consultative Sales..., Leadership, Project Planning, Team Building, Strategic Planning, Project Management, Management, Program Management, Analysis, Investments, Executive Management, Portfolio Management, Business Process..., Strategy, Leadership Development, Training, Financial Services, Organizational..., Vendor Management, Budgets, Business Development, Performance Management, Business Planning, Change Management, Forecasting, Human Resources, Business Strategy
Education
Texas A&M University
Bachelor of Business Administration (B.B.A.), Marketing
University of Wyoming
Master of Business Administration (M.B.A.), Business Administration and Management
AVMAC LLC August 2015 - Present
Capital One January 2015 - July 2015
Capital One October 2014 - July 2015
Capital One April 2013 - March 2015
Wells Fargo Advisors, LLC March 2008 - June 2012
US Navy July 1997 - May 2008
Skills
Leadership, Organizational..., Finance, Budgets, Process Improvement, Project Planning, Data Analysis, Operational Planning, Risk Management, Navy, Human Resources, Management, Program Management, Associate Engagement, Account Management, Team Building, Team Leadership, Employee Engagement, Coaching, Awesomeness in the..., Customer Service, Call Centers, Training, Mutual Funds, Military, Analysis, Cross-functional Team..., Portfolio Management, Sales, Communication Skills, Critical Thinking, Proposal Writing, Retirement Planning, Logistics, Relationship Management, Security Clearance, Collaboration, High Organizational..., Active Listening, Open Minded, Logistics Management, Series 7, Microsoft Office, Budget, Public Speaking, Briefing, Interactive Learning, Government Contracting, Problem Solving, Process Management
Education
The College of William and Mary - The Mason School of Business 2006 — 2007
MBA, Business
Mary Washington College 1993 — 1997
B.A. International Affairs, International Relations and Affairs
Old Dominion University 2012 — 2012
Virginia Teacher Licensure, Education, Provisional (Career Switcher) License
Personal Finance Institute (Virginia Council on Economic Education) 2012 — 2012
w!se Financial Literacy Certification, Personal Finance
Green Run High School 1989 — 1993
Honors Graduate
Wells Fargo Advisors, LLC March 2009 - Present
Merrill Lynch 1999 - 2009
Skills
Retirement Plan..., 401k, Qualified Retirement..., Asset Allocation, ETFs, Employee Benefits, Defined Benefit, Retirement Planning, ERISA, ESOP, Cash Balance, Profit Sharing, Investment Due Diligence, Benchmarking Analysis, Retirement Readiness, Employee Education
Education
UCLA Anderson School of Management Executive Education 2012 — 2013
The Retirement Advisor University, C(k)P Designation
The Citadel 1993 — 1997
BA, Psychology
Wells Fargo Advisors, LLC October 1997 - Present
Education
State University of New York College at Buffalo 1992 — 1996
Bachelors of Science, Economics/Finance
Orchard Park High School 1985 — 1989
Wells Fargo Advisors, LLC August 2012 - November 2013
PlainsCapital Bank June 2007 - January 2012
J&M Steel Company June 2002 - June 2007
Self Employed January 2000 - May 2002
Spade Ranches Ltd. 1994 - 2000
Skills
Analysis, Finance, Investments, Operations Management, Purchasing, Credit, Real Estate, Credit Risk, Cash Flow, Portfolio Management, Financial Analysis, Risk Management, Commercial Lending, Sales, Loans, Credit Analysis, Banking, Strategic Financial..., Mortgage Lending, Wealth Management
Education
Texas Tech University 1987 — 1989
MS, Finance/Economics
Texas Tech University 1983 — 1987
BS, Agriculture Education
Robert W. Baird & Co. June 2012 - Present
Wells Fargo Advisors, LLC 2010 - July 2012
Robert W. Baird 2008 - 2010
Skills
Financial Modeling, Financial Analysis, Investments, Securities, Portfolio Management, Valuation, Corporate Finance, Finance, Capital Markets, Investment Banking, Private Equity, Risk Management, Due Diligence, Investor Relations
Education
University of Florida 2007 — 2008
MBA
Tecnológico de Monterrey 2006 — 2007
MBA
University of Florida 2001 — 2006
BS - Agricultural and Biological Engineering
Pine View
Riverview High School
High School
Wells Fargo Advisors, LLC May 1997 - Present
Skills
Strategic Planning, Team Building, Sales Management, Financial Analysis, Management, Retirement Planning, Risk Management, Investments, Coaching, Credit Analysis, Customer Service, Finance, Mutual Funds, Income Statement, Insurance, P
Education
Syracuse University
MBA, Science
Universityof Colorado (Boulder)
Bachelor of Science (B.S.), Marketing
D.A. Davidson Companies September 2014 - Present
Wells Fargo Advisors, LLC November 2013 - September 2014
Wells Fargo January 2013 - November 2013
D.A. Davidson & Co. November 2004 - October 2012
D.A September 2004 - September 2012
Missoula Symphony Association May 2009 - February 2011
D.A September 2009 - December 2009
Sherpa Mountain Import Co June 2001 - April 2004
University of Montana September 2001 - May 2003
Skills
Customer Service, Customer Relations, Strategic Planning, Word, Excel
Education
The University of Montana 1996 — 2003
Graduate Program, Communication Studies; Registered Paraplanner
University of Montana 1996 — 2000
BA Arts, Organizational Communication Studies
Stellenbosch University/Universiteit Stellenbosch 1999 — 1999
Wells Fargo Advisors, LLC May 1993 - Present
Skills
Investments, Financial Advisory, Retirement Planning, Retirement, Securities, Risk Management, Finance, Personal Finance, Insurance, Mutual Funds, Asset Allocation, Management, Long-term Care, Financial Services, Series 63, Alternative Investments, Series 7, Portfolio Management, Investment Management, Wealth Management, Financial Planning, Investment Strategies
Education
Stockton University 1990 — 1993
BA, Financial Management
Wells Fargo Advisors. LLC August 1976 - Present
Singer Electromode April 1972 - July 1973
Skills
Retirement, Financial Analysis, Hedge Funds, Mutual Funds, Equities, Securities, Financial Advisory, Insurance, Investments, Retirement Planning, Alternative Investments, Risk Management, Investment Strategies, Financial Modeling, Customer Service, Finance, Fixed Income, 401k
Education
Syracuse University 1982 — 1987
BA, English
State University of New York College at Buffalo 1969 — 1971
BA, Mathematics
Cayuga Community College 1967 — 1969
AS, Mathematics
Wells Fargo Advisors, LLC October 2006 - Present
Morgan Stanley July 1998 - October 2006
Barnett Banks, Trust Co. August 1990 - March 1998
Skills
Retirement Planning, Series 7, Uniform Combined State..., Series 63, Team Building, Vendor Management, Operations Management, Customer Satisfaction, Team Leadership, Microsoft Office, Budgets, Outlook, Management, Financial Services, Leadership, Sales, Coaching, Fixed Annuities, Training, Life Insurance, Estate Planning, Financial Planning
Education
The American College 2013 — 2015
CLU, Insurance and Retirement Planning
Robert W. Baird & Co. March 2011 - Present
Wells Fargo Advisors, LLC January 1996 - March 2011
Wachovia Securities Financial Network November 2007 - January 2009
A G Edwards January 1996 - November 2007
Emerson Electric Co. June 1993 - December 1995
Steve's Foreign Car Parts 1986 - 1991
Skills
Wealth, IRAs, Investment Advisory, Wealth Management..., Series 63, Retirement, Small Business, Series 7, Finance, Financial Services, Sales, Investment Strategies, Investment Management, Capital Markets, Risk Management, Asset Management, Investments, Portfolio Management, Insurance, Strategic Planning, Management, Fixed Income, Due Diligence, Valuation, 401k, Fixed Annuities, Private Equity, Hedge Funds, Financial Advisory, Bonds, Banking, Financial Modeling
Education
Texas A&M University 1988 — 1993
Bachelor of Science (B.S.), Industrial Distribution
Arlington Heights High School 1983 — 1988
High School, High School
Wells Fargo Advisors, LLC August 2008 - Present
Skills
Wealth Management, Financial Services, Strategy, Investments, Asset Allocation, Management, Securities, Mutual Funds, Finance, Alternative Investments, Equities
Education
Syracuse University - Maxwell School of Citizenship and Public Affairs 1977 — 1981
BS, Political Science
Syracuse University - S. I. Newhouse School of Public Communications 1977 — 1981
BA, Communications
Wells Fargo Advisors, LLC December 1998 - Present
Prudential Securities January 1994 - December 1998
Skills
retirement planning, investment planning, income investing, tax-efficient strategies, Risk Management, Domestic Partner..., education planning, Insurance, individual retirement..., Qualified Retirement..., 401k Rollovers, Investments, Retirement Planning
Education
University of Washington 1987 — 1989
Master of Business Administration (MBA), Finance, General
University of Minnesota-Twin Cities 1979 — 1982
Bachelor's degree, Japanese
St. Olaf College 1974 — 1978
Bachelor's degree, Philosophy
Wells Fargo Advisors, LLC February 2009 - Present
Skills
Wealth Preservation..., Asset Allocation, Estate Investment..., Finance, Leadership, Investments, Strategic Financial..., Insurance, Due Diligence, Small Business, Executive Management, Valuation, Financial Analysis, Financial Modeling, Real Estate, Private Equity, Mutual Funds
Education
The University of Texas at Austin 1970 — 1972
Masters of Public Affairs
Texas State University-San Marcos 1967 — 1970
Bachelor of Arts (B.A.), Sociology
Kades-Margolis Corporation March 2014 - Present
Wells Fargo Advisors LLC February 2012 - January 2014
Equinox Distributors February 2009 - November 2011
ICON Advisers March 2007 - September 2008
Protective Life January 2006 - January 2008
New York Life 2004 - 2006
Lincoln Financial Distributors 2000 - 2004
SunAmerica 1999 - 2000
Skills
Series 7, Mutual Funds, Annuities, Hedge Funds, Alternative Investments, Investments, Financial Markets, Managed Accounts, Managed Futures, Wholesaling, Public Speaking, Series 66, Insurance, Fixed Annuities, Strategic Financial..., 401k, Wholesale, Uniform Combined State..., Retirement Planning, Managing Accounts, Portfolio Management, Estate Planning, Wealth Management..., Retirement, Financial Services, Financial Planning, Wealth Management
Education
Temple University - Fox School of Business and Management 1993 — 1996
BBA, Economics
Girard College 1983 — 1991
College Prep, College/University Preparatory and Advanced High School/Secondary Diploma Program
Wells Fargo Advisors, LLC January 2007 - Present
AG Edwards & Sons, Inc. September 1984 - January 2007
L.F. Rothchild, Unterberg, Towbin March 1982 - September 1984
Skills
IRAs, Asset Allocation, Financial Advisory, Mutual Funds, Finance, Equities, Insurance, Retirement, 401k, Fixed Annuities, Investment Strategies, Alternative Investments, Investments, Asset Management, Retirement Planning, Financial Planning, Wealth Management, Portfolio Management, Investment Advisory, Securities, Financial Services, Estate Planning, Series 7
Education
The College of Saint Rose 1977 — 1979
Bachelor of Science, Business Administration/Finance
Warrensburg Central School 1970 — 1973
High School Degree, Business/Accounting
Wells Fargo Advisors, LLC April 1987 - Present
Morgan Stanley Dean Witter June 1984 - April 1987
Schneider, Burnett & Hickman September 1982 - June 1984
Skills
Retirement Planning, Comprehensive..., Charitable Gift Planning, Insurance and risk..., Life event planning, Executive stock options..., Preparing heirs for..., College Savings Plans, Mutual Funds, 401k Rollovers, Finance, Securities, Customer Service, Retirement, Financial Analysis, Sales
Education
Renaissance Charitable Giving Institute 1996 — 1996
Charitable Planned Giving
Texas Tech University 1980 — 1984
Bachelor of Business Administration (BBA), Finance
Cedar Creek Realty LLC March 2015 - Present
the Neighborhoods of Cedar Creek November 2012 - February 2015
Wells Fargo Advisors, LLC February 2011 - September 2012
GMAC Mortgage 2008 - 2009
Mehlman Realty Group 1991 - 1996
Skills
Series 7, Series 66, Retirement Planning, Wealth Management, 401k Rollovers, Investment Advisory, Mutual Funds, IRAs, Retirement, Saving for Education, Asset Allocation, Fixed Annuities, 529 Plans, Health Insurance, Term Life Insurance, Real Estate License, Real Estate Transactions, Mortgage Lending, Residential Mortgages, Reverse Mortgages, Residential Homes, Refinance, First Time Home Buyers, Sellers, FHA, New Home Sales, Investments, Short Sales, Condos, Wealth, Investment Properties, Foreclosures, Real Estate, Single Family Homes, Mortgage Banking, Mortgage Marketing
Education
Temple University
Applied Sciences
Dobbins Vo-Tech H. S.
Machine Design
Wells Fargo Advisors, LLC March 2008 - Present
Morgan Stanley August 1998 - March 2008
Merrill Lynch September 1996 - August 1998
Skills
Relationship Management, Financial Services, Risk Management, Securities, Strategic Planning, Brokerage, Financial Advisory
Education
California Lutheran University 2012 — 2016
Master of Business Administration (MBA), Financial Planning and Services
The American College 2004 — 2006
Chartered Financial Consultant
University of Colorado at Boulder 1988 — 1992
Bachelor of Arts (B.A.), Political Science and Government
Wells Fargo Advisors, LLC November 2014 - Present
Ameriprise Financial Services, Inc., Bryant Carroll & Associates June 2012 - September 2014
Georgia Tech Athletic Association 2010 - 2012
SunTrust Investment Services, Inc. 2009 - 2010
White Horse Advisors, LLC 2003 - 2009
Education
The University of Georgia 1998 — 2003
Bachelor of Business Administration (BBA), Marketing
The American College
ChFC® (Chartered Financial Consultant®), Financial Planning
Wells Fargo Advisors, LLC March 2010 - Present
The Ayco Company, L.P. May 2007 - March 2010
Skills
Financial Advisory, Investments, Retirement Planning, Wealth Strategies
Education
Texas A&M University
Bachelor of Science, Finance
The University of Dallas
Master of Business Administration
Wells Fargo Advisors, LLC 2005 - Present
Education
State University of New York at Buffalo 1989 — 1991
BA, Political Science
State University of New York College at Fredonia
Wells Fargo Advisors, LLC June 2012 - Present
Morgan Stanley Smith Barney September 1994 - June 2012
Banc One Securities June 1986 - September 1994
Skills
Investments, Securities, Alternative Investments, Financial Services, Finance, Asset Allocation, Mutual Funds, Due Diligence, Employee Benefits, Communication, Retirement Planning, Investment Strategies, FINRA, Insurance, Portfolio Management, Asset Management, Financial Analysis
Education
Texas Christian University - M.J. Neeley School of Business 1982 — 1986
BBA, Finance/Real Estate and Political Science
Wells Fargo Advisors, LLC April 2001 - Present
Skills
Investments, Retirement Planning, Asset Allocation, Insurance, Variable Annuities, Securities, Mutual Funds, Investment Strategies, Risk Management, 401k Rollovers, IRAs, Mortgage Lending
Education
Stephen F. Austin State University 1983 — 1987
Bachelor of Business Administration (BBA)
Rusk High School 1979 — 1983
Attorney at Law January 2010 - Present
Neutral Arbitrator for FINRA July 1990 - Present
Neutral Arbitrator for American Arbitration Association July 1990 - Present
Financial Industry Regulatory Authority (FINRA) August 2012 - April 2013
Wells Fargo Advisors, LLC August 2009 - July 2010
Well Fargo Advisors, LLC, formerly Wachovia Securities April 2004 - August 2009
Wells Fargo Advisors, LLC, formerly Wachovia Securities September 2002 - April 2004
Carlile Patchen & Murphy LLP January 2000 - September 2002
Skills
Legal Services, Arbitration, Alternative Dispute..., Securities, Securities Regulation, Litigation, FINRA, Mediation, Commercial Litigation, Dispute Resolution, Corporate Law, AML, Civil Litigation, Legal Research, Corporate Governance, Policy, Financial Services, Licensing, Legal Writing, Legal Assistance, Anti Money Laundering
Education
University of Oklahoma College of Law 1982 — 1985
JD with highest honors
Texas Christian University 1978 — 1981
BA Magna Cum Laude
Wells Fargo Advisors, LLC 2014 - Present
AXA Advisors 2013 - 2014
Pride International June 2010 - August 2010
Pride International June 2009 - January 2010
Momentum Audi June 2008 - August 2008
Skills
Sales, Access, Mutual Funds, Finance, Microsoft Excel
Education
Texas State University 2009 — 2012
Bachelor of Business Administration (B.B.A.), Finance
Wells Fargo Advisors LLC March 2013 - Present
Skills
Investments, Retirement Planning, 401k Rollovers, Networking, Financial Analysis, Estate Strategies, Client Relations, Business Development, Business Advisory
Education
Syracuse University - Martin J. Whitman School of Management 2000 — 2004
BS, Finance, Marketing
Paul VI high school 1996 — 2000
Wells Fargo Advisors, LLC August 2006 - Present
Smith Barney and predecessors May 1986 - August 2006
Skills
Financial Advisory, Investments, Retirement Planning, Wealth Strategies
Education
Texas A&M University
Wells Fargo Advisors, LLC December 2014 - Present
Skills
Investments, 401k, Financial Advisory, Retirement Income..., Financial Guidance, Long Term Care Insurance, Mutual Funds, Bonds, Equities, Annuity Sales, Stocks, 529 Plans, College Savings Plans, Life Insurance
Education
Texas A & M Corpus Christi
Bachelor of Science (B.S.), Business
Texas A&M University-Corpus Christi
Wells Fargo Advisors, LLC November 1998 - Present
A.G. Edwards & Sons, Inc. November 1998 - June 2008
Education
St. Louis Community College 1995 — 1998
Daugherty Business Solutions December 2014 - Present
Oakwood Systems Group May 2013 - December 2014
Midwest Employers Casualty Company May 2011 - April 2013
Anheuser-Busch InBev March 2011 - May 2011
Wells Fargo Advisors, LLC July 2009 - March 2011
Anheuser-Busch December 2006 - July 2009
Wells Fargo Home Mortgage March 2005 - November 2006
A.G. Edwards October 2000 - February 2005
Bunge of North America April 2000 - October 2000
Mallinckrodt April 2000 - October 2000
Skills
SSRS, SSAS, SSMS, Hyperion, SQL Server 2008 R2, Data Warehousing, ETL, Teradata, Business Intelligence, Datastage, SQL Server, Shell Scripting, Data Modeling, SSIS, Database Design, Oracle SQL, PL/SQL, Erwin, Data Integration, MS Project, XML, Unix, Unix Shell Scripting, Visio, R, GNU Octave, Analytics, Oracle, Business Objects, Data Quality, SQL, Analysis Services, SQL Server Management..., Agile Methodologies
Education
Washington University-CAIT 2012 — 2012
Ralph Kimball University 2000 — 2000
Fundamentals of Data Warehousing
Webster University 1990 — 1992
Bachelor of Arts, Computer Studies
St. Louis Community College
General Studies
STLMCS
Wells Fargo Advisors, LLC October 2004 - Present
Charles Schwab & Co July 1998 - August 2004
MAPA,, Inc June 1995 - September 1997
Education
Texas A&M University-Commerce
Bachelors
Wells Fargo Advisors LLC June 2015 - Present
Sorenson Trucking June 2014 - December 2014
Momentis International June 2013 - June 2014
Skills
Management, Social Networking, Leadership, Microsoft Office, Sales, Team Building, Event Planning, Microsoft Excel, Business Development, Negotiation, Sales Management, Customer Service, PowerPoint, Social Media, Public Speaking
Education
Texas A&M University 2011 — 2014
Bachelor's degree, Sports Management
Wells Fargo Advisors, LLC June 2008 - Present
Wachovia Bank 2004 - 2008
Circuit City 1999 - 2004
The Chamber Company LLC 1995 - 1999
Circuit City 1988 - 1995
Skills
Investments, Financial Analysis, Finance, Management, Sales, Leadership, Retirement, Insurance, Risk Management, Investment Strategies, Asset Management, Inventory Management
Education
The Citadel 1984 — 1988
BA, Mathematics with Minor in Business
LPL Financial July 2015 - Present
Wells Fargo Advisors, LLC September 2013 - July 2015
The Diamondback Tavern November 2012 - May 2013
B2 Restaurants 2006 - 2013
Artful Gourmet Bistro August 2011 - April 2012
Skills
Time Management, Customer Service, People Skills, Research, Microsoft Office, Social Media, Strategic Planning, Phone Etiquette, Cashiering, Cash Handling Experience, Determination to Succeed, Learning Quickly, Series 7, Series 63, Management
Education
Stevenson University 2010 — 2013
Bachelor's degree, Business Administration
Wells Fargo Advisors, LLC August 2012 - Present
Bank of America Merrill Lynch July 2009 - August 2012
Morgan Stanley January 2007 - July 2009
Skills
Financial Advisory, Retirement Planning, Retirement, Investments, Risk Management, Strategic Planning, Multigenerational..., Asset Allocation, Mutual Funds, Securities
Education
Stanford University 1986 — 1987
The Johns Hopkins University 1970 — 1974
Bachelor’s Degree, American History & Literature
Wells Fargo Advisors, LLC 2000 - Present
Prudential Financial 1995 - 1999
Morgan Keegan & Co Inc 1993 - 1995
Capitol Securities 1979 - 1993
Austin Securities 1977 - 1979
Onion Creek Country Club 1975 - 1977
Skills
Investment Planning, Asset, Retirement Planning;, Retirement, 401, Risk, Multigenerational..., Investments, Marketing, Retirement Planning, Management
Education
Stephen F. Austin State University 1969 — 1974
Bachelor's degree, Education
Wells Fargo Advisors, LLC September 1994 - Present
Education
Texas A&M University
BBA, Finance
Self Employed August 2015 - Present
Wells Fargo Advisors, LLC October 2014 - August 2015
Wells Fargo Private Bank August 2013 - October 2014
Merrill Lynch July 2011 - November 2012
State Farm Insurance – James VonEiff Agency January 2010 - January 2011
Merrill Lynch June 2009 - September 2009
Nassau County Legislature December 2006 - December 2008
Skills
Strategic Financial..., Investments, Financial Services, Strategy, Insurance, Financial Advisory, Capital Markets, Technical Analysis, Cash Management, Commodity, Investment Management, Life Insurance, Relationship Management, Fixed Annuities, Due Diligence, Finance, Long-term Care, Loans, Credit, Economics, Emerging Markets, Estate Planning, 401k, Derivatives, Private Equity, Retirement, Risk Management, Bloomberg, Valuation, Hedge Funds, Financial Analysis, Bonds, Fixed Income, Alternative Investments, Financial Modeling, Retirement Planning, Investment Advisory, Equities, Investment Strategies, Securities, Mutual Funds, Financial Markets, Trading, Asset Allocation, Options Strategies
Education
State University of New York College at Oneonta 2006 — 2009
2009 Bachelor of Science, Business Economics
Lynbrook High School 2002 — 2005
Wells Fargo Advisors, LLC February 2015 - Present
Hackett Financial Group, LLC March 2014 - February 2015
Caldwell International Securities Corporation October 2013 - March 2014
Wimberley Lawn Care, LLC March 2009 - May 2013
Cypress Creek Church June 2004 - May 2013
Skills
Investments, Helping Others Succeed, Management, Team Leadership, Customer Service, Public Speaking, Finance, Leadership, Business Strategy, Small Business, Financial Advisory, Account Management, Equities, ETFs, Mutual Funds, Asset Allocation, Entrepreneurship, Strategic Planning, Retirement Planning, Life Insurance, Investment Planning, Portfolio Analysis, Wealth Planning, Wealth Transfer, Portfolio Construction
Education
Texas State University 2000 — 2004
Bachelor of Business Administration (B.B.A.), Management
Faith West Academy 1997 — 2000
Wells Fargo Advisors, LLC September 2014 - Present
Wells Fargo Bank, N.A. September 2014 - Present
Wells Fargo Bank, N.A. January 2012 - August 2014
Skills
Loans, Credit, Relationship Management, Banking, Financial Services, Sales, Small Business Lending, Consumer Lending, Finance, Home Equity Loans, Refinance, Financial Analysis, Series 63, Series 6, Insurance, Mutual Funds, Mortgage Lending, Corporate Finance, Financial Modeling, Loan Origination
Education
Temple University - Fox School of Business and Management 2006 — 2010
Bachelor’s Degree, Finance Management Information Systems
Wells Fargo Advisors, LLC July 2014 - Present
Wells Fargo January 2012 - June 2014
Wells Fargo February 2006 - December 2011
Skills
Financial Services, Retirement Planning, 401k Rollovers, Investments, Insurance, Business-Owner Planning, Financial Advisory, Multigenerational..., Wealth-Preservation..., Relationship Management, Asset Allocation, Fixed Income Strategies
Education
Syracuse University 1975 — 1976
Master's Degree, Public Administration
The College of New Rochelle 1970 — 1974
Bachelor's Degree
Oppenheimer & Co. Inc. March 2015 - Present
Wells Fargo Advisors, LLC November 2005 - March 2015
Morgan Stanley January 1997 - 2005
Skills
Investments
Education
The American College 2002 — 2006
Chartered Financial Consultant, Financial Planning and Services
Temple University 1998 — 2000
2000, Political Science, Business
University of Pittsburgh 1995 — 1998
Wells Fargo Advisors, LLC July 2013 - Present
Criterion Management LLC. July 2011 - July 2013
Coca Cola North America April 2010 - August 2010
Education
SUNY Brockport 2008 — 2011
Marketing, Business Administration and Management, General
Brewster High School 2005 — 2008
Wells Fargo Advisors, Llc August 2002 - Present
BP January 1996 - October 1998
Skills
Investments, Finance, Financial Analysis, Financial Services, Strategic Planning, Series 7, Portfolio Management, Upstream, Program Management, Risk Management
Education
University of Anchorage Alaska 1999 — 2002
MBA, Business Managemnet
Texas A&M University 1990 — 1993
M.S., Petroleum Engineering
University of Petroleum (East China) 1978 — 1982
B.S., Mathematics
Wells Fargo Advisors LLC 2011 - Present
Skills
Finance, Investments, Retirement Planning, Small Business, Asset Allocation, Investment Strategies, 401k, Retirement, Microsoft Excel, Financial Statement..., Business Valuation, Financial Modeling, Equity Research Analysis, SQL, VBA, Wealth Management
Education
Seattle University 2007 — 2011
Bachelor of Business Administration (B.B.A.), Finance
Stanford Continuing Studies
Value Investing
Wells Fargo Advisors, LLC 2014 - Present
Stillwater Capital Advisors June 2010 - March 2014
Morgan Stanley Smith Barney 1991 - 2010
Goldman Sachs 1985 - 1991
Education
Temple University 1985 — 1987
Wells Fargo Advisors LLC December 2013 - Present
Wells Fargo Bank N.A March 2012 - December 2013
Wells Fargo Bank N.A February 2010 - March 2012
Wachovia Bank N.A July 2009 - February 2010
Elliott Davis, LLC September 2007 - March 2009
Northwestern Mutual Financial Network May 2006 - August 2006
Skills
Financial Analysis, Accounting, Financial Planners, Financial Reporting, Insurance, High Net Worth..., Auditing, Microsoft Excel, Account Reconciliation, Financial Accounting, Risk Management, Asset Allocation, Securities, Invstments, Stock Analysis, Investment Strategies, Retirement Planning, Financial Planning
Education
The Citadel 2003 — 2007
Bachelor of Science, Business Administration; Accounting
Ridge View High School 1998 — 2002
Wells Fargo Advisors LLC December 2000 - Present
Education
Temple University - Fox School of Business and Management 1985 — 1988
Bachelors of Business Admisitration, Finance
Wells Fargo Advisors, LLC January 2003 - Present
Education
The University of Texas at Brownsville 2000 — 2004
Bachelors, Accounting
Tecnológico de Monterrey 2001 — 2002
Licenciado en Contaduría Publica, Accounting
Signature Capital Wealth Management Group of Wells Fargo Advisors November 2014 - Present
Wells Fargo Advisors, LLC January 2009 - November 2014
Ameriprise Financial Services, Inc. May 2007 - January 2009
Frazer, Wayman, Zirinsky & Associates January 2006 - May 2007
Home Generator Company June 2004 - January 2006
Skills
Investments, Retirement Planning, College Savings Plans, College Education..., Mutual Funds, ETFs, Stocks, Bonds, Fixed Annuities, Variable Annuities, Economics, Finance, Equities
Education
Temple University - Fox School of Business and Management 2000 — 2004
Bachelor of Business Administration (BBA), Business Management/Finance
Upper Dublin High School 1996 — 2000
Wells Fargo April 2015 - Present
Wells Fargo Advisors, LLC February 2014 - April 2015
Merrill Lynch October 2012 - February 2014
Merrill Lynch June 2012 - October 2012
UBS Wealth Management May 2011 - June 2012
Skills
Retirement Planning, Investments, Financial Analysis, Fixed Annuities, Financial Services, PowerPoint, Finance, Insurance, Microsoft Word, Microsoft Office, Wealth Accumulation..., Financial Modeling, Financial Reporting, Financial Advisory, Estate Planning, Portfolio Management, Sales, Life Insurance, Problem Solving, Corporate Retirement..., Financial Markets, College Savings Plans, Accident & Health..., Client Services, Financial Planning, Variable Annuities, Unit Investment Trusts, Mutual Funds, Separately Managed..., Microsoft Excel, Cash Flow Analysis, Customer Service, Wealth Transfer..., Tax Free Income..., Credit Management, Home Equity Lines of..., Revolving Lines of...
Education
Temple University 2015 — 2016
Certificate in Financal Planning
Neumann University 2008 — 2012
Bachelor's Degree, Accounting, 3.1
Wells Fargo Advisors, LLC March 2009 - Present
Smith Barney January 2000 - March 2009
Buckman-Mitchell, Inc. December 1994 - January 2000
Skills
Securities, Series 7, Retirement Planning, 401k, Investment Strategies, Insurance, Investments, Management, Retirement, Estate Planning, Fixed Annuities, Financial Services, Small Business, Finance, Wealth Management, Customer Service, Mutual Funds, Financial Planning, Financial Analysis, Portfolio Management, Financial Advisory, Team Building, Life Insurance, Asset Management
Education
Southwest Texas State University 1976 — 1979
Bachelor of Science (B.S.), Criminal Justice/Law Enforcement Administration
Wells Fargo Advisors, LLC February 2007 - Present
Morgan Stanley Wealth Management November 1986 - February 2007
IHOP May 1974 - January 1986
Skills
Investments, Financial Advisory, Retirement, IRAs, 401k Rollovers, Retirement Planning, Mutual Funds, Asset Allocation, Fixed Annuities, Investment Strategies, Saving for Education, Securities, 529 Plans, Strategic Planning
Education
Syracuse University 1979 — 1980
Wells Fargo Advisors LLC April 2008 - Present
Education
Syracuse University 2003 — 2007
Bachelor of Arts (BA), Economics
Wells Fargo Advisors, LLC 2009 - Present
Merrill Lynch February 2006 - February 2009
Wrestling Broadcast, Inc. September 2003 - June 2008
Spray Force Manufacturing January 2005 - January 2006
McGladrey Capital Markets LLC August 2003 - January 2005
Education
University of Illinois at Urbana-Champaign - College of Business 2001 — 2003
MBA, Finance
University of Illinois at Urbana-Champaign 1997 — 2001
BS, Kinesiology
Stanford University 1996 — 1997
Wells Fargo Advisors, LLC May 2008 - Present
First Command Financial Planning May 2007 - May 2008
Texas Air National Guard January 2000 - January 2007
United States Air Force December 1996 - December 2000
Education
Texas Christian University - M.J. Neeley School of Business 2004 — 2007
Bachelor of Business Administration, Finance
Wells Fargo Advisors, LLC February 2004 - Present
Morgan Stanley June 1993 - February 2004
Education
The Citadel 1989 — 1993
B.S., Business Administration
Wells Fargo Advisors, LLC February 2005 - November 2011
RBC Dain Rauscher December 1998 - August 2004
John G. Kinnard & Co. 1979 - 1998
Education
Saint Catherine University 2007 — 2012
BS
Stephens College 1979 — 1980
Magellan Health Services December 2012 - Present
Magellan Health Services August 2012 - December 2012
Wells Fargo Advisors February 2012 - August 2012
Biomedical Systems May 2011 - January 2012
Bradford & Galt October 2009 - January 2012
Wells Fargo Advisors, LLC October 2009 - April 2011
Amdocs September 1997 - December 2008
First Data Resources August 1994 - September 1997
Credit Systems Incorporated August 1990 - August 1994
Reliable Life Insurance July 1987 - August 1990
Skills
Testing, Data Conversion, Programming, Technical Analysis, Root Cause Analysis, SQL, SharePoint, SDLC, Visio, COBOL, Oracle, Business Analysis, DB2, Microsoft SQL Server, PL/SQL
Education
University of Missouri-Rolla 1985 — 1987
BS, Computer Science (M), Math (m)
St. Louis Community College 1983 — 1985
Computer Science
Eureka
Wells Fargo Advisors, LLC February 2009 - Present
Somerville, NJ April 2010 - Present
Skills
Strategic Financial..., Investments, Retirement, Alternative Investments, Finance, Retirement Planning, Wealth Management, Mutual Funds, Portfolio Management, Equities, IRAs, Fixed Income, Securities
Education
The College of New Jersey 1988 — 1992
SJV
Wells Fargo Advisors, LLC March 1999 - Present
Wells Fargo Advisors, LLC March 1999 - Present
Skills
Wealth Management, Asset Allocation, Securities, Mutual Funds, Investments, Asset Management, Equities, Financial Advisory, Retirement Planning
Education
Texas A&M University 1986 — 1989
Agriculture Economics
Wells Fargo Advisors, LLC September 1990 - Present
Dean Witter September 1980 - September 1990
Education
State University of New York at Buffalo - School of Management 1972 — 1976
Bachelor of Science, Management
Wells Fargo Advisors, LLC April 2015 - Present
Wells Fargo Advisors, LLC April 1993 - April 2015
Skills
Investments, Mutual Funds, Asset Allocation, Retirement Planning, Investment Strategies, Retirement, Financial Services, Retirement Savings, Investment Planning, 401k Rollovers
Education
St. Norbert College 1982 — 1986
Wells Fargo Advisors, LLC August 2010 - Present
Morgan Stanley Smith Barney September 2006 - August 2010
Merrill Lynch July 1995 - September 2006
Skills
Risk Management, Retirement Planning, Investment planning, Retirement Income..., Investment Strategies, Wealth Preservation..., Multi-generational..., Deferred Compensation, 401k Rollovers, Fixed Income Strategies, Insurance, Asset Allocation, Business Owner Planning, Estate Investment..., Financial Advisory, Tax-Efficient Strategies, Stock Analysis, Mutual Funds, Annuities, Bonds, Alternative Investments, Finance, Investments, Financial Services, Portfolio Management, Investment Advisory
Education
Stony Brook University
Bachelors
Wells Fargo Advisors, LLC November 2011 - Present
Skills
Private Banking, Wealth Management, Brokerage, High Net Worth..., Asset Management, Investments, Wealth Management..., Trading, Equities
Education
The University of Chicago Booth School of Business 2002 — 2004
MBA
Tecnológico de Monterrey
BA
Wells Fargo Advisors, LLC February 2002 - Present
Lehman Brothers 2000 - 2002
Cowen and Company 1985 - 2000
Skills
Investments, Equities, Securities, Financial Analysis, Portfolio Management, Fixed Income, Mutual Funds, Series 7, Asset Management, Financial Services
Education
Syracuse University 1973 — 1977
Accenture June 2000 - Present
Nationwide Financial January 2014 - Present
Large Global Investment Research Firm September 2012 - February 2014
CA Technologies December 2013 - January 2014
Farmers Insurance September 2013 - October 2013
Xcel Energy March 2012 - July 2012
The Hartford October 2011 - February 2012
Capital Group April 2011 - August 2011
Wells Fargo Advisors, LLC March 2009 - February 2011
Wells Fargo Advisors, LLC March 2008 - March 2009
Skills
Program/Project..., Project Delivery, Salesforce.com, Salesforce.com..., Data Architecture, Integration Architecture, Data Conversion and..., Technical Architecture..., Capital Markets, Asset Management, Mergers & Acquisitions
Education
Syracuse University 1996 — 1999
BS, Information Management & Technology
Wells Fargo Advisors November 2011 - Present
Wells Fargo Advisors June 2010 - Present
Wells Fargo Advisors, LLC April 2007 - June 2010
Wells Fargo Advisors, LLC 2007 - 2009
Janus Funds October 2004 - March 2007
Janus 2004 - 2007
A.G. Edwards June 2001 - October 2004
Lee Hecht Harrison 1998 - 2002
Skills
Leadership, Management, Business Intelligence, Series 7, Strategy
Education
University of Denver 2001 — 2003
MBA, Finance
University of Oregon 1994 — 1997
MS, International Studies
Tecnológico de Monterrey 1990 — 1995
BS, Communications
American School Foundation, Mexico City 1977 — 1988
Wells Fargo Advisors, LLC 2003 - Present
Wachovia Securities, LLC December 2003 - October 2008
Education
Texas Woman's University 2000 — 2007
Wells Fargo Advisors 2009 - Present
Wells Fargo Advisors, LLC 2008 - Present
Wachovia Securities May 2007 - Present
A.G. Edwards & Sons, Inc. June 1984 - May 2007
Education
Barrington University 2000 — 2002
BS, Management Information Systems
St. Louis Community College 1981 — 1983
AAS, Data Processing
University of Missouri-Saint Louis
Wells Fargo Advisors, LLC 2009 - Present
Citi Smith Barney January 2006 - March 2009
Citi June 2004 - January 2006
Citibank June 2003 - May 2004
American Express Financial Advisors November 2002 - June 2003
Skills
Investments, Insurance, Mutual Funds, Asset Allocation, Retirement Planning, Investment Advisory, Financial Advisory, Annuities, Fixed Income, Alternative Investments, Investment Strategies, Bonds, Long Term Care
Education
Tamkang University 1996 — 2000
Bachelor of Arts, German Literature
University of Wisconsin-Madison 1986 — 1990
Master's Degree, Journalism
Wells Fargo Advisors, LLC July 2000 - Present
Carl J. Greco, P.C. 1997 - 2000
Skills
Securities, Investments, Alternative Investments, Retirement Planning, Estate/Investment..., Estate Planning, Mutual Funds, Finance, Litigation, Series 7
Education
The Catholic University of America, Columbus School of Law 1995 — 1997
Juris Doctorate, Law
University of Scranton 1989 — 1993
Bachelor of Science (BS), Finance, General
Scranton Preparatory School 1985 — 1989
High School
Wells Fargo Advisors, LLC November 2005 - Present
Advest, Inc. August 1996 - November 2005
Prudential Securities Inc. May 1992 - August 1996
Skills
Asset Allocation, Investments, Retirement Planning, Alternative Investments, Asset Management, Mutual Funds
Education
State University of New York College at Cortland
KC Blazers February 2013 - Present
WELLS FARGO ADVISORS, LLC (FORMERLY WACHOVIA SECURITIES, LLC) December 2010 - April 2013
Wells Fargo Advisors, LLC August 2008 - January 2011
Community Health Charities of New England June 2007 - January 2010
Altana Pharma September 2002 - December 2006
inVentiv Health 1998 - 2000
Milex Products February 1995 - May 1997
Education
Rockhurst University 2014 — 2016
Post Bac Pre-Med
Stephens College 1986 — 1990
B.A., Business Administration
Stephens College 1986 — 1990
University of Pittsburgh 1988 — 1988
Wells Fargo Advisors, LLC April 2015 - Present
Morgan Stanley November 2007 - April 2015
Skills
Retirement Planning, Fixed Income, Alternative Investments, Investments, Financial Services, Portfolio Management, Personal Finance, Management, Asset Management, Customer Service, Estate Planning, Microsoft Office, Series 63, Series 7, Fixed Annuities, Equities, Finance, Insurance, Sales Management, Wealth Management, Asset Allocation, Strategic Planning, Mutual Funds
Education
State University of New York at New Paltz 1981 — 1985
Wells Fargo Advisors, LLC November 2006 - Present
Education
The American College
Edward Fleur Financial Education; Pass Perfect January 2012 - Present
Wells Fargo Advisors, LLC October 2000 - November 2011
Wells Fargo Advisors, LLC August 2009 - November 2010
Wachovia Securities May 2007 - August 2009
A. G. Edwards and Co. October 2000 - May 2007
J. C. Bradford and Co. April 1983 - September 2000
Skills
Series 7, Series 66, Series 63, Series 24, FINRA, Retirement Planning, Financial Advisory, Securities, Investments, Coaching, Brokerage, Insurance, Options, Series 9/10, AAMS, CRPC, Series 65
Education
Tennessee Technological University 1977 — 1981
BS, Education
Wells Fargo Advisors, LLC March 1996 - Present
Education
The American College 2004 — 2006
MSFS, Financial Planning and Services
University of California, Riverside 1989 — 1993
BS, Business Administration
Torrey Pines HS 1985 — 1989
MetLife September 2013 - Present
Wells Fargo Advisors, LLC March 2009 - August 2013
Nationwide Insurance 2008 - 2009
Skills
Retirement Planning, Mutual Funds, 401k Rollovers, Wealth Management, Charitable Trusts, Stocks, Bonds
Education
Texas State University-San Marcos 2003 — 2006
Bachelors, Management
Wells Fargo Advisors, LLC June 2004 - Present
Skills
Valuation, Portfolio Management, Business Strategy, Mutual Funds, Strategic Planning, Series 63, Alternative Investments
Education
The College of New Jersey 1965 — 1969
Bachelor of Arts (BA)
The College of New Jersey
Master of Arts (MA)
Steamatic Catastrophe Management May 2012 - Present
Robert W Baird & Co., Inc. February 2011 - February 2012
Wells Fargo Advisors, LLC April 2008 - February 2011
Merrill Lynch 2007 - 2007
Skills
Microsoft Excel, PowerPoint, Bookkeeping, Payroll, Payroll Taxes, Sales & Use Tax, Sales Tax, Multi-State Sales Tax, Office Administration
Education
Texas A&M University 2002 — 2006
B. B. A., Finance
Wells Fargo Advisors, LLC June 2013 - Present
Morgan Stanley Smith Barney February 2009 - May 2013
Merrill Lynch March 2003 - February 2008
A.G. Edwards & Sons, Inc. December 1995 - March 2003
Skills
Investments, Strategic Investment..., Investment Planning
Education
Texas Tech University 1991 — 1995
Bachelors, Finance/Economics
Wells Fargo Advisors, LLC June 2004 - Present
Morgan Stanley June 1994 - June 2004
Skills
Public Speaking, Fundraising, Investments, Customer Service, Event Planning, Finance, Microsoft Excel, Microsoft Office, Nonprofits, PowerPoint, Social Media, Strategic Planning, Analysis, Leadership, Asset Management, Research
Education
The College of New Jersey
Bachelor of Arts (BA)
The College of New Jersey
Master of Arts (MA)
Smart Resources April 2012 - Present
Wells Fargo July 2009 - 2012
Wells Fargo Advisors, LLC 2006 - 2009
Wachovia Securities, LLC 2004 - 2006
Wachovia Bank 2001 - 2004
Firstunion Bank 2000 - 2001
National Gaurd 1998 - 2001
SunTrust Bank 1997 - 2000
Circuit City 1993 - 1997
Skills
Project Mananger, Business Analysis, Change Management, Requirements Gathering, Customer Service, Requirements Analysis, SDLC, Vendor Management, Process Improvement, Project Portfolio..., Software Project..., Visio, MS Project, Business Requirements, Program Management, ITIL, Information Technology, Relationship Management, Team Leadership, Analysis, Technology Management, Business Process, Business Process..., Consulting, Leadership, Project Delivery, Requirements Management, Cross-functional Team..., Management, Project Management, PMP, IT Management, Software Documentation, Resource Management, Telecommunications, SharePoint, IT Strategy, Risk Management, PMO
Education
Strayer University 1999 — 2001
BSCN, Networking
Strayer University (VA) 1999 — 2001
MBMS, Management systems
Wells Fargo Advisors, LLC August 2008 - Present
RBC Wealth Management September 2006 - September 2008
Skills
Retirement-plan..., 401k Rollovers, Tax-efficient Strategies, Insurance, Retirement Planning, Mutual Funds
Education
The College of New Jersey
Bachelor's degree, Communication, General
Wells Fargo Advisors, LLC December 2009 - Present
SunTrust Investment Services March 2002 - December 2009
Skills
Investments, Retirement, Asset Allocation, Insurance, Mutual Funds, Retirement Planning, Stock Market Analysis, Wealth Preservation...
Education
St. Mary's University
BBA, International Business
Wells Fargo Advisors, LLC May 2008 - Present
A.G. Edwards & Sons, Inc. May 2006 - May 2008
Edward Jones August 1998 - May 2006
Citation Corporation January 1995 - 1997
Cumberland Swan 1990 - 1993
Skills
Retirement Planning, Investments, Retirement, Portfolio Management, Mutual Funds, 401k, Fixed Annuities, Securities, Estate Investment..., Strategic Investment...
Education
University of Alabama at Birmingham 1995 — 1996
M.B.A., Finance
Tennessee Technological University 1989 — 1994
B.S., Industrial Technology
Smyrna/LaVergne High 1987 — 1989
Wells Fargo Advisors, LLC October 2014 - Present
Washington University School of Medicine March 2013 - October 2014
University of Utah November 2012 - March 2013
University of Utah January 2007 - October 2012
University of Utah August 2006 - December 2007
University of Utah March 2005 - August 2006
Skills
Data Analysis, C++, ROOT, Monte Carlo Simulation, Physics, Statistics, Science, Simulations, LaTeX, Experimentation, Mathematical Modeling, Scientific Computing, Algorithms, Sensors, Spectroscopy, Software Engineering, Numerical Analysis
Education
University of Utah 2006 — 2012
PhD, High Energy Particle Astrophysics
Texas Tech University 1999 — 2003
Bachelor of Arts, Mathematics
Wells Fargo Advisors, LLC October 2000 - Present
J.C.Bradford & Co. July 1986 - October 2000
Skills
Financial Advisory, Retirement Planning, Investment Planning, Estate Investment..., Retirement-plan..., Multi-generational..., Insurance, Securities, Asset Allocation, Stock Analysis, Tax-efficient Strategies, Wealth-preservation..., 401k Rollovers, Fixed Income Strategies, Concentrated Stock..., Retirement
Education
Sweet Briar College 1970 — 1974
Bachelor
Wells Fargo Advisors, LLC May 2011 - Present
Morgan Stanley Wealth Management December 2008 - May 2011
Merrill Lynch August 2007 - November 2008
Merrill Lynch April 2006 - July 2007
Merrill Lynch July 2000 - March 2006
Skills
Finance, Retirement Planning, Asset Allocation, Tactical Asset..., Retirement Plan...
Education
University of Tulsa College of Law 1993 — 1996
JD, Law
Stetson University 1987 — 1991
Bachelor of Arts (B.A.), Majors Russian Studies / Political Science, Minors Business / French
Wells Fargo Advisors LLC July 1996 - Present
Allegheny/United Hospitals 1989 - 1994
Skills
INVESTMENTS, 401K ROLLOVERS, INSURANCE
Education
Temple University - Fox School of Business and Management 1987 — 1989
MBA, MS, Health Care Admin., Business, Finance
Penn State 1979 — 1981
BS, Health Care Admin., Biology
William Allen High School 1974 — 1977
Morgan Stanley Private Wealth Management June 2014 - Present
Morgan Stanley Private Wealth Management June 2010 - May 2014
Wells Fargo Advisors, LLC May 2009 - May 2010
Burt Associates Incorporated June 2009 - August 2009
Skills
Series 7
Education
The Catholic University of America 2006 — 2010
BSBA, Finance
Bergen Catholic HS 2002 — 2006
Wells Fargo Advisors, LLC April 1987 - Present
Halpern-Interstate Inc 1980 - 1986
Skills
401(k) Rollovers, Investments, Stock Analysis, Financial Services, Financial Advisory, Retirement, Finance, Retirement Planning, Mutual Funds, Risk Management, Asset Allocation, Fixed Income Analysis, Bonds, Financial Advice, Tax Reduction, Retirement Income..., Investment Planning
Education
Temple University 1975 — 1980
Business Administration and Management, General
Wells Fargo Advisors, LLC August 2007 - Present
A.G. Edwards & Sons, Inc June 1988 - August 2007
Skills
Investments, Retirement Planning, Asset Allocation, Alternative Investments
Education
Temple University 1976 — 1980
BBA, Finance, Accounting
Wells Fargo Advisors, LLC February 2007 - Present
OfficeTeam November 2005 - February 2007
Adecco Staffing, USA November 2004 - November 2005
UMB Bank July 2000 - September 2004
Skills
Retail Banking, Deposits, Credit, Loans, Risk Management, Commercial Banking, Financial Analysis, Credit Analysis, Finance
Education
University of Missouri-Saint Louis 2004 — 2007
Bachelor of Arts (BA), Communications
St. Louis Community College 1998 — 2004
Associate's degree, General Education
Stephen F. Austin State University October 2011 - Present
Wachovia Securities January 2010 - December 2010
Wells Fargo Advisors, LLC January 2010 - December 2010
Stephen F. Austin State University 2007 - 2009
Education
Stephen F. Austin State University
Wells Fargo Advisors, LLC February 1990 - Present
Tyndale House Publishers 1977 - 1982
Skills
Investments, Mutual Funds, 401k Rollovers, Municipal Bonds, Risk Management
Education
Taylor University 1973 — 1977
BA, Communication and Theatre Arts
Wells Fargo Advisors, LLC May 2012 - Present
Alabama Power Company April 2011 - March 2012
Tennessee Church of God State Executive Offices April 2005 - March 2010
Skills
Event Planning, Outlook, PowerPoint, Customer Service, Public Speaking, Microsoft Office, Microsoft Word, Microsoft Excel, Access, Event Management
Education
Texas A&M University-Commerce 2000 — 2000
Bachelors of Science, Speech Communications/Public Relations
Stephen F. Austin State University 1997 — 2000
Bachelor of Science (B.S.), Speech Communications
Wells Fargo Advisors, LLC May 2009 - Present
Morgan Stanley Smith Barney April 1996 - April 2009
Skills
Retirement, Retirement Planning, Mutual Funds, Asset Allocation, 401k, Investment Strategies, Investments, Alternative Investments, Securities, Life Insurance, Small Business
Education
University of New Orleans 1994 — 1997
BS, Finance
Strome College of Business 1992 — 1994
Raymond James & Associates April 2015 - Present
Wells Fargo Advisors, LLC June 2005 - July 2014
Wells Fargo Advisors January 2004 - June 2005
Wheat First Union 1998 - 2002
Paine Webber 1991 - 1997
Paine Webber 1989 - 1991
Oppenehimer & Co January 1984 - February 1988
Skills
Branch Management, Financial Advisory, New Business Development, Wealth Preservation..., Investment Strategies, Retirement Planning, Asset Allocation, Investments, Financial Services, Asset Management, Financial Planning, Mutual Funds, Portfolio Management, Recruiting, Business Development, Team Building, Wealth Management
Education
State University of New York College at Buffalo 1977 — 1978
BS, Bachelor of Science
State University of New York College at Oswego 1974 — 1976
Biology/Biological Sciences, General
Wells Fargo Advisors, LLC February 1992 - Present
A.G. Edwards & Sons, Inc. 1992 - 2007
NCNB National Bank ( BankAmerica) 1989 - 1992
Skills
Investments, Series 7, Mutual Funds, Series 63, Wealth Management, Portfolio Management, Fixed Income, Mortgage Lending, Loans, Investment Advisory, Banking, Financial Services, Investment Strategies, Retirement Planning, 401k Rollovers, Business Owner Planning, multigenerational..., Risk Management, Estate Investment..., Fixed Income Strategies, Finance, Strategic Analysis
Education
Stetson University 1984 — 1998
Bachelor of Business Administration, Finance
Wells Fargo Advisors, LLC May 2009 - Present
Wachovia Securities April 2009 - May 2009
Skills
Retirement Planning, Investments, Financial Services, Securities, Insurance, Asset Allocation, Retirement, Mutual Funds, Financial Analysis, Financial Advisory, Risk Management, Strategic Planning, Fixed Annuities, 401k Rollovers, Concentrated Stock..., Investment Strategies, Wealth Preservation..., Estate planning..., Stock Analysis, Fixed Income Strategies, Investment Planning, Variable Annuities
Education
State University of New York College at Brockport 1974 — 1978
BA, Political Science, History
Great Neck South High School 1970 — 1974
Wells Fargo Advisors, LLC September 2011 - Present
Education
Texas State University
BA, History
Wells Fargo Advisors, LLC July 2013 - Present
Morgan Stanley Wealth Management February 2008 - July 2013
UBS August 2002 - February 2008
Education
The University of Texas at Dallas 1987 — 1991
Electrical Engineering with a focus in System Analysis, Telecommunications
Stephen F. Austin State University 1980 — 1985
BBA Business Management, General Business
Wells Fargo Advisors November 2013 - Present
Wells Fargo Advisors, LLC August 2010 - November 2013
Wells Fargo Advisors March 2008 - August 2010
Education
SUNY New Paltz 1997 — 2001
Bachelor of Business Administration (B.B.A.), Finance
Morgan Stanley October 2012 - Present
Wells Fargo Advisors, LLC February 2008 - October 2012
Skills
Series 7, Financial Planning, Investments, Retirement Planning, 401k, Stocks, Bonds, Mutual Funds, ETFs, Series 66, Investment Strategies, Retirement Plans, Pensions, Profit Sharing, Defined Benefit, IRA's, Closed-end Funds
Education
Temple University - Fox School of Business and Management
Finance
Wells Fargo Advisors, LLC August 2010 - Present
Education
University of Southern California 1986 — 1989
Juris Doctorate, Law
SUNY Stony Brook 1981 — 1985
B.A., Political Science
Wells Fargo Advisors, LLC April 2012 - Present
Education
Texas A&M University 1999 — 2004
Bachelor of Science (B.S.), Economics and Business Administration
Wells Fargo Advisors, LLC January 2009 - Present
Smith Barney January 1980 - January 2009
Skills
Series 63, Investments, Portfolio Management, Financial Services, Equities, Mutual Funds, Retirement Planning, Securities, Alternative Investments, Series 7, Fixed Income, Wealth Management, Asset Allocation
Education
Syracuse University 1974 — 1978
Bachelor of Science (B.S.), Economics
Wells Fargo Advisors, LLC May 2009 - Present
Citi Smith Barney May 2002 - May 2009
Prudential Securities 1983 - 2002
Skills
Finance, Investments, Mutual Funds, Management, Asset Allocation, Securities, Financial Analysis, Fixed Income, Equities, Portfolio Management, Retirement, Wealth Management, Financial Services, Retirement Planning, Asset Management, Financial Planning, Risk Management, Banking, Financial Modeling
Education
Syracuse University 1975 — 1980
BA Economics, Economics and Engineering
Wells Fargo Advisors, LLC January 2003 - Present
JPMorgan Chase October 1998 - January 2003
Education
Texas Tech University 1976 — 1981
Bachelor of Business Administration (BBA), Banking, Corporate, Finance, and Securities Law
Wells Fargo Advisors, LLC 2011 - Present
Morgan Stanley Smith Barney 2009 - 2011
Smith Barney 2000 - 2011
Skills
Investments, Finance, Financial Services, Financial Analysis, Risk Management, Equities, Securities
Education
Stony Brook University 1985 — 1987
Bachelor of Arts (B.A.), Liberal Arts and Sciences, General Studies and Humanities
Wells Fargo Advisors, LLC January 2009 - Present
Dean Witter Morgan Stanley November 1984 - December 2008
Skills
Retirement Planning, Mutual Funds, Investments, Retirement, Asset Allocation, Financial Advisory, Securities, Investment Strategies, Fixed Annuities, Equities, Alternative Investments, Estate Investment...
Education
Texas Tech University 1979 — 1984
Finance