Wells Fargo Advisors, LLC
Industry: Subsidiary
DescriptionWells Fargo Advisors is a subsidiary of Wells Fargo, located in St Louis, Missouri. It is the ninth largest brokerage firm in the United States as of August 17, 2017 with $490 billion retail client assets under management. Headquarters: St. Louis, Missouri, United States Number of employees: 15,000 Advisors Parent organization: Wells Fargo Founded: 4 September 2001 Total assets: 490 billion USD Subsidiaries: Wachovia Securities (Argentina) LLC (Buenos Aires Argentina),
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Wells Fargo Advisors, LLC Employees
Wells Fargo Advisors, LLC February 2014 - Present
Hilliard Lyons 2006 - 2014
Smith Barney August 1997 - January 2006
United States Army June 1985 - December 1989
Skills
Retirement Planning, Strategic Investment..., Investments, Asset Allocation, Retirement, Cash Flow, Mutual Funds, Fixed Annuities, Securities, Investment Strategies, Insurance, Fixed Income
Education
Lawrence Technological University 2009 — 2015
Doctoral Candidate - ABD, Management (expected)
Central Michigan University 2006 — 2008
Master's, Administration
Central Michigan University 1989 — 1993
Bachelor's of Science in Business Administration, Management / Marketing
Wells Fargo Advisors, LLC January 2011 - Present
US Bank October 2010 - January 2011
Wells Fargo Financial September 2000 - September 2010
American Appraisal Associates January 1999 - August 2000
Skills
Investments, Retirement Planning, Asset Allocation, Retirement, 401k, Finance, Investment Strategies, Financial Analysis, IRAs, Risk Management, Financial Services, Mutual Funds, Relationship Management, Fixed Annuities, Alternative Investments, Insurance, Equities, Life Insurance, Securities, Sales Process, Savings, Financial Advisory, 401k Rollovers, Retirement Plan..., Bonds, 529 Plans, Term Life Insurance, Succession Planning, Fixed Income Strategies, Retirement Savings, Variable Annuities, Wealth Preservation..., Wealth Accumulation..., Municipal Bonds, College Savings Plans, Strategic Planning, Business Owner Planning, Concentrated Stock..., Deferred Compensation, Financial Reporting, Multi-generational..., Rollovers, Buy-sell Agreements, Estate Investment...
Education
Simpson College 1996 — 1999
Bachelors, Economics
Carthage College 1994 — 1995
General, Economics
Williamsburg
Wells Fargo Advisors, LLC January 2009 - Present
Smith Barney July 1990 - January 2009
Skills
Investments, Retirement, Insurance, Financial Services, Finance, Financial Advisory, Retirement Planning, Mutual Funds, Leadership, Marketing, 401k Rollovers, Asset Allocation, estate investment..., Retirement Plan..., Fixed -Income Strategies, Bonds
Education
California State University-Long Beach - College of Business Administration 1980 — 1982
Bachelor of Science, Business Administration
Palos Verdes High School 1973 — 1976
Wells Fargo Advisors, LLC January 2009 - Present
Skills
Retirement Planning, Wealth Accumulation, Investment Strategies, Saving for Education
Education
CSU Sacramento
National University
Wells Fargo Advisors, LLC April 2006 - Present
Skills
Retirement Planning, Mutual Funds, Investments, Retirement, Asset Allocation, Financial Advisory
Education
Carleton University 1980 — 1984
Bachelor of Arts (B.A.), Law
Wells Fargo Advisors, LLC August 2014 - Present
Merrill Lynch November 2006 - August 2014
Skills
Asset Allocation, Investment Strategies, Financial Advisory, Financial Services, Insurance, Multigenerational..., Securities, Tax-Efficient Strategies, 401k Rollovers, Risk Management, Business-Succession...
Education
California State University-Long Beach
Finance, Real Estate and Law, Finance and Financial Management Services
Habitat For Humanity of Riverside August 2015 - Present
United Way of the Inland Valleys March 2013 - July 2015
United Way of the Inland Valleys August 2012 - March 2013
Wells Fargo Advisors, LLC June 2010 - June 2012
Enterprise Holdings Inc. March 2008 - June 2009
Enterprise Holdings Inc. July 1990 - June 2009
Enterprise Holdings Inc. January 2006 - March 2008
Enterprise Holdings Inc. November 2003 - January 2006
Enterprise Holdings Inc. November 1998 - November 2003
Skills
Series 7, Series 63, Insurance, Strategic Planning, Marketing, Financial Analysis, Training, Sales, Management, Portfolio Management, Customer Satisfaction, Public Speaking, Fundraising, Leadership, Public Relations, Community Outreach, Small Business, Team Building, Communication, 401k, Loans, Nonprofits, Forecasting, Event Planning, Event Management, Marketing Strategy, Business Development, Customer Service, Sales Management, Account Management, New Business Development, Finance, Program Management, Direct Sales, E-commerce, Social Media Marketing, Budgets, Non-profits, Retail, Business Planning, Fixed Annuities, Investments, Mortgage Lending, Business Strategy, Social Media
Education
University of California, Riverside 2015 — 2016
Certificate in Nonprofit Management
La Sierra University 2011 — 2011
School of Business - Center for Philanthropy, Certificate for Professional Advancement in Philanthropy
California State University-San Bernardino - College of Business and Public Administration 1987 — 1990
BA, Marketing
Wells Fargo Advisors, LLC October 2007 - Present
Skills
Financial Advisory, Investment Strategies, Retirement Plan...
Education
Brown University 1974 — 1978
Bachelor of Arts (BA)
Wells Fargo Advisors, LLC May 2009 - Present
Skills
Financial Advisory, Investments, Wealth Management
Education
Bucknell University
BA, History
The Johns Hopkins University - Carey Business School
MS, Finance
Wells Fargo Advisors, LLC July 2012 - Present
Education
California State University-Northridge
Bachelor of Arts (B.A.), Economics
Wells Fargo Advisors, LLC February 2000 - Present
IndyMac 1998 - 1999
Access Financial (Subsidiary of Cargill, Inc.) 1994 - 1998
SouthTrust Bank 1993 - 1994
The Industrial Bank of Japan, Ltd. 1990 - 1992
Skills
Investments, Securities, Financial Services, Mutual Funds, Retirement Planning, Equities, Insurance, 401k Rollovers, Alternative Investments, Investment Planning
Education
California State University-Long Beach 1987 — 1989
Master of Business Administration (MBA), Finance, GPA 3.9
University of California, Riverside
Bachelor of Science (BS), Administrative Studies, Economics, GPA in major 3.7
Wells Fargo Advisors, LLC November 2012 - Present
St Louis Rams 2009 - 2012
Wells Fargo May 2008 - August 2008
Skills
Event Planning, Sales, Customer Service, Microsoft Office, PowerPoint, Insurance, Social Media, Microsoft Excel, Investments, Microsoft Word, Strategic Financial...
Education
California State University-Fresno 2004 — 2008
Master of Arts (M.A.), Sport Psychology
Wells Fargo Advisors, LLC December 2014 - Present
Qualcomm June 2013 - August 2013
Togo's Eateries August 2008 - December 2012
Skills
Computer-savvy, Microsoft Word, PowerPoint, Microsoft Excel, Stocks, Sustainability, Technical Analysis, Economics, Teamwork, Team Leadership, Leadership, Finance, Budgets, Time Management, Microsoft Office, Strategic Planning, Public Speaking, Research
Education
California State University-Chico 2010 — 2014
Bachelor of Science (B.S.), Finance, General
Amador Valley High School 2005 — 2010
Wells Fargo Advisors, LLC August 2009 - Present
Education
Harvard Business School 1988 — 1990
Master of Business Administration (MBA)
University of Iowa 1979 — 1981
Bachelor of Business Administration (BBA), Finance, General
California Polytechnic State University-San Luis Obispo 1978 — 1979
Computer Science
Lynbrook High School
J.P. Morgan Chase Bank, N.A. August 2012 - Present
Minot Applications March 2009 - January 2014
Chase Investment Services Corp. August 2010 - July 2012
Wells Fargo Advisors, LLC February 2009 - August 2010
Smith Barney July 2008 - February 2009
Smith Barney August 2007 - December 2007
Education
California State University-Long Beach 2004 — 2008
Bachelor of Arts (B.A.)
Wells Fargo Advisors, LLC March 2009 - Present
Morgan Stanley April 1994 - March 2009
Education
California State University-Northridge 1978 — 1981
Bachelor of Arts, Political Science-International Relations
Wells Fargo Advisors, LLC April 2007 - Present
Wells Fargo Advisors April 2007 - Present
Skills
Series 7, series 66, Wealth Management, Retirement Planning, Mutual Funds, Investment Advisory, Strategic Financial..., Asset Allocation, Investments, Financial Advisory, Retirement, Investment Strategies, Securities, Portfolio Management, Alternative Investments, 401k Rollovers, 401k, Insurance, Life Insurance, Health Insurance, Variable Annuities, Fixed Annuities, Indexed Annuities
Education
California State University-Long Beach 1994 — 2000
Entrepreneurship/Entrepreneurial Studies
Comevo LLC February 2013 - Present
CharityDeductions.com December 2007 - Present
Etna Interactive January 2012 - December 2012
Wells Fargo Advisors, LLC April 2011 - January 2012
Forest Pharmaceuticals June 2000 - April 2011
SAES Getters January 1994 - June 2000
Skills
Account Management, Marketing Strategy, Pharmaceutical Sales, Online Marketing, Microsoft Office, SaaS, Cardiology, SEO, Lead Generation, Strategic Partnerships, Business Development, Marketing, Sales, Strategy, Business Planning, Leadership, Entrepreneurship, Management, Social Media Marketing, Strategic Planning
Education
Cal Poly San Luis Obispo 1988 — 1993
B.S., Business Administration
Wells Fargo Advisors, LLC February 2009 - Present
Skills
Comprehensive..., Retirement Planning, 401k Rollovers, Life Insurance/Annuities
Education
California State University-Long Beach
Bachelor of Arts (BA), Communications
Rios and Associates, Inc - Financial Advisors January 2013 - Present
Wells Fargo Advisors, LLC April 2010 - January 2013
MassMutual Financial Group March 2007 - April 2010
Skills
Certified Financial..., Financial Planning, Retirement Plan..., Retirement Planning, Investments, Stocks, Bonds, Mutual Funds, Alternative Investments, Portfolio Management, Disability Insurance, Life Insurance, Long Term Care Insurance, Estate Planning, College Education..., Insurance Planning, 401k, 401k Rollovers, Pensions, Seminars, Strategic Financial...
Education
Certified Financial Planner
Certified Financial Planner, Financial Planning and Services, Passed
College for Financial Planning
Chartered Retirement Plan Specialist, Financial Planning and Services, Passed
Holds Series 6, 63, 65, and 7 Registrations
California State University-Sacramento 2003 — 2006
Bachelor of Science, Business Administration, Concentration - Finance
Wells Fargo Advisors, LLC December 1996 - Present
Skills
Retirement Planning, Investments, Education Savings, Investment Plans, 401k Rollovers, Asset Allocation, Financial Advisory, Wealth Management
Education
Bucknell University
Bachelor of Arts
Wells Fargo Advisors, LLC October 2007 - Present
Smith Barney May 1998 - October 2007
Morgan Stanley December 1989 - May 1998
Skills
Retirement Planning, Financial Advisory, Investments, Insurance, Investment Strategies, 401k, Medicare, Social Security, Plannning, Asset Allocation, Mutual Funds, Securities, High Net Worth..., IRAs, Fixed Annuities, Investment Advice, Legacy Planning, Eldercare Planning, Personalized Wealth..., Estate Investment..., Tax-advantaged..., Retirement Income...
Education
California Lutheran University 1977 — 1981
Bachelor of Science, Business
Montgomery High 1972 — 1976
Wells Fargo Advisors, LLC May 2007 - Present
Morgan Stanley September 1998 - May 2007
The Ohio Company January 1995 - September 1998
Skills
Investments, Finance, Asset Allocation, Relationship Management, Insurance, Financial Analysis, Financial Advisory, Investment Strategies, Business Owner Planning, Business Succession..., Multigenerational..., Estate Investment..., Retirement-Plan..., Investment Planning, Management, Succession Planning, Retirement Planning, Wealth, Retirement, Wealth Strategies, Portfolio Strategies
Education
Western Michigan University 1998 — 2001
Master of Business Administration (M.B.A.), Business and Finance
Calvin College 1991 — 1994
Bachelor of Arts (B.A.), Business Administration and Management, General
Wells Fargo Advisors, LLC December 2012 - Present
Bank of America/Merrill Lynch February 2000 - April 2012
Skills
Mutual Funds, Fixed Income, Securities, Financial Services, Investments, Capital Markets, Bloomberg, Wealth Management, Equities, Bonds, Trading
Education
Central Piedmont Community College
Wells Fargo Wealth Managment May 2012 - Present
Learning Lab Idaho June 2008 - Present
Harley Owners Group Intermountain Chapter 2008 - Present
Wells Fargo Advisors, LLC January 2009 - April 2012
Wells Fargo Investments, LLC April 2001 - January 2009
American Express Financial Advisors July 1987 - April 2001
Ameriprise Financial Advisors 1987 - 2001
Skills
Wealth Management, Series 7, Retirement Planning, Asset Allocation, Wealth Management..., Finance, Investments, Financial Services, Wealth, Insurance, Investment Advisory, Investment Strategies, Portfolio Management, Employee Benefits, Mutual Funds, Financial Risk, Strategic Financial..., Financial Planning
Education
American Bankers Association 2014 — 2015
Certified Trust and Financial Advisor ( CTFA), Trust and financial planning
College of Financial Planning 1990 — 1994
Certified Financial Planner ( CFP), Financial Planning and Services
California State University-Sacramento 1978 — 1980
BS, Pre Physical Therapt
Wells Fargo Advisors, LLC January 2011 - Present
Morgan Stanley Smith Barney September 2008 - January 2011
Education
Salve Regina University 2008 — 2011
Master of Business Administration (MBA), Management
Bryant University 2004 — 2008
Bachelor of Science (BS), Accounting
Wells Fargo Advisors, LLC August 2012 - Present
Skills
Retirement, Mutual Funds, Asset Allocation, Securities, Annuities
Education
California State University-Northridge 2002 — 2004
Bachelor of Science (B.S.), Business Administration & Marketing, Magna Cum Laude
UCLA
Wells Fargo Advisors, LLC October 1988 - Present
California Basketball Officials Association - Long Beach Unit 1982 - Present
A.G. Edwards & Sons, Inc. 1988 - 2007
Newhard, Cook & Company, Inc. 1982 - 1988
The Federated Group 1978 - 1982
University Stereo 1976 - 1978
Pacific Stereo 1975 - 1976
Skills
Retirement Planning, Strategic Planning, Investment Strategies, Public Speaking, Team Building, Social Media, Public Relations, Program Development, Fundraising, Nonprofits, Customer Service, Alternative Investments, Community Outreach, Event Planning, Volunteer Management, Research, Hedge Funds, Charitable Gift Planning, Higher Education, Grants, Teaching, Grant Writing, Investment Planning, Investments
Education
College for Financial Planning 1988 — 1990
CFP, CFP Professional Education Program
University of San Francisco 1988 — 1990
CFP, Financial Planning and Investment Management
University of Southern California 1974 — 1975
BA, Journalism
Cal State Fullerton 1971 — 1974
Business - Journalism
Sunny Hills High School 1967 — 1971
Wells Fargo Advisors, LLC April 2014 - Present
GTE Financial August 2010 - March 2014
ADP January 2009 - July 2010
Morgan Stanley April 1998 - March 2007
Skills
Fixed Annuities, 401k, PowerPoint, Microsoft Office, Outlook, College Education..., Life Insurance, Insurance, Time Management, Unit Investment Trusts, Traditional IRA, Financial Services, Retirement, Retirement Planning, Mutual Funds
Education
College for Financial Planning 2014 — 2014
Chartered Retirement Plan Counselor
College of Financial Planning 2011 — 2012
Registered Paraplanner
University of Guadalajara 1996 — 1997
Spanish, Spanish Language and Literature
Castleton State College 1993 — 1997
Bachelor of Arts (B.A.), Spanish Language and Literature
Wells Fargo Advisors, LLC March 1996 - Present
First Michigan Bank Corporation 1986 - 1996
Education
Western Michigan University 1990 — 1995
MBA, Business Administration
Calvin College 1982 — 1986
BA Business
Wells Fargo Advisors, LLC February 2009 - Present
Morgan Stanley Smith Barney June 2006 - February 2009
Merrill Lynch January 2000 - June 2006
Skills
Investments, Finance, Financial Services, Alternative Investments, Financial Advisory, Insurance, Risk Management, Wealth, Entrepreneurship, Management, ETFs, Bonds, Retirement Planning
Education
California Lutheran University
Bachelors, Business
Wharton School of Business
Investment Management Consultants Association (IMCA ®) Certification Program
Wells Fargo Advisors, LLC 2010 - Present
Wells Fargo Advisors March 2010 - July 2011
Smith Barney September 1992 - January 2009
Paine Webber February 1990 - September 1992
Merrill Lynch Life Insurance July 1987 - February 1990
EF Hutton April 1983 - July 1987
Skills
Estate Planning, Wealth Management, Sales, Coaching, Team Building, Training, Best Selling Author, Alternative Investments, Wealth, Long Term Care Insurance, Retirement Planning, Insurance, Life Insurance, Financial Advisory, Strategic Financial..., Fixed Annuities, Financial Analysis, Retirement, Series 63, IRAs, Series 6, Asset Allocation, Series 7, Investment Advisory, Mutual Funds
Education
College for Financial Planning 1987 — 1989
CFP, Financial Services
California State University-Fullerton, Mihaylo College of Business and Economics 1972 — 1974
BA, Marketing & Business Admin
Long Beach City College
Wells Fargo Advisors, LLC May 2011 - Present
Morgan Stanley Wealth Management October 1994 - May 2011
Hercules Aerospace 1990 - 1994
Skills
Retirement Planning, Investments, Financial Advisory, Investment Strategies, Mutual Funds, Securities, Retirement, Financial Services, Alternative Investments, 401k Rollovers, Insurance, Retirment Plan..., Insurance Planning, Deferred Compensation..., Multi-Generational..., Stock Analysis
Education
California State University-Sacramento 1984 — 1989
Bachelor of Science (B.S.), Mechanical Engineering
Ygnacio Valley High School 1976 — 1978
Moline High School 1975 — 1978
Wells Fargo Advisors April 2014 - Present
Wells Fargo Advisors, LLC December 2004 - April 2014
Advest, Inc. September 2001 - November 2003
Paine Webber October 1978 - October 1988
Skills
Series 7, Series 66, Series 9/10, Financial Services, Mutual Funds, Management, Retirement, Financial Analysis, Process Improvement, Series 65, Series 63, Trading, ETFs, IRAs, Securities, FINRA, Uniform Combined State..., Retirement Planning, Finance, Investments, Operations Management
Education
Rio Hondo College 1973 — 1975
Associate of Arts (A.A.), Visual and Performing Arts
California State University-Northridge
Bachelor's Degree, Business/Commerce, General
Wells Fargo Advisors, LLC December 2014 - Present
Merrill Lynch June 2011 - December 2014
GTA Plus Consulting Group October 2010 - July 2011
President First Mortgage Bankers October 2008 - February 2010
Ideal Mortgage April 2007 - September 2008
New Century Mortgage May 2003 - March 2007
CIT February 1996 - May 2003
Ford Consumer Finance 1995 - 1996
First Union Home Equity 1991 - 1995
Education
Bucknell University 1986 — 1990
BA, Political Science, Economics
The Dwight School 1982 — 1986
Wells Fargo Advisors LLC February 2000 - Present
Morgan Stanley May 1994 - February 2000
Red Robin International 1989 - 1992
Skills
Retirement Planning, Work with Estate..., Estate Planning, Estate Securities..., Mutual Funds, Stocks, Bonds & Fixed Income..., Annuities, Business Retirement..., Life Insurance, Long Term Care Insurance, College Savings Planning, Portfolio Management, Corporate Cash..., Quality Client Service..., Asset Managment, Financial Analysis, Overall Financial...
Education
College of Financial Planning 2003 — 2005
Masters in Financial Planning, Financial Planning
California State Polytechnic University-Pomona 1987 — 1989
Bachelors, Finance, Real Estate & Law
Chaffey Community College 1986 — 1987
Associates, Business Administration
Citrus Community College 1984 — 1986
Business Administration and Management, General
Bonita High School 1980 — 1984
High School Diploma, Business
TIAA-CREF June 2014 - Present
Wells Fargo Advisors, LLC November 2008 - June 2014
Skills
Investments, Finance, Retirement Planning, Strategic Financial..., Insurance, Mutual Funds, Retirement, Financial Advisory, Wealth Management, Series 7, Financial Services, College Savings Plans, Asset Management, IRAs, Asset Allocation, Dividend Income...
Education
Cal Poly Pomona 2007 — 2011
Bachelor of Science (BS), Business Administration and Finance
Wells Fargo Financial Network, Legacy Capital Partners February 2015 - Present
Rotary International July 2013 - July 2015
Wells Fargo Advisors, LLC May 2011 - February 2015
TKG Global April 2003 - April 2011
Intex Trading BV (Netherlands) January 2000 - March 2003
Intex Trading (Hong Kong) May 1996 - March 2002
Skills
Asset Allocation, Investments, Investment Strategies, Forecasting, Management, Leadership, Marketing Strategy, Negotiation, Customer Service
Education
Brown University 1986 — 1990
BS, Organizational Behavior and Management
Wells Fargo Advisors, LLC May 2014 - Present
Morgan Stanley Wealth Management January 2014 - April 2014
AIL 2013 - 2013
The Law Offices of James DeMarco, Jr., Esq. 2010 - 2013
Mattioni, Ltd. May 2008 - December 2009
DeMarco & DeMarco, P.C. September 1997 - April 2008
Education
Villanova University School of Law 1994 — 1997
Juris Doctor, Law
Bucknell University 1990 — 1994
B.A., Philosophy and Religion
St. Joseph's Preparatory School 1986 — 1990
Highschool
St. Peters
St. Peters
Wells Fargo Advisors, LLC June 1994 - Present
Skills
Retirement Planning, Investments, Asset Allocation, Financial Advisory, 401k Rollovers, multi-generational..., Insurance, Tax-Efficient Strategies, Fixed Income Strategies, Business Owner Planning
Education
Brown University
B.A.
University of California, Berkeley, Haas School of Business
M.B.A.
Union Bank March 2012 - Present
Wedbush Morgan Securities October 2008 - March 2012
Wells Fargo Advisors, LLC 2004 - 2008
Morgan Stanley Dean Witter 1992 - 2004
Bank America Investment Services and Drexel Burnham Lambert 1987 - 1992
Skills
Recruiting, Leadership, Management, Wealth Management, Investments, Sales, Coaching, Financial Services, Series 7, Asset Management, Portfolio Management, Risk Management, Mutual Funds, Securities, Teamwork, Credit
Education
California Polytechnic State University-San Luis Obispo
Bachelor's degree, Business Administration
University of Pennsylvania - The Wharton School
CIMA - Certified Investment Management Analyst
University of San Diego
Master of Science (MS), Executive Leadership (MSEL)
Wells Fargo Advisors, LLC December 2012 - Present
Wedbush Securities June 2009 - December 2012
Morgan Stanley June 1998 - May 2009
Skills
Mutual Funds, Securities
Education
California State University-Sacramento 1991 — 1996
BA, Marketing
Wells Fargo Advisors, LLC February 2013 - Present
Morgan Stanley December 1992 - February 2013
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Investments, Asset Allocation, Investment Advisory
Education
California State University-Sacramento 1984 — 1988
B.S., Buisness Administration / Marketing
Wells Fargo Advisors, LLC September 2012 - Present
Wells Fargo Wealth Management December 2008 - September 2012
US Trust/Bank of America Wealth Management June 2006 - December 2008
Skills
Retirement Planning, Investments, Long-term Care, Life Insurance, High Net Worth..., Financial Analysis, 401k Rollovers, College Education..., Wealth Preservation..., Variable Annuities, Strategic Planning
Education
Campbell University 2001 — 2006
BS, Trust Management
Campbell University 2001 — 2006
Masters, Business Administration
Wells Fargo Advisors, LLC September 1998 - Present
Prudential Securities October 1994 - September 1998
Dean Witter February 1990 - September 1994
Shearson Lehman Brothers February 1988 - February 1990
WH Newbolds April 1986 - February 1988
Skills
Financial Advisory, Financial Services, Retirement, Retirement Planning, Financial guidance, 401(k) Rollovers, Asset Allocation, Estate Investment..., domestic partnership..., Investment Planning, Investment Strategies, Mutual Funds, Strategic Planning, Securities, Stock Analysis, Fixed-Income Strategies, Insurance, Tax-efficient Strategies
Education
Bryn Mawr College 2003 — 2010
Doctor of Philosophy (Ph.D.), Social Work
Bryn Mawr College 2001 — 2003
Master of Law and Social Policy, Social Work
Villanova University 1993 — 1996
Master of Science (M.S.), Psychology
Villanova University 1978 — 1982
Bachelor of Arts (B.A.), Psychology
Saint Joseph's Prep 1974 — 1978
KPMG US January 2013 - Present
BBVA Compass July 2010 - December 2012
Wells Fargo Advisors LLC February 2010 - June 2010
M.A. WRIGHT FUND, RICE UNIVERSITY January 2009 - May 2010
Shenyin & Wanguo Securities Co. Ltd. May 2009 - August 2009
Zurich Financial Services January 2008 - August 2008
East West Bank September 2004 - February 2006
Skills
Microsoft Excel, Microsoft Word, Microsoft SQL Server, Access, SAP, Bancware, Bloomberg, Capital IQ, Intex, IBM Cognos, Kiodex, Financial Modeling, Quantitative Analytics, Business Valuation, Financial Reporting, Financial Analysis, Asset Managment, FX Hedging, Data Mining, Data Analysis, Equity Research, Asset Management, Cognos, Financial Risk, Finance, Investments, Equities
Education
Rice University 2008 — 2010
M.B.A Jones Graduate School of Business, Finance
California State Polytechnic University-Pomona 2002 — 2004
BS, Finance
Wells Fargo Advisors, LLC November 2012 - Present
First Citizens Bank July 2006 - November 2012
Skills
Comprehensive...
Education
Drexel University - College of Business and Administration 2009 — 2010
Master of Business Administration (MBA), International Business
California State University-Sacramento 2002 — 2007
Business Administration, Finance
Supporting Organization 2011 - Present
Wells Fargo Advisors, LLC June 2006 - Present
Smith Barney October 1998 - June 2006
Skills
Investments, Risk Management, Insurance, Wealth, Strategic Planning, Retirement Planning, Public Speaking, Customer Service, Team Building, Budgets
Education
Cardinal Stritch University 1996 — 1998
MBA, Finance
University of Minnesota-Twin Cities 1974 — 1976
BA/BSSW, Psychology / Social Work
University of Colorado Boulder 1972 — 1974
Psychology
Wells Fargo Advisors, LLC September 2010 - Present
Quest Capital February 2010 - April 2010
Banc of America Securities January 2000 - January 2008
Montgomery Securities January 1996 - January 2000
DEAN WITTER DISCOVER & COMPANY January 1995 - January 1996
MERRILL LYNCH PIERCE FENNER & SMITH January 1983 - January 1988
Skills
Securities, Equities, Management, Operations Management, Investments, Financial Services
Education
California State University-East Bay
MBA, Finance
University of Wisconsin-Madison
B.S, Geography; Locational Analysis
Wells Fargo Advisors, LLC 2011 - Present
Prudential Retirement 2006 - 2010
Stanton Group 2001 - 2006
Stanton Group / DCA 1997 - 2001
Wells Fargo (Norwest) 1997 - 1997
United States Marine Corps 1991 - 1996
Education
Capella University 2004 — 2006
MBA, Business
Lawrence University 1988 — 1992
B.A., Philosophy
Kuhlmann Associates Financial February 2014 - Present
Wells Fargo Advisors, LLC March 2010 - February 2014
Diageo Chateau & Estates May 2005 - August 2009
Beaulieu Vineyard July 1994 - May 2005
Clos Pegase Winery May 1992 - June 1994
Skills
Financial Services, Strategy, Retirement Planning, Marketing, Social Media Marketing, Entrepreneurship, 401k Rollovers, Investments
Education
University of California, Davis - Graduate School of Management 1998 — 2002
MBA, Finance and Marketing
University of California, Davis 1980 — 1982
MS, Food Science
California Polytechnic State University-San Luis Obispo 1976 — 1980
BS, Biochemistry
Benchmark Financial Advisors November 2012 - Present
Wells Fargo Advisors, LLC February 2010 - November 2012
Smith Barney February 2005 - January 2010
Merrill Lynch 1987 - 2004
Skills
Wealth Management, Investments, Retirement Planning, Financial Advisory, Investment Advisory, Retirement, Portfolio Management, Asset Managment, 401k, Wealth
Education
University of Pennsylvania - The Wharton School 2006 — 2007
Certified Investment Management Analyst, Investments and Securities
Bucknell University 1981 — 1984
BS
Wells Fargo Advisors June 2014 - Present
Wells Fargo- Technology Operations Group January 2014 - June 2014
SCOR November 2012 - December 2013
Wells Fargo Home Mortgage April 2011 - October 2012
TIAA-CREF January 2011 - April 2011
Wells Fargo Advisors, LLC September 2009 - October 2010
Wachovia Bank, NA July 2006 - October 2010
Wachovia March 2003 - May 2009
Wachovia, A Wells Fargo Company March 2003 - May 2009
Wachovia Bank March 2006 - December 2006
Skills
Project Management, Management, Business Requirements, Requirements Analysis, SDLC, Test Planning, Quality Center, Requirements Gathering, Business Analysis, Banking, Quality Assurance, Testing, Visio, System Testing, User Acceptance Testing, Leadership, Written & Oral..., Defect Tracking, Waterfall, SharePoint, Perl, Software Project..., Systems Analysis, Software Documentation, Test Management, Software Quality..., Regression Testing, Test Cases, Business Process..., Vendor Management, Agile Methodologies, Integration, PMO, Agile Project Management, Data Warehousing, PMP, Business Process, DB2, SQL, Resource Management, Oracle, Process Improvement, HP Quality Center
Education
Shaw University 1996 — 1998
BS, Business Management and Computer Science
Central Piedmont Community College 1982 — 1984
AS, Computer Science
Lexington Technical College 1971 — 1972
Diploma graduate, Nursing Science, 4.0
Western Kentucky University
Music Theory and Composition
Sultra Corporation February 2011 - Present
Independent Financial Group September 2010 - Present
Wells Fargo Advisors, LLC 2009 - September 2010
Wachovia Securities January 2008 - 2009
A.G. Edwards & Sons, Inc. 2006 - January 2008
The Innovations Group Inc 1997 - 2007
Skills
Finance, Management, Investment Advisory, Investments, Series 7, Retirement Planning, Small Business, Wealth Management, Mutual Funds, Portfolio Management, Financial Planning, Strategic Planning, Strategic Financial..., Insurance, Asset Managment, Retirement, Financial Advisory, Asset Management, Microsoft Office, Social Media, Negotiation, Microsoft Word, Marketing Strategy, Marketing, Financial Analysis, Series 63, 401k, Outlook, Public Speaking, Start-ups, Customer Service, Business Planning, New Business Development, Asset Allocation, Fixed Annuities, Investment Strategies, Securities, IRAs, Life Insurance, Investment Management, Bonds, Equities, Variable Annuities, 401k Rollovers, Relationship Management, Entrepreneurship, Separately Managed..., Alternative Investments, Employee Benefits, Property & Casualty...
Education
California Lutheran University 2009 — 2012
California State University Channel Islands 2003 — 2006
bus, Busniess major minor Economics
San Diego State University-California State University 1998 — 2000
JP Morgan Chase Bank NA April 2015 - Present
Wells Fargo Advisors LLC May 2014 - April 2015
JP Morgan Chase Bank NA June 2012 - May 2014
Charles Schwab September 2008 - June 2012
Education
California Polytechnic State University-San Luis Obispo 1985 — 1990
Bachelor of Science (BS), Agri-Business Marketing
San Rafael High School 1981 — 1985
Wells Fargo Advisors, LLC January 2004 - Present
Kirchman Corporation July 2000 - December 2003
Kirchman Corporation November 1996 - July 2000
Skills
Financial Services, Investment Strategies, Retirement Planning
Education
Carnegie Mellon University - Tepper School of Business 1995 — 1996
MBA, Finance
University of Miami 1991 — 1994
BS, Mathematics
Wells Fargo Advisors July 2014 - Present
Wells Fargo Advisors LLC January 2013 - June 2014
Wells Fargo May 2009 - February 2013
Wells Fargo September 2007 - May 2009
Wachovia Bank June 2005 - September 2007
Education
Broward College 1989 — 1991
Business Administration
Wells Fargo Advisors, LLC January 1993 - Present
Education
CSU Chico
Bachelor's degree, Business-Management
Lincoln Financial Advisors July 2015 - Present
J.P. Morgan Securities LLC May 2014 - July 2015
Chemical Bank December 2012 - May 2014
Wells Fargo Advisors, LLC December 2010 - January 2013
PNC Wealth Management 2006 - January 2011
LaSalle Bank 2001 - 2005
Education
Central Michigan University 1986 — 1991
BAA, Org. Communication
UBS Financial Services Inc. September 2011 - Present
Wells Fargo Advisors, LLC March 2006 - September 2011
Smith Barney April 1999 - March 2006
Education
California State University-Long Beach - College of Business Administration 1996 — 1998
Finance
Wells Fargo Advisors, LLC July 2014 - Present
Wells Fargo Home Mortgage September 2011 - July 2014
Cooper Castle Law Firm, LLP February 2011 - August 2011
Bank of America August 2009 - November 2010
Meridian Pointe Realty January 2006 - January 2007
Skills
Customer Service, Microsoft Office, Outlook, Teamwork, Microsoft Excel, Team Leadership, Time Management, PowerPoint, Microsoft Word, Social Networking, Public Speaking
Education
California State University-Chico 2007 — 2010
Business Administration, Financial Management
JPMorgan Chase Bank N.A. July 2012 - Present
Wells Fargo Advisors, LLC February 2011 - July 2012
Merrill Lynch January 2009 - January 2011
Holliday Fenoglio Fowler September 2006 - November 2008
Education
California Polytechnic State University-San Luis Obispo 2001 — 2006
Bachelor of Science
Wells Fargo Advisors, LLC June 1987 - Present
Cherry, Bekaert & Holland May 1986 - June 1987
H & R Block January 1981 - April 1986
Education
Wake Forest University 1978 — 1980
BS, Business
Catawba College 1976 — 1978
Business
Independence High School 1973 — 1976
Diploma, General
RBC Wealth Management May 2013 - Present
Wells Fargo Advisors, LLC December 2008 - May 2013
Leipold Financial Services January 2005 - December 2008
Skills
Series 7, IRAs, Sales, Investments, 401k, Retirement Planning, Marketing, Stocks, Investment Advisory, Financial Advisory, Marketing Strategy, Finance, Portfolio Management, Account Management, Securities, Mutual Funds, Fixed Annuities, Retirement, Insurance, Estate Planning, Strategic Financial...
Education
National University of Ireland, Galway 2003 — 2004
MBS, Marketing
Butler University 1997 — 2001
Bachelors Degree, Marketing
Butler University - College of Business Administration 1997 — 2001
Bachelor of Science, Marketing
Neenah High School 1994 — 1997
Bank of America Merrill Lynch September 2014 - Present
Thai American and Asian Alliance of San Diego September 2012 - Present
Wells Fargo Advisors, LLC January 2013 - September 2014
Merrill Lynch Wealth Management / Bank of America Corporation August 2011 - January 2013
Merrill Lynch August 2011 - January 2013
Asian business association in san diego 2006 - December 2012
Citi April 2007 - August 2011
Prudential Financial December 2006 - April 2007
Washington Mutual October 2005 - December 2006
Skills
Life & Health Insurance..., Property & Casualty..., Securities, Wealth Management, Retirement Planning, Investments, Financial Services, Banking, Asset Allocation, Loans, Mutual Funds, Life Insurance, 401k, Commercial Lending, Credit, Relationship Management, Wealth Management..., Consumer Lending, 401k Rollovers, Finance, Financial Advisory, Investment Strategies, Strategy, Fixed Income, Alternative Investments, Fixed Annuities, Equities, Asset Management, Trading, Investment Management, Retirement, Bonds, Hedge Funds, Capital Markets, Credit Analysis, Financial Risk, Financial Analysis, Valuation
Education
University of Wisconsin-Whitewater 2009 — 2011
MBA, Finance
Brigham Young University Hawaii 2002 — 2005
B.S., International Business Management
Surasakmontee high school 1994 — 1996
High school, Math & Science Track
Wells Fargo Advisors, LLC June 1996 - Present
Skills
Retirement Planning, Retirement Plans for..., Insurance, Investment Advisory, Investments, Team Building
Education
California State University-Long Beach 1992 — 1994
Bachelor of Arts (B.A.), Economics
Long Beach City College 1990 — 1992
Bishop Gorman High School 1987 — 1990
Stifel Financial Corp. August 2015 - Present
Wells Fargo Advisors, LLC January 2004 - August 2015
Army National Guard March 2003 - January 2006
Salomon Smith Barney January 2001 - January 2004
Merrill Lynch November 1997 - January 2001
Selective Insurance October 1992 - November 1997
US Army September 1989 - September 1991
Skills
Investments, Retirement, Insurance, Securities, Risk Management, Retirement Planning, Mutual Funds, Fixed Annuities
Education
Caldwell University 1993 — 1996
B.S., Business Administration
St. Peter's College 1986 — 1988
Business Administration
Wells Fargo Advisors, LLC January 2015 - Present
Lincoln Financial Advisors November 2014 - January 2015
Lincoln Financial Advisors October 2013 - November 2014
Chase March 2012 - August 2012
Skills
Investments, Leadership, Financial Services, Finance, Financial Analysis, Bloomberg, Insurance
Education
California State University-Fullerton 2010 — 2013
Bachelor of Arts (BA), Finance, A
A Financial Institution June 2013 - May 2015
Wells Fargo Advisors, LLC December 2011 - June 2013
Franklin Templeton Investments March 2007 - December 2011
E*TRADE Financial 2003 - 2006
Robert Mondavi 2003 - 2004
Skills
Organizational..., Management, Leadership, Public Speaking, Coaching, Customer Service, Strategic Planning, Microsoft Office, Employee Benefits, Investments, Leadership Development, Series 6, Wealth Management, Asset Allocation, Financial Analysis, Insurance, 401k, Retirement Planning, Process Improvement, Marketing, Time Management, Sales, Training, Mutual Funds, Team Building, Securities, Microsoft Excel
Education
National University 2005 — 2007
Master of Business Administration (MBA), Organizational Leadership
CSU Chico 1999 — 2003
Bachelor of Arts (BA), Communication Studies, Speech Communication
FINRA Series 7, 63, 65, 9, 10
Wells Fargo Advisors, LLC February 2009 - Present
Chateau Ramos July 2013 - April 2014
UBS Wealth Management October 2007 - February 2009
Skills
Customer Service, Outlook, Microsoft Excel, Microsoft Word, Microsoft Office, Process Improvement, Practice Management, Marketing Communications, Client Development, Coordinate Meetings
Education
California State University-Dominguez Hills 2002 — 2005
Master of Arts (M.A.), Education
Cal Poly Pomona 1996 — 2001
Bachelor of Arts (B.A.), Liberal Arts and Sciences/Liberal Studies
Volta Industries July 2015 - Present
SolarCity January 2012 - December 2013
SolarCity April 2011 - January 2012
Stoke Studios January 2009 - April 2011
Verizon Wireless - Cellular Image 2005 - 2009
Correlation Consulting 2008 - 2008
Wells Fargo Advisors, LLC June 2004 - September 2004
Southwestern Company 2003 - 2004
The Graven Group 2002 - 2003
Skills
Salesforce.com, Sales, Risk Management, Business Development, Marketing, Solar Energy, Direct Sales, Jogging, Customer Service, B2B, Sales Management, Negotiation, Market Research, Marketing Strategy, Lead Generation, Contract Negotiation, Entrepreneurship, Start-ups, Strategy, Advertising, Sales Process, Strategic Partnerships, Solar PV, New Business Development, Account Management, CRM, Cold Calling, Product Marketing, Selling, Energy, Online Marketing, Sales Presentations, Competitive Analysis, Business Planning, Email Marketing, Business Strategy, Leadership, Direct Marketing, Consulting, Management, Social Media Marketing, Strategic Planning, Social Networking, Product Management, Team Building, Online Advertising, SEM, SaaS, Renewable Energy, Green Roofs
Education
Santa Clara University - Leavey School of Business 2010 — 2011
Accounting Extension
San Francisco State University
Bachelor of Science, Business Administration (Marketing), Business Administration, Advertising, Marketing, Management, Finance, Accounting, Economics
Cabrillo College 2001 — 2005
Associates, Business Administration
Aptos High School 1999 — 2001
Wells Fargo Advisors, LLC June 2015 - Present
Wells Fargo Advisors, LLC July 2012 - Present
Moors & Cabot June 2010 - July 2012
Moors & Cabot April 2010 - July 2012
Merrill Lynch October 1998 - April 2010
Cintas July 1997 - September 1998
Chevron November 1991 - June 1997
California State University, Chico April 1994 - May 1997
California State University, Chico September 1993 - May 1997
East Bay Regional Park District April 1996 - September 1996
Skills
Financial Advisory, Investments, Insurance, Finance, Risk Management, Retirement Planning, Business Strategy, Microsoft Office, Leadership, Retirement, Management, Training, Mutual Funds, Investment Planning
Education
California State University-Chico 1992 — 1997
English Literature, Poetry, Engineering
Wells Fargo Advisors, LLC July 2014 - Present
Wells Fargo Wealth Management July 2010 - July 2014
U.S. Trust, Bank of America Private Wealth Management July 2009 - July 2010
Bank of America 2008 - 2008
Skills
Fluent in Spanish, Insurance, Asset Allocation, Financial Services, Investment Strategies, Retirement-Plan..., Retirement Planning, Risk Management, Estate Investment..., Financial Analysis
Education
Campbell University
BBA, Trust & Wealth Management, Financial Planning
Wells Fargo Advisors LLC January 2012 - Present
Skills
Strategic Planning, Fundraising, Nonprofits, Marketing, Philanthropy, Small Business, Non-profits, Social Media Marketing, Financial Analysis, Retirement Planning, Wealth Accumulation..., Multi-generational..., Wealth Preservation..., College Funding..., Retirement Income..., Estate Planning..., Tax-Advantages Income...
Education
University of New Hampshire 1983 — 1990
BA, Communication
Carnegie Mellon University 1981 — 1987
Harvard University
Certificant, Financial Analysis: Professor Robert Shiller
Adams
WELLS FARGO ADVISORS, LLC January 2010 - Present
Merrill Lynch August 2002 - January 2010
Education
California Baptist University
Master of Business Administration (MBA)
Wells Fargo Advisors, LLC July 2012 - Present
CBRE 1984 - 1995
Skills
Financial Strategies, Investment Guidance, Investments
Education
California Polytechnic State University-San Luis Obispo
Bachelor of Science (BS), Nutrition
Wells Fargo Advisors, LLC 2009 - Present
Wachovia Securities, LLC 2005 - 2009
Morgan Stanley Wealth Management 1995 - 2005
Education
California State University-Hayward 1986 — 1988
Master of Business Administration (M.B.A.), Management Science
UC Davis 1978 — 1982
Bachelor of Arts (B.A.), Economics
Wells Fargo Advisors, LLC January 2010 - Present
Education
California State University-Sacramento 2007 — 2010
BA, Economics
Wells Fargo Advisors, LLC June 2013 - Present
Merrill Lynch January 2007 - June 2013
Merrill Lynch June 2003 - December 2007
Merrill Lynch January 2000 - June 2003
Oil-Dri Corporation of America April 1981 - December 1999
Skills
Wealth Services, Services for Corporate..., Retirement Planning, Alternative Investments, Insurance, Finance, Financial Advisory, Financial Services, Wealth, High Net Worth..., Restricted Stock, Financial Analysis, Investment & Fiduciary..., 10b5-1 Plans, Employer Granted Stock..., Concentrated Stock..., Exchange Funds, Strategic Investment..., Portfolio Construction, Securities, Mutual Funds, Asset Allocation, Investments, Portfolio Analysis
Education
University of Tennessee-Knoxville 1978 — 1980
Plant Sciences
Campbell University 1972 — 1974
Bachelor's Degree, Biology/Biological Sciences, General
Wells Fargo Advisors, LLC July 2010 - Present
Morgan Stanley Smith Barney, LLC 2000 - 2010
GeoSyntec Consultants 1995 - 2000
Skills
Investments, Insurance, Asset Allocation, Mutual Funds, IRAs, Securities, Fixed Annuities, 401k, Finance, Retirement, Retirement Planning, Management, Investment Strategies, Financial Services, Financial Analysis, Stocks, Customer Service
Education
College for Financial Planning 2006 — 2007
CFP®, Financial Planning
California State University-Fullerton 1989 — 1993
Bachelor's degree, Engineering Geology
Wells Fargo Advisors, LLC August 2008 - Present
Education
California State University-Long Beach 2002 — 2005
Bachelor of Applied Science (B.A.Sc.), Child Development
Wells Fargo Advisors, LLC September 1989 - Present
U.S. Navy June 1964 - December 1985
Education
Brown University 1960 — 1964
Bachelor of Arts (B.A.), Political Science and Government
Wells Fargo Advisors, LLC November 2004 - Present
Skills
Retirement, Investments, Portfolio Management, Financial Services, Finance, Financial Planning, Securities, Wealth Management, Mutual Funds, Coaching, Small Business, Retirement Planning, Budgets, Team Building, Public Speaking
Education
Case Western Reserve University 1965 — 1968
Master of Arts (MA), Education
Case Western Reserve University 1961 — 1965
Bachelor of Science (BS), Education
LPL Financial June 2013 - Present
LPL Financial July 2012 - June 2013
LPL Financial June 2010 - July 2012
Wells Fargo Advisors, LLC 2007 - 2009
J.P. Morgan May 2006 - November 2007
John Hancock Life Insurance Company (U.S.A.) September 2003 - April 2006
Skills
Series 7, Financial Advisory, Mutual Funds, Retirement Planning, Fixed Annuities, Securities, Wealth Management, Investment Advisory, Asset Allocation, Investment Strategies, Series 63, Strategic Financial..., Long-term Care, 401k, Investments, Estate Planning, Financial Services, Asset Managment, Portfolio Management, Financial Planners, Retirement, Recruiting, Sourcing, Banking, Serious Gaming, Qualitative Research, Pensions, Alternative Investments, Asset Management, Capital Markets, Relationship Management, IRAs, Variable Annuities, Investment Management, Shaft Sinking, Disability Insurance, Long Term Care Insurance, Insurance, Finance, Fixed Income, FINRA, Equities, Financial Risk, Life Insurance, Wealth, Employee Benefits, Bonds, 401k Rollovers, Uniform Combined State..., ETFs
Education
Canisius College 1998 — 2002
Bachelors, Management
Wells Fargo November 2012 - Present
Wells Fargo Advisors, LLC May 2009 - November 2012
Wachovia Securities, LLC October 2007 - May 2009
A.G. Edwards March 2006 - October 2007
A.G. Edwards August 2004 - March 2006
A.G. Edwards November 2000 - August 2004
Ernst & Young May 1999 - November 2000
Ernst & Young May 1998 - May 1999
OfficePlus March 1995 - August 1996
OfficePlus March 1994 - March 1995
Skills
Data Warehousing, Data Modeling, Business Intelligence, Enterprise Architecture, Database Design, Data Analysis, Requirements Analysis, Business Objects, DB2, Teradata, Business Analysis, SQL, Data Management, ETL, Databases, Analytics, SDLC, Unix, Requirements Gathering, SOA, Data Quality
Education
University of Michigan - Stephen M. Ross School of Business 1996 — 1998
MBA, Corporate Strategy
Carleton College 1986 — 1990
BA, English
Wells Fargo Advisors, LLC 2007 - Present
A.G. Edwards April 1985 - November 2007
Prudential Bache 1979 - 1985
Merrill Lynch 1975 - 1979
Skills
Financial Guidance, 401k Rollovers, Asset Allocation, Investment Strategies, Retirement Planning, Securities, Stock Analysis, Financial Advisory, Financial Analysis, Tax-Efficient Strategies, Wealth Preservation..., Retirement Savings
Education
Central Michigan University 1969 — 1970
Master of Business Administration (MBA), Finance
Central Michigan University 1965 — 1970
Bachelor of Science (BS), Busines Administration in Marketing and Minor in Economics
Wells Fargo Advisors, LLC June 2003 - Present
Education
California State University-San Marcos 1992 — 1994
Business Administration, High Technology Manufacturing
Voya Financial November 2011 - Present
Wells Fargo Advisors, LLC May 2007 - June 2011
Finish Line May 2003 - December 2007
Education
Bryant University 2003 — 2007
BS, Finance, Economics
Cumberland High School 2000 — 2003
The Library Hotel Collection March 2015 - Present
The Library Hotel Collection February 2014 - March 2015
The Library Hotel Collection May 2014 - November 2014
VOEVODYNO Corp January 2013 - January 2014
Bloomberg March 2012 - December 2012
Wells Fargo Advisors, LLC March 2010 - October 2011
IBE Trade Corp June 2009 - September 2009
Skills
Russian, English, Financial Analysis, Banking, Investments, Strategic Planning, Corporate Finance, Analysis, Budgets, Management, Equities, Leadership, Bloomberg, Sales, Business Planning, Microsoft Office, Finance, Microsoft Excel, Customer Service, Business Strategy
Education
Cornell University
Master Certificate in Revenue Management: Focus on Hospitality Marketing
Wagner College 2010 — 2011
MBA, Management
Central European University 2006 — 2009
Bachelors of Science, Global Management
Marlboro High School
Wells Fargo Advisors, LLC March 1995 - Present
Skills
Investments, Retirement Planning, Finance, Risk Management, Financial Analysis, Mergers & Acquisitions, Mutual Funds, Strategic Planning, Securities, Asset Allocation, Due Diligence, Insurance, Small Business, Customer Service
Education
California State University-Sacramento 1992 — 1994
Masters in Business Administration, Business Administration
U.C. Davis
Wells Fargo Advisors, LLC October 2000 - Present
Van Kasper & Company January 1997 - October 2000
Dean Witter August 1983 - January 1997
Skills
Retirement Planning, Estate Investment..., Financial Advisory, Retirement, Strategic Planning, Insurance, Investments, Mutual Funds, Risk Management, Entrepreneurship, Asset Allocation, Investment Portfolio, Public Speaking, Succession Planning, Financial Analysis, Investment Planning
Education
California State University-Chico 1979 — 1983
B.S., Finance
Wells Fargo Advisors, LLC June 1999 - Present
Education
Carnegie Mellon University - Tepper School of Business 2012 — 2014
Executive Master of Business Administration (EMBA), Asset and Wealth Management
HEC Lausanne - The Faculty of Business and Economics of the University of Lausanne 2012 — 2014
Executive Master of Business Administration (EMBA), Asset and Wealth Management
Carnegie Mellon University 1990 — 1994
B.S., Double Major in Policy and Management & Applied History
Wells Fargo Advisors, LLC April 1984 - Present
Skills
Asset Allocation, Securities, Financial Advisory, Alternative Investments, Fixed Income, Due Diligence, Investments, Strategic Planning, Retirement, Finance, Investment Management, Equities, Management, Wealth Management, Customer Service, Team Building, Municipal Bonds, Loan Origination, Strategy
Education
Central Michigan University 1982 — 1984
Bachelor of Science in Business Administration, Finance
Wells Fargo Advisors, LLC 2009 - Present
UBS Wealth Management September 1999 - July 2009
Merrill Lynch November 1988 - September 1999
Skills
Mutual Funds, Retirement Planning, Investments, Finance, Equities, Insurance, Financial Goals, Estate Investment...
Education
California State University-East Bay 1983 — 1986
B.S. Finance, Economics
University of California, Berkeley 1981 — 1982
business
Wells Fargo Advisors, LLC August 2014 - Present
JPMorgan Chase April 2013 - May 2014
Wells Fargo Bank April 2007 - April 2013
First Wholesale Lending Inc February 2005 - December 2007
Skills
Investments, Insurance, Finance, Relationship Management, Retirement, Leadership, Financial Analysis, Management, Securities, Retirement Planning, Financial Services, Cross Selling, Mentoring
Education
Pepperdine University School of Law 2011 — 2012
Strauss Institute, Certification in Dispute Resolution, Dispute Resolution
Pepperdine University, The George L. Graziadio School of Business and Management 2010 — 2012
Master of Business Administration (M.B.A.), Dispute Resolution
California State University-Northridge 2001 — 2006
Bachelor’s Degree, Management Information Systems; Information Technology
Fairfax High School 1998 — 2001
High School
Wells Fargo Advisors, LLC February 1999 - Present
A.G. Edwards & Sons, Inc (predecessor firm of Wells Fargo Advisors, LLC) 1999 - 2007
Education
California State University-Sacramento
Economics
Carmel High School
Monterey Peninsula College
Deutsche Bank August 2014 - Present
Wells Fargo Advisors, LLC November 2012 - January 2014
Deutsche Bank August 2005 - May 2011
Skills
Middle Office, Equities, Bloomberg, Capital Markets, Securities, Derivatives, Prime Brokerage, Valuation, Financial Modeling, Bloomberg Terminal, Fixed Income, Trading, Wealth Management, Finance, Series 7, Hedge Funds, Equity Trading
Education
Bucknell University 2001 — 2005
BSBA, Management
Wells Fargo Advisors, LLC July 2008 - Present
Prudential Equity Group September 1999 - June 2007
Prudential Investments January 1998 - September 1999
Prudential January 1997 - January 1998
Skills
Investments, Securities, Mutual Funds, Equities, Retirement Planning, Trading, Financial Services, Finance, Options, Asset Allocation
Education
Drexel University 2007 — 2010
Masters of Science, Sports Management
Bucknell University 1992 — 1996
BS, Finance
Wells Fargo Advisors August 2011 - Present
Wells Fargo Advisors, LLC April 2008 - August 2011
A.G. Edwards June 2006 - January 2008
Skills
Series 7, Investments, Equities, Alternative Investments, Financial Analysis, Asset Allocation, Portfolio Management, Asset Managment, Investment Strategies, Financial Modeling, Sales, Strategic Planning, Equity Research, Asset Management
Education
Washington University in St. Louis - Olin Business School 2002 — 2006
MBF, Finance
Brown University 2000 — 2002
BA, Polotical Science
Wells Fargo Advisors, LLC October 1998 - Present
Skills
Investments, Finance, Mutual Funds, New Business Development, Project Planning, Retirement Planning
Education
Central Connecticut State University 1989 — 1995
Business, Marketing
Wells Fargo Advisors August 2014 - Present
Wells Fargo Advisors January 2013 - August 2014
Wells Fargo Advisors, LLC July 2006 - January 2013
Wachovia Securities September 2004 - June 2006
Wachovia Securities June 2000 - September 2004
Skills
Series 7, Series 63, Series 24, Series 65, Series 9, Series 10, Project Management, Risk Management, Risk Analysis, Policy Analysis, Policy Review, Policy Writing, Wealth Management, Time Management, Process Improvement, Procedure Development, Internal Communications, Procedure Review, Business Strategy, Reporting & Analysis, Series 31
Education
University of South Carolina - Darla Moore School of Business 2009 — 2012
Masters, Business Administration
Bryant University 1993 — 1997
Bachelors of Science, Business Administration - Finance
Wells Fargo Advisors, LLC October 1994 - Present
Education
California Polytechnic State University-San Luis Obispo 1988 — 1990
MBA
Wells Fargo Advisors, LLC June 2015 - Present
LPL Financial Services January 2014 - January 2015
Robert W. Baird & Co. July 2013 - January 2014
SWS Financial Services August 2010 - July 2013
Southwest Securities November 2008 - July 2010
Veritude, A Fidelity Investments Company October 2006 - October 2008
Lighthouse Financial Services March 2004 - February 2006
Education
Pfeiffer University 1979 — 1983
Bachelor of Arts, Legal Services
Central Piedmont Community College 1977 — 1979
Associate in Applied Science, Paralegalism
Merrill Lynch May 2011 - Present
Wells Fargo Advisors, LLC June 2007 - May 2011
Merrill Lynch 2006 - June 2007
Merrill Lynch October 2004 - 2006
Education
Carnegie Mellon University 1999 — 2003
B.S., Policy and Management
Wells Fargo Advisors, LLC August 2013 - Present
Merrill Lynch September 2006 - August 2013
Skills
Investments, Finance, Financial Advisory, Financial Services, Asset Allocation, Retirement Planning, Securities, Risk Management, Management, Mutual Funds, Strategy, Retirement
Education
California State University-Fullerton 2004 — 2006
Bachelor of Arts, Psychology
Wells Fargo Advisors, LLC July 1990 - Present
Education
Catawba College 1974 — 1978
Wells Fargo Advisors LLC December 2008 - Present
Morgan Stanley September 2006 - November 2008
Merrill Lynch August 1991 - August 2006
Skills
Investments
Education
Canisius College 1985 — 1989
BA, Political Science
The Principia Upper School 1980 — 1984
HS Diploma
DTS, Inc. October 2009 - Present
Wells Fargo Advisors, LLC November 2007 - August 2009
Morgan Stanley & Co October 2005 - November 2007
JonesTrading Institutional Services, LLC June 2002 - October 2005
Skills
Benefits, Benefits Administration, Compensation, Workers Compensation, Performance Management, SuccessFactors, Oracle, Microsoft Office, Business Process..., 401k, Employee Health & Safety, Compensation & Benefit, Retirement Benefits, Defined Benefit, 401(k) Plan Design, Microsoft Excel, Vlookup, Hlookups, Pivot Tables, FLSA, Employee Benefits, Radford, Deferred Compensation, Excel models, Total Rewards, Total Rewards Strategies, Compensation Structures, Compensation & Benefits..., Global Compensation, Compensation Strategies, Excel Dashboards, Voluntary Employee..., Restricted Stock, Employee Stock Options, Workforce Planning, Onboarding, ADP Payroll, Human Resources, HRIS, Mergers & Acquisitions, Strategy, Compensation & Benefits
Education
California Lutheran University 2004 — 2005
Bachelor of Science, Business Management
Oak Park High School
Wells Fargo Advisors, LLC June 2011 - Present
Wells Fargo Investments - Wealth Management Group August 2008 - June 2011
Washington Mutual September 2003 - August 2008
Safeco Mutual Funds October 1998 - August 2003
U.S. Bancorp 1988 - 1998
Skills
Risk Management, Securities, Investments, Banking, Portfolio Management, Process Improvement, Bonds, Call Center, Customer Service, Fixed Income, Microsoft Excel, Underwriting
Education
Central Washington University
Bachelor of Science (B.S.), Business Administration
Wells Fargo Advisors, LLC June 1991 - Present
Skills
Investments, Asset Allocation, Retirement Planning, Portfolio Management, Mutual Funds
Education
California State University-Sacramento 2002 — 2004
San Diego State University-California State University 1990 — 2002
Wells Fargo Advisors, LLC May 2005 - Present
OneAmerica Securities, Inc. September 1999 - May 2005
American United Life Insurance Company September 1997 - September 1999
SunTrust Banks, Inc. May 1996 - May 1997
SunTrust Securities Inc. September 1994 - May 1996
Skills
Series 24, Series 63, Series 7, FINRA
Education
Carthage College
University of Minnesota-Twin Cities
Wells Fargo Advisors October 2014 - Present
Wells Fargo Advisors LLC April 1998 - Present
Wachovia Securities, LLC 2005 - 2009
Evergreen Investments 1999 - 2005
Education
Carnegie Mellon University 1990 — 1994
Wells Fargo Advisors, LLC June 2012 - Present
Michael S. Lambrakis, CPA May 1997 - June 2012
Zambezi, Inc. June 2006 - September 2009
Power Circuits, Inc May 1985 - July 1999
Roniss and Lambrakis December 1982 - May 1997
Education
California State University-Long Beach 1975 — 1979
Bachelor of Science (B.S.), Accounting and Finance
Wells Fargo Advisors, LLC July 2008 - Present
Education
California State University Stanislaus 2003 — 2008
MSBA, International Finance
Wells Fargo Advisors, LLC September 1976 - Present
Skills
Wealth Management, Retirement Planning, Investments, Portfolio Management, Asset Allocation, Mutual Funds, Fixed Income, Non-profits, Alternative Investments, Securities, Retirement, Investment Strategies, Fixed Annuities, Investment Planning, Estate Strategies, Asset Management
Education
Brown University 1972 — 1976
Civil Engineering
Wells Fargo Advisors, LLC October 2010 - Present
Wells Fargo Bank August 2006 - September 2010
Education
California Lutheran University 2010 — 2013
MBA, MBA Financial Planning
University of California, Santa Barbara 2000 — 2004
BA, Psychology
Wells Fargo Advisors, LLC May 2007 - Present
Morgan Stanley November 1999 - May 2007
Education
California State University-Fullerton
BS, Finance
Wells Fargo Advisors, LLC March 2008 - Present
BB&T Bank August 2006 - February 2008
Assisted Living Locators, Inc October 2004 - February 2007
Education
Fairleigh Dickinson University 1977 — 1980
MBA, Business Administration
Bucknell University 1969 — 1971
BA, English, World Literature
Wells Fargo Advisors, LLC January 2010 - Present
Quality Inn of Long Beach September 2007 - July 2010
AIM Supported Living October 2007 - March 2009
WayForward Technologies June 2007 - August 2007
Guard Systems Inc February 2005 - January 2007
Education
California State University-Long Beach 2007 — 2009
California State University-Long Beach - College of Business Administration 2007 — 2009
Psychology, Human Resource Management
Wells Fargo Advisors, LLC January 2009 - Present
A.G. Edwards & Sons, Inc. May 1984 - January 2008
Education
Capital University Law School 1980 — 1982
Law
Wittenberg University 1974 — 1978
B.A., Biology / English
Wells Fargo Advisors, LLC May 2009 - Present
Smith Barney January 1996 - April 2009
Morgan Guaranty Trust Co. January 1986 - January 1996
Skills
Wealth Management, Retirement Planning, Asset Allocation, Insurance, Strategic Financial..., Mutual Funds, Securities, Financial Analysis, Series 7, Series 63, Asset Management, Risk Management, Investments, Investment Advisory, Retirement, Investment Strategies, Equities, Financial Advisory, Finance, Fixed Income, Portfolio Management, Financial Planning
Education
Bucknell University 1981 — 1985
BA, Economics
Wells Fargo Advisors, LLC April 2013 - December 2014
Distribution Planning, Inc. 1994 - 2008
MarketPlace Media, Inc. 1991 - 1994
Shearson Lehman Brothers 1987 - 1991
Old Kent Bank of Kalamazoo 1985 - 1987
Skills
Mergers, Loans, Finance, Start-ups, Retirement, IRAs, Small Business, Retirement Planning, Strategic Planning, Business Strategy, Budgets, Process Improvement, Commercial Banking, Management Consulting, Management, Investment Strategies
Education
Purdue University - Krannert School of Management 1978 — 1979
M.S.M., Finance
Calvin College 1974 — 1978
B.A., Political Science
Calvin Christian High School
Calvin Christian High School
Valic Financial Advisors LLC December 2012 - Present
Wells Fargo Advisors, LLC June 2009 - October 2012
HSBC / HFC August 1996 - December 2008
Skills
Fluent in German, Leadership, Investments, Management, Finance, Sales, Sales Management, Time Management, Life Insurance, Wealth Management, Mortgage Lending, Banking, Series 7, Credit, Loans
Education
Central College 1990 — 1991
study abroad
University of Redlands 1989 — 1991
Political Science, German
Bitburg High School 1983 — 1985
Wealth Impact Partners January 2011 - Present
ValMark Securities January 2011 - Present
Wells Fargo Advisors, LLC October 2010 - June 2011
Security National Lending September 2005 - January 2008
Texas Instruments May 1989 - September 2001
Education
Bryant University 1994 — 1998
Masters in Business Administration, MBA, Business / Finance
Bryant University 1985 — 1989
BS, Finance / Accounting
Wells Fargo Advisors, LLC May 2007 - Present
Smith Barney October 1986 - May 2007
Education
California State University-Fullerton 1972 — 1974
BA, Communications
Chaffey College 1970 — 1972
AA, Journalism/General Education
Citi July 2012 - Present
Wells Fargo Advisors, LLC February 2009 - March 2010
Smith Barney Citigroup May 2007 - February 2009
Alexander's Mobility Service September 2006 - May 2007
Bloomingdales January 2005 - May 2006
Parallel September 2004 - January 2005
Macy's July 2001 - December 2002
Skills
Sales, Fixed Annuities, Management, Accounting, Financial Analysis, Retirement Planning, Securities, Portfolio Management, Mutual Funds, Customer Service, Financial Modeling, Microsoft Word, Outlook
Education
California State University-Long Beach - College of Business Administration 2007 — 2009
Bachelor of Science (B.S.), Finance, Real Estate, and Business Law
Orange Coast College 2006 — 2008
AA, Business Economics
Fashion Institute of Design & Merchandising 2004 — 2005
Product Development
Folkungaskolan 2003 — 2004
Exchange Student
Wells Fargo Advisors, LLC June 2014 - Present
Wedbush Securities January 2010 - June 2014
ICR April 2008 - November 2008
First Albany Capital October 2006 - January 2008
Roth Capital Partners March 2004 - September 2006
Wells Fargo Securities August 2000 - March 2004
Skills
Finance, Investments, Equities, Capital Markets, Financial Modeling, Valuation, Financial Analysis, Equity Research
Education
New York University - Leonard N. Stern School of Business 1996 — 1998
MBA, Finance
Brown University 1986 — 1990
Bachelor of Arts (B.A.), International Relations and Affairs
Wells Fargo Advisors, LLC January 2011 - Present
Morgan Stanley September 1994 - January 2011
LGC&D September 1990 - September 1994
Skills
Series 7, Investments, Series 63, Strategic Financial..., Mutual Funds, Investment Advisory, 401k, Asset Allocation, Estate Planning, Investment Strategies, Financial Advisory, Securities, Uniform Combined State..., Alternative Investments, Retirement, Financial Planning, Finance
Education
Bryant University 1986 — 1990
Bachelor of Science (BS), Accounting
Wells Fargo Advisors, LLC 2010 - Present
Merrill Lynch 2010 - 2012
American Pacific Industries 2007 - March 2010
Banc of America Investments 2003 - 2007
US Bancorp/Piper Jaffray 2001 - 2003
Education
California State University-Long Beach - College of Business Administration 1993 — 1996
BS, Finance
Wells Fargo Advisors, LLC March 2009 - Present
Skills
Strategic Planning, Series 7, Banking, Investments, Strategic Financial...
Education
California State University-Chico
Wells Fargo Advisors, LLC May 1987 - Present
Paine Webber October 1985 - May 1987
Education
Syracuse University - Martin J. Whitman School of Management 1981 — 1984
MBA, Finance, Marketing
Case Western Reserve University 1975 — 1979
BS, Mathematical Statistics, Economics
Wells Fargo Advisors, LLC July 2002 - Present
UBS June 2000 - May 2003
Education
Bryant University
BA, Finance
Wells Fargo Advisors, LLC March 2009 - Present
Riverside Batting Cages January 2006 - August 2007
Education
California State Polytechnic University-Pomona 2006 — 2011
BS, Finance
WELLS FARGO ADVISORS, LLC August 2014 - Present
Ameriprise Financial Services, Inc. May 2012 - October 2013
Ignite Funding November 2010 - March 2012
TD Ameritrade December 2009 - October 2010
Charles Schwab Brokerage and Bank December 2005 - October 2008
WestPark Capital June 2005 - November 2005
Safeco Investment Services, Inc April 2002 - May 2003
Skills
Sales Management, Investments, Asset Management, Relationship Development, Direct Sales, Sales Process, Asset Managment, Inter-personal, Series 63, Series 7, Retirement Planning, Insurance, Finance, Mutual Funds, Retirement, Wealth Management, Strategic Financial..., Securities, Mortgage Lending, Financial Advisory, Financial Services, Loans, Financial Planning
Education
University of California, Santa Barbara 2001 — 2004
Bachelor of Arts, Philosophy of the Ethics of Public Policy
Bryant University
Financial Planning Certificate Program, Financial Planning and Services
Southern California Edison September 2011 - Present
Southern California Edison August 2010 - September 2011
Skilset Communications 2008 - 2010
Wells Fargo Advisors, LLC June 2009 - October 2009
RPA May 2008 - August 2008
Skills
Fundraising, Data Analysis, Program Management, Advertising, Nonprofits, Strategic Planning, Microsoft Office, Marketing Strategy, Customer Service, Leadership, Strategy
Education
UCLA Anderson School of Management 2014 — 2017
University of Southern California - Marshall School of Business 2006 — 2010
B.S., Business Administration - Product & Brand Management, Strategic Management, International Finance
Caltech 2012 — 2012
Project Management Professional (PMP) Certification
National University of Singapore 2009 — 2009
Study Abroad Program, International Finance, Marketing & Branding
Fudan University 2007 — 2007
Summer Conference & Study Program, International Business
Wells Fargo Home Mortgage March 2015 - Present
Wells Fargo Home Mortgage August 2013 - March 2015
Wells Fargo Home Mortgage December 2010 - August 2013
Wells Fargo Advisors, LLC March 2009 - December 2010
AEI Consultants 2005 - 2008
Skills
Public Speaking, Editing, Customer Service, PowerPoint, Microsoft Office, Program Management, Community Outreach, Social Media, Blogging, Research, Due Diligence, Copy Editing, PeopleSoft, Books, Published Author, Creative Writing, Screenwriting, Novels, Fiction Writing, Management, Nonprofits
Education
California State University-Northridge 2000 — 2008
Bachelor of Arts (B.A.), Playwriting and Screenwriting
California State University-Northridge 2000 — 2008
Bachelor of Arts (B.A.), Social Sciences
Wells Fargo Advisors, LLC February 2012 - September 2014
Wachovia Securities Financial Network December 2004 - February 2012
Prudential Financial May 1998 - December 2004
Skills
Change Management, Project Management, Process Management, Customer Support, Complaint Management, Regulatory Compliance
Education
Cecil College
Associate's Degree, Accounting
Wells Fargo Advisors, LLC 2003 - Present
Skills
Management, Financial Risk, Investments, Portfolio Management, Finance, Financial Analysis, Mutual Funds
Education
California Lutheran University 1978 — 1982
Bachelor of Science (BS), Business Administration
Wells Fargo Advisors, LLC October 2009 - Present
Education
Southern Methodist University 1987 — 1990
Bachelor of Arts (BA), business/finance
California State University-Fresno 1985 — 1987
Wells Fargo Advisors LLC December 2014 - Present
Wells Fargo Advisors LLC August 2013 - December 2014
Citi April 2011 - August 2013
Skills
Securities, Brokerage, Supervision, Back Office, Trading, Financial Services, AML
Education
Brown Mackie College-Cincinnati 2004 — 2005
Associate's degree, Business Management
Brown Mackie College-Cincinnati 2002 — 2004
Associate's degree, Computer Programming
Wells Fargo Advisors, LLC June 2002 - Present
UBS Wealth Management April 2000 - May 2002
Skills
Investments, Asset Allocation, Retirement, Retirement Planning, Mutual Funds, Finance, Insurance, Securities, Financial Services
Education
Bucknell University 1994 — 1998
Bachelor of Science (B.S.), Economics and Business Administration
Hopewell Valley Central High School 1990 — 1994
Wells Fargo Advisors, LLC October 2013 - Present
Merrill Lynch September 1983 - October 2013
Skills
Asset Allocation, Investments, Retirement Planning, Deferred Compensation..., Retirement Plan (401k)..., Business Owner Planning..., Multi-generational..., Financial Advisory, Deferred Compensation, Financial Analysis, Insurance, Strategi Planning, Retirement Savings, Financial Services, Investment Strategies, Securities, Wealth Preservation..., Management, Leadership, Finance, Team Building
Education
Brigham Young University - Marriott School of Business 1980 — 1983
Bachelor's Degree, Business Management and Finance
Brigham Young University - Idaho 1979 — 1980
Business Administration and Management, General
Brigham Young University - Idaho 1976 — 1977
General Studies
Bonneville High School 1972 — 1976
High School
Wells Fargo Advisors, LLC 2009 - Present
Bank of America June 2004 - March 2009
Education
Central Connecticut State University 1999 — 2004
International Business
Wells Fargo Advisors, LLC July 2014 - Present
Wells Fargo Advisors LLC August 2009 - June 2014
UBS 1981 - 2009
Education
Brown University 1968 — 1973
Bachelor’s Degree, American History (United States)
Wells Fargo Advisors, LLC 2014 - Present
Carter Financial 2012 - 2014
KinderCare 2012 - 2012
ECC English Academy 2010 - 2011
Skills
Organized, efficient,...
Education
California State University San Marcos
Bachelor of Arts (B.A.), Psychology