Wells Fargo Advisors, LLC
Industry: Subsidiary
DescriptionWells Fargo Advisors is a subsidiary of Wells Fargo, located in St Louis, Missouri. It is the ninth largest brokerage firm in the United States as of August 17, 2017 with $490 billion retail client assets under management. Headquarters: St. Louis, Missouri, United States Number of employees: 15,000 Advisors Parent organization: Wells Fargo Founded: 4 September 2001 Total assets: 490 billion USD Subsidiaries: Wachovia Securities (Argentina) LLC (Buenos Aires Argentina),
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Wells Fargo Advisors, LLC Employees
Wells Fargo Advisors, LLC December 2013 - Present
Stock Yards Bank & Trust June 2012 - November 2013
Skills
Financial Analysis, Customer Service, Public Speaking, Research, Investments, Investment Banking, Finance, Management, Sales, Leadership, Event Planning, Marketing
Education
Bellarmine University 2007 — 2011
Master of Business Administration (M.B.A.), Business Administration and Management, General
University of Kentucky 2005 — 2007
Bachelor of Business Administration (B.B.A.)
Wells Fargo Advisors, LLC April 2011 - Present
Wells Fargo January 2010 - March 2011
The Collective April 2008 - October 2009
Skills
Investments, Investment Strategies, Financial Advisory, Microsoft Excel, Asset Allocation, Retirement Planning, 401k, Retirement, Mutual Funds, Securities, Equities, Microsoft Office, Financial Analysis, Due Diligence, 529 Plans, Financial Modeling, Bonds, FINRA, Alternative Investments, Fixed Annuities, 401k Rollovers, Fixed Income, Valuation, Insurance, Trading, Bloomberg, Wealth Management..., IRAs, High Net Worth..., Wealth, ETFs, Financial Services
Education
Boston University 2005 — 2007
MFA
University of Hartford 2002 — 2004
B.A.
University of Southern Maine 2000 — 2002
Mama Bird Recording Co. August 2009 - Present
Rumblefish April 2014 - Present
Freelance January 2006 - Present
Boston Pedicab March 2010 - October 2010
For Kids Only Afterschool January 2010 - April 2010
Wells Fargo Advisors, LLC October 2009 - January 2010
Skills
Photography, Music Industry, A & R, Record Labels, Talent Booking, Social Media
Education
Boston University 2004 — 2009
B.S., Photojournalism
Wells Fargo Advisors, LLC November 1970 - January 2013
Prescott Ball & Turben & Co. November 1970 - May 1991
Diamond Shamrock Corp. May 1961 - November 1970
Skills
Investments, Series 7, Wealth Management, Portfolio Management, Securities, Retirement Planning, Asset Management, Equities, Mutual Funds, Banking, Management
Education
Weatherhead School of Management at Case Western Reserve University 1965 — 1967
MBA, Marketing & Finance
Bowling Green State University 1956 — 1960
BS _ Business Admin., Accounting and Finance
Wells Fargo Advisors, LLC February 1986 - Present
Skills
Stocks, Financial Markets
Education
City University of New York-Baruch College 1971 — 1975
BA, Business, International Marketing
Westchester Community College 1968 — 1970
BS, Marketing
Wells Fargo Advisors, LLC October 2011 - Present
Morgan Stanley Smith Barney August 2006 - October 2011
Macon Investment Services August 1996 - July 2006
Skills
Wealth Management, Finance, Investment Strategies, Mutual Funds, Retirement, Investments, Investment Advisory, Asset Allocation, Series 7, Retirement Planning, Portfolio Management, IRAs, Financial Advisory, Strategic Financial..., Estate Planning, 401k Rollovers
Education
University of Kentucky - Patterson School 1989 — 1990
MA, International Economic Affairs
Berea College 1985 — 1989
BS, Agricultural Economics
Franklin High School
Wells Fargo Advisors, LLC January 2005 - Present
UBS Wealth Management January 1998 - January 2005
United States Navy August 1988 - January 1998
Skills
Investments, Insurance, Finance, Retirement, Financial Advisory, Mutual Funds, Financial Services, Wealth Planning
Education
Brenau University 1995 — 1996
Master's degree, Business Administration and Management
Southern Illinois University, Carbondale 1993 — 1994
Bachelor's degree, Human Resources Management/Personnel Administration
Georgia Military College-Milledgeville Campus 1991 — 1992
Associate's degree, General Studies
Wells Fargo Advisors, LLC January 1997 - Present
Skills
Investments, Asset Allocation, Mutual Funds, Equities, Retirement, Fixed Income, Securities, Investment Advisory, Retirement Planning, Alternative Investments, Investment Strategies, ETFs, Bonds, Life Insurance
Education
Barry University 1986 — 1988
B.S., Finance and Economics
Woodland Farms June 2009 - Present
Wells Fargo Advisors, LLC November 2011 - May 2015
Morgan Stanley Smith Barney January 2008 - March 2011
24 Hour Fitness November 2006 - January 2008
Skills
Investments, Strategic Financial..., Mutual Funds, Retirement Planning, Retirement, Investment Advisory, Mortgage Lending, Wealth Management, Insurance, Series 7, 401k, Estate Planning, Series 66, Fixed Annuities, Financial Services, Securities, Investment Strategies, Finance, Uniform Combined State..., Financial Planning
Education
Biola University 2001 — 2005
BS, Pre - Physical Therapy, Cum Laude
Saddleback College 2009 — 2009
Photography
Capistrano Valley Christian School 1996 — 2001
New York Life Insurance Company October 2012 - December 2012
Wells Fargo Advisors, LLC October 2011 - October 2012
Blackmoon Funds January 2010 - July 2010
Merrill Lynch June 2009 - December 2009
Isakov Planning Group May 2009 - June 2009
E1 Asset Management May 2008 - August 2008
Skills
Portfolio Management, Insurance, Corporate Finance, Options, Wealth Management
Education
Baruch College, City University of New York (CUNY) 2007 — 2011
BBA, Finance, Psychology
Beacon Wealth Consultants, Inc. July 2013 - Present
Wells Fargo Advisors, LLC December 2010 - July 2013
Skills
Strategic Financial..., Investments, Finance, Analysis, Sales, Retirement, Wealth, Time Management, Networking, Retirement Planning, Series 7, Wealth Management, Estate Planning, Asset Allocation, Series 63
Education
Case Western Reserve University - Weatherhead School of Management 1998 — 2001
Masters, MBA
Baldwin Wallace University 1993 — 1997
Bachelors, Business Administration, Speech Communication
Bay Financial Associates October 2009 - Present
Wells Fargo Advisors, LLC September 2005 - September 2009
State Street September 2000 - December 2003
Lucent Technologies (fka Kenan Systems) September 1997 - August 2000
Skills
Certified Financial..., Investment Advisory..., Mutual Funds, Securities, Retirement Planning, Personal Finance, Strategic Financial...
Education
Boston University 2004 — 2004
Certificate in Financial Planning, Financial Planning and Services
Bryant University 1982 — 1986
BS in Business Admin., Summa Cum Laude, Accounting
Wells Fargo Advisors, LLC 2001 - Present
Morgan Stanley 1991 - 2001
Skills
Wealth Management, Retirement Planning, Fixed Annuities, Investment Advisory, Series 7, Series 63, Wealth Management..., Investments, Estate Planning, Asset Allocation
Education
Baylor University - Hankamer School of Business 1981 — 1985
Wells Fargo Advisors, LLC October 2014 - Present
Washington State University May 2011 - January 2012
Washington State University August 2010 - January 2012
Vector Marketing May 2009 - September 2009
Skills
Asset Allocation, Financial Services, Fixed Income Strategies, Investment Planning, Investment Strategies, Investments, Strategic Planning
Education
CFP Board 2013 — 2014
CERTIFIED FINANCIAL PLANNER™ Candidate, Passed Exam
Washington State University - College of Business and Economics 2008 — 2012
BA Business Administration: Finance, Investment Analysis, Risk Management, Financial Intermediaries, Real Estate, Entrepreneurial Marketi
Bond University 2010 — 2010
Finance, Finance/International Business
Wells Fargo Advisors, LLC November 2013 - Present
Wells Fargo June 2012 - November 2013
Wells Fargo March 2010 - July 2012
Skills
Series 7, Series 63, Series 65, Life Insurance, Investments, Mutual Funds, Financial Advisory, Consumer Lending, Loans, Banking, Credit, Commercial Banking, Mortgage Lending, Commercial Lending, Small Business Lending, Lines Of Credit, Credit Analysis, Credit Cards, Finance, Credit Risk, Financial Services, Financial Risk, Private Banking, Refinance, Residential Mortgages, Retail Banking, Strategic Financial..., Retirement Planning, Life & Health Insurance..., Variable Annuities
Education
Barry University 2004 — 2006
Bachelor of Science (B.S.), Business Administration and Management, General
Florida Southern College
Wells Fargo Advisors, LLC January 2001 - Present
Skills
Series 63, Series 7, Investments, Retirement Planning, Wealth Management, Portfolio Management, Financial Analysis, Asset Allocation, Insurance, Mutual Funds
Education
Baylor University - Hankamer School of Business
Bachelor's Degree
Wells Fargo Advisors, LLC January 2009 - Present
Morgan Stanley Smith Barney July 2008 - January 2009
Skills
Series 7, Series 63, Mutual Funds, Investments, Wealth Management, Equities, Financial Analysis, Alternative Investments, Financial Modeling
Education
Boston College 2004 — 2008
B.S., Carroll School of Management
Università Commerciale 'Luigi Bocconi' 2007 — 2007
Georgetown Preparatory School 2000 — 2004
Wells Fargo Advisors, LLC March 2000 - Present
Skills
Investment Planning, Retirement Planning, 401(k) Rollovers, Financial Advisory, Estate Investment..., Multigenerational..., Tax-Efficient Strategies, Investments, Insurance, Asset Allocation
Education
Bethel University
Bachelor's Degree, Business - Finance, Management, & Marketing
Goldman Sachs May 2014 - Present
Morgan Stanley Wealth Management August 2011 - May 2014
Wells Fargo Advisors, LLC June 2010 - August 2011
T&T Enterprises August 2009 - June 2010
Skills
Series 7, Investments, Wealth Management, 401k, Valuation, Securities, Finance, Retirement Planning, Mortgage Lending, Small Business, Financial Analysis, Series 63, Insurance, Fixed Income, Leadership, Microsoft Excel, Portfolio Management, Public Speaking, Management, Data Analysis, Microsoft Office, Financial Modeling, Marketing, Strategic Planning
Education
Westminster College 2012 — 2014
Master of Business Administration (M.B.A.)
Brigham Young University 2006 — 2009
Economics, Management
Wells Fargo Advisors May 2015 - Present
Green Oak Financial Advisors December 2013 - May 2015
Wells Fargo Advisors, LLC November 2006 - December 2013
Skills
Investments, Retirement Planning, Retirement, Investment Strategies, Financial Services, Insurance
Education
Bluefield College
Bachelor of Science (B.S.), Business Managment
Wells Fargo Advisors, LLC May 2007 - Present
Skills
Investments, Mutual Funds, Asset Allocation
Education
Bethel College
Bachelor's Degree, Business Administration and Management, General
Wells Fargo Advisors, LLC October 2013 - Present
Wells Fargo Advisors, LLC September 2004 - October 2013
Morgan Stanley October 1991 - September 2004
Skills
Finance, Investments, Wealth, Alternative Investments, Insurance, High Net Worth..., Asset Allocation, Securities, Retirement Planning, Mutual Funds, Financial Services, Management
Education
Emory University School of Law 1978 — 1981
JD, Law
Bowdoin College 1969 — 1973
BA, Double Majors: American History and Government/Legal Studies
Wells Fargo Advisors, LLC November 2012 - Present
Morgan Stanley Smith Barney October 2007 - November 2012
Merrill Lynch December 2001 - October 2007
PricewaterhouseCoopers May 1998 - December 2001
Skills
Alternative Investments, ETFs, Fixed Income, Hedge Funds, Municipal Bonds, High Net Worth..., Pension Funds, 401(k), Profit Sharing and..., Stock Options, Managed Futures, Precious Metals, Closed-End Funds, High Net Worth..., Bonds, IRAs, 401k Rollovers, Financial Advisory, Equities, Securities, 401k, Investment Strategies, Mutual Funds, Asset Allocation, Investments
Education
University of Pennsylvania - The Wharton School 2006 — 2006
Executive Certificate in Financial Advisory Leadership, Finance and Financial Management Services
Binghamton University 1993 — 1995
BA, Philosophy and Political Science
Stony Brook University 1996 — 1998
MS, Management Science
Wells Fargo Advisors, LLC, Wellesley, MA May 2010 - Present
Wells Fargo Advisors, LLC May 2010 - June 2013
Skills
Asset Allocation, 401(K) Rollovers, Investment Planning, Investment Strategies, Investments, Retirement, Retirement Planning, Securities, Mutual Funds, Annuities, Retirement Savings, Financial Advisory
Education
Boston University 1975 — 1979
BA
Raymond James September 2014 - Present
Wells Fargo Advisors, LLC April 2009 - September 2014
Northern Trust Corporation September 1996 - December 1999
Boston International Advisors August 1993 - September 1995
State Street June 1987 - August 1993
Skills
Retirement Planning, Investments, Series 7, Financial Advisory, Portfolio Management, Financial Services, Finance, Financial Analysis, Insurance, Asset Management
Education
Boston University
B.S. and B.A., Economics and Journalism
Boston University
Wells Fargo Advisors, LLC October 2010 - Present
Rotary Club of Prescott Valley July 2009 - May 2011
Town of Prescott Valley November 2007 - November 2010
Red Gold Inc November 2005 - November 2007
SynchroNet Inc. January 2004 - November 2005
Geiger International 2001 - 2004
Sony Music 1992 - 2001
Sony Disc Manufacturing May 1984 - July 1995
High Tech Lighting 1978 - 1982
Education
University of West Georgia 1994 — 1998
MBA, Business
Ball State University - College of Business 1974 — 1978
BS, Accounting
Barber Financial Group June 2013 - Present
BMO Harris Financial Advisors December 2010 - June 2013
A.G. Edwards May 2005 - March 2010
Wells Fargo Advisors, LLC April 2005 - March 2010
Wachovia Securities (Formerly A July 2008 - August 2009
A.G. Edwards & Sons, Inc. April 2005 - July 2008
A.G. Edwards and Sons May 2006 - 2008
A.G. Edwards March 2005 - April 2006
Skills
Equities, Securities, Fixed Income, Mergers & Acquisitions, Compliance, Recruiting, Human Resources
Education
Baker University 2008 — 2010
MBA, Finance
Kansas State University 2000 — 2004
BS, Social Science
Wells Fargo Advisors, LLC January 1998 - Present
Education
Belmont Abbey College 1991 — 1994
Bachelor of Arts, Business
Coastal Carolina University 1989 — 1990
Business
Wells Fargo Home Mortgage September 2015 - Present
Wells Fargo Advisors, LLC October 2011 - August 2015
Wells Fargo Advisors, LLC September 2008 - October 2011
Wells Fargo February 2005 - September 2008
Wells Fargo April 2002 - February 2005
Wells Fargo April 2000 - April 2002
First Security Bank April 1991 - April 2000
Corporation of the President/ Missionary Training Center September 1986 - April 1992
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Public Speaking, Strategic Planning, Budgets, Banking, Investments, Credit, Leadership, Finance, Portfolio Management, Management, Loans, Risk Management, Financial Analysis, Relationship Management, Business Development, Insurance, Commercial Banking, Credit Analysis, Team Building, Financial Services, Commercial Lending, Financial Planning, Wealth Management, Analysis
Education
Pacific Coast Banking School 2004 — 2006
Commerical Lending
Brigham Young University 1986 — 1991
Bachelor's degree, Finance, General
Granger High School 1983 — 1986
Bachelor of Business Administration (B.B.A.), Finance, General
Wells Fargo Advisors, LLC January 2013 - Present
Skills
Investments, Wealth Management, IRAs, Retirement Planning, Asset Allocation, Fiduciary Services, Risk Management, 401k Rollovers, Variable Annuities, ETFs, Mutual Funds, Asset Management, Estate Planning, 529 Plans, Fixed Income, Life Insurance, Disability Insurance, Long Term Care Insurance, Equity Trading, Gifting Strategies, Retirement
Education
Bowdoin College 2002 — 2006
B.A.
Northern Highlands Regional High School 1998 — 2002
Wells Fargo Advisors, LLC August 2010 - Present
John Hancock Life Insurance Company (U.S.A.) January 2008 - August 2010
First Bank January 2007 - December 2007
Investors Bank & Trust August 2005 - August 2006
DirectoryM August 2004 - August 2005
Skills
Financial Modeling, Mutual Funds, Fixed Income, Investments, Series 7, Financial Analysis, Portfolio Management, Bloomberg, Asset Allocation, Equities, Investment Management, Alternative Investments
Education
Brandeis University International Business School 2006 — 2007
MBA, Finance
Bentley College 2000 — 2004
Bachelors Degree, Economics-Finance
Northeastern University 2000 — 2002
BS, Economics-Finance
American School Foundation 1986 — 2000
High School
Wells Fargo Advisors, LLC March 1986 - Present
Skills
Mutual Funds, Asset Allocation, Valuation, Finance, Retirement Planning, Fixed Income, Securities, Equities, Capital Markets, Investments, Asset Managment
Education
Boston College 1982 — 1986
BS, Finance
Grimes & Company April 2011 - Present
Wells Fargo Advisors, LLC March 2009 - April 2011
US Army May 2008 - March 2009
US Army October 2006 - March 2008
US Army May 2004 - October 2006
Education
Providence College
Bachelors Degree
Boston University Graduate School of Management
Certificate in Financial Planning
Catholic Memorial High School
Wells Fargo Advisors, LLC September 2007 - Present
Education
Montclair State University 2006 — 2009
Bachelor, Finance
Bergen Community College 2003 — 2006
Associates, Arts
Wells Fargo Advisors, LLC January 1991 - Present
Education
Bowling Green State University 1983 — 1987
BSBA, Economics
Anthony Wayne High School 1980 — 1983
Wells Fargo Advisors, LLC September 2005 - Present
Thornhill Oil & Gas, Inc. November 1994 - September 2015
Morgan Stanley Dean Witter May 1995 - September 2005
Bass Enterprises June 1982 - September 1994
Skills
Retirement Planning, Investments, Energy, Natural Gas, Asset Management
Education
Baylor University 1980 — 1982
MS, Geology
Baylor University 1976 — 1980
BS, Geology/Environmental Studies
Wells Fargo Advisors, LLC November 2008 - Present
UBS AG. July 1994 - November 2008
Smith Barney October 1989 - June 1994
Education
Baruch College, City University of New York (CUNY) 1978 — 1982
BBA, Finance & Investments
Liceo Scientifico 1971 — 1976
Baccalaureate
Retired April 2013 - Present
Wells Fargo Advisors, LLC February 1995 - Present
Wachovia February 1995 - Present
Prudential Securities February 1995 - April 2004
Self employed 1992 - 1995
Drexel Burnham Lambert 1984 - 1992
People Care Inc 1981 - 1984
Cosmopolitan Personnel 1978 - 1981
Cresco Sales 1976 - 1978
Gaynor Stafford Industries 1973 - 1976
Skills
Series 7, Tax, Wealth Management, Investments, Retirement Planning
Education
Baruch College, City University of New York (CUNY) 1964 — 1969
J.P. Morgan Private Bank September 2009 - Present
EMP Museum May 2013 - Present
Wells Fargo Advisors, LLC September 2007 - September 2009
Communities In Schools of Washington 2005 - 2009
UBS Wealth Management October 2004 - September 2007
Seattle University January 2005 - May 2007
Private Asset Management, Inc. May 1999 - October 2004
Strategic Wealth Management January 1998 - May 1999
Scudder Stevens & Clark February 1992 - July 1997
Skills
Portfolio Management, Private Banking, Private Wealth..., Financial Management, Investment Advisory, Portfolio Construction, Portfolio Strategy, Alternative Investments, Endowments, Financial Markets, Financial Advisory, Investment Products, Hedge Funds, Private Equity, Commodities, Fixed Income, Equities, Wealth Management..., Investments, Wealth Management, Asset Allocation, Investment Management, Investment Strategies, Asset Management
Education
Boston University 1994 — 1998
BS
Musicians Institute - GIT 1983 — 1984
Certificate
Wells Fargo Advisors, LLC April 2014 - Present
Edward Jones September 2011 - April 2014
Superior Imaging, LLC September 2009 - September 2011
Grainger February 2008 - August 2011
Philips Healthcare 2001 - 2008
Skills
Selling, Sales, Management, Investment Strategies, Capital Equipment, Healthcare, Hospitals, Medical Devices, Digital Imaging, Cardiology, Cold Calling, Budgets, Market Development, Strategic Planning, Product Launch, Personal Financial..., Estate and Legacy..., Portfolio Strategies, Wealth Services, Wealth Planning, Wealth Strategies, Wealth Transfer
Education
Blinn College 1990 — 1993
A.A.S., Radiologic Technology
Blinn College
Wells Fargo Advisors, LLC March 2009 - Present
St. Ignatius Loyola Academy 2003 - Present
Professional Ski Instructors of Amerca 2000 - Present
Morgan Stanley Smith Barney June 1991 - March 2009
Paine Webber June 1986 - June 1991
Education
Boston University 2006 — 2007
Certified Financial Planner Certificate, CFP
Loyola University in Maryland 1980 — 1984
BA, Political Science/History
Loyola Blakefield High School 1976 — 1980
Wells Fargo June 2013 - Present
Wells Fargo Advisors, LLC April 2012 - June 2013
Wells Fargo December 2008 - April 2012
Wells Fargo Financial May 2007 - December 2008
Skills
Banking, Finance, Financial Analysis, Insurance, Investment Advisory, Investments, Marketing, Negotiation, Retail Banking, Retirement, Retirement Planning, Series 7, Tax, Training, Wealth Management
Education
California State University-Dominguez Hills 2010 — 2011
Masters of Arts, Negotiation and Conflict Resolution
Baker University 2004 — 2007
Bachelors of Science, Business Marketing/Management
Wells Fargo Advisors, LLC January 2001 - Present
Great Financial Mortgage January 1983 - December 1998
Skills
Investments, Retirement Planning, Securities, Investors, Mutual Funds, Strategic Investment..., Strategic Planning, Credit, Leadership
Education
Brescia University 1989 — 1993
Bachelor of Applied Science (BASc), Business
Wells Fargo Advisors, LLC January 2011 - Present
Colorado Alternative Investment Group April 2009 - January 2011
Cobalt Holdings Group September 2008 - March 2010
Arrowhead Credit Research September 2008 - March 2010
Genesis Merchant Partners June 2007 - September 2008
Alternative Investment Firm December 2005 - June 2007
Alternative Investment Firm 2004 - 2005
DHL / Airborne Express 2003 - 2004
DHL Express 1996 - 2002
DHL Express 1996 - 2002
Skills
Investments, Equities, Private Equity
Education
Rutgers, The State University of New Jersey-Newark 2002 — 2005
MBA, Entrpreneurship
Rutgers, The State University of New Jersey-New Brunswick 1994 — 1996
BA, English
Boston University 1991 — 1993
BA, English
Wells Fargo Advisors, LLC September 2012 - Present
BOK Financial March 2002 - August 2012
Oklahoma City University 2012 - 2012
Oklahoma Baptist University 2007 - 2007
BancFirst 1999 - 2002
NationsBank December 1997 - March 1999
Tinker Federal Credit Union 1995 - 1998
Skills
High Net Worth..., Wealth Preservation..., Investments, Finance, Stock Management, Alternative Investments, Financial Analysis, Asset Allocation, Mutual Funds, Securities, Bonds, Municipal Bonds, Convertible Bonds, 401k Rollovers, Life Insurance, IRAs, Hedge Funds, Public Speaking, Equities, Leadership, Risk Management, Financial Modeling
Education
Boston University
MS, Finance
Oklahoma Baptist University
BBA, Finance
Shawnee High School
Wells Fargo Advisors, LLC May 2005 - Present
McDonald Investments April 1992 - May 2005
Prescott Ball & Turben 1983 - 1992
Skills
Investments
Education
Baldwin Wallace University
Wells Fargo Advisors, LLC August 2007 - Present
RBC Wealth Management April 2002 - August 2007
Cowen and Company December 1999 - April 2002
Skills
Investments
Education
Boston College 1995 — 1999
Phillips Exeter Academy 1994 — 1995
Lincoln Sudbury Regional High School 1991 — 1994
Wells Fargo Advisors, LLC April 1996 - Present
Creative Communications May 1982 - April 1996
Skills
Finance, Financial Advisory, Management, Investments, Wealth Management, Customer Service, Strategic Planning, Wealth Management..., Financial Services, Leadership, Series 7, Wealth, Customer Satisfaction, Research
Education
University of North Carolina at Chapel Hill 1964 — 1968
Belmont Abbey College
BA, Political Science
South Mecklenburg
Wells Fargo Advisors, LLC March 1986 - Present
Skills
Financial Analysis, Investments, Financial Modeling, Asset Management, Finance, Customer Service, Banking, Commercial Banking, Contract Negotiation
Education
Brigham Young University 1982 — 1985
BS, Organizational Psychology
Boise State University 1979 — 1980
Wells Fargo Advisors, LLC January 2001 - Present
Salomon Smith Barney January 1993 - January 2001
AutoSuperMall.Com March 1996 - January 1998
Santa Barbara Currents Magazine March 1989 - January 1992
West Coast Real Estate Magazine May 1988 - January 1992
Education
Boston University
The Boston Institute of Finance: Personal Financial Management-Executive Course
University of Pennsylvania - The Wharton School
Investment Related Executive Course
Weber State University
Economics & History
Wells Fargo Advisors, LLC March 2010 - Present
Columbia Management October 2006 - February 2009
The Boston Globe October 1980 - February 2006
Education
Boston University Graduate School of Management 1996 — 1998
MBA, Finance
Northeastern University 1990 — 1995
Bachelors Degree, Economics
Wells Fargo Advisors, LLC 2005 - Present
Bechtel/Parsons Brinckerhoff/Keville Enterprises 1998 - 2005
Education
Boston College - Wallace E. Carroll Graduate School of Management 1998 — 2001
MBA, MBA-Concentration in Finance
Tufts University 1993 — 1997
BS, Civil Engineering
Panera Bread April 2015 - Present
Panera Bread May 2014 - Present
FirsTech Inc. September 2011 - May 2014
Wells Fargo Advisors, LLC 2010 - 2011
Patsy Porter CPA, CPA February 2009 - August 2010
Patsy Porter CPA, CPA February 2009 - August 2010
Skills
Outlook, Excel, Word, PowerPoint, Multitasker, Organizing, Leadership, Team Oriented, Individual Contributor, Attention To Detail, Time Management, Sales, Banking, Microsoft Excel, Nonprofits
Education
Benedictine College 2009 — 2010
Masters of Business Administration, MBA
Benedictine College 2005 — 2009
Accounting, Business, Finance
Vianney High School 2001 — 2005
Wells Fargo Advisors, LLC August 1989 - Present
Wells Fargo Advisors, LLC January 1988 - Present
Education
The Ohio State University 2002 — 2006
Public Affairs Journalism, Marketing/Public Relations
Bowling Green State University 1984 — 1988
Finance, Business and Finance
University of Dayton 1980 — 1984
Bachelor of Arts, English
Wells Fargo Advisors, LLC November 2014 - Present
Oppenheimer & Co., Inc. April 2005 - November 2014
Creme de la Creme May 2001 - September 2004
Skills
Financial Analysis, Data Entry
Education
Baker University 1996 — 2000
Elementary Education
Wells Fargo Advisors, LLC October 1987 - Present
Skills
Retirement Planning, Insurance, Finance, Series 7, Series 63, Investments, Estate Planning, Financial Analysis, Investment Advisory, Financial Modeling, Fixed Annuities, Leadership, Alternative Investments, Life Insurance, Customer Service, Mergers & Acquisitions, Investment Banking, Real Estate, Strategic Planning, Microsoft Office
Education
Boston University School of Law 1985 — 1986
Master of Laws (LL.M.), Banking Law
University of Toledo College of Law 1982 — 1985
Doctor of Law (J.D.), Law
Boston University 1977 — 1981
Bachelor of Arts (B.A.), Mathematics
Wells Fargo Advisors, LLC July 2011 - Present
Wells Fargo Private Banking March 2009 - July 2011
Bank of America July 2001 - January 2009
Bank of America May 2000 - July 2001
Bank of America May 1996 - April 2000
Education
Baylor University - Hankamer School of Business 1987 — 1991
BBA, Marketing
The University of Texas at Austin 2006 — 2007
CFP®, Certified Financial Planner Program
The American College 2011 — 2011
CLU®, Chartered Life Underwriter
Wells Fargo Advisors January 2010 - Present
PM Marketing 2014 - 2014
CIOZone July 2009 - December 2010
TEKsystems October 2009 - January 2010
Wells Fargo Advisors, LLC October 2009 - January 2010
C & J Consulting, LLC April 2009 - September 2009
OpenSymmetry August 2006 - April 2009
Amgen November 2008 - March 2009
First Command Financial Planning December 2007 - November 2008
Sprint/IT June 2007 - December 2007
Skills
Helping People Achieve..., Team Leadership, New Business Development, Informatica, Data Modeling, Data Warehousing, Data Integration, ETL, Business Intelligence, Data Migration, DB2, PL/SQL, Oracle, Enterprise Software, Microsoft SQL Server, HP-UX, Data Quality, Solaris, Linux, Data Profiling, Windows, RDBMS, EIM, SQL, Data Warehouse..., Enterprise Architecture, Data Analysis, Visio, Business Objects, Teradata
Education
Webster University 2010 — 2013
Bachelor of Science (BS), Information Management
Brigham Young University 2001 — 2003
Wells Fargo Advisors, LLC August 2005 - Present
Morgan Stanley June 1995 - July 2005
Skills
Retirement Planning, Mutual Funds, Investments, Investment Strategies, Retirement, Fixed Annuities, 401k, Portfolio Management, Finance, Wealth Management, Equities, Long-term Care, Insurance, Fixed Income, Asset Allocation, Financial Advisory, IRAs, Asset Management, Life Insurance, Hedge Funds, Strategy, Long Term Care Insurance, Securities, Mortgage Lending, Asset Based Lending, Managed Futures
Education
Bentley University 1986 — 1990
Richmond, The American International University in London 1987 — 1988
Wells Fargo Advisors, LLC May 2009 - Present
Smith Barney February 1998 - May 2009
Prudential Securities 1993 - 1998
Smith Barney 1983 - 1993
Skills
Retirement Planning, Investments, Insurance, Strategic Planning, Wealth Preservation..., 401k Rollovers, Financial Advisory, Investment Strategies, Retirement Plan...
Education
Bemidji State University
Economics, Political Science
Brainerd High School
Yes
Wells Fargo Advisors, LLC October 2013 - Present
Chicago Board of Trade / Chicago Mercantile Exchange July 1987 - October 2013
Chicago Institute of Investment November 2012 - September 2013
Founders Commodities, LLC March 2010 - May 2011
International Trading Institute, LLC November 1993 - August 2008
Skills
Financial Markets, Risk Management, Financial Advisory, Investment Strategies, Retirement Planning, Trading Strategies, Mutual Funds, Options, Derivatives, Hedge Funds, Trading, Options Strategies, 401k Rollovers, Estate Investment..., Equities, Fixed Income, Bonds, Business Development..., Philanthropy, Currency Futures, Hedging, Commodity Risk...
Education
Bradley University
Bachelor of Science, Business Finance
Wells Fargo Advisors, LLC January 2008 - Present
Wachovia Securities, LLC December 1999 - December 2007
Moore North America June 1997 - December 1999
Air South Airlines, Inc. March 1994 - June 1996
Skills
Financial Services, Securities, Advertising, Series 7, Marketing, Mergers & Acquisitions, Business Analysis
Education
Ball State University 1986 — 1990
Bachelor's of Science (BA), Journalism/Advertising & Minor is Chemistry
Ball State's London Center: Fall Quarter 1989 1989 — 1989
Studied Journalism and Art History
Wells Fargo Advisors, LLC November 2004 - Present
UBS Wealth Management April 1994 - November 2004
Smith Barney January 1990 - April 1994
Education
Bowdoin College 1985 — 1989
BA, Government, German Language
Masconomet Regional 1982 — 1985
Wells Fargo Advisors, LLC April 2006 - Present
Stratos Lightwave October 2002 - April 2006
Molex Fiber Optics February 1999 - October 2001
Oak Grigsby 1996 - 1999
IAI America 1995 - 1996
Skills
401k Rollovers, Asset Allocation, Investments, Investment Planning, Investment Strategies, Retirement, Retirement Planning, Retirement Savings, Mutual Funds, Annuities
Education
Benedictine University 1998 — 2000
MBA
Western Illinois University 1991 — 1994
Bachelor of Science (BS), Industrial Technology
Downers Grove North 1985 — 1987
Wells Fargo Advisors, LLC June 2006 - Present
Westphal Financial, Inc. July 2002 - June 2006
Capital Management Services, Inc. June 2000 - July 2002
Probus Capital Management LLC September 1996 - June 2000
Market Timing Investments, Inc. September 1991 - September 1996
Skills
IRAs, 401k Rollovers, High Net Worth..., ETFs, Fixed Income, Investments, Management, Finance, Retirement Planning, Insurance, Strategic Planning, Disability Insurance, Estate Investment...
Education
Principia College 1986 — 1990
BA, Political Science
Boston University
Certificate in Financial Planning, Business/Commerce, General
Wells Fargo Advisors, LLC March 2015 - Present
PNC September 2011 - March 2015
PNC Bank October 2009 - September 2011
Skills
Insurance, Risk Management, Tax-efficient Strategies, Retirement Planning, Investment Planning, Financial Services, Wealth Preservation..., 401k Rollovers, Estate Investment..., Fixed Income Strategies
Education
Bellarmine University 2011 — 2012
Master's, Business Administration
Murray State University 2002 — 2006
BS, Business Administration
AMD March 2015 - Present
AmeriPro Funding, Inc. May 2014 - March 2015
Freelance Consultant May 2013 - March 2015
Wells Fargo Advisors, LLC October 2013 - March 2014
FleishmanHillard June 2013 - October 2013
The Bradley Scout May 2012 - May 2013
NBCUniversal, Inc. July 2012 - August 2012
PromaxBDA June 2012 - June 2012
The Bradley Scout August 2011 - December 2011
Buckingham Asset Management June 2011 - December 2011
Skills
Social Media, Public Relations, Blogging, Social Media Marketing, Editing, Graphic Design, Content Strategy, Facebook, Press Releases, Public Speaking, Content Development, Content Writing, Content Management, Photoshop, InDesign, SEO Copywriting, Social Networking, Event Planning, Marketing, Adobe Creative Suite, Media Relations, Illustrator, Copy Editing, Copywriting, YouTube, Writing, Microsoft Office, Press Kit Development, LinkedIn, Digital Copywriting, Newsletters, PowerPoint, Corporate Communications, Digital Media
Education
Bradley University 2009 — 2013
B.A., Communications- Public Relations, Social Media Marketing
Parkway West High School 2006 — 2009
High School Diploma, 2009
Wells Fargo Advisors LLC September 1987 - Present
Robert W. Baird & Co. September 1998 - June 2007
Skills
Management, Investments, Finance, Retirement Planning, Sales Management, Budgets, New Business Development, Strategic Planning, Financial Analysis, Team Building, Insurance, Mutual Funds, Portfolio Management, Asset Management, Financial Planning, Retirement
Education
Baldwin-Wallace College 1979 — 1983
Bachelor of Arts (B.A.), Business/Managerial Economics
Wells Fargo Advisors, LLC February 2013 - Present
Oppenheimer and Co. August 2009 - February 2013
Credit Suisse August 2007 - August 2009
Bear Stearns October 2003 - August 2007
Merrill Lynch August 1997 - October 2003
Advest, Inc. October 1990 - August 1997
Shearson Lehman Brothers October 1985 - October 1990
Skills
Investments, Retirement Planning, Finance, Financial Analysis, Risk Management, Financial Services, Portfolio Construction, Wealth Planning, Investment Planning, Asset Allocation, Series 63, Wealth Management, Series 7, Portfolio Management
Education
Boston College 1976 — 1981
Bachelors of Science, English Language and Literature/Letters
Trinity High School, Manchester,New Hampshire 1976 — 1981
College Prepatory
Wells Fargo Advisors, LLC March 2010 - Present
Morgan Stanley Smith Barney 2003 - March 2010
Lehman Brothers Holdings Inc. 1994 - 1999
Skills
Mutual Funds, Securities, Equities, Risk Management, Finance, Investments, Series 7, Portfolio Management, Wealth Management, Financial Services, Asset Management, Retirement Planning, Alternative Investments, Series 63
Education
Bentley University 1983 — 1987
B of Science, Finance
Brewster Academy 1981 — 1982
College Prep, College Prep
Wells Fargo Advisors, LLC October 2011 - Present
SunTrust Bank June 2011 - September 2011
Bed Bath & Beyond August 2009 - May 2011
Skills
Time Management, Data Entry, Customer Service, PowerPoint, Teamwork, Training, Microsoft Office, Marketing, Access, Microsoft Excel, Customer Relations
Education
Bay Path College 2004 — 2008
Business Administration, Business, Marketing, Management, 3.0
Bay Path College 2004 — 2008
Bachelor's degree, Business Administration and Management, General
Zoetis August 2011 - Present
Pfizer August 2011 - February 2013
ConvergEx Group March 2011 - July 2011
Wells Fargo Advisors, LLC May 2008 - August 2010
Skills
Pharmaceutical Industry, Microsoft Excel, PowerPoint, Microsoft Office, Microsoft Word, Outlook, Pharmaceutical Sales, Sales
Education
Binghamton University - School of Management 2007 — 2010
Bachelor of Science, Management, Global Management, Marketing, Management Information Systems
Wells Fargo September 2015 - Present
Wells Fargo Advisors, LLC March 2014 - September 2015
Mancuso-Dasein Enterprises, LLC September 2013 - March 2014
Texas State University December 2012 - December 2013
SAIC September 2010 - December 2013
IST-Research November 2008 - September 2010
BearingPoint Inc October 2007 - November 2008
United States Air Force 2000 - 2007
Education
Texas State University-San Marcos 2011 — 2012
MA
Yale University - Yale School of Management 2007 — 2007
Cert
Boston College 1996 — 1999
BA
Wells Fargo Advisors LLC March 2009 - Present
Smith Barney 2005 - 2009
Education
Baptist Health Schools-Little Rock
Wells Fargo Advisors, LLC February 2009 - Present
AG EDWARDS November 1983 - 2008
Skills
Retirement Planning, Asset Allocation, Retirement, Securities, Investment Strategies, Financial Advisory, Estate Investment..., Fixed Income Strategies, Investment Planning, Investments, Strategic Planning, Financial Analysis, Finance
Education
Bradley University 1970 — 1974
Bachelor of Arts (BA), History
Wells Fargo Advisors LLC September 2014 - Present
Merrill Lynch December 2004 - August 2014
Société Générale 1990 - 2001
Skills
Investments, Finance, Financial Advisory, Alternative Investments, Asset Allocation, Equities, Fixed Income, Management, Estate Planning, Investment Strategies
Education
Boston College
Bachelor of Science (BS), Economics & Chemistry
The University of Chicago Booth School of Business
Master of Business Administration (MBA), Finance, Management, & Accounting
Target Corporation September 2014 - Present
Target Corporation November 2013 - September 2014
Target Corporation June 2012 - November 2013
Salo, Oberon & NumberWorks, LLC September 2011 - May 2012
Target Corporation June 2011 - August 2011
Wells Fargo Advisors, LLC October 2008 - June 2011
Skills
Real Estate, Financial Modeling, Finance, Financial Analysis, Microsoft Excel, Coaching
Education
University of Saint Thomas - School of Business 2008 — 2012
Bachelor of Arts (B.A.), Business Administration - Financial Management, Economics
Birkbeck College, University of London 2010 — 2010
Macquarie University 2009 — 2009
Irondale High School 2004 — 2008
Diploma
Wells Fargo Advisors, LLC June 2012 - Present
Merrill Lynch May 1993 - May 2012
Anderson & Company Investment management August 1988 - October 1992
Coopers & Lybrand August 1985 - April 1988
Education
Bowling Green State University 1981 — 1985
BSBA, Accounting
Wells Fargo Advisors LLC January 2008 - Present
A. G. Edwards June 2002 - January 2008
Prudential Securities June 1991 - June 2002
Prudential Financial April 1985 - June 1991
Skills
Retirement Planning, Wealth Management, Series 7, Investments, Strategic Financial..., Portfolio Management, Asset Allocation, Mutual Funds, Investment Advisory, Retirement, Securities, Series 63, Asset Management, Financial Advisory, Investment Strategies, Estate Planning, Alternative Investments, Loans, Fixed Annuities, Financial Analysis, Small Business, 401k, Financial Services, Finance, Relationship Management, Credit
Education
Ball State University - College of Business 1978 — 1983
Bachelor's degree, Management/Economics
Paul Harding High School 1974 — 1978
Wells Fargo Advisors, LLC April 2015 - Present
Wells Fargo Advisors July 2004 - Present
Wells Fargo Advisors, LLC January 2012 - April 2015
Education
Bates College 1999 — 2003
BA, Economics
Delbarton School 1995 — 1999
Wells Fargo Advisors LLC 1982 - Present
Skills
Retirement Planning, Investments, Securities, Retirement, Mutual Funds, Estate Planning...
Education
Boston College 1960 — 1964
AB, Economics, Philosophy
Wells Fargo Advisors, LLC May 2014 - Present
RBC Wealth Management March 2009 - May 2014
Morgan Stanley Smith Barney December 1984 - March 2009
Skills
Investments, Asset Allocation, Investment Strategies, Insurance, Mutual Funds, Equities, Fixed Income, Financial Advisory, Alternative Investments, Strategic Investment..., Estate Planning..., Variable Annuities, Estate Planning
Education
Drexel University - LeBow College of Business 1973 — 1975
MBA
Brandeis University 1967 — 1971
BA, Politics
Central High School, Philadelphia, PA 1963 — 1967
Raymond James June 2012 - Present
Wells Fargo Advisors LLC January 2008 - July 2012
MORGAN STANLEY January 1995 - January 2008
Smith Barney January 1983 - January 1995
EQUITABLE LIFE ASSURANCE January 1981 - January 1983
Skills
Financial Planning, Retirement Planning, Portfolio Management, Strategic Financial..., Investments, Retirement, Management
Education
American College 2014 — 2014
RICP®
American College 2001 — 2003
CFP ®, CERTIFIED FINANCIAL PLANNER™
Bowling Green State University 1977 — 1981
Bachelor of Science, Marketing
Wells Fargo Advisors, LLC July 2013 - Present
Raymond James December 2008 - July 2013
Merrill Lynch October 1997 - December 2008
Skills
Investments, Finance, Wealth Management, Mutual Funds, Estate Planning...
Education
Boston College
M.B.A., Finance
Malden High School - Malden, MA
High School Diploma
University of South Florida
Finance
Worcester Academy - Worcester, MA
High School/Secondary Diplomas and Certificates
Worcester Polytechnic Institute
B.S., Mechanical Engineering
Deerpath Capital Management August 2012 - Present
Comerica Bank March 2010 - August 2012
Wells Fargo Advisors, LLC August 2008 - March 2010
Morgan Stanley January 2005 - August 2008
Smith Barney May 1999 - January 2005
Prudential Securities March 1997 - May 1999
The Chase Manhattan Bank June 1988 - March 1997
Education
Pace University - Lubin School of Business 1992 — 1995
MBA, Finance
Binghamton University - School of Management 1983 — 1987
BS, Finance
Syosset High School 1980 — 1983
H.S. Diploma
Wells Fargo Advisors, LLC January 2009 - Present
Salomon Smith Barney February 2006 - January 2009
Legg Mason June 2002 - February 2006
Coburn & Meredith, Inc. July 1999 - June 2002
Education
Vassar College 1984 — 1988
Boston University Questrom School of Business
MBA, Investment Management
Upstream Investment Partners, LLC September 2012 - Present
Waker Financial October 2008 - Present
Southwest Securities, Inc. December 2008 - September 2012
Family Eldercare January 2009 - March 2011
Wells Fargo Advisors, LLC January 2005 - October 2008
EBS January 2000 - January 2005
Latin American Health Institute March 1993 - September 1997
Grant Thornton LLP July 1983 - June 1990
Skills
Microsoft Office, Business Analysis, Coaching, Strategic Financial..., Investment Management, Financial Reporting, Managerial Finance, Asset Managment, Finance, Risk Management, Strategic Planning, Financial Analysis, Portfolio Management, Nonprofits, Budgets, Analysis, Due Diligence, Investments, Accounting, Management, Leadership, Forecasting, Insurance, Financial Services, Small Business, Training, Investment Strategies, Retirement, Estate Planning, Wealth Management, Investment Advisory, New Business Development, Mutual Funds, Strategy, Asset Allocation, Alternative Investments, Business Planning, Fixed Annuities, Financial Modeling, Executive Management, Project Planning, Start-ups, Insurance Planning, Financial Planning
Education
Boston University 1990 — 1993
Masters, Business/Public Health
Central Connecticut State University 1976 — 1982
Bachelors, Accounting/Finance
College for Financial Planning 2005 — 2005
AAMS, Financial Planning
Wells Fargo Advisors, LLC February 2009 - Present
LeTip of Hackensack 1999 - Present
Pack 86 2009 - 2012
Smith Barney October 2001 - February 2009
PaineWebber 1997 - 2001
CIT 1995 - 1997
Education
Certified Financial Planner Board of Standards 2011 — 2011
CFP(R), Financial Planning
Farileigh Dickinson University - Hackensack 2009 — 2010
CFP certificate, Financial Planning
Boston University - School of Management 1990 — 1995
BSBA, Finance
Glen Rock High School
Marty's House May 2011 - Present
Wells Fargo Advisors, LLC December 2006 - May 2011
Education
Bowling Green State University 1999 — 2003
Wells Fargo Advisors, LLC 1982 - Present
Skills
Retirement Planning, 401(k) Rollovers, Financial Advisory, Asset Allocation, Mutual Funds, Portfolio Management, Investments, Retirement, Securities, Investment Strategies, Financial Services, Investment Planning, Wealth-Preservation...
Education
Bowling Green State University 1971 — 1974
Bachelor's degree
Baldwin Wallace University 1969 — 1971
Wells Fargo Advisors, LLC April 2006 - Present
Smith Barney November 1997 - April 2006
NBS Card Services January 1990 - November 1997
Skills
Investments, Finance, Retirement, Retirement Planning, Financial Analysis, Securities, Financial Services, Insurance, Risk Management, Due Diligence, Small Business, Mergers, Estate Strategies, Portfolio Analysis, 401k Rollovers, College Education..., Tax Planning, Social Security Planning
Education
Rutgers, The State University of New Jersey-Newark 1995 — 1997
MBA, Finance
NJCPA 1993 — 1993
CPA, Tax/Accounting
Bloomfield College 1989 — 1993
B. Sc, Accounting
Ardenne High School, Jamaica
Wheelabrator Technologies Inc. 2013 - Present
Wells Fargo Advisors, LLC 2011 - 2012
Pioneer 1996 - 2010
KPMG 1994 - 1996
Skills
Equities, Equity Research, Investments, Asset Management, Capital Markets, Hedge Funds, Investment Strategies, Private Equity
Education
Boston College 1989 — 1993
BS, Finance & Economics
BC High 1985 — 1989
Wells Fargo Advisors February 1996 - Present
Wells Fargo Advisors, LLC January 1996 - November 2014
Skills
Trading, Fixed Income, Investments, Financial Risk, Series 7, Leadership, Securities, Series 63, Financial Advisory, Management, Wealth Management, Bonds, Bloomberg, Capital Markets, Asset Management, Investment Advisory
Education
Bloomsburg University of Pennsylvania 1984 — 1987
Bachelor of Arts (B.A.)
AG Berner HS
First Financial Equity Corporation November 2010 - Present
Wells Fargo Advisors LLC October 2006 - November 2010
KMD Architects September 2001 - June 2004
Arrival Communications, Inc. July 2000 - March 2001
PG&E Energy Services November 1998 - July 2000
O'Brien-Kreitzberg, Inc. June 1989 - November 1998
Woodward-Clyde Consultants March 1986 - October 1988
Morrison Knudsen Corporation January 1977 - March 1986
Morrison Knudsen 1977 - 1986
Skills
Strategy, Management, Finance, Budgets, Start-ups, Investments, Strategic Financial..., Marketing, Financial Reporting, Accounting, Internal Controls, Auditing
Education
Boise State University 1976 — 1979
Masters Coursework
California State University-Northridge 1973 — 1975
MBA Coursework
University of California, Los Angeles 1969 — 1973
B.A.
Chatsworth High School 1966 — 1969
High School Diploma, College Preparatory Science Major
Syracuse University - Martin J. Whitman School of Management January 2015 - Present
Key Private Bank November 2011 - Present
CFP Board October 2011 - Present
The One-Minute Financial Planner April 2011 - Present
Bryant & Stratton College 2008 - 2012
Wells Fargo Advisors, LLC June 2005 - November 2011
CXtec 2001 - 2004
CNY Business Journal 1998 - 2001
Skills
Financial Planning, Financial Analysis, Writing, Blogging, Technical Analysis, Fundamental Analysis, Classics, Teaching, Media, Public Speaking, Python, Strategic Financial..., Investments, Retirement, Financial Advisory, Financial Services, Analysis, Finance, Marketing, Asset Management, Personal Finance, Portfolio Management, Risk Management, Securities, Financial Modeling, Financial Planners, Series 7, Corporate Finance, Asset Allocation, Sales, Insurance, Wealth Management, Small Business, Leadership, Relationship Management, Time Management, Credit, Business, Investment Management, Estate Planning, Investment Strategies, Investment Advisory, Financial Risk, Alternative Investments, Equities, Financial Markets, Wealth, Mergers & Acquisitions, Valuation, Trading
Education
Binghamton University 1989 — 1994
BA English, English
Wells Fargo Advisors, LLC November 2014 - Present
Carol Balagur, Platinum Advisor with Ameriprise Financial January 2013 - July 2014
Ameriprise December 2011 - December 2012
Ameriprise Financial Inc. March 2011 - February 2012
Ameriprise Financial February 2010 - March 2011
Ameriprise Financial January 2005 - February 2010
Skills
Retirement Planning, Mutual Funds, Retirement, Financial Services, Leadership
Education
Baker College Business and Corporate Services 2007 — 2008
Bachelor
Davenport University-Eastern Region 2002 — 2003
Associate
Wells Fargo Advisors, LLC June 2012 - Present
Citi Private Bank April 2007 - June 2012
Oppenheimer + Close October 2004 - July 2006
Skills
Alternative Investments, Asset Allocation, Asset Management, Equities, Finance, Fixed Income, Insurance, Investment Management, Investments, Mutual Funds, Portfolio Management, Series 7, Wealth Management
Education
Fordham University - Graduate School of Business Administration 2005 — 2006
Master of Business Administration (MBA), Personal Financial Planning
Boston University 1993 — 1997
BA, Econimics, Art History, Geography
Merrill Edge February 2014 - Present
Colonial Life November 2012 - April 2014
Baystate Financial Services April 2011 - October 2012
Wells Fargo Advisors, LLC February 2008 - November 2010
Philanthropic Strategic Planning, Inc. August 2003 - February 2008
Dean College September 2005 - October 2007
Archdiocese of Boston August 2000 - August 2003
State Street Global Advisors January 1995 - March 2000
State Street Bank 1981 - 1995
Skills
Asset Management, Charitable Giving..., Retirement Planning, Securities, Customer Relations, Non-profits, Fundraising, Relationship Management, Investment Management, Philanthropy, Strategy, Strategic Planning, Asset Managment, Nonprofits, Finance, Marketing, Customer Service, Leadership, Investments, Voluntary Employee..., Financial Services, Employee Benefits, Management, Retirement
Education
Bentley University 1976 — 1981
BS, Management
Westwood High School 1972 — 1976
Wells Fargo Advisors, LLC 1997 - Present
Boeing June 1985 - November 1997
Skills
SQL, Oracle, SOA, Unix, Requirements Analysis, Web Services, Business Analysis, Java, Software Development, XML, Enterprise Architecture, Visio, SDLC
Education
Bradley University 1981 — 1985
BS, Electrical Engineering Tech.
Wells Fargo Advisors, LLC October 2008 - Present
Wachovia Securities October 2008 - 2010
Fifth Third Securities February 2005 - July 2007
Education
Indiana Institute of Technology 2000 — 2003
Marketing, Business/Marketing
Baldwin Wallace University 1998 — 2000
Business Administration
Martin Scoll Tax April 2013 - Present
Wells Fargo Advisors, LLC February 1995 - April 2013
Martin Scoll July 1993 - February 1995
Drexel Burnham Lambert 1985 - July 1993
Cosmopolitan Personnel 1980 - 1984
Cresco Sale 1977 - 1980
Gaynor Stafford industries 1973 - 1977
Kipnis Karchmer Meyerson and Levine 1969 - 1973
Education
Baruch College, City University of New York (CUNY) 1964 — 1969
BBA
Benjamin F. Edwards & Co. October 2014 - Present
Wells Fargo Advisors, LLC September 2010 - March 2014
Wachovia Securities/Wells Fargo Advisors April 2008 - September 2010
A.G. Edwards & Sons, Inc. October 2002 - April 2008
Fleishman-Hillard August 2001 - May 2002
Skills
Marketing Communications, Marketing, Media Relations, Corporate Communications, Market Research, Strategy, Internal Communications, Strategic Planning, Marketing Strategy, Leadership, Strategic Communications, Public Speaking, Customer Service, Event Planning, Public Relations, Event Management, Press Releases
Education
Washington University in St. Louis 2006 — 2008
MBA, Business Administration and Management, General
Brigham Young University 1995 — 2001
B.A., Communications: Public Relations Emphasis
Onieal and Associates, LLC November 2010 - Present
Wells Fargo Advisors, LLC December 1996 - Present
Stoops Automotive June 1987 - December 1996
Skills
My diverse work and..., Provides my clients..., What I add is..., Investments, Asset Management, Finance, Series 63, Securities, Financial Services, Tax, Financial Advisory, Sales, Asset Allocation, Series 7, Managerial Finance, Retirement Planning, Customer Service, Asset Managment, Life Insurance, Series 65
Education
Certified Financial Planner 2005 — 2008
CFP, Finance, Tax, Accounting, Social Security, Medicare, Medicaid, Life, Health Insurance, P&C Ins, Budgets, Passed National Exam
Ball State University 1983 — 1987
Marketing and Economics
Ipreo August 2011 - Present
Monsanto November 2010 - June 2011
Wells Fargo Advisors, LLC November 2009 - November 2010
GMAC Insurance December 2007 - September 2009
Tek Systems June 2006 - December 2007
VeriSign Inc December 2005 - March 2006
Amdocs January 2001 - May 2005
Amdocs June 1997 - January 2001
Skills
Testing, COBOL, Test Planning, Test Cases, Quality Center, SQL, Requirements Analysis, Quality Assurance, SDLC, System Testing, Test Automation, HP Quality Center
Education
Bar-Ilan University 1991 — 1995
B.S, Mathematics and Statistics; Mathematics
College of Civil Engineering
Associate of Science, Information Systems
Wells Fargo Advisors, LLC December 2004 - Present
Skills
Investments, Finance, Insurance, Retirement Planning, Management, Strategic Planning, Retirement, Business Development, Mutual Funds
Education
Brigham Young University - Hawaii 1995 — 2000
B.S., International Business Finance
University of California, Irvine
Finance, Personal Financial Planner Certificate 2007
Stifel Financial Corp. July 2014 - June 2015
WELLS FARGO ADVISORS, LLC November 2013 - June 2014
KCG Holdings, Inc. June 2000 - October 2013
KCG Holdings, Inc. 2000 - 2013
Skills
Asset Allocation, Financial Advisory, Financial Analysis, Fixed Income Strategies, Investment planning, Investment Strategies, Multigenerational..., Retirement Planning, Risk Management, Securities, Mutual Funds, Stock Analysis, Strategic Planning, Wealth Management, Tax-Efifficient..., Equities, Equity Trading, Special Situations, Series 24, Investments, Financial Services, FINRA, Fixed Income, ETFs
Education
Bentley College - Elkin B. McCallum Graduate School of Business 2012 — 2013
Master of Science (M.S.), Financial Planning
Providence College 1997 — 2000
Bachelor of Science, Business Management
St.Peter's Prep 1992 — 1996
Wells Fargo Advisors, LLC July 2007 - Present
Wells Fargo Advisors, LLC October 1987 - Present
Education
Baldwin Wallace University 1979 — 1983
BA, Business & Economics
Wells Fargo Advisors, LLC March 2013 - Present
Morgan Stanley Wealth Management May 2010 - August 2011
CA Inc July 2007 - February 2010
Eracent March 2005 - August 2007
LANDesk Software September 2000 - January 2005
Network General - Network Associates April 1995 - August 2000
Inacom Information Systems November 1990 - March 1995
ComputerLand June 1987 - November 1990
Skills
Retirement Planning, Stocks, Bonds, Financial Markets, Enterprise Software, Business Development, Strategy, Sales Operations, Business Alliances, Partner Management, SaaS, Cloud Computing, Professional Services, Program Management, Channel Partners, Strategic Partnerships, Account Management, Solution Selling
Education
Ball State University - College of Business 1983 — 1987
Bachelor of Science, Finanace
Ball State University
B.S, Finance; Financial Institutions
BHS
Concentus Wealth Advisors February 2014 - Present
Wells Fargo Advisors, LLC April 2010 - February 2014
Turner Investment Partners January 2008 - May 2010
Vanguard 2001 - 2007
Skills
Series 7, Project Management, Financial Analysis, Portfolio Management, Finance, Wealth Management, Equities, Investments, Alternative Investments, Asset Allocation, Securities, Mutual Funds
Education
Saint Joseph's University 2007 — 2010
MBA, Finance
Bloomsburg University of Pennsylvania 1998 — 2002
Bachelors Degree of Science, Finance
Wells Fargo Advisors LLC September 2008 - Present
Lehman Brothers May 2000 - September 2008
Education
Baruch College, City University of New York (CUNY) 2007 — 2010
MBA, Finance
Wells Fargo Advisors LLC. 2010 - Present
Thomas Crown Racing May 2008 - March 2012
Indy Health and Fitness November 2004 - July 2010
Investors Capital Corp. June 2007 - January 2009
Source Capital Group March 1999 - June 2007
Skills
Investments, Finance, Retirement, Securities, Asset Allocation, Strategic Planning, Equities, Marketing Strategy, Retirement Planning
Education
Bentley University 1992 — 1994
BSA, Finance
University of New Hampshire 1990 — 1992
BSA, Economics
Land/Estate Management 1996 - Present
SWBC Wealth Management May 2012 - April 2014
Wells Fargo Advisors, LLC February 2011 - May 2012
Exceed, LLC. July 2010 - May 2011
Glass Doctor of Houston October 2005 - January 2010
SWS FINANCIAL SERVICES January 1997 - October 2005
Harris, Webb, & Garrison August 1995 - January 1997
Legg Mason September 1992 - August 1995
Lab Products, Inc August 1990 - September 1992
Lehman Brothers August 1988 - August 1990
Skills
Investment Advisory, Investments, Wealth Management, Asset Managment, Series 7, Retirement Planning, Mutual Funds, Strategic Financial..., Series 63, Portfolio Management, Asset Allocation, Capital Markets, Financial Advisory, Trust Management, Real Property, Agribusiness, Minerals, Finance, Investment Strategies, Asset Management, Investment Banking, Strategic Planning, Leadership, Retirement, Banking, Managerial Finance, Budgets, Management, Negotiation, Contract Negotiation, Financial Planning
Education
Baylor University - Hankamer School of Business 1986 — 1988
MBA, Capital Markets
Baylor University 1982 — 1986
BBA, Real Estate/Finance
University of London 1985 — 1985
Coursework, International Finance
Memorial High School 1978 — 1982
Camelot Portfolios, LLC September 2010 - Present
Laura L. Noble, Attorney at Law August 2009 - Present
Wells Fargo Advisors, LLC June 2007 - August 2009
National City Bank January 2004 - June 2006
Education
University of Toledo College of Law 1995 — 1999
JD
Bowling Green State University 1990 — 1994
Insight Financial Strategists LLC 2014 - Present
Wells Fargo Advisors, LLC August 2012 - April 2014
Education
Harvard College
Bachelor's degree, magna cum laude in Psychology and Social Relations
Boston University
Certificate in Financial Planning
Wells Fargo Advisors, LLC February 2013 - Present
Merrill Lynch June 2011 - February 2013
Any Lab Test Now June 2010 - June 2011
Choice Mortgage Bank 2009 - June 2011
Skills
Finance, Retirement Planning, Investments, Fixed Annuities, Retirement, 401k, Life Insurance, Variable Annuities, Asset Protection
Education
Brandeis University 1995 — 1999
BA, Political Science
Wells Fargo Advisors, LLC December 2010 - Present
UBS Wealth Management November 2008 - December 2010
Skills
Investments, Customer Service, Insurance, Mutual Funds
Education
Bloomsburg University of Pennsylvania 1998 — 2002
Liberal Arts and Sciences, Leadership and Social Influence
Wells Fargo Advisors, LLC August 2006 - Present
Smith Barney November 1992 - August 2006
Education
Boise State University 1988 — 1991
BBA, Marketing
Bank of America Merrill Lynch November 2014 - Present
Merrill Lynch January 2013 - Present
Morgan Stanley February 2012 - January 2013
Morgan Stanley January 2011 - February 2012
Morgan Stanley May 2010 - January 2011
Wells Fargo Advisors, LLC August 2007 - April 2010
SmithBarney May 2005 - July 2008
American Express 1996 - 2005
Chase Personal Financial Services 1990 - 1994
Skills
Series 24, Series 7, Banking, Credit, Series 63, Securities, Mortgage Lending, Financial Services, Equities, Risk Management, Mutual Funds, Loans, Credit Analysis, Private Banking, Wealth Management, Asset Management, Portfolio Management, Investments, Financial Advisory, Fixed Income, Leadership, Finance, Relationship Management, Investment Advisory, Capital Markets, Retirement Planning, Commercial Lending, Asset Allocation, Business Development, Strategic Financial..., Wealth Management...
Education
Boston College 1985 — 1989
BA,CumLaude, Psychology and Communications
Wildwood Town Center Advisory Panel August 2008 - Present
Wells Fargo Advisors LLC October 2006 - Present
Wachovia Securities, LLC May 2007 - December 2008
A.G. Edwards October 2006 - May 2007
Education
La Salle University
Ministry
Belmont University
Education-English
Notre Dame College 1979 — 1984
BA, Education-English
Wells Fargo Advisors, LLC April 2012 - Present
HBR Advisors May 1999 - April 2012
Hartford Insurance Group February 2004 - May 2006
Skills
Alternative Investments, Asset Allocation, Retirement Planning, Mutual Funds, Investment Strategies, Equities, Financial Services, Life Insurance, Insurance, Capital Markets, Wealth Management, Strategic Financial..., Series 7, Investment Advisory, Affluent, Series 63, Securities, High Net Worth..., Retirement, Financial Planning
Education
Boston University
The Derryfield School, Manchester NH
Wells Fargo Advisors, LLC August 2007 - Present
UBS December 1999 - August 2007
Prudential Securities, Inc. March 1991 - December 1999
Skills
Investments, Risk Management, Financial Analysis, Sales Management, Finance, Microsoft Office, Insurance, Securities, Series 7, Retirement Planning
Education
Bentley University 1974 — 1976
Wells Fargo Advisors, LLC January 2008 - Present
Wachovia Securities Financial Network January 2008 - Present
AG Edwards April 2000 - December 2007
Citigroup January 1995 - January 2000
Goldman Sachs September 1980 - December 1995
Skills
Fixed Income, Retirement, Mutual Funds, Securities, Equities, Investments, Asset Allocation, Retirement Planning, Investment Strategies, Alternative Investments, Management, Financial Advisory, Hedge Funds, 401k, Estate planning and..., Separately Managed..., IRAs, Wealth, Trading
Education
City University of New York-Baruch College 1980 — 1982
MBA, Finance
State University of New York at Stony Brook 1974 — 1978
BS, Psychology
Ditmas Junior High
Wells Fargo Advisors, LLC March 2009 - Present
Merrill Lynch June 2006 - March 2009
Merrill Lynch January 2002 - June 2006
Education
Baruch College, City University of New York (CUNY) 1989 — 1992
BBA, BUSINESS ADMINISTRATION
Wells Fargo September 2013 - Present
Wells Fargo May 2012 - September 2013
Wells Fargo Advisors, LLC May 2004 - May 2012
Merrill Lynch August 1989 - May 2004
PROSKAUER ROSE 1987 - 1989
FINKELSTEIN, THOMPSON & LEWIS 1985 - 1987
Commodity Futures Trading Commission 1984 - 1985
Education
Boston University School of Law 1981 — 1984
JD
Columbia College 1976 — 1980
BA
Wells Fargo Advisors, LLC January 2007 - Present
McDonald Investments February 1997 - January 2007
Merrill Lynch May 1995 - February 1997
Federal Reserve Bank of Cleveland 1993 - 1995
Key Bank 1984 - 1993
Skills
Retirement Planning, Investments, Financial Advisory, Asset Allocation, Financial Services, Alternative Investments, Wealth, Series 7, Series 65, Strategic Investment...
Education
Baldwin Wallace University
Bachelor of Science, Business Administration
Westlake High School
Wells Fargo Advisors, LLC 1982 - Present
Education
Brigham Young University 1978 — 1980
MBA, Business
Wells Fargo Advisors, LLC January 2009 - Present
Skills
Financial Planning, Investments, 401k Rollovers, Residential Mortgages, Retirement Planning, 529 Plans
Education
Benedictine University 1986 — 1990
B.A., Accounting
Wells Fargo Advisors, LLC November 2011 - Present
Merrill Lynch September 2008 - November 2011
TIAA-CREF 2007 - 2008
TIAA-CREF 2004 - 2007
Education
Belmont Abbey College 1995 — 1999
Bachelor of Arts (B.A.), Belmont Abbey College
Wells Fargo Advisors, LLC July 1999 - Present
Education
Bob Jones University 1995 — 1999
BS, Financial Management
Wells Fargo Advisors, LLC February 2014 - Present
Fulton Financial Advisors / Raymond James Financial Services Inc. June 2009 - February 2014
Morgan Stanley Smith Barney June 2004 - June 2009
Environmental Engineering & Construction Companies 1984 - 2004
Skills
Asset Allocation, Retirement Planning, Financial Analysis, Financial Reporting
Education
Boston University Graduate School of Management 1983 — 1984
Master of Business Administration (M.B.A.), Finance and Financial Management Services
State University of New York at Albany 1974 — 1977
Bachelor of Science (B.S.), Chemistry
Clark University 1972 — 1973
Liberal Arts and Sciences/Liberal Studies
Wells Fargo Advisors, LLC May 2014 - Present
Wells Fargo Advisors, LLC October 2012 - May 2014
Morgan Stanley Smith Barney January 2011 - October 2012
Morgan Stanley July 1991 - September 2009
Smith Barney Harris Upham 1982 - 1991
Skills
Investments, Mutual Funds, Business Development, Financial Services, Product Management, Separately Managed..., Team Leadership
Education
Boston College
BA, Economics and Psychology
Wells Fargo Advisors, LLC Fixed Income Portfolio ManagerWells Fargo Advisors1992 - 2011
Wells Fargo Advisors 1992 - 2011
Skills
Series 7, Bonds
Education
Saint Louis University
Master of Business Administration (MBA)
Baylor University
Bachelor of Business Administration (BBA), Finance
Wells Fargo Advisors LLC July 2013 - Present
Wells Fargo February 2011 - July 2013
Wells Fargo April 2010 - January 2011
Wachovia May 2007 - April 2010
Education
Fresno Pacific University 2000 — 2002
BA, Bachelor of Arts Business Finance
Bakersfield College 1999 — 2000
AA, Associate of Arts
Wells Fargo Advisors, LLC June 2009 - Present
RBC Wealth Management September 1999 - June 2009
Wheat First Union May 1997 - September 1999
Skills
Securities, Team Building, Coaching, Budgets, Credit, Customer Service, Management, Series 7, Asset Management, Insurance, Risk Management, Portfolio Management, Financial Analysis, Banking, Financial Modeling, Business Strategy, Financial Advisory, Strategy
Education
Boston University 1968 — 1972
New Rochelle High School 1966 — 1968
AMG Funds March 2015 - Present
Legg Mason September 2011 - November 2014
Legg Mason January 2011 - September 2011
Legg Mason July 2008 - January 2011
Wells Fargo Advisors, LLC February 2004 - July 2008
Morgan Stanley February 2003 - February 2004
Skills
Mutual Funds, Separately Managed..., Closed-end Funds, Fixed Income, Municipal Bonds, Business Development, Financial Analysis, Competitive Analysis, Value Proposition..., Equities, Dividends, Strategic Financial..., Securities, Alternative Investments, Asset Management, Finance, Financial Planning
Education
Binghamton University 1998 — 2002
Bachelor of Arts, Economic Policy
Oppenheimer & Co. May 2012 - Present
Wells Fargo Advisors, LLC May 2002 - May 2012
Skills
Series 7, Retirement Planning, Wealth Management, 401k Rollovers, Series 63, Investment Advisory, Saving for Education, IRAs, Mutual Funds, Retirement
Education
East Carolina University 1971 — 1973
BS, Music, German
Bowling Green State University 1969 — 1971
BS, German
University of Alabama 1968 — 1969
Needham Broughton High School 1965 — 1968
Wells Fargo Advisors, LLC December 2005 - Present
Morgan Stanley January 1998 - December 2005
Skills
Retirement, Retirement Planning, Asset Allocation, Mutual Funds, IRAs, Insurance
Education
Bowling Green State University 1982 — 1983
Masters, Business Education
Wells Fargo Advisors, LLC January 1994 - Present
Skills
401k Rollovers, Investments, Fixed Annuities, Financial Advisory, Insurance, Retirement Planning, Customer Service, Fixed Income Strategies, Management, Securities, Concentrated Stock..., Mutual Funds, Financial Analysis, Asset Allocation, Wealth Management..., IRAs, Financial Services, Retirement, Strategic Planning, Institutional..., Life Insurance, Risk Management, Business Owner Planning, Estate Investment..., Variable Annuities, Deferred Compensation..., Annuities, Relationship Management
Education
Bradley University 1985 — 1989
B.S., Public Relations
Bloomington High School 1981 — 1985
Wells Fargo Advisors, LLC February 1994 - Present
NCR Corporation October 1984 - October 1994
Skills
MIS, Banking, Finance, Accounts Receivable, Retirement Planning, Investments, Asset Allocation, Customer Service, Mutual Funds, Credit, Wealth Planning, Portfolio Analysis
Education
Baylor University - Hankamer School of Business 1980 — 1984
Bachelor of Business Administration (BBA), Marketing
Wells Fargo Advisors, LLC November 1998 - Present
Merrill Lynch July 1987 - June 1994
Education
Brigham Young University 1973 — 1977
Business
Morgan Stanley Wealth Management February 2014 - Present
Wells Fargo Advisors, LLC July 2005 - February 2014
Morgan Stanley June 1998 - July 2005
Skills
Alternative Investments, Equities, Financial Analysis, Portfolio Management, Securities, Investments, Insurance, Series 63, Financial Modeling, Bloomberg, Wealth Management, Fixed Income
Education
Bentley University 1974 — 1978
Bachelor of Science (B.S.), Concentration Accounting
Wells Fargo Advisors, LLC March 2005 - Present
PwC November 1989 - January 2000
Skills
Wealth Preservation..., Estate Planning, Investment Strategies, Intergenerational..., Insurance, Elder Care, Multi-generational..., Financial Accounting, PowerPoint, Microsoft Word, Financial Audits, Auditing
Education
Columbia Business School 1994 — 1996
Master of Business Administration (M.B.A.), Finance, General
SUNY Binghamton 1982 — 1986
Bachelor's degree, Accounting
PTX Securities December 2014 - Present
Wells Fargo Advisors, LLC November 2013 - December 2014
Lincoln Financial Group March 2005 - April 2011
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, HTML, Strategic Planning, Budgets
Education
Ball State University 1981 — 1985
Bachelor's degree, Marketing
Joliet Catholic High School 1977 — 1981
Wells Fargo Advisors, LLC July 1999 - Present
Education
Boston College 1993 — 1995
Master of Business Administration (M.B.A.), Finance, General
University of Notre Dame 1987 — 1991
Bachelor's Degree, Mechanical Engineering