Pershing Company
Industry: Subsidiary
DescriptionPershing LLC is a subsidiary of The Bank of New York Mellon. Pershing has nearly $1 trillion in assets under administration. The Bank of New York Mellon has more than $25 trillion in assets in custody. CEO: Lisa Dolly Headquarters: Jersey City, New Jersey, United States COO: James T. Crowley Executive vice president: Brian Ruane (Bny Mellon) Parent organizations: Pershing Group LLC, Bank of New York, MELLON CAPITAL MANAGEMENT CORP Subsidiary: Pershing India Operational Services Private Limited
Pershing List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Pershing. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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835 Pershing employees in database. Find out everything there's to know about Pershing employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Pershing Employees
Employee
Years
Job
Industry
John Mueting John Mueting's Pershing Experience April 2012 - July 2013
Job President, Farmers Financial Solutions
Industry Financial Services
Experience
Farmers Insurance July 2013 - Present
Pershing April 2012 - July 2013
Peak Advisor Alliance May 2011 - April 2012
Allstate Financial 2007 - April 2011
Allstate Financial 2007 - 2011
Allstate Financial 1996 - 2011
Skills
Series 7, Series 24, Mutual Funds, Fixed Annuities, Series 63, Series 6
Education
Northern Illinois University
Farmers Insurance July 2013 - Present
Pershing April 2012 - July 2013
Peak Advisor Alliance May 2011 - April 2012
Allstate Financial 2007 - April 2011
Allstate Financial 2007 - 2011
Allstate Financial 1996 - 2011
Skills
Series 7, Series 24, Mutual Funds, Fixed Annuities, Series 63, Series 6
Education
Northern Illinois University
Joseph G. Schiavo Joseph G. Schiavo's Pershing Experience 2006 - 2010
Job Customer Excellence Focused Finance Leader JPMorgan Chase
Industry Financial Services
Experience
J.P. Morgan 2011 - Present
Pershing, a BNY Mellon company 2010 - 2011
Pershing 2006 - 2010
BNY Mellon 2000 - 2006
BNY Mellon 1984 - 2000
EY 1982 - 1984
Skills
Series 7, Financial Reporting, Strategy, Mergers & Acquisitions, Financial Analysis, Banking, Finance, Strategic Financial..., Fixed Income, Forecasting, Management, Securities, Financial Services, Budgets, Series 24, Series 63, Leadership, Equities, Mergers, Financial Modeling, Business Planning, Corporate Finance, Capital Markets, Portfolio Management, Financial Planning
Education
New York University - Leonard N. Stern School of Business
Master of Business Administration (M.B.A.), Finance
Pace University - Lubin School of Business
Bachelor's Degree, Public Accounting
University of Pennsylvania - The Wharton School
The Securities Industry Institute
J.P. Morgan 2011 - Present
Pershing, a BNY Mellon company 2010 - 2011
Pershing 2006 - 2010
BNY Mellon 2000 - 2006
BNY Mellon 1984 - 2000
EY 1982 - 1984
Skills
Series 7, Financial Reporting, Strategy, Mergers & Acquisitions, Financial Analysis, Banking, Finance, Strategic Financial..., Fixed Income, Forecasting, Management, Securities, Financial Services, Budgets, Series 24, Series 63, Leadership, Equities, Mergers, Financial Modeling, Business Planning, Corporate Finance, Capital Markets, Portfolio Management, Financial Planning
Education
New York University - Leonard N. Stern School of Business
Master of Business Administration (M.B.A.), Finance
Pace University - Lubin School of Business
Bachelor's Degree, Public Accounting
University of Pennsylvania - The Wharton School
The Securities Industry Institute
Brian Waters Brian Waters's Pershing Experience 2002 - 2007
Job Vice President at J.P. Morgan
Industry Financial Services
Experience
J.P. Morgan 2010 - Present
Fidelity Investments 2007 - 2010
Pershing 2002 - 2007
Pershing 2001 - 2002
Skills
Requirements Gathering, Process Improvement, Vendor Management, Cost Basis Reporting, Financial Analysis, Microsoft Office, Tax Reporting, Risk Management, Investments, Strategy, Finance, Business Analysis, Training, Capital Markets, Customer Service, Leadership, Management, Analysis, Project Management, Agile & Waterfall..., UAT coordination
Education
Rutgers, The State University of New Jersey-Newark 2007 — 2011
MBA, Management & Business Strategy
Rutgers University-New Brunswick 1996 — 2001
BA, Economics & Geography
University of Reading 1998 — 1999
Study Abroad, Economics & Geography
J.P. Morgan 2010 - Present
Fidelity Investments 2007 - 2010
Pershing 2002 - 2007
Pershing 2001 - 2002
Skills
Requirements Gathering, Process Improvement, Vendor Management, Cost Basis Reporting, Financial Analysis, Microsoft Office, Tax Reporting, Risk Management, Investments, Strategy, Finance, Business Analysis, Training, Capital Markets, Customer Service, Leadership, Management, Analysis, Project Management, Agile & Waterfall..., UAT coordination
Education
Rutgers, The State University of New Jersey-Newark 2007 — 2011
MBA, Management & Business Strategy
Rutgers University-New Brunswick 1996 — 2001
BA, Economics & Geography
University of Reading 1998 — 1999
Study Abroad, Economics & Geography
Todd Casazza Todd Casazza's Pershing Experience April 2005 - March 2014
Job Relationship Manager Schwab Advisor Services at Charles Schwab
Industry Financial Services
Experience
Charles Schwab September 2015 - Present
State Street Bank March 2014 - September 2015
Pershing April 2005 - March 2014
Merrill Lynch April 2002 - April 2005
Skills
Electronic Trading, Trading, Options, Trading Systems, Account Management, Risk Management, Onboarding, Financial Services, Equity Trading, Electronic Trading..., Trading Strategies, Separately Managed..., Broker-Dealer, ETFs
Education
Sacred Heart University 1997 — 2001
B.S., Finance, Business Admin.
Charles Schwab September 2015 - Present
State Street Bank March 2014 - September 2015
Pershing April 2005 - March 2014
Merrill Lynch April 2002 - April 2005
Skills
Electronic Trading, Trading, Options, Trading Systems, Account Management, Risk Management, Onboarding, Financial Services, Equity Trading, Electronic Trading..., Trading Strategies, Separately Managed..., Broker-Dealer, ETFs
Education
Sacred Heart University 1997 — 2001
B.S., Finance, Business Admin.
Drew Bernstein's Pershing Experience May 2011 - November 2012
Job Buddy's Home Furnishing
Industry Management Consulting
Experience
Buddys Home Furnishings January 2015 - Present
RVR Consulting Group November 2012 - January 2015
Pershing May 2011 - November 2012
Crummer Graduate School of Business August 2009 - May 2011
Vintage Capital Managament July 2010 - March 2011
Orlando Titans December 2009 - April 2010
Skills
Business Development, Social Media, Social Media Marketing, Marketing, Microsoft Excel, Investments, Sales Operations, CRM, Operations Management, Hiring Practices, PowerPoint, Process Flow, Mergers & Acquisitions, Private Equity, Market Research, Management Consulting, Consulting, Business Strategy
Education
Rollins College - Crummer Graduate School of Business 2009 — 2011
Master of Business Administration (MBA), Business Management and Finance
Rollins College 2005 — 2009
BA, Political Science, Business
Buddys Home Furnishings January 2015 - Present
RVR Consulting Group November 2012 - January 2015
Pershing May 2011 - November 2012
Crummer Graduate School of Business August 2009 - May 2011
Vintage Capital Managament July 2010 - March 2011
Orlando Titans December 2009 - April 2010
Skills
Business Development, Social Media, Social Media Marketing, Marketing, Microsoft Excel, Investments, Sales Operations, CRM, Operations Management, Hiring Practices, PowerPoint, Process Flow, Mergers & Acquisitions, Private Equity, Market Research, Management Consulting, Consulting, Business Strategy
Education
Rollins College - Crummer Graduate School of Business 2009 — 2011
Master of Business Administration (MBA), Business Management and Finance
Rollins College 2005 — 2009
BA, Political Science, Business
Henry Mroczko Henry Mroczko's Pershing Experience November 2008 - November 2012
Job Director, Recruitment, CLS Bank International
Industry Financial Services
Experience
AIG November 2012 - November 2013
Pershing November 2008 - November 2012
BNP Paribas 2007 - 2008
UBS Wealth Management November 2000 - May 2007
Merrill Lynch 1995 - 2000
Merrill Lynch 1995 - 2000
Merrill Lynch 1995 - 2000
Skills
Talent Acquisition, Talent Management, Onboarding, Applicant Tracking..., Performance Management, Deferred Compensation, HRIS, Employee Relations, Employee Engagement, Recruiting, Human Resources, PeopleSoft, Technical Recruiting, Workforce Planning, Vendor Management, Financial Services, Sourcing, College Recruiting, Change Management, Personnel Management
Education
Rutgers, The State University of New Jersey-New Brunswick 1993 — 1995
MS, Human Resource Management
Rutgers, The State University of New Jersey-New Brunswick 1987 — 1994
BA, Labor Studies, History
AIG November 2012 - November 2013
Pershing November 2008 - November 2012
BNP Paribas 2007 - 2008
UBS Wealth Management November 2000 - May 2007
Merrill Lynch 1995 - 2000
Merrill Lynch 1995 - 2000
Merrill Lynch 1995 - 2000
Skills
Talent Acquisition, Talent Management, Onboarding, Applicant Tracking..., Performance Management, Deferred Compensation, HRIS, Employee Relations, Employee Engagement, Recruiting, Human Resources, PeopleSoft, Technical Recruiting, Workforce Planning, Vendor Management, Financial Services, Sourcing, College Recruiting, Change Management, Personnel Management
Education
Rutgers, The State University of New Jersey-New Brunswick 1993 — 1995
MS, Human Resource Management
Rutgers, The State University of New Jersey-New Brunswick 1987 — 1994
BA, Labor Studies, History
Sarah Vasil Sarah Vasil's Pershing Experience 1997 - 2000
Job at Willis
Industry Insurance
Experience
Willis November 2010 - Present
Konica Minolta Business Solutions U.S.A., Inc. December 2009 - November 2010
Consumer Electronics January 2007 - June 2010
Engineering Design Team 2001 - 2006
Pershing 1997 - 2000
Skills
New Business Development, Direct Sales, Insurance, Employee Benefits, Sales Process, Solution Selling, Account Management
Education
Oregon State University 1991 — 1997
Bachelor of Arts (B.A.), English Language and Literature/Letters
Roseburg High School
Willis November 2010 - Present
Konica Minolta Business Solutions U.S.A., Inc. December 2009 - November 2010
Consumer Electronics January 2007 - June 2010
Engineering Design Team 2001 - 2006
Pershing 1997 - 2000
Skills
New Business Development, Direct Sales, Insurance, Employee Benefits, Sales Process, Solution Selling, Account Management
Education
Oregon State University 1991 — 1997
Bachelor of Arts (B.A.), English Language and Literature/Letters
Roseburg High School
Jennifer Kingston (Chapple) Jennifer Kingston (Chapple)'s Pershing Experience June 2004 - March 2012
Job Edward Jones
Industry Financial Services
Experience
Edward Jones May 2015 - Present
Stifel Nicolaus January 2015 - May 2015
TD Ameritrade May 2013 - December 2014
Wells Fargo Advisors April 2012 - May 2013
Pershing June 2004 - March 2012
J.B Hanauer 2003 - 2004
Skills
Series 63, Series 7, Series 66, Finance, Trading, Fixed Income, Bonds, Wealth Management, Bloomberg, Investments, Capital Markets, Asset Allocation, Investment Advisory, Asset Management, FINRA
Education
Providence College 2000 — 2004
BA, Political Science & Business Studies
Villa Walsh Academy 1996 — 2000
Edward Jones May 2015 - Present
Stifel Nicolaus January 2015 - May 2015
TD Ameritrade May 2013 - December 2014
Wells Fargo Advisors April 2012 - May 2013
Pershing June 2004 - March 2012
J.B Hanauer 2003 - 2004
Skills
Series 63, Series 7, Series 66, Finance, Trading, Fixed Income, Bonds, Wealth Management, Bloomberg, Investments, Capital Markets, Asset Allocation, Investment Advisory, Asset Management, FINRA
Education
Providence College 2000 — 2004
BA, Political Science & Business Studies
Villa Walsh Academy 1996 — 2000
Mark Stappenbeck Mark Stappenbeck's Pershing Experience 1992 - 2001
Job Owner, Assisting Hands of Bergen County
Industry Hospital & Health Care
Experience
Assisting Hands of Bergen County January 2013 - Present
Credit Suisse January 1992 - January 2013
Pershing 1992 - 2001
Skills
Executive Management, Leadership, Team Building, Business Analysis, Management, Customer Service, Public Speaking, Healthcare, Elder Care, Community Outreach, Following Up, Communication, Values, Home Care, Compliance, Hiring Personnel, Flexibility, Coordination, Healthcare Industry, Community Development, Patient Advocacy, Mentoring, Training, Marketing, Sales, Marketing Strategy, Client Services
Education
Penn State University
Bachelor of Arts (B.A.), Journalism, Cum Laude
Assisting Hands of Bergen County January 2013 - Present
Credit Suisse January 1992 - January 2013
Pershing 1992 - 2001
Skills
Executive Management, Leadership, Team Building, Business Analysis, Management, Customer Service, Public Speaking, Healthcare, Elder Care, Community Outreach, Following Up, Communication, Values, Home Care, Compliance, Hiring Personnel, Flexibility, Coordination, Healthcare Industry, Community Development, Patient Advocacy, Mentoring, Training, Marketing, Sales, Marketing Strategy, Client Services
Education
Penn State University
Bachelor of Arts (B.A.), Journalism, Cum Laude
Richard Horne Richard Horne's Pershing Experience 2009 - 2011
Job Sales Executive RIA Channel at Vanguard
Industry Financial Services
Experience
Vanguard 2012 - Present
Pershing 2009 - 2011
Pershing Advisor Solutions, LLC 2006 - 2009
Pershing 2002 - 2006
Pershing 1997 - 2002
Skills
Registered Investment..., Product Development, Practice Management, New Business Development, Mutual Funds, Managed Accounts, Distribution, Consultative Selling, Financial Advisory, Investment Advisory, Public Speaking, Business Relationship..., Conference Speaking, Sales Process, Project Planning, Project Implementation, Client Relationship..., Team Building, Brokerage, Process Improvement, Product Management, Management Consulting, Product Innovation, Series 24
Education
Ramapo College of New Jersey 1991 — 1992
Bachelor of Arts, Theatre
University at Albany, SUNY 1986 — 1989
Business
Vanguard 2012 - Present
Pershing 2009 - 2011
Pershing Advisor Solutions, LLC 2006 - 2009
Pershing 2002 - 2006
Pershing 1997 - 2002
Skills
Registered Investment..., Product Development, Practice Management, New Business Development, Mutual Funds, Managed Accounts, Distribution, Consultative Selling, Financial Advisory, Investment Advisory, Public Speaking, Business Relationship..., Conference Speaking, Sales Process, Project Planning, Project Implementation, Client Relationship..., Team Building, Brokerage, Process Improvement, Product Management, Management Consulting, Product Innovation, Series 24
Education
Ramapo College of New Jersey 1991 — 1992
Bachelor of Arts, Theatre
University at Albany, SUNY 1986 — 1989
Business
Gerry Tamburro Gerry Tamburro's Pershing Experience February 2009 - Present
Job Managing Director at Pershing
Industry Financial Services
Experience
Pershing February 2009 - Present
ubs 1997 - 2007
lehman brothers 1988 - 1997
Skills
Hedge Funds, Fixed Income, Equities, Capital Markets, Management, Derivatives, Financial Services, Asset Management, Investment Banking, Securities, Strategic Planning, Alternative Investments, Prime Brokerage, Series 7, Leveraged Finance, Trading, Financial Markets
Education
Rutgers, The State University of New Jersey-New Brunswick 1979 — 1983
Bachelor of Science (B.S.), Economics/Finance
Pershing February 2009 - Present
ubs 1997 - 2007
lehman brothers 1988 - 1997
Skills
Hedge Funds, Fixed Income, Equities, Capital Markets, Management, Derivatives, Financial Services, Asset Management, Investment Banking, Securities, Strategic Planning, Alternative Investments, Prime Brokerage, Series 7, Leveraged Finance, Trading, Financial Markets
Education
Rutgers, The State University of New Jersey-New Brunswick 1979 — 1983
Bachelor of Science (B.S.), Economics/Finance
Kerine McIntosh's Pershing Experience June 2010 - August 2010
Job at
Industry Accounting
Experience
Lloyds Banking Group April 2014 - Present
Ernst & Young January 2011 - April 2014
Pershing June 2010 - August 2010
Credit Suisse First Boston July 2008 - December 2008
Commerce Bank June 2007 - August 2007
Education
Rutgers, The State University of New Jersey-New Brunswick 2006 — 2010
Bachelors of Science, Finance and Communication
Lloyds Banking Group April 2014 - Present
Ernst & Young January 2011 - April 2014
Pershing June 2010 - August 2010
Credit Suisse First Boston July 2008 - December 2008
Commerce Bank June 2007 - August 2007
Education
Rutgers, The State University of New Jersey-New Brunswick 2006 — 2010
Bachelors of Science, Finance and Communication
Dan Ravetier Dan Ravetier's Pershing Experience 1990 - 2011
Job Head of Internal Audit at Daiwa Capital Markets
Industry Financial Services
Experience
Daiwa Capital Markets August 2012 - Present
Pershing 1990 - 2011
PwC July 1985 - August 1990
Skills
FINRA Series 7, 24 & 63, Enterprise Risk..., Auditing, Internal Audit, Financial Risk, Sarbanes-Oxley Act, Operational Risk..., Internal Controls, Risk Management, Accounting, Financial Analysis, Series 24, Securities, Risk Assessment, Series 7, Financial Reporting, Process Improvement, Governance, Sarbanes-Oxley, Financial Statements, AML, Finance, Operational Risk, Financial Services, Due Diligence, IT Audit, CISA, Banking, Fraud, Corporate Governance, Capital Markets, Asset Management, Financial Accounting, Equities, Derivatives, Financial Modeling, Investment Banking, Anti Money Laundering
Education
Pace University - Lubin School of Business 1984 — 1985
Master of Business Administration (M.B.A.), Accounting and Business/Management
Pace University - Lubin School of Business 1981 — 1985
Bachelor of Business Administration (BBA), Accounting and Business/Management
Daiwa Capital Markets August 2012 - Present
Pershing 1990 - 2011
PwC July 1985 - August 1990
Skills
FINRA Series 7, 24 & 63, Enterprise Risk..., Auditing, Internal Audit, Financial Risk, Sarbanes-Oxley Act, Operational Risk..., Internal Controls, Risk Management, Accounting, Financial Analysis, Series 24, Securities, Risk Assessment, Series 7, Financial Reporting, Process Improvement, Governance, Sarbanes-Oxley, Financial Statements, AML, Finance, Operational Risk, Financial Services, Due Diligence, IT Audit, CISA, Banking, Fraud, Corporate Governance, Capital Markets, Asset Management, Financial Accounting, Equities, Derivatives, Financial Modeling, Investment Banking, Anti Money Laundering
Education
Pace University - Lubin School of Business 1984 — 1985
Master of Business Administration (M.B.A.), Accounting and Business/Management
Pace University - Lubin School of Business 1981 — 1985
Bachelor of Business Administration (BBA), Accounting and Business/Management
Jason Wachtler's Pershing Experience June 2009 - August 2009
Job Digital Production Assistant at Penguin Random House
Industry Publishing
Experience
Penguin Random House June 2014 - Present
Q2A Bill Smith February 2014 - March 2014
New Leaf Literary & Media, Inc. September 2013 - December 2013
Power Home Remodeling Group June 2012 - February 2013
Astoria Federal Savings February 2011 - June 2012
Proctors Public Access Broadcasting January 2010 - May 2010
Pershing June 2009 - August 2009
Skills
Marketing, Sales, Marketing Strategy, Editing, Nonprofits, Banking, Investments, Insurance, Social Media, Social Networking, PowerPoint, Microsoft Excel, Social Media Marketing, Microsoft Office, Event Planning, Microsoft Word, Public Speaking, Customer Service, Public Relations, Facebook
Education
Pace University 2013 — 2015
Master of Science in Publishing, Digital & Print Publishing
University at Albany, SUNY 2006 — 2010
Business, Marketing, Management
Penguin Random House June 2014 - Present
Q2A Bill Smith February 2014 - March 2014
New Leaf Literary & Media, Inc. September 2013 - December 2013
Power Home Remodeling Group June 2012 - February 2013
Astoria Federal Savings February 2011 - June 2012
Proctors Public Access Broadcasting January 2010 - May 2010
Pershing June 2009 - August 2009
Skills
Marketing, Sales, Marketing Strategy, Editing, Nonprofits, Banking, Investments, Insurance, Social Media, Social Networking, PowerPoint, Microsoft Excel, Social Media Marketing, Microsoft Office, Event Planning, Microsoft Word, Public Speaking, Customer Service, Public Relations, Facebook
Education
Pace University 2013 — 2015
Master of Science in Publishing, Digital & Print Publishing
University at Albany, SUNY 2006 — 2010
Business, Marketing, Management
Deborah Berkos Deborah Berkos's Pershing Experience 1996 - October 2004
Job Director at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase Vice PresidentJP Morgan Chase2004 - Present
JPMorgan 2004 - Present
Pershing 1996 - October 2004
MSTC 1986 - 1996
Skills
FINRA license Series 7, FINRA License Series 24, Series 7, Securities, Series 63, FINRA, People Development, Series 24, Operations Management, Equities, Fixed Income, Mutual Funds
Education
Quincy University
BS, BA, Psychology, Financial Markets
JPMorgan Chase Vice PresidentJP Morgan Chase2004 - Present
JPMorgan 2004 - Present
Pershing 1996 - October 2004
MSTC 1986 - 1996
Skills
FINRA license Series 7, FINRA License Series 24, Series 7, Securities, Series 63, FINRA, People Development, Series 24, Operations Management, Equities, Fixed Income, Mutual Funds
Education
Quincy University
BS, BA, Psychology, Financial Markets
Alex Prister's Pershing Experience June 2008 - August 2008
Job Cognos Administrator at AIG
Industry Information Technology and Services
Experience
AIG September 2011 - Present
Brown Brothers Harriman April 2011 - September 2011
American Insurance Services Agency December 2010 - February 2011
Rutgers University September 2008 - May 2009
Pershing June 2008 - August 2008
Skills
3D animation, 3D Studio Max, Cinematography, Final Cut Pro, After Effects, Discreet Combustion, Photoshop, Film production, FumeFX, Real Flow 4, Vray, Mental Ray, Directing, Screenwriting, Computer Animation, 3D, Film, Film Production
Education
Rutgers University-New Brunswick 2004 — 2009
Bachelors, Economics
AIG September 2011 - Present
Brown Brothers Harriman April 2011 - September 2011
American Insurance Services Agency December 2010 - February 2011
Rutgers University September 2008 - May 2009
Pershing June 2008 - August 2008
Skills
3D animation, 3D Studio Max, Cinematography, Final Cut Pro, After Effects, Discreet Combustion, Photoshop, Film production, FumeFX, Real Flow 4, Vray, Mental Ray, Directing, Screenwriting, Computer Animation, 3D, Film, Film Production
Education
Rutgers University-New Brunswick 2004 — 2009
Bachelors, Economics
Lily Liou Lily Liou's Pershing Experience September 2006 - January 2009
Job Human Resources @ BlackRock
Industry Financial Services
Experience
BlackRock May 2012 - Present
Global Hunter Securities June 2010 - April 2012
Pershing September 2006 - January 2009
Education
Pace University 1996 — 2000
BS, Information Systems
BlackRock May 2012 - Present
Global Hunter Securities June 2010 - April 2012
Pershing September 2006 - January 2009
Education
Pace University 1996 — 2000
BS, Information Systems
Sharlene Santercole Sharlene Santercole's Pershing Experience October 2009 - Present
Job Vice President, Training Services at Pershing
Industry Financial Services
Experience
Pershing October 2009 - Present
Pershing December 2006 - October 2009
Neuberger Berman June 1997 - June 2005
Neuberger Berman January 1996 - May 1997
Neuberger Berman February 1991 - November 1995
Skills
Trading, Series 7, Series 63, Account Management, Equities, Training, series 55, Securities, CRM, Fixed Income, FINRA, Mutual Funds, Financial Services
Education
Niagara University 1986 — 1990
BS Commerce, Marketing
Pershing October 2009 - Present
Pershing December 2006 - October 2009
Neuberger Berman June 1997 - June 2005
Neuberger Berman January 1996 - May 1997
Neuberger Berman February 1991 - November 1995
Skills
Trading, Series 7, Series 63, Account Management, Equities, Training, series 55, Securities, CRM, Fixed Income, FINRA, Mutual Funds, Financial Services
Education
Niagara University 1986 — 1990
BS Commerce, Marketing
Thomas Blewitt Thomas Blewitt's Pershing Experience May 2008 - May 2009
Job Associate at Connell Foley LLP
Industry Law Practice
Experience
Connell Foley LLP September 2011 - Present
United States District Court, District of New Jersey September 2009 - August 2011
Pershing May 2008 - May 2009
Skills
Banking Law and Finance, Business Litigation, Litigation, Commercial Litigation, Civil Litigation, Legal Research, Class Actions, Legal Writing, Corporate Law, Courts, Mergers & Acquisitions, Trials
Education
Temple University - James E. Beasley School of Law 2006 — 2009
JD, Law
Penn State University 2002 — 2006
BS, Marketing
Connell Foley LLP September 2011 - Present
United States District Court, District of New Jersey September 2009 - August 2011
Pershing May 2008 - May 2009
Skills
Banking Law and Finance, Business Litigation, Litigation, Commercial Litigation, Civil Litigation, Legal Research, Class Actions, Legal Writing, Corporate Law, Courts, Mergers & Acquisitions, Trials
Education
Temple University - James E. Beasley School of Law 2006 — 2009
JD, Law
Penn State University 2002 — 2006
BS, Marketing
Brian Kape's Pershing Experience September 2002 - September 2006
Job Sales Manager Correspondent Clearing Services at BNP Paribas
Industry Financial Services
Experience
BNP Paribas October 2013 - Present
Scivantage April 2012 - September 2013
Broadridge Financial Solutions, Inc June 2008 - April 2012
Concord Wealth Management September 2006 - September 2008
Pershing September 2002 - September 2006
Investec Ernst September 2001 - November 2002
RBC Dominion Securities September 1999 - September 2001
D.E Shaw/Farsight Financial September 1996 - September 1999
National Discount Brokers September 1993 - September 1996
Skills
Solution Design, New Business Development, Direct Sales, CRM, Portfolio Management, Start-ups, Investments, Business Development, Financial Services, Securities, Equities, Outsourcing, Fixed Income, Management, Hedge Funds, Mutual Funds, Asset Management, Banking, Trading, Business Planning, Wealth Management, Integration, Analytics, Solution Architecture, SaaS, Business Analysis, Relationship Management, Prime Brokerage, Strategic Planning, Project Management, Series 7, Product Management, Customer Service
Education
Rider University 1979 — 1983
BS - Business Administration
BNP Paribas October 2013 - Present
Scivantage April 2012 - September 2013
Broadridge Financial Solutions, Inc June 2008 - April 2012
Concord Wealth Management September 2006 - September 2008
Pershing September 2002 - September 2006
Investec Ernst September 2001 - November 2002
RBC Dominion Securities September 1999 - September 2001
D.E Shaw/Farsight Financial September 1996 - September 1999
National Discount Brokers September 1993 - September 1996
Skills
Solution Design, New Business Development, Direct Sales, CRM, Portfolio Management, Start-ups, Investments, Business Development, Financial Services, Securities, Equities, Outsourcing, Fixed Income, Management, Hedge Funds, Mutual Funds, Asset Management, Banking, Trading, Business Planning, Wealth Management, Integration, Analytics, Solution Architecture, SaaS, Business Analysis, Relationship Management, Prime Brokerage, Strategic Planning, Project Management, Series 7, Product Management, Customer Service
Education
Rider University 1979 — 1983
BS - Business Administration
Justin Mendoza's Pershing Experience May 2007 - August 2007
Job I&O Analyst at ADP
Industry Information Technology and Services
Experience
ADP April 2014 - Present
ADP October 2013 - March 2014
M3 Media Motion Music November 2010 - January 2014
Best Buy June 2011 - October 2013
IEEE May 2011 - September 2011
Best Buy October 2010 - June 2011
US Army June 2009 - June 2009
Filipino Intercollegiate Networking Dialogue, Inc. (F.I.N.D.) 2008 - November 2008
Chubb Insurance May 2008 - August 2008
Pershing May 2007 - August 2007
Skills
Adobe Creative Suite, Final Cut Studio, HTML, JavaScript, CSS, MySQL, Drupal, Java, C#, ASP.NET, Mac OS X, Windows, Unix, Microsoft Office, Agile Methodologies, Software Development, OS X, WordPress, Social Media, Eclipse, Visio, Visual Studio, Video Editing, Videography, Web Development, Facebook, Photoshop, Final Cut Pro, CMS, Dreamweaver, Troubleshooting, Visual Basic, Web Design, Access, Social Networking, Video, PHP, Databases, SQL, Premiere, Public Relations, Sales, Mac, Web Services, Testing, Video Production
Education
DeVry University-New Jersey 2010 — 2014
Bachelor of Science, Computer Information Systems
Raritan Valley Community College 2009 — 2010
Associates of Science, Information Systems and Technology
Rutgers University-New Brunswick
ADP April 2014 - Present
ADP October 2013 - March 2014
M3 Media Motion Music November 2010 - January 2014
Best Buy June 2011 - October 2013
IEEE May 2011 - September 2011
Best Buy October 2010 - June 2011
US Army June 2009 - June 2009
Filipino Intercollegiate Networking Dialogue, Inc. (F.I.N.D.) 2008 - November 2008
Chubb Insurance May 2008 - August 2008
Pershing May 2007 - August 2007
Skills
Adobe Creative Suite, Final Cut Studio, HTML, JavaScript, CSS, MySQL, Drupal, Java, C#, ASP.NET, Mac OS X, Windows, Unix, Microsoft Office, Agile Methodologies, Software Development, OS X, WordPress, Social Media, Eclipse, Visio, Visual Studio, Video Editing, Videography, Web Development, Facebook, Photoshop, Final Cut Pro, CMS, Dreamweaver, Troubleshooting, Visual Basic, Web Design, Access, Social Networking, Video, PHP, Databases, SQL, Premiere, Public Relations, Sales, Mac, Web Services, Testing, Video Production
Education
DeVry University-New Jersey 2010 — 2014
Bachelor of Science, Computer Information Systems
Raritan Valley Community College 2009 — 2010
Associates of Science, Information Systems and Technology
Rutgers University-New Brunswick
Alec Simonds's Pershing Experience 1997 - 1999
Job VP, Relationship Management at eFront
Industry Financial Services
Experience
eFront 2013 - Present
JPMorgan Chase 2012 - 2013
Alternative Investment Management, LLC 2006 - 2012
Haber Capital Management, LLC 2005 - 2006
Hull Capital Management, LLC 1999 - 2005
Pershing 1997 - 1999
Skills
Operations Management, P&L, Internal Controls, Investor Relations, Cash Flow Forecasting, Due Diligence, Customer Relations, Audit, Accounting, Financial Reporting, Strategic Planning, GAAP, Cash Flow, Customer Service, Change Management, Forecasting, Financial Analysis, Financial Accounting, Process Improvement, Microsoft Office, Compliance, Program Management, Financial Management, Business Planning, Account Management, Cash Management, Client Services, Private Equity, Hedge Funds, Operations, Alternative Investments, Fund Of Funds, Bloomberg, Investments, Middle Office, Fund Accounting, Reconciliation, Corporate Actions, MS Project, Investor Relations..., Blue Sky, RFP, Operational Due..., Account Reconciliation, Management, Equities, Risk Management, Relationship Management
Education
New York University 2011 — 2012
Certification, Project Management
Radford University 1992 — 1996
BS, Marketing / Finance
eFront 2013 - Present
JPMorgan Chase 2012 - 2013
Alternative Investment Management, LLC 2006 - 2012
Haber Capital Management, LLC 2005 - 2006
Hull Capital Management, LLC 1999 - 2005
Pershing 1997 - 1999
Skills
Operations Management, P&L, Internal Controls, Investor Relations, Cash Flow Forecasting, Due Diligence, Customer Relations, Audit, Accounting, Financial Reporting, Strategic Planning, GAAP, Cash Flow, Customer Service, Change Management, Forecasting, Financial Analysis, Financial Accounting, Process Improvement, Microsoft Office, Compliance, Program Management, Financial Management, Business Planning, Account Management, Cash Management, Client Services, Private Equity, Hedge Funds, Operations, Alternative Investments, Fund Of Funds, Bloomberg, Investments, Middle Office, Fund Accounting, Reconciliation, Corporate Actions, MS Project, Investor Relations..., Blue Sky, RFP, Operational Due..., Account Reconciliation, Management, Equities, Risk Management, Relationship Management
Education
New York University 2011 — 2012
Certification, Project Management
Radford University 1992 — 1996
BS, Marketing / Finance
Michael Stapleton Michael Stapleton's Pershing Experience 1990 - 1997
Job Proprietary Trader at Avatar Securities, LLC
Industry Financial Services
Experience
Avatar Securities, LLC September 2014 - Present
Quasar Trading, LLC March 2013 - August 2014
Coastal Trade Securities, LLC September 2012 - March 2013
Hold Brothers June 2010 - September 2012
Assent, LLC November 2001 - May 2010
Sungard/Brass/Assent November 2001 - May 2010
Hold Brothers 1997 - 2001
Pershing 1990 - 1997
Skills
Options, Series 7, Proprietary Trading, Trading, Equity Trading, Traders, Securities, Series 63, Series 24, Series 4, Asset Management, Trading Strategies, Mutual Funds, Financial Risk, Prime Brokerage, FINRA, Alternative Investments, Investment Management, Equity Research, Capital Markets, Investment Strategies, Investment Banking, Electronic Trading, Equities, Risk Management, Portfolio Management, Bonds, FX Options, Investments, Bloomberg, Hedge Funds, Wealth Management, Hedging, Bloomberg Terminal, Fixed Income, Commodity, Equity Derivatives, Investment Advisory, Financial Markets, ETFs, Market Data, Derivatives, Trading Systems, Technical Analysis
Education
St. Peter's College 1995 — 1997
MBA/MIS
Rutgers University-New Brunswick 1985 — 1989
BA, Political Science, History
Avatar Securities, LLC September 2014 - Present
Quasar Trading, LLC March 2013 - August 2014
Coastal Trade Securities, LLC September 2012 - March 2013
Hold Brothers June 2010 - September 2012
Assent, LLC November 2001 - May 2010
Sungard/Brass/Assent November 2001 - May 2010
Hold Brothers 1997 - 2001
Pershing 1990 - 1997
Skills
Options, Series 7, Proprietary Trading, Trading, Equity Trading, Traders, Securities, Series 63, Series 24, Series 4, Asset Management, Trading Strategies, Mutual Funds, Financial Risk, Prime Brokerage, FINRA, Alternative Investments, Investment Management, Equity Research, Capital Markets, Investment Strategies, Investment Banking, Electronic Trading, Equities, Risk Management, Portfolio Management, Bonds, FX Options, Investments, Bloomberg, Hedge Funds, Wealth Management, Hedging, Bloomberg Terminal, Fixed Income, Commodity, Equity Derivatives, Investment Advisory, Financial Markets, ETFs, Market Data, Derivatives, Trading Systems, Technical Analysis
Education
St. Peter's College 1995 — 1997
MBA/MIS
Rutgers University-New Brunswick 1985 — 1989
BA, Political Science, History
Karan Desai Karan Desai's Pershing Experience June 2010 - August 2012
Job Data Scientist at Bloomberg
Industry Financial Services
Experience
Bloomberg LP June 2015 - Present
Pershing, a BNY Mellon company October 2012 - June 2015
AT&T August 2011 - October 2012
Pershing June 2010 - August 2012
AristaCare at August 2007 - April 2010
Skills
Data Warehousing, Business Intelligence, Oracle, XML, Data Migration, Teradata, Access, Data Analysis, Java, SQL, Data Quality, Visio, Windows, C, Business Analysis, Databases, Linux, Database Design, DB2, JavaScript
Education
Rutgers University-New Brunswick 2008 — 2012
Bachelor's, Finance, Computer Science
Bloomberg LP June 2015 - Present
Pershing, a BNY Mellon company October 2012 - June 2015
AT&T August 2011 - October 2012
Pershing June 2010 - August 2012
AristaCare at August 2007 - April 2010
Skills
Data Warehousing, Business Intelligence, Oracle, XML, Data Migration, Teradata, Access, Data Analysis, Java, SQL, Data Quality, Visio, Windows, C, Business Analysis, Databases, Linux, Database Design, DB2, JavaScript
Education
Rutgers University-New Brunswick 2008 — 2012
Bachelor's, Finance, Computer Science
Robert Bolton Robert Bolton's Pershing Experience 1997 - 2002
Job Board Member at Naugatuck Valley Bank (NVSL)
Industry Investment Management
Experience
Naugatuck Valley Bank (NVSL) November 2014 - Present
HopFed Bancorp (HFBC) May 2013 - Present
Iron Bay Capital January 2011 - Present
Mendon Capital Advisors 2002 - November 2010
Pershing 1997 - 2002
The Bank of New York 1993 - 1997
Skills
Portfolio Management, Series 7, Hedge Funds, Trading, Financial Analysis, Asset Allocation, Asset Management, Banking, Bloomberg, Capital Markets, Due Diligence, Equities, Equity Derivatives, Equity Research, Equity Trading, Finance, Financial Markets, Financial Modeling, Financial Services, Fixed Income, Investment Advisory, Investment Banking, Investments, Investment Strategies, Investor Relations, Mutual Funds, Options, Proprietary Trading, Private Equity, Risk Management, Series 63, Securities, Strategic Financial..., Trading Systems, Valuation, Venture Capital
Education
Saint Bonaventure University 1989 — 1992
BA, Philosophy
University of Rochester - Simon Business School
Attended
Naugatuck Valley Bank (NVSL) November 2014 - Present
HopFed Bancorp (HFBC) May 2013 - Present
Iron Bay Capital January 2011 - Present
Mendon Capital Advisors 2002 - November 2010
Pershing 1997 - 2002
The Bank of New York 1993 - 1997
Skills
Portfolio Management, Series 7, Hedge Funds, Trading, Financial Analysis, Asset Allocation, Asset Management, Banking, Bloomberg, Capital Markets, Due Diligence, Equities, Equity Derivatives, Equity Research, Equity Trading, Finance, Financial Markets, Financial Modeling, Financial Services, Fixed Income, Investment Advisory, Investment Banking, Investments, Investment Strategies, Investor Relations, Mutual Funds, Options, Proprietary Trading, Private Equity, Risk Management, Series 63, Securities, Strategic Financial..., Trading Systems, Valuation, Venture Capital
Education
Saint Bonaventure University 1989 — 1992
BA, Philosophy
University of Rochester - Simon Business School
Attended
Scott Fitzgerald, CPA Scott Fitzgerald, CPA's Pershing Experience January 1994 - December 1996
Job Manager of Accounting at Fedway Associates
Industry Accounting
Experience
Fedway Associates 2015 - Present
EisnerAmper LLP 2010 - 2015
Assent LLC 2008 - 2009
State Street February 2008 - October 2008
JPMorgan Chase September 2007 - December 2007
Jefferies & Company December 1996 - March 2007
Pershing January 1994 - December 1996
Hilton Hotels 1989 - 1993
Skills
Financial Statements, Auditing, Accounting, Tax, QuickBooks, Financial Reporting, Tax Returns, CPA, Tax Preparation, Finance, Audits of Employee..., GAAP, Journal Entries, Analysis, Securities, NJCPA Leader
Education
Fairleigh Dickinson University-Florham Campus 1997 — 2000
MBA, Finance
Seton Hall University 1988 — 1993
BS, Finance
Raritan Valley Community College
Certificate, Accounting
Fedway Associates 2015 - Present
EisnerAmper LLP 2010 - 2015
Assent LLC 2008 - 2009
State Street February 2008 - October 2008
JPMorgan Chase September 2007 - December 2007
Jefferies & Company December 1996 - March 2007
Pershing January 1994 - December 1996
Hilton Hotels 1989 - 1993
Skills
Financial Statements, Auditing, Accounting, Tax, QuickBooks, Financial Reporting, Tax Returns, CPA, Tax Preparation, Finance, Audits of Employee..., GAAP, Journal Entries, Analysis, Securities, NJCPA Leader
Education
Fairleigh Dickinson University-Florham Campus 1997 — 2000
MBA, Finance
Seton Hall University 1988 — 1993
BS, Finance
Raritan Valley Community College
Certificate, Accounting
Patrick DeCristo, MBA, SSBB Patrick DeCristo, MBA, SSBB's Pershing Experience October 2007 - February 2012
Job Sr. Performance Excellence Leader at Duke Energy
Industry Utilities
Experience
Duke Energy Corporation May 2015 - Present
Ally Financial Inc. April 2013 - May 2015
Mood Media February 2012 - April 2013
Pershing October 2007 - February 2012
Skills
Six Sigma Black Belt, Process Improvement, Business Strategy, Business Management, Six Sigma, Financial Reporting, Business Analysis, Analytical Skills, Thinking Outside The Box, Logistics, Supply Chain Management, Project Management, Leadership, Management, Business Planning, Negotiation, Strategic Planning, Analysis, Business Process, Business Process..., CRM, Call Centers, Change Management, Continuous Improvement, Cross-functional Team..., Customer Satisfaction, Marketing Strategy, New Business Development, Project Planning, Quality Assurance, Strategy, Team Building
Education
Rollins College - Crummer Graduate School of Business 2009 — 2011
Master of Business Administration, Management
State University of New York College at Fredonia 1998 — 2002
Bachelor of Science, Business Administration / Management Information Systems
Duke Energy Corporation May 2015 - Present
Ally Financial Inc. April 2013 - May 2015
Mood Media February 2012 - April 2013
Pershing October 2007 - February 2012
Skills
Six Sigma Black Belt, Process Improvement, Business Strategy, Business Management, Six Sigma, Financial Reporting, Business Analysis, Analytical Skills, Thinking Outside The Box, Logistics, Supply Chain Management, Project Management, Leadership, Management, Business Planning, Negotiation, Strategic Planning, Analysis, Business Process, Business Process..., CRM, Call Centers, Change Management, Continuous Improvement, Cross-functional Team..., Customer Satisfaction, Marketing Strategy, New Business Development, Project Planning, Quality Assurance, Strategy, Team Building
Education
Rollins College - Crummer Graduate School of Business 2009 — 2011
Master of Business Administration, Management
State University of New York College at Fredonia 1998 — 2002
Bachelor of Science, Business Administration / Management Information Systems
Edward Manley Edward Manley's Pershing Experience February 2008 - December 2008
Job Project Analyst at Law School Admission Council
Industry Financial Services
Experience
Law School Admission Council September 2012 - Present
The Judge Group November 2011 - September 2012
Sallie Mae September 2010 - November 2011
HCL/USAllianz May 2009 - August 2009
Pershing February 2008 - December 2008
Delaware Valley Financial Services 2000 - February 2008
Delaware Valley Financial Services January 1998 - September 2000
Provident Mutual Life 1991 - 1998
Combined Group Insurance April 1987 - September 1991
Skills
Requirements Analysis, Documentation, Business Requirements, SDLC, Requirements Gathering, Business Analysis, Visio, Waterfall, Systems Analysis, Agile, Software Documentation, Analysis
Education
Temple University 1976 — 1981
Pennsylvania State University-Great Valley Graduate Center
Law School Admission Council September 2012 - Present
The Judge Group November 2011 - September 2012
Sallie Mae September 2010 - November 2011
HCL/USAllianz May 2009 - August 2009
Pershing February 2008 - December 2008
Delaware Valley Financial Services 2000 - February 2008
Delaware Valley Financial Services January 1998 - September 2000
Provident Mutual Life 1991 - 1998
Combined Group Insurance April 1987 - September 1991
Skills
Requirements Analysis, Documentation, Business Requirements, SDLC, Requirements Gathering, Business Analysis, Visio, Waterfall, Systems Analysis, Agile, Software Documentation, Analysis
Education
Temple University 1976 — 1981
Pennsylvania State University-Great Valley Graduate Center
Ed Valentine's Pershing Experience December 2010 - Present
Job Vice President at Pershing
Industry Information Technology and Services
Experience
Pershing December 2010 - Present
Pershing December 2000 - January 2010
Prudential Financial February 1999 - December 2000
Prudential Financial July 1995 - February 1999
The Walt Disney Company May 1994 - June 1995
Skills
Training, Business Analysis, Leadership, Project Management, Financial Services, Process Improvement, Operations Management, SDLC, Disaster Recovery, Risk Management, Vendor Management, Employee Benefits
Education
Shippensburg University of Pennsylvania
Master of Business Administration (M.B.A.)
Rutgers University – Camden
Bachelor’s Degree
Pershing December 2010 - Present
Pershing December 2000 - January 2010
Prudential Financial February 1999 - December 2000
Prudential Financial July 1995 - February 1999
The Walt Disney Company May 1994 - June 1995
Skills
Training, Business Analysis, Leadership, Project Management, Financial Services, Process Improvement, Operations Management, SDLC, Disaster Recovery, Risk Management, Vendor Management, Employee Benefits
Education
Shippensburg University of Pennsylvania
Master of Business Administration (M.B.A.)
Rutgers University – Camden
Bachelor’s Degree
Daniel Moore's Pershing Experience February 2007 - November 2010
Job Senior Solutions Architect at QlikTech
Industry Financial Services
Experience
QlikTech June 2013 - Present
Informatica April 2012 - May 2013
Cabofaro LLC November 2010 - April 2012
Pershing February 2007 - November 2010
iNautix February 2007 - July 2009
Albridge Solutions November 2003 - December 2006
StatementOne November 2003 - November 2005
Bowne May 2002 - November 2003
Findoffshore.com January 1997 - November 2003
Computer Associates January 1995 - February 1997
Skills
Product Management, Business Development, Management Consulting, Software Consulting, Product Marketing, Executive Management, B2B software, Sales, Relationship Management, Account Management, Key Account Development, Strategic Alliances, Business Alliances, Strategy, SaaS, Enterprise Software, Negotiation, CRM, Strategic Partnerships, Lead Generation, Financial Services, Program Management, Project Management, Solution Selling, Cross-functional Team..., Competitive Analysis, Go-to-market Strategy, Consulting, Start-ups, Mergers & Acquisitions, Business Intelligence, Business Strategy, IT Strategy, Business Process..., Analytics, SDLC, Cloud Computing, Professional Services
Education
New York University 2007 — 2010
CFP, Certificate in Financial Planning, SCPS
NYU Stern 1992 — 1993
MBA, Marketing
Princeton University 1982 — 1986
BSE, Computer Science
QlikTech June 2013 - Present
Informatica April 2012 - May 2013
Cabofaro LLC November 2010 - April 2012
Pershing February 2007 - November 2010
iNautix February 2007 - July 2009
Albridge Solutions November 2003 - December 2006
StatementOne November 2003 - November 2005
Bowne May 2002 - November 2003
Findoffshore.com January 1997 - November 2003
Computer Associates January 1995 - February 1997
Skills
Product Management, Business Development, Management Consulting, Software Consulting, Product Marketing, Executive Management, B2B software, Sales, Relationship Management, Account Management, Key Account Development, Strategic Alliances, Business Alliances, Strategy, SaaS, Enterprise Software, Negotiation, CRM, Strategic Partnerships, Lead Generation, Financial Services, Program Management, Project Management, Solution Selling, Cross-functional Team..., Competitive Analysis, Go-to-market Strategy, Consulting, Start-ups, Mergers & Acquisitions, Business Intelligence, Business Strategy, IT Strategy, Business Process..., Analytics, SDLC, Cloud Computing, Professional Services
Education
New York University 2007 — 2010
CFP, Certificate in Financial Planning, SCPS
NYU Stern 1992 — 1993
MBA, Marketing
Princeton University 1982 — 1986
BSE, Computer Science
Edward Tan's Pershing Experience September 2005 - August 2008
Job Barclays PrivateSide Compliance
Industry Investment Banking
Experience
Barclays April 2015 - Present
Citadel Investment Group February 2013 - April 2015
Barclays Capital July 2010 - February 2013
Barclays Capital June 2009 - August 2009
Pershing September 2005 - August 2008
Skills
Fixed Income, Equities, Microsoft Office, VBA, Reuters Eikon, Bloomberg
Education
Rutgers, The State University of New Jersey-New Brunswick 2006 — 2010
Bachelor's Degree
Barclays April 2015 - Present
Citadel Investment Group February 2013 - April 2015
Barclays Capital July 2010 - February 2013
Barclays Capital June 2009 - August 2009
Pershing September 2005 - August 2008
Skills
Fixed Income, Equities, Microsoft Office, VBA, Reuters Eikon, Bloomberg
Education
Rutgers, The State University of New Jersey-New Brunswick 2006 — 2010
Bachelor's Degree
Loretta Best Loretta Best's Pershing Experience May 2006 - March 2014
Job General Counsel and Chief Compliance Officer at Radcliffe Capital Management, L.P.
Industry Financial Services
Experience
Radcliffe Capital Management, L.P. March 2014 - Present
Pershing May 2006 - March 2014
Drinker Biddle & Reath LLP 2001 - 2006
Glenmede Trust Company 2000 - 2001
Glenmede Trust Company 1997 - 2000
Office of the Comptroller of the Currency 1992 - 1997
Skills
Securities, Series 24, Investment Advisory, Due Diligence, Series 7, FINRA, Mutual Funds, Securities Regulation, Wealth Management, Broker-Dealer, Asset Managment, Investment Company Act, Investment Management, AML
Education
Rutgers University School of Law - Camden 1998 — 2002
JD, Law
The College of New Jersey 1987 — 1991
B.S., Finance
Radcliffe Capital Management, L.P. March 2014 - Present
Pershing May 2006 - March 2014
Drinker Biddle & Reath LLP 2001 - 2006
Glenmede Trust Company 2000 - 2001
Glenmede Trust Company 1997 - 2000
Office of the Comptroller of the Currency 1992 - 1997
Skills
Securities, Series 24, Investment Advisory, Due Diligence, Series 7, FINRA, Mutual Funds, Securities Regulation, Wealth Management, Broker-Dealer, Asset Managment, Investment Company Act, Investment Management, AML
Education
Rutgers University School of Law - Camden 1998 — 2002
JD, Law
The College of New Jersey 1987 — 1991
B.S., Finance
Richard Walter's Pershing Experience 2010 - 2010
Job District Sales Manager at The CocaCola Company
Industry Marketing and Advertising
Experience
The Coca-Cola Company April 2014 - September 2014
The Coca-Cola Company January 2014 - April 2014
Coca-Cola Refreshments May 2012 - April 2014
Coca-Cola Refreshments August 2013 - January 2014
Coca-Cola Refreshments June 2012 - July 2013
Rutgers Association of Marketing and Strategy May 2011 - May 2012
Altria June 2011 - August 2011
Kraft Foods Group January 2011 - April 2011
Pershing 2010 - 2010
Skills
Marketing, Social Media, Sales, Event Planning, Blogging, Public Speaking, PowerPoint, Customer Service, Microsoft Office, Microsoft Excel, Photoshop, Microsoft Word, Data Analysis, Analysis
Education
Rutgers, The State University of New Jersey - Rutgers Business School 2008 — 2012
BS, Marketing
The Coca-Cola Company April 2014 - September 2014
The Coca-Cola Company January 2014 - April 2014
Coca-Cola Refreshments May 2012 - April 2014
Coca-Cola Refreshments August 2013 - January 2014
Coca-Cola Refreshments June 2012 - July 2013
Rutgers Association of Marketing and Strategy May 2011 - May 2012
Altria June 2011 - August 2011
Kraft Foods Group January 2011 - April 2011
Pershing 2010 - 2010
Skills
Marketing, Social Media, Sales, Event Planning, Blogging, Public Speaking, PowerPoint, Customer Service, Microsoft Office, Microsoft Excel, Photoshop, Microsoft Word, Data Analysis, Analysis
Education
Rutgers, The State University of New Jersey - Rutgers Business School 2008 — 2012
BS, Marketing
Jack Costantin Jack Costantin's Pershing Experience June 1999 - Present
Job Vice President at Pershing
Industry Financial Services
Experience
Pershing June 1999 - Present
Pershing, a BNY Mellon company June 1996 - May 1999
Muller Data May 1991 - June 1996
New York Life Insurance Company May 1990 - May 1991
Skills
Financial Services, Trading, Investments, Bonds, Financial Risk, Financial Analysis, Business Analysis, Risk Management, Securities, Equities, Project Management
Education
City University of New York-Queens College 1974 — 1982
BA, Computer Science
Holy Cross 1970 — 1974
Bachelor of Arts
Pershing June 1999 - Present
Pershing, a BNY Mellon company June 1996 - May 1999
Muller Data May 1991 - June 1996
New York Life Insurance Company May 1990 - May 1991
Skills
Financial Services, Trading, Investments, Bonds, Financial Risk, Financial Analysis, Business Analysis, Risk Management, Securities, Equities, Project Management
Education
City University of New York-Queens College 1974 — 1982
BA, Computer Science
Holy Cross 1970 — 1974
Bachelor of Arts
Alan Peters Alan Peters's Pershing Experience 2004 - 2005
Job QA Manager Digital Channels: Mobile app testing and BAU processes at TD
Industry Information Technology and Services
Experience
TD Bank Corporate 2013 - Present
Various - Internet/IT 2011 - 2012
Prudential Financial 2007 - 2010
Bloomberg 2005 - 2007
Pershing 2004 - 2005
Bell Labs Lucent Technologies 1996 - 2003
Skills
System Testing, Integration, Metrics, Analysis, Process Improvement, Project Planning, Budgeting, Performance Management, Computer Hardware, ERP, Software Quality..., SDLC, Requirements Analysis, Business Requirements, User Acceptance Testing, Business Analysis, Financial Reporting, Financial Analysis, Corporate Finance, Budgets, Quality Assurance, Management, Testing
Education
Rutgers, The State University of New Jersey-Newark
Bachelor's, Accounting, 3.8/4/0
Computer Tutor, Inc.
CompTIA A+ Certified, Microsoft Operating Systems Tech and PC HW/SW
TD Bank Corporate 2013 - Present
Various - Internet/IT 2011 - 2012
Prudential Financial 2007 - 2010
Bloomberg 2005 - 2007
Pershing 2004 - 2005
Bell Labs Lucent Technologies 1996 - 2003
Skills
System Testing, Integration, Metrics, Analysis, Process Improvement, Project Planning, Budgeting, Performance Management, Computer Hardware, ERP, Software Quality..., SDLC, Requirements Analysis, Business Requirements, User Acceptance Testing, Business Analysis, Financial Reporting, Financial Analysis, Corporate Finance, Budgets, Quality Assurance, Management, Testing
Education
Rutgers, The State University of New Jersey-Newark
Bachelor's, Accounting, 3.8/4/0
Computer Tutor, Inc.
CompTIA A+ Certified, Microsoft Operating Systems Tech and PC HW/SW
Joy Crayton Joy Crayton's Pershing Experience 1999 - 2005
Job Operations Analyst Tandem
Industry Information Technology and Services
Experience
Fiserv EFT November 2012 - Present
Fiserv EFT August 2010 - November 2012
Crayton's Creations December 2008 - August 2010
The Bank of New York Mellon (formerly Pershing) 2005 - September 2009
Pershing 1999 - 2005
Pershing 1997 - 1999
Securities Data Company, Division of Thompson Financial 1997 - 1997
Securities Data Company, Division of Thompson Financial 1994 - 1997
Education
Union County College 2010 — 2010
Certificate, Supply Chain Management Certificate Program
Union County College 2010 — 2010
Certificate, Introduction to SQL
Warren County Community College 2010 — 2010
Certification, Fiber Optic Technician
Corporate Training provided by BNY Mellon (UNIX)
Introduction to UNIX, Working with UNIX files and directories, UNIX Shell scripting basics
Hewlett Packard Education Center 2000 — 2000
N/A, NonStop Himalaya K-Series Concepts and Facilities / K-Series Systems Management
Pace University 1997 — 1998
Certificate, UNIX Systems and C/C++ Programming
Rutgers, The State University of New Jersey-Newark 1986 — 1991
Bachelor of Arts, Major: English Literature / Minor: Business Administration
Fiserv EFT November 2012 - Present
Fiserv EFT August 2010 - November 2012
Crayton's Creations December 2008 - August 2010
The Bank of New York Mellon (formerly Pershing) 2005 - September 2009
Pershing 1999 - 2005
Pershing 1997 - 1999
Securities Data Company, Division of Thompson Financial 1997 - 1997
Securities Data Company, Division of Thompson Financial 1994 - 1997
Education
Union County College 2010 — 2010
Certificate, Supply Chain Management Certificate Program
Union County College 2010 — 2010
Certificate, Introduction to SQL
Warren County Community College 2010 — 2010
Certification, Fiber Optic Technician
Corporate Training provided by BNY Mellon (UNIX)
Introduction to UNIX, Working with UNIX files and directories, UNIX Shell scripting basics
Hewlett Packard Education Center 2000 — 2000
N/A, NonStop Himalaya K-Series Concepts and Facilities / K-Series Systems Management
Pace University 1997 — 1998
Certificate, UNIX Systems and C/C++ Programming
Rutgers, The State University of New Jersey-Newark 1986 — 1991
Bachelor of Arts, Major: English Literature / Minor: Business Administration
Corey Wesley's Pershing Experience January 1995 - January 2003
Job VP of Brand Development & Marketing Strategies
Industry Marketing and Advertising
Experience
BlackOutEndeavors LLC August 2006 - Present
CheckFree Investment Services January 2003 - July 2006
Pershing January 1995 - January 2003
Skills
Product Development, HTML, Blogging, Wordpress, Associate Training, Customer Service, Writing, Online Marketing, Social Media, Social Media Marketing, Promotions, Team Building, Product Management, Customer Relations, Retail, E-commerce, Photoshop, Training, WordPress, Fundraising, Leadership, PowerPoint, Sales, Social Networking, Event Planning, Strategic Planning, Public Relations, Coaching, Time Management, Advertising, Public Speaking, Merchandising, Fashion, Facebook, Interviews, Brand Development, Marketing, Start-ups, Online Advertising, Marketing Communications, Magazines, Email Marketing, Account Management, Small Business, Analysis, Strategic Partnerships, Event Management, Marketing Strategy, Market Research, Leadership Development
Education
Pratt Institute 2014 — 2014
Certificate, Online and Social Media Marketing
State University of New York College at Oswego
Communications
University of Pennsylvania - The Wharton School
Certificate through Coursea, Introduction to Marketing
BlackOutEndeavors LLC August 2006 - Present
CheckFree Investment Services January 2003 - July 2006
Pershing January 1995 - January 2003
Skills
Product Development, HTML, Blogging, Wordpress, Associate Training, Customer Service, Writing, Online Marketing, Social Media, Social Media Marketing, Promotions, Team Building, Product Management, Customer Relations, Retail, E-commerce, Photoshop, Training, WordPress, Fundraising, Leadership, PowerPoint, Sales, Social Networking, Event Planning, Strategic Planning, Public Relations, Coaching, Time Management, Advertising, Public Speaking, Merchandising, Fashion, Facebook, Interviews, Brand Development, Marketing, Start-ups, Online Advertising, Marketing Communications, Magazines, Email Marketing, Account Management, Small Business, Analysis, Strategic Partnerships, Event Management, Marketing Strategy, Market Research, Leadership Development
Education
Pratt Institute 2014 — 2014
Certificate, Online and Social Media Marketing
State University of New York College at Oswego
Communications
University of Pennsylvania - The Wharton School
Certificate through Coursea, Introduction to Marketing
Alison Megee, PMP Alison Megee, PMP's Pershing Experience July 2001 - August 2012
Job Business Program Manager at Albridge, an Affiliate of Pershing
Industry Information Technology and Services
Experience
Albridge, an Affiliate of Pershing June 2015 - Present
Merrill Lynch October 2013 - June 2015
Dow Jones August 2012 - June 2013
Pershing July 2001 - August 2012
Lockwood Advisors, Inc. October 2000 - July 2001
Instinet Incorporated July 2000 - October 2000
Prudential Financial July 1995 - July 2000
Prudential Financial July 1993 - June 1995
Prudential Financial July 1991 - June 1993
First Investors Corporation September 1989 - June 1991
Skills
Program Portfolio..., PMO, Program Management, Project Management, PMP, SDLC, IT Project & Program..., Girl Scout Leader, Leadership, User Acceptance Testing, Team Leadership, Management, Quality Assurance, Testing, Process Improvement, Cross-functional Team..., Business Process..., Integration, Requirements Gathering, Software Documentation, Risk Management, Training, Strategy, Business Requirements, Vendor Management, Software Project..., Visio, Business Process, Requirements Analysis
Education
Seton Hall University 1994 — 1997
MBA, Finance
Rutgers University-New Brunswick 1985 — 1989
BA, Political Science
Albridge, an Affiliate of Pershing June 2015 - Present
Merrill Lynch October 2013 - June 2015
Dow Jones August 2012 - June 2013
Pershing July 2001 - August 2012
Lockwood Advisors, Inc. October 2000 - July 2001
Instinet Incorporated July 2000 - October 2000
Prudential Financial July 1995 - July 2000
Prudential Financial July 1993 - June 1995
Prudential Financial July 1991 - June 1993
First Investors Corporation September 1989 - June 1991
Skills
Program Portfolio..., PMO, Program Management, Project Management, PMP, SDLC, IT Project & Program..., Girl Scout Leader, Leadership, User Acceptance Testing, Team Leadership, Management, Quality Assurance, Testing, Process Improvement, Cross-functional Team..., Business Process..., Integration, Requirements Gathering, Software Documentation, Risk Management, Training, Strategy, Business Requirements, Vendor Management, Software Project..., Visio, Business Process, Requirements Analysis
Education
Seton Hall University 1994 — 1997
MBA, Finance
Rutgers University-New Brunswick 1985 — 1989
BA, Political Science
Armen S. Jesralyan, MBA's Pershing Experience 2000 - 2004
Job Senior Associate Prime Brokerage
Industry Financial Services
Experience
Fidelity Investments 2009 - Present
Goldman Sachs December 2004 - April 2009
Pershing 2000 - 2004
Salomon Smith Barney 1999 - 1999
Skills
Microsoft Office, Asset Management, Bloomberg, Hedge Funds, Capital Markets, Trading, Banking, Series 7, Prime Brokerage, Due Diligence, Mutual Funds, Asset Managment, Loans, Account Management, Financial Services, Finance, Fixed Income, Investment Banking, Derivatives, FINRA, FX Options, Financial Risk, Equities, Private Equity, Corporate Actions, Securities, Alternative Investments, Bonds, ETFs, Middle Office, Series 63, Settlement, Equity Trading, Options, Trading Systems, Fund Of Funds
Education
Rutgers Graduate School of Business 2003 — 2006
Masters Business Administration (MBA), Finance Concentration
Rutgers, The State University of New Jersey-Newark 2003 — 2006
MBA, Finance
Rutgers University 1996 — 2000
B.A, Economics
Rutgers University-New Brunswick 1996 — 2000
BA, Economics
Fair Lawn High School
Fidelity Investments 2009 - Present
Goldman Sachs December 2004 - April 2009
Pershing 2000 - 2004
Salomon Smith Barney 1999 - 1999
Skills
Microsoft Office, Asset Management, Bloomberg, Hedge Funds, Capital Markets, Trading, Banking, Series 7, Prime Brokerage, Due Diligence, Mutual Funds, Asset Managment, Loans, Account Management, Financial Services, Finance, Fixed Income, Investment Banking, Derivatives, FINRA, FX Options, Financial Risk, Equities, Private Equity, Corporate Actions, Securities, Alternative Investments, Bonds, ETFs, Middle Office, Series 63, Settlement, Equity Trading, Options, Trading Systems, Fund Of Funds
Education
Rutgers Graduate School of Business 2003 — 2006
Masters Business Administration (MBA), Finance Concentration
Rutgers, The State University of New Jersey-Newark 2003 — 2006
MBA, Finance
Rutgers University 1996 — 2000
B.A, Economics
Rutgers University-New Brunswick 1996 — 2000
BA, Economics
Fair Lawn High School
Larry Sher Larry Sher's Pershing Experience 1991 - 1993
Job Senior Systems Analyst at AXA Equitable
Industry Information Technology and Services
Experience
AXA Equitable 2010 - Present
ADP January 2009 - June 2010
AXA Equitable 1998 - 2008
Citibank & Bank of America 1993 - 1998
Pershing 1991 - 1993
Swiss Bank Corp. 1981 - 1991
Skills
SDLC, Process Improvement, Business Analysis, Project Management, Quality Assurance, Troubleshooting, Requirements Gathering, Systems Analysis, Requirements Analysis, Mainframe, Visio, Oracle, Business Intelligence, User Acceptance Testing, System Deployment, Change Management, Data Mining, Data Warehousing, PowerPoint, Microsoft Excel, Building Relationships, Databases, Vendor Relationships
Education
Rider University
Bachelor of Science (BS)
AXA Equitable 2010 - Present
ADP January 2009 - June 2010
AXA Equitable 1998 - 2008
Citibank & Bank of America 1993 - 1998
Pershing 1991 - 1993
Swiss Bank Corp. 1981 - 1991
Skills
SDLC, Process Improvement, Business Analysis, Project Management, Quality Assurance, Troubleshooting, Requirements Gathering, Systems Analysis, Requirements Analysis, Mainframe, Visio, Oracle, Business Intelligence, User Acceptance Testing, System Deployment, Change Management, Data Mining, Data Warehousing, PowerPoint, Microsoft Excel, Building Relationships, Databases, Vendor Relationships
Education
Rider University
Bachelor of Science (BS)
Lila Meng Lila Meng's Pershing Experience February 2009 - August 2012
Job Business Development RIAs
Industry Financial Services
Experience
Pershing, a BNY Mellon company September 2015 - Present
Pershing, a BNY Mellon company August 2012 - August 2015
Pershing February 2009 - August 2012
Pershing LLC, Bank of New York Mellon July 2005 - February 2009
Marco Polo April 2008 - November 2008
Pershing 2005 - 2008
Skills
Equities, Fixed Income, Financial Services, Securities, Series 7, Management, Portfolio Management, Capital Markets, Risk Management, Mutual Funds, Wealth Management...
Education
Rutgers University-New Brunswick 2002 — 2005
B.S., Finance
Pershing, a BNY Mellon company September 2015 - Present
Pershing, a BNY Mellon company August 2012 - August 2015
Pershing February 2009 - August 2012
Pershing LLC, Bank of New York Mellon July 2005 - February 2009
Marco Polo April 2008 - November 2008
Pershing 2005 - 2008
Skills
Equities, Fixed Income, Financial Services, Securities, Series 7, Management, Portfolio Management, Capital Markets, Risk Management, Mutual Funds, Wealth Management...
Education
Rutgers University-New Brunswick 2002 — 2005
B.S., Finance
Ilana Koton Ilana Koton's Pershing Experience August 1999 - Present
Job Vice President Senior Program Manager at Pershing
Industry Financial Services
Experience
Pershing August 1999 - Present
Pershing LLC, Bank of New York Mellon 1999 - Present
Education
Pace University School of Law
Pershing August 1999 - Present
Pershing LLC, Bank of New York Mellon 1999 - Present
Education
Pace University School of Law
Sue Ridgway, PHR Sue Ridgway, PHR's Pershing Experience 2004 - Present
Job Vice President Human Resources
Industry Financial Services
Experience
Pershing, LLC (affiliate of The Bank of New York Mellon) January 2004 - Present
Pershing 2004 - Present
Pershing, LLC 2004 - 2011
Lockwood 2004 - 2010
Meridian Capital Partners, Inc. 1998 - 2004
Prudential Sercurite 1993 - 1995
Prudential Sercurite 1993 - 1995
Prudential Sercurite 1993 - 1995
Skills
Onboarding, Talent Acquisition, Succession Planning, Employee Relations, Change Management, Recruiting, Talent Management, Human Resources, Employee Engagement, Executive Search, Financial Services, Employee Benefits, Performance Management, College Recruiting, Applicant Tracking..., Management, Leadership
Education
Penn State University
Pershing, LLC (affiliate of The Bank of New York Mellon) January 2004 - Present
Pershing 2004 - Present
Pershing, LLC 2004 - 2011
Lockwood 2004 - 2010
Meridian Capital Partners, Inc. 1998 - 2004
Prudential Sercurite 1993 - 1995
Prudential Sercurite 1993 - 1995
Prudential Sercurite 1993 - 1995
Skills
Onboarding, Talent Acquisition, Succession Planning, Employee Relations, Change Management, Recruiting, Talent Management, Human Resources, Employee Engagement, Executive Search, Financial Services, Employee Benefits, Performance Management, College Recruiting, Applicant Tracking..., Management, Leadership
Education
Penn State University
Donna Toboyko Donna Toboyko's Pershing Experience May 2011 - Present
Job Vice President Corporate Communications and Planning at Pershing L.L.C., a BNY Mellon company
Industry Financial Services
Experience
Pershing May 2011 - Present
Mercer July 2005 - May 2011
Putnam Investments November 1997 - July 2005
AXA Equitable February 1991 - November 1997
Skills
Marketing Communications, Management, Public Speaking, Marketing, Training, Program Management, Leadership, Project Management, Vendor Management, Budgets, Financial Services, Employee Benefits
Education
Northeastern University 1996 — 2008
A.S. Business Administration, Marketing
Pershing May 2011 - Present
Mercer July 2005 - May 2011
Putnam Investments November 1997 - July 2005
AXA Equitable February 1991 - November 1997
Skills
Marketing Communications, Management, Public Speaking, Marketing, Training, Program Management, Leadership, Project Management, Vendor Management, Budgets, Financial Services, Employee Benefits
Education
Northeastern University 1996 — 2008
A.S. Business Administration, Marketing
Daniel Kennedy Daniel Kennedy's Pershing Experience January 2001 - December 2001
Job Research Director Information Security & Networking, 451 Research
Industry Financial Services
Experience
The 451 Group July 2011 - Present
Praetorian Security Group, LLC January 2010 - June 2011
D.B. Zwirn & Co., L.P. March 2007 - January 2010
Pershing, An affiliate of The Bank of New York January 2005 - February 2007
Pershing LLC January 2002 - December 2004
Pershing January 2001 - December 2001
Inautix Technologies December 1999 - December 2000
Donaldson, Lufkin, & Jenrette Inc. March 1998 - September 1998
Skills
Information Security, Application Security, Web Applications, Business Continuity, Disaster Recovery, Physical Security, Risk Management, Security, Risk Assessment, Information Security..., Computer Security, Governance, Enterprise Risk..., CISSP, Strategy, Penetration Testing, Vulnerability Assessment, Outsourcing, Information Technology, Security Policy, PCI DSS, Security Audits, ISO 27001, Enterprise Architecture, Security Architecture..., Enterprise Software, Software Development, Data Security, Security Awareness, IT Audit, Databases, Virtualization, Vulnerability Management, IT Management, Identity Management, Information Assurance, Management, Network Security, Cloud Security, Data Center, CISM, Networking, Cross-functional Team..., SDLC, Consulting, Product Management, Business Analysis, Project Management, IT Strategy, Vendor Management
Education
Norwich University 2006 — 2007
Masters of Science, Information Assurance (Security), 4.0
Stevens Institute of Technology 2004 — 2006
Masters of Science, Management of Information Systems
Syracuse University 1996 — 1999
Bachelors of Science, Information Management and Technology
Ramsey High School 1992 — 1996
The 451 Group July 2011 - Present
Praetorian Security Group, LLC January 2010 - June 2011
D.B. Zwirn & Co., L.P. March 2007 - January 2010
Pershing, An affiliate of The Bank of New York January 2005 - February 2007
Pershing LLC January 2002 - December 2004
Pershing January 2001 - December 2001
Inautix Technologies December 1999 - December 2000
Donaldson, Lufkin, & Jenrette Inc. March 1998 - September 1998
Skills
Information Security, Application Security, Web Applications, Business Continuity, Disaster Recovery, Physical Security, Risk Management, Security, Risk Assessment, Information Security..., Computer Security, Governance, Enterprise Risk..., CISSP, Strategy, Penetration Testing, Vulnerability Assessment, Outsourcing, Information Technology, Security Policy, PCI DSS, Security Audits, ISO 27001, Enterprise Architecture, Security Architecture..., Enterprise Software, Software Development, Data Security, Security Awareness, IT Audit, Databases, Virtualization, Vulnerability Management, IT Management, Identity Management, Information Assurance, Management, Network Security, Cloud Security, Data Center, CISM, Networking, Cross-functional Team..., SDLC, Consulting, Product Management, Business Analysis, Project Management, IT Strategy, Vendor Management
Education
Norwich University 2006 — 2007
Masters of Science, Information Assurance (Security), 4.0
Stevens Institute of Technology 2004 — 2006
Masters of Science, Management of Information Systems
Syracuse University 1996 — 1999
Bachelors of Science, Information Management and Technology
Ramsey High School 1992 — 1996
Bob Heidkamp Bob Heidkamp's Pershing Experience March 1985 - March 2000
Job Director at Pershing LLC, a BNY Mellon company
Industry Financial Services
Experience
Pershing LLC March 1985 - Present
BNY Clearing Services (Bank of New York Company) 2000 - 2003
Pershing March 1985 - March 2000
Skills
Series 24, Fixed Income, Investments, Equities, Financial Services, Securities, Series 7, Team Leadership, Trading Systems, Series 63, Banking, Relationship Management, Trading, Hedge Funds, Mutual Funds, Portfolio Management, Wealth Management, FINRA, Financial Markets, Asset Management, Investment Advisory, Alternative Investments, Capital Markets, Electronic Trading, Risk Management, Options, Bloomberg, Executive Management
Education
Northern Illinois University 1978 — 1982
Pershing LLC March 1985 - Present
BNY Clearing Services (Bank of New York Company) 2000 - 2003
Pershing March 1985 - March 2000
Skills
Series 24, Fixed Income, Investments, Equities, Financial Services, Securities, Series 7, Team Leadership, Trading Systems, Series 63, Banking, Relationship Management, Trading, Hedge Funds, Mutual Funds, Portfolio Management, Wealth Management, FINRA, Financial Markets, Asset Management, Investment Advisory, Alternative Investments, Capital Markets, Electronic Trading, Risk Management, Options, Bloomberg, Executive Management
Education
Northern Illinois University 1978 — 1982
Michael Hecht's Pershing Experience 1992 - 1997
Job Schwab
Industry Financial Services
Experience
Charles Schwab April 2010 - Present
JMP Securities February 2009 - April 2010
Banc of America Securities July 2003 - October 2008
Credit Suisse 1999 - 2003
PaineWebber 1998 - 1999
Mercer Investment Consulting 1997 - 1998
Pershing 1992 - 1997
Skills
Equity Research, Equities, Hedge Funds, Capital Markets, Valuation, Asset Managment, Financial Modeling, Portfolio Management, Investments, Investment Banking, Series 7, Corporate Development, M
Education
New York University - Leonard N. Stern School of Business 1994 — 1997
MBA, Finance & Accounting
Rutgers University-New Brunswick 1987 — 1991
BS, Finance
Charles Schwab April 2010 - Present
JMP Securities February 2009 - April 2010
Banc of America Securities July 2003 - October 2008
Credit Suisse 1999 - 2003
PaineWebber 1998 - 1999
Mercer Investment Consulting 1997 - 1998
Pershing 1992 - 1997
Skills
Equity Research, Equities, Hedge Funds, Capital Markets, Valuation, Asset Managment, Financial Modeling, Portfolio Management, Investments, Investment Banking, Series 7, Corporate Development, M
Education
New York University - Leonard N. Stern School of Business 1994 — 1997
MBA, Finance & Accounting
Rutgers University-New Brunswick 1987 — 1991
BS, Finance
Andrew Hackel, CFA Andrew Hackel, CFA's Pershing Experience September 2000 - December 2001
Job
Industry Financial Services
Experience
Cohen Capitol Group, LLC October 2010 - April 2012
R. F. Lafferty & Co., Inc January 2006 - September 2010
Professional Execution Services January 2002 - January 2006
Pershing September 2000 - December 2001
R. F. Lafferty & Co., Inc. January 1999 - July 1999
State Street Bank January 1997 - July 1997
Skills
Financial Modeling, Bloomberg, ETFs, Capital Markets, FINRA, Bonds, Options, Budget Forecasts, Financial Analysis, Cash Flow, Chartered Financial..., Investment Banking, Strategic Financial..., Forecasting, DCF Valuation, Bloomberg Terminal, Valuation, Due Diligence, Financial Statement..., Series 7, Series 63, Series 86, Series 87, Series 55, Capital Project Planning, Actual vs Budget, Technology, Financial Accounting, Fast-paced, Balance Sheet, Cash-flow Management, Contract Negotiation, ADP Payroll, Accounts Payable, Pivot Tables, Vlookup, Highly Detailed, Equity Trading, Sales, Sales Management
Education
Northeastern University 1995 — 2000
Bachelors of Science in Business Adminstration, Accounting/Finance
Pascack Hills High School 1991 — 1995
Cohen Capitol Group, LLC October 2010 - April 2012
R. F. Lafferty & Co., Inc January 2006 - September 2010
Professional Execution Services January 2002 - January 2006
Pershing September 2000 - December 2001
R. F. Lafferty & Co., Inc. January 1999 - July 1999
State Street Bank January 1997 - July 1997
Skills
Financial Modeling, Bloomberg, ETFs, Capital Markets, FINRA, Bonds, Options, Budget Forecasts, Financial Analysis, Cash Flow, Chartered Financial..., Investment Banking, Strategic Financial..., Forecasting, DCF Valuation, Bloomberg Terminal, Valuation, Due Diligence, Financial Statement..., Series 7, Series 63, Series 86, Series 87, Series 55, Capital Project Planning, Actual vs Budget, Technology, Financial Accounting, Fast-paced, Balance Sheet, Cash-flow Management, Contract Negotiation, ADP Payroll, Accounts Payable, Pivot Tables, Vlookup, Highly Detailed, Equity Trading, Sales, Sales Management
Education
Northeastern University 1995 — 2000
Bachelors of Science in Business Adminstration, Accounting/Finance
Pascack Hills High School 1991 — 1995
Amanda Strobel Amanda Strobel's Pershing Experience June 2009 - August 2009
Job Associate at Goldman Sachs
Industry Financial Services
Experience
Goldman Sachs January 2014 - Present
Goldman Sachs October 2012 - December 2013
Goldman Sachs August 2011 - October 2012
Goldman Sachs January 2010 - May 2010
Pershing June 2009 - August 2009
MFS Investment Management January 2008 - June 2008
Northeastern University March 2007 - December 2007
Education
Northeastern University 2006 — 2011
Bachelor of Science in Business Administration, Finance and Marketing
Goldman Sachs January 2014 - Present
Goldman Sachs October 2012 - December 2013
Goldman Sachs August 2011 - October 2012
Goldman Sachs January 2010 - May 2010
Pershing June 2009 - August 2009
MFS Investment Management January 2008 - June 2008
Northeastern University March 2007 - December 2007
Education
Northeastern University 2006 — 2011
Bachelor of Science in Business Administration, Finance and Marketing
SaraBeth Lapidus's Pershing Experience November 2009 - August 2010
Job
Industry Information Technology and Services
Experience
Princeton Information June 2014 - August 2015
Lookalike Productions January 2014 - May 2014
Neebula Systems (Aquired by Salesforce) May 2013 - December 2013
Andover Communications July 2012 - September 2012
Clean Water Action May 2012 - July 2012
Micro Strategies June 2011 - August 2011
Pershing November 2009 - August 2010
Education
Rutgers, The State University of New Jersey-New Brunswick 2010 — 2014
Bachelor of Arts (BA)
Whippany Park High School 2006 — 2010
Princeton Information June 2014 - August 2015
Lookalike Productions January 2014 - May 2014
Neebula Systems (Aquired by Salesforce) May 2013 - December 2013
Andover Communications July 2012 - September 2012
Clean Water Action May 2012 - July 2012
Micro Strategies June 2011 - August 2011
Pershing November 2009 - August 2010
Education
Rutgers, The State University of New Jersey-New Brunswick 2010 — 2014
Bachelor of Arts (BA)
Whippany Park High School 2006 — 2010
Cieatha Abrams's Pershing Experience April 2011 - June 2011
Job AML Analyst/Investigator at Crowe Horwarth LLP
Industry Financial Services
Experience
Crowe Horwarth LLP June 2014 - Present
Commerzbank AG November 2013 - May 2014
JPMorgan Chase June 2013 - November 2013
UBS Financial Services January 2013 - June 2013
ISPA international (HSBC) Contractor July 2012 - December 2012
Cantor Fitzgergald June 2011 - June 2012
Pershing April 2011 - June 2011
PERSHING SUBSIDARY OF BNYM April 2011 - June 2011
BNY Mellon January 2009 - December 2010
Bank of America October 2007 - January 2009
Skills
Investments, Mutual Funds, Securities, Equities, Credit, Phase III, AML, KYC, Client-onboarding, P&L Responsibilities, Document Review, NetX360, Office Management, Middle Office, Brokerage, Back Office, OFAC, Actimize, Syfact, SAR, Client Service Oriented, Risk Assessment, Operational Risk, USA PATRIOT Act, Fixed Income, Due Diligence, Bank Secrecy Act, Fraud, Capital Markets, Anti Money Laundering, Internal Audit, FINRA, Operational Risk...
Education
Polytechnic University 2003 — 2005
Master of Science (M.S.), Industrial and Organizational Psychology
St. Francis College 2000 — 2002
Bachelors of Science, Psychology
Crowe Horwarth LLP June 2014 - Present
Commerzbank AG November 2013 - May 2014
JPMorgan Chase June 2013 - November 2013
UBS Financial Services January 2013 - June 2013
ISPA international (HSBC) Contractor July 2012 - December 2012
Cantor Fitzgergald June 2011 - June 2012
Pershing April 2011 - June 2011
PERSHING SUBSIDARY OF BNYM April 2011 - June 2011
BNY Mellon January 2009 - December 2010
Bank of America October 2007 - January 2009
Skills
Investments, Mutual Funds, Securities, Equities, Credit, Phase III, AML, KYC, Client-onboarding, P&L Responsibilities, Document Review, NetX360, Office Management, Middle Office, Brokerage, Back Office, OFAC, Actimize, Syfact, SAR, Client Service Oriented, Risk Assessment, Operational Risk, USA PATRIOT Act, Fixed Income, Due Diligence, Bank Secrecy Act, Fraud, Capital Markets, Anti Money Laundering, Internal Audit, FINRA, Operational Risk...
Education
Polytechnic University 2003 — 2005
Master of Science (M.S.), Industrial and Organizational Psychology
St. Francis College 2000 — 2002
Bachelors of Science, Psychology
Ralph Corrao's Pershing Experience 1975 - 2005
Job Trading Services Professional
Industry Financial Services
Experience
Retired 2013 - Present
GunnAllen Financial April 2005 - April 2010
Pershing 1975 - 2005
Skills
Securities, Series 24, Series 7, FINRA, Series 63, Mutual Funds, Insurance, Equities, Trading, Asset Managment, Asset Allocation, Portfolio Management
Education
Queens College
Retired 2013 - Present
GunnAllen Financial April 2005 - April 2010
Pershing 1975 - 2005
Skills
Securities, Series 24, Series 7, FINRA, Series 63, Mutual Funds, Insurance, Equities, Trading, Asset Managment, Asset Allocation, Portfolio Management
Education
Queens College
Larry Weiss Larry Weiss's Pershing Experience December 1999 - September 2009
Job Security Architect Manager (SAM) (Consultant)
Industry Information Technology and Services
Experience
Citi December 2011 - April 2013
Deutsche Bank Securities July 2010 - December 2011
The Bank of New York Mellon Corporation December 1999 - September 2009
Pershing December 1999 - September 2009
BNYMellon 1999 - 2009
iNautix Technologies December 1999 - June 2007
Pershing/DLJdirect 1999 - 2005
Bear Stearns May 1998 - December 1999
Thomson Financial Services October 1996 - May 1998
AT&T Credit May 1996 - October 1996
Skills
Juniper, F5 BigIP, CCNA, Disaster Recovery, Data Center, Business Continuity, CISSP, Information Security, Security, Network Security, Information Security..., Firewalls, Load Balancing, Unix, Virtualization, VPN, SDLC, Solaris, DNS, Infrastructure, Integration, Servers, Network Architecture, Networking, Network Design, Troubleshooting, System Deployment, Checkpoint, High Availability, Encryption, Cisco Technologies, Juniper Technologies
Education
Fairleigh Dickinson University-Metropolitan Campus
Bachelor’s Degree, Electrical Engineering Technology
Pace University
UNIX System /C/C++ Programming
Citi December 2011 - April 2013
Deutsche Bank Securities July 2010 - December 2011
The Bank of New York Mellon Corporation December 1999 - September 2009
Pershing December 1999 - September 2009
BNYMellon 1999 - 2009
iNautix Technologies December 1999 - June 2007
Pershing/DLJdirect 1999 - 2005
Bear Stearns May 1998 - December 1999
Thomson Financial Services October 1996 - May 1998
AT&T Credit May 1996 - October 1996
Skills
Juniper, F5 BigIP, CCNA, Disaster Recovery, Data Center, Business Continuity, CISSP, Information Security, Security, Network Security, Information Security..., Firewalls, Load Balancing, Unix, Virtualization, VPN, SDLC, Solaris, DNS, Infrastructure, Integration, Servers, Network Architecture, Networking, Network Design, Troubleshooting, System Deployment, Checkpoint, High Availability, Encryption, Cisco Technologies, Juniper Technologies
Education
Fairleigh Dickinson University-Metropolitan Campus
Bachelor’s Degree, Electrical Engineering Technology
Pace University
UNIX System /C/C++ Programming
Guy Vitti's Pershing Experience November 1999 - July 2001
Job Vice President, Human Resources at Royal Bank of Scotland
Industry Human Resources
Experience
Royal Bank of Scotland September 2012 - Present
Covanta Energy May 2008 - August 2012
Burns and Roe (Acquired by POWER Engineers) September 2001 - May 2008
Pershing November 1999 - July 2001
UBS Investment Bank July 1998 - November 1999
AIG (Contractor) April 1998 - July 1998
Robert Half Technology August 1994 - April 1998
Skills
Technical Recruiting, Budgeting, Hiring, Applicant Tracking..., College Recruiting, Sourcing, Employer Branding, Metrics, Talent Acquisition, HRIS, Full-cycle Recruiting, Talent Management, Strategic Planning, Negotiation, Customer Relations, Forecasting, PowerPoint, Excel, Workforce Planning, Career Development, Onboarding, Recruiting, Human Resources, Interviews, Vendor Management, Deferred Compensation, PeopleSoft
Education
Pace University - Lubin School of Business
Bachelor’s Degree, Business Administration, Management and Operations
Royal Bank of Scotland September 2012 - Present
Covanta Energy May 2008 - August 2012
Burns and Roe (Acquired by POWER Engineers) September 2001 - May 2008
Pershing November 1999 - July 2001
UBS Investment Bank July 1998 - November 1999
AIG (Contractor) April 1998 - July 1998
Robert Half Technology August 1994 - April 1998
Skills
Technical Recruiting, Budgeting, Hiring, Applicant Tracking..., College Recruiting, Sourcing, Employer Branding, Metrics, Talent Acquisition, HRIS, Full-cycle Recruiting, Talent Management, Strategic Planning, Negotiation, Customer Relations, Forecasting, PowerPoint, Excel, Workforce Planning, Career Development, Onboarding, Recruiting, Human Resources, Interviews, Vendor Management, Deferred Compensation, PeopleSoft
Education
Pace University - Lubin School of Business
Bachelor’s Degree, Business Administration, Management and Operations
Robert Gaudio Robert Gaudio's Pershing Experience March 2006 - June 2008
Job Financial Services Professional; Specializing in Operational Efficiency and Product Management
Industry Financial Services
Experience
HSBC Retail Banking and Wealth Management November 2011 - November 2014
HSBC Securities July 2008 - November 2011
Pershing March 2006 - June 2008
Pershing, a BNY Mellon company March 2002 - March 2006
Skills
Series 7, Securities, Equities, Series 63, Fixed Income, Wealth Management, Investments, Bloomberg, Portfolio Management, Mutual Funds, Trading, Capital Markets
Education
Pace University-Pleasantville/Briarcliff Campus 1994 — 1999
Bachelor of Science (B.S.), Criminal Justice
HSBC Retail Banking and Wealth Management November 2011 - November 2014
HSBC Securities July 2008 - November 2011
Pershing March 2006 - June 2008
Pershing, a BNY Mellon company March 2002 - March 2006
Skills
Series 7, Securities, Equities, Series 63, Fixed Income, Wealth Management, Investments, Bloomberg, Portfolio Management, Mutual Funds, Trading, Capital Markets
Education
Pace University-Pleasantville/Briarcliff Campus 1994 — 1999
Bachelor of Science (B.S.), Criminal Justice
Kaitlin Lowery Kaitlin Lowery's Pershing Experience June 2008 - August 2009
Job Associate Control Room at JP Morgan Chase
Industry Investment Banking
Experience
JPMorgan Chase March 2013 - Present
Man Investments May 2011 - March 2013
Pershing June 2008 - August 2009
Skills
Series 7, Microsoft Office, Microsoft Excel, PowerPoint, Bloomberg, Hedge Funds
Education
Saint Joseph's University
Bachelor of Science, Business Administration; Finance
Birkbeck, University of London
JPMorgan Chase March 2013 - Present
Man Investments May 2011 - March 2013
Pershing June 2008 - August 2009
Skills
Series 7, Microsoft Office, Microsoft Excel, PowerPoint, Bloomberg, Hedge Funds
Education
Saint Joseph's University
Bachelor of Science, Business Administration; Finance
Birkbeck, University of London
Frank Stoffers's Pershing Experience October 1997 - March 2000
Job Business Analyst at AIG
Industry Insurance
Experience
AIG March 2015 - Present
NYK Group Americas July 2012 - February 2015
GT Nexus (formerly TradeCard) May 2011 - July 2012
NYK Line October 2010 - May 2011
NYK Line June 2006 - October 2010
KPMG 2006 - 2006
Libgo Travel 2004 - 2006
Stephen Gould Corporation 2001 - 2003
DLJ March 2000 - May 2001
Pershing October 1997 - March 2000
Skills
Business Analysis, Process Improvement, Project Planning, Project Management, Data Warehousing, Business Intelligence, ETL, Strategic Planning, Business Process..., Product Development, Web Development, Business Strategy, Requirements Gathering, Analytics, Software Documentation, Oracle, Integration, Software Project..., Testing, Agile Methodologies, Databases, Cognos, SDLC, Cross-functional Team..., Vendor Management, CRM, IT Strategy, Visio, Business Process, Data Modeling, Requirements Analysis, SAP, ERP, SQL, SharePoint, Software Development, Data Analysis, MS Project, Analysis
Education
Rutgers, The State University of New Jersey-Newark 1989 — 1992
Master’s Degree, Political Science/International Relations
University of Delaware 1984 — 1988
BA, Political Science
AIG March 2015 - Present
NYK Group Americas July 2012 - February 2015
GT Nexus (formerly TradeCard) May 2011 - July 2012
NYK Line October 2010 - May 2011
NYK Line June 2006 - October 2010
KPMG 2006 - 2006
Libgo Travel 2004 - 2006
Stephen Gould Corporation 2001 - 2003
DLJ March 2000 - May 2001
Pershing October 1997 - March 2000
Skills
Business Analysis, Process Improvement, Project Planning, Project Management, Data Warehousing, Business Intelligence, ETL, Strategic Planning, Business Process..., Product Development, Web Development, Business Strategy, Requirements Gathering, Analytics, Software Documentation, Oracle, Integration, Software Project..., Testing, Agile Methodologies, Databases, Cognos, SDLC, Cross-functional Team..., Vendor Management, CRM, IT Strategy, Visio, Business Process, Data Modeling, Requirements Analysis, SAP, ERP, SQL, SharePoint, Software Development, Data Analysis, MS Project, Analysis
Education
Rutgers, The State University of New Jersey-Newark 1989 — 1992
Master’s Degree, Political Science/International Relations
University of Delaware 1984 — 1988
BA, Political Science
Maria Belen Reyfman Maria Belen Reyfman's Pershing Experience 2005 - 2007
Job DamaGodiva.com
Industry Events Services
Experience
Sur Communications LLC May 2010 - Present
Morningside Montessori School 2006 - 2009
Pershing 2005 - 2007
Pershing 1998 - 2006
Skills
Public Relations, Strategic Planning, Proposal Writing, Marketing, Event Planning, Marketing Communications, Media Relations, Integrated Marketing, Advertising, Social Media, New Business Development, Press Releases
Education
New York University 2009 — 2010
Certificate, Public Relations
Saint Peter's University 1994 — 1998
BS, Marketing and Economics
Sur Communications LLC May 2010 - Present
Morningside Montessori School 2006 - 2009
Pershing 2005 - 2007
Pershing 1998 - 2006
Skills
Public Relations, Strategic Planning, Proposal Writing, Marketing, Event Planning, Marketing Communications, Media Relations, Integrated Marketing, Advertising, Social Media, New Business Development, Press Releases
Education
New York University 2009 — 2010
Certificate, Public Relations
Saint Peter's University 1994 — 1998
BS, Marketing and Economics
David Neuschulz David Neuschulz's Pershing Experience June 2008 - Present
Job Sr. Applications Architect at Pershing
Industry Financial Services
Experience
Pershing June 2008 - Present
Pershing April 2006 - June 2007
Skills
IT Project Leadership, Requirements Analysis, SDLC, Enterprise Software, Java, Web Development, Requirements Gathering, Business Analysis, Web Design, Java Frameworks, DB2, Strategic Planning, Process Improvement, XML, Software Development, Analysis, Management, Programming, JCL, CSS, Microsoft Office, Program Management, SQL, Mainframe, Databases, Business Intelligence, JavaScript
Education
Rutgers University 2003 — 2006
Master of Education (M.Ed.), Secondary English Education, 4.0
NYU 1983 — 1985
Bachelor of Fine Arts (BFA), Feature Film Production, 3.84
Lehigh University 1981 — 1983
n/a, Premedical Biology, n/a
Pershing June 2008 - Present
Pershing April 2006 - June 2007
Skills
IT Project Leadership, Requirements Analysis, SDLC, Enterprise Software, Java, Web Development, Requirements Gathering, Business Analysis, Web Design, Java Frameworks, DB2, Strategic Planning, Process Improvement, XML, Software Development, Analysis, Management, Programming, JCL, CSS, Microsoft Office, Program Management, SQL, Mainframe, Databases, Business Intelligence, JavaScript
Education
Rutgers University 2003 — 2006
Master of Education (M.Ed.), Secondary English Education, 4.0
NYU 1983 — 1985
Bachelor of Fine Arts (BFA), Feature Film Production, 3.84
Lehigh University 1981 — 1983
n/a, Premedical Biology, n/a
Daniel Galperin, MBA Daniel Galperin, MBA's Pershing Experience May 2011 - June 2011
Job Investment Accountant (Contract Position) at New York Life Insurance Company
Industry Financial Services
Experience
Citi September 2013 - February 2014
JPMorgan Chase June 2013 - September 2013
Citi March 2012 - May 2012
Pershing May 2011 - June 2011
UBS Financial Services August 2009 - December 2009
HSBC Alternative Fund Services March 2006 - December 2008
GlobeOp Financial Services July 2004 - March 2006
Kinetics Asset Management October 2003 - April 2004
Skills
Bloomberg, Fixed Income, Bloomberg Terminal, Microsoft Office, SQL, Hedge Funds, QuickBooks, Securities, Reuters, Geneva, Eagle, Account Reconciliation, Corporate Actions, Microsoft Excel, Microsoft Word, PowerPoint, SAP, Crystal Reports, Monthly Close
Education
Rutgers University-New Brunswick 1999 — 2003
Bachelor’s Degree, Economics
Baruch College, Zicklin School of Business
Master of Business Administration, Finance and Marketing, 3.2
Citi September 2013 - February 2014
JPMorgan Chase June 2013 - September 2013
Citi March 2012 - May 2012
Pershing May 2011 - June 2011
UBS Financial Services August 2009 - December 2009
HSBC Alternative Fund Services March 2006 - December 2008
GlobeOp Financial Services July 2004 - March 2006
Kinetics Asset Management October 2003 - April 2004
Skills
Bloomberg, Fixed Income, Bloomberg Terminal, Microsoft Office, SQL, Hedge Funds, QuickBooks, Securities, Reuters, Geneva, Eagle, Account Reconciliation, Corporate Actions, Microsoft Excel, Microsoft Word, PowerPoint, SAP, Crystal Reports, Monthly Close
Education
Rutgers University-New Brunswick 1999 — 2003
Bachelor’s Degree, Economics
Baruch College, Zicklin School of Business
Master of Business Administration, Finance and Marketing, 3.2
Cheryl Tuosto (Tarbous)'s Pershing Experience November 2011 - September 2014
Job Vice President at Pershing, LLC
Industry Financial Services
Experience
Pershing, a BNY Mellon company October 2014 - Present
Pershing November 2011 - September 2014
Pershing August 2010 - November 2011
Pershing January 2008 - August 2010
Pershing Advisor Solutions LLC June 2005 - January 2008
Skills
Survey Design, Customer Engagement, Customer Feedback, Data Analysis, Six Sigma, Onboarding, Project Planning, Manage client..., Account Management, Analysis, Business Analysis, Business Development, Financial Services, Management, Project Management, Risk Management, Series 7
Education
Saint Peter's University 2006 — 2008
Master of Business Administration, Finance
University of Maryland College Park 2001 — 2005
Bachelor of Arts
Pershing, a BNY Mellon company October 2014 - Present
Pershing November 2011 - September 2014
Pershing August 2010 - November 2011
Pershing January 2008 - August 2010
Pershing Advisor Solutions LLC June 2005 - January 2008
Skills
Survey Design, Customer Engagement, Customer Feedback, Data Analysis, Six Sigma, Onboarding, Project Planning, Manage client..., Account Management, Analysis, Business Analysis, Business Development, Financial Services, Management, Project Management, Risk Management, Series 7
Education
Saint Peter's University 2006 — 2008
Master of Business Administration, Finance
University of Maryland College Park 2001 — 2005
Bachelor of Arts
Bobby Morovati's Pershing Experience August 1998 - October 2002
Job Chief Financial Officer at Williams Trading, LLC
Industry Financial Services
Experience
Williams Trading, LLC May 2014 - Present
Williams Trading, LLC February 2012 - Present
Oppenheimer & Close, Inc. March 2010 - June 2010
Accountemps February 2010 - March 2010
Pali Capital November 2002 - May 2009
Pershing August 1998 - October 2002
Skills
Financial Analysis, Account Reconciliation, P&L Analysis, Budgets, Accounts Payable, Equities, Securities, Accounting, Hedge Funds, Capital Markets, Business Analysis, Accounts Receivable, Auditing, Strategic Financial..., Bloomberg, Corporate Finance, Financial Modeling, Payroll, Finance, Strategy, Portfolio Management, Financial Statements, Management
Education
Rutgers, The State University of New Jersey-Newark 1990 — 1994
B.S., Accounting
Williams Trading, LLC May 2014 - Present
Williams Trading, LLC February 2012 - Present
Oppenheimer & Close, Inc. March 2010 - June 2010
Accountemps February 2010 - March 2010
Pali Capital November 2002 - May 2009
Pershing August 1998 - October 2002
Skills
Financial Analysis, Account Reconciliation, P&L Analysis, Budgets, Accounts Payable, Equities, Securities, Accounting, Hedge Funds, Capital Markets, Business Analysis, Accounts Receivable, Auditing, Strategic Financial..., Bloomberg, Corporate Finance, Financial Modeling, Payroll, Finance, Strategy, Portfolio Management, Financial Statements, Management
Education
Rutgers, The State University of New Jersey-Newark 1990 — 1994
B.S., Accounting
Robert Klein Robert Klein's Pershing Experience May 2010 - Present
Job Vice President at Pershing Prime
Industry Financial Services
Experience
Pershing May 2010 - Present
JPMorgan Chase July 2008 - January 2010
Bear Stearns April 1997 - June 2008
Wedbush Morgan Securities March 1996 - April 1997
Lazard Frederick & Company October 1994 - December 1995
Malaga Bank July 1992 - September 1994
Security Pacific National Bank August 1989 - July 1991
Skills
Prime Brokerage, Hedge Funds, Alternative Investments, Securities Lending, Financial Services, Series 24, Investor Relations, Connecting People, Corporate Actions, Operational Risk, Credit, Client Services, People Skills, Relationship Management, Investment Advisory, Back Office, Networking
Education
University of Southern California
Bachelor of Arts, Communication Arts and Sciences
Miraleste High School 1986 — 1986
Punahou School 1981 — 1986
Pershing May 2010 - Present
JPMorgan Chase July 2008 - January 2010
Bear Stearns April 1997 - June 2008
Wedbush Morgan Securities March 1996 - April 1997
Lazard Frederick & Company October 1994 - December 1995
Malaga Bank July 1992 - September 1994
Security Pacific National Bank August 1989 - July 1991
Skills
Prime Brokerage, Hedge Funds, Alternative Investments, Securities Lending, Financial Services, Series 24, Investor Relations, Connecting People, Corporate Actions, Operational Risk, Credit, Client Services, People Skills, Relationship Management, Investment Advisory, Back Office, Networking
Education
University of Southern California
Bachelor of Arts, Communication Arts and Sciences
Miraleste High School 1986 — 1986
Punahou School 1981 — 1986
Bob Thielmann Bob Thielmann's Pershing Experience 1989 - 2003
Job Chief Information Officer, Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott July 2008 - Present
AIG Advisor Group October 2003 - July 2008
Pershing 1989 - 2003
Skills
Financial Services, SDLC, IT Strategy, Vendor Management, Governance, Business Intelligence, Business Analysis, Program Management, Outsourcing, Business Process..., Portfolio Management, Analytics, Project Portfolio..., IT Management, Disaster Recovery, Risk Management, Executive Management, Process Improvement, CRM, Data Center, Strategy, Integration, Enterprise Architecture, Enterprise Software
Education
Rutgers, The State University of New Jersey-Newark 1988 — 1989
MBA
University of Illinois at Urbana-Champaign 1983 — 1987
BS Finance
Janney Montgomery Scott July 2008 - Present
AIG Advisor Group October 2003 - July 2008
Pershing 1989 - 2003
Skills
Financial Services, SDLC, IT Strategy, Vendor Management, Governance, Business Intelligence, Business Analysis, Program Management, Outsourcing, Business Process..., Portfolio Management, Analytics, Project Portfolio..., IT Management, Disaster Recovery, Risk Management, Executive Management, Process Improvement, CRM, Data Center, Strategy, Integration, Enterprise Architecture, Enterprise Software
Education
Rutgers, The State University of New Jersey-Newark 1988 — 1989
MBA
University of Illinois at Urbana-Champaign 1983 — 1987
BS Finance
Jessica Savino Jessica Savino's Pershing Experience October 1992 - December 1996
Job Account Executive at Doctors Internet/PIMM
Industry Marketing and Advertising
Experience
Doctors Internet/PIMM July 2013 - Present
NYSC Town Sports International August 2012 - July 2013
Little Goddess Cosmetics Inc. January 2007 - January 2013
Weybright Consulting April 2008 - December 2011
REO Allegiance February 2009 - June 2010
Monaco Brokerage March 2003 - June 2007
Galway Securities February 2002 - February 2003
Janney Montgomery December 1996 - January 2002
Pershing October 1992 - December 1996
Skills
Ability to take..., Strong verbal and..., Problem analysis, use..., Real Estate, Trading, Microsoft Word, Microsoft Excel, Makeup Artistry, Understanding of the..., Blogging, Marketing, Social Media, Sales, Social Networking
Education
Fashion Institute of TechnologyNew 1992 — 1994
Queensborough Community College 1987 — 1990
Makeup Designory
Makeup Artisty
St Johns Prep
Doctors Internet/PIMM July 2013 - Present
NYSC Town Sports International August 2012 - July 2013
Little Goddess Cosmetics Inc. January 2007 - January 2013
Weybright Consulting April 2008 - December 2011
REO Allegiance February 2009 - June 2010
Monaco Brokerage March 2003 - June 2007
Galway Securities February 2002 - February 2003
Janney Montgomery December 1996 - January 2002
Pershing October 1992 - December 1996
Skills
Ability to take..., Strong verbal and..., Problem analysis, use..., Real Estate, Trading, Microsoft Word, Microsoft Excel, Makeup Artistry, Understanding of the..., Blogging, Marketing, Social Media, Sales, Social Networking
Education
Fashion Institute of TechnologyNew 1992 — 1994
Queensborough Community College 1987 — 1990
Makeup Designory
Makeup Artisty
St Johns Prep
Bryan Dunleavy Bryan Dunleavy's Pershing Experience 2008 - Present
Job Vice President, Global Marketing, Pershing, a BNY Mellon company
Industry Financial Services
Experience
Pershing 2008 - Present
AXA Equitable 2006 - 2008
Touchstone Health 2005 - 2006
The Daily Record 2000 - 2004
The Record 1998 - 2000
Skills
Marketing Communications, Corporate Communications, Public Relations, Social Media Marketing, Writing, Editing
Education
Seton Hall University
Master's Degree, Corporate and Public Communication
Rutgers University
Bachelor's Degree, Journalism
Pershing 2008 - Present
AXA Equitable 2006 - 2008
Touchstone Health 2005 - 2006
The Daily Record 2000 - 2004
The Record 1998 - 2000
Skills
Marketing Communications, Corporate Communications, Public Relations, Social Media Marketing, Writing, Editing
Education
Seton Hall University
Master's Degree, Corporate and Public Communication
Rutgers University
Bachelor's Degree, Journalism
Chris Coyle Chris Coyle's Pershing Experience 1989 - 1993
Job Operations/Accounting/Sales/Trading
Industry Financial Services
Experience
Career Hiatus to Care for Ailing Parent 2012 - 2015
WR Managed Accounts 2010 - 2011
Connors Group LP 2008 - 2010
Hudson 2007 - 2008
Wealth Planning Group September 2006 - January 2007
MJL Partners 2005 - 2006
Crown Financial 2003 - 2005
Knight Capital Group 1995 - 2003
Pershing 1989 - 1993
Skills
Trading, Equities, Electronic Trading, Trading Systems, Series 7, Equity Trading, Proprietary Trading, Hedge Funds, Financial Markets, Options, Securities, Capital Markets, ETFs, Series 63, Asset Managment, Trading Strategies, Fixed Income, Market Making, Mutual Funds, Series 24, Portfolio Management, Investments, Asset Management
Education
Rutgers University-New Brunswick 1984 — 1988
bs, Economics
Career Hiatus to Care for Ailing Parent 2012 - 2015
WR Managed Accounts 2010 - 2011
Connors Group LP 2008 - 2010
Hudson 2007 - 2008
Wealth Planning Group September 2006 - January 2007
MJL Partners 2005 - 2006
Crown Financial 2003 - 2005
Knight Capital Group 1995 - 2003
Pershing 1989 - 1993
Skills
Trading, Equities, Electronic Trading, Trading Systems, Series 7, Equity Trading, Proprietary Trading, Hedge Funds, Financial Markets, Options, Securities, Capital Markets, ETFs, Series 63, Asset Managment, Trading Strategies, Fixed Income, Market Making, Mutual Funds, Series 24, Portfolio Management, Investments, Asset Management
Education
Rutgers University-New Brunswick 1984 — 1988
bs, Economics
Nicole Galagan-Jammaers Nicole Galagan-Jammaers's Pershing Experience April 2010 - Present
Job Marketing Consultant at Pershing
Industry Marketing and Advertising
Experience
Pershing April 2010 - Present
(self-employed) April 2009 - Present
Schwab Institutional October 2008 - March 2009
SourceMedia August 2008 - September 2008
Pershing June 2005 - October 2007
Charles Schwab September 1996 - January 2005
Saint Barnabas Health Care System September 1995 - September 1996
Skills
Marketing Communications, Corporate Communications, Press Releases, Direct Marketing, Marketing, Advertising, Marketing Strategy, Public Relations, Social Media Marketing
Education
Rutgers University-New Brunswick 2010 — 2010
Certificate, Mini-MBA Strategic Marketing Management
Rowan University 1991 — 1995
BA, Communications
Pershing April 2010 - Present
(self-employed) April 2009 - Present
Schwab Institutional October 2008 - March 2009
SourceMedia August 2008 - September 2008
Pershing June 2005 - October 2007
Charles Schwab September 1996 - January 2005
Saint Barnabas Health Care System September 1995 - September 1996
Skills
Marketing Communications, Corporate Communications, Press Releases, Direct Marketing, Marketing, Advertising, Marketing Strategy, Public Relations, Social Media Marketing
Education
Rutgers University-New Brunswick 2010 — 2010
Certificate, Mini-MBA Strategic Marketing Management
Rowan University 1991 — 1995
BA, Communications
Holly Hassinger Holly Hassinger's Pershing Experience associateLord & Taylor1987 - 1991
Job VP Electronic Trading Support Desk Manager
Industry Financial Services
Experience
Pershing associateLord & Taylor1987 - 1991
Skills
Series 24, Series 63, Series 7
Education
Saint Michael's College 1987 — 1991
Economics
Pershing associateLord & Taylor1987 - 1991
Skills
Series 24, Series 63, Series 7
Education
Saint Michael's College 1987 — 1991
Economics
Joe Cintron Joe Cintron's Pershing Experience June 1989 - June 1998
Job Operation Specialist at Kovack Securities
Industry Financial Services
Experience
Kovack Securities February 2005 - Present
Vfinance Investments October 1999 - December 2003
Capital international June 1998 - September 1999
Pershing June 1989 - June 1998
Skills
Customer Service, Customer Relations, Bilingual-Spanish, Margin
Education
Ramapo College of NJ 1982 — 1986
Bachelor of Business Administration (B.B.A.)
Hoboken High School 1979 — 1982
Kovack Securities February 2005 - Present
Vfinance Investments October 1999 - December 2003
Capital international June 1998 - September 1999
Pershing June 1989 - June 1998
Skills
Customer Service, Customer Relations, Bilingual-Spanish, Margin
Education
Ramapo College of NJ 1982 — 1986
Bachelor of Business Administration (B.B.A.)
Hoboken High School 1979 — 1982
Christopher Lum's Pershing Experience 1997 - 2001
Job Fixed Income Trader at Charles Schwab
Industry Financial Services
Experience
Doshi Consulting Solutions January 2015 - May 2015
MetLife March 2012 - July 2014
UBS Investment Bank July 2010 - March 2011
Tradeweb June 2004 - April 2010
TradeWeb 2008 - 2010
Tradeweb 2007 - 2008
Tradeweb 2004 - 2006
Mellon Securities 2002 - 2003
Mellon Securities 2001 - 2002
Pershing 1997 - 2001
Skills
Series 7, Series 3, Series 63, Electronic Trading, Trading Technology, Customer Relations, Data Feeds, Fixed Income, Futures, Clearing, Settlement, Middle Office, Back Office, Mutual Funds, Trading, Account Management, Consultative Selling, Account Retention, Reference Data, Market Data, Bloomberg, Credit Derivatives, Securities, Derivatives, Capital Markets, FINRA, Swaps, Options, Equities, Hedge Funds, Interest Rate..., Equity Derivatives, FX Options, Equity Trading, Prime Brokerage, Financial Services, ETFs, Investment Banking, Customer Retention, Customer Service, Selling, Sales
Education
New York University 1993 — 1997
Doshi Consulting Solutions January 2015 - May 2015
MetLife March 2012 - July 2014
UBS Investment Bank July 2010 - March 2011
Tradeweb June 2004 - April 2010
TradeWeb 2008 - 2010
Tradeweb 2007 - 2008
Tradeweb 2004 - 2006
Mellon Securities 2002 - 2003
Mellon Securities 2001 - 2002
Pershing 1997 - 2001
Skills
Series 7, Series 3, Series 63, Electronic Trading, Trading Technology, Customer Relations, Data Feeds, Fixed Income, Futures, Clearing, Settlement, Middle Office, Back Office, Mutual Funds, Trading, Account Management, Consultative Selling, Account Retention, Reference Data, Market Data, Bloomberg, Credit Derivatives, Securities, Derivatives, Capital Markets, FINRA, Swaps, Options, Equities, Hedge Funds, Interest Rate..., Equity Derivatives, FX Options, Equity Trading, Prime Brokerage, Financial Services, ETFs, Investment Banking, Customer Retention, Customer Service, Selling, Sales
Education
New York University 1993 — 1997
Linda Welborn's Pershing Experience 1996 - 2006
Job Principal and Founder, LGW Consulting LLC
Industry Financial Services
Experience
LGW Consulting LLC February 2007 - Present
Pershing 1996 - 2006
Smith Barney 1992 - 1996
PaineWebber 1989 - 1992
Education
Rider University 1983 — 1988
Bachelor of Arts, Psychology and Busness
Manhasset High School 1979 — 1983
College Prep
LGW Consulting LLC February 2007 - Present
Pershing 1996 - 2006
Smith Barney 1992 - 1996
PaineWebber 1989 - 1992
Education
Rider University 1983 — 1988
Bachelor of Arts, Psychology and Busness
Manhasset High School 1979 — 1983
College Prep
Dale Ignjatovic's Pershing Experience Credit ServicesPershing LLCApril 1999 - Present
Job Credit Services at Pershing LLC
Industry Financial Services
Experience
pershing Credit ServicesPershing LLCApril 1999 - Present
Education
Ramapo College of New Jersey
BS, Finance
pershing Credit ServicesPershing LLCApril 1999 - Present
Education
Ramapo College of New Jersey
BS, Finance
Siddhartha Batchu's Pershing Experience March 2012 - Present
Job VP Software Quality Management
Industry Information Technology and Services
Experience
Pershing March 2012 - Present
Pershing 2001 - 2008
Skills
Requirements Gathering, Business Analysis, SDLC, User Acceptance Testing, Requirements Analysis, Trading Systems, Vendor Management, Software Project..., IT Strategy, Agile Methodologies, Risk Management, Process Improvement, Program Management, Fixed Income
Education
Pittsburg State University 1995 — 1997
Pershing March 2012 - Present
Pershing 2001 - 2008
Skills
Requirements Gathering, Business Analysis, SDLC, User Acceptance Testing, Requirements Analysis, Trading Systems, Vendor Management, Software Project..., IT Strategy, Agile Methodologies, Risk Management, Process Improvement, Program Management, Fixed Income
Education
Pittsburg State University 1995 — 1997
Michael Sawyer's Pershing Experience October 2006 - January 2013
Job Head of IT Risk, Operations Risk, Privacy, Information Security, and CIRO
Industry Financial Services
Experience
AXA December 2014 - Present
BNY Mellon January 2013 - December 2014
Pershing October 2006 - January 2013
Deloitte October 2005 - October 2006
Skills
Compliance, Privacy, Securities, Risk, Governance, Data Privacy, Risk Assessment, Information Security..., Enterprise Risk..., Risk Management, IT Governance, Series 7, Series 24, CIPP, Six Sigma, Operational Risk..., Financial Services, Corporate Governance, Financial Regulation, Information Security, Securities Regulation, IT Audit, FINRA, ISO 27001, Information Technology, GLBA, Broker-Dealer, Data Security, COBIT, Vendor Management, Relationship Management, PCI DSS, USA PATRIOT Act, Security, Disaster Recovery, Business Continuity..., Sarbanes-Oxley Act, Business Continuity, Operational Risk
Education
Northern Arizona University, College of Business Administration 1990 — 1994
Bachelor of Science, Marketing
AXA December 2014 - Present
BNY Mellon January 2013 - December 2014
Pershing October 2006 - January 2013
Deloitte October 2005 - October 2006
Skills
Compliance, Privacy, Securities, Risk, Governance, Data Privacy, Risk Assessment, Information Security..., Enterprise Risk..., Risk Management, IT Governance, Series 7, Series 24, CIPP, Six Sigma, Operational Risk..., Financial Services, Corporate Governance, Financial Regulation, Information Security, Securities Regulation, IT Audit, FINRA, ISO 27001, Information Technology, GLBA, Broker-Dealer, Data Security, COBIT, Vendor Management, Relationship Management, PCI DSS, USA PATRIOT Act, Security, Disaster Recovery, Business Continuity..., Sarbanes-Oxley Act, Business Continuity, Operational Risk
Education
Northern Arizona University, College of Business Administration 1990 — 1994
Bachelor of Science, Marketing
Tom Esemplare's Pershing Experience
Job Vice President at Pershing
Industry Financial Services
Experience
Pershing
Skills
Series 7, Series 63, Securities, Series 24, Equities, Fixed Income
Education
Pace University
Pershing
Skills
Series 7, Series 63, Securities, Series 24, Equities, Fixed Income
Education
Pace University
Daniel Cushing's Pershing Experience 2000 - 2005
Job Advisory Services Regional Consultant at Envestnet, Inc
Industry Banking
Experience
Envestnet, Inc November 2014 - Present
Portfolio Pathway October 2013 - November 2014
Envestnet Asset Management February 2011 - October 2013
Harris Bank May 2009 - February 2011
Harris Bank January 2007 - May 2009
Mesirow Financial 2005 - 2007
Pershing Advisor Solutions, LLC 2003 - 2005
Pershing 2000 - 2005
Harris Associates 1997 - 2000
Skills
Financial Services, Relationship Management, Series 7
Education
Northern Illinois University 1987 — 1991
Envestnet, Inc November 2014 - Present
Portfolio Pathway October 2013 - November 2014
Envestnet Asset Management February 2011 - October 2013
Harris Bank May 2009 - February 2011
Harris Bank January 2007 - May 2009
Mesirow Financial 2005 - 2007
Pershing Advisor Solutions, LLC 2003 - 2005
Pershing 2000 - 2005
Harris Associates 1997 - 2000
Skills
Financial Services, Relationship Management, Series 7
Education
Northern Illinois University 1987 — 1991
David Q Lee's Pershing Experience January 2001 - Present
Job VP Software Developer at BNYMellon Pershing
Industry Financial Services
John Lyssikatos's Pershing Experience July 1998 - November 2005
Job Director IT Security & Controls at Kyocera Mita America
Industry Business Supplies and Equipment
Experience
Kyocera Mita America June 2007 - Present
Pershing July 1998 - November 2005
Education
Rutgers College
BA, Physics
Kyocera Mita America June 2007 - Present
Pershing July 1998 - November 2005
Education
Rutgers College
BA, Physics
Maynard Jen's Pershing Experience June 1998 - June 1999
Job Data Warehouse Architect at Sirius XM Radio Inc.
Industry Entertainment
Experience
Sirius XM Radio Inc. July 2009 - Present
FYI Solutions 2009 - Present
Simon & Schuster June 1999 - March 2009
Pershing June 1998 - June 1999
DMR Consulting March 1997 - June 1998
American Express Bank July 1994 - March 1997
EDS, an HP Company July 1985 - July 1994
Education
Queens College
BA, Computer Science
Sirius XM Radio Inc. July 2009 - Present
FYI Solutions 2009 - Present
Simon & Schuster June 1999 - March 2009
Pershing June 1998 - June 1999
DMR Consulting March 1997 - June 1998
American Express Bank July 1994 - March 1997
EDS, an HP Company July 1985 - July 1994
Education
Queens College
BA, Computer Science
Vidisha Panse's Pershing Experience May 2008 - July 2011
Job Director, Internal Audit at Daiwa Securities
Industry Financial Services
Experience
Daiwa Capital Markets October 2013 - Present
BNY Mellon April 2012 - September 2013
JPMorgan Chase July 2011 - April 2012
Pershing May 2008 - July 2011
Lehman Brothers June 2006 - June 2008
Skills
IT Audit, Auditing, CISA, Capital Markets, Equities, Internal Audit, Series 7, Series 63, Operational Risk..., Sarbanes-Oxley Act
Education
Pace University 2005 — 2006
Master of Science (M.S.)
Daiwa Capital Markets October 2013 - Present
BNY Mellon April 2012 - September 2013
JPMorgan Chase July 2011 - April 2012
Pershing May 2008 - July 2011
Lehman Brothers June 2006 - June 2008
Skills
IT Audit, Auditing, CISA, Capital Markets, Equities, Internal Audit, Series 7, Series 63, Operational Risk..., Sarbanes-Oxley Act
Education
Pace University 2005 — 2006
Master of Science (M.S.)
Eugenia Kuznetsova's Pershing Experience 1997 - September 1999
Job Senior Applications Architect at Express Scripts
Industry Information Technology and Services
Experience
Express Scripts January 2010 - Present
JPMorgan Chase March 2008 - December 2009
Bear Stearns September 1999 - March 2008
Pershing 1997 - September 1999
CheckFree 1996 - 1997
Skills
Unix, XML, Java, Agile Methodologies, Enterprise Architecture, Perl, Web Development, Identity Management, SOA, SDLC, JDBC, Java Enterprise Edition, Scrum, Solaris, Pega, Project Delivery, Release Management, Technical Leadership, Resource Management, J2EE Application..., SQL, Web Services, WSDL, HTML, HTTP, Servlets, SOAP, REST, Oracle, Sybase, DB2, Eclipse, DBVisualizer, Harvest, WebSphere Application..., Weblogic, Tomcat, Data Modeling, Linux, Windows, Spring, Hibernate, SOFEA, JavaScript, CSS, JSON, jQuery, Maven, Jersey
Education
New York University 1993 — 1995
MS, Computer Science
Peter the Great St.Petersburg Polytechnic University 1983 — 1989
BS, Electrical Engineering
Express Scripts January 2010 - Present
JPMorgan Chase March 2008 - December 2009
Bear Stearns September 1999 - March 2008
Pershing 1997 - September 1999
CheckFree 1996 - 1997
Skills
Unix, XML, Java, Agile Methodologies, Enterprise Architecture, Perl, Web Development, Identity Management, SOA, SDLC, JDBC, Java Enterprise Edition, Scrum, Solaris, Pega, Project Delivery, Release Management, Technical Leadership, Resource Management, J2EE Application..., SQL, Web Services, WSDL, HTML, HTTP, Servlets, SOAP, REST, Oracle, Sybase, DB2, Eclipse, DBVisualizer, Harvest, WebSphere Application..., Weblogic, Tomcat, Data Modeling, Linux, Windows, Spring, Hibernate, SOFEA, JavaScript, CSS, JSON, jQuery, Maven, Jersey
Education
New York University 1993 — 1995
MS, Computer Science
Peter the Great St.Petersburg Polytechnic University 1983 — 1989
BS, Electrical Engineering
Rob Hackel's Pershing Experience 1994 - 1996
Job Chief Operating Officer at R.F. Lafferty & Co. Inc
Industry Financial Services
Experience
NIBA - National Investment Banking Association December 2014 - Present
R.F. Lafferty & Co. Inc September 1996 - Present
Pershing 1994 - 1996
Skills
Investment Banking, Investment Advisory, Options, Asset Management, Securities, Asset Managment, Bloomberg, Alternative Investments, Finance, Equity Trading, Investments, Trading, Trading Systems, Series 7, Series 63, Bonds, Strategic Financial..., Mutual Funds, Brokerage, Equities, Investment Management
Education
Pace University - Lubin School of Business 1990 — 1994
Pace University-Pleasantville/Briarcliff Campus 1990 — 1994
NIBA - National Investment Banking Association December 2014 - Present
R.F. Lafferty & Co. Inc September 1996 - Present
Pershing 1994 - 1996
Skills
Investment Banking, Investment Advisory, Options, Asset Management, Securities, Asset Managment, Bloomberg, Alternative Investments, Finance, Equity Trading, Investments, Trading, Trading Systems, Series 7, Series 63, Bonds, Strategic Financial..., Mutual Funds, Brokerage, Equities, Investment Management
Education
Pace University - Lubin School of Business 1990 — 1994
Pace University-Pleasantville/Briarcliff Campus 1990 — 1994
Charlie Mackenzie's Pershing Experience June 2009 - September 2012
Job Client Trainer at Pershing, a BNY Mellon company
Industry Financial Services
Experience
Pershing, a BNY Mellon company September 2012 - Present
Pershing June 2009 - September 2012
Pershing LLC December 2007 - June 2009
Skills
Mutual Funds, Series 7, Equities, Securities, Investments, Series 63, Financial Services, Risk Management
Education
Rollins College 2003 — 2007
Bachelor of Arts, Economics
Pershing, a BNY Mellon company September 2012 - Present
Pershing June 2009 - September 2012
Pershing LLC December 2007 - June 2009
Skills
Mutual Funds, Series 7, Equities, Securities, Investments, Series 63, Financial Services, Risk Management
Education
Rollins College 2003 — 2007
Bachelor of Arts, Economics
Jeff Todaro's Pershing Experience May 1999 - January 2000
Job VP at Citi Prime Finance Client Service/Geneva
Industry Financial Services
Experience
Citi October 2012 - Present
Citi Prime Finance Client Service/ Geneva June 2007 - October 2013
Credit Suisse January 2000 - June 2007
Pershing May 1999 - January 2000
Salomon Smith Barney, February 1998 - May 1999
Skills
Performance Reporting, Bloomberg, Prime Brokerage, Series 7, Client Service, Account Reconciliation, Microsoft Office, Advent, Financial Reporting, Fund Accounting, Financial Services, Client Services, FX Options, Middle Office, Portfolio Management, Trading
Education
Pace University 1992 — 1997
BS, Finance, General
Pace University-Pleasantville/Briarcliff Campus 1992 — 1997
BBA finance, Finance
Citi October 2012 - Present
Citi Prime Finance Client Service/ Geneva June 2007 - October 2013
Credit Suisse January 2000 - June 2007
Pershing May 1999 - January 2000
Salomon Smith Barney, February 1998 - May 1999
Skills
Performance Reporting, Bloomberg, Prime Brokerage, Series 7, Client Service, Account Reconciliation, Microsoft Office, Advent, Financial Reporting, Fund Accounting, Financial Services, Client Services, FX Options, Middle Office, Portfolio Management, Trading
Education
Pace University 1992 — 1997
BS, Finance, General
Pace University-Pleasantville/Briarcliff Campus 1992 — 1997
BBA finance, Finance
Gloria Costigan's Pershing Experience June 1989 - June 1990
Job Finance Mgr, Accounting North America at Reckitt Benckiser
Industry Consumer Goods
Experience
Reckitt Benckiser September 2010 - Present
D&M Holdings February 2010 - August 2010
Unilever September 2006 - February 2010
Aeropostale April 2003 - September 2006
Polo Ralph Lauren December 2000 - March 2003
Escada September 1991 - December 2000
Jamesway June 1990 - September 1991
Pershing June 1989 - June 1990
Education
William Paterson University of New Jersey
MBA, Finance
Rowan University 1985 — 1989
BS, Accounting
Reckitt Benckiser September 2010 - Present
D&M Holdings February 2010 - August 2010
Unilever September 2006 - February 2010
Aeropostale April 2003 - September 2006
Polo Ralph Lauren December 2000 - March 2003
Escada September 1991 - December 2000
Jamesway June 1990 - September 1991
Pershing June 1989 - June 1990
Education
William Paterson University of New Jersey
MBA, Finance
Rowan University 1985 — 1989
BS, Accounting
Stephen Capilitan's Pershing Experience September 1998 - August 2005
Job Head of Service Management Office at BNY Mellon
Industry Information Technology and Services
Experience
BNY Mellon December 2011 - Present
The Bank of New York Mellon September 2005 - December 2011
Pershing September 1998 - August 2005
Beneficial January 1998 - September 1998
Nabisco March 1995 - December 1997
Mitsui & Co., Ltd. September 1990 - February 1995
Skills
ITIL, Disaster Recovery, Data Center, Process Improvement, Business Continuity, Vendor Management, Servers, PMO, IT Management, Infrastructure, SDLC, Windows Server, PMP, Information Technology, IT Service Management, Networking, System Administration, Virtualization, System Deployment, Risk Management, Network Administration, Troubleshooting, Information Security, Project Delivery, Governance, IT Strategy, Management, Service Management, Business Analysis, CCNA, Project Portfolio..., Enterprise Architecture, Program Management, Security, IT Operations, Integration, Incident Management, SharePoint, Cloud Computing, Visio
Education
Rutgers University-New Brunswick 1985 — 1990
BA, English
Harrison High School 1981 — 1985
BNY Mellon December 2011 - Present
The Bank of New York Mellon September 2005 - December 2011
Pershing September 1998 - August 2005
Beneficial January 1998 - September 1998
Nabisco March 1995 - December 1997
Mitsui & Co., Ltd. September 1990 - February 1995
Skills
ITIL, Disaster Recovery, Data Center, Process Improvement, Business Continuity, Vendor Management, Servers, PMO, IT Management, Infrastructure, SDLC, Windows Server, PMP, Information Technology, IT Service Management, Networking, System Administration, Virtualization, System Deployment, Risk Management, Network Administration, Troubleshooting, Information Security, Project Delivery, Governance, IT Strategy, Management, Service Management, Business Analysis, CCNA, Project Portfolio..., Enterprise Architecture, Program Management, Security, IT Operations, Integration, Incident Management, SharePoint, Cloud Computing, Visio
Education
Rutgers University-New Brunswick 1985 — 1990
BA, English
Harrison High School 1981 — 1985
Caroline O'Connell's Pershing Experience June 2008 - June 2012
Job Chief Marketing Officer, Investment Services, BNY Mellon
Industry Financial Services
Experience
BNY Mellon January 2015 - Present
Pershing, a BNY Mellon company June 2012 - January 2015
Pershing June 2008 - June 2012
Pershing, a BNY Mellon company January 2005 - June 2008
Pershing, a BNY Mellon company January 1999 - January 2005
Pershing, a BNY Mellon company January 1995 - January 1999
Pershing, a BNY Mellon company January 1992 - January 1995
Pershing, a BNY Mellon company May 1991 - January 1992
Skills
Corporate strategy..., Ability to think..., Creative and innovative..., Management, Corporate Strategy..., Leadership, Marketing Strategy, Product Marketing
Education
Old Dominion University 1989 — 1991
Master of Business Administration (MBA), Marketing
Old Dominion University 1985 — 1989
Bachelor of Arts (BA), Education with an English minor
BNY Mellon January 2015 - Present
Pershing, a BNY Mellon company June 2012 - January 2015
Pershing June 2008 - June 2012
Pershing, a BNY Mellon company January 2005 - June 2008
Pershing, a BNY Mellon company January 1999 - January 2005
Pershing, a BNY Mellon company January 1995 - January 1999
Pershing, a BNY Mellon company January 1992 - January 1995
Pershing, a BNY Mellon company May 1991 - January 1992
Skills
Corporate strategy..., Ability to think..., Creative and innovative..., Management, Corporate Strategy..., Leadership, Marketing Strategy, Product Marketing
Education
Old Dominion University 1989 — 1991
Master of Business Administration (MBA), Marketing
Old Dominion University 1985 — 1989
Bachelor of Arts (BA), Education with an English minor
Joseph A. Vaccaro's Pershing Experience May 2011 - June 2011
Job Senior Financial Analyst at Study Group
Industry Education Management
Experience
Study Group May 2015 - Present
Study Group August 2014 - May 2015
Capitol Petroleum Group, LLC July 2011 - August 2014
Capitol Petroleum Group, LLC November 2012 - August 2013
Capitol Petroleum Group, LLC July 2011 - November 2012
Pershing May 2011 - June 2011
Fusion Analytics Investment Partners October 2010 - April 2011
Oppenheimer & Co. Inc December 2009 - October 2010
Wells Fargo Advisors (Formerly Wachovia Securities) August 2008 - July 2009
First Republic Group/Dawson James Securities October 2007 - August 2008
Skills
Microsoft Excel, Process Improvement, Management, Analysis, Contract Negotiation, Account Management, Accounting, Project Management, Forecasting
Education
Pace University 2004 — 2008
Bachelor, Business Administration; Finance
Freehold High School 2000 — 2004
Study Group May 2015 - Present
Study Group August 2014 - May 2015
Capitol Petroleum Group, LLC July 2011 - August 2014
Capitol Petroleum Group, LLC November 2012 - August 2013
Capitol Petroleum Group, LLC July 2011 - November 2012
Pershing May 2011 - June 2011
Fusion Analytics Investment Partners October 2010 - April 2011
Oppenheimer & Co. Inc December 2009 - October 2010
Wells Fargo Advisors (Formerly Wachovia Securities) August 2008 - July 2009
First Republic Group/Dawson James Securities October 2007 - August 2008
Skills
Microsoft Excel, Process Improvement, Management, Analysis, Contract Negotiation, Account Management, Accounting, Project Management, Forecasting
Education
Pace University 2004 — 2008
Bachelor, Business Administration; Finance
Freehold High School 2000 — 2004
C. Allan Bond, PMP's Pershing Experience August 2012 - Present
Job Process Improvement Specialist, VP Enterprise Project Office at Pershing
Industry Information Technology and Services
Experience
Pershing August 2012 - Present
Central Florida Community Arts March 2011 - August 2012
General Dynamics C4 Systems January 2009 - June 2011
Motorola October 2000 - May 2008
Motorola June 1999 - September 2000
Motorola May 1996 - May 1999
Motorola January 1990 - May 1996
Bell Northern Research May 1988 - December 1989
Skills
Process Improvement, Project Management, Requirements Analysis, Telecommunications, Integration, Cross-functional Team..., Program Management, Software Project..., PMP, MS Project, Mobile Devices, IT Strategy, Quality Assurance, Testing, Wireless, Business Process, Project Planning, Vendor Management, Management, Product Development, Product Management, Embedded Systems, Leadership, Software Engineering, Product Lifecycle..., Six Sigma
Education
North Carolina State University
BS, Computer Science
Pershing August 2012 - Present
Central Florida Community Arts March 2011 - August 2012
General Dynamics C4 Systems January 2009 - June 2011
Motorola October 2000 - May 2008
Motorola June 1999 - September 2000
Motorola May 1996 - May 1999
Motorola January 1990 - May 1996
Bell Northern Research May 1988 - December 1989
Skills
Process Improvement, Project Management, Requirements Analysis, Telecommunications, Integration, Cross-functional Team..., Program Management, Software Project..., PMP, MS Project, Mobile Devices, IT Strategy, Quality Assurance, Testing, Wireless, Business Process, Project Planning, Vendor Management, Management, Product Development, Product Management, Embedded Systems, Leadership, Software Engineering, Product Lifecycle..., Six Sigma
Education
North Carolina State University
BS, Computer Science
LJ WILLIAMS's Pershing Experience 1993 - 1997
Job Compliance Manager at Financial Services Company
Industry Financial Services
Experience
Financial Services Company 2003 - Present
CSFBdirect 1997 - 2001
Pershing 1993 - 1997
Dean Witter 1992 - 1993
Skills
Series 24, FINRA, Securities, Mutual Funds, Financial Services, Series 7, AML
Education
Rutgers University-New Brunswick
Financial Services Company 2003 - Present
CSFBdirect 1997 - 2001
Pershing 1993 - 1997
Dean Witter 1992 - 1993
Skills
Series 24, FINRA, Securities, Mutual Funds, Financial Services, Series 7, AML
Education
Rutgers University-New Brunswick
Terri Mayle's Pershing Experience 1992 - Present
Job Director at Pershing
Industry Financial Services
Experience
Pershing 1992 - Present
Education
New York University 1978 — 1980
Pershing 1992 - Present
Education
New York University 1978 — 1980
Kenneth Hoefling's Pershing Experience April 1998 - February 2008
Job Bloomberg
Industry Financial Services
Experience
Bloomberg LP January 2014 - Present
S&P DOW JONES INDICES July 2008 - December 2013
Pershing April 1998 - February 2008
RBC Capital Markets November 1996 - March 1998
Skills
Trading, Microsoft Excel, Financial Modeling, Maintaining..., Validation, Indexing, Equity Trading, Commodity, Market Data, ETFs, Portfolio Management, Index Funds, Market Making, Proprietary Trading, Quantitative Analytics, Stocks, Commodity Markets, Financial Markets, Equities, Risk Management, Financial Risk, Bloomberg, Options, Fixed Income, Electronic Trading, Trading Systems, Capital Markets
Education
Rowan University 1993 — 1996
Bachelor's degree, Business Administration and Management, General
Bloomberg LP January 2014 - Present
S&P DOW JONES INDICES July 2008 - December 2013
Pershing April 1998 - February 2008
RBC Capital Markets November 1996 - March 1998
Skills
Trading, Microsoft Excel, Financial Modeling, Maintaining..., Validation, Indexing, Equity Trading, Commodity, Market Data, ETFs, Portfolio Management, Index Funds, Market Making, Proprietary Trading, Quantitative Analytics, Stocks, Commodity Markets, Financial Markets, Equities, Risk Management, Financial Risk, Bloomberg, Options, Fixed Income, Electronic Trading, Trading Systems, Capital Markets
Education
Rowan University 1993 — 1996
Bachelor's degree, Business Administration and Management, General
Vincent Scauzzo's Pershing Experience 2001 - 2004
Job Project Manager at AIG Advisor Group
Industry Financial Services
Experience
AIG Advisor Group 2004 - Present
Pershing 2001 - 2004
Pershing 1996 - 2001
Control Associates 1995 - 1996
Safian Investment Research 1993 - 1995
United States Marine Corps 1982 - 1993
Skills
Project Management, Business Analysis, SDLC, Business Process..., Risk Management, Process Improvement, Program Management, Leadership, Financial Services, Vendor Management, Analysis, IT Strategy, Portfolio Management, Investments
Education
Stevens Institute of Technology 2001 — 2003
MS, Technology Management
New York University 1973 — 1978
AIG Advisor Group 2004 - Present
Pershing 2001 - 2004
Pershing 1996 - 2001
Control Associates 1995 - 1996
Safian Investment Research 1993 - 1995
United States Marine Corps 1982 - 1993
Skills
Project Management, Business Analysis, SDLC, Business Process..., Risk Management, Process Improvement, Program Management, Leadership, Financial Services, Vendor Management, Analysis, IT Strategy, Portfolio Management, Investments
Education
Stevens Institute of Technology 2001 — 2003
MS, Technology Management
New York University 1973 — 1978
Laurie Eves's Pershing Experience April 2012 - March 2014
Job Learning Consultant at BNY Mellon
Industry Marketing and Advertising
Experience
BNY Mellon March 2014 - Present
Pershing April 2012 - March 2014
Alorica November 2000 - April 2012
Skills
Coaching, Leadership Development, Performance Management, Organizational..., Training Delivery, Sales Management, Consultative Selling, Training & Development, Customer Service, Customer Retention, Customer Experience, Team Leadership, Employee Training, Team Building, Selling, B2B, Account Management, Business Development, CRM, Call Centers, Leadership, Management, Program Management, Strategy, Training
Education
Oakland University
Bachelor of Science, Management Information Systems
University of Central Florida - College of Business Administration
Masters, Business Administration
BNY Mellon March 2014 - Present
Pershing April 2012 - March 2014
Alorica November 2000 - April 2012
Skills
Coaching, Leadership Development, Performance Management, Organizational..., Training Delivery, Sales Management, Consultative Selling, Training & Development, Customer Service, Customer Retention, Customer Experience, Team Leadership, Employee Training, Team Building, Selling, B2B, Account Management, Business Development, CRM, Call Centers, Leadership, Management, Program Management, Strategy, Training
Education
Oakland University
Bachelor of Science, Management Information Systems
University of Central Florida - College of Business Administration
Masters, Business Administration
Cindy Ruggerio's Pershing Experience April 1999 - May 2004
Job Head of Customer Experience at ING DIRECT
Industry Banking
Experience
ING DIRECT July 2004 - Present
ING DIRECT May 2004 - July 2007
Pershing April 1999 - May 2004
Polo Ralph Lauren April 1997 - April 1999
Education
Saint Joseph's University 1989 — 1993
ING DIRECT July 2004 - Present
ING DIRECT May 2004 - July 2007
Pershing April 1999 - May 2004
Polo Ralph Lauren April 1997 - April 1999
Education
Saint Joseph's University 1989 — 1993
Eva Calderaro's Pershing Experience 2005 - 2007
Job Experienced Internal Auditor and Consultant/ CPA
Industry Financial Services
Experience
Accounting firm in northern nj January 2011 - Present
Rothstein Kass July 2007 - September 2010
Pershing 2005 - 2007
MetLife 2001 - 2006
Skills
Accounting, Auditing, Financial Analysis, Internal Audit
Education
Pace University - Lubin School of Business
Accounting firm in northern nj January 2011 - Present
Rothstein Kass July 2007 - September 2010
Pershing 2005 - 2007
MetLife 2001 - 2006
Skills
Accounting, Auditing, Financial Analysis, Internal Audit
Education
Pace University - Lubin School of Business
Robert Cirrotti's Pershing Experience July 2009 - Present
Job Managing Director, Head of Retirement Solutions
Industry Financial Services
Experience
Pershing July 2009 - Present
Prudential September 1996 - June 2009
Prudential Financial 1996 - 2007
Prudential Retirement Services 1999 - 2006
Bankers Trust 1996 - 1996
Chemical Bank 1993 - 1996
Education
Rutgers University-New Brunswick 1989 — 1993
BS, Business
Pershing July 2009 - Present
Prudential September 1996 - June 2009
Prudential Financial 1996 - 2007
Prudential Retirement Services 1999 - 2006
Bankers Trust 1996 - 1996
Chemical Bank 1993 - 1996
Education
Rutgers University-New Brunswick 1989 — 1993
BS, Business
Chris Congemi's Pershing Experience 2000 - Present
Job Technology Relationship Manager at BNYMellon
Industry Information Technology and Services
Experience
Pershing 2000 - Present
Marshalls 1990 - 1999
Bank of Tokyo, NY 1986 - 1990
Education
Pace University 1982 — 1986
Pace University - Lubin School of Business
Pershing 2000 - Present
Marshalls 1990 - 1999
Bank of Tokyo, NY 1986 - 1990
Education
Pace University 1982 — 1986
Pace University - Lubin School of Business
Carline St. Urbain's Pershing Experience 2007 - 2008
Job Relationship ManagerVP
Industry Financial Services
Experience
Prudential Douglas Elliman February 2008 - Present
JPMorgan worldwide securities services 1997 - Present
Blackrock 2007 - 2008
pershing 2007 - 2008
DTCC 2001 - 2008
DTCC 2001 - 2008
JPMorgan Asset Management 2000 - 2008
Bank of new york 2000 - 2008
credit suisse 2000 - 2008
STATE STREET 2000 - 2008
Skills
Customer Retention, Financial Services, Fixed Income, Foreign Exchange, Hedge Funds, Insurance, Mutual Funds, Project Management, Securities
Education
Saint John's University 1977 — 1981
BA, Business Adminstrations
NYU
Project Management, Real Estate
Prudential Douglas Elliman February 2008 - Present
JPMorgan worldwide securities services 1997 - Present
Blackrock 2007 - 2008
pershing 2007 - 2008
DTCC 2001 - 2008
DTCC 2001 - 2008
JPMorgan Asset Management 2000 - 2008
Bank of new york 2000 - 2008
credit suisse 2000 - 2008
STATE STREET 2000 - 2008
Skills
Customer Retention, Financial Services, Fixed Income, Foreign Exchange, Hedge Funds, Insurance, Mutual Funds, Project Management, Securities
Education
Saint John's University 1977 — 1981
BA, Business Adminstrations
NYU
Project Management, Real Estate
Joseph S. Farrell's Pershing Experience 1999 - 2004
Job at Pershing LLC
Industry Financial Services
Experience
Pershing LLC September 2010 - Present
Cantor Fitzgerald 2009 - November 2010
Miningham & Oellerich, Inc. (M&O) 2008 - 2009
Wachovia Securities 2007 - 2008
ADP Clearing & Outsourcing, Inc. 2004 - 2007
Pershing 1999 - 2004
Pershing 1996 - 1999
UBS PaineWebber/ Correspondent Services Corporation 1993 - 1996
TMJ Property Control 1992 - 1993
Paine Webber 1989 - 1992
Skills
Series 7, Series 63, Series 24, Equities, Securities, Fixed Income, Investments, Team Leadership, Finance, Mutual Funds, Relationship Management, FINRA, Business Relationship..., Hedge Funds, Options, Financial Services, Trading
Education
Quinnipiac University 1986 — 1989
Bachelor of Science, Marketing
Pershing LLC September 2010 - Present
Cantor Fitzgerald 2009 - November 2010
Miningham & Oellerich, Inc. (M&O) 2008 - 2009
Wachovia Securities 2007 - 2008
ADP Clearing & Outsourcing, Inc. 2004 - 2007
Pershing 1999 - 2004
Pershing 1996 - 1999
UBS PaineWebber/ Correspondent Services Corporation 1993 - 1996
TMJ Property Control 1992 - 1993
Paine Webber 1989 - 1992
Skills
Series 7, Series 63, Series 24, Equities, Securities, Fixed Income, Investments, Team Leadership, Finance, Mutual Funds, Relationship Management, FINRA, Business Relationship..., Hedge Funds, Options, Financial Services, Trading
Education
Quinnipiac University 1986 — 1989
Bachelor of Science, Marketing
Richard Panchery's Pershing Experience September 1999 - October 2000
Job Institutional Consulting Product Team @ UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services, Inc. November 2000 - Present
Pershing September 1999 - October 2000
Citibank 1997 - 1999
Skills
Series 7, Wealth Management, Financial Services, Fixed Income, Mutual Funds, Alternative Investments, Securities, Asset Allocation, Asset Managment, Vendor Management, SDLC, Business Process..., Risk Management, Investments, Business Analysis, Banking, Software Project..., Process Improvement, Change Management, Project Management
Education
Rowan University 1993 — 1995
BS, Bus Admin & Finance
UBS Financial Services, Inc. November 2000 - Present
Pershing September 1999 - October 2000
Citibank 1997 - 1999
Skills
Series 7, Wealth Management, Financial Services, Fixed Income, Mutual Funds, Alternative Investments, Securities, Asset Allocation, Asset Managment, Vendor Management, SDLC, Business Process..., Risk Management, Investments, Business Analysis, Banking, Software Project..., Process Improvement, Change Management, Project Management
Education
Rowan University 1993 — 1995
BS, Bus Admin & Finance
John Alberti's Pershing Experience May 1994 - September 2005
Job Vice President Audit Manager at Rabobank
Industry Financial Services
Experience
Rabobank May 2008 - Present
Robeco September 2005 - April 2008
Robeco Investment Management 2005 - 2008
Pershing May 1994 - September 2005
Skills
Compliance, Audit, Banking, Asset Management, SOX, Internal Controls, Operational Risk..., Auditing, Portfolio Management, Operational Risk
Education
Pace University - Lubin School of Business 1985 — 1989
BBA, Accounting
Pace University - Lubin School of Business 1985 — 1989
BBA, Accounting
Rabobank May 2008 - Present
Robeco September 2005 - April 2008
Robeco Investment Management 2005 - 2008
Pershing May 1994 - September 2005
Skills
Compliance, Audit, Banking, Asset Management, SOX, Internal Controls, Operational Risk..., Auditing, Portfolio Management, Operational Risk
Education
Pace University - Lubin School of Business 1985 — 1989
BBA, Accounting
Pace University - Lubin School of Business 1985 — 1989
BBA, Accounting
Anthony Ruggiero's Pershing Experience 1988 - 1994
Job Sourcing Specialist at Blooomberg LP
Industry Financial Services
Experience
Blooomberg LP December 2014 - Present
Nomura Holdings Americas May 2012 - November 2014
Express Scripts (Medco Health Solutions) August 2011 - May 2012
MF Global April 2009 - August 2011
Barclays Capital 2008 - 2009
Lehman Brothers July 2006 - September 2008
AIG 2003 - 2004
Neuberger Berman 2000 - 2004
Pershing 1988 - 1994
Skills
Sourcing, Global Sourcing, Vendor Management, Strategic Sourcing, Purchasing, Analysis, Business Process..., Change Management, Business Strategy, Contract Management, Contract Negotiation, Cross-functional Team..., E-procurement, ERP, Forecasting, Management, Negotiation, Offshoring, Operations Management, Outsourcing, Process Improvement, Procurement, Program Management, Project Management, RFP, Risk Management, SAP, Spend Analysis, Strategic Planning, Strategy, Supplier Development, Supplier Evaluation, Supply Chain, Supply Chain Management, Supply Management, Team Leadership, Telecommunications
Education
Pace University - Lubin School of Business 2001 — 2005
BBA, Management
Xaverian High School 1982 — 1986
Blooomberg LP December 2014 - Present
Nomura Holdings Americas May 2012 - November 2014
Express Scripts (Medco Health Solutions) August 2011 - May 2012
MF Global April 2009 - August 2011
Barclays Capital 2008 - 2009
Lehman Brothers July 2006 - September 2008
AIG 2003 - 2004
Neuberger Berman 2000 - 2004
Pershing 1988 - 1994
Skills
Sourcing, Global Sourcing, Vendor Management, Strategic Sourcing, Purchasing, Analysis, Business Process..., Change Management, Business Strategy, Contract Management, Contract Negotiation, Cross-functional Team..., E-procurement, ERP, Forecasting, Management, Negotiation, Offshoring, Operations Management, Outsourcing, Process Improvement, Procurement, Program Management, Project Management, RFP, Risk Management, SAP, Spend Analysis, Strategic Planning, Strategy, Supplier Development, Supplier Evaluation, Supply Chain, Supply Chain Management, Supply Management, Team Leadership, Telecommunications
Education
Pace University - Lubin School of Business 2001 — 2005
BBA, Management
Xaverian High School 1982 — 1986
Bridget Pantaleo's Pershing Experience July 1997 - February 2006
Job Managing Director, Chief Operting Officer for Global Infrastructure Services, Group Technology at UBS
Industry Financial Services
Experience
UBS May 2014 - Present
UBS Financial Services, Inc. May 2011 - Present
TD Ameritrade September 2009 - June 2011
Merrill Lynch July 2006 - November 2009
Pershing July 1997 - February 2006
Skills
Analytics, Portfolio Management, SDLC, Strategy, Wealth Management, Financial Services, Governance, Business Transformation, Securities, IT Strategy, Series 7, Fixed Income, Information Technology, Back Office, Trading Systems, Program Management, Management, Risk Management, Vendor Management, Mutual Funds, Equities, Business Analysis, PMO, Bonds
Education
Pace University - Lubin School of Business 1990 — 1993
MBA, Finance
Villanova University 1981 — 1985
BS Business Administration, Finance
UBS May 2014 - Present
UBS Financial Services, Inc. May 2011 - Present
TD Ameritrade September 2009 - June 2011
Merrill Lynch July 2006 - November 2009
Pershing July 1997 - February 2006
Skills
Analytics, Portfolio Management, SDLC, Strategy, Wealth Management, Financial Services, Governance, Business Transformation, Securities, IT Strategy, Series 7, Fixed Income, Information Technology, Back Office, Trading Systems, Program Management, Management, Risk Management, Vendor Management, Mutual Funds, Equities, Business Analysis, PMO, Bonds
Education
Pace University - Lubin School of Business 1990 — 1993
MBA, Finance
Villanova University 1981 — 1985
BS Business Administration, Finance
Laura Zawistowski's Pershing Experience January 2010 - February 2011
Job Associate BlackRock Financial Management
Industry Financial Services
Experience
BlackRock February 2011 - Present
Pershing January 2010 - February 2011
Morgan Stanley Investment Management May 2008 - June 2009
SEI Investments January 2006 - May 2008
A.C. Moore 1997 - 2005
Skills
Mutual Funds, Fixed Income, Derivatives, Account Reconciliation, Valuation, Bloomberg, Asset Managment, Equities, Securities, Asset Allocation, Alternative Investments, Fund Accounting
Education
Penn State University 1999 — 2005
BSB, Business/Marketing
BlackRock February 2011 - Present
Pershing January 2010 - February 2011
Morgan Stanley Investment Management May 2008 - June 2009
SEI Investments January 2006 - May 2008
A.C. Moore 1997 - 2005
Skills
Mutual Funds, Fixed Income, Derivatives, Account Reconciliation, Valuation, Bloomberg, Asset Managment, Equities, Securities, Asset Allocation, Alternative Investments, Fund Accounting
Education
Penn State University 1999 — 2005
BSB, Business/Marketing
Christine Carbone's Pershing Experience February 1999 - May 2002
Job Associate at JPMorgan Chase
Industry Information Technology and Services
Experience
JPMorgan Chase September 2005 - Present
United Healthcare April 2003 - December 2004
Pershing February 1999 - May 2002
IBM Global Services October 1996 - July 1998
Atlanta Committee for the Olympic Games May 1996 - August 1996
AT&T June 1983 - January 1996
Skills
Visio, Business Analysis, Analysis, Project Management, Information Technology, SQL, HP Quality Center, Banking, SDLC
Education
Rider University 1979 — 1983
BS, Computer Science & Accounting
JPMorgan Chase September 2005 - Present
United Healthcare April 2003 - December 2004
Pershing February 1999 - May 2002
IBM Global Services October 1996 - July 1998
Atlanta Committee for the Olympic Games May 1996 - August 1996
AT&T June 1983 - January 1996
Skills
Visio, Business Analysis, Analysis, Project Management, Information Technology, SQL, HP Quality Center, Banking, SDLC
Education
Rider University 1979 — 1983
BS, Computer Science & Accounting
Dennis Jiu's Pershing Experience 1995 - 2005
Job Consultant at Jefferies & Company
Industry Financial Services
Experience
Jefferies & Company Consultant Operations TechnologyBanc of America Securities2007 - 2008
Pershing 1995 - 2005
Skills
Middle Office, Back Office, Trading Systems, Capital Markets, Electronic Trading, Hedge Funds, Fixed Income, Bloomberg, Equities, Investment Banking
Education
New York University 1993 — 1996
BA, East Asian Studies
Jefferies & Company Consultant Operations TechnologyBanc of America Securities2007 - 2008
Pershing 1995 - 2005
Skills
Middle Office, Back Office, Trading Systems, Capital Markets, Electronic Trading, Hedge Funds, Fixed Income, Bloomberg, Equities, Investment Banking
Education
New York University 1993 — 1996
BA, East Asian Studies
Gabriel Di Masi's Pershing Experience June 1999 - December 2001
Job Director of Recreation
Industry Government Administration
Experience
West Caldwell January 2006 - Present
Bardi's Grill August 1993 - January 2006
Pershing June 1999 - December 2001
Skills
Customer Service, Public Speaking, Leadership, Budgets, Team Building
Education
Rutgers University-New Brunswick 1980 — 1984
BA, Business Administration
West Caldwell January 2006 - Present
Bardi's Grill August 1993 - January 2006
Pershing June 1999 - December 2001
Skills
Customer Service, Public Speaking, Leadership, Budgets, Team Building
Education
Rutgers University-New Brunswick 1980 — 1984
BA, Business Administration
Carl Telesford's Pershing Experience December 1991 - August 1992
Job Independent Computer Software Professional
Industry Computer Software
Experience
iNautix Technologies April 2000 - May 2002
First USA July 1997 - April 2000
Prodigy Communications February 1996 - August 1998
IBM October 1993 - February 1996
Pershing December 1991 - August 1992
Equitable 1986 - 1991
Systech December 1981 - July 1986
Skills
Requirements Analysis, SDLC, JCL, Software Project..., Business Analysis, Unix, Strategic Planning, Vendor Management, Program Management, Strategy, Change Management, Project Management, Leadership, Team Building, Business Intelligence
Education
Rutgers University-New Brunswick
MS
Rutgers, The State University of New Jersey-Newark
BA
iNautix Technologies April 2000 - May 2002
First USA July 1997 - April 2000
Prodigy Communications February 1996 - August 1998
IBM October 1993 - February 1996
Pershing December 1991 - August 1992
Equitable 1986 - 1991
Systech December 1981 - July 1986
Skills
Requirements Analysis, SDLC, JCL, Software Project..., Business Analysis, Unix, Strategic Planning, Vendor Management, Program Management, Strategy, Change Management, Project Management, Leadership, Team Building, Business Intelligence
Education
Rutgers University-New Brunswick
MS
Rutgers, The State University of New Jersey-Newark
BA
Ryan McGonigle's Pershing Experience January 2008 - June 2013
Job Senior Project Manager at Scala
Industry Financial Services
Experience
Scala January 2014 - Present
Interactive Advisory Software June 2013 - January 2014
Pershing January 2008 - June 2013
Skills
Series 7, Series 24, Project Management, Project Coordination, Risk Management, Investments, Management, Portfolio Management, Wealth Management, Financial Services, Process Improvement, Product Management, SDLC
Education
Penn State University 2003 — 2007
B.S., Business Economics
Scala January 2014 - Present
Interactive Advisory Software June 2013 - January 2014
Pershing January 2008 - June 2013
Skills
Series 7, Series 24, Project Management, Project Coordination, Risk Management, Investments, Management, Portfolio Management, Wealth Management, Financial Services, Process Improvement, Product Management, SDLC
Education
Penn State University 2003 — 2007
B.S., Business Economics
Ellen Bocina's Pershing Experience 1994 - 2006
Job VP. Product Development at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments VP, Product DevelopmentFidelity2006 - Present
Pershing 1994 - 2006
Education
Pace University 1982 — 1985
MBA, Finance
Rider University 1979 — 1981
BS, Finance
Hauppaug High School 1972 — 1976
Fidelity Investments VP, Product DevelopmentFidelity2006 - Present
Pershing 1994 - 2006
Education
Pace University 1982 — 1985
MBA, Finance
Rider University 1979 — 1981
BS, Finance
Hauppaug High School 1972 — 1976
Ravikumar Lavadi's Pershing Experience November 2007 - May 2012
Job Associate Information Officer at AIG
Industry Financial Services
Experience
AIG May 2012 - Present
AIG 2012 - Present
Pershing November 2007 - May 2012
Merrill Lynch June 2005 - November 2007
GE September 2004 - June 2005
Pfizer Inc January 1999 - September 2004
CB Richard Ellis (CBRE) January 1999 - November 1999
Skills
SDLC, Business Intelligence, Enterprise Architecture, Oracle, ETL, Databases, Integration, Unix, Business Analysis, Vendor Management, Enterprise Software, Program Management, Business Process, Informatica, Master Data Management
Education
PSG College of Tech
Masters Degree, Engineering
Rutgers University-New Brunswick
Master of Business Administration (MBA), Finance and Financial Management Services
Sri Venkateswara University
BTech, Mechanical Engineering
AIG May 2012 - Present
AIG 2012 - Present
Pershing November 2007 - May 2012
Merrill Lynch June 2005 - November 2007
GE September 2004 - June 2005
Pfizer Inc January 1999 - September 2004
CB Richard Ellis (CBRE) January 1999 - November 1999
Skills
SDLC, Business Intelligence, Enterprise Architecture, Oracle, ETL, Databases, Integration, Unix, Business Analysis, Vendor Management, Enterprise Software, Program Management, Business Process, Informatica, Master Data Management
Education
PSG College of Tech
Masters Degree, Engineering
Rutgers University-New Brunswick
Master of Business Administration (MBA), Finance and Financial Management Services
Sri Venkateswara University
BTech, Mechanical Engineering
Stan O'Marra's Pershing Experience 1981 - 1990
Job Chief Data Officer at MassMutual Financial Group
Industry Financial Services
Experience
MassMutual Financial Group April 2013 - Present
CohnReznick LLP May 2012 - April 2013
ARTIO GLOBAL March 2007 - September 2011
Julius Baer November 2000 - March 2007
Dime Savings Bank March 1998 - November 2000
Credit Lyonnais December 1996 - March 1998
ING 1996 - 1996
Spear, Leeds & Kellogg 1990 - 1996
Pershing 1981 - 1990
Skills
T24 (Globus), Charles River, Eagle Investment Systems, MAS 500, MS Office Suite, Infogix, Concur, MAS500, Charles River IMS, Finance, Vendor Management, Data Management, Financial Analysis, Microsoft Office, Equities, Program Management, Governance, Financial Risk, Analytics, Account Reconciliation, Strategy, Business Analysis, Banking, Business Process, Analysis, Financial Services, Accounting, Project Planning, Data Warehousing, Investments
Education
Fordham University, Graduate School of Business
MBA, Finance
New York University
BS, Accounting
MassMutual Financial Group April 2013 - Present
CohnReznick LLP May 2012 - April 2013
ARTIO GLOBAL March 2007 - September 2011
Julius Baer November 2000 - March 2007
Dime Savings Bank March 1998 - November 2000
Credit Lyonnais December 1996 - March 1998
ING 1996 - 1996
Spear, Leeds & Kellogg 1990 - 1996
Pershing 1981 - 1990
Skills
T24 (Globus), Charles River, Eagle Investment Systems, MAS 500, MS Office Suite, Infogix, Concur, MAS500, Charles River IMS, Finance, Vendor Management, Data Management, Financial Analysis, Microsoft Office, Equities, Program Management, Governance, Financial Risk, Analytics, Account Reconciliation, Strategy, Business Analysis, Banking, Business Process, Analysis, Financial Services, Accounting, Project Planning, Data Warehousing, Investments
Education
Fordham University, Graduate School of Business
MBA, Finance
New York University
BS, Accounting
Hoi Fong, cpa's Pershing Experience 1996 - 1999
Job Dir of Investment Accounting & Reporting at ICG
Industry Financial Services
Experience
ICG April 2010 - Present
SPARX Asset Management Co., Ltd. 2004 - 2010
Wippoorwill Associates 2003 - 2004
Credit Suisse January 2000 - June 2003
DLJ 1996 - 1999
pershing 1996 - 1999
Skills
Hedge Funds, Mutual Funds, Portfolio Management, Alternative Investments, Investments, Accounting, Equities, Fixed Income, Financial Analysis, Private Equity
Education
St. John's University, The Peter J. Tobin College of Business 2000 — 2002
MBA, Accounting
Queens College 1992 — 1996
BA, Economics
ICG April 2010 - Present
SPARX Asset Management Co., Ltd. 2004 - 2010
Wippoorwill Associates 2003 - 2004
Credit Suisse January 2000 - June 2003
DLJ 1996 - 1999
pershing 1996 - 1999
Skills
Hedge Funds, Mutual Funds, Portfolio Management, Alternative Investments, Investments, Accounting, Equities, Fixed Income, Financial Analysis, Private Equity
Education
St. John's University, The Peter J. Tobin College of Business 2000 — 2002
MBA, Accounting
Queens College 1992 — 1996
BA, Economics
Irene Estler's Pershing Experience September 1999 - February 2009
Job Communications Professional
Industry Public Relations and Communications
Experience
Pershing September 1999 - February 2009
Education
Rutgers University-New Brunswick
BA, English literature, languages
Pershing September 1999 - February 2009
Education
Rutgers University-New Brunswick
BA, English literature, languages
Lawrence Conover's Pershing Experience November 1993 - June 2006
Job Vice President Corporate Actions at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments June 2006 - Present
Pershing November 1993 - June 2006
Skills
Securities, Financial Services, Portfolio Management, Bloomberg, Mutual Funds, Fixed Income, Corporate Actions, Series 7, Prime Brokerage, Hedge Funds, Equities, Capital Markets, Middle Office, Back Office, Risk Management
Education
Saint Peter's University 1996 — 1999
MBA/MIS, Business Administration and Information Systems
Rutgers University-New Brunswick 1984 — 1989
BA, Economics & Finance
Fidelity Investments June 2006 - Present
Pershing November 1993 - June 2006
Skills
Securities, Financial Services, Portfolio Management, Bloomberg, Mutual Funds, Fixed Income, Corporate Actions, Series 7, Prime Brokerage, Hedge Funds, Equities, Capital Markets, Middle Office, Back Office, Risk Management
Education
Saint Peter's University 1996 — 1999
MBA/MIS, Business Administration and Information Systems
Rutgers University-New Brunswick 1984 — 1989
BA, Economics & Finance
Roger Pitzer (roger.pitzer@gmail.com)'s Pershing Experience 1998 - 2007
Job President SparTech Health Corp
Industry Information Technology and Services
Experience
SparTech Health Corp July 2009 - Present
Miningham & Oellerich June 2007 - April 2009
Pershing 1998 - 2007
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC. 1996 - 1998
ADLER COLEMAN CLEARING CORP. 1992 - 1995
MABON SECURITIES CORPORATION 1985 - 1992
Skills
Series 7, Financial Services, Relationship Management, Securities, Mutual Funds, Series 63, Equities, Asset Management, Banking, Fixed Income, Trading, Credit, Investments, Financial Risk, Investment Advisory, Hedge Funds, Alternative Investments, Risk Management, Middle Office, Trading Systems, Back Office, Equity Trading, Investment Banking, Capital Markets, Financial Markets, Strategic Partnerships, Start-ups, Options
Education
Rider University
Bachelor of Science, Marketing
SparTech Health Corp July 2009 - Present
Miningham & Oellerich June 2007 - April 2009
Pershing 1998 - 2007
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC. 1996 - 1998
ADLER COLEMAN CLEARING CORP. 1992 - 1995
MABON SECURITIES CORPORATION 1985 - 1992
Skills
Series 7, Financial Services, Relationship Management, Securities, Mutual Funds, Series 63, Equities, Asset Management, Banking, Fixed Income, Trading, Credit, Investments, Financial Risk, Investment Advisory, Hedge Funds, Alternative Investments, Risk Management, Middle Office, Trading Systems, Back Office, Equity Trading, Investment Banking, Capital Markets, Financial Markets, Strategic Partnerships, Start-ups, Options
Education
Rider University
Bachelor of Science, Marketing
Peter Hession's Pershing Experience February 2006 - May 2006
Job Senior Vice President at R.F. Lafferty & Co., Inc.
Industry Financial Services
Experience
R.F. Lafferty Trade Desk / OperationsAmerican Stock ExchangeAugust 2006 - February 2008
Deutsche Bank May 2006 - July 2006
Pershing February 2006 - May 2006
Morgan Stanley August 2005 - January 2006
JP Morgan Invest / Brownco March 1999 - March 2005
Education
Newbury College 1995 — 1997
Finance
North Shore Community College 1993 — 1995
Bachelor of Arts
R.F. Lafferty Trade Desk / OperationsAmerican Stock ExchangeAugust 2006 - February 2008
Deutsche Bank May 2006 - July 2006
Pershing February 2006 - May 2006
Morgan Stanley August 2005 - January 2006
JP Morgan Invest / Brownco March 1999 - March 2005
Education
Newbury College 1995 — 1997
Finance
North Shore Community College 1993 — 1995
Bachelor of Arts
Christie Voelker, SPHR's Pershing Experience June 2005 - March 2010
Job Human Resources Director at ARCCA Incorporated
Industry Mechanical or Industrial Engineering
Experience
ARCCA Incorporated August 2014 - Present
Neumann University December 2010 - Present
Kids Smiles Inc. May 2010 - June 2014
Pershing June 2005 - March 2010
Skills
Leadership Development, Organizational..., Onboarding, Succession Planning, Human Resources, Program Development, Training, Personnel Management, Payroll, Resume Writing, Employee Relations, College Recruiting, Conflict Resolution, Applicant Tracking..., Employee Benefits, Leadership, Talent Management, Employee Training, Interviews, Benefits Administration, Employee Engagement, Organizational..., Recruiting
Education
Saint Joseph's University 2006 — 2008
Masters, Human Resources Management
West Chester University of Pennsylvania 2001 — 2005
Bachelors, Business Management
Pocono Mountain High School 1997 — 2001
High School
ARCCA Incorporated August 2014 - Present
Neumann University December 2010 - Present
Kids Smiles Inc. May 2010 - June 2014
Pershing June 2005 - March 2010
Skills
Leadership Development, Organizational..., Onboarding, Succession Planning, Human Resources, Program Development, Training, Personnel Management, Payroll, Resume Writing, Employee Relations, College Recruiting, Conflict Resolution, Applicant Tracking..., Employee Benefits, Leadership, Talent Management, Employee Training, Interviews, Benefits Administration, Employee Engagement, Organizational..., Recruiting
Education
Saint Joseph's University 2006 — 2008
Masters, Human Resources Management
West Chester University of Pennsylvania 2001 — 2005
Bachelors, Business Management
Pocono Mountain High School 1997 — 2001
High School
Esthere Jean's Pershing Experience Trained in Retirement plans, IRAs and Defined Contribution plans. Presented retirement presentations for Broker Dealers and for inhouse associates.Retirement Manager/TrainerPershing, a BNY Mellon company1998 - 2012
Job Retirement Plans Specialist
Industry Financial Services
Experience
Pershing Trained in Retirement plans, IRAs and Defined Contribution plans. Presented retirement presentations for Broker Dealers and for inhouse associates.Retirement Manager/TrainerPershing, a BNY Mellon company1998 - 2012
Seligman Data Corp 1996 - 1998
Skills
Relationship Management, Risk Management, Retirement Plans, IRAs..., Public Speaking, Creative Writing, Team Building, Retirement Planning, IRAs, Defined Contribution, Retirement, Series 24, Leadership, Investment Advisory, Financial Analysis, Alternative Investments, Asset Management
Education
Saint Peter's University 2008 — 2013
Master of Business Administration (M.B.A.), Risk Management and International Studies
Rutgers, The State University of New Jersey-New Brunswick 1989 — 1993
Bachelor of Arts (B.A.), Mass Communication/Media Studies
Pershing Trained in Retirement plans, IRAs and Defined Contribution plans. Presented retirement presentations for Broker Dealers and for inhouse associates.Retirement Manager/TrainerPershing, a BNY Mellon company1998 - 2012
Seligman Data Corp 1996 - 1998
Skills
Relationship Management, Risk Management, Retirement Plans, IRAs..., Public Speaking, Creative Writing, Team Building, Retirement Planning, IRAs, Defined Contribution, Retirement, Series 24, Leadership, Investment Advisory, Financial Analysis, Alternative Investments, Asset Management
Education
Saint Peter's University 2008 — 2013
Master of Business Administration (M.B.A.), Risk Management and International Studies
Rutgers, The State University of New Jersey-New Brunswick 1989 — 1993
Bachelor of Arts (B.A.), Mass Communication/Media Studies
James Dandreo's Pershing Experience December 2006 - July 2010
Job Business Analyst at Bank of America
Industry Financial Services
Experience
Bank of America Merrill Lynch July 2010 - Present
Pershing December 2006 - July 2010
Pershing December 2006 - July 2010
Sungard Brass January 2005 - December 2006
i-Deal, LLC January 2001 - December 2005
American Express January 2000 - January 2001
Skills
Trading Systems, Business Analysis, Requirements Analysis, Capital Markets, Series 7, Series 63, Project Management, MS Project, Risk Management, Process Improvement, Electronic Trading, Fixed Income, Trading, Financial Services, Integration, Securities, Prime Brokerage, Market Data, Equities, Options, Middle Office
Education
Quinnipiac University 1995 — 1999
Bachelors Degree, History
Bank of America Merrill Lynch July 2010 - Present
Pershing December 2006 - July 2010
Pershing December 2006 - July 2010
Sungard Brass January 2005 - December 2006
i-Deal, LLC January 2001 - December 2005
American Express January 2000 - January 2001
Skills
Trading Systems, Business Analysis, Requirements Analysis, Capital Markets, Series 7, Series 63, Project Management, MS Project, Risk Management, Process Improvement, Electronic Trading, Fixed Income, Trading, Financial Services, Integration, Securities, Prime Brokerage, Market Data, Equities, Options, Middle Office
Education
Quinnipiac University 1995 — 1999
Bachelors Degree, History
Trish McGill's Pershing Experience July 1996 - Present
Job VP at Pershing
Industry Financial Services
Experience
Pershing July 1996 - Present
Fleet Bank July 1992 - July 1996
Alliance Capital Management July 1986 - July 1991
Skills
Series 24, Series 7, Series 63, Equities, Leadership, Project Management, Time Management, Training, Finance, FINRA, Fixed Income, Securities, Mutual Funds, Equity Trading, Financial Services, Investments, Risk Management
Education
Rutgers University-New Brunswick 1979 — 1984
bs
Rutgers, The State University of New Jersey-New Brunswick 1979 — 1984
BS
Pershing July 1996 - Present
Fleet Bank July 1992 - July 1996
Alliance Capital Management July 1986 - July 1991
Skills
Series 24, Series 7, Series 63, Equities, Leadership, Project Management, Time Management, Training, Finance, FINRA, Fixed Income, Securities, Mutual Funds, Equity Trading, Financial Services, Investments, Risk Management
Education
Rutgers University-New Brunswick 1979 — 1984
bs
Rutgers, The State University of New Jersey-New Brunswick 1979 — 1984
BS
Christine Dawydiak's Pershing Experience March 2010 - March 2011
Job Graphic Designer/Presentations Specialist
Industry Marketing and Advertising
Experience
Pershing March 2010 - March 2011
JM Communications Consulting November 2008 - December 2009
Morgan Stanley August 2005 - February 2007
Current Medical Directions Inc September 1998 - July 2004
Salomon Brothers Inc September 1992 - December 1996
McGraw-Hill Inc / FW Dodge Division January 1989 - May 1992
Skills
Graphic Communication, Internal Communications, Publishing, Visual Identity, Medical Communications, Creative Direction, Branding & Identity, Corporate Branding, Web Design, Creative Services, Graphic Design, Newsletters, InDesign, Editing, Marketing, Management, Collateral, Proposal Writing, Marketing Management, Graphics, Brochures, Adobe Acrobat, Publications, Brand Development, QuarkXPress
Education
Parsons School of Design
Certificate
Smith College
BA
Pershing March 2010 - March 2011
JM Communications Consulting November 2008 - December 2009
Morgan Stanley August 2005 - February 2007
Current Medical Directions Inc September 1998 - July 2004
Salomon Brothers Inc September 1992 - December 1996
McGraw-Hill Inc / FW Dodge Division January 1989 - May 1992
Skills
Graphic Communication, Internal Communications, Publishing, Visual Identity, Medical Communications, Creative Direction, Branding & Identity, Corporate Branding, Web Design, Creative Services, Graphic Design, Newsletters, InDesign, Editing, Marketing, Management, Collateral, Proposal Writing, Marketing Management, Graphics, Brochures, Adobe Acrobat, Publications, Brand Development, QuarkXPress
Education
Parsons School of Design
Certificate
Smith College
BA
Robert Chi's Pershing Experience June 1996 - February 1998
Job Network Analyst at Mars
Industry Food Production
Experience
Mars IS June 2006 - Present
Mars Information Services December 2000 - June 2006
HP July 2000 - December 2000
Hoffmann-La Roche March 1998 - July 2000
Pershing June 1996 - February 1998
Bell Communications Research May 1986 - May 1996
Education
Rutgers University-New Brunswick 1981 — 1986
BA, Computer Science
Mars IS June 2006 - Present
Mars Information Services December 2000 - June 2006
HP July 2000 - December 2000
Hoffmann-La Roche March 1998 - July 2000
Pershing June 1996 - February 1998
Bell Communications Research May 1986 - May 1996
Education
Rutgers University-New Brunswick 1981 — 1986
BA, Computer Science
Nick Baggio's Pershing Experience October 2000 - Present
Job Depository Balancing Associate at Pershing
Industry Financial Services
Experience
Pershing October 2000 - Present
Bank of New York Mellon June 1993 - January 1996
Skills
Back Office, Settlement, Account Reconciliation, Risk Management, Banking, Finance, Customer Service, AML, Process Improvement
Education
Queensborough Community College 1989 — 1994
Saint John's University 1988 — 1989
Accounting, Accounting
Pershing October 2000 - Present
Bank of New York Mellon June 1993 - January 1996
Skills
Back Office, Settlement, Account Reconciliation, Risk Management, Banking, Finance, Customer Service, AML, Process Improvement
Education
Queensborough Community College 1989 — 1994
Saint John's University 1988 — 1989
Accounting, Accounting
Richard Taller's Pershing Experience July 2011 - August 2012
Job Associate Appraiser at Metropolitan Valuation Services
Industry Financial Services
Experience
Metropolitan Valuation Services September 2012 - Present
Pershing July 2011 - August 2012
Citi June 2010 - August 2010
HelmsleySpear June 2009 - August 2009
Skills
Financial Analysis, Valuation, Bloomberg, Microsoft Excel, Financial Modeling, Microsoft Office
Education
New York University
Master's degree, Real Estate Finance
University of Delaware
Bachelor of Science (BS), Accounting and Finance
Metropolitan Valuation Services September 2012 - Present
Pershing July 2011 - August 2012
Citi June 2010 - August 2010
HelmsleySpear June 2009 - August 2009
Skills
Financial Analysis, Valuation, Bloomberg, Microsoft Excel, Financial Modeling, Microsoft Office
Education
New York University
Master's degree, Real Estate Finance
University of Delaware
Bachelor of Science (BS), Accounting and Finance
Kunal Kapadia's Pershing Experience September 2005 - June 2006
Job Internal Audit at Celgene
Industry Higher Education
Experience
Celgene September 2014 - Present
Zoetis March 2013 - September 2014
Everest Reinsurance September 2010 - March 2013
Pershing September 2005 - June 2006
Skills
General Ledger, Account Reconciliation, Accounting, PeopleSoft, Microsoft Excel, Financial Accounting, Internal Controls, Accounts Payable, Accounts Receivable, Auditing, Sarbanes-Oxley
Education
Penn State University 2006 — 2009
Bachelor of Science, Finance
Celgene September 2014 - Present
Zoetis March 2013 - September 2014
Everest Reinsurance September 2010 - March 2013
Pershing September 2005 - June 2006
Skills
General Ledger, Account Reconciliation, Accounting, PeopleSoft, Microsoft Excel, Financial Accounting, Internal Controls, Accounts Payable, Accounts Receivable, Auditing, Sarbanes-Oxley
Education
Penn State University 2006 — 2009
Bachelor of Science, Finance
Morgan Bradshaw's Pershing Experience Senior AssociateKPMG AuditSeptember 2006 - March 2009
Job AVP Internal Audit at Pershing
Industry Financial Services
Experience
Pershing Senior AssociateKPMG AuditSeptember 2006 - March 2009
Education
North Carolina State University - College of Management 2005 — 2006
MS, Accounting
North Carolina State University - College of Management 2000 — 2004
BS, Accounting
Pershing Senior AssociateKPMG AuditSeptember 2006 - March 2009
Education
North Carolina State University - College of Management 2005 — 2006
MS, Accounting
North Carolina State University - College of Management 2000 — 2004
BS, Accounting
Peter Betley's Pershing Experience September 1999 - October 2001
Job Financial Services Professional at Emerald Financial Resources
Industry Financial Services
Experience
Emerald Financial Resources December 2012 - Present
New York Life Insurance Company August 2010 - November 2012
Curves for Women May 2003 - August 2009
Pershing September 1999 - October 2001
BNY Mellon September 1992 - August 1999
BNY Mellon August 1986 - August 1992
Skills
Financial Services, Customer Service, Portfolio Management, Marketing, Teamwork, Recruiting, Securities, Mutual Funds, Budgets
Education
Rider University
B.S, Finance; Business Administration
Emerald Financial Resources December 2012 - Present
New York Life Insurance Company August 2010 - November 2012
Curves for Women May 2003 - August 2009
Pershing September 1999 - October 2001
BNY Mellon September 1992 - August 1999
BNY Mellon August 1986 - August 1992
Skills
Financial Services, Customer Service, Portfolio Management, Marketing, Teamwork, Recruiting, Securities, Mutual Funds, Budgets
Education
Rider University
B.S, Finance; Business Administration
Bobbie Wehrle's Pershing Experience January 2004 - June 2011
Job Associate Director SBL Ops/BuyIns at UBS
Industry Financial Services
Experience
UBS June 2011 - Present
Pershing January 2004 - June 2011
Skills
Financial Services, Risk Management, Banking, Process Improvement, Back Office, Microsoft Excel
Education
Rutgers University-New Brunswick
Bachelor of Arts (B.A.), Economics
UBS June 2011 - Present
Pershing January 2004 - June 2011
Skills
Financial Services, Risk Management, Banking, Process Improvement, Back Office, Microsoft Excel
Education
Rutgers University-New Brunswick
Bachelor of Arts (B.A.), Economics
Jorge Franco MBA's Pershing Experience September 2011 - Present
Job Sr. Implementation Manager at BNY Mellon/Pershing
Industry Financial Services
Experience
Pershing September 2011 - Present
Skills
Fixed Income, Securities, Capital Markets, Financial Services, Investment Banking, Financial Markets, Risk Management, Trading Systems, Mutual Funds, Trading, Middle Office, Customer Service, Securities Lending, Bloomberg, Derivatives, Series 7, Investments, Banking, SDLC, Equities, Management, Series 63, Options, Global Custody, Wealth Management, Financial Risk, Settlement, Process Improvement, Relationship Management, Business Analysis, Electronic Trading, Alternative Investments, Asset Management, Investment Management, Portfolio Management, Software Development, Back Office, Hedge Funds
Education
Rutgers University – Camden
MBA, Finance
Rutgers University-New Brunswick
B.A., Economics
Pershing September 2011 - Present
Skills
Fixed Income, Securities, Capital Markets, Financial Services, Investment Banking, Financial Markets, Risk Management, Trading Systems, Mutual Funds, Trading, Middle Office, Customer Service, Securities Lending, Bloomberg, Derivatives, Series 7, Investments, Banking, SDLC, Equities, Management, Series 63, Options, Global Custody, Wealth Management, Financial Risk, Settlement, Process Improvement, Relationship Management, Business Analysis, Electronic Trading, Alternative Investments, Asset Management, Investment Management, Portfolio Management, Software Development, Back Office, Hedge Funds
Education
Rutgers University – Camden
MBA, Finance
Rutgers University-New Brunswick
B.A., Economics
Danielle D'Alessandro's Pershing Experience April 2007 - June 2010
Job IT Project Manager at FreedomPay
Industry Financial Services
Experience
FreedomPay August 2014 - Present
Nuix December 2013 - August 2014
InvestorForce July 2010 - December 2013
Pershing April 2007 - June 2010
SEI Investments September 2005 - March 2007
Skills
Alternative Investments, Investments, Financial Services, Risk Management, Microsoft Excel, Salesforce.com, Management, New Business Development, Business Development, Strategic Planning, Marketing Strategy, Account Management, Project Management, SDLC, Microsoft Office, Sales, SQL, Databases, Marketing, Customer Service, Social Skills, Social Networking
Education
Penn State University 2009 — 2014
Masters in Applied Statistics, Statistics
University of Scranton 2002 — 2005
BS, Finance/Economics
Pocono Mountain High School
FreedomPay August 2014 - Present
Nuix December 2013 - August 2014
InvestorForce July 2010 - December 2013
Pershing April 2007 - June 2010
SEI Investments September 2005 - March 2007
Skills
Alternative Investments, Investments, Financial Services, Risk Management, Microsoft Excel, Salesforce.com, Management, New Business Development, Business Development, Strategic Planning, Marketing Strategy, Account Management, Project Management, SDLC, Microsoft Office, Sales, SQL, Databases, Marketing, Customer Service, Social Skills, Social Networking
Education
Penn State University 2009 — 2014
Masters in Applied Statistics, Statistics
University of Scranton 2002 — 2005
BS, Finance/Economics
Pocono Mountain High School
Turner McClendon 3rd's Pershing Experience October 2006 - January 2009
Job BA/BSC/PMP Experience Access Mgmt Provisioning, Trust Admin/Ops, OMNIPLUS, Brokerage Ops, and Conversions/Deconversions
Industry Information Technology and Services
Experience
APEX Systems/Wells Fargo August 2011 - Present
Bradford Management Group/Talent Bridge/LPL Financial April 2011 - August 2011
Oakbrook Solutions May 2010 - October 2010
Pershing October 2006 - January 2009
Constantin Control Associates/ACS, Inc September 2004 - September 2006
Strategic Staffing Solutions/The Bank of New York June 2004 - September 2004
The Walsh Associates/Merrill Lynch January 2004 - April 2004
Constantin Control Associates/Ascensus November 2003 - February 2004
Constantin Control Associates/Merrill Lynch June 1999 - July 2003
JPMorgan Chase August 1997 - March 1999
Skills
Business Analysis, Financial Analysis, Project Management, Financial Modeling, Risk Management, Strategic Planning, Change Management, Management Consulting, Business Strategy, Process Improvement, Investments, SQL, SDLC, Banking, Program Management, Analysis, Equities, Series 7, Mutual Funds, Securities, CRM, Finance, Access, Management, Financial Services, Leadership, Accounting, Relationship Management, Auditing, Human Resources, Business Process..., Wealth Management, Asset Management, Vendor Management, Strategic Financial..., Retirement, Trading, Payroll, Portfolio Management, Internal Audit, Financial Risk, Fixed Income, Investment Management, Insurance, Derivatives, Account Reconciliation
Education
Pace University 1980 — 1984
Public Accounting, Accounting, 3.30
LaGuardia Community College 1978 — 1980
Associates of Science, Business Administration, 3.5
APEX Systems/Wells Fargo August 2011 - Present
Bradford Management Group/Talent Bridge/LPL Financial April 2011 - August 2011
Oakbrook Solutions May 2010 - October 2010
Pershing October 2006 - January 2009
Constantin Control Associates/ACS, Inc September 2004 - September 2006
Strategic Staffing Solutions/The Bank of New York June 2004 - September 2004
The Walsh Associates/Merrill Lynch January 2004 - April 2004
Constantin Control Associates/Ascensus November 2003 - February 2004
Constantin Control Associates/Merrill Lynch June 1999 - July 2003
JPMorgan Chase August 1997 - March 1999
Skills
Business Analysis, Financial Analysis, Project Management, Financial Modeling, Risk Management, Strategic Planning, Change Management, Management Consulting, Business Strategy, Process Improvement, Investments, SQL, SDLC, Banking, Program Management, Analysis, Equities, Series 7, Mutual Funds, Securities, CRM, Finance, Access, Management, Financial Services, Leadership, Accounting, Relationship Management, Auditing, Human Resources, Business Process..., Wealth Management, Asset Management, Vendor Management, Strategic Financial..., Retirement, Trading, Payroll, Portfolio Management, Internal Audit, Financial Risk, Fixed Income, Investment Management, Insurance, Derivatives, Account Reconciliation
Education
Pace University 1980 — 1984
Public Accounting, Accounting, 3.30
LaGuardia Community College 1978 — 1980
Associates of Science, Business Administration, 3.5
Christine Martucci's Pershing Experience October 2004 - August 2007
Job Operations Manager at inVentiv Health
Industry Information Technology and Services
Experience
inVentiv Health June 2013 - Present
Advanced Health Media (AHM) September 2012 - June 2013
Advanced Health Media (AHM) June 2012 - October 2012
Advanced Health Media (AHM) October 2011 - June 2012
Advanced Health Media August 2007 - October 2011
Pershing October 2004 - August 2007
Fox Wyndrum Associates, Inc. December 2002 - September 2004
The Westfield Inn Best Western January 2000 - June 2004
Skills
Account Management, Budgets, Cross-functional Team..., Customer Service, Event Planning, Management, Microsoft Office, Project Management, Sales, Team Building, Team Leadership, Vendor Management
Education
Rutgers University-New Brunswick 2002 — 2004
BS, BA, Political Science, Religion, Business
Union County College 2000 — 2002
AA, Business
inVentiv Health June 2013 - Present
Advanced Health Media (AHM) September 2012 - June 2013
Advanced Health Media (AHM) June 2012 - October 2012
Advanced Health Media (AHM) October 2011 - June 2012
Advanced Health Media August 2007 - October 2011
Pershing October 2004 - August 2007
Fox Wyndrum Associates, Inc. December 2002 - September 2004
The Westfield Inn Best Western January 2000 - June 2004
Skills
Account Management, Budgets, Cross-functional Team..., Customer Service, Event Planning, Management, Microsoft Office, Project Management, Sales, Team Building, Team Leadership, Vendor Management
Education
Rutgers University-New Brunswick 2002 — 2004
BS, BA, Political Science, Religion, Business
Union County College 2000 — 2002
AA, Business
Joseph F Velardi's Pershing Experience April 1996 - June 2004
Job Executive Director at JP Morgan Chase
Industry Financial Services
Experience
JP Morgan Chase June 2004 - Present
Pershing April 1996 - June 2004
Skills
Securities, Alternative Investments, Series 24, Back Office, Settlement, Corporate Actions, Relationship Management, Finance, Financial Services, Options, Trading, Bonds, Equity Trading, Operational Risk, Middle Office, Securities Lending, Swaps
Education
Rutgers University 1991 — 1996
Bachelor of Arts (B.A.), Psychology
JP Morgan Chase June 2004 - Present
Pershing April 1996 - June 2004
Skills
Securities, Alternative Investments, Series 24, Back Office, Settlement, Corporate Actions, Relationship Management, Finance, Financial Services, Options, Trading, Bonds, Equity Trading, Operational Risk, Middle Office, Securities Lending, Swaps
Education
Rutgers University 1991 — 1996
Bachelor of Arts (B.A.), Psychology
Starwood Hotels & Resorts Worldwide, Inc.
Wells Fargo Advisors
Wells Fargo Advisors, LLC
Raytheon Missile Systems
Starwood Hotels & Resorts
Wachovia Securities, LLC
Carestream Health
NEC Corporation of America