LPL Financial
Industry: Financial services company
DescriptionLPL Financial LLC is the largest independent broker-dealer in the United States. As of 2017 the company had more than 15,000 financial advisors, over $615 billion in advisory & brokerage assets, and generated approximately $4.2 billion in annual revenue for the 2017 fiscal year. Headquarters: Boston, Massachusetts, United States CEO: Dan Arnold (Jan 2017–) Subsidiaries: AdvisoryWorld, Inc., LINSCO PRIVATE LEDGER CORP, Private Trust Co, Fortigent Holdings Company, Inc. Parent organization: LPL Financial Holdings Inc
LPL Financial List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at LPL Financial. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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3,941 LPL Financial employees in database. Find out everything there's to know about LPL Financial employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
LPL Financial Employees
Employee
Years
Job
Industry
Andrew Vazquez Andrew Vazquez's LPL Financial Experience July 2014 - August 2014
Job Student at Stanford University
Industry Financial Services
Experience
Morgan Stanley June 2015 - August 2015
The Opportune Time, LLC February 2014 - June 2015
The Opportune Time, LLC January 2013 - June 2015
Stanford Undergraduate Economics Journal October 2013 - October 2014
LPL Financial July 2014 - August 2014
The Opportune Time, LLC October 2012 - May 2013
State Farm January 2012 - February 2012
NOAA June 2011 - August 2011
Education
Stanford University 2012 — 2016
Economics
St. Augustine High School 2009 — 2012
Magna Cum Laude, 3.97 Unweighted GPA
Morgan Stanley June 2015 - August 2015
The Opportune Time, LLC February 2014 - June 2015
The Opportune Time, LLC January 2013 - June 2015
Stanford Undergraduate Economics Journal October 2013 - October 2014
LPL Financial July 2014 - August 2014
The Opportune Time, LLC October 2012 - May 2013
State Farm January 2012 - February 2012
NOAA June 2011 - August 2011
Education
Stanford University 2012 — 2016
Economics
St. Augustine High School 2009 — 2012
Magna Cum Laude, 3.97 Unweighted GPA
Lace Montgomery Lace Montgomery's LPL Financial Experience August 2012 - Present
Job Analyst
Industry Financial Services
Experience
Monroe Vos Consulting Group, Inc. June 2013 - Present
LPL Financial August 2012 - Present
Stephen F. Austin State University August 2011 - Present
Huntington State Bank January 2012 - August 2012
Skills
Data Analysis, Investments, Leadership, Marketing, Social Networking, Microsoft Excel, Microsoft Office
Education
Stephen F. Austin State University 2009 — 2013
Bachelor of Business Administration (BBA), Finance and Financial Management Services, 3.63
Texas State University-San Marcos 2009 — 2011
Monroe Vos Consulting Group, Inc. June 2013 - Present
LPL Financial August 2012 - Present
Stephen F. Austin State University August 2011 - Present
Huntington State Bank January 2012 - August 2012
Skills
Data Analysis, Investments, Leadership, Marketing, Social Networking, Microsoft Excel, Microsoft Office
Education
Stephen F. Austin State University 2009 — 2013
Bachelor of Business Administration (BBA), Finance and Financial Management Services, 3.63
Texas State University-San Marcos 2009 — 2011
Brian Ernst Brian Ernst's LPL Financial Experience July 2014 - Present
Job Branch Examiner at LPL Financial
Industry Financial Services
Experience
LPL Financial July 2014 - Present
Creative Financial Group of NJ May 2013 - March 2014
Jackson Securities July 2011 - October 2012
Doley Securities, LLC October 2010 - May 2011
Electronic Global Securities March 2006 - October 2010
Piper Jaffray April 2005 - May 2006
VIE Financial February 2004 - March 2005
SG Cowen Securities July 1997 - July 2002
Education
Stockton University 1985 — 1989
Bachelor of Science, Marketing/ Finance
LPL Financial July 2014 - Present
Creative Financial Group of NJ May 2013 - March 2014
Jackson Securities July 2011 - October 2012
Doley Securities, LLC October 2010 - May 2011
Electronic Global Securities March 2006 - October 2010
Piper Jaffray April 2005 - May 2006
VIE Financial February 2004 - March 2005
SG Cowen Securities July 1997 - July 2002
Education
Stockton University 1985 — 1989
Bachelor of Science, Marketing/ Finance
Ed DeSantis Ed DeSantis's LPL Financial Experience October 2010 - September 2011
Job AVP Quality Assurance at LPL Financial
Industry Information Technology and Services
Experience
LPL Financial October 2010 - September 2011
Vektrel LLC 2009 - 2009
ICW Group 2008 - 2009
Marchex, Inc. 2005 - 2007
Tenzing 2004 - 2005
Group Health Cooperative 2002 - 2003
Aptimus 1997 - 2002
Aptimus/ FreeShop 1996 - 2001
Freeshop.com 1997 - 1999
Intersolv 1987 - 1995
Skills
Agile Methodologies, Databases, Quality Assurance, Project Planning, Data Center, Leadership, Scrum, Software Project..., Agile Project Management, SDLC, SharePoint, Project Management, Visio, Software Development, ITIL, Management, Requirements Analysis, E-commerce, SQL, Software Quality...
Education
Scaled Agile Academy 2014 — 2014
Certified Scaled Agile Framework Practitioner
Scrum Alliance 2009 — 2009
CSM
Construx Software, Bellevue, WA 2003 — 2007
PMP
Suffolk University 1982 — 1985
BS
LPL Financial October 2010 - September 2011
Vektrel LLC 2009 - 2009
ICW Group 2008 - 2009
Marchex, Inc. 2005 - 2007
Tenzing 2004 - 2005
Group Health Cooperative 2002 - 2003
Aptimus 1997 - 2002
Aptimus/ FreeShop 1996 - 2001
Freeshop.com 1997 - 1999
Intersolv 1987 - 1995
Skills
Agile Methodologies, Databases, Quality Assurance, Project Planning, Data Center, Leadership, Scrum, Software Project..., Agile Project Management, SDLC, SharePoint, Project Management, Visio, Software Development, ITIL, Management, Requirements Analysis, E-commerce, SQL, Software Quality...
Education
Scaled Agile Academy 2014 — 2014
Certified Scaled Agile Framework Practitioner
Scrum Alliance 2009 — 2009
CSM
Construx Software, Bellevue, WA 2003 — 2007
PMP
Suffolk University 1982 — 1985
BS
Carolyn Armitage, CFP®, CIMA® Carolyn Armitage, CFP®, CIMA®'s LPL Financial Experience July 2013 - Present
Job Enterprise Management Consultant
Industry Financial Services
Experience
LPL Financial July 2013 - Present
Western International Securities July 2011 - May 2013
ING Advisors Network February 1998 - November 2010
HD Vest Financial Services May 1991 - February 1998
First Investors December 1988 - April 1991
Skills
Series 7, Mutual Funds, Securities, Wealth Management, Investments, Series 63, Retirement Planning, Asset Allocation, Strategic Financial..., Fixed Annuities, Investment Advisory, Portfolio Management, Insurance, Alternative Investments, FINRA, Asset Managment, Financial Advisory, Sales Management, Strategic Planning, Change Management, Strategic Communications, Asset Management, Investment Strategies, Financial Services, Leadership, Strategy, Leadership Development, Business Development, Sales Presentations, Recruiting, Practice Management, ETFs, Equities, Risk Management, Finance, Retirement, Estate Planning, Management, Series 24, Banking, Series 65, Fixed Income, 401k, Bonds, Wealth, Separately Managed..., Relationship Management, Financial Planners, Wealth Management..., Investment Management
Education
University of Minnesota-Twin Cities
BS in Business Administration, Finance and Minor in Economics
The American College
Master’s Degree, Management
LPL Financial July 2013 - Present
Western International Securities July 2011 - May 2013
ING Advisors Network February 1998 - November 2010
HD Vest Financial Services May 1991 - February 1998
First Investors December 1988 - April 1991
Skills
Series 7, Mutual Funds, Securities, Wealth Management, Investments, Series 63, Retirement Planning, Asset Allocation, Strategic Financial..., Fixed Annuities, Investment Advisory, Portfolio Management, Insurance, Alternative Investments, FINRA, Asset Managment, Financial Advisory, Sales Management, Strategic Planning, Change Management, Strategic Communications, Asset Management, Investment Strategies, Financial Services, Leadership, Strategy, Leadership Development, Business Development, Sales Presentations, Recruiting, Practice Management, ETFs, Equities, Risk Management, Finance, Retirement, Estate Planning, Management, Series 24, Banking, Series 65, Fixed Income, 401k, Bonds, Wealth, Separately Managed..., Relationship Management, Financial Planners, Wealth Management..., Investment Management
Education
University of Minnesota-Twin Cities
BS in Business Administration, Finance and Minor in Economics
The American College
Master’s Degree, Management
Garry Kirkland Garry Kirkland's LPL Financial Experience April 2009 - January 2012
Job President at Peak Wealth Advisors, Inc.
Industry Financial Services
Experience
Peak Wealth Advisors, Inc. January 2012 - Present
Peak Wealth Advisors, Inc. January 2012 - Present
LPL Financial April 2009 - January 2012
Skills
Investments, Financial Services, Wealth Management, Strategic Financial..., Fixed Annuities, Retirement Planning, Financial Advisory, Securities, Financial Planning, Annuities, Retirement, Mutual Funds
Education
Texas Tech University 1981 — 1985
BS, Agricultural Economics. Emphasis in Accounting and Finance
Peak Wealth Advisors, Inc. January 2012 - Present
Peak Wealth Advisors, Inc. January 2012 - Present
LPL Financial April 2009 - January 2012
Skills
Investments, Financial Services, Wealth Management, Strategic Financial..., Fixed Annuities, Retirement Planning, Financial Advisory, Securities, Financial Planning, Annuities, Retirement, Mutual Funds
Education
Texas Tech University 1981 — 1985
BS, Agricultural Economics. Emphasis in Accounting and Finance
Kristina Lingo Kristina Lingo's LPL Financial Experience 2008 - Present
Job .
Industry Financial Services
Experience
LPL Financial 2008 - Present
LPL Financial 2006 - 2008
LPL Financial 2002 - 2006
Ajilon IT Consulting 1998 - 2002
Skills
Compliance, Securities, Series 7, FINRA, Investment Advisory, Series 24
Education
Syracuse University
BA, Psychology
LPL Financial 2008 - Present
LPL Financial 2006 - 2008
LPL Financial 2002 - 2006
Ajilon IT Consulting 1998 - 2002
Skills
Compliance, Securities, Series 7, FINRA, Investment Advisory, Series 24
Education
Syracuse University
BA, Psychology
Kevin Dinino Kevin Dinino's LPL Financial Experience February 2007 - January 2009
Job Communications Counselor to B2B and Financial Services Brands
Industry Public Relations and Communications
Experience
KCD Public Relations Inc. February 2009 - Present
San Diego Cyber Center of Excellence (CCOE) May 2015 - Present
IABC San Diego October 2014 - May 2015
LPL Financial February 2007 - January 2009
SZPR Inc. October 2006 - January 2007
TD AMERITRADE July 2004 - June 2006
Brainerd Communicators, inc. September 2002 - August 2004
Stanton Crenshaw Communications July 2000 - September 2002
Skills
Public relations, Social media, Marketing Communications, Public Speaking, Entrepreneurship, Social Media Marketing, Media Relations, Publicity, Consultancy, Public Relations, Consultants, Social Media, Marketing, Strategy, Advertising, Strategic Communications, Corporate Communications, Financial Services, Internal Communications, Marketing Strategy, Event Management, Lead Generation, Start-ups, Crisis Communications, Press Releases, B2B, Copywriting, Blogging, Strategic Planning, Brand Awareness, Social Networking, Management, Investor Relations, Spokesperson, Crisis Management, Integrated Marketing, Newsletters, Online Marketing, Message Development
Education
State University of New York College at Buffalo 1996 — 2000
Bachelor of Arts (B.A.), Public Communication
KCD Public Relations Inc. February 2009 - Present
San Diego Cyber Center of Excellence (CCOE) May 2015 - Present
IABC San Diego October 2014 - May 2015
LPL Financial February 2007 - January 2009
SZPR Inc. October 2006 - January 2007
TD AMERITRADE July 2004 - June 2006
Brainerd Communicators, inc. September 2002 - August 2004
Stanton Crenshaw Communications July 2000 - September 2002
Skills
Public relations, Social media, Marketing Communications, Public Speaking, Entrepreneurship, Social Media Marketing, Media Relations, Publicity, Consultancy, Public Relations, Consultants, Social Media, Marketing, Strategy, Advertising, Strategic Communications, Corporate Communications, Financial Services, Internal Communications, Marketing Strategy, Event Management, Lead Generation, Start-ups, Crisis Communications, Press Releases, B2B, Copywriting, Blogging, Strategic Planning, Brand Awareness, Social Networking, Management, Investor Relations, Spokesperson, Crisis Management, Integrated Marketing, Newsletters, Online Marketing, Message Development
Education
State University of New York College at Buffalo 1996 — 2000
Bachelor of Arts (B.A.), Public Communication
Victor J. Alfieri Victor J. Alfieri's LPL Financial Experience March 2014 - Present
Job Compliance Manager Centralized Supervisory Unit at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2014 - Present
LPL Financial July 2013 - March 2014
FinTrust Investment Advisors, LLC October 2009 - July 2013
Morgan Stanley March 2008 - February 2009
Merrill Lynch January 2006 - March 2008
IBM January 2004 - June 2005
Dreyfus April 1998 - January 2004
Skills
Investments, Institutional trading, Compliance, Financial Analysis, Portfolio Management, Investment Advisory, Mergers & Acquisitions, Underwriting, Financial Markets, FINRA, Account Management, Strategic Financial..., Due Diligence, Asset Allocation, Microsoft Excel, Trading, Recruiting, Fixed Annuities, Policy, Securities, Budgets, Training, Strategy, Credit, Customer Service, Investment Strategies, Asset Management, Risk Management, Invoicing, Relationship Management, 401k, Call Centers, Analysis, Retirement, Fixed Income, Hedge Funds, Accounting, Retirement Planning, Financial Services, Series 6, Executive Management, Cross-functional Team..., Mutual Funds, Series 7, Wealth Management, CRM, Banking, Financial Advisory, Finance, Equities
Education
Stony Brook University 1994 — 1997
Bachelor of Arts (B.A.), English
Suffolk County Community College 1992 — 1994
Associate of Science (A.S.), Business Administration and Management, General
LPL Financial March 2014 - Present
LPL Financial July 2013 - March 2014
FinTrust Investment Advisors, LLC October 2009 - July 2013
Morgan Stanley March 2008 - February 2009
Merrill Lynch January 2006 - March 2008
IBM January 2004 - June 2005
Dreyfus April 1998 - January 2004
Skills
Investments, Institutional trading, Compliance, Financial Analysis, Portfolio Management, Investment Advisory, Mergers & Acquisitions, Underwriting, Financial Markets, FINRA, Account Management, Strategic Financial..., Due Diligence, Asset Allocation, Microsoft Excel, Trading, Recruiting, Fixed Annuities, Policy, Securities, Budgets, Training, Strategy, Credit, Customer Service, Investment Strategies, Asset Management, Risk Management, Invoicing, Relationship Management, 401k, Call Centers, Analysis, Retirement, Fixed Income, Hedge Funds, Accounting, Retirement Planning, Financial Services, Series 6, Executive Management, Cross-functional Team..., Mutual Funds, Series 7, Wealth Management, CRM, Banking, Financial Advisory, Finance, Equities
Education
Stony Brook University 1994 — 1997
Bachelor of Arts (B.A.), English
Suffolk County Community College 1992 — 1994
Associate of Science (A.S.), Business Administration and Management, General
Jim Boaz's LPL Financial Experience October 2007 - Present
Job LPL Financial Advisor
Industry Financial Services
Experience
LPL Financial October 2007 - Present
A.G. Edwards & Sons, Inc. November 1994 - October 2007
Skills
Retirement Planning, Tactical Asset..., Strategic Financial..., Investments, Asset Allocation, Estate Planning, 401k, Portfolio Management, Life Insurance, Investment Management, Wealth Management
Education
Texas Christian University 1978 — 1982
B.S., Journalism / Advertising
LPL Financial October 2007 - Present
A.G. Edwards & Sons, Inc. November 1994 - October 2007
Skills
Retirement Planning, Tactical Asset..., Strategic Financial..., Investments, Asset Allocation, Estate Planning, 401k, Portfolio Management, Life Insurance, Investment Management, Wealth Management
Education
Texas Christian University 1978 — 1982
B.S., Journalism / Advertising
Christy Doshi Christy Doshi's LPL Financial Experience April 2014 - Present
Job VP of Product Management & Adoption at LPL Financial
Industry Information Technology and Services
Experience
LPL Financial April 2014 - Present
Dell July 2011 - February 2014
Dell November 2009 - June 2011
Dell Inc. November 2005 - October 2009
Dell November 2002 - October 2005
Dell May 1998 - October 2002
Dell January 1997 - April 1998
IBM February 1995 - January 1997
ConocoPhillips June 1994 - January 1995
Skills
Product Management, Business Acumen, Forecasting, Market Analysis, Strategic Planning, Product Lifecycle..., Cross-functional Team..., Go-to-market Strategy, Sales Enablement, Business Process..., Demand Generation, Product Marketing, Product Launch, Enterprise Software, Channel, Program Management, Customer Experience, E-commerce, Product Strategies, Requirements Gathering, Requirements Management, B2B, B2G, Sales & Marketing..., Change Management, Strategy, Management, Supply Chain, Project Management, Pricing, Leadership, SaaS, Project Planning, CRM, Cloud Computing, Analysis, Vendor Management, Partner Management, Analytics, Salesforce.com, E-business, Solution Selling, Strategic Partnerships, Multi-channel Marketing, Channel Partners, Segmentation, Business Planning, Business Intelligence, Sales, Selling
Education
Texas State University 1998 — 2000
MBA, Marketing
Texas A&M University 1989 — 1994
Bachelor of Business Administration, Management
Little Cypress - Mauriceville High School
Little Cypress - Mauriceville High School
LPL Financial April 2014 - Present
Dell July 2011 - February 2014
Dell November 2009 - June 2011
Dell Inc. November 2005 - October 2009
Dell November 2002 - October 2005
Dell May 1998 - October 2002
Dell January 1997 - April 1998
IBM February 1995 - January 1997
ConocoPhillips June 1994 - January 1995
Skills
Product Management, Business Acumen, Forecasting, Market Analysis, Strategic Planning, Product Lifecycle..., Cross-functional Team..., Go-to-market Strategy, Sales Enablement, Business Process..., Demand Generation, Product Marketing, Product Launch, Enterprise Software, Channel, Program Management, Customer Experience, E-commerce, Product Strategies, Requirements Gathering, Requirements Management, B2B, B2G, Sales & Marketing..., Change Management, Strategy, Management, Supply Chain, Project Management, Pricing, Leadership, SaaS, Project Planning, CRM, Cloud Computing, Analysis, Vendor Management, Partner Management, Analytics, Salesforce.com, E-business, Solution Selling, Strategic Partnerships, Multi-channel Marketing, Channel Partners, Segmentation, Business Planning, Business Intelligence, Sales, Selling
Education
Texas State University 1998 — 2000
MBA, Marketing
Texas A&M University 1989 — 1994
Bachelor of Business Administration, Management
Little Cypress - Mauriceville High School
Little Cypress - Mauriceville High School
C. O. Powell C. O. Powell's LPL Financial Experience November 2012 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial November 2012 - Present
The First National Bank in Sioux Falls August 2005 - October 2012
Morgan Stanley Wealth Management October 2001 - August 2005
Skills
Broad based planning in..., Retirement Planning, Series 7, Wealth Management, Retirement, Mutual Funds, Investment Advisory, Strategic Financial..., Investments, Series 63, Asset Allocation, Fixed Annuities, Estate Planning, Banking, Wealth, Uniform Combined State..., Finance, Loans, Portfolio Management, High Net Worth..., Credit, Commercial Lending, Securities, Mortgage Lending
Education
St. Olaf College 1973 — 1977
Bachelor's degree, Communication, General
St. Olaf College
LPL Financial November 2012 - Present
The First National Bank in Sioux Falls August 2005 - October 2012
Morgan Stanley Wealth Management October 2001 - August 2005
Skills
Broad based planning in..., Retirement Planning, Series 7, Wealth Management, Retirement, Mutual Funds, Investment Advisory, Strategic Financial..., Investments, Series 63, Asset Allocation, Fixed Annuities, Estate Planning, Banking, Wealth, Uniform Combined State..., Finance, Loans, Portfolio Management, High Net Worth..., Credit, Commercial Lending, Securities, Mortgage Lending
Education
St. Olaf College 1973 — 1977
Bachelor's degree, Communication, General
St. Olaf College
Christopher L. Perego's LPL Financial Experience August 2012 - Present
Job Private Wealth Management
Industry Investment Management
Experience
Sentinel Trust Company, LBA August 2015 - Present
LPL Financial August 2012 - Present
BBVA Compass Wealth Solutions July 2010 - July 2012
Condera Advisors, LLC (Formerly Redstone Consulting) March 2006 - July 2010
AIM INVESTMENTS August 1999 - December 2005
Skills
Portfolio Management, Technology..., Performance Attribution, Portfolio Management..., Series 7, Performance Measurement, Series 65, Series 63, Series 6, Equity Trading, Custom Reporting
Education
Rice University Glasscock School of Continuing Studies 2009 — 2009
CFP, Certified Financial Planner Certification Education Program
Texas State University-San Marcos
BA, Political Science
Sentinel Trust Company, LBA August 2015 - Present
LPL Financial August 2012 - Present
BBVA Compass Wealth Solutions July 2010 - July 2012
Condera Advisors, LLC (Formerly Redstone Consulting) March 2006 - July 2010
AIM INVESTMENTS August 1999 - December 2005
Skills
Portfolio Management, Technology..., Performance Attribution, Portfolio Management..., Series 7, Performance Measurement, Series 65, Series 63, Series 6, Equity Trading, Custom Reporting
Education
Rice University Glasscock School of Continuing Studies 2009 — 2009
CFP, Certified Financial Planner Certification Education Program
Texas State University-San Marcos
BA, Political Science
Kimberly Heiss Kimberly Heiss's LPL Financial Experience 2006 - 2009
Job Authorization & Surgical Coordinator
Industry Medical Practice
Experience
DocCare November 2010 - October 2014
LPL Financial 2006 - 2009
Skills
Healthcare, Customer Service, Office Administration, HIPAA, Healthcare Management, Medical Terminology, Healthcare Information..., PowerPoint, Microsoft Office, Medical Coding, Medicine, Microsoft Excel, Hospitals, CPT, Medical Office, Team Leadership, Cpr Certified, Microsoft Word, Marketing, Medical Billing, ICD-9, Team Building, Public Speaking
Education
Suffolk County Community College
Associate's degree
Suffolk County Community College
DocCare November 2010 - October 2014
LPL Financial 2006 - 2009
Skills
Healthcare, Customer Service, Office Administration, HIPAA, Healthcare Management, Medical Terminology, Healthcare Information..., PowerPoint, Microsoft Office, Medical Coding, Medicine, Microsoft Excel, Hospitals, CPT, Medical Office, Team Leadership, Cpr Certified, Microsoft Word, Marketing, Medical Billing, ICD-9, Team Building, Public Speaking
Education
Suffolk County Community College
Associate's degree
Suffolk County Community College
Sam Peters, SCPM Sam Peters, SCPM's LPL Financial Experience October 2006 - December 2007
Job Customer Success Manager at Box
Industry Internet
Experience
Box Program ManagerIPS Learning2011 - 2014
Tutor Corps July 2010 - May 2011
English Centers for Children (ECC) January 2009 - February 2010
DMCV Sharks Soccer Club April 2007 - January 2010
Dunham & Associates December 2007 - December 2008
LPL Financial October 2006 - December 2007
Skills
Program Management, Leadership, Staff Development, Change Management, Project Portfolio..., Strategic Planning, Management, Process Improvement, Team Leadership, Business Strategy, Business Development, Management Consulting, Team Building
Education
UC Berkeley 2002 — 2006
Bachelor of Arts (B.A.), American Studeies, concentration in Identity and Consumer Society
Stanford University
Box Program ManagerIPS Learning2011 - 2014
Tutor Corps July 2010 - May 2011
English Centers for Children (ECC) January 2009 - February 2010
DMCV Sharks Soccer Club April 2007 - January 2010
Dunham & Associates December 2007 - December 2008
LPL Financial October 2006 - December 2007
Skills
Program Management, Leadership, Staff Development, Change Management, Project Portfolio..., Strategic Planning, Management, Process Improvement, Team Leadership, Business Strategy, Business Development, Management Consulting, Team Building
Education
UC Berkeley 2002 — 2006
Bachelor of Arts (B.A.), American Studeies, concentration in Identity and Consumer Society
Stanford University
Jason Moore CFP, ChFC, CLU Jason Moore CFP, ChFC, CLU's LPL Financial Experience April 2004 - October 2012
Job Chief Compliance Officer at Virtue Capital Management
Industry Financial Services
Experience
Virtue Capital Management July 2014 - Present
Navy Federal Financial Group October 2012 - May 2014
LPL Financial April 2004 - October 2012
Education
NGCSU 1995 — 1999
Bachelor's degree, Criminal Justice
The American College
CFP, ChFC, CLU
Virtue Capital Management July 2014 - Present
Navy Federal Financial Group October 2012 - May 2014
LPL Financial April 2004 - October 2012
Education
NGCSU 1995 — 1999
Bachelor's degree, Criminal Justice
The American College
CFP, ChFC, CLU
Sam Haley Sam Haley's LPL Financial Experience May 2009 - August 2013
Job Owner/Operator at Handstitched Productions
Industry Marketing and Advertising
Experience
Handstitched productions August 2013 - Present
LPL Financial May 2009 - August 2013
San Diego Padres 2006 - 2009
Barnstormer Productions 2003 - 2007
Skills
Video Editing, Video Production, Final Cut Pro, Graphic Design, Graphics, User Experience, User Interface Design, Video, Creative Direction, Photoshop, Logo Design, Web Design, After Effects, Video Compression, Illustrator, graphics animation, Advertising, Multimedia, Corporate Events, Corporate Sales..., Presentations, Project Management
Education
The Art Institute of California-San Diego
Bachelor's degree, Graphics Animation
Handstitched productions August 2013 - Present
LPL Financial May 2009 - August 2013
San Diego Padres 2006 - 2009
Barnstormer Productions 2003 - 2007
Skills
Video Editing, Video Production, Final Cut Pro, Graphic Design, Graphics, User Experience, User Interface Design, Video, Creative Direction, Photoshop, Logo Design, Web Design, After Effects, Video Compression, Illustrator, graphics animation, Advertising, Multimedia, Corporate Events, Corporate Sales..., Presentations, Project Management
Education
The Art Institute of California-San Diego
Bachelor's degree, Graphics Animation
Jerett Smith Jerett Smith's LPL Financial Experience September 2010 - February 2011
Job Student at State University of New York at Buffalo
Industry Financial Services
Experience
Goldman Sachs July 2015 - Present
Sears Holdings Corporation June 2012 - June 2015
Terese Kelly Investment Group April 2014 - May 2015
Wegmans Food Markets October 2009 - April 2015
Citi May 2014 - August 2014
LPL Financial September 2010 - February 2011
Skills
Financial Analysis, Macroeconomics, Microeconomics, Microsoft Office, Mathematics, Interpersonal..., Analytical Skills, Customer Satisfaction, Time Management, Access, Finance, Teamwork, Microsoft Excel
Education
State University of New York at Buffalo - School of Management 2011 — 2015
Bachelor of Science (BS), Business Administration and Management, 4.0/4.0
Goldman Sachs July 2015 - Present
Sears Holdings Corporation June 2012 - June 2015
Terese Kelly Investment Group April 2014 - May 2015
Wegmans Food Markets October 2009 - April 2015
Citi May 2014 - August 2014
LPL Financial September 2010 - February 2011
Skills
Financial Analysis, Macroeconomics, Microeconomics, Microsoft Office, Mathematics, Interpersonal..., Analytical Skills, Customer Satisfaction, Time Management, Access, Finance, Teamwork, Microsoft Excel
Education
State University of New York at Buffalo - School of Management 2011 — 2015
Bachelor of Science (BS), Business Administration and Management, 4.0/4.0
Samantha Wion's LPL Financial Experience April 2010 - May 2012
Job Corporate Recruiter at Academy Sports + Outdoors
Industry Retail
Experience
Academy Sports + Outdoors October 2014 - Present
Cardon Outreach May 2012 - October 2014
LPL Financial April 2010 - May 2012
Godiva Chocolatier June 2009 - April 2010
Education
Texas A&M University 2005 — 2008
Bachelor of Arts, History
Academy Sports + Outdoors October 2014 - Present
Cardon Outreach May 2012 - October 2014
LPL Financial April 2010 - May 2012
Godiva Chocolatier June 2009 - April 2010
Education
Texas A&M University 2005 — 2008
Bachelor of Arts, History
Curtis Allen Curtis Allen's LPL Financial Experience December 2012 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial December 2012 - Present
Defense Contract Audit Agency June 2008 - June 2015
Skills
Accounting, Finance, Financial Analysis, CPA, Microsoft Excel, Microsoft Office, Visual Basic, Financial Advisory, Retirement Planning, Asset Allocation, Auditing, Retirement
Education
SUNY Oswego 2007 — 2008
Master of Business Administration (MBA), Accounting, 3.8
SUNY Oswego 2005 — 2007
Bachelor's degree, Accounting, 3.75
LPL Financial December 2012 - Present
Defense Contract Audit Agency June 2008 - June 2015
Skills
Accounting, Finance, Financial Analysis, CPA, Microsoft Excel, Microsoft Office, Visual Basic, Financial Advisory, Retirement Planning, Asset Allocation, Auditing, Retirement
Education
SUNY Oswego 2007 — 2008
Master of Business Administration (MBA), Accounting, 3.8
SUNY Oswego 2005 — 2007
Bachelor's degree, Accounting, 3.75
Theodore Massaro, CLU, AEP, ChFC Theodore Massaro, CLU, AEP, ChFC's LPL Financial Experience 1993 - 2014
Job President at M Financial Planning Services
Industry Financial Services
Experience
M Financial Planning Services, LPL Financial January 1981 - Present
M Financial Planning Services 1981 - Present
LPL Financial 1993 - 2014
Phoenix Life Insurance Company 1974 - 1982
Skills
Strategy, Management Consulting, Mortgage Lending, Entrepreneurship, Leadership Development, Private Equity, Training, Team Leadership, Wealth Management..., Strategic Financial...
Education
The American College
B.S., Finance
M Financial Planning Services, LPL Financial January 1981 - Present
M Financial Planning Services 1981 - Present
LPL Financial 1993 - 2014
Phoenix Life Insurance Company 1974 - 1982
Skills
Strategy, Management Consulting, Mortgage Lending, Entrepreneurship, Leadership Development, Private Equity, Training, Team Leadership, Wealth Management..., Strategic Financial...
Education
The American College
B.S., Finance
B Paul Baumbach B Paul Baumbach's LPL Financial Experience September 2012 - March 2015
Job Seasoned Data/Information Architect w/ Data Governance Experience
Industry Information Technology and Services
Experience
Bank of America April 2015 - Present
Seeking My Next Challenge March 2015 - March 2015
LPL Financial September 2012 - March 2015
Wells Fargo Bank 2011 - 2012
Wells Fargo 2009 - 2011
Wachovia Bank, a Wells Fargo Company 2002 - 2009
Wachovia Bank December 1997 - 2002
US Airways March 1989 - December 1997
Lower Colorado River Authority 1987 - 1989
Texas Dept. of Mental Health 1986 - 1987
Skills
Data Governance, Data Architecture, Master Data Management, Data Standards, Data Quality, Data Modeling, ERwin Data Modeler, SAP PowerDesigner, Metadata Management, Rochade Metadata..., ASG becubic discovery..., Data Warehousing, Enterprise Architecture, Integration, SOA, Data Integration, SDLC, Databases, EAI, Software Development, Business Intelligence, IT Strategy, DB2, ETL, Process Improvement, ESB, Architecture Frameworks, High Availability, Agile Project Management, Database Design, Microsoft Office..., EII, Ontology Development, WebSphere Message Broker, Enterprise Software, Oracle, Disaster Recovery
Education
The University of Texas at Austin - Red McCombs School of Business 1977 — 1978
MBA, Information Services / Finance
The University of Texas at Austin 1971 — 1974
BA, Social Psychology
Texas Lutheran 1969 — 1971
Economics
Bank of America April 2015 - Present
Seeking My Next Challenge March 2015 - March 2015
LPL Financial September 2012 - March 2015
Wells Fargo Bank 2011 - 2012
Wells Fargo 2009 - 2011
Wachovia Bank, a Wells Fargo Company 2002 - 2009
Wachovia Bank December 1997 - 2002
US Airways March 1989 - December 1997
Lower Colorado River Authority 1987 - 1989
Texas Dept. of Mental Health 1986 - 1987
Skills
Data Governance, Data Architecture, Master Data Management, Data Standards, Data Quality, Data Modeling, ERwin Data Modeler, SAP PowerDesigner, Metadata Management, Rochade Metadata..., ASG becubic discovery..., Data Warehousing, Enterprise Architecture, Integration, SOA, Data Integration, SDLC, Databases, EAI, Software Development, Business Intelligence, IT Strategy, DB2, ETL, Process Improvement, ESB, Architecture Frameworks, High Availability, Agile Project Management, Database Design, Microsoft Office..., EII, Ontology Development, WebSphere Message Broker, Enterprise Software, Oracle, Disaster Recovery
Education
The University of Texas at Austin - Red McCombs School of Business 1977 — 1978
MBA, Information Services / Finance
The University of Texas at Austin 1971 — 1974
BA, Social Psychology
Texas Lutheran 1969 — 1971
Economics
Howard Hill Howard Hill's LPL Financial Experience December 2012 - October 2014
Job Relationship based sales and business development executive with broad business managment background
Industry Financial Services
Experience
Folio Investing/Folio Institutional February 2015 - Present
LPL Financial December 2012 - October 2014
H2Ventures, LLC March 2004 - October 2012
Westhill Designs September 2011 - September 2012
JDB Capital Partners 2007 - 2008
Nationwide Financial 2000 - 2005
Genworth Financial 1995 - 2000
Skills
Business Strategy, Insurance, Strategic Planning, Strategy, New Business Development, Leadership, Negotiation, Fundraising, Team Leadership, Entrepreneurship, Mergers & Acquisitions, Relationship Building, Financial Planning, Business Development, Sales, Management, Retirement Planning, Financial Services, Series 7, Account Management, Coaching, Innovation, Series 63, Key Account Management, Knowledge Management, Mergers, Retail, Real Estate, Spanish, Writing
Education
Texas Christian University
Folio Investing/Folio Institutional February 2015 - Present
LPL Financial December 2012 - October 2014
H2Ventures, LLC March 2004 - October 2012
Westhill Designs September 2011 - September 2012
JDB Capital Partners 2007 - 2008
Nationwide Financial 2000 - 2005
Genworth Financial 1995 - 2000
Skills
Business Strategy, Insurance, Strategic Planning, Strategy, New Business Development, Leadership, Negotiation, Fundraising, Team Leadership, Entrepreneurship, Mergers & Acquisitions, Relationship Building, Financial Planning, Business Development, Sales, Management, Retirement Planning, Financial Services, Series 7, Account Management, Coaching, Innovation, Series 63, Key Account Management, Knowledge Management, Mergers, Retail, Real Estate, Spanish, Writing
Education
Texas Christian University
Doug Cochran Doug Cochran's LPL Financial Experience November 2006 - Present
Job Wealth Manager LPL Financial, 2012, 2013 & 2014 Five Star Wealth Manager
Industry Financial Services
Experience
LPL Financial November 2006 - Present
Banc of America Investments November 2000 - October 2006
JP Morgan Chase April 1998 - October 2000
Charles Schwab November 1996 - March 1998
Fidelity Investments May 1995 - February 1997
Edward Jones February 1993 - April 1995
Skills
Securities, Strategic Financial..., Financial Goals, Investment Advisory, Retirement Planning, Wealth Management, Estate Planning, Series 65, Investments, Series 7, IRAs, 401k Rollovers, Financial Advisory, Insurance, Fixed Annuities, Mutual Funds, Equities, 401k, Finance, Retirement, Financial Services, FINRA, Bonds, Uniform Combined State..., Life Insurance, Alternative Investments, Investment Strategies, Asset Management, Portfolio Management
Education
Texas State University-San Marcos 1988 — 1992
Bachelor of Arts, Political Science
LPL Financial November 2006 - Present
Banc of America Investments November 2000 - October 2006
JP Morgan Chase April 1998 - October 2000
Charles Schwab November 1996 - March 1998
Fidelity Investments May 1995 - February 1997
Edward Jones February 1993 - April 1995
Skills
Securities, Strategic Financial..., Financial Goals, Investment Advisory, Retirement Planning, Wealth Management, Estate Planning, Series 65, Investments, Series 7, IRAs, 401k Rollovers, Financial Advisory, Insurance, Fixed Annuities, Mutual Funds, Equities, 401k, Finance, Retirement, Financial Services, FINRA, Bonds, Uniform Combined State..., Life Insurance, Alternative Investments, Investment Strategies, Asset Management, Portfolio Management
Education
Texas State University-San Marcos 1988 — 1992
Bachelor of Arts, Political Science
Michael McKevitt, CFP®'s LPL Financial Experience June 2008 - Present
Job Financial Planner at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2008 - Present
Education
Taylor University 2004 — 2008
Bachelor of Arts (B.A.)
LPL Financial June 2008 - Present
Education
Taylor University 2004 — 2008
Bachelor of Arts (B.A.)
Jonathan Emanuel Jonathan Emanuel's LPL Financial Experience April 2014 - Present
Job Investment advisor and financial planner
Industry Investment Management
Experience
LPL Financial April 2014 - Present
Barnett & Company December 2009 - March 2014
Morgan Keegan May 2008 - December 2009
United States Air Force 2000 - 2007
United States Army Reserves 1996 - 1999
Skills
Investments, Wealth Management, Financial Analysis, Investment Advisory, Asset Management, Retirement Planning, Securities, Asset Allocation, Alternative Investments, Strategic Financial..., Series 63, Estate Planning, Equities, Retirement, Financial Services, Mutual Funds, Investment Strategies, Capital Markets, Relationship Management, Financial Advisory, Credit Analysis, Fixed Income, Series 65, Risk Management, 401k, Finance, Investment Management, Bonds, Wealth Management..., Retirement Plan..., High Net Worth..., Equity Research, IRAs, Financial Planners, Equity Trading, Wealth, Financial Markets, FINRA, Funding
Education
Webster University 2002 — 2004
MBA
Tennessee Technological University 1998 — 2000
BS, Psychology
LPL Financial April 2014 - Present
Barnett & Company December 2009 - March 2014
Morgan Keegan May 2008 - December 2009
United States Air Force 2000 - 2007
United States Army Reserves 1996 - 1999
Skills
Investments, Wealth Management, Financial Analysis, Investment Advisory, Asset Management, Retirement Planning, Securities, Asset Allocation, Alternative Investments, Strategic Financial..., Series 63, Estate Planning, Equities, Retirement, Financial Services, Mutual Funds, Investment Strategies, Capital Markets, Relationship Management, Financial Advisory, Credit Analysis, Fixed Income, Series 65, Risk Management, 401k, Finance, Investment Management, Bonds, Wealth Management..., Retirement Plan..., High Net Worth..., Equity Research, IRAs, Financial Planners, Equity Trading, Wealth, Financial Markets, FINRA, Funding
Education
Webster University 2002 — 2004
MBA
Tennessee Technological University 1998 — 2000
BS, Psychology
Christopher F. Feeney Christopher F. Feeney's LPL Financial Experience January 2008 - March 2013
Job President BITS | Financial Services Roundtable, Advisory Board Member
Industry Financial Services
Experience
CF Feeney Consulting, LLC April 2013 - Present
Advizr, Inc. January 2014 - Present
Quovo, Inc. July 2014 - Present
LPL Financial January 2008 - March 2013
Thomson Financial December 2005 - November 2007
Telerate July 2003 - December 2004
Multex April 2000 - March 2003
Banc of America Securities August 1997 - April 2000
ADP March 1989 - August 1997
Education
State University of New York College at Oneonta 1975 — 1978
English
CF Feeney Consulting, LLC April 2013 - Present
Advizr, Inc. January 2014 - Present
Quovo, Inc. July 2014 - Present
LPL Financial January 2008 - March 2013
Thomson Financial December 2005 - November 2007
Telerate July 2003 - December 2004
Multex April 2000 - March 2003
Banc of America Securities August 1997 - April 2000
ADP March 1989 - August 1997
Education
State University of New York College at Oneonta 1975 — 1978
English
Phillip R. Perry Phillip R. Perry's LPL Financial Experience September 2014 - Present
Job Financial Advisor at Beacon Wealth Advisors, LLC
Industry Financial Services
Experience
Beacon Wealth Advisors, LLC September 2014 - Present
LPL Financial September 2014 - Present
Sigma Chi 6100 San Amaro, Incorporated April 2014 - Present
NYLIFE Securities, LLC June 2011 - September 2014
New York Life Insurance Company March 2011 - September 2014
The Hillery Holding Company July 2009 - February 2010
OneUnited Bank October 2006 - July 2009
Youth Education in the Arts June 2006 - September 2006
Alan K. Marcus, PA February 2005 - June 2006
Skills
Retirement Planning, Insurance, Wealth Management, Financial Planning, Estate Planning, Strategic Financial..., Insurance Planning, Finance, Mutual Funds, College Savings Plans, Life Insurance, 401 K Rollovers, 401k, Small Business, Succession Planning, Exit Strategies, Gifted Education, Buy-Sell, Business Services, Investments
Education
University of Miami 2002 — 2006
BBA, Business Law
The American College 2013 — 2016
CFP/ChFC
University of Massachusetts, Amherst 2001 — 2002
East Bridgewater High School 1997 — 2001
Beacon Wealth Advisors, LLC September 2014 - Present
LPL Financial September 2014 - Present
Sigma Chi 6100 San Amaro, Incorporated April 2014 - Present
NYLIFE Securities, LLC June 2011 - September 2014
New York Life Insurance Company March 2011 - September 2014
The Hillery Holding Company July 2009 - February 2010
OneUnited Bank October 2006 - July 2009
Youth Education in the Arts June 2006 - September 2006
Alan K. Marcus, PA February 2005 - June 2006
Skills
Retirement Planning, Insurance, Wealth Management, Financial Planning, Estate Planning, Strategic Financial..., Insurance Planning, Finance, Mutual Funds, College Savings Plans, Life Insurance, 401 K Rollovers, 401k, Small Business, Succession Planning, Exit Strategies, Gifted Education, Buy-Sell, Business Services, Investments
Education
University of Miami 2002 — 2006
BBA, Business Law
The American College 2013 — 2016
CFP/ChFC
University of Massachusetts, Amherst 2001 — 2002
East Bridgewater High School 1997 — 2001
Paul Vollmar Paul Vollmar's LPL Financial Experience April 2011 - July 2012
Job Financial Advisor
Industry Financial Services
Experience
Stout Bowman & Associates July 2012 - Present
LPL Financial April 2011 - July 2012
Waddell & Reed December 2004 - April 2011
IBM May 1977 - May 2004
Metropolitan Crime Commission of New Orleans April 1976 - November 1976
United States Air Force May 1971 - April 1976
Skills
Personal Financial..., Wealth Management, Finance, Investments, Financial Planning, Retirement Planning, Mutual Funds, Financial Services, Portfolio Management, Asset Management, Financial Advisory
Education
Texas A&M University 1971 — 1973
Master of Business Administration (MBA), Management
Texas A&M University 1967 — 1971
Bachelor of Science (B.S.), Physics
Stout Bowman & Associates July 2012 - Present
LPL Financial April 2011 - July 2012
Waddell & Reed December 2004 - April 2011
IBM May 1977 - May 2004
Metropolitan Crime Commission of New Orleans April 1976 - November 1976
United States Air Force May 1971 - April 1976
Skills
Personal Financial..., Wealth Management, Finance, Investments, Financial Planning, Retirement Planning, Mutual Funds, Financial Services, Portfolio Management, Asset Management, Financial Advisory
Education
Texas A&M University 1971 — 1973
Master of Business Administration (MBA), Management
Texas A&M University 1967 — 1971
Bachelor of Science (B.S.), Physics
Kathleen Huddleston's LPL Financial Experience October 2014 - Present
Job Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial October 2014 - Present
Impact Financial Systems Inc. February 2012 - October 2014
Hilliard Lyons 2002 - 2011
Raymond James & Associates, Inc 1987 - 1997
Skills
Management, Brokerage Operations, ACATS, Annuity Operations, System Conversion, Mutual Fund Operations, Consulting, Training, Staff Development, Staff Management, Mutual Funds, Series 7, Fixed Annuities, Brokers, Strategic Planning, Risk Management, Process Improvement, Trading, Securities, Back Office
Education
St. Petersburg College
University of North Carolina at Greensboro
LPL Financial October 2014 - Present
Impact Financial Systems Inc. February 2012 - October 2014
Hilliard Lyons 2002 - 2011
Raymond James & Associates, Inc 1987 - 1997
Skills
Management, Brokerage Operations, ACATS, Annuity Operations, System Conversion, Mutual Fund Operations, Consulting, Training, Staff Development, Staff Management, Mutual Funds, Series 7, Fixed Annuities, Brokers, Strategic Planning, Risk Management, Process Improvement, Trading, Securities, Back Office
Education
St. Petersburg College
University of North Carolina at Greensboro
Darryn Pope, CFP®, CFS's LPL Financial Experience November 2012 - Present
Job ✔ Chief Training Officer, Level Four Group ✔ Head Coach, CPA2Connect
Industry Financial Services
Experience
CPA2Connect September 2002 - Present
Level Four Group September 2002 - Present
LPL Financial November 2012 - Present
Lincoln Financial Securities Corp. (member SIPC) November 2007 - November 2012
GE Financial Services - Terra IAN October 1998 - February 2001
GE Investments October 1997 - October 1998
H.D. Vest Financial Services August 1989 - October 1997
Education
Texas A&M University 1985 — 1989
Bachelor of Business Administration, Marketing and Management
CPA2Connect September 2002 - Present
Level Four Group September 2002 - Present
LPL Financial November 2012 - Present
Lincoln Financial Securities Corp. (member SIPC) November 2007 - November 2012
GE Financial Services - Terra IAN October 1998 - February 2001
GE Investments October 1997 - October 1998
H.D. Vest Financial Services August 1989 - October 1997
Education
Texas A&M University 1985 — 1989
Bachelor of Business Administration, Marketing and Management
Colin Meeks, CFP® Colin Meeks, CFP®'s LPL Financial Experience December 2012 - Present
Job Registered Representative at LPL Financial
Industry Financial Services
Experience
Complete Money Management 1999 - Present
LPL Financial December 2012 - Present
National Planning Corporation 2004 - December 2012
John Hancock Financial Services 1994 - 1999
Education
College for Financial Planning 2001 — 2001
CFP, Certified Financial Planner
The American College 1998 — 1999
CLU, ChFC, Financial Planning, Insurance
University of Maryland - Robert H. Smith School of Business 1990 — 1993
BS, Accounting
University of Maryland College Park 1990 — 1993
BS, College of Business and Management
Complete Money Management 1999 - Present
LPL Financial December 2012 - Present
National Planning Corporation 2004 - December 2012
John Hancock Financial Services 1994 - 1999
Education
College for Financial Planning 2001 — 2001
CFP, Certified Financial Planner
The American College 1998 — 1999
CLU, ChFC, Financial Planning, Insurance
University of Maryland - Robert H. Smith School of Business 1990 — 1993
BS, Accounting
University of Maryland College Park 1990 — 1993
BS, College of Business and Management
Larry Stark Larry Stark's LPL Financial Experience January 1999 - Present
Job LPL Investment Planner at LPL Financial
Industry Financial Services
Experience
Main Street Wealth Group January 2011 - Present
LPL Financial January 1999 - Present
University of California, Davis July 1968 - March 1999
Education
Stanford University 1963 — 1968
phd, pharmacology
The University of Kansas 1957 — 1963
bs, ms, pharmacy, pharmacology
Main Street Wealth Group January 2011 - Present
LPL Financial January 1999 - Present
University of California, Davis July 1968 - March 1999
Education
Stanford University 1963 — 1968
phd, pharmacology
The University of Kansas 1957 — 1963
bs, ms, pharmacy, pharmacology
Bart Gunter, CFP®, CLU®, AEP®, MSFS Bart Gunter, CFP®, CLU®, AEP®, MSFS's LPL Financial Experience February 2010 - Present
Job Wealth Management Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial February 2010 - Present
Education
The American College 2007 — 2009
Masters of Science in Financial Services, Financial Services
The University of Texas at Austin 1975 — 1979
BBA, Engineering route to Business, Electrical Engineering
LPL Financial February 2010 - Present
Education
The American College 2007 — 2009
Masters of Science in Financial Services, Financial Services
The University of Texas at Austin 1975 — 1979
BBA, Engineering route to Business, Electrical Engineering
Sherrie Keylon, CFS®,CAS® Sherrie Keylon, CFS®,CAS®'s LPL Financial Experience December 2014 - Present
Job Supervisory Principal at LPL Financial
Industry Financial Services
Experience
LPL Financial December 2014 - Present
NFP Advisor Services November 2008 - November 2014
National Financial Partners November 2008 - November 2014
MassMutual Financial Group July 2007 - October 2008
MassMutual Financial Group July 2006 - July 2007
MassMutual Financial Group June 2003 - May 2005
MassMutual Financial Group February 2002 - June 2003
MassMutual Financial Group January 1999 - December 2001
American Funds October 1995 - October 1997
Fidelity Investments November 1986 - May 1994
Skills
Series 24, Series 6, Securities, Compliance, Series 7, Annuities, Mutual Funds, Series 63, Financial Planning, Risk Management, Insurance, Investments, Series 53, Series 8, OSJ, Proofreading, Writing, Series 65, Licensed Life, Variable Annuities, Fixed Annuities, Term Life Insurance, IRAs, Trading, Financial Services, Life Insurance, Financial Advisory, Uniform Combined State..., Investment Advisory, Wealth Management, Retirement, Retirement Planning, Wealth, 401k Rollovers, Morningstar, Alternative Investments, Options, Relationship Management, Personal Financial..., Stocks, Long-term Care, Wealth Management..., Life, Savings, High Net Worth..., Licensed Life Insurance..., Wealth Accumulation, Asset Allocation, Equities
Education
Texas A&M University-Commerce 1982 — 1986
B.S., Home Economics, Emphasis in Fashion Merchandising & Retail Mgmt., Minor in General Business
LPL Financial December 2014 - Present
NFP Advisor Services November 2008 - November 2014
National Financial Partners November 2008 - November 2014
MassMutual Financial Group July 2007 - October 2008
MassMutual Financial Group July 2006 - July 2007
MassMutual Financial Group June 2003 - May 2005
MassMutual Financial Group February 2002 - June 2003
MassMutual Financial Group January 1999 - December 2001
American Funds October 1995 - October 1997
Fidelity Investments November 1986 - May 1994
Skills
Series 24, Series 6, Securities, Compliance, Series 7, Annuities, Mutual Funds, Series 63, Financial Planning, Risk Management, Insurance, Investments, Series 53, Series 8, OSJ, Proofreading, Writing, Series 65, Licensed Life, Variable Annuities, Fixed Annuities, Term Life Insurance, IRAs, Trading, Financial Services, Life Insurance, Financial Advisory, Uniform Combined State..., Investment Advisory, Wealth Management, Retirement, Retirement Planning, Wealth, 401k Rollovers, Morningstar, Alternative Investments, Options, Relationship Management, Personal Financial..., Stocks, Long-term Care, Wealth Management..., Life, Savings, High Net Worth..., Licensed Life Insurance..., Wealth Accumulation, Asset Allocation, Equities
Education
Texas A&M University-Commerce 1982 — 1986
B.S., Home Economics, Emphasis in Fashion Merchandising & Retail Mgmt., Minor in General Business
Scott Collins Scott Collins's LPL Financial Experience February 1998 - January 2011
Job Director Institutional Sales at TD Ameritrade Institutional
Industry Financial Services
Experience
TD Ameritrade Institutional January 2013 - Present
FirstPoint Partners January 2011 - January 2013
LPL Financial February 1998 - January 2011
Merrill Lynch September 1995 - February 1998
Skills
Financial Advisory, Licensing, Series 7, Sales Operations, Portfolio Management, Leadership, Wealth Management, Business Development, Salesforce.com, Retirement Planning, Finance, Investments, Consulting, Asset Management, Recruiting, Securities, Investment Strategies, Investment Management, Strategy, Investment Advisory, Asset Allocation, Management, Series 63, Relationship Management, FINRA, 401k, Financial Services, Estate Planning, Hedge Funds, Fixed Income, Equities, Retirement, Mutual Funds, Strategic Financial..., Negotiation, Alternative Investments, Analysis, Series 65, IRAs, Series 24
Education
Texas A&M University 1992 — 1994
B.S., Psychology
Stephen F. Austin State University 1988 — 1990
TD Ameritrade Institutional January 2013 - Present
FirstPoint Partners January 2011 - January 2013
LPL Financial February 1998 - January 2011
Merrill Lynch September 1995 - February 1998
Skills
Financial Advisory, Licensing, Series 7, Sales Operations, Portfolio Management, Leadership, Wealth Management, Business Development, Salesforce.com, Retirement Planning, Finance, Investments, Consulting, Asset Management, Recruiting, Securities, Investment Strategies, Investment Management, Strategy, Investment Advisory, Asset Allocation, Management, Series 63, Relationship Management, FINRA, 401k, Financial Services, Estate Planning, Hedge Funds, Fixed Income, Equities, Retirement, Mutual Funds, Strategic Financial..., Negotiation, Alternative Investments, Analysis, Series 65, IRAs, Series 24
Education
Texas A&M University 1992 — 1994
B.S., Psychology
Stephen F. Austin State University 1988 — 1990
Greg Hainline Greg Hainline's LPL Financial Experience January 2015 - Present
Job OSJ Supervisory Principal at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2015 - Present
First National Capital Markets March 2012 - January 2015
First National Capital Markets October 2011 - March 2012
Hainline Insurance & Financial Services, LLC DBA Papillion Independent Insurance June 2010 - October 2011
Allstate Insurance June 2010 - May 2011
TD Ameritrade September 2002 - June 2010
TD Ameritrade November 1997 - September 2002
United States Air Force April 1984 - January 1996
Skills
Management, Risk Management, Team Building, Change Management, Relationship Management, Call Centers, Series 7, Mutual Funds, Securities, Financial Advisory, Insurance, Investments, Series 24, Wealth Management, Series 63, Options, FINRA, Retirement Planning, Change Leadership, Team Motivator, Innovation Development, Series 4, Series 65, Series 3, Annuities, Call Center Management, Back Office, Leadership, Project Coordination, Conflict Resolution, Development Of Employees
Education
Troy University 1989 — 1991
MPA, Public Adminstration
Texas State University-San Marcos 1981 — 1983
BAAS, Occupational Education/Business
Guilford Senior High School 1971 — 1975
Diploma, General Studies
LPL Financial January 2015 - Present
First National Capital Markets March 2012 - January 2015
First National Capital Markets October 2011 - March 2012
Hainline Insurance & Financial Services, LLC DBA Papillion Independent Insurance June 2010 - October 2011
Allstate Insurance June 2010 - May 2011
TD Ameritrade September 2002 - June 2010
TD Ameritrade November 1997 - September 2002
United States Air Force April 1984 - January 1996
Skills
Management, Risk Management, Team Building, Change Management, Relationship Management, Call Centers, Series 7, Mutual Funds, Securities, Financial Advisory, Insurance, Investments, Series 24, Wealth Management, Series 63, Options, FINRA, Retirement Planning, Change Leadership, Team Motivator, Innovation Development, Series 4, Series 65, Series 3, Annuities, Call Center Management, Back Office, Leadership, Project Coordination, Conflict Resolution, Development Of Employees
Education
Troy University 1989 — 1991
MPA, Public Adminstration
Texas State University-San Marcos 1981 — 1983
BAAS, Occupational Education/Business
Guilford Senior High School 1971 — 1975
Diploma, General Studies
Steven Black Steven Black's LPL Financial Experience October 1998 - May 2009
Job Chief Risk Officer at Outpost International
Industry Executive Office
Experience
Outpost International January 2015 - Present
UPTick Vineyards and Winery May 2009 - Present
LPL Financial October 1998 - May 2009
Banc of America Investments 1991 - 1998
Van Kasper & CO 1988 - 1989
Securities Settlement 1986 - 1987
Great Western Financial 1982 - 1985
Merrill Lynch 1976 - 1981
Skills
Wine, Wineries, Management, Series 7, Investments, Strategic Financial..., Mutual Funds, Wealth Management, Securities, Asset Management, Retirement Planning, Financial Services
Education
Richard Stockton College of New Jersey 1975 — 1976
Outpost International January 2015 - Present
UPTick Vineyards and Winery May 2009 - Present
LPL Financial October 1998 - May 2009
Banc of America Investments 1991 - 1998
Van Kasper & CO 1988 - 1989
Securities Settlement 1986 - 1987
Great Western Financial 1982 - 1985
Merrill Lynch 1976 - 1981
Skills
Wine, Wineries, Management, Series 7, Investments, Strategic Financial..., Mutual Funds, Wealth Management, Securities, Asset Management, Retirement Planning, Financial Services
Education
Richard Stockton College of New Jersey 1975 — 1976
Cj Arditi Cj Arditi's LPL Financial Experience January 2009 - Present
Job National Field Executive Director at LegalShield, Independent Associate
Industry Financial Services
Experience
LegalShield, Independent Associate July 2011 - Present
LPL Financial January 2009 - Present
Howell Chamber Of Commerce 2010 - 2011
Howell Chamber Of Commerce 2010 - 2011
LPL 2009 - 2010
Edward Jones & Co June 2002 - February 2009
Education
State University of New York College at Oneonta 2000 — 2002
BA, Business Economics and Finance
Westchester Community College 1998 — 2000
AAS, Communications, Business Administration
LegalShield, Independent Associate July 2011 - Present
LPL Financial January 2009 - Present
Howell Chamber Of Commerce 2010 - 2011
Howell Chamber Of Commerce 2010 - 2011
LPL 2009 - 2010
Edward Jones & Co June 2002 - February 2009
Education
State University of New York College at Oneonta 2000 — 2002
BA, Business Economics and Finance
Westchester Community College 1998 — 2000
AAS, Communications, Business Administration
Terry Webb, AAMS's LPL Financial Experience October 2005 - September 2007
Job Financial Advisor
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. November 2011 - Present
Edward Jones September 2007 - February 2011
LPL Financial October 2005 - September 2007
AXA Advisors August 2003 - October 2005
Key Bank December 1969 - March 1997
Skills
Leadership, Public Speaking, Finance, Microsoft Office, Investments, Management, Insurance, Retirement Planning, Wealth Management, Financial Planning
Education
Kaplan-Schweser College 2012 — 2013
CFP Candidate
The American College 2009 — 2009
AAMS, Finance and Financial Management Services
State University of New York College at Oneonta 1986 — 1991
Bachelor's degree, Business and Economics
Ameriprise Financial Services, Inc. November 2011 - Present
Edward Jones September 2007 - February 2011
LPL Financial October 2005 - September 2007
AXA Advisors August 2003 - October 2005
Key Bank December 1969 - March 1997
Skills
Leadership, Public Speaking, Finance, Microsoft Office, Investments, Management, Insurance, Retirement Planning, Wealth Management, Financial Planning
Education
Kaplan-Schweser College 2012 — 2013
CFP Candidate
The American College 2009 — 2009
AAMS, Finance and Financial Management Services
State University of New York College at Oneonta 1986 — 1991
Bachelor's degree, Business and Economics
Thomas Putney's LPL Financial Experience June 2005 - November 2014
Job Managing Member
Industry Financial Services
Experience
JLP Capital Mangement November 2014 - Present
LPL Financial June 2005 - November 2014
Wells Fargo Advisors July 2003 - June 2005
UBS May 2001 - July 2003
PepsiCo May 1989 - May 2001
Skills
Investment Management, Financial Planning, Alternative Investments
Education
Egg Harbor Township High School 1984 — 1988
Richard Stockton College of New Jersey
Bachelor's Degree, Busines
JLP Capital Mangement November 2014 - Present
LPL Financial June 2005 - November 2014
Wells Fargo Advisors July 2003 - June 2005
UBS May 2001 - July 2003
PepsiCo May 1989 - May 2001
Skills
Investment Management, Financial Planning, Alternative Investments
Education
Egg Harbor Township High School 1984 — 1988
Richard Stockton College of New Jersey
Bachelor's Degree, Busines
Jim King, Jr. Jim King, Jr.'s LPL Financial Experience March 2000 - May 2015
Job President and Director of Investment Management.
Industry Financial Services
Experience
King Financial Network May 2015 - Present
LPL Financial March 2000 - May 2015
Minnesota Life 1994 - 2000
John Hancock Financial Services 1991 - 1994
Barclays Investment Bank 1987 - 1991
Skills
Personal Financial..., Financial Analysis, Annuity Analysis, Economic Research, Wealth Management, Portfolio Management, Retirement Planning, Securities, Investment Strategies, Investment Management, Asset Allocation
Education
The College of New Jersey 1982 — 1986
Bachelor of Business Administration (B.B.A.)
King Financial Network May 2015 - Present
LPL Financial March 2000 - May 2015
Minnesota Life 1994 - 2000
John Hancock Financial Services 1991 - 1994
Barclays Investment Bank 1987 - 1991
Skills
Personal Financial..., Financial Analysis, Annuity Analysis, Economic Research, Wealth Management, Portfolio Management, Retirement Planning, Securities, Investment Strategies, Investment Management, Asset Allocation
Education
The College of New Jersey 1982 — 1986
Bachelor of Business Administration (B.B.A.)
Patrick Hanlon Patrick Hanlon's LPL Financial Experience April 2014 - Present
Job Internal Advisory Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial April 2014 - Present
Pioneer Investments June 2012 - Present
Pioneer Investments December 2011 - June 2012
Bleacher Report November 2009 - March 2010
CONNECT September 2007 - November 2009
NBC Olympics August 2008 - September 2008
Skills
Sales, Producing, Microsoft Office, Time Management, Sales Operations, Research, Insurance, Investments, Marketing, Mutual Funds, Series 7, Alternative Investments, Financial Services, Securities
Education
Syracuse University 2005 — 2009
LPL Financial April 2014 - Present
Pioneer Investments June 2012 - Present
Pioneer Investments December 2011 - June 2012
Bleacher Report November 2009 - March 2010
CONNECT September 2007 - November 2009
NBC Olympics August 2008 - September 2008
Skills
Sales, Producing, Microsoft Office, Time Management, Sales Operations, Research, Insurance, Investments, Marketing, Mutual Funds, Series 7, Alternative Investments, Financial Services, Securities
Education
Syracuse University 2005 — 2009
Katrina Bell Katrina Bell's LPL Financial Experience November 2011 - March 2014
Job Sr. Sales and Comp Payroll, MetLife
Industry Insurance
Experience
MetLife March 2014 - Present
LPL Financial November 2011 - March 2014
Wells Fargo July 2010 - November 2011
Bojangles' Restaurants, Inc. January 2008 - July 2010
Skills
Financial Analysis, Fraud, Insurance, Leadership, Microsoft Word, Mutual Funds, Finance, Securities
Education
Strayer University-North Carolina 2004 — 2007
MetLife March 2014 - Present
LPL Financial November 2011 - March 2014
Wells Fargo July 2010 - November 2011
Bojangles' Restaurants, Inc. January 2008 - July 2010
Skills
Financial Analysis, Fraud, Insurance, Leadership, Microsoft Word, Mutual Funds, Finance, Securities
Education
Strayer University-North Carolina 2004 — 2007
Mira Park Mira Park's LPL Financial Experience April 2006 - April 2009
Job Immigration consulting.
Industry Human Resources
Experience
Tomas America Inc. November 2013 - Present
Curiosity the muse space August 2013 - Present
Do All Trading Co Ltd August 2009 - 2013
LPL Financial April 2006 - April 2009
HSBC February 2004 - August 2005
Skills
Business Planning, Business Strategy, Customer Service, Forecasting, Management, Marketing Strategy, Merchandising, Negotiation, New Business Development, Operations Management, Retail, Sales, Sales Management, Strategic Planning, Sourcing
Education
Stony Brook University 2000 — 2003
BA, Economics
Tomas America Inc. November 2013 - Present
Curiosity the muse space August 2013 - Present
Do All Trading Co Ltd August 2009 - 2013
LPL Financial April 2006 - April 2009
HSBC February 2004 - August 2005
Skills
Business Planning, Business Strategy, Customer Service, Forecasting, Management, Marketing Strategy, Merchandising, Negotiation, New Business Development, Operations Management, Retail, Sales, Sales Management, Strategic Planning, Sourcing
Education
Stony Brook University 2000 — 2003
BA, Economics
Jaren Terry Jaren Terry's LPL Financial Experience August 2013 - Present
Job Financial Services Professional
Industry Financial Services
Experience
LPL Financial August 2013 - Present
Vanguard August 1998 - April 2012
Bank of America June 1996 - August 1998
Skills
Troubleshooting, Technical Support, Access, Lotus Notes, SharePoint, Visio, Software Installation, Windows 7, Visual Basic, Operating Systems, Software Documentation, Windows XP, Active Directory, Servers, Computer Hardware, Database Administration, Unix, Databases, System Administration
Education
Strayer University (VA) 2010 — 2013
Bachelor of Applied Science (B.A.Sc.), Information Technology, 3.835
LPL Financial August 2013 - Present
Vanguard August 1998 - April 2012
Bank of America June 1996 - August 1998
Skills
Troubleshooting, Technical Support, Access, Lotus Notes, SharePoint, Visio, Software Installation, Windows 7, Visual Basic, Operating Systems, Software Documentation, Windows XP, Active Directory, Servers, Computer Hardware, Database Administration, Unix, Databases, System Administration
Education
Strayer University (VA) 2010 — 2013
Bachelor of Applied Science (B.A.Sc.), Information Technology, 3.835
Otto Orr Otto Orr's LPL Financial Experience May 2011 - January 2015
Job Sr. Project Manager at MGAC
Industry Real Estate
Experience
MGAC May 2015 - Present
LPL Financial May 2011 - January 2015
CBRE April 2006 - May 2011
Ingersoll Rand 1996 - 2006
Skills
Contract Management, Project Management, Program Management, Vendor Management, Contract Negotiation, Process Improvement, Visio, Project Planning, Construction Management, Cross-functional Team..., Strategic Planning, Construction, Budgets, Facilities Management, Microsoft Office, Team Building, Marketing Strategy, MS Project, Management, Change Management, Business Strategy, Process Scheduler, Operations Management, Sustainability, LEED
Education
Texas A&M University 1989 — 2005
Bachelor of Science (BS), Mechanical Engineering
MGAC May 2015 - Present
LPL Financial May 2011 - January 2015
CBRE April 2006 - May 2011
Ingersoll Rand 1996 - 2006
Skills
Contract Management, Project Management, Program Management, Vendor Management, Contract Negotiation, Process Improvement, Visio, Project Planning, Construction Management, Cross-functional Team..., Strategic Planning, Construction, Budgets, Facilities Management, Microsoft Office, Team Building, Marketing Strategy, MS Project, Management, Change Management, Business Strategy, Process Scheduler, Operations Management, Sustainability, LEED
Education
Texas A&M University 1989 — 2005
Bachelor of Science (BS), Mechanical Engineering
Stephanie J. Brown, CLU, ChFC Stephanie J. Brown, CLU, ChFC's LPL Financial Experience 2010 - Present
Job
Industry Financial Services
Experience
LPL Financial 2010 - Present
Education
The American College 1986 — 1990
ChFC: Chartered Financial Consultant
The American College 1986 — 1990
CLU: Certified Life Underwriter
University of California, Los Angeles 1981 — 1985
Bachelor of Arts (BA), Economics
LPL Financial 2010 - Present
Education
The American College 1986 — 1990
ChFC: Chartered Financial Consultant
The American College 1986 — 1990
CLU: Certified Life Underwriter
University of California, Los Angeles 1981 — 1985
Bachelor of Arts (BA), Economics
Kent Schmidt Kent Schmidt's LPL Financial Experience May 2000 - Present
Job Registered Representative at LPL Financial
Industry Financial Services
Experience
Haylor Freyer & Coon Financial Services May 2000 - Present
LPL Financial May 2000 - Present
Peak advisor 2005 - 2011
Upstate Professional Planning Services May 1982 - May 2000
Skills
Financial Advisory, Securities, Financial Services, Wealth Management..., FINRA, Retirement Planning, Wealth Management, Investment Advisory, Series 7, Insurance, Mutual Funds, Retirement
Education
State University of New York College at Oswego 1977 — 1981
BS, Business Adminstration, Economics
Haylor Freyer & Coon Financial Services May 2000 - Present
LPL Financial May 2000 - Present
Peak advisor 2005 - 2011
Upstate Professional Planning Services May 1982 - May 2000
Skills
Financial Advisory, Securities, Financial Services, Wealth Management..., FINRA, Retirement Planning, Wealth Management, Investment Advisory, Series 7, Insurance, Mutual Funds, Retirement
Education
State University of New York College at Oswego 1977 — 1981
BS, Business Adminstration, Economics
Charles Marsala Charles Marsala's LPL Financial Experience October 2013 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial October 2013 - Present
Alpha Mortgage April 2014 - Present
Krewe of AWE /Krewe of Tusk & Horn Wildlife Animal Adoption;Legislation for Conservation of Species August 2013 - Present
Sponsor of NOEW the BIG IDEA 2013 - Present
Krewe of Bacchus 1982 - Present
Loring Ward November 2011 - November 2013
HTH Advisors June 2012 - October 2013
Triple Negative Breast Cancer Suporter March 2012 - April 2012
Morgan Stanley July 2011 - November 2011
TBM Supply June 2004 - July 2011
Skills
Leadership, Business Development, Start-ups, Program Management, Investments, Entrepreneurship, Strategy, Strategic Planning, Fundraising, Public Speaking, CRM, Business Strategy, Executive Management, Business Planning, Venture Capital, Project Management, Risk Management, Management, Strategic Consulting, Strategic Partnerships, Local Government Finance, Policy, Finance, Management Consulting, Consulting, Government, Event Planning, Change Management, Small Business, Portfolio Management, Team Building, Contract Negotiation, Connecting People, Marketing, Sales, Nonprofits, Competitive Analysis, Marketing Strategy, Private Equity, New Business Development, Corporate Development, Product Management, Due Diligence, Sales Management, Emerging Markets, International Business, Product Marketing, Market Research, Space Planning
Education
Stanford University 2000 — 2000
Executive Program, Growing Companies
Tulane University 1978 — 1982
BSME, Mechanical Engineering
Jesuit High New Orleans 1973 — 1978
Magna Cum Laude with Special Achievement, College Prep, 3.8
St. Francis Xavier 1965 — 1973
Math and English
LPL Financial October 2013 - Present
Alpha Mortgage April 2014 - Present
Krewe of AWE /Krewe of Tusk & Horn Wildlife Animal Adoption;Legislation for Conservation of Species August 2013 - Present
Sponsor of NOEW the BIG IDEA 2013 - Present
Krewe of Bacchus 1982 - Present
Loring Ward November 2011 - November 2013
HTH Advisors June 2012 - October 2013
Triple Negative Breast Cancer Suporter March 2012 - April 2012
Morgan Stanley July 2011 - November 2011
TBM Supply June 2004 - July 2011
Skills
Leadership, Business Development, Start-ups, Program Management, Investments, Entrepreneurship, Strategy, Strategic Planning, Fundraising, Public Speaking, CRM, Business Strategy, Executive Management, Business Planning, Venture Capital, Project Management, Risk Management, Management, Strategic Consulting, Strategic Partnerships, Local Government Finance, Policy, Finance, Management Consulting, Consulting, Government, Event Planning, Change Management, Small Business, Portfolio Management, Team Building, Contract Negotiation, Connecting People, Marketing, Sales, Nonprofits, Competitive Analysis, Marketing Strategy, Private Equity, New Business Development, Corporate Development, Product Management, Due Diligence, Sales Management, Emerging Markets, International Business, Product Marketing, Market Research, Space Planning
Education
Stanford University 2000 — 2000
Executive Program, Growing Companies
Tulane University 1978 — 1982
BSME, Mechanical Engineering
Jesuit High New Orleans 1973 — 1978
Magna Cum Laude with Special Achievement, College Prep, 3.8
St. Francis Xavier 1965 — 1973
Math and English
Katie Regan Katie Regan's LPL Financial Experience October 2014 - April 2015
Job Client Service Associate at XBAC, LLC associated with LPL Financial
Industry Financial Services
Experience
LPL Financial October 2014 - April 2015
JPMorgan Chase July 2009 - August 2014
University of Rochester Medical Center March 2008 - April 2009
Verizon Wireless August 2006 - March 2008
Skills
Banking, Portfolio Management, Loans, Mortgage Lending, Credit, Credit Analysis, Loan Origination, Commercial Banking, Mortgage Banking, Commercial Lending, Microsoft Office, Customer Service, Sales, Social Media, Financial Analysis, Leadership
Education
State University of New York College at Geneseo 2002 — 2007
History
HFL
LPL Financial October 2014 - April 2015
JPMorgan Chase July 2009 - August 2014
University of Rochester Medical Center March 2008 - April 2009
Verizon Wireless August 2006 - March 2008
Skills
Banking, Portfolio Management, Loans, Mortgage Lending, Credit, Credit Analysis, Loan Origination, Commercial Banking, Mortgage Banking, Commercial Lending, Microsoft Office, Customer Service, Sales, Social Media, Financial Analysis, Leadership
Education
State University of New York College at Geneseo 2002 — 2007
History
HFL
William Sylvia Jr. CFP®'s LPL Financial Experience June 2006 - Present
Job CERTIFIED FINANCIAL PLANNER (TM)
Industry Financial Services
Experience
LPL Financial June 2006 - Present
Skills
Personal Financial..., Financial Planning, Investments, Investment Management, Investment Education, Financial Services, Asset Management, Strategic Financial..., Wealth Management, Wealth, Comprehensive Planning
Education
Stonehill College 2002 — 2006
Bachelor's degree, Finance & Economics
Bridgton Academy 2000 — 2001
LPL Financial June 2006 - Present
Skills
Personal Financial..., Financial Planning, Investments, Investment Management, Investment Education, Financial Services, Asset Management, Strategic Financial..., Wealth Management, Wealth, Comprehensive Planning
Education
Stonehill College 2002 — 2006
Bachelor's degree, Finance & Economics
Bridgton Academy 2000 — 2001
Mathew Goldberg's LPL Financial Experience 2010 - Present
Job President at Manhattan Wealth Management Group, LPL
Industry Financial Services
Experience
Manhattan Wealth Management Group March 2010 - Present
LPL Financial 2010 - Present
JPMorgan Chase March 2005 - March 2010
Skills
Strategic Financial..., Retirement Planning, 401k, Portfolio Management, IRAs, Equities, Roth IRA, Series 7, FINRA, Series 63, Wealth Management, Retirement, Investment Advisory, Finance, Securities, Financial Planning
Education
Stockton University
Manhattan Wealth Management Group March 2010 - Present
LPL Financial 2010 - Present
JPMorgan Chase March 2005 - March 2010
Skills
Strategic Financial..., Retirement Planning, 401k, Portfolio Management, IRAs, Equities, Roth IRA, Series 7, FINRA, Series 63, Wealth Management, Retirement, Investment Advisory, Finance, Securities, Financial Planning
Education
Stockton University
Angela Matthews Angela Matthews's LPL Financial Experience January 1998 - August 2012
Job Registered Representative at Legacy Wealth Management
Industry Financial Services
Experience
Legacy Wealth Management March 2014 - Present
Woodbury Financial Services 2014 - 2015
LPL Financial January 1998 - August 2012
Skills
Wealth Management, Management, Investments, Securities, Strategic Planning, Wealth, Finance, Sales, Insurance, Medicare Supplements
Education
University of Houston-Clear Lake 1990 — 1992
Bachelor of Science (B.S.), Accounting and Finance
Stephen F. Austin State University 1986 — 1989
Accounting
Marshall High School 1981 — 1986
Legacy Wealth Management March 2014 - Present
Woodbury Financial Services 2014 - 2015
LPL Financial January 1998 - August 2012
Skills
Wealth Management, Management, Investments, Securities, Strategic Planning, Wealth, Finance, Sales, Insurance, Medicare Supplements
Education
University of Houston-Clear Lake 1990 — 1992
Bachelor of Science (B.S.), Accounting and Finance
Stephen F. Austin State University 1986 — 1989
Accounting
Marshall High School 1981 — 1986
Mike Mattison, ChFEBC's LPL Financial Experience August 2011 - Present
Job Comprehensive Wealth Manager
Industry Financial Services
Experience
PlanVest Financial August 2011 - Present
LPL Financial August 2011 - Present
Kestler Financial Group September 2003 - August 2011
Employee Benefits of America March 1996 - September 2003
Enterprise Rent-A-Car 1985 - 1995
Skills
Federal Employee..., Retirement Income..., Strategic Financial..., Wealth Management, Customer Service, Public Speaking, 401k, Fixed Annuities, Strategic Planning, Education Planning, Long Term Care Insurance, Life Insurance, Series 65, Series 63, Series 6, Series 7
Education
State University of New York College at Brockport 1983 — 1985
Bachelor of Science (B.S.), Finance
PlanVest Financial August 2011 - Present
LPL Financial August 2011 - Present
Kestler Financial Group September 2003 - August 2011
Employee Benefits of America March 1996 - September 2003
Enterprise Rent-A-Car 1985 - 1995
Skills
Federal Employee..., Retirement Income..., Strategic Financial..., Wealth Management, Customer Service, Public Speaking, 401k, Fixed Annuities, Strategic Planning, Education Planning, Long Term Care Insurance, Life Insurance, Series 65, Series 63, Series 6, Series 7
Education
State University of New York College at Brockport 1983 — 1985
Bachelor of Science (B.S.), Finance
Manus Duffy Manus Duffy's LPL Financial Experience April 2015 - Present
Job Wealth Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial April 2015 - Present
UnionBanc Investment Services October 2007 - April 2015
US Bank Investments 2005 - 2007
Washington Mutual 2003 - 2005
Skills
Series 7, Series 66, Series 63, 401k, Series 6, Portfolio Management, Strategic Financial..., Securities, Insurance, Asset Managment, Financial Services, Personal Finance, Banking, Investments, Wealth Management, Retirement Planning, Mutual Funds, Relationship Management
Education
The Evergreen State College
Bachelor's Degree, Liberal Arts
LPL Financial April 2015 - Present
UnionBanc Investment Services October 2007 - April 2015
US Bank Investments 2005 - 2007
Washington Mutual 2003 - 2005
Skills
Series 7, Series 66, Series 63, 401k, Series 6, Portfolio Management, Strategic Financial..., Securities, Insurance, Asset Managment, Financial Services, Personal Finance, Banking, Investments, Wealth Management, Retirement Planning, Mutual Funds, Relationship Management
Education
The Evergreen State College
Bachelor's Degree, Liberal Arts
Josten Hegland Josten Hegland's LPL Financial Experience March 2013 - March 2014
Job Manager Advisory Compliance at LPL Financial
Industry Financial Services
Experience
LPL Finanical August 2015 - Present
LPL Finanical March 2014 - August 2015
LPL Financial March 2013 - March 2014
Raymond James Financial Services September 2011 - March 2013
TIAA-CREF November 2008 - April 2011
TIAA-CREF April 2007 - November 2008
TIAA-CREF December 2005 - April 2007
Skills
Series 63, Risk Management, Series 7, Pensions, Retirement, Wealth Management, FINRA, Mutual Funds, Securities, Series 24, Alternative Investments, Equities, Fixed Income, Investment Advisory, Uniform Combined State..., Management, IRAs, 401k, Financial Advisory, Series 6, Financial Services, Fixed Annuities
Education
St. Petersburg College
LPL Finanical August 2015 - Present
LPL Finanical March 2014 - August 2015
LPL Financial March 2013 - March 2014
Raymond James Financial Services September 2011 - March 2013
TIAA-CREF November 2008 - April 2011
TIAA-CREF April 2007 - November 2008
TIAA-CREF December 2005 - April 2007
Skills
Series 63, Risk Management, Series 7, Pensions, Retirement, Wealth Management, FINRA, Mutual Funds, Securities, Series 24, Alternative Investments, Equities, Fixed Income, Investment Advisory, Uniform Combined State..., Management, IRAs, 401k, Financial Advisory, Series 6, Financial Services, Fixed Annuities
Education
St. Petersburg College
Yash Muralidharan's LPL Financial Experience September 2010 - April 2011
Job Manager, Business Intelligence
Industry Information Technology and Services
Experience
Jenny Craig/Curves July 2011 - Present
WORLDPAC April 2011 - July 2011
Versa Shore Inc. 2007 - June 2011
LPL Financial September 2010 - April 2011
SunPower Corporation June 2010 - January 2011
Jenny Craig 2007 - August 2010
Exelixis July 2007 - October 2007
International Innovations Inc. May 2006 - September 2007
Sigma Designs 2006 - 2007
Cisco 2005 - 2006
Skills
OBIEE, Informatica, DAC, ETL, Data Modeling, Business Analysis, Quality Assurance, Siebel, Data Analysis, Architecture, Toad, Data Warehousing, Business Intelligence, Oracle, Dashboard, Analysis, Integration, Microsoft SQL Server, Analytics, PL/SQL, Data Integration, CRM, SDLC, Visio, Business Objects, Oracle E-Business Suite, Business Requirements, OLAP, Solution Architecture, Requirements Analysis, Dimensional Modeling, SQL, Requirements Gathering, Databases, Data Warehouse..., Database Design, SQL Tuning, Business Intelligence..., BI Publisher, Performance Tuning, Master Data Management, T-SQL, Oracle Applications, Teradata, Cognos, Data Marts
Education
Texas A&M University-Kingsville 2004 — 2005
Masters, Electrical Engineering
University of Mumbai 1998 — 2003
Engg, Electronics
Jenny Craig/Curves July 2011 - Present
WORLDPAC April 2011 - July 2011
Versa Shore Inc. 2007 - June 2011
LPL Financial September 2010 - April 2011
SunPower Corporation June 2010 - January 2011
Jenny Craig 2007 - August 2010
Exelixis July 2007 - October 2007
International Innovations Inc. May 2006 - September 2007
Sigma Designs 2006 - 2007
Cisco 2005 - 2006
Skills
OBIEE, Informatica, DAC, ETL, Data Modeling, Business Analysis, Quality Assurance, Siebel, Data Analysis, Architecture, Toad, Data Warehousing, Business Intelligence, Oracle, Dashboard, Analysis, Integration, Microsoft SQL Server, Analytics, PL/SQL, Data Integration, CRM, SDLC, Visio, Business Objects, Oracle E-Business Suite, Business Requirements, OLAP, Solution Architecture, Requirements Analysis, Dimensional Modeling, SQL, Requirements Gathering, Databases, Data Warehouse..., Database Design, SQL Tuning, Business Intelligence..., BI Publisher, Performance Tuning, Master Data Management, T-SQL, Oracle Applications, Teradata, Cognos, Data Marts
Education
Texas A&M University-Kingsville 2004 — 2005
Masters, Electrical Engineering
University of Mumbai 1998 — 2003
Engg, Electronics
Erin Flowers Erin Flowers's LPL Financial Experience November 2009 - November 2011
Job Manager at L3 Partners, LLC
Industry Human Resources
Experience
L3 Partners, LLC November 2012 - Present
LPL Financial November 2009 - November 2011
Skills
Customer Service, Customer Relations, Event Planning, Microsoft Excel, PowerPoint, Microsoft Office, Microsoft Word, Marketing, Social Media, Social Networking, Facebook, Salesforce.com, Time Management, Outlook, Public Speaking, Social Media Marketing, Administrative..., Public Relations
Education
Texas State University-San Marcos 2005 — 2009
Bachelor's Degree, Communication Studies
L3 Partners, LLC November 2012 - Present
LPL Financial November 2009 - November 2011
Skills
Customer Service, Customer Relations, Event Planning, Microsoft Excel, PowerPoint, Microsoft Office, Microsoft Word, Marketing, Social Media, Social Networking, Facebook, Salesforce.com, Time Management, Outlook, Public Speaking, Social Media Marketing, Administrative..., Public Relations
Education
Texas State University-San Marcos 2005 — 2009
Bachelor's Degree, Communication Studies
Jaime McKenzie Jaime McKenzie's LPL Financial Experience 2015 - 2015
Job SENIOR DERIVATIVES ANALYST, Officer, Team Lead at Bank of America
Industry Investment Banking
Experience
Bank of America February 2013 - Present
LPL Financial 2015 - 2015
LPL Financial 2015 - 2015
LPL Financial 2015 - 2015
Wells Fargo June 2010 - November 2013
Wells Fargo Corporation / Wachovia Securities January 2012 - November 2012
Wachovia August 2007 - June 2009
Lehman Brothers June 2001 - May 2006
Morgan Stanley July 1999 - February 2001
Skills
FX Options, Trading, Banking, Account Reconciliation, Access, Settlement, Financial Risk, Fixed Income, Bloomberg, Currency, Equities, Options, Derivatives, Hedge Funds, Capital Markets, Foreign Exchange, Investments, Financial Modeling, Mutual Funds, Risk Management
Education
Temple University 1988 — 1993
Associate's degree, Economics and International Business Administration
XAVERIAN HIGH SCHOOL 1984 — 1988
HS DIPLOMA, GENERAL
St. Francis of Assisi 1976 — 1984
Bank of America February 2013 - Present
LPL Financial 2015 - 2015
LPL Financial 2015 - 2015
LPL Financial 2015 - 2015
Wells Fargo June 2010 - November 2013
Wells Fargo Corporation / Wachovia Securities January 2012 - November 2012
Wachovia August 2007 - June 2009
Lehman Brothers June 2001 - May 2006
Morgan Stanley July 1999 - February 2001
Skills
FX Options, Trading, Banking, Account Reconciliation, Access, Settlement, Financial Risk, Fixed Income, Bloomberg, Currency, Equities, Options, Derivatives, Hedge Funds, Capital Markets, Foreign Exchange, Investments, Financial Modeling, Mutual Funds, Risk Management
Education
Temple University 1988 — 1993
Associate's degree, Economics and International Business Administration
XAVERIAN HIGH SCHOOL 1984 — 1988
HS DIPLOMA, GENERAL
St. Francis of Assisi 1976 — 1984
Kevin M. Keefe, CFA's LPL Financial Experience July 2004 - March 2009
Job President and CEO, First Allied Securities, Inc.
Industry Financial Services
Experience
First Allied Securities, Inc. May 2014 - Present
AIG Advisor Group November 2010 - March 2014
FUSE Research Network March 2009 - November 2010
LPL Financial July 2004 - March 2009
BISYS January 2003 - June 2004
Financial Research Corporation (FRC), a BISYS Company October 2000 - January 2003
Mutualfunds.com 2000 - 2000
Fidelity Investments 1998 - 2000
New England Financial June 1993 - June 1998
Pioneer Investments February 1987 - August 1990
Skills
Wealth Management, Investments, Mutual Funds, Asset Managment, ETFs, Investment Advisory, Portfolio Management, Retirement Planning, Business Planning, Equities, Asset Management, Leadership, Strategy, Retirement, Strategic Financial..., Investment Strategies, CRM, Securities, Due Diligence, Wealth Management..., Relationship Management, Alternative Investments, Business Development, Series 63, Financial Advisory, Financial Services, Asset Allocation, Series 7, Financial Risk, Finance, Investment Management, Hedge Funds, Fixed Income, Series 24, Wealth, FINRA, Series 65, Uniform Combined State..., Bonds, Financial Markets, 401k, Separately Managed..., Financial Planning
Education
Suffolk University - Sawyer Business School
First Allied Securities, Inc. May 2014 - Present
AIG Advisor Group November 2010 - March 2014
FUSE Research Network March 2009 - November 2010
LPL Financial July 2004 - March 2009
BISYS January 2003 - June 2004
Financial Research Corporation (FRC), a BISYS Company October 2000 - January 2003
Mutualfunds.com 2000 - 2000
Fidelity Investments 1998 - 2000
New England Financial June 1993 - June 1998
Pioneer Investments February 1987 - August 1990
Skills
Wealth Management, Investments, Mutual Funds, Asset Managment, ETFs, Investment Advisory, Portfolio Management, Retirement Planning, Business Planning, Equities, Asset Management, Leadership, Strategy, Retirement, Strategic Financial..., Investment Strategies, CRM, Securities, Due Diligence, Wealth Management..., Relationship Management, Alternative Investments, Business Development, Series 63, Financial Advisory, Financial Services, Asset Allocation, Series 7, Financial Risk, Finance, Investment Management, Hedge Funds, Fixed Income, Series 24, Wealth, FINRA, Series 65, Uniform Combined State..., Bonds, Financial Markets, 401k, Separately Managed..., Financial Planning
Education
Suffolk University - Sawyer Business School
Chip Hayashi Chip Hayashi's LPL Financial Experience July 2010 - April 2011
Job Coordinator, Tech Intern Programs at Google
Industry Marketing and Advertising
Experience
Google March 2015 - Present
Seven Tepees September 2014 - Present
Google January 2014 - March 2015
Google September 2012 - January 2014
Fresh X Free Clothing 2012 - 2013
Ribbon Connections, Inc. October 2011 - September 2012
EXPRESS October 2009 - May 2011
LPL Financial July 2010 - April 2011
UC Santa Cruz March 2009 - June 2009
Northgate High School June 2008 - August 2008
Skills
Project Management, Management, Social Media Marketing, Email Marketing, Microsoft Office, Customer Service, Facebook, Advertising, Leadership, CRM, Sales, Analysis, Program Management, Adobe Creative Suite, Account Management, Social Media, Microsoft Excel
Education
University of California, Santa Cruz 2007 — 2011
Bachelors, Business Management Economics
Stanford University
Stanford Advanced Project Management
Northgate High School 2004 — 2007
High School Diploma
Google March 2015 - Present
Seven Tepees September 2014 - Present
Google January 2014 - March 2015
Google September 2012 - January 2014
Fresh X Free Clothing 2012 - 2013
Ribbon Connections, Inc. October 2011 - September 2012
EXPRESS October 2009 - May 2011
LPL Financial July 2010 - April 2011
UC Santa Cruz March 2009 - June 2009
Northgate High School June 2008 - August 2008
Skills
Project Management, Management, Social Media Marketing, Email Marketing, Microsoft Office, Customer Service, Facebook, Advertising, Leadership, CRM, Sales, Analysis, Program Management, Adobe Creative Suite, Account Management, Social Media, Microsoft Excel
Education
University of California, Santa Cruz 2007 — 2011
Bachelors, Business Management Economics
Stanford University
Stanford Advanced Project Management
Northgate High School 2004 — 2007
High School Diploma
Madeleine DiFiore Madeleine DiFiore's LPL Financial Experience July 2015 - Present
Job Mutual Fund Trader at LPL Financial
Industry Financial Services
Experience
LPL Financial July 2015 - Present
Wells Fargo Advisors, LLC September 2013 - July 2015
The Diamondback Tavern November 2012 - May 2013
B2 Restaurants 2006 - 2013
Artful Gourmet Bistro August 2011 - April 2012
Skills
Time Management, Customer Service, People Skills, Research, Microsoft Office, Social Media, Strategic Planning, Phone Etiquette, Cashiering, Cash Handling Experience, Determination to Succeed, Learning Quickly, Series 7, Series 63, Management
Education
Stevenson University 2010 — 2013
Bachelor's degree, Business Administration
LPL Financial July 2015 - Present
Wells Fargo Advisors, LLC September 2013 - July 2015
The Diamondback Tavern November 2012 - May 2013
B2 Restaurants 2006 - 2013
Artful Gourmet Bistro August 2011 - April 2012
Skills
Time Management, Customer Service, People Skills, Research, Microsoft Office, Social Media, Strategic Planning, Phone Etiquette, Cashiering, Cash Handling Experience, Determination to Succeed, Learning Quickly, Series 7, Series 63, Management
Education
Stevenson University 2010 — 2013
Bachelor's degree, Business Administration
Richard (RJ) Barber's LPL Financial Experience December 2008 - Present
Job Financial ConsultantInvestment Advisor at Visions FCU/LPL Financial
Industry Financial Services
Experience
Visions Federal Credit Union December 2008 - Present
LPL Financial December 2008 - Present
AXA Advisors April 2004 - 2008
Charter One Securities, Inc. 2002 - 2004
Morgan Stanley Investment Management 2000 - 2002
Skills
Fee-Based Financial..., Strategic Financial..., Investments, Retirement Planning, Finance, Financial Advisory, Asset Management, Securities, Insurance, Wealth Management..., Leadership, FINRA, Long Term Care Insurance, Coaching, Wealth Management, Retirement
Education
Suffolk University 1993 — 1997
Bachelor's degree, Business & Finance, Cum Laude
Broome Leadership Institute 2006 — 2006
Completion Certificate, Leadership Program
Visions Federal Credit Union December 2008 - Present
LPL Financial December 2008 - Present
AXA Advisors April 2004 - 2008
Charter One Securities, Inc. 2002 - 2004
Morgan Stanley Investment Management 2000 - 2002
Skills
Fee-Based Financial..., Strategic Financial..., Investments, Retirement Planning, Finance, Financial Advisory, Asset Management, Securities, Insurance, Wealth Management..., Leadership, FINRA, Long Term Care Insurance, Coaching, Wealth Management, Retirement
Education
Suffolk University 1993 — 1997
Bachelor's degree, Business & Finance, Cum Laude
Broome Leadership Institute 2006 — 2006
Completion Certificate, Leadership Program
Diana Collins Diana Collins's LPL Financial Experience June 2014 - March 2015
Job Marketing Communications Program Manager
Industry Financial Services
Experience
TIAA-CREF March 2015 - Present
LPL Financial June 2014 - March 2015
Charlotte Couples June 2008 - March 2015
The Mergis Group August 2012 - November 2013
Wachovia, A Wells Fargo Company 2002 - 2008
Travelers Life & Annuity 1998 - 2002
Skills
Marketing Communications, Writing, Copywriting, Creative Development, Marketing Management, Communications Strategy, Corporate Communications, Internal Communications, Marketing Strategy, Project Planning, Project Execution, Social Media Marketing, Advertising, Budgeting, Team Leadership, Retirement Services, Product Marketing, Project Management, Creative Direction, Retirement, Management, Strategic Communications, Marketing, Leadership, Public Speaking, Sales
Education
Syracuse University 1986 — 1988
BS
TIAA-CREF March 2015 - Present
LPL Financial June 2014 - March 2015
Charlotte Couples June 2008 - March 2015
The Mergis Group August 2012 - November 2013
Wachovia, A Wells Fargo Company 2002 - 2008
Travelers Life & Annuity 1998 - 2002
Skills
Marketing Communications, Writing, Copywriting, Creative Development, Marketing Management, Communications Strategy, Corporate Communications, Internal Communications, Marketing Strategy, Project Planning, Project Execution, Social Media Marketing, Advertising, Budgeting, Team Leadership, Retirement Services, Product Marketing, Project Management, Creative Direction, Retirement, Management, Strategic Communications, Marketing, Leadership, Public Speaking, Sales
Education
Syracuse University 1986 — 1988
BS
Tilmon King, CLU, ChFC Tilmon King, CLU, ChFC's LPL Financial Experience November 2012 - Present
Job Level Four Advisory Services
Industry Financial Services
Experience
LPL Financial November 2012 - Present
Level Four Advisory Services, LLC April 2004 - Present
Compass Bank August 1989 - April 2004
Skills
Business Continuity..., Businees Retirement..., Tax Efficient..., Portfolio Construction..., Financial Planning, Financial Services, Finance, Management, Retirement Planning, Financial Advisory, Retirement, Strategic Planning, Securities, Risk Management, Portfolio Management, Investments
Education
Trinity University 1972 — 1976
Bachelor of Business Administration (B.B.A.)
The American College
Chartered Financial Consultant (ChFC) designation & Chartered Life Underwriter (CLU) designation
LPL Financial November 2012 - Present
Level Four Advisory Services, LLC April 2004 - Present
Compass Bank August 1989 - April 2004
Skills
Business Continuity..., Businees Retirement..., Tax Efficient..., Portfolio Construction..., Financial Planning, Financial Services, Finance, Management, Retirement Planning, Financial Advisory, Retirement, Strategic Planning, Securities, Risk Management, Portfolio Management, Investments
Education
Trinity University 1972 — 1976
Bachelor of Business Administration (B.B.A.)
The American College
Chartered Financial Consultant (ChFC) designation & Chartered Life Underwriter (CLU) designation
George Urist, CFP®'s LPL Financial Experience February 1988 - Present
Job Providing Independent and Objective Financial Advice with Exceptional Service
Industry Financial Services
Experience
Urist Financial and Retirement Planning, Inc. June 2001 - Present
LPL Financial February 1988 - Present
BSA Longhouse Council 1996 - Present
Vera House August 2012 - Present
East Hill Flying Club 1980 - Present
Manlius Pebble Hill School 2001 - July 2012
US Navy February 1971 - December 1974
Education
Syracuse University 1982 — 1984
MBA, Finance
University of Maine 1975 — 1978
B.S., Wildlife Management and Mathematics
Urist Financial and Retirement Planning, Inc. June 2001 - Present
LPL Financial February 1988 - Present
BSA Longhouse Council 1996 - Present
Vera House August 2012 - Present
East Hill Flying Club 1980 - Present
Manlius Pebble Hill School 2001 - July 2012
US Navy February 1971 - December 1974
Education
Syracuse University 1982 — 1984
MBA, Finance
University of Maine 1975 — 1978
B.S., Wildlife Management and Mathematics
Jim Diels Jim Diels's LPL Financial Experience February 2012 - January 2013
Job Accomplished Project Leader
Industry Information Technology and Services
Experience
Assurant Specialty Property February 2013 - February 2015
LPL Financial February 2012 - January 2013
Walz Group, LLC. July 2011 - January 2012
JPMorgan Chase September 2008 - May 2009
Washington Mutual July 2005 - September 2008
James Consulting Company September 2001 - July 2005
FourGen 1996 - 2001
Skills
Project Management, Integration, Management, SDLC, Vendor Management, PMP, Program Management, Process Improvement, Business Analysis, Visio, PMO, Project Portfolio..., Project Delivery, Requirements Analysis, Requirements Gathering, Business Process, Software Project..., Business Process..., Cross-functional Team...
Education
Stanford University 2008 — 2009
SCPM, Project Management, Certificate of Completion
University of La Verne 1982 — 1984
BS, Business
Assurant Specialty Property February 2013 - February 2015
LPL Financial February 2012 - January 2013
Walz Group, LLC. July 2011 - January 2012
JPMorgan Chase September 2008 - May 2009
Washington Mutual July 2005 - September 2008
James Consulting Company September 2001 - July 2005
FourGen 1996 - 2001
Skills
Project Management, Integration, Management, SDLC, Vendor Management, PMP, Program Management, Process Improvement, Business Analysis, Visio, PMO, Project Portfolio..., Project Delivery, Requirements Analysis, Requirements Gathering, Business Process, Software Project..., Business Process..., Cross-functional Team...
Education
Stanford University 2008 — 2009
SCPM, Project Management, Certificate of Completion
University of La Verne 1982 — 1984
BS, Business
Aleeah Harris Aleeah Harris's LPL Financial Experience August 2015 - Present
Job Treasurer at PRSSA
Industry Consumer Electronics
Experience
LPL Financial August 2015 - Present
Apple December 2012 - August 2015
PRSSA December 2014 - May 2015
Buffalo State College 2014 - May 2015
Biel's Document Management May 2014 - September 2014
Wegmans Food Markets October 2009 - February 2013
Skills
Journalism, Advertising, Marketing, Crisis Management, iWork, iLife, OS X, Mac, Keynote, iPhone, iOS, Consumer Electronics, Mac OS, iPod, iTunes, Product Marketing, Aperture, iPad, Mobile Devices, Product Management, Event Planning, Customer Service, Microsoft Word
Education
State University of New York College at Buffalo 2011 — 2015
Bachelor of Arts (B.A.), Public Relations, Advertising, and Applied Communication
LPL Financial August 2015 - Present
Apple December 2012 - August 2015
PRSSA December 2014 - May 2015
Buffalo State College 2014 - May 2015
Biel's Document Management May 2014 - September 2014
Wegmans Food Markets October 2009 - February 2013
Skills
Journalism, Advertising, Marketing, Crisis Management, iWork, iLife, OS X, Mac, Keynote, iPhone, iOS, Consumer Electronics, Mac OS, iPod, iTunes, Product Marketing, Aperture, iPad, Mobile Devices, Product Management, Event Planning, Customer Service, Microsoft Word
Education
State University of New York College at Buffalo 2011 — 2015
Bachelor of Arts (B.A.), Public Relations, Advertising, and Applied Communication
Oksana J Nelson, MBA Oksana J Nelson, MBA's LPL Financial Experience March 2014 - September 2014
Job Financial Advisor at Raymond James
Industry Financial Services
Experience
Raymond James October 2014 - Present
LPL Financial March 2014 - September 2014
Samaritan's Purse September 2007 - December 2013
Diversicare Healthcare Services Inc. September 2013 - November 2013
Vanguard Health Systems November 2012 - September 2013
Skills
Leadership, Customer Service, Social Networking, Presenter, Community Outreach, Fundraising, Adoption, Social Media, Motivational Speaking, Microsoft Office, Budgets, MBA, Communication, Public Speaking, Series 7, series 66
Education
Lipscomb University 2012 — 2014
Master of Business Administration (M.B.A.), Finance, General
Tarleton State University 2009 — 2011
BS, Economics
Raymond James October 2014 - Present
LPL Financial March 2014 - September 2014
Samaritan's Purse September 2007 - December 2013
Diversicare Healthcare Services Inc. September 2013 - November 2013
Vanguard Health Systems November 2012 - September 2013
Skills
Leadership, Customer Service, Social Networking, Presenter, Community Outreach, Fundraising, Adoption, Social Media, Motivational Speaking, Microsoft Office, Budgets, MBA, Communication, Public Speaking, Series 7, series 66
Education
Lipscomb University 2012 — 2014
Master of Business Administration (M.B.A.), Finance, General
Tarleton State University 2009 — 2011
BS, Economics
Rico Pharr Rico Pharr's LPL Financial Experience May 2015 - September 2015
Job Business Analyst at Bank of America
Industry Human Resources
Experience
Bank of America September 2015 - Present
LPL Financial May 2015 - September 2015
Ingersoll Rand August 2014 - May 2015
Continental February 2014 - July 2014
TriNet August 2013 - February 2014
BAE Systems January 2012 - August 2013
Merck August 2011 - January 2012
Aon Hewitt February 2006 - March 2011
Skills
HRIS, PeopleSoft, Onboarding, Benefits Administration, Taleo, Deferred Compensation, ADP Payroll, Employee Relations, Applicant Tracking..., Talent Acquisition, Human Resources, Performance Management, SAP, Payroll, FMLA, Management, Leadership, Process Improvement
Education
Strayer University 2007 — 2012
Bachelor of Business Administration (B.B.A.), Human Resources Management and Services
Bank of America September 2015 - Present
LPL Financial May 2015 - September 2015
Ingersoll Rand August 2014 - May 2015
Continental February 2014 - July 2014
TriNet August 2013 - February 2014
BAE Systems January 2012 - August 2013
Merck August 2011 - January 2012
Aon Hewitt February 2006 - March 2011
Skills
HRIS, PeopleSoft, Onboarding, Benefits Administration, Taleo, Deferred Compensation, ADP Payroll, Employee Relations, Applicant Tracking..., Talent Acquisition, Human Resources, Performance Management, SAP, Payroll, FMLA, Management, Leadership, Process Improvement
Education
Strayer University 2007 — 2012
Bachelor of Business Administration (B.B.A.), Human Resources Management and Services
Angela LoSasso's LPL Financial Experience May 2013 - September 2014
Job Social Media Executive at Intuit
Industry Internet
Experience
Intuit 2015 - Present
LPL Financial May 2013 - September 2014
BlackBerry 2010 - 2012
Hewlett-Packard 2006 - 2010
Consultant 2001 - 2006
Netflix, Inc. 1998 - 2001
CNET 1996 - 1998
Los Angeles Times, Entrepreneur Magazine and Other Media Companies 1990 - 1996
Skills
Digital Marketing, Content Strategy, Integrated Marketing, Social Media Marketing, Social Media, Digital Strategy, Marketing Strategy, Cross-functional Team..., SEO, CRM, Metrics, Analytics, Blogging, E-commerce, Online Advertising, Mobile Marketing, Start-ups
Education
Stanford Continuing Studies 2013 — 2014
Innovation and Entrepreneurship
Walter Cronkite School of Journalism, Arizona State University
Bachelor of Science (B.S.), Broadcast Journalism
Intuit 2015 - Present
LPL Financial May 2013 - September 2014
BlackBerry 2010 - 2012
Hewlett-Packard 2006 - 2010
Consultant 2001 - 2006
Netflix, Inc. 1998 - 2001
CNET 1996 - 1998
Los Angeles Times, Entrepreneur Magazine and Other Media Companies 1990 - 1996
Skills
Digital Marketing, Content Strategy, Integrated Marketing, Social Media Marketing, Social Media, Digital Strategy, Marketing Strategy, Cross-functional Team..., SEO, CRM, Metrics, Analytics, Blogging, E-commerce, Online Advertising, Mobile Marketing, Start-ups
Education
Stanford Continuing Studies 2013 — 2014
Innovation and Entrepreneurship
Walter Cronkite School of Journalism, Arizona State University
Bachelor of Science (B.S.), Broadcast Journalism
Susan Bregman Susan Bregman's LPL Financial Experience August 2015 - Present
Job Financial Services Professional
Industry Financial Services
Experience
LPL Financial August 2015 - Present
Prudential Financial 1997 - 2014
Skills
Risk Management, Insurance, Financial Services, Leadership, Process Improvement, Securities, Banking, Finance, Mutual Funds, Financial Risk
Education
Syracuse University College of Law 1994 — 1996
Doctor of Law (J.D.)
Syracuse University 1988 — 1992
Bachelor's degree, Communication Sciences and Disorders, General
LPL Financial August 2015 - Present
Prudential Financial 1997 - 2014
Skills
Risk Management, Insurance, Financial Services, Leadership, Process Improvement, Securities, Banking, Finance, Mutual Funds, Financial Risk
Education
Syracuse University College of Law 1994 — 1996
Doctor of Law (J.D.)
Syracuse University 1988 — 1992
Bachelor's degree, Communication Sciences and Disorders, General
Edward Dominguez Edward Dominguez's LPL Financial Experience July 2011 - Present
Job Director, Wealth Management LPL Financial Branch Manager
Industry Financial Services
Experience
SEFCU Wealth Management Services November 2009 - Present
LPL Financial July 2011 - Present
UVEST Financial Services November 2009 - July 2011
Latham Circle Soccer Club 2007 - 2010
Pioneer Savings Bank August 2002 - November 2009
Morgan Stanley May 1997 - August 2002
Skills
Banking, Retail Banking, Securities, Portfolio Management, Wealth Management, Investment Advisory, Consumer Lending, Finance, Strategic Planning, Loans, Credit, Series 7, Series 24, Series 31, Series 63, Series 65, Retirement Planning, Strategic Financial..., Financial Analysis, Mutual Funds, Sales, Life Insurance, Customer Experience, Product Management, Business Process, Leadership, Credit Unions, Community Banking, Not for Profit, Due Diligence, Insurance, Commercial Lending, Wealth Management..., 401k, Program Management, Sales Management
Education
State University of New York College at Plattsburgh 1986 — 1990
BA, Political Science
SEFCU Wealth Management Services November 2009 - Present
LPL Financial July 2011 - Present
UVEST Financial Services November 2009 - July 2011
Latham Circle Soccer Club 2007 - 2010
Pioneer Savings Bank August 2002 - November 2009
Morgan Stanley May 1997 - August 2002
Skills
Banking, Retail Banking, Securities, Portfolio Management, Wealth Management, Investment Advisory, Consumer Lending, Finance, Strategic Planning, Loans, Credit, Series 7, Series 24, Series 31, Series 63, Series 65, Retirement Planning, Strategic Financial..., Financial Analysis, Mutual Funds, Sales, Life Insurance, Customer Experience, Product Management, Business Process, Leadership, Credit Unions, Community Banking, Not for Profit, Due Diligence, Insurance, Commercial Lending, Wealth Management..., 401k, Program Management, Sales Management
Education
State University of New York College at Plattsburgh 1986 — 1990
BA, Political Science
Lori Meacham Lori Meacham's LPL Financial Experience September 2006 - November 2011
Job MetLife Securities
Industry Financial Services
Experience
MetLife August 2014 - Present
MetLife April 2014 - August 2014
LPL 2011 - January 2014
LPL Financial September 2006 - November 2011
Vanguard August 2005 - September 2006
Liberty Mutual Insurance November 2001 - June 2005
The Hartford June 1999 - October 2001
Skills
Customer Service, Series 7, Series 63, Series 6, Retirement, IRAs, Mutual Funds, Securities, Financial Markets, Fixed Annuities, Investments, Options, Retirement Planning, Trading, Equities, Wealth Management, Asset Allocation, Risk Management, Investment Advisory, Financial Services, Alternative Investments, Investment Strategies, Financial Planning, Portfolio Management, Insurance
Education
SUNY 1984 — 1986
Bachelor of Applied Science (B.A.Sc.), Business/Public Management
Central City Business Inst 1980 — 1982
Associate of Arts and Sciences (A.A.S.), Business Administration and Management, General
State University of New York Institute of Technology at Utica/Rome
Bachelor of Science (B.S.), Business Administration and Management, General
MetLife August 2014 - Present
MetLife April 2014 - August 2014
LPL 2011 - January 2014
LPL Financial September 2006 - November 2011
Vanguard August 2005 - September 2006
Liberty Mutual Insurance November 2001 - June 2005
The Hartford June 1999 - October 2001
Skills
Customer Service, Series 7, Series 63, Series 6, Retirement, IRAs, Mutual Funds, Securities, Financial Markets, Fixed Annuities, Investments, Options, Retirement Planning, Trading, Equities, Wealth Management, Asset Allocation, Risk Management, Investment Advisory, Financial Services, Alternative Investments, Investment Strategies, Financial Planning, Portfolio Management, Insurance
Education
SUNY 1984 — 1986
Bachelor of Applied Science (B.A.Sc.), Business/Public Management
Central City Business Inst 1980 — 1982
Associate of Arts and Sciences (A.A.S.), Business Administration and Management, General
State University of New York Institute of Technology at Utica/Rome
Bachelor of Science (B.S.), Business Administration and Management, General
John DeSantis ChFC John DeSantis ChFC's LPL Financial Experience March 1996 - Present
Job Branch Manager, LPL Financial
Industry Investment Management
Experience
LPL Financial March 1996 - Present
MassMutual Financial Group March 1980 - February 1996
Skills
Retirement Plan..., Investment Management
Education
The American College 1982 — 1986
Chartered Financial Consultant, Finance and Financial Management Services
West Virginia University 1976 — 1979
Master of Public Administration (MPA), Public Administration
Washington and Jefferson College 1973 — 1976
Bachelor of Arts (BA), Economics and Political Science
Madonna High School 1969 — 1973
HS Diploma
LPL Financial March 1996 - Present
MassMutual Financial Group March 1980 - February 1996
Skills
Retirement Plan..., Investment Management
Education
The American College 1982 — 1986
Chartered Financial Consultant, Finance and Financial Management Services
West Virginia University 1976 — 1979
Master of Public Administration (MPA), Public Administration
Washington and Jefferson College 1973 — 1976
Bachelor of Arts (BA), Economics and Political Science
Madonna High School 1969 — 1973
HS Diploma
Ginger Hall Ginger Hall's LPL Financial Experience November 2014 - Present
Job Senior Ops Specialist at LPL Financial
Industry Financial Services
Experience
LPL Financial November 2014 - Present
LPL Financial January 2011 - May 2014
City of Charlotte January 2006 - January 2011
Outsourced to Exult, Inc November 2000 - April 2005
Skills
Cost Basis, Financial Accounting, Tax Reporting, Account Reconciliation, Invoicing, Auditing, Analysis, Accounting, Accounts Payable, Process Improvement, Training, Internal Audit, Customer Service, Microsoft Office
Education
Strayer University 2003 — 2010
Bachelor of Science (B.Sc.), International Business
LPL Financial November 2014 - Present
LPL Financial January 2011 - May 2014
City of Charlotte January 2006 - January 2011
Outsourced to Exult, Inc November 2000 - April 2005
Skills
Cost Basis, Financial Accounting, Tax Reporting, Account Reconciliation, Invoicing, Auditing, Analysis, Accounting, Accounts Payable, Process Improvement, Training, Internal Audit, Customer Service, Microsoft Office
Education
Strayer University 2003 — 2010
Bachelor of Science (B.Sc.), International Business
John Ostner John Ostner's LPL Financial Experience 2001 - Present
Job Registered Principal at LPL Financial
Industry Financial Services
Experience
LPL Financial 2001 - Present
Retirement Advisors of Arkansas 1984 - Present
Skills
Retirement, Retirement Planning, Wealth Management, Investments, Strategic Planning, Estate Planning, Strategic Financial..., Investment Advisory, Insurance, Customer Service, Business Planning
Education
University of Arkansas 1957 — 1959
Bachelor's Degree, Business Administration and Management, General
The American College
LPL Financial 2001 - Present
Retirement Advisors of Arkansas 1984 - Present
Skills
Retirement, Retirement Planning, Wealth Management, Investments, Strategic Planning, Estate Planning, Strategic Financial..., Investment Advisory, Insurance, Customer Service, Business Planning
Education
University of Arkansas 1957 — 1959
Bachelor's Degree, Business Administration and Management, General
The American College
Nelson Goenaga Nelson Goenaga's LPL Financial Experience 2008 - January 2013
Job Compliance at WellsFargo
Industry Financial Services
Experience
Wells Fargo February 2014 - Present
TIAA-CREF January 2013 - February 2014
LPL Financial 2008 - January 2013
Banc of America Investments March 2006 - April 2008
Ameriprise Financial Services, Inc. 2004 - 2005
AT&T Wireless 1999 - 2003
at&t wireless 1995 - 1999
Skills
Project Planning, Compliance, Financial Services, Staff Management, Securities, Mutual Funds, New Business Development, Series 7, Series 24, Options, FINRA
Education
State University of New York College at Oswego 1987 — 1991
BA, Communications
Wells Fargo February 2014 - Present
TIAA-CREF January 2013 - February 2014
LPL Financial 2008 - January 2013
Banc of America Investments March 2006 - April 2008
Ameriprise Financial Services, Inc. 2004 - 2005
AT&T Wireless 1999 - 2003
at&t wireless 1995 - 1999
Skills
Project Planning, Compliance, Financial Services, Staff Management, Securities, Mutual Funds, New Business Development, Series 7, Series 24, Options, FINRA
Education
State University of New York College at Oswego 1987 — 1991
BA, Communications
Mark Hoaglin, CFP®'s LPL Financial Experience 2008 - 2009
Job National Sales Manager at CUSO Financial Services, LP/Sorrento Pacific Financial
Industry Financial Services
Experience
Cuso Financial Services/Sorrento Pacific Financial December 2014 - Present
CUSO Financial Services, LP October 2014 - Present
Patelco Credit Union September 2009 - October 2014
Native Son Ventures January 2009 - September 2009
LPL Financial 2008 - 2009
XCU Capital Corporation November 2004 - November 2007
Citicorp Investment Services January 2003 - November 2005
California Federal Bank 1997 - 2002
Skills
Investment Program..., Insurance Sales Growth..., Sales Coach/Trainer, Banking, Compliance, Sales Management, Start-ups, Investments, Insurance, Sales, Business Development, Program Management, Mutual Funds, Financial Services, Management, Mergers & Acquisitions, Strategy, Credit, Leadership, Finance, Business Planning, Loans, Executive Management, Small Business, Strategic Planning, Budgets, Team Building
Education
Stanford University 1974 — 1978
BA
University of San Diego 1980 — 1984
MBA, Finance, Strategic Management
Kearny High School 1971 — 1974
Cuso Financial Services/Sorrento Pacific Financial December 2014 - Present
CUSO Financial Services, LP October 2014 - Present
Patelco Credit Union September 2009 - October 2014
Native Son Ventures January 2009 - September 2009
LPL Financial 2008 - 2009
XCU Capital Corporation November 2004 - November 2007
Citicorp Investment Services January 2003 - November 2005
California Federal Bank 1997 - 2002
Skills
Investment Program..., Insurance Sales Growth..., Sales Coach/Trainer, Banking, Compliance, Sales Management, Start-ups, Investments, Insurance, Sales, Business Development, Program Management, Mutual Funds, Financial Services, Management, Mergers & Acquisitions, Strategy, Credit, Leadership, Finance, Business Planning, Loans, Executive Management, Small Business, Strategic Planning, Budgets, Team Building
Education
Stanford University 1974 — 1978
BA
University of San Diego 1980 — 1984
MBA, Finance, Strategic Management
Kearny High School 1971 — 1974
John Zuck John Zuck's LPL Financial Experience July 2015 - Present
Job Senior Analyst LPL Financial
Industry Financial Services
Experience
LPL Financial July 2015 - Present
Martineau King PLLC December 2012 - July 2015
Bailey & Greer, PLLC April 2009 - November 2012
Watson Burns, PLLC October 2007 - March 2009
Education
The University of Memphis—Cecil C. Humphreys School of Law 2004 — 2007
Juris Doctorate, Law
State University of New York College at Oswego 1992 — 1996
Bachelor of Arts
LPL Financial July 2015 - Present
Martineau King PLLC December 2012 - July 2015
Bailey & Greer, PLLC April 2009 - November 2012
Watson Burns, PLLC October 2007 - March 2009
Education
The University of Memphis—Cecil C. Humphreys School of Law 2004 — 2007
Juris Doctorate, Law
State University of New York College at Oswego 1992 — 1996
Bachelor of Arts
Alonso Vasquez Alonso Vasquez's LPL Financial Experience May 2014 - Present
Job Lead Architect
Industry Information Technology and Services
Experience
LPL Financial May 2014 - Present
AIG July 2012 - April 2014
Commonwealth Bank of Australia December 2011 - June 2012
SMS Management & Technology May 2010 - November 2011
Oakton Ltd April 2007 - May 2010
ING November 2003 - March 2007
Skills
Data Warehousing, Business Intelligence, Teradata, Information Management, Data Management, Application Architecture, Solution Architecture, Data Modeling, ETL, Enterprise Architecture, IT Strategy, Data Integration, Business Analysis, Master Data Management, SDLC, Data Warehouse..., Datastage, Software Project..., Data Governance, Data Migration, Data Quality, Requirements Gathering, Architecture, Performance Tuning, Requirements Analysis, Dimensional Modeling, Informatica, Architectures, OLAP, Business Objects, SOA
Education
Instituto Tecnológico y de Estudios Superiores de Monterrey 2002 — 2004
Master Degree in Administration
University of Calgary / University of Texas at San Antonio / ITESM 2004 — 2004
MBA - NASSAM, North America Free Trade Agreement
Universidad Nacional Autónoma de México 1988 — 1994
Bachelor of Computer Engineering, Engineering
LPL Financial May 2014 - Present
AIG July 2012 - April 2014
Commonwealth Bank of Australia December 2011 - June 2012
SMS Management & Technology May 2010 - November 2011
Oakton Ltd April 2007 - May 2010
ING November 2003 - March 2007
Skills
Data Warehousing, Business Intelligence, Teradata, Information Management, Data Management, Application Architecture, Solution Architecture, Data Modeling, ETL, Enterprise Architecture, IT Strategy, Data Integration, Business Analysis, Master Data Management, SDLC, Data Warehouse..., Datastage, Software Project..., Data Governance, Data Migration, Data Quality, Requirements Gathering, Architecture, Performance Tuning, Requirements Analysis, Dimensional Modeling, Informatica, Architectures, OLAP, Business Objects, SOA
Education
Instituto Tecnológico y de Estudios Superiores de Monterrey 2002 — 2004
Master Degree in Administration
University of Calgary / University of Texas at San Antonio / ITESM 2004 — 2004
MBA - NASSAM, North America Free Trade Agreement
Universidad Nacional Autónoma de México 1988 — 1994
Bachelor of Computer Engineering, Engineering
Benjamin R. Beecher, CFP® Benjamin R. Beecher, CFP®'s LPL Financial Experience March 2002 - March 2005
Job Wealth Manager at USAA
Industry Financial Services
Experience
USAA March 2005 - Present
LPL Financial March 2002 - March 2005
AXA Advisors March 2001 - March 2002
Education
The American College
Master of Science (M.S.), Financial Services
University of Utah
Bachelor of Science (B.S.), Mathematics
USAA March 2005 - Present
LPL Financial March 2002 - March 2005
AXA Advisors March 2001 - March 2002
Education
The American College
Master of Science (M.S.), Financial Services
University of Utah
Bachelor of Science (B.S.), Mathematics
Jason Adamek Jason Adamek's LPL Financial Experience October 2013 - Present
Job Corporate Actions and Dividends Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial October 2013 - Present
LPL Financial December 2012 - August 2013
LPL Financial March 2010 - November 2012
LPL Financial Services June 2008 - July 2010
LPL Financial Services August 2006 - June 2008
Skills
Series 7, Series 63, Tax Reporting, 401k, Retirement, FINRA, Fixed Income, IRAs, Bonds, 401k Rollovers, Financial Services, Corporate Actions, Finance, Trading, Mutual Funds, Management, Securities, Insurance, Wealth Management, Valuation
Education
Temple University 2003 — 2006
Bachelor, Finance
Temple University - Fox School of Business and Management 2003 — 2006
Finance, Minor in Accounting
Virginia Polytechnic Institute and State University - Pamplin College of Business 2001 — 2003
Finance
LPL Financial October 2013 - Present
LPL Financial December 2012 - August 2013
LPL Financial March 2010 - November 2012
LPL Financial Services June 2008 - July 2010
LPL Financial Services August 2006 - June 2008
Skills
Series 7, Series 63, Tax Reporting, 401k, Retirement, FINRA, Fixed Income, IRAs, Bonds, 401k Rollovers, Financial Services, Corporate Actions, Finance, Trading, Mutual Funds, Management, Securities, Insurance, Wealth Management, Valuation
Education
Temple University 2003 — 2006
Bachelor, Finance
Temple University - Fox School of Business and Management 2003 — 2006
Finance, Minor in Accounting
Virginia Polytechnic Institute and State University - Pamplin College of Business 2001 — 2003
Finance
Kristina Malone Kristina Malone's LPL Financial Experience September 2013 - Present
Job Assistant Vice President, Communications at LPL Financial
Industry Public Relations and Communications
Experience
LPL Financial September 2013 - Present
LPL Financial February 2012 - September 2013
LPL Financial September 2009 - February 2012
LPL Financial June 2008 - August 2009
The Central New York Business Journal July 2007 - June 2008
The Citizen June 2006 - July 2007
Skills
Public Relations, Press Releases, Marketing Communications, Email Marketing, Public Speaking, Strategic Communications, Social Media Marketing, Corporate Communications, Editing, Marketing, Web Content, Marketing Strategy, Training, Project Management, Management, Copy Editing, Social Media, Internal Communications, B2B, Media Relations, Analysis, Event Planning, Social Networking, Copywriting, Newsletters, Facebook, Integrated Marketing, Event Management, Publicity, Content Development, Online Marketing, Writing
Education
Syracuse University 2002 — 2006
BA, Communications, International Relations, Spanish
Brooke Point High School
LPL Financial September 2013 - Present
LPL Financial February 2012 - September 2013
LPL Financial September 2009 - February 2012
LPL Financial June 2008 - August 2009
The Central New York Business Journal July 2007 - June 2008
The Citizen June 2006 - July 2007
Skills
Public Relations, Press Releases, Marketing Communications, Email Marketing, Public Speaking, Strategic Communications, Social Media Marketing, Corporate Communications, Editing, Marketing, Web Content, Marketing Strategy, Training, Project Management, Management, Copy Editing, Social Media, Internal Communications, B2B, Media Relations, Analysis, Event Planning, Social Networking, Copywriting, Newsletters, Facebook, Integrated Marketing, Event Management, Publicity, Content Development, Online Marketing, Writing
Education
Syracuse University 2002 — 2006
BA, Communications, International Relations, Spanish
Brooke Point High School
Christian Davis's LPL Financial Experience April 2012 - Present
Job AVP, Business Development LPL Financial
Industry Financial Services
Experience
LPL Financial April 2012 - Present
Pacer Financial February 2009 - March 2012
Vanguard February 2008 - November 2008
Baar Products, Inc. October 2006 - February 2008
Skills
Direct Sales, Sales Management, Territory Analysis, Series 7, Mutual Funds, Retirement Planning, Series 63, Wealth Management, Strategic Financial..., Investments, Retirement, 401k, Fixed Annuities, Investment Advisory, Asset Allocation, Equities, Analysis, Financial Planning, Financial Advisory
Education
Richard Stockton College of New Jersey
BS
The Peddie School
LPL Financial April 2012 - Present
Pacer Financial February 2009 - March 2012
Vanguard February 2008 - November 2008
Baar Products, Inc. October 2006 - February 2008
Skills
Direct Sales, Sales Management, Territory Analysis, Series 7, Mutual Funds, Retirement Planning, Series 63, Wealth Management, Strategic Financial..., Investments, Retirement, 401k, Fixed Annuities, Investment Advisory, Asset Allocation, Equities, Analysis, Financial Planning, Financial Advisory
Education
Richard Stockton College of New Jersey
BS
The Peddie School
Kelly Pickering's LPL Financial Experience November 1996 - December 2011
Job Financial Consultant at Regions Bank
Industry Financial Services
Experience
Regions Bank September 2015 - Present
Curian Capital January 2012 - May 2015
LPL Financial November 1996 - December 2011
Skills
Project Management, SharePoint, Risk Management, Asset Management, Leadership, Customer Service, Technical Training, Event Planning, Financial Services, Retirement Planning, Management, Investment Management
Education
University of South Florida 2015 — 2016
Bachelor's Degree, Public Relations
State College of Florida-Manatee-Sarasota 2013 — 2015
Associate’s Degree, summa cum laude
Regions Bank September 2015 - Present
Curian Capital January 2012 - May 2015
LPL Financial November 1996 - December 2011
Skills
Project Management, SharePoint, Risk Management, Asset Management, Leadership, Customer Service, Technical Training, Event Planning, Financial Services, Retirement Planning, Management, Investment Management
Education
University of South Florida 2015 — 2016
Bachelor's Degree, Public Relations
State College of Florida-Manatee-Sarasota 2013 — 2015
Associate’s Degree, summa cum laude
Alexander Nichev's LPL Financial Experience February 2013 - March 2015
Job Network Engineer at HewlettPackard
Industry Information Technology and Services
Experience
LPL Financial February 2013 - March 2015
Paraflow Communications September 2010 - November 2012
Information Services Plc. October 2008 - November 2010
State Agency for Information Technologies and Communications June 2007 - November 2010
Information Services Plc. Bulgaria October 2002 - November 2010
Information Services Plc. May 2002 - November 2010
Infocom July 2007 - October 2008
Information Services Plc. Bulgaria March 2001 - July 2007
Skills
ITIL, Troubleshooting, Network Security, Network Design, QoS, Experienced Network..., Switching, Routing Protocols, BGP, OSPF, EIGRP, MPLS Networking, Network Monitoring Tools, Cisco Catalyst Switches..., Cisco Routers (2800,..., Cisco PIX 500 & ASA..., Cisco ASR (1000, 5000,..., Cisco NEXUS 2000, 3000,..., Extreme Networks..., HP-UX, Juniper SSG (140, 350M,..., F5 BigIP
Education
New Bulgarian University 1998 — 2013
Bachelor, Telecomunications
New Horizons 2011 — 2011
Planning and Implementation of Information Security System - ISO 27001
Tehnièeski universitet Sofija 2006 — 2007
Bachelour, Cisco Networking Security 1 and 2
Microsoft Bulgaria 2002 — 2002
Microsoft Operation Framework Essentials
Cisco Networking Academy 2002 — 2002
CCNA, Data Communications Networks
PRO IN Training Center 2002 — 2002
Cisco Internetwork Troubleshooting
PRO IN Training Center 2002 — 2002
Cisco Works 2000 Fundamentals
PRO IN Training Center 2002 — 2002
Building Scalable Cisco Internetworks
HP Education Services 2001 — 2001
HP OpenView - Network Node Manager I, II
LPL Financial February 2013 - March 2015
Paraflow Communications September 2010 - November 2012
Information Services Plc. October 2008 - November 2010
State Agency for Information Technologies and Communications June 2007 - November 2010
Information Services Plc. Bulgaria October 2002 - November 2010
Information Services Plc. May 2002 - November 2010
Infocom July 2007 - October 2008
Information Services Plc. Bulgaria March 2001 - July 2007
Skills
ITIL, Troubleshooting, Network Security, Network Design, QoS, Experienced Network..., Switching, Routing Protocols, BGP, OSPF, EIGRP, MPLS Networking, Network Monitoring Tools, Cisco Catalyst Switches..., Cisco Routers (2800,..., Cisco PIX 500 & ASA..., Cisco ASR (1000, 5000,..., Cisco NEXUS 2000, 3000,..., Extreme Networks..., HP-UX, Juniper SSG (140, 350M,..., F5 BigIP
Education
New Bulgarian University 1998 — 2013
Bachelor, Telecomunications
New Horizons 2011 — 2011
Planning and Implementation of Information Security System - ISO 27001
Tehnièeski universitet Sofija 2006 — 2007
Bachelour, Cisco Networking Security 1 and 2
Microsoft Bulgaria 2002 — 2002
Microsoft Operation Framework Essentials
Cisco Networking Academy 2002 — 2002
CCNA, Data Communications Networks
PRO IN Training Center 2002 — 2002
Cisco Internetwork Troubleshooting
PRO IN Training Center 2002 — 2002
Cisco Works 2000 Fundamentals
PRO IN Training Center 2002 — 2002
Building Scalable Cisco Internetworks
HP Education Services 2001 — 2001
HP OpenView - Network Node Manager I, II
Deependra Logani's LPL Financial Experience July 2009 - September 2012
Job Vice PresidentHSBC Securities (USA) Inc.
Industry Financial Services
Experience
HSBC 2012 - Present
LPL Financial July 2009 - September 2012
John Hancock Financial Services May 2006 - June 2009
Education
Temple University
Finance
HSBC 2012 - Present
LPL Financial July 2009 - September 2012
John Hancock Financial Services May 2006 - June 2009
Education
Temple University
Finance
Adam Cobb's LPL Financial Experience December 2014 - Present
Job Associate Integration Manager
Industry Financial Services
Experience
LPL Financial December 2014 - Present
Cintas May 2010 - November 2014
Somerset Patriots September 2006 - January 2010
Elmira Pioneers May 2006 - July 2006
Skills
Strategic Selling, Outside Sales, Sports Management, Sports Marketing, Cold Calling, Sports, Sales, Sponsorship, Account Management, Event Management, Event Planning, Marketing, Customer Service, Facebook, Social Media, Social Networking, Leadership
Education
State University of New York College at Cortland 2003 — 2005
BS, Sports Management
Tompkins Cortland Community College 2001 — 2003
Associate of Science (A.S.), General Studies
LPL Financial December 2014 - Present
Cintas May 2010 - November 2014
Somerset Patriots September 2006 - January 2010
Elmira Pioneers May 2006 - July 2006
Skills
Strategic Selling, Outside Sales, Sports Management, Sports Marketing, Cold Calling, Sports, Sales, Sponsorship, Account Management, Event Management, Event Planning, Marketing, Customer Service, Facebook, Social Media, Social Networking, Leadership
Education
State University of New York College at Cortland 2003 — 2005
BS, Sports Management
Tompkins Cortland Community College 2001 — 2003
Associate of Science (A.S.), General Studies
Clark Edlund, CAIA's LPL Financial Experience 2008 - 2008
Job Senior Investment Advisor at ZT Wealth
Industry Investment Management
Experience
ZT Wealth December 2013 - Present
Absolute Private Wealth Management LLC September 2010 - November 2013
Titan Portfolio Partners January 2009 - August 2011
LPL Financial 2008 - 2008
Advanced Financial Services July 2006 - December 2007
AXA Advisors 2004 - 2006
Skills
Alternative Investments, Managed Futures, Portfolio Management, Investment Strategies, Investment Advisory, Asset Allocation
Education
Texas A&M University 2000 — 2004
Bachelor of Science (B.S.), Economics
ZT Wealth December 2013 - Present
Absolute Private Wealth Management LLC September 2010 - November 2013
Titan Portfolio Partners January 2009 - August 2011
LPL Financial 2008 - 2008
Advanced Financial Services July 2006 - December 2007
AXA Advisors 2004 - 2006
Skills
Alternative Investments, Managed Futures, Portfolio Management, Investment Strategies, Investment Advisory, Asset Allocation
Education
Texas A&M University 2000 — 2004
Bachelor of Science (B.S.), Economics
Kimberly McQueen's LPL Financial Experience August 2013 - September 2014
Job Senior Compliance Analyst | Regulatory Inquiries, Exams & Outreach at Stifel
Industry Financial Services
Experience
Stifel Financial Corp. October 2014 - Present
LPL Financial August 2013 - September 2014
Home January 2012 - August 2013
Wells Fargo Advisors July 2006 - January 2012
Wachovia Securities, LLC (predecessor firm of Wells Fargo Advisors, LLC) December 2004 - June 2006
VHA September 2003 - November 2004
UBS July 2002 - July 2003
Education
Texas Tech University 1997 — 2001
B.S., Financial Planning
Brownwood High School
Brownwood High School
Stifel Financial Corp. October 2014 - Present
LPL Financial August 2013 - September 2014
Home January 2012 - August 2013
Wells Fargo Advisors July 2006 - January 2012
Wachovia Securities, LLC (predecessor firm of Wells Fargo Advisors, LLC) December 2004 - June 2006
VHA September 2003 - November 2004
UBS July 2002 - July 2003
Education
Texas Tech University 1997 — 2001
B.S., Financial Planning
Brownwood High School
Brownwood High School
Lisa M. Evans, ChFC's LPL Financial Experience February 2015 - Present
Job Wealth Advisor at LPL Financial
Industry Investment Management
Experience
LPL Financial February 2015 - Present
Skills
Analysis, Management, Finance, Entrepreneurship, Customer Service, Consulting, Small Business, Leadership, Team Building, Networking, Financial Planning, Investments, Retirement, Personal Financial..., Financial Advisory, Wealth, Insurance, Asset Management, Risk Management
Education
University of Southern California - Marshall School of Business
Marshall School of Business
The American College
Financial Planning
LPL Financial February 2015 - Present
Skills
Analysis, Management, Finance, Entrepreneurship, Customer Service, Consulting, Small Business, Leadership, Team Building, Networking, Financial Planning, Investments, Retirement, Personal Financial..., Financial Advisory, Wealth, Insurance, Asset Management, Risk Management
Education
University of Southern California - Marshall School of Business
Marshall School of Business
The American College
Financial Planning
Ruslan Podgaets's LPL Financial Experience May 2012 - October 2012
Job Solutions Architect
Industry Information Technology and Services
Experience
EPAM Systems May 2011 - Present
CIBC July 2013 - April 2015
Canadian Tire October 2012 - May 2013
LPL Financial May 2012 - October 2012
SEPHORA November 2011 - May 2012
Expedia, Inc. May 2011 - October 2011
Mercatus Technologies Inc. June 2009 - March 2011
Toronto International Film Festival (@Architech) 2011 - 2011
Manufacturers Life Insurance Company (Manulife) August 2008 - May 2009
Lavalife July 2007 - May 2008
Skills
Data Warehousing, Data Mapping, Master Data Management, Logical Data Modeling, ETL, SSIS, SSRS, Erwin, Dimensional Modeling, Data Warehouse..., Cognos, Informatica, Oracle, PL/SQL, Microsoft SQL Server, DW/BI, Data Management, Metadata Management, Data Analysis, Cloudera Impala, Hadoop, Hive, Conceptual Modeling, Physical Data Modeling, Sparx Enterprise..., Zachman, Agile Modeling, ER/Studio, SQL Profiler, DBArtisan, OLTP, OLAP, SQL Server 2000-2008, Sybase ASE, Sybase IQ, SSAS, T-SQL, Data Profiling, Customer Data..., Talend, Jasper, Scrum, Datastage 8.1, DB2 9.1, Big Data, Sybase, Performance Tuning, SQL, DB2, Data Quality
Education
Tel Aviv University 1996 — 1999
B.Sc., Physics & Computer Science
EPAM Systems May 2011 - Present
CIBC July 2013 - April 2015
Canadian Tire October 2012 - May 2013
LPL Financial May 2012 - October 2012
SEPHORA November 2011 - May 2012
Expedia, Inc. May 2011 - October 2011
Mercatus Technologies Inc. June 2009 - March 2011
Toronto International Film Festival (@Architech) 2011 - 2011
Manufacturers Life Insurance Company (Manulife) August 2008 - May 2009
Lavalife July 2007 - May 2008
Skills
Data Warehousing, Data Mapping, Master Data Management, Logical Data Modeling, ETL, SSIS, SSRS, Erwin, Dimensional Modeling, Data Warehouse..., Cognos, Informatica, Oracle, PL/SQL, Microsoft SQL Server, DW/BI, Data Management, Metadata Management, Data Analysis, Cloudera Impala, Hadoop, Hive, Conceptual Modeling, Physical Data Modeling, Sparx Enterprise..., Zachman, Agile Modeling, ER/Studio, SQL Profiler, DBArtisan, OLTP, OLAP, SQL Server 2000-2008, Sybase ASE, Sybase IQ, SSAS, T-SQL, Data Profiling, Customer Data..., Talend, Jasper, Scrum, Datastage 8.1, DB2 9.1, Big Data, Sybase, Performance Tuning, SQL, DB2, Data Quality
Education
Tel Aviv University 1996 — 1999
B.Sc., Physics & Computer Science
Attila Buturla's LPL Financial Experience July 2006 - April 2008
Job Senior Web Developer: MEAN Stack
Industry Computer Software
Experience
Intuit January 2015 - Present
Seamgen June 2014 - January 2015
Daymon Interactions April 2012 - June 2014
Hershey Technologies July 2010 - March 2012
PPMC Inc January 2010 - May 2010
PPMC Inc April 2008 - December 2009
LPL Financial July 2006 - April 2008
Competitive Computing August 2004 - July 2006
New England Federal Credit Union March 2003 - July 2004
America's Gardening Resource January 2002 - October 2002
Skills
Agile Methodologies, Scrum, .NET, Microsoft SQL Server, Software Development, C#, ASP.NET, SDLC, TFS, Agile Project Management, JavaScript, Software Design, Agile, OOP, T-SQL, Test Driven Development, Software Engineering, AngularJS
Education
Syracuse University 1995 — 1999
BS, Information Management and Technology
Intuit January 2015 - Present
Seamgen June 2014 - January 2015
Daymon Interactions April 2012 - June 2014
Hershey Technologies July 2010 - March 2012
PPMC Inc January 2010 - May 2010
PPMC Inc April 2008 - December 2009
LPL Financial July 2006 - April 2008
Competitive Computing August 2004 - July 2006
New England Federal Credit Union March 2003 - July 2004
America's Gardening Resource January 2002 - October 2002
Skills
Agile Methodologies, Scrum, .NET, Microsoft SQL Server, Software Development, C#, ASP.NET, SDLC, TFS, Agile Project Management, JavaScript, Software Design, Agile, OOP, T-SQL, Test Driven Development, Software Engineering, AngularJS
Education
Syracuse University 1995 — 1999
BS, Information Management and Technology
Erika Morris's LPL Financial Experience February 2015 - Present
Job Senior Compliance Specialist, Central Supersivision Unit at LPL Financial
Industry Financial Services
Experience
LPL Financial February 2015 - Present
LPL Financial April 2011 - January 2015
University of California January 2010 - April 2011
RA Capital Advisors October 2005 - August 2009
HFS San Francisco January 2004 - August 2005
Skills
Microsoft Excel, Data Analysis, PowerPoint, Administrative..., Management, Access, Microsoft Word, Marketing, Finance, Customer Service, Administration, Research, Account Management, Analysis, Office Management
Education
University of Arizona 1997 — 2001
B.A.
Tel Aviv University 1999 — 2000
LPL Financial February 2015 - Present
LPL Financial April 2011 - January 2015
University of California January 2010 - April 2011
RA Capital Advisors October 2005 - August 2009
HFS San Francisco January 2004 - August 2005
Skills
Microsoft Excel, Data Analysis, PowerPoint, Administrative..., Management, Access, Microsoft Word, Marketing, Finance, Customer Service, Administration, Research, Account Management, Analysis, Office Management
Education
University of Arizona 1997 — 2001
B.A.
Tel Aviv University 1999 — 2000
Candace Scappator's LPL Financial Experience June 2009 - January 2012
Job CFO & Financial Operations Principal, Broker Dealer
Industry Financial Services
Experience
First Tryon Securities LLC January 2012 - Present
LPL Financial June 2009 - January 2012
Banc of America Investments 1996 - 2006
Datascope Corp. 1992 - 1994
Deloitte and Touche 1989 - 1992
International Paper Co. 1985 - 1989
Skills
Brokerage, Series 7, Certified Public..., Series 27, Series 63
Education
State University of New York at Buffalo - School of Management 1982 — 1985
BS Business Administration, Accounting
First Tryon Securities LLC January 2012 - Present
LPL Financial June 2009 - January 2012
Banc of America Investments 1996 - 2006
Datascope Corp. 1992 - 1994
Deloitte and Touche 1989 - 1992
International Paper Co. 1985 - 1989
Skills
Brokerage, Series 7, Certified Public..., Series 27, Series 63
Education
State University of New York at Buffalo - School of Management 1982 — 1985
BS Business Administration, Accounting
Brian Moebs's LPL Financial Experience 2013 - Present
Job Sr Sales Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial 2013 - Present
Financial Independence Group June 2010 - Present
Education
State University of New York College at Oswego 2000 — 2004
LPL Financial 2013 - Present
Financial Independence Group June 2010 - Present
Education
State University of New York College at Oswego 2000 — 2004
Brenton Stransky's LPL Financial Experience 2012 - 2014
Job Partner at The Philadelphia Group
Industry Financial Services
Experience
The Philadelphia Group December 2013 - Present
LPL Financial 2012 - 2014
LPL Financial 2012 - 2014
National Penn Investment Services 2006 - December 2013
Skills
Investments, Financial Services, Securities, Finance, Insurance, Marketing, Portfolio Management, Financial Analysis, Risk Management, Financial Modeling, Mutual Funds
Education
NYU Stern School of Business 2012 — 2015
Master of Business Administration (MBA), Finance and Economics
Susquehanna University 1999 — 2003
BS, International Business
The Philadelphia Group December 2013 - Present
LPL Financial 2012 - 2014
LPL Financial 2012 - 2014
National Penn Investment Services 2006 - December 2013
Skills
Investments, Financial Services, Securities, Finance, Insurance, Marketing, Portfolio Management, Financial Analysis, Risk Management, Financial Modeling, Mutual Funds
Education
NYU Stern School of Business 2012 — 2015
Master of Business Administration (MBA), Finance and Economics
Susquehanna University 1999 — 2003
BS, International Business
Jessica Burke's LPL Financial Experience June 2008 - January 2011
Job Human Resources Administrator III
Industry Human Resources
Experience
State of Vermont January 2015 - Present
Daimler Trucks North America June 2012 - July 2013
Grant Thornton LLP January 2011 - June 2012
LPL Financial June 2008 - January 2011
Coca-Cola Enterprises 2007 - 2008
Skills
Benefits Administration, Performance Management, Talent Acquisition, Recruiting, Talent Management, Human Resources, Employee Engagement
Education
State University of New York at New Paltz 2005 — 2007
Bachelor of Arts (BA), Industrial and Organizational Psychology
State of Vermont January 2015 - Present
Daimler Trucks North America June 2012 - July 2013
Grant Thornton LLP January 2011 - June 2012
LPL Financial June 2008 - January 2011
Coca-Cola Enterprises 2007 - 2008
Skills
Benefits Administration, Performance Management, Talent Acquisition, Recruiting, Talent Management, Human Resources, Employee Engagement
Education
State University of New York at New Paltz 2005 — 2007
Bachelor of Arts (BA), Industrial and Organizational Psychology
Josh Stratton, AIF®, AAMS®'s LPL Financial Experience October 2011 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial October 2011 - Present
Edward Jones March 2007 - September 2011
MAC Fitness 2003 - 2007
Marist College September 2003 - September 2006
Skills
Retirement Planning, Insurance, Investments, Securities, Portfolio Management, Wealth Management, Annuities, Strategic Financial..., Asset Allocation, Mutual Funds, Asset Managment, Series 7, Retirement, Investment Advisory, 401k, Financial Advisory, Financial Analysis, Investment Strategies, Life Insurance, Long-term Care, Equities, Alternative Investments, Pensions, IRAs, Fixed Income, Financial Goals, Personal Finance, Term Life Insurance, Long Term Care Insurance, Strategic Planning, Disability Insurance, Bonds, Wealth, Small Business, Asset Management, Financial Planning, Fixed Annuities
Education
College for Financial Planning 2013 — 2013
Accredited Asset Management Specialist, asset allocation, estate planning, insurance, taxation, ethical & regulatory issues
Syracuse University 1997 — 2001
Bachelor's degree, Health and Exercise Science
Roosevelt High School, Hyde Park, NY 1993 — 1997
High School Diploma
LPL Financial October 2011 - Present
Edward Jones March 2007 - September 2011
MAC Fitness 2003 - 2007
Marist College September 2003 - September 2006
Skills
Retirement Planning, Insurance, Investments, Securities, Portfolio Management, Wealth Management, Annuities, Strategic Financial..., Asset Allocation, Mutual Funds, Asset Managment, Series 7, Retirement, Investment Advisory, 401k, Financial Advisory, Financial Analysis, Investment Strategies, Life Insurance, Long-term Care, Equities, Alternative Investments, Pensions, IRAs, Fixed Income, Financial Goals, Personal Finance, Term Life Insurance, Long Term Care Insurance, Strategic Planning, Disability Insurance, Bonds, Wealth, Small Business, Asset Management, Financial Planning, Fixed Annuities
Education
College for Financial Planning 2013 — 2013
Accredited Asset Management Specialist, asset allocation, estate planning, insurance, taxation, ethical & regulatory issues
Syracuse University 1997 — 2001
Bachelor's degree, Health and Exercise Science
Roosevelt High School, Hyde Park, NY 1993 — 1997
High School Diploma
Kim Joralemon, CTFL's LPL Financial Experience September 2011 - April 2012
Job Business Analyst at American Specialty Health
Industry Computer Software
Experience
American Specialty Health May 2013 - Present
The Hartford October 2012 - May 2013
LPL Financial September 2011 - April 2012
HSBC September 2008 - March 2011
HSBC May 1998 - September 2008
Sweet Factory April 1997 - May 1998
Family Bargain Center/Factory 2 U October 1995 - May 1997
Modern Woman/Woman's World July 1992 - July 1995
Skills
Business Analysis, Quality Center, Quality Assurance, Test Planning, Software Documentation, Business Process, User Acceptance Testing, Visio, Testing, Team Leadership, Project Management, CRM, Leadership, SDLC, Training, Process Improvement, Software Project..., Requirements Analysis
Education
The George Washington University
IT Project Management
American Specialty Health May 2013 - Present
The Hartford October 2012 - May 2013
LPL Financial September 2011 - April 2012
HSBC September 2008 - March 2011
HSBC May 1998 - September 2008
Sweet Factory April 1997 - May 1998
Family Bargain Center/Factory 2 U October 1995 - May 1997
Modern Woman/Woman's World July 1992 - July 1995
Skills
Business Analysis, Quality Center, Quality Assurance, Test Planning, Software Documentation, Business Process, User Acceptance Testing, Visio, Testing, Team Leadership, Project Management, CRM, Leadership, SDLC, Training, Process Improvement, Software Project..., Requirements Analysis
Education
The George Washington University
IT Project Management
Andrew Duggan's LPL Financial Experience February 2014 - Present
Job Senior Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial February 2014 - Present
TriTech Software Systems October 2013 - February 2014
BroadRock Renewables, LLC December 2011 - October 2013
Reader's Digest January 2011 - December 2011
Reader's Digest August 2009 - March 2011
Reader's Digest August 2007 - August 2009
Skills
Corporate Finance, Accounting, General Ledger, Financial Analysis, Financial Planning, Excel, Essbase, PowerPoint, Cash Management, Strategic Financial..., Microsoft Excel, Analysis, Auditing, Due Diligence, Leadership, Process Improvement, Managerial Finance, Finance, Variance Analysis, Internal Audit, Budgets, Management, Financial Forecasting, Financial Reporting, Forecasting, Financial Modeling, Hyperion Enterprise, Cash Flow, Sarbanes-Oxley Act, Cash Flow Forecasting, GAAP, Executive Management, Internal Controls, Sarbanes-Oxley, SEC filings, Financial Accounting
Education
Syracuse University - Martin J. Whitman School of Management 2003 — 2007
Bachelor's of Science, Finance
Syracuse University 2002 — 2007
Bachelor of Applied Science (B.A.Sc.), Finance
The University of Connecticut School of Business 2012 — 2012
Accounting and Business/Management, 4.0
LPL Financial February 2014 - Present
TriTech Software Systems October 2013 - February 2014
BroadRock Renewables, LLC December 2011 - October 2013
Reader's Digest January 2011 - December 2011
Reader's Digest August 2009 - March 2011
Reader's Digest August 2007 - August 2009
Skills
Corporate Finance, Accounting, General Ledger, Financial Analysis, Financial Planning, Excel, Essbase, PowerPoint, Cash Management, Strategic Financial..., Microsoft Excel, Analysis, Auditing, Due Diligence, Leadership, Process Improvement, Managerial Finance, Finance, Variance Analysis, Internal Audit, Budgets, Management, Financial Forecasting, Financial Reporting, Forecasting, Financial Modeling, Hyperion Enterprise, Cash Flow, Sarbanes-Oxley Act, Cash Flow Forecasting, GAAP, Executive Management, Internal Controls, Sarbanes-Oxley, SEC filings, Financial Accounting
Education
Syracuse University - Martin J. Whitman School of Management 2003 — 2007
Bachelor's of Science, Finance
Syracuse University 2002 — 2007
Bachelor of Applied Science (B.A.Sc.), Finance
The University of Connecticut School of Business 2012 — 2012
Accounting and Business/Management, 4.0
Andrew T Dodds's LPL Financial Experience 2003 - Present
Job Owner, Dodds Wealth Management Group
Industry Financial Services
Experience
LPL Financial 2003 - Present
Dodds Wealth Management Group, LLC April 1991 - Present
Skills
Wealth Management, FINRA, Securities
Education
Stanford University 1979 — 1983
Bachelor of Arts (BA), Economics
LPL Financial 2003 - Present
Dodds Wealth Management Group, LLC April 1991 - Present
Skills
Wealth Management, FINRA, Securities
Education
Stanford University 1979 — 1983
Bachelor of Arts (BA), Economics
Denava Horn's LPL Financial Experience March 2014 - Present
Job Compliance Examiner at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2014 - Present
National Financial Partners January 2013 - March 2014
NFP July 2011 - January 2013
NFP October 2007 - July 2011
Education
Texas State University-San Marcos 2005 — 2007
MBA, Business Administration
Texas State University-San Marcos
Bachelor of Business Administration (B.B.A.), Finance
LPL Financial March 2014 - Present
National Financial Partners January 2013 - March 2014
NFP July 2011 - January 2013
NFP October 2007 - July 2011
Education
Texas State University-San Marcos 2005 — 2007
MBA, Business Administration
Texas State University-San Marcos
Bachelor of Business Administration (B.B.A.), Finance
Nancy Ghabai's LPL Financial Experience March 2005 - Present
Job SVP, Associate Counsel LPL Financial
Industry Financial Services
Experience
LPL Financial March 2005 - Present
Berman DeValerio Pease Tabacco Burt & Pucillo November 2000 - February 2005
Stradley Ronon August 1999 - September 2000
Skills
Securities Regulation, Securities Litigation, Securities, Arbitration, FINRA, AML, Broker-Dealer, Civil Litigation, Commercial Litigation, ERISA, Estate Planning, Financial Services, Investment Advisory, Investments, Legal Research, Litigation, Mediation, Mutual Funds, SEC, Series 24, Series 7
Education
Suffolk University Law School 1996 — 1999
JD, cum laude
University of Vermont 1991 — 1995
BA, Political Science and American Literature
LPL Financial March 2005 - Present
Berman DeValerio Pease Tabacco Burt & Pucillo November 2000 - February 2005
Stradley Ronon August 1999 - September 2000
Skills
Securities Regulation, Securities Litigation, Securities, Arbitration, FINRA, AML, Broker-Dealer, Civil Litigation, Commercial Litigation, ERISA, Estate Planning, Financial Services, Investment Advisory, Investments, Legal Research, Litigation, Mediation, Mutual Funds, SEC, Series 24, Series 7
Education
Suffolk University Law School 1996 — 1999
JD, cum laude
University of Vermont 1991 — 1995
BA, Political Science and American Literature
Dustin Graham's LPL Financial Experience 2008 - Present
Job Financial Advisor at LPL Financial
Industry Investment Management
Experience
LPL Financial 2008 - Present
JPMorgan Chase August 2007 - June 2008
Education
Texas A&M University-Corpus Christi 2002 — 2006
Bachelor's of Science, Finance
LPL Financial 2008 - Present
JPMorgan Chase August 2007 - June 2008
Education
Texas A&M University-Corpus Christi 2002 — 2006
Bachelor's of Science, Finance
Erik Tyler's LPL Financial Experience February 2015 - Present
Job Senior Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial February 2015 - Present
Putnam Investments February 2007 - January 2015
Putnam Investments October 2004 - January 2007
Putnam Investments August 2001 - October 2004
Putnam Investments July 2000 - July 2001
Putnam Investments June 1999 - July 2000
Skills
Fixed Income, Mutual Funds, Equities, Bloomberg, Investment Management, Finance, Financial Analysis, Fund Accounting, Microsoft Excel, Alternative Investments, Lipper, FactSet, Morningstar Direct, eVestment Alliance, Performance Measurement, Performance Attribution, Performance Reporting, Team Management, Competitive Analysis, Data Analysis, Microsoft Office, PowerPoint, Orcale PL/SQL, Investments, Management, Financial Services, Asset Management, Portfolio Management
Education
Suffolk University - Sawyer School of Management 2009 — 2012
MBA, Finance
University of Massachusetts, Amherst 1995 — 1999
BA, Economics
LPL Financial February 2015 - Present
Putnam Investments February 2007 - January 2015
Putnam Investments October 2004 - January 2007
Putnam Investments August 2001 - October 2004
Putnam Investments July 2000 - July 2001
Putnam Investments June 1999 - July 2000
Skills
Fixed Income, Mutual Funds, Equities, Bloomberg, Investment Management, Finance, Financial Analysis, Fund Accounting, Microsoft Excel, Alternative Investments, Lipper, FactSet, Morningstar Direct, eVestment Alliance, Performance Measurement, Performance Attribution, Performance Reporting, Team Management, Competitive Analysis, Data Analysis, Microsoft Office, PowerPoint, Orcale PL/SQL, Investments, Management, Financial Services, Asset Management, Portfolio Management
Education
Suffolk University - Sawyer School of Management 2009 — 2012
MBA, Finance
University of Massachusetts, Amherst 1995 — 1999
BA, Economics
Mark Heck's LPL Financial Experience March 2011 - Present
Job Investment Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2011 - Present
VALIC November 2002 - March 2011
Morgan Stanley February 2001 - September 2001
Skills
Retirement Planning, Retirement, 401k, FINRA, Financial Planners, Financial Services, Insurance, Investments, Securities, Series 6, Series 65, Series 7, Finance, Mutual Funds, Series 63, Financial Planning
Education
Texas A&M University 1995 — 2000
BS, Economics
LPL Financial March 2011 - Present
VALIC November 2002 - March 2011
Morgan Stanley February 2001 - September 2001
Skills
Retirement Planning, Retirement, 401k, FINRA, Financial Planners, Financial Services, Insurance, Investments, Securities, Series 6, Series 65, Series 7, Finance, Mutual Funds, Series 63, Financial Planning
Education
Texas A&M University 1995 — 2000
BS, Economics
Lucille Pignataro's LPL Financial Experience 2005 - Present
Job Branch Manager at BankUnited
Industry Banking
Experience
BankUnited June 2005 - Present
LPL Financial 2005 - Present
JP Morgan Chase October 1996 - March 2005
The Apothecary January 1982 - August 1996
Skills
Loans, Sales, Banking, Small Business Lending, Real Estate, Commercial Lending, Credit, Mortgage Banking, Consumer Lending, Mortgage Lending, Commercial Banking, Loan Origination, Credit Analysis, Lines Of Credit, Retail Banking, Branch Management, Deposits
Education
Suffolk County Community College
Retail Business Management
BankUnited June 2005 - Present
LPL Financial 2005 - Present
JP Morgan Chase October 1996 - March 2005
The Apothecary January 1982 - August 1996
Skills
Loans, Sales, Banking, Small Business Lending, Real Estate, Commercial Lending, Credit, Mortgage Banking, Consumer Lending, Mortgage Lending, Commercial Banking, Loan Origination, Credit Analysis, Lines Of Credit, Retail Banking, Branch Management, Deposits
Education
Suffolk County Community College
Retail Business Management
Alison Bernazzani's LPL Financial Experience April 2009 - Present
Job Administrative Assistant at Wellington Management
Industry Financial Services
Experience
LPL Financial April 2009 - Present
Education
Suffolk University 2001 — 2005
BS, Communication
LPL Financial April 2009 - Present
Education
Suffolk University 2001 — 2005
BS, Communication
Donald Hamilton's LPL Financial Experience February 2013 - Present
Job Release Engineer LPL Financial
Industry Information Technology and Services
Experience
LPL Financial February 2013 - Present
Sony Electronics November 2009 - March 2012
Sony Electronics July 2009 - November 2009
PricewaterhouseCoopers April 1999 - September 2007
AT&T 1997 - 1999
Walt Disney Information Systems 1985 - 1997
Skills
Change Management, SDLC, Business Analysis, Production Support, Control M, Tivoli Workload..., Mobius Doc Direct, HP PPM, ITIL Certified, Project Coordination, CA7 CA11, Project Portfolio..., Business Process, Troubleshooting, Integration, Software Documentation, Quality Assurance, ITIL, TWS
Education
Stark State College of Technology
The Ohio State University
Computer Science
LPL Financial February 2013 - Present
Sony Electronics November 2009 - March 2012
Sony Electronics July 2009 - November 2009
PricewaterhouseCoopers April 1999 - September 2007
AT&T 1997 - 1999
Walt Disney Information Systems 1985 - 1997
Skills
Change Management, SDLC, Business Analysis, Production Support, Control M, Tivoli Workload..., Mobius Doc Direct, HP PPM, ITIL Certified, Project Coordination, CA7 CA11, Project Portfolio..., Business Process, Troubleshooting, Integration, Software Documentation, Quality Assurance, ITIL, TWS
Education
Stark State College of Technology
The Ohio State University
Computer Science
Olga Freger's LPL Financial Experience May 2009 - October 2013
Job Litigation Paralegal at Massport
Industry Law Practice
Experience
Massport October 2013 - Present
LPL Financial May 2009 - October 2013
Nutter McClennen & Fish LLP June 2003 - March 2009
Law Offices of Stephanie Meilman, P.C. May 2002 - June 2003
McDermott Will & Emery September 2000 - February 2002
Conn Kavanaugh Rosenthal Peisch & Ford, LLP June 1999 - September 2000
Law Offices of Stephanie Meilman, P.C. September 1997 - June 1999
Skills
Trials, Legal Research, Civil Litigation, Document Review, Litigation Support
Education
Suffolk University 1996 — 1999
Bachelor of Science, Paralegal Studies
Massport October 2013 - Present
LPL Financial May 2009 - October 2013
Nutter McClennen & Fish LLP June 2003 - March 2009
Law Offices of Stephanie Meilman, P.C. May 2002 - June 2003
McDermott Will & Emery September 2000 - February 2002
Conn Kavanaugh Rosenthal Peisch & Ford, LLP June 1999 - September 2000
Law Offices of Stephanie Meilman, P.C. September 1997 - June 1999
Skills
Trials, Legal Research, Civil Litigation, Document Review, Litigation Support
Education
Suffolk University 1996 — 1999
Bachelor of Science, Paralegal Studies
David Symecko's LPL Financial Experience July 2013 - Present
Job Senior Vice President Business Development at LPL Financial
Industry Financial Services
Experience
LPL Financial July 2013 - Present
LPL Financial February 2002 - Present
Federated Investors August 1998 - February 2002
Van Kampen Funds August 1995 - August 1998
Education
Texas A&M University 1990 — 1994
BA, Economics
LPL Financial July 2013 - Present
LPL Financial February 2002 - Present
Federated Investors August 1998 - February 2002
Van Kampen Funds August 1995 - August 1998
Education
Texas A&M University 1990 — 1994
BA, Economics
Katherine Burgess's LPL Financial Experience February 2013 - Present
Job Vice President Business Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial February 2013 - Present
Huntington Investment Company September 2011 - February 2013
Huntington Investment Company February 2007 - September 2011
Huntington National Bank May 2004 - February 2007
Huntington National Bank February 2000 - April 2004
Skills
Series 7, Mutual Funds, Banking, Leadership, Wealth Management, Insurance
Education
Tennessee Technological University 1990 — 1994
Psychology, Psychology, Biology
LPL Financial February 2013 - Present
Huntington Investment Company September 2011 - February 2013
Huntington Investment Company February 2007 - September 2011
Huntington National Bank May 2004 - February 2007
Huntington National Bank February 2000 - April 2004
Skills
Series 7, Mutual Funds, Banking, Leadership, Wealth Management, Insurance
Education
Tennessee Technological University 1990 — 1994
Psychology, Psychology, Biology
Patrick Umphrey, CLU, ChFC, FLMI's LPL Financial Experience 2006 - 2009
Job Sr. Sales/Training Manager
Industry Insurance
Experience
AIG Direct Insurance Services, Inc. October 2009 - Present
AIG Direct Insurance Services, Inc. May 2009 - October 2009
LPL Financial 2006 - 2009
American General Life Companies 2004 - 2009
MetLife 2001 - 2005
Financial Profiles 1998 - 2000
The Guardian Life Insurance Company of America 1996 - 1998
Financial Profiles 1991 - 1995
Skills
Customer Service, Management, Training, Team Building, Life Insurance, Leadership, Sales, Insurance, Recruiting, Process Improvement, Business Development, Team Leadership, Project Management, Business Analysis, Risk Management, Program Management, Call Centers, Financial Services, Team Management, Finance, Selling, Vendor Management, Marketing, Relationship Management, CRM, Project Planning, Investments, Account Management, Customer Retention, Estate Planning, Strategy, Fixed Annuities, Executive Management, Term Life Insurance, Underwriting, Business Process, Series 6, Retirement Planning, Retirement, Financial Advisory, Mutual Funds, Series 63, Securities, Brokers, Wealth Management
Education
The American College 2013 — 2014
Chartered Financial Consultant, Financial Planning and Services
The American College 2011 — 2013
Chartered Life Underwriter, Insurance
Life Office Management Association 2010 — 2012
Fellow, Life Management Institute, Insurance
University of Michigan 1986 — 1991
BSE, Computer Engineering
AIG Direct Insurance Services, Inc. October 2009 - Present
AIG Direct Insurance Services, Inc. May 2009 - October 2009
LPL Financial 2006 - 2009
American General Life Companies 2004 - 2009
MetLife 2001 - 2005
Financial Profiles 1998 - 2000
The Guardian Life Insurance Company of America 1996 - 1998
Financial Profiles 1991 - 1995
Skills
Customer Service, Management, Training, Team Building, Life Insurance, Leadership, Sales, Insurance, Recruiting, Process Improvement, Business Development, Team Leadership, Project Management, Business Analysis, Risk Management, Program Management, Call Centers, Financial Services, Team Management, Finance, Selling, Vendor Management, Marketing, Relationship Management, CRM, Project Planning, Investments, Account Management, Customer Retention, Estate Planning, Strategy, Fixed Annuities, Executive Management, Term Life Insurance, Underwriting, Business Process, Series 6, Retirement Planning, Retirement, Financial Advisory, Mutual Funds, Series 63, Securities, Brokers, Wealth Management
Education
The American College 2013 — 2014
Chartered Financial Consultant, Financial Planning and Services
The American College 2011 — 2013
Chartered Life Underwriter, Insurance
Life Office Management Association 2010 — 2012
Fellow, Life Management Institute, Insurance
University of Michigan 1986 — 1991
BSE, Computer Engineering
Anthony Sebastian's LPL Financial Experience May 2004 - October 2006
Job Senior Software Engineer at SNH Inc.
Industry Information Technology and Services
Experience
SNH Inc. November 2014 - Present
Wipit November 2012 - September 2014
MedImpact Healthcare Systems, Inc. June 2007 - May 2012
Hanson Quality (via AnalyzeSoft) November 2006 - March 2007
LPL Financial May 2004 - October 2006
ValueIT/First American Interactive (via NASoft USA) September 2002 - April 2004
Merck & Co (via NASoft USA) December 2001 - August 2002
RadixOne Inc. January 2001 - April 2002
PeopleSupport February 2000 - January 2001
Gateway February 1999 - December 1999
Skills
C#, .NET, SQL Server, Software Engineering, XML, AJAX, Java, Web Applications, SDLC, Visual Basic, SQL, JavaScript, Software Development, ASP.NET, C++, HTML, PL/SQL, T-SQL, Web Services, J2EE, VB.NET, Tomcat, Application Development, SSIS, Scripting, Crystal Reports, Programming, Architecture, UML, Windows, HTML 5, CSS3, DotNetNuke, Salesforce.com..., JSF, JSP, OOP, HealthVault, Android Development, jQuery, Java Enterprise Edition, Microsoft SQL Server, Oracle, Shell Scripting, IIS, SOAP, Web Development, Linux, Integration, Design Patterns
Education
St. Xavier's College
Master of Science (M.S.), Computer Science
St. Xavier's College
Bachelor of Science (B.S.), Computer Science
SNH Inc. November 2014 - Present
Wipit November 2012 - September 2014
MedImpact Healthcare Systems, Inc. June 2007 - May 2012
Hanson Quality (via AnalyzeSoft) November 2006 - March 2007
LPL Financial May 2004 - October 2006
ValueIT/First American Interactive (via NASoft USA) September 2002 - April 2004
Merck & Co (via NASoft USA) December 2001 - August 2002
RadixOne Inc. January 2001 - April 2002
PeopleSupport February 2000 - January 2001
Gateway February 1999 - December 1999
Skills
C#, .NET, SQL Server, Software Engineering, XML, AJAX, Java, Web Applications, SDLC, Visual Basic, SQL, JavaScript, Software Development, ASP.NET, C++, HTML, PL/SQL, T-SQL, Web Services, J2EE, VB.NET, Tomcat, Application Development, SSIS, Scripting, Crystal Reports, Programming, Architecture, UML, Windows, HTML 5, CSS3, DotNetNuke, Salesforce.com..., JSF, JSP, OOP, HealthVault, Android Development, jQuery, Java Enterprise Edition, Microsoft SQL Server, Oracle, Shell Scripting, IIS, SOAP, Web Development, Linux, Integration, Design Patterns
Education
St. Xavier's College
Master of Science (M.S.), Computer Science
St. Xavier's College
Bachelor of Science (B.S.), Computer Science
Amber Elwell, MBA, CPA's LPL Financial Experience June 2007 - May 2010
Job Senior Vice President, Finance at Guild Mortgage
Industry Financial Services
Experience
Guild Mortgage February 2015 - Present
Guild Mortgage Company May 2010 - February 2015
LPL Financial June 2007 - May 2010
Guild Mortgage Company October 2005 - June 2007
Guild Mortgage Company June 2004 - October 2005
Skills
Analysis, Financial Analysis, Financial Reporting, Financial Modeling, Finance, Mortgage Banking, Mortgage Lending, Strategic Financial...
Education
University of California, Irvine - The Paul Merage School of Business 2009 — 2011
MBA, General
Texas Christian University 2000 — 2004
B.B.A, Finance
Sandia Prep
Guild Mortgage February 2015 - Present
Guild Mortgage Company May 2010 - February 2015
LPL Financial June 2007 - May 2010
Guild Mortgage Company October 2005 - June 2007
Guild Mortgage Company June 2004 - October 2005
Skills
Analysis, Financial Analysis, Financial Reporting, Financial Modeling, Finance, Mortgage Banking, Mortgage Lending, Strategic Financial...
Education
University of California, Irvine - The Paul Merage School of Business 2009 — 2011
MBA, General
Texas Christian University 2000 — 2004
B.B.A, Finance
Sandia Prep
Don Bateman's LPL Financial Experience March 2013 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2013 - Present
Dawson James Securities, Re/Max Advantage plus. Bateman Motors Brokerage Select Motors June 2010 - January 2012
Morgan Stanley Smith Barney January 2000 - June 2010
Bill Rapp Superstore March 1986 - March 2000
Skills
Financial Planning, Automotive, Real Estate, Financial Management, Hockey, Strategic Financial..., Investments, Managerial Finance, Asset Management, Social Media Marketing, Marketing, Marketing Strategy, Public Speaking, Finance, Customer Service, Strategic Planning, Team Building, Management, Sales Management, Negotiation, Social Networking, Social Media, Leadership
Education
Whitesboro Central Marcy NY 1977 — 1979
Finance
Syracuse University
LPL Financial March 2013 - Present
Dawson James Securities, Re/Max Advantage plus. Bateman Motors Brokerage Select Motors June 2010 - January 2012
Morgan Stanley Smith Barney January 2000 - June 2010
Bill Rapp Superstore March 1986 - March 2000
Skills
Financial Planning, Automotive, Real Estate, Financial Management, Hockey, Strategic Financial..., Investments, Managerial Finance, Asset Management, Social Media Marketing, Marketing, Marketing Strategy, Public Speaking, Finance, Customer Service, Strategic Planning, Team Building, Management, Sales Management, Negotiation, Social Networking, Social Media, Leadership
Education
Whitesboro Central Marcy NY 1977 — 1979
Finance
Syracuse University
Robbie McKeon's LPL Financial Experience March 2015 - Present
Job Employee, HR & Financial Communications
Industry Public Relations and Communications
Experience
Bloomberg LP March 2011 - Present
BusinessGhost, Inc. December 2014 - Present
LPL Financial March 2015 - Present
NYU Langone Medical Center May 2015 - Present
Reed Elsevier 2012 - 2012
MSLGROUP Americas 2011 - 2011
BlackRock January 2007 - September 2010
Towers Perrin 2006 - 2006
Pfizer June 2002 - November 2005
Marsh & McLennan Companies, Inc. June 1996 - May 2002
Skills
Internal Communications, Corporate Communications, Human Resources, Writing, Employee Engagement, Strategic Communications, Talent Management, Performance Management, Cross-functional Team..., Change Management, Program Management, Social Media, Strategic Planning, Editing, HR Communications, Benefits Communications, Communications Strategy, Employer Branding, Project Management, Web Development, Stellent, SharePoint, Executive Communications, Recruiting..., Personalized..., Communication Skills..., Training, Retirement Planning, Financial Planning, Management, Strategy, Leadership
Education
New York University - Leonard N. Stern School of Business
MBA
Fordham University - Graduate School of Arts & Sciences
Master of Arts
St. Norbert College
Bachelor of Arts
Bloomberg LP March 2011 - Present
BusinessGhost, Inc. December 2014 - Present
LPL Financial March 2015 - Present
NYU Langone Medical Center May 2015 - Present
Reed Elsevier 2012 - 2012
MSLGROUP Americas 2011 - 2011
BlackRock January 2007 - September 2010
Towers Perrin 2006 - 2006
Pfizer June 2002 - November 2005
Marsh & McLennan Companies, Inc. June 1996 - May 2002
Skills
Internal Communications, Corporate Communications, Human Resources, Writing, Employee Engagement, Strategic Communications, Talent Management, Performance Management, Cross-functional Team..., Change Management, Program Management, Social Media, Strategic Planning, Editing, HR Communications, Benefits Communications, Communications Strategy, Employer Branding, Project Management, Web Development, Stellent, SharePoint, Executive Communications, Recruiting..., Personalized..., Communication Skills..., Training, Retirement Planning, Financial Planning, Management, Strategy, Leadership
Education
New York University - Leonard N. Stern School of Business
MBA
Fordham University - Graduate School of Arts & Sciences
Master of Arts
St. Norbert College
Bachelor of Arts
Rhonda Barclay's LPL Financial Experience April 2009 - Present
Job at Barclay Financial Services
Industry Financial Services
Experience
LPL Financial April 2009 - Present
Barclay Financial Services April 2009 - Present
Merrill Lynch 2003 - 2009
Banc One Securities 1990 - 2003
Cullen Bank 1989 - 1991
Education
Texas A&M University 1982 — 1986
BS, Economics, General Business
LPL Financial April 2009 - Present
Barclay Financial Services April 2009 - Present
Merrill Lynch 2003 - 2009
Banc One Securities 1990 - 2003
Cullen Bank 1989 - 1991
Education
Texas A&M University 1982 — 1986
BS, Economics, General Business
Adelaide El Zein, CFP®, MBA's LPL Financial Experience February 2015 - Present
Job Financial Planner, Wealth Advisor
Industry Financial Services
Experience
Bank of America Merrill Lynch June 2015 - Present
LPL Financial February 2015 - Present
COUNTRY Financial® April 2014 - January 2015
MW Boone & Associates January 2013 - January 2014
Bright Mountain Financial Services, LLC September 2010 - December 2012
Laird Norton Tyee 2008 - 2009
Ameriprise Financial October 2004 - April 2008
Skills
Financial Planning, Investments, Life Insurance, Annuities, Commercial Insurance, Disability Insurance, Long-term Care
Education
University of Washington
BA, Humanities
The American College
Certified Financial Planner
University of Phoenix
MBA
School name:
BA, University of Washington
Bank of America Merrill Lynch June 2015 - Present
LPL Financial February 2015 - Present
COUNTRY Financial® April 2014 - January 2015
MW Boone & Associates January 2013 - January 2014
Bright Mountain Financial Services, LLC September 2010 - December 2012
Laird Norton Tyee 2008 - 2009
Ameriprise Financial October 2004 - April 2008
Skills
Financial Planning, Investments, Life Insurance, Annuities, Commercial Insurance, Disability Insurance, Long-term Care
Education
University of Washington
BA, Humanities
The American College
Certified Financial Planner
University of Phoenix
MBA
School name:
BA, University of Washington
Reid Kohn's LPL Financial Experience June 2014 - February 2015
Job Information Security Analyst Oracle Identity Access Management Reconciliation SME
Industry Information Technology and Services
Experience
Wells Fargo October 2015 - Present
Camso March 2015 - September 2015
LPL Financial June 2014 - February 2015
Ei SolutionWorks January 2014 - April 2014
Monarch December 2011 - September 2013
Wells Fargo May 2010 - November 2011
Calyptix Security Corporation November 2009 - June 2010
Skills
Windows Server, Server Administration, Active Directory, Group Policy, VMware ESX, VMware vSphere, VMware Server, Microsoft Exchange, Email Migration, System Deployment, Technical Support, Microsoft Office, Working to meet /..., Disaster Recovery, Well versed in Windows..., Able to provide..., Experience in LAN/WAN..., Software Installation, Servers
Education
Stanly Community College 2000 — 2003
Information Technology
University of North Carolina at Charlotte 1992 — 1996
B.A., History and Psychology
Wells Fargo October 2015 - Present
Camso March 2015 - September 2015
LPL Financial June 2014 - February 2015
Ei SolutionWorks January 2014 - April 2014
Monarch December 2011 - September 2013
Wells Fargo May 2010 - November 2011
Calyptix Security Corporation November 2009 - June 2010
Skills
Windows Server, Server Administration, Active Directory, Group Policy, VMware ESX, VMware vSphere, VMware Server, Microsoft Exchange, Email Migration, System Deployment, Technical Support, Microsoft Office, Working to meet /..., Disaster Recovery, Well versed in Windows..., Able to provide..., Experience in LAN/WAN..., Software Installation, Servers
Education
Stanly Community College 2000 — 2003
Information Technology
University of North Carolina at Charlotte 1992 — 1996
B.A., History and Psychology
William J. Donohue's LPL Financial Experience January 1996 - April 2000
Job Director Credit Suisse Private Banking
Industry Banking
Experience
Credit Suisse January 2001 - Present
Donaldson, Lufkin & Jenrette April 2000 - January 2001
LPL Financial January 1996 - April 2000
Skills
Capital Markets, Portfolio Management, Private Banking, Financial Markets, Asset Management, Investments, municipal fixed income
Education
SUNY Oneonta 1977 — 1981
minors: Political Science, American History
State University of New York College at Oneonta 1977 — 1981
Bachelor of Business Administration (B.B.A.), Business/Managerial Economics
Credit Suisse January 2001 - Present
Donaldson, Lufkin & Jenrette April 2000 - January 2001
LPL Financial January 1996 - April 2000
Skills
Capital Markets, Portfolio Management, Private Banking, Financial Markets, Asset Management, Investments, municipal fixed income
Education
SUNY Oneonta 1977 — 1981
minors: Political Science, American History
State University of New York College at Oneonta 1977 — 1981
Bachelor of Business Administration (B.B.A.), Business/Managerial Economics
Scott A. Duggleby's LPL Financial Experience August 2005 - August 2009
Job VP Regional Sales Manager M&T Securities, Inc.
Industry Financial Services
Experience
Central Square School Board 2004 - Present
LPL Financial August 2005 - August 2009
Essex Corporation August 2002 - August 2005
American Express Financial Advisors May 2000 - May 2002
Education
State University of New York College at Oswego
BS, Secondary Education in Social Sciences
Central Square School Board 2004 - Present
LPL Financial August 2005 - August 2009
Essex Corporation August 2002 - August 2005
American Express Financial Advisors May 2000 - May 2002
Education
State University of New York College at Oswego
BS, Secondary Education in Social Sciences
Keith McManimen's LPL Financial Experience January 2007 - August 2010
Job Technology Manager at PNC
Industry Medical Devices
Experience
PNC May 2015 - Present
Connect America Medical Alert Company December 2014 - May 2015
Towers Watson October 2011 - December 2014
Norima Consulting Inc June 2010 - October 2011
LPL Financial January 2007 - August 2010
EQAL, Inc April 2008 - March 2010
Hedgeworks January 2006 - January 2007
Context Capital Management, LLC May 2005 - January 2007
JPMorganChase August 2002 - May 2005
JPMorganChase May 2004 - March 2005
Skills
Requirements Gathering, Business Analysis, Requirements Analysis, SDLC, Microsoft SQL Server, Agile Methodologies, SQL, SharePoint, Software Project..., Visio, Business Requirements, Functional..., Vendor Management, Oracle, User Acceptance Testing, .NET, Business Intelligence, Data Warehousing, Project Management, C#, Equities, Databases, SOA, Web Services, ASP.NET, Software Development
Education
Swarthmore College 1998 — 2002
Bachelor of Arts, Computer Science; Concentration in Environmental Studies
Villanova University 2007 — 2007
Master Certificate, Business Analysis
PNC May 2015 - Present
Connect America Medical Alert Company December 2014 - May 2015
Towers Watson October 2011 - December 2014
Norima Consulting Inc June 2010 - October 2011
LPL Financial January 2007 - August 2010
EQAL, Inc April 2008 - March 2010
Hedgeworks January 2006 - January 2007
Context Capital Management, LLC May 2005 - January 2007
JPMorganChase August 2002 - May 2005
JPMorganChase May 2004 - March 2005
Skills
Requirements Gathering, Business Analysis, Requirements Analysis, SDLC, Microsoft SQL Server, Agile Methodologies, SQL, SharePoint, Software Project..., Visio, Business Requirements, Functional..., Vendor Management, Oracle, User Acceptance Testing, .NET, Business Intelligence, Data Warehousing, Project Management, C#, Equities, Databases, SOA, Web Services, ASP.NET, Software Development
Education
Swarthmore College 1998 — 2002
Bachelor of Arts, Computer Science; Concentration in Environmental Studies
Villanova University 2007 — 2007
Master Certificate, Business Analysis
ROBERT M. WADE's LPL Financial Experience March 1997 - Present
Job Owner Financial Advisor
Industry Financial Services
Experience
Dave Ramsey ELP (Endorsed Local Provider) February 2005 - Present
LPL Financial March 1997 - Present
R. M. Wade & Company, Ltd January 1985 - Present
Skills
Retirement Planning, IRA's, Retirement, Estate Planning, Annuities, IRAs, Strategic Financial..., FINRA, Investments, Asset Management, Financial Planning, Insurance, Life Insurance, Securities
Education
The Defiance College 1979 — 1983
Bachelor of Arts and Sciences
Dave Ramsey ELP (Endorsed Local Provider) February 2005 - Present
LPL Financial March 1997 - Present
R. M. Wade & Company, Ltd January 1985 - Present
Skills
Retirement Planning, IRA's, Retirement, Estate Planning, Annuities, IRAs, Strategic Financial..., FINRA, Investments, Asset Management, Financial Planning, Insurance, Life Insurance, Securities
Education
The Defiance College 1979 — 1983
Bachelor of Arts and Sciences
Dikshant Jain's LPL Financial Experience January 2014 - November 2014
Job Technical Lead at HCL AMERICA
Industry Information Technology and Services
Experience
Tech Mahindra June 2015 - Present
HCL Technologies October 2014 - June 2015
LPL Financial January 2014 - November 2014
Royal Bank of Canada Capital Markets January 2010 - July 2013
iGATE Global Solutions 2007 - 2012
Union Bank May 2009 - December 2009
US Bank September 2007 - June 2009
Skills
ETL, Data Warehousing, Informatica, Oracle, DB2, SQL, Unix Shell Scripting, Sybase, Business Intelligence, Microsoft SQL Server, PL/SQL, Unix, SDLC, Teradata, Requirements Analysis, Informatica MDM, Erwin, Teradata Data Warehouse, Autosys, Tidal Enterprise..., Informatica Power..., Informatica Data..., Dimensional Modeling
Education
GM Institute of Technology Davangere, Karnataka 2003 — 2007
Bachelor of Engineering, Information Science and Technology
Visvesvaraya Technological University 2003 — 2007
BE, Information Science
St. Xavier's College
Tech Mahindra June 2015 - Present
HCL Technologies October 2014 - June 2015
LPL Financial January 2014 - November 2014
Royal Bank of Canada Capital Markets January 2010 - July 2013
iGATE Global Solutions 2007 - 2012
Union Bank May 2009 - December 2009
US Bank September 2007 - June 2009
Skills
ETL, Data Warehousing, Informatica, Oracle, DB2, SQL, Unix Shell Scripting, Sybase, Business Intelligence, Microsoft SQL Server, PL/SQL, Unix, SDLC, Teradata, Requirements Analysis, Informatica MDM, Erwin, Teradata Data Warehouse, Autosys, Tidal Enterprise..., Informatica Power..., Informatica Data..., Dimensional Modeling
Education
GM Institute of Technology Davangere, Karnataka 2003 — 2007
Bachelor of Engineering, Information Science and Technology
Visvesvaraya Technological University 2003 — 2007
BE, Information Science
St. Xavier's College
Mark Hendrickson's LPL Financial Experience April 2013 - Present
Job SCCM 2012 Administrator/System support at LPL Financial
Industry Information Technology and Services
Experience
LPL Financial April 2013 - Present
Harris Teeter October 2010 - Present
Lowe's Home Improvement October 2010 - December 2012
Banner Health October 2010 - December 2011
Banner Health October 2007 - October 2010
Lowe's Home Improvement October 2005 - October 2007
Skills
Active Directory, Troubleshooting, Servers, Software Installation, Technical Support, System Administration, Windows 7, SCCM, Networking, Information Technology
Education
Syracuse University 1988 — 1990
BS, Math/Science
LPL Financial April 2013 - Present
Harris Teeter October 2010 - Present
Lowe's Home Improvement October 2010 - December 2012
Banner Health October 2010 - December 2011
Banner Health October 2007 - October 2010
Lowe's Home Improvement October 2005 - October 2007
Skills
Active Directory, Troubleshooting, Servers, Software Installation, Technical Support, System Administration, Windows 7, SCCM, Networking, Information Technology
Education
Syracuse University 1988 — 1990
BS, Math/Science
Makia Tillman's LPL Financial Experience April 2007 - Present
Job Analyst at LPL
Industry Financial Services
Experience
LPL Financial April 2007 - Present
Vanguard October 2005 - April 2007
Virginia Commerce Bank September 2002 - March 2005
Skills
Series 6, Series 63, Mutual Funds, Retirement, Banking, Securities, Series 7, Retirement Planning, Investments, 401k, Loans, Fixed Annuities, Insurance, IRAs
Education
Strayer University (VA) 2002 — 2003
B.S.B.A., Finance
UNC Charlotte 1998 — 2002
Finance and Business Law
LPL Financial April 2007 - Present
Vanguard October 2005 - April 2007
Virginia Commerce Bank September 2002 - March 2005
Skills
Series 6, Series 63, Mutual Funds, Retirement, Banking, Securities, Series 7, Retirement Planning, Investments, 401k, Loans, Fixed Annuities, Insurance, IRAs
Education
Strayer University (VA) 2002 — 2003
B.S.B.A., Finance
UNC Charlotte 1998 — 2002
Finance and Business Law
Heather Torres's LPL Financial Experience August 2007 - July 2008
Job Operations Supervisor at Kohl's Distribution Center
Industry Retail
Experience
Kohl's Distribution Center July 2012 - Present
CVS Caremark Corporation July 2008 - July 2012
LPL Financial August 2007 - July 2008
Skills
Employee Relations, Access, Recruiting, Software Documentation, Microsoft Word, Shipping, Time Management, Operations Management, Process Scheduler, Office Management, PowerPoint, Outlook, Inventory Control, Microsoft Excel, Data Entry, Customer Service, Retail, Administrative..., Distribution Center..., Leadership, Logistics, Warehousing, Inventory Management, Purchasing, Spreadsheets, Process Improvement, PeopleSoft, Microsoft Office, Hiring, Warehouse Management, Payroll, Supply Chain, Forecasting, Onboarding, Team Building, Supply Chain Management, Budgets, Performance Management
Education
Texas A&M University-Commerce 2008 — 2010
Bachelor of Applied Arts & Science College, Business and Technology
Navarro College 2004 — 2007
Associate of Liberal Arts
Kohl's Distribution Center July 2012 - Present
CVS Caremark Corporation July 2008 - July 2012
LPL Financial August 2007 - July 2008
Skills
Employee Relations, Access, Recruiting, Software Documentation, Microsoft Word, Shipping, Time Management, Operations Management, Process Scheduler, Office Management, PowerPoint, Outlook, Inventory Control, Microsoft Excel, Data Entry, Customer Service, Retail, Administrative..., Distribution Center..., Leadership, Logistics, Warehousing, Inventory Management, Purchasing, Spreadsheets, Process Improvement, PeopleSoft, Microsoft Office, Hiring, Warehouse Management, Payroll, Supply Chain, Forecasting, Onboarding, Team Building, Supply Chain Management, Budgets, Performance Management
Education
Texas A&M University-Commerce 2008 — 2010
Bachelor of Applied Arts & Science College, Business and Technology
Navarro College 2004 — 2007
Associate of Liberal Arts
Alison Ngai's LPL Financial Experience August 2008 - December 2009
Job Banking and Investment Professional
Industry Financial Services
Experience
LPL Financial August 2008 - December 2009
Bank of Montreal, Private Banking Centre January 1997 - December 1998
Standard Chartered Bank April 1993 - January 1997
Haywood International Financial Planners Limited July 1991 - April 1993
Shell Oil Company July 1989 - June 1991
Education
The Chinese University of Hong Kong
Degree in Business Administration (Honours), Business Management and Economics
The Chinese University of Hong Kong
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
LPL Financial August 2008 - December 2009
Bank of Montreal, Private Banking Centre January 1997 - December 1998
Standard Chartered Bank April 1993 - January 1997
Haywood International Financial Planners Limited July 1991 - April 1993
Shell Oil Company July 1989 - June 1991
Education
The Chinese University of Hong Kong
Degree in Business Administration (Honours), Business Management and Economics
The Chinese University of Hong Kong
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Justin Stepanow's LPL Financial Experience July 2008 - February 2012
Job Shareholder Services Analyst at Delaware Investments, a member of the Macquarie Group
Industry Financial Services
Experience
Delaware Investments, a member of the Macquarie Group August 2012 - Present
LPL Financial July 2008 - February 2012
Wells Fargo Financial October 2007 - June 2008
Education
The College of New Jersey 2000 — 2004
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Delaware Investments, a member of the Macquarie Group August 2012 - Present
LPL Financial July 2008 - February 2012
Wells Fargo Financial October 2007 - June 2008
Education
The College of New Jersey 2000 — 2004
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Heather E. Hayes's LPL Financial Experience June 2009 - November 2011
Job Account Vice President at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS November 2011 - Present
LPL Financial June 2009 - November 2011
Smith Barney Brokerage Firm January 1995 - June 2009
Education
State University of New York at Canton
Business Administration
UBS November 2011 - Present
LPL Financial June 2009 - November 2011
Smith Barney Brokerage Firm January 1995 - June 2009
Education
State University of New York at Canton
Business Administration
Bob Rownd's LPL Financial Experience August 1961 - Present
Job Registered Investment Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial August 1961 - Present
LPL Financial August 1961 - Present
Education
The American College 1968 — 2004
CLU ChFC REBC, Insurance and Financial Planning
LPL Financial August 1961 - Present
LPL Financial August 1961 - Present
Education
The American College 1968 — 2004
CLU ChFC REBC, Insurance and Financial Planning
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.