LPL Financial
Industry: Financial services company
DescriptionLPL Financial LLC is the largest independent broker-dealer in the United States. As of 2017 the company had more than 15,000 financial advisors, over $615 billion in advisory & brokerage assets, and generated approximately $4.2 billion in annual revenue for the 2017 fiscal year. Headquarters: Boston, Massachusetts, United States CEO: Dan Arnold (Jan 2017–) Subsidiaries: AdvisoryWorld, Inc., LINSCO PRIVATE LEDGER CORP, Private Trust Co, Fortigent Holdings Company, Inc. Parent organization: LPL Financial Holdings Inc
LPL Financial List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at LPL Financial. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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3,941 LPL Financial employees in database. Find out everything there's to know about LPL Financial employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
LPL Financial Employees
Employee
Years
Job
Industry
Julia Sky King, C.I.D. Julia Sky King, C.I.D.'s LPL Financial Experience May 2005 - April 2012
Job Certified Interior Decorator / Decorating Consultant at Julia Sky Interiors
Industry Design
Experience
Julia Sky Interiors 2015 - Present
Coldwell Banker Residential Brokerage 2014 - 2014
Godfrey Financial, Inc. May 2005 - October 2012
LPL Financial May 2005 - April 2012
Capitol Wealth Advisors / PrimeVest Financial Services May 2006 - May 2007
Trilogy Financial Services / National Planning Corporation July 2001 - May 2005
Hospitality Inc./ Festivities/ Picnic People 1997 - 2001
Skills
Interior Decorating, Consulting, Floral Design, Real Estate, Marketing Communications, Event Planning, Event Management, Theatre Arts Management, Networking, Negotiation, Small Business, Financial Advisory, Transition Planning, Investments, Asset Management, Strategic Financial..., Life Insurance, Interior Design
Education
University of Redlands 1997 — 2001
Bachelor's degree, Communications: Business Administration & Theatre Arts Mgmt.
Austin Community College
Interior & Floral Design
Certified Interior Decorators International
Certified Interior Decorator, Interior Decoration
Julia Sky Interiors 2015 - Present
Coldwell Banker Residential Brokerage 2014 - 2014
Godfrey Financial, Inc. May 2005 - October 2012
LPL Financial May 2005 - April 2012
Capitol Wealth Advisors / PrimeVest Financial Services May 2006 - May 2007
Trilogy Financial Services / National Planning Corporation July 2001 - May 2005
Hospitality Inc./ Festivities/ Picnic People 1997 - 2001
Skills
Interior Decorating, Consulting, Floral Design, Real Estate, Marketing Communications, Event Planning, Event Management, Theatre Arts Management, Networking, Negotiation, Small Business, Financial Advisory, Transition Planning, Investments, Asset Management, Strategic Financial..., Life Insurance, Interior Design
Education
University of Redlands 1997 — 2001
Bachelor's degree, Communications: Business Administration & Theatre Arts Mgmt.
Austin Community College
Interior & Floral Design
Certified Interior Decorators International
Certified Interior Decorator, Interior Decoration
Rodney Noland, MBA Rodney Noland, MBA's LPL Financial Experience April 2007 - November 2008
Job *****
Industry Information Services
Experience
Ocean Beach Playhouse and Arts Center January 2015 - 2015
Bridgepoint Education February 2010 - January 2014
Sequenom November 2009 - December 2009
CareFusion February 2009 - February 2009
LPL Financial April 2007 - November 2008
Emn8, Inc July 2004 - April 2007
Pyxis Cardinal Health March 2004 - June 2004
Leap Wireless September 2003 - March 2004
First American Credco September 2001 - September 2003
A-Life Medical September 2000 - September 2001
Skills
Testing, Test Automation, Test Planning, Quality Assurance, SQL, Agile Methodologies, Databases, SDLC, Scrum, Microsoft SQL Server, Visual Studio, Agile, Business Intelligence, Project Management, Linux System..., Unix, Quality Center, SQL Server, Documentation, SSIS, XML, Kdenlive, Ardour, JACK (Jack Audio..., KXStudio, GIMP, Inkscape, LibreOffice, VirtualBox, Video Editing, MIDI, Web Applications, Software Documentation, Software Quality..., Test Cases, Troubleshooting, Requirements Gathering, User Acceptance Testing, Integration, Operating Systems
Education
Ashford University 2011 — 2012
MBA, Project Management
San Diego State University 2009 — 2009
CaPM Certificate, Project Management
National University 1996 — 1998
Master of Science, Software Engineering, Independent Verification and Validation (IVV) Database Programming, Local Area Networks
National University 1993 — 1996
Bachelor of Science, Computer Science, Computer Science, C++ programming, Operating Systems, Artificial Intelligence
Ocean Beach Playhouse and Arts Center January 2015 - 2015
Bridgepoint Education February 2010 - January 2014
Sequenom November 2009 - December 2009
CareFusion February 2009 - February 2009
LPL Financial April 2007 - November 2008
Emn8, Inc July 2004 - April 2007
Pyxis Cardinal Health March 2004 - June 2004
Leap Wireless September 2003 - March 2004
First American Credco September 2001 - September 2003
A-Life Medical September 2000 - September 2001
Skills
Testing, Test Automation, Test Planning, Quality Assurance, SQL, Agile Methodologies, Databases, SDLC, Scrum, Microsoft SQL Server, Visual Studio, Agile, Business Intelligence, Project Management, Linux System..., Unix, Quality Center, SQL Server, Documentation, SSIS, XML, Kdenlive, Ardour, JACK (Jack Audio..., KXStudio, GIMP, Inkscape, LibreOffice, VirtualBox, Video Editing, MIDI, Web Applications, Software Documentation, Software Quality..., Test Cases, Troubleshooting, Requirements Gathering, User Acceptance Testing, Integration, Operating Systems
Education
Ashford University 2011 — 2012
MBA, Project Management
San Diego State University 2009 — 2009
CaPM Certificate, Project Management
National University 1996 — 1998
Master of Science, Software Engineering, Independent Verification and Validation (IVV) Database Programming, Local Area Networks
National University 1993 — 1996
Bachelor of Science, Computer Science, Computer Science, C++ programming, Operating Systems, Artificial Intelligence
Andrew Fraley CRPC®,CMFC® Andrew Fraley CRPC®,CMFC®'s LPL Financial Experience August 2013 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial August 2013 - Present
Skills
Retirement Planning, Series 7, Financial Services, Financial Advisory, Estate Planning, Team Building, Process Improvement, Sales, Wealth Management, 401k, Strategic Financial..., Project Management, Sales Operations, Retirement, SEP IRA, College Education..., 529 Plans
Education
Metropolitan State University
B.S Business Administration, Finance, Economics, Accounting, MIS.
Minnesota State University, Mankato
Financial Planning Certificate, Financial Planning
Forest Lake High
Augsburg College
Management Information Systems, General
LPL Financial August 2013 - Present
Skills
Retirement Planning, Series 7, Financial Services, Financial Advisory, Estate Planning, Team Building, Process Improvement, Sales, Wealth Management, 401k, Strategic Financial..., Project Management, Sales Operations, Retirement, SEP IRA, College Education..., 529 Plans
Education
Metropolitan State University
B.S Business Administration, Finance, Economics, Accounting, MIS.
Minnesota State University, Mankato
Financial Planning Certificate, Financial Planning
Forest Lake High
Augsburg College
Management Information Systems, General
Josh Hampton's LPL Financial Experience November 2012 - Present
Job Wealth Advisor at Level Four Advisory Services
Industry Financial Services
Experience
Level Four Advisory Services, LLC June 2011 - Present
LPL Financial November 2012 - Present
Lincoln Financial Securities Corporation May 2012 - November 2012
Halliburton May 2010 - August 2010
Halliburton May 2009 - August 2009
Halliburton May 2008 - August 2008
Halliburton May 2007 - August 2007
Skills
Investments, Financial Analysis, Microsoft Office, Life Insurance, Strategic Financial..., Asset Management, Financial Planning, Alternative Investments, Investment Management, Equities, Six Sigma, Lean Manufacturing
Education
University of Texas at Dallas - Naveen Jindal School of Management 2010 — 2011
Masters, Accountancy
Auburn University, College of Business 2006 — 2010
BA of Science in Business Administration, Finance, Accounting
The Woodlands High School 2002 — 2006
Level Four Advisory Services, LLC June 2011 - Present
LPL Financial November 2012 - Present
Lincoln Financial Securities Corporation May 2012 - November 2012
Halliburton May 2010 - August 2010
Halliburton May 2009 - August 2009
Halliburton May 2008 - August 2008
Halliburton May 2007 - August 2007
Skills
Investments, Financial Analysis, Microsoft Office, Life Insurance, Strategic Financial..., Asset Management, Financial Planning, Alternative Investments, Investment Management, Equities, Six Sigma, Lean Manufacturing
Education
University of Texas at Dallas - Naveen Jindal School of Management 2010 — 2011
Masters, Accountancy
Auburn University, College of Business 2006 — 2010
BA of Science in Business Administration, Finance, Accounting
The Woodlands High School 2002 — 2006
Kelly Maldonado Kelly Maldonado's LPL Financial Experience 2011 - 2011
Job Executive Assistant
Industry Oil & Energy
Experience
American Bureau of Shipping May 2014 - Present
American Bureau of Shipping February 2014 - Present
Echo-Tech Unlimited Ultrasound Services 2012 - 2013
LPL Financial 2011 - 2011
Baylor University 2011 - 2011
Kumon 2008 - 2008
Skills
Portfolio Management, Time Management, Editing, Databases, Microsoft Excel, Data Entry, Accounts Receivable, Analysis, Microsoft Office, PowerPoint, Management, Access, Invoicing, Training, Administration, Customer Service, Leadership
Education
Baylor University 2009 — 2013
Bachelor of Business Administration (B.B.A.), Management
American Bureau of Shipping May 2014 - Present
American Bureau of Shipping February 2014 - Present
Echo-Tech Unlimited Ultrasound Services 2012 - 2013
LPL Financial 2011 - 2011
Baylor University 2011 - 2011
Kumon 2008 - 2008
Skills
Portfolio Management, Time Management, Editing, Databases, Microsoft Excel, Data Entry, Accounts Receivable, Analysis, Microsoft Office, PowerPoint, Management, Access, Invoicing, Training, Administration, Customer Service, Leadership
Education
Baylor University 2009 — 2013
Bachelor of Business Administration (B.B.A.), Management
James Norris, MBA, APMA® James Norris, MBA, APMA®'s LPL Financial Experience September 2013 - Present
Job Owner/President & Wealth Management Advisor at Forum Wealth Management
Industry Investment Management
Experience
Forum Wealth Management April 2014 - Present
LPL Financial September 2013 - Present
NetVEST Financial, LLC May 2006 - March 2014
Ameriprise Financial Services, Inc. August 2012 - September 2013
LPL Financial May 2006 - August 2012
New Day Bible Church July 2006 - September 2009
Northern Arizona University August 2003 - May 2005
First Southern Baptist Church August 2003 - May 2004
Education
Arizona State University - W. P. Carey School of Business 2008 — 2010
MBA, Finance
2006 — 2006
International Business
Northern Arizona University, College of Business Administration 2002 — 2006
Bachelor of Science (BS), Finance
Forum Wealth Management April 2014 - Present
LPL Financial September 2013 - Present
NetVEST Financial, LLC May 2006 - March 2014
Ameriprise Financial Services, Inc. August 2012 - September 2013
LPL Financial May 2006 - August 2012
New Day Bible Church July 2006 - September 2009
Northern Arizona University August 2003 - May 2005
First Southern Baptist Church August 2003 - May 2004
Education
Arizona State University - W. P. Carey School of Business 2008 — 2010
MBA, Finance
2006 — 2006
International Business
Northern Arizona University, College of Business Administration 2002 — 2006
Bachelor of Science (BS), Finance
Daryl Braley's LPL Financial Experience February 2015 - March 2015
Job Operations Analyst / Credit Suisse Securities (USA) LLC at Credit Suisse
Industry Financial Services
Experience
Credit Suisse May 2015 - Present
LPL Financial February 2015 - March 2015
Jefferies LLC May 2007 - December 2014
Bank of America Investment Services, Inc. October 2006 - May 2007
CitiGroup - Smith Barney October 2004 - September 2006
Skills
Fixed Income, Trading, Wealth Management, Portfolio Management, Equities, Derivatives, FINRA, Capital Markets, Series 7, Private Equity, Hedge Funds, Series 63, Options, Equity Trading, Middle Office, Investor Relations, Fixed Income Trading, Series 9, 10b5-1 Plans, DSPP, Management
Education
Austin College 1987 — 1990
Business Administration & Economics
Paris Junior College 1985 — 1987
Certificate of Diploma, Business Administration, 3.0
Credit Suisse May 2015 - Present
LPL Financial February 2015 - March 2015
Jefferies LLC May 2007 - December 2014
Bank of America Investment Services, Inc. October 2006 - May 2007
CitiGroup - Smith Barney October 2004 - September 2006
Skills
Fixed Income, Trading, Wealth Management, Portfolio Management, Equities, Derivatives, FINRA, Capital Markets, Series 7, Private Equity, Hedge Funds, Series 63, Options, Equity Trading, Middle Office, Investor Relations, Fixed Income Trading, Series 9, 10b5-1 Plans, DSPP, Management
Education
Austin College 1987 — 1990
Business Administration & Economics
Paris Junior College 1985 — 1987
Certificate of Diploma, Business Administration, 3.0
Christopher Keen, CRPS's LPL Financial Experience September 2014 - Present
Job LPL Financial Advisor
Industry Financial Services
Experience
LPL Financial September 2014 - Present
Raymond James & Associates March 2008 - September 2014
Covenant Wealth Management of Raymond James & Associates March 2008 - September 2014
ING March 2004 - March 2008
ING July 1999 - March 2004
OneAmerica September 1997 - July 1999
OneAmerica June 1994 - September 1997
Skills
Strategic Financial..., Retirement Planning, 401k, Retirement, Investments, Retirement Plan..., Financial Advisory, Pensions, Defined Contribution, Profit Sharing, IRAs, Investment Advisory, Series 63, Series 7
Education
Ball State University - College of Business 1988 — 1992
B.S., Finance
LPL Financial September 2014 - Present
Raymond James & Associates March 2008 - September 2014
Covenant Wealth Management of Raymond James & Associates March 2008 - September 2014
ING March 2004 - March 2008
ING July 1999 - March 2004
OneAmerica September 1997 - July 1999
OneAmerica June 1994 - September 1997
Skills
Strategic Financial..., Retirement Planning, 401k, Retirement, Investments, Retirement Plan..., Financial Advisory, Pensions, Defined Contribution, Profit Sharing, IRAs, Investment Advisory, Series 63, Series 7
Education
Ball State University - College of Business 1988 — 1992
B.S., Finance
Marc Freedman CFP® at Freedman Financial's LPL Financial Experience July 1991 - Present
Job President/CEO Freedman Financial | Public Speaker | Author 'Retiring For The Genius' | CFP® | Radio HOST Dollars & Sense
Industry Financial Services
Experience
Freedman Financial July 1991 - Present
MSF Productions October 2007 - Present
North Shore 104.9 FM January 2013 - Present
LPL Financial July 1991 - Present
96.9FM WTKK Boston Talks January 2012 - January 2013
FPA Press - Author October 2007 - 2012
Financial Planning Association 1991 - 2011
Up With People 1985 - 1986
Skills
Retirement Planning, Financial Planning, Investments, Investment Advisory, Financial Advisory, Public Relations, Wealth Management, Asset Management, Retirement, Mutual Funds, Portfolio Management, Long Term Care, Securities, Asset Allocation, Wealth, Annuities, Pensions, Tax, Risk Management, Series 7, Public Speaking, Strategic Planning, Personal Finance, Insurance Planning, 401k, Investment Strategies, Retirement Income..., IRA's, Radio Host, Radio Broadcasting, Financial Planners, Strategic Financial...
Education
Babson College 1987 — 1989
Bachelors of Science in Management, Marketing
University of Massachusetts, Amherst 1984 — 1987
Journalism, Marketing
Up with People 1985 — 1986
Music, Communications and International relations
Peabody High School 1981 — 1984
Freedman Financial July 1991 - Present
MSF Productions October 2007 - Present
North Shore 104.9 FM January 2013 - Present
LPL Financial July 1991 - Present
96.9FM WTKK Boston Talks January 2012 - January 2013
FPA Press - Author October 2007 - 2012
Financial Planning Association 1991 - 2011
Up With People 1985 - 1986
Skills
Retirement Planning, Financial Planning, Investments, Investment Advisory, Financial Advisory, Public Relations, Wealth Management, Asset Management, Retirement, Mutual Funds, Portfolio Management, Long Term Care, Securities, Asset Allocation, Wealth, Annuities, Pensions, Tax, Risk Management, Series 7, Public Speaking, Strategic Planning, Personal Finance, Insurance Planning, 401k, Investment Strategies, Retirement Income..., IRA's, Radio Host, Radio Broadcasting, Financial Planners, Strategic Financial...
Education
Babson College 1987 — 1989
Bachelors of Science in Management, Marketing
University of Massachusetts, Amherst 1984 — 1987
Journalism, Marketing
Up with People 1985 — 1986
Music, Communications and International relations
Peabody High School 1981 — 1984
Brandt McDonald Brandt McDonald's LPL Financial Experience 2007 - 2014
Job Managing Partner, McDonald, Barranco, & Hagen, Wealth Management
Industry Financial Services
Experience
McDonald, Barranco & Hagen Wealth Management April 1998 - Present
LPL Financial 2007 - 2014
Dean Witter 1994 - 1998
Morgan Keegan & Company 1989 - 1994
Skills
Retirement Planning, Wealth Management, Series 7, Retirement, Mutual Funds, Investments, Series 63, Strategic Financial..., Fixed Annuities, Investment Advisory, Securities, IRAs, Financial Advisory, Estate Planning, Investment Management, Financial Services
Education
Auburn University 1985 — 1989
Bachelor of Science, Finance
Jefferson Davis High School 1982 — 1985
Montgomery, AL
McDonald, Barranco & Hagen Wealth Management April 1998 - Present
LPL Financial 2007 - 2014
Dean Witter 1994 - 1998
Morgan Keegan & Company 1989 - 1994
Skills
Retirement Planning, Wealth Management, Series 7, Retirement, Mutual Funds, Investments, Series 63, Strategic Financial..., Fixed Annuities, Investment Advisory, Securities, IRAs, Financial Advisory, Estate Planning, Investment Management, Financial Services
Education
Auburn University 1985 — 1989
Bachelor of Science, Finance
Jefferson Davis High School 1982 — 1985
Montgomery, AL
Linda Mozzone Linda Mozzone's LPL Financial Experience January 2009 - Present
Job President at Custom Wealth Management
Industry Financial Services
Experience
LPL Financial January 2009 - Present
Custom Wealth Management January 2009 - Present
A.G. Edwards March 1999 - January 2009
Prudential Securities October 1998 - February 1999
Money Concepts January 1996 - September 1998
Kemper Financial Services September 1993 - March 1995
Kemper Asset Managemnt January 1991 - September 1993
Kemper Financial Services July 1985 - December 1990
Kemper Financial Services September 1984 - June 1985
Skills
Wealth Management, Retirement, FINRA, Small Business, Financial Planning, Insurance, Strategic Financial..., Securities, Portfolio Management, Mutual Funds, Estate Planning, 401k, Accounting, Alternative Investments, Asset Management, Asset Allocation, Bonds, Customer Service, ETFs, Finance, Financial Advisory, Financial Analysis, Financial Planners, Financial Services, Fixed Annuities, IRAs, Investment Advisory, Investment Management, Investment Strategies, Investments, Life Insurance, Long-term Care, Pensions, Retirement Planning, Sales, Series 24, Series 63, Series 7, Strategy, Wealth, Wealth Management..., Series 6, Disability Insurance, Personal Financial..., Uniform Combined State...
Education
Benedictine University 1981 — 1985
BA, International Business and Economics
Carmel Catholic High School 1977 — 1981
LPL Financial January 2009 - Present
Custom Wealth Management January 2009 - Present
A.G. Edwards March 1999 - January 2009
Prudential Securities October 1998 - February 1999
Money Concepts January 1996 - September 1998
Kemper Financial Services September 1993 - March 1995
Kemper Asset Managemnt January 1991 - September 1993
Kemper Financial Services July 1985 - December 1990
Kemper Financial Services September 1984 - June 1985
Skills
Wealth Management, Retirement, FINRA, Small Business, Financial Planning, Insurance, Strategic Financial..., Securities, Portfolio Management, Mutual Funds, Estate Planning, 401k, Accounting, Alternative Investments, Asset Management, Asset Allocation, Bonds, Customer Service, ETFs, Finance, Financial Advisory, Financial Analysis, Financial Planners, Financial Services, Fixed Annuities, IRAs, Investment Advisory, Investment Management, Investment Strategies, Investments, Life Insurance, Long-term Care, Pensions, Retirement Planning, Sales, Series 24, Series 63, Series 7, Strategy, Wealth, Wealth Management..., Series 6, Disability Insurance, Personal Financial..., Uniform Combined State...
Education
Benedictine University 1981 — 1985
BA, International Business and Economics
Carmel Catholic High School 1977 — 1981
Meredith Matson, MA, CPLP Meredith Matson, MA, CPLP's LPL Financial Experience November 2012 - March 2013
Job Training and Development Specialist at GAI Consultants, Inc.
Industry Human Resources
Experience
ATD Pittsburgh Chapter January 2015 - Present
GAI Consultants, Inc. May 2014 - Present
Road Runner Sports March 2013 - May 2014
LPL Financial November 2012 - March 2013
Bridgepoint Education July 2012 - November 2012
Bridgepoint Education 2008 - 2012
Skills
Designing Learning, Instructional Design, Training Facilitation, E-Learning, Coordinating Events, Staff Development, Leadership, ADDIE, Coaching, Human Resources, Learning Management..., Talent Management, Conflict Resolution, PowerPoint, Captivate, HRIS, Needs Analysis, Training, Toastmasters, Articulate, Adobe Connect, WebEx, GoToMeeting, Windows and Mac, Microsoft Office, Public Speaking, Higher Education, Employee Training, Distance Learning, Adult Education, Career Counseling, Training Delivery, Program Management, Leadership Development, Career Development, Organizational..., Blended Learning, Job Aids, Workshop Facilitation, Instructor-led Training, Development Of Employees, Performance Consulting, Onboarding, Organizational Learning, New Hire Orientations, Program Facilitation, Performance Management, Policy
Education
Ashford University 2011 — 2012
Master of Arts (M.A.), Teaching and Learning with Technology
Western Washington University 2003 — 2006
Bachelor's degree, Psychology
West Allegheny
ATD Pittsburgh Chapter January 2015 - Present
GAI Consultants, Inc. May 2014 - Present
Road Runner Sports March 2013 - May 2014
LPL Financial November 2012 - March 2013
Bridgepoint Education July 2012 - November 2012
Bridgepoint Education 2008 - 2012
Skills
Designing Learning, Instructional Design, Training Facilitation, E-Learning, Coordinating Events, Staff Development, Leadership, ADDIE, Coaching, Human Resources, Learning Management..., Talent Management, Conflict Resolution, PowerPoint, Captivate, HRIS, Needs Analysis, Training, Toastmasters, Articulate, Adobe Connect, WebEx, GoToMeeting, Windows and Mac, Microsoft Office, Public Speaking, Higher Education, Employee Training, Distance Learning, Adult Education, Career Counseling, Training Delivery, Program Management, Leadership Development, Career Development, Organizational..., Blended Learning, Job Aids, Workshop Facilitation, Instructor-led Training, Development Of Employees, Performance Consulting, Onboarding, Organizational Learning, New Hire Orientations, Program Facilitation, Performance Management, Policy
Education
Ashford University 2011 — 2012
Master of Arts (M.A.), Teaching and Learning with Technology
Western Washington University 2003 — 2006
Bachelor's degree, Psychology
West Allegheny
Tim Herlihy Tim Herlihy's LPL Financial Experience December 2011 - Present
Job CERTIFIED FINANCIAL PLANNER™
Industry Financial Services
Experience
LPL Financial December 2011 - Present
Education
Babson College
College for Financial Planning
Tabor Academy
LPL Financial December 2011 - Present
Education
Babson College
College for Financial Planning
Tabor Academy
Donghan (Kevin) Yang Donghan (Kevin) Yang's LPL Financial Experience May 2013 - July 2013
Job Certified Personal Trainer at Golds Gym of Smithtown
Industry Health, Wellness and Fitness
Experience
Golds Gym of Smithtown November 2014 - May 2015
Wheaton College (MA) August 2011 - May 2014
Wheaton College (MA) January 2014 - April 2014
Wheaton College (MA) September 2013 - December 2013
Marathon Physical Therapy & Sports Medicine, LLC September 2013 - December 2013
LPL Financial May 2013 - July 2013
Wheaton College (MA) September 2012 - December 2012
Changjiang Securities August 2012 - August 2012
Bank of East Asia May 2012 - June 2012
Wheaton College (MA) September 2011 - February 2012
Skills
Personal Training, Weight Management, PowerPoint, Microsoft Office, Microsoft Excel, Public Speaking, Microsoft Word, Research, Corporate Finance, Adobe Fireworks, Operations Research, Community Outreach
Education
Baylor University 2015 — 2017
Master of Education (M.Ed.), Exercise Physiology
Wheaton College (MA) 2010 — 2014
Bachelor of Arts (B.A.), Economics
Jinling High School
Golds Gym of Smithtown November 2014 - May 2015
Wheaton College (MA) August 2011 - May 2014
Wheaton College (MA) January 2014 - April 2014
Wheaton College (MA) September 2013 - December 2013
Marathon Physical Therapy & Sports Medicine, LLC September 2013 - December 2013
LPL Financial May 2013 - July 2013
Wheaton College (MA) September 2012 - December 2012
Changjiang Securities August 2012 - August 2012
Bank of East Asia May 2012 - June 2012
Wheaton College (MA) September 2011 - February 2012
Skills
Personal Training, Weight Management, PowerPoint, Microsoft Office, Microsoft Excel, Public Speaking, Microsoft Word, Research, Corporate Finance, Adobe Fireworks, Operations Research, Community Outreach
Education
Baylor University 2015 — 2017
Master of Education (M.Ed.), Exercise Physiology
Wheaton College (MA) 2010 — 2014
Bachelor of Arts (B.A.), Economics
Jinling High School
Joe Lanser Joe Lanser's LPL Financial Experience July 2015 - Present
Job Senior Financial Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial July 2015 - Present
Education
University of Virginia 2010 — 2011
Masters of Commerce
Belmont Abbey College 2007 — 2010
Bachelor Arts, Economics
LPL Financial July 2015 - Present
Education
University of Virginia 2010 — 2011
Masters of Commerce
Belmont Abbey College 2007 — 2010
Bachelor Arts, Economics
John Workman John Workman's LPL Financial Experience May 2011 - August 2011
Job Client Services Representative
Industry Financial Services
Experience
Capital Group August 2014 - Present
Veiled Prophet Parade February 2012 - Present
Ace Promotions, Inc January 2014 - July 2014
Ball State University August 2011 - May 2012
Ball State University August 2010 - May 2012
LPL Financial May 2011 - August 2011
Naval Sea Systems Command May 2008 - August 2008
US Congress 2007 - 2008
Skills
Public Speaking, Research, Community Outreach, Social Media, Editing, Event Planning, Higher Education, Nonprofits, Microsoft Office, PowerPoint, Facebook, Fundraising, Microsoft Excel, Social Networking, AP Style
Education
Ball State University 2010 — 2012
Master of Arts (M.A.), Public Relations/Image Management
DePauw University 2005 — 2009
Bachelor of Arts (B.A.), Political Science and Government
DePauw University 2005 — 2009
Bachelor of Arts (B.A.), History
Capital Group August 2014 - Present
Veiled Prophet Parade February 2012 - Present
Ace Promotions, Inc January 2014 - July 2014
Ball State University August 2011 - May 2012
Ball State University August 2010 - May 2012
LPL Financial May 2011 - August 2011
Naval Sea Systems Command May 2008 - August 2008
US Congress 2007 - 2008
Skills
Public Speaking, Research, Community Outreach, Social Media, Editing, Event Planning, Higher Education, Nonprofits, Microsoft Office, PowerPoint, Facebook, Fundraising, Microsoft Excel, Social Networking, AP Style
Education
Ball State University 2010 — 2012
Master of Arts (M.A.), Public Relations/Image Management
DePauw University 2005 — 2009
Bachelor of Arts (B.A.), Political Science and Government
DePauw University 2005 — 2009
Bachelor of Arts (B.A.), History
Derek Echols Derek Echols's LPL Financial Experience August 2014 - October 2014
Job New Accounts LPL Financial
Industry Financial Services
Experience
LPL Financial August 2014 - October 2014
Gibson Land Services October 2009 - May 2014
Moonwalker Web Solutions August 2008 - August 2009
Skills
Economics, Data Analysis, Econometrics, Regression Testing, People-oriented, Data Entry, Customer Service, Data Management, Well Organized, Administrative..., Highly detail oriented, Excellent Communication..., Document Review, Microsoft Excel, Microsoft Word, Microsoft Outlook, Investigative Research, Regression Analysis, Web Traffic Analysis, Calculations, Microsoft Office
Education
San Diego State University-California State University 2006 — 2008
Bachelor of Arts (B.A.), Economics
Bakersfield College 2003 — 2006
LPL Financial August 2014 - October 2014
Gibson Land Services October 2009 - May 2014
Moonwalker Web Solutions August 2008 - August 2009
Skills
Economics, Data Analysis, Econometrics, Regression Testing, People-oriented, Data Entry, Customer Service, Data Management, Well Organized, Administrative..., Highly detail oriented, Excellent Communication..., Document Review, Microsoft Excel, Microsoft Word, Microsoft Outlook, Investigative Research, Regression Analysis, Web Traffic Analysis, Calculations, Microsoft Office
Education
San Diego State University-California State University 2006 — 2008
Bachelor of Arts (B.A.), Economics
Bakersfield College 2003 — 2006
Doug Mittelman Doug Mittelman's LPL Financial Experience July 2003 - December 2012
Job Independent Trader and Advisor
Industry Investment Management
Experience
RCW Financial & Rare Coin Wholesalers January 2013 - Present
LPL Financial July 2003 - December 2012
A.G. Edwards April 1995 - June 2003
Oppenheimer & Co. Inc. October 1987 - May 1995
Bear Stearns March 1987 - October 1987
Shearson Lehman Brothers July 1985 - February 1987
E. F. Hutton & Company April 1983 - July 1985
Eastern Capital December 1982 - May 1983
Skills
Investments, Hedge Funds, Portfolio Management, Equities, Trading, Derivatives, Financial Markets, Strategy, Alternative Investments, Asset Management, Options, Stock Option, Futures Trading, Futures Options
Education
Tulane University - A.B. Freeman School of Business 1977 — 1978
Master of Business Administration (MBA), Business
Babson College 1976 — 1977
Bachelor of Science (B.S.), Business, Cum Laude
Penn State University 1974 — 1975
RCW Financial & Rare Coin Wholesalers January 2013 - Present
LPL Financial July 2003 - December 2012
A.G. Edwards April 1995 - June 2003
Oppenheimer & Co. Inc. October 1987 - May 1995
Bear Stearns March 1987 - October 1987
Shearson Lehman Brothers July 1985 - February 1987
E. F. Hutton & Company April 1983 - July 1985
Eastern Capital December 1982 - May 1983
Skills
Investments, Hedge Funds, Portfolio Management, Equities, Trading, Derivatives, Financial Markets, Strategy, Alternative Investments, Asset Management, Options, Stock Option, Futures Trading, Futures Options
Education
Tulane University - A.B. Freeman School of Business 1977 — 1978
Master of Business Administration (MBA), Business
Babson College 1976 — 1977
Bachelor of Science (B.S.), Business, Cum Laude
Penn State University 1974 — 1975
Lindsay Caughran's LPL Financial Experience September 2014 - April 2015
Job Information Security Consultant at Carbon Dynamics
Industry Information Technology and Services
Experience
CARBON DYNAMICS LIMITED May 2015 - Present
LPL Financial September 2014 - April 2015
LPL Financial November 2013 - September 2014
LPL Financial December 2012 - November 2013
LPL Financial July 2009 - December 2012
Pause Cafe December 2007 - January 2009
Presentation Services August 2005 - July 2007
Skills
Help Desk Support, Disaster Recovery, Process Improvement, SharePoint, Troubleshooting, Active Directory, Windows 7, Citrix, Project Management, ITIL, Windows Server, Microsoft Exchange, Powershell, Training, IT Operations, Vendor Management, HP Service Manager, Service Catalog, Customer Service, IT Service Management, Risk Management, Audio Visual Support, ITIL v3 Foundations..., Audio Engineering, Training Videos, Training Material, Microsoft Office, Outlook, Process Management, Financial Risk..., Sarbanes-Oxley Act, Internal Audit, Auditing, IT Audit, Business Analysis
Education
Art Institute of Seattle 2002 — 2004
Associate of Arts (A.A.), Audio Production
North Idaho College 1999 — 2001
PFHS
PFHS
CARBON DYNAMICS LIMITED May 2015 - Present
LPL Financial September 2014 - April 2015
LPL Financial November 2013 - September 2014
LPL Financial December 2012 - November 2013
LPL Financial July 2009 - December 2012
Pause Cafe December 2007 - January 2009
Presentation Services August 2005 - July 2007
Skills
Help Desk Support, Disaster Recovery, Process Improvement, SharePoint, Troubleshooting, Active Directory, Windows 7, Citrix, Project Management, ITIL, Windows Server, Microsoft Exchange, Powershell, Training, IT Operations, Vendor Management, HP Service Manager, Service Catalog, Customer Service, IT Service Management, Risk Management, Audio Visual Support, ITIL v3 Foundations..., Audio Engineering, Training Videos, Training Material, Microsoft Office, Outlook, Process Management, Financial Risk..., Sarbanes-Oxley Act, Internal Audit, Auditing, IT Audit, Business Analysis
Education
Art Institute of Seattle 2002 — 2004
Associate of Arts (A.A.), Audio Production
North Idaho College 1999 — 2001
PFHS
PFHS
Alfred Russo's LPL Financial Experience January 2010 - Present
Job Backcountry Ranger Intern at USFS
Industry Renewables & Environment
Experience
U.S. Forest Service August 2015 - Present
LPL Financial January 2010 - Present
Bates Digital Media Studio September 2014 - May 2015
WRBC 91.5 FM January 2012 - May 2015
Cubist Pharmaceuticals May 2014 - August 2014
United States Postal Service July 2013 - August 2013
Silver Point Beach Club May 2010 - August 2013
Bates College - Residence Life August 2012 - May 2013
Bates College - Help Desk Services September 2011 - May 2013
Skills
Radio Broadcasting, Customer Service, Audio Engineering, Amateur Radio, Photography, Audio Editing, HTML, Adobe Creative Suite, Microsoft Office, Networking, Troubleshooting, Radio Host, Radio Programming, Management, Public Speaking
Education
Bates College 2011 — 2015
Bachelor of Arts (B.A.), Rhetoric Major; Minor in American Cultural Studies
CET: Italica Academy, Siena, Italy 2013 — 2013
Semester Aboad, Italian Studies
Garden City High School 2007 — 2011
Honors Diploma
U.S. Forest Service August 2015 - Present
LPL Financial January 2010 - Present
Bates Digital Media Studio September 2014 - May 2015
WRBC 91.5 FM January 2012 - May 2015
Cubist Pharmaceuticals May 2014 - August 2014
United States Postal Service July 2013 - August 2013
Silver Point Beach Club May 2010 - August 2013
Bates College - Residence Life August 2012 - May 2013
Bates College - Help Desk Services September 2011 - May 2013
Skills
Radio Broadcasting, Customer Service, Audio Engineering, Amateur Radio, Photography, Audio Editing, HTML, Adobe Creative Suite, Microsoft Office, Networking, Troubleshooting, Radio Host, Radio Programming, Management, Public Speaking
Education
Bates College 2011 — 2015
Bachelor of Arts (B.A.), Rhetoric Major; Minor in American Cultural Studies
CET: Italica Academy, Siena, Italy 2013 — 2013
Semester Aboad, Italian Studies
Garden City High School 2007 — 2011
Honors Diploma
Ashley Daugherty's LPL Financial Experience April 2010 - October 2011
Job Retail Consultant at Sprint
Industry Consumer Electronics
Experience
Nebraska Furniture Mart February 2015 - Present
Sprint Nextel August 2012 - January 2015
Presco Products October 2011 - June 2012
LPL Financial April 2010 - October 2011
Premieant, Inc. February 2009 - April 2010
EXPRESS August 2006 - November 2009
The Buckle November 2008 - February 2009
SicolaMartin September 2008 - November 2008
Integrity Realty Services August 2006 - May 2008
Eddie Bauer August 2006 - November 2006
Skills
Photoshop, Photography, Digital Photography, Illustrator, InDesign, Logo Design, Microsoft Office, Brochures, Business Cards, Graphic Design, Customer Service, Sales, Leadership, Social Media, Facebook, Marketing, Training, Advertising
Education
Texas State University 2005 — 2008
Bachelors of Fine Art, Communication Design/ Graphic Design
Austin Community College 2004 — 2006
Basic
North Central Texas College 2002 — 2003
Basics
Nebraska Furniture Mart February 2015 - Present
Sprint Nextel August 2012 - January 2015
Presco Products October 2011 - June 2012
LPL Financial April 2010 - October 2011
Premieant, Inc. February 2009 - April 2010
EXPRESS August 2006 - November 2009
The Buckle November 2008 - February 2009
SicolaMartin September 2008 - November 2008
Integrity Realty Services August 2006 - May 2008
Eddie Bauer August 2006 - November 2006
Skills
Photoshop, Photography, Digital Photography, Illustrator, InDesign, Logo Design, Microsoft Office, Brochures, Business Cards, Graphic Design, Customer Service, Sales, Leadership, Social Media, Facebook, Marketing, Training, Advertising
Education
Texas State University 2005 — 2008
Bachelors of Fine Art, Communication Design/ Graphic Design
Austin Community College 2004 — 2006
Basic
North Central Texas College 2002 — 2003
Basics
Serena Ortega Serena Ortega's LPL Financial Experience December 2012 - Present
Job LPL Financial customer service representative
Industry Financial Services
Experience
LPL Financial December 2012 - Present
Viejas Enterprises February 2012 - August 2013
Casino Arizona July 2011 - February 2012
United States Air Force July 2002 - March 2011
Skills
Food & Beverage, Hospitality, Inventory Management, Purchasing, Hotels, Hospitality Industry, Team Building, Customer Service, Process Scheduler, Hiring, Human Resources, Food Safety, Food Service, Culinary Skills, Supervisory Skills, Food, Restaurants, Marketing
Education
Ashford University 2012 — 2014
Associate of Arts (AA), Business Administration and Management, General
Le Cordon Bleu 2011 — 2012
Associates, Culinary Arts
LPL Financial December 2012 - Present
Viejas Enterprises February 2012 - August 2013
Casino Arizona July 2011 - February 2012
United States Air Force July 2002 - March 2011
Skills
Food & Beverage, Hospitality, Inventory Management, Purchasing, Hotels, Hospitality Industry, Team Building, Customer Service, Process Scheduler, Hiring, Human Resources, Food Safety, Food Service, Culinary Skills, Supervisory Skills, Food, Restaurants, Marketing
Education
Ashford University 2012 — 2014
Associate of Arts (AA), Business Administration and Management, General
Le Cordon Bleu 2011 — 2012
Associates, Culinary Arts
Jared Pikor Jared Pikor's LPL Financial Experience June 2010 - July 2011
Job Operations ManagerRocky Mountain Region at Behrens & Associates Environmental Noise Control
Industry Executive Office
Experience
Behrens & Associates Environmental Noise Control July 2013 - Present
Badger Daylighting Inc August 2011 - August 2012
LPL Financial June 2010 - July 2011
AXA Equitable June 2008 - August 2009
Skills
Finance, Investments, Customer Service, Analysis, Management, Strategic Planning, Financial Analysis, Credit, Employee Benefits, Event Planning, Sales
Education
Ashland University 2003 — 2007
Bachelors of Science, Finance and Marketing
Madison High School
Behrens & Associates Environmental Noise Control July 2013 - Present
Badger Daylighting Inc August 2011 - August 2012
LPL Financial June 2010 - July 2011
AXA Equitable June 2008 - August 2009
Skills
Finance, Investments, Customer Service, Analysis, Management, Strategic Planning, Financial Analysis, Credit, Employee Benefits, Event Planning, Sales
Education
Ashland University 2003 — 2007
Bachelors of Science, Finance and Marketing
Madison High School
Dan O'Halloran Dan O'Halloran's LPL Financial Experience May 2011 - December 2011
Job Vice President, Project Management at BofI Federal Bank
Industry Information Technology and Services
Experience
BofI Federal Bank March 2015 - Present
ACTIVE Network May 2013 - December 2014
Neudesic January 2012 - March 2013
LPL Financial May 2011 - December 2011
Attain September 2009 - June 2011
BearingPoint August 2007 - September 2009
SouthWest Computing December 2002 - July 2007
SAIC February 1999 - December 2002
PeopleSoft January 1997 - February 1999
Skills
SDLC, IT Strategy, Program Management, Business Process..., Integration, Business Intelligence, PMO, Business Process, Cross-functional Team..., Enterprise Architecture, Change Management, Agile Methodologies, Business Development, Software Development, Management, Recruiting, PMP, Data Center, Project Management, Outsourcing, Business Analysis, Management Consulting, Process Improvement, Requirements Analysis, Vendor Management, Cloud Computing, Strategic Planning, SaaS, Visio, Consulting, ERP, Requirements Gathering, ITIL, Leadership, Systems Analysis, Testing, Solution Architecture, Enterprise Software, Analysis, Project Portfolio..., Risk Management, Information Technology, Strategy, Project Delivery, SharePoint, Software Project..., IT Service Management, IT Management, CRM, Professional Services
Education
Ashford University
Business Information Systems, Information Technology
Champlain College
Business Administration
San Diego Mesa College
Data Processing
BofI Federal Bank March 2015 - Present
ACTIVE Network May 2013 - December 2014
Neudesic January 2012 - March 2013
LPL Financial May 2011 - December 2011
Attain September 2009 - June 2011
BearingPoint August 2007 - September 2009
SouthWest Computing December 2002 - July 2007
SAIC February 1999 - December 2002
PeopleSoft January 1997 - February 1999
Skills
SDLC, IT Strategy, Program Management, Business Process..., Integration, Business Intelligence, PMO, Business Process, Cross-functional Team..., Enterprise Architecture, Change Management, Agile Methodologies, Business Development, Software Development, Management, Recruiting, PMP, Data Center, Project Management, Outsourcing, Business Analysis, Management Consulting, Process Improvement, Requirements Analysis, Vendor Management, Cloud Computing, Strategic Planning, SaaS, Visio, Consulting, ERP, Requirements Gathering, ITIL, Leadership, Systems Analysis, Testing, Solution Architecture, Enterprise Software, Analysis, Project Portfolio..., Risk Management, Information Technology, Strategy, Project Delivery, SharePoint, Software Project..., IT Service Management, IT Management, CRM, Professional Services
Education
Ashford University
Business Information Systems, Information Technology
Champlain College
Business Administration
San Diego Mesa College
Data Processing
Gary W. Jurney, CLU, ChFC, AIF® Gary W. Jurney, CLU, ChFC, AIF®'s LPL Financial Experience September 2014 - May 2015
Job The ROI Experience™ | Employee Benefits | Corporate Retirement Plans | Benefits Technology | Benefits Communication
Industry Financial Services
Experience
CapFinancial Securities, LLC June 2015 - Present
Pensionmark Financial Group, LLC September 2014 - Present
Kainos Partners, Inc. January 2011 - Present
United Benefit Advisors (UBA) 2004 - Present
LPL Financial September 2014 - May 2015
Financial Telesis Inc January 2011 - September 2014
First Harbor Group, LLC July 1999 - December 2010
Skills
Employee Benefits, Insurance, Disability Insurance, Investments, Retirement Planning, Benefits Administration, Management, Health Insurance, HRIS, Finance, Estate Planning, Small Business, Retirement
Education
Baylor University - Hankamer School of Business 1978 — 1981
BBA, Finance, Accounting
Nacogdoches High School 1974 — 1977
CapFinancial Securities, LLC June 2015 - Present
Pensionmark Financial Group, LLC September 2014 - Present
Kainos Partners, Inc. January 2011 - Present
United Benefit Advisors (UBA) 2004 - Present
LPL Financial September 2014 - May 2015
Financial Telesis Inc January 2011 - September 2014
First Harbor Group, LLC July 1999 - December 2010
Skills
Employee Benefits, Insurance, Disability Insurance, Investments, Retirement Planning, Benefits Administration, Management, Health Insurance, HRIS, Finance, Estate Planning, Small Business, Retirement
Education
Baylor University - Hankamer School of Business 1978 — 1981
BBA, Finance, Accounting
Nacogdoches High School 1974 — 1977
Angelina Cordaro's LPL Financial Experience August 2011 - March 2015
Job Planned Giving/Estate Admin Coordinator at The San Diego Foundation
Industry Financial Services
Experience
The San Diego Foundation March 2015 - Present
LPL Financial August 2011 - March 2015
Macquarie Bank June 2010 - August 2011
Weworski & Associates April 2009 - April 2010
Robert Half International October 2008 - April 2009
The Institute of Business & Finance August 2006 - October 2008
Regent Publishing Services January 2006 - August 2006
Regus and HQ June 2005 - January 2006
Barrister Executive Suites September 2003 - June 2005
Skills
Customer Service, Event Planning, Project Management, Training, Human Resources, Phone Etiquette, Office Management, Payroll, Marketing Communications, Strategic Planning, Sales, Time Management, Data Entry, Marketing, Multi Tasking, Research, Microsoft Office, Organization, Social Networking, Employee Training, Adobe Creative Suite, Microsoft Excel
Education
Ashford University 2008 — 2014
English, English Language and Literature, General
San Diego Mesa Community College 2009 — 2011
General Education
San Diego Continuing Education
INTERACTIVE MEDIA CERTIFICATE PROGRAM, Digital Communication and Media/Multimedia
The San Diego Foundation March 2015 - Present
LPL Financial August 2011 - March 2015
Macquarie Bank June 2010 - August 2011
Weworski & Associates April 2009 - April 2010
Robert Half International October 2008 - April 2009
The Institute of Business & Finance August 2006 - October 2008
Regent Publishing Services January 2006 - August 2006
Regus and HQ June 2005 - January 2006
Barrister Executive Suites September 2003 - June 2005
Skills
Customer Service, Event Planning, Project Management, Training, Human Resources, Phone Etiquette, Office Management, Payroll, Marketing Communications, Strategic Planning, Sales, Time Management, Data Entry, Marketing, Multi Tasking, Research, Microsoft Office, Organization, Social Networking, Employee Training, Adobe Creative Suite, Microsoft Excel
Education
Ashford University 2008 — 2014
English, English Language and Literature, General
San Diego Mesa Community College 2009 — 2011
General Education
San Diego Continuing Education
INTERACTIVE MEDIA CERTIFICATE PROGRAM, Digital Communication and Media/Multimedia
Dushyant Saran's LPL Financial Experience April 2014 - April 2015
Job Sr. Director Global Business Transformation at Visa
Industry Financial Services
Experience
Visa April 2015 - Present
LPL Financial April 2014 - April 2015
Strategy& (Formerly Booz & Company) October 2013 - April 2014
Ameriprise Financial Services, Inc. June 2010 - September 2013
Ameriprise Financial June 2010 - November 2012
Ameriprise Financial September 2009 - May 2010
Ameriprise Financial January 2008 - May 2010
Ameriprise Financial November 2005 - December 2007
American Express April 2004 - October 2005
Q's Sport May 1997 - April 2004
Skills
Vendor Management, Process Improvement, Management, Risk Management, Business Transformation, Change Management, Project Management, Financial Analysis, Business Process..., Analytics, Program Management, Strategic Planning, Strategic Sourcing, Financial Modeling, Transition Management, Business Analysis, Strategic Thinking, Project Finance, Strategic Analysis, Contract Negotiation, Supplier Negotiations, Pricing Strategy, Pricing Negotiations, Organisational..., Finance Transformation, Process Management, Process Optimization, Vendor Relations, Financial Planning, Financial Reporting, Financial Management, Audit, Compliance Audits, Billing, Change Control, Project Implementation, Project Delivery, Project Execution, Mergers, Acquisition Integration, M&A due diligence, Operational Due..., Transition Planning, Risk Mitigation, Risk Assessment, Risk Analysis, Business Analytics, Strategy, Cross-functional Team..., Outsourcing
Education
Indian Institute of Management, Calcutta 2002 — 2004
Master of Business Administration (MBA)
Bangalore University 1996 — 2001
B.Arch
The Lawrence School, Lovedale 1989 — 1996
AISSCE
Kendriya Vidyalaya 1988 — 1989
Methodist High School, Kanpur 1986 — 1988
Sishya School, Chennai (Madras) 1984 — 1986
Harrow School, Bareilly 1982 — 1984
Hartmann College, Bareilly 1982 — 1984
Visa April 2015 - Present
LPL Financial April 2014 - April 2015
Strategy& (Formerly Booz & Company) October 2013 - April 2014
Ameriprise Financial Services, Inc. June 2010 - September 2013
Ameriprise Financial June 2010 - November 2012
Ameriprise Financial September 2009 - May 2010
Ameriprise Financial January 2008 - May 2010
Ameriprise Financial November 2005 - December 2007
American Express April 2004 - October 2005
Q's Sport May 1997 - April 2004
Skills
Vendor Management, Process Improvement, Management, Risk Management, Business Transformation, Change Management, Project Management, Financial Analysis, Business Process..., Analytics, Program Management, Strategic Planning, Strategic Sourcing, Financial Modeling, Transition Management, Business Analysis, Strategic Thinking, Project Finance, Strategic Analysis, Contract Negotiation, Supplier Negotiations, Pricing Strategy, Pricing Negotiations, Organisational..., Finance Transformation, Process Management, Process Optimization, Vendor Relations, Financial Planning, Financial Reporting, Financial Management, Audit, Compliance Audits, Billing, Change Control, Project Implementation, Project Delivery, Project Execution, Mergers, Acquisition Integration, M&A due diligence, Operational Due..., Transition Planning, Risk Mitigation, Risk Assessment, Risk Analysis, Business Analytics, Strategy, Cross-functional Team..., Outsourcing
Education
Indian Institute of Management, Calcutta 2002 — 2004
Master of Business Administration (MBA)
Bangalore University 1996 — 2001
B.Arch
The Lawrence School, Lovedale 1989 — 1996
AISSCE
Kendriya Vidyalaya 1988 — 1989
Methodist High School, Kanpur 1986 — 1988
Sishya School, Chennai (Madras) 1984 — 1986
Harrow School, Bareilly 1982 — 1984
Hartmann College, Bareilly 1982 — 1984
Daisy Jaffe Daisy Jaffe's LPL Financial Experience May 2013 - August 2013
Job Financial Executive providing Comprehensive Financial Planning
Industry Financial Services
Experience
Trilogy Financial Services October 2013 - Present
LPL Financial May 2013 - August 2013
Wedbush Securities November 2006 - May 2013
Ryan Beck & Co. 2005 - 2006
Morgan Stanley 1983 - 2004
Skills
Accounting, Portfolio Management, Wealth Management, Strategic Financial..., Private Equity, New Business Development, Financial Reporting, Investments, Tax, Financial Modeling, Asset Management, Financial Analysis, Estate Planning, Due Diligence, Finance, Financial Planning
Education
Baruch College 1978 — 1980
Bachelor of Business Administration (B.B.A.)
Trilogy Financial Services October 2013 - Present
LPL Financial May 2013 - August 2013
Wedbush Securities November 2006 - May 2013
Ryan Beck & Co. 2005 - 2006
Morgan Stanley 1983 - 2004
Skills
Accounting, Portfolio Management, Wealth Management, Strategic Financial..., Private Equity, New Business Development, Financial Reporting, Investments, Tax, Financial Modeling, Asset Management, Financial Analysis, Estate Planning, Due Diligence, Finance, Financial Planning
Education
Baruch College 1978 — 1980
Bachelor of Business Administration (B.B.A.)
Jason Trainor's LPL Financial Experience October 2014 - Present
Job Research Analyst, Quant. Analytics at LPL Financial
Industry Financial Services
Experience
LPL Financial October 2014 - Present
LPL Financial May 2013 - October 2014
LPL Financial January 2011 - May 2013
Fidelity Investments August 2006 - September 2009
Fidelity Investments September 2004 - August 2006
Skills
Separately Managed..., Managed Accounts, Series 7, Series 63, Mutual Funds, Financial Services, Finance, Equities, Portfolio Management, Investments, Securities, Financial Analysis, Wealth Management, Asset Allocation
Education
Babson College - Franklin W. Olin Graduate School of Business 2015 — 2018
Master of Business Administration (MBA)
University of New Hampshire -- Peter T. Paul College of Business and Economics 2000 — 2004
BA, Economics
LPL Financial October 2014 - Present
LPL Financial May 2013 - October 2014
LPL Financial January 2011 - May 2013
Fidelity Investments August 2006 - September 2009
Fidelity Investments September 2004 - August 2006
Skills
Separately Managed..., Managed Accounts, Series 7, Series 63, Mutual Funds, Financial Services, Finance, Equities, Portfolio Management, Investments, Securities, Financial Analysis, Wealth Management, Asset Allocation
Education
Babson College - Franklin W. Olin Graduate School of Business 2015 — 2018
Master of Business Administration (MBA)
University of New Hampshire -- Peter T. Paul College of Business and Economics 2000 — 2004
BA, Economics
Julianne Tessier, CISA's LPL Financial Experience June 2015 - Present
Job Senior IT Auditor at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2015 - Present
ISACA June 2014 - Present
BJ's Wholesale Club December 2011 - June 2015
ISACA 2013 - 2014
ISACA 2013 - 2014
Hanover Insurance July 2008 - January 2012
KPMG Advisory 2007 - 2008
Boston Scientific 2006 - 2007
Protiviti May 2006 - November 2006
IBM 2002 - 2006
Skills
Sarbanes-Oxley Act, Enterprise Risk..., SAP, Visio, Change Management, Information Technology, SAS70, SDLC, Access, IT Audit, CISA, Sarbanes-Oxley, Auditing, Internal Controls, Business Process..., Risk Management, Internal Audit
Education
Bentley University 1997 — 2001
Bachelors Degree, Accounting Information Systems
LPL Financial June 2015 - Present
ISACA June 2014 - Present
BJ's Wholesale Club December 2011 - June 2015
ISACA 2013 - 2014
ISACA 2013 - 2014
Hanover Insurance July 2008 - January 2012
KPMG Advisory 2007 - 2008
Boston Scientific 2006 - 2007
Protiviti May 2006 - November 2006
IBM 2002 - 2006
Skills
Sarbanes-Oxley Act, Enterprise Risk..., SAP, Visio, Change Management, Information Technology, SAS70, SDLC, Access, IT Audit, CISA, Sarbanes-Oxley, Auditing, Internal Controls, Business Process..., Risk Management, Internal Audit
Education
Bentley University 1997 — 2001
Bachelors Degree, Accounting Information Systems
Karin Li, MBA Karin Li, MBA's LPL Financial Experience May 2008 - December 2008
Job Senior International Tax Analyst at Perrigo
Industry Medical Devices
Experience
Perrigo Company plc November 2014 - Present
Stryker March 2013 - November 2014
Stryker March 2012 - March 2013
Stryker September 2010 - March 2012
Stryker May 2010 - August 2010
Western Michigan University January 2008 - May 2010
LPL Financial May 2008 - December 2008
Chongqing Tianqiao Consulting June 2005 - August 2007
Skills
Financial Analysis, Tax, Accounting, Transfer Pricing, International Tax, Corporate Tax, Corporate Finance, Financial Reporting, Finance, US GAAP
Education
Western Michigan University - Haworth College of Business 2007 — 2009
MBA, Finance
Beijing Normal University 2003 — 2007
Bachelor of Economics, Major in Finance, Minor in Management
Perrigo Company plc November 2014 - Present
Stryker March 2013 - November 2014
Stryker March 2012 - March 2013
Stryker September 2010 - March 2012
Stryker May 2010 - August 2010
Western Michigan University January 2008 - May 2010
LPL Financial May 2008 - December 2008
Chongqing Tianqiao Consulting June 2005 - August 2007
Skills
Financial Analysis, Tax, Accounting, Transfer Pricing, International Tax, Corporate Tax, Corporate Finance, Financial Reporting, Finance, US GAAP
Education
Western Michigan University - Haworth College of Business 2007 — 2009
MBA, Finance
Beijing Normal University 2003 — 2007
Bachelor of Economics, Major in Finance, Minor in Management
Timothy Dock's LPL Financial Experience September 2007 - April 2008
Job Business Data and Reporting Analyst
Industry Banking
Experience
Norima Consulting Inc February 2012 - January 2014
ICW Group April 2008 - February 2012
LPL Financial September 2007 - April 2008
Credit Suisse May 2006 - August 2007
AtStaff. Inc. 2004 - 2006
Travelers Insurance January 1999 - November 2004
Skills
SDLC, Business Analysis, Process Improvement, Software Project..., Project Management, Business Requirements, Vendor Management, Visio, ITIL, Requirements Gathering, Information Technology, Software Development, Scrum, Requirements Analysis, PMO, Microsoft SQL Server, Risk Management, Enterprise Architecture, User Acceptance Testing, Data Warehousing, Analysis, Business Process, Quality Assurance, MS Project, Management, Software Documentation, Resource Management, Business Process..., Systems Analysis, Integration, IT Strategy, Stakeholder Management, Software Quality..., SQL, Business Intelligence, Cross-functional Team..., Databases, Testing, IT Management
Education
Clemson University 1995 — 1997
Bachelor of Arts (B.A.), Political Science and Government
Babson College 1993 — 1995
Bachelor of Arts (B.A.), Political Science and Government
Norima Consulting Inc February 2012 - January 2014
ICW Group April 2008 - February 2012
LPL Financial September 2007 - April 2008
Credit Suisse May 2006 - August 2007
AtStaff. Inc. 2004 - 2006
Travelers Insurance January 1999 - November 2004
Skills
SDLC, Business Analysis, Process Improvement, Software Project..., Project Management, Business Requirements, Vendor Management, Visio, ITIL, Requirements Gathering, Information Technology, Software Development, Scrum, Requirements Analysis, PMO, Microsoft SQL Server, Risk Management, Enterprise Architecture, User Acceptance Testing, Data Warehousing, Analysis, Business Process, Quality Assurance, MS Project, Management, Software Documentation, Resource Management, Business Process..., Systems Analysis, Integration, IT Strategy, Stakeholder Management, Software Quality..., SQL, Business Intelligence, Cross-functional Team..., Databases, Testing, IT Management
Education
Clemson University 1995 — 1997
Bachelor of Arts (B.A.), Political Science and Government
Babson College 1993 — 1995
Bachelor of Arts (B.A.), Political Science and Government
Carol L. Rogers, MBA, CPWA's LPL Financial Experience 1986 - Present
Job President, CEO at Rogers & Company Wealth Management, Inc.
Industry Financial Services
Experience
Rogers & Company Wealth Management 1986 - Present
LPL Financial 1986 - Present
Washington University in St. Louis 1987 - 1989
EF Hutton April 1976 - April 1986
Skills
Alternative Investments, Investment Advisory, Investment Strategies, Wealth Management, Series 7, Mutual Funds, Strategic Financial..., Asset Allocation, Investments, FINRA, Fixed Annuities, 401k, Financial Advisory, IRAs, Retirement Planning, Retirement, Investment Management, ETFs, Asset Managment, Series 63, Securities, Finance, Portfolio Management, Estate Planning, Risk Management, Financial Services, Strategic Planning, Wealth, Management, Equities, Public Speaking
Education
Washington University 1985 — 1987
EMBA, International Business
University of Sophia, Tokyo 1987 — 1987
EMBA, International Business
Washburn University 1969 — 1971
Bachelor's Degree, Business Administration, Management and Operations
Benedictine College 1967 — 1969
Business Administration and Management, General
Rogers & Company Wealth Management 1986 - Present
LPL Financial 1986 - Present
Washington University in St. Louis 1987 - 1989
EF Hutton April 1976 - April 1986
Skills
Alternative Investments, Investment Advisory, Investment Strategies, Wealth Management, Series 7, Mutual Funds, Strategic Financial..., Asset Allocation, Investments, FINRA, Fixed Annuities, 401k, Financial Advisory, IRAs, Retirement Planning, Retirement, Investment Management, ETFs, Asset Managment, Series 63, Securities, Finance, Portfolio Management, Estate Planning, Risk Management, Financial Services, Strategic Planning, Wealth, Management, Equities, Public Speaking
Education
Washington University 1985 — 1987
EMBA, International Business
University of Sophia, Tokyo 1987 — 1987
EMBA, International Business
Washburn University 1969 — 1971
Bachelor's Degree, Business Administration, Management and Operations
Benedictine College 1967 — 1969
Business Administration and Management, General
Irene Zhao Irene Zhao's LPL Financial Experience June 2013 - August 2014
Job MBA, CFA charter candidate, MS in Engineering
Industry Accounting
Experience
Accriva Diagnostics October 2014 - Present
LPL Financial June 2013 - August 2014
Sekisui Diagnostics, LLC November 2012 - February 2013
The Louis Berger Group August 2007 - May 2008
Marquette University August 2005 - May 2007
China Patent Agent (H.K.) Ltd. March 2002 - September 2003
Skills
Treasury Management, Bank Relationship..., Financial Modeling, Financial Planning, Financial Reporting, Corporate Finance, Risk Assessment, Statistical Modeling, Eviews, Excel, Access, DCF, ROI, Strategic Financial..., Finance, Financial Analysis, Analysis, Variance Analysis
Education
Marquette University 2005 — 2007
MBA, Finance
Beijing Jiaotong University 1999 — 2002
MS, Mechanical Engineering
Beijing Jiaotong University 1995 — 1999
BS, Mechanical Engineering
Accriva Diagnostics October 2014 - Present
LPL Financial June 2013 - August 2014
Sekisui Diagnostics, LLC November 2012 - February 2013
The Louis Berger Group August 2007 - May 2008
Marquette University August 2005 - May 2007
China Patent Agent (H.K.) Ltd. March 2002 - September 2003
Skills
Treasury Management, Bank Relationship..., Financial Modeling, Financial Planning, Financial Reporting, Corporate Finance, Risk Assessment, Statistical Modeling, Eviews, Excel, Access, DCF, ROI, Strategic Financial..., Finance, Financial Analysis, Analysis, Variance Analysis
Education
Marquette University 2005 — 2007
MBA, Finance
Beijing Jiaotong University 1999 — 2002
MS, Mechanical Engineering
Beijing Jiaotong University 1995 — 1999
BS, Mechanical Engineering
Steve Morris CLU, ChFC, CASL Steve Morris CLU, ChFC, CASL's LPL Financial Experience August 2011 - Present
Job Territory Manager West at LPL Financial
Industry Insurance
Experience
LPL Financial August 2011 - Present
The Producers Group October 2006 - July 2011
Freundt & Associates January 2001 - 2006
Skills
Insurance, Life Insurance, Long-term Care, Disability Insurance, Retirement Planning, Strategic Financial..., Wealth Management, Series 63, Fixed Annuities, Retirement, Sales, Financial Planning
Education
Azusa Pacific University 1999 — 2000
Bachelor of Science, Business Management
LPL Financial August 2011 - Present
The Producers Group October 2006 - July 2011
Freundt & Associates January 2001 - 2006
Skills
Insurance, Life Insurance, Long-term Care, Disability Insurance, Retirement Planning, Strategic Financial..., Wealth Management, Series 63, Fixed Annuities, Retirement, Sales, Financial Planning
Education
Azusa Pacific University 1999 — 2000
Bachelor of Science, Business Management
Gouranga Biswas's LPL Financial Experience December 2013 - Present
Job AVP, Architecture at LPL Financial
Industry Financial Services
Experience
LPL Financial December 2013 - Present
LPL Financial July 2013 - December 2013
Baltimore Gas & Electric March 2011 - July 2013
Criterion Software March 2011 - March 2013
SkyTech Solutions Pvt Ltd May 2010 - March 2011
Cognizant Technology Solutions December 2009 - April 2010
Tata Consultancy Services March 2004 - December 2009
Skills
TIBCO, EAI, SOA, TIBCO Rendezvous, TIBCO Business Connect, TIBCO EMS, TIBCO BusinessWorks, Web Services, Weblogic, EMS, TIBCO iProcess, ESB, Middleware, SOAP, JMS, Integration, XPath, Java Enterprise Edition, Enterprise Architecture, PL/SQL, Architecture, Oracle, Solution Architecture, WSDL, Business Process Design, Unix Shell Scripting, DB2, XML, JSP, Servlets, JDBC, XSLT, Architectures, SoapUI, Tomcat, WebSphere MQ, Shell Scripting, WebLogic
Education
Bengal Engineering and Science University, Shibpur 1998 — 2002
B.E., Mechanical Engineering
Siddeswaritala Institution 1995 — 1997
Class 12, Science
Teghari Nazirpur Institution 1989 — 1995
Clas 10, General
LPL Financial December 2013 - Present
LPL Financial July 2013 - December 2013
Baltimore Gas & Electric March 2011 - July 2013
Criterion Software March 2011 - March 2013
SkyTech Solutions Pvt Ltd May 2010 - March 2011
Cognizant Technology Solutions December 2009 - April 2010
Tata Consultancy Services March 2004 - December 2009
Skills
TIBCO, EAI, SOA, TIBCO Rendezvous, TIBCO Business Connect, TIBCO EMS, TIBCO BusinessWorks, Web Services, Weblogic, EMS, TIBCO iProcess, ESB, Middleware, SOAP, JMS, Integration, XPath, Java Enterprise Edition, Enterprise Architecture, PL/SQL, Architecture, Oracle, Solution Architecture, WSDL, Business Process Design, Unix Shell Scripting, DB2, XML, JSP, Servlets, JDBC, XSLT, Architectures, SoapUI, Tomcat, WebSphere MQ, Shell Scripting, WebLogic
Education
Bengal Engineering and Science University, Shibpur 1998 — 2002
B.E., Mechanical Engineering
Siddeswaritala Institution 1995 — 1997
Class 12, Science
Teghari Nazirpur Institution 1989 — 1995
Clas 10, General
Gregory T. Jacobs's LPL Financial Experience March 2011 - Present
Job Principal Branch Examiner at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2011 - Present
Commonwealth Brokerage February 2005 - March 2011
State Farm Insurance January 2004 - January 2005
Fifth Third Bank November 2000 - December 2003
Bank One May 1999 - October 2000
Prudential Preferred Financial Services May 1997 - April 1999
Skills
Mutual Funds, Finance, Investments, Insurance, Banking, Accounting, Fixed Annuities, Budgets, Life Insurance, Customer Service, Mortgage Lending, Credit, Disability Insurance, Financial Analysis, Loans, New Business Development, Portfolio Management, Risk Management, Sales Management, Strategic Financial..., Strategic Planning, Financial Planning
Education
Asbury University 1992 — 1996
B.S., Business Management
LPL Financial March 2011 - Present
Commonwealth Brokerage February 2005 - March 2011
State Farm Insurance January 2004 - January 2005
Fifth Third Bank November 2000 - December 2003
Bank One May 1999 - October 2000
Prudential Preferred Financial Services May 1997 - April 1999
Skills
Mutual Funds, Finance, Investments, Insurance, Banking, Accounting, Fixed Annuities, Budgets, Life Insurance, Customer Service, Mortgage Lending, Credit, Disability Insurance, Financial Analysis, Loans, New Business Development, Portfolio Management, Risk Management, Sales Management, Strategic Financial..., Strategic Planning, Financial Planning
Education
Asbury University 1992 — 1996
B.S., Business Management
Chris Lipper, CFP®, CIMA® Chris Lipper, CFP®, CIMA®'s LPL Financial Experience 2003 - Present
Job President & Chief Investment Officer at CPF Texas
Industry Financial Services
Experience
LPL Financial 2003 - Present
CPF Texas 1995 - Present
Education
Baylor University - Hankamer School of Business 1991 — 1993
MBA
Baylor University 1988 — 1991
BA, Political Science
LPL Financial 2003 - Present
CPF Texas 1995 - Present
Education
Baylor University - Hankamer School of Business 1991 — 1993
MBA
Baylor University 1988 — 1991
BA, Political Science
Curry Nicholson's LPL Financial Experience 2007 - Present
Job CERTIFIED FINANCIAL PLANNER™ Professional | Financial Advisor | Insurance Broker
Industry Insurance
Experience
LPL Financial 2007 - Present
Sterling G. Thompson Co. September 2010 - February 2015
Skills
Investment Advisory, Financial Planners, Umbrella Insurance, Insurance, Disability Insurance, Life Insurance, Health Insurance, General Insurance, Commercial Insurance, Property & Casualty..., Term Life Insurance, Financial Analysis, Finance, Strategic Financial..., Financial Services, Personal Financial..., Certified Financial..., Financial Advisory, Independent Financial..., Holistic Financial..., Investments, Alternative Investments, Institutional..., Investment Strategies, Investment Management, Business Advisory, Deferred Compensation, Non-Qualified Deferred...
Education
Bellarmine University 2009 — 2010
Financial Planning and Services
University of Kentucky 2001 — 2005
Bachelor of Arts (B.A.), Economics & Finance
LPL Financial 2007 - Present
Sterling G. Thompson Co. September 2010 - February 2015
Skills
Investment Advisory, Financial Planners, Umbrella Insurance, Insurance, Disability Insurance, Life Insurance, Health Insurance, General Insurance, Commercial Insurance, Property & Casualty..., Term Life Insurance, Financial Analysis, Finance, Strategic Financial..., Financial Services, Personal Financial..., Certified Financial..., Financial Advisory, Independent Financial..., Holistic Financial..., Investments, Alternative Investments, Institutional..., Investment Strategies, Investment Management, Business Advisory, Deferred Compensation, Non-Qualified Deferred...
Education
Bellarmine University 2009 — 2010
Financial Planning and Services
University of Kentucky 2001 — 2005
Bachelor of Arts (B.A.), Economics & Finance
Becky Prsha Becky Prsha's LPL Financial Experience December 2009 - June 2011
Job Business Owner
Industry Financial Services
Experience
Messner and Smith December 2011 - Present
Value Electric & Communications, Inc May 2000 - Present
LPL December 2009 - June 2011
LPL Financial December 2009 - June 2011
First Allied Securities April 2007 - October 2008
Pacific Life June 2004 - April 2007
WS Griffith Securities April 1998 - May 2004
Skills
Investments, Financial Services, Portfolio Management, Leadership, Financial Advisory, Management, Multi-Property...
Education
Auburn University 1977 — 1981
BA, French w/business minor
Messner and Smith December 2011 - Present
Value Electric & Communications, Inc May 2000 - Present
LPL December 2009 - June 2011
LPL Financial December 2009 - June 2011
First Allied Securities April 2007 - October 2008
Pacific Life June 2004 - April 2007
WS Griffith Securities April 1998 - May 2004
Skills
Investments, Financial Services, Portfolio Management, Leadership, Financial Advisory, Management, Multi-Property...
Education
Auburn University 1977 — 1981
BA, French w/business minor
Sandhya Krishnamurthy Sandhya Krishnamurthy's LPL Financial Experience September 2013 - August 2014
Job Business Growth Enabler | Management Consultant to Financial Services businesses | Entrepreneur
Industry Management Consulting
Experience
S2E Consulting, LLC September 2014 - Present
Taproot Foundation February 2013 - Present
LPL Financial September 2013 - August 2014
Charles Schwab December 2011 - October 2012
Ameriprise Financial Services, Inc. November 2009 - April 2011
Ameriprise Financial, Inc October 2008 - November 2009
Ameriprise Financial Inc 2006 - 2008
Ameriprise Financial 2004 - 2006
American Express 2002 - 2004
Skills
Strategy, Cross-functional Team..., Leadership, Program Management, Management, Business Analysis, Marketing, Financial Services, Competitive Analysis, Management Consulting, Product Management, Segmentation
Education
Indian Institute of Management, Bangalore 2000 — 2002
PGDM, Strategy, Finance
Portland State University 1998 — 1999
B.S., General Science, Business Administration
Bangalore University 1991 — 1994
B Sc, Mathematics, Statistics, Economics
S2E Consulting, LLC September 2014 - Present
Taproot Foundation February 2013 - Present
LPL Financial September 2013 - August 2014
Charles Schwab December 2011 - October 2012
Ameriprise Financial Services, Inc. November 2009 - April 2011
Ameriprise Financial, Inc October 2008 - November 2009
Ameriprise Financial Inc 2006 - 2008
Ameriprise Financial 2004 - 2006
American Express 2002 - 2004
Skills
Strategy, Cross-functional Team..., Leadership, Program Management, Management, Business Analysis, Marketing, Financial Services, Competitive Analysis, Management Consulting, Product Management, Segmentation
Education
Indian Institute of Management, Bangalore 2000 — 2002
PGDM, Strategy, Finance
Portland State University 1998 — 1999
B.S., General Science, Business Administration
Bangalore University 1991 — 1994
B Sc, Mathematics, Statistics, Economics
Daniel Jeffries's LPL Financial Experience February 2011 - October 2011
Job Accounting & Finance MBA
Industry Accounting
Experience
Consulting October 2009 - Present
Humana December 2013 - March 2014
US Airways October 2011 - October 2013
LPL Financial February 2011 - October 2011
Provide Commerce November 2010 - February 2011
La Jolla Bank August 2005 - July 2009
Pacific Western Bank March 2004 - August 2005
US Bank May 2002 - March 2004
Anchor Blue Retail Group July 1999 - May 2002
Lancer Orthodontics July 1997 - July 2000
Education
Ashford University 2008 — 2010
Master of Business Administration (M.B.A.), Finance
San Diego State University-California State University 1998 — 2003
Bachelor of Arts (B.A.), Public Administration and Social Service Professions
Consulting October 2009 - Present
Humana December 2013 - March 2014
US Airways October 2011 - October 2013
LPL Financial February 2011 - October 2011
Provide Commerce November 2010 - February 2011
La Jolla Bank August 2005 - July 2009
Pacific Western Bank March 2004 - August 2005
US Bank May 2002 - March 2004
Anchor Blue Retail Group July 1999 - May 2002
Lancer Orthodontics July 1997 - July 2000
Education
Ashford University 2008 — 2010
Master of Business Administration (M.B.A.), Finance
San Diego State University-California State University 1998 — 2003
Bachelor of Arts (B.A.), Public Administration and Social Service Professions
Allen DeVincent Allen DeVincent's LPL Financial Experience February 2014 - Present
Job Assistant Vice President, Compliance at LPL Financial
Industry Financial Services
Experience
LPL Financial February 2014 - Present
LPL Financial January 2012 - February 2014
LPL Financial 2008 - 2012
Commonwealth Financial Network April 2006 - June 2008
Skills
FINRA Series 7, 24, 53,..., Risk Management, Internal Audit, Financial Services, Investments, Project Management, Securities, Asset Management, Banking, Mutual Funds, Financial Risk, Portfolio Management, Series 7, Process Improvement
Education
New England College of Business and Finance 2011 — 2013
Master of Science (MS), Business Ethics & Compliance and Forensic Accounting
Bentley University
Bachelor's Degree, Economics-Finance, Management Minor
LPL Financial February 2014 - Present
LPL Financial January 2012 - February 2014
LPL Financial 2008 - 2012
Commonwealth Financial Network April 2006 - June 2008
Skills
FINRA Series 7, 24, 53,..., Risk Management, Internal Audit, Financial Services, Investments, Project Management, Securities, Asset Management, Banking, Mutual Funds, Financial Risk, Portfolio Management, Series 7, Process Improvement
Education
New England College of Business and Finance 2011 — 2013
Master of Science (MS), Business Ethics & Compliance and Forensic Accounting
Bentley University
Bachelor's Degree, Economics-Finance, Management Minor
Tab Mak Tab Mak's LPL Financial Experience August 2015 - Present
Job Financial Advisor, Financial Services Representative, at LPL Financial LLC.
Industry Financial Services
Experience
LPL Financial August 2015 - Present
Barnum Financial Group February 2012 - July 2015
AXA Advisors June 2004 - February 2012
Thomson Financial, formerly Primark Corp. January 1997 - March 2003
Thomson Financial 1996 - 2001
Disclosure Inc. 1996 - 1999
Skills
Investments, Insurance, Financial Strategies, Estate Conservation..., Retirement Funding...
Education
Baruch College 1989 — 1993
MBA, Finance & Investments
University at Buffalo 1975 — 1980
B.A., School of Management
LPL Financial August 2015 - Present
Barnum Financial Group February 2012 - July 2015
AXA Advisors June 2004 - February 2012
Thomson Financial, formerly Primark Corp. January 1997 - March 2003
Thomson Financial 1996 - 2001
Disclosure Inc. 1996 - 1999
Skills
Investments, Insurance, Financial Strategies, Estate Conservation..., Retirement Funding...
Education
Baruch College 1989 — 1993
MBA, Finance & Investments
University at Buffalo 1975 — 1980
B.A., School of Management
Joshua F. Bakhash, MBA, CFP® Joshua F. Bakhash, MBA, CFP®'s LPL Financial Experience July 2002 - Present
Job Professor of Finance at Rutgers Business School
Industry Financial Services
Experience
LPL Financial July 2002 - Present
Rutgers Business School January 2013 - Present
Skills
Risk Management, Alternative Investments, Personal Financial..., Insurance Planning, Life Insurance, Disability Insurance, Long Term Care Insurance, Investment Management, Retirement Planning, Tax Planning, Estate Tax Planning, Retirement Distribution..., Retirement Accumulation...
Education
City University of New York-Baruch College - Zicklin School of Business 2010 — 2012
MBA
Fairleigh Dickinson University
CFP®
Montclair State University
B.S.
Pascack Valley High School
LPL Financial July 2002 - Present
Rutgers Business School January 2013 - Present
Skills
Risk Management, Alternative Investments, Personal Financial..., Insurance Planning, Life Insurance, Disability Insurance, Long Term Care Insurance, Investment Management, Retirement Planning, Tax Planning, Estate Tax Planning, Retirement Distribution..., Retirement Accumulation...
Education
City University of New York-Baruch College - Zicklin School of Business 2010 — 2012
MBA
Fairleigh Dickinson University
CFP®
Montclair State University
B.S.
Pascack Valley High School
Amynah Nazarali Amynah Nazarali's LPL Financial Experience February 2014 - Present
Job Sr. Business Systems Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial February 2014 - Present
QBE FIRST June 2012 - February 2014
MasterCard October 2011 - February 2012
HSBC June 2002 - June 2011
HSBC Card Services February 2001 - June 2002
MLGW 1999 - 2001
Government of Alberta 1982 - 1993
Skills
JCL, CICS, COBOL, DB2, Easytrieve, Fileaid, MVS, IMS DB/DC, SPUFI, Endeavor, Quality Center, Visio, Serena Changeman, Xpediter, SDLC, Software Project..., Software Development, Business Analysis, Software Documentation, Requirements Analysis, Systems Analysis, Unix, SQL, Testing, Integration, Database Design, Requirements Gathering, Analysis, Process Improvement, Program Management, Business Requirements, Databases, Access, Mainframe, User Acceptance Testing, PMP, Data Warehousing, Data Modeling, SharePoint, Project Management, PMO, Agile Methodologies, Business Intelligence, TSO, Vendor Management, HP Quality Center
Education
Baruch College, City University of New York (CUNY)
Bachelor of Science Degree, Computer Science
Northern Alberta Institute of Technology
Honors Diploma, Computer Science/Networking
LPL Financial February 2014 - Present
QBE FIRST June 2012 - February 2014
MasterCard October 2011 - February 2012
HSBC June 2002 - June 2011
HSBC Card Services February 2001 - June 2002
MLGW 1999 - 2001
Government of Alberta 1982 - 1993
Skills
JCL, CICS, COBOL, DB2, Easytrieve, Fileaid, MVS, IMS DB/DC, SPUFI, Endeavor, Quality Center, Visio, Serena Changeman, Xpediter, SDLC, Software Project..., Software Development, Business Analysis, Software Documentation, Requirements Analysis, Systems Analysis, Unix, SQL, Testing, Integration, Database Design, Requirements Gathering, Analysis, Process Improvement, Program Management, Business Requirements, Databases, Access, Mainframe, User Acceptance Testing, PMP, Data Warehousing, Data Modeling, SharePoint, Project Management, PMO, Agile Methodologies, Business Intelligence, TSO, Vendor Management, HP Quality Center
Education
Baruch College, City University of New York (CUNY)
Bachelor of Science Degree, Computer Science
Northern Alberta Institute of Technology
Honors Diploma, Computer Science/Networking
Chip Edwards Chip Edwards's LPL Financial Experience April 2014 - Present
Job Technology Manager at LPL Financial
Industry Investment Management
Experience
LPL Financial April 2014 - Present
Wells Fargo 2005 - April 2014
Wells Capital Management 2009 - 2012
Evergreen Investments 2005 - 2009
Wachovia 2004 - 2009
Deutsche Asset Management 1993 - 2004
Zurich Scudder Investments 1998 - 2002
Scudder Kemper Investments 1998 - 2002
Scudder, Stevens and Clark 1993 - 1998
City National Bank 1986 - 1993
Skills
Managing Teams, Investment Management, Fixed Income, Equities, Post Trade, Data Management, Data Warehousing, SQL, Integration, Business Analysis, Asset Management, Mobile Technology, Asset Managment, SharePoint, Team Leadership, Back Office, Trading Systems, Databases, VBA, Business Intelligence, Data Integration, Securities, Data Modeling, ETL, Prezi, Process Improvement, ITIL, Market Data, Strategy, Analysis, Team Management
Education
Azusa Pacific University 1992 — 1996
Masters, Applied Computer Science
The Master's College 1982 — 1986
BA, Business
LPL Financial April 2014 - Present
Wells Fargo 2005 - April 2014
Wells Capital Management 2009 - 2012
Evergreen Investments 2005 - 2009
Wachovia 2004 - 2009
Deutsche Asset Management 1993 - 2004
Zurich Scudder Investments 1998 - 2002
Scudder Kemper Investments 1998 - 2002
Scudder, Stevens and Clark 1993 - 1998
City National Bank 1986 - 1993
Skills
Managing Teams, Investment Management, Fixed Income, Equities, Post Trade, Data Management, Data Warehousing, SQL, Integration, Business Analysis, Asset Management, Mobile Technology, Asset Managment, SharePoint, Team Leadership, Back Office, Trading Systems, Databases, VBA, Business Intelligence, Data Integration, Securities, Data Modeling, ETL, Prezi, Process Improvement, ITIL, Market Data, Strategy, Analysis, Team Management
Education
Azusa Pacific University 1992 — 1996
Masters, Applied Computer Science
The Master's College 1982 — 1986
BA, Business
Scott MacCausland's LPL Financial Experience June 1996 - Present
Job Financial Consultant, LPL Financial Services
Industry Financial Services
Experience
LPL Financial June 1996 - Present
Education
Babson College 1992 — 1996
LPL Financial June 1996 - Present
Education
Babson College 1992 — 1996
Dallas W. Coffman, CLU®, ChFC®, EA, CFP® Dallas W. Coffman, CLU®, ChFC®, EA, CFP®'s LPL Financial Experience August 1986 - Present
Job Subject Matter Expert and Tax Specialist for IRS Special Enrollment Examination (SEE) at Prometric
Industry Financial Services
Experience
WHITMAN FINANCIAL SERVICES, LLC. June 1983 - Present
LPL FINANCIAL August 1986 - Present
FINRA (FINANCIAL INDUSTRY REGULATORY AUTHORITY) March 1990 - Present
Prometric July 2014 - Present
TOWN OF NORTH READING, MASSACHUSETTS May 2014 - Present
TOWN OF NORTH READING, MASSACHUSETTS May 2014 - Present
PEAK ADVISOR ALLIANCE 2004 - Present
CFP BOARD OF PROFESSIONAL STANDARDS 2000 - Present
NORTHERN ESSEX COMMUNITY COLLEGE 2012 - June 2013
CRYSTAL CONDOMINIUM TRUST December 1994 - December 2004
Skills
Alternative Dispute..., Alternative Investments, Annuities, Arbitration, Asset Allocation, Asset Management, Bonds, Business Planning, Cash Management, Comprehensive Wealth..., Disability Insurance, Equities, Estate Planning, ETFs, Financial Advisory, Financial Planning, Financial Markets, FINRA, 401k, 401k Rollovers, Insurance, Insurance Planning, Investment Advisory, Investment Management, Investment Strategies, Investments, IRA's, Long Term Care, Mutual Funds, Options, Pensions, Personal Finance, Portfolio Management, Retirement, Retirement Income..., Retirement Planning, Risk Management, Securities, Series 7, Series 24, Small Business, Stocks, Strategic Financial..., Tax, Wealth, Wealth Accumulation, Wealth Management, Wealth Preservation, Wealth Preservation..., Wealth Transfer
Education
Bentley University 1977 — 1979
B.S. Marketing Management, Marketing, Business, Finance
Northern Essex Community College 1975 — 1977
Associate of Science, Business Management Transfer
Newburyport High School 1971 — 1975
Diploma, College Preparatory
WHITMAN FINANCIAL SERVICES, LLC. June 1983 - Present
LPL FINANCIAL August 1986 - Present
FINRA (FINANCIAL INDUSTRY REGULATORY AUTHORITY) March 1990 - Present
Prometric July 2014 - Present
TOWN OF NORTH READING, MASSACHUSETTS May 2014 - Present
TOWN OF NORTH READING, MASSACHUSETTS May 2014 - Present
PEAK ADVISOR ALLIANCE 2004 - Present
CFP BOARD OF PROFESSIONAL STANDARDS 2000 - Present
NORTHERN ESSEX COMMUNITY COLLEGE 2012 - June 2013
CRYSTAL CONDOMINIUM TRUST December 1994 - December 2004
Skills
Alternative Dispute..., Alternative Investments, Annuities, Arbitration, Asset Allocation, Asset Management, Bonds, Business Planning, Cash Management, Comprehensive Wealth..., Disability Insurance, Equities, Estate Planning, ETFs, Financial Advisory, Financial Planning, Financial Markets, FINRA, 401k, 401k Rollovers, Insurance, Insurance Planning, Investment Advisory, Investment Management, Investment Strategies, Investments, IRA's, Long Term Care, Mutual Funds, Options, Pensions, Personal Finance, Portfolio Management, Retirement, Retirement Income..., Retirement Planning, Risk Management, Securities, Series 7, Series 24, Small Business, Stocks, Strategic Financial..., Tax, Wealth, Wealth Accumulation, Wealth Management, Wealth Preservation, Wealth Preservation..., Wealth Transfer
Education
Bentley University 1977 — 1979
B.S. Marketing Management, Marketing, Business, Finance
Northern Essex Community College 1975 — 1977
Associate of Science, Business Management Transfer
Newburyport High School 1971 — 1975
Diploma, College Preparatory
John Albanese John Albanese's LPL Financial Experience June 2014 - August 2014
Job Financial B2B Intern at Dow Jones
Industry Financial Services
Experience
The Wall Street Journal August 2015 - Present
Dow Jones June 2015 - Present
LPL Financial June 2014 - August 2014
Nomahegan Swim & Tennis Club June 2013 - August 2013
Skills
PowerPoint, Microsoft Excel, Microsoft Office, Public Speaking, Research, Event Planning, Leadership, Social Media, Editing, Bloomberg Terminal, Factiva, Salesforce.com
Education
Bates College 2012 — 2016
Bachelor of Arts (B.A.), Economics & Political Science Double Major
The University of Edinburgh 2014 — 2014
Economics Honours Study Abroad Program
The Wall Street Journal August 2015 - Present
Dow Jones June 2015 - Present
LPL Financial June 2014 - August 2014
Nomahegan Swim & Tennis Club June 2013 - August 2013
Skills
PowerPoint, Microsoft Excel, Microsoft Office, Public Speaking, Research, Event Planning, Leadership, Social Media, Editing, Bloomberg Terminal, Factiva, Salesforce.com
Education
Bates College 2012 — 2016
Bachelor of Arts (B.A.), Economics & Political Science Double Major
The University of Edinburgh 2014 — 2014
Economics Honours Study Abroad Program
ChristianeJ Talent's LPL Financial Experience 2002 - 2007
Job Performing/VO artist AND Account Exec at Jones Agency (Pls see "Christiane Joubert" page on Linked in.)
Industry Performing Arts
Experience
Jones Agency - Palm Springs October 2013 - Present
CJ Enterprises July 2010 - October 2013
KPSP Local 2 TV (CBS)/Desert Television May 2009 - July 2010
KMIR6 TV (NBC)/Journal Broadcast Group 2008 - 2009
LPL Financial 2002 - 2007
Five Acres--The Boy's and Girl's Aid Society of Los Angeles April 2000 - May 2002
Chase Bank of Texas July 1988 - January 2000
The Joubert Company, Inc. 1986 - 2000
South Padre Island CVB 1995 - 1995
Murray Financial, The Joubert Company, Inc., KPLX Radio, Sony Tree Publishing (Now Sony ATV) 1982 - 1995
Skills
Television, Voice Over, Singing, Recording, Entertainment, Event Planning, Public Speaking, Music, Public Relations, Social Media, Video Production, Audio Editing, Film, Music Industry, Marketing, Photography, Advertising, Event Management, Social Media Marketing, Music Publishing, Marketing Strategy, Social Networking, Acting, Creative Writing, Voice Acting, Publicity, Music Production, Video Editing, Final Cut Pro, Theatre, Facebook, Press Releases, Commercials, Editing, Creative Direction, New Media, Audio Engineering, Producing, Video, Radio, Digital Media, Broadcast, Integrated Marketing, Entrepreneurship, Copywriting, Musical Theatre, Sound, Newsletters, Publishing, Storytelling
Education
Babson College 1974 — 1977
Bachelor of Science in Business Administration, Marketing/Finance/Communications/Management, Dean's List
Marymount International School 1972 — 1974
High School, English Language and Literature, General, N/A (High in class ranks.)
Pensionnat Valmont 1970 — 1972
N/A, General high school classes.... All in French!, N/A
Valco School 1964 — 1970
N/A, Elementary, Middle School and Junior High School classes, N/A
Jones Agency - Palm Springs October 2013 - Present
CJ Enterprises July 2010 - October 2013
KPSP Local 2 TV (CBS)/Desert Television May 2009 - July 2010
KMIR6 TV (NBC)/Journal Broadcast Group 2008 - 2009
LPL Financial 2002 - 2007
Five Acres--The Boy's and Girl's Aid Society of Los Angeles April 2000 - May 2002
Chase Bank of Texas July 1988 - January 2000
The Joubert Company, Inc. 1986 - 2000
South Padre Island CVB 1995 - 1995
Murray Financial, The Joubert Company, Inc., KPLX Radio, Sony Tree Publishing (Now Sony ATV) 1982 - 1995
Skills
Television, Voice Over, Singing, Recording, Entertainment, Event Planning, Public Speaking, Music, Public Relations, Social Media, Video Production, Audio Editing, Film, Music Industry, Marketing, Photography, Advertising, Event Management, Social Media Marketing, Music Publishing, Marketing Strategy, Social Networking, Acting, Creative Writing, Voice Acting, Publicity, Music Production, Video Editing, Final Cut Pro, Theatre, Facebook, Press Releases, Commercials, Editing, Creative Direction, New Media, Audio Engineering, Producing, Video, Radio, Digital Media, Broadcast, Integrated Marketing, Entrepreneurship, Copywriting, Musical Theatre, Sound, Newsletters, Publishing, Storytelling
Education
Babson College 1974 — 1977
Bachelor of Science in Business Administration, Marketing/Finance/Communications/Management, Dean's List
Marymount International School 1972 — 1974
High School, English Language and Literature, General, N/A (High in class ranks.)
Pensionnat Valmont 1970 — 1972
N/A, General high school classes.... All in French!, N/A
Valco School 1964 — 1970
N/A, Elementary, Middle School and Junior High School classes, N/A
Damon J. Boyar's LPL Financial Experience June 2012 - Present
Job Financial Advisor : Wealth Management
Industry Financial Services
Experience
LPL Financial June 2012 - Present
Merrill Lynch 2011 - 2012
Newbridge Securities 2006 - 2011
Skills
Portfolio Management, Wealth Management, Alternative Investments, Qualified Retirement..., Retirement Planning, Variable Annuities, Investment Advisory, Asset Managment, Asset Allocation, Multi-generational..., Estate Planning, Strategic Financial..., 401k Rollovers, Licensed Life & Health..., Long Term Care Insurance, Retirement, Wealth, Insurance, Investment Management, Finance, Series 7, Series 63, Series 66
Education
Baruch College 1998 — 2002
Bachelor of Business Administration (BBA), Finance and Financial Management Services
LPL Financial June 2012 - Present
Merrill Lynch 2011 - 2012
Newbridge Securities 2006 - 2011
Skills
Portfolio Management, Wealth Management, Alternative Investments, Qualified Retirement..., Retirement Planning, Variable Annuities, Investment Advisory, Asset Managment, Asset Allocation, Multi-generational..., Estate Planning, Strategic Financial..., 401k Rollovers, Licensed Life & Health..., Long Term Care Insurance, Retirement, Wealth, Insurance, Investment Management, Finance, Series 7, Series 63, Series 66
Education
Baruch College 1998 — 2002
Bachelor of Business Administration (BBA), Finance and Financial Management Services
David N. Wilcox David N. Wilcox's LPL Financial Experience June 2009 - January 2012
Job Vice President at Tower Associates, Inc.
Industry Real Estate
Experience
Tower Associates, Inc./Wilcox Travel Agency, Inc. July 2007 - Present
LPL Financial June 2009 - January 2012
Bank of Asheville May 1996 - January 2011
Hilliard Lyons November 2004 - July 2007
Wilcox World Travel and Tours/American Express May 1984 - November 2004
Skills
Corporate Leadership, Board of Director..., Family Business, Financial Advisory, Corporate Finance, Information Technology, Series 7, Series 66, AAMS, Life & Health Insurance..., Insurance, Board of Directors, Leadership, Wealth Management, Small Business, Uniform Combined State..., Finance, Asset Management, Investments
Education
Baylor University 1979 — 1984
Bachelor of Business Administration (BBA), Management & Entrepreneurship/Entrepreneurial Studies
College for Financial Planning 2004 — 2004
AAMS, Accredited Asset Management Specialist
North Carolina Banking Commission 1997 — 1998
Graduated NC Bank Directors College, Banking, Corporate, Finance, and Securities Law
Tower Associates, Inc./Wilcox Travel Agency, Inc. July 2007 - Present
LPL Financial June 2009 - January 2012
Bank of Asheville May 1996 - January 2011
Hilliard Lyons November 2004 - July 2007
Wilcox World Travel and Tours/American Express May 1984 - November 2004
Skills
Corporate Leadership, Board of Director..., Family Business, Financial Advisory, Corporate Finance, Information Technology, Series 7, Series 66, AAMS, Life & Health Insurance..., Insurance, Board of Directors, Leadership, Wealth Management, Small Business, Uniform Combined State..., Finance, Asset Management, Investments
Education
Baylor University 1979 — 1984
Bachelor of Business Administration (BBA), Management & Entrepreneurship/Entrepreneurial Studies
College for Financial Planning 2004 — 2004
AAMS, Accredited Asset Management Specialist
North Carolina Banking Commission 1997 — 1998
Graduated NC Bank Directors College, Banking, Corporate, Finance, and Securities Law
Colin Dungu Colin Dungu's LPL Financial Experience June 2015 - Present
Job Operations Team Lead/ Supervisor at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2015 - Present
LPL Financial May 2014 - June 2015
LPL Financial December 2013 - May 2014
E*TRADE Financial August 2013 - October 2013
U.S. Army National Guard April 2007 - April 2013
U.S. Department of Commerce, U.S. Embassy, Manila, Philippines May 2012 - September 2012
Acuity Specialty Products/ Zep Inc 2006 - 2009
Skills
International Relations, Qualitative Research, International Economics, Capital Markets, Public Speaking, Financial Markets, Series 99, Emerging Economies, Equities, Leadership, Mutual Funds, Bonds, Emerging Markets, Data Analysis, International Finance, Economic Development, International Trade, Mandarin, Diplomacy
Education
The University of Georgia 2010 — 2013
B.A. International Affairs; Geography
Beijing Language and Culture University 2011 — 2011
Certificate In Chinese Mandarin, Chinese Studies & Culture
Georgia Perimeter College
Associate of Arts (A.A.), Foreign Languages and Literatures, General
University of North Carolina at Charlotte
Continuing Education - Relevant Courses, Economics/Finance
LPL Financial June 2015 - Present
LPL Financial May 2014 - June 2015
LPL Financial December 2013 - May 2014
E*TRADE Financial August 2013 - October 2013
U.S. Army National Guard April 2007 - April 2013
U.S. Department of Commerce, U.S. Embassy, Manila, Philippines May 2012 - September 2012
Acuity Specialty Products/ Zep Inc 2006 - 2009
Skills
International Relations, Qualitative Research, International Economics, Capital Markets, Public Speaking, Financial Markets, Series 99, Emerging Economies, Equities, Leadership, Mutual Funds, Bonds, Emerging Markets, Data Analysis, International Finance, Economic Development, International Trade, Mandarin, Diplomacy
Education
The University of Georgia 2010 — 2013
B.A. International Affairs; Geography
Beijing Language and Culture University 2011 — 2011
Certificate In Chinese Mandarin, Chinese Studies & Culture
Georgia Perimeter College
Associate of Arts (A.A.), Foreign Languages and Literatures, General
University of North Carolina at Charlotte
Continuing Education - Relevant Courses, Economics/Finance
John Simas's LPL Financial Experience January 2015 - Present
Job Senior Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2015 - Present
LPL Financial March 2012 - December 2014
LPL Financial Services March 2008 - March 2012
Citizens Bank November 2007 - March 2008
Citizens Bank March 2007 - November 2007
Citizens Bank August 2006 - March 2007
Skills
AML, KYC, USA PATRIOT Act, Due Diligence, Research, Series 7, Bank Secrecy Act, Microsoft Office, Compliance, Anti Money Laundering, OFAC, Risk Management, Series 24, Finance
Education
Boston College 2000 — 2006
Master of Science, Administrative Studies
Bentley University 1993 — 1997
Bachelor of Science, Finance
Winchester High School 1989 — 1993
High School Diploma
LPL Financial January 2015 - Present
LPL Financial March 2012 - December 2014
LPL Financial Services March 2008 - March 2012
Citizens Bank November 2007 - March 2008
Citizens Bank March 2007 - November 2007
Citizens Bank August 2006 - March 2007
Skills
AML, KYC, USA PATRIOT Act, Due Diligence, Research, Series 7, Bank Secrecy Act, Microsoft Office, Compliance, Anti Money Laundering, OFAC, Risk Management, Series 24, Finance
Education
Boston College 2000 — 2006
Master of Science, Administrative Studies
Bentley University 1993 — 1997
Bachelor of Science, Finance
Winchester High School 1989 — 1993
High School Diploma
Jim Barr, Wealth Advisor Jim Barr, Wealth Advisor's LPL Financial Experience 2011 - 2014
Job Financial Advisor |Managing Director| 30+yr Experience | Retirement Planning | Second Opinion | Investments | Insurance
Industry Financial Services
Experience
Reserve Wealth Management, LLC August 2011 - Present
LPL Financial 2011 - 2014
Ameriprise Financial Services, Inc. February 2005 - August 2011
Applied Card Systems May 2001 - September 2003
Champion Computer Solutions March 1998 - May 2001
T-Square October 1991 - March 1998
Skills
Estate Planning, Women & Money, Retirement Planning, Tax Reduction Strategies, Cash Management, Roth, Investments, Small Business..., Strategic Financial..., Asset Protection, Second Opinions, Financial Advisory, Insurance, Trusts, Investment Portfolios, 401k Rollovers, Asset Management, Long-term Care, Securities, Investment Strategies, Portfolio Management, Fixed Annuities, Tax, Second Opinion, Personal Finance, Term Life Insurance, Roth IRA, Finance, Wealth, Asset Allocation, Money, Risk Management, Small Business, Employee Benefits, Disability Insurance, Wealth Management, Mutual Funds, Equities, 401k, Asset Managment, Alternative Investments, Investment Advisory, High Net Worth..., Financial Services, Life Insurance, Retirement, Baby Boomers, Boca Raton, Delray Beach, Income
Education
City University of New York-Baruch College - Zicklin School of Business 1969 — 1971
Graduate School, Finance & Investments
Fairleigh Dickinson University 1967 — 1969
BS, Accounting
College for Financial Planning 2005 — 2006
CRPC, Financial Planning
Kaplan University 2007 — 2008
Financial Planning Certificate, Financial Planning
Reserve Wealth Management, LLC August 2011 - Present
LPL Financial 2011 - 2014
Ameriprise Financial Services, Inc. February 2005 - August 2011
Applied Card Systems May 2001 - September 2003
Champion Computer Solutions March 1998 - May 2001
T-Square October 1991 - March 1998
Skills
Estate Planning, Women & Money, Retirement Planning, Tax Reduction Strategies, Cash Management, Roth, Investments, Small Business..., Strategic Financial..., Asset Protection, Second Opinions, Financial Advisory, Insurance, Trusts, Investment Portfolios, 401k Rollovers, Asset Management, Long-term Care, Securities, Investment Strategies, Portfolio Management, Fixed Annuities, Tax, Second Opinion, Personal Finance, Term Life Insurance, Roth IRA, Finance, Wealth, Asset Allocation, Money, Risk Management, Small Business, Employee Benefits, Disability Insurance, Wealth Management, Mutual Funds, Equities, 401k, Asset Managment, Alternative Investments, Investment Advisory, High Net Worth..., Financial Services, Life Insurance, Retirement, Baby Boomers, Boca Raton, Delray Beach, Income
Education
City University of New York-Baruch College - Zicklin School of Business 1969 — 1971
Graduate School, Finance & Investments
Fairleigh Dickinson University 1967 — 1969
BS, Accounting
College for Financial Planning 2005 — 2006
CRPC, Financial Planning
Kaplan University 2007 — 2008
Financial Planning Certificate, Financial Planning
Aritra Pal Aritra Pal's LPL Financial Experience 2015 - 2015
Job Cognizant Business Consulting, India
Industry Information Technology and Services
Experience
Cognizant Technology Solutions January 2012 - Present
LPL Financial 2015 - 2015
LPL Financial 2015 - 2015
Jumeirah Group / Jumeirah Hotels & Resorts October 2014 - November 2014
PwC India July 2011 - January 2012
KPMG Advisory May 2010 - July 2011
Tata Consultancy Services October 2007 - June 2008
Skills
Strategy, ITIL, Project Management, Business Process..., Consulting, Analysis, Process Improvement, Software Development, IT Audit
Education
T.A.PAI MANAGEMENT INSTITUTE 2008 — 2010
PGDM, Management(Marketing, Systems)
Bengal Engineering and Science University, Shibpur
Engineering, Computer Engineering & Information Technology
Cognizant Technology Solutions January 2012 - Present
LPL Financial 2015 - 2015
LPL Financial 2015 - 2015
Jumeirah Group / Jumeirah Hotels & Resorts October 2014 - November 2014
PwC India July 2011 - January 2012
KPMG Advisory May 2010 - July 2011
Tata Consultancy Services October 2007 - June 2008
Skills
Strategy, ITIL, Project Management, Business Process..., Consulting, Analysis, Process Improvement, Software Development, IT Audit
Education
T.A.PAI MANAGEMENT INSTITUTE 2008 — 2010
PGDM, Management(Marketing, Systems)
Bengal Engineering and Science University, Shibpur
Engineering, Computer Engineering & Information Technology
Ron Eckstam MBA, CExP Ron Eckstam MBA, CExP's LPL Financial Experience 2004 - Present
Job Business owners come to us for personalized, unbiased, comprehensive financial strategies including succession planning
Industry Financial Services
Experience
LPL Financial - Member FINRA / SIPC 2004 - Present
LPL Financial 2004 - Present
Green Eagle, Inc September 1983 - January 2001
Target 1978 - 1983
Skills
Can't accept..., Small Business, Succession Planning, Exit Strategies, Strategic Financial..., Financial Planning, Asset Managment, Portfolio Management, Investments, Alternative Investments, Diversification, Retirement Income..., Asset Protection, Insurance, Retirement Planning, Retirement, Strategy, Strategic Planning, Eagle Scout, Asset Management, Sales, Mergers & Acquisitions, Business Planning, Wealth, Financial Planners, Financial Analysis, Loans, Project Planning, Long-term Care, Committment, Entrepreneurship, Series 63, Life Insurance, Financial Services, Banking, Training, Series 7, Wealth Management, Investment Strategies, Financial Advisory, Financial Modeling, Finance, Disability Insurance, Due Diligence, Fixed Annuities, Mutual Funds, Executive Management, Program Management, Real Estate, Securities
Education
Beijing Language and Culture University 2002 — 2002
Mandarin Chinese
University of Virginia - Darden Graduate School of Business Administration 1973 — 1975
MBA, General Management
St. Olaf College 1967 — 1971
BA, Economics cum laude
Monroe 1963 — 1967
LPL Financial - Member FINRA / SIPC 2004 - Present
LPL Financial 2004 - Present
Green Eagle, Inc September 1983 - January 2001
Target 1978 - 1983
Skills
Can't accept..., Small Business, Succession Planning, Exit Strategies, Strategic Financial..., Financial Planning, Asset Managment, Portfolio Management, Investments, Alternative Investments, Diversification, Retirement Income..., Asset Protection, Insurance, Retirement Planning, Retirement, Strategy, Strategic Planning, Eagle Scout, Asset Management, Sales, Mergers & Acquisitions, Business Planning, Wealth, Financial Planners, Financial Analysis, Loans, Project Planning, Long-term Care, Committment, Entrepreneurship, Series 63, Life Insurance, Financial Services, Banking, Training, Series 7, Wealth Management, Investment Strategies, Financial Advisory, Financial Modeling, Finance, Disability Insurance, Due Diligence, Fixed Annuities, Mutual Funds, Executive Management, Program Management, Real Estate, Securities
Education
Beijing Language and Culture University 2002 — 2002
Mandarin Chinese
University of Virginia - Darden Graduate School of Business Administration 1973 — 1975
MBA, General Management
St. Olaf College 1967 — 1971
BA, Economics cum laude
Monroe 1963 — 1967
Ria Matthews's LPL Financial Experience 2008 - 2012
Job HR Generalist at Elite Show Services, Inc.
Industry Human Resources
Experience
Elite Show Services, Inc. 2015 - Present
Sunroad Automotive 2014 - 2015
LPL Financial 2008 - 2012
HSBC Auto Finance 2004 - 2008
Capital One Auto Finance 2003 - 2004
San Diego Unified School District 1998 - 2003
Skills
Human Resources, Recruiting, Garnishments, Employee Training, Employee Benefits, Leave of Absence, New Hire Orientations, Open Enrollment, Performance Management, Employee Retention, Company Sponsored Events, FMLA, Unemployment, Research, Microsoft Office, Microsoft Word, PowerPoint, Microsoft Excel, Leadership, English
Education
Ashford University 2012 — 2014
Master’s Degree, Organizational Management with a specialization in Human Resource Management
Ashford University 2010 — 2012
Bachelor's of Art, Social and Criminal Justice
Elite Show Services, Inc. 2015 - Present
Sunroad Automotive 2014 - 2015
LPL Financial 2008 - 2012
HSBC Auto Finance 2004 - 2008
Capital One Auto Finance 2003 - 2004
San Diego Unified School District 1998 - 2003
Skills
Human Resources, Recruiting, Garnishments, Employee Training, Employee Benefits, Leave of Absence, New Hire Orientations, Open Enrollment, Performance Management, Employee Retention, Company Sponsored Events, FMLA, Unemployment, Research, Microsoft Office, Microsoft Word, PowerPoint, Microsoft Excel, Leadership, English
Education
Ashford University 2012 — 2014
Master’s Degree, Organizational Management with a specialization in Human Resource Management
Ashford University 2010 — 2012
Bachelor's of Art, Social and Criminal Justice
Vicki Marchand's LPL Financial Experience April 2009 - Present
Job
Industry Financial Services
Experience
LPL Financial April 2009 - Present
UBS April 2001 - April 2009
Skills
Series 7, Investments, Wealth Management, Securities, Finance, Mutual Funds, Retirement Planning, Series 63, Portfolio Management, Financial Planning, Asset Allocation, Investment Advisory, Estate Planning
Education
Bellarmine University 1992 — 1996
Master of Business Administration (M.B.A.)
University of Kentucky 1979 — 1983
Bachelor's degree, Accounting
LPL Financial April 2009 - Present
UBS April 2001 - April 2009
Skills
Series 7, Investments, Wealth Management, Securities, Finance, Mutual Funds, Retirement Planning, Series 63, Portfolio Management, Financial Planning, Asset Allocation, Investment Advisory, Estate Planning
Education
Bellarmine University 1992 — 1996
Master of Business Administration (M.B.A.)
University of Kentucky 1979 — 1983
Bachelor's degree, Accounting
David A. Dodgen David A. Dodgen's LPL Financial Experience January 2011 - June 2012
Job Wealth Advisor
Industry Financial Services
Experience
USAA July 2012 - Present
LPL Financial January 2011 - June 2012
Merrill Lynch October 1997 - January 2011
Skills
Fixed Annuities, Investment Strategies, Series 65, IRAs, Insurance, Financial Services, Portfolio Management, Asset Management, Financial Advisory, Alternative Investments, Asset Allocation, Investments, Mutual Funds, Series 63, Series 7, Retirement Planning, Investment Advisory, Wealth Management, Wealth Management..., Investment Management, Life Insurance, Long-term Care, 401k Rollovers, Term Life Insurance, Roth IRA, Variable Annuities, College Savings Plans, Wealth, Finance
Education
Baylor University 1993 — 1995
Bachelor of Arts, Psychology
Texas A&M University 1991 — 1993
Lake Highlands HS 1988 — 1991
USAA July 2012 - Present
LPL Financial January 2011 - June 2012
Merrill Lynch October 1997 - January 2011
Skills
Fixed Annuities, Investment Strategies, Series 65, IRAs, Insurance, Financial Services, Portfolio Management, Asset Management, Financial Advisory, Alternative Investments, Asset Allocation, Investments, Mutual Funds, Series 63, Series 7, Retirement Planning, Investment Advisory, Wealth Management, Wealth Management..., Investment Management, Life Insurance, Long-term Care, 401k Rollovers, Term Life Insurance, Roth IRA, Variable Annuities, College Savings Plans, Wealth, Finance
Education
Baylor University 1993 — 1995
Bachelor of Arts, Psychology
Texas A&M University 1991 — 1993
Lake Highlands HS 1988 — 1991
Jarrod Liebel CFP®, ChFC®, CLU®, M.S.'s LPL Financial Experience April 2010 - November 2014
Job Vice President, Certified Financial Planner® at BBVA Compass
Industry Investment Management
Experience
BBVA Compass November 2014 - Present
LPL Financial April 2010 - November 2014
Raymond James Financial, Inc. 2004 - 2010
MassMutual Financial Group 2001 - 2004
The Hartford January 2000 - February 2001
Skills
Tax, Investments, Financial Planning, Estate Planning, Retirement Planning, Certified Financial..., Insurance, CLU, Employee Stock Options, Business Valuation, Life Insurance, Long Term Care Insurance, Disability Insurance, Health Insurance, Program Management, Banking, Strategic Financial..., Finance, Financial Planners, Financial Services, Asset Managment, Portfolio Management, Retirement, FINRA, Investment Management, Series 63, Loans, Fixed Annuities, Risk Management, Asset Management
Education
Bay Path College 2002 — 2003
Master’s Degree, Communication and Information Management
Union College 1995 — 1999
Bachelor’s Degree, Political Science
West Springfield High School 1991 — 1995
High School, College Prep
BBVA Compass November 2014 - Present
LPL Financial April 2010 - November 2014
Raymond James Financial, Inc. 2004 - 2010
MassMutual Financial Group 2001 - 2004
The Hartford January 2000 - February 2001
Skills
Tax, Investments, Financial Planning, Estate Planning, Retirement Planning, Certified Financial..., Insurance, CLU, Employee Stock Options, Business Valuation, Life Insurance, Long Term Care Insurance, Disability Insurance, Health Insurance, Program Management, Banking, Strategic Financial..., Finance, Financial Planners, Financial Services, Asset Managment, Portfolio Management, Retirement, FINRA, Investment Management, Series 63, Loans, Fixed Annuities, Risk Management, Asset Management
Education
Bay Path College 2002 — 2003
Master’s Degree, Communication and Information Management
Union College 1995 — 1999
Bachelor’s Degree, Political Science
West Springfield High School 1991 — 1995
High School, College Prep
Evan J. Mayer CRPC®, CMFC®, CWS®'s LPL Financial Experience March 2005 - March 2012
Job Vice President, Financial Advisor with The Mayer Group with Suntrust Investment Services Inc.
Industry Investment Management
Experience
SunTrust Investment Services Inc. March 2012 - Present
LPL Financial March 2005 - March 2012
Skills
Portfolio Management, Retirement Planning, Wealth Management, Financial Planning, Financial Analysis, Retirement Income..., Asset Management, Financial Services, estate strategies
Education
Bellevue University 2014 — 2016
Bachelor's Degree, Banking and Financial Support Services
Broward College 2011 — 2013
Associate's Degree, Business Administration and Management, General
Valencia Community College 1999 — 2000
Associate of Arts (A.A.)
SunTrust Investment Services Inc. March 2012 - Present
LPL Financial March 2005 - March 2012
Skills
Portfolio Management, Retirement Planning, Wealth Management, Financial Planning, Financial Analysis, Retirement Income..., Asset Management, Financial Services, estate strategies
Education
Bellevue University 2014 — 2016
Bachelor's Degree, Banking and Financial Support Services
Broward College 2011 — 2013
Associate's Degree, Business Administration and Management, General
Valencia Community College 1999 — 2000
Associate of Arts (A.A.)
Susan Wolfe's LPL Financial Experience January 2011 - April 2012
Job Financial Administrator/New Business Director/Property Management Assistant at Condominium Management Associates
Industry Real Estate
Experience
Condominium Management Associates October 2012 - Present
Secure Investors Group April 2012 - September 2012
LPL Financial January 2011 - April 2012
Paul Mitchell The School June 2010 - January 2011
Health Producers Home Care May 2009 - July 2010
Skills
Databases, Microsoft Office, Database Administration, Data Analysis, Salesforce.com..., Advisor's Assistant CRM..., Life Insurance Business..., Securities Business..., Medical Compliance, FINRA/SEC Compliance, DOE Compliance, Customer Service, Business Process, Retirement Planning, PowerPoint, Public Speaking, Office Management, Insurance, Microsoft Excel, Life Insurance, Securities, Budgets, Team Building, Spreadsheets, Outlook, New Business Development, Problem Solving, Microsoft Word, Business Analysis, Access, Visio, Research, Time Management, Event Planning, Quickbooks, Editing, Financial Analysis, Accounts Receivable, Accounts Payable, CRM, Start-ups, Leadership, Estate Planning, Process Scheduler, Strategic Financial..., Invoicing, Employee Benefits, Process Improvement, Management, Marketing
Education
Oakland University 2008 — 2010
Biology
Baker College of Auburn Hills 2007 — 2008
Biology
Bishop Foley
Condominium Management Associates October 2012 - Present
Secure Investors Group April 2012 - September 2012
LPL Financial January 2011 - April 2012
Paul Mitchell The School June 2010 - January 2011
Health Producers Home Care May 2009 - July 2010
Skills
Databases, Microsoft Office, Database Administration, Data Analysis, Salesforce.com..., Advisor's Assistant CRM..., Life Insurance Business..., Securities Business..., Medical Compliance, FINRA/SEC Compliance, DOE Compliance, Customer Service, Business Process, Retirement Planning, PowerPoint, Public Speaking, Office Management, Insurance, Microsoft Excel, Life Insurance, Securities, Budgets, Team Building, Spreadsheets, Outlook, New Business Development, Problem Solving, Microsoft Word, Business Analysis, Access, Visio, Research, Time Management, Event Planning, Quickbooks, Editing, Financial Analysis, Accounts Receivable, Accounts Payable, CRM, Start-ups, Leadership, Estate Planning, Process Scheduler, Strategic Financial..., Invoicing, Employee Benefits, Process Improvement, Management, Marketing
Education
Oakland University 2008 — 2010
Biology
Baker College of Auburn Hills 2007 — 2008
Biology
Bishop Foley
Denise Heimel, CIMA®, CFP® Denise Heimel, CIMA®, CFP®'s LPL Financial Experience February 2015 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial February 2015 - Present
Clever Business Consulting January 2013 - February 2015
Amerirprise October 2004 - June 2012
Skills
Investment Management, Financial Planning, Wealth Management, Holistic Financial..., Coaching, Consulting, Strategy, Change Management, Strategic Planning, Management Consulting, Business Development, Strategic Partnerships, Business Planning, Team Leadership, Business Analysis, Finance
Education
Bellevue Community College
University of Phoenix
Bachelor's Degree, Business/Marketing
LPL Financial February 2015 - Present
Clever Business Consulting January 2013 - February 2015
Amerirprise October 2004 - June 2012
Skills
Investment Management, Financial Planning, Wealth Management, Holistic Financial..., Coaching, Consulting, Strategy, Change Management, Strategic Planning, Management Consulting, Business Development, Strategic Partnerships, Business Planning, Team Leadership, Business Analysis, Finance
Education
Bellevue Community College
University of Phoenix
Bachelor's Degree, Business/Marketing
David Bridges, CFP®'s LPL Financial Experience 2007 - Present
Job Wealth and Business Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial 2007 - Present
Chandeleur Homes, INC 1989 - 2002
Fleetwood Homes, Inc 1983 - 1989
American Cast Iron Pipe Company 1980 - 1983
Skills
Financial Analysis, Risk Management, Investments, Estate Planning, Retirement Planning, Insurance Analysis
Education
Auburn University 1976 — 1980
Industrial Engineering
LPL Financial 2007 - Present
Chandeleur Homes, INC 1989 - 2002
Fleetwood Homes, Inc 1983 - 1989
American Cast Iron Pipe Company 1980 - 1983
Skills
Financial Analysis, Risk Management, Investments, Estate Planning, Retirement Planning, Insurance Analysis
Education
Auburn University 1976 — 1980
Industrial Engineering
Nicole Coar's LPL Financial Experience March 2014 - Present
Job Registered Sales Associate at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2014 - Present
LPL Financial February 2012 - March 2014
Johnson Rauhoff, Inc. February 1996 - March 2004
WHFB AM & FM Radio June 1994 - January 1996
Skills
Investments, Retirement Planning, Securities, Wealth Management, Asset Allocation, IRAs, Mutual Funds, Municipal Bonds, Series 7, Financial Advisory, Series 66, Fixed Income Portfolio..., Marketing Communications, Integrated Marketing, Media Relations, Advertising, Brand Development, Strategic Communications, Online Marketing, Social Media Marketing, Public Relations, Copywriting, Email Marketing, Newsletters, Marketing
Education
Ball State University 1990 — 1994
Bachelor of Applied Science (BASc), Majored in Telecommunications with a minor in Business, Graduated Summa Cum Laude
LPL Financial March 2014 - Present
LPL Financial February 2012 - March 2014
Johnson Rauhoff, Inc. February 1996 - March 2004
WHFB AM & FM Radio June 1994 - January 1996
Skills
Investments, Retirement Planning, Securities, Wealth Management, Asset Allocation, IRAs, Mutual Funds, Municipal Bonds, Series 7, Financial Advisory, Series 66, Fixed Income Portfolio..., Marketing Communications, Integrated Marketing, Media Relations, Advertising, Brand Development, Strategic Communications, Online Marketing, Social Media Marketing, Public Relations, Copywriting, Email Marketing, Newsletters, Marketing
Education
Ball State University 1990 — 1994
Bachelor of Applied Science (BASc), Majored in Telecommunications with a minor in Business, Graduated Summa Cum Laude
Lee Swinford Lee Swinford's LPL Financial Experience January 2008 - October 2011
Job Wealth Adviser at United Capital
Industry Financial Services
Experience
United Capital Financial Partners, Inc October 2011 - Present
Girard Securities October 2011 - Present
DEVCO Financial LLC March 2013 - Present
Brian Lee & Franklin Co August 2009 - Present
Peak Capital Investment Services July 2008 - Present
LPL Financial January 2008 - October 2011
Collaborative Wealth Management January 2008 - July 2008
Skills
Wealth Management, Retirement Planning, Asset Management, Securities, Wealth Management..., Wealth, Financial Planning, Investments, Finance, Risk Management, Strategic Financial..., Strategic Planning, Investment Banking, Private Equity, Financial Planners, Insurance, Tactical Asset..., Investment Strategies, Portfolio Management, Private Equity/Venture..., Series 7, Estate Planning, Financial Analysis, Asset Allocation, Equities, Investment Advisory, Trading, New Business Development, Financial Management, Financial Modeling, Retirement, Retirement Income..., Wealth Preservation, Income Generation, Rollovers, Roth IRA, IRA Rollovers, 401k Rollovers, IRA's, 401k, Investment Selection, Retirement Plan..., Separately Managed..., Options Strategies, Institutional Investors, Stocks, Alternative Assets, Series 63, Series 65, Cash Flow
Education
Baylor University 2002 — 2007
BA, Business; Corporate Communications
Baylor University - Hankamer School of Business 2002 — 2007
BA, Business; Corporate Communications
United Capital Financial Partners, Inc October 2011 - Present
Girard Securities October 2011 - Present
DEVCO Financial LLC March 2013 - Present
Brian Lee & Franklin Co August 2009 - Present
Peak Capital Investment Services July 2008 - Present
LPL Financial January 2008 - October 2011
Collaborative Wealth Management January 2008 - July 2008
Skills
Wealth Management, Retirement Planning, Asset Management, Securities, Wealth Management..., Wealth, Financial Planning, Investments, Finance, Risk Management, Strategic Financial..., Strategic Planning, Investment Banking, Private Equity, Financial Planners, Insurance, Tactical Asset..., Investment Strategies, Portfolio Management, Private Equity/Venture..., Series 7, Estate Planning, Financial Analysis, Asset Allocation, Equities, Investment Advisory, Trading, New Business Development, Financial Management, Financial Modeling, Retirement, Retirement Income..., Wealth Preservation, Income Generation, Rollovers, Roth IRA, IRA Rollovers, 401k Rollovers, IRA's, 401k, Investment Selection, Retirement Plan..., Separately Managed..., Options Strategies, Institutional Investors, Stocks, Alternative Assets, Series 63, Series 65, Cash Flow
Education
Baylor University 2002 — 2007
BA, Business; Corporate Communications
Baylor University - Hankamer School of Business 2002 — 2007
BA, Business; Corporate Communications
Bethany Perkins's LPL Financial Experience August 2010 - April 2011
Job Academic Advisor at Ashford University
Industry Education Management
Experience
Ashford University September 2014 - Present
Ashford University April 2011 - Present
LPL Financial August 2010 - April 2011
Starbucks June 2006 - August 2010
Skills
Higher Education, Adult Education, Student Affairs, Distance Learning, Academic Advising, Student Financial Aid, Microsoft Office, Written Communication, E-Learning, Editing, Letter Writing, Staff Development, Admissions, Retaining Customers, Policy, Time Management, Baking, Cake Decorating, Desserts, Catering, Wedding Cakes, Cupcakes, Special Events, Leadership Development, Customer Retention, Public Speaking
Education
Ashford University 2012 — 2013
Master of Arts (MA), Higher Education/Higher Education Administration
San Diego Christian College 2005 — 2009
Bachelor of Arts (BA), English Language and Literature, General
Ashford University September 2014 - Present
Ashford University April 2011 - Present
LPL Financial August 2010 - April 2011
Starbucks June 2006 - August 2010
Skills
Higher Education, Adult Education, Student Affairs, Distance Learning, Academic Advising, Student Financial Aid, Microsoft Office, Written Communication, E-Learning, Editing, Letter Writing, Staff Development, Admissions, Retaining Customers, Policy, Time Management, Baking, Cake Decorating, Desserts, Catering, Wedding Cakes, Cupcakes, Special Events, Leadership Development, Customer Retention, Public Speaking
Education
Ashford University 2012 — 2013
Master of Arts (MA), Higher Education/Higher Education Administration
San Diego Christian College 2005 — 2009
Bachelor of Arts (BA), English Language and Literature, General
Lindsay Larimore Lindsay Larimore's LPL Financial Experience June 2014 - August 2014
Job Student at Baylor University
Industry Graphic Design
Experience
Printing With Pizazz May 2015 - Present
LPL Financial June 2014 - August 2014
Driving School Of North Texas June 2013 - August 2013
Skills
Microsoft Office, Drawing, Photography, Digital Illustration, Adobe Creative Suite, Graphics, InDesign, Logo Design
Education
Baylor University 2011 — 2015
Bachelor's Degree, Studio Art with a concentration in Graphic Design
Canyon Creek Christian Academy 2007 — 2011
Valedictorian of Class of 2011
Printing With Pizazz May 2015 - Present
LPL Financial June 2014 - August 2014
Driving School Of North Texas June 2013 - August 2013
Skills
Microsoft Office, Drawing, Photography, Digital Illustration, Adobe Creative Suite, Graphics, InDesign, Logo Design
Education
Baylor University 2011 — 2015
Bachelor's Degree, Studio Art with a concentration in Graphic Design
Canyon Creek Christian Academy 2007 — 2011
Valedictorian of Class of 2011
Erin O'Grady's LPL Financial Experience September 2001 - April 2004
Job Experienced Product /Project Manager
Industry Computer Software
Experience
Symitar January 2009 - July 2013
Symitar September 2007 - January 2009
Symitar August 2004 - September 2007
LPL Financial September 2001 - April 2004
Musicmatch June 2000 - July 2001
Comdial March 1998 - February 2000
Comdial September 1997 - March 1998
Skills
Product Management, Project Management, Requirements Analysis, Software Development, Marketing Communications, Product Marketing, Strategic Planning, Feasibility Studies, Product Design, Quality Assurance, Requirements Gathering, SDLC, Software Documentation, Software Project..., Cross-functional Team..., Business Analysis, Process Improvement
Education
Babson College
Bachelor's Degree, Finance and Investments
University of Virginia, Darden School of Business
Master of Business Administration (M.B.A.), Business Administration and Management, General
Symitar January 2009 - July 2013
Symitar September 2007 - January 2009
Symitar August 2004 - September 2007
LPL Financial September 2001 - April 2004
Musicmatch June 2000 - July 2001
Comdial March 1998 - February 2000
Comdial September 1997 - March 1998
Skills
Product Management, Project Management, Requirements Analysis, Software Development, Marketing Communications, Product Marketing, Strategic Planning, Feasibility Studies, Product Design, Quality Assurance, Requirements Gathering, SDLC, Software Documentation, Software Project..., Cross-functional Team..., Business Analysis, Process Improvement
Education
Babson College
Bachelor's Degree, Finance and Investments
University of Virginia, Darden School of Business
Master of Business Administration (M.B.A.), Business Administration and Management, General
Bill McCartney's LPL Financial Experience 2003 - 2010
Job Wealth Advisor at Regions Private Wealth Management
Industry Financial Services
Experience
Regions Private Wealth Management November 2012 - Present
William W. McCartney, Jr. Attorney at Law November 2002 - Present
Wells Fargo Private Bank July 2010 - November 2012
First Bank of Georgia September 2003 - July 2010
LPL Financial 2003 - 2010
Merrill Lynch July 2001 - November 2002
SouthTrust Bank June 1999 - July 2001
First Union National Bank September 1993 - June 1999
Education
Samford University, Cumberland School of Law 1989 — 1992
JD, Law
Auburn University, College of Business 1983 — 1987
BS, Business Administration
Oviedo HS 1979 — 1983
HS, College Prep
Regions Private Wealth Management November 2012 - Present
William W. McCartney, Jr. Attorney at Law November 2002 - Present
Wells Fargo Private Bank July 2010 - November 2012
First Bank of Georgia September 2003 - July 2010
LPL Financial 2003 - 2010
Merrill Lynch July 2001 - November 2002
SouthTrust Bank June 1999 - July 2001
First Union National Bank September 1993 - June 1999
Education
Samford University, Cumberland School of Law 1989 — 1992
JD, Law
Auburn University, College of Business 1983 — 1987
BS, Business Administration
Oviedo HS 1979 — 1983
HS, College Prep
Adam Gentile's LPL Financial Experience December 2014 - January 2015
Job Finance Intern at Massachusetts Life Sciences Center
Industry Financial Services
Experience
Massachusetts Life Sciences Center September 2015 - Present
Financial Compass Group June 2015 - Present
LPL Financial December 2014 - January 2015
Comfort Windows June 2012 - August 2014
Pillars of Wall Street February 2014 - 2014
Skills
Microsoft Excel, Microsoft Word, Microsoft Office, Social Media, Finance, Investments, Teamwork, PowerPoint, Leadership, Time Management, Outlook, Public Speaking, Management, Customer Service
Education
Bentley University 2012 — 2016
Bachelor of Science (B.S.), Finance Minor: Law, Current Cumulative GPA: 3.65
Bond University 2014 — 2014
Finance/Law
Charles W. Baker High School 2009 — 2012
High School Diploma, Cumulative GPA: 4.0
Massachusetts Life Sciences Center September 2015 - Present
Financial Compass Group June 2015 - Present
LPL Financial December 2014 - January 2015
Comfort Windows June 2012 - August 2014
Pillars of Wall Street February 2014 - 2014
Skills
Microsoft Excel, Microsoft Word, Microsoft Office, Social Media, Finance, Investments, Teamwork, PowerPoint, Leadership, Time Management, Outlook, Public Speaking, Management, Customer Service
Education
Bentley University 2012 — 2016
Bachelor of Science (B.S.), Finance Minor: Law, Current Cumulative GPA: 3.65
Bond University 2014 — 2014
Finance/Law
Charles W. Baker High School 2009 — 2012
High School Diploma, Cumulative GPA: 4.0
Uma Sharma Uma Sharma's LPL Financial Experience January 2010 - February 2011
Job OPT & CPT Mentor | Open Networker | Startup Specialist | Human Resources | LION
Industry Management Consulting
Experience
East & West Solutions February 2006 - Present
Capital Group February 2011 - October 2012
LPL Financial January 2010 - February 2011
Toyota September 2007 - June 2008
Bank of America June 2006 - September 2007
H&R Block May 2005 - July 2006
G.A.F. Seelig, Inc. October 2002 - May 2005
State Bank of India August 1997 - September 2002
Skills
Management Consulting, Consulting, Start-ups, Training, Training Delivery, Employee Engagement, Employee Relations, Project Management, Program Management, Business Strategy, New Business Development, Business Development, Project Planning, C, HTML, Microsoft Office, C++, Business Analysis, Management, Java, Leadership, SQL
Education
City University of New York-Baruch College - Zicklin School of Business
Master of Business Administration (MBA), Investment & Finance
East & West Solutions February 2006 - Present
Capital Group February 2011 - October 2012
LPL Financial January 2010 - February 2011
Toyota September 2007 - June 2008
Bank of America June 2006 - September 2007
H&R Block May 2005 - July 2006
G.A.F. Seelig, Inc. October 2002 - May 2005
State Bank of India August 1997 - September 2002
Skills
Management Consulting, Consulting, Start-ups, Training, Training Delivery, Employee Engagement, Employee Relations, Project Management, Program Management, Business Strategy, New Business Development, Business Development, Project Planning, C, HTML, Microsoft Office, C++, Business Analysis, Management, Java, Leadership, SQL
Education
City University of New York-Baruch College - Zicklin School of Business
Master of Business Administration (MBA), Investment & Finance
Ramona Whiteside Ramona Whiteside's LPL Financial Experience 2012 - 2014
Job Compliance Advisor at Raymond James Financial Inc.
Industry Financial Services
Experience
Raymond James Financial Inc. September 2014 - Present
LPL Financial 2012 - 2014
LPL Financial 2008 - 2012
Wachovia Retirement Services 2006 - 2007
Bank of America 2003 - 2006
Skills
Financial Analysis, Mutual Funds, Securities, Strategic Financial..., Series 7
Education
Belmont Abbey College
Accounting
CPCC Charlotte
Accounting
Raymond James Financial Inc. September 2014 - Present
LPL Financial 2012 - 2014
LPL Financial 2008 - 2012
Wachovia Retirement Services 2006 - 2007
Bank of America 2003 - 2006
Skills
Financial Analysis, Mutual Funds, Securities, Strategic Financial..., Series 7
Education
Belmont Abbey College
Accounting
CPCC Charlotte
Accounting
Troy Axelson, CFP® Troy Axelson, CFP®'s LPL Financial Experience June 2002 - 2007
Job Divisional Vice President, SunAmerica
Industry Financial Services
Experience
AIG Retirement Services August 2008 - Present
Unifi Companies/Ameritas 2007 - 2008
LPL Financial June 2002 - 2007
Skills
Retirement Planning, Mutual Funds, Series 63, Wealth Management, Series 7, Fixed Annuities, Retirement, Asset Allocation, 401k, Investment Advisory, Series 24, Winemaking, Variable Annuities
Education
Augsburg College 1988 — 1992
Bachelor of Arts (B.A.), Business/Managerial Economics
AIG Retirement Services August 2008 - Present
Unifi Companies/Ameritas 2007 - 2008
LPL Financial June 2002 - 2007
Skills
Retirement Planning, Mutual Funds, Series 63, Wealth Management, Series 7, Fixed Annuities, Retirement, Asset Allocation, 401k, Investment Advisory, Series 24, Winemaking, Variable Annuities
Education
Augsburg College 1988 — 1992
Bachelor of Arts (B.A.), Business/Managerial Economics
Margaret Tang's LPL Financial Experience June 2014 - August 2014
Job Sales and Trading Summer Analyst at Bank of America Merrill Lynch
Industry Investment Banking
Experience
Bank of America Merrill Lynch June 2015 - August 2015
LPL Financial June 2014 - August 2014
Erik Thomsen Gallery May 2013 - July 2013
Skills
Microsoft Excel, Derivatives, Economics, Financial Analysis, Corporate Finance, Bloomberg, Capital Markets, Microsoft Word, Management, Public Speaking, Research, Securities, Asset Allocation, Marketing, PowerPoint, Microsoft Office, Alternative Investments, Investments, Data Analysis, Leadership, Teamwork
Education
Barnard College 2013 — 2016
Bachelor of Arts (B.A.), Economics
Vanderbilt University 2012 — 2016
Bachelor of Arts (BA), Economics
Millburn High School 2008 — 2012
Bank of America Merrill Lynch June 2015 - August 2015
LPL Financial June 2014 - August 2014
Erik Thomsen Gallery May 2013 - July 2013
Skills
Microsoft Excel, Derivatives, Economics, Financial Analysis, Corporate Finance, Bloomberg, Capital Markets, Microsoft Word, Management, Public Speaking, Research, Securities, Asset Allocation, Marketing, PowerPoint, Microsoft Office, Alternative Investments, Investments, Data Analysis, Leadership, Teamwork
Education
Barnard College 2013 — 2016
Bachelor of Arts (B.A.), Economics
Vanderbilt University 2012 — 2016
Bachelor of Arts (BA), Economics
Millburn High School 2008 — 2012
Denise M. Shea Denise M. Shea's LPL Financial Experience September 2012 - November 2012
Job (Contract) Recruiter at Watkins
Industry Financial Services
Experience
Watkins Manufacturing Corporation May 2015 - Present
Encore Capital Group March 2014 - May 2015
ICW Group November 2012 - March 2014
LPL Financial September 2012 - November 2012
Cricket Communications May 2012 - September 2012
Randstad Professionals October 2010 - April 2012
Robert Half Finance & Accounting October 2008 - September 2010
Robert Half Finance & Accounting June 2004 - April 2007
Skills
Applicant Tracking..., Corporate Recruiting, Financial Recruiting, Human Resources, Candidate Screening, pipeline development, contract recruitment, screening resumes, Talent acquisition, Talent Acquisition, Recruiting, Contract Recruitment, Ceridian, iCIMS, Personnel Management, Technical Recruiting, New Hire Orientations, Benefits Administration, Pipeline Development, Management, Business Development, Onboarding, Staffing Services, Temporary Placement, Screening Resumes, Internet Recruiting, Employee Relations, Sourcing, Talent Management, Taleo, College Recruiting, Interviews
Education
Ashford University
Bachelor of Arts, Organizational Management
Watkins Manufacturing Corporation May 2015 - Present
Encore Capital Group March 2014 - May 2015
ICW Group November 2012 - March 2014
LPL Financial September 2012 - November 2012
Cricket Communications May 2012 - September 2012
Randstad Professionals October 2010 - April 2012
Robert Half Finance & Accounting October 2008 - September 2010
Robert Half Finance & Accounting June 2004 - April 2007
Skills
Applicant Tracking..., Corporate Recruiting, Financial Recruiting, Human Resources, Candidate Screening, pipeline development, contract recruitment, screening resumes, Talent acquisition, Talent Acquisition, Recruiting, Contract Recruitment, Ceridian, iCIMS, Personnel Management, Technical Recruiting, New Hire Orientations, Benefits Administration, Pipeline Development, Management, Business Development, Onboarding, Staffing Services, Temporary Placement, Screening Resumes, Internet Recruiting, Employee Relations, Sourcing, Talent Management, Taleo, College Recruiting, Interviews
Education
Ashford University
Bachelor of Arts, Organizational Management
Gray Davis's LPL Financial Experience January 2015 - Present
Job Sr. Internal Regional Director GA, AL, North FL at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2015 - Present
LPL Financial August 2013 - January 2015
LPL Financial January 2011 - August 2013
US Army 2005 - 2009
Skills
Sales, Investments, Business Development, Retirement Planning, Series 7, Mutual Funds, Salesforce.com, Marketing, Cold Calling, Quality Auditing, Financial Statements, Spreadsheets, Retirement, Recruiting, Securities, FINRA, Alternative Investments, Broker Dealers, New Business Development, Contract Negotiation, Pricing, Marketing Strategy, CRM, Siebel, Securities Regulation, Securities Offerings, General Securities..., Finance, Wealth Management, Microsoft Office, Financial Services
Education
Auburn University
History
LPL Financial January 2015 - Present
LPL Financial August 2013 - January 2015
LPL Financial January 2011 - August 2013
US Army 2005 - 2009
Skills
Sales, Investments, Business Development, Retirement Planning, Series 7, Mutual Funds, Salesforce.com, Marketing, Cold Calling, Quality Auditing, Financial Statements, Spreadsheets, Retirement, Recruiting, Securities, FINRA, Alternative Investments, Broker Dealers, New Business Development, Contract Negotiation, Pricing, Marketing Strategy, CRM, Siebel, Securities Regulation, Securities Offerings, General Securities..., Finance, Wealth Management, Microsoft Office, Financial Services
Education
Auburn University
History
Amy O'Keefe's LPL Financial Experience December 2011 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial December 2011 - Present
Edward Jones January 2005 - November 2011
COTG – A Xerox Company June 2003 - December 2004
Valley View Middle School August 2000 - December 2002
West St Paul District 197 August 1996 - June 1999
Skills
Financial Planning, Estate Planning, Retirement Planning, 401k Rollovers, Saving for Education, IRAs, Wealth Accumulation, College Savings Plans
Education
Augustana College (SD)
LPL Financial December 2011 - Present
Edward Jones January 2005 - November 2011
COTG – A Xerox Company June 2003 - December 2004
Valley View Middle School August 2000 - December 2002
West St Paul District 197 August 1996 - June 1999
Skills
Financial Planning, Estate Planning, Retirement Planning, 401k Rollovers, Saving for Education, IRAs, Wealth Accumulation, College Savings Plans
Education
Augustana College (SD)
Eric Crawley Eric Crawley's LPL Financial Experience March 2010 - Present
Job AVP and Asset Allocation Strategist at LPL Financial
Industry Investment Management
Experience
LPL Financial March 2010 - Present
Boy Scouts of America August 2007 - March 2010
Babson College Fund April 2008 - April 2009
A.G. Edwards & Sons, Inc. August 2004 - June 2007
A.G. Edwards & Sons, Inc. June 2003 - August 2004
Skills
Portfolio Management, Equity Research, Asset Allocation, Risk Management, Financial Analysis, Mutual Funds, Analysis, Strategy, Alternative Investments, Asset Management
Education
Babson College - Franklin W. Olin Graduate School of Business 2007 — 2009
Master of Business Administration, Investment Management
Lake Forest College 1999 — 2003
BA, English, Spanish, Business
Thayer Academy 1995 — 1999
LPL Financial March 2010 - Present
Boy Scouts of America August 2007 - March 2010
Babson College Fund April 2008 - April 2009
A.G. Edwards & Sons, Inc. August 2004 - June 2007
A.G. Edwards & Sons, Inc. June 2003 - August 2004
Skills
Portfolio Management, Equity Research, Asset Allocation, Risk Management, Financial Analysis, Mutual Funds, Analysis, Strategy, Alternative Investments, Asset Management
Education
Babson College - Franklin W. Olin Graduate School of Business 2007 — 2009
Master of Business Administration, Investment Management
Lake Forest College 1999 — 2003
BA, English, Spanish, Business
Thayer Academy 1995 — 1999
Patrick J. Conger's LPL Financial Experience November 2011 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial November 2011 - Present
UBS Wealth Management March 2008 - November 2011
Morgan Keegan & Co., Inc. January 2004 - March 2008
Robert W. Baird & Co. January 2001 - December 2003
Ernst & Young September 1997 - December 2000
Skills
Wealth Management, Asset Allocation, Retirement Planning, College Education..., Mutual Funds, Securities, Municipal Bonds, Disability Insurance, Licensed Life Insurance..., Variable Annuities, Fixed Annuities, Series 7, Series 6, Budget Process
Education
Belmont University - Jack C. Massey Graduate School of Business 2007 — 2007
Executive Certificate, Financial Planning
College for Financial Planning 2004 — 2004
AAMS, Accredited Asset Management Specialist
Trevecca Nazarene University 1993 — 1997
BBA, Concentration in Accounting
LPL Financial November 2011 - Present
UBS Wealth Management March 2008 - November 2011
Morgan Keegan & Co., Inc. January 2004 - March 2008
Robert W. Baird & Co. January 2001 - December 2003
Ernst & Young September 1997 - December 2000
Skills
Wealth Management, Asset Allocation, Retirement Planning, College Education..., Mutual Funds, Securities, Municipal Bonds, Disability Insurance, Licensed Life Insurance..., Variable Annuities, Fixed Annuities, Series 7, Series 6, Budget Process
Education
Belmont University - Jack C. Massey Graduate School of Business 2007 — 2007
Executive Certificate, Financial Planning
College for Financial Planning 2004 — 2004
AAMS, Accredited Asset Management Specialist
Trevecca Nazarene University 1993 — 1997
BBA, Concentration in Accounting
Sean McMaster's LPL Financial Experience June 2013 - Present
Job Regional Director | Business Development at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2013 - Present
RS Investments September 2008 - April 2013
Ameriprise Financial Services, Inc. November 2007 - July 2008
Skills
Mutual Funds, Personal Financial..., Business Development..., Asset Allocation, Alternative Investments, Retirement Planning, Wealth Management, Securities, Series 7, Series 66, Investment Strategies, Life & Health Insurance..., Asset Management
Education
Assumption College 2004 — 2007
BA, Business Management
Boston College High School 1999 — 2003
LPL Financial June 2013 - Present
RS Investments September 2008 - April 2013
Ameriprise Financial Services, Inc. November 2007 - July 2008
Skills
Mutual Funds, Personal Financial..., Business Development..., Asset Allocation, Alternative Investments, Retirement Planning, Wealth Management, Securities, Series 7, Series 66, Investment Strategies, Life & Health Insurance..., Asset Management
Education
Assumption College 2004 — 2007
BA, Business Management
Boston College High School 1999 — 2003
George J. Mullen, Jr., CFP(R), MSFP's LPL Financial Experience July 2006 - July 2009
Job Financial Advisor, LPL Financial
Industry Financial Services
Experience
The Patriot Financial Group September 2009 - Present
LPL Financial July 2006 - July 2009
Education
Bentley College - Elkin B. McCallum Graduate School of Business 2005 — 2010
MSFP, Master's in Financial Planning and Taxation
Boston University 1994 — 1996
Certificate in Financial Planning, Financial Planning
Boston University Questrom School of Business 1976 — 1980
BSBA, Finance and Accounting
The Patriot Financial Group September 2009 - Present
LPL Financial July 2006 - July 2009
Education
Bentley College - Elkin B. McCallum Graduate School of Business 2005 — 2010
MSFP, Master's in Financial Planning and Taxation
Boston University 1994 — 1996
Certificate in Financial Planning, Financial Planning
Boston University Questrom School of Business 1976 — 1980
BSBA, Finance and Accounting
Christina Rogers Christina Rogers's LPL Financial Experience September 2008 - Present
Job Associate Service Consultant at LPL Financial
Industry Investment Management
Experience
LPL Financial September 2008 - Present
White Box Contemporary 2013 - 2013
Chinese Pirate Productions October 2010 - August 2011
LPL Financial September 2007 - September 2008
Bankers Bank October 2006 - June 2007
Metavante August 2005 - October 2006
Toys R Us Madison and November 2000 - April 2005
Arrow Financial Services January 2005 - March 2005
National W Club August 2004 - November 2004
Skills
Customer Service, Leadership, Event Planning, Technical Support, Photography, Fixed Annuities, Project Management, Process Improvement, Microsoft Excel, Banking, Microsoft Office, Team Leadership, Risk Management, Visio, Software Documentation, Program Management, Training, Access, PowerPoint, Recruiting, Microsoft Word, Management, Strategic Planning, Account Management, Business Planning, Business Analysis, Sales
Education
Ashford University 2009 — 2011
Marketing & Public Relations, Project Management
University of Wisconsin-Whitewater 2003 — 2005
CAREER DEVELOPMENT
LPL Financial September 2008 - Present
White Box Contemporary 2013 - 2013
Chinese Pirate Productions October 2010 - August 2011
LPL Financial September 2007 - September 2008
Bankers Bank October 2006 - June 2007
Metavante August 2005 - October 2006
Toys R Us Madison and November 2000 - April 2005
Arrow Financial Services January 2005 - March 2005
National W Club August 2004 - November 2004
Skills
Customer Service, Leadership, Event Planning, Technical Support, Photography, Fixed Annuities, Project Management, Process Improvement, Microsoft Excel, Banking, Microsoft Office, Team Leadership, Risk Management, Visio, Software Documentation, Program Management, Training, Access, PowerPoint, Recruiting, Microsoft Word, Management, Strategic Planning, Account Management, Business Planning, Business Analysis, Sales
Education
Ashford University 2009 — 2011
Marketing & Public Relations, Project Management
University of Wisconsin-Whitewater 2003 — 2005
CAREER DEVELOPMENT
Antwain Daniels Antwain Daniels's LPL Financial Experience February 2014 - Present
Job Senior Business Consultant Internal Relationship Manager
Industry Financial Services
Experience
LPL Financial February 2014 - Present
LPL Finanical May 2012 - February 2014
LPL Financial February 2010 - May 2012
LPL Financial November 2007 - January 2010
Vanguard July 2006 - November 2007
Skills
•I have strong..., •Ability to..., •Effective..., •Create training..., •Creative thinker., •Proven track record..., Management, Investments, Call Center, Microsoft Excel, Customer Satisfaction, Financial Services, Call Centers, Customer Service, Training, Policy, Business Development, CRM, Finance, Leadership, Securities, Public Speaking, Relationship Management, Mutual Funds, Microsoft Office, Consulting
Education
Benedict College 2000 — 2005
Bachelor's of Science, Computer Science
Technical College of the Lowcountry 1998 — 2000
CAD/CADD Drafting and/or Design Technology/Technician
Battery Creek High School 1996 — 2000
High School Diploma
LPL Financial February 2014 - Present
LPL Finanical May 2012 - February 2014
LPL Financial February 2010 - May 2012
LPL Financial November 2007 - January 2010
Vanguard July 2006 - November 2007
Skills
•I have strong..., •Ability to..., •Effective..., •Create training..., •Creative thinker., •Proven track record..., Management, Investments, Call Center, Microsoft Excel, Customer Satisfaction, Financial Services, Call Centers, Customer Service, Training, Policy, Business Development, CRM, Finance, Leadership, Securities, Public Speaking, Relationship Management, Mutual Funds, Microsoft Office, Consulting
Education
Benedict College 2000 — 2005
Bachelor's of Science, Computer Science
Technical College of the Lowcountry 1998 — 2000
CAD/CADD Drafting and/or Design Technology/Technician
Battery Creek High School 1996 — 2000
High School Diploma
Brindha Krishnamurthy, CPA, MBA Brindha Krishnamurthy, CPA, MBA's LPL Financial Experience September 2015 - Present
Job Accounting Manager at LPL Financial
Industry Accounting
Experience
LPL Financial September 2015 - Present
LPL Financial October 2012 - August 2015
PETCO Animal Supplies, Inc. August 2011 - October 2012
RPR Partners, LLP 2007 - 2008
Royale Energy, Inc. December 2006 - March 2007
Skills
Sarbanes-Oxley Act, GAAP, General Ledger, Financial Reporting, Account Reconciliation, Financial Statements, US GAAP, Variance Analysis, Internal Controls, Accruals
Education
Arkansas State University 2003 — 2005
MBA, Accounting
LPL Financial September 2015 - Present
LPL Financial October 2012 - August 2015
PETCO Animal Supplies, Inc. August 2011 - October 2012
RPR Partners, LLP 2007 - 2008
Royale Energy, Inc. December 2006 - March 2007
Skills
Sarbanes-Oxley Act, GAAP, General Ledger, Financial Reporting, Account Reconciliation, Financial Statements, US GAAP, Variance Analysis, Internal Controls, Accruals
Education
Arkansas State University 2003 — 2005
MBA, Accounting
Amitraj Budhu Amitraj Budhu's LPL Financial Experience April 2010 - April 2011
Job Senior DevOps Engineer / Cloud Engineer at Blucora
Industry Computer Hardware
Experience
Blucora November 2014 - Present
Bridgepoint Education April 2011 - November 2014
LPL Financial April 2010 - April 2011
Aspen Marketing Services April 2009 - April 2010
Family and Community Medicine February 2008 - November 2008
Eller Information Technology July 2006 - December 2007
Multimedia Learning Lab December 2005 - July 2006
Skills
Microsoft Certified..., VMware ESX, MCITP, ITIL v3 Foundations..., CompTIA A+ Certification, CompTIA Network+..., Apple Certified, System Automation, Ruby, Build Automation, Apple Certified..., VCloud Director, VCloud Orchestrator, Amazon Web Services..., Chef, MongoDB
Education
Ashford University 2012 — 2013
Master of Business Administration (MBA), Management Information Systems and Services, 4.0
University of Arizona, Eller College of Management 2004 — 2007
BS, Management and Information Services, 4.0
Blucora November 2014 - Present
Bridgepoint Education April 2011 - November 2014
LPL Financial April 2010 - April 2011
Aspen Marketing Services April 2009 - April 2010
Family and Community Medicine February 2008 - November 2008
Eller Information Technology July 2006 - December 2007
Multimedia Learning Lab December 2005 - July 2006
Skills
Microsoft Certified..., VMware ESX, MCITP, ITIL v3 Foundations..., CompTIA A+ Certification, CompTIA Network+..., Apple Certified, System Automation, Ruby, Build Automation, Apple Certified..., VCloud Director, VCloud Orchestrator, Amazon Web Services..., Chef, MongoDB
Education
Ashford University 2012 — 2013
Master of Business Administration (MBA), Management Information Systems and Services, 4.0
University of Arizona, Eller College of Management 2004 — 2007
BS, Management and Information Services, 4.0
Abigail S. Adams Abigail S. Adams's LPL Financial Experience July 2006 - April 2008
Job Director of Marketing and Business Development at Sherin and Lodgen LLP
Industry Marketing and Advertising
Experience
Sherin and Lodgen LLP July 2011 - September 2012
PYMNTS.com April 2008 - July 2011
Market Platform Dynamics April 2008 - July 2011
LPL Financial July 2006 - April 2008
Winter Wyman August 2004 - July 2006
Education
Bates College
Moses Brown School
Sherin and Lodgen LLP July 2011 - September 2012
PYMNTS.com April 2008 - July 2011
Market Platform Dynamics April 2008 - July 2011
LPL Financial July 2006 - April 2008
Winter Wyman August 2004 - July 2006
Education
Bates College
Moses Brown School
Michael D. Arnold Michael D. Arnold's LPL Financial Experience September 2004 - Present
Job LPL Financial Advisor
Industry Financial Services
Experience
LPL Financial September 2004 - Present
Skills
Retirement Planning, Small Business Owners, Investment Planning, Investments, Small Business, Retirement, Estate Planning
Education
Augsburg College 2009 — 2011
MBA
Marquette University 1995 — 1999
Bachelor's degree, Accounting and Finance
Cotter High School 1991 — 1995
LPL Financial September 2004 - Present
Skills
Retirement Planning, Small Business Owners, Investment Planning, Investments, Small Business, Retirement, Estate Planning
Education
Augsburg College 2009 — 2011
MBA
Marquette University 1995 — 1999
Bachelor's degree, Accounting and Finance
Cotter High School 1991 — 1995
Christopher R Rainer's LPL Financial Experience June 2015 - Present
Job CEFEX, achieved in combination with LPL Financial, LLC.
Industry Financial Services
Experience
LPL Financial June 2015 - Present
LPL Financial July 2009 - Present
SmithBarney November 2005 - July 2009
Legg Mason September 1998 - November 2005
Skills
Retirement Planning, Series 7, Estate Planning, Alternative Investments, Series 63, Retirement, Finance, Money Management, Strategic Financial..., Investment Advisory, Wealth Management, Asset Allocation, Mutual Funds, 401k, Investment Strategies, FINRA, Portfolio Management, Asset Management, Life Insurance, Investments, Financial Planning
Education
Auburn University
Bachelors of Science, Finance
Natick High
LPL Financial June 2015 - Present
LPL Financial July 2009 - Present
SmithBarney November 2005 - July 2009
Legg Mason September 1998 - November 2005
Skills
Retirement Planning, Series 7, Estate Planning, Alternative Investments, Series 63, Retirement, Finance, Money Management, Strategic Financial..., Investment Advisory, Wealth Management, Asset Allocation, Mutual Funds, 401k, Investment Strategies, FINRA, Portfolio Management, Asset Management, Life Insurance, Investments, Financial Planning
Education
Auburn University
Bachelors of Science, Finance
Natick High
Noah DeStefano Noah DeStefano's LPL Financial Experience August 2013 - Present
Job Supervisory Principal at LPL Financial
Industry Financial Services
Experience
LPL Financial August 2013 - Present
SunTrust Investment Services May 2007 - August 2013
Skills
Series 7, Series 63, Series 65, Series 24, FINRA, Uniform Combined State..., Mutual Funds, Asset Allocation, Securities, Wealth Management, Investment Advisory, Retirement Planning, Alternative Investments, Retirement
Education
Averett University 2011 — 2013
Master of Business Administration (MBA), MBA
LPL Financial August 2013 - Present
SunTrust Investment Services May 2007 - August 2013
Skills
Series 7, Series 63, Series 65, Series 24, FINRA, Uniform Combined State..., Mutual Funds, Asset Allocation, Securities, Wealth Management, Investment Advisory, Retirement Planning, Alternative Investments, Retirement
Education
Averett University 2011 — 2013
Master of Business Administration (MBA), MBA
Robert Ramanujam's LPL Financial Experience September 2014 - Present
Job Assistant Vice President at LPL Financial
Industry Financial Services
Experience
LPL Financial September 2014 - Present
LPL Financial November 2013 - September 2014
Hold Brothers Capital, LLC May 2013 - July 2013
Hold Brothers Capital, LLC March 2011 - May 2013
Hold Brothers On-line Investment Services, LLC December 2003 - February 2011
S. Ramanujam Consultants January 2002 - November 2003
Campaignsoft May 1998 - August 2000
Rexxxus Lexxxus Enterprises, Inc February 1999 - February 2000
Skills
Equities, Series 7, Investments, Proprietary Trading, Traders, Trading Systems, Trading, Options, Technical Analysis, Financial Markets, Derivatives, Hedge Funds, Capital Markets, Risk Management, Alternative Investments, Securities, Hedging, Foreign Exchange, Portfolio Management, Electronic Trading, Asset Management, Trading Strategies, Finance, Commodity, FX trading, Currency, Financial Risk, Investment Strategies, Fixed Income, FX Options, Bonds, Bloomberg, ETFs, Equity Trading, Managed Futures, Investment Banking, Asset Allocation, Compliance, Business Development, Project Management, Valuation, Series 63, Equity Derivatives, Financial Services, Equity Research, Series 24, Mutual Funds, Structured Products, Market Making, Corporate Finance
Education
New York University - Leonard N. Stern School of Business 2000 — 2004
MS, Financial Engineering
Baruch College, City University of New York (CUNY) 2000 — 2002
MBA, Finance
Penn State University 1996 — 1998
MS, Environmental Engineering
Penn State University 1990 — 1996
BS, Mathematics
LPL Financial September 2014 - Present
LPL Financial November 2013 - September 2014
Hold Brothers Capital, LLC May 2013 - July 2013
Hold Brothers Capital, LLC March 2011 - May 2013
Hold Brothers On-line Investment Services, LLC December 2003 - February 2011
S. Ramanujam Consultants January 2002 - November 2003
Campaignsoft May 1998 - August 2000
Rexxxus Lexxxus Enterprises, Inc February 1999 - February 2000
Skills
Equities, Series 7, Investments, Proprietary Trading, Traders, Trading Systems, Trading, Options, Technical Analysis, Financial Markets, Derivatives, Hedge Funds, Capital Markets, Risk Management, Alternative Investments, Securities, Hedging, Foreign Exchange, Portfolio Management, Electronic Trading, Asset Management, Trading Strategies, Finance, Commodity, FX trading, Currency, Financial Risk, Investment Strategies, Fixed Income, FX Options, Bonds, Bloomberg, ETFs, Equity Trading, Managed Futures, Investment Banking, Asset Allocation, Compliance, Business Development, Project Management, Valuation, Series 63, Equity Derivatives, Financial Services, Equity Research, Series 24, Mutual Funds, Structured Products, Market Making, Corporate Finance
Education
New York University - Leonard N. Stern School of Business 2000 — 2004
MS, Financial Engineering
Baruch College, City University of New York (CUNY) 2000 — 2002
MBA, Finance
Penn State University 1996 — 1998
MS, Environmental Engineering
Penn State University 1990 — 1996
BS, Mathematics
Guy Angiuoni, Jr.'s LPL Financial Experience January 2003 - Present
Job Independent Financial Advisor
Industry Financial Services
Experience
LPL Financial January 2003 - Present
Law Office of Guy Angiuoni, Jr. January 1997 - Present
Private Wealth Management LLC January 2001 - December 2002
Skills
Retirement Planning, Investment Advisory, Mutual Funds, Wealth Management, Retirement, Series 7, Securities, Asset Allocation, FINRA, Investment Strategies, Series 63, Estate Planning, Alternative Investments, Investment Management, Financial Advisory
Education
Suffolk University Law School 1994 — 1997
Bentley University 1988 — 1993
BS, Finance
LPL Financial January 2003 - Present
Law Office of Guy Angiuoni, Jr. January 1997 - Present
Private Wealth Management LLC January 2001 - December 2002
Skills
Retirement Planning, Investment Advisory, Mutual Funds, Wealth Management, Retirement, Series 7, Securities, Asset Allocation, FINRA, Investment Strategies, Series 63, Estate Planning, Alternative Investments, Investment Management, Financial Advisory
Education
Suffolk University Law School 1994 — 1997
Bentley University 1988 — 1993
BS, Finance
Russell Winchester, AIF's LPL Financial Experience November 2011 - Present
Job Vice President, Retirement Partners at LPL Financial
Industry Financial Services
Experience
LPL Financial November 2011 - Present
Retirement Clearinghouse March 2009 - September 2011
OneAmerica Securities 2004 - 2009
MassMutual 2002 - 2004
Guardian Life January 1998 - December 2002
Skills
Strategy, 401k, Sales Management, Leadership, Management, Vendor Management, Sales Operations, Business Planning, Cross-functional Team..., Operations Management, Executive Management, Resource Management, B2B, Fly Fishing
Education
Westfield State University
Bachelor's Degree
Assumption College
Worcester Academy
High School
LPL Financial November 2011 - Present
Retirement Clearinghouse March 2009 - September 2011
OneAmerica Securities 2004 - 2009
MassMutual 2002 - 2004
Guardian Life January 1998 - December 2002
Skills
Strategy, 401k, Sales Management, Leadership, Management, Vendor Management, Sales Operations, Business Planning, Cross-functional Team..., Operations Management, Executive Management, Resource Management, B2B, Fly Fishing
Education
Westfield State University
Bachelor's Degree
Assumption College
Worcester Academy
High School
Nicholas Kolb's LPL Financial Experience June 2006 - April 2012
Job Operations Alternative Investment Custody Services Purchase Team at Charles Schwab
Industry Financial Services
Experience
Charles Schwab April 2014 - Present
Sulzer April 2012 - April 2014
LPL Financial June 2006 - April 2012
AIG Financial Advisors, Inc. / Sentra Securities Corp. March 2005 - June 2006
Skills
Retirement Planning, Strategic Financial..., Investments, Wealth Management, Series 7, Financial Analysis, Mutual Funds, Retirement, Estate Planning, Investment Advisory, Fixed Annuities, Portfolio Management, Financial Modeling, Asset Managment, Financial Advisory
Education
The American College 2012 — 2013
Arizona State University West 2003 — 2006
Bachelor of Science (BS), Accounting
Charles Schwab April 2014 - Present
Sulzer April 2012 - April 2014
LPL Financial June 2006 - April 2012
AIG Financial Advisors, Inc. / Sentra Securities Corp. March 2005 - June 2006
Skills
Retirement Planning, Strategic Financial..., Investments, Wealth Management, Series 7, Financial Analysis, Mutual Funds, Retirement, Estate Planning, Investment Advisory, Fixed Annuities, Portfolio Management, Financial Modeling, Asset Managment, Financial Advisory
Education
The American College 2012 — 2013
Arizona State University West 2003 — 2006
Bachelor of Science (BS), Accounting
Jessica Sexton's LPL Financial Experience September 2008 - January 2009
Job Chief Compliance Officer
Industry Financial Services
Experience
Independent Advisor Alliance February 2014 - Present
Impact Technologies Group, Inc. February 2009 - February 2014
LPL Financial September 2008 - January 2009
LPL Financial December 2007 - September 2008
LPL Financial November 2006 - December 2007
Impact Technologies Group, Inc. February 2005 - November 2006
Progressive Insurance July 2002 - January 2005
Valley Tack Shop, Inc. July 1999 - January 2005
Skills
Project Management, Accounts Payable, Insurance, Microsoft Office, Sales, Investments, Mutual Funds, Series 63, Customer Service, Financial Services, Finance, Risk Management
Education
Baldwin Wallace University 1999 — 2001
Bachelors, English
Cleveland State University 1997 — 1999
Bachelor of Science (B.S.), English
Independent Advisor Alliance February 2014 - Present
Impact Technologies Group, Inc. February 2009 - February 2014
LPL Financial September 2008 - January 2009
LPL Financial December 2007 - September 2008
LPL Financial November 2006 - December 2007
Impact Technologies Group, Inc. February 2005 - November 2006
Progressive Insurance July 2002 - January 2005
Valley Tack Shop, Inc. July 1999 - January 2005
Skills
Project Management, Accounts Payable, Insurance, Microsoft Office, Sales, Investments, Mutual Funds, Series 63, Customer Service, Financial Services, Finance, Risk Management
Education
Baldwin Wallace University 1999 — 2001
Bachelors, English
Cleveland State University 1997 — 1999
Bachelor of Science (B.S.), English
David Penza's LPL Financial Experience June 2009 - Present
Job Fixed Income Trader at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2009 - Present
Banc of America Securities September 2008 - June 2009
Bank of America 2004 - 2007
Education
Bentley University 1997 — 2001
MB
LPL Financial June 2009 - Present
Banc of America Securities September 2008 - June 2009
Bank of America 2004 - 2007
Education
Bentley University 1997 — 2001
MB
Jeff Nash's LPL Financial Experience 1999 - 2012
Job President at Nash Consulting Group
Industry Financial Services
Experience
Nash Consulting Group January 2013 - Present
LPL Financial Services 1999 - December 2012
LPL Financial 1999 - 2012
Skills
Series 7, Series 24, Series 63, Series 65, Business Development, Recruiting, Practice Management, Sales Management, Business Planning, Strategic Thinking, Investment Advisory, Risk Management, IRAs, Wealth Management, Financial Planners, Start-ups, Relationship Management, Retirement Planning, Mergers & Acquisitions, Process Improvement, Leadership, Securities, Strategic Financial..., Retirement, Separately Managed..., Financial Advisory, Management Consulting, Alternative Investments, Strategic Planning, Variable Annuities, Investment Management, Mutual Funds, FINRA, Fixed Income, ETFs, Financial Services, 401k, Investment Strategies, Estate Planning, Series 6, Strategy, Wealth Management..., Finance, Uniform Combined State..., Portfolio Management, Fixed Annuities, Wealth
Education
Bentley College - Elkin B. McCallum Graduate School of Business 1991 — 1993
MBA, Finance
Colby College 1987 — 1991
BA, Business
Nash Consulting Group January 2013 - Present
LPL Financial Services 1999 - December 2012
LPL Financial 1999 - 2012
Skills
Series 7, Series 24, Series 63, Series 65, Business Development, Recruiting, Practice Management, Sales Management, Business Planning, Strategic Thinking, Investment Advisory, Risk Management, IRAs, Wealth Management, Financial Planners, Start-ups, Relationship Management, Retirement Planning, Mergers & Acquisitions, Process Improvement, Leadership, Securities, Strategic Financial..., Retirement, Separately Managed..., Financial Advisory, Management Consulting, Alternative Investments, Strategic Planning, Variable Annuities, Investment Management, Mutual Funds, FINRA, Fixed Income, ETFs, Financial Services, 401k, Investment Strategies, Estate Planning, Series 6, Strategy, Wealth Management..., Finance, Uniform Combined State..., Portfolio Management, Fixed Annuities, Wealth
Education
Bentley College - Elkin B. McCallum Graduate School of Business 1991 — 1993
MBA, Finance
Colby College 1987 — 1991
BA, Business
John Tattersall, CFP (R)'s LPL Financial Experience 1996 - Present
Job Certified Financial Planner(R) at LPL Financial
Industry Financial Services
Experience
Parkway Financial Strategies, LLC July 2011 - Present
LPL Financial 1996 - Present
Potomac Financial Group, LLC 1996 - July 2011
CFF 1989 - 1994
Skills
Investments, Securities, FINRA, Insurance, Financial Planning, Retirement Planning, Small Business, Finance, Retirement, Analysis
Education
Arizona State University - W. P. Carey School of Business 1982 — 1986
The American College 2002 — 2004
CERTIFIED FINANCIAL PLANNER, Certified Financial Planning
Lake Ridge Academy
Parkway Financial Strategies, LLC July 2011 - Present
LPL Financial 1996 - Present
Potomac Financial Group, LLC 1996 - July 2011
CFF 1989 - 1994
Skills
Investments, Securities, FINRA, Insurance, Financial Planning, Retirement Planning, Small Business, Finance, Retirement, Analysis
Education
Arizona State University - W. P. Carey School of Business 1982 — 1986
The American College 2002 — 2004
CERTIFIED FINANCIAL PLANNER, Certified Financial Planning
Lake Ridge Academy
Vasili Kaltunevich's LPL Financial Experience 2012 - 2013
Job Director of technologies at EPAM Systems
Industry Computer Software
Experience
EPAM Systems January 2006 - Present
LPL Financial 2012 - 2013
EPAM Systems January 2001 - January 2005
Skills
Scrum, Subversion, Agile Methodologies, XML, JMS, Design Patterns, Spring, Software Project..., Java Enterprise Edition, Software Development, SQL, Ruby, Smalltalk, Python, Project Management, Account Management, Java, Middleware, JIRA
Education
Belaruski Dziarzhauny Universitet 1988 — 1993
Master's degree, Applied Mathematics
EPAM Systems January 2006 - Present
LPL Financial 2012 - 2013
EPAM Systems January 2001 - January 2005
Skills
Scrum, Subversion, Agile Methodologies, XML, JMS, Design Patterns, Spring, Software Project..., Java Enterprise Edition, Software Development, SQL, Ruby, Smalltalk, Python, Project Management, Account Management, Java, Middleware, JIRA
Education
Belaruski Dziarzhauny Universitet 1988 — 1993
Master's degree, Applied Mathematics
Jason Poff's LPL Financial Experience January 2014 - Present
Job President at Ursus Wealth Management
Industry Investment Management
Experience
LPL Financial January 2014 - Present
Ursus Wealth Management January 2014 - Present
Merrill Lynch October 2010 - January 2014
Chase Investment Services Corp. September 2005 - October 2010
Fidelity Investments March 2001 - September 2005
Janus Capital Group November 2000 - March 2001
Merrill Lynch July 1999 - November 2000
Skills
Retirement Planning, Wealth Management, Mutual Funds, Asset Allocation, Portfolio Management, Alternative Investments, Equities, Fixed Income, 401k, Trading, Insurance, Finance, Financial Advisory, Securities, Series 7
Education
Baylor University 1996 — 1999
BBA, Finance
Baylor University - Hankamer School of Business 1996 — 1999
Bachelor, Finance
Brazosport College 1994 — 1996
Associate's degree, General Studies
LPL Financial January 2014 - Present
Ursus Wealth Management January 2014 - Present
Merrill Lynch October 2010 - January 2014
Chase Investment Services Corp. September 2005 - October 2010
Fidelity Investments March 2001 - September 2005
Janus Capital Group November 2000 - March 2001
Merrill Lynch July 1999 - November 2000
Skills
Retirement Planning, Wealth Management, Mutual Funds, Asset Allocation, Portfolio Management, Alternative Investments, Equities, Fixed Income, 401k, Trading, Insurance, Finance, Financial Advisory, Securities, Series 7
Education
Baylor University 1996 — 1999
BBA, Finance
Baylor University - Hankamer School of Business 1996 — 1999
Bachelor, Finance
Brazosport College 1994 — 1996
Associate's degree, General Studies
Brandy Clements-Corder's LPL Financial Experience September 2013 - Present
Job Senior Analyst, Marketing Regulatory Review at LPL Financial
Industry Financial Services
Experience
LPL Financial September 2013 - Present
First Allied Securities April 2011 - September 2013
LPL Financial October 2006 - April 2011
Education
Auburn University, College of Business 1999 — 2003
Bachelor of Science, Information Systems Management
LPL Financial September 2013 - Present
First Allied Securities April 2011 - September 2013
LPL Financial October 2006 - April 2011
Education
Auburn University, College of Business 1999 — 2003
Bachelor of Science, Information Systems Management
Michael J. Theberge, CFP®, MSFP's LPL Financial Experience August 2010 - Present
Job Financial Planner at LPL Financial
Industry Financial Services
Experience
LPL Financial August 2010 - Present
UBS Financial Services, Inc. April 2007 - August 2010
John Hancock/Boston Partners Financial Group, LLC. January 2002 - April 2007
Education
Bentley College - Elkin B. McCallum Graduate School of Business 2004 — 2008
Master of Science (MS), Financial Planning
University Of Southern Maine 1995 — 2000
Bachelor of Science (B.S.), Finance
LPL Financial August 2010 - Present
UBS Financial Services, Inc. April 2007 - August 2010
John Hancock/Boston Partners Financial Group, LLC. January 2002 - April 2007
Education
Bentley College - Elkin B. McCallum Graduate School of Business 2004 — 2008
Master of Science (MS), Financial Planning
University Of Southern Maine 1995 — 2000
Bachelor of Science (B.S.), Finance
BASAVARAJ PATIL's LPL Financial Experience August 2012 - September 2014
Job Developing in Microsoft.net Applications
Industry Computer Software
Experience
BB&T May 2015 - Present
Sr Consultant at Wells Fargo Securities October 2014 - March 2015
LPL Financial August 2012 - September 2014
Asset Vue LLC November 2011 - June 2012
Mizuho Securities USA Inc. May 2011 - September 2011
Bank of America Merrill Lynch March 2010 - March 2011
Navigators Insurance group May 2009 - January 2010
Wysitech Inc September 2005 - February 2009
Hewlett-Packard September 2000 - August 2005
Skills
ASP.NET, .NET, LINQ, Microsoft SQL Server, VB.NET, Architecture, C#, Silverlight, Oracle, TFS, WinForms, WCF, Agile Methodologies, T-SQL, SDLC
Education
Bangalore University 1991 — 1996
Bachelor of Engineering (BE), Electronics
BB&T May 2015 - Present
Sr Consultant at Wells Fargo Securities October 2014 - March 2015
LPL Financial August 2012 - September 2014
Asset Vue LLC November 2011 - June 2012
Mizuho Securities USA Inc. May 2011 - September 2011
Bank of America Merrill Lynch March 2010 - March 2011
Navigators Insurance group May 2009 - January 2010
Wysitech Inc September 2005 - February 2009
Hewlett-Packard September 2000 - August 2005
Skills
ASP.NET, .NET, LINQ, Microsoft SQL Server, VB.NET, Architecture, C#, Silverlight, Oracle, TFS, WinForms, WCF, Agile Methodologies, T-SQL, SDLC
Education
Bangalore University 1991 — 1996
Bachelor of Engineering (BE), Electronics
Soujanya Rao's LPL Financial Experience January 2007 - Present
Job Computer Software Professional
Industry Computer Software
Experience
LPL Financial January 2007 - Present
Tata Consultancy Services December 2003 - January 2006
ING Bank , Netherlands September 2005 - October 2005
Alestra July 2005 - August 2005
Microsoft 2004 - 2005
Tata Consultancy Services February 2004 - August 2004
Merrill Lynch August 2003 - December 2003
TCS 2000 - 2001
Skills
Software Project..., Integration, Business Analysis, SDLC, EAI, CRM, Testing, Agile Project Management, Enterprise Software, Requirements Analysis, Agile Methodologies, Project Management, Information Technology, Software Development
Education
Babasaheb Bhimrao Ambedkar University 1996 — 2000
Bacherlors of Engineering, Computer Science
LPL Financial January 2007 - Present
Tata Consultancy Services December 2003 - January 2006
ING Bank , Netherlands September 2005 - October 2005
Alestra July 2005 - August 2005
Microsoft 2004 - 2005
Tata Consultancy Services February 2004 - August 2004
Merrill Lynch August 2003 - December 2003
TCS 2000 - 2001
Skills
Software Project..., Integration, Business Analysis, SDLC, EAI, CRM, Testing, Agile Project Management, Enterprise Software, Requirements Analysis, Agile Methodologies, Project Management, Information Technology, Software Development
Education
Babasaheb Bhimrao Ambedkar University 1996 — 2000
Bacherlors of Engineering, Computer Science
Nicole (Noble) Varick's LPL Financial Experience April 2009 - March 2013
Job Executive Assistant/Business Development Associate at Gateway Financial Advisors
Industry Investment Management
Experience
Gateway Financial Advisors, Inc. February 2014 - Present
Cambridge Investment Research, Inc. March 2013 - Present
LPL Financial April 2009 - March 2013
William Bray Benefit Specialist January 2008 - June 2008
Prudential Financial September 2006 - January 2008
AIG 2003 - 2006
Skills
Insurance, Account Management, Training, Microsoft Office, Marketing, Budgets, Customer Service, Retirement Planning, Sales, Strategic Financial..., Strategic Planning, Team Building, Wealth Management, Business Planning, Recruiting, Financial Planning, Leadership
Education
Austin Community College 1996 — 1999
Business Administration and Management, General
Gateway Financial Advisors, Inc. February 2014 - Present
Cambridge Investment Research, Inc. March 2013 - Present
LPL Financial April 2009 - March 2013
William Bray Benefit Specialist January 2008 - June 2008
Prudential Financial September 2006 - January 2008
AIG 2003 - 2006
Skills
Insurance, Account Management, Training, Microsoft Office, Marketing, Budgets, Customer Service, Retirement Planning, Sales, Strategic Financial..., Strategic Planning, Team Building, Wealth Management, Business Planning, Recruiting, Financial Planning, Leadership
Education
Austin Community College 1996 — 1999
Business Administration and Management, General
Robin LaRue-Beasley's LPL Financial Experience 2012 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial 2012 - Present
Edward Jones February 2007 - February 2012
FedEx Express 1984 - 1999
Skills
Strategic Financial..., Insurance, Financial Analysis, Strategic Planning, Customer Service, Series 66, Budgets, Series 7, Leadership, Microsoft Excel, Process Improvement, Financial Reporting, PowerPoint, Retirement Planning, Public Speaking, Sales Management, Consulting, Team Building, Small Business, Logistics Management, Document Management, Business Networking, Network Security, Accounting, Financial Advisory, Financial Statements, Management, Microsoft Office, Outlook, Sales, Wealth Management, Finance, Investments, Portfolio Management, Nonprofits, Team Leadership, Life Insurance, Negotiation
Education
Ashland University 1985 — 1990
Computer Science
LPL Financial 2012 - Present
Edward Jones February 2007 - February 2012
FedEx Express 1984 - 1999
Skills
Strategic Financial..., Insurance, Financial Analysis, Strategic Planning, Customer Service, Series 66, Budgets, Series 7, Leadership, Microsoft Excel, Process Improvement, Financial Reporting, PowerPoint, Retirement Planning, Public Speaking, Sales Management, Consulting, Team Building, Small Business, Logistics Management, Document Management, Business Networking, Network Security, Accounting, Financial Advisory, Financial Statements, Management, Microsoft Office, Outlook, Sales, Wealth Management, Finance, Investments, Portfolio Management, Nonprofits, Team Leadership, Life Insurance, Negotiation
Education
Ashland University 1985 — 1990
Computer Science
Katherine Masson's LPL Financial Experience July 2006 - Present
Job Principal Examiner Branch Exams at LPL Financial
Industry Financial Services
Experience
LPL Financial July 2006 - Present
Thrivent Financial for Lutherans November 1999 - June 2006
Skills
Series 7, Series 24, Series 63, Series 66
Education
Ball State University
Education
LPL Financial July 2006 - Present
Thrivent Financial for Lutherans November 1999 - June 2006
Skills
Series 7, Series 24, Series 63, Series 66
Education
Ball State University
Education
Christopher Wice's LPL Financial Experience 2006 - Present
Job Manager, LPL Financial
Industry Financial Services
Experience
LPL Financial 2006 - Present
SII Investments 2006 - 2006
Jackson National Life 2005 - 2006
Foremost Insurance 2003 - 2005
Skills
Auditing, Fixed Annuities, Series 7, Investments, Finance, Series 24, Financial Advisory, FINRA, Strategic Financial..., Series 63, Mutual Funds, Securities, Investment Advisory, Asset Management, Risk Management, Insurance, Portfolio Management, Wealth Management, Asset Allocation, Alternative Investments, Investment Strategies, Financial Analysis
Education
Baker College Center for Graduate Studies
MBA, Finance
Baker College Business and Corporate Services
Bachelor of Business Administration, Corporate Management
Michigan Lutheran Seminary
High School
LPL Financial 2006 - Present
SII Investments 2006 - 2006
Jackson National Life 2005 - 2006
Foremost Insurance 2003 - 2005
Skills
Auditing, Fixed Annuities, Series 7, Investments, Finance, Series 24, Financial Advisory, FINRA, Strategic Financial..., Series 63, Mutual Funds, Securities, Investment Advisory, Asset Management, Risk Management, Insurance, Portfolio Management, Wealth Management, Asset Allocation, Alternative Investments, Investment Strategies, Financial Analysis
Education
Baker College Center for Graduate Studies
MBA, Finance
Baker College Business and Corporate Services
Bachelor of Business Administration, Corporate Management
Michigan Lutheran Seminary
High School
Jeffrey Bosch, MSBA's LPL Financial Experience July 2013 - December 2013
Job Data Analyst at US Navy Medicine West
Industry Defense & Space
Experience
Navy Medicine West August 2015 - Present
General Atomics July 2014 - June 2015
LPL Financial July 2013 - December 2013
Cricket Communications January 2013 - June 2013
Bridgepoint Education September 2011 - February 2012
RBS Sempra Commodities/Sempra Energy Solutions April 2006 - November 2009
US Bank September 2005 - January 2006
Crowell, Weedon & Co. June 2005 - August 2005
Express Funding December 2004 - May 2005
Fry's Electronics February 2003 - April 2004
Skills
Data Analysis, Auditing, Financial Analysis, Research, Business Strategy, Microsoft Excel, Finance, PowerPoint, Business Planning, Access, Market Research, Management, Marketing, Financial Modeling, Business Intelligence
Education
San Diego State University 2002 — 2002
Master's Degree, MS, Finance
Babson College 1995 — 1999
BS, Business Administraion
Serra High School 1991 — 1995
HS Diploma, High School diploma
Navy Medicine West August 2015 - Present
General Atomics July 2014 - June 2015
LPL Financial July 2013 - December 2013
Cricket Communications January 2013 - June 2013
Bridgepoint Education September 2011 - February 2012
RBS Sempra Commodities/Sempra Energy Solutions April 2006 - November 2009
US Bank September 2005 - January 2006
Crowell, Weedon & Co. June 2005 - August 2005
Express Funding December 2004 - May 2005
Fry's Electronics February 2003 - April 2004
Skills
Data Analysis, Auditing, Financial Analysis, Research, Business Strategy, Microsoft Excel, Finance, PowerPoint, Business Planning, Access, Market Research, Management, Marketing, Financial Modeling, Business Intelligence
Education
San Diego State University 2002 — 2002
Master's Degree, MS, Finance
Babson College 1995 — 1999
BS, Business Administraion
Serra High School 1991 — 1995
HS Diploma, High School diploma
James Meyer's LPL Financial Experience May 2001 - January 2004
Job Director of Software Engineering and Development at OIM Squared
Industry Computer Software
Experience
OIM Squared March 2014 - Present
Bridgepoint Education March 2012 - March 2014
Bridgepoint Education March 2011 - April 2012
Bridgepoint Education December 2010 - March 2011
Bridgepoint Education March 2010 - December 2010
Mobeze, Inc. March 2006 - February 2010
Mobeze, Inc 2006 - 2008
Mitchell International February 2004 - March 2006
LPL Financial May 2001 - January 2004
Quatrix, LLC January 1999 - March 2001
Skills
Enterprise Software, SQL, Software Development, Agile Methodologies, SDLC, C#, Microsoft SQL Server, Software Design, .NET, Software Project..., Scrum, SOA, T-SQL, Web Services, Databases, XML, TFS, Agile Project Management, Database Design
Education
Ashford University 2010 — 2014
Bachelor of Arts (BA), Business Leadership / Minor in Organizational Management, 4.0
Saint Louis University 1995 — 1997
BS, Physics, Computer Science, Electrical Engineering, Mathematics
OIM Squared March 2014 - Present
Bridgepoint Education March 2012 - March 2014
Bridgepoint Education March 2011 - April 2012
Bridgepoint Education December 2010 - March 2011
Bridgepoint Education March 2010 - December 2010
Mobeze, Inc. March 2006 - February 2010
Mobeze, Inc 2006 - 2008
Mitchell International February 2004 - March 2006
LPL Financial May 2001 - January 2004
Quatrix, LLC January 1999 - March 2001
Skills
Enterprise Software, SQL, Software Development, Agile Methodologies, SDLC, C#, Microsoft SQL Server, Software Design, .NET, Software Project..., Scrum, SOA, T-SQL, Web Services, Databases, XML, TFS, Agile Project Management, Database Design
Education
Ashford University 2010 — 2014
Bachelor of Arts (BA), Business Leadership / Minor in Organizational Management, 4.0
Saint Louis University 1995 — 1997
BS, Physics, Computer Science, Electrical Engineering, Mathematics
Shawn Joyce's LPL Financial Experience July 1998 - August 2005
Job Full stack web developer
Industry Information Technology and Services
Experience
Lanyon Inc May 2008 - August 2015
RFP Express September 2005 - May 2008
LPL Financial July 1998 - August 2005
Skills
ASP.NET, Software Development, SQL, C++, Crystal Reports, Agile Methodologies, ASP, Databases, Microsoft SQL Server, Web Services, T-SQL, Web Development, Scrum, .NET, C#, XML
Education
MiraCosta College 2015 — 2019
Baylor University 1982 — 1989
BA & MA, telecommunications & comp-sci
Lanyon Inc May 2008 - August 2015
RFP Express September 2005 - May 2008
LPL Financial July 1998 - August 2005
Skills
ASP.NET, Software Development, SQL, C++, Crystal Reports, Agile Methodologies, ASP, Databases, Microsoft SQL Server, Web Services, T-SQL, Web Development, Scrum, .NET, C#, XML
Education
MiraCosta College 2015 — 2019
Baylor University 1982 — 1989
BA & MA, telecommunications & comp-sci
Timothy Olmen's LPL Financial Experience October 2010 - August 2011
Job Financial Services Professional
Industry Financial Services
Experience
LPL Financial October 2010 - August 2011
Wachovia, A Wells Fargo Company 2008 - 2010
E*TRADE Financial 2005 - 2008
Skills
AML, Fraud, Banking, Analysis, Financial Services, Investigation, Security, Fraud Detection, FINRA
Education
Duke University 2005 — 2006
Post Baccalaureate Certificate, Paralegal Studies
Georgia State University 1979 — 1984
Graduate Study, Education
Asbury University 1974 — 1978
BA, Psychology
LPL Financial October 2010 - August 2011
Wachovia, A Wells Fargo Company 2008 - 2010
E*TRADE Financial 2005 - 2008
Skills
AML, Fraud, Banking, Analysis, Financial Services, Investigation, Security, Fraud Detection, FINRA
Education
Duke University 2005 — 2006
Post Baccalaureate Certificate, Paralegal Studies
Georgia State University 1979 — 1984
Graduate Study, Education
Asbury University 1974 — 1978
BA, Psychology
Daniel Durham's LPL Financial Experience July 2009 - November 2009
Job Owner at Dan "The Man" Haul Away
Industry Facilities Services
Experience
Dan "The Man" Haul Away October 2012 - Present
LPL Financial (Proven, Inc.) August 2012 - October 2012
California Bank & Trust April 2011 - August 2012
CALIFORNIA COMMUNITY BANK April 2010 - April 2011
LPL Financial July 2009 - November 2009
Pacific Western Bank April 2005 - February 2008
ProfitLine September 2004 - February 2005
Navy Federal Credit Union December 2002 - June 2004
Union Bank August 2001 - February 2002
Skills
Customer Service, Outlook, Banking, Excel, Direct Sales, Sales, Banking Operations, Finance, Microsoft Excel, Time Management, Customer Satisfaction
Education
Ashford University 2011 — 2012
Bachelors of Science, Business Management
University of Phoenix 2007 — 2011
Business Management, Associate of Science in Business Management
Dan "The Man" Haul Away October 2012 - Present
LPL Financial (Proven, Inc.) August 2012 - October 2012
California Bank & Trust April 2011 - August 2012
CALIFORNIA COMMUNITY BANK April 2010 - April 2011
LPL Financial July 2009 - November 2009
Pacific Western Bank April 2005 - February 2008
ProfitLine September 2004 - February 2005
Navy Federal Credit Union December 2002 - June 2004
Union Bank August 2001 - February 2002
Skills
Customer Service, Outlook, Banking, Excel, Direct Sales, Sales, Banking Operations, Finance, Microsoft Excel, Time Management, Customer Satisfaction
Education
Ashford University 2011 — 2012
Bachelors of Science, Business Management
University of Phoenix 2007 — 2011
Business Management, Associate of Science in Business Management
Astrid Tsang's LPL Financial Experience May 2013 - Present
Job Vice President, Associate Counsel at LPL Financial
Industry Law Practice
Experience
LPL Financial May 2013 - Present
Brattle Film Foundation November 2012 - Present
WilmerHale January 2012 - May 2013
WilmerHale October 2008 - January 2012
Lawyers Committee for Civil Rights Under Law of the Boston Bar Association November 2007 - February 2008
New York University November 2006 - February 2007
Wisconsin Supreme Court, The Honorable Chief Justice Shirley Abrahamson May 2006 - July 2006
International Securities Exchange April 2001 - June 2004
Skills
Fund Formation, Venture Capital, Private Equity, Corporate Law, Corporate Governance, Legal Writing, Securities, Securities Regulation, Due Diligence, Legal Advice, Capital Markets
Education
Northeastern University School of Law 2005 — 2008
J.D.
Barnard College 1996 — 2000
B.A., Political Science
Columbia University in the City of New York
Columbia University in the City of New York
LPL Financial May 2013 - Present
Brattle Film Foundation November 2012 - Present
WilmerHale January 2012 - May 2013
WilmerHale October 2008 - January 2012
Lawyers Committee for Civil Rights Under Law of the Boston Bar Association November 2007 - February 2008
New York University November 2006 - February 2007
Wisconsin Supreme Court, The Honorable Chief Justice Shirley Abrahamson May 2006 - July 2006
International Securities Exchange April 2001 - June 2004
Skills
Fund Formation, Venture Capital, Private Equity, Corporate Law, Corporate Governance, Legal Writing, Securities, Securities Regulation, Due Diligence, Legal Advice, Capital Markets
Education
Northeastern University School of Law 2005 — 2008
J.D.
Barnard College 1996 — 2000
B.A., Political Science
Columbia University in the City of New York
Columbia University in the City of New York
Eileen Pembroke's LPL Financial Experience July 1998 - April 2014
Job Paralegal
Industry Financial Services
Experience
LPL Financial July 1998 - April 2014
Skills
Proficient in Microsoft...
Education
Bentley University
Certificate, Paralegal Program
University of Massachusetts Boston
Bachelor of Arts (B.A.)
LPL Financial July 1998 - April 2014
Skills
Proficient in Microsoft...
Education
Bentley University
Certificate, Paralegal Program
University of Massachusetts Boston
Bachelor of Arts (B.A.)
Cody Haines, CFA, CAIA's LPL Financial Experience October 2007 - July 2009
Job Investment Manager
Industry Financial Services
Experience
Northrop Grumman Pension July 2014 - Present
Abbot Downing (A Wells Fargo Company) September 2011 - July 2014
Madison Avenue Securities July 2009 - September 2011
LPL Financial October 2007 - July 2009
Skills
Portfolio Management, Investments, Series 7, Equities, Asset Managment, Alternative Investments, Asset Allocation, Investment Strategies, Hedge Funds, Investment Advisory, Series 63, Series 24, Series 66, Real Estate, Risk Management
Education
Thunderbird School of Global Management 2012 — 2014
Master of Business Administration (M.B.A.), Business Administration
Arizona State University, W. P. Carey School of Business 2001 — 2005
BS, Business Administration
Northrop Grumman Pension July 2014 - Present
Abbot Downing (A Wells Fargo Company) September 2011 - July 2014
Madison Avenue Securities July 2009 - September 2011
LPL Financial October 2007 - July 2009
Skills
Portfolio Management, Investments, Series 7, Equities, Asset Managment, Alternative Investments, Asset Allocation, Investment Strategies, Hedge Funds, Investment Advisory, Series 63, Series 24, Series 66, Real Estate, Risk Management
Education
Thunderbird School of Global Management 2012 — 2014
Master of Business Administration (M.B.A.), Business Administration
Arizona State University, W. P. Carey School of Business 2001 — 2005
BS, Business Administration
Suzanne Purper's LPL Financial Experience March 2014 - Present
Job AVP, Business Systems at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2014 - Present
LPL Financial February 2012 - March 2014
SEI January 2006 - February 2012
SEI May 2004 - January 2006
SEI July 1998 - May 2004
McDonald & Company Securities, Inc August 1989 - June 1998
Skills
Portfolio Management, Business Analysis, Investments, Financial Services, Requirements Analysis, SDLC, Business Process..., Mutual Funds, Process Improvement, Corporate Actions, Trading, Requirements Gathering, Software Project..., Project Portfolio..., Business Requirements, Fixed Income, Software Documentation, Vendor Management, Business Process..., Asset Management, Business Process Design, Integration, Banking, Wealth Management, User Acceptance Testing, Trading Systems, Visio, Securities, Relationship Management, Back Office, Hedge Funds, Risk Management, Equities, PMO, Derivatives, Financial Markets
Education
Baldwin-Wallace College
BA, Finance, Management
LPL Financial March 2014 - Present
LPL Financial February 2012 - March 2014
SEI January 2006 - February 2012
SEI May 2004 - January 2006
SEI July 1998 - May 2004
McDonald & Company Securities, Inc August 1989 - June 1998
Skills
Portfolio Management, Business Analysis, Investments, Financial Services, Requirements Analysis, SDLC, Business Process..., Mutual Funds, Process Improvement, Corporate Actions, Trading, Requirements Gathering, Software Project..., Project Portfolio..., Business Requirements, Fixed Income, Software Documentation, Vendor Management, Business Process..., Asset Management, Business Process Design, Integration, Banking, Wealth Management, User Acceptance Testing, Trading Systems, Visio, Securities, Relationship Management, Back Office, Hedge Funds, Risk Management, Equities, PMO, Derivatives, Financial Markets
Education
Baldwin-Wallace College
BA, Finance, Management
Trevor Noble's LPL Financial Experience December 2014 - Present
Job Vice President Product Management at LPL Financial
Industry Financial Services
Experience
LPL Financial December 2014 - Present
Parametric October 2014 - December 2014
Parametric September 2008 - October 2014
Jefferies November 2006 - September 2008
Northrop Grumman Corporation June 2002 - November 2006
Education
Baylor University - Hankamer School of Business 1998 — 2002
Bachelor of Business Administration (B.B.A.)
LPL Financial December 2014 - Present
Parametric October 2014 - December 2014
Parametric September 2008 - October 2014
Jefferies November 2006 - September 2008
Northrop Grumman Corporation June 2002 - November 2006
Education
Baylor University - Hankamer School of Business 1998 — 2002
Bachelor of Business Administration (B.B.A.)
Anita Nunemaker's LPL Financial Experience July 2007 - October 2012
Job Financial Services Professional
Industry Financial Services
Experience
LPL Financial July 2007 - October 2012
Family Heritage Life Insurance Company of America February 2000 - July 2007
Chemcentral 1998 - 2000
Citi Loan Financial Services 1997 - 1998
Skills
Project Management, Report Preparation, Written Correspondence, Staff Management, Meeting Facilitation, Customer Service, Troubleshooting, Analytical Skills, Relationship Management, Written & Verbal..., Problem analysis &..., Remote Management, Anti-Money Laundering...
Education
Baldwin-Wallace College 1992 — 1996
Bachelor of Arts (B.A.), Business Administration
LPL Financial July 2007 - October 2012
Family Heritage Life Insurance Company of America February 2000 - July 2007
Chemcentral 1998 - 2000
Citi Loan Financial Services 1997 - 1998
Skills
Project Management, Report Preparation, Written Correspondence, Staff Management, Meeting Facilitation, Customer Service, Troubleshooting, Analytical Skills, Relationship Management, Written & Verbal..., Problem analysis &..., Remote Management, Anti-Money Laundering...
Education
Baldwin-Wallace College 1992 — 1996
Bachelor of Arts (B.A.), Business Administration
Dennis O'Connor's LPL Financial Experience December 1993 - August 2013
Job Cetera Advisors LLC.
Industry Investment Management
Experience
Cetera Advisors LLC September 2013 - Present
LPL Financial December 1993 - August 2013
Merrill Lynch May 1991 - December 1993
Shearson Lehman American Express May 1989 - May 1991
Prudential Bache Securities September 1986 - May 1989
Skills
Series 24, Series 7, Series 63, Life Insurance, Variable Annuities, Health Insurance, Wealth Management
Education
City University of New York-John Jay College of Criminal Justice 1977 — 1979
Criminal Justice
Baruch College, City University of New York (CUNY) 1974 — 1977
Finance
Mater Christi High School 1970 — 1974
High School Diploma, Liberal Arts
Most Precious Blood 1961 — 1970
Cetera Advisors LLC September 2013 - Present
LPL Financial December 1993 - August 2013
Merrill Lynch May 1991 - December 1993
Shearson Lehman American Express May 1989 - May 1991
Prudential Bache Securities September 1986 - May 1989
Skills
Series 24, Series 7, Series 63, Life Insurance, Variable Annuities, Health Insurance, Wealth Management
Education
City University of New York-John Jay College of Criminal Justice 1977 — 1979
Criminal Justice
Baruch College, City University of New York (CUNY) 1974 — 1977
Finance
Mater Christi High School 1970 — 1974
High School Diploma, Liberal Arts
Most Precious Blood 1961 — 1970
Samantha (Irene) Chenet's LPL Financial Experience September 2009 - December 2010
Job Visual/UX Designer at ORD_Design, Student at General Assembly
Industry Design
Experience
ORD_Design January 2015 - Present
Edmunds.com June 2012 - October 2014
Ein3 Design November 2010 - October 2012
LPL Financial September 2009 - December 2010
IY Design June 2007 - August 2009
Bosch Siemens Home Appliances Group September 2004 - June 2007
Publicis Groupe May 2004 - August 2004
Landor Associates August 2003 - March 2004
Guest Informant January 2003 - June 2003
McNulty & Co. September 2002 - January 2003
Skills
Graphics, User Experience, Layout, Web Design, Brochures, Logo Design, Agile Methodologies, User Experience Testing, Corporate Identity, Branding & Identity, Kanban, Wireframes, Storyboarding, Direct Mail, Graphic Design, User Interface Design
Education
General Assembly 2015 — 2015
Front-End Web Development PT Course
Art Center College of Design 1998 — 2002
Bachelor of Fine Arts (BFA), Graphic Design (Conc. in Motion Design), 3.7
ORD_Design January 2015 - Present
Edmunds.com June 2012 - October 2014
Ein3 Design November 2010 - October 2012
LPL Financial September 2009 - December 2010
IY Design June 2007 - August 2009
Bosch Siemens Home Appliances Group September 2004 - June 2007
Publicis Groupe May 2004 - August 2004
Landor Associates August 2003 - March 2004
Guest Informant January 2003 - June 2003
McNulty & Co. September 2002 - January 2003
Skills
Graphics, User Experience, Layout, Web Design, Brochures, Logo Design, Agile Methodologies, User Experience Testing, Corporate Identity, Branding & Identity, Kanban, Wireframes, Storyboarding, Direct Mail, Graphic Design, User Interface Design
Education
General Assembly 2015 — 2015
Front-End Web Development PT Course
Art Center College of Design 1998 — 2002
Bachelor of Fine Arts (BFA), Graphic Design (Conc. in Motion Design), 3.7
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.