LPL Financial
Industry: Financial services company
DescriptionLPL Financial LLC is the largest independent broker-dealer in the United States. As of 2017 the company had more than 15,000 financial advisors, over $615 billion in advisory & brokerage assets, and generated approximately $4.2 billion in annual revenue for the 2017 fiscal year. Headquarters: Boston, Massachusetts, United States CEO: Dan Arnold (Jan 2017–) Subsidiaries: AdvisoryWorld, Inc., LINSCO PRIVATE LEDGER CORP, Private Trust Co, Fortigent Holdings Company, Inc. Parent organization: LPL Financial Holdings Inc
LPL Financial List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at LPL Financial. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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3,941 LPL Financial employees in database. Find out everything there's to know about LPL Financial employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
LPL Financial Employees
Employee
Years
Job
Industry
Adrian Kowal Adrian Kowal's LPL Financial Experience December 2012 - May 2013
Job Financial Representative
Industry Financial Services
Experience
Vail Resorts March 2015 - May 2015
Fidelity Investments 2013 - 2014
LPL Financial December 2012 - May 2013
Skills
Financial Services, Equity Trading, Financial Planning, Investment Brokerage, Investments, Retirement Planning, Mutual Funds, Portfolio Management, Risk Management, Insurance, Wealth Management, Microsoft Office, Finance, Microsoft Excel, Microsoft Word, Asset Management, Equities, Series 7, Securities, Financial Analysis, Credit Analysis, Credit Risk
Education
State University of New York at Albany 2009 — 2013
Bachelor's Degree, Economics, 3.25
University at Albany, SUNY 2009 — 2013
Bachelor of Arts (B.A.), Economics
Vail Resorts March 2015 - May 2015
Fidelity Investments 2013 - 2014
LPL Financial December 2012 - May 2013
Skills
Financial Services, Equity Trading, Financial Planning, Investment Brokerage, Investments, Retirement Planning, Mutual Funds, Portfolio Management, Risk Management, Insurance, Wealth Management, Microsoft Office, Finance, Microsoft Excel, Microsoft Word, Asset Management, Equities, Series 7, Securities, Financial Analysis, Credit Analysis, Credit Risk
Education
State University of New York at Albany 2009 — 2013
Bachelor's Degree, Economics, 3.25
University at Albany, SUNY 2009 — 2013
Bachelor of Arts (B.A.), Economics
Jim Owen Jim Owen's LPL Financial Experience September 2014 - Present
Job Senior Vice President Retirement Partners at LPL Financial
Industry Financial Services
Experience
LPL Financial September 2014 - Present
LPL Financial December 2010 - September 2014
National Retirement Partners July 2005 - December 2010
Skills
Series 63, Investments, Retirement, Series 7, Retirement Planning, 401k, Wealth Management, Asset Management, Mutual Funds, Securities, Investment Advisory, Strategic Financial..., Alternative Investments, Uniform Combined State..., FINRA, Asset Allocation, Financial Advisory, Pensions
Education
University of Arizona
LPL Financial September 2014 - Present
LPL Financial December 2010 - September 2014
National Retirement Partners July 2005 - December 2010
Skills
Series 63, Investments, Retirement, Series 7, Retirement Planning, 401k, Wealth Management, Asset Management, Mutual Funds, Securities, Investment Advisory, Strategic Financial..., Alternative Investments, Uniform Combined State..., FINRA, Asset Allocation, Financial Advisory, Pensions
Education
University of Arizona
Phillip Mangham Phillip Mangham's LPL Financial Experience October 2014 - Present
Job Associate Service Center Representative at LPL Financial
Industry Financial Services
Experience
LPL Financial October 2014 - Present
LPL Financial June 2014 - September 2014
LPL Financial September 2013 - April 2014
MCT Trading January 2013 - July 2013
Wells Fargo February 2012 - January 2013
Skills
Business Analysis, Financial Analysis, Project Management, Microsoft Excel, Data Analysis, VBA, Time Management, Risk Management, Customer Service, Banking, Credit, Mortgage Lending, Sales, SharePoint, Oracle, Optimal Blue, PC Lender, Encompass, Calyx Point, Mortech, Secondary Mortgage...
Education
University of California, Davis 2007 — 2011
Bachelor of Arts (B.A.), Economics
LPL Financial October 2014 - Present
LPL Financial June 2014 - September 2014
LPL Financial September 2013 - April 2014
MCT Trading January 2013 - July 2013
Wells Fargo February 2012 - January 2013
Skills
Business Analysis, Financial Analysis, Project Management, Microsoft Excel, Data Analysis, VBA, Time Management, Risk Management, Customer Service, Banking, Credit, Mortgage Lending, Sales, SharePoint, Oracle, Optimal Blue, PC Lender, Encompass, Calyx Point, Mortech, Secondary Mortgage...
Education
University of California, Davis 2007 — 2011
Bachelor of Arts (B.A.), Economics
Shachi Maewal Shachi Maewal's LPL Financial Experience January 2015 - July 2015
Job Transitions Specialist at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2015 - July 2015
Robinson Pharma, Inc September 2013 - December 2013
Millennium Systems Inc. May 2013 - September 2013
Kumon September 2012 - June 2013
Skills
Communication, Organization Skills, Financial Services, Financial Reporting, Market Research, Marketing, Economics, Statistics, Econometrics, International Economics
Education
University of California, Irvine 2009 — 2013
Bachelor’s Degree, Economics
Westview 2005 — 2009
High School
LPL Financial January 2015 - July 2015
Robinson Pharma, Inc September 2013 - December 2013
Millennium Systems Inc. May 2013 - September 2013
Kumon September 2012 - June 2013
Skills
Communication, Organization Skills, Financial Services, Financial Reporting, Market Research, Marketing, Economics, Statistics, Econometrics, International Economics
Education
University of California, Irvine 2009 — 2013
Bachelor’s Degree, Economics
Westview 2005 — 2009
High School
Anna Chang Anna Chang's LPL Financial Experience April 2012 - June 2012
Job Assistant Admin Analyst at UC Irvine
Industry Higher Education
Experience
UC Irvine - Institute for Software Research August 2014 - Present
UC Irvine Dept of Biological Chemistry/Microbiology and Molecular Genetics November 2012 - August 2014
JC Gemini Asset Management May 2012 - January 2013
UC Irvine February 2011 - September 2012
LPL Financial April 2012 - June 2012
UC Irvine February 2010 - June 2010
AMC Theatres July 2007 - January 2009
Skills
QuickBooks, Daylite, Microsoft Office, Morningstar, Sage ACT, ProSystem fx Tax, Accounting, ACT!, PowerPoint, Data Entry
Education
UC Irvine 2008 — 2012
Bachelor of Arts (B.A.), Business Economics
Yonsei University 2010 — 2010
UC Irvine - Institute for Software Research August 2014 - Present
UC Irvine Dept of Biological Chemistry/Microbiology and Molecular Genetics November 2012 - August 2014
JC Gemini Asset Management May 2012 - January 2013
UC Irvine February 2011 - September 2012
LPL Financial April 2012 - June 2012
UC Irvine February 2010 - June 2010
AMC Theatres July 2007 - January 2009
Skills
QuickBooks, Daylite, Microsoft Office, Morningstar, Sage ACT, ProSystem fx Tax, Accounting, ACT!, PowerPoint, Data Entry
Education
UC Irvine 2008 — 2012
Bachelor of Arts (B.A.), Business Economics
Yonsei University 2010 — 2010
Jerrod McClung Jerrod McClung's LPL Financial Experience November 2010 - November 2013
Job Financial Advisor, Franchise Owner at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. November 2013 - Present
LPL Financial November 2010 - November 2013
Merrill Lynch June 2007 - November 2010
UBS Wealth Management January 2005 - June 2007
Education
UCLA 1993 — 1998
Bachelor of Psychology, Specialization in Business & Administration
La Jolla High School 1990 — 1993
Ameriprise Financial Services, Inc. November 2013 - Present
LPL Financial November 2010 - November 2013
Merrill Lynch June 2007 - November 2010
UBS Wealth Management January 2005 - June 2007
Education
UCLA 1993 — 1998
Bachelor of Psychology, Specialization in Business & Administration
La Jolla High School 1990 — 1993
Mary Rose Eagan Mary Rose Eagan's LPL Financial Experience February 2014 - May 2014
Job Marketing Consultant
Industry Financial Services
Experience
Cetera Financial Group May 2014 - Present
LPL Financial February 2014 - May 2014
LPL Financial December 2011 - February 2014
Edward Jones January 2008 - July 2011
Chandler Unified School District July 2000 - December 2007
Skills
Training, Public Speaking, Marketing, Leadership Development, Strategic Planning, Coaching, Series 7, Curriculum Design, Event Planning, Marketing Strategy, Program Management, Training Delivery, Event Management, Relationship Management, Series 63, Marketing Communications, Uniform Combined State..., Corporate Events, Content Development, Project Management
Education
Northern Arizona University 2002 — 2004
Master of Education (M.Ed.), Curriculum Design and Instruction
University of Arizona 1995 — 1999
Bachelor of Arts (BA), Elementary Education
Cetera Financial Group May 2014 - Present
LPL Financial February 2014 - May 2014
LPL Financial December 2011 - February 2014
Edward Jones January 2008 - July 2011
Chandler Unified School District July 2000 - December 2007
Skills
Training, Public Speaking, Marketing, Leadership Development, Strategic Planning, Coaching, Series 7, Curriculum Design, Event Planning, Marketing Strategy, Program Management, Training Delivery, Event Management, Relationship Management, Series 63, Marketing Communications, Uniform Combined State..., Corporate Events, Content Development, Project Management
Education
Northern Arizona University 2002 — 2004
Master of Education (M.Ed.), Curriculum Design and Instruction
University of Arizona 1995 — 1999
Bachelor of Arts (BA), Elementary Education
Stacey Waite's LPL Financial Experience August 2008 - October 2009
Job Regional Sales Vice President at MetLife
Industry Insurance
Experience
MetLife July 2013 - Present
MetLife October 2009 - July 2013
LPL Financial August 2008 - October 2009
Crowell, Weedon & Co. April 2005 - August 2008
Skills
Series 6, Series 63, Variable Annuities, Fixed Annuities, Sales, Presenter, Sales Presentations, Marketing, Financial Advisory, Life Insurance, Retirement Planning, Sales Operations, Investments, Insurance, Retirement
Education
UCLA
Bachelor of Arts (B.A.), Political Science and Government
MetLife July 2013 - Present
MetLife October 2009 - July 2013
LPL Financial August 2008 - October 2009
Crowell, Weedon & Co. April 2005 - August 2008
Skills
Series 6, Series 63, Variable Annuities, Fixed Annuities, Sales, Presenter, Sales Presentations, Marketing, Financial Advisory, Life Insurance, Retirement Planning, Sales Operations, Investments, Insurance, Retirement
Education
UCLA
Bachelor of Arts (B.A.), Political Science and Government
Joshua Clifford Joshua Clifford's LPL Financial Experience April 2014 - Present
Job Senior Finance Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial April 2014 - Present
LPL Financial August 2012 - March 2014
Bainbridge Capital September 2011 - July 2012
Merrill Lynch September 2009 - December 2009
Skills
Corporate Finance, Finance, Capital Markets, Private Equity, Financial Modeling, Portfolio Management, Analysis, Financial Reporting, Mergers & Acquisitions, Business Analysis, Business Strategy, Credit Analysis, Deal Sourcing, Banking, Energy, Valuation, Credit, Industry Analysis, Internet Research, Business Management, Business Process, Personal Finance, Quantitative Finance, Marketing Research, Industry Research, Corporate Communications, Managing Employees, Logistics
Education
University of Arizona 2010 — 2011
Master of Science (MS), Management with a Concentration in Finance
University of Arizona 2006 — 2010
Bachelor of Science (BS), Finance
LPL Financial April 2014 - Present
LPL Financial August 2012 - March 2014
Bainbridge Capital September 2011 - July 2012
Merrill Lynch September 2009 - December 2009
Skills
Corporate Finance, Finance, Capital Markets, Private Equity, Financial Modeling, Portfolio Management, Analysis, Financial Reporting, Mergers & Acquisitions, Business Analysis, Business Strategy, Credit Analysis, Deal Sourcing, Banking, Energy, Valuation, Credit, Industry Analysis, Internet Research, Business Management, Business Process, Personal Finance, Quantitative Finance, Marketing Research, Industry Research, Corporate Communications, Managing Employees, Logistics
Education
University of Arizona 2010 — 2011
Master of Science (MS), Management with a Concentration in Finance
University of Arizona 2006 — 2010
Bachelor of Science (BS), Finance
Erika Thomson Erika Thomson's LPL Financial Experience April 2007 - Present
Job Governance, Risk & Compliance
Industry Financial Services
Experience
LPL Financial April 2007 - Present
Thomson Enterprises, Inc. January 2007 - Present
Capital Growth, Inc March 2004 - April 2007
Berlitz January 1999 - September 2002
Skills
Investments, Risk Management, Mutual Funds, Securities, Strategic Financial...
Education
Universidade Metodista de São Paulo 1992 — 1996
BA, Business Management in International Trade
LPL Financial April 2007 - Present
Thomson Enterprises, Inc. January 2007 - Present
Capital Growth, Inc March 2004 - April 2007
Berlitz January 1999 - September 2002
Skills
Investments, Risk Management, Mutual Funds, Securities, Strategic Financial...
Education
Universidade Metodista de São Paulo 1992 — 1996
BA, Business Management in International Trade
Roxana E. Solorzano Roxana E. Solorzano's LPL Financial Experience November 2003 - Present
Job Financial Consultant at LPL Financial
Industry Financial Services
Experience
Lake Avenue Tax & Business Services 2015 - Present
LPL Financial November 2003 - Present
The Householder Group July 2002 - July 2003
American Express March 1995 - July 2002
Skills
Retirement Planning, Series 7, Wealth Management, Retirement, Mutual Funds, Investment Advisory, Strategic Financial..., Investments, Series 63, Financial Advisory, Securities, Asset Allocation, Estate Planning, Fixed Annuities, Portfolio Management, FINRA, Finance
Education
University of California, Los Angeles 2014 — 2015
CFP Candidate
University of California, Los Angeles 1992 — 1997
Bachelor's Degree, Political Science/Business Administration
Holy Family High School 1988 — 1992
High School
Lake Avenue Tax & Business Services 2015 - Present
LPL Financial November 2003 - Present
The Householder Group July 2002 - July 2003
American Express March 1995 - July 2002
Skills
Retirement Planning, Series 7, Wealth Management, Retirement, Mutual Funds, Investment Advisory, Strategic Financial..., Investments, Series 63, Financial Advisory, Securities, Asset Allocation, Estate Planning, Fixed Annuities, Portfolio Management, FINRA, Finance
Education
University of California, Los Angeles 2014 — 2015
CFP Candidate
University of California, Los Angeles 1992 — 1997
Bachelor's Degree, Political Science/Business Administration
Holy Family High School 1988 — 1992
High School
Brooke Wisda Brooke Wisda's LPL Financial Experience October 2013 - Present
Job AVP, Technical Accounting at LPL Financial
Industry Accounting
Experience
LPL Financial October 2013 - Present
EY September 2006 - October 2013
Skills
Auditing, Financial Statements, US GAAP, Accounting, Assurance, SEC filings, Sarbanes-Oxley Act, Financial Reporting, SEC Filings, Financial Accounting, GAAP
Education
University of Southern California - Marshall School of Business 2005 — 2006
Masters of Accounting, Accounting
University of Arizona, Eller College of Management 2001 — 2005
Bachelors of Science, Accounting
LPL Financial October 2013 - Present
EY September 2006 - October 2013
Skills
Auditing, Financial Statements, US GAAP, Accounting, Assurance, SEC filings, Sarbanes-Oxley Act, Financial Reporting, SEC Filings, Financial Accounting, GAAP
Education
University of Southern California - Marshall School of Business 2005 — 2006
Masters of Accounting, Accounting
University of Arizona, Eller College of Management 2001 — 2005
Bachelors of Science, Accounting
Christina Gomez Christina Gomez's LPL Financial Experience March 2014 - Present
Job VP, Internal Audit at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2014 - Present
LPL Financial August 2011 - March 2013
LPL Financial December 2010 - August 2011
Skills
Auditing, Risk Management, Sarbanes-Oxley Act, Series 7, Internal Controls, Financial Services, Enterprise Risk..., FINRA, Finance, Financial Analysis, Financial Planning, Financial Risk, Internal Audit, Investment Advisory, Investments, Mutual Funds, Securities, Series 24, Series 63, Wealth Management
Education
University of California, Riverside
BA History
LPL Financial March 2014 - Present
LPL Financial August 2011 - March 2013
LPL Financial December 2010 - August 2011
Skills
Auditing, Risk Management, Sarbanes-Oxley Act, Series 7, Internal Controls, Financial Services, Enterprise Risk..., FINRA, Finance, Financial Analysis, Financial Planning, Financial Risk, Internal Audit, Investment Advisory, Investments, Mutual Funds, Securities, Series 24, Series 63, Wealth Management
Education
University of California, Riverside
BA History
Marian Chapla-Breault, CLTC Marian Chapla-Breault, CLTC's LPL Financial Experience 2000 - Present
Job ChaplaBreault Wealth Management Inc., LPL Investment Advisor Representative
Industry Financial Services
Experience
LPL Financial 2000 - Present
Skills
~ Investments Including..., Marian Chapla-Breault..., Investments, Retirement Planning, Strategic Financial..., Financial Services, Securities, Financial Advisory, Wealth, cookie baking, orchid horticulture
Education
University of California, Berkeley 1972 — 1977
B.A Environmental Studies, Biological Sciences, Environmental Impact Analysis
LPL Financial 2000 - Present
Skills
~ Investments Including..., Marian Chapla-Breault..., Investments, Retirement Planning, Strategic Financial..., Financial Services, Securities, Financial Advisory, Wealth, cookie baking, orchid horticulture
Education
University of California, Berkeley 1972 — 1977
B.A Environmental Studies, Biological Sciences, Environmental Impact Analysis
Ivan Quiroga's LPL Financial Experience June 2014 - November 2014
Job New Client Onboarding Integration Support Team at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2014 - November 2014
LPL Financial December 2012 - March 2013
LPL Financial June 2011 - October 2012
LPL Financial June 2011 - October 2011
Rosenfeld Library – Anderson Graduate School of Management UCLA October 2007 - March 2009
Home Depot Supply June 2005 - September 2007
Hunsaker and Associates June 2003 - February 2005
San Diego Mirror & Window 1997 - 1999
Skills
Mutual Funds, Series 7, Financial Services, Securities, Management, Asset Management, Credit, Risk Management, Information Management, Image Editing, Copy Editing, Quality Control, User Experience Testing, Database Testing, Customer Service, Call Centers, Microsoft Excel, MS Excel Pivot Tables, Formatting Documents, Proofreading, Research, Public Speaking, Finance, Process Improvement, Financial Analysis, Analysis
Education
University of California, Los Angeles 2007 — 2009
MLIS, Library & Information Science
University of California, Los Angeles 1989 — 1995
Bachelor of Arts (B.A.), Anthropology
St Francis 1985 — 1989
University of California, San Diego
Certificate, Accounting
LPL Financial June 2014 - November 2014
LPL Financial December 2012 - March 2013
LPL Financial June 2011 - October 2012
LPL Financial June 2011 - October 2011
Rosenfeld Library – Anderson Graduate School of Management UCLA October 2007 - March 2009
Home Depot Supply June 2005 - September 2007
Hunsaker and Associates June 2003 - February 2005
San Diego Mirror & Window 1997 - 1999
Skills
Mutual Funds, Series 7, Financial Services, Securities, Management, Asset Management, Credit, Risk Management, Information Management, Image Editing, Copy Editing, Quality Control, User Experience Testing, Database Testing, Customer Service, Call Centers, Microsoft Excel, MS Excel Pivot Tables, Formatting Documents, Proofreading, Research, Public Speaking, Finance, Process Improvement, Financial Analysis, Analysis
Education
University of California, Los Angeles 2007 — 2009
MLIS, Library & Information Science
University of California, Los Angeles 1989 — 1995
Bachelor of Arts (B.A.), Anthropology
St Francis 1985 — 1989
University of California, San Diego
Certificate, Accounting
Ryan A Smith, CRPC® Ryan A Smith, CRPC®'s LPL Financial Experience July 2013 - January 2015
Job Financial Advisor, CRPC® at Rivettas Wealth Strategies focusing on Comprehensive Family and Business Financial Planning
Industry Financial Services
Experience
Rivettas Wealth Strategies / Williams Financial Group January 2015 - Present
LPL Financial July 2013 - January 2015
Transamerica Financial Advisors, Inc. May 2011 - July 2013
Mowat Construction Co. January 2006 - November 2011
TTCI January 1996 - January 2006
Skills
Financial Planning, Retirement Planning, Investments, Strategic Financial..., Investment Strategies, Personal Financial..., Investment Advisory..., Small Business...
Education
University of Utah 2003 — 2005
Master of Engineering (M.E.), Civil Engineering with an Emphasis in Business and Project Mangement
Estudio Sampere 2003 — 2003
Spanish Language Certificate, Spanish Language
University of Utah 1998 — 2003
Bachelor of Science (B.S.) Engineering, Civil Engineering
Universidad del País Vasco/Euskal Herriko Unibertsitatea 2002 — 2002
Spanish Language Certificate, Spanish Language
Cottonwood HS 1995 — 1997
High School
Rivettas Wealth Strategies / Williams Financial Group January 2015 - Present
LPL Financial July 2013 - January 2015
Transamerica Financial Advisors, Inc. May 2011 - July 2013
Mowat Construction Co. January 2006 - November 2011
TTCI January 1996 - January 2006
Skills
Financial Planning, Retirement Planning, Investments, Strategic Financial..., Investment Strategies, Personal Financial..., Investment Advisory..., Small Business...
Education
University of Utah 2003 — 2005
Master of Engineering (M.E.), Civil Engineering with an Emphasis in Business and Project Mangement
Estudio Sampere 2003 — 2003
Spanish Language Certificate, Spanish Language
University of Utah 1998 — 2003
Bachelor of Science (B.S.) Engineering, Civil Engineering
Universidad del País Vasco/Euskal Herriko Unibertsitatea 2002 — 2002
Spanish Language Certificate, Spanish Language
Cottonwood HS 1995 — 1997
High School
Christian Laurinavicius Christian Laurinavicius's LPL Financial Experience October 2007 - April 2009
Job North America Account Services Operations Head Treasury and Trade Solutions at Citi
Industry Financial Services
Experience
Citi June 2015 - Present
Citi July 2014 - June 2015
Citi / Banamex March 2011 - July 2014
Deconcreto CAL SRL April 2009 - March 2011
LPL Financial October 2007 - April 2009
SEI Investments January 2005 - October 2007
J.P.Morgan Chase March 2003 - January 2005
Citigroup 1994 - 2003
Skills
Team Building, Strategic Planning, Operations Management, Cash Management, Outsourcing, Management, Customer Service, Leadership, English, Customer Experience, Process Engineering, Customer Relations, Process Improvement, Project Management, Staff Development, Internal Controls, Global Custody, Relationship Management, Spanish, Portuguese, Operational Risk..., Equities, Fixed Income, Corporate Actions, Process Automation, Transformational..., Banking, Financial Services, Risk Management, Securities
Education
Frederick Taylor University 2000 — 2003
Bachelor, Business Administration
Universidade Paulista 1993 — 1997
Bachelor of Business Administration (B.B.A.), International Business
Citi June 2015 - Present
Citi July 2014 - June 2015
Citi / Banamex March 2011 - July 2014
Deconcreto CAL SRL April 2009 - March 2011
LPL Financial October 2007 - April 2009
SEI Investments January 2005 - October 2007
J.P.Morgan Chase March 2003 - January 2005
Citigroup 1994 - 2003
Skills
Team Building, Strategic Planning, Operations Management, Cash Management, Outsourcing, Management, Customer Service, Leadership, English, Customer Experience, Process Engineering, Customer Relations, Process Improvement, Project Management, Staff Development, Internal Controls, Global Custody, Relationship Management, Spanish, Portuguese, Operational Risk..., Equities, Fixed Income, Corporate Actions, Process Automation, Transformational..., Banking, Financial Services, Risk Management, Securities
Education
Frederick Taylor University 2000 — 2003
Bachelor, Business Administration
Universidade Paulista 1993 — 1997
Bachelor of Business Administration (B.B.A.), International Business
Jean Elzayek's LPL Financial Experience January 2010 - July 2011
Job Vice President. LPL General Securities Principal
Industry Financial Services
Experience
LPL Financial -Financial Resources Group June 2014 - Present
Merrill Lynch July 2011 - June 2014
LPL Financial January 2010 - July 2011
UVEST Financial Services September 2008 - 2010
E*Trade Financial April 2007 - July 2008
E*TRADE Financial August 2006 - April 2007
E*TRADE Financial May 2003 - August 2006
Skills
Financial Services, Leadership, Securities, Call Centers, FINRA, Series 7, Series 63, Management, Trading, Insurance, Training, Outsourcing, Process Improvement, Fraud, Financial Risk, Team Leadership, Call Center
Education
University of California, Davis 1994 — 1998
BS, Economics and International Relations
LPL Financial -Financial Resources Group June 2014 - Present
Merrill Lynch July 2011 - June 2014
LPL Financial January 2010 - July 2011
UVEST Financial Services September 2008 - 2010
E*Trade Financial April 2007 - July 2008
E*TRADE Financial August 2006 - April 2007
E*TRADE Financial May 2003 - August 2006
Skills
Financial Services, Leadership, Securities, Call Centers, FINRA, Series 7, Series 63, Management, Trading, Insurance, Training, Outsourcing, Process Improvement, Fraud, Financial Risk, Team Leadership, Call Center
Education
University of California, Davis 1994 — 1998
BS, Economics and International Relations
Joe Feraco, MBA Joe Feraco, MBA's LPL Financial Experience 2013 - 2015
Job Wholesaler at Citizens Investment Services
Industry Financial Services
Experience
Citizens Investment Services 2015 - Present
LPL Financial 2013 - 2015
LPL Financial 2006 - 2013
Independent Financial 2006 - 2008
Allmerica Financial 2001 - 2006
Allmerica Financial 1998 - 2001
Allmerica Financial 1997 - 1998
Safety Fund National Bank 1995 - 1997
Skills
MBA, FINRA, Series 6, Series 7, Series 26, Series 63, Series 65, Investment Advisory..., Brokerage, Mutual Funds, Annuity Sales, Life Insurance, Investments, Securities, Strategic Financial..., Notary Public, Financial Services, Fixed Annuities, Insurance, Portfolio Management, Finance, Financial Planning, Retirement, Wealth Management, Relationship Building, Sales
Education
Western New England University 1999 — 2000
Master of Business Administration (M.B.A.), Management and Finance
Università degli Studi di Salerno 1994 — 1995
Graduate Studies in International Business
Worcester State University 1987 — 1991
BS, Business Administration
Citizens Investment Services 2015 - Present
LPL Financial 2013 - 2015
LPL Financial 2006 - 2013
Independent Financial 2006 - 2008
Allmerica Financial 2001 - 2006
Allmerica Financial 1998 - 2001
Allmerica Financial 1997 - 1998
Safety Fund National Bank 1995 - 1997
Skills
MBA, FINRA, Series 6, Series 7, Series 26, Series 63, Series 65, Investment Advisory..., Brokerage, Mutual Funds, Annuity Sales, Life Insurance, Investments, Securities, Strategic Financial..., Notary Public, Financial Services, Fixed Annuities, Insurance, Portfolio Management, Finance, Financial Planning, Retirement, Wealth Management, Relationship Building, Sales
Education
Western New England University 1999 — 2000
Master of Business Administration (M.B.A.), Management and Finance
Università degli Studi di Salerno 1994 — 1995
Graduate Studies in International Business
Worcester State University 1987 — 1991
BS, Business Administration
Michelle Broome Michelle Broome's LPL Financial Experience December 2004 - Present
Job Sr. Compliance Specialist, Registration & Licensing, LPL Financial
Industry Financial Services
Experience
LPL Financial ( Linsco/Private Ledger ) 2005 - Present
LPL Financial December 2004 - Present
UVEST Financial Services December 2005 - December 2011
Community Outreach Team July 2005 - December 2007
UVEST Financial Services December 2004 - December 2005
UVEST Financial Services December 2004 - December 2005
Dixon Academy May 2003 - November 2004
Krispy Kreme Doughnut Corporation December 2001 - April 2003
Caribou Coffee Company April 2000 - December 2001
Skills
Leadership, Research, Training, Payroll, Databases, Insurance, Series 7, Outlook, Securities, Mutual Funds, Customer Service, Microsoft Excel
Education
University of North Carolina at Charlotte 1995 — 1998
Bachelor of Arts, Spanish
Universidad Complutense de Madrid 1995 — 1995
Spanish
University of North Carolina at Greensboro 1994 — 1995
Bachelor of Arts (B.A.), Spanish
LPL Financial ( Linsco/Private Ledger ) 2005 - Present
LPL Financial December 2004 - Present
UVEST Financial Services December 2005 - December 2011
Community Outreach Team July 2005 - December 2007
UVEST Financial Services December 2004 - December 2005
UVEST Financial Services December 2004 - December 2005
Dixon Academy May 2003 - November 2004
Krispy Kreme Doughnut Corporation December 2001 - April 2003
Caribou Coffee Company April 2000 - December 2001
Skills
Leadership, Research, Training, Payroll, Databases, Insurance, Series 7, Outlook, Securities, Mutual Funds, Customer Service, Microsoft Excel
Education
University of North Carolina at Charlotte 1995 — 1998
Bachelor of Arts, Spanish
Universidad Complutense de Madrid 1995 — 1995
Spanish
University of North Carolina at Greensboro 1994 — 1995
Bachelor of Arts (B.A.), Spanish
Stephen Dolgos Stephen Dolgos's LPL Financial Experience August 2004 - April 2005
Job Field Compliance Director at Edward Jones
Industry Financial Services
Experience
Edward Jones February 2015 - Present
USAA June 2006 - February 2015
Ameriprise Financial Services, Inc. April 2005 - June 2006
LPL Financial August 2004 - April 2005
Ameriprise Financial Services, Inc. June 2002 - August 2004
US Navy May 1996 - September 2001
Skills
Retirement, Fixed Annuities, Mutual Funds, Wealth Management, Investments, Series 7, Retirement Planning, Series 63, IRAs, Uniform Combined State..., Securities, Financial Services, Financial Planning
Education
US Naval Academy 1992 — 1996
Bachelor of Science (B.S.), History
Edward Jones February 2015 - Present
USAA June 2006 - February 2015
Ameriprise Financial Services, Inc. April 2005 - June 2006
LPL Financial August 2004 - April 2005
Ameriprise Financial Services, Inc. June 2002 - August 2004
US Navy May 1996 - September 2001
Skills
Retirement, Fixed Annuities, Mutual Funds, Wealth Management, Investments, Series 7, Retirement Planning, Series 63, IRAs, Uniform Combined State..., Securities, Financial Services, Financial Planning
Education
US Naval Academy 1992 — 1996
Bachelor of Science (B.S.), History
Christopher Powell, CFA Christopher Powell, CFA's LPL Financial Experience May 2014 - Present
Job Senior Vice President, Treasury at LPL Financial
Industry Hospital & Health Care
Experience
LPL Financial May 2014 - Present
AMN Healthcare Services (NYSE: AHS) March 2013 - May 2014
AMN Healthcare Services (NYSE: AHS) September 2008 - March 2013
Convergent Fund Management, LLC July 2005 - September 2008
UBS Investment Bank 2003 - 2005
UBS Investment Bank June 2002 - August 2002
Skills
Financial Modeling, Valuation, Financial Analysis, Forecasting, Portfolio Management, Investments, M&A experience, Analysis, Budgets, Japanese, Mandarin, Finance, Financial Forecasting, Leadership, Mergers & Acquisitions, Budgeting, Capital Structure, Decision Analysis, Strategic Financial..., Financial Systems, Hyperion Planning, Microsoft Excel
Education
University of Southern California - Marshall School of Business 2001 — 2003
MBA, Finance
University of California, San Diego 1992 — 1995
B.A., Economics
LPL Financial May 2014 - Present
AMN Healthcare Services (NYSE: AHS) March 2013 - May 2014
AMN Healthcare Services (NYSE: AHS) September 2008 - March 2013
Convergent Fund Management, LLC July 2005 - September 2008
UBS Investment Bank 2003 - 2005
UBS Investment Bank June 2002 - August 2002
Skills
Financial Modeling, Valuation, Financial Analysis, Forecasting, Portfolio Management, Investments, M&A experience, Analysis, Budgets, Japanese, Mandarin, Finance, Financial Forecasting, Leadership, Mergers & Acquisitions, Budgeting, Capital Structure, Decision Analysis, Strategic Financial..., Financial Systems, Hyperion Planning, Microsoft Excel
Education
University of Southern California - Marshall School of Business 2001 — 2003
MBA, Finance
University of California, San Diego 1992 — 1995
B.A., Economics
Robert Schaff's LPL Financial Experience July 2014 - Present
Job Senior Examiner at LPL Financial
Industry Financial Services
Experience
LPL Financial July 2014 - Present
Wells Fargo March 2013 - July 2014
LPL Financial August 2012 - March 2013
LPL Financial January 2011 - August 2012
LPL Financial April 2008 - January 2011
Citi May 2007 - April 2008
Merrill Lynch July 2005 - May 2007
Skills
Securities, Series 7, Series 63, FINRA, Series 24, Investments, Asset Allocation, Series 65, Auditing, HOA, Broker-Dealer, Compliance, Series 4, General Securities..., Brokerage, Financial Analysis, Leadership, Risk Management
Education
University of North Carolina at Charlotte 2012 — 2014
Master of Business Administration (M.B.A.)
University at Buffalo 2003 — 2007
Bachelor of Science, Business Administration, 3.6
Sweet Home High School 1999 — 2003
LPL Financial July 2014 - Present
Wells Fargo March 2013 - July 2014
LPL Financial August 2012 - March 2013
LPL Financial January 2011 - August 2012
LPL Financial April 2008 - January 2011
Citi May 2007 - April 2008
Merrill Lynch July 2005 - May 2007
Skills
Securities, Series 7, Series 63, FINRA, Series 24, Investments, Asset Allocation, Series 65, Auditing, HOA, Broker-Dealer, Compliance, Series 4, General Securities..., Brokerage, Financial Analysis, Leadership, Risk Management
Education
University of North Carolina at Charlotte 2012 — 2014
Master of Business Administration (M.B.A.)
University at Buffalo 2003 — 2007
Bachelor of Science, Business Administration, 3.6
Sweet Home High School 1999 — 2003
Jacqueline Devins Jacqueline Devins's LPL Financial Experience May 2013 - November 2014
Job Account Executive at Business Wire
Industry Financial Services
Experience
Business Wire July 2015 - Present
NASDAQ January 2015 - June 2015
LPL Financial May 2013 - November 2014
Alcoa May 2011 - February 2013
The Bank of New York Mellon December 2009 - May 2011
Summer Street Research Partners July 2007 - December 2009
University of Massachusetts Amherst January 2004 - May 2006
Dovetail Health 2006 - 2006
Reebok 2006 - 2006
NECN June 2005 - August 2005
Skills
Investments, Microsoft Office, Thomson One Analytics, Bloomberg, Adobe Creative Suite, Spanish, Financial Modeling, Asset Managment, Financial Services, Financial Analysis, Management, Fixed Income, Portfolio Management, Analysis, Corporate Finance, Equities, Equity Research, Mergers, Capital Markets, Valuation, Finance, Strategy, Investor Relations, Marketing, Strategic Communications, Asset Management
Education
University of Massachusetts, Amherst 2003 — 2007
Bachelor's degree, Public Relations and Marketing
Universitat Autònoma de Barcelona 2006 — 2007
International Marketing/Business and Spanish
Oliver Ames High School
Business Wire July 2015 - Present
NASDAQ January 2015 - June 2015
LPL Financial May 2013 - November 2014
Alcoa May 2011 - February 2013
The Bank of New York Mellon December 2009 - May 2011
Summer Street Research Partners July 2007 - December 2009
University of Massachusetts Amherst January 2004 - May 2006
Dovetail Health 2006 - 2006
Reebok 2006 - 2006
NECN June 2005 - August 2005
Skills
Investments, Microsoft Office, Thomson One Analytics, Bloomberg, Adobe Creative Suite, Spanish, Financial Modeling, Asset Managment, Financial Services, Financial Analysis, Management, Fixed Income, Portfolio Management, Analysis, Corporate Finance, Equities, Equity Research, Mergers, Capital Markets, Valuation, Finance, Strategy, Investor Relations, Marketing, Strategic Communications, Asset Management
Education
University of Massachusetts, Amherst 2003 — 2007
Bachelor's degree, Public Relations and Marketing
Universitat Autònoma de Barcelona 2006 — 2007
International Marketing/Business and Spanish
Oliver Ames High School
William Wheeler, CFP® William Wheeler, CFP®'s LPL Financial Experience October 1993 - Present
Job Financial Planner and Registered Representive at LPL Financial
Industry Financial Services
Experience
LPL Financial October 1993 - Present
Financial West Group October 1990 - September 1993
Golden Bear Securities February 1989 - September 1990
Baraban Secuirties September 1986 - January 1989
Skills
Retirement Planning, Investment Advisory, Wealth Management, Retirement, Series 7, Estate Planning, Mutual Funds, Strategic Financial..., Fixed Annuities, Financial Advisory, Investment Strategies, Asset Allocation
Education
UCSB 1975 — 1978
Doctor of Philosophy (Ph.D.), Biology/Biological Sciences, General
UCSB 1972 — 1975
Master of Arts (M.A.), Biology/Biological Sciences, General
UCLA 1968 — 1972
Bachelor of Arts (B.A.), Zoology/Animal Biology
LPL Financial October 1993 - Present
Financial West Group October 1990 - September 1993
Golden Bear Securities February 1989 - September 1990
Baraban Secuirties September 1986 - January 1989
Skills
Retirement Planning, Investment Advisory, Wealth Management, Retirement, Series 7, Estate Planning, Mutual Funds, Strategic Financial..., Fixed Annuities, Financial Advisory, Investment Strategies, Asset Allocation
Education
UCSB 1975 — 1978
Doctor of Philosophy (Ph.D.), Biology/Biological Sciences, General
UCSB 1972 — 1975
Master of Arts (M.A.), Biology/Biological Sciences, General
UCLA 1968 — 1972
Bachelor of Arts (B.A.), Zoology/Animal Biology
Adam Feldman Adam Feldman's LPL Financial Experience March 2013 - January 2014
Job System Administrator at Intertek Pharmaceutical Services
Industry Information Technology and Services
Experience
Intertek August 2015 - Present
LPL Financial March 2013 - January 2014
University of California, San Diego October 2009 - August 2012
UBS Wealth Management January 2011 - June 2011
UC San Diego September 2008 - June 2010
JPMorgan Chase March 2007 - August 2008
Dell May 2006 - January 2007
Skills
Statistics, Research, Customer Service, Econometrics, Economics, Microsoft Excel, Analysis, Computer Repair, Microsoft Office, Data Analysis, Accounting, PowerPoint, Microsoft Word, Financial Analysis, Access, Finance, Direct Sales, Computer Maintenance, Windows XP, Windows 7, Nmap, Wireshark, Social Media, Social Networking, Public Speaking
Education
California Institute of Arts and Technology 2015 — 2015
CompTIA A+, CompTIA Network+, CompTIA Security+, Cisco Certified Network Associate (CCNA)
University of California, San Diego 2008 — 2012
Bachelors of Science, Economics minors Accounting & International Studies
Intertek August 2015 - Present
LPL Financial March 2013 - January 2014
University of California, San Diego October 2009 - August 2012
UBS Wealth Management January 2011 - June 2011
UC San Diego September 2008 - June 2010
JPMorgan Chase March 2007 - August 2008
Dell May 2006 - January 2007
Skills
Statistics, Research, Customer Service, Econometrics, Economics, Microsoft Excel, Analysis, Computer Repair, Microsoft Office, Data Analysis, Accounting, PowerPoint, Microsoft Word, Financial Analysis, Access, Finance, Direct Sales, Computer Maintenance, Windows XP, Windows 7, Nmap, Wireshark, Social Media, Social Networking, Public Speaking
Education
California Institute of Arts and Technology 2015 — 2015
CompTIA A+, CompTIA Network+, CompTIA Security+, Cisco Certified Network Associate (CCNA)
University of California, San Diego 2008 — 2012
Bachelors of Science, Economics minors Accounting & International Studies
Luz Johnson Luz Johnson's LPL Financial Experience January 2010 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2010 - Present
Edward Jones January 2007 - January 2010
Golden 1 Credit Union 2004 - 2006
Skills
Insurance, Public Speaking, Excel, Spanish, Investments, Estate Planning, Strategic Planning, 401k Rollovers, IRAs, Financial Services, Marketing, Networking, Professional Women, Charitable Gift Planning
Education
William Jessup University 2006 — 2008
Bachelor's degree, Theology and Business
University of California, Davis 1994 — 1996
B.A. Ethnic Studies w emphasis on Latino Culture
LPL Financial January 2010 - Present
Edward Jones January 2007 - January 2010
Golden 1 Credit Union 2004 - 2006
Skills
Insurance, Public Speaking, Excel, Spanish, Investments, Estate Planning, Strategic Planning, 401k Rollovers, IRAs, Financial Services, Marketing, Networking, Professional Women, Charitable Gift Planning
Education
William Jessup University 2006 — 2008
Bachelor's degree, Theology and Business
University of California, Davis 1994 — 1996
B.A. Ethnic Studies w emphasis on Latino Culture
Charlie Dang Charlie Dang's LPL Financial Experience August 2015 - Present
Job Financial Services Consultant
Industry Financial Services
Experience
LPL Financial August 2015 - Present
University of California, San Diego June 2012 - August 2014
Spotify August 2012 - December 2013
University of California, San Diego October 2011 - April 2013
Skills
Leadership, Marketing, Marketing Strategy, Team Management, Strategic Communications, Computer Proficiency, Social Media Marketing, Product Marketing, Instructor Development, Project Management, Social Media, Instructor-led Training, Problem Analysis, Problem Solving, Social Skills, Organization Skills, Analyze Information, Maintaining..., Social Networking, Community Service, Non-profit Volunteering, Marketing Management, Product Management, Information Technology, Digital Media
Education
University of California, San Diego 2009 — 2015
Bachelor of Arts (B.A.), Visual Arts Media
University of California, San Diego 2009 — 2015
Minor, Economics Management Science
University of California, San Diego - The Rady School of Management 2009 — 2015
Minor, Business, Marketing, Management, and Accounting
LPL Financial August 2015 - Present
University of California, San Diego June 2012 - August 2014
Spotify August 2012 - December 2013
University of California, San Diego October 2011 - April 2013
Skills
Leadership, Marketing, Marketing Strategy, Team Management, Strategic Communications, Computer Proficiency, Social Media Marketing, Product Marketing, Instructor Development, Project Management, Social Media, Instructor-led Training, Problem Analysis, Problem Solving, Social Skills, Organization Skills, Analyze Information, Maintaining..., Social Networking, Community Service, Non-profit Volunteering, Marketing Management, Product Management, Information Technology, Digital Media
Education
University of California, San Diego 2009 — 2015
Bachelor of Arts (B.A.), Visual Arts Media
University of California, San Diego 2009 — 2015
Minor, Economics Management Science
University of California, San Diego - The Rady School of Management 2009 — 2015
Minor, Business, Marketing, Management, and Accounting
Maryam Anaya Maryam Anaya's LPL Financial Experience June 2013 - December 2013
Job Account Executive at RT Specialty
Industry Financial Services
Experience
RT Specialty June 2015 - Present
INTO University Partnerships April 2015 - June 2015
INTO University Partnerships March 2014 - April 2015
INTO University Partnerships December 2013 - March 2014
LPL Financial June 2013 - December 2013
South Bay Family YMCA June 2008 - September 2013
Taxes & More October 2012 - June 2013
University of San Diego- Office of the Assistant Dean of Students September 2009 - December 2012
Waddell & Reed June 2012 - September 2012
Physician's Partners June 2012 - August 2012
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Spanish-speaking, Outlook, Salesforce.com, Citrix, VBA, QuickBooks, Microsoft Publisher, PowerPoint, Facebook, Data Analysis, Public Speaking, Social Media, Access
Education
University of San Diego 2009 — 2013
Finance, General
Universidad Pontificia Comillas 2012 — 2012
RT Specialty June 2015 - Present
INTO University Partnerships April 2015 - June 2015
INTO University Partnerships March 2014 - April 2015
INTO University Partnerships December 2013 - March 2014
LPL Financial June 2013 - December 2013
South Bay Family YMCA June 2008 - September 2013
Taxes & More October 2012 - June 2013
University of San Diego- Office of the Assistant Dean of Students September 2009 - December 2012
Waddell & Reed June 2012 - September 2012
Physician's Partners June 2012 - August 2012
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Spanish-speaking, Outlook, Salesforce.com, Citrix, VBA, QuickBooks, Microsoft Publisher, PowerPoint, Facebook, Data Analysis, Public Speaking, Social Media, Access
Education
University of San Diego 2009 — 2013
Finance, General
Universidad Pontificia Comillas 2012 — 2012
Bren McCrary Bren McCrary's LPL Financial Experience August 2009 - July 2010
Job Sr. Accounting Manager at Audatex
Industry Accounting
Experience
Audatex August 2012 - Present
Irdeto January 2012 - August 2012
CUSO Financial Services July 2010 - May 2011
LPL Financial August 2009 - July 2010
ResMed May 2009 - August 2009
Hunter Douglas 2008 - 2009
NuVasive 2007 - 2008
Ligand Pharmaceuticals 2006 - 2007
Invitrogen 2006 - 2006
LPL Financial 2005 - 2006
Skills
Account Reconciliation, Accounting, Financial Analysis, Financial Statements, Fixed Assets, Journal Entries, Management, Variance Analysis, Sarbanes-Oxley Act, Financial Reporting, Budgets
Education
University of California, Berkeley, Haas School of Business 1986 — 1988
Bachelor of Science, Business Administration, Emphases: Accounting & Finance
Berkeley High School
Audatex August 2012 - Present
Irdeto January 2012 - August 2012
CUSO Financial Services July 2010 - May 2011
LPL Financial August 2009 - July 2010
ResMed May 2009 - August 2009
Hunter Douglas 2008 - 2009
NuVasive 2007 - 2008
Ligand Pharmaceuticals 2006 - 2007
Invitrogen 2006 - 2006
LPL Financial 2005 - 2006
Skills
Account Reconciliation, Accounting, Financial Analysis, Financial Statements, Fixed Assets, Journal Entries, Management, Variance Analysis, Sarbanes-Oxley Act, Financial Reporting, Budgets
Education
University of California, Berkeley, Haas School of Business 1986 — 1988
Bachelor of Science, Business Administration, Emphases: Accounting & Finance
Berkeley High School
David Brumley David Brumley's LPL Financial Experience November 2011 - March 2012
Job Senior Software Development Engineer
Industry Computer Software
Experience
Autofficial June 2013 - Present
Piper Communications January 1999 - June 2013
LPL Financial November 2011 - March 2012
Encyclopaedia Britannica February 1997 - December 1998
Titan Corporation 1994 - 1997
Technology Locator Corporation 1994 - 1996
ATech Software Inc. 1992 - 1993
L. Bachelier & Company 1991 - 1992
SiTech Corporation 1991 - 1991
Hodge Computer Research Corporation 1979 - 1991
Skills
.NET, ASP.NET, C#, C++, SQL Server, JavaScript, HTML, CSS, AJAX, XML, Web Services, jQuery, Visual Basic, Windows, WCF, SSIS, Telerik, Web Applications, Microsoft SQL Server, Software Engineering, Software Development, HTML 5, C, Software Design, Visual Studio, Operating Systems, Win32 API, Database Design, System Architecture, Software Project..., E-commerce, Databases, SQL, User Interface Design, Integration, Object Oriented Design, Embedded Systems, Architecture, Programming, Requirements Analysis, Web Development, HTML5
Education
University of California, Irvine 1969 — 1972
Computer Science
Villa Park High School 1967 — 1969
Autofficial June 2013 - Present
Piper Communications January 1999 - June 2013
LPL Financial November 2011 - March 2012
Encyclopaedia Britannica February 1997 - December 1998
Titan Corporation 1994 - 1997
Technology Locator Corporation 1994 - 1996
ATech Software Inc. 1992 - 1993
L. Bachelier & Company 1991 - 1992
SiTech Corporation 1991 - 1991
Hodge Computer Research Corporation 1979 - 1991
Skills
.NET, ASP.NET, C#, C++, SQL Server, JavaScript, HTML, CSS, AJAX, XML, Web Services, jQuery, Visual Basic, Windows, WCF, SSIS, Telerik, Web Applications, Microsoft SQL Server, Software Engineering, Software Development, HTML 5, C, Software Design, Visual Studio, Operating Systems, Win32 API, Database Design, System Architecture, Software Project..., E-commerce, Databases, SQL, User Interface Design, Integration, Object Oriented Design, Embedded Systems, Architecture, Programming, Requirements Analysis, Web Development, HTML5
Education
University of California, Irvine 1969 — 1972
Computer Science
Villa Park High School 1967 — 1969
Alan Eisenberg Alan Eisenberg's LPL Financial Experience August 2009 - Present
Job VP, Advisor Marketing at LPL Financial
Industry Marketing and Advertising
Experience
LPL Financial August 2009 - Present
Wamu Investments, Inc. 2003 - 2009
Main Street Trading Company 1996 - 2003
Education
University of California, Los Angeles
BA, Psychology
LPL Financial August 2009 - Present
Wamu Investments, Inc. 2003 - 2009
Main Street Trading Company 1996 - 2003
Education
University of California, Los Angeles
BA, Psychology
Richard Yada Richard Yada's LPL Financial Experience May 2009 - Present
Job Managing director at National College Planning, LLC
Industry Financial Services
Experience
LPL Financial May 2009 - Present
National College Planning, LLC May 2009 - Present
Merrill Lynch November 1983 - May 2002
Skills
FINRA, Retirement Planning, Securities, Series 7, Wealth Management, Strategic Financial..., Mutual Funds, Finance, Management, Certified Financial..., Fixed Annuities, Investments, Asset Allocation, Retirement, IRAs
Education
University of Arkansas at Fayetteville 1961 — 1965
BSBA, accounting
LPL Financial May 2009 - Present
National College Planning, LLC May 2009 - Present
Merrill Lynch November 1983 - May 2002
Skills
FINRA, Retirement Planning, Securities, Series 7, Wealth Management, Strategic Financial..., Mutual Funds, Finance, Management, Certified Financial..., Fixed Annuities, Investments, Asset Allocation, Retirement, IRAs
Education
University of Arkansas at Fayetteville 1961 — 1965
BSBA, accounting
Barry Reid Barry Reid's LPL Financial Experience August 1994 - Present
Job Owner, Financial Design Group, Inc.
Industry Financial Services
Experience
Financial Design Group, Inc. August 1994 - Present
LPL Financial August 1994 - Present
Waddell & Reed March 1983 - July 1994
Morgan Stanley Smith Barney November 1981 - February 1982
Skills
Investments, Retirement Planning, Retirement, Strategic Financial..., Fixed Annuities, Asset Managment, Insurance, Investment Advisory, Mutual Funds, Wealth Management, Series 7, Estate Planning, Small Business, Securities, Asset Allocation, Disability Insurance, Portfolio Management, Series 63, Public Speaking, Real Estate, Strategic Planning, Non-profits, 401k, Coaching, Alternative Investments, Employee Benefits, Health Insurance, Investment Strategies, Life Insurance, Asset Management, Financial Planning, Nonprofits
Education
University of California, Los Angeles 1975 — 1979
BA, History, Political Science
Hoover High School 1973 — 1975
Graduated, College Prep
Financial Design Group, Inc. August 1994 - Present
LPL Financial August 1994 - Present
Waddell & Reed March 1983 - July 1994
Morgan Stanley Smith Barney November 1981 - February 1982
Skills
Investments, Retirement Planning, Retirement, Strategic Financial..., Fixed Annuities, Asset Managment, Insurance, Investment Advisory, Mutual Funds, Wealth Management, Series 7, Estate Planning, Small Business, Securities, Asset Allocation, Disability Insurance, Portfolio Management, Series 63, Public Speaking, Real Estate, Strategic Planning, Non-profits, 401k, Coaching, Alternative Investments, Employee Benefits, Health Insurance, Investment Strategies, Life Insurance, Asset Management, Financial Planning, Nonprofits
Education
University of California, Los Angeles 1975 — 1979
BA, History, Political Science
Hoover High School 1973 — 1975
Graduated, College Prep
Tina M. Hum, CFP® Tina M. Hum, CFP®'s LPL Financial Experience July 1997 - Present
Job Registered Principal at LPL Financial
Industry Financial Services
Experience
LPL Financial July 1997 - Present
Transamerica January 1991 - June 1997
Banker's United January 1988 - December 1990
Education
University of California, Irvine 1983 — 1987
BA, Economics
LPL Financial July 1997 - Present
Transamerica January 1991 - June 1997
Banker's United January 1988 - December 1990
Education
University of California, Irvine 1983 — 1987
BA, Economics
Clark Jolley Clark Jolley's LPL Financial Experience January 1980 - Present
Job Investment Advisor
Industry Financial Services
Experience
LPL Financial January 1980 - Present
Skills
Investments, Wealth Management, Finance, Retirement Planning, Investment Strategies, Portfolio Management, Retirement, Investment Advisory, Mutual Funds, Asset Allocation, Financial Advisory, Securities, Series 7, Equities, Financial Planning, Strategic Financial...
Education
University of California, Los Angeles 1967 — 1968
Master of Business Administration (MBA)
University of California, Los Angeles 1965 — 1967
Bachelor's degree
LPL Financial January 1980 - Present
Skills
Investments, Wealth Management, Finance, Retirement Planning, Investment Strategies, Portfolio Management, Retirement, Investment Advisory, Mutual Funds, Asset Allocation, Financial Advisory, Securities, Series 7, Equities, Financial Planning, Strategic Financial...
Education
University of California, Los Angeles 1967 — 1968
Master of Business Administration (MBA)
University of California, Los Angeles 1965 — 1967
Bachelor's degree
Peter Abbey Peter Abbey's LPL Financial Experience June 2004 - Present
Job Investment Executive at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2004 - Present
AIG/VALIC January 1992 - June 2004
Skills
Investments, Financial Services, FINRA, Retirement Planning, Retirement, IRAs, Series 7, Fixed Annuities, Investment Advisory, Mutual Funds, Risk Management, Stock Management, 529 Plans, Tax-advantaged..., 401k Rollovers, Estate Tax Planning, Securities, Uniform Combined State..., Registered Investment..., Finance, Roth IRA, College Savings Plans, Variable Annuities, Wealth Accumulation, Series 63, Series 65, 401k
Education
University of California, Berkeley
Bachelor of Arts (B.A.)
LPL Financial June 2004 - Present
AIG/VALIC January 1992 - June 2004
Skills
Investments, Financial Services, FINRA, Retirement Planning, Retirement, IRAs, Series 7, Fixed Annuities, Investment Advisory, Mutual Funds, Risk Management, Stock Management, 529 Plans, Tax-advantaged..., 401k Rollovers, Estate Tax Planning, Securities, Uniform Combined State..., Registered Investment..., Finance, Roth IRA, College Savings Plans, Variable Annuities, Wealth Accumulation, Series 63, Series 65, 401k
Education
University of California, Berkeley
Bachelor of Arts (B.A.)
Alex Paredes's LPL Financial Experience November 2013 - Present
Job Finance/Accounting Professional
Industry Financial Services
Experience
LPL Financial November 2013 - Present
LPL Financial January 2012 - November 2013
Kratos May 2011 - October 2011
LPL Financial July 2010 - May 2011
Haskell & White October 2008 - July 2010
PricewaterhouseCoopers September 2006 - September 2008
Skills
Accounting, Auditing, Financial Analysis, Financial Reporting, GAAP, Internal Controls, Revenue Recognition, SEC filings, Sarbanes-Oxley Act, Strategic Financial..., Tax, Financial Accounting, US GAAP
Education
University of California, Berkeley 2002 — 2005
Bachelors, Economics
LPL Financial November 2013 - Present
LPL Financial January 2012 - November 2013
Kratos May 2011 - October 2011
LPL Financial July 2010 - May 2011
Haskell & White October 2008 - July 2010
PricewaterhouseCoopers September 2006 - September 2008
Skills
Accounting, Auditing, Financial Analysis, Financial Reporting, GAAP, Internal Controls, Revenue Recognition, SEC filings, Sarbanes-Oxley Act, Strategic Financial..., Tax, Financial Accounting, US GAAP
Education
University of California, Berkeley 2002 — 2005
Bachelors, Economics
Vanessa Hardy's LPL Financial Experience December 2013 - Present
Job Sr. Talent Management Consultant at LPL Financial
Industry Human Resources
Experience
LPL Financial December 2013 - Present
LPL Financial November 2010 - November 2013
Nordstrom March 2009 - October 2010
Nordstrom October 2006 - March 2009
Nordstrom March 2004 - May 2006
Nordstrom September 2003 - March 2004
Nordstrom February 2003 - August 2003
Skills
Learning Management..., Internal Communications, Talent Review Structure..., Project Management, Performance Management, Learning Measurement..., Human Resources, Leadership Development, Recruiting, Applicant Tracking..., Training, Program Management, Leadership, Strategy, Management, Succession Planning
Education
University of Arizona 1998 — 2002
B.S., Retailing and Consumer Sciences
LPL Financial December 2013 - Present
LPL Financial November 2010 - November 2013
Nordstrom March 2009 - October 2010
Nordstrom October 2006 - March 2009
Nordstrom March 2004 - May 2006
Nordstrom September 2003 - March 2004
Nordstrom February 2003 - August 2003
Skills
Learning Management..., Internal Communications, Talent Review Structure..., Project Management, Performance Management, Learning Measurement..., Human Resources, Leadership Development, Recruiting, Applicant Tracking..., Training, Program Management, Leadership, Strategy, Management, Succession Planning
Education
University of Arizona 1998 — 2002
B.S., Retailing and Consumer Sciences
Marc Ravenscroft Marc Ravenscroft's LPL Financial Experience October 2006 - Present
Job Senior Vice President, LPL Financial, SE Division Business Development Manager
Industry Financial Services
Experience
LPL Financial October 2006 - Present
OneAmerica 2004 - 2006
The Guardian Life Insurance Company of America 2001 - 2004
Great-West Life and Annuity Insurance Company 1996 - 2001
Skills
FINRA, Series 7, Wealth Management, Mutual Funds, Series 63, Investments, Investment Advisory, Retirement Planning, Retirement, 401k, Asset Allocation, Securities, Alternative Investments, Strategic Financial..., Portfolio Management, Financial Services, Asset Management, Fixed Annuities, Insurance, Equities, Investment Strategies, Relationship Management, Financial Advisory, Financial Analysis, ETFs, Pensions, Business Development, Finance, Investment Management, Retirement Plan..., IRAs, Life Insurance, Trading, Sales, Banking, Sales Management, Wealth, Management
Education
University of California, Davis 1991 — 1996
LPL Financial October 2006 - Present
OneAmerica 2004 - 2006
The Guardian Life Insurance Company of America 2001 - 2004
Great-West Life and Annuity Insurance Company 1996 - 2001
Skills
FINRA, Series 7, Wealth Management, Mutual Funds, Series 63, Investments, Investment Advisory, Retirement Planning, Retirement, 401k, Asset Allocation, Securities, Alternative Investments, Strategic Financial..., Portfolio Management, Financial Services, Asset Management, Fixed Annuities, Insurance, Equities, Investment Strategies, Relationship Management, Financial Advisory, Financial Analysis, ETFs, Pensions, Business Development, Finance, Investment Management, Retirement Plan..., IRAs, Life Insurance, Trading, Sales, Banking, Sales Management, Wealth, Management
Education
University of California, Davis 1991 — 1996
Matt Gorham, CFA Matt Gorham, CFA's LPL Financial Experience January 1999 - January 2003
Job Chief Operating Officer
Industry Financial Services
Experience
Pantera Capital June 2015 - Present
Pantera Capital December 2013 - June 2015
Aperio Group, LLC June 2013 - December 2013
Pantera Capital March 2005 - January 2009
LPL Financial January 1999 - January 2003
INVESTORS BANK & TRUST COMPANY January 1998 - January 1999
Skills
Fixed Income, Equities, Hedge Funds, Options, Trading, FX Options, Financial Markets, Asset Management, Commodity, Securities, Swaps, Risk Management, Financial Risk, Finance, Financial Analysis, Financial Services, Currency, Economics
Education
Piedmont High School
Piedmont High School
University of California, Berkeley
Bachelor of Arts, Economics
Pantera Capital June 2015 - Present
Pantera Capital December 2013 - June 2015
Aperio Group, LLC June 2013 - December 2013
Pantera Capital March 2005 - January 2009
LPL Financial January 1999 - January 2003
INVESTORS BANK & TRUST COMPANY January 1998 - January 1999
Skills
Fixed Income, Equities, Hedge Funds, Options, Trading, FX Options, Financial Markets, Asset Management, Commodity, Securities, Swaps, Risk Management, Financial Risk, Finance, Financial Analysis, Financial Services, Currency, Economics
Education
Piedmont High School
Piedmont High School
University of California, Berkeley
Bachelor of Arts, Economics
Ryan Bobadilla's LPL Financial Experience July 2007 - August 2010
Job Sales Operations at SolidFire, Inc.
Industry Computer Software
Experience
SolidFire, Inc. October 2014 - Present
Cloudera July 2012 - October 2014
Autonomy September 2010 - August 2011
LPL Financial July 2007 - August 2010
University of California Irvine July 2003 - July 2006
United States Department of Commerce July 2005 - January 2006
Skills
Enterprise Software, Sales, Account Management, Strategic Planning, Data Analysis, Analysis, Marketing, Microsoft Excel, Business Development, Salesforce.com, Market Research, PowerPoint, Financial Analysis, Microsoft Office, Valuation, Training, Cloud Computing, Management, Social Media
Education
New York Institute of Finance 2009 — 2010
Prof. Cert. in Finance, Finance
University of California, Irvine 2001 — 2006
B.A, Social Ecology
SolidFire, Inc. October 2014 - Present
Cloudera July 2012 - October 2014
Autonomy September 2010 - August 2011
LPL Financial July 2007 - August 2010
University of California Irvine July 2003 - July 2006
United States Department of Commerce July 2005 - January 2006
Skills
Enterprise Software, Sales, Account Management, Strategic Planning, Data Analysis, Analysis, Marketing, Microsoft Excel, Business Development, Salesforce.com, Market Research, PowerPoint, Financial Analysis, Microsoft Office, Valuation, Training, Cloud Computing, Management, Social Media
Education
New York Institute of Finance 2009 — 2010
Prof. Cert. in Finance, Finance
University of California, Irvine 2001 — 2006
B.A, Social Ecology
Jin-Hua Dana Jiang Jin-Hua Dana Jiang's LPL Financial Experience March 2006 - June 2007
Job Project Coordinator | ProblemFinder & Solver | Student Success & Retention Collaborator | Learner
Industry Higher Education
Experience
Glendale Community College AZ July 2013 - Present
Glendale Community College October 2008 - June 2013
LPL Financial March 2006 - June 2007
UC San Diego March 2004 - June 2004
Mendocino College June 2000 - May 2003
Skills
Research, Microsoft Office, Microsoft Word, Leadership, Microsoft Excel, Higher Education, PowerPoint, Customer Service, Event Planning, Data Analysis, Problem Solving, Problem Finding, Bottom Line Results, Thorough Research
Education
University of California, San Diego 2003 — 2006
B.A.
Glendale Community College AZ July 2013 - Present
Glendale Community College October 2008 - June 2013
LPL Financial March 2006 - June 2007
UC San Diego March 2004 - June 2004
Mendocino College June 2000 - May 2003
Skills
Research, Microsoft Office, Microsoft Word, Leadership, Microsoft Excel, Higher Education, PowerPoint, Customer Service, Event Planning, Data Analysis, Problem Solving, Problem Finding, Bottom Line Results, Thorough Research
Education
University of California, San Diego 2003 — 2006
B.A.
Robert Recchia Robert Recchia's LPL Financial Experience April 1994 - Present
Job Making happy employees at the lowest possible cost
Industry Insurance
Experience
California Corporate Benefits Insurance Services 1986 - Present
California Corporate Retirement Services August 1984 - Present
LPL Financial April 1994 - Present
Micro Miracle, Inc. 1984 - 1999
Skills
Insurance, Employee Benefits, ERISA, Strategic Financial..., Disability Insurance, Life Insurance, Financial Analysis, Budgets, Leadership, Strategy, Fixed Annuities, Retirement Planning, Managing total benefits..., Health Care Reform, Compliance, Benefits Benchmarking, Benefits Communications, Managing Fiduciary risk..., Increasing Retirement..., Retirement Readiness..., Executive non-qualified..., 3(38) investment..., 3(21) investment...
Education
State University of New York at Albany 1968 — 1972
B.S. Business Administration
American College Of CLU and CHFC 1976 — 1978
Chartered Life Underwriter, Insurance and Estate Planning
California Corporate Benefits Insurance Services 1986 - Present
California Corporate Retirement Services August 1984 - Present
LPL Financial April 1994 - Present
Micro Miracle, Inc. 1984 - 1999
Skills
Insurance, Employee Benefits, ERISA, Strategic Financial..., Disability Insurance, Life Insurance, Financial Analysis, Budgets, Leadership, Strategy, Fixed Annuities, Retirement Planning, Managing total benefits..., Health Care Reform, Compliance, Benefits Benchmarking, Benefits Communications, Managing Fiduciary risk..., Increasing Retirement..., Retirement Readiness..., Executive non-qualified..., 3(38) investment..., 3(21) investment...
Education
State University of New York at Albany 1968 — 1972
B.S. Business Administration
American College Of CLU and CHFC 1976 — 1978
Chartered Life Underwriter, Insurance and Estate Planning
Robyn Morgan Robyn Morgan's LPL Financial Experience March 2011 - May 2011
Job Accounting and Finance Professional
Industry Accounting
Experience
Robert Half Finance & Accounting June 2014 - Present
UTC Aerospace Systems June 2014 - October 2014
Jones Lang LaSalle - SAIC (Science Applications International Corporation) Account December 2012 - February 2014
Mood Media North America (formerly Trusonic) July 2011 - September 2012
LPL Financial March 2011 - May 2011
Dresser-Rand November 2010 - January 2011
GMI (Global Market Insite, Inc) January 2010 - June 2010
Northwest Administrators, Inc April 2009 - September 2009
Windstar Cruises September 2007 - April 2009
Franklin Templeton Investments March 2005 - June 2006
Skills
Financial Accounting, Fund Accounting, Microsoft Excel, Microsoft Access, Oracle Applications, FRx, QuickBooks, SharePoint, Lotus Notes, Adobe, Bloomberg
Education
University of California, Berkeley 2000 — 2004
Bachelor of Arts, Classical Civilizations, Business Administration (Accounting emphasis)
Robert Half Finance & Accounting June 2014 - Present
UTC Aerospace Systems June 2014 - October 2014
Jones Lang LaSalle - SAIC (Science Applications International Corporation) Account December 2012 - February 2014
Mood Media North America (formerly Trusonic) July 2011 - September 2012
LPL Financial March 2011 - May 2011
Dresser-Rand November 2010 - January 2011
GMI (Global Market Insite, Inc) January 2010 - June 2010
Northwest Administrators, Inc April 2009 - September 2009
Windstar Cruises September 2007 - April 2009
Franklin Templeton Investments March 2005 - June 2006
Skills
Financial Accounting, Fund Accounting, Microsoft Excel, Microsoft Access, Oracle Applications, FRx, QuickBooks, SharePoint, Lotus Notes, Adobe, Bloomberg
Education
University of California, Berkeley 2000 — 2004
Bachelor of Arts, Classical Civilizations, Business Administration (Accounting emphasis)
Diova Gray Diova Gray's LPL Financial Experience 2005 - Present
Job Partner at Main Street Wealth Group
Industry Financial Services
Experience
Main Street Wealth Group January 2011 - Present
LPL Financial 2005 - Present
Edward Jones 2000 - 2005
Education
University of Arizona 1989 — 1992
BSBA, Business Administration-Magna Cum Laude
University of California, Davis
Certificate, Personal Financial Planning
Main Street Wealth Group January 2011 - Present
LPL Financial 2005 - Present
Edward Jones 2000 - 2005
Education
University of Arizona 1989 — 1992
BSBA, Business Administration-Magna Cum Laude
University of California, Davis
Certificate, Personal Financial Planning
Melissa Kohler Melissa Kohler's LPL Financial Experience 2009 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial 2009 - Present
UBS Financial Services 2005 - 2009
Target September 2000 - December 2005
Roadway Express 1985 - 2000
Education
University of Arkansas at Little Rock 2001 — 2004
MBA
Valdosta State University 1982 — 1988
BBA, Management
LPL Financial 2009 - Present
UBS Financial Services 2005 - 2009
Target September 2000 - December 2005
Roadway Express 1985 - 2000
Education
University of Arkansas at Little Rock 2001 — 2004
MBA
Valdosta State University 1982 — 1988
BBA, Management
Jared Session Jared Session's LPL Financial Experience February 2012 - April 2012
Job Software Quality Assurance
Industry Information Technology and Services
Experience
Xero June 2013 - Present
AutoAnything July 2012 - March 2013
LPL Financial February 2012 - April 2012
Sambreel September 2011 - January 2012
Arrowhead General Insurance Agency February 2010 - September 2011
Sony Online Entertainment September 2008 - July 2009
FanBox March 2007 - September 2008
Skills
Test Planning, SQL, SDLC, Quality Center, Test Automation, Architecture, Vim, Agile Methodologies, OOP, Selenium, VBScript, Testing, Regression Testing, Business Analysis, Web Applications, Scrum, Databases, Quality Assurance, XML, Test Cases, QTP, Integration, System Testing, Manual Testing, User Acceptance Testing, Java, Web Services, Microsoft SQL Server, Software Quality...
Education
United States Naval Academy 1999 — 2003
BS, Computer Science
Xero June 2013 - Present
AutoAnything July 2012 - March 2013
LPL Financial February 2012 - April 2012
Sambreel September 2011 - January 2012
Arrowhead General Insurance Agency February 2010 - September 2011
Sony Online Entertainment September 2008 - July 2009
FanBox March 2007 - September 2008
Skills
Test Planning, SQL, SDLC, Quality Center, Test Automation, Architecture, Vim, Agile Methodologies, OOP, Selenium, VBScript, Testing, Regression Testing, Business Analysis, Web Applications, Scrum, Databases, Quality Assurance, XML, Test Cases, QTP, Integration, System Testing, Manual Testing, User Acceptance Testing, Java, Web Services, Microsoft SQL Server, Software Quality...
Education
United States Naval Academy 1999 — 2003
BS, Computer Science
James Ziel James Ziel's LPL Financial Experience October 2013 - October 2014
Job Agency Supervisory Officer at HF Financial
Industry Financial Services
Experience
HF Financial October 2014 - Present
LPL Financial October 2013 - October 2014
LPL Financial September 2011 - October 2013
LPL Financial October 2009 - September 2011
Hewitt Associates June 2009 - October 2009
LPL Financial March 2008 - March 2009
E*TRADE Financial November 2004 - March 2008
Skills
Series 7, Series 63, Series 24, FINRA, Mutual Funds, Risk Management, Customer Service, Compliance, Brokerage, Process Improvement, Call Center, Analysis, Coaching, Strategic Planning, Microsoft Office, Quality Assurance, Risk, Excel, Problem Solving, Vendor Relations, Needs Analysis, Negotiation, Series 4, Series 53, Series 66, Insurance, Wealth Management, Investments, Financial Risk, Uniform Combined State..., Strategic Financial..., Call Centers, Equities, Financial Services
Education
University of California, Davis 1998 — 2003
B.A., Economics
HF Financial October 2014 - Present
LPL Financial October 2013 - October 2014
LPL Financial September 2011 - October 2013
LPL Financial October 2009 - September 2011
Hewitt Associates June 2009 - October 2009
LPL Financial March 2008 - March 2009
E*TRADE Financial November 2004 - March 2008
Skills
Series 7, Series 63, Series 24, FINRA, Mutual Funds, Risk Management, Customer Service, Compliance, Brokerage, Process Improvement, Call Center, Analysis, Coaching, Strategic Planning, Microsoft Office, Quality Assurance, Risk, Excel, Problem Solving, Vendor Relations, Needs Analysis, Negotiation, Series 4, Series 53, Series 66, Insurance, Wealth Management, Investments, Financial Risk, Uniform Combined State..., Strategic Financial..., Call Centers, Equities, Financial Services
Education
University of California, Davis 1998 — 2003
B.A., Economics
Kathy Healy, CFP®'s LPL Financial Experience September 2012 - Present
Job Financial Advisor at Healy Wealth Management
Industry Investment Management
Experience
Healy Wealth Management, a member of Integrated Financial Group The Brain Trust December 2013 - Present
LPL Financial September 2012 - Present
Healy Capital Management, LLC January 2001 - December 2006
CIGNA Group Insurance March 1991 - November 1993
SouthTrust Bank May 1986 - August 1991
Skills
Wealth Management, 401k, Series 7, Retirement Planning, Investments, Financial Services, Disability Insurance, IRAs, Small Business, Strategic Financial..., 401k Rollovers, Saving for Education, Financial Planning, Securites, Series 66, Life Insurance, Long Term Care, Strategic Planning, Financial Advisory, Finance, Portfolio Management, Management, Securities
Education
University of Georgia - Terry College of Business 2013 — 2014
CERTIFIED FINANCIAL PLANNER™, Executive Program for Financial Planning Certification
University of Alabama at Birmingham 1989 — 1991
MBA, Marketing
University of Montevallo 1982 — 1986
BBA, Marketing, English
Healy Wealth Management, a member of Integrated Financial Group The Brain Trust December 2013 - Present
LPL Financial September 2012 - Present
Healy Capital Management, LLC January 2001 - December 2006
CIGNA Group Insurance March 1991 - November 1993
SouthTrust Bank May 1986 - August 1991
Skills
Wealth Management, 401k, Series 7, Retirement Planning, Investments, Financial Services, Disability Insurance, IRAs, Small Business, Strategic Financial..., 401k Rollovers, Saving for Education, Financial Planning, Securites, Series 66, Life Insurance, Long Term Care, Strategic Planning, Financial Advisory, Finance, Portfolio Management, Management, Securities
Education
University of Georgia - Terry College of Business 2013 — 2014
CERTIFIED FINANCIAL PLANNER™, Executive Program for Financial Planning Certification
University of Alabama at Birmingham 1989 — 1991
MBA, Marketing
University of Montevallo 1982 — 1986
BBA, Marketing, English
Nicki Bonin's LPL Financial Experience April 2012 - Present
Job Senior Analyst, Marketing Regulatory Review at LPL Financial
Industry Financial Services
Experience
LPL Financial April 2012 - Present
Merrill Lynch April 2010 - April 2012
Banc of America Investments October 2005 - April 2010
Quick & Reilly July 1994 - October 2008
Quick & Reilly 1992 - 1998
Skills
Series 7, Compliance, Risk Management, Series 24, Series 65, Series 63, Series 4, Series 8, Compliance Audits, Quality Auditing, Advertising / Marketing..., Mutual Funds, FINRA, Fixed Income, Alternative Investments, Equities, Wealth Management
Education
University at Albany, SUNY 1988 — 1992
BA, Economics
Mercersburg Academy 1984 — 1987
LPL Financial April 2012 - Present
Merrill Lynch April 2010 - April 2012
Banc of America Investments October 2005 - April 2010
Quick & Reilly July 1994 - October 2008
Quick & Reilly 1992 - 1998
Skills
Series 7, Compliance, Risk Management, Series 24, Series 65, Series 63, Series 4, Series 8, Compliance Audits, Quality Auditing, Advertising / Marketing..., Mutual Funds, FINRA, Fixed Income, Alternative Investments, Equities, Wealth Management
Education
University at Albany, SUNY 1988 — 1992
BA, Economics
Mercersburg Academy 1984 — 1987
Bradley Vorce's LPL Financial Experience March 2015 - Present
Job Sr. Operations Specialist, Mutual Fund Corrections at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2015 - Present
LPL Financial December 2014 - March 2015
Champion Risk & Insurance Services January 2012 - November 2014
Del Mar Race Track, Turf Club July 2008 - September 2010
Skills
Management, Analytics, Strategic Communications, Financial Analysis, Cost Basis Reporting, Offshore Operations, Accounts Payable, Marketing Strategy, Managerial Finance, Financial Economics, Social Media, Salesforce.com, Health Economics, Entrepreneurship, Marketing, Customer Service, Microsoft Excel, PowerPoint, Sales, Microsoft Office, Social Networking, Social Media Marketing, Mutual Funds
Education
University of Arizona 2011 — 2013
Bachelor of Science (B.S.), Economics
La Costa Canyon HIgh School
LPL Financial March 2015 - Present
LPL Financial December 2014 - March 2015
Champion Risk & Insurance Services January 2012 - November 2014
Del Mar Race Track, Turf Club July 2008 - September 2010
Skills
Management, Analytics, Strategic Communications, Financial Analysis, Cost Basis Reporting, Offshore Operations, Accounts Payable, Marketing Strategy, Managerial Finance, Financial Economics, Social Media, Salesforce.com, Health Economics, Entrepreneurship, Marketing, Customer Service, Microsoft Excel, PowerPoint, Sales, Microsoft Office, Social Networking, Social Media Marketing, Mutual Funds
Education
University of Arizona 2011 — 2013
Bachelor of Science (B.S.), Economics
La Costa Canyon HIgh School
Kari Dorris Baker, CFP®, AIF®'s LPL Financial Experience 2008 - Present
Job Registered Principal, Retirement Plan Consultant at LPL Financial, Principal, KB Financial Strategies, LLC
Industry Financial Services
Experience
KB Financial Strategies, 2008 - Present
LPL Financial 2008 - Present
First National Bank Holding Company and Subsidiaries 2002 - 2008
Smith Barney 1998 - 2002
Ryder, Stilwell Inc. 1993 - 1998
Education
Stonier Graduate Banking School at Georgetown University 2004 — 2006
Graduate Certificate, Banking
University of Arizona 1989 — 1993
BA, Finance
Licenses: Arizona, Nevada, California Life & Health Insurance, AZ Property and Casualty Insurance
Registrations: FINRA Series 7, 63, 65, 24
KB Financial Strategies, 2008 - Present
LPL Financial 2008 - Present
First National Bank Holding Company and Subsidiaries 2002 - 2008
Smith Barney 1998 - 2002
Ryder, Stilwell Inc. 1993 - 1998
Education
Stonier Graduate Banking School at Georgetown University 2004 — 2006
Graduate Certificate, Banking
University of Arizona 1989 — 1993
BA, Finance
Licenses: Arizona, Nevada, California Life & Health Insurance, AZ Property and Casualty Insurance
Registrations: FINRA Series 7, 63, 65, 24
Natalie Arshakian Natalie Arshakian's LPL Financial Experience 2006 - 2008
Job Lock Desk Supervisor at MCT Trading
Industry Financial Services
Experience
Mortgage Capital Trading May 2014 - Present
Mortgage Capital Trading October 2012 - May 2014
LPL Financial 2006 - 2008
LPL Financial March 2006 - January 2007
Skills
Customer Service, Analysis, Training, Time Management, Performance Management, Microsoft Excel, Management, Loans, Process Improvement, Risk Management, Research, Public Speaking, Financial Services, Microsoft Office, Event Planning, Data Analysis, PowerPoint, Team Leadership
Education
UCLA 2003 — 2005
Bachelor of Science (B.S.), Political Science
Mortgage Capital Trading May 2014 - Present
Mortgage Capital Trading October 2012 - May 2014
LPL Financial 2006 - 2008
LPL Financial March 2006 - January 2007
Skills
Customer Service, Analysis, Training, Time Management, Performance Management, Microsoft Excel, Management, Loans, Process Improvement, Risk Management, Research, Public Speaking, Financial Services, Microsoft Office, Event Planning, Data Analysis, PowerPoint, Team Leadership
Education
UCLA 2003 — 2005
Bachelor of Science (B.S.), Political Science
Dorothy Wozny Dorothy Wozny's LPL Financial Experience March 2010 - Present
Job Investment Advisor Representative at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2010 - Present
Graham & Company October 2000 - October 2009
Skills
Retirement Planning, Asset Allocation, 401k Rollovers, Wealth Management, Variable Annuities, Mutual Funds, Investment Advisory, Retirement, Investments, Fixed Annuities, Securities, IRAs, Uniform Combined State..., Series 7
Education
University of Montevallo
Master of Arts (MA), English
University of Alabama at Birmingham
Bachelor of Arts (BA), English
LPL Financial March 2010 - Present
Graham & Company October 2000 - October 2009
Skills
Retirement Planning, Asset Allocation, 401k Rollovers, Wealth Management, Variable Annuities, Mutual Funds, Investment Advisory, Retirement, Investments, Fixed Annuities, Securities, IRAs, Uniform Combined State..., Series 7
Education
University of Montevallo
Master of Arts (MA), English
University of Alabama at Birmingham
Bachelor of Arts (BA), English
Taha Ziaee's LPL Financial Experience May 2015 - July 2015
Job Investment Banking Intern at Momentum Partners
Industry Investment Banking
Experience
Momentum Partners // Advise. Network. Invest. September 2015 - Present
LPL Financial May 2015 - July 2015
Associated Students of the University of California August 2014 - May 2015
Advanced-Hospitality-Technologies May 2014 - August 2014
Xper2go Inc. September 2012 - June 2014
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Teamwork, Photoshop, Social Media, Public Speaking, C++, English, Java, HTML, C, Leadership
Education
University of California, Berkeley 2014 — 2018
Bachelor's Degree, Business Administration
Dougherty Valley High School 2010 — 2014
4.4 GPA, 34 ACT
Momentum Partners // Advise. Network. Invest. September 2015 - Present
LPL Financial May 2015 - July 2015
Associated Students of the University of California August 2014 - May 2015
Advanced-Hospitality-Technologies May 2014 - August 2014
Xper2go Inc. September 2012 - June 2014
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Teamwork, Photoshop, Social Media, Public Speaking, C++, English, Java, HTML, C, Leadership
Education
University of California, Berkeley 2014 — 2018
Bachelor's Degree, Business Administration
Dougherty Valley High School 2010 — 2014
4.4 GPA, 34 ACT
Annette Gregg, CMP CMM MBA's LPL Financial Experience June 2013 - Present
Job VP Client Experience & Training, LPL Financial
Industry Events Services
Experience
LPL Financial June 2013 - Present
San Diego State University 1995 - Present
Project Concern International July 2011 - June 2013
Monterey County Convention & Visitors Bureau August 2010 - July 2011
Unbridled Solutions, LLC September 2009 - August 2010
Concepts Worldwide July 2005 - August 2009
San Diego Convention & Visitors Bureau 2002 - 2005
Los Angeles Convention Center 1999 - 2002
Cal State Long Beach Extension Program 1998 - 2002
UCLA 1997 - 1999
Skills
Event Management, Marketing Strategy, Sales Operations, Event Planning, Hospitality, Leadership, Meeting Planning, Trade Shows, Marketing Communications, Public Relations, Marketing, Public Speaking, Social Media, Budgets, Contract Negotiation, Social Media Marketing, Customer Service, Corporate Events, Team Building, Proposal Writing, CRM, Volunteer Management, Corporate Branding, Integrated Marketing, Social Networking, Management, Advertising, Sponsorship, Account Management, Newsletters, Lead Generation, Strategy, Leadership Development, Press Releases, Corporate Communications, SEO, New Business Development, Business Development, Media Relations, Sales, Online Marketing, Project Management, Market Research, Program Management, Email Marketing, Fundraising
Education
University of California, Berkeley 1987 — 1991
Bachelor’s Degree, International Relations and Affairs
Mt Carmel HS 1984 — 1987
California Miramar University
MBA, International Business
LPL Financial June 2013 - Present
San Diego State University 1995 - Present
Project Concern International July 2011 - June 2013
Monterey County Convention & Visitors Bureau August 2010 - July 2011
Unbridled Solutions, LLC September 2009 - August 2010
Concepts Worldwide July 2005 - August 2009
San Diego Convention & Visitors Bureau 2002 - 2005
Los Angeles Convention Center 1999 - 2002
Cal State Long Beach Extension Program 1998 - 2002
UCLA 1997 - 1999
Skills
Event Management, Marketing Strategy, Sales Operations, Event Planning, Hospitality, Leadership, Meeting Planning, Trade Shows, Marketing Communications, Public Relations, Marketing, Public Speaking, Social Media, Budgets, Contract Negotiation, Social Media Marketing, Customer Service, Corporate Events, Team Building, Proposal Writing, CRM, Volunteer Management, Corporate Branding, Integrated Marketing, Social Networking, Management, Advertising, Sponsorship, Account Management, Newsletters, Lead Generation, Strategy, Leadership Development, Press Releases, Corporate Communications, SEO, New Business Development, Business Development, Media Relations, Sales, Online Marketing, Project Management, Market Research, Program Management, Email Marketing, Fundraising
Education
University of California, Berkeley 1987 — 1991
Bachelor’s Degree, International Relations and Affairs
Mt Carmel HS 1984 — 1987
California Miramar University
MBA, International Business
Blake Chien's LPL Financial Experience June 2014 - September 2014
Job Student at University of California, Irvine
Industry
Experience
LPL Financial June 2014 - September 2014
USA Water Polo February 2012 - September 2014
Wake Up Now April 2013 - August 2014
Skills
Action Oriented, Logical Thinker, Organizational..., Multi-tasked, Problem Solving, Adaptability, Responsiveness, Microsoft Excel, Microsoft Word, PowerPoint, Event Planning, Public Speaking, Customer Service, Sports, Water Polo, Research, Time Management, Music, Teamwork
Education
University of California, Irvine 2011 — 2015
Bachelor of Arts (B.A.), Econometrics and Quantitative Economics
La Serna High School 2007 — 2011
High School Diploma
LPL Financial June 2014 - September 2014
USA Water Polo February 2012 - September 2014
Wake Up Now April 2013 - August 2014
Skills
Action Oriented, Logical Thinker, Organizational..., Multi-tasked, Problem Solving, Adaptability, Responsiveness, Microsoft Excel, Microsoft Word, PowerPoint, Event Planning, Public Speaking, Customer Service, Sports, Water Polo, Research, Time Management, Music, Teamwork
Education
University of California, Irvine 2011 — 2015
Bachelor of Arts (B.A.), Econometrics and Quantitative Economics
La Serna High School 2007 — 2011
High School Diploma
Nicole Chamberlin Nicole Chamberlin's LPL Financial Experience June 2009 - August 2014
Job Sr. Creative Marketing Recruiter at The Creative Group
Industry Staffing and Recruiting
Experience
The Creative Group 2015 - Present
LPL Financial June 2009 - August 2014
Skills
Writing, Legal Research, International Relations, Editing, Microsoft Office, Public Speaking, Research, Microsoft Word, English, Social Networking, PowerPoint, Social Media, Event Planning, Microsoft Excel, Leadership, Marketing, Social Media Marketing, Customer Service
Education
Utrecht University 2014 — 2015
Bachelor's Degree, International Law and Legal Studies, Senior
University of California, Irvine 2013 — 2015
Bachelor's Degree, Political Science and Government, Senior
The Creative Group 2015 - Present
LPL Financial June 2009 - August 2014
Skills
Writing, Legal Research, International Relations, Editing, Microsoft Office, Public Speaking, Research, Microsoft Word, English, Social Networking, PowerPoint, Social Media, Event Planning, Microsoft Excel, Leadership, Marketing, Social Media Marketing, Customer Service
Education
Utrecht University 2014 — 2015
Bachelor's Degree, International Law and Legal Studies, Senior
University of California, Irvine 2013 — 2015
Bachelor's Degree, Political Science and Government, Senior
Eugene Shapiro Eugene Shapiro's LPL Financial Experience December 2013 - September 2015
Job Manager, Customer Experience Strategy at Amazon
Industry Retail
Experience
Amazon September 2015 - Present
LPL Financial December 2013 - September 2015
LPL Financial March 2012 - November 2013
LPL Financial March 2011 - March 2012
LPL Financial February 2006 - March 2011
Skills
Financial Modeling, Strategic Financial..., Financial Analysis, LEAN Management, Process Improvement, Corporate Finance, Resource Planning, Customer Loyalty
Education
University of California, Berkeley - Walter A. Haas School of Business 2012 — 2015
Master of Business Administration (MBA)
University of California, San Diego 2001 — 2005
BS, Management Science
Amazon September 2015 - Present
LPL Financial December 2013 - September 2015
LPL Financial March 2012 - November 2013
LPL Financial March 2011 - March 2012
LPL Financial February 2006 - March 2011
Skills
Financial Modeling, Strategic Financial..., Financial Analysis, LEAN Management, Process Improvement, Corporate Finance, Resource Planning, Customer Loyalty
Education
University of California, Berkeley - Walter A. Haas School of Business 2012 — 2015
Master of Business Administration (MBA)
University of California, San Diego 2001 — 2005
BS, Management Science
Jonathan Tang Jonathan Tang's LPL Financial Experience April 2010 - Present
Job AVP, Lead Quality Assurance Engineer
Industry Computer Software
Experience
LPL Financial April 2010 - Present
Bank of America December 2007 - October 2009
LaSalle Bank, North America October 2006 - December 2007
Encore Credit Corp March 2005 - November 2006
SunGard Data Systems September 2001 - February 2005
Norac November 2000 - August 2001
Skills
Microsoft SQL Server, SDLC, Quality Assurance, Testing, Whitebox Testing, Training, Production Support, Systems Analysis, Batch Processing, Test Automation, Management, Software Documentation, Quality Center, Software Project..., Business Analysis, Waterfall, Software Quality..., Data Analysis, .NET, White Box Testing, Software Development, Databases, Access, SharePoint, SQL, User Acceptance Testing, Visio, Analysis, Test Planning, Agile Project Management, Agile Methodologies, Quality Management, Test Strategy, Test Cases, Web Applications, Quality Control
Education
DeVry University, Pomona 1999 — 2001
Bachelor of Science, Computer Information Sciences
University of California, Los Angeles 1993 — 1998
Bachelor of Arts, History
LPL Financial April 2010 - Present
Bank of America December 2007 - October 2009
LaSalle Bank, North America October 2006 - December 2007
Encore Credit Corp March 2005 - November 2006
SunGard Data Systems September 2001 - February 2005
Norac November 2000 - August 2001
Skills
Microsoft SQL Server, SDLC, Quality Assurance, Testing, Whitebox Testing, Training, Production Support, Systems Analysis, Batch Processing, Test Automation, Management, Software Documentation, Quality Center, Software Project..., Business Analysis, Waterfall, Software Quality..., Data Analysis, .NET, White Box Testing, Software Development, Databases, Access, SharePoint, SQL, User Acceptance Testing, Visio, Analysis, Test Planning, Agile Project Management, Agile Methodologies, Quality Management, Test Strategy, Test Cases, Web Applications, Quality Control
Education
DeVry University, Pomona 1999 — 2001
Bachelor of Science, Computer Information Sciences
University of California, Los Angeles 1993 — 1998
Bachelor of Arts, History
Amanda Bender Amanda Bender's LPL Financial Experience June 2012 - July 2015
Job Operations Manager Margin | MBA
Industry Financial Services
Experience
LPL Financial June 2012 - July 2015
LPL Financial 2010 - 2012
LPL Financial 2007 - 2010
LPL Financial 2006 - 2007
Skills
Project Management, Leadership, Employee Engagement, Hiring Personnel, Marketing Communications, Risk Management, Project Leadership, Teambuilding and..., Management, Analysis, Hold Series 7, Process Improvement, Performance Management, Mitigation of..., Regulation T, Policies and Procedures..., Staff Development and..., Meeting and Event..., Process and..., Margin, Financial Analysis, Business Process..., Financial Services, Escheatment
Education
University of San Diego 2012 — 2014
Master of Business Administration (MBA), Finance, General
University of California, San Diego 2002 — 2006
Bachelor of Arts (BA), Sociology
LPL Financial June 2012 - July 2015
LPL Financial 2010 - 2012
LPL Financial 2007 - 2010
LPL Financial 2006 - 2007
Skills
Project Management, Leadership, Employee Engagement, Hiring Personnel, Marketing Communications, Risk Management, Project Leadership, Teambuilding and..., Management, Analysis, Hold Series 7, Process Improvement, Performance Management, Mitigation of..., Regulation T, Policies and Procedures..., Staff Development and..., Meeting and Event..., Process and..., Margin, Financial Analysis, Business Process..., Financial Services, Escheatment
Education
University of San Diego 2012 — 2014
Master of Business Administration (MBA), Finance, General
University of California, San Diego 2002 — 2006
Bachelor of Arts (BA), Sociology
Ruben Montoya Ruben Montoya's LPL Financial Experience September 2012 - December 2012
Job Account Strategist at Criteo
Industry Marketing and Advertising
Experience
Criteo February 2015 - Present
DataPop (Acquired by Criteo) January 2015 - February 2015
DataPop September 2014 - December 2014
DataPop August 2013 - August 2014
DataPop June 2013 - July 2013
LPL Financial September 2012 - December 2012
Skills
SEM, Google Adwords, Management, Data Analysis, Teamwork, Finance, Digital Marketing, Leadership, Critical Thinking, Entrepreneurship, Account Management, PPC
Education
University of California, San Diego 2009 — 2013
BA, Economics
Universitat Autònoma de Barcelona 2011 — 2011
International Economics
Criteo February 2015 - Present
DataPop (Acquired by Criteo) January 2015 - February 2015
DataPop September 2014 - December 2014
DataPop August 2013 - August 2014
DataPop June 2013 - July 2013
LPL Financial September 2012 - December 2012
Skills
SEM, Google Adwords, Management, Data Analysis, Teamwork, Finance, Digital Marketing, Leadership, Critical Thinking, Entrepreneurship, Account Management, PPC
Education
University of California, San Diego 2009 — 2013
BA, Economics
Universitat Autònoma de Barcelona 2011 — 2011
International Economics
Amy Misawa, MBT Amy Misawa, MBT's LPL Financial Experience 2004 - 2006
Job
Industry Accounting
Experience
Intuit 2011 - 2012
Motorola Mobility 2011 - 2011
Sempra Energy 2007 - 2010
Income Tax Service 2003 - 2010
H&R Block 2006 - 2007
LPL Financial 2004 - 2006
Brandes Investment Partners 2004 - 2005
Morgan Stanley 1999 - 2003
Skills
Financial Analysis, Financial Statements, Tax, Sarbanes-Oxley Act, Investments, Forecasting, Accounting, Account Reconciliation, GAAP, Process Improvement, Auditing, Financial Accounting, Tax Accounting, Tax Law, QuickBooks, Internal Audit, Internal Controls, Corporate Tax, Tax Preparation, Tax Returns, Tax Research
Education
USC Leventhal School of Accounting
Master of Business Taxation, 2013
University of California, San Diego
Bachelor of Science
Intuit 2011 - 2012
Motorola Mobility 2011 - 2011
Sempra Energy 2007 - 2010
Income Tax Service 2003 - 2010
H&R Block 2006 - 2007
LPL Financial 2004 - 2006
Brandes Investment Partners 2004 - 2005
Morgan Stanley 1999 - 2003
Skills
Financial Analysis, Financial Statements, Tax, Sarbanes-Oxley Act, Investments, Forecasting, Accounting, Account Reconciliation, GAAP, Process Improvement, Auditing, Financial Accounting, Tax Accounting, Tax Law, QuickBooks, Internal Audit, Internal Controls, Corporate Tax, Tax Preparation, Tax Returns, Tax Research
Education
USC Leventhal School of Accounting
Master of Business Taxation, 2013
University of California, San Diego
Bachelor of Science
Lorraine Alves Lorraine Alves's LPL Financial Experience January 2012 - August 2013
Job Financial Advisor at LPL Finanical
Industry Financial Services
Experience
Maximus Inc./State of California "Covered California" August 2013 - October 2013
LPL Financial January 2012 - August 2013
PremierWest Bank June 2009 - November 2011
Bank of America January 2006 - January 2009
Skills
Leadership Development, Strategic Financial..., Client Service Oriented, Performance Management, Strategy, Business Development, Management, Portfolio Management, Client Services, Leadership, Analysis, Training, Finance, Banking, Investments
Education
University of Virginia - Darden Graduate School of Business Administration 1990 — 1993
MBA, Retail bank management
University of California, Davis 1983 — 1986
Personal Financial Planning, Financial Planning and Services
University of California, San Francisco 1976 — 1978
Bachelor's degree, Business, Management, Marketing, and Related Support Services
Maximus Inc./State of California "Covered California" August 2013 - October 2013
LPL Financial January 2012 - August 2013
PremierWest Bank June 2009 - November 2011
Bank of America January 2006 - January 2009
Skills
Leadership Development, Strategic Financial..., Client Service Oriented, Performance Management, Strategy, Business Development, Management, Portfolio Management, Client Services, Leadership, Analysis, Training, Finance, Banking, Investments
Education
University of Virginia - Darden Graduate School of Business Administration 1990 — 1993
MBA, Retail bank management
University of California, Davis 1983 — 1986
Personal Financial Planning, Financial Planning and Services
University of California, San Francisco 1976 — 1978
Bachelor's degree, Business, Management, Marketing, and Related Support Services
Angela Chan Sheppard Angela Chan Sheppard's LPL Financial Experience July 2005 - March 2014
Job Tax Accounting at UPS Corporate
Industry Financial Services
Experience
UPS March 2014 - Present
GYMBA 24 SOCIAL MEDIA December 2013 - Present
LPL Financial July 2005 - March 2014
eBay user ID: bearusluvliest November 2004 - December 2005
Shoplite Internet Co May 2004 - November 2004
San Diego State University March 2004 - June 2004
Perception Digital Limited January 2003 - May 2003
Morgan Stanley Dean Witter April 2002 - June 2002
Skills
Understand spoken..., Finance, Sarbanes-Oxley Act, Financial Risk, Microsoft Excel, Enterprise Risk..., Financial Analysis, Social Media, Internal Audit, Management, Auditing, Sales, Internal Controls, Research, Financial Modeling, Analysis
Education
University of California, Davis 1998 — 2002
BS, Managerial Economics
King George V, Hong Kong 1994 — 1998
GSCE
UPS March 2014 - Present
GYMBA 24 SOCIAL MEDIA December 2013 - Present
LPL Financial July 2005 - March 2014
eBay user ID: bearusluvliest November 2004 - December 2005
Shoplite Internet Co May 2004 - November 2004
San Diego State University March 2004 - June 2004
Perception Digital Limited January 2003 - May 2003
Morgan Stanley Dean Witter April 2002 - June 2002
Skills
Understand spoken..., Finance, Sarbanes-Oxley Act, Financial Risk, Microsoft Excel, Enterprise Risk..., Financial Analysis, Social Media, Internal Audit, Management, Auditing, Sales, Internal Controls, Research, Financial Modeling, Analysis
Education
University of California, Davis 1998 — 2002
BS, Managerial Economics
King George V, Hong Kong 1994 — 1998
GSCE
Yan Gao's LPL Financial Experience February 2005 - March 2006
Job Product Manager at National Regulatory Services
Industry Financial Services
Experience
NRS April 2011 - Present
First Allied Securities July 2009 - July 2010
Advisors Asset Management, Inc. March 2006 - July 2009
LPL Financial February 2005 - March 2006
TD December 2003 - February 2005
Skills
Strategic Communications, Analysis, Compliance, Financial Analysis, Data Analysis, Access, Investments, Fixed Income, Mutual Funds, Microsoft Office, Process Improvement, Investment Advisory, Series 7, Series 63, Microsoft Word, Strategic Financial..., Microsoft Excel, Strategic Planning, Strategic Partnerships, FINRA, Asset Management, Securities, Bloomberg, Product Managers, Product Management, Mandarin, Scrum, Agile Methodologies, Corporate Finance, Revenue Analysis, Customer Relations, Series 65, Bloomberg Terminal, Cost Accounting, Price Forecasting, SharePoint, Alternative Investments, Business Analysis, Hedge Funds, Leadership, Asset Allocation, Equities, Portfolio Management, Customer Service, Financial Services, Idea Generation, Vendor Management, Agile Project Management, Financial Planning
Education
University of California, Davis 1997 — 2003
Bachelor of Arts, Economics
NRS April 2011 - Present
First Allied Securities July 2009 - July 2010
Advisors Asset Management, Inc. March 2006 - July 2009
LPL Financial February 2005 - March 2006
TD December 2003 - February 2005
Skills
Strategic Communications, Analysis, Compliance, Financial Analysis, Data Analysis, Access, Investments, Fixed Income, Mutual Funds, Microsoft Office, Process Improvement, Investment Advisory, Series 7, Series 63, Microsoft Word, Strategic Financial..., Microsoft Excel, Strategic Planning, Strategic Partnerships, FINRA, Asset Management, Securities, Bloomberg, Product Managers, Product Management, Mandarin, Scrum, Agile Methodologies, Corporate Finance, Revenue Analysis, Customer Relations, Series 65, Bloomberg Terminal, Cost Accounting, Price Forecasting, SharePoint, Alternative Investments, Business Analysis, Hedge Funds, Leadership, Asset Allocation, Equities, Portfolio Management, Customer Service, Financial Services, Idea Generation, Vendor Management, Agile Project Management, Financial Planning
Education
University of California, Davis 1997 — 2003
Bachelor of Arts, Economics
Helene Kleban Helene Kleban's LPL Financial Experience 2010 - 2010
Job Investment Professional
Industry Financial Services
Experience
Cetera Financial Group November 2008 - April 2010
ING Advisors Network November 2007 - April 2010
The Financial Services Network 2010 - 2010
LPL Financial 2010 - 2010
Pacific Life January 1998 - November 2007
Pacific Life Insurance 1998 - 2007
DEAN WITTER (now MORGAN STANLEY) January 1996 - January 1998
Resolution Trust Corporation 1995 - 1997
Skills
Mutual Funds, Annuities, Insurance, Series 7, Investments, Retirement Planning, Securities, Annuity, Problem Solving, Customer Relations, Fixed Annuities, Customer Service, Series 63, Retirement, Life Insurance, Variable Annuities, Sales, Management, 401k, Asset Allocation, IRAs, Series 24, Wealth Management, Long-term Care, Series 6, Equities, Sales Operations, FINRA, Estate Planning
Education
Long Beach High School, New York
Academic, Academic
Pacific Life Academy
UCLA
B.A, Anthropology
Cetera Financial Group November 2008 - April 2010
ING Advisors Network November 2007 - April 2010
The Financial Services Network 2010 - 2010
LPL Financial 2010 - 2010
Pacific Life January 1998 - November 2007
Pacific Life Insurance 1998 - 2007
DEAN WITTER (now MORGAN STANLEY) January 1996 - January 1998
Resolution Trust Corporation 1995 - 1997
Skills
Mutual Funds, Annuities, Insurance, Series 7, Investments, Retirement Planning, Securities, Annuity, Problem Solving, Customer Relations, Fixed Annuities, Customer Service, Series 63, Retirement, Life Insurance, Variable Annuities, Sales, Management, 401k, Asset Allocation, IRAs, Series 24, Wealth Management, Long-term Care, Series 6, Equities, Sales Operations, FINRA, Estate Planning
Education
Long Beach High School, New York
Academic, Academic
Pacific Life Academy
UCLA
B.A, Anthropology
Daniel Gremban Daniel Gremban's LPL Financial Experience January 2011 - November 2011
Job Data Analyst at ViaSat Inc.
Industry Financial Services
Experience
ViaSat Inc. December 2014 - Present
Sharp HealthCare April 2013 - December 2014
Sharp HealthCare November 2011 - April 2013
LPL Financial January 2011 - November 2011
LPL Financial October 2007 - December 2010
Nutrition Advisors May 2006 - September 2006
Skills
Investments, Strategic Planning, Management, Budgets, Strategy, Finance, Portfolio Management, Competitive Analysis, Strategic Financial..., Marketing, Analysis, Forecasting, Data Analysis, Financial Analysis, Process Improvement, Leadership, Financial Planning
Education
University of California, Irvine - The Paul Merage School of Business 2010 — 2013
MBA, Finance
University of California, San Diego 2003 — 2007
Bachelors, Mathematics, Economics, Psychology
San Ramon Valley High School
ViaSat Inc. December 2014 - Present
Sharp HealthCare April 2013 - December 2014
Sharp HealthCare November 2011 - April 2013
LPL Financial January 2011 - November 2011
LPL Financial October 2007 - December 2010
Nutrition Advisors May 2006 - September 2006
Skills
Investments, Strategic Planning, Management, Budgets, Strategy, Finance, Portfolio Management, Competitive Analysis, Strategic Financial..., Marketing, Analysis, Forecasting, Data Analysis, Financial Analysis, Process Improvement, Leadership, Financial Planning
Education
University of California, Irvine - The Paul Merage School of Business 2010 — 2013
MBA, Finance
University of California, San Diego 2003 — 2007
Bachelors, Mathematics, Economics, Psychology
San Ramon Valley High School
Jeff Lizerbram, MCITP, MCSA's LPL Financial Experience June 1999 - July 2003
Job Office 365 Solutions Architect
Industry Information Technology and Services
Experience
Managed Solution December 2010 - Present
Lizard Music Creations March 2006 - Present
PETCO Animal Supplies Inc. August 2003 - December 2010
LPL Financial June 1999 - July 2003
Sarcom August 1996 - August 1998
Rainbow Studios November 1994 - August 1996
Skills
Microsoft Exchange, Cloud Computing, Unified Communications, Microsoft Certified..., Server Architecture, Lync Server 2010, SharePoint, Security, Disaster Recovery, Microsoft SQL Server, Windows Server, Active Directory, Microsoft Technologies, Management, Virtualization, Servers, System Administration, Windows 7, Group Policy, Troubleshooting, VPN, System Deployment
Education
University of Arizona 1991 — 1993
Master of Arts (M.A.), Audiology
University of California, Santa Barbara 1988 — 1991
Bachelor of Science (B.S.), Audiology and Audio Engineering
La Jolla High School 1984 — 1987
Microsoft
MCSE, MCITP, MCSA, Microsoft Windows Server 2012 R2
Managed Solution December 2010 - Present
Lizard Music Creations March 2006 - Present
PETCO Animal Supplies Inc. August 2003 - December 2010
LPL Financial June 1999 - July 2003
Sarcom August 1996 - August 1998
Rainbow Studios November 1994 - August 1996
Skills
Microsoft Exchange, Cloud Computing, Unified Communications, Microsoft Certified..., Server Architecture, Lync Server 2010, SharePoint, Security, Disaster Recovery, Microsoft SQL Server, Windows Server, Active Directory, Microsoft Technologies, Management, Virtualization, Servers, System Administration, Windows 7, Group Policy, Troubleshooting, VPN, System Deployment
Education
University of Arizona 1991 — 1993
Master of Arts (M.A.), Audiology
University of California, Santa Barbara 1988 — 1991
Bachelor of Science (B.S.), Audiology and Audio Engineering
La Jolla High School 1984 — 1987
Microsoft
MCSE, MCITP, MCSA, Microsoft Windows Server 2012 R2
Kevin Foote Kevin Foote's LPL Financial Experience September 2014 - Present
Job AVP Platform Solutions & Management
Industry Financial Services
Experience
LPL Financial September 2014 - Present
Girard Securities September 2011 - May 2013
Girard Securities January 2007 - September 2011
Asset Planning Solutions April 2006 - January 2007
Commonwealth Financial Network July 2001 - April 2006
Putnam Investments May 2000 - July 2001
Skills
Investment Advisory..., Product Management, Relationship Management, Product Marketing, Sales, Management, Retirement Planning, Alternative Investments, Investment Advisory, Asset Allocation, Securities, Asset Management
Education
University of Arizona 1993 — 1997
BS, Regional Development
LPL Financial September 2014 - Present
Girard Securities September 2011 - May 2013
Girard Securities January 2007 - September 2011
Asset Planning Solutions April 2006 - January 2007
Commonwealth Financial Network July 2001 - April 2006
Putnam Investments May 2000 - July 2001
Skills
Investment Advisory..., Product Management, Relationship Management, Product Marketing, Sales, Management, Retirement Planning, Alternative Investments, Investment Advisory, Asset Allocation, Securities, Asset Management
Education
University of Arizona 1993 — 1997
BS, Regional Development
Nancy Schaedler's LPL Financial Experience June 2010 - November 2012
Job Senior Program Management Consultant
Industry Information Technology and Services
Experience
2021 Inc. January 2014 - Present
CoreLogic Credco January 2013 - November 2013
LPL Financial June 2010 - November 2012
UnitedHealth Group October 2008 - June 2010
MetLife May 2006 - June 2008
Turnkey Solutions May 1996 - May 2006
UnitedHealth Group June 1994 - October 1995
CSC October 1992 - June 1994
SAIC June 1987 - December 1992
Skills
Vendor Management, SDLC, Program Management, Requirements Analysis, Project Management, Process Improvement, Business Intelligence, Business Analysis, Management, Change Management, Software Development, Business Requirements, Strategic Planning, Project Portfolio..., Agile Methodologies, Risk Management, Data Warehousing, Data Modeling, Databases, Product Management, Strategy, Leadership, Cross-functional Team..., Technology, Web Applications, Software Documentation, PMP, Team Building, Waterfall, Priority Management, Forecasting, Salesforce.com..., TIBCO, Master Data, Knowledge Base, JIRA, Cisco VoIP, Data Center Relocation, Microsoft Project, Lean Six Sigma, SaaS, Agile Project Management, Big Data, Reporting & Analysis, SharePoint, Office 365, Data Migration, Business Process..., Business Strategy, Contract Negotiation
Education
University of California, Irvine - The Paul Merage School of Business
MBA
Washington University in St. Louis
Bachelor of Science (BS)
2021 Inc. January 2014 - Present
CoreLogic Credco January 2013 - November 2013
LPL Financial June 2010 - November 2012
UnitedHealth Group October 2008 - June 2010
MetLife May 2006 - June 2008
Turnkey Solutions May 1996 - May 2006
UnitedHealth Group June 1994 - October 1995
CSC October 1992 - June 1994
SAIC June 1987 - December 1992
Skills
Vendor Management, SDLC, Program Management, Requirements Analysis, Project Management, Process Improvement, Business Intelligence, Business Analysis, Management, Change Management, Software Development, Business Requirements, Strategic Planning, Project Portfolio..., Agile Methodologies, Risk Management, Data Warehousing, Data Modeling, Databases, Product Management, Strategy, Leadership, Cross-functional Team..., Technology, Web Applications, Software Documentation, PMP, Team Building, Waterfall, Priority Management, Forecasting, Salesforce.com..., TIBCO, Master Data, Knowledge Base, JIRA, Cisco VoIP, Data Center Relocation, Microsoft Project, Lean Six Sigma, SaaS, Agile Project Management, Big Data, Reporting & Analysis, SharePoint, Office 365, Data Migration, Business Process..., Business Strategy, Contract Negotiation
Education
University of California, Irvine - The Paul Merage School of Business
MBA
Washington University in St. Louis
Bachelor of Science (BS)
Kathy Steinbrecher, CFA Kathy Steinbrecher, CFA's LPL Financial Experience April 2010 - July 2014
Job CEO, Wealth Management Advisor
Industry Investment Management
Experience
Omega Investment Management July 2014 - Present
LPL Financial April 2010 - July 2014
Citigroup / Smith Barney / Morgan Stanley October 2007 - March 2010
Hoover Investment Management, Wedbush Morgan Securites, Piper Jaffray March 2004 - September 2007
Dresdner RCM Global Investors August 1994 - January 2003
Skills
Wealth Management, Financial Advisory, Financial Planning, 401k/403b Consulting, Investments, Portfolio Management, Financial Analysis, Finance, Risk Management, Mutual Funds, Retirement Planning, Asset Management, ERISA, Fiduciary Services, Client Relations, Financial Modeling, Performance Benchmarking, Retirement Plan..., Regulatory Compliance
Education
University of California, Berkeley
Bachelor of Science (B.S.), Finance and Financial Management Services
Omega Investment Management July 2014 - Present
LPL Financial April 2010 - July 2014
Citigroup / Smith Barney / Morgan Stanley October 2007 - March 2010
Hoover Investment Management, Wedbush Morgan Securites, Piper Jaffray March 2004 - September 2007
Dresdner RCM Global Investors August 1994 - January 2003
Skills
Wealth Management, Financial Advisory, Financial Planning, 401k/403b Consulting, Investments, Portfolio Management, Financial Analysis, Finance, Risk Management, Mutual Funds, Retirement Planning, Asset Management, ERISA, Fiduciary Services, Client Relations, Financial Modeling, Performance Benchmarking, Retirement Plan..., Regulatory Compliance
Education
University of California, Berkeley
Bachelor of Science (B.S.), Finance and Financial Management Services
Ayman Aziz's LPL Financial Experience January 2007 - October 2007
Job Cloud & Smarter Infrastructure Software Sales Manager at IBM
Industry Information Technology and Services
Experience
IBM April 2013 - March 2014
IBM October 2011 - March 2014
Biocom/ucsd.edu March 2011 - September 2011
HP December 2007 - November 2010
LPL Financial January 2007 - October 2007
itsmfusa.org 2005 - 2007
Toyota Financial Services, Torrance May 2006 - November 2006
Sun Microsystems March 2005 - May 2006
Caspian Networks 2006 - 2006
Sun Microsystems October 2003 - March 2005
Skills
ITIL Certified, Cloud Computing, Systems Management, Quality Assurance, Professional Services, Linux, Enterprise Software, SaaS, Program Management, Strategy, Business Alliances, Information Technology
Education
UCSD 2011 — 2011
Biofuel Science Certificate Program
University of Rhode Island 1990 — 1994
BS, Electrical Engineering
IBM April 2013 - March 2014
IBM October 2011 - March 2014
Biocom/ucsd.edu March 2011 - September 2011
HP December 2007 - November 2010
LPL Financial January 2007 - October 2007
itsmfusa.org 2005 - 2007
Toyota Financial Services, Torrance May 2006 - November 2006
Sun Microsystems March 2005 - May 2006
Caspian Networks 2006 - 2006
Sun Microsystems October 2003 - March 2005
Skills
ITIL Certified, Cloud Computing, Systems Management, Quality Assurance, Professional Services, Linux, Enterprise Software, SaaS, Program Management, Strategy, Business Alliances, Information Technology
Education
UCSD 2011 — 2011
Biofuel Science Certificate Program
University of Rhode Island 1990 — 1994
BS, Electrical Engineering
Donald Burton, CFP®'s LPL Financial Experience February 2005 - August 2014
Job Burton Wealth Management A Registered Investment Advisor
Industry Financial Services
Experience
Burton Wealth Management - A Registered Investment Advisor August 2014 - Present
LPL Financial February 2005 - August 2014
Wachovia Securities November 1994 - February 2005
Smith Barney March 1990 - December 1993
Wedbush Securities 1989 - 1990
Farwest Financial Savings and Loan 1988 - 1989
Accountants Overload 1987 - 1988
Skills
Wealth Management, Investment Advisory, Financial Planners, Retirement Planning, Investments, Portfolio Management, Strategic Financial..., Securities, Alternative Investments, Personal Finance, Asset Allocation, Mutual Funds, Finance, Insurance, 401k, Wealth, Investment Strategies, Financial Goals, Wealth Management..., Financial Services, Asset Management, Financial Advisory, Retirement, Equities, Pensions, Financial Analysis, IRAs, Mergers & Acquisitions, Fixed Annuities, Estate Planning, Long-term Care, Financial Planning, Annuities, Long Term Care
Education
University of California, Los Angeles 1982 — 1987
Bachelor of Science, Math - Applied Science
Burton Wealth Management - A Registered Investment Advisor August 2014 - Present
LPL Financial February 2005 - August 2014
Wachovia Securities November 1994 - February 2005
Smith Barney March 1990 - December 1993
Wedbush Securities 1989 - 1990
Farwest Financial Savings and Loan 1988 - 1989
Accountants Overload 1987 - 1988
Skills
Wealth Management, Investment Advisory, Financial Planners, Retirement Planning, Investments, Portfolio Management, Strategic Financial..., Securities, Alternative Investments, Personal Finance, Asset Allocation, Mutual Funds, Finance, Insurance, 401k, Wealth, Investment Strategies, Financial Goals, Wealth Management..., Financial Services, Asset Management, Financial Advisory, Retirement, Equities, Pensions, Financial Analysis, IRAs, Mergers & Acquisitions, Fixed Annuities, Estate Planning, Long-term Care, Financial Planning, Annuities, Long Term Care
Education
University of California, Los Angeles 1982 — 1987
Bachelor of Science, Math - Applied Science
Dane Parker, MBA, PMP's LPL Financial Experience December 2006 - January 2009
Job Project Manager Infrastructure Technology Services at Southern California Edison
Industry Utilities
Experience
Southern California Edison July 2009 - Present
LPL Financial December 2006 - January 2009
Advisys, Inc. January 1987 - December 2006
Skills
Business Analysis, Process Improvement, SDLC, Project Management, Program Management, ITIL Process..., ITIL Certified, PMO, Leadership, Team Leadership, Software Project..., ITIL, PMP, IT Strategy, IT Management, Strategy, ERP, Business Process..., Business Process, Management, MS Project, Information Technology, Visio, Requirements Analysis, Requirements Gathering, Risk Management, Project Delivery, Cross-functional Team..., Change Management, Data Center
Education
University of California, Irvine - The Paul Merage School of Business 1998 — 2001
Master of Business Administration (MBA), Computer/Information Technology Administration and Management
University of Phoenix 1996 — 1998
BS, Business Administration
Southern California Edison July 2009 - Present
LPL Financial December 2006 - January 2009
Advisys, Inc. January 1987 - December 2006
Skills
Business Analysis, Process Improvement, SDLC, Project Management, Program Management, ITIL Process..., ITIL Certified, PMO, Leadership, Team Leadership, Software Project..., ITIL, PMP, IT Strategy, IT Management, Strategy, ERP, Business Process..., Business Process, Management, MS Project, Information Technology, Visio, Requirements Analysis, Requirements Gathering, Risk Management, Project Delivery, Cross-functional Team..., Change Management, Data Center
Education
University of California, Irvine - The Paul Merage School of Business 1998 — 2001
Master of Business Administration (MBA), Computer/Information Technology Administration and Management
University of Phoenix 1996 — 1998
BS, Business Administration
Jake Ritz's LPL Financial Experience June 2015 - Present
Job Vice President at LPL Financial
Industry Banking
Experience
LPL Financial June 2015 - Present
Citizens Financial Group, Inc. July 2008 - June 2015
Stryker July 2003 - July 2008
US Navy 1995 - 2003
Skills
Risk Management, Six Sigma, Banking, Payments, Process Improvement, Leadership, Customer Service, Cross-functional Team..., Lean Manufacturing, Change Management, Continuous Improvement, Financial Risk, Business Analysis, Credit Cards, Vendor Management, Debit Cards, Business Process..., Cash Management, Operational Risk..., Operational Risk, PMO, Financial Services, Stakeholder Management, Project Portfolio..., Analysis, Enterprise Risk..., Strategy, Outsourcing, AML, Call Centers, Commercial Banking, Credit, Governance, Program Management, Financial Analysis, Retail Banking, Relationship Management, Portfolio Management, Credit Risk, Business Transformation, Loans, Management
Education
United States Naval Academy 1991 — 1995
BS, Control Systems Engineering
Institute for Lean Systems
Operational Excellence Certification
LPL Financial June 2015 - Present
Citizens Financial Group, Inc. July 2008 - June 2015
Stryker July 2003 - July 2008
US Navy 1995 - 2003
Skills
Risk Management, Six Sigma, Banking, Payments, Process Improvement, Leadership, Customer Service, Cross-functional Team..., Lean Manufacturing, Change Management, Continuous Improvement, Financial Risk, Business Analysis, Credit Cards, Vendor Management, Debit Cards, Business Process..., Cash Management, Operational Risk..., Operational Risk, PMO, Financial Services, Stakeholder Management, Project Portfolio..., Analysis, Enterprise Risk..., Strategy, Outsourcing, AML, Call Centers, Commercial Banking, Credit, Governance, Program Management, Financial Analysis, Retail Banking, Relationship Management, Portfolio Management, Credit Risk, Business Transformation, Loans, Management
Education
United States Naval Academy 1991 — 1995
BS, Control Systems Engineering
Institute for Lean Systems
Operational Excellence Certification
James Lanzilloti's LPL Financial Experience June 2012 - Present
Job Software Developer at LPL Financial
Industry Information Technology and Services
Experience
LPL Financial June 2012 - Present
Manderson, Schafer & McKinlay LLC May 2011 - April 2012
Fremont Investment & Loan February 2004 - May 2011
CNA Trust 1998 - 2003
Skills
Technical Support, Disaster Recovery, Process Improvement, Vendor Management, SharePoint, SDLC, Software Development, Technical Documentation
Education
University of California, Irvine 1993 — 1999
BS, Biological Sciences, Economics
LPL Financial June 2012 - Present
Manderson, Schafer & McKinlay LLC May 2011 - April 2012
Fremont Investment & Loan February 2004 - May 2011
CNA Trust 1998 - 2003
Skills
Technical Support, Disaster Recovery, Process Improvement, Vendor Management, SharePoint, SDLC, Software Development, Technical Documentation
Education
University of California, Irvine 1993 — 1999
BS, Biological Sciences, Economics
Amanda (Amanda Harrison) Webb's LPL Financial Experience September 2013 - Present
Job Senior Recruiter at LPL Financial
Industry Information Technology and Services
Experience
LPL Financial September 2013 - Present
DIVERSANT, LLC October 2009 - September 2013
Bradford Management Group/Talent Bridge March 2009 - October 2009
Signature Consultants January 2007 - March 2009
Carolina Panthers 2001 - 2007
Ad Club Advertising June 1997 - August 2001
Education
University of California, Berkeley, Haas School of Business 1997 — 2001
Bachelors, Business Administration
Modesto High School 1993 — 1997
LPL Financial September 2013 - Present
DIVERSANT, LLC October 2009 - September 2013
Bradford Management Group/Talent Bridge March 2009 - October 2009
Signature Consultants January 2007 - March 2009
Carolina Panthers 2001 - 2007
Ad Club Advertising June 1997 - August 2001
Education
University of California, Berkeley, Haas School of Business 1997 — 2001
Bachelors, Business Administration
Modesto High School 1993 — 1997
Ashley Marino Pedersen, AIF®'s LPL Financial Experience April 2015 - Present
Job Sr. Product Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial April 2015 - Present
LPL Financial October 2010 - April 2015
Westin Hotels & Resorts February 2010 - October 2010
Westin Hotels & Resorts December 2008 - February 2010
First Allied Securities, Inc. January 2008 - October 2008
Dunham & Associates February 2007 - January 2008
ING Funds August 2005 - February 2007
Morgan Stanley 2005 - 2005
UBS Wealth Management January 2000 - March 2004
Skills
Series 7, Financial Services, Wealth Management, Retirement Planning, Mutual Funds, Portfolio Management, Series 63, Asset Allocation, Investment Strategies, Alternative Investments, Investment Advisory, Securities, 401k, FINRA, Retirement
Education
University of California, Irvine 1997 — 2001
BA
LPL Financial April 2015 - Present
LPL Financial October 2010 - April 2015
Westin Hotels & Resorts February 2010 - October 2010
Westin Hotels & Resorts December 2008 - February 2010
First Allied Securities, Inc. January 2008 - October 2008
Dunham & Associates February 2007 - January 2008
ING Funds August 2005 - February 2007
Morgan Stanley 2005 - 2005
UBS Wealth Management January 2000 - March 2004
Skills
Series 7, Financial Services, Wealth Management, Retirement Planning, Mutual Funds, Portfolio Management, Series 63, Asset Allocation, Investment Strategies, Alternative Investments, Investment Advisory, Securities, 401k, FINRA, Retirement
Education
University of California, Irvine 1997 — 2001
BA
Heidi Derstine's LPL Financial Experience 1992 - 1995
Job Mama~Goddess
Industry Mining & Metals
Experience
tbd November 2012 - Present
kikaPaprika August 2012 - Present
Self Employed July 2008 - Present
CheckFree Investment Services - now part of Fiserv March 1995 - June 2008
LPL Financial 1992 - 1995
Morgan Stanley 1989 - 1992
Skills
SDLC, Business Analysis, Fixed Income, Equities, Portfolio Management, Requirements Gathering, Visio, Requirements Analysis, Mutual Funds, Financial Services, Asset Management, Securities, Unix, Enterprise Architecture, Back Office, Data Analysis, Asset Managment
Education
University of California, Riverside 1987 — 1991
B.S., Economics/International Finance
tbd November 2012 - Present
kikaPaprika August 2012 - Present
Self Employed July 2008 - Present
CheckFree Investment Services - now part of Fiserv March 1995 - June 2008
LPL Financial 1992 - 1995
Morgan Stanley 1989 - 1992
Skills
SDLC, Business Analysis, Fixed Income, Equities, Portfolio Management, Requirements Gathering, Visio, Requirements Analysis, Mutual Funds, Financial Services, Asset Management, Securities, Unix, Enterprise Architecture, Back Office, Data Analysis, Asset Managment
Education
University of California, Riverside 1987 — 1991
B.S., Economics/International Finance
Ralph Stowell's LPL Financial Experience April 2007 - Present
Job VP Custom Clearing Services at LPL Financial Services
Industry Financial Services
Experience
LPL Financial April 2007 - Present
Education
United States Naval Academy 1987 — 1991
BS, Mathematics
LPL Financial April 2007 - Present
Education
United States Naval Academy 1987 — 1991
BS, Mathematics
Tyson Lozano's LPL Financial Experience May 2013 - Present
Job Regional Director Business Development at LPL Financial
Industry Financial Services
Experience
LPL Financial May 2013 - Present
MetLife October 2010 - May 2013
MetLife March 2009 - October 2010
AXA Advisors September 2008 - March 2009
Hyrian October 2007 - August 2008
Peace Corps June 2006 - October 2007
Boy Scouts of America March 2005 - May 2006
Valencia, Perez y Echeveste 2005 - 2005
Skills
Retirement Planning, Public Speaking, Recruiting, Insurance, Business Development, Finance, Investments, Fixed Annuities, Financial Services, Retirement, Financial Advisory, Life Insurance, Series 6, Series 63, Wealth Management
Education
University of California, Los Angeles 1999 — 2003
Bachelor of Arts, Political Science, International Development Studies
LPL Financial May 2013 - Present
MetLife October 2010 - May 2013
MetLife March 2009 - October 2010
AXA Advisors September 2008 - March 2009
Hyrian October 2007 - August 2008
Peace Corps June 2006 - October 2007
Boy Scouts of America March 2005 - May 2006
Valencia, Perez y Echeveste 2005 - 2005
Skills
Retirement Planning, Public Speaking, Recruiting, Insurance, Business Development, Finance, Investments, Fixed Annuities, Financial Services, Retirement, Financial Advisory, Life Insurance, Series 6, Series 63, Wealth Management
Education
University of California, Los Angeles 1999 — 2003
Bachelor of Arts, Political Science, International Development Studies
Marcus Frampton's LPL Financial Experience September 2010 - August 2012
Job Director of Investments, Private Markets at Alaska Permanent Fund Corporation
Industry Venture Capital & Private Equity
Experience
Alaska Permanent Fund Corporation September 2012 - Present
LPL Financial September 2010 - August 2012
PCG Capital Partners October 2005 - September 2010
Lehman Brothers June 2002 - October 2005
Skills
Financial Modeling, Capital Markets, Valuation, Investments, Portfolio Management, Investor Relations, Corporate Finance, Asset Managment, Alternative Investments, Due Diligence, Equities, Financial Analysis, Private Equity, Biochemistry, Investment Banking
Education
University of California, Los Angeles 1998 — 2002
B.S., Business-Economics, Minor Accounting
Alaska Permanent Fund Corporation September 2012 - Present
LPL Financial September 2010 - August 2012
PCG Capital Partners October 2005 - September 2010
Lehman Brothers June 2002 - October 2005
Skills
Financial Modeling, Capital Markets, Valuation, Investments, Portfolio Management, Investor Relations, Corporate Finance, Asset Managment, Alternative Investments, Due Diligence, Equities, Financial Analysis, Private Equity, Biochemistry, Investment Banking
Education
University of California, Los Angeles 1998 — 2002
B.S., Business-Economics, Minor Accounting
Mark Dushkin's LPL Financial Experience 2000 - 2004
Job Application Development Manager at San Diego Community College District
Industry Higher Education
Experience
San Diego Community College District January 2010 - Present
SunGard Higher Education January 2005 - December 2009
LPL July 2000 - December 2004
LPL Financial Services 2000 - 2004
LPL Financial 2000 - 2004
SAIC January 1982 - June 1998
Skills
Program Management, Software Development, Vendor Management, Microsoft SQL Server, Agile Methodologies, Project Management, SQL, Business Analysis, Requirements Analysis, Process Improvement
Education
University of California, Berkeley 1971 — 1976
BS, Electrical Engineering and Computer Science
San Diego Community College District January 2010 - Present
SunGard Higher Education January 2005 - December 2009
LPL July 2000 - December 2004
LPL Financial Services 2000 - 2004
LPL Financial 2000 - 2004
SAIC January 1982 - June 1998
Skills
Program Management, Software Development, Vendor Management, Microsoft SQL Server, Agile Methodologies, Project Management, SQL, Business Analysis, Requirements Analysis, Process Improvement
Education
University of California, Berkeley 1971 — 1976
BS, Electrical Engineering and Computer Science
Bradley Lineberger's LPL Financial Experience November 2008 - March 2011
Job Owner of Seaside Wealth Management | Retirement Income Planner | Wealth Coach
Industry Financial Services
Experience
Seaside Wealth Management, FAS February 2011 - Present
LPL Financial November 2008 - March 2011
WFP Securities June 2007 - October 2008
Skills
Retirement Planning, Wealth Management, Insurance, Financial Advisory, Financial Planning, Investments, Asset Management, Financial Analysis, Strategic Financial..., Asset Managment, Retirement, Leadership, Finance, Financial Services, Wealth Management..., Financial Planners
Education
University of California, Los Angeles 1995 — 1999
BA, History with a Specialization in Business Administration
Huntington Beach High School 1991 — 1995
Seaside Wealth Management, FAS February 2011 - Present
LPL Financial November 2008 - March 2011
WFP Securities June 2007 - October 2008
Skills
Retirement Planning, Wealth Management, Insurance, Financial Advisory, Financial Planning, Investments, Asset Management, Financial Analysis, Strategic Financial..., Asset Managment, Retirement, Leadership, Finance, Financial Services, Wealth Management..., Financial Planners
Education
University of California, Los Angeles 1995 — 1999
BA, History with a Specialization in Business Administration
Huntington Beach High School 1991 — 1995
Anh Mechals's LPL Financial Experience May 2005 - June 2005
Job Team Manager, Corporate Actions at TD Ameritrade
Industry Financial Services
Experience
TD Ameritrade October 2013 - Present
COR Clearing February 2012 - October 2013
Legent Clearing July 2005 - February 2012
LPL Financial May 2005 - June 2005
LPL Financial December 2004 - May 2005
LPL Financial June 2004 - December 2004
LPL Financial August 2002 - June 2004
Skills
Account Reconciliation, Corporate Actions, Securities, Series 7, Back Office, Dividends, Process Improvement, Alternative Investments, Middle Office, Customer Service, Microsoft Excel, Microsoft Office, Analysis, Relationship Management, Financial Services, Investments, Equities, Mutual Funds, FINRA, Fixed Income, Financial Analysis
Education
University of California, Irvine 1998 — 2002
B.A.
University of California, Irvine
B.A
TD Ameritrade October 2013 - Present
COR Clearing February 2012 - October 2013
Legent Clearing July 2005 - February 2012
LPL Financial May 2005 - June 2005
LPL Financial December 2004 - May 2005
LPL Financial June 2004 - December 2004
LPL Financial August 2002 - June 2004
Skills
Account Reconciliation, Corporate Actions, Securities, Series 7, Back Office, Dividends, Process Improvement, Alternative Investments, Middle Office, Customer Service, Microsoft Excel, Microsoft Office, Analysis, Relationship Management, Financial Services, Investments, Equities, Mutual Funds, FINRA, Fixed Income, Financial Analysis
Education
University of California, Irvine 1998 — 2002
B.A.
University of California, Irvine
B.A
Anna Ramos Bernardo, CRC's LPL Financial Experience February 2005 - October 2008
Job Retirement Specialist at Nationwide Retirement Solutions
Industry Financial Services
Experience
Nationwide Retirement Solutions November 2008 - Present
LPL Financial February 2005 - October 2008
TD Waterhouse 2004 - 2005
The Retirement Group LLC 2003 - 2004
Skills
Series 7, Retirement, Mutual Funds, Finance, Series 63, Investments, Securities, Insurance, Financial Services, Customer Service, Qualified Retirement..., Life & Health Insurance..., Series 66, Certified Retirement..., 457 Plans, 403 b, Roth 403b
Education
University of California, Riverside 1999 — 2003
Bachelor of Science (BS), Business Administration
University of California, Riverside 1999 — 2003
Bachelor of Science (B.S.), Business Administration
Nationwide Retirement Solutions November 2008 - Present
LPL Financial February 2005 - October 2008
TD Waterhouse 2004 - 2005
The Retirement Group LLC 2003 - 2004
Skills
Series 7, Retirement, Mutual Funds, Finance, Series 63, Investments, Securities, Insurance, Financial Services, Customer Service, Qualified Retirement..., Life & Health Insurance..., Series 66, Certified Retirement..., 457 Plans, 403 b, Roth 403b
Education
University of California, Riverside 1999 — 2003
Bachelor of Science (BS), Business Administration
University of California, Riverside 1999 — 2003
Bachelor of Science (B.S.), Business Administration
Bob Doolittle's LPL Financial Experience March 2013 - Present
Job Management Consultant
Industry Management Consulting
Experience
LPL Financial March 2013 - Present
Bank of America January 2010 - December 2012
LPL Financial January 2008 - December 2009
Banks.com 2004 - 2007
Jackson National Life January 2002 - December 2003
Bank of America January 2001 - December 2001
LPL Financial June 1999 - December 2001
Skills
Vendor Management, Strategic Planning, Business Development, Business Strategy, Strategy, Mergers & Acquisitions, Online Marketing, SEO
Education
University of California, Los Angeles
LPL Financial March 2013 - Present
Bank of America January 2010 - December 2012
LPL Financial January 2008 - December 2009
Banks.com 2004 - 2007
Jackson National Life January 2002 - December 2003
Bank of America January 2001 - December 2001
LPL Financial June 1999 - December 2001
Skills
Vendor Management, Strategic Planning, Business Development, Business Strategy, Strategy, Mergers & Acquisitions, Online Marketing, SEO
Education
University of California, Los Angeles
Jackie Figliola's LPL Financial Experience November 2014 - Present
Job Executive Vice President at LPL Financial
Industry Financial Services
Experience
LPL Financial November 2014 - Present
LPL Financial September 2014 - November 2014
LPL Financial March 2012 - September 2014
Figliola Consulting January 2010 - March 2012
ING October 2008 - December 2009
ING January 2005 - October 2008
ING January 2001 - December 2004
Skills
Securities, Series 7, Wealth Management, Management Consulting, Insurance, Investments, Call Center, Business Strategy, Six Sigma, Process Engineering, Team Leadership, Customer Relations, Strategic Planning, Retirement Services, Program Management, Leadership, Process Improvement, Customer Service, Change Management, Financial Services, Strategy, Risk Management, Enterprise Software, Mutual Funds, Retirement, Start-ups
Education
University of California, Los Angeles 1974 — 1978
BA, Economics
LPL Financial November 2014 - Present
LPL Financial September 2014 - November 2014
LPL Financial March 2012 - September 2014
Figliola Consulting January 2010 - March 2012
ING October 2008 - December 2009
ING January 2005 - October 2008
ING January 2001 - December 2004
Skills
Securities, Series 7, Wealth Management, Management Consulting, Insurance, Investments, Call Center, Business Strategy, Six Sigma, Process Engineering, Team Leadership, Customer Relations, Strategic Planning, Retirement Services, Program Management, Leadership, Process Improvement, Customer Service, Change Management, Financial Services, Strategy, Risk Management, Enterprise Software, Mutual Funds, Retirement, Start-ups
Education
University of California, Los Angeles 1974 — 1978
BA, Economics
Abe P Mansour, CFP®'s LPL Financial Experience January 2011 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2011 - Present
AXA Advisors July 1998 - January 2011
FDIC 1988 - 1998
Skills
Retirement Planning, Estate Planning, Securities, Financial Planning, Insurance, Risk Management, Retirement, Investments, Asset Management, Portfolio Management, Wealth Management, 401k, Annuities, Fixed Income, Mutual Funds, Long Term Care, Investment Advisory, Asset Allocation, Disability Insurance, Insurance Planning, IRA's, Asset Protection, Retirement Income..., Wealth Accumulation, 401k Rollovers, 529 Plans
Education
University of Arkansas 1981 — 1986
BSBA - Sam M Walton College of Business, Finance & Real Estate
University of North Texas 2004 — 2005
CFP Program, Financial Planning
LPL Financial January 2011 - Present
AXA Advisors July 1998 - January 2011
FDIC 1988 - 1998
Skills
Retirement Planning, Estate Planning, Securities, Financial Planning, Insurance, Risk Management, Retirement, Investments, Asset Management, Portfolio Management, Wealth Management, 401k, Annuities, Fixed Income, Mutual Funds, Long Term Care, Investment Advisory, Asset Allocation, Disability Insurance, Insurance Planning, IRA's, Asset Protection, Retirement Income..., Wealth Accumulation, 401k Rollovers, 529 Plans
Education
University of Arkansas 1981 — 1986
BSBA - Sam M Walton College of Business, Finance & Real Estate
University of North Texas 2004 — 2005
CFP Program, Financial Planning
Derek Moe's LPL Financial Experience January 2010 - Present
Job Analyst Restricted Securities at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2010 - Present
LPL Financial September 2007 - January 2010
Accredited Home Lenders 2005 - 2007
Education
University of California, Riverside 1998 — 2002
BS, Business Administration
USDHS
LPL Financial January 2010 - Present
LPL Financial September 2007 - January 2010
Accredited Home Lenders 2005 - 2007
Education
University of California, Riverside 1998 — 2002
BS, Business Administration
USDHS
Derek Moe's LPL Financial Experience January 2010 - Present
Job Analyst Restricted Securities / Corporate Actions at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2010 - Present
LPL Financial September 2007 - January 2010
Accredited Home Lenders May 2006 - August 2007
Aames Home Loan February 2004 - May 2005
Total WORX Group 2003 - 2005
Education
University of California, Riverside 1998 — 2002
B.S., Business Adminstration
LPL Financial January 2010 - Present
LPL Financial September 2007 - January 2010
Accredited Home Lenders May 2006 - August 2007
Aames Home Loan February 2004 - May 2005
Total WORX Group 2003 - 2005
Education
University of California, Riverside 1998 — 2002
B.S., Business Adminstration
Kathleen Charles, CFP®'s LPL Financial Experience February 2014 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial February 2014 - Present
Protected Investors of America January 2004 - February 2014
Hambrecht & Quist March 1987 - October 1990
Education
University of California, Berkeley, Haas School of Business 1982 — 1985
M.B.A., Finance
University of Michigan 1974 — 1976
M.S., Biochemistry
University of Michigan 1970 — 1974
B.S., Cellular Biology
LPL Financial February 2014 - Present
Protected Investors of America January 2004 - February 2014
Hambrecht & Quist March 1987 - October 1990
Education
University of California, Berkeley, Haas School of Business 1982 — 1985
M.B.A., Finance
University of Michigan 1974 — 1976
M.S., Biochemistry
University of Michigan 1970 — 1974
B.S., Cellular Biology
Cinthya Leite's LPL Financial Experience 2000 - Present
Job Assistant Vice President Operations at LPL
Industry Financial Services
Experience
LPL December 2000 - Present
LPL Financial 2000 - Present
Skills
FINRA
Education
Universidade Federal de Pernambuco
Bachelor's degree, Economics
University of San Diego
LPL December 2000 - Present
LPL Financial 2000 - Present
Skills
FINRA
Education
Universidade Federal de Pernambuco
Bachelor's degree, Economics
University of San Diego
David Guefen's LPL Financial Experience August 2014 - December 2014
Job Field Energy Consultant at Solarcity
Industry Marketing and Advertising
Experience
Solarcity May 2015 - Present
SolarCity December 2014 - April 2015
LPL Financial August 2014 - December 2014
Prem July 2013 - September 2013
East County Wellness Center May 2012 - August 2012
Realty & MG Mortgage May 2011 - August 2011
Skills
Microsoft Office, Spanish, Hebrew, Public Speaking, Event Planning, Social Media, Fundraising, Customer Service, Microsoft Word, Microsoft Excel, PowerPoint, Team Leadership, Innovativeness, Creativity, Determination, Leadership, Windows 7, Social Networking, Social Media Marketing, Marketing, Time Management, Facebook, Teamwork, Marketing Strategy, Sales, Management, Training, Advertising
Education
University of Arizona, Eller College of Management 2010 — 2014
Bachelor of Business Administration (BBA), Business, Management, Marketing, Global Business, Finance, Senior
San Diego Jewish Academy 2006 — 2010
Solarcity May 2015 - Present
SolarCity December 2014 - April 2015
LPL Financial August 2014 - December 2014
Prem July 2013 - September 2013
East County Wellness Center May 2012 - August 2012
Realty & MG Mortgage May 2011 - August 2011
Skills
Microsoft Office, Spanish, Hebrew, Public Speaking, Event Planning, Social Media, Fundraising, Customer Service, Microsoft Word, Microsoft Excel, PowerPoint, Team Leadership, Innovativeness, Creativity, Determination, Leadership, Windows 7, Social Networking, Social Media Marketing, Marketing, Time Management, Facebook, Teamwork, Marketing Strategy, Sales, Management, Training, Advertising
Education
University of Arizona, Eller College of Management 2010 — 2014
Bachelor of Business Administration (BBA), Business, Management, Marketing, Global Business, Finance, Senior
San Diego Jewish Academy 2006 — 2010
Marguerite Tavares's LPL Financial Experience July 2011 - December 2011
Job Compliance Officer at SBS
Industry Investment Management
Experience
SBS May 2012 - Present
DirectLegal 1999 - Present
LPL Financial July 2011 - December 2011
Confidential Consulting Firm 2005 - 2009
Education
University of California, Irvine
JD & BA, Law & Economics
SBS May 2012 - Present
DirectLegal 1999 - Present
LPL Financial July 2011 - December 2011
Confidential Consulting Firm 2005 - 2009
Education
University of California, Irvine
JD & BA, Law & Economics
John Danton's LPL Financial Experience May 2010 - December 2012
Job Finance and Accounting Executive retired
Industry Financial Services
Experience
LPL Financial May 2010 - December 2012
LPL Financial December 2007 - March 2009
US Trust May 2005 - July 2006
Charles Schwab March 1999 - May 2005
Charles Schwab February 1996 - March 1999
Ag America FCB June 1994 - April 1996
Citibank California March 1986 - December 1995
Security Pacific Bank March 1977 - March 1986
Ernst & Whinney March 1973 - March 1977
Skills
Due Diligence, Banking, Financial Reporting, Accounting, Financial Analysis, Financial Accounting, Budgets, Internal Audit, Mergers, Finance, Restructuring, Mergers & Acquisitions, Analysis, Auditing, Sarbanes-Oxley, Financial Modeling, Management, Financial Risk, Leadership, Sarbanes-Oxley Act, Tax, Strategic Financial..., Financial Services, Corporate Finance
Education
University of California, Berkeley, Haas School of Business 1971 — 1973
MBA, Finance
University of California, Davis 1967 — 1971
BA, Mathematics & Economics
LPL Financial May 2010 - December 2012
LPL Financial December 2007 - March 2009
US Trust May 2005 - July 2006
Charles Schwab March 1999 - May 2005
Charles Schwab February 1996 - March 1999
Ag America FCB June 1994 - April 1996
Citibank California March 1986 - December 1995
Security Pacific Bank March 1977 - March 1986
Ernst & Whinney March 1973 - March 1977
Skills
Due Diligence, Banking, Financial Reporting, Accounting, Financial Analysis, Financial Accounting, Budgets, Internal Audit, Mergers, Finance, Restructuring, Mergers & Acquisitions, Analysis, Auditing, Sarbanes-Oxley, Financial Modeling, Management, Financial Risk, Leadership, Sarbanes-Oxley Act, Tax, Strategic Financial..., Financial Services, Corporate Finance
Education
University of California, Berkeley, Haas School of Business 1971 — 1973
MBA, Finance
University of California, Davis 1967 — 1971
BA, Mathematics & Economics
Allen Hong's LPL Financial Experience February 2007 - October 2009
Job Management Consultant at meerKite Inc.
Industry Information Technology and Services
Experience
meerKite Inc. April 2011 - Present
Cetera Financial Group May 2010 - December 2010
LPL Financial February 2007 - October 2009
Renovogen May 2006 - February 2007
First Advantage Credco February 2000 - March 2006
Metro Information Services March 1997 - October 1999
Verizon Data Services January 1993 - May 1996
Skills
SDLC, Agile Methodologies, Visio, Business Intelligence, Enterprise Architecture, Business Analysis, Unix, Software Project..., Software Development, Integration, Requirements Analysis, Process Improvement, Data Warehousing, Project Management
Education
University of Arizona
Master's degree, Management Information Systems
University of Tampa
MBA, Business Administration
meerKite Inc. April 2011 - Present
Cetera Financial Group May 2010 - December 2010
LPL Financial February 2007 - October 2009
Renovogen May 2006 - February 2007
First Advantage Credco February 2000 - March 2006
Metro Information Services March 1997 - October 1999
Verizon Data Services January 1993 - May 1996
Skills
SDLC, Agile Methodologies, Visio, Business Intelligence, Enterprise Architecture, Business Analysis, Unix, Software Project..., Software Development, Integration, Requirements Analysis, Process Improvement, Data Warehousing, Project Management
Education
University of Arizona
Master's degree, Management Information Systems
University of Tampa
MBA, Business Administration
Mindey Morrison's LPL Financial Experience March 2003 - December 2009
Job Investment Advisor/First Trust Deeds: at William Jordan Investments/Capital
Industry Investment Management
Experience
William Jordan Investments Investment Advisor/First Trust DeedsWilliam Jordan InvestmentsFinancial AdvisorEfficient Market AdvisorsDecember 2009 - May 2014
LPL Financial March 2003 - December 2009
Smith Barney December 1996 - March 2003
Skills
Investment Advisory, Wealth Management, Alternative Investments, Portfolio Management, Estate Planning, Financial Planning, Asset Management, Investment Management, Asset Allocation, Retirement Planning, Investment Strategies
Education
University of California, Los Angeles
Bachelor’s Degree, English Language and Literature/Letters
William Jordan Investments Investment Advisor/First Trust DeedsWilliam Jordan InvestmentsFinancial AdvisorEfficient Market AdvisorsDecember 2009 - May 2014
LPL Financial March 2003 - December 2009
Smith Barney December 1996 - March 2003
Skills
Investment Advisory, Wealth Management, Alternative Investments, Portfolio Management, Estate Planning, Financial Planning, Asset Management, Investment Management, Asset Allocation, Retirement Planning, Investment Strategies
Education
University of California, Los Angeles
Bachelor’s Degree, English Language and Literature/Letters
Craig Macomber's LPL Financial Experience 2011 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial 2011 - Present
Merrill Lynch 2006 - 2011
Education
University of California, Irvine 2004 — 2006
Bachelor of Arts (B.A.), Economics
LPL Financial 2011 - Present
Merrill Lynch 2006 - 2011
Education
University of California, Irvine 2004 — 2006
Bachelor of Arts (B.A.), Economics
Robert (Bob) Carris's LPL Financial Experience July 1997 - Present
Job Registered Representativel at LPL Financial
Industry Financial Services
Experience
LPL FINANCIAL July 1997 - Present
Edward Jones April 1993 - July 1997
Education
University of Michigan 1969 — 1971
Masters of Hospital Administration, Hospital & Business Administration
State University of New York at Buffalo 1965 — 1969
Bachelor of Science (BS), Business Administration and Industrial Relations
LPL FINANCIAL July 1997 - Present
Edward Jones April 1993 - July 1997
Education
University of Michigan 1969 — 1971
Masters of Hospital Administration, Hospital & Business Administration
State University of New York at Buffalo 1965 — 1969
Bachelor of Science (BS), Business Administration and Industrial Relations
Jacqueline Abdo's LPL Financial Experience December 2012 - April 2013
Job Financial Analyst at Fairfield Residential
Industry Financial Services
Experience
Fairfield Residential May 2013 - Present
LPL Financial December 2012 - April 2013
Hewlett-Packard May 2012 - July 2012
IVORY Europe June 2011 - August 2011
Rocky Mountain Chocolate Factory July 2010 - August 2010
Skills
Financial Modeling, Financial Analysis, Financial Reporting, Derivatives, Excel, Extensive International..., French, Wall Street Concepts, Spanish, Beta by Thomson Reuters, Microsoft Excel, Business Strategy
Education
CFA Level I exam passed in December 2013
ESDES School of Management 2009 — 2012
Bachelor of Business Administration (B.B.A.), Finance
Universidad San Pablo-CEU 2011 — 2011
Cathedral Catholic High School
CFA Candidate Level 2
Fairfield Residential May 2013 - Present
LPL Financial December 2012 - April 2013
Hewlett-Packard May 2012 - July 2012
IVORY Europe June 2011 - August 2011
Rocky Mountain Chocolate Factory July 2010 - August 2010
Skills
Financial Modeling, Financial Analysis, Financial Reporting, Derivatives, Excel, Extensive International..., French, Wall Street Concepts, Spanish, Beta by Thomson Reuters, Microsoft Excel, Business Strategy
Education
CFA Level I exam passed in December 2013
ESDES School of Management 2009 — 2012
Bachelor of Business Administration (B.B.A.), Finance
Universidad San Pablo-CEU 2011 — 2011
Cathedral Catholic High School
CFA Candidate Level 2
Sam Eom's LPL Financial Experience October 2012 - May 2013
Job Associate at The TCW Group
Industry Financial Services
Experience
The TCW Group July 2014 - Present
Interactive Data October 2013 - July 2014
LPL Financial October 2012 - May 2013
Pacific Life June 2012 - September 2012
Skills
Microsoft Office, PowerPoint, Microsoft Excel, Microsoft Word, Data Analysis
Education
University of California, Irvine - The Paul Merage School of Business 2009 — 2013
BS, Business Administration
The TCW Group July 2014 - Present
Interactive Data October 2013 - July 2014
LPL Financial October 2012 - May 2013
Pacific Life June 2012 - September 2012
Skills
Microsoft Office, PowerPoint, Microsoft Excel, Microsoft Word, Data Analysis
Education
University of California, Irvine - The Paul Merage School of Business 2009 — 2013
BS, Business Administration
Enpu (David) Zhang's LPL Financial Experience June 2013 - October 2013
Job Business Intelligence Professional
Industry Think Tanks
Experience
BofI Federal Bank March 2015 - Present
McKesson November 2013 - March 2015
LPL Financial June 2013 - October 2013
Tang Capital Management April 2013 - June 2013
UST Global June 2011 - January 2013
Ameriprise Financial Services, Inc. May 2011 - July 2011
Skills
Microsoft Office, Word, MS Project, MS Visio, Excel, PowerPoint, Outlook, Access, OneNote, ClarityPPM, Clarity OWB, SynergyOne, E-views, Computer Hardware..., R-Commander, SharePoint, MS paint, HPQC, Conversational Mandarin, Regression Testing, Forecasting, Futures, Annuities, Corporate Finance, Accounting, Finance Calculator...
Education
University of California, Irvine
Bachelor's Degree, Economics
BofI Federal Bank March 2015 - Present
McKesson November 2013 - March 2015
LPL Financial June 2013 - October 2013
Tang Capital Management April 2013 - June 2013
UST Global June 2011 - January 2013
Ameriprise Financial Services, Inc. May 2011 - July 2011
Skills
Microsoft Office, Word, MS Project, MS Visio, Excel, PowerPoint, Outlook, Access, OneNote, ClarityPPM, Clarity OWB, SynergyOne, E-views, Computer Hardware..., R-Commander, SharePoint, MS paint, HPQC, Conversational Mandarin, Regression Testing, Forecasting, Futures, Annuities, Corporate Finance, Accounting, Finance Calculator...
Education
University of California, Irvine
Bachelor's Degree, Economics
Alan Geier's LPL Financial Experience April 2008 - February 2012
Job Financial Planner
Industry Investment Management
Experience
National Planning Corp. February 2012 - Present
LPL Financial April 2008 - February 2012
Skills
Full Spectrum Financial..., Wealth Preservation..., Health Insurance,...
Education
SUNY at Buffalo
BS, Business/Industrial Relations
National Planning Corp. February 2012 - Present
LPL Financial April 2008 - February 2012
Skills
Full Spectrum Financial..., Wealth Preservation..., Health Insurance,...
Education
SUNY at Buffalo
BS, Business/Industrial Relations
Joseph Statz's LPL Financial Experience 2000 - 2004
Job Security Engineer, Sales at BeyondTrust
Industry Computer & Network Security
Experience
BeyondTrust January 2015 - Present
BeyondTrust August 2012 - Present
Self-employed 2010 - Present
Synoptek December 2008 - April 2010
Sinaiko Healthcare Consulting August 2005 - December 2008
LPL Financial 2000 - 2004
US Navy July 1995 - July 1999
Skills
Process Improvement, Vendor Management, Data Center, Troubleshooting, Project Management, Windows Server
Education
UCLA
Bachelor of Arts (B.A.)
BeyondTrust January 2015 - Present
BeyondTrust August 2012 - Present
Self-employed 2010 - Present
Synoptek December 2008 - April 2010
Sinaiko Healthcare Consulting August 2005 - December 2008
LPL Financial 2000 - 2004
US Navy July 1995 - July 1999
Skills
Process Improvement, Vendor Management, Data Center, Troubleshooting, Project Management, Windows Server
Education
UCLA
Bachelor of Arts (B.A.)
Victoria Hess's LPL Financial Experience April 2014 - Present
Job Recent graduate from SUNY at Buffalo
Industry Financial Services
Experience
LPL Financial April 2014 - Present
Wendy's April 2012 - January 2014
Skills
Customer Service, PowerPoint, Time Management, Microsoft Word, Microsoft Office, Critical Thinking, Microsoft Excel, Teamwork, Cash Register, Public Speaking
Education
SUNY at Buffalo 2009 — 2013
Bachelor of Arts (BA), History
LPL Financial April 2014 - Present
Wendy's April 2012 - January 2014
Skills
Customer Service, PowerPoint, Time Management, Microsoft Word, Microsoft Office, Critical Thinking, Microsoft Excel, Teamwork, Cash Register, Public Speaking
Education
SUNY at Buffalo 2009 — 2013
Bachelor of Arts (BA), History
Daniel Pitcher's LPL Financial Experience May 2013 - August 2013
Job Client Relationship Associate at Vanguard Group
Industry Financial Services
Experience
Vanguard July 2015 - Present
Northwestern Mutual May 2014 - September 2014
LPL Financial May 2013 - August 2013
YMCA of East Tennessee August 2010 - July 2013
Skills
Portfolio Management, Quantitative Finance, Financial Analysis, Health Insurance, Disability Insurance, Life Insurance, HTML, Budgets, Research, Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, Outlook, Public Speaking, Social Media
Education
University of Alabama 2011 — 2015
Bachelor of Science in Commerce & Business Administration, Quantitative Finance
Vanguard July 2015 - Present
Northwestern Mutual May 2014 - September 2014
LPL Financial May 2013 - August 2013
YMCA of East Tennessee August 2010 - July 2013
Skills
Portfolio Management, Quantitative Finance, Financial Analysis, Health Insurance, Disability Insurance, Life Insurance, HTML, Budgets, Research, Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, Outlook, Public Speaking, Social Media
Education
University of Alabama 2011 — 2015
Bachelor of Science in Commerce & Business Administration, Quantitative Finance
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.