LPL Financial

Industry: Financial services company

Description

LPL Financial LLC is the largest independent broker-dealer in the United States. As of 2017 the company had more than 15,000 financial advisors, over $615 billion in advisory & brokerage assets, and generated approximately $4.2 billion in annual revenue for the 2017 fiscal year. Headquarters: Boston, Massachusetts, United States CEO: Dan Arnold (Jan 2017–) Subsidiaries: AdvisoryWorld, Inc., LINSCO PRIVATE LEDGER CORP, Private Trust Co, Fortigent Holdings Company, Inc. Parent organization: LPL Financial Holdings Inc

LPL Financial List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at LPL Financial. You can filter them based on skills, years of employment, job, education, department, and prior employment.

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3,941 LPL Financial employees in database. Find out everything there's to know about LPL Financial employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.

LPL Financial Employees

Employee
Years
Job
Industry
Margaret Babbitt Margaret Babbitt San Diego, California Details
Margaret Babbitt's LPL Financial Experience September 2007 - January 2009
Job Juris Doctor
Industry Legal Services
Experience
California Western School of Law  January 2013 - May 2015
Fay & Lawler   May 2014 - August 2014
California Western School of Law  February 2014 - May 2014
Elder Law & Advocacy  January 2014 - April 2014
LPL Financial   September 2007 - January 2009
Edward Jones  June 2006 - August 2007
American Funds  November 2004 - February 2006
First Command Financial Services  March 2004 - October 2004
US Navy  September 2002 - November 2003
US Navy  August 2000 - June 2002

Skills
Investments, Microsoft Office, Leadership, Strategic Planning, Analysis, Marketing, Business Development, Marketing Strategy, Budgets, Public Speaking, Research, Team Leadership, Securities, Retirement Planning, Microsoft Excel, Mutual Funds, Editing, Fundraising, Sales, Event Planning, Legal Writing, Legal Research, Management, Customer Service

Education
California Western School of Law   2013 — 2015
Juris Doctor (J.D.), Cum Laude

The University of New Mexico   1993 — 1999
Bachelor of Science (B.S.), Biology, General

Cesar Macedo MBA, CFP™ Cesar Macedo MBA, CFP™ Greater Los Angeles Area Details
Cesar Macedo MBA, CFP™'s LPL Financial Experience October 2007 - Present
Job Financial Advisor
Industry Financial Services
Experience
LPL Financial   October 2007 - Present
NettWorth Financial Group  May 2013 - October 2014
LPL Financial   July 2007 - May 2013
WaMU/WM Financial Services   October 1998 - July 2007
Wells Fargo Bank  June 1996 - January 1998

Skills
Retirement Planning, Wealth Management, Retirement, Life Insurance, Investments, Asset Allocation, Financial Advisory, 401k, Financial Planning, Securities

Education
California State University-Long Beach - College of Business Administration   2005 — 2007
MBA, Business Administration and Management, General

University of California, Irvine   2002 — 2004
Certificate, Personal Financial Planning

University of California, Santa Cruz   1991 — 1996
BA, Economics

Chris Haberl, CLU, ChFC Chris Haberl, CLU, ChFC Orange County, California Area Details
Chris Haberl, CLU, ChFC's LPL Financial Experience July 1995 - April 2013
Job Investment Advisor Representative, Haberl Wealth Management
Industry Financial Services
Experience
Centaurus Financial®  April 2013 - Present
LPL Financial   July 1995 - April 2013

Skills
Wealth Management, Estate Planning, Retirement Planning, Investments, Retirement, Series 7, Insurance, Series 63, Finance, Financial Planners, Fixed Annuities, Investment Strategies, Portfolio Management, Financial Advisory, Financial Services, Securities, Strategic Planning, Mutual Funds, Small Business, Investment Advisory, Wealth

Education
California State University-Long Beach   1989 — 1992
BS, Investment/Finance

Dave Marler Dave Marler Greater San Diego Area Details
Dave Marler's LPL Financial Experience March 1998 - January 2001
Job Character Actor & IT/ Telecom Administrator
Industry Telecommunications
Experience
Affinity Development Group  October 2014 - Present
Screen Actors Guild  1987 - Present
MISSION CRITICAL SOLUTIONS  March 2014 - April 2014
Acuative  April 2013 - March 2014
LiveWell San Diego   August 2008 - May 2010
AT&T  February 2001 - December 2006
LPL Financial   March 1998 - January 2001

Skills
Acting, Feature Films, Commercials, Film, Short Films, Voice Over, Television, Film Acting, SAG, Reality, Telecommunications, VoIP, PRI, TDM, Converged Communications, Nortel, Nortel Meridian, Aspect ACD, CS1000, NICE Call Recording, Call Pilot, Polycom, Wiring, Fiber Optics, LAN-WAN, Great troubleshooting..., Remote Administration, Installation..., Proj Management, Field Service, Voice Mail, Character Actor, Vendor Management, Green Screen, Drama, Avaya Communication..., Avaya Site..., Avaya Aura, Avaya IP Telephony, Cabling, Telephony, Equipment Installation, Avaya, ACD, Optical Fiber, 81C, ISDN, Call Centers, Cables, Management

Education
Alcatel-Lucent   2014 — 2014
Certification, LTE eNodeB installation and commissioning

Global Knowledge   1999 — 2013
Certifications, Computer Systems Networking and Telecommunications

Chaffey College   1984 — 1986
Engineering

Carl Albert State College   1982 — 1983
Art / Engineering

Interactive Intelligence
ICCS Certification, Interactive Core Communications Bootcamp 4.0

Gary C. Galarpe Gary C. Galarpe Charlotte, North Carolina Area Details
Gary C. Galarpe's LPL Financial Experience August 1996 - January 2006
Job Chief Operating Officer at Nathan Hale Capital LLC
Industry Financial Services
Experience
Nathan Hale Capital fka Tahoe Fixed Income   September 2013 - Present
Girard Securities  September 2006 - February 2013
WM Financial  January 2006 - September 2006
LPL Financial   August 1996 - January 2006

Skills
Series 7, Series 63, Securities, Fixed Income, Investment Advisory, Trading, Investment Strategies, Series 24, FINRA, Bloomberg, Financial Services, Trading Systems, Mutual Funds, Finance, Alternative Investments

Education
California State University-Fullerton   1991 — 1993
Bachelor of Arts (B.A.), Business Administration and Management, General

Emily Boncek Emily Boncek San Diego, California Details
Emily Boncek's LPL Financial Experience January 2015 - Present
Job Data Analytics Auditor at LPL Financial
Industry Financial Services
Experience
LPL Financial   January 2015 - Present
Freddie Mac  March 2014 - January 2015
Freddie Mac  June 2012 - March 2014
Standard and Poor's  May 2011 - August 2011
Boehringer Ingelheim  May 2009 - August 2009

Skills
Statistical Data..., Statistical Modeling, Proficiency in..., Experience with..., Proficiency in R, Experience with SAS and..., Data Analysis, Financial Modeling, Data Analytics, Data Mining, Statistics

Education
Carnegie Mellon University   2008 — 2012
Bachelor of Science (B.S.), Mathematics and Statistics

Stephen Merle CFP® Stephen Merle CFP® El Dorado Hills, California Details
Stephen Merle CFP®'s LPL Financial Experience January 2007 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial   January 2007 - Present
Franklin Templeton Investments  January 2001 - December 2006

Education
Copenhagen Business School   1999 — 2000
International Business

California State University-Sacramento   1997 — 2000
Bachelor of Science (B.S.), Finance

Scott Krawitz PMP, MBA Scott Krawitz PMP, MBA Greater San Diego Area Details
Scott Krawitz PMP, MBA's LPL Financial Experience May 2007 - April 2008
Job FOUNDER – PM TALENT GLOBAL ≈ ENTREPRENEUR ≈ VIRTUAL CHIEF TECHNOLOGY OFFICER ≈ CLEVEL TECHNOLOGY ADVISOR
Industry Information Technology and Services
Experience
PM Talent Global   November 2009 - Present
Facilerate, Inc.   April 2006 - Present
BottleJoy, Inc.   November 2010 - April 2015
Scantron  November 2009 - June 2011
Rady Children's Hospital  October 2008 - September 2009
Jenny Craig  June 2008 - September 2008
LPL Financial   May 2007 - April 2008
Oce Business Services  February 2005 - February 2007
A-AAA Auto Transport   February 2004 - February 2006
Positronicnet Corporation, LLC   July 2001 - February 2004

Skills
Business Development, Entrepreneurship, Start-ups, Business Analysis, Strategy, Project Management, Program Management, Management, Cross-functional Team..., Consulting, CRM, Process Improvement, Management Consulting, Vendor Management, Strategic Planning, Team Leadership, Leadership, Business Process..., Change Management, Team Building, New Business Development, Business Strategy, Project Planning, Strategic Partnerships, Executive Management, SaaS, Account Management, Coaching, Recruiting, Business Planning, Training, Negotiation, Leadership Development, Business Intelligence, Mergers & Acquisitions, Product Management, Outsourcing, Technology Consulting, Advisory Services, Staff Augmentation, Software Development, Technology Advisory, Offshoring, Near-shoring, Tiger Teams, Virtual CTO, Strategic Staffing, Mergers & Acquisitions..., Cross Functional Teams, Web Application Design

Education
Thunderbird School of Global Management   2004 — 2005
MBA, International Management, Entrepreneurship

California Western School of Law   1997 — 1998

University of Delaware   1993 — 1997
BA, Economics

Ramapo High School

SAP Project Management Course

Alina Tovar Alina Tovar San Diego, California Details
Alina Tovar's LPL Financial Experience 2010 - 2010
Job Mobility Specialist
Industry Health, Wellness and Fitness
Experience
Young Living  March 2011 - Present
Alina Tovar Professional Massage Therapist   March 2010 - Present
Ultimate Human Performance.com   December 2012 - September 2013
Glen Ivy Hot Springs Spa  March 2012 - October 2012
San Diego Hilton Resort & Spa   August 2010 - November 2010
LPL Financial   2010 - 2010
Optimum Health Institute  March 2008 - June 2008
Mossy Nissan  December 2007 - March 2008
Verimatrix  2007 - 2007
BAE SYSTEMS National Security Solutions   June 2004 - November 2006

Skills
Customer Relations, Budgeting, Direct Sales, Thai Massage, Chair Massage, Medical Massage, Pregnancy Massage, Aromatherapy, Organizing Meetings, Financial Analysis

Education
Mueller College of Holistic Studies   2009 — 2010
Holistic Health Practitioner

California State University-San Marcos - College of Business Administration   2002 — 2004
Bachelor of Science in Business, Finance, Sociology

St George Academy
High school diploma

Ultimate Human Potential Certification
Certification, Movement Therapies

BRIAN BUI BRIAN BUI San Francisco, California Details
BRIAN BUI's LPL Financial Experience March 2014 - March 2015
Job BSA/AML Due Diligence Investigator at First Republic Bank
Industry Financial Services
Experience
First Republic Bank  March 2015 - Present
LPL Financial   March 2014 - March 2015
LPL Financial   2013 - 2013
Wells Fargo  2003 - 2012

Skills
Mortgage Lending, Loans, Credit, Banking, Series 7, Financial Services, Anti Money Laundering, Investments, Portfolio Management

Education
California State University-Fullerton
Bachelor of Arts (B.A.), Business Administration, Finance

Benito Lopez Benito Lopez Charlotte, North Carolina Details
Benito Lopez's LPL Financial Experience July 2015 - Present
Job Data Scientist
Industry Financial Services
Experience
LPL Financial   July 2015 - Present
Questus Solutions   March 2015 - June 2015
Interthinx, a subsidiary of First American Financial Corporation (NYSE: FAF)   October 2011 - March 2015
Pacific Life  June 2010 - August 2010

Skills
SAS, R, Data Analysis, Forecasting, Statistics, Data Mining, Predictive Analytics, Risk Management, Financial Risk, Analysis, Credit Risk, Portfolio Management, Data Warehousing, Analytics, Statistical Modeling, SAS programming, Predictive Modeling, Business Intelligence, Actuarial Science, VBA, Logistic Regression, Access, SQL

Education
California State University-Fullerton
Bachelor's Degree, Mathematics

California State University-Fullerton - College of Business and Economics
Bachelor's Degree, Economics

Doreen Bramlett Doreen Bramlett Yorba Linda, California Details
Doreen Bramlett's LPL Financial Experience November 1996 - Present
Job Operations Director at LPL Financial
Industry Financial Services
Experience
LPL Financial   November 1996 - Present
Calculated Industries  April 1988 - March 1995

Education
California State University-Long Beach
Bachelor of Science (B.S.), Sociology

Michael Sompura Michael Sompura Greater Los Angeles Area Details
Michael Sompura's LPL Financial Experience 1997 - 2002
Job Consultant, Analyst and Business Coach
Industry Financial Services
Experience
Sompura Consulting & Coaching Services   2005 - Present
Householder Group Financial Advisors   2010 - 2011
Householder Group Financial Advisors   2006 - 2010
PFG, Inc.   2004 - 2006
AIG SunAmerica  2002 - 2004
The Householder Group  2002 - 2004
LPL Financial   1997 - 2002

Skills
Retirement Planning, Estate Planning, Investments, Wealth Management, Retirement, Strategic Financial..., Financial Planning, Investment Advisory, Securities, Portfolio Management, Team Leadership, Business Planning, Consulting, Mutual Funds, Analysis, Coaching, Business Management, Volunteering, Series 7, Series 63, Financial Advisory, Fixed Annuities, IRAs, Wealth, Asset Management, Alternative Investments, Operations Management, Compliance Management, Relationship Management, Management, Financial Services, Investment Strategies, Insurance, Finance

Education
California State University-Northridge   1996 — 2001
BA, Business & Finance

CFA Institute
CFA Level I Candidate, Global Investment Management

Toastmasters International   2002 — 2004
Public Speaking

Robert Ngo Robert Ngo Greater San Diego Area Details
Robert Ngo's LPL Financial Experience March 2010 - February 2015
Job Manager, Financial Reporting & Analysis at Carling Communications
Industry Marketing and Advertising
Experience
Carling Communications  February 2015 - Present
LPL Financial   March 2010 - February 2015
HD Supply  July 2008 - March 2010
Jacob School of Engineering   September 2007 - July 2008

Skills
Financial Reporting, Accounting, Excel, PowerPoint, Word, GAAP, General Ledger, SAP, Variance Analysis, Process Improvement, Financial Analysis, Budgets, Account Reconciliation, Analysis, Microsoft Excel, Program Management, Strategic Financial..., Finance, Journal Entries, Management, Training, Financial Modeling, Microsoft Word, Forecasting, Access, Sarbanes-Oxley Act, Financial Planning

Education
California State University-San Marcos - College of Business Administration   2010 — 2012
MBA, MBA

University of California, San Diego   2004 — 2008
Economics

SRHS   2000 — 2004

Jeffrey W. King Jeffrey W. King Chattanooga, Tennessee Area Details
Jeffrey W. King's LPL Financial Experience December 2014 - Present
Job Wealth Management Advisor, Retirement Planning Specialist at LPL Financial
Industry Investment Management
Experience
LPL Financial   December 2014 - Present
Cartwright Hitching & Frazier, Private Wealth Management (an independent office of LPL Financial)   November 2013 - December 2014
Cartwright Hitching & Frazier, Private Wealth Management (an independent office of LPL Financial)   June 2011 - November 2013
LPL Financial   February 2003 - June 2011
Morgan Stanley Dean Witter Discover and Company   October 1997 - February 2003

Skills
Asset Protection, Series 7, Finance, Wealth Management, Asset Allocation, Retirement Planning, Employee Benefits, Term Life Insurance, Insurance, Small Business, Retirement, Strategic Financial..., Mutual Funds, 401k, Disability Insurance, Financial Planning, Budgets, Financial Analysis

Education
The University of Tennessee at Chattanooga
BS, Finance / Psychology

Carson-Newman College
Management / Logistics

Ed Outland Ed Outland Sacramento, California Area Details
Ed Outland's LPL Financial Experience January 2008 - March 2012
Job Branch Manager and Investment Advisor Representative at National Planning Corporation (NPC)
Industry Financial Services
Experience
National Planning Corporation (NPC)   March 2012 - Present
Family Heritage Group, LLC   July 2001 - Present
LPL Financial   January 2008 - March 2012
The Financial Services Network  November 2006 - November 2008
Pro-Elite Enterprises, Inc.   February 1990 - June 2000
Seltel National Spot Television   January 1980 - July 1988

Skills
Veterans Benefits..., Medi-Cal Pre-Planning..., Radio Talk Show KFBK..., Investment Advisor..., Fixed Annuities, Retirement Planning, Veterans Benefits, Long-term Care, Investments, Estate Planning, Financial Advisory, Retirement, Life Insurance, Long Term Care Insurance, Strategic Financial..., IRAs, Finance, Small Business, Insurance, Disability Insurance, Financial Planning, Employee Benefits, 401k

Education
California State University-Sacramento   1967 — 1968
Bachelor or Arts, Business Administration

California State University-Sacramento   1965 — 1968
Speech Communication and Rhetoric

Aimee Black Aimee Black Greater San Diego Area Details
Aimee Black's LPL Financial Experience March 2012 - Present
Job Senior Hybrid RIA Compliance Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial   March 2012 - Present
LPL Financial   April 2006 - March 2012
APL Limited  January 1999 - August 2004
Computer Associates  January 1998 - January 1999
APL Limited  September 1992 - January 1996

Skills
Mutual Funds, Unit Investment Trusts, Compliance Advisory, International..., Domestic Transportation, Precious Metals, Equities, Microsoft Office, Transportation, Bonds, Trading, Customer Service, Financial Advisory, Series 7, FINRA, Series 63, Asset Allocation, Investment Advisory, Securities, 401k, Alternative Investments, Asset Management, ETFs

Education
Bishop O'Dowd High School

California State University-East Bay
MBA Program, Finance

University of California, Berkeley
BA, History

Kelly (Lyman) Edwards Kelly (Lyman) Edwards Greater San Diego Area Details
Kelly (Lyman) Edwards's LPL Financial Experience March 2014 - Present
Job Yoga Instructor
Industry Health, Wellness and Fitness
Experience
LPL Financial   March 2014 - Present
Illumina  July 2013 - Present
Sharp HealthCare  November 2012 - Present
Urban Yogi   November 2012 - Present
Radiance Yoga   August 2012 - Present
Total Woman Gym + Spa  July 2012 - Present
Happy-U Namaste   July 2012 - Present
Kelly's Yoga Love   September 2011 - Present
Fit-X Fitness  August 2012 - January 2014
ARRIS  January 2013 - August 2013

Skills
Hatha Yoga, Children's Yoga, Prenatal Yoga, Vinyasa, Yoga, Cpr Certified, Wellness, Personal Training, Nutrition, Fitness

Education
California State University-Sacramento   2001 — 2006
Bachelor of Arts (BA), Liberal Arts and Sciences/Liberal Studies

Gyneth Gonzalez Gyneth Gonzalez Greater San Diego Area Details
Gyneth Gonzalez's LPL Financial Experience August 2014 - Present
Job Lead Events & Conference Specialist Home Office Coordinator
Industry Events Services
Experience
LPL Financial   August 2014 - Present
L'Auberge Del Mar  May 2012 - August 2014
La Costa Resort and Spa  May 2010 - May 2012
La Costa Resort & Spa  September 2007 - May 2010
Vision Co. - Vancouver 2010 Molson Canadian Hockey House   February 2010 - February 2010
Buzztone Marketing   January 2007 - April 2007
CSUF - University Conference Center   August 2005 - December 2005

Skills
Hospitality, Event Planning, Event Execution, Conference Services, Hotels, Catering, Customer Service, Event Management, Events Coordination, Resorts, Food & Beverage, Microsoft Excel, Project Management, Banquets, Meeting Planning, Hospitality Industry, Hospitality Management

Education
California State University-Fullerton   2005 — 2007
BA, Communications, Entertainment Studies

Palomar College   2002 — 2005
Associates of Arts

Joyce Aucoin Joyce Aucoin Fullerton, California Details
Joyce Aucoin's LPL Financial Experience March 2009 - Present
Job Financial Advisor
Industry Financial Services
Experience
LPL Financial   March 2009 - Present
UBS Wealth Management  1989 - 2009

Education
California State University-Fullerton
Bachelor's degree, Business & Economics

Vito A. Francone Vito A. Francone Orange County, California Area Details
Vito A. Francone's LPL Financial Experience 2004 - 2013
Job Branch Manager and Wealth Advisor at Independent Financial Group LLC
Industry Financial Services
Experience
Independent Financial Group LLC  2013 - Present
LPL Financial   2004 - 2013
AG Edwards  1995 - 2004

Skills
Finance, Retirement Planning, Wealth Management, Investments, Mutual Funds, Financial Planning, Retirement, Series 7, Investment Advisory, Financial Advisory, Series 63, 401k, Estate Planning, Fixed Annuities, Alternative Investments

Education
California State University-Long Beach
Music Theory and Composition

Dameon Smith, MBA Dameon Smith, MBA Charlotte, North Carolina Details
Dameon Smith, MBA's LPL Financial Experience April 2015 - Present
Job Client Service Associate at LPL Financial
Industry Financial Services
Experience
LPL Financial   April 2015 - Present
Vanguard  December 2010 - March 2015
Wells Fargo Advisors  May 2008 - December 2010
Citi  November 2004 - April 2008

Skills
Analysis, Credit, Loans, Management, Leadership, Credit Cards, Banking, Financial Services, Investments, Portfolio Management, Relationship Management, Mutual Funds, Series 63, Financial Analysis, Credit Analysis, Risk Management, Finance, Securities, Strategic Financial..., Consumer Lending, Underwriting

Education
Capella University   2010 — 2012
MBA, Finance and Financial Management Services

Johnson C. Smith University - JCSU   1996 — 2002
Bachelor of Arts (B.A.), Mass Communication/Media Studies

Diedre A. Kruse Diedre A. Kruse Greater San Diego Area Details
Diedre A. Kruse's LPL Financial Experience January 2002 - Present
Job Financial Consultant with LPL Financial
Industry Financial Services
Experience
LPL Financial   January 2002 - Present
Summit Financial Group  2001 - Present
e3 Financial  March 1997 - April 2001
Eastman Financial   2000 - 2001

Skills
Securities, Retirement Planning, Investments, 401k, Life Insurance, Financial Analysis, Financial Advisory, Estate Planning, Strategic Financial..., Wealth Management, Money Management, IRAs, Executive Compensation..., Irrevocable Life..., Disability Insurance, Long Term Care Insurance, 529 Plans

Education
National University   2004 — 2006
MBA, Finance

San Diego State University-California State University   2002 — 2003
Bachelor, Finance

California State University-Fullerton, Mihaylo College of Business and Economics   2000 — 2002
Bachelor, Finance

Azin Rahmanpanah Azin Rahmanpanah Laguna Hills, California Details
Azin Rahmanpanah's LPL Financial Experience January 2008 - December 2010
Job Fund Operations Manager at William Jordan Investments
Industry Financial Services
Experience
WJA Asset Management   August 2011 - Present
K Pacific Mortgage   June 2010 - March 2012
LPL Financial   January 2008 - December 2010
New Century Mortgage  September 2003 - April 2007

Skills
Notary Public, Life/ Accident/ Health..., Real Estate, Residential Homes, Outlook, Mortgage Lending, Finance, Investments, Microsoft Excel, Project Planning, Leadership, Credit, Marketing

Education
California State University-Fullerton
Bachelor of Science (BS), Business, Management, Marketing, and Related Support Services

Ryan Deutsch, GLS Ryan Deutsch, GLS Greater Los Angeles Area Details
Ryan Deutsch, GLS's LPL Financial Experience October 2009 - March 2011
Job General Manager of Client Development at CaseStack
Industry Logistics and Supply Chain
Experience
CaseStack  June 2015 - Present
CaseStack  April 2014 - June 2015
CaseStack  March 2011 - April 2014
LPL Financial   October 2009 - March 2011
Citibank  January 2007 - September 2009
ICM  January 2006 - January 2007

Skills
Logistics, Supply Chain Management, Supply Chain, International Trade, Finance, Microsoft Excel, Sales, Business Development, Management, Marketing Strategy, Project Management, Sales Operations, Forecasting, Operations Management, Inventory Management, Transportation, Account Management

Education
California State University-Long Beach   2003 — 2006
Economics, Finance & Accounting

Center for International Trade and Transportation   2011 — 2011
Professional Designation, Global Logistics- Supply Chain

Kulvinder Rai, CFP® Kulvinder Rai, CFP® Roseville, California Details
Kulvinder Rai, CFP®'s LPL Financial Experience April 2012 - Present
Job Financial Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial   April 2012 - Present
Charles Schwab  August 2007 - April 2012
Fidelity Investments  April 2005 - June 2007
E*TRADE Financial  August 1997 - April 2005

Skills
Portfolio Review, Mutual Funds, Retirement Accounts, Insurance, Retirement Planning, Stocks, Bonds, Variable Annuities, Fixed Annuities, Investment Advisory..., Licensed Life Insurance..., Certified Financial...

Education
California State University-Sacramento   1990 — 1994
Bachelor of Business Administration (BBA), Business Administration and Management, General

Sarah Brenan Sarah Brenan Miami, Florida Details
Sarah Brenan's LPL Financial Experience May 2006 - June 2007
Job Quality Assurance Engineer III, InterOp at Dell
Industry Computer Software
Experience
Dell  January 2013 - Present
Quest Software  November 2008 - October 2012
LPL Financial   May 2006 - June 2007
Borland  May 1998 - May 2006

Skills
Public Speaking, Agile Methodologies, Test Automation, Databases, SDLC, Windows, Configuration Management, Scrum, Technical Writing, Oracle, Java, SQL, Solaris, Troubleshooting, Quality Assurance, Software Documentation, Testing, .NET, Software Development, Automation, Manual Testing, Microsoft SQL Server, Enterprise Software, SaaS, Project Management, Requirements Analysis, Test Planning

Education
California State University-Fullerton   1991 — 1995
BA, English Literature

Tony Bingham Tony Bingham Dallas/Fort Worth Area Details
Tony Bingham's LPL Financial Experience May 2013 - January 2015
Job End User Computing Manager at HCL America
Industry Information Technology and Services
Experience
HCL America  June 2015 - Present
Hcl Technologies America Inc  January 2015 - June 2015
LPL Financial   May 2013 - January 2015
National University  January 2009 - January 2015
Bridgepoint Education  January 2012 - December 2012
Bridgepoint Education  October 2008 - January 2012
National University  October 2007 - October 2008
National University  May 2005 - October 2007
Technical Consultant  May 2003 - May 2005
San Diego Workforce Partnership  August 1998 - May 2003

Skills
Leadership, Customer Service..., Team Building, ITIL, IT Management, Software Documentation, Process Improvement, Active Directory, Information Technology, Project Management, System Administration, Change Management, Networking, Servers, Disaster Recovery, Windows Server, Business Analysis, VMware, Problem Solving, Collaboration

Education
Central Michigan University   1996 — 2001
Masters, Information Resource Management

University of the State of New York   1991 — 1996
Undergraduate, Management and Sociology

Advanced College of Technology   2004 — 2005
Network Engineering and Infrastructure Technology

Raymond F. Rivas Raymond F. Rivas Menlo Park, California Details
Raymond F. Rivas's LPL Financial Experience 1990 - 2013
Job Make Smart Decisions About Your Money! / Wealth Manager
Industry Financial Services
Experience
Raymond Rivas Wealth Manager   January 1990 - Present
LPL Financial   1990 - 2013

Skills
Highly Experienced..., High Energy, Specializes in Advanced..., Estate Planning, Investments, Retirement Planning, Wealth Management, Investment Advisory, Strategic Financial..., Wealth, IRAs, Asset Allocation, Series 7, Securities, Financial Advisory, Financial Services, FINRA

Education
Stanford University

CSU Sacramento
BS-Degree, Finance, Economics

Katy Laundrie Katy Laundrie Greater San Diego Area Details
Katy Laundrie's LPL Financial Experience November 2012 - September 2013
Job Marketing Copywriter at Watkins Manufacturing
Industry Writing and Editing
Experience
First Allied Securities  September 2013 - August 2014
LPL Financial   November 2012 - September 2013
Wells Fargo  May 2010 - February 2012
Self-employed  June 1998 - May 2010
Sheppard Associates   June 1996 - March 1998

Skills
Editing, Writing, Copyediting, Technical Writing, Proofreading, Fact-checking, Copy Editing

Education
Cal State Fullerton   1992 — 1996
BA, English

Michael Delia Michael Delia Greenville, North Carolina Details
Michael Delia's LPL Financial Experience December 2011 - Present
Job LPL Financial Advisor
Industry Financial Services
Experience
Aspect Financial   December 2011 - Present
LPL Financial   December 2011 - Present
Edward Jones  December 2006 - December 2011
Circuit City  2000 - 2006

Skills
Financial Planning, Business Management, Retirement Planning, Wealth Management, Estate Planning, Investments, Asset Management, Portfolio Management, Retirement Income..., Series 7, Insurance, Series 66, Annuities, Investment Advisory, Retirement, Mutual Funds, IRA's, Asset Allocation, Insurance Planning, 401k, Wealth Accumulation, Long Term Care, Wealth Preservation..., Stocks, Roth IRA, Financial Advice, Bonds, ETFs, 401k Rollovers, Investment Strategies, Term Life Insurance, Investment Products, Financial Advisory, Securities, Strategic Financial..., IRAs, Financial Services, FINRA

Education
University of North Carolina at Wilmington   2001 — 2003
Bachelor of Science, Finance

Cape Fear Community College

Anand Tiwari Anand Tiwari Charlotte, North Carolina Details
Anand Tiwari's LPL Financial Experience March 2014 - Present
Job Senior ETL Developer at LPL Financial
Industry Financial Services
Experience
LPL Financial   March 2014 - Present
CCS Global Tech  February 2012 - March 2014
Norima Consulting   2013 - 2014
Technicolor SA   November 2010 - November 2011
LAANE   May 2010 - September 2010

Skills
SDLC, Business Analysis, Microsoft SQL Server, Requirements Analysis, Microsoft Office, Databases, Agile Methodologies, Data Warehousing, Integration, Software Development, SSRS, SSIS, Informatica, SSAS, ETL, T-SQL, Business Intelligence, Oracle, Data Integration, .NET, OLAP, DB2, Database Administration, Relational Databases, Dashboard, OBIEE, SQL, SharePoint, ASP.NET, Software Project..., SQL Tuning, Access

Education
California State University-Long Beach   2009 — 2011
Masters in Computer Science, Computer Science

Rajiv Gandhi Prodyogiki Vishwavidyalaya   2005 — 2009
Bachelors Of Engineering, Computer Science

Alan Berkeley Alan Berkeley Charlotte, North Carolina Area Details
Alan Berkeley's LPL Financial Experience May 2014 - Present
Job Financial Representative at LPL Financial
Industry Financial Services
Experience
LPL Financial   May 2014 - Present
LPL Financial   November 2011 - April 2014
Merrill Edge  November 2006 - November 2011
Ameriprise Financial Services, Inc.   2005 - 2006

Skills
Retirement Planning, Retirement, Mutual Funds, Investments, IRAs, Life Insurance, Estate Planning, Financial Advisory, Disability Insurance, FINRA, Series 7, Qualified Retirement..., 529 Plans, Series 63, Wealth Management, Securities, Investment Strategies, Investment Advisory, Accounting, Cost Accounting, Macroeconomics, Microeconomics, Microsoft Excel, PowerPoint, Asset Allocation, Options, 401k, Finance, Financial Planning

Education
Canisius College   1999 — 2003
Bachelor of Arts (BA), Political Science, Communications 2003

Richard K. Azouz Richard K. Azouz Torrance, California Details
Richard K. Azouz's LPL Financial Experience September 2000 - April 2009
Job Financial Planner at Summit Brokerage Services, Inc.
Industry Financial Services
Experience
Summit Brokerage Services, Inc.   April 2009 - Present
LPL Financial   September 2000 - April 2009

Skills
Securities, Financial Services, Finance, FINRA, Brokerage, Retirement Planning, Investment Advisory, Wealth Management, Strategic Financial..., Mutual Funds, Investments, Series 7, Retirement, Financial Advisory, Estate Planning, Investment Strategies, Asset Allocation, Portfolio Management, Fixed Annuities, Series 63

Education
California State University-Northridge

Lawrence Hoey Lawrence Hoey Newport Beach, California Details
Lawrence Hoey's LPL Financial Experience 2012 - Present
Job Investment Advisor Representative at LPL Financial
Industry Financial Services
Experience
LPL Financial   2012 - Present
PFS Investments  2004 - 2012
Graphic Press  2001 - 2005
DSC Graphics   1984 - 2000

Education
California State University-Los Angeles

Stewart Fines Stewart Fines Sacramento, California Details
Stewart Fines's LPL Financial Experience September 2004 - February 2005
Job
Industry Information Technology and Services
Experience
Champ Systems   November 2007 - February 2013
Health Net  November 2005 - July 2007
The UPS Store  February 2005 - October 2005
LPL Financial   September 2004 - February 2005
American River Health Pro Credit Union   July 2001 - September 2004
Franklin Templeton Investments  October 2000 - March 2001

Skills
Microsoft SQL Server, Virtualization, Windows Server, VMware, Active Directory, Integration, Citrix, Exchange 2010/2007/2003, FlashMX, Dreamweaver, Lotus Notes, Small Business Server, A+ Certified..., Microsoft Certified..., Microsoft Certified..., Microsoft Exchange, SCCM, Citrix Metaframe, Hyper-V, Blackberry Enterprise..., ActionScript, System Administration, Servers, Customer Service, Management, Disaster Recovery

Education
CSU Sacramento   1998 — 2000
BS, Criminal Justice

Sacramento City College   1995 — 1998
Associate's degree, General Studies

Clayton Holcomb Clayton Holcomb Roseville, California Details
Clayton Holcomb's LPL Financial Experience December 2006 - Present
Job LPL Wealth Advisor WEALTH MANAGEMENT STRATEGIES "Proactively Thinking Ahead"
Industry Financial Services
Experience
LPL Financial   December 2006 - Present
Northwestern Mutual Investment Services  1987 - 2006

Skills
Estate Planning, Strategic Financial..., Retirement Planning, Securities, Wealth, Investment Strategies, Small Business, Financial Services, Insurance, FINRA, Employee Benefits, Series 6, Mutual Funds, Finance, Retirement, Wealth Management, Fixed Annuities, Financial Planners, Hold Series 7

Education
CSU Sacramento   1983 — 1986
Bachelor of Business Administration (BBA), Accounting and Finance

Andre Pitts, CRPC® Andre Pitts, CRPC® Charlotte, North Carolina Area Details
Andre Pitts, CRPC®'s LPL Financial Experience December 2007 - February 2011
Job Internal Wholesaler at MetLife
Industry Financial Services
Experience
MetLife  July 2013 - Present
Aon Hewitt  February 2011 - July 2013
LPL Financial   December 2007 - February 2011
LPL Financial   August 2005 - December 2007
Fiserv ISS  January 2004 - August 2005
OppenheimerFunds  August 1997 - January 2004

Skills
FINRA Series 6,7,63,66, Investments, Mutual Funds, 401k, Retirement, Annuities, Securities, Consultative Selling, Profit Sharing, Investment Selection, Retirement Planning, Fixed Annuities, Defined Contribution, Alternative Investments

Education
CSU Sacramento
Bachelor of Science, Business Admin/ Finance

Sierra High School

Melissa Vu Melissa Vu Greater Los Angeles Area Details
Melissa Vu's LPL Financial Experience December 2004 - March 2005
Job SelfMotivated Business Professional
Industry Consumer Services
Experience
Teva Pharmaceutical Industries Ltd.  March 2006 - March 2010
Teva Pharmaceutical Industries Ltd.  June 2005 - March 2006
Teva Pharmaceutical Industries Ltd.  March 2005 - July 2005
LPL Financial   December 2004 - March 2005
LPL Financial   September 2004 - December 2004
Safeway  October 1999 - July 2003
Safeway  June 1997 - October 1999
Safeway  November 1995 - June 1999

Skills
Independant, Self-Motivated, Honest, Hard Working, Educated, Driven, Sincere

Education
California State University-Fullerton   2002 — 2004
Bachelor of Arts Degree, Business Administration with an Emphasis in Marketing

Fullerton Community College   2000 — 2002
Associate of Arts Degree, Business Administration

Katella High School   1993 — 1997
High School Diploma, General Education

Christine Acosta Christine Acosta San Francisco, California Details
Christine Acosta's LPL Financial Experience June 2011 - November 2013
Job Director Internal Audit at Charles Schwab
Industry Financial Services
Experience
Charles Schwab  November 2013 - Present
LPL Financial   June 2011 - November 2013
RSM McGladrey  May 2006 - June 2011
Franklin Templeton Investments  April 2002 - April 2006
U.S. Notes   December 2001 - May 2002
Ernst & Young  December 1996 - November 2001

Skills
Auditing, Internal Controls, Financial Reporting, Internal Audit, Sarbanes-Oxley Act, GAAP, Management, Process Improvement, Sarbanes-Oxley, Analysis, Risk Assessment, General Ledger, Banking

Education
California State University-Sacramento   1994 — 1996
Business, Accounting

Michael Higdon, MBA Michael Higdon, MBA Charlotte, North Carolina Area Details
Michael Higdon, MBA's LPL Financial Experience September 2014 - Present
Job Senior Operations Specialist at LPL Financial
Industry Investment Management
Experience
LPL Financial   September 2014 - Present
LPL Financial   August 2013 - September 2014
Birch Valuation, LLC   April 2013 - October 2013
Contractor  January 2013 - April 2013
Contractor  February 2012 - April 2012
CSULB Student Managed Investment Fund   August 2009 - May 2010
Ceridian  August 2007 - May 2009
Kelly Services/Ceridian   December 2006 - August 2007
Randstad/Ceridian   December 2005 - June 2006
Target  June 2005 - August 2005

Skills
Financial Statements, Leadership, Time Management, Customer Service, Equity Valuation, Finance, Financial Modeling, Asset Managment, Portfolio Management, Investments, Risk Management, Credit, Forecasting, Accounting, Mutual Funds, Banking, Equities, Analysis, Access, Process Improvement, 401k, Corporate Finance, Economics, PeopleSoft, Valuation, Asset Allocation, Due Diligence, Securities, Payroll, Strategic Financial..., Microsoft Excel, Financial Analysis, Financial Reporting, Cash Management, Investment Management, Fixed Income, Bloomberg, Management, Business Analysis, Financial Services, Data Analysis, Insurance, Asset Management, Hedge Funds, Options, Alternative Investments

Education
California State University-Long Beach - College of Business Administration   2008 — 2010
MBA, Finance

California State University-Long Beach - College of Business Administration   2003 — 2006
Bachelor's Degree, Management and Finance - concentration in Investments

Michael Minhas Michael Minhas Orange County, California Area Details
Michael Minhas's LPL Financial Experience 2008 - 2010
Job Financial Consultant at AXA Advisors
Industry Financial Services
Experience
AXA Advisors, LLC  2011 - Present
LPL Financial   2008 - 2010
Ameriprise Financial  2005 - 2008

Skills
Retirement Planning, Wealth Management, Investments, Strategic Financial..., Portfolio Management, Investment Advisory, Wealth Accumulation..., College Education..., Life Insurance, Long Term Care Insurance, Wealth Preservation..., Estate Tax Planning, Charitable Gift Planning, Qualified Retirement..., Employee Stock Options, Finance, 401k, Estate Planning, Alternative Investments

Education
California State University-Fullerton - College of Business and Economics   2000 — 2004
B.A., Finance

Ron Passmore, MBA, PMP, CSM Ron Passmore, MBA, PMP, CSM Orange County, California Area Details
Ron Passmore, MBA, PMP, CSM's LPL Financial Experience August 2010 - May 2011
Job Sr. Project Manager
Industry Information Technology and Services
Experience
Avnet, Inc.   November 2011 - Present
Capital Group  August 2011 - November 2011
LPL Financial   August 2010 - May 2011
Synegral Solutions   October 2008 - July 2010
IBM ECM - FileNet, Inc.   July 2006 - September 2008
Sterling Casualty Insurance   January 2003 - May 2006
Meridian Health & Nutrition, Inc.   May 1997 - January 2003
Mossimo, Inc.   August 1995 - March 1997
Gucci Timepieces  October 1987 - March 1995

Skills
Business Analysis, Business Process, PMP, PMO, SDLC, Project Management, Business Process..., Process Improvement, Solution Architecture, Strategic Planning, Requirements Gathering, Integration, Training, Cloud Computing, Management, Leadership, Project Planning, Agile Methodologies, Enterprise Software, Enterprise Architecture

Education
California State University-Long Beach - College of Business Administration   2001 — 2003
Master of Business Administration (M.B.A.)

San Diego State University-California State University   1978 — 1983
BS, Accountancy

Jeffrey Mantoani Jeffrey Mantoani Greater San Diego Area Details
Jeffrey Mantoani's LPL Financial Experience March 2005 - March 2009
Job Director of Operations at Duncan Financial
Industry Financial Services
Experience
Duncan Financial   March 2010 - Present
LPL Financial   March 2005 - March 2009
LPL  2005 - 2007
TD Waterhouse  1997 - 2005
Road Runner Sports  1991 - 1995

Education
California State University-Sacramento

Clint Williams Clint Williams Charlotte, North Carolina Details
Clint Williams's LPL Financial Experience October 2014 - November 2014
Job Workstation Analyst at Duke Energy Corporation
Industry Information Technology and Services
Experience
Duke Energy Corporation  July 2015 - Present
LPL Financial   October 2014 - November 2014
Belk  April 2014 - June 2014
Bank of America  June 2013 - April 2014
Hewlett-Packard  November 2012 - May 2013
Wells Fargo  October 2012 - October 2012
Chiquita  September 2012 - October 2012
CNA Insurance  August 2012 - October 2012
JPMorgan Chase  April 2012 - June 2012
CFF Computer Repair   November 2008 - June 2012

Skills
System Deployment, Wireless Networking, Remote Desktop, System Administration, Microsoft Exchange, VPN, Help Desk Support, Routers, Firewalls, Laptops, Active Directory, Antivirus, TCP/IP, DHCP, Microsoft Certified..., Printers, Microsoft Office, Outlook, Visio, Cabling, Desktop Computers, Workstations, Servers

Education
Mott Community College   2009 — 2010
Computer Network Administration, 3.56

Central Michigan University   1992 — 1994
Education

Southwestern Michigan College   1986 — 1989
Associate, Liberal Arts

Mott Community College

Jeanette Sanchez Jeanette Sanchez Las Vegas, Nevada Details
Jeanette Sanchez's LPL Financial Experience May 2015 - Present
Job Expert Administrative Professional
Industry Financial Services
Experience
LPL Financial   May 2015 - Present
Liquidity Services  July 2008 - October 2014
Los Angeles Times  2006 - 2007
NELIDA’S WINDOW INNOVATIONS   2004 - 2006
Prudential Financial  2001 - 2005

Skills
Administrative..., Customer Service, Project Coordination, Office Management, PowerPoint, Social Networking, Management, Microsoft Excel, Leadership, Event Planning, Team Building, Sales

Education
California State University-Long Beach   2007 — 2011
Master of Arts (M.A.), Religion/Religious Studies

University of Central Florida   2003 — 2005
Bachelor of Arts (B.A.), Humanities/Humanistic Studies

Khai Nguyen Khai Nguyen Greater Boston Area Details
Khai Nguyen's LPL Financial Experience 2011 - 2013
Job Director of Business Development, Host of Harvest Interview Series, Fund Due Diligence, FinTech
Industry Investment Management
Experience
Harvest Exchange   2013 - Present
Saibus Research   2012 - Present
LPL Financial   2011 - 2013
Merrill Lynch  2007 - 2011
Bershtel Enterprises   2005 - 2007
CDR Capital   2004 - 2005

Skills
Asset Management, Financial Modeling, Portfolio Management, Value Investing, Special Situations, Risk Analysis, Due Diligence, Equity Valuation, Asset Managment, Private Equity, Venture Capital, Investments, Equities, Factset, Bloomberg Terminal, Zephyr Style Advisor, Morningstar Direct, Bonds, Analysis, Alternative Investments, Fixed Income, Business Strategy, Impact Evaluation, Valuation, Mutual Funds, Hedge Funds, Equity Research, Bloomberg, Investment Management, Asset Allocation, Business Development, Entrepreneurship, Quantitative Analytics, Securities, Emerging Markets, Wealth Management, Capital Markets, Finance, Investment Strategies, Strategy, Start-ups, Financial Advisory, Analytics, Investment Advisory

Education
California State University-Long Beach
BS, Finance, Real Estate, and Law

Student Managed Investment Fund (SMIF), CSULB

Ross Levine, ChFC Ross Levine, ChFC Sacramento, California Area Details
Ross Levine, ChFC's LPL Financial Experience April 2009 - Present
Job Financial Consultant at LPL Financial
Industry Investment Management
Experience
LPL Financial   April 2009 - Present
LPL Financial   July 2005 - Present
Lincoln Financial Group  December 2000 - April 2009
The Money Store  1996 - 2000

Skills
Estate Planning, Investments, Retirement Planning, Retirement, Wealth Management, Strategic Financial..., Fixed Annuities, Investment Advisory, Small Business, Asset Management, Mutual Funds, Financial Advisory, Alternative Investments, IRAs, Entrepreneurship, Investment Strategies, Series 7, Securities, Wealth Management..., Portfolio Management, Financial Services

Education
The American College   2003 — 2005
Chartered Financial Consultant, Financial Planning and Services

California State University-Sacramento   1992 — 1996
Bachelor's degree, Communication and Media Studies

Bill Mourey Bill Mourey Charlotte, North Carolina Area Details
Bill Mourey's LPL Financial Experience December 2013 - Present
Job Technical Support at LPL Financial
Industry Information Technology and Services
Experience
LPL Financial   December 2013 - Present
General Dynamics  August 2012 - December 2013
Start Customer Care   January 2011 - August 2012
Wells Fargo  September 2011 - September 2011
All Pro Roofing   September 2007 - November 2008
CentiMark Corporation  February 2006 - September 2007
Duke Energy Corporation  February 2005 - February 2006
IBM  October 1999 - February 2005
Bendix Commercial Vehicle Systems LLC  1987 - 1998

Skills
Troubleshooting, Help Desk Support, Active Directory, Windows Server, Network Security, Lotus Notes, DoD, Security, DHCP, Technical Support

Education
Central Piedmont Community College   1998 — 2000
Associate's degree, Computer Science, 3.5

Vaea Cruz Vaea Cruz San Francisco Bay Area Details
Vaea Cruz's LPL Financial Experience January 2010 - June 2012
Job Business Analyst at Cisco
Industry Computer Networking
Experience
Cisco  June 2015 - Present
Cisco  May 2014 - June 2015
Cisco Systems  July 2012 - May 2014
LPL Financial   January 2010 - June 2012
LPL Financial   January 2008 - January 2010
LPL  October 2007 - January 2008
LPL Financial   August 2006 - October 2007

Skills
Mutual Funds, Back Office, Finance, Financial Analysis, Project Management, Business Analysis, Liaison, Accounting, Sales, Business Objects, Risk Management, SDLC, Access, Customer Service

Education
California State University-San Marcos - College of Business Administration   2003 — 2006
Bachelor, Finance

New York Institue of Finance
Certificate in Operations

Wesley Mar Wesley Mar Sacramento, California Area Details
Wesley Mar's LPL Financial Experience October 2006 - Present
Job Retirement Planning for Sacramento Small Businesses
Industry Financial Services
Experience
Wesley Mar, Retirement Planning for Sacramento Small Businesses   October 2006 - Present
LPL Financial   October 2006 - Present
Wachovia Securities, LLC  February 1998 - October 2006
Smith Barney, Inc.   March 1993 - February 1998

Education
California State University-Sacramento   1975 — 1979
Bachelor of Science, Business Administration:Accounting

Denne Osgood Denne Osgood Greater Detroit Area Details
Denne Osgood's LPL Financial Experience February 2004 - Present
Job Wealth Advisor at America Group Retirement Strategy Centers powered by LPL Financial
Industry Financial Services
Experience
LPL Financial   February 2004 - Present
America Group Retirement Strategy Centers   1996 - Present

Skills
Securities, FINRA, Microsoft Office

Education
Western Michigan University   1964 — 1965
Bachelor's degree, Political Science and History

Calvin College   1960 — 1963
Political Science

Ty Toney Ty Toney Las Vegas, Nevada Area Details
Ty Toney's LPL Financial Experience January 2009 - August 2010
Job Thrive for Excellence
Industry Financial Services
Experience
MGM Resorts International  March 2013 - Present
Caesars Entertainment Corporation  December 2011 - March 2013
San Pablo Lytton Casino  May 2011 - December 2011
LPL Financial   January 2009 - August 2010
LPL  January 2006 - December 2009
J'La Chic Entertainment Productions   March 2004 - October 2005
GT Nexus  August 2000 - September 2003

Education
John F. Kennedy University   2011 — 2012
MBA, Finance: Business Management

California State University-Sacramento   2003 — 2005
B.S., Finance

Salesian High School   1993 — 1997

Pierre Movsessian, MBA, CFP®, AIF® Pierre Movsessian, MBA, CFP®, AIF® Greater Los Angeles Area Details
Pierre Movsessian, MBA, CFP®, AIF®'s LPL Financial Experience February 1998 - Present
Job LPL Branch Manager at LPL Financial
Industry Financial Services
Experience
My 360 Wealth Management Group   September 1998 - Present
LPL Financial   February 1998 - Present
American Express Financial Advisors  October 1995 - February 1998

Skills
IRA's, 401k, Insurance Planning, Financial Planning, Investments, Wealth Management, ERISA, Securities, Asset Protection, Retirement, Retirement Planning, Asset Management, Estate Planning, Insurance, Series 7, Small Business, Succession Planning, Risk Management, Annuities, Tax, Wealth, Licensing, Employee Benefits, Investment Advisory, Planning, Financial Analysis, Auditing, Strategic Planning, Pensions, Business Planning, Financial Advisory, Alternative Investments, Long Term Care, Savings, Asset, Benefits, Portfolio Management, Strategic Financial..., Financial Planners, Fixed Annuities, IRAs, Asset Managment, Financial Services, Finance, Project Planning, Long-term Care, Mutual Funds, Wealth Management..., Investment Strategies, Personal Finance

Education
California State University-Northridge   1992 — 1994
MBA, Finance

California State University-Northridge   1988 — 1992
BS, Finance

Glendale High

Jeanine Benenati Jeanine Benenati Dallas/Fort Worth Area Details
Jeanine Benenati's LPL Financial Experience 2012 - Present
Job President, Strategic Wealth Management, LLC
Industry Financial Services
Experience
LPL Financial   2012 - Present
Strategic Wealth Management, LLC  December 1999 - Present
MetLife Financial Services  March 2002 - August 2005
Phoenix Life Insurance Company  March 1997 - December 1999
Phoenix Life Insurance Company  March 1994 - March 1997
Transamerica Reinsurance  March 1992 - March 1994

Education
Cameron University   1982 — 1984
Accounting

University of Central Oklahoma   1981 — 1982
Accounting

Tom Picardy Tom Picardy Greater Grand Rapids, Michigan Area Details
Tom Picardy's LPL Financial Experience December 2005 - Present
Job Certified Financial Planner
Industry Financial Services
Experience
Fortune Financial Solutions, LLC   December 2005 - Present
LPL Financial   December 2005 - Present
New England Financial  August 2001 - December 2005

Skills
Life Insurance, Asset Managment, Retirement Planning, 401k, Estate Planning, IRAs, 401k Rollovers, Financial Advisory, Employee Benefits, 529 Plans, Securities, Finance, Investment Management, Financial Planners, Wealth Management, Retirement, Mutual Funds

Education
Grand Valley State University   2003 — 2004
Seidman Financial Planning Certificate Program

Central Michigan University   1997 — 2001
B.S. in B.A., Corporate Finance

Bob Harrell Bob Harrell Greater Los Angeles Area Details
Bob Harrell's LPL Financial Experience May 2011 - January 2014
Job Investment Advisor at MFA Wealth Services
Industry Financial Services
Experience
MFA Wealth Services   January 2014 - Present
LPL Financial   May 2011 - January 2014
Lifetime planning   September 2005 - January 2014
Securities America, Inc.   2004 - 2010
Independent Capital Management  October 2002 - August 2006

Skills
Wealth, Retirement, Retirement Planning, Estate Planning, Financial Advisory, Fixed Annuities, Investment Advisory, Wealth Management, Strategic Financial..., Mutual Funds, 401k, Asset Protection, Securities

Education
California State University-Northridge   1998 — 2001
BS, Economics and Business Managment

UC Santa Barbara
Financial Planning certificate, Financial planning

Katherine Galiste Katherine Galiste Irvine, California Details
Katherine Galiste's LPL Financial Experience April 2006 - August 2006
Job Senior Graphic Designer at REVOLVEclothing + FWRD
Industry Graphic Design
Experience
REVOLVEclothing  October 2013 - Present
FORWARD by Elyse Walker  October 2013 - Present
California State University, Fullerton  August 2012 - December 2012
Cal-Western Reconveyance Corporation  August 2008 - September 2009
LPL Financial   April 2006 - August 2006

Skills
Adobe Creative Suite, Photoshop, Illustrator, Dreamweaver, InDesign, After Effects, HTML 5, CSS3, Mac OS, Microsoft Office, Graphic Design, Social Media, Typography

Education
California State University-Fullerton   2011 — 2013
Bachelor of Fine Arts (BFA), Graphic Design

Katie Actkinson Katie Actkinson Greater San Diego Area Details
Katie Actkinson's LPL Financial Experience 2000 - 2001
Job IP Assistant at Knobbe Martens
Industry Legal Services
Experience
Knobbe Martens Olson & Bear LLP  March 2015 - Present
Takeda San Diego, Inc.   March 2014 - February 2015
Land's End Apartments   2005 - 2005
University Police Department, CSU Monterey Bay   2002 - 2003
LPL Financial   2000 - 2001

Skills
Legal Research, Microsoft Office, Microsoft Word, Research, PowerPoint, Microsoft Excel, Teamwork, Time Management, Proofreading, Critical Thinking, Outlook, Patents, Patent Prosecution, Intellectual Property, Legal Writing, Document Review

Education
San Diego Miramar College   2013 — 2014
Paralegal Program

California State University-Monterey Bay   2001 — 2003
Bachelor of Arts (BA), Communications, Pre-law, Single Subject English

Don Massad Jr., LUTCF Don Massad Jr., LUTCF Baton Rouge, Louisiana Area Details
Don Massad Jr., LUTCF's LPL Financial Experience 2010 - Present
Job President of The Massad Group and Managing Partner of Massad Olinde
Industry Insurance
Experience
LPL Financial   2010 - Present
The Massad Group and Massad Olinde   1991 - Present
Sunset Financial Services, Inc   1996 - 2010
Ruth's Chris Steak House  1985 - 1990

Skills
Employee Benefits, Disability Insurance, Health Insurance, Health Savings Accounts, Mutual Funds, Variable Annuities, Qualified Retirement..., Long-term Care, Strategic Planning, Benefits Administration, Life Insurance, Healthcare Reform..., Underwriting, Benefits Communication, Vision Insurance, Dental Insurance, Self-funded, Risk Management, Human Resource Tools, Health Reimbursment..., Flexible Spending..., Medicare Supplement, Fully Insured, COBRA

Education
Centenary College of Louisiana

Jimmy D. Chase Jimmy D. Chase Orange County, California Area Details
Jimmy D. Chase's LPL Financial Experience August 2013 - Present
Job LPL Financial Advisor, and Financial Consultant Keystone Wealth Management
Industry Investment Management
Experience
LPL Financial   August 2013 - Present
MetLife  December 2009 - August 2013
WACHOVIA BANK  September 2008 - October 2009
BANK OF AMERICA  January 2004 - August 2008
Bank of America  January 2001 - January 2004
Bank of America  January 2000 - January 2001

Education
California State University-Fullerton, Mihaylo College of Business and Economics   2001 — 2006
Bachelor of Science in Business, Finance

California State University-Fresno   1996 — 2000
(Transferred to Cal State Fullerton), Business Management and Finance

Parrish Malson Parrish Malson Redding, California Details
Parrish Malson's LPL Financial Experience August 2009 - Present
Job CFP®, AIF®
Industry Financial Services
Experience
LPL Financial   August 2009 - Present
American Financial Advisors, Inc.   November 1994 - Present
IDS Financial Services  February 1987 - October 1994
Community Bank  June 1984 - January 1986
Farmers and Merchants Bank  January 1980 - June 1984

Skills
Financial Analysis, Investments, Portfolio Management, Equities, Risk Management, Strategic Financial..., Capital Markets, Asset Managment, Fixed Income, Finance, Derivatives, Fixed Annuities, Securities, Estate Planning, Investment Advisory, Mutual Funds, Series 7, Financial Advisory, Wealth, FINRA, Retirement Planning, Certified Financial..., Series 63, Asset Allocation, Wealth Management, Retirement, Investment Strategies, Financial Services, Life Insurance, 401k, Insurance

Education
California State University-Long Beach   1979 — 1986
Bachelor of Business Administration (B.B.A.), Finance, General

Woodrow Wilson High School   1976 — 1979
High School

Ryan Collin, CFP®, CLU®, ChFC® Ryan Collin, CFP®, CLU®, ChFC® Chicago, Illinois Details
Ryan Collin, CFP®, CLU®, ChFC®'s LPL Financial Experience May 2010 - August 2015
Job AVP, Business Development at PartnersFinancial, NFP
Industry Financial Services
Experience
PartnersFinancial, NFP   September 2015 - Present
LPL Financial   May 2010 - August 2015
AXA Advisors  November 2005 - April 2010
Vanguard  November 2004 - September 2005

Skills
Series 7, Certified Financial..., CLU, ChFC, Series 6, Series 63, Series 65, Life Insurance, Disability Insurance, Long Term Care Insurance, Retirement Planning, Financial Advisory, Finance, Insurance, Long-term Care

Education
The American College   2011 — 2012
CLU®, CFP® & ChFC® Designation

Central Connecticut State University   2000 — 2004
Bachelor of Science (B.S.), Finance, Statistics

Jonathan Stano, CFP® Jonathan Stano, CFP® Greenville, South Carolina Details
Jonathan Stano, CFP®'s LPL Financial Experience May 2007 - August 2007
Job Director of Financial Planning at FinTrust Investment Advisors
Industry Financial Services
Experience
FinTrust Investment Advisors, LLC  July 2012 - Present
DeHollander & Janse Financial Group   February 2012 - July 2012
Clemson University  August 2010 - February 2012
Fluor  June 2011 - August 2011
Vantage Financial Partners Limited  July 2008 - July 2010
LPL Financial   May 2007 - August 2007
Palace Sports & Entertainment  May 2006 - August 2006
Palace Sports & Entertainment  May 2006 - August 2006

Skills
Series 7, Retirement Planning, Morningstar, Financial Advisory, Financial Analysis, Accounting, Strategic Financial..., Microsoft Excel, Investments, Finance, Asset Allocation, Money Guide Pro, Retirement Plan..., Investment Advisory..., fi360, Financial Planning, Excel, Word, Outlook, Certified Financial..., Data Aggregation, Microsoft Office, PowerPoint, Investment Advisory, Series 66, Registered Paraplanner, Access, Junxure, MS Project, Lotus Notes, Turbo Tax, Great Plains, Accounts Payable, Real Estate Market..., Real Estate Finance, Real Estate Investment, Financeware, Stock Opter, Goldmine, 401k, 401k Rollovers, Mutual Funds, Asset Management

Education
Clemson University   2010 — 2011
MBA, Real Estate, 3.85

Central Michigan University   2004 — 2008
BS in Business Administration, Personal Financial Planning, 3.87

De La Salle Collegiate   2000 — 2004
Honors, AP

Robert Laraia Robert Laraia West Hartford, Connecticut Details
Robert Laraia's LPL Financial Experience October 2008 - Present
Job Founding Partner, NorthStar Wealth Partners, LLC
Industry Financial Services
Experience
Northstar Wealth Partners  August 2009 - Present
LPL Financial   October 2008 - Present
West Hartford Magazine   January 2012 - September 2012
Regular Guest on Business Buzz WESU radio CT   January 2009 - October 2010
Contributing Freelance Writer/ CT Business Magazine   2006 - 2007
Contributing writer Hartford Magazine/MRC   2003 - 2007

Skills
Independent Financial..., Certified Insurance..., Registered Financial..., Marketing and Branding..., Recruiting New...

Education
Central Connecticut State University   1981 — 1985
BS, Marketing/Business

Renbrook (upcoming)

Renbrook (upcoming)

Renbrook (upcoming)

David Muilenberg CLU, ChFC, AIF David Muilenberg CLU, ChFC, AIF Greater Grand Rapids, Michigan Area Details
David Muilenberg CLU, ChFC, AIF's LPL Financial Experience 2003 - 2014
Job Owner and Registered Principal at Discovery Financial,LLC
Industry Financial Services
Experience
Discovery Financial, LLC   January 2003 - Present
NAIFA-Michigan   2013 - 2014
LPL Financial   2003 - 2014
LPL Financial   2003 - 2014
New England Financial  June 1978 - January 2003

Skills
Financial Services, Investments, Team Building, Financial Advisory, Securities, Investment Advisory, Estate Planning, Insurance, Succession Planning, FINRA, Finance, Retirement Planning, Wealth Management, Term Life Insurance, Whole Life, Financial Planners, Life Insurance, Strategic Financial..., Fixed Annuities, Series 7, Mutual Funds, Retirement, Leadership

Education
Calvin College   1979 — 1982
BS, Psychology/Business

Grand Rapids Christian High   1975 — 1978

Mark O. Stephan Mark O. Stephan Greater Minneapolis-St. Paul Area Details
Mark O. Stephan's LPL Financial Experience November 2009 - Present
Job Branch Manager/Financial Advisor
Industry Financial Services
Experience
LPL Financial   November 2009 - Present
Eden Prairie Bantam A   September 2015 - Present
Bloomington Jefferson H.S.   May 2010 - May 2015
Lincoln Financial Advisors/Sagemark Consulting   August 1998 - November 2009
Edina High School  June 2005 - May 2008
CIGNA Financial Advisors  February 1994 - August 1998
Shattuck St. Mary's School   September 1985 - June 1987

Skills
Retirement Planning, Financial Planning, Retirement, Financial Advisory, Insurance, Series 7, Wealth Management, Investments, Securities, Financial Planners, Finance, Wealth, Mutual Funds, FINRA, Investment Advisory, Wealth Accumulation, Asset Allocation, Estate Planning, Series 63, Portfolio Management

Education
Carleton College   1981 — 1985
BA

Shattuck - St.Mary's   1979 — 1981

Jeff JJ Gutowski Jeff JJ Gutowski San Marcos, California Details
Jeff JJ Gutowski's LPL Financial Experience May 2013 - August 2013
Job Corporate Strategy Associate at Truax Development, Inc.
Industry Financial Services
Experience
Truax Development, Inc.   June 2015 - Present
Lorimar Winery   June 2015 - Present
California State University San Marcos  June 2014 - May 2015
California State University San Marcos  May 2013 - June 2014
LPL Financial   May 2013 - August 2013
Warrens Thoroughbreds LLC   June 2008 - August 2010
Mission Four Square Church   April 2008 - June 2010

Skills
Public Speaking, Microsoft Excel, Data Analysis, Microsoft Office, Speech Writing, Organizational..., Outlook, Finance, Technical Writing, Management, Teamwork, Leadership, Social Networking, Project Management, Nonprofits, Microsoft Word, Event Planning, Community Outreach, PowerPoint, Customer Service, Networking

Education
California State University-San Marcos - College of Business Administration   2010 — 2015
Bachelor's Degree, Management and Organizations, 3.786

Tahquitz High School   2007 — 2010
Diploma

Alan Krone Alan Krone Greater Los Angeles Area Details
Alan Krone's LPL Financial Experience June 2015 - Present
Job Administrative Associate
Industry Financial Services
Experience
LPL Financial   June 2015 - Present
LPL Financial   March 2014 - June 2015

Skills
Client Relations, Appointment Scheduling, Administrative..., Asset Allocation, Client Prospecting, File Management, Regulatory Compliance, Commission Analysis, Small Business..., Microsoft Office, Financial Planning, Microsoft Excel

Education
California State University-Northridge   2012 — 2015
Bachelor's Degree, Finance, General

Marian Allen Marian Allen San Francisco Bay Area Details
Marian Allen's LPL Financial Experience September 2007 - December 2012
Job Student at Menlo College
Industry Events Services
Experience
Cañada College  August 2013 - June 2015
LPL Financial   September 2007 - December 2012
Poly Clean   August 2006 - October 2007

Skills
Android, Spanish-speaking, American English, Sewing, Patience, Public Speaking, Microsoft Word, PowerPoint, Dragon Naturally..., Quicken, Neat Digital Filing..., Editing, Administrative..., Social Media, Project Management, Data Analysis, Team Building, Facebook, Research, Social Networking, Spanish, Acting, Wizard, Modeling, Business Development, Data Entry, Event Planning, Microsoft Excel, Teamwork, Customer Service, Time Management

Education
Menlo College
Marketing Communications

Cañada College
Associate of Arts (A.A.) - UC Transfer, Communication Studies, Major GPA 3.33

Cañada College
Associate of Arts (A.A.), Economics

Cañada College
Associate of Arts (A.A.), Interdisciplinary Studies with Emphasis in Social and Behavioral Sciences

Bay Area Acting Studio   2011 — 2011
Acting for Non Actors

Woodside High School   2004 — 2007

Khai Luu Khai Luu Greater Los Angeles Area Details
Khai Luu's LPL Financial Experience May 2005 - June 2006
Job Safety and Emergency Response professional
Industry Utilities
Experience
Think Safety   September 2015 - Present
Los Angeles County Metropolitan Transportation Authority  March 2015 - September 2015
WFG - World Financial Group  July 2013 - April 2015
Los Angeles County Sanitation   July 2007 - March 2015
Army National Guard  August 2005 - December 2008
LPL Financial   May 2005 - June 2006
VALIC  October 2004 - April 2005
American Express  May 2002 - July 2004
Army National Guard  April 1996 - July 2004

Skills
Emergency Management, Physical Security, Risk Assessment, Crisis Management, Hazardous Materials, NIMS, Security Operations, Homeland Security, Preparedness, Emergency Services, Private Investigations, Disaster Response, Exercises, Policy, Government, Military, Contingency Planning, Security Management, Force Protection, Incident Command, Army, Intelligence Analysis, Public Safety, Police, Firefighting, National Security, Training, Emergency Planning, Security Clearance, Afghanistan, Vulnerability Assessment, Intelligence, Security, Leadership, Command, Counterterrorism, Program Management, First Aid, DoD, Defense, Tactics, Operational Planning, Top Secret, Military Experience, Special Operations, Protection, Military Operations, Weapons, Investigation, Enforcement

Education
California State University-Long Beach   2009 — 2012
MS, Emergency Services Administration, 4.00

Job Related Training   2007 — 2012
Safety, Security, and Emergency Management

US Army   1996 — 2008
Safety, Security, and Intelligence

Virginia Polytechnic Institute and State University   1992 — 1996
BA, History

W.T. Woodson High School   1989 — 1992

Okemos High School   1988 — 1989

Talha Farooq Talha Farooq Greater Los Angeles Area Details
Talha Farooq's LPL Financial Experience February 2015 - May 2015
Job Wealth Management Intern at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  May 2015 - Present
LPL Financial   February 2015 - May 2015
Three Star Video Games   November 2010 - January 2015

Skills
Finance, Financial Services, Accounting, Financial Analysis, Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Google Docs, Google Drive, Social Media, Phone Etiquette, Customer Service, Leadership, Team Building, QuickBooks, Public Speaking, Communication, Sales, Time Management, Teamwork, Outlook, Access

Education
California State University-Long Beach   2014 — 2018
Bachelor's Degree, Accounting and Finance

Torrance High School   2010 — 2014
High School, High School/Secondary Diplomas and Certificates

Christopher Tavares Christopher Tavares Riverside, California Details
Christopher Tavares's LPL Financial Experience December 2014 - Present
Job LPL Financial Planner, President of RivCo Wealth Management
Industry Financial Services
Experience
LPL Financial   December 2014 - Present
CUSO Financial Services, LP  May 2006 - December 2014

Skills
Financial Planning, Investment Advisory, Investments, Investment Strategies, Life Insurance, Finance

Education
California State University-San Bernardino   1997 — 2004
Bachelor’s Degree, Economics

Brett Asa Brett Asa Greater San Diego Area Details
Brett Asa's LPL Financial Experience November 2011 - August 2014
Job ____________________________________________
Industry Law Practice
Experience
LPL Financial   November 2011 - August 2014
DJO Global  September 2011 - October 2011
Northwestern Mutual Financial Network  May 2010 - May 2011
Marketplace Media  January 2010 - May 2010

Skills
Marketing, Investments, Accounting, Social Media, Account Reconciliation, Microsoft Excel, Analysis, Finance, Strategic Planning

Education
California Western School of Law   2014 — 2016
Juris Doctor (J.D.)

University of Montana   2007 — 2011
B.S. in Business Administration, Economics, Finance & Marketing

Griffith University   2009 — 2009
Study Abroad, Management, Marketing, Human Resources

University of Southern Queensland   2008 — 2008
Study Abroad, Management and Marketing

Holly Yavanian Holly Yavanian San Diego, California Details
Holly Yavanian's LPL Financial Experience November 2012 - November 2013
Job Sr. Project Manager at AudaExplore
Industry Computer Software
Experience
AudaExplore  November 2013 - Present
LPL Financial   November 2012 - November 2013
Learning Evolution  November 2011 - November 2012
InteSolv  July 2008 - July 2011
Muscular Dystrophy Association  2004 - 2008
DialAmerica Marketing  2002 - 2005
Infinity Broadcasting  March 2002 - April 2004
Channel Broadcasting   March 2002 - April 2004
Advanced Executive Resources   1997 - 2001

Skills
Project Management, Staff Management, Product Management, Management, CRM, Staff Development, Human Resources, Sales, Change Management, Account Management, SDLC, Strategy, Business Development, Team Leadership, Strategic Planning, Training, Business Planning, Analysis, Marketing Strategy, Coaching, Budgets

Education
Calvin College   1995 — 2000
BA, Communication Arts & Sciences

Calvin College   1995 — 1999
Bachelor of Arts, Communication Arts & Science

Calvin College   1995 — 1999
Bachelor of Arts, Communication Arts & Science

Khin Mar Khin Mar Washington D.C. Metro Area Details
Khin Mar's LPL Financial Experience July 2014 - May 2015
Job Advisor Relations Specialist at Ceros Financial Services, Inc.
Industry Financial Services
Experience
Ceros Financial Services, Inc.   May 2015 - Present
LPL Financial   July 2014 - May 2015
Capital One  2011 - July 2014
Capitol College  2010 - 2012
SBS Transit Ltd   2005 - 2008
Thyssen Krupp Elevators ,singapore   2003 - 2005

Skills
Matlab, Access, Risk Management, Analysis, Project Management, Leadership, Process Improvement, Troubleshooting, Data Analysis, Management, Business Analysis, Teamwork, Team Leadership, Software Documentation, Microsoft Office, Unix, Adobe Acrobat, Customer Service, Analog Circuit Design, Circuit Analysis, Engineering, Electronics

Education
University of Maryland University College   2014 — 2018
Master of Business Administration (M.B.A.)

Capitol College   2010 — 2012
Bachelor of Science (BS), Electrical Engineering

Temasek Polytechnic   1999 — 2003
Diploma, Electronics

Christian Lowe Christian Lowe San Ramon, California Details
Christian Lowe's LPL Financial Experience October 2006 - August 2007
Job Financial Representative at David White & Associates
Industry Financial Services
Experience
David White & Associates  April 2015 - Present
JP Morgan Chase N.A.   August 2011 - April 2015
U.S. Bank   July 2008 - July 2011
LPL Financial   October 2006 - August 2007

Skills
Series 63, Series 6, CA Insurance License

Education
California State University-East Bay   2012 — 2015
Master of Business Administration (M.B.A.), Finance

UCSD   2002 — 2006
Bachelor of Science (B.S.), Economics

California High School

Kayse A. Kress, CFP® Kayse A. Kress, CFP® Farmington, Connecticut Details
Kayse A. Kress, CFP®'s LPL Financial Experience January 2010 - December 2011
Job Financial Advisor
Industry Financial Services
Experience
Connecticut Wealth Management, LLC  January 2013 - Present
Connecticut Wealth Management, LLC  October 2010 - December 2012
LPL Financial   January 2010 - December 2011
KR Wealth Management, LLC  January 2010 - September 2010
KR Wealth Management, LLC  September 2005 - January 2010

Skills
Strategic Financial..., Wealth Management, Portfolio Management, Finance, Investments, Securities, Small Business, Retirement Planning, Mutual Funds, 401k

Education
Central Connecticut State University   2002 — 2006
B.S., Marketing

Mario Clay Mario Clay Greater San Diego Area Details
Mario Clay's LPL Financial Experience August 2014 - Present
Job Operations Associate at LPL Financial
Industry Financial Services
Experience
LPL Financial   August 2014 - Present
LPL Financial   June 2014 - August 2014
Universal Protection Service  September 2011 - August 2014
Select Staffing  October 2008 - July 2009
L-3 Communications  June 2008 - October 2008
United States Marine Corps  July 2002 - June 2007

Skills
Security Operations, Physical Security, Security+, Firearms, Security Awareness, Security Audits, Microsoft Office, Customer Service, SQL, Intrapersonal Skills, Advertising, Access Control, Graphic Design, PERT, Security Training, Writing, CPM Scheduling, Quality Center, HP Service Manager, Agile & Waterfall..., HTML, Microsoft Excel, Public Speaking, Leadership, Teamwork, Microsoft Word, PowerPoint

Education
California State University-San Marcos - College of Business Administration   2012 — 2014
Bachelor of Science (BS), Management Information Systems and Services

MiraCosta College   2009 — 2011
Associate of Arts (AA), Double Major: Business Administration, Liberal Arts

United Education Institute-San Diego   2007 — 2008
Certificate, Business Office Administration

Samy Hammad Samy Hammad Fullerton, California Details
Samy Hammad's LPL Financial Experience May 2015 - Present
Job Administrative Assistant at Stratos Wealth Partners
Industry Information Technology and Services
Experience
Goldenvoice  August 2015 - Present
Stratos Wealth Partners  July 2015 - Present
LPL Financial   May 2015 - Present
California State University, Fullerton  August 2014 - Present
Cellairis  August 2013 - August 2014

Skills
Microsoft Excel, Management, Customer Service, Leadership, Finance, Sales, Microsoft Office, Microsoft Word, Social Networking, Social Entrepreneurship, Marketing, Public Speaking, Time Management

Education
California State University-Fullerton   2012 — 2016
Bachelor of Business Administration (BBA), Finance, General

Kimberly Dow Kimberly Dow Charlotte, North Carolina Details
Kimberly Dow's LPL Financial Experience February 2008 - June 2012
Job Relationship Manager Hobart Financial Group
Industry Financial Services
Experience
Hobart Financial Group   2013 - Present
TIME Financial  June 2012 - March 2013
LPL Financial   February 2008 - June 2012
Adhesion Technologies   May 2007 - January 2008

Skills
Insurance, Finacial, Customer-focused, Team-oriented, Financial Services, Life Insurance, Financial Advisory, Retirement, Onboarding, Training, Coaching, Marketing, Finance, Human Resources, Securities, FINRA, Customer Service, Banking, Management, Investments, Risk Management

Education
Carolina School of Broadcasting
Broadcast Journalism

University of North Carolina at Charlotte
Business Administration, Management and Operations

Christian Lozano Christian Lozano Orange County, California Area Details
Christian Lozano's LPL Financial Experience July 2014 - August 2014
Job Account Manager at State Farm
Industry Financial Services
Experience
State Farm  January 2015 - Present
Positive Value Tax & Bookkeping   January 2012 - January 2015
ShoutAmp  May 2014 - October 2014
LPL Financial   July 2014 - August 2014
Hollister Co.  February 2010 - July 2014
The Daily Titan at California State University of Fullerton   February 2014 - April 2014

Skills
Quick learner, Independent..., Able to..., Great analytical and..., Bilingual in English..., Enthusiastic,..., Able to work..., Innovative and creative, Social Media Marketing, Employee Training, Sales, Public Speaking, Data Entry, Time Management, Presentations, Social Media, Marketing, Customer Service, Social Networking, Microsoft Word, Teamwork, Microsoft Excel, Microsoft Office

Education
California State University-Fullerton, Mihaylo College of Business and Economics   2010 — 2015
Bachelor of Arts (B.A.), Business Administration, Finance

William Bryan William Bryan Pomona, California Details
William Bryan's LPL Financial Experience May 2013 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial   May 2013 - Present
Edward Jones  May 2011 - April 2013
Capital Group  July 1989 - March 2011

Education
California State University-Fullerton   1985 — 1989
Bachelor of Arts (B.A.), Business/Managerial Economics

Maureen Clarke Maureen Clarke Greater San Diego Area Details
Maureen Clarke's LPL Financial Experience March 2012 - May 2013
Job Enterprise Applications Project Manager at Lytx Inc.
Industry Information Technology and Services
Experience
Lytx Inc.  March 2014 - Present
Encore Capital Group  May 2013 - March 2014
LPL Financial   March 2012 - May 2013
San Diego County IIBA Chapter   September 2011 - September 2012
Bridgepoint Education  April 2008 - January 2012
San Diego County IIBA Chapter   September 2009 - September 2011
SAIC  September 2004 - April 2008
Vistage International  September 2003 - June 2004
Consumer Credit Counseling Service  August 1999 - November 2002
The ATM Forum   May 1996 - August 1999

Skills
Vendor Management, Business Analysis, Requirements Analysis, RFP, SDLC, Requirement..., Project Management, Management, Personnel Management, Process Improvement, Business Case, Information Technology, Use Case Diagrams, Requirements..., Program Management, Strategic Planning, Business Process..., Requirements..., Human Capital Management, BRD, Software Documentation, Leadership, Business Case..., RFP preparation, Vendor Relations, Activity Diagrams, FRD, State Diagrams, Class Diagrams, Cross-functional Team..., IT Management, Strategy, Analysis, Visio, Data Analysis, Systems Analysis, Reporting & Analysis, Requirements Gathering, Integration

Education
California State University-Sacramento
BA, Communications

Regis University
MS, Computer Information Technology and Organizational Leadership

Fitz Fisher Fitz Fisher Greater Denver Area Details
Fitz Fisher's LPL Financial Experience 2007 - Present
Job EVP at LPL Financial
Industry Financial Services
Experience
LPL Financial   2007 - Present
Pacific Life - Associated Securities Corporation   2005 - 2007
Curian Capital  2004 - 2005
Trust Company of America  2000 - 2002
ING  1995 - 2000
University of Phoenix  1995 - 2000
FisherLabbe, Inc.   1984 - 1995
Denver Public Schools  1980 - 1984
Corunna Public Schools  1979 - 1980

Skills
Financial Services, Information Technology, Technology Risk, Program Management, Project Management, Higher Education, Education

Education
Harvard Business School   2000 — 2001
AMP, Advanced Management Program

University of Colorado at Denver   1989 — 1993
Master of Business Administration (MBA), International Business

Central Michigan University   1974 — 1979
Bachelor of Science (BS), Biology/Computer Science/Secondary Education Certification

Peter Holliday Peter Holliday Orange County, California Area Details
Peter Holliday's LPL Financial Experience July 2004 - February 2006
Job Financial Planner
Industry Financial Services
Experience
Edelman Financial Services  January 2014 - Present
Charles Schwab  September 2006 - January 2014
Fidelity Investments  April 2006 - September 2006
LPL Financial   July 2004 - February 2006
Waddell & Reed  February 2003 - July 2004

Skills
Series 7,66,9,10, CA Insurance License, 10 Years industry..., Series 7, Investments, Mutual Funds, Wealth Management, Portfolio Management, Series 63, Retirement Planning, Financial Services, Equities, Securities, Strategic Financial..., Asset Management

Education
University of California, Riverside   2005 — 2006
Certificate in Personal Financial Planning

California State University-San Bernardino   2003 — 2005
Master of Business Administration (MBA)

University of Nevada-Reno   1993 — 1997
Bachelor's degree, Science

Michael Forster Michael Forster San Diego, California Details
Michael Forster's LPL Financial Experience June 2013 - Present
Job AVP Recruiting at LPL Financial
Industry Financial Services
Experience
LPL Financial   June 2013 - Present
LPL Financial   July 2012 - June 2013
LPL Financial   June 2010 - July 2012
Wells Fargo Advisors, LLC  2007 - 2009
J.P. Morgan   May 2006 - November 2007
John Hancock Life Insurance Company (U.S.A.)   September 2003 - April 2006

Skills
Series 7, Financial Advisory, Mutual Funds, Retirement Planning, Fixed Annuities, Securities, Wealth Management, Investment Advisory, Asset Allocation, Investment Strategies, Series 63, Strategic Financial..., Long-term Care, 401k, Investments, Estate Planning, Financial Services, Asset Managment, Portfolio Management, Financial Planners, Retirement, Recruiting, Sourcing, Banking, Serious Gaming, Qualitative Research, Pensions, Alternative Investments, Asset Management, Capital Markets, Relationship Management, IRAs, Variable Annuities, Investment Management, Shaft Sinking, Disability Insurance, Long Term Care Insurance, Insurance, Finance, Fixed Income, FINRA, Equities, Financial Risk, Life Insurance, Wealth, Employee Benefits, Bonds, 401k Rollovers, Uniform Combined State..., ETFs

Education
Canisius College   1998 — 2002
Bachelors, Management

Eric Greer Eric Greer Orange County, California Area Details
Eric Greer's LPL Financial Experience February 2012 - June 2012
Job Division Credit Manager at Consolidated Electrical Distributor
Industry Financial Services
Experience
CED - Consolidated Electrical Distributors, Inc.   August 2014 - Present
CED - Consolidated Electrical Distributors, Inc.   August 2013 - July 2014
CED - Consolidated Electrical Distributors, Inc.   September 2012 - July 2013
LPL Financial   February 2012 - June 2012

Education
California State University-Fullerton - College of Business and Economics
Bachelors Degree, Finance

Abdiel Alan Valenzuela Abdiel Alan Valenzuela Greater San Diego Area Details
Abdiel Alan Valenzuela's LPL Financial Experience August 2005 - Present
Job Vice President Advisory Compliance at LPL Financial
Industry Financial Services
Experience
LPL Financial   August 2005 - Present
ING  July 1998 - November 2004
Great Western Financial Securities  January 1993 - June 1998
T. Rowe Price  January 1989 - December 1991

Skills
Investment Advisory, Brokerage, Mutual Funds, Operations Management, Risk Management, Compliance Audits, Special Projects, Offshore Operations, Profit & Loss Management, Legal Support, Retirement Services, Financial Planning, Advertising Reviews, Hybrid RIA's, Independent RIA's, Bilingual-Spanish, Call Center, Quality Auditing, Strategic Financial..., Retirement, FINRA, Securities, Financial Services, Asset Management, Series 7, Financial Advisory

Education
Wharton Business School   2011 — 2013
Certified Regulatory and Compliance Professional

California State University-Los Angeles
BS, Business Admininstration - Finance

Rhonia Barno Rhonia Barno Greater San Diego Area Details
Rhonia Barno's LPL Financial Experience August 2013 - Present
Job at
Industry Financial Services
Experience
LPL Financial   August 2013 - Present
LPL Financial Services  May 2007 - August 2013

Skills
Series 24, Series 7, FINRA, Securities, Financial Services, Series 66, Brokerage, Compliance, Regulatory, Leadership, Training, IRAs, Securities Regulation, Management

Education
California Western School of Law
Law Degree, Law

San Diego State University-California State University
Bachelor of Science, Criminal Justice Administration & Psychology

Fitun Argaw Fitun Argaw Greater San Diego Area Details
Fitun Argaw's LPL Financial Experience February 2013 - Present
Job Service Center Representative at LPL Financial
Industry Financial Services
Experience
LPL Financial   February 2013 - Present
Controlled Contamination Services  January 2001 - March 2012
Ashford University  May 2011 - September 2011
2003- 2009  January 2001 - January 2003
Remedy Staffing  January 1999 - January 2000

Skills
Quality Assurance, Higher Education, Data Entry, Inventory Management, Public Speaking, Microsoft Office, Customer Service, PowerPoint, Leadership, Research, Training, Microsoft Excel, Microsoft Word, Sales, Data Analysis, Admissions, Teamwork, Market Research, Negotiation, Team Building, Management, Customer Satisfaction

Education
California State University-San Marcos - College of Business Administration   2009 — 2011
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General

Mesa College   2007 — 2009
Associates of Arts, Transfer Studies

Marianne Lindsey Marianne Lindsey Greater San Diego Area Details
Marianne Lindsey's LPL Financial Experience December 2007 - Present
Job Director at LPL Finanacial
Industry Financial Services
Experience
LPL Financial   December 2007 - Present
CheckFree Investment Services  June 2001 - August 2007
CapitalWorks Investment Partners   May 2000 - June 2001
Duncan-Hurst Capital Management  August 1999 - May 2000
Nicholas Applegate  June 1997 - August 1999

Skills
Portfolio Management, Mutual Funds, Financial Services, Investment Advisory, Hedge Funds, Retirement, Equities, Asset Allocation, Relationship Management, Series 7, Finance, Fixed Annuities, Bonds, Insurance, Risk Management, Strategic Financial..., Fixed Income, Bloomberg, FINRA, Investment Management, Securities, 401k, Investment Strategies, Estate Planning, Financial Advisory, Life Insurance, Trading, Wealth, Financial Analysis

Education
California State University-Sacramento   1991 — 1993
BS, Criminal Justice

Aaron Yohn Aaron Yohn Greater New Orleans Area Details
Aaron Yohn's LPL Financial Experience February 2013 - March 2014
Job Group Sales Representative at AFLAC
Industry Insurance
Experience
Aflac  June 2015 - Present
Mercer Management Consulting  March 2014 - June 2015
LPL Financial   February 2013 - March 2014
Edward Jones  May 2008 - February 2013
BASF,NextSource   May 2007 - April 2008

Skills
Strategic Financial..., Wealth Management, Finance, Retirement Planning, Training, Investments, CRM, Sales, Chemical Testing, Employee Benefits, Benefits Design, Voluntary Employee..., Defined Contribution, Private Exchanges, Benefits Administration, Benefits Compliance, Affordable Care Act

Education
Centenary College of Louisiana   2003 — 2007
Bachelor of Science (BS), Double Major: Finance and Business Administration, Minor: Spanish

Carter Garvin Carter Garvin Dallas/Fort Worth Area Details
Carter Garvin's LPL Financial Experience December 2001 - December 2003
Job Talent Acquisition Manager currently exploring options
Industry Hospital & Health Care
Experience
Baylor Scott & White Health  April 2015 - Present
Lockheed Martin  June 2012 - April 2015
Citigroup  2005 - June 2012
Human Resources International (HRI)   June 2005 - March 2006
Panasonic Avionics Corporation  December 2003 - April 2005
LPL Financial   December 2001 - December 2003
QUALEX (Kodak)   February 2000 - November 2001
Neiman Marcus  August 1999 - January 2000

Skills
Employee Relations, Human Resources, Recruiting, Hiring, Training, Employee Benefits, Internet Recruiting, Employee Engagement, Temporary Placement, Analysis, Project Management, Taleo, Interviews, Process Improvement, Team Leadership, Corporate Recruiting, Social Recruiting, Compensation & Benefit, Social Media, Sourcing, Deferred Compensation, Personnel Management, Management, Leadership, Staffing, Staffing Plans, Staffing Models, HR Metrics, High-volume Recruiting, Staffing Management, Employee Surveys, Human Resource..., Human Resource Planning, Analytics, Media Planning, AAP, College Recruiting, Compensation & Benefits, PeopleSoft, Talent Acquisition, Talent Management, Applicant Tracking..., Team Building, Onboarding, Performance Management, Workforce Planning, Program Management, Technical Recruiting

Education
Chapman University, The George L. Argyros School of Business and Economics   2002 — 2004
MBA, Business Administration

California State University-Long Beach   1995 — 1999
BA, Human Resources

Mike Rusinas Mike Rusinas Orange County, California Area Details
Mike Rusinas's LPL Financial Experience August 2009 - August 2010
Job Managing Partner/Founder at Brookhurst Capital
Industry Financial Services
Experience
Brookhurst Capital   June 2013 - Present
U.S. Navy Reserves   April 2002 - Present
LPL Financial   August 2009 - August 2010
Chase  July 2008 - July 2009
Washington Mutual Financial Services  April 2004 - June 2008

Skills
Asset Management, Asset Allocation, Investment Advisory, Financial Analysis, Government, Portfolio Management, Leadership, Estate Planning, Security Clearance, Equities, Mergers, Personal Finance, Mutual Funds, Asset Managment, Insurance, Investment Strategies, Due Diligence, Strategic Financial..., Investments, Program Management, Equity Trading, Financial Services, Valuation, Training, Risk Management, Securities, Finance, Financial Modeling, Public Speaking, Stocks, Investment Management, Series 7, Wealth Management, Value Investing, Operations Management, Special Situations..., Business Strategy, Special Situations, Investment Portfolio, Bonds

Education
Ivey Business School at Western University   2009 — 2009
Value Investing

San Diego State University-California State University   2004 — 2005
Executive Financial Planner, Finance and Financial Planning

California State University-Long Beach - College of Business Administration   2001 — 2003
Bachelor of Science (BS), International Business and Finance Emphasis Investments

Marc Loewenthal Marc Loewenthal San Francisco Bay Area Details
Marc Loewenthal's LPL Financial Experience March 2008 - September 2011
Job Director Promontory Financial Group, LLC
Industry Financial Services
Experience
Promontory Financial Group, LLC  October 2011 - Present
LPL Financial   March 2008 - September 2011
New Century Mortgage  2002 - December 2007
Providian  1992 - 2002
Providian Financial  1991 - 2002

Skills
Governance Risk and..., Privacy and Information..., Asset Management, Asset Managment, Risk Management, Privacy Law, Financial Risk, GRC, Information Security, Enterprise Risk..., Risk Assessment, Disaster Recovery, Management, Insurance, Business Continuity, Process Improvement, Policy, Program Management, Outsourcing, Enterprise Software, AML

Education
Case Western Reserve University School of Law
Doctor of Law (J.D.)

Franklin & Marshall College
AB, Political Science and Government

James Shorris James Shorris Greater Boston Area Details
James Shorris's LPL Financial Experience January 2012 - Present
Job Executive Vice President, Deputy General Counsel for Regulatory Affairs at LPL Financial
Industry Financial Services
Experience
FireSolutions, Inc.   January 2015 - Present
LPL Financial   January 2012 - Present
Clemente Course in the Humanities®   January 2010 - Present
LPL Financial   September 2011 - December 2011
LPL Financial   April 2011 - September 2011
FINRA  August 2007 - April 2011
NASD  March 2006 - July 2007
NASD  November 2003 - March 2006
Bingham McCutchen  October 2002 - November 2003
Allmerica Investments/VeraVest Investments   2001 - 2002

Skills
Series 7 and 24 licensed, Securities, Series 7, FINRA, Securities Regulation, Broker-Dealer

Education
Harvard Business School   2012 — 2012
Executive Leadership Program

Macalester College   1978 — 1982
BA cum laude, Political Science

University of Stirling   1980 — 1981
exchange student, Political Science

Case Western Reserve University School of Law
JD, Law

Susan Guy Susan Guy Greater San Diego Area Details
Susan Guy's LPL Financial Experience April 2010 - Present
Job Business Systems Analyst
Industry Financial Services
Experience
LPL Financial   April 2010 - Present
Sterling National Corp.  September 2009 - April 2010
The Capital Group Companies  May 2005 - July 2009
Safeway, Inc.   August 1999 - May 2005

Skills
Business Analysis, Visio, Business Requirements, Integration, Project Management, Six Sigma, Business Process Design, SDLC, Business Process..., Business Process, Leadership, Requirements Analysis, Requirements Gathering, Business Intelligence, SharePoint

Education
California State University-San Marcos - College of Business Administration   1995 — 1998
B.S., Business Administration

Kathryn Romeis Kathryn Romeis Greater San Diego Area Details
Kathryn Romeis's LPL Financial Experience December 2006 - Present
Job Vice President, Program Management Office
Industry Financial Services
Experience
LPL Financial   December 2006 - Present
LPL Financial   April 2004 - November 2006
LPL Financial   March 2001 - March 2004
US Grant Hotel  December 1996 - November 2000
Atrium Hotel  June 1992 - August 1996

Skills
Series 7, Series 63, Financial Services, Series 6, Process Improvement, Program Management, Management, Project Management, PMO, Risk Management, Investments, ETFs, Business Requirements, Retirement Planning, Investment Advisory, Asset Allocation, Equities, SDLC, Asset Management, Investment Management, FINRA, Leadership, Governance, PMP, Alternative Investments, Project Portfolio..., Strategic Financial..., Wealth Management, Banking, Vendor Management, Investment Strategies, Business Analysis, Fixed Income, Requirements Gathering, Relationship Management, Business Process..., Portfolio Management, Mutual Funds, Finance, Securities, Retirement, Financial Advisory, 401k, Series 24, Fixed Annuities, Hedge Funds, Wealth, Financial Planners, Insurance, Bonds

Education
California State University-Fullerton   1986 — 1990
BA, English

Marc Loewenthal Marc Loewenthal San Francisco Bay Area Details
Marc Loewenthal's LPL Financial Experience March 2008 - October 2011
Job Director at Promontory Financial Group, LLC
Industry Financial Services
Experience
Promontory Financial Group, LLC  October 2011 - Present
LPL Financial   March 2008 - October 2011
Vericomply   2006 - 2010
New Century  2002 - 2008
Providian Financial  1991 - 2002
Arter & Hadden  1987 - 1992

Skills
Privacy, Compliance, Security, AML, Risk Management, Executive Management, Policy, Vendor Management, Strategic Planning, Governance, Banking, Contract Negotiation, Enterprise Risk..., SOX, Risk, Business Continuity, Change Management, Privacy Law, Securities, Sarbanes-Oxley Act, Process Improvement, Internal Audit, Mergers & Acquisitions, Financial Services, Financial Risk, Due Diligence, Credit Cards, Disaster Recovery, Corporate Governance, Anti Money Laundering

Education
Case Western Reserve University School of Law   1971 — 1974
JD, Law

Franklin & Marshall College   1967 — 1971
AB, Government

Bryce Difuntorum Bryce Difuntorum Phoenix, Arizona Area Details
Bryce Difuntorum's LPL Financial Experience March 2010 - Present
Job Senior Investigator at LPL Financial
Industry Financial Services
Experience
LPL Financial   March 2010 - Present
Wachovia  January 2009 - March 2010
Bank of America  2008 - 2009
Apple Retail  2008 - 2009
Etrade Financial  2005 - 2009
E*TRADE Financial  January 2005 - June 2008

Skills
Series 63, Series 7, Finance, Financial Services, AML, Securities, Mutual Funds, Trading, Investments

Education
California State University-Sacramento   2004 — 2008
M.A., History

California State University-Sacramento   2002 — 2008
Bachelor’s Degree, History, 3.8

Katherine Boag, CPA Katherine Boag, CPA Greater San Diego Area Details
Katherine Boag, CPA's LPL Financial Experience September 2012 - April 2015
Job Manager of SEC Financial Reporting at MiFi (Novatel Wireless, Inc)
Industry Accounting
Experience
MiFi (Novatel Wireless, Inc)   April 2015 - Present
LPL Financial   September 2012 - April 2015
CBIZ MHM, LLC  January 2010 - September 2012
PowerGenix  August 2007 - April 2009

Skills
GAAP, Financial Reporting, Accounting, SEC filings, US GAAP, Auditing, Internal Controls, Financial Accounting, Financial Analysis, Financial Statements, CPA, External Audit, QuickBooks, Sarbanes-Oxley Act, Microsoft Excel, SEC Filings, Tax, Microsoft Office

Education
California State University-San Marcos - College of Business Administration   2004 — 2009
Bachelor's Degree, Business Administration: Accounting, Dean's List; GPA 3.5 Cum Laude

Matthew E. Peterson, JD/MBA Matthew E. Peterson, JD/MBA Greater New York City Area Details
Matthew E. Peterson, JD/MBA's LPL Financial Experience February 2015 - Present
Job SVP Chief Wealth Strategist at LPL Financial
Industry Investment Management
Experience
LPL Financial   February 2015 - Present
GM Advisory Group  June 2013 - January 2015
Newgate Capital   April 2005 - June 2013
Convergent Wealth Advisors/ Lydian Wealth Management/Fortigent   1995 - 2005

Skills
Alternative Investments, Asset Allocation, Emerging Markets, Closed-end Funds, Natural Resources, Investments, Investment Strategies, Hedge Funds, ETFs, Equities, Portfolio Management, Strategy, Mutual Funds, Asset Managment, Fixed Income, Investment Management, Commodity Markets, Asset Management, Commodity Risk..., Investment Advisory, Securities

Education
Carnegie Mellon University - Tepper School of Business   1991 — 1995
JD/MBA, Degrees Earned Concurrently

University of Pittsburgh   1991 — 1995
JD/MBA, Degrees Earned Concurrently

The University of Connecticut   1986 — 1990
BA, Cum Laude, Political Science

Andrew McKay Andrew McKay Greater Denver Area Details
Andrew McKay's LPL Financial Experience May 2013 - Present
Job Regional Director Business Development at LPL Financial
Industry Financial Services
Experience
LPL Financial   May 2013 - Present
RS Investments  February 2008 - May 2013
Old Mutual Capital  October 2004 - October 2007
Transamerica Capital  2000 - 2004

Skills
Mutual Funds, Complex Sales, Investments, Wholesaling, Series 7, Wholesale, Series 63, Hedge Funds, Series 6, Alternative Investments, Fixed Annuities, Retirement Planning, 401k

Education
The University of New Mexico   2003 — 2006
BA, Economics; German

California State University-San Bernardino   1992 — 1993
Business

University of Maryland- Munich Campus   1990 — 1991
Associates of Arts, General Studies

Joseph Roberts, CFA Joseph Roberts, CFA Greater Los Angeles Area Details
Joseph Roberts, CFA's LPL Financial Experience October 2008 - September 2011
Job Analyst, Results at Capital Group
Industry Investment Management
Experience
Capital Group  December 2014 - Present
Wilshire Associates  December 2013 - December 2014
Western Asset Management  September 2011 - December 2013
LPL Financial   October 2008 - September 2011
LPL Financial   February 2008 - October 2008
California State University, San Bernardino  September 2006 - June 2007

Skills
Portfolio Management, Fixed Income, Equities, Investment Strategies, Asset Management, Investment Management, Quantitative Analytics, Research, Derivatives, Options, Equity Valuation, Programming, SQL, VBA, Bloomberg, Risk Management, Oracle, Microsoft SQL Server, Financial Markets, Mutual Funds, Financial Analysis, Alternative Investments, Financial Services, Finance, Analysis, Corporate Finance, Asset Allocation, Investments, Capital Budgeting, Microsoft Excel, Securities, Hedge Funds, Strategic Financial..., Access Database, Leadership, Access, Financial Advisory, Private Equity, Investment Advisory, Forecasting, Management, Bonds, Financial Modeling, Trading, Valuation, Account Reconciliation, ETFs, Venture Capital, Wealth Management, PHP

Education
California State University-San Bernardino - College of Business and Public Administration
Bachelor of Science, Finance

David La Pointe, AIF® David La Pointe, AIF® Temecula, California Details
David La Pointe, AIF®'s LPL Financial Experience
Job Registered Principal at LPL Financial
Industry Financial Services
Experience
LPL Financial  

Skills
Wealth Management, Retirement, Financial Advisory, Investments, Investment Strategies, 401k Rollovers, Financial Services, Securities, Finance, Strategic Planning, IRAs, Tax, Small Business, Mutual Funds, Retirement Planning, Investment Advisory, 401k

Education
Pepperdine University, The George L. Graziadio School of Business and Management   1985 — 1987
Master of Business Administration (MBA), Post Graduate

California State University-Fullerton   1977 — 1980
Bachelor of Business Administration (B.B.A.), Marketing and Finance

Mater Dei High School, Santa Ana, CA   1972 — 1976

Scott Jasman Scott Jasman Plymouth, Michigan Details
Scott Jasman's LPL Financial Experience December 2011 - Present
Job Financial Advisor, Investment Advisor Representative at LPL Financial
Industry Financial Services
Experience
LPL Financial   December 2011 - Present

Skills
Retirement Planning, Mutual Funds, Asset Allocation, Fixed Annuities, Retirement, Customer Service, Investments, 401k, Life Insurance, Strategic Financial..., Securities, Wealth Management, Sales, Public Speaking

Education
Central Michigan University   2000 — 2002
BSBA, Finance

Clark Gaines Clark Gaines Tucson, Arizona Area Details
Clark Gaines's LPL Financial Experience May 2005 - 2014
Job Financial Executive
Industry Financial Services
Experience
Cetera Financial Networks   November 2014 - Present
LPL Financial   May 2005 - 2014
Data I/O  September 1991 - December 1994

Education
California State University-Long Beach   1973 — 1975
MBA, Marketing

University of Washington   1963 — 1968
BA, Economics

Steve Dunstone Steve Dunstone Orange County, California Area Details
Steve Dunstone's LPL Financial Experience July 2009 - Present
Job VP at LPL Financial
Industry Financial Services
Experience
LPL Financial   July 2009 - Present
WaMu/Chase Investments   September 2000 - June 2009
WaMu Investments, Inc.   2000 - 2009
GWFS   1986 - 1997

Education
California State University-Northridge
BA, Business

Jonathan Aring Jonathan Aring Sacramento, California Area Details
Jonathan Aring's LPL Financial Experience July 2002 - Present
Job Registered Principal at LPL Financial
Industry Investment Management
Experience
LPL Financial   July 2002 - Present
Prudential Securities  March 2000 - July 2002
First Union Securities  June 1998 - March 2000
Prudential Securities  November 1993 - June 1998

Education
California State University-Sacramento   1987 — 2002
Business, Finance

Bob Rupple Bob Rupple Greater San Diego Area Details
Bob Rupple's LPL Financial Experience 1992 - 2009
Job Retired and loving it
Industry Information Technology and Services
Experience
Home  December 2010 - Present
LPL Financial   1992 - 2009

Skills
Process Improvement, Vendor Management, Information Technology, Software Development, IT Management

Education
California State University-Long Beach
Bachelor of Arts Mathmatics, Mathematics & Computer Science

Jeff Sudol Jeff Sudol San Diego, California Details
Jeff Sudol's LPL Financial Experience March 2015 - Present
Job Senior Financial Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial   March 2015 - Present
Qualcomm / Omnitracs   June 2013 - March 2015
Raytheon  March 2011 - June 2013
Sunrise Mortgage & Investment Co.   September 2008 - December 2010

Skills
Microsoft Excel, Financial Analysis, Finance, Earned Value Management, Forecasting, SAP, Microsoft Office, PowerPoint, Financial Modeling, Microsoft Word, Marketing, Management, Variance Analysis, Analysis, Accounting

Education
California State University-Long Beach
Bachelor of Science (B.S.), Finance

Patrick Henry High School

Bradley Augustine Bradley Augustine Greater Detroit Area Details
Bradley Augustine's LPL Financial Experience December 2014 - Present
Job Wealth Advisor at America Group Retirement Strategy Centers powered by LPL Financial
Industry Financial Services
Experience
LPL Financial   December 2014 - Present
Larson Financial  June 2012 - December 2014
Scottrade  March 2009 - June 2012
Whitaker LaChance Insurance   April 2010 - August 2010

Skills
Marketing, Customer Service, Social Media, Microsoft Excel, Finance, Microsoft Office, Time Management, Public Speaking, Leadership, Social Networking, Teamwork, Facebook, Outlook, PowerPoint, Microsoft Word, Event Planning, Access, Interpersonal..., Financial Analysis, Financial Planning, Investments

Education
Cedarville University
BS, Finance and Marketing

Cedarville University
Bachelor of Science (B.S.), finance

Kyle Flournoy Kyle Flournoy San Diego, California Details
Kyle Flournoy's LPL Financial Experience October 2014 - Present
Job Operations Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial   October 2014 - Present
LPL Financial   November 2012 - October 2014
LPL Financial   March 2012 - October 2012
LPL Financial   October 2010 - February 2012
Del Mar Fair Grounds   June 2007 - July 2010
San Diego Miramar College  October 2006 - July 2007
Washington Mutual  April 2002 - June 2006

Skills
Access, Financial Analysis, Microsoft Office, Accounting, Process Improvement, Customer Service, Data Analysis, Microsoft Excel, SQL, Process Management, Database Design, Business Planning, Oracle, Critical Thinking, Group Presentations, Customer Presentations, Inside Sales, Accounts Receivable, Quality Assurance, Auditing, Customer Engagement, Phone Skills, Phone Sales, data entry, Corporate Communications, Outlook, Analysis, Financial Services, Finance, Insurance, Mutual Funds, Series 7

Education
California State University-San Marcos - College of Business Administration   2007 — 2010
Bachelor of Science, Business Finance

San Diego Mesa College   2005 — 2007
Associates, Business

Todd Overbeek; AIFA® , PPC® Todd Overbeek; AIFA® , PPC® Greater Grand Rapids, Michigan Area Details
Todd Overbeek; AIFA® , PPC®'s LPL Financial Experience June 2012 - Present
Job Investment Advisor Representative at LPL Financial
Industry Financial Services
Experience
LPL Financial   June 2012 - Present
Sage Advisory Group   June 2014 - Present
Woodbury Financial Services  September 2006 - May 2012
MassMutual Financial Group  February 1996 - September 2006

Education
Calvin College   1988 — 1992
B.A. English, English / Religion

University of Pittsburgh - Joseph M. Katz Graduate School of Business   2007 — 2008
AIFA, Fiduciary Analysis

Robert Morris University   2012 — 2012
PPC; Professional Plan Consultant, Qualified Retirement Plans

Tatsuo Masamoto Tatsuo Masamoto Greater San Diego Area Details
Tatsuo Masamoto's LPL Financial Experience September 1998 - January 2009
Job Computer Software Professional
Industry
Experience
LPL Financial   September 1998 - January 2009
LPL Financial Services  1998 - 2009

Education
California State University-Los Angeles   1965 — 1969
Bachelor of Science, Business - Information Systems

Tyler Glover Tyler Glover Greater Los Angeles Area Details
Tyler Glover's LPL Financial Experience July 2014 - Present
Job Financial Planning Assitant at Guidewell Financial
Industry International Affairs
Experience
LPL Financial   July 2014 - Present
Freelance  2010 - Present
United Methodist Church  2010 - Present
Actors Co-op Theatre Company  2011 - 2011

Skills
Music Theory, Band, Music, Composition, Teaching, Orchestral Music, Trombone, Musicians, Musical Theatre, Classical, Music Production, Songwriting, Piano, Recording, Improvisation, PowerPoint, Finance, Public Speaking, Public Relations, Writing, Financial Reporting, Financial Analysis, Retirement Planning, Customer Service, Microsoft Excel, Social Media, Microsoft Office, Microsoft Word

Education
California State University-Northridge   2010 — 2015
Bachelor of Science (B.S.), Finance

Colburn School of Music   2008 — 2010
Jazz/Jazz Studies

Abby (Panyanouvong) O'Connell Abby (Panyanouvong) O'Connell Greater San Diego Area Details
Abby (Panyanouvong) O'Connell's LPL Financial Experience August 2009 - November 2012
Job Internal Auditor at 24 Hour Fitness
Industry Health, Wellness and Fitness
Experience
LPL Financial   August 2009 - November 2012
The Walt Disney Company  January 2008 - August 2009

Skills
Financial Analysis, Competitive Analysis, Research, Customer Service, Financial Modeling, Finance, Microsoft Word, Access

Education
California State University-Fullerton - College of Business and Economics   2005 — 2009
Bachelor of Arts, Finance

Aram Schotts Aram Schotts El Segundo, California Details
Aram Schotts's LPL Financial Experience October 2008 - October 2012
Job CERTIFIED FINANCIAL PLANNER™, CFP®
Industry Financial Services
Experience
Laine Wealth Management   September 2012 - Present
LPL Financial   October 2008 - October 2012
Bank of America  October 2007 - October 2008
Knowledge Right Now Tutoring   September 2006 - October 2007
Sports Chalet  July 2006 - September 2007

Skills
Risk Management, Investments, Customer Service, Strategic Financial..., Financial Modeling, Asset Management, Public Speaking, Business Planning, Business Analysis, Valuation, Financial Planning, Business Strategy, Strategic Planning, Insurance, Loans, Leadership Development, Analysis, Accounting, Financial Reporting, Credit Analysis, Mortgage Lending, Asset Allocation, Estate Tax Planning, Microsoft Office 2007, Pivot Tables, HTML, Budgets, Forecasting, Problem Solving, Compliance, Customer Relations, Series 7: General..., Series 66 Licensed:..., Visual Basic: Novice, jQuery:Novice, Slow Pitch Softball

Education
College of Financial Planning   2009 — 2011

California State University-Long Beach   2004 — 2009
Bachelor of Science (B.S.), Finance, Real Estate, and Law: Investment Emphasis

Bishop Montgomery High School   2000 — 2004

Frank Holloway Frank Holloway San Francisco Bay Area Details
Frank Holloway's LPL Financial Experience January 2002 - Present
Job Wealth Advisor at Solano Wealth Management, Inc.
Industry Investment Management
Experience
Solano Wealth Management, Inc.   March 2009 - Present
LPL Financial   January 2002 - Present

Skills
Finance, Investments, Wealth, Financial Planning, Wealth Management, Portfolio Management, Retirement Planning, Mutual Funds, Financial Services, Financial Analysis

Education
California State University-Sacramento   1990 — 1992
Bachelor’s Degree, Business Administration, Concentration in Finance

Doreen Schroer Doreen Schroer Orange County, California Area Details
Doreen Schroer's LPL Financial Experience November 1996 - Present
Job Investments/Insurance Office Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial   November 1996 - Present
Calculated Industries  April 1988 - 1995

Skills
63 Licensed Ins Agent, Insurance, Investments

Education
California State University-Long Beach
BS, Sociology

Nancy Herring Nancy Herring Van Nuys, California Details
Nancy Herring's LPL Financial Experience December 2012 - September 2014
Job Bilingual Budget and Credit Counselor at ClearPoint Credit Counseling Solutions
Industry Management Consulting
Experience
ClearPoint Credit Counseling Solutions  September 2014 - Present
LPL Financial   December 2012 - September 2014
The Community College Foundation  February 2008 - October 2012
Los Angeles Unified School District  October 2008 - June 2012
Friar Apartments   April 2006 - April 2012
Tropical Supreme Fruits   June 2009 - December 2009

Skills
Management, Entrepreneurship, Analytical Skills, Public Speaking, Customer Service, Leadership, Sales, Nonprofits

Education
California State University-Northridge   2007 — 2011
Bachelor of Science (BS), Business Administration and Management, General

Anna Simkins Anna Simkins Kirkland, Washington Details
Anna Simkins's LPL Financial Experience November 2010 - March 2012
Job Student at Cascadia Community College
Industry
Experience
LPL Financial   November 2010 - March 2012
Starwood Hotels & Resorts Worldwide, Inc.   October 2007 - November 2010

Skills
Hospitality, Office Management, Organization &..., Administrative..., Confidentiality

Education
Cascadia Community College   2012 — 2014

ravi komma ravi komma Houston, Texas Area Details
ravi komma's LPL Financial Experience October 2012 - January 2013
Job Software Systems Specialist at UTMB
Industry Information Technology and Services
Experience
UTMB  March 2014 - Present
Herbalife  September 2013 - February 2014
Yokohama Tire Corporation  September 2012 - September 2013
Technology Integration Group  September 2012 - September 2013
Peregrine Semiconductor  September 2012 - September 2013
LPL Financial   October 2012 - January 2013
Cox Communications  May 2010 - August 2011
Hewlett-Packard  October 2010 - May 2011
California State University, Long Beach  August 2006 - May 2010

Skills
OBIEE, OBIA, SQL, Oracle, Data Modeling, ODI, Informatica, Microsoft SQL Server, SQL Server Management..., Oracle SQL Developer, PL/SQL, Toad, HTML, XML, Visual Basic, VBA, Microsoft Office, Databases, Unix

Education
California State University-Long Beach   2006 — 2010
Master's degree, Computer Science

Adhiparasakthi Engineering College   2001 — 2005
Bachelor's degree, Computer Science

Lisette Mazmanian Lisette Mazmanian Van Nuys, California Details
Lisette Mazmanian's LPL Financial Experience 2008 - 2012
Job Higher Education Professional
Industry Higher Education
Experience
Sugar Foods Corporation  January 2014 - Present
California State University, Northridge  2011 - 2013
LPL Financial   2008 - 2012

Skills
Food Safety, Internal Audit, Food Chemistry, Quality Assurance, ServSafe, Medical Nutrition..., Public Speaking, PowerPoint, Presentations, Notary Public, Nutrition, Nutritional Counseling

Education
California State University-Northridge   2011 — 2013
Master of Science (MS), Food Science

University of California, Los Angeles   2000 — 2004
Bachelor of Science (BS), Psychobiology

Mark Reichhelm Mark Reichhelm Woodland Hills, California Details
Mark Reichhelm's LPL Financial Experience June 1998 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial   June 1998 - Present
Morgan Stanley  1996 - 1998
D.A. Campbel Company   1988 - 1996

Skills
Asset Management, Retirement Planning, Life Insurance

Education
California State University-Northridge
Bachelor of Arts (BA), Political Science

Notre Dame High School

Balla Keita Balla Keita Charlotte, North Carolina Details
Balla Keita's LPL Financial Experience January 2012 - January 2014
Job B Sc Civil Engineering & PMP (Pending)
Industry Management Consulting
Experience
LPL Financial   January 2012 - January 2014
Express Scripts fka Medco Health Solutions   January 2005 - January 2012
Mid Atlantic Associates   January 2002 - January 2004

Skills
Project Management, DMAIC, Agile & Waterfall..., Design-Build, Cross-functional Team..., Change Management, Construction Management, Construction Safety, Environmental..., OSHA, Crew Supervision, Field Operations, Hazardous Materials..., Telecommuting, Scheduling

Education
Central Piedmont Community College   2015 — 2015
Project Management Plus Certificate Program, Project Management

North Carolina Agricultural and Technical State University   1993 — 2001
Bachelor of Science (B.Sc.), Civil Engineering

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