LPL Financial
Industry: Financial services company
DescriptionLPL Financial LLC is the largest independent broker-dealer in the United States. As of 2017 the company had more than 15,000 financial advisors, over $615 billion in advisory & brokerage assets, and generated approximately $4.2 billion in annual revenue for the 2017 fiscal year. Headquarters: Boston, Massachusetts, United States CEO: Dan Arnold (Jan 2017–) Subsidiaries: AdvisoryWorld, Inc., LINSCO PRIVATE LEDGER CORP, Private Trust Co, Fortigent Holdings Company, Inc. Parent organization: LPL Financial Holdings Inc
LPL Financial List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at LPL Financial. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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3,941 LPL Financial employees in database. Find out everything there's to know about LPL Financial employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
LPL Financial Employees
California Western School of Law January 2013 - May 2015
Fay & Lawler May 2014 - August 2014
California Western School of Law February 2014 - May 2014
Elder Law & Advocacy January 2014 - April 2014
LPL Financial September 2007 - January 2009
Edward Jones June 2006 - August 2007
American Funds November 2004 - February 2006
First Command Financial Services March 2004 - October 2004
US Navy September 2002 - November 2003
US Navy August 2000 - June 2002
Skills
Investments, Microsoft Office, Leadership, Strategic Planning, Analysis, Marketing, Business Development, Marketing Strategy, Budgets, Public Speaking, Research, Team Leadership, Securities, Retirement Planning, Microsoft Excel, Mutual Funds, Editing, Fundraising, Sales, Event Planning, Legal Writing, Legal Research, Management, Customer Service
Education
California Western School of Law 2013 — 2015
Juris Doctor (J.D.), Cum Laude
The University of New Mexico 1993 — 1999
Bachelor of Science (B.S.), Biology, General
LPL Financial October 2007 - Present
NettWorth Financial Group May 2013 - October 2014
LPL Financial July 2007 - May 2013
WaMU/WM Financial Services October 1998 - July 2007
Wells Fargo Bank June 1996 - January 1998
Skills
Retirement Planning, Wealth Management, Retirement, Life Insurance, Investments, Asset Allocation, Financial Advisory, 401k, Financial Planning, Securities
Education
California State University-Long Beach - College of Business Administration 2005 — 2007
MBA, Business Administration and Management, General
University of California, Irvine 2002 — 2004
Certificate, Personal Financial Planning
University of California, Santa Cruz 1991 — 1996
BA, Economics
Centaurus Financial® April 2013 - Present
LPL Financial July 1995 - April 2013
Skills
Wealth Management, Estate Planning, Retirement Planning, Investments, Retirement, Series 7, Insurance, Series 63, Finance, Financial Planners, Fixed Annuities, Investment Strategies, Portfolio Management, Financial Advisory, Financial Services, Securities, Strategic Planning, Mutual Funds, Small Business, Investment Advisory, Wealth
Education
California State University-Long Beach 1989 — 1992
BS, Investment/Finance
Affinity Development Group October 2014 - Present
Screen Actors Guild 1987 - Present
MISSION CRITICAL SOLUTIONS March 2014 - April 2014
Acuative April 2013 - March 2014
LiveWell San Diego August 2008 - May 2010
AT&T February 2001 - December 2006
LPL Financial March 1998 - January 2001
Skills
Acting, Feature Films, Commercials, Film, Short Films, Voice Over, Television, Film Acting, SAG, Reality, Telecommunications, VoIP, PRI, TDM, Converged Communications, Nortel, Nortel Meridian, Aspect ACD, CS1000, NICE Call Recording, Call Pilot, Polycom, Wiring, Fiber Optics, LAN-WAN, Great troubleshooting..., Remote Administration, Installation..., Proj Management, Field Service, Voice Mail, Character Actor, Vendor Management, Green Screen, Drama, Avaya Communication..., Avaya Site..., Avaya Aura, Avaya IP Telephony, Cabling, Telephony, Equipment Installation, Avaya, ACD, Optical Fiber, 81C, ISDN, Call Centers, Cables, Management
Education
Alcatel-Lucent 2014 — 2014
Certification, LTE eNodeB installation and commissioning
Global Knowledge 1999 — 2013
Certifications, Computer Systems Networking and Telecommunications
Chaffey College 1984 — 1986
Engineering
Carl Albert State College 1982 — 1983
Art / Engineering
Interactive Intelligence
ICCS Certification, Interactive Core Communications Bootcamp 4.0
Nathan Hale Capital fka Tahoe Fixed Income September 2013 - Present
Girard Securities September 2006 - February 2013
WM Financial January 2006 - September 2006
LPL Financial August 1996 - January 2006
Skills
Series 7, Series 63, Securities, Fixed Income, Investment Advisory, Trading, Investment Strategies, Series 24, FINRA, Bloomberg, Financial Services, Trading Systems, Mutual Funds, Finance, Alternative Investments
Education
California State University-Fullerton 1991 — 1993
Bachelor of Arts (B.A.), Business Administration and Management, General
LPL Financial January 2015 - Present
Freddie Mac March 2014 - January 2015
Freddie Mac June 2012 - March 2014
Standard and Poor's May 2011 - August 2011
Boehringer Ingelheim May 2009 - August 2009
Skills
Statistical Data..., Statistical Modeling, Proficiency in..., Experience with..., Proficiency in R, Experience with SAS and..., Data Analysis, Financial Modeling, Data Analytics, Data Mining, Statistics
Education
Carnegie Mellon University 2008 — 2012
Bachelor of Science (B.S.), Mathematics and Statistics
LPL Financial January 2007 - Present
Franklin Templeton Investments January 2001 - December 2006
Education
Copenhagen Business School 1999 — 2000
International Business
California State University-Sacramento 1997 — 2000
Bachelor of Science (B.S.), Finance
PM Talent Global November 2009 - Present
Facilerate, Inc. April 2006 - Present
BottleJoy, Inc. November 2010 - April 2015
Scantron November 2009 - June 2011
Rady Children's Hospital October 2008 - September 2009
Jenny Craig June 2008 - September 2008
LPL Financial May 2007 - April 2008
Oce Business Services February 2005 - February 2007
A-AAA Auto Transport February 2004 - February 2006
Positronicnet Corporation, LLC July 2001 - February 2004
Skills
Business Development, Entrepreneurship, Start-ups, Business Analysis, Strategy, Project Management, Program Management, Management, Cross-functional Team..., Consulting, CRM, Process Improvement, Management Consulting, Vendor Management, Strategic Planning, Team Leadership, Leadership, Business Process..., Change Management, Team Building, New Business Development, Business Strategy, Project Planning, Strategic Partnerships, Executive Management, SaaS, Account Management, Coaching, Recruiting, Business Planning, Training, Negotiation, Leadership Development, Business Intelligence, Mergers & Acquisitions, Product Management, Outsourcing, Technology Consulting, Advisory Services, Staff Augmentation, Software Development, Technology Advisory, Offshoring, Near-shoring, Tiger Teams, Virtual CTO, Strategic Staffing, Mergers & Acquisitions..., Cross Functional Teams, Web Application Design
Education
Thunderbird School of Global Management 2004 — 2005
MBA, International Management, Entrepreneurship
California Western School of Law 1997 — 1998
University of Delaware 1993 — 1997
BA, Economics
Ramapo High School
SAP Project Management Course
Young Living March 2011 - Present
Alina Tovar Professional Massage Therapist March 2010 - Present
Ultimate Human Performance.com December 2012 - September 2013
Glen Ivy Hot Springs Spa March 2012 - October 2012
San Diego Hilton Resort & Spa August 2010 - November 2010
LPL Financial 2010 - 2010
Optimum Health Institute March 2008 - June 2008
Mossy Nissan December 2007 - March 2008
Verimatrix 2007 - 2007
BAE SYSTEMS National Security Solutions June 2004 - November 2006
Skills
Customer Relations, Budgeting, Direct Sales, Thai Massage, Chair Massage, Medical Massage, Pregnancy Massage, Aromatherapy, Organizing Meetings, Financial Analysis
Education
Mueller College of Holistic Studies 2009 — 2010
Holistic Health Practitioner
California State University-San Marcos - College of Business Administration 2002 — 2004
Bachelor of Science in Business, Finance, Sociology
St George Academy
High school diploma
Ultimate Human Potential Certification
Certification, Movement Therapies
First Republic Bank March 2015 - Present
LPL Financial March 2014 - March 2015
LPL Financial 2013 - 2013
Wells Fargo 2003 - 2012
Skills
Mortgage Lending, Loans, Credit, Banking, Series 7, Financial Services, Anti Money Laundering, Investments, Portfolio Management
Education
California State University-Fullerton
Bachelor of Arts (B.A.), Business Administration, Finance
LPL Financial July 2015 - Present
Questus Solutions March 2015 - June 2015
Interthinx, a subsidiary of First American Financial Corporation (NYSE: FAF) October 2011 - March 2015
Pacific Life June 2010 - August 2010
Skills
SAS, R, Data Analysis, Forecasting, Statistics, Data Mining, Predictive Analytics, Risk Management, Financial Risk, Analysis, Credit Risk, Portfolio Management, Data Warehousing, Analytics, Statistical Modeling, SAS programming, Predictive Modeling, Business Intelligence, Actuarial Science, VBA, Logistic Regression, Access, SQL
Education
California State University-Fullerton
Bachelor's Degree, Mathematics
California State University-Fullerton - College of Business and Economics
Bachelor's Degree, Economics
LPL Financial November 1996 - Present
Calculated Industries April 1988 - March 1995
Education
California State University-Long Beach
Bachelor of Science (B.S.), Sociology
Sompura Consulting & Coaching Services 2005 - Present
Householder Group Financial Advisors 2010 - 2011
Householder Group Financial Advisors 2006 - 2010
PFG, Inc. 2004 - 2006
AIG SunAmerica 2002 - 2004
The Householder Group 2002 - 2004
LPL Financial 1997 - 2002
Skills
Retirement Planning, Estate Planning, Investments, Wealth Management, Retirement, Strategic Financial..., Financial Planning, Investment Advisory, Securities, Portfolio Management, Team Leadership, Business Planning, Consulting, Mutual Funds, Analysis, Coaching, Business Management, Volunteering, Series 7, Series 63, Financial Advisory, Fixed Annuities, IRAs, Wealth, Asset Management, Alternative Investments, Operations Management, Compliance Management, Relationship Management, Management, Financial Services, Investment Strategies, Insurance, Finance
Education
California State University-Northridge 1996 — 2001
BA, Business & Finance
CFA Institute
CFA Level I Candidate, Global Investment Management
Toastmasters International 2002 — 2004
Public Speaking
Carling Communications February 2015 - Present
LPL Financial March 2010 - February 2015
HD Supply July 2008 - March 2010
Jacob School of Engineering September 2007 - July 2008
Skills
Financial Reporting, Accounting, Excel, PowerPoint, Word, GAAP, General Ledger, SAP, Variance Analysis, Process Improvement, Financial Analysis, Budgets, Account Reconciliation, Analysis, Microsoft Excel, Program Management, Strategic Financial..., Finance, Journal Entries, Management, Training, Financial Modeling, Microsoft Word, Forecasting, Access, Sarbanes-Oxley Act, Financial Planning
Education
California State University-San Marcos - College of Business Administration 2010 — 2012
MBA, MBA
University of California, San Diego 2004 — 2008
Economics
SRHS 2000 — 2004
LPL Financial December 2014 - Present
Cartwright Hitching & Frazier, Private Wealth Management (an independent office of LPL Financial) November 2013 - December 2014
Cartwright Hitching & Frazier, Private Wealth Management (an independent office of LPL Financial) June 2011 - November 2013
LPL Financial February 2003 - June 2011
Morgan Stanley Dean Witter Discover and Company October 1997 - February 2003
Skills
Asset Protection, Series 7, Finance, Wealth Management, Asset Allocation, Retirement Planning, Employee Benefits, Term Life Insurance, Insurance, Small Business, Retirement, Strategic Financial..., Mutual Funds, 401k, Disability Insurance, Financial Planning, Budgets, Financial Analysis
Education
The University of Tennessee at Chattanooga
BS, Finance / Psychology
Carson-Newman College
Management / Logistics
National Planning Corporation (NPC) March 2012 - Present
Family Heritage Group, LLC July 2001 - Present
LPL Financial January 2008 - March 2012
The Financial Services Network November 2006 - November 2008
Pro-Elite Enterprises, Inc. February 1990 - June 2000
Seltel National Spot Television January 1980 - July 1988
Skills
Veterans Benefits..., Medi-Cal Pre-Planning..., Radio Talk Show KFBK..., Investment Advisor..., Fixed Annuities, Retirement Planning, Veterans Benefits, Long-term Care, Investments, Estate Planning, Financial Advisory, Retirement, Life Insurance, Long Term Care Insurance, Strategic Financial..., IRAs, Finance, Small Business, Insurance, Disability Insurance, Financial Planning, Employee Benefits, 401k
Education
California State University-Sacramento 1967 — 1968
Bachelor or Arts, Business Administration
California State University-Sacramento 1965 — 1968
Speech Communication and Rhetoric
LPL Financial March 2012 - Present
LPL Financial April 2006 - March 2012
APL Limited January 1999 - August 2004
Computer Associates January 1998 - January 1999
APL Limited September 1992 - January 1996
Skills
Mutual Funds, Unit Investment Trusts, Compliance Advisory, International..., Domestic Transportation, Precious Metals, Equities, Microsoft Office, Transportation, Bonds, Trading, Customer Service, Financial Advisory, Series 7, FINRA, Series 63, Asset Allocation, Investment Advisory, Securities, 401k, Alternative Investments, Asset Management, ETFs
Education
Bishop O'Dowd High School
California State University-East Bay
MBA Program, Finance
University of California, Berkeley
BA, History
LPL Financial March 2014 - Present
Illumina July 2013 - Present
Sharp HealthCare November 2012 - Present
Urban Yogi November 2012 - Present
Radiance Yoga August 2012 - Present
Total Woman Gym + Spa July 2012 - Present
Happy-U Namaste July 2012 - Present
Kelly's Yoga Love September 2011 - Present
Fit-X Fitness August 2012 - January 2014
ARRIS January 2013 - August 2013
Skills
Hatha Yoga, Children's Yoga, Prenatal Yoga, Vinyasa, Yoga, Cpr Certified, Wellness, Personal Training, Nutrition, Fitness
Education
California State University-Sacramento 2001 — 2006
Bachelor of Arts (BA), Liberal Arts and Sciences/Liberal Studies
LPL Financial August 2014 - Present
L'Auberge Del Mar May 2012 - August 2014
La Costa Resort and Spa May 2010 - May 2012
La Costa Resort & Spa September 2007 - May 2010
Vision Co. - Vancouver 2010 Molson Canadian Hockey House February 2010 - February 2010
Buzztone Marketing January 2007 - April 2007
CSUF - University Conference Center August 2005 - December 2005
Skills
Hospitality, Event Planning, Event Execution, Conference Services, Hotels, Catering, Customer Service, Event Management, Events Coordination, Resorts, Food & Beverage, Microsoft Excel, Project Management, Banquets, Meeting Planning, Hospitality Industry, Hospitality Management
Education
California State University-Fullerton 2005 — 2007
BA, Communications, Entertainment Studies
Palomar College 2002 — 2005
Associates of Arts
LPL Financial March 2009 - Present
UBS Wealth Management 1989 - 2009
Education
California State University-Fullerton
Bachelor's degree, Business & Economics
Independent Financial Group LLC 2013 - Present
LPL Financial 2004 - 2013
AG Edwards 1995 - 2004
Skills
Finance, Retirement Planning, Wealth Management, Investments, Mutual Funds, Financial Planning, Retirement, Series 7, Investment Advisory, Financial Advisory, Series 63, 401k, Estate Planning, Fixed Annuities, Alternative Investments
Education
California State University-Long Beach
Music Theory and Composition
LPL Financial April 2015 - Present
Vanguard December 2010 - March 2015
Wells Fargo Advisors May 2008 - December 2010
Citi November 2004 - April 2008
Skills
Analysis, Credit, Loans, Management, Leadership, Credit Cards, Banking, Financial Services, Investments, Portfolio Management, Relationship Management, Mutual Funds, Series 63, Financial Analysis, Credit Analysis, Risk Management, Finance, Securities, Strategic Financial..., Consumer Lending, Underwriting
Education
Capella University 2010 — 2012
MBA, Finance and Financial Management Services
Johnson C. Smith University - JCSU 1996 — 2002
Bachelor of Arts (B.A.), Mass Communication/Media Studies
LPL Financial January 2002 - Present
Summit Financial Group 2001 - Present
e3 Financial March 1997 - April 2001
Eastman Financial 2000 - 2001
Skills
Securities, Retirement Planning, Investments, 401k, Life Insurance, Financial Analysis, Financial Advisory, Estate Planning, Strategic Financial..., Wealth Management, Money Management, IRAs, Executive Compensation..., Irrevocable Life..., Disability Insurance, Long Term Care Insurance, 529 Plans
Education
National University 2004 — 2006
MBA, Finance
San Diego State University-California State University 2002 — 2003
Bachelor, Finance
California State University-Fullerton, Mihaylo College of Business and Economics 2000 — 2002
Bachelor, Finance
WJA Asset Management August 2011 - Present
K Pacific Mortgage June 2010 - March 2012
LPL Financial January 2008 - December 2010
New Century Mortgage September 2003 - April 2007
Skills
Notary Public, Life/ Accident/ Health..., Real Estate, Residential Homes, Outlook, Mortgage Lending, Finance, Investments, Microsoft Excel, Project Planning, Leadership, Credit, Marketing
Education
California State University-Fullerton
Bachelor of Science (BS), Business, Management, Marketing, and Related Support Services
CaseStack June 2015 - Present
CaseStack April 2014 - June 2015
CaseStack March 2011 - April 2014
LPL Financial October 2009 - March 2011
Citibank January 2007 - September 2009
ICM January 2006 - January 2007
Skills
Logistics, Supply Chain Management, Supply Chain, International Trade, Finance, Microsoft Excel, Sales, Business Development, Management, Marketing Strategy, Project Management, Sales Operations, Forecasting, Operations Management, Inventory Management, Transportation, Account Management
Education
California State University-Long Beach 2003 — 2006
Economics, Finance & Accounting
Center for International Trade and Transportation 2011 — 2011
Professional Designation, Global Logistics- Supply Chain
LPL Financial April 2012 - Present
Charles Schwab August 2007 - April 2012
Fidelity Investments April 2005 - June 2007
E*TRADE Financial August 1997 - April 2005
Skills
Portfolio Review, Mutual Funds, Retirement Accounts, Insurance, Retirement Planning, Stocks, Bonds, Variable Annuities, Fixed Annuities, Investment Advisory..., Licensed Life Insurance..., Certified Financial...
Education
California State University-Sacramento 1990 — 1994
Bachelor of Business Administration (BBA), Business Administration and Management, General
Dell January 2013 - Present
Quest Software November 2008 - October 2012
LPL Financial May 2006 - June 2007
Borland May 1998 - May 2006
Skills
Public Speaking, Agile Methodologies, Test Automation, Databases, SDLC, Windows, Configuration Management, Scrum, Technical Writing, Oracle, Java, SQL, Solaris, Troubleshooting, Quality Assurance, Software Documentation, Testing, .NET, Software Development, Automation, Manual Testing, Microsoft SQL Server, Enterprise Software, SaaS, Project Management, Requirements Analysis, Test Planning
Education
California State University-Fullerton 1991 — 1995
BA, English Literature
HCL America June 2015 - Present
Hcl Technologies America Inc January 2015 - June 2015
LPL Financial May 2013 - January 2015
National University January 2009 - January 2015
Bridgepoint Education January 2012 - December 2012
Bridgepoint Education October 2008 - January 2012
National University October 2007 - October 2008
National University May 2005 - October 2007
Technical Consultant May 2003 - May 2005
San Diego Workforce Partnership August 1998 - May 2003
Skills
Leadership, Customer Service..., Team Building, ITIL, IT Management, Software Documentation, Process Improvement, Active Directory, Information Technology, Project Management, System Administration, Change Management, Networking, Servers, Disaster Recovery, Windows Server, Business Analysis, VMware, Problem Solving, Collaboration
Education
Central Michigan University 1996 — 2001
Masters, Information Resource Management
University of the State of New York 1991 — 1996
Undergraduate, Management and Sociology
Advanced College of Technology 2004 — 2005
Network Engineering and Infrastructure Technology
Raymond Rivas Wealth Manager January 1990 - Present
LPL Financial 1990 - 2013
Skills
Highly Experienced..., High Energy, Specializes in Advanced..., Estate Planning, Investments, Retirement Planning, Wealth Management, Investment Advisory, Strategic Financial..., Wealth, IRAs, Asset Allocation, Series 7, Securities, Financial Advisory, Financial Services, FINRA
Education
Stanford University
CSU Sacramento
BS-Degree, Finance, Economics
First Allied Securities September 2013 - August 2014
LPL Financial November 2012 - September 2013
Wells Fargo May 2010 - February 2012
Self-employed June 1998 - May 2010
Sheppard Associates June 1996 - March 1998
Skills
Editing, Writing, Copyediting, Technical Writing, Proofreading, Fact-checking, Copy Editing
Education
Cal State Fullerton 1992 — 1996
BA, English
Aspect Financial December 2011 - Present
LPL Financial December 2011 - Present
Edward Jones December 2006 - December 2011
Circuit City 2000 - 2006
Skills
Financial Planning, Business Management, Retirement Planning, Wealth Management, Estate Planning, Investments, Asset Management, Portfolio Management, Retirement Income..., Series 7, Insurance, Series 66, Annuities, Investment Advisory, Retirement, Mutual Funds, IRA's, Asset Allocation, Insurance Planning, 401k, Wealth Accumulation, Long Term Care, Wealth Preservation..., Stocks, Roth IRA, Financial Advice, Bonds, ETFs, 401k Rollovers, Investment Strategies, Term Life Insurance, Investment Products, Financial Advisory, Securities, Strategic Financial..., IRAs, Financial Services, FINRA
Education
University of North Carolina at Wilmington 2001 — 2003
Bachelor of Science, Finance
Cape Fear Community College
LPL Financial March 2014 - Present
CCS Global Tech February 2012 - March 2014
Norima Consulting 2013 - 2014
Technicolor SA November 2010 - November 2011
LAANE May 2010 - September 2010
Skills
SDLC, Business Analysis, Microsoft SQL Server, Requirements Analysis, Microsoft Office, Databases, Agile Methodologies, Data Warehousing, Integration, Software Development, SSRS, SSIS, Informatica, SSAS, ETL, T-SQL, Business Intelligence, Oracle, Data Integration, .NET, OLAP, DB2, Database Administration, Relational Databases, Dashboard, OBIEE, SQL, SharePoint, ASP.NET, Software Project..., SQL Tuning, Access
Education
California State University-Long Beach 2009 — 2011
Masters in Computer Science, Computer Science
Rajiv Gandhi Prodyogiki Vishwavidyalaya 2005 — 2009
Bachelors Of Engineering, Computer Science
LPL Financial May 2014 - Present
LPL Financial November 2011 - April 2014
Merrill Edge November 2006 - November 2011
Ameriprise Financial Services, Inc. 2005 - 2006
Skills
Retirement Planning, Retirement, Mutual Funds, Investments, IRAs, Life Insurance, Estate Planning, Financial Advisory, Disability Insurance, FINRA, Series 7, Qualified Retirement..., 529 Plans, Series 63, Wealth Management, Securities, Investment Strategies, Investment Advisory, Accounting, Cost Accounting, Macroeconomics, Microeconomics, Microsoft Excel, PowerPoint, Asset Allocation, Options, 401k, Finance, Financial Planning
Education
Canisius College 1999 — 2003
Bachelor of Arts (BA), Political Science, Communications 2003
Summit Brokerage Services, Inc. April 2009 - Present
LPL Financial September 2000 - April 2009
Skills
Securities, Financial Services, Finance, FINRA, Brokerage, Retirement Planning, Investment Advisory, Wealth Management, Strategic Financial..., Mutual Funds, Investments, Series 7, Retirement, Financial Advisory, Estate Planning, Investment Strategies, Asset Allocation, Portfolio Management, Fixed Annuities, Series 63
Education
California State University-Northridge
LPL Financial 2012 - Present
PFS Investments 2004 - 2012
Graphic Press 2001 - 2005
DSC Graphics 1984 - 2000
Education
California State University-Los Angeles
Champ Systems November 2007 - February 2013
Health Net November 2005 - July 2007
The UPS Store February 2005 - October 2005
LPL Financial September 2004 - February 2005
American River Health Pro Credit Union July 2001 - September 2004
Franklin Templeton Investments October 2000 - March 2001
Skills
Microsoft SQL Server, Virtualization, Windows Server, VMware, Active Directory, Integration, Citrix, Exchange 2010/2007/2003, FlashMX, Dreamweaver, Lotus Notes, Small Business Server, A+ Certified..., Microsoft Certified..., Microsoft Certified..., Microsoft Exchange, SCCM, Citrix Metaframe, Hyper-V, Blackberry Enterprise..., ActionScript, System Administration, Servers, Customer Service, Management, Disaster Recovery
Education
CSU Sacramento 1998 — 2000
BS, Criminal Justice
Sacramento City College 1995 — 1998
Associate's degree, General Studies
LPL Financial December 2006 - Present
Northwestern Mutual Investment Services 1987 - 2006
Skills
Estate Planning, Strategic Financial..., Retirement Planning, Securities, Wealth, Investment Strategies, Small Business, Financial Services, Insurance, FINRA, Employee Benefits, Series 6, Mutual Funds, Finance, Retirement, Wealth Management, Fixed Annuities, Financial Planners, Hold Series 7
Education
CSU Sacramento 1983 — 1986
Bachelor of Business Administration (BBA), Accounting and Finance
MetLife July 2013 - Present
Aon Hewitt February 2011 - July 2013
LPL Financial December 2007 - February 2011
LPL Financial August 2005 - December 2007
Fiserv ISS January 2004 - August 2005
OppenheimerFunds August 1997 - January 2004
Skills
FINRA Series 6,7,63,66, Investments, Mutual Funds, 401k, Retirement, Annuities, Securities, Consultative Selling, Profit Sharing, Investment Selection, Retirement Planning, Fixed Annuities, Defined Contribution, Alternative Investments
Education
CSU Sacramento
Bachelor of Science, Business Admin/ Finance
Sierra High School
Teva Pharmaceutical Industries Ltd. March 2006 - March 2010
Teva Pharmaceutical Industries Ltd. June 2005 - March 2006
Teva Pharmaceutical Industries Ltd. March 2005 - July 2005
LPL Financial December 2004 - March 2005
LPL Financial September 2004 - December 2004
Safeway October 1999 - July 2003
Safeway June 1997 - October 1999
Safeway November 1995 - June 1999
Skills
Independant, Self-Motivated, Honest, Hard Working, Educated, Driven, Sincere
Education
California State University-Fullerton 2002 — 2004
Bachelor of Arts Degree, Business Administration with an Emphasis in Marketing
Fullerton Community College 2000 — 2002
Associate of Arts Degree, Business Administration
Katella High School 1993 — 1997
High School Diploma, General Education
Charles Schwab November 2013 - Present
LPL Financial June 2011 - November 2013
RSM McGladrey May 2006 - June 2011
Franklin Templeton Investments April 2002 - April 2006
U.S. Notes December 2001 - May 2002
Ernst & Young December 1996 - November 2001
Skills
Auditing, Internal Controls, Financial Reporting, Internal Audit, Sarbanes-Oxley Act, GAAP, Management, Process Improvement, Sarbanes-Oxley, Analysis, Risk Assessment, General Ledger, Banking
Education
California State University-Sacramento 1994 — 1996
Business, Accounting
LPL Financial September 2014 - Present
LPL Financial August 2013 - September 2014
Birch Valuation, LLC April 2013 - October 2013
Contractor January 2013 - April 2013
Contractor February 2012 - April 2012
CSULB Student Managed Investment Fund August 2009 - May 2010
Ceridian August 2007 - May 2009
Kelly Services/Ceridian December 2006 - August 2007
Randstad/Ceridian December 2005 - June 2006
Target June 2005 - August 2005
Skills
Financial Statements, Leadership, Time Management, Customer Service, Equity Valuation, Finance, Financial Modeling, Asset Managment, Portfolio Management, Investments, Risk Management, Credit, Forecasting, Accounting, Mutual Funds, Banking, Equities, Analysis, Access, Process Improvement, 401k, Corporate Finance, Economics, PeopleSoft, Valuation, Asset Allocation, Due Diligence, Securities, Payroll, Strategic Financial..., Microsoft Excel, Financial Analysis, Financial Reporting, Cash Management, Investment Management, Fixed Income, Bloomberg, Management, Business Analysis, Financial Services, Data Analysis, Insurance, Asset Management, Hedge Funds, Options, Alternative Investments
Education
California State University-Long Beach - College of Business Administration 2008 — 2010
MBA, Finance
California State University-Long Beach - College of Business Administration 2003 — 2006
Bachelor's Degree, Management and Finance - concentration in Investments
AXA Advisors, LLC 2011 - Present
LPL Financial 2008 - 2010
Ameriprise Financial 2005 - 2008
Skills
Retirement Planning, Wealth Management, Investments, Strategic Financial..., Portfolio Management, Investment Advisory, Wealth Accumulation..., College Education..., Life Insurance, Long Term Care Insurance, Wealth Preservation..., Estate Tax Planning, Charitable Gift Planning, Qualified Retirement..., Employee Stock Options, Finance, 401k, Estate Planning, Alternative Investments
Education
California State University-Fullerton - College of Business and Economics 2000 — 2004
B.A., Finance
Avnet, Inc. November 2011 - Present
Capital Group August 2011 - November 2011
LPL Financial August 2010 - May 2011
Synegral Solutions October 2008 - July 2010
IBM ECM - FileNet, Inc. July 2006 - September 2008
Sterling Casualty Insurance January 2003 - May 2006
Meridian Health & Nutrition, Inc. May 1997 - January 2003
Mossimo, Inc. August 1995 - March 1997
Gucci Timepieces October 1987 - March 1995
Skills
Business Analysis, Business Process, PMP, PMO, SDLC, Project Management, Business Process..., Process Improvement, Solution Architecture, Strategic Planning, Requirements Gathering, Integration, Training, Cloud Computing, Management, Leadership, Project Planning, Agile Methodologies, Enterprise Software, Enterprise Architecture
Education
California State University-Long Beach - College of Business Administration 2001 — 2003
Master of Business Administration (M.B.A.)
San Diego State University-California State University 1978 — 1983
BS, Accountancy
Duncan Financial March 2010 - Present
LPL Financial March 2005 - March 2009
LPL 2005 - 2007
TD Waterhouse 1997 - 2005
Road Runner Sports 1991 - 1995
Education
California State University-Sacramento
Duke Energy Corporation July 2015 - Present
LPL Financial October 2014 - November 2014
Belk April 2014 - June 2014
Bank of America June 2013 - April 2014
Hewlett-Packard November 2012 - May 2013
Wells Fargo October 2012 - October 2012
Chiquita September 2012 - October 2012
CNA Insurance August 2012 - October 2012
JPMorgan Chase April 2012 - June 2012
CFF Computer Repair November 2008 - June 2012
Skills
System Deployment, Wireless Networking, Remote Desktop, System Administration, Microsoft Exchange, VPN, Help Desk Support, Routers, Firewalls, Laptops, Active Directory, Antivirus, TCP/IP, DHCP, Microsoft Certified..., Printers, Microsoft Office, Outlook, Visio, Cabling, Desktop Computers, Workstations, Servers
Education
Mott Community College 2009 — 2010
Computer Network Administration, 3.56
Central Michigan University 1992 — 1994
Education
Southwestern Michigan College 1986 — 1989
Associate, Liberal Arts
Mott Community College
LPL Financial May 2015 - Present
Liquidity Services July 2008 - October 2014
Los Angeles Times 2006 - 2007
NELIDA’S WINDOW INNOVATIONS 2004 - 2006
Prudential Financial 2001 - 2005
Skills
Administrative..., Customer Service, Project Coordination, Office Management, PowerPoint, Social Networking, Management, Microsoft Excel, Leadership, Event Planning, Team Building, Sales
Education
California State University-Long Beach 2007 — 2011
Master of Arts (M.A.), Religion/Religious Studies
University of Central Florida 2003 — 2005
Bachelor of Arts (B.A.), Humanities/Humanistic Studies
Harvest Exchange 2013 - Present
Saibus Research 2012 - Present
LPL Financial 2011 - 2013
Merrill Lynch 2007 - 2011
Bershtel Enterprises 2005 - 2007
CDR Capital 2004 - 2005
Skills
Asset Management, Financial Modeling, Portfolio Management, Value Investing, Special Situations, Risk Analysis, Due Diligence, Equity Valuation, Asset Managment, Private Equity, Venture Capital, Investments, Equities, Factset, Bloomberg Terminal, Zephyr Style Advisor, Morningstar Direct, Bonds, Analysis, Alternative Investments, Fixed Income, Business Strategy, Impact Evaluation, Valuation, Mutual Funds, Hedge Funds, Equity Research, Bloomberg, Investment Management, Asset Allocation, Business Development, Entrepreneurship, Quantitative Analytics, Securities, Emerging Markets, Wealth Management, Capital Markets, Finance, Investment Strategies, Strategy, Start-ups, Financial Advisory, Analytics, Investment Advisory
Education
California State University-Long Beach
BS, Finance, Real Estate, and Law
Student Managed Investment Fund (SMIF), CSULB
LPL Financial April 2009 - Present
LPL Financial July 2005 - Present
Lincoln Financial Group December 2000 - April 2009
The Money Store 1996 - 2000
Skills
Estate Planning, Investments, Retirement Planning, Retirement, Wealth Management, Strategic Financial..., Fixed Annuities, Investment Advisory, Small Business, Asset Management, Mutual Funds, Financial Advisory, Alternative Investments, IRAs, Entrepreneurship, Investment Strategies, Series 7, Securities, Wealth Management..., Portfolio Management, Financial Services
Education
The American College 2003 — 2005
Chartered Financial Consultant, Financial Planning and Services
California State University-Sacramento 1992 — 1996
Bachelor's degree, Communication and Media Studies
LPL Financial December 2013 - Present
General Dynamics August 2012 - December 2013
Start Customer Care January 2011 - August 2012
Wells Fargo September 2011 - September 2011
All Pro Roofing September 2007 - November 2008
CentiMark Corporation February 2006 - September 2007
Duke Energy Corporation February 2005 - February 2006
IBM October 1999 - February 2005
Bendix Commercial Vehicle Systems LLC 1987 - 1998
Skills
Troubleshooting, Help Desk Support, Active Directory, Windows Server, Network Security, Lotus Notes, DoD, Security, DHCP, Technical Support
Education
Central Piedmont Community College 1998 — 2000
Associate's degree, Computer Science, 3.5
Cisco June 2015 - Present
Cisco May 2014 - June 2015
Cisco Systems July 2012 - May 2014
LPL Financial January 2010 - June 2012
LPL Financial January 2008 - January 2010
LPL October 2007 - January 2008
LPL Financial August 2006 - October 2007
Skills
Mutual Funds, Back Office, Finance, Financial Analysis, Project Management, Business Analysis, Liaison, Accounting, Sales, Business Objects, Risk Management, SDLC, Access, Customer Service
Education
California State University-San Marcos - College of Business Administration 2003 — 2006
Bachelor, Finance
New York Institue of Finance
Certificate in Operations
Wesley Mar, Retirement Planning for Sacramento Small Businesses October 2006 - Present
LPL Financial October 2006 - Present
Wachovia Securities, LLC February 1998 - October 2006
Smith Barney, Inc. March 1993 - February 1998
Education
California State University-Sacramento 1975 — 1979
Bachelor of Science, Business Administration:Accounting
LPL Financial February 2004 - Present
America Group Retirement Strategy Centers 1996 - Present
Skills
Securities, FINRA, Microsoft Office
Education
Western Michigan University 1964 — 1965
Bachelor's degree, Political Science and History
Calvin College 1960 — 1963
Political Science
MGM Resorts International March 2013 - Present
Caesars Entertainment Corporation December 2011 - March 2013
San Pablo Lytton Casino May 2011 - December 2011
LPL Financial January 2009 - August 2010
LPL January 2006 - December 2009
J'La Chic Entertainment Productions March 2004 - October 2005
GT Nexus August 2000 - September 2003
Education
John F. Kennedy University 2011 — 2012
MBA, Finance: Business Management
California State University-Sacramento 2003 — 2005
B.S., Finance
Salesian High School 1993 — 1997
My 360 Wealth Management Group September 1998 - Present
LPL Financial February 1998 - Present
American Express Financial Advisors October 1995 - February 1998
Skills
IRA's, 401k, Insurance Planning, Financial Planning, Investments, Wealth Management, ERISA, Securities, Asset Protection, Retirement, Retirement Planning, Asset Management, Estate Planning, Insurance, Series 7, Small Business, Succession Planning, Risk Management, Annuities, Tax, Wealth, Licensing, Employee Benefits, Investment Advisory, Planning, Financial Analysis, Auditing, Strategic Planning, Pensions, Business Planning, Financial Advisory, Alternative Investments, Long Term Care, Savings, Asset, Benefits, Portfolio Management, Strategic Financial..., Financial Planners, Fixed Annuities, IRAs, Asset Managment, Financial Services, Finance, Project Planning, Long-term Care, Mutual Funds, Wealth Management..., Investment Strategies, Personal Finance
Education
California State University-Northridge 1992 — 1994
MBA, Finance
California State University-Northridge 1988 — 1992
BS, Finance
Glendale High
LPL Financial 2012 - Present
Strategic Wealth Management, LLC December 1999 - Present
MetLife Financial Services March 2002 - August 2005
Phoenix Life Insurance Company March 1997 - December 1999
Phoenix Life Insurance Company March 1994 - March 1997
Transamerica Reinsurance March 1992 - March 1994
Education
Cameron University 1982 — 1984
Accounting
University of Central Oklahoma 1981 — 1982
Accounting
Fortune Financial Solutions, LLC December 2005 - Present
LPL Financial December 2005 - Present
New England Financial August 2001 - December 2005
Skills
Life Insurance, Asset Managment, Retirement Planning, 401k, Estate Planning, IRAs, 401k Rollovers, Financial Advisory, Employee Benefits, 529 Plans, Securities, Finance, Investment Management, Financial Planners, Wealth Management, Retirement, Mutual Funds
Education
Grand Valley State University 2003 — 2004
Seidman Financial Planning Certificate Program
Central Michigan University 1997 — 2001
B.S. in B.A., Corporate Finance
MFA Wealth Services January 2014 - Present
LPL Financial May 2011 - January 2014
Lifetime planning September 2005 - January 2014
Securities America, Inc. 2004 - 2010
Independent Capital Management October 2002 - August 2006
Skills
Wealth, Retirement, Retirement Planning, Estate Planning, Financial Advisory, Fixed Annuities, Investment Advisory, Wealth Management, Strategic Financial..., Mutual Funds, 401k, Asset Protection, Securities
Education
California State University-Northridge 1998 — 2001
BS, Economics and Business Managment
UC Santa Barbara
Financial Planning certificate, Financial planning
REVOLVEclothing October 2013 - Present
FORWARD by Elyse Walker October 2013 - Present
California State University, Fullerton August 2012 - December 2012
Cal-Western Reconveyance Corporation August 2008 - September 2009
LPL Financial April 2006 - August 2006
Skills
Adobe Creative Suite, Photoshop, Illustrator, Dreamweaver, InDesign, After Effects, HTML 5, CSS3, Mac OS, Microsoft Office, Graphic Design, Social Media, Typography
Education
California State University-Fullerton 2011 — 2013
Bachelor of Fine Arts (BFA), Graphic Design
Knobbe Martens Olson & Bear LLP March 2015 - Present
Takeda San Diego, Inc. March 2014 - February 2015
Land's End Apartments 2005 - 2005
University Police Department, CSU Monterey Bay 2002 - 2003
LPL Financial 2000 - 2001
Skills
Legal Research, Microsoft Office, Microsoft Word, Research, PowerPoint, Microsoft Excel, Teamwork, Time Management, Proofreading, Critical Thinking, Outlook, Patents, Patent Prosecution, Intellectual Property, Legal Writing, Document Review
Education
San Diego Miramar College 2013 — 2014
Paralegal Program
California State University-Monterey Bay 2001 — 2003
Bachelor of Arts (BA), Communications, Pre-law, Single Subject English
LPL Financial 2010 - Present
The Massad Group and Massad Olinde 1991 - Present
Sunset Financial Services, Inc 1996 - 2010
Ruth's Chris Steak House 1985 - 1990
Skills
Employee Benefits, Disability Insurance, Health Insurance, Health Savings Accounts, Mutual Funds, Variable Annuities, Qualified Retirement..., Long-term Care, Strategic Planning, Benefits Administration, Life Insurance, Healthcare Reform..., Underwriting, Benefits Communication, Vision Insurance, Dental Insurance, Self-funded, Risk Management, Human Resource Tools, Health Reimbursment..., Flexible Spending..., Medicare Supplement, Fully Insured, COBRA
Education
Centenary College of Louisiana
LPL Financial August 2013 - Present
MetLife December 2009 - August 2013
WACHOVIA BANK September 2008 - October 2009
BANK OF AMERICA January 2004 - August 2008
Bank of America January 2001 - January 2004
Bank of America January 2000 - January 2001
Education
California State University-Fullerton, Mihaylo College of Business and Economics 2001 — 2006
Bachelor of Science in Business, Finance
California State University-Fresno 1996 — 2000
(Transferred to Cal State Fullerton), Business Management and Finance
LPL Financial August 2009 - Present
American Financial Advisors, Inc. November 1994 - Present
IDS Financial Services February 1987 - October 1994
Community Bank June 1984 - January 1986
Farmers and Merchants Bank January 1980 - June 1984
Skills
Financial Analysis, Investments, Portfolio Management, Equities, Risk Management, Strategic Financial..., Capital Markets, Asset Managment, Fixed Income, Finance, Derivatives, Fixed Annuities, Securities, Estate Planning, Investment Advisory, Mutual Funds, Series 7, Financial Advisory, Wealth, FINRA, Retirement Planning, Certified Financial..., Series 63, Asset Allocation, Wealth Management, Retirement, Investment Strategies, Financial Services, Life Insurance, 401k, Insurance
Education
California State University-Long Beach 1979 — 1986
Bachelor of Business Administration (B.B.A.), Finance, General
Woodrow Wilson High School 1976 — 1979
High School
PartnersFinancial, NFP September 2015 - Present
LPL Financial May 2010 - August 2015
AXA Advisors November 2005 - April 2010
Vanguard November 2004 - September 2005
Skills
Series 7, Certified Financial..., CLU, ChFC, Series 6, Series 63, Series 65, Life Insurance, Disability Insurance, Long Term Care Insurance, Retirement Planning, Financial Advisory, Finance, Insurance, Long-term Care
Education
The American College 2011 — 2012
CLU®, CFP® & ChFC® Designation
Central Connecticut State University 2000 — 2004
Bachelor of Science (B.S.), Finance, Statistics
FinTrust Investment Advisors, LLC July 2012 - Present
DeHollander & Janse Financial Group February 2012 - July 2012
Clemson University August 2010 - February 2012
Fluor June 2011 - August 2011
Vantage Financial Partners Limited July 2008 - July 2010
LPL Financial May 2007 - August 2007
Palace Sports & Entertainment May 2006 - August 2006
Palace Sports & Entertainment May 2006 - August 2006
Skills
Series 7, Retirement Planning, Morningstar, Financial Advisory, Financial Analysis, Accounting, Strategic Financial..., Microsoft Excel, Investments, Finance, Asset Allocation, Money Guide Pro, Retirement Plan..., Investment Advisory..., fi360, Financial Planning, Excel, Word, Outlook, Certified Financial..., Data Aggregation, Microsoft Office, PowerPoint, Investment Advisory, Series 66, Registered Paraplanner, Access, Junxure, MS Project, Lotus Notes, Turbo Tax, Great Plains, Accounts Payable, Real Estate Market..., Real Estate Finance, Real Estate Investment, Financeware, Stock Opter, Goldmine, 401k, 401k Rollovers, Mutual Funds, Asset Management
Education
Clemson University 2010 — 2011
MBA, Real Estate, 3.85
Central Michigan University 2004 — 2008
BS in Business Administration, Personal Financial Planning, 3.87
De La Salle Collegiate 2000 — 2004
Honors, AP
Northstar Wealth Partners August 2009 - Present
LPL Financial October 2008 - Present
West Hartford Magazine January 2012 - September 2012
Regular Guest on Business Buzz WESU radio CT January 2009 - October 2010
Contributing Freelance Writer/ CT Business Magazine 2006 - 2007
Contributing writer Hartford Magazine/MRC 2003 - 2007
Skills
Independent Financial..., Certified Insurance..., Registered Financial..., Marketing and Branding..., Recruiting New...
Education
Central Connecticut State University 1981 — 1985
BS, Marketing/Business
Renbrook (upcoming)
Renbrook (upcoming)
Renbrook (upcoming)
Discovery Financial, LLC January 2003 - Present
NAIFA-Michigan 2013 - 2014
LPL Financial 2003 - 2014
LPL Financial 2003 - 2014
New England Financial June 1978 - January 2003
Skills
Financial Services, Investments, Team Building, Financial Advisory, Securities, Investment Advisory, Estate Planning, Insurance, Succession Planning, FINRA, Finance, Retirement Planning, Wealth Management, Term Life Insurance, Whole Life, Financial Planners, Life Insurance, Strategic Financial..., Fixed Annuities, Series 7, Mutual Funds, Retirement, Leadership
Education
Calvin College 1979 — 1982
BS, Psychology/Business
Grand Rapids Christian High 1975 — 1978
LPL Financial November 2009 - Present
Eden Prairie Bantam A September 2015 - Present
Bloomington Jefferson H.S. May 2010 - May 2015
Lincoln Financial Advisors/Sagemark Consulting August 1998 - November 2009
Edina High School June 2005 - May 2008
CIGNA Financial Advisors February 1994 - August 1998
Shattuck St. Mary's School September 1985 - June 1987
Skills
Retirement Planning, Financial Planning, Retirement, Financial Advisory, Insurance, Series 7, Wealth Management, Investments, Securities, Financial Planners, Finance, Wealth, Mutual Funds, FINRA, Investment Advisory, Wealth Accumulation, Asset Allocation, Estate Planning, Series 63, Portfolio Management
Education
Carleton College 1981 — 1985
BA
Shattuck - St.Mary's 1979 — 1981
Truax Development, Inc. June 2015 - Present
Lorimar Winery June 2015 - Present
California State University San Marcos June 2014 - May 2015
California State University San Marcos May 2013 - June 2014
LPL Financial May 2013 - August 2013
Warrens Thoroughbreds LLC June 2008 - August 2010
Mission Four Square Church April 2008 - June 2010
Skills
Public Speaking, Microsoft Excel, Data Analysis, Microsoft Office, Speech Writing, Organizational..., Outlook, Finance, Technical Writing, Management, Teamwork, Leadership, Social Networking, Project Management, Nonprofits, Microsoft Word, Event Planning, Community Outreach, PowerPoint, Customer Service, Networking
Education
California State University-San Marcos - College of Business Administration 2010 — 2015
Bachelor's Degree, Management and Organizations, 3.786
Tahquitz High School 2007 — 2010
Diploma
LPL Financial June 2015 - Present
LPL Financial March 2014 - June 2015
Skills
Client Relations, Appointment Scheduling, Administrative..., Asset Allocation, Client Prospecting, File Management, Regulatory Compliance, Commission Analysis, Small Business..., Microsoft Office, Financial Planning, Microsoft Excel
Education
California State University-Northridge 2012 — 2015
Bachelor's Degree, Finance, General
Cañada College August 2013 - June 2015
LPL Financial September 2007 - December 2012
Poly Clean August 2006 - October 2007
Skills
Android, Spanish-speaking, American English, Sewing, Patience, Public Speaking, Microsoft Word, PowerPoint, Dragon Naturally..., Quicken, Neat Digital Filing..., Editing, Administrative..., Social Media, Project Management, Data Analysis, Team Building, Facebook, Research, Social Networking, Spanish, Acting, Wizard, Modeling, Business Development, Data Entry, Event Planning, Microsoft Excel, Teamwork, Customer Service, Time Management
Education
Menlo College
Marketing Communications
Cañada College
Associate of Arts (A.A.) - UC Transfer, Communication Studies, Major GPA 3.33
Cañada College
Associate of Arts (A.A.), Economics
Cañada College
Associate of Arts (A.A.), Interdisciplinary Studies with Emphasis in Social and Behavioral Sciences
Bay Area Acting Studio 2011 — 2011
Acting for Non Actors
Woodside High School 2004 — 2007
Think Safety September 2015 - Present
Los Angeles County Metropolitan Transportation Authority March 2015 - September 2015
WFG - World Financial Group July 2013 - April 2015
Los Angeles County Sanitation July 2007 - March 2015
Army National Guard August 2005 - December 2008
LPL Financial May 2005 - June 2006
VALIC October 2004 - April 2005
American Express May 2002 - July 2004
Army National Guard April 1996 - July 2004
Skills
Emergency Management, Physical Security, Risk Assessment, Crisis Management, Hazardous Materials, NIMS, Security Operations, Homeland Security, Preparedness, Emergency Services, Private Investigations, Disaster Response, Exercises, Policy, Government, Military, Contingency Planning, Security Management, Force Protection, Incident Command, Army, Intelligence Analysis, Public Safety, Police, Firefighting, National Security, Training, Emergency Planning, Security Clearance, Afghanistan, Vulnerability Assessment, Intelligence, Security, Leadership, Command, Counterterrorism, Program Management, First Aid, DoD, Defense, Tactics, Operational Planning, Top Secret, Military Experience, Special Operations, Protection, Military Operations, Weapons, Investigation, Enforcement
Education
California State University-Long Beach 2009 — 2012
MS, Emergency Services Administration, 4.00
Job Related Training 2007 — 2012
Safety, Security, and Emergency Management
US Army 1996 — 2008
Safety, Security, and Intelligence
Virginia Polytechnic Institute and State University 1992 — 1996
BA, History
W.T. Woodson High School 1989 — 1992
Okemos High School 1988 — 1989
UBS Financial Services Inc. May 2015 - Present
LPL Financial February 2015 - May 2015
Three Star Video Games November 2010 - January 2015
Skills
Finance, Financial Services, Accounting, Financial Analysis, Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Google Docs, Google Drive, Social Media, Phone Etiquette, Customer Service, Leadership, Team Building, QuickBooks, Public Speaking, Communication, Sales, Time Management, Teamwork, Outlook, Access
Education
California State University-Long Beach 2014 — 2018
Bachelor's Degree, Accounting and Finance
Torrance High School 2010 — 2014
High School, High School/Secondary Diplomas and Certificates
LPL Financial December 2014 - Present
CUSO Financial Services, LP May 2006 - December 2014
Skills
Financial Planning, Investment Advisory, Investments, Investment Strategies, Life Insurance, Finance
Education
California State University-San Bernardino 1997 — 2004
Bachelor’s Degree, Economics
LPL Financial November 2011 - August 2014
DJO Global September 2011 - October 2011
Northwestern Mutual Financial Network May 2010 - May 2011
Marketplace Media January 2010 - May 2010
Skills
Marketing, Investments, Accounting, Social Media, Account Reconciliation, Microsoft Excel, Analysis, Finance, Strategic Planning
Education
California Western School of Law 2014 — 2016
Juris Doctor (J.D.)
University of Montana 2007 — 2011
B.S. in Business Administration, Economics, Finance & Marketing
Griffith University 2009 — 2009
Study Abroad, Management, Marketing, Human Resources
University of Southern Queensland 2008 — 2008
Study Abroad, Management and Marketing
AudaExplore November 2013 - Present
LPL Financial November 2012 - November 2013
Learning Evolution November 2011 - November 2012
InteSolv July 2008 - July 2011
Muscular Dystrophy Association 2004 - 2008
DialAmerica Marketing 2002 - 2005
Infinity Broadcasting March 2002 - April 2004
Channel Broadcasting March 2002 - April 2004
Advanced Executive Resources 1997 - 2001
Skills
Project Management, Staff Management, Product Management, Management, CRM, Staff Development, Human Resources, Sales, Change Management, Account Management, SDLC, Strategy, Business Development, Team Leadership, Strategic Planning, Training, Business Planning, Analysis, Marketing Strategy, Coaching, Budgets
Education
Calvin College 1995 — 2000
BA, Communication Arts & Sciences
Calvin College 1995 — 1999
Bachelor of Arts, Communication Arts & Science
Calvin College 1995 — 1999
Bachelor of Arts, Communication Arts & Science
Ceros Financial Services, Inc. May 2015 - Present
LPL Financial July 2014 - May 2015
Capital One 2011 - July 2014
Capitol College 2010 - 2012
SBS Transit Ltd 2005 - 2008
Thyssen Krupp Elevators ,singapore 2003 - 2005
Skills
Matlab, Access, Risk Management, Analysis, Project Management, Leadership, Process Improvement, Troubleshooting, Data Analysis, Management, Business Analysis, Teamwork, Team Leadership, Software Documentation, Microsoft Office, Unix, Adobe Acrobat, Customer Service, Analog Circuit Design, Circuit Analysis, Engineering, Electronics
Education
University of Maryland University College 2014 — 2018
Master of Business Administration (M.B.A.)
Capitol College 2010 — 2012
Bachelor of Science (BS), Electrical Engineering
Temasek Polytechnic 1999 — 2003
Diploma, Electronics
David White & Associates April 2015 - Present
JP Morgan Chase N.A. August 2011 - April 2015
U.S. Bank July 2008 - July 2011
LPL Financial October 2006 - August 2007
Skills
Series 63, Series 6, CA Insurance License
Education
California State University-East Bay 2012 — 2015
Master of Business Administration (M.B.A.), Finance
UCSD 2002 — 2006
Bachelor of Science (B.S.), Economics
California High School
Connecticut Wealth Management, LLC January 2013 - Present
Connecticut Wealth Management, LLC October 2010 - December 2012
LPL Financial January 2010 - December 2011
KR Wealth Management, LLC January 2010 - September 2010
KR Wealth Management, LLC September 2005 - January 2010
Skills
Strategic Financial..., Wealth Management, Portfolio Management, Finance, Investments, Securities, Small Business, Retirement Planning, Mutual Funds, 401k
Education
Central Connecticut State University 2002 — 2006
B.S., Marketing
LPL Financial August 2014 - Present
LPL Financial June 2014 - August 2014
Universal Protection Service September 2011 - August 2014
Select Staffing October 2008 - July 2009
L-3 Communications June 2008 - October 2008
United States Marine Corps July 2002 - June 2007
Skills
Security Operations, Physical Security, Security+, Firearms, Security Awareness, Security Audits, Microsoft Office, Customer Service, SQL, Intrapersonal Skills, Advertising, Access Control, Graphic Design, PERT, Security Training, Writing, CPM Scheduling, Quality Center, HP Service Manager, Agile & Waterfall..., HTML, Microsoft Excel, Public Speaking, Leadership, Teamwork, Microsoft Word, PowerPoint
Education
California State University-San Marcos - College of Business Administration 2012 — 2014
Bachelor of Science (BS), Management Information Systems and Services
MiraCosta College 2009 — 2011
Associate of Arts (AA), Double Major: Business Administration, Liberal Arts
United Education Institute-San Diego 2007 — 2008
Certificate, Business Office Administration
Goldenvoice August 2015 - Present
Stratos Wealth Partners July 2015 - Present
LPL Financial May 2015 - Present
California State University, Fullerton August 2014 - Present
Cellairis August 2013 - August 2014
Skills
Microsoft Excel, Management, Customer Service, Leadership, Finance, Sales, Microsoft Office, Microsoft Word, Social Networking, Social Entrepreneurship, Marketing, Public Speaking, Time Management
Education
California State University-Fullerton 2012 — 2016
Bachelor of Business Administration (BBA), Finance, General
Hobart Financial Group 2013 - Present
TIME Financial June 2012 - March 2013
LPL Financial February 2008 - June 2012
Adhesion Technologies May 2007 - January 2008
Skills
Insurance, Finacial, Customer-focused, Team-oriented, Financial Services, Life Insurance, Financial Advisory, Retirement, Onboarding, Training, Coaching, Marketing, Finance, Human Resources, Securities, FINRA, Customer Service, Banking, Management, Investments, Risk Management
Education
Carolina School of Broadcasting
Broadcast Journalism
University of North Carolina at Charlotte
Business Administration, Management and Operations
State Farm January 2015 - Present
Positive Value Tax & Bookkeping January 2012 - January 2015
ShoutAmp May 2014 - October 2014
LPL Financial July 2014 - August 2014
Hollister Co. February 2010 - July 2014
The Daily Titan at California State University of Fullerton February 2014 - April 2014
Skills
Quick learner, Independent..., Able to..., Great analytical and..., Bilingual in English..., Enthusiastic,..., Able to work..., Innovative and creative, Social Media Marketing, Employee Training, Sales, Public Speaking, Data Entry, Time Management, Presentations, Social Media, Marketing, Customer Service, Social Networking, Microsoft Word, Teamwork, Microsoft Excel, Microsoft Office
Education
California State University-Fullerton, Mihaylo College of Business and Economics 2010 — 2015
Bachelor of Arts (B.A.), Business Administration, Finance
LPL Financial May 2013 - Present
Edward Jones May 2011 - April 2013
Capital Group July 1989 - March 2011
Education
California State University-Fullerton 1985 — 1989
Bachelor of Arts (B.A.), Business/Managerial Economics
Lytx Inc. March 2014 - Present
Encore Capital Group May 2013 - March 2014
LPL Financial March 2012 - May 2013
San Diego County IIBA Chapter September 2011 - September 2012
Bridgepoint Education April 2008 - January 2012
San Diego County IIBA Chapter September 2009 - September 2011
SAIC September 2004 - April 2008
Vistage International September 2003 - June 2004
Consumer Credit Counseling Service August 1999 - November 2002
The ATM Forum May 1996 - August 1999
Skills
Vendor Management, Business Analysis, Requirements Analysis, RFP, SDLC, Requirement..., Project Management, Management, Personnel Management, Process Improvement, Business Case, Information Technology, Use Case Diagrams, Requirements..., Program Management, Strategic Planning, Business Process..., Requirements..., Human Capital Management, BRD, Software Documentation, Leadership, Business Case..., RFP preparation, Vendor Relations, Activity Diagrams, FRD, State Diagrams, Class Diagrams, Cross-functional Team..., IT Management, Strategy, Analysis, Visio, Data Analysis, Systems Analysis, Reporting & Analysis, Requirements Gathering, Integration
Education
California State University-Sacramento
BA, Communications
Regis University
MS, Computer Information Technology and Organizational Leadership
LPL Financial 2007 - Present
Pacific Life - Associated Securities Corporation 2005 - 2007
Curian Capital 2004 - 2005
Trust Company of America 2000 - 2002
ING 1995 - 2000
University of Phoenix 1995 - 2000
FisherLabbe, Inc. 1984 - 1995
Denver Public Schools 1980 - 1984
Corunna Public Schools 1979 - 1980
Skills
Financial Services, Information Technology, Technology Risk, Program Management, Project Management, Higher Education, Education
Education
Harvard Business School 2000 — 2001
AMP, Advanced Management Program
University of Colorado at Denver 1989 — 1993
Master of Business Administration (MBA), International Business
Central Michigan University 1974 — 1979
Bachelor of Science (BS), Biology/Computer Science/Secondary Education Certification
Edelman Financial Services January 2014 - Present
Charles Schwab September 2006 - January 2014
Fidelity Investments April 2006 - September 2006
LPL Financial July 2004 - February 2006
Waddell & Reed February 2003 - July 2004
Skills
Series 7,66,9,10, CA Insurance License, 10 Years industry..., Series 7, Investments, Mutual Funds, Wealth Management, Portfolio Management, Series 63, Retirement Planning, Financial Services, Equities, Securities, Strategic Financial..., Asset Management
Education
University of California, Riverside 2005 — 2006
Certificate in Personal Financial Planning
California State University-San Bernardino 2003 — 2005
Master of Business Administration (MBA)
University of Nevada-Reno 1993 — 1997
Bachelor's degree, Science
LPL Financial June 2013 - Present
LPL Financial July 2012 - June 2013
LPL Financial June 2010 - July 2012
Wells Fargo Advisors, LLC 2007 - 2009
J.P. Morgan May 2006 - November 2007
John Hancock Life Insurance Company (U.S.A.) September 2003 - April 2006
Skills
Series 7, Financial Advisory, Mutual Funds, Retirement Planning, Fixed Annuities, Securities, Wealth Management, Investment Advisory, Asset Allocation, Investment Strategies, Series 63, Strategic Financial..., Long-term Care, 401k, Investments, Estate Planning, Financial Services, Asset Managment, Portfolio Management, Financial Planners, Retirement, Recruiting, Sourcing, Banking, Serious Gaming, Qualitative Research, Pensions, Alternative Investments, Asset Management, Capital Markets, Relationship Management, IRAs, Variable Annuities, Investment Management, Shaft Sinking, Disability Insurance, Long Term Care Insurance, Insurance, Finance, Fixed Income, FINRA, Equities, Financial Risk, Life Insurance, Wealth, Employee Benefits, Bonds, 401k Rollovers, Uniform Combined State..., ETFs
Education
Canisius College 1998 — 2002
Bachelors, Management
CED - Consolidated Electrical Distributors, Inc. August 2014 - Present
CED - Consolidated Electrical Distributors, Inc. August 2013 - July 2014
CED - Consolidated Electrical Distributors, Inc. September 2012 - July 2013
LPL Financial February 2012 - June 2012
Education
California State University-Fullerton - College of Business and Economics
Bachelors Degree, Finance
LPL Financial August 2005 - Present
ING July 1998 - November 2004
Great Western Financial Securities January 1993 - June 1998
T. Rowe Price January 1989 - December 1991
Skills
Investment Advisory, Brokerage, Mutual Funds, Operations Management, Risk Management, Compliance Audits, Special Projects, Offshore Operations, Profit & Loss Management, Legal Support, Retirement Services, Financial Planning, Advertising Reviews, Hybrid RIA's, Independent RIA's, Bilingual-Spanish, Call Center, Quality Auditing, Strategic Financial..., Retirement, FINRA, Securities, Financial Services, Asset Management, Series 7, Financial Advisory
Education
Wharton Business School 2011 — 2013
Certified Regulatory and Compliance Professional
California State University-Los Angeles
BS, Business Admininstration - Finance
LPL Financial August 2013 - Present
LPL Financial Services May 2007 - August 2013
Skills
Series 24, Series 7, FINRA, Securities, Financial Services, Series 66, Brokerage, Compliance, Regulatory, Leadership, Training, IRAs, Securities Regulation, Management
Education
California Western School of Law
Law Degree, Law
San Diego State University-California State University
Bachelor of Science, Criminal Justice Administration & Psychology
LPL Financial February 2013 - Present
Controlled Contamination Services January 2001 - March 2012
Ashford University May 2011 - September 2011
2003- 2009 January 2001 - January 2003
Remedy Staffing January 1999 - January 2000
Skills
Quality Assurance, Higher Education, Data Entry, Inventory Management, Public Speaking, Microsoft Office, Customer Service, PowerPoint, Leadership, Research, Training, Microsoft Excel, Microsoft Word, Sales, Data Analysis, Admissions, Teamwork, Market Research, Negotiation, Team Building, Management, Customer Satisfaction
Education
California State University-San Marcos - College of Business Administration 2009 — 2011
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Mesa College 2007 — 2009
Associates of Arts, Transfer Studies
LPL Financial December 2007 - Present
CheckFree Investment Services June 2001 - August 2007
CapitalWorks Investment Partners May 2000 - June 2001
Duncan-Hurst Capital Management August 1999 - May 2000
Nicholas Applegate June 1997 - August 1999
Skills
Portfolio Management, Mutual Funds, Financial Services, Investment Advisory, Hedge Funds, Retirement, Equities, Asset Allocation, Relationship Management, Series 7, Finance, Fixed Annuities, Bonds, Insurance, Risk Management, Strategic Financial..., Fixed Income, Bloomberg, FINRA, Investment Management, Securities, 401k, Investment Strategies, Estate Planning, Financial Advisory, Life Insurance, Trading, Wealth, Financial Analysis
Education
California State University-Sacramento 1991 — 1993
BS, Criminal Justice
Aflac June 2015 - Present
Mercer Management Consulting March 2014 - June 2015
LPL Financial February 2013 - March 2014
Edward Jones May 2008 - February 2013
BASF,NextSource May 2007 - April 2008
Skills
Strategic Financial..., Wealth Management, Finance, Retirement Planning, Training, Investments, CRM, Sales, Chemical Testing, Employee Benefits, Benefits Design, Voluntary Employee..., Defined Contribution, Private Exchanges, Benefits Administration, Benefits Compliance, Affordable Care Act
Education
Centenary College of Louisiana 2003 — 2007
Bachelor of Science (BS), Double Major: Finance and Business Administration, Minor: Spanish
Baylor Scott & White Health April 2015 - Present
Lockheed Martin June 2012 - April 2015
Citigroup 2005 - June 2012
Human Resources International (HRI) June 2005 - March 2006
Panasonic Avionics Corporation December 2003 - April 2005
LPL Financial December 2001 - December 2003
QUALEX (Kodak) February 2000 - November 2001
Neiman Marcus August 1999 - January 2000
Skills
Employee Relations, Human Resources, Recruiting, Hiring, Training, Employee Benefits, Internet Recruiting, Employee Engagement, Temporary Placement, Analysis, Project Management, Taleo, Interviews, Process Improvement, Team Leadership, Corporate Recruiting, Social Recruiting, Compensation & Benefit, Social Media, Sourcing, Deferred Compensation, Personnel Management, Management, Leadership, Staffing, Staffing Plans, Staffing Models, HR Metrics, High-volume Recruiting, Staffing Management, Employee Surveys, Human Resource..., Human Resource Planning, Analytics, Media Planning, AAP, College Recruiting, Compensation & Benefits, PeopleSoft, Talent Acquisition, Talent Management, Applicant Tracking..., Team Building, Onboarding, Performance Management, Workforce Planning, Program Management, Technical Recruiting
Education
Chapman University, The George L. Argyros School of Business and Economics 2002 — 2004
MBA, Business Administration
California State University-Long Beach 1995 — 1999
BA, Human Resources
Brookhurst Capital June 2013 - Present
U.S. Navy Reserves April 2002 - Present
LPL Financial August 2009 - August 2010
Chase July 2008 - July 2009
Washington Mutual Financial Services April 2004 - June 2008
Skills
Asset Management, Asset Allocation, Investment Advisory, Financial Analysis, Government, Portfolio Management, Leadership, Estate Planning, Security Clearance, Equities, Mergers, Personal Finance, Mutual Funds, Asset Managment, Insurance, Investment Strategies, Due Diligence, Strategic Financial..., Investments, Program Management, Equity Trading, Financial Services, Valuation, Training, Risk Management, Securities, Finance, Financial Modeling, Public Speaking, Stocks, Investment Management, Series 7, Wealth Management, Value Investing, Operations Management, Special Situations..., Business Strategy, Special Situations, Investment Portfolio, Bonds
Education
Ivey Business School at Western University 2009 — 2009
Value Investing
San Diego State University-California State University 2004 — 2005
Executive Financial Planner, Finance and Financial Planning
California State University-Long Beach - College of Business Administration 2001 — 2003
Bachelor of Science (BS), International Business and Finance Emphasis Investments
Promontory Financial Group, LLC October 2011 - Present
LPL Financial March 2008 - September 2011
New Century Mortgage 2002 - December 2007
Providian 1992 - 2002
Providian Financial 1991 - 2002
Skills
Governance Risk and..., Privacy and Information..., Asset Management, Asset Managment, Risk Management, Privacy Law, Financial Risk, GRC, Information Security, Enterprise Risk..., Risk Assessment, Disaster Recovery, Management, Insurance, Business Continuity, Process Improvement, Policy, Program Management, Outsourcing, Enterprise Software, AML
Education
Case Western Reserve University School of Law
Doctor of Law (J.D.)
Franklin & Marshall College
AB, Political Science and Government
FireSolutions, Inc. January 2015 - Present
LPL Financial January 2012 - Present
Clemente Course in the Humanities® January 2010 - Present
LPL Financial September 2011 - December 2011
LPL Financial April 2011 - September 2011
FINRA August 2007 - April 2011
NASD March 2006 - July 2007
NASD November 2003 - March 2006
Bingham McCutchen October 2002 - November 2003
Allmerica Investments/VeraVest Investments 2001 - 2002
Skills
Series 7 and 24 licensed, Securities, Series 7, FINRA, Securities Regulation, Broker-Dealer
Education
Harvard Business School 2012 — 2012
Executive Leadership Program
Macalester College 1978 — 1982
BA cum laude, Political Science
University of Stirling 1980 — 1981
exchange student, Political Science
Case Western Reserve University School of Law
JD, Law
LPL Financial April 2010 - Present
Sterling National Corp. September 2009 - April 2010
The Capital Group Companies May 2005 - July 2009
Safeway, Inc. August 1999 - May 2005
Skills
Business Analysis, Visio, Business Requirements, Integration, Project Management, Six Sigma, Business Process Design, SDLC, Business Process..., Business Process, Leadership, Requirements Analysis, Requirements Gathering, Business Intelligence, SharePoint
Education
California State University-San Marcos - College of Business Administration 1995 — 1998
B.S., Business Administration
LPL Financial December 2006 - Present
LPL Financial April 2004 - November 2006
LPL Financial March 2001 - March 2004
US Grant Hotel December 1996 - November 2000
Atrium Hotel June 1992 - August 1996
Skills
Series 7, Series 63, Financial Services, Series 6, Process Improvement, Program Management, Management, Project Management, PMO, Risk Management, Investments, ETFs, Business Requirements, Retirement Planning, Investment Advisory, Asset Allocation, Equities, SDLC, Asset Management, Investment Management, FINRA, Leadership, Governance, PMP, Alternative Investments, Project Portfolio..., Strategic Financial..., Wealth Management, Banking, Vendor Management, Investment Strategies, Business Analysis, Fixed Income, Requirements Gathering, Relationship Management, Business Process..., Portfolio Management, Mutual Funds, Finance, Securities, Retirement, Financial Advisory, 401k, Series 24, Fixed Annuities, Hedge Funds, Wealth, Financial Planners, Insurance, Bonds
Education
California State University-Fullerton 1986 — 1990
BA, English
Promontory Financial Group, LLC October 2011 - Present
LPL Financial March 2008 - October 2011
Vericomply 2006 - 2010
New Century 2002 - 2008
Providian Financial 1991 - 2002
Arter & Hadden 1987 - 1992
Skills
Privacy, Compliance, Security, AML, Risk Management, Executive Management, Policy, Vendor Management, Strategic Planning, Governance, Banking, Contract Negotiation, Enterprise Risk..., SOX, Risk, Business Continuity, Change Management, Privacy Law, Securities, Sarbanes-Oxley Act, Process Improvement, Internal Audit, Mergers & Acquisitions, Financial Services, Financial Risk, Due Diligence, Credit Cards, Disaster Recovery, Corporate Governance, Anti Money Laundering
Education
Case Western Reserve University School of Law 1971 — 1974
JD, Law
Franklin & Marshall College 1967 — 1971
AB, Government
LPL Financial March 2010 - Present
Wachovia January 2009 - March 2010
Bank of America 2008 - 2009
Apple Retail 2008 - 2009
Etrade Financial 2005 - 2009
E*TRADE Financial January 2005 - June 2008
Skills
Series 63, Series 7, Finance, Financial Services, AML, Securities, Mutual Funds, Trading, Investments
Education
California State University-Sacramento 2004 — 2008
M.A., History
California State University-Sacramento 2002 — 2008
Bachelor’s Degree, History, 3.8
MiFi (Novatel Wireless, Inc) April 2015 - Present
LPL Financial September 2012 - April 2015
CBIZ MHM, LLC January 2010 - September 2012
PowerGenix August 2007 - April 2009
Skills
GAAP, Financial Reporting, Accounting, SEC filings, US GAAP, Auditing, Internal Controls, Financial Accounting, Financial Analysis, Financial Statements, CPA, External Audit, QuickBooks, Sarbanes-Oxley Act, Microsoft Excel, SEC Filings, Tax, Microsoft Office
Education
California State University-San Marcos - College of Business Administration 2004 — 2009
Bachelor's Degree, Business Administration: Accounting, Dean's List; GPA 3.5 Cum Laude
LPL Financial February 2015 - Present
GM Advisory Group June 2013 - January 2015
Newgate Capital April 2005 - June 2013
Convergent Wealth Advisors/ Lydian Wealth Management/Fortigent 1995 - 2005
Skills
Alternative Investments, Asset Allocation, Emerging Markets, Closed-end Funds, Natural Resources, Investments, Investment Strategies, Hedge Funds, ETFs, Equities, Portfolio Management, Strategy, Mutual Funds, Asset Managment, Fixed Income, Investment Management, Commodity Markets, Asset Management, Commodity Risk..., Investment Advisory, Securities
Education
Carnegie Mellon University - Tepper School of Business 1991 — 1995
JD/MBA, Degrees Earned Concurrently
University of Pittsburgh 1991 — 1995
JD/MBA, Degrees Earned Concurrently
The University of Connecticut 1986 — 1990
BA, Cum Laude, Political Science
LPL Financial May 2013 - Present
RS Investments February 2008 - May 2013
Old Mutual Capital October 2004 - October 2007
Transamerica Capital 2000 - 2004
Skills
Mutual Funds, Complex Sales, Investments, Wholesaling, Series 7, Wholesale, Series 63, Hedge Funds, Series 6, Alternative Investments, Fixed Annuities, Retirement Planning, 401k
Education
The University of New Mexico 2003 — 2006
BA, Economics; German
California State University-San Bernardino 1992 — 1993
Business
University of Maryland- Munich Campus 1990 — 1991
Associates of Arts, General Studies
Capital Group December 2014 - Present
Wilshire Associates December 2013 - December 2014
Western Asset Management September 2011 - December 2013
LPL Financial October 2008 - September 2011
LPL Financial February 2008 - October 2008
California State University, San Bernardino September 2006 - June 2007
Skills
Portfolio Management, Fixed Income, Equities, Investment Strategies, Asset Management, Investment Management, Quantitative Analytics, Research, Derivatives, Options, Equity Valuation, Programming, SQL, VBA, Bloomberg, Risk Management, Oracle, Microsoft SQL Server, Financial Markets, Mutual Funds, Financial Analysis, Alternative Investments, Financial Services, Finance, Analysis, Corporate Finance, Asset Allocation, Investments, Capital Budgeting, Microsoft Excel, Securities, Hedge Funds, Strategic Financial..., Access Database, Leadership, Access, Financial Advisory, Private Equity, Investment Advisory, Forecasting, Management, Bonds, Financial Modeling, Trading, Valuation, Account Reconciliation, ETFs, Venture Capital, Wealth Management, PHP
Education
California State University-San Bernardino - College of Business and Public Administration
Bachelor of Science, Finance
LPL Financial
Skills
Wealth Management, Retirement, Financial Advisory, Investments, Investment Strategies, 401k Rollovers, Financial Services, Securities, Finance, Strategic Planning, IRAs, Tax, Small Business, Mutual Funds, Retirement Planning, Investment Advisory, 401k
Education
Pepperdine University, The George L. Graziadio School of Business and Management 1985 — 1987
Master of Business Administration (MBA), Post Graduate
California State University-Fullerton 1977 — 1980
Bachelor of Business Administration (B.B.A.), Marketing and Finance
Mater Dei High School, Santa Ana, CA 1972 — 1976
LPL Financial December 2011 - Present
Skills
Retirement Planning, Mutual Funds, Asset Allocation, Fixed Annuities, Retirement, Customer Service, Investments, 401k, Life Insurance, Strategic Financial..., Securities, Wealth Management, Sales, Public Speaking
Education
Central Michigan University 2000 — 2002
BSBA, Finance
Cetera Financial Networks November 2014 - Present
LPL Financial May 2005 - 2014
Data I/O September 1991 - December 1994
Education
California State University-Long Beach 1973 — 1975
MBA, Marketing
University of Washington 1963 — 1968
BA, Economics
LPL Financial July 2009 - Present
WaMu/Chase Investments September 2000 - June 2009
WaMu Investments, Inc. 2000 - 2009
GWFS 1986 - 1997
Education
California State University-Northridge
BA, Business
LPL Financial July 2002 - Present
Prudential Securities March 2000 - July 2002
First Union Securities June 1998 - March 2000
Prudential Securities November 1993 - June 1998
Education
California State University-Sacramento 1987 — 2002
Business, Finance
Home December 2010 - Present
LPL Financial 1992 - 2009
Skills
Process Improvement, Vendor Management, Information Technology, Software Development, IT Management
Education
California State University-Long Beach
Bachelor of Arts Mathmatics, Mathematics & Computer Science
LPL Financial March 2015 - Present
Qualcomm / Omnitracs June 2013 - March 2015
Raytheon March 2011 - June 2013
Sunrise Mortgage & Investment Co. September 2008 - December 2010
Skills
Microsoft Excel, Financial Analysis, Finance, Earned Value Management, Forecasting, SAP, Microsoft Office, PowerPoint, Financial Modeling, Microsoft Word, Marketing, Management, Variance Analysis, Analysis, Accounting
Education
California State University-Long Beach
Bachelor of Science (B.S.), Finance
Patrick Henry High School
LPL Financial December 2014 - Present
Larson Financial June 2012 - December 2014
Scottrade March 2009 - June 2012
Whitaker LaChance Insurance April 2010 - August 2010
Skills
Marketing, Customer Service, Social Media, Microsoft Excel, Finance, Microsoft Office, Time Management, Public Speaking, Leadership, Social Networking, Teamwork, Facebook, Outlook, PowerPoint, Microsoft Word, Event Planning, Access, Interpersonal..., Financial Analysis, Financial Planning, Investments
Education
Cedarville University
BS, Finance and Marketing
Cedarville University
Bachelor of Science (B.S.), finance
LPL Financial October 2014 - Present
LPL Financial November 2012 - October 2014
LPL Financial March 2012 - October 2012
LPL Financial October 2010 - February 2012
Del Mar Fair Grounds June 2007 - July 2010
San Diego Miramar College October 2006 - July 2007
Washington Mutual April 2002 - June 2006
Skills
Access, Financial Analysis, Microsoft Office, Accounting, Process Improvement, Customer Service, Data Analysis, Microsoft Excel, SQL, Process Management, Database Design, Business Planning, Oracle, Critical Thinking, Group Presentations, Customer Presentations, Inside Sales, Accounts Receivable, Quality Assurance, Auditing, Customer Engagement, Phone Skills, Phone Sales, data entry, Corporate Communications, Outlook, Analysis, Financial Services, Finance, Insurance, Mutual Funds, Series 7
Education
California State University-San Marcos - College of Business Administration 2007 — 2010
Bachelor of Science, Business Finance
San Diego Mesa College 2005 — 2007
Associates, Business
LPL Financial June 2012 - Present
Sage Advisory Group June 2014 - Present
Woodbury Financial Services September 2006 - May 2012
MassMutual Financial Group February 1996 - September 2006
Education
Calvin College 1988 — 1992
B.A. English, English / Religion
University of Pittsburgh - Joseph M. Katz Graduate School of Business 2007 — 2008
AIFA, Fiduciary Analysis
Robert Morris University 2012 — 2012
PPC; Professional Plan Consultant, Qualified Retirement Plans
LPL Financial September 1998 - January 2009
LPL Financial Services 1998 - 2009
Education
California State University-Los Angeles 1965 — 1969
Bachelor of Science, Business - Information Systems
LPL Financial July 2014 - Present
Freelance 2010 - Present
United Methodist Church 2010 - Present
Actors Co-op Theatre Company 2011 - 2011
Skills
Music Theory, Band, Music, Composition, Teaching, Orchestral Music, Trombone, Musicians, Musical Theatre, Classical, Music Production, Songwriting, Piano, Recording, Improvisation, PowerPoint, Finance, Public Speaking, Public Relations, Writing, Financial Reporting, Financial Analysis, Retirement Planning, Customer Service, Microsoft Excel, Social Media, Microsoft Office, Microsoft Word
Education
California State University-Northridge 2010 — 2015
Bachelor of Science (B.S.), Finance
Colburn School of Music 2008 — 2010
Jazz/Jazz Studies
LPL Financial August 2009 - November 2012
The Walt Disney Company January 2008 - August 2009
Skills
Financial Analysis, Competitive Analysis, Research, Customer Service, Financial Modeling, Finance, Microsoft Word, Access
Education
California State University-Fullerton - College of Business and Economics 2005 — 2009
Bachelor of Arts, Finance
Laine Wealth Management September 2012 - Present
LPL Financial October 2008 - October 2012
Bank of America October 2007 - October 2008
Knowledge Right Now Tutoring September 2006 - October 2007
Sports Chalet July 2006 - September 2007
Skills
Risk Management, Investments, Customer Service, Strategic Financial..., Financial Modeling, Asset Management, Public Speaking, Business Planning, Business Analysis, Valuation, Financial Planning, Business Strategy, Strategic Planning, Insurance, Loans, Leadership Development, Analysis, Accounting, Financial Reporting, Credit Analysis, Mortgage Lending, Asset Allocation, Estate Tax Planning, Microsoft Office 2007, Pivot Tables, HTML, Budgets, Forecasting, Problem Solving, Compliance, Customer Relations, Series 7: General..., Series 66 Licensed:..., Visual Basic: Novice, jQuery:Novice, Slow Pitch Softball
Education
College of Financial Planning 2009 — 2011
California State University-Long Beach 2004 — 2009
Bachelor of Science (B.S.), Finance, Real Estate, and Law: Investment Emphasis
Bishop Montgomery High School 2000 — 2004
Solano Wealth Management, Inc. March 2009 - Present
LPL Financial January 2002 - Present
Skills
Finance, Investments, Wealth, Financial Planning, Wealth Management, Portfolio Management, Retirement Planning, Mutual Funds, Financial Services, Financial Analysis
Education
California State University-Sacramento 1990 — 1992
Bachelor’s Degree, Business Administration, Concentration in Finance
LPL Financial November 1996 - Present
Calculated Industries April 1988 - 1995
Skills
63 Licensed Ins Agent, Insurance, Investments
Education
California State University-Long Beach
BS, Sociology
ClearPoint Credit Counseling Solutions September 2014 - Present
LPL Financial December 2012 - September 2014
The Community College Foundation February 2008 - October 2012
Los Angeles Unified School District October 2008 - June 2012
Friar Apartments April 2006 - April 2012
Tropical Supreme Fruits June 2009 - December 2009
Skills
Management, Entrepreneurship, Analytical Skills, Public Speaking, Customer Service, Leadership, Sales, Nonprofits
Education
California State University-Northridge 2007 — 2011
Bachelor of Science (BS), Business Administration and Management, General
LPL Financial November 2010 - March 2012
Starwood Hotels & Resorts Worldwide, Inc. October 2007 - November 2010
Skills
Hospitality, Office Management, Organization &..., Administrative..., Confidentiality
Education
Cascadia Community College 2012 — 2014
UTMB March 2014 - Present
Herbalife September 2013 - February 2014
Yokohama Tire Corporation September 2012 - September 2013
Technology Integration Group September 2012 - September 2013
Peregrine Semiconductor September 2012 - September 2013
LPL Financial October 2012 - January 2013
Cox Communications May 2010 - August 2011
Hewlett-Packard October 2010 - May 2011
California State University, Long Beach August 2006 - May 2010
Skills
OBIEE, OBIA, SQL, Oracle, Data Modeling, ODI, Informatica, Microsoft SQL Server, SQL Server Management..., Oracle SQL Developer, PL/SQL, Toad, HTML, XML, Visual Basic, VBA, Microsoft Office, Databases, Unix
Education
California State University-Long Beach 2006 — 2010
Master's degree, Computer Science
Adhiparasakthi Engineering College 2001 — 2005
Bachelor's degree, Computer Science
Sugar Foods Corporation January 2014 - Present
California State University, Northridge 2011 - 2013
LPL Financial 2008 - 2012
Skills
Food Safety, Internal Audit, Food Chemistry, Quality Assurance, ServSafe, Medical Nutrition..., Public Speaking, PowerPoint, Presentations, Notary Public, Nutrition, Nutritional Counseling
Education
California State University-Northridge 2011 — 2013
Master of Science (MS), Food Science
University of California, Los Angeles 2000 — 2004
Bachelor of Science (BS), Psychobiology
LPL Financial June 1998 - Present
Morgan Stanley 1996 - 1998
D.A. Campbel Company 1988 - 1996
Skills
Asset Management, Retirement Planning, Life Insurance
Education
California State University-Northridge
Bachelor of Arts (BA), Political Science
Notre Dame High School
LPL Financial January 2012 - January 2014
Express Scripts fka Medco Health Solutions January 2005 - January 2012
Mid Atlantic Associates January 2002 - January 2004
Skills
Project Management, DMAIC, Agile & Waterfall..., Design-Build, Cross-functional Team..., Change Management, Construction Management, Construction Safety, Environmental..., OSHA, Crew Supervision, Field Operations, Hazardous Materials..., Telecommuting, Scheduling
Education
Central Piedmont Community College 2015 — 2015
Project Management Plus Certificate Program, Project Management
North Carolina Agricultural and Technical State University 1993 — 2001
Bachelor of Science (B.Sc.), Civil Engineering