LPL Financial
Industry: Financial services company
DescriptionLPL Financial LLC is the largest independent broker-dealer in the United States. As of 2017 the company had more than 15,000 financial advisors, over $615 billion in advisory & brokerage assets, and generated approximately $4.2 billion in annual revenue for the 2017 fiscal year. Headquarters: Boston, Massachusetts, United States CEO: Dan Arnold (Jan 2017–) Subsidiaries: AdvisoryWorld, Inc., LINSCO PRIVATE LEDGER CORP, Private Trust Co, Fortigent Holdings Company, Inc. Parent organization: LPL Financial Holdings Inc
LPL Financial List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at LPL Financial. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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3,941 LPL Financial employees in database. Find out everything there's to know about LPL Financial employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
LPL Financial Employees
Employee
Years
Job
Industry
Kathryn Olson Kathryn Olson's LPL Financial Experience November 2014 - Present
Job Communication Specialist at LPL Financial
Industry Financial Services
Experience
LPL Financial November 2014 - Present
LPL Financial July 2014 - November 2014
Skills
Customer Service, Social Media, Microsoft Office, PowerPoint, Microsoft Excel, Microsoft Word, Social Media Marketing, Teamwork, Marketing, Advertising, Marketing Communications, Market Research, Marketing Strategy, Photoshop, Event Planning, Public Relations
Education
University of Portsmouth 2013 — 2014
Master's Degree, Marketing
Minnesota State University, Mankato 2010 — 2013
Bachelor's Degree, Business; Sociology
LPL Financial November 2014 - Present
LPL Financial July 2014 - November 2014
Skills
Customer Service, Social Media, Microsoft Office, PowerPoint, Microsoft Excel, Microsoft Word, Social Media Marketing, Teamwork, Marketing, Advertising, Marketing Communications, Market Research, Marketing Strategy, Photoshop, Event Planning, Public Relations
Education
University of Portsmouth 2013 — 2014
Master's Degree, Marketing
Minnesota State University, Mankato 2010 — 2013
Bachelor's Degree, Business; Sociology
Eric Felice Eric Felice's LPL Financial Experience February 2008 - January 2009
Job Division Director at Beacon Hill Staffing Group
Industry Staffing and Recruiting
Experience
Beacon Hill Financial August 2013 - Present
DISYS February 2012 - August 2013
MPS Group January 2009 - February 2012
LPL Financial February 2008 - January 2009
Indymac Bank January 2005 - December 2007
New Century Mortgage 2002 - 2005
Ameriquest Mortgage January 2000 - June 2002
Skills
Professional Services, Business Development, Sales Management, Staffing Services, Technology, Financial Services, Technical Recruiting, Management Skills, Sales, Account Management, Cold Calling, Applicant Tracking..., Contract Negotiation, Contract Recruitment, Customer Service, Direct Sales, Employee Relations, Executive Search, Information Technology, Talent Acquisition, Staff Augmentation
Education
Manhattanville College 1997 — 2000
BA, Business Management
Somers
Beacon Hill Financial August 2013 - Present
DISYS February 2012 - August 2013
MPS Group January 2009 - February 2012
LPL Financial February 2008 - January 2009
Indymac Bank January 2005 - December 2007
New Century Mortgage 2002 - 2005
Ameriquest Mortgage January 2000 - June 2002
Skills
Professional Services, Business Development, Sales Management, Staffing Services, Technology, Financial Services, Technical Recruiting, Management Skills, Sales, Account Management, Cold Calling, Applicant Tracking..., Contract Negotiation, Contract Recruitment, Customer Service, Direct Sales, Employee Relations, Executive Search, Information Technology, Talent Acquisition, Staff Augmentation
Education
Manhattanville College 1997 — 2000
BA, Business Management
Somers
Dane Broadie Dane Broadie's LPL Financial Experience July 2014 - Present
Job Founder at Perspectives Financial; SOFA KC Chapter President; Coach
Industry Financial Services
Experience
Perspectives Financial July 2014 - Present
LPL Financial July 2014 - Present
The Society for Financial Awareness July 2014 - Present
Blue Moose Soccer Club April 2014 - Present
National Life Group July 2011 - June 2014
Danisco December 2008 - July 2011
Ernst & Young January 2008 - December 2008
Education
University of Kansas 2004 — 2007
Bachelor of Science, Accounting & Information Systems
Missouri Western State University 2002 — 2004
Accounting
Park hill south
Perspectives Financial July 2014 - Present
LPL Financial July 2014 - Present
The Society for Financial Awareness July 2014 - Present
Blue Moose Soccer Club April 2014 - Present
National Life Group July 2011 - June 2014
Danisco December 2008 - July 2011
Ernst & Young January 2008 - December 2008
Education
University of Kansas 2004 — 2007
Bachelor of Science, Accounting & Information Systems
Missouri Western State University 2002 — 2004
Accounting
Park hill south
Ryan Philbin Ryan Philbin's LPL Financial Experience May 2014 - August 2014
Job Business Analyst Intern at Target
Industry Financial Services
Experience
Target June 2015 - Present
LPL Financial May 2014 - August 2014
ADP May 2014 - August 2014
Wayzata Country Club June 2007 - August 2014
Golf Galaxy June 2013 - August 2013
Skills
Microsoft Office, Microsoft Excel, Stock Trading, Bloomberg, E*TRADE Platform, Social Media, Investments, Data Analysis, Public Speaking, Financial Analysis, Financial Modeling
Education
Miami University 2012 — 2016
Major: Finance
Miami University - Luxembourg 2014 — 2014
International/Global Studies
Target June 2015 - Present
LPL Financial May 2014 - August 2014
ADP May 2014 - August 2014
Wayzata Country Club June 2007 - August 2014
Golf Galaxy June 2013 - August 2013
Skills
Microsoft Office, Microsoft Excel, Stock Trading, Bloomberg, E*TRADE Platform, Social Media, Investments, Data Analysis, Public Speaking, Financial Analysis, Financial Modeling
Education
Miami University 2012 — 2016
Major: Finance
Miami University - Luxembourg 2014 — 2014
International/Global Studies
Brian Runyan Brian Runyan's LPL Financial Experience June 2004 - March 2009
Job Principal Consultant at FastlaneCRM
Industry Information Technology and Services
Experience
FastlaneCRM June 2015 - Present
Software Anywhere July 2014 - May 2015
Norima Consulting Inc March 2012 - July 2014
UST Global March 2009 - March 2012
LPL Financial June 2004 - March 2009
Silicon Space October 2000 - June 2004
Skills
Team Leadership, Project Management, Software Project..., Product Management, Management, Strategy, Process Improvement, Program Management, Business Analysis, Business Development, Team Building, Start-ups, Account Management, Leadership, Strategic Planning, Requirements Analysis, Vendor Management, Software Development, Project Planning, Business Process..., Integration, Budgets, Change Management, CRM, Enterprise Architecture, Salesforce.com, Salesforce.com..., Salesforce Training, Salesforce.com..., Salesforce.com...
Education
Miami University 1993 — 1998
B.S, Finance
FastlaneCRM June 2015 - Present
Software Anywhere July 2014 - May 2015
Norima Consulting Inc March 2012 - July 2014
UST Global March 2009 - March 2012
LPL Financial June 2004 - March 2009
Silicon Space October 2000 - June 2004
Skills
Team Leadership, Project Management, Software Project..., Product Management, Management, Strategy, Process Improvement, Program Management, Business Analysis, Business Development, Team Building, Start-ups, Account Management, Leadership, Strategic Planning, Requirements Analysis, Vendor Management, Software Development, Project Planning, Business Process..., Integration, Budgets, Change Management, CRM, Enterprise Architecture, Salesforce.com, Salesforce.com..., Salesforce Training, Salesforce.com..., Salesforce.com...
Education
Miami University 1993 — 1998
B.S, Finance
Kia Miller, CFCS Kia Miller, CFCS's LPL Financial Experience October 2007 - September 2008
Job AML Transaction Monitoring Consultant
Industry Banking
Experience
Navigant December 2014 - Present
Barclays Investment Bank August 2014 - November 2014
TD September 2011 - August 2014
Wells Fargo September 2008 - September 2011
LPL Financial October 2007 - September 2008
Wells Fargo April 2007 - September 2007
Wachovia Securities Financial Network September 2006 - April 2007
Carolinas Investment Consulting December 2005 - August 2006
Wachovia Securities Financial Network August 2004 - December 2005
Wachovia Securities Financial Network October 2002 - August 2004
Skills
Banking, Risk Assessment, Quality Assurance, Internal Controls, Internal Audit, Operational Due..., Risk Management, Financial Services, Compliance, Financial Crimes..., Anti Money Laundering, Bank Secrecy Act, USA PATRIOT Act, OFAC, FinCEN, SEC filings, Capital Markets, Consulting, OSFI, Financial Risk
Education
Montreat College 1994 — 1998
Bachelor of Science, Business Administration (BBA)
University of North Carolina at Wilmington 1992 — 1993
West Charlotte Senior High School 1989 — 1992
Navigant December 2014 - Present
Barclays Investment Bank August 2014 - November 2014
TD September 2011 - August 2014
Wells Fargo September 2008 - September 2011
LPL Financial October 2007 - September 2008
Wells Fargo April 2007 - September 2007
Wachovia Securities Financial Network September 2006 - April 2007
Carolinas Investment Consulting December 2005 - August 2006
Wachovia Securities Financial Network August 2004 - December 2005
Wachovia Securities Financial Network October 2002 - August 2004
Skills
Banking, Risk Assessment, Quality Assurance, Internal Controls, Internal Audit, Operational Due..., Risk Management, Financial Services, Compliance, Financial Crimes..., Anti Money Laundering, Bank Secrecy Act, USA PATRIOT Act, OFAC, FinCEN, SEC filings, Capital Markets, Consulting, OSFI, Financial Risk
Education
Montreat College 1994 — 1998
Bachelor of Science, Business Administration (BBA)
University of North Carolina at Wilmington 1992 — 1993
West Charlotte Senior High School 1989 — 1992
Corey Garner Corey Garner's LPL Financial Experience January 2015 - Present
Job Wealth Management Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2015 - Present
Northwestern Mutual Financial Network May 2011 - January 2015
Education
Middle Tennessee State University 2007 — 2012
Bachelor of Business Administration (B.B.A.), Finance, General
Franklin County High School 2004 — 2007
LPL Financial January 2015 - Present
Northwestern Mutual Financial Network May 2011 - January 2015
Education
Middle Tennessee State University 2007 — 2012
Bachelor of Business Administration (B.B.A.), Finance, General
Franklin County High School 2004 — 2007
Robert Comfort Robert Comfort's LPL Financial Experience Managing DirectorHuntington Wealth AdvisorsJune 1995 - April 2012
Job EVP Business Consulting at LPL Financial
Industry Financial Services
Experience
LPL Financial Managing DirectorHuntington Wealth AdvisorsJune 1995 - April 2012
Skills
Innovative Leadership,, Building Dynamic..., Inspirational Public..., Strategic Vision &..., Dynamic Sales Management, Bank and Credit Union..., Life Skill Training in..., The Five Drivers of...
Education
Miami University 1980 — 1984
Bachelor of Science (BS), Finance, General
LPL Financial Managing DirectorHuntington Wealth AdvisorsJune 1995 - April 2012
Skills
Innovative Leadership,, Building Dynamic..., Inspirational Public..., Strategic Vision &..., Dynamic Sales Management, Bank and Credit Union..., Life Skill Training in..., The Five Drivers of...
Education
Miami University 1980 — 1984
Bachelor of Science (BS), Finance, General
Toby J. Peters, CLU, ChFC, CPA, AIF Toby J. Peters, CLU, ChFC, CPA, AIF's LPL Financial Experience May 2004 - November 2014
Job Woodbury Financial Services, Inc. d/b/a Rycon Financial Group, LLC
Industry Financial Services
Experience
Rycon Financial Group, LLC May 2004 - Present
LPL Financial May 2004 - November 2014
AXA Advisors February 1990 - May 2004
Skills
Qualified Retirement..., Wealth Management..., Personal Financial..., Retirement Planning, Retirement Plan..., Small Business..., Investment Management
Education
Miami University 1976 — 1980
Bachelor of Science (BS), Accounting and Finance
Rycon Financial Group, LLC May 2004 - Present
LPL Financial May 2004 - November 2014
AXA Advisors February 1990 - May 2004
Skills
Qualified Retirement..., Wealth Management..., Personal Financial..., Retirement Planning, Retirement Plan..., Small Business..., Investment Management
Education
Miami University 1976 — 1980
Bachelor of Science (BS), Accounting and Finance
Rhonda Heineman, CFP(r) Rhonda Heineman, CFP(r)'s LPL Financial Experience July 2003 - April 2012
Job CERTIFIED FINANCIAL PLANNER™
Industry Financial Services
Experience
Heineman Financial Strategies April 2012 - Present
Cambridge Investment Research April 2012 - Present
LPL Financial July 2003 - April 2012
Centris Federal Credit Union January 1996 - July 2003
Skills
Strategic Financial..., Retirement Planning, Investments, Investment Advisory, Finance, Financial Services, Mutual Funds, Leadership, Estate Planning, Financial Advisory, Wealth Accumulation, Series 7, Management, Financial Planners, Asset Allocation, 401k Rollovers, Long-term Care, Personal Financial..., Fixed Annuities, Series 63, Wealth Management, Cash Flow, Investment Management, Program Management, Wealth Management..., FINRA
Education
University of Nebraska at Omaha 1983 — 1987
Bachelor of Science (B.S.), Banking and Business Finance
Metropolitan Community College 2004 — 2005
Certificate of Achievement in Personal Financial Planning, Education requirements for CFP Certification
Heineman Financial Strategies April 2012 - Present
Cambridge Investment Research April 2012 - Present
LPL Financial July 2003 - April 2012
Centris Federal Credit Union January 1996 - July 2003
Skills
Strategic Financial..., Retirement Planning, Investments, Investment Advisory, Finance, Financial Services, Mutual Funds, Leadership, Estate Planning, Financial Advisory, Wealth Accumulation, Series 7, Management, Financial Planners, Asset Allocation, 401k Rollovers, Long-term Care, Personal Financial..., Fixed Annuities, Series 63, Wealth Management, Cash Flow, Investment Management, Program Management, Wealth Management..., FINRA
Education
University of Nebraska at Omaha 1983 — 1987
Bachelor of Science (B.S.), Banking and Business Finance
Metropolitan Community College 2004 — 2005
Certificate of Achievement in Personal Financial Planning, Education requirements for CFP Certification
J Scott Schaffer, ChFC J Scott Schaffer, ChFC's LPL Financial Experience May 2000 - June 2007
Job Financial Representative
Industry Financial Services
Experience
FLAG - Fruitful Life Advisory Group June 2007 - Present
Western & Southern Life January 2014 - July 2015
OneAmerica Financial Partners Inc. May 2005 - December 2013
John Hancock Financial Services August 2011 - August 2012
Chase November 2009 - March 2011
LPL Financial May 2000 - June 2007
MetLife December 1994 - January 2000
Education
The American College 1998 — 2003
ChFC, Chartered Financial Consultant
The American College 1998 — 2003
ChFC - Chartered Financial Consultant, Advanced Financial Planning
Maranatha Baptist Bible College 1986 — 1990
B.S., Church Ministries / Organizational Development
Upper Bucks Christian School 1985 — 1986
High School
Parkland High School 1983 — 1986
FLAG - Fruitful Life Advisory Group June 2007 - Present
Western & Southern Life January 2014 - July 2015
OneAmerica Financial Partners Inc. May 2005 - December 2013
John Hancock Financial Services August 2011 - August 2012
Chase November 2009 - March 2011
LPL Financial May 2000 - June 2007
MetLife December 1994 - January 2000
Education
The American College 1998 — 2003
ChFC, Chartered Financial Consultant
The American College 1998 — 2003
ChFC - Chartered Financial Consultant, Advanced Financial Planning
Maranatha Baptist Bible College 1986 — 1990
B.S., Church Ministries / Organizational Development
Upper Bucks Christian School 1985 — 1986
High School
Parkland High School 1983 — 1986
Brian Bloom Brian Bloom's LPL Financial Experience May 1998 - December 2005
Job Insurance Agent at Nevada Insurance Agency Inc.
Industry Insurance
Experience
Nevada Insurance Agency Inc. January 2006 - Present
LPL Financial May 1998 - December 2005
Skills
Insurance, Investments, Retirement Planning, Risk Management, Fixed Annuities, Life Insurance, Casualty, Disability Insurance, Wealth, Workers Compensation, Employee Benefits, Customer Service, Underwriting, Property & Casualty..., Umbrella Insurance, Legal Liability, Term Life Insurance, Homeowners, Claim, General Insurance, Professional Liability, Liability, Casualty Insurance
Education
Crowder College 1998 — 2000
Associate of the Arts, Business
Nevada High School 1991 — 1994
High School Diploma, General Studies
Missouri Southern State University
Business/Economics
Nevada Insurance Agency Inc. January 2006 - Present
LPL Financial May 1998 - December 2005
Skills
Insurance, Investments, Retirement Planning, Risk Management, Fixed Annuities, Life Insurance, Casualty, Disability Insurance, Wealth, Workers Compensation, Employee Benefits, Customer Service, Underwriting, Property & Casualty..., Umbrella Insurance, Legal Liability, Term Life Insurance, Homeowners, Claim, General Insurance, Professional Liability, Liability, Casualty Insurance
Education
Crowder College 1998 — 2000
Associate of the Arts, Business
Nevada High School 1991 — 1994
High School Diploma, General Studies
Missouri Southern State University
Business/Economics
Rob Gordon Rob Gordon's LPL Financial Experience May 1998 - December 1998
Job Program Manager: Business & Community Development
Industry Information Technology and Services
Experience
Action Planning Associates May 2013 - Present
World Startups March 2012 - December 2014
California International Business & Trade January 2002 - December 2010
Xoriant September 1999 - June 2000
EDS Group March 1999 - July 1999
LPL Financial May 1998 - December 1998
Solar Turbines September 1997 - November 1997
Shell February 1992 - July 1993
MCI Communications January 1989 - June 1992
Project Analytical Service January 1986 - December 1990
Skills
Program Management, Community Development, Entrepreneurship, Small Business, Start-ups, Business Planning, Business Writing, Technical Writing, Open Source Development, Asana, CRM, Google Apps, Google Hangouts, International Business, Product Management, Strategic Partnerships, Strategic Planning, Project Management, Content Management, Systems Analysis, Community Management, Event Planning, Event Management, Community Organizing, E-commerce, Project Planning, Custom Social Networks, Social Media, Economic Development, Social Networking, Public Relations, Proposal Writing, Marketing Communications, Management Consulting, Email Marketing, Online Marketing, Team Building, Business Development, Nonprofits, Marketing Strategy, Online Advertising, Writing
Education
Stanford University 2012 — 2012
Entrepreneurial Technology, Online Course
University of California, Santa Cruz 1999 — 2000
Technology Project Management Certificate, Technology Project Management
San Diego State University-California State University 1981 — 1984
MPA, Government, Economics, Information Technology
Michigan State University 1972 — 1976
BS, biology
Action Planning Associates May 2013 - Present
World Startups March 2012 - December 2014
California International Business & Trade January 2002 - December 2010
Xoriant September 1999 - June 2000
EDS Group March 1999 - July 1999
LPL Financial May 1998 - December 1998
Solar Turbines September 1997 - November 1997
Shell February 1992 - July 1993
MCI Communications January 1989 - June 1992
Project Analytical Service January 1986 - December 1990
Skills
Program Management, Community Development, Entrepreneurship, Small Business, Start-ups, Business Planning, Business Writing, Technical Writing, Open Source Development, Asana, CRM, Google Apps, Google Hangouts, International Business, Product Management, Strategic Partnerships, Strategic Planning, Project Management, Content Management, Systems Analysis, Community Management, Event Planning, Event Management, Community Organizing, E-commerce, Project Planning, Custom Social Networks, Social Media, Economic Development, Social Networking, Public Relations, Proposal Writing, Marketing Communications, Management Consulting, Email Marketing, Online Marketing, Team Building, Business Development, Nonprofits, Marketing Strategy, Online Advertising, Writing
Education
Stanford University 2012 — 2012
Entrepreneurial Technology, Online Course
University of California, Santa Cruz 1999 — 2000
Technology Project Management Certificate, Technology Project Management
San Diego State University-California State University 1981 — 1984
MPA, Government, Economics, Information Technology
Michigan State University 1972 — 1976
BS, biology
Jayme Hirschman Jayme Hirschman's LPL Financial Experience March 2007 - June 2009
Job Long Term Care/Wealth Strategist
Industry Insurance
Experience
Innovative Insurance Options Agency January 2009 - Present
LPL Financial March 2007 - June 2009
United Insurance Group September 2006 - March 2007
Skills
Long-term Care, Retirement Planning, Insurance, Fixed Annuities, Disability Insurance, Retirement, Long Term Care Insurance, Life Insurance, Medicare, Term Life Insurance, Health Insurance, Critical Illness, Universal Life, IRAs, Whole Life, Insurance Planning, Long Term Care, Medicare Supplements
Education
Oakland University 1986 — 1988
Bachelors, Education
Michigan State University 1982 — 1984
Undergraduate -Education
Innovative Insurance Options Agency January 2009 - Present
LPL Financial March 2007 - June 2009
United Insurance Group September 2006 - March 2007
Skills
Long-term Care, Retirement Planning, Insurance, Fixed Annuities, Disability Insurance, Retirement, Long Term Care Insurance, Life Insurance, Medicare, Term Life Insurance, Health Insurance, Critical Illness, Universal Life, IRAs, Whole Life, Insurance Planning, Long Term Care, Medicare Supplements
Education
Oakland University 1986 — 1988
Bachelors, Education
Michigan State University 1982 — 1984
Undergraduate -Education
Karen Purvis's LPL Financial Experience April 2013 - Present
Job Client Service Administrator LPL Financial
Industry Financial Services
Experience
LPL Financial April 2013 - Present
Beth Israel Deaconess Medical Center March 2010 - June 2013
General Dynamics Information Technology May 2005 - December 2009
General Dynamics Information Technology May 2000 - May 2005
Skills
Proposal Writing, Program Management, Process Improvement, Administration, Management, Team Building, Microsoft Office
Education
Massachusetts College of Liberal Arts 1999 — 2003
Bachelor's of Science, Business Administration and Management, General
LPL Financial April 2013 - Present
Beth Israel Deaconess Medical Center March 2010 - June 2013
General Dynamics Information Technology May 2005 - December 2009
General Dynamics Information Technology May 2000 - May 2005
Skills
Proposal Writing, Program Management, Process Improvement, Administration, Management, Team Building, Microsoft Office
Education
Massachusetts College of Liberal Arts 1999 — 2003
Bachelor's of Science, Business Administration and Management, General
Nakisha Clark Nakisha Clark's LPL Financial Experience February 2013 - October 2014
Job IT Project Manager at Wells Fargo
Industry Financial Services
Experience
Wells Fargo October 2014 - Present
LPL Financial February 2013 - October 2014
City of Charlotte August 2007 - February 2013
Bank of America February 2007 - August 2007
Wells Fargo Home Mortgage May 2006 - June 2006
J.P. Morgan September 2005 - May 2006
Align November 2004 - September 2005
Educational Testing Service (ETS) February 2004 - September 2005
Education Testing Services February 2004 - October 2004
Tommy Hilfiger September 2000 - November 2003
Skills
Vendor Management, ITIL, IT Operations, IT Management, Business Process..., Program Management, IT Strategy, Visio, Avaya CMS, Verint WFM, Avaya Interaction Center, Avaya Operational..., Cognos Administrator 7.4, Use Case Diagrams, Business Analysis, Cross-functional Team..., System Integration..., Data Integration, Solution Implementation, Contact Center..., Call Center..., Call Center Architecture, Systems Analysis, System Design, Open Source Integration, Cost Reduction Planning, Information Management, Information Systems..., CiscoWorks, Cisco Routing &..., Cisco Routers, Cisco Call Manager, Avaya AES, Avaya Aura, Avaya Site..., Problem Management, Collaboration Solutions, MS Project, Software Project..., Project Delivery, Multiple Project..., Leadership, SDLC, Avaya, VoIP, Telephony, IVR, Telecommunications, Call Centers, Technical Support
Education
Syracuse University 2010 — 2012
Master of Science (M.S.)
Global Knowledge 2013 — 2013
Certification
APM Group 2012 — 2012
Certificate
The Employers Association 2008 — 2012
Certificate
Verint University 2010 — 2012
Certificate
Avaya University 2007 — 2010
Certificate
DeVry University 1998 — 2003
Bachelors
AmTech Academy 2001 — 2001
Certificate
Mercer County Community College 1997 — 1998
Associates in Criminal Justice
Trenton High School 1989 — 1992
Diploma
Wells Fargo October 2014 - Present
LPL Financial February 2013 - October 2014
City of Charlotte August 2007 - February 2013
Bank of America February 2007 - August 2007
Wells Fargo Home Mortgage May 2006 - June 2006
J.P. Morgan September 2005 - May 2006
Align November 2004 - September 2005
Educational Testing Service (ETS) February 2004 - September 2005
Education Testing Services February 2004 - October 2004
Tommy Hilfiger September 2000 - November 2003
Skills
Vendor Management, ITIL, IT Operations, IT Management, Business Process..., Program Management, IT Strategy, Visio, Avaya CMS, Verint WFM, Avaya Interaction Center, Avaya Operational..., Cognos Administrator 7.4, Use Case Diagrams, Business Analysis, Cross-functional Team..., System Integration..., Data Integration, Solution Implementation, Contact Center..., Call Center..., Call Center Architecture, Systems Analysis, System Design, Open Source Integration, Cost Reduction Planning, Information Management, Information Systems..., CiscoWorks, Cisco Routing &..., Cisco Routers, Cisco Call Manager, Avaya AES, Avaya Aura, Avaya Site..., Problem Management, Collaboration Solutions, MS Project, Software Project..., Project Delivery, Multiple Project..., Leadership, SDLC, Avaya, VoIP, Telephony, IVR, Telecommunications, Call Centers, Technical Support
Education
Syracuse University 2010 — 2012
Master of Science (M.S.)
Global Knowledge 2013 — 2013
Certification
APM Group 2012 — 2012
Certificate
The Employers Association 2008 — 2012
Certificate
Verint University 2010 — 2012
Certificate
Avaya University 2007 — 2010
Certificate
DeVry University 1998 — 2003
Bachelors
AmTech Academy 2001 — 2001
Certificate
Mercer County Community College 1997 — 1998
Associates in Criminal Justice
Trenton High School 1989 — 1992
Diploma
Dominic Lucente, CFP® Dominic Lucente, CFP®'s LPL Financial Experience August 2007 - Present
Job CERTIFIED FINANCIAL PLANNER™ practitioner at Northeast Planning Associates, Inc
Industry Financial Services
Experience
LPL Financial August 2007 - Present
Northeast Planning Associates August 2005 - Present
Education
Maranatha Baptist Bible College
LPL Financial August 2007 - Present
Northeast Planning Associates August 2005 - Present
Education
Maranatha Baptist Bible College
William Griggers CLU,ChFC William Griggers CLU,ChFC's LPL Financial Experience 2000 - Present
Job Griggers Wealth Managment
Industry Financial Services
Experience
LPL Financial 2000 - Present
First Freedom Investments/ First Liberty Bank 1995 - 2000
Laughlin Group/ SunTrust Securities 1993 - 1995
Prudential Insurance Company 1983 - 1993
Skills
Retirement Planning, Wealth Management, Estate Planning, Financial Planning, Financial Advisory, 401k, Investments, Insurance, Strategic Financial..., Securities, Fixed Annuities, Finance, Retirement, Financial Services, Investment Advisory, Bonds, Mutual Funds, Personal Finance, Stocks, ETFs, Asset Allocation, Investment Strategies, Portfolio Management, Asset Management, IRAs
Education
American College, Bryn Mawr Penn 1989 — 1990
ChFC, Chartered Financial Consultant
American College Bryn Mawr Penn 1988 — 1989
CLU, Chartered Life Underwriter
Mercer University - Stetson School of Business and Economics 1981 — 1982
MBA, Finance
Mercer University - Stetson School of Business and Economics 1977 — 1981
BBA, Management
LPL Financial 2000 - Present
First Freedom Investments/ First Liberty Bank 1995 - 2000
Laughlin Group/ SunTrust Securities 1993 - 1995
Prudential Insurance Company 1983 - 1993
Skills
Retirement Planning, Wealth Management, Estate Planning, Financial Planning, Financial Advisory, 401k, Investments, Insurance, Strategic Financial..., Securities, Fixed Annuities, Finance, Retirement, Financial Services, Investment Advisory, Bonds, Mutual Funds, Personal Finance, Stocks, ETFs, Asset Allocation, Investment Strategies, Portfolio Management, Asset Management, IRAs
Education
American College, Bryn Mawr Penn 1989 — 1990
ChFC, Chartered Financial Consultant
American College Bryn Mawr Penn 1988 — 1989
CLU, Chartered Life Underwriter
Mercer University - Stetson School of Business and Economics 1981 — 1982
MBA, Finance
Mercer University - Stetson School of Business and Economics 1977 — 1981
BBA, Management
Beverly Davis's LPL Financial Experience January 2011 - Present
Job Investment Advisor Representative LPL Financial
Industry Investment Management
Experience
LPL Financial January 2011 - Present
Financial Services & Solutions, Inc. July 2004 - January 2011
Skills
Investment Advisory, Securities, Retirement Planning, Financial Advisory, FINRA
Education
Middle Tennessee State University
LPL Financial January 2011 - Present
Financial Services & Solutions, Inc. July 2004 - January 2011
Skills
Investment Advisory, Securities, Retirement Planning, Financial Advisory, FINRA
Education
Middle Tennessee State University
Raymond Bierbach Raymond Bierbach's LPL Financial Experience January 2012 - May 2012
Job at PepsiCo
Industry Food & Beverages
Experience
PepsiCo August 2015 - Present
Penske Truck Leasing June 2013 - August 2015
Penske Truck Leasing May 2012 - June 2013
Penske Truck Leasing May 2012 - May 2013
LPL Financial January 2012 - May 2012
LPL Financial January 2012 - May 2012
B&S Distributors January 2010 - January 2011
Skills
Team Leadership, Strategic Thinking, Teamwork, Competitive, Problem Solving, Management, Leadership, Sales, Customer Satisfaction, Microsoft Office, Finance, Social Networking, Market Research, PowerPoint, Marketing, Microsoft Excel, Microsoft Word, Social Media, Coaching, Public Relations, Account Management, Outlook, Data Analysis, Critical Thinking, Logistics, Project Management
Education
Misericordia University 2012 — 2016
Master of Business Administration (MBA), Business Administration and Management, General
Lycoming College 2008 — 2012
Bachelor of Arts (B.A.), Business Administration - Finance
Lycoming College 2008 — 2012
Bachelor of Arts Degree, Business Administration; Finance
PepsiCo August 2015 - Present
Penske Truck Leasing June 2013 - August 2015
Penske Truck Leasing May 2012 - June 2013
Penske Truck Leasing May 2012 - May 2013
LPL Financial January 2012 - May 2012
LPL Financial January 2012 - May 2012
B&S Distributors January 2010 - January 2011
Skills
Team Leadership, Strategic Thinking, Teamwork, Competitive, Problem Solving, Management, Leadership, Sales, Customer Satisfaction, Microsoft Office, Finance, Social Networking, Market Research, PowerPoint, Marketing, Microsoft Excel, Microsoft Word, Social Media, Coaching, Public Relations, Account Management, Outlook, Data Analysis, Critical Thinking, Logistics, Project Management
Education
Misericordia University 2012 — 2016
Master of Business Administration (MBA), Business Administration and Management, General
Lycoming College 2008 — 2012
Bachelor of Arts (B.A.), Business Administration - Finance
Lycoming College 2008 — 2012
Bachelor of Arts Degree, Business Administration; Finance
Robert Goetz, CPA's LPL Financial Experience January 1995 - Present
Job Independent Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial January 1995 - Present
Emjay Corporation January 1994 - January 1998
First Wisconsin Trust Company January 1983 - January 1994
Education
Marquette University
Bachelor of Applied Science (BASc), Business Administration, Management and Operations, Accounting Major
West Allis Central HIgh School
High School Diploma, General
LPL Financial January 1995 - Present
Emjay Corporation January 1994 - January 1998
First Wisconsin Trust Company January 1983 - January 1994
Education
Marquette University
Bachelor of Applied Science (BASc), Business Administration, Management and Operations, Accounting Major
West Allis Central HIgh School
High School Diploma, General
John Sepp John Sepp's LPL Financial Experience December 2003 - Present
Job Independent Financial Services Professional
Industry Financial Services
Experience
LPL Financial December 2003 - Present
Merrill Lynch April 1994 - December 2003
Merrill Lynch April 1994 - November 2003
Skills
Series 7, Retirement Planning, Wealth Management, Asset Managment, Series 63, Mutual Funds, Investment Advisory, Retirement, Insurance, 401k Rollovers, Securities, Asset Allocation, Investments, Series 24, Financial Advisory, IRAs, Portfolio Management, Series 65, ETFs, High Net Worth..., Fixed Annuities
Education
Michigan State University 1981 — 1984
Masters, Labor and Industrial Relations
Rider University 1976 — 1980
Bachelors, Business Administration
LPL Financial December 2003 - Present
Merrill Lynch April 1994 - December 2003
Merrill Lynch April 1994 - November 2003
Skills
Series 7, Retirement Planning, Wealth Management, Asset Managment, Series 63, Mutual Funds, Investment Advisory, Retirement, Insurance, 401k Rollovers, Securities, Asset Allocation, Investments, Series 24, Financial Advisory, IRAs, Portfolio Management, Series 65, ETFs, High Net Worth..., Fixed Annuities
Education
Michigan State University 1981 — 1984
Masters, Labor and Industrial Relations
Rider University 1976 — 1980
Bachelors, Business Administration
Joe Dib Joe Dib's LPL Financial Experience July 2011 - December 2011
Job Manager Enterprise Data at Piedmont Natural Gas
Industry Information Technology and Services
Experience
Piedmont Natural Gas February 2014 - Present
Cardinal Solutions August 2008 - January 2014
Carolinas Healthcare System March 2010 - December 2013
LPL Financial July 2011 - December 2011
Infocrest September 2009 - July 2011
Family Dollar March 2009 - February 2010
Carolinas Healthcare System August 2008 - February 2009
Oracle Financial Services (Jersey) Ltd June 2001 - August 2008
SRA International September 1999 - May 2001
Canadian Space Agency May 1998 - December 1998
Skills
MCTS/MCITP-MSBI, Informatica Power Center, Kimball - Data..., Team Leadership, Pre-sales, ETL, Business Intelligence, Data Warehousing, Presenter, Data Warehouse..., Management Consulting, Client Relationship..., Data Analysis, Database Design, Data Integration, Informatica, SQL Server, Oracle SQL, Data Vault, InfoSphere, datastage, Fast Track, Information Analysis, Inmon, Team Management, Instructors, Data Modeling, Kimball, Microsoft SQL Server, Information Server, Fastrack, Erwin, IDA, Star Schema, Snowflake, Analysis Services, SSRS, Microstrategy, MicroStrategy Reporting, SSIS, Unix, CRM, SDLC, Business Objects, Databases, Requirements Analysis, Dimensional Modeling, Software Development, Practice Management, Data Quality
Education
Capital Bible Seminary 2006 — 2008
Master's, Leadership
Regent University 2004 — 2005
Master's, Counseling
McGill University 1995 — 1999
Computer Engineer, Engineering - IT
Piedmont Natural Gas February 2014 - Present
Cardinal Solutions August 2008 - January 2014
Carolinas Healthcare System March 2010 - December 2013
LPL Financial July 2011 - December 2011
Infocrest September 2009 - July 2011
Family Dollar March 2009 - February 2010
Carolinas Healthcare System August 2008 - February 2009
Oracle Financial Services (Jersey) Ltd June 2001 - August 2008
SRA International September 1999 - May 2001
Canadian Space Agency May 1998 - December 1998
Skills
MCTS/MCITP-MSBI, Informatica Power Center, Kimball - Data..., Team Leadership, Pre-sales, ETL, Business Intelligence, Data Warehousing, Presenter, Data Warehouse..., Management Consulting, Client Relationship..., Data Analysis, Database Design, Data Integration, Informatica, SQL Server, Oracle SQL, Data Vault, InfoSphere, datastage, Fast Track, Information Analysis, Inmon, Team Management, Instructors, Data Modeling, Kimball, Microsoft SQL Server, Information Server, Fastrack, Erwin, IDA, Star Schema, Snowflake, Analysis Services, SSRS, Microstrategy, MicroStrategy Reporting, SSIS, Unix, CRM, SDLC, Business Objects, Databases, Requirements Analysis, Dimensional Modeling, Software Development, Practice Management, Data Quality
Education
Capital Bible Seminary 2006 — 2008
Master's, Leadership
Regent University 2004 — 2005
Master's, Counseling
McGill University 1995 — 1999
Computer Engineer, Engineering - IT
Steven G Crawford's LPL Financial Experience January 2006 - Present
Job OSJ, Branch Manager, Registered Principal at LPL Financial and Senior Financial Advisor
Industry Financial Services
Experience
LPL Financial January 2006 - Present
The Main Street Group April 1987 - Present
Skills
Estate Planning, Portfolio Management, Insurance Law, Probate Process, Estate Settlement, Investment Strategies, Real Estate, Strategic Financial..., Securities, Financial Services, Financial Advisory, Investments, Wealth Management, Finance, Insurance, Investment Advisory, Retirement Planning, Asset Allocation
Education
Baptist Theological Seminary at Richmond (BTSR) 2014 — 2019
Masters in Theological Studies, Theology/Theological Studies
Lynchburg College 1968 — 1972
Bachelor of Arts (B.A.), Fine/Studio Arts, General
Amherst County High School 1963 — 1968
LPL Financial January 2006 - Present
The Main Street Group April 1987 - Present
Skills
Estate Planning, Portfolio Management, Insurance Law, Probate Process, Estate Settlement, Investment Strategies, Real Estate, Strategic Financial..., Securities, Financial Services, Financial Advisory, Investments, Wealth Management, Finance, Insurance, Investment Advisory, Retirement Planning, Asset Allocation
Education
Baptist Theological Seminary at Richmond (BTSR) 2014 — 2019
Masters in Theological Studies, Theology/Theological Studies
Lynchburg College 1968 — 1972
Bachelor of Arts (B.A.), Fine/Studio Arts, General
Amherst County High School 1963 — 1968
Joe Line Joe Line's LPL Financial Experience August 2002 - July 2014
Job Senior Vice President Branch Development at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo August 2014 - Present
LPL Financial August 2002 - July 2014
Merrill Lynch 1999 - 2002
Skills
Series 7, Investments, Financial Services, Wealth Management
Education
Michigan State University 1983 — 1987
Bachelor's degree, Secondary Education and Teaching
Wells Fargo August 2014 - Present
LPL Financial August 2002 - July 2014
Merrill Lynch 1999 - 2002
Skills
Series 7, Investments, Financial Services, Wealth Management
Education
Michigan State University 1983 — 1987
Bachelor's degree, Secondary Education and Teaching
Dan Fahringer's LPL Financial Experience September 2010 - September 2012
Job Agent at New York Life Insurance Company
Industry Financial Services
Experience
New York Life Insurance Company August 2015 - Present
NYL Securities LLC August 2015 - Present
MetLife January 2015 - August 2015
Jacqueline Powell & Associates December 2013 - November 2014
Prudential Financial February 2013 - November 2013
LPL Financial September 2010 - September 2012
Thrivent Financial March 2009 - October 2010
Fortune Personnel November 2005 - February 2009
Morgan Stanley Smith Barney October 2000 - July 2005
Skills
Retirement Planning, Retirement, Securities, Series 7, Insurance, Investment Strategies, Series 24, Long-term Care, Fixed Annuities, Mutual Funds, Series 63, Asset Allocation, Estate Conservation..., Sales Management, Business Succession..., Employee Benefits
Education
Misericordia University 1993 — 1995
M.S., Organizational Management
Marywood University 1985 — 1987
M.S.W., Clinical Social Work
York College of Pennsylvania 1981 — 1985
B.S., Sociology/Psychology
New York Life Insurance Company August 2015 - Present
NYL Securities LLC August 2015 - Present
MetLife January 2015 - August 2015
Jacqueline Powell & Associates December 2013 - November 2014
Prudential Financial February 2013 - November 2013
LPL Financial September 2010 - September 2012
Thrivent Financial March 2009 - October 2010
Fortune Personnel November 2005 - February 2009
Morgan Stanley Smith Barney October 2000 - July 2005
Skills
Retirement Planning, Retirement, Securities, Series 7, Insurance, Investment Strategies, Series 24, Long-term Care, Fixed Annuities, Mutual Funds, Series 63, Asset Allocation, Estate Conservation..., Sales Management, Business Succession..., Employee Benefits
Education
Misericordia University 1993 — 1995
M.S., Organizational Management
Marywood University 1985 — 1987
M.S.W., Clinical Social Work
York College of Pennsylvania 1981 — 1985
B.S., Sociology/Psychology
John Forcier John Forcier's LPL Financial Experience May 2012 - Present
Job Financial Advisor, LPL Financial
Industry Financial Services
Experience
LPL Financial May 2012 - Present
Stifel Nicolaus & Company January 2009 - December 2011
A.G. Edwards & Sons/Wachovia Securities 2004 - 2008
Adelphia Media Services 2002 - 2004
New York Cablevision Sales 1999 - 2002
WBRE-TV 1994 - 1999
WNEP-TV 1984 - 1994
Skills
Series 7 - Held with..., Series 66 - Held with..., Retirement Planning, Financial Planning, Investments, Asset Management, Strategic & Tactictal..., Portfolio Management, College Funding..., Variable Annuities, Fixed Annuities, Term Life Insurance, Long Term Care Insurance, Financial Services
Education
Marietta College 1974 — 1978
BS, Mass Media, Management
Middlesex School 1970 — 1974
LPL Financial May 2012 - Present
Stifel Nicolaus & Company January 2009 - December 2011
A.G. Edwards & Sons/Wachovia Securities 2004 - 2008
Adelphia Media Services 2002 - 2004
New York Cablevision Sales 1999 - 2002
WBRE-TV 1994 - 1999
WNEP-TV 1984 - 1994
Skills
Series 7 - Held with..., Series 66 - Held with..., Retirement Planning, Financial Planning, Investments, Asset Management, Strategic & Tactictal..., Portfolio Management, College Funding..., Variable Annuities, Fixed Annuities, Term Life Insurance, Long Term Care Insurance, Financial Services
Education
Marietta College 1974 — 1978
BS, Mass Media, Management
Middlesex School 1970 — 1974
Justin Hulett Justin Hulett's LPL Financial Experience April 2011 - Present
Job Partner at Aquest Wealth Strategies
Industry Financial Services
Experience
LPL Financial April 2011 - Present
Hantz Financial Services June 2001 - April 2011
Skills
Tax, Strategic Planning, Accounting, Retirement Planning, Estate Planning, Strategic Financial..., Investments, Wealth Management, Insurance, Asset Allocation, Securities, Mutual Funds, Finance, Investment Advisory, Risk Management, Financial Planning, Financial Planners, Series 7
Education
Michigan State University 1996 — 2001
BS, Business
Plymouth Salem High School 1993 — 1996
LPL Financial April 2011 - Present
Hantz Financial Services June 2001 - April 2011
Skills
Tax, Strategic Planning, Accounting, Retirement Planning, Estate Planning, Strategic Financial..., Investments, Wealth Management, Insurance, Asset Allocation, Securities, Mutual Funds, Finance, Investment Advisory, Risk Management, Financial Planning, Financial Planners, Series 7
Education
Michigan State University 1996 — 2001
BS, Business
Plymouth Salem High School 1993 — 1996
Renee Klues Renee Klues's LPL Financial Experience April 2010 - November 2010
Job Homemaker Former Sales Coordinator
Industry Information Technology and Services
Experience
Gartner November 2010 - June 2012
LPL Financial April 2010 - November 2010
GreenStone Farm Credit Services March 2007 - August 2009
Skills
Management, Marketing, Leadership, Event Planning, Social Networking, Social Media, Sports, Blogging, Organization, Training, Public Speaking, Customer Service, Event Management, Decoration, Highly Detailed, Office Management, Data Entry, Writing, Microsoft Excel, Microsoft Office, Sales
Education
Michigan State University 2002 — 2006
Saline High School
Gartner November 2010 - June 2012
LPL Financial April 2010 - November 2010
GreenStone Farm Credit Services March 2007 - August 2009
Skills
Management, Marketing, Leadership, Event Planning, Social Networking, Social Media, Sports, Blogging, Organization, Training, Public Speaking, Customer Service, Event Management, Decoration, Highly Detailed, Office Management, Data Entry, Writing, Microsoft Excel, Microsoft Office, Sales
Education
Michigan State University 2002 — 2006
Saline High School
Dena Nelsen Dena Nelsen's LPL Financial Experience July 2003 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial July 2003 - Present
Wachovia Securities Financial Network 1998 - 2003
Skills
Retirement Income..., Retirement Planning, Series 66, Series 7, 401k Rollovers
Education
Miami University
Bachelor of Arts, International Studies
LPL Financial July 2003 - Present
Wachovia Securities Financial Network 1998 - 2003
Skills
Retirement Income..., Retirement Planning, Series 66, Series 7, 401k Rollovers
Education
Miami University
Bachelor of Arts, International Studies
Joshua Goyette Joshua Goyette's LPL Financial Experience December 2012 - Present
Job Associate Analyst, Research at LPL Financial
Industry Financial Services
Experience
LPL Financial December 2012 - Present
Next Step Test Preparation LLC April 2014 - Present
KPMG LLP March 2012 - October 2012
QFS Asset Management, L.P. January 2005 - June 2011
Kaplan Test Prep March 2004 - January 2007
Skills
Typing, Office Administration, GMAT, GRE, Accounting, Spreadsheets, Microsoft Excel, Access, Invoicing, Leadership, PowerPoint, Microsoft Word, Hedge Funds, Marketing, Valuation, Finance, 10 Key, CRM, Outlook, Time Management, Microsoft Office, Training, Customer Service, Alternative Investments, Social Networking, Investments, Budgets, Analysis, Equities, Office Management, Management, Insurance, Teamwork, Market Research, Data Analysis, Risk Management, Financial Analysis
Education
Messiah College 1999 — 2002
Bachelor of Science, International Business
International Business Institute
LPL Financial December 2012 - Present
Next Step Test Preparation LLC April 2014 - Present
KPMG LLP March 2012 - October 2012
QFS Asset Management, L.P. January 2005 - June 2011
Kaplan Test Prep March 2004 - January 2007
Skills
Typing, Office Administration, GMAT, GRE, Accounting, Spreadsheets, Microsoft Excel, Access, Invoicing, Leadership, PowerPoint, Microsoft Word, Hedge Funds, Marketing, Valuation, Finance, 10 Key, CRM, Outlook, Time Management, Microsoft Office, Training, Customer Service, Alternative Investments, Social Networking, Investments, Budgets, Analysis, Equities, Office Management, Management, Insurance, Teamwork, Market Research, Data Analysis, Risk Management, Financial Analysis
Education
Messiah College 1999 — 2002
Bachelor of Science, International Business
International Business Institute
Daniel Diehl Daniel Diehl's LPL Financial Experience August 2013 - December 2013
Job Financial Analyst Shop Vac Corporation
Industry Utilities
Experience
Shop-Vac May 2014 - Present
Lycoming College January 2012 - June 2014
Lycoming College April 2011 - June 2014
East End Lumber May 2010 - May 2014
Moff and Associates January 2014 - April 2014
LPL Financial August 2013 - December 2013
Skills
Investments, Financial Analysis, Finance, Sales, Microsoft Excel, Leadership, Economics, Analysis, Accounting, Corporate Finance, Customer Service, Financial Accounting, Budgets
Education
Lycoming College 2010 — 2014
Bachelor's degree, Minor in Economics, Finance, General
Loyalsock Highschool
Loyalsock Highschool
Shop-Vac May 2014 - Present
Lycoming College January 2012 - June 2014
Lycoming College April 2011 - June 2014
East End Lumber May 2010 - May 2014
Moff and Associates January 2014 - April 2014
LPL Financial August 2013 - December 2013
Skills
Investments, Financial Analysis, Finance, Sales, Microsoft Excel, Leadership, Economics, Analysis, Accounting, Corporate Finance, Customer Service, Financial Accounting, Budgets
Education
Lycoming College 2010 — 2014
Bachelor's degree, Minor in Economics, Finance, General
Loyalsock Highschool
Loyalsock Highschool
Joshua W. Stanley's LPL Financial Experience March 2011 - September 2011
Job Attorney at Law Office of Joshua W. Stanley
Industry Law Practice
Experience
Law Office of Joshua W. Stanley July 2014 - Present
MediaWorks January 2013 - May 2013
LPL Financial March 2011 - September 2011
DACA Financial Group August 2008 - October 2009
Huntington National Bank August 2007 - August 2008
Congressman Mike Turner May 2006 - August 2006
Skills
Microsoft Office, Customer Service, Microsoft Excel, Research, Public Speaking, Westlaw, Lexis, Microsoft Word, PowerPoint, Social Media, Photoshop, Event Planning, Social Networking, Project Management, Social Media Marketing, Teamwork, Management, Strategic Planning, Leadership, Public Relations, Marketing, Outlook
Education
Thomas Jefferson School of Law 2009 — 2013
Juris Doctor, Law
Miami University 2003 — 2007
Bachelor of Arts (BA), Diplomacy and Foreign Affairs, Minor in History
Law Office of Joshua W. Stanley July 2014 - Present
MediaWorks January 2013 - May 2013
LPL Financial March 2011 - September 2011
DACA Financial Group August 2008 - October 2009
Huntington National Bank August 2007 - August 2008
Congressman Mike Turner May 2006 - August 2006
Skills
Microsoft Office, Customer Service, Microsoft Excel, Research, Public Speaking, Westlaw, Lexis, Microsoft Word, PowerPoint, Social Media, Photoshop, Event Planning, Social Networking, Project Management, Social Media Marketing, Teamwork, Management, Strategic Planning, Leadership, Public Relations, Marketing, Outlook
Education
Thomas Jefferson School of Law 2009 — 2013
Juris Doctor, Law
Miami University 2003 — 2007
Bachelor of Arts (BA), Diplomacy and Foreign Affairs, Minor in History
Dominic DeBruin's LPL Financial Experience October 2012 - Present
Job Financial Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial October 2012 - Present
Out Of Order LLC, Management & Promotions June 2007 - Present
Waddell & Reed August 2005 - October 2012
Prudential Financial 2000 - 2004
Skills
Entertainment, Music, Event Management, Strategic Financial..., Management, Small Business, Social Networking, Event Planning, Customer Service, Music Industry, Entrepreneurship, Music Production, Corporate Events, Strategic Partnerships, Services Negotiation, Promotions, Financial Planning
Education
Monmouth University 1991 — 1993
B.S., Business
West Chester University of Pennsylvania 1989 — 1991
Business/Accounting
LPL Financial October 2012 - Present
Out Of Order LLC, Management & Promotions June 2007 - Present
Waddell & Reed August 2005 - October 2012
Prudential Financial 2000 - 2004
Skills
Entertainment, Music, Event Management, Strategic Financial..., Management, Small Business, Social Networking, Event Planning, Customer Service, Music Industry, Entrepreneurship, Music Production, Corporate Events, Strategic Partnerships, Services Negotiation, Promotions, Financial Planning
Education
Monmouth University 1991 — 1993
B.S., Business
West Chester University of Pennsylvania 1989 — 1991
Business/Accounting
Michael DiPierno Michael DiPierno's LPL Financial Experience February 2009 - Present
Job VicePresident at Essex Wealth Management
Industry Financial Services
Experience
Essex Wealth Management February 2009 - Present
LPL Financial February 2009 - Present
Skills
Series 7, Chartered Retirement..., Series 3, Series 66, Annuities, Fixed Annuities, Term Life Insurance
Education
Rutgers, The State University of New Jersey-New Brunswick
Bachelor's degree, Economics
Middlesex County College
Associate's degree, Liberal Arts and Sciences/Liberal Studies
Essex Wealth Management February 2009 - Present
LPL Financial February 2009 - Present
Skills
Series 7, Chartered Retirement..., Series 3, Series 66, Annuities, Fixed Annuities, Term Life Insurance
Education
Rutgers, The State University of New Jersey-New Brunswick
Bachelor's degree, Economics
Middlesex County College
Associate's degree, Liberal Arts and Sciences/Liberal Studies
Marnie Biando's LPL Financial Experience January 2009 - May 2011
Job
Industry Information Technology and Services
Experience
LPL Financial January 2009 - May 2011
LPL July 2006 - December 2008
Process Exchange January 2006 - June 2006
Oakwood Worldwide November 2005 - January 2006
Kaiser Permanente May 2003 - October 2005
Kaiser Permanente July 1997 - February 2002
Skills
Quality Assurance, Software Quality..., Process Improvement, PMP, Testing, Staff Management, PMO, Metrics, Software Project..., Quality Center, Team Building, Quality Management, Requirements Analysis, Software Development, Program Management, Business Intelligence, SDLC, Agile Project Management, Agile Methodologies, Business Analysis, Project Management, Leadership, Visio, Outsourcing, Scrum, Waterfall, Integration, Software Documentation, Analysis, Test Planning, MS Project, Requirements Gathering, User Acceptance Testing
Education
Massachusetts Institute of Technology
B.S.
LPL Financial January 2009 - May 2011
LPL July 2006 - December 2008
Process Exchange January 2006 - June 2006
Oakwood Worldwide November 2005 - January 2006
Kaiser Permanente May 2003 - October 2005
Kaiser Permanente July 1997 - February 2002
Skills
Quality Assurance, Software Quality..., Process Improvement, PMP, Testing, Staff Management, PMO, Metrics, Software Project..., Quality Center, Team Building, Quality Management, Requirements Analysis, Software Development, Program Management, Business Intelligence, SDLC, Agile Project Management, Agile Methodologies, Business Analysis, Project Management, Leadership, Visio, Outsourcing, Scrum, Waterfall, Integration, Software Documentation, Analysis, Test Planning, MS Project, Requirements Gathering, User Acceptance Testing
Education
Massachusetts Institute of Technology
B.S.
Shelley Fahley Shelley Fahley's LPL Financial Experience September 2008 - June 2010
Job Prospecting and Fundraising Specialist
Industry Marketing and Advertising
Experience
Olympic Lead Generation June 2010 - Present
LPL Financial September 2008 - June 2010
Education
Marywood University 2003 — 2005
M.P.A., Non-Profit Administration
Wilkes University 1997 — 2000
B.B.A., Business Administration, Marketing Concentration
Olympic Lead Generation June 2010 - Present
LPL Financial September 2008 - June 2010
Education
Marywood University 2003 — 2005
M.P.A., Non-Profit Administration
Wilkes University 1997 — 2000
B.B.A., Business Administration, Marketing Concentration
Natalie Brinkman, AAMS Natalie Brinkman, AAMS's LPL Financial Experience February 2012 - Present
Job LPL Financial Advisor & LPL Branch Manager at TurnKey Financial Mgmt LLC, Wealth Manager
Industry Financial Services
Experience
LPL Financial February 2012 - Present
Edward Jones June 2005 - February 2012
Piper Jaffray 1998 - 2005
Donaldson, Lufkin & Jenrette 1991 - 1994
Skills
Investments, Financial Planning, Bonds, Retirement Planning, Series 7, Strategic Financial...
Education
University of Minnesota-Twin Cities
Metropolitan State University
Queens College
LPL Financial February 2012 - Present
Edward Jones June 2005 - February 2012
Piper Jaffray 1998 - 2005
Donaldson, Lufkin & Jenrette 1991 - 1994
Skills
Investments, Financial Planning, Bonds, Retirement Planning, Series 7, Strategic Financial...
Education
University of Minnesota-Twin Cities
Metropolitan State University
Queens College
Gabrielle Rolon's LPL Financial Experience April 2010 - May 2011
Job Director of Education at The Knot (XO Group Inc.)
Industry Online Media
Experience
XO Group Inc. May 2014 - Present
Macmillan February 2013 - May 2014
Macmillan March 2012 - March 2013
LPL Financial April 2010 - May 2011
Fidelity Debt Solutions 2009 - 2010
Sugar & Spice Catering and Events 2007 - 2009
New York Life Insurance Company 2006 - 2009
Anjo's Restaurant 1998 - 2009
AXA Equitable 2005 - 2006
Ridgewood Ave Elementary 2003 - 2005
Skills
Training, Salesforce.com, Marketing, Management, Advertising, Event Planning, Sales, CRM, Sales Operations, New Business Development, Selling, Customer Service, Financial Services, Strategic Financial..., Program Management, Budgets, Digital Marketing, Process Improvement, Analysis, Leadership, Recruiting, Strategy, Business Development
Education
Montclair State University 2002 — 2004
M.A., Educational Administration & Supervision
Montclair State University 2000 — 2002
M.A., Education
Rutgers University 1995 — 2000
B.A., Psychology
XO Group Inc. May 2014 - Present
Macmillan February 2013 - May 2014
Macmillan March 2012 - March 2013
LPL Financial April 2010 - May 2011
Fidelity Debt Solutions 2009 - 2010
Sugar & Spice Catering and Events 2007 - 2009
New York Life Insurance Company 2006 - 2009
Anjo's Restaurant 1998 - 2009
AXA Equitable 2005 - 2006
Ridgewood Ave Elementary 2003 - 2005
Skills
Training, Salesforce.com, Marketing, Management, Advertising, Event Planning, Sales, CRM, Sales Operations, New Business Development, Selling, Customer Service, Financial Services, Strategic Financial..., Program Management, Budgets, Digital Marketing, Process Improvement, Analysis, Leadership, Recruiting, Strategy, Business Development
Education
Montclair State University 2002 — 2004
M.A., Educational Administration & Supervision
Montclair State University 2000 — 2002
M.A., Education
Rutgers University 1995 — 2000
B.A., Psychology
Paul Jennissen Paul Jennissen's LPL Financial Experience July 2014 - Present
Job Senior Financial Representative at LPL Financial
Industry Financial Services
Experience
LPL Financial July 2014 - Present
Fifth Third Bank May 2012 - July 2014
Wells Fargo November 2010 - May 2012
TradeKing February 2010 - November 2010
WACHOVIA/WELLS FARGO December 2007 - September 2009
TIAA-CREF April 2006 - September 2007
TIAA-CREF March 2004 - April 2006
TIAA-CREF March 2002 - February 2004
TIAA-CREF September 2000 - February 2002
First Union National Bank July 1999 - August 2000
Skills
Investments, Retirement Planning, Retirement, Mutual Funds, IRAs, Life Insurance, Wealth Management..., Estate Planning, 529 Plans, Disability Insurance, Social Security, Financial Advisory, Qualified Retirement..., Options, Securities, Series 7, Series 66, Loans, Sales, Banking, Accounting, Credit, Wealth Management, Insurance, Fixed Annuities, Variable Annuities, 401k, 403b, Pensions, Relationship Management, FINRA, Diversification, CDS
Education
Minnesota State University, Mankato 1990 — 1995
B.S. Psychology
LPL Financial July 2014 - Present
Fifth Third Bank May 2012 - July 2014
Wells Fargo November 2010 - May 2012
TradeKing February 2010 - November 2010
WACHOVIA/WELLS FARGO December 2007 - September 2009
TIAA-CREF April 2006 - September 2007
TIAA-CREF March 2004 - April 2006
TIAA-CREF March 2002 - February 2004
TIAA-CREF September 2000 - February 2002
First Union National Bank July 1999 - August 2000
Skills
Investments, Retirement Planning, Retirement, Mutual Funds, IRAs, Life Insurance, Wealth Management..., Estate Planning, 529 Plans, Disability Insurance, Social Security, Financial Advisory, Qualified Retirement..., Options, Securities, Series 7, Series 66, Loans, Sales, Banking, Accounting, Credit, Wealth Management, Insurance, Fixed Annuities, Variable Annuities, 401k, 403b, Pensions, Relationship Management, FINRA, Diversification, CDS
Education
Minnesota State University, Mankato 1990 — 1995
B.S. Psychology
Crysti Wang's LPL Financial Experience December 2013 - January 2014
Job Investment Banking Summer Analyst at Wells Fargo Securities | Wellesley College Junior
Industry Financial Services
Experience
Wells Fargo Securities June 2015 - Present
Wells Fargo Securities October 2014 - October 2014
The Spartan Group LLC August 2014 - August 2014
Wellesley College Economics Department May 2014 - July 2014
JPMorgan Chase April 2014 - April 2014
Wellesley College Library and Technology Services, Research and Instructional Support September 2012 - February 2014
LPL Financial December 2013 - January 2014
Capital One May 2013 - 2013
BrightStars Gymastics January 2012 - June 2012
Skills
Research, Leadership, Microsoft Excel, Actuarial Exams, Statistics, Data Analysis, Matlab, HTML, CSS, JavaScript, PowerPoint, Photoshop, Troubleshooting, Economics, Microsoft Office, Microsoft Word, Public Speaking, Social Media, Event Planning, Customer Service
Education
Wellesley College 2012 — 2016
Bachelor's degree, Economics and French, GPA: 3.77/4.0
Massachusetts Institute of Technology 2014 — 2015
GPA 4.0/4.0
l'Institut d'études de sciences politiques d'Aix 2014 — 2014
Flintridge Preparatory School 2007 — 2012
Wells Fargo Securities June 2015 - Present
Wells Fargo Securities October 2014 - October 2014
The Spartan Group LLC August 2014 - August 2014
Wellesley College Economics Department May 2014 - July 2014
JPMorgan Chase April 2014 - April 2014
Wellesley College Library and Technology Services, Research and Instructional Support September 2012 - February 2014
LPL Financial December 2013 - January 2014
Capital One May 2013 - 2013
BrightStars Gymastics January 2012 - June 2012
Skills
Research, Leadership, Microsoft Excel, Actuarial Exams, Statistics, Data Analysis, Matlab, HTML, CSS, JavaScript, PowerPoint, Photoshop, Troubleshooting, Economics, Microsoft Office, Microsoft Word, Public Speaking, Social Media, Event Planning, Customer Service
Education
Wellesley College 2012 — 2016
Bachelor's degree, Economics and French, GPA: 3.77/4.0
Massachusetts Institute of Technology 2014 — 2015
GPA 4.0/4.0
l'Institut d'études de sciences politiques d'Aix 2014 — 2014
Flintridge Preparatory School 2007 — 2012
HP Bryan, Ph.D.'s LPL Financial Experience August 2011 - Present
Job Wealth Management Advisor
Industry Financial Services
Experience
LPL Financial August 2011 - Present
Bryan Insurance January 2006 - Present
The Main Street Group/LPL Financial August 2011 - July 2015
Bryant Investment Management Group, LLC. June 2009 - July 2011
First Command Financial Planning June 2007 - May 2009
3V Inc. N.A. April 2000 - April 2004
Clearcreek Chemical Corporation August 1998 - April 2000
HP Bryan Consulting May 1996 - December 1998
State Farm - Greg Truesdell May 1996 - August 1998
Ashland Inc. - Pulp and Paper Division October 1991 - May 1996
Skills
Retirement Planning, Strategic Financial..., Retirement, Investments, Financial Advisory, Alternative Investments, 401k Rollovers, Estate Planning, Charitable Gift Planning, Fixed Annuities, Insurance, Asset Allocation, Roth IRA, Life Insurance, IRAs, Financial Planners, Risk Management, Account Management, Financial Analysis, Securities, Variable Annuities, Term Life Insurance, Portfolio Management, Coaching, College Savings Plans, 401k, Long Term Care Insurance, Continuous Improvement, Financial Modeling, Employee Benefits, Qualified Retirement..., Asset Management, Stocks, Stockbroking, Stock Trading, Stock Market, Managed Money, Bond Markets, Bonds, High Yield Bonds, Convertible Bonds, Alternative Assets, Annuity Sales, Indexed Annuities, Charitable Gift..., Variable Life, Variable Products, Unit Investment Trusts, College Education..., College Funding...
Education
Saint Petersburg State University
Ph.D., TESOL
Miami University 1984 — 1991
Bachelor of Science in Applied Science, Paper Science and Engineering
LPL Financial August 2011 - Present
Bryan Insurance January 2006 - Present
The Main Street Group/LPL Financial August 2011 - July 2015
Bryant Investment Management Group, LLC. June 2009 - July 2011
First Command Financial Planning June 2007 - May 2009
3V Inc. N.A. April 2000 - April 2004
Clearcreek Chemical Corporation August 1998 - April 2000
HP Bryan Consulting May 1996 - December 1998
State Farm - Greg Truesdell May 1996 - August 1998
Ashland Inc. - Pulp and Paper Division October 1991 - May 1996
Skills
Retirement Planning, Strategic Financial..., Retirement, Investments, Financial Advisory, Alternative Investments, 401k Rollovers, Estate Planning, Charitable Gift Planning, Fixed Annuities, Insurance, Asset Allocation, Roth IRA, Life Insurance, IRAs, Financial Planners, Risk Management, Account Management, Financial Analysis, Securities, Variable Annuities, Term Life Insurance, Portfolio Management, Coaching, College Savings Plans, 401k, Long Term Care Insurance, Continuous Improvement, Financial Modeling, Employee Benefits, Qualified Retirement..., Asset Management, Stocks, Stockbroking, Stock Trading, Stock Market, Managed Money, Bond Markets, Bonds, High Yield Bonds, Convertible Bonds, Alternative Assets, Annuity Sales, Indexed Annuities, Charitable Gift..., Variable Life, Variable Products, Unit Investment Trusts, College Education..., College Funding...
Education
Saint Petersburg State University
Ph.D., TESOL
Miami University 1984 — 1991
Bachelor of Science in Applied Science, Paper Science and Engineering
Kaitlin Collins's LPL Financial Experience February 2014 - Present
Job Administrative Assistant at LPL Financial
Industry Investment Management
Experience
LPL Financial February 2014 - Present
The Rubinstein Law Firm, LLC 2011 - 2013
Princeton Advisory Group February 2011 - May 2011
Education
Mercer County Community College 2009 — 2010
Associate's degree, Paralegal Studies
LPL Financial February 2014 - Present
The Rubinstein Law Firm, LLC 2011 - 2013
Princeton Advisory Group February 2011 - May 2011
Education
Mercer County Community College 2009 — 2010
Associate's degree, Paralegal Studies
Sucheendra Pisale Sucheendra Pisale's LPL Financial Experience November 2011 - Present
Job Sr. Software Consultant
Industry Financial Services
Experience
LPL Financial November 2011 - Present
SunGard Availability Services May 2013 - August 2013
Charles Schwab May 2010 - November 2011
Humana November 2009 - May 2010
CCH, a part of Wolters Kluwer March 2008 - October 2009
Symphony Teleca June 2007 - November 2007
ALJ July 2005 - May 2007
HP Software January 2004 - June 2005
Pacsoft Solutions September 2002 - December 2004
ExcelSoft Systems August 1996 - September 1998
Skills
C#, TFS, .NET, ASP.NET, XAML, MVVM, LINQ, Silverlight, ADO.NET, Entity Framework, Web Services, SOA, Microsoft SQL Server, WF, XML, Agile Methodologies, SDLC, Design Patterns, ASP.NET MVC, CSS3, HTML 5, PL/SQL, Technical Leadership, Team Leadership, CAB, Infragistics, VMware Workstation, Telerik Controls, Unit Testing, Linux, C++, Visio, CCNet, Tortoise SVN, Mobius, SOAP, OOAD, SCSF, CMMI, Perforce, JIRA, DevExpress Controls, XML Spy, Enterprise Library, JavaScript Libraries, Web Applications, WCF Services, WPF Development
Education
Manipal Institute of Technology 1998 — 2002
Bachelor of Engineering, Computer Science
Bapuji Polytechnic 1994 — 1996
Diploma, Computer Software Engineering
LPL Financial November 2011 - Present
SunGard Availability Services May 2013 - August 2013
Charles Schwab May 2010 - November 2011
Humana November 2009 - May 2010
CCH, a part of Wolters Kluwer March 2008 - October 2009
Symphony Teleca June 2007 - November 2007
ALJ July 2005 - May 2007
HP Software January 2004 - June 2005
Pacsoft Solutions September 2002 - December 2004
ExcelSoft Systems August 1996 - September 1998
Skills
C#, TFS, .NET, ASP.NET, XAML, MVVM, LINQ, Silverlight, ADO.NET, Entity Framework, Web Services, SOA, Microsoft SQL Server, WF, XML, Agile Methodologies, SDLC, Design Patterns, ASP.NET MVC, CSS3, HTML 5, PL/SQL, Technical Leadership, Team Leadership, CAB, Infragistics, VMware Workstation, Telerik Controls, Unit Testing, Linux, C++, Visio, CCNet, Tortoise SVN, Mobius, SOAP, OOAD, SCSF, CMMI, Perforce, JIRA, DevExpress Controls, XML Spy, Enterprise Library, JavaScript Libraries, Web Applications, WCF Services, WPF Development
Education
Manipal Institute of Technology 1998 — 2002
Bachelor of Engineering, Computer Science
Bapuji Polytechnic 1994 — 1996
Diploma, Computer Software Engineering
Mark Ramsey Mark Ramsey's LPL Financial Experience July 2012 - Present
Job Vice President, Regional Advisory Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial July 2012 - Present
Morningstar April 2011 - July 2012
LPL Financial January 2004 - April 2011
Enterprise Rent-A-Car May 2000 - January 2004
Skills
Investments, Marketing, Mutual Funds, Series 63, Series 7, Asset Allocation, Investment Advisory, Investment Strategies, Alternative Investments, Wealth Management, series 66, Series 6
Education
Merrimack College 1998 — 2003
Bachelor of Science, Marketing
Macquarie University 2001 — 2001
Business
LPL Financial July 2012 - Present
Morningstar April 2011 - July 2012
LPL Financial January 2004 - April 2011
Enterprise Rent-A-Car May 2000 - January 2004
Skills
Investments, Marketing, Mutual Funds, Series 63, Series 7, Asset Allocation, Investment Advisory, Investment Strategies, Alternative Investments, Wealth Management, series 66, Series 6
Education
Merrimack College 1998 — 2003
Bachelor of Science, Marketing
Macquarie University 2001 — 2001
Business
Christopher DiYenno Christopher DiYenno's LPL Financial Experience January 2011 - April 2011
Job Manager Liberty Bell Agency
Industry Financial Services
Experience
Bunting Door and Hardware Co., Inc. June 2015 - Present
Alba Law Group December 2014 - June 2015
Liberty Bell Agency September 2013 - October 2014
Beneficial Bank July 2012 - September 2013
Morgan Stanley Smith Barney May 2011 - August 2011
LPL Financial January 2011 - April 2011
Skills
Securities, PowerPoint, Investments, Customer Service, Asset Managment, Microsoft Excel, Microsoft Office, Financial Modeling, Portfolio Management, Management, Banking, Mutual Funds, Financial Analysis, Economics, Finance
Education
Lycoming College 2008 — 2012
Bachelor of the Arts, Business Administration-Finance concentration and a minor Economics
Shawnee High School
Bunting Door and Hardware Co., Inc. June 2015 - Present
Alba Law Group December 2014 - June 2015
Liberty Bell Agency September 2013 - October 2014
Beneficial Bank July 2012 - September 2013
Morgan Stanley Smith Barney May 2011 - August 2011
LPL Financial January 2011 - April 2011
Skills
Securities, PowerPoint, Investments, Customer Service, Asset Managment, Microsoft Excel, Microsoft Office, Financial Modeling, Portfolio Management, Management, Banking, Mutual Funds, Financial Analysis, Economics, Finance
Education
Lycoming College 2008 — 2012
Bachelor of the Arts, Business Administration-Finance concentration and a minor Economics
Shawnee High School
Sriram Bommaraju Sriram Bommaraju's LPL Financial Experience October 2013 - Present
Job Asst. Vice President, Technology at LPL Financial
Industry Information Technology and Services
Experience
LPL Financial October 2013 - Present
JPMorgan Chase October 2010 - October 2013
Ameriprise Financial Services, Inc. October 2007 - October 2010
Ameriprise Financial 2005 - October 2007
American Express Financial Advisors June 1999 - April 2004
Skills
Program Management, Requirements Analysis, SDLC, Software Project..., Global Delivery, IT Strategy, Solution Architecture, Relationship Management, Business Analysis, Project Delivery, Project Governance, Resource Management, Scaled Agile Framework...
Education
Nagpur University 1996 — 1999
Bachelor of Engineering, Mechanical Engineering
Govt High School, Kothapeta
LPL Financial October 2013 - Present
JPMorgan Chase October 2010 - October 2013
Ameriprise Financial Services, Inc. October 2007 - October 2010
Ameriprise Financial 2005 - October 2007
American Express Financial Advisors June 1999 - April 2004
Skills
Program Management, Requirements Analysis, SDLC, Software Project..., Global Delivery, IT Strategy, Solution Architecture, Relationship Management, Business Analysis, Project Delivery, Project Governance, Resource Management, Scaled Agile Framework...
Education
Nagpur University 1996 — 1999
Bachelor of Engineering, Mechanical Engineering
Govt High School, Kothapeta
Joel Tarnopol Joel Tarnopol's LPL Financial Experience February 2012 - Present
Job Branch Operations Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial February 2012 - Present
MyLocker.net June 2009 - February 2012
LRL 2005 - 2010
The Square Lake Group February 2006 - June 2009
Dexter Innovations, Inc. 1991 - 2001
Gentz Industries 1987 - 1992
Skills
Financial Analysis, Cash Management, Budgeting, Accounting, Strategic Planning, Budgets
Education
University of Detroit Mercy 1986 — 1988
MBA
Michigan State University 1981 — 1985
BA, Finance
Michigan State University 1981 — 1985
BA, Finance
Southfield-Lathrup 1977 — 1981
LPL Financial February 2012 - Present
MyLocker.net June 2009 - February 2012
LRL 2005 - 2010
The Square Lake Group February 2006 - June 2009
Dexter Innovations, Inc. 1991 - 2001
Gentz Industries 1987 - 1992
Skills
Financial Analysis, Cash Management, Budgeting, Accounting, Strategic Planning, Budgets
Education
University of Detroit Mercy 1986 — 1988
MBA
Michigan State University 1981 — 1985
BA, Finance
Michigan State University 1981 — 1985
BA, Finance
Southfield-Lathrup 1977 — 1981
Greg Benner, CFP®, CLU®, ChFC® Greg Benner, CFP®, CLU®, ChFC®'s LPL Financial Experience June 2011 - Present
Job Financial Advisor and CoOwner at Redwood Financial Network in Chicago
Industry Financial Services
Experience
Redwood Financial Network, Corp. June 2011 - Present
LPL Financial June 2011 - Present
Platform Beer Co January 2014 - Present
Chase Investment Services, Corp. February 2005 - June 2011
Northwestern Mutual May 2001 - May 2003
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Estate Planning, Investments, Financial Planners, Financial Advisory, Series 7, Investment Management, Asset Management, Certified Financial..., Disability Insurance, Life Insurance, Wealth Accumulation, CLU, ChFC, Holistic Financial..., Large-Scale Budget &..., Personal Tax Planning, Estate Preservation, Asset Managment, Retirement
Education
Northwestern University 2006 — 2007
Certificate, Certified Financial Planner Education Program
Miami University 1998 — 2001
B.S., Finance
Redwood Financial Network, Corp. June 2011 - Present
LPL Financial June 2011 - Present
Platform Beer Co January 2014 - Present
Chase Investment Services, Corp. February 2005 - June 2011
Northwestern Mutual May 2001 - May 2003
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Estate Planning, Investments, Financial Planners, Financial Advisory, Series 7, Investment Management, Asset Management, Certified Financial..., Disability Insurance, Life Insurance, Wealth Accumulation, CLU, ChFC, Holistic Financial..., Large-Scale Budget &..., Personal Tax Planning, Estate Preservation, Asset Managment, Retirement
Education
Northwestern University 2006 — 2007
Certificate, Certified Financial Planner Education Program
Miami University 1998 — 2001
B.S., Finance
Molly Vielweber Molly Vielweber's LPL Financial Experience November 2004 - Present
Job at J.P. Griffard and Associates
Industry Financial Services
Experience
J.P. Griffard and Associates Inc. November 2009 - Present
LPL Financial November 2004 - Present
Bridwell Financial Group November 2007 - November 2009
Business Network International 2001 - 2009
David C. King Investment Services and Insurance November 2004 - November 2007
Martin Wier Financial Inc. November 1993 - November 2004
Skills
Investments, Retirement, Insurance, Asset Allocation, 529 Plans, Investment Advisory, College Savings Plans
Education
McKendree University 1989 — 1992
bachelor’s, Business Management and Psychology
Institute of Business and Finance
Designation of Certified Fund Specialist, October 1999
J.P. Griffard and Associates Inc. November 2009 - Present
LPL Financial November 2004 - Present
Bridwell Financial Group November 2007 - November 2009
Business Network International 2001 - 2009
David C. King Investment Services and Insurance November 2004 - November 2007
Martin Wier Financial Inc. November 1993 - November 2004
Skills
Investments, Retirement, Insurance, Asset Allocation, 529 Plans, Investment Advisory, College Savings Plans
Education
McKendree University 1989 — 1992
bachelor’s, Business Management and Psychology
Institute of Business and Finance
Designation of Certified Fund Specialist, October 1999
Stephen Morman Stephen Morman's LPL Financial Experience November 2008 - Present
Job Managing Partner at Four Financial Management
Industry Financial Services
Experience
Four Financial Management November 2008 - Present
LPL Financial November 2008 - Present
H&R Block Financial Advisors December 1999 - November 2008
Olde Stockbrokers August 1984 - December 1999
Education
Wayne State University 1982 — 1984
MBA, Finance
Marietta College 1977 — 1981
B.S., Chemistry Management
Four Financial Management November 2008 - Present
LPL Financial November 2008 - Present
H&R Block Financial Advisors December 1999 - November 2008
Olde Stockbrokers August 1984 - December 1999
Education
Wayne State University 1982 — 1984
MBA, Finance
Marietta College 1977 — 1981
B.S., Chemistry Management
Chuck Gore Chuck Gore's LPL Financial Experience October 2003 - Present
Job Financial Consultant at LPL Financial
Industry Investment Management
Experience
LPL Financial October 2003 - Present
Skills
Mutual Funds, Life Insurance, Fixed Annuities, Series 7, Investments, Retirement Planning, Bonds, Finance, Series 63, Personal Finance, Estate Planning, Wealth Management, Retirement
Education
Middle Tennessee State University
LPL Financial October 2003 - Present
Skills
Mutual Funds, Life Insurance, Fixed Annuities, Series 7, Investments, Retirement Planning, Bonds, Finance, Series 63, Personal Finance, Estate Planning, Wealth Management, Retirement
Education
Middle Tennessee State University
Peter P. Le Peter P. Le's LPL Financial Experience June 2014 - January 2015
Job Principal Consultant Investment Adviser at THP FINANCIAL
Industry Management Consulting
Experience
HD Vest Financial Services February 2015 - Present
THP International January 2010 - Present
LPL Financial June 2014 - January 2015
Vietnam German University January 2010 - June 2010
Microsoft March 2006 - September 2007
Citi May 2004 - March 2006
Investor Business Daily November 2002 - May 2004
Dell, Inc. July 2000 - September 2002
Advanced Micro Devices April 1997 - July 2000
Medical Data Management September 1995 - March 1997
Skills
Business Intelligence, Analytics, Program Management, Business Process, SDLC, Data Warehousing, Business Analysis, Integration, Enterprise Software, SQL, Software Development, Microsoft SQL Server, Agile Methodologies, Data Modeling, Sig Sigma, Solution Architect, Project Planning, Financial Planning &..., ITIL Process, PMBOK, HIPAA, ICD-9, Good Clinical Practices, SOX 404, 21 CFR Part 11
Education
Massachusetts Institute of Technology - Sloan School of Management 2008 — 2009
Executive Education Certificate
San Jose State University 2007 — 2008
MBA
University of California, Irvine 2002 — 2003
Curriculum in Certfied Financial Planner (FINRA)
The University of Texas at Austin 1993 — 1995
BBA
HD Vest Financial Services February 2015 - Present
THP International January 2010 - Present
LPL Financial June 2014 - January 2015
Vietnam German University January 2010 - June 2010
Microsoft March 2006 - September 2007
Citi May 2004 - March 2006
Investor Business Daily November 2002 - May 2004
Dell, Inc. July 2000 - September 2002
Advanced Micro Devices April 1997 - July 2000
Medical Data Management September 1995 - March 1997
Skills
Business Intelligence, Analytics, Program Management, Business Process, SDLC, Data Warehousing, Business Analysis, Integration, Enterprise Software, SQL, Software Development, Microsoft SQL Server, Agile Methodologies, Data Modeling, Sig Sigma, Solution Architect, Project Planning, Financial Planning &..., ITIL Process, PMBOK, HIPAA, ICD-9, Good Clinical Practices, SOX 404, 21 CFR Part 11
Education
Massachusetts Institute of Technology - Sloan School of Management 2008 — 2009
Executive Education Certificate
San Jose State University 2007 — 2008
MBA
University of California, Irvine 2002 — 2003
Curriculum in Certfied Financial Planner (FINRA)
The University of Texas at Austin 1993 — 1995
BBA
Vincent Neal Vincent Neal's LPL Financial Experience September 2011 - March 2014
Job Senior Advertising Compliance Analyst at First Allied Securities, Inc.
Industry Financial Services
Experience
First Allied Securities, Inc. March 2014 - Present
LPL Financial September 2011 - March 2014
AIG Advisor Group September 2007 - September 2011
AIG Advisor Group September 2006 - September 2007
MetLife Financial Services January 2005 - August 2006
Charles Schwab September 2003 - August 2004
Charles Schwab November 2000 - September 2003
United State Postal Service January 1984 - November 2000
Skills
FINRA, Securities, Series 7, Series 63, Mutual Funds, Series 24, Uniform Combined State..., Alternative Investments, AML, Investment Advisory, Finance, Insurance, Wealth Management, Bonds, Financial Advisory, Investments, Securities Regulation, ETFs, Process Improvement, Fixed Annuities, Equities, Fixed Income, Financial Services, Asset Management, Asset Allocation, Trading, Due Diligence, Options, Retirement Planning, Series 6, Asset Managment, Risk Management, Bloomberg, Hedge Funds, Long-term Care, Retirement, 401k, Estate Planning, Management, IRAs, Strategic Financial..., Bank Secrecy Act, Recruiting, Financial Analysis, Training, Disability Insurance, Investment Strategies, Portfolio Management, Series 66
Education
Scottsdale Community College 2004 — 2004
Graphic Arts
Mesa Community College
First Allied Securities, Inc. March 2014 - Present
LPL Financial September 2011 - March 2014
AIG Advisor Group September 2007 - September 2011
AIG Advisor Group September 2006 - September 2007
MetLife Financial Services January 2005 - August 2006
Charles Schwab September 2003 - August 2004
Charles Schwab November 2000 - September 2003
United State Postal Service January 1984 - November 2000
Skills
FINRA, Securities, Series 7, Series 63, Mutual Funds, Series 24, Uniform Combined State..., Alternative Investments, AML, Investment Advisory, Finance, Insurance, Wealth Management, Bonds, Financial Advisory, Investments, Securities Regulation, ETFs, Process Improvement, Fixed Annuities, Equities, Fixed Income, Financial Services, Asset Management, Asset Allocation, Trading, Due Diligence, Options, Retirement Planning, Series 6, Asset Managment, Risk Management, Bloomberg, Hedge Funds, Long-term Care, Retirement, 401k, Estate Planning, Management, IRAs, Strategic Financial..., Bank Secrecy Act, Recruiting, Financial Analysis, Training, Disability Insurance, Investment Strategies, Portfolio Management, Series 66
Education
Scottsdale Community College 2004 — 2004
Graphic Arts
Mesa Community College
Bruce M. Tuckey, CPA Bruce M. Tuckey, CPA's LPL Financial Experience May 2011 - Present
Job Assistant Vice President, Business Development at LPL Financial
Industry Financial Services
Experience
LPL Financial May 2011 - Present
Multi-Funds, Inc. December 2010 - June 2011
Lincoln Financial Distributors July 2009 - August 2010
RiverSouce Investments December 1993 - May 2009
J&W Seligman December 1993 - December 2008
Merrill Lynch September 1991 - December 1993
Comp-U-Check, Inc. July 1988 - August 1991
Video Trend, Inc. January 1986 - July 1988
Comp-U-Check, Inc. May 1983 - September 1985
Plante & Moran January 1980 - May 1983
Education
University of Michigan-Dearborn 1990 — 1991
MBA - Finance
Michigan State University 1975 — 1979
Bachelor of Arts, Accounting
Michigan State University - The Eli Broad College of Business 1975 — 1979
BA - Accounting, Accounting
Cass City High School 1971 — 1975
High School, College Prep
LPL Financial May 2011 - Present
Multi-Funds, Inc. December 2010 - June 2011
Lincoln Financial Distributors July 2009 - August 2010
RiverSouce Investments December 1993 - May 2009
J&W Seligman December 1993 - December 2008
Merrill Lynch September 1991 - December 1993
Comp-U-Check, Inc. July 1988 - August 1991
Video Trend, Inc. January 1986 - July 1988
Comp-U-Check, Inc. May 1983 - September 1985
Plante & Moran January 1980 - May 1983
Education
University of Michigan-Dearborn 1990 — 1991
MBA - Finance
Michigan State University 1975 — 1979
Bachelor of Arts, Accounting
Michigan State University - The Eli Broad College of Business 1975 — 1979
BA - Accounting, Accounting
Cass City High School 1971 — 1975
High School, College Prep
Meaghan Nelson Meaghan Nelson's LPL Financial Experience March 2008 - January 2009
Job Global Forensics Coordinator at BDO USA, LLP
Industry Financial Services
Experience
BDO USA, LLP February 2015 - Present
BDO August 2010 - February 2015
Freelance Business Writer February 2010 - August 2010
MasterCard Community Financial Outreach Program August 2009 - August 2010
LPL Financial March 2008 - January 2009
Digineer February 2005 - December 2007
Skills
Marketing Communications, Corporate Communications, Public Relations, Marketing, Integrated Marketing, CRM, Event Management, Internal Communications, Microsoft Dynamics, Project Management, Public Speaking, Salesforce.com, Strategic Planning, Event Planning, Budgets, Management
Education
Metropolitan State University 2005 — 2007
BA, Communications, Public Relations
The University of North Dakota 1999 — 2001
Prior Lake High School
BDO USA, LLP February 2015 - Present
BDO August 2010 - February 2015
Freelance Business Writer February 2010 - August 2010
MasterCard Community Financial Outreach Program August 2009 - August 2010
LPL Financial March 2008 - January 2009
Digineer February 2005 - December 2007
Skills
Marketing Communications, Corporate Communications, Public Relations, Marketing, Integrated Marketing, CRM, Event Management, Internal Communications, Microsoft Dynamics, Project Management, Public Speaking, Salesforce.com, Strategic Planning, Event Planning, Budgets, Management
Education
Metropolitan State University 2005 — 2007
BA, Communications, Public Relations
The University of North Dakota 1999 — 2001
Prior Lake High School
Joeli O'Leary Joeli O'Leary's LPL Financial Experience 2011 - 2012
Job Talent Acquisition Specialist at Boston Scientific
Industry Information Technology and Services
Experience
Boston Scientific April 2015 - Present
Boston Scientific (TIPS Consulting) October 2014 - Present
TEKsystems January 2014 - October 2014
TEKsystems July 2012 - January 2014
Dutch House Tavern May 2007 - August 2012
Optimus Management Group LLC 2012 - 2012
LPL Financial 2011 - 2012
Hartford Distributors Spring 2011 January 2011 - April 2011
Fidelus Technologies December 2008 - February 2009
Radio Shack 2008 January 2008 - May 2008
Skills
Customer Service, Cold Calling, Microsoft Office, Access, Applicant Tracking..., Event Planning, Staffing Services, Marketing, Business Development, Healthcare, Sales, Data Entry, Internet Recruiting, Vendor Management, Talent Acquisition, Contract Recruitment, Technical Recruiting, Recruiting, Sourcing, Healthcare Information..., Training, Leadership
Education
University of Hartford 2007 — 2011
Bachelors of Science, marketing
Macquarie University 2009 — 2010
study abroad
flhs 2003 — 2007
high school
Boston Scientific April 2015 - Present
Boston Scientific (TIPS Consulting) October 2014 - Present
TEKsystems January 2014 - October 2014
TEKsystems July 2012 - January 2014
Dutch House Tavern May 2007 - August 2012
Optimus Management Group LLC 2012 - 2012
LPL Financial 2011 - 2012
Hartford Distributors Spring 2011 January 2011 - April 2011
Fidelus Technologies December 2008 - February 2009
Radio Shack 2008 January 2008 - May 2008
Skills
Customer Service, Cold Calling, Microsoft Office, Access, Applicant Tracking..., Event Planning, Staffing Services, Marketing, Business Development, Healthcare, Sales, Data Entry, Internet Recruiting, Vendor Management, Talent Acquisition, Contract Recruitment, Technical Recruiting, Recruiting, Sourcing, Healthcare Information..., Training, Leadership
Education
University of Hartford 2007 — 2011
Bachelors of Science, marketing
Macquarie University 2009 — 2010
study abroad
flhs 2003 — 2007
high school
Cynthia G. Rios Cynthia G. Rios's LPL Financial Experience July 2013 - Present
Job Senior Vice President Human Resources at LPL Financial
Industry Human Resources
Experience
LPL Financial July 2013 - Present
The Ohio State University November 2011 - March 2013
VALIC March 2006 - October 2011
SunAmerica 2004 - 2006
Amgen February 2000 - March 2004
Smithkline Beecham / Express Scripts 1995 - 2000
County Seat Stores 1994 - 1995
Hyatt Hotels 1989 - 1994
Skills
Deferred Compensation, Talent Management, Talent Acquisition, Succession Planning, Workforce Planning, Employee Relations, Onboarding, Applicant Tracking..., Employee Benefits, Leadership Development, Performance Management, Employee Engagement, Recruiting, HRIS, Executive Coaching, Hiring, Benefits Administration, Management, Human Resources, Strategic Planning, College Recruiting, Training, Leadership, Organizational Design, Strategic HR, Performance Appraisal, HR Policies, PeopleSoft, Labor Relations, Coaching, Personnel Management, Organizational..., Change Management, New Hire Orientations, Policy, Mergers & Acquisitions, Organizational..., HR Consulting, Employment Law, Interviews
Education
Miami University 1987 — 1989
Masters of Science, Communication
South Dakota State University 1983 — 1987
Bachelors of Arts, Journalism
LPL Financial July 2013 - Present
The Ohio State University November 2011 - March 2013
VALIC March 2006 - October 2011
SunAmerica 2004 - 2006
Amgen February 2000 - March 2004
Smithkline Beecham / Express Scripts 1995 - 2000
County Seat Stores 1994 - 1995
Hyatt Hotels 1989 - 1994
Skills
Deferred Compensation, Talent Management, Talent Acquisition, Succession Planning, Workforce Planning, Employee Relations, Onboarding, Applicant Tracking..., Employee Benefits, Leadership Development, Performance Management, Employee Engagement, Recruiting, HRIS, Executive Coaching, Hiring, Benefits Administration, Management, Human Resources, Strategic Planning, College Recruiting, Training, Leadership, Organizational Design, Strategic HR, Performance Appraisal, HR Policies, PeopleSoft, Labor Relations, Coaching, Personnel Management, Organizational..., Change Management, New Hire Orientations, Policy, Mergers & Acquisitions, Organizational..., HR Consulting, Employment Law, Interviews
Education
Miami University 1987 — 1989
Masters of Science, Communication
South Dakota State University 1983 — 1987
Bachelors of Arts, Journalism
Paul Gartner Paul Gartner's LPL Financial Experience November 2012 - Present
Job Sales Leader and Coach in Wealth Management Business
Industry Financial Services
Experience
LPL Financial November 2012 - Present
Huntington Investment Company February 1998 - April 2012
Bank of New Hampshire (acquired by TD Bank) March 1994 - February 1998
Fleet Investment Services (acquired by Bank of America) September 1987 - March 1994
Skills
Wealth Management, Mutual Funds, Investments, Series 63, Series 7, Series 24, Series 65, Trust Services, Asset Managment, Insurance, Wealth, Asset Management, Private Banking, Relationship Management, Financial Advisory, Strategy, Portfolio Management, Asset Allocation
Education
Miami University
Bachelor's Degree, Business Administration, Marketing
LPL Financial November 2012 - Present
Huntington Investment Company February 1998 - April 2012
Bank of New Hampshire (acquired by TD Bank) March 1994 - February 1998
Fleet Investment Services (acquired by Bank of America) September 1987 - March 1994
Skills
Wealth Management, Mutual Funds, Investments, Series 63, Series 7, Series 24, Series 65, Trust Services, Asset Managment, Insurance, Wealth, Asset Management, Private Banking, Relationship Management, Financial Advisory, Strategy, Portfolio Management, Asset Allocation
Education
Miami University
Bachelor's Degree, Business Administration, Marketing
Ben Leyhew, MBA Ben Leyhew, MBA's LPL Financial Experience January 2002 - Present
Job Wealth Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2002 - Present
Skills
Estate Planning, Mutual Funds, Bonds, Stocks, Wealth Accumulation, life insurance, Disability Insurance, 401k Rollovers, Retirement Income..., Health Insurance, Alternative Investments, Asset Management, Financial Planning, Long Term Care, Medicare Supplements, Strategic Financial..., Retirement, Long-term Care, Asset Managment, Life Insurance, Wealth, Financial Planners, Investments, Insurance, Series 7, Securities, Medicare, Retirement Planning, Finance, FINRA, Customer Service, Wealth Management, Financial Advisory
Education
Middle Tennessee State University 2004 — 2008
MBA, Finance and Economics
Middle Tennessee State University 1997 — 2002
BBA, Management and Finance
LPL Financial January 2002 - Present
Skills
Estate Planning, Mutual Funds, Bonds, Stocks, Wealth Accumulation, life insurance, Disability Insurance, 401k Rollovers, Retirement Income..., Health Insurance, Alternative Investments, Asset Management, Financial Planning, Long Term Care, Medicare Supplements, Strategic Financial..., Retirement, Long-term Care, Asset Managment, Life Insurance, Wealth, Financial Planners, Investments, Insurance, Series 7, Securities, Medicare, Retirement Planning, Finance, FINRA, Customer Service, Wealth Management, Financial Advisory
Education
Middle Tennessee State University 2004 — 2008
MBA, Finance and Economics
Middle Tennessee State University 1997 — 2002
BBA, Management and Finance
Tom Landis Tom Landis's LPL Financial Experience April 2010 - Present
Job Senior Financial Consultant
Industry Financial Services
Experience
LPL Financial April 2010 - Present
Mesirow Financial March 2005 - March 2010
CAPROC, LLC February 2003 - February 2005
WAM!NET February 1998 - February 2003
Skills
Business Strategy, Finance, Strategic Planning, New Business Development, Business Development, Asset Managment, Equities, Retirement Planning, Financial Services, Sales Management, Budgets, Mergers & Acquisitions, Investment Advisory, Securities, Financial Modeling, Alternative Investments, Series 7, Account Management, Fixed Income, Banking, Portfolio Management, Financial Advisory, Wealth Management, Series 63, Asset Allocation, Investment Strategies, Financial Analysis, Strategic Financial..., Mutual Funds, Team Building, Asset Management, Investments, Insurance, Financial Planning, Mergers, Process Improvement, Sales
Education
Michigan State University 1984 — 1989
Merchandising Management, Business
LPL Financial April 2010 - Present
Mesirow Financial March 2005 - March 2010
CAPROC, LLC February 2003 - February 2005
WAM!NET February 1998 - February 2003
Skills
Business Strategy, Finance, Strategic Planning, New Business Development, Business Development, Asset Managment, Equities, Retirement Planning, Financial Services, Sales Management, Budgets, Mergers & Acquisitions, Investment Advisory, Securities, Financial Modeling, Alternative Investments, Series 7, Account Management, Fixed Income, Banking, Portfolio Management, Financial Advisory, Wealth Management, Series 63, Asset Allocation, Investment Strategies, Financial Analysis, Strategic Financial..., Mutual Funds, Team Building, Asset Management, Investments, Insurance, Financial Planning, Mergers, Process Improvement, Sales
Education
Michigan State University 1984 — 1989
Merchandising Management, Business
Ronald Smouse Ronald Smouse's LPL Financial Experience October 2007 - October 2014
Job Financial Advisor with Royal Alliance Associates Inc.
Industry Financial Services
Experience
Royal Alliance Associates INC October 2014 - Present
LPL Financial October 2007 - October 2014
Mid-Missouri Bank May 2001 - October 2007
Jackson & Jackson, PC CPAs January 1993 - May 2001
Skills
Accredited Tax Advisor, Enrolled Agent w/ IRS, Real Estate Broker
Education
Southwest Missouri State University 1968 — 1972
BS, Accounting
Coon Rapids-Bayard High School 1963 — 1968
Diploma
Royal Alliance Associates INC October 2014 - Present
LPL Financial October 2007 - October 2014
Mid-Missouri Bank May 2001 - October 2007
Jackson & Jackson, PC CPAs January 1993 - May 2001
Skills
Accredited Tax Advisor, Enrolled Agent w/ IRS, Real Estate Broker
Education
Southwest Missouri State University 1968 — 1972
BS, Accounting
Coon Rapids-Bayard High School 1963 — 1968
Diploma
Lagna Parija's LPL Financial Experience 2014 - 2014
Job Strategy | Consulting | Product Management
Industry Financial Services
Experience
Wells Fargo May 2014 - Present
Cognizant Business Consulting March 2007 - April 2014
LPL Financial 2014 - 2014
U.S. Bank 2012 - 2014
Wells Fargo Advisors 2012 - 2012
Wells Fargo 2008 - 2012
Ameriprise Financial Services, Inc. 2007 - 2008
Citifinancial Consumer Finance India Ltd March 2006 - March 2007
VE Commercial Vehicles Limited (A Volvo Group and Eicher Motors Joint Venture) April 2004 - March 2006
Pre MBA 2002 July 2000 - June 2002
Skills
Management Consulting, Process Consulting, SDLC, Leadership, Business Analysis, IT Strategy, Strategy, Requirements Management, Gap Analysis, Global Delivery, Team Management, Business Transformation, Business Development, Pre-sales, Management, Consulting, Portfolio Management, Analysis, Marketing Management, Analytics, Digital Transformation, P&L Responsibility, Digital Channels, Business Process..., Strategic Partnerships, Competitive Assessment, Digital Strategy, Digital Marketing, Consultative Selling, Strategic Planning, Marketing Strategy, Business Strategy, Strategic Business..., Operational Execution, Electronic Payments, Competitive Analysis, Cost Benefit, Product Management, Product Marketing, Product Launch, Product Design, Start-up Ventures, Business Unit Start-up, Mobile Applications, Product Road Mapping, Start-ups
Education
Xavier Institute of Management 2002 — 2004
Master of Business Administration (MBA), Marketing, Information Systems
Mangalore University 1996 — 2000
Bachelor of Engineering (B.E.), Mechanical Engineering
Wells Fargo May 2014 - Present
Cognizant Business Consulting March 2007 - April 2014
LPL Financial 2014 - 2014
U.S. Bank 2012 - 2014
Wells Fargo Advisors 2012 - 2012
Wells Fargo 2008 - 2012
Ameriprise Financial Services, Inc. 2007 - 2008
Citifinancial Consumer Finance India Ltd March 2006 - March 2007
VE Commercial Vehicles Limited (A Volvo Group and Eicher Motors Joint Venture) April 2004 - March 2006
Pre MBA 2002 July 2000 - June 2002
Skills
Management Consulting, Process Consulting, SDLC, Leadership, Business Analysis, IT Strategy, Strategy, Requirements Management, Gap Analysis, Global Delivery, Team Management, Business Transformation, Business Development, Pre-sales, Management, Consulting, Portfolio Management, Analysis, Marketing Management, Analytics, Digital Transformation, P&L Responsibility, Digital Channels, Business Process..., Strategic Partnerships, Competitive Assessment, Digital Strategy, Digital Marketing, Consultative Selling, Strategic Planning, Marketing Strategy, Business Strategy, Strategic Business..., Operational Execution, Electronic Payments, Competitive Analysis, Cost Benefit, Product Management, Product Marketing, Product Launch, Product Design, Start-up Ventures, Business Unit Start-up, Mobile Applications, Product Road Mapping, Start-ups
Education
Xavier Institute of Management 2002 — 2004
Master of Business Administration (MBA), Marketing, Information Systems
Mangalore University 1996 — 2000
Bachelor of Engineering (B.E.), Mechanical Engineering
Jonathan Zulauf's LPL Financial Experience February 2005 - Present
Job Managing Principal/Financial Advisor
Industry Financial Services
Experience
LPL Financial February 2005 - Present
Edward Jones December 1998 - January 2005
Merrill Lynch June 1997 - November 1998
European Basketball League September 1993 - June 1996
Education
Michigan State University 1989 — 1993
Port Huron High School 1985 — 1988
LPL Financial February 2005 - Present
Edward Jones December 1998 - January 2005
Merrill Lynch June 1997 - November 1998
European Basketball League September 1993 - June 1996
Education
Michigan State University 1989 — 1993
Port Huron High School 1985 — 1988
Luke Matton, CFA Luke Matton, CFA's LPL Financial Experience August 2011 - September 2013
Job Assistant Vice President at State Street
Industry Financial Services
Experience
State Street January 2015 - Present
Harvard University October 2013 - December 2014
LPL Financial August 2011 - September 2013
Knott Asset Management June 2010 - May 2011
STV INC July 2006 - July 2009
Skills
Asset Management, Research, Financial Modeling, Strategic Planning, Bloomberg, PowerPoint, Asset Allocation, Performance Attribution, Fixed Income, Due Diligence, Financial Analysis, Interviews, Fixed Income Analysis, Data Analysis, Microsoft Excel, Asset Managment, Analysis, Corporate Finance, Finance, Valuation, Investments
Education
Massachusetts Institute of Technology - Sloan School of Management 2009 — 2011
MBA, Finance, with focus on Asset Management
University of Massachusetts, Amherst 2002 — 2006
BS in Civil Engineering, Civil Engineering (GPA 3.8/4)
State Street January 2015 - Present
Harvard University October 2013 - December 2014
LPL Financial August 2011 - September 2013
Knott Asset Management June 2010 - May 2011
STV INC July 2006 - July 2009
Skills
Asset Management, Research, Financial Modeling, Strategic Planning, Bloomberg, PowerPoint, Asset Allocation, Performance Attribution, Fixed Income, Due Diligence, Financial Analysis, Interviews, Fixed Income Analysis, Data Analysis, Microsoft Excel, Asset Managment, Analysis, Corporate Finance, Finance, Valuation, Investments
Education
Massachusetts Institute of Technology - Sloan School of Management 2009 — 2011
MBA, Finance, with focus on Asset Management
University of Massachusetts, Amherst 2002 — 2006
BS in Civil Engineering, Civil Engineering (GPA 3.8/4)
Samuel Sharples's LPL Financial Experience July 2015 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial July 2015 - Present
Waddell & Reed October 2014 - June 2015
Skills
Fee Based Planning, Wealth Management, Retirement Planning, Estate Planning, Investment Strategies, Personal Financial..., College Education..., Financial Risk..., Long-Term Care Planning, Small Business..., Series 7, Asset Management, Mutual Funds, Retirement, Financial Planning, Investment Advisory, Investments
Education
Montana State University-Bozeman 2010 — 2014
Bachelor of Science (B.S.), Finance, General
LPL Financial July 2015 - Present
Waddell & Reed October 2014 - June 2015
Skills
Fee Based Planning, Wealth Management, Retirement Planning, Estate Planning, Investment Strategies, Personal Financial..., College Education..., Financial Risk..., Long-Term Care Planning, Small Business..., Series 7, Asset Management, Mutual Funds, Retirement, Financial Planning, Investment Advisory, Investments
Education
Montana State University-Bozeman 2010 — 2014
Bachelor of Science (B.S.), Finance, General
Alex Lebron, CFP®'s LPL Financial Experience August 2007 - Present
Job CERTIFIED FINANCIAL PLANNER™ at LPL Financial
Industry Financial Services
Experience
LPL Financial August 2007 - Present
Commonwealth Financial Network February 2000 - August 2007
American Express Financial Advisors May 1995 - March 2002
Skills
Retirement Planning, Investments, Retirement Plan..., 401k Rollovers, Financial Management..., Investment Advisory..., Certified Financial..., College Education..., Wealth Management...
Education
Michigan State University 1993 — 1995
Bachelor of Arts (BA), Finance, General
LPL Financial August 2007 - Present
Commonwealth Financial Network February 2000 - August 2007
American Express Financial Advisors May 1995 - March 2002
Skills
Retirement Planning, Investments, Retirement Plan..., 401k Rollovers, Financial Management..., Investment Advisory..., Certified Financial..., College Education..., Wealth Management...
Education
Michigan State University 1993 — 1995
Bachelor of Arts (BA), Finance, General
Adam Olszak, MBA Adam Olszak, MBA's LPL Financial Experience June 2015 - Present
Job Senior Business Analyst at LPL Financial
Industry Building Materials
Experience
LPL Financial June 2015 - Present
LPL Financial October 2013 - June 2015
Levine Properties Inc. August 2012 - October 2013
Concrete Supply Company January 2010 - August 2012
Concrete Supply Company January 2008 - December 2009
Concrete Supply Company January 2007 - December 2007
Concrete Supply Company January 2006 - December 2006
Middle Tennessee State University January 2005 - December 2005
Skills
Budget, Team Building, Leadership, Analysis, Customer Satisfaction, Finance, Customer Service, Microsoft Office, Microsoft Excel, Operations Management, Operational Planning, Budgets, Accounting, Construction Management, Human Resources, Parking, Training, Process Scheduler
Education
University of North Carolina at Charlotte 2009 — 2012
MBA, Finance
Middle Tennessee State University 2001 — 2005
B.S., Engineering Technology, Business
LPL Financial June 2015 - Present
LPL Financial October 2013 - June 2015
Levine Properties Inc. August 2012 - October 2013
Concrete Supply Company January 2010 - August 2012
Concrete Supply Company January 2008 - December 2009
Concrete Supply Company January 2007 - December 2007
Concrete Supply Company January 2006 - December 2006
Middle Tennessee State University January 2005 - December 2005
Skills
Budget, Team Building, Leadership, Analysis, Customer Satisfaction, Finance, Customer Service, Microsoft Office, Microsoft Excel, Operations Management, Operational Planning, Budgets, Accounting, Construction Management, Human Resources, Parking, Training, Process Scheduler
Education
University of North Carolina at Charlotte 2009 — 2012
MBA, Finance
Middle Tennessee State University 2001 — 2005
B.S., Engineering Technology, Business
Adam Gasior Adam Gasior's LPL Financial Experience April 2009 - January 2010
Job FA International Consultant
Industry Electrical/Electronic Manufacturing
Experience
Panduit June 2014 - Present
Panduit September 2013 - May 2014
Mann+Hummel US March 2012 - September 2013
MANN+HUMMEL GmbH January 2012 - March 2012
Delta Dental of Michigan June 2011 - January 2012
Kosch Corporation May 2010 - August 2010
LPL Financial April 2009 - January 2010
Skills
Process Improvement, Management, Business Analysis, Microsoft Office, Customer Service, Marketing, Cross-functional Team..., Analysis, Finance, Accounting, Strategic Planning, Manufacturing, Financial Analysis, Operations Management, Forecasting, Financial Reporting, Budgets, Automotive, Business Planning, Microsoft Excel
Education
Loyola University Chicago 2014 — 2015
Master of Science (M.S.), Accounting
Michigan State University 2007 — 2011
Bachelor of Arts, General Management
Study Abroad - Eli Broad 2008 — 2009
Bachelor of Arts, Finance
Detroit Catholic Central High School 2003 — 2007
High School Diploma
Panduit June 2014 - Present
Panduit September 2013 - May 2014
Mann+Hummel US March 2012 - September 2013
MANN+HUMMEL GmbH January 2012 - March 2012
Delta Dental of Michigan June 2011 - January 2012
Kosch Corporation May 2010 - August 2010
LPL Financial April 2009 - January 2010
Skills
Process Improvement, Management, Business Analysis, Microsoft Office, Customer Service, Marketing, Cross-functional Team..., Analysis, Finance, Accounting, Strategic Planning, Manufacturing, Financial Analysis, Operations Management, Forecasting, Financial Reporting, Budgets, Automotive, Business Planning, Microsoft Excel
Education
Loyola University Chicago 2014 — 2015
Master of Science (M.S.), Accounting
Michigan State University 2007 — 2011
Bachelor of Arts, General Management
Study Abroad - Eli Broad 2008 — 2009
Bachelor of Arts, Finance
Detroit Catholic Central High School 2003 — 2007
High School Diploma
Justin Setser's LPL Financial Experience March 2014 - Present
Job Assistant Vice President
Industry Banking
Experience
LPL Financial March 2014 - Present
State Bank of Southwest Missouri February 2008 - Present
Skills
Retirement Planning, Financial Analysis, Series 7, Series 66, 401k, Financial Services, Strategic Financial..., Insurance, Fixed Annuities, Securities, Long Term Care Insurance, Banking
Education
Missouri State University 2011 — 2012
Master of Business Administration (M.B.A.), Finance
Southeast Missouri State University 2002 — 2006
Bachelor of Business Administration (B.B.A.), Accounting
LPL Financial March 2014 - Present
State Bank of Southwest Missouri February 2008 - Present
Skills
Retirement Planning, Financial Analysis, Series 7, Series 66, 401k, Financial Services, Strategic Financial..., Insurance, Fixed Annuities, Securities, Long Term Care Insurance, Banking
Education
Missouri State University 2011 — 2012
Master of Business Administration (M.B.A.), Finance
Southeast Missouri State University 2002 — 2006
Bachelor of Business Administration (B.B.A.), Accounting
Jeff Brown, CPA, CFP Jeff Brown, CPA, CFP's LPL Financial Experience January 1999 - Present
Job LPL Financial Registered Principal
Industry Financial Services
Experience
LPL Financial January 1999 - Present
Skills
Alternative Investments, Financial Analysis, Tax, Strategic Financial..., Asset Management, CPA, Health Insurance, Insurance, Small Business, Life Insurance
Education
Middle Tennessee State University 1978 — 1986
BBA, Marketing/Accounting
LPL Financial January 1999 - Present
Skills
Alternative Investments, Financial Analysis, Tax, Strategic Financial..., Asset Management, CPA, Health Insurance, Insurance, Small Business, Life Insurance
Education
Middle Tennessee State University 1978 — 1986
BBA, Marketing/Accounting
Kayla Kaltenecker's LPL Financial Experience June 2015 - September 2015
Job Executive Assistant / Business Development Intern at Bang Zoom! Entertainment
Industry Entertainment
Experience
Bang Zoom! Entertainment September 2015 - Present
Kaltenecker Inc. January 2012 - Present
LPL Financial June 2015 - September 2015
UK Trade & Investment (UKTI) May 2015 - September 2015
Miami University January 2015 - May 2015
Bang Zoom! Entertainment May 2013 - August 2013
Skills
Social Media, Critical Thinking, Microsoft Excel, Writing, Presentations, Analytical Reasoning, Information Synthesis, Research, Interpersonal..., Cultural Awareness, Teamwork, Strongly self-motivated, Committed to..., Building Relationships, Problem Solving, Complex Problem Solving, Timely Decision Making, Microsoft Office, Adaptability, Collaboration, Transdisciplinarity, Google Drive, PowerPoint, Microsoft Word
Education
Miami University 2012 — 2016
Bachelor of Arts (B.A.), Economics, Political Science, 3.83
The London School of Economics and Political Science (LSE) 2014 — 2014
Bang Zoom! Entertainment September 2015 - Present
Kaltenecker Inc. January 2012 - Present
LPL Financial June 2015 - September 2015
UK Trade & Investment (UKTI) May 2015 - September 2015
Miami University January 2015 - May 2015
Bang Zoom! Entertainment May 2013 - August 2013
Skills
Social Media, Critical Thinking, Microsoft Excel, Writing, Presentations, Analytical Reasoning, Information Synthesis, Research, Interpersonal..., Cultural Awareness, Teamwork, Strongly self-motivated, Committed to..., Building Relationships, Problem Solving, Complex Problem Solving, Timely Decision Making, Microsoft Office, Adaptability, Collaboration, Transdisciplinarity, Google Drive, PowerPoint, Microsoft Word
Education
Miami University 2012 — 2016
Bachelor of Arts (B.A.), Economics, Political Science, 3.83
The London School of Economics and Political Science (LSE) 2014 — 2014
Christopher Kreider's LPL Financial Experience February 2015 - May 2015
Job Guest Services at Fossil Trace Golf Club
Industry Financial Services
Experience
Fossil Trace Golf Club August 2012 - Present
LPL Financial February 2015 - May 2015
Skills
Financial Analysis, Public Speaking, Microsoft Office, Business Analysis, Interpersonal Skills
Education
Metropolitan State University of Denver 2014 — 2015
Bachelor of Science (B.S.), Finance, General, 3.2 GPA
Red Rocks Community College 2011 — 2013
Associate of Arts (AA), Business Administration and Management, General
Fossil Trace Golf Club August 2012 - Present
LPL Financial February 2015 - May 2015
Skills
Financial Analysis, Public Speaking, Microsoft Office, Business Analysis, Interpersonal Skills
Education
Metropolitan State University of Denver 2014 — 2015
Bachelor of Science (B.S.), Finance, General, 3.2 GPA
Red Rocks Community College 2011 — 2013
Associate of Arts (AA), Business Administration and Management, General
Lisa Palmer's LPL Financial Experience June 2004 - May 2008
Job Marketing Communications│Campaigns│Email Marketing│Copywriting│Content Marketing │Project Management
Industry Marketing and Advertising
Experience
Transamerica Retirement Solutions November 2014 - Present
Becton, Dickinson and Company June 2008 - May 2014
LPL Financial June 2004 - May 2008
Skills
Marketing Communications, Online Marketing, Corporate Communications, Marketing, Leadership, Email Marketing, Social Media Marketing, Copy Editing, Business Communications, Marketing Management, Web Content, Microsoft Office, Webinars, Management, Copywriting, Editing, Integrated Marketing, B2B Marketing, Electronic Newsletters, Vendor Relations, Regulatory Requirements, SharePoint, Advertising, Direct Marketing, Brand Development, Market Research, Cross-functional..., Web Content Management, Digital Marketing, Product Launch, Newsletters, Marketing Strategy, Social Media
Education
University of California, San Diego 2012 — 2013
Professional Certificate, Marketing
Minnesota State University, Mankato 1991 — 1994
Bachelor of Arts (B.A.), English Language and Literature, General, 3.5
Transamerica Retirement Solutions November 2014 - Present
Becton, Dickinson and Company June 2008 - May 2014
LPL Financial June 2004 - May 2008
Skills
Marketing Communications, Online Marketing, Corporate Communications, Marketing, Leadership, Email Marketing, Social Media Marketing, Copy Editing, Business Communications, Marketing Management, Web Content, Microsoft Office, Webinars, Management, Copywriting, Editing, Integrated Marketing, B2B Marketing, Electronic Newsletters, Vendor Relations, Regulatory Requirements, SharePoint, Advertising, Direct Marketing, Brand Development, Market Research, Cross-functional..., Web Content Management, Digital Marketing, Product Launch, Newsletters, Marketing Strategy, Social Media
Education
University of California, San Diego 2012 — 2013
Professional Certificate, Marketing
Minnesota State University, Mankato 1991 — 1994
Bachelor of Arts (B.A.), English Language and Literature, General, 3.5
Sofia Poonawala Sofia Poonawala's LPL Financial Experience May 2014 - Present
Job Client Services Associate at LPL Financial
Industry Financial Services
Experience
LPL Financial May 2014 - Present
Cetera Advisor Networks LLC October 2013 - April 2014
McGill University January 2013 - June 2013
McGill University January 2012 - December 2012
US Fish and Wildlife Service May 2012 - August 2012
Ckut Radio June 2011 - August 2011
City of Orlando June 2010 - August 2010
Skills
Environmental Science, Research, Field Work, Ecology, Public Speaking, Microsoft Office, Environmental Research, Climate Change, Environmental Education, Environmental Policy, Sustainable Development, Biology, Data Analysis, GIS, Sustainability, Qualitative Research, Experimental Design, International..., Rural Development, Policy Analysis, Wildlife, Community Outreach, Series 7, Customer Service
Education
McGill University 2009 — 2013
Bachelor of Arts and Science, Environmental Science & Politics, Law and Society
McGill University
Bachelor of Arts and Science
LPL Financial May 2014 - Present
Cetera Advisor Networks LLC October 2013 - April 2014
McGill University January 2013 - June 2013
McGill University January 2012 - December 2012
US Fish and Wildlife Service May 2012 - August 2012
Ckut Radio June 2011 - August 2011
City of Orlando June 2010 - August 2010
Skills
Environmental Science, Research, Field Work, Ecology, Public Speaking, Microsoft Office, Environmental Research, Climate Change, Environmental Education, Environmental Policy, Sustainable Development, Biology, Data Analysis, GIS, Sustainability, Qualitative Research, Experimental Design, International..., Rural Development, Policy Analysis, Wildlife, Community Outreach, Series 7, Customer Service
Education
McGill University 2009 — 2013
Bachelor of Arts and Science, Environmental Science & Politics, Law and Society
McGill University
Bachelor of Arts and Science
Landy Lin's LPL Financial Experience May 2013 - September 2014
Job MBA '17. Seeking Leadership Development Program role. Experienced professional in customer and process improvements.
Industry Financial Services
Experience
SEIU United Healthcare Workers West February 2015 - August 2015
LPL Financial May 2013 - September 2014
LPL Financial May 2012 - May 2013
LPL Financial February 2010 - May 2012
Independent Capital Management August 2009 - December 2009
Maxwell H and Muriel Gluck Child Care Center December 2007 - December 2008
Skills
Financial Services, Financial Analysis, Investments, Customer Service, Alternative Investments, Securities, Financial Risk, Process Improvement, Retirement, Series 6, Series 63, Bilingual-Chinese, Dependable Team Player, Multi Tasking, Problem Solving, Driving Results, Childcare, Project Management, Consulting, Operations Management, Management, Analysis, Finance, Microsoft Office
Education
University of California, San Diego 2005 — 2009
Bachelor of Arts (B.A.), Economics
National Taiwan University 2009 — 2009
Michigan State University - The Eli Broad College of Business 2015 — 2017
Master of Business Administration (MBA), Marketing & Supply Chain Management
SEIU United Healthcare Workers West February 2015 - August 2015
LPL Financial May 2013 - September 2014
LPL Financial May 2012 - May 2013
LPL Financial February 2010 - May 2012
Independent Capital Management August 2009 - December 2009
Maxwell H and Muriel Gluck Child Care Center December 2007 - December 2008
Skills
Financial Services, Financial Analysis, Investments, Customer Service, Alternative Investments, Securities, Financial Risk, Process Improvement, Retirement, Series 6, Series 63, Bilingual-Chinese, Dependable Team Player, Multi Tasking, Problem Solving, Driving Results, Childcare, Project Management, Consulting, Operations Management, Management, Analysis, Finance, Microsoft Office
Education
University of California, San Diego 2005 — 2009
Bachelor of Arts (B.A.), Economics
National Taiwan University 2009 — 2009
Michigan State University - The Eli Broad College of Business 2015 — 2017
Master of Business Administration (MBA), Marketing & Supply Chain Management
January Johnson January Johnson's LPL Financial Experience May 2009 - September 2010
Job Workplace Planning and Guidance Consultant
Industry Financial Services
Experience
Fidelity Investments March 2015 - Present
Fidelity Investments September 2010 - March 2015
LPL Financial May 2009 - September 2010
Fifth Third Securities June 2006 - December 2008
The Hartford April 2005 - May 2006
Putnam Investments February 2001 - April 2005
Education
College for Financial Planning 2014 — 2015
Certified Financial Planner
Montana State University-Billings 1997 — 2000
BABS, Business Admin
Northwest College 1994 — 1997
AAS, Photography
Fidelity Investments March 2015 - Present
Fidelity Investments September 2010 - March 2015
LPL Financial May 2009 - September 2010
Fifth Third Securities June 2006 - December 2008
The Hartford April 2005 - May 2006
Putnam Investments February 2001 - April 2005
Education
College for Financial Planning 2014 — 2015
Certified Financial Planner
Montana State University-Billings 1997 — 2000
BABS, Business Admin
Northwest College 1994 — 1997
AAS, Photography
Alex Amela's LPL Financial Experience July 2015 - Present
Job CPA Candidate
Industry Accounting
Experience
LPL Financial July 2015 - Present
LPL Financial July 2013 - April 2014
Skills
Accounting, Microsoft Excel, Tax, Accounts Payable, Thomson Reuters
Education
Western Washington University
Bachelor's Degree, Accounting
MiraCosta College
LPL Financial July 2015 - Present
LPL Financial July 2013 - April 2014
Skills
Accounting, Microsoft Excel, Tax, Accounts Payable, Thomson Reuters
Education
Western Washington University
Bachelor's Degree, Accounting
MiraCosta College
Madhurima Saxena's LPL Financial Experience December 2010 - December 2011
Job Software Consultant at Wells Fargo
Industry Information Technology and Services
Experience
Wells Fargo June 2014 - Present
Cambridge Investment Research November 2013 - June 2014
Green Dot Corporation December 2010 - November 2013
LPL Financial December 2010 - December 2011
Tata Consultancy Services 2003 - 2010
Newgen Software Technologies Limited 2001 - 2003
Skills
Solution Architecture, WCF, Requirements Analysis, .NET, C#, MVC, AngularJS, ASP.NET, Enterprise Architecture, SDLC, Web Services, SOA, Software Project..., Agile Methodologies, Microsoft SQL Server, Scrum
Education
MNNIT 1999 — 2001
Master of Computer Applications (MCA), Computer Science
Wells Fargo June 2014 - Present
Cambridge Investment Research November 2013 - June 2014
Green Dot Corporation December 2010 - November 2013
LPL Financial December 2010 - December 2011
Tata Consultancy Services 2003 - 2010
Newgen Software Technologies Limited 2001 - 2003
Skills
Solution Architecture, WCF, Requirements Analysis, .NET, C#, MVC, AngularJS, ASP.NET, Enterprise Architecture, SDLC, Web Services, SOA, Software Project..., Agile Methodologies, Microsoft SQL Server, Scrum
Education
MNNIT 1999 — 2001
Master of Computer Applications (MCA), Computer Science
Jeff Nguyen Jeff Nguyen's LPL Financial Experience June 2010 - September 2013
Job Contracts and Procurement Analyst 2 at SANDAG
Industry Financial Services
Experience
SANDAG July 2015 - Present
SANDAG September 2013 - July 2015
Play Tennis San Diego June 2012 - September 2013
LPL Financial June 2010 - September 2013
Francis Parker School September 2010 - June 2012
LPL Financial December 2009 - June 2010
J.P. Morgan January 2008 - September 2009
Brown Brothers Harriman October 2007 - December 2007
Skills
Excel, Access, WINS, Bloomberg, IDC, CCH, Microsoft Office, Portia, Microsoft Excel, Sports Coaching, Life Coaching, Finance, Financial Services, Investments, Analysis, Account Reconciliation, Economics, Strategy, Market Research, Corporate Actions, Equities, Fund Accounting, Financial Analysis
Education
Marist College 2003 — 2007
BA, Economics
SANDAG July 2015 - Present
SANDAG September 2013 - July 2015
Play Tennis San Diego June 2012 - September 2013
LPL Financial June 2010 - September 2013
Francis Parker School September 2010 - June 2012
LPL Financial December 2009 - June 2010
J.P. Morgan January 2008 - September 2009
Brown Brothers Harriman October 2007 - December 2007
Skills
Excel, Access, WINS, Bloomberg, IDC, CCH, Microsoft Office, Portia, Microsoft Excel, Sports Coaching, Life Coaching, Finance, Financial Services, Investments, Analysis, Account Reconciliation, Economics, Strategy, Market Research, Corporate Actions, Equities, Fund Accounting, Financial Analysis
Education
Marist College 2003 — 2007
BA, Economics
Phetaphay Soratana's LPL Financial Experience May 2015 - Present
Job Sr. Analyst Compliance at LPL Financial
Industry Financial Services
Experience
LPL Financial May 2015 - Present
Schaffer & Company Asset Management, Inc. January 2006 - April 2015
Gregory L. Schaffer & Companies December 2003 - April 2015
Skills
Securities, Broker-Dealer, USA PATRIOT Act, Investment Advisers Act, AML, Securities Regulation, SEC, Investment Company Act, OFAC, NASAA, Registered Investment..., Investment Portfolio..., Qualified Retirement..., Accounting & Taxation, Morningstar Office, eMoney, Microsoft Office, Sage 50, CCH, CCH Intelliconnect, CCH Research
Education
State University of New York College at Brockport 2000 — 2002
Bachelor of Science (BS), Accounting & Minor in Economics
Monroe Community College
Associate of Science (AS), Business Administration
LPL Financial May 2015 - Present
Schaffer & Company Asset Management, Inc. January 2006 - April 2015
Gregory L. Schaffer & Companies December 2003 - April 2015
Skills
Securities, Broker-Dealer, USA PATRIOT Act, Investment Advisers Act, AML, Securities Regulation, SEC, Investment Company Act, OFAC, NASAA, Registered Investment..., Investment Portfolio..., Qualified Retirement..., Accounting & Taxation, Morningstar Office, eMoney, Microsoft Office, Sage 50, CCH, CCH Intelliconnect, CCH Research
Education
State University of New York College at Brockport 2000 — 2002
Bachelor of Science (BS), Accounting & Minor in Economics
Monroe Community College
Associate of Science (AS), Business Administration
Nick Cornwell Nick Cornwell's LPL Financial Experience November 2000 - July 2014
Job AXA Advisors
Industry Financial Services
Experience
AXA Advisors May 2015 - Present
LPL Financial November 2000 - July 2014
TD Waterhouse March 1996 - November 2000
TD Waterhouse March 1996 - November 2000
Skills
Securities, Financial Analysis, Mutual Funds, Microsoft Excel, Series 7, Equities, Wealth Management, Fixed Income, Investments, Marketing Communications, FINRA, Retirement Planning, Banking, Credit, Risk Management, Asset Allocation, Finance, Alternative Investments, Series 63, Financial Services, Bloomberg, Strategic Financial..., Process Improvement
Education
Platt College-San Diego 1998 — 1999
Mt. Hood Community College
AXA Advisors May 2015 - Present
LPL Financial November 2000 - July 2014
TD Waterhouse March 1996 - November 2000
TD Waterhouse March 1996 - November 2000
Skills
Securities, Financial Analysis, Mutual Funds, Microsoft Excel, Series 7, Equities, Wealth Management, Fixed Income, Investments, Marketing Communications, FINRA, Retirement Planning, Banking, Credit, Risk Management, Asset Allocation, Finance, Alternative Investments, Series 63, Financial Services, Bloomberg, Strategic Financial..., Process Improvement
Education
Platt College-San Diego 1998 — 1999
Mt. Hood Community College
Curtis S Chen, MS, CFP®'s LPL Financial Experience August 1996 - Present
Job Financial Planner at Chen Financial Group, LLC
Industry Financial Services
Experience
Chen Financial Group, LLC April 2004 - Present
LPL Financial August 1996 - Present
Skills
Strategic Financial..., Retirement Planning, FINRA, Securities, Finance, Financial Planners, Analysis, Project Planning, Investment Advisory, Wealth Management, Asset Allocation, Investments
Education
Massachusetts Institute of Technology 1989 — 1991
MS, Electrical Engineering and Computer Science
Massachusetts Institute of Technology 1985 — 1989
BS, Computer Science and Engineering
IHS 1981 — 1985
Westchester Conservatory of Music
Chen Financial Group, LLC April 2004 - Present
LPL Financial August 1996 - Present
Skills
Strategic Financial..., Retirement Planning, FINRA, Securities, Finance, Financial Planners, Analysis, Project Planning, Investment Advisory, Wealth Management, Asset Allocation, Investments
Education
Massachusetts Institute of Technology 1989 — 1991
MS, Electrical Engineering and Computer Science
Massachusetts Institute of Technology 1985 — 1989
BS, Computer Science and Engineering
IHS 1981 — 1985
Westchester Conservatory of Music
Kelly G. Higgins Kelly G. Higgins's LPL Financial Experience July 2010 - Present
Job Financial Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial July 2010 - Present
Edward Jones June 2001 - July 2010
Alcon Laboratories, Inc. February 1996 - February 2000
Shionogi & Co., Ltd 1988 - 1996
Skills
Investment Advisory, Retirement Planning, Financial Services, Investments, Series 7, Mutual Funds, Series 63, Wealth Management, Retirement, Asset Allocation, Insurance, Risk Management, Estate Planning, Strategic Financial..., Fixed Annuities, Securities, Alternative Investments, Portfolio Management, Asset Management, Equities, Long-term Care, Fixed Income, Life Insurance
Education
Michigan State University 1982 — 1987
B.S., Microbiology & Public Health
LPL Financial July 2010 - Present
Edward Jones June 2001 - July 2010
Alcon Laboratories, Inc. February 1996 - February 2000
Shionogi & Co., Ltd 1988 - 1996
Skills
Investment Advisory, Retirement Planning, Financial Services, Investments, Series 7, Mutual Funds, Series 63, Wealth Management, Retirement, Asset Allocation, Insurance, Risk Management, Estate Planning, Strategic Financial..., Fixed Annuities, Securities, Alternative Investments, Portfolio Management, Asset Management, Equities, Long-term Care, Fixed Income, Life Insurance
Education
Michigan State University 1982 — 1987
B.S., Microbiology & Public Health
Anita Lowery's LPL Financial Experience 2012 - September 2013
Job Sr. Talent Acquisition Advisor at TIAACREF
Industry Information Technology and Services
Experience
TIAA-CREF February 2014 - Present
Lowe's Home Improvement October 2013 - January 2014
LPL Financial 2012 - September 2013
Collabera 2011 - 2012
TDK Technologies 2010 - 2011
Skills
Temporary Placement, Sourcing, Executive Search, Recruiting, Training, Applicant Tracking..., Leadership, Project Management, Management, Talent Acquisition, IT Strategy, Consulting, Business Planning, Technical Recruiting, Networking, Financial Services, Internet Recruiting, Sales
Education
Missouri State University
TIAA-CREF February 2014 - Present
Lowe's Home Improvement October 2013 - January 2014
LPL Financial 2012 - September 2013
Collabera 2011 - 2012
TDK Technologies 2010 - 2011
Skills
Temporary Placement, Sourcing, Executive Search, Recruiting, Training, Applicant Tracking..., Leadership, Project Management, Management, Talent Acquisition, IT Strategy, Consulting, Business Planning, Technical Recruiting, Networking, Financial Services, Internet Recruiting, Sales
Education
Missouri State University
Jude Stambone's LPL Financial Experience 2011 - Present
Job Financial Advisor at LPL Financial
Industry Investment Management
Experience
LPL Financial 2011 - Present
Cadaret, Grant & Co., Inc. June 2009 - December 2010
Long Financial Group June 2009 - December 2010
Wells Fargo Advisors April 2009 - June 2009
Wachovia Securities May 2006 - April 2009
Wachovia Securities July 2003 - May 2006
Prudential Securities May 2000 - July 2003
Skills
Retirement Planning, Series 7, Wealth Management, Investment Advisory, Mutual Funds, Series 63, Fixed Annuities, Investment Management, IRAs, Series 6, Portfolio Management, Life Insurance, Disability Insurance, Asset Management, Long-term Care
Education
Penn State University 1990 — 1995
Bishop O'Hara
Moravian College
University of Scranton
LPL Financial 2011 - Present
Cadaret, Grant & Co., Inc. June 2009 - December 2010
Long Financial Group June 2009 - December 2010
Wells Fargo Advisors April 2009 - June 2009
Wachovia Securities May 2006 - April 2009
Wachovia Securities July 2003 - May 2006
Prudential Securities May 2000 - July 2003
Skills
Retirement Planning, Series 7, Wealth Management, Investment Advisory, Mutual Funds, Series 63, Fixed Annuities, Investment Management, IRAs, Series 6, Portfolio Management, Life Insurance, Disability Insurance, Asset Management, Long-term Care
Education
Penn State University 1990 — 1995
Bishop O'Hara
Moravian College
University of Scranton
Basil Skip Duncan, CFP®, MBA Basil Skip Duncan, CFP®, MBA's LPL Financial Experience January 2010 - Present
Job Branch Manager & Financial Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2010 - Present
AXA Advisors January 2002 - January 2010
SKM Mezzanine Partners July 2000 - December 2001
Banc One Capital Markets April 1995 - April 2000
Chemical Securities 1990 - 1994
Education
University of Virginia Darden School of Business 1988 — 1990
MBA, General Management
Middlebury College 1982 — 1984
BA, Economics
Columbus Academy 1968 — 1980
LPL Financial January 2010 - Present
AXA Advisors January 2002 - January 2010
SKM Mezzanine Partners July 2000 - December 2001
Banc One Capital Markets April 1995 - April 2000
Chemical Securities 1990 - 1994
Education
University of Virginia Darden School of Business 1988 — 1990
MBA, General Management
Middlebury College 1982 — 1984
BA, Economics
Columbus Academy 1968 — 1980
Juan McKissick Juan McKissick's LPL Financial Experience July 2015 - Present
Job Technical Support Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial July 2015 - Present
Hearst December 2014 - April 2015
CBS Corporation April 2013 - September 2014
Deluxe Corporation March 2012 - March 2013
American City Business Journals, Inc. June 2007 - January 2011
Skills
SEM, SEO, Website Promotion, Local Listing Products, Social Media, Google Adwords, Marketing, Sales, Lead Generation, Sales Management, Paralegal, Legal Research, Legal Writing, Legal Documents, Salesforce.com, Account Management, Business Development, New Business Development, Digital Marketing, Cold Calling, Online Advertising, Digital Media, Display Advertising, Sponsorship Sales, Rich Media Banners, Social Media Marketing, Advertising, Social Networking, PPC, Marketing Strategy, Sales Process, Leadership, Advertising Sales, Training, CRM, Email Marketing, Management, Online Marketing, Web Marketing, Strategic Planning, Strategic Partnerships, B2B, Customer Acquisition, Direct Marketing, Google Analytics, B2B Marketing, Selling, Mobile Marketing, Sales Presentations, Web Analytics
Education
Meredith College 2003 — 2004
Paralegal Certificate, Civil Litigation
North Carolina Central University 1993 — 1997
BA, Political Science and History
LPL Financial July 2015 - Present
Hearst December 2014 - April 2015
CBS Corporation April 2013 - September 2014
Deluxe Corporation March 2012 - March 2013
American City Business Journals, Inc. June 2007 - January 2011
Skills
SEM, SEO, Website Promotion, Local Listing Products, Social Media, Google Adwords, Marketing, Sales, Lead Generation, Sales Management, Paralegal, Legal Research, Legal Writing, Legal Documents, Salesforce.com, Account Management, Business Development, New Business Development, Digital Marketing, Cold Calling, Online Advertising, Digital Media, Display Advertising, Sponsorship Sales, Rich Media Banners, Social Media Marketing, Advertising, Social Networking, PPC, Marketing Strategy, Sales Process, Leadership, Advertising Sales, Training, CRM, Email Marketing, Management, Online Marketing, Web Marketing, Strategic Planning, Strategic Partnerships, B2B, Customer Acquisition, Direct Marketing, Google Analytics, B2B Marketing, Selling, Mobile Marketing, Sales Presentations, Web Analytics
Education
Meredith College 2003 — 2004
Paralegal Certificate, Civil Litigation
North Carolina Central University 1993 — 1997
BA, Political Science and History
Kevin Adkins Kevin Adkins's LPL Financial Experience December 2008 - September 2010
Job Financial Advisor at PNC Investments
Industry Financial Services
Experience
PNC Investments June 2012 - Present
VALIC November 2010 - June 2012
LPL Financial December 2008 - September 2010
Edward Jones August 2006 - November 2008
Select Mortgage Group, Ltd October 2002 - July 2006
Primerica 2003-2004 February 1992 - October 2002
GTE Testmark Laboratories May 1987 - February 1992
Central Associated Engineers June 1984 - May 1987
Education
Southern Methodist University
M.S, Management
Morehead State University
B.S, Technology
Morehead State University
A.A.S, Technology
PNC Investments June 2012 - Present
VALIC November 2010 - June 2012
LPL Financial December 2008 - September 2010
Edward Jones August 2006 - November 2008
Select Mortgage Group, Ltd October 2002 - July 2006
Primerica 2003-2004 February 1992 - October 2002
GTE Testmark Laboratories May 1987 - February 1992
Central Associated Engineers June 1984 - May 1987
Education
Southern Methodist University
M.S, Management
Morehead State University
B.S, Technology
Morehead State University
A.A.S, Technology
John Childress John Childress's LPL Financial Experience August 2015 - Present
Job Assistant Vice President Supervisory Controls & Policy Office at LPL Financial
Industry Financial Services
Experience
LPL Financial August 2015 - Present
LPL Financial August 2005 - July 2015
TD Ameritrade August 1997 - February 2005
Merrill Lynch 1996 - 1997
Skills
Series 7, Series 63, Series 24, Series 9, Series 10, Series 66, Series 4, Coaching, FINRA, Uniform Combined State..., Securities, Investment Advisory, Wealth Management, Leadership, Management, Retirement, Mutual Funds, Trading, Asset Allocation, Financial Services, Series 6, Alternative Investments, Investments, Relationship Management, Retirement Planning, Portfolio Management, Equities, Fixed Income, Financial Advisory, Asset Management
Education
San Diego State University-California State University 1997 — 2002
Bachelor of Science, Business Management
Moorpark College 1994 — 1996
A.A General Liberal Arts and Sciences
LPL Financial August 2015 - Present
LPL Financial August 2005 - July 2015
TD Ameritrade August 1997 - February 2005
Merrill Lynch 1996 - 1997
Skills
Series 7, Series 63, Series 24, Series 9, Series 10, Series 66, Series 4, Coaching, FINRA, Uniform Combined State..., Securities, Investment Advisory, Wealth Management, Leadership, Management, Retirement, Mutual Funds, Trading, Asset Allocation, Financial Services, Series 6, Alternative Investments, Investments, Relationship Management, Retirement Planning, Portfolio Management, Equities, Fixed Income, Financial Advisory, Asset Management
Education
San Diego State University-California State University 1997 — 2002
Bachelor of Science, Business Management
Moorpark College 1994 — 1996
A.A General Liberal Arts and Sciences
Andrew Ramell's LPL Financial Experience May 2008 - February 2011
Job Senior Client Service Associate at JP Morgan Chase
Industry Financial Services
Experience
LPL Financial May 2008 - February 2011
Huntington Area Developement Council May 2007 - August 2007
Skills
Series 7, Securities, Asset Allocation, 401k, Retirement Planning, Life Insurance, Strategic Financial..., Series 63, Investments, Health Insurance, Portfolio Management, Asset Managment, Financial Services, Finance, Microsoft Office, Banking, Mutual Funds, Bonds
Education
Marshall University 2004 — 2008
Business, Finance, History
LPL Financial May 2008 - February 2011
Huntington Area Developement Council May 2007 - August 2007
Skills
Series 7, Securities, Asset Allocation, 401k, Retirement Planning, Life Insurance, Strategic Financial..., Series 63, Investments, Health Insurance, Portfolio Management, Asset Managment, Financial Services, Finance, Microsoft Office, Banking, Mutual Funds, Bonds
Education
Marshall University 2004 — 2008
Business, Finance, History
Deborah Saas Deborah Saas's LPL Financial Experience January 1992 - Present
Job LPL Financial
Industry Financial Services
Experience
LPL Financial January 1992 - Present
Merrill Lynch May 1986 - December 1991
Retail Management June 1977 - May 1986
Skills
Retirement Planning, Investment Advisory, Estate Planning, Wealth Management, Series 7, Strategic Financial..., Series 63, Series 24, 401k Rollovers, Mutual Funds, Securities, 401k, Investment Strategies, Investments, Asset Allocation, Investment Management, IRAs, Insurance, Asset Managment, Long-term Care
Education
Donald T. Regan School of Advanced Financial Management 1987 — 1989
Certified Financial Manager, Financial Planning and Services
Miami University 1973 — 1977
B.S. Retailing, Retail Management
Cleveland Heights High School 1970 — 1973
LPL Financial January 1992 - Present
Merrill Lynch May 1986 - December 1991
Retail Management June 1977 - May 1986
Skills
Retirement Planning, Investment Advisory, Estate Planning, Wealth Management, Series 7, Strategic Financial..., Series 63, Series 24, 401k Rollovers, Mutual Funds, Securities, 401k, Investment Strategies, Investments, Asset Allocation, Investment Management, IRAs, Insurance, Asset Managment, Long-term Care
Education
Donald T. Regan School of Advanced Financial Management 1987 — 1989
Certified Financial Manager, Financial Planning and Services
Miami University 1973 — 1977
B.S. Retailing, Retail Management
Cleveland Heights High School 1970 — 1973
Brian D. Smith, RICP® Brian D. Smith, RICP®'s LPL Financial Experience March 2011 - Present
Job President & Wealth Management Advisor at Fortress Tactical Wealth Management, LLC
Industry Financial Services
Experience
Fortress Tactical Wealth Management, LLC November 2014 - Present
LPL Financial March 2011 - Present
Investment Advisors International January 2008 - March 2011
World Group Securities May 1999 - March 2011
Education
Miami University 1990 — 1994
Bachelor of Arts (B.A.)
TASOK 1984 — 1990
Fortress Tactical Wealth Management, LLC November 2014 - Present
LPL Financial March 2011 - Present
Investment Advisors International January 2008 - March 2011
World Group Securities May 1999 - March 2011
Education
Miami University 1990 — 1994
Bachelor of Arts (B.A.)
TASOK 1984 — 1990
Dan Herbst's LPL Financial Experience August 2005 - June 2008
Job Taxable Trading Edward Jones
Industry Financial Services
Experience
Edward Jones December 2013 - Present
Janney Montgomery Scott May 2010 - November 2013
LPL Financial August 2005 - June 2008
Edward Jones July 2002 - October 2004
Skills
Fixed Income, Trading, Series 7, Series 63, Capital Markets
Education
Miami University 1992 — 1996
Edward Jones December 2013 - Present
Janney Montgomery Scott May 2010 - November 2013
LPL Financial August 2005 - June 2008
Edward Jones July 2002 - October 2004
Skills
Fixed Income, Trading, Series 7, Series 63, Capital Markets
Education
Miami University 1992 — 1996
Kathryn Muraoka's LPL Financial Experience 2001 - 2003
Job Financial Services Contractor
Industry Financial Services
Experience
CUSO Financial Services, LP 2004 - May 2013
LPL Financial 2001 - 2003
UBS Paine Webber 2000 - 2001
J.C. Bradford & Company 1999 - 2000
State Farm 1998 - 1999
News Channel 5, WTVF 1997 - 1997
Education
Middle Tennessee State University 1993 — 1997
CUSO Financial Services, LP 2004 - May 2013
LPL Financial 2001 - 2003
UBS Paine Webber 2000 - 2001
J.C. Bradford & Company 1999 - 2000
State Farm 1998 - 1999
News Channel 5, WTVF 1997 - 1997
Education
Middle Tennessee State University 1993 — 1997
Meagan Pomeroy, MBA's LPL Financial Experience June 2003 - August 2005
Job Principal at Pomeroy Consulting.
Industry Banking
Experience
Pomeroy Consulting July 2015 - Present
City National Bank August 2010 - June 2015
Central Pacific Bank January 2009 - August 2010
The Executive Compensation Group May 2008 - December 2008
First Horizon Construction Lending September 2005 - May 2008
LPL Financial June 2003 - August 2005
Time Warner Cable 1999 - 2001
Skills
Loans, Credit, Cash Flow, Credit Analysis, Banking, Financial Analysis, Due Diligence, Underwriting, Finance, Insurance, Analysis, Portfolio Management, Forecasting, Investments, Valuation, Management, Budgets, Real Estate, Real Estate Economics, Commercial Lending, Commercial Real Estate, Commercial Banking, Credit Risk, Commercial Mortgages, Asset Management, Small Business Lending, Risk Management, Loan Origination, Financial Modeling, Mortgage Lending, Relationship Management
Education
University of Phoenix 2001 — 2004
MBA, Business
Miami University 1993 — 1997
Bachelor of Science (B.S.), Communication, General
Gilford 1989 — 1993
Pomeroy Consulting July 2015 - Present
City National Bank August 2010 - June 2015
Central Pacific Bank January 2009 - August 2010
The Executive Compensation Group May 2008 - December 2008
First Horizon Construction Lending September 2005 - May 2008
LPL Financial June 2003 - August 2005
Time Warner Cable 1999 - 2001
Skills
Loans, Credit, Cash Flow, Credit Analysis, Banking, Financial Analysis, Due Diligence, Underwriting, Finance, Insurance, Analysis, Portfolio Management, Forecasting, Investments, Valuation, Management, Budgets, Real Estate, Real Estate Economics, Commercial Lending, Commercial Real Estate, Commercial Banking, Credit Risk, Commercial Mortgages, Asset Management, Small Business Lending, Risk Management, Loan Origination, Financial Modeling, Mortgage Lending, Relationship Management
Education
University of Phoenix 2001 — 2004
MBA, Business
Miami University 1993 — 1997
Bachelor of Science (B.S.), Communication, General
Gilford 1989 — 1993
Kirsten Patzer's LPL Financial Experience March 2009 - Present
Job Vice President, Associate Counsel at LPL Financial
Industry Law Practice
Experience
LPL Financial March 2009 - Present
Counsel On Call November 2008 - March 2009
Fidelity Investments April 2007 - November 2008
Update Legal September 2006 - November 2008
Looney & Grossman LLP March 2006 - May 2006
Middlesex County District Attorney's Office August 2005 - November 2005
Mulvey, Sneider & Freyman March 2005 - May 2005
Middlesex County Probate & Family Court August 2004 - November 2004
Skills
Litigation, Arbitration, Securities Regulation, FINRA, Mediation, Broker-Dealer, Investment Advisory, Securities Litigation, Financial Services
Education
Northeastern University School of Law 2003 — 2006
Juris Doctor
Metropolitan State University of Denver 1998 — 2002
BA, Music
LPL Financial March 2009 - Present
Counsel On Call November 2008 - March 2009
Fidelity Investments April 2007 - November 2008
Update Legal September 2006 - November 2008
Looney & Grossman LLP March 2006 - May 2006
Middlesex County District Attorney's Office August 2005 - November 2005
Mulvey, Sneider & Freyman March 2005 - May 2005
Middlesex County Probate & Family Court August 2004 - November 2004
Skills
Litigation, Arbitration, Securities Regulation, FINRA, Mediation, Broker-Dealer, Investment Advisory, Securities Litigation, Financial Services
Education
Northeastern University School of Law 2003 — 2006
Juris Doctor
Metropolitan State University of Denver 1998 — 2002
BA, Music
Rob Engle's LPL Financial Experience February 2009 - Present
Job SVP at LPLBusiness Development
Industry Financial Services
Experience
LPL Financial February 2009 - Present
LPL March 2002 - Present
Skills
Series 7, Retirement Planning, Wealth Management, Series 63, Investment Advisory, Securities, Asset Allocation, Retirement, Mutual Funds, 401k, Investments, Series 24, Estate Planning, Financial Advisory, FINRA, Uniform Combined State..., Strategic Financial..., Alternative Investments, Financial Services, Fixed Annuities
Education
Marquette University 2011 — 2013
Master of Business Administration (M.B.A.), International Business
Ottawa 1992 — 1996
LPL Financial February 2009 - Present
LPL March 2002 - Present
Skills
Series 7, Retirement Planning, Wealth Management, Series 63, Investment Advisory, Securities, Asset Allocation, Retirement, Mutual Funds, 401k, Investments, Series 24, Estate Planning, Financial Advisory, FINRA, Uniform Combined State..., Strategic Financial..., Alternative Investments, Financial Services, Fixed Annuities
Education
Marquette University 2011 — 2013
Master of Business Administration (M.B.A.), International Business
Ottawa 1992 — 1996
Elaine Nee's LPL Financial Experience June 2015 - Present
Job Assistant Vice President Office of Compliance Counsel at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2015 - Present
CCO Investment Services Corp. September 2014 - May 2015
LPL Financial September 2013 - September 2014
LPL Financial May 2012 - August 2013
CCO Investment Services Corp June 2008 - May 2012
CCO Investment Services Corp. March 2007 - June 2008
CCO Investment Services Corp November 2005 - March 2007
Banc of America April 1999 - September 2005
Skills
Securities, Series 7, FINRA, AML, Mutual Funds, Series 24, Series 63, Risk Management, Financial Services, Investments, Due Diligence, Securities Regulation, Banking, Equities, Investment Advisory, Wealth Management, Portfolio Management
Education
New England College of Business & Finance 2009 — 2011
MS, Business Ethics & Compliance
Marquette University 1994 — 1998
Bachelor of Science (B.S.), Accounting
LPL Financial June 2015 - Present
CCO Investment Services Corp. September 2014 - May 2015
LPL Financial September 2013 - September 2014
LPL Financial May 2012 - August 2013
CCO Investment Services Corp June 2008 - May 2012
CCO Investment Services Corp. March 2007 - June 2008
CCO Investment Services Corp November 2005 - March 2007
Banc of America April 1999 - September 2005
Skills
Securities, Series 7, FINRA, AML, Mutual Funds, Series 24, Series 63, Risk Management, Financial Services, Investments, Due Diligence, Securities Regulation, Banking, Equities, Investment Advisory, Wealth Management, Portfolio Management
Education
New England College of Business & Finance 2009 — 2011
MS, Business Ethics & Compliance
Marquette University 1994 — 1998
Bachelor of Science (B.S.), Accounting
Aaron Hodgdon's LPL Financial Experience June 2009 - Present
Job Fixed Income Trader at LPL
Industry Capital Markets
Experience
LPL Financial June 2009 - Present
Hinrichs Flanagan Financial February 2009 - June 2009
Wachovia April 2008 - January 2009
Wells Fargo Financial June 2005 - December 2007
Education
Messiah College 2000 — 2004
B.S, Finance
Boston College High School 1996 — 2000
LPL Financial June 2009 - Present
Hinrichs Flanagan Financial February 2009 - June 2009
Wachovia April 2008 - January 2009
Wells Fargo Financial June 2005 - December 2007
Education
Messiah College 2000 — 2004
B.S, Finance
Boston College High School 1996 — 2000
Mark Meservey's LPL Financial Experience 2007 - 2015
Job Wealth Manager at LPL Finanical
Industry Financial Services
Experience
LPL Finanical April 2014 - Present
LPL Financial 2007 - 2015
Prosperity Bank 2007 - 2014
State Bank 2000 - 2007
First National Bank of Bastrop 1996 - 2000
TGI Fridays 1984 - 1993
Logic Financial 1990 - 1992
Skills
Investments, Retirement Planning, Wealth Management, Insurance, Banking, Mutual Funds, Risk Management, Financial Services, Portfolio Management
Education
The University of Texas at Austin 1990 — 1992
BBA, Finance
Michigan State University 1982 — 1984
LPL Finanical April 2014 - Present
LPL Financial 2007 - 2015
Prosperity Bank 2007 - 2014
State Bank 2000 - 2007
First National Bank of Bastrop 1996 - 2000
TGI Fridays 1984 - 1993
Logic Financial 1990 - 1992
Skills
Investments, Retirement Planning, Wealth Management, Insurance, Banking, Mutual Funds, Risk Management, Financial Services, Portfolio Management
Education
The University of Texas at Austin 1990 — 1992
BBA, Finance
Michigan State University 1982 — 1984
Sharadchandra Shrirame's LPL Financial Experience August 2010 - June 2012
Job Sr Oracle Developer at DIRECTV
Industry Information Technology and Services
Experience
DIRECTV April 2014 - Present
Mitchell International April 2013 - March 2014
Tomax Corporation June 2012 - April 2013
LPL Financial August 2010 - June 2012
DSS Systems & Software Ltd. August 2009 - July 2010
iTech US Inc 2006 - 2008
Skills
PL/SQL, Databases, Unix, Oracle Developer 2000, Oracle SQL, Application Development, ETL, SQL Tuning, Oracle Applications, Unix Shell Scripting, Scripting, SQL, Data Warehousing, Data Modeling, Operating Systems, Database Design, Oracle E-Business Suite, Performance Tuning, Web Applications, OBIEE, SQL Server, Oracle Financials, Stored Procedures, Database Development, VSS, Oracle Reports, JavaScript, Visual Basic, HTML, Linux, Microsoft SQL Server, Toad, SQL*Plus, Oracle, Requirements Analysis, Oracle Forms, Testing, Oracle SQL Developer
Education
UCSD 2014 — 2014
PMP Certification, Information Technology Project Management
Nagpur University 1999 — 2004
Bachelor's degree, Computer Engineering Technology
DIRECTV April 2014 - Present
Mitchell International April 2013 - March 2014
Tomax Corporation June 2012 - April 2013
LPL Financial August 2010 - June 2012
DSS Systems & Software Ltd. August 2009 - July 2010
iTech US Inc 2006 - 2008
Skills
PL/SQL, Databases, Unix, Oracle Developer 2000, Oracle SQL, Application Development, ETL, SQL Tuning, Oracle Applications, Unix Shell Scripting, Scripting, SQL, Data Warehousing, Data Modeling, Operating Systems, Database Design, Oracle E-Business Suite, Performance Tuning, Web Applications, OBIEE, SQL Server, Oracle Financials, Stored Procedures, Database Development, VSS, Oracle Reports, JavaScript, Visual Basic, HTML, Linux, Microsoft SQL Server, Toad, SQL*Plus, Oracle, Requirements Analysis, Oracle Forms, Testing, Oracle SQL Developer
Education
UCSD 2014 — 2014
PMP Certification, Information Technology Project Management
Nagpur University 1999 — 2004
Bachelor's degree, Computer Engineering Technology
Jeffrey D. Vozella's LPL Financial Experience May 2009 - December 2011
Job Financial Consultant at The Robert Charles Group of Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC August 2012 - Present
Wells Fargo Advisors, LLC December 2011 - August 2012
LPL Financial May 2009 - December 2011
Citi Smith Barney October 2006 - May 2009
Arbor Research and Trading December 2002 - August 2005
Education
Michigan State University - The Eli Broad Graduate School of Management 1998 — 2002
Finance, Economics
Wells Fargo Advisors, LLC August 2012 - Present
Wells Fargo Advisors, LLC December 2011 - August 2012
LPL Financial May 2009 - December 2011
Citi Smith Barney October 2006 - May 2009
Arbor Research and Trading December 2002 - August 2005
Education
Michigan State University - The Eli Broad Graduate School of Management 1998 — 2002
Finance, Economics
Greg Hanshew's LPL Financial Experience January 2006 - January 2010
Job Personal Financial Advisor
Industry Financial Services
Experience
Infinity Financial Services October 2014 - Present
First Financial Equity Corporation November 2012 - October 2013
SLINGSHOT LIMITED January 2010 - November 2012
LPL Financial January 2006 - January 2010
WALNUT STREET SECURITIES January 1998 - January 2006
American Express Financial Advisors January 1995 - January 1998
American Express January 1995 - January 1998
Skills
Fixed Annuities, Financial Advisory, Strategic Financial..., Financial Services, Finance, Investments, Start-ups, Investment Advisory, Mutual Funds, Series 63, Strategy, Retirement, Retirement Planning, Series 7
Education
Metropolitan State University 1997 — 1998
CFP, Finance
EHS
Infinity Financial Services October 2014 - Present
First Financial Equity Corporation November 2012 - October 2013
SLINGSHOT LIMITED January 2010 - November 2012
LPL Financial January 2006 - January 2010
WALNUT STREET SECURITIES January 1998 - January 2006
American Express Financial Advisors January 1995 - January 1998
American Express January 1995 - January 1998
Skills
Fixed Annuities, Financial Advisory, Strategic Financial..., Financial Services, Finance, Investments, Start-ups, Investment Advisory, Mutual Funds, Series 63, Strategy, Retirement, Retirement Planning, Series 7
Education
Metropolitan State University 1997 — 1998
CFP, Finance
EHS
Scott Flowers's LPL Financial Experience November 2007 - Present
Job LPL Wealth Advisor
Industry Financial Services
Experience
LPL Financial November 2007 - Present
Skills
Retirement Planning, Insurance, Strategic Financial..., Securities, Sales, Estate Planning, Customer Service, Marketing, Retirement, Strategic Planning, Life Insurance, Microsoft Office, Mutual Funds, Financial Analysis, Investments, Wealth Management, Fixed Annuities, Financial Planning, Process Improvement, Health Insurance, Long-term Care, Microsoft Excel, Asset Management
Education
Middle Tennessee State University 1998 — 2002
Business, Economics and Finance
LPL Financial November 2007 - Present
Skills
Retirement Planning, Insurance, Strategic Financial..., Securities, Sales, Estate Planning, Customer Service, Marketing, Retirement, Strategic Planning, Life Insurance, Microsoft Office, Mutual Funds, Financial Analysis, Investments, Wealth Management, Fixed Annuities, Financial Planning, Process Improvement, Health Insurance, Long-term Care, Microsoft Excel, Asset Management
Education
Middle Tennessee State University 1998 — 2002
Business, Economics and Finance
Mona Santos *'s LPL Financial Experience January 2014 - Present
Job LPL Registered Principal and Advisor at DaVinci Financial Designs
Industry Financial Services
Experience
DaVinci Financial Designs January 2014 - Present
LPL Financial January 2014 - Present
First Command Financial Services 1999 - January 2014
P-Com 1995 - 1999
Skills
FINRA, Financial Advisory, Holistic Financial..., Retirement Planning, Investment Advisory, Wealth Management, Estate Planning, Series 65, Series 63, Asset Allocation, Mutual Funds, Strategic Financial..., Series 6, IRAs, Investment Strategies, Wealth, Long Term Care Insurance, Fixed Annuities, Securities, Insurance, 401k
Education
Methodist University 1989 — 1993
BA, Political Science and International Relations
Hanau American Highschool
DaVinci Financial Designs January 2014 - Present
LPL Financial January 2014 - Present
First Command Financial Services 1999 - January 2014
P-Com 1995 - 1999
Skills
FINRA, Financial Advisory, Holistic Financial..., Retirement Planning, Investment Advisory, Wealth Management, Estate Planning, Series 65, Series 63, Asset Allocation, Mutual Funds, Strategic Financial..., Series 6, IRAs, Investment Strategies, Wealth, Long Term Care Insurance, Fixed Annuities, Securities, Insurance, 401k
Education
Methodist University 1989 — 1993
BA, Political Science and International Relations
Hanau American Highschool
Pamela Fitzmaurice's LPL Financial Experience July 2007 - January 2008
Job Director, Learning & Development at Park Avenue Securities
Industry Financial Services
Experience
Park Avenue Securities August 2015 - Present
Park Avenue Securities July 2012 - Present
LPL Financial ( Linsco/Private Ledger ) March 2010 - July 2012
LPL Financial Services January 2008 - March 2010
LPL Financial July 2007 - January 2008
Pershing July 2006 - July 2007
Pershing LLC January 2006 - July 2006
Pershing LLC May 2005 - January 2006
Skills
Project Management, Financial Services, Marketing, Broker/Dealer..., Training, Series 63, Account Management, CRM, Business Development, Change Management, Investments, Customer Service, Management, Mutual Funds, Portfolio Management, Process Improvement, Recruiting, Leadership, Securities, Risk Management, Series 7, Strategy, Team Building, Strategic Planning, Wealth Management
Education
Muhlenberg College 2001 — 2005
Bachelors, Economics and Business Administration
Rye Country Day School 1997 — 2001
Park Avenue Securities August 2015 - Present
Park Avenue Securities July 2012 - Present
LPL Financial ( Linsco/Private Ledger ) March 2010 - July 2012
LPL Financial Services January 2008 - March 2010
LPL Financial July 2007 - January 2008
Pershing July 2006 - July 2007
Pershing LLC January 2006 - July 2006
Pershing LLC May 2005 - January 2006
Skills
Project Management, Financial Services, Marketing, Broker/Dealer..., Training, Series 63, Account Management, CRM, Business Development, Change Management, Investments, Customer Service, Management, Mutual Funds, Portfolio Management, Process Improvement, Recruiting, Leadership, Securities, Risk Management, Series 7, Strategy, Team Building, Strategic Planning, Wealth Management
Education
Muhlenberg College 2001 — 2005
Bachelors, Economics and Business Administration
Rye Country Day School 1997 — 2001
William Jennings's LPL Financial Experience October 2002 - January 2004
Job Regional Marketing Director at Lincoln Financial Distributors
Industry Financial Services
Experience
Lincoln Financial Distributors January 2004 - Present
LPL Financial October 2002 - January 2004
Skills
Series 63, Fixed Annuities, Series 6, Series 7, Mutual Funds, Variable Annuities, Retirement Planning, Series 65, FINRA, Retirement, Long-term Care, ETFs, Financial Advisory, Insurance, Investments, Financial Services, Marketing, Securities
Education
Marist College 1998 — 2002
Bachelor's of Science, Business Administration and Management, General
Lincoln Financial Distributors January 2004 - Present
LPL Financial October 2002 - January 2004
Skills
Series 63, Fixed Annuities, Series 6, Series 7, Mutual Funds, Variable Annuities, Retirement Planning, Series 65, FINRA, Retirement, Long-term Care, ETFs, Financial Advisory, Insurance, Investments, Financial Services, Marketing, Securities
Education
Marist College 1998 — 2002
Bachelor's of Science, Business Administration and Management, General
Veronica Csiza's LPL Financial Experience 2002 - July 2011
Job Owner/Hair Stylist at Shear Gratitude Salon
Industry Consumer Services
Experience
Shear Gratitude Salon September 2012 - Present
Cherry Bomb Hair Studio July 2007 - September 2012
LPL Financial 2002 - July 2011
Trilogy Financial Services July 2002 - September 2003
Skills
Series 63, Beauty Industry, Marketing, Fashion, Microsoft Excel, Salons, Hair Care, Cosmetics, Microsoft Office, Styling, Management
Education
Metropolitan State University of Denver 1999 — 2001
Finance, Business/Finance
Shear Gratitude Salon September 2012 - Present
Cherry Bomb Hair Studio July 2007 - September 2012
LPL Financial 2002 - July 2011
Trilogy Financial Services July 2002 - September 2003
Skills
Series 63, Beauty Industry, Marketing, Fashion, Microsoft Excel, Salons, Hair Care, Cosmetics, Microsoft Office, Styling, Management
Education
Metropolitan State University of Denver 1999 — 2001
Finance, Business/Finance
William Pfeifer, CISSP's LPL Financial Experience January 2013 - September 2013
Job .
Industry Computer & Network Security
Experience
LPL Financial January 2013 - September 2013
Randstad on site at LPL Financial August 2012 - January 2013
GTC Systems on site at SAIC January 2012 - July 2012
CSC on site at USMC Camp Pendleton October 2010 - December 2011
ASC on site at USN Base North Island October 2009 - September 2010
ESA on site at SD Police HQ November 2008 - October 2009
D3 Technologies November 2006 - September 2008
D3 Technologies February 2006 - November 2006
Tek Systems August 2005 - November 2005
Kyocera America, Inc. January 1999 - August 2005
Skills
Risk Assessment, Change Management, Vulnerability..., Incidence Management, Policy Authoring, Compliance Reporting, Governance, Disaster Recovery, Business Continuity, Penetration Testing, A+ Certified, Security+, Security, CISSP, Vulnerability, IDS, Networking, System Administration, Security Policy, Intrusion Detection, Vulnerability Assessment, VMware, ITIL, Windows Server, CCNA, Servers, Physical Data Modeling, Microsoft Certified..., Information Security, Information Assurance, Leadership, Asset Managment, Information Security..., Management, Technical Support, Project Management, Active Directory, Data Center, Network+, Network Security, Problem Solving, Integration, Information Technology, Computer Forensics, Security Management, Virtualization, Firewalls, Security Awareness, Enterprise Software, CompTIA
Education
San Diego Mesa College 2015 — 2017
Associate of Arts (A.A.), Music Performance, General
Webster University 2007 — 2010
Master of Arts, Business and Organizational Security Management
University of Phoenix 1999 — 2001
Bachelor of Science, Business Information Systems
Computer Learning Center 1995 — 1996
Diploma, Computer Electronics and Networking Technology
Montclair State University 1988 — 1993
Bachelor of Arts, Philosophy
LPL Financial January 2013 - September 2013
Randstad on site at LPL Financial August 2012 - January 2013
GTC Systems on site at SAIC January 2012 - July 2012
CSC on site at USMC Camp Pendleton October 2010 - December 2011
ASC on site at USN Base North Island October 2009 - September 2010
ESA on site at SD Police HQ November 2008 - October 2009
D3 Technologies November 2006 - September 2008
D3 Technologies February 2006 - November 2006
Tek Systems August 2005 - November 2005
Kyocera America, Inc. January 1999 - August 2005
Skills
Risk Assessment, Change Management, Vulnerability..., Incidence Management, Policy Authoring, Compliance Reporting, Governance, Disaster Recovery, Business Continuity, Penetration Testing, A+ Certified, Security+, Security, CISSP, Vulnerability, IDS, Networking, System Administration, Security Policy, Intrusion Detection, Vulnerability Assessment, VMware, ITIL, Windows Server, CCNA, Servers, Physical Data Modeling, Microsoft Certified..., Information Security, Information Assurance, Leadership, Asset Managment, Information Security..., Management, Technical Support, Project Management, Active Directory, Data Center, Network+, Network Security, Problem Solving, Integration, Information Technology, Computer Forensics, Security Management, Virtualization, Firewalls, Security Awareness, Enterprise Software, CompTIA
Education
San Diego Mesa College 2015 — 2017
Associate of Arts (A.A.), Music Performance, General
Webster University 2007 — 2010
Master of Arts, Business and Organizational Security Management
University of Phoenix 1999 — 2001
Bachelor of Science, Business Information Systems
Computer Learning Center 1995 — 1996
Diploma, Computer Electronics and Networking Technology
Montclair State University 1988 — 1993
Bachelor of Arts, Philosophy
Deepthi Gurung,PMP, CSM,CSPO's LPL Financial Experience September 2012 - April 2013
Job Senior Program Manager, Consultant
Industry Information Technology and Services
Experience
Qualcomm Innovation Center Inc October 2014 - Present
CareFusion October 2013 - October 2014
LPL Financial September 2012 - April 2013
CareFusion April 2010 - July 2011
EMAS Pro June 2009 - April 2010
Fair Isaac November 2001 - November 2008
Skills
PMP, PMO, MS Project, Scrum, Software Development..., Project Management, SDLC, Visio, Program Management, Business Analysis, Databases, Agile Methodologies, SharePoint, Business Intelligence, IT Management, Software Development, Software Project..., Management, Process Improvement, Microsoft Project
Education
Mangalore University 1991 — 1995
Bachelors, Computer Science
Mangalore University
Computer Science
Qualcomm Innovation Center Inc October 2014 - Present
CareFusion October 2013 - October 2014
LPL Financial September 2012 - April 2013
CareFusion April 2010 - July 2011
EMAS Pro June 2009 - April 2010
Fair Isaac November 2001 - November 2008
Skills
PMP, PMO, MS Project, Scrum, Software Development..., Project Management, SDLC, Visio, Program Management, Business Analysis, Databases, Agile Methodologies, SharePoint, Business Intelligence, IT Management, Software Development, Software Project..., Management, Process Improvement, Microsoft Project
Education
Mangalore University 1991 — 1995
Bachelors, Computer Science
Mangalore University
Computer Science
Verner Khederian's LPL Financial Experience June 2002 - Present
Job Registered Principal at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2002 - Present
LPL Financial June 2002 - Present
LPL Financial June 2002 - Present
Education
Massachusetts Bay Community College 1974 — 1975
Associates, Liberal Arts
LPL Financial June 2002 - Present
LPL Financial June 2002 - Present
LPL Financial June 2002 - Present
Education
Massachusetts Bay Community College 1974 — 1975
Associates, Liberal Arts
J. Allen Dean's LPL Financial Experience September 2009 - April 2011
Job Registered Investment Advisor
Industry Investment Management
Experience
Nationwide Financial April 2011 - Present
LPL Financial September 2009 - April 2011
Telhio Investment Services November 2003 - September 2009
Church of the Nazarene 1975 - 1996
Church of the Nazarene 1975 - 1996
Skills
Public Speaking, Client Development, Consultancy, Mutual Funds, Series 7, Retirement Planning, Process Improvement, Asset Management, Insurance, Series 63, Series 65, 401k, IRAs, Investments, Investment Advisory, Asset Allocation, Retirement, Series 6, Fixed Annuities, Investment Strategies, Wealth Management, FINRA, Securities, Financial Advisory, Wealth, Financial Planners, Variable Annuities, Alternative Investments, Wealth Management..., Strategic Financial..., Financial Services, Life Insurance, ETFs, Investment Management, Bonds, Pensions, Series 24, Relationship Management, Long-term Care, Long Term Care Insurance, Personal Financial..., Portfolio Management, Disability Insurance, Wealth Accumulation, Roth IRA, 401k Rollovers, Income Protection, Strategic Planning, Term Life Insurance, Defined Benefit
Education
Southern Nazarene University 1975 — 1978
MA, Religion, Psychology
Southern Nazarene University 1973 — 1975
Bachelor of Arts, Religion, Psychology
Mount Vernon Nazarene University 1971 — 1973
AA, Psychology
Nationwide Financial April 2011 - Present
LPL Financial September 2009 - April 2011
Telhio Investment Services November 2003 - September 2009
Church of the Nazarene 1975 - 1996
Church of the Nazarene 1975 - 1996
Skills
Public Speaking, Client Development, Consultancy, Mutual Funds, Series 7, Retirement Planning, Process Improvement, Asset Management, Insurance, Series 63, Series 65, 401k, IRAs, Investments, Investment Advisory, Asset Allocation, Retirement, Series 6, Fixed Annuities, Investment Strategies, Wealth Management, FINRA, Securities, Financial Advisory, Wealth, Financial Planners, Variable Annuities, Alternative Investments, Wealth Management..., Strategic Financial..., Financial Services, Life Insurance, ETFs, Investment Management, Bonds, Pensions, Series 24, Relationship Management, Long-term Care, Long Term Care Insurance, Personal Financial..., Portfolio Management, Disability Insurance, Wealth Accumulation, Roth IRA, 401k Rollovers, Income Protection, Strategic Planning, Term Life Insurance, Defined Benefit
Education
Southern Nazarene University 1975 — 1978
MA, Religion, Psychology
Southern Nazarene University 1973 — 1975
Bachelor of Arts, Religion, Psychology
Mount Vernon Nazarene University 1971 — 1973
AA, Psychology
Stanley Harris's LPL Financial Experience March 2012 - February 2013
Job Annuity Specialist
Industry Financial Services
Experience
MetLife December 2013 - Present
LPL Financial March 2012 - February 2013
TIAA-CREF March 2013 - 2013
TIAA-CREF July 2010 - December 2011
LPL Financial April 2008 - May 2009
Vanguard September 1996 - August 2004
Skills
Series 6, Series 63, American Sign Language, Registered Tax Agent, Mutual Funds, Investments, Wealth Management, Retirement Planning, Retirement, Insurance, Fixed Annuities, Employee Benefits, Financial Advisory, Finance, Banking, Relationship Management, Variable Annuities, Training, Leadership, Series 7, FINRA, Strategic Financial..., Financial Services
Education
Morehouse College
University of Michigan-Dearborn
MetLife December 2013 - Present
LPL Financial March 2012 - February 2013
TIAA-CREF March 2013 - 2013
TIAA-CREF July 2010 - December 2011
LPL Financial April 2008 - May 2009
Vanguard September 1996 - August 2004
Skills
Series 6, Series 63, American Sign Language, Registered Tax Agent, Mutual Funds, Investments, Wealth Management, Retirement Planning, Retirement, Insurance, Fixed Annuities, Employee Benefits, Financial Advisory, Finance, Banking, Relationship Management, Variable Annuities, Training, Leadership, Series 7, FINRA, Strategic Financial..., Financial Services
Education
Morehouse College
University of Michigan-Dearborn
Robert Halligan II's LPL Financial Experience October 2010 - Present
Job Chartered Retirement Planning Counselor, LPL Financial
Industry Financial Services
Experience
LPL Financial October 2010 - Present
Morgan Stanley Smith Barney August 1982 - October 2010
Education
University of Southern California - Marshall School of Business 1971 — 1972
MBA, Finance and International Finance
Miami University 1966 — 1970
BA, Finance, Economics, Accounting
LPL Financial October 2010 - Present
Morgan Stanley Smith Barney August 1982 - October 2010
Education
University of Southern California - Marshall School of Business 1971 — 1972
MBA, Finance and International Finance
Miami University 1966 — 1970
BA, Finance, Economics, Accounting
Jacob Sher's LPL Financial Experience January 2008 - August 2012
Job Compliance Surveillance Analyst
Industry Financial Services
Experience
Stifel Financial Corp. August 2012 - Present
LPL Financial January 2008 - August 2012
Verizon Business September 2007 - January 2008
Skills
Financial Services, Finance, Series 63, Asset Allocation, Wealth Management, Retirement Planning, Asset Management, Investments, Series 7, Securities, Equities, Investment Advisory, Financial Advisory, Portfolio Management, Trading, FINRA, Microsoft Excel
Education
Missouri State University 2003 — 2007
BA, Finance
Professional Licenses
Series 7, 63, 9/10
Stifel Financial Corp. August 2012 - Present
LPL Financial January 2008 - August 2012
Verizon Business September 2007 - January 2008
Skills
Financial Services, Finance, Series 63, Asset Allocation, Wealth Management, Retirement Planning, Asset Management, Investments, Series 7, Securities, Equities, Investment Advisory, Financial Advisory, Portfolio Management, Trading, FINRA, Microsoft Excel
Education
Missouri State University 2003 — 2007
BA, Finance
Professional Licenses
Series 7, 63, 9/10
Bruce Martin, MBA, CRPC's LPL Financial Experience October 2000 - Present
Job Registered Principal, LPL Financial
Industry Financial Services
Experience
LPL Financial October 2000 - Present
Mortgage Corporation of America 1989 - 1998
Education
University of Washington 1970 — 1972
MBA, Finance
Michigan State University 1963 — 1967
BS, Engineering
LPL Financial October 2000 - Present
Mortgage Corporation of America 1989 - 1998
Education
University of Washington 1970 — 1972
MBA, Finance
Michigan State University 1963 — 1967
BS, Engineering
Lyn A. Parker, CFP®, EA's LPL Financial Experience September 2015 - Present
Job General Securities Principal at LPL Financial
Industry Financial Services
Experience
LPL Financial September 2015 - Present
LPL Financial August 2013 - Present
WHITMAN FINANCIAL SERVICES, LLC August 2011 - Present
TOWN OF NORTH READING, MASSACHUSETTS May 2014 - Present
FLINT MEMORIAL LIBRARY May 2014 - Present
Newburyport Society for the Relief of Aged Women May 2010 - Present
Skills
Alternative Investments, Asset Allocation, Asset Management, Bonds, Business Planning, Cash Management, Charitable Foundations, Charity Governance, College Education..., Comprehensive Wealth..., Equities, Estate Planning, ETFs, Financial Planning, Fixed Annuities, 401k, 401k Rollovers, Insurance Planning, Investment Advisory, Investments, Investment Strategies, Long Term Care Insurance, Monte Carlo Simulation, Mutual Funds, Options, Pensions, Personal Finance, Portfolio Management, Private Foundations, Public Relations, Public Speaking, Retirement Planning, Risk Management, Securities, Series 7, Series 24, Series 66, Small Business, Strategic Financial..., Strategic Public..., Tax Planning, Tax Preparation, Tax Returns, Uniform Combined State..., Wealth Management, Variable Annuities
Education
University of New Hampshire 1991 — 2002
Bachelor or Arts, Communication, Healthcare Management
Merrimack College 2011 — 2012
Certificate in Advanced Financial Planning, Financial Planning and Services
LPL Financial September 2015 - Present
LPL Financial August 2013 - Present
WHITMAN FINANCIAL SERVICES, LLC August 2011 - Present
TOWN OF NORTH READING, MASSACHUSETTS May 2014 - Present
FLINT MEMORIAL LIBRARY May 2014 - Present
Newburyport Society for the Relief of Aged Women May 2010 - Present
Skills
Alternative Investments, Asset Allocation, Asset Management, Bonds, Business Planning, Cash Management, Charitable Foundations, Charity Governance, College Education..., Comprehensive Wealth..., Equities, Estate Planning, ETFs, Financial Planning, Fixed Annuities, 401k, 401k Rollovers, Insurance Planning, Investment Advisory, Investments, Investment Strategies, Long Term Care Insurance, Monte Carlo Simulation, Mutual Funds, Options, Pensions, Personal Finance, Portfolio Management, Private Foundations, Public Relations, Public Speaking, Retirement Planning, Risk Management, Securities, Series 7, Series 24, Series 66, Small Business, Strategic Financial..., Strategic Public..., Tax Planning, Tax Preparation, Tax Returns, Uniform Combined State..., Wealth Management, Variable Annuities
Education
University of New Hampshire 1991 — 2002
Bachelor or Arts, Communication, Healthcare Management
Merrimack College 2011 — 2012
Certificate in Advanced Financial Planning, Financial Planning and Services
Pete Tousignant's LPL Financial Experience February 1995 - September 2009
Job Agent at Kubes Realty
Industry Real Estate
Experience
Kubes Realty August 2014 - Present
LPL Financial February 1995 - September 2009
Skills
Sales, Microsoft Excel, Recruiting, Training, Investments, Insurance, Risk Management, Budgets, Banking, Management, Financial Services, Leadership
Education
Life 1945 — 2013
Master's degree, Street Smarts, People Skills, Sales Skills, Excellent
Minnesota State University, Mankato
Kubes Realty August 2014 - Present
LPL Financial February 1995 - September 2009
Skills
Sales, Microsoft Excel, Recruiting, Training, Investments, Insurance, Risk Management, Budgets, Banking, Management, Financial Services, Leadership
Education
Life 1945 — 2013
Master's degree, Street Smarts, People Skills, Sales Skills, Excellent
Minnesota State University, Mankato
Aimee Harris's LPL Financial Experience February 2014 - Present
Job Designated Principal
Industry Financial Services
Experience
LPL Financial February 2014 - Present
BancorpSouth Investment Services Inc. 2010 - Present
Trustmark Wealth Management 2001 - 2010
Skills
Series 7, Series 66, Series 24, Series 53, Financial Services
Education
Mississippi College
Bachelor of Arts (BA), English Language and Literature, General
LPL Financial February 2014 - Present
BancorpSouth Investment Services Inc. 2010 - Present
Trustmark Wealth Management 2001 - 2010
Skills
Series 7, Series 66, Series 24, Series 53, Financial Services
Education
Mississippi College
Bachelor of Arts (BA), English Language and Literature, General
Kevin Kershaw's LPL Financial Experience September 2015 - Present
Job Regional Director at LPL Financial
Industry Financial Services
Experience
LPL Financial September 2015 - Present
LPL Finanical April 2011 - December 2013
LPL May 2007 - April 2011
Pinnacle Capital & Investments April 2005 - May 2007
UBS January 2000 - January 2001
Skills
Mutual Funds, Process Improvement, Program Management, Investments, Management, Analysis, Project Management, Business Process, Portfolio Management, Due Diligence, Mergers, Investment Advisory, Strategy, Research, Financial Modeling, Relationship Management, Finance, Leadership, Marketing, Risk Management, Budgets, Asset Management, Financial Analysis, Strategic Financial..., Financial Services, Securities, Business Analysis
Education
Cal State
BA, Kinesiology
Marymount College
LPL Financial September 2015 - Present
LPL Finanical April 2011 - December 2013
LPL May 2007 - April 2011
Pinnacle Capital & Investments April 2005 - May 2007
UBS January 2000 - January 2001
Skills
Mutual Funds, Process Improvement, Program Management, Investments, Management, Analysis, Project Management, Business Process, Portfolio Management, Due Diligence, Mergers, Investment Advisory, Strategy, Research, Financial Modeling, Relationship Management, Finance, Leadership, Marketing, Risk Management, Budgets, Asset Management, Financial Analysis, Strategic Financial..., Financial Services, Securities, Business Analysis
Education
Cal State
BA, Kinesiology
Marymount College
Nicolas Rocha's LPL Financial Experience December 2014 - July 2015
Job Associate Director of Business Development at Wasmer, Schroeder & Company, Inc.
Industry Financial Services
Experience
Wasmer, Schroeder & Company, Inc. August 2015 - Present
LPL Financial December 2014 - July 2015
Fortigent, LLC (acquired by LPL Financial in 2012) January 2013 - December 2014
Convergent Wealth Advisors March 2011 - January 2013
Graystone Consulting (a division of Morgan Stanley) June 2008 - March 2011
RBC Wealth Management (formerly Ferris, Baker Watts Inc.) May 2007 - May 2008
Skills
Asset Allocation, Private Equity, Financial Services, Retirement Planning, Microsoft Excel, Financial Reporting, Wealth Management..., Data Analysis, Investment Management, Asset Management, Portfolio Management, Alternative Investments, Mutual Funds, Investment Strategies, Financial Analysis, Equities, Investments, Consultancy Services, Finance
Education
Marymount University
BBA, Finance
St John's College High School
Wasmer, Schroeder & Company, Inc. August 2015 - Present
LPL Financial December 2014 - July 2015
Fortigent, LLC (acquired by LPL Financial in 2012) January 2013 - December 2014
Convergent Wealth Advisors March 2011 - January 2013
Graystone Consulting (a division of Morgan Stanley) June 2008 - March 2011
RBC Wealth Management (formerly Ferris, Baker Watts Inc.) May 2007 - May 2008
Skills
Asset Allocation, Private Equity, Financial Services, Retirement Planning, Microsoft Excel, Financial Reporting, Wealth Management..., Data Analysis, Investment Management, Asset Management, Portfolio Management, Alternative Investments, Mutual Funds, Investment Strategies, Financial Analysis, Equities, Investments, Consultancy Services, Finance
Education
Marymount University
BBA, Finance
St John's College High School
Bob Halligan's LPL Financial Experience October 2010 - December 2012
Job President, Halligan's
Industry Food & Beverages
Experience
Halligan's LLC 2010 - Present
LPL Financial October 2010 - December 2012
Morgan Stanley 1982 - 2010
Skills
Series 7, Equities, Fixed Income, Wealth Management, Portfolio Management, Investments, Series 63, Mutual Funds, Alternative Investments, Asset Management, Securities, Retirement Planning, Asset Allocation, Hedge Funds, Capital Markets
Education
University of Southern California - Marshall School of Business 1971 — 1972
Master of Business Administration (MBA), Finance, General
Miami University 1966 — 1970
Bachelor in Business Administration, Business and Economics
New Trier
Halligan's LLC 2010 - Present
LPL Financial October 2010 - December 2012
Morgan Stanley 1982 - 2010
Skills
Series 7, Equities, Fixed Income, Wealth Management, Portfolio Management, Investments, Series 63, Mutual Funds, Alternative Investments, Asset Management, Securities, Retirement Planning, Asset Allocation, Hedge Funds, Capital Markets
Education
University of Southern California - Marshall School of Business 1971 — 1972
Master of Business Administration (MBA), Finance, General
Miami University 1966 — 1970
Bachelor in Business Administration, Business and Economics
New Trier
Gerrett T. Padgett's LPL Financial Experience January 2012 - May 2012
Job C&I Portfolio Specialist
Industry Banking
Experience
United Community Bank July 2014 - Present
United Community Bank July 2012 - July 2014
LPL Financial January 2012 - May 2012
Skills
Budgets, Research, Investments, Finance, PowerPoint, Microsoft Excel, Microsoft Office, Customer Service, Microsoft Word, Event Planning, Leadership, Public Speaking
Education
Mercer University 2008 — 2012
Bachelor's Degree, Finance
United Community Bank July 2014 - Present
United Community Bank July 2012 - July 2014
LPL Financial January 2012 - May 2012
Skills
Budgets, Research, Investments, Finance, PowerPoint, Microsoft Excel, Microsoft Office, Customer Service, Microsoft Word, Event Planning, Leadership, Public Speaking
Education
Mercer University 2008 — 2012
Bachelor's Degree, Finance
SCOTT KITTLE's LPL Financial Experience October 2009 - February 2010
Job Corporate Trust Accountant at Wells Fargo Bank
Industry Financial Services
Experience
Wells Fargo Bank October 2011 - Present
WELLS FARGO BANK October 2011 - Present
WELLS FARGO ADVISORS May 2011 - August 2011
LPL FINANCIAL October 2009 - February 2010
WACHOVIA SECURITIES September 2005 - June 2008
WACHOVIA SECURITIES January 1997 - June 2008
Wachovia Securities September 2000 - August 2005
Education
Mountain State University 1992 — 1996
BS, Business Administration
Mountain State University
B.S, Business Administration
Wells Fargo Bank October 2011 - Present
WELLS FARGO BANK October 2011 - Present
WELLS FARGO ADVISORS May 2011 - August 2011
LPL FINANCIAL October 2009 - February 2010
WACHOVIA SECURITIES September 2005 - June 2008
WACHOVIA SECURITIES January 1997 - June 2008
Wachovia Securities September 2000 - August 2005
Education
Mountain State University 1992 — 1996
BS, Business Administration
Mountain State University
B.S, Business Administration
Tim Urban, CFP®,'s LPL Financial Experience March 2010 - Present
Job CERTIFIED FINANCIAL PLANNER™
Industry Financial Services
Experience
LPL Financial March 2010 - Present
TD Bank Group April 2006 - March 2010
John Hancock Life Insurance Company (U.S.A.) September 1998 - April 2005
Skills
Securities, Financial Planning, Finance, Mutual Funds, Series 7, Wealth Management, Investments, FINRA, Series 63, Financial Services
Education
Susquehanna University 1994 — 1998
Bachelor of Arts (BA), Political Science and Government
Merrimack College
The Certificate Program in Financial Planning
Brunswick High 1990 — 1994
LPL Financial March 2010 - Present
TD Bank Group April 2006 - March 2010
John Hancock Life Insurance Company (U.S.A.) September 1998 - April 2005
Skills
Securities, Financial Planning, Finance, Mutual Funds, Series 7, Wealth Management, Investments, FINRA, Series 63, Financial Services
Education
Susquehanna University 1994 — 1998
Bachelor of Arts (BA), Political Science and Government
Merrimack College
The Certificate Program in Financial Planning
Brunswick High 1990 — 1994
Deborah Brewer's LPL Financial Experience June 2014 - June 2015
Job Change Management Consultant at Duke Energy Corporation
Industry Utilities
Experience
Duke Energy Corporation August 2015 - Present
Signature Consultants for Wells Fargo June 2015 - August 2015
LPL Financial June 2014 - June 2015
LPL Financial February 2014 - June 2014
UMAR July 2006 - December 2013
RHA Howell, Inc. October 2004 - June 2006
Autism Services of Mecklenburg County March 1993 - October 2004
Education
Marshall University
Master of Arts (MA), Industrial-Organizational Psychology
Marshall University
Bachelor of Arts (BA), Speech-Language Pathology and Psychology
Duke Energy Corporation August 2015 - Present
Signature Consultants for Wells Fargo June 2015 - August 2015
LPL Financial June 2014 - June 2015
LPL Financial February 2014 - June 2014
UMAR July 2006 - December 2013
RHA Howell, Inc. October 2004 - June 2006
Autism Services of Mecklenburg County March 1993 - October 2004
Education
Marshall University
Master of Arts (MA), Industrial-Organizational Psychology
Marshall University
Bachelor of Arts (BA), Speech-Language Pathology and Psychology
Renee Lindsay's LPL Financial Experience May 2012 - February 2013
Job Bookkeeper
Industry Accounting
Experience
CBI Accounting & Tax Service March 2013 - Present
LPL Financial May 2012 - February 2013
Special Risks, Inc 2005 - 2011
Self-Employed 2004 - 2005
Skills
Tax Preparation, Bookkeeping, QuickBooks, Payroll Taxes, Quicken, Payroll, Microsoft Office, Creative Solutions..., Sales & Use Tax, Payroll Processing, Accounts..., Phone Etiquette, Clerical Skills, Dependable Team Player, General Office Skills, Enthusiasm to learn, Adaptable to Changes, Positive Personality, Office Equipment..., Signing Agent, Microsoft Excel, Christian Ethics, Problem Solving, Team-oriented, Work Well Independently, 10 Key, Data Entry, Always Punctual, Enjoy New Challenges, Multi Tasking, Organizational..., Receptionist Duties
Education
Macomb Community College 2012 — 2014
Associate Degree of Business Administration, Accounting, 3.99
CBI Accounting & Tax Service March 2013 - Present
LPL Financial May 2012 - February 2013
Special Risks, Inc 2005 - 2011
Self-Employed 2004 - 2005
Skills
Tax Preparation, Bookkeeping, QuickBooks, Payroll Taxes, Quicken, Payroll, Microsoft Office, Creative Solutions..., Sales & Use Tax, Payroll Processing, Accounts..., Phone Etiquette, Clerical Skills, Dependable Team Player, General Office Skills, Enthusiasm to learn, Adaptable to Changes, Positive Personality, Office Equipment..., Signing Agent, Microsoft Excel, Christian Ethics, Problem Solving, Team-oriented, Work Well Independently, 10 Key, Data Entry, Always Punctual, Enjoy New Challenges, Multi Tasking, Organizational..., Receptionist Duties
Education
Macomb Community College 2012 — 2014
Associate Degree of Business Administration, Accounting, 3.99
Craig Winkler's LPL Financial Experience January 2013 - September 2013
Job Agent at Farmers Insurance
Industry Financial Services
Experience
Farmers Insurance December 2013 - Present
LPL Financial January 2013 - September 2013
Edward Jones January 2008 - December 2012
Molson Coors November 2004 - September 2007
Skills
Retirement Planning, Investments, Strategic Financial..., Wealth Management, Mutual Funds, Portfolio Management, Financial Analysis, Series 7, Banking, Equities, Retirement, Credit, Mortgage Lending, Securities, Insurance, Series 63, Financial Advisory, Investment Strategies, Asset Allocation, Fixed Annuities, Uniform Combined State..., Financial Planners, IRAs, Investment Advisory, 401k, Bonds, 401k Rollovers, Wealth, Wealth Accumulation, Estate Planning, Wealth Management..., ETFs, Series 65
Education
Missouri State University 1992 — 1996
Finance and General Business
Farmers Insurance December 2013 - Present
LPL Financial January 2013 - September 2013
Edward Jones January 2008 - December 2012
Molson Coors November 2004 - September 2007
Skills
Retirement Planning, Investments, Strategic Financial..., Wealth Management, Mutual Funds, Portfolio Management, Financial Analysis, Series 7, Banking, Equities, Retirement, Credit, Mortgage Lending, Securities, Insurance, Series 63, Financial Advisory, Investment Strategies, Asset Allocation, Fixed Annuities, Uniform Combined State..., Financial Planners, IRAs, Investment Advisory, 401k, Bonds, 401k Rollovers, Wealth, Wealth Accumulation, Estate Planning, Wealth Management..., ETFs, Series 65
Education
Missouri State University 1992 — 1996
Finance and General Business
Greg Liston's LPL Financial Experience May 2011 - Present
Job Senior Examiner
Industry Financial Services
Experience
LPL Financial May 2011 - Present
Office of the Kansas Securities Commissioner February 2005 - May 2011
Kansas Department of Revenue November 1999 - February 2005
Edward Jones February 1997 - September 1999
Skills
FINRA, Series 24, Securities, AML, Series 7, Uniform Combined State..., Series 63, Financial Services, Equities, Financial Risk, Risk Management, Mutual Funds, Finance, Asset Management
Education
Manchester University 1994 — 1997
BS, Accounting and Finance
LPL Financial May 2011 - Present
Office of the Kansas Securities Commissioner February 2005 - May 2011
Kansas Department of Revenue November 1999 - February 2005
Edward Jones February 1997 - September 1999
Skills
FINRA, Series 24, Securities, AML, Series 7, Uniform Combined State..., Series 63, Financial Services, Equities, Financial Risk, Risk Management, Mutual Funds, Finance, Asset Management
Education
Manchester University 1994 — 1997
BS, Accounting and Finance
Mark Wesley's LPL Financial Experience October 2014 - April 2015
Job Lead BD Principal at MetLife
Industry Financial Services
Experience
MetLife April 2015 - Present
LPL Financial October 2014 - April 2015
ViewTrade Securities July 2013 - July 2014
Celadon Financial Group LLC September 2012 - July 2013
TWS Financial LLC October 2009 - September 2012
Synergy Investment Group 2000 - 2009
Suretrade Inc. 1998 - 2000
Skills
Equities, Series 7, Trading Systems, Trading, Fixed Income, Options, Equity Trading, Bloomberg, Automated Trading, Solution Orientated, Multi Tasking, Time Management, Organization, Financial Markets, Securities, Investments, Finance, Financial Services, Asset Management, Series 63, Portfolio Management, Mutual Funds, Management, Risk Management, Financial Risk, Alternative Investments
Education
Marist College 1991 — 1995
Bachelor of Science (B.S.), Mathematics; Business minor
MetLife April 2015 - Present
LPL Financial October 2014 - April 2015
ViewTrade Securities July 2013 - July 2014
Celadon Financial Group LLC September 2012 - July 2013
TWS Financial LLC October 2009 - September 2012
Synergy Investment Group 2000 - 2009
Suretrade Inc. 1998 - 2000
Skills
Equities, Series 7, Trading Systems, Trading, Fixed Income, Options, Equity Trading, Bloomberg, Automated Trading, Solution Orientated, Multi Tasking, Time Management, Organization, Financial Markets, Securities, Investments, Finance, Financial Services, Asset Management, Series 63, Portfolio Management, Mutual Funds, Management, Risk Management, Financial Risk, Alternative Investments
Education
Marist College 1991 — 1995
Bachelor of Science (B.S.), Mathematics; Business minor
Jeffrey Clifford's LPL Financial Experience May 2015 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial May 2015 - Present
Skills
Retail Banking, Financial Advisory, Series 7, Series 63, Series 65, Life & Health Insurance..., NMLS Licensed, Mortgage Lending, Commercial Banking, Portfolio Management
Education
Muskingum College 1997 — 2001
Bachelor of Arts (B.A.), Elementary Education and Teaching
Revere High School 1994 — 1997
LPL Financial May 2015 - Present
Skills
Retail Banking, Financial Advisory, Series 7, Series 63, Series 65, Life & Health Insurance..., NMLS Licensed, Mortgage Lending, Commercial Banking, Portfolio Management
Education
Muskingum College 1997 — 2001
Bachelor of Arts (B.A.), Elementary Education and Teaching
Revere High School 1994 — 1997
Alyssa Ang's LPL Financial Experience June 2012 - October 2012
Job Graphic Designer at Illumina
Industry Biotechnology
Experience
Visions Adolescent Treatment Centers August 2011 - Present
Alyssa Cariaso Creative January 2008 - Present
Illumina July 2013 - March 2014
LPL Financial June 2012 - October 2012
GreenBox Art + Culture October 2010 - July 2011
Skills
Adobe Acrobat, Illustrator, Adobe Creative Suite, Photoshop, InDesign, Graphic Design, Mac, Creative Direction, Graphics
Education
The Art Institute of California-San Diego 2007 — 2010
Bachelor of Science (B.S.), Graphic Design
Napa Valley College 2005 — 2007
General Education
Visions Adolescent Treatment Centers August 2011 - Present
Alyssa Cariaso Creative January 2008 - Present
Illumina July 2013 - March 2014
LPL Financial June 2012 - October 2012
GreenBox Art + Culture October 2010 - July 2011
Skills
Adobe Acrobat, Illustrator, Adobe Creative Suite, Photoshop, InDesign, Graphic Design, Mac, Creative Direction, Graphics
Education
The Art Institute of California-San Diego 2007 — 2010
Bachelor of Science (B.S.), Graphic Design
Napa Valley College 2005 — 2007
General Education
LI ZHI's LPL Financial Experience June 2014 - July 2014
Job Quant
Industry Investment Management
Experience
equities.com July 2014 - August 2014
LPL Financial June 2014 - July 2014
China Energy Conservation and Environmental Protection Group (CECEP) June 2013 - August 2013
RSM China Consulting October 2012 - December 2012
China Industrial Bank(兴业银行股份有限公司） April 2012 - September 2012
Skills
SAS Programming, Matlab, R, SPSS, Equity Valuation, Financial Analysis, VBA, Financial Modeling, Equity Research, Java, C++ Language, Eviews, Minitab, CQG, Mandarin, Python, Microsoft Excel
Education
University of Southern California 2013 — 2014
finance, mathematics and computer science, M.S Financial Engineering(3.9)
Nankai University 2008 — 2012
Finance, General, Bachelor of Finance(3.68)
equities.com July 2014 - August 2014
LPL Financial June 2014 - July 2014
China Energy Conservation and Environmental Protection Group (CECEP) June 2013 - August 2013
RSM China Consulting October 2012 - December 2012
China Industrial Bank(兴业银行股份有限公司） April 2012 - September 2012
Skills
SAS Programming, Matlab, R, SPSS, Equity Valuation, Financial Analysis, VBA, Financial Modeling, Equity Research, Java, C++ Language, Eviews, Minitab, CQG, Mandarin, Python, Microsoft Excel
Education
University of Southern California 2013 — 2014
finance, mathematics and computer science, M.S Financial Engineering(3.9)
Nankai University 2008 — 2012
Finance, General, Bachelor of Finance(3.68)
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.