LPL Financial
Industry: Financial services company
DescriptionLPL Financial LLC is the largest independent broker-dealer in the United States. As of 2017 the company had more than 15,000 financial advisors, over $615 billion in advisory & brokerage assets, and generated approximately $4.2 billion in annual revenue for the 2017 fiscal year. Headquarters: Boston, Massachusetts, United States CEO: Dan Arnold (Jan 2017–) Subsidiaries: AdvisoryWorld, Inc., LINSCO PRIVATE LEDGER CORP, Private Trust Co, Fortigent Holdings Company, Inc. Parent organization: LPL Financial Holdings Inc
LPL Financial List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at LPL Financial. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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3,941 LPL Financial employees in database. Find out everything there's to know about LPL Financial employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
LPL Financial Employees
Full Spectrum Wealth 2011 - Present
LPL Financial October 2008 - Present
Tow Financial November 2003 - October 2008
Allied Consulting Group October 2000 - October 2003
WM Financial Services January 1999 - October 2000
Griffin Financial Services November 1998 - January 1999
Glenfed Brokerage Services June 1986 - November 1998
Merrill Lynch December 1984 - March 1986
Skills
Portfolio Management, Investment Management, Wealth Management, Municipal Bonds, Life Insurance, Equities, Asset Management, Long Term Care Insurance, College Education..., Strategic Financial..., Series 65, Series 7
Education
The American College 2006 — 2008
Masters of Science in Financial Services, MSFS
California Lutheran University 1988 — 1990
CFP®, Certified Financial Planner Cirriculum
University of Southern California 1980 — 1983
BA Business Administration, Economics, Finance
roscomare road
LPL Financial December 2014 - Present
LPL Financial November 2013 - November 2014
Investors Capital Corporation 2012 - 2013
Skills
Series 7, Investments, Financial Analysis, Mutual Funds, Equities, Securities, Portfolio Management, Fixed Income, Asset Management, Strategic Financial..., Financial Services, Wealth Management, Risk Management, Financial Modeling, Finance, Asset Allocation, Alternative Investments, Microsoft SQL Server, Oracle SQL, Relational Databases
Education
California State University Monterey Bay 2014 — 2016
Master of Business Administration (MBA), Business Administration and Management, General
LPL Financial June 2012 - Present
Synergy Pacific Management, Inc. April 2007 - July 2012
Nordstrom March 2006 - March 2007
See's Candies September 2000 - March 2006
Skills
Customer Service, Outlook, Training, Microsoft Excel, Microsoft Office, Social Media, Technical Support, Bilingual, Recruiting, Troubleshooting, Management, Leadership Development, Customer Satisfaction, Help Desk Support, Social Networking, Time Management, System Administration, Team Leadership, Strategic Planning, Sales, Leadership, Access, PowerPoint, Salesforce.com, Microsoft Word, Analysis, Team Building, Data Analysis, Networking, Process Improvement, Budgets
Education
Cal State San Marcos 2006 — 2006
Education
University of California, Irvine 2001 — 2005
B.A., Social Ecology
Cetera Financial Group April 2014 - Present
First Allied Advisory Services, Inc. January 2010 - April 2014
LPL Financial March 2004 - November 2009
Skills
Investment Products, Risk, Securities, Series 7, Series 24, Series 63, Series 66, Financial Advisory, Investment Advisory, Compliance
Education
California State University-San Marcos
BS, Business Administration- Finance
Health Markets July 2014 - Present
NWN Corporation March 2012 - Present
LPL Financial August 2011 - March 2012
Nationwide Floor & Window Coverings May 2000 - August 2011
Enterprise Rent-A-Car September 1995 - October 1999
Enterprise Rent-A-Car June 1990 - September 1995
Enterprise Rent-A-Car March 1987 - June 1990
Skills
Consultative Sales..., Marketing, Business Development, Multitasking Skills, Negotiation, P&L Management, Time Management, Organizational..., Creative Problem Solving, Team Leadership
Education
California State Polytechnic University-Pomona 1983 — 1987
Bachelor's Degree, Behavioral Sciences
LPL Financial May 2015 - Present
ChristyDerek Photography February 2014 - Present
Naval Base Point Loma December 2013 - Present
Aeropostale November 2013 - May 2014
UCSD August 2013 - January 2014
GUESS?, Inc. March 2010 - January 2014
SeaWorld San Diego February 2013 - October 2013
Boys & Girls Clubs of America November 2007 - August 2009
Wells Fargo Capital Finance May 2008 - September 2008
Skills
Microsoft Office, Video Editing, Photography, Written & Verbal..., Teamwork, Flexibility, Time Management, Visual Merchandising, Customer Service, Program Management, Portrait Photography, Retail, Facebook
Education
California State University-San Marcos 2009 — 2013
Bachelors of Kinesiology, Applied Health and Science
Port of Los Angeles High School 2006 — 2009
High School Diploma
LPL Financial April 2013 - Present
Diebold October 2011 - September 2012
Wells Fargo January 2009 - October 2011
Wachovia February 2007 - February 2009
World Savings January 2006 - February 2007
Skills
Strategic Planning, Project Management, Expense Management, Process Improvement, Financial Analysis, Banking, Business Analysis, Financial Modeling, Financial Services, Risk Management, Analysis, Forecasting, Business Strategy
Education
California State University-East Bay 1999 — 2004
BS, Mathematics
LPL Financial May 2015 - Present
LPL Financial May 2012 - Present
Comerica Securities/ Comerica Bank August 2008 - May 2012
Council of Community Clinics April 2007 - July 2008
Healthy San Diego April 2007 - July 2008
Accredited Home Lenders August 2004 - November 2006
PRO Sports Club 1998 - 2001
Skills
Series 7, Financial Analysis, Strategic Financial..., Loans, Life Insurance, Credit, Banking, Mortgage Lending, Investments, Commercial Banking, Credit Analysis, Small Business Lending, Underwriting, Risk Management, Finance, Retirement Planning, Insurance, Microsoft Excel, Microsoft Word, Microsoft Office, Typing, Research, Forecasting, Budget, Applications, iPhone, iPhone Support, Data Analysis, Databases, Data Mining, Spreadsheets, Google Analytics, Google Docs, Google Apps, Google Maps, Social Media, Baseball
Education
California Lutheran University 2007 — 2010
MBA, Financial Planning
California Lutheran University 2003 — 2004
B.S., Business Administration; Management
LPL Financial April 2012 - June 2014
LPL Financial January 2011 - April 2012
Pomeroy IT Solutions January 2007 - June 2010
KnowledgeBase Marketing December 2005 - January 2007
Prudential Real Estate Services February 2002 - December 2005
Teck Support June 2001 - December 2005
Skills
Disaster Recovery, Databases, Data Center, HP, Hardware, IT Management, IT Operations, IT Service Management, ITIL, Information Technology, Management, Microsoft Excel, Microsoft SQL Server, Program Management, Quality Assurance, SQL, Security, Servers, Software Documentation, Storage, System Administration, Testing, Troubleshooting, Unix, Vendor Management, Visio, Windows, Windows Server, Windows XP, XP
Education
Butler University - College of Business Administration 1986 — 1989
Butler University 1985 — 1989
Recognos 2015 - 2015
LPL Financial May 2012 - May 2014
Tek Systems December 2011 - May 2012
Pacific Biosciences November 2010 - September 2011
Cachengo, Inc. December 2009 - May 2011
SiO2 Corp April 2009 - September 2009
Zecco Holdings, Inc. October 2007 - December 2008
Magenic Technologies August 2006 - October 2007
NVIDIA Corporation March 2005 - August 2006
Magenic Technologies October 2003 - March 2005
Skills
Software Development, .NET, C#, ASP.NET, AngularJS, RESTful WebServices, Web Services, Visual Studio, Databases, Microsoft SQL Server, MySQL, Oracle, JavaScript, Java Enterprise Edition, Linux, Unix, Integration, SaaS, Open Source, Agile Methodologies, NHibernate, Program Management, Java, VB.NET, Android Development, iOS Development, Web Applications, TFS, System Architecture, SDLC, Architecture
Education
California State University-Chico 1986 — 1988
Computer Science
Santa Teresa 1982 — 1986
LPL Financial June 2015 - Present
ARS National Services November 2014 - June 2015
ARS National Services February 2013 - November 2014
Trendsetter Financial Markets Ltd. 2011 - 2012
Skills
Analytics, Data Analysis, Predictive Analytics, Microsoft SQL Server, R, Databases, Data Mining, Financial Analysis, Business Intelligence, Data Warehousing, Strategy, Financial Modeling, Machine Learning, Economics, Finance, Microsoft Excel, Python, SSRS, SSIS, Actuarial Science, SQL
Education
Lingnan University, Hong Kong 2010 — 2011
MSc., International Banking and Finance
California State University-San Marcos 2006 — 2009
BSc., Business Administration, Finance
Rancho Bernardo High School
LPL Financial March 2012 - Present
LPL Financial April 2006 - March 2012
APL Limited January 1999 - August 2004
Computer Associates January 1998 - January 1999
APL Limited September 1992 - January 1996
Skills
Mutual Funds, Unit Investment Trusts, Compliance Advisory, International..., Domestic Transportation, Precious Metals, Equities, Microsoft Office, Transportation, Bonds, Trading, Customer Service, Financial Advisory, Series 7, FINRA, Series 63, Asset Allocation, Investment Advisory, Securities, 401k, Alternative Investments, Asset Management, ETFs
Education
Bishop O'Dowd High School
California State University-East Bay
MBA Program, Finance
University of California, Berkeley
BA, History
Best Doctors August 2011 - Present
Boston PainCare Center August 2008 - August 2011
Aon Consulting/ASA Communications February 2000 - February 2002
TD Bank Group/TD Waterhouse October 1999 - January 2000
Design Matters Inc! June 1999 - September 1999
Ernst & Young March 1999 - June 1999
Fidelity Investments February 1998 - December 1998
LPL Financial August 1995 - August 1997
Education
UMass Boston 2011 — 2013
BSN, Nursing
Bunker Hill Community College 2005 — 2007
ASN, Nursing
UMass Dartmouth 1991 — 1995
BFA, Visual Design/Letterform
LPL Financial July 2015 - Present
HMSHost September 2009 - July 2015
L-3 Communications November 2003 - July 2009
Kaiser Permanente May 2003 - October 2003
Skills
Organizer, Eye For Detail, Problem Solving, Onboarding, Employee Relations, Employee Benefits, Applicant Tracking..., Recruiting, Training, Customer Service, Talent Acquisition, Talent Management, Data Entry, Human Resources, Employee Training, Spreadsheets, Performance Management, Payroll
Education
Johnson C. Smith University - JCSU 2011 — 2012
Business Administration and Management, General
Bryant and Stratton College 2004 — 2006
AS, Business Management, 3.5 Cum Laude
LPL Financial September 2013 - Present
Ashford University November 2012 - May 2013
U.S. Immigration and Customs Enforcement (ICE) August 2008 - July 2010
Kaiser Permanente February 2006 - August 2008
Skills
Security, Investigation, Private Investigations, Security Management, Physical Security, Fraud Detection, Corporate Fraud..., Corporate Security, Fraud, Enforcement, Background Checks, Risk Management, Security Operations, Evidence, Asset Protection, Surveillance, Computer Security, Internal Investigations, Risk Assessment, Police, Criminal Justice, Interrogation, Firearms, Homeland Security, Computer Forensics, Crime Prevention, Security Training, AML, Criminal Law, Public Safety, Policy, Access Control, Security Awareness, Crisis Management, Criminal Investigations, Law Enforcement, Anti Money Laundering
Education
University of Denver 2013 — 2015
Professional Certificate (Distance Learning, Part-time), Security Managment, Concentration in Organizational Security, GPA: 4.0 (Three Courses Completed)
California State University-Dominguez Hills 2003 — 2004
Master of Public Administration (M.P.A.), Public Administration, GPA: 3.88
University of San Diego 1994 — 1998
Bachelor of Arts (B.A.), Political Science and Sociology, GPA: 3.10
Softwealth June 2015 - Present
Wilshire Finance Partners January 2015 - May 2015
Promontory Interfinancial Network November 2011 - November 2014
Promontory Interfinancial Network June 2008 - November 2011
Advisors Asset Management, Inc. March 2007 - April 2008
LPL Financial October 2005 - March 2007
Skills
Investments, Portfolio Management, Business Development, Series 7, Retirement, Financial Advisory, Sales, Mutual Funds, Finance, Retirement Planning, Capital Markets, Asset Management, Financial Analysis, Bonds, Wealth Management, Equities, Financial Services, Alternative Investments, Securities, Banking, Risk Management, Management, Financial Planning, Series 63
Education
California Polytechnic State University-San Luis Obispo 2001 — 2005
BS, Business Administration
LPL Financial June 2014 - Present
California State University San Marcos October 2012 - December 2014
LPL Financial May 2013 - August 2013
Dickinson Financial Corporation - Academy Bank, a division of Armed Forces Bank August 2008 - October 2012
Skills
Business Intelligence, Computer-literate..., Customer Service, Data Entry, Bilingual-English/Spanis..., Banking, Finance, Cashiering, Great Organizer, Teamwork, Microsoft Excel, Outlook, Telephone Skills, Microsoft Office, PowerPoint, Microsoft Word, Analysis, Loans, Auditing, Research, Critical Thinking, Social Media, Spanish
Education
California State University San Marcos
Bachelor of Arts (B.A.), Criminology and Justice Studies
THE Financial Services NETWORK February 2012 - Present
LPL Financial October 2005 - February 2012
University of the Pacific January 2005 - May 2005
Peace Corps August 2003 - November 2004
University of the Pacific January 2003 - July 2003
First American Trust, FSB; First American Capital Management August 2002 - December 2002
Allianz Global Investors - PIMCO, Nicholas Applegate February 2002 - August 2002
Allianz Global Investors - PIMCO, Nicholas Applegate March 2001 - January 2002
Nicholas Applegate Capital Management March 2001 - January 2002
EVEREN Securities August 1998 - December 1998
Skills
Series 7, Series 24, Series 31, Series 53, Series 66, New Business Development, Continuous Improvement, Change Leadership, Public Speaking, Philanthropy, TQM
Education
University of the Pacific - Eberhardt School of Business 2003 — 2005
MBA, Marketing & International Studies
EMLYON Business School 2004 — 2004
Certificate, Global Economic Sustainable Development, International Business
California State University San Marcos 1995 — 1997
BS, Business Management
Center for Fiduciary Studies 2008 — 2010
University of Pennsylvania - The Wharton School 2009 — 2009
CIMA® Certification, Investment Management Consultants Association, IMCA®
University of California, Los Angeles 2006 — 2007
Certificate: Personal Financial Planning, PFP, Financial Planning
Access Medical, Inc. September 2014 - Present
LPL Financial July 2014 - October 2014
ESPN January 2013 - April 2013
The Church of Jesus Christ of Latter-day Saints October 2009 - October 2011
Skills
Marketing, Time Management, Team Leadership, Accounting, Research, Advertising, Finance, Strategic Financial..., Banking, Risk Management, Event Planning, Financial Analysis, Social Networking, Purchasing
Education
Brigham Young University - Idaho 2014 — 2016
Bachelor's degree, Business Management
LDS Business College 2012 — 2014
Associate of Science in Business
Pacific Coast Valet August 2014 - Present
The Crossings Golf Course June 2013 - Present
LPL Financial June 2014 - September 2014
Smart & Final July 2010 - June 2014
Skills
Customer Service, Microsoft Excel, Microsoft Office, Leadership, Teamwork, Event Planning, Agile Methodologies, Scrum, Sales, Retail, Management, Inventory Management, Inventory Control
Education
California State University San Marcos 2013 — 2015
Bachelor's Degree, Business Administration - Finance
Morgan Stanley Wealth Management August 2012 - Present
LPL Financial December 2011 - November 2012
Morgan Stanley Smith Barney January 2011 - June 2011
Valley Christian High School - Cerritos, CA October 2009 - February 2010
Education
University of California, Los Angeles 2010 — 2012
Bachelor of Arts (BA), Economics
Cypress College 2009 — 2010
Associates, Math and Science
California State University San Marcos 2008 — 2009
Business Administration, Finance
LPL Financial August 2012 - Present
Willow Gardens Nursery May 2009 - Present
Skills
Microsoft Excel, Microsoft Word, Microsoft Office
Education
California State University-Fresno 2008 — 2012
Bachelor of Business Administration (B.B.A.), Finance, General
LPL Financial May 2014 - Present
Ameriprise Financial Services, Inc. July 2002 - April 2014
Morgan Stanley Smith Barney October 2000 - May 2002
Franklin Templeton Investments August 1999 - September 2000
Skills
Retirement Planning, Investments, Series 7, Retirement, Wealth Management, Investment Advisory, Financial Goals, Mutual Funds, Financial Advisory, Series 63, Asset Allocation, Strategic Financial..., Fixed Annuities, Investment Strategies, 401k, Series 65, Securities, IRAs, 401k Rollovers, 529 Plans, Socially Responsible...
Education
California Polytechnic State University-San Luis Obispo 1995 — 1999
Bachelor of Science (B.A.)
Carlmont High School 1990 — 1994
Thiesen Dueker Financial Consulting Group August 2003 - Present
LPL Financial August 2003 - Present
US Bancorp Piper Jaffray January 2000 - August 2003
Prudential Securities March 1993 - January 2000
Skills
Helping People, Coaching Kids, Working with Charitable..., Serving the Community, Running a Successful..., Financial Planning
Education
California State University-Fresno 1988 — 1993
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Clovis High School 1984 — 1988
Hawke Financial Group LLC 2001 - Present
National Asset Management, Inc 2011 - Present
National Securities Corporation 2011 - Present
JP Turner & Company, LLC 2008 - 2011
LPL Financial 2002 - 2008
Education
BYU-Idaho
Physical Science, Health/Medical Physics
LPL Financial September 2005 - Present
Morgan Stanley January 2001 - September 2005
Waldal, Inc. November 1997 - January 2001
Estate Planning Incorporated June 1996 - September 1997
Vail Bicycle Services May 1992 - June 1996
Skills
Financial Planning, Retirement Planning, Asset Allocation, Estate Planning, Investments, Portfolio Management, Insurance, Wealth Management, Series 7, Annuities, Mutual Funds, Series 63
Education
California State University-Chico 1986 — 1988
Business, Business Administration and Marketing
University of California, Santa Barbara 1985 — 1986
Business, Economics
Integrated Health Services 2011 - Present
LPL Financial September 2007 - 2011
Capital Growth Properties December 2006 - May 2007
Financial Diligence Partners May 2006 - August 2006
Education
Cal State San Marcos
Bachelor's degree, Global Business Management and Finance, 3.5
Solar Turbines January 2011 - Present
LPL Financial November 2009 - Present
Target Corporation January 2006 - January 2008
Kanagawa Board of Education June 2004 - June 2006
US Army June 1997 - June 2000
Skills
Management, Social Media, Marketing, Leadership, Customer Service, Business Development, Social Media Marketing, Microsoft Office, Sales, Human Resources, Six Sigma Specialist, Black Belt
Education
California Polytechnic State University-San Luis Obispo 2000 — 2004
BS, International Business Management
Divorce Financial Strategies LLC January 2008 - Present
LPL Financial April 2013 - Present
Corby Asset Management 2006 - 2011
WB Smith Companies 2006 - 2008
Deutsche Asset Management 2000 - 2004
John Hancock Funds 1997 - 2000
Connecticut Mutual/Massachusetts Mutual Life Insurance Companies 1988 - 1996
State Mutual Life Assurance Company 1983 - 1988
Rhode Island Hospital Trust Bank 1974 - 1983
Education
Bryant University 1974 — 1977
M.B.A., Management
University of Rhode Island - College of Business Administration 1970 — 1974
BS, Finance
University of Rhode Island - College of Business Administration 1970 — 1974
B.S., Finance
MetLife Investors May 2015 - Present
LPL Financial January 2010 - May 2015
LPL Financial January 2010 - August 2010
Saia Inc. March 2005 - August 2009
IET Computers January 2000 - January 2005
Skills
Customer Service, Training, Customer Satisfaction, Call Centers, Team Leadership, Management, Data Entry, Sales, Employee Relations, Computer Proficiency, Long-term Customer..., Call Center..., Communication, Issue Resolution, Peer Coach, Avaya IP Telephony, Retirement Planning, Financial Services, Insurance, Mutual Funds, Microsoft Office, Investments
Education
Broward College
Nuveen Investments July 2014 - Present
LPL Financial January 2013 - July 2014
Fortigent March 2010 - July 2014
Thomson Reuters October 2003 - February 2010
Collaborative Consulting February 2002 - October 2003
Bigstep November 1999 - November 2001
CBV COM 1997 - 1999
Oracle 1995 - 1997
Crystal Palace Mavericks 1994 - 1994
Skills
Alternative Investments, Hedge Funds, Asset Allocation, Wealth Management, Fixed Income, Leadership, Economics, Business Development, Investments, Investment Banking, Private Equity, Financial Services, FINRA, Mutual Funds, Investment Strategies
Education
Brown University 1989 — 1993
Bachelor of Arts (B.A.), History
Thermo Fisher Scientific / Life Technologies January 2012 - Present
Lubina Design October 1998 - Present
Nasoft USA July 2009 - February 2011
Da Capo Design Co. November 2008 - June 2009
Action Web DEVelopment September 2000 - October 2008
Abgent Biotech 2007 - 2008
Film School Confidential 2006 - 2006
LPL Financial September 1999 - August 2000
Abaris Tech May 1999 - August 2000
Controltec/Molllah.com 1998 - 1999
Skills
user experience design, web design, UI Design, Web Applications Design, Photoshop, Illustrator, Dreamweaver, Flash, HTML, InDesign, CSS, Graphic Design, Multimedia, E-commerce, Adobe Creative Suite, Wordpress, JavaScript, Logo Design, Corporate Branding, Interaction Design, Paper Prototyping, Wireframes, Mockups, Web Standards, CMS, Web Design, User Interface Design, Web Applications, Web Development, User Experience, User Experience Design, WordPress, Creative Direction, User-centered Design, Layout, Typography, Information Architecture, Usability, Graphics, User Interface, HTML 5, Adobe Fireworks, ActionScript, XHTML, Front-end, SEO, Persona, Visual Design, Usability Testing, User Scenarios
Education
University of California, Irvine 2014 — 2015
coursework, Marketing, 4.0
California State University San Marcos 2004 — 2006
Bachelors, Visual Art and Technology
Palomar College San Marcos 2002 — 2006
AA, Multimedia
University of California, San Diego 2001 — 2002
certificate, Multimedia Development
LPL Financial June 1986 - Present
Wealthcare Investment Partners 1986 - Present
First Investors Corporation June 1986 - June 1996
Skills
Wealth Management, Investments, Insurance, Retirement Planning, Financial Planning
Education
Providence College 1982 — 1986
BS, Finance
Bryant University 2004 — 2007
CFP Training Program, CFP Traning Program, Completed
Mootz Financial Solutions February 2007 - Present
LPL Financial June 2003 - February 2007
Edward Jones May 1999 - June 2003
Skills
Retirement, Series 7, Financial Planning, Investments, Securities, Insurance, IRA's, Retirement Planning, Annuities, Long Term Care, Annuity, Wealth, 401k, Investment Advisory, Wealth Management, Mutual Funds, Term Life Insurance, Insurance Planning, Pensions, Wealth Accumulation, Bonds, Asset Management, Portfolio Management, Stocks, Mortgage, Asset Allocation, Financial Advisory, Series 63, Succession Planning, Money, Income, Equities, Savings, Asset Protection, Financial Analysis, Retirement Income..., Asset
Education
College for Financial Planning 2005 — 2007
CFP, Financial Planning
California State University-Chico
BA, Physical Therapy
Washington State University
General Education
LPL Financial January 2015 - Present
LPL Financial December 2013 - December 2014
LPL Financial January 2012 - November 2013
Technoza Corp. June 2005 - July 2012
AME Business Services, LLC April 2007 - January 2012
AME Software Products, Inc October 2006 - December 2011
AME Software Products, Inc February 2003 - September 2006
AME Software Products, Inc September 1999 - January 2003
ExxonMobil June 1997 - November 1998
Hartec Management Consultants, Inc May 1995 - June 1997
Skills
Start-ups, Emerging Trends, Software Development, SQL Server, C#, WCF, Financial Management, ACH, Mobile Technology, Microsoft SQL Server, ASP.NET, Windows Azure, Agile Methodologies, E-commerce, WPF, jQuery, SDLC, Enterprise Architecture, Integration, JavaScript, Visual Studio, Mobile Applications, Requirements Analysis, SQL, SaaS, Visio, Web Applications, ASP.NET MVC, Software Engineering, Business Analysis
Education
California State University-San Marcos 2003 — 2004
M.B.A, Business Administration and Management, General
National University 1999 — 2000
M.S, Computer Science
Ufa State Technical University 1989 — 1994
M.S, Software Engineering
Claflin Medical Equipment November 2009 - Present
AXA Equitable Life Insurance Company May 2008 - July 2009
LPL Financial May 2007 - December 2007
Skills
Credibility, Investments, Insurance, Sales, Management, Fixed Annuities, Asset Allocation, Finance, Hospitals, Portfolio Management, Life Insurance, Purchasing, Sales Operations, Healthcare, Account Management, Capital Equipment, Sales Management, Direct Sales, Team Building, Strategic Planning, Leadership
Education
Bryant University 2004 — 2008
Financial Services, Finance, Communication
Bryant University 2004 — 2008
Bachelor of Science, Business Administration; Financial Services
LPL Financial July 2009 - Present
Hometown Advisors July 2009 - Present
Edward Jones March 2005 - July 2009
Southwestern Company June 2000 - September 2004
Skills
Investments, Securities, Financial Services, Retirement Planning, Series 7, Retirement, Estate Planning, Strategic Financial..., Mutual Funds, Strategic Planning, Marketing, 401k, Investment Advisory, Wealth Management, Fixed Annuities, Investment Strategies, Insurance, Asset Allocation
Education
California Polytechnic State University-San Luis Obispo 2000 — 2005
Business Administration
Spectrum Wealth Management, Inc. March 2012 - Present
LPL Financial August 2006 - Present
Northwestern Mutual Life August 1991 - August 2006
Skills
Retirement, Financial Advisory, Retirement Planning, Financial Services, Finance, Series 63, Wealth, Mutual Funds, Asset Allocation, Series 7, Investments, Wealth Management, Strategic Financial..., Portfolio Management, Fixed Annuities, Public Speaking, 401k, Financial Planning, Insurance, FINRA, Leadership, Small Business, Risk Management
Education
California State University-Chico 1987 — 1991
Finance and Financial Management Services
Blue Label Labs June 2015 - Present
OffOps November 2014 - April 2015
Pith Studio April 2014 - April 2015
4iNNO, LLC July 2014 - January 2015
Entrepreneur/Consultant August 2013 - March 2014
Kneon Inc. November 2012 - August 2013
thinaire April 2012 - November 2012
LPL Financial September 2009 - March 2012
Fidelity Investments July 2007 - September 2009
Morgan Stanley May 2005 - May 2007
Skills
Financial Modeling, Business Strategy, Strategic Planning, Investments, Business Development, Product Development, Project Management, Entrepreneurship, Competitive Analysis, Fundraising, Market Research, Start-ups, Strategy, Analysis, Business Planning
Education
Brown University 2003 — 2007
BA, International Relations and Economics, GPA of 3.96
Fryeburg Academy 1999 — 2003
LPL Financial 2012 - Present
The Ramsey Group, Inc. 2010 - 2012
Skills
Retirement, Investments, Securities, IRAs, Financial Services, Marketing Communications, Leadership Development, Data Entry, Business Analysis, Coaching, Team Leadership, Outlook, Management, Banking, Customer Service, Microsoft Excel, Microsoft Word, PowerPoint
Education
Fayetteville State University 2008 — 2010
Brunswick Community College 2006 — 2008
Strategic Planning & Investment Advisors- Ameriprise Financial Services, Inc. May 2012 - Present
Merrill Lynch February 2008 - May 2012
LPL Financial January 2007 - November 2007
FSC Securities April 2005 - December 2006
Wells Fargo Financial October 2003 - October 2004
Education
California Lutheran University 2004 — 2006
MBA, emphasis in Financial Planning
University of California, Santa Barbara 1998 — 2003
Bachelors Degree, History & Business Economics
Ameriprise Financial Services, Inc. May 2012 - Present
LPL Financial January 2009 - May 2012
John Hancock Life Insurance Company (U.S.A.) March 1990 - January 2009
Signator Investors, Inc March 1990 - January 2009
Delta Investment Securities, Inc. April 1987 - March 1990
Federal Home Loan Bank of San Francisco January 1986 - April 1987
Education
California State Polytechnic University-Pomona 1983 — 1985
Bachelor of Science (B.S.), Finance, Insurance and Real Estate
Riverside Community College 1980 — 1982
Associate of Arts (AA), General Studies
LPL Financial November 2012 - Present
JPMorgan Chase June 2011 - Present
Fresh & Easy Neighborhood Market, Inc. November 2008 - July 2011
Skills
Finalist Cal State..., Microsoft Excel, Data Analysis-Excel, Regression Analysis, Microeconomic theory, Econometric Modeling, Probability Theory, Public Speaking, Report Writing
Education
Cal State San Marcos 2010 — 2012
Bachelor of Arts (B.A.), Economics
Palomar College 2007 — 2010
Bachelor of Arts (B.A.), Economics
LPL Financial April 2011 - Present
Raymond James Financial Services Inc. July 2007 - April 2011
Edward Jones & McDonald Investments July 1997 - April 2007
Skills
Retirement Income..., Life Insurance Planning, Asset-Based Long Term..., FINRA, Portfolio Management, Asset Management, Financial Analysis, Risk Management, Wealth Management, Investment Advisory
Education
College of Financial Planning, Denver, CO 1996 — 1998
Certified Financial Planner™, CFP®
California State University-Chico 1979 — 1984
BS, Finance
California State Board of Equalization September 2014 - Present
California State Board of Equalization April 2013 - September 2014
California State Board of Equalization January 2011 - March 2013
FDA June 2010 - August 2010
LPL Financial June 2009 - August 2009
The Sports Authority May 2007 - August 2007
Skills
Microsoft Office, Teamwork, Spanish, Communication, Budgets, Data Analysis, Tax Law, Sales Tax, Tax Advisory
Education
California State University, Fresno 2006 — 2010
B.S., Finance
LPL Financial January 2013 - Present
LPL Financial January 2012 - February 2013
LPL Financial September 2010 - December 2011
LPL Financial October 2007 - August 2010
Skills
Certified Financial..., Accredited Investment..., Financial Planning, Investment Strategies, Business Analysis, Excel, Programming, Access, Relationship Cultivation, Customer Service, Series 7, Series 66, Microsoft Excel, Estate Planning, Finance
Education
California Polytechnic State University-San Luis Obispo 2002 — 2007
BS, Finance and Accounting, Minor: Economics
LPL Financial 1995 - Present
Skills
Finance, FINRA, Retirement Planning, Series 7, Retirement, Asset Allocation, Wealth Management, Investment Advisory, Strategic Financial..., Investments, Estate Planning, Mutual Funds, Series 63, Financial Advisory, Uniform Combined State..., 401k, Asset Management, Investment Strategies, Financial Planners, Portfolio Management
Education
California Lutheran University 2011 — 2013
Master of Business Administration (MBA)
Other
Texas Tech University
EY May 2015 - Present
EY July 2014 - April 2015
EY July 2012 - June 2014
EY July 2011 - June 2012
EY July 2010 - June 2011
LPL Financial February 2009 - May 2009
Skills
Accounting, Tax, Financial Services, Internal Audit, Employee Benefits
Education
California State University-Fresno 2006 — 2009
Bachelor of Science (BS), Double Major in Finance and Accounting, Overall Upper Division – 3.93 GPA
University of California, Santa Cruz 2004 — 2006
Economics and Accounting
Trueline Capital, LLC July 2015 - Present
Cascade Financial Strategies April 2015 - Present
Andrews & Co. January 2015 - Present
CrowdStreet August 2014 - February 2015
Droplr March 2013 - June 2014
PIMCO October 2009 - May 2013
Cornerstone Development March 2009 - July 2009
LPL Financial October 2007 - October 2008
LPL Financial 2004 - 2006
Skills
Marketing, Entrepreneurship, Management, Project Management, Start-ups, Marketing Strategy, Marketing Communications, Fundraising, Social Networking, Email Marketing, Strategic Planning, Social Media, Event Planning, Public Speaking, Nonprofits, Social Media Marketing, Event Management, Facebook, Online Advertising, Microsoft Excel, Advertising, PowerPoint, Microsoft Office, venture capital, Financial Modeling, Real Estate Financing, Fund Accounting, Cost Accounting, Crowdfunding, Investment Management, Socially Responsible..., Real Estate Private..., Construction Finance
Education
Washington State University 2013 — 2016
Master of Business Administration (MBA)
Cal Poly San Luis Obispo 2002 — 2007
Bachelor of Business Administration (B.B.A.), Finance and Financial Management Services
Chartered Financial Analyst Program (CFA)
Level II Candidate
Commonwealth Financial Network January 2015 - Present
LPL Financial July 2009 - December 2014
TEAM Enterprises March 2006 - July 2009
Enterprise Rent-A-Car April 2005 - April 2009
Skills
Business Development, Fixed Annuities, Process Improvement, Training, Financial Services, Leadership, Strategic Planning, Marketing, Sales Management, Insurance, Sales, Account Management, Sales Operations, Strategic Financial..., Salesforce.com, Budgets, Management, Operations Management, Customer Service, Customer Satisfaction, Series 63, Coaching, CRM, Recruiting, Customer Retention, Series 7
Education
California State Polytechnic University-Pomona 2002 — 2004
Bachelor of Arts, Psychology
LPL Financial May 2015 - Present
TD Ameritrade Institutional April 2014 - May 2015
First Allied Securities August 2012 - April 2014
LPL Financial July 2008 - August 2012
LPL Financial September 2006 - June 2008
Washington Mutual October 2005 - September 2006
Hollywood Video November 2002 - December 2005
Skills
Series 4, Series 7, Series 24, Series 66
Education
California State University San Marcos 2004 — 2006
Bachelor of Science, Business Administration; Finance, 3.45
LPL Financial July 2014 - Present
Encore Capital Group November 2011 - July 2014
Daymon Interactions October 2009 - November 2011
Reuben H. Fleet Science Center 2005 - 2009
Skills
Employee Relations, HRIS, Onboarding, Human Resources, Recruiting, Payroll, Training, Benefits Administration, Management, Employment Law, Applicant Tracking..., Talent Acquisition, ADP Payroll, Microsoft Office, New Hire Orientations, Performance Management, Talent Management, Employee Benefits, Employee Training, Organizational..., HR Policies, Interviews, Microsoft Excel
Education
University of San Diego 2012 — 2012
Certificate, Paralegal Studies
California State University-San Marcos 2008 — 2009
Certificate, Human Resources Management
California State University-Fresno 2000 — 2005
Bachelor of Arts (B.A.), History
LPL Financial June 2010 - June 2015
LPL Financial June 2006 - May 2010
LPL Financial January 2002 - May 2006
LPL Financial July 1997 - December 2001
Skills
Oracle E-Business Suite, Oracle Advanced Controls, ERP Implementations, Process Improvement, Risk Management, Finance, Microsoft Office, Business Analysis, Accounting Management, Concur, Oracle Applications, Application Lifecycle..., Accounting, Financial Analysis, Management, Sarbanes-Oxley Act, Analysis, Vendor Management, Program Management, SDLC, Financial Services, General Ledger, Leadership, Internal Controls, Business Process, Financial Accounting, Oracle, Business Process..., ERP, Integration
Education
Webster University 1995 — 1997
Master of Business Administration (MBA)
California Lutheran University
Bachelor's degree
PMP certification prep class
Associated Students, Inc.-Cal Poly San Luis Obispo June 2015 - Present
Apple June 2015 - September 2015
LPL Financial October 2014 - June 2015
Crew Wealth Management February 2014 - June 2015
EY June 2014 - June 2014
Eisenhauer Foods, Inc. June 2013 - December 2013
Dlish Frozen Yogurt September 2013 - November 2013
Safeway May 2012 - August 2012
Skills
Teamwork, Team Leadership, Microsoft Excel, Financial Accounting, Marketing Strategy, Friendly Personality, Wealth Management, Social Networking, Financial Analysis, Financial Modeling, Customer Service, Microsoft Word, Regression Models, Statistics, Business Advisory, Stock Trading, Equity Valuation, Public Speaking
Education
Cal Poly San Luis Obispo 2012 — 2016
Bachelor of Science (BS), Finance
Leland High School 2008 — 2012
GED
LPL Financial 2008 - Present
Mercer Partners 1998 - 2008
Newdea 2003 - 2005
Citicorp Investment Services 1995 - 1998
Skills
Strategic Planning, Problem Solving, Financial Coaching, Business Coaching, Interpersonal...
Education
College for Financial Planning 1983 — 1984
CERTIFIED FINANCIAL PLANNER™ Designation
California Polytechnic State University-San Luis Obispo 1976 — 1981
Journalism, Business Communications
LPL Financial June 2015 - August 2015
LPL Financial August 2013 - November 2013
LPL Financial May 2013 - August 2013
Skills
IP PBX, NICE Call Recording, Video Conferencing, Aspect, Microsoft Excel, HP Service Manager, Telecommunications..., Internal Controls, SharePoint, Data Entry
Education
California State University-San Marcos 2013 — 2015
Bachelor of Science (BS), Management Information Systems, General
Palomar College 2009 — 2011
CSU General Education
LPL Financial May 2007 - October 2014
WAMU October 2005 - May 2007
Skills
Financial Analysis, Process Improvement, Microsoft Excel, Customer Service, Leadership, Securities, PowerPoint, Microsoft Office, Financial Services, Microsoft Word, Outlook, Finance, Call Centers, Insurance, Management, Event Planning
Education
Brigham Young University - Hawaii 1998 — 2002
Bachelor of Arts (BA), International Cultural Studies - Communications
Considine & Considine January 2015 - Present
LPL Financial June 2014 - August 2014
Wells Fargo May 2011 - February 2013
Sears, Roebuck and Co. March 2010 - June 2010
Best Buy October 2009 - January 2010
Skills
Microsoft Office, Accounting, Financial Analysis, Cash Management, Banking, Customer Service, Credit Analysis, Loans, Credit
Education
California State University-San Marcos 2010 — 2014
Bachelor of Science (BS), Business Administration/Accountancy, 3.0
LPL Financial June 2015 - September 2015
Hadley Media September 2014 - May 2015
LPL Financial June 2014 - August 2014
Starbucks July 2012 - May 2014
Union Bank October 2010 - July 2011
Skills
Customer Service, Social Media Marketing, Web Design, Dreamweaver, Photoshop, Data Analysis, Customer Engagement, Retail Banking, Microsoft Office, JMP, Radian6, Soccer Coaching, Hootsuite, Twitter, Basic HTML, Marketing Research, Microsoft Excel, Marketing Event Planning, Event Based Marketing, Event Marketing Strategy, Banking, Digital Marketing, Content Management, Content Development, Web Content Management, CQ5, Content Marketing
Education
California State University San Marcos 2013 — 2015
Marketing/Marketing Management, General
La Sierra University 2011 — 2013
Rancho Bernardo High School May 2015 - Present
Poway Unified School District May 2015 - Present
National University May 2015 - Present
LPL Financial May 2014 - May 2015
Websense March 2014 - May 2014
Technical Connections Inc. July 2012 - October 2013
Running Warehouse January 2011 - June 2012
Skills
Customer Service, Customer Satisfaction, Microsoft Office, Internet, PowerPoint, Technical Recruiting, Recruiting, Executive Search, Microsoft Word, Temporary Placement, Applicant Tracking..., Consulting, Microsoft Excel, Social Networking, Social Media, Project Management, Troubleshooting, Teamwork, Networking, System Administration
Education
Cal Poly San Luis Obispo 2008 — 2012
Bachelor of Arts (BA), Speech Communication and Rhetoric
Fredrickson, Mazeika & Grant, LLP May 2015 - August 2015
Fredrickson, Mazeika & Grant, LLP February 2014 - August 2014
LPL Financial May 2013 - August 2013
APT College January 2013 - May 2013
Mind Body and Soul Concepts August 2012 - December 2012
Voice2Page August 2008 - September 2012
Skills
Microsoft Office, Research, Data Analysis, Financial Reporting, Problem Solving, Report Writing, Organization, Tax Accounting, Report Building, Westlaw, LexisNexis, Quality Assurance
Education
University of San Diego School of Law 2014 — 2017
Doctor of Law (J.D.), Business and Corporate Law Concentration
Cal State San Marcos 2010 — 2013
Bachelors of Science, Criminology and Justice Studies, Business Administration-Management Information Systems
LPL Financial March 2014 - Present
LPL Financial November 2013 - March 2014
Leading Edge Communications August 2012 - September 2013
Seahuggers LLC March 2007 - September 2013
Pollakov Financial Group July 2011 - December 2012
Diversified Capital Group 2010 - 2011
Skills
New Business Development, Sales Management, Business Strategy, Business Planning, Start-ups, Budgets, Contract Negotiation, Negotiation, Marketing Strategy, CRM, Management, Business Development, Account Management, Customer Service, Banking, Investments, Series 7, Financial Analysis, Financial Modeling, Microsoft Office, Finance
Education
California Polytechnic State University-San Luis Obispo 1995 — 2000
Bachelor of Science (B.S.), Economics
TD Ameritrade August 2011 - May 2012
Zen Enterprise April 2011 - August 2011
Morgan Stanley Smith Barney - New York, NY October 2008 - January 2009
LPL Financial October 2007 - August 2008
MainStreet Tax & Financial August 2005 - October 2007
Al Shad CPA January 2005 - April 2005
Skills
Mutual Funds, Microsoft Excel, Finance, QuickBooks, Financial Analysis
Education
California State University San Marcos 2002 — 2006
Bachelors of Science, Emphasis: Accountancy
LPL Financial October 2001 - Present
Westfin Securities June 1993 - October 2001
Western Financial Bank June 1993 - July 1995
Skills
Financial Planning, Retirement Planning, Estate Planning, Wealth Management, Investment Advisory..., Asset Management, 401k's, IRA's, Life Insurance, Long Term Care Insurance, IRAs, Strategic Financial..., Investments, 401k, Financial Services, Retirement, FINRA, Asset Allocation, Securities, Finance
Education
California State Polytechnic University-Pomona 1985 — 1990
Bachelor of Science, Finance/Real Estate/Law
Liberty Mutual Insurance August 2015 - Present
Liberty Mutual Insurance January 2015 - August 2015
Granite Telecommunications March 2014 - December 2014
Granite Telecommunications September 2011 - March 2014
Hampton Inn June 2005 - April 2010
LPL Financial October 2008 - July 2009
Skills
Databases, PowerPoint, Customer Service, Telecommunications, Finance, Research, Access, Call Centers, Business Analysis, Vendor Management, Salesforce.com, Visio, Troubleshooting, Software Documentation, Process Improvement, Data Analysis, Team Leadership, Analysis, CRM, Microsoft Excel, Microsoft Office, Management, Customer Satisfaction
Education
Roger Williams University- Gabelli School of Business 2007 — 2009
Bachelor's Degree, Finance
Bristol Community College 2005 — 2007
Associates, Business Administration Transfer
LPL Financial June 2013 - Present
BAI Financial 1985 - Present
New England Financial 1993 - 2013
Phoenix Home Life 1980 - 1993
MetLife 1976 - 1980
MetLife 1974 - 1976
Merrill Lynch 1966 - 1974
Skills
Financial Counseling, Employee Benefits, Estate Planning, Retirement, Securities, Investments, Fixed Annuities, Retirement Planning, Insurance, Mutual Funds, Financial Advisory, Finance, Asset Allocation, Investment Advisory, Financial Services, Asset Management, Series 63, Series 7, Portfolio Management, Strategic Financial..., Wealth Management, Financial Risk, 401k, FINRA, Financial Accounting, Financial Counseling,...
Education
Bryant University 1975 — 1977
LPL Financial April 2006 - Present
California Polytechnic State University September 2003 - Present
Skills
Leadership, Microsoft Excel, Public Speaking, Data Analysis, Leadership Development, Access, Training, Finance, Customer Service, PowerPoint, Technical Writing, Coaching
Education
Pepperdine University 1973 — 1975
Master of Business Administration (MBA), International Business Emphasis
California Polytechnic State University-San Luis Obispo 1962 — 1967
Bachelor of Science (BS) Industrial Technology
LPL Financial October 2001 - Present
WestFin Securities May 1996 - September 2001
California Federal Bank May 1983 - May 1996
Skills
Retirement Planning, Investments, Retirement, Asset Allocation, Asset Management, Wealth Management, Strategic Financial..., Financial Services, FINRA, IRAs
Education
California State University-Dominguez Hills
Business Administration/Finance/Accounting
El Camino College
Business Administration
LPL Financial 2014 - Present
LPL Financial 2008 - 2014
LPL Financial 2006 - 2008
Skills
Marketing, Financial Services, Commercial Printing, Marketing Operations, Operations Management, Creative Management, Management Of Creative..., Printing, Offset Printing, Digital Printing, Marketing Strategy, Supply Chain Management, Financial Risk..., Financial Management..., Business Management, Continuous Improvement, Vendor Management, Vendor Relationship..., Vendor Relations, Financial Advisory, Financial Analysis, Series 7, Insurance, Sales Management, Asset Managment, Sales, Leadership, Finance, Salesforce.com, Time Management, Series 24, Business Development, Marketing Communications, Mutual Funds, Process Improvement, Management, Social Media Marketing, Strategy, Banking
Education
California State University-Chico 1998 — 2001
Bachelor of Arts (BA), Communication Design
LPL Financial July 2009 - Present
Merrill Lynch June 2005 - July 2009
UBS Financial April 1999 - June 2005
CIBC October 1997 - January 1999
Skills
Estate Planning, Wealth Accumulation, Stocks, Investment Advisory..., Bonds, Wealth Management..., Strategic Financial..., Retirement Planning, Retirement, Financial Advisory, Fixed Annuities, Insurance, Wealth Management, 401k, Investments, Finance, Financial Services, Portfolio Management, Financial Planning
Education
University of Westminster 1991 — 1995
BA(Hons), Business & I.T.
California State University-Fresno 2003 — 2004
Certified Financial Planning Designation., Financial Planning
LPL Financial July 2009 - Present
Northern Trust July 2007 - July 2009
Silvergate Bank August 2005 - June 2007
US Bank December 2002 - August 2005
Wells Fargo Bank, NA October 2000 - December 2001
Wells Fargo Bank, NA April 1999 - September 2000
Wells Fargo Bank, NA January 1997 - March 1999
Wells Fargo Bank, NA December 1994 - December 1996
Wells Fargo Bank, NA January 1993 - December 1994
Skills
Banking, Mortgage Lending, Investments, Loans, Strategic Planning, Wealth Management, Mutual Funds, Credit, Asset Managment, Securities, Portfolio Management, Financial Services, Commercial Banking, Financial Goals, Series 7, Public Relations
Education
University of California, Irvine 1985 — 1988
MBA, Management
California State University, Fresno 1977 — 1981
BA, Journalism
LPL Financial April 2015 - Present
LPL Financial April 2014 - Present
LPL Financial October 2012 - April 2014
LPL Financial February 2011 - October 2012
LPL Financial October 2009 - February 2011
LPL Financial September 2009 - October 2009
Northwestern Mutual June 2008 - April 2009
Cingular Wireless March 2005 - August 2006
Wells Fargo Bank November 2002 - March 2005
Skills
Sales Management, Management, New Business Development, Customer Service, Sales, Finance, Investments, Risk Management, Analysis, Time Management
Education
California State University-Chico
Bachelor of Science, Business Administration; Financial Management and Financial Services
Edward Jones August 2015 - Present
BYU-Idaho Investment Society September 2014 - Present
Elevati, LLC July 2014 - August 2015
LPL Financial July 2014 - September 2014
East Idaho Credit Union January 2014 - September 2014
Skills
Leadership, Investments, Finance, Public Speaking, Time Management, Management, Teamwork, Microsoft Excel, Customer Service, Communication Skills, Bilingual-English/Spanis..., Equity Research, Data Analysis, Organized self-starter, Email Marketing, Advertising Operations, Marketing, Capital Markets, Financial Services, Personal Finance, Emotional Intelligence, DoubleClick, Equity Indices, International Capital..., Economic Policy, Microsoft Office, Spanish, Remarketing, Google Adwords, Financial Planning, Equities, Asset Allocation, Financial Analysis, Fixed Income, Interest Rates
Education
Brigham Young University - Idaho 2013 — 2016
Business Management, Finance, Major GPA: 3.90
LPL Financial February 2014 - Present
LPL Financial September 2010 - February 2014
Solymar Realty March 2003 - October 2013
Skills
Series 7, series 24, Governance, Risk and..., Strategic Planning, FINRA, Microsoft Office, Series 24, Securities, Public Speaking, Business Development, AML, Sales, Negotiation, Mutual Funds, Real Estate, Investment Properties, Broker-Dealer
Education
Cabrillo College 1996 — 2000
Wells Fargo January 2015 - Present
Wells Fargo August 2013 - January 2015
LPL Financial March 2013 - July 2013
Wells Fargo July 2011 - January 2013
Dave's Computer Corner, LLC March 2009 - June 2011
daviddelfiner.com,LLC December 2000 - March 2009
Falcon Financial September 2000 - December 2003
Champion International May 1998 - August 2000
Radio Shack 1988 - 1995
Radio Shack 1988 - 1995
Skills
Management, Project Management, Servers, Operating Systems, Hardware, Visio, Process Improvement, SDLC, Vendor Management, SharePoint, Business Analysis, Change Management, Strategic Planning, Active Directory, VMware ESX, Windows Server, IT Strategy, SQL, Team Leadership, System Administration, VMware, Data Center, Troubleshooting, Microsoft Exchange, Networking, Network Administration, Technical Support
Education
Caldwell Community College and Technical Institute 2014 — 2014
VMWare ICM for VCP 5.5
State University of New York College at Purchase
Information Technology
Paradigm Wealth Management January 2015 - Present
First Allied Securities October 2012 - January 2015
First Allied Securities September 2009 - October 2012
LPL Financial June 2006 - September 2009
Skills
Series 7, FINRA, Series 63, Uniform Combined State..., Series 24, Mutual Funds, Securities, Options, Securities Regulation, Asset Allocation, Investment Advisory, Alternative Investments, Investment Strategies, Investment Management, Wealth Management
Education
San Diego State University-California State University 2007 — 2009
MBA
Bryant University 2000 — 2004
BA, International Studies
NorthStar Securities, LLC April 2012 - Present
Santa Fe Christian Schools July 2011 - June 2015
CNL Securities January 2010 - April 2012
Big Brothers, Big Sisters of San Diego County January 2008 - April 2012
LPL Financial April 2008 - December 2009
Skills
Alternative Investments, Strategic Planning, Series 7, Mutual Funds, Series 63, Series 24, Investment Advisory..., Financial Services, Securities, Investment Advisory, Financial Advisory, Risk Management, Equities, FINRA, Selling, IRAs, Investments, Fixed Annuities, Asset Allocation, Investment Strategies, Portfolio Management, Asset Management, Wealth Management, Series 65, Estate Planning, 401k, Uniform Combined State..., Financial Planners, Retirement Planning, Fixed Income, Sales, Investment Management, Series 6, Relationship Management, Separately Managed..., Wealth, Banking, Bonds, Capital Markets, ETFs, Hedge Funds, High Net Worth..., Insurance, Life Insurance, Retirement, Strategic Financial..., Wealth Management...
Education
California State University-Fresno 1984 — 1987
Bachelor of Science (BS), Finance, General
LPL Financial June 2014 - Present
LPL Financial March 2013 - Present
LPL Financial June 2008 - March 2013
Wachovia Securities, LLC July 2004 - May 2008
Skills
Series 7, Bloomberg, Series 63, Mutual Funds, Investments, Asset Allocation, Equities, Investment Strategies, Fixed Income, Portfolio Management
Education
Brown University 1999 — 2003
Bachelor of Arts (B.A.), History
LPL Financial February 2007 - Present
Soroptimist International of San Diego April 2002 - Present
PMI San Diego Chapter 2002 - Present
Intuit February 2004 - January 2007
Motorola Semiconductor February 2000 - March 2002
PKS 1997 - 2000
IBM 1991 - 1994
Skills
Software Development, PMO Development, PMO, SDLC, Program Management, Software Project..., PMP
Education
California Polytechnic State University-San Luis Obispo 1978 — 1981
BS, Computer Science
Hotwire August 2014 - Present
SAY Media January 2011 - August 2014
Y&R 2008 - 2011
McCann Worldgroup February 2006 - October 2008
LPL Financial November 2004 - December 2006
Skeeo Creative January 2004 - January 2005
Sebastien Presents 2003 - 2004
Macromedia 2001 - 2003
Brainpower.com January 1999 - October 2001
Matte World Digital May 1995 - December 1999
Skills
User Experience, AngularJS, jQuery, Bootstrap, Creative Direction, HTML 5, CSS, Interaction Design, Photography, Interactive Advertising, Photoshop, WordPress, JavaScript, User Interface, User Interface Design, Web Design, Advertising, Animation, PHP, Logo Design, Art Direction, Interactive Media, Concept Development, Creative Strategy, Adobe Creative Suite, 3D Studio Max, SEO, Digital Strategy, Wireframes, Online Advertising, Email Marketing, Motion Graphics, Information Architecture, Digital Marketing, Digital Media, Dreamweaver, Web Development, Interactive Marketing, Content Management, Social Media Marketing, Graphic Design, After Effects, Social Media, Flash Animation, Online Marketing, Flash, ActionScript
Education
California State University-Chico 1991 — 1996
Bachelor of Fine Arts (BFA), Sculpture
California State University-Chico 1991 — 1996
Bachelor of Fine Arts (B.F.A.), Sculpture
LPL Financial May 2012 - Present
Federal Home Loan Bank - Office of Finance November 2009 - April 2012
Georgetown University September 2008 - December 2009
Capital One April 2003 - October 2008
Marriott Senior Living Services November 1998 - April 2003
TRW, now Northrop Grumman, Systems Integration Group 1990 - June 1998
Skills
Organizational..., Succession Planning, Deferred Compensation, Talent Management, Human Resources, Organizational..., Employee Engagement, Change Management, Organizational Design, Internal Communications, Leadership, Onboarding, Leadership Development, Strategic Communications, Recruiting, Employee Relations, Strategy, Management, Program Management, Personnel Management, Talent Acquisition, Executive Management, Budgets, Executive Coaching, HRIS, Performance Management, Workforce Planning, Employee Benefits, Career Development, Mergers & Acquisitions, Management Development, Employee Training, HR Policies
Education
Purdue University 1975 — 1977
MA, Organizational Communications
California Lutheran University 1971 — 1975
BA, Sociology
Chandler Asset Management July 2013 - Present
Zacks Investment Management July 2010 - June 2013
LPL October 2007 - July 2010
LPL Financial Services October 2007 - July 2010
LPL Financial October 2007 - July 2010
LPL July 2005 - September 2007
Education
Bucknell University 1997 — 2001
Bachelor of Arts (B.A.), International Relations and Affairs
GEX, Inc. October 2011 - August 2012
LPL Financial July 2009 - September 2011
LPL Financial August 2006 - June 2009
Harvard Health Publications June 2006 - July 2006
Houghton Mifflin Company July 2005 - May 2006
Houghton Mifflin Company January 2005 - July 2005
Houghton Mifflin Company January 2001 - January 2004
Houghton Mifflin Company January 2000 - January 2001
Houghton Mifflin Company January 1999 - January 2000
Pearson Custom Publishing January 1998 - January 1999
Education
Bunker Hill Community College
Associates, Communications
Emerson College
Bachelor of Arts, Writing, Literature
Masco
University of Massachusetts
Instructional Design
LPL Financial January 2012 - Present
Deloitte 2013 - 2014
Mitchell1 January 2007 - October 2012
Pfizer 2006 - 2007
AT&T 2003 - 2006
AT&T 2000 - 2003
Skills
PMO, Agile Methodologies, Software Project..., Agile Project Management, SDLC, Business Analysis, Project Portfolio..., Scrum, Requirements Analysis, Disaster Recovery
Education
California Polytechnic State University-San Luis Obispo
B.S., International Busiess
National University
M.S., Software Engineering
Kaiser Permanente June 2015 - Present
Kaiser Permanente/ICONMA October 2014 - Present
Dunhill Marketing & Insurance Services February 2014 - May 2014
LPL Financial July 2012 - December 2013
Colonial Life October 2011 - April 2012
West Coast Life July 2002 - July 2010
Indy Mac Bank 2002 - 2002
Skills
Insurance, Employee Benefits, Underwriting, Customer Service, Term Life Insurance, Outlook, Disability Insurance, Life Insurance, Brokers, Long-term Care, New Business Development, Access, Analysis, Sales
Education
Notre Dame de Namur University 2002 — 2004
MBA, Finance
California State Polytechnic University-Pomona 1997 — 2000
BS, Business Administration
LPL Financial February 2013 - Present
Caterpillar Financial June 2011 - February 2013
LPL Financial December 2007 - June 2011
Electronic Data Systems June 2004 - December 2007
Skills
Disaster Recovery, Active Directory, Clariion, Brocade, VMware, Microsoft Technologies, EMC Celerra, Storage Area Networks, NetApp, Data Center, Storage, SAN, Microsoft Exchange, Operating Systems, Solution Architecture, Servers, Brocade Fibre Switches, Cisco MDS SAN switches, Enterprise Architecture, Enterprise Storage, IBM SAN, VMware ESX, Windows Server, Troubleshooting, System Administration, IT Operations, Information Technology, Storage Virtualization, Virtualization
Education
California State Polytechnic University-Pomona 1996 — 1999
ITT Technical Institute
Mt. Carmel High School
Clear Water Bidets December 2014 - Present
Intellicheck Mobilisa November 2013 - November 2014
Intellicheck Mobilisa October 2011 - November 2013
Home Depot Exteriors October 2008 - September 2011
Videojet February 2005 - March 2007
Weber Packaging Solutions, Inc. August 2001 - March 2005
Xcell Community Services 1999 - 2002
Financial Network Investment Corporation, Member SIPC January 2001 - August 2001
LPL Financial January 1997 - January 2001
Morgan Stanley Smith Barney January 1994 - January 1997
Skills
Account Management, Budgeting, Business Process, Contract Negotiation, Customer Service, Data Analysis, Databases, Federal Government Sales, Financial Planning, Graphic Design, Hardware Installation, Inventory Management, Key Account Management, Marketing Communications, Marketing Management, New Business Development, Public Speaking, Retail Sales, Small Business Owner, Software Sales, Software Training, Wireless Solutions, Youth Work, Compassion, Positivity, Wireless, Sales, Leadership, Budgets, Program Management, Security, Training, Management, Software Industry, Sales Management, Strategic Financial..., Enforcement, Direct Sales, Project Management, Strategic Planning, Business Development, Solution Selling
Education
California State Polytechnic University-Pomona
Bachelor Science, Business Administration; Marketing Management
Rowland High
Priority Financial Group & CUFN October 2014 - Present
Carey Financial LLC, an affiliate of W. P. Carey Inc. April 2013 - October 2014
LPL Financial September 1994 - April 2013
Dreyfus March 1987 - September 1994
Skills
Investments, Series 7, Portfolio Management, Mutual Funds, Asset Allocation, Wealth Management, Series 63, Investment Advisory, Variable Annuities, Strategy, Series 24, Investment Management, Financial Modeling, Asset Management, Series 65, Risk Management, Securities, Retirement Planning, Financial Analysis, Banking, Financial Services, Alternative Investments, Finance, Relationship Management, Uniform Combined State..., Mergers & Acquisitions, Capital Markets, Business Development, FINRA, ETFs, Separately Managed..., Estate Planning, 401k, Retirement, IRAs, Strategic Financial..., REIT, Strategic Planning, Equities, Hedge Funds, Series 6, Fixed Annuities, Wealth, Wealth Management..., Fixed Income, Investment Strategies, Financial Advisory, Life Insurance, Insurance
Education
Bryant University 1981 — 1985
BSBA, Business Administration and Management, General
LPL Financial May 2012 - Present
First Marblehead August 2008 - April 2012
First Marblehead April 2006 - August 2008
Wilmer Cutler Pickering Hale and Dorr LLP May 2004 - April 2006
Wilmer Cutler Pickering Hale and Dorr LLP October 1999 - April 2004
Skills
Due Diligence, Securities Regulation, Corporate Law, Leadership, Risk Management
Education
Georgetown University Law Center 1996 — 1999
J.D., cum laude
Brown University 1992 — 1996
A.B., magna cum laude
LPL Financial August 2014 - Present
LPL Financial October 2013 - July 2014
Scottrade June 2010 - September 2013
Scottrade June 2009 - June 2010
AT&T June 2008 - December 2008
Medic-1 July 2006 - December 2008
Skills
Microsoft Office, Microsoft Excel, PowerPoint, Customer Service, Finance, Investments, Series 7, Series 24, Series 4, Series 63, Financial Analysis, Financial Modeling, Sales, Training, Access, Forecasting, Strategic Financial..., Corporate Finance, Trading, Technical Analysis, Outlook, Regulatory Compliance
Education
California State Polytechnic University-Pomona 2004 — 2009
BS, Finance
Fullerton College 2007 — 2007
Statistics
State Street January 2015 - Present
LPL Financial November 2011 - January 2015
LPL Financial August 2009 - November 2011
Skills
Finance, Peformance Return..., Relationship Management, Financial Data..., Portfolio Management, Financial Analysis, Financial Services, Customer Service, Investments, Analysis, QA Testing, Accounting, Insurance, Trading, Program Management, Cash Management, Time Management, Microsoft Excel, PowerPoint, Networking
Education
California State University-Fresno 2004 — 2006
B.S. Business Administration, Finance
Commonwealth Financial Network September 2013 - Present
LPL Financial August 2011 - August 2013
LPL Financial June 2010 - August 2011
Bainbridge Capital January 2009 - July 2009
Bank of America May 2006 - July 2009
UBS June 2004 - August 2004
Skills
Financial Modeling, Portfolio Management, Series 7, Series 63, Financial Analysis, Investments, Asset Allocation, Equities, Asset Managment, Mutual Funds, Securities, Banking, Corporate Finance, Wealth Management, Microsoft Excel, Data Analysis, Bloomberg, Investment Strategies, Risk Management, Microsoft Office, Fixed Income, Trading, Private Equity
Education
San Diego State University-California State University 2007 — 2009
MSBA, Finance
California State University-Chico 2001 — 2006
Business Administration, Finance, Economics
Five Crowns Marketing July 2014 - Present
C.H. Robinson August 2012 - April 2014
Timco Worldwide a C.H. Robinson Company June 2010 - August 2011
LPL Financial September 2009 - September 2010
Timco Worldwide Inc. June 2002 - September 2009
Phi Alpha Delta Law Fraternity, International 2008 - 2009
Skills
Financial Analysis, Accounts Receivable, Accounting, Forecasting, Accounts Payable, Financial Reporting, Microsoft Excel, Budgets, Financial Accounting, QuickBooks, Microsoft Office, Customer Service, General Ledger, PowerPoint, Microsoft Word, Strategic Planning, Event Planning, Organization, Inventory Management
Education
California State University-Fresno 2006 — 2010
Bachelor of Science, Business Administration: Finance
LPL Financial July 1995 - Present
Invest Financial February 1993 - July 1995
GNA Securities December 1989 - February 1993
Skills
Retirement Planning, Fixed Annuities, Mutual Funds, 401k, Estate Planning, IRAs, Retirement, Series 7, Wealth Management, Financial Advisory, Series 65, Series 6, Insurance, Series 63, Investment Advisory, Life Insurance, Strategic Financial..., Wealth Management..., FINRA, Indexed Annuities
Education
College for Financial Planning 1991 — 1993
CFP®, Financial Planning
Bryant University 1982 — 1986
BS, Business Administration, Psychology
LPL Financial October 2013 - Present
US Air Force Reserve October 2007 - Present
J.P. Morgan Chase Bank October 2011 - February 2013
Key Bank February 2008 - October 2011
Bank of America 2003 - 2005
Skills
Credit, Banking, Credit Analysis, Loans, Commercial Banking, Risk Management, Mortgage Lending, Financial Analysis, Investments, Underwriting, Consumer Lending, Mortgage Banking, Insurance
Education
University of Phoenix 2008 — 2011
Bachelor of Science in Business - Finance, Finance
Bryant & Stratton College 1999 — 2001
Associates, Drafting engineering
Coldstream Capital Management December 2014 - Present
Sandy Cove Advisors, LLC January 2014 - September 2014
Kanon Bloch Carre May 2011 - January 2014
RINET Company, LLC May 2004 - May 2011
LPL Financial June 1996 - July 2002
Skills
Equities, Wealth Management, Hedge Funds, Investments, Series 7, Portfolio Management, Fixed Income, Asset Allocation, Strategic Financial..., Financial Analysis, Financial Services, Risk Management, Financial Modeling, Retirement Planning, Financial Markets, High Net Worth..., Financial Planners
Education
Bryant University 1992 — 1996
Finance, General
LPL Financial June 2014 - Present
VendorPass April 2013 - June 2014
LPL Financial 2007 - 2012
Madison Avenue Securities 2005 - 2007
CheckFree Investment Services (FISERV) 2001 - 2005
Neiman Marcus 1999 - 2001
Goldman Sachs 1991 - 1999
Skills
Series 7, 24 and 66..., Highly proficient in..., Computer literacy in..., Mutual Funds, Securities, Wealth Management, Equities, Asset Management, Investments, Alternative Investments, Financial Services, FINRA, Strategic Financial..., Risk Management, Relationship Management, Capital Markets, Series 7, Finance, Financial Analysis, Series 63
Education
Thunderbird School of Global Management
Executive Education Program, Leadership in the Global Enterprise
Thunderbird School of Global Management
Masters, International Management
California State Polytechnic University-Pomona
BS, Finance, Real Estate & Business Law
LPL Financial January 2002 - Present
LPL Financial January 2002 - Present
Motorola January 1990 - January 2002
Education
Brigham Young University 1981 — 1987
BS, MBA, BS Chemical Engineering
LPL Financial November 1975 - Present
Skills
Retirement Planning, Strategic Planning, Wealth Management, Investment Advisory, Retirement, Investments, IRAs, Series 7, Strategic Financial..., 401k, Financial Advisory, Fixed Annuities, Public Speaking, Securities, Mutual Funds, Investment Management, Asset Managment, Asset Allocation, Investment Strategies, Business Strategy, Asset Management, Portfolio Management, Financial Services, High Net Worth..., Wealth Management..., Financial Planning
Education
American College 1983 — 1987
Chartered Life Underwriter and Chartered Financial Consultant
California State Polytechnic University-Pomona 1970 — 1972
Bachelor of Business Administration (BBA), Business
LPL Financial May 2007 - Present
Sun Life Financial April 2006 - May 2007
Ameriprise Financial Advisors June 2003 - May 2006
Putnam Investments September 1998 - August 2003
Skills
Series 7, Long-term Care, Estate Planning, Insurance, High Net Worth..., Certified Financial..., 401k, Asset Allocation, Fixed Annuities, Investment Advisory, Life Insurance, Mutual Funds, Investments, Retirement, Retirement Planning, Securities, Strategic Financial..., Series 63, Series 6, Wealth Management
Education
Bryn Mawr College 2003 — 2010
CFP (R), CLU, ChFC, Finance
Stonehill College 2001 — 2003
BS, Management
Dean College 1998 — 2001
Associates, Management
LPL Financial June 2014 - Present
Comerica Bank January 2013 - June 2013
First Financial Credit Union November 2010 - November 2011
Kinecta Federal Credit Union December 2008 - October 2010
Union Bank September 2007 - June 2008
US Bank 2005 - 2007
Skills
Consumer Lending, Mortgage Lending, Loans, Credit, Loan Origination, Small Business Lending, Retail Banking, Refinance, Banking, Mortgage Banking, Residential Mortgages, FHA, Cash Management, Cross Selling, Lines Of Credit, Credit Cards, Credit Unions, Mortgage Underwriting, Branch Management, Deposits, Commercial Banking
Education
California State University San Marcos 2013 — 2015
Bachelor of Business Administration (B.B.A.), Accounting
MiraCosta College 2011 — 2013
Associate of Arts and Sciences (A.A.S.), Business Administration and Management, General
Navigation Group Wealth Planning and Management December 1998 - Present
LPL Financial 1998 - 2009
LPL Financial 1998 - 2009
American Express Financial Advisors December 1986 - December 1998
Education
California State University-Chico 1980 — 1983
BS, Communication, Business
Dahhan Wealth Management January 2012 - Present
LPL Financial August 1998 - Present
Edward Airforce Base January 1999 - January 2000
Beckman Instruments June 1981 - January 1984
Skills
Estate Planning, Retirement, 401k, Retirement Plan..., Retirement Income..., Retirement Solutions, Investment Strategies, Insurance, Insurance Planning, CA Insurance Lic #..., Fixed Annuities, Wealth Management..., Finance, Securities, Wealth, Financial Planning, Investment Advisory, Investments, Series 7, Retirement Planning, Wealth Management
Education
College for Financial Planning 1999 — 2001
CFP, Financial Planning
California State Polytechnic University-Pomona 1979 — 1983
B.S., Chemical Engineering
LPL Financial August 2015 - Present
LPL Financial September 2009 - August 2015
LPL Financial April 2007 - September 2009
LPL Financial February 2005 - April 2007
TD Waterhouse Discount Brokerage February 2004 - January 2005
Skills
Series 7, Series 63, Series 24, Series 66, Microsoft Office, Adobe Acrobat, Oracle Reports, ThomsonOne, Salesforce.com, FINRA, Mutual Funds, Securities, Financial Services, Asset Allocation, Retirement, Insurance, Broker-Dealer, Variable Annuities, ETFs, Process Improvement, Fixed Annuities, Investments, Uniform Combined State..., Financial Risk
Education
California Polytechnic State University-San Luis Obispo 1998 — 2003
Bachelor of Science (B.S.), Busines Administration
LPL Financial 2001 - December 2013
Skills
HRIS Database Management, HRIS..., Process Improvement, Reporting & Analysis, Problem Solving, Project Management, Communication Skills, HRIS, Performance Management, Employee Benefits, Onboarding, Vendor Management, Employee Relations, Human Resources, Workday
Education
Cal Poly San Luis Obispo
Bachelor's degree, Human Resources Management and Services
LPL Financial February 2015 - Present
United States Air Force February 2004 - October 2010
Skills
Research, Operating Budgets, Performance Management, Quality Assurance, Safety Monitoring, Military Aviation, Structural Analysis, Business Analysis, Military Logistics, Logistics, Lean Thinking, SPSS, Public Speaking, Negotiation, Data Entry, Data Analysis, Leadership, Training, Military
Education
California State University-San Marcos 2012 — 2014
Bachelor's Degree, Social Sciences, emphasis in Economics, 3.4
Airman Leadership School
Certificate of Completion, Management
Community College of the Air Force
Associate's Degree, Airframe Mechanics and Aircraft Maintenance Technology/Technician
LPL Financial May 2011 - August 2011
Premier, Inc May 2009 - August 2010
Education
California State University, Fresno 2011 — 2014
Bachelor's degree, Accounting and Finance
San Pasqual High School 2007 — 2011
High Diploma
ARS National Services January 2015 - Present
Auction.com August 2010 - March 2015
LPL Financial June 2014 - December 2014
Skills
Microsoft Office, Outlook, Bilingual-English/Spanis..., Microsoft Excel, Customer Service, Online Auctions, Testing, Software Documentation, Analysis, Leadership
Education
California State University San Marcos
Management Information Systems
Palomar College 2012 — 2013
LPL Financial February 2015 - Present
Mathematica Policy Research May 2009 - October 2013
AMR Research February 2007 - December 2008
John Hancock Financial Services January 2006 - November 2006
Micro Center August 2004 - January 2006
Skills
Technical Support, Windows Server, Active Directory, Networking, Computer Hardware, Microsoft Exchange, Firewalls, Switches, TCP/IP, Antivirus, Smartphones, Laser Printers, Microsoft Office, Windows Administration, Backup & Recovery..., VPN, Mac OS, Encryption, VMware, Computer Hardware..., Dell PowerEdge Servers
Education
Bunker Hill Community College
Pope John High
RETS Electronics Institute
LPL Financial Financial PlannerLPL Finanical$
Skills
Financial Planning, Investments, Retirement Planning, Wealth Management, Mutual Funds, Finance, Portfolio Management, Retirement, Financial Advisory, Investment Advisory, Financial Services
Education
California State University, Los Angeles - College of Business and Economics 1995 — 1998
Finance, Finance and Economics