LPL Financial
Industry: Financial services company
DescriptionLPL Financial LLC is the largest independent broker-dealer in the United States. As of 2017 the company had more than 15,000 financial advisors, over $615 billion in advisory & brokerage assets, and generated approximately $4.2 billion in annual revenue for the 2017 fiscal year. Headquarters: Boston, Massachusetts, United States CEO: Dan Arnold (Jan 2017–) Subsidiaries: AdvisoryWorld, Inc., LINSCO PRIVATE LEDGER CORP, Private Trust Co, Fortigent Holdings Company, Inc. Parent organization: LPL Financial Holdings Inc
LPL Financial List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at LPL Financial. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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3,941 LPL Financial employees in database. Find out everything there's to know about LPL Financial employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
LPL Financial Employees
Employee
Years
Job
Industry
Bob Ducharme Bob Ducharme's LPL Financial Experience July 2000 - Present
Job Fixed Income Trader at LPL Financial
Industry Financial Services
Experience
LPL Financial July 2000 - Present
J C Bradford @ Co April 1987 - June 1999
Skills
Municipal Bond Trading..., Asset Allocation, FINRA, Mutual Funds, Investment Advisory, ETFs, Equities, Portfolio Management
Education
University of Massachusetts, Amherst
Bachelor of Arts (B.A.), Finance, General
LPL Financial July 2000 - Present
J C Bradford @ Co April 1987 - June 1999
Skills
Municipal Bond Trading..., Asset Allocation, FINRA, Mutual Funds, Investment Advisory, ETFs, Equities, Portfolio Management
Education
University of Massachusetts, Amherst
Bachelor of Arts (B.A.), Finance, General
Robert S. Collins III Robert S. Collins III's LPL Financial Experience 2001 - Present
Job
Industry Financial Services
Experience
Wealth Management Group of Tennessee 2001 - Present
EO Entrepreneurs Organization March 2011 - Present
LPL Financial 2001 - Present
Northwestern Mutual Life December 1992 - August 2001
Skills
Estate Planning, Asset Management, Financial Planners, Business Planning, Asset Managment, Insurance Planning, Charitable Giving
Education
University of Mississippi 1988 — 1994
MBA; BBA, Finance, Business
University of Mississippi - School of Business Administration 1993 — 1993
MBA, Finance
University of Mississippi - School of Business Administration 1988 — 1992
BBA, Marketing
Brentwood High School 1984 — 1988
High School Degree
Wealth Management Group of Tennessee 2001 - Present
EO Entrepreneurs Organization March 2011 - Present
LPL Financial 2001 - Present
Northwestern Mutual Life December 1992 - August 2001
Skills
Estate Planning, Asset Management, Financial Planners, Business Planning, Asset Managment, Insurance Planning, Charitable Giving
Education
University of Mississippi 1988 — 1994
MBA; BBA, Finance, Business
University of Mississippi - School of Business Administration 1993 — 1993
MBA, Finance
University of Mississippi - School of Business Administration 1988 — 1992
BBA, Marketing
Brentwood High School 1984 — 1988
High School Degree
Michael Heiser Michael Heiser's LPL Financial Experience May 1998 - March 2000
Job Compliance and Risk Manager at RBC Correspondent and Advisor Services
Industry Financial Services
Experience
RBC Capital Markets 2012 - Present
Wells Fargo Advisors August 2010 - January 2012
Morgan Stanley Smith Barney July 2008 - August 2010
Morgan Stanley April 2006 - July 2008
Morgan Stanley July 2004 - April 2006
Morgan Stanley May 2002 - June 2004
Morgan Stanley June 2001 - May 2002
Financial Industry Regulatory Authority March 2000 - March 2001
LPL Financial May 1998 - March 2000
Merrill Lynch June 1997 - March 1998
Skills
Series 7, Series 24, Series 8, Series 65, Series 63, Series 3, FINRA, Mutual Funds, Securities, Financial Risk, Equities, Hedge Funds, AML, Alternative Investments, Financial Services
Education
University of Minnesota-Twin Cities
RBC Capital Markets 2012 - Present
Wells Fargo Advisors August 2010 - January 2012
Morgan Stanley Smith Barney July 2008 - August 2010
Morgan Stanley April 2006 - July 2008
Morgan Stanley July 2004 - April 2006
Morgan Stanley May 2002 - June 2004
Morgan Stanley June 2001 - May 2002
Financial Industry Regulatory Authority March 2000 - March 2001
LPL Financial May 1998 - March 2000
Merrill Lynch June 1997 - March 1998
Skills
Series 7, Series 24, Series 8, Series 65, Series 63, Series 3, FINRA, Mutual Funds, Securities, Financial Risk, Equities, Hedge Funds, AML, Alternative Investments, Financial Services
Education
University of Minnesota-Twin Cities
Zhuoqun (Gaby) Huang Zhuoqun (Gaby) Huang's LPL Financial Experience February 2014 - February 2015
Job Consultant at World Bank GroupIFC International Finance Corporation
Industry Information Technology and Services
Experience
IFC - International Finance Corporation March 2015 - Present
LPL Financial February 2014 - February 2015
SIE Consulting Co., Ltd June 2013 - August 2013
Product First Co., Ltd October 2011 - March 2012
Industrial and Commercial Bank of China December 2011 - January 2012
Skills
Windows, Microsoft Excel, HTML, Budgets, Customer Service, PowerPoint, Microsoft Word, Strategic Planning, Microsoft Office, Java, SQL, Outlook, Microsoft Visio, System analysis, Risk Management, Information Technology, Information Systems, Financial Statements, Financial Accounting, Mandarin, Cantonese, Data Mining, Decision Modeling
Education
University of Maryland - Robert H. Smith School of Business 2012 — 2013
Master of Science (MS), Management Information Systems, General
Guangdong University of Finance and Economics 2008 — 2012
Bachelor's degree, Finance, General
IFC - International Finance Corporation March 2015 - Present
LPL Financial February 2014 - February 2015
SIE Consulting Co., Ltd June 2013 - August 2013
Product First Co., Ltd October 2011 - March 2012
Industrial and Commercial Bank of China December 2011 - January 2012
Skills
Windows, Microsoft Excel, HTML, Budgets, Customer Service, PowerPoint, Microsoft Word, Strategic Planning, Microsoft Office, Java, SQL, Outlook, Microsoft Visio, System analysis, Risk Management, Information Technology, Information Systems, Financial Statements, Financial Accounting, Mandarin, Cantonese, Data Mining, Decision Modeling
Education
University of Maryland - Robert H. Smith School of Business 2012 — 2013
Master of Science (MS), Management Information Systems, General
Guangdong University of Finance and Economics 2008 — 2012
Bachelor's degree, Finance, General
Amy DiFrancesco Amy DiFrancesco's LPL Financial Experience August 2014 - Present
Job Senior Marketing Writer at LPL Financial
Industry Marketing and Advertising
Experience
LPL Financial August 2014 - Present
Integrity April 2012 - July 2014
The Agency Post January 2012 - April 2012
Pure January 2012 - April 2012
Pure January 2010 - January 2012
KMOV-TV August 2009 - December 2009
University of Missouri May 2009 - December 2009
Missouri School of Journalism May 2009 - December 2009
NowComment.com May 2009 - August 2009
University of Missouri August 2006 - May 2009
Skills
Editing, Social Media Marketing, Writing, Social Media Strategist, Social Media Consulting, Video Editing, Blogging, Digital Strategy, Digital Marketing, Journalism, Social Media, Copy Editing, Facebook, New Media
Education
University of Missouri-Columbia 2006 — 2009
Bachelor of Journalism, Convergence Journalism
LPL Financial August 2014 - Present
Integrity April 2012 - July 2014
The Agency Post January 2012 - April 2012
Pure January 2012 - April 2012
Pure January 2010 - January 2012
KMOV-TV August 2009 - December 2009
University of Missouri May 2009 - December 2009
Missouri School of Journalism May 2009 - December 2009
NowComment.com May 2009 - August 2009
University of Missouri August 2006 - May 2009
Skills
Editing, Social Media Marketing, Writing, Social Media Strategist, Social Media Consulting, Video Editing, Blogging, Digital Strategy, Digital Marketing, Journalism, Social Media, Copy Editing, Facebook, New Media
Education
University of Missouri-Columbia 2006 — 2009
Bachelor of Journalism, Convergence Journalism
Pamela Mule` Pamela Mule`'s LPL Financial Experience April 2015 - Present
Job Senior Compliance Examiner at LPL Financial
Industry Financial Services
Experience
LPL Financial April 2015 - Present
The Macquarie Group September 2011 - January 2015
Morgan Stanley Smith Barney September 2007 - September 2011
Skills
Series 7, Risk Management, Compliance, Regulatory Examinations, Project Management, Financial Regulation, FINRA, Securities Regulation, Securities, Risk Assessment, Data Analysis, Equities, Financial Risk, Regulatory Analysis, Financial Services, Data Presentation, KYC
Education
University of Maryland Baltimore County 2003 — 2007
Bachelors, Economics
LPL Financial April 2015 - Present
The Macquarie Group September 2011 - January 2015
Morgan Stanley Smith Barney September 2007 - September 2011
Skills
Series 7, Risk Management, Compliance, Regulatory Examinations, Project Management, Financial Regulation, FINRA, Securities Regulation, Securities, Risk Assessment, Data Analysis, Equities, Financial Risk, Regulatory Analysis, Financial Services, Data Presentation, KYC
Education
University of Maryland Baltimore County 2003 — 2007
Bachelors, Economics
Joe Colell Joe Colell's LPL Financial Experience August 1994 - Present
Job Financial Advisor, Vice President at Ameriprise Financial Services, Inc.
Industry Investment Management
Experience
Ameriprise Financial Services, Inc. August 2014 - Present
Strategic Assets Advisory Group, L.L.C. - a Registered Investment Advisory Firm July 1998 - Present
LPL Financial August 1994 - Present
Morgan Stanley Wealth Management May 1990 - April 1993
Merrill Lynch June 1981 - April 1990
Skills
Investments, Investment Strategies, Portfolio Management, Financial Advisory, Series 7, Mutual Funds, Alternative Investments, Retirement, Asset Management, Finance
Education
University of Massachusetts, Amherst
BBA-Bachelor of Business Administration (BBA), Business/Managerial Economics
Ameriprise Financial Services, Inc. August 2014 - Present
Strategic Assets Advisory Group, L.L.C. - a Registered Investment Advisory Firm July 1998 - Present
LPL Financial August 1994 - Present
Morgan Stanley Wealth Management May 1990 - April 1993
Merrill Lynch June 1981 - April 1990
Skills
Investments, Investment Strategies, Portfolio Management, Financial Advisory, Series 7, Mutual Funds, Alternative Investments, Retirement, Asset Management, Finance
Education
University of Massachusetts, Amherst
BBA-Bachelor of Business Administration (BBA), Business/Managerial Economics
Michael McDonagh Michael McDonagh's LPL Financial Experience May 2015 - Present
Job Section Leader, Intelligence Specialist at United States Marine Corps
Industry Defense & Space
Experience
LPL Financial May 2015 - Present
United States Marine Corps July 2014 - Present
UMass Boston September 2008 - Present
Costco Wholesale August 2014 - May 2015
United States Marine Corps September 2013 - July 2014
Boston Police May 2012 - October 2012
Saint Ann Church and Rectory December 2008 - June 2012
Bleacher Bar March 2011 - September 2011
Skills
Certified Basic Counter..., Intelligence Specialist, General Contracting, Foreign Policy Analysis, International Relations, Microsoft Excel, Leadership, Public Speaking, PowerPoint, Microsoft Office, Customer Service
Education
University of Massachusetts Boston 2008 — 2014
Bachelor of Arts (B.A.), Criminal Justice/Political Science
LPL Financial May 2015 - Present
United States Marine Corps July 2014 - Present
UMass Boston September 2008 - Present
Costco Wholesale August 2014 - May 2015
United States Marine Corps September 2013 - July 2014
Boston Police May 2012 - October 2012
Saint Ann Church and Rectory December 2008 - June 2012
Bleacher Bar March 2011 - September 2011
Skills
Certified Basic Counter..., Intelligence Specialist, General Contracting, Foreign Policy Analysis, International Relations, Microsoft Excel, Leadership, Public Speaking, PowerPoint, Microsoft Office, Customer Service
Education
University of Massachusetts Boston 2008 — 2014
Bachelor of Arts (B.A.), Criminal Justice/Political Science
Brittany Olerio, CPA Brittany Olerio, CPA's LPL Financial Experience January 2014 - Present
Job Senior Financial Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2014 - Present
CVS Caremark Corporation July 2013 - November 2013
CVS Caremark Corporation July 2012 - June 2013
KPMG US May 2011 - August 2011
New York Life Insurance Company May 2010 - August 2010
Skills
Financial Accounting, PeopleSoft, Microsoft Office, Auditing, Marketing, Analysis, Accounts Receivable, Process Improvement, Forecasting, Finance, Training, Budgets, Management, Financial Reporting, Microsoft Excel, Sarbanes-Oxley Act
Education
Wake Forest University 2011 — 2012
Masters of Accounting, Accounting
University of Miami 2007 — 2011
Bachelor of Science in Business Administration, International Finance and Marketing, Accounting
LPL Financial January 2014 - Present
CVS Caremark Corporation July 2013 - November 2013
CVS Caremark Corporation July 2012 - June 2013
KPMG US May 2011 - August 2011
New York Life Insurance Company May 2010 - August 2010
Skills
Financial Accounting, PeopleSoft, Microsoft Office, Auditing, Marketing, Analysis, Accounts Receivable, Process Improvement, Forecasting, Finance, Training, Budgets, Management, Financial Reporting, Microsoft Excel, Sarbanes-Oxley Act
Education
Wake Forest University 2011 — 2012
Masters of Accounting, Accounting
University of Miami 2007 — 2011
Bachelor of Science in Business Administration, International Finance and Marketing, Accounting
Jonathan Albert Jonathan Albert's LPL Financial Experience March 2014 - Present
Job Associate Service Consultant at LPL Financial
Industry Staffing and Recruiting
Experience
LPL Financial March 2014 - Present
PROVEN, Inc. February 2014 - March 2014
Dick's Sporting Goods February 2011 - February 2014
LPL Financial September 2013 - January 2014
Skills
Merchandising, Inventory Management, Loss Prevention, Retail, Visual Merchandising, Store Management, Inventory Control, Retail Sales, Store Operations, Time Management, Cashiering, Customer Service, Customer Satisfaction, Sales, Shrinkage, Profit, Big Box, Apparel, Driving Results, Data Entry, Microsoft Excel, Microsoft Word
Education
University of Massachusetts, Amherst 2008 — 2011
LPL Financial March 2014 - Present
PROVEN, Inc. February 2014 - March 2014
Dick's Sporting Goods February 2011 - February 2014
LPL Financial September 2013 - January 2014
Skills
Merchandising, Inventory Management, Loss Prevention, Retail, Visual Merchandising, Store Management, Inventory Control, Retail Sales, Store Operations, Time Management, Cashiering, Customer Service, Customer Satisfaction, Sales, Shrinkage, Profit, Big Box, Apparel, Driving Results, Data Entry, Microsoft Excel, Microsoft Word
Education
University of Massachusetts, Amherst 2008 — 2011
Meghan Seawell Meghan Seawell's LPL Financial Experience November 2014 - Present
Job Content Strategist and Writer
Industry Marketing and Advertising
Experience
LPL Financial November 2014 - Present
Freelance July 2012 - Present
Brain Traffic January 2012 - July 2012
Girl Scouts of Minnesota and Wisconsin River Valleys May 2010 - July 2011
Girl Scouts of Minnesota and Wisconsin River Valleys October 2007 - April 2010
Girl Scout Council of Greater Minneapolis February 2007 - October 2007
Skills
Content Strategy, Copywriting, Social Media, Content Management, Digital Strategy, Editing, Copy Editing, Web Content, Web Content Management, Content Development, Interactive Marketing, Social Media Marketing, Strategic Communications, Editorial, Proofreading, Newsletters, Content Marketing, Blogging, Marketing Communications, Social Networking, Nonprofits, Web Analytics, Publications, User Experience, Digital Media, Online Marketing, SEO, Non-profits, Email Marketing, Advertising, New Media, Internal Communications, SEO copywriting, Digital Marketing, Creative Writing, Facebook, Storytelling, Social Media Measurement, CMS, Integrated Marketing, Community Management, Content Writing, Marketing Copy, AP Style, WordPress
Education
University of Missouri-Columbia 2003 — 2006
Bachelors, Journalism
LPL Financial November 2014 - Present
Freelance July 2012 - Present
Brain Traffic January 2012 - July 2012
Girl Scouts of Minnesota and Wisconsin River Valleys May 2010 - July 2011
Girl Scouts of Minnesota and Wisconsin River Valleys October 2007 - April 2010
Girl Scout Council of Greater Minneapolis February 2007 - October 2007
Skills
Content Strategy, Copywriting, Social Media, Content Management, Digital Strategy, Editing, Copy Editing, Web Content, Web Content Management, Content Development, Interactive Marketing, Social Media Marketing, Strategic Communications, Editorial, Proofreading, Newsletters, Content Marketing, Blogging, Marketing Communications, Social Networking, Nonprofits, Web Analytics, Publications, User Experience, Digital Media, Online Marketing, SEO, Non-profits, Email Marketing, Advertising, New Media, Internal Communications, SEO copywriting, Digital Marketing, Creative Writing, Facebook, Storytelling, Social Media Measurement, CMS, Integrated Marketing, Community Management, Content Writing, Marketing Copy, AP Style, WordPress
Education
University of Missouri-Columbia 2003 — 2006
Bachelors, Journalism
Aoife Gamet Aoife Gamet's LPL Financial Experience October 2013 - Present
Job at
Industry Financial Services
Experience
LPL Financial October 2013 - Present
LPL Financial March 2012 - October 2014
LPL Financial August 2009 - March 2012
LPL Financial December 2007 - August 2009
Welch Allyn February 2006 - June 2006
Skills
Series 7, Mutual Funds, Alternative Investments, Process Improvement, Equities, Due Diligence, Analysis, Series 24, FINRA, Insurance, Securities, Fixed Annuities, Training, Series 63, Financial Advisory, Portfolio Management, Investment Advisory
Education
San Diego State University, College of Arts and Letters 2005 — 2007
Bachelors of Arts, Economics
University of Massachusetts, Amherst
Physics
LPL Financial October 2013 - Present
LPL Financial March 2012 - October 2014
LPL Financial August 2009 - March 2012
LPL Financial December 2007 - August 2009
Welch Allyn February 2006 - June 2006
Skills
Series 7, Mutual Funds, Alternative Investments, Process Improvement, Equities, Due Diligence, Analysis, Series 24, FINRA, Insurance, Securities, Fixed Annuities, Training, Series 63, Financial Advisory, Portfolio Management, Investment Advisory
Education
San Diego State University, College of Arts and Letters 2005 — 2007
Bachelors of Arts, Economics
University of Massachusetts, Amherst
Physics
B.J. Schone's LPL Financial Experience February 2013 - October 2014
Job Senior Manager, Learning Technology at Autodesk
Industry Human Resources
Experience
Autodesk October 2014 - Present
Awesome Boss December 2014 - Present
LPL Financial February 2013 - October 2014
I DRIVE SAFELY January 2012 - September 2012
Qualcomm March 2008 - December 2011
Ferrellgas December 2005 - March 2008
Cerner Corporation December 2004 - December 2005
Jack Henry & Associates March 2003 - December 2004
Sprint May 2001 - March 2003
Skills
E-Learning, Instructional Design, Blended Learning, Educational Technology, Mobile Learning, Multimedia, Learning Management..., Learning Management, Employee Training, Public Speaking, Captivate, Training, Leadership, Research, Analysis, Organizational..., Performance Improvement, Distance Learning, Technical Writing, Education, mLearning, Instructional Technology, Management, Mobile Devices, Curriculum Design, Web Development, Strategy, Content Development, Hands-on Training, Knowledge Management, Training & Development, Instructor-led Training, Needs Analysis, Consulting, Vendor Management, Adult Education, ADDIE, Training Delivery, Technical Training, Content Management, Organizational Learning, Web Applications, Leadership Development, Workshop Facilitation, Career Development, SCORM, Webinars, Performance Management, Staff Development, Program Management
Education
University of Michigan - Stephen M. Ross School of Business 2009 — 2009
Executive Education Program, Business Acumen for High-Potential Leaders
University of Missouri-Columbia 2002 — 2005
MEd, Educational Technology
University of Missouri-Columbia 1997 — 2001
BA, Computer Science
Autodesk October 2014 - Present
Awesome Boss December 2014 - Present
LPL Financial February 2013 - October 2014
I DRIVE SAFELY January 2012 - September 2012
Qualcomm March 2008 - December 2011
Ferrellgas December 2005 - March 2008
Cerner Corporation December 2004 - December 2005
Jack Henry & Associates March 2003 - December 2004
Sprint May 2001 - March 2003
Skills
E-Learning, Instructional Design, Blended Learning, Educational Technology, Mobile Learning, Multimedia, Learning Management..., Learning Management, Employee Training, Public Speaking, Captivate, Training, Leadership, Research, Analysis, Organizational..., Performance Improvement, Distance Learning, Technical Writing, Education, mLearning, Instructional Technology, Management, Mobile Devices, Curriculum Design, Web Development, Strategy, Content Development, Hands-on Training, Knowledge Management, Training & Development, Instructor-led Training, Needs Analysis, Consulting, Vendor Management, Adult Education, ADDIE, Training Delivery, Technical Training, Content Management, Organizational Learning, Web Applications, Leadership Development, Workshop Facilitation, Career Development, SCORM, Webinars, Performance Management, Staff Development, Program Management
Education
University of Michigan - Stephen M. Ross School of Business 2009 — 2009
Executive Education Program, Business Acumen for High-Potential Leaders
University of Missouri-Columbia 2002 — 2005
MEd, Educational Technology
University of Missouri-Columbia 1997 — 2001
BA, Computer Science
Yvette Tardiff Yvette Tardiff's LPL Financial Experience June 2010 - August 2011
Job Senior Customer Programs Manager at Riverbed Technology
Industry Information Technology and Services
Experience
Riverbed Technology June 2014 - Present
Freelance May 2000 - Present
Riverbed Technology August 2012 - June 2014
New York Life Insurance Company August 2011 - March 2012
LPL Financial June 2010 - August 2011
LPL Financial February 2007 - June 2010
Madavor Media October 2006 - February 2007
University of Maine January 2005 - August 2006
VistaPrint August 2004 - December 2004
University of Maine May 2000 - August 2004
Skills
Brand Development, Graphic Design, Marketing, Web Design, Marketing Communications, Adobe Creative Suite, Art Direction, Product Management, Management, Corporate Branding, Project Planning, Strategy, New Media, Start-ups, Brochures, Direct Marketing, Customer Reference, Salesforce.com, Public Relations, Creative Direction, Integrated Marketing, Marketing Strategy, Email Marketing, Executive Presentation..., Product Marketing, Problem Solving, Process Improvement, Editing, Graphics, Online Marketing, Social Media Marketing, Video, Advertising, User Interface Design, Sales, E-commerce, Content Management, User Experience, SEO, Lead Generation, Online Advertising, Mac, Application Performance..., Enterprise Software, Social Media, Project Management
Education
University of Maine 2006 — 2008
MA, Intermedia
Ecole nationale supérieure des Beaux Arts
Graduate Student Exchange
University of Maine 1999 — 2004
Bachelor of Fine Arts (BFA), Studio Art (Printmaking), Cum Laude
University of Maine 1999 — 2004
Bachelor of Arts (B.A.), New Media, Cum Laude
University of Maine 1999 — 2004
Bachelor of Arts (B.A.), Art History, Criticism and Conservation, Cum Laude
Haystack Mountain School of Crafts 1999 — 1999
Young Artist’s Symposium in Drawing
Riverbed Technology June 2014 - Present
Freelance May 2000 - Present
Riverbed Technology August 2012 - June 2014
New York Life Insurance Company August 2011 - March 2012
LPL Financial June 2010 - August 2011
LPL Financial February 2007 - June 2010
Madavor Media October 2006 - February 2007
University of Maine January 2005 - August 2006
VistaPrint August 2004 - December 2004
University of Maine May 2000 - August 2004
Skills
Brand Development, Graphic Design, Marketing, Web Design, Marketing Communications, Adobe Creative Suite, Art Direction, Product Management, Management, Corporate Branding, Project Planning, Strategy, New Media, Start-ups, Brochures, Direct Marketing, Customer Reference, Salesforce.com, Public Relations, Creative Direction, Integrated Marketing, Marketing Strategy, Email Marketing, Executive Presentation..., Product Marketing, Problem Solving, Process Improvement, Editing, Graphics, Online Marketing, Social Media Marketing, Video, Advertising, User Interface Design, Sales, E-commerce, Content Management, User Experience, SEO, Lead Generation, Online Advertising, Mac, Application Performance..., Enterprise Software, Social Media, Project Management
Education
University of Maine 2006 — 2008
MA, Intermedia
Ecole nationale supérieure des Beaux Arts
Graduate Student Exchange
University of Maine 1999 — 2004
Bachelor of Fine Arts (BFA), Studio Art (Printmaking), Cum Laude
University of Maine 1999 — 2004
Bachelor of Arts (B.A.), New Media, Cum Laude
University of Maine 1999 — 2004
Bachelor of Arts (B.A.), Art History, Criticism and Conservation, Cum Laude
Haystack Mountain School of Crafts 1999 — 1999
Young Artist’s Symposium in Drawing
Will Hortman's LPL Financial Experience June 2015 - Present
Job AVP, User Experience Design at LPL Financial
Industry Online Media
Experience
LPL Financial June 2015 - Present
American City Business Journals August 2012 - May 2015
American City Business Journals February 2011 - August 2012
The E. W. Scripps Company August 2010 - February 2011
The E. W. Scripps Company November 2008 - August 2010
The Commercial Appeal August 2006 - October 2008
The Commercial Appeal September 2005 - August 2006
EC Advertising March 2004 - August 2005
Sir Speedy December 2002 - February 2004
Skills
User Experience, Digital Media, Web Design, Content Strategy, Information Architecture, Interaction Design, User Interface Design, CMS, Usability Testing, Photography, Creative Direction, Content Management, Usability, Mobile Applications, CSS, Web Development, Mobile Devices, SEO, Adobe Creative Suite, Online Advertising, Digital Marketing, Digital Strategy, Front-end, Web Analytics
Education
University of Missouri-Columbia 1997 — 2002
Photojournalism
LPL Financial June 2015 - Present
American City Business Journals August 2012 - May 2015
American City Business Journals February 2011 - August 2012
The E. W. Scripps Company August 2010 - February 2011
The E. W. Scripps Company November 2008 - August 2010
The Commercial Appeal August 2006 - October 2008
The Commercial Appeal September 2005 - August 2006
EC Advertising March 2004 - August 2005
Sir Speedy December 2002 - February 2004
Skills
User Experience, Digital Media, Web Design, Content Strategy, Information Architecture, Interaction Design, User Interface Design, CMS, Usability Testing, Photography, Creative Direction, Content Management, Usability, Mobile Applications, CSS, Web Development, Mobile Devices, SEO, Adobe Creative Suite, Online Advertising, Digital Marketing, Digital Strategy, Front-end, Web Analytics
Education
University of Missouri-Columbia 1997 — 2002
Photojournalism
Woody Derricks, CFP®, ADPA(sm) Woody Derricks, CFP®, ADPA(sm)'s LPL Financial Experience September 2005 - Present
Job President
Industry Financial Services
Experience
Partnership Wealth Management September 2005 - Present
LPL Financial September 2005 - Present
Wachovia Securities January 2000 - September 2005
American Express Financial Advisors May 1998 - January 2000
Skills
Securities, Strategic Financial..., FINRA, Retirement Planning, Series 7, Mutual Funds, Investments, Small Business, Financial Analysis, Risk Management, Public Speaking, Strategic Planning, Wealth Management, Customer Service, Non-profits, Estate Planning, Retirement, Fundraising, Marketing, Relationship Management, Finance, Management, Financial Services, Insurance, Asset Management, Leadership
Education
University of Maryland College Park 1992 — 1997
B.A., Major-Gov't & Politics, Minor-History
Partnership Wealth Management September 2005 - Present
LPL Financial September 2005 - Present
Wachovia Securities January 2000 - September 2005
American Express Financial Advisors May 1998 - January 2000
Skills
Securities, Strategic Financial..., FINRA, Retirement Planning, Series 7, Mutual Funds, Investments, Small Business, Financial Analysis, Risk Management, Public Speaking, Strategic Planning, Wealth Management, Customer Service, Non-profits, Estate Planning, Retirement, Fundraising, Marketing, Relationship Management, Finance, Management, Financial Services, Insurance, Asset Management, Leadership
Education
University of Maryland College Park 1992 — 1997
B.A., Major-Gov't & Politics, Minor-History
Michael Mercauto, CFA Michael Mercauto, CFA's LPL Financial Experience June 2013 - December 2013
Job Equity AnalystEmerging Markets
Industry Financial Services
Experience
Boston-based asset manager December 2013 - Present
LPL Financial June 2013 - December 2013
Putnam Investments December 2009 - June 2012
Putnam Investments June 2006 - December 2009
Putnam Investments February 2006 - June 2006
Putnam Investments December 2001 - February 2006
Skills
Equity Research, Equities, Equity Valuation, Bloomberg, Investments, Hedge Funds, Chartered Financial..., Financial Modeling, Emerging Markets, Series 7, Portfolio Management, Valuation, Alternative Investments, Capital Markets, Investment Management, Mergers & Acquisitions
Education
University of Massachusetts at Lowell
Bachelors, Economics
Winchester High School
Boston-based asset manager December 2013 - Present
LPL Financial June 2013 - December 2013
Putnam Investments December 2009 - June 2012
Putnam Investments June 2006 - December 2009
Putnam Investments February 2006 - June 2006
Putnam Investments December 2001 - February 2006
Skills
Equity Research, Equities, Equity Valuation, Bloomberg, Investments, Hedge Funds, Chartered Financial..., Financial Modeling, Emerging Markets, Series 7, Portfolio Management, Valuation, Alternative Investments, Capital Markets, Investment Management, Mergers & Acquisitions
Education
University of Massachusetts at Lowell
Bachelors, Economics
Winchester High School
David Laut, CFP®, AIF®'s LPL Financial Experience April 2012 - Present
Job Vice President, Regional Advisory Consultant
Industry Financial Services
Experience
LPL Financial April 2012 - Present
LPL Financial January 2011 - April 2012
UBS Wealth Management July 2007 - December 2010
Rydex Investments January 2006 - July 2007
Skills
Series 7, Series 63, Investment Advisory, Wealth Management, Mutual Funds, Asset Allocation, Portfolio Management, Investment Strategies, Alternative Investments, Series 6, ETFs, Separately Managed..., Unified Managed Accounts, Retirement Planning, Securities, Retirement, Investments, Financial Advisory, Strategic Financial..., Financial Planning
Education
University of Maryland - Robert H. Smith School of Business 2003 — 2007
B.S., General Business Administration
LPL Financial April 2012 - Present
LPL Financial January 2011 - April 2012
UBS Wealth Management July 2007 - December 2010
Rydex Investments January 2006 - July 2007
Skills
Series 7, Series 63, Investment Advisory, Wealth Management, Mutual Funds, Asset Allocation, Portfolio Management, Investment Strategies, Alternative Investments, Series 6, ETFs, Separately Managed..., Unified Managed Accounts, Retirement Planning, Securities, Retirement, Investments, Financial Advisory, Strategic Financial..., Financial Planning
Education
University of Maryland - Robert H. Smith School of Business 2003 — 2007
B.S., General Business Administration
Jason Boschan Jason Boschan's LPL Financial Experience August 2007 - August 2013
Job Director of Marketing and Communications at Moishe House
Industry Nonprofit Organization Management
Experience
Moishe House March 2014 - Present
Northwestern Universtiy, Cognitive Neurology and Alzheimer's Disease Center June 2012 - Present
Run4papa.com November 2010 - Present
LPL Financial August 2007 - August 2013
Debt U: How Higher Education Breeds a Lifestyle of Debt May 2009 - December 2009
Freelance Marketing May 2006 - July 2007
Charlotte Knights (AAA affiliate of the the Chicago White Sox) February 2005 - February 2006
GreatGolfDeals.com December 2001 - January 2005
Skills
Social Media, Marketing Strategy, Market Research, Writing, Fundraising, Public Speaking, Negotiation, Research, Advertising, Event Management, Marketing, Social Networking, Leadership, Project Management, Sponsorship, Nonprofits, Team Building, Sales, Entrepreneurship, Training, Strategy, Strategic Planning, Event Planning, Public Relations, Marketing Communications, Volunteer Management, Social Media Marketing, Analysis, Coaching, Community Outreach, Customer Service, Business Planning, Strategic Communications, CRM, Product Development
Education
University of Michigan 1997 — 2002
Bachelor of Arts, Sport Managment and Communications
Moishe House March 2014 - Present
Northwestern Universtiy, Cognitive Neurology and Alzheimer's Disease Center June 2012 - Present
Run4papa.com November 2010 - Present
LPL Financial August 2007 - August 2013
Debt U: How Higher Education Breeds a Lifestyle of Debt May 2009 - December 2009
Freelance Marketing May 2006 - July 2007
Charlotte Knights (AAA affiliate of the the Chicago White Sox) February 2005 - February 2006
GreatGolfDeals.com December 2001 - January 2005
Skills
Social Media, Marketing Strategy, Market Research, Writing, Fundraising, Public Speaking, Negotiation, Research, Advertising, Event Management, Marketing, Social Networking, Leadership, Project Management, Sponsorship, Nonprofits, Team Building, Sales, Entrepreneurship, Training, Strategy, Strategic Planning, Event Planning, Public Relations, Marketing Communications, Volunteer Management, Social Media Marketing, Analysis, Coaching, Community Outreach, Customer Service, Business Planning, Strategic Communications, CRM, Product Development
Education
University of Michigan 1997 — 2002
Bachelor of Arts, Sport Managment and Communications
Andrew Thomasson's LPL Financial Experience June 2007 - June 2010
Job Financial Advisor at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors November 2013 - Present
Morgan Stanley Wealth Management June 2010 - October 2013
LPL Financial June 2007 - June 2010
Mutual of Omaha October 2005 - May 2007
Skills
Special Needs Trusts, Investments, Securities, Asset Allocation, Alternative Investments, Municipal Bonds, Networking, Estate Investment...
Education
University of Missouri - St. Louis
BS, History
Wells Fargo Advisors November 2013 - Present
Morgan Stanley Wealth Management June 2010 - October 2013
LPL Financial June 2007 - June 2010
Mutual of Omaha October 2005 - May 2007
Skills
Special Needs Trusts, Investments, Securities, Asset Allocation, Alternative Investments, Municipal Bonds, Networking, Estate Investment...
Education
University of Missouri - St. Louis
BS, History
Blaine Spady Blaine Spady's LPL Financial Experience January 2005 - April 2006
Job Vice President Public Finance at SMITH HAYES Financial Services
Industry Financial Services
Experience
SMITH HAYES Financial Services June 2006 - Present
LPL Financial January 2005 - April 2006
Nanometrics May 1995 - June 2004
Skills
Financial Modeling, Investments, Financial Analysis, Cross-functional Team..., Mergers, Portfolio Management, Risk Management
Education
University of Nebraska-Lincoln 2005 — 2007
Master of Business Administration, Finance
University of Nebraska-Lincoln 1987 — 1995
Master of Science in Electrical Engineering, Materials Science
SMITH HAYES Financial Services June 2006 - Present
LPL Financial January 2005 - April 2006
Nanometrics May 1995 - June 2004
Skills
Financial Modeling, Investments, Financial Analysis, Cross-functional Team..., Mergers, Portfolio Management, Risk Management
Education
University of Nebraska-Lincoln 2005 — 2007
Master of Business Administration, Finance
University of Nebraska-Lincoln 1987 — 1995
Master of Science in Electrical Engineering, Materials Science
Bobby Remis's LPL Financial Experience January 2014 - Present
Job Digital Media & Communications Consultant
Industry Marketing and Advertising
Experience
LPL Financial January 2014 - Present
Self-Employed February 2013 - Present
Cue Courage February 2013 - Present
AMC Entertainment, Inc. May 2013 - November 2013
Inside Columbia Magazine June 2012 - January 2013
Holiday Inn Executive Center June 2008 - June 2012
University of Missouri Department of Student Life August 2011 - May 2012
University of Missouri Department of Student Life June 2011 - May 2012
University of Missouri Department of Student Life Office of Greek Life June 2011 - August 2011
University of Missouri Department of Student Life Center for Leadership & Service June 2010 - May 2011
Skills
Facebook, Social Media, Blogging, Public Relations, YouTube, Customer Service, Marketing Communications, Social Media Marketing, Hospitality, Organization, Time Management, Microsoft Office, Social Networking, Twitter, Instagram, Adobe Creative Suite, WordPress, Events, Leadership, Pinterest, Marketing, Press Releases, Tumblr, Corporate Communications, Brand Awareness, Foursquare, Sales, AP Style, Strategy, Google+, LinkedIn, MySpace, Storify, GetGlue, Klout, MailChimp, Skype, Mac OS, Internet Culture
Education
University of Missouri-Columbia 2009 — 2013
Bachelorâs Degree
LPL Financial January 2014 - Present
Self-Employed February 2013 - Present
Cue Courage February 2013 - Present
AMC Entertainment, Inc. May 2013 - November 2013
Inside Columbia Magazine June 2012 - January 2013
Holiday Inn Executive Center June 2008 - June 2012
University of Missouri Department of Student Life August 2011 - May 2012
University of Missouri Department of Student Life June 2011 - May 2012
University of Missouri Department of Student Life Office of Greek Life June 2011 - August 2011
University of Missouri Department of Student Life Center for Leadership & Service June 2010 - May 2011
Skills
Facebook, Social Media, Blogging, Public Relations, YouTube, Customer Service, Marketing Communications, Social Media Marketing, Hospitality, Organization, Time Management, Microsoft Office, Social Networking, Twitter, Instagram, Adobe Creative Suite, WordPress, Events, Leadership, Pinterest, Marketing, Press Releases, Tumblr, Corporate Communications, Brand Awareness, Foursquare, Sales, AP Style, Strategy, Google+, LinkedIn, MySpace, Storify, GetGlue, Klout, MailChimp, Skype, Mac OS, Internet Culture
Education
University of Missouri-Columbia 2009 — 2013
Bachelorâs Degree
Lawrence J. Fisher Lawrence J. Fisher's LPL Financial Experience
Job Financial Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial
Skills
Retirement, Retirement Planning, Securities, Investments, Strategic Financial..., Alternative Investments
Education
University of Michigan
Bachelors, Business Administration
LPL Financial
Skills
Retirement, Retirement Planning, Securities, Investments, Strategic Financial..., Alternative Investments
Education
University of Michigan
Bachelors, Business Administration
Gary Gallagher Gary Gallagher's LPL Financial Experience July 2009 - January 2011
Job Senior Vice President, Fidelity Institutional
Industry Financial Services
Experience
Fidelity Investments September 2011 - Present
Knowledgent Group February 2011 - August 2011
LPL Financial July 2009 - January 2011
LPL Financial November 2007 - December 2009
Fidelity Investments January 2003 - October 2007
Fidelity Investments January 2001 - December 2002
Fidelity Investments July 1995 - December 2000
Citibank July 1990 - June 1995
KPMG September 1985 - July 1988
Skills
Management, Marketing, Strategic Planning, Business Development
Education
University of Michigan - Stephen M. Ross School of Business 1988 — 1990
MBA, General Management
University of Wisconsin-Madison 1981 — 1985
BBA, Finance and Accounting
Security Industry Institute, The Wharton School
Fidelity Investments September 2011 - Present
Knowledgent Group February 2011 - August 2011
LPL Financial July 2009 - January 2011
LPL Financial November 2007 - December 2009
Fidelity Investments January 2003 - October 2007
Fidelity Investments January 2001 - December 2002
Fidelity Investments July 1995 - December 2000
Citibank July 1990 - June 1995
KPMG September 1985 - July 1988
Skills
Management, Marketing, Strategic Planning, Business Development
Education
University of Michigan - Stephen M. Ross School of Business 1988 — 1990
MBA, General Management
University of Wisconsin-Madison 1981 — 1985
BBA, Finance and Accounting
Security Industry Institute, The Wharton School
Yale Lewis, MBA, CFP ® Yale Lewis, MBA, CFP ®'s LPL Financial Experience January 2010 - December 2010
Job Director of Investment & Planning Services at Mylestone Plans
Industry Financial Services
Experience
Mylestone Plans January 2014 - Present
Merrill Edge January 2011 - November 2013
LPL Financial January 2010 - December 2010
Campbell Wealth Management January 2009 - December 2009
Northwestern Mutual Financial Network May 2004 - December 2008
Charles Schwab and Company May 2000 - May 2004
ProFunds Advisors, Inc. January 1999 - April 2000
Edelman Financial Services September 1996 - November 1998
American Express Financial Advisors December 1995 - July 1996
Schabacker Investment Management December 1986 - September 1995
Skills
Financial Planning, Investments, Compliance, Wealth Management, Series 66, Estate Planning, Series 7, Securities, Financial Advisory, Annuities, Retirement, Retirement Planning, Insurance, Investment Advisory, Mutual Funds, Asset Management, Annuity, Asset Allocation, 401k, Portfolios, Brokerage, Investment Strategies, Personal Finance, Brokers, IRA's, Bonds, Series 63, Servicing, Portfolio Management, Savings, Financial Markets, Equities
Education
University of Maryland College Park 1984 — 1986
MBA, Business
Vassar College 1980 — 1984
BA, Liberal Arts
Mylestone Plans January 2014 - Present
Merrill Edge January 2011 - November 2013
LPL Financial January 2010 - December 2010
Campbell Wealth Management January 2009 - December 2009
Northwestern Mutual Financial Network May 2004 - December 2008
Charles Schwab and Company May 2000 - May 2004
ProFunds Advisors, Inc. January 1999 - April 2000
Edelman Financial Services September 1996 - November 1998
American Express Financial Advisors December 1995 - July 1996
Schabacker Investment Management December 1986 - September 1995
Skills
Financial Planning, Investments, Compliance, Wealth Management, Series 66, Estate Planning, Series 7, Securities, Financial Advisory, Annuities, Retirement, Retirement Planning, Insurance, Investment Advisory, Mutual Funds, Asset Management, Annuity, Asset Allocation, 401k, Portfolios, Brokerage, Investment Strategies, Personal Finance, Brokers, IRA's, Bonds, Series 63, Servicing, Portfolio Management, Savings, Financial Markets, Equities
Education
University of Maryland College Park 1984 — 1986
MBA, Business
Vassar College 1980 — 1984
BA, Liberal Arts
Eric Bush Eric Bush's LPL Financial Experience June 2012 - November 2012
Job Chief Financial Officer at Havas Edge
Industry Marketing and Advertising
Experience
Havas Edge November 2013 - Present
LPL Financial June 2012 - November 2012
RSM McGladrey Inc. May 2006 - December 2011
American Express - TBS April 2003 - April 2006
American Express - TBS February 2001 - March 2003
American Express - TBS 1999 - 2001
American Express - TBS 1992 - 1999
Skills
Strategic Planning, Mergers, Budgeting, Negotiation, Divestitures, Valuation, Financial Analysis, Forecasting, Financial Reporting, Change Management, Team Building, Financial Modeling, Due Diligence, Acquisition Integration, Accounting, Cross-functional Team..., Customer Relations, Excel, Planning, Coaching, Business Planning, Competitive Analysis, Leadership, Budgets, Mergers & Acquisitions, Corporate Finance, Customer Service, Business Strategy, Business Valuation, Strategic Financial..., Strategy, Start-ups, Management, Process Improvement, Microsoft Excel, Finance, Analysis, Executive Management, Management Consulting, SEC filings, Integration, Tax, Internal Audit, Private Equity, Sarbanes-Oxley Act, Internal Controls, Project Planning, Business Process..., Risk Management, Pricing
Education
University of Minnesota - Carlson School of Management 1999 — 2001
MBA, Accounting and Finance
University of Michigan - Stephen M. Ross School of Business 1990 — 1992
BBA, Finance
Havas Edge November 2013 - Present
LPL Financial June 2012 - November 2012
RSM McGladrey Inc. May 2006 - December 2011
American Express - TBS April 2003 - April 2006
American Express - TBS February 2001 - March 2003
American Express - TBS 1999 - 2001
American Express - TBS 1992 - 1999
Skills
Strategic Planning, Mergers, Budgeting, Negotiation, Divestitures, Valuation, Financial Analysis, Forecasting, Financial Reporting, Change Management, Team Building, Financial Modeling, Due Diligence, Acquisition Integration, Accounting, Cross-functional Team..., Customer Relations, Excel, Planning, Coaching, Business Planning, Competitive Analysis, Leadership, Budgets, Mergers & Acquisitions, Corporate Finance, Customer Service, Business Strategy, Business Valuation, Strategic Financial..., Strategy, Start-ups, Management, Process Improvement, Microsoft Excel, Finance, Analysis, Executive Management, Management Consulting, SEC filings, Integration, Tax, Internal Audit, Private Equity, Sarbanes-Oxley Act, Internal Controls, Project Planning, Business Process..., Risk Management, Pricing
Education
University of Minnesota - Carlson School of Management 1999 — 2001
MBA, Accounting and Finance
University of Michigan - Stephen M. Ross School of Business 1990 — 1992
BBA, Finance
Meghan Flaherty's LPL Financial Experience June 2015 - August 2015
Job Undergraduate Teaching Assistant at University of Maryland
Industry Education Management
Experience
University of Maryland August 2015 - Present
YMCA November 2013 - Present
LPL Financial June 2015 - August 2015
Windsor Locks Middle School September 2013 - June 2014
Skills
Microsoft Office, Customer Service, Microsoft Excel, Microsoft Word, PowerPoint, Public Speaking, Project Management, Leadership, Strategic Planning, Fundraising
Education
University of Maryland College Park 2014 — 2018
Windsor Locks High School 2010 — 2014
University of Maryland August 2015 - Present
YMCA November 2013 - Present
LPL Financial June 2015 - August 2015
Windsor Locks Middle School September 2013 - June 2014
Skills
Microsoft Office, Customer Service, Microsoft Excel, Microsoft Word, PowerPoint, Public Speaking, Project Management, Leadership, Strategic Planning, Fundraising
Education
University of Maryland College Park 2014 — 2018
Windsor Locks High School 2010 — 2014
John Skober's LPL Financial Experience October 2008 - May 2009
Job SPAWAR Financial Control Division
Industry Defense & Space
Experience
US Navy - SPAWAR January 2013 - Present
US Navy - SPAWAR October 2012 - January 2013
Booz Allen Hamilton October 2011 - October 2012
Indus Technology May 2009 - October 2011
Markei Financial Solutions April 2009 - February 2010
LPL Financial October 2008 - May 2009
Control Solutions International October 2006 - October 2008
Commerce Energy September 2008 - September 2008
DIRECTV Latin America July 2008 - September 2008
Orbital Sciences Corporation May 2008 - June 2008
Skills
VBA, ACL, SAP R/3, Internal Audit, CISA, Risk Management, Hyperion Enterprise, Financial Modeling, Data Analysis, Oracle, SQL, Unix, Windows, Information Assurance, Financial Goals, Computer Assisted Audit, Sarbanes-Oxley Act, Internal Controls, CGEIT, Visio, Business Intelligence, Business Process..., Financial Accounting, Information Technology, Business Analysis, Business Process, Information Security, ERP, Access, Consulting, Accounting, COBIT, SAP, Process Improvement, GAAP, Management, Financial Reporting, US GAAP, Business Process..., COSO, Sarbanes-Oxley, IT Audit, Financial Audits, Auditing, Access Lists, Enterprise Risk..., Finance, Integration
Education
University of Maryland University College 2003 — 2006
Masters, Business Administration
Virginia Polytechnic Institute and State University - Pamplin College of Business 1997 — 2001
BS, Finance
Coyle & Cassidy 1994 — 1997
US Navy - SPAWAR January 2013 - Present
US Navy - SPAWAR October 2012 - January 2013
Booz Allen Hamilton October 2011 - October 2012
Indus Technology May 2009 - October 2011
Markei Financial Solutions April 2009 - February 2010
LPL Financial October 2008 - May 2009
Control Solutions International October 2006 - October 2008
Commerce Energy September 2008 - September 2008
DIRECTV Latin America July 2008 - September 2008
Orbital Sciences Corporation May 2008 - June 2008
Skills
VBA, ACL, SAP R/3, Internal Audit, CISA, Risk Management, Hyperion Enterprise, Financial Modeling, Data Analysis, Oracle, SQL, Unix, Windows, Information Assurance, Financial Goals, Computer Assisted Audit, Sarbanes-Oxley Act, Internal Controls, CGEIT, Visio, Business Intelligence, Business Process..., Financial Accounting, Information Technology, Business Analysis, Business Process, Information Security, ERP, Access, Consulting, Accounting, COBIT, SAP, Process Improvement, GAAP, Management, Financial Reporting, US GAAP, Business Process..., COSO, Sarbanes-Oxley, IT Audit, Financial Audits, Auditing, Access Lists, Enterprise Risk..., Finance, Integration
Education
University of Maryland University College 2003 — 2006
Masters, Business Administration
Virginia Polytechnic Institute and State University - Pamplin College of Business 1997 — 2001
BS, Finance
Coyle & Cassidy 1994 — 1997
Jennifer Alpert, CSPO Jennifer Alpert, CSPO's LPL Financial Experience March 2014 - October 2014
Job Product Manager, Settlement Administration
Industry Legal Services
Experience
ARPC November 2014 - Present
LPL Financial March 2014 - October 2014
LPL Financial February 2013 - March 2014
Fortigent, LLC August 2009 - February 2013
Fortigent, LLC August 2008 - August 2009
Fortigent, LLC August 2007 - 2008
Fortigent, LLC January 2006 - August 2007
National Association of Home Builders June 2005 - August 2005
Skills
Business Analysis, Agile Project Management, Mindfulness, Creative Writing, Creative Problem Solving, Collaborative Leadership, User Acceptance Testing, Test Cases, Software Project..., Financial Services, Workshop Facilitation, Brainstorm Facilitation, Team Facilitation, SQL, Microsoft Excel, Portfolio Accounting, Performance Reporting, Yoga, Visio, Microsoft Word, WordPress, Software Product..., Business Requirements, Scrum, User Stories, Analysis, Agile Methodologies, Lean Startup, Economics, Use Case Analysis, Cross-functional Team..., Portfolio Management, Investments, Requirements Analysis, Finance, Problem Solving, Project Management, Management
Education
University of Maryland College Park 2003 — 2005
Bachelor of Arts (BA), Economics
University of Richmond 2001 — 2002
Economics
ARPC November 2014 - Present
LPL Financial March 2014 - October 2014
LPL Financial February 2013 - March 2014
Fortigent, LLC August 2009 - February 2013
Fortigent, LLC August 2008 - August 2009
Fortigent, LLC August 2007 - 2008
Fortigent, LLC January 2006 - August 2007
National Association of Home Builders June 2005 - August 2005
Skills
Business Analysis, Agile Project Management, Mindfulness, Creative Writing, Creative Problem Solving, Collaborative Leadership, User Acceptance Testing, Test Cases, Software Project..., Financial Services, Workshop Facilitation, Brainstorm Facilitation, Team Facilitation, SQL, Microsoft Excel, Portfolio Accounting, Performance Reporting, Yoga, Visio, Microsoft Word, WordPress, Software Product..., Business Requirements, Scrum, User Stories, Analysis, Agile Methodologies, Lean Startup, Economics, Use Case Analysis, Cross-functional Team..., Portfolio Management, Investments, Requirements Analysis, Finance, Problem Solving, Project Management, Management
Education
University of Maryland College Park 2003 — 2005
Bachelor of Arts (BA), Economics
University of Richmond 2001 — 2002
Economics
Mitchell Carr Mitchell Carr's LPL Financial Experience August 2013 - Present
Job VP Business Development at LPL Financial
Industry Financial Services
Experience
LPL Financial August 2013 - Present
Ameriprise Financial Services, Inc. January 2011 - August 2013
Ameriprise Financial February 2007 - January 2011
Merrill Lynch 2005 - 2007
Invesmart 2002 - 2004
The Sheakley Group of Companies 1996 - 2003
Education
University of Maine 1990 — 1994
BS, Business Management
LPL Financial August 2013 - Present
Ameriprise Financial Services, Inc. January 2011 - August 2013
Ameriprise Financial February 2007 - January 2011
Merrill Lynch 2005 - 2007
Invesmart 2002 - 2004
The Sheakley Group of Companies 1996 - 2003
Education
University of Maine 1990 — 1994
BS, Business Management
Clint Bull's LPL Financial Experience April 2007 - Present
Job Financial Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial April 2007 - Present
Lisle Chamber of Commerce 2004 - 2010
Edward Jones January 2001 - March 2007
Datastore Systems, Inc. December 1988 - March 2001
Education
University of Kansas - Graduate School of Business 1971 — 1975
Bachelor of Science, Business Administration
LPL Financial April 2007 - Present
Lisle Chamber of Commerce 2004 - 2010
Edward Jones January 2001 - March 2007
Datastore Systems, Inc. December 1988 - March 2001
Education
University of Kansas - Graduate School of Business 1971 — 1975
Bachelor of Science, Business Administration
Doug Bernstein Doug Bernstein's LPL Financial Experience July 2012 - November 2013
Job Network Program Manager
Industry Information Technology and Services
Experience
Hewlett-Packard March 2014 - Present
LPL Financial July 2012 - November 2013
Signature Consultants October 2011 - May 2012
Delhaize America February 2009 - September 2011
Food Lion November 2006 - February 2009
Wachovia, A Wells Fargo Company January 2000 - November 2006
Skills
Telepresence, Video Conferencing, Network Engineering, Collaboration Tools, Cloud Computing, Mobility Solutions, Active Directory, Team Leadership, Shared Services, ITIL Service Strategy, Email, IT Management, IT Strategy, Vendor Management, Information Technology, Data Center, SharePoint, Windows Server, IT Operations, Wireless Networking, SDLC, ITIL, Unified Communications, Leadership, Networking, System Administration, Project Management, Management, Incident Management, Service Management, Business Process..., IT Service Management, Solutions Marketing, Business Analysis, DNS, Integration, Troubleshooting, Visio, Security
Education
University of North Carolina at Greensboro 1991 — 1993
Bachelor of Science, Business Management
University of Massachusetts, Amherst 1987 — 1989
Mechanical Engineering / Computer Science
Hewlett-Packard March 2014 - Present
LPL Financial July 2012 - November 2013
Signature Consultants October 2011 - May 2012
Delhaize America February 2009 - September 2011
Food Lion November 2006 - February 2009
Wachovia, A Wells Fargo Company January 2000 - November 2006
Skills
Telepresence, Video Conferencing, Network Engineering, Collaboration Tools, Cloud Computing, Mobility Solutions, Active Directory, Team Leadership, Shared Services, ITIL Service Strategy, Email, IT Management, IT Strategy, Vendor Management, Information Technology, Data Center, SharePoint, Windows Server, IT Operations, Wireless Networking, SDLC, ITIL, Unified Communications, Leadership, Networking, System Administration, Project Management, Management, Incident Management, Service Management, Business Process..., IT Service Management, Solutions Marketing, Business Analysis, DNS, Integration, Troubleshooting, Visio, Security
Education
University of North Carolina at Greensboro 1991 — 1993
Bachelor of Science, Business Management
University of Massachusetts, Amherst 1987 — 1989
Mechanical Engineering / Computer Science
Mark Pedersen's LPL Financial Experience September 2008 - March 2009
Job Institutional Sales at TD Ameritrade
Industry Financial Services
Experience
TD Ameritrade January 2012 - Present
Priority Capital Group May 2009 - March 2011
LPL Financial September 2008 - March 2009
First Allied Securities, Inc November 2007 - July 2008
Dunham & Associates October 2005 - November 2007
American Express September 1995 - October 2005
Skills
Relationship Management, Team Management, Financial Services, Series 7, Series 63, Series 65, FINRA Series 66, Mutual Funds, Investments, Strategic Financial..., Wealth Management, Finance, CRM, Insurance, Alternative Investments, Investment Advisory, Asset Allocation, Financial Advisory, Strategic Planning, Sales Management, FINRA Series 7, Financial Planning, Real Estate, Wholesaling, FINRA, Sales Presentations, Asset Management, Annuities, Retirement Planning, Securities, Team Leadership, Lean Management, Management, RIA, Project Management, Business Development, Business Transition..., Practice Management, IAR
Education
University of Minnesota-Twin Cities 1990 — 1995
Bachelor of Arts, Sociology
Delano Senior High
University of Minnesota Duluth
University of Minnesota-Twin Cities
TD Ameritrade January 2012 - Present
Priority Capital Group May 2009 - March 2011
LPL Financial September 2008 - March 2009
First Allied Securities, Inc November 2007 - July 2008
Dunham & Associates October 2005 - November 2007
American Express September 1995 - October 2005
Skills
Relationship Management, Team Management, Financial Services, Series 7, Series 63, Series 65, FINRA Series 66, Mutual Funds, Investments, Strategic Financial..., Wealth Management, Finance, CRM, Insurance, Alternative Investments, Investment Advisory, Asset Allocation, Financial Advisory, Strategic Planning, Sales Management, FINRA Series 7, Financial Planning, Real Estate, Wholesaling, FINRA, Sales Presentations, Asset Management, Annuities, Retirement Planning, Securities, Team Leadership, Lean Management, Management, RIA, Project Management, Business Development, Business Transition..., Practice Management, IAR
Education
University of Minnesota-Twin Cities 1990 — 1995
Bachelor of Arts, Sociology
Delano Senior High
University of Minnesota Duluth
University of Minnesota-Twin Cities
Hecky Powell's LPL Financial Experience January 2014 - June 2015
Job Associate at Dimensional Fund Advisors
Industry Financial Services
Experience
Dimensional Fund Advisors June 2015 - Present
LPL Financial January 2014 - June 2015
LPL Financial March 2012 - January 2014
LPL Financial September 2010 - March 2012
First Bank and Trust April 2010 - September 2010
Skills
Business Strategy, Financial Analysis, Forecasting, Financial Modeling, Analysis, Customer Service, Budgets, Finance, Investments, Business Development, Variance Analysis, Process Improvement, Accounting, Microsoft Excel, Access Database, PowerPoint, Microsoft Office, Sales, Team Building, Banking, Data Analysis, Regression Analysis, SQL, VBA, Product Development, Product Management
Education
University of Michigan
B.A., Economics and History
Dimensional Fund Advisors June 2015 - Present
LPL Financial January 2014 - June 2015
LPL Financial March 2012 - January 2014
LPL Financial September 2010 - March 2012
First Bank and Trust April 2010 - September 2010
Skills
Business Strategy, Financial Analysis, Forecasting, Financial Modeling, Analysis, Customer Service, Budgets, Finance, Investments, Business Development, Variance Analysis, Process Improvement, Accounting, Microsoft Excel, Access Database, PowerPoint, Microsoft Office, Sales, Team Building, Banking, Data Analysis, Regression Analysis, SQL, VBA, Product Development, Product Management
Education
University of Michigan
B.A., Economics and History
John Roeller, CFP®'s LPL Financial Experience 2010 - Present
Job LPL Financial Advisor
Industry Financial Services
Experience
LPL Financial 2010 - Present
Opus 111 Group, LLC 2009 - 2010
Sun Life Financial 2006 - 2009
Symetra Financial 2001 - 2006
Skills
Financial Planning, Investments, Financial Services, Retirement Planning, Finance, Securities, Mutual Funds, Series 7, Insurance
Education
University of Minnesota - Carlson School of Management 1998 — 2000
MBA, Marketing and Finance
University of Minnesota-Twin Cities 1986 — 1991
LPL Financial 2010 - Present
Opus 111 Group, LLC 2009 - 2010
Sun Life Financial 2006 - 2009
Symetra Financial 2001 - 2006
Skills
Financial Planning, Investments, Financial Services, Retirement Planning, Finance, Securities, Mutual Funds, Series 7, Insurance
Education
University of Minnesota - Carlson School of Management 1998 — 2000
MBA, Marketing and Finance
University of Minnesota-Twin Cities 1986 — 1991
Guru Rao Guru Rao's LPL Financial Experience January 2013 - May 2015
Job Chief Technology Officer at incapsulate
Industry Information Technology and Services
Experience
incapsulate June 2015 - Present
LPL Financial January 2013 - May 2015
Fortigent, LLC July 2008 - December 2012
Fortigent May 2004 - June 2008
Reuters 1999 - 2003
Sasken 1995 - 1999
Skills
Agile Project Management, Continuous Delivery, Test Automation, Offshore Software..., Technical Support &..., Vendor Management, Wealth Management..., Human Capital Management, Agile Methodologies, Wealth Management, Personnel Management, Software Development, SharePoint, Data Warehousing, Business Analysis, ETL, Integration, Testing, Software Engineering, Product Management, Enterprise Architecture, IT Strategy, Project Management, Architecture, SDLC, Software Project..., Scrum, SOA, Requirements Analysis, Architectures
Education
University of Phoenix 2000 — 2002
MBA, General Administration
University of Mysore 1991 — 1995
Bachelor of Engineering, Computer Science
incapsulate June 2015 - Present
LPL Financial January 2013 - May 2015
Fortigent, LLC July 2008 - December 2012
Fortigent May 2004 - June 2008
Reuters 1999 - 2003
Sasken 1995 - 1999
Skills
Agile Project Management, Continuous Delivery, Test Automation, Offshore Software..., Technical Support &..., Vendor Management, Wealth Management..., Human Capital Management, Agile Methodologies, Wealth Management, Personnel Management, Software Development, SharePoint, Data Warehousing, Business Analysis, ETL, Integration, Testing, Software Engineering, Product Management, Enterprise Architecture, IT Strategy, Project Management, Architecture, SDLC, Software Project..., Scrum, SOA, Requirements Analysis, Architectures
Education
University of Phoenix 2000 — 2002
MBA, General Administration
University of Mysore 1991 — 1995
Bachelor of Engineering, Computer Science
Christopher Sherer Christopher Sherer's LPL Financial Experience June 2012 - July 2012
Job Student at University of Massachusetts, Amherst
Industry
Experience
LPL Financial June 2012 - July 2012
The Hartford Business Journal May 2012 - June 2012
The Connecticut Science Center December 2011 - January 2012
Skills
Microsoft Excel, Microsoft Word, PowerPoint, Communication, Team Leadership, Accounting
Education
University of Massachusetts, Amherst 2011 — 2015
LPL Financial June 2012 - July 2012
The Hartford Business Journal May 2012 - June 2012
The Connecticut Science Center December 2011 - January 2012
Skills
Microsoft Excel, Microsoft Word, PowerPoint, Communication, Team Leadership, Accounting
Education
University of Massachusetts, Amherst 2011 — 2015
Brett Green Brett Green's LPL Financial Experience March 2014 - Present
Job VP Technology at Fortigent, LLC
Industry Computer Software
Experience
LPL Financial March 2014 - Present
Skills
ASP.NET MVC, jQuery, KnockoutJS, .NET, C#, ASP.NET, Agile Methodologies, TeamCity, Data Warehousing, Microsoft SQL Server, Web Applications, T-SQL, Software Development, JavaScript, XML, SQL, Cross-functional Team..., WCF, Web Services, SOA, SDLC, Scrum, Visual Studio, Leadership, VB.NET, IIS, Team Leadership, Unit Testing, NUnit, Query Optimization, SSIS, Test Driven Development, AJAX, Silverlight, Scalability, User Interface Design, Usability Engineering, MVC, Requirements Analysis, Databases, Software Project..., Enterprise Architecture, Integration, Lean Management, Dimensional Modeling, Query Tuning, Design Patterns
Education
University of Maryland College Park 1996 — 2000
BS, Computer Science
Eleanor Roosevelt High School - Science and Technology Program 1985 — 1988
LPL Financial March 2014 - Present
Skills
ASP.NET MVC, jQuery, KnockoutJS, .NET, C#, ASP.NET, Agile Methodologies, TeamCity, Data Warehousing, Microsoft SQL Server, Web Applications, T-SQL, Software Development, JavaScript, XML, SQL, Cross-functional Team..., WCF, Web Services, SOA, SDLC, Scrum, Visual Studio, Leadership, VB.NET, IIS, Team Leadership, Unit Testing, NUnit, Query Optimization, SSIS, Test Driven Development, AJAX, Silverlight, Scalability, User Interface Design, Usability Engineering, MVC, Requirements Analysis, Databases, Software Project..., Enterprise Architecture, Integration, Lean Management, Dimensional Modeling, Query Tuning, Design Patterns
Education
University of Maryland College Park 1996 — 2000
BS, Computer Science
Eleanor Roosevelt High School - Science and Technology Program 1985 — 1988
William McDonough William McDonough's LPL Financial Experience June 2003 - Present
Job Investment Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2003 - Present
Edward Jones April 1996 - June 2003
Skills
Investments, Wealth Management, Mutual Funds, Retirement Planning, Asset Allocation, Asset Management, Retirement, Portfolio Management, Securities, Series 7, Alternative Investments, Financial Services, Investment Advisory, Series 63
Education
University of Mississippi
Bachelor of Finance
LPL Financial June 2003 - Present
Edward Jones April 1996 - June 2003
Skills
Investments, Wealth Management, Mutual Funds, Retirement Planning, Asset Allocation, Asset Management, Retirement, Portfolio Management, Securities, Series 7, Alternative Investments, Financial Services, Investment Advisory, Series 63
Education
University of Mississippi
Bachelor of Finance
Chris Scott, CFA's LPL Financial Experience June 2008 - August 2012
Job Portfolio Manager
Industry Financial Services
Experience
Wealth Management Firm May 2013 - Present
LPL Financial June 2008 - August 2012
US Navy 1997 - 2012
LPL Financial December 2006 - June 2008
Ameriprise Financial Services, Inc. December 2005 - June 2006
Skills
Fixed Income, Mutual Funds, Investment Advisory, Investments, Wealth Management, Equities, Bloomberg, Retirement Planning, Alternative Investments, Financial Advisory, Securities, Trading, Portfolio Management, Strategic Financial..., Asset Allocation, Structured Products, Performance Measurement, Series 7
Education
University of Missouri-Columbia 2001 — 2005
BA, Economics
Wealth Management Firm May 2013 - Present
LPL Financial June 2008 - August 2012
US Navy 1997 - 2012
LPL Financial December 2006 - June 2008
Ameriprise Financial Services, Inc. December 2005 - June 2006
Skills
Fixed Income, Mutual Funds, Investment Advisory, Investments, Wealth Management, Equities, Bloomberg, Retirement Planning, Alternative Investments, Financial Advisory, Securities, Trading, Portfolio Management, Strategic Financial..., Asset Allocation, Structured Products, Performance Measurement, Series 7
Education
University of Missouri-Columbia 2001 — 2005
BA, Economics
Laurie Kramer, CFP®'s LPL Financial Experience November 1993 - Present
Job Senior Vice President, Sandy Spring Wealth Management
Industry Financial Services
Experience
Sandy Spring Bank November 1993 - Present
LPL Financial November 1993 - Present
Education
University of Maryland University College
Bachelor of Science, Communication
Sherwood High School 1984 — 1988
Sandy Spring Bank November 1993 - Present
LPL Financial November 1993 - Present
Education
University of Maryland University College
Bachelor of Science, Communication
Sherwood High School 1984 — 1988
Ryan Alt Ryan Alt's LPL Financial Experience March 2006 - December 2010
Job Regional Supervisory Officer AVP at PNC Investments
Industry Financial Services
Experience
PNC February 2015 - Present
Morgan Stanley Wealth Management September 2011 - February 2015
LPL Financial March 2006 - December 2010
LPL Financial February 2004 - March 2006
H&R Block Financial Advisors February 2001 - February 2004
Education
University of Iowa - Henry B. Tippie College of Business 1996 — 2000
Bachelor of Business Administration, Finance
PNC February 2015 - Present
Morgan Stanley Wealth Management September 2011 - February 2015
LPL Financial March 2006 - December 2010
LPL Financial February 2004 - March 2006
H&R Block Financial Advisors February 2001 - February 2004
Education
University of Iowa - Henry B. Tippie College of Business 1996 — 2000
Bachelor of Business Administration, Finance
Thomas Bischof Thomas Bischof's LPL Financial Experience November 2000 - January 2013
Job Investment Consultant and Chief Compliance Officer at Bagby Wealth Management
Industry Financial Services
Experience
Bagby Wealth Management January 1998 - Present
Bagby Wealth Management December 2001 - Present
Bagby Wealth Management June 2012 - Present
LPL Financial November 2000 - January 2013
City Council of Bloomfield Missouri April 2007 - April 2011
Cambridge Investment Research December 1998 - October 2000
LPL Financial February 1998 - October 1998
Attorney At Law at Powell, Ringer and Bischof 1982 - 1997
Skills
Private Trustee
Education
University of Missouri-Kansas City 1976 — 1978
J.D., Law
St. Louis University 1973 — 1974
B.S., Medical Technology Undergraduate
University of Missouri-Columbia 1969 — 1972
B.A., Zoology Undergraduate
Bagby Wealth Management January 1998 - Present
Bagby Wealth Management December 2001 - Present
Bagby Wealth Management June 2012 - Present
LPL Financial November 2000 - January 2013
City Council of Bloomfield Missouri April 2007 - April 2011
Cambridge Investment Research December 1998 - October 2000
LPL Financial February 1998 - October 1998
Attorney At Law at Powell, Ringer and Bischof 1982 - 1997
Skills
Private Trustee
Education
University of Missouri-Kansas City 1976 — 1978
J.D., Law
St. Louis University 1973 — 1974
B.S., Medical Technology Undergraduate
University of Missouri-Columbia 1969 — 1972
B.A., Zoology Undergraduate
Neal Sundberg's LPL Financial Experience 2003 - 2006
Job Staff Manager, IT at Qualcomm
Industry Telecommunications
Experience
Qualcomm April 2015 - Present
Qualcomm April 2011 - April 2015
FLO TV Incorporated, subsidiary of Qualcomm October 2006 - April 2011
LPL Financial 2003 - 2006
Elan Pharmaceuticals 2002 - 2003
Qualcomm 1994 - 2002
General Dynamics 1990 - 1994
Skills
Software Development, Unix, Integration, SQL, Oracle, Databases, Solaris, Perl, Shell Scripting, PL/SQL, System Architecture, Hadoop, Agile Methodologies, MySQL, High Availability, Oracle Applications, Unix Shell Scripting, Linux, TCP/IP, Java, JavaScript, Enterprise Architecture, Software Design, Software Engineering, SOA, Distributed Systems, Object Oriented Design, Python, Tomcat, JBoss Application Server, Operating Systems, Mobile Applications
Education
University of Maryland College Park 1986 — 1990
BS, Computer Science
Qualcomm April 2015 - Present
Qualcomm April 2011 - April 2015
FLO TV Incorporated, subsidiary of Qualcomm October 2006 - April 2011
LPL Financial 2003 - 2006
Elan Pharmaceuticals 2002 - 2003
Qualcomm 1994 - 2002
General Dynamics 1990 - 1994
Skills
Software Development, Unix, Integration, SQL, Oracle, Databases, Solaris, Perl, Shell Scripting, PL/SQL, System Architecture, Hadoop, Agile Methodologies, MySQL, High Availability, Oracle Applications, Unix Shell Scripting, Linux, TCP/IP, Java, JavaScript, Enterprise Architecture, Software Design, Software Engineering, SOA, Distributed Systems, Object Oriented Design, Python, Tomcat, JBoss Application Server, Operating Systems, Mobile Applications
Education
University of Maryland College Park 1986 — 1990
BS, Computer Science
Jim Winslow Jim Winslow's LPL Financial Experience 2005 - 2014
Job Partner, Senior Financial Advisor at Arbor Trust Wealth Advisors
Industry Financial Services
Experience
Arbor Trust Wealth Advisors August 2014 - Present
United Bank & Trust 2002 - August 2014
LPL Financial 2005 - 2014
McDonald Investments 1998 - 2003
B.R. Chamberlain & Sons 1996 - 1998
Skills
Financial Planning, Retirement, 401k, Investments, Investment Management, Wealth Management, Portfolio Management, Series 7, Investment Strategies, Investment Advisory, Estate Planning, Retirement Planning, Asset Allocation, Uniform Combined State..., Alternative Investments, FINRA, Series 63, Securities, Mutual Funds
Education
The College for Financial Planning 2009 — 2011
Master of Science (MS), Financial Planning
University of Michigan 1988 — 1992
BGS, Marketing, Spanish
Arbor Trust Wealth Advisors August 2014 - Present
United Bank & Trust 2002 - August 2014
LPL Financial 2005 - 2014
McDonald Investments 1998 - 2003
B.R. Chamberlain & Sons 1996 - 1998
Skills
Financial Planning, Retirement, 401k, Investments, Investment Management, Wealth Management, Portfolio Management, Series 7, Investment Strategies, Investment Advisory, Estate Planning, Retirement Planning, Asset Allocation, Uniform Combined State..., Alternative Investments, FINRA, Series 63, Securities, Mutual Funds
Education
The College for Financial Planning 2009 — 2011
Master of Science (MS), Financial Planning
University of Michigan 1988 — 1992
BGS, Marketing, Spanish
William Martens William Martens's LPL Financial Experience October 2013 - June 2015
Job Accountant CPA
Industry Financial Services
Experience
LPL Financial October 2013 - June 2015
LPL Financial August 2012 - September 2013
LPL Finanical June 2011 - August 2012
LPL Financial September 2010 - May 2011
State Street July 2008 - July 2010
State Street November 2005 - July 2008
Skills
Account Reconciliation, Finance, Financial Reporting, Financial Services, Financial Statements, Sarbanes-Oxley Act, Accounting, Financial Analysis, Variance Analysis, Investments, Mutual Funds
Education
University of Missouri-Columbia 2003 — 2004
Bachelor’s Degree, Plant Science
LPL Financial October 2013 - June 2015
LPL Financial August 2012 - September 2013
LPL Finanical June 2011 - August 2012
LPL Financial September 2010 - May 2011
State Street July 2008 - July 2010
State Street November 2005 - July 2008
Skills
Account Reconciliation, Finance, Financial Reporting, Financial Services, Financial Statements, Sarbanes-Oxley Act, Accounting, Financial Analysis, Variance Analysis, Investments, Mutual Funds
Education
University of Missouri-Columbia 2003 — 2004
Bachelor’s Degree, Plant Science
June Sonsalla's LPL Financial Experience October 2014 - Present
Job Talent Management & Development Executive
Industry Financial Services
Experience
LPL Financial October 2014 - Present
Ameriprise Financial November 2010 - October 2014
RiverSource Distributors June 2007 - November 2010
Novastar Mortgage July 2006 - May 2007
Ameriquest Mortgage September 2004 - July 2006
Allianz Life Insurance Company January 1999 - September 2004
Access To Employment Too, Inc. September 1997 - January 1999
Skills
Leadership Development, Talent Management, Performance Management, Strategic Planning, Organizational..., Organizational..., Coaching, Leadership, Career Development, Workforce Planning, Series 7, Onboarding, Talent Acquisition, Succession Planning, Executive Coaching, Performance Consulting, Instructional Design, Recruiting, Workshop Facilitation, Sales Management, Team Building, Personnel Management, Employee Training, Performance Improvement, Instructor-led Training, Change Management, Program Management, Needs Analysis, Management, Employee Engagement, Training Facilitation, ADDIE, Human Resources, Training Delivery, Large Group Facilitation, Assessment Tools, Talent Assessment, Performance Measurement, Human Capital Strategy, Sales Process, Customer Satisfaction, Series 24, Organizational Learning, Career Development..., Competency Based..., Sales Operations, Business Development, New Business Development, Training, Strategy
Education
St. Mary's University of Minnesota 2013 — 2015
Master of Arts (MA), Human Resources Management and Services
University of Minnesota - Morris 1996 — 1997
BA, Human Services
Arcadia High School 1988 — 1992
High School, General
LPL Financial October 2014 - Present
Ameriprise Financial November 2010 - October 2014
RiverSource Distributors June 2007 - November 2010
Novastar Mortgage July 2006 - May 2007
Ameriquest Mortgage September 2004 - July 2006
Allianz Life Insurance Company January 1999 - September 2004
Access To Employment Too, Inc. September 1997 - January 1999
Skills
Leadership Development, Talent Management, Performance Management, Strategic Planning, Organizational..., Organizational..., Coaching, Leadership, Career Development, Workforce Planning, Series 7, Onboarding, Talent Acquisition, Succession Planning, Executive Coaching, Performance Consulting, Instructional Design, Recruiting, Workshop Facilitation, Sales Management, Team Building, Personnel Management, Employee Training, Performance Improvement, Instructor-led Training, Change Management, Program Management, Needs Analysis, Management, Employee Engagement, Training Facilitation, ADDIE, Human Resources, Training Delivery, Large Group Facilitation, Assessment Tools, Talent Assessment, Performance Measurement, Human Capital Strategy, Sales Process, Customer Satisfaction, Series 24, Organizational Learning, Career Development..., Competency Based..., Sales Operations, Business Development, New Business Development, Training, Strategy
Education
St. Mary's University of Minnesota 2013 — 2015
Master of Arts (MA), Human Resources Management and Services
University of Minnesota - Morris 1996 — 1997
BA, Human Services
Arcadia High School 1988 — 1992
High School, General
Hari Rao, MBA, CFP®'s LPL Financial Experience March 2011 - May 2012
Job Wealth Advisor at LPL Financial | Great Lakes Advisor Group
Industry Financial Services
Experience
LPL Financial Great Lakes Advisor Group May 2012 - Present
LPL Financial March 2011 - May 2012
Self - Employed May 2001 - April 2010
Hoover Pain Clinic May 2001 - April 2010
Collins, Buri & McConkey, LLP January 2001 - April 2001
Ciulla, Smith & Dale, LLP May 1999 - April 2000
Skills
Retirement, Accounting, Property Management, Portfolio Management, Finance, Equities, Asset Managment, Investments, Series 7, Life Insurance, Long Term Care Insurance, Variable Annuities, Personal Financial..., Strategic Financial..., Wealth Management, Financial Analysis, Investment Strategies, Fixed Income, Asset Management, Asset Allocation, Alternative Investments, Securities, Financial Advisory, Retirement Planning
Education
Dale Carnegie Training 2012 — 2012
Certificate, Program Graduate
Oakland University 2010 — 2011
Certificate, Personal Financial Planning
University of Michigan-Dearborn 2006 — 2007
MBA, Finance
University of Michigan-Dearborn 1998 — 2001
BBA, Accounting and Finance
University Liggett School 1987 — 1991
High School Diploma
LPL Financial Great Lakes Advisor Group May 2012 - Present
LPL Financial March 2011 - May 2012
Self - Employed May 2001 - April 2010
Hoover Pain Clinic May 2001 - April 2010
Collins, Buri & McConkey, LLP January 2001 - April 2001
Ciulla, Smith & Dale, LLP May 1999 - April 2000
Skills
Retirement, Accounting, Property Management, Portfolio Management, Finance, Equities, Asset Managment, Investments, Series 7, Life Insurance, Long Term Care Insurance, Variable Annuities, Personal Financial..., Strategic Financial..., Wealth Management, Financial Analysis, Investment Strategies, Fixed Income, Asset Management, Asset Allocation, Alternative Investments, Securities, Financial Advisory, Retirement Planning
Education
Dale Carnegie Training 2012 — 2012
Certificate, Program Graduate
Oakland University 2010 — 2011
Certificate, Personal Financial Planning
University of Michigan-Dearborn 2006 — 2007
MBA, Finance
University of Michigan-Dearborn 1998 — 2001
BBA, Accounting and Finance
University Liggett School 1987 — 1991
High School Diploma
Taimoor Muhammad Taimoor Muhammad's LPL Financial Experience March 2011 - September 2012
Job Solutions Analyst at LPL Financial
Industry Financial Services
Experience
T. Rowe Price October 2013 - Present
CareFirst BlueCross BlueShield April 2013 - August 2013
LPL Financial March 2011 - September 2012
Lockheed Martin February 2008 - December 2010
Wells Fargo December 2006 - December 2007
ClientLogic November 2005 - September 2006
Simpressions June 2005 - August 2005
Skills
SDLC, Business Analysis, Requirements Analysis, Visio, SharePoint, Data Warehousing, Integration, Business Intelligence, Agile Methodologies, SQL, .NET, ETL, Project Management, User Acceptance Testing, Business Requirements, Quality Center, UML, Microsoft SQL Server, Database Design, T-SQL, Data Modeling, Systems Analysis, Software Project..., Enterprise Architecture, Agile Project Management, Scrum, Databases, Software Development, Requirements Gathering, DB2
Education
University of Manitoba 2000 — 2005
Bachelor of Science, Computer Science, Minor in Business Management
T. Rowe Price October 2013 - Present
CareFirst BlueCross BlueShield April 2013 - August 2013
LPL Financial March 2011 - September 2012
Lockheed Martin February 2008 - December 2010
Wells Fargo December 2006 - December 2007
ClientLogic November 2005 - September 2006
Simpressions June 2005 - August 2005
Skills
SDLC, Business Analysis, Requirements Analysis, Visio, SharePoint, Data Warehousing, Integration, Business Intelligence, Agile Methodologies, SQL, .NET, ETL, Project Management, User Acceptance Testing, Business Requirements, Quality Center, UML, Microsoft SQL Server, Database Design, T-SQL, Data Modeling, Systems Analysis, Software Project..., Enterprise Architecture, Agile Project Management, Scrum, Databases, Software Development, Requirements Gathering, DB2
Education
University of Manitoba 2000 — 2005
Bachelor of Science, Computer Science, Minor in Business Management
David Wagener David Wagener's LPL Financial Experience November 2013 - Present
Job Regulatory Affairs, Legal at LPL Financial
Industry Financial Services
Experience
LPL Financial November 2013 - Present
Fidelity Investments October 2009 - June 2013
Canaccord Genuity Inc. July 2006 - September 2009
Edward Jones January 1990 - July 2006
Skills
Trading, Series 7, Series 24, Series 63, Financial Markets, Financial Regulation, Financial Services, Operations, Risk Management, Risk Assessment, Operational Risk, Fixed Income, Equity Trading, Equity Capital Markets, Research, Investment Banking, Anti Money Laundering, Internal Investigations, Regulatory Affairs, Regulatory Requirements, Securities Regulation, SEC Regulations, FINRA, Series 9/10, Regulatory Compliance, Compliance Management, Leadership, Coaching, AML
Education
Webster University 2005 — 2008
Master of Arts (M.A.), Legal Analysis
University of Missouri - St. Louis 1995 — 1998
Master of Business Administration (M.B.A.)
LPL Financial November 2013 - Present
Fidelity Investments October 2009 - June 2013
Canaccord Genuity Inc. July 2006 - September 2009
Edward Jones January 1990 - July 2006
Skills
Trading, Series 7, Series 24, Series 63, Financial Markets, Financial Regulation, Financial Services, Operations, Risk Management, Risk Assessment, Operational Risk, Fixed Income, Equity Trading, Equity Capital Markets, Research, Investment Banking, Anti Money Laundering, Internal Investigations, Regulatory Affairs, Regulatory Requirements, Securities Regulation, SEC Regulations, FINRA, Series 9/10, Regulatory Compliance, Compliance Management, Leadership, Coaching, AML
Education
Webster University 2005 — 2008
Master of Arts (M.A.), Legal Analysis
University of Missouri - St. Louis 1995 — 1998
Master of Business Administration (M.B.A.)
Guopeng Cheng Guopeng Cheng's LPL Financial Experience June 2014 - August 2014
Job Graduate student at University of MissouriColumbia
Industry Financial Services
Experience
University of Missouri January 2013 - Present
LPL Financial June 2014 - August 2014
University of Missouri - Office for Financial Success January 2012 - December 2012
State Farm December 2011 - August 2012
Skills
Customer Service, Microsoft Word, Microsoft Office, Teamwork, Financial Analysis, Leadership
Education
University of Missouri-Columbia 2013 — 2015
Master of Science (MS), Personal Financial Planning
University of Missouri-Columbia 2013 — 2015
Graduate Minor, Statistics
University of Missouri-Columbia 2009 — 2012
Bachelor of Science (B.S.), Personal Financial Planning
University of Missouri January 2013 - Present
LPL Financial June 2014 - August 2014
University of Missouri - Office for Financial Success January 2012 - December 2012
State Farm December 2011 - August 2012
Skills
Customer Service, Microsoft Word, Microsoft Office, Teamwork, Financial Analysis, Leadership
Education
University of Missouri-Columbia 2013 — 2015
Master of Science (MS), Personal Financial Planning
University of Missouri-Columbia 2013 — 2015
Graduate Minor, Statistics
University of Missouri-Columbia 2009 — 2012
Bachelor of Science (B.S.), Personal Financial Planning
Ian T. Moore Ian T. Moore's LPL Financial Experience October 2010 - April 2013
Job Senior Auditor I, AVP Bank of America
Industry Financial Services
Experience
Bank of America April 2013 - Present
LPL Financial October 2010 - April 2013
Skills
AML, Bank Secrecy Act, CAMS, Fraud, OFAC, Securities
Education
University of Maryland College Park
B.A., Criminal Justice
Bank of America April 2013 - Present
LPL Financial October 2010 - April 2013
Skills
AML, Bank Secrecy Act, CAMS, Fraud, OFAC, Securities
Education
University of Maryland College Park
B.A., Criminal Justice
Dan O'Neill, PHR, SHRM-CP Dan O'Neill, PHR, SHRM-CP's LPL Financial Experience 2007 - 2008
Job HR & Talent Acquisition Management
Industry Information Technology and Services
Experience
Parsons Corporation January 2015 - Present
Secure Mission Solutions a PARSONS Company September 2013 - January 2015
RBD Consulting 2009 - 2013
LPL Financial 2007 - 2008
The Lawton Group 2004 - 2006
HireStrategy 2003 - 2004
Skills
Organizational..., Recruiting, Human Resources, Strategic Planning, Internet Recruiting, Sales, Team Building, Manufacturing, Applicant Tracking..., Technical Recruiting, Hiring, Personnel Management, Automotive, Accounting, Onboarding, Customer Service, Business Development, Organizational..., Temporary Staffing, Engineering, Lean Manufacturing, SDLC, New Business Development, Organizational Design, Nonprofits, Customer Relations, Direct Placement, Machinery, Client Development, Non-profits, Financial Analysis, Financial Reporting, Liasoning, IT Solutions, Call Center, Telecommunications, Database Administration, Relocation, HR Metrics, Staffing Metrics, Full-life Cycle..., Talent Pipelining, Mediation, Peacemaking, Temp-to-perm, Contract-to-hire, Extending Offers, Surfing, College Recruiting, Getting gnarly
Education
University of Mary Washington 1998 — 2002
BA, Philosophy; Classical Studies
McLean HS/La Jolla HS 1994 — 1998
Political Science/Surfing, Information Technology Project Management
Parsons Corporation January 2015 - Present
Secure Mission Solutions a PARSONS Company September 2013 - January 2015
RBD Consulting 2009 - 2013
LPL Financial 2007 - 2008
The Lawton Group 2004 - 2006
HireStrategy 2003 - 2004
Skills
Organizational..., Recruiting, Human Resources, Strategic Planning, Internet Recruiting, Sales, Team Building, Manufacturing, Applicant Tracking..., Technical Recruiting, Hiring, Personnel Management, Automotive, Accounting, Onboarding, Customer Service, Business Development, Organizational..., Temporary Staffing, Engineering, Lean Manufacturing, SDLC, New Business Development, Organizational Design, Nonprofits, Customer Relations, Direct Placement, Machinery, Client Development, Non-profits, Financial Analysis, Financial Reporting, Liasoning, IT Solutions, Call Center, Telecommunications, Database Administration, Relocation, HR Metrics, Staffing Metrics, Full-life Cycle..., Talent Pipelining, Mediation, Peacemaking, Temp-to-perm, Contract-to-hire, Extending Offers, Surfing, College Recruiting, Getting gnarly
Education
University of Mary Washington 1998 — 2002
BA, Philosophy; Classical Studies
McLean HS/La Jolla HS 1994 — 1998
Political Science/Surfing, Information Technology Project Management
Nicholas Hopwood, CFP® Nicholas Hopwood, CFP®'s LPL Financial Experience March 2000 - July 2015
Job President, Peak Wealth Management, LLC
Industry Financial Services
Experience
Peak Wealth Management, LLC June 2014 - Present
LPL Financial March 2000 - July 2015
Skills
Wealth Management, Retirement, Wealth Management..., Investment Management, Securities, Series 7, FINRA, Mutual Funds, Retirement Planning, Certified Financial..., Investments, Personal Finance, Process Improvement, Small Business, Management Consulting, Strategy, Finance, Financial Services
Education
University of Michigan 1997 — 2001
BA, Economics
hs 1994 — 1997
Peak Wealth Management, LLC June 2014 - Present
LPL Financial March 2000 - July 2015
Skills
Wealth Management, Retirement, Wealth Management..., Investment Management, Securities, Series 7, FINRA, Mutual Funds, Retirement Planning, Certified Financial..., Investments, Personal Finance, Process Improvement, Small Business, Management Consulting, Strategy, Finance, Financial Services
Education
University of Michigan 1997 — 2001
BA, Economics
hs 1994 — 1997
Lisa Cobble Lisa Cobble's LPL Financial Experience 2009 - March 2013
Job Senior Technology Leader
Industry Information Technology and Services
Experience
Cobble Consulting 2009 - Present
Junior League of San Diego 2009 - Present
Just in Time for Foster Youth July 2015 - Present
Kratos Defense and Security Solutions March 2013 - April 2014
LPL Financial 2009 - March 2013
Sempra Energy 2007 - 2009
AMN Healthcare 2006 - 2006
SunCoke Energy 1993 - 2006
Skills
SDLC, Integration, Business Process, Project Planning, Business Analysis, Program Management, ERP, Requirements Analysis, PMO, Accounting, Software Project..., Agile Methodologies, Project Management, Risk Management, Project Portfolio..., Scrum, Management, Leadership, Budgets, Software Development, PMP, SaaS, IT Management, Change Management, SharePoint, Enterprise Architecture, Application Development, Vendor Management, Process Engineering, Business Intelligence, Team Leadership, Agile Project Management, Microsoft SQL Server, Cross-functional Team..., Software Implementation, Business Process..., IT Strategy, Agile, Architecture, Non-profit Volunteering, Public Speaking
Education
University of Maryland University College
MS, Accounting and Information Systems
University of Tennessee-Knoxville
BA, Liberal Arts, History
Cobble Consulting 2009 - Present
Junior League of San Diego 2009 - Present
Just in Time for Foster Youth July 2015 - Present
Kratos Defense and Security Solutions March 2013 - April 2014
LPL Financial 2009 - March 2013
Sempra Energy 2007 - 2009
AMN Healthcare 2006 - 2006
SunCoke Energy 1993 - 2006
Skills
SDLC, Integration, Business Process, Project Planning, Business Analysis, Program Management, ERP, Requirements Analysis, PMO, Accounting, Software Project..., Agile Methodologies, Project Management, Risk Management, Project Portfolio..., Scrum, Management, Leadership, Budgets, Software Development, PMP, SaaS, IT Management, Change Management, SharePoint, Enterprise Architecture, Application Development, Vendor Management, Process Engineering, Business Intelligence, Team Leadership, Agile Project Management, Microsoft SQL Server, Cross-functional Team..., Software Implementation, Business Process..., IT Strategy, Agile, Architecture, Non-profit Volunteering, Public Speaking
Education
University of Maryland University College
MS, Accounting and Information Systems
University of Tennessee-Knoxville
BA, Liberal Arts, History
Tony Neves Tony Neves's LPL Financial Experience May 1998 - September 2001
Job Regional Director at GWG Holdings, Inc.
Industry Financial Services
Experience
GWG Holdings, Inc. May 2014 - Present
United Realty Advisors, LP March 2013 - May 2014
ATEL Capital Group February 2012 - March 2013
Plymouth REIT December 2010 - February 2012
Realty Capital Securities January 2008 - December 2009
Boston Capital October 2001 - December 2007
LPL Financial May 1998 - September 2001
Skills
Series 7, Public Speaking, Separately Managed..., Investment Properties, Sales Operations, REIT, Business Development, Private Placements, Management, Broker-Dealer, Alternative Investments, Financial Services, Sales, Securities, Investment Advisory, Investments
Education
University of Massachusetts, Amherst
GWG Holdings, Inc. May 2014 - Present
United Realty Advisors, LP March 2013 - May 2014
ATEL Capital Group February 2012 - March 2013
Plymouth REIT December 2010 - February 2012
Realty Capital Securities January 2008 - December 2009
Boston Capital October 2001 - December 2007
LPL Financial May 1998 - September 2001
Skills
Series 7, Public Speaking, Separately Managed..., Investment Properties, Sales Operations, REIT, Business Development, Private Placements, Management, Broker-Dealer, Alternative Investments, Financial Services, Sales, Securities, Investment Advisory, Investments
Education
University of Massachusetts, Amherst
Holly Hinkley Holly Hinkley's LPL Financial Experience September 2015 - Present
Job Senior Administrative Assistant at LPL Financial
Industry Executive Office
Experience
LPL Financial September 2015 - Present
H.G. Fenton Company January 2015 - May 2015
YMCA Mission Valley May 2013 - January 2015
Michael Foods/Crystal Farms August 2011 - November 2012
Stephenson, Sanford & Thone May 2010 - May 2011
University of Minnesota, Central Services May 2009 - May 2010
MarketLine Research June 2008 - June 2009
UnityWorks! Media May 2007 - October 2008
Skills
Microsoft Office, Executive Calendar..., Customer Service, Organizing Meetings, Microsoft Word, Outlook, Administrative..., Travel Management, Event Planning, Microsoft Excel, Administration, PowerPoint, Social Media, Customer Relations, System Administration, Office Administration, Leadership, Organizational..., Event Management, Employee Relations, Direct Mail, Change Orders, Contract Management, Mail Merge, Bulk Mailing, Human Resources, Management, Marketing
Education
University of Minnesota-Twin Cities 2006 — 2010
Bachelor of Arts, History, 3.92
LPL Financial September 2015 - Present
H.G. Fenton Company January 2015 - May 2015
YMCA Mission Valley May 2013 - January 2015
Michael Foods/Crystal Farms August 2011 - November 2012
Stephenson, Sanford & Thone May 2010 - May 2011
University of Minnesota, Central Services May 2009 - May 2010
MarketLine Research June 2008 - June 2009
UnityWorks! Media May 2007 - October 2008
Skills
Microsoft Office, Executive Calendar..., Customer Service, Organizing Meetings, Microsoft Word, Outlook, Administrative..., Travel Management, Event Planning, Microsoft Excel, Administration, PowerPoint, Social Media, Customer Relations, System Administration, Office Administration, Leadership, Organizational..., Event Management, Employee Relations, Direct Mail, Change Orders, Contract Management, Mail Merge, Bulk Mailing, Human Resources, Management, Marketing
Education
University of Minnesota-Twin Cities 2006 — 2010
Bachelor of Arts, History, 3.92
Megan Chute Megan Chute's LPL Financial Experience December 2014 - Present
Job Associate Consultant, High Net Worth Consulting Team at LPL Financial
Industry Financial Services
Experience
LPL Financial December 2014 - Present
LPL Financial January 2014 - December 2014
Ameriprise Financial Services, Inc. May 2004 - December 2013
Skills
Retirement Planning, Series 63, Investments, Series 7, Wealth Management, Strategic Financial..., Retirement, Estate Planning, Insurance, Mutual Funds, Finance, Investment Advisory, Securities, Asset Allocation, Financial Services, Portfolio Management, Investment Strategies, Asset Management, Alternative Investments, Financial Analysis, series 66, Life Insurance
Education
University of La Verne 2003 — 2007
BS, Business Administration
Bonita High School
LPL Financial December 2014 - Present
LPL Financial January 2014 - December 2014
Ameriprise Financial Services, Inc. May 2004 - December 2013
Skills
Retirement Planning, Series 63, Investments, Series 7, Wealth Management, Strategic Financial..., Retirement, Estate Planning, Insurance, Mutual Funds, Finance, Investment Advisory, Securities, Asset Allocation, Financial Services, Portfolio Management, Investment Strategies, Asset Management, Alternative Investments, Financial Analysis, series 66, Life Insurance
Education
University of La Verne 2003 — 2007
BS, Business Administration
Bonita High School
Sumeet Kumar Agarwal Sumeet Kumar Agarwal's LPL Financial Experience January 2008 - July 2009
Job Senior SQL Server DBA and Architect | Manager Database Management
Industry Information Technology and Services
Experience
Deloitte September 2014 - Present
CareCore National February 2013 - August 2014
GCFA August 2012 - February 2013
MedSolutions (CareCore National) March 2011 - August 2012
Tree.com March 2010 - February 2011
Premier Inc September 2009 - February 2010
LPL Financial January 2008 - July 2009
Bowater Inc 2001 - 2008
Datacore Systems January 2001 - July 2001
Deustche Bank AG October 1999 - November 2000
Skills
SQL, Data Warehousing, SSIS, Microsoft SQL Server, Databases, Database Design, Disaster Recovery, SSRS, Business Intelligence, SharePoint, Troubleshooting, Database Administration, Performance Tuning, Networking, Software Documentation, VMware, System Administration, SQL Tuning, Servers, High Availability, Data Center, Data Migration, Cluster, Security, Replication, Solution Architecture, Testing
Education
Computer Associates Inc 2001 — 2001
Certification on Ingres II DBA and SA Administration, Computer/Information Technology Administration and Management
Bitech Technologies 1996 — 1997
Advanced Diploma in Computer Systems, Computer/Information Technology Administration and Management
University of Madras 1990 — 1993
Bachelor's Degree, BA(CS) Business StatisticsCost and Management Accounting
Institute of Electronics 1990 — 1991
Diploma in Consumer Electronics, Electronics
Deloitte September 2014 - Present
CareCore National February 2013 - August 2014
GCFA August 2012 - February 2013
MedSolutions (CareCore National) March 2011 - August 2012
Tree.com March 2010 - February 2011
Premier Inc September 2009 - February 2010
LPL Financial January 2008 - July 2009
Bowater Inc 2001 - 2008
Datacore Systems January 2001 - July 2001
Deustche Bank AG October 1999 - November 2000
Skills
SQL, Data Warehousing, SSIS, Microsoft SQL Server, Databases, Database Design, Disaster Recovery, SSRS, Business Intelligence, SharePoint, Troubleshooting, Database Administration, Performance Tuning, Networking, Software Documentation, VMware, System Administration, SQL Tuning, Servers, High Availability, Data Center, Data Migration, Cluster, Security, Replication, Solution Architecture, Testing
Education
Computer Associates Inc 2001 — 2001
Certification on Ingres II DBA and SA Administration, Computer/Information Technology Administration and Management
Bitech Technologies 1996 — 1997
Advanced Diploma in Computer Systems, Computer/Information Technology Administration and Management
University of Madras 1990 — 1993
Bachelor's Degree, BA(CS) Business StatisticsCost and Management Accounting
Institute of Electronics 1990 — 1991
Diploma in Consumer Electronics, Electronics
Andrew Duggan's LPL Financial Experience September 2001 - February 2008
Job President & CEO at Equal Earth
Industry Renewables & Environment
Experience
Equal Earth April 2013 - Present
OneRoof Energy, Inc. November 2011 - March 2013
Pershing, a BNY Mellon company May 2010 - November 2011
Dynamic Energy Companies February 2008 - May 2010
LPL Financial September 2001 - February 2008
Viant, Inc November 2000 - September 2001
Suddenly Smart January 1998 - November 2000
Skills
Solar Energy, Start-ups, Strategic Planning, Renewable Energy, Business Strategy, Cloud Computing, Management, Strategy, Due Diligence, Strategic Partnerships, Budgets, Change Management, Energy, Executive Management, Mergers & Acquisitions, Sales, Process Engineering, Program Management, Venture Capital, Product Development, Financial Services, Business Development, Leadership, Business Analysis, Process Improvement, Integration, Team Building, Outsourcing, Project Management, Vendor Management, Product Management, New Business Development, CRM, Cross-functional Team..., Enterprise Software, Entrepreneurship, Finance, Go-to-market Strategy, P&L Management, Risk Management, SaaS, Business Planning, Management Consulting, Business Process..., Project Portfolio..., Consulting
Education
University of Limerick 1985 — 1989
Bachelor of Engineering (B.Eng.), Electrical and Electronics Engineering
Equal Earth April 2013 - Present
OneRoof Energy, Inc. November 2011 - March 2013
Pershing, a BNY Mellon company May 2010 - November 2011
Dynamic Energy Companies February 2008 - May 2010
LPL Financial September 2001 - February 2008
Viant, Inc November 2000 - September 2001
Suddenly Smart January 1998 - November 2000
Skills
Solar Energy, Start-ups, Strategic Planning, Renewable Energy, Business Strategy, Cloud Computing, Management, Strategy, Due Diligence, Strategic Partnerships, Budgets, Change Management, Energy, Executive Management, Mergers & Acquisitions, Sales, Process Engineering, Program Management, Venture Capital, Product Development, Financial Services, Business Development, Leadership, Business Analysis, Process Improvement, Integration, Team Building, Outsourcing, Project Management, Vendor Management, Product Management, New Business Development, CRM, Cross-functional Team..., Enterprise Software, Entrepreneurship, Finance, Go-to-market Strategy, P&L Management, Risk Management, SaaS, Business Planning, Management Consulting, Business Process..., Project Portfolio..., Consulting
Education
University of Limerick 1985 — 1989
Bachelor of Engineering (B.Eng.), Electrical and Electronics Engineering
Gurpreet S Gurpreet S's LPL Financial Experience August 2010 - December 2012
Job Systems Analyst 2 at Cabrillo Technologies A Mckean Defense (Dept of Defense) company
Industry Information Technology and Services
Experience
Cabrillo Technologies - A Mckean Defense (Dept of Defense) company July 2014 - Present
Army National Guard January 2013 - Present
LPL Financial August 2010 - December 2012
Chase November 2009 - December 2010
Los Alamos National Laboratory May 2008 - July 2008
Skills
Requirements Analysis, Business Analysis, SDLC, Microsoft Office, Microsoft Excel, Databases, SQL, Microsoft Word, Leadership, Access, Visio, Information Technology, Software Quality..., PHP, Eclipse, C#, HP Quality Center, SharePoint, Analysis, Management, Project Management, Agile Methodologies, Data Analysis, Microsoft SQL Server, Consulting, Process Improvement, Software Documentation, Software Project...
Education
University of Mount Union 2006 — 2010
Bachelor of Science (BS), Management Information Systems and Services
Canfield HS 2002 — 2006
Cabrillo Technologies - A Mckean Defense (Dept of Defense) company July 2014 - Present
Army National Guard January 2013 - Present
LPL Financial August 2010 - December 2012
Chase November 2009 - December 2010
Los Alamos National Laboratory May 2008 - July 2008
Skills
Requirements Analysis, Business Analysis, SDLC, Microsoft Office, Microsoft Excel, Databases, SQL, Microsoft Word, Leadership, Access, Visio, Information Technology, Software Quality..., PHP, Eclipse, C#, HP Quality Center, SharePoint, Analysis, Management, Project Management, Agile Methodologies, Data Analysis, Microsoft SQL Server, Consulting, Process Improvement, Software Documentation, Software Project...
Education
University of Mount Union 2006 — 2010
Bachelor of Science (BS), Management Information Systems and Services
Canfield HS 2002 — 2006
Colin Allen, CFA's LPL Financial Experience September 2014 - Present
Job Senior Research Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial September 2014 - Present
LPL Financial March 2013 - September 2014
LPL Financial March 2012 - March 2013
LPL Financial February 2010 - February 2012
Wells Fargo 2010 - 2011
GOLDMAN SACHS & CO June 2008 - August 2008
City of Boston Assessing Department June 2007 - August 2007
Skills
Financial Analysis, Economics, Investments, Portfolio Management, Equities, Mutual Funds, Securities, Asset Managment, Asset Allocation, Wealth Management, Investment Management, Fixed Income, Bloomberg, Strategic Financial..., Data Analysis, Analysis, Investment Strategies, Asset Management, FINRA, ETFs, Series 7, Series 63
Education
University of Massachusetts Boston 2005 — 2009
BA, Economics with Honors
The Roxbury Latin School
LPL Financial September 2014 - Present
LPL Financial March 2013 - September 2014
LPL Financial March 2012 - March 2013
LPL Financial February 2010 - February 2012
Wells Fargo 2010 - 2011
GOLDMAN SACHS & CO June 2008 - August 2008
City of Boston Assessing Department June 2007 - August 2007
Skills
Financial Analysis, Economics, Investments, Portfolio Management, Equities, Mutual Funds, Securities, Asset Managment, Asset Allocation, Wealth Management, Investment Management, Fixed Income, Bloomberg, Strategic Financial..., Data Analysis, Analysis, Investment Strategies, Asset Management, FINRA, ETFs, Series 7, Series 63
Education
University of Massachusetts Boston 2005 — 2009
BA, Economics with Honors
The Roxbury Latin School
Gregory Tobey's LPL Financial Experience November 2007 - Present
Job LPL Financial
Industry Financial Services
Experience
LPL Financial November 2007 - Present
Royal Alliance Associates INC November 2005 - November 2007
T. Rowe Price July 2005 - November 2005
Skills
Retirement Planning, Series 63, Series 7, Series 24, Series 65, FINRA, Mutual Funds, Strategic Financial..., Investments, Asset Management, Investment Advisory, 401k, Asset Allocation, Series 4
Education
University of Massachusetts, Amherst
LPL Financial November 2007 - Present
Royal Alliance Associates INC November 2005 - November 2007
T. Rowe Price July 2005 - November 2005
Skills
Retirement Planning, Series 63, Series 7, Series 24, Series 65, FINRA, Mutual Funds, Strategic Financial..., Investments, Asset Management, Investment Advisory, 401k, Asset Allocation, Series 4
Education
University of Massachusetts, Amherst
Verne Marble, CIMA®, AIF®'s LPL Financial Experience November 2007 - Present
Job Senior Vice President and National Sales Manager Advisory, LPL Financial
Industry Financial Services
Experience
LPL Financial November 2007 - Present
SEI Investments January 2007 - October 2007
SEI Investments January 2003 - December 2006
SEI Investments January 1997 - December 2006
U.S. Navy Reserve January 1995 - January 1998
U.S. Navy July 1988 - May 1994
Skills
Mutual Funds, Asset Managment, Investments, Asset Management
Education
University of Kentucky 1984 — 1988
BBA, Marketing
LPL Financial November 2007 - Present
SEI Investments January 2007 - October 2007
SEI Investments January 2003 - December 2006
SEI Investments January 1997 - December 2006
U.S. Navy Reserve January 1995 - January 1998
U.S. Navy July 1988 - May 1994
Skills
Mutual Funds, Asset Managment, Investments, Asset Management
Education
University of Kentucky 1984 — 1988
BBA, Marketing
Bryan Pauli Bryan Pauli's LPL Financial Experience January 2003 - April 2004
Job Corporate Program Control Director
Industry Information Technology and Services
Experience
SAIC May 2013 - Present
SAIC April 2008 - April 2013
SAIC June 2007 - April 2008
SAIC January 2007 - June 2007
SAIC July 2004 - January 2007
LPL Financial January 2003 - April 2004
State Street June 1998 - June 2002
Skills
Government Contracting, DoD, Costpoint, Security Clearance, Program Management, PMO, Resource Management, Government, Deltek, Process Improvement, Analysis, WBS, Project Planning, Project Control, RFP, Microsoft Excel, Hyperion Enterprise, Cognos, SharePoint, Defense, Hyperion, Project Management
Education
University of Maryland - Robert H. Smith School of Business 2010 — 2012
MBA, Business Administration
University of New Hampshire - Whittemore School of Business and Economics 1994 — 1998
BS, Business Administration
SAIC May 2013 - Present
SAIC April 2008 - April 2013
SAIC June 2007 - April 2008
SAIC January 2007 - June 2007
SAIC July 2004 - January 2007
LPL Financial January 2003 - April 2004
State Street June 1998 - June 2002
Skills
Government Contracting, DoD, Costpoint, Security Clearance, Program Management, PMO, Resource Management, Government, Deltek, Process Improvement, Analysis, WBS, Project Planning, Project Control, RFP, Microsoft Excel, Hyperion Enterprise, Cognos, SharePoint, Defense, Hyperion, Project Management
Education
University of Maryland - Robert H. Smith School of Business 2010 — 2012
MBA, Business Administration
University of New Hampshire - Whittemore School of Business and Economics 1994 — 1998
BS, Business Administration
Alyssa Olberding, CPA Alyssa Olberding, CPA's LPL Financial Experience May 2005 - August 2005
Job Senior Accountant at Dave Jones, Inc.
Industry Accounting
Experience
Dave Jones, Inc. September 2014 - Present
BKD, LLP January 2008 - May 2012
BKD, LLP January 2008 - May 2012
BKD CPAs & Advisors 2008 - 2011
BirdDog Solutions August 2005 - August 2007
BirdDog Solutions 2005 - 2007
LPL Financial May 2005 - August 2005
Wells Fargo Financial May 2004 - May 2005
Wells Fargo Financial May 2004 - May 2005
BirdDog Solutions May 2002 - May 2004
Skills
Accounting, Financial Analysis, Financial Reporting, Financial Statements, Tax, Accounts Payable, Accounts Receivable, Tax Preparation, Microsoft Excel, Microsoft Office, Mergers, Training, Microsoft Word, Analysis
Education
University of Nebraska at Omaha 1999 — 2003
BSBA, Finance/Banking/Accounting
University of Nebraska at Omaha 1999 — 2003
Bachelor, Science Business AdministrationFinance & Banking; Accounting
Dave Jones, Inc. September 2014 - Present
BKD, LLP January 2008 - May 2012
BKD, LLP January 2008 - May 2012
BKD CPAs & Advisors 2008 - 2011
BirdDog Solutions August 2005 - August 2007
BirdDog Solutions 2005 - 2007
LPL Financial May 2005 - August 2005
Wells Fargo Financial May 2004 - May 2005
Wells Fargo Financial May 2004 - May 2005
BirdDog Solutions May 2002 - May 2004
Skills
Accounting, Financial Analysis, Financial Reporting, Financial Statements, Tax, Accounts Payable, Accounts Receivable, Tax Preparation, Microsoft Excel, Microsoft Office, Mergers, Training, Microsoft Word, Analysis
Education
University of Nebraska at Omaha 1999 — 2003
BSBA, Finance/Banking/Accounting
University of Nebraska at Omaha 1999 — 2003
Bachelor, Science Business AdministrationFinance & Banking; Accounting
Bob Pfeifer Bob Pfeifer's LPL Financial Experience November 2005 - Present
Job LPL Financial Branch Manager
Industry Financial Services
Experience
LPL Financial November 2005 - Present
Summit Marketing July 1989 - November 2005
Legg Mason Wood Walker February 1984 - July 1989
Education
West Virginia University 1978 — 1980
BSBA, Finance
University of Maryland College Park 1975 — 1977
St John's College HS 1971 — 1975
LPL Financial November 2005 - Present
Summit Marketing July 1989 - November 2005
Legg Mason Wood Walker February 1984 - July 1989
Education
West Virginia University 1978 — 1980
BSBA, Finance
University of Maryland College Park 1975 — 1977
St John's College HS 1971 — 1975
Robert Kloss Robert Kloss's LPL Financial Experience December 2007 - Present
Job Financial Advisor
Industry Financial Services
Experience
LPL Financial December 2007 - Present
First Financial Group (FFG) December 2003 - December 2007
Skills
Series 7, Retirement Planning, Wealth Management, Mutual Funds, Investment Advisory, Finance, Investments, Retirement, Series 63, Securities, Strategic Planning, Financial Advisory
Education
University of Maryland College Park 1988 — 1992
Finance, General
LPL Financial December 2007 - Present
First Financial Group (FFG) December 2003 - December 2007
Skills
Series 7, Retirement Planning, Wealth Management, Mutual Funds, Investment Advisory, Finance, Investments, Retirement, Series 63, Securities, Strategic Planning, Financial Advisory
Education
University of Maryland College Park 1988 — 1992
Finance, General
Cathy Penabad's LPL Financial Experience 1996 - 1999
Job Retirement Education Consultant at AXA Equitable
Industry Financial Services
Experience
AXA Equitable November 2010 - Present
The Hartford January 2007 - November 2010
MFS Investment Management February 2000 - January 2007
LPL Financial 1996 - 1999
LPL Financial 1996 - 1999
Pioneer Investments 1986 - 1996
Skills
Explaining 401(k)..., Help plan sponsors..., Able to conduct..., Assist Marketing Dept...., Guide advisors and..., Develop Communication..., Research, Portfolio Management, Investments, Financial Services, Mutual Funds, Employee Benefits, Marketing, Retirement, Retirement Planning, Financial Advisory, Fixed Annuities, Wealth Management
Education
University of Massachusetts Boston 1980 — 1985
Bachelor of Arts (BA), Economics
AXA Equitable November 2010 - Present
The Hartford January 2007 - November 2010
MFS Investment Management February 2000 - January 2007
LPL Financial 1996 - 1999
LPL Financial 1996 - 1999
Pioneer Investments 1986 - 1996
Skills
Explaining 401(k)..., Help plan sponsors..., Able to conduct..., Assist Marketing Dept...., Guide advisors and..., Develop Communication..., Research, Portfolio Management, Investments, Financial Services, Mutual Funds, Employee Benefits, Marketing, Retirement, Retirement Planning, Financial Advisory, Fixed Annuities, Wealth Management
Education
University of Massachusetts Boston 1980 — 1985
Bachelor of Arts (BA), Economics
Christopher Stein's LPL Financial Experience January 1995 - Present
Job President/Wealth Manager at Christopher R. Stein Comprehensive Wealth Management, Inc. and Wealth Manager, LPL Financial
Industry Financial Services
Experience
Christopher R. Stein Comprehensive Wealth Management, Inc. July 2013 - Present
LPL Financial January 1995 - Present
CMP Financial Services January 1992 - December 1994
McCarthy & Associates January 1986 - December 1991
West Suburban Hospital Medical Center June 1982 - December 1985
Skills
Fixed Annuities, Mutual Funds, Asset Managment, Bonds, Fixed Income, Stocks, Long-term Care, Structured Products, Alternative Assets, Retirement Planning, Portfolio Management, Securities, Personal Finance, Risk Management, Financial Services, Disability Insurance, Wealth Management, Investment Advisory, Estate Planning, Equities
Education
University of Iowa - Henry B. Tippie College of Business 1976 — 1980
BA, Marketing, Management
Christopher R. Stein Comprehensive Wealth Management, Inc. July 2013 - Present
LPL Financial January 1995 - Present
CMP Financial Services January 1992 - December 1994
McCarthy & Associates January 1986 - December 1991
West Suburban Hospital Medical Center June 1982 - December 1985
Skills
Fixed Annuities, Mutual Funds, Asset Managment, Bonds, Fixed Income, Stocks, Long-term Care, Structured Products, Alternative Assets, Retirement Planning, Portfolio Management, Securities, Personal Finance, Risk Management, Financial Services, Disability Insurance, Wealth Management, Investment Advisory, Estate Planning, Equities
Education
University of Iowa - Henry B. Tippie College of Business 1976 — 1980
BA, Marketing, Management
Darren Kuik Darren Kuik's LPL Financial Experience December 2005 - October 2012
Job Software Developer at Imaginet
Industry Information Technology and Services
Experience
Imaginet November 2012 - Present
LPL Financial December 2005 - October 2012
GPA Technologies July 2000 - November 2005
Skills
.NET, C#, TFS, Software Development, ASP.NET, Microsoft SQL Server, SQL, ASP.NET MVC, LightSwitch, Visual Studio, Agile Methodologies, Web Applications, Scrum, T-SQL
Education
University of Manitoba 1996 — 2000
Bachelor of Science, Computer Science
Imaginet November 2012 - Present
LPL Financial December 2005 - October 2012
GPA Technologies July 2000 - November 2005
Skills
.NET, C#, TFS, Software Development, ASP.NET, Microsoft SQL Server, SQL, ASP.NET MVC, LightSwitch, Visual Studio, Agile Methodologies, Web Applications, Scrum, T-SQL
Education
University of Manitoba 1996 — 2000
Bachelor of Science, Computer Science
Matt Strajack Matt Strajack's LPL Financial Experience December 2003 - Present
Job LPL Financial Advisor with 20+ Years of experience
Industry Financial Services
Experience
LPL Financial December 2003 - Present
Morgan Stanley Smith Barney December 1994 - December 2003
Education
University of Iowa - Henry B. Tippie College of Business 1989 — 1993
BBA, Finance
LPL Financial December 2003 - Present
Morgan Stanley Smith Barney December 1994 - December 2003
Education
University of Iowa - Henry B. Tippie College of Business 1989 — 1993
BBA, Finance
Jonathan Stephens Jonathan Stephens's LPL Financial Experience May 2011 - July 2011
Job Audit Associate at KPMG US
Industry Accounting
Experience
KPMG US August 2014 - Present
KPMG US January 2014 - March 2014
Moneythink January 2011 - May 2013
LPL Financial May 2011 - July 2011
Skills
Entrepreneurship, Research, Microsoft Excel, Teaching, Microsoft Office, Public Speaking, Training, Accounting, Data Analysis, Leadership, Recruiting, PowerPoint, Microsoft Word, Internal Controls, SAP
Education
University of Mississippi 2009 — 2014
Bachelor of Accountancy (B. Accy), Accountancy
University of Mississippi 2009 — 2013
Bachelor of Arts (B.A.), Economics
KPMG US August 2014 - Present
KPMG US January 2014 - March 2014
Moneythink January 2011 - May 2013
LPL Financial May 2011 - July 2011
Skills
Entrepreneurship, Research, Microsoft Excel, Teaching, Microsoft Office, Public Speaking, Training, Accounting, Data Analysis, Leadership, Recruiting, PowerPoint, Microsoft Word, Internal Controls, SAP
Education
University of Mississippi 2009 — 2014
Bachelor of Accountancy (B. Accy), Accountancy
University of Mississippi 2009 — 2013
Bachelor of Arts (B.A.), Economics
Anna Winthrop's LPL Financial Experience June 2014 - August 2014
Job Core Technology Consultant at Oracle: Maximizing Enterprise Database Efficiency
Industry Information Technology and Services
Experience
Oracle May 2015 - Present
University of Michigan Department of Psychology January 2015 - April 2015
Diversity, Intersectionality, and Compassion in Organizations Lab September 2013 - April 2015
Harpoon Brewery June 2014 - August 2014
LPL Financial June 2014 - August 2014
Adapted Cognitive Assessment Laboratory at University of Michigan November 2013 - December 2013
Eli & Bessie Cohen Camps June 2010 - August 2013
Skills
Oracle Database, Big Data, Account Management, Business Development, Database Consulting, Marketing, SPSS, Microsoft Office, Community Outreach, Survey Research, Academic Advising, Research, Social Media, Event Planning, Leadership, Social Networking, Teamwork, Google Scholar, PsycINFO, Project Management, Facebook, Networking, Economics, Psychology, Microsoft Excel, Public Speaking, Microsoft Word
Education
University of Michigan 2011 — 2015
Bachelor of Arts (B.A.)
Bancroft School 2007 — 2011
Oracle May 2015 - Present
University of Michigan Department of Psychology January 2015 - April 2015
Diversity, Intersectionality, and Compassion in Organizations Lab September 2013 - April 2015
Harpoon Brewery June 2014 - August 2014
LPL Financial June 2014 - August 2014
Adapted Cognitive Assessment Laboratory at University of Michigan November 2013 - December 2013
Eli & Bessie Cohen Camps June 2010 - August 2013
Skills
Oracle Database, Big Data, Account Management, Business Development, Database Consulting, Marketing, SPSS, Microsoft Office, Community Outreach, Survey Research, Academic Advising, Research, Social Media, Event Planning, Leadership, Social Networking, Teamwork, Google Scholar, PsycINFO, Project Management, Facebook, Networking, Economics, Psychology, Microsoft Excel, Public Speaking, Microsoft Word
Education
University of Michigan 2011 — 2015
Bachelor of Arts (B.A.)
Bancroft School 2007 — 2011
Michelle Oroschakoff Michelle Oroschakoff's LPL Financial Experience September 2013 - Present
Job Chief Risk Officer at LPL Financial
Industry Financial Services
Experience
LPL Financial September 2013 - Present
Morgan Stanley 2011 - 2013
Morgan Stanley 2010 - 2011
Morgan Stanley 2006 - 2010
Fisher Investments 2004 - 2006
Morgan Stanley 2001 - 2004
Morgan Stanley 1999 - 2001
Morgan Stanley 1993 - 1999
Shearman & Sterling 1990 - 1993
Education
University of Michigan Law School 1985 — 1988
JD, Law
University of Oregon 1978 — 1982
BA, English
LPL Financial September 2013 - Present
Morgan Stanley 2011 - 2013
Morgan Stanley 2010 - 2011
Morgan Stanley 2006 - 2010
Fisher Investments 2004 - 2006
Morgan Stanley 2001 - 2004
Morgan Stanley 1999 - 2001
Morgan Stanley 1993 - 1999
Shearman & Sterling 1990 - 1993
Education
University of Michigan Law School 1985 — 1988
JD, Law
University of Oregon 1978 — 1982
BA, English
Christina (Stone) Pickering Christina (Stone) Pickering's LPL Financial Experience June 2002 - June 2005
Job Graphic Designer at Mount Ida College
Industry Design
Experience
Mount Ida College March 2015 - Present
CP Creative May 2011 - Present
Spartan Race, Inc. June 2014 - March 2015
Rue La La May 2012 - June 2014
Reebok August 2011 - September 2011
New Balance Athletic Shoe, Inc. July 2005 - May 2011
LPL Financial June 2002 - June 2005
Artech House July 2000 - October 2003
Gorchev & Gorchev October 2000 - October 2001
Clockwork Design Group, Inc. 1999 - 1999
Skills
InDesign, Illustrator, Adobe Bridge, Photoshop, Graphics, QuarkXPress, Adobe Creative Suite, Microsoft Office, Corporate Communications, Public Relations, Design Production, Retail Branding, Brand Design, Style Sheets, Presentation Design
Education
University of Massachusetts Dartmouth 1996 — 2000
BFA, Graphic Design/Letterform
WInchester High School 1992 — 1996
Mount Ida College March 2015 - Present
CP Creative May 2011 - Present
Spartan Race, Inc. June 2014 - March 2015
Rue La La May 2012 - June 2014
Reebok August 2011 - September 2011
New Balance Athletic Shoe, Inc. July 2005 - May 2011
LPL Financial June 2002 - June 2005
Artech House July 2000 - October 2003
Gorchev & Gorchev October 2000 - October 2001
Clockwork Design Group, Inc. 1999 - 1999
Skills
InDesign, Illustrator, Adobe Bridge, Photoshop, Graphics, QuarkXPress, Adobe Creative Suite, Microsoft Office, Corporate Communications, Public Relations, Design Production, Retail Branding, Brand Design, Style Sheets, Presentation Design
Education
University of Massachusetts Dartmouth 1996 — 2000
BFA, Graphic Design/Letterform
WInchester High School 1992 — 1996
Sam Tran's LPL Financial Experience March 2013 - October 2014
Job Sr. Performance Test Engineer
Industry Computer Software
Experience
Navman Wireless USA November 2014 - Present
LPL Financial March 2013 - October 2014
Homesite Home Insurance April 2010 - March 2013
ASA January 2007 - November 2009
Staples January 2005 - December 2006
Pathfinder Solutions July 2004 - November 2004
ItechBoston, Inc November 2001 - June 2004
Paragon Imaging Inc April 2000 - April 2001
Brooks Automation January 1999 - March 2000
International Communications October 1998 - January 1999
Skills
Quality Center, QTP, Agile Methodologies, Software Quality..., Test Automation, Test Planning, SDLC, Testing, WinRunner, SQL, Scrum, Waterfall, LoadRunner, Performance Testing, Quality Assurance, Jmeter, Performance Center, TestComplete, User Acceptance Testing, Regression Testing, HP QTP, HP Quality Center, Test Cases
Education
University of Massachusetts Boston
BS, Computer Science
Navman Wireless USA November 2014 - Present
LPL Financial March 2013 - October 2014
Homesite Home Insurance April 2010 - March 2013
ASA January 2007 - November 2009
Staples January 2005 - December 2006
Pathfinder Solutions July 2004 - November 2004
ItechBoston, Inc November 2001 - June 2004
Paragon Imaging Inc April 2000 - April 2001
Brooks Automation January 1999 - March 2000
International Communications October 1998 - January 1999
Skills
Quality Center, QTP, Agile Methodologies, Software Quality..., Test Automation, Test Planning, SDLC, Testing, WinRunner, SQL, Scrum, Waterfall, LoadRunner, Performance Testing, Quality Assurance, Jmeter, Performance Center, TestComplete, User Acceptance Testing, Regression Testing, HP QTP, HP Quality Center, Test Cases
Education
University of Massachusetts Boston
BS, Computer Science
Megan O'Hara, SPHR's LPL Financial Experience July 2014 - Present
Job Senior Employee Relations Generalist at LPL Financial
Industry Financial Services
Experience
LPL Financial July 2014 - Present
Time Warner Cable May 2013 - July 2014
Bank of America December 2012 - May 2013
Bank of America January 2008 - December 2012
Costa Crociere August 2005 - December 2007
Seminole Hard Rock Hotel & Casino January 2004 - August 2005
Cunard Line July 2003 - January 2004
Siemens Water Technologies (formerly USFilter) September 2002 - July 2003
Skills
Employee Relations, Human Resources, Training, Benefits Administration, Organizational..., Coaching, Customer Service, Strategic Planning, Onboarding, Talent Management, HRIS, Payroll, Employee Benefits, Management, Performance Management, Interviews, FMLA, Policy, Budgets, Personnel Management, Recruiting, PeopleSoft, Employment Law, Leadership Development, College Recruiting, Deferred Compensation, Conflict Resolution, Succession Planning, Background Checks, Sourcing, Employee Engagement, Employee Training, Leadership, Talent Acquisition, New Hire Orientations, Organizational Design, Temporary Placement, HR Policies, Hiring, Technical Recruiting, Applicant Tracking..., Workforce Planning, Labor Relations, Employer Branding, Resume Writing, Job Fairs, Organizational..., Internet Recruiting, Staffing Services
Education
University of Miami - School of Business 1998 — 2002
Bachelors
LPL Financial July 2014 - Present
Time Warner Cable May 2013 - July 2014
Bank of America December 2012 - May 2013
Bank of America January 2008 - December 2012
Costa Crociere August 2005 - December 2007
Seminole Hard Rock Hotel & Casino January 2004 - August 2005
Cunard Line July 2003 - January 2004
Siemens Water Technologies (formerly USFilter) September 2002 - July 2003
Skills
Employee Relations, Human Resources, Training, Benefits Administration, Organizational..., Coaching, Customer Service, Strategic Planning, Onboarding, Talent Management, HRIS, Payroll, Employee Benefits, Management, Performance Management, Interviews, FMLA, Policy, Budgets, Personnel Management, Recruiting, PeopleSoft, Employment Law, Leadership Development, College Recruiting, Deferred Compensation, Conflict Resolution, Succession Planning, Background Checks, Sourcing, Employee Engagement, Employee Training, Leadership, Talent Acquisition, New Hire Orientations, Organizational Design, Temporary Placement, HR Policies, Hiring, Technical Recruiting, Applicant Tracking..., Workforce Planning, Labor Relations, Employer Branding, Resume Writing, Job Fairs, Organizational..., Internet Recruiting, Staffing Services
Education
University of Miami - School of Business 1998 — 2002
Bachelors
Ted Lange Jr's LPL Financial Experience December 2006 - June 2010
Job Program Cost Scheduling & Control Analyst at Northrop Grumman Corporation
Industry Defense & Space
Experience
Northrop Grumman Corporation January 2015 - Present
Premier Reverse Solutions a branch of High Tech Lending September 2010 - July 2014
LPL Financial December 2006 - June 2010
Quantum Insurance Design January 2005 - July 2006
QA3 Financial Corp December 2004 - December 2005
QA3 Financial Corp June 2001 - December 2005
Skills
Mortgage Lending, Reverse Mortgages, Insurance, Business Development, Marketing, Loans, Mortgage Banking, Refinance, FHA, Loan Origination, Credit, Underwriting, Residential Mortgages, Banking, Real Estate, Strategic Financial..., Investments, Credit Analysis, Retirement, Investment Properties, Finance, Life Insurance, Customer Service, Risk Management, Retirement Planning, Portfolio Management, Sales, Financial Services, Management, New Business Development
Education
University of Nebraska at Omaha 2003 — 2005
Executive Masters, Business Administration
University of Nebraska at Omaha 1998 — 2001
BS, Management Information Systems
University of Nebraska-Lincoln 1996 — 1998
N/A, Business Administration
Northrop Grumman Corporation January 2015 - Present
Premier Reverse Solutions a branch of High Tech Lending September 2010 - July 2014
LPL Financial December 2006 - June 2010
Quantum Insurance Design January 2005 - July 2006
QA3 Financial Corp December 2004 - December 2005
QA3 Financial Corp June 2001 - December 2005
Skills
Mortgage Lending, Reverse Mortgages, Insurance, Business Development, Marketing, Loans, Mortgage Banking, Refinance, FHA, Loan Origination, Credit, Underwriting, Residential Mortgages, Banking, Real Estate, Strategic Financial..., Investments, Credit Analysis, Retirement, Investment Properties, Finance, Life Insurance, Customer Service, Risk Management, Retirement Planning, Portfolio Management, Sales, Financial Services, Management, New Business Development
Education
University of Nebraska at Omaha 2003 — 2005
Executive Masters, Business Administration
University of Nebraska at Omaha 1998 — 2001
BS, Management Information Systems
University of Nebraska-Lincoln 1996 — 1998
N/A, Business Administration
Nitin Gwalani's LPL Financial Experience May 2012 - May 2013
Job Sr. Tech. Developer at Compass Group North America
Industry Information Technology and Services
Experience
Compass Group North America June 2014 - Present
Compass Group North America June 2013 - May 2014
LPL Financial May 2012 - May 2013
Lowe's Home Improvement March 2011 - April 2012
American Express May 2008 - February 2011
RBC February 2007 - April 2008
Mastek Ltd January 2006 - January 2007
Archents (formerly known as CCG. India Pvt Ltd) January 2005 - January 2006
Skills
Microsoft SQL Server, Agile Methodologies, .NET, Test Automation, Quality Assurance, SDLC, Team Leadership, Analysis, Web Applications, Web Development, jQuery, C#, WCF, XML
Education
University of Mumbai 1998 — 2001
B.Com, Accounts
OLPS High School Chembur Mumbai
Compass Group North America June 2014 - Present
Compass Group North America June 2013 - May 2014
LPL Financial May 2012 - May 2013
Lowe's Home Improvement March 2011 - April 2012
American Express May 2008 - February 2011
RBC February 2007 - April 2008
Mastek Ltd January 2006 - January 2007
Archents (formerly known as CCG. India Pvt Ltd) January 2005 - January 2006
Skills
Microsoft SQL Server, Agile Methodologies, .NET, Test Automation, Quality Assurance, SDLC, Team Leadership, Analysis, Web Applications, Web Development, jQuery, C#, WCF, XML
Education
University of Mumbai 1998 — 2001
B.Com, Accounts
OLPS High School Chembur Mumbai
Randy Duncan's LPL Financial Experience September 2007 - March 2012
Job Budget Director at California State University, San Marcos
Industry Higher Education
Experience
California State University, San Marcos July 2014 - Present
Univita Health Inc June 2012 - July 2014
LPL Financial September 2007 - March 2012
Goal Financial, LLC February 2005 - August 2007
Sempra Energy 2001 - 2005
Wells Fargo Home Mortgage 1997 - 2000
Education
University of Southern California - Marshall School of Business
Master's Degree (MBA), Business Administration
University of Iowa - Henry B. Tippie College of Business
Bachelor of Science, Business Administration & Finance
California State University, San Marcos July 2014 - Present
Univita Health Inc June 2012 - July 2014
LPL Financial September 2007 - March 2012
Goal Financial, LLC February 2005 - August 2007
Sempra Energy 2001 - 2005
Wells Fargo Home Mortgage 1997 - 2000
Education
University of Southern California - Marshall School of Business
Master's Degree (MBA), Business Administration
University of Iowa - Henry B. Tippie College of Business
Bachelor of Science, Business Administration & Finance
Vicki Barnett's LPL Financial Experience 1999 - 2012
Job Michigan State Representative
Industry Legislative Office
Experience
State of Michigan January 2009 - Present
LPL Financial 1999 - 2012
Michigan Municipal League 2006 - 2007
Skills
Public Speaking, Strategic Planning, Team Building, Policy, Nonprofits, Public Policy, Fundraising, Public Relations, Microsoft Office, Community Outreach, Economic Development, Retirement Planning, Media Relations, Strategic Communications, Government, Community Development, Marketing, Estate Planning, Policy Analysis, Non-profits, Social Media, Program Management, Political Campaigns, Analysis, Event Planning, Legislation, Project Management, Insurance, Negotiation, Financial Analysis, Leadership, Budgets, Research, Strategic Financial..., Legislative Relations, Political Consulting, Investments, Event Management, Customer Service
Education
University of Michigan-Dearborn
Master of Business Administration (MBA), Concentration in International Finance
State of Michigan January 2009 - Present
LPL Financial 1999 - 2012
Michigan Municipal League 2006 - 2007
Skills
Public Speaking, Strategic Planning, Team Building, Policy, Nonprofits, Public Policy, Fundraising, Public Relations, Microsoft Office, Community Outreach, Economic Development, Retirement Planning, Media Relations, Strategic Communications, Government, Community Development, Marketing, Estate Planning, Policy Analysis, Non-profits, Social Media, Program Management, Political Campaigns, Analysis, Event Planning, Legislation, Project Management, Insurance, Negotiation, Financial Analysis, Leadership, Budgets, Research, Strategic Financial..., Legislative Relations, Political Consulting, Investments, Event Management, Customer Service
Education
University of Michigan-Dearborn
Master of Business Administration (MBA), Concentration in International Finance
Raffi Garabedian's LPL Financial Experience February 2007 - May 2010
Job Business Analyst (Contracted) at Blue Cross Blue Shield of Michigan
Industry Public Policy
Experience
Blue Cross Blue Shield of Michigan July 2013 - Present
Detroit Treads September 2011 - May 2012
LPL Financial February 2007 - May 2010
JPMorgan Chase January 2005 - February 2007
Skills
Financial Analysis, Financial Modeling, Corporate Finance, Time Management, Equities, Wealth Management, Venture Capital, Retail Banking, Policy Writing, Macroeconomics, Microeconomics, Fixed Income, Retirement Planning, Higher Education Policy, Healthcare improvement, Variable Annuities
Education
University of Michigan 2010 — 2012
MPP, Economic Development
The University of Chicago 2007 — 2008
Certificate of Financial Decision Making
Michigan State University 2001 — 2005
Bachelor of Arts (B.A.), Marketing
Blue Cross Blue Shield of Michigan July 2013 - Present
Detroit Treads September 2011 - May 2012
LPL Financial February 2007 - May 2010
JPMorgan Chase January 2005 - February 2007
Skills
Financial Analysis, Financial Modeling, Corporate Finance, Time Management, Equities, Wealth Management, Venture Capital, Retail Banking, Policy Writing, Macroeconomics, Microeconomics, Fixed Income, Retirement Planning, Higher Education Policy, Healthcare improvement, Variable Annuities
Education
University of Michigan 2010 — 2012
MPP, Economic Development
The University of Chicago 2007 — 2008
Certificate of Financial Decision Making
Michigan State University 2001 — 2005
Bachelor of Arts (B.A.), Marketing
J.D. Martin's LPL Financial Experience May 2013 - Present
Job Supervisory Principal (OSJ) at LPL Financial
Industry Investment Management
Experience
LPL Financial May 2013 - Present
LPL Financial August 2011 - Present
Hewitt Financial Services October 2010 - September 2011
Merrill Lynch & Banc of America Investments June 2008 - April 2010
Wachovia Securities April 2005 - October 2007
Skills
Investments, Retirement Planning, Investment Advisory
Education
University of Maryland College Park 1999 — 2003
B.A., Government & Politics, Economics
North Kingstown High School
North Kingstown High School
LPL Financial May 2013 - Present
LPL Financial August 2011 - Present
Hewitt Financial Services October 2010 - September 2011
Merrill Lynch & Banc of America Investments June 2008 - April 2010
Wachovia Securities April 2005 - October 2007
Skills
Investments, Retirement Planning, Investment Advisory
Education
University of Maryland College Park 1999 — 2003
B.A., Government & Politics, Economics
North Kingstown High School
North Kingstown High School
Paul Bukta's LPL Financial Experience November 2011 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial November 2011 - Present
Edward Jones July 2006 - November 2011
KATU-TV September 1998 - January 2006
WTVG February 1995 - August 1998
WHBF-TV May 1992 - January 1995
Skills
Journalism, Strategic Financial..., Investments, Retirement Planning, Series 7, Wealth Management, Retirement, Mutual Funds, Fixed Annuities, Insurance, Investment Strategies, Asset Allocation, 401k, Public Speaking, Life Insurance
Education
University of Iowa 1987 — 1991
BA, Journalism (with honors), Russian, Political Science
Mater Dei 1983 — 1987
LPL Financial November 2011 - Present
Edward Jones July 2006 - November 2011
KATU-TV September 1998 - January 2006
WTVG February 1995 - August 1998
WHBF-TV May 1992 - January 1995
Skills
Journalism, Strategic Financial..., Investments, Retirement Planning, Series 7, Wealth Management, Retirement, Mutual Funds, Fixed Annuities, Insurance, Investment Strategies, Asset Allocation, 401k, Public Speaking, Life Insurance
Education
University of Iowa 1987 — 1991
BA, Journalism (with honors), Russian, Political Science
Mater Dei 1983 — 1987
Lewis Evans's LPL Financial Experience March 2008 - March 2011
Job Senior Consultant at Mitchell Titus
Industry Financial Services
Experience
Mitchell & Titus, LLP July 2012 - Present
TACS, LLC March 2011 - July 2012
LPL Financial March 2008 - March 2011
TIAA-CREF May 2005 - February 2008
BDO USA, LLP August 2004 - May 2005
Wachovia September 2002 - August 2004
KPMG July 1999 - February 2002
Wilmington Trust December 1995 - July 1999
Skills
IT Audit, Internal Audit, Risk Assessment, Sarbanes-Oxley Act, Risk Management, Information Security, Disaster Recovery, Internal Controls, SDLC, Process Improvement, Information Technology, Information Security..., Enterprise Risk..., COBIT, CISA, Auditing, Security, Financial Risk, ITIL, IT Management, Change Management, Sarbanes-Oxley, Governance, PCI DSS, Business Continuity, Program Management, COSO, SAP
Education
University of Maryland University College 1993 — 1995
B.S, Accounting and Information Systems
University of Maryland University College 1993 — 1995
BS, Accounting and Computer Science
Mitchell & Titus, LLP July 2012 - Present
TACS, LLC March 2011 - July 2012
LPL Financial March 2008 - March 2011
TIAA-CREF May 2005 - February 2008
BDO USA, LLP August 2004 - May 2005
Wachovia September 2002 - August 2004
KPMG July 1999 - February 2002
Wilmington Trust December 1995 - July 1999
Skills
IT Audit, Internal Audit, Risk Assessment, Sarbanes-Oxley Act, Risk Management, Information Security, Disaster Recovery, Internal Controls, SDLC, Process Improvement, Information Technology, Information Security..., Enterprise Risk..., COBIT, CISA, Auditing, Security, Financial Risk, ITIL, IT Management, Change Management, Sarbanes-Oxley, Governance, PCI DSS, Business Continuity, Program Management, COSO, SAP
Education
University of Maryland University College 1993 — 1995
B.S, Accounting and Information Systems
University of Maryland University College 1993 — 1995
BS, Accounting and Computer Science
Rachana Talati's LPL Financial Experience June 2009 - August 2009
Job AML Investigator
Industry Financial Services
Experience
J.P. Morgan February 2015 - Present
Ernst & Young January 2011 - May 2013
JP Morgan Chase March 2010 - December 2010
LPL Financial June 2009 - August 2009
Morgan Stanley Advantage services August 2006 - August 2007
Skills
KYC, Capital Markets, Hedge Funds, Anti Money Laundering, Financial Markets, Fund Accounting, Financial Statement..., Equity Research, Investment Management, Performance Reporting, P&L Analysis, Prime Brokerage, Investment Banking, Equity Derivatives, Trading, Settlement, OFAC, Bank Secrecy Act, NAV, Financial Services, Bloomberg, Risk Management, Due Diligence, SAR, Regulatory Compliance
Education
Fairleigh Dickinson University-Florham Campus 2008 — 2010
MBA, Finance
University of Mumbai
Bachelor of Business Administration (BBA), International Finance
J.P. Morgan February 2015 - Present
Ernst & Young January 2011 - May 2013
JP Morgan Chase March 2010 - December 2010
LPL Financial June 2009 - August 2009
Morgan Stanley Advantage services August 2006 - August 2007
Skills
KYC, Capital Markets, Hedge Funds, Anti Money Laundering, Financial Markets, Fund Accounting, Financial Statement..., Equity Research, Investment Management, Performance Reporting, P&L Analysis, Prime Brokerage, Investment Banking, Equity Derivatives, Trading, Settlement, OFAC, Bank Secrecy Act, NAV, Financial Services, Bloomberg, Risk Management, Due Diligence, SAR, Regulatory Compliance
Education
Fairleigh Dickinson University-Florham Campus 2008 — 2010
MBA, Finance
University of Mumbai
Bachelor of Business Administration (BBA), International Finance
Sushiela Abraham's LPL Financial Experience March 2011 - May 2011
Job Sr. Project Manager, PMP
Industry Information Technology and Services
Experience
LPL Financial March 2011 - May 2011
Life Technologies March 2010 - February 2011
Blackwell February 2008 - October 2008
Fluor February 2000 - October 2007
Cendant 1999 - 2000
Skills
Program Management, Project Management, Resource Management
Education
University of Madras
Bachelor of Arts
LPL Financial March 2011 - May 2011
Life Technologies March 2010 - February 2011
Blackwell February 2008 - October 2008
Fluor February 2000 - October 2007
Cendant 1999 - 2000
Skills
Program Management, Project Management, Resource Management
Education
University of Madras
Bachelor of Arts
Bonnie Butler's LPL Financial Experience June 2013 - June 2013
Job Realtor at Rozansky Group of Long & Foster Real Estate, Inc.
Industry Real Estate
Experience
Rozansky Group of Long & Foster Real Estate, Inc. Registered Sales AssistantSandy Spring Wealth ManagementJune 2013 - August 2014
LPL Financial June 2013 - June 2013
Ameriprise Financial Services, Inc. December 2011 - June 2013
Long & Foster June 2004 - December 2012
Smith Barney 1984 - 2004
Skills
Sellers, Real Estate, Investment Properties, Residential Homes, Short Sales, First Time Home Buyers, Foreclosures, Investors, Relocation, REO, Single Family Homes, Buyer Representation, Condos, Rentals, Real Estate Transactions, New Home Sales, Listings, Property Management, Referrals, Real Estate Development, Investments, Brokerage, Sales
Education
Walter Johnson HS Bethesda, MD 1969 — 1972
University of Maryland College Park
Rozansky Group of Long & Foster Real Estate, Inc. Registered Sales AssistantSandy Spring Wealth ManagementJune 2013 - August 2014
LPL Financial June 2013 - June 2013
Ameriprise Financial Services, Inc. December 2011 - June 2013
Long & Foster June 2004 - December 2012
Smith Barney 1984 - 2004
Skills
Sellers, Real Estate, Investment Properties, Residential Homes, Short Sales, First Time Home Buyers, Foreclosures, Investors, Relocation, REO, Single Family Homes, Buyer Representation, Condos, Rentals, Real Estate Transactions, New Home Sales, Listings, Property Management, Referrals, Real Estate Development, Investments, Brokerage, Sales
Education
Walter Johnson HS Bethesda, MD 1969 — 1972
University of Maryland College Park
Casey Furr's LPL Financial Experience September 2001 - Present
Job Director, Business Solutions at LPL Financial
Industry Financial Services
Experience
LPL Financial September 2001 - Present
Education
University of Massachusetts, Amherst 1995 — 1999
LPL Financial September 2001 - Present
Education
University of Massachusetts, Amherst 1995 — 1999
Larry Rosenberg's LPL Financial Experience June 2001 - Present
Job Wealth Advisor, Registered Principal at LPL Financial Services
Industry Investment Management
Experience
LPL Financial June 2001 - Present
Republic Bancorp Mortgage 1992 - 2001
Deloitte & Touche July 1985 - August 1992
Skills
Investments, Investment Advisory, FINRA, Securities, Wealth Management, Retirement Planning, Strategic Financial..., Asset Allocation, Retirement, Portfolio Management, Estate Planning, Asset Managment, Financial Analysis, Long-term Care, Risk Management, Insurance, Financial Services, Banking, Financial Modeling, Private Equity
Education
University of Michigan 1981 — 1985
Business
Southfield Lathrup 1978 — 1981
LPL Financial June 2001 - Present
Republic Bancorp Mortgage 1992 - 2001
Deloitte & Touche July 1985 - August 1992
Skills
Investments, Investment Advisory, FINRA, Securities, Wealth Management, Retirement Planning, Strategic Financial..., Asset Allocation, Retirement, Portfolio Management, Estate Planning, Asset Managment, Financial Analysis, Long-term Care, Risk Management, Insurance, Financial Services, Banking, Financial Modeling, Private Equity
Education
University of Michigan 1981 — 1985
Business
Southfield Lathrup 1978 — 1981
Keith Gentry's LPL Financial Experience September 2007 - August 2008
Job Portfolio Manager at Citizens Private Bank & Trust
Industry Financial Services
Experience
Citizens Bank June 2014 - Present
RBS Citizens Financial October 2012 - June 2014
Investors Capital May 2010 - October 2012
First Allied Securities January 2009 - March 2010
LPL Financial September 2007 - August 2008
Skills
Series 6, Series 7, Series 24, Series 4, Series 66, Series 55, Series 53, FINRA, Wealth Management, Mutual Funds, Equities, Asset Management, Portfolio Management, Securities, Series 63, Investments, Alternative Investments, Finance, Financial Services
Education
University of Massachusetts 2002 — 2006
Managerial Economics
CFA Institute
Citizens Bank June 2014 - Present
RBS Citizens Financial October 2012 - June 2014
Investors Capital May 2010 - October 2012
First Allied Securities January 2009 - March 2010
LPL Financial September 2007 - August 2008
Skills
Series 6, Series 7, Series 24, Series 4, Series 66, Series 55, Series 53, FINRA, Wealth Management, Mutual Funds, Equities, Asset Management, Portfolio Management, Securities, Series 63, Investments, Alternative Investments, Finance, Financial Services
Education
University of Massachusetts 2002 — 2006
Managerial Economics
CFA Institute
Fred Schweppe's LPL Financial Experience November 2013 - Present
Job Vice President, Strategic Communication, LPL Financial
Industry Financial Services
Experience
LPL Financial November 2013 - Present
LPL Financial March 2012 - November 2013
LPL Financial May 2009 - March 2012
LPL Financial May 2008 - May 2009
Omaha Public Power District April 2006 - April 2008
Omaha Public Power District October 2002 - April 2006
SKAR Advertising July 1998 - October 2002
Skills
Marketing, Marketing Communications, Copywriting, Marketing Strategy, Project Management, Public Speaking, Public Relations, Editing, Microsoft Office, Social Media, Financial Services, Web Design, Strategic Communications, Leadership, Market Research, Writing, Management, Strategic Planning, Email Marketing, Publications, Advertising, Social Media Marketing, Perseverant, Organization Skills, Team Building
Education
Human Factors International
CUA, Certified Usability Analyst
University of Nebraska at Omaha
BS with honors, Marketing Management
Armed Forces School of Music, Norfolk Virginia
LPL Financial November 2013 - Present
LPL Financial March 2012 - November 2013
LPL Financial May 2009 - March 2012
LPL Financial May 2008 - May 2009
Omaha Public Power District April 2006 - April 2008
Omaha Public Power District October 2002 - April 2006
SKAR Advertising July 1998 - October 2002
Skills
Marketing, Marketing Communications, Copywriting, Marketing Strategy, Project Management, Public Speaking, Public Relations, Editing, Microsoft Office, Social Media, Financial Services, Web Design, Strategic Communications, Leadership, Market Research, Writing, Management, Strategic Planning, Email Marketing, Publications, Advertising, Social Media Marketing, Perseverant, Organization Skills, Team Building
Education
Human Factors International
CUA, Certified Usability Analyst
University of Nebraska at Omaha
BS with honors, Marketing Management
Armed Forces School of Music, Norfolk Virginia
Lynn Ho's LPL Financial Experience February 2007 - August 2011
Job Senior Oracle Developer
Industry Information Technology and Services
Experience
LPL Financial February 2007 - August 2011
Medtronic October 2003 - April 2004
Wilson Learning August 2003 - September 2003
Medtronic March 2001 - August 2003
Rooster.com December 2000 - March 2001
Digital River October 1999 - December 2000
Medtronic March 1998 - October 1999
SUPERVALU June 1997 - March 1998
Carlson Marketing May 1996 - May 1997
Xcel Energy December 1988 - April 1996
Education
University of Minnesota-Twin Cities 1985 — 1991
BS, Computer Science
LPL Financial February 2007 - August 2011
Medtronic October 2003 - April 2004
Wilson Learning August 2003 - September 2003
Medtronic March 2001 - August 2003
Rooster.com December 2000 - March 2001
Digital River October 1999 - December 2000
Medtronic March 1998 - October 1999
SUPERVALU June 1997 - March 1998
Carlson Marketing May 1996 - May 1997
Xcel Energy December 1988 - April 1996
Education
University of Minnesota-Twin Cities 1985 — 1991
BS, Computer Science
Jayakumar Raghavan's LPL Financial Experience May 2011 - August 2012
Job Senior Engineer at Qualcomm
Industry Computer Software
Experience
Qualcomm August 2012 - Present
LPL Financial May 2011 - August 2012
CSC August 2005 - May 2011
Polaris Software February 2000 - August 2005
Skills
SDLC, QTP, Requirements Analysis, SOA, Test Automation, Quality Center, Testing, Agile Methodologies, Test Management, Weblogic, JUnit, Java Enterprise Edition, Test Planning, SQL, Web Services, Unix, Spring, TestNG
Education
University of Madras 1995 — 1999
B.E, Computer Science
Qualcomm August 2012 - Present
LPL Financial May 2011 - August 2012
CSC August 2005 - May 2011
Polaris Software February 2000 - August 2005
Skills
SDLC, QTP, Requirements Analysis, SOA, Test Automation, Quality Center, Testing, Agile Methodologies, Test Management, Weblogic, JUnit, Java Enterprise Edition, Test Planning, SQL, Web Services, Unix, Spring, TestNG
Education
University of Madras 1995 — 1999
B.E, Computer Science
Karen Karim's LPL Financial Experience February 2008 - April 2010
Job Global Account Manager at Natixis
Industry Financial Services
Experience
Natixis Global Associates April 2010 - Present
LPL Financial February 2008 - April 2010
Eaton Vance 2003 - 2007
Education
University of Massachusetts, Amherst 1998 — 2002
Natixis Global Associates April 2010 - Present
LPL Financial February 2008 - April 2010
Eaton Vance 2003 - 2007
Education
University of Massachusetts, Amherst 1998 — 2002
Brad Jacobs's LPL Financial Experience February 2004 - Present
Job Senior Vice President SVP & Counsel at LPL Financial
Industry Financial Services
Experience
LPL Financial February 2004 - Present
Burns & Levinson (successor firm) June 2001 - February 2004
Commonwealth Financial Network September 2000 - June 2001
Skills
Securities Litigation, Securities Arbitration, Broker Dealer, Securities Regulation, Investment Advisory, Securities Law, Compliance, Litigation, Arbitration, FINRA, Mediation, Insurance, Civil Litigation, Securities, Broker-Dealer, Legal Writing, Series 24, Trials, Financial Services, Commercial Litigation
Education
University of California
Bachelor of Science, Business Administration and Finance
University of Maryland School of Law
Juris Doctor, Law - Securities Law
LPL Financial February 2004 - Present
Burns & Levinson (successor firm) June 2001 - February 2004
Commonwealth Financial Network September 2000 - June 2001
Skills
Securities Litigation, Securities Arbitration, Broker Dealer, Securities Regulation, Investment Advisory, Securities Law, Compliance, Litigation, Arbitration, FINRA, Mediation, Insurance, Civil Litigation, Securities, Broker-Dealer, Legal Writing, Series 24, Trials, Financial Services, Commercial Litigation
Education
University of California
Bachelor of Science, Business Administration and Finance
University of Maryland School of Law
Juris Doctor, Law - Securities Law
Susan Haeberle's LPL Financial Experience June 2009 - Present
Job at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2009 - Present
AAM 2013 - 2013
Capmark Securities 1990 - 2008
Newman and Associates 1981 - 1998
Education
University of Nebraska at Kearney 1977 — 1981
Bachelor of Arts (B.A.), French Studies
LPL Financial June 2009 - Present
AAM 2013 - 2013
Capmark Securities 1990 - 2008
Newman and Associates 1981 - 1998
Education
University of Nebraska at Kearney 1977 — 1981
Bachelor of Arts (B.A.), French Studies
William E. Moran's LPL Financial Experience February 2000 - Present
Job Financial Consultant
Industry Investment Management
Experience
LPL Financial February 2000 - Present
Ronald McDonald House of Detroit 2009 - 2014
Ronald McDonald House of Detroit 2009 - 2014
Ronald McDonald House of Detroit 2009 - 2014
Ronald McDonald House of Detroit 2009 - 2014
Fidelity Investments February 1987 - January 2000
Skills
Equities, Strategic Financial..., 401k, Fixed Income, Alternative Investments, Fixed Annuities, Strategic Planning, Program Management, Retirement Planning, Sales Management, Team Building, Asset Allocation, Series 7, Asset Management, Mutual Funds, Investments, Retirement, Portfolio Management, Investment Strategies, Finance
Education
University of Michigan-Dearborn 1982 — 1986
Bachelor's of Science in Administration, Managerial Economics and Finance
Bentley High School 1979 — 1981
LPL Financial February 2000 - Present
Ronald McDonald House of Detroit 2009 - 2014
Ronald McDonald House of Detroit 2009 - 2014
Ronald McDonald House of Detroit 2009 - 2014
Ronald McDonald House of Detroit 2009 - 2014
Fidelity Investments February 1987 - January 2000
Skills
Equities, Strategic Financial..., 401k, Fixed Income, Alternative Investments, Fixed Annuities, Strategic Planning, Program Management, Retirement Planning, Sales Management, Team Building, Asset Allocation, Series 7, Asset Management, Mutual Funds, Investments, Retirement, Portfolio Management, Investment Strategies, Finance
Education
University of Michigan-Dearborn 1982 — 1986
Bachelor's of Science in Administration, Managerial Economics and Finance
Bentley High School 1979 — 1981
Marla Breland's LPL Financial Experience February 2015 - Present
Job Examiner at LPL Financial
Industry Government Administration
Experience
LPL Financial February 2015 - Present
MS Secretary of State March 2008 - September 2014
Knobias 2004 - 2008
Morgan Keegan June 2001 - February 2003
Skills
Community Outreach, Public Relations, Strategic Planning, Budgets, Analysis, Social Media, Marketing
Education
University of Mississippi 1982 — 1985
M.Ed., Higher Education
University of Mississippi 1978 — 1981
B.A., Psychology, minor in Political Science
LPL Financial February 2015 - Present
MS Secretary of State March 2008 - September 2014
Knobias 2004 - 2008
Morgan Keegan June 2001 - February 2003
Skills
Community Outreach, Public Relations, Strategic Planning, Budgets, Analysis, Social Media, Marketing
Education
University of Mississippi 1982 — 1985
M.Ed., Higher Education
University of Mississippi 1978 — 1981
B.A., Psychology, minor in Political Science
Bryan Karsner's LPL Financial Experience July 2006 - April 2008
Job Owner/President BRK Financial, LLC
Industry Financial Services
Experience
Brokers International Financial Services, LLC May 2008 - Present
LPL Financial July 2006 - April 2008
Northwestern Mutual May 2004 - October 2005
Education
University of Maryland College Park 2001 — 2004
Brokers International Financial Services, LLC May 2008 - Present
LPL Financial July 2006 - April 2008
Northwestern Mutual May 2004 - October 2005
Education
University of Maryland College Park 2001 — 2004
Carlos A. Romero's LPL Financial Experience November 2013 - Present
Job President at Salvadoran American Chamber Of Commerce Of The Washington, D.C.
Industry Investment Management
Experience
CRG Financial Services, LLC June 2008 - Present
LPL Financial November 2013 - Present
Salvadoran American Chamber Of Commerce Of Washington, DC. December 2014 - Present
Skills
Nonprofits, Small Business, Series 63, Retirement, Risk Management, Mutual Funds, Management Consulting, Financial Advisory, Series 7, Alternative Investments, Equities, Securities, Financial Analysis, Asset Allocation, Wealth Management, Business Strategy, Investment Advisory, Strategic Planning, Public Speaking, Financial Modeling
Education
University of Maryland College Park 1993 — 1998
Bachelor of Arts (B.A.), Economics
University of Maryland College Park 1993 — 1998
Minor, Political Science and Government
CRG Financial Services, LLC June 2008 - Present
LPL Financial November 2013 - Present
Salvadoran American Chamber Of Commerce Of Washington, DC. December 2014 - Present
Skills
Nonprofits, Small Business, Series 63, Retirement, Risk Management, Mutual Funds, Management Consulting, Financial Advisory, Series 7, Alternative Investments, Equities, Securities, Financial Analysis, Asset Allocation, Wealth Management, Business Strategy, Investment Advisory, Strategic Planning, Public Speaking, Financial Modeling
Education
University of Maryland College Park 1993 — 1998
Bachelor of Arts (B.A.), Economics
University of Maryland College Park 1993 — 1998
Minor, Political Science and Government
Seth Poirier's LPL Financial Experience April 2013 - July 2014
Job AML OPS ManagerVP at Citi
Industry Financial Services
Experience
Citi January 2015 - Present
LPL Finanical July 2014 - December 2014
LPL Financial April 2013 - July 2014
LPL Financial June 2011 - April 2013
LPL Financial June 2010 - June 2011
LPL July 2009 - June 2010
Sovereign Bank March 2008 - June 2009
Sovereign Bank May 2007 - March 2008
Sovereign Bank August 2006 - May 2007
Skills
Risk Management, Anti Money Laundering, Banking, Financial Services, Management, Financial Risk, Leadership, Fraud, KYC, Bank Secrecy Act
Education
University of Massachusetts Lowell 2001 — 2005
Bachelors, Criminal Justice
Citi January 2015 - Present
LPL Finanical July 2014 - December 2014
LPL Financial April 2013 - July 2014
LPL Financial June 2011 - April 2013
LPL Financial June 2010 - June 2011
LPL July 2009 - June 2010
Sovereign Bank March 2008 - June 2009
Sovereign Bank May 2007 - March 2008
Sovereign Bank August 2006 - May 2007
Skills
Risk Management, Anti Money Laundering, Banking, Financial Services, Management, Financial Risk, Leadership, Fraud, KYC, Bank Secrecy Act
Education
University of Massachusetts Lowell 2001 — 2005
Bachelors, Criminal Justice
Peter Gentes's LPL Financial Experience May 2010 - January 2011
Job Founder Pete Gentes Gallery
Industry Photography
Experience
Gentes Group August 2011 - Present
LPL Financial May 2010 - January 2011
Big Brothers Big Sisters of Orange County 2010 - 2010
Capital Group 2006 - 2009
Capital Group 1998 - 2006
Capital Group 1993 - 1998
Andersen Consulting 1989 - 1993
Skills
Business Intelligence, SDLC, Management, Equities, IT Strategy, Change Management, IT Management, COBOL, Business Process, Project Delivery, CSF, Project Management, Leadership, ITIL, Business Analysis, Business Strategy, Enterprise Software, Asset Management, MVS, Governance, Business Continuity, Strategy, Requirements Analysis
Education
University of Nebraska-Lincoln 1984 — 1988
BS, Business Administration
Bellevue West 1981 — 1984
HS Diploma
Gentes Group August 2011 - Present
LPL Financial May 2010 - January 2011
Big Brothers Big Sisters of Orange County 2010 - 2010
Capital Group 2006 - 2009
Capital Group 1998 - 2006
Capital Group 1993 - 1998
Andersen Consulting 1989 - 1993
Skills
Business Intelligence, SDLC, Management, Equities, IT Strategy, Change Management, IT Management, COBOL, Business Process, Project Delivery, CSF, Project Management, Leadership, ITIL, Business Analysis, Business Strategy, Enterprise Software, Asset Management, MVS, Governance, Business Continuity, Strategy, Requirements Analysis
Education
University of Nebraska-Lincoln 1984 — 1988
BS, Business Administration
Bellevue West 1981 — 1984
HS Diploma
Michaela Diener's LPL Financial Experience December 2012 - Present
Job Service Center Representative
Industry Financial Services
Experience
LPL Financial December 2012 - Present
WellPoint January 2008 - December 2013
Northern Maine Medical Center November 2004 - May 2007
Northern Maine Medical Center November 2004 - May 2007
Community Care August 2006 - December 2006
Community Care August 2006 - December 2006
Skills
Utilization Management, Health Insurance, Managed Care, Insurance, Behavioral Health, Health Policy, Healthcare, Claim, Outstanding..., health insurance..., Explanation of Coverage, Knowledge of ICD 9 and..., Microsoft Office, Effective in..., Organized,..., Customer Service, Financial Services
Education
University of Maine at Fort Kent 2002 — 2006
Bachelors, Behavioral Science
LPL Financial December 2012 - Present
WellPoint January 2008 - December 2013
Northern Maine Medical Center November 2004 - May 2007
Northern Maine Medical Center November 2004 - May 2007
Community Care August 2006 - December 2006
Community Care August 2006 - December 2006
Skills
Utilization Management, Health Insurance, Managed Care, Insurance, Behavioral Health, Health Policy, Healthcare, Claim, Outstanding..., health insurance..., Explanation of Coverage, Knowledge of ICD 9 and..., Microsoft Office, Effective in..., Organized,..., Customer Service, Financial Services
Education
University of Maine at Fort Kent 2002 — 2006
Bachelors, Behavioral Science
Srikanth Gaddam's LPL Financial Experience January 2014 - Present
Job Lead Architect at LPL Financial
Industry Banking
Experience
LPL Financial January 2014 - Present
Bank of America August 2013 - January 2014
Frontier Communications November 2009 - July 2013
Asurion October 2006 - November 2009
BearingPoint January 2005 - September 2006
Satyam Computer services Limited 2003 - 2005
Skills
SDLC, PL/SQL, Requirements Analysis, Software Project..., Integration, Telecommunications, Business Analysis, Agile Methodologies, Solution Architecture, Oracle, Business Intelligence, SQL, Vendor Management, PMP, Software Development, Project Management, Data Warehousing, Data Warehouse..., Informatica, Enterprise Software, Architectures, Enterprise Architecture, Architecture
Education
University of Madras 2000 — 2003
Masters in Computer Application, Computer Science
St. Joseph's School
LPL Financial January 2014 - Present
Bank of America August 2013 - January 2014
Frontier Communications November 2009 - July 2013
Asurion October 2006 - November 2009
BearingPoint January 2005 - September 2006
Satyam Computer services Limited 2003 - 2005
Skills
SDLC, PL/SQL, Requirements Analysis, Software Project..., Integration, Telecommunications, Business Analysis, Agile Methodologies, Solution Architecture, Oracle, Business Intelligence, SQL, Vendor Management, PMP, Software Development, Project Management, Data Warehousing, Data Warehouse..., Informatica, Enterprise Software, Architectures, Enterprise Architecture, Architecture
Education
University of Madras 2000 — 2003
Masters in Computer Application, Computer Science
St. Joseph's School
Jeffrey Cutler's LPL Financial Experience September 2014 - Present
Job Vice President, Business Consulting at LPL Financial
Industry Financial Services
Experience
LPL Financial September 2014 - Present
LPL Financial February 2013 - August 2014
LPL Financial December 2011 - January 2013
LPL Financial February 2011 - December 2011
LPL Financial April 2010 - January 2011
LPL Financial September 2007 - March 2010
LPL Financial July 2005 - August 2007
Investors Bank & Trust August 2002 - April 2004
Skills
Series 7, Series 63
Education
University of Massachusetts, Amherst 1998 — 2002
Bachelor of Science Degree, Sport Management
LPL Financial September 2014 - Present
LPL Financial February 2013 - August 2014
LPL Financial December 2011 - January 2013
LPL Financial February 2011 - December 2011
LPL Financial April 2010 - January 2011
LPL Financial September 2007 - March 2010
LPL Financial July 2005 - August 2007
Investors Bank & Trust August 2002 - April 2004
Skills
Series 7, Series 63
Education
University of Massachusetts, Amherst 1998 — 2002
Bachelor of Science Degree, Sport Management
Enrique Tejera's LPL Financial Experience 2003 - 2008
Job I.T. Technical Manager at Hollywood Casino
Industry Information Technology and Services
Experience
Hollywood Casino September 2014 - Present
Santarus, Inc. February 2013 - March 2014
Santarus, Inc. July 2008 - February 2013
LPL Financial 2003 - 2008
Appro Systems, Inc. 1995 - 2003
Skills
Pharmaceutical Industry, SSIS, Microsoft SQL Server, Data Warehousing, Database Administration, ETL Tools, C#, C++, ASP.NET, Software Development, Financial Industry, Database Development, Compellent SAN..., Software Engineering, Databases, T-SQL, VB.NET, MS Visual Studio, Visual Studio, SSRS, Database Design
Education
University of Louisiana at Lafayette 1990 — 1995
Bachelor of Science, Computer Science
Hollywood Casino September 2014 - Present
Santarus, Inc. February 2013 - March 2014
Santarus, Inc. July 2008 - February 2013
LPL Financial 2003 - 2008
Appro Systems, Inc. 1995 - 2003
Skills
Pharmaceutical Industry, SSIS, Microsoft SQL Server, Data Warehousing, Database Administration, ETL Tools, C#, C++, ASP.NET, Software Development, Financial Industry, Database Development, Compellent SAN..., Software Engineering, Databases, T-SQL, VB.NET, MS Visual Studio, Visual Studio, SSRS, Database Design
Education
University of Louisiana at Lafayette 1990 — 1995
Bachelor of Science, Computer Science
Chad Chavers's LPL Financial Experience May 2014 - Present
Job Sr Ops Specialist Corporate Actions & Dividends at LPL Financial
Industry Financial Services
Experience
LPL Financial May 2014 - Present
LPL Financial September 2007 - June 2014
LPL Financial January 2007 - September 2009
AIG American General January 2006 - September 2007
Skills
Strategic Financial..., Financial Analysis, Mutual Funds, Investments, Securities, Series 7, Finance, Accounting, Risk Management, Financial Modeling, Financial Services, Wealth Management, Financial Reporting, Asset Management, Portfolio Management, Insurance, Account Reconciliation, Fixed Annuities, Life Insurance
Education
University of Louisiana at Monroe 2003 — 2006
Spanish and Political Science
University of New Orleans 2001 — 2003
LPL Financial May 2014 - Present
LPL Financial September 2007 - June 2014
LPL Financial January 2007 - September 2009
AIG American General January 2006 - September 2007
Skills
Strategic Financial..., Financial Analysis, Mutual Funds, Investments, Securities, Series 7, Finance, Accounting, Risk Management, Financial Modeling, Financial Services, Wealth Management, Financial Reporting, Asset Management, Portfolio Management, Insurance, Account Reconciliation, Fixed Annuities, Life Insurance
Education
University of Louisiana at Monroe 2003 — 2006
Spanish and Political Science
University of New Orleans 2001 — 2003
Westin Gentry's LPL Financial Experience August 2007 - January 2011
Job Financial Advisor
Industry Financial Services
Experience
Avisco Financial June 2012 - Present
CPI Office Products February 2012 - June 2012
CPI Office Products August 2011 - February 2012
LPL Financial August 2007 - January 2011
Northstar Bank of Texas 2011 - 2011
Skills
Business Strategy, Investments, Finance, Retirement Planning, Account Management, Customer Satisfaction, Banking, Insurance, Leadership, Business Development, Strategic Planning, Social Networking, Wealth Management, Team Building
Education
University of Mary Hardin-Baylor 2007 — 2009
BBA, Finance
University of North Texas
Avisco Financial June 2012 - Present
CPI Office Products February 2012 - June 2012
CPI Office Products August 2011 - February 2012
LPL Financial August 2007 - January 2011
Northstar Bank of Texas 2011 - 2011
Skills
Business Strategy, Investments, Finance, Retirement Planning, Account Management, Customer Satisfaction, Banking, Insurance, Leadership, Business Development, Strategic Planning, Social Networking, Wealth Management, Team Building
Education
University of Mary Hardin-Baylor 2007 — 2009
BBA, Finance
University of North Texas
Ed Robertson, MBA's LPL Financial Experience July 1992 - Present
Job Financial Advisor/Insurance Agency Owner at Robertson Financial Services
Industry Financial Services
Experience
RIS Insurance (Robertson Insurance Services) March 2002 - Present
LPL Financial July 1992 - Present
Education
University of Missouri-Columbia 1961 — 1966
Master of Business Administration (MBA), Business Administration and Management, General
Yale University 1957 — 1961
Bachelor of Science (B.S.), BioPhysics
RIS Insurance (Robertson Insurance Services) March 2002 - Present
LPL Financial July 1992 - Present
Education
University of Missouri-Columbia 1961 — 1966
Master of Business Administration (MBA), Business Administration and Management, General
Yale University 1957 — 1961
Bachelor of Science (B.S.), BioPhysics
John Manzella's LPL Financial Experience July 2002 - September 2011
Job Financial Advisor at Questar Capital
Industry Financial Services
Experience
Questar Capital September 2011 - Present
LPL Financial July 2002 - September 2011
Skills
Retirement Planning, Long Term Care Planning, Life Insurance, 401k, Disability Insurance, Investments, Retirement Plan..., Estate Transfer, UAW Retirement, TESPHE/SSIP, Buyouts, Roth IRA, 401k Rollovers, Beneficiary Reviews, Insurance Reviews, Pension Reviews, Financial Advisory, Retirement, Salaried Employee..., Asset Allocation, Gold, Silver, Bonds, Exchange Traded Funds, Tax Free Investing, Guaranteed Income, Certificate of Deposits, Mutual Funds, Stocks, Annuities
Education
University of Maryland University College 1982 — 1984
Questar Capital September 2011 - Present
LPL Financial July 2002 - September 2011
Skills
Retirement Planning, Long Term Care Planning, Life Insurance, 401k, Disability Insurance, Investments, Retirement Plan..., Estate Transfer, UAW Retirement, TESPHE/SSIP, Buyouts, Roth IRA, 401k Rollovers, Beneficiary Reviews, Insurance Reviews, Pension Reviews, Financial Advisory, Retirement, Salaried Employee..., Asset Allocation, Gold, Silver, Bonds, Exchange Traded Funds, Tax Free Investing, Guaranteed Income, Certificate of Deposits, Mutual Funds, Stocks, Annuities
Education
University of Maryland University College 1982 — 1984
Matt Hammes's LPL Financial Experience March 2015 - Present
Job Compliance Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2015 - Present
LPL Financial September 2012 - March 2015
Education
University of Iowa 2001 — 2004
Bachelor's degree, Economics
LPL Financial March 2015 - Present
LPL Financial September 2012 - March 2015
Education
University of Iowa 2001 — 2004
Bachelor's degree, Economics
Douglas Kell's LPL Financial Experience December 2000 - May 2001
Job Lead Oracle Developer at McKesson Health Solutions
Industry Hospital & Health Care
Experience
McKesson Health Solutions June 2001 - Present
LPL Financial December 2000 - May 2001
Modis July 2000 - October 2000
ThinkSpark August 1998 - July 2000
TradeOne Marketing January 1996 - August 1998
US Army November 1975 - November 1995
Skills
SQL, Oracle, SDLC, Databases, PL/SQL, Database Design, Unix, Visio
Education
University of Maryland University College
Bachelor's degree, Computer and Information Sciences, General
McKesson Health Solutions June 2001 - Present
LPL Financial December 2000 - May 2001
Modis July 2000 - October 2000
ThinkSpark August 1998 - July 2000
TradeOne Marketing January 1996 - August 1998
US Army November 1975 - November 1995
Skills
SQL, Oracle, SDLC, Databases, PL/SQL, Database Design, Unix, Visio
Education
University of Maryland University College
Bachelor's degree, Computer and Information Sciences, General
Rebecca Whitfield's LPL Financial Experience August 2015 - Present
Job Compliance Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial August 2015 - Present
Financial Industry Regulatory Authority October 2013 - August 2015
Financial Industry Regulatory Authority June 2012 - October 2013
U.S. Census Bureau January 2012 - June 2012
Department of Commerce August 2011 - December 2011
Skills
Securities Regulation, Securities, Legal Compliance, Financial Regulation, Regulatory Compliance, Data Analysis, Customer Service, Legal Research, Corporate Law, Corporate Governance, Business Writing, Litigation, Resume Writing, Microsoft Office, Trade Compliance, Short Sales, Troubleshooting, Trading
Education
University of Maryland College Park 2009 — 2012
Bachelor's Degree, 3.5 GPA
University of South Carolina-Columbia 2008 — 2009
3.9 GPA
LPL Financial August 2015 - Present
Financial Industry Regulatory Authority October 2013 - August 2015
Financial Industry Regulatory Authority June 2012 - October 2013
U.S. Census Bureau January 2012 - June 2012
Department of Commerce August 2011 - December 2011
Skills
Securities Regulation, Securities, Legal Compliance, Financial Regulation, Regulatory Compliance, Data Analysis, Customer Service, Legal Research, Corporate Law, Corporate Governance, Business Writing, Litigation, Resume Writing, Microsoft Office, Trade Compliance, Short Sales, Troubleshooting, Trading
Education
University of Maryland College Park 2009 — 2012
Bachelor's Degree, 3.5 GPA
University of South Carolina-Columbia 2008 — 2009
3.9 GPA
Ron Weatherly's LPL Financial Experience 2011 - 2014
Job Financial Services Professional
Industry Financial Services
Experience
LPL Financial 2011 - 2014
Edward Jones February 2001 - April 2011
Education
University of Mississippi 1991 — 1996
Bachelor of Science (B.S.), Biological and Physical Sciences
LPL Financial 2011 - 2014
Edward Jones February 2001 - April 2011
Education
University of Mississippi 1991 — 1996
Bachelor of Science (B.S.), Biological and Physical Sciences
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.