LPL Financial
Industry: Financial services company
DescriptionLPL Financial LLC is the largest independent broker-dealer in the United States. As of 2017 the company had more than 15,000 financial advisors, over $615 billion in advisory & brokerage assets, and generated approximately $4.2 billion in annual revenue for the 2017 fiscal year. Headquarters: Boston, Massachusetts, United States CEO: Dan Arnold (Jan 2017–) Subsidiaries: AdvisoryWorld, Inc., LINSCO PRIVATE LEDGER CORP, Private Trust Co, Fortigent Holdings Company, Inc. Parent organization: LPL Financial Holdings Inc
LPL Financial List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at LPL Financial. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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3,941 LPL Financial employees in database. Find out everything there's to know about LPL Financial employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
LPL Financial Employees
Employee
Years
Job
Industry
Francine Yutsis Francine Yutsis's LPL Financial Experience 2010 - 2012
Job Financial Advisor at HSBC Retail Banking and Wealth Management
Industry Financial Services
Experience
HSBC June 2015 - Present
Merrill Edge February 2013 - June 2015
LPL Financial 2010 - 2012
Skills
Training, Management, Risk Management, Sales, Strategy, Credit, Financial Services, Retirement Planning, Series 7, Banking, Investments, Finance, Portfolio Management, Wealth Management, Financial Advisory, Financial Analysis
Education
Boston University 2006 — 2010
Bachelor of Arts (B.A.), Mathematics
HSBC June 2015 - Present
Merrill Edge February 2013 - June 2015
LPL Financial 2010 - 2012
Skills
Training, Management, Risk Management, Sales, Strategy, Credit, Financial Services, Retirement Planning, Series 7, Banking, Investments, Finance, Portfolio Management, Wealth Management, Financial Advisory, Financial Analysis
Education
Boston University 2006 — 2010
Bachelor of Arts (B.A.), Mathematics
Kyle Brekke Kyle Brekke's LPL Financial Experience September 2014 - Present
Job Associate Legal Counsel at LPL Financial
Industry Legal Services
Experience
LPL Financial September 2014 - Present
GTC Law Group June 2013 - August 2013
Federal Magistrates Court June 2012 - August 2012
Freelance Web Programmer February 2007 - August 2012
GrubUp March 2011 - August 2011
InTheMO.com December 2009 - March 2010
Direct Line TeleResponse February 2007 - September 2007
ABM Industries June 2006 - August 2006
Skills
Computers, Technology, Web Development, PHP, CakePHP, WordPress, ActionScript, Eagle Scout, Travel, Golf, Mountain Biking, Backpacking, Legal Research, Legal Writing, Westlaw
Education
Boston University School of Law 2011 — 2014
J.D. with a Corporate Law focus, cum laude, Paul J. Liacos Scholar
University of California, Berkeley 2004 — 2008
Bachelor of Arts (B.A.), English
LPL Financial September 2014 - Present
GTC Law Group June 2013 - August 2013
Federal Magistrates Court June 2012 - August 2012
Freelance Web Programmer February 2007 - August 2012
GrubUp March 2011 - August 2011
InTheMO.com December 2009 - March 2010
Direct Line TeleResponse February 2007 - September 2007
ABM Industries June 2006 - August 2006
Skills
Computers, Technology, Web Development, PHP, CakePHP, WordPress, ActionScript, Eagle Scout, Travel, Golf, Mountain Biking, Backpacking, Legal Research, Legal Writing, Westlaw
Education
Boston University School of Law 2011 — 2014
J.D. with a Corporate Law focus, cum laude, Paul J. Liacos Scholar
University of California, Berkeley 2004 — 2008
Bachelor of Arts (B.A.), English
Cheryl Annillo-Cantone Cheryl Annillo-Cantone's LPL Financial Experience October 2000 - October 2009
Job Insurance Verification Specialist at Hackensack University Medical Center
Industry Business Supplies and Equipment
Experience
Hackensack University Medical Center November 2013 - Present
Hackensack University Medical Center February 2012 - November 2013
Konica Minolta - Consultant July 2011 - February 2012
GCA Services Group October 2009 - March 2011
LPL Financial October 2000 - October 2009
Orthopedic & Sports Medicine Associates P.A. June 1993 - March 1995
Skills
Accounts Payable, Accounts Receivable, Data Entry, Administrative..., Microsoft Office
Education
Bergen Community College 1984 — 1986
Associate's degree - coursework completed
Paramus High School 1980 — 1984
Diploma
Hackensack University Medical Center November 2013 - Present
Hackensack University Medical Center February 2012 - November 2013
Konica Minolta - Consultant July 2011 - February 2012
GCA Services Group October 2009 - March 2011
LPL Financial October 2000 - October 2009
Orthopedic & Sports Medicine Associates P.A. June 1993 - March 1995
Skills
Accounts Payable, Accounts Receivable, Data Entry, Administrative..., Microsoft Office
Education
Bergen Community College 1984 — 1986
Associate's degree - coursework completed
Paramus High School 1980 — 1984
Diploma
Jason McCaleb Jason McCaleb's LPL Financial Experience July 2013 - Present
Job Financial Advisor at McCaleb Wealth Management Inc.
Industry Financial Services
Experience
LPL Financial July 2013 - Present
McCaleb Wealth Management October 2011 - Present
Waddell & Reed October 2011 - July 2013
Edward Jones June 2002 - October 2011
Morgan Stanley Wealth Management June 2000 - June 2002
Skills
Microsoft Office, Typing, Fly Fishing, Racquetball, Spanish-speaking, Mathematics, Strategic Financial..., Financial Analysis, Investment Advisory, Investment Strategies, Fixed Annuities, IRAs, Retirement Planning, Wealth Management, Finance, Investments, Series 7, Leadership
Education
Brigham Young University 1997 — 2000
Bachelor's degree, Finance, General
Brigham Young University - Idaho 1995 — 1997
Associate's degree, Marketing
LPL Financial July 2013 - Present
McCaleb Wealth Management October 2011 - Present
Waddell & Reed October 2011 - July 2013
Edward Jones June 2002 - October 2011
Morgan Stanley Wealth Management June 2000 - June 2002
Skills
Microsoft Office, Typing, Fly Fishing, Racquetball, Spanish-speaking, Mathematics, Strategic Financial..., Financial Analysis, Investment Advisory, Investment Strategies, Fixed Annuities, IRAs, Retirement Planning, Wealth Management, Finance, Investments, Series 7, Leadership
Education
Brigham Young University 1997 — 2000
Bachelor's degree, Finance, General
Brigham Young University - Idaho 1995 — 1997
Associate's degree, Marketing
H.T. Matthews H.T. Matthews's LPL Financial Experience September 2014 - Present
Job LPL Financial
Industry Financial Services
Experience
LPL Financial September 2014 - Present
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Leadership, Outlook, Windows
Education
Bluefield State College
Business, Management, Marketing, and Related Support Services
LPL Financial September 2014 - Present
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Leadership, Outlook, Windows
Education
Bluefield State College
Business, Management, Marketing, and Related Support Services
Kelly Marks's LPL Financial Experience August 1999 - January 2006
Job Senior Financial Analyst at Wolters Kluwer Financial Services
Industry Financial Services
Experience
Wolters Kluwer Financial Services July 2006 - Present
LPL Financial August 1999 - January 2006
Skills
Financial Analysis, Financial Modeling, Financial Services, Banking, Strategic Financial..., Risk Management, Business Analysis, Series 7, Investments, Equities, Asset Management, Portfolio Management, Financial Planning, Process Improvement, Analysis
Education
Bentley University
Bachelor's of Science, Economics and Finance
Wolters Kluwer Financial Services July 2006 - Present
LPL Financial August 1999 - January 2006
Skills
Financial Analysis, Financial Modeling, Financial Services, Banking, Strategic Financial..., Risk Management, Business Analysis, Series 7, Investments, Equities, Asset Management, Portfolio Management, Financial Planning, Process Improvement, Analysis
Education
Bentley University
Bachelor's of Science, Economics and Finance
Stephanie Prawd Stephanie Prawd's LPL Financial Experience 2008 - 2013
Job Service Associate at Phillips Wealth Management Group of Raymond James
Industry Financial Services
Experience
Raymond James March 2014 - Present
LPL Financial 2008 - 2013
Skills
Client Services, Account Management, Microsoft Office, QuickBooks
Education
Brenau University 1995 — 1997
Bachelor's degree, Accounting
Raymond James March 2014 - Present
LPL Financial 2008 - 2013
Skills
Client Services, Account Management, Microsoft Office, QuickBooks
Education
Brenau University 1995 — 1997
Bachelor's degree, Accounting
Justin Scott Justin Scott's LPL Financial Experience September 2013 - Present
Job Senior Marketing Consultant at LPL Financial
Industry Marketing and Advertising
Experience
LPL Financial September 2013 - Present
The Thacker Group August 2012 - September 2013
The Thacker Group January 2004 - December 2011
Pure June 2010 - November 2010
Pure October 2009 - June 2010
University of Missouri January 2009 - May 2010
University of Missouri November 2007 - June 2008
Starbucks Coffee Company May 2005 - December 2007
University of Missouri September 2004 - May 2005
Expo Chemical Co., Inc. August 2002 - September 2003
Skills
Photography, Project Manager, Social Media Marketing, Video production, Public relations, Search Engine..., Marketing Strategy, Digital Marketing, Product Reviews, Technology Integration, Managerial Experience, Creative Strategy, Creative Problem Solving, New Media Marketing, New Media, Technology Writing, Blogging, Blogger Outreach, Blog Marketing, YouTube, Google Analytics, Google Webmaster Tools, Yahoo Search Marketing, Newsletters, Twitter, Video Production, Social Media, Adobe Creative Suite, Press Releases, Public Relations, Dreamweaver, Google Adwords, Editing, InDesign, Marketing, Final Cut Pro, Digital Strategy, Facebook, Social Networking, Video, Photoshop, Illustrator, Publishing, Management, SEO, Advertising, Marketing Communications
Education
University of Missouri-Columbia 2003 — 2009
BA, Political Science, Photography & Women and Gender Studies
Blinn College 2001 — 2002
Computer Science
LPL Financial September 2013 - Present
The Thacker Group August 2012 - September 2013
The Thacker Group January 2004 - December 2011
Pure June 2010 - November 2010
Pure October 2009 - June 2010
University of Missouri January 2009 - May 2010
University of Missouri November 2007 - June 2008
Starbucks Coffee Company May 2005 - December 2007
University of Missouri September 2004 - May 2005
Expo Chemical Co., Inc. August 2002 - September 2003
Skills
Photography, Project Manager, Social Media Marketing, Video production, Public relations, Search Engine..., Marketing Strategy, Digital Marketing, Product Reviews, Technology Integration, Managerial Experience, Creative Strategy, Creative Problem Solving, New Media Marketing, New Media, Technology Writing, Blogging, Blogger Outreach, Blog Marketing, YouTube, Google Analytics, Google Webmaster Tools, Yahoo Search Marketing, Newsletters, Twitter, Video Production, Social Media, Adobe Creative Suite, Press Releases, Public Relations, Dreamweaver, Google Adwords, Editing, InDesign, Marketing, Final Cut Pro, Digital Strategy, Facebook, Social Networking, Video, Photoshop, Illustrator, Publishing, Management, SEO, Advertising, Marketing Communications
Education
University of Missouri-Columbia 2003 — 2009
BA, Political Science, Photography & Women and Gender Studies
Blinn College 2001 — 2002
Computer Science
Carlos Salazar, Ed.D Carlos Salazar, Ed.D's LPL Financial Experience August 2013 - December 2013
Job Visionary Entrepreneur and Investor
Industry Education Management
Experience
San Diego University for Integrative Studies April 2013 - Present
San Diego Gay Men's Chorus March 2013 - Present
Fabian Leadership Resources September 2010 - Present
Accumen Inc. November 2013 - February 2015
California HOSA August 2013 - June 2014
San Diego Pride March 2012 - February 2014
LPL Financial August 2013 - December 2013
AT&T December 2012 - August 2013
Qualcomm March 2012 - November 2012
Ericsson March 2009 - March 2012
Skills
Leadership, Management, Public Speaking, Project Management, Leadership Development, Event Planning, Fundraising, Outlook, Training, Microsoft Office, Nonprofits, Marketing, PowerPoint, Customer Service, Research, Program Management, Microsoft Excel, Human Resources, Project Planning, Data Analysis, Access, Time Management, Strategic Planning, Team Leadership, Public Relations, Process Improvement, Event Management, Microsoft Word, Vendor Management, Salesforce.com, Public Administration, Budgets, Staff Development, Telecommunications, Analysis, Organizational..., Recruiting, Photoshop, CASPR, Siterra, Oracle 9i, NORAD, Teamwork, Team Building, Coaching, Community Outreach, Social Networking, Sales
Education
Keller Graduate School of Management of DeVry University 2014 — 2015
Master of Project Management, Project Management
Brandman University, Part of the Chapman University System 2010 — 2014
Doctor of Education (Ed.D.), Organizational Leadership
Stanford University 2008 — 2008
Certificate, Entrepreneurial Leadership
University of Phoenix 2008 — 2010
Master of Business Administration (M.B.A.), Business Administration; Global Management
Whittier College 2004 — 2008
Bachelor of Arts (B.A.), Political Science and Government
Harvard University 2015 — 2016
Professional Development Certificate, Leadership and Management
San Diego University for Integrative Studies April 2013 - Present
San Diego Gay Men's Chorus March 2013 - Present
Fabian Leadership Resources September 2010 - Present
Accumen Inc. November 2013 - February 2015
California HOSA August 2013 - June 2014
San Diego Pride March 2012 - February 2014
LPL Financial August 2013 - December 2013
AT&T December 2012 - August 2013
Qualcomm March 2012 - November 2012
Ericsson March 2009 - March 2012
Skills
Leadership, Management, Public Speaking, Project Management, Leadership Development, Event Planning, Fundraising, Outlook, Training, Microsoft Office, Nonprofits, Marketing, PowerPoint, Customer Service, Research, Program Management, Microsoft Excel, Human Resources, Project Planning, Data Analysis, Access, Time Management, Strategic Planning, Team Leadership, Public Relations, Process Improvement, Event Management, Microsoft Word, Vendor Management, Salesforce.com, Public Administration, Budgets, Staff Development, Telecommunications, Analysis, Organizational..., Recruiting, Photoshop, CASPR, Siterra, Oracle 9i, NORAD, Teamwork, Team Building, Coaching, Community Outreach, Social Networking, Sales
Education
Keller Graduate School of Management of DeVry University 2014 — 2015
Master of Project Management, Project Management
Brandman University, Part of the Chapman University System 2010 — 2014
Doctor of Education (Ed.D.), Organizational Leadership
Stanford University 2008 — 2008
Certificate, Entrepreneurial Leadership
University of Phoenix 2008 — 2010
Master of Business Administration (M.B.A.), Business Administration; Global Management
Whittier College 2004 — 2008
Bachelor of Arts (B.A.), Political Science and Government
Harvard University 2015 — 2016
Professional Development Certificate, Leadership and Management
Hayden Dixon's LPL Financial Experience March 2015 - June 2015
Job Internal Consultant at Brigham Young University
Industry Management Consulting
Experience
Brigham Young University September 2015 - Present
National Football League April 2015 - August 2015
LPL Financial March 2015 - June 2015
Clarke Capital Partners May 2014 - September 2014
Vivint November 2012 - April 2014
Skills
Sales, Social Media Marketing, Business Development, Leadership, Marketing Communications, Motivational Speaking, Adobe Creative Suite, Athletic Apparel, Finance, Direct Sales, Video Production, Advertising Design, Sports Coaching, Product Development, Business Strategy, Product Design, Supply Chain...
Education
Brigham Young University 2013 — 2016
Bachelor of Science (BS), Business Management, Emphasis in Strategy
Westminster College 2009 — 2010
Brigham Young University September 2015 - Present
National Football League April 2015 - August 2015
LPL Financial March 2015 - June 2015
Clarke Capital Partners May 2014 - September 2014
Vivint November 2012 - April 2014
Skills
Sales, Social Media Marketing, Business Development, Leadership, Marketing Communications, Motivational Speaking, Adobe Creative Suite, Athletic Apparel, Finance, Direct Sales, Video Production, Advertising Design, Sports Coaching, Product Development, Business Strategy, Product Design, Supply Chain...
Education
Brigham Young University 2013 — 2016
Bachelor of Science (BS), Business Management, Emphasis in Strategy
Westminster College 2009 — 2010
Edward MacPhee, MSFS, CFP®, AIF® Edward MacPhee, MSFS, CFP®, AIF®'s LPL Financial Experience October 2007 - Present
Job AVP Business Consulting, Strategic Relationship Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial October 2007 - Present
Skills
Portfolio Management, Alternative Investments, Securities, Investments, Series 7, Series 66, Uniform Combined State..., Financial Advisory, Mutual Funds, Investment Advisory, Series 63, Asset Allocation, Finance, FINRA, Wealth Management, Retirement Planning, Investment Strategies, Series 24, Fixed Annuities, ETFs, Retirement, 401k, Strategic Financial...
Education
Boston University 2012 — 2014
Master of Science (MS), Financial Services
San Diego State University-California State University 2008 — 2009
Business, Executive Financial Planning
San Diego State University-California State University 2002 — 2007
Bachelor's degree, Finance
LPL Financial October 2007 - Present
Skills
Portfolio Management, Alternative Investments, Securities, Investments, Series 7, Series 66, Uniform Combined State..., Financial Advisory, Mutual Funds, Investment Advisory, Series 63, Asset Allocation, Finance, FINRA, Wealth Management, Retirement Planning, Investment Strategies, Series 24, Fixed Annuities, ETFs, Retirement, 401k, Strategic Financial...
Education
Boston University 2012 — 2014
Master of Science (MS), Financial Services
San Diego State University-California State University 2008 — 2009
Business, Executive Financial Planning
San Diego State University-California State University 2002 — 2007
Bachelor's degree, Finance
Christine Dellacato's LPL Financial Experience June 1995 - July 2013
Job Branch Manager at Summit Brokerage Services, Inc.
Industry Financial Services
Experience
Summit Brokerage Services, Inc. July 2013 - Present
LPL Financial June 1995 - July 2013
Merrill Lynch October 1989 - May 1995
Skills
Wealth Management, Mutual Funds, Securities, Retirement Planning, Series 7, Strategic Financial..., Investment Advisory, Asset Allocation, Series 63, Investments, Portfolio Management, Asset Managment, Equities, Bonds
Education
Boston University 1984 — 1988
Bachelor of Science, Economics
Summit Brokerage Services, Inc. July 2013 - Present
LPL Financial June 1995 - July 2013
Merrill Lynch October 1989 - May 1995
Skills
Wealth Management, Mutual Funds, Securities, Retirement Planning, Series 7, Strategic Financial..., Investment Advisory, Asset Allocation, Series 63, Investments, Portfolio Management, Asset Managment, Equities, Bonds
Education
Boston University 1984 — 1988
Bachelor of Science, Economics
Van C. Truong, CFP®, MSF Van C. Truong, CFP®, MSF's LPL Financial Experience August 2012 - Present
Job Multilingual | Financial Planning Consultant | Experienced Wealth Management Professional
Industry Financial Services
Experience
LPL Financial August 2012 - Present
Wells Fargo Family Wealth January 2010 - April 2012
Calibre Advisory Services, Inc. December 2006 - July 2010
The TJX Companies, Inc August 2004 - December 2006
H&R Block January 2005 - June 2006
Westborough Savings Bank (Known as Avidia Bank) August 2000 - August 2004
Skills
Client Relationship..., Financial Planning, Financial Advisory, Investment Advisory, Asset Allocation, Financial Planners, Income Tax, Portfolio Management, Financial Analysis, Investments, Risk Management, Strategic Financial..., Banking, Insurance, CRM, Estate Planning, Financial Services, Wealth, Finance, Retirement Planning, College Education..., Real Estate Transactions
Education
Boston University 2008 — 2010
CFP, Financial Planning
Clark University Graduate School of Management 2002 — 2003
MSF, Finance and Investment
Clark University 2001 — 2002
BA, Business Management
Quinsigamond Community College 1999 — 2001
AA, Mathematics and English
LPL Financial August 2012 - Present
Wells Fargo Family Wealth January 2010 - April 2012
Calibre Advisory Services, Inc. December 2006 - July 2010
The TJX Companies, Inc August 2004 - December 2006
H&R Block January 2005 - June 2006
Westborough Savings Bank (Known as Avidia Bank) August 2000 - August 2004
Skills
Client Relationship..., Financial Planning, Financial Advisory, Investment Advisory, Asset Allocation, Financial Planners, Income Tax, Portfolio Management, Financial Analysis, Investments, Risk Management, Strategic Financial..., Banking, Insurance, CRM, Estate Planning, Financial Services, Wealth, Finance, Retirement Planning, College Education..., Real Estate Transactions
Education
Boston University 2008 — 2010
CFP, Financial Planning
Clark University Graduate School of Management 2002 — 2003
MSF, Finance and Investment
Clark University 2001 — 2002
BA, Business Management
Quinsigamond Community College 1999 — 2001
AA, Mathematics and English
Jeff Cutter's LPL Financial Experience July 2008 - August 2008
Job Partner at StringKing Lacrosse
Industry Sporting Goods
Experience
StringKing Lacrosse December 2012 - Present
Fidelity Capital Markets December 2011 - January 2013
Fidelity Capital Markets July 2009 - December 2011
LPL Financial July 2008 - August 2008
Thomas Partners Investment Management June 2007 - August 2007
Skills
Entrepreneurship, Financial Modeling, Financial Analysis, Business Development, Social Media, Securities, Sales, Strategic Planning, Microsoft Excel, Event Planning, Marketing, Business Planning, Research, Social Media Marketing, Logistics, Management, Economics, Customer Service
Education
Bowdoin College 2005 — 2009
Bachelor of Arts, Economics, Government
Swiss Finance Academy 2008 — 2008
Business, Finance
Medfield High School 2001 — 2005
StringKing Lacrosse December 2012 - Present
Fidelity Capital Markets December 2011 - January 2013
Fidelity Capital Markets July 2009 - December 2011
LPL Financial July 2008 - August 2008
Thomas Partners Investment Management June 2007 - August 2007
Skills
Entrepreneurship, Financial Modeling, Financial Analysis, Business Development, Social Media, Securities, Sales, Strategic Planning, Microsoft Excel, Event Planning, Marketing, Business Planning, Research, Social Media Marketing, Logistics, Management, Economics, Customer Service
Education
Bowdoin College 2005 — 2009
Bachelor of Arts, Economics, Government
Swiss Finance Academy 2008 — 2008
Business, Finance
Medfield High School 2001 — 2005
Chelsea Sageer's LPL Financial Experience June 2015 - September 2015
Job Television & Media Coordinator at The Hollywood Reporter
Industry Entertainment
Experience
The Hollywood Reporter September 2015 - Present
LPL Financial June 2015 - September 2015
AMP Agency March 2015 - June 2015
AMP Agency June 2014 - March 2015
The Pete Holmes Show January 2014 - May 2014
AMP Agency June 2013 - May 2014
Boston University Telefund September 2012 - December 2013
Skills
PowerPoint, Facebook, Social Media Marketing, Social Media, Microsoft Office, Photoshop, Microsoft Excel, Microsoft Word, Public Speaking, Twitter, Management, Event Planning, Social Networking, Digital Media, Media Buying, Demand Side Platform, Google Adwords, Data Analysis, programmatic media..., Wordpress, Marketing, Teamwork, Research, Customer Service, Online Media Buys, Facebook Marketing, Twitter Marketing
Education
Boston University 2010 — 2014
Bachelor of Science (B.S.), Business Administration, Business Law
West Genesee Senior High School 2006 — 2010
The Hollywood Reporter September 2015 - Present
LPL Financial June 2015 - September 2015
AMP Agency March 2015 - June 2015
AMP Agency June 2014 - March 2015
The Pete Holmes Show January 2014 - May 2014
AMP Agency June 2013 - May 2014
Boston University Telefund September 2012 - December 2013
Skills
PowerPoint, Facebook, Social Media Marketing, Social Media, Microsoft Office, Photoshop, Microsoft Excel, Microsoft Word, Public Speaking, Twitter, Management, Event Planning, Social Networking, Digital Media, Media Buying, Demand Side Platform, Google Adwords, Data Analysis, programmatic media..., Wordpress, Marketing, Teamwork, Research, Customer Service, Online Media Buys, Facebook Marketing, Twitter Marketing
Education
Boston University 2010 — 2014
Bachelor of Science (B.S.), Business Administration, Business Law
West Genesee Senior High School 2006 — 2010
Jeffrey Blok's LPL Financial Experience May 1999 - September 2000
Job Vice President at Tradeweb
Industry Financial Services
Experience
Tradeweb Direct (formerly BondDesk Trading) January 2008 - Present
BondDesk Group LLC September 2000 - December 2007
LPL Financial May 1999 - September 2000
Fixed Income Securities, Inc. January 1994 - May 1999
Skills
Fixed Income, Trading Operations, Trading, Bonds, Regulatory Compliance, Trade Compliance, Customer Service, Capital Markets, Finance, Analysis, Series 24, Series 7, Series 63, Electronic Trading, Fixed Income Technology, Investments, Bloomberg, Financial Markets
Education
Boston University 1983 — 1987
Bachelor's Degree, Business Administration and Management, General
Tradeweb Direct (formerly BondDesk Trading) January 2008 - Present
BondDesk Group LLC September 2000 - December 2007
LPL Financial May 1999 - September 2000
Fixed Income Securities, Inc. January 1994 - May 1999
Skills
Fixed Income, Trading Operations, Trading, Bonds, Regulatory Compliance, Trade Compliance, Customer Service, Capital Markets, Finance, Analysis, Series 24, Series 7, Series 63, Electronic Trading, Fixed Income Technology, Investments, Bloomberg, Financial Markets
Education
Boston University 1983 — 1987
Bachelor's Degree, Business Administration and Management, General
Keri Grasso's LPL Financial Experience March 2014 - Present
Job LPL Financial Senior Trust Sales Specialist
Industry Financial Services
Experience
LPL Financial March 2014 - Present
LPL Financial November 2011 - March 2014
Skills
Asset Management, Customer Service, Financial Analysis
Education
Bridgewater State University 2000 — 2005
Communication
LPL Financial March 2014 - Present
LPL Financial November 2011 - March 2014
Skills
Asset Management, Customer Service, Financial Analysis
Education
Bridgewater State University 2000 — 2005
Communication
Craig Kamis Craig Kamis's LPL Financial Experience October 2001 - Present
Job Senior Vice PresidentBusiness Development and Recruiting at LPL Financial
Industry
Experience
LPL Financial October 2001 - Present
Education
Bradley University 1984 — 1988
LPL Financial October 2001 - Present
Education
Bradley University 1984 — 1988
Brendan West Brendan West's LPL Financial Experience April 2013 - January 2014
Job West 360 Editing Google Maps Business View Editing Service
Industry Financial Services
Experience
Ra Power Pro March 2013 - Present
LPL Financial April 2013 - January 2014
Life Pro Financial August 2012 - January 2013
One Putt Greens June 2011 - July 2012
Radiant Resources June 2007 - September 2007
Skills
Retirement Planning, Investments, Solar Power, Fixed Annuities, Disability Insurance, Photovoltaics, Retirement, Finance, Solar Energy, Estate Planning, Sales Operations, Small Business, Strategic Financial..., Life Insurance, Sales Management, Manufacturing..., Project Management, Management Consulting, International Sales, Insurance, Business Development, Sales, Marketing, Training, Selling, Customer Service, Management, Marketing Strategy, Team Building, Lithium-ion Batteries, Dealer Operations, Growing Businesses, Event Planning, Negotiation, Virtual Tours, Strategic Planning, Event Management, Microsoft Office, Leadership, Budgets, Inventory Management, Financial Planning
Education
Towson University 2007 — 2011
Bachelors, Business Administration/Management
Bond University 2010 — 2010
Bachelor's degree, Business Management
MANASQUAN HIGH SCHOOL 2003 — 2007
Bachelor of Business Administration (B.B.A.)
Ra Power Pro March 2013 - Present
LPL Financial April 2013 - January 2014
Life Pro Financial August 2012 - January 2013
One Putt Greens June 2011 - July 2012
Radiant Resources June 2007 - September 2007
Skills
Retirement Planning, Investments, Solar Power, Fixed Annuities, Disability Insurance, Photovoltaics, Retirement, Finance, Solar Energy, Estate Planning, Sales Operations, Small Business, Strategic Financial..., Life Insurance, Sales Management, Manufacturing..., Project Management, Management Consulting, International Sales, Insurance, Business Development, Sales, Marketing, Training, Selling, Customer Service, Management, Marketing Strategy, Team Building, Lithium-ion Batteries, Dealer Operations, Growing Businesses, Event Planning, Negotiation, Virtual Tours, Strategic Planning, Event Management, Microsoft Office, Leadership, Budgets, Inventory Management, Financial Planning
Education
Towson University 2007 — 2011
Bachelors, Business Administration/Management
Bond University 2010 — 2010
Bachelor's degree, Business Management
MANASQUAN HIGH SCHOOL 2003 — 2007
Bachelor of Business Administration (B.B.A.)
Peter Coffey Peter Coffey's LPL Financial Experience September 2013 - September 2014
Job Executive Director
Industry Financial Services
Experience
Morgan Stanley March 2015 - Present
LPL Financial September 2013 - September 2014
ForwardThink Group October 2012 - August 2013
EMC Consulting September 2008 - September 2012
Businessedge Solutions August 2006 - January 2008
Cap Gemini Ernst & Young February 2002 - August 2006
Capgemini January 1997 - January 2002
Skills
IT Strategy, Business Transformation, Management Consulting, PMO, SDLC, Business Process..., Project Portfolio..., Program Management, Portfolio Management, Risk Management, Vendor Management, Business Analysis, Financial Services, Wealth Management
Education
Binghamton University - School of Management
Marist College
Master of Science (MS), Computer Science
Morgan Stanley March 2015 - Present
LPL Financial September 2013 - September 2014
ForwardThink Group October 2012 - August 2013
EMC Consulting September 2008 - September 2012
Businessedge Solutions August 2006 - January 2008
Cap Gemini Ernst & Young February 2002 - August 2006
Capgemini January 1997 - January 2002
Skills
IT Strategy, Business Transformation, Management Consulting, PMO, SDLC, Business Process..., Project Portfolio..., Program Management, Portfolio Management, Risk Management, Vendor Management, Business Analysis, Financial Services, Wealth Management
Education
Binghamton University - School of Management
Marist College
Master of Science (MS), Computer Science
Nathan Padgett, CPA Nathan Padgett, CPA's LPL Financial Experience May 2015 - Present
Job Internal Auditor at LPL Financial
Industry Financial Services
Experience
LPL Financial May 2015 - Present
Community Trust Bank, Inc. February 2015 - May 2015
1st Trust Bank, Inc. February 2014 - February 2015
Community Trust Bank, Inc. July 2012 - February 2014
Wadlington & Associates, PLLC January 2009 - June 2012
Skills
Accounting, Internal Audit, Tax Preparation, Bookkeeping, Compilation Of..., Communication, Risk Management, Auditing, Internal Controls, Banking, Assurance, QuickBooks, CPA, Cash Flow, Commercial Banking, Financial Services, Sarbanes-Oxley Act, Credit, Finance
Education
Eastern Kentucky University 2008 — 2010
Bachelor of Business Administration (BBA), Accounting
University of Kentucky 2006 — 2007
Bluegrass Community and Technical College 2004 — 2006
Associate of Science (A.S.)
Tates Creek High School
LPL Financial May 2015 - Present
Community Trust Bank, Inc. February 2015 - May 2015
1st Trust Bank, Inc. February 2014 - February 2015
Community Trust Bank, Inc. July 2012 - February 2014
Wadlington & Associates, PLLC January 2009 - June 2012
Skills
Accounting, Internal Audit, Tax Preparation, Bookkeeping, Compilation Of..., Communication, Risk Management, Auditing, Internal Controls, Banking, Assurance, QuickBooks, CPA, Cash Flow, Commercial Banking, Financial Services, Sarbanes-Oxley Act, Credit, Finance
Education
Eastern Kentucky University 2008 — 2010
Bachelor of Business Administration (BBA), Accounting
University of Kentucky 2006 — 2007
Bluegrass Community and Technical College 2004 — 2006
Associate of Science (A.S.)
Tates Creek High School
Jill Brady Jill Brady's LPL Financial Experience July 2004 - Present
Job Administrative Assistant at LPL Financial
Industry Financial Services
Experience
LPL Financial July 2004 - Present
State of New Jersey December 2014 - Present
State of New Jersey March 2012 - December 2014
Brady Insurance Group May 1995 - June 2004
New York Sports Club/TSI (Town Sports International Holdings, Inc.) January 1998 - December 2003
Gold's Gym January 1997 - December 1997
American Home Products December 1993 - April 1995
American Cyanamid January 1992 - December 1993
Lederle Labratory April 1990 - January 1992
Shulton January 1987 - April 1990
Skills
Customer Service, Administrative..., Office Management, Microsoft Word, Data Entry, Notary Public, PowerPoint, Microsoft Excel, Coaching, Spreadsheets, Office Administration, Homemaker, QuickBooks, Microsoft Office, Act, Collections, Credit, Constant Contact, Receptionist Duties, Account Reconciliation, Bookkeeping
Education
Bergen Community College
Associate's of Science Degree, Business Administration
Westwood High School 1980 — 1984
High School, Liberal Arts
Our Lady of Good Counsel 1970 — 1980
Grammer School, Liberal Arts
LPL Financial July 2004 - Present
State of New Jersey December 2014 - Present
State of New Jersey March 2012 - December 2014
Brady Insurance Group May 1995 - June 2004
New York Sports Club/TSI (Town Sports International Holdings, Inc.) January 1998 - December 2003
Gold's Gym January 1997 - December 1997
American Home Products December 1993 - April 1995
American Cyanamid January 1992 - December 1993
Lederle Labratory April 1990 - January 1992
Shulton January 1987 - April 1990
Skills
Customer Service, Administrative..., Office Management, Microsoft Word, Data Entry, Notary Public, PowerPoint, Microsoft Excel, Coaching, Spreadsheets, Office Administration, Homemaker, QuickBooks, Microsoft Office, Act, Collections, Credit, Constant Contact, Receptionist Duties, Account Reconciliation, Bookkeeping
Education
Bergen Community College
Associate's of Science Degree, Business Administration
Westwood High School 1980 — 1984
High School, Liberal Arts
Our Lady of Good Counsel 1970 — 1980
Grammer School, Liberal Arts
Jason Ainsworth Jason Ainsworth's LPL Financial Experience September 2007 - September 2010
Job Internal Sales Consultant at Meeder Investment Management
Industry Financial Services
Experience
Meeder Investment Management June 2015 - Present
Self-Employed June 2013 - May 2015
Tuttle Wealth Management September 2012 - June 2013
LPL Financial September 2007 - September 2010
The Mutual Fund Store July 2006 - September 2007
SCOTTRADE FINANCIAL October 2001 - July 2006
Skills
Wealth Management, Investments, Portfolio Management, Financial Advisory, Financial Services, ETFs, Strategic Financial..., Sales, Relationship Management, Investment Advisory, Business Development, Management, Marketing, Asset Allocation, Training, Alternative Investments, Investment Strategies, Series 65
Education
Bowling Green State University 1990 — 1994
Bachelor of Arts, Liberal Studies; Communications, English and Sociology
College for Financial Planning
Meeder Investment Management June 2015 - Present
Self-Employed June 2013 - May 2015
Tuttle Wealth Management September 2012 - June 2013
LPL Financial September 2007 - September 2010
The Mutual Fund Store July 2006 - September 2007
SCOTTRADE FINANCIAL October 2001 - July 2006
Skills
Wealth Management, Investments, Portfolio Management, Financial Advisory, Financial Services, ETFs, Strategic Financial..., Sales, Relationship Management, Investment Advisory, Business Development, Management, Marketing, Asset Allocation, Training, Alternative Investments, Investment Strategies, Series 65
Education
Bowling Green State University 1990 — 1994
Bachelor of Arts, Liberal Studies; Communications, English and Sociology
College for Financial Planning
Rachel Falk's LPL Financial Experience June 2015 - Present
Job Associate Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2015 - Present
Columbia Threadneedle Investments, US March 2014 - April 2015
GTECH S.p.A. June 2013 - August 2013
M-F Athletic Company & Perform Better June 2012 - August 2012
Skills
Microsoft Office, Microsoft Excel, Finance, Financial Analysis, PowerPoint, Morningstar, Java, Atlas, Performance Attribution, Portfolio Performance..., SAP, SAP BPC, Python, SQL
Education
Boston University Questrom School of Business 2011 — 2015
Bachelor's Degree, Business Administration - Finance
Moses Brown School 2007 — 2011
High School
LPL Financial June 2015 - Present
Columbia Threadneedle Investments, US March 2014 - April 2015
GTECH S.p.A. June 2013 - August 2013
M-F Athletic Company & Perform Better June 2012 - August 2012
Skills
Microsoft Office, Microsoft Excel, Finance, Financial Analysis, PowerPoint, Morningstar, Java, Atlas, Performance Attribution, Portfolio Performance..., SAP, SAP BPC, Python, SQL
Education
Boston University Questrom School of Business 2011 — 2015
Bachelor's Degree, Business Administration - Finance
Moses Brown School 2007 — 2011
High School
Joseph Byrne, CFA Joseph Byrne, CFA's LPL Financial Experience July 2014 - Present
Job AVP, Alternative Investment Due Diligence at LPL Financial
Industry Investment Management
Experience
LPL Financial July 2014 - Present
LPL Financial January 2014 - July 2014
LPL Financial August 2011 - January 2014
Putnam Investments July 2004 - August 2008
Brown Brothers Harriman December 2003 - July 2004
Skills
Alternative Investments, Hedge Funds, Financial Services, Operations Management, Equity Valuation, Equity Research, Asset Management, Equities, Mutual Funds, Financial Modeling, Financial Markets, Finance, Strategy, Bloomberg, Private Equity, Fixed Income, Investments, Financial Analysis, Due Diligence, Business Analysis, Corporate Finance, Portfolio Management, Valuation, Investment Management, Mergers & Acquisitions
Education
Boston University - School of Management 2009 — 2011
MBA in General Management, Finance Concentration
College of the Holy Cross 1999 — 2003
BA, Economics
Delbarton 1995 — 1999
LPL Financial July 2014 - Present
LPL Financial January 2014 - July 2014
LPL Financial August 2011 - January 2014
Putnam Investments July 2004 - August 2008
Brown Brothers Harriman December 2003 - July 2004
Skills
Alternative Investments, Hedge Funds, Financial Services, Operations Management, Equity Valuation, Equity Research, Asset Management, Equities, Mutual Funds, Financial Modeling, Financial Markets, Finance, Strategy, Bloomberg, Private Equity, Fixed Income, Investments, Financial Analysis, Due Diligence, Business Analysis, Corporate Finance, Portfolio Management, Valuation, Investment Management, Mergers & Acquisitions
Education
Boston University - School of Management 2009 — 2011
MBA in General Management, Finance Concentration
College of the Holy Cross 1999 — 2003
BA, Economics
Delbarton 1995 — 1999
Martin E. Leonard, CRPS, CMFC, LUTCF's LPL Financial Experience February 2015 - Present
Job Independent LPL Financial Advisor at IFS Group, LLC
Industry Investment Management
Experience
LPL Financial February 2015 - Present
Orrstown Financial Advisors November 2011 - February 2015
Crump Insurance, formerly BISYS March 2006 - November 2011
Prudential Financial February 2004 - March 2006
Skills
Investments, Retirement Planning, Financial Services, Life Insurance, Strategy, Securities, Financial Advisory, Long-term Care, 401k, Health Insurance, Training, CRPS - Chartered..., CMFC -Chartered Mutual..., LUTCF - Life..., Insurance, IRAs, Finance, Sales, Underwriting, Retirement
Education
Bloomsburg University of Pennsylvania 2000 — 2003
BS, Finance
LPL Financial February 2015 - Present
Orrstown Financial Advisors November 2011 - February 2015
Crump Insurance, formerly BISYS March 2006 - November 2011
Prudential Financial February 2004 - March 2006
Skills
Investments, Retirement Planning, Financial Services, Life Insurance, Strategy, Securities, Financial Advisory, Long-term Care, 401k, Health Insurance, Training, CRPS - Chartered..., CMFC -Chartered Mutual..., LUTCF - Life..., Insurance, IRAs, Finance, Sales, Underwriting, Retirement
Education
Bloomsburg University of Pennsylvania 2000 — 2003
BS, Finance
Robert Audet, CFP® Robert Audet, CFP®'s LPL Financial Experience December 2010 - Present
Job Managing Partner at Atlantic Capital Advisors, LLC
Industry Financial Services
Experience
Atlantic Capital Advisors, LLC February 2015 - Present
Audet Wealth Advisors December 2010 - Present
LPL Financial December 2010 - Present
JP Morgan Chase July 2008 - December 2010
UBS 2006 - 2008
Wachovia Securities 2000 - 2006
Morgan Stanley 1995 - 2000
Skills
Retirement Planning, Alternative Investments, Estate Planning, Asset Allocation, Mutual Funds, Investments, Bonds, Stocks, Fixed Annuities, Wealth Management, Series 7, Investment Strategies, Investment Advisory, Strategic Financial..., Portfolio Management, Series 63, Series 65, Financial Advisory, Finance
Education
University of Florida 1986 — 1991
B.S., Real Estate and Finance
Boston University 2006 — 2011
Financial Planning, Financial Planning
Atlantic Capital Advisors, LLC February 2015 - Present
Audet Wealth Advisors December 2010 - Present
LPL Financial December 2010 - Present
JP Morgan Chase July 2008 - December 2010
UBS 2006 - 2008
Wachovia Securities 2000 - 2006
Morgan Stanley 1995 - 2000
Skills
Retirement Planning, Alternative Investments, Estate Planning, Asset Allocation, Mutual Funds, Investments, Bonds, Stocks, Fixed Annuities, Wealth Management, Series 7, Investment Strategies, Investment Advisory, Strategic Financial..., Portfolio Management, Series 63, Series 65, Financial Advisory, Finance
Education
University of Florida 1986 — 1991
B.S., Real Estate and Finance
Boston University 2006 — 2011
Financial Planning, Financial Planning
Brett Waterfield Brett Waterfield's LPL Financial Experience March 2015 - Present
Job Senior Vice President Division Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2015 - Present
LPL June 2008 - March 2015
TD Ameritrade 2004 - 2008
Federated Investors 2001 - 2004
Talbot Financial 1999 - 2001
Raymond James 1997 - 1999
US Army 1992 - 1997
Skills
Series 7, Series 66, CFP
Education
Boston University Questrom School of Business 2008 — 2011
MS, Banking and Financial Services
Michigan State University 1995 — 1998
BA, Finance
LPL Financial March 2015 - Present
LPL June 2008 - March 2015
TD Ameritrade 2004 - 2008
Federated Investors 2001 - 2004
Talbot Financial 1999 - 2001
Raymond James 1997 - 1999
US Army 1992 - 1997
Skills
Series 7, Series 66, CFP
Education
Boston University Questrom School of Business 2008 — 2011
MS, Banking and Financial Services
Michigan State University 1995 — 1998
BA, Finance
Felicia Erwin Felicia Erwin's LPL Financial Experience January 2010 - Present
Job CERTIFIED FINANCIAL PLANNER™ at LPL Financial: Creating retirement income strategies with tax planning.
Industry Financial Services
Experience
LPL Financial January 2010 - Present
Education
Boston University 2007 — 2009
CERTIFIED FINANCIAL PLANNER™ Certification, FINANCIAL PLANNING
Southern Methodist University 1999 — 2000
Master of Liberal Arts, Alternative Disupte Resolution
The University of Texas at Arlington 1992 — 1998
Bachelor of Arts (M.A.)
LPL Financial January 2010 - Present
Education
Boston University 2007 — 2009
CERTIFIED FINANCIAL PLANNER™ Certification, FINANCIAL PLANNING
Southern Methodist University 1999 — 2000
Master of Liberal Arts, Alternative Disupte Resolution
The University of Texas at Arlington 1992 — 1998
Bachelor of Arts (M.A.)
Dave Regan's LPL Financial Experience October 2008 - Present
Job Sr. Relationship Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial October 2008 - Present
City National Bank October 2004 - May 2006
Skills
Process Improvement, Call Centers, Leadership, Management, Training, Risk Management, Project Management, Customer Service, Team Leadership, Employee Benefits, Team Building, Business Analysis, Vendor Management, Banking, Salesforce.com
Education
Mass college of Finance 2002 — 2003
Bridgewater State College 1996 — 2000
Communication and Media Studies
LPL Financial October 2008 - Present
City National Bank October 2004 - May 2006
Skills
Process Improvement, Call Centers, Leadership, Management, Training, Risk Management, Project Management, Customer Service, Team Leadership, Employee Benefits, Team Building, Business Analysis, Vendor Management, Banking, Salesforce.com
Education
Mass college of Finance 2002 — 2003
Bridgewater State College 1996 — 2000
Communication and Media Studies
Brian M. Lehner, CFP®, CEP® Brian M. Lehner, CFP®, CEP®'s LPL Financial Experience September 2000 - March 2010
Job CERTIFIED FINANCIAL PLANNER™, Investment Consultant, Financial Advisor
Industry Financial Services
Experience
Berthel Fisher & Company Financial Services, Inc. June 2015 - Present
Lehner Capital Management, LLC August 2011 - Present
VFG Securities, Inc. October 2011 - June 2015
Western & Southern Financial Group September 2010 - August 2011
Cambridge Investment Research February 2010 - August 2010
LPL Financial September 2000 - March 2010
Invest Financial September 1999 - September 2000
FSC Securities January 1996 - September 1999
Family Health Plan October 1994 - December 1995
John Hancock Life Insurance Company (U.S.A.) May 1990 - October 1994
Skills
Investments, Retirement Planning, Securities, Alternative Investments, Portfolio Management, Wealth Management, Finance, Financial Services, Investment Management, Mutual Funds, Investment Advisory, Investment Strategies, Personal Financial..., Series 24, Strategic Financial..., Series 6, Retirement, Financial Planning, Asset Management, Wealth Accumulation..., Alternative Investment..., Certified Financial..., Series 7, Series 65, Financial Advisory, Insurance, Estate Planning, Wealth, Series 63, Public Speaking
Education
Bowling Green State University 2001 — 2003
Certificate of Financial Planning, Financial Planning
University of Iowa 1984 — 1989
Economics, Business
Berthel Fisher & Company Financial Services, Inc. June 2015 - Present
Lehner Capital Management, LLC August 2011 - Present
VFG Securities, Inc. October 2011 - June 2015
Western & Southern Financial Group September 2010 - August 2011
Cambridge Investment Research February 2010 - August 2010
LPL Financial September 2000 - March 2010
Invest Financial September 1999 - September 2000
FSC Securities January 1996 - September 1999
Family Health Plan October 1994 - December 1995
John Hancock Life Insurance Company (U.S.A.) May 1990 - October 1994
Skills
Investments, Retirement Planning, Securities, Alternative Investments, Portfolio Management, Wealth Management, Finance, Financial Services, Investment Management, Mutual Funds, Investment Advisory, Investment Strategies, Personal Financial..., Series 24, Strategic Financial..., Series 6, Retirement, Financial Planning, Asset Management, Wealth Accumulation..., Alternative Investment..., Certified Financial..., Series 7, Series 65, Financial Advisory, Insurance, Estate Planning, Wealth, Series 63, Public Speaking
Education
Bowling Green State University 2001 — 2003
Certificate of Financial Planning, Financial Planning
University of Iowa 1984 — 1989
Economics, Business
Karen Goersch, CRPC®, CPA's LPL Financial Experience June 2011 - March 2014
Job Financial Advisor at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. March 2014 - Present
LPL Financial June 2011 - March 2014
Private Advisor Group, LLC June 2011 - March 2014
Price Financial Group September 2004 - March 2014
Verizon (fka NYNEX) September 1985 - January 1997
Coopers & Lybrand May 1982 - September 1985
Education
Boston College - Wallace E. Carroll Graduate School of Management 1990 — 1992
MS, Finance, Graduated Cum Laude
Bentley University 1978 — 1982
BS, Accounting
Ameriprise Financial Services, Inc. March 2014 - Present
LPL Financial June 2011 - March 2014
Private Advisor Group, LLC June 2011 - March 2014
Price Financial Group September 2004 - March 2014
Verizon (fka NYNEX) September 1985 - January 1997
Coopers & Lybrand May 1982 - September 1985
Education
Boston College - Wallace E. Carroll Graduate School of Management 1990 — 1992
MS, Finance, Graduated Cum Laude
Bentley University 1978 — 1982
BS, Accounting
Joanne Secky Joanne Secky's LPL Financial Experience July 1995 - Present
Job Financial Consultant at Self employed
Industry Financial Services
Experience
LPL Financial July 1995 - Present
Skills
Non-profits, Public Speaking, Coaching, Team Building, Investments, Strategic Planning, Mutual Funds, Portfolio Management, Finance, Small Business, Accounting, Entrepreneurship, Business Planning, Fixed Annuities
Education
SUNY New Paltz
Master's degree
King Philip
SUNY Binghamton
Bachelor's degree, Marketing and Finance
LPL Financial July 1995 - Present
Skills
Non-profits, Public Speaking, Coaching, Team Building, Investments, Strategic Planning, Mutual Funds, Portfolio Management, Finance, Small Business, Accounting, Entrepreneurship, Business Planning, Fixed Annuities
Education
SUNY New Paltz
Master's degree
King Philip
SUNY Binghamton
Bachelor's degree, Marketing and Finance
Lawrence Larry Hess's LPL Financial Experience November 2009 - May 2013
Job Financial Planner at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc.Area May 2013 - Present
LPL Financial November 2009 - May 2013
First Investors September 1994 - May 2009
Education
Boston University
Bachelor's Degree, Communications
College of Financial Planning
Certified Retirement Planning Counselor
Ameriprise Financial Services, Inc.Area May 2013 - Present
LPL Financial November 2009 - May 2013
First Investors September 1994 - May 2009
Education
Boston University
Bachelor's Degree, Communications
College of Financial Planning
Certified Retirement Planning Counselor
Michael G. Haire Michael G. Haire's LPL Financial Experience January 2012 - Present
Job Vice President of Fixed Income
Industry Investment Banking
Experience
LPL Financial January 2012 - Present
MPS Fixed Income March 2010 - January 2012
UBS Financial Services June 2007 - March 2010
Zions Bank 2000 - 2007
Skills
Fixed Income, Credit, Structured Products, Bloomberg, Securities, Series 7, Bonds, Portfolio Management, Equities, Trading, Series 63, Derivatives, Investments, Commodity Markets, Capital Markets, Electronic Trading, Alternative Investments, Wealth Management, Asset Management, FINRA, Financial Markets, Hedge Funds, Options, Series 24, Trading Systems
Education
Brigham Young University 1998 — 2001
BS, Psychology
LPL Financial January 2012 - Present
MPS Fixed Income March 2010 - January 2012
UBS Financial Services June 2007 - March 2010
Zions Bank 2000 - 2007
Skills
Fixed Income, Credit, Structured Products, Bloomberg, Securities, Series 7, Bonds, Portfolio Management, Equities, Trading, Series 63, Derivatives, Investments, Commodity Markets, Capital Markets, Electronic Trading, Alternative Investments, Wealth Management, Asset Management, FINRA, Financial Markets, Hedge Funds, Options, Series 24, Trading Systems
Education
Brigham Young University 1998 — 2001
BS, Psychology
Tom Love, CFP® Tom Love, CFP®'s LPL Financial Experience March 2010 - Present
Job Vice President, The Main Street Group, LPL Financial
Industry Financial Services
Experience
LPL Financial March 2010 - Present
Ameriprise Financial Services, Inc. May 2007 - March 2010
Skills
Strategic Financial..., Financial Advisory, Estate Planning, Alternative Investments, Variable Annuities, Securities, Portfolio Management, Retirement Planning, 401k Rollovers, Investments, Certified Financial..., Asset Managment, Disability Insurance, Life Insurance, Personal Tax Planning, College Education..., Stock Management
Education
Boston University
Certified Financial Planner, CFP®
Radford University - College of Business and Economics
Bachelor of Business Administration (B.B.A.), Finance, Economics
LPL Financial March 2010 - Present
Ameriprise Financial Services, Inc. May 2007 - March 2010
Skills
Strategic Financial..., Financial Advisory, Estate Planning, Alternative Investments, Variable Annuities, Securities, Portfolio Management, Retirement Planning, 401k Rollovers, Investments, Certified Financial..., Asset Managment, Disability Insurance, Life Insurance, Personal Tax Planning, College Education..., Stock Management
Education
Boston University
Certified Financial Planner, CFP®
Radford University - College of Business and Economics
Bachelor of Business Administration (B.B.A.), Finance, Economics
David Sheffield's LPL Financial Experience May 2009 - August 2011
Job Data Scientist | MBA & MS Manufacturing Engineering | Lean Six Sigma | Predictive Analytics | Discrete Simulation
Industry Semiconductors
Experience
Intel Corporation August 2015 - Present
Intel Corporation June 2014 - Present
Nestle October 2013 - December 2013
Intel Corporation May 2013 - August 2013
Aquatherm January 2013 - April 2013
The Dialog Group May 2012 - July 2012
LPL Financial May 2009 - August 2011
LPL Financial March 2008 - May 2009
Education
Brigham Young University 2012 — 2014
Master of Business Administration (MBA), Supply Chain, 3.72 GPA
Brigham Young University 2011 — 2014
Master of Science (M.S.), Manufacturing Engineering, 3.85 GPA
Brigham Young University 2003 — 2007
Bachelor of Science (BS), Business Administration and Management, General
La Costa Canyon High School 1996 — 2000
Diploma, General Education
Intel Corporation August 2015 - Present
Intel Corporation June 2014 - Present
Nestle October 2013 - December 2013
Intel Corporation May 2013 - August 2013
Aquatherm January 2013 - April 2013
The Dialog Group May 2012 - July 2012
LPL Financial May 2009 - August 2011
LPL Financial March 2008 - May 2009
Education
Brigham Young University 2012 — 2014
Master of Business Administration (MBA), Supply Chain, 3.72 GPA
Brigham Young University 2011 — 2014
Master of Science (M.S.), Manufacturing Engineering, 3.85 GPA
Brigham Young University 2003 — 2007
Bachelor of Science (BS), Business Administration and Management, General
La Costa Canyon High School 1996 — 2000
Diploma, General Education
John Magrath John Magrath's LPL Financial Experience June 2008 - February 2011
Job Portfolio Manager Registered Investment Adviser at Magrath Capital LLC
Industry Financial Services
Experience
Magrath Capital LLC October 2012 - Present
Magrath Capital LLC October 2012 - Present
LPL Financial June 2008 - February 2011
Smith Barney May 1988 - January 2004
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Mutual Funds, Retirement, Series 63, Financial Analysis, Equities, Asset Allocation, Estate Planning, Insurance
Education
Brigham Young University 1973 — 1974
San Ramon High School 1968 — 1971
Magrath Capital LLC October 2012 - Present
Magrath Capital LLC October 2012 - Present
LPL Financial June 2008 - February 2011
Smith Barney May 1988 - January 2004
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Mutual Funds, Retirement, Series 63, Financial Analysis, Equities, Asset Allocation, Estate Planning, Insurance
Education
Brigham Young University 1973 — 1974
San Ramon High School 1968 — 1971
Lee Flueckiger Lee Flueckiger's LPL Financial Experience June 1994 - June 2010
Job registered representative at adams county financial resources
Industry Investment Management
Experience
Adams County Financial Resources June 2010 - Present
LPL Financial June 1994 - June 2010
Education
Bluffton University 1980 — 1984
BA, Accounting-Business
Adams County Financial Resources June 2010 - Present
LPL Financial June 1994 - June 2010
Education
Bluffton University 1980 — 1984
BA, Accounting-Business
Mike Delano III Mike Delano III's LPL Financial Experience January 1997 - March 2000
Job Financial Advisor
Industry Financial Services
Experience
MGD III October 2008 - Present
National Financial Alliance April 2000 - September 2008
LPL Financial January 1997 - March 2000
Education
Binghamton University 1982 — 1986
BA, Economics
MGD III October 2008 - Present
National Financial Alliance April 2000 - September 2008
LPL Financial January 1997 - March 2000
Education
Binghamton University 1982 — 1986
BA, Economics
Kurt A. Hildebrand, MBA, MFP, RFP Kurt A. Hildebrand, MBA, MFP, RFP's LPL Financial Experience May 2007 - June 2009
Job Financial Planner & C.E.O.
Industry Financial Services
Experience
Hildebrand Financial Group, LLC November 2006 - Present
Capital City Partners August 2015 - Present
Skylight Financial Group February 2015 - July 2015
Capital City Partners June 2009 - February 2015
Transamerica November 2011 - April 2012
AmeriLife Group LLC May 2009 - October 2009
LPL Financial May 2007 - June 2009
New York Life Insurance Company August 2003 - May 2007
Skills
Estate Planning, Disability Insurance, Long-term Care, Insurance, Health Insurance, Fixed Annuities, Term Life Insurance, Life Insurance, Long Term Care Insurance, Series 7, Whole Life, Finance, Universal Life, Series 63, Small Business, Employee Benefits, Critical Illness, MFP (Master Financial..., RFP (Registered..., LTCP (Long Term Care..., LUTCF (Life..., FAAFM (Fellow of the..., Series 26, Life, Health, &..., Property & Casualty..., Long Term Care, Investment Products, Business Overhead..., Investments
Education
Ohio Dominican University 2006 — 2007
MBA, Business and Financial Planning
The American College 2003 — 2007
LUTCF & ChFC, Financial Planning and Services
Bowling Green State University 1997 — 2003
Bachelor's Degree, Interpersonal Communication
The Ohio State University 2001 — 2002
Guest Student, Psychology
Mount Gilead High School 1993 — 1997
High School Diploma, College Prep.
Hildebrand Financial Group, LLC November 2006 - Present
Capital City Partners August 2015 - Present
Skylight Financial Group February 2015 - July 2015
Capital City Partners June 2009 - February 2015
Transamerica November 2011 - April 2012
AmeriLife Group LLC May 2009 - October 2009
LPL Financial May 2007 - June 2009
New York Life Insurance Company August 2003 - May 2007
Skills
Estate Planning, Disability Insurance, Long-term Care, Insurance, Health Insurance, Fixed Annuities, Term Life Insurance, Life Insurance, Long Term Care Insurance, Series 7, Whole Life, Finance, Universal Life, Series 63, Small Business, Employee Benefits, Critical Illness, MFP (Master Financial..., RFP (Registered..., LTCP (Long Term Care..., LUTCF (Life..., FAAFM (Fellow of the..., Series 26, Life, Health, &..., Property & Casualty..., Long Term Care, Investment Products, Business Overhead..., Investments
Education
Ohio Dominican University 2006 — 2007
MBA, Business and Financial Planning
The American College 2003 — 2007
LUTCF & ChFC, Financial Planning and Services
Bowling Green State University 1997 — 2003
Bachelor's Degree, Interpersonal Communication
The Ohio State University 2001 — 2002
Guest Student, Psychology
Mount Gilead High School 1993 — 1997
High School Diploma, College Prep.
Neil Kotecha's LPL Financial Experience November 2004 - January 2007
Job Client Relationship Manager, Team Lead at BNY Mellon
Industry Financial Services
Experience
BNY Mellon June 2015 - Present
BNY Mellon January 2013 - June 2015
BNY Mellon Wealth Management February 2007 - January 2013
LPL Financial November 2004 - January 2007
Salem Five October 2001 - November 2004
Skills
Hedge Funds, Alternative Investments, Investments, Bloomberg, Mutual Funds, Asset Allocation, Due Diligence, Investment Management, Wealth Management, Investment Banking, Fund Of Funds, Options, Financial Risk, Strategy, Hedging, Global Macro, Analysis, Series 7, Private Equity, Series 24, Investment Strategies, ETFs, FINRA, Separately Managed..., Portfolio Management, Fixed Income, Asset Management, Structured Products, Performance Attribution, Finance, Institutional...
Education
Boston University Graduate School of Management 1999 — 2001
MBA, Finance
Boston University 1995 — 1999
Dual Bachelors of Arts, Economics and International Relations
BNY Mellon June 2015 - Present
BNY Mellon January 2013 - June 2015
BNY Mellon Wealth Management February 2007 - January 2013
LPL Financial November 2004 - January 2007
Salem Five October 2001 - November 2004
Skills
Hedge Funds, Alternative Investments, Investments, Bloomberg, Mutual Funds, Asset Allocation, Due Diligence, Investment Management, Wealth Management, Investment Banking, Fund Of Funds, Options, Financial Risk, Strategy, Hedging, Global Macro, Analysis, Series 7, Private Equity, Series 24, Investment Strategies, ETFs, FINRA, Separately Managed..., Portfolio Management, Fixed Income, Asset Management, Structured Products, Performance Attribution, Finance, Institutional...
Education
Boston University Graduate School of Management 1999 — 2001
MBA, Finance
Boston University 1995 — 1999
Dual Bachelors of Arts, Economics and International Relations
Umesh Murthy Umesh Murthy's LPL Financial Experience February 2013 - June 2014
Job CRM at General Motors
Industry Automotive
Experience
General Motors June 2014 - Present
LPL Financial February 2013 - June 2014
National Financial Partners April 2008 - February 2013
Dell April 2005 - April 2008
GTech September 2003 - April 2005
Trilogy April 1998 - September 2003
Compuware 1994 - 1998
Moog Inc. March 1988 - April 1994
Skills
Vendor Management, IT Strategy, Software Project..., SDLC, Business Analysis, Enterprise Architecture, Requirements Analysis, Cloud Computing, Software Development, Agile Methodologies, Management, Integration, E-commerce, SaaS, Solution Architecture, Business Process..., Business Strategy, Leadership, Program Management, Business Intelligence, IT Management, Executive Management, Strategy, CRM, Project Portfolio..., Enterprise Software, Information Technology, Consulting, Product Management, .NET, Databases, Microsoft SQL Server, Product Development, Disaster Recovery, Business Process
Education
Birla Institute of Technology and Science 1989 — 1992
MS, Electronics & Control Engineering
University of Mysore - SJCE 1983 — 1988
Bachelor of Engineering (B.E.), Instrumentation Technology
General Motors June 2014 - Present
LPL Financial February 2013 - June 2014
National Financial Partners April 2008 - February 2013
Dell April 2005 - April 2008
GTech September 2003 - April 2005
Trilogy April 1998 - September 2003
Compuware 1994 - 1998
Moog Inc. March 1988 - April 1994
Skills
Vendor Management, IT Strategy, Software Project..., SDLC, Business Analysis, Enterprise Architecture, Requirements Analysis, Cloud Computing, Software Development, Agile Methodologies, Management, Integration, E-commerce, SaaS, Solution Architecture, Business Process..., Business Strategy, Leadership, Program Management, Business Intelligence, IT Management, Executive Management, Strategy, CRM, Project Portfolio..., Enterprise Software, Information Technology, Consulting, Product Management, .NET, Databases, Microsoft SQL Server, Product Development, Disaster Recovery, Business Process
Education
Birla Institute of Technology and Science 1989 — 1992
MS, Electronics & Control Engineering
University of Mysore - SJCE 1983 — 1988
Bachelor of Engineering (B.E.), Instrumentation Technology
Michael Tobin's LPL Financial Experience October 2010 - June 2013
Job Western Divisional Sales Manager at Hartford Funds
Industry Financial Services
Experience
LPL Financial October 2010 - June 2013
Invesco Ltd. June 2010 - October 2010
Morgan Stanley Investment Management April 2003 - June 2010
Alliance Capital Management December 1996 - April 2003
Skills
Sales, Series 24, 401k, Apparel, Series 7, Series 63, Mutual Funds, Alternative Investments, Asset Allocation, Investments, Wealth Management, Asset Management, Securities, Investment Advisory
Education
Boston College 1985 — 1989
Bachelor of Science (B.S.), Finance, General
LPL Financial October 2010 - June 2013
Invesco Ltd. June 2010 - October 2010
Morgan Stanley Investment Management April 2003 - June 2010
Alliance Capital Management December 1996 - April 2003
Skills
Sales, Series 24, 401k, Apparel, Series 7, Series 63, Mutual Funds, Alternative Investments, Asset Allocation, Investments, Wealth Management, Asset Management, Securities, Investment Advisory
Education
Boston College 1985 — 1989
Bachelor of Science (B.S.), Finance, General
Ron Call III PMP CSM Sr.Technical Project Portfolio Manager Ron Call III PMP CSM Sr.Technical Project Portfolio Manager's LPL Financial Experience February 2012 - November 2013
Job at Union Bank (MUFG)
Industry Information Technology and Services
Experience
Union Bank (Signature Consultants) October 2014 - Present
The Smart Ride 2008 - Present
Talent Burst (VISA) August 2014 - October 2014
Maxonic, Inc April 2014 - July 2014
Federal Reserve Bank of San Francisco November 2013 - April 2014
LPL Financial February 2012 - November 2013
TrueAction ~ GSI Commerce (an eBay eCommerce Company) July 2011 - March 2012
Call eDynamic Services June 2003 - August 2011
IBM Global Services (NAS Key West ~Joint Interagency Task Force South) September 2008 - July 2010
Technical Logistics Company (Joint Interagency Task Force South) March 2008 - September 2008
Skills
SDLC, Visio, Vendor Management, SharePoint, PMP, Program Management, MS Project, Project Management, Cross-functional Team..., Quality Assurance, E-commerce, Process Improvement, Software Development, Project Planning, Analysis, Business Analysis, Requirements Gathering, Team Management, Team Leadership, Product Management, Team Building, Business Process..., HTML, Customer Relations, MS Office Suite, Resource Management, SQL, Documentation, Project Plans, Project Status Reporting, PMO Services, End to End Delivery, Certified Scrum Master, SQL Server, Process Development, Mentoring, Application Development, QuickBase, Quality Center, PMO set-up, Project Health Checks, Senior Stakeholder..., Program Delivery..., Distributed Teams, Managing Offshore Teams, Offshore Software..., Offshore Application..., Agile Project Management, Management, Microsoft Project
Education
San Diego State University-California State University 1995 — 1997
Masters, Information and Decision Systems
San Diego State University-California State University 1995 — 1997
MBA, Information Technology
University of Utah 1989 — 1993
Bachelor of Arts, Marketing and French
Brigham Young University 1985 — 1988
General Education 1.5 years
North Shore Senior High 1982 — 1985
Dipolma, College Prep
Union Bank (Signature Consultants) October 2014 - Present
The Smart Ride 2008 - Present
Talent Burst (VISA) August 2014 - October 2014
Maxonic, Inc April 2014 - July 2014
Federal Reserve Bank of San Francisco November 2013 - April 2014
LPL Financial February 2012 - November 2013
TrueAction ~ GSI Commerce (an eBay eCommerce Company) July 2011 - March 2012
Call eDynamic Services June 2003 - August 2011
IBM Global Services (NAS Key West ~Joint Interagency Task Force South) September 2008 - July 2010
Technical Logistics Company (Joint Interagency Task Force South) March 2008 - September 2008
Skills
SDLC, Visio, Vendor Management, SharePoint, PMP, Program Management, MS Project, Project Management, Cross-functional Team..., Quality Assurance, E-commerce, Process Improvement, Software Development, Project Planning, Analysis, Business Analysis, Requirements Gathering, Team Management, Team Leadership, Product Management, Team Building, Business Process..., HTML, Customer Relations, MS Office Suite, Resource Management, SQL, Documentation, Project Plans, Project Status Reporting, PMO Services, End to End Delivery, Certified Scrum Master, SQL Server, Process Development, Mentoring, Application Development, QuickBase, Quality Center, PMO set-up, Project Health Checks, Senior Stakeholder..., Program Delivery..., Distributed Teams, Managing Offshore Teams, Offshore Software..., Offshore Application..., Agile Project Management, Management, Microsoft Project
Education
San Diego State University-California State University 1995 — 1997
Masters, Information and Decision Systems
San Diego State University-California State University 1995 — 1997
MBA, Information Technology
University of Utah 1989 — 1993
Bachelor of Arts, Marketing and French
Brigham Young University 1985 — 1988
General Education 1.5 years
North Shore Senior High 1982 — 1985
Dipolma, College Prep
Dave Specht's LPL Financial Experience 2004 - 2007
Job Founder and President of Advising Generations LLC
Industry Management Consulting
Experience
Advising Generations LLC February 2010 - Present
LPL Financial 2004 - 2007
Skills
Entrepreneurship, Business Strategy, Leadership, Strategic Planning, Leadership Development, Business Planning, Management Consulting, Family Business, Management, Executive Coaching, Coaching, Public Speaking, Start-ups, Strategy, Marketing Strategy, Succession Planning, Small Business, Marketing, Team Building, Consulting, Training
Education
BYU-Idaho
Bachelor's degree, Business Administration- Finance Emphasis
Brigham Young University
Advising Generations LLC February 2010 - Present
LPL Financial 2004 - 2007
Skills
Entrepreneurship, Business Strategy, Leadership, Strategic Planning, Leadership Development, Business Planning, Management Consulting, Family Business, Management, Executive Coaching, Coaching, Public Speaking, Start-ups, Strategy, Marketing Strategy, Succession Planning, Small Business, Marketing, Team Building, Consulting, Training
Education
BYU-Idaho
Bachelor's degree, Business Administration- Finance Emphasis
Brigham Young University
Kendall Storch, CFP®,AIF®'s LPL Financial Experience 2009 - 2011
Job Principal at Longfellow Advisors
Industry Investment Management
Experience
Longfellow Advisors May 2000 - Present
LPL Financial 2009 - 2011
Tucker Anthony, Inc. January 1998 - April 2000
MFS Investment Management 1993 - 1998
Skills
Retirement Planning, Investments, Defined Benefit, Retirement Plan..., Investment Advisory, CRM, Business Planning, Qualified Retirement..., Vendor Management, Leadership, Integrated Marketing, Financial Advisory, 401k, Asset Allocation, BBQ, Defined Contribution, ERISA, Employee Benefits, Executive Pay, FINRA, Finance, Financial Services, Health Insurance, IRAs, Insurance, Life Insurance, Management, Mutual Funds, Profit Sharing, Retirement, Securities, Series 63, Wealth Management, Series 7
Education
Brandeis University 1988 — 1992
BA, Economics
Longfellow Advisors May 2000 - Present
LPL Financial 2009 - 2011
Tucker Anthony, Inc. January 1998 - April 2000
MFS Investment Management 1993 - 1998
Skills
Retirement Planning, Investments, Defined Benefit, Retirement Plan..., Investment Advisory, CRM, Business Planning, Qualified Retirement..., Vendor Management, Leadership, Integrated Marketing, Financial Advisory, 401k, Asset Allocation, BBQ, Defined Contribution, ERISA, Employee Benefits, Executive Pay, FINRA, Finance, Financial Services, Health Insurance, IRAs, Insurance, Life Insurance, Management, Mutual Funds, Profit Sharing, Retirement, Securities, Series 63, Wealth Management, Series 7
Education
Brandeis University 1988 — 1992
BA, Economics
Betsy Miller Daitch's LPL Financial Experience February 2010 - September 2010
Job Sr. Marketing Manager, Investment Management at S&P Capital IQ
Industry Financial Services
Experience
S&P Capital IQ April 2013 - Present
S&P Capital IQ July 2011 - April 2013
S&P Capital IQ October 2010 - July 2011
LPL Financial February 2010 - September 2010
Baystate Financial Services March 2007 - January 2010
Target Analysis Group July 2006 - March 2007
Skills
Marketing Strategy, Social Media Marketing, Digital Strategy, Email Marketing, Marketing Communications, Product Marketing, Marketing Research, Salesforce.com, Eloqua, Microsoft Office, Microsites, Social Media Measurement, Social Media Integration, Relationship Marketing, Organization &..., Presentations, Adobe Creative Suite, Webinar Management, Campaign Strategies, Public Relations, Social Media, Copywriting, New Business Development, Management, Marketing, Sales, Online Marketing, Strategy, Leadership, Market Research
Education
New York University 2012 — 2012
Digital Strategy: Creating Synergy in Your Marketing Program, Digital Communication and Media/Multimedia, 4.0
Kaplan University 2014 — 2016
Master of Science (MS), Accounting and Finance
Boston University 2009 — 2010
Certified Financial Planner Program
Goucher College 2002 — 2006
Bachelor of Arts (B.A.), Management Studies and Art History
S&P Capital IQ April 2013 - Present
S&P Capital IQ July 2011 - April 2013
S&P Capital IQ October 2010 - July 2011
LPL Financial February 2010 - September 2010
Baystate Financial Services March 2007 - January 2010
Target Analysis Group July 2006 - March 2007
Skills
Marketing Strategy, Social Media Marketing, Digital Strategy, Email Marketing, Marketing Communications, Product Marketing, Marketing Research, Salesforce.com, Eloqua, Microsoft Office, Microsites, Social Media Measurement, Social Media Integration, Relationship Marketing, Organization &..., Presentations, Adobe Creative Suite, Webinar Management, Campaign Strategies, Public Relations, Social Media, Copywriting, New Business Development, Management, Marketing, Sales, Online Marketing, Strategy, Leadership, Market Research
Education
New York University 2012 — 2012
Digital Strategy: Creating Synergy in Your Marketing Program, Digital Communication and Media/Multimedia, 4.0
Kaplan University 2014 — 2016
Master of Science (MS), Accounting and Finance
Boston University 2009 — 2010
Certified Financial Planner Program
Goucher College 2002 — 2006
Bachelor of Arts (B.A.), Management Studies and Art History
Mary Beth Fahey's LPL Financial Experience June 2006 - July 2010
Job Independent Contractor
Industry Individual & Family Services
Experience
* July 2010 - Present
LPL Financial June 2006 - July 2010
Future Electronics April 2000 - June 2004
Skills
Uniform Combined State..., Life Insurance, Negotiation, Management, Public Speaking, Series 7, Strategic Planning, Health Insurance, Asset Management, Customer Service, Portfolio Management, Program Management, Investments, Team Building, Securities, Cross-functional Team..., Asset Managment, Sales, Small Business, Strategic Financial..., Leadership, Fundraising, Process Improvement, Event Planning
Education
Bentley University 1982 — 1984
BS, Finance
* July 2010 - Present
LPL Financial June 2006 - July 2010
Future Electronics April 2000 - June 2004
Skills
Uniform Combined State..., Life Insurance, Negotiation, Management, Public Speaking, Series 7, Strategic Planning, Health Insurance, Asset Management, Customer Service, Portfolio Management, Program Management, Investments, Team Building, Securities, Cross-functional Team..., Asset Managment, Sales, Small Business, Strategic Financial..., Leadership, Fundraising, Process Improvement, Event Planning
Education
Bentley University 1982 — 1984
BS, Finance
Stewart Wenger's LPL Financial Experience November 2008 - December 2012
Job Managing Director at Hallmark Consultants
Industry Information Technology and Services
Experience
Hallmark Consultants April 2013 - Present
Hallmark Financial Consultants November 2008 - December 2012
LPL Financial November 2008 - December 2012
AIG Retirement March 2003 - October 2008
The Healing Projects Institute June 2000 - December 2005
Skills
Retirement Planning, Tax Strategies, Financial Planning, Investments, Solution Design, Strategic Financial..., Tax, Business Continuity...
Education
University of Nevada-Las Vegas 1994 — 1997
School of Business Department of Finance
Blinn College 1993 — 1994
Engineering
Hallmark Consultants April 2013 - Present
Hallmark Financial Consultants November 2008 - December 2012
LPL Financial November 2008 - December 2012
AIG Retirement March 2003 - October 2008
The Healing Projects Institute June 2000 - December 2005
Skills
Retirement Planning, Tax Strategies, Financial Planning, Investments, Solution Design, Strategic Financial..., Tax, Business Continuity...
Education
University of Nevada-Las Vegas 1994 — 1997
School of Business Department of Finance
Blinn College 1993 — 1994
Engineering
Brendan Burke's LPL Financial Experience May 1992 - May 1998
Job Operations Manager at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. March 2015 - Present
Powerhouse TL February 2013 - March 2015
Morgan Stanley January 2011 - January 2013
First Republic Securities Co., LLC June 2008 - October 2010
Fimat Preferred, LLC/Fimat USA, LLC July 2005 - December 2007
PreferredTrade, Inc. June 1998 - July 2005
LPL Financial May 1992 - May 1998
Education
Boston College 1991 — 1995
Bachelor's degree, Finance, General
O'Connell
UBS Financial Services Inc. March 2015 - Present
Powerhouse TL February 2013 - March 2015
Morgan Stanley January 2011 - January 2013
First Republic Securities Co., LLC June 2008 - October 2010
Fimat Preferred, LLC/Fimat USA, LLC July 2005 - December 2007
PreferredTrade, Inc. June 1998 - July 2005
LPL Financial May 1992 - May 1998
Education
Boston College 1991 — 1995
Bachelor's degree, Finance, General
O'Connell
Eric Hopkins Eric Hopkins's LPL Financial Experience December 2012 - August 2013
Job Compliance Officer II at Santander Securities
Industry Financial Services
Experience
Santander Securities August 2013 - Present
LPL Financial December 2012 - August 2013
LPL Financial May 2011 - December 2012
MetLife November 2010 - May 2011
MetLife November 2007 - November 2010
State Street Bank November 2005 - November 2007
Fidelity Investments February 2005 - November 2005
Skills
Series 24, Series 63, Series 7, FINRA, Series 6, Series 53, Series 65, Series 26, Series 4
Education
Boston University 2008 — 2009
Graduate Certificate, Financial Planning
University of Newcastle 2004 — 2004
M.S., Finance
University of Tampa 2000 — 2003
B.S., Management, Economics, Criminology
Santander Securities August 2013 - Present
LPL Financial December 2012 - August 2013
LPL Financial May 2011 - December 2012
MetLife November 2010 - May 2011
MetLife November 2007 - November 2010
State Street Bank November 2005 - November 2007
Fidelity Investments February 2005 - November 2005
Skills
Series 24, Series 63, Series 7, FINRA, Series 6, Series 53, Series 65, Series 26, Series 4
Education
Boston University 2008 — 2009
Graduate Certificate, Financial Planning
University of Newcastle 2004 — 2004
M.S., Finance
University of Tampa 2000 — 2003
B.S., Management, Economics, Criminology
George M. Fattell's LPL Financial Experience March 2013 - March 2014
Job Brokerage Operations Generalist
Industry Financial Services
Experience
ManpowerGroup November 2014 - Present
LPL Financial March 2013 - March 2014
Pacific American Securities January 2004 - October 2011
Apple July 2003 - February 2004
Business to Business Marketing June 2003 - December 2003
Westminster Securities Corporation 1994 - 2002
U.S. Army March 1986 - January 1992
Skills
Trading, Microsoft Excel, Customer Service, Microsoft Word, Leadership, Computer Proficiency, Office Management, Microsoft Office, Problem Solving, Internet, Wordpress, Mac OS X, Creative Writing, Netxpro, BETA, Siebel, Equities, BRIA
Education
Boston College 1988 — 1991
BA, Political Science
University of Scranton 1983 — 1985
History
ManpowerGroup November 2014 - Present
LPL Financial March 2013 - March 2014
Pacific American Securities January 2004 - October 2011
Apple July 2003 - February 2004
Business to Business Marketing June 2003 - December 2003
Westminster Securities Corporation 1994 - 2002
U.S. Army March 1986 - January 1992
Skills
Trading, Microsoft Excel, Customer Service, Microsoft Word, Leadership, Computer Proficiency, Office Management, Microsoft Office, Problem Solving, Internet, Wordpress, Mac OS X, Creative Writing, Netxpro, BETA, Siebel, Equities, BRIA
Education
Boston College 1988 — 1991
BA, Political Science
University of Scranton 1983 — 1985
History
Jarrett Apa's LPL Financial Experience November 2013 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial November 2013 - Present
Stuen Construction June 2009 - December 2012
USMC May 2003 - May 2007
Skills
Retirement Planning, Retirement, Wealth Management, Mutual Funds, Investment Advisory, Insurance, Asset Allocation, Series 7, Investments, Asset Management, Life Insurance, Securities, Uniform Combined State..., Portfolio Management, Alternative Investments, Finance
Education
Black Hills State University 2009 — 2013
BA with specialization in Economics and Finance
Lead High School 1995 — 1998
LPL Financial November 2013 - Present
Stuen Construction June 2009 - December 2012
USMC May 2003 - May 2007
Skills
Retirement Planning, Retirement, Wealth Management, Mutual Funds, Investment Advisory, Insurance, Asset Allocation, Series 7, Investments, Asset Management, Life Insurance, Securities, Uniform Combined State..., Portfolio Management, Alternative Investments, Finance
Education
Black Hills State University 2009 — 2013
BA with specialization in Economics and Finance
Lead High School 1995 — 1998
Heather Gipson's LPL Financial Experience March 2012 - July 2012
Job EBusiness Consultant
Industry Information Technology and Services
Experience
Franklin Templeton Investments October 2012 - August 2014
LPL Financial March 2012 - July 2012
Strategic Business Consultants March 2011 - March 2012
Illumina June 2011 - October 2011
SuperAgent & Downey Financial Services September 2010 - March 2011
Strategic Business Consultants July 2008 - November 2010
CoStar December 2005 - July 2008
Grubb & Ellis January 2003 - April 2004
Skills
Business Strategy, Strategic Planning, MRM, Teradata, Aprimo, Cross-functional Team..., ERP Implementations, CRM, Salesforce.com, MediaBin, PeopleSoft, Workday, Cognos, QuarkXPress, Xinnovation, Tableau, Marketo, SharePoint, SaaS, Project Management, Agile Project Management, Scrum, Vendor Management, Start-ups, Software Project..., Risk Management, Change Management, Sales Management, Business Development, MS Project, Project Planning, Strategy, Integration, Software Analysis, Marketing Strategy, Market Research, Lead Generation, Enterprise Architecture, Sales Operations, Agile Methodologies, Databases, Competitive Analysis, Visio
Education
Boston University 2011 — 2016
Master of Science (M.S.)
University of California, Irvine 2011 — 2012
University of Nevada-Las Vegas 1992 — 1997
Bachelors of Science
Franklin Templeton Investments October 2012 - August 2014
LPL Financial March 2012 - July 2012
Strategic Business Consultants March 2011 - March 2012
Illumina June 2011 - October 2011
SuperAgent & Downey Financial Services September 2010 - March 2011
Strategic Business Consultants July 2008 - November 2010
CoStar December 2005 - July 2008
Grubb & Ellis January 2003 - April 2004
Skills
Business Strategy, Strategic Planning, MRM, Teradata, Aprimo, Cross-functional Team..., ERP Implementations, CRM, Salesforce.com, MediaBin, PeopleSoft, Workday, Cognos, QuarkXPress, Xinnovation, Tableau, Marketo, SharePoint, SaaS, Project Management, Agile Project Management, Scrum, Vendor Management, Start-ups, Software Project..., Risk Management, Change Management, Sales Management, Business Development, MS Project, Project Planning, Strategy, Integration, Software Analysis, Marketing Strategy, Market Research, Lead Generation, Enterprise Architecture, Sales Operations, Agile Methodologies, Databases, Competitive Analysis, Visio
Education
Boston University 2011 — 2016
Master of Science (M.S.)
University of California, Irvine 2011 — 2012
University of Nevada-Las Vegas 1992 — 1997
Bachelors of Science
Dharmesh Wadhwani Dharmesh Wadhwani's LPL Financial Experience 2014 - 2014
Job Engineer Software
Industry Computer Software
Experience
Self-employed July 1986 - Present
LPL Financial 2014 - 2014
Skills
Visual Studio, C, Software Development, XML, Web Services, SOA, SQL, SDLC, .NET, C#, Microsoft SQL Server, Java, Oracle, REST, Web Applications, Software Project..., Databases, PL/SQL, Enterprise Architecture, Requirements Analysis, JavaScript, C++, MVC, jQuery, HTML 5, ASP.NET, IT Project Leadership, Lead Management, Software Design, Unix, Integration, Object Oriented Design, Agile Project Management, Design Patterns, SSRS, Scalability, PMI Trained, Certified Scrum Master..., Agile Methodologies, Scrum, Business Analysis, Visio, Testing, Software Engineering, Enterprise Software
Education
Birla Institute of Technology 1982 — 1986
Bachelor of Engineering (B.E.), Electrical, Electronics and Communications Engineering
Self-employed July 1986 - Present
LPL Financial 2014 - 2014
Skills
Visual Studio, C, Software Development, XML, Web Services, SOA, SQL, SDLC, .NET, C#, Microsoft SQL Server, Java, Oracle, REST, Web Applications, Software Project..., Databases, PL/SQL, Enterprise Architecture, Requirements Analysis, JavaScript, C++, MVC, jQuery, HTML 5, ASP.NET, IT Project Leadership, Lead Management, Software Design, Unix, Integration, Object Oriented Design, Agile Project Management, Design Patterns, SSRS, Scalability, PMI Trained, Certified Scrum Master..., Agile Methodologies, Scrum, Business Analysis, Visio, Testing, Software Engineering, Enterprise Software
Education
Birla Institute of Technology 1982 — 1986
Bachelor of Engineering (B.E.), Electrical, Electronics and Communications Engineering
John Paul Encarnacion John Paul Encarnacion's LPL Financial Experience September 2011 - November 2012
Job Operations Analyst
Industry Oil & Energy
Experience
Shell Trading May 2013 - Present
LPL Financial September 2011 - November 2012
Aggreko April 2009 - October 2009
Aggreko June 2008 - December 2008
Skills
Competitive Analysis, CRM, Market Research, Analysis, Sales, Market Analysis, Investments, Lead Generation, Finance, Economics, Marketing, Business Development, Leadership
Education
Texas A&M University 2009 — 2011
B.S., Economics
Blinn College 2007 — 2009
University of Houston 2006 — 2007
Shell Trading May 2013 - Present
LPL Financial September 2011 - November 2012
Aggreko April 2009 - October 2009
Aggreko June 2008 - December 2008
Skills
Competitive Analysis, CRM, Market Research, Analysis, Sales, Market Analysis, Investments, Lead Generation, Finance, Economics, Marketing, Business Development, Leadership
Education
Texas A&M University 2009 — 2011
B.S., Economics
Blinn College 2007 — 2009
University of Houston 2006 — 2007
Courtenay Wilson's LPL Financial Experience February 2005 - March 2008
Job Sr Manager of Marketing Programs, TranS1
Industry Medical Devices
Experience
TranS1, Inc February 2009 - Present
LPL Financial February 2005 - March 2008
Solomon Schechter Day School of Greater May 2002 - August 2004
Skills
Microsoft Office, Salesforce.com, Management, Training, Project Planning, Fundraising, Trade Shows, Sales, Event Management, Product Launch, Budgets, New Business Development, Strategic Planning, Proposal Writing, Sales Management, Medical Devices, Marketing, Healthcare, Program Management, Strategy, Sales Operations, Marketing Strategy
Education
Boston College 1997 — 2001
Bachelor of Arts, Psychology
TranS1, Inc February 2009 - Present
LPL Financial February 2005 - March 2008
Solomon Schechter Day School of Greater May 2002 - August 2004
Skills
Microsoft Office, Salesforce.com, Management, Training, Project Planning, Fundraising, Trade Shows, Sales, Event Management, Product Launch, Budgets, New Business Development, Strategic Planning, Proposal Writing, Sales Management, Medical Devices, Marketing, Healthcare, Program Management, Strategy, Sales Operations, Marketing Strategy
Education
Boston College 1997 — 2001
Bachelor of Arts, Psychology
Daniel J. Chavayda, AIF®, QPFC Daniel J. Chavayda, AIF®, QPFC's LPL Financial Experience August 2005 - Present
Job Registered Principal at LPL Financial
Industry Financial Services
Experience
LPL Financial August 2005 - Present
Morgan Stanley August 1999 - August 2005
Skills
Retirement Planning, Retirement, Financial Services, Portfolio Management, 401k, Wealth Management, Investment Strategies, Investments, Investment Advisory, Series 7, Pensions, FINRA, Finance
Education
Bowling Green State University 1995 — 1999
BSBA, Marketing
LPL Financial August 2005 - Present
Morgan Stanley August 1999 - August 2005
Skills
Retirement Planning, Retirement, Financial Services, Portfolio Management, 401k, Wealth Management, Investment Strategies, Investments, Investment Advisory, Series 7, Pensions, FINRA, Finance
Education
Bowling Green State University 1995 — 1999
BSBA, Marketing
ben casebolt ben casebolt's LPL Financial Experience 2003 - 2003
Job Senior Operations Manager at Charles Schwab
Industry Financial Services
Experience
Charles Schwab July 2002 - Present
Charles Schwab 2003 - August 2015
LPL Financial 2003 - 2003
JG Creations Inc. 2001 - 2003
Northwestern Mutual/Robert W Baird Securities 1997 - 2001
West One Bank/US Bank 1993 - 1997
Education
Boise State University 1989 — 1993
BBA, Finance
Charles Schwab July 2002 - Present
Charles Schwab 2003 - August 2015
LPL Financial 2003 - 2003
JG Creations Inc. 2001 - 2003
Northwestern Mutual/Robert W Baird Securities 1997 - 2001
West One Bank/US Bank 1993 - 1997
Education
Boise State University 1989 — 1993
BBA, Finance
Bruce D. Harrington Bruce D. Harrington's LPL Financial Experience September 2008 - January 2010
Job Innovative Retirement and Financial Services Executive seeking new opportunities.
Industry Financial Services
Experience
Harrington and Associates February 2013 - February 2015
John Hancock Financial Network October 2011 - January 2013
John Hancock Financial Network July 2010 - October 2011
LPL Financial September 2008 - January 2010
Cogent Research July 2007 - May 2008
MFS Investment Management August 1999 - July 2007
PUTNAM INVESTMENTS March 1990 - August 1999
Skills
Mutual Funds, Strategy, Financial Services, Product Management, 401k, Series 63, Retirement, Cross-functional Team..., Retirement Planning, Market Research, Investment Management, CRM, Strategic Partnerships, Investment Strategies, Series 6, Relationship Management, Investment Advisory, Wealth Management, Investments, Asset Allocation, Asset Management, Pensions, Financial Advisory, Variable Annuities, Morningstar Direct, FINRA, Separately Managed..., Leadership, Series 24, Alternative Investments, Series 7, Defined Contribution, Retirement Plan..., Securities, ETFs, Series 65, IRAs, Uniform Combined State..., Defined Benefit, Fixed Income, Wealth Management..., Mergers & Acquisitions, Hedge Funds, Fiduciary Management, Public Speaking, Cross Functional Team..., Team Management, Peer Mentoring, Sales Presentations, Institutional...
Education
Suffolk University - Sawyer School of Management 1996 — 2000
MBA
Boston College 1985 — 1989
Bachelor of Arts
Harrington and Associates February 2013 - February 2015
John Hancock Financial Network October 2011 - January 2013
John Hancock Financial Network July 2010 - October 2011
LPL Financial September 2008 - January 2010
Cogent Research July 2007 - May 2008
MFS Investment Management August 1999 - July 2007
PUTNAM INVESTMENTS March 1990 - August 1999
Skills
Mutual Funds, Strategy, Financial Services, Product Management, 401k, Series 63, Retirement, Cross-functional Team..., Retirement Planning, Market Research, Investment Management, CRM, Strategic Partnerships, Investment Strategies, Series 6, Relationship Management, Investment Advisory, Wealth Management, Investments, Asset Allocation, Asset Management, Pensions, Financial Advisory, Variable Annuities, Morningstar Direct, FINRA, Separately Managed..., Leadership, Series 24, Alternative Investments, Series 7, Defined Contribution, Retirement Plan..., Securities, ETFs, Series 65, IRAs, Uniform Combined State..., Defined Benefit, Fixed Income, Wealth Management..., Mergers & Acquisitions, Hedge Funds, Fiduciary Management, Public Speaking, Cross Functional Team..., Team Management, Peer Mentoring, Sales Presentations, Institutional...
Education
Suffolk University - Sawyer School of Management 1996 — 2000
MBA
Boston College 1985 — 1989
Bachelor of Arts
Angel Jin's LPL Financial Experience July 2013 - August 2013
Job Student
Industry
Experience
McKinsey & Company June 2015 - Present
Andreas Papandreou Foundation June 2014 - July 2014
LPL Financial July 2013 - August 2013
Brigham and Women's Hospital September 2010 - May 2012
Skills
PowerPoint, Microsoft Excel, Microsoft Office, Microsoft Word, Research, Public Speaking, Social Media, Event Planning, Leadership, Customer Service
Education
Harvard University 2013 — 2017
Bachelor's Degree, Economics
Boston Latin School 2009 — 2013
High School
McKinsey & Company June 2015 - Present
Andreas Papandreou Foundation June 2014 - July 2014
LPL Financial July 2013 - August 2013
Brigham and Women's Hospital September 2010 - May 2012
Skills
PowerPoint, Microsoft Excel, Microsoft Office, Microsoft Word, Research, Public Speaking, Social Media, Event Planning, Leadership, Customer Service
Education
Harvard University 2013 — 2017
Bachelor's Degree, Economics
Boston Latin School 2009 — 2013
High School
Brad Best Brad Best's LPL Financial Experience January 2009 - March 2012
Job Director of Advisor Education at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group March 2015 - Present
E*TRADE Financial Corporation May 2014 - February 2015
NFP Advisor Services Group March 2012 - February 2013
LPL Financial January 2009 - March 2012
LPL Financial Services February 2004 - December 2008
Outreach, Inc. August 2002 - August 2003
Emerald Publications 1998 - 2002
Skills
Mutual Funds, Series 7, Investments, Financial Advisory, Financial Services, FINRA, Wealth Management, Asset Management, Finance, Series 63, Alternative Investments, Investment Advisory, Project Planning, Asset Allocation, Securities, Consulting, Relationship Mgmt
Education
Bethel University
B.A., English Literature
Cetera Financial Group March 2015 - Present
E*TRADE Financial Corporation May 2014 - February 2015
NFP Advisor Services Group March 2012 - February 2013
LPL Financial January 2009 - March 2012
LPL Financial Services February 2004 - December 2008
Outreach, Inc. August 2002 - August 2003
Emerald Publications 1998 - 2002
Skills
Mutual Funds, Series 7, Investments, Financial Advisory, Financial Services, FINRA, Wealth Management, Asset Management, Finance, Series 63, Alternative Investments, Investment Advisory, Project Planning, Asset Allocation, Securities, Consulting, Relationship Mgmt
Education
Bethel University
B.A., English Literature
Mary Kate O'Connell Mary Kate O'Connell's LPL Financial Experience December 2012 - July 2014
Job Human Resources Business Partner/Employee Relations Professional
Industry Human Resources
Experience
The Urban Healing Center December 2013 - April 2015
LPL Financial December 2012 - July 2014
Brandes Investment Partners April 2009 - May 2012
Brandes Investment Partners September 2003 - March 2009
Brandes Investment Partners July 1998 - August 2003
Brandes Investment Partners October 1997 - June 1998
State Street October 1993 - June 1997
Massachusetts Port Authority June 1993 - October 1993
Skills
Employee Relations, Human Resources, California Law, Employment Law, Coaching, Performance Management, HRIS, Employee Benefits, Recruiting, Employee Engagement, Onboarding, Legal Compliance, Training, Policy, Management, Deferred Compensation, Personnel Management, Succession Planning, Leadership, HR Policies, Change Management, International Mobility, Employee Recognition, Interviews, Organizational..., Employee Training, Strategy, Benefits Administration, Talent Management, Talent Acquisition, Leadership Development, HR Consulting, Conflict Resolution, New Hire Orientations, Team Building, Technical Recruiting, Program Management, Applicant Tracking..., Job Descriptions, College Recruiting, Benefits Negotiation, Organizational Design, Organizational..., Workforce Planning, Career Development, FMLA, Job Analysis, Temporary Placement, Hiring, Internet Recruiting
Education
University of California, San Diego 2000 — 2003
Human Resource Management Professional Certification
Westfield State University 1989 — 1993
BA
Brandman University, Part of the Chapman University System
Brandman University, Part of the Chapman University System
Brandman University, Part of the Chapman University System
The Urban Healing Center December 2013 - April 2015
LPL Financial December 2012 - July 2014
Brandes Investment Partners April 2009 - May 2012
Brandes Investment Partners September 2003 - March 2009
Brandes Investment Partners July 1998 - August 2003
Brandes Investment Partners October 1997 - June 1998
State Street October 1993 - June 1997
Massachusetts Port Authority June 1993 - October 1993
Skills
Employee Relations, Human Resources, California Law, Employment Law, Coaching, Performance Management, HRIS, Employee Benefits, Recruiting, Employee Engagement, Onboarding, Legal Compliance, Training, Policy, Management, Deferred Compensation, Personnel Management, Succession Planning, Leadership, HR Policies, Change Management, International Mobility, Employee Recognition, Interviews, Organizational..., Employee Training, Strategy, Benefits Administration, Talent Management, Talent Acquisition, Leadership Development, HR Consulting, Conflict Resolution, New Hire Orientations, Team Building, Technical Recruiting, Program Management, Applicant Tracking..., Job Descriptions, College Recruiting, Benefits Negotiation, Organizational Design, Organizational..., Workforce Planning, Career Development, FMLA, Job Analysis, Temporary Placement, Hiring, Internet Recruiting
Education
University of California, San Diego 2000 — 2003
Human Resource Management Professional Certification
Westfield State University 1989 — 1993
BA
Brandman University, Part of the Chapman University System
Brandman University, Part of the Chapman University System
Brandman University, Part of the Chapman University System
Rudy Bethea's LPL Financial Experience 2012 - 2014
Job Financial Advisor
Industry Financial Services
Experience
Lincoln Investment 2014 - Present
Hancock Park Advisors 2014 - Present
LPL Financial 2012 - 2014
Goldman Sachs Asset Management 2011 - 2012
MetLife - Institutional 2001 - 2011
American Express 2000 - 2001
MetLife - Institutional 1991 - 1998
Skills
Strategy, Employee Benefits, Start-ups, Business Development, Insurance, CRM, Management, Investments, Leadership, Account Management, Program Management, Financial Services, Marketing, Sales, Finance, Asset Management, Health Insurance, Asset Allocation, Underwriting, Disability Insurance
Education
University of California, Los Angeles 2013 — 2013
Certificate
University of Southern California - Marshall School of Business 1998 — 2000
MBA
Bowdoin College 1987 — 1991
BA
St. Georges 1983 — 1987
Lincoln Investment 2014 - Present
Hancock Park Advisors 2014 - Present
LPL Financial 2012 - 2014
Goldman Sachs Asset Management 2011 - 2012
MetLife - Institutional 2001 - 2011
American Express 2000 - 2001
MetLife - Institutional 1991 - 1998
Skills
Strategy, Employee Benefits, Start-ups, Business Development, Insurance, CRM, Management, Investments, Leadership, Account Management, Program Management, Financial Services, Marketing, Sales, Finance, Asset Management, Health Insurance, Asset Allocation, Underwriting, Disability Insurance
Education
University of California, Los Angeles 2013 — 2013
Certificate
University of Southern California - Marshall School of Business 1998 — 2000
MBA
Bowdoin College 1987 — 1991
BA
St. Georges 1983 — 1987
Bill Hibbard's LPL Financial Experience March 2015 - Present
Job Sr. Business Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2015 - Present
Education
Boston University 2005 — 2009
Bachelor of Science in Business Administration, Finance
LPL Financial March 2015 - Present
Education
Boston University 2005 — 2009
Bachelor of Science in Business Administration, Finance
Jeannie Jackson, CFP®'s LPL Financial Experience February 2008 - June 2014
Job Certified Financial Planner ™ Founder of Eagle Creek Financial Advisors
Industry Financial Services
Experience
Eagle Creek Financial Advisors, LLC June 2015 - Present
Eagle Creek Financial Advisors June 2015 - Present
Stevens Foster Financial Advisors December 2007 - May 2015
LPL Financial February 2008 - June 2014
ING National Trust July 2006 - December 2007
Financial Network Investment Corporation, Member SIPC April 2001 - July 2006
Chase Taylor Financial February 2001 - July 2006
Wells Fargo Advisors August 1999 - February 2001
Wells Fargo Advisors September 1987 - July 1996
Skills
Investments, Retirement Planning, Series 7, Strategic Financial..., Financial Planning, Mutual Funds, Management, FINRA, Branch Management, Securities, Wealth Management, Portfolio Management, High Net Worth..., Insurance, Compliance, Banking, Financial Services, Financial Advisory, Registered Investment..., Relationship Building, Investment Management, Investment Strategies, Collaborative Practice, Holistic Financial...
Education
Bethel University
Bachelor of Arts (B.A.), Business Management
Edison High School Minneapolis, MN
Minnesota State University, Mankato
Financial Planning Certificate, CFP Board-Registered Program
Eagle Creek Financial Advisors, LLC June 2015 - Present
Eagle Creek Financial Advisors June 2015 - Present
Stevens Foster Financial Advisors December 2007 - May 2015
LPL Financial February 2008 - June 2014
ING National Trust July 2006 - December 2007
Financial Network Investment Corporation, Member SIPC April 2001 - July 2006
Chase Taylor Financial February 2001 - July 2006
Wells Fargo Advisors August 1999 - February 2001
Wells Fargo Advisors September 1987 - July 1996
Skills
Investments, Retirement Planning, Series 7, Strategic Financial..., Financial Planning, Mutual Funds, Management, FINRA, Branch Management, Securities, Wealth Management, Portfolio Management, High Net Worth..., Insurance, Compliance, Banking, Financial Services, Financial Advisory, Registered Investment..., Relationship Building, Investment Management, Investment Strategies, Collaborative Practice, Holistic Financial...
Education
Bethel University
Bachelor of Arts (B.A.), Business Management
Edison High School Minneapolis, MN
Minnesota State University, Mankato
Financial Planning Certificate, CFP Board-Registered Program
Lucas Servare's LPL Financial Experience June 2012 - May 2013
Job Data Analyst
Industry Computer Software
Experience
Harvest Exchange Corp. July 2015 - Present
TripAdvisor February 2013 - June 2015
LPL Financial June 2012 - May 2013
Bentley University September 2012 - December 2012
Microcenter Electronics September 2011 - June 2012
UMass Boston June 2009 - August 2009
Skills
Data Analysis, Ruby/Rails, HTML, CSS, Financial Analysis, Microsoft Excel, PostgreSQL, Economics, Market Research, Microsoft Office, Public Speaking, Portfolio Management, Customer Service, Git
Education
University of Massachusetts Boston 2011 — 2015
Bachelor of Liberal Arts in Economics, Business/Managerial Economics
Bentley University 2012 — 2013
Bachelor's Degree, Managerial Economics
Boston Latin School 2005 — 2011
High School Diploma
Harvest Exchange Corp. July 2015 - Present
TripAdvisor February 2013 - June 2015
LPL Financial June 2012 - May 2013
Bentley University September 2012 - December 2012
Microcenter Electronics September 2011 - June 2012
UMass Boston June 2009 - August 2009
Skills
Data Analysis, Ruby/Rails, HTML, CSS, Financial Analysis, Microsoft Excel, PostgreSQL, Economics, Market Research, Microsoft Office, Public Speaking, Portfolio Management, Customer Service, Git
Education
University of Massachusetts Boston 2011 — 2015
Bachelor of Liberal Arts in Economics, Business/Managerial Economics
Bentley University 2012 — 2013
Bachelor's Degree, Managerial Economics
Boston Latin School 2005 — 2011
High School Diploma
Sarin A. Barsoumian, CFP®, CRPC® Sarin A. Barsoumian, CFP®, CRPC®'s LPL Financial Experience April 2009 - Present
Job I feel a great sense of accomplishment knowing that I am helping people gain clarity and control over their finances.
Industry Financial Services
Experience
LPL Financial April 2009 - Present
Ameriprise Financial October 2005 - April 2009
Skills
Certified Financial..., Estate Planning, Insurance, Investments, Wealth Management, Retirement Planning, Comprehensive Financial..., Tax-advantaged..., Long-term Care, Saving for Education, Women's Financial..., Asset Management, Series 7, Financial Advisory, Retirement, Strategic Financial..., Financial Goals, Financial Planning
Education
Boston University 2010 — 2012
Certified Financial Planner, Financial Planning
College for Financial Planning 2008 — 2008
Chartered Retirement Planning Counselor, Retirement Planning
Boston University Questrom School of Business 2001 — 2005
LPL Financial April 2009 - Present
Ameriprise Financial October 2005 - April 2009
Skills
Certified Financial..., Estate Planning, Insurance, Investments, Wealth Management, Retirement Planning, Comprehensive Financial..., Tax-advantaged..., Long-term Care, Saving for Education, Women's Financial..., Asset Management, Series 7, Financial Advisory, Retirement, Strategic Financial..., Financial Goals, Financial Planning
Education
Boston University 2010 — 2012
Certified Financial Planner, Financial Planning
College for Financial Planning 2008 — 2008
Chartered Retirement Planning Counselor, Retirement Planning
Boston University Questrom School of Business 2001 — 2005
Rachel Hayes's LPL Financial Experience August 2009 - Present
Job Vice President, Product Management
Industry Financial Services
Experience
LPL Financial August 2009 - Present
Acai4Life, Inc. August 2006 - August 2009
HouR Solutions, LLC March 2003 - August 2007
LPL Financial October 1999 - June 2004
Putnam Investments April 1998 - August 1999
Skills
Team Building, IT Strategy, SDLC, Management, Series 7, Business Analysis, Strategy, Project Management, Training, Analysis, Strategic Planning, Requirements Gathering, Financial Services, Process Improvement, Budgets, Mutual Funds, Wealth Management, CRM, Mergers & Acquisitions, Negotiation, Small Business, Program Management
Education
Boston University 1993 — 1998
BS Business Management
LPL Financial August 2009 - Present
Acai4Life, Inc. August 2006 - August 2009
HouR Solutions, LLC March 2003 - August 2007
LPL Financial October 1999 - June 2004
Putnam Investments April 1998 - August 1999
Skills
Team Building, IT Strategy, SDLC, Management, Series 7, Business Analysis, Strategy, Project Management, Training, Analysis, Strategic Planning, Requirements Gathering, Financial Services, Process Improvement, Budgets, Mutual Funds, Wealth Management, CRM, Mergers & Acquisitions, Negotiation, Small Business, Program Management
Education
Boston University 1993 — 1998
BS Business Management
Chris Arthur, CFA Chris Arthur, CFA's LPL Financial Experience May 2005 - May 2014
Job Relationship Manager at Eaton Vance
Industry Financial Services
Experience
Eaton Vance June 2014 - Present
LPL Financial May 2005 - May 2014
SSgA August 1997 - April 2005
Skills
Investments, Portfolio Management, Mutual Funds, Trading, Due Diligence, Financial Advisory, Alternative Investments, Equities, Series 7, Asset Managment, Asset Allocation, Management, Wealth Management, Fixed Income, Investment Strategies, Series 63, Investment Advisory, Hedge Funds, Securities, Financial Modeling, Bloomberg, Asset Management, Estate Planning, Investment Management, ETFs, FINRA
Education
Boston University 2002 — 2004
MBA, Finance, Strategy
Susquehanna University 1994 — 1998
B.A., Finance, Marketing
University College London, U. of London 1996 — 1996
Eaton Vance June 2014 - Present
LPL Financial May 2005 - May 2014
SSgA August 1997 - April 2005
Skills
Investments, Portfolio Management, Mutual Funds, Trading, Due Diligence, Financial Advisory, Alternative Investments, Equities, Series 7, Asset Managment, Asset Allocation, Management, Wealth Management, Fixed Income, Investment Strategies, Series 63, Investment Advisory, Hedge Funds, Securities, Financial Modeling, Bloomberg, Asset Management, Estate Planning, Investment Management, ETFs, FINRA
Education
Boston University 2002 — 2004
MBA, Finance, Strategy
Susquehanna University 1994 — 1998
B.A., Finance, Marketing
University College London, U. of London 1996 — 1996
Bagirathi Narayanan's LPL Financial Experience January 2015 - March 2015
Job Director IT
Industry Information Technology and Services
Experience
MetLife March 2015 - Present
LPL Financial January 2015 - March 2015
Sogeti USA (A Capgemini company) February 2014 - December 2014
Tata Consultancy Services January 2004 - January 2014
Covansys November 1999 - December 2003
Skills
Global Delivery, Manage Client..., Software Project..., Vendor Management, Project Management, Financial Analysis, Program Management, Solution Architecture, Service Delivery, Business Development, Account Management, Business Process, Executive Financial..., Business Analysis, Requirements Analysis, Integration, SDLC, Management, CRM
Education
Kellogg School of Management 2011 — 2015
Executive Scholars Program, Financial Management
Madurai Kamaraj University 1997 — 1999
Master of Science (M.S.), Information Technology and Management
Bharathidasan University 1994 — 1997
Bachelor of Science (B.Sc.)
MetLife March 2015 - Present
LPL Financial January 2015 - March 2015
Sogeti USA (A Capgemini company) February 2014 - December 2014
Tata Consultancy Services January 2004 - January 2014
Covansys November 1999 - December 2003
Skills
Global Delivery, Manage Client..., Software Project..., Vendor Management, Project Management, Financial Analysis, Program Management, Solution Architecture, Service Delivery, Business Development, Account Management, Business Process, Executive Financial..., Business Analysis, Requirements Analysis, Integration, SDLC, Management, CRM
Education
Kellogg School of Management 2011 — 2015
Executive Scholars Program, Financial Management
Madurai Kamaraj University 1997 — 1999
Master of Science (M.S.), Information Technology and Management
Bharathidasan University 1994 — 1997
Bachelor of Science (B.Sc.)
Lisa Fiori's LPL Financial Experience February 1990 - May 2003
Job Executive
Industry Financial Services
Experience
Volunteer May 2003 - Present
LPL Financial February 1990 - May 2003
Skills
Customer Service, Microsoft Excel, Strategic Planning, Management, Project Management, Microsoft Word, Organizational..., Data Entry, Financial Analysis, Bookkeeping
Education
Boston University - School of Management 1985 — 1989
Bachelor's Degree, Finance, General
Volunteer May 2003 - Present
LPL Financial February 1990 - May 2003
Skills
Customer Service, Microsoft Excel, Strategic Planning, Management, Project Management, Microsoft Word, Organizational..., Data Entry, Financial Analysis, Bookkeeping
Education
Boston University - School of Management 1985 — 1989
Bachelor's Degree, Finance, General
Joe Logrippo Joe Logrippo's LPL Financial Experience August 2014 - April 2015
Job Wealth Manager at Intercontinental Financial Group
Industry Financial Services
Experience
LPL Financial August 2014 - April 2015
AXA Distributors August 2007 - July 2014
MFS Investment Management November 2001 - October 2006
Skills
Investment Advisory, Investments, Separately Managed..., Wealth Management, Securities, Mutual Funds, Financial Planning, Retirement Planning, 401k, Retirement, IRAs, Alternative Investments, Asset Allocation, Fixed Annuities, Variable Annuities, Life Insurance, Disability Insurance, Long Term Care Insurance, Leadership, Series 6, FINRA, Series 7, Series 63, Series 65
Education
Boston University 2015 — 2017
CFP Candidate, Financial Planning
Harvard Extension School 2007 — 2008
Suffolk University 2003 — 2004
MBA Candidate
Boston University 1994 — 1998
Bachelor’s Degree
LPL Financial August 2014 - April 2015
AXA Distributors August 2007 - July 2014
MFS Investment Management November 2001 - October 2006
Skills
Investment Advisory, Investments, Separately Managed..., Wealth Management, Securities, Mutual Funds, Financial Planning, Retirement Planning, 401k, Retirement, IRAs, Alternative Investments, Asset Allocation, Fixed Annuities, Variable Annuities, Life Insurance, Disability Insurance, Long Term Care Insurance, Leadership, Series 6, FINRA, Series 7, Series 63, Series 65
Education
Boston University 2015 — 2017
CFP Candidate, Financial Planning
Harvard Extension School 2007 — 2008
Suffolk University 2003 — 2004
MBA Candidate
Boston University 1994 — 1998
Bachelor’s Degree
Betsy Vaughn Betsy Vaughn's LPL Financial Experience 2005 - 2007
Job Strategic Human Resources Leader
Industry Human Resources
Experience
Illumina October 2011 - Present
Illumina August 2011 - Present
Biogen Idec April 2010 - June 2011
Lee Hecht Harrison 2008 - 2009
LPL Financial 2005 - 2007
JPMorgan Chase 1984 - 2005
Education
New York University 1983 — 1986
MA, Organizational Psychology
Bowdoin College 1978 — 1982
BA, Psychology
Illumina October 2011 - Present
Illumina August 2011 - Present
Biogen Idec April 2010 - June 2011
Lee Hecht Harrison 2008 - 2009
LPL Financial 2005 - 2007
JPMorgan Chase 1984 - 2005
Education
New York University 1983 — 1986
MA, Organizational Psychology
Bowdoin College 1978 — 1982
BA, Psychology
Paul Krepinski Paul Krepinski's LPL Financial Experience July 2013 - July 2014
Job Senior Manager, Supervision and Controls at Charles Schwab & Company
Industry Financial Services
Experience
Charles Schwab & Company April 2015 - Present
A & I Financial Services LLC February 2015 - April 2015
FFG Retirement Counseling July 2014 - September 2014
LPL Financial July 2013 - July 2014
Geneos Wealth Management February 2008 - July 2013
Schwab 1986 - 2003
Skills
Series 7, Mutual Funds, FINRA, Series 63, Retirement, Retirement Planning, Securities, Rollovers, Series 24, Investments, Annuities, Wealth Management, Series 66, Wealth Accumulation, IRA's, Client Experience, Equities, Portfolio Management, Fixed Income, Options, Asset Management, Annuity, Roth IRA, Investment Advisory, Trading, Financial Advisory, ETFs, Compliance, Financial Planning, Managed Accounts, Asset Allocation, Investment Products, Investment Strategies, Stocks, 401k, Alternative Investments, Bonds, Wealth, High Net Worth..., Separately Managed..., Retirement Income..., 529 Plans, Wealth Transfer, Asset, Financial Markets, Series 53, Life and Health..., Expert Witness -..., Uniform Combined State..., Financial Services
Education
Utah State University 1977 — 1980
Bachelor of Science (BS), Business Administration, Marketing
Boise State University 1975 — 1977
Charles Schwab & Company April 2015 - Present
A & I Financial Services LLC February 2015 - April 2015
FFG Retirement Counseling July 2014 - September 2014
LPL Financial July 2013 - July 2014
Geneos Wealth Management February 2008 - July 2013
Schwab 1986 - 2003
Skills
Series 7, Mutual Funds, FINRA, Series 63, Retirement, Retirement Planning, Securities, Rollovers, Series 24, Investments, Annuities, Wealth Management, Series 66, Wealth Accumulation, IRA's, Client Experience, Equities, Portfolio Management, Fixed Income, Options, Asset Management, Annuity, Roth IRA, Investment Advisory, Trading, Financial Advisory, ETFs, Compliance, Financial Planning, Managed Accounts, Asset Allocation, Investment Products, Investment Strategies, Stocks, 401k, Alternative Investments, Bonds, Wealth, High Net Worth..., Separately Managed..., Retirement Income..., 529 Plans, Wealth Transfer, Asset, Financial Markets, Series 53, Life and Health..., Expert Witness -..., Uniform Combined State..., Financial Services
Education
Utah State University 1977 — 1980
Bachelor of Science (BS), Business Administration, Marketing
Boise State University 1975 — 1977
William Morrissey's LPL Financial Experience March 2015 - Present
Job Managing Director, President LPL Financial Independent Advisor Services at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2015 - Present
LPL Financial April 2014 - Present
LPL Financial October 2006 - Present
LPL Financial April 2004 - March 2007
Fidelity Investments 1986 - 2003
Merrill Lynch 1999 - 2000
Skills
Series 7, Asset Management, Investments, Series 63, Alternative Investments, Mutual Funds, Retirement Planning, Wealth Management, Investment Advisory, Series 24, Asset Allocation, Strategic Financial..., Insurance, Management Consulting, Portfolio Management, Securities, Financial Services, Equities, FINRA, Mergers & Acquisitions, Investment Strategies, Uniform Combined State..., 401k, Financial Advisory, Fixed Annuities, Investment Management, Separately Managed...
Education
Boston College 1982 — 1986
Bachelor of Science, Political Science
LPL Financial March 2015 - Present
LPL Financial April 2014 - Present
LPL Financial October 2006 - Present
LPL Financial April 2004 - March 2007
Fidelity Investments 1986 - 2003
Merrill Lynch 1999 - 2000
Skills
Series 7, Asset Management, Investments, Series 63, Alternative Investments, Mutual Funds, Retirement Planning, Wealth Management, Investment Advisory, Series 24, Asset Allocation, Strategic Financial..., Insurance, Management Consulting, Portfolio Management, Securities, Financial Services, Equities, FINRA, Mergers & Acquisitions, Investment Strategies, Uniform Combined State..., 401k, Financial Advisory, Fixed Annuities, Investment Management, Separately Managed...
Education
Boston College 1982 — 1986
Bachelor of Science, Political Science
Richard Martini Richard Martini's LPL Financial Experience January 2007 - January 2008
Job Regional Sales Manager
Industry Consumer Goods
Experience
Quickie Manufacturing November 2014 - Present
Campbell Soup Company September 2012 - October 2014
Kellogg Company March 2012 - September 2012
Kellogg Company August 2011 - September 2012
Kellogg Company May 2010 - July 2011
Kellogg Company February 2008 - April 2010
LPL Financial January 2007 - January 2008
Turner's Cocktails June 2003 - December 2006
Direct Care Nursing June 1996 - May 2003
Skills
Sales, Account Management, Marketing, Retail, Forecasting, Merchandising, Sales Management, Microsoft Excel, Management, PowerPoint, Consumer Products, Nielsen, Sales Operations, Competitive Analysis, Budgets, Market Planning, Grocery, FMCG, Key Account Development, IRI, Trade Marketing, Shopper Marketing, Customer Insight, Pricing, Cross-functional Team..., Strategy, Leadership
Education
Boise State University 2003 — 2006
Bachelor of Arts (B.A.), Speech Communication and Rhetoric
Quickie Manufacturing November 2014 - Present
Campbell Soup Company September 2012 - October 2014
Kellogg Company March 2012 - September 2012
Kellogg Company August 2011 - September 2012
Kellogg Company May 2010 - July 2011
Kellogg Company February 2008 - April 2010
LPL Financial January 2007 - January 2008
Turner's Cocktails June 2003 - December 2006
Direct Care Nursing June 1996 - May 2003
Skills
Sales, Account Management, Marketing, Retail, Forecasting, Merchandising, Sales Management, Microsoft Excel, Management, PowerPoint, Consumer Products, Nielsen, Sales Operations, Competitive Analysis, Budgets, Market Planning, Grocery, FMCG, Key Account Development, IRI, Trade Marketing, Shopper Marketing, Customer Insight, Pricing, Cross-functional Team..., Strategy, Leadership
Education
Boise State University 2003 — 2006
Bachelor of Arts (B.A.), Speech Communication and Rhetoric
Matt Fairweather Matt Fairweather's LPL Financial Experience September 2014 - Present
Job Research Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial September 2014 - Present
LPL Financial April 2013 - September 2014
LPL Financial July 2011 - March 2013
NEC Incorporated July 2010 - September 2010
Education
Bentley University 2007 — 2011
Bachelor of Science, Economics & Finance; Global Perspectives
Bond University
LPL Financial September 2014 - Present
LPL Financial April 2013 - September 2014
LPL Financial July 2011 - March 2013
NEC Incorporated July 2010 - September 2010
Education
Bentley University 2007 — 2011
Bachelor of Science, Economics & Finance; Global Perspectives
Bond University
Sheri Benjamin ChFC, CLU's LPL Financial Experience January 2013 - Present
Job Wealth Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2013 - Present
TIME Financial September 2007 - December 2011
Citigroup June 2004 - September 2007
Skills
Financial Advisory, Wealth, Wealth Management, Insurance, Series 7, Retirement Planning, Series 63, Estate Planning, Life Insurance, CA Insurance Lic#0B61653, Long Term Care Insurance, Retirement, Strategic Financial..., Securities, Wealth Management...
Education
Boston University 1985 — 1989
Bachelor of Science (BS), Mass Communication/Media Studies
LPL Financial January 2013 - Present
TIME Financial September 2007 - December 2011
Citigroup June 2004 - September 2007
Skills
Financial Advisory, Wealth, Wealth Management, Insurance, Series 7, Retirement Planning, Series 63, Estate Planning, Life Insurance, CA Insurance Lic#0B61653, Long Term Care Insurance, Retirement, Strategic Financial..., Securities, Wealth Management...
Education
Boston University 1985 — 1989
Bachelor of Science (BS), Mass Communication/Media Studies
Tobby Silver Tobby Silver's LPL Financial Experience October 2010 - March 2012
Job District Training Manager with Southeast Totota Distributors at JM Family Enterprises
Industry Automotive
Experience
JM Family Enterprises, Inc. / Southeast Toyota Distributors August 2013 - Present
JM Family Enterprises March 2012 - August 2013
LPL Financial October 2010 - March 2012
TL Silver, Incorporated April 2008 - March 2012
Silver Insurance & Financial Group, Inc. April 1999 - May 2008
Charles Schwab January 1997 - March 1999
Skills
Investments, Insurance, Small Business, Financial Services, Risk Management, Portfolio Management, Retirement Planning, Mutual Funds, Management, Analysis, Business Development, Retirement, Strategic Financial..., Business Strategy, Public Speaking, Disability Insurance, Dealer Track, Automotive Sales..., Business Process..., Budgets, Training, Sales, Leadership, Business Planning, Coaching, Managerial Finance, Asset Management, Finance, Marketing Strategy, Customer Satisfaction, Life Insurance, Marketing, Entrepreneurship
Education
Binghamton University 1985 — 1988
Broome Community College 1983 — 1987
Associates, Business Administration
JM Family Enterprises, Inc. / Southeast Toyota Distributors August 2013 - Present
JM Family Enterprises March 2012 - August 2013
LPL Financial October 2010 - March 2012
TL Silver, Incorporated April 2008 - March 2012
Silver Insurance & Financial Group, Inc. April 1999 - May 2008
Charles Schwab January 1997 - March 1999
Skills
Investments, Insurance, Small Business, Financial Services, Risk Management, Portfolio Management, Retirement Planning, Mutual Funds, Management, Analysis, Business Development, Retirement, Strategic Financial..., Business Strategy, Public Speaking, Disability Insurance, Dealer Track, Automotive Sales..., Business Process..., Budgets, Training, Sales, Leadership, Business Planning, Coaching, Managerial Finance, Asset Management, Finance, Marketing Strategy, Customer Satisfaction, Life Insurance, Marketing, Entrepreneurship
Education
Binghamton University 1985 — 1988
Broome Community College 1983 — 1987
Associates, Business Administration
Adam Norman Adam Norman's LPL Financial Experience November 2007 - January 2012
Job Investment Communications Manager at Wellington Management
Industry Financial Services
Experience
Wellington Management February 2012 - Present
LPL Financial November 2007 - January 2012
Congress Asset Management April 2007 - November 2007
Commonwealth Financial Network January 2006 - April 2007
Standish Mellon Asset Management December 1997 - January 2006
Education
Boston College - Wallace E. Carroll Graduate School of Management 1999 — 2003
MBA, Finance
Colby College 1992 — 1996
BA, History
Wellington Management February 2012 - Present
LPL Financial November 2007 - January 2012
Congress Asset Management April 2007 - November 2007
Commonwealth Financial Network January 2006 - April 2007
Standish Mellon Asset Management December 1997 - January 2006
Education
Boston College - Wallace E. Carroll Graduate School of Management 1999 — 2003
MBA, Finance
Colby College 1992 — 1996
BA, History
Jason Plassman Jason Plassman's LPL Financial Experience May 2013 - Present
Job AVP Business Development at LPL Financial
Industry Financial Services
Experience
LPL Financial May 2013 - Present
Signature Consultants August 2012 - May 2013
Scottrade July 2009 - June 2012
Skills
Series 7, Series 63, ETFs, FINRA, Equities, Basel II, Basel III, Counterparty Risk, Credit Risk, Financial Modeling, Derivatives, Bonds
Education
Wake Forest University - Babcock Graduate School of Management 2012 — 2014
Master of Business Administration (MBA), Finance
Bowling Green State University 2003 — 2007
Bachelor of Science (B.S.) in Business Administration, Finance
LPL Financial May 2013 - Present
Signature Consultants August 2012 - May 2013
Scottrade July 2009 - June 2012
Skills
Series 7, Series 63, ETFs, FINRA, Equities, Basel II, Basel III, Counterparty Risk, Credit Risk, Financial Modeling, Derivatives, Bonds
Education
Wake Forest University - Babcock Graduate School of Management 2012 — 2014
Master of Business Administration (MBA), Finance
Bowling Green State University 2003 — 2007
Bachelor of Science (B.S.) in Business Administration, Finance
William P. Tyler, CFP William P. Tyler, CFP's LPL Financial Experience 1997 - Present
Job Vice President at Tyler Stone Group
Industry Financial Services
Experience
LPL Financial 1997 - Present
Tyler Stone Group 1997 - Present
Skills
Series 7, Securities, Strategic Planning, Financial Goals, Portfolio Management, Wealth Management, Leadership, Risk Management, Sales Management, FINRA
Education
Bowling Green State University 1977 — 1981
Bachelors of Science, Finance
LPL Financial 1997 - Present
Tyler Stone Group 1997 - Present
Skills
Series 7, Securities, Strategic Planning, Financial Goals, Portfolio Management, Wealth Management, Leadership, Risk Management, Sales Management, FINRA
Education
Bowling Green State University 1977 — 1981
Bachelors of Science, Finance
J. Fabian Torres, MS Finance PM Multilingual-4 J. Fabian Torres, MS Finance PM Multilingual-4's LPL Financial Experience June 2014 - Present
Job Sr. Project Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2014 - Present
Hispanic Chamber of e-Commerce 2010 - Present
JFT Enterprises, LLC 2008 - Present
WFP Securities 2010 - 2011
Aaron Hungerford, CPA 2009 - 2010
Morgan Stanley 2008 - 2009
SouthWest Equity 2006 - 2008
Citywide Financial 2004 - 2006
American General Finance 2003 - 2004
FAMSA 2002 - 2003
Skills
Relationship Sales, Sales, Managing Relationships, Finance, Customer Relations, Alternative Investments, Investments, Insurance Planning, Real Estate Financing, Business Development, Event Planning, Microsoft Office, Customer Service, Accounting, Financial Analysis, Social Media, Social Networking, Quickbooks, Real Estate, Risk Management, Tax, Management, Leadership, Business Planning, Financial Planners, Financial Services, Strategy, Portfolio Management, Asset Management, Start-ups, Strategic Financial..., Forecasting, CRM
Education
Boston University 2011 — 2013
Master of Science in Finance, Graduate Certificate in Project Management
Instituto Tecnológico y de Estudios Superiores de Monterrey 1999 — 2002
Bachelor in International Commerce
HEC School of Management 2000 — 2000
Business Management Certification
LPL Financial June 2014 - Present
Hispanic Chamber of e-Commerce 2010 - Present
JFT Enterprises, LLC 2008 - Present
WFP Securities 2010 - 2011
Aaron Hungerford, CPA 2009 - 2010
Morgan Stanley 2008 - 2009
SouthWest Equity 2006 - 2008
Citywide Financial 2004 - 2006
American General Finance 2003 - 2004
FAMSA 2002 - 2003
Skills
Relationship Sales, Sales, Managing Relationships, Finance, Customer Relations, Alternative Investments, Investments, Insurance Planning, Real Estate Financing, Business Development, Event Planning, Microsoft Office, Customer Service, Accounting, Financial Analysis, Social Media, Social Networking, Quickbooks, Real Estate, Risk Management, Tax, Management, Leadership, Business Planning, Financial Planners, Financial Services, Strategy, Portfolio Management, Asset Management, Start-ups, Strategic Financial..., Forecasting, CRM
Education
Boston University 2011 — 2013
Master of Science in Finance, Graduate Certificate in Project Management
Instituto Tecnológico y de Estudios Superiores de Monterrey 1999 — 2002
Bachelor in International Commerce
HEC School of Management 2000 — 2000
Business Management Certification
Joe Butcher Joe Butcher's LPL Financial Experience March 2009 - Present
Job Wealth Management Advisor at Jacobi Capital Management, LLC, A Registered Investment Adviser
Industry Financial Services
Experience
Jacobi Capital Management, LLC, A Registered Investment Adviser March 2010 - Present
LPL Financial March 2009 - Present
Merrill Lynch August 2004 - March 2009
POWER! Wilkes-Barre Chapter 2006 - 2009
PNC Bank August 2003 - July 2004
ALLTEL Corporation 2002 - 2003
Skills
Asset Managment, Employee Benefits, Financial Analysis, Strategic Financial..., Estate Planning, Securities, Series 7, Insurance, Mutual Funds, Investments, Wealth Management, Retirement Planning
Education
Wake Forest University - Babcock Graduate School of Management 2001 — 2003
MBA
Bloomsburg University of Pennsylvania 1989 — 1993
B.S., Business Administration - Management
Jacobi Capital Management, LLC, A Registered Investment Adviser March 2010 - Present
LPL Financial March 2009 - Present
Merrill Lynch August 2004 - March 2009
POWER! Wilkes-Barre Chapter 2006 - 2009
PNC Bank August 2003 - July 2004
ALLTEL Corporation 2002 - 2003
Skills
Asset Managment, Employee Benefits, Financial Analysis, Strategic Financial..., Estate Planning, Securities, Series 7, Insurance, Mutual Funds, Investments, Wealth Management, Retirement Planning
Education
Wake Forest University - Babcock Graduate School of Management 2001 — 2003
MBA
Bloomsburg University of Pennsylvania 1989 — 1993
B.S., Business Administration - Management
Jay Wampler, MS, AIF®'s LPL Financial Experience August 2008 - November 2010
Job Strategic Relationship Consultant TD Ameritrade Institutional
Industry Investment Management
Experience
TD Ameritrade Institutional August 2013 - Present
Guardian / RS Funds November 2010 - November 2012
LPL Financial August 2008 - November 2010
MassMutual Financial Group August 2005 - August 2008
Skills
Series 7, Asset Allocation, Separately Managed..., Investment Advisory, Public Speaking, Sales Presentations, Practice Management, Relationship Mgmt, Fund Of Funds, Unified Managed Accounts, Sales&Marketing, Client Education, Series 66, Territory Account..., California Life and..., Business Consulting, Technology Solutions
Education
Bridgewater College
BS, Business Administration & Economics
Towson University
MS, Business Development & HR
TD Ameritrade Institutional August 2013 - Present
Guardian / RS Funds November 2010 - November 2012
LPL Financial August 2008 - November 2010
MassMutual Financial Group August 2005 - August 2008
Skills
Series 7, Asset Allocation, Separately Managed..., Investment Advisory, Public Speaking, Sales Presentations, Practice Management, Relationship Mgmt, Fund Of Funds, Unified Managed Accounts, Sales&Marketing, Client Education, Series 66, Territory Account..., California Life and..., Business Consulting, Technology Solutions
Education
Bridgewater College
BS, Business Administration & Economics
Towson University
MS, Business Development & HR
Yolanda Jurjevic's LPL Financial Experience October 2010 - Present
Job Informatica Technical Lead
Industry Information Technology and Services
Experience
LPL Financial October 2010 - Present
Amylin Pharmaceuticals November 2009 - June 2010
Mercury Insurance February 2008 - October 2009
GMAC-RFC March 2006 - December 2007
Guidant July 2005 - December 2005
SAIC (For Pfizer project) August 2003 - May 2005
Toyota 1999 - 2003
Skills
Data Warehousing, Data Modeling, Data Integration, ETL, Informatica, Business Intelligence, Databases, Oracle, Visio
Education
Bentley University 1983 — 1986
AS, Management
Bentley University
BS, Computer Information Systems
LPL Financial October 2010 - Present
Amylin Pharmaceuticals November 2009 - June 2010
Mercury Insurance February 2008 - October 2009
GMAC-RFC March 2006 - December 2007
Guidant July 2005 - December 2005
SAIC (For Pfizer project) August 2003 - May 2005
Toyota 1999 - 2003
Skills
Data Warehousing, Data Modeling, Data Integration, ETL, Informatica, Business Intelligence, Databases, Oracle, Visio
Education
Bentley University 1983 — 1986
AS, Management
Bentley University
BS, Computer Information Systems
Michelle Haymes Azevedo's LPL Financial Experience March 2008 - April 2011
Job Financial Services Sales Professional
Industry Financial Services
Experience
Shareholders Service Group April 2013 - Present
LPL Financial March 2008 - April 2011
Schwab Institutional August 2006 - February 2008
Schwab Institutional January 2001 - August 2006
TD Waterhouse Institutional 1999 - 2001
Skills
Business Development, Family Office, Management, Financial Services, New Business Development
Education
Pepperdine University, The George L. Graziadio School of Business and Management 1997 — 1998
MBA
Boston University
BS, Mass Communication
Shareholders Service Group April 2013 - Present
LPL Financial March 2008 - April 2011
Schwab Institutional August 2006 - February 2008
Schwab Institutional January 2001 - August 2006
TD Waterhouse Institutional 1999 - 2001
Skills
Business Development, Family Office, Management, Financial Services, New Business Development
Education
Pepperdine University, The George L. Graziadio School of Business and Management 1997 — 1998
MBA
Boston University
BS, Mass Communication
Cheryl Dolan's LPL Financial Experience July 2010 - January 2011
Job Experienced technical writer and editor
Industry Computer Software
Experience
C Dolan Communications March 2009 - Present
ServiceNow - Service Management for the Enterprise February 2011 - June 2015
LPL Financial July 2010 - January 2011
Websense, Inc. November 1997 - March 2009
Skills
Technical Editing, FrameMaker, Technical Documentation, SaaS, Agile Methodologies, Enterprise Software, Technical Writing, Cloud Computing, RoboHelp, Captivate, Visio, Software Documentation, Scrum, Content Management, HTML, Online Help, Adobe Acrobat, Technical Training, Information Architecture, Technical Communication, Management, Software Development, Integration, XML
Education
Biola University
BA, Language Arts
C Dolan Communications March 2009 - Present
ServiceNow - Service Management for the Enterprise February 2011 - June 2015
LPL Financial July 2010 - January 2011
Websense, Inc. November 1997 - March 2009
Skills
Technical Editing, FrameMaker, Technical Documentation, SaaS, Agile Methodologies, Enterprise Software, Technical Writing, Cloud Computing, RoboHelp, Captivate, Visio, Software Documentation, Scrum, Content Management, HTML, Online Help, Adobe Acrobat, Technical Training, Information Architecture, Technical Communication, Management, Software Development, Integration, XML
Education
Biola University
BA, Language Arts
Sandra Clausing's LPL Financial Experience October 2000 - May 2009
Job Paralegal at LPL Financial
Industry Legal Services
Experience
LPL Financial October 2000 - May 2009
Brams, Young & Levinson December 1998 - August 2000
Education
Bentley University
Paralegal Studies
Suffolk University
BS, Criminology & Law
LPL Financial October 2000 - May 2009
Brams, Young & Levinson December 1998 - August 2000
Education
Bentley University
Paralegal Studies
Suffolk University
BS, Criminology & Law
Lisa Tracy, PMP's LPL Financial Experience February 2011 - July 2012
Job Vice President Project Manager at Bank of America
Industry Financial Services
Experience
Bank of America May 2013 - Present
Bank of America November 2012 - Present
TEK Systems/TIAA-CREF August 2012 - November 2012
LPL Financial February 2011 - July 2012
Wells Fargo Advisors through TEK Systems May 2010 - March 2011
Transamerica Reinsurance (AEGON USA) 2009 - May 2010
Transamerica May 2008 - November 2008
Family Dollar May 2007 - May 2008
Exact Software November 2006 - May 2007
Nationwide Insurance October 1996 - November 2006
Skills
Software Development..., Governance, Program Management, PMP, PMI, PMO, Waterfall, PMBOK, MS Project, SDLC, Project Portfolio..., Software Project..., User Acceptance Testing, Rollout
Education
The George Washington University 2000 — 2002
Master's Certificate, Project Management
Franklin University 1997 — 1999
MBA, Information Technology
The Ohio State University 1993 — 1994
MA, Health, Physical Education and Recreation
Bowling Green State University 1988 — 1992
B.S., Education, Sport Management
Bank of America May 2013 - Present
Bank of America November 2012 - Present
TEK Systems/TIAA-CREF August 2012 - November 2012
LPL Financial February 2011 - July 2012
Wells Fargo Advisors through TEK Systems May 2010 - March 2011
Transamerica Reinsurance (AEGON USA) 2009 - May 2010
Transamerica May 2008 - November 2008
Family Dollar May 2007 - May 2008
Exact Software November 2006 - May 2007
Nationwide Insurance October 1996 - November 2006
Skills
Software Development..., Governance, Program Management, PMP, PMI, PMO, Waterfall, PMBOK, MS Project, SDLC, Project Portfolio..., Software Project..., User Acceptance Testing, Rollout
Education
The George Washington University 2000 — 2002
Master's Certificate, Project Management
Franklin University 1997 — 1999
MBA, Information Technology
The Ohio State University 1993 — 1994
MA, Health, Physical Education and Recreation
Bowling Green State University 1988 — 1992
B.S., Education, Sport Management
Faten Freiha's LPL Financial Experience June 2013 - January 2014
Job Director, Investor Relations
Industry Information Services
Experience
Iron Mountain February 2014 - Present
LPL Financial June 2013 - January 2014
LPL Financial October 2011 - June 2013
Repligen Corporation May 2010 - September 2011
Thermo Fisher Scientific August 2007 - April 2010
State Street October 2006 - July 2007
Skills
Media Relations, Corporate Finance, Biotechnology, Due Diligence, Marketing Communications, Strategy, Business Development, Analysis, Budgets, Corporate Communications, Executive Management, Finance, Financial Analysis
Education
Brandeis University, Lemberg - International Business School 2008 — 2010
Master's degree, Finance, General
Boston University 2002 — 2006
BA, International Relations focusing on International Business & Economics
Iron Mountain February 2014 - Present
LPL Financial June 2013 - January 2014
LPL Financial October 2011 - June 2013
Repligen Corporation May 2010 - September 2011
Thermo Fisher Scientific August 2007 - April 2010
State Street October 2006 - July 2007
Skills
Media Relations, Corporate Finance, Biotechnology, Due Diligence, Marketing Communications, Strategy, Business Development, Analysis, Budgets, Corporate Communications, Executive Management, Finance, Financial Analysis
Education
Brandeis University, Lemberg - International Business School 2008 — 2010
Master's degree, Finance, General
Boston University 2002 — 2006
BA, International Relations focusing on International Business & Economics
Kelly Giard's LPL Financial Experience February 2005 - April 2008
Job Founder & CEO, Clean Air Lawn Care
Industry Renewables & Environment
Experience
Clean Air Lawn Care January 2006 - Present
LPL Financial February 2005 - April 2008
AG Edwards January 1997 - February 2005
Education
Boston University 1994 — 1996
Master's degree, Economics
Boston University 1990 — 1996
Bachelor's degree, Economics
Boston University 1990 — 1996
Bachelor's degree, Environmental Analysis and Policy
Clean Air Lawn Care January 2006 - Present
LPL Financial February 2005 - April 2008
AG Edwards January 1997 - February 2005
Education
Boston University 1994 — 1996
Master's degree, Economics
Boston University 1990 — 1996
Bachelor's degree, Economics
Boston University 1990 — 1996
Bachelor's degree, Environmental Analysis and Policy
Abhijeet Karjodkar's LPL Financial Experience January 2012 - December 2012
Job Business Analyst with MphasiS USA
Industry Information Technology and Services
Experience
Mphasis April 2008 - Present
Mphasis September 2013 - Present
Charles Schwab January 2013 - September 2013
LPL Financial January 2012 - December 2012
Westpac September 2011 - December 2011
Citi July 2009 - September 2011
Mphasis August 2008 - June 2009
Vodafone April 2008 - July 2008
Skills
Business Analysis, Requirements Analysis, Requirements Gathering, SDLC, Gap Analysis, Software Project..., User Acceptance Testing, Business Requirements, Business Process, Capital Markets, Business Process Design, Process Consulting, Management, Financial Services, Portfolio Management, Agile Methodologies, Risk Management, Business Resilience, Analysis, Banking, Testing, Business Process..., Management Consulting, SQL, Software Development, Oracle, Finance, Financial Analysis, Databases, Analytics, Financial Risk, Investment Banking
Education
The ICFAI University, Dehradun 2006 — 2008
MBA, Finance
Bharati Vidyapeeth 1999 — 2003
BE, Mechanical
Mphasis April 2008 - Present
Mphasis September 2013 - Present
Charles Schwab January 2013 - September 2013
LPL Financial January 2012 - December 2012
Westpac September 2011 - December 2011
Citi July 2009 - September 2011
Mphasis August 2008 - June 2009
Vodafone April 2008 - July 2008
Skills
Business Analysis, Requirements Analysis, Requirements Gathering, SDLC, Gap Analysis, Software Project..., User Acceptance Testing, Business Requirements, Business Process, Capital Markets, Business Process Design, Process Consulting, Management, Financial Services, Portfolio Management, Agile Methodologies, Risk Management, Business Resilience, Analysis, Banking, Testing, Business Process..., Management Consulting, SQL, Software Development, Oracle, Finance, Financial Analysis, Databases, Analytics, Financial Risk, Investment Banking
Education
The ICFAI University, Dehradun 2006 — 2008
MBA, Finance
Bharati Vidyapeeth 1999 — 2003
BE, Mechanical
Jeff Lang's LPL Financial Experience November 1994 - July 1998
Job Corporate Vice President Corporate Compliance Department at NewYork Life/Eagle Strategies LLC
Industry Financial Services
Experience
NewYork Life/Eagle Strategies LLC June 2013 - September 2015
Citigroup Global Markets Inc June 2010 - June 2013
TD Ameritrade June 2003 - June 2010
Fidelity Investments July 1998 - June 2003
LPL Financial November 1994 - July 1998
Phoenix Home Life Insurance Company December 1993 - November 1994
Private Practice of Law 1989 - 1993
Skills
Investment Advisory, Risk Management, Compliance, Compliance Management, Hedge Funds, Institutional, Brokerage, Series 7, Series 63, Series 24, Securities, Financial Services, Mutual Funds, Wealth Management, FINRA, Investments
Education
The University of Connecticut 1982 — 1986
BS, Finance
Boston University 2000 — 2002
Diploma in Financial Planning, Completed Program for Financial Planners
Syracuse University College of Law 1986 — 1989
Juris Doctor, Law
NewYork Life/Eagle Strategies LLC June 2013 - September 2015
Citigroup Global Markets Inc June 2010 - June 2013
TD Ameritrade June 2003 - June 2010
Fidelity Investments July 1998 - June 2003
LPL Financial November 1994 - July 1998
Phoenix Home Life Insurance Company December 1993 - November 1994
Private Practice of Law 1989 - 1993
Skills
Investment Advisory, Risk Management, Compliance, Compliance Management, Hedge Funds, Institutional, Brokerage, Series 7, Series 63, Series 24, Securities, Financial Services, Mutual Funds, Wealth Management, FINRA, Investments
Education
The University of Connecticut 1982 — 1986
BS, Finance
Boston University 2000 — 2002
Diploma in Financial Planning, Completed Program for Financial Planners
Syracuse University College of Law 1986 — 1989
Juris Doctor, Law
James Vannah's LPL Financial Experience July 2014 - Present
Job Senior Vice President & Associate Counsel at LPL Financial
Industry Law Practice
Experience
LPL Financial July 2014 - Present
LPL Financial February 2010 - June 2014
LPL Financial Corporation May 2009 - February 2010
Bingham McCutchen January 2009 - April 2009
Bingham McCutchen June 2004 - January 2009
MacAdams & Wieck, Inc. August 2002 - June 2004
Supreme Court of Rhode Island August 2001 - August 2002
Skills
Securities Regulation, Securities, Litigation, Civil Litigation, FINRA, Mediation, Securities Litigation, Commercial Litigation, Arbitration, Broker-Dealer, Corporate Governance, Corporate Law, SEC, Class Actions, Legal Writing
Education
Boston University School of Law 1998 — 2001
Juris Doctor, Litigation and Dispute Resolution
Boston University 1994 — 1998
BA, History and Classical Civilizations
LPL Financial July 2014 - Present
LPL Financial February 2010 - June 2014
LPL Financial Corporation May 2009 - February 2010
Bingham McCutchen January 2009 - April 2009
Bingham McCutchen June 2004 - January 2009
MacAdams & Wieck, Inc. August 2002 - June 2004
Supreme Court of Rhode Island August 2001 - August 2002
Skills
Securities Regulation, Securities, Litigation, Civil Litigation, FINRA, Mediation, Securities Litigation, Commercial Litigation, Arbitration, Broker-Dealer, Corporate Governance, Corporate Law, SEC, Class Actions, Legal Writing
Education
Boston University School of Law 1998 — 2001
Juris Doctor, Litigation and Dispute Resolution
Boston University 1994 — 1998
BA, History and Classical Civilizations
Steven Falzone's LPL Financial Experience June 2009 - February 2014
Job Senior Consultant at Deutsche Asset Management
Industry Financial Services
Experience
Deutsche Asset Management February 2014 - Present
LPL Financial June 2009 - February 2014
LPL Financial June 2009 - August 2011
Merrill Lynch January 2007 - October 2008
Merrill Lynch Investment Managers January 2006 - January 2007
Merrill Lynch Investment Managers January 2003 - January 2006
Merrill Lynch Investment Managers January 2001 - January 2003
Merrill HSBC January 2000 - January 2001
Merrill Lynch January 1999 - January 2001
Merrill Lynch January 1998 - January 1999
Skills
Fixed Income, Portfolio Management, Equities, Asset Managment, Trading Systems, Performance Reporting, Mobile Technology, Front Office Development, Front to Back Office, Technical Compliance, Separately Managed..., Investments, Wealth Management, IT Strategy, Vendor Management, Risk Management, Capital Markets, Financial Services, Agile Methodologies, Financial Risk, Strategy, Securities, Trading, Program Management, Derivatives, Asset Management, Mutual Funds, SDLC, Integration, Management, Project Management, Technology Management, Business Analysis, Project Portfolio..., PMO, Finance, Asset Allocation, Leadership, Back Office, Series 63, Settlement, Hedge Funds, Alternative Investments, Middle Office, Options, Electronic Trading, Bonds, Relationship Management, Investment Advisory, Investment Banking
Education
University of Pennsylvania - The Wharton School 2006 — 2008
SII
Fordham University 1977 — 1980
BS, Management / Marketing
Boston College 1976 — 1977
Biology
Archbishop Stepinac
Deutsche Asset Management February 2014 - Present
LPL Financial June 2009 - February 2014
LPL Financial June 2009 - August 2011
Merrill Lynch January 2007 - October 2008
Merrill Lynch Investment Managers January 2006 - January 2007
Merrill Lynch Investment Managers January 2003 - January 2006
Merrill Lynch Investment Managers January 2001 - January 2003
Merrill HSBC January 2000 - January 2001
Merrill Lynch January 1999 - January 2001
Merrill Lynch January 1998 - January 1999
Skills
Fixed Income, Portfolio Management, Equities, Asset Managment, Trading Systems, Performance Reporting, Mobile Technology, Front Office Development, Front to Back Office, Technical Compliance, Separately Managed..., Investments, Wealth Management, IT Strategy, Vendor Management, Risk Management, Capital Markets, Financial Services, Agile Methodologies, Financial Risk, Strategy, Securities, Trading, Program Management, Derivatives, Asset Management, Mutual Funds, SDLC, Integration, Management, Project Management, Technology Management, Business Analysis, Project Portfolio..., PMO, Finance, Asset Allocation, Leadership, Back Office, Series 63, Settlement, Hedge Funds, Alternative Investments, Middle Office, Options, Electronic Trading, Bonds, Relationship Management, Investment Advisory, Investment Banking
Education
University of Pennsylvania - The Wharton School 2006 — 2008
SII
Fordham University 1977 — 1980
BS, Management / Marketing
Boston College 1976 — 1977
Biology
Archbishop Stepinac
Chelsea Cochran's LPL Financial Experience August 2006 - December 2008
Job Financial Advisor at Ameriprise Financial
Industry Financial Services
Experience
Ameriprise Financial November 2009 - Present
VSR Financial Services January 2009 - October 2009
LPL Financial August 2006 - December 2008
Education
Boise State University 2006 — 2008
Bachelor, Finance
North Idaho College 2004 — 2006
Associate of Science (A.S.), Business Administration and Management, General
Ameriprise Financial November 2009 - Present
VSR Financial Services January 2009 - October 2009
LPL Financial August 2006 - December 2008
Education
Boise State University 2006 — 2008
Bachelor, Finance
North Idaho College 2004 — 2006
Associate of Science (A.S.), Business Administration and Management, General
Shawn White's LPL Financial Experience September 2015 - Present
Job Senior Vice President, Operations at LPL Financial
Industry Financial Services
Experience
LPL Financial September 2015 - Present
LPL Financial August 2013 - September 2015
LPL Financial November 2010 - August 2013
LPL Financial May 2005 - November 2010
LPL Financial April 2005 - May 2007
Skills
Trading, Management, Retirement, Series 7, Investment Advisory, Alternative Investments, Fixed Income, Series 24, Mutual Funds, Wealth Management, Securities, Financial Services, Series 63, Investments, Equities, FINRA, Fixed Annuities, Investment Strategies
Education
Northeastern University 2013 — 2016
Master of Business Administration (MBA), Banking and Financial Support Services
Northeastern University 2013 — 2016
Master of Science Finance (MSF)
Boston University 2000 — 2004
BA, Economics and Political Science
LPL Financial September 2015 - Present
LPL Financial August 2013 - September 2015
LPL Financial November 2010 - August 2013
LPL Financial May 2005 - November 2010
LPL Financial April 2005 - May 2007
Skills
Trading, Management, Retirement, Series 7, Investment Advisory, Alternative Investments, Fixed Income, Series 24, Mutual Funds, Wealth Management, Securities, Financial Services, Series 63, Investments, Equities, FINRA, Fixed Annuities, Investment Strategies
Education
Northeastern University 2013 — 2016
Master of Business Administration (MBA), Banking and Financial Support Services
Northeastern University 2013 — 2016
Master of Science Finance (MSF)
Boston University 2000 — 2004
BA, Economics and Political Science
Gene Hughes's LPL Financial Experience June 2012 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2012 - Present
Charles Schwab April 2005 - June 2012
SunTrust Investment Services April 2002 - April 2005
Charles Schwab March 2000 - April 2002
Edward Jones March 1998 - March 2000
Mobile Instrument Service & Repair, Inc. April 1994 - March 1998
United States Air Force October 1990 - December 1992
United States Air Force September 1989 - September 1990
United States Air Force September 1986 - September 1989
Skills
Wealth Management, Series 7, Retirement Planning, Series 63, Air Force
Education
Bowling Green State University 1981 — 1984
BA, Liberal Arts
Ohio State University-Lima Campus
LPL Financial June 2012 - Present
Charles Schwab April 2005 - June 2012
SunTrust Investment Services April 2002 - April 2005
Charles Schwab March 2000 - April 2002
Edward Jones March 1998 - March 2000
Mobile Instrument Service & Repair, Inc. April 1994 - March 1998
United States Air Force October 1990 - December 1992
United States Air Force September 1989 - September 1990
United States Air Force September 1986 - September 1989
Skills
Wealth Management, Series 7, Retirement Planning, Series 63, Air Force
Education
Bowling Green State University 1981 — 1984
BA, Liberal Arts
Ohio State University-Lima Campus
Jack McDowell's LPL Financial Experience 1981 - Present
Job Investment Advisor at LPL Financial Services
Industry Investment Management
Experience
LPL Financial 1981 - Present
University of New Hampshire 1981 - 1991
Delmarva P&L, Saint Joseph P&L,PPL 1968 - 1981
Education
Boston University
Master of Science (MS), Public Relations/Image Management
University of New Hampshire
Bachelor of Science (BS), Business Administration and Management, General
LPL Financial 1981 - Present
University of New Hampshire 1981 - 1991
Delmarva P&L, Saint Joseph P&L,PPL 1968 - 1981
Education
Boston University
Master of Science (MS), Public Relations/Image Management
University of New Hampshire
Bachelor of Science (BS), Business Administration and Management, General
Hillary Pelletier's LPL Financial Experience June 2011 - Present
Job Vice President, Associate Counsel at LPL Financial
Industry Law Practice
Experience
LPL Financial June 2011 - Present
Bingham McCutchen December 2007 - May 2011
Craig and Macauley 2002 - 2007
Skills
Corporate Law, Strategy
Education
Boston University School of Law 1999 — 2002
J.D., Law
University of Virginia 1995 — 1999
B.A., English
Loyola University of Chicago - Rome Center 1996 — 1997
LPL Financial June 2011 - Present
Bingham McCutchen December 2007 - May 2011
Craig and Macauley 2002 - 2007
Skills
Corporate Law, Strategy
Education
Boston University School of Law 1999 — 2002
J.D., Law
University of Virginia 1995 — 1999
B.A., English
Loyola University of Chicago - Rome Center 1996 — 1997
sherly sethiono's LPL Financial Experience May 2005 - December 2005
Job staff accountant at bexco
Industry Furniture
Experience
bexco May 2006 - Present
State Street December 2005 - July 2006
LPL Financial May 2005 - December 2005
Education
Biola University 2010 — 2012
MBA, High honor
San Diego State University-California State University 2003 — 2005
BSC, Finance
bexco May 2006 - Present
State Street December 2005 - July 2006
LPL Financial May 2005 - December 2005
Education
Biola University 2010 — 2012
MBA, High honor
San Diego State University-California State University 2003 — 2005
BSC, Finance
Bryan Muench's LPL Financial Experience February 2000 - Present
Job VP, RIA Compliance at LPL Financial Services
Industry Financial Services
Experience
LPL Financial February 2000 - Present
Skills
Series 7, Mutual Funds, Securities, Series 63, Financial Services, Investment Advisory, Investments, Wealth Management, Asset Management, Risk Management
Education
Webster University 1997 — 1999
MA, International Business
Bradley University 1991 — 1995
BA, International Studies
LPL Financial February 2000 - Present
Skills
Series 7, Mutual Funds, Securities, Series 63, Financial Services, Investment Advisory, Investments, Wealth Management, Asset Management, Risk Management
Education
Webster University 1997 — 1999
MA, International Business
Bradley University 1991 — 1995
BA, International Studies
Stephen Trischitta's LPL Financial Experience 1998 - 2001
Job VP Equity Trading at State Street
Industry Financial Services
Experience
State Street January 2003 - Present
LPL Financial 1998 - 2001
Education
Bentley University
Master of Science (MS) - Global Financial Analysis
Boston College
BA - Economics
State Street January 2003 - Present
LPL Financial 1998 - 2001
Education
Bentley University
Master of Science (MS) - Global Financial Analysis
Boston College
BA - Economics
Peter Maddocks's LPL Financial Experience June 2010 - July 2012
Job Agent at New York Life Insurance Company
Industry Financial Services
Experience
New York Life Insurance Company December 2014 - Present
UBS Wealth Management July 2012 - January 2013
LPL Financial June 2010 - July 2012
Merrill Lynch July 2004 - August 2008
Merrill Lynch October 2001 - July 2004
Merrill Lynch January 1999 - September 2001
Merrill Lynch January 1995 - December 1998
Skills
Series 7, Securities, Wealth Management, Mutual Funds, Series 63, Equities, Investment Advisory, Investments, Alternative Investments, Portfolio Management, FINRA, Fixed Income, Asset Management, Hedge Funds, Financial Services, Acting, Modeling
Education
Boston College 1988 — 1992
Bachelor of Arts (B.A.), Psychology, Business Administration
Fordham Preparatory School 1984 — 1988
High School
New York Life Insurance Company December 2014 - Present
UBS Wealth Management July 2012 - January 2013
LPL Financial June 2010 - July 2012
Merrill Lynch July 2004 - August 2008
Merrill Lynch October 2001 - July 2004
Merrill Lynch January 1999 - September 2001
Merrill Lynch January 1995 - December 1998
Skills
Series 7, Securities, Wealth Management, Mutual Funds, Series 63, Equities, Investment Advisory, Investments, Alternative Investments, Portfolio Management, FINRA, Fixed Income, Asset Management, Hedge Funds, Financial Services, Acting, Modeling
Education
Boston College 1988 — 1992
Bachelor of Arts (B.A.), Psychology, Business Administration
Fordham Preparatory School 1984 — 1988
High School
Benedict Ko's LPL Financial Experience October 2009 - June 2011
Job Associate Consultant at Carlisle & Company
Industry Management Consulting
Experience
Carlisle & Company June 2013 - Present
Boston University School of Management September 2012 - February 2013
World Health Organization June 2012 - August 2012
LPL Financial October 2009 - June 2011
ACCION San Diego February 2009 - September 2009
InterVarsity Christian Fellowship/USA September 2007 - June 2009
Goldfish Point Café August 2007 - April 2008
University of California San Diego - Sixth College April 2006 - October 2007
Skills
Research, Microsoft Excel, Leadership, Customer Service, Marketing, Database Administration, Non-profits, Data Analysis, Economics, Access, SPSS, Fundraising, Public Speaking, Strategic Planning, Microsoft Office, Stata, Community Outreach
Education
Boston University 2011 — 2013
MA, Economics, 3.67
University of California, San Diego 2005 — 2009
Bachelor of Arts, Political Science; International Relations
University of California, San Diego 2005 — 2009
Bachelor of Science, Management Science
Carlisle & Company June 2013 - Present
Boston University School of Management September 2012 - February 2013
World Health Organization June 2012 - August 2012
LPL Financial October 2009 - June 2011
ACCION San Diego February 2009 - September 2009
InterVarsity Christian Fellowship/USA September 2007 - June 2009
Goldfish Point Café August 2007 - April 2008
University of California San Diego - Sixth College April 2006 - October 2007
Skills
Research, Microsoft Excel, Leadership, Customer Service, Marketing, Database Administration, Non-profits, Data Analysis, Economics, Access, SPSS, Fundraising, Public Speaking, Strategic Planning, Microsoft Office, Stata, Community Outreach
Education
Boston University 2011 — 2013
MA, Economics, 3.67
University of California, San Diego 2005 — 2009
Bachelor of Arts, Political Science; International Relations
University of California, San Diego 2005 — 2009
Bachelor of Science, Management Science
Faith Tsao's LPL Financial Experience 2009 - 2011
Job Principal Fund Research Analyst at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments 2011 - Present
LPL Financial 2009 - 2011
Atlantic Trust 2004 - 2009
Fidelity Investments 1996 - 2004
Education
Boston University Questrom School of Business
MBA
Wellesley College
BA
Fidelity Investments 2011 - Present
LPL Financial 2009 - 2011
Atlantic Trust 2004 - 2009
Fidelity Investments 1996 - 2004
Education
Boston University Questrom School of Business
MBA
Wellesley College
BA
Jodie Russo's LPL Financial Experience July 2015 - Present
Job Responsible for strategy and delivery of technical support for LPL clients.
Industry Consumer Services
Experience
LPL Financial July 2015 - Present
Tribune Media Services 2008 - 2014
Tribune Media Services 2005 - 2008
Tribune Media Services 2001 - 2005
TVData Technologies 1999 - 2001
TVData Technologies 1996 - 1999
TVData Technologies 1994 - 1996
Skills
Organizational..., Operations Management, Metadata Management, Leadership..., Digital Media, New Media, Content Management, Quality Management, Leading..., Strategic Partnerships, Cross Functional Team..., Publishing, Broadcast, Content Development, Television, Entertainment, Social Media Marketing, Cross-functional Team..., Change Management, Data Management, Customer Support, Operating Budgets, Budget Monitoring, Data Quality, Project Management, Product Development, Cultural Diversity, Innovation Management, Performance Metrics, Performance Management, Business Planning, Budget Process, Organizational..., Enthusiasm to learn, Passion for Quality, Positive Energy, Achieving Measurable..., Result Oriented, Delivering Results, Customer Retention, Coaching Staff, Knowledge Transfer, Value Stream Mapping, Editorial, Databases, Online Advertising, Online Media Management, Salesforce.com, Microsoft Office, Leadership
Education
Binghamton University 1989 — 1993
BA Literature/Rhetoric, Journalism, Music Theory
Shenendehowa 1985 — 1989
Regents diploma, World culture/World literature
LPL Financial July 2015 - Present
Tribune Media Services 2008 - 2014
Tribune Media Services 2005 - 2008
Tribune Media Services 2001 - 2005
TVData Technologies 1999 - 2001
TVData Technologies 1996 - 1999
TVData Technologies 1994 - 1996
Skills
Organizational..., Operations Management, Metadata Management, Leadership..., Digital Media, New Media, Content Management, Quality Management, Leading..., Strategic Partnerships, Cross Functional Team..., Publishing, Broadcast, Content Development, Television, Entertainment, Social Media Marketing, Cross-functional Team..., Change Management, Data Management, Customer Support, Operating Budgets, Budget Monitoring, Data Quality, Project Management, Product Development, Cultural Diversity, Innovation Management, Performance Metrics, Performance Management, Business Planning, Budget Process, Organizational..., Enthusiasm to learn, Passion for Quality, Positive Energy, Achieving Measurable..., Result Oriented, Delivering Results, Customer Retention, Coaching Staff, Knowledge Transfer, Value Stream Mapping, Editorial, Databases, Online Advertising, Online Media Management, Salesforce.com, Microsoft Office, Leadership
Education
Binghamton University 1989 — 1993
BA Literature/Rhetoric, Journalism, Music Theory
Shenendehowa 1985 — 1989
Regents diploma, World culture/World literature
David LaPray's LPL Financial Experience January 2009 - Present
Job Wealth Advisor at Mountain America Credit Union
Industry Financial Services
Experience
Mountain America Credit Union September 2013 - Present
LPL Financial January 2009 - Present
Edward Jones November 2003 - January 2009
Money Mailer February 2001 - November 2003
Papa Murphy's Pizza of Murray January 1996 - February 2001
Skills
Retirement, Financial Advisory, Series 7, Series 63, Series 6, Portfolio Management, Financial Planners, Investment Strategies, Securities, Retirement Planning, Fixed Annuities, Mutual Funds, Alternative Investments, Asset Allocation, Investment Management, Financial Risk, Financial Planning, Retirement Plans, Fluent in Italian, IRAs, Asset, Estate Planning, Financial Modeling, Wealth Management, Uniform Combined State..., Investment Advisory, Investments, Insurance, Roth IRA, Finance, Small Business, Wealth
Education
Brigham Young University 1994 — 1998
BA, Italian
Brigham Young University 1994 — 1998
Italian, Humanities, Pre-Medicine
Mountain America Credit Union September 2013 - Present
LPL Financial January 2009 - Present
Edward Jones November 2003 - January 2009
Money Mailer February 2001 - November 2003
Papa Murphy's Pizza of Murray January 1996 - February 2001
Skills
Retirement, Financial Advisory, Series 7, Series 63, Series 6, Portfolio Management, Financial Planners, Investment Strategies, Securities, Retirement Planning, Fixed Annuities, Mutual Funds, Alternative Investments, Asset Allocation, Investment Management, Financial Risk, Financial Planning, Retirement Plans, Fluent in Italian, IRAs, Asset, Estate Planning, Financial Modeling, Wealth Management, Uniform Combined State..., Investment Advisory, Investments, Insurance, Roth IRA, Finance, Small Business, Wealth
Education
Brigham Young University 1994 — 1998
BA, Italian
Brigham Young University 1994 — 1998
Italian, Humanities, Pre-Medicine
Randy Redd's LPL Financial Experience January 2002 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2002 - Present
LPL Financial January 2002 - Present
Motorola January 1990 - January 2002
Education
Brigham Young University 1981 — 1987
BS, MBA, BS Chemical Engineering
LPL Financial January 2002 - Present
LPL Financial January 2002 - Present
Motorola January 1990 - January 2002
Education
Brigham Young University 1981 — 1987
BS, MBA, BS Chemical Engineering
Jennifer Donlon's LPL Financial Experience October 2007 - December 2008
Job Investment Management Attorney
Industry Financial Services
Experience
PanAgora Asset Management February 2013 - Present
Axiom July 2011 - February 2013
PricewaterhouseCoopers October 2010 - May 2011
Upromise Investments, Inc. April 2010 - August 2010
LPL Financial October 2007 - December 2008
K&L Gates February 2005 - October 2007
Testa, Hurwitz & Thibeault, LLP September 2003 - January 2005
PricewaterhouseCoopers September 1997 - August 2000
Education
Northwestern University School of Law 2000 — 2003
JD
Boston College 1993 — 1997
BS
PanAgora Asset Management February 2013 - Present
Axiom July 2011 - February 2013
PricewaterhouseCoopers October 2010 - May 2011
Upromise Investments, Inc. April 2010 - August 2010
LPL Financial October 2007 - December 2008
K&L Gates February 2005 - October 2007
Testa, Hurwitz & Thibeault, LLP September 2003 - January 2005
PricewaterhouseCoopers September 1997 - August 2000
Education
Northwestern University School of Law 2000 — 2003
JD
Boston College 1993 — 1997
BS
Burt Phillips, EA, CFP's LPL Financial Experience August 1997 - Present
Job Investment & Tax Consultant
Industry Financial Services
Experience
LPL Financial August 1997 - Present
Burt Phillips, EA - Tax Preparation & Audit Representation Services January 1993 - Present
Empower Associated Services, Inc. August 1997 - December 2014
Education
Boston University 2004 — 2005
CFP®
Columbia College (NY)
BS
LPL Financial August 1997 - Present
Burt Phillips, EA - Tax Preparation & Audit Representation Services January 1993 - Present
Empower Associated Services, Inc. August 1997 - December 2014
Education
Boston University 2004 — 2005
CFP®
Columbia College (NY)
BS
Mark Sappington's LPL Financial Experience March 2014 - Present
Job Assistant Vice President of Development at LPL Financial
Industry Computer Software
Experience
LPL Financial March 2014 - Present
LPL Financial April 2012 - February 2014
Fortigent, LLC January 2008 - March 2012
Thomson Financial January 1999 - December 2007
Thomson Financial January 1994 - December 1998
Thomson Financial July 1988 - December 1993
Master Service Corporation June 1987 - June 1988
Skills
SQL, Microsoft SQL Server, Software Development, Agile Methodologies, Integration, XML, Oracle, Linux, Databases, Database Design, Data Modeling, Data Migration, Data Warehousing, Management, Project Management, Unix, Problem Solving
Education
Bridgewater College 1983 — 1987
Bachelor's degree, Mathematics and Computer Science
LPL Financial March 2014 - Present
LPL Financial April 2012 - February 2014
Fortigent, LLC January 2008 - March 2012
Thomson Financial January 1999 - December 2007
Thomson Financial January 1994 - December 1998
Thomson Financial July 1988 - December 1993
Master Service Corporation June 1987 - June 1988
Skills
SQL, Microsoft SQL Server, Software Development, Agile Methodologies, Integration, XML, Oracle, Linux, Databases, Database Design, Data Modeling, Data Migration, Data Warehousing, Management, Project Management, Unix, Problem Solving
Education
Bridgewater College 1983 — 1987
Bachelor's degree, Mathematics and Computer Science
Melissa E. Donahoe's LPL Financial Experience September 2004 - August 2007
Job Research and Analysis
Industry Museums and Institutions
Experience
University of California, Riverside March 2014 - December 2014
University of California, Riverside April 2013 - January 2014
Wildan Financial Services June 2012 - August 2012
PETCO Animal Supplies, Inc. September 2010 - August 2011
PETCO Animal Supplies, Inc. March 2008 - September 2010
LPL Financial September 2004 - August 2007
State Street February 2004 - August 2004
Aramark Uniform Services January 2002 - February 2004
Wearguard Crest January 2000 - January 2002
CVS Health January 1996 - December 1999
Skills
MS Office Suite, Compliance, Financial Analysis, Data Analysis, Excel, Outlook, Customer Service, Research, Financial Reporting, Retail, Budgeting, Forecasting, Healthcare, Planning, Quality, Risk Management, Writing, Budgets, Microsoft Excel, Process Improvement, Management, Access, Leadership, Analysis, Inventory Management, Microsoft Office, Coaching, Finance, Training, Project Planning, Strategic Planning, Business Process..., Payroll, Team Leadership, Business Analysis, Policy, PowerPoint, Accounting, Operations Management, Insurance, Microsoft Word, Cross-functional Team..., Auditing, Program Management, Project Management, Team Building
Education
Boston University - Metropolitan College 2015 — 2015
Certificate in Genealogical Research
Bridgewater State University 1997 — 2003
B.S.
University of California, Riverside March 2014 - December 2014
University of California, Riverside April 2013 - January 2014
Wildan Financial Services June 2012 - August 2012
PETCO Animal Supplies, Inc. September 2010 - August 2011
PETCO Animal Supplies, Inc. March 2008 - September 2010
LPL Financial September 2004 - August 2007
State Street February 2004 - August 2004
Aramark Uniform Services January 2002 - February 2004
Wearguard Crest January 2000 - January 2002
CVS Health January 1996 - December 1999
Skills
MS Office Suite, Compliance, Financial Analysis, Data Analysis, Excel, Outlook, Customer Service, Research, Financial Reporting, Retail, Budgeting, Forecasting, Healthcare, Planning, Quality, Risk Management, Writing, Budgets, Microsoft Excel, Process Improvement, Management, Access, Leadership, Analysis, Inventory Management, Microsoft Office, Coaching, Finance, Training, Project Planning, Strategic Planning, Business Process..., Payroll, Team Leadership, Business Analysis, Policy, PowerPoint, Accounting, Operations Management, Insurance, Microsoft Word, Cross-functional Team..., Auditing, Program Management, Project Management, Team Building
Education
Boston University - Metropolitan College 2015 — 2015
Certificate in Genealogical Research
Bridgewater State University 1997 — 2003
B.S.
Karin Miles, CAMS's LPL Financial Experience February 2014 - Present
Job Sr. Investigator |Financial Intelligence Unit (FIU) at LPL Financial
Industry Financial Services
Experience
LPL Financial February 2014 - Present
LPL Financial April 2008 - January 2014
Skills
Certified Anti-Money...
Education
Boston University
Legal Assistant/Paralegal
San Diego State University-California State University
Bachelor's Degree, Economics
LPL Financial February 2014 - Present
LPL Financial April 2008 - January 2014
Skills
Certified Anti-Money...
Education
Boston University
Legal Assistant/Paralegal
San Diego State University-California State University
Bachelor's Degree, Economics
Kaitlyn Brady's LPL Financial Experience October 2009 - Present
Job Part Time Clerical, LPL Financial
Industry Individual & Family Services
Experience
LPL Financial October 2009 - Present
Jay's Pharmacy March 2014 - Present
American Red Cross January 2014 - Present
State of New Jersey November 2013 - Present
Self Employed/Independent Consultant June 2010 - Present
Cradle to Crayons September 2013 - February 2014
Smashburger August 2013 - September 2013
Skills
Notary Public, Childcare, Babysitting, Microsoft Word, Facebook, Experience Working with..., PowerPoint, Microsoft Office, Microsoft Excel, Gymnastics, Softball, Swimming, Cheerleading, Twitter, Constant Contact, First Aid, CPR, Life Guard
Education
Bergen Community College 2014 — 2016
Associate's Degree, Liberal Arts and Sciences/Liberal Studies, Current GPA is 3.59
River Dell High School 2010 — 2014
High School, Liberal Arts, 9th through 12th
River Dell Middle School 2008 — 2010
Middle School Degree, General, 7th and 8th Grade
Oradell Public School (OPS) 2001 — 2008
Grammer School Degree, General, K through 6th
Grace Lutheran Church in River Edge, NJ 2000 — 2001
Pre-School, General, Pre-School
Saint Joseph's Roman Catholic Church 2001 — 2009
CCD, K through 9th
LPL Financial October 2009 - Present
Jay's Pharmacy March 2014 - Present
American Red Cross January 2014 - Present
State of New Jersey November 2013 - Present
Self Employed/Independent Consultant June 2010 - Present
Cradle to Crayons September 2013 - February 2014
Smashburger August 2013 - September 2013
Skills
Notary Public, Childcare, Babysitting, Microsoft Word, Facebook, Experience Working with..., PowerPoint, Microsoft Office, Microsoft Excel, Gymnastics, Softball, Swimming, Cheerleading, Twitter, Constant Contact, First Aid, CPR, Life Guard
Education
Bergen Community College 2014 — 2016
Associate's Degree, Liberal Arts and Sciences/Liberal Studies, Current GPA is 3.59
River Dell High School 2010 — 2014
High School, Liberal Arts, 9th through 12th
River Dell Middle School 2008 — 2010
Middle School Degree, General, 7th and 8th Grade
Oradell Public School (OPS) 2001 — 2008
Grammer School Degree, General, K through 6th
Grace Lutheran Church in River Edge, NJ 2000 — 2001
Pre-School, General, Pre-School
Saint Joseph's Roman Catholic Church 2001 — 2009
CCD, K through 9th
Jeffrey Holden's LPL Financial Experience June 2014 - Present
Job Vice President, New Client Onboarding at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2014 - Present
LPL Financial January 2011 - June 2014
Fidelity Family Office Services March 2008 - January 2011
Fidelity Family Office Services March 2005 - March 2008
Fidelity Charitable Services January 2000 - March 2005
John Hancock Signature Services October 1996 - August 2000
Education
Tufts University 1992 — 1996
BA, Sociology
Boston College - Wallace E. Carroll Graduate School of Management
MBA, Finance
LPL Financial June 2014 - Present
LPL Financial January 2011 - June 2014
Fidelity Family Office Services March 2008 - January 2011
Fidelity Family Office Services March 2005 - March 2008
Fidelity Charitable Services January 2000 - March 2005
John Hancock Signature Services October 1996 - August 2000
Education
Tufts University 1992 — 1996
BA, Sociology
Boston College - Wallace E. Carroll Graduate School of Management
MBA, Finance
Eric Montgomery CFP®'s LPL Financial Experience 2009 - September 2011
Job ERISA Compliance Analyst at LPL FInanacial
Industry Financial Services
Experience
LPL FInanacial February 2014 - Present
BB&T October 2011 - February 2014
LPL Financial 2009 - September 2011
UVEST Financial Services/LPL Financial January 2007 - 2009
Skills
Customer Service, Microsoft Excel, Personal Financial..., Risk Management, Insurance, Securities, Strategic Financial..., Series 7, Investments, Series 63, Wealth Management, Mutual Funds, Retirement Planning, Investment Advisory, Financial Services, FINRA
Education
Boston University 2009 — 2010
Financial Planning
Catawba College 2003 — 2006
Bachelor of Business Administration (BBA), Business Management
LPL FInanacial February 2014 - Present
BB&T October 2011 - February 2014
LPL Financial 2009 - September 2011
UVEST Financial Services/LPL Financial January 2007 - 2009
Skills
Customer Service, Microsoft Excel, Personal Financial..., Risk Management, Insurance, Securities, Strategic Financial..., Series 7, Investments, Series 63, Wealth Management, Mutual Funds, Retirement Planning, Investment Advisory, Financial Services, FINRA
Education
Boston University 2009 — 2010
Financial Planning
Catawba College 2003 — 2006
Bachelor of Business Administration (BBA), Business Management
Debbie Donohue's LPL Financial Experience November 2005 - July 2015
Job Guidance Secretary
Industry Education Management
Experience
Bergen County Technical Schools August 2015 - Present
LPL Financial November 2005 - July 2015
HSBC February 1986 - February 1996
PaineWebber January 1985 - 1986
Skills
Office Management
Education
Bergen Community College 1987 — 1992
Associate's degree, Business
Bergen County Technical Schools August 2015 - Present
LPL Financial November 2005 - July 2015
HSBC February 1986 - February 1996
PaineWebber January 1985 - 1986
Skills
Office Management
Education
Bergen Community College 1987 — 1992
Associate's degree, Business
Thomas Steichen's LPL Financial Experience June 2011 - August 2011
Job Student at Boston College Wallace E. Carroll Graduate School of Management
Industry Financial Services
Experience
LPL Financial June 2011 - August 2011
McGladrey June 2009 - August 2010
Education
Boston College - Carroll School of Management 2010 — 2014
Bachelor of Science (BS), Accounting and Finance
University of Otago 2012 — 2012
LPL Financial June 2011 - August 2011
McGladrey June 2009 - August 2010
Education
Boston College - Carroll School of Management 2010 — 2014
Bachelor of Science (BS), Accounting and Finance
University of Otago 2012 — 2012
James Musgrave's LPL Financial Experience 2006 - 2011
Job Financial Advisor
Industry Financial Services
Experience
LPL Financial 2006 - 2011
Merrill Lynch 2000 - 2006
Charter House Inc. 1998 - 2000
Skills
Wealth Management, Investments, Strategic Financial..., Retirement Planning, Mutual Funds, Retirement, Asset Allocation, Investment Strategies, Investment Advisory, Uniform Combined State..., Series 7, Financial Advisory, Securities, IRAs, Financial Services, Finance, Financial Planning, Strategic Planning, Insurance
Education
Grand Valley State University 1976 — 1978
Master of Business Administration (MBA), Finance
Bowling Green State University 1969 — 1973
Bachelor of Business Administration (BBA), Accounting
LPL Financial 2006 - 2011
Merrill Lynch 2000 - 2006
Charter House Inc. 1998 - 2000
Skills
Wealth Management, Investments, Strategic Financial..., Retirement Planning, Mutual Funds, Retirement, Asset Allocation, Investment Strategies, Investment Advisory, Uniform Combined State..., Series 7, Financial Advisory, Securities, IRAs, Financial Services, Finance, Financial Planning, Strategic Planning, Insurance
Education
Grand Valley State University 1976 — 1978
Master of Business Administration (MBA), Finance
Bowling Green State University 1969 — 1973
Bachelor of Business Administration (BBA), Accounting
Kirby Horan-Adams, CFA's LPL Financial Experience June 2014 - Present
Job Senior Vice President, Director of Research at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2014 - Present
LPL Financial February 2012 - June 2014
LPL Financial February 2010 - February 2012
LPL Financial March 2007 - January 2010
LPL Financial February 2006 - February 2007
Cerulli Associates January 2005 - January 2006
Cerulli Associates July 2001 - December 2004
Education
Boston College Law School 2000 — 2003
Juris Doctor (J.D.)
Boston College - Wallace E. Carroll Graduate School of Management 1998 — 2000
Master's degree, Business Administration and Finance
Trinity College-Hartford 1994 — 1998
Bachelor of Arts (B.A.), Math and Economics
LPL Financial June 2014 - Present
LPL Financial February 2012 - June 2014
LPL Financial February 2010 - February 2012
LPL Financial March 2007 - January 2010
LPL Financial February 2006 - February 2007
Cerulli Associates January 2005 - January 2006
Cerulli Associates July 2001 - December 2004
Education
Boston College Law School 2000 — 2003
Juris Doctor (J.D.)
Boston College - Wallace E. Carroll Graduate School of Management 1998 — 2000
Master's degree, Business Administration and Finance
Trinity College-Hartford 1994 — 1998
Bachelor of Arts (B.A.), Math and Economics
BRENT LOTT's LPL Financial Experience September 2007 - October 2013
Job FINANCIAL ADVISOR at PRIVATE WEALTH/GIRARD SECURITIES
Industry Financial Services
Experience
PRIVATE WEALTH/GIRARD SECURITIES November 2013 - Present
LPL FINANCIAL September 2007 - October 2013
COPELAND COMPANIES September 1986 - September 2007
Education
Brigham Young University 1982 — 1986
Bachelor's Degree, FINANCE, ACCOUNTING
PRIVATE WEALTH/GIRARD SECURITIES November 2013 - Present
LPL FINANCIAL September 2007 - October 2013
COPELAND COMPANIES September 1986 - September 2007
Education
Brigham Young University 1982 — 1986
Bachelor's Degree, FINANCE, ACCOUNTING
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.