LPL Financial
Industry: Financial services company
DescriptionLPL Financial LLC is the largest independent broker-dealer in the United States. As of 2017 the company had more than 15,000 financial advisors, over $615 billion in advisory & brokerage assets, and generated approximately $4.2 billion in annual revenue for the 2017 fiscal year. Headquarters: Boston, Massachusetts, United States CEO: Dan Arnold (Jan 2017–) Subsidiaries: AdvisoryWorld, Inc., LINSCO PRIVATE LEDGER CORP, Private Trust Co, Fortigent Holdings Company, Inc. Parent organization: LPL Financial Holdings Inc
LPL Financial List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at LPL Financial. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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3,941 LPL Financial employees in database. Find out everything there's to know about LPL Financial employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
LPL Financial Employees
Employee
Years
Job
Industry
Rodney Graves Rodney Graves's LPL Financial Experience March 2006 - August 2014
Job Sr. Broker Dealer Customer Service Representative at MetLife
Industry Financial Services
Experience
MetLife September 2014 - Present
LPL Financial March 2006 - August 2014
The NOVA Group April 2002 - January 2006
Vanguard June 1997 - April 2002
Skills
Wealth Management, Mutual Funds, Investments, Financial Services, Securities, Portfolio Management, Insurance, Retirement, Asset Management, Social Media, Problem Solving, Banking, Management, Strategy, CRM, Finance, Customer Service
Education
University of North Carolina at Charlotte 1992 — 1997
Bachelor of Arts (B.A.), Economics
MetLife September 2014 - Present
LPL Financial March 2006 - August 2014
The NOVA Group April 2002 - January 2006
Vanguard June 1997 - April 2002
Skills
Wealth Management, Mutual Funds, Investments, Financial Services, Securities, Portfolio Management, Insurance, Retirement, Asset Management, Social Media, Problem Solving, Banking, Management, Strategy, CRM, Finance, Customer Service
Education
University of North Carolina at Charlotte 1992 — 1997
Bachelor of Arts (B.A.), Economics
Eric Stoycon Eric Stoycon's LPL Financial Experience December 2013 - February 2015
Job Information Security Engineer at Carlisle & Gallagher Consulting Group
Industry Banking
Experience
Carlisle & Gallagher Consulting Group February 2015 - Present
LPL Financial December 2013 - February 2015
Wells Fargo October 2013 - December 2013
Perfect Fit Industries December 2011 - October 2013
Bank of Amierica September 2008 - December 2011
Pacific Community Credit Union March 2005 - June 2007
OhGolly.com 2000 - 2001
Skills
Information Security..., Information Security, Business Continuity, Disaster Recovery, Vulnerability Assessment, PCI DSS, Firewalls, Linux, Security, System Administration, Network Security, Computer Security, Vulnerability Management, VPN, IT Strategy, Enterprise Architecture, Networking, Governance, IT Audit, Windows Server, Cisco Technologies, DLP, Integration, Vendor Management, SharePoint, Antivirus
Education
University of North Carolina at Charlotte 1991 — 1995
Carlisle & Gallagher Consulting Group February 2015 - Present
LPL Financial December 2013 - February 2015
Wells Fargo October 2013 - December 2013
Perfect Fit Industries December 2011 - October 2013
Bank of Amierica September 2008 - December 2011
Pacific Community Credit Union March 2005 - June 2007
OhGolly.com 2000 - 2001
Skills
Information Security..., Information Security, Business Continuity, Disaster Recovery, Vulnerability Assessment, PCI DSS, Firewalls, Linux, Security, System Administration, Network Security, Computer Security, Vulnerability Management, VPN, IT Strategy, Enterprise Architecture, Networking, Governance, IT Audit, Windows Server, Cisco Technologies, DLP, Integration, Vendor Management, SharePoint, Antivirus
Education
University of North Carolina at Charlotte 1991 — 1995
Heather Broderick Heather Broderick's LPL Financial Experience May 2013 - Present
Job AVP, Internal Business Development at LPL
Industry Financial Services
Experience
LPL Financial May 2013 - Present
Foresters Equity Services, Inc. January 2007 - May 2013
Foresters Equity Services, Inc. August 2003 - January 2007
Skills
Recruiting, Insurance, Retirement Planning, Retirement, Fixed Annuities
Education
University of New Hampshire
LPL Financial May 2013 - Present
Foresters Equity Services, Inc. January 2007 - May 2013
Foresters Equity Services, Inc. August 2003 - January 2007
Skills
Recruiting, Insurance, Retirement Planning, Retirement, Fixed Annuities
Education
University of New Hampshire
Awad Ahmed Awad Ahmed's LPL Financial Experience June 2015 - Present
Job Senior Operations Reconciliation Specialist at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2015 - Present
Flextronics March 2014 - May 2015
Skills
Public Speaking, Data Entry, Event Planning, Microsoft Excel, PowerPoint, Microsoft Office, Microsoft Word, Accounting, Access, Time Management, Financial Analysis, Teamwork, Outlook
Education
University of North Carolina at Charlotte 2011 — 2015
Bachelor's Degree, Accounting and Finance
LPL Financial June 2015 - Present
Flextronics March 2014 - May 2015
Skills
Public Speaking, Data Entry, Event Planning, Microsoft Excel, PowerPoint, Microsoft Office, Microsoft Word, Accounting, Access, Time Management, Financial Analysis, Teamwork, Outlook
Education
University of North Carolina at Charlotte 2011 — 2015
Bachelor's Degree, Accounting and Finance
Alex Stefanescu Alex Stefanescu's LPL Financial Experience September 2015 - Present
Job Service Center Representative at LPL Financial
Industry Logistics and Supply Chain
Experience
LPL Financial September 2015 - Present
Total Quality Logistics March 2015 - September 2015
Frisco RoughRiders September 2013 - November 2014
Frisco RoughRiders January 2013 - September 2013
STEALTH COMPONENTS January 2012 - August 2012
Charlotte Hornets December 2011 - April 2012
Charlotte Hornets September 2011 - December 2011
CarolinaNightlife.com January 2011 - June 2011
Skills
Press Releases, Archtics, Score CRM, Ticket Sales, Public Relations, Microsoft Office, Journalism, Editing, Social Networking, InDesign, Macintosh Applications, Macintosh hardware, Photoshop, Blogging, Public Speaking, Sales, Sports, Time Management, Social Media Marketing, Social Media, Microsoft Word, Account Management, Fast Track, Salesforce Training, PowerPoint, Ap Style, Media Relations, Microsoft Excel, Customer Service, Market Research, Research, Mac, Teamwork, Marketing Communications
Education
University of North Carolina at Charlotte 2006 — 2011
Bachelor of Arts, Communication Studies, Public Relations
LPL Financial September 2015 - Present
Total Quality Logistics March 2015 - September 2015
Frisco RoughRiders September 2013 - November 2014
Frisco RoughRiders January 2013 - September 2013
STEALTH COMPONENTS January 2012 - August 2012
Charlotte Hornets December 2011 - April 2012
Charlotte Hornets September 2011 - December 2011
CarolinaNightlife.com January 2011 - June 2011
Skills
Press Releases, Archtics, Score CRM, Ticket Sales, Public Relations, Microsoft Office, Journalism, Editing, Social Networking, InDesign, Macintosh Applications, Macintosh hardware, Photoshop, Blogging, Public Speaking, Sales, Sports, Time Management, Social Media Marketing, Social Media, Microsoft Word, Account Management, Fast Track, Salesforce Training, PowerPoint, Ap Style, Media Relations, Microsoft Excel, Customer Service, Market Research, Research, Mac, Teamwork, Marketing Communications
Education
University of North Carolina at Charlotte 2006 — 2011
Bachelor of Arts, Communication Studies, Public Relations
Elizabeth M. Sage, CMP's LPL Financial Experience July 2013 - Present
Job Connecting people through conferences for over 10 years. Specializing in strategy and experience.
Industry Hospitality
Experience
LPL Financial July 2013 - Present
LPL Financial November 2007 - July 2013
Pfizer Global Research July 2006 - November 2007
Hilton September 2003 - July 2006
Skills
Event Management and..., Large Budget Management, Contract Negotiation, Site Sourcing, Project Management, Strategic Planning, Analytical Skills, Oral & Written..., Multi Tasking, Social Media Marketing, Internal Communications, Vendor Relationships, Fast Paced Environment, Event Management, Event Planning, Marketing, Trade Shows, Meeting Planning, Customer Service, Management, Communication, Social Media, Marketing Communications, Hospitality Management, Marketing Strategy, Corporate Events, Hospitality, Leadership, Hospitality Industry, Hotels, Strategy
Education
University of Nevada-Reno 1999 — 2003
BA, Journalism
LPL Financial July 2013 - Present
LPL Financial November 2007 - July 2013
Pfizer Global Research July 2006 - November 2007
Hilton September 2003 - July 2006
Skills
Event Management and..., Large Budget Management, Contract Negotiation, Site Sourcing, Project Management, Strategic Planning, Analytical Skills, Oral & Written..., Multi Tasking, Social Media Marketing, Internal Communications, Vendor Relationships, Fast Paced Environment, Event Management, Event Planning, Marketing, Trade Shows, Meeting Planning, Customer Service, Management, Communication, Social Media, Marketing Communications, Hospitality Management, Marketing Strategy, Corporate Events, Hospitality, Leadership, Hospitality Industry, Hotels, Strategy
Education
University of Nevada-Reno 1999 — 2003
BA, Journalism
Sergio Mariaca, AIF®'s LPL Financial Experience July 2007 - August 2012
Job Founder Florida Executives Forum | President | Providing Financial Solutions to Successful Individuals and Families
Industry Investment Management
Experience
Mariaca Wealth Management, LLC 2002 - Present
Palm Beach State College January 2006 - Present
LPL Financial July 2007 - August 2012
Raymond James Financial Services, Inc. June 2002 - July 2007
Sterling Financial Investment Group July 1998 - June 2002
Skills
Wealth Management..., Wealth Accumulation..., Wealth Preservation..., Intergenerational..., Retirement Planning, Strategic Financial..., Business Planning, Risk Management, Retirement Plan..., Qualified Retirement..., Investments, Strategic Planning, Non-profit Leadership, Finance, Economics, Qualitative Research, Quantitative Research, Entrepreneurship, Business, Referrals, Communication, E-Learning, Charity Work, Charitable Gift Planning, Tactical Planning, Equestrian, Autism, Educational Leadership, Non-profit Board...
Education
Robinson High School 1975 — 1986
University of North Carolina at Asheville 1994 — 1997
B.S. with Honors, Double Major: Economics & Business Administration - Financial Management, 3.72
Cheshire Academy
Mariaca Wealth Management, LLC 2002 - Present
Palm Beach State College January 2006 - Present
LPL Financial July 2007 - August 2012
Raymond James Financial Services, Inc. June 2002 - July 2007
Sterling Financial Investment Group July 1998 - June 2002
Skills
Wealth Management..., Wealth Accumulation..., Wealth Preservation..., Intergenerational..., Retirement Planning, Strategic Financial..., Business Planning, Risk Management, Retirement Plan..., Qualified Retirement..., Investments, Strategic Planning, Non-profit Leadership, Finance, Economics, Qualitative Research, Quantitative Research, Entrepreneurship, Business, Referrals, Communication, E-Learning, Charity Work, Charitable Gift Planning, Tactical Planning, Equestrian, Autism, Educational Leadership, Non-profit Board...
Education
Robinson High School 1975 — 1986
University of North Carolina at Asheville 1994 — 1997
B.S. with Honors, Double Major: Economics & Business Administration - Financial Management, 3.72
Cheshire Academy
Bradley Pagliaro Bradley Pagliaro's LPL Financial Experience August 2014 - Present
Job Analyst, Marketing Regulatory Review at LPL Financial
Industry Financial Services
Experience
LPL Financial August 2014 - Present
Raymond James Financial Inc. August 2012 - July 2014
Raymond James & Associates, Inc. October 2010 - August 2012
Florcon Corporation September 2008 - February 2010
TIAA-CREF March 2006 - September 2008
Banc of America Investment Services, Inc June 2005 - November 2005
Bank of America Private Bank June 2004 - June 2005
Charlotte Metro Federal Credit Union August 1998 - June 2004
Skills
Financial Services, Investments, Business Analysis, Training Delivery, Team Leadership, Employee Training, Business Development, Team Building, Strategic Financial..., Management, Leadership, FINRA, AML, Finance, Strategic Planning, Mutual Funds, Training, Marketing, Securities, Process Improvement, Compliance, Budgets, Portfolio Management, Risk Management, Credit, Banking, Business Process..., Trading, Loans, Data Analysis, Retirement Planning, Relationship Management, 401k, Wealth Management, Credit Unions, Options, Vendor Management, Strategic Communications, Internal Communications, Policy Writing, Procedure Development
Education
University of North Carolina at Charlotte - Belk College of Business 1997 — 2001
Bachelor of Science in Business Administration, Majors in Finance (Financial Management Concentration) and Marketing
LPL Financial August 2014 - Present
Raymond James Financial Inc. August 2012 - July 2014
Raymond James & Associates, Inc. October 2010 - August 2012
Florcon Corporation September 2008 - February 2010
TIAA-CREF March 2006 - September 2008
Banc of America Investment Services, Inc June 2005 - November 2005
Bank of America Private Bank June 2004 - June 2005
Charlotte Metro Federal Credit Union August 1998 - June 2004
Skills
Financial Services, Investments, Business Analysis, Training Delivery, Team Leadership, Employee Training, Business Development, Team Building, Strategic Financial..., Management, Leadership, FINRA, AML, Finance, Strategic Planning, Mutual Funds, Training, Marketing, Securities, Process Improvement, Compliance, Budgets, Portfolio Management, Risk Management, Credit, Banking, Business Process..., Trading, Loans, Data Analysis, Retirement Planning, Relationship Management, 401k, Wealth Management, Credit Unions, Options, Vendor Management, Strategic Communications, Internal Communications, Policy Writing, Procedure Development
Education
University of North Carolina at Charlotte - Belk College of Business 1997 — 2001
Bachelor of Science in Business Administration, Majors in Finance (Financial Management Concentration) and Marketing
Calvin Clemmons Jr's LPL Financial Experience July 2015 - Present
Job Assoc Service Consultant at LPL Financial
Industry Logistics and Supply Chain
Experience
LPL Financial July 2015 - Present
LPL Financial November 2014 - July 2015
Ryder System, Inc. December 2013 - November 2014
Professional International Basketball October 2004 - June 2013
K&G Fashion Superstore June 2006 - July 2009
Skills
Team Leadership, Relationship Management, Building Relationships, Communication Skills, Analytical Skills, Problem Solving, Critical Thinking, Highly detail oriented, Microsoft Office, Microsoft Word, Microsoft Excel, Organized self-starter, Interpersonal Skill, Fundamental Analysis, Group Dynamics, Group Work, PowerPoint, Customer Service
Education
University of North Carolina at Charlotte 2001 — 2004
Bachelor's degree, Organizational Communication, General / Earth Science
University of South Carolina-Columbia 1999 — 2001
Retail Management
Olympic High
LPL Financial July 2015 - Present
LPL Financial November 2014 - July 2015
Ryder System, Inc. December 2013 - November 2014
Professional International Basketball October 2004 - June 2013
K&G Fashion Superstore June 2006 - July 2009
Skills
Team Leadership, Relationship Management, Building Relationships, Communication Skills, Analytical Skills, Problem Solving, Critical Thinking, Highly detail oriented, Microsoft Office, Microsoft Word, Microsoft Excel, Organized self-starter, Interpersonal Skill, Fundamental Analysis, Group Dynamics, Group Work, PowerPoint, Customer Service
Education
University of North Carolina at Charlotte 2001 — 2004
Bachelor's degree, Organizational Communication, General / Earth Science
University of South Carolina-Columbia 1999 — 2001
Retail Management
Olympic High
Bruce Cannady Bruce Cannady's LPL Financial Experience 2011 - 2013
Job Operations Specialist II at Bank of America
Industry Marketing and Advertising
Experience
Bank of America 2015 - Present
NAVEX Global 2014 - 2015
Cognosante 2013 - 2014
LPL Financial 2011 - 2013
Cogentrix Energy, LLC 2008 - 2009
E*TRADE Financial Corporation 2005 - 2008
Skills
Copywriting, Creative Writing, Financial Services, Problem Solving, Cross-functional Team..., Marketing Strategy, Marketing, Marketing Communications, Product Marketing, Digital Marketing
Education
University of North Carolina at Charlotte
BSBA Cum Laude, Marketing Major/Sociology Minor, 3.51 GPA
Bank of America 2015 - Present
NAVEX Global 2014 - 2015
Cognosante 2013 - 2014
LPL Financial 2011 - 2013
Cogentrix Energy, LLC 2008 - 2009
E*TRADE Financial Corporation 2005 - 2008
Skills
Copywriting, Creative Writing, Financial Services, Problem Solving, Cross-functional Team..., Marketing Strategy, Marketing, Marketing Communications, Product Marketing, Digital Marketing
Education
University of North Carolina at Charlotte
BSBA Cum Laude, Marketing Major/Sociology Minor, 3.51 GPA
Kelsey Bengoa Kelsey Bengoa's LPL Financial Experience December 2014 - Present
Job Financial Advisor
Industry Financial Services
Experience
LPL Financial December 2014 - Present
Sutter Wealth Management May 2010 - December 2014
Waddell & Reed May 2009 - May 2010
Skills
Wealth Management, Retirement Planning, Municipal Bonds, Mutual Funds, Investments, Stocks, Separately Managed..., Options Strategies, Fixed Income Strategies, Tactical Asset..., ETFs, Life Insurance, Qualified Retirement..., Risk Management, Series 7
Education
University of Nevada-Las Vegas 2004 — 2008
Bachelor of Science (B.S.), Finance, General
LPL Financial December 2014 - Present
Sutter Wealth Management May 2010 - December 2014
Waddell & Reed May 2009 - May 2010
Skills
Wealth Management, Retirement Planning, Municipal Bonds, Mutual Funds, Investments, Stocks, Separately Managed..., Options Strategies, Fixed Income Strategies, Tactical Asset..., ETFs, Life Insurance, Qualified Retirement..., Risk Management, Series 7
Education
University of Nevada-Las Vegas 2004 — 2008
Bachelor of Science (B.S.), Finance, General
John Leonard, PHR John Leonard, PHR's LPL Financial Experience September 2014 - Present
Job Assistant Vice President, Human Resources at LPL Financial
Industry Human Resources
Experience
LPL Financial September 2014 - Present
Family Dollar December 2012 - September 2014
Family Dollar March 2012 - December 2012
Family Dollar February 2011 - March 2012
Discovery Place, Inc. December 2009 - February 2011
Discovery Place, Inc. September 2007 - December 2009
Education
University of North Carolina at Chapel Hill 1995 — 1999
Bachelor of Arts (B.A.)
LPL Financial September 2014 - Present
Family Dollar December 2012 - September 2014
Family Dollar March 2012 - December 2012
Family Dollar February 2011 - March 2012
Discovery Place, Inc. December 2009 - February 2011
Discovery Place, Inc. September 2007 - December 2009
Education
University of North Carolina at Chapel Hill 1995 — 1999
Bachelor of Arts (B.A.)
Kathy Busch Kathy Busch's LPL Financial Experience August 1990 - February 2014
Job Founder, and President of the Global Group of Companies
Industry Financial Services
Experience
Global Planning, Inc.® Retirement Income Specialists August 1990 - Present
Global Realty Group, LLC January 2008 - Present
Independent Financial Group LLC February 2014 - Present
LPL Financial August 1990 - February 2014
First Investors Corporation January 1983 - August 1990
Petroleum Trading and Transport January 1981 - January 1983
Skills
Alternative Investments, Financial Services, Holistic Financial..., Estate Planning, Estate Tax Planning, Investments, Real Estate Direct..., Retirement Income..., Retirement Planning, Securities, Strategic Financial..., Wealth Accumulation..., Wealth Preservation..., Wealth Management...
Education
University of Northern Colorado 1976 — 1980
BA, Industrial and Organizational Psychology
Credentials:
Advanced:, Advisory, Securities, Insurance, Real Estate
Global Planning, Inc.® Retirement Income Specialists August 1990 - Present
Global Realty Group, LLC January 2008 - Present
Independent Financial Group LLC February 2014 - Present
LPL Financial August 1990 - February 2014
First Investors Corporation January 1983 - August 1990
Petroleum Trading and Transport January 1981 - January 1983
Skills
Alternative Investments, Financial Services, Holistic Financial..., Estate Planning, Estate Tax Planning, Investments, Real Estate Direct..., Retirement Income..., Retirement Planning, Securities, Strategic Financial..., Wealth Accumulation..., Wealth Preservation..., Wealth Management...
Education
University of Northern Colorado 1976 — 1980
BA, Industrial and Organizational Psychology
Credentials:
Advanced:, Advisory, Securities, Insurance, Real Estate
Emilie Nisbet's LPL Financial Experience June 2013 - Present
Job Senior Examiner | Governance, Risk, & Compliance at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2013 - Present
Allstate Financial September 2008 - December 2012
Allstate Financial June 2007 - September 2008
Allstate Financial December 2006 - June 2007
Allstate Financial March 2006 - December 2006
Allstate Financial September 2005 - March 2006
Allstate Financial April 2004 - September 2005
Triadix, Inc August 2003 - March 2004
American Express Financial Advisors July 2001 - July 2003
Experian October 2000 - June 2001
Skills
Banking, Financial Analysis, Retirement Planning, Mutual Funds, Investments, Financial Services, Securities, Strategic Financial..., Risk Management, Insurance, Accounting, Series 7
Education
University of Nebraska-Lincoln 1994 — 1998
Bachelor of Science (B.S.), Accounting
LPL Financial June 2013 - Present
Allstate Financial September 2008 - December 2012
Allstate Financial June 2007 - September 2008
Allstate Financial December 2006 - June 2007
Allstate Financial March 2006 - December 2006
Allstate Financial September 2005 - March 2006
Allstate Financial April 2004 - September 2005
Triadix, Inc August 2003 - March 2004
American Express Financial Advisors July 2001 - July 2003
Experian October 2000 - June 2001
Skills
Banking, Financial Analysis, Retirement Planning, Mutual Funds, Investments, Financial Services, Securities, Strategic Financial..., Risk Management, Insurance, Accounting, Series 7
Education
University of Nebraska-Lincoln 1994 — 1998
Bachelor of Science (B.S.), Accounting
Stephen Close, CFP® Stephen Close, CFP®'s LPL Financial Experience May 2005 - June 2013
Job President/CEO at Close Financial Services, Inc.
Industry Financial Services
Experience
Close Financial Services, Inc. April 2005 - Present
Close Financial Services, Inc. April 2005 - Present
Lincoln Financial Securities June 2013 - Present
LPL Financial May 2005 - June 2013
Sun America Securities - Tristar Management Inc. 2003 - May 2005
Burke Engineering Company 2001 - 2003
Skills
Retirement Planning, Mutual Funds, Estate Planning, Disability Insurance, IRAs, Strategic Financial..., Financial Advisory, Securities, Insurance, Long Term Care Insurance, Alternative Investments, Employee Benefits, FINRA, Health Insurance, Financial Services, Personal Finance, Personal Financial..., Retirement, Bonds, Fixed Annuities, Variable Annuities, Life Insurance, 401k Rollovers, Trusts, Term Life Insurance, Series 63, Wealth, Series 7, Estate Tax Planning, Financial Planners, Investment Advisory, Finance, Asset Protection, 401k, Wealth Accumulation, Investment Strategies, Long-term Care, Portfolio Management, Stocks, Asset Allocation, Universal Life, Small Business, Savings, Wealth Management, Investment Management
Education
Certified Financial Planner Board of Standards, Inc. 2006 — 2006
CERTIFIED FINANCIAL PLANNER (TM), Financial Planning
University of Nevada-Las Vegas 1993 — 1999
Architecture
Chaparral High School 1986 — 1990
Close Financial Services, Inc. April 2005 - Present
Close Financial Services, Inc. April 2005 - Present
Lincoln Financial Securities June 2013 - Present
LPL Financial May 2005 - June 2013
Sun America Securities - Tristar Management Inc. 2003 - May 2005
Burke Engineering Company 2001 - 2003
Skills
Retirement Planning, Mutual Funds, Estate Planning, Disability Insurance, IRAs, Strategic Financial..., Financial Advisory, Securities, Insurance, Long Term Care Insurance, Alternative Investments, Employee Benefits, FINRA, Health Insurance, Financial Services, Personal Finance, Personal Financial..., Retirement, Bonds, Fixed Annuities, Variable Annuities, Life Insurance, 401k Rollovers, Trusts, Term Life Insurance, Series 63, Wealth, Series 7, Estate Tax Planning, Financial Planners, Investment Advisory, Finance, Asset Protection, 401k, Wealth Accumulation, Investment Strategies, Long-term Care, Portfolio Management, Stocks, Asset Allocation, Universal Life, Small Business, Savings, Wealth Management, Investment Management
Education
Certified Financial Planner Board of Standards, Inc. 2006 — 2006
CERTIFIED FINANCIAL PLANNER (TM), Financial Planning
University of Nevada-Las Vegas 1993 — 1999
Architecture
Chaparral High School 1986 — 1990
Terrilyn Bradley Terrilyn Bradley's LPL Financial Experience May 2013 - July 2013
Job Assistant Graphic Designer at Maevn
Industry Higher Education
Experience
Maevn May 2015 - Present
Coldwell Banker Apex, Realtors January 2014 - Present
Coldwell Banker Apex, Realtors August 2013 - Present
LPL Financial May 2013 - July 2013
University of North Texas April 2010 - May 2013
Northwestern Mutual May 2012 - August 2012
Texas House of Representatives May 2011 - August 2011
YMCA November 2008 - January 2010
Lime Media May 2008 - September 2008
Skills
Adobe Creative Suite, InDesign, Graphic Design, Creative Direction, Logo Design, Mac, Adobe Photoshop, Microsoft Office, Advertising Campaigns, Marketing Event Planning, Data Entry, Database Administration, Office Administration, Blogging, Social Media Marketing, Photoshop, Event Planning, Advertising, Social Media, Public Speaking
Education
University of North Texas 2009 — 2013
Bachelor of Arts and Sciences, Advertising, 3.5
University of North Texas 2009 — 2013
Bachelor of Arts and Sciences, Sociology, 3.5
Maevn May 2015 - Present
Coldwell Banker Apex, Realtors January 2014 - Present
Coldwell Banker Apex, Realtors August 2013 - Present
LPL Financial May 2013 - July 2013
University of North Texas April 2010 - May 2013
Northwestern Mutual May 2012 - August 2012
Texas House of Representatives May 2011 - August 2011
YMCA November 2008 - January 2010
Lime Media May 2008 - September 2008
Skills
Adobe Creative Suite, InDesign, Graphic Design, Creative Direction, Logo Design, Mac, Adobe Photoshop, Microsoft Office, Advertising Campaigns, Marketing Event Planning, Data Entry, Database Administration, Office Administration, Blogging, Social Media Marketing, Photoshop, Event Planning, Advertising, Social Media, Public Speaking
Education
University of North Texas 2009 — 2013
Bachelor of Arts and Sciences, Advertising, 3.5
University of North Texas 2009 — 2013
Bachelor of Arts and Sciences, Sociology, 3.5
Zachary Mulkern's LPL Financial Experience September 2015 - Present
Job Student at Peter T Paul College of Business & Economics | Intern at Morgan Stanley Wealth Management
Industry Financial Services
Experience
LPL Financial September 2015 - Present
Morgan Stanley November 2014 - July 2015
TD May 2014 - August 2014
Ameriprise Financial Services, Inc. January 2014 - May 2014
Mulkern Mechanical June 2011 - January 2014
Mansfield Youth Basketball Association December 2010 - February 2012
Skills
Teamwork, Economics, Social Media, Microsoft Excel, Research, Microsoft Word, Leadership, PowerPoint, Financial Analysis, Risk Management, Finance, Market Research, Financial Modeling, Market Analysis, Data Analysis, Loans, Portfolio Management
Education
University of New Hampshire 2012 — 2016
Bachelor of Arts (BA), Economics, Option: Money and Financial Markets
LPL Financial September 2015 - Present
Morgan Stanley November 2014 - July 2015
TD May 2014 - August 2014
Ameriprise Financial Services, Inc. January 2014 - May 2014
Mulkern Mechanical June 2011 - January 2014
Mansfield Youth Basketball Association December 2010 - February 2012
Skills
Teamwork, Economics, Social Media, Microsoft Excel, Research, Microsoft Word, Leadership, PowerPoint, Financial Analysis, Risk Management, Finance, Market Research, Financial Modeling, Market Analysis, Data Analysis, Loans, Portfolio Management
Education
University of New Hampshire 2012 — 2016
Bachelor of Arts (BA), Economics, Option: Money and Financial Markets
Arnold Rosales's LPL Financial Experience July 2013 - July 2014
Job Advisor Direct Financial Advisor
Industry Financial Services
Experience
PNC July 2014 - Present
LPL Financial July 2013 - July 2014
Wells Fargo Advisors November 2012 - July 2013
Wells Fargo Advisors April 2011 - November 2012
Wells Fargo January 2007 - April 2011
Education
UNC Charlotte 2000 — 2005
: B.S.B.A. in International Business
PNC July 2014 - Present
LPL Financial July 2013 - July 2014
Wells Fargo Advisors November 2012 - July 2013
Wells Fargo Advisors April 2011 - November 2012
Wells Fargo January 2007 - April 2011
Education
UNC Charlotte 2000 — 2005
: B.S.B.A. in International Business
Bradley Kellen, CFP®, CRPC® Bradley Kellen, CFP®, CRPC®'s LPL Financial Experience January 2009 - Present
Job Certified Financial Planner® at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2009 - Present
Ameriprise Financial Services, Inc. December 2003 - December 2008
Skills
Investments, Series 7, Retirement Planning, Wealth Management, Retirement, Fixed Annuities, Strategic Financial..., Investment Advisory, Asset Allocation, Mutual Funds, Estate Planning, 401k, IRAs, Finance, Securities, Financial Advisory, Asset Management, Alternative Investments, Portfolio Management, Series 66
Education
University of North Carolina at Charlotte 1999 — 2000
Business administration, Management
LPL Financial January 2009 - Present
Ameriprise Financial Services, Inc. December 2003 - December 2008
Skills
Investments, Series 7, Retirement Planning, Wealth Management, Retirement, Fixed Annuities, Strategic Financial..., Investment Advisory, Asset Allocation, Mutual Funds, Estate Planning, 401k, IRAs, Finance, Securities, Financial Advisory, Asset Management, Alternative Investments, Portfolio Management, Series 66
Education
University of North Carolina at Charlotte 1999 — 2000
Business administration, Management
J Tucker Stevens AAMS J Tucker Stevens AAMS's LPL Financial Experience October 2012 - Present
Job President at Stevens Financial
Industry Financial Services
Experience
Self-employed October 2012 - Present
LPL Financial October 2012 - Present
Stevens Financial October 2012 - Present
Skills
Investments, Retirement Planning, Wealth Management, Series 7, Strategic Financial..., Estate Planning, Mutual Funds, Portfolio Management, Insurance, Retirement, Asset Management, Securities, Equities, Financial Analysis
Education
University of North Carolina at Chapel Hill 1985 — 1989
Bachelor of Arts (BA), History
Self-employed October 2012 - Present
LPL Financial October 2012 - Present
Stevens Financial October 2012 - Present
Skills
Investments, Retirement Planning, Wealth Management, Series 7, Strategic Financial..., Estate Planning, Mutual Funds, Portfolio Management, Insurance, Retirement, Asset Management, Securities, Equities, Financial Analysis
Education
University of North Carolina at Chapel Hill 1985 — 1989
Bachelor of Arts (BA), History
Sean Brennan PHR Sean Brennan PHR's LPL Financial Experience November 2012 - March 2013
Job Seeking Opportunities in Corporate Recruiting and Staffing
Industry Information Technology and Services
Experience
HireSearch Inc. January 2006 - Present
TIAA-CREF August 2013 - January 2015
LPL Financial November 2012 - March 2013
Logical Advantage LLC June 2011 - February 2012
Professional Computer Resources Now CRG Workforce May 2006 - June 2011
Deloitte & Touche September 2005 - January 2006
TIAA-CREF June 2004 - September 2005
Adecco March 2003 - September 2003
Kforce.com August 2000 - May 2001
Brixton Group December 1998 - August 2000
Skills
Recruiting, Talent Acquisition, Temporary Placement, Staffing Services, Interviews, Technical Recruiting, Human Resources, Hiring, Temporary Staffing, Management, HR Consulting, Applicant Tracking..., SDLC, Vendor Management, Employee Benefits, Executive Search, Contract Recruitment, Sales, Sourcing, Strategy, Talent Management, Benefits Negotiation, Recruitment Advertising, Internet Recruiting, Mentoring, Negotiation, Onboarding, Coaching, Information Technology, Permanent Placement, Staff Augmentation, Resource Management, Account Management, Screening, Screening Resumes, Employee Relations, Resume Writing, Deferred Compensation, College Recruiting, Building Relationships, Background Checks, Compliance, Taleo, Professional Staffing, Salary Negotiation, Interviewing, Full-cycle Recruiting, Direct Sourcing, Compensation, Recruitment/Retention
Education
University of North Carolina at Charlotte 1988 — 1992
BA, Education
University of Rhode Island 1990 — 1991
71st HS
HireSearch Inc. January 2006 - Present
TIAA-CREF August 2013 - January 2015
LPL Financial November 2012 - March 2013
Logical Advantage LLC June 2011 - February 2012
Professional Computer Resources Now CRG Workforce May 2006 - June 2011
Deloitte & Touche September 2005 - January 2006
TIAA-CREF June 2004 - September 2005
Adecco March 2003 - September 2003
Kforce.com August 2000 - May 2001
Brixton Group December 1998 - August 2000
Skills
Recruiting, Talent Acquisition, Temporary Placement, Staffing Services, Interviews, Technical Recruiting, Human Resources, Hiring, Temporary Staffing, Management, HR Consulting, Applicant Tracking..., SDLC, Vendor Management, Employee Benefits, Executive Search, Contract Recruitment, Sales, Sourcing, Strategy, Talent Management, Benefits Negotiation, Recruitment Advertising, Internet Recruiting, Mentoring, Negotiation, Onboarding, Coaching, Information Technology, Permanent Placement, Staff Augmentation, Resource Management, Account Management, Screening, Screening Resumes, Employee Relations, Resume Writing, Deferred Compensation, College Recruiting, Building Relationships, Background Checks, Compliance, Taleo, Professional Staffing, Salary Negotiation, Interviewing, Full-cycle Recruiting, Direct Sourcing, Compensation, Recruitment/Retention
Education
University of North Carolina at Charlotte 1988 — 1992
BA, Education
University of Rhode Island 1990 — 1991
71st HS
Takiyah Watford's LPL Financial Experience February 2008 - November 2009
Job Compliance Consultant at MetLife
Industry Financial Services
Experience
MetLife October 2014 - Present
SunTrust Bank August 2012 - October 2014
Nationwide Insurance November 2009 - August 2012
LPL Financial February 2008 - November 2009
E*TRADE Financial October 2006 - February 2008
E*TRADE Financial June 2006 - October 2006
E*TRADE Financial November 2005 - June 2006
Wachovia National Bank March 1998 - February 2005
Skills
Series 7, Series 63, Series 24, FLMI, Compliance, AML, Fraud, FINRA, Customer Service, Banking, Annuities, Equities, Microsoft Office
Education
University of Phoenix 2007 — 2009
MBA, Business Administration
University of North Carolina at Charlotte 1995 — 1997
Bachelor of Arts, Criminal Justice
MetLife October 2014 - Present
SunTrust Bank August 2012 - October 2014
Nationwide Insurance November 2009 - August 2012
LPL Financial February 2008 - November 2009
E*TRADE Financial October 2006 - February 2008
E*TRADE Financial June 2006 - October 2006
E*TRADE Financial November 2005 - June 2006
Wachovia National Bank March 1998 - February 2005
Skills
Series 7, Series 63, Series 24, FLMI, Compliance, AML, Fraud, FINRA, Customer Service, Banking, Annuities, Equities, Microsoft Office
Education
University of Phoenix 2007 — 2009
MBA, Business Administration
University of North Carolina at Charlotte 1995 — 1997
Bachelor of Arts, Criminal Justice
Yomara Holt Yomara Holt's LPL Financial Experience November 2006 - July 2009
Job Communications Analyst at TIAACREF
Industry Marketing and Advertising
Experience
TIAA-CREF August 2013 - Present
Financial Resources Group January 2011 - August 2013
My Carolina Town May 2009 - August 2013
LPL Financial November 2006 - July 2009
Skills
PowerPoint, Microsoft Word, Project Management, General Public, Microsoft Excel, Research, Marketing Communications, Marketing, Public Relations, Social Media, Email Marketing, Public Speaking, Training, Management, Editing, Analysis, Marketing Strategy, Budgets, Graphic Design, Social Media Marketing, Newsletters, Social Networking, Market Planning, Online Marketing, Customer Service, Facebook, Microsoft Office, Digital Marketing, Direct Marketing, Integrated Marketing, SEO, Brand Development, Outlook
Education
University of North Carolina at Greensboro 2001 — 2005
BS, Exercise and Sports Science
TIAA-CREF August 2013 - Present
Financial Resources Group January 2011 - August 2013
My Carolina Town May 2009 - August 2013
LPL Financial November 2006 - July 2009
Skills
PowerPoint, Microsoft Word, Project Management, General Public, Microsoft Excel, Research, Marketing Communications, Marketing, Public Relations, Social Media, Email Marketing, Public Speaking, Training, Management, Editing, Analysis, Marketing Strategy, Budgets, Graphic Design, Social Media Marketing, Newsletters, Social Networking, Market Planning, Online Marketing, Customer Service, Facebook, Microsoft Office, Digital Marketing, Direct Marketing, Integrated Marketing, SEO, Brand Development, Outlook
Education
University of North Carolina at Greensboro 2001 — 2005
BS, Exercise and Sports Science
Frank Smith's LPL Financial Experience 2012 - Present
Job Vice President, Business Development & Advisor Recruiting Institution Services at LPL Financial
Industry Financial Services
Experience
LPL Financial 2012 - Present
LPL Financial 2005 - June 2012
UVEST Financial Services 2005 - 2010
Skills
Business Development, Recruiting, Executive Management, Financial Services, Team Leadership, Mergers & Acquisitions, Sourcing, Consulting, Relationship Management, Banking, Sales Process, Sales, Sales Management, Financial Institutions, Performance Management, Risk Management, Management, Finance, Project Management, Series 7, Program Management, FAA Licensed Pilot, Series 66
Education
University of North Carolina at Charlotte
Bachelor of Science in Business Administration (BSBA), Marketing
LPL Financial 2012 - Present
LPL Financial 2005 - June 2012
UVEST Financial Services 2005 - 2010
Skills
Business Development, Recruiting, Executive Management, Financial Services, Team Leadership, Mergers & Acquisitions, Sourcing, Consulting, Relationship Management, Banking, Sales Process, Sales, Sales Management, Financial Institutions, Performance Management, Risk Management, Management, Finance, Project Management, Series 7, Program Management, FAA Licensed Pilot, Series 66
Education
University of North Carolina at Charlotte
Bachelor of Science in Business Administration (BSBA), Marketing
Anne-Marie W. Shumaker, M.A. Anne-Marie W. Shumaker, M.A.'s LPL Financial Experience October 2012 - October 2013
Job Client Success Manager at Cornerstone OnDemand
Industry Information Technology and Services
Experience
Cornerstone OnDemand October 2013 - Present
LPL Financial October 2012 - October 2013
LPL Financial June 2011 - October 2012
Strategic Management Decisions June 2011 - August 2011
UNC Charlotte August 2010 - May 2011
Skills
Leadership Development, Succession Planning, Organizational..., Organizational..., Talent Management, Employee Engagement, Performance Management, Organizational Design, Talent Acquisition, Executive Coaching, Recruiting, Change Management, Training, Coaching, Management Consulting, Leadership, Career Development, Interviews, Human Resources, Management
Education
University of North Carolina at Charlotte 2005 — 2009
B.A., Psychology & French
University of North Carolina at Charlotte
M.A., Industrial and Organizational Psychology
Cornerstone OnDemand October 2013 - Present
LPL Financial October 2012 - October 2013
LPL Financial June 2011 - October 2012
Strategic Management Decisions June 2011 - August 2011
UNC Charlotte August 2010 - May 2011
Skills
Leadership Development, Succession Planning, Organizational..., Organizational..., Talent Management, Employee Engagement, Performance Management, Organizational Design, Talent Acquisition, Executive Coaching, Recruiting, Change Management, Training, Coaching, Management Consulting, Leadership, Career Development, Interviews, Human Resources, Management
Education
University of North Carolina at Charlotte 2005 — 2009
B.A., Psychology & French
University of North Carolina at Charlotte
M.A., Industrial and Organizational Psychology
Scott Sinclair, CFA Scott Sinclair, CFA's LPL Financial Experience February 2010 - Present
Job Assistant VP at LPL Financial
Industry Financial Services
Experience
LPL Financial February 2010 - Present
LPL Financial January 2009 - February 2010
LPL Financial June 2007 - January 2009
Catapult Seacoast March 2006 - June 2007
Technology Business Research January 2006 - May 2007
Alpha Equity Research December 2000 - September 2004
Skills
Series 7, Series 66, Asset Management, Investment Management, Portfolio Management, Securities, Competitive Analysis, Investments, Asset Allocation, Mutual Funds, Equities, Retirement, Business Analysis, Financial Advisory, Alternative Investments, Management Consulting, Investment Advisory, Market Research, ETFs, Wealth Management
Education
University of New Hampshire 1996 — 2000
Bachelor of Science (BS), Business Administration and Management, General
University of New Hampshire -- Peter T. Paul College of Business and Economics 1996 — 2000
BS, Business Administration (Finance)
LPL Financial February 2010 - Present
LPL Financial January 2009 - February 2010
LPL Financial June 2007 - January 2009
Catapult Seacoast March 2006 - June 2007
Technology Business Research January 2006 - May 2007
Alpha Equity Research December 2000 - September 2004
Skills
Series 7, Series 66, Asset Management, Investment Management, Portfolio Management, Securities, Competitive Analysis, Investments, Asset Allocation, Mutual Funds, Equities, Retirement, Business Analysis, Financial Advisory, Alternative Investments, Management Consulting, Investment Advisory, Market Research, ETFs, Wealth Management
Education
University of New Hampshire 1996 — 2000
Bachelor of Science (BS), Business Administration and Management, General
University of New Hampshire -- Peter T. Paul College of Business and Economics 1996 — 2000
BS, Business Administration (Finance)
Gregory Emr Gregory Emr's LPL Financial Experience September 1998 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial September 1998 - Present
American Express Financial Advisors September 1992 - September 1998
Skills
Wealth Management, Retirement Planning, Investments, Personal Financial..., Investment Advisory, Asset Management, Investment Management, Investment Strategies, Estate Planning, Financial Analysis, Asset Allocation, Variable Annuities, Fixed Annuities, Securities, 401k, Mutual Funds, Alternative Investments, Life Insurance, Long Term Care Insurance, Disability Insurance, FINRA, Series 7 registration..., Series 63 registration...
Education
University of New Hampshire 1988 — 1991
BA, Economics
LPL Financial September 1998 - Present
American Express Financial Advisors September 1992 - September 1998
Skills
Wealth Management, Retirement Planning, Investments, Personal Financial..., Investment Advisory, Asset Management, Investment Management, Investment Strategies, Estate Planning, Financial Analysis, Asset Allocation, Variable Annuities, Fixed Annuities, Securities, 401k, Mutual Funds, Alternative Investments, Life Insurance, Long Term Care Insurance, Disability Insurance, FINRA, Series 7 registration..., Series 63 registration...
Education
University of New Hampshire 1988 — 1991
BA, Economics
Lucas Giordano Lucas Giordano's LPL Financial Experience November 2008 - Present
Job Partner at Main Street Wealth Group
Industry Investment Management
Experience
Main Street Wealth Group January 2011 - Present
League to Save Lake Tahoe October 2012 - Present
LPL Financial November 2008 - Present
Giordano Wealth Management September 2006 - January 2011
Signator Investors, Inc. September 2006 - November 2008
E*Trade Financial May 2004 - August 2006
Hammer Capital Management, Inc October 2002 - May 2004
720 Capital, LLC June 2001 - October 2002
Skills
Investment Strategies, Investment Management, Financial Planning, Retirement Planning, Estate Planning, Tax Strategies, Life Planning, Portfolio Management, Investments, Retirement Plans, Retirement Income..., College Savings Plans, Retirement Solutions, Financial Management, Financial Advisory, Retirement, Cash Flow Management, Estate Tax Planning, Tax Reduction Strategies, Portfolio Optimization, Diversification, Portfolio Strategy, 401k, IRA's, IRA Rollovers, 401k Rollovers, Roth IRA
Education
Westmont College 1998 — 2001
Bachelors, Economics - Business
Westmont College 1998 — 2001
Bachelors, Philosophy
University of Nevada-Reno 1997 — 1998
Economics
South Tahoe High School 1993 — 1996
HS Diploma
Main Street Wealth Group January 2011 - Present
League to Save Lake Tahoe October 2012 - Present
LPL Financial November 2008 - Present
Giordano Wealth Management September 2006 - January 2011
Signator Investors, Inc. September 2006 - November 2008
E*Trade Financial May 2004 - August 2006
Hammer Capital Management, Inc October 2002 - May 2004
720 Capital, LLC June 2001 - October 2002
Skills
Investment Strategies, Investment Management, Financial Planning, Retirement Planning, Estate Planning, Tax Strategies, Life Planning, Portfolio Management, Investments, Retirement Plans, Retirement Income..., College Savings Plans, Retirement Solutions, Financial Management, Financial Advisory, Retirement, Cash Flow Management, Estate Tax Planning, Tax Reduction Strategies, Portfolio Optimization, Diversification, Portfolio Strategy, 401k, IRA's, IRA Rollovers, 401k Rollovers, Roth IRA
Education
Westmont College 1998 — 2001
Bachelors, Economics - Business
Westmont College 1998 — 2001
Bachelors, Philosophy
University of Nevada-Reno 1997 — 1998
Economics
South Tahoe High School 1993 — 1996
HS Diploma
John Puett John Puett's LPL Financial Experience January 2014 - November 2014
Job Experienced Senior Analyst in Information Technology
Industry Financial Services
Experience
Apex Systems December 2014 - Present
LPL Financial January 2014 - November 2014
LPL Financial February 2012 - December 2013
VendorPass November 2010 - February 2012
CSC May 2005 - August 2010
Information Control Systems Inc May 1999 - December 2003
Skills
SCCM, Active Directory, Software Documentation, SharePoint, System Deployment, Technical Support, Windows Server, Visio, Lotus Notes, Microsoft Office, Testing, Project Planning, RSA SecurID, Service Delivery, Juniper, VMware, Disaster Recovery, IT Service Management, Servers, Desktop Computers, Troubleshooting, IT Security, IT Security Policies, IT Security Operations, IT Security Best..., IT Hardware Support, Microsoft SQL Server, SCCM 2012, SCCM 2007, SMS 2003, Airwatch MDM, Mobile Device Management, Information Security
Education
University of North Carolina at Chapel Hill 1987 — 1991
Bachelor of Arts (BA), Anthropology
Apex Systems December 2014 - Present
LPL Financial January 2014 - November 2014
LPL Financial February 2012 - December 2013
VendorPass November 2010 - February 2012
CSC May 2005 - August 2010
Information Control Systems Inc May 1999 - December 2003
Skills
SCCM, Active Directory, Software Documentation, SharePoint, System Deployment, Technical Support, Windows Server, Visio, Lotus Notes, Microsoft Office, Testing, Project Planning, RSA SecurID, Service Delivery, Juniper, VMware, Disaster Recovery, IT Service Management, Servers, Desktop Computers, Troubleshooting, IT Security, IT Security Policies, IT Security Operations, IT Security Best..., IT Hardware Support, Microsoft SQL Server, SCCM 2012, SCCM 2007, SMS 2003, Airwatch MDM, Mobile Device Management, Information Security
Education
University of North Carolina at Chapel Hill 1987 — 1991
Bachelor of Arts (BA), Anthropology
Mitchell Williams Mitchell Williams's LPL Financial Experience April 2010 - June 2011
Job Leveraged Finance Associate at Wells Fargo Securities
Industry Investment Banking
Experience
Wells Fargo Securities July 2013 - Present
Wells Fargo Securities May 2012 - August 2012
LPL Financial April 2010 - June 2011
LPL Financial June 2007 - April 2010
Bank of America February 2007 - June 2007
Winthrop University January 2005 - December 2006
GMAC May 2006 - August 2006
Skills
Financial Modeling, Series 7, Series 24
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2011 — 2013
Master of Business Administration (MBA), Corporate Finance
Winthrop University 2003 — 2006
Bachelor of Science (BS), Finance
Wells Fargo Securities July 2013 - Present
Wells Fargo Securities May 2012 - August 2012
LPL Financial April 2010 - June 2011
LPL Financial June 2007 - April 2010
Bank of America February 2007 - June 2007
Winthrop University January 2005 - December 2006
GMAC May 2006 - August 2006
Skills
Financial Modeling, Series 7, Series 24
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2011 — 2013
Master of Business Administration (MBA), Corporate Finance
Winthrop University 2003 — 2006
Bachelor of Science (BS), Finance
Kevin Praseuth's LPL Financial Experience August 2015 - Present
Job Business Operations Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial August 2015 - Present
Skills
Nonprofits, Training, Volunteer Management, Community Outreach, Public Speaking, Customer Service, Management, Social Media, Data Analysis, Coaching, Program Development, Staff Development, Technical Training, Project Management, Relationship Management
Education
University of North Carolina at Charlotte
B.A., Political Science, English
LPL Financial August 2015 - Present
Skills
Nonprofits, Training, Volunteer Management, Community Outreach, Public Speaking, Customer Service, Management, Social Media, Data Analysis, Coaching, Program Development, Staff Development, Technical Training, Project Management, Relationship Management
Education
University of North Carolina at Charlotte
B.A., Political Science, English
David Baldinger's LPL Financial Experience March 2011 - December 2012
Job Financial Advisor at The Eppy Group
Industry Financial Services
Experience
The Eppy Group July 2014 - Present
Northeast Securities March 2013 - June 2014
LPL Financial March 2011 - December 2012
Freelance January 2007 - March 2011
Skills
Wealth Management, Investments, Retirement Planning, Investment Strategies, Series 7, Finance, Wealth Accumulation..., High Net Worth..., Variable Annuities, series 66, Series 63, Web Design, Graphic Design, Logo Design, Branding & Identity, Asset Allocation, Uniform Combined State...
Education
University of North Florida
The Eppy Group July 2014 - Present
Northeast Securities March 2013 - June 2014
LPL Financial March 2011 - December 2012
Freelance January 2007 - March 2011
Skills
Wealth Management, Investments, Retirement Planning, Investment Strategies, Series 7, Finance, Wealth Accumulation..., High Net Worth..., Variable Annuities, series 66, Series 63, Web Design, Graphic Design, Logo Design, Branding & Identity, Asset Allocation, Uniform Combined State...
Education
University of North Florida
Mike Wohlfarth Mike Wohlfarth's LPL Financial Experience January 2014 - Present
Job Financial Advisor Recruiter with LPL FinancialInstitution Servicies
Industry Banking
Experience
LPL Financial January 2014 - Present
New Penn Financial, LLC February 2013 - January 2014
Southern States Mortgage Co. September 2012 - February 2013
Bank of America Home Loans June 2011 - May 2012
Wells Fargo Financial May 2009 - April 2011
Skills
Mortgage Lending, Refinance, Loan Origination, Loans, Finance, FHA financing, Insurance, Credit, USDA, Mortgage Banking, Residential Mortgages, Cold Calling, Sales, Underwriting, Government Loans, First Time Home Buyers, VA loans, Fannie Mae, Freddie Mac, Recruiting, VA Loans, FHA Financing, Management, Customer Service, Financial Services, Banking
Education
University of North Carolina at Wilmington 1987 — 1991
BA, Speech Communications
South Mecklenburg High School 1984 — 1987
GED, General Studies
LPL Financial January 2014 - Present
New Penn Financial, LLC February 2013 - January 2014
Southern States Mortgage Co. September 2012 - February 2013
Bank of America Home Loans June 2011 - May 2012
Wells Fargo Financial May 2009 - April 2011
Skills
Mortgage Lending, Refinance, Loan Origination, Loans, Finance, FHA financing, Insurance, Credit, USDA, Mortgage Banking, Residential Mortgages, Cold Calling, Sales, Underwriting, Government Loans, First Time Home Buyers, VA loans, Fannie Mae, Freddie Mac, Recruiting, VA Loans, FHA Financing, Management, Customer Service, Financial Services, Banking
Education
University of North Carolina at Wilmington 1987 — 1991
BA, Speech Communications
South Mecklenburg High School 1984 — 1987
GED, General Studies
Willie McNeil Willie McNeil's LPL Financial Experience June 2015 - Present
Job Sr Ops Specialist at LPL Financial
Industry Banking
Experience
LPL Financial June 2015 - Present
Bank of America August 2012 - October 2014
Bank of America July 2011 - August 2012
Wells Fargo Advisors April 2006 - May 2011
Education
University of North Carolina at Wilmington 2000 — 2004
Bachelor of Science (BS), Finance, General
University of North Carolina at Wilmington 2000 — 2004
Bachelor of Science (BS), Finance and Financial Management Services
LPL Financial June 2015 - Present
Bank of America August 2012 - October 2014
Bank of America July 2011 - August 2012
Wells Fargo Advisors April 2006 - May 2011
Education
University of North Carolina at Wilmington 2000 — 2004
Bachelor of Science (BS), Finance, General
University of North Carolina at Wilmington 2000 — 2004
Bachelor of Science (BS), Finance and Financial Management Services
Elliot Brewster Elliot Brewster's LPL Financial Experience January 2015 - March 2015
Job Demand Forecast Analyst at Timberland
Industry Financial Services
Experience
Great-West Financial May 2015 - June 2015
LPL Financial January 2015 - March 2015
Timberland January 2014 - August 2014
Pratt & Whitney May 2013 - November 2013
WS Packaging Group May 2012 - August 2012
Skills
Market Research, Microsoft Office, PowerPoint, Microsoft Word, Microsoft Excel, SAP, Cognos, Real Estate License, Event Planning, Marketing, Analysis, Customer Service, Research, Sales, Time Management, Social Media, Leadership, Social Networking
Education
University of New Hampshire - Whittemore School of Business and Economics 2008 — 2012
Bachelor of Science, Finance
Tilton School 2004 — 2008
Great-West Financial May 2015 - June 2015
LPL Financial January 2015 - March 2015
Timberland January 2014 - August 2014
Pratt & Whitney May 2013 - November 2013
WS Packaging Group May 2012 - August 2012
Skills
Market Research, Microsoft Office, PowerPoint, Microsoft Word, Microsoft Excel, SAP, Cognos, Real Estate License, Event Planning, Marketing, Analysis, Customer Service, Research, Sales, Time Management, Social Media, Leadership, Social Networking
Education
University of New Hampshire - Whittemore School of Business and Economics 2008 — 2012
Bachelor of Science, Finance
Tilton School 2004 — 2008
Mike Linthicum Mike Linthicum's LPL Financial Experience August 2009 - September 2011
Job ICC Special Inspections
Industry Civil Engineering
Experience
Geo-Hydro Engineers, Inc. September 2013 - Present
Colonial Life September 2011 - January 2014
LPL Financial August 2009 - September 2011
Wells Fargo August 2006 - August 2009
Edward Jones August 1996 - August 2006
Skills
Geotechnical Engineering, Inspection, Business Networking, Civil Engineering, Coaching, Concrete, Construction, Construction Management, Customer Retention, Customer Service, Management, Project Planning, New Business Development, Microsoft Office, Public Speaking, Road, Steel Structures
Education
Guilford Technical Community College
Civil Engineering Technology/Technician
University of North Carolina at Greensboro
Geo-Hydro Engineers, Inc. September 2013 - Present
Colonial Life September 2011 - January 2014
LPL Financial August 2009 - September 2011
Wells Fargo August 2006 - August 2009
Edward Jones August 1996 - August 2006
Skills
Geotechnical Engineering, Inspection, Business Networking, Civil Engineering, Coaching, Concrete, Construction, Construction Management, Customer Retention, Customer Service, Management, Project Planning, New Business Development, Microsoft Office, Public Speaking, Road, Steel Structures
Education
Guilford Technical Community College
Civil Engineering Technology/Technician
University of North Carolina at Greensboro
Jud Violette Jud Violette's LPL Financial Experience April 2015 - Present
Job Assistant Vice President | Advisory Compliance at LPL Financial
Industry Financial Services
Experience
LPL Financial April 2015 - Present
LPL Financial February 2014 - April 2015
LPL Financial February 2013 - February 2014
LPL Financial November 2010 - February 2013
Aon Hewitt August 2009 - November 2010
Wells Fargo Advisors October 2008 - August 2009
Wachovia Securities August 2008 - October 2008
E*TRADE Financial March 2006 - June 2008
State Employees' Credit Union June 2004 - March 2006
Skills
FINRA Series 24, FINRA Series 53, FINRA Series 66, FINRA Series 7, FINRA Series 63, Series 7, Series 63, Series 24, FINRA, Mutual Funds, Fixed Income, Financial Services, Investment Banking, Training, Financial Advisory, Wealth Management, Series 6, Portfolio Management, Equities, Trading, Asset Allocation, Finance, Investments, Securities, Retirement Planning, Retirement, Uniform Combined State..., 401k, Loans, Options, Alternative Investments, Strategic Financial..., Fixed Annuities, Investment Advisory, Relationship Management, Bloomberg
Education
University of North Carolina at Chapel Hill 1998 — 2002
BA in Communications
LPL Financial April 2015 - Present
LPL Financial February 2014 - April 2015
LPL Financial February 2013 - February 2014
LPL Financial November 2010 - February 2013
Aon Hewitt August 2009 - November 2010
Wells Fargo Advisors October 2008 - August 2009
Wachovia Securities August 2008 - October 2008
E*TRADE Financial March 2006 - June 2008
State Employees' Credit Union June 2004 - March 2006
Skills
FINRA Series 24, FINRA Series 53, FINRA Series 66, FINRA Series 7, FINRA Series 63, Series 7, Series 63, Series 24, FINRA, Mutual Funds, Fixed Income, Financial Services, Investment Banking, Training, Financial Advisory, Wealth Management, Series 6, Portfolio Management, Equities, Trading, Asset Allocation, Finance, Investments, Securities, Retirement Planning, Retirement, Uniform Combined State..., 401k, Loans, Options, Alternative Investments, Strategic Financial..., Fixed Annuities, Investment Advisory, Relationship Management, Bloomberg
Education
University of North Carolina at Chapel Hill 1998 — 2002
BA in Communications
Corey A. Horton Corey A. Horton's LPL Financial Experience April 2014 - 2015
Job at
Industry Hospitality
Experience
LPL Financial April 2014 - 2015
Lake Park Nursing and Rehabilitation Center June 2013 - April 2014
THE SALES OFFICE, Inc January 2011 - April 2014
Skills
Time Management, Hospital Sales, System Administration, Nursing Care, Conflict Management, Multi Tasking, Planning Budgeting &..., Networking, Close Attention to..., Building Relationships, Critical Thinking, Sales, Social Skills, Team Building, Training, Contract Negotiation, Customer Service, Strategic Planning, Social Networking, Sales Management, Microsoft Office, New Business Development, Marketing Strategy, Leadership, Event Planning, Account Management
Education
University of North Carolina at Charlotte 2009 — 2013
Bachelor of Science (B.S.), Psychology
LPL Financial April 2014 - 2015
Lake Park Nursing and Rehabilitation Center June 2013 - April 2014
THE SALES OFFICE, Inc January 2011 - April 2014
Skills
Time Management, Hospital Sales, System Administration, Nursing Care, Conflict Management, Multi Tasking, Planning Budgeting &..., Networking, Close Attention to..., Building Relationships, Critical Thinking, Sales, Social Skills, Team Building, Training, Contract Negotiation, Customer Service, Strategic Planning, Social Networking, Sales Management, Microsoft Office, New Business Development, Marketing Strategy, Leadership, Event Planning, Account Management
Education
University of North Carolina at Charlotte 2009 — 2013
Bachelor of Science (B.S.), Psychology
Michael Simonetti Michael Simonetti's LPL Financial Experience June 2009 - February 2010
Job Job Seeker
Industry Financial Services
Experience
Seekig Employment New Accounts and Re-papering SupportLPL FinancialDecember 2010 - November 2011
LPL Financial June 2009 - February 2010
Financial Advisor April 2002 - September 2008
Skills
Retirement Planning, I have extensive..., Retirement, Investments, Financial Planners, Insurance, Small Business, Finance, Long-term Care, Tax, Project Planning, Financial Goals, Wealth Management, Strategic Financial...
Education
University of North Carolina at Charlotte 1991 — 1994
B.S., Business Administration, Major in Marketing
Seekig Employment New Accounts and Re-papering SupportLPL FinancialDecember 2010 - November 2011
LPL Financial June 2009 - February 2010
Financial Advisor April 2002 - September 2008
Skills
Retirement Planning, I have extensive..., Retirement, Investments, Financial Planners, Insurance, Small Business, Finance, Long-term Care, Tax, Project Planning, Financial Goals, Wealth Management, Strategic Financial...
Education
University of North Carolina at Charlotte 1991 — 1994
B.S., Business Administration, Major in Marketing
Chris Dembofsky Chris Dembofsky's LPL Financial Experience June 2011 - February 2012
Job Assistant Operations Manager at Taxi 7 of Louisville
Industry Hospitality
Experience
Taxi 7 of Louisville July 2015 - Present
Taxi Taxi of Raleigh November 2013 - Present
Yellow Cab of Charlotte July 2013 - December 2013
Fast Growing Trees Nursery March 2013 - June 2013
LPL Financial June 2011 - February 2012
Skills
Financial Analysis, Strategic Planning, PowerPoint, Excel, Marketing Strategy, Microsoft Excel, Marketing, Social Media Marketing, Online Advertising, Advertising, Social Media, Sales, Market Research, Account Management, Social Networking, Email Marketing
Education
University of North Carolina at Charlotte 2007 — 2011
B.S. Belk School of Business, Marketing
Taxi 7 of Louisville July 2015 - Present
Taxi Taxi of Raleigh November 2013 - Present
Yellow Cab of Charlotte July 2013 - December 2013
Fast Growing Trees Nursery March 2013 - June 2013
LPL Financial June 2011 - February 2012
Skills
Financial Analysis, Strategic Planning, PowerPoint, Excel, Marketing Strategy, Microsoft Excel, Marketing, Social Media Marketing, Online Advertising, Advertising, Social Media, Sales, Market Research, Account Management, Social Networking, Email Marketing
Education
University of North Carolina at Charlotte 2007 — 2011
B.S. Belk School of Business, Marketing
Dustin Dusty Tompkins Dustin Dusty Tompkins's LPL Financial Experience June 2015 - Present
Job AVP, Wealth Consulting at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2015 - Present
LPL Financial June 2010 - May 2015
LPL Financial February 2007 - July 2010
Wachovia Bank NA January 2006 - January 2007
tesa tape North America October 2004 - November 2005
Volkswagen of America, Inc June 2002 - September 2004
Skills
Leadership, Sales, Business Development, Recruiting, Marketing, Market Research, Research, International Sales, Positioning, Statistics, Sales Management, Account Management, New Business Development, Direct Sales, Relationship Management, Training, Management, Financial Services, Analysis
Education
University of North Carolina at Charlotte 2000 — 2003
Political Science, Political Science, Minor in History
LPL Financial June 2015 - Present
LPL Financial June 2010 - May 2015
LPL Financial February 2007 - July 2010
Wachovia Bank NA January 2006 - January 2007
tesa tape North America October 2004 - November 2005
Volkswagen of America, Inc June 2002 - September 2004
Skills
Leadership, Sales, Business Development, Recruiting, Marketing, Market Research, Research, International Sales, Positioning, Statistics, Sales Management, Account Management, New Business Development, Direct Sales, Relationship Management, Training, Management, Financial Services, Analysis
Education
University of North Carolina at Charlotte 2000 — 2003
Political Science, Political Science, Minor in History
Adriana Gutierrez Kriesen's LPL Financial Experience 2000 - 2001
Job Strategic Business Partner, Human Resources
Industry Hospital & Health Care
Experience
Ochsner Clinic Foundation May 2010 - Present
Stop & Shop September 2001 - April 2010
LPL Financial 2000 - 2001
Skills
Employee Relations, Succession Planning, Talent Acquisition, Performance Management, Talent Management, HRIS, Employee Engagement, Onboarding, Organizational..., Deferred Compensation, Diversity & Inclusion, Leadership Development, HR Policies, Organizational Design, Coaching
Education
University of New Orleans 1990 — 1994
Bachelor's degree, Political Science and Government
Ochsner Clinic Foundation May 2010 - Present
Stop & Shop September 2001 - April 2010
LPL Financial 2000 - 2001
Skills
Employee Relations, Succession Planning, Talent Acquisition, Performance Management, Talent Management, HRIS, Employee Engagement, Onboarding, Organizational..., Deferred Compensation, Diversity & Inclusion, Leadership Development, HR Policies, Organizational Design, Coaching
Education
University of New Orleans 1990 — 1994
Bachelor's degree, Political Science and Government
Wendy Bowen Wendy Bowen's LPL Financial Experience May 2000 - May 2006
Job Director of Client Communications at Carole Peck Financial Center
Industry Financial Services
Experience
Carole Peck Financial Center March 2007 - March 2015
LPL Financial May 2000 - May 2006
Skills
Internal Communications, Corporate Branding, Email Marketing, Direct Marketing, B2B Marketing, Marketing, Digital Marketing, Corporate Communications, Integrated Marketing, Marketing Communications, Marketing Management
Education
University of New Hampshire 1994 — 1998
Bachelor of Arts
Carole Peck Financial Center March 2007 - March 2015
LPL Financial May 2000 - May 2006
Skills
Internal Communications, Corporate Branding, Email Marketing, Direct Marketing, B2B Marketing, Marketing, Digital Marketing, Corporate Communications, Integrated Marketing, Marketing Communications, Marketing Management
Education
University of New Hampshire 1994 — 1998
Bachelor of Arts
Jim Wilkie Jim Wilkie's LPL Financial Experience 2004 - 2015
Job Certified Financial Planner at Compass Financial Partners
Industry Financial Services
Experience
Compass Financial Partners, LLC May 2004 - Present
LPL Financial 2004 - 2015
The Financial Group June 1991 - May 2004
Skills
Certified Financial..., Wealth Management..., Retirement Planning, Mutual Funds, Asset Allocation, Investments, Stocks, Securities, ETF's, Annuities, Non-Traded Real Estate, Private Debt, Insurance, Life Insurance, Long Term Care Insurance, Long-term Care, Series 63, Disability Insurance, Retirement, Series 24, Business Development..., Separately Managed..., Series 6, Series 7, FINRA, Estate Planning
Education
University of North Carolina at Greensboro 1987 — 1991
BS, Finance
Compass Financial Partners, LLC May 2004 - Present
LPL Financial 2004 - 2015
The Financial Group June 1991 - May 2004
Skills
Certified Financial..., Wealth Management..., Retirement Planning, Mutual Funds, Asset Allocation, Investments, Stocks, Securities, ETF's, Annuities, Non-Traded Real Estate, Private Debt, Insurance, Life Insurance, Long Term Care Insurance, Long-term Care, Series 63, Disability Insurance, Retirement, Series 24, Business Development..., Separately Managed..., Series 6, Series 7, FINRA, Estate Planning
Education
University of North Carolina at Greensboro 1987 — 1991
BS, Finance
Captain Dana Parks Captain Dana Parks's LPL Financial Experience March 2007 - September 2007
Job Owner at Funerals Your Way
Industry Leisure, Travel & Tourism
Experience
San Diego Boat Tours January 2008 - Present
Funerals Your Way January 2014 - Present
Various Companies January 2008 - October 2012
MedImpact August 2008 - July 2009
LPL Financial March 2007 - September 2007
Protocol Marketing March 2006 - November 2006
Qualcomm 1998 - 2003
Canadian Government February 1992 - December 1997
Jilin University of Technology, China 1985 - 1986
Skills
Oracle, Yacht Charters, Sailing, USCG Captain, Diving, PADI Divemaster, Software Development, Yachting, Oracle E-Business Suite, SQL, Oracle Applications, SQL Tuning, Tourism, Corporate Events, Database Design, Event Management, Data Warehousing, Customer Service, Social Media, Management, Marketing Strategy, Social Media Marketing, Marketing, Public Relations
Education
University of New Brunswick 1977 — 1984
BSc & MSC(CS), Computer Science
San Diego Boat Tours January 2008 - Present
Funerals Your Way January 2014 - Present
Various Companies January 2008 - October 2012
MedImpact August 2008 - July 2009
LPL Financial March 2007 - September 2007
Protocol Marketing March 2006 - November 2006
Qualcomm 1998 - 2003
Canadian Government February 1992 - December 1997
Jilin University of Technology, China 1985 - 1986
Skills
Oracle, Yacht Charters, Sailing, USCG Captain, Diving, PADI Divemaster, Software Development, Yachting, Oracle E-Business Suite, SQL, Oracle Applications, SQL Tuning, Tourism, Corporate Events, Database Design, Event Management, Data Warehousing, Customer Service, Social Media, Management, Marketing Strategy, Social Media Marketing, Marketing, Public Relations
Education
University of New Brunswick 1977 — 1984
BSc & MSC(CS), Computer Science
Benjamin Welker Benjamin Welker's LPL Financial Experience October 2013 - July 2014
Job Advertising Coordinator at Resolution Media
Industry Marketing and Advertising
Experience
Resolution Media July 2014 - Present
LPL Financial October 2013 - July 2014
Red Ventures July 2013 - September 2013
Phillips Middle School October 2012 - February 2013
Northwestern Mutual May 2012 - August 2012
AUTOBELL Car Wash March 2007 - May 2012
Lambda Chi Alpha December 2010 - December 2011
Skills
Sales, Coaching, PowerPoint, Microsoft Excel, Life Insurance, Manage Client..., Public Speaking, Supply Chain Management, Microsoft Office, Microsoft Word, Sales Management, Data Analysis, Property Management, Siebel, Microsoft Access, Data Entry, Client Relations Skills, CRM databases, Financial Operations, Business Process..., CRM, Selling, Strategic Selling, Sales Presentations, Sales Process, New Business Development, Team Leadership, Direct Sales, Outside Sales, Statistical Data..., Business Analytics, Networking, Professional Services
Education
University of North Carolina at Chapel Hill 2009 — 2013
Bachelor of Arts (B.A.), Economics and Communications
Resolution Media July 2014 - Present
LPL Financial October 2013 - July 2014
Red Ventures July 2013 - September 2013
Phillips Middle School October 2012 - February 2013
Northwestern Mutual May 2012 - August 2012
AUTOBELL Car Wash March 2007 - May 2012
Lambda Chi Alpha December 2010 - December 2011
Skills
Sales, Coaching, PowerPoint, Microsoft Excel, Life Insurance, Manage Client..., Public Speaking, Supply Chain Management, Microsoft Office, Microsoft Word, Sales Management, Data Analysis, Property Management, Siebel, Microsoft Access, Data Entry, Client Relations Skills, CRM databases, Financial Operations, Business Process..., CRM, Selling, Strategic Selling, Sales Presentations, Sales Process, New Business Development, Team Leadership, Direct Sales, Outside Sales, Statistical Data..., Business Analytics, Networking, Professional Services
Education
University of North Carolina at Chapel Hill 2009 — 2013
Bachelor of Arts (B.A.), Economics and Communications
Matthew Drummond Matthew Drummond's LPL Financial Experience May 2014 - March 2015
Job Associate at Wall Street Warfighters Foundation
Industry Financial Services
Experience
Wall Street Warfighters Foundation May 2015 - Present
LPL Financial May 2014 - March 2015
US Army-82nd Airborne Division May 2011 - July 2012
US Army April 2009 - May 2011
Skills
Analysis, Finance, Time Management, Teamwork, Operational Planning, Management, Training, Critical Thinking, Foreign Currency, International Business, Currency Futures, Microsoft Office, Natural Gas, Commodity, Securities Analysis, Options Strategies, Institutional..., Index Options, Defined Contribution, Cash Flow Analysis, Equity Capital Markets, Financial Modeling, Pitch Books, Foreign Exchange, M&A Modeling, M&A analysis, Microsoft Excel, Capital Markets, NASDAQ, Company Valuation, Public Speaking, Leveraged Finance, Oil Futures, Volatility Index, Commodity Options..., Credit Analysis, PowerPoint, DoD, Financial Accounting, Military Operations, Microsoft Word, Sales
Education
University of North Carolina at Wilmington 2012 — 2015
BSBA, Bachelor of Science Business Administration, Concentration in Finance
CFA Institute
2015 Level I Candidate in the CFA Program
Wall Street Warfighters Foundation May 2015 - Present
LPL Financial May 2014 - March 2015
US Army-82nd Airborne Division May 2011 - July 2012
US Army April 2009 - May 2011
Skills
Analysis, Finance, Time Management, Teamwork, Operational Planning, Management, Training, Critical Thinking, Foreign Currency, International Business, Currency Futures, Microsoft Office, Natural Gas, Commodity, Securities Analysis, Options Strategies, Institutional..., Index Options, Defined Contribution, Cash Flow Analysis, Equity Capital Markets, Financial Modeling, Pitch Books, Foreign Exchange, M&A Modeling, M&A analysis, Microsoft Excel, Capital Markets, NASDAQ, Company Valuation, Public Speaking, Leveraged Finance, Oil Futures, Volatility Index, Commodity Options..., Credit Analysis, PowerPoint, DoD, Financial Accounting, Military Operations, Microsoft Word, Sales
Education
University of North Carolina at Wilmington 2012 — 2015
BSBA, Bachelor of Science Business Administration, Concentration in Finance
CFA Institute
2015 Level I Candidate in the CFA Program
Lucas Winthrop Lucas Winthrop's LPL Financial Experience June 2007 - May 2013
Job Winthrop Wealth Management
Industry Financial Services
Experience
Winthrop Wealth Management June 2013 - Present
Heart of House, LLC January 2012 - Present
LPL Financial June 2007 - May 2013
Symons Capital Management June 2012 - July 2012
Skills
Finance, Athletics, Research, Entrepreneurship, Strategic Thinking, Market Research, Marketing Strategy, Analysis, Creativity, Downhill Skiing, Leadership, Motivation, Teamwork, Music Industry, Creative Problem Solving, Microsoft Office, Bloomberg, Capital IQ, Thinking Outside The Box, Physical Health, Strength Training, Sports Nutrition, Microsoft Excel, Social Media, Investments, Microsoft Word, PowerPoint
Education
University of New Hampshire - Whittemore School of Business and Economics 2009 — 2013
Bachelor of Science (BS), Finance
Stratton Mountain School 2003 — 2008
Winthrop Wealth Management June 2013 - Present
Heart of House, LLC January 2012 - Present
LPL Financial June 2007 - May 2013
Symons Capital Management June 2012 - July 2012
Skills
Finance, Athletics, Research, Entrepreneurship, Strategic Thinking, Market Research, Marketing Strategy, Analysis, Creativity, Downhill Skiing, Leadership, Motivation, Teamwork, Music Industry, Creative Problem Solving, Microsoft Office, Bloomberg, Capital IQ, Thinking Outside The Box, Physical Health, Strength Training, Sports Nutrition, Microsoft Excel, Social Media, Investments, Microsoft Word, PowerPoint
Education
University of New Hampshire - Whittemore School of Business and Economics 2009 — 2013
Bachelor of Science (BS), Finance
Stratton Mountain School 2003 — 2008
Alexander Bumgardner's LPL Financial Experience April 2014 - June 2014
Job HRIS Analyst at Compass Group (Contract)
Industry Food & Beverages
Experience
Compass Group April 2015 - Present
Global Endowment Management December 2014 - February 2015
Q2 Strategies June 2014 - October 2014
LPL Financial April 2014 - June 2014
LPL Financial September 2013 - March 2014
Organizing For America May 2012 - August 2012
The Bumgardner Law Firm June 2009 - May 2011
Benchmarq Trading Partners LLC January 2010 - August 2010
Skills
Statistics, Analysis, Research, Data Analysis, Economics, Financial Econometrics, Financial Analysis, Microsoft Office, Finance, Linux, R, Programming, Financial Modeling, Differential Equations, Partial Differential..., Mathematica, Matlab, C++, VBA, SQL, SAS Programming, Microsoft Excel, Econometrics, Options, Risk Management, Event Planning, Editing, Public Speaking, Analytics, Nonprofits, Trading, Quantitative Finance, Fixed Income, SAS, Fundraising, Securities, Equities, Social Networking, Quantitative Analytics
Education
University of North Carolina at Charlotte 2012 — 2014
Master of Science (M.S.), Mathematical Finance
UNC Charlotte 2011 — 2012
B.A., Mathematics, 3.2
University of North Carolina at Asheville 2003 — 2009
Bachelor of Arts (B.A.), Economics
University of North Carolina at Asheville 2003 — 2009
Bachelor of Arts (B.A.), Ethics, Society and Law
Compass Group April 2015 - Present
Global Endowment Management December 2014 - February 2015
Q2 Strategies June 2014 - October 2014
LPL Financial April 2014 - June 2014
LPL Financial September 2013 - March 2014
Organizing For America May 2012 - August 2012
The Bumgardner Law Firm June 2009 - May 2011
Benchmarq Trading Partners LLC January 2010 - August 2010
Skills
Statistics, Analysis, Research, Data Analysis, Economics, Financial Econometrics, Financial Analysis, Microsoft Office, Finance, Linux, R, Programming, Financial Modeling, Differential Equations, Partial Differential..., Mathematica, Matlab, C++, VBA, SQL, SAS Programming, Microsoft Excel, Econometrics, Options, Risk Management, Event Planning, Editing, Public Speaking, Analytics, Nonprofits, Trading, Quantitative Finance, Fixed Income, SAS, Fundraising, Securities, Equities, Social Networking, Quantitative Analytics
Education
University of North Carolina at Charlotte 2012 — 2014
Master of Science (M.S.), Mathematical Finance
UNC Charlotte 2011 — 2012
B.A., Mathematics, 3.2
University of North Carolina at Asheville 2003 — 2009
Bachelor of Arts (B.A.), Economics
University of North Carolina at Asheville 2003 — 2009
Bachelor of Arts (B.A.), Ethics, Society and Law
Ashton Coulter's LPL Financial Experience December 2013 - Present
Job Technical Help Desk
Industry Computer Software
Experience
LPL Financial December 2013 - Present
Apple September 2011 - December 2013
Best Buy April 2010 - September 2011
Skills
Leadership, Sales, Troubleshooting, Customer Service, CRM, Time Management, Microsoft Office, Call Centers, Windows, Teamwork, Outlook, PowerPoint, Microsoft Excel, Access, OS X, Help Desk Support, Salesforce.com, Employee Training
Education
University of North Carolina at Charlotte 2008 — 2013
Psychology, Psychology, Public Health
LPL Financial December 2013 - Present
Apple September 2011 - December 2013
Best Buy April 2010 - September 2011
Skills
Leadership, Sales, Troubleshooting, Customer Service, CRM, Time Management, Microsoft Office, Call Centers, Windows, Teamwork, Outlook, PowerPoint, Microsoft Excel, Access, OS X, Help Desk Support, Salesforce.com, Employee Training
Education
University of North Carolina at Charlotte 2008 — 2013
Psychology, Psychology, Public Health
Jeff Morton's LPL Financial Experience March 2014 - May 2014
Job Senior Compliance Analyst at MetLife
Industry Financial Services
Experience
MetLife March 2015 - Present
Citi August 2012 - March 2015
LPL Financial March 2014 - May 2014
LPL Financial October 2011 - August 2012
LPL Financial December 2010 - October 2011
LPL Financial August 2009 - December 2010
LPL Financial December 2007 - August 2009
Wachovia August 2007 - November 2007
EquiFirst Corporation June 2006 - August 2007
EquiFirst Corporation March 2006 - May 2006
Skills
Investments, Equities, Series 7, Mutual Funds, Trading, Trading Systems, Analysis, Loans, Management, Financial Advisory, Training, FINRA, Due Diligence, Securities, Finance, Financial Risk, Banking, Risk Management, Financial Services
Education
University of North Carolina at Chapel Hill 1998 — 2002
Bachelor of Arts, Journalism & Mass Communication/Advertising
MetLife March 2015 - Present
Citi August 2012 - March 2015
LPL Financial March 2014 - May 2014
LPL Financial October 2011 - August 2012
LPL Financial December 2010 - October 2011
LPL Financial August 2009 - December 2010
LPL Financial December 2007 - August 2009
Wachovia August 2007 - November 2007
EquiFirst Corporation June 2006 - August 2007
EquiFirst Corporation March 2006 - May 2006
Skills
Investments, Equities, Series 7, Mutual Funds, Trading, Trading Systems, Analysis, Loans, Management, Financial Advisory, Training, FINRA, Due Diligence, Securities, Finance, Financial Risk, Banking, Risk Management, Financial Services
Education
University of North Carolina at Chapel Hill 1998 — 2002
Bachelor of Arts, Journalism & Mass Communication/Advertising
Lauren Yeaton Hunt Lauren Yeaton Hunt's LPL Financial Experience July 2014 - February 2015
Job Financial Services Executive
Industry Financial Services
Experience
Fidelity Investments July 2015 - Present
LPL Financial July 2014 - February 2015
LPL Financial January 2013 - June 2014
LPL Financial January 2007 - December 2012
LPL Financial July 2003 - December 2006
Zurich Financial Services February 2003 - July 2003
Deutsche Bank July 2002 - February 2003
Scudder Investments, Zurich Scudder Investments January 1997 - July 2002
Ernst & Young 1990 - 1997
Education
University of New Hampshire -- Peter T. Paul College of Business and Economics 1987 — 1991
BA, Economics, graduated summa cum laude
Fidelity Investments July 2015 - Present
LPL Financial July 2014 - February 2015
LPL Financial January 2013 - June 2014
LPL Financial January 2007 - December 2012
LPL Financial July 2003 - December 2006
Zurich Financial Services February 2003 - July 2003
Deutsche Bank July 2002 - February 2003
Scudder Investments, Zurich Scudder Investments January 1997 - July 2002
Ernst & Young 1990 - 1997
Education
University of New Hampshire -- Peter T. Paul College of Business and Economics 1987 — 1991
BA, Economics, graduated summa cum laude
Matthew Hecht's LPL Financial Experience September 2015 - Present
Job Vice President, New Client Onboarding
Industry Financial Services
Experience
LPL Financial September 2015 - Present
LPL Financial September 2011 - Present
Skills
Uniform Combined State..., Series 7, Series 63, FINRA, Mutual Funds, Securities, Wealth Management, Financial Services, Investment Advisory, Retirement, Investments, Asset Allocation
Education
University of North Carolina at Charlotte
LPL Financial September 2015 - Present
LPL Financial September 2011 - Present
Skills
Uniform Combined State..., Series 7, Series 63, FINRA, Mutual Funds, Securities, Wealth Management, Financial Services, Investment Advisory, Retirement, Investments, Asset Allocation
Education
University of North Carolina at Charlotte
Joseph Lattimore Joseph Lattimore's LPL Financial Experience August 2008 - September 2009
Job Insurance and Financial Services Professional
Industry Management Consulting
Experience
Bank of America 2015 - Present
Accenture Procurement BPO March 2010 - August 2014
LPL Financial August 2008 - September 2009
Bank of America February 2006 - May 2008
Skills
Financial Services, Life Insurance, High Net Worth Insurance, Group Insurance, Marketing, Finacial Management, Leadership, Program Management, Risk Management, Finance, Project Management
Education
University of North Carolina at Charlotte
Communication, General
University of Notre Dame
Bank of America 2015 - Present
Accenture Procurement BPO March 2010 - August 2014
LPL Financial August 2008 - September 2009
Bank of America February 2006 - May 2008
Skills
Financial Services, Life Insurance, High Net Worth Insurance, Group Insurance, Marketing, Finacial Management, Leadership, Program Management, Risk Management, Finance, Project Management
Education
University of North Carolina at Charlotte
Communication, General
University of Notre Dame
Danielle Cloud Danielle Cloud's LPL Financial Experience December 2013 - Present
Job Assistant to Marketing Director
Industry Public Relations and Communications
Experience
LPL Financial December 2013 - Present
Sports One Charlotte September 2014 - Present
UNCP University Bookstore August 2010 - May 2013
Graduate Studies Office August 2009 - January 2010
Marshalls Department Store November 2008 - August 2009
Skills
Public Relations, Event Planning, Social Media, Social Networking, Advertising, Editing, Microsoft Office, Nonprofits, Public Speaking, Marketing, Communication, Research, AP Style, Networking, News Writing, Creativity Skills, Critical Thinking, Meeting Scheduling, Solicitation, Donor Solicitation, Hiring, Customer Service, Financial Accounting, Retirement, Brokerage
Education
University of North Carolina at Pembroke 2009 — 2013
Bachelor of Science (B.S.), Mass Communications: Public Relations
Indepenence High School 2005 — 2009
LPL Financial December 2013 - Present
Sports One Charlotte September 2014 - Present
UNCP University Bookstore August 2010 - May 2013
Graduate Studies Office August 2009 - January 2010
Marshalls Department Store November 2008 - August 2009
Skills
Public Relations, Event Planning, Social Media, Social Networking, Advertising, Editing, Microsoft Office, Nonprofits, Public Speaking, Marketing, Communication, Research, AP Style, Networking, News Writing, Creativity Skills, Critical Thinking, Meeting Scheduling, Solicitation, Donor Solicitation, Hiring, Customer Service, Financial Accounting, Retirement, Brokerage
Education
University of North Carolina at Pembroke 2009 — 2013
Bachelor of Science (B.S.), Mass Communications: Public Relations
Indepenence High School 2005 — 2009
Byron Descalzi's LPL Financial Experience March 2008 - June 2011
Job Lead BrokerDealer Principal, Brokerage & Advisory at MetLife
Industry Financial Services
Experience
MetLife August 2015 - Present
Bank of America Merrill Lynch August 2013 - July 2015
Financial Resources Group,LLC June 2011 - August 2013
LPL Financial March 2008 - June 2011
First National Bank of Arizona November 2005 - September 2007
Skills
Series 7, series 66, Series 24, series 51, Bilingual-English/Spanis..., Securities, Mutual Funds, FINRA, Variable ann, Fixed Annuities, Broker-Dealer, Investments, Variable Annuities, Alternative Investments, Life Insurance, Finance, Options, Uniform Combined State..., Risk Management
Education
University of North Carolina at Charlotte 2001 — 2004
BSBA in Financial Management
MetLife August 2015 - Present
Bank of America Merrill Lynch August 2013 - July 2015
Financial Resources Group,LLC June 2011 - August 2013
LPL Financial March 2008 - June 2011
First National Bank of Arizona November 2005 - September 2007
Skills
Series 7, series 66, Series 24, series 51, Bilingual-English/Spanis..., Securities, Mutual Funds, FINRA, Variable ann, Fixed Annuities, Broker-Dealer, Investments, Variable Annuities, Alternative Investments, Life Insurance, Finance, Options, Uniform Combined State..., Risk Management
Education
University of North Carolina at Charlotte 2001 — 2004
BSBA in Financial Management
Tina VonCanon Tina VonCanon's LPL Financial Experience July 2012 - Present
Job Associate Service Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial July 2012 - Present
LPL Finanical June 2011 - July 2012
Fifth Third Bank October 2006 - March 2009
Wachovia, A Wells Fargo Company April 2006 - September 2006
ADP Small Business Solutions August 2004 - November 2005
First Union/ Wachovia Bank December 1999 - September 2003
First Union National Bank June 1998 - December 1999
First Union National Bank January 1997 - June 1998
First Union National Bank November 1995 - January 1997
BlueCross BlueShield of SC December 1993 - April 1995
Skills
Outlook, Lotus Notes, Windows, Rumba, Beta (TPX), AS400, Leadership, Excel, Word, Access, SharePoint, MS Project, Analysis, Quality Assurance, Asset Management, Attention To Detail, Banking, Team Building, Customer Relations, Coaching, Customer Service, Call Center, Client Service, Data Analysis, Data Entry, DOS, Administrative Duties, Feedback, Medical Coding, Health Insurance, Project Coordination, 10 Key, Notary Public, Oracle, Organizing, PowerPoint, Quality Management, Problem Solving, Administrative Support, Stellent, Citrix, Financial Services, Program Management, Recruiting
Education
University of North Carolina at Charlotte 2008 — 2013
Bachelors, Communications
LPL Financial July 2012 - Present
LPL Finanical June 2011 - July 2012
Fifth Third Bank October 2006 - March 2009
Wachovia, A Wells Fargo Company April 2006 - September 2006
ADP Small Business Solutions August 2004 - November 2005
First Union/ Wachovia Bank December 1999 - September 2003
First Union National Bank June 1998 - December 1999
First Union National Bank January 1997 - June 1998
First Union National Bank November 1995 - January 1997
BlueCross BlueShield of SC December 1993 - April 1995
Skills
Outlook, Lotus Notes, Windows, Rumba, Beta (TPX), AS400, Leadership, Excel, Word, Access, SharePoint, MS Project, Analysis, Quality Assurance, Asset Management, Attention To Detail, Banking, Team Building, Customer Relations, Coaching, Customer Service, Call Center, Client Service, Data Analysis, Data Entry, DOS, Administrative Duties, Feedback, Medical Coding, Health Insurance, Project Coordination, 10 Key, Notary Public, Oracle, Organizing, PowerPoint, Quality Management, Problem Solving, Administrative Support, Stellent, Citrix, Financial Services, Program Management, Recruiting
Education
University of North Carolina at Charlotte 2008 — 2013
Bachelors, Communications
John J. Unsworth John J. Unsworth's LPL Financial Experience July 2014 - Present
Job LPL Financial / 360 Wealth Management, LLC.
Industry Financial Services
Experience
LPL Financial July 2014 - Present
LPL Financial May 2010 - July 2014
Edward Jones 2007 - 2010
Advanced MetroComm, Inc. 1992 - 2007
Skills
Strategic Financial..., Financial Advisory, Financial Risk, Financial Markets, Financial Analysis, Retirement Planning and..., Investments, Investment Strategies, Alternative Investments, Stock Market, Stock Picking, Securities License, Fixed Income, MLP, ETFs, Mutual Funds, Licensed Life Insurance..., College Savings Plans, Income for Life
Education
University of North Texas 1985 — 1990
Bachelor of Business Administration (BBA), Finance, General
Arlington Heights High School
Fort Worth Country Day School
LPL Financial July 2014 - Present
LPL Financial May 2010 - July 2014
Edward Jones 2007 - 2010
Advanced MetroComm, Inc. 1992 - 2007
Skills
Strategic Financial..., Financial Advisory, Financial Risk, Financial Markets, Financial Analysis, Retirement Planning and..., Investments, Investment Strategies, Alternative Investments, Stock Market, Stock Picking, Securities License, Fixed Income, MLP, ETFs, Mutual Funds, Licensed Life Insurance..., College Savings Plans, Income for Life
Education
University of North Texas 1985 — 1990
Bachelor of Business Administration (BBA), Finance, General
Arlington Heights High School
Fort Worth Country Day School
Laura Nazarian Laura Nazarian's LPL Financial Experience April 2015 - Present
Job New Accounts Specialist at LPL Finanical
Industry Marketing and Advertising
Experience
LPL Financial April 2015 - Present
RADD March 2014 - Present
Champagne Bakery September 2011 - Present
LPL Financial January 2015 - April 2015
Stuffed! September 2013 - December 2013
Discover Pacific Beach September 2013 - December 2013
Nazarian Jewelers September 2000 - July 2011
Carlene Nazarian Dance Center September 2010 - June 2011
Enoch Entertainment January 2010 - May 2010
Skills
Marketing Strategy, Microsoft Office, Customer Service, Time Management, Writing, Social Media, B2B, Social Networking, Event Planning, Sales, Social Media Marketing, Marketing Communications
Education
University of New Hampshire 2006 — 2010
Communication, Business Application, Communicantion, Dance
LPL Financial April 2015 - Present
RADD March 2014 - Present
Champagne Bakery September 2011 - Present
LPL Financial January 2015 - April 2015
Stuffed! September 2013 - December 2013
Discover Pacific Beach September 2013 - December 2013
Nazarian Jewelers September 2000 - July 2011
Carlene Nazarian Dance Center September 2010 - June 2011
Enoch Entertainment January 2010 - May 2010
Skills
Marketing Strategy, Microsoft Office, Customer Service, Time Management, Writing, Social Media, B2B, Social Networking, Event Planning, Sales, Social Media Marketing, Marketing Communications
Education
University of New Hampshire 2006 — 2010
Communication, Business Application, Communicantion, Dance
Paramy Mixaychareun Paramy Mixaychareun's LPL Financial Experience November 2013 - Present
Job Business Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial November 2013 - Present
LPL Financial Services November 2005 - Present
Wachovia Securites 1999 - 2005
Wells Fargo Home Mortgage 1998 - 1999
Skills
Investments, Brokerage, Excel, Microsoft Office, Strategic Planning, Customer Relations, Problem Solving, Word, PowerPoint, Research, Outlook, Windows, Negotiation, Mergers, Business Strategy, Microsoft Excel, Project Management, Customer Service, Software Documentation, Finance, Human Resources, Mutual Funds, FINRA, Mergers & Acquisitions, Microsoft Word, Financial Services, Analysis, Leadership, Management, Banking
Education
University of North Carolina at Charlotte 1997 — 2001
LPL Financial November 2013 - Present
LPL Financial Services November 2005 - Present
Wachovia Securites 1999 - 2005
Wells Fargo Home Mortgage 1998 - 1999
Skills
Investments, Brokerage, Excel, Microsoft Office, Strategic Planning, Customer Relations, Problem Solving, Word, PowerPoint, Research, Outlook, Windows, Negotiation, Mergers, Business Strategy, Microsoft Excel, Project Management, Customer Service, Software Documentation, Finance, Human Resources, Mutual Funds, FINRA, Mergers & Acquisitions, Microsoft Word, Financial Services, Analysis, Leadership, Management, Banking
Education
University of North Carolina at Charlotte 1997 — 2001
Jason Hathcock Jason Hathcock's LPL Financial Experience March 2011 - Present
Job Advisory Compliance Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2011 - Present
Robinson and Associates 2009 - 2011
Bank of America 2008 - 2009
E*TRADE Financial 2007 - 2008
Skills
Investments, FINRA, Retirement, Series 7, Mutual Funds, Wealth Management, Series 63, Financial Services, Strategic Financial..., Retirement Planning, Portfolio Management, Equities
Education
University of North Carolina at Charlotte
LPL Financial March 2011 - Present
Robinson and Associates 2009 - 2011
Bank of America 2008 - 2009
E*TRADE Financial 2007 - 2008
Skills
Investments, FINRA, Retirement, Series 7, Mutual Funds, Wealth Management, Series 63, Financial Services, Strategic Financial..., Retirement Planning, Portfolio Management, Equities
Education
University of North Carolina at Charlotte
Kevin McCormack-Lane Kevin McCormack-Lane's LPL Financial Experience August 2013 - Present
Job Assistant Vice President Broker Dealer Support Services
Industry Financial Services
Experience
LPL Financial August 2013 - Present
LPL Finanical November 2012 - July 2013
LPL Finanical October 2011 - November 2012
LPL Finanical January 2010 - October 2011
LPL Finanical February 2007 - January 2009
LPL Finanical August 2006 - February 2007
LPL Finanical October 2005 - August 2006
Investors Bank & Trust October 2003 - July 2005
Education
University of New Hampshire -- Peter T. Paul College of Business and Economics 1999 — 2003
LPL Financial August 2013 - Present
LPL Finanical November 2012 - July 2013
LPL Finanical October 2011 - November 2012
LPL Finanical January 2010 - October 2011
LPL Finanical February 2007 - January 2009
LPL Finanical August 2006 - February 2007
LPL Finanical October 2005 - August 2006
Investors Bank & Trust October 2003 - July 2005
Education
University of New Hampshire -- Peter T. Paul College of Business and Economics 1999 — 2003
David Gazjuk, PMP David Gazjuk, PMP's LPL Financial Experience May 2014 - April 2015
Job Project Management Professional
Industry Information Services
Experience
Sealed Air Corporation April 2015 - Present
LPL Financial May 2014 - April 2015
Carolinas Healthcare Systems 2015 - 2015
Carolinas Healthcare Systems 2015 - 2015
Wells Fargo May 2012 - April 2014
Bank of America June 2011 - November 2012
Microsoft March 2010 - June 2011
Wells Fargo November 2009 - March 2010
Microsoft January 1994 - February 2009
Skills
SharePoint, SDLC, Project Management, Projects, Cross-functional..., Team Leadership, Visio, Strategy, Microsoft Excel, Management, Vendor Management, Software Documentation, Leadership, PowerPoint, Cloud Computing, Testing, Program Management, Technical Writing, Training, Analysis, Integration, Team Building, Software Project..., Business Intelligence, Process Improvement
Education
University of North Carolina at Charlotte 1989 — 1994
Management Information Systems, Management Information Systems, General
University of North Carolina at Charlotte - Belk College of Business 1989 — 1994
BS, Management Information Systems (MIS)
Sealed Air Corporation April 2015 - Present
LPL Financial May 2014 - April 2015
Carolinas Healthcare Systems 2015 - 2015
Carolinas Healthcare Systems 2015 - 2015
Wells Fargo May 2012 - April 2014
Bank of America June 2011 - November 2012
Microsoft March 2010 - June 2011
Wells Fargo November 2009 - March 2010
Microsoft January 1994 - February 2009
Skills
SharePoint, SDLC, Project Management, Projects, Cross-functional..., Team Leadership, Visio, Strategy, Microsoft Excel, Management, Vendor Management, Software Documentation, Leadership, PowerPoint, Cloud Computing, Testing, Program Management, Technical Writing, Training, Analysis, Integration, Team Building, Software Project..., Business Intelligence, Process Improvement
Education
University of North Carolina at Charlotte 1989 — 1994
Management Information Systems, Management Information Systems, General
University of North Carolina at Charlotte - Belk College of Business 1989 — 1994
BS, Management Information Systems (MIS)
Graeme Lee, AIF®'s LPL Financial Experience February 2010 - August 2012
Job AVP, Business Consulting at National Financial Partners
Industry Investment Management
Experience
National Financial Partners August 2012 - Present
LPL Financial February 2010 - August 2012
Union Bank of Switzerland December 2009 - February 2010
LPL Financial May 2004 - July 2009
UVEST Financial Services April 2004 - May 2006
Skills
Investments, Securities, Series 7, Mutual Funds, Asset Management, Investment Advisory, Banking, Coaching, Equities, Public Speaking, Strategic Planning, Business Strategy, New Business Development, Negotiation, Team Building, Budgeting, Team Leadership, Excel, Portfolio Management, Financial Services, Finance, Financial Advisory, Asset Allocation, Wealth Management, Series 63, Investment Strategies, Retirement, Series 65, Investment Management
Education
University of North Carolina at Charlotte 2002 — 2006
Bachlor of Science, Business Administration
University of North Carolina at Charlotte - Belk College of Business 2002 — 2006
Bachlor of Science, Business Administration and Management, General
National Financial Partners August 2012 - Present
LPL Financial February 2010 - August 2012
Union Bank of Switzerland December 2009 - February 2010
LPL Financial May 2004 - July 2009
UVEST Financial Services April 2004 - May 2006
Skills
Investments, Securities, Series 7, Mutual Funds, Asset Management, Investment Advisory, Banking, Coaching, Equities, Public Speaking, Strategic Planning, Business Strategy, New Business Development, Negotiation, Team Building, Budgeting, Team Leadership, Excel, Portfolio Management, Financial Services, Finance, Financial Advisory, Asset Allocation, Wealth Management, Series 63, Investment Strategies, Retirement, Series 65, Investment Management
Education
University of North Carolina at Charlotte 2002 — 2006
Bachlor of Science, Business Administration
University of North Carolina at Charlotte - Belk College of Business 2002 — 2006
Bachlor of Science, Business Administration and Management, General
Mike Knox Mike Knox's LPL Financial Experience July 2014 - Present
Job Vice President, Registration and Licensing at LPL Financial
Industry Financial Services
Experience
LPL Financial July 2014 - Present
LPL Financial July 2013 - July 2014
LPL Financial August 2010 - July 2013
LPL Financial Services January 2004 - August 2010
PFPC Global Fund Services February 2001 - January 2004
First Union Brokerage Services May 1999 - February 2001
First Union Brokerage Services December 1998 - May 1999
Skills
Securities, Series 7
Education
University of North Carolina at Charlotte 1994 — 1998
Olympic High School
LPL Financial July 2014 - Present
LPL Financial July 2013 - July 2014
LPL Financial August 2010 - July 2013
LPL Financial Services January 2004 - August 2010
PFPC Global Fund Services February 2001 - January 2004
First Union Brokerage Services May 1999 - February 2001
First Union Brokerage Services December 1998 - May 1999
Skills
Securities, Series 7
Education
University of North Carolina at Charlotte 1994 — 1998
Olympic High School
Lance C Lindsay's LPL Financial Experience August 2004 - Present
Job Financial Advisor, LPL
Industry Investment Management
Experience
LPL Financial August 2004 - Present
Edward Jones May 1998 - August 2004
Heartland Wireless July 1994 - May 1998
Skills
Strategic Planning, New Business Development, Customer Service, Marketing Strategy, Public Speaking, Team Building, Sales Management, Negotiation, Marketing, Budgets, Public Relations, Coaching, Sales, Account Management, Analysis, Business Development, Business Planning, CRM, Banking, Change Management, Contract Negotiation, Employee Relations, Customer Satisfaction, Finance, Financial Advisory, Financial Services, Financial Analysis, Investments, Insurance, Leadership, Management, Leadership Development, Operations Management, Organizational..., Process Improvement, Program Management, Project Management, Project Planning, Risk Management, Recruiting, Small Business, Start-ups, Strategy, Strategic Financial..., Time Management, Wealth Management, Training
Education
University of North Texas 1991 — 1995
Bachelor of Business Administration (B.B.A.), Human Resources Management/Personnel Administration, General
Denison High
LPL Financial August 2004 - Present
Edward Jones May 1998 - August 2004
Heartland Wireless July 1994 - May 1998
Skills
Strategic Planning, New Business Development, Customer Service, Marketing Strategy, Public Speaking, Team Building, Sales Management, Negotiation, Marketing, Budgets, Public Relations, Coaching, Sales, Account Management, Analysis, Business Development, Business Planning, CRM, Banking, Change Management, Contract Negotiation, Employee Relations, Customer Satisfaction, Finance, Financial Advisory, Financial Services, Financial Analysis, Investments, Insurance, Leadership, Management, Leadership Development, Operations Management, Organizational..., Process Improvement, Program Management, Project Management, Project Planning, Risk Management, Recruiting, Small Business, Start-ups, Strategy, Strategic Financial..., Time Management, Wealth Management, Training
Education
University of North Texas 1991 — 1995
Bachelor of Business Administration (B.B.A.), Human Resources Management/Personnel Administration, General
Denison High
Linda Rogers's LPL Financial Experience March 2014 - June 2014
Job HRIS Analyst at WSSC
Industry Human Resources
Experience
WSSC July 2014 - Present
LPL Financial March 2014 - June 2014
Cobham Defense Electronics June 2013 - February 2014
Ingersoll Rand February 2007 - June 2009
Ingersoll Rand September 2005 - February 2007
Ingersoll Rand June 2004 - September 2005
ACO Medical Supply 2002 - 2004
Skills
HRIS, Applicant Tracking..., Oracle E-Business Suite, Recruiting, Human Resources, Employee Benefits, Taleo, SAP, PeopleSoft, Onboarding, Workday, Business Process..., Program Management, Change Management, Process Improvement, Performance Management, Management, Interviews, Vendor Management, Integration, Talent Acquisition, Project Management, Employee Relations, Cross-functional Team..., Deferred Compensation, Talent Management
Education
University of North Carolina at Charlotte 1999 — 2002
Bachelor of Science (BS), Human Resources Management/Personnel Administration, General
WSSC July 2014 - Present
LPL Financial March 2014 - June 2014
Cobham Defense Electronics June 2013 - February 2014
Ingersoll Rand February 2007 - June 2009
Ingersoll Rand September 2005 - February 2007
Ingersoll Rand June 2004 - September 2005
ACO Medical Supply 2002 - 2004
Skills
HRIS, Applicant Tracking..., Oracle E-Business Suite, Recruiting, Human Resources, Employee Benefits, Taleo, SAP, PeopleSoft, Onboarding, Workday, Business Process..., Program Management, Change Management, Process Improvement, Performance Management, Management, Interviews, Vendor Management, Integration, Talent Acquisition, Project Management, Employee Relations, Cross-functional Team..., Deferred Compensation, Talent Management
Education
University of North Carolina at Charlotte 1999 — 2002
Bachelor of Science (BS), Human Resources Management/Personnel Administration, General
Johnny Dargani's LPL Financial Experience September 2006 - August 2014
Job Senior Case Manager AXA USA
Industry Financial Services
Experience
AXA US July 2014 - Present
LPL Financial September 2006 - August 2014
Wachovia 2005 - 2006
WaveTel August 2001 - September 2003
Skills
Budgets, Call Centers, Customer Satisfaction, Customer Service, Financial Services, Forecasting, Leadership, Management, Sales, Series 7
Education
Wingate University 1995 — 1997
Master of Business Administration (MBA), Finance and Financial Management Services
University of North Carolina at Charlotte
Bachelor of Science (BS), Banking, Corporate, Finance, and Securities Law
AXA US July 2014 - Present
LPL Financial September 2006 - August 2014
Wachovia 2005 - 2006
WaveTel August 2001 - September 2003
Skills
Budgets, Call Centers, Customer Satisfaction, Customer Service, Financial Services, Forecasting, Leadership, Management, Sales, Series 7
Education
Wingate University 1995 — 1997
Master of Business Administration (MBA), Finance and Financial Management Services
University of North Carolina at Charlotte
Bachelor of Science (BS), Banking, Corporate, Finance, and Securities Law
Ayinde Usher's LPL Financial Experience April 2001 - July 2012
Job Lab Engineer at Teradata
Industry Information Technology and Services
Experience
Teradata July 2012 - Present
Linsco Private Ledger April 2001 - July 2012
LPL Financial April 2001 - July 2012
LPL Financial Services April 2001 - July 2012
LPL April 2001 - July 2012
Skills
Data Center, Troubleshooting, Customer Service, Microsoft Office, Windows, ITIL, Access, Microsoft Excel, Process Improvement, Outlook, SDLC, Disaster Recovery, Windows Server, VMware, Active Directory, Unix, System Administration, Servers, Databases, Hardware, IT Operations, Integration, Management, Microsoft SQL Server, Oracle, Red Hat Linux, Software Documentation, Software Installation, Visio, Shell Scripting, Networking, Windows 7, AIX, Virtualization, TCP/IP, Cloud Computing, Data Migration, Database Administration, Linux, Teradata, IBM AIX, SQL, Operating Systems, Enterprise Software
Education
University of Detroit Mercy 1996 — 1997
Business Administration
University of New Haven 1995 — 1996
University of New Haven 1995 — 1996
No, Business Administration
Teradata July 2012 - Present
Linsco Private Ledger April 2001 - July 2012
LPL Financial April 2001 - July 2012
LPL Financial Services April 2001 - July 2012
LPL April 2001 - July 2012
Skills
Data Center, Troubleshooting, Customer Service, Microsoft Office, Windows, ITIL, Access, Microsoft Excel, Process Improvement, Outlook, SDLC, Disaster Recovery, Windows Server, VMware, Active Directory, Unix, System Administration, Servers, Databases, Hardware, IT Operations, Integration, Management, Microsoft SQL Server, Oracle, Red Hat Linux, Software Documentation, Software Installation, Visio, Shell Scripting, Networking, Windows 7, AIX, Virtualization, TCP/IP, Cloud Computing, Data Migration, Database Administration, Linux, Teradata, IBM AIX, SQL, Operating Systems, Enterprise Software
Education
University of Detroit Mercy 1996 — 1997
Business Administration
University of New Haven 1995 — 1996
University of New Haven 1995 — 1996
No, Business Administration
Christa Franse's LPL Financial Experience June 2008 - August 2010
Job FRG & My Carolina Town
Industry Marketing and Advertising
Experience
FRG August 2010 - Present
My Carolina Town September 2009 - Present
LPL Financial June 2008 - August 2010
Skills
Marketing, Social Media Marketing, Sales, Advertising, Marketing Communications, Public Relations, Social Media, Team Building, PowerPoint, Strategic Planning, Account Management, Microsoft Excel, Email Marketing, Small Business, Management, Training
Education
University of North Carolina at Charlotte 1998 — 1999
Bachelor of Arts (B.A.)
FRG August 2010 - Present
My Carolina Town September 2009 - Present
LPL Financial June 2008 - August 2010
Skills
Marketing, Social Media Marketing, Sales, Advertising, Marketing Communications, Public Relations, Social Media, Team Building, PowerPoint, Strategic Planning, Account Management, Microsoft Excel, Email Marketing, Small Business, Management, Training
Education
University of North Carolina at Charlotte 1998 — 1999
Bachelor of Arts (B.A.)
Tom Morrone's LPL Financial Experience December 2011 - Present
Job Board of Managers at U.S. Wealth Management, LLC
Industry Financial Services
Experience
LPL Financial December 2011 - Present
U.S. Wealth Management, LLC July 2011 - Present
U.S. Wealth Management, LLC 2000 - Present
Thomas Morrone, CFP, CPA 1993 - Present
Skills
Certified Financial..., Certified Public..., Strategic Financial..., Investment Strategies, Retirement Planning, Wealth Management, Financial Advisory, Securities, Mutual Funds, Estate Planning, Wealth, Series 7, Financial Services, Investment Advisory, Series 66
Education
University of New Haven 1976 — 1980
Bachelor's degree, Accounting
LPL Financial December 2011 - Present
U.S. Wealth Management, LLC July 2011 - Present
U.S. Wealth Management, LLC 2000 - Present
Thomas Morrone, CFP, CPA 1993 - Present
Skills
Certified Financial..., Certified Public..., Strategic Financial..., Investment Strategies, Retirement Planning, Wealth Management, Financial Advisory, Securities, Mutual Funds, Estate Planning, Wealth, Series 7, Financial Services, Investment Advisory, Series 66
Education
University of New Haven 1976 — 1980
Bachelor's degree, Accounting
Christopher Deschenes's LPL Financial Experience February 2014 - Present
Job Sr. Business Development Consultant
Industry Financial Services
Experience
LPL Financial February 2014 - Present
Omnisource SE April 2011 - February 2014
LPL Financial August 2010 - April 2011
LPL Financial January 2010 - August 2010
Skills
PowerPoint, Customer Service, Microsoft Excel, Event Planning, Microsoft Office, Finance, Training, Strategic Planning, Negotiation, Sales, Leadership, New Business Development
Education
University of North Carolina at Charlotte 2004 — 2009
BSBA
University of North Carolina at Charlotte
LPL Financial February 2014 - Present
Omnisource SE April 2011 - February 2014
LPL Financial August 2010 - April 2011
LPL Financial January 2010 - August 2010
Skills
PowerPoint, Customer Service, Microsoft Excel, Event Planning, Microsoft Office, Finance, Training, Strategic Planning, Negotiation, Sales, Leadership, New Business Development
Education
University of North Carolina at Charlotte 2004 — 2009
BSBA
University of North Carolina at Charlotte
Magda Brzozka's LPL Financial Experience October 2013 - Present
Job AVP, Commissions at LPL Financial
Industry Financial Services
Experience
LPL Financial October 2013 - Present
LPL Financial January 2005 - October 2013
Skills
Series 63, Investment Advisory, FINRA, Securities, Mutual Funds, Wealth Management, Investments, Financial Planning, Financial Services, Asset Management
Education
University of North Carolina at Charlotte - Belk College of Business 1994 — 1998
LPL Financial October 2013 - Present
LPL Financial January 2005 - October 2013
Skills
Series 63, Investment Advisory, FINRA, Securities, Mutual Funds, Wealth Management, Investments, Financial Planning, Financial Services, Asset Management
Education
University of North Carolina at Charlotte - Belk College of Business 1994 — 1998
Charles Manning's LPL Financial Experience January 2008 - March 2009
Job Director, Learning Delivery, Business Class Care and Operations Management at Time Warner Cable
Industry Retail
Experience
Time Warner Cable June 2015 - Present
Time Warner Cable March 2012 - Present
AXA Equitable January 2011 - March 2012
SMPC 2010 - 2011
Family Dollar January 2010 - December 2010
LPL Financial January 2008 - March 2009
Vanguard April 2007 - January 2008
Vanguard July 1997 - January 2008
Skills
Coaching, Leadership Development, Human Resources, Performance Management, Customer Service, Public Speaking, Training Delivery, Training, Call Centers, Team Leadership, CRM, Microsoft Office, Management, Program Management, Leadership, Onboarding, Recruiting, Six Sigma, Personnel Management, Process Improvement, Staff Development, Organizational..., PowerPoint, Team Building, Instructional Design, Employee Relations
Education
University of North Carolina at Charlotte - Belk College of Business 1994 — 1999
Masters, Business Administration - Human Resource Management
Appalachian State
Bachelor of Science Degree, Psychology; Human Resource Management
Time Warner Cable June 2015 - Present
Time Warner Cable March 2012 - Present
AXA Equitable January 2011 - March 2012
SMPC 2010 - 2011
Family Dollar January 2010 - December 2010
LPL Financial January 2008 - March 2009
Vanguard April 2007 - January 2008
Vanguard July 1997 - January 2008
Skills
Coaching, Leadership Development, Human Resources, Performance Management, Customer Service, Public Speaking, Training Delivery, Training, Call Centers, Team Leadership, CRM, Microsoft Office, Management, Program Management, Leadership, Onboarding, Recruiting, Six Sigma, Personnel Management, Process Improvement, Staff Development, Organizational..., PowerPoint, Team Building, Instructional Design, Employee Relations
Education
University of North Carolina at Charlotte - Belk College of Business 1994 — 1999
Masters, Business Administration - Human Resource Management
Appalachian State
Bachelor of Science Degree, Psychology; Human Resource Management
Amy Auth's LPL Financial Experience June 2009 - January 2011
Job Deputy Chief of Staff at North Carolina General Assembly
Industry Government Administration
Experience
North Carolina General Assembly January 2011 - Present
North Carolina General Assembly September 2014 - January 2015
LPL Financial June 2009 - January 2011
Pat McCrory for Governor June 2008 - November 2008
United States Senate July 2006 - June 2008
U.S. House of Representatives January 2005 - July 2006
Virginia Foxx for Congress May 2003 - December 2004
Skills
Media Relations, Public Relations, Strategic Communications, Political Campaigns, Public Affairs, Legislative Relations, Crisis Communications, Social Media, Public Policy, Speech Writing, Corporate Communications, Public Speaking, Press Releases, Staff Management, Policy Analysis, Human Resources, Politics, Issues Management
Education
University of North Carolina at Chapel Hill 1999 — 2003
B.A., Journalism & Mass Communication, Political Science
North Carolina General Assembly January 2011 - Present
North Carolina General Assembly September 2014 - January 2015
LPL Financial June 2009 - January 2011
Pat McCrory for Governor June 2008 - November 2008
United States Senate July 2006 - June 2008
U.S. House of Representatives January 2005 - July 2006
Virginia Foxx for Congress May 2003 - December 2004
Skills
Media Relations, Public Relations, Strategic Communications, Political Campaigns, Public Affairs, Legislative Relations, Crisis Communications, Social Media, Public Policy, Speech Writing, Corporate Communications, Public Speaking, Press Releases, Staff Management, Policy Analysis, Human Resources, Politics, Issues Management
Education
University of North Carolina at Chapel Hill 1999 — 2003
B.A., Journalism & Mass Communication, Political Science
Abhishek Patel's LPL Financial Experience March 2011 - October 2011
Job OOP Developer at Bank Of America
Industry Information Technology and Services
Experience
Bank of America May 2013 - Present
Wells Fargo Home Mortgage January 2012 - March 2013
Wells Fargo October 2011 - December 2011
LPL Financial March 2011 - October 2011
Wachovia, A Wells Fargo Company July 2006 - December 2010
Skills
.NET, C#, ASP.NET, VB.NET, WCF, OOP, SQL, Oracle, MVC3, Entity Framework, jQuery, SQL Server 2005/2000, T-SQL, ADO, Interop, Windows Services, WinForms, PL/SQL, Oracle SQL, LPS, ASP.NET MVC, Agile Methodologies, Microsoft SQL Server, SSIS, SDLC, Databases, Java, Database Design, Software Development, Web Services, SSRS, Architecture, LINQ, Web Applications, Visual Studio, JavaScript, IIS, Requirements Analysis, Visual Basic, XML, SOA, SharePoint, Scrum, TFS, UML, SOAP, ASP, Java Enterprise Edition, DB2, VBScript
Education
University of North Carolina at Charlotte 1999 — 2002
bachelor, Computer Science
East Mecklenburg High School 1998 — 1999
Diploma, High School/Secondary Diplomas and Certificates
Bank of America May 2013 - Present
Wells Fargo Home Mortgage January 2012 - March 2013
Wells Fargo October 2011 - December 2011
LPL Financial March 2011 - October 2011
Wachovia, A Wells Fargo Company July 2006 - December 2010
Skills
.NET, C#, ASP.NET, VB.NET, WCF, OOP, SQL, Oracle, MVC3, Entity Framework, jQuery, SQL Server 2005/2000, T-SQL, ADO, Interop, Windows Services, WinForms, PL/SQL, Oracle SQL, LPS, ASP.NET MVC, Agile Methodologies, Microsoft SQL Server, SSIS, SDLC, Databases, Java, Database Design, Software Development, Web Services, SSRS, Architecture, LINQ, Web Applications, Visual Studio, JavaScript, IIS, Requirements Analysis, Visual Basic, XML, SOA, SharePoint, Scrum, TFS, UML, SOAP, ASP, Java Enterprise Edition, DB2, VBScript
Education
University of North Carolina at Charlotte 1999 — 2002
bachelor, Computer Science
East Mecklenburg High School 1998 — 1999
Diploma, High School/Secondary Diplomas and Certificates
David Feeney's LPL Financial Experience January 2015 - Present
Job Vice President, Corporate Strategy at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2015 - Present
LPL Financial April 2012 - January 2015
LPL Financial December 2010 - April 2012
LPL Financial June 2010 - December 2010
Upper Deck September 2008 - May 2010
Skills
Financial Analysis, Financial Modeling, Strategic Financial..., Business Analysis, Finance, Analysis, Data Analysis, Process Improvement, Corporate Finance, Financial Services
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2005 — 2008
Business Administration, Business
LPL Financial January 2015 - Present
LPL Financial April 2012 - January 2015
LPL Financial December 2010 - April 2012
LPL Financial June 2010 - December 2010
Upper Deck September 2008 - May 2010
Skills
Financial Analysis, Financial Modeling, Strategic Financial..., Business Analysis, Finance, Analysis, Data Analysis, Process Improvement, Corporate Finance, Financial Services
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2005 — 2008
Business Administration, Business
Monique Neal's LPL Financial Experience November 2013 - September 2014
Job Sr. Broker Dealer Representative at MetLife Securities
Industry Financial Services
Experience
MetLife February 2015 - Present
LPL Financial November 2013 - September 2014
LPL May 2010 - November 2013
Rollover Securities LLC February 2009 - January 2010
E*TRADE Financial March 2006 - July 2008
Clarke American July 2003 - March 2006
NC Blumenthal Performing Arts Center 2003 - 2004
Skills
Customer Service, Quality Assurance, Training, Management, Non-profit Volunteer, Securities, Organizational..., Pensions, Call Centers, Financial Services, Business Development, Investments, Coaching, Series 63, Leadership, Finance, Process Improvement, Microsoft Office
Education
University of North Carolina at Charlotte 1999 — 2003
BA
MetLife February 2015 - Present
LPL Financial November 2013 - September 2014
LPL May 2010 - November 2013
Rollover Securities LLC February 2009 - January 2010
E*TRADE Financial March 2006 - July 2008
Clarke American July 2003 - March 2006
NC Blumenthal Performing Arts Center 2003 - 2004
Skills
Customer Service, Quality Assurance, Training, Management, Non-profit Volunteer, Securities, Organizational..., Pensions, Call Centers, Financial Services, Business Development, Investments, Coaching, Series 63, Leadership, Finance, Process Improvement, Microsoft Office
Education
University of North Carolina at Charlotte 1999 — 2003
BA
Chris Knabe's LPL Financial Experience 2006 - 2011
Job Portfolio Specialist, Fidelity Investments
Industry Financial Services
Experience
LPL Financial 2006 - 2011
Nationwide Financial Services 2002 - 2006
Merrill Lynch 1997 - 2002
Education
Northwest High School
University of North Texas
LPL Financial 2006 - 2011
Nationwide Financial Services 2002 - 2006
Merrill Lynch 1997 - 2002
Education
Northwest High School
University of North Texas
Jordan Benham's LPL Financial Experience January 2013 - Present
Job Business Development Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2013 - Present
LPL Financial July 2010 - December 2012
First Legacy Partners June 2009 - October 2009
Sun Life Financial March 2008 - January 2009
TIAA-CREF June 2006 - August 2006
Education
University of New Hampshire -- Peter T. Paul College of Business and Economics 2003 — 2007
B.S., Business Management
LPL Financial January 2013 - Present
LPL Financial July 2010 - December 2012
First Legacy Partners June 2009 - October 2009
Sun Life Financial March 2008 - January 2009
TIAA-CREF June 2006 - August 2006
Education
University of New Hampshire -- Peter T. Paul College of Business and Economics 2003 — 2007
B.S., Business Management
Craig M. Palu, CFP®'s LPL Financial Experience May 2008 - December 2009
Job Wealth Management Advisor
Industry Financial Services
Experience
TIAA-CREF October 2013 - Present
Capital Group December 2009 - October 2013
LPL Financial May 2008 - December 2009
Smith Barney May 2007 - May 2008
Edward Jones April 2003 - May 2007
Education
University of North Texas 1986 — 1991
BA
Waco High School
TIAA-CREF October 2013 - Present
Capital Group December 2009 - October 2013
LPL Financial May 2008 - December 2009
Smith Barney May 2007 - May 2008
Edward Jones April 2003 - May 2007
Education
University of North Texas 1986 — 1991
BA
Waco High School
Heather Salam's LPL Financial Experience April 2014 - April 2015
Job AVP, Architecture at LPL Financial
Industry Computer Software
Experience
LPL Financial April 2014 - April 2015
Dell October 2003 - April 2010
Dell October 1999 - October 2003
One Room Systems August 1998 - September 1999
Impact Technologies Group February 1997 - August 1998
Andersen Consulting July 1994 - February 1997
Skills
C#, Oracle SQL, Enterprise Architecture, Enterprise Software, Agile Methodologies, Software Development..., SOA, Business Analysis, Object Oriented Design, Microsoft SQL Server, SQL, Software Project..., Requirements Analysis, SDLC, E-commerce, .NET, Cross-functional Team..., Software Development
Education
University of North Carolina at Chapel Hill 1990 — 1994
BS, Mathematics
LPL Financial April 2014 - April 2015
Dell October 2003 - April 2010
Dell October 1999 - October 2003
One Room Systems August 1998 - September 1999
Impact Technologies Group February 1997 - August 1998
Andersen Consulting July 1994 - February 1997
Skills
C#, Oracle SQL, Enterprise Architecture, Enterprise Software, Agile Methodologies, Software Development..., SOA, Business Analysis, Object Oriented Design, Microsoft SQL Server, SQL, Software Project..., Requirements Analysis, SDLC, E-commerce, .NET, Cross-functional Team..., Software Development
Education
University of North Carolina at Chapel Hill 1990 — 1994
BS, Mathematics
Eric Voots - MBA's LPL Financial Experience December 2010 - December 2011
Job Sr. Risk Analyst at Ally Financial
Industry Banking
Experience
Ally Financial Inc. January 2015 - Present
Golden Capital Management January 2012 - January 2015
LPL Financial December 2010 - December 2011
Bank of America May 2010 - October 2010
Banc of America Investments August 2008 - December 2008
E*TRADE Financial 2007 - 2008
Skills
SAS, Python, Fixed Income, C++, Portfolio Management, Financial Services, Derivatives, Analysis, Equity Derivatives, Equities, Trading, Finance, Pivot Tables, Investments, Banking, Financial Risk, Financial Analysis, Options, Mutual Funds, SAS programming, Credit, Securities, Data Mining, VBA, Data Analysis, Bloomberg, Portfolio Optimization, SAS/SQL, Computer Networks,..., Factset, Barra Aegis, Statistical Modeling, Model Portfolios, Risk Analysis, Compliance Reporting, C, Machine Learning, Linux, Computer Security, R
Education
University of North Carolina at Charlotte - Belk College of Business 2008 — 2011
MBA, Business
University of North Carolina at Charlotte 2003 — 2006
B.S./B.A., Physics/Mathematics
Ally Financial Inc. January 2015 - Present
Golden Capital Management January 2012 - January 2015
LPL Financial December 2010 - December 2011
Bank of America May 2010 - October 2010
Banc of America Investments August 2008 - December 2008
E*TRADE Financial 2007 - 2008
Skills
SAS, Python, Fixed Income, C++, Portfolio Management, Financial Services, Derivatives, Analysis, Equity Derivatives, Equities, Trading, Finance, Pivot Tables, Investments, Banking, Financial Risk, Financial Analysis, Options, Mutual Funds, SAS programming, Credit, Securities, Data Mining, VBA, Data Analysis, Bloomberg, Portfolio Optimization, SAS/SQL, Computer Networks,..., Factset, Barra Aegis, Statistical Modeling, Model Portfolios, Risk Analysis, Compliance Reporting, C, Machine Learning, Linux, Computer Security, R
Education
University of North Carolina at Charlotte - Belk College of Business 2008 — 2011
MBA, Business
University of North Carolina at Charlotte 2003 — 2006
B.S./B.A., Physics/Mathematics
Jeremy Hudson's LPL Financial Experience July 2009 - Present
Job Vice President | Business Development at LPL Financial
Industry Financial Services
Experience
LPL Financial July 2009 - Present
LPL October 2007 - July 2009
Education
University of North Carolina at Wilmington 1993 — 1999
BS, Finance
LPL Financial July 2009 - Present
LPL October 2007 - July 2009
Education
University of North Carolina at Wilmington 1993 — 1999
BS, Finance
Chris Regeis's LPL Financial Experience July 1994 - Present
Job Certified Financial Planner/Branch Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial July 1994 - Present
The Financial Group, Inc. 1988 - 2004
Skills
Wealth Management, Series 7, Certified Financial..., Securities, Financial Services, Mutual Funds, FINRA, Strategic Financial..., Retirement Planning, Retirement, Asset Allocation, 401k
Education
University of North Carolina at Chapel Hill 1984 — 1988
BA, Economics
LPL Financial July 1994 - Present
The Financial Group, Inc. 1988 - 2004
Skills
Wealth Management, Series 7, Certified Financial..., Securities, Financial Services, Mutual Funds, FINRA, Strategic Financial..., Retirement Planning, Retirement, Asset Allocation, 401k
Education
University of North Carolina at Chapel Hill 1984 — 1988
BA, Economics
Michelle DuPree's LPL Financial Experience May 2014 - Present
Job Team Lead, Corporate Actions
Industry Financial Services
Experience
LPL Financial May 2014 - Present
Mergent, Inc. April 2012 - May 2014
Mergent Inc January 2000 - 2012
Skills
Analysis, Management, Market Data, Databases, Team Management, Financial Analysis, Equities, Fixed Income, Business Analysis, Risk Management, Bloomberg, Leadership, Series 99, Corporate Actions, Mutual Funds, Dividends
Education
University of North Carolina at Charlotte
Bachelor of Science in Business Administration, Management Information Systems
LPL Financial May 2014 - Present
Mergent, Inc. April 2012 - May 2014
Mergent Inc January 2000 - 2012
Skills
Analysis, Management, Market Data, Databases, Team Management, Financial Analysis, Equities, Fixed Income, Business Analysis, Risk Management, Bloomberg, Leadership, Series 99, Corporate Actions, Mutual Funds, Dividends
Education
University of North Carolina at Charlotte
Bachelor of Science in Business Administration, Management Information Systems
Jennifer Pauling's LPL Financial Experience July 2009 - June 2011
Job Vice President, Relationship Manager at Wells Fargo Advantage Funds
Industry Financial Services
Experience
Wells Fargo Advantage Funds June 2011 - Present
LPL Financial July 2009 - June 2011
LPL Financial February 2004 - May 2009
NCF Financial Services 2000 - 2005
Education
University of North Carolina at Chapel Hill 1996 — 2000
BA, Economics
Wells Fargo Advantage Funds June 2011 - Present
LPL Financial July 2009 - June 2011
LPL Financial February 2004 - May 2009
NCF Financial Services 2000 - 2005
Education
University of North Carolina at Chapel Hill 1996 — 2000
BA, Economics
Elizabeth Isenhour's LPL Financial Experience March 2008 - February 2010
Job Analytics Consultant at Wells Fargo
Industry Banking
Experience
Wells Fargo August 2014 - Present
Bank of America November 2012 - August 2014
Bank of America February 2010 - November 2012
LPL Financial March 2008 - February 2010
Wachovia Bank October 2007 - March 2008
Wachovia Bank March 2006 - October 2007
Skills
Microsoft Office, Microsoft Excel, Microsoft Outlook, Microsoft Power Point, Organization, Deliver Results, Analysis and Reporting, Time Management, Analytical Skills
Education
University of North Carolina at Charlotte - Belk College of Business 2007 — 2009
MBA, Business Management
University of North Carolina at Charlotte 2001 — 2005
Undergraduate, Business Management
Wells Fargo August 2014 - Present
Bank of America November 2012 - August 2014
Bank of America February 2010 - November 2012
LPL Financial March 2008 - February 2010
Wachovia Bank October 2007 - March 2008
Wachovia Bank March 2006 - October 2007
Skills
Microsoft Office, Microsoft Excel, Microsoft Outlook, Microsoft Power Point, Organization, Deliver Results, Analysis and Reporting, Time Management, Analytical Skills
Education
University of North Carolina at Charlotte - Belk College of Business 2007 — 2009
MBA, Business Management
University of North Carolina at Charlotte 2001 — 2005
Undergraduate, Business Management
Andrew Kaiser's LPL Financial Experience June 2007 - December 2009
Job Senior Project Manager at Broadcom
Industry Automotive
Experience
Broadcom December 2014 - Present
CarFinance.com August 2013 - November 2014
Hyundai Capital America December 2012 - August 2013
Fisker Automotive July 2011 - December 2012
DealerSocket January 2011 - July 2011
DealerSocket December 2009 - January 2011
LPL Financial June 2007 - December 2009
Arrowhead General Insurance Agency December 2006 - May 2007
Skills
Project Management, Business Analysis, Business Process Mapping, Project Planning, Agile Project Management, Business Process..., Scrum, Process Redesign, SAP Project Management, Process Optimization, MS Project, PMO, SAP Logistics, Workflow, SharePoint, ERP, Management, Cross-functional Team..., SDLC, Software Project..., Business Intelligence, Business Process, Visio, Requirements Analysis, Integration, Software Documentation, SAP, Leadership, CRM, Process Improvement, Agile Methodologies, Start-ups, Program Management, Enterprise Software, Strategic Planning, Salesforce.com, Team Leadership, Software Development, Microsoft Project
Education
University of Nevada-Reno 2001 — 2006
Bachelor of Science, Information Systems
Broadcom December 2014 - Present
CarFinance.com August 2013 - November 2014
Hyundai Capital America December 2012 - August 2013
Fisker Automotive July 2011 - December 2012
DealerSocket January 2011 - July 2011
DealerSocket December 2009 - January 2011
LPL Financial June 2007 - December 2009
Arrowhead General Insurance Agency December 2006 - May 2007
Skills
Project Management, Business Analysis, Business Process Mapping, Project Planning, Agile Project Management, Business Process..., Scrum, Process Redesign, SAP Project Management, Process Optimization, MS Project, PMO, SAP Logistics, Workflow, SharePoint, ERP, Management, Cross-functional Team..., SDLC, Software Project..., Business Intelligence, Business Process, Visio, Requirements Analysis, Integration, Software Documentation, SAP, Leadership, CRM, Process Improvement, Agile Methodologies, Start-ups, Program Management, Enterprise Software, Strategic Planning, Salesforce.com, Team Leadership, Software Development, Microsoft Project
Education
University of Nevada-Reno 2001 — 2006
Bachelor of Science, Information Systems
Sarah Beres's LPL Financial Experience 2007 - 2009
Job Communications Consultant at TIAACREF
Industry Marketing and Advertising
Experience
TIAA-CREF August 2013 - Present
TIAA-CREF May 2011 - August 2013
Accrue Partners April 2010 - May 2011
LPL Financial 2007 - 2009
Walgreens 2003 - 2007
RR Donnelley 2002 - 2003
Skills
Social Media, Marketing Communications, Public Relations, Marketing, Corporate Communications
Education
University of North Carolina at Charlotte 1999 — 2001
Masters, English Language and Literature, General
University of North Carolina at Wilmington 1995 — 1999
BA, English
TIAA-CREF August 2013 - Present
TIAA-CREF May 2011 - August 2013
Accrue Partners April 2010 - May 2011
LPL Financial 2007 - 2009
Walgreens 2003 - 2007
RR Donnelley 2002 - 2003
Skills
Social Media, Marketing Communications, Public Relations, Marketing, Corporate Communications
Education
University of North Carolina at Charlotte 1999 — 2001
Masters, English Language and Literature, General
University of North Carolina at Wilmington 1995 — 1999
BA, English
Austin Cornish's LPL Financial Experience September 2007 - August 2009
Job Territory Account Manager at Pragmatic Works
Industry Information Technology and Services
Experience
Pragmatic Works September 2009 - Present
LPL Financial September 2007 - August 2009
DAK Financial Group March 2007 - September 2007
Skills
Data Warehousing, Business Intelligence, Microsoft SQL Server, SSIS, Databases, ETL, SharePoint, T-SQL, SSRS, Data Modeling, SQL, Database Administration, Agile Methodologies, Relational Databases, Data Integration, Disaster Recovery, SQL Tuning, Performance Tuning, Dimensional Modeling, Software Development, OLAP, Business Intelligence..., Analysis Services, Crystal Reports, Database Design, Enterprise Architecture, Oracle, .NET
Education
University of New Hampshire - Whittemore School of Business and Economics
BS, International Business and Economics
Pragmatic Works September 2009 - Present
LPL Financial September 2007 - August 2009
DAK Financial Group March 2007 - September 2007
Skills
Data Warehousing, Business Intelligence, Microsoft SQL Server, SSIS, Databases, ETL, SharePoint, T-SQL, SSRS, Data Modeling, SQL, Database Administration, Agile Methodologies, Relational Databases, Data Integration, Disaster Recovery, SQL Tuning, Performance Tuning, Dimensional Modeling, Software Development, OLAP, Business Intelligence..., Analysis Services, Crystal Reports, Database Design, Enterprise Architecture, Oracle, .NET
Education
University of New Hampshire - Whittemore School of Business and Economics
BS, International Business and Economics
Larry M. Owens Jr.'s LPL Financial Experience June 2015 - Present
Job Senior Wellness Consultant at Next Level Nutrition
Industry Health, Wellness and Fitness
Experience
LPL Financial June 2015 - Present
Next Level Nutrition August 2011 - Present
Next Level Fitness & Nutrition NC 2011 - Present
LPL Finanical August 2013 - June 2015
Hill Bobcats January 2007 - March 2014
O'Charley's May 2006 - April 2012
Wachovia, A Wells Fargo Company June 2007 - May 2010
Skills
Customer Service, Leadership, Personal Training, Fitness, Strength & Conditioning, Microsoft Office, Basketball, Strength Training, Fitness Training, Wellness, Nutrition, Sports, Athletic Training, Public Speaking, Coaching, Teamwork, Teaching, Training, Exercise Physiology, Sales, Community Outreach, Social Networking, Team Leadership, Outlook, Management, Team Building, Investments, Nonprofits, PowerPoint, Public Relations, Social Media, Leadership Development, Healthcare, Recruiting, Microsoft Word, Marketing, Marketing Strategy
Education
University of North Carolina at Charlotte 2007 — 2013
B.S., Biology, Exercise Science
University of North Carolina at Charlotte 2002 — 2007
B.A., Biology
Salem High School 1998 — 2002
Diploma, N/A
LPL Financial June 2015 - Present
Next Level Nutrition August 2011 - Present
Next Level Fitness & Nutrition NC 2011 - Present
LPL Finanical August 2013 - June 2015
Hill Bobcats January 2007 - March 2014
O'Charley's May 2006 - April 2012
Wachovia, A Wells Fargo Company June 2007 - May 2010
Skills
Customer Service, Leadership, Personal Training, Fitness, Strength & Conditioning, Microsoft Office, Basketball, Strength Training, Fitness Training, Wellness, Nutrition, Sports, Athletic Training, Public Speaking, Coaching, Teamwork, Teaching, Training, Exercise Physiology, Sales, Community Outreach, Social Networking, Team Leadership, Outlook, Management, Team Building, Investments, Nonprofits, PowerPoint, Public Relations, Social Media, Leadership Development, Healthcare, Recruiting, Microsoft Word, Marketing, Marketing Strategy
Education
University of North Carolina at Charlotte 2007 — 2013
B.S., Biology, Exercise Science
University of North Carolina at Charlotte 2002 — 2007
B.A., Biology
Salem High School 1998 — 2002
Diploma, N/A
Josh Lewis's LPL Financial Experience November 2013 - Present
Job Fixed Income Trading and Sales at LPL Financial
Industry Financial Services
Experience
LPL Financial November 2013 - Present
LPL Financial January 2010 - December 2013
LPL Financial April 2007 - January 2010
Skills
Wealth Management, Investments, Series 7, Bonds, Mutual Funds, Retirement Planning, Investment Advisory, Bloomberg, Uniform Combined State..., Financial Analysis, Strategic Financial..., Series 63, Risk Management, Securities, Asset Allocation, Trading, Fixed Income
Education
University of North Georgia 2002 — 2007
Finance, Financial Derivatives, Economics
University of North Georgia 2002 — 2007
Accounting, Finance
LPL Financial November 2013 - Present
LPL Financial January 2010 - December 2013
LPL Financial April 2007 - January 2010
Skills
Wealth Management, Investments, Series 7, Bonds, Mutual Funds, Retirement Planning, Investment Advisory, Bloomberg, Uniform Combined State..., Financial Analysis, Strategic Financial..., Series 63, Risk Management, Securities, Asset Allocation, Trading, Fixed Income
Education
University of North Georgia 2002 — 2007
Finance, Financial Derivatives, Economics
University of North Georgia 2002 — 2007
Accounting, Finance
Rhonada Chambers's LPL Financial Experience June 2014 - Present
Job Sr.Events & Conference Specialist at LPL Financial IS Business Development
Industry Financial Services
Experience
LPL Financial June 2014 - Present
LPL Financial April 2010 - Present
Charming Shoppes Lane Bryant May 2009 - April 2010
Wachovia Bank December 2006 - June 2008
Wachovia Securities November 2005 - December 2006
Wachovia Securities November 2005 - December 2006
WACHOVIA July 2005 - November 2005
Skills
Banking, Financial Services, Management, Customer Service, Microsoft Office, Leadership, Process Improvement, Investments, Credit
Education
University of North Carolina at Charlotte 1989 — 1993
LPL Financial June 2014 - Present
LPL Financial April 2010 - Present
Charming Shoppes Lane Bryant May 2009 - April 2010
Wachovia Bank December 2006 - June 2008
Wachovia Securities November 2005 - December 2006
Wachovia Securities November 2005 - December 2006
WACHOVIA July 2005 - November 2005
Skills
Banking, Financial Services, Management, Customer Service, Microsoft Office, Leadership, Process Improvement, Investments, Credit
Education
University of North Carolina at Charlotte 1989 — 1993
Ayinde Usher's LPL Financial Experience April 2001 - July 2012
Job Lab Engineer at Teradata
Industry Information Technology and Services
Experience
Teradata July 2012 - Present
LPL Financial April 2001 - July 2012
LPL Financial April 2001 - July 2012
ImageWare Software February 2000 - April 2001
Skills
Access, Customer Service, Troubleshooting, Team Building, Microsoft Office, Microsoft Excel, Disaster Recovery, Data Center
Education
UNIVERSITY OF DETOIT MERCY 1996 — 1997
Business Administration
University of New Haven 1995 — 1996
Business Administration
MIRAMAR COLLEGE
Teradata July 2012 - Present
LPL Financial April 2001 - July 2012
LPL Financial April 2001 - July 2012
ImageWare Software February 2000 - April 2001
Skills
Access, Customer Service, Troubleshooting, Team Building, Microsoft Office, Microsoft Excel, Disaster Recovery, Data Center
Education
UNIVERSITY OF DETOIT MERCY 1996 — 1997
Business Administration
University of New Haven 1995 — 1996
Business Administration
MIRAMAR COLLEGE
Joy S. Clary's LPL Financial Experience July 2011 - January 2012
Job Registered Client Associate at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors March 2015 - Present
Janney Montgomery Scott March 2013 - March 2015
Wells Fargo Advisors January 2012 - March 2013
LPL Financial July 2011 - January 2012
LPL Financial August 2010 - July 2011
BB&T Investment Services July 2002 - May 2010
Smith Barney 1998 - 2002
Skills
Microsoft Office, Management, Beta, Oracle, IBPM and..., Training, Business Development, Program Management, Marketing, SharePoint, Coaching, Customer Service, Sales Management, Team Management, Investments, Mutual Funds, Securities
Education
University of North Carolina at Wilmington
Wells Fargo Advisors March 2015 - Present
Janney Montgomery Scott March 2013 - March 2015
Wells Fargo Advisors January 2012 - March 2013
LPL Financial July 2011 - January 2012
LPL Financial August 2010 - July 2011
BB&T Investment Services July 2002 - May 2010
Smith Barney 1998 - 2002
Skills
Microsoft Office, Management, Beta, Oracle, IBPM and..., Training, Business Development, Program Management, Marketing, SharePoint, Coaching, Customer Service, Sales Management, Team Management, Investments, Mutual Funds, Securities
Education
University of North Carolina at Wilmington
Santino Rolle's LPL Financial Experience December 2007 - March 2013
Job Sr. Commissions Specialist at LPL Financial
Industry Financial Services
Experience
Capital Guardian LLC March 2013 - Present
LPL Financial December 2007 - March 2013
Skills
Financial Analysis, Microsoft Excel, Access, Customer Service, Outlook, Banking, Oracle SQL, General Ledger, Account Reconciliation, Bank Reconciliation, Month End Close, Data Entry, Financial Reporting
Education
University of North Carolina at Charlotte 1996 — 2001
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Capital Guardian LLC March 2013 - Present
LPL Financial December 2007 - March 2013
Skills
Financial Analysis, Microsoft Excel, Access, Customer Service, Outlook, Banking, Oracle SQL, General Ledger, Account Reconciliation, Bank Reconciliation, Month End Close, Data Entry, Financial Reporting
Education
University of North Carolina at Charlotte 1996 — 2001
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Mike Mellows's LPL Financial Experience August 2003 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial August 2003 - Present
LPL Financial June 1986 - Present
Education
University of Nevada-Reno 1974 — 1979
BS, Business Management
Wooster High School 1970 — 1974
LPL Financial August 2003 - Present
LPL Financial June 1986 - Present
Education
University of Nevada-Reno 1974 — 1979
BS, Business Management
Wooster High School 1970 — 1974
emanuel beatty's LPL Financial Experience July 2014 - Present
Job Tech Support at LPL Financial
Industry Information Technology and Services
Experience
LPL Financial July 2014 - Present
Carolina Bank May 2012 - Present
Education
University of North Carolina at Greensboro 2008 — 2013
Bachelor's Degree, Business Administration
LPL Financial July 2014 - Present
Carolina Bank May 2012 - Present
Education
University of North Carolina at Greensboro 2008 — 2013
Bachelor's Degree, Business Administration
Chris Malikian's LPL Financial Experience November 2000 - January 2001
Job Software Engineer at Allianz Global Investors
Industry Investment Management
Experience
Allianz Global Investors January 2009 - Present
Nicholas Applegate January 1997 - December 2008
Brandes Investment Partners February 2006 - June 2006
All Kids Count April 2001 - August 2001
Broadband April 2001 - August 2001
Del Mar Thoroughbred Club March 2001 - August 2001
Pulse Electronics Corporation August 1999 - April 2001
LPL Financial November 2000 - January 2001
UC San Diego August 2000 - November 2000
Level Red April 2000 - July 2000
Skills
Sybase, Microsoft SQL Server, SQL, Perl, .NET, C#, ETL, Java, Oracle, Web Services, XML, Unix, Windows, VBA, HTML, JavaScript, ColdFusion, VBScript, SWIFT messaging, Data Warehousing, DTS, PACER, Cognos, Business Objects, Microsoft Office, Latent Zero, Bloomberg, XSP, Exceed, Fixed Income, Trading Systems, Unix Shell Scripting, Visual Basic, Analysis, SDLC
Education
University of North Carolina at Wilmington 1990 — 1995
Bachelor's degree, Economics and Computer Science, A
Allianz Global Investors January 2009 - Present
Nicholas Applegate January 1997 - December 2008
Brandes Investment Partners February 2006 - June 2006
All Kids Count April 2001 - August 2001
Broadband April 2001 - August 2001
Del Mar Thoroughbred Club March 2001 - August 2001
Pulse Electronics Corporation August 1999 - April 2001
LPL Financial November 2000 - January 2001
UC San Diego August 2000 - November 2000
Level Red April 2000 - July 2000
Skills
Sybase, Microsoft SQL Server, SQL, Perl, .NET, C#, ETL, Java, Oracle, Web Services, XML, Unix, Windows, VBA, HTML, JavaScript, ColdFusion, VBScript, SWIFT messaging, Data Warehousing, DTS, PACER, Cognos, Business Objects, Microsoft Office, Latent Zero, Bloomberg, XSP, Exceed, Fixed Income, Trading Systems, Unix Shell Scripting, Visual Basic, Analysis, SDLC
Education
University of North Carolina at Wilmington 1990 — 1995
Bachelor's degree, Economics and Computer Science, A
Kathryn Embrey's LPL Financial Experience May 2013 - Present
Job Manager Mutual Fund Corrections at LPL Financial
Industry Financial Services
Experience
LPL Financial May 2013 - Present
LPL Financial December 2011 - April 2013
LPL Financial September 2007 - December 2011
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook
Education
University of North Carolina at Wilmington 2001 — 2005
Bachelor of Science, Business Administration, Finance
LPL Financial May 2013 - Present
LPL Financial December 2011 - April 2013
LPL Financial September 2007 - December 2011
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook
Education
University of North Carolina at Wilmington 2001 — 2005
Bachelor of Science, Business Administration, Finance
Leela Gottumukkala's LPL Financial Experience September 2013 - Present
Job AVP, Development Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial September 2013 - Present
Bank of America August 2005 - September 2013
Optum / Click Commerce May 2003 - August 2005
Laila Infotech Ltd May 2000 - April 2001
Skills
.NET, Microsoft SQL Server, JavaScript, jQuery, Java, SSRS, Dundas, SDLC, Software Development, Requirements Analysis, SQL, Business Analysis, Databases, Software Project..., Agile Methodologies, Database Design, Process Improvement
Education
University of North Carolina at Charlotte 2002 — 2003
Master's degree, Computer Science
LPL Financial September 2013 - Present
Bank of America August 2005 - September 2013
Optum / Click Commerce May 2003 - August 2005
Laila Infotech Ltd May 2000 - April 2001
Skills
.NET, Microsoft SQL Server, JavaScript, jQuery, Java, SSRS, Dundas, SDLC, Software Development, Requirements Analysis, SQL, Business Analysis, Databases, Software Project..., Agile Methodologies, Database Design, Process Improvement
Education
University of North Carolina at Charlotte 2002 — 2003
Master's degree, Computer Science
Richard Weemhoff's LPL Financial Experience January 2013 - Present
Job Assistant Vice President at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2013 - Present
LPL Financial March 2010 - January 2013
Synergy Investment Group July 2009 - March 2010
Skills
Compliance, Alternative Investments, Equity Trading, Regulatory Affairs
Education
University of North Carolina at Charlotte
Bachelor of Arts (BA), English Language and Literature, General
LPL Financial January 2013 - Present
LPL Financial March 2010 - January 2013
Synergy Investment Group July 2009 - March 2010
Skills
Compliance, Alternative Investments, Equity Trading, Regulatory Affairs
Education
University of North Carolina at Charlotte
Bachelor of Arts (BA), English Language and Literature, General
Chloe Collins's LPL Financial Experience February 2008 - November 2012
Job Treasury Analyst at Ally Financial Inc.
Industry Financial Services
Experience
Ally Financial Inc. November 2013 - Present
Bank of America November 2012 - November 2013
LPL Financial February 2008 - November 2012
Skills
Cash Management, Settlement Services, Treasury Services, Equity Derivatives, Interest Rate..., Equity Swaps, Equity Capital Markets, Interest Rate Swaps, Collateral, Customer Service, Qualified Retirement..., IRAs
Education
University of North Carolina at Charlotte
Ally Financial Inc. November 2013 - Present
Bank of America November 2012 - November 2013
LPL Financial February 2008 - November 2012
Skills
Cash Management, Settlement Services, Treasury Services, Equity Derivatives, Interest Rate..., Equity Swaps, Equity Capital Markets, Interest Rate Swaps, Collateral, Customer Service, Qualified Retirement..., IRAs
Education
University of North Carolina at Charlotte
Elisha Oliver's LPL Financial Experience January 2015 - May 2015
Job Customer Service Expert
Industry Financial Services
Experience
LPL Financial January 2015 - May 2015
Bank of America October 2014 - January 2015
SEI Investments October 2012 - August 2014
Morgan Stanley October 2008 - September 2012
Merrill Lynch March 2005 - September 2008
Bank of America August 2002 - February 2005
Allstate October 1998 - May 2002
Skills
Financial Analysis, Finance, Banking, Analysis, Microsoft Office, Microsoft Word, Teamwork, Mutual Funds, Process Improvement
Education
University of North Carolina at Charlotte 1998 — 2002
Bachelor's degree, English Language and Literature, General
LPL Financial January 2015 - May 2015
Bank of America October 2014 - January 2015
SEI Investments October 2012 - August 2014
Morgan Stanley October 2008 - September 2012
Merrill Lynch March 2005 - September 2008
Bank of America August 2002 - February 2005
Allstate October 1998 - May 2002
Skills
Financial Analysis, Finance, Banking, Analysis, Microsoft Office, Microsoft Word, Teamwork, Mutual Funds, Process Improvement
Education
University of North Carolina at Charlotte 1998 — 2002
Bachelor's degree, English Language and Literature, General
John Songer's LPL Financial Experience 1994 - 2003
Job Institutional Equity Sales at Global Hunter Securities
Industry Investment Banking
Experience
Global Hunter Securities 2010 - 2015
Capital One Southcoast July 2003 - July 2010
LPL Financial 1994 - 2003
First National Bank of Commerce / Marquis Investments 1992 - 1994
Skills
Equities, Investment Banking, Capital Markets, Valuation, Investments, Financial Modeling, Financial Analysis, Corporate Finance, Hedge Funds, Fixed Income
Education
University of New Orleans
Master of Business Administration (M.B.A.), Finance
University of New Orleans
Bachelor’s Degree, Finance
Global Hunter Securities 2010 - 2015
Capital One Southcoast July 2003 - July 2010
LPL Financial 1994 - 2003
First National Bank of Commerce / Marquis Investments 1992 - 1994
Skills
Equities, Investment Banking, Capital Markets, Valuation, Investments, Financial Modeling, Financial Analysis, Corporate Finance, Hedge Funds, Fixed Income
Education
University of New Orleans
Master of Business Administration (M.B.A.), Finance
University of New Orleans
Bachelor’s Degree, Finance
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.