LPL Financial
Industry: Financial services company
DescriptionLPL Financial LLC is the largest independent broker-dealer in the United States. As of 2017 the company had more than 15,000 financial advisors, over $615 billion in advisory & brokerage assets, and generated approximately $4.2 billion in annual revenue for the 2017 fiscal year. Headquarters: Boston, Massachusetts, United States CEO: Dan Arnold (Jan 2017–) Subsidiaries: AdvisoryWorld, Inc., LINSCO PRIVATE LEDGER CORP, Private Trust Co, Fortigent Holdings Company, Inc. Parent organization: LPL Financial Holdings Inc
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3,941 LPL Financial employees in database. Find out everything there's to know about LPL Financial employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
LPL Financial Employees
Employee
Years
Job
Industry
Richard Valderrama, CISA, CRISC Richard Valderrama, CISA, CRISC's LPL Financial Experience September 2014 - Present
Job Helping technology organizations effectively manage their risks and compliance obligations
Industry Information Technology and Services
Experience
LPL Financial September 2014 - Present
Feeding America San Diego May 2014 - August 2014
Morgan Stanley August 2005 - January 2014
The Bank of New York August 2002 - July 2005
Deloitte & Touche LLP September 2000 - July 2002
Deutsche Bank June 1999 - August 1999
Education
Rutgers, The State University of New Jersey-New Brunswick 1996 — 2000
Bachelor of Science (B.S.), Management Science and Information Systems (MSIS)
LPL Financial September 2014 - Present
Feeding America San Diego May 2014 - August 2014
Morgan Stanley August 2005 - January 2014
The Bank of New York August 2002 - July 2005
Deloitte & Touche LLP September 2000 - July 2002
Deutsche Bank June 1999 - August 1999
Education
Rutgers, The State University of New Jersey-New Brunswick 1996 — 2000
Bachelor of Science (B.S.), Management Science and Information Systems (MSIS)
James (J.C.) Knapp, AIF® James (J.C.) Knapp, AIF®'s LPL Financial Experience August 2009 - Present
Job Retirement Income Planning | Wealth & LPL Investment Advisor Representative
Industry Investment Management
Experience
LPL Financial August 2009 - Present
Education
Rockhurst University 1998 — 2002
BSBA, Finance and Economics
St. Louis University High 1994 — 1998
LPL Financial August 2009 - Present
Education
Rockhurst University 1998 — 2002
BSBA, Finance and Economics
St. Louis University High 1994 — 1998
Joseph D'Amico, CIMA®, AIF® Joseph D'Amico, CIMA®, AIF®'s LPL Financial Experience November 2007 - Present
Job Vice President, Sr. Regional Advisory Consultant at LPL Financial Investment & Planning Solutions
Industry Financial Services
Experience
LPL Financial November 2007 - Present
UBS Wealth Management February 2005 - November 2007
UBS Wealth Management August 2001 - February 2005
UBS Wealth Management June 1998 - August 2001
UBS Wealth Management January 1996 - June 1998
Skills
Series 7, Series 63, Series 65, Certified Investment..., Accredited Investment..., Asset Allocation, Portfolio Management, Wealth Management, Financial Services, Mutual Funds, ETFs, Separately Managed..., Finance, Investment Strategies, Fiduciary, Financial Advisory, Alternative Investments, Investments
Education
Ramapo College of New Jersey
Bachelor of Science (B.S.), Finance, General
Bergen County Police and Fire Academy
Fordham University
Don Bosco Preparatory High School
LPL Financial November 2007 - Present
UBS Wealth Management February 2005 - November 2007
UBS Wealth Management August 2001 - February 2005
UBS Wealth Management June 1998 - August 2001
UBS Wealth Management January 1996 - June 1998
Skills
Series 7, Series 63, Series 65, Certified Investment..., Accredited Investment..., Asset Allocation, Portfolio Management, Wealth Management, Financial Services, Mutual Funds, ETFs, Separately Managed..., Finance, Investment Strategies, Fiduciary, Financial Advisory, Alternative Investments, Investments
Education
Ramapo College of New Jersey
Bachelor of Science (B.S.), Finance, General
Bergen County Police and Fire Academy
Fordham University
Don Bosco Preparatory High School
Steven Kratz Steven Kratz's LPL Financial Experience March 2010 - December 2013
Job Supervisor
Industry Financial Services
Experience
MetLife December 2014 - Present
MetLife January 2014 - Present
LPL Financial March 2010 - December 2013
Titanium Solutions August 2009 - February 2010
MASS MUTUAL FINANCIAL GROUP December 2008 - May 2009
IKON Office Solutions February 2004 - September 2008
2004SUMMIT DOCUMENT SERVICES February 2001 - January 2002
ROYAL CUP COFFEE INC January 1997 - January 2001
BARNES & NOBLE INC January 1992 - January 1997
Skills
Management, Recruiting, Training, Account Management, Leadership, Insurance, Sales, New Business Development, Selling, Employee Benefits, Business Analysis, Customer Retention, PowerPoint, Financial Services, Investments, Microsoft Office, Inventory Management, Customer Satisfaction, Team Building, Salesforce.com, Marketing, Budgets, Cold Calling, Microsoft Word, Series 6, Sales Process, Series 7, Coaching, Retirement, Mutual Funds, Operations Management, CRM, Financial Advisory, Team Leadership, Investment Advisory, Investment Strategies, Securities, FINRA, Asset Allocation, Wealth Management, Sales Operations, Retirement Planning
Education
QUEENS COLLEGE, CUNY 1990 — 1992
Psychology
Queens College 1990 — 1992
DNF, Pyschology
MetLife December 2014 - Present
MetLife January 2014 - Present
LPL Financial March 2010 - December 2013
Titanium Solutions August 2009 - February 2010
MASS MUTUAL FINANCIAL GROUP December 2008 - May 2009
IKON Office Solutions February 2004 - September 2008
2004SUMMIT DOCUMENT SERVICES February 2001 - January 2002
ROYAL CUP COFFEE INC January 1997 - January 2001
BARNES & NOBLE INC January 1992 - January 1997
Skills
Management, Recruiting, Training, Account Management, Leadership, Insurance, Sales, New Business Development, Selling, Employee Benefits, Business Analysis, Customer Retention, PowerPoint, Financial Services, Investments, Microsoft Office, Inventory Management, Customer Satisfaction, Team Building, Salesforce.com, Marketing, Budgets, Cold Calling, Microsoft Word, Series 6, Sales Process, Series 7, Coaching, Retirement, Mutual Funds, Operations Management, CRM, Financial Advisory, Team Leadership, Investment Advisory, Investment Strategies, Securities, FINRA, Asset Allocation, Wealth Management, Sales Operations, Retirement Planning
Education
QUEENS COLLEGE, CUNY 1990 — 1992
Psychology
Queens College 1990 — 1992
DNF, Pyschology
Joseph Winkler, CFA Joseph Winkler, CFA's LPL Financial Experience July 2010 - April 2014
Job Portfolio Control Analyst at Capital Group
Industry Financial Services
Experience
Capital Group April 2014 - Present
LPL Financial July 2010 - April 2014
Rydex Investments February 2008 - July 2009
Capital Financial Partners May 2006 - July 2007
Skills
Investments, Portfolio Management, Strategic Financial..., Mutual Funds, Leadership, Analysis, Finance, Accounting, Strategy, Account Reconciliation, Retirement
Education
Purdue University 2001 — 2006
Bachelor's degree, Economics
Purdue University 2001 — 2006
Bachelor's degree, Psychology
Capital Group April 2014 - Present
LPL Financial July 2010 - April 2014
Rydex Investments February 2008 - July 2009
Capital Financial Partners May 2006 - July 2007
Skills
Investments, Portfolio Management, Strategic Financial..., Mutual Funds, Leadership, Analysis, Finance, Accounting, Strategy, Account Reconciliation, Retirement
Education
Purdue University 2001 — 2006
Bachelor's degree, Economics
Purdue University 2001 — 2006
Bachelor's degree, Psychology
Brian Standefer, CFP® Brian Standefer, CFP®'s LPL Financial Experience June 2007 - Present
Job Sr. Wealth Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2007 - Present
Education
Rice University 2009 — 2010
CFP® Education Program
University of Houston, C.T. Bauer College of Business 2005 — 2007
Bachelor's Business Administration, Finance
LPL Financial June 2007 - Present
Education
Rice University 2009 — 2010
CFP® Education Program
University of Houston, C.T. Bauer College of Business 2005 — 2007
Bachelor's Business Administration, Finance
Luis DaCosta, CFP® Luis DaCosta, CFP®'s LPL Financial Experience January 2005 - Present
Job Certified Financial Planner™
Industry Financial Services
Experience
LPL Financial January 2005 - Present
New England Financial June 2001 - December 2004
Education
Rutgers University-New Brunswick 1997 — 2001
Bachelors, Mathematics
Westfield High School 1993 — 1997
Soehl Middle School
LPL Financial January 2005 - Present
New England Financial June 2001 - December 2004
Education
Rutgers University-New Brunswick 1997 — 2001
Bachelors, Mathematics
Westfield High School 1993 — 1997
Soehl Middle School
Hailey Sherwood's LPL Financial Experience January 2015 - June 2015
Job Benefits Specialist at AAOA Healthcare Affiliated Services, LLC
Industry Insurance
Experience
AAOA Healthcare - Affiliated Services, LLC August 2015 - Present
Red Dog Interactive, Inc. January 2015 - June 2015
LPL Financial January 2015 - June 2015
WSU Dining Services August 2013 - May 2014
WSU New Student Programs May 2012 - August 2012
Skills
Leadership, Public Speaking, Training, Teamwork, Team Building, Customer Service, Payroll, Event Planning, Social Networking, Social Media
Education
Washington State University 2010 — 2014
Bachelor of Arts (B.A.), Accounting, 3.55 GPA
Richmond, The American International University in London 2013 — 2013
AAOA Healthcare - Affiliated Services, LLC August 2015 - Present
Red Dog Interactive, Inc. January 2015 - June 2015
LPL Financial January 2015 - June 2015
WSU Dining Services August 2013 - May 2014
WSU New Student Programs May 2012 - August 2012
Skills
Leadership, Public Speaking, Training, Teamwork, Team Building, Customer Service, Payroll, Event Planning, Social Networking, Social Media
Education
Washington State University 2010 — 2014
Bachelor of Arts (B.A.), Accounting, 3.55 GPA
Richmond, The American International University in London 2013 — 2013
Chuck Farmer Chuck Farmer's LPL Financial Experience November 2012 - Present
Job Owner/Partner/Financial Consultant at Knox Wealth Partners
Industry Financial Services
Experience
Knox Wealth Partners October 2014 - Present
LPL Financial November 2012 - Present
ATW November 2012 - October 2014
Lincoln Financial Securities Corporation May 2010 - November 2012
BB&T Insurance October 2004 - November 2008
BB&T investment Services, Inc October 2004 - November 2008
Skills
Retirement Planning, Estate Planning, Life Insurance, Wealth Management, Investments, Insurance, Retirement, Securities, FINRA, Financial Services, Series 6, 401k, Family Business, Non-Qualified Deferred..., Series 63, Personal Financial..., Finance, Investment Advisory, IRAs, Business Strategy
Education
Princeton Theological Seminary 1976 — 1979
Master of Divinity (M.Div.)
University of North Carolina at Chapel Hill 1972 — 1976
Bachelor's degree
Memphis University School 1969 — 1972
High School Diploma
Knox Wealth Partners October 2014 - Present
LPL Financial November 2012 - Present
ATW November 2012 - October 2014
Lincoln Financial Securities Corporation May 2010 - November 2012
BB&T Insurance October 2004 - November 2008
BB&T investment Services, Inc October 2004 - November 2008
Skills
Retirement Planning, Estate Planning, Life Insurance, Wealth Management, Investments, Insurance, Retirement, Securities, FINRA, Financial Services, Series 6, 401k, Family Business, Non-Qualified Deferred..., Series 63, Personal Financial..., Finance, Investment Advisory, IRAs, Business Strategy
Education
Princeton Theological Seminary 1976 — 1979
Master of Divinity (M.Div.)
University of North Carolina at Chapel Hill 1972 — 1976
Bachelor's degree
Memphis University School 1969 — 1972
High School Diploma
Andrew Frangos's LPL Financial Experience December 2013 - May 2014
Job Recent Graduate at Rutgers, The State University of New JerseyCamden
Industry
Experience
LPL Financial December 2013 - May 2014
Clark Capital Management Group March 2014 - April 2014
Skills
PowerPoint, Teamwork, Microsoft Excel, Microsoft Office, Data Analysis, Research, Microsoft Word, Customer Service, Windows, Social Media, Photoshop, Java, Matlab, English, HTML, Public Speaking, C++, Outlook, Quantitative Research, Morningstar, Salesforce.com
Education
Rutgers, The State University of New Jersey-Camden
Bachelor's Degree, Finance, General
LPL Financial December 2013 - May 2014
Clark Capital Management Group March 2014 - April 2014
Skills
PowerPoint, Teamwork, Microsoft Excel, Microsoft Office, Data Analysis, Research, Microsoft Word, Customer Service, Windows, Social Media, Photoshop, Java, Matlab, English, HTML, Public Speaking, C++, Outlook, Quantitative Research, Morningstar, Salesforce.com
Education
Rutgers, The State University of New Jersey-Camden
Bachelor's Degree, Finance, General
Nathaniel Dutko's LPL Financial Experience March 2014 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2014 - Present
Skills
Investment Advisory, Securities, Portfolio Management, Asset Management, Investment Strategies, Estate Planning, Alternative Investments, Equities, IRAs, 401k
Education
Purdue University - Krannert School of Management 2001 — 2005
Management/Economics, Business Management and Economics
LPL Financial March 2014 - Present
Skills
Investment Advisory, Securities, Portfolio Management, Asset Management, Investment Strategies, Estate Planning, Alternative Investments, Equities, IRAs, 401k
Education
Purdue University - Krannert School of Management 2001 — 2005
Management/Economics, Business Management and Economics
Jessica Morris Jessica Morris's LPL Financial Experience September 2013 - August 2014
Job Recruiter at MARCOA Publishing
Industry Staffing and Recruiting
Experience
MARCOA Publishing August 2014 - November 2014
LPL Financial September 2013 - August 2014
SNI Companies January 2013 - July 2013
Sovereign Bank November 2012 - December 2012
Seven Step Recruiting April 2010 - September 2012
Everest Institute 2009 - 2010
NORDSTROM, INC January 2007 - January 2008
Skills
Recruiting, Negotiation, Market Analysis, Talent Acquisition, Applicant Tracking..., College Recruiting, Screening Resumes, Human Resources, Taleo, PeopleSoft, Screening, Cold Calling, CRM, Management, Hiring, Interviews, New Hire Orientations, Onboarding
Education
The University of Connecticut 2004 — 2007
Bachelors, Psychology with a minor in Sociology
Saddleback College 2002 — 2004
General Studies
Dana Point High School 1998 — 2002
MARCOA Publishing August 2014 - November 2014
LPL Financial September 2013 - August 2014
SNI Companies January 2013 - July 2013
Sovereign Bank November 2012 - December 2012
Seven Step Recruiting April 2010 - September 2012
Everest Institute 2009 - 2010
NORDSTROM, INC January 2007 - January 2008
Skills
Recruiting, Negotiation, Market Analysis, Talent Acquisition, Applicant Tracking..., College Recruiting, Screening Resumes, Human Resources, Taleo, PeopleSoft, Screening, Cold Calling, CRM, Management, Hiring, Interviews, New Hire Orientations, Onboarding
Education
The University of Connecticut 2004 — 2007
Bachelors, Psychology with a minor in Sociology
Saddleback College 2002 — 2004
General Studies
Dana Point High School 1998 — 2002
James McManus CMFC AAMS James McManus CMFC AAMS's LPL Financial Experience April 2014 - Present
Job Financial Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial April 2014 - Present
Ameriprise Financial Services, Inc. March 2009 - April 2014
Raymond James Financial Inc. February 2004 - March 2009
Charles Schwab August 1999 - February 2004
Morgan Stanley January 1995 - August 1999
Skills
Retirement Planning, Strategic Financial..., Mutual Funds, Retirement, Finance, Financial Services, Investment Strategies, Series 7, Wealth Management, Asset Allocation, Series 63, Financial Advisory, Uniform Combined State..., Investment Advisory, Investments, Securities, Asset Management, Portfolio Management, Alternative Investments, Equities, Financial Analysis
Education
Salve Regina University 1991 — 1995
BS, Finance
Xavier High School 1987 — 1991
LPL Financial April 2014 - Present
Ameriprise Financial Services, Inc. March 2009 - April 2014
Raymond James Financial Inc. February 2004 - March 2009
Charles Schwab August 1999 - February 2004
Morgan Stanley January 1995 - August 1999
Skills
Retirement Planning, Strategic Financial..., Mutual Funds, Retirement, Finance, Financial Services, Investment Strategies, Series 7, Wealth Management, Asset Allocation, Series 63, Financial Advisory, Uniform Combined State..., Investment Advisory, Investments, Securities, Asset Management, Portfolio Management, Alternative Investments, Equities, Financial Analysis
Education
Salve Regina University 1991 — 1995
BS, Finance
Xavier High School 1987 — 1991
Abby McLaughlin Abby McLaughlin's LPL Financial Experience October 2014 - May 2015
Job Performance Analyst at NEPC
Industry Financial Services
Experience
NEPC, LLC June 2015 - Present
LPL Financial October 2014 - May 2015
Capital Good Fund October 2013 - July 2014
Skills
Finance, Salesforce, BNI Mentoring, Debt Management, Budgets, Data Analysis, Economics, Accounting, Microsoft Office, Financial Modeling, Analysis
Education
Providence College 2011 — 2015
Bachelor of Science (BS), Finance
Westhampton Beach High School 2007 — 2011
High School
NEPC, LLC June 2015 - Present
LPL Financial October 2014 - May 2015
Capital Good Fund October 2013 - July 2014
Skills
Finance, Salesforce, BNI Mentoring, Debt Management, Budgets, Data Analysis, Economics, Accounting, Microsoft Office, Financial Modeling, Analysis
Education
Providence College 2011 — 2015
Bachelor of Science (BS), Finance
Westhampton Beach High School 2007 — 2011
High School
Cameron Barrett's LPL Financial Experience September 2011 - December 2011
Job Datacenter Technician at ColoCrossing
Industry Computer & Network Security
Experience
ColoCrossing May 2015 - Present
CCRG Marketing and Teleservices August 2014 - May 2015
Northtown Volvo Porsche Land Rover January 2014 - May 2014
Tops Markets May 2011 - August 2013
7-Eleven February 2013 - May 2013
Rochester Institute of Technology December 2012 - May 2013
West Seneca West Senior High November 2011 - January 2012
LPL Financial September 2011 - December 2011
Skills
Linux, Strategic Planning, Social Engineering, Node.js, JavaScript, Networking, Web Development, Python, HTML5, CSS, Bitcoin, Digital Forensics, Arch Linux, Mobile Applications, Altcoins, Information Security, Cloud Computing, Social Media Marketing, Social Networking, C++, Digital Marketing, Information Technology, Computer Security, Troubleshooting, Security, Hardware, Windows, Software Development
Education
Rochester Institute of Technology 2012 — 2013
Information Security and Forensics
ColoCrossing May 2015 - Present
CCRG Marketing and Teleservices August 2014 - May 2015
Northtown Volvo Porsche Land Rover January 2014 - May 2014
Tops Markets May 2011 - August 2013
7-Eleven February 2013 - May 2013
Rochester Institute of Technology December 2012 - May 2013
West Seneca West Senior High November 2011 - January 2012
LPL Financial September 2011 - December 2011
Skills
Linux, Strategic Planning, Social Engineering, Node.js, JavaScript, Networking, Web Development, Python, HTML5, CSS, Bitcoin, Digital Forensics, Arch Linux, Mobile Applications, Altcoins, Information Security, Cloud Computing, Social Media Marketing, Social Networking, C++, Digital Marketing, Information Technology, Computer Security, Troubleshooting, Security, Hardware, Windows, Software Development
Education
Rochester Institute of Technology 2012 — 2013
Information Security and Forensics
John Matson CFP's LPL Financial Experience April 2007 - June 2015
Job Branch Manager at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. June 2015 - Present
LPL Financial April 2007 - June 2015
Morgan Stanley Smith Barney September 2004 - April 2007
Merrill Lynch January 1996 - September 2004
Education
Rollins College 1974 — 1978
Bachelor of Business Administration (B.B.A.), Finance and Financial Management Services
Ameriprise Financial Services, Inc. June 2015 - Present
LPL Financial April 2007 - June 2015
Morgan Stanley Smith Barney September 2004 - April 2007
Merrill Lynch January 1996 - September 2004
Education
Rollins College 1974 — 1978
Bachelor of Business Administration (B.B.A.), Finance and Financial Management Services
Lillian DeGasperis Lillian DeGasperis's LPL Financial Experience January 2009 - July 2015
Job Client Relationship Specialist
Industry Financial Services
Experience
LPL Financial January 2009 - July 2015
Morgan Stanley September 2006 - July 2008
Morgan Stanley April 1998 - September 2006
Skills
Series 7, Series 63, Securities, Mutual Funds, Series 24
Education
Rutgers, The State University of New Jersey-New Brunswick 1992 — 1996
Communications
LPL Financial January 2009 - July 2015
Morgan Stanley September 2006 - July 2008
Morgan Stanley April 1998 - September 2006
Skills
Series 7, Series 63, Securities, Mutual Funds, Series 24
Education
Rutgers, The State University of New Jersey-New Brunswick 1992 — 1996
Communications
Robert Aceto Robert Aceto's LPL Financial Experience February 2014 - Present
Job LPL Registered Financial Representative
Industry Financial Services
Experience
LPL Financial February 2014 - Present
Skills
Areas of
Education
Rider University 1989 — 1994
Bachelor's degree, Finance, General
High School
LPL Financial February 2014 - Present
Skills
Areas of
Education
Rider University 1989 — 1994
Bachelor's degree, Finance, General
High School
RJ Rittereiser RJ Rittereiser's LPL Financial Experience November 2013 - Present
Job Vice President, Business Development LPL Financial www.FINRA.org, www.SIPC.org
Industry Financial Services
Experience
LPL Financial November 2013 - Present
Edelman Financial Services May 2013 - June 2013
Ashfield Capital Partners, LLC December 2011 - May 2013
Evermore Global Advisors 2011 - October 2011
UBS Wealth Management September 2002 - October 2010
UBS Wealth Management September 2002 - April 2004
Merrill Lynch May 1997 - September 2002
Skills
FINRA, Talent Acquisition, Sales Leadership..., Manage Client..., Alternative Investments, Strategic Financial..., Series 7, Insurance, Sales Organization..., Private Clients, High Net Worth..., Client Origination, Financial Advisory, Series 63, Series 9, Series 10, Mutual Funds, Equities, Separate Accounts
Education
Providence College 1991 — 1995
BA, History
LPL Financial November 2013 - Present
Edelman Financial Services May 2013 - June 2013
Ashfield Capital Partners, LLC December 2011 - May 2013
Evermore Global Advisors 2011 - October 2011
UBS Wealth Management September 2002 - October 2010
UBS Wealth Management September 2002 - April 2004
Merrill Lynch May 1997 - September 2002
Skills
FINRA, Talent Acquisition, Sales Leadership..., Manage Client..., Alternative Investments, Strategic Financial..., Series 7, Insurance, Sales Organization..., Private Clients, High Net Worth..., Client Origination, Financial Advisory, Series 63, Series 9, Series 10, Mutual Funds, Equities, Separate Accounts
Education
Providence College 1991 — 1995
BA, History
Pete Hennrikus's LPL Financial Experience March 2011 - June 2013
Job Financial Advisor/COO at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch Bank Of America August 2014 - Present
LPL Financial March 2011 - June 2013
TechWave Consulting, Inc. November 1999 - November 2010
TechPlanet June 1997 - October 1999
Skills
Retirement Planning, Strategic Financial..., Series 7, Financial Advisory, Securities, Business Development, Insurance, Uniform Combined State..., FINRA, Strategy, Personal Finance, 401k Rollovers, IRAs, 529 Plans, Saving for Education, Investment Advisory, Retirement, Finance, Portfolio Management, Enterprise Software, Marketing Strategy
Education
University of Maryland College Park 1985 — 1988
B.A., English, Business
Randolph-Macon College 1983 — 1985
Merrill Lynch Bank Of America August 2014 - Present
LPL Financial March 2011 - June 2013
TechWave Consulting, Inc. November 1999 - November 2010
TechPlanet June 1997 - October 1999
Skills
Retirement Planning, Strategic Financial..., Series 7, Financial Advisory, Securities, Business Development, Insurance, Uniform Combined State..., FINRA, Strategy, Personal Finance, 401k Rollovers, IRAs, 529 Plans, Saving for Education, Investment Advisory, Retirement, Finance, Portfolio Management, Enterprise Software, Marketing Strategy
Education
University of Maryland College Park 1985 — 1988
B.A., English, Business
Randolph-Macon College 1983 — 1985
Shauna Keane's LPL Financial Experience March 2010 - April 2012
Job Business Planning Consultant at MetLife
Industry Financial Services
Experience
MetLife February 2015 - Present
MetLife April 2014 - February 2015
Northwestern Mutual April 2012 - April 2014
LPL Financial March 2010 - April 2012
Scott & Stringfellow June 2004 - March 2010
Freedom First Federal Credit Union December 2002 - April 2004
Walt Disney World August 2000 - January 2001
Skills
Series 7, Finance, Retirement Planning, Securities, Recruiting, Insurance, Customer Service, Series 63, Investments, Wealth Management, Financial Services, Retirement, Teamwork, Financial Advisory, Uniform Combined State..., FINRA, Mutual Funds, Series 66, IRAs, Outlook, Long Term Care Insurance, Life Insurance, Human Resources, Series 24, 401k Rollovers, Life, Wealth Management..., Event Planning, Strategic Communications, Corporate Communications, Writing
Education
Virginia Polytechnic Institute and State University 1998 — 2002
BA, Communication
Central Piedmont Community College
Certificate Program, Human Resources
Radford University 1999 — 2001
Media Studies
MetLife February 2015 - Present
MetLife April 2014 - February 2015
Northwestern Mutual April 2012 - April 2014
LPL Financial March 2010 - April 2012
Scott & Stringfellow June 2004 - March 2010
Freedom First Federal Credit Union December 2002 - April 2004
Walt Disney World August 2000 - January 2001
Skills
Series 7, Finance, Retirement Planning, Securities, Recruiting, Insurance, Customer Service, Series 63, Investments, Wealth Management, Financial Services, Retirement, Teamwork, Financial Advisory, Uniform Combined State..., FINRA, Mutual Funds, Series 66, IRAs, Outlook, Long Term Care Insurance, Life Insurance, Human Resources, Series 24, 401k Rollovers, Life, Wealth Management..., Event Planning, Strategic Communications, Corporate Communications, Writing
Education
Virginia Polytechnic Institute and State University 1998 — 2002
BA, Communication
Central Piedmont Community College
Certificate Program, Human Resources
Radford University 1999 — 2001
Media Studies
Hans Reese, CFP®, CRPC®, AAMS® Hans Reese, CFP®, CRPC®, AAMS®'s LPL Financial Experience February 2006 - May 2013
Job President at New Stage Investment Group
Industry Financial Services
Experience
New Stage Investment Group June 2013 - Present
LPL Financial February 2006 - May 2013
Morgan Stanley September 2003 - February 2006
Merrill Lynch December 2000 - August 2003
Embark Corporation January 2000 - December 2000
Emery Worldwide April 1996 - January 2000
Skills
Independent Financial..., Thought Leadership, Fee Based Investing, Conflict Free Advice, Social Security Planning, Tax Advantaged Investing, Financial Planning, Family Wealth Management, Wealth Preservation..., Sector Investing, Investment Risk..., Investment Policy..., Investment Performance..., Portfolio Review, Portfolio..., Portfolio Optimization, Portfolio Management, Investment Selection, Hourly Financial Advice, Executive Financial..., Retirement Planning, Estate Planning, Retirement Income, Retirement Savings, IRA, Roth IRA, 401k Rollovers, College Savings, Stocks & Bonds, Fixed Income Investing, Mutual Funds, Life Insurance, Annuity review, Company Retirement Plans, Public Speaking, Investor Education
Education
University of Colorado at Boulder - Leeds School of Business
Bachelor of Science in Business Administration, International Business
Punahou School
College of Fiancial Planning
New Stage Investment Group June 2013 - Present
LPL Financial February 2006 - May 2013
Morgan Stanley September 2003 - February 2006
Merrill Lynch December 2000 - August 2003
Embark Corporation January 2000 - December 2000
Emery Worldwide April 1996 - January 2000
Skills
Independent Financial..., Thought Leadership, Fee Based Investing, Conflict Free Advice, Social Security Planning, Tax Advantaged Investing, Financial Planning, Family Wealth Management, Wealth Preservation..., Sector Investing, Investment Risk..., Investment Policy..., Investment Performance..., Portfolio Review, Portfolio..., Portfolio Optimization, Portfolio Management, Investment Selection, Hourly Financial Advice, Executive Financial..., Retirement Planning, Estate Planning, Retirement Income, Retirement Savings, IRA, Roth IRA, 401k Rollovers, College Savings, Stocks & Bonds, Fixed Income Investing, Mutual Funds, Life Insurance, Annuity review, Company Retirement Plans, Public Speaking, Investor Education
Education
University of Colorado at Boulder - Leeds School of Business
Bachelor of Science in Business Administration, International Business
Punahou School
College of Fiancial Planning
Edward Dobrowolski, AIF®'s LPL Financial Experience April 2013 - January 2014
Job Regional Vice President of Sales at Guardian Life
Industry Investment Management
Experience
Guardian Life April 2015 - Present
Guardian Life January 2014 - April 2015
LPL Financial April 2013 - January 2014
Baggage Airline Guest Services, Inc. January 2012 - January 2013
Rollins College December 2010 - January 2013
Skills
Leadership, Analysis, Investments, Management, Research, Finance, Public Speaking, Recruiting, Microsoft Excel, Social Media, Economics, Portfolio Management, Sales, Financial Analysis, Retirement, Mutual Funds
Education
Rollins College 2009 — 2013
Bachelor of Arts (BA), Economics
Guardian Life April 2015 - Present
Guardian Life January 2014 - April 2015
LPL Financial April 2013 - January 2014
Baggage Airline Guest Services, Inc. January 2012 - January 2013
Rollins College December 2010 - January 2013
Skills
Leadership, Analysis, Investments, Management, Research, Finance, Public Speaking, Recruiting, Microsoft Excel, Social Media, Economics, Portfolio Management, Sales, Financial Analysis, Retirement, Mutual Funds
Education
Rollins College 2009 — 2013
Bachelor of Arts (BA), Economics
Sean Soh's LPL Financial Experience August 2009 - March 2012
Job Sales Consultant & Relationship Manager at Samsung Electronics America
Industry Consumer Electronics
Experience
Samsung Electronics America May 2013 - Present
Kinetic Marketing & Energy Solutions April 2011 - December 2013
Shelter Point Advisors November 2012 - June 2013
LPL Financial August 2009 - March 2012
General Electric (QM Security) November 2008 - July 2009
International Planning Alliance June 2006 - September 2006
Small Business Computers January 2003 - April 2005
Skills
Finance, Portfolio Management, Management, Mutual Funds, Wealth Management, Microsoft Excel, Securities, Financial Analysis, Analysis, Financial Services, Public Relations, Alternative Investments, Sourcing, Accounting, Access, Financial Reporting, Microsoft Office, Sales, Relationship Management, New Business Development, Networking
Education
Rutgers University 2004 — 2008
Bachelor of Arts, Business Economics
Rutgers, The State University of New Jersey-New Brunswick 2003 — 2008
Bachelor's degree, Economics
George Weiss Health Life and Law Insurance School
New York Institute of Finance
Samsung Electronics America May 2013 - Present
Kinetic Marketing & Energy Solutions April 2011 - December 2013
Shelter Point Advisors November 2012 - June 2013
LPL Financial August 2009 - March 2012
General Electric (QM Security) November 2008 - July 2009
International Planning Alliance June 2006 - September 2006
Small Business Computers January 2003 - April 2005
Skills
Finance, Portfolio Management, Management, Mutual Funds, Wealth Management, Microsoft Excel, Securities, Financial Analysis, Analysis, Financial Services, Public Relations, Alternative Investments, Sourcing, Accounting, Access, Financial Reporting, Microsoft Office, Sales, Relationship Management, New Business Development, Networking
Education
Rutgers University 2004 — 2008
Bachelor of Arts, Business Economics
Rutgers, The State University of New Jersey-New Brunswick 2003 — 2008
Bachelor's degree, Economics
George Weiss Health Life and Law Insurance School
New York Institute of Finance
Nicholas Orange's LPL Financial Experience 2007 - July 2013
Job Metlife
Industry Financial Services
David Raymond David Raymond's LPL Financial Experience October 2014 - Present
Job Financial Advisor
Industry Financial Services
Experience
LPL Financial October 2014 - Present
PNC Investments (Unofficial) December 2006 - August 2014
AXA Advisors May 1997 - November 2006
Skills
Investments, Retirement Planning, Mutual Funds, Investment Advisory, Asset Allocation, Strategic Financial..., Wealth Management, Financial Services, Series 7, Financial Analysis, Financial Advisory, Series 63, Investment Strategies, Securities
Education
Saint Joseph's University 1985 — 1988
Bachelor of Science (BS), Accounting
Archbishop Kennedy 1980 — 1983
LPL Financial October 2014 - Present
PNC Investments (Unofficial) December 2006 - August 2014
AXA Advisors May 1997 - November 2006
Skills
Investments, Retirement Planning, Mutual Funds, Investment Advisory, Asset Allocation, Strategic Financial..., Wealth Management, Financial Services, Series 7, Financial Analysis, Financial Advisory, Series 63, Investment Strategies, Securities
Education
Saint Joseph's University 1985 — 1988
Bachelor of Science (BS), Accounting
Archbishop Kennedy 1980 — 1983
Jonathan Meczywor, PPC Jonathan Meczywor, PPC's LPL Financial Experience June 2009 - Present
Job LPL Financial Advisor at Balance Rock Investment Group
Industry Financial Services
Experience
LPL Financial June 2009 - Present
Merrill Lynch February 2008 - July 2009
Wells Fargo September 2006 - February 2008
Skills
Investments, Retirement Planning, Mutual Funds, Securities, Wealth Management, Asset Managment, Professional Plan..., Small Business, Insurance, Asset Management, Financial Services, Series 63, Retirement, Finance, Series 7
Education
Robert Morris University 2012 — 2012
Professional Plan Consultant Designation
University of Maine 2000 — 2004
BA
LPL Financial June 2009 - Present
Merrill Lynch February 2008 - July 2009
Wells Fargo September 2006 - February 2008
Skills
Investments, Retirement Planning, Mutual Funds, Securities, Wealth Management, Asset Managment, Professional Plan..., Small Business, Insurance, Asset Management, Financial Services, Series 63, Retirement, Finance, Series 7
Education
Robert Morris University 2012 — 2012
Professional Plan Consultant Designation
University of Maine 2000 — 2004
BA
Chris Rohan Chris Rohan's LPL Financial Experience September 2010 - August 2011
Job Vice President, Director of Institutional & International Marketing at Eaton Vance
Industry Investment Management
Experience
Eaton Vance August 2011 - Present
LPL Financial September 2010 - August 2011
Fidelity Management & Research Co. January 2008 - September 2010
T. Rowe Price January 2000 - December 2007
Fidelity Investments November 1993 - December 1999
Merrill Lynch October 1988 - August 1993
Skills
Marketing Strategy, Investments, Marketing, Equities, Asset Management, Mutual Funds, Marketing Communications, Content Strategy, Social Media Marketing, Alternative Investments, Program Management, Management, Email Marketing, Marketing Research, Institutional Marketing, Strategic Marketing, Asset Managment, Sales, Asset Allocation, Series 7, Series 24
Education
Providence College 1984 — 1988
B.A.
Eaton Vance August 2011 - Present
LPL Financial September 2010 - August 2011
Fidelity Management & Research Co. January 2008 - September 2010
T. Rowe Price January 2000 - December 2007
Fidelity Investments November 1993 - December 1999
Merrill Lynch October 1988 - August 1993
Skills
Marketing Strategy, Investments, Marketing, Equities, Asset Management, Mutual Funds, Marketing Communications, Content Strategy, Social Media Marketing, Alternative Investments, Program Management, Management, Email Marketing, Marketing Research, Institutional Marketing, Strategic Marketing, Asset Managment, Sales, Asset Allocation, Series 7, Series 24
Education
Providence College 1984 — 1988
B.A.
Alyssa Miller, CIA Alyssa Miller, CIA's LPL Financial Experience April 2014 - Present
Job Sr. Analyst, Risk Management at LPL Financial
Industry Financial Services
Experience
LPL Financial April 2014 - Present
LPL Financial May 2013 - April 2014
Waddell & Reed June 2010 - May 2013
Waddell & Reed June 2009 - June 2010
Skills
Auditing, Internal Controls, Sarbanes-Oxley Act, Internal Audit, Financial Risk, Financial Reporting, Finance
Education
Rockhurst University 2006 — 2010
BSBA, Accounting
LPL Financial April 2014 - Present
LPL Financial May 2013 - April 2014
Waddell & Reed June 2010 - May 2013
Waddell & Reed June 2009 - June 2010
Skills
Auditing, Internal Controls, Sarbanes-Oxley Act, Internal Audit, Financial Risk, Financial Reporting, Finance
Education
Rockhurst University 2006 — 2010
BSBA, Accounting
Tom Scanlan's LPL Financial Experience August 2000 - March 2002
Job Compliance and Operations Officer
Industry Financial Services
Experience
Provenance Wealth Advisors Senior Compliance Officer/Due Diligence OfficerInvestacorp, Inc.March 2014 - August 2015
New York Life Insurance Company October 2012 - December 2013
New York Life Insurance Company February 2010 - October 2012
New York Life Insurance Company January 2006 - February 2010
New York Life Insurance Company January 2005 - January 2006
HJB Financial Group March 2002 - December 2004
LPL Financial August 2000 - March 2002
Skills
Securities, Financial Services, Fixed Annuities, Series 63, Mutual Funds, Investments, Insurance, Series 7, Strategic Financial..., Series 24, Retirement Planning, Finance, FINRA, Financial Planning, Life Insurance, Uniform Combined State..., Series 66, Series 53, Investment Advisory, Retirement, Auditing, Financial Analysis, Financial Reporting, Contract Negotiation, Internal Audit, Financial Audits, Financial Statement..., Regulatory Compliance, Compliance Management, Trade Compliance
Education
Rollins College 1993 — 1997
BA, Sociology
Provenance Wealth Advisors Senior Compliance Officer/Due Diligence OfficerInvestacorp, Inc.March 2014 - August 2015
New York Life Insurance Company October 2012 - December 2013
New York Life Insurance Company February 2010 - October 2012
New York Life Insurance Company January 2006 - February 2010
New York Life Insurance Company January 2005 - January 2006
HJB Financial Group March 2002 - December 2004
LPL Financial August 2000 - March 2002
Skills
Securities, Financial Services, Fixed Annuities, Series 63, Mutual Funds, Investments, Insurance, Series 7, Strategic Financial..., Series 24, Retirement Planning, Finance, FINRA, Financial Planning, Life Insurance, Uniform Combined State..., Series 66, Series 53, Investment Advisory, Retirement, Auditing, Financial Analysis, Financial Reporting, Contract Negotiation, Internal Audit, Financial Audits, Financial Statement..., Regulatory Compliance, Compliance Management, Trade Compliance
Education
Rollins College 1993 — 1997
BA, Sociology
Victoria Heinonen's LPL Financial Experience January 2015 - Present
Job Finance Accounting Intern at LPL Financial
Industry Higher Education
Experience
LPL Financial January 2015 - Present
Salve Regina University September 2011 - Present
Cartus May 2013 - August 2014
Sherman IGA August 2010 - March 2014
Skills
PowerPoint, Research, Public Speaking, Microsoft Office, Microsoft Word, Higher Education, Facebook, Microsoft Excel, Social Media
Education
Salve Regina University 2011 — 2015
Bachelor of Science (BS), Finance and Financial Management Services
New Milford High School 2007 — 2011
LPL Financial January 2015 - Present
Salve Regina University September 2011 - Present
Cartus May 2013 - August 2014
Sherman IGA August 2010 - March 2014
Skills
PowerPoint, Research, Public Speaking, Microsoft Office, Microsoft Word, Higher Education, Facebook, Microsoft Excel, Social Media
Education
Salve Regina University 2011 — 2015
Bachelor of Science (BS), Finance and Financial Management Services
New Milford High School 2007 — 2011
Glenn Pollack Glenn Pollack's LPL Financial Experience 2007 - 2012
Job Regional OSJ & Prime Relationship Manager at Girard Securities
Industry Financial Services
Experience
Girard Securities May 2013 - Present
LPL Financial 2007 - 2012
Del Mar Carmel Valley Sharks Soccer January 2001 - December 2011
Commonwealth Financial Network January 1996 - December 2007
TD Ameritrade June 1995 - June 2005
Direct Broking Limited September 1998 - April 1999
Skills
Management, Operations Management, Series..., Mergers, Recruiting, Employee Engagement, Finance, Mutual Funds, Customer Service, Alternative Investments, Risk Management, AML, Banking, Business Analysis, Vendor Management, Financial Analysis, Process Improvement, Program Management, Insurance, Team Management, Analysis, Project Management, Outsourcing, Mergers & Acquisitions, Anti Money Laundering, Financial Services, Investments
Education
Rutgers University 1992 — 1994
Bachelor's degree, Finance, General
Girard Securities May 2013 - Present
LPL Financial 2007 - 2012
Del Mar Carmel Valley Sharks Soccer January 2001 - December 2011
Commonwealth Financial Network January 1996 - December 2007
TD Ameritrade June 1995 - June 2005
Direct Broking Limited September 1998 - April 1999
Skills
Management, Operations Management, Series..., Mergers, Recruiting, Employee Engagement, Finance, Mutual Funds, Customer Service, Alternative Investments, Risk Management, AML, Banking, Business Analysis, Vendor Management, Financial Analysis, Process Improvement, Program Management, Insurance, Team Management, Analysis, Project Management, Outsourcing, Mergers & Acquisitions, Anti Money Laundering, Financial Services, Investments
Education
Rutgers University 1992 — 1994
Bachelor's degree, Finance, General
Marc Staley Marc Staley's LPL Financial Experience December 2010 - Present
Job LPL Financial Advisor / Managing Principal
Industry Financial Services
Experience
LPL Financial December 2010 - Present
M&T Bank October 2008 - December 2010
First Niagara Bank August 2004 - October 2008
Education
Rochester Institute of Technology 1993 — 2000
BS, Business Management
LPL Financial December 2010 - Present
M&T Bank October 2008 - December 2010
First Niagara Bank August 2004 - October 2008
Education
Rochester Institute of Technology 1993 — 2000
BS, Business Management
Jeffrey Keister's LPL Financial Experience July 2010 - Present
Job
Industry Financial Services
Experience
LPL Financial July 2010 - Present
Smith Barney Morgan Stanley Smith Barney February 2006 - June 2010
Legg Mason 2004 - 2006
CIS Global Inc. CIS Inc. July 1997 - 2004
Team Consulting June 1995 - July 1997
USAF January 1986 - January 1990
Skills
Investment Management, Retirement, Series 7, Wealth Management, Asset Management, Fixed Annuities, Investments, Retirement Planning, Mutual Funds, Securities, Estate Planning, Insurance, Financial Services, Alternative Investments
Education
University of Maryland Baltimore 2004 — 2004
AAMS
Salisbury University - Perdue School of Business 1991 — 1995
BS
LPL Financial July 2010 - Present
Smith Barney Morgan Stanley Smith Barney February 2006 - June 2010
Legg Mason 2004 - 2006
CIS Global Inc. CIS Inc. July 1997 - 2004
Team Consulting June 1995 - July 1997
USAF January 1986 - January 1990
Skills
Investment Management, Retirement, Series 7, Wealth Management, Asset Management, Fixed Annuities, Investments, Retirement Planning, Mutual Funds, Securities, Estate Planning, Insurance, Financial Services, Alternative Investments
Education
University of Maryland Baltimore 2004 — 2004
AAMS
Salisbury University - Perdue School of Business 1991 — 1995
BS
Chuck Simonds's LPL Financial Experience August 2012 - March 2015
Job Regional Advisory Consultant at Advisors Asset Management, Inc.
Industry Financial Services
Experience
Advisors Asset Management, Inc. April 2015 - Present
LPL Financial August 2012 - March 2015
LPL Financial March 2012 - August 2012
LPL Financial July 2009 - March 2012
Capstone Investments November 2006 - September 2008
Providence College Men's Basketball September 2001 - May 2005
Skills
Alternative Investments, Structured Products, Annuities, Mutual Funds, ETFs, Investments, Wealth Management, Series 7, Securities, Fixed Annuities, Financial Services, Investment Advisory, Retirement Planning, Portfolio Management, Retirement
Education
Providence College
Bachelor, Marketing
Advisors Asset Management, Inc. April 2015 - Present
LPL Financial August 2012 - March 2015
LPL Financial March 2012 - August 2012
LPL Financial July 2009 - March 2012
Capstone Investments November 2006 - September 2008
Providence College Men's Basketball September 2001 - May 2005
Skills
Alternative Investments, Structured Products, Annuities, Mutual Funds, ETFs, Investments, Wealth Management, Series 7, Securities, Fixed Annuities, Financial Services, Investment Advisory, Retirement Planning, Portfolio Management, Retirement
Education
Providence College
Bachelor, Marketing
Kenneth DiCicco Kenneth DiCicco's LPL Financial Experience April 2003 - Present
Job Financial Planner at LPL Financial
Industry Financial Services
Experience
LPL Financial April 2003 - Present
Skills
Financial Planning, Investments, Retirement Planning, Retirement
Education
University of Georgia - Terry College of Business 1996 — 1997
MBA, Finance, Risk Management
Rutgers University – Camden 1988 — 1993
BS, Business Management
Joyce Kilmer
School name:
LPL Financial April 2003 - Present
Skills
Financial Planning, Investments, Retirement Planning, Retirement
Education
University of Georgia - Terry College of Business 1996 — 1997
MBA, Finance, Risk Management
Rutgers University – Camden 1988 — 1993
BS, Business Management
Joyce Kilmer
School name:
Jeremy Newton, CFP® Jeremy Newton, CFP®'s LPL Financial Experience July 2006 - Present
Job CERTIFIED FINANCIAL PLANNER™
Industry Investment Management
Experience
LPL Financial July 2006 - Present
Edward Jones Investments September 2001 - July 2006
Radiate, Inc. October 1997 - July 2001
Siemens Energy & Automation May 1997 - October 1997
Skills
Investment Management, Investments, Strategic Financial..., Retirement Planning, Business Development, Entrepreneurship, Strategic Planning, New Business Development, Asset Managment, 401k, Wealth Management, Finance, Insurance, Series 7, Portfolio Management, Retirement, Series 63, Life Insurance, Securities, Financial Modeling, Personal Finance, Investment Strategies, Estate Planning, Mutual Funds, Fixed Annuities, Asset Management, Investment Advisory, Stocks, Variable Annuities, Financial Services, FINRA, Trading, Bonds, Financial Advisory, Financial Analysis
Education
Rose-Hulman Institute of Technology 1993 — 1997
BS, Computer Science & Economics
Southern Methodist University 1995 — 1995
Business and Economics coursework
LPL Financial July 2006 - Present
Edward Jones Investments September 2001 - July 2006
Radiate, Inc. October 1997 - July 2001
Siemens Energy & Automation May 1997 - October 1997
Skills
Investment Management, Investments, Strategic Financial..., Retirement Planning, Business Development, Entrepreneurship, Strategic Planning, New Business Development, Asset Managment, 401k, Wealth Management, Finance, Insurance, Series 7, Portfolio Management, Retirement, Series 63, Life Insurance, Securities, Financial Modeling, Personal Finance, Investment Strategies, Estate Planning, Mutual Funds, Fixed Annuities, Asset Management, Investment Advisory, Stocks, Variable Annuities, Financial Services, FINRA, Trading, Bonds, Financial Advisory, Financial Analysis
Education
Rose-Hulman Institute of Technology 1993 — 1997
BS, Computer Science & Economics
Southern Methodist University 1995 — 1995
Business and Economics coursework
Keon Haley Keon Haley's LPL Financial Experience June 2011 - February 2012
Job Experienced Business Analyst
Industry Computer Software
Experience
RR Donnelley February 2012 - Present
LPL Financial June 2011 - February 2012
Bank of America October 2010 - May 2011
USBank July 2007 - October 2010
Vanguard December 2006 - July 2007
Bank of America July 2006 - December 2006
Skills
Portfolio Management, Financial Analysis, Financial Modeling, Mutual Funds, Process Improvement, Microsoft Excel, Bloomberg, Business Analysis, Investments, Loans, Banking, Series 63, Equities, Project Management, PowerPoint, Valuation, Strategic Planning, Financial Services
Education
Radford University 2001 — 2006
Bachlors, Finance & Economics
RR Donnelley February 2012 - Present
LPL Financial June 2011 - February 2012
Bank of America October 2010 - May 2011
USBank July 2007 - October 2010
Vanguard December 2006 - July 2007
Bank of America July 2006 - December 2006
Skills
Portfolio Management, Financial Analysis, Financial Modeling, Mutual Funds, Process Improvement, Microsoft Excel, Bloomberg, Business Analysis, Investments, Loans, Banking, Series 63, Equities, Project Management, PowerPoint, Valuation, Strategic Planning, Financial Services
Education
Radford University 2001 — 2006
Bachlors, Finance & Economics
Daniel Eckert, MBA, RMA Daniel Eckert, MBA, RMA's LPL Financial Experience July 1992 - Present
Job Wealth Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial July 1992 - Present
A.G. Edwards & Sons, Inc. 1984 - 1992
Eppler, Guerin, & Turner Inc. 1983 - 1984
Merchants Fast Motor Lines 1982 - 1983
Captain, United States Air Force 1974 - 1981
Skills
Investment Management, Retirement Income..., Financial Services
Education
Sul Ross State University 1979 — 1981
Master of Business Administration (M.B.A.), Finance
Southern Methodist University 1971 — 1974
Bachelor of Business Administration (B.B.A.), Finance
Rutgers University-New Brunswick 1970 — 1971
LPL Financial July 1992 - Present
A.G. Edwards & Sons, Inc. 1984 - 1992
Eppler, Guerin, & Turner Inc. 1983 - 1984
Merchants Fast Motor Lines 1982 - 1983
Captain, United States Air Force 1974 - 1981
Skills
Investment Management, Retirement Income..., Financial Services
Education
Sul Ross State University 1979 — 1981
Master of Business Administration (M.B.A.), Finance
Southern Methodist University 1971 — 1974
Bachelor of Business Administration (B.B.A.), Finance
Rutgers University-New Brunswick 1970 — 1971
Jim Gentile Jim Gentile's LPL Financial Experience April 2015 - Present
Job Assistant Vice President, Production Services
Industry Financial Services
Experience
LPL Financial April 2015 - Present
LPL Financial 2009 - 2015
LPL Financial 2008 - 2008
LPL Financial 2007 - 2007
LPL Financial 2005 - 2006
LPL Financial 2003 - 2005
Skills
Performance Tuning, Great troubleshooting..., Problem Management, Windows Server, System Monitoring, VMware, Perfmon, ITIL v3 Foundations..., System Administration, Systems Engineering, Enterprise Architecture, Systems Analysis, IIS, HP Business..., IBM Servers, BladeCenter, ITIL, Integration, IT Strategy, IT Operations, IT Service Management, IT Management, Visio, Disaster Recovery, Troubleshooting, Powershell, Security, Network Administration, Servers, Active Directory, Microsoft Exchange, SharePoint, Virtualization, Microsoft Technologies, Infrastructure, Hyper-V, DNS, Storage Area Networks, Microsoft SQL Server, Information Security, Vendor Management, Technical Support, Data Center, System Deployment, Computer Security, VMware ESX, Windows 7, VMware Infrastructure, Information Technology, Architecture
Education
Saint Joseph's University 1998 — 2002
Bachelor's degree, Management Information Systems, General
LPL Financial April 2015 - Present
LPL Financial 2009 - 2015
LPL Financial 2008 - 2008
LPL Financial 2007 - 2007
LPL Financial 2005 - 2006
LPL Financial 2003 - 2005
Skills
Performance Tuning, Great troubleshooting..., Problem Management, Windows Server, System Monitoring, VMware, Perfmon, ITIL v3 Foundations..., System Administration, Systems Engineering, Enterprise Architecture, Systems Analysis, IIS, HP Business..., IBM Servers, BladeCenter, ITIL, Integration, IT Strategy, IT Operations, IT Service Management, IT Management, Visio, Disaster Recovery, Troubleshooting, Powershell, Security, Network Administration, Servers, Active Directory, Microsoft Exchange, SharePoint, Virtualization, Microsoft Technologies, Infrastructure, Hyper-V, DNS, Storage Area Networks, Microsoft SQL Server, Information Security, Vendor Management, Technical Support, Data Center, System Deployment, Computer Security, VMware ESX, Windows 7, VMware Infrastructure, Information Technology, Architecture
Education
Saint Joseph's University 1998 — 2002
Bachelor's degree, Management Information Systems, General
Greg Padgitt Greg Padgitt's LPL Financial Experience July 2014 - Present
Job Practice Management Consultant Advisory Consulting Services at LPL Financial
Industry Financial Services
Experience
LPL Financial July 2014 - Present
LPL Financial December 2012 - June 2014
Independent Recruiting Consultant October 2012 - December 2012
First Clearing , Affiliate of Wells Fargo March 2011 - September 2012
AvidXchange, Inc. April 2010 - February 2011
PSI Group October 2009 - April 2010
Diversant 2009 - September 2009
TIAA-CREF August 2007 - October 2008
AXA Advisors, LLC December 2001 - August 2007
Aerotek 1996 - 2001
Skills
Wealth Management, Financial Advisory, Series 7, Financial Planning, Investment Advisory, Wealth Management..., Strategic Financial..., Financial Services, Practice Management, Securities, Business Development, Account Management, Mutual Funds, Investments, New Business Development, Sales Process, Sales, Consulting, Strategy, Finance, Talent Acquisition, Program Management, Talent Management, Recruiting, CRM
Education
Queens University of Charlotte 2015 — 2016
Certified Financial Planner candidate, CFP
University of Michigan 1985 — 1989
BA, Economics
Lapeer East High
LPL Financial July 2014 - Present
LPL Financial December 2012 - June 2014
Independent Recruiting Consultant October 2012 - December 2012
First Clearing , Affiliate of Wells Fargo March 2011 - September 2012
AvidXchange, Inc. April 2010 - February 2011
PSI Group October 2009 - April 2010
Diversant 2009 - September 2009
TIAA-CREF August 2007 - October 2008
AXA Advisors, LLC December 2001 - August 2007
Aerotek 1996 - 2001
Skills
Wealth Management, Financial Advisory, Series 7, Financial Planning, Investment Advisory, Wealth Management..., Strategic Financial..., Financial Services, Practice Management, Securities, Business Development, Account Management, Mutual Funds, Investments, New Business Development, Sales Process, Sales, Consulting, Strategy, Finance, Talent Acquisition, Program Management, Talent Management, Recruiting, CRM
Education
Queens University of Charlotte 2015 — 2016
Certified Financial Planner candidate, CFP
University of Michigan 1985 — 1989
BA, Economics
Lapeer East High
Kayla Loosen's LPL Financial Experience June 2013 - August 2013
Job Consultant at Cerner Corporation
Industry Marketing and Advertising
Experience
Cerner Corporation May 2014 - Present
Google October 2013 - May 2014
Blue Hills Country Club May 2007 - May 2014
LPL Financial June 2013 - August 2013
Mayoral Campaign for Kansas City mayor-elect Sly James January 2011 - April 2011
Skills
Microsoft Office, PowerPoint, Microsoft Word, Customer Service, Microsoft Excel, Event Planning, Social Media, Public Speaking, Research, Time Management, Leadership, Accounting, Market Research, Social Networking, Advertising, Facebook, Marketing, Fundraising, Social Media Marketing
Education
Rockhurst University 2010 — 2014
Bachelor of Science in Business Administration, Marketing
St. Teresa's Academy 2006 — 2010
College Prep for Women
Cerner Corporation May 2014 - Present
Google October 2013 - May 2014
Blue Hills Country Club May 2007 - May 2014
LPL Financial June 2013 - August 2013
Mayoral Campaign for Kansas City mayor-elect Sly James January 2011 - April 2011
Skills
Microsoft Office, PowerPoint, Microsoft Word, Customer Service, Microsoft Excel, Event Planning, Social Media, Public Speaking, Research, Time Management, Leadership, Accounting, Market Research, Social Networking, Advertising, Facebook, Marketing, Fundraising, Social Media Marketing
Education
Rockhurst University 2010 — 2014
Bachelor of Science in Business Administration, Marketing
St. Teresa's Academy 2006 — 2010
College Prep for Women
Adoria Tudor, M.A. Adoria Tudor, M.A.'s LPL Financial Experience 2006 - 2007
Job Group Therapist Inpatient Psychiatry at Fletcher Allen Health Care
Industry Hospital & Health Care
Experience
Fletcher Allen Health Care November 2010 - Present
Woodside Juvenile Rehabilitation Center 2009 - 2010
St. Francis Xavier School 2008 - 2009
LPL Financial 2006 - 2007
Washington County Mental Health Services 2005 - 2006
Skills
Adolescents, Clinical Psychology, Family Therapy, Psychological Assessment, Therapists, Inpatient, Mental Health, Group Therapy, Mental Health Counseling, Psychology, Treatment
Education
Saint Michael's College 2007 — 2010
Master of Arts (M.A.), Clinical Psychology
Skidmore College 2000 — 2004
Bachelor's degree, Psychology with minor in Business
Fletcher Allen Health Care November 2010 - Present
Woodside Juvenile Rehabilitation Center 2009 - 2010
St. Francis Xavier School 2008 - 2009
LPL Financial 2006 - 2007
Washington County Mental Health Services 2005 - 2006
Skills
Adolescents, Clinical Psychology, Family Therapy, Psychological Assessment, Therapists, Inpatient, Mental Health, Group Therapy, Mental Health Counseling, Psychology, Treatment
Education
Saint Michael's College 2007 — 2010
Master of Arts (M.A.), Clinical Psychology
Skidmore College 2000 — 2004
Bachelor's degree, Psychology with minor in Business
Mark Stieve Mark Stieve's LPL Financial Experience January 2012 - Present
Job SVP Business Development at Financial Resources Group
Industry Financial Services
Experience
LPL Financial January 2012 - Present
Financial Resources Group January 2012 - Present
LPL Financial September 2007 - January 2012
German American Financial Advisors & Trust Company November 2001 - September 2007
PAMCO 1988 - 1993
Skills
Financial Services, Sales Management, Investments, Management, Relationship Management, Wealth Management, Banking, Mutual Funds, New Business Development, Series 7, Broker-Dealer, Business Development, Finance, Trust Services, Negotiation, Retirement Planning, Series 63, Financial Planning, Investment Advisory, Sales, Program Management
Education
Saginaw Valley State University
Finance, General
LPL Financial January 2012 - Present
Financial Resources Group January 2012 - Present
LPL Financial September 2007 - January 2012
German American Financial Advisors & Trust Company November 2001 - September 2007
PAMCO 1988 - 1993
Skills
Financial Services, Sales Management, Investments, Management, Relationship Management, Wealth Management, Banking, Mutual Funds, New Business Development, Series 7, Broker-Dealer, Business Development, Finance, Trust Services, Negotiation, Retirement Planning, Series 63, Financial Planning, Investment Advisory, Sales, Program Management
Education
Saginaw Valley State University
Finance, General
David J. Abbs, CFP®, CFS®'s LPL Financial Experience 1985 - Present
Job Owner, Abbs Retirement Planning Advisors
Industry Financial Services
Experience
Abbs Retirement Planning Advisors May 1985 - Present
LPL Financial 1985 - Present
Saginaw Valley State University Foundation 2012 - Present
Saginaw Valley State University August 2005 - July 2013
Education
Saginaw Valley State University - College of Business and Management 1975 — 1983
Bachelor's Degree, Finance and Financial Management Services
Garber High School
Abbs Retirement Planning Advisors May 1985 - Present
LPL Financial 1985 - Present
Saginaw Valley State University Foundation 2012 - Present
Saginaw Valley State University August 2005 - July 2013
Education
Saginaw Valley State University - College of Business and Management 1975 — 1983
Bachelor's Degree, Finance and Financial Management Services
Garber High School
Scott Namowicz Scott Namowicz's LPL Financial Experience June 2015 - Present
Job Financial Services Business Technology Professional, Adjunct Professor
Industry Financial Services
Experience
LPL Financial June 2015 - Present
Winthrop University August 2014 - Present
Bank of America April 2006 - June 2015
Merrill Lynch Investment Managers April 2000 - April 2006
Prudential Financial June 1998 - April 2000
Bloomberg LP September 1995 - June 1998
Education
New York University - Leonard N. Stern School of Business 2000 — 2003
Masters
Rutgers, The State University of New Jersey-New Brunswick 1993 — 1997
Bachelors, Finance
LPL Financial June 2015 - Present
Winthrop University August 2014 - Present
Bank of America April 2006 - June 2015
Merrill Lynch Investment Managers April 2000 - April 2006
Prudential Financial June 1998 - April 2000
Bloomberg LP September 1995 - June 1998
Education
New York University - Leonard N. Stern School of Business 2000 — 2003
Masters
Rutgers, The State University of New Jersey-New Brunswick 1993 — 1997
Bachelors, Finance
Allison Nevins Allison Nevins's LPL Financial Experience May 2010 - July 2010
Job Media Finance Analyst at Digitas
Industry Marketing and Advertising
Experience
DigitasLBi July 2015 - Present
Digitas September 2012 - July 2015
Digitas June 2011 - August 2011
LPL Financial May 2010 - July 2010
Kreative Learning Solutions September 2006 - August 2008
Skills
Social Media, PowerPoint, Microsoft Excel, Facebook, Microsoft Office, Microsoft Word, Outlook, SPSS, Research, Time Management, Customer Service, Access, Marketing, Lotus Notes
Education
Providence College 2008 — 2012
Marketing, Finance
Università degli Studi di Firenze 2011 — 2011
DigitasLBi July 2015 - Present
Digitas September 2012 - July 2015
Digitas June 2011 - August 2011
LPL Financial May 2010 - July 2010
Kreative Learning Solutions September 2006 - August 2008
Skills
Social Media, PowerPoint, Microsoft Excel, Facebook, Microsoft Office, Microsoft Word, Outlook, SPSS, Research, Time Management, Customer Service, Access, Marketing, Lotus Notes
Education
Providence College 2008 — 2012
Marketing, Finance
Università degli Studi di Firenze 2011 — 2011
Pip Abrigo Pip Abrigo's LPL Financial Experience December 2011 - June 2012
Job UI Designer/Frontend/GUI Developer
Industry Financial Services
Experience
LPL Financial December 2011 - June 2012
Table Bay Financial Network February 2011 - December 2011
WebQuest Inc. May 2005 - January 2011
Skills
User Interface Design, User Interface, Graphic Design, Web Design, Mobile Applications, User Experience Design, Web Applications
Education
Pratt Institute 1998 — 2001
AOS, Communication Arts/Digital Desin and Interactive Media
LPL Financial December 2011 - June 2012
Table Bay Financial Network February 2011 - December 2011
WebQuest Inc. May 2005 - January 2011
Skills
User Interface Design, User Interface, Graphic Design, Web Design, Mobile Applications, User Experience Design, Web Applications
Education
Pratt Institute 1998 — 2001
AOS, Communication Arts/Digital Desin and Interactive Media
Shoba Elaiyavalli Shoba Elaiyavalli's LPL Financial Experience June 2014 - Present
Job Assistant Vice President, Architecture
Industry Information Technology and Services
Experience
LPL Financial June 2014 - Present
LPL Financial Services September 2010 - June 2014
Northrop Grumman February 2007 - May 2010
Union Bank Of California September 2000 - February 2007
Inabled Inc June 2000 - August 2000
Inabled Inc 2000 - 2000
Skills
SDLC, Program Management, Software Project..., Vendor Management, Enterprise Architecture, Agile Methodologies, Project Portfolio..., PMP, Requirements Analysis, PMO, Enterprise Software, Business Process, Project Management, Business Analysis, IT Management, ERP, Management, Risk Management, Information Technology, IT Strategy, Visio, Integration, SharePoint, Business Process..., Agile Project Management, Business Intelligence, Requirements Gathering, Architectures, Resource Management, ITIL, Project Delivery
Education
Regis University 2007 — 2008
MBA, General
University of Madras 1993 — 1997
Bachelor of Engineering, Computer Science
LPL Financial June 2014 - Present
LPL Financial Services September 2010 - June 2014
Northrop Grumman February 2007 - May 2010
Union Bank Of California September 2000 - February 2007
Inabled Inc June 2000 - August 2000
Inabled Inc 2000 - 2000
Skills
SDLC, Program Management, Software Project..., Vendor Management, Enterprise Architecture, Agile Methodologies, Project Portfolio..., PMP, Requirements Analysis, PMO, Enterprise Software, Business Process, Project Management, Business Analysis, IT Management, ERP, Management, Risk Management, Information Technology, IT Strategy, Visio, Integration, SharePoint, Business Process..., Agile Project Management, Business Intelligence, Requirements Gathering, Architectures, Resource Management, ITIL, Project Delivery
Education
Regis University 2007 — 2008
MBA, General
University of Madras 1993 — 1997
Bachelor of Engineering, Computer Science
William Philips, CFA William Philips, CFA's LPL Financial Experience 2010 - 2015
Job Finance & Strategy Consultant
Industry Venture Capital & Private Equity
Experience
LPL Financial 2010 - 2015
New Home Buyer Services 2005 - 2009
New Home Builders 2002 - 2005
Bull Bear Trading January 2000 - January 2002
Crossroads 1999 - 1999
Asset Services 1995 - 1999
MetLife 1986 - 1994
Skills
Mergers & Acquisitions, Due Diligence, Start-ups, Valuation, Investments, Finance, Financial Analysis, Restructuring, Investment Banking, Competitive Analysis, Equities, Budgets, Financial Modeling, Entrepreneurship, Venture Capital, Real Estate, Private Equity, Mergers, Corporate Finance
Education
CFA Institute
New York University - Leonard N. Stern School of Business
MBA
Rutgers, The State University of New Jersey-Newark
BA
LPL Financial 2010 - 2015
New Home Buyer Services 2005 - 2009
New Home Builders 2002 - 2005
Bull Bear Trading January 2000 - January 2002
Crossroads 1999 - 1999
Asset Services 1995 - 1999
MetLife 1986 - 1994
Skills
Mergers & Acquisitions, Due Diligence, Start-ups, Valuation, Investments, Finance, Financial Analysis, Restructuring, Investment Banking, Competitive Analysis, Equities, Budgets, Financial Modeling, Entrepreneurship, Venture Capital, Real Estate, Private Equity, Mergers, Corporate Finance
Education
CFA Institute
New York University - Leonard N. Stern School of Business
MBA
Rutgers, The State University of New Jersey-Newark
BA
Jennifer Howells's LPL Financial Experience 2007 - 2009
Job Strategic Data Manager College of Agriculture
Industry Education Management
Experience
Purdue University - College of Agriculture August 2015 - Present
Purdue University - Division of Financial Aid March 2011 - July 2015
Purdue University - Division of Financial Aid April 2009 - March 2011
LPL Financial 2007 - 2009
Skills
Data Analysis, Research, Statistics, SPSS, Qualitative Research, SAS, Quantitative Analytics, Analysis, Policy Analysis, Public Speaking, Quantitative Research, Microsoft Excel, Microsoft Office, PowerPoint, Survey Design, Higher Education
Education
Purdue University 1992 — 1997
BA, Law and Society
Purdue University - College of Agriculture August 2015 - Present
Purdue University - Division of Financial Aid March 2011 - July 2015
Purdue University - Division of Financial Aid April 2009 - March 2011
LPL Financial 2007 - 2009
Skills
Data Analysis, Research, Statistics, SPSS, Qualitative Research, SAS, Quantitative Analytics, Analysis, Policy Analysis, Public Speaking, Quantitative Research, Microsoft Excel, Microsoft Office, PowerPoint, Survey Design, Higher Education
Education
Purdue University 1992 — 1997
BA, Law and Society
Andrea (Dre) Manoni's LPL Financial Experience March 2014 - Present
Job Experienced in Training & Professional Development, Career Coaching and Facilitation
Industry Financial Services
Experience
LPL Financial March 2014 - Present
Andrea Manoni August 2006 - Present
Winthrop University June 2008 - March 2014
Winthrop University August 2010 - 2014
Queens University of Charlotte January 2005 - June 2008
FESCO Lines, New Zealand, LTD. January 2004 - June 2004
Skills
Public Speaking, Program Development, Internships, Coaching, Resume Writing, Writing, Cover Letters, Job Search, Interviewing, Teaching, Career Development, Mock Interviews, Event Planning, Editing, Job Search Strategies, Career Counseling, Interview Preparation, Interview Coaching, Career Management, Career Exploration, Career Advising, Career Transitions, Career Services, Creative Writing, MBTI, Interviews, Job Coaching, Social Media, Student Affairs, Higher Education, Training, Human Resources, Leadership Development, Time Management, Research, Leadership, Management, Organizational..., Community Outreach, Career Assessment, Staff Development, Student Development
Education
Queens University of Charlotte 2006 — 2008
Masters, Organizational Communication - Career Coaching
Queens University of Charlotte 1999 — 2003
BA, Corporate Communication
LPL Financial March 2014 - Present
Andrea Manoni August 2006 - Present
Winthrop University June 2008 - March 2014
Winthrop University August 2010 - 2014
Queens University of Charlotte January 2005 - June 2008
FESCO Lines, New Zealand, LTD. January 2004 - June 2004
Skills
Public Speaking, Program Development, Internships, Coaching, Resume Writing, Writing, Cover Letters, Job Search, Interviewing, Teaching, Career Development, Mock Interviews, Event Planning, Editing, Job Search Strategies, Career Counseling, Interview Preparation, Interview Coaching, Career Management, Career Exploration, Career Advising, Career Transitions, Career Services, Creative Writing, MBTI, Interviews, Job Coaching, Social Media, Student Affairs, Higher Education, Training, Human Resources, Leadership Development, Time Management, Research, Leadership, Management, Organizational..., Community Outreach, Career Assessment, Staff Development, Student Development
Education
Queens University of Charlotte 2006 — 2008
Masters, Organizational Communication - Career Coaching
Queens University of Charlotte 1999 — 2003
BA, Corporate Communication
Carol Bethune, MBA, CFP® Carol Bethune, MBA, CFP®'s LPL Financial Experience 2004 - Present
Job Financial Planner @ PREISZ Financial
Industry Financial Services
Experience
PREISZ Financial June 2004 - Present
LPL Financial 2004 - Present
Skills
Investment Management, Retirement Planning, Retirement Income..., Retirement, Estate Planning, Social Security Filing...
Education
Portland State University - School of Business 1986 — 1988
MBA
The University of Georgia
BA
University of Portland
PREISZ Financial June 2004 - Present
LPL Financial 2004 - Present
Skills
Investment Management, Retirement Planning, Retirement Income..., Retirement, Estate Planning, Social Security Filing...
Education
Portland State University - School of Business 1986 — 1988
MBA
The University of Georgia
BA
University of Portland
Robert Mauterstock Robert Mauterstock's LPL Financial Experience 1991 - 2009
Job Experienced Speaker, Author, Facilitator dedicated to improving communication between baby boomers and their families
Industry Financial Services
Experience
Parent Care Planning, LLC 2012 - Present
Professional Speaker, Trainer,. Author January 2010 - Present
Cape mediation 2009 - Present
Parent Care Planning, LLC January 2008 - Present
Brewster Ladies Library Assn July 2014 - August 2015
KR Wealth Management 2001 - 2009
LPL Financial 1991 - 2009
Toastmasters International 2006 - 2007
Skills
Retirement Planning, Retirement, Strategic Financial..., Wealth Management, Long-term Care, Coaching, Personal Finance, Financial Services, Investments, Nonprofits, Investment Management, Fixed Annuities, Alternative Investments, Investment Strategies, Series 7, Public Speaking, Financial Advisory, Wealth, Mutual Funds, Investment Advisory, Life Insurance, Strategic Planning, Non-profits, Asset Allocation, Finance, Estate Planning, Financial Planners, Financial Planning
Education
Princeton University 1964 — 1968
BA, Psychology
University of Connecticut 1974 — 1975
MA, Education
Parent Care Planning, LLC 2012 - Present
Professional Speaker, Trainer,. Author January 2010 - Present
Cape mediation 2009 - Present
Parent Care Planning, LLC January 2008 - Present
Brewster Ladies Library Assn July 2014 - August 2015
KR Wealth Management 2001 - 2009
LPL Financial 1991 - 2009
Toastmasters International 2006 - 2007
Skills
Retirement Planning, Retirement, Strategic Financial..., Wealth Management, Long-term Care, Coaching, Personal Finance, Financial Services, Investments, Nonprofits, Investment Management, Fixed Annuities, Alternative Investments, Investment Strategies, Series 7, Public Speaking, Financial Advisory, Wealth, Mutual Funds, Investment Advisory, Life Insurance, Strategic Planning, Non-profits, Asset Allocation, Finance, Estate Planning, Financial Planners, Financial Planning
Education
Princeton University 1964 — 1968
BA, Psychology
University of Connecticut 1974 — 1975
MA, Education
Jasper Pierson Walker Jasper Pierson Walker's LPL Financial Experience September 2012 - May 2013
Job Student Engagement at Northwestern University
Industry Higher Education
Experience
Northwestern University September 2015 - Present
University of Chicago Booth School of Business September 2014 - August 2015
Northwestern University September 2013 - September 2014
Northwestern University September 2013 - September 2014
Chicago CryoSpa June 2013 - September 2013
LPL Financial September 2012 - May 2013
Teach for America June 2010 - June 2012
Amara Yoga and Arts 2009 - 2012
University of Illinois at Urbana-Champaign 2008 - 2010
Skills
Educational Assessment, Data Analysis, Teaching, Recruiting, Community Outreach, Public Speaking, Social Media, Event Planning, Event Management, Facebook, Editing, Marketing, Rubrics
Education
Northwestern University 2013 — 2015
Master of Science (MS), Higher Education/Higher Education Administration, 3.8
University of Illinois at Urbana-Champaign 2006 — 2010
Bachelor's, Advertising, 3.8
Rio Salado College 2010 — 2012
Teacher in Residence, Secondary Science
Northwestern University September 2015 - Present
University of Chicago Booth School of Business September 2014 - August 2015
Northwestern University September 2013 - September 2014
Northwestern University September 2013 - September 2014
Chicago CryoSpa June 2013 - September 2013
LPL Financial September 2012 - May 2013
Teach for America June 2010 - June 2012
Amara Yoga and Arts 2009 - 2012
University of Illinois at Urbana-Champaign 2008 - 2010
Skills
Educational Assessment, Data Analysis, Teaching, Recruiting, Community Outreach, Public Speaking, Social Media, Event Planning, Event Management, Facebook, Editing, Marketing, Rubrics
Education
Northwestern University 2013 — 2015
Master of Science (MS), Higher Education/Higher Education Administration, 3.8
University of Illinois at Urbana-Champaign 2006 — 2010
Bachelor's, Advertising, 3.8
Rio Salado College 2010 — 2012
Teacher in Residence, Secondary Science
Miki Hardisty (Moore)'s LPL Financial Experience February 2014 - June 2015
Job
Industry Information Technology and Services
Experience
Obzervant June 2015 - Present
LPL Financial February 2014 - June 2015
Dell October 2010 - February 2014
HyveWorks, Inc. February 2010 - September 2010
Michael and Susan Dell Foundation April 2008 - January 2010
Dell, Inc March 2004 - April 2008
Advanced Micro Devices August 2003 - March 2004
Nationwide Financial March 1998 - March 2000
GE December 1996 - March 1998
NASA Ames Research Center June 1993 - December 1995
Skills
PaaS, IT Management, Project Delivery, Agile Methodologies, Enterprise Architecture, SDLC, Business Intelligence, Data Warehousing, Customer Experience..., Business Process..., Requirements Analysis, Program Management, Cross-functional Team..., Product Management, PMP, SaaS, Software Development, Integration, Management, Enterprise Software, Cloud Computing, Databases, E-commerce, Change Management, Leadership, Online Marketing..., Product Marketing, SQL, Team Leadership, Strategy, IT Strategy, Software Project..., Business Analysis, Consulting, Vendor Management, Project Management, Mobile Applications, Mobile Devices, CRM, Solution Architecture, Testing, Business Strategy, Architecture, Analysis, Microsoft SQL Server, Solution Selling, Process Improvement, Business Process, Web Development
Education
University of California, San Diego 2015 — 2017
Masters of Advanced Study
University of Washington 1991 — 1996
Bachelors of Science
Punahou School 1991 — 1991
Punahou High School 1990 — 1991
High School
Iolani 1986 — 1991
Obzervant June 2015 - Present
LPL Financial February 2014 - June 2015
Dell October 2010 - February 2014
HyveWorks, Inc. February 2010 - September 2010
Michael and Susan Dell Foundation April 2008 - January 2010
Dell, Inc March 2004 - April 2008
Advanced Micro Devices August 2003 - March 2004
Nationwide Financial March 1998 - March 2000
GE December 1996 - March 1998
NASA Ames Research Center June 1993 - December 1995
Skills
PaaS, IT Management, Project Delivery, Agile Methodologies, Enterprise Architecture, SDLC, Business Intelligence, Data Warehousing, Customer Experience..., Business Process..., Requirements Analysis, Program Management, Cross-functional Team..., Product Management, PMP, SaaS, Software Development, Integration, Management, Enterprise Software, Cloud Computing, Databases, E-commerce, Change Management, Leadership, Online Marketing..., Product Marketing, SQL, Team Leadership, Strategy, IT Strategy, Software Project..., Business Analysis, Consulting, Vendor Management, Project Management, Mobile Applications, Mobile Devices, CRM, Solution Architecture, Testing, Business Strategy, Architecture, Analysis, Microsoft SQL Server, Solution Selling, Process Improvement, Business Process, Web Development
Education
University of California, San Diego 2015 — 2017
Masters of Advanced Study
University of Washington 1991 — 1996
Bachelors of Science
Punahou School 1991 — 1991
Punahou High School 1990 — 1991
High School
Iolani 1986 — 1991
Brian Ackroyd Brian Ackroyd's LPL Financial Experience June 2015 - Present
Job Supervisory Principal at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2015 - Present
WestStar Financial Group April 2013 - June 2015
M FINANCIAL HOLDINGS August 2008 - October 2011
BROOKSTREET SECURITIES January 2005 - January 2008
Jesuit High School Portland November 2004 - March 2007
Strand, Atkinson, Williams & York May 2004 - November 2004
Skills
Social Media, Leadership, Public Speaking, Social Media Marketing, Event Planning, Coaching, Contract Negotiation, Program Management, Sales Support, Product Due Diligence, Alternative Investments, Investments, Sales, Securities, Sales Operations, Portfolio Management, Customer Service
Education
Portland State University
Jesuit High School 1998 — 2002
LPL Financial June 2015 - Present
WestStar Financial Group April 2013 - June 2015
M FINANCIAL HOLDINGS August 2008 - October 2011
BROOKSTREET SECURITIES January 2005 - January 2008
Jesuit High School Portland November 2004 - March 2007
Strand, Atkinson, Williams & York May 2004 - November 2004
Skills
Social Media, Leadership, Public Speaking, Social Media Marketing, Event Planning, Coaching, Contract Negotiation, Program Management, Sales Support, Product Due Diligence, Alternative Investments, Investments, Sales, Securities, Sales Operations, Portfolio Management, Customer Service
Education
Portland State University
Jesuit High School 1998 — 2002
Paula Luzzi, CIMA® Paula Luzzi, CIMA®'s LPL Financial Experience September 2003 - February 2008
Job Agency Owner at Allstate
Industry Insurance
Experience
Allstate November 2011 - Present
State Street Global Advisors February 2008 - September 2011
LPL Financial September 2003 - February 2008
Rosenthal Financial October 2001 - September 2003
MFS Investment Management September 1999 - August 2001
Skills
Mutual Funds, Property & Casualty..., Retirement Planning, ETFs, Insurance, Financial Services, Investments, Life Insurance
Education
Providence College 1996 — 1999
BS, Finance
Seton Hall University 1995 — 1996
St Bernard High School
Allstate November 2011 - Present
State Street Global Advisors February 2008 - September 2011
LPL Financial September 2003 - February 2008
Rosenthal Financial October 2001 - September 2003
MFS Investment Management September 1999 - August 2001
Skills
Mutual Funds, Property & Casualty..., Retirement Planning, ETFs, Insurance, Financial Services, Investments, Life Insurance
Education
Providence College 1996 — 1999
BS, Finance
Seton Hall University 1995 — 1996
St Bernard High School
Stacy (Marks) Muchmore Stacy (Marks) Muchmore's LPL Financial Experience January 2011 - August 2014
Job Human Resources
Industry Human Resources
Experience
Global Cash Card September 2014 - Present
LPL Financial January 2011 - August 2014
National Retirement Partners October 2007 - January 2011
American Home Equity 2004 - 2006
Sign On The X 2000 - 2004
Skills
Executive Search, Temporary Placement, Business Strategy, FMLA, Recruiting, Employee Benefits, Staffing Services, 401k, Defined Benefit, Pensions, Applicant Tracking..., Microsoft Office, Human Resources, Change Management, Mergers & Acquisitions, Deferred Compensation, Temporary Staffing, Talent Acquisition, Insurance, Vendor Management, Public Speaking, Employee Engagement, Microsoft Excel, Coaching, Leadership Development, Onboarding, Performance Management, Employee Relations, Talent Management
Education
Saddleback College 2008 — 2014
Business Administration and Management, General
Global Cash Card September 2014 - Present
LPL Financial January 2011 - August 2014
National Retirement Partners October 2007 - January 2011
American Home Equity 2004 - 2006
Sign On The X 2000 - 2004
Skills
Executive Search, Temporary Placement, Business Strategy, FMLA, Recruiting, Employee Benefits, Staffing Services, 401k, Defined Benefit, Pensions, Applicant Tracking..., Microsoft Office, Human Resources, Change Management, Mergers & Acquisitions, Deferred Compensation, Temporary Staffing, Talent Acquisition, Insurance, Vendor Management, Public Speaking, Employee Engagement, Microsoft Excel, Coaching, Leadership Development, Onboarding, Performance Management, Employee Relations, Talent Management
Education
Saddleback College 2008 — 2014
Business Administration and Management, General
Gabrielle Greco's LPL Financial Experience May 2013 - August 2014
Job Sales Associate at PepsiCo
Industry Marketing and Advertising
Experience
PepsiCo August 2015 - Present
Maia Yogurt September 2014 - March 2015
LPL Financial May 2013 - August 2014
Skills
Team Leadership, Time Management, Social Networking, Customer Service, Organizational..., Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Event Planning, Marketing, Social Media Marketing, Social Media, Facebook, Public Speaking, Teamwork, Leadership
Education
Saint Joseph's University 2011 — 2015
Bachelor of Business Administration (BBA), Food Marketing
Florence University of the Arts
Study Abroad Student, 3.5
PepsiCo August 2015 - Present
Maia Yogurt September 2014 - March 2015
LPL Financial May 2013 - August 2014
Skills
Team Leadership, Time Management, Social Networking, Customer Service, Organizational..., Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Event Planning, Marketing, Social Media Marketing, Social Media, Facebook, Public Speaking, Teamwork, Leadership
Education
Saint Joseph's University 2011 — 2015
Bachelor of Business Administration (BBA), Food Marketing
Florence University of the Arts
Study Abroad Student, 3.5
David Salustro David Salustro's LPL Financial Experience May 2013 - January 2015
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors January 2015 - Present
LPL Financial May 2013 - January 2015
PGA of America November 2004 - April 2013
Merrill Lynch March 1999 - November 2004
Skills
Life Insurance, Investments, Retirement Planning, Insurance, Risk Management, Financial Risk, Financial Analysis, Retirement, Mutual Funds, Finance
Education
Providence College 1988 — 1992
Bachelor of Arts (BA), Humanities (History, Philosophy, Political Science)
Wells Fargo Advisors January 2015 - Present
LPL Financial May 2013 - January 2015
PGA of America November 2004 - April 2013
Merrill Lynch March 1999 - November 2004
Skills
Life Insurance, Investments, Retirement Planning, Insurance, Risk Management, Financial Risk, Financial Analysis, Retirement, Mutual Funds, Finance
Education
Providence College 1988 — 1992
Bachelor of Arts (BA), Humanities (History, Philosophy, Political Science)
Karen Perrin Karen Perrin's LPL Financial Experience January 2015 - Present
Job Associate Onboarding Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2015 - Present
LPL Financial March 2013 - Present
LPL Financial September 2008 - February 2013
Nordstrom February 2004 - September 2008
Carolina Hurricanes November 2000 - June 2003
Skills
PowerPoint, Outlook, Event Planning, Marketing Communications, Customer Service, Team Management, Project Coordination, Budget Monitoring, Employee Training, Financial Services, Management, Training, Public Speaking, Leadership, Insurance, Process Improvement, Investments
Education
Queens University of Charlotte 1987 — 1991
Bachelor of Arts, English
LPL Financial January 2015 - Present
LPL Financial March 2013 - Present
LPL Financial September 2008 - February 2013
Nordstrom February 2004 - September 2008
Carolina Hurricanes November 2000 - June 2003
Skills
PowerPoint, Outlook, Event Planning, Marketing Communications, Customer Service, Team Management, Project Coordination, Budget Monitoring, Employee Training, Financial Services, Management, Training, Public Speaking, Leadership, Insurance, Process Improvement, Investments
Education
Queens University of Charlotte 1987 — 1991
Bachelor of Arts, English
Rebecca Bayless Rebecca Bayless's LPL Financial Experience May 2006 - Present
Job Financial Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial May 2006 - Present
Air Academy Federal Credit Union October 2004 - May 2006
T. Rowe Price November 1998 - October 2004
Education
Regis University 2002 — 2004
Master’s Degree, Organizational Management
Regis University 2002 — 2004
Certificate of Human Resource Integration, Organizational Leadership
University of Colorado Colorado Springs 1994 — 1998
Bachelor’s Degree, Communication & Marketing, Honors
LPL Financial May 2006 - Present
Air Academy Federal Credit Union October 2004 - May 2006
T. Rowe Price November 1998 - October 2004
Education
Regis University 2002 — 2004
Master’s Degree, Organizational Management
Regis University 2002 — 2004
Certificate of Human Resource Integration, Organizational Leadership
University of Colorado Colorado Springs 1994 — 1998
Bachelor’s Degree, Communication & Marketing, Honors
Yolanda O'Neal Yolanda O'Neal's LPL Financial Experience October 2011 - Present
Job Investment Consultant, LPL Financial
Industry Financial Services
Experience
LPL Financial October 2011 - Present
Edward Jones November 2008 - August 2011
The Methodist Hospital System October 2002 - April 2008
Skills
Investments, Series 7, Mutual Funds, Wealth Management, Asset Allocation, Portfolio Management, Retirement Planning, Investment Advisory, Equities, Series 63, Investment Strategies, Asset Managment, Strategic Financial..., Fixed Income, Alternative Investments, Life Insurance, Health Insurance, Disability Insurance, Term Life Insurance, People Skills, Building Relationships
Education
Texas Woman's University 2005 — 2006
Master of Business Administration (MBA)
Prairie View A&M University 1982 — 1986
Bachelor of Science, Registered Nursing/Registered Nurse
LPL Financial October 2011 - Present
Edward Jones November 2008 - August 2011
The Methodist Hospital System October 2002 - April 2008
Skills
Investments, Series 7, Mutual Funds, Wealth Management, Asset Allocation, Portfolio Management, Retirement Planning, Investment Advisory, Equities, Series 63, Investment Strategies, Asset Managment, Strategic Financial..., Fixed Income, Alternative Investments, Life Insurance, Health Insurance, Disability Insurance, Term Life Insurance, People Skills, Building Relationships
Education
Texas Woman's University 2005 — 2006
Master of Business Administration (MBA)
Prairie View A&M University 1982 — 1986
Bachelor of Science, Registered Nursing/Registered Nurse
Sharon Lund Grant Sharon Lund Grant's LPL Financial Experience March 1996 - December 1999
Job Sharon Lund, Actor/Model at Actor/Lifestyle Model
Industry Financial Services
Experience
Standfast Asset Management, LLC September 2005 - Present
Actor/Lifestyle Model January 2011 - Present
Philanthropy May 2001 - May 2005
Affinity Investments Limited December 1999 - April 2001
LPL Financial March 1996 - December 1999
Skills
Portfolio Management, Investment Strategies, Wealth Management, Equities, Asset Managment, Strategic Financial..., Investment Advisory, Mutual Funds, Asset Allocation, Investments, Investment Management, ETFs, Securities, Tactical Asset..., Retirement Planning, Portfolio Optimization, Options, Financial Analysis, Series 7, Bonds, Economics, Personal Financial..., Asset Management, Insurance
Education
Kean University 1992 — 1995
Bachelor of Science (BS), International Business and Management
Randolph-Macon Woman's College 1986 — 1987
Fine Art with a Minor in Business
Standfast Asset Management, LLC September 2005 - Present
Actor/Lifestyle Model January 2011 - Present
Philanthropy May 2001 - May 2005
Affinity Investments Limited December 1999 - April 2001
LPL Financial March 1996 - December 1999
Skills
Portfolio Management, Investment Strategies, Wealth Management, Equities, Asset Managment, Strategic Financial..., Investment Advisory, Mutual Funds, Asset Allocation, Investments, Investment Management, ETFs, Securities, Tactical Asset..., Retirement Planning, Portfolio Optimization, Options, Financial Analysis, Series 7, Bonds, Economics, Personal Financial..., Asset Management, Insurance
Education
Kean University 1992 — 1995
Bachelor of Science (BS), International Business and Management
Randolph-Macon Woman's College 1986 — 1987
Fine Art with a Minor in Business
Christine Masuda Christine Masuda's LPL Financial Experience 2013 - Present
Job Senior Branch Examiner at LPL Financial
Industry Financial Services
Experience
LPL Financial 2013 - Present
LPL Financial 2012 - 2013
LPL Financial 2009 - 2012
LPL Financial 2008 - 2009
LPL Financial 2007 - 2008
Education
San Diego State University-California State University 2005 — 2009
Masters, Business Administration
Rice University 2001 — 2004
Bachlor of Arts
LPL Financial 2013 - Present
LPL Financial 2012 - 2013
LPL Financial 2009 - 2012
LPL Financial 2008 - 2009
LPL Financial 2007 - 2008
Education
San Diego State University-California State University 2005 — 2009
Masters, Business Administration
Rice University 2001 — 2004
Bachlor of Arts
Peter J Ponzio's LPL Financial Experience October 2012 - July 2014
Job Sr. Vice President at EagleView Advisors
Industry Financial Services
Experience
EagleView Advisors August 2014 - Present
Longview Financial Partners July 2013 - July 2014
LPL Financial October 2012 - July 2014
Longview Financial Advisors October 2005 - July 2013
Sunbelt Securities January 2011 - October 2012
Commerce Capital Markets 1999 - 2005
VALIC 1990 - 2000
Donald Smith & Associates 1986 - 1990
First Investors Corporation 1982 - 1986
Skills
Retirement Planning, Asset Management, Mutual Funds, Wealth Management, Qualified Retirement..., 401k, Insurance, Health Insurance, Property & Casualty..., Life Insurance, ERISA, Investment Advisory, Investments, Securities
Education
Rutgers University-New Brunswick 1982 — 1984
EagleView Advisors August 2014 - Present
Longview Financial Partners July 2013 - July 2014
LPL Financial October 2012 - July 2014
Longview Financial Advisors October 2005 - July 2013
Sunbelt Securities January 2011 - October 2012
Commerce Capital Markets 1999 - 2005
VALIC 1990 - 2000
Donald Smith & Associates 1986 - 1990
First Investors Corporation 1982 - 1986
Skills
Retirement Planning, Asset Management, Mutual Funds, Wealth Management, Qualified Retirement..., 401k, Insurance, Health Insurance, Property & Casualty..., Life Insurance, ERISA, Investment Advisory, Investments, Securities
Education
Rutgers University-New Brunswick 1982 — 1984
Jacquelin Crosson Jacquelin Crosson's LPL Financial Experience April 1991 - September 2009
Job Director Of Operations
Industry Financial Services
Experience
Voya Financial Advisors, Inc. March 2015 - Present
Investors Capital Corp September 2009 - March 2015
LPL Financial April 1991 - September 2009
Education
Roger Williams University
Accounting
Voya Financial Advisors, Inc. March 2015 - Present
Investors Capital Corp September 2009 - March 2015
LPL Financial April 1991 - September 2009
Education
Roger Williams University
Accounting
Claudine Larreur's LPL Financial Experience January 2012 - May 2015
Job Innovative human resources leader with multiple industry experience
Industry Financial Services
Experience
LPL Financial January 2012 - May 2015
LPL Financial January 2009 - January 2012
LPL Financial 2007 - 2009
LPL Financial 2005 - 2007
Jones Lang LaSalle 2000 - 2005
Skills
Personnel Management, Talent Acquisition, Management, Human Resources, Employee Relations, HRIS, Vendor Management, Employee Benefits, Call Center Management, Project Management, Budget Management, Team Leadership, Generating Revenue, Cost Savings, Risk Management, Contract Negotiation, Due Diligence, Succession Planning, Onboarding, Organizational..., Team Building, Call Centers, Employee Engagement, Talent Management
Education
Purdue University 1991 — 1995
Hotel and Restaurant Management
LPL Financial January 2012 - May 2015
LPL Financial January 2009 - January 2012
LPL Financial 2007 - 2009
LPL Financial 2005 - 2007
Jones Lang LaSalle 2000 - 2005
Skills
Personnel Management, Talent Acquisition, Management, Human Resources, Employee Relations, HRIS, Vendor Management, Employee Benefits, Call Center Management, Project Management, Budget Management, Team Leadership, Generating Revenue, Cost Savings, Risk Management, Contract Negotiation, Due Diligence, Succession Planning, Onboarding, Organizational..., Team Building, Call Centers, Employee Engagement, Talent Management
Education
Purdue University 1991 — 1995
Hotel and Restaurant Management
Jeffrey Rayball Jeffrey Rayball's LPL Financial Experience June 2011 - September 2011
Job AVP; Attorney at Bank of America
Industry Law Practice
Experience
Bank of America December 2013 - Present
Bank of America June 2012 - December 2013
Office of the State Auditor September 2011 - June 2012
LPL Financial June 2011 - September 2011
Massachusetts Department of Revenue, Litigation Bureau September 2010 - March 2011
Law Office of Jeremy T. Robin December 2008 - May 2010
Tabner, Ryan and Keniry LLP October 2006 - August 2007
Weil, Gotshal & Manges June 2005 - October 2006
United States Department of Justice January 2004 - May 2004
New York State Assembly September 2000 - June 2001
Skills
Legal Research, Civil Litigation, Litigation, Arbitration
Education
Suffolk University Law School 2007 — 2010
Juris Doctor
Providence College 2001 — 2005
B.A., Political Science
Bank of America December 2013 - Present
Bank of America June 2012 - December 2013
Office of the State Auditor September 2011 - June 2012
LPL Financial June 2011 - September 2011
Massachusetts Department of Revenue, Litigation Bureau September 2010 - March 2011
Law Office of Jeremy T. Robin December 2008 - May 2010
Tabner, Ryan and Keniry LLP October 2006 - August 2007
Weil, Gotshal & Manges June 2005 - October 2006
United States Department of Justice January 2004 - May 2004
New York State Assembly September 2000 - June 2001
Skills
Legal Research, Civil Litigation, Litigation, Arbitration
Education
Suffolk University Law School 2007 — 2010
Juris Doctor
Providence College 2001 — 2005
B.A., Political Science
Robert S. Shapiro Robert S. Shapiro's LPL Financial Experience Financial ConsultantLPL FinancialJanuary 2011 - Present
Job Financial Consultant at Lpl Financial
Industry Financial Services
Experience
LPL Financial Financial ConsultantLPL FinancialJanuary 2011 - Present
J. Shapiro Co. Investments January 1987 - December 2010
Skills
Retirement Planning, Annuity, Wealth Accumulation, Investments, Insurance, 401k Rollovers, Mutual Funds, Investment Strategies, Series 24, Series 7, Disability Insurance, Investment Advisory, Variable Annuities, Bonds, Fixed Annuities
Education
Rider University 1982 — 1986
B.S. in Finance, Finance, General
LPL Financial Financial ConsultantLPL FinancialJanuary 2011 - Present
J. Shapiro Co. Investments January 1987 - December 2010
Skills
Retirement Planning, Annuity, Wealth Accumulation, Investments, Insurance, 401k Rollovers, Mutual Funds, Investment Strategies, Series 24, Series 7, Disability Insurance, Investment Advisory, Variable Annuities, Bonds, Fixed Annuities
Education
Rider University 1982 — 1986
B.S. in Finance, Finance, General
Jordan O'Donnell Jordan O'Donnell's LPL Financial Experience June 2013 - Present
Job Internal Regional Director at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2013 - Present
Education
Duxbury
Providence College
LPL Financial June 2013 - Present
Education
Duxbury
Providence College
Mark Schlafly Mark Schlafly's LPL Financial Experience 2006 - 2008
Job Washington University St. Louis
Industry Financial Services
Experience
Washington University in St. Louis August 2011 - Present
FSC Securites June 2008 - May 2011
LPL Financial 2006 - 2008
A.G.Edwards 1985 - 2006
Skills
Asset Allocation, Series 7, Alternative Investments, Securities, Mutual Funds, Series 24, Investments, Investment Advisory, Asset Management, Hedge Funds, Financial Services, Retirement Planning, Financial Advisory, Series 63, Fixed Income, FINRA, Portfolio Management, Asset Managment, Investment Management, Wealth Management, Equities, Executive Management, Capital Markets, Investment Strategies, Due Diligence, Fixed Annuities, Strategic Financial..., Private Equity, 401k, Estate Planning, Bonds, Bloomberg, Trading, Relationship Management, Funding, Series 65, Brokerage, Investment Products, Product Management, CFP, Variable Annuities, Retirement, Valuation, Options, Venture Capital, Financial Modeling, Finance, Managed Accounts
Education
Saint Louis University 1980 — 1982
B.S., Finance
Washington University in St. Louis August 2011 - Present
FSC Securites June 2008 - May 2011
LPL Financial 2006 - 2008
A.G.Edwards 1985 - 2006
Skills
Asset Allocation, Series 7, Alternative Investments, Securities, Mutual Funds, Series 24, Investments, Investment Advisory, Asset Management, Hedge Funds, Financial Services, Retirement Planning, Financial Advisory, Series 63, Fixed Income, FINRA, Portfolio Management, Asset Managment, Investment Management, Wealth Management, Equities, Executive Management, Capital Markets, Investment Strategies, Due Diligence, Fixed Annuities, Strategic Financial..., Private Equity, 401k, Estate Planning, Bonds, Bloomberg, Trading, Relationship Management, Funding, Series 65, Brokerage, Investment Products, Product Management, CFP, Variable Annuities, Retirement, Valuation, Options, Venture Capital, Financial Modeling, Finance, Managed Accounts
Education
Saint Louis University 1980 — 1982
B.S., Finance
Christina Nakashima-Petrucci, CRPS® CRPC® PPC™AIF®'s LPL Financial Experience January 2012 - Present
Job Assistant Vice President, Retirement Consulting at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2012 - Present
Wells Fargo Advisors, LLC March 2007 - December 2011
UBS October 2001 - March 2007
Education
University of Hawaii at Manoa 1994 — 1999
Punahou School 1990 — 1994
LPL Financial January 2012 - Present
Wells Fargo Advisors, LLC March 2007 - December 2011
UBS October 2001 - March 2007
Education
University of Hawaii at Manoa 1994 — 1999
Punahou School 1990 — 1994
Emily Jaskot, RP® Emily Jaskot, RP®'s LPL Financial Experience June 2010 - Present
Job Registered Paraplanner℠
Industry Financial Services
Experience
LPL Financial June 2010 - Present
Education
Ramapo College of New Jersey 2007 — 2010
Bachelor of Science, Business Administration in Finance
LPL Financial June 2010 - Present
Education
Ramapo College of New Jersey 2007 — 2010
Bachelor of Science, Business Administration in Finance
Renee Wilcox Renee Wilcox's LPL Financial Experience January 2007 - Present
Job Learning & Development Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2007 - Present
Putnam Investments 2000 - 2006
Skills
E-Learning, Instructional Design, Learning Management..., Adobe Captivate, Adobe Fireworks, Lectora, Adobe Dreamweaver, Camtasia, Flash Professional, Voice Over, Audio Editing, Storyboarding, Web Development, Captivate, Training, Staff Development, Instructor-led Training, Employee Training, Dreamweaver, Leadership, Technical Training, SnagIt
Education
Roger Williams University 1995 — 1996
LPL Financial January 2007 - Present
Putnam Investments 2000 - 2006
Skills
E-Learning, Instructional Design, Learning Management..., Adobe Captivate, Adobe Fireworks, Lectora, Adobe Dreamweaver, Camtasia, Flash Professional, Voice Over, Audio Editing, Storyboarding, Web Development, Captivate, Training, Staff Development, Instructor-led Training, Employee Training, Dreamweaver, Leadership, Technical Training, SnagIt
Education
Roger Williams University 1995 — 1996
Alex Samsel Alex Samsel's LPL Financial Experience 2005 - Present
Job SVP Sales at LPL Financial
Industry Financial Services
Experience
LPL Financial 2005 - Present
Hog Jockey Cycle Accessories, Inc. 2003 - 2005
Wake Food Distributors 2003 - 2005
Prudential Financial 1998 - 2004
American Express Financial Advisors 1995 - 1997
Skills
Insurance, Strategic Financial..., Mutual Funds, Wealth Management, Series 7, Retirement Planning, Fixed Annuities, Securities, Series 63, Retirement, 401k, Investments, Investment Advisory
Education
Rowan University
BS, Accounting
LPL Financial 2005 - Present
Hog Jockey Cycle Accessories, Inc. 2003 - 2005
Wake Food Distributors 2003 - 2005
Prudential Financial 1998 - 2004
American Express Financial Advisors 1995 - 1997
Skills
Insurance, Strategic Financial..., Mutual Funds, Wealth Management, Series 7, Retirement Planning, Fixed Annuities, Securities, Series 63, Retirement, 401k, Investments, Investment Advisory
Education
Rowan University
BS, Accounting
Michael Caulfield Michael Caulfield's LPL Financial Experience July 2005 - March 2009
Job Annuities Divisional Operations Manager at TD Ameritrade
Industry Financial Services
Experience
TD Ameritrade January 2012 - Present
Clark Consulting July 2010 - January 2012
LPL Financial July 2005 - March 2009
San Diego Christian College 2006 - 2008
LPL Financial (Linsco/Private Ledger) July 2005 - June 2006
La Jolla Presbyterian Church 2004 - 2006
CoStar Group February 2004 - July 2005
American Century Investments February 2001 - August 2003
American Express Financial Advisors (Ameriprise) March 2000 - February 2001
Van Kampen American Capital October 1992 - February 1996
Skills
People Skills, Organizational..., Technological Acumen, Investments, Insurance, Fixed Annuities, Series 7, Risk Management, Technology, Retirement, Business Acumen, Management, Selling Skills, Time Management, Equities, Financial Services, Securities, Financial Analysis, Retirement Planning, Mutual Funds, Compliance, Asset Managment, Strategic Financial..., Life Insurance, Training, Portfolio Management, Wealth Management, Financial Advisory, Series 63, Asset Allocation, Trading, FINRA, Investment Advisory, Fixed Income, Investment Management, Variable Annuities, Series 65, Investment Strategies, Series 6, 401k, Analysis, ETFs, Uniform Combined State..., Capital Markets, Financial Planners, Bonds, Asset Management, Alternative Investments, Financial Risk, Options
Education
Rockhurst University 1993 — 1997
MBA, Finance & Management
The University of Kansas 1983 — 1988
BSJ, Advertising (Journalism)
TD Ameritrade January 2012 - Present
Clark Consulting July 2010 - January 2012
LPL Financial July 2005 - March 2009
San Diego Christian College 2006 - 2008
LPL Financial (Linsco/Private Ledger) July 2005 - June 2006
La Jolla Presbyterian Church 2004 - 2006
CoStar Group February 2004 - July 2005
American Century Investments February 2001 - August 2003
American Express Financial Advisors (Ameriprise) March 2000 - February 2001
Van Kampen American Capital October 1992 - February 1996
Skills
People Skills, Organizational..., Technological Acumen, Investments, Insurance, Fixed Annuities, Series 7, Risk Management, Technology, Retirement, Business Acumen, Management, Selling Skills, Time Management, Equities, Financial Services, Securities, Financial Analysis, Retirement Planning, Mutual Funds, Compliance, Asset Managment, Strategic Financial..., Life Insurance, Training, Portfolio Management, Wealth Management, Financial Advisory, Series 63, Asset Allocation, Trading, FINRA, Investment Advisory, Fixed Income, Investment Management, Variable Annuities, Series 65, Investment Strategies, Series 6, 401k, Analysis, ETFs, Uniform Combined State..., Capital Markets, Financial Planners, Bonds, Asset Management, Alternative Investments, Financial Risk, Options
Education
Rockhurst University 1993 — 1997
MBA, Finance & Management
The University of Kansas 1983 — 1988
BSJ, Advertising (Journalism)
Doug Kish Doug Kish's LPL Financial Experience March 2015 - Present
Job AVP; Advisor Recruiting at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2015 - Present
RBS Citizens Financial Group November 2013 - March 2015
Merrill Lynch April 2010 - November 2013
DAK Associates June 2006 - May 2010
iShares ETF's May 2005 - June 2006
Rydex Investments May 2000 - May 2005
Skills
Mutual Funds, Asset Management, Insurance, Alternative Investments, Hedge Funds, Annuities, Sales Recruitment, Structured Products, ETFs, Wealth Management, Asset Managment, Financial Services, Executive Search, Recruiting, Due Diligence, Investments, Fixed Annuities, Series 7, Retirement Planning, Investment Advisory, Investment Strategies, Fixed Income, Human Resources, Series 63, 401k, Employee Benefits, Equities, Investment Management, Financial Advisory, Relationship Management, Securities, Retirement, Asset Allocation
Education
Saint Bonaventure University 1996 — 2000
BBA, Accounting
Kenston High School 1992 — 1996
LPL Financial March 2015 - Present
RBS Citizens Financial Group November 2013 - March 2015
Merrill Lynch April 2010 - November 2013
DAK Associates June 2006 - May 2010
iShares ETF's May 2005 - June 2006
Rydex Investments May 2000 - May 2005
Skills
Mutual Funds, Asset Management, Insurance, Alternative Investments, Hedge Funds, Annuities, Sales Recruitment, Structured Products, ETFs, Wealth Management, Asset Managment, Financial Services, Executive Search, Recruiting, Due Diligence, Investments, Fixed Annuities, Series 7, Retirement Planning, Investment Advisory, Investment Strategies, Fixed Income, Human Resources, Series 63, 401k, Employee Benefits, Equities, Investment Management, Financial Advisory, Relationship Management, Securities, Retirement, Asset Allocation
Education
Saint Bonaventure University 1996 — 2000
BBA, Accounting
Kenston High School 1992 — 1996
Chris Hittesdorf Chris Hittesdorf's LPL Financial Experience November 2009 - March 2011
Job Software Engineer l at eBags
Industry Computer Software
Experience
eBags October 2014 - Present
Rivet Software July 2013 - September 2014
Rivet Software January 2013 - June 2013
Rivet Software October 2011 - January 2013
Rivet Software May 2011 - October 2011
Rivet Software March 2011 - May 2011
LPL Financial November 2009 - March 2011
HSH LLC April 2007 - August 2009
Price Pipeline May 2004 - August 2004
Skills
Accounting, Access, Microsoft Office, Finance, Microsoft Excel, Financial Reporting, Software Documentation, SharePoint, Microsoft Word, Customer Relations, Salesforce.com, Process Improvement, SQL, Customer Service, Financial Analysis, PowerPoint, .NET, Visual Studio, Windows, SDLC, Python, C#, Database Design, Web Design, JavaScript, Financial Planning, Support Analysts, Photoshop, Crossfire, Strategic Financial..., Project Planning, UAT coordination, TFS, DBMS, jQuery, HTML 5, Knowledge Base, Agile & Waterfall..., PHP, Knockout JS, CSS3, DataTables JS, User Interface Design, User Experience Design, jQuery UI, Test Driven Development, Angular JS, Cross-browser..., ASP.NET MVC, Bootstrap
Education
Red Rocks Community College 2013 — 2014
Program Specialist Certificate, Computer Software Engineering, 4.0
University of Colorado Boulder 2004 — 2008
B.S, Economics; International Trade
University of Colorado Boulder - Leeds School of Business 2003 — 2008
BS, accounting
Fort Collins High School 1999 — 2002
eBags October 2014 - Present
Rivet Software July 2013 - September 2014
Rivet Software January 2013 - June 2013
Rivet Software October 2011 - January 2013
Rivet Software May 2011 - October 2011
Rivet Software March 2011 - May 2011
LPL Financial November 2009 - March 2011
HSH LLC April 2007 - August 2009
Price Pipeline May 2004 - August 2004
Skills
Accounting, Access, Microsoft Office, Finance, Microsoft Excel, Financial Reporting, Software Documentation, SharePoint, Microsoft Word, Customer Relations, Salesforce.com, Process Improvement, SQL, Customer Service, Financial Analysis, PowerPoint, .NET, Visual Studio, Windows, SDLC, Python, C#, Database Design, Web Design, JavaScript, Financial Planning, Support Analysts, Photoshop, Crossfire, Strategic Financial..., Project Planning, UAT coordination, TFS, DBMS, jQuery, HTML 5, Knowledge Base, Agile & Waterfall..., PHP, Knockout JS, CSS3, DataTables JS, User Interface Design, User Experience Design, jQuery UI, Test Driven Development, Angular JS, Cross-browser..., ASP.NET MVC, Bootstrap
Education
Red Rocks Community College 2013 — 2014
Program Specialist Certificate, Computer Software Engineering, 4.0
University of Colorado Boulder 2004 — 2008
B.S, Economics; International Trade
University of Colorado Boulder - Leeds School of Business 2003 — 2008
BS, accounting
Fort Collins High School 1999 — 2002
Alton Howell, CLU©, ChFC© Alton Howell, CLU©, ChFC©'s LPL Financial Experience May 2007 - October 2014
Job President at MidAtlantic Financial Group, Inc.
Industry Insurance
Experience
Woodbury Financial Services, Inc. October 2014 - Present
Mid-Atlantic Financial Group, Inc. August 2003 - Present
Cornerstone Brokerage Services, LLC May 2015 - Present
LPL Financial May 2007 - October 2014
GE Financial Advisors June 1980 - December 2003
Education
The American College 1985 — 1998
Chartered Financial Consultant, Financial Services
The American College 1985 — 1998
Chartered Life Underwriter, Financial Services
Agency Management Training Course (AMTC) 1985 — 1986
AMTC, Agency Management
Purdue University 1984 — 1984
Purdue Management Institute, Agency Management
Virginia Commonwealth University 1978 — 1980
Master's degree, Music
Uniersity of North Carolina at Greensboro 1974 — 1978
Bachelor's degree, Education
Woodbury Financial Services, Inc. October 2014 - Present
Mid-Atlantic Financial Group, Inc. August 2003 - Present
Cornerstone Brokerage Services, LLC May 2015 - Present
LPL Financial May 2007 - October 2014
GE Financial Advisors June 1980 - December 2003
Education
The American College 1985 — 1998
Chartered Financial Consultant, Financial Services
The American College 1985 — 1998
Chartered Life Underwriter, Financial Services
Agency Management Training Course (AMTC) 1985 — 1986
AMTC, Agency Management
Purdue University 1984 — 1984
Purdue Management Institute, Agency Management
Virginia Commonwealth University 1978 — 1980
Master's degree, Music
Uniersity of North Carolina at Greensboro 1974 — 1978
Bachelor's degree, Education
Sandeep Aujla, CFA's LPL Financial Experience June 2011 - November 2011
Job
Industry Oil & Energy
Experience
Sempra Energy April 2013 - Present
LPL Financial June 2011 - November 2011
Arbinet-thexchange April 2007 - December 2010
Arbinet June 2006 - April 2007
Hewlett Packard Company April 1998 - May 2006
Skills
Product Management, Mergers, Financial Modeling, Strategy, Business Planning, Due Diligence, Strategic Planning, Management Consulting, Strategic Partnerships, Corporate Finance, Business Development, Negotiation, Project Management, Management, Telecommunications, Analytics, Mergers & Acquisitions, Financial Analysis, Competitive Analysis, Go-to-market Strategy, Corporate Development, P&L Management, Finance, Risk Management, Business Intelligence, Valuation, Investments, New Business Development, Venture Capital, Business Strategy, Entrepreneurship, Start-ups, Market Analysis, Restructuring, Strategic Financial..., Cross-functional Team..., Managerial Finance, Business Analysis, Consulting, International Business, Forecasting, Business Process..., Executive Management
Education
Rochester Institute of Technology 1996 — 1998
Master of Business Administration (MBA), Finance & International Business
University of Melbourne 1995 — 1996
Post Graduate Diploma, Finance
Shri Ram College of Commerce, University of Delhi 1992 — 1995
BCom (Hons), Accounting & Economics
Frank Anthony Public School 1982 — 1992
Sempra Energy April 2013 - Present
LPL Financial June 2011 - November 2011
Arbinet-thexchange April 2007 - December 2010
Arbinet June 2006 - April 2007
Hewlett Packard Company April 1998 - May 2006
Skills
Product Management, Mergers, Financial Modeling, Strategy, Business Planning, Due Diligence, Strategic Planning, Management Consulting, Strategic Partnerships, Corporate Finance, Business Development, Negotiation, Project Management, Management, Telecommunications, Analytics, Mergers & Acquisitions, Financial Analysis, Competitive Analysis, Go-to-market Strategy, Corporate Development, P&L Management, Finance, Risk Management, Business Intelligence, Valuation, Investments, New Business Development, Venture Capital, Business Strategy, Entrepreneurship, Start-ups, Market Analysis, Restructuring, Strategic Financial..., Cross-functional Team..., Managerial Finance, Business Analysis, Consulting, International Business, Forecasting, Business Process..., Executive Management
Education
Rochester Institute of Technology 1996 — 1998
Master of Business Administration (MBA), Finance & International Business
University of Melbourne 1995 — 1996
Post Graduate Diploma, Finance
Shri Ram College of Commerce, University of Delhi 1992 — 1995
BCom (Hons), Accounting & Economics
Frank Anthony Public School 1982 — 1992
Doug Burks's LPL Financial Experience August 2015 - Present
Job Vice President of Technology at LPL Financial
Industry Financial Services
Experience
LPL Financial August 2015 - Present
Trust Company of America March 2013 - Present
DB Consults March 2010 - Present
Greenbrooke Home Owners Association July 2008 - July 2015
Computer Research, Inc. October 2006 - February 2010
Thompson Coburn, LLC 2001 - 2005
JB Oxford 2002 - 2003
Scottrade 2001 - 2001
ADP/SIS 1994 - 2001
ADP/SIS 1993 - 1994
Skills
DB2, Software, Solaris, Oracle, AIX, SDLC, Agile Methodologies, Unix, IBM Servers, Groovy, Six Sigma, Statistical Modeling, Management Consulting, Software Development, Testing, Quality Assurance, Architecture, Enterprise Architecture, Integration, Requirements Analysis, SQL, Program Management, Lean Transformation, Project Management, Software Project..., Microsoft SQL Server, Perl, Data Center, Databases, Management, Visio, Change Management, Public Speaking, IT Strategy, Business Intelligence, Cloud Computing, Leadership, SOA, Business Analysis, SharePoint, Team Leadership, Business Process, Security, Disaster Recovery, Networking, PMO, Software Documentation, Vendor Management, SaaS, IT Management
Education
University of California, Davis 2010 — 2011
Certificate, Viticulture and Enology
IBM Technical Training 2009 — 2009
Application Modernization
Villanova University 2004 — 2004
Certificate, Six Sigma Quality - Black Belt
Regis University 1999 — 2003
BS, Computer Science
University of California, Los Angeles 1962 — 1967
Math- Physics
LPL Financial August 2015 - Present
Trust Company of America March 2013 - Present
DB Consults March 2010 - Present
Greenbrooke Home Owners Association July 2008 - July 2015
Computer Research, Inc. October 2006 - February 2010
Thompson Coburn, LLC 2001 - 2005
JB Oxford 2002 - 2003
Scottrade 2001 - 2001
ADP/SIS 1994 - 2001
ADP/SIS 1993 - 1994
Skills
DB2, Software, Solaris, Oracle, AIX, SDLC, Agile Methodologies, Unix, IBM Servers, Groovy, Six Sigma, Statistical Modeling, Management Consulting, Software Development, Testing, Quality Assurance, Architecture, Enterprise Architecture, Integration, Requirements Analysis, SQL, Program Management, Lean Transformation, Project Management, Software Project..., Microsoft SQL Server, Perl, Data Center, Databases, Management, Visio, Change Management, Public Speaking, IT Strategy, Business Intelligence, Cloud Computing, Leadership, SOA, Business Analysis, SharePoint, Team Leadership, Business Process, Security, Disaster Recovery, Networking, PMO, Software Documentation, Vendor Management, SaaS, IT Management
Education
University of California, Davis 2010 — 2011
Certificate, Viticulture and Enology
IBM Technical Training 2009 — 2009
Application Modernization
Villanova University 2004 — 2004
Certificate, Six Sigma Quality - Black Belt
Regis University 1999 — 2003
BS, Computer Science
University of California, Los Angeles 1962 — 1967
Math- Physics
Mark Greenberg's LPL Financial Experience June 2008 - March 2013
Job Vice President Appliction Development and Solutions Management at CoreLogic Credco
Industry Information Technology and Services
Experience
Financial Services Technology March 2013 - November 2013
LPL Financial June 2008 - March 2013
Fisher Investments March 2005 - May 2008
Merrill Lynch 1999 - 2004
Fidelity Investments 1997 - 1999
Nicholas-Applegate Capital Management August 1995 - October 1997
Salomon Bros 1989 - 1995
AT&T Information Systems 1988 - 1989
Skills
Asset Managment, SDLC, Securities, Financial Services, Integration, Trading, Equities, Management, Software Development, Investment Management, Program Management, Telecommunications, Oracle, Vendor Management, Risk Management, Strategy, Asset Management, Access, Enterprise Architecture, Trading Systems, Enterprise Software, Disaster Recovery, Fixed Income, Business Development, Java, Portfolio Management, Finance, Agile Methodologies, Architecture, IT Management, SOA, CRM, Analytics, Virtualization, Cloud Computing, Data Center, Big Data, Team Leadership, Process Improvement, Infrastructure, Strategic Planning, IT Strategy, Business Process..., Business Analysis, Application Architecture, Software Project..., Business Strategy, Leadership, Project Portfolio..., Business Intelligence
Education
Rutgers University-New Brunswick 1975 — 1980
BA, Liberal Arts
Financial Services Technology March 2013 - November 2013
LPL Financial June 2008 - March 2013
Fisher Investments March 2005 - May 2008
Merrill Lynch 1999 - 2004
Fidelity Investments 1997 - 1999
Nicholas-Applegate Capital Management August 1995 - October 1997
Salomon Bros 1989 - 1995
AT&T Information Systems 1988 - 1989
Skills
Asset Managment, SDLC, Securities, Financial Services, Integration, Trading, Equities, Management, Software Development, Investment Management, Program Management, Telecommunications, Oracle, Vendor Management, Risk Management, Strategy, Asset Management, Access, Enterprise Architecture, Trading Systems, Enterprise Software, Disaster Recovery, Fixed Income, Business Development, Java, Portfolio Management, Finance, Agile Methodologies, Architecture, IT Management, SOA, CRM, Analytics, Virtualization, Cloud Computing, Data Center, Big Data, Team Leadership, Process Improvement, Infrastructure, Strategic Planning, IT Strategy, Business Process..., Business Analysis, Application Architecture, Software Project..., Business Strategy, Leadership, Project Portfolio..., Business Intelligence
Education
Rutgers University-New Brunswick 1975 — 1980
BA, Liberal Arts
Ralph Nevchas's LPL Financial Experience November 2012 - Present
Job Software Developer
Industry Computer Software
Experience
LPL Financial November 2012 - Present
G2 Polska Sp. z o.o. September 2011 - September 2012
W. P. Carey & Co. LLC March 2010 - September 2010
LPL Financial January 2007 - December 2009
SAIC October 2005 - January 2007
Skills
.NET, Microsoft SQL Server, C#, ASP.NET, AngularJS, CSS, Bootstrap, JavaScript, WCF, ASP.NET Web API, Web Services, Software Development, SQL, XML, TFS, SOA, T-SQL, ASP.NET MVC, Design Patterns, Microsoft Technologies
Education
Rutgers, The State University of New Jersey-New Brunswick 2001 — 2005
Bachelor of Engineering (B.E.), Electrical & Computer Engineering, Computer Science
LPL Financial November 2012 - Present
G2 Polska Sp. z o.o. September 2011 - September 2012
W. P. Carey & Co. LLC March 2010 - September 2010
LPL Financial January 2007 - December 2009
SAIC October 2005 - January 2007
Skills
.NET, Microsoft SQL Server, C#, ASP.NET, AngularJS, CSS, Bootstrap, JavaScript, WCF, ASP.NET Web API, Web Services, Software Development, SQL, XML, TFS, SOA, T-SQL, ASP.NET MVC, Design Patterns, Microsoft Technologies
Education
Rutgers, The State University of New Jersey-New Brunswick 2001 — 2005
Bachelor of Engineering (B.E.), Electrical & Computer Engineering, Computer Science
Donnie Gill's LPL Financial Experience August 2013 - Present
Job Vice President, Service at LPL Financial
Industry Financial Services
Experience
LPL Financial August 2013 - Present
LPL Financial August 2011 - July 2013
LPL Financial September 2009 - August 2011
Washington Mutual Bank June 2008 - June 2009
Washington Mutual June 2007 - June 2008
Washington Mutual August 2005 - June 2007
Washington Mutual June 2003 - August 2005
Washington Mutual November 2001 - June 2003
Skills
Financial Services, Asset Managment, Mutual Funds, Project Management, Strategy
Education
Saint Michael's College 1997 — 2001
BA, Spanish, International Business
LPL Financial August 2013 - Present
LPL Financial August 2011 - July 2013
LPL Financial September 2009 - August 2011
Washington Mutual Bank June 2008 - June 2009
Washington Mutual June 2007 - June 2008
Washington Mutual August 2005 - June 2007
Washington Mutual June 2003 - August 2005
Washington Mutual November 2001 - June 2003
Skills
Financial Services, Asset Managment, Mutual Funds, Project Management, Strategy
Education
Saint Michael's College 1997 — 2001
BA, Spanish, International Business
Jennifer Knox's LPL Financial Experience April 2014 - Present
Job Sr. Financial Analyst External Reporting at LPL Financial
Industry Financial Services
Experience
LPL Financial April 2014 - Present
LPL Financial October 2012 - March 2014
LPL Financial November 2010 - September 2012
LPL Financial October 2007 - November 2010
Delaware Investments February 2006 - September 2007
Lincoln Financial Distributors February 2005 - February 2006
Lincoln Financial Distributors August 2004 - February 2005
The First Church of Christ, Scientist July 2003 - April 2004
Skills
Series 63, Account Reconciliation, Journal Entries, Financial Variance..., Management, Financial Accounting, Internal Controls, Series 6, Offshore Outsourcing, Flux Analysis, Studying for Series 27, Member of AICPA, Month End Close, Financial Audits, Process Improvement, Oracle R12 Financials, US GAAP, Member of CalCPA, Revenue Estimation
Education
University of California, San Diego 2009 — 2011
Principia College 1999 — 2003
Bachelor's degree
LPL Financial April 2014 - Present
LPL Financial October 2012 - March 2014
LPL Financial November 2010 - September 2012
LPL Financial October 2007 - November 2010
Delaware Investments February 2006 - September 2007
Lincoln Financial Distributors February 2005 - February 2006
Lincoln Financial Distributors August 2004 - February 2005
The First Church of Christ, Scientist July 2003 - April 2004
Skills
Series 63, Account Reconciliation, Journal Entries, Financial Variance..., Management, Financial Accounting, Internal Controls, Series 6, Offshore Outsourcing, Flux Analysis, Studying for Series 27, Member of AICPA, Month End Close, Financial Audits, Process Improvement, Oracle R12 Financials, US GAAP, Member of CalCPA, Revenue Estimation
Education
University of California, San Diego 2009 — 2011
Principia College 1999 — 2003
Bachelor's degree
Paul Reichert's LPL Financial Experience 2012 - Present
Job Fixed Income Trader at LPL Financial
Industry Financial Services
Experience
LPL Financial 2012 - Present
Duncan-Williams, Inc. March 2012 - November 2012
LPL Financial March 2010 - March 2012
Evergreen Investments March 2008 - December 2009
Wachovia Bank August 2002 - October 2007
Education
Queens University of Charlotte 1999 — 2002
MBA, Business
University of Missouri-Columbia 1989 — 1994
LPL Financial 2012 - Present
Duncan-Williams, Inc. March 2012 - November 2012
LPL Financial March 2010 - March 2012
Evergreen Investments March 2008 - December 2009
Wachovia Bank August 2002 - October 2007
Education
Queens University of Charlotte 1999 — 2002
MBA, Business
University of Missouri-Columbia 1989 — 1994
Emmett Kluxen's LPL Financial Experience November 2013 - Present
Job AVP, Technology Project Management
Industry Financial Services
Experience
LPL Financial November 2013 - Present
Wealth Management Systems September 2000 - October 2013
Rutgers University 1997 - 2000
Rutgers University January 1999 - May 1999
Skills
Software Project..., Integration, Project Management, HTML, Software Development, SDLC, Business Analysis, Management, Customer Service, Vendor Management, MS Project, Project Planning, JavaScript, Budgets, Web Development, Business Intelligence, Process Improvement, Budgeting, Customer Relations, Cross-functional Team..., Quality Assurance, CRM, Product Management, Agile Methodologies
Education
Rutgers University-New Brunswick 1996 — 1997
Master of Communication & Information, Information Technology
Rutgers University-New Brunswick 1992 — 1996
BA, History
LPL Financial November 2013 - Present
Wealth Management Systems September 2000 - October 2013
Rutgers University 1997 - 2000
Rutgers University January 1999 - May 1999
Skills
Software Project..., Integration, Project Management, HTML, Software Development, SDLC, Business Analysis, Management, Customer Service, Vendor Management, MS Project, Project Planning, JavaScript, Budgets, Web Development, Business Intelligence, Process Improvement, Budgeting, Customer Relations, Cross-functional Team..., Quality Assurance, CRM, Product Management, Agile Methodologies
Education
Rutgers University-New Brunswick 1996 — 1997
Master of Communication & Information, Information Technology
Rutgers University-New Brunswick 1992 — 1996
BA, History
Jacob Eddy's LPL Financial Experience June 2014 - Present
Job Senior Compliance Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2014 - Present
Hewitt Financial Services March 2010 - June 2014
Wells Fargo Advisors, LLC. March 2007 - March 2010
Skills
Uniform Combined State...
Education
Salisbury University - Perdue School of Business 2001 — 2004
Economics
LPL Financial June 2014 - Present
Hewitt Financial Services March 2010 - June 2014
Wells Fargo Advisors, LLC. March 2007 - March 2010
Skills
Uniform Combined State...
Education
Salisbury University - Perdue School of Business 2001 — 2004
Economics
JoAnne Haskett's LPL Financial Experience March 1981 - January 1991
Job Senior Tax Advisor at H&R Block / Accountant
Industry Financial Services
Experience
H&R Block January 2013 - Present
Time Warner Cable - San Diego Division 1997 - April 2012
American Red Cross 1991 - 1997
LPL Financial March 1981 - January 1991
Skills
Process Improvement, Financial Modeling, Financial Reporting, Forecasting, Budgets, Strategic Partnerships, Finance, Financial Analysis, Cross-functional Team..., Telecommunications, Competitive Analysis, Broadband, Management
Education
University of Maryland College Park 1970 — 1973
Rosemont College 1968 — 1970
Mathematics
H&R Block January 2013 - Present
Time Warner Cable - San Diego Division 1997 - April 2012
American Red Cross 1991 - 1997
LPL Financial March 1981 - January 1991
Skills
Process Improvement, Financial Modeling, Financial Reporting, Forecasting, Budgets, Strategic Partnerships, Finance, Financial Analysis, Cross-functional Team..., Telecommunications, Competitive Analysis, Broadband, Management
Education
University of Maryland College Park 1970 — 1973
Rosemont College 1968 — 1970
Mathematics
Stephen Benevento, AIF®'s LPL Financial Experience May 2011 - Present
Job Sales Manager Advisory Consulting
Industry Financial Services
Experience
LPL Financial May 2011 - Present
AXA Advisors April 2000 - March 2011
Skills
Series 7, Equities, Series 63, Investments, Mutual Funds, Equity Trading, Bloomberg, Hedge Funds, Asset Managment, Life Insurance, Series 65, Fixed Annuities, Variable Annuities, Health Insurance, Zephyr Style Advisor, WebEx, Securities, Asset Management, FINRA
Education
Saint Michael's College 1993 — 1997
Bachelor of Business Administration (B.B.A.)
Garden City High School 1990 — 1993
LPL Financial May 2011 - Present
AXA Advisors April 2000 - March 2011
Skills
Series 7, Equities, Series 63, Investments, Mutual Funds, Equity Trading, Bloomberg, Hedge Funds, Asset Managment, Life Insurance, Series 65, Fixed Annuities, Variable Annuities, Health Insurance, Zephyr Style Advisor, WebEx, Securities, Asset Management, FINRA
Education
Saint Michael's College 1993 — 1997
Bachelor of Business Administration (B.B.A.)
Garden City High School 1990 — 1993
Vibha Gupta's LPL Financial Experience December 2009 - September 2010
Job Product Manager at Mitchell International
Industry Information Technology and Services
Experience
Mitchell International February 2013 - Present
Mitchell International September 2010 - January 2013
LPL Financial December 2009 - September 2010
Microsoft February 2009 - October 2009
T-Mobile USA 2008 - 2009
Bear Stearns February 2007 - February 2008
Citi Group June 2005 - January 2007
Skills
Business Analysis, Requirements Gathering, Business Requirements, Scrum, SDLC, Visio, Agile Methodologies, Requirements Analysis, Software Project..., Leadership, SQL, Agile Project Management, SharePoint, Program Management, Business Intelligence
Education
ICFAI Business School 2003 — 2005
MBA, Finance
Punjab Engineering College 1996 — 2000
B-TECH, Computer science
Mitchell International February 2013 - Present
Mitchell International September 2010 - January 2013
LPL Financial December 2009 - September 2010
Microsoft February 2009 - October 2009
T-Mobile USA 2008 - 2009
Bear Stearns February 2007 - February 2008
Citi Group June 2005 - January 2007
Skills
Business Analysis, Requirements Gathering, Business Requirements, Scrum, SDLC, Visio, Agile Methodologies, Requirements Analysis, Software Project..., Leadership, SQL, Agile Project Management, SharePoint, Program Management, Business Intelligence
Education
ICFAI Business School 2003 — 2005
MBA, Finance
Punjab Engineering College 1996 — 2000
B-TECH, Computer science
Jaspreet Kaur MS MBA PMP's LPL Financial Experience 2006 - 2008
Job Investment Management Company
Industry Information Technology and Services
Experience
Pacific Life January 2014 - Present
BMS Bankruptcy Management Solutions, Inc. July 2013 - December 2013
AMN Healthcare February 2013 - May 2013
Hewlett-Packard May 2011 - February 2013
Northrop Grumman Corporation June 2008 - May 2011
LPL Financial 2006 - 2008
Pfizer 2006 - 2008
L-3 Communications 2001 - 2005
Skills
Program Management, SDLC, Process Improvement, Business Analysis, PMO, Cross-functional Team..., PMP, Project Management, Enterprise Architecture, Business Process..., Integration, Leadership, Project Planning, Project Portfolio..., SaaS, Enterprise Software, Software Project..., Strategy, Vendor Management, SharePoint
Education
University of Southern California - Marshall School of Business 2007 — 2009
Executive MBA
Wayne State University 2000 — 2001
MS in Computer Engg
Punjab Technical University 1994 — 1999
Bachelors, Electronics & Comm
Pacific Life January 2014 - Present
BMS Bankruptcy Management Solutions, Inc. July 2013 - December 2013
AMN Healthcare February 2013 - May 2013
Hewlett-Packard May 2011 - February 2013
Northrop Grumman Corporation June 2008 - May 2011
LPL Financial 2006 - 2008
Pfizer 2006 - 2008
L-3 Communications 2001 - 2005
Skills
Program Management, SDLC, Process Improvement, Business Analysis, PMO, Cross-functional Team..., PMP, Project Management, Enterprise Architecture, Business Process..., Integration, Leadership, Project Planning, Project Portfolio..., SaaS, Enterprise Software, Software Project..., Strategy, Vendor Management, SharePoint
Education
University of Southern California - Marshall School of Business 2007 — 2009
Executive MBA
Wayne State University 2000 — 2001
MS in Computer Engg
Punjab Technical University 1994 — 1999
Bachelors, Electronics & Comm
Anna Orsenigo's LPL Financial Experience September 2008 - Present
Job Vice President, Human Resources at LPL Financial
Industry Human Resources
Experience
LPL Financial September 2008 - Present
BlackRock October 2003 - June 2008
Skills
Leadership Development, Succession Planning, Organizational Design, HR Consulting, Coaching, Performance Management, Human Resources, Onboarding, Employee Relations, Employee Engagement, Recruiting, Talent Management, Talent Acquisition, HRIS, Employee Benefits, Sourcing, Workforce Planning, Financial Services, Project Coordination
Education
Virginia Polytechnic Institute and State University
Bachelor's degree, Hospitality Administration/Management
Godwin High School
Queen Margaret University 1998 — 1998
Hospitality Administration/Management
LPL Financial September 2008 - Present
BlackRock October 2003 - June 2008
Skills
Leadership Development, Succession Planning, Organizational Design, HR Consulting, Coaching, Performance Management, Human Resources, Onboarding, Employee Relations, Employee Engagement, Recruiting, Talent Management, Talent Acquisition, HRIS, Employee Benefits, Sourcing, Workforce Planning, Financial Services, Project Coordination
Education
Virginia Polytechnic Institute and State University
Bachelor's degree, Hospitality Administration/Management
Godwin High School
Queen Margaret University 1998 — 1998
Hospitality Administration/Management
Bethany Colflesh's LPL Financial Experience January 2015 - Present
Job Compliance Principal
Industry Financial Services
Experience
LPL Financial January 2015 - Present
Wells Fargo Advisors October 2013 - December 2014
Morgan Stanley Wealth Management August 2011 - October 2013
Raymond James & Associates May 2007 - August 2011
Raymond James & Associates May 2007 - August 2009
First National Planning Group April 2005 - May 2007
Skills
Series 7, Series 66, Series 9, Series 63, Securities, Mutual Funds, Retirement Planning, Wealth Management, Investments, Equities, FINRA, Investment Advisory, Retirement
Education
Rider University
Bachelor of Arts, Liberal Sciences; History
Pennsbury High School 1994 — 1998
LPL Financial January 2015 - Present
Wells Fargo Advisors October 2013 - December 2014
Morgan Stanley Wealth Management August 2011 - October 2013
Raymond James & Associates May 2007 - August 2011
Raymond James & Associates May 2007 - August 2009
First National Planning Group April 2005 - May 2007
Skills
Series 7, Series 66, Series 9, Series 63, Securities, Mutual Funds, Retirement Planning, Wealth Management, Investments, Equities, FINRA, Investment Advisory, Retirement
Education
Rider University
Bachelor of Arts, Liberal Sciences; History
Pennsbury High School 1994 — 1998
Shannon Howe's LPL Financial Experience February 2014 - Present
Job Sr. Business Consultant Internal Relationship Manager
Industry Financial Services
Experience
LPL Financial February 2014 - Present
LPL Financial September 2012 - February 2014
LPL April 2009 - September 2012
Hollister August 2008 - April 2009
Robert Half International September 2007 - July 2008
Education
Roger Williams University 2003 — 2007
Bachelor of, Business
LPL Financial February 2014 - Present
LPL Financial September 2012 - February 2014
LPL April 2009 - September 2012
Hollister August 2008 - April 2009
Robert Half International September 2007 - July 2008
Education
Roger Williams University 2003 — 2007
Bachelor of, Business
Debbie Hickey's LPL Financial Experience May 2000 - January 2004
Job Chief Administrative Officer at Millennium Advisors, LLC
Industry Financial Services
Experience
Millennium Advisors, LLC October 2012 - Present
Oyster Consulting, LLC May 2012 - September 2012
Deborah S. Knapp CPA January 2012 - May 2012
Seaside Vacations November 2004 - August 2011
LPL Financial May 2000 - January 2004
EVEREN Securities January 1991 - January 2000
Coopers & Lybrand September 1985 - December 1990
Skills
Real Estate, Strategic Planning, Accounting, Rentals, Management, Strategic Financial..., Financial Reporting, Financial Analysis, Executive Management, Due Diligence, Budgets, Process Improvement, Mergers, Auditing, Customer Service, Forecasting, Private Equity, Financial Planners, Series 27, 7, 63, 24, Banking, Finance, Mergers & Acquisitions
Education
Saint Mary's College 1981 — 1985
BBA, Accounting
Alentown Central Catholic HS 1978 — 1981
Millennium Advisors, LLC October 2012 - Present
Oyster Consulting, LLC May 2012 - September 2012
Deborah S. Knapp CPA January 2012 - May 2012
Seaside Vacations November 2004 - August 2011
LPL Financial May 2000 - January 2004
EVEREN Securities January 1991 - January 2000
Coopers & Lybrand September 1985 - December 1990
Skills
Real Estate, Strategic Planning, Accounting, Rentals, Management, Strategic Financial..., Financial Reporting, Financial Analysis, Executive Management, Due Diligence, Budgets, Process Improvement, Mergers, Auditing, Customer Service, Forecasting, Private Equity, Financial Planners, Series 27, 7, 63, 24, Banking, Finance, Mergers & Acquisitions
Education
Saint Mary's College 1981 — 1985
BBA, Accounting
Alentown Central Catholic HS 1978 — 1981
Fina L Sneed's LPL Financial Experience September 2009 - March 2012
Job Branch Operations Manager at Tryon & Company
Industry Financial Services
Experience
Tryon & Company April 2012 - September 2014
LPL Financial September 2009 - March 2012
Linda A. Barlow, CFP January 2008 - May 2009
Independent Capital Management September 2007 - December 2007
Superior Press May 2000 - December 2002
Z. Joseph Wanski, M.D., and Associates Medical Group April 1996 - December 1999
Education
University of California, Irvine 2005 — 2007
B.A., Anthropology
Saddleback College 2002 — 2006
Other, Anthropology
Tryon & Company April 2012 - September 2014
LPL Financial September 2009 - March 2012
Linda A. Barlow, CFP January 2008 - May 2009
Independent Capital Management September 2007 - December 2007
Superior Press May 2000 - December 2002
Z. Joseph Wanski, M.D., and Associates Medical Group April 1996 - December 1999
Education
University of California, Irvine 2005 — 2007
B.A., Anthropology
Saddleback College 2002 — 2006
Other, Anthropology
John McDermott's LPL Financial Experience July 2009 - August 2013
Job MD, Head of Compliance and Operational Risk Control at UBS
Industry Financial Services
Experience
UBS November 2013 - Present
LPL Financial July 2009 - August 2013
Merrill Lynch June 1981 - January 2009
Education
Rutgers University School of Law - Newark 1978 — 1981
Doctor of Law (JD)
Wesleyan University 1974 — 1978
BA, Economics, Political Science and Philosophy
UBS November 2013 - Present
LPL Financial July 2009 - August 2013
Merrill Lynch June 1981 - January 2009
Education
Rutgers University School of Law - Newark 1978 — 1981
Doctor of Law (JD)
Wesleyan University 1974 — 1978
BA, Economics, Political Science and Philosophy
Carolyn McCarthy's LPL Financial Experience 2007 - Present
Job VP, Financial Advisor Training & Business Consulting
Industry Financial Services
Experience
LPL Financial 2007 - Present
M2X, Inc. March 2009 - Present
CIGNA Healthcare October 2003 - December 2006
Fidelity Investments September 1998 - December 2002
Skills
Training, Leadership Development, Talent Management, Client Education, Employee Training, Marketing Strategy, Marketing Communications, Sales, Sales Management, Distance Learning, Learning Management..., Needs Analysis, Performance Metrics, Operations Management, Business Coaching, Job Coaching
Education
Rensselaer Polytechnic Institute
Masters, Marketing/Marketing Management
University of Rhode Island
BA, Communications
LPL Financial 2007 - Present
M2X, Inc. March 2009 - Present
CIGNA Healthcare October 2003 - December 2006
Fidelity Investments September 1998 - December 2002
Skills
Training, Leadership Development, Talent Management, Client Education, Employee Training, Marketing Strategy, Marketing Communications, Sales, Sales Management, Distance Learning, Learning Management..., Needs Analysis, Performance Metrics, Operations Management, Business Coaching, Job Coaching
Education
Rensselaer Polytechnic Institute
Masters, Marketing/Marketing Management
University of Rhode Island
BA, Communications
Billy Grimes's LPL Financial Experience June 2009 - June 2012
Job Financial Advisor at Citi Personal Wealth Management
Industry Financial Services
Experience
Citi Personal Wealth Management July 2012 - Present
LPL Financial June 2009 - June 2012
Sun Life Financial December 2006 - June 2009
Allianz April 2005 - August 2006
Guardian Life Insurance February 2001 - April 2005
Transamerica January 1998 - January 2000
Phoenix Investment Partners January 1997 - December 1998
Putnam Investments October 1991 - January 1997
Skills
Retirement, Series 7, Fixed Annuities, Mutual Funds, Retirement Planning, Series 63, Series 6, Finance, Asset Allocation, Variable Annuities, Financial Advisory, Wealth Management, 401k, IRAs, Series 65, Mortgage Lending, Securities, Investment Advisory
Education
Providence College 1987 — 1991
B.S., Business
Citi Personal Wealth Management July 2012 - Present
LPL Financial June 2009 - June 2012
Sun Life Financial December 2006 - June 2009
Allianz April 2005 - August 2006
Guardian Life Insurance February 2001 - April 2005
Transamerica January 1998 - January 2000
Phoenix Investment Partners January 1997 - December 1998
Putnam Investments October 1991 - January 1997
Skills
Retirement, Series 7, Fixed Annuities, Mutual Funds, Retirement Planning, Series 63, Series 6, Finance, Asset Allocation, Variable Annuities, Financial Advisory, Wealth Management, 401k, IRAs, Series 65, Mortgage Lending, Securities, Investment Advisory
Education
Providence College 1987 — 1991
B.S., Business
Murli Sujanani's LPL Financial Experience January 2008 - March 2009
Job Vice President, Analysis at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group October 2010 - Present
LPL Financial January 2008 - March 2009
Associated Securities Corp December 1990 - December 2007
Education
Saint John's University 1973 — 1975
B.S, Accounting
Cetera Financial Group October 2010 - Present
LPL Financial January 2008 - March 2009
Associated Securities Corp December 1990 - December 2007
Education
Saint John's University 1973 — 1975
B.S, Accounting
Michael Pingel, MBA's LPL Financial Experience May 2013 - August 2013
Job Data Analyst at Bank of America
Industry Financial Services
Experience
Bank of America July 2015 - Present
Citco Fund Services August 2013 - July 2015
LPL Financial May 2013 - August 2013
LPL Financial January 2011 - May 2013
Liberty Tax Service December 2010 - March 2011
MassMutual Financial Group August 2009 - August 2010
Wells Fargo December 2008 - June 2009
Skills
Data Analysis, Finance, Options, Stocks, Mutual Funds, Microsoft Excel, System Testing, Income Tax, Business Analysis, Analysis, Securities, Risk Management, Investments, Hedge Funds, Financial Risk, Financial Analysis, Equities, Alternative Investments, SQL, Management, Financial Modeling
Education
Radford University 2007 — 2008
MBA, Business Administration and Management, General, 3.5 GPA
Radford University - College of Business and Economics 2004 — 2007
B.B.A., Finance and Economics, 3.9 GPA
Bank of America July 2015 - Present
Citco Fund Services August 2013 - July 2015
LPL Financial May 2013 - August 2013
LPL Financial January 2011 - May 2013
Liberty Tax Service December 2010 - March 2011
MassMutual Financial Group August 2009 - August 2010
Wells Fargo December 2008 - June 2009
Skills
Data Analysis, Finance, Options, Stocks, Mutual Funds, Microsoft Excel, System Testing, Income Tax, Business Analysis, Analysis, Securities, Risk Management, Investments, Hedge Funds, Financial Risk, Financial Analysis, Equities, Alternative Investments, SQL, Management, Financial Modeling
Education
Radford University 2007 — 2008
MBA, Business Administration and Management, General, 3.5 GPA
Radford University - College of Business and Economics 2004 — 2007
B.B.A., Finance and Economics, 3.9 GPA
Michael Esposito, AIF®'s LPL Financial Experience February 2008 - March 2009
Job Financial Services Professional
Industry Financial Services
Experience
LPL Financial February 2008 - March 2009
UBS February 2006 - February 2008
UBS February 2004 - February 2006
UBS January 2000 - February 2004
Willowglen Academy June 1995 - January 2000
Skills
Portfolio Management, Marketing, Business Planning, CRM, Investments, Project Management, Proposal Writing
Education
Ramapo College of New Jersey 1994 — 1999
BA, Economics
LPL Financial February 2008 - March 2009
UBS February 2006 - February 2008
UBS February 2004 - February 2006
UBS January 2000 - February 2004
Willowglen Academy June 1995 - January 2000
Skills
Portfolio Management, Marketing, Business Planning, CRM, Investments, Project Management, Proposal Writing
Education
Ramapo College of New Jersey 1994 — 1999
BA, Economics
Don Good's LPL Financial Experience 2010 - Present
Job Enterprise Architect, Application Architecture at LPL Financial
Industry Financial Services
Experience
LPL Financial 2010 - Present
LPL Financial 2003 - 2010
iStrategy Inc September 1998 - March 2003
Wexcel Inc 1997 - 1998
Skills
Software Development, SDLC, Agile Methodologies, Enterprise Architecture, SOA, .NET, Microsoft SQL Server, WCF, Software Project..., SharePoint, Web Services, C#, Data Warehousing, Requirements Analysis, Business Analysis, SQL, ASP.NET, XML, Data Modeling, Visio, Vendor Management, PMO, IT Strategy, Agile Project Management, Scrum, Requirements Gathering, Solution Architecture, JavaScript, Enterprise Software, Business Intelligence
Education
Roosevelt University
Bachelor of Science (BS), Telecommunications Engineering
LPL Financial 2010 - Present
LPL Financial 2003 - 2010
iStrategy Inc September 1998 - March 2003
Wexcel Inc 1997 - 1998
Skills
Software Development, SDLC, Agile Methodologies, Enterprise Architecture, SOA, .NET, Microsoft SQL Server, WCF, Software Project..., SharePoint, Web Services, C#, Data Warehousing, Requirements Analysis, Business Analysis, SQL, ASP.NET, XML, Data Modeling, Visio, Vendor Management, PMO, IT Strategy, Agile Project Management, Scrum, Requirements Gathering, Solution Architecture, JavaScript, Enterprise Software, Business Intelligence
Education
Roosevelt University
Bachelor of Science (BS), Telecommunications Engineering
Christina Nunez's LPL Financial Experience 2008 - 2009
Job Group Manager at KaVo Kerr Group (Danaher)
Industry Medical Devices
Experience
KaVo Kerr Group 2013 - Present
Pelton and Crane, KaVo, Marus (Danaher) 2011 - 2013
Pelton and Crane, KaVo, Marus 2010 - 2011
Pelton and Crane, KaVo, Marus 2009 - 2010
LPL Financial 2008 - 2009
Zanzico 2007 - 2008
Weyerhaeuser 2005 - 2007
Lippi & Co. Advertising Inc. 2005 - 2005
Cooley Design 2002 - 2005
Skills
Marketing, Marketing Communications, Marketing Strategy, Social Media, Trade Shows, Strategic Planning, Email Marketing, Graphic Design, Project Management, Direct Marketing, Account Management, Brainstorm Facilitation, ideation, Design Thinking, ADKAR, Creation Of Training..., Advertising, Integrated Marketing
Education
Queen's University charlotte 2011 — 2014
Master of Business Administration (MBA)
Portfolio Center 2002 — 2004
Design Strategy
University of Florida 1998 — 2002
Bachelor, Visual art Studies
Lake Mary High school
KaVo Kerr Group 2013 - Present
Pelton and Crane, KaVo, Marus (Danaher) 2011 - 2013
Pelton and Crane, KaVo, Marus 2010 - 2011
Pelton and Crane, KaVo, Marus 2009 - 2010
LPL Financial 2008 - 2009
Zanzico 2007 - 2008
Weyerhaeuser 2005 - 2007
Lippi & Co. Advertising Inc. 2005 - 2005
Cooley Design 2002 - 2005
Skills
Marketing, Marketing Communications, Marketing Strategy, Social Media, Trade Shows, Strategic Planning, Email Marketing, Graphic Design, Project Management, Direct Marketing, Account Management, Brainstorm Facilitation, ideation, Design Thinking, ADKAR, Creation Of Training..., Advertising, Integrated Marketing
Education
Queen's University charlotte 2011 — 2014
Master of Business Administration (MBA)
Portfolio Center 2002 — 2004
Design Strategy
University of Florida 1998 — 2002
Bachelor, Visual art Studies
Lake Mary High school
David M. Choi's LPL Financial Experience November 2010 - May 2012
Job Senior Financial Advisor at Wescom Credit Union
Industry Financial Services
Experience
Wescom Credit Union April 2012 - September 2015
LPL Financial November 2010 - May 2012
LPL Financial June 2009 - November 2010
Wachovia, A Wells Fargo Company December 2007 - June 2009
Skills
Retirement Planning, Financial Planners, Investment Management, Financial Goals, Estate Planning, Series 7, Uniform Combined State..., IRAs, Wealth Management, Retirement, Series 65, Series 63, Fixed Annuities, Mutual Funds, Wealth Accumulation, Financial Services, Securities, Risk Management, Finance, Financial Planning
Education
University of California, Irvine 2013 — 2015
Financial Planning Professional Program, Finance and Financial Management Services
Purdue University - Krannert School of Management 2001 — 2006
Bachelor of Science (BS), Krannert School of Management, Finance, Engineering
Hong Kong International 1992 — 2001
Wescom Credit Union April 2012 - September 2015
LPL Financial November 2010 - May 2012
LPL Financial June 2009 - November 2010
Wachovia, A Wells Fargo Company December 2007 - June 2009
Skills
Retirement Planning, Financial Planners, Investment Management, Financial Goals, Estate Planning, Series 7, Uniform Combined State..., IRAs, Wealth Management, Retirement, Series 65, Series 63, Fixed Annuities, Mutual Funds, Wealth Accumulation, Financial Services, Securities, Risk Management, Finance, Financial Planning
Education
University of California, Irvine 2013 — 2015
Financial Planning Professional Program, Finance and Financial Management Services
Purdue University - Krannert School of Management 2001 — 2006
Bachelor of Science (BS), Krannert School of Management, Finance, Engineering
Hong Kong International 1992 — 2001
Rekha Kapania, CPA's LPL Financial Experience January 2010 - February 2010
Job Consultant Financial Controller, SEC Reporting, SOX 404, Technical Accounting
Industry Accounting
Experience
Consulting June 2014 - Present
Silvergatebank Bank May 2013 - February 2014
Pacific Trust Bank August 2012 - April 2013
KPMG June 2011 - August 2012
Ernst & Young September 2010 - June 2011
LPL Financial January 2010 - February 2010
KPMG LLP., New York August 2007 - November 2009
Skills
Internal Controls, Financial Reporting, Auditing, US GAAP, Tax, Corporate Finance, Finance, Cash Flow, Financial Statements, Valuation, Analysis, Big 4, Financial Services, Banking, Microsoft Excel, Sarbanes-Oxley
Education
Rochester Institute of Technology 2004 — 2006
MBA, Finance
California Board of Accountancy
CPA, Accounting
Consulting June 2014 - Present
Silvergatebank Bank May 2013 - February 2014
Pacific Trust Bank August 2012 - April 2013
KPMG June 2011 - August 2012
Ernst & Young September 2010 - June 2011
LPL Financial January 2010 - February 2010
KPMG LLP., New York August 2007 - November 2009
Skills
Internal Controls, Financial Reporting, Auditing, US GAAP, Tax, Corporate Finance, Finance, Cash Flow, Financial Statements, Valuation, Analysis, Big 4, Financial Services, Banking, Microsoft Excel, Sarbanes-Oxley
Education
Rochester Institute of Technology 2004 — 2006
MBA, Finance
California Board of Accountancy
CPA, Accounting
Lori Jay's LPL Financial Experience November 2011 - Present
Job LPL
Industry Insurance
Experience
LPL Financial November 2011 - Present
AXA-Equitable March 2010 - November 2011
Sun Life Financial April 1999 - March 2008
Education
Saint Mary's College of California 1991 — 1995
LPL Financial November 2011 - Present
AXA-Equitable March 2010 - November 2011
Sun Life Financial April 1999 - March 2008
Education
Saint Mary's College of California 1991 — 1995
Lisa Pototo's LPL Financial Experience January 2006 - Present
Job AVP, Talent Acquisition at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2006 - Present
Burr. Pilger and Mayer July 2000 - September 2002
Quova January 2000 - May 2000
Standish, Ayer and Wood September 1998 - January 2000
Skills
Applicant Tracking..., Talent Management, Onboarding, Talent Acquisition, Recruiting, Human Resources, Internet Recruiting, College Recruiting, Technical Recruiting, HRIS, Sourcing, Employee Relations, Employee Benefits, Interviews, New Hire Orientations, Organizational Design
Education
Saint Anselm College 1988 — 1992
B.A., Business
LPL Financial January 2006 - Present
Burr. Pilger and Mayer July 2000 - September 2002
Quova January 2000 - May 2000
Standish, Ayer and Wood September 1998 - January 2000
Skills
Applicant Tracking..., Talent Management, Onboarding, Talent Acquisition, Recruiting, Human Resources, Internet Recruiting, College Recruiting, Technical Recruiting, HRIS, Sourcing, Employee Relations, Employee Benefits, Interviews, New Hire Orientations, Organizational Design
Education
Saint Anselm College 1988 — 1992
B.A., Business
Eric Penna's LPL Financial Experience June 2008 - May 2011
Job Ameriprise Financial Services Inc.
Industry Financial Services
Experience
Financial Advisor at Ameriprise Financial Services, Inc. November 2011 - Present
LPL Financial June 2008 - May 2011
Education
Purdue University 2006 — 2010
B.Sc., Financial Planning
Financial Advisor at Ameriprise Financial Services, Inc. November 2011 - Present
LPL Financial June 2008 - May 2011
Education
Purdue University 2006 — 2010
B.Sc., Financial Planning
Kandes Wirt's LPL Financial Experience August 2011 - April 2012
Job Customer Service
Industry Consumer Services
Experience
Food Lion April 2012 - Present
LPL Financial August 2011 - April 2012
The Learning Experience May 2010 - August 2011
Hunting Hawk Golf Course May 2008 - November 2010
Skills
Customer Service, Management, Microsoft Excel, Microsoft Word, Finance, Microsoft Office, PowerPoint, Data Entry, Time Management, Teamwork, Training, Customer Satisfaction
Education
Randolph-Macon College 2012 — 2014
Computer Science, Information Technology, Web Page, Digital/Multimedia and Information Resources Design/, Senior
Food Lion April 2012 - Present
LPL Financial August 2011 - April 2012
The Learning Experience May 2010 - August 2011
Hunting Hawk Golf Course May 2008 - November 2010
Skills
Customer Service, Management, Microsoft Excel, Microsoft Word, Finance, Microsoft Office, PowerPoint, Data Entry, Time Management, Teamwork, Training, Customer Satisfaction
Education
Randolph-Macon College 2012 — 2014
Computer Science, Information Technology, Web Page, Digital/Multimedia and Information Resources Design/, Senior
Nicholas Travaglini's LPL Financial Experience August 2014 - Present
Job Investment Consultant at LPL Financial
Industry Research
Experience
LPL Financial August 2014 - Present
Society of Physics Students, Saint Joseph’s University January 2011 - May 2013
Summer Scholars Program Participant, Saint Joseph’s University April 2012 - August 2012
Malvern Day Camp April 2005 - January 2011
Skills
Physics, Problem Solving, Microsoft Office, Microsoft Word, Microsoft Excel, Spanish, Public Speaking, Golf, Martial Arts, Mathematics, Philosophy, HTML, Typing
Education
Saint Joseph's University 2009 — 2013
Bachelor's Degree, Physics
LPL Financial August 2014 - Present
Society of Physics Students, Saint Joseph’s University January 2011 - May 2013
Summer Scholars Program Participant, Saint Joseph’s University April 2012 - August 2012
Malvern Day Camp April 2005 - January 2011
Skills
Physics, Problem Solving, Microsoft Office, Microsoft Word, Microsoft Excel, Spanish, Public Speaking, Golf, Martial Arts, Mathematics, Philosophy, HTML, Typing
Education
Saint Joseph's University 2009 — 2013
Bachelor's Degree, Physics
Guy Sobierajski's LPL Financial Experience December 2014 - August 2015
Job Financial Services Professional
Industry Financial Services
Experience
LPL Financial December 2014 - August 2015
Buckman Buckman & Reid 2011 - 2012
Skills
Series 7, Series 63, Securities, Investments, Retirement Planning
Education
Rowan University 1981 — 1985
Bachelor’s Degree, Communications
LPL Financial December 2014 - August 2015
Buckman Buckman & Reid 2011 - 2012
Skills
Series 7, Series 63, Securities, Investments, Retirement Planning
Education
Rowan University 1981 — 1985
Bachelor’s Degree, Communications
Gerry LePage's LPL Financial Experience September 2001 - January 2009
Job Information & Referral Specialist at Child & Family Services of Rhode Island
Industry Civic & Social Organization
Experience
Child & Family Services of Rhode Island primary caregiver to my elderly parentsnoneFebruary 2009 - December 2012
LPL Financial September 2001 - January 2009
The Burney Company July 1985 - September 2001
Education
Salve Regina University 1983 — 1985
Master of Arts (M.A.), Developmental and Child Psychology
University of Massachusetts Dartmouth 1971 — 1975
Bachelor of Arts (B.A.), Psychology
Child & Family Services of Rhode Island primary caregiver to my elderly parentsnoneFebruary 2009 - December 2012
LPL Financial September 2001 - January 2009
The Burney Company July 1985 - September 2001
Education
Salve Regina University 1983 — 1985
Master of Arts (M.A.), Developmental and Child Psychology
University of Massachusetts Dartmouth 1971 — 1975
Bachelor of Arts (B.A.), Psychology
Charles Craft's LPL Financial Experience June 2012 - Present
Job Branch Manager / Home Office Supervisor at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2012 - Present
Wells Fargo Advisors June 2009 - June 2012
CUNA Mutual Group 2001 - 2008
Skills
FINRA Series 4, 7, 9,...
Education
U S Navy 1985 — 1990
Gunners Mate, USS Luce (DDG-38)
Saint Louis University 1982 — 1985
Bachelor of Science (BS), Accounting and Finance
LPL Financial June 2012 - Present
Wells Fargo Advisors June 2009 - June 2012
CUNA Mutual Group 2001 - 2008
Skills
FINRA Series 4, 7, 9,...
Education
U S Navy 1985 — 1990
Gunners Mate, USS Luce (DDG-38)
Saint Louis University 1982 — 1985
Bachelor of Science (BS), Accounting and Finance
Christopher Venuto, CFA's LPL Financial Experience March 2014 - Present
Job Wealth Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2014 - Present
Education
Rutgers University-New Brunswick 2002 — 2006
Bachelor's Degree, Economics
LPL Financial March 2014 - Present
Education
Rutgers University-New Brunswick 2002 — 2006
Bachelor's Degree, Economics
Clint Coleman's LPL Financial Experience December 2007 - Present
Job Financial Advisor Canby, Oregon
Industry Financial Services
Experience
LPL Financial December 2007 - Present
Edward Jones September 1995 - December 2007
A.G. Edwards June 1986 - September 1995
Education
Portland Community College
LPL Financial December 2007 - Present
Edward Jones September 1995 - December 2007
A.G. Edwards June 1986 - September 1995
Education
Portland Community College
Ashley Bannister's LPL Financial Experience April 2008 - Present
Job Executive Administrative Assistant at LPL Financial
Industry Financial Services
Experience
LPL Financial April 2008 - Present
Education
Salem College 2000 — 2004
Bachelor of Arts (B.A.), Communication, General
LPL Financial April 2008 - Present
Education
Salem College 2000 — 2004
Bachelor of Arts (B.A.), Communication, General
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.