LPL Financial
Industry: Financial services company
DescriptionLPL Financial LLC is the largest independent broker-dealer in the United States. As of 2017 the company had more than 15,000 financial advisors, over $615 billion in advisory & brokerage assets, and generated approximately $4.2 billion in annual revenue for the 2017 fiscal year. Headquarters: Boston, Massachusetts, United States CEO: Dan Arnold (Jan 2017–) Subsidiaries: AdvisoryWorld, Inc., LINSCO PRIVATE LEDGER CORP, Private Trust Co, Fortigent Holdings Company, Inc. Parent organization: LPL Financial Holdings Inc
LPL Financial List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at LPL Financial. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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3,941 LPL Financial employees in database. Find out everything there's to know about LPL Financial employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
LPL Financial Employees
Employee
Years
Job
Industry
Andrew T. Gardener, CFP® Andrew T. Gardener, CFP®'s LPL Financial Experience 2003 - Present
Job Tanglewood Legacy Advisors President and Founder of The Family CFO
Industry Financial Services
Experience
Houston Business & Estate Planning Council September 2011 - Present
CFP® Board 2011 - Present
Houston Public Media 2005 - Present
Tanglewood Legacy Advisors, LLC May 2003 - Present
LPL Financial 2003 - Present
Financial Planning Association of Houston January 2010 - August 2011
ACB- Houston 2007 - 2010
Financial Planning Association of Houston January 2009 - December 2009
Merrill Lynch 1981 - 2003
Skills
Wealth Management, Retirement Planning, Estate Planning, Strategic Financial..., Financial Advisory, Asset Allocation, Retirement, Investment Advisory, Finance, Investments, Investment Strategies, Asset Management, Series 7, Wealth, Insurance, Securities, Financial Planners
Education
Emory University 1976 — 1980
Jericho High School
University of Houston, C.T. Bauer College of Business
Financial Planning
Houston Business & Estate Planning Council September 2011 - Present
CFP® Board 2011 - Present
Houston Public Media 2005 - Present
Tanglewood Legacy Advisors, LLC May 2003 - Present
LPL Financial 2003 - Present
Financial Planning Association of Houston January 2010 - August 2011
ACB- Houston 2007 - 2010
Financial Planning Association of Houston January 2009 - December 2009
Merrill Lynch 1981 - 2003
Skills
Wealth Management, Retirement Planning, Estate Planning, Strategic Financial..., Financial Advisory, Asset Allocation, Retirement, Investment Advisory, Finance, Investments, Investment Strategies, Asset Management, Series 7, Wealth, Insurance, Securities, Financial Planners
Education
Emory University 1976 — 1980
Jericho High School
University of Houston, C.T. Bauer College of Business
Financial Planning
Nroop Bhavsar, CFA Nroop Bhavsar, CFA's LPL Financial Experience June 2013 - May 2015
Job Sr Associate Capital Markets Research at Cambridge Associates LLC
Industry Financial Services
Experience
Cambridge Associates June 2015 - Present
LPL Financial June 2013 - May 2015
Bearing Circle Capital August 2011 - December 2011
Bloomberg LP August 2009 - August 2011
Skills
Microsoft Office, Portfolio Management, Industry Analysis, Bloomberg, Corporate Finance, Capital Markets, Asset Management, Due Diligence, Valuation, Equity Research, Financial Modeling
Education
Fairleigh Dickinson University 2007 — 2009
Master of Business Administration (M.B.A.), Finance, 3.45
Sardar Patel University 2003 — 2007
B.Pharm, Pharmaceutical Science
Cambridge Associates June 2015 - Present
LPL Financial June 2013 - May 2015
Bearing Circle Capital August 2011 - December 2011
Bloomberg LP August 2009 - August 2011
Skills
Microsoft Office, Portfolio Management, Industry Analysis, Bloomberg, Corporate Finance, Capital Markets, Asset Management, Due Diligence, Valuation, Equity Research, Financial Modeling
Education
Fairleigh Dickinson University 2007 — 2009
Master of Business Administration (M.B.A.), Finance, 3.45
Sardar Patel University 2003 — 2007
B.Pharm, Pharmaceutical Science
Karissa Brown Karissa Brown's LPL Financial Experience October 2013 - Present
Job Marketing Consultant at LPL Finanical
Industry Marketing and Advertising
Experience
LPL Financial October 2013 - Present
Traina Design January 2013 - October 2013
ViTRO April 2011 - January 2013
Kevershan Design Testerman Communications October 2010 - April 2011
Iowa Energy NBA D-League Basketball Team November 2009 - April 2010
Cox Media May 2009 - August 2009
VitroRobertson May 2008 - August 2008
Skills
Advertising, Social Media, Social Media Marketing, Integrated Marketing, Marketing Communications, Facebook, Event Planning, Media Planning, Marketing Strategy, Digital Marketing, InDesign, Marketing, Management, Digital Media, Social Networking, Email Marketing, Creative Direction, Creative Strategy
Education
San Diego State University-California State University 2014 — 2016
Master of Business Administration (MBA)
Drake University 2006 — 2010
Bachelor of Science in Marketing & Management, Minor: Advertising
LCC
LPL Financial October 2013 - Present
Traina Design January 2013 - October 2013
ViTRO April 2011 - January 2013
Kevershan Design Testerman Communications October 2010 - April 2011
Iowa Energy NBA D-League Basketball Team November 2009 - April 2010
Cox Media May 2009 - August 2009
VitroRobertson May 2008 - August 2008
Skills
Advertising, Social Media, Social Media Marketing, Integrated Marketing, Marketing Communications, Facebook, Event Planning, Media Planning, Marketing Strategy, Digital Marketing, InDesign, Marketing, Management, Digital Media, Social Networking, Email Marketing, Creative Direction, Creative Strategy
Education
San Diego State University-California State University 2014 — 2016
Master of Business Administration (MBA)
Drake University 2006 — 2010
Bachelor of Science in Marketing & Management, Minor: Advertising
LCC
Steve Humpal Steve Humpal's LPL Financial Experience August 2012 - Present
Job
Industry Investment Banking
Experience
LPL Financial August 2012 - Present
Wells Fargo July 2005 - August 2012
TSG at First American December 2003 - July 2004
Microsoft November 1997 - August 2002
Skills
Analysis, Troubleshooting, T-SQL, Microsoft SQL Server, SQL, Databases, Business Analysis, .NET, Web Services, Oracle, Business Intelligence, JavaScript, SharePoint, User Acceptance Testing, DB2, ASP.NET, Visio, SDLC
Education
Embry-Riddle Aeronautical University 1993 — 1995
LPL Financial August 2012 - Present
Wells Fargo July 2005 - August 2012
TSG at First American December 2003 - July 2004
Microsoft November 1997 - August 2002
Skills
Analysis, Troubleshooting, T-SQL, Microsoft SQL Server, SQL, Databases, Business Analysis, .NET, Web Services, Oracle, Business Intelligence, JavaScript, SharePoint, User Acceptance Testing, DB2, ASP.NET, Visio, SDLC
Education
Embry-Riddle Aeronautical University 1993 — 1995
LPL Financial / Doug Jenkins LPL Financial / Doug Jenkins's LPL Financial Experience June 1996 - Present
Job Financial/Investment Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial June 1996 - Present
Investacorp, Inc. 1990 - 1995
Edward Jones 1987 - 1990
Skills
Helping my clients..., Private wealth..., Informing clients of..., In-depth analysis of..., Navigation of tax code
Education
Western Illinois University 1985 — 1987
Bachelor of Science, Psychology
Eureka College 1979 — 1981
Bachelor of Science, Psychology
LPL Financial June 1996 - Present
Investacorp, Inc. 1990 - 1995
Edward Jones 1987 - 1990
Skills
Helping my clients..., Private wealth..., Informing clients of..., In-depth analysis of..., Navigation of tax code
Education
Western Illinois University 1985 — 1987
Bachelor of Science, Psychology
Eureka College 1979 — 1981
Bachelor of Science, Psychology
Caitlin Vlastakis Smith Caitlin Vlastakis Smith's LPL Financial Experience February 2007 - June 2008
Job Executive Strategy Director at Centerline Digital
Industry Marketing and Advertising
Experience
Centerline Digital January 2015 - Present
Centerline Digital April 2014 - January 2015
Centerline Digital July 2012 - April 2014
Centerline Digital May 2011 - July 2012
Centerline Digital February 2011 - May 2011
Santa Cruz Recicla January 2011 - February 2011
Elon University 2010 - 2011
Campbell Alliance January 2009 - July 2010
Campbell Alliance June 2008 - January 2009
LPL Financial February 2007 - June 2008
Skills
Information Design, Information Architecture, User Experience, Writing, Creative Strategy, User Experience Design, Content Strategy, Message Development, User Research, Concept Development, Experience Design, Content Marketing, Digital Media, Creative Direction, Digital Marketing, Editing, Interaction Design, Web Design, Digital Strategy, User Interface, SEO, User-centered Design, Wireframes, Mobile Devices, CSS, Website Development, User Interface Design, Marketing Communications, Interactive Marketing
Education
Elon University
MA, Interactive Media
North Carolina State University
BA, Visual Art, Creative Writing
University of the Sunshine Coast
Creative Writing
Centerline Digital January 2015 - Present
Centerline Digital April 2014 - January 2015
Centerline Digital July 2012 - April 2014
Centerline Digital May 2011 - July 2012
Centerline Digital February 2011 - May 2011
Santa Cruz Recicla January 2011 - February 2011
Elon University 2010 - 2011
Campbell Alliance January 2009 - July 2010
Campbell Alliance June 2008 - January 2009
LPL Financial February 2007 - June 2008
Skills
Information Design, Information Architecture, User Experience, Writing, Creative Strategy, User Experience Design, Content Strategy, Message Development, User Research, Concept Development, Experience Design, Content Marketing, Digital Media, Creative Direction, Digital Marketing, Editing, Interaction Design, Web Design, Digital Strategy, User Interface, SEO, User-centered Design, Wireframes, Mobile Devices, CSS, Website Development, User Interface Design, Marketing Communications, Interactive Marketing
Education
Elon University
MA, Interactive Media
North Carolina State University
BA, Visual Art, Creative Writing
University of the Sunshine Coast
Creative Writing
Erik Boyme Erik Boyme's LPL Financial Experience April 2012 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial April 2012 - Present
Wells Fargo Advisors, LLC June 2008 - April 2012
UBS Wealth Management January 2005 - June 2008
UBS Global Asset Management November 1997 - December 2004
The Northern Trust International Banking Corporation 1995 - 1997
Skills
Strategic Financial..., Mutual Funds, Investments, Retirement Planning, Alternative Investments, Asset, Estate Planning, Business Valuation, Accounting, Long-term Care, Financial Reporting, Financial Analysis
Education
Northwestern University - Kellogg School of Management 2000 — 2003
MBA, Marketing and (Management and Strategy)
DePaul University 1989 — 1994
BS, Accounting
LPL Financial April 2012 - Present
Wells Fargo Advisors, LLC June 2008 - April 2012
UBS Wealth Management January 2005 - June 2008
UBS Global Asset Management November 1997 - December 2004
The Northern Trust International Banking Corporation 1995 - 1997
Skills
Strategic Financial..., Mutual Funds, Investments, Retirement Planning, Alternative Investments, Asset, Estate Planning, Business Valuation, Accounting, Long-term Care, Financial Reporting, Financial Analysis
Education
Northwestern University - Kellogg School of Management 2000 — 2003
MBA, Marketing and (Management and Strategy)
DePaul University 1989 — 1994
BS, Accounting
Michael Zamolo Michael Zamolo's LPL Financial Experience January 2012 - July 2012
Job Operations Associate at First Republic Bank
Industry Financial Services
Experience
First Republic Bank August 2014 - Present
Eplica Corporate Services July 2012 - June 2014
LPL Financial January 2012 - July 2012
LPL Financial November 2011 - January 2012
Wahoo's Restaurant February 2011 - August 2011
UBS Institutional Consulting June 2010 - September 2010
Clubsport Valley 2004 - 2010
Skills
Series 7, Series 66, Customer Service, Microsoft Excel, Financial Analysis, Accounts Payable, Microsoft Office, Finance, Microsoft Word, Public Speaking, Account Reconciliation, PowerPoint, Outlook, Marketing, Economics, Invoicing, Investments, Entrepreneurship, Teamwork, Great Plains Software, Leadership, Oracle Applications
Education
University of California, Santa Barbara 2009 — 2011
B.A, Business Economics; Technology Management Program
Diablo Valley College
First Republic Bank August 2014 - Present
Eplica Corporate Services July 2012 - June 2014
LPL Financial January 2012 - July 2012
LPL Financial November 2011 - January 2012
Wahoo's Restaurant February 2011 - August 2011
UBS Institutional Consulting June 2010 - September 2010
Clubsport Valley 2004 - 2010
Skills
Series 7, Series 66, Customer Service, Microsoft Excel, Financial Analysis, Accounts Payable, Microsoft Office, Finance, Microsoft Word, Public Speaking, Account Reconciliation, PowerPoint, Outlook, Marketing, Economics, Invoicing, Investments, Entrepreneurship, Teamwork, Great Plains Software, Leadership, Oracle Applications
Education
University of California, Santa Barbara 2009 — 2011
B.A, Business Economics; Technology Management Program
Diablo Valley College
Jean Heinz, AIF®'s LPL Financial Experience March 2013 - Present
Job Assistant Vice President, Client Experience, LPL Financial
Industry Financial Services
Experience
LPL Financial March 2013 - Present
LPL Financial November 2011 - March 2013
Institutional Investor April 2011 - August 2011
Institutional Investor April 2010 - April 2011
Institutional Investor August 2009 - April 2010
Everything Health (EVH) August 2008 - August 2009
Skills
Retirement, Mutual Funds, Asset Management, 401k, Defined Benefit, Financial Advisory, Marketing, Investments, Pensions, IRAs, Retirement Planning, Financial Services, Defined Contribution, Asset Managment, Wealth Management, Asset Allocation, Investment Advisory
Education
Elon University 2003 — 2007
B.A., English
The Umbra Institute
Italian Language and Literature
LPL Financial March 2013 - Present
LPL Financial November 2011 - March 2013
Institutional Investor April 2011 - August 2011
Institutional Investor April 2010 - April 2011
Institutional Investor August 2009 - April 2010
Everything Health (EVH) August 2008 - August 2009
Skills
Retirement, Mutual Funds, Asset Management, 401k, Defined Benefit, Financial Advisory, Marketing, Investments, Pensions, IRAs, Retirement Planning, Financial Services, Defined Contribution, Asset Managment, Wealth Management, Asset Allocation, Investment Advisory
Education
Elon University 2003 — 2007
B.A., English
The Umbra Institute
Italian Language and Literature
Kate Cummings's LPL Financial Experience February 2013 - March 2014
Job Technical Project Manager
Industry Information Technology and Services
Experience
Anthem, Inc. August 2014 - Present
LPL Financial February 2013 - March 2014
Hewlett-Packard 2011 - 2012
Towers Watson March 2008 - July 2011
TEKsystems January 2005 - December 2007
US Navy January 2001 - August 2004
Skills
ITIL v3 Foundations..., MS Project, ITIL, Project Coordination, Multiple Project..., IT Service Management, SDLC, Vendor Management, IT Operations, PMO, SharePoint, Program Management, IT Management, Business Analysis, Software Project..., Software Documentation, IT Strategy, Process Improvement, Information Technology, Project Management, Data Center, Risk Management, Change Management, Quality Assurance, Project Planning, Team Leadership, Management, Resource Management, Project Delivery, Consulting, Requirements Gathering, Leadership, Requirements Analysis, Disaster Recovery, Analysis, Business Process, Business Process..., Operations Management, HP, Service Delivery, Microsoft Project
Education
DeVry University
BS, Technical Management; Project Management
United States Navy
Anthem, Inc. August 2014 - Present
LPL Financial February 2013 - March 2014
Hewlett-Packard 2011 - 2012
Towers Watson March 2008 - July 2011
TEKsystems January 2005 - December 2007
US Navy January 2001 - August 2004
Skills
ITIL v3 Foundations..., MS Project, ITIL, Project Coordination, Multiple Project..., IT Service Management, SDLC, Vendor Management, IT Operations, PMO, SharePoint, Program Management, IT Management, Business Analysis, Software Project..., Software Documentation, IT Strategy, Process Improvement, Information Technology, Project Management, Data Center, Risk Management, Change Management, Quality Assurance, Project Planning, Team Leadership, Management, Resource Management, Project Delivery, Consulting, Requirements Gathering, Leadership, Requirements Analysis, Disaster Recovery, Analysis, Business Process, Business Process..., Operations Management, HP, Service Delivery, Microsoft Project
Education
DeVry University
BS, Technical Management; Project Management
United States Navy
Kim Richards, Ph.D.'s LPL Financial Experience February 2010 - November 2012
Job Organizational Growth Catalyst, Thrive Consulting, LLC
Industry Management Consulting
Experience
Thrive Consulting, LLC 2012 - Present
Charlotte Chamber of Commerce 2015 - 2015
Impact International 2013 - 2015
LPL Financial February 2010 - November 2012
RoundPoint Mortgage February 2009 - February 2010
Bank of America November 2004 - December 2008
Bank of America 2005 - 2007
Bank of America 2004 - 2005
Lowe's Companies April 2003 - November 2004
The Home Depot June 2002 - March 2003
Skills
Leadership Development..., Executive Coaching, Team Effectiveness, Organizational culture..., Organizational..., Innovation Development, Leadership Development, Coaching, Strategy, Change Management, Organizational Culture, Performance Management, Organizational..., Organizational Design, Talent Management, Culture Change, Performance Consulting, Succession Planning, Program Management, Strategic Planning, Training, Management Consulting, Start-ups, Onboarding, Recruiting, Human Resources, Leadership, Executive Development, Career Development, Performance Improvement, Management, Consulting, Entrepreneurship
Education
University of South Florida 1998 — 2004
Ph.D., Industrial/Organizational Psychology
Eckerd College 1991 — 1995
B.A., Psychology & Management
Thrive Consulting, LLC 2012 - Present
Charlotte Chamber of Commerce 2015 - 2015
Impact International 2013 - 2015
LPL Financial February 2010 - November 2012
RoundPoint Mortgage February 2009 - February 2010
Bank of America November 2004 - December 2008
Bank of America 2005 - 2007
Bank of America 2004 - 2005
Lowe's Companies April 2003 - November 2004
The Home Depot June 2002 - March 2003
Skills
Leadership Development..., Executive Coaching, Team Effectiveness, Organizational culture..., Organizational..., Innovation Development, Leadership Development, Coaching, Strategy, Change Management, Organizational Culture, Performance Management, Organizational..., Organizational Design, Talent Management, Culture Change, Performance Consulting, Succession Planning, Program Management, Strategic Planning, Training, Management Consulting, Start-ups, Onboarding, Recruiting, Human Resources, Leadership, Executive Development, Career Development, Performance Improvement, Management, Consulting, Entrepreneurship
Education
University of South Florida 1998 — 2004
Ph.D., Industrial/Organizational Psychology
Eckerd College 1991 — 1995
B.A., Psychology & Management
Alexander Zhikun (Xander) He Alexander Zhikun (Xander) He's LPL Financial Experience May 2014 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial May 2014 - Present
http://xanderhe.host-ed.me 2009 - Present
AXA Advisors October 2011 - April 2014
Citizens Campaign for the Environment May 2008 - July 2008
Skills
Investment Advisory, College Savings Plans, Retirement Income, Business Continuity, Risk Management, Stocks, Bonds, Mutual Funds, Microeconomics, Calculus, Physics, Philosophy, Googling, Chess, JavaScript, HTML, CSS, PHP, Java, MediaWiki, GW-Basic, Computer Graphics, Figure Drawing, Portraits, Photography, Animation, Perspective Drawings, Photoshop, Poetry, Fiction Writing, Public Relations Writing, Journalism, Technical Writing, Business Writing, Editing, Theatre, Sheet Music, Web Design, Website Development, Microsoft Office, Psychology, World History, Strategic Thinking, Biology, Cooking, Swimming, Kung Fu
Education
Fairfield University 2008 — 2010
Bachelor of Arts (B.A.), English Language and Literature, General, 3.7
Universidad Centroamericana, Managua
Economics, Ethics, History, 3.67
East Los Angeles College 2006 — 2007
3.71
Arroyo High School
LPL Financial May 2014 - Present
http://xanderhe.host-ed.me 2009 - Present
AXA Advisors October 2011 - April 2014
Citizens Campaign for the Environment May 2008 - July 2008
Skills
Investment Advisory, College Savings Plans, Retirement Income, Business Continuity, Risk Management, Stocks, Bonds, Mutual Funds, Microeconomics, Calculus, Physics, Philosophy, Googling, Chess, JavaScript, HTML, CSS, PHP, Java, MediaWiki, GW-Basic, Computer Graphics, Figure Drawing, Portraits, Photography, Animation, Perspective Drawings, Photoshop, Poetry, Fiction Writing, Public Relations Writing, Journalism, Technical Writing, Business Writing, Editing, Theatre, Sheet Music, Web Design, Website Development, Microsoft Office, Psychology, World History, Strategic Thinking, Biology, Cooking, Swimming, Kung Fu
Education
Fairfield University 2008 — 2010
Bachelor of Arts (B.A.), English Language and Literature, General, 3.7
Universidad Centroamericana, Managua
Economics, Ethics, History, 3.67
East Los Angeles College 2006 — 2007
3.71
Arroyo High School
Betsy (Van't Hul) Coon Betsy (Van't Hul) Coon's LPL Financial Experience February 2014 - Present
Job Sr. Business Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial February 2014 - Present
LPL Financial February 2012 - Present
LPL Financial February 2011 - February 2012
Skills
Microsoft Office, Photoshop, Illustrator, Email Marketing, Marketing Communications, Marketing, Marketing Strategy, Adobe Creative Suite, Graphic Design, Copywriting, Event Management, Creative Writing, Vendor Management, Online Marketing, Direct Marketing, Digital Marketing
Education
Dordt College 2006 — 2010
Bachelor of Arts (BA), Graphic Design
LPL Financial February 2014 - Present
LPL Financial February 2012 - Present
LPL Financial February 2011 - February 2012
Skills
Microsoft Office, Photoshop, Illustrator, Email Marketing, Marketing Communications, Marketing, Marketing Strategy, Adobe Creative Suite, Graphic Design, Copywriting, Event Management, Creative Writing, Vendor Management, Online Marketing, Direct Marketing, Digital Marketing
Education
Dordt College 2006 — 2010
Bachelor of Arts (BA), Graphic Design
Michael J. Manassy Michael J. Manassy's LPL Financial Experience March 2013 - Present
Job Lead Network Engineer / LPL Financial
Industry Information Technology and Services
Experience
LPL Financial March 2013 - Present
Collabera August 2012 - November 2012
Self-Employed IT Consultant October 2010 - July 2012
New Horizons Computer Learning Centers February 2012 - March 2012
CompuCom July 2010 - October 2010
MetLife July 2007 - February 2009
HP Enterprise Services June 2006 - February 2007
Altria Corporate Services Inc. January 2001 - June 2006
ALTRIA CORPORATE SERVICES February 2001 - March 2004
NABISCO BRANDS INC May 1999 - February 2002
Skills
Networking, Data Center, Troubleshooting, Leadership, Cisco Technologies, Firewalls, WAN, Visio, SharePoint, Active Directory, Integration, Business Analysis, Process Improvement, ITIL, Project Management
Education
Fairleigh Dickinson University 2001 — 2003
MBA, Finance
King's College 1996 — 2000
BS, Computer Information Systems
LPL Financial March 2013 - Present
Collabera August 2012 - November 2012
Self-Employed IT Consultant October 2010 - July 2012
New Horizons Computer Learning Centers February 2012 - March 2012
CompuCom July 2010 - October 2010
MetLife July 2007 - February 2009
HP Enterprise Services June 2006 - February 2007
Altria Corporate Services Inc. January 2001 - June 2006
ALTRIA CORPORATE SERVICES February 2001 - March 2004
NABISCO BRANDS INC May 1999 - February 2002
Skills
Networking, Data Center, Troubleshooting, Leadership, Cisco Technologies, Firewalls, WAN, Visio, SharePoint, Active Directory, Integration, Business Analysis, Process Improvement, ITIL, Project Management
Education
Fairleigh Dickinson University 2001 — 2003
MBA, Finance
King's College 1996 — 2000
BS, Computer Information Systems
Shannon Nobles Mohorc Shannon Nobles Mohorc's LPL Financial Experience July 2013 - Present
Job
Industry Financial Services
Experience
LPL Financial July 2013 - Present
Skills
Research, Event Planning, Event Management, Meeting Planning, Public Speaking, Project Planning, Budgets, Project Management, Negotiation, Management, Marketing
Education
East Carolina University 1990 — 1994
BS, Community & Commerical Recreational Management
LPL Financial July 2013 - Present
Skills
Research, Event Planning, Event Management, Meeting Planning, Public Speaking, Project Planning, Budgets, Project Management, Negotiation, Management, Marketing
Education
East Carolina University 1990 — 1994
BS, Community & Commerical Recreational Management
Riccardo Margaritelli's LPL Financial Experience March 2015 - Present
Job FA at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2015 - Present
Merrill Lynch June 2010 - March 2015
Skills
Series 7, Wealth Management, Investments, Retirement Planning, Alternative Investments, Portfolio Management, Equities, Hedge Funds, Options, Finance, Asset Allocation, Hedging, Risk Management, Investment Advisory, Mutual Funds, Investment Strategies, Technical Analysis, Retirement, Securities, Wealth Management..., Fixed Income, Financial Advisory, Financial Planning, Investment Management, Asset Management, Estate Planning, ETFs, IRAs, Bonds, Fixed Annuities, Trading Systems, Capital Markets, High Net Worth..., Currency, Derivatives, Financial Markets, Structured Products, Private Equity
Education
DePaul University 2007 — 2009
Bachelor of Science (BS), Finance
Florida International University 2005 — 2007
Chaminade Madonna College Prep 2001 — 2005
LPL Financial March 2015 - Present
Merrill Lynch June 2010 - March 2015
Skills
Series 7, Wealth Management, Investments, Retirement Planning, Alternative Investments, Portfolio Management, Equities, Hedge Funds, Options, Finance, Asset Allocation, Hedging, Risk Management, Investment Advisory, Mutual Funds, Investment Strategies, Technical Analysis, Retirement, Securities, Wealth Management..., Fixed Income, Financial Advisory, Financial Planning, Investment Management, Asset Management, Estate Planning, ETFs, IRAs, Bonds, Fixed Annuities, Trading Systems, Capital Markets, High Net Worth..., Currency, Derivatives, Financial Markets, Structured Products, Private Equity
Education
DePaul University 2007 — 2009
Bachelor of Science (BS), Finance
Florida International University 2005 — 2007
Chaminade Madonna College Prep 2001 — 2005
Amy Lledo's LPL Financial Experience August 2013 - Present
Job Executive Assistant to EVP, Head of Retirement Partners and IAS Strategy
Industry Financial Services
Experience
LPL Financial August 2013 - Present
NestWise LLC (a division of LPL Financial) February 2012 - August 2013
LPL Financial December 2009 - February 2012
Kimley-Horn and Associates, Inc. July 2003 - July 2009
Skills
Hablo espanol, Notary Public, State of..., Notary Public, State of..., Microsoft Office, Project Management, Outlook, Spanish, Budgets, Strategic Planning, PowerPoint, Microsoft Word, Customer Service, Leadership, Administrative..., Training
Education
Emporia State University 1994 — 1998
LPL Financial August 2013 - Present
NestWise LLC (a division of LPL Financial) February 2012 - August 2013
LPL Financial December 2009 - February 2012
Kimley-Horn and Associates, Inc. July 2003 - July 2009
Skills
Hablo espanol, Notary Public, State of..., Notary Public, State of..., Microsoft Office, Project Management, Outlook, Spanish, Budgets, Strategic Planning, PowerPoint, Microsoft Word, Customer Service, Leadership, Administrative..., Training
Education
Emporia State University 1994 — 1998
Caroline Kuras Caroline Kuras's LPL Financial Experience October 2013 - April 2014
Job Administrative Assistant at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch May 2014 - Present
Drew University August 2011 - May 2014
LPL Financial October 2013 - April 2014
Galtere Ltd May 2013 - June 2013
Schultz Eye Center May 2012 - April 2013
Northwestern Mutual May 2012 - August 2012
Skills
Polish, Italian, Microsoft Word, Microsoft Excel, PowerPoint, Photoshop, Photography, Marketing, Market Research, Microsoft Office, Management, Advertising, Recruiting, Time Management
Education
Drew University 2010 — 2014
Bachelor of Business Administration (BBA), Finance and Financial Management Services
Pope John XXIII Regional High School 2006 — 2010
High School
Merrill Lynch May 2014 - Present
Drew University August 2011 - May 2014
LPL Financial October 2013 - April 2014
Galtere Ltd May 2013 - June 2013
Schultz Eye Center May 2012 - April 2013
Northwestern Mutual May 2012 - August 2012
Skills
Polish, Italian, Microsoft Word, Microsoft Excel, PowerPoint, Photoshop, Photography, Marketing, Market Research, Microsoft Office, Management, Advertising, Recruiting, Time Management
Education
Drew University 2010 — 2014
Bachelor of Business Administration (BBA), Finance and Financial Management Services
Pope John XXIII Regional High School 2006 — 2010
High School
Troy Cassa's LPL Financial Experience June 2012 - August 2012
Job Fund Accounting Analyst at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments August 2015 - Present
Fidelity Investments July 2014 - June 2015
Beverly Athletic Club (BAC) October 2012 - May 2014
Principal Financial Group July 2013 - August 2013
Foremost Caterers December 2010 - September 2012
LPL Financial June 2012 - August 2012
Pascack Valley High School June 2007 - September 2011
Skills
Microsoft Office, Microsoft Excel, PowerPoint, Microsoft Word, Customer Service, Research, Social Media, Teamwork, Public Speaking, HTML, English, Social Networking, Marketing, Communication Skills, Financial Services, Facebook
Education
Endicott College 2011 — 2015
Pascack Valley High School 2007 — 2011
Fidelity Investments August 2015 - Present
Fidelity Investments July 2014 - June 2015
Beverly Athletic Club (BAC) October 2012 - May 2014
Principal Financial Group July 2013 - August 2013
Foremost Caterers December 2010 - September 2012
LPL Financial June 2012 - August 2012
Pascack Valley High School June 2007 - September 2011
Skills
Microsoft Office, Microsoft Excel, PowerPoint, Microsoft Word, Customer Service, Research, Social Media, Teamwork, Public Speaking, HTML, English, Social Networking, Marketing, Communication Skills, Financial Services, Facebook
Education
Endicott College 2011 — 2015
Pascack Valley High School 2007 — 2011
Bill Heckert's LPL Financial Experience October 2014 - Present
Job Information Technology Support Specialist at LPL Financial
Industry Information Technology and Services
Experience
LPL Financial October 2014 - Present
Lowe's Home Improvement October 2013 - September 2014
Techlights March 2012 - October 2013
United States Postal Service June 2011 - September 2011
Skills
Microsoft Office, Microsoft Excel, PowerPoint, Microsoft Word, Photoshop, Customer Service, Research, C++, Social Media, C, HTML, Java, Public Speaking, Teamwork, Windows, English, SQL, Analysis, Editing, Software Documentation, Time Management, Team Leadership, Windows 7, Data Entry, Access, MS Project, Project Management
Education
DeVry University 2009 — 2012
Bachelor of Science (BS), Computer and Information Sciences, General
DeVry University
BS, Computer Information Technology
UNCC 2009 — 2011
LPL Financial October 2014 - Present
Lowe's Home Improvement October 2013 - September 2014
Techlights March 2012 - October 2013
United States Postal Service June 2011 - September 2011
Skills
Microsoft Office, Microsoft Excel, PowerPoint, Microsoft Word, Photoshop, Customer Service, Research, C++, Social Media, C, HTML, Java, Public Speaking, Teamwork, Windows, English, SQL, Analysis, Editing, Software Documentation, Time Management, Team Leadership, Windows 7, Data Entry, Access, MS Project, Project Management
Education
DeVry University 2009 — 2012
Bachelor of Science (BS), Computer and Information Sciences, General
DeVry University
BS, Computer Information Technology
UNCC 2009 — 2011
Charley McGrane Charley McGrane's LPL Financial Experience February 2008 - Present
Job Territory Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial February 2008 - Present
Education
Drake University
Bachelor of Science (BS), Double Major in Finance/Information Systems
LPL Financial February 2008 - Present
Education
Drake University
Bachelor of Science (BS), Double Major in Finance/Information Systems
Kathy Burns Kathy Burns's LPL Financial Experience November 2008 - Present
Job LPL Financial Branch Manager & Wealth Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial November 2008 - Present
Burns & Bynum, CPA, PA 2004 - Present
Financial Network Investment Corporation, Member SIPC 2002 - 2008
Kathy R. Burns, CPA 1997 - 2004
Blue Cross Blue Shield of NC 1987 - 1997
RSM McGladrey 1983 - 1987
Education
East Carolina University 1980 — 1983
Bachelor of Science in Business Administration, Accounting
LPL Financial November 2008 - Present
Burns & Bynum, CPA, PA 2004 - Present
Financial Network Investment Corporation, Member SIPC 2002 - 2008
Kathy R. Burns, CPA 1997 - 2004
Blue Cross Blue Shield of NC 1987 - 1997
RSM McGladrey 1983 - 1987
Education
East Carolina University 1980 — 1983
Bachelor of Science in Business Administration, Accounting
Christopher Cortes Christopher Cortes's LPL Financial Experience November 2012 - February 2013
Job Business Systems Analyst at Renovate America
Industry Information Technology and Services
Experience
Renovate America August 2015 - Present
Encore Capital Group March 2013 - August 2015
LPL Financial November 2012 - February 2013
Advisors Asset Management, Inc. March 2011 - November 2012
iTRACS Corporation March 2010 - January 2011
Pearson August 2009 - January 2010
CSAA September 2007 - November 2008
Mutual Bank of Omaha April 2005 - September 2007
Fidelity National Financial August 2001 - April 2005
Skills
Databases, MS Project, Visio, Agile Methodologies, SDLC, Business Analysis, SharePoint, Quality Assurance, Project Management, Requirements Analysis, Team Leadership, ITIL, Process Improvement, Access, Vendor Management, Requirements Gathering, SQL, Microsoft SQL Server, Software Documentation, Program Management
Education
University of Phoenix 2012 — 2014
B.S. Business Systems Analyst, Iinformation Technology, 3.83
Elizabethtown College 1988 — 1990
Brunswick School 1982 — 1988
Renovate America August 2015 - Present
Encore Capital Group March 2013 - August 2015
LPL Financial November 2012 - February 2013
Advisors Asset Management, Inc. March 2011 - November 2012
iTRACS Corporation March 2010 - January 2011
Pearson August 2009 - January 2010
CSAA September 2007 - November 2008
Mutual Bank of Omaha April 2005 - September 2007
Fidelity National Financial August 2001 - April 2005
Skills
Databases, MS Project, Visio, Agile Methodologies, SDLC, Business Analysis, SharePoint, Quality Assurance, Project Management, Requirements Analysis, Team Leadership, ITIL, Process Improvement, Access, Vendor Management, Requirements Gathering, SQL, Microsoft SQL Server, Software Documentation, Program Management
Education
University of Phoenix 2012 — 2014
B.S. Business Systems Analyst, Iinformation Technology, 3.83
Elizabethtown College 1988 — 1990
Brunswick School 1982 — 1988
Anna (Zurek) Kukla Anna (Zurek) Kukla's LPL Financial Experience February 2009 - December 2011
Job Global Client Liaison at Nielsen
Industry Market Research
Experience
Nielsen February 2014 - Present
Celergo LLC October 2012 - February 2014
LPL Financial February 2009 - December 2011
World Discount Telecommunications August 2005 - February 2009
Skills
Microsoft Office: Word,..., QuickBooks, ACT! Customer Management, Salesforce.com, Morningstar, WealthVision, Fi360
Education
Dominican University 2005 — 2009
Bachelor of Science (BS), Economics and Accounting
FINRA
Series 7 and 63 License
Nielsen February 2014 - Present
Celergo LLC October 2012 - February 2014
LPL Financial February 2009 - December 2011
World Discount Telecommunications August 2005 - February 2009
Skills
Microsoft Office: Word,..., QuickBooks, ACT! Customer Management, Salesforce.com, Morningstar, WealthVision, Fi360
Education
Dominican University 2005 — 2009
Bachelor of Science (BS), Economics and Accounting
FINRA
Series 7 and 63 License
Kerry Qiu Kerry Qiu's LPL Financial Experience 2012 - Present
Job Vice President, Strategy at LPL Financial
Industry Financial Services
Experience
LPL Financial 2012 - Present
Warburg Pincus February 2012 - April 2012
Wells Fargo Advisors 2008 - 2011
Wachovia Securities 2006 - 2008
Synovus 2003 - 2003
Education
Cambridge University
Master of Business Administration (MBA), Business Administration and Management, First Class Honours
Duke University
Bachelor of Science (BS) in Economics, Bachelor of Arts (BA) in Public Policy; Certificate in Film
LPL Financial 2012 - Present
Warburg Pincus February 2012 - April 2012
Wells Fargo Advisors 2008 - 2011
Wachovia Securities 2006 - 2008
Synovus 2003 - 2003
Education
Cambridge University
Master of Business Administration (MBA), Business Administration and Management, First Class Honours
Duke University
Bachelor of Science (BS) in Economics, Bachelor of Arts (BA) in Public Policy; Certificate in Film
Peggy Hartman's LPL Financial Experience May 2011 - Present
Job Change Manager at LPL Financial
Industry Information Technology and Services
Experience
LPL Financial May 2011 - Present
Accident Fund Insurance Company of America August 2000 - April 2011
Accident Fund Insurance Company of America 1992 - 2000
Accident Fund Insurance Company of America June 1989 - February 1991
Skills
Project Management, Meeting Management, SDLC, Microsoft Office, SharePoint, Quality Assurance, Testing, IT Service Management, User Acceptance Testing, Software Documentation, Software, Visio, Project Management Tools, Business Analysis, Software Project..., Program Management, Data Warehousing, Requirements Analysis, Business Requirements, Crystal Reports, Mariner Project Software, HEAT Software, Requirements Gathering, Agile Methodologies, Event Management, Process Improvement, Insurance, Information Technology
Education
Ferris State University 1983 — 1984
Social Services
Grand Rapids Junior College
LPL Financial May 2011 - Present
Accident Fund Insurance Company of America August 2000 - April 2011
Accident Fund Insurance Company of America 1992 - 2000
Accident Fund Insurance Company of America June 1989 - February 1991
Skills
Project Management, Meeting Management, SDLC, Microsoft Office, SharePoint, Quality Assurance, Testing, IT Service Management, User Acceptance Testing, Software Documentation, Software, Visio, Project Management Tools, Business Analysis, Software Project..., Program Management, Data Warehousing, Requirements Analysis, Business Requirements, Crystal Reports, Mariner Project Software, HEAT Software, Requirements Gathering, Agile Methodologies, Event Management, Process Improvement, Insurance, Information Technology
Education
Ferris State University 1983 — 1984
Social Services
Grand Rapids Junior College
John Bellontine John Bellontine's LPL Financial Experience June 2011 - Present
Job Financial Advisor at LPL Finanical
Industry Financial Services
Experience
LPL Financial June 2011 - Present
Fidelity Investments March 1996 - May 2011
McLaughlin, Piven December 1993 - March 1996
Skills
Financial Planning, 401k, Retirement, Wealth Accumulation, Investments, Strategic Financial..., Life Insurance, Personal Finance, Series 7, Series 63, 401k Rollovers, Wealth Management, Retirement Planning, Investment Advisory, Mutual Funds, Estate Planning, Alternative Investments, IRAs, Asset Management
Education
Dowling College 1998 — 2000
MBA, Finance
SUNY New Paltz 1986 — 1990
Bachelor, Business Administration and Management, General
Carmel High School 1981 — 1985
LPL Financial June 2011 - Present
Fidelity Investments March 1996 - May 2011
McLaughlin, Piven December 1993 - March 1996
Skills
Financial Planning, 401k, Retirement, Wealth Accumulation, Investments, Strategic Financial..., Life Insurance, Personal Finance, Series 7, Series 63, 401k Rollovers, Wealth Management, Retirement Planning, Investment Advisory, Mutual Funds, Estate Planning, Alternative Investments, IRAs, Asset Management
Education
Dowling College 1998 — 2000
MBA, Finance
SUNY New Paltz 1986 — 1990
Bachelor, Business Administration and Management, General
Carmel High School 1981 — 1985
Glenn Stephenson, Certified Financial Planner Glenn Stephenson, Certified Financial Planner's LPL Financial Experience December 1999 - January 2014
Job Cofounder and Managing Director at IBEX Wealth Advisors
Industry Financial Services
Experience
IBEX Wealth Advisors January 2014 - Present
LPL Financial December 1999 - January 2014
Growth Planning Inc. 1987 - 1999
G.K. Scott 1985 - 1987
Skills
Retirement Planning, Wealth Management, Portfolio Management, Investment Strategies, Estate Planning
Education
Fairleigh Dickinson University 1981 — 1985
BS, Finance. Graduated Magna cum laude
The Wharton School - University of Pennsylvania
Business Leaders Forum, June 2014
Yale School for Management
Business Leaders Forum, March 2013
IBEX Wealth Advisors January 2014 - Present
LPL Financial December 1999 - January 2014
Growth Planning Inc. 1987 - 1999
G.K. Scott 1985 - 1987
Skills
Retirement Planning, Wealth Management, Portfolio Management, Investment Strategies, Estate Planning
Education
Fairleigh Dickinson University 1981 — 1985
BS, Finance. Graduated Magna cum laude
The Wharton School - University of Pennsylvania
Business Leaders Forum, June 2014
Yale School for Management
Business Leaders Forum, March 2013
Timothy Scanlon Timothy Scanlon's LPL Financial Experience July 2004 - December 2014
Job Vice President Wealth Manager at Deep Run Financial
Industry Financial Services
Experience
Deep Run Financial December 2014 - Present
LPL Financial July 2004 - December 2014
Raymond James Financial Inc. April 2001 - July 2004
Skills
Microsoft Excel, Retirement, Finance, Investment Strategies, Securities, FINRA, Strategic Financial..., Investments, Financial Analysis, Insurance, Financial Modeling, Banking, Risk Management, Credit, Accounting, Financial Reporting, Customer Service, Budgets, Corporate Finance, Analysis, PowerPoint, Financial Planning
Education
Elon University - Martha and Spencer Love School of Business 1986 — 1991
Bachelor's degree, Economics
Deep Run Financial December 2014 - Present
LPL Financial July 2004 - December 2014
Raymond James Financial Inc. April 2001 - July 2004
Skills
Microsoft Excel, Retirement, Finance, Investment Strategies, Securities, FINRA, Strategic Financial..., Investments, Financial Analysis, Insurance, Financial Modeling, Banking, Risk Management, Credit, Accounting, Financial Reporting, Customer Service, Budgets, Corporate Finance, Analysis, PowerPoint, Financial Planning
Education
Elon University - Martha and Spencer Love School of Business 1986 — 1991
Bachelor's degree, Economics
John Barich John Barich's LPL Financial Experience January 1999 - Present
Job Mammoth Financial Solutions
Industry Financial Services
Experience
Mammoth Financial Solutions January 2006 - Present
LPL Financial January 1999 - Present
AXA Advisors 1991 - 2006
Education
Duquesne University 1981 — 1985
Bachelor of Science (B.S.), Accounting
Mammoth Financial Solutions January 2006 - Present
LPL Financial January 1999 - Present
AXA Advisors 1991 - 2006
Education
Duquesne University 1981 — 1985
Bachelor of Science (B.S.), Accounting
Irene Kanai Irene Kanai's LPL Financial Experience July 2006 - Present
Job Registered Representative, Registered Investment Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial July 2006 - Present
Sterling Financial Services 1990 - Present
Amoco Oil November 1986 - February 1990
Arthur Andersen & Co December 1981 - November 1986
Skills
Series 7, Mutual Funds, Retirement Planning, Retirement, 401k, Strategic Financial..., Life Insurance, 401k Rollovers, Roth IRA, Investments, Financial Planners, Pensions, Investment Management, Investment Advisory, IRAs, Securities, Financial Services, FINRA, Defined Benefit, Tax, Personal Finance, Employee Benefits, Insurance, Estate Planning, Financial Advisory, Asset Allocation, Wealth, Wealth Management
Education
DePaul University
BSc Accountancy, Accounting
Wharton School of Business
Money management
LPL Financial July 2006 - Present
Sterling Financial Services 1990 - Present
Amoco Oil November 1986 - February 1990
Arthur Andersen & Co December 1981 - November 1986
Skills
Series 7, Mutual Funds, Retirement Planning, Retirement, 401k, Strategic Financial..., Life Insurance, 401k Rollovers, Roth IRA, Investments, Financial Planners, Pensions, Investment Management, Investment Advisory, IRAs, Securities, Financial Services, FINRA, Defined Benefit, Tax, Personal Finance, Employee Benefits, Insurance, Estate Planning, Financial Advisory, Asset Allocation, Wealth, Wealth Management
Education
DePaul University
BSc Accountancy, Accounting
Wharton School of Business
Money management
John McAulay John McAulay's LPL Financial Experience May 2009 - Present
Job CFP® 9194594168
Industry Investment Management
Experience
LPL Financial May 2009 - Present
Smith Barney and Legg Mason July 2001 - May 2009
Skills
Retirement Planning, Retirement, Financial Planning, Wealth Management, Asset Allocation
Education
East Islip 1982 — 1986
East Carolina University 1986 — 1991
BA, History/Business
Duke University 2005 — 2006
Executive Certificate in Financial Planning, CFP®
LPL Financial May 2009 - Present
Smith Barney and Legg Mason July 2001 - May 2009
Skills
Retirement Planning, Retirement, Financial Planning, Wealth Management, Asset Allocation
Education
East Islip 1982 — 1986
East Carolina University 1986 — 1991
BA, History/Business
Duke University 2005 — 2006
Executive Certificate in Financial Planning, CFP®
Ruben Bakhash, MBA, CFP® Ruben Bakhash, MBA, CFP®'s LPL Financial Experience September 1998 - Present
Job Managing Partner / Financial Advisor and Certified Financial Planner at LPL Financial
Industry Financial Services
Experience
Rutgers, The State University of New Jersey September 2008 - Present
LPL Financial September 1998 - Present
American Express Financial Advisors September 1994 - September 1998
Education
Fairleigh Dickinson University
CFP®
Montclair State University
B.S.
Rutgers, The State University of New Jersey-Newark
MBA
Rutgers, The State University of New Jersey September 2008 - Present
LPL Financial September 1998 - Present
American Express Financial Advisors September 1994 - September 1998
Education
Fairleigh Dickinson University
CFP®
Montclair State University
B.S.
Rutgers, The State University of New Jersey-Newark
MBA
Steve Ciaccio, MBA, CPA Steve Ciaccio, MBA, CPA's LPL Financial Experience November 2010 - June 2013
Job Certified Public Accountant at Ciaccio Accounting and Wealth Advisor at Ciaccio Wealth Management, Ltd.
Industry Financial Services
Experience
Ciaccio Wealth Management, Ltd. June 2013 - Present
Ciaccio Accounting June 2012 - Present
LPL Financial November 2010 - June 2013
Edward Jones October 2008 - November 2010
NationaLease Purchasing Corporation 2000 - 2003
Sirva Relocation 1986 - 2000
Allied Van Lines 1986 - 2000
Allied Van Lines 1986 - 2000
Skills
Wealth Management, Retirement Planning, Financial Advisory, Strategic Financial..., Finance, Financial Analysis, Credit, Budgets, Strategic Planning, Cash Management, Securities, Investments, Long-term Care, Insurance, FINRA, Small Business, Investment Advisory, Financial Modeling, Retirement, Accounting, Bookkeeping, QuickBooks, QuickBooks ProAdvisor, Certified Public..., CPA
Education
DePaul University 1986 — 1988
MBA, Finance
Illinois State University 1984 — 1985
Bachelor of Science, Finance
Ciaccio Wealth Management, Ltd. June 2013 - Present
Ciaccio Accounting June 2012 - Present
LPL Financial November 2010 - June 2013
Edward Jones October 2008 - November 2010
NationaLease Purchasing Corporation 2000 - 2003
Sirva Relocation 1986 - 2000
Allied Van Lines 1986 - 2000
Allied Van Lines 1986 - 2000
Skills
Wealth Management, Retirement Planning, Financial Advisory, Strategic Financial..., Finance, Financial Analysis, Credit, Budgets, Strategic Planning, Cash Management, Securities, Investments, Long-term Care, Insurance, FINRA, Small Business, Investment Advisory, Financial Modeling, Retirement, Accounting, Bookkeeping, QuickBooks, QuickBooks ProAdvisor, Certified Public..., CPA
Education
DePaul University 1986 — 1988
MBA, Finance
Illinois State University 1984 — 1985
Bachelor of Science, Finance
Kelsey Ramirez Kelsey Ramirez's LPL Financial Experience June 2014 - Present
Job Financial Advisor
Industry Financial Services
Experience
LPL Financial June 2014 - Present
Space Coast Credit Union October 2012 - Present
Regions Financial Corporation December 2011 - August 2012
Connecting Point Computer Centers December 2009 - January 2012
Too Inc. September 2006 - September 2009
Skills
Banking, Customer Service, Financial Services, Management, Marketing, Microsoft Excel, Microsoft Office, Microsoft Word, Outlook, Social Media, Social Networking
Education
University of Central Florida 2010 — 2011
Bachelor of Business Administration (BBA), Financial Planning and Services
Brevard Community College 2009 — 2011
A.A, General Studies
LPL Financial June 2014 - Present
Space Coast Credit Union October 2012 - Present
Regions Financial Corporation December 2011 - August 2012
Connecting Point Computer Centers December 2009 - January 2012
Too Inc. September 2006 - September 2009
Skills
Banking, Customer Service, Financial Services, Management, Marketing, Microsoft Excel, Microsoft Office, Microsoft Word, Outlook, Social Media, Social Networking
Education
University of Central Florida 2010 — 2011
Bachelor of Business Administration (BBA), Financial Planning and Services
Brevard Community College 2009 — 2011
A.A, General Studies
Michael Gregson Michael Gregson's LPL Financial Experience January 2009 - 2010
Job Founder and CEO of Fulcrum Point Financial
Industry Financial Services
Experience
Fulcrum Point Financial January 2011 - Present
LPL Financial January 2009 - 2010
UVEST Financial Services March 2001 - January 2009
Skills
Series 24, Trading, Financial Advisory, Series 7, Series 63, Securities, Mutual Funds, Investments, Fixed Income, Finance, Financial Services, Asset Management, Equities, Wealth Management, Investment Advisory, Options, Alternative Investments, Portfolio Management, Retirement, FINRA, Asset Allocation
Education
University of North Carolina at Charlotte
Masters, Business administration
Dickinson College 1985 — 1989
BA, Economics
Fulcrum Point Financial January 2011 - Present
LPL Financial January 2009 - 2010
UVEST Financial Services March 2001 - January 2009
Skills
Series 24, Trading, Financial Advisory, Series 7, Series 63, Securities, Mutual Funds, Investments, Fixed Income, Finance, Financial Services, Asset Management, Equities, Wealth Management, Investment Advisory, Options, Alternative Investments, Portfolio Management, Retirement, FINRA, Asset Allocation
Education
University of North Carolina at Charlotte
Masters, Business administration
Dickinson College 1985 — 1989
BA, Economics
Jessica Litras Jessica Litras's LPL Financial Experience May 2014 - August 2014
Job Front Desk at Planet Fitness
Industry Public Relations and Communications
Experience
Planet Fitness January 2015 - Present
Grab n Go August 2012 - December 2014
American Eagle Outfitters April 2011 - December 2014
Prescription PR May 2014 - August 2014
LPL Financial May 2014 - August 2014
Miller's Ale House Restaurants May 2014 - August 2014
WVU PRSSA January 2014 - May 2014
Pizzaiola January 2010 - June 2010
Skills
Advertising, Visual Merchandising, Retail, Merchandising, Fashion, Facebook, Sales, Customer Service, Social Media, Retail Sales, Time Management, Social Networking, Store Management, Social Media Marketing, Inventory Management
Education
West Virginia University 2012 — 2014
Bachelor's Degree, Public Relations, Junior
Dowling College 2010 — 2011
English Language and Literature/Letters
Planet Fitness January 2015 - Present
Grab n Go August 2012 - December 2014
American Eagle Outfitters April 2011 - December 2014
Prescription PR May 2014 - August 2014
LPL Financial May 2014 - August 2014
Miller's Ale House Restaurants May 2014 - August 2014
WVU PRSSA January 2014 - May 2014
Pizzaiola January 2010 - June 2010
Skills
Advertising, Visual Merchandising, Retail, Merchandising, Fashion, Facebook, Sales, Customer Service, Social Media, Retail Sales, Time Management, Social Networking, Store Management, Social Media Marketing, Inventory Management
Education
West Virginia University 2012 — 2014
Bachelor's Degree, Public Relations, Junior
Dowling College 2010 — 2011
English Language and Literature/Letters
Michael S. Caple II Michael S. Caple II's LPL Financial Experience December 2014 - April 2015
Job Finance MBA Intern at Advanced Animal Diagnostics
Industry Financial Services
Experience
Advanced Animal Diagnostics April 2015 - Present
CertiRx Corporation April 2015 - June 2015
LPL Financial December 2014 - April 2015
Wells Fargo Securities August 2013 - February 2014
North Carolina State Employees Credit Union December 2009 - June 2013
Skills
Financial Analysis, Analysis, Finance, Financial Modeling, Microsoft Excel, Financial Services, Portfolio Management, Management, Investments, Accounting, Credit, Risk Management, Asset Management, Financial Risk, Capital Markets, DCF Valuation, Mergers & Acquisitions
Education
Wake Forest University
Master of Business Administration (MBA), Finance
East Carolina University
Bachelor of Science (B.S.), Economics
East Carolina University
Bachelor of Science (B.S.), Health Services Administration
Advanced Animal Diagnostics April 2015 - Present
CertiRx Corporation April 2015 - June 2015
LPL Financial December 2014 - April 2015
Wells Fargo Securities August 2013 - February 2014
North Carolina State Employees Credit Union December 2009 - June 2013
Skills
Financial Analysis, Analysis, Finance, Financial Modeling, Microsoft Excel, Financial Services, Portfolio Management, Management, Investments, Accounting, Credit, Risk Management, Asset Management, Financial Risk, Capital Markets, DCF Valuation, Mergers & Acquisitions
Education
Wake Forest University
Master of Business Administration (MBA), Finance
East Carolina University
Bachelor of Science (B.S.), Economics
East Carolina University
Bachelor of Science (B.S.), Health Services Administration
Peggy Gill Peggy Gill's LPL Financial Experience December 2009 - September 2012
Job
Industry Financial Services
Experience
LPL Financial December 2009 - September 2012
LPL Financial 2009 - 2012
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Public Speaking, Access, Financial Analysis, Budgets, Analysis, Cost Basis, Asset Management, Investments, Equities, Financial Planning, Financial Services, Mutual Funds, Portfolio Management, Retirement Planning, Risk Management, Securities, Series 7
Education
Doane College 1976 — 1977
LPL Financial December 2009 - September 2012
LPL Financial 2009 - 2012
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Public Speaking, Access, Financial Analysis, Budgets, Analysis, Cost Basis, Asset Management, Investments, Equities, Financial Planning, Financial Services, Mutual Funds, Portfolio Management, Retirement Planning, Risk Management, Securities, Series 7
Education
Doane College 1976 — 1977
Alden Yi Alden Yi's LPL Financial Experience September 2011 - December 2011
Job Technical Analyst at Keenan
Industry Financial Services
Experience
Keenan June 2015 - Present
MullinTBG December 2012 - May 2015
TCH Consulting Group September 2011 - March 2012
LPL Financial September 2011 - December 2011
First Bank June 2008 - August 2010
Korean Air October 2006 - June 2008
Skills
Microsoft Office, Excel, Word, PowerPoint, Customer Service, Research, Marketing Research, Marketing Strategy, Social Media, Financial Analysis, Financial Modeling, Capital Budgeting, Project Planning, Project Management, Consulting, Corporate Finance, Leadership, Cost Control, Financial Research, Microsoft Word, Analysis, Sales, Microsoft Excel
Education
University of California, San Diego 2010 — 2012
BA, Major: Economics Minor: Business
El Camino College 2008 — 2010
West High School
Keenan June 2015 - Present
MullinTBG December 2012 - May 2015
TCH Consulting Group September 2011 - March 2012
LPL Financial September 2011 - December 2011
First Bank June 2008 - August 2010
Korean Air October 2006 - June 2008
Skills
Microsoft Office, Excel, Word, PowerPoint, Customer Service, Research, Marketing Research, Marketing Strategy, Social Media, Financial Analysis, Financial Modeling, Capital Budgeting, Project Planning, Project Management, Consulting, Corporate Finance, Leadership, Cost Control, Financial Research, Microsoft Word, Analysis, Sales, Microsoft Excel
Education
University of California, San Diego 2010 — 2012
BA, Major: Economics Minor: Business
El Camino College 2008 — 2010
West High School
Delisha Peterson's LPL Financial Experience July 2010 - January 2012
Job Sr. UI Designer at Burnt Orange Design, LLC
Industry Design
Experience
Burnt Orange Design, LLC February 2013 - Present
Blueturn Media December 2011 - February 2013
LPL Financial July 2010 - January 2012
Myriad Solutions Group, LLC January 2006 - April 2011
619 Graphic Design May 2009 - August 2009
Florida A&M University August 2006 - December 2008
Skills
User Experience, Interaction Design, CSS, User-centered Design, Usability Testing, Dreamweaver, JavaScript, Illustrator, Photoshop, User Research, Graphic Design, HTML scripting, Mobile Design, User Interface, Web Development, Wireframes, HTML 5, User Experience Design, Usability, WordPress, Corporate Identity, Adobe Creative Suite, Human Computer..., HTML, Google Analytics, CMS, Mockups, CSS3, Wire Framing, Web Design, User Interface Design, Creative Direction, Information Architecture, Web Applications, Heuristic Evaluation, Mobile Applications, Front-end, Visual Design, Information Design, Content Management, Logo Design, Branding, Advanced CSS, HTML5, Front-end Development, Layout, Typography, Art Direction, Experience Design
Education
Georgia Institute of Technology 2008 — 2010
MS, Digital Media
Florida State University 2004 — 2006
MS, Interactive & New Communication Technology
Florida Agricultural and Mechanical University 1999 — 2003
Bachelor of Science (BS), Graphic Design
Burnt Orange Design, LLC February 2013 - Present
Blueturn Media December 2011 - February 2013
LPL Financial July 2010 - January 2012
Myriad Solutions Group, LLC January 2006 - April 2011
619 Graphic Design May 2009 - August 2009
Florida A&M University August 2006 - December 2008
Skills
User Experience, Interaction Design, CSS, User-centered Design, Usability Testing, Dreamweaver, JavaScript, Illustrator, Photoshop, User Research, Graphic Design, HTML scripting, Mobile Design, User Interface, Web Development, Wireframes, HTML 5, User Experience Design, Usability, WordPress, Corporate Identity, Adobe Creative Suite, Human Computer..., HTML, Google Analytics, CMS, Mockups, CSS3, Wire Framing, Web Design, User Interface Design, Creative Direction, Information Architecture, Web Applications, Heuristic Evaluation, Mobile Applications, Front-end, Visual Design, Information Design, Content Management, Logo Design, Branding, Advanced CSS, HTML5, Front-end Development, Layout, Typography, Art Direction, Experience Design
Education
Georgia Institute of Technology 2008 — 2010
MS, Digital Media
Florida State University 2004 — 2006
MS, Interactive & New Communication Technology
Florida Agricultural and Mechanical University 1999 — 2003
Bachelor of Science (BS), Graphic Design
Sherri Kitzberger's LPL Financial Experience September 2010 - Present
Job Founding Partner and Director of Business Development at Olympus Wealth Partners, Inc.
Industry Financial Services
Experience
Olympus Wealth Partners, Inc. September 2010 - Present
LPL Financial September 2010 - Present
Make It Happen 4BMD Foundation January 2009 - Present
Fairmount Financial Group, Inc. July 1997 - August 2012
Jenny Craig January 1986 - July 1997
Skills
Retirement Income..., Retirement Planning, Retirement Plan..., Investment Strategies, Wealth Management, Portfolio Management, Income Protection..., Financail Planning, Estate Planning, Extended Care Planning, Long Term Care Planning, Strategies, Income Protection, Long-term Care, Retirement
Education
Cal State Dominguez Hills 1985 — 1986
El Camino College 1982 — 1984
Associate of Arts (AA), Business, Management, Marketing, and Related Support Services
North Torrance High Scool 1978 — 1982
Olympus Wealth Partners, Inc. September 2010 - Present
LPL Financial September 2010 - Present
Make It Happen 4BMD Foundation January 2009 - Present
Fairmount Financial Group, Inc. July 1997 - August 2012
Jenny Craig January 1986 - July 1997
Skills
Retirement Income..., Retirement Planning, Retirement Plan..., Investment Strategies, Wealth Management, Portfolio Management, Income Protection..., Financail Planning, Estate Planning, Extended Care Planning, Long Term Care Planning, Strategies, Income Protection, Long-term Care, Retirement
Education
Cal State Dominguez Hills 1985 — 1986
El Camino College 1982 — 1984
Associate of Arts (AA), Business, Management, Marketing, and Related Support Services
North Torrance High Scool 1978 — 1982
Anthony Holman, AIF® Anthony Holman, AIF®'s LPL Financial Experience March 2011 - Present
Job Assistant Vice President at LPL
Industry Financial Services
Experience
LPL Financial March 2011 - Present
Pershing LLC, An Affiliate of the Bank of New York Mellon October 2006 - September 2011
Pershing LLC, An Affiliate of the Bank of New York Mellon January 2005 - October 2006
Merrill Lynch October 1999 - December 2005
ABN AMRO Bank N.V. October 1997 - October 1999
Skills
Product Management, CRM, Business Development, Sales, Training, Product Development, Series 7, Series 24, Series 63, Securities, Mutual Funds, FINRA, Financial Services, Fixed Income, Wealth Management
Education
Elmhurst College 1990 — 1993
BS, Psychology
Kendall College 1986 — 1988
Associate's degree, Business Administration and Marketing
LPL Financial March 2011 - Present
Pershing LLC, An Affiliate of the Bank of New York Mellon October 2006 - September 2011
Pershing LLC, An Affiliate of the Bank of New York Mellon January 2005 - October 2006
Merrill Lynch October 1999 - December 2005
ABN AMRO Bank N.V. October 1997 - October 1999
Skills
Product Management, CRM, Business Development, Sales, Training, Product Development, Series 7, Series 24, Series 63, Securities, Mutual Funds, FINRA, Financial Services, Fixed Income, Wealth Management
Education
Elmhurst College 1990 — 1993
BS, Psychology
Kendall College 1986 — 1988
Associate's degree, Business Administration and Marketing
Joseph Finn Joseph Finn's LPL Financial Experience June 2010 - 2012
Job RIA and Retirement Wholesaler Seeking New Sales Opportunity
Industry Financial Services
Experience
Kraematon Investment Advisors November 2014 - Present
F-Squared Investments 2012 - December 2014
LPL Financial June 2010 - 2012
Charles Schwab 2008 - 2010
Fidelity Investments Institutional Brokerage 2001 - 2008
Fidelity Investments 1999 - 2001
Fidelity Investments 1995 - 2001
Skills
Retirement, Series 7, Strategic Planning, Mutual Funds, Series 63, Wealth Management, Alternative Investments, Investment Advisory, Asset Allocation, Securities, Retirement Planning, 401k, Investments, Asset Managment, Financial Services, Business Development, Relationship Management, Investment Strategies, Financial Advisory, ETFs, Separately Managed..., Investment Management, Asset Management, Portfolio Management, Equities, Financial Planning, Management, Sales
Education
Suffolk University - Sawyer School of Management 1991 — 1995
MBA, Marketing
Fitchburg State University
Bachelor of Science (B.S.) Management, Business Management/Economics
Kraematon Investment Advisors November 2014 - Present
F-Squared Investments 2012 - December 2014
LPL Financial June 2010 - 2012
Charles Schwab 2008 - 2010
Fidelity Investments Institutional Brokerage 2001 - 2008
Fidelity Investments 1999 - 2001
Fidelity Investments 1995 - 2001
Skills
Retirement, Series 7, Strategic Planning, Mutual Funds, Series 63, Wealth Management, Alternative Investments, Investment Advisory, Asset Allocation, Securities, Retirement Planning, 401k, Investments, Asset Managment, Financial Services, Business Development, Relationship Management, Investment Strategies, Financial Advisory, ETFs, Separately Managed..., Investment Management, Asset Management, Portfolio Management, Equities, Financial Planning, Management, Sales
Education
Suffolk University - Sawyer School of Management 1991 — 1995
MBA, Marketing
Fitchburg State University
Bachelor of Science (B.S.) Management, Business Management/Economics
Lisa Christopher Knott Lisa Christopher Knott's LPL Financial Experience 2000 - 2003
Job Owner, Y Knott Shop
Industry Retail
Experience
Y Knott Shop August 2006 - Present
Bank of America 2003 - 2005
LPL Financial 2000 - 2003
American Funds 1995 - 1999
American Funds 1993 - 1995
Education
NC Wesleyan College 1985 — 1987
Bachelor of Science, Criminal Justice
Wake Technical Community College 1982 — 1984
Associates, Criminal Justice
East Carolina University 1980 — 1981
N/A, Accounting
Y Knott Shop August 2006 - Present
Bank of America 2003 - 2005
LPL Financial 2000 - 2003
American Funds 1995 - 1999
American Funds 1993 - 1995
Education
NC Wesleyan College 1985 — 1987
Bachelor of Science, Criminal Justice
Wake Technical Community College 1982 — 1984
Associates, Criminal Justice
East Carolina University 1980 — 1981
N/A, Accounting
Tim Rolfs, CIMA®, AIF®'s LPL Financial Experience September 2011 - April 2014
Job Director, Head of Advisory Platforms at MetLife Securities, Inc.
Industry Financial Services
Experience
MetLife October 2014 - Present
MetLife April 2014 - October 2014
LPL Financial September 2011 - April 2014
Goldman Sachs March 2008 - March 2011
Smith Barney March 2006 - February 2008
Charles Schwab February 2004 - March 2006
Skills
Investments, Portfolio Management, Asset Allocation, Series 7, Sales, Business Development, Financial Services, Trading Strategies, Client Presentation, Asset Management, Hedge Funds, Risk Reduction, Alternative Investments, Fixed Income, High Net Worth..., Series 24
Education
DePauw University 1998 — 2002
BA, Economics
MetLife October 2014 - Present
MetLife April 2014 - October 2014
LPL Financial September 2011 - April 2014
Goldman Sachs March 2008 - March 2011
Smith Barney March 2006 - February 2008
Charles Schwab February 2004 - March 2006
Skills
Investments, Portfolio Management, Asset Allocation, Series 7, Sales, Business Development, Financial Services, Trading Strategies, Client Presentation, Asset Management, Hedge Funds, Risk Reduction, Alternative Investments, Fixed Income, High Net Worth..., Series 24
Education
DePauw University 1998 — 2002
BA, Economics
Martin I. Friedman, CPA/PFS, CFP(R) Martin I. Friedman, CPA/PFS, CFP(R)'s LPL Financial Experience December 2014 - Present
Job Financial Consultant at Friedman Financial Strategies
Industry Financial Services
Experience
Level Four Advisory Services, LLC December 2014 - Present
LPL Financial December 2014 - Present
Friedman Financial Strategies 1993 - Present
New England Financial 1993 - December 2014
Northwestern University's School of Continuing Studies January 2008 - December 2009
Kemper Sports Management 1984 - 1992
Lesnik Public Relations 1984 - 1992
Clifton Gunderson LLP 1974 - 1984
Skills
Securities, Investments, Risk Management, IRAs, Investment Advisory..., Finance, Mutual Funds, Asset Managment, Portfolio Management, Wealth Management, FINRA, Fixed Annuities, Series 7, Long-term Care, Life Insurance, Investment Advisory, Disability Insurance, Investment Management, Series 63, Strategic Financial..., Estate Conservation..., Retirement Funding...
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1977 — 1980
MS, Taxation
University of Illinois at Chicago 1970 — 1974
BS, Accounting
Level Four Advisory Services, LLC December 2014 - Present
LPL Financial December 2014 - Present
Friedman Financial Strategies 1993 - Present
New England Financial 1993 - December 2014
Northwestern University's School of Continuing Studies January 2008 - December 2009
Kemper Sports Management 1984 - 1992
Lesnik Public Relations 1984 - 1992
Clifton Gunderson LLP 1974 - 1984
Skills
Securities, Investments, Risk Management, IRAs, Investment Advisory..., Finance, Mutual Funds, Asset Managment, Portfolio Management, Wealth Management, FINRA, Fixed Annuities, Series 7, Long-term Care, Life Insurance, Investment Advisory, Disability Insurance, Investment Management, Series 63, Strategic Financial..., Estate Conservation..., Retirement Funding...
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1977 — 1980
MS, Taxation
University of Illinois at Chicago 1970 — 1974
BS, Accounting
Stefan Saldivia, CFP®'s LPL Financial Experience 2014 - 2015
Job
Industry Financial Services
Experience
LPL Financial 2014 - 2015
JPMorgan Chase 2013 - 2014
Cetera Advisor Networks LLC 2013 - 2013
Skills
Strategic Financial..., Investment Advisory, Retirement Planning, Wealth Management, Retirement, Small Business, Certified Financial..., Wealth, Financial Advisory, Investments, Estate Planning, Tax, Financial Goals, IRAs, Financial Planning, Financial Planners, Healthy financial...
Education
Golden Gate University 2012 — 2015
Master's Degree, Financial Planning and Taxation
DeVry University
Bachelor of Business Administration (BBA), Business Administration and Management, General
University of California, Los Angeles
Personal Financial Planning Certificate, Financial Planning
LPL Financial 2014 - 2015
JPMorgan Chase 2013 - 2014
Cetera Advisor Networks LLC 2013 - 2013
Skills
Strategic Financial..., Investment Advisory, Retirement Planning, Wealth Management, Retirement, Small Business, Certified Financial..., Wealth, Financial Advisory, Investments, Estate Planning, Tax, Financial Goals, IRAs, Financial Planning, Financial Planners, Healthy financial...
Education
Golden Gate University 2012 — 2015
Master's Degree, Financial Planning and Taxation
DeVry University
Bachelor of Business Administration (BBA), Business Administration and Management, General
University of California, Los Angeles
Personal Financial Planning Certificate, Financial Planning
Nancy W Mulvey, CFP® Nancy W Mulvey, CFP®'s LPL Financial Experience April 2012 - Present
Job Financial Planning Coordinator at LPL Financial
Industry Financial Services
Experience
LPL Financial April 2012 - Present
Stonebridge Financial Advisors April 2011 - April 2012
EF Hutton January 1984 - October 1987
Merrill Lynch January 1982 - January 1984
Education
The College of William and Mary 1977 — 1981
Bachelor of Arts, Economics
Fairleigh Dickinson University 2009 — 2010
Certificate in Financial Planning
Miss Porter's School 1975 — 1977
LPL Financial April 2012 - Present
Stonebridge Financial Advisors April 2011 - April 2012
EF Hutton January 1984 - October 1987
Merrill Lynch January 1982 - January 1984
Education
The College of William and Mary 1977 — 1981
Bachelor of Arts, Economics
Fairleigh Dickinson University 2009 — 2010
Certificate in Financial Planning
Miss Porter's School 1975 — 1977
Candice McPhatter, MBA's LPL Financial Experience 2013 - May 2014
Job Campus and Affinity Relationships Recruiting Coordinator, TIAACREF
Industry Human Resources
Experience
TIAA-CREF May 2014 - Present
LPL Financial 2013 - May 2014
Select Staffing 2011 - 2012
Wells Fargo Advisors January 2011 - October 2011
Lerner and Company Real Estate April 2009 - January 2011
Metro Nashville Public Schools March 2010 - October 2010
Chase July 2008 - April 2009
Professional Financial Services June 2006 - May 2008
Skills
Fluent Spanish, Human Resources, Training, Outlook, Management, Interviews, Customer Service, PeopleSoft, Teamwork, Microsoft Excel, Policy, Applicant Tracking..., Recruiting, Employee Relations, Organizational..., Talent Acquisition, Talent Management, Temporary Placement, Conflict Resolution, Performance Management, Hiring, Onboarding, Employee Benefits, Employee Training, Resume Writing, New Hire Orientations, Background Checks, Personnel Management, Staffing Services, Call Centers, Sourcing, Career Development, Succession Planning, Screening Resumes, Deferred Compensation
Education
Strayer University 2008 — 2010
MBA, Human Resource Management
University of North Carolina at Charlotte 2003 — 2006
Bachelor of Arts, International Studies/Spanish
Florida A&M University 1999 — 2003
Bachelor of Science (B.S.), International Business
King High School 1996 — 1999
High School Diploma, International Baccalaureate
TIAA-CREF May 2014 - Present
LPL Financial 2013 - May 2014
Select Staffing 2011 - 2012
Wells Fargo Advisors January 2011 - October 2011
Lerner and Company Real Estate April 2009 - January 2011
Metro Nashville Public Schools March 2010 - October 2010
Chase July 2008 - April 2009
Professional Financial Services June 2006 - May 2008
Skills
Fluent Spanish, Human Resources, Training, Outlook, Management, Interviews, Customer Service, PeopleSoft, Teamwork, Microsoft Excel, Policy, Applicant Tracking..., Recruiting, Employee Relations, Organizational..., Talent Acquisition, Talent Management, Temporary Placement, Conflict Resolution, Performance Management, Hiring, Onboarding, Employee Benefits, Employee Training, Resume Writing, New Hire Orientations, Background Checks, Personnel Management, Staffing Services, Call Centers, Sourcing, Career Development, Succession Planning, Screening Resumes, Deferred Compensation
Education
Strayer University 2008 — 2010
MBA, Human Resource Management
University of North Carolina at Charlotte 2003 — 2006
Bachelor of Arts, International Studies/Spanish
Florida A&M University 1999 — 2003
Bachelor of Science (B.S.), International Business
King High School 1996 — 1999
High School Diploma, International Baccalaureate
Chris Paul's LPL Financial Experience July 2013 - Present
Job Senior Vice President, Advisor Experience & Design, LPL Financial
Industry Financial Services
Experience
LPL Financial July 2013 - Present
Skills
User Experience, Design Management, Interaction Design, Social Media, Community, Product Design, Typography, Web Design, User Interface, Heuristic Evaluation, Information Architecture, User Research, Design Strategy, User Experience Design, CSS, User-centered Design, Usability Testing, Graphic Design, Experience Design, User Interface Design, Mobile Applications, Usability Engineering, Information Design, Web 2.0, Human Computer..., Mobile Devices, Persona, Usability, Wireframes, User Scenarios, Accessibility, Task Analysis, Rapid Prototyping, Strategy, Front-end, Web Applications, Web Project Management, HTML 5, Wire Framing, Web Analytics
Education
Eastern Michigan University
B.S., Graphic Design
Yale School of Art
M.F.A., Design
LPL Financial July 2013 - Present
Skills
User Experience, Design Management, Interaction Design, Social Media, Community, Product Design, Typography, Web Design, User Interface, Heuristic Evaluation, Information Architecture, User Research, Design Strategy, User Experience Design, CSS, User-centered Design, Usability Testing, Graphic Design, Experience Design, User Interface Design, Mobile Applications, Usability Engineering, Information Design, Web 2.0, Human Computer..., Mobile Devices, Persona, Usability, Wireframes, User Scenarios, Accessibility, Task Analysis, Rapid Prototyping, Strategy, Front-end, Web Applications, Web Project Management, HTML 5, Wire Framing, Web Analytics
Education
Eastern Michigan University
B.S., Graphic Design
Yale School of Art
M.F.A., Design
Luis G. Gonzalez, AIF®, CRPC®'s LPL Financial Experience May 2013 - Present
Job Regional Director at LPL Financial
Industry Financial Services
Experience
LPL Financial May 2013 - Present
Allstate Financial Services, LLC May 2011 - May 2013
Edward Jones 2009 - 2011
Administaff 2007 - 2009
Liberty Mutual Insurance 2005 - 2007
Pacesetter Corporation 2001 - 2005
Skills
Skilled Sales..., Marketing, Internet Strategy, Sales Operations, Sales Management, Operations Management, Marksmanship, Parent Education, Strategic Financial..., Financial Analysis, Finance, Small Business, Marketing Strategy, Negotiation, Strategic Planning, Insurance, Financial Services, Contract Negotiation, Public Speaking, Cold Calling, Account Management, New Business Development, Lead Generation, Social Networking, Coaching, Estate Planning, Leadership, Banking, Management, Strategy, Investments, Sales, Retirement, Business Strategy, Financial Advisory, Fixed Annuities, Series 7, IRAs, Securities, Life Insurance, Mutual Funds, Risk Management, Disability Insurance, Long Term Care Insurance, Term Life Insurance
Education
Duquesne University 1998 — 2001
Bachelor of Business Administration (B.B.A.), Global Marketing/ Finance
La Universidad Interamericana de Puerto Rico 1996 — 1998
Baldwin School of Puerto Rico 1986 — 1995
LPL Financial May 2013 - Present
Allstate Financial Services, LLC May 2011 - May 2013
Edward Jones 2009 - 2011
Administaff 2007 - 2009
Liberty Mutual Insurance 2005 - 2007
Pacesetter Corporation 2001 - 2005
Skills
Skilled Sales..., Marketing, Internet Strategy, Sales Operations, Sales Management, Operations Management, Marksmanship, Parent Education, Strategic Financial..., Financial Analysis, Finance, Small Business, Marketing Strategy, Negotiation, Strategic Planning, Insurance, Financial Services, Contract Negotiation, Public Speaking, Cold Calling, Account Management, New Business Development, Lead Generation, Social Networking, Coaching, Estate Planning, Leadership, Banking, Management, Strategy, Investments, Sales, Retirement, Business Strategy, Financial Advisory, Fixed Annuities, Series 7, IRAs, Securities, Life Insurance, Mutual Funds, Risk Management, Disability Insurance, Long Term Care Insurance, Term Life Insurance
Education
Duquesne University 1998 — 2001
Bachelor of Business Administration (B.B.A.), Global Marketing/ Finance
La Universidad Interamericana de Puerto Rico 1996 — 1998
Baldwin School of Puerto Rico 1986 — 1995
Sean Krueger Sean Krueger's LPL Financial Experience February 2014 - Present
Job Senior Examiner at LPL Financial
Industry Financial Services
Experience
LPL Financial February 2014 - Present
MetLife January 2012 - December 2013
MetLife September 2005 - January 2012
Advest, Inc. March 2004 - September 2005
Advest, Inc. April 2002 - March 2004
Advest, Inc. June 2001 - April 2002
Skills
Securities, Risk Management, Mutual Funds, Internal Audit, Financial Services, FINRA, Financial Risk, Fixed Annuities, Insurance, Management, Equities
Education
Eastern Connecticut State University
Bachelor of Science (BS), Economics
LPL Financial February 2014 - Present
MetLife January 2012 - December 2013
MetLife September 2005 - January 2012
Advest, Inc. March 2004 - September 2005
Advest, Inc. April 2002 - March 2004
Advest, Inc. June 2001 - April 2002
Skills
Securities, Risk Management, Mutual Funds, Internal Audit, Financial Services, FINRA, Financial Risk, Fixed Annuities, Insurance, Management, Equities
Education
Eastern Connecticut State University
Bachelor of Science (BS), Economics
Kristoffer Arnold's LPL Financial Experience April 2001 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial April 2001 - Present
Skills
Retirement, Mutual Funds, Finance, FINRA, Securities, Series 7, Retirement Planning, Wealth Management, Investment Advisory
Education
Eastern Kentucky University 1996 — 2000
Bachelor of Business Administration (BBA), Business/Marketing
LPL Financial April 2001 - Present
Skills
Retirement, Mutual Funds, Finance, FINRA, Securities, Series 7, Retirement Planning, Wealth Management, Investment Advisory
Education
Eastern Kentucky University 1996 — 2000
Bachelor of Business Administration (BBA), Business/Marketing
Hae Jung Kim Hae Jung Kim's LPL Financial Experience January 2008 - September 2008
Job Accredited Investment Fiduciary, Investment Advisor Representative 123 Rock Wren Lane, Brisbane, CA 94005
Industry Financial Services
Experience
Cambridge Investment Research December 2012 - Present
Cambridge Investment Research / Gateway Financial Advisors, Inc April 2000 - Present
LPL Financial January 2008 - September 2008
John Hancock Life Insurance Company (U.S.A.) April 2004 - January 2008
Skills
Retirement Planning, Financial Planning, Retirement, 401k, Long Term Care, Disability Insurance, Annuities, Estate Planning, Investment Advisory, Employee Benefits, Small Business, Insurance, Securities, IRA's, Risk Management, Mutual Funds, Asset Management, Investments, Health, Insurance Planning, Term Life Insurance, Roth IRA, Wealth Accumulation, Retirement Income..., Annuity, Pensions, Group Benefits, 401k Rollovers, Fixed Annuities, Health Insurance, Series 63, Budgeting, IRAs, Women Owned Business, Korean, Professional Women, Senior Finance, Long-term Care, Wealth
Education
Ewha Womans University 1971 — 1975
BA, Education
Cambridge Investment Research December 2012 - Present
Cambridge Investment Research / Gateway Financial Advisors, Inc April 2000 - Present
LPL Financial January 2008 - September 2008
John Hancock Life Insurance Company (U.S.A.) April 2004 - January 2008
Skills
Retirement Planning, Financial Planning, Retirement, 401k, Long Term Care, Disability Insurance, Annuities, Estate Planning, Investment Advisory, Employee Benefits, Small Business, Insurance, Securities, IRA's, Risk Management, Mutual Funds, Asset Management, Investments, Health, Insurance Planning, Term Life Insurance, Roth IRA, Wealth Accumulation, Retirement Income..., Annuity, Pensions, Group Benefits, 401k Rollovers, Fixed Annuities, Health Insurance, Series 63, Budgeting, IRAs, Women Owned Business, Korean, Professional Women, Senior Finance, Long-term Care, Wealth
Education
Ewha Womans University 1971 — 1975
BA, Education
Jeremy Doyle's LPL Financial Experience June 2014 - Present
Job A clever, adept, and progressive compliance pro? Yep.
Industry Financial Services
Experience
LPL Financial June 2014 - Present
Securities America, Inc. Member FINRA/SIPC March 2013 - June 2014
OmahaMetro Design & Technology April 2012 - February 2013
Securities America, Inc. Member FINRA/SIPC September 2011 - April 2012
QA3 Financial Corp August 2007 - February 2011
QA3 Financial Corp June 2006 - August 2007
Woodmen of the World October 2004 - June 2006
Securities America, Inc. Member FINRA/SIPC June 2003 - October 2004
Securities America, Inc. Member FINRA/SIPC December 2001 - June 2003
TD Ameritrade August 1999 - April 2001
Skills
Management, Advertising, Risk Management, Investments, Series 7, Retail, Data Analysis, Research, Strategic Planning, Policy, Customer Service, Compliance, HTML 5, CSS3, Photoshop, Illustrator, InDesign, Microsoft Excel, Series 24, Finance, Portfolio Management, Investment Advisory, CSS, Financial Advisory, FINRA
Education
University of Iowa 1995 — 1999
Bachelor of Business Administration, Finance
University of Iowa - Henry B. Tippie College of Business 1995 — 1999
Bachelor of Business Administration, Finance
Stanford University 2014 — 2014
Continuing Education
Duke University 2014 — 2014
Continuing Education
LPL Financial June 2014 - Present
Securities America, Inc. Member FINRA/SIPC March 2013 - June 2014
OmahaMetro Design & Technology April 2012 - February 2013
Securities America, Inc. Member FINRA/SIPC September 2011 - April 2012
QA3 Financial Corp August 2007 - February 2011
QA3 Financial Corp June 2006 - August 2007
Woodmen of the World October 2004 - June 2006
Securities America, Inc. Member FINRA/SIPC June 2003 - October 2004
Securities America, Inc. Member FINRA/SIPC December 2001 - June 2003
TD Ameritrade August 1999 - April 2001
Skills
Management, Advertising, Risk Management, Investments, Series 7, Retail, Data Analysis, Research, Strategic Planning, Policy, Customer Service, Compliance, HTML 5, CSS3, Photoshop, Illustrator, InDesign, Microsoft Excel, Series 24, Finance, Portfolio Management, Investment Advisory, CSS, Financial Advisory, FINRA
Education
University of Iowa 1995 — 1999
Bachelor of Business Administration, Finance
University of Iowa - Henry B. Tippie College of Business 1995 — 1999
Bachelor of Business Administration, Finance
Stanford University 2014 — 2014
Continuing Education
Duke University 2014 — 2014
Continuing Education
David Roesser David Roesser's LPL Financial Experience May 2010 - July 2012
Job Experienced Financial Services Sales Professional
Industry Financial Services
Experience
Fidelity Investments July 2012 - December 2014
LPL Financial May 2010 - July 2012
Merrill Lynch 2005 - 2008
Merrill Lynch 2001 - 2005
Charles Schwab 1997 - 2001
Education
Dickinson College
BS, Mathematics
Temple University - Fox School of Business and Management
MBA, Finance and Economics
Fidelity Investments July 2012 - December 2014
LPL Financial May 2010 - July 2012
Merrill Lynch 2005 - 2008
Merrill Lynch 2001 - 2005
Charles Schwab 1997 - 2001
Education
Dickinson College
BS, Mathematics
Temple University - Fox School of Business and Management
MBA, Finance and Economics
Brandon Haines, MBA, AAMS®, AWMA®, CFP® Brandon Haines, MBA, AAMS®, AWMA®, CFP®'s LPL Financial Experience October 2007 - November 2014
Job Sr. Wealth Advisor at Haines Financial, LLC
Industry Financial Services
Experience
Haines Financial, LLC October 2007 - Present
Triad Advisors November 2014 - Present
LPL Financial October 2007 - November 2014
Edward Jones July 2001 - October 2007
Education
East Carolina University - College of Business 1999 — 2001
Master of Business Administration (MBA), Finance and Financial Management Services
East Carolina University 1994 — 1999
Bachelor of Science (BS), Social Work
Haines Financial, LLC October 2007 - Present
Triad Advisors November 2014 - Present
LPL Financial October 2007 - November 2014
Edward Jones July 2001 - October 2007
Education
East Carolina University - College of Business 1999 — 2001
Master of Business Administration (MBA), Finance and Financial Management Services
East Carolina University 1994 — 1999
Bachelor of Science (BS), Social Work
Jeffery Johnson Jeffery Johnson's LPL Financial Experience August 2011 - Present
Job Financial Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial August 2011 - Present
Morgan Stanley Smith Barney January 2010 - June 2011
Sheridan Road Capital, LLC February 2007 - June 2008
Grey Worldwide 1999 - 2004
A.T. Hudson & Co. Inc. September 1997 - September 1999
DEAN WITTER REYNOLDS/ADVEST January 1997 - May 1997
Skills
Investment Management, Bonds, Retirement Planning, Financial Advisory, Investment Advisory, Estate Planning, Investment Portfolios, Asset Managment, Stocks, 401k, Mergers, College Education..., Aquisition
Education
Loyola University Chicago's Quinlan School of Business 2005 — 2007
MBA, Finance & International Business
Fairfield University 1993 — 1997
BA, International
Loyola Academy 1989 — 1993
HS
OLPH
LPL Financial August 2011 - Present
Morgan Stanley Smith Barney January 2010 - June 2011
Sheridan Road Capital, LLC February 2007 - June 2008
Grey Worldwide 1999 - 2004
A.T. Hudson & Co. Inc. September 1997 - September 1999
DEAN WITTER REYNOLDS/ADVEST January 1997 - May 1997
Skills
Investment Management, Bonds, Retirement Planning, Financial Advisory, Investment Advisory, Estate Planning, Investment Portfolios, Asset Managment, Stocks, 401k, Mergers, College Education..., Aquisition
Education
Loyola University Chicago's Quinlan School of Business 2005 — 2007
MBA, Finance & International Business
Fairfield University 1993 — 1997
BA, International
Loyola Academy 1989 — 1993
HS
OLPH
Nathaniel Weiss's LPL Financial Experience December 2011 - January 2012
Job Senior Manager Sales PSE Agency
Industry Sports
Experience
PSE Agency April 2015 - Present
PSE Agency November 2014 - April 2015
PSE Agency August 2014 - November 2014
New England Revolution September 2013 - December 2013
New England Revolution June 2012 - September 2012
LPL Financial December 2011 - January 2012
Brockton Rox May 2011 - July 2011
Skills
Excel, PowerPoint, Microsoft Office, Word, Public Speaking, Spanish, Sports Management, Social Media, Time Management, Organization, Teamwork, Microsoft Excel, Microsoft Word, Event Planning, Facebook, Social Networking, Ticket Sales, Marketing
Education
Endicott College 2010 — 2014
Bachelor of Science, Sport Management and Minor in Business Administration, Junior
Endicott College 2010 — 2014
Bachelor of Science (B.S.), Sport Management
PSE Agency April 2015 - Present
PSE Agency November 2014 - April 2015
PSE Agency August 2014 - November 2014
New England Revolution September 2013 - December 2013
New England Revolution June 2012 - September 2012
LPL Financial December 2011 - January 2012
Brockton Rox May 2011 - July 2011
Skills
Excel, PowerPoint, Microsoft Office, Word, Public Speaking, Spanish, Sports Management, Social Media, Time Management, Organization, Teamwork, Microsoft Excel, Microsoft Word, Event Planning, Facebook, Social Networking, Ticket Sales, Marketing
Education
Endicott College 2010 — 2014
Bachelor of Science, Sport Management and Minor in Business Administration, Junior
Endicott College 2010 — 2014
Bachelor of Science (B.S.), Sport Management
Jared Small's LPL Financial Experience July 2015 - Present
Job Finance Professional
Industry Banking
Experience
LPL Financial July 2015 - Present
Vanguard November 2014 - June 2015
Jos. A. Bank Clothiers January 2013 - January 2015
TIAA-CREF February 2013 - October 2013
Reaching Goals, LLC February 2012 - February 2013
Wachovia, A Wells Fargo Company 2010 - 2011
Southeast Paging & Communications September 2006 - February 2007
SunCom Wireless February 2005 - August 2006
Skills
Sales Management, Customer Retention, Retail Banking, Retail Sales Experience, Training, Sales Presentation..., Consumer Lending, Customer Service..., Customer Service..., Customer Service, Call Center, Technical Support, Technical Presentations, Team Leadership, Accounts Receivable, Payroll, Call Centers, Leadership, PeopleSoft, Access, Team Building, Financial Analysis, Management, Analysis, Data Analysis, Time Management, Retail, Customer Experience, Strategic Planning, Recruiting, Customer Satisfaction, Banking, Forecasting, Budgets, Process Improvement, Insurance, Outlook, Vendor Management
Education
Fayetteville State University
BS, Business Administration and Management, General
LPL Financial July 2015 - Present
Vanguard November 2014 - June 2015
Jos. A. Bank Clothiers January 2013 - January 2015
TIAA-CREF February 2013 - October 2013
Reaching Goals, LLC February 2012 - February 2013
Wachovia, A Wells Fargo Company 2010 - 2011
Southeast Paging & Communications September 2006 - February 2007
SunCom Wireless February 2005 - August 2006
Skills
Sales Management, Customer Retention, Retail Banking, Retail Sales Experience, Training, Sales Presentation..., Consumer Lending, Customer Service..., Customer Service..., Customer Service, Call Center, Technical Support, Technical Presentations, Team Leadership, Accounts Receivable, Payroll, Call Centers, Leadership, PeopleSoft, Access, Team Building, Financial Analysis, Management, Analysis, Data Analysis, Time Management, Retail, Customer Experience, Strategic Planning, Recruiting, Customer Satisfaction, Banking, Forecasting, Budgets, Process Improvement, Insurance, Outlook, Vendor Management
Education
Fayetteville State University
BS, Business Administration and Management, General
Daniel Brooks Moore's LPL Financial Experience February 2014 - March 2014
Job UX Designer II at xome
Industry Graphic Design
Experience
xome June 2015 - Present
Alaska Airlines February 2015 - Present
Freelance April 2006 - Present
Royall & Company October 2014 - March 2015
LPL Financial February 2014 - March 2014
Genworth August 2012 - January 2014
Capital One May 2012 - July 2012
Adventure Web Productions July 2011 - May 2012
Millennium Marketing Solutions February 2011 - July 2011
Henrico County Public Schools March 2008 - February 2011
Skills
Logo Design, Web Design, Editing, Adobe Creative Suite, Graphic Design, Brochures, InDesign, Corporate Identity, Typography, Illustrator, Illustration, QuarkXPress, Wordpress, WordPress, User Experience, User Interface Design, Graphics, Creative Direction, User Experience Design, Photoshop, User Interface, HTML, Dreamweaver, Layout, Adobe Acrobat, Art Direction, Branding, Mac, Corporate Branding, Flash, Posters, Image Manipulation, Photography, Visual Communication, Packaging, Multimedia, Creative Strategy, Website Development, Visual Design, Business Cards, OS X, Advertising, Social Media, Social Media Marketing, Marketing, Email Marketing, Brand Development
Education
Fashion Institute of Technology 2005 — 2006
Menswear and Graphic Design
Palm Beach Atlantic University 2002 — 2005
Graphic Design
xome June 2015 - Present
Alaska Airlines February 2015 - Present
Freelance April 2006 - Present
Royall & Company October 2014 - March 2015
LPL Financial February 2014 - March 2014
Genworth August 2012 - January 2014
Capital One May 2012 - July 2012
Adventure Web Productions July 2011 - May 2012
Millennium Marketing Solutions February 2011 - July 2011
Henrico County Public Schools March 2008 - February 2011
Skills
Logo Design, Web Design, Editing, Adobe Creative Suite, Graphic Design, Brochures, InDesign, Corporate Identity, Typography, Illustrator, Illustration, QuarkXPress, Wordpress, WordPress, User Experience, User Interface Design, Graphics, Creative Direction, User Experience Design, Photoshop, User Interface, HTML, Dreamweaver, Layout, Adobe Acrobat, Art Direction, Branding, Mac, Corporate Branding, Flash, Posters, Image Manipulation, Photography, Visual Communication, Packaging, Multimedia, Creative Strategy, Website Development, Visual Design, Business Cards, OS X, Advertising, Social Media, Social Media Marketing, Marketing, Email Marketing, Brand Development
Education
Fashion Institute of Technology 2005 — 2006
Menswear and Graphic Design
Palm Beach Atlantic University 2002 — 2005
Graphic Design
Mark Casady's LPL Financial Experience 2002 - Present
Job Chairman & CEO at LPL Financial
Industry Financial Services
Experience
LPL Financial 2002 - Present
Citizens Bank 2014 - 2015
Citizens Bank 2014 - 2015
Scudder Investments 1994 - 2002
Northern Trust 1982 - 1993
Skills
Series 7, Mutual Funds, Alternative Investments, Wealth Management, Investments, Asset Managment, Series 63, Investment Advisory, Asset Allocation, Securities, Retirement Planning, Investment Strategies, FINRA, 401k, Asset Management, Broker-Dealer, ETFs, Equities, Financial Advisory, Financial Services, Fixed Annuities, Hedge Funds, Investment Management, Pensions, Portfolio Management, Private Equity, Retirement, Series 24, Wealth Management..., Bonds, Team Leadership, Team Building, Organizational..., Marketing, Leadership, Executive Management, Accountability
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1982 — 1984
Master of Business Administration (MBA), Finance, General
Indiana University - Kelley School of Business 1978 — 1982
BS, Finance
LPL Financial 2002 - Present
Citizens Bank 2014 - 2015
Citizens Bank 2014 - 2015
Scudder Investments 1994 - 2002
Northern Trust 1982 - 1993
Skills
Series 7, Mutual Funds, Alternative Investments, Wealth Management, Investments, Asset Managment, Series 63, Investment Advisory, Asset Allocation, Securities, Retirement Planning, Investment Strategies, FINRA, 401k, Asset Management, Broker-Dealer, ETFs, Equities, Financial Advisory, Financial Services, Fixed Annuities, Hedge Funds, Investment Management, Pensions, Portfolio Management, Private Equity, Retirement, Series 24, Wealth Management..., Bonds, Team Leadership, Team Building, Organizational..., Marketing, Leadership, Executive Management, Accountability
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1982 — 1984
Master of Business Administration (MBA), Finance, General
Indiana University - Kelley School of Business 1978 — 1982
BS, Finance
David Bergers David Bergers's LPL Financial Experience August 2013 - Present
Job Managing Director for Legal and Government Relations at LPL Financial
Industry Financial Services
Experience
LPL Financial Holdings August 2013 - Present
LPL Financial August 2013 - Present
Skills
Fraud, Securities, Corporate Governance, Enforcement, Internal Investigations, Securities Regulation, SEC, Financial Regulation, AML, FCPA, Private Investigations, FINRA, Mutual Funds, Securities Litigation, Litigation
Education
Yale Law School 1990 — 1992
Doctor of Law (J.D.)
Pepperdine University School of Law 1989 — 1990
Eastern Nazarene College 1985 — 1989
Bachelor's degree, History
LPL Financial Holdings August 2013 - Present
LPL Financial August 2013 - Present
Skills
Fraud, Securities, Corporate Governance, Enforcement, Internal Investigations, Securities Regulation, SEC, Financial Regulation, AML, FCPA, Private Investigations, FINRA, Mutual Funds, Securities Litigation, Litigation
Education
Yale Law School 1990 — 1992
Doctor of Law (J.D.)
Pepperdine University School of Law 1989 — 1990
Eastern Nazarene College 1985 — 1989
Bachelor's degree, History
Adam Schorr Adam Schorr's LPL Financial Experience February 2015 - Present
Job Vice President, Finance at LPL Financial
Industry Financial Services
Experience
LPL Financial February 2015 - Present
LPL Financial September 2011 - February 2015
LPL Financial and UVEST Financial Services October 2009 - September 2011
UNCC Team Member - CFA Global Investment Research Challenge November 2010 - February 2011
LPL Financial January 2008 - November 2009
LPL Financial March 2007 - January 2008
Arlington County Police January 2005 - September 2006
Skills
Financial Reporting, Equity Valuation, Industry Analysis, Securities, Series 7
Education
University of North Carolina at Charlotte - Belk College of Business 2010 — 2011
Masters, MBA - Investment Management
N. Virginia Criminal Justice Academy 2005 — 2005
VA Certificate of Law Enforcement, Law Enforcement
Emory University 2000 — 2004
BA, Economics
LPL Financial February 2015 - Present
LPL Financial September 2011 - February 2015
LPL Financial and UVEST Financial Services October 2009 - September 2011
UNCC Team Member - CFA Global Investment Research Challenge November 2010 - February 2011
LPL Financial January 2008 - November 2009
LPL Financial March 2007 - January 2008
Arlington County Police January 2005 - September 2006
Skills
Financial Reporting, Equity Valuation, Industry Analysis, Securities, Series 7
Education
University of North Carolina at Charlotte - Belk College of Business 2010 — 2011
Masters, MBA - Investment Management
N. Virginia Criminal Justice Academy 2005 — 2005
VA Certificate of Law Enforcement, Law Enforcement
Emory University 2000 — 2004
BA, Economics
Samantha Sebastian's LPL Financial Experience July 2014 - January 2015
Job Hardware Solutions Consultant at Oracle
Industry Computer Hardware
Experience
Oracle January 2015 - Present
LPL Financial July 2014 - January 2015
Nasher Museum Shop at Duke University January 2013 - July 2014
Population Connection May 2013 - August 2013
The Gothic Bookshop August 2011 - August 2012
Skills
Spanish, Environmental Issues, Sustainable Agriculture, Environmental Education, Environmental Policy, Policy Writing, Environmental Awareness, Project Planning, Microsoft Word, Microsoft Excel, PowerPoint, Prezi, Blogging, Microsoft Office, Teaching, Data Analysis, Statistics, Sales Consulting, Social Media Marketing, Fundraising, Management, Marketing, Organizational...
Education
Duke University 2010 — 2014
Bachelor of Arts (B.A.), Environmental Science and Policy
Universidad San Pablo-CEU
Spanish
Oracle January 2015 - Present
LPL Financial July 2014 - January 2015
Nasher Museum Shop at Duke University January 2013 - July 2014
Population Connection May 2013 - August 2013
The Gothic Bookshop August 2011 - August 2012
Skills
Spanish, Environmental Issues, Sustainable Agriculture, Environmental Education, Environmental Policy, Policy Writing, Environmental Awareness, Project Planning, Microsoft Word, Microsoft Excel, PowerPoint, Prezi, Blogging, Microsoft Office, Teaching, Data Analysis, Statistics, Sales Consulting, Social Media Marketing, Fundraising, Management, Marketing, Organizational...
Education
Duke University 2010 — 2014
Bachelor of Arts (B.A.), Environmental Science and Policy
Universidad San Pablo-CEU
Spanish
Eric Park, CFP®, PhD Eric Park, CFP®, PhD's LPL Financial Experience January 2013 - Present
Job CERTIFIED FINANCIAL PLANNER™, CFS®, AIF®, Investment Advisor at LPL Financial
Industry Investment Management
Experience
LPL Financial January 2013 - Present
LPL Financial, The Steamboat Financial Group 1994 - January 2013
Hilliard Lyons February 1987 - January 1994
Wells Fargo Advisors 1982 - 1987
Pioneer Investments 1981 - 1982
Skills
Investments, Mutual Funds, Securities, Wealth Management, Finance, Asset Allocation, Retirement Planning, Investment Management, Retirement, 401k, Strategic Financial..., Certified Financial..., Asset Management, Fixed Annuities, Financial Advisory, Investment Advisory, Investment Strategies, ETFs, Financial Planning, Economics, 401k Rollovers, Portfolio Management, Personal Financial..., Bonds, Risk Management, Wealth, FINRA, Series 7, Financial Services, Financial Analysis, Alternative Investments, Equities, Management, Fixed Income, Banking, Wealth Management..., Capital Markets, IRAs, Options, Life Insurance, Public Speaking, Due Diligence, Team Leadership, Small Business, Financial Risk
Education
University of Missouri-Columbia
PhD, Economics, Consumer, Investments & Finance
The American College
M.S, Finance and Financial Management Services
University of Missouri-Columbia
M.S, Personal Financial Planning
Lindenwood University
BS, Business & Economics, Summa Cum Laude
East Central College
Associate of Science (A.S.), Business Administration and Management, General
LPL Financial January 2013 - Present
LPL Financial, The Steamboat Financial Group 1994 - January 2013
Hilliard Lyons February 1987 - January 1994
Wells Fargo Advisors 1982 - 1987
Pioneer Investments 1981 - 1982
Skills
Investments, Mutual Funds, Securities, Wealth Management, Finance, Asset Allocation, Retirement Planning, Investment Management, Retirement, 401k, Strategic Financial..., Certified Financial..., Asset Management, Fixed Annuities, Financial Advisory, Investment Advisory, Investment Strategies, ETFs, Financial Planning, Economics, 401k Rollovers, Portfolio Management, Personal Financial..., Bonds, Risk Management, Wealth, FINRA, Series 7, Financial Services, Financial Analysis, Alternative Investments, Equities, Management, Fixed Income, Banking, Wealth Management..., Capital Markets, IRAs, Options, Life Insurance, Public Speaking, Due Diligence, Team Leadership, Small Business, Financial Risk
Education
University of Missouri-Columbia
PhD, Economics, Consumer, Investments & Finance
The American College
M.S, Finance and Financial Management Services
University of Missouri-Columbia
M.S, Personal Financial Planning
Lindenwood University
BS, Business & Economics, Summa Cum Laude
East Central College
Associate of Science (A.S.), Business Administration and Management, General
Deborah E Ramseur's LPL Financial Experience November 2007 - April 2008
Job Sales Consumer Direct Processor at AmeriSave Mortgage Corporation
Industry Banking
Experience
AmeriSave Mortgage Corporation April 2015 - Present
Bank of America November 2011 - November 2014
Bank of America November 2010 - November 2011
Safe Alliance (formally United Family Services) May 2008 - 2010
LPL Financial November 2007 - April 2008
Bank of America January 2007 - November 2007
TransUnion June 2005 - October 2006
Wells Fargo 1999 - 2005
Skills
Mortgage Modification, Mortgage Servicing, Mortgage Underwriting, Housing Counseling, Customer Satisfaction, Mortgage Banking, Customer Relations, Collections, Auditing, Credit Management, Housing Management, Casualty Insurance, Retirement Solutions, IRAs, Credit, Customer Service, Mortgage Lending, Loan Modifications, Foreclosures, Sales, Real Estate, Loss Mitigation, Finance, Loans, Referrals, Analysis, Public Speaking, Budgets, Management, Banking, Microsoft Office, Credit Analysis, Risk Management, Loan Origination, Relationship Management, Leadership, FHA, Financial Analysis
Education
College of Insurance SUNY 1985 — 1986
Associate's degree, Claims Examining, Business Administration and Management, General
Fashion Institute of Technology 1984 — 1985
Pattern Making Technology
AmeriSave Mortgage Corporation April 2015 - Present
Bank of America November 2011 - November 2014
Bank of America November 2010 - November 2011
Safe Alliance (formally United Family Services) May 2008 - 2010
LPL Financial November 2007 - April 2008
Bank of America January 2007 - November 2007
TransUnion June 2005 - October 2006
Wells Fargo 1999 - 2005
Skills
Mortgage Modification, Mortgage Servicing, Mortgage Underwriting, Housing Counseling, Customer Satisfaction, Mortgage Banking, Customer Relations, Collections, Auditing, Credit Management, Housing Management, Casualty Insurance, Retirement Solutions, IRAs, Credit, Customer Service, Mortgage Lending, Loan Modifications, Foreclosures, Sales, Real Estate, Loss Mitigation, Finance, Loans, Referrals, Analysis, Public Speaking, Budgets, Management, Banking, Microsoft Office, Credit Analysis, Risk Management, Loan Origination, Relationship Management, Leadership, FHA, Financial Analysis
Education
College of Insurance SUNY 1985 — 1986
Associate's degree, Claims Examining, Business Administration and Management, General
Fashion Institute of Technology 1984 — 1985
Pattern Making Technology
Brittnie Troutman's LPL Financial Experience June 2015 - Present
Job Recruiting Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2015 - Present
Aerotek February 2012 - June 2015
Aerotek 2010 - June 2015
Aerotek October 2013 - 2015
Skills
Hiring, Applicant Tracking..., Staffing Services, Internet Recruiting, Talent Acquisition, Recruiting, Manufacturing, Onboarding, Temporary Placement, Sourcing, Temporary Staffing, Contract Recruitment, Cold Calling, Talent Management, Permanent Placement, Executive Search, Training, New Hire Orientations, Interview Preparation, Account Management, Behavioral Interviewing, Full-life Cycle..., Business Networking, Employee Training, Performance Management
Education
East Carolina University 2006 — 2010
Communications
LPL Financial June 2015 - Present
Aerotek February 2012 - June 2015
Aerotek 2010 - June 2015
Aerotek October 2013 - 2015
Skills
Hiring, Applicant Tracking..., Staffing Services, Internet Recruiting, Talent Acquisition, Recruiting, Manufacturing, Onboarding, Temporary Placement, Sourcing, Temporary Staffing, Contract Recruitment, Cold Calling, Talent Management, Permanent Placement, Executive Search, Training, New Hire Orientations, Interview Preparation, Account Management, Behavioral Interviewing, Full-life Cycle..., Business Networking, Employee Training, Performance Management
Education
East Carolina University 2006 — 2010
Communications
Olivia Sloan's LPL Financial Experience May 2013 - August 2013
Job RTW Design Intern
Industry Apparel & Fashion
Experience
Tory Burch June 2015 - Present
Tory Burch October 2013 - Present
GLAMHOUSE January 2014 - January 2015
Image Consulting Firm April 2013 - September 2013
GUESS?, Inc. May 2011 - September 2013
LPL Financial May 2013 - August 2013
Landmark Pet Shop LLC January 2008 - August 2013
Hayfield Farm Swim Club April 2009 - August 2011
Skills
Fashion Design, Adobe Creative Suite, Management, Sales, Training, Merchandising, Creative Writing, Fashion Illustration, Fashion Jewelry, Fashion Shows, Trend Forecasting, Trend Analysis, Trend Research, Apparel Sourcing, Social Media, Marketing, Public Relations, Advertising, Apparel, Styling, Fashion, Visual Merchandising
Education
Fashion Institute of Design & Merchandising 2013 — 2016
Bachelor's Degree, Merchandise Product Development/Business Management
Penn State University 2011 — 2013
Bachelor's degree, Economics/Marketing Major
Hayfield Secondary School 2008 — 2011
High School
Tory Burch June 2015 - Present
Tory Burch October 2013 - Present
GLAMHOUSE January 2014 - January 2015
Image Consulting Firm April 2013 - September 2013
GUESS?, Inc. May 2011 - September 2013
LPL Financial May 2013 - August 2013
Landmark Pet Shop LLC January 2008 - August 2013
Hayfield Farm Swim Club April 2009 - August 2011
Skills
Fashion Design, Adobe Creative Suite, Management, Sales, Training, Merchandising, Creative Writing, Fashion Illustration, Fashion Jewelry, Fashion Shows, Trend Forecasting, Trend Analysis, Trend Research, Apparel Sourcing, Social Media, Marketing, Public Relations, Advertising, Apparel, Styling, Fashion, Visual Merchandising
Education
Fashion Institute of Design & Merchandising 2013 — 2016
Bachelor's Degree, Merchandise Product Development/Business Management
Penn State University 2011 — 2013
Bachelor's degree, Economics/Marketing Major
Hayfield Secondary School 2008 — 2011
High School
Jenna Becker's LPL Financial Experience June 2014 - August 2014
Job Wholesale Intern at J. Mendel
Industry Apparel & Fashion
Experience
J. Mendel June 2015 - Present
Nautica June 2015 - Present
Levi Strauss & Co. June 2014 - May 2015
LPL Financial June 2014 - August 2014
Dockers June 2014 - June 2014
American Eagle Outfitters October 2013 - February 2014
Shi by Journey's July 2013 - February 2014
Oscar de la Renta December 2013 - December 2013
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Public Speaking, Public Relations, Customer Service, Leadership, Research, Project Management
Education
University of Delaware 2012 — 2016
Bachelor's Degree, Fashion Merchandising, 3.404/4.0 GPA,
Fashion Institute of Technology 2014 — 2015
Associate’s Degree, Fashion Merchandising Management, 3.86/4.0 GPA
Morristown High School 2008 — 2012
J. Mendel June 2015 - Present
Nautica June 2015 - Present
Levi Strauss & Co. June 2014 - May 2015
LPL Financial June 2014 - August 2014
Dockers June 2014 - June 2014
American Eagle Outfitters October 2013 - February 2014
Shi by Journey's July 2013 - February 2014
Oscar de la Renta December 2013 - December 2013
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Public Speaking, Public Relations, Customer Service, Leadership, Research, Project Management
Education
University of Delaware 2012 — 2016
Bachelor's Degree, Fashion Merchandising, 3.404/4.0 GPA,
Fashion Institute of Technology 2014 — 2015
Associate’s Degree, Fashion Merchandising Management, 3.86/4.0 GPA
Morristown High School 2008 — 2012
Malcolm MJ Harris's LPL Financial Experience 2015 - Present
Job Private Wealth Manager (Investment Advisor Representative), Insurance Broker
Industry Financial Services
Experience
LPL Financial 2015 - Present
National Care Financial Group (formerly The Hurston Group) 2012 - Present
Accenture 2011 - 2015
Deloitte Consulting 2009 - 2011
The World Bank 2009 - 2009
Culver Worldwide Ventures LLC 2005 - 2009
Skills
Retirement Planning, Investment Advisory, Insurance, Wealth Management..., Employee Benefits Design, Financial Services, Change Management, Business Development, Leadership Development, Finance, Employee Benefits, Strategic Financial..., Salesforce.com
Education
Drexel University
BS, Communications
Interlochen Arts Academy
LPL Financial 2015 - Present
National Care Financial Group (formerly The Hurston Group) 2012 - Present
Accenture 2011 - 2015
Deloitte Consulting 2009 - 2011
The World Bank 2009 - 2009
Culver Worldwide Ventures LLC 2005 - 2009
Skills
Retirement Planning, Investment Advisory, Insurance, Wealth Management..., Employee Benefits Design, Financial Services, Change Management, Business Development, Leadership Development, Finance, Employee Benefits, Strategic Financial..., Salesforce.com
Education
Drexel University
BS, Communications
Interlochen Arts Academy
Marva Farris Marva Farris's LPL Financial Experience October 2014 - Present
Job Senior Communications Consultant at LPL Financial
Industry Writing and Editing
Experience
LPL Financial October 2014 - Present
LPL Financial July 2012 - October 2014
Compass Group May 2012 - July 2012
Compass Group July 2011 - April 2012
freelance editor/writer 2009 - 2011
Wachovia Bank a Wells Fargo Company May 2007 - December 2009
National Community Development Organization January 2006 - February 2009
Wachovia Bank October 2005 - May 2007
Girl Scout Council of Coastal Carolina July 2004 - October 2005
Skills
Internal Communications, Editing, Proofreading, Training, Publications, Corporate Communications, SharePoint, Copy Editing, Copywriting, HTML, Content Management, Technical Writing, Customer Experience, Web Design, Management, Press Releases, Troubleshooting, Volunteer Management, Blogging, Writing, Focus Groups, English grammar, Webinars, Creative Writing, Team Leadership, Volunteer Recruiting, Web Content Management, ExactTarget, Ingeniux, Social Networking, Email Marketing, Strategic Communications, Project Implementation, Survey Design, Partnering, Constant Contact, Microsoft Office..., InfoPath Forms, SharePoint Designer, Adobe Creative Suite, Data Analysis, Strategic Partnerships, Financial Services, Brand Management, Consulting, Content Strategy, Corporate Websites, Web Content Creation, Collaborative Problem..., Partnerships
Education
University of Denver 2006 — 2009
Master in Liberal Studies, Liberal Studies, Creative Writing
East Carolina University 2000 — 2004
Bachelor of Arts, Communication and English
LPL Financial October 2014 - Present
LPL Financial July 2012 - October 2014
Compass Group May 2012 - July 2012
Compass Group July 2011 - April 2012
freelance editor/writer 2009 - 2011
Wachovia Bank a Wells Fargo Company May 2007 - December 2009
National Community Development Organization January 2006 - February 2009
Wachovia Bank October 2005 - May 2007
Girl Scout Council of Coastal Carolina July 2004 - October 2005
Skills
Internal Communications, Editing, Proofreading, Training, Publications, Corporate Communications, SharePoint, Copy Editing, Copywriting, HTML, Content Management, Technical Writing, Customer Experience, Web Design, Management, Press Releases, Troubleshooting, Volunteer Management, Blogging, Writing, Focus Groups, English grammar, Webinars, Creative Writing, Team Leadership, Volunteer Recruiting, Web Content Management, ExactTarget, Ingeniux, Social Networking, Email Marketing, Strategic Communications, Project Implementation, Survey Design, Partnering, Constant Contact, Microsoft Office..., InfoPath Forms, SharePoint Designer, Adobe Creative Suite, Data Analysis, Strategic Partnerships, Financial Services, Brand Management, Consulting, Content Strategy, Corporate Websites, Web Content Creation, Collaborative Problem..., Partnerships
Education
University of Denver 2006 — 2009
Master in Liberal Studies, Liberal Studies, Creative Writing
East Carolina University 2000 — 2004
Bachelor of Arts, Communication and English
Meredith Shaw's LPL Financial Experience January 2015 - Present
Job Business Consultant, Client Experience & Training at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2015 - Present
LPL Financial April 2013 - January 2015
Boston Harbor Hotel May 2012 - April 2013
Teatro Boston September 2011 - April 2013
XV Beacon Hotel June 2011 - May 2012
Boston Harbor Hotel June 2010 - June 2011
Portland Harbor Hotel May 2008 - August 2009
Skills
Hotels, Hospitality Industry, Front Office, Catering, Event Planning, Opera, Customer Satisfaction, Customer Service, Sales, Hospitality Management, Hospitality, Leadership, Micros, Delphi, Food & Beverage, Hotel Management, Training, Revenue Analysis, Luxury, Resorts, Banquets
Education
Emmanuel College 2006 — 2010
BA, Communications
LPL Financial January 2015 - Present
LPL Financial April 2013 - January 2015
Boston Harbor Hotel May 2012 - April 2013
Teatro Boston September 2011 - April 2013
XV Beacon Hotel June 2011 - May 2012
Boston Harbor Hotel June 2010 - June 2011
Portland Harbor Hotel May 2008 - August 2009
Skills
Hotels, Hospitality Industry, Front Office, Catering, Event Planning, Opera, Customer Satisfaction, Customer Service, Sales, Hospitality Management, Hospitality, Leadership, Micros, Delphi, Food & Beverage, Hotel Management, Training, Revenue Analysis, Luxury, Resorts, Banquets
Education
Emmanuel College 2006 — 2010
BA, Communications
Wendie Hernandez Wendie Hernandez's LPL Financial Experience November 2007 - Present
Job Vice President, Operations at LPL Financial
Industry Financial Services
Experience
LPL Financial November 2007 - Present
AXA Advisors July 2000 - October 2007
Fortis Investments March 2000 - July 2000
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Public Speaking
Education
DeVry University's Keller Graduate School of Management-California 2010 — 2015
Master of Business Administration (MBA)
DeVry University-California 1997 — 2000
Bachelor of Science in Business Administration (BSBA), Business Administration, Management and Operations
LPL Financial November 2007 - Present
AXA Advisors July 2000 - October 2007
Fortis Investments March 2000 - July 2000
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Public Speaking
Education
DeVry University's Keller Graduate School of Management-California 2010 — 2015
Master of Business Administration (MBA)
DeVry University-California 1997 — 2000
Bachelor of Science in Business Administration (BSBA), Business Administration, Management and Operations
Alexandria Alexandria Alexandria Alexandria's LPL Financial Experience May 2012 - October 2012
Job Licensing Analyst, Notary, Paralegal Student
Industry Legal Services
Experience
Carrington Holding Company, LLC November 2014 - Present
Taco Surf September 2013 - December 2014
Los Cabos Golf Resort November 2012 - May 2013
LPL Financial May 2012 - October 2012
Gourmet Latte January 2010 - October 2012
Skills
Microsoft Office, Microsoft Word, Research, Finance, Teamwork, Microsoft Excel, Management, Public Speaking, Licensing, Financial Analysis
Education
University of California, Irvine 2014 — 2015
Paralegal Certification, Legal Assistant/Paralegal
University of Washington 2010 — 2012
Bachelor of Arts (B.A.), Business Administration and Management, General
Everett Community College 2006 — 2009
Associate's degree, Accounting and Business/Management
Carrington Holding Company, LLC November 2014 - Present
Taco Surf September 2013 - December 2014
Los Cabos Golf Resort November 2012 - May 2013
LPL Financial May 2012 - October 2012
Gourmet Latte January 2010 - October 2012
Skills
Microsoft Office, Microsoft Word, Research, Finance, Teamwork, Microsoft Excel, Management, Public Speaking, Licensing, Financial Analysis
Education
University of California, Irvine 2014 — 2015
Paralegal Certification, Legal Assistant/Paralegal
University of Washington 2010 — 2012
Bachelor of Arts (B.A.), Business Administration and Management, General
Everett Community College 2006 — 2009
Associate's degree, Accounting and Business/Management
Raymond F. Conlon, CFP® AIF® Raymond F. Conlon, CFP® AIF®'s LPL Financial Experience August 2008 - August 2009
Job Edelman Direct Advisor at Edelman Financial Services
Industry Financial Services
Experience
Edelman Financial Services January 2015 - Present
Merrill Edge April 2013 - April 2014
Boston University - Metropolitan College January 2012 - March 2013
Citi September 2010 - December 2012
LPL Financial August 2008 - August 2009
Cetera Financial Group October 2005 - September 2008
Wells Fargo April 2007 - August 2008
Natixis Global Asset Management June 1998 - August 2003
AMG Funds January 1997 - June 1998
First Foundation Inc. July 1994 - December 1996
Skills
Investments, Mutual Funds, Retirement, Retirement Planning, Asset Management, Investment Management, Financial Services, Wealth Management, Financial Advisory, Investment Strategies, Fixed Annuities, Finance, Banking, Investment Advisory, Sales, Portfolio Management, Asset Managment, Separately Managed..., Financial Analysis, Life Insurance, Securities, Insurance, Variable Annuities, Investment Properties, Financial Risk, Due Diligence, Business Development, Loans, Salesforce.com, Term Life Insurance, Mortgage Lending, FINRA, Variable Life, Fixed Income Strategies, Home Equity Loans, Marketing Management, Financial Reporting, Disability Insurance, Financial Accounting, General Insurance, Series 7
Education
Fairfield University 1972 — 1976
BS, Finance, General, 3.5
Montclair High School, Montclair NJ 1968 — 1972
High School, Pre-College, Straight A's............
Edelman Financial Services January 2015 - Present
Merrill Edge April 2013 - April 2014
Boston University - Metropolitan College January 2012 - March 2013
Citi September 2010 - December 2012
LPL Financial August 2008 - August 2009
Cetera Financial Group October 2005 - September 2008
Wells Fargo April 2007 - August 2008
Natixis Global Asset Management June 1998 - August 2003
AMG Funds January 1997 - June 1998
First Foundation Inc. July 1994 - December 1996
Skills
Investments, Mutual Funds, Retirement, Retirement Planning, Asset Management, Investment Management, Financial Services, Wealth Management, Financial Advisory, Investment Strategies, Fixed Annuities, Finance, Banking, Investment Advisory, Sales, Portfolio Management, Asset Managment, Separately Managed..., Financial Analysis, Life Insurance, Securities, Insurance, Variable Annuities, Investment Properties, Financial Risk, Due Diligence, Business Development, Loans, Salesforce.com, Term Life Insurance, Mortgage Lending, FINRA, Variable Life, Fixed Income Strategies, Home Equity Loans, Marketing Management, Financial Reporting, Disability Insurance, Financial Accounting, General Insurance, Series 7
Education
Fairfield University 1972 — 1976
BS, Finance, General, 3.5
Montclair High School, Montclair NJ 1968 — 1972
High School, Pre-College, Straight A's............
William S DiMenna William S DiMenna's LPL Financial Experience August 1992 - Present
Job Registered Principal at LPL Financial
Industry Financial Services
Experience
LPL Financial August 1992 - Present
Merrill Lynch April 1990 - May 1992
Morgan Stanley Investment Management / previously Dean Witter September 1984 - April 1990
Skills
Wealth Management, Securities, Investment Advisory, Retirement Planning, Retirement, Financial Advisory, Investment Strategies
Education
Duke University 1978 — 1980
Post doctorate, Organic Chemistry
University of North Carolina at Chapel Hill 1975 — 1978
Doctor of Philosophy (PhD), Medicinal chemistry
Hobart and William Smith Colleges 1970 — 1974
Bachelor's degree, Chemistry
LPL Financial August 1992 - Present
Merrill Lynch April 1990 - May 1992
Morgan Stanley Investment Management / previously Dean Witter September 1984 - April 1990
Skills
Wealth Management, Securities, Investment Advisory, Retirement Planning, Retirement, Financial Advisory, Investment Strategies
Education
Duke University 1978 — 1980
Post doctorate, Organic Chemistry
University of North Carolina at Chapel Hill 1975 — 1978
Doctor of Philosophy (PhD), Medicinal chemistry
Hobart and William Smith Colleges 1970 — 1974
Bachelor's degree, Chemistry
David A. Carpenter, PMP, MBA David A. Carpenter, PMP, MBA's LPL Financial Experience March 2015 - Present
Job AVP, Project Management at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2015 - Present
HYLA Mobile - Extending the Life Cycle of Mobile Devices November 2013 - March 2015
HYLA Mobile - Extending the Life Cycle of Mobile Devices June 2013 - November 2013
Archstone 2006 - February 2013
SOURCECORP 2004 - 2006
SCT/Agilisys (now Infor) December 1997 - July 2003
Basic American Foods 1995 - 1997
Wells Fargo 1994 - 1995
Wells Fargo 1992 - 1994
Skills
Process Improvement, Change Management, Management Consulting, Operations Management, Outsourcing, IT Management, SDLC, ERP, Call Center, BPMS, Project Management, P&L Responsibility, Business Analysis, Business Process..., Budgets, Training, Product Management, Team Leadership, Management, Call Centers, Customer Service, SaaS, Vendor Management, Account Management, Program Management, CRM, Business Process, Leadership, Enterprise Software, Project Planning, Business Process..., Strategic Planning, P&L Management
Education
Saint Mary's College of California 1994 — 1997
MBA, Graduate School of Business
St. Mary's College of California 1988 — 1990
BS, Business Administration, Honors in Financial Services, Minor in Economics
Diablo Valley College 1985 — 1988
The Athenian School 1981 — 1985
Singapore American School 1981 — 1981
LPL Financial March 2015 - Present
HYLA Mobile - Extending the Life Cycle of Mobile Devices November 2013 - March 2015
HYLA Mobile - Extending the Life Cycle of Mobile Devices June 2013 - November 2013
Archstone 2006 - February 2013
SOURCECORP 2004 - 2006
SCT/Agilisys (now Infor) December 1997 - July 2003
Basic American Foods 1995 - 1997
Wells Fargo 1994 - 1995
Wells Fargo 1992 - 1994
Skills
Process Improvement, Change Management, Management Consulting, Operations Management, Outsourcing, IT Management, SDLC, ERP, Call Center, BPMS, Project Management, P&L Responsibility, Business Analysis, Business Process..., Budgets, Training, Product Management, Team Leadership, Management, Call Centers, Customer Service, SaaS, Vendor Management, Account Management, Program Management, CRM, Business Process, Leadership, Enterprise Software, Project Planning, Business Process..., Strategic Planning, P&L Management
Education
Saint Mary's College of California 1994 — 1997
MBA, Graduate School of Business
St. Mary's College of California 1988 — 1990
BS, Business Administration, Honors in Financial Services, Minor in Economics
Diablo Valley College 1985 — 1988
The Athenian School 1981 — 1985
Singapore American School 1981 — 1981
Joy Goble's LPL Financial Experience March 2007 - Present
Job SVP Banking and Preservation Strategy at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2007 - Present
First Charter Bank 2000 - 2007
First Citizens Bank 1995 - 1999
Bank of America July 1992 - August 1995
Bank of America October 1989 - July 1992
Bank of America August 1982 - September 1989
Skills
Financial Services, Series 7, Banking, Wealth Management, Strategic Planning, Customer Experience, Vendor Management, Loans
Education
Queens University of Charlotte 1999 — 2001
M.A., Organizational Communication
Erskine College
B.A.
LPL Financial March 2007 - Present
First Charter Bank 2000 - 2007
First Citizens Bank 1995 - 1999
Bank of America July 1992 - August 1995
Bank of America October 1989 - July 1992
Bank of America August 1982 - September 1989
Skills
Financial Services, Series 7, Banking, Wealth Management, Strategic Planning, Customer Experience, Vendor Management, Loans
Education
Queens University of Charlotte 1999 — 2001
M.A., Organizational Communication
Erskine College
B.A.
Heath Courtright Heath Courtright's LPL Financial Experience April 2013 - Present
Job Private Wealth Manager at Epic Capital Wealth Management
Industry Financial Services
Experience
Epic Capital Wealth Management April 2013 - Present
LPL Financial April 2013 - Present
R.M. Stark & Co., Inc. 2009 - 2013
Premier, Inc February 2006 - January 2009
Skills
Retirement, Wealth Management, Retirement Planning, Mutual Funds, Series 7, Fixed Annuities, Investments, Asset Allocation, Securities, Series 63, 401k, Investment Advisory, 401k Rollovers, Asset Managment, Asset Management, Investment Strategies, Estate Planning, IRAs, FINRA, Series 66
Education
East Carolina University 2003 — 2005
MBA, Business
East Carolina University 1999 — 2003
BS, Business
Shawnee High School 1994 — 1999
Epic Capital Wealth Management April 2013 - Present
LPL Financial April 2013 - Present
R.M. Stark & Co., Inc. 2009 - 2013
Premier, Inc February 2006 - January 2009
Skills
Retirement, Wealth Management, Retirement Planning, Mutual Funds, Series 7, Fixed Annuities, Investments, Asset Allocation, Securities, Series 63, 401k, Investment Advisory, 401k Rollovers, Asset Managment, Asset Management, Investment Strategies, Estate Planning, IRAs, FINRA, Series 66
Education
East Carolina University 2003 — 2005
MBA, Business
East Carolina University 1999 — 2003
BS, Business
Shawnee High School 1994 — 1999
Jeffrey Hallberg Jeffrey Hallberg's LPL Financial Experience February 2012 - Present
Job Sr, Vice President at LPL Financial
Industry Financial Services
Experience
LPL Financial February 2012 - Present
LPL Financial January 2006 - February 2012
LPL Financial June 2004 - December 2005
LPL Financial July 2000 - May 2004
Paravisia Software August 1999 - June 2000
Anteon June 1995 - August 1999
CSC July 1989 - June 1995
Skills
Applications..., Software Quality..., Release Management, Change Management, Configuration Management, Database Modeling, Project Management, Leadership, Mentoring, Team Building, Building High..., Management Control
Education
University of San Diego 1990 — 1993
Master of Business Administration (MBA), Business Administration and Management, General
DeVry University Phoenix 1982 — 1985
Bachelor of Science (BS), Computer Science
LPL Financial February 2012 - Present
LPL Financial January 2006 - February 2012
LPL Financial June 2004 - December 2005
LPL Financial July 2000 - May 2004
Paravisia Software August 1999 - June 2000
Anteon June 1995 - August 1999
CSC July 1989 - June 1995
Skills
Applications..., Software Quality..., Release Management, Change Management, Configuration Management, Database Modeling, Project Management, Leadership, Mentoring, Team Building, Building High..., Management Control
Education
University of San Diego 1990 — 1993
Master of Business Administration (MBA), Business Administration and Management, General
DeVry University Phoenix 1982 — 1985
Bachelor of Science (BS), Computer Science
Kellie Barker's LPL Financial Experience February 2007 - December 2007
Job Curriculum Development | Special Education | Behavioral Support
Industry Education Management
Experience
Creative Behavioral Solutions June 2015 - Present
Endicott College September 2013 - Present
Creative Behavioral Solutions September 2013 - Present
Marblehead Public Schools April 2012 - August 2013
Nashoba Learning Group September 2008 - April 2012
West Hartford Public Schools January 2008 - May 2008
LPL Financial February 2007 - December 2007
The Hartford February 2005 - February 2007
Skills
Curriculum Design, Program Development, Classroom, Lesson Planning, Special Education, Tutoring, Literacy, Curriculum Development, K-12, Educational Technology, RTI, Catering, Customer Service, Autism Spectrum..., Teaching, Creative Problem Solving
Education
Endicott College 2010 — 2014
Master of Education (M.Ed.), Special Needs with Applied Behavior Analysis
Eastern Connecticut State University 2000 — 2004
Bachelor of Science (B.S.), History and Social Sciences
Creative Behavioral Solutions June 2015 - Present
Endicott College September 2013 - Present
Creative Behavioral Solutions September 2013 - Present
Marblehead Public Schools April 2012 - August 2013
Nashoba Learning Group September 2008 - April 2012
West Hartford Public Schools January 2008 - May 2008
LPL Financial February 2007 - December 2007
The Hartford February 2005 - February 2007
Skills
Curriculum Design, Program Development, Classroom, Lesson Planning, Special Education, Tutoring, Literacy, Curriculum Development, K-12, Educational Technology, RTI, Catering, Customer Service, Autism Spectrum..., Teaching, Creative Problem Solving
Education
Endicott College 2010 — 2014
Master of Education (M.Ed.), Special Needs with Applied Behavior Analysis
Eastern Connecticut State University 2000 — 2004
Bachelor of Science (B.S.), History and Social Sciences
Jaime Carmona Jaime Carmona's LPL Financial Experience January 2012 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2012 - Present
Edward Jones June 2008 - January 2012
Skills
401k Rollovers, Retirement Planning, IRAs
Education
East Carolina University
Bachelor of Science (BS), Finance, Economics
LPL Financial January 2012 - Present
Edward Jones June 2008 - January 2012
Skills
401k Rollovers, Retirement Planning, IRAs
Education
East Carolina University
Bachelor of Science (BS), Finance, Economics
Matthew Imbo Matthew Imbo's LPL Financial Experience March 2013 - August 2013
Job Associate Interest Rate Products at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley September 2014 - Present
Barclays Investment Bank December 2013 - August 2014
LPL Financial March 2013 - August 2013
Oppenheimer & Co. May 2012 - August 2012
Skills
Financial Analysis, Investments, Economics, Microsoft Office, Microsoft Excel, Valuation, Asset Management, PowerPoint, SPSS, Analysis, Asset Allocation, Corporate Finance, Excel, Word, Business Valuation, Capital IQ, Bloomberg, Fixed Income, Interest Rate..., US Treasuries
Education
Drew University 2009 — 2013
Bachelor of Arts (B.A.), Economics
Morgan Stanley September 2014 - Present
Barclays Investment Bank December 2013 - August 2014
LPL Financial March 2013 - August 2013
Oppenheimer & Co. May 2012 - August 2012
Skills
Financial Analysis, Investments, Economics, Microsoft Office, Microsoft Excel, Valuation, Asset Management, PowerPoint, SPSS, Analysis, Asset Allocation, Corporate Finance, Excel, Word, Business Valuation, Capital IQ, Bloomberg, Fixed Income, Interest Rate..., US Treasuries
Education
Drew University 2009 — 2013
Bachelor of Arts (B.A.), Economics
Allison Walton Allison Walton's LPL Financial Experience March 2013 - October 2013
Job Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2013 - October 2013
LPL Financial July 2008 - March 2013
American General Financial Services January 2007 - July 2008
First Citizens Bank August 2006 - December 2006
First Citizens Bank November 2005 - August 2006
Skills
Banking, Sales, Customer Service, Training, Insurance, Analysis, Financial Services
Education
East Carolina University 2000 — 2004
B.S, Communication
LPL Financial March 2013 - October 2013
LPL Financial July 2008 - March 2013
American General Financial Services January 2007 - July 2008
First Citizens Bank August 2006 - December 2006
First Citizens Bank November 2005 - August 2006
Skills
Banking, Sales, Customer Service, Training, Insurance, Analysis, Financial Services
Education
East Carolina University 2000 — 2004
B.S, Communication
Charlie Weidman, CFP®, MBA Charlie Weidman, CFP®, MBA's LPL Financial Experience March 2012 - Present
Job CERTIFIED FINANCIAL PLANNER ™ at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2012 - Present
Financial Focus LLC 2007 - March 2012
Bleakley, Dwyer, Schwartz, Cooney and Finney LLC 2005 - 2007
HSBC 2002 - 2004
Citigroup June 1999 - December 2001
Bankers Trust May 1994 - June 1999
Northern Trust 1988 - 1994
Skills
Retirement Planning, Wealth Management, Estate Planning, Investment Advisory, Asset Management, Insurance
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1982 — 1984
MBA, Finance
Eastern Illinois University 1976 — 1980
BA Business, Finance, Economics, Accounting
LPL Financial March 2012 - Present
Financial Focus LLC 2007 - March 2012
Bleakley, Dwyer, Schwartz, Cooney and Finney LLC 2005 - 2007
HSBC 2002 - 2004
Citigroup June 1999 - December 2001
Bankers Trust May 1994 - June 1999
Northern Trust 1988 - 1994
Skills
Retirement Planning, Wealth Management, Estate Planning, Investment Advisory, Asset Management, Insurance
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1982 — 1984
MBA, Finance
Eastern Illinois University 1976 — 1980
BA Business, Finance, Economics, Accounting
Lori R. Price, CFP® Lori R. Price, CFP®'s LPL Financial Experience June 2011 - Present
Job Advise affluent women & retirees looking for a caring financial professional to guide them thru life's transitions
Industry Financial Services
Experience
LPL Financial June 2011 - Present
Private Advisor Group LLC June 2011 - Present
Peak Advisor Alliance July 2009 - Present
Price Financial Group LLC July 1985 - Present
Securities America August 2005 - May 2011
Lincoln Financial Advisors 1988 - 2005
GE Capital 1983 - 1985
Xerox Corporation 1979 - 1983
Skills
Divorce Planning, Retirement Planning, Estate Planning, Cash Flow Management, Life Transitions, Investment Advisory, Wealth Management, Wealth Preservation, Public Speaking, Financial Planning, Creative Problem Solving, Annuities, Transitions, Divorce financial..., Divorce transition, Lifetime income planning, Retirement Income..., financial advice, Financial Education, 401k Rollovers, Rollovers, Roth IRA, IRA Rollovers, ira's, Women's financial..., Women's wealth..., Financial education for..., Niche marketing with..., Life insurance planning, Strategic Financial..., Life Insurance, Financial Advisory, IRAs, Retirement, Retirement planning
Education
Duke University - The Fuqua School of Business 1977 — 1979
MBA
Rutgers University-New Brunswick 1973 — 1977
BA, Business
LPL Financial June 2011 - Present
Private Advisor Group LLC June 2011 - Present
Peak Advisor Alliance July 2009 - Present
Price Financial Group LLC July 1985 - Present
Securities America August 2005 - May 2011
Lincoln Financial Advisors 1988 - 2005
GE Capital 1983 - 1985
Xerox Corporation 1979 - 1983
Skills
Divorce Planning, Retirement Planning, Estate Planning, Cash Flow Management, Life Transitions, Investment Advisory, Wealth Management, Wealth Preservation, Public Speaking, Financial Planning, Creative Problem Solving, Annuities, Transitions, Divorce financial..., Divorce transition, Lifetime income planning, Retirement Income..., financial advice, Financial Education, 401k Rollovers, Rollovers, Roth IRA, IRA Rollovers, ira's, Women's financial..., Women's wealth..., Financial education for..., Niche marketing with..., Life insurance planning, Strategic Financial..., Life Insurance, Financial Advisory, IRAs, Retirement, Retirement planning
Education
Duke University - The Fuqua School of Business 1977 — 1979
MBA
Rutgers University-New Brunswick 1973 — 1977
BA, Business
Mark Guidi's LPL Financial Experience March 2012 - Present
Job Business Leader, Executive Coach, Strategic Advisor, Speaker, fand Facilitator
Industry Executive Office
Experience
Centered Business Consulting 2006 - Present
LPL Financial March 2012 - Present
Cisco March 2008 - August 2011
Ernst & Young 2006 - 2008
PwC 1999 - 2006
PerkinElmer, Inc. 1997 - 1999
GE Information Services 1995 - 1997
CTA, Inc. 1991 - 1995
Skills
Management Consulting, Program Management, Business Transformation, Mergers & Acquisitions, Strategic Planning, Strategy, Process Improvement, Business Strategy, Leadership, Change Management, Management, Cross-functional Team..., Executive Management, Consulting, Operations Management, Business Process..., IT Strategy, Project Management, Portfolio Management, Operational Excellence, Project Portfolio..., Strategic Roadmaps, P&L Management, Executive Coaching, Public Speaking, Organizational..., Six Sigma, Seminar Speaker, Team Building, Professional Services, Performance Improvement, Business Planning, Enterprise Software
Education
Fielding Graduate University
Master’s Degree, Organizational Development & Leadership (Expected 2015)
Virginia Polytechnic Institute and State University
Master’s Degree, Systems/Human Factors Engineering
Virginia Polytechnic Institute and State University
Bachelor’s Degree, Computer Science
Florida State University
Certificate, Financial Planning
Coaches Training Institute 2005 — 2006
Certificate, Executive Coaching
Centered Business Consulting 2006 - Present
LPL Financial March 2012 - Present
Cisco March 2008 - August 2011
Ernst & Young 2006 - 2008
PwC 1999 - 2006
PerkinElmer, Inc. 1997 - 1999
GE Information Services 1995 - 1997
CTA, Inc. 1991 - 1995
Skills
Management Consulting, Program Management, Business Transformation, Mergers & Acquisitions, Strategic Planning, Strategy, Process Improvement, Business Strategy, Leadership, Change Management, Management, Cross-functional Team..., Executive Management, Consulting, Operations Management, Business Process..., IT Strategy, Project Management, Portfolio Management, Operational Excellence, Project Portfolio..., Strategic Roadmaps, P&L Management, Executive Coaching, Public Speaking, Organizational..., Six Sigma, Seminar Speaker, Team Building, Professional Services, Performance Improvement, Business Planning, Enterprise Software
Education
Fielding Graduate University
Master’s Degree, Organizational Development & Leadership (Expected 2015)
Virginia Polytechnic Institute and State University
Master’s Degree, Systems/Human Factors Engineering
Virginia Polytechnic Institute and State University
Bachelor’s Degree, Computer Science
Florida State University
Certificate, Financial Planning
Coaches Training Institute 2005 — 2006
Certificate, Executive Coaching
Meredith Strosser Meredith Strosser's LPL Financial Experience July 2014 - Present
Job Student at Duquesne University
Industry Financial Services
Experience
LPL Financial July 2014 - Present
First Niagara Bank October 2011 - July 2014
PNC April 2006 - October 2011
Skills
Microsoft Excel, Microsoft Office, Customer Service, Management, Microsoft Word, PowerPoint, Public Speaking, Research, Project Management, Leadership, Strategic Planning, Social Media
Education
Duquesne University 2010 — 2013
Master of Business Administration (M.B.A.), Accounting and Finance
Duquesne University 2005 — 2009
Bachelor's Degree, Accounting and Finance
LPL Financial July 2014 - Present
First Niagara Bank October 2011 - July 2014
PNC April 2006 - October 2011
Skills
Microsoft Excel, Microsoft Office, Customer Service, Management, Microsoft Word, PowerPoint, Public Speaking, Research, Project Management, Leadership, Strategic Planning, Social Media
Education
Duquesne University 2010 — 2013
Master of Business Administration (M.B.A.), Accounting and Finance
Duquesne University 2005 — 2009
Bachelor's Degree, Accounting and Finance
Anthony Scola Anthony Scola's LPL Financial Experience July 2007 - September 2014
Job Vice President at SBW Wealth Management; Keene/Walpole, NH
Industry Financial Services
Experience
SBW Wealth Management September 2014 - Present
LPL Financial July 2007 - September 2014
Northeast Planning Associates February 2002 - May 2010
Merrill Lynch 2000 - 2001
Prudential Financial September 1999 - October 2000
Skills
Wealth Management, Financial Planning, Retirement Planning, Income Planning, Estate Planning, Customer Service, Leadership, Strategic Planning, Management, Series 7, Insurance, Series 65, Series 6, Series 63, Investments, Securities, Retirement, Financial Services, Finance, Strategy, Portfolio Management, Asset Management
Education
Fairleigh Dickinson University
Mechanical Engineering
Xaverian Brothers High School
SBW Wealth Management September 2014 - Present
LPL Financial July 2007 - September 2014
Northeast Planning Associates February 2002 - May 2010
Merrill Lynch 2000 - 2001
Prudential Financial September 1999 - October 2000
Skills
Wealth Management, Financial Planning, Retirement Planning, Income Planning, Estate Planning, Customer Service, Leadership, Strategic Planning, Management, Series 7, Insurance, Series 65, Series 6, Series 63, Investments, Securities, Retirement, Financial Services, Finance, Strategy, Portfolio Management, Asset Management
Education
Fairleigh Dickinson University
Mechanical Engineering
Xaverian Brothers High School
Jim Kmec's LPL Financial Experience May 2007 - January 2009
Job VP Sales at Logix Financial Services
Industry Financial Services
Experience
Logix Financial Services July 2013 - Present
Clarke Financial Group, Inc. February 2009 - June 2013
LPL Financial May 2007 - January 2009
DFC Group, Inc January 1994 - May 2007
Skills
Investments, Relationship Management, Banking, Financial Services, Financial Advisory, Series 7, Retirement, Business Development, Series 63, Mutual Funds, Fixed Annuities, Retirement Planning, Wealth Management, Sales Management, Sales, Management, Insurance, Series 24, Series 65, Portfolio Management, Pensions, Product Wholesaling, Property & Casualty...
Education
Duquesne University School of Law 1976 — 1979
Juris Doctor
Westminster College (PA) 1974 — 1976
BA, PoliticalScience / History
Marshall University
Marshall University
Marshall University
Mt. Lebanon High School
Logix Financial Services July 2013 - Present
Clarke Financial Group, Inc. February 2009 - June 2013
LPL Financial May 2007 - January 2009
DFC Group, Inc January 1994 - May 2007
Skills
Investments, Relationship Management, Banking, Financial Services, Financial Advisory, Series 7, Retirement, Business Development, Series 63, Mutual Funds, Fixed Annuities, Retirement Planning, Wealth Management, Sales Management, Sales, Management, Insurance, Series 24, Series 65, Portfolio Management, Pensions, Product Wholesaling, Property & Casualty...
Education
Duquesne University School of Law 1976 — 1979
Juris Doctor
Westminster College (PA) 1974 — 1976
BA, PoliticalScience / History
Marshall University
Marshall University
Marshall University
Mt. Lebanon High School
Jodi (Olsen) Kling's LPL Financial Experience July 2007 - April 2011
Job Customer Success Manager at Globoforce
Industry Computer Software
Experience
Globoforce December 2014 - Present
My Virtual COO February 2013 - September 2014
ByAllAccounts April 2011 - October 2012
LPL Financial July 2007 - April 2011
John Hancock Funds February 2005 - June 2007
John Hancock Funds October 2002 - February 2005
Skills
Relationship Management, Investment Advisory, New Business Development, Financial Advisory, Sales, Management Consulting, Solution Selling, SaaS, Data Aggregation, CRM, Document Management, Software integration
Education
Drake University 1998 — 2002
B.S. in Business Administration, Actuarial Science/Finance
Globoforce December 2014 - Present
My Virtual COO February 2013 - September 2014
ByAllAccounts April 2011 - October 2012
LPL Financial July 2007 - April 2011
John Hancock Funds February 2005 - June 2007
John Hancock Funds October 2002 - February 2005
Skills
Relationship Management, Investment Advisory, New Business Development, Financial Advisory, Sales, Management Consulting, Solution Selling, SaaS, Data Aggregation, CRM, Document Management, Software integration
Education
Drake University 1998 — 2002
B.S. in Business Administration, Actuarial Science/Finance
Dan Kilroy's LPL Financial Experience October 2004 - January 2009
Job EVP / Chief Financial Officer at CUSO
Industry Financial Services
Experience
CUSO February 2010 - Present
AIG Advisor Group November 2009 - February 2010
LPL Financial October 2004 - January 2009
Outpost International 2009 - 2009
Deutsche Asset Management August 2003 - October 2004
Zurich Scudder Investments March 2001 - July 2003
Zurich Scudder Investments May 2000 - February 2001
Scudder Investments December 1997 - April 2000
Skills
Forecasting, Management, Financial Analysis, Budgets, Business Development, Finance, Analysis, Financial Reporting, Leadership, Strategic Financial..., Financial Services, Executive Management, Team Leadership, Corporate Finance, Mutual Funds, Investments
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1991 — 1994
MBA, Business Administration - Finance Concentration
Illinois State University 1982 — 1986
BA Finance, Accounting Minor, Finance
CUSO February 2010 - Present
AIG Advisor Group November 2009 - February 2010
LPL Financial October 2004 - January 2009
Outpost International 2009 - 2009
Deutsche Asset Management August 2003 - October 2004
Zurich Scudder Investments March 2001 - July 2003
Zurich Scudder Investments May 2000 - February 2001
Scudder Investments December 1997 - April 2000
Skills
Forecasting, Management, Financial Analysis, Budgets, Business Development, Finance, Analysis, Financial Reporting, Leadership, Strategic Financial..., Financial Services, Executive Management, Team Leadership, Corporate Finance, Mutual Funds, Investments
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1991 — 1994
MBA, Business Administration - Finance Concentration
Illinois State University 1982 — 1986
BA Finance, Accounting Minor, Finance
WinKye Cheong's LPL Financial Experience April 2015 - July 2015
Job Graphic Designer at Autel.us
Industry Graphic Design
Experience
Autel.US June 2015 - Present
LPL Financial April 2015 - July 2015
U.A. Media: Ultimate Athlete Magazine NewSound Magazine August 2013 - 2015
Walter Wickiser Art Gallery April 2013 - May 2013
Florian Food Service September 2012 - March 2013
Connoisseur Media May 2012 - August 2012
Freelance Photographer January 2010 - December 2011
Skills
Image Manipulation, Fine Art Photography, Darkroom, Lighting, Final Cut Pro, Photography, Video Production, Photoshop, InDesign, Illustrator, Microsoft Office, Dreamweaver, HTML, Adobe Audition, TV Broadcasting, Mac OS, Windows & Mac operating..., Graphic Design, Layout design
Education
Fashion Institute of Technology 2010 — 2012
Bachelor of Fine Arts (BFA), Photography, GPA 3.7
Nassau Community College 2008 — 2010
AAS, Photography, GPA 3.85
SMKTM 2002 — 2006
High School Diploma, Arts
Autel.US June 2015 - Present
LPL Financial April 2015 - July 2015
U.A. Media: Ultimate Athlete Magazine NewSound Magazine August 2013 - 2015
Walter Wickiser Art Gallery April 2013 - May 2013
Florian Food Service September 2012 - March 2013
Connoisseur Media May 2012 - August 2012
Freelance Photographer January 2010 - December 2011
Skills
Image Manipulation, Fine Art Photography, Darkroom, Lighting, Final Cut Pro, Photography, Video Production, Photoshop, InDesign, Illustrator, Microsoft Office, Dreamweaver, HTML, Adobe Audition, TV Broadcasting, Mac OS, Windows & Mac operating..., Graphic Design, Layout design
Education
Fashion Institute of Technology 2010 — 2012
Bachelor of Fine Arts (BFA), Photography, GPA 3.7
Nassau Community College 2008 — 2010
AAS, Photography, GPA 3.85
SMKTM 2002 — 2006
High School Diploma, Arts
Greg Shreve's LPL Financial Experience 2010 - 2011
Job App Systems Engineer at Wells Fargo
Industry Financial Services
Experience
Wells Fargo October 2011 - Present
Tek Systems October 2010 - October 2011
LPL Financial 2010 - 2011
LendingTree July 2000 - October 2010
Harris Teeter Account June 1997 - July 2000
EDS at Chevrolet May 1989 - June 1997
Skills
nHibernate, .NET, Microsoft SQL Server, C#, ASP.NET, XML, Web Services, Visual Studio, VB.NET, WCF, TFS, ASP, Web Applications, XSLT, Entity Framework, Visual Basic, Testing, BizTalk, WCF Services, XSL, Programming
Education
East Tennessee State University 1984 — 1988
B.S, Computer Science
Wells Fargo October 2011 - Present
Tek Systems October 2010 - October 2011
LPL Financial 2010 - 2011
LendingTree July 2000 - October 2010
Harris Teeter Account June 1997 - July 2000
EDS at Chevrolet May 1989 - June 1997
Skills
nHibernate, .NET, Microsoft SQL Server, C#, ASP.NET, XML, Web Services, Visual Studio, VB.NET, WCF, TFS, ASP, Web Applications, XSLT, Entity Framework, Visual Basic, Testing, BizTalk, WCF Services, XSL, Programming
Education
East Tennessee State University 1984 — 1988
B.S, Computer Science
Keith Shores's LPL Financial Experience July 2006 - May 2014
Job Treasurer at Turtle Beach
Industry Executive Office
Experience
Turtle Beach June 2015 - Present
TransPower December 2014 - June 2015
LPL Financial July 2006 - May 2014
CSX Corporation January 1996 - July 2006
Bank of America January 1993 - December 1995
BB&T January 1989 - August 1991
Skills
Due Diligence, Banking, Finance, Financial Analysis, Portfolio Management, Securities, Series 7, Strategy, Treasury Management, Loans, Cash Management, Mutual Funds, Project Finance, Investments, Equities, Foreign Exchange Risk..., Rating Agency Relations, Capital Markets, Corporate Finance, Financial Services, Structured Finance, Derivatives, Credit, Financial Markets
Education
Virginia Polytechnic Institute & State University - Pamplin School of Business (Va Tech)
BS, Finance
East Carolina University - College of Business
MBA, Finance
Turtle Beach June 2015 - Present
TransPower December 2014 - June 2015
LPL Financial July 2006 - May 2014
CSX Corporation January 1996 - July 2006
Bank of America January 1993 - December 1995
BB&T January 1989 - August 1991
Skills
Due Diligence, Banking, Finance, Financial Analysis, Portfolio Management, Securities, Series 7, Strategy, Treasury Management, Loans, Cash Management, Mutual Funds, Project Finance, Investments, Equities, Foreign Exchange Risk..., Rating Agency Relations, Capital Markets, Corporate Finance, Financial Services, Structured Finance, Derivatives, Credit, Financial Markets
Education
Virginia Polytechnic Institute & State University - Pamplin School of Business (Va Tech)
BS, Finance
East Carolina University - College of Business
MBA, Finance
Laurie Baker's LPL Financial Experience January 2012 - Present
Job VP, Insurance Initiatives at LPL Financial
Industry Insurance
Experience
LPL Financial January 2012 - Present
LPL Financial January 2010 - December 2011
LPL Financial Services February 2007 - January 2010
LPL Financial January 2005 - February 2007
Linsco/Private Ledger Corp. January 2001 - December 2004
Linsco/Private Ledger Corp. November 1998 - December 2000
Tucker Anthony, Inc. March 1995 - November 1998
Manulife Financial June 1991 - March 1995
Skills
Series 7, Series 63, Insurance, Life Insurance, Financial Advisory, Health Insurance, Series 6, Estate Planning, Management, Long-term Care, Operations Management, 401k, Disability Insurance, Investment Strategies, Relationship Management, Equities, Wealth, Project Management
Education
Emmanuel College
Bachelor of Business Administration (B.B.A.)
LPL Financial January 2012 - Present
LPL Financial January 2010 - December 2011
LPL Financial Services February 2007 - January 2010
LPL Financial January 2005 - February 2007
Linsco/Private Ledger Corp. January 2001 - December 2004
Linsco/Private Ledger Corp. November 1998 - December 2000
Tucker Anthony, Inc. March 1995 - November 1998
Manulife Financial June 1991 - March 1995
Skills
Series 7, Series 63, Insurance, Life Insurance, Financial Advisory, Health Insurance, Series 6, Estate Planning, Management, Long-term Care, Operations Management, 401k, Disability Insurance, Investment Strategies, Relationship Management, Equities, Wealth, Project Management
Education
Emmanuel College
Bachelor of Business Administration (B.B.A.)
James Varaklis's LPL Financial Experience October 1990 - Present
Job Managing Director, IBEX Wealth Advisors
Industry Financial Services
Experience
LPL Financial October 1990 - Present
Education
Fairleigh Dickinson University
LPL Financial October 1990 - Present
Education
Fairleigh Dickinson University
Jarrett Lipko's LPL Financial Experience September 2006 - December 2006
Job Small business owner
Industry Real Estate
Experience
Outer Elements Lawn & Landscape May 2008 - Present
LPL Financial September 2006 - December 2006
St. Luke's Hospital, Finance Department June 2006 - August 2006
United States Army Reserve August 2000 - August 2003
Education
DeSales University 2005 — 2007
B.S. Finance; B.A. Management (Dual Degree Program)
Outer Elements Lawn & Landscape May 2008 - Present
LPL Financial September 2006 - December 2006
St. Luke's Hospital, Finance Department June 2006 - August 2006
United States Army Reserve August 2000 - August 2003
Education
DeSales University 2005 — 2007
B.S. Finance; B.A. Management (Dual Degree Program)
William Tribble's LPL Financial Experience December 2007 - September 2008
Job GBS Strategy and Transformation
Industry Financial Services
Experience
IBM GBS Strategy & Transformation October 2014 - Present
Financial Industry Technical Services, Inc. (FITS-Inc.) 2008 - May 2014
Raymond James Financial Inc. May 2012 - February 2014
PrimeVest Financial Services July 2011 - October 2011
Wells Fargo Advisors September 2009 - June 2011
Vanguard October 2008 - September 2009
LPL Financial December 2007 - September 2008
First Clearing LLC August 2006 - December 2007
Wachovia Securities May 2002 - July 2006
Skills
Financial Services, Analysis, Mutual Funds, Business Analysis, Banking, Finance, Project Management, Mergers & Acquisitions, Risk Management, Cross-functional Team..., Back Office, CRM, Trading, Fixed Income, Business Process..., Integration, Management Consulting, Business Strategy, Capital Markets, Equities, Quality Assurance, Security Operations, Strategic Planning, Change Management, Financial Modeling, Relationship Management, Program Management, Customer Operations, IT Audit, Data Analysis, Business Process..., Data Mapping, Equity Capital Markets, Order Management
Education
East Carolina University 1996 — 2002
Bachelor of Science, Business Administration; Managerial Finance
Tilburg University 2001 — 2002
International Marketing and Strategy
IBM GBS Strategy & Transformation October 2014 - Present
Financial Industry Technical Services, Inc. (FITS-Inc.) 2008 - May 2014
Raymond James Financial Inc. May 2012 - February 2014
PrimeVest Financial Services July 2011 - October 2011
Wells Fargo Advisors September 2009 - June 2011
Vanguard October 2008 - September 2009
LPL Financial December 2007 - September 2008
First Clearing LLC August 2006 - December 2007
Wachovia Securities May 2002 - July 2006
Skills
Financial Services, Analysis, Mutual Funds, Business Analysis, Banking, Finance, Project Management, Mergers & Acquisitions, Risk Management, Cross-functional Team..., Back Office, CRM, Trading, Fixed Income, Business Process..., Integration, Management Consulting, Business Strategy, Capital Markets, Equities, Quality Assurance, Security Operations, Strategic Planning, Change Management, Financial Modeling, Relationship Management, Program Management, Customer Operations, IT Audit, Data Analysis, Business Process..., Data Mapping, Equity Capital Markets, Order Management
Education
East Carolina University 1996 — 2002
Bachelor of Science, Business Administration; Managerial Finance
Tilburg University 2001 — 2002
International Marketing and Strategy
Brad Severs's LPL Financial Experience January 2015 - Present
Job Internal Insurance Sales Consultant
Industry Insurance
Experience
LPL Financial January 2015 - Present
LPL Financial July 2010 - Present
Skills
Insurance, Long-term Care, Life Insurance, Financial Services, Sales, Public Speaking
Education
Elon University 1999 — 2003
Bachelor of Arts (B.A.), Business/Corporate Communications
LPL Financial January 2015 - Present
LPL Financial July 2010 - Present
Skills
Insurance, Long-term Care, Life Insurance, Financial Services, Sales, Public Speaking
Education
Elon University 1999 — 2003
Bachelor of Arts (B.A.), Business/Corporate Communications
Bryan Laiks's LPL Financial Experience 2009 - 2010
Job Financial Planner / Wealth Manager
Industry Financial Services
Experience
Morgan Stanley Wealth Management 2012 - Present
Consultant 2010 - 2012
LPL Financial 2009 - 2010
ARDEC 2008 - October 2009
Morgan Stanley May 2004 - February 2008
UBS 1999 - 2004
Paine Webber 1990 - 1999
Skills
Financial Analysis, Product Support, Client Services, Investments, Asset Allocation, Portfolio Management, Financial Advisory, Project Planning, Marketing, Product Management, Wealth Management, Series 7, Insurance, Strategic Financial..., Asset Managment, Retirement Planning, Securities, Equities, Mutual Funds, Investment Advisory, Alternative Investments, Retirement, Relationship Management, Investment Banking, Derivatives, Hedge Funds, Due Diligence, Financial Services, Fixed Income, Asset Management, Series 63, ETFs, Finance, Estate Planning, Wealth Management..., Bloomberg, Wealth, Options, Series 24, Financial Markets, Financial Planners
Education
Fairleigh Dickinson University
BS, Accounting / Communication
Fairleigh Dickinson University
MBA, Finance
Morgan Stanley Wealth Management 2012 - Present
Consultant 2010 - 2012
LPL Financial 2009 - 2010
ARDEC 2008 - October 2009
Morgan Stanley May 2004 - February 2008
UBS 1999 - 2004
Paine Webber 1990 - 1999
Skills
Financial Analysis, Product Support, Client Services, Investments, Asset Allocation, Portfolio Management, Financial Advisory, Project Planning, Marketing, Product Management, Wealth Management, Series 7, Insurance, Strategic Financial..., Asset Managment, Retirement Planning, Securities, Equities, Mutual Funds, Investment Advisory, Alternative Investments, Retirement, Relationship Management, Investment Banking, Derivatives, Hedge Funds, Due Diligence, Financial Services, Fixed Income, Asset Management, Series 63, ETFs, Finance, Estate Planning, Wealth Management..., Bloomberg, Wealth, Options, Series 24, Financial Markets, Financial Planners
Education
Fairleigh Dickinson University
BS, Accounting / Communication
Fairleigh Dickinson University
MBA, Finance
Linda Borst's LPL Financial Experience 1979 - 2010
Job Independent Financial Services Professional
Industry Financial Services
Experience
LPL Financial 1979 - 2010
Education
Fairleigh Dickinson University
LPL Financial 1979 - 2010
Education
Fairleigh Dickinson University
Augustine Duran's LPL Financial Experience April 2011 - Present
Job Senior Analyst Marketing Regulatory Review at LPL Financial
Industry Financial Services
Experience
LPL Financial April 2011 - Present
LPL Financial December 2009 - April 2011
LPL Financial 2005 - December 2009
Beverage Factory September 2004 - January 2005
Skills
Mutual Funds, Investments, Series 7, Series 63, Securities, Investment Advisory, Compliance, Marketing Communications, Alternative Investments, Series 24, Financial Planning, Wealth Management
Education
DeSales University 1999 — 2004
Bachelor of Arts (B.A.), Business Administration and Management, General
LPL Financial April 2011 - Present
LPL Financial December 2009 - April 2011
LPL Financial 2005 - December 2009
Beverage Factory September 2004 - January 2005
Skills
Mutual Funds, Investments, Series 7, Series 63, Securities, Investment Advisory, Compliance, Marketing Communications, Alternative Investments, Series 24, Financial Planning, Wealth Management
Education
DeSales University 1999 — 2004
Bachelor of Arts (B.A.), Business Administration and Management, General
Juanita Blackmon, MBA's LPL Financial Experience Operations Special IIIWells FargoAugust 1996 - April 2006
Job Senior Ops Associate at LPL Financial
Industry Financial Services
Experience
LPL Financial Operations Special IIIWells FargoAugust 1996 - April 2006
Skills
Securities, Investments, Mutual Funds, Wealth Management, Bonds, Risk Management, Microsoft Word, Research, Team Building
Education
Fayetteville State University
Bachelor’s Degree, Business Administration and Finance, General
LPL Financial Operations Special IIIWells FargoAugust 1996 - April 2006
Skills
Securities, Investments, Mutual Funds, Wealth Management, Bonds, Risk Management, Microsoft Word, Research, Team Building
Education
Fayetteville State University
Bachelor’s Degree, Business Administration and Finance, General
Sumeer Kapila, CFA's LPL Financial Experience 2014 - Present
Job Product Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial 2014 - Present
myEworkbook Inc September 2010 - Present
Wachovia, A Wells Fargo Company 2005 - January 2014
Cognizant Technology Solutions August 2004 - March 2005
Aon Hewitt September 2003 - August 2004
HCL Technologies July 2002 - August 2003
Tata Consultancy Services July 1999 - July 2002
Skills
Strategy Development, Marketing Strategy, Financial Markets, Financial Analysis, Non-profit Development, Brand Development, IT Strategy, Strategic Partnerships, Market Intelligence, Pricing Strategy, Strategy, Fundraising, Analytics, Marketing, Portfolio Management, Business Strategy, Strategic Planning, Business Development, Management Consulting, Social Networking, Mergers & Acquisitions, Competitive Analysis, Product Development, Digital Strategy
Education
Duke University - The Fuqua School of Business 2011 — 2012
MBA, Strategy, Finance, Marketing
CFA Institute
CFA
National Institute of Technology Kurukshetra 1995 — 1999
Bachelor Of Technology in, Electronics and Communications Engineering
LPL Financial 2014 - Present
myEworkbook Inc September 2010 - Present
Wachovia, A Wells Fargo Company 2005 - January 2014
Cognizant Technology Solutions August 2004 - March 2005
Aon Hewitt September 2003 - August 2004
HCL Technologies July 2002 - August 2003
Tata Consultancy Services July 1999 - July 2002
Skills
Strategy Development, Marketing Strategy, Financial Markets, Financial Analysis, Non-profit Development, Brand Development, IT Strategy, Strategic Partnerships, Market Intelligence, Pricing Strategy, Strategy, Fundraising, Analytics, Marketing, Portfolio Management, Business Strategy, Strategic Planning, Business Development, Management Consulting, Social Networking, Mergers & Acquisitions, Competitive Analysis, Product Development, Digital Strategy
Education
Duke University - The Fuqua School of Business 2011 — 2012
MBA, Strategy, Finance, Marketing
CFA Institute
CFA
National Institute of Technology Kurukshetra 1995 — 1999
Bachelor Of Technology in, Electronics and Communications Engineering
Kathy Meadows's LPL Financial Experience May 2013 - August 2013
Job Sr. Project Manager at Wells Fargo
Industry Information Technology and Services
Experience
Wells Fargo March 2014 - Present
AmerisourceBergen August 2013 - February 2014
LPL Financial May 2013 - August 2013
Bank of America - Card Technology - Consultant with Matrix March 2013 - May 2013
Ally Financial Inc. September 2012 - March 2013
Bank of America March 2012 - August 2012
PwC September 2011 - March 2012
Bank of America March 2004 - July 2011
Education
William & Mary 1993 — 1994
MA, English
Duke University 1985 — 1989
AB, English
Westminster Prep School 1982 — 1985
Diploma
Wells Fargo March 2014 - Present
AmerisourceBergen August 2013 - February 2014
LPL Financial May 2013 - August 2013
Bank of America - Card Technology - Consultant with Matrix March 2013 - May 2013
Ally Financial Inc. September 2012 - March 2013
Bank of America March 2012 - August 2012
PwC September 2011 - March 2012
Bank of America March 2004 - July 2011
Education
William & Mary 1993 — 1994
MA, English
Duke University 1985 — 1989
AB, English
Westminster Prep School 1982 — 1985
Diploma
Ryan Rotenberry's LPL Financial Experience 1998 - 2001
Job Licensed Practical Nurse, Medical/Oncology at Augusta Medical Center
Industry Hospital & Health Care
Experience
Augusta Medical Center February 2007 - Present
Alorica 2004 - 2005
ClientLogic 2002 - 2004
General Motors - OnStar 2001 - 2002
LPL Financial 1998 - 2001
Banc of America Securities 1996 - 1997
ITT Financial Services 1994 - 1995
First American Real Estate Tax Service 1990 - 1994
Kay Jewelers, Inc. 1987 - 1990
Education
Blue Ridge Community College 2007 — 2011
Nursing
ECPI University 2005 — 2006
Diploma, Practical Nursing
Augusta Medical Center February 2007 - Present
Alorica 2004 - 2005
ClientLogic 2002 - 2004
General Motors - OnStar 2001 - 2002
LPL Financial 1998 - 2001
Banc of America Securities 1996 - 1997
ITT Financial Services 1994 - 1995
First American Real Estate Tax Service 1990 - 1994
Kay Jewelers, Inc. 1987 - 1990
Education
Blue Ridge Community College 2007 — 2011
Nursing
ECPI University 2005 — 2006
Diploma, Practical Nursing
Randy Cottingham's LPL Financial Experience 1998 - 2008
Job Programmer Analyst at General Atomics Aeronautical Systems
Industry Computer Software
Experience
General Atomics Aeronautical Systems 2011 - Present
General Atomics Aeronautical Systems 2010 - 2011
Self-employed 2008 - 2011
LPL Financial 1998 - 2008
Quidel 1995 - 1997
GERS Retail Systems 1993 - 1995
Community Care Network (CCN) 1990 - 1993
IRI 1987 - 1990
Time Inc. 1986 - 1987
Kaufman Goldman Stral Inc. 1986 - 1986
Skills
Programming, Oracle Application..., PL/SQL, SQL, Data Modeling, Database Administration, Configuration Management, Technical Documentation, Word, Excel, PowerPoint, Visio, Adobe Creative Suite, SnagIt, Objective-C, Microsoft Excel, Subversion, Database Design, Oracle, SDLC, XML, Unix, Databases, Microsoft Word, JavaScript, Software Documentation, Business Analysis, Web Applications, SQL Tuning
Education
DePaul University 1989 — 1990
Computer Career Program Certificate, Computer Science
University of Wisconsin-Madison 1979 — 1983
BA, Journalism/Advertising
General Atomics Aeronautical Systems 2011 - Present
General Atomics Aeronautical Systems 2010 - 2011
Self-employed 2008 - 2011
LPL Financial 1998 - 2008
Quidel 1995 - 1997
GERS Retail Systems 1993 - 1995
Community Care Network (CCN) 1990 - 1993
IRI 1987 - 1990
Time Inc. 1986 - 1987
Kaufman Goldman Stral Inc. 1986 - 1986
Skills
Programming, Oracle Application..., PL/SQL, SQL, Data Modeling, Database Administration, Configuration Management, Technical Documentation, Word, Excel, PowerPoint, Visio, Adobe Creative Suite, SnagIt, Objective-C, Microsoft Excel, Subversion, Database Design, Oracle, SDLC, XML, Unix, Databases, Microsoft Word, JavaScript, Software Documentation, Business Analysis, Web Applications, SQL Tuning
Education
DePaul University 1989 — 1990
Computer Career Program Certificate, Computer Science
University of Wisconsin-Madison 1979 — 1983
BA, Journalism/Advertising
Michael Botwinick, CFP®'s LPL Financial Experience September 1998 - Present
Job Registered Principal, Financial Advisor, LPL Financial
Industry Financial Services
Experience
LPL Financial September 1998 - Present
LPL Financial September 1998 - Present
US Coast Guard Auxiliary January 2010 - December 2012
American Express Financial Advisors July 1989 - September 1998
American Express Financial Advisors April 1982 - September 1998
Skills
Estate Planning, Retirement Planning, Wealth Management, Investment Advisory, 401k, Pensions, Trusts, Wealth Accumulation, Asset Protection, Tax, Financial Planning, Insurance Planning, Wealth Transfer, Retirement Income...
Education
Fairleigh Dickinson University 1970 — 1975
BS, Radiologic Technology
Fairleigh Dickinson University 1970 — 1974
A.S., Biology
LPL Financial September 1998 - Present
LPL Financial September 1998 - Present
US Coast Guard Auxiliary January 2010 - December 2012
American Express Financial Advisors July 1989 - September 1998
American Express Financial Advisors April 1982 - September 1998
Skills
Estate Planning, Retirement Planning, Wealth Management, Investment Advisory, 401k, Pensions, Trusts, Wealth Accumulation, Asset Protection, Tax, Financial Planning, Insurance Planning, Wealth Transfer, Retirement Income...
Education
Fairleigh Dickinson University 1970 — 1975
BS, Radiologic Technology
Fairleigh Dickinson University 1970 — 1974
A.S., Biology
Prem Kiran!'s LPL Financial Experience October 2007 - Present
Job Oracle Developer at LPL Financial
Industry Information Technology and Services
Experience
LPL Financial October 2007 - Present
Education
Fairleigh Dickinson University 2006 — 2007
MSEE, Electronics
LPL Financial October 2007 - Present
Education
Fairleigh Dickinson University 2006 — 2007
MSEE, Electronics
Robert Fragasso's LPL Financial Experience 1996 - 2013
Job Chairman & CEO
Industry Financial Services
Experience
Fragasso Financial Advisors January 1972 - Present
LPL Financial 1996 - 2013
LPL Financial 1996 - 2013
Morgan Stanley Smith Barney 1979 - 1996
Skills
High Potential, Retirement, Estate Law, Estate Planning, Investment Management, Retirement Planning, Strategic Financial..., Wealth Management, Strategic Planning, Investments, Asset Allocation, Non-profits, Asset Managment, Financial Advisory, Entrepreneurship, Portfolio Management, Securities
Education
Duquesne University 1963 — 1967
B.S., Education/Business
Fragasso Financial Advisors January 1972 - Present
LPL Financial 1996 - 2013
LPL Financial 1996 - 2013
Morgan Stanley Smith Barney 1979 - 1996
Skills
High Potential, Retirement, Estate Law, Estate Planning, Investment Management, Retirement Planning, Strategic Financial..., Wealth Management, Strategic Planning, Investments, Asset Allocation, Non-profits, Asset Managment, Financial Advisory, Entrepreneurship, Portfolio Management, Securities
Education
Duquesne University 1963 — 1967
B.S., Education/Business
Bradford Pocock's LPL Financial Experience August 2008 - Present
Job Financial Advisor Representative at LPL Financial
Industry Financial Services
Experience
LPL Financial August 2008 - Present
LPL Financial August 2008 - Present
Education
Ferris State University 1998 — 2003
Marketing, Marketing, Economics
LPL Financial August 2008 - Present
LPL Financial August 2008 - Present
Education
Ferris State University 1998 — 2003
Marketing, Marketing, Economics
Deborah Knighten's LPL Financial Experience October 2010 - Present
Job Sr. Business Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial October 2010 - Present
AXA Equitable 2006 - 2009
AXA Equitable 1999 - 2006
Grinell Mutual 1996 - 1998
AXA Equitable 1985 - 1995
Skills
Six Sigma, Process Improvement, Business Process..., Management, MS Project, Business Analysis, Training, PMP, Requirements Gathering
Education
Drexel University 2003 — 2009
Information Technology
LPL Financial October 2010 - Present
AXA Equitable 2006 - 2009
AXA Equitable 1999 - 2006
Grinell Mutual 1996 - 1998
AXA Equitable 1985 - 1995
Skills
Six Sigma, Process Improvement, Business Process..., Management, MS Project, Business Analysis, Training, PMP, Requirements Gathering
Education
Drexel University 2003 — 2009
Information Technology
Cynthia Young, M.B.A.'s LPL Financial Experience September 2011 - November 2011
Job Business Systems Consultant 5 at Wells Fargo
Industry Financial Services
Experience
Wells Fargo May 2012 - Present
Divine Design LLC May 2012 - 2013
Elegant Events Management June 2003 - 2013
LPL Financial September 2011 - November 2011
Bank of America May 2010 - August 2011
Bank of America February 2010 - April 2010
Time Warner Cable January 2005 - October 2009
University Park Baptist Church 2001 - 2009
Bank of America October 2001 - January 2005
PricewaterhouseCoopers January 2000 - January 2001
Skills
Business Analysis, Financial Analysis, Financial Reporting, Financial Modeling, Business Requirements, Project Management
Education
University of Phoenix 2005 — 2007
Masters, Business Administration
The University of Texas at Austin 2000 — 2001
Masters, Professional Accounting
Fisk University 1996 — 2000
Bachelors of Science, Business Administration - Financial Economics
School name:
Masters of Business Administration
Wells Fargo May 2012 - Present
Divine Design LLC May 2012 - 2013
Elegant Events Management June 2003 - 2013
LPL Financial September 2011 - November 2011
Bank of America May 2010 - August 2011
Bank of America February 2010 - April 2010
Time Warner Cable January 2005 - October 2009
University Park Baptist Church 2001 - 2009
Bank of America October 2001 - January 2005
PricewaterhouseCoopers January 2000 - January 2001
Skills
Business Analysis, Financial Analysis, Financial Reporting, Financial Modeling, Business Requirements, Project Management
Education
University of Phoenix 2005 — 2007
Masters, Business Administration
The University of Texas at Austin 2000 — 2001
Masters, Professional Accounting
Fisk University 1996 — 2000
Bachelors of Science, Business Administration - Financial Economics
School name:
Masters of Business Administration
Ashley J. Commito's LPL Financial Experience August 2015 - Present
Job Manager, Legal Intake and Matter Management
Industry Financial Services
Experience
LPL Financial August 2015 - Present
LPL Financial June 2014 - August 2015
LPL Financial February 2013 - June 2014
LPL April 2009 - February 2013
Thomas Weisel Partners February 2007 - February 2009
Skills
Customer Service, Legal Assistance, Securities, Event Planning, Financial Services, Financial Analysis, Microsoft Excel, Microsoft Office
Education
Emmanuel College 2002 — 2006
BA, Political Science
LPL Financial August 2015 - Present
LPL Financial June 2014 - August 2015
LPL Financial February 2013 - June 2014
LPL April 2009 - February 2013
Thomas Weisel Partners February 2007 - February 2009
Skills
Customer Service, Legal Assistance, Securities, Event Planning, Financial Services, Financial Analysis, Microsoft Excel, Microsoft Office
Education
Emmanuel College 2002 — 2006
BA, Political Science
Barbara Ginter's LPL Financial Experience June 2009 - Present
Job Administrative Assistant at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2009 - Present
National City Bank October 2006 - March 2008
AAA Michigan September 2005 - October 2006
Chase Bank June 1983 - May 2005
Education
Ferris State University 1989 — 1993
Bachelor, Business Administration
Mott Community College 1984 — 1988
Associate, Applied Science - Business Management
LPL Financial June 2009 - Present
National City Bank October 2006 - March 2008
AAA Michigan September 2005 - October 2006
Chase Bank June 1983 - May 2005
Education
Ferris State University 1989 — 1993
Bachelor, Business Administration
Mott Community College 1984 — 1988
Associate, Applied Science - Business Management
Priya Vasudevan PMP, Scrum Master's LPL Financial Experience 2010 - 2012
Job Program Manager at eBay Inc
Industry Information Technology and Services
Experience
eBay Inc February 2014 - Present
Nestle Nutrition North America 2012 - 2013
LPL Financial 2010 - 2012
Pacific West Corporation 2005 - September 2010
BMC Software March 2010 - August 2010
Shell Trading September 2008 - 2010
BP Energy 2007 - 2008
Cisco Systems 2003 - 2005
NexAge Technologies USA Inc 2002 - 2005
Portland Networks 2001 - January 2002
Skills
Data Warehousing, Agile Methodologies, WBS, Legacy Systems, SDLC, Business Analysis, Requirements Analysis, Software Project..., PMO, PMP, Enterprise Architecture, Integration, Business Intelligence, Program Management, Business Process, Project Management, Oracle, IT Strategy, Project Portfolio..., MS Project, Software Projects, Quality Assurance, Project Delivery, CRM, Waterfall, Data Modeling, Requirements Gathering, Solution Architecture, Software Development, Testing, User Acceptance Testing, Business Requirements, Resource Management, Microsoft Project
Education
Fairleigh Dickinson University 2000 — 2003
M.S, Computer Science
Sathyabama University 1995 — 1999
B.E, Computer Engineering
University of Madras 1995 — 1999
Bachelor of Engineering (B.E.), Computer Science
eBay Inc February 2014 - Present
Nestle Nutrition North America 2012 - 2013
LPL Financial 2010 - 2012
Pacific West Corporation 2005 - September 2010
BMC Software March 2010 - August 2010
Shell Trading September 2008 - 2010
BP Energy 2007 - 2008
Cisco Systems 2003 - 2005
NexAge Technologies USA Inc 2002 - 2005
Portland Networks 2001 - January 2002
Skills
Data Warehousing, Agile Methodologies, WBS, Legacy Systems, SDLC, Business Analysis, Requirements Analysis, Software Project..., PMO, PMP, Enterprise Architecture, Integration, Business Intelligence, Program Management, Business Process, Project Management, Oracle, IT Strategy, Project Portfolio..., MS Project, Software Projects, Quality Assurance, Project Delivery, CRM, Waterfall, Data Modeling, Requirements Gathering, Solution Architecture, Software Development, Testing, User Acceptance Testing, Business Requirements, Resource Management, Microsoft Project
Education
Fairleigh Dickinson University 2000 — 2003
M.S, Computer Science
Sathyabama University 1995 — 1999
B.E, Computer Engineering
University of Madras 1995 — 1999
Bachelor of Engineering (B.E.), Computer Science
Joel Mattix, CFP®'s LPL Financial Experience February 2006 - Present
Job Assistant Vice President, Overlay Portfolio Management at LPL
Industry Financial Services
Experience
LPL Financial February 2006 - Present
Morgan Stanley Smith Barney 1999 - 2005
Skills
Series 7, Financial Planning, Portfolio Management, Series 63, Mutual Funds, Asset Allocation, Equities, ETFs, Separately Managed..., Wealth Management..., Wealth Management, Investment Strategies, Alternative Investments
Education
San Diego State University-California State University 2012 — 2014
Master of Science Business Administration
San Diego State University-California State University 2010 — 2011
Certificate in Personal Financial Planning
Elmhurst College
Bachelor of Science (BS), Finance, Economics
LPL Financial February 2006 - Present
Morgan Stanley Smith Barney 1999 - 2005
Skills
Series 7, Financial Planning, Portfolio Management, Series 63, Mutual Funds, Asset Allocation, Equities, ETFs, Separately Managed..., Wealth Management..., Wealth Management, Investment Strategies, Alternative Investments
Education
San Diego State University-California State University 2012 — 2014
Master of Science Business Administration
San Diego State University-California State University 2010 — 2011
Certificate in Personal Financial Planning
Elmhurst College
Bachelor of Science (BS), Finance, Economics
Vince Donivan's LPL Financial Experience 2013 - Present
Job Financial Advisor, CRPC at LPL Financial
Industry Financial Services
Experience
LPL Financial 2013 - Present
Morgan Stanley 2010 - 2013
JSD Development LLC 2006 - 2010
Hornbeam Management LLC 2000 - 2006
Skills
Finance, Investments, Securities, Asset Management, Portfolio Management, Financial Analysis, Investment Properties, Real Estate Development, Due Diligence, Financial Modeling
Education
Eastern Oregon University 1999 — 2003
BS with Honors, Accounting
LPL Financial 2013 - Present
Morgan Stanley 2010 - 2013
JSD Development LLC 2006 - 2010
Hornbeam Management LLC 2000 - 2006
Skills
Finance, Investments, Securities, Asset Management, Portfolio Management, Financial Analysis, Investment Properties, Real Estate Development, Due Diligence, Financial Modeling
Education
Eastern Oregon University 1999 — 2003
BS with Honors, Accounting
Loway Albassam's LPL Financial Experience June 2013 - Present
Job Business Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2013 - Present
Education
Eastern Michigan University 1998 — 2003
Bachelor of Business Administration (BBA), Banking, Corporate, Finance, and Securities Law
LPL Financial June 2013 - Present
Education
Eastern Michigan University 1998 — 2003
Bachelor of Business Administration (BBA), Banking, Corporate, Finance, and Securities Law
serema brown's LPL Financial Experience June 2007 - Present
Job Operations Specialist at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2007 - Present
Pershing LLC September 1996 - April 2007
Education
ECPI College of Technology
Practical Nursing, Vocational Nursing and Nursing Assistants
LPL Financial June 2007 - Present
Pershing LLC September 1996 - April 2007
Education
ECPI College of Technology
Practical Nursing, Vocational Nursing and Nursing Assistants
Mark Klaas's LPL Financial Experience May 1998 - December 1998
Job Senior Tax Associate at Morningstar
Industry Financial Services
Experience
Morningstar March 2006 - Present
Ibbotson Associates February 1999 - February 2006
LPL Financial May 1998 - December 1998
Einstein Noah Restaurant Group, Inc. May 1997 - April 1998
Boston Chicken Inc December 1995 - April 1997
Skills
Income Tax, Payroll, US GAAP, Sarbanes-Oxley Act, Sales & Use Tax..., Microsoft Excel, Accounting
Education
DePaul University
Master's degree, Taxation
Iowa State University
Bachelor of Business Administration (B.B.A.), Finance
Morningstar March 2006 - Present
Ibbotson Associates February 1999 - February 2006
LPL Financial May 1998 - December 1998
Einstein Noah Restaurant Group, Inc. May 1997 - April 1998
Boston Chicken Inc December 1995 - April 1997
Skills
Income Tax, Payroll, US GAAP, Sarbanes-Oxley Act, Sales & Use Tax..., Microsoft Excel, Accounting
Education
DePaul University
Master's degree, Taxation
Iowa State University
Bachelor of Business Administration (B.B.A.), Finance
Hugh Anthony Jackson's LPL Financial Experience February 2012 - February 2015
Job Financial Services Professional with 9+ Years of Industry Experience
Industry Financial Services
Experience
Citi February 2015 - Present
LPL Financial February 2012 - February 2015
East Coast Entertainment February 2010 - September 2011
Wells Fargo Advisors February 2006 - January 2010
Skills
Performance Monitoring, Risk Assessment, Expert Advisor, Business Development, Risk Mitigation, Quality Assurance, Fraud Detection, Asset Verification, Process Enhancement, Customer Relationship..., Federal & State..., Personnel Supervision, Cross-Functional Team..., Anti-Money Laundering..., KYC, Procedural Creation, Risk Identification, FINRA, Life Insurance, Long Term Care Insurance, Finance, Financial Advisory, Financial Intelligence, Microsoft Office Suite, LexisNexis, Insight Software, Magic Software, CRM Databases, Series 7, Series 66, Retirement Planning, College Education..., Contract Negotiation, Market Analysis, Event Management, Cost Analysis, Financial Reporting, Key Account Management, National Account..., Labor Forecasting, Team Leadership, Subject Matter Experts
Education
Elon University - Martha and Spencer Love School of Business 2001 — 2005
Bachelor of Science (B.S.), Business Administration
Citi February 2015 - Present
LPL Financial February 2012 - February 2015
East Coast Entertainment February 2010 - September 2011
Wells Fargo Advisors February 2006 - January 2010
Skills
Performance Monitoring, Risk Assessment, Expert Advisor, Business Development, Risk Mitigation, Quality Assurance, Fraud Detection, Asset Verification, Process Enhancement, Customer Relationship..., Federal & State..., Personnel Supervision, Cross-Functional Team..., Anti-Money Laundering..., KYC, Procedural Creation, Risk Identification, FINRA, Life Insurance, Long Term Care Insurance, Finance, Financial Advisory, Financial Intelligence, Microsoft Office Suite, LexisNexis, Insight Software, Magic Software, CRM Databases, Series 7, Series 66, Retirement Planning, College Education..., Contract Negotiation, Market Analysis, Event Management, Cost Analysis, Financial Reporting, Key Account Management, National Account..., Labor Forecasting, Team Leadership, Subject Matter Experts
Education
Elon University - Martha and Spencer Love School of Business 2001 — 2005
Bachelor of Science (B.S.), Business Administration
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.