LPL Financial
Industry: Financial services company
DescriptionLPL Financial LLC is the largest independent broker-dealer in the United States. As of 2017 the company had more than 15,000 financial advisors, over $615 billion in advisory & brokerage assets, and generated approximately $4.2 billion in annual revenue for the 2017 fiscal year. Headquarters: Boston, Massachusetts, United States CEO: Dan Arnold (Jan 2017–) Subsidiaries: AdvisoryWorld, Inc., LINSCO PRIVATE LEDGER CORP, Private Trust Co, Fortigent Holdings Company, Inc. Parent organization: LPL Financial Holdings Inc
LPL Financial List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at LPL Financial. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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3,941 LPL Financial employees in database. Find out everything there's to know about LPL Financial employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
LPL Financial Employees
Employee
Years
Job
Industry
Remy Gouahoury Jr. Remy Gouahoury Jr.'s LPL Financial Experience February 2014 - February 2015
Job Technical Support Specialist at ClickDimensions
Industry Information Technology and Services
Experience
ClickDimensions August 2015 - Present
Comprehense, Inc. February 2015 - August 2015
LPL Financial February 2014 - February 2015
Tire Centers, LLC October 2010 - November 2013
Champs Sports December 2009 - February 2013
Skills
Marketing, Sales, Sales Management, Customer Satisfaction, Customer Service, Team Building, Sales Process, Marketing Strategy, Account Management, Retail, Customer Retention, Forecasting, Management, New Business Development, Social Media Marketing, Leadership, Advertising, Training, Strategic Planning, Salesforce CRM..., Network Administration, Network Security, PHP, HTML Scripting, Programming, Ruby, Apex Programming, Apex Data Loader, Visual Force, CSS, JavaScript, Microsoft Office, Team Leadership, Microsoft Excel, Microsoft Word, Analysis, Social Networking, Process Improvement, CRM, Salesforce.com, PowerPoint
Education
Coastal Carolina University 2004 — 2009
Bachelor of Science (B.S.), Marketing, B-
Riverside High School 2000 — 2004
High School, B
ClickDimensions August 2015 - Present
Comprehense, Inc. February 2015 - August 2015
LPL Financial February 2014 - February 2015
Tire Centers, LLC October 2010 - November 2013
Champs Sports December 2009 - February 2013
Skills
Marketing, Sales, Sales Management, Customer Satisfaction, Customer Service, Team Building, Sales Process, Marketing Strategy, Account Management, Retail, Customer Retention, Forecasting, Management, New Business Development, Social Media Marketing, Leadership, Advertising, Training, Strategic Planning, Salesforce CRM..., Network Administration, Network Security, PHP, HTML Scripting, Programming, Ruby, Apex Programming, Apex Data Loader, Visual Force, CSS, JavaScript, Microsoft Office, Team Leadership, Microsoft Excel, Microsoft Word, Analysis, Social Networking, Process Improvement, CRM, Salesforce.com, PowerPoint
Education
Coastal Carolina University 2004 — 2009
Bachelor of Science (B.S.), Marketing, B-
Riverside High School 2000 — 2004
High School, B
Ron Vasquez Ron Vasquez's LPL Financial Experience August 2010 - January 2015
Job SQL Server DBA at Bridgepoint Education
Industry Financial Services
Experience
Bridgepoint Education June 2015 - Present
BofI Federal Bank January 2015 - June 2015
LPL Financial August 2010 - January 2015
LPL Financial August 2002 - August 2010
Brio Software February 2000 - October 2001
Skills
Data Center, ITIL, Disaster Recovery, SDLC, Integration, SharePoint, Business Analysis, Microsoft SQL Server, Vendor Management, IIS, Agile Methodologies, Windows Server, Enterprise Architecture
Education
Coleman College 1999 — 2001
Associate of Science (A.S.), Computer and Information Sciences and Support Services
Bridgepoint Education June 2015 - Present
BofI Federal Bank January 2015 - June 2015
LPL Financial August 2010 - January 2015
LPL Financial August 2002 - August 2010
Brio Software February 2000 - October 2001
Skills
Data Center, ITIL, Disaster Recovery, SDLC, Integration, SharePoint, Business Analysis, Microsoft SQL Server, Vendor Management, IIS, Agile Methodologies, Windows Server, Enterprise Architecture
Education
Coleman College 1999 — 2001
Associate of Science (A.S.), Computer and Information Sciences and Support Services
Heather Rosselle Heather Rosselle's LPL Financial Experience September 2013 - August 2014
Job Compliance and Marketing Professional
Industry Financial Services
Experience
Deutsche Bank October 2014 - Present
LPL Financial September 2013 - August 2014
PIMCO August 2012 - September 2013
Vanguard September 2009 - November 2011
Vanguard July 2006 - September 2009
Skills
Financial Services, Policy, Compliance, Banking, Private Equity, Hedge Funds, ETFs, Risk Management, Investment Management, Legal Writing, SEC, Institutional...
Education
University of Pennsylvania 2004 — 2009
MSOD, Masters in Organizational Dynamics
Chestnut Hill College 1991 — 1995
Bachelor of Science, Political Science
Deutsche Bank October 2014 - Present
LPL Financial September 2013 - August 2014
PIMCO August 2012 - September 2013
Vanguard September 2009 - November 2011
Vanguard July 2006 - September 2009
Skills
Financial Services, Policy, Compliance, Banking, Private Equity, Hedge Funds, ETFs, Risk Management, Investment Management, Legal Writing, SEC, Institutional...
Education
University of Pennsylvania 2004 — 2009
MSOD, Masters in Organizational Dynamics
Chestnut Hill College 1991 — 1995
Bachelor of Science, Political Science
Kelly Fennelly, AAMS® AIF® Kelly Fennelly, AAMS® AIF®'s LPL Financial Experience July 2013 - Present
Job Financial Advisor with LPL Financial
Industry Financial Services
Experience
LPL Financial July 2013 - Present
Thrivent Financial September 2012 - July 2013
Chase Bank November 2010 - September 2012
Chase Investments Services January 2003 - November 2010
Skills
Loans, Consumer Lending, Credit, Retail Banking, Banking, Insurance, Investment Advisory, Mutual Funds, Investments, Securities, Portfolio Management, Fixed Annuities, Life Insurance, IRAs, Retirement, 401k Rollovers, Asset Allocation, Long Term Care Insurance, 401k, Variable Annuities, Series 7, Series 63, Finance, Wealth Management, Retirement Planning
Education
Cincinnati Christian University 2010 — 2012
Business Mgmt/Biblical Studies
Ivy Tech Community College
LPL Financial July 2013 - Present
Thrivent Financial September 2012 - July 2013
Chase Bank November 2010 - September 2012
Chase Investments Services January 2003 - November 2010
Skills
Loans, Consumer Lending, Credit, Retail Banking, Banking, Insurance, Investment Advisory, Mutual Funds, Investments, Securities, Portfolio Management, Fixed Annuities, Life Insurance, IRAs, Retirement, 401k Rollovers, Asset Allocation, Long Term Care Insurance, 401k, Variable Annuities, Series 7, Series 63, Finance, Wealth Management, Retirement Planning
Education
Cincinnati Christian University 2010 — 2012
Business Mgmt/Biblical Studies
Ivy Tech Community College
Daniel Youngblood Daniel Youngblood's LPL Financial Experience December 2011 - Present
Job Financial Advisor, IFP
Industry Financial Services
Experience
LPL Financial December 2011 - Present
Clark Consulting June 2008 - July 2011
Capital One Investments February 2005 - June 2008
Skills
Investments, Financial Analysis, Finance, Series 7, Securities, Wealth Management, Risk Management, Insurance, CRM, Analysis, Financial Advisory, Investment Management, FINRA, Series 63, Mutual Funds
Education
University of New Orleans, BS Finance 2001 — 2004
Bachelor of Science Finance, Finance
College for Financial Planning
Currently pursuing Certified Financial Planner (CFP) designation
LPL Financial December 2011 - Present
Clark Consulting June 2008 - July 2011
Capital One Investments February 2005 - June 2008
Skills
Investments, Financial Analysis, Finance, Series 7, Securities, Wealth Management, Risk Management, Insurance, CRM, Analysis, Financial Advisory, Investment Management, FINRA, Series 63, Mutual Funds
Education
University of New Orleans, BS Finance 2001 — 2004
Bachelor of Science Finance, Finance
College for Financial Planning
Currently pursuing Certified Financial Planner (CFP) designation
Jamell Hamilton Jamell Hamilton's LPL Financial Experience November 2007 - July 2015
Job Small Business Owner
Industry Events Services
Experience
SouthEast Events LLC January 2010 - Present
LPL Financial November 2007 - July 2015
Wachovia Securities Financial Network August 2005 - November 2007
Wachovia Securities Financial Network January 2005 - August 2005
Wachovia Securities Financial Network December 2003 - January 2005
Wachovia Securities Financial Network August 1999 - December 2003
Skills
Organizational..., Team Leadership, Series 7, Series 63, Investments, Team Motivation, Customer Support, Customer Service, Securities, Qualified Retirement..., Financial Analysis, Wealth Management, Mutual Funds, Leadership Development, Microsoft Office, Strategic Financial..., Business Analysis, Financial Services, Risk Management, Customer Relations, Alternative Investments, Mergers & Acquisitions, Problem Solving, Conflict Resolution, Forecasting, Trend Analysis, Performance Improvement, Root Cause Problem..., Call center start-up, NICE Call Recording, Call Centers, Service Center..., Trading, ACATS, Managed Money, Adherence, Call Quality, Communication, Productivity Improvement, Coaching, Time Management, Business Efficiency, Financial Planning
Education
Coastal Carolina University
Bachelor of Science (B.S.), Business Administration and Management, General
SouthEast Events LLC January 2010 - Present
LPL Financial November 2007 - July 2015
Wachovia Securities Financial Network August 2005 - November 2007
Wachovia Securities Financial Network January 2005 - August 2005
Wachovia Securities Financial Network December 2003 - January 2005
Wachovia Securities Financial Network August 1999 - December 2003
Skills
Organizational..., Team Leadership, Series 7, Series 63, Investments, Team Motivation, Customer Support, Customer Service, Securities, Qualified Retirement..., Financial Analysis, Wealth Management, Mutual Funds, Leadership Development, Microsoft Office, Strategic Financial..., Business Analysis, Financial Services, Risk Management, Customer Relations, Alternative Investments, Mergers & Acquisitions, Problem Solving, Conflict Resolution, Forecasting, Trend Analysis, Performance Improvement, Root Cause Problem..., Call center start-up, NICE Call Recording, Call Centers, Service Center..., Trading, ACATS, Managed Money, Adherence, Call Quality, Communication, Productivity Improvement, Coaching, Time Management, Business Efficiency, Financial Planning
Education
Coastal Carolina University
Bachelor of Science (B.S.), Business Administration and Management, General
Jonathan Bryda Jonathan Bryda's LPL Financial Experience December 2010 - September 2013
Job Sr. Relationship Manager, Sponsor Relations at Commonwealth Financial Network
Industry Financial Services
Experience
Commonwealth Financial Network September 2013 - Present
LPL Financial December 2010 - September 2013
The Vanguard Group April 2008 - December 2010
The Vanguard Group June 2007 - April 2008
Skills
Mutual Funds, Equities, ETFs, Fixed Annuities, Management, Budget, Series 7, Series 63, Strategic Financial..., Investments, Retirement Planning, Asset Allocation, Securities, 401k, Bloomberg, Financial Modeling, Financial Analysis, Asset Managment, Retirement, Wealth Management, Investment Advisory, Financial Advisory, FINRA, Investment Strategies, Finance, Uniform Combined State..., Asset Management
Education
Clemson University 2003 — 2007
BS
Xaverian Brothers High School 1999 — 2003
Commonwealth Financial Network September 2013 - Present
LPL Financial December 2010 - September 2013
The Vanguard Group April 2008 - December 2010
The Vanguard Group June 2007 - April 2008
Skills
Mutual Funds, Equities, ETFs, Fixed Annuities, Management, Budget, Series 7, Series 63, Strategic Financial..., Investments, Retirement Planning, Asset Allocation, Securities, 401k, Bloomberg, Financial Modeling, Financial Analysis, Asset Managment, Retirement, Wealth Management, Investment Advisory, Financial Advisory, FINRA, Investment Strategies, Finance, Uniform Combined State..., Asset Management
Education
Clemson University 2003 — 2007
BS
Xaverian Brothers High School 1999 — 2003
Melissa Dugger (CSM) (CSPO) Melissa Dugger (CSM) (CSPO)'s LPL Financial Experience September 2012 - July 2013
Job IT Project Management Lead at FTD Companies, Inc. (formerly Provide Commerce)
Industry Information Technology and Services
Experience
FTD Companies, Inc. (formerly Provide Commerce) May 2015 - Present
Provide Commerce July 2013 - Present
LPL Financial September 2012 - July 2013
EPM Live July 2008 - September 2012
Fairfield Residential July 2007 - May 2008
Anacomp October 2005 - July 2007
Anacomp 2004 - 2005
Anacomp 2003 - 2004
Anacomp 2000 - 2003
Anacomp 1998 - 2000
Skills
Microsoft Team..., SharePoint, SDLC, Requirements Analysis, Software Documentation, Microsoft SQL Server, PMO, Pre-sales, Project Server, Agile Methodologies, Microsoft Office..., MS Project, Scrum, Enterprise Software, Microsoft Office 2007, Software Project..., Integration, Visio, Office 2010, Enterprise Content..., Project Management, Microsoft Technologies, Agile Project Management, Document Management, Management, Program Management, Business Intelligence, Oracle, Analysis, .NET, Project Portfolio..., CRM, Data Center, Microsoft Project..., Microsoft Dynamics SL, Business Requirements, PMP, Web Applications, Product Management, SharePoint Designer, Troubleshooting, Business Process, Business Analysis, Leadership, Microsoft Office 2010, Microsoft Project Server, Microsoft Sharepoint, RallyDev, Visual Studio, Microsoft Project
Education
Capella University
Bachelor's Degree, Information Technology
San Diego State University-California State University
Professional Certificate in Project Management, Project Management
University of California, San Diego
Certificate in Programming C/C++, Computer and Information Sciences, General
Coleman College 1997 — 1999
Computer Information Science, Computer and Information Sciences, General
FTD Companies, Inc. (formerly Provide Commerce) May 2015 - Present
Provide Commerce July 2013 - Present
LPL Financial September 2012 - July 2013
EPM Live July 2008 - September 2012
Fairfield Residential July 2007 - May 2008
Anacomp October 2005 - July 2007
Anacomp 2004 - 2005
Anacomp 2003 - 2004
Anacomp 2000 - 2003
Anacomp 1998 - 2000
Skills
Microsoft Team..., SharePoint, SDLC, Requirements Analysis, Software Documentation, Microsoft SQL Server, PMO, Pre-sales, Project Server, Agile Methodologies, Microsoft Office..., MS Project, Scrum, Enterprise Software, Microsoft Office 2007, Software Project..., Integration, Visio, Office 2010, Enterprise Content..., Project Management, Microsoft Technologies, Agile Project Management, Document Management, Management, Program Management, Business Intelligence, Oracle, Analysis, .NET, Project Portfolio..., CRM, Data Center, Microsoft Project..., Microsoft Dynamics SL, Business Requirements, PMP, Web Applications, Product Management, SharePoint Designer, Troubleshooting, Business Process, Business Analysis, Leadership, Microsoft Office 2010, Microsoft Project Server, Microsoft Sharepoint, RallyDev, Visual Studio, Microsoft Project
Education
Capella University
Bachelor's Degree, Information Technology
San Diego State University-California State University
Professional Certificate in Project Management, Project Management
University of California, San Diego
Certificate in Programming C/C++, Computer and Information Sciences, General
Coleman College 1997 — 1999
Computer Information Science, Computer and Information Sciences, General
Casimir J. Karnish Casimir J. Karnish's LPL Financial Experience July 1998 - Present
Job Branch Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial July 1998 - Present
LPL Financial July 1998 - Present
Skills
Asset Management, Retirement Planning, Series 7, Mutual Funds, Wealth Management, Series 63, Series 5, Series 8, Series 15, 401k
Education
Clarion University of Pennsylvania 1979 — 1980
M.S.
Mansfield University of Pennsylvania 1969 — 1973
Bachelor of Science (B.S.)
LPL Financial July 1998 - Present
LPL Financial July 1998 - Present
Skills
Asset Management, Retirement Planning, Series 7, Mutual Funds, Wealth Management, Series 63, Series 5, Series 8, Series 15, 401k
Education
Clarion University of Pennsylvania 1979 — 1980
M.S.
Mansfield University of Pennsylvania 1969 — 1973
Bachelor of Science (B.S.)
Valerie Roberts, JD Valerie Roberts, JD's LPL Financial Experience December 2014 - Present
Job Sr. Analyst LPL Financial
Industry Financial Services
Experience
LPL Financial December 2014 - Present
LPL Financial May 2013 - December 2014
Signature Consultants October 2011 - May 2013
LPL Financial 2010 - 2011
LPL Financial November 2007 - April 2010
TIAA-CREF August 2006 - November 2007
Aflac 2005 - 2006
Bank of America 2001 - 2004
Skills
Business Analysis, Financial Services, Vendor Management, SharePoint, Consulting, Compliance, Branch Management, FINRA, Finance, Investments, Microsoft Office, Banking, Legal Research, Securities, Analysis, Management, Mutual Funds, Risk Management
Education
Charlotte School of Law 2008 — 2012
Doctor of Law (JD), Law
Pikeville College 1987 — 1991
Bachelor of Business Administration (BBA), Accounting/Management
LPL Financial December 2014 - Present
LPL Financial May 2013 - December 2014
Signature Consultants October 2011 - May 2013
LPL Financial 2010 - 2011
LPL Financial November 2007 - April 2010
TIAA-CREF August 2006 - November 2007
Aflac 2005 - 2006
Bank of America 2001 - 2004
Skills
Business Analysis, Financial Services, Vendor Management, SharePoint, Consulting, Compliance, Branch Management, FINRA, Finance, Investments, Microsoft Office, Banking, Legal Research, Securities, Analysis, Management, Mutual Funds, Risk Management
Education
Charlotte School of Law 2008 — 2012
Doctor of Law (JD), Law
Pikeville College 1987 — 1991
Bachelor of Business Administration (BBA), Accounting/Management
Hudson Moore Hudson Moore's LPL Financial Experience September 2007 - April 2010
Job Director, Pack Price & Innovation Performance, Commercial Strategy Office at AnheuserBusch InBev
Industry Consumer Goods
Experience
Anheuser-Busch InBev August 2015 - Present
Anheuser-Busch InBev January 2014 - July 2015
Anheuser-Busch InBev July 2012 - December 2013
Southern Wine & Spirits June 2011 - August 2011
Fullsteam Brewery LLC October 2010 - March 2011
LPL Financial September 2007 - April 2010
LPL Financial October 2006 - September 2007
Skills
Business Development, Strategic Planning, Project Management, Sales, Relationship Management, Business Strategy, Management Consulting, Strategy, New Business Development, Competitive Analysis, Analysis, Entrepreneurship, Recruiting, Leadership Development, Training
Education
Duke University - The Fuqua School of Business 2010 — 2012
MBA
Claremont McKenna College 2002 — 2006
B.A., History
Anheuser-Busch InBev August 2015 - Present
Anheuser-Busch InBev January 2014 - July 2015
Anheuser-Busch InBev July 2012 - December 2013
Southern Wine & Spirits June 2011 - August 2011
Fullsteam Brewery LLC October 2010 - March 2011
LPL Financial September 2007 - April 2010
LPL Financial October 2006 - September 2007
Skills
Business Development, Strategic Planning, Project Management, Sales, Relationship Management, Business Strategy, Management Consulting, Strategy, New Business Development, Competitive Analysis, Analysis, Entrepreneurship, Recruiting, Leadership Development, Training
Education
Duke University - The Fuqua School of Business 2010 — 2012
MBA
Claremont McKenna College 2002 — 2006
B.A., History
Dave Richeson Dave Richeson's LPL Financial Experience October 2010 - December 2014
Job Systems Administration
Industry Computer Networking
Experience
Holiday Systems International August 2015 - Present
LPL Financial October 2010 - December 2014
ICW Group November 2007 - October 2010
Del Mar DataTrac / Fiserv Lending Solutions 2006 - 2007
Sharp HealthCare 1995 - 2005
Skills
System Administration, VMware, Web Applications, Web Services, Microsoft SQL Server, Release Management, Windows Server, Healthcare, Servers, IT Hardware Support, Java, IIS, SMTP, FTP, Mortgage Software, ASP.NET, Network Architecture, Disaster Recovery, SDLC, Active Directory
Education
Coleman College 1990 — 1994
Bachelor's Degree, BS, Computer Science
Holiday Systems International August 2015 - Present
LPL Financial October 2010 - December 2014
ICW Group November 2007 - October 2010
Del Mar DataTrac / Fiserv Lending Solutions 2006 - 2007
Sharp HealthCare 1995 - 2005
Skills
System Administration, VMware, Web Applications, Web Services, Microsoft SQL Server, Release Management, Windows Server, Healthcare, Servers, IT Hardware Support, Java, IIS, SMTP, FTP, Mortgage Software, ASP.NET, Network Architecture, Disaster Recovery, SDLC, Active Directory
Education
Coleman College 1990 — 1994
Bachelor's Degree, BS, Computer Science
Jackie Hollingsworth-Steele Jackie Hollingsworth-Steele's LPL Financial Experience 2007 - 2012
Job Leave of Absence Coordinator at Compass USA
Industry Mental Health Care
Experience
Compass USA June 2014 - December 2014
Access Family Services April 2012 - November 2013
LPL Financial 2007 - 2012
Skills
Payroll, Management, Invoicing, Newsletters, Human Resources, Purchasing, Benefits Administration, PowerPoint, New Hire Orientations, Employee Relations, Software Documentation, Microsoft Office, FMLA, Employee Benefits, Strategic Planning, Public Speaking, Microsoft Excel, Customer Service, Microsoft Word, Leadership, Training, Coaching
Education
Central Piedmont Community College
Compass USA June 2014 - December 2014
Access Family Services April 2012 - November 2013
LPL Financial 2007 - 2012
Skills
Payroll, Management, Invoicing, Newsletters, Human Resources, Purchasing, Benefits Administration, PowerPoint, New Hire Orientations, Employee Relations, Software Documentation, Microsoft Office, FMLA, Employee Benefits, Strategic Planning, Public Speaking, Microsoft Excel, Customer Service, Microsoft Word, Leadership, Training, Coaching
Education
Central Piedmont Community College
Jason A. Vargovchik, AAMS's LPL Financial Experience March 2014 - December 2014
Job VP Investment Strategies at Mesirow Financial
Industry Financial Services
Experience
Mesirow Financial January 2015 - Present
LPL Financial March 2014 - December 2014
Edward Jones Investments September 2010 - February 2014
Netop Tech Inc 2006 - 2008
Microsoft Corporation 2002 - 2006
Navision Software June 2000 - May 2002
Damgaard June 1999 - May 2001
Skills
Wealth Management, Strategic Financial..., Series 7, Securities, Retirement Planning, Portfolio Management, Mutual Funds, Management, Investments, Investment Strategies, Finance, Asset Allocation, Alternative Investments, Marketing Strategy, New Business Development, Strategic Planning, Retirement, Strategy
Education
Sacred Heart University 1990 — 1991
Business Administration and Management, General
College for Financial Planning
Accredited Asset Management Specialist, AAMS
Wharton School of Business
Executive Education, Wealth Management
The University of Connecticut
Business & Economics
Mesirow Financial January 2015 - Present
LPL Financial March 2014 - December 2014
Edward Jones Investments September 2010 - February 2014
Netop Tech Inc 2006 - 2008
Microsoft Corporation 2002 - 2006
Navision Software June 2000 - May 2002
Damgaard June 1999 - May 2001
Skills
Wealth Management, Strategic Financial..., Series 7, Securities, Retirement Planning, Portfolio Management, Mutual Funds, Management, Investments, Investment Strategies, Finance, Asset Allocation, Alternative Investments, Marketing Strategy, New Business Development, Strategic Planning, Retirement, Strategy
Education
Sacred Heart University 1990 — 1991
Business Administration and Management, General
College for Financial Planning
Accredited Asset Management Specialist, AAMS
Wharton School of Business
Executive Education, Wealth Management
The University of Connecticut
Business & Economics
Christopher D McQueen Christopher D McQueen's LPL Financial Experience July 2007 - June 2011
Job Sr. Software Engineer
Industry Computer Software
Experience
Par Technology Corporation April 2015 - July 2015
Hologic (Formerly Gen-Probe) November 2013 - March 2015
Sempra Energy April 2013 - November 2013
Dexcom January 2012 - February 2012
Qualcomm September 2011 - December 2011
CPKelco July 2011 - August 2011
LPL Financial July 2007 - June 2011
Kaplan University 2006 - 2008
Indyme Solutions October 2006 - July 2007
Brendan Technologies February 2006 - September 2006
Skills
.NET, C#, ASP.NET, SSRS, Software Development, SQL, T-SQL, SDLC, XML, Web Services, Visual Studio, Software Engineering, Architectures, Databases, SharePoint, Agile Methodologies, Windows Server, Data Modeling, Software Project..., Business Intelligence, JavaScript, ASP.NET MVC, MySQL, Database Design, SOAP, Scrum, jQuery, SSIS, ETL, Data Warehousing, MVC, Objective-C, Node.js, Windows Sharepoint..., InfoPath Forms, amazon, Nintex Workflow 2010, WPF UI Automation, Bluetooth Low Energy 4.0, iOS development
Education
Coleman University 1998 — 2001
BS, Computer Science
Par Technology Corporation April 2015 - July 2015
Hologic (Formerly Gen-Probe) November 2013 - March 2015
Sempra Energy April 2013 - November 2013
Dexcom January 2012 - February 2012
Qualcomm September 2011 - December 2011
CPKelco July 2011 - August 2011
LPL Financial July 2007 - June 2011
Kaplan University 2006 - 2008
Indyme Solutions October 2006 - July 2007
Brendan Technologies February 2006 - September 2006
Skills
.NET, C#, ASP.NET, SSRS, Software Development, SQL, T-SQL, SDLC, XML, Web Services, Visual Studio, Software Engineering, Architectures, Databases, SharePoint, Agile Methodologies, Windows Server, Data Modeling, Software Project..., Business Intelligence, JavaScript, ASP.NET MVC, MySQL, Database Design, SOAP, Scrum, jQuery, SSIS, ETL, Data Warehousing, MVC, Objective-C, Node.js, Windows Sharepoint..., InfoPath Forms, amazon, Nintex Workflow 2010, WPF UI Automation, Bluetooth Low Energy 4.0, iOS development
Education
Coleman University 1998 — 2001
BS, Computer Science
Crisie Smith Crisie Smith's LPL Financial Experience August 2009 - January 2011
Job CoOwner & Chief Marketing Officer
Industry Marketing and Advertising
Experience
Development Innovations LLC May 2013 - Present
LPL Financial August 2009 - January 2011
Wells Fargo September 2006 - August 2009
Skills
Leadership, Sales, Marketing, Public Speaking, Social Networking, Nonprofits, Microsoft Office, Banking, Public Relations, Social Media Marketing, Event Planning, Microsoft Excel, Social Media, Market Research, Small Business, PowerPoint, Marketing Communications, Microsoft Word, Teamwork, Team Leadership, Strategic Planning, Online Marketing, Fundraising, Research, Marketing Strategy, Advertising, Facebook, Accounting, Photoshop, English, Java, HTML, Business Planning, Editing, Outlook, Credit Cards, Customer Satisfaction, Direct Marketing, Deposits, Analytics, Payments, Retail, Team Building, Logistics, Twitter Marketing, Motivational Speaking, Human Resources, Community Outreach
Education
Walden university 2011 — 2014
Master's of Public Administration, Public Administration Leadership and Management
Charleston Southern University 2002 — 2006
Bachelor of Arts (BA), Communications and Theatre
Manning High School 1999 — 2002
High School Diploma
Development Innovations LLC May 2013 - Present
LPL Financial August 2009 - January 2011
Wells Fargo September 2006 - August 2009
Skills
Leadership, Sales, Marketing, Public Speaking, Social Networking, Nonprofits, Microsoft Office, Banking, Public Relations, Social Media Marketing, Event Planning, Microsoft Excel, Social Media, Market Research, Small Business, PowerPoint, Marketing Communications, Microsoft Word, Teamwork, Team Leadership, Strategic Planning, Online Marketing, Fundraising, Research, Marketing Strategy, Advertising, Facebook, Accounting, Photoshop, English, Java, HTML, Business Planning, Editing, Outlook, Credit Cards, Customer Satisfaction, Direct Marketing, Deposits, Analytics, Payments, Retail, Team Building, Logistics, Twitter Marketing, Motivational Speaking, Human Resources, Community Outreach
Education
Walden university 2011 — 2014
Master's of Public Administration, Public Administration Leadership and Management
Charleston Southern University 2002 — 2006
Bachelor of Arts (BA), Communications and Theatre
Manning High School 1999 — 2002
High School Diploma
Jennifer Do's LPL Financial Experience April 2015 - July 2015
Job Corporate Recruiter
Industry Staffing and Recruiting
Experience
BofI Federal Bank July 2015 - Present
LPL Financial April 2015 - July 2015
Kollective PR January 2015 - April 2015
Special Counsel July 2014 - January 2015
Cornerstone RPO November 2013 - May 2014
Skills
Customer Service, Microsoft Excel, Public Speaking, Social Media, Event Planning, Public Relations, PowerPoint, Recruiting, Executive Search, Time Management, Marketing, Social Networking, Leadership, Temporary Placement, Human Resources, Social Media Marketing
Education
Virginia Commonwealth University 2013 — 2014
Masters of Science, Strategic Public Relations
Christopher Newport University 2009 — 2013
Bachelor of Arts (BA), Communications
BofI Federal Bank July 2015 - Present
LPL Financial April 2015 - July 2015
Kollective PR January 2015 - April 2015
Special Counsel July 2014 - January 2015
Cornerstone RPO November 2013 - May 2014
Skills
Customer Service, Microsoft Excel, Public Speaking, Social Media, Event Planning, Public Relations, PowerPoint, Recruiting, Executive Search, Time Management, Marketing, Social Networking, Leadership, Temporary Placement, Human Resources, Social Media Marketing
Education
Virginia Commonwealth University 2013 — 2014
Masters of Science, Strategic Public Relations
Christopher Newport University 2009 — 2013
Bachelor of Arts (BA), Communications
Dennis Saylor Dennis Saylor's LPL Financial Experience January 2015 - August 2015
Job Senior Configuration Engineer at Jack Henry & Associates
Industry Computer Software
Experience
Jack Henry & Associates August 2015 - Present
LPL Financial January 2015 - August 2015
Microsoft 2012 - 2014
Microsoft 2010 - 2012
Microsoft 2008 - 2010
Microsoft 2003 - 2008
Microsoft 2000 - 2003
Skills
TFS, Agile Methodologies, MSBuild, Distributed Systems, C#, Software Design, Shell Scripting, .NET, Software Configuration..., Perl, Windows Azure, Software Engineering, TFS 2010, BizTalk, Solaris, TFS Build, Source Control, SCCS, Continuous Integration, Visual Studio, Powershell, Mentoring, Scrum, Cloud Computing, Object Oriented Design, Scalability, WCF, IIS, REST, Test Automation, Perforce, Web Services, Software Development, Microsoft SQL Server, Subversion, XML, Agile Project Management, NuGet, DevOps
Education
Central Washington University
Bachelor's Degree, Computer Science
Central Washington University
Bachelor's Degree, Elementary Education and Teaching
Everett Community College
Associate's Degree
University at Buffalo
English Language and Literature, General
Jack Henry & Associates August 2015 - Present
LPL Financial January 2015 - August 2015
Microsoft 2012 - 2014
Microsoft 2010 - 2012
Microsoft 2008 - 2010
Microsoft 2003 - 2008
Microsoft 2000 - 2003
Skills
TFS, Agile Methodologies, MSBuild, Distributed Systems, C#, Software Design, Shell Scripting, .NET, Software Configuration..., Perl, Windows Azure, Software Engineering, TFS 2010, BizTalk, Solaris, TFS Build, Source Control, SCCS, Continuous Integration, Visual Studio, Powershell, Mentoring, Scrum, Cloud Computing, Object Oriented Design, Scalability, WCF, IIS, REST, Test Automation, Perforce, Web Services, Software Development, Microsoft SQL Server, Subversion, XML, Agile Project Management, NuGet, DevOps
Education
Central Washington University
Bachelor's Degree, Computer Science
Central Washington University
Bachelor's Degree, Elementary Education and Teaching
Everett Community College
Associate's Degree
University at Buffalo
English Language and Literature, General
Elizabeth Manuel Elizabeth Manuel's LPL Financial Experience August 2012 - Present
Job Senior Operations Specialist Cash Management LPL Financial
Industry Financial Services
Experience
LPL Financial August 2012 - Present
Education
Chapman University, The George L. Argyros School of Business and Economics 2003 — 2005
Bachelor of Business Administration (BBA), Finance & Marketing
San Diego City College 2000 — 2003
AA transfer studies, Finance, General
LPL Financial August 2012 - Present
Education
Chapman University, The George L. Argyros School of Business and Economics 2003 — 2005
Bachelor of Business Administration (BBA), Finance & Marketing
San Diego City College 2000 — 2003
AA transfer studies, Finance, General
Joseph LoCascio Joseph LoCascio's LPL Financial Experience January 2010 - March 2015
Job Enterprise Sales Engineer at New Relic
Industry Information Technology and Services
Experience
New Relic March 2015 - Present
LPL Financial January 2010 - March 2015
LPL Financial September 2007 - January 2010
Skills
Windows Server, Unix, HP Software, HP, SiteScope, Disaster Recovery, VMware, TCP/IP, Active Directory, Cloud Computing, Microsoft SQL Server, ITIL, Cisco Technologies, Troubleshooting, Virtualization, DNS, Data Center, Project Management, System Monitoring, SharePoint, IT Operations, Integration, IIS, Powershell, Solution Architecture, Business Process, Enterprise Architecture, IT Service Management, VMware ESX, Routers, Security, Infrastructure, Servers, Networking, SDLC, Enterprise Software, Agile Methodologies, Vendor Management, .NET, Visio
Education
Coleman College 2006 — 2008
Certificate, Computer Networks
New Relic March 2015 - Present
LPL Financial January 2010 - March 2015
LPL Financial September 2007 - January 2010
Skills
Windows Server, Unix, HP Software, HP, SiteScope, Disaster Recovery, VMware, TCP/IP, Active Directory, Cloud Computing, Microsoft SQL Server, ITIL, Cisco Technologies, Troubleshooting, Virtualization, DNS, Data Center, Project Management, System Monitoring, SharePoint, IT Operations, Integration, IIS, Powershell, Solution Architecture, Business Process, Enterprise Architecture, IT Service Management, VMware ESX, Routers, Security, Infrastructure, Servers, Networking, SDLC, Enterprise Software, Agile Methodologies, Vendor Management, .NET, Visio
Education
Coleman College 2006 — 2008
Certificate, Computer Networks
Emily Sotupo's LPL Financial Experience October 2000 - October 2007
Job Graphic Designer
Industry Online Media
Experience
The Bernice Pauahi Bishop Museum: January 2013 - June 2013
Lanikai Juice February 2013 - April 2013
Above Heaven's Gate Weddings November 2011 - January 2013
ODM Art November 2008 - May 2010
King Schools (Aviation) February 2008 - October 2008
Veteran Promotions October 2007 - February 2008
LPL Financial October 2000 - October 2007
Education
Coleman University
BA, Graphic Design
Coleman University
Bachelor of Arts (B.A.), Graphic Design
The Bernice Pauahi Bishop Museum: January 2013 - June 2013
Lanikai Juice February 2013 - April 2013
Above Heaven's Gate Weddings November 2011 - January 2013
ODM Art November 2008 - May 2010
King Schools (Aviation) February 2008 - October 2008
Veteran Promotions October 2007 - February 2008
LPL Financial October 2000 - October 2007
Education
Coleman University
BA, Graphic Design
Coleman University
Bachelor of Arts (B.A.), Graphic Design
John Resurreccion, CFP®, AIF® John Resurreccion, CFP®, AIF®'s LPL Financial Experience February 2014 - Present
Job Retirement Consultant at LPL Financial
Industry Investment Management
Experience
LPL Financial February 2014 - Present
Index Fund Advisors, Inc. October 2009 - February 2014
Skills
401k, Retirement Planning, Mutual Funds, Retirement, Investments, Asset Allocation, Wealth Management, Investment Advisory, Series 7, Financial Advisory, Financial Services
Education
San Diego State University-California State University 2009 — 2010
Master of Science (M.S.), Business Administration, Concentration in Financial and Tax Planning
Chapman University, The George L. Argyros School of Business and Economics 2001 — 2005
Bachelor of Science (B.S.), Business Administration, Emphasis in Finance
LPL Financial February 2014 - Present
Index Fund Advisors, Inc. October 2009 - February 2014
Skills
401k, Retirement Planning, Mutual Funds, Retirement, Investments, Asset Allocation, Wealth Management, Investment Advisory, Series 7, Financial Advisory, Financial Services
Education
San Diego State University-California State University 2009 — 2010
Master of Science (M.S.), Business Administration, Concentration in Financial and Tax Planning
Chapman University, The George L. Argyros School of Business and Economics 2001 — 2005
Bachelor of Science (B.S.), Business Administration, Emphasis in Finance
Alex Slootskiy's LPL Financial Experience October 2011 - July 2012
Job AVP Financial Services Manager/Branch Manager at People's United Bank
Industry Financial Services
Experience
People's United Bank August 2014 - Present
JPMorgan Chase July 2012 - March 2014
Santander Bank, N.A. October 2011 - July 2012
LPL Financial October 2011 - July 2012
JPMorgan Chase February 2010 - October 2011
JPMorgan Chase June 2009 - January 2010
JPMorgan Chase January 2006 - June 2009
Astoria Bank April 2002 - January 2006
Skills
Fluent in Russian, NYS Life Insurance..., Small Business Lending, Small Business..., Commercial Mortgages, Cash Flow Management, Relationship Management, Lines Of Credit, Banking Relationships, Cash Management, Banking, Credit Cards, SBA, Home Equity Lines of..., Branch Banking, Treasury Services, Deposits, Loan Origination, Retail Banking, Cross Selling, Credit, Loans, Consumer Lending, Credit Analysis, Branch Management, Financial Services, Business Relationship..., Merchant Services, Portfolio Management, KYC, Business Development, Cash Flow, Operational Risk..., Management, Risk Management, Finance, Investments, Mortgage Lending, Commercial Lending, Sales, Financial Analysis, Mortgage Banking, Insurance, Refinance
Education
City University of New York-Brooklyn College 1999 — 2002
Bachelor of Science (B.S.), Business, Management & Finance
People's United Bank August 2014 - Present
JPMorgan Chase July 2012 - March 2014
Santander Bank, N.A. October 2011 - July 2012
LPL Financial October 2011 - July 2012
JPMorgan Chase February 2010 - October 2011
JPMorgan Chase June 2009 - January 2010
JPMorgan Chase January 2006 - June 2009
Astoria Bank April 2002 - January 2006
Skills
Fluent in Russian, NYS Life Insurance..., Small Business Lending, Small Business..., Commercial Mortgages, Cash Flow Management, Relationship Management, Lines Of Credit, Banking Relationships, Cash Management, Banking, Credit Cards, SBA, Home Equity Lines of..., Branch Banking, Treasury Services, Deposits, Loan Origination, Retail Banking, Cross Selling, Credit, Loans, Consumer Lending, Credit Analysis, Branch Management, Financial Services, Business Relationship..., Merchant Services, Portfolio Management, KYC, Business Development, Cash Flow, Operational Risk..., Management, Risk Management, Finance, Investments, Mortgage Lending, Commercial Lending, Sales, Financial Analysis, Mortgage Banking, Insurance, Refinance
Education
City University of New York-Brooklyn College 1999 — 2002
Bachelor of Science (B.S.), Business, Management & Finance
Prince Walker Prince Walker's LPL Financial Experience October 2014 - December 2014
Job Experienced Technical Support Analyst
Industry Computer Software
Experience
Experis January 2015 - Present
LPL Financial October 2014 - December 2014
The Lash Group March 2014 - April 2014
Oldcastle Materials, Inc. January 2013 - February 2014
Connextions March 2012 - December 2012
Microsoft June 2011 - November 2011
Wachovia, A Wells Fargo Company September 1997 - May 2011
Moody's Investors Service January 1997 - July 1997
Skills
Windows Server 2008, Windows Server 2003, Active Directory, Windows 7, Windows Vista, Windows XP Professional, Exchange Server, Internet Information..., Microsoft Office, FrontPage, Lotus Notes, Lotus Smartsuite, Novell Netware, NetWare Administrator, ConsoleOne, Linux, Computer Hardware, Web Design, Troubleshooting, Technical Support, Help Desk Support, System Administration, Network Security, Network Administration, Process Improvement, Business Analysis, Windows, Information Technology, TCP/IP, Customer Support, Hardware, Microsoft Certified..., DNS, Operating Systems, DHCP, Customer Service, IT Operations, Microsoft Exchange, Windows Server, XP, IIS, iPhone Support, iPad Support, Android Support, Consumer Routers, MacOS, Remote Desktop Support, Citrix, Remote Desktop, Servers
Education
Central Piedmont Community College 2014 — 2014
Project Management
University of Phoenix 2007 — 2008
Business Administration
Johnson C. Smith University - JCSU 1990 — 1996
Bachelor of Science, Computer Science
Experis January 2015 - Present
LPL Financial October 2014 - December 2014
The Lash Group March 2014 - April 2014
Oldcastle Materials, Inc. January 2013 - February 2014
Connextions March 2012 - December 2012
Microsoft June 2011 - November 2011
Wachovia, A Wells Fargo Company September 1997 - May 2011
Moody's Investors Service January 1997 - July 1997
Skills
Windows Server 2008, Windows Server 2003, Active Directory, Windows 7, Windows Vista, Windows XP Professional, Exchange Server, Internet Information..., Microsoft Office, FrontPage, Lotus Notes, Lotus Smartsuite, Novell Netware, NetWare Administrator, ConsoleOne, Linux, Computer Hardware, Web Design, Troubleshooting, Technical Support, Help Desk Support, System Administration, Network Security, Network Administration, Process Improvement, Business Analysis, Windows, Information Technology, TCP/IP, Customer Support, Hardware, Microsoft Certified..., DNS, Operating Systems, DHCP, Customer Service, IT Operations, Microsoft Exchange, Windows Server, XP, IIS, iPhone Support, iPad Support, Android Support, Consumer Routers, MacOS, Remote Desktop Support, Citrix, Remote Desktop, Servers
Education
Central Piedmont Community College 2014 — 2014
Project Management
University of Phoenix 2007 — 2008
Business Administration
Johnson C. Smith University - JCSU 1990 — 1996
Bachelor of Science, Computer Science
Carolanne Chavanne, CFP® Carolanne Chavanne, CFP®'s LPL Financial Experience March 2008 - Present
Job Financial Planner and Investment Advisor Representative at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2008 - Present
Financial Planning Association of Orange County January 2012 - December 2012
Financial Planning Association of Orange County January 2011 - December 2011
Financial Planning Association of Orange County January 2008 - December 2009
Comerica Bank January 2007 - March 2008
Skills
Retirement Planning, Strategic Financial..., Wealth Management, Investments, Estate Planning, Financial Advisory, Investment Advisory, Asset Allocation, Personal Financial..., Mutual Funds, Investment Strategies, Personal Finance, Investment Management, College Education..., Life Insurance, Long Term Care Insurance
Education
College for Financial Planning 1998 — 1999
CERTIFIED FINANCIAL PLANNER® PRACTITIONER, Financial Planning
San Diego State University-California State University 1983 — 1988
Bachelor of Science, Financial Services
LPL Financial March 2008 - Present
Financial Planning Association of Orange County January 2012 - December 2012
Financial Planning Association of Orange County January 2011 - December 2011
Financial Planning Association of Orange County January 2008 - December 2009
Comerica Bank January 2007 - March 2008
Skills
Retirement Planning, Strategic Financial..., Wealth Management, Investments, Estate Planning, Financial Advisory, Investment Advisory, Asset Allocation, Personal Financial..., Mutual Funds, Investment Strategies, Personal Finance, Investment Management, College Education..., Life Insurance, Long Term Care Insurance
Education
College for Financial Planning 1998 — 1999
CERTIFIED FINANCIAL PLANNER® PRACTITIONER, Financial Planning
San Diego State University-California State University 1983 — 1988
Bachelor of Science, Financial Services
William Chetney William Chetney's LPL Financial Experience December 2010 - July 2014
Job Providing the “power of independence” to leading retirement plan advisors.
Industry Financial Services
Experience
Global Retirement Partners July 2014 - Present
LPL Financial December 2010 - July 2014
National Retirement Partners January 2003 - December 2010
Skills
401k, retirement industry..., Retirement, Retirement Planning, Defined Benefit, FINRA, Innovation, Financial Advisory, Retirement Plan..., Mutual Funds, Series 63, Investments, Investment Advisory, Series 7
Education
Claremont Graduate University - Peter F. Drucker and Masatoshi Ito Graduate School of Management
MBA, Business Administration and Management, General
Global Retirement Partners July 2014 - Present
LPL Financial December 2010 - July 2014
National Retirement Partners January 2003 - December 2010
Skills
401k, retirement industry..., Retirement, Retirement Planning, Defined Benefit, FINRA, Innovation, Financial Advisory, Retirement Plan..., Mutual Funds, Series 63, Investments, Investment Advisory, Series 7
Education
Claremont Graduate University - Peter F. Drucker and Masatoshi Ito Graduate School of Management
MBA, Business Administration and Management, General
Matt Rivers Matt Rivers's LPL Financial Experience December 2013 - October 2014
Job Regional Sales Director, Retirement Plan Services
Industry Financial Services
Experience
Lincoln Financial Distributors July 2015 - Present
Ingham Retirement Group November 2014 - July 2015
LPL Financial December 2013 - October 2014
LPL Financial December 2010 - December 2013
National Retirement Partners January 2008 - December 2010
Maxim Healthcare Services June 2006 - December 2007
Skills
Series 7, Retirement, 401k, Retirement Planning, Defined Benefit, ERISA, Investment Advisory, Mutual Funds, Investments, Wealth Management, Pensions, Retirement Plan..., Asset Allocation, Securities, Financial Advisory, Series 63, Investment Strategies, IRAs, Fixed Annuities, Qualified Retirement..., Defined Contribution, Uniform Combined State..., Alternative Investments, Asset Management
Education
Clarkson University 2001 — 2006
BS, e-Business; Business & Technology Management; Economics (m), 3.0 GPA
G. Ray Bodley High School 1998 — 2001
High School Diploma
Lincoln Financial Distributors July 2015 - Present
Ingham Retirement Group November 2014 - July 2015
LPL Financial December 2013 - October 2014
LPL Financial December 2010 - December 2013
National Retirement Partners January 2008 - December 2010
Maxim Healthcare Services June 2006 - December 2007
Skills
Series 7, Retirement, 401k, Retirement Planning, Defined Benefit, ERISA, Investment Advisory, Mutual Funds, Investments, Wealth Management, Pensions, Retirement Plan..., Asset Allocation, Securities, Financial Advisory, Series 63, Investment Strategies, IRAs, Fixed Annuities, Qualified Retirement..., Defined Contribution, Uniform Combined State..., Alternative Investments, Asset Management
Education
Clarkson University 2001 — 2006
BS, e-Business; Business & Technology Management; Economics (m), 3.0 GPA
G. Ray Bodley High School 1998 — 2001
High School Diploma
Greg Koll Greg Koll's LPL Financial Experience February 2013 - Present
Job Technical Support Rep at LPL Financial
Industry Information Technology and Services
Experience
LPL Financial February 2013 - Present
IBM January 2010 - March 2012
IBM October 2007 - December 2009
IBM 2006 - 2007
IBM 1999 - 2006
Skills
Blackberry Enterprise..., Blackberry applications, Blackberry OS, Customer Service, Mobile Technology, iPhone Support, Application Support, Configurations, Remote Troubleshooting, iPad, Mobile Applications, Active Directory, System Administration, Troubleshooting, Route Analysis, Local Area Network, Networking, Upgrades, Windows 7, Microsoft Exchange, Microsoft Operating..., Microsoft Office, Lotes Notes, RSA SecurID, VPN, Lotus Mobile Connect, Computer Maintenance, System Monitoring, Internet Troubleshooting, Intranet, Ports, Windows 2000, Information Technology, Security Policy, AIX, Viruses, Laptops, Remote Desktop, Remote Access, BoxTone, Tango, User Groups, Middleware, Computer Repair, Visio, Software Installation, Hardware Installation, Lotus Notes, Lotus, Mobile Devices
Education
Central Piedmont Community College
AAS, Computer Engineering Technology
Western Michigan University
BS
LPL Financial February 2013 - Present
IBM January 2010 - March 2012
IBM October 2007 - December 2009
IBM 2006 - 2007
IBM 1999 - 2006
Skills
Blackberry Enterprise..., Blackberry applications, Blackberry OS, Customer Service, Mobile Technology, iPhone Support, Application Support, Configurations, Remote Troubleshooting, iPad, Mobile Applications, Active Directory, System Administration, Troubleshooting, Route Analysis, Local Area Network, Networking, Upgrades, Windows 7, Microsoft Exchange, Microsoft Operating..., Microsoft Office, Lotes Notes, RSA SecurID, VPN, Lotus Mobile Connect, Computer Maintenance, System Monitoring, Internet Troubleshooting, Intranet, Ports, Windows 2000, Information Technology, Security Policy, AIX, Viruses, Laptops, Remote Desktop, Remote Access, BoxTone, Tango, User Groups, Middleware, Computer Repair, Visio, Software Installation, Hardware Installation, Lotus Notes, Lotus, Mobile Devices
Education
Central Piedmont Community College
AAS, Computer Engineering Technology
Western Michigan University
BS
Gordon Neuls Gordon Neuls's LPL Financial Experience October 2000 - April 2005
Job
Industry Computer Software
Experience
Airbus DS Communications, Inc February 2014 - Present
NeuByte Technologies June 2012 - Present
NAMM California August 2013 - March 2014
CU Direct April 2013 - August 2013
SAIC August 2012 - April 2013
CareFusion July 2009 - June 2012
Cardinal Health June 2008 - June 2009
Cardinal Health May 2006 - June 2008
Insurance Technologies May 2005 - May 2006
LPL Financial October 2000 - April 2005
Skills
Microsoft SQL Server, ASP.NET, C#, Lean Six Sigma, XML, Databases, Data Warehousing, Six Sigma, SharePoint, Agile Methodologies, SDLC, Visual Studio, .NET, Visio, SSIS, Toast Master Advanced..., Toast Master Advanced..., Leadership, Object Oriented Design, Web Development, HTML, Software Engineering, Software Design, LINQ, Business Analysis, ASP.NET MVC, Business Intelligence, JavaScript, Testing, Software Project..., SOA, T-SQL, Database Design, Requirements Analysis, TFS, Quality Assurance, Software Documentation, Software Development, jQuery, IIS, Visual Basic, Web Services, ASP, Crystal Reports, SQL, ETL, OOP, Access, WCF, Entity Framework
Education
National University 2003 — 2006
MS, Organizational Leadership
National University 2000 — 2003
BS, Computer Science
Coleman College 1997 — 1998
Certificate, Computer Science
Colorado Institute of Art 1986 — 1989
AA, Visual Communications
Airbus DS Communications, Inc February 2014 - Present
NeuByte Technologies June 2012 - Present
NAMM California August 2013 - March 2014
CU Direct April 2013 - August 2013
SAIC August 2012 - April 2013
CareFusion July 2009 - June 2012
Cardinal Health June 2008 - June 2009
Cardinal Health May 2006 - June 2008
Insurance Technologies May 2005 - May 2006
LPL Financial October 2000 - April 2005
Skills
Microsoft SQL Server, ASP.NET, C#, Lean Six Sigma, XML, Databases, Data Warehousing, Six Sigma, SharePoint, Agile Methodologies, SDLC, Visual Studio, .NET, Visio, SSIS, Toast Master Advanced..., Toast Master Advanced..., Leadership, Object Oriented Design, Web Development, HTML, Software Engineering, Software Design, LINQ, Business Analysis, ASP.NET MVC, Business Intelligence, JavaScript, Testing, Software Project..., SOA, T-SQL, Database Design, Requirements Analysis, TFS, Quality Assurance, Software Documentation, Software Development, jQuery, IIS, Visual Basic, Web Services, ASP, Crystal Reports, SQL, ETL, OOP, Access, WCF, Entity Framework
Education
National University 2003 — 2006
MS, Organizational Leadership
National University 2000 — 2003
BS, Computer Science
Coleman College 1997 — 1998
Certificate, Computer Science
Colorado Institute of Art 1986 — 1989
AA, Visual Communications
Ari Zucker Ari Zucker's LPL Financial Experience May 2008 - Present
Job Registered Relationship Specialist
Industry Financial Services
Experience
LPL Financial May 2008 - Present
IMFG Securities May 2007 - May 2008
Astoria Bank May 2003 - May 2007
Skills
Series 6, Series 63, Life Insurance, Investments, Relationship Management, Financial Services, Banking, Fixed Annuities, Mutual Funds
Education
City University of New York
LPL Financial May 2008 - Present
IMFG Securities May 2007 - May 2008
Astoria Bank May 2003 - May 2007
Skills
Series 6, Series 63, Life Insurance, Investments, Relationship Management, Financial Services, Banking, Fixed Annuities, Mutual Funds
Education
City University of New York
Christine Daigle Christine Daigle's LPL Financial Experience May 2003 - Present
Job AVP, LPL Financial
Industry Financial Services
Experience
LPL Financial May 2003 - Present
DLJdirect / CSFBdirect July 2000 - May 2003
Skills
FINRA, Series 7, Series 24, Series 63, Series 51, Series 79, Retirement Planning, Securities, Mutual Funds, Securities Regulation, Broker-Dealer, Series 99, Alternative Investments, Investment Advisory, Wealth Management, Uniform Combined State...
Education
Clemson University 1996 — 2000
Financial Management, Concentration in Financial Planning
The Academy of the Holy Cross 1992 — 1996
LPL Financial May 2003 - Present
DLJdirect / CSFBdirect July 2000 - May 2003
Skills
FINRA, Series 7, Series 24, Series 63, Series 51, Series 79, Retirement Planning, Securities, Mutual Funds, Securities Regulation, Broker-Dealer, Series 99, Alternative Investments, Investment Advisory, Wealth Management, Uniform Combined State...
Education
Clemson University 1996 — 2000
Financial Management, Concentration in Financial Planning
The Academy of the Holy Cross 1992 — 1996
Gerald D. Anderson's LPL Financial Experience September 2007 - July 2008
Job Benefits Advisor at Aon Retiree Health Exchange
Industry Human Resources
Experience
Aon Hewitt June 2013 - Present
Polygon CRM Consultants, LLC March 2012 - Present
Carolina Panthers June 2012 - Present
Aon Hewitt September 2012 - June 2013
TIAA-CREF April 2011 - August 2012
Allstate June 2010 - April 2011
State Farm Insurance October 2009 - April 2010
Verizon Wireless August 2008 - October 2009
LPL Financial September 2007 - July 2008
Vanguard February 2004 - September 2007
Skills
Human Resources, Benefits Administration, Retirement Plan..., Training Delivery, Sales Analysis, Call Center..., Investment Management, Team Management, Employee Benefits, Process Improvement, Change Management, Training, Project Management, Data Analysis, Operations Management, Business Analysis, Employee Relations, Onboarding, Insurance, Leadership, Management, Time Management, Call Centers, Recruiting, Organizational..., Leadership Development, Program Management, Sales, Analysis, Risk Management, CRM, Financial Services, Customer Satisfaction, Finance, Marketing, Investments, Performance Management, Budgets, Customer Service, Vendor Management
Education
University of Maryland University College 2009 — 2013
Master of Science (MS), Health/Health Care Administration/Management
Clemson University - College of Business and Behavioral Science 1993 — 1997
Bachelor of Science (BS), Finance and Financial Management Services
Timmonsville High School 1989 — 1993
Academic and High School Diplomas
Aon Hewitt June 2013 - Present
Polygon CRM Consultants, LLC March 2012 - Present
Carolina Panthers June 2012 - Present
Aon Hewitt September 2012 - June 2013
TIAA-CREF April 2011 - August 2012
Allstate June 2010 - April 2011
State Farm Insurance October 2009 - April 2010
Verizon Wireless August 2008 - October 2009
LPL Financial September 2007 - July 2008
Vanguard February 2004 - September 2007
Skills
Human Resources, Benefits Administration, Retirement Plan..., Training Delivery, Sales Analysis, Call Center..., Investment Management, Team Management, Employee Benefits, Process Improvement, Change Management, Training, Project Management, Data Analysis, Operations Management, Business Analysis, Employee Relations, Onboarding, Insurance, Leadership, Management, Time Management, Call Centers, Recruiting, Organizational..., Leadership Development, Program Management, Sales, Analysis, Risk Management, CRM, Financial Services, Customer Satisfaction, Finance, Marketing, Investments, Performance Management, Budgets, Customer Service, Vendor Management
Education
University of Maryland University College 2009 — 2013
Master of Science (MS), Health/Health Care Administration/Management
Clemson University - College of Business and Behavioral Science 1993 — 1997
Bachelor of Science (BS), Finance and Financial Management Services
Timmonsville High School 1989 — 1993
Academic and High School Diplomas
Chun Lee Chun Lee's LPL Financial Experience September 2001 - Present
Job LPL Financial Advisor, Certified Financial Planner™, Registered Principal
Industry Financial Services
Experience
LPL Financial September 2001 - Present
Woodbury Financial Services January 1993 - September 2001
Skills
Financial Planning, Retirement Planning, Wealth Management, College Education..., Tax-advantaged..., Estate Planning
Education
City University of Seattle 1990 — 1992
Master of Business Administration (M.B.A.), Financial Management
University of Washington 1986 — 1989
Bachelor of Science (B.S.), Chemical Engineering
La Salle 1973 — 1984
LPL Financial September 2001 - Present
Woodbury Financial Services January 1993 - September 2001
Skills
Financial Planning, Retirement Planning, Wealth Management, College Education..., Tax-advantaged..., Estate Planning
Education
City University of Seattle 1990 — 1992
Master of Business Administration (M.B.A.), Financial Management
University of Washington 1986 — 1989
Bachelor of Science (B.S.), Chemical Engineering
La Salle 1973 — 1984
Hugh Coonrod, CFP®, CLU®, ChFC® Hugh Coonrod, CFP®, CLU®, ChFC®'s LPL Financial Experience March 2003 - Present
Job Financial Consultant
Industry Financial Services
Experience
LPL Financial March 2003 - Present
Coonrod Financial Services January 1989 - Present
Skills
Tactical Asset..., Retirement Income..., Life & Health Insurance..., Comprehensive Financial..., Wealth Management, Retirement Planning, IRAs, Investment Advisory, Fixed Annuities, 401k Rollovers, Mutual Funds, Estate Planning, Investment Strategies, Roth IRA
Education
Lewis University 1985 — 1987
MBA, Finance
College for Financial Planning 1985 — 1986
Certified Financial Planner ®
Southern Methodist University 1978 — 1981
BBA, Finance
The American College
Chartered Life Underwriter®, Chartered Financial Consultant®
LPL Financial March 2003 - Present
Coonrod Financial Services January 1989 - Present
Skills
Tactical Asset..., Retirement Income..., Life & Health Insurance..., Comprehensive Financial..., Wealth Management, Retirement Planning, IRAs, Investment Advisory, Fixed Annuities, 401k Rollovers, Mutual Funds, Estate Planning, Investment Strategies, Roth IRA
Education
Lewis University 1985 — 1987
MBA, Finance
College for Financial Planning 1985 — 1986
Certified Financial Planner ®
Southern Methodist University 1978 — 1981
BBA, Finance
The American College
Chartered Life Underwriter®, Chartered Financial Consultant®
Tori Anthony Tori Anthony's LPL Financial Experience September 2015 - Present
Job Events and Conference Planner at LPL Financial
Industry Events Services
Experience
LPL Financial September 2015 - Present
BCD M&I July 2013 - September 2015
Starbucks December 2007 - November 2013
BCD M&I July 2012 - July 2013
BCD M&I March 2011 - July 2012
Skills
Budgets, Customer Service, Event Planning, Event Management, Hospitality, Sourcing, Corporate Contracts, HTML, Starcite, Spreadsheets, Catering, Corporate Events, Food & Beverage, Hospitality Industry, Hospitality Management, Hotels, Marketing, Meeting Planning, Microsoft Office, Microsoft Word, Negotiation, Outlook, PowerPoint, Sales, Social Media, Social Networking, Team Building, Teamwork, Time Management, Travel Management, Strategic Planning, Coordinating Events, Training, Tourism, Contract Negotiation
Education
Clemson University 2007 — 2010
Bachelor of Science, Travel and Tourism Management
LPL Financial September 2015 - Present
BCD M&I July 2013 - September 2015
Starbucks December 2007 - November 2013
BCD M&I July 2012 - July 2013
BCD M&I March 2011 - July 2012
Skills
Budgets, Customer Service, Event Planning, Event Management, Hospitality, Sourcing, Corporate Contracts, HTML, Starcite, Spreadsheets, Catering, Corporate Events, Food & Beverage, Hospitality Industry, Hospitality Management, Hotels, Marketing, Meeting Planning, Microsoft Office, Microsoft Word, Negotiation, Outlook, PowerPoint, Sales, Social Media, Social Networking, Team Building, Teamwork, Time Management, Travel Management, Strategic Planning, Coordinating Events, Training, Tourism, Contract Negotiation
Education
Clemson University 2007 — 2010
Bachelor of Science, Travel and Tourism Management
Scott Giordano Scott Giordano's LPL Financial Experience April 2011 - May 2012
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
E*TRADE Financial Corporation 2012 - 2014
LPL Financial April 2011 - May 2012
Bank of America / Merrill Lynch June 2008 - April 2011
Raymond James at Fidelity Bank March 2005 - June 2008
UVEST Financial Services 2000 - 2005
ICBA Financial Services 1994 - 2000
Johnson & Johnson 1985 - 1988
Skills
Investments, Financial Advisory, Wealth Management, Mutual Funds, Strategic Financial..., Series 7, Estate Planning, Portfolio Management, Securities, Investment Advisory, Retirement, Retirement Planning, Investment Strategies, Asset Allocation, Series 63
Education
Christian Brothers University 1980 — 1985
BS, Natural Science
E*TRADE Financial Corporation 2012 - 2014
LPL Financial April 2011 - May 2012
Bank of America / Merrill Lynch June 2008 - April 2011
Raymond James at Fidelity Bank March 2005 - June 2008
UVEST Financial Services 2000 - 2005
ICBA Financial Services 1994 - 2000
Johnson & Johnson 1985 - 1988
Skills
Investments, Financial Advisory, Wealth Management, Mutual Funds, Strategic Financial..., Series 7, Estate Planning, Portfolio Management, Securities, Investment Advisory, Retirement, Retirement Planning, Investment Strategies, Asset Allocation, Series 63
Education
Christian Brothers University 1980 — 1985
BS, Natural Science
Marc S. Pico, CFP® Marc S. Pico, CFP®'s LPL Financial Experience June 2011 - Present
Job CERTIFIED FINANCIAL PLANNER™ at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2011 - Present
MassMutual Financial Group January 2010 - June 2011
Lenox Advisors (MassMutual) April 2005 - December 2009
JPMorgan Chase April 2003 - April 2005
UBS August 1997 - April 2003
H&R Block Financial Advisors June 1996 - August 1997
Skills
Certified Financial..., Wealth Management, Retirement Planning, Asset Management, Asset Allocation, Portfolio Management, Estate Planning, Risk Management, Life Insurance, Disability Insurance, Long Term Care Insurance, Property & Casualty..., Medicare, Health Insurance, Employee Benefits, Series 24, Series 53, Series 7, Series 65, Series 63, Series 52, Series 3, Financial Advisory, Financial Planners, Retirement, Securities, FINRA, Strategic Financial...
Education
College for Financial Planning 2000 — 2002
CFP Professional Education Program, Financial Planning and Services
Seton Hall University 1992 — 1996
Bachelor of Arts (B.A.), Economics and Political Science
Ranney Prep School 1982 — 1992
High School
LPL Financial June 2011 - Present
MassMutual Financial Group January 2010 - June 2011
Lenox Advisors (MassMutual) April 2005 - December 2009
JPMorgan Chase April 2003 - April 2005
UBS August 1997 - April 2003
H&R Block Financial Advisors June 1996 - August 1997
Skills
Certified Financial..., Wealth Management, Retirement Planning, Asset Management, Asset Allocation, Portfolio Management, Estate Planning, Risk Management, Life Insurance, Disability Insurance, Long Term Care Insurance, Property & Casualty..., Medicare, Health Insurance, Employee Benefits, Series 24, Series 53, Series 7, Series 65, Series 63, Series 52, Series 3, Financial Advisory, Financial Planners, Retirement, Securities, FINRA, Strategic Financial...
Education
College for Financial Planning 2000 — 2002
CFP Professional Education Program, Financial Planning and Services
Seton Hall University 1992 — 1996
Bachelor of Arts (B.A.), Economics and Political Science
Ranney Prep School 1982 — 1992
High School
Judson Gee, CEP ® Judson Gee, CEP ®'s LPL Financial Experience 2001 - 2013
Job Managing Partner & Founder, JHG Financial Advisors
Industry Financial Services
Experience
JHG Financial Advisors September 2000 - Present
LPL Financial 2001 - 2013
Hilliard Lyons January 1995 - September 2000
Skills
Retirement Planning, Series 7, Asset Management, Securities, Risk Management, FINRA, Series 63, Wealth Management, Asset Allocation, Mutual Funds, Retirement, Investments, Strategic Financial..., 401k, Investment Advisory, Alternative Investments, Fixed Annuities, Estate Planning, Investment Strategies, Portfolio Management, Financial Advisory
Education
University of North Carolina at Charlotte 1990 — 1993
BA
Central Piedmont Community College 1987 — 1990
Bachelor's degree
JHG Financial Advisors September 2000 - Present
LPL Financial 2001 - 2013
Hilliard Lyons January 1995 - September 2000
Skills
Retirement Planning, Series 7, Asset Management, Securities, Risk Management, FINRA, Series 63, Wealth Management, Asset Allocation, Mutual Funds, Retirement, Investments, Strategic Financial..., 401k, Investment Advisory, Alternative Investments, Fixed Annuities, Estate Planning, Investment Strategies, Portfolio Management, Financial Advisory
Education
University of North Carolina at Charlotte 1990 — 1993
BA
Central Piedmont Community College 1987 — 1990
Bachelor's degree
Stephen Langlois Stephen Langlois's LPL Financial Experience 2004 - 2011
Job Strategic Business Development, Fidelity Wealth Technologies at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments April 2015 - Present
Fidelity Investments July 2013 - March 2015
Fidelity Investments September 2011 - July 2013
LPL Financial 2004 - 2011
Columbia Management 2002 - 2004
Zurich Scudder Investments 1996 - 2001
Scudder, Stevens & Clark 1996 - 2001
Bain & Company 1992 - 1996
Digital Equipment Corporation 1985 - 1989
Education
The Tuck School of Business at Dartmouth 1989 — 1991
MBA, Business
Colby College 1981 — 1985
BA, Economics
Fidelity Investments April 2015 - Present
Fidelity Investments July 2013 - March 2015
Fidelity Investments September 2011 - July 2013
LPL Financial 2004 - 2011
Columbia Management 2002 - 2004
Zurich Scudder Investments 1996 - 2001
Scudder, Stevens & Clark 1996 - 2001
Bain & Company 1992 - 1996
Digital Equipment Corporation 1985 - 1989
Education
The Tuck School of Business at Dartmouth 1989 — 1991
MBA, Business
Colby College 1981 — 1985
BA, Economics
Kelly L. Carter Kelly L. Carter's LPL Financial Experience April 2013 - April 2014
Job Content manager, proposal writer, editor, communications, Web design, compliance
Industry Medical Practice
Experience
Healthstat, Inc. May 2014 - Present
LPL Financial April 2013 - April 2014
TIAA-CREF October 2009 - April 2013
Evergreen Investments August 2007 - October 2009
Bank of America April 2006 - August 2007
Wachovia Bank, N.A. August 2004 - March 2006
Bank of America January 2003 - July 2004
First Union National Bank June 1995 - December 2002
Skills
Asset Managment, Defined Contribution, Financial Services, Proposal Writing, Equities, Fixed Income, Alternative Investments, Editing, Microsoft Office 2010:..., Process Improvement
Education
The Art Institute of Pittsburgh-Online Division 2013 — 2015
Diploma, Web Design & Development, Maintained 3.81 - 4.0 GPA
Central Piedmont Community College 1999 — 2000
Drama and Dramatics/Theatre Arts, General
Towson University 1987 — 1987
General Studies
The Medix School 1983 — 1983
Certificate, Medical Transcription/Transcriptionist
Towson University 1982 — 1982
Elementary Education and Teaching
Franklin High
Healthstat, Inc. May 2014 - Present
LPL Financial April 2013 - April 2014
TIAA-CREF October 2009 - April 2013
Evergreen Investments August 2007 - October 2009
Bank of America April 2006 - August 2007
Wachovia Bank, N.A. August 2004 - March 2006
Bank of America January 2003 - July 2004
First Union National Bank June 1995 - December 2002
Skills
Asset Managment, Defined Contribution, Financial Services, Proposal Writing, Equities, Fixed Income, Alternative Investments, Editing, Microsoft Office 2010:..., Process Improvement
Education
The Art Institute of Pittsburgh-Online Division 2013 — 2015
Diploma, Web Design & Development, Maintained 3.81 - 4.0 GPA
Central Piedmont Community College 1999 — 2000
Drama and Dramatics/Theatre Arts, General
Towson University 1987 — 1987
General Studies
The Medix School 1983 — 1983
Certificate, Medical Transcription/Transcriptionist
Towson University 1982 — 1982
Elementary Education and Teaching
Franklin High
Christine Lucci's LPL Financial Experience August 2012 - Present
Job Administrative Assistant at LPL Financial
Industry Financial Services
Experience
LPL Financial August 2012 - Present
Education
Coleman College
Associate's degree, Information Technology
LPL Financial August 2012 - Present
Education
Coleman College
Associate's degree, Information Technology
Frank Van Wert Frank Van Wert's LPL Financial Experience January 2013 - April 2015
Job VP, Advisor Relationship Director at Infinex Financial Group
Industry Financial Services
Experience
Infinex Financial Group April 2015 - Present
LPL Financial January 2013 - April 2015
LPL Financial August 2007 - January 2013
LPL Financial August 2004 - January 2007
Greater Carolina Group June 2003 - August 2004
Skills
Banking, Business Development, Investments, Recruiting, Financial Advisory, Mutual Funds, Wealth Management, Series 63, Retirement Planning, Securities, Investment Advisory, Financial Services, Retirement, Portfolio Management, Relationship Management, Finance, Insurance, 401k
Education
Clarion University of Pennsylvania 1996 — 2000
B.S., Education
Infinex Financial Group April 2015 - Present
LPL Financial January 2013 - April 2015
LPL Financial August 2007 - January 2013
LPL Financial August 2004 - January 2007
Greater Carolina Group June 2003 - August 2004
Skills
Banking, Business Development, Investments, Recruiting, Financial Advisory, Mutual Funds, Wealth Management, Series 63, Retirement Planning, Securities, Investment Advisory, Financial Services, Retirement, Portfolio Management, Relationship Management, Finance, Insurance, 401k
Education
Clarion University of Pennsylvania 1996 — 2000
B.S., Education
Ellis Holley's LPL Financial Experience June 2011 - January 2012
Job Admissions Coach at Georgia Career Institute
Industry Information Technology and Services
Experience
Georgia Career Institute June 2014 - Present
Randstad Technologies US August 2013 - June 2014
Interior Motives January 2012 - June 2013
LPL Financial June 2011 - January 2012
LPL Financial July 2007 - December 2011
Continental Airlines January 2001 - January 2007
Skills
World Class Customer..., Learning Quickly, Self-driven, Loyal, Multitasking Skills, At Multitasking, Friendly Personality, Solution Focused, Goal Oriented, Customer Service, Technical Support, Troubleshooting, Sales Management
Education
Central Piedmont Community College
Culinary Arts/Chef Training
Georgia Career Institute June 2014 - Present
Randstad Technologies US August 2013 - June 2014
Interior Motives January 2012 - June 2013
LPL Financial June 2011 - January 2012
LPL Financial July 2007 - December 2011
Continental Airlines January 2001 - January 2007
Skills
World Class Customer..., Learning Quickly, Self-driven, Loyal, Multitasking Skills, At Multitasking, Friendly Personality, Solution Focused, Goal Oriented, Customer Service, Technical Support, Troubleshooting, Sales Management
Education
Central Piedmont Community College
Culinary Arts/Chef Training
Chri'Shonda Benson's LPL Financial Experience January 2014 - September 2015
Job ResultsDriven Business Professional
Industry Financial Services
Experience
LPL Financial January 2014 - September 2015
Nebraska Book Company May 2011 - June 2013
UNCG Campus Recreation Center August 2010 - May 2011
Guilford Education Alliance February 2011 - April 2011
UNCG Campus Activities Board (CAB) May 2010 - March 2011
UNCG Campus Activities Board August 2009 - May 2010
UNCG Campus Recreation Center August 2008 - May 2010
On Point Media FM August 2007 - January 2008
Education
University of North Carolina at Greensboro 2006 — 2011
Bachelor of Science
Central Piedmont Community College 2013 — 2013
Certificate
LPL Financial January 2014 - September 2015
Nebraska Book Company May 2011 - June 2013
UNCG Campus Recreation Center August 2010 - May 2011
Guilford Education Alliance February 2011 - April 2011
UNCG Campus Activities Board (CAB) May 2010 - March 2011
UNCG Campus Activities Board August 2009 - May 2010
UNCG Campus Recreation Center August 2008 - May 2010
On Point Media FM August 2007 - January 2008
Education
University of North Carolina at Greensboro 2006 — 2011
Bachelor of Science
Central Piedmont Community College 2013 — 2013
Certificate
Brian Wissinger Brian Wissinger's LPL Financial Experience November 1997 - Present
Job LPL Financial Advisor, Investment Advisor Representative @ LPL Financial
Industry Financial Services
Experience
LPL Financial November 1997 - Present
American Express Financial Advisors February 1995 - June 1997
Endorsements & recommendations 1994 - 1994
San Diego Fed S&L, Great American Bank, Security Pacific Mortgage Corp,... 1982 - 1991
Skills
Estate Planning, Retirement Planning, Disability Insurance, Life Insurance, Long Term Care Insurance, Investment Management, Wealth Planning, LPL Investment Advisor..., Financial Advisor, Independent Insurance..., As an Investment..., Financial Planning, Retirement, Series 7, Investments, Financial Services, Securities, Finance
Education
Chapman University 1990 — 1992
Bachelor of Science, Business Administration
University of San Diego High School 'Uni' now known as Cathedral High
LPL Financial November 1997 - Present
American Express Financial Advisors February 1995 - June 1997
Endorsements & recommendations 1994 - 1994
San Diego Fed S&L, Great American Bank, Security Pacific Mortgage Corp,... 1982 - 1991
Skills
Estate Planning, Retirement Planning, Disability Insurance, Life Insurance, Long Term Care Insurance, Investment Management, Wealth Planning, LPL Investment Advisor..., Financial Advisor, Independent Insurance..., As an Investment..., Financial Planning, Retirement, Series 7, Investments, Financial Services, Securities, Finance
Education
Chapman University 1990 — 1992
Bachelor of Science, Business Administration
University of San Diego High School 'Uni' now known as Cathedral High
Jason Haboush Jason Haboush's LPL Financial Experience April 2014 - May 2015
Job
Industry Financial Services
Experience
Fidelity Investments May 2015 - Present
LPL Financial April 2014 - May 2015
Morgan Stanley April 2003 - April 2014
A.G. Edwards & Sons, Inc. (Wells Fargo) 2001 - 2003
Ohio Kentucky Oil Corp. 1997 - 2001
Skills
401k, Series 7, Retirement Planning, Training, Financial Advisory, Asset Allocation, Finance, Mutual Funds, Portfolio Management, Alternative Investments, Securities, FINRA, Series 63, Private Placements, Investment Advisory, Life Insurance, Investment Strategies, Series 65, Wealth Management, Mortgage Lending, Investments, Financial Analysis, Equities, Asset Management, Uniform Combined State..., Investment Management, Strategic Financial..., Fixed Annuities, Wealth Management..., Financial Services, Fixed Income, Insurance, Retirement, Estate Planning, Separately Managed..., IRAs, 401k Rollovers, Term Life Insurance, ETFs, Trading, Wealth, Financial Modeling, High Net Worth..., Bonds, Wealth Accumulation, Risk Management, Pensions, Financial Goals, Trusts, Management
Education
College for Financial Planning
Finance and Financial Management Services
University of Kentucky
Bachelor of Science : Software Engineering, Minor : Mathematical Science, Minor : Business Managment
Fidelity Investments May 2015 - Present
LPL Financial April 2014 - May 2015
Morgan Stanley April 2003 - April 2014
A.G. Edwards & Sons, Inc. (Wells Fargo) 2001 - 2003
Ohio Kentucky Oil Corp. 1997 - 2001
Skills
401k, Series 7, Retirement Planning, Training, Financial Advisory, Asset Allocation, Finance, Mutual Funds, Portfolio Management, Alternative Investments, Securities, FINRA, Series 63, Private Placements, Investment Advisory, Life Insurance, Investment Strategies, Series 65, Wealth Management, Mortgage Lending, Investments, Financial Analysis, Equities, Asset Management, Uniform Combined State..., Investment Management, Strategic Financial..., Fixed Annuities, Wealth Management..., Financial Services, Fixed Income, Insurance, Retirement, Estate Planning, Separately Managed..., IRAs, 401k Rollovers, Term Life Insurance, ETFs, Trading, Wealth, Financial Modeling, High Net Worth..., Bonds, Wealth Accumulation, Risk Management, Pensions, Financial Goals, Trusts, Management
Education
College for Financial Planning
Finance and Financial Management Services
University of Kentucky
Bachelor of Science : Software Engineering, Minor : Mathematical Science, Minor : Business Managment
John O'Callaghan, ChFC, CLU John O'Callaghan, ChFC, CLU's LPL Financial Experience 2003 - 2004
Job Private Wealth Manager at Upstream Financial Partners
Industry Financial Services
Experience
UPSTREAM Investment Partners, LLC June 2014 - Present
Lincoln Park Financial Group, LLC May 2004 - June 2014
Commonwealth Financial Network May 2004 - June 2014
LPL Financial 2003 - 2004
AXA Advisors 1971 - 2003
Skills
Retirement Planning, Strategic Financial..., Estate Planning, Wealth Management, Investments, Fixed Annuities, College Savings Plans, Insurance, Strategic Planning, 529 Plans, Life & Health Insurance..., Retirement, Finance, Life Insurance
Education
The American College
Chartered Financial Consultant
Christian Brothers University 1964 — 1968
B.S., Business Admin.
Loyola Academy 1961 — 1964
St. Paul of the Cross grade school 1953 — 1960
SMU
UPSTREAM Investment Partners, LLC June 2014 - Present
Lincoln Park Financial Group, LLC May 2004 - June 2014
Commonwealth Financial Network May 2004 - June 2014
LPL Financial 2003 - 2004
AXA Advisors 1971 - 2003
Skills
Retirement Planning, Strategic Financial..., Estate Planning, Wealth Management, Investments, Fixed Annuities, College Savings Plans, Insurance, Strategic Planning, 529 Plans, Life & Health Insurance..., Retirement, Finance, Life Insurance
Education
The American College
Chartered Financial Consultant
Christian Brothers University 1964 — 1968
B.S., Business Admin.
Loyola Academy 1961 — 1964
St. Paul of the Cross grade school 1953 — 1960
SMU
A. Sean Bailey, CFP® A. Sean Bailey, CFP®'s LPL Financial Experience January 2002 - Present
Job Financial Advisor | Registered Principal | Certified Financial Planner (CFP®)
Industry Investment Management
Experience
LPL Financial January 2002 - Present
LPL Financial January 2002 - Present
Education
College for Financial Planning
CFP Professional Education Program
University of Washington
Bachelor of Arts, Business Administration - Finance Concentration
University of Washington, Michael G. Foster School of Business
B.A., Finance
LPL Financial January 2002 - Present
LPL Financial January 2002 - Present
Education
College for Financial Planning
CFP Professional Education Program
University of Washington
Bachelor of Arts, Business Administration - Finance Concentration
University of Washington, Michael G. Foster School of Business
B.A., Finance
Nancy Magee Nancy Magee's LPL Financial Experience September 2009 - Present
Job President, Financial Planning Advisors
Industry Financial Services
Experience
Financial Planning Advisors, Inc. June 1987 - Present
LPL Financial September 2009 - Present
Berks Community Trust 1990 - Present
Mutual Service Corporation May 1994 - September 2009
Education
College for Financial Planning 1982 — 1984
CFP
Kutztown University of Pennsylvania 1977 — 1980
M.A., Counseling Psychology
Colby College 1969 — 1973
BA, Psychology
Financial Planning Advisors, Inc. June 1987 - Present
LPL Financial September 2009 - Present
Berks Community Trust 1990 - Present
Mutual Service Corporation May 1994 - September 2009
Education
College for Financial Planning 1982 — 1984
CFP
Kutztown University of Pennsylvania 1977 — 1980
M.A., Counseling Psychology
Colby College 1969 — 1973
BA, Psychology
Mehul K. Joshi, CISA Mehul K. Joshi, CISA's LPL Financial Experience September 2011 - December 2011
Job Information Security Officer at California Republic Bank
Industry Information Technology and Services
Experience
California Republic Bank April 2015 - Present
ITGRC Solutions LLC March 2011 - Present
Banc of California April 2014 - April 2015
OneWest Bank September 2012 - April 2014
Kaiser Permanente April 2012 - September 2012
OneWest Bank December 2011 - April 2012
LPL Financial September 2011 - December 2011
Molina Healthcare August 2011 - October 2011
DIRECTV July 2011 - August 2011
The Walt Disney Company May 2011 - July 2011
Skills
HIPAA, GLBA, PII, IT Compliance, Sarbanes-Oxley Act, IT Audit, Security, Information Security, COBIT, Disaster Recovery, Risk Assessment, ITIL, Payment Industry, Business Continuity, SDLC, Information Security..., ISO 27001, Computer Security, Change Management, Governance, Network Security, Project Management, CISA, IT Management, SAS70, Enterprise Software, PCI DSS, Penetration Testing, Process Improvement, Outsourcing, Sarbanes-Oxley, Risk Management, CISM, Enterprise Risk..., Information Technology, Vulnerability Management, Software Documentation, IT Operations, Internal Audit, Program Management, Business Process
Education
DeVry University 2000 — 2002
Bachelors of Science, Computer Information Systems
Citrus College 1999 — 2001
CIS, Computer Programming Certification
National Institute of Information Technology 1995 — 1997
Diploma in Systems Management, Base program in Systems Management
M. S. University, Faculty of Technology and Engineering 1990 — 1994
DTT, Diploma in Textile Technology
California Republic Bank April 2015 - Present
ITGRC Solutions LLC March 2011 - Present
Banc of California April 2014 - April 2015
OneWest Bank September 2012 - April 2014
Kaiser Permanente April 2012 - September 2012
OneWest Bank December 2011 - April 2012
LPL Financial September 2011 - December 2011
Molina Healthcare August 2011 - October 2011
DIRECTV July 2011 - August 2011
The Walt Disney Company May 2011 - July 2011
Skills
HIPAA, GLBA, PII, IT Compliance, Sarbanes-Oxley Act, IT Audit, Security, Information Security, COBIT, Disaster Recovery, Risk Assessment, ITIL, Payment Industry, Business Continuity, SDLC, Information Security..., ISO 27001, Computer Security, Change Management, Governance, Network Security, Project Management, CISA, IT Management, SAS70, Enterprise Software, PCI DSS, Penetration Testing, Process Improvement, Outsourcing, Sarbanes-Oxley, Risk Management, CISM, Enterprise Risk..., Information Technology, Vulnerability Management, Software Documentation, IT Operations, Internal Audit, Program Management, Business Process
Education
DeVry University 2000 — 2002
Bachelors of Science, Computer Information Systems
Citrus College 1999 — 2001
CIS, Computer Programming Certification
National Institute of Information Technology 1995 — 1997
Diploma in Systems Management, Base program in Systems Management
M. S. University, Faculty of Technology and Engineering 1990 — 1994
DTT, Diploma in Textile Technology
Lorena Cornelio Lorena Cornelio's LPL Financial Experience October 2007 - July 2008
Job Summer Legal Intern at Civis Analytics
Industry Law Practice
Experience
Civis Analytics July 2015 - Present
Saper Law Offices, LLC August 2014 - May 2015
Infor June 2014 - August 2014
Habeas Corpus Resource Center January 2012 - July 2013
Habeas Corpus Resource Center September 2010 - January 2012
Daniel Shanfield, Esq March 2009 - September 2010
LPL Financial October 2007 - July 2008
Skills
Legal Writing, Interviews, Legal Research, Marketing, Legal Assistance, Litigation, Proofreading, Investigation, CaseMap, Event Management, Document Review, Microsoft Office, Adobe Creative Suite, Multicultural, Spanish-speaking, Communication Skills, Oral & Written..., Creative Writing, Report Writing, Client Rapport, Client Development, Marketing Research, Online Research, Case Managment, iManage, Accurint, Merlin
Education
Chicago-Kent College of Law, Illinois Institute of Technology 2014 — 2016
Doctor of Law (J.D.)
University of San Diego 2003 — 2007
Bachelor of Arts (B.A.)
Civis Analytics July 2015 - Present
Saper Law Offices, LLC August 2014 - May 2015
Infor June 2014 - August 2014
Habeas Corpus Resource Center January 2012 - July 2013
Habeas Corpus Resource Center September 2010 - January 2012
Daniel Shanfield, Esq March 2009 - September 2010
LPL Financial October 2007 - July 2008
Skills
Legal Writing, Interviews, Legal Research, Marketing, Legal Assistance, Litigation, Proofreading, Investigation, CaseMap, Event Management, Document Review, Microsoft Office, Adobe Creative Suite, Multicultural, Spanish-speaking, Communication Skills, Oral & Written..., Creative Writing, Report Writing, Client Rapport, Client Development, Marketing Research, Online Research, Case Managment, iManage, Accurint, Merlin
Education
Chicago-Kent College of Law, Illinois Institute of Technology 2014 — 2016
Doctor of Law (J.D.)
University of San Diego 2003 — 2007
Bachelor of Arts (B.A.)
Angelica Grace Velasquez, MA's LPL Financial Experience April 2007 - April 2013
Job ServantLeader | HR Profesional | Entrepreneur
Industry E-Learning
Experience
Bridgepoint Education April 2014 - Present
CareFusion October 2013 - April 2014
Ashford University July 2013 - October 2013
LPL Financial April 2007 - April 2013
Ligand Pharmaceuticals, Inc. January 2006 - January 2007
Cricket Communications November 2003 - December 2005
Skills
Leadership, Training, Management, Customer Service, Interviews, Onboarding, Process Improvement, Strategic Planning, Organizational..., Analysis, Employee Training, Change Management, Performance Management, SharePoint, Employee Engagement, Project Management, Finance, Negotiation, Public Speaking, Outlook, Risk Management, Sales, Leadership Development
Education
Chapman University 2010 — 2012
Master’s of Arts, Organizational Leadership
Chapman University 2008 — 2010
Bachelor of Applied Science (BASc), Sociology
Bridgepoint Education April 2014 - Present
CareFusion October 2013 - April 2014
Ashford University July 2013 - October 2013
LPL Financial April 2007 - April 2013
Ligand Pharmaceuticals, Inc. January 2006 - January 2007
Cricket Communications November 2003 - December 2005
Skills
Leadership, Training, Management, Customer Service, Interviews, Onboarding, Process Improvement, Strategic Planning, Organizational..., Analysis, Employee Training, Change Management, Performance Management, SharePoint, Employee Engagement, Project Management, Finance, Negotiation, Public Speaking, Outlook, Risk Management, Sales, Leadership Development
Education
Chapman University 2010 — 2012
Master’s of Arts, Organizational Leadership
Chapman University 2008 — 2010
Bachelor of Applied Science (BASc), Sociology
Alex Granger's LPL Financial Experience May 2013 - August 2013
Job Small Business Consultant at ADP | Payroll & HR | Taxes | Compliance | Insurance | Retirement
Industry Human Resources
Experience
ADP January 2014 - Present
LPL Financial May 2013 - August 2013
Granger Moving October 2012 - August 2013
Patrona Corporation May 2010 - August 2010
Skills
Leadership, Communication, Community Outreach, Customer Service, Dedication to..., Writing, Public Speaking, Desire to Succeed, Economics, Administrative..., Speech Writing, PowerPoint, Finance, Microsoft Excel, Microsoft Word, Critical Thinking, Data Entry, Sales, Financial Analysis, Microsoft Office, Marketing Communications, Coaching, Social Media, Social Networking, Management, Event Planning
Education
Christopher Newport University 2009 — 2013
Bachelor of Arts (B.A.), Economics and Communications, Senior
Robert E. Lee High School 2004 — 2008
High School Diploma, Advanced Diploma
Mark Twain Middle
ADP January 2014 - Present
LPL Financial May 2013 - August 2013
Granger Moving October 2012 - August 2013
Patrona Corporation May 2010 - August 2010
Skills
Leadership, Communication, Community Outreach, Customer Service, Dedication to..., Writing, Public Speaking, Desire to Succeed, Economics, Administrative..., Speech Writing, PowerPoint, Finance, Microsoft Excel, Microsoft Word, Critical Thinking, Data Entry, Sales, Financial Analysis, Microsoft Office, Marketing Communications, Coaching, Social Media, Social Networking, Management, Event Planning
Education
Christopher Newport University 2009 — 2013
Bachelor of Arts (B.A.), Economics and Communications, Senior
Robert E. Lee High School 2004 — 2008
High School Diploma, Advanced Diploma
Mark Twain Middle
Echo Huang, CPA, CFP®'s LPL Financial Experience February 2003 - November 2005
Job Experienced Financial Advisor and Business Owner
Industry Financial Services
Experience
Echo Wealth Management, LLC March 2015 - Present
The Advocate Group November 2005 - February 2015
LPL Financial February 2003 - November 2005
RSM McGladrey November 2000 - February 2003
KPMG Peat Marwick February 1997 - November 2000
West Publishing June 1995 - February 1997
Skills
Finance, Financial Planning, Financial Advisory, Retirement Planning, Investments, Estate Planning, Retirement, Investment Advisory, Securities, Investment Management
Education
College for Financial Planning 1999 — 2000
CFP Courses, Financial Planning
Winona State University 1993 — 1995
BS, Accounting
University of Idaho 1992 — 1993
Accounting and Finance
Shenzhen School of Business and Economics 1985 — 1988
Diploma, Accounting
Echo Wealth Management, LLC March 2015 - Present
The Advocate Group November 2005 - February 2015
LPL Financial February 2003 - November 2005
RSM McGladrey November 2000 - February 2003
KPMG Peat Marwick February 1997 - November 2000
West Publishing June 1995 - February 1997
Skills
Finance, Financial Planning, Financial Advisory, Retirement Planning, Investments, Estate Planning, Retirement, Investment Advisory, Securities, Investment Management
Education
College for Financial Planning 1999 — 2000
CFP Courses, Financial Planning
Winona State University 1993 — 1995
BS, Accounting
University of Idaho 1992 — 1993
Accounting and Finance
Shenzhen School of Business and Economics 1985 — 1988
Diploma, Accounting
Michele Babineau Michele Babineau's LPL Financial Experience July 2012 - February 2014
Job Agile Project Coordinator at Provide Commerce
Industry Information Technology and Services
Experience
Provide Commerce February 2014 - Present
LPL Financial July 2012 - February 2014
LMR Solutions June 2011 - June 2012
LMR Solutions June 2007 - June 2009
First American Financial Corporation 2002 - 2007
Cox Communications January 2002 - September 2002
Skills
SharePoint, MS Project, InfoPath, SharePoint Designer, Microsoft Office, Project Management, Project Coordination, Microsoft Publisher, SDLC, Quality Assurance, Testing, Software Documentation, ASP.NET, Management, Troubleshooting, Agile Methodologies, Microsoft Project, Program Management, Process Improvement, Software Project..., Integration, Requirements Analysis, Vendor Management, Leadership
Education
Coleman College 2001 — 2001
Certificate, Computer Applications and Networking
Provide Commerce February 2014 - Present
LPL Financial July 2012 - February 2014
LMR Solutions June 2011 - June 2012
LMR Solutions June 2007 - June 2009
First American Financial Corporation 2002 - 2007
Cox Communications January 2002 - September 2002
Skills
SharePoint, MS Project, InfoPath, SharePoint Designer, Microsoft Office, Project Management, Project Coordination, Microsoft Publisher, SDLC, Quality Assurance, Testing, Software Documentation, ASP.NET, Management, Troubleshooting, Agile Methodologies, Microsoft Project, Program Management, Process Improvement, Software Project..., Integration, Requirements Analysis, Vendor Management, Leadership
Education
Coleman College 2001 — 2001
Certificate, Computer Applications and Networking
Ellis M O'Tuel, CRPC® Ellis M O'Tuel, CRPC®'s LPL Financial Experience October 2010 - Present
Job Wealth Advisor to Families, Individuals and Small Businesses
Industry Financial Services
Experience
LPL Financial October 2010 - Present
O'Tuel Wealth Management October 2010 - May 2012
Plantation Financial Services January 2011 - April 2012
Edward Jones May 2006 - September 2010
E.M. O'Tuel Cotton Company June 1991 - May 2006
Skills
Retirement Planning, Wealth Management, Asset Management, Asset Allocation, Alternative Investments, Real Estate Investment..., Financial Advisory, Investment Strategies, Life Insurance, Strategic Financial..., ETFs, Mutual Funds, Variable Annuities, Securities, Financial Planners, 401k, Wealth Management..., Strategic Planning, Research, Uniform Combined State..., Insurance, Wealth Accumulation, Wealth Preservation..., Managed Futures, Estate Planning, Account Management, Investment Management, Investments, 401k Rollovers, College Savings Plans, Separately Managed..., IRAs, Long-term Care, Investment Advisory, Bonds, Financial Goals, Disability Insurance, Financial Services, Pensions, Series 7, Portfolio Management, Finance, FINRA, Portfolio Assessment, Fixed Income, Risk Management
Education
Wofford College 1987 — 1991
Bachelor of Arts (B.A.), Government
College for Financial Planning 2012 — 2012
Chartered Retirement Planning Counselor
LPL Financial October 2010 - Present
O'Tuel Wealth Management October 2010 - May 2012
Plantation Financial Services January 2011 - April 2012
Edward Jones May 2006 - September 2010
E.M. O'Tuel Cotton Company June 1991 - May 2006
Skills
Retirement Planning, Wealth Management, Asset Management, Asset Allocation, Alternative Investments, Real Estate Investment..., Financial Advisory, Investment Strategies, Life Insurance, Strategic Financial..., ETFs, Mutual Funds, Variable Annuities, Securities, Financial Planners, 401k, Wealth Management..., Strategic Planning, Research, Uniform Combined State..., Insurance, Wealth Accumulation, Wealth Preservation..., Managed Futures, Estate Planning, Account Management, Investment Management, Investments, 401k Rollovers, College Savings Plans, Separately Managed..., IRAs, Long-term Care, Investment Advisory, Bonds, Financial Goals, Disability Insurance, Financial Services, Pensions, Series 7, Portfolio Management, Finance, FINRA, Portfolio Assessment, Fixed Income, Risk Management
Education
Wofford College 1987 — 1991
Bachelor of Arts (B.A.), Government
College for Financial Planning 2012 — 2012
Chartered Retirement Planning Counselor
Dennis Tanner Dennis Tanner's LPL Financial Experience August 2012 - Present
Job Registered Investment Advisor
Industry Financial Services
Experience
LPL Financial August 2012 - Present
National Securities September 2008 - July 2012
vFinance Investments, Inc. June 2001 - July 2012
vFinance Investments, Inc. 2001 - July 2012
PaineWebber February 1990 - July 2001
The New York Times March 1966 - January 1990
Skills
Series 7, 24, 63, 66,..., Investments, Fixed Annuities, Alternative Investments, Insurance, Securities, Wealth Management, FINRA, Retirement, Investment Advisory, Portfolio Management, Due Diligence, Compliance, Annuities
Education
City University of New York-Brooklyn College 1968 — 1971
B.S., Accounting
LPL Financial August 2012 - Present
National Securities September 2008 - July 2012
vFinance Investments, Inc. June 2001 - July 2012
vFinance Investments, Inc. 2001 - July 2012
PaineWebber February 1990 - July 2001
The New York Times March 1966 - January 1990
Skills
Series 7, 24, 63, 66,..., Investments, Fixed Annuities, Alternative Investments, Insurance, Securities, Wealth Management, FINRA, Retirement, Investment Advisory, Portfolio Management, Due Diligence, Compliance, Annuities
Education
City University of New York-Brooklyn College 1968 — 1971
B.S., Accounting
David Mathews David Mathews's LPL Financial Experience July 2009 - May 2010
Job Senior Consultant
Industry Management Consulting
Experience
Protiviti June 2015 - Present
Sonder April 2012 - Present
Kaiser Permanente August 2013 - June 2015
Kaiser Permanente October 2011 - August 2013
United States Postal Service August 2010 - September 2011
San Diego Brain Tumor Foundation March 2010 - July 2010
LPL Financial July 2009 - May 2010
Scholarship for Athletes May 2008 - September 2008
Skills
Healthcare, Research, Social Media, Project Planning, Entrepreneurship, Analysis, Start-ups, Process Improvement, Software Documentation, Leadership, Data Analysis, Team Building, Project Management, Strategic Planning, Management, Community Outreach, Communication, Relationship Management, Community Engagement, Community Organizing, Healthcare Management, Administration, Blogging, Microsoft Excel, Training
Education
San Diego State University-California State University 2005 — 2010
Bachelor of Business Administration, Management
Chung-Ang University 2009 — 2009
Bachelor of Business Administration, Management
Napa High
Protiviti June 2015 - Present
Sonder April 2012 - Present
Kaiser Permanente August 2013 - June 2015
Kaiser Permanente October 2011 - August 2013
United States Postal Service August 2010 - September 2011
San Diego Brain Tumor Foundation March 2010 - July 2010
LPL Financial July 2009 - May 2010
Scholarship for Athletes May 2008 - September 2008
Skills
Healthcare, Research, Social Media, Project Planning, Entrepreneurship, Analysis, Start-ups, Process Improvement, Software Documentation, Leadership, Data Analysis, Team Building, Project Management, Strategic Planning, Management, Community Outreach, Communication, Relationship Management, Community Engagement, Community Organizing, Healthcare Management, Administration, Blogging, Microsoft Excel, Training
Education
San Diego State University-California State University 2005 — 2010
Bachelor of Business Administration, Management
Chung-Ang University 2009 — 2009
Bachelor of Business Administration, Management
Napa High
Kristen Hawkins-Yakel Kristen Hawkins-Yakel's LPL Financial Experience October 2011 - Present
Job Securities Administrative Assistant
Industry Financial Services
Experience
LPL Financial October 2011 - Present
LaVida Massage November 2009 - October 2011
Samsonite November 2009 - October 2011
IHOP March 2009 - September 2009
Construction Bonding Specialists, LLC May 2008 - December 2008
Skills
Office Administration, Transition Management, Financial Advisory, Client Service Oriented, Compliance Management, Operations Management, CRM Databases, Salesforce.com, Morningstar Office, Data Entry, Restaurant Management, POS Software, Schedule Control, Risk Management, Customer Service
Education
Cleary University 2013 — 2017
Bachelor’s Degree
Oakland Community College 2006 — 2008
Associate's degree
LPL Financial October 2011 - Present
LaVida Massage November 2009 - October 2011
Samsonite November 2009 - October 2011
IHOP March 2009 - September 2009
Construction Bonding Specialists, LLC May 2008 - December 2008
Skills
Office Administration, Transition Management, Financial Advisory, Client Service Oriented, Compliance Management, Operations Management, CRM Databases, Salesforce.com, Morningstar Office, Data Entry, Restaurant Management, POS Software, Schedule Control, Risk Management, Customer Service
Education
Cleary University 2013 — 2017
Bachelor’s Degree
Oakland Community College 2006 — 2008
Associate's degree
Valerie Rosaly, CFP®, ChFC®, CDFA® Valerie Rosaly, CFP®, ChFC®, CDFA®'s LPL Financial Experience September 2007 - October 2008
Job Associate Director, Financial Advisor at UBS
Industry Financial Services
Experience
UBS May 2015 - Present
UBS June 2013 - May 2015
UBS September 2010 - June 2013
UBS October 2008 - September 2010
LPL Financial September 2007 - October 2008
Wachovia Securities Financial Network June 2003 - September 2007
Prudential Financial June 1998 - June 2003
Education
Brooklyn College
Bachelor's degree, Business, Management and Finance
UBS May 2015 - Present
UBS June 2013 - May 2015
UBS September 2010 - June 2013
UBS October 2008 - September 2010
LPL Financial September 2007 - October 2008
Wachovia Securities Financial Network June 2003 - September 2007
Prudential Financial June 1998 - June 2003
Education
Brooklyn College
Bachelor's degree, Business, Management and Finance
John S. Sanders Jr. John S. Sanders Jr.'s LPL Financial Experience Investment SpecialistVanguardAugust 2013 - June 2015
Job Associate Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial Investment SpecialistVanguardAugust 2013 - June 2015
Clemson University August 2009 - May 2013
Clemson University January 2013 - April 2013
Maritime Brokers and Consultants May 2012 - August 2012
Wild Dunes Resort May 2011 - August 2011
Clemson University March 2011 - August 2011
Skills
Microsoft Excel, Time Management, International Economics, PowerPoint, Microsoft Word, Stata, Bloomberg Terminal, Statistics, Marketing, Economics, Data Analysis, Series 7, International Work..., Developing German..., Series 63, Financial Analysis, Social Media, Financial Modeling
Education
Clemson University 2009 — 2013
BS, Economics/Financial Management
LPL Financial Investment SpecialistVanguardAugust 2013 - June 2015
Clemson University August 2009 - May 2013
Clemson University January 2013 - April 2013
Maritime Brokers and Consultants May 2012 - August 2012
Wild Dunes Resort May 2011 - August 2011
Clemson University March 2011 - August 2011
Skills
Microsoft Excel, Time Management, International Economics, PowerPoint, Microsoft Word, Stata, Bloomberg Terminal, Statistics, Marketing, Economics, Data Analysis, Series 7, International Work..., Developing German..., Series 63, Financial Analysis, Social Media, Financial Modeling
Education
Clemson University 2009 — 2013
BS, Economics/Financial Management
Gary W. Cotter, CFP®'s LPL Financial Experience January 2000 - Present
Job Wealth Manager and Planner for Successful Retirees | IRA Distribution Specialist
Industry Financial Services
Experience
Cotter Financial, LLC January 2000 - Present
LPL Financial January 2000 - Present
Ed Slott's Elite IRA Advisor Group 2005 - Present
Texas A&M University-Corpus Christi Alumni Association February 2013 - Present
Tampa Bay Estate Planning Council 2013 - September 2015
Prudential Securities Incorporated 1997 - 2000
First Gulf Advisers, Inc. 1990 - 1997
Cotter & Cotter Financial Group 1984 - 1989
E F Hutton & Co. 1983 - 1984
Skills
Retirement Planning, Estate Planning, Retirement, Financial Advisory, Fixed Annuities, IRAs, Wealth, Strategic Financial..., Finance, 401k, Wealth Management..., Certified Financial..., Securities, Mutual Funds, Trust Services, Financial Services, Roth IRA, Investments, Investment Advisory, Wealth Management, Life Insurance, Asset Management, Asset Allocation, Investment Strategies, Retirement Income..., Financial Planning, Wealth Transfer, Annuities, Insurance Planning, Long Term Care, Portfolio Management, Wealth Preservation
Education
College for Financial Planning
Certificate, Financial Planning
University of South Florida - College of Business Administration
Management / Economics
State University of New York at Albany
M.S.
Texas A&M University-Corpus Christi
B.A.
Westchester Community College
A.A.
Cotter Financial, LLC January 2000 - Present
LPL Financial January 2000 - Present
Ed Slott's Elite IRA Advisor Group 2005 - Present
Texas A&M University-Corpus Christi Alumni Association February 2013 - Present
Tampa Bay Estate Planning Council 2013 - September 2015
Prudential Securities Incorporated 1997 - 2000
First Gulf Advisers, Inc. 1990 - 1997
Cotter & Cotter Financial Group 1984 - 1989
E F Hutton & Co. 1983 - 1984
Skills
Retirement Planning, Estate Planning, Retirement, Financial Advisory, Fixed Annuities, IRAs, Wealth, Strategic Financial..., Finance, 401k, Wealth Management..., Certified Financial..., Securities, Mutual Funds, Trust Services, Financial Services, Roth IRA, Investments, Investment Advisory, Wealth Management, Life Insurance, Asset Management, Asset Allocation, Investment Strategies, Retirement Income..., Financial Planning, Wealth Transfer, Annuities, Insurance Planning, Long Term Care, Portfolio Management, Wealth Preservation
Education
College for Financial Planning
Certificate, Financial Planning
University of South Florida - College of Business Administration
Management / Economics
State University of New York at Albany
M.S.
Texas A&M University-Corpus Christi
B.A.
Westchester Community College
A.A.
Stephanie Bergstrom Stephanie Bergstrom's LPL Financial Experience August 2010 - October 2014
Job AVP of Accounting
Industry Accounting
Experience
The Bay Club Company - January 2015 - Present
LPL Financial August 2010 - October 2014
Solera September 2008 - August 2010
Ligand Pharmaceuticals March 2006 - August 2008
Cray 2000 - 2005
Skills
Accounting, Sarbanes-Oxley Act, SEC filings, Consolidation, Budgets, Corporate Finance, Finance, Financial Analysis, Financial Reporting, Internal Controls, US GAAP, SEC Filings
Education
Central Washington University 1993 — 1998
BS, Accounting
The Bay Club Company - January 2015 - Present
LPL Financial August 2010 - October 2014
Solera September 2008 - August 2010
Ligand Pharmaceuticals March 2006 - August 2008
Cray 2000 - 2005
Skills
Accounting, Sarbanes-Oxley Act, SEC filings, Consolidation, Budgets, Corporate Finance, Finance, Financial Analysis, Financial Reporting, Internal Controls, US GAAP, SEC Filings
Education
Central Washington University 1993 — 1998
BS, Accounting
Frankie K. Foster Frankie K. Foster's LPL Financial Experience September 2009 - Present
Job Marketing Manager at Laine Wealth Management
Industry Financial Services
Experience
LPL Financial September 2009 - Present
Associated Securities Corp. September 2004 - September 2009
The Pennysaver, Harte Hanks Shoppers November 2003 - May 2004
The Argonaut Newspaper October 2002 - October 2003
Creative Planet Inc. January 1999 - May 2000
A.D.2, Inc. September 1997 - 1999
Animation Magazine & World Animation Celebration 1996 - 1997
Animation World Network (AWN) 1995 - 1996
InSync Media/Alan Lithograph 1992 - 1995
IBM-New York Wall Street Branch 1988 - 1992
Skills
Customer Retention, Mobile Marketing, Marketing Research, Public Relations, Website Development, Website Promotion, Social Media Marketing, Social Media, Office Management, Marketing Communications, Brand Implementation, Brochure Production, Customer Engagement, New Business Development, Marketing, Advertising, Press Releases, Marketing Strategy, Customer Service, Data Mining, Copywriting, Sales, Strategy, Leadership, Budgets, Small Business, Direct Marketing, Email Marketing, Publicity, Social Networking, Online Marketing, Integrated Marketing, Brand Development, Facebook, Content Strategy, Online Advertising, Digital Marketing, Lead Generation, Entertainment, Journalism, Blogging
Education
UCLA Extension- Writers' Program 2009 — 2013
City University of New York-Brooklyn College 1982 — 1988
BA in Public Communications, Minor in Broadcast Media
LPL Financial September 2009 - Present
Associated Securities Corp. September 2004 - September 2009
The Pennysaver, Harte Hanks Shoppers November 2003 - May 2004
The Argonaut Newspaper October 2002 - October 2003
Creative Planet Inc. January 1999 - May 2000
A.D.2, Inc. September 1997 - 1999
Animation Magazine & World Animation Celebration 1996 - 1997
Animation World Network (AWN) 1995 - 1996
InSync Media/Alan Lithograph 1992 - 1995
IBM-New York Wall Street Branch 1988 - 1992
Skills
Customer Retention, Mobile Marketing, Marketing Research, Public Relations, Website Development, Website Promotion, Social Media Marketing, Social Media, Office Management, Marketing Communications, Brand Implementation, Brochure Production, Customer Engagement, New Business Development, Marketing, Advertising, Press Releases, Marketing Strategy, Customer Service, Data Mining, Copywriting, Sales, Strategy, Leadership, Budgets, Small Business, Direct Marketing, Email Marketing, Publicity, Social Networking, Online Marketing, Integrated Marketing, Brand Development, Facebook, Content Strategy, Online Advertising, Digital Marketing, Lead Generation, Entertainment, Journalism, Blogging
Education
UCLA Extension- Writers' Program 2009 — 2013
City University of New York-Brooklyn College 1982 — 1988
BA in Public Communications, Minor in Broadcast Media
Brad Blackburn, CFP®, ChFC Brad Blackburn, CFP®, ChFC's LPL Financial Experience 2008 - 2015
Job Helping investors who don't have time to earn their money twice.
Industry Financial Services
Experience
Dyadic Financial Management, LLC January 2008 - Present
LPL Financial 2008 - 2015
Prudential Financial April 1999 - January 2008
Life of Georgia January 1998 - April 1999
Education
Clemson University - College of Business and Behavioral Science 1993 — 1997
BS, Financial Management
Dyadic Financial Management, LLC January 2008 - Present
LPL Financial 2008 - 2015
Prudential Financial April 1999 - January 2008
Life of Georgia January 1998 - April 1999
Education
Clemson University - College of Business and Behavioral Science 1993 — 1997
BS, Financial Management
Suzanna Cianci's LPL Financial Experience 2013 - Present
Job Finance and Investments Major and Accounting Minor at Brooklyn College
Industry Financial Services
Experience
LPL Financial 2013 - Present
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Research, PowerPoint, Sales, Windows, Outlook, English, Process Improvement, Leadership, Management, Finance, Teamwork, Financial Analysis, Access, Time Management, Accounting, Event Planning, Social Media, Public Speaking, Analysis
Education
City University of New York-Brooklyn College 2011 — 2015
Bachelor of Business Administration (B.B.A.), Finance and Investments
LPL Financial 2013 - Present
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Research, PowerPoint, Sales, Windows, Outlook, English, Process Improvement, Leadership, Management, Finance, Teamwork, Financial Analysis, Access, Time Management, Accounting, Event Planning, Social Media, Public Speaking, Analysis
Education
City University of New York-Brooklyn College 2011 — 2015
Bachelor of Business Administration (B.B.A.), Finance and Investments
V Joy Barrow's LPL Financial Experience September 2013 - Present
Job Associate Service Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial September 2013 - Present
LPL Financial April 2012 - September 2013
Aerotek March 2012 - November 2012
Randstad Technologies US October 2010 - March 2011
T-Mobile Nederland January 2010 - September 2010
Wachovia Securities Financial Network February 2005 - August 2009
Weinstein Properties January 2003 - January 2005
Skills
Call Centers, Coaching, Training, Sales, Customer Retention, Databases, Windows, Investments, Policy, CRM, Business Analysis, Team Building, Analysis, Time Management, Troubleshooting, Project Management, Program Management, Financial Services
Education
Central Piedmont Community College 2013 — 2017
Computer Engineering Technology
Virginia State University 1994 — 1996
Engineering Technology, General
LPL Financial September 2013 - Present
LPL Financial April 2012 - September 2013
Aerotek March 2012 - November 2012
Randstad Technologies US October 2010 - March 2011
T-Mobile Nederland January 2010 - September 2010
Wachovia Securities Financial Network February 2005 - August 2009
Weinstein Properties January 2003 - January 2005
Skills
Call Centers, Coaching, Training, Sales, Customer Retention, Databases, Windows, Investments, Policy, CRM, Business Analysis, Team Building, Analysis, Time Management, Troubleshooting, Project Management, Program Management, Financial Services
Education
Central Piedmont Community College 2013 — 2017
Computer Engineering Technology
Virginia State University 1994 — 1996
Engineering Technology, General
David Bennett, PMP David Bennett, PMP's LPL Financial Experience September 2011 - Present
Job QA Release Project Coordinator at LPL Financial
Industry Computer Software
Experience
LPL Financial September 2011 - Present
DS Engineering May 2010 - August 2010
Productive Computing, Inc. October 2007 - February 2010
TV Magic August 2004 - June 2007
System Savvy June 2003 - June 2004
Bluepoint Solutions August 2001 - June 2003
Skills
Project Management, Business Process Design, QA Liason, Customer Service, Vendor Management, Quality Assurance, Integration, Project Coordination, SharePoint, Troubleshooting, Windows Server, Management, Databases, Agile Methodologies, Microsoft Office, PMP, Strategic Planning, Leadership, Business Analysis, CRM, Software Documentation, Visio, SDLC, Software Project...
Education
PMI.org 2011 — 2011
Certificate, Project Management Professional
Coleman College 1987 — 1988
Electronics Tech
Palomar College 1984 — 1987
GE, Electronic Technology
LPL Financial September 2011 - Present
DS Engineering May 2010 - August 2010
Productive Computing, Inc. October 2007 - February 2010
TV Magic August 2004 - June 2007
System Savvy June 2003 - June 2004
Bluepoint Solutions August 2001 - June 2003
Skills
Project Management, Business Process Design, QA Liason, Customer Service, Vendor Management, Quality Assurance, Integration, Project Coordination, SharePoint, Troubleshooting, Windows Server, Management, Databases, Agile Methodologies, Microsoft Office, PMP, Strategic Planning, Leadership, Business Analysis, CRM, Software Documentation, Visio, SDLC, Software Project...
Education
PMI.org 2011 — 2011
Certificate, Project Management Professional
Coleman College 1987 — 1988
Electronics Tech
Palomar College 1984 — 1987
GE, Electronic Technology
Charles Auerbach, CFP®'s LPL Financial Experience August 2012 - Present
Job Founder, CFP® at Wealth Strategies Group
Industry Financial Services
Experience
Wealth Strategies Group Inc. September 2001 - Present
LPL Financial August 2012 - Present
Business Enhancement Associates, LLC July 2004 - Present
Jaffe Auerbach 1994 - 2001
Kelman Lazarov 1989 - 1994
Morgan Keegan 1983 - 1989
Internal Revenue Service 1972 - 1983
Skills
Retirement Planning, Investment Advisory, Financial Advisory, Strategic Planning, Wealth Management, Asset Management, Investments, Estate Planning, Small Business, 401k, Business Continuity...
Education
City University of New York-Brooklyn College 1966 — 1971
Bachelor of Science (B.S.), Accounting
Wealth Strategies Group Inc. September 2001 - Present
LPL Financial August 2012 - Present
Business Enhancement Associates, LLC July 2004 - Present
Jaffe Auerbach 1994 - 2001
Kelman Lazarov 1989 - 1994
Morgan Keegan 1983 - 1989
Internal Revenue Service 1972 - 1983
Skills
Retirement Planning, Investment Advisory, Financial Advisory, Strategic Planning, Wealth Management, Asset Management, Investments, Estate Planning, Small Business, 401k, Business Continuity...
Education
City University of New York-Brooklyn College 1966 — 1971
Bachelor of Science (B.S.), Accounting
Nicole Robideau Nicole Robideau's LPL Financial Experience January 2014 - Present
Job Associate Integration Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2014 - Present
LPL Finanical February 2011 - January 2014
Wells Fargo Capital Finance January 2010 - February 2011
Sunglass Hut 2006 - 2010
Skills
Customer Service, Investments, Process Improvement, Banking, Financial Analysis, Team Building, Strategic Planning, Project Management, Microsoft Excel, Microsoft Office, Small Business, Salesforce.com, Business Development, Sales Management, Sales, Vendor Management, Management, PowerPoint, Account Management, Coaching, Leadership, Financial Services, Risk Management, Series 63, Series 7, IRAs
Education
Central Piedmont Community College
LPL Financial January 2014 - Present
LPL Finanical February 2011 - January 2014
Wells Fargo Capital Finance January 2010 - February 2011
Sunglass Hut 2006 - 2010
Skills
Customer Service, Investments, Process Improvement, Banking, Financial Analysis, Team Building, Strategic Planning, Project Management, Microsoft Excel, Microsoft Office, Small Business, Salesforce.com, Business Development, Sales Management, Sales, Vendor Management, Management, PowerPoint, Account Management, Coaching, Leadership, Financial Services, Risk Management, Series 63, Series 7, IRAs
Education
Central Piedmont Community College
Rey M. Julian M.B.A., AIF® Rey M. Julian M.B.A., AIF®'s LPL Financial Experience August 2014 - Present
Job Regional Vice President, Large Enterprise Relationship Management & Consulting at LPL Financial
Industry Financial Services
Experience
LPL Financial August 2014 - Present
LPL Financial September 2013 - July 2014
LPL Financial October 2011 - August 2013
LPL Financial January 2010 - September 2011
LPL Financial January 2009 - December 2009
LPL Financial September 2007 - December 2008
Education
Chapman University
Master of Business Administration (M.B.A.)
San Diego State University-California State University
Bachelor of Arts (B.A.), Communications - Advertising
LPL Financial August 2014 - Present
LPL Financial September 2013 - July 2014
LPL Financial October 2011 - August 2013
LPL Financial January 2010 - September 2011
LPL Financial January 2009 - December 2009
LPL Financial September 2007 - December 2008
Education
Chapman University
Master of Business Administration (M.B.A.)
San Diego State University-California State University
Bachelor of Arts (B.A.), Communications - Advertising
John Paul Mollica's LPL Financial Experience April 2008 - October 2012
Job Wealth Management Financial Advisor
Industry Financial Services
Experience
Merrill Lynch October 2012 - Present
Bucktailboys.com January 2012 - Present
LPL Financial April 2008 - October 2012
Morgan Stanley Smith Barney January 2003 - April 2008
Skills
Retirement Planning, Income Planning, 401k Plans, 401k Rollovers, IRA's, College Savings Plans, Wealth Transfer Planning, Estate Planning, Long Term Care, NYS Partnership Long..., Life Insurance, Disability Insurance, IRAs, 401k, Finance, Wealth, Series 7, Series 63, Long-term Care, Retirement, Financial Goals, Series 65, Wealth Management, Mutual Funds, Financial Advisory, Investment Advisory, Fixed Annuities, Investment Strategies, Securities, Wealth Accumulation
Education
Dutchess Community College 1999 — 2001
Associates of Science Degree, Criminal Justice
City University of New York-College of Staten Island
History
Merrill Lynch October 2012 - Present
Bucktailboys.com January 2012 - Present
LPL Financial April 2008 - October 2012
Morgan Stanley Smith Barney January 2003 - April 2008
Skills
Retirement Planning, Income Planning, 401k Plans, 401k Rollovers, IRA's, College Savings Plans, Wealth Transfer Planning, Estate Planning, Long Term Care, NYS Partnership Long..., Life Insurance, Disability Insurance, IRAs, 401k, Finance, Wealth, Series 7, Series 63, Long-term Care, Retirement, Financial Goals, Series 65, Wealth Management, Mutual Funds, Financial Advisory, Investment Advisory, Fixed Annuities, Investment Strategies, Securities, Wealth Accumulation
Education
Dutchess Community College 1999 — 2001
Associates of Science Degree, Criminal Justice
City University of New York-College of Staten Island
History
Saif Bhatkar Saif Bhatkar's LPL Financial Experience March 2015 - Present
Job Vice President at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2015 - Present
LPL Financial May 2013 - March 2015
LPL Financial March 2007 - May 2013
Mitchell International October 2005 - March 2007
Qualistics, Inc. October 2004 - October 2005
Indus International January 1999 - October 2004
Skills
SDLC, Agile Methodologies, SQL, Enterprise Architecture, Oracle, PL/SQL, Visio, Requirements Analysis, Business Analysis, Software Project..., JavaScript, Data Warehousing, Vendor Management, Business Intelligence, Software Development, SharePoint, Data Modeling, PMO, Microsoft SQL Server, Agile Project Management, Business Process, PMP, SOA, Requirements Gathering, Project Portfolio..., IT Strategy, Systems Analysis, Leadership
Education
Clemson University 1996 — 1998
Master of Business Administration (MBA)
Mumbai University 1993 — 1996
Bachelor of Engineering (BE), Mechanical\Automobile Engg
LPL Financial March 2015 - Present
LPL Financial May 2013 - March 2015
LPL Financial March 2007 - May 2013
Mitchell International October 2005 - March 2007
Qualistics, Inc. October 2004 - October 2005
Indus International January 1999 - October 2004
Skills
SDLC, Agile Methodologies, SQL, Enterprise Architecture, Oracle, PL/SQL, Visio, Requirements Analysis, Business Analysis, Software Project..., JavaScript, Data Warehousing, Vendor Management, Business Intelligence, Software Development, SharePoint, Data Modeling, PMO, Microsoft SQL Server, Agile Project Management, Business Process, PMP, SOA, Requirements Gathering, Project Portfolio..., IT Strategy, Systems Analysis, Leadership
Education
Clemson University 1996 — 1998
Master of Business Administration (MBA)
Mumbai University 1993 — 1996
Bachelor of Engineering (BE), Mechanical\Automobile Engg
Tina Sapounakis Tina Sapounakis's LPL Financial Experience August 2007 - January 2008
Job Attorney at Lynberg & Watkins
Industry Law Practice
Experience
Lynberg & Watkins May 2014 - Present
Skikos, Crawford, Skikos, Joseph & Millican October 2013 - May 2014
UCI Law, Environmental Law Clinic January 2013 - May 2013
Lanak & Hanna May 2012 - September 2012
Orange County Office of the District Attorney 2011 - 2012
Public Law Center May 2011 - August 2011
Irvine Company February 2008 - January 2009
LPL Financial August 2007 - January 2008
Sweetwater Land September 2005 - June 2007
Newport Real Estate Services, Inc. January 2005 - July 2005
Skills
Legal Research, Legal Writing, Litigation, Legal Assistance, Trials, Courts, Editing, Lexis, Westlaw, Civil Litigation, Legal Issues, Motions, Mediation, Commercial Litigation, Estate Planning, Public Speaking
Education
University of California, Irvine - School of Law 2010 — 2013
Juris Doctor, Law
Athens Centre. Athens, Greece
Chapman University 2005 — 2007
BS, Business Administration, Emphasis in Finance
Lynberg & Watkins May 2014 - Present
Skikos, Crawford, Skikos, Joseph & Millican October 2013 - May 2014
UCI Law, Environmental Law Clinic January 2013 - May 2013
Lanak & Hanna May 2012 - September 2012
Orange County Office of the District Attorney 2011 - 2012
Public Law Center May 2011 - August 2011
Irvine Company February 2008 - January 2009
LPL Financial August 2007 - January 2008
Sweetwater Land September 2005 - June 2007
Newport Real Estate Services, Inc. January 2005 - July 2005
Skills
Legal Research, Legal Writing, Litigation, Legal Assistance, Trials, Courts, Editing, Lexis, Westlaw, Civil Litigation, Legal Issues, Motions, Mediation, Commercial Litigation, Estate Planning, Public Speaking
Education
University of California, Irvine - School of Law 2010 — 2013
Juris Doctor, Law
Athens Centre. Athens, Greece
Chapman University 2005 — 2007
BS, Business Administration, Emphasis in Finance
Pamela Roy Pamela Roy's LPL Financial Experience July 2010 - September 2012
Job Financial Services Consultant Inbound at TIAACREF
Industry Financial Services
Experience
TIAA-CREF February 2014 - Present
First Tryon Securites September 2012 - February 2014
LPL Financial July 2010 - September 2012
LPL Financial 1996 - 2012
Realty Resources of the Carolinas 2007 - 2011
Roy Realty Inc 2007 - 2011
Charlotte Mecklenburg Schools 2009 - 2010
LPL Financial February 2008 - July 2009
UVEST Financial Services 1996 - 2009
LPL Financial 2006 - 2008
Skills
Back Office, Investments, Negotiation, Customer Service, Customer Relations, Mutual Funds, Training, Leadership, Management, Sales, Series 63, Financial Services, Business Planning, Finance, Project Management, Retirement Planning, Insurance, Securities
Education
Central Piedmont Community College 2012 — 2012
Project Management
Massasoit Community College 1983 — 1985
Associates, Business Administration
Brockton High 1979 — 1983
High School Diploma, Business Administration and Management, General
TIAA-CREF February 2014 - Present
First Tryon Securites September 2012 - February 2014
LPL Financial July 2010 - September 2012
LPL Financial 1996 - 2012
Realty Resources of the Carolinas 2007 - 2011
Roy Realty Inc 2007 - 2011
Charlotte Mecklenburg Schools 2009 - 2010
LPL Financial February 2008 - July 2009
UVEST Financial Services 1996 - 2009
LPL Financial 2006 - 2008
Skills
Back Office, Investments, Negotiation, Customer Service, Customer Relations, Mutual Funds, Training, Leadership, Management, Sales, Series 63, Financial Services, Business Planning, Finance, Project Management, Retirement Planning, Insurance, Securities
Education
Central Piedmont Community College 2012 — 2012
Project Management
Massasoit Community College 1983 — 1985
Associates, Business Administration
Brockton High 1979 — 1983
High School Diploma, Business Administration and Management, General
Paul House Paul House's LPL Financial Experience June 2010 - February 2012
Job Treasury Solutions Analyst at e5 Solutions Group
Industry Financial Services
Experience
e5 Solutions Group February 2015 - Present
Bank of America February 2012 - December 2014
LPL Financial June 2010 - February 2012
LPL Financial September 2007 - September 2010
Actuary Department June 2005 - August 2005
Skills
Microsoft Office, Customer Relations, SAP, Excel, PowerPoint, Account Management
Education
Clarkson University 2003 — 2007
Bachelor of Science, Financial Information and Analysis
e5 Solutions Group February 2015 - Present
Bank of America February 2012 - December 2014
LPL Financial June 2010 - February 2012
LPL Financial September 2007 - September 2010
Actuary Department June 2005 - August 2005
Skills
Microsoft Office, Customer Relations, SAP, Excel, PowerPoint, Account Management
Education
Clarkson University 2003 — 2007
Bachelor of Science, Financial Information and Analysis
David A. Molnar, CFP® David A. Molnar, CFP®'s LPL Financial Experience January 2005 - Present
Job Registered Principal with LPL Financial
Industry Financial Services
Experience
LPL Financial January 2005 - Present
Morgan Stanley August 2000 - January 2005
Skills
Financial Planning
Education
Cleveland State University 1983 — 1988
BBA, Management and Labor
Cuyahoga Community College 2004 — 2006
Corporate College, CFP education element
LPL Financial January 2005 - Present
Morgan Stanley August 2000 - January 2005
Skills
Financial Planning
Education
Cleveland State University 1983 — 1988
BBA, Management and Labor
Cuyahoga Community College 2004 — 2006
Corporate College, CFP education element
Richard Jackman Richard Jackman's LPL Financial Experience June 1995 - June 2012
Job Certified Financial Planner™ Practitioner specializing in Comprehensive Financial / Wealth Mgmt & Asset Protection
Industry Financial Services
Experience
Barth Financial Advisors, LLC June 1995 - Present
Crown Capital Securities, L.P. December 2014 - Present
Fortress Equity Mortgage March 1999 - Present
JW Cole June 2012 - December 2014
LPL Financial June 1995 - June 2012
The Hoover Company February 1988 - June 1995
Skills
Comprehensive Financial..., Alternative Investments, Wealth Management, Investment Advisory, Retirement Planning, Personal Tax Planning, Estate Planning, Succession Planning, Asset Protection, Financial Goals, Investments, International Investment, Financial Planners, Retirement, Risk Management, Series 7, Series 24, Series 31, Financial Advisory, Securities, Finance, Financial Services
Education
Institute of Business & Finance 2004 — 2009
MSFS, CFS, CAS, CTS, BCE, Financial Management
College for Financial Planning 1994 — 1999
CFP, CRPS, Financial Planning
The University of New Mexico - Robert O. Anderson School of Management 1988 — 1989
Business Management and Finance
Chabot College 1986 — 1987
Economics & General Education
Barth Financial Advisors, LLC June 1995 - Present
Crown Capital Securities, L.P. December 2014 - Present
Fortress Equity Mortgage March 1999 - Present
JW Cole June 2012 - December 2014
LPL Financial June 1995 - June 2012
The Hoover Company February 1988 - June 1995
Skills
Comprehensive Financial..., Alternative Investments, Wealth Management, Investment Advisory, Retirement Planning, Personal Tax Planning, Estate Planning, Succession Planning, Asset Protection, Financial Goals, Investments, International Investment, Financial Planners, Retirement, Risk Management, Series 7, Series 24, Series 31, Financial Advisory, Securities, Finance, Financial Services
Education
Institute of Business & Finance 2004 — 2009
MSFS, CFS, CAS, CTS, BCE, Financial Management
College for Financial Planning 1994 — 1999
CFP, CRPS, Financial Planning
The University of New Mexico - Robert O. Anderson School of Management 1988 — 1989
Business Management and Finance
Chabot College 1986 — 1987
Economics & General Education
Art Schlosser Art Schlosser's LPL Financial Experience December 2014 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial December 2014 - Present
CUNA Mutual Group September 1996 - December 2014
Skills
Series 7, Series 63, Stockbroking, Personal Financial..., Mutual Funds, Annuity Sales, Life Insurance, Retirement Planning, Retirement, IRAs, Roth IRA, Investments, Investment Advisory
Education
Cleveland State University
Master of Business Administration (M.B.A.)
LPL Financial December 2014 - Present
CUNA Mutual Group September 1996 - December 2014
Skills
Series 7, Series 63, Stockbroking, Personal Financial..., Mutual Funds, Annuity Sales, Life Insurance, Retirement Planning, Retirement, IRAs, Roth IRA, Investments, Investment Advisory
Education
Cleveland State University
Master of Business Administration (M.B.A.)
Jill Fogel (Reed) Jill Fogel (Reed)'s LPL Financial Experience 2004 - December 2007
Job Application Consultant at Aclara
Industry Computer Software
Experience
Aclara December 2012 - Present
LPL Financial Services February 2008 - April 2011
LPL Financial 2004 - December 2007
VUNET USA (formerly MP3.com) 1999 - 2003
MP3.com, Inc. 1999 - 2003
Contigo 1998 - 2000
Skills
Agile Methodologies, SDLC, Software Quality..., Quality Assurance, Scrum, Software Development, Process Improvement, Testing, Project Management, ITIL, Business Process, Databases, Web Applications, Test Planning, Microsoft SQL Server, Software Documentation, Program Management, SOA, Requirements Analysis, .NET, Software Project..., Strategy, SQL, Leadership, Management, Agile Project Management, Integration, Visio, Business Intelligence, SharePoint, Business Analysis, Vendor Management, Data Warehousing, Project Planning, Requirements Gathering
Education
Coleman College 1998 — 1998
Networking
Aclara December 2012 - Present
LPL Financial Services February 2008 - April 2011
LPL Financial 2004 - December 2007
VUNET USA (formerly MP3.com) 1999 - 2003
MP3.com, Inc. 1999 - 2003
Contigo 1998 - 2000
Skills
Agile Methodologies, SDLC, Software Quality..., Quality Assurance, Scrum, Software Development, Process Improvement, Testing, Project Management, ITIL, Business Process, Databases, Web Applications, Test Planning, Microsoft SQL Server, Software Documentation, Program Management, SOA, Requirements Analysis, .NET, Software Project..., Strategy, SQL, Leadership, Management, Agile Project Management, Integration, Visio, Business Intelligence, SharePoint, Business Analysis, Vendor Management, Data Warehousing, Project Planning, Requirements Gathering
Education
Coleman College 1998 — 1998
Networking
Nicole Reynolds's LPL Financial Experience October 2010 - December 2010
Job Human Resources Representative at ACN
Industry Security and Investigations
Experience
ACN December 2012 - Present
Sonitrol Security Charlotte March 2011 - December 2012
LPL Financial October 2010 - December 2010
Maxon Furniture January 2008 - May 2010
Maxon Furniture Inc. May 2007 - June 2007
Skills
Employee Relations, New Hire Orientations, HRIS, Benefits Administration, Applicant Tracking..., Training, Recruiting
Education
University of North Carolina at Charlotte - Belk College of Business 2005 — 2007
Bachelor's of Science, Management - Human Recources
Central Piedmont Community College 2001 — 2004
Associate of Arts, General Education
ACN December 2012 - Present
Sonitrol Security Charlotte March 2011 - December 2012
LPL Financial October 2010 - December 2010
Maxon Furniture January 2008 - May 2010
Maxon Furniture Inc. May 2007 - June 2007
Skills
Employee Relations, New Hire Orientations, HRIS, Benefits Administration, Applicant Tracking..., Training, Recruiting
Education
University of North Carolina at Charlotte - Belk College of Business 2005 — 2007
Bachelor's of Science, Management - Human Recources
Central Piedmont Community College 2001 — 2004
Associate of Arts, General Education
Stephen Such, LUTCF Stephen Such, LUTCF's LPL Financial Experience April 2004 - Present
Job Lead Insurance Specialist with LPL Financial
Industry Financial Services
Experience
LPL Financial April 2004 - Present
LPL Financial 2008 - 2013
Penn Mutual 1996 - 2000
Skills
CRM, Insurance, Sales, Business Process, Strategic Planning, Wealth Management, XML, Finance, Financial Services, Fixed Annuities, Mutual Funds, Disability Insurance, Life Insurance
Education
Coleman College 2009 — 2011
Bachelors of Science, Computer Information Systems
National Association of Insurance and Financial Advisors (NAIFA) 1991 — 1994
LUTCF - Life Underwriting Training Council Fellow, Insurance and Financial Services
LPL Financial April 2004 - Present
LPL Financial 2008 - 2013
Penn Mutual 1996 - 2000
Skills
CRM, Insurance, Sales, Business Process, Strategic Planning, Wealth Management, XML, Finance, Financial Services, Fixed Annuities, Mutual Funds, Disability Insurance, Life Insurance
Education
Coleman College 2009 — 2011
Bachelors of Science, Computer Information Systems
National Association of Insurance and Financial Advisors (NAIFA) 1991 — 1994
LUTCF - Life Underwriting Training Council Fellow, Insurance and Financial Services
Sandra Phothisen Sandra Phothisen's LPL Financial Experience June 2012 - Present
Job Business Systems Analyst
Industry Information Technology and Services
Experience
LPL Financial June 2012 - Present
LPL Financial September 2010 - September 2012
BAE Systems Information Technology May 2008 - May 2010
Computer Sciences Corporation September 2000 - May 2008
Skills
Team Building, Analysis, Coordination, Facilitators, ITIL, Process Improvement, SharePoint, Requirements Analysis, Active Directory, Software Documentation, Vendor Management, Troubleshooting, Citrix, Help Desk Support, Windows 7, Microsoft SQL Server, SQL Server Management..., MySQL, KPI Dashboards, Operative Dashboard, Dashboard Metrics, IT Service Delivery, HTML, Business Intelligence, SSRS, IT Asset Management, Visio, Business Analysis, Databases, SQL, ITIL v3 Foundations..., ITIL Certified, T-SQL, Business Process, Integration, Management, Project Planning, SDLC, Access, Facilitation
Education
Coleman College 2003 — 2004
MS, Information Technology
University of Phoenx 2001 — 2003
BS, Information Technology
LPL Financial June 2012 - Present
LPL Financial September 2010 - September 2012
BAE Systems Information Technology May 2008 - May 2010
Computer Sciences Corporation September 2000 - May 2008
Skills
Team Building, Analysis, Coordination, Facilitators, ITIL, Process Improvement, SharePoint, Requirements Analysis, Active Directory, Software Documentation, Vendor Management, Troubleshooting, Citrix, Help Desk Support, Windows 7, Microsoft SQL Server, SQL Server Management..., MySQL, KPI Dashboards, Operative Dashboard, Dashboard Metrics, IT Service Delivery, HTML, Business Intelligence, SSRS, IT Asset Management, Visio, Business Analysis, Databases, SQL, ITIL v3 Foundations..., ITIL Certified, T-SQL, Business Process, Integration, Management, Project Planning, SDLC, Access, Facilitation
Education
Coleman College 2003 — 2004
MS, Information Technology
University of Phoenx 2001 — 2003
BS, Information Technology
Connie Weems-Scott's LPL Financial Experience August 2011 - Present
Job Principal Partner at Searcy, WeemsScott & Associates
Industry Financial Services
Experience
LPL Financial August 2011 - Present
Integrated Financial Group 2003 - Present
Searcy, Weems-Scott & Associates June 1988 - Present
Education
American College, Bryn Mawr, PA
MSFS
College for Financial Planning
CFP®
Iowa State University
B.S., Industrial Administration/Marketing
LPL Financial August 2011 - Present
Integrated Financial Group 2003 - Present
Searcy, Weems-Scott & Associates June 1988 - Present
Education
American College, Bryn Mawr, PA
MSFS
College for Financial Planning
CFP®
Iowa State University
B.S., Industrial Administration/Marketing
Isidro Montero Isidro Montero's LPL Financial Experience 2015 - 2015
Job Global Critical Situations Manager at Microsoft
Industry Information Technology and Services
Experience
Microsoft June 2015 - Present
LPL Financial 2015 - 2015
RBC Charlotte 2014 - 2015
Compass Group North America 2007 - 2013
Compass Group North America 2007 - 2007
Lifetouch National School Studios 2002 - 2004
National Welders Supply Company, Inc. 2000 - 2001
Skills
Troubleshooting, Windows Server, Computer Hardware, Windows 7, Active Directory, Team Building, BMC Remedy, VMware ESX, Windows XP, Firewalls, Microsoft Office, Help Desk Support, Technical Support, Disaster Recovery, VPN, Cisco Technologies, Software Installation, XP, Hardware, Network Administration, Citrix, Servers, Leadership, Operating Systems, Wireless Networking, SharePoint, Networking, System Administration, Computer Repair, Blackberry, Microsoft Exchange, Blackberry Enterprise..., VMware, Windows Vista, DHCP, Visio, Group Policy, Microsoft Excel, Cisco Routers, Team Leadership, Routers, Customer Service, Management, Strategic Planning
Education
Central Piedmont Community College 2012 — 2012
Certified Microsoft Access programmer
Central Piedmont Community College 2010 — 2010
Certified Oracle database management
The Computer Learning Center 1986 — 1987
Certified IT Tech, Cobol, RPG, Basic programmer
Microsoft June 2015 - Present
LPL Financial 2015 - 2015
RBC Charlotte 2014 - 2015
Compass Group North America 2007 - 2013
Compass Group North America 2007 - 2007
Lifetouch National School Studios 2002 - 2004
National Welders Supply Company, Inc. 2000 - 2001
Skills
Troubleshooting, Windows Server, Computer Hardware, Windows 7, Active Directory, Team Building, BMC Remedy, VMware ESX, Windows XP, Firewalls, Microsoft Office, Help Desk Support, Technical Support, Disaster Recovery, VPN, Cisco Technologies, Software Installation, XP, Hardware, Network Administration, Citrix, Servers, Leadership, Operating Systems, Wireless Networking, SharePoint, Networking, System Administration, Computer Repair, Blackberry, Microsoft Exchange, Blackberry Enterprise..., VMware, Windows Vista, DHCP, Visio, Group Policy, Microsoft Excel, Cisco Routers, Team Leadership, Routers, Customer Service, Management, Strategic Planning
Education
Central Piedmont Community College 2012 — 2012
Certified Microsoft Access programmer
Central Piedmont Community College 2010 — 2010
Certified Oracle database management
The Computer Learning Center 1986 — 1987
Certified IT Tech, Cobol, RPG, Basic programmer
Brett Allred's LPL Financial Experience September 2014 - Present
Job Wealth Consultant at LPL Financial
Industry Investment Management
Experience
LPL Financial September 2014 - Present
UnionBanc Investment Services December 2008 - September 2014
Contango Capital Advisors May 2007 - November 2008
Centara Capital Management 2006 - 2007
Banc of America Investments 2001 - 2004
Education
United States Naval Academy 1989 — 1994
Control Systems
Choate Rosemary Hall
LPL Financial September 2014 - Present
UnionBanc Investment Services December 2008 - September 2014
Contango Capital Advisors May 2007 - November 2008
Centara Capital Management 2006 - 2007
Banc of America Investments 2001 - 2004
Education
United States Naval Academy 1989 — 1994
Control Systems
Choate Rosemary Hall
Zoran Konrad's LPL Financial Experience February 2010 - Present
Job Sr. Software Engineer / Technical Lead
Industry Computer Software
Experience
LPL Financial February 2010 - Present
DefenseWeb Technologies, Inc. 2009 - 2010
AMN Healthcare 2002 - 2009
Fidelity National Information Solutions 2001 - 2002
Vista Information Solutions 2000 - 2001
CIC Research, Inc. 1997 - 2000
Sharp HealthCare 1990 - 1997
Skills
Software Development, ASP.NET, C#, Database Design, T-SQL, ETL, SEO, Web Analytics, EAI, Visual Studio, WCF, .NET, Microsoft SQL Server, SDLC, Web Services, Agile Methodologies, ASP.NET MVC, AJAX, jQuery, LINQ, VB.NET, SOA, JavaScript, ASP, Web Applications, SQL, SSIS, ADO.NET, WPF, Visual Basic, Web Development, Entity Framework, Object Oriented Design, JSON, Integration, Solution Architecture, Silverlight, Programming, Scrum, XML, Agile Project Management, SSRS, IIS, Database Development, Web Application..., SQL Server 2000-2008, Web UI Framework, BizTalk, TFS, SOAP
Education
University of California, San Diego
Continued Professional Development
Independent Coursework
Coleman College
BSCS
San Diego State University-California State University
BS
LPL Financial February 2010 - Present
DefenseWeb Technologies, Inc. 2009 - 2010
AMN Healthcare 2002 - 2009
Fidelity National Information Solutions 2001 - 2002
Vista Information Solutions 2000 - 2001
CIC Research, Inc. 1997 - 2000
Sharp HealthCare 1990 - 1997
Skills
Software Development, ASP.NET, C#, Database Design, T-SQL, ETL, SEO, Web Analytics, EAI, Visual Studio, WCF, .NET, Microsoft SQL Server, SDLC, Web Services, Agile Methodologies, ASP.NET MVC, AJAX, jQuery, LINQ, VB.NET, SOA, JavaScript, ASP, Web Applications, SQL, SSIS, ADO.NET, WPF, Visual Basic, Web Development, Entity Framework, Object Oriented Design, JSON, Integration, Solution Architecture, Silverlight, Programming, Scrum, XML, Agile Project Management, SSRS, IIS, Database Development, Web Application..., SQL Server 2000-2008, Web UI Framework, BizTalk, TFS, SOAP
Education
University of California, San Diego
Continued Professional Development
Independent Coursework
Coleman College
BSCS
San Diego State University-California State University
BS
Rich Singh's LPL Financial Experience Options TraderEquitecNovember 1999 - March 2005
Job Business Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial Options TraderEquitecNovember 1999 - March 2005
Equitec Proprietary Markets, LLC 1999 - 2005
Skills
Series 7, Options, Securities, Financial Services, Investments, Mutual Funds, Wealth Management, Trading
Education
Clarkson University
BS, Finance
LPL Financial Options TraderEquitecNovember 1999 - March 2005
Equitec Proprietary Markets, LLC 1999 - 2005
Skills
Series 7, Options, Securities, Financial Services, Investments, Mutual Funds, Wealth Management, Trading
Education
Clarkson University
BS, Finance
Jason Swift's LPL Financial Experience September 2013 - February 2015
Job Sr. Exchange Architect at TEKsystems
Industry Financial Services
Experience
TEKsystems February 2015 - Present
LPL Financial September 2013 - February 2015
Lowe's Home Improvement October 2011 - September 2013
Azaleos November 2010 - June 2011
Branch Banking and Trust February 2010 - November 2010
TIAA-CREF April 2004 - May 2009
Microsoft Corp October 2003 - July 2004
Perimeter E-Security August 2000 - October 2003
Perimeter E-Security November 1999 - August 2000
Precision Processing June 1997 - November 1999
Skills
Virtualization, Active Directory, Integration, Microsoft Exchange, Windows Server, Security, SharePoint, Disaster Recovery, Servers, Powershell, Blackberry Enterprise..., Windows, System Deployment, Troubleshooting, Hardware, Infrastructure, DNS, VMware ESX, Networking, Microsoft Technologies, Enterprise Software, Software Installation, Lotus Notes, DHCP, Data Center, Group Policy
Education
University of Phoenix 2007 — 2009
Masters, Business Management
2003- 2007 University of Phoenix Charlotte Campus 2004 — 2009
BS, Information Technology; Management
ECPI College of Technology 1998 — 2000
Associate's degree, Information Technology; Information Technology/Networking
Central Piedmont Community College 1997 — 1998
NA, Communications
TEKsystems February 2015 - Present
LPL Financial September 2013 - February 2015
Lowe's Home Improvement October 2011 - September 2013
Azaleos November 2010 - June 2011
Branch Banking and Trust February 2010 - November 2010
TIAA-CREF April 2004 - May 2009
Microsoft Corp October 2003 - July 2004
Perimeter E-Security August 2000 - October 2003
Perimeter E-Security November 1999 - August 2000
Precision Processing June 1997 - November 1999
Skills
Virtualization, Active Directory, Integration, Microsoft Exchange, Windows Server, Security, SharePoint, Disaster Recovery, Servers, Powershell, Blackberry Enterprise..., Windows, System Deployment, Troubleshooting, Hardware, Infrastructure, DNS, VMware ESX, Networking, Microsoft Technologies, Enterprise Software, Software Installation, Lotus Notes, DHCP, Data Center, Group Policy
Education
University of Phoenix 2007 — 2009
Masters, Business Management
2003- 2007 University of Phoenix Charlotte Campus 2004 — 2009
BS, Information Technology; Management
ECPI College of Technology 1998 — 2000
Associate's degree, Information Technology; Information Technology/Networking
Central Piedmont Community College 1997 — 1998
NA, Communications
Jamie Hansman's LPL Financial Experience December 1993 - Present
Job Independent Investment Advisor Representative through LPL Financial
Industry Investment Management
Experience
LPL Financial December 1993 - Present
Smith Barney 1985 - 1987
Skills
Financial Services, Securities, FINRA, Series 7, Alternative Investments, ETFs, Insurance, Financial Modeling, Financial Analysis, Risk Management, Personal Finance, Charities
Education
Colby College 1977 — 1980
LPL Financial December 1993 - Present
Smith Barney 1985 - 1987
Skills
Financial Services, Securities, FINRA, Series 7, Alternative Investments, ETFs, Insurance, Financial Modeling, Financial Analysis, Risk Management, Personal Finance, Charities
Education
Colby College 1977 — 1980
Jaime Martinez's LPL Financial Experience June 2011 - Present
Job Sr. Project Manager, LPL Financial, M.A., C.S.M
Industry Information Technology and Services
Experience
LPL Financial June 2011 - Present
AT&T Mobility June 2009 - November 2010
Skills
RF, System Deployment, Team Leadership, Management, Team Building, RF Engineering, Event Planning, Leadership, Program Management, Telecommunications, Project Management, Vendor Management, Process Improvement, Customer Service, Microsoft Office, Project Planning, Training
Education
Chapman University 2008 — 2010
Master of Arts, Organizational Leadership, 4.0
UCSD Extension 2007 — 2007
Certificate of Completion, Meeting Management and Event Planning, A
University of California, Riverside 2004 — 2005
Bachelor of Arts (B.A.), Creative Writing
LPL Financial June 2011 - Present
AT&T Mobility June 2009 - November 2010
Skills
RF, System Deployment, Team Leadership, Management, Team Building, RF Engineering, Event Planning, Leadership, Program Management, Telecommunications, Project Management, Vendor Management, Process Improvement, Customer Service, Microsoft Office, Project Planning, Training
Education
Chapman University 2008 — 2010
Master of Arts, Organizational Leadership, 4.0
UCSD Extension 2007 — 2007
Certificate of Completion, Meeting Management and Event Planning, A
University of California, Riverside 2004 — 2005
Bachelor of Arts (B.A.), Creative Writing
Martin Guerra's LPL Financial Experience March 2014 - Present
Job Vice President at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2014 - Present
LPL Financial 2004 - March 2014
Sutherland Group 1996 - 2002
Lechters Inc. 1990 - 1996
Skills
Risk Management, Process Improvement, Program Management, Business Analysis, Series 7, Series 66, Call Center, Analysis, Business Process..., Call Centers, Change Management, Disaster Recovery, FINRA, Financial Analysis, Financial Services, Investments, Investment Advisory, Insurance, Mutual Funds, Project Management, Project Planning, Relationship Management, SDLC, Securities, Series 63, Series 65, Strategy, Technical Support, Uniform Combined State..., Vendor Management, Wealth Management, Strategic Financial..., Series 24
Education
University of Redlands 2012 — 2014
Bachelor’s Degree, Business Administration and Management, General
Cerritos College 1992 — 1995
LPL Financial March 2014 - Present
LPL Financial 2004 - March 2014
Sutherland Group 1996 - 2002
Lechters Inc. 1990 - 1996
Skills
Risk Management, Process Improvement, Program Management, Business Analysis, Series 7, Series 66, Call Center, Analysis, Business Process..., Call Centers, Change Management, Disaster Recovery, FINRA, Financial Analysis, Financial Services, Investments, Investment Advisory, Insurance, Mutual Funds, Project Management, Project Planning, Relationship Management, SDLC, Securities, Series 63, Series 65, Strategy, Technical Support, Uniform Combined State..., Vendor Management, Wealth Management, Strategic Financial..., Series 24
Education
University of Redlands 2012 — 2014
Bachelor’s Degree, Business Administration and Management, General
Cerritos College 1992 — 1995
Musunga Kabwe's LPL Financial Experience June 2014 - Present
Job Senior Analyst Business Systems at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2014 - Present
Camstar Systems, Inc. January 2013 - June 2014
Apex Systems- Bank of America April 2011 - December 2012
Apex Systems -Bank of America October 2010 - April 2011
Family Dollar September 2006 - September 2010
HSBC Technology Services/Decision One Mortgage November 2004 - September 2006
HSBC Technology Services/Decision One Mortgage September 2003 - October 2004
TEK Systems - Contract with Allvac May 2003 - August 2003
TEK Systems - Contract with NCS Pearson July 2002 - February 2003
Pace University January 2001 - December 2001
Skills
Project Management, Problem Solving, Team Leadership, Communication, Cross-functional..., Business Analysis, Process Improvement, Requirements Analysis, PowerPoint, SDLC, Requirements Gathering, Visio, User Acceptance Testing, Software Documentation, SharePoint, MS Project, Agile Project Management, Business Requirements, Vendor Management, Microsoft Office, BMC Remedy, Release Management, Internet, Interviews, Agile, TFS, Test Planning, Manual Testing, Business Process..., Kanban, Template Creation, SQL, Agile Methodologies, Microsoft Project, Quality Center
Education
Pace University 2000 — 2002
Master of Science
University of the West of England 1995 — 1999
Bachelor of Arts (B.A.)
Central Piedmont Community College 2009 — 2009
Marlborough College 1993 — 1995
LPL Financial June 2014 - Present
Camstar Systems, Inc. January 2013 - June 2014
Apex Systems- Bank of America April 2011 - December 2012
Apex Systems -Bank of America October 2010 - April 2011
Family Dollar September 2006 - September 2010
HSBC Technology Services/Decision One Mortgage November 2004 - September 2006
HSBC Technology Services/Decision One Mortgage September 2003 - October 2004
TEK Systems - Contract with Allvac May 2003 - August 2003
TEK Systems - Contract with NCS Pearson July 2002 - February 2003
Pace University January 2001 - December 2001
Skills
Project Management, Problem Solving, Team Leadership, Communication, Cross-functional..., Business Analysis, Process Improvement, Requirements Analysis, PowerPoint, SDLC, Requirements Gathering, Visio, User Acceptance Testing, Software Documentation, SharePoint, MS Project, Agile Project Management, Business Requirements, Vendor Management, Microsoft Office, BMC Remedy, Release Management, Internet, Interviews, Agile, TFS, Test Planning, Manual Testing, Business Process..., Kanban, Template Creation, SQL, Agile Methodologies, Microsoft Project, Quality Center
Education
Pace University 2000 — 2002
Master of Science
University of the West of England 1995 — 1999
Bachelor of Arts (B.A.)
Central Piedmont Community College 2009 — 2009
Marlborough College 1993 — 1995
Alan G. Pierre's LPL Financial Experience June 2012 - April 2014
Job RETIRED
Industry Real Estate
Experience
LPL Financial June 2012 - April 2014
TIAA-CREF September 2004 - November 2011
Bank of America/Banc of America Securities 1994 - 2004
Salomon Brothers February 1987 - May 1994
Skills
SDLC, Business Analysis, Vendor Management, Data Warehousing, Business Intelligence, Strategy, Program Management, Enterprise Architecture, Management, Business Strategy, IT Management
Education
Clarkson University
MBA, Operations Management
State University of New York College at Potsdam
BA, Economics
LPL Financial June 2012 - April 2014
TIAA-CREF September 2004 - November 2011
Bank of America/Banc of America Securities 1994 - 2004
Salomon Brothers February 1987 - May 1994
Skills
SDLC, Business Analysis, Vendor Management, Data Warehousing, Business Intelligence, Strategy, Program Management, Enterprise Architecture, Management, Business Strategy, IT Management
Education
Clarkson University
MBA, Operations Management
State University of New York College at Potsdam
BA, Economics
Bruce Lindsay, CFP®'s LPL Financial Experience August 1988 - Present
Job Financial Advisor, LPL Financial
Industry Investment Management
Experience
LPL Financial August 1988 - Present
LPL Financial 1988 - 2015
HR Concepts, Inc. 2000 - 2009
Skills
Securities, Investments, Strategic Financial..., Finance, Financial Advisory, FINRA, Investment Strategies, Wealth Management
Education
College of Financial Planning 1985 — 1987
CFP, Investments, taxation, Estate Planning, Insurance
University of Louisville 1981 — 1983
MBA, Corporate Finance
Centre College 1967 — 1971
BA Economics, Economics
Seneca High School 1961 — 1967
LPL Financial August 1988 - Present
LPL Financial 1988 - 2015
HR Concepts, Inc. 2000 - 2009
Skills
Securities, Investments, Strategic Financial..., Finance, Financial Advisory, FINRA, Investment Strategies, Wealth Management
Education
College of Financial Planning 1985 — 1987
CFP, Investments, taxation, Estate Planning, Insurance
University of Louisville 1981 — 1983
MBA, Corporate Finance
Centre College 1967 — 1971
BA Economics, Economics
Seneca High School 1961 — 1967
Jay Jackson's LPL Financial Experience June 2002 - February 2015
Job Vice President, Strategic Relationships at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group February 2015 - Present
LPL Financial June 2002 - February 2015
LPL August 2006 - February 2007
John Hancock 1998 - 2001
Skills
Series 63, Mutual Funds, FINRA, Investment Advisory, Retirement Planning, Wealth Management, Securities, Alternative Investments, Fixed Annuities, 401k, Retirement, Asset Allocation, Series 6, Investments, Asset Managment, Investment Strategies
Education
Colgate University 1994 — 1998
Bachelor of Arts (B.A.), German Language and Literature
Colgate University 1994 — 1998
Cetera Financial Group February 2015 - Present
LPL Financial June 2002 - February 2015
LPL August 2006 - February 2007
John Hancock 1998 - 2001
Skills
Series 63, Mutual Funds, FINRA, Investment Advisory, Retirement Planning, Wealth Management, Securities, Alternative Investments, Fixed Annuities, 401k, Retirement, Asset Allocation, Series 6, Investments, Asset Managment, Investment Strategies
Education
Colgate University 1994 — 1998
Bachelor of Arts (B.A.), German Language and Literature
Colgate University 1994 — 1998
Teddie Curry's LPL Financial Experience July 2013 - Present
Job Administrative Assistant at LPL Financial
Industry Accounting
Experience
LPL Financial July 2013 - Present
Cincinnati Catholic Women's Association May 2008 - Present
Skills
Non-profits, Budgets, Small Business, Microsoft Excel, Customer Service, Leadership, Team Building, Public Speaking, Microsoft Office
Education
Cleveland State University 1988 — 1993
MBA, Accounting
The Ohio State University 1976 — 1980
Bachelor of Arts (B.A.), English Language and Literature, General
LPL Financial July 2013 - Present
Cincinnati Catholic Women's Association May 2008 - Present
Skills
Non-profits, Budgets, Small Business, Microsoft Excel, Customer Service, Leadership, Team Building, Public Speaking, Microsoft Office
Education
Cleveland State University 1988 — 1993
MBA, Accounting
The Ohio State University 1976 — 1980
Bachelor of Arts (B.A.), English Language and Literature, General
Robert Schiff's LPL Financial Experience December 2000 - Present
Job Financial Advisor & Branch manager
Industry Financial Services
Experience
LPL Financial December 2000 - Present
Education
Loyola Law School, Los Angeles 1980 — 1984
JD
City University of New York City College
BA, Political Science & Finance
LPL Financial December 2000 - Present
Education
Loyola Law School, Los Angeles 1980 — 1984
JD
City University of New York City College
BA, Political Science & Finance
Mariela Henares's LPL Financial Experience November 2012 - Present
Job Independent Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial November 2012 - Present
Chase Investment Services, Corp. May 2009 - November 2012
WaMu Investments December 2006 - May 2009
WaMu Investments January 2005 - November 2006
WM Financial Services July 2002 - December 2004
Washington Mutual Bank July 2001 - June 2002
Washington Mutual Bank September 1999 - June 2001
Skills
Investments, Finance, Series 7, Series 63, Mutual Funds, Financial Services, Securities, Retirement Planning, Wealth Management, Investment Advisory, Equities, Fixed Annuities, Portfolio Management, Retirement, Asset Allocation, Series 65, Financial Advisory, Asset Management, Investment Strategies, Fixed Income, Series 6, Strategic Financial..., 401k
Education
Landmark Education 2006 — 2015
Ontology, Personal Training & Development
Series 65 2009 — 2009
Uniform Investment Advisor Law Examination, State Securities Law Exam, Passed - July 07, 2009
Series 63 2004 — 2004
Uniform Securities Agent State Law Examination, State Securities Law Exam, Passed - December 03, 2004
Series 7 2004 — 2004
General Securities Representative, General Industry/Product Exam, Passed - October 28, 2004
Citrus College 2000 — 2002
Music Business
Pasadena City College 1998 — 2002
Associate of Arts (AA), Music Performance Major
Providence High School 1994 — 1998
Cum Laude, Field of Study: Biology, Health Careers
LPL Financial November 2012 - Present
Chase Investment Services, Corp. May 2009 - November 2012
WaMu Investments December 2006 - May 2009
WaMu Investments January 2005 - November 2006
WM Financial Services July 2002 - December 2004
Washington Mutual Bank July 2001 - June 2002
Washington Mutual Bank September 1999 - June 2001
Skills
Investments, Finance, Series 7, Series 63, Mutual Funds, Financial Services, Securities, Retirement Planning, Wealth Management, Investment Advisory, Equities, Fixed Annuities, Portfolio Management, Retirement, Asset Allocation, Series 65, Financial Advisory, Asset Management, Investment Strategies, Fixed Income, Series 6, Strategic Financial..., 401k
Education
Landmark Education 2006 — 2015
Ontology, Personal Training & Development
Series 65 2009 — 2009
Uniform Investment Advisor Law Examination, State Securities Law Exam, Passed - July 07, 2009
Series 63 2004 — 2004
Uniform Securities Agent State Law Examination, State Securities Law Exam, Passed - December 03, 2004
Series 7 2004 — 2004
General Securities Representative, General Industry/Product Exam, Passed - October 28, 2004
Citrus College 2000 — 2002
Music Business
Pasadena City College 1998 — 2002
Associate of Arts (AA), Music Performance Major
Providence High School 1994 — 1998
Cum Laude, Field of Study: Biology, Health Careers
Andrea Pope's LPL Financial Experience July 2012 - October 2012
Job Skilled manager with extensive experience in operations and performance management spanning from bank to brokerage.
Industry Financial Services
Experience
LPL Financial July 2012 - October 2012
Wells Fargo Advisors January 2011 - July 2011
Wachovia Bank January 2010 - December 2010
Wells Fargo Advisors June 2007 - June 2009
Wells Fargo Advisors July 2005 - June 2007
Wachovia Bank July 1999 - July 2005
Skills
Banking, Financial Services, Process Improvement, Risk Management, Financial Risk, AML, Business Analysis, Securities, Mergers, SDLC, Customer Service, General Ledger, Leadership, Microsoft Office, Problem Solving
Education
Central Piedmont Community College
LPL Financial July 2012 - October 2012
Wells Fargo Advisors January 2011 - July 2011
Wachovia Bank January 2010 - December 2010
Wells Fargo Advisors June 2007 - June 2009
Wells Fargo Advisors July 2005 - June 2007
Wachovia Bank July 1999 - July 2005
Skills
Banking, Financial Services, Process Improvement, Risk Management, Financial Risk, AML, Business Analysis, Securities, Mergers, SDLC, Customer Service, General Ledger, Leadership, Microsoft Office, Problem Solving
Education
Central Piedmont Community College
Kara Mackie's LPL Financial Experience June 2015 - Present
Job Internal Regional Director at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2015 - Present
American Funds May 2014 - June 2015
KBS Capital Markets Group February 2012 - May 2014
Bank of America Home Loans October 2009 - February 2012
Chaney Hall, Inc. June 2007 - October 2009
Skills
Series 7, Series 63, Alternative Investments, Mortgage Lending, FINRA, Venture Capital, Sales
Education
Chapman University, The George L. Argyros School of Business and Economics 2003 — 2007
B.S.
Université Paris Sorbonne (Paris IV)
LPL Financial June 2015 - Present
American Funds May 2014 - June 2015
KBS Capital Markets Group February 2012 - May 2014
Bank of America Home Loans October 2009 - February 2012
Chaney Hall, Inc. June 2007 - October 2009
Skills
Series 7, Series 63, Alternative Investments, Mortgage Lending, FINRA, Venture Capital, Sales
Education
Chapman University, The George L. Argyros School of Business and Economics 2003 — 2007
B.S.
Université Paris Sorbonne (Paris IV)
Jeremiah Henderson's LPL Financial Experience February 2007 - December 2009
Job financial Advisor at LPL Financial
Industry Financial Services
Experience
ING Financial Partners December 2009 - April 2011
LPL Financial February 2007 - December 2009
AIG/VALIC October 1980 - November 2006
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Retirement, Investments, Fixed Annuities, Financial Planners, Life Insurance, Mutual Funds, Long-term Care, Portfolio Management, Business Planning, Finance, Financial Services, Mortgage Lending, 401k, Small Business, Investment Advisory, 401k Rollovers, Asset Allocation, FINRA, Financial Analysis, Financial Planning, IRAs, Insurance, Investment Strategies, Personal Finance, Public Speaking, Securities, Series 6, Series 63, Uniform Combined State...
Education
Chicago State University
BS, Secondary Education/Math
USA
Bachelor's of Science, Secondary Education/Math
ING Financial Partners December 2009 - April 2011
LPL Financial February 2007 - December 2009
AIG/VALIC October 1980 - November 2006
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Retirement, Investments, Fixed Annuities, Financial Planners, Life Insurance, Mutual Funds, Long-term Care, Portfolio Management, Business Planning, Finance, Financial Services, Mortgage Lending, 401k, Small Business, Investment Advisory, 401k Rollovers, Asset Allocation, FINRA, Financial Analysis, Financial Planning, IRAs, Insurance, Investment Strategies, Personal Finance, Public Speaking, Securities, Series 6, Series 63, Uniform Combined State...
Education
Chicago State University
BS, Secondary Education/Math
USA
Bachelor's of Science, Secondary Education/Math
Christy Kitterman's LPL Financial Experience February 2007 - December 2014
Job Senior Specialist at HCL Technologies
Industry Financial Services
Experience
HCL Technologies December 2014 - Present
LPL Financial February 2007 - December 2014
Coldwell Banker Real Estate January 2006 - February 2007
LPL Financial August 2004 - January 2006
Networks 2000 January 2001 - July 2004
Skills
Microsoft Office, Microsoft Word, Financial Services, Technical Support, Hardware, Vendor Management, Visio, System Deployment, Servers, Disaster Recovery, Process Improvement, SharePoint, Software Documentation, Troubleshooting, Business Analysis, Project Management, SDLC, Software Installation
Education
Coleman College
Monte Vista H.S.
HCL Technologies December 2014 - Present
LPL Financial February 2007 - December 2014
Coldwell Banker Real Estate January 2006 - February 2007
LPL Financial August 2004 - January 2006
Networks 2000 January 2001 - July 2004
Skills
Microsoft Office, Microsoft Word, Financial Services, Technical Support, Hardware, Vendor Management, Visio, System Deployment, Servers, Disaster Recovery, Process Improvement, SharePoint, Software Documentation, Troubleshooting, Business Analysis, Project Management, SDLC, Software Installation
Education
Coleman College
Monte Vista H.S.
Sanford Yee's LPL Financial Experience October 2009 - August 2011
Job Technology Manager, Operational Risk Management at MUFG Union Bank
Industry Information Technology and Services
Experience
MUFG Americas August 2011 - Present
LPL Financial October 2009 - August 2011
The Capital Group Companies July 1994 - July 2009
Education
Claremont Graduate University - Peter F. Drucker and Masatoshi Ito Graduate School of Management
Master of Business Administration
University of California, Irvine
Bachelor of Science, Information and Computer Science
MUFG Americas August 2011 - Present
LPL Financial October 2009 - August 2011
The Capital Group Companies July 1994 - July 2009
Education
Claremont Graduate University - Peter F. Drucker and Masatoshi Ito Graduate School of Management
Master of Business Administration
University of California, Irvine
Bachelor of Science, Information and Computer Science
Bryan Armiento's LPL Financial Experience 2013 - 2015
Job Accounting Professional
Industry Accounting
Experience
LPL Financial 2013 - 2015
Driveline Retail Merchandising 2010 - 2012
Covidien 2008 - 2009
Various Contract Positions 2004 - 2007
Skills
General Ledger, Fixed Assets, Accounts Payable, Account Reconciliation, Cash Flow Forecasting, Bank Statements, Microsoft Excel, GAAP Standards
Education
Clemson University
Bachelor of Science, Accounting
LPL Financial 2013 - 2015
Driveline Retail Merchandising 2010 - 2012
Covidien 2008 - 2009
Various Contract Positions 2004 - 2007
Skills
General Ledger, Fixed Assets, Accounts Payable, Account Reconciliation, Cash Flow Forecasting, Bank Statements, Microsoft Excel, GAAP Standards
Education
Clemson University
Bachelor of Science, Accounting
Doug Nitkiewicz's LPL Financial Experience September 2006 - January 2007
Job Project Manager
Industry Financial Services
Experience
TIAA-CREF November 2011 - Present
Modis March 2010 - November 2011
TIAA-CREF April 2008 - October 2009
LPL Financial September 2006 - January 2007
Banc of America Investments January 2006 - May 2006
Harrisdirect (now Etrade Financial) October 1999 - February 2005
First Union Brokerage Services September 1998 - September 1999
First Union Brokerage Services July 1996 - September 1998
United States Marine Corps February 1985 - February 1996
Skills
Software Documentation, Process Improvement, Project Management, Management, Analysis, Program Management, Strategy, Banking, Testing, Strategic Planning
Education
Central Piedmont Community College 2005 — 2007
Six Sigma Green Belt, Database Management
TIAA-CREF November 2011 - Present
Modis March 2010 - November 2011
TIAA-CREF April 2008 - October 2009
LPL Financial September 2006 - January 2007
Banc of America Investments January 2006 - May 2006
Harrisdirect (now Etrade Financial) October 1999 - February 2005
First Union Brokerage Services September 1998 - September 1999
First Union Brokerage Services July 1996 - September 1998
United States Marine Corps February 1985 - February 1996
Skills
Software Documentation, Process Improvement, Project Management, Management, Analysis, Program Management, Strategy, Banking, Testing, Strategic Planning
Education
Central Piedmont Community College 2005 — 2007
Six Sigma Green Belt, Database Management
Jerremy Hisel's LPL Financial Experience November 2010 - Present
Job AntiMoney Laundering Processor at LPL Financial
Industry Financial Services
Experience
LPL Financial November 2010 - Present
LPL Financial (Aerotek) November 2010 - Present
Olive Garden September 2005 - March 2009
Le Peep Restaurant July 2003 - September 2005
Le Peep 2003 - 2005
Education
University of North Carolina at Charlotte 2009 — 2010
Bachelors, Accounting, Finance
Central Piedmont Community College
Bachelor of Science, Accounting Finance
University of North Carolina at
Bachelor of Science, Business Administration Finance; Corporate Finance Concentration
LPL Financial November 2010 - Present
LPL Financial (Aerotek) November 2010 - Present
Olive Garden September 2005 - March 2009
Le Peep Restaurant July 2003 - September 2005
Le Peep 2003 - 2005
Education
University of North Carolina at Charlotte 2009 — 2010
Bachelors, Accounting, Finance
Central Piedmont Community College
Bachelor of Science, Accounting Finance
University of North Carolina at
Bachelor of Science, Business Administration Finance; Corporate Finance Concentration
Dennis Glazov's LPL Financial Experience April 2008 - September 2008
Job Senior Investment Specialist at National Securities
Industry Financial Services
Experience
National Securities August 2009 - Present
Brookstone Securities January 2009 - August 2009
John Thomas Financial September 2008 - January 2009
LPL Financial April 2008 - September 2008
Mercer Capital Ltd January 2006 - April 2008
JP Morgan Chase September 2005 - December 2005
Education
City University of New York-Brooklyn College
Pursuing Bachelors of Science in Finance
National Securities August 2009 - Present
Brookstone Securities January 2009 - August 2009
John Thomas Financial September 2008 - January 2009
LPL Financial April 2008 - September 2008
Mercer Capital Ltd January 2006 - April 2008
JP Morgan Chase September 2005 - December 2005
Education
City University of New York-Brooklyn College
Pursuing Bachelors of Science in Finance
Robert Dobie Beck's LPL Financial Experience November 2014 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial November 2014 - Present
Ameriprise Financial July 1999 - November 2014
Jenkins High School September 1997 - August 1999
Selah High School September 1991 - August 1997
Education
Central Washington University 1994 — 1998
Masters Degree, English
Montana State University-Bozeman 1986 — 1991
Bachelor's Degree, French
Santa Rosa Junior College 1985 — 1986
NA, General
LPL Financial November 2014 - Present
Ameriprise Financial July 1999 - November 2014
Jenkins High School September 1997 - August 1999
Selah High School September 1991 - August 1997
Education
Central Washington University 1994 — 1998
Masters Degree, English
Montana State University-Bozeman 1986 — 1991
Bachelor's Degree, French
Santa Rosa Junior College 1985 — 1986
NA, General
Corey Walen's LPL Financial Experience May 2013 - Present
Job Assistant Vice President, Business Development LPL Financial
Industry Financial Services
Experience
LPL Financial May 2013 - Present
Lord, Abbett & Co. LLC 2010 - May 2013
American Credit Acceptance 2009 - 2010
Wells Fargo May 2008 - May 2009
Skills
Mutual Funds, Capital Markets, Asset Allocation, Cold Calling, New Business Development, Separately Managed..., Series 7, Series 63, Series 65, Investment Strategies, Customer Service, Financial Analysis, Loans, Credit, Finance
Education
Clemson University
Bachelor of Science, Business Administration and Management, General
LPL Financial May 2013 - Present
Lord, Abbett & Co. LLC 2010 - May 2013
American Credit Acceptance 2009 - 2010
Wells Fargo May 2008 - May 2009
Skills
Mutual Funds, Capital Markets, Asset Allocation, Cold Calling, New Business Development, Separately Managed..., Series 7, Series 63, Series 65, Investment Strategies, Customer Service, Financial Analysis, Loans, Credit, Finance
Education
Clemson University
Bachelor of Science, Business Administration and Management, General
Jamell Hamilton's LPL Financial Experience November 2007 - Present
Job Experienced Financial Service Manager
Industry Financial Services
Experience
LPL Financial November 2007 - Present
Wachovia Securities August 1999 - November 2007
Education
Coastal Carolina University 1994 — 1999
Bachelor of Science, Business Management
LPL Financial November 2007 - Present
Wachovia Securities August 1999 - November 2007
Education
Coastal Carolina University 1994 — 1999
Bachelor of Science, Business Management
Rebecca Ortiz's LPL Financial Experience February 1997 - June 2007
Job Marketing Conventions & Meeting Analyst
Industry Wholesale
Experience
Baker & Taylor April 2010 - Present
Baker & Taylor April 2010 - January 2012
UCT Coatings, Inc. 2007 - 2010
LPL Financial February 1997 - June 2007
Skills
Account Management, New Business Development, Sales, Process Improvement, Marketing, Strategic Planning, Marketing Strategy, Team Building, B2B, Negotiation, Management, Customer Service, Forecasting, Retail, Trade Shows, Budgets
Education
Central Piedmont Community College 2012 — 2012
Six Sigma Green Belt Certificate
Keiser College 2009 — 2010
Sports Medicine
Katharine Gibbs Business School 1991 — 1992
Certificate, Business Administration
San Diego Employment Association
Certificate Program, Business Management
South Piedmont Community College
Mastery of Business Fundamentals
South Piedmont Community College
Introduction to Business Analysis
Baker & Taylor April 2010 - Present
Baker & Taylor April 2010 - January 2012
UCT Coatings, Inc. 2007 - 2010
LPL Financial February 1997 - June 2007
Skills
Account Management, New Business Development, Sales, Process Improvement, Marketing, Strategic Planning, Marketing Strategy, Team Building, B2B, Negotiation, Management, Customer Service, Forecasting, Retail, Trade Shows, Budgets
Education
Central Piedmont Community College 2012 — 2012
Six Sigma Green Belt Certificate
Keiser College 2009 — 2010
Sports Medicine
Katharine Gibbs Business School 1991 — 1992
Certificate, Business Administration
San Diego Employment Association
Certificate Program, Business Management
South Piedmont Community College
Mastery of Business Fundamentals
South Piedmont Community College
Introduction to Business Analysis
Luanne Work's LPL Financial Experience June 2001 - November 2001
Job Home Services Specialist II
Industry Financial Services
Experience
Bank of America December 2001 - April 2011
Countrywide Home Loans December 2001 - April 2010
LPL Financial June 2001 - November 2001
Wells Fargo January 2001 - June 2001
Simple Options Mortgage May 1999 - November 2000
Southern Oregon Mortgage January 1991 - May 1999
Education
Chemeketa Community College 1976 — 1978
Associate, Automotive Technology
Ohlone Community College
Bank of America December 2001 - April 2011
Countrywide Home Loans December 2001 - April 2010
LPL Financial June 2001 - November 2001
Wells Fargo January 2001 - June 2001
Simple Options Mortgage May 1999 - November 2000
Southern Oregon Mortgage January 1991 - May 1999
Education
Chemeketa Community College 1976 — 1978
Associate, Automotive Technology
Ohlone Community College
Eric D. West, MBA's LPL Financial Experience June 2007 - March 2011
Job Project Manager at Charlotte Style Magazine
Industry Financial Services
Experience
Charlotte Style Magazine March 2011 - Present
LPL Financial June 2007 - March 2011
TIAA-CREF November 2006 - June 2007
Vanguard October 2004 - November 2006
GE Consumer Finance December 2003 - September 2004
Durham Public Schools October 2001 - December 2003
Telnet Marketing Group February 2001 - October 2001
Skills
Leadership, Customer Service, Investments, Business Analysis, Analysis, Training
Education
University of Phoenix 2004 — 2006
Masters, Business Administration
UNC-Charlotte 1999 — 2000
Bachelor of Arts, Political Science
Central Piedmont Community College
Charlotte Style Magazine March 2011 - Present
LPL Financial June 2007 - March 2011
TIAA-CREF November 2006 - June 2007
Vanguard October 2004 - November 2006
GE Consumer Finance December 2003 - September 2004
Durham Public Schools October 2001 - December 2003
Telnet Marketing Group February 2001 - October 2001
Skills
Leadership, Customer Service, Investments, Business Analysis, Analysis, Training
Education
University of Phoenix 2004 — 2006
Masters, Business Administration
UNC-Charlotte 1999 — 2000
Bachelor of Arts, Political Science
Central Piedmont Community College
Gerald Christopher's LPL Financial Experience September 2012 - October 2013
Job Senior QA Engineer at LightStream
Industry Computer Software
Experience
LightStream a division of SunTrust Bank October 2013 - Present
LPL Financial September 2012 - October 2013
South Bay Expressway April 2012 - August 2012
DEFENSEWEB TECHNOLOGIES, INC December 2010 - December 2011
DEFENSEWEB TECHNOLOGIES, INC February 2010 - December 2010
INTUIT INC January 2000 - January 2009
Internet Strategy January 1999 - January 2000
Skills
SDLC, TFS, Software Quality..., Testing, Software Configuration..., SQL, XML
Education
Coleman College
Certification, Computer Information Science
SAS Institute
Certificate, SAS Programming
LightStream a division of SunTrust Bank October 2013 - Present
LPL Financial September 2012 - October 2013
South Bay Expressway April 2012 - August 2012
DEFENSEWEB TECHNOLOGIES, INC December 2010 - December 2011
DEFENSEWEB TECHNOLOGIES, INC February 2010 - December 2010
INTUIT INC January 2000 - January 2009
Internet Strategy January 1999 - January 2000
Skills
SDLC, TFS, Software Quality..., Testing, Software Configuration..., SQL, XML
Education
Coleman College
Certification, Computer Information Science
SAS Institute
Certificate, SAS Programming
Elizabeth Manuel's LPL Financial Experience March 2008 - Present
Job Retirement Ops Specialist at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2008 - Present
Graybar Electric January 2006 - December 2007
Education
Chapman University 2003 — 2005
BS Business, Finance & Marketing
San Diego City College 2000 — 2003
AA, Transfer Studies
LPL Financial March 2008 - Present
Graybar Electric January 2006 - December 2007
Education
Chapman University 2003 — 2005
BS Business, Finance & Marketing
San Diego City College 2000 — 2003
AA, Transfer Studies
Joseph Hendrick's LPL Financial Experience March 2009 - Present
Job Financial Advisor/LPL Financial
Industry Financial Services
Experience
LPL Financial March 2009 - Present
CitiGroup Smith Barney March 2002 - March 2009
Prudential Securities November 1998 - March 2002
Skills
Municipal Bonds, Long Term Care Insurance, Tactical and Strategic..., Mutual Fund Selection, Stock Selection, 401(k) Small Businesses
Education
Colgate University
AB
LPL Financial March 2009 - Present
CitiGroup Smith Barney March 2002 - March 2009
Prudential Securities November 1998 - March 2002
Skills
Municipal Bonds, Long Term Care Insurance, Tactical and Strategic..., Mutual Fund Selection, Stock Selection, 401(k) Small Businesses
Education
Colgate University
AB
Sara Chetney's LPL Financial Experience August 2010 - December 2010
Job Museum Aide at Sheldon Museum and Cultural Center
Industry Higher Education
Experience
Sheldon Museum and Cultural Center July 2015 - August 2015
Sheldon Museum and Cultural Center June 2015 - July 2015
Claremont University Consortium January 2015 - May 2015
Legends Advisors January 2014 - June 2014
Stivers On-Site 2010 - 2011
LPL Financial August 2010 - December 2010
National Retirement Partners 2006 - 2009
Brick Design July 2008 - August 2008
Skills
Art, Social Media, Advertising, Graphic Design, Adobe Creative Suite, Microsoft Office, Traditional Art Skills, Illustration, Conceptual Art, Event Management, Event Planning, InDesign, Social Networking, WordPress, Illustrator, Research, Brand Development, Graphics, Photoshop, Mac, Logo Design, Archival Research, Archives, History, Archival Processing, Management
Education
Claremont Graduate University 2014 — 2016
Master of Arts (M.A.), History & Archival Studies
Laguna College of Art and Design 2011 — 2011
Game Design
Reed College 2006 — 2010
Bachelor of Arts, History
Sheldon Museum and Cultural Center July 2015 - August 2015
Sheldon Museum and Cultural Center June 2015 - July 2015
Claremont University Consortium January 2015 - May 2015
Legends Advisors January 2014 - June 2014
Stivers On-Site 2010 - 2011
LPL Financial August 2010 - December 2010
National Retirement Partners 2006 - 2009
Brick Design July 2008 - August 2008
Skills
Art, Social Media, Advertising, Graphic Design, Adobe Creative Suite, Microsoft Office, Traditional Art Skills, Illustration, Conceptual Art, Event Management, Event Planning, InDesign, Social Networking, WordPress, Illustrator, Research, Brand Development, Graphics, Photoshop, Mac, Logo Design, Archival Research, Archives, History, Archival Processing, Management
Education
Claremont Graduate University 2014 — 2016
Master of Arts (M.A.), History & Archival Studies
Laguna College of Art and Design 2011 — 2011
Game Design
Reed College 2006 — 2010
Bachelor of Arts, History
sabrina stewart's LPL Financial Experience December 2013 - Present
Job Service Center Representative Service 360 at LPL Financial
Industry Financial Services
Experience
LPL Financial December 2013 - Present
Hornets Sports & Entertainment December 2007 - Present
GE Capital Retail Bank August 2013 - December 2013
Wells Fargo Bank 1998 - 2010
Skills
Customer Service, Call Center, Research, AML, KYC, Risk Management, Problem Solving, Time Management, Compliance, Conflict Resolution, Highly motivated..., Communication Skills, Goal Oriented, Organization, Analytical Skills, Trust Services, Call Centers, Loans, Credit, Home Equity, Securities, Financial Services, Personal Finance, Banking, Communication, Microsoft Excel, Microsoft Office, Process Improvement, Lotus Notes
Education
Central Piedmont Community College 2011 — 2012
Certificate, Residential Architecture Technology
College of Charleston 1991 — 1996
LPL Financial December 2013 - Present
Hornets Sports & Entertainment December 2007 - Present
GE Capital Retail Bank August 2013 - December 2013
Wells Fargo Bank 1998 - 2010
Skills
Customer Service, Call Center, Research, AML, KYC, Risk Management, Problem Solving, Time Management, Compliance, Conflict Resolution, Highly motivated..., Communication Skills, Goal Oriented, Organization, Analytical Skills, Trust Services, Call Centers, Loans, Credit, Home Equity, Securities, Financial Services, Personal Finance, Banking, Communication, Microsoft Excel, Microsoft Office, Process Improvement, Lotus Notes
Education
Central Piedmont Community College 2011 — 2012
Certificate, Residential Architecture Technology
College of Charleston 1991 — 1996
Nathan Romero's LPL Financial Experience August 2006 - May 2009
Job Regional Vice President at Realty Capital Securities
Industry Financial Services
Experience
Realty Capital Securities October 2013 - Present
Realty Capital Securities March 2013 - October 2013
ShopMedicareRates.com October 2012 - March 2013
MetLife October 2010 - October 2012
California State Senate May 2009 - October 2010
LPL Financial August 2006 - May 2009
Verizon Wireless June 2000 - August 2006
Skills
Series 7, Series 63, Operational Efficiency, Marketing, Mobile Technology, Medicare, Variable Annuities, Retirement Planning, Mutual Funds, Sales Operations, Relationship Management, REIT, BDCs, Life Insurance, Health Insurance
Education
Chapman University
Bachelor of Arts (B.A.), Political Science and Government
Realty Capital Securities October 2013 - Present
Realty Capital Securities March 2013 - October 2013
ShopMedicareRates.com October 2012 - March 2013
MetLife October 2010 - October 2012
California State Senate May 2009 - October 2010
LPL Financial August 2006 - May 2009
Verizon Wireless June 2000 - August 2006
Skills
Series 7, Series 63, Operational Efficiency, Marketing, Mobile Technology, Medicare, Variable Annuities, Retirement Planning, Mutual Funds, Sales Operations, Relationship Management, REIT, BDCs, Life Insurance, Health Insurance
Education
Chapman University
Bachelor of Arts (B.A.), Political Science and Government
Sedwrick Dunklin's LPL Financial Experience January 2008 - Present
Job IT Specialist at StatRad
Industry Information Technology and Services
Experience
StatRad July 2015 - Present
LPL Financial January 2008 - Present
National Stores Inc March 2006 - January 2008
United States Marine Corps July 1999 - July 2004
Skills
Troubleshooting, SDLC, Microsoft SQL Server, SQL, SharePoint, Data Center, Data Warehousing, Business Analysis, Project Management, Process Improvement, Unix, Visio, Disaster Recovery, Databases, Requirements Gathering, Data Analysis, Access, Windows Server, Data Integration, Crystal Reports, Software Documentation, Microsoft Office, Active Directory, IT Operations, SQL Servers, Oracle Database, Programming Language..., TCP/IP Ethernet..., IP addressing, VLAN, Servers, Windows, Technical Support, Software Installation, Hardware
Education
University of Phoenix 2011 — 2013
Bachelor's degree, Telecommunications Engineering
Coleman College 2005 — 2005
Coleman College
Network Security Certificate, Computer Systems Networking and Telecommunications
StatRad July 2015 - Present
LPL Financial January 2008 - Present
National Stores Inc March 2006 - January 2008
United States Marine Corps July 1999 - July 2004
Skills
Troubleshooting, SDLC, Microsoft SQL Server, SQL, SharePoint, Data Center, Data Warehousing, Business Analysis, Project Management, Process Improvement, Unix, Visio, Disaster Recovery, Databases, Requirements Gathering, Data Analysis, Access, Windows Server, Data Integration, Crystal Reports, Software Documentation, Microsoft Office, Active Directory, IT Operations, SQL Servers, Oracle Database, Programming Language..., TCP/IP Ethernet..., IP addressing, VLAN, Servers, Windows, Technical Support, Software Installation, Hardware
Education
University of Phoenix 2011 — 2013
Bachelor's degree, Telecommunications Engineering
Coleman College 2005 — 2005
Coleman College
Network Security Certificate, Computer Systems Networking and Telecommunications
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.