LPL Financial
Industry: Financial services company
DescriptionLPL Financial LLC is the largest independent broker-dealer in the United States. As of 2017 the company had more than 15,000 financial advisors, over $615 billion in advisory & brokerage assets, and generated approximately $4.2 billion in annual revenue for the 2017 fiscal year. Headquarters: Boston, Massachusetts, United States CEO: Dan Arnold (Jan 2017–) Subsidiaries: AdvisoryWorld, Inc., LINSCO PRIVATE LEDGER CORP, Private Trust Co, Fortigent Holdings Company, Inc. Parent organization: LPL Financial Holdings Inc
LPL Financial List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at LPL Financial. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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3,941 LPL Financial employees in database. Find out everything there's to know about LPL Financial employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
LPL Financial Employees
Employee
Years
Job
Industry
Jeffrey Slaugh Jeffrey Slaugh's LPL Financial Experience 2009 - 2013
Job Regional Manager, InterMountain and West Coast at USEcoLogic
Industry Construction
Experience
US-EcoLogic March 2011 - Present
LPL Financial 2009 - 2013
BBVA Compass Investment Solutions 2006 - 2009
Skills
Strategic Planning, Public Speaking, Team Building, Cross-functional Team..., Customer Service, Marketing, Leadership, Strategy
Education
MBA, U of Colorado, Green Building Designations 2010 — 2015
LEED AP, LEED H Green Rater, NGBS 2012 Verifier, California HERS Rater, Resnet HERS Rater, CA BuilditGreen, ENERGY STAR Partner
University of Colorado Denver 1999 — 2001
MBA, Capital Formation, Economics
University of Colorado Boulder 1992 — 1995
BS, International Affairs - Economics, Policy
Temple University 1976 — 1979
BM, Music Performance
Liszt Ferenc Zenemûvészeti Egyetem 1974 — 1976
Franz Liszt Academy of Music, Music Performance
US-EcoLogic March 2011 - Present
LPL Financial 2009 - 2013
BBVA Compass Investment Solutions 2006 - 2009
Skills
Strategic Planning, Public Speaking, Team Building, Cross-functional Team..., Customer Service, Marketing, Leadership, Strategy
Education
MBA, U of Colorado, Green Building Designations 2010 — 2015
LEED AP, LEED H Green Rater, NGBS 2012 Verifier, California HERS Rater, Resnet HERS Rater, CA BuilditGreen, ENERGY STAR Partner
University of Colorado Denver 1999 — 2001
MBA, Capital Formation, Economics
University of Colorado Boulder 1992 — 1995
BS, International Affairs - Economics, Policy
Temple University 1976 — 1979
BM, Music Performance
Liszt Ferenc Zenemûvészeti Egyetem 1974 — 1976
Franz Liszt Academy of Music, Music Performance
Andrew Soto Andrew Soto's LPL Financial Experience January 2014 - May 2014
Job Keyence
Industry Financial Services
Experience
Keyence March 2015 - Present
BofI Federal Bank June 2014 - February 2015
LPL Financial January 2014 - May 2014
Delta Vew Golf course March 2010 - August 2012
Skills
Microsoft Office, Microsoft Word, Microsoft Excel, Financial Analysis, PowerPoint, Finance, Banking, Bloomberg Terminal, Investments, Outlook, Customer Service, Mutual Funds, Economics, Sales
Education
San Diego State University-California State University 2012 — 2014
Bachelor of Science (BS), Finance, General
Los Medanos College 2009 — 2012
Associate of Arts (AA), General Studies
Keyence March 2015 - Present
BofI Federal Bank June 2014 - February 2015
LPL Financial January 2014 - May 2014
Delta Vew Golf course March 2010 - August 2012
Skills
Microsoft Office, Microsoft Word, Microsoft Excel, Financial Analysis, PowerPoint, Finance, Banking, Bloomberg Terminal, Investments, Outlook, Customer Service, Mutual Funds, Economics, Sales
Education
San Diego State University-California State University 2012 — 2014
Bachelor of Science (BS), Finance, General
Los Medanos College 2009 — 2012
Associate of Arts (AA), General Studies
Judy McLean Judy McLean's LPL Financial Experience 2011 - 2012
Job Financial Services Professional
Industry Financial Services
Experience
LPL Financial 2011 - 2012
Automatic Ice Systems October 2000 - April 2008
Skills
dedication to quality,...
Education
Lakes Region Community College 2014 — 2014
National Career Readiness Certification - Silver Level, Business Administration, Management and Operations, Silver
Green the NAR Sustainable Property Designation, The Green Resource Council 3/2009 2009 — 2009
Green the NAR Sustainable Property Designation,, Certification
LPL Financial 2011 - 2012
Automatic Ice Systems October 2000 - April 2008
Skills
dedication to quality,...
Education
Lakes Region Community College 2014 — 2014
National Career Readiness Certification - Silver Level, Business Administration, Management and Operations, Silver
Green the NAR Sustainable Property Designation, The Green Resource Council 3/2009 2009 — 2009
Green the NAR Sustainable Property Designation,, Certification
Sam Marino, AIF® Sam Marino, AIF®'s LPL Financial Experience November 2007 - Present
Job Financial Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial November 2007 - Present
Merrill Lynch September 2006 - April 2007
Marino's Florist & Fine Gifts, llc September 1978 - June 2006
Skills
Wealth Management, 401k, Fiduciary, Fixed Income, Variable Annuities, Mutual Funds, 401k Rollovers, Alternative Investments, Stocks, Qualified Retirement..., Investment Advisory
Education
Louisiana State University 1972 — 1977
Bachelor of Science (BS), Business Administration and Management, General
Redemptorist High School 1968 — 1972
LPL Financial November 2007 - Present
Merrill Lynch September 2006 - April 2007
Marino's Florist & Fine Gifts, llc September 1978 - June 2006
Skills
Wealth Management, 401k, Fiduciary, Fixed Income, Variable Annuities, Mutual Funds, 401k Rollovers, Alternative Investments, Stocks, Qualified Retirement..., Investment Advisory
Education
Louisiana State University 1972 — 1977
Bachelor of Science (BS), Business Administration and Management, General
Redemptorist High School 1968 — 1972
Elissa King's LPL Financial Experience June 2014 - Present
Job Senior Financial Analysis at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2014 - Present
CapWest Mortgage January 2013 - December 2013
Foreclosure Management Company November 2008 - January 2013
Enterprise Rent-A-Car January 2007 - November 2008
Skills
Excellent investigative..., Account reconciliation, Superior attention to..., Excellent client..., Risk management..., Analytical reasoning, Team leadership, Microsoft Excel, Microsoft Office, Mortgage Lending, Program Management, Loans, Management, Customer Service, Mortgage Banking
Education
Kansas State University 2002 — 2006
Bachelor of Science (BS), Marketing Minor Business
LPL Financial June 2014 - Present
CapWest Mortgage January 2013 - December 2013
Foreclosure Management Company November 2008 - January 2013
Enterprise Rent-A-Car January 2007 - November 2008
Skills
Excellent investigative..., Account reconciliation, Superior attention to..., Excellent client..., Risk management..., Analytical reasoning, Team leadership, Microsoft Excel, Microsoft Office, Mortgage Lending, Program Management, Loans, Management, Customer Service, Mortgage Banking
Education
Kansas State University 2002 — 2006
Bachelor of Science (BS), Marketing Minor Business
Lauren Bagdonas Lauren Bagdonas's LPL Financial Experience January 2014 - Present
Job Associate Integration Manager/RePapering Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2014 - Present
LPL Financial October 2012 - January 2014
Horizon Wealth Management February 2011 - October 2012
Stewart Talent April 2010 - February 2011
Stewart Talent January 2008 - April 2010
Education
Loyola University of Chicago
Bachelor of Arts (B.A.), Theatre & Communications
LPL Financial January 2014 - Present
LPL Financial October 2012 - January 2014
Horizon Wealth Management February 2011 - October 2012
Stewart Talent April 2010 - February 2011
Stewart Talent January 2008 - April 2010
Education
Loyola University of Chicago
Bachelor of Arts (B.A.), Theatre & Communications
Joseph Bollinger, MBA, AAMS Joseph Bollinger, MBA, AAMS's LPL Financial Experience January 2003 - Present
Job CoFounder/Financial Consultant at UDB Financial
Industry Financial Services
Experience
LPL Financial January 2003 - Present
National Brokerage Firm April 1994 - January 2003
Skills
Financial Modeling, Strategic Financial..., Portfolio Management, Finance, Asset Management, Retirement Planning, Financial Analysis, Financial Reporting, Investments, Wealth Management
Education
Northwestern State University
Master of Business Administration (MBA)
Louisiana College
Bachelor's degree, Accounting
LPL Financial January 2003 - Present
National Brokerage Firm April 1994 - January 2003
Skills
Financial Modeling, Strategic Financial..., Portfolio Management, Finance, Asset Management, Retirement Planning, Financial Analysis, Financial Reporting, Investments, Wealth Management
Education
Northwestern State University
Master of Business Administration (MBA)
Louisiana College
Bachelor's degree, Accounting
Courtney Waterbury Courtney Waterbury's LPL Financial Experience March 2008 - March 2013
Job Owner / Trainer at OTG Boot Camp
Industry Professional Training & Coaching
Experience
OTG Boot Camp April 2013 - Present
Kettlebell X Training January 2012 - March 2013
LPL Financial March 2008 - March 2013
Superior Mobile Medics April 2006 - October 2007
Skills
Customer Service, Microsoft Office, Budgets, Project Management, Microsoft Excel, PowerPoint, Outlook, Insurance, Microsoft Word, Strategic Planning
Education
Kaplan University 2014 — 2015
Medical/Clinical Assistant
Maric College 2003 — 2004
Medical Assitant
OTG Boot Camp April 2013 - Present
Kettlebell X Training January 2012 - March 2013
LPL Financial March 2008 - March 2013
Superior Mobile Medics April 2006 - October 2007
Skills
Customer Service, Microsoft Office, Budgets, Project Management, Microsoft Excel, PowerPoint, Outlook, Insurance, Microsoft Word, Strategic Planning
Education
Kaplan University 2014 — 2015
Medical/Clinical Assistant
Maric College 2003 — 2004
Medical Assitant
Fred Fletcher Fred Fletcher's LPL Financial Experience June 1986 - Present
Job Conservative financial advice for individuals and endowments along with retirement and estate planning for families.
Industry Financial Services
Experience
LPL Financial June 1986 - Present
Blunt, Ellis, and Loewi June 1984 - March 1986
Skills
Retirement Planning, Estate Planning, Investment Management, Financial Advisor
Education
Luther College 1968 — 1972
Bachelor of Arts, Biology, Sociology
LPL Financial June 1986 - Present
Blunt, Ellis, and Loewi June 1984 - March 1986
Skills
Retirement Planning, Estate Planning, Investment Management, Financial Advisor
Education
Luther College 1968 — 1972
Bachelor of Arts, Biology, Sociology
Victoria Jezior Victoria Jezior's LPL Financial Experience May 2011 - April 2014
Job Executive Assistant currently seeking job opportunity in the Roseville/Rocklin/Sacramento area
Industry Financial Services
Experience
LPL Financial May 2011 - April 2014
HomEq Servicing / Barclays Capital June 2005 - September 2010
Skills
Loan Servicing, Loss Mitigation, Outlook, Lotus Notes, Mortgage Servicing, Mortgage Lending, Time Management, Management, Loan Origination, Interviews, Financial Services, Mortgage Banking, Credit Risk, Finance, Leadership Development, Data Entry, Banking, 10 Key, Call Centers, Program Management, Risk Management, Residential Mortgages, Negotiation, Credit, Loans, Customer Service
Education
Loyola University Chicago 1977 — 1979
LPL Financial May 2011 - April 2014
HomEq Servicing / Barclays Capital June 2005 - September 2010
Skills
Loan Servicing, Loss Mitigation, Outlook, Lotus Notes, Mortgage Servicing, Mortgage Lending, Time Management, Management, Loan Origination, Interviews, Financial Services, Mortgage Banking, Credit Risk, Finance, Leadership Development, Data Entry, Banking, 10 Key, Call Centers, Program Management, Risk Management, Residential Mortgages, Negotiation, Credit, Loans, Customer Service
Education
Loyola University Chicago 1977 — 1979
Angela Denham's LPL Financial Experience July 2008 - Present
Job LPL Financial Advisor at Denham & Lillich Wealth Management
Industry Financial Services
Experience
A.L. Denham Wealth Management January 2011 - Present
LPL Financial July 2008 - Present
Harger and Company, Inc. August 1998 - July 2008
Harger and Company, Inc. August 1998 - July 2008
Education
Louisiana State University 1985 — 1991
Bachelor of Business Administration (BBA)
A.L. Denham Wealth Management January 2011 - Present
LPL Financial July 2008 - Present
Harger and Company, Inc. August 1998 - July 2008
Harger and Company, Inc. August 1998 - July 2008
Education
Louisiana State University 1985 — 1991
Bachelor of Business Administration (BBA)
Monique Flowers LMBT Monique Flowers LMBT's LPL Financial Experience July 2014 - Present
Job LMBT
Industry Health, Wellness and Fitness
Experience
LPL Financial July 2014 - Present
The Hartford November 2013 - July 2014
Byers Engineering May 2013 - November 2013
Byers Engineering February 2013 - May 2013
Massage Heights February 2013 - 2013
Freedom Group Inc USA April 2009 - 2011
Freedom Group Inc USA April 2008 - April 2009
Freedom Group Inc USA October 2007 - April 2008
QC Data June 2007 - October 2007
Skills
Managerial Skills, Administrative..., Training, Quality Assurance, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, Office Administration, Databases, Windows, Team Leadership, Team Building, Microsoft Office, Management, Time Management, Swedish, Chair Massage, Deep Tissue Massage, Therapeutic Massage, Stretching, Bodywork, Aromatherapy, Anatomy, Payroll, Relaxation, Process Improvement, Wellbeing, AutoCAD, Database Design, MapViewer, Engineering, Neuromuscular, Outlook, Quality Control, Telecommunications, Pain Management
Education
Southeastern Institute-Charlotte 2011 — 2012
Certificate, Massage Therapy/Therapeutic Massage
Johnson C. Smith University - JCSU 2003 — 2007
Bachelor of Science (B.S.), General Science conc. Biology
LPL Financial July 2014 - Present
The Hartford November 2013 - July 2014
Byers Engineering May 2013 - November 2013
Byers Engineering February 2013 - May 2013
Massage Heights February 2013 - 2013
Freedom Group Inc USA April 2009 - 2011
Freedom Group Inc USA April 2008 - April 2009
Freedom Group Inc USA October 2007 - April 2008
QC Data June 2007 - October 2007
Skills
Managerial Skills, Administrative..., Training, Quality Assurance, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, Office Administration, Databases, Windows, Team Leadership, Team Building, Microsoft Office, Management, Time Management, Swedish, Chair Massage, Deep Tissue Massage, Therapeutic Massage, Stretching, Bodywork, Aromatherapy, Anatomy, Payroll, Relaxation, Process Improvement, Wellbeing, AutoCAD, Database Design, MapViewer, Engineering, Neuromuscular, Outlook, Quality Control, Telecommunications, Pain Management
Education
Southeastern Institute-Charlotte 2011 — 2012
Certificate, Massage Therapy/Therapeutic Massage
Johnson C. Smith University - JCSU 2003 — 2007
Bachelor of Science (B.S.), General Science conc. Biology
Troy Alford Troy Alford's LPL Financial Experience April 2012 - May 2013
Job Fortune 500 IT Leader • Leadership Expert • Career Coach
Industry Information Technology and Services
Experience
AppFolio Inc. May 2015 - Present
Personal Consulting January 2007 - Present
Accuity May 2013 - May 2015
LPL Financial April 2012 - May 2013
Qualcomm August 2011 - April 2012
Water Street Solutions July 2007 - August 2009
US Army June 2003 - June 2008
Skills
Leadership, Software Development, Team Building, Entrepreneurship, Business Strategy, Management, Microsoft SQL Server, C#, Databases, Requirements Analysis, .NET, Software Engineering, Personal Development, Start-ups, jQuery, Analysis, Financial Analysis, Project Planning, Finance, T-SQL, Software Project..., Agile Methodologies, Project Management, SSRS, Budgets, TFS, Web Applications, Entity Framework, LINQ, Joint Ventures, ASP.NET, Agile Project Management, Microsoft Technologies, JavaScript, Negotiation, Web Services, Strategic Financial..., Financial Projection, ASP.NET MVC, Advanced CSS, Servant Leadership, CTO, VP of Engineering, Director of IT, Business Analysis, Consulting, Training, Strategic Planning, Networking, SDLC
Education
Keller Graduate School of Management of DeVry University 2008 — 2011
MBA, Leadership, Accounting & Finance
Purdue University Calumet 2001 — 2003
BS, Systems Architecture & Database Design
University of North Florida 1999 — 2000
Software Engineering
AppFolio Inc. May 2015 - Present
Personal Consulting January 2007 - Present
Accuity May 2013 - May 2015
LPL Financial April 2012 - May 2013
Qualcomm August 2011 - April 2012
Water Street Solutions July 2007 - August 2009
US Army June 2003 - June 2008
Skills
Leadership, Software Development, Team Building, Entrepreneurship, Business Strategy, Management, Microsoft SQL Server, C#, Databases, Requirements Analysis, .NET, Software Engineering, Personal Development, Start-ups, jQuery, Analysis, Financial Analysis, Project Planning, Finance, T-SQL, Software Project..., Agile Methodologies, Project Management, SSRS, Budgets, TFS, Web Applications, Entity Framework, LINQ, Joint Ventures, ASP.NET, Agile Project Management, Microsoft Technologies, JavaScript, Negotiation, Web Services, Strategic Financial..., Financial Projection, ASP.NET MVC, Advanced CSS, Servant Leadership, CTO, VP of Engineering, Director of IT, Business Analysis, Consulting, Training, Strategic Planning, Networking, SDLC
Education
Keller Graduate School of Management of DeVry University 2008 — 2011
MBA, Leadership, Accounting & Finance
Purdue University Calumet 2001 — 2003
BS, Systems Architecture & Database Design
University of North Florida 1999 — 2000
Software Engineering
Justin Weaver Justin Weaver's LPL Financial Experience March 2011 - January 2012
Job Account Executive at Ramsey Solutions
Industry Financial Services
Experience
Dave Ramsey April 2015 - Present
Guardian Financial January 2013 - March 2015
Guardian Financial February 2012 - December 2012
LPL Financial March 2011 - January 2012
First Tennessee Bank July 2009 - March 2011
First Tennessee Bank February 2007 - July 2009
Education
Lipscomb University
Milton High School
Dave Ramsey April 2015 - Present
Guardian Financial January 2013 - March 2015
Guardian Financial February 2012 - December 2012
LPL Financial March 2011 - January 2012
First Tennessee Bank July 2009 - March 2011
First Tennessee Bank February 2007 - July 2009
Education
Lipscomb University
Milton High School
Steve Palko's LPL Financial Experience 2007 - August 2015
Job Senior leader working on new opportunity
Industry Financial Services
Experience
LPL Financial 2007 - August 2015
E*TRADE Financial Corporation February 2006 - October 2006
TD Waterhouse 1993 - 2006
Education
Louisiana State University 1988 — 1992
Bachelor’s Degree, Finance
LPL Financial 2007 - August 2015
E*TRADE Financial Corporation February 2006 - October 2006
TD Waterhouse 1993 - 2006
Education
Louisiana State University 1988 — 1992
Bachelor’s Degree, Finance
Josh Mechals Josh Mechals's LPL Financial Experience July 2000 - May 2003
Job at
Industry Financial Services
Experience
COR Clearing LLC April 2015 - Present
COR Clearing LLC May 2012 - April 2015
Legent Clearing July 2005 - May 2012
LPL Financial July 2000 - May 2003
LPL Financial June 1997 - July 2000
Skills
Risk Management, Securities, Process Improvement, Options, Team Leadership, Equities, Financial Risk, Financial Services, FINRA, Fixed Income, Series 7, Series 24
Education
Linfield College 1992 — 1996
BA, Psychology, Biology
COR Clearing LLC April 2015 - Present
COR Clearing LLC May 2012 - April 2015
Legent Clearing July 2005 - May 2012
LPL Financial July 2000 - May 2003
LPL Financial June 1997 - July 2000
Skills
Risk Management, Securities, Process Improvement, Options, Team Leadership, Equities, Financial Risk, Financial Services, FINRA, Fixed Income, Series 7, Series 24
Education
Linfield College 1992 — 1996
BA, Psychology, Biology
Lauren Springfield's LPL Financial Experience February 2014 - August 2015
Job Masters of Science Student in City Planning & Regeneration at the University of Glasgow
Industry Architecture & Planning
Experience
LPL Financial February 2014 - August 2015
Cohn Restaurant Group September 2013 - January 2014
Bucknam Infrastructure Group, Inc. June 2013 - July 2013
Moffitt Undergraduate Library, University of California, Berkeley September 2009 - May 2013
Bucknam & Associates May 2011 - August 2011
The City of Oceanside, California May 2010 - July 2010
Sammy's Woodfired Pizza April 2009 - August 2009
Tilly's May 2007 - August 2009
Skills
ArcGIS, GIS, Adobe Creative Suite, Microsoft Office, Customer Service, Project Planning, Project Management, Urban Design, Urban Planning, Marketing, Urban Studies, Urban Agriculture, Landscape Design, Environmental Planning
Education
The University of Glasgow 2015 — 2016
Master’s Degree, City Planning & Regeneration
Københavns Universitet / University of Copenhagen 2012 — 2013
Master's Courses, Landscape Architecture
University of California, Berkeley 2009 — 2013
BA, Urban Studies, 3.6
Oceanside High School 2006 — 2009
High School Diploma, 4.4
MiraCosta College 2007 — 2007
LPL Financial February 2014 - August 2015
Cohn Restaurant Group September 2013 - January 2014
Bucknam Infrastructure Group, Inc. June 2013 - July 2013
Moffitt Undergraduate Library, University of California, Berkeley September 2009 - May 2013
Bucknam & Associates May 2011 - August 2011
The City of Oceanside, California May 2010 - July 2010
Sammy's Woodfired Pizza April 2009 - August 2009
Tilly's May 2007 - August 2009
Skills
ArcGIS, GIS, Adobe Creative Suite, Microsoft Office, Customer Service, Project Planning, Project Management, Urban Design, Urban Planning, Marketing, Urban Studies, Urban Agriculture, Landscape Design, Environmental Planning
Education
The University of Glasgow 2015 — 2016
Master’s Degree, City Planning & Regeneration
Københavns Universitet / University of Copenhagen 2012 — 2013
Master's Courses, Landscape Architecture
University of California, Berkeley 2009 — 2013
BA, Urban Studies, 3.6
Oceanside High School 2006 — 2009
High School Diploma, 4.4
MiraCosta College 2007 — 2007
Sagun Ghimire Sagun Ghimire's LPL Financial Experience September 2014 - Present
Job Money Desk Specialist at LPL Financial
Industry Accounting
Experience
LPL Financial September 2014 - Present
H&R Block January 2014 - April 2014
H&R Block January 2013 - April 2013
Bank of Kathmandu Ltd November 2009 - November 2010
Nepal Investment Bank March 2008 - August 2008
Skills
Banking, Accounting, QuickBooks, Microsoft Excel, Loans, Personal Income Tax..., Individual Income..., Managerial Finance, Financial Reporting, Auditing, Corporate Finance, Customer Service, Financial Analysis, Tax
Education
National University 2013 — 2014
Master's degree, Accounting
University of California, San Diego 2011 — 2012
Certification, Accounting
Kathmandu Vishwavidalaya 2003 — 2007
BBA, Finance
LPL Financial September 2014 - Present
H&R Block January 2014 - April 2014
H&R Block January 2013 - April 2013
Bank of Kathmandu Ltd November 2009 - November 2010
Nepal Investment Bank March 2008 - August 2008
Skills
Banking, Accounting, QuickBooks, Microsoft Excel, Loans, Personal Income Tax..., Individual Income..., Managerial Finance, Financial Reporting, Auditing, Corporate Finance, Customer Service, Financial Analysis, Tax
Education
National University 2013 — 2014
Master's degree, Accounting
University of California, San Diego 2011 — 2012
Certification, Accounting
Kathmandu Vishwavidalaya 2003 — 2007
BBA, Finance
Tom McCoid's LPL Financial Experience September 2006 - January 2008
Job Lead Developer/Architect at AquaSpy
Industry Computer Software
Experience
AquaSpy October 2012 - Present
Mnemoweb Incorporated July 2000 - December 2012
Tax Compliance, Inc. October 2010 - March 2012
PhotoLynx Incorporated January 2009 - December 2009
RoseLine Solutions October 2007 - December 2008
LPL Financial September 2006 - January 2008
City of Oceanside July 2005 - April 2006
LPL Financial July 2004 - January 2005
Merchandising Corporation of America August 2001 - October 2003
KOSA March 2000 - April 2001
Skills
.NET Framework, C#, Visual Studio, TFS, Microsoft SQL Server, T-SQL, LINQ, WCF, WPF, WinForms, .NET
Education
Kansas State University 1988 — 1992
BS, Psychology & Anthropology
AquaSpy October 2012 - Present
Mnemoweb Incorporated July 2000 - December 2012
Tax Compliance, Inc. October 2010 - March 2012
PhotoLynx Incorporated January 2009 - December 2009
RoseLine Solutions October 2007 - December 2008
LPL Financial September 2006 - January 2008
City of Oceanside July 2005 - April 2006
LPL Financial July 2004 - January 2005
Merchandising Corporation of America August 2001 - October 2003
KOSA March 2000 - April 2001
Skills
.NET Framework, C#, Visual Studio, TFS, Microsoft SQL Server, T-SQL, LINQ, WCF, WPF, WinForms, .NET
Education
Kansas State University 1988 — 1992
BS, Psychology & Anthropology
Ryan Stainbrook's LPL Financial Experience May 2012 - March 2013
Job District Sales Manager at Lewis Hybrids
Industry Farming
Experience
Monsanto November 2013 - Present
Frontier Ag Inc March 2012 - October 2013
LPL Financial May 2012 - March 2013
Edward Jones August 2010 - June 2012
Ncta college of Technical agriculture August 2008 - August 2010
Skills
Crop Insurance, Grain Marketing, Financial Analysis, Commercial Lending, Livestock Judging, University Teaching, Animal Science, Agriculture, Strategic Planning, Grain, Leadership, Customer Service, Marketing Strategy
Education
University of Nebraska-Lincoln 2005 — 2006
Graduate Work, Ag Leadership, Education, Communication
Kansas State University 2003 — 2004
BS, Animal Sciences
Northeastern Oklahoma A&M College 2000 — 2002
Associate's degree, Agriculture, General
Monsanto November 2013 - Present
Frontier Ag Inc March 2012 - October 2013
LPL Financial May 2012 - March 2013
Edward Jones August 2010 - June 2012
Ncta college of Technical agriculture August 2008 - August 2010
Skills
Crop Insurance, Grain Marketing, Financial Analysis, Commercial Lending, Livestock Judging, University Teaching, Animal Science, Agriculture, Strategic Planning, Grain, Leadership, Customer Service, Marketing Strategy
Education
University of Nebraska-Lincoln 2005 — 2006
Graduate Work, Ag Leadership, Education, Communication
Kansas State University 2003 — 2004
BS, Animal Sciences
Northeastern Oklahoma A&M College 2000 — 2002
Associate's degree, Agriculture, General
Norbert Naths Norbert Naths's LPL Financial Experience 2003 - 2005
Job Account Executive at LT Trust
Industry Financial Services
Experience
LT Trust, formally known as Lincoln Trust 2015 - Present
Guardian Retirement Solutions 2014 - 2015
Great-West Financial 2005 - 2013
LPL Financial 2003 - 2005
Trust Company of America 2002 - 2003
Rydex Investments 1998 - 2002
Salomon Brothers 1996 - 1998
Donaldson, Lufkin & Jenrette 1995 - 1996
Skills
Mutual Funds, 401k, Investments, Series 63, Series 7, Retirement Planning, Retirement Plan..., Asset Allocation, Employee Benefits, Defined Benefit, Series 65, Defined Contribution, Profit Sharing, Insurance, Finance, Financial Advisory, Management
Education
Lehigh University 1991 — 1995
BS, Finance
Summit High
LT Trust, formally known as Lincoln Trust 2015 - Present
Guardian Retirement Solutions 2014 - 2015
Great-West Financial 2005 - 2013
LPL Financial 2003 - 2005
Trust Company of America 2002 - 2003
Rydex Investments 1998 - 2002
Salomon Brothers 1996 - 1998
Donaldson, Lufkin & Jenrette 1995 - 1996
Skills
Mutual Funds, 401k, Investments, Series 63, Series 7, Retirement Planning, Retirement Plan..., Asset Allocation, Employee Benefits, Defined Benefit, Series 65, Defined Contribution, Profit Sharing, Insurance, Finance, Financial Advisory, Management
Education
Lehigh University 1991 — 1995
BS, Finance
Summit High
Dan Sciarretta, CFP® Dan Sciarretta, CFP®'s LPL Financial Experience May 2011 - September 2011
Job Consultant at Altair Advisers
Industry Financial Services
Experience
Altair Advisers March 2015 - Present
RegentAtlantic Capital, LLC July 2012 - March 2015
LPL Financial May 2011 - September 2011
Education
San Diego State University-California State University 2007 — 2012
Bachelor of Science (B.S.), Financial Planning and Services
La Trobe University 2010 — 2010
International Student Exchange Program, Financial Planning and Services
Altair Advisers March 2015 - Present
RegentAtlantic Capital, LLC July 2012 - March 2015
LPL Financial May 2011 - September 2011
Education
San Diego State University-California State University 2007 — 2012
Bachelor of Science (B.S.), Financial Planning and Services
La Trobe University 2010 — 2010
International Student Exchange Program, Financial Planning and Services
Vicki A Kline, CPA/PFS,CFP®, MBA Vicki A Kline, CPA/PFS,CFP®, MBA's LPL Financial Experience July 2000 - Present
Job Commissioner at Portage County
Industry Government Administration
Experience
Portage County January 2015 - Present
LPL Financial July 2000 - Present
Portage County January 2012 - December 2014
Skills
Microsoft Office, Microsoft Excel, Research, Microsoft Word, PowerPoint, Customer Service, Strategic Planning, Project Management, Public Speaking, Government, Change Management, Social Media, Policy, Public Relations, Program Management, Community Outreach, Leadership, Analysis, Nonprofits, Team Building, Training, Risk Management, Leadership Development, Data Analysis, Team Leadership, Management, Strategy, Process Improvement, Accounting, Coaching, Negotiation, Contract Negotiation, Budgets, Financial Analysis, Volunteer Management, Banking, Insurance, Recruiting, Access, Fundraising, Marketing, Event Management, Project Planning, Business Planning, Business Strategy, Staff Development, Time Management, Management Consulting, Event Planning, Financial Planning
Education
Kent State University
MBA, Master of Business Administration
Kent State University
Accounting
Portage County January 2015 - Present
LPL Financial July 2000 - Present
Portage County January 2012 - December 2014
Skills
Microsoft Office, Microsoft Excel, Research, Microsoft Word, PowerPoint, Customer Service, Strategic Planning, Project Management, Public Speaking, Government, Change Management, Social Media, Policy, Public Relations, Program Management, Community Outreach, Leadership, Analysis, Nonprofits, Team Building, Training, Risk Management, Leadership Development, Data Analysis, Team Leadership, Management, Strategy, Process Improvement, Accounting, Coaching, Negotiation, Contract Negotiation, Budgets, Financial Analysis, Volunteer Management, Banking, Insurance, Recruiting, Access, Fundraising, Marketing, Event Management, Project Planning, Business Planning, Business Strategy, Staff Development, Time Management, Management Consulting, Event Planning, Financial Planning
Education
Kent State University
MBA, Master of Business Administration
Kent State University
Accounting
William McCarty William McCarty's LPL Financial Experience December 2003 - June 2007
Job ETF & SMA Specialist | First Trust | Greater Los Angeles
Industry Financial Services
Experience
First Trust January 2012 - Present
Genworth Financial August 2009 - April 2012
Genworth Financial June 2007 - August 2009
LPL Financial December 2003 - June 2007
Putnam Investments October 2000 - August 2003
Moors & Cabot February 1999 - April 2000
Gruntal & Co. December 1997 - January 1999
Dean Witter Reynolds Inc. July 1997 - October 1997
Education
Lewis University
College of Business, MBA - Finance
University of Massachusetts at Lowell
Villanova University
Project Management, Certificate
Lowell Catholic High School
College Prep
First Trust January 2012 - Present
Genworth Financial August 2009 - April 2012
Genworth Financial June 2007 - August 2009
LPL Financial December 2003 - June 2007
Putnam Investments October 2000 - August 2003
Moors & Cabot February 1999 - April 2000
Gruntal & Co. December 1997 - January 1999
Dean Witter Reynolds Inc. July 1997 - October 1997
Education
Lewis University
College of Business, MBA - Finance
University of Massachusetts at Lowell
Villanova University
Project Management, Certificate
Lowell Catholic High School
College Prep
Carol Dulawan's LPL Financial Experience September 2014 - October 2014
Job Executive Assistant to Vice President & CIO, Information Technology at Palomar Health
Industry Hospital & Health Care
Experience
Palomar Health May 2015 - Present
Palomar Health December 2014 - May 2015
LPL Financial September 2014 - October 2014
Posiba (formerly Kuity) April 2014 - June 2014
San Diego Regional Healthcare Information Exchange September 2013 - April 2014
KUITY Corp. (aka Posiba) November 2011 - September 2013
JobSpecs @ San Diego Gas & Electric August 2011 - February 2012
Entropic Communications August 2010 - July 2011
EMC September 2007 - February 2009
Skylight Healthcare Systems June 2006 - July 2007
Skills
Microsoft Office, SharePoint, MS Project, Supervising, Office Management, New Business Development, Project Management, Visio, Program Management, Process Improvement, Administrative..., Team Building, Strategic Planning, Negotiation, Coaching, Office Administration, CRM, Proposal Writing, Training, Human Resources, Budgets, Team Leadership, Contract Negotiation, Employee Training, Recruiting, Onboarding, Management, Time Management, Leadership, Project Planning, Administrative..., Marketing, Event Planning, Customer Service, Business Development
Education
Valhalla High School 1981 — 1985
Landmark Education
Palomar Health May 2015 - Present
Palomar Health December 2014 - May 2015
LPL Financial September 2014 - October 2014
Posiba (formerly Kuity) April 2014 - June 2014
San Diego Regional Healthcare Information Exchange September 2013 - April 2014
KUITY Corp. (aka Posiba) November 2011 - September 2013
JobSpecs @ San Diego Gas & Electric August 2011 - February 2012
Entropic Communications August 2010 - July 2011
EMC September 2007 - February 2009
Skylight Healthcare Systems June 2006 - July 2007
Skills
Microsoft Office, SharePoint, MS Project, Supervising, Office Management, New Business Development, Project Management, Visio, Program Management, Process Improvement, Administrative..., Team Building, Strategic Planning, Negotiation, Coaching, Office Administration, CRM, Proposal Writing, Training, Human Resources, Budgets, Team Leadership, Contract Negotiation, Employee Training, Recruiting, Onboarding, Management, Time Management, Leadership, Project Planning, Administrative..., Marketing, Event Planning, Customer Service, Business Development
Education
Valhalla High School 1981 — 1985
Landmark Education
Daniel L Morris's LPL Financial Experience 2006 - 2010
Job IT Director at Fremont Bank
Industry Information Technology and Services
Experience
Fremont Bank October 2013 - Present
ITPM Consulting February 2011 - August 2013
United Gulf Bank November 2010 - January 2011
LPL Financial 2006 - 2010
BP Energy Trading 2002 - 2006
Enron 1998 - 2002
SK Consulting 1996 - 1998
Insync Consulting Group 1993 - 1996
Skills
Integration, IT Management, Process Improvement, Infrastructure, Program Management, PMO, ITIL, PMP, Project Management, Infrastructure Projects, Service Delivery, Resource Management, IT Strategy, Project Portfolio..., Management Consulting, Acquisition Integration, Management, IT Operations, Enterprise Software, Technical Leadership, Project Delivery, Vendor Management, Disaster Recovery, Data Center
Education
London Business School 2004 — 2006
MBA
University of California, Los Angeles 1987 — 1991
BS, Applied Math
Fremont Bank October 2013 - Present
ITPM Consulting February 2011 - August 2013
United Gulf Bank November 2010 - January 2011
LPL Financial 2006 - 2010
BP Energy Trading 2002 - 2006
Enron 1998 - 2002
SK Consulting 1996 - 1998
Insync Consulting Group 1993 - 1996
Skills
Integration, IT Management, Process Improvement, Infrastructure, Program Management, PMO, ITIL, PMP, Project Management, Infrastructure Projects, Service Delivery, Resource Management, IT Strategy, Project Portfolio..., Management Consulting, Acquisition Integration, Management, IT Operations, Enterprise Software, Technical Leadership, Project Delivery, Vendor Management, Disaster Recovery, Data Center
Education
London Business School 2004 — 2006
MBA
University of California, Los Angeles 1987 — 1991
BS, Applied Math
Keith Gilmer, SPHR Keith Gilmer, SPHR's LPL Financial Experience February 2014 - August 2015
Job Chief Administrative Officer at Wake Forest University School of Business
Industry Human Resources
Experience
Wake Forest University School of Business August 2015 - Present
LPL Financial February 2014 - August 2015
Time Warner Cable April 2010 - December 2013
Capital One October 2007 - March 2009
Capital One June 2001 - October 2007
Newell Rubbermaid August 1999 - May 2001
Newell Rubbermaid December 1996 - August 1999
International Paper 1991 - 1996
Skills
Talent Management, Employee Relations, Human Resources, Change Management, Leadership, Organizational Design, Succession Planning, Performance Management, Reorganization/Reduction..., HR Process Redesign, HR Metrics, Coaching, College Recruiting, Employee Engagement, Employee Training, Executive Coaching, HR Consulting, HR Policies, Interviews, Leadership Development, Management, New Hire Orientations, Onboarding, Organizational..., Organizational..., Outsourcing, Policy, Process Improvement, Recruiting, Strategic Planning, Strategy, Talent Acquisition, Workforce Planning
Education
Greenwood High School
Lander University
B.S.
Vanderbilt University - Owen Graduate School of Management
MBA
Wake Forest University School of Business August 2015 - Present
LPL Financial February 2014 - August 2015
Time Warner Cable April 2010 - December 2013
Capital One October 2007 - March 2009
Capital One June 2001 - October 2007
Newell Rubbermaid August 1999 - May 2001
Newell Rubbermaid December 1996 - August 1999
International Paper 1991 - 1996
Skills
Talent Management, Employee Relations, Human Resources, Change Management, Leadership, Organizational Design, Succession Planning, Performance Management, Reorganization/Reduction..., HR Process Redesign, HR Metrics, Coaching, College Recruiting, Employee Engagement, Employee Training, Executive Coaching, HR Consulting, HR Policies, Interviews, Leadership Development, Management, New Hire Orientations, Onboarding, Organizational..., Organizational..., Outsourcing, Policy, Process Improvement, Recruiting, Strategic Planning, Strategy, Talent Acquisition, Workforce Planning
Education
Greenwood High School
Lander University
B.S.
Vanderbilt University - Owen Graduate School of Management
MBA
Jon Kabel @ Living Strong LLC's LPL Financial Experience July 2006 - December 2011
Job Jon KabelKrav Maga Instructor
Industry Health, Wellness and Fitness
Experience
Krav Maga Novi June 2012 - Present
National Food Group January 2012 - Present
Self-employed December 2011 - Present
LPL Financial July 2006 - December 2011
Skills
Krav Maga, Executive Protection, Kickboxing, Fighting, weapons defense, Marketing, B2B Marketing, Self Defense, Protection, Strength Training, Weapons, Training, Military, Asset Protection, Security Training, Inventory Management, Enforcement, Customer Service, Team Building, Sales, Tactics, Leadership, Management, Sales Operations, Sales Management, Law Enforcement
Education
Lawrence Technological University
Northern Michigan University
Schoolcraft College
United States Army 1986 — 1992
INFANTRY, E6-Staff Seargent
Krav Maga Novi June 2012 - Present
National Food Group January 2012 - Present
Self-employed December 2011 - Present
LPL Financial July 2006 - December 2011
Skills
Krav Maga, Executive Protection, Kickboxing, Fighting, weapons defense, Marketing, B2B Marketing, Self Defense, Protection, Strength Training, Weapons, Training, Military, Asset Protection, Security Training, Inventory Management, Enforcement, Customer Service, Team Building, Sales, Tactics, Leadership, Management, Sales Operations, Sales Management, Law Enforcement
Education
Lawrence Technological University
Northern Michigan University
Schoolcraft College
United States Army 1986 — 1992
INFANTRY, E6-Staff Seargent
Michael Upton, AAMS, AIF®'s LPL Financial Experience January 2003 - Present
Job CoFounder and Financial Consultant at UDB Financial
Industry Financial Services
Experience
LPL Financial January 2003 - Present
National Brokerage Firm December 1994 - January 2003
Parke-Davis July 1990 - November 1994
Education
Louisiana State University 1986 — 1990
Bachelor of Arts (B.A.), Political Science
LPL Financial January 2003 - Present
National Brokerage Firm December 1994 - January 2003
Parke-Davis July 1990 - November 1994
Education
Louisiana State University 1986 — 1990
Bachelor of Arts (B.A.), Political Science
Alex Jones CFP®'s LPL Financial Experience February 2011 - Present
Job CEO & President
Industry Financial Services
Experience
Guardian Financial February 2011 - Present
LPL Financial February 2011 - Present
SilverPointe Properties June 2010 - September 2013
First Tennessee Bank May 2006 - March 2011
Skills
Finance, Real Estate, Life Insurance, Strategic Financial..., Financial Services, Insurance, Financial Planners, Retirement Planning, Strategic Planning, Mortgage Lending, Securities, Marketing Strategy, Fixed Annuities, Marketing, First Time Home Buyers, Healthcare, Contract Negotiation, Loans, New Business Development, Series 6, Health Insurance, FHA, Referrals, FINRA, Investment Properties, Selling, Licensing, Series 7, Human Resources, Public Relations, Sales Operations, Financial Advisory, Sales, Wealth Management, Small Business, Investments, Retirement, Leadership, Portfolio Management, Series 63, 401k, Long-term Care, Term Life Insurance, Estate Planning, Disability Insurance, Personal Finance, Mutual Funds, Asset Allocation, Residential Mortgages, Asset Management
Education
Lipscomb University 2003 — 2008
B.A., Communications and Business
GACS 1988 — 2003
High School Completion
GACS 1988 — 2003
Guardian Financial February 2011 - Present
LPL Financial February 2011 - Present
SilverPointe Properties June 2010 - September 2013
First Tennessee Bank May 2006 - March 2011
Skills
Finance, Real Estate, Life Insurance, Strategic Financial..., Financial Services, Insurance, Financial Planners, Retirement Planning, Strategic Planning, Mortgage Lending, Securities, Marketing Strategy, Fixed Annuities, Marketing, First Time Home Buyers, Healthcare, Contract Negotiation, Loans, New Business Development, Series 6, Health Insurance, FHA, Referrals, FINRA, Investment Properties, Selling, Licensing, Series 7, Human Resources, Public Relations, Sales Operations, Financial Advisory, Sales, Wealth Management, Small Business, Investments, Retirement, Leadership, Portfolio Management, Series 63, 401k, Long-term Care, Term Life Insurance, Estate Planning, Disability Insurance, Personal Finance, Mutual Funds, Asset Allocation, Residential Mortgages, Asset Management
Education
Lipscomb University 2003 — 2008
B.A., Communications and Business
GACS 1988 — 2003
High School Completion
GACS 1988 — 2003
Jill Jolliff Jill Jolliff's LPL Financial Experience May 2001 - December 2004
Job Client Service Manager NWQ Wealth Partners
Industry Financial Services
Experience
NWQ Wealth Partners June 2009 - Present
LPL Financial May 2001 - December 2004
Skills
Mutual Funds
Education
Lourdes College
Sociology
NWQ Wealth Partners June 2009 - Present
LPL Financial May 2001 - December 2004
Skills
Mutual Funds
Education
Lourdes College
Sociology
Christine Wallin Christine Wallin's LPL Financial Experience November 2013 - Present
Job Senior Vice President, Business Management
Industry Financial Services
Experience
LPL Finanical January 2015 - Present
LPL Financial November 2013 - Present
MetLife April 2013 - November 2013
MetLife May 2012 - April 2013
MetLife May 2011 - May 2012
MetLife January 2009 - August 2010
MetLife July 2006 - April 2008
MetLife July 2005 - July 2006
AIG 2000 - 2004
Morgan Stanley 1998 - 1999
Skills
Performance Management, Employee Benefits, Organizational Design, Leadership Development, Strategic Planning, Organizational..., Human Resources, Employee Relations, Sales Force Development, Sales Force Compensation, Strategic Communications, Succession Planning, Change Management, Leadership, Program Management, Personnel Management, Insurance, Management, Strategy, Talent Management
Education
State University of New York at Oswego 1996 — 1998
Bachelor of Science, Human Resources
Keene State College 1994 — 1996
LPL Finanical January 2015 - Present
LPL Financial November 2013 - Present
MetLife April 2013 - November 2013
MetLife May 2012 - April 2013
MetLife May 2011 - May 2012
MetLife January 2009 - August 2010
MetLife July 2006 - April 2008
MetLife July 2005 - July 2006
AIG 2000 - 2004
Morgan Stanley 1998 - 1999
Skills
Performance Management, Employee Benefits, Organizational Design, Leadership Development, Strategic Planning, Organizational..., Human Resources, Employee Relations, Sales Force Development, Sales Force Compensation, Strategic Communications, Succession Planning, Change Management, Leadership, Program Management, Personnel Management, Insurance, Management, Strategy, Talent Management
Education
State University of New York at Oswego 1996 — 1998
Bachelor of Science, Human Resources
Keene State College 1994 — 1996
Tony Ragusa, CRPS®, ChFC®, CRPC®'s LPL Financial Experience April 2012 - Present
Job Experienced 401(k) Plan Advisor & Retirement Plan Investment Fiduciary Serving Louisiana & Mid South Region
Industry Financial Services
Experience
LPL Financial April 2012 - Present
Merrill Lynch September 1999 - April 2012
Skills
401k, Retirement Planning, Retirement Readiness, Wealth Management, Defined Benefit, Retirement Plan..., Retirement, Investment Management, (NUA) Net Unrealized..., Participant's..., Portfolio Management, Profit Sharing, Defined Contribution, Qualified Retirement..., Fiduciary, Participant Education, Executive Compensation..., Fiduciary 3(21)..., Fiduciary 3(38)..., Series 7, Equities, Fixed Income
Education
Westlake High School- Austin, Tx. Area 1983 — 1985
Louisiana State University
LPL Financial April 2012 - Present
Merrill Lynch September 1999 - April 2012
Skills
401k, Retirement Planning, Retirement Readiness, Wealth Management, Defined Benefit, Retirement Plan..., Retirement, Investment Management, (NUA) Net Unrealized..., Participant's..., Portfolio Management, Profit Sharing, Defined Contribution, Qualified Retirement..., Fiduciary, Participant Education, Executive Compensation..., Fiduciary 3(21)..., Fiduciary 3(38)..., Series 7, Equities, Fixed Income
Education
Westlake High School- Austin, Tx. Area 1983 — 1985
Louisiana State University
Vincent D'Angelis, CRPC Vincent D'Angelis, CRPC's LPL Financial Experience March 2010 - Present
Job Financial Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2010 - Present
Oppenheimer & Co. November 2004 - February 2010
Skills
Wealth Management, Investments, Financial Services, Financial Advisory, Securities, Finance, Wealth, FINRA, Series 7, Retirement Planning, Mutual Funds, Series 63, Asset Allocation, Investment Advisory, Retirement, Training, Alternative Investments, Portfolio Management, Asset Management, Investment Strategies, Insurance, Equities
Education
Lafayette College 1998 — 2002
St. Joseph's Regional High School, Montvale NJ 1994 — 1998
LPL Financial March 2010 - Present
Oppenheimer & Co. November 2004 - February 2010
Skills
Wealth Management, Investments, Financial Services, Financial Advisory, Securities, Finance, Wealth, FINRA, Series 7, Retirement Planning, Mutual Funds, Series 63, Asset Allocation, Investment Advisory, Retirement, Training, Alternative Investments, Portfolio Management, Asset Management, Investment Strategies, Insurance, Equities
Education
Lafayette College 1998 — 2002
St. Joseph's Regional High School, Montvale NJ 1994 — 1998
Allen Shrum Allen Shrum's LPL Financial Experience February 2015 - Present
Job Administrative Assistant at LPL Financial
Industry Insurance
Experience
LPL Financial February 2015 - Present
Reliant Realty September 2011 - Present
Golds gym. September 2005 - September 2007
Skills
Foreclosures, First Time Home Buyers, Short Sales, Single Family Homes, Entrepreneurship, New Home Sales, Sales, Buyer Representation, Real Estate Transactions, Relocation, Customer Service, Investors, Referrals, Sellers, REO, Residential Homes, Investment Properties, Listings, Condos
Education
Lipscomb University
Lipscomb University
Business, Management, Marketing, and Related Support Services
LPL Financial February 2015 - Present
Reliant Realty September 2011 - Present
Golds gym. September 2005 - September 2007
Skills
Foreclosures, First Time Home Buyers, Short Sales, Single Family Homes, Entrepreneurship, New Home Sales, Sales, Buyer Representation, Real Estate Transactions, Relocation, Customer Service, Investors, Referrals, Sellers, REO, Residential Homes, Investment Properties, Listings, Condos
Education
Lipscomb University
Lipscomb University
Business, Management, Marketing, and Related Support Services
David Malak David Malak's LPL Financial Experience June 2011 - Present
Job SR HRBP at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2011 - Present
HSBC Auto Finance 2005 - 2010
Rubio's Restaurants, Inc. October 1999 - October 2005
Nalco September 1984 - July 1998
Nalco Chemical Company 1984 - 1998
Skills
Employee Relations, Human Resources, Strategy, Leadership, Training, Change Management, Management, Personnel Management, CRM, Employee Benefits, Mergers & Acquisitions, Strategic Planning, Deferred Compensation, Organizational Design, Project Management, Process Improvement, Performance Management, Succession Planning, Recruiting, Talent Management, HRIS, Operations Management, Talent Acquisition, Onboarding
Education
Lewis University 1978 — 1986
LPL Financial June 2011 - Present
HSBC Auto Finance 2005 - 2010
Rubio's Restaurants, Inc. October 1999 - October 2005
Nalco September 1984 - July 1998
Nalco Chemical Company 1984 - 1998
Skills
Employee Relations, Human Resources, Strategy, Leadership, Training, Change Management, Management, Personnel Management, CRM, Employee Benefits, Mergers & Acquisitions, Strategic Planning, Deferred Compensation, Organizational Design, Project Management, Process Improvement, Performance Management, Succession Planning, Recruiting, Talent Management, HRIS, Operations Management, Talent Acquisition, Onboarding
Education
Lewis University 1978 — 1986
Feroz Merchhiya, CGEIT, CRISC, SCPM, CITCP Feroz Merchhiya, CGEIT, CRISC, SCPM, CITCP's LPL Financial Experience September 2009 - 2012
Job Enterprise Technology Management Executive
Industry Computer Software
Experience
CIGA January 2012 - Present
LPL Financial September 2009 - 2012
Intuit 2003 - 2009
Digital Insight 2003 - 2009
Art & Technologies Inc. 2000 - 2009
Keller Graduate School of Management 2004 - 2005
University of Redlands 2002 - 2004
Countrywide 2002 - 2003
WesCorp 2000 - 2003
Extraprise 2000 - 2002
Skills
IT Strategy, IT Management, IT Governance, Strategic Planning, Program Management, Business Systems..., Financial Systems..., Business Analysis, Business Process..., Six Sigma, Software Quality..., Risk Management, Project Portfolio..., Agile Project Management, Outsouring Management, Vendor Management, ERP/CRM, Acquisition Integration, Demand Management, Program Delivery, Business Intelligence, Governance, Business Process, Management, Cross-functional Team..., Change Management, ERP, Software Project..., SDLC, CRM, Business Strategy, SaaS, Quality Assurance, Salesforce.com, Outsourcing, Leadership, PMO, Project Management, Strategy, E-commerce, Enterprise Software, Business Process..., Enterprise Architecture, Product Management, Integration, Executive Management, Cloud Computing, PMP, Programme Delivery
Education
Stanford University 2008 — 2008
SCPM, Stanford Certified Advanced Project Management
National University 1992 — 1996
MBA, Marketing
Karachi University
Bachelor of Science (BSc), Microbiology, Chemistry
CIGA January 2012 - Present
LPL Financial September 2009 - 2012
Intuit 2003 - 2009
Digital Insight 2003 - 2009
Art & Technologies Inc. 2000 - 2009
Keller Graduate School of Management 2004 - 2005
University of Redlands 2002 - 2004
Countrywide 2002 - 2003
WesCorp 2000 - 2003
Extraprise 2000 - 2002
Skills
IT Strategy, IT Management, IT Governance, Strategic Planning, Program Management, Business Systems..., Financial Systems..., Business Analysis, Business Process..., Six Sigma, Software Quality..., Risk Management, Project Portfolio..., Agile Project Management, Outsouring Management, Vendor Management, ERP/CRM, Acquisition Integration, Demand Management, Program Delivery, Business Intelligence, Governance, Business Process, Management, Cross-functional Team..., Change Management, ERP, Software Project..., SDLC, CRM, Business Strategy, SaaS, Quality Assurance, Salesforce.com, Outsourcing, Leadership, PMO, Project Management, Strategy, E-commerce, Enterprise Software, Business Process..., Enterprise Architecture, Product Management, Integration, Executive Management, Cloud Computing, PMP, Programme Delivery
Education
Stanford University 2008 — 2008
SCPM, Stanford Certified Advanced Project Management
National University 1992 — 1996
MBA, Marketing
Karachi University
Bachelor of Science (BSc), Microbiology, Chemistry
Tom Meyer, CRPC®'s LPL Financial Experience June 2009 - Present
Job Chartered Retirement Planning Counselor at Benefit Planning Group,striving to help people create, grow & protect wealth.
Industry Financial Services
Experience
Benefit Planning Group Insurance & Wealth Mangement 1997 - Present
LPL Financial June 2009 - Present
Jefferson Chamber of Commerce January 2009 - December 2009
Skills
Investments, Health Insurance, Pensions, 401k, IRA's, Financial Planning, Retirement, Long Term Care, Employee Benefits, Retirement Planning, Financial Advisory, Insurance, Financial Services
Education
Loyola University New Orleans 1985 — 1990
Bachelor of Arts (B.A.), Television Broadcasting Technology/Technician & Business
The College for Financial Planning
Chartered Retirement Planning Counselor, Retirement Planning
Benefit Planning Group Insurance & Wealth Mangement 1997 - Present
LPL Financial June 2009 - Present
Jefferson Chamber of Commerce January 2009 - December 2009
Skills
Investments, Health Insurance, Pensions, 401k, IRA's, Financial Planning, Retirement, Long Term Care, Employee Benefits, Retirement Planning, Financial Advisory, Insurance, Financial Services
Education
Loyola University New Orleans 1985 — 1990
Bachelor of Arts (B.A.), Television Broadcasting Technology/Technician & Business
The College for Financial Planning
Chartered Retirement Planning Counselor, Retirement Planning
Mellissa Linnhoff's LPL Financial Experience May 2005 - September 2006
Job Registered Service Assistant at Raymond James Financial Services, Inc.
Industry Financial Services
Experience
Raymond James Financial Services, Inc. February 2015 - Present
Ameriprise Financial Services, Inc. March 2014 - February 2015
Morgan Stanley June 2012 - February 2014
Cebert Wealth Management Group April 2007 - June 2012
Raymond James Financial, Inc. August 2006 - April 2007
LPL Financial May 2005 - September 2006
South Trust Securities Inc August 1998 - April 2005
Raymond James Financial, Inc. June 1993 - August 1998
Education
National Education Center - Bauder College 1985 — 1987
Associate of Arts (AA), Fashion Merchandising
Lakeview High School 1980 — 1985
High School Diploma
Raymond James Financial Services, Inc. February 2015 - Present
Ameriprise Financial Services, Inc. March 2014 - February 2015
Morgan Stanley June 2012 - February 2014
Cebert Wealth Management Group April 2007 - June 2012
Raymond James Financial, Inc. August 2006 - April 2007
LPL Financial May 2005 - September 2006
South Trust Securities Inc August 1998 - April 2005
Raymond James Financial, Inc. June 1993 - August 1998
Education
National Education Center - Bauder College 1985 — 1987
Associate of Arts (AA), Fashion Merchandising
Lakeview High School 1980 — 1985
High School Diploma
Jefferson Holbrook's LPL Financial Experience June 2013 - Present
Job Associate Service Consultant at LPL Financial
Industry Human Resources
Experience
LPL Financial June 2013 - Present
Aon Hewitt November 2010 - June 2013
Bank of America August 2008 - May 2009
E*TRADE Financial Corporation 2007 - 2008
E*TRADE Financial Corporation 2007 - 2008
Skills
Technical Writing, Change Management, Fraud Investigations, Process Improvement, Training, Analysis, Defined Contribution, Business Analysis, Microsoft Office, Project Management, Team Leadership, Quality Assurance, Program Management, Risk Management, Employee Engagement, Defined Benefit, Human Resources, Project Planning, Employee Relations, Performance Management, Talent Acquisition, Public Speaking, Talent Management, Payroll
Education
Univeristy of Phoenix 1998 — 2000
Master of Arts, Organizational Management
Kennesaw State University 1987 — 1995
Bachelor of Arts, World History
Kennesaw State University 1987 — 1995
Bachelor of Arts, English Literature
LPL Financial June 2013 - Present
Aon Hewitt November 2010 - June 2013
Bank of America August 2008 - May 2009
E*TRADE Financial Corporation 2007 - 2008
E*TRADE Financial Corporation 2007 - 2008
Skills
Technical Writing, Change Management, Fraud Investigations, Process Improvement, Training, Analysis, Defined Contribution, Business Analysis, Microsoft Office, Project Management, Team Leadership, Quality Assurance, Program Management, Risk Management, Employee Engagement, Defined Benefit, Human Resources, Project Planning, Employee Relations, Performance Management, Talent Acquisition, Public Speaking, Talent Management, Payroll
Education
Univeristy of Phoenix 1998 — 2000
Master of Arts, Organizational Management
Kennesaw State University 1987 — 1995
Bachelor of Arts, World History
Kennesaw State University 1987 — 1995
Bachelor of Arts, English Literature
Luke Foley Luke Foley's LPL Financial Experience August 2011 - November 2011
Job Growth Specialist at XTeam
Industry Online Media
Experience
X-Team March 2015 - Present
X-Team October 2014 - February 2015
Lehigh University June 2013 - August 2013
Quantus Consulting Services October 2011 - March 2012
LPL Financial August 2011 - November 2011
Lehigh Gas Partners June 2010 - August 2010
Skills
Microsoft Excel, Data Analysis, Microsoft Office, Marketing Strategy, Financial Modeling, Leadership, Market Research, Strategy, Competitive Analysis, Marketing, Microsoft Office Suite, Bloomberg Certified, Financial Analysis, Social Media
Education
Lehigh University 2012 — 2013
Master's of Engineering, Technical Entrepreneurship, 3.77
Lehigh University 2008 — 2012
Bachelor of Science (BS), Finance, 3.75
Allentown Central Catholic
X-Team March 2015 - Present
X-Team October 2014 - February 2015
Lehigh University June 2013 - August 2013
Quantus Consulting Services October 2011 - March 2012
LPL Financial August 2011 - November 2011
Lehigh Gas Partners June 2010 - August 2010
Skills
Microsoft Excel, Data Analysis, Microsoft Office, Marketing Strategy, Financial Modeling, Leadership, Market Research, Strategy, Competitive Analysis, Marketing, Microsoft Office Suite, Bloomberg Certified, Financial Analysis, Social Media
Education
Lehigh University 2012 — 2013
Master's of Engineering, Technical Entrepreneurship, 3.77
Lehigh University 2008 — 2012
Bachelor of Science (BS), Finance, 3.75
Allentown Central Catholic
Matt McPherson Matt McPherson's LPL Financial Experience 2013 - Present
Job Operations Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial 2013 - Present
LPL Financial 2011 - 2013
LPL Financial 2009 - 2011
LPL Financial 2008 - 2009
Skills
Financial Operations, Mutual Funds, Alternative Investments, Equities, Trading, Corporate Actions, Data Reconciliation, Account Reconciliation, Microsoft Excel, Access, Microsoft Word, PowerPoint, Outlook
Education
Radford University - College of Business and Economics 2007 — 2008
Master of Business Administration (MBA), Finance, General
Radford University 2004 — 2007
Bachelor's Degree, Business Administration and Management, General
Lindenwood University 2003 — 2004
Business Administration and Management, General
LPL Financial 2013 - Present
LPL Financial 2011 - 2013
LPL Financial 2009 - 2011
LPL Financial 2008 - 2009
Skills
Financial Operations, Mutual Funds, Alternative Investments, Equities, Trading, Corporate Actions, Data Reconciliation, Account Reconciliation, Microsoft Excel, Access, Microsoft Word, PowerPoint, Outlook
Education
Radford University - College of Business and Economics 2007 — 2008
Master of Business Administration (MBA), Finance, General
Radford University 2004 — 2007
Bachelor's Degree, Business Administration and Management, General
Lindenwood University 2003 — 2004
Business Administration and Management, General
Jake Eisenberg's LPL Financial Experience January 2012 - May 2012
Job Senior Associate at BNY Mellon
Industry Real Estate
Experience
BNY Mellon April 2015 - Present
JPMorgan Chase July 2013 - April 2015
UBS Wealth Management June 2012 - August 2012
LPL Financial January 2012 - May 2012
Skills
Bloomberg Terminal, Microsoft Excel, Financial Reporting, Financial Modeling, Finance, Financial Analysis, PowerPoint, Microsoft Office, Analysis, Corporate Finance, Equities, Fixed Income, Portfolio Management, Microsoft Word
Education
Lehigh University - College of Business and Economics
Bachelor of Science in Business and Economics, Finance, General
BNY Mellon April 2015 - Present
JPMorgan Chase July 2013 - April 2015
UBS Wealth Management June 2012 - August 2012
LPL Financial January 2012 - May 2012
Skills
Bloomberg Terminal, Microsoft Excel, Financial Reporting, Financial Modeling, Finance, Financial Analysis, PowerPoint, Microsoft Office, Analysis, Corporate Finance, Equities, Fixed Income, Portfolio Management, Microsoft Word
Education
Lehigh University - College of Business and Economics
Bachelor of Science in Business and Economics, Finance, General
Reyanna Milsap Reyanna Milsap's LPL Financial Experience May 2013 - Present
Job Student at Johnson C. Smith University & Intern at LPL Financials
Industry Marketing and Advertising
Experience
LPL Financial May 2013 - Present
Johnson C. Smith University October 2012 - April 2013
Polo Ralph Lauren November 2011 - January 2012
Skills
Computer skills, Communicating well with..., Sales, Customer Experience, Cashiering, Social Media, Networking
Education
Johnson C. Smith University - JCSU 2012 — 2016
Psychology
Beaumont High School 2008 — 2012
Diploma
LPL Financial May 2013 - Present
Johnson C. Smith University October 2012 - April 2013
Polo Ralph Lauren November 2011 - January 2012
Skills
Computer skills, Communicating well with..., Sales, Customer Experience, Cashiering, Social Media, Networking
Education
Johnson C. Smith University - JCSU 2012 — 2016
Psychology
Beaumont High School 2008 — 2012
Diploma
Renric Lackey's LPL Financial Experience December 2007 - December 2010
Job Licensed Agent at New York Life Insurance Company
Industry Financial Services
Experience
New York Life Insurance Company December 2014 - Present
Wells Fargo Advisors December 2013 - December 2014
Wells Fargo August 2012 - September 2013
LPL Financial December 2007 - December 2010
LPL Financial December 2004 - December 2007
Bank of America December 1996 - December 1998
Skills
Insurance, Customer Service, Process Improvement, Program Management, Change Management, Microsoft Excel, Training, Strategic Planning, SharePoint, Team Building, Life Insurance, Licensed Life Insurance..., Customer Satisfaction, Whole Life Insurance, Permanent Life Insurance, Term Life Insurance
Education
Keller Graduate School of Management of DeVry University 2010 — 2011
Certification, Project Management
Johnson C. Smith University - JCSU 1995 — 1996
BA, Sociology
St. Augustine's College 1990 — 1993
BA, Sociology
Hickory High School
Hickory High School
New York Life Insurance Company December 2014 - Present
Wells Fargo Advisors December 2013 - December 2014
Wells Fargo August 2012 - September 2013
LPL Financial December 2007 - December 2010
LPL Financial December 2004 - December 2007
Bank of America December 1996 - December 1998
Skills
Insurance, Customer Service, Process Improvement, Program Management, Change Management, Microsoft Excel, Training, Strategic Planning, SharePoint, Team Building, Life Insurance, Licensed Life Insurance..., Customer Satisfaction, Whole Life Insurance, Permanent Life Insurance, Term Life Insurance
Education
Keller Graduate School of Management of DeVry University 2010 — 2011
Certification, Project Management
Johnson C. Smith University - JCSU 1995 — 1996
BA, Sociology
St. Augustine's College 1990 — 1993
BA, Sociology
Hickory High School
Hickory High School
David Hershman, AAMS® David Hershman, AAMS®'s LPL Financial Experience November 2014 - Present
Job LPL Financial
Industry Financial Services
Experience
LPL Financial November 2014 - Present
Ameriprise Financial Services, Inc. October 2011 - November 2014
Edward Jones Investments October 2006 - October 2011
Education
The University of Tennessee at Chattanooga 2000 — 2002
Lambuth University 1998 — 2000
LPL Financial November 2014 - Present
Ameriprise Financial Services, Inc. October 2011 - November 2014
Edward Jones Investments October 2006 - October 2011
Education
The University of Tennessee at Chattanooga 2000 — 2002
Lambuth University 1998 — 2000
Robert Doc Holliday Robert Doc Holliday's LPL Financial Experience March 2008 - May 2011
Job Financial Advisor at Calton & Associates, Inc.
Industry Financial Services
Experience
Calton & Associates, Inc. May 2011 - Present
LPL Financial March 2008 - May 2011
Skills
Fixed Annuities, Investment Strategies, Wealth Management, Retirement Planning, IRAs, Investments, Strategic Financial..., Mutual Funds, Retirement, Finance, Life Insurance, Wealth Accumulation, ETFs, Series 7, Alternative Investments, Securities, Bonds, Insurance
Education
Louisiana Tech University 1975 — 1978
BSBA, Accounting and Finance
University of Arkansas at Fayetteville 1970 — 1974
Finance, General
Jacksonville High School, Jacksonville, Arkansas 1968 — 1970
Arlington Heights High School, Ft Worth, Texas 1967 — 1968
Calton & Associates, Inc. May 2011 - Present
LPL Financial March 2008 - May 2011
Skills
Fixed Annuities, Investment Strategies, Wealth Management, Retirement Planning, IRAs, Investments, Strategic Financial..., Mutual Funds, Retirement, Finance, Life Insurance, Wealth Accumulation, ETFs, Series 7, Alternative Investments, Securities, Bonds, Insurance
Education
Louisiana Tech University 1975 — 1978
BSBA, Accounting and Finance
University of Arkansas at Fayetteville 1970 — 1974
Finance, General
Jacksonville High School, Jacksonville, Arkansas 1968 — 1970
Arlington Heights High School, Ft Worth, Texas 1967 — 1968
Tammie Ervin's LPL Financial Experience January 2007 - Present
Job Insurance Case Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2007 - Present
Skills
Insurance, Term Life Insurance, Variable Life, Universal Life, Key Person Insurance, Permanent Life Insurance, Licensed Life & Health..., General Insurance, Workers Compensation, Property
Education
King's College
LPL Financial January 2007 - Present
Skills
Insurance, Term Life Insurance, Variable Life, Universal Life, Key Person Insurance, Permanent Life Insurance, Licensed Life & Health..., General Insurance, Workers Compensation, Property
Education
King's College
Christi Garcia Christi Garcia's LPL Financial Experience 2011 - April 2013
Job Senior Business Banking and Loan Specialist at Wells Fargo
Industry Financial Services
Experience
Wells Fargo April 2013 - Present
LPL Financial 2011 - April 2013
Edward Jones Investments May 2008 - May 2011
US Bank Corp November 2005 - May 2008
Exit Realty February 2002 - November 2007
Aerosoles 2000 - 2002
Macys 1998 - 2000
San Benito County Office of Education 1995 - 1998
Skills
Investments, Wealth Accumulation, Wealth Preservation..., IRA Rollovers, Retirement Income..., 401 K Rollovers, Financial Management, Asset Management, Financial Advisory, Retirement Planning, Annuities, College Savings Plans, Retirement Plan..., Long Term Care, Term Life Insurance, Whole Life, Stocks, Stock Management, Bonds, Mutual Funds, Asset Allocation, Financial Analysis, Wealth Preservation, Wealth Management, tax free bonds, account consolidation, Roth IRA, 403B, Managed Accounts, Managing Accounts, Asset Managment, IRAs, Fixed Annuities, Retirement, Long-term Care, Mortgage Lending, 401k, Portfolio Management, Financial Services, Finance, Wealth Management..., Wealth, Strategic Financial..., Long Term Care Insurance, Life Insurance, Series 7
Education
Gilroy High School 1991 — 1995
Business, Marketing
Kaplan University
Securities, Finance and Financial Management Services
Wells Fargo April 2013 - Present
LPL Financial 2011 - April 2013
Edward Jones Investments May 2008 - May 2011
US Bank Corp November 2005 - May 2008
Exit Realty February 2002 - November 2007
Aerosoles 2000 - 2002
Macys 1998 - 2000
San Benito County Office of Education 1995 - 1998
Skills
Investments, Wealth Accumulation, Wealth Preservation..., IRA Rollovers, Retirement Income..., 401 K Rollovers, Financial Management, Asset Management, Financial Advisory, Retirement Planning, Annuities, College Savings Plans, Retirement Plan..., Long Term Care, Term Life Insurance, Whole Life, Stocks, Stock Management, Bonds, Mutual Funds, Asset Allocation, Financial Analysis, Wealth Preservation, Wealth Management, tax free bonds, account consolidation, Roth IRA, 403B, Managed Accounts, Managing Accounts, Asset Managment, IRAs, Fixed Annuities, Retirement, Long-term Care, Mortgage Lending, 401k, Portfolio Management, Financial Services, Finance, Wealth Management..., Wealth, Strategic Financial..., Long Term Care Insurance, Life Insurance, Series 7
Education
Gilroy High School 1991 — 1995
Business, Marketing
Kaplan University
Securities, Finance and Financial Management Services
C. Scott Lamb, CFP, MBA C. Scott Lamb, CFP, MBA's LPL Financial Experience August 2008 - December 2010
Job Vice President, Strategic Relations
Industry Financial Services
Experience
Loring Ward January 2011 - Present
LPL Financial August 2008 - December 2010
Merrill Lynch 2005 - 2008
Medical Resources Unlimited, Inc 1998 - 2005
United States Navy 1990 - 1998
Skills
Series 7, Financial Advisory, Investment Advisory, Investment Strategies, Asset Allocation, Wealth Management, Client Experience, Practice Management, mutual funds, Wholesaling, Process Development, Marketing Strategy, Partner Relationship..., Presentations, Training, Sales Management, Sales, Oral & Written..., Strategic Planning, Series 65, Certified Financial..., ETFs, Strategy, Series 24, Series 63, Investment Management
Education
San Diego State University-California State University 1998 — 2001
MBA, Entrepreneurship
Loyola Marymount University 1986 — 1990
BA, Business
Loring Ward January 2011 - Present
LPL Financial August 2008 - December 2010
Merrill Lynch 2005 - 2008
Medical Resources Unlimited, Inc 1998 - 2005
United States Navy 1990 - 1998
Skills
Series 7, Financial Advisory, Investment Advisory, Investment Strategies, Asset Allocation, Wealth Management, Client Experience, Practice Management, mutual funds, Wholesaling, Process Development, Marketing Strategy, Partner Relationship..., Presentations, Training, Sales Management, Sales, Oral & Written..., Strategic Planning, Series 65, Certified Financial..., ETFs, Strategy, Series 24, Series 63, Investment Management
Education
San Diego State University-California State University 1998 — 2001
MBA, Entrepreneurship
Loyola Marymount University 1986 — 1990
BA, Business
David Deckert David Deckert's LPL Financial Experience May 2012 - Present
Job Financial Advisor at LPL Financial
Industry Investment Management
Experience
LPL Financial May 2012 - Present
Raymond James Financial September 2009 - July 2012
Colt Investments Inc. January 2009 - August 2010
Northwestern Mutual 2005 - December 2008
Bank of Prairie Village 2004 - 2006
Abudant Living Ministries 2002 - 2005
Sprint 1999 - 2002
Sprint 1998 - 1999
Sprint 1997 - 1998
Sprint 1994 - 1997
Education
University of Missouri-Columbia 2009 — 2012
Personal Financial Planning
University of Colorado Boulder 2003 — 2006
Graduate School of Banking
Kansas State University 1978 — 1982
Bachelor of Science, Accounting
LPL Financial May 2012 - Present
Raymond James Financial September 2009 - July 2012
Colt Investments Inc. January 2009 - August 2010
Northwestern Mutual 2005 - December 2008
Bank of Prairie Village 2004 - 2006
Abudant Living Ministries 2002 - 2005
Sprint 1999 - 2002
Sprint 1998 - 1999
Sprint 1997 - 1998
Sprint 1994 - 1997
Education
University of Missouri-Columbia 2009 — 2012
Personal Financial Planning
University of Colorado Boulder 2003 — 2006
Graduate School of Banking
Kansas State University 1978 — 1982
Bachelor of Science, Accounting
Jim Gaba Jim Gaba's LPL Financial Experience April 1999 - March 2000
Job Technology Professional
Industry Construction
Experience
Sierra Nevada Construction September 2008 - Present
Hale Lane - Attorneys at Law September 2003 - September 2008
NexGen Management Group LLC September 2001 - September 2003
BMC Software December 2000 - September 2001
Aristasoft March 2000 - December 2000
LPL Financial April 1999 - March 2000
Sierra Health Services (SHS), INC., November 1987 - September 1998
Skills
Data Center, Disaster Recovery, IT Management, VMware, Citrix, Servers, Security, Project Management, Information Technology, Strategic Planning, Management, Microsoft Exchange, Networking, Virtualization, Cloud Computing, Enterprise Software, System Administration, Network Administration, IT Strategy, Network Security, Cisco Technologies, Storage, Integration, Firewalls, Vendor Management, VoIP, Business Continuity, Active Directory, Troubleshooting, SharePoint, Hardware, Managed Services, ITIL, Leadership, ShoreTel, Windows Server, Program Management, Team Building, Process Improvement, Contract Negotiation, Customer Service
Education
Joliet Junior College
Fire Services, Fire Prevention and Safety Technology/Technician
Sierra Nevada Construction September 2008 - Present
Hale Lane - Attorneys at Law September 2003 - September 2008
NexGen Management Group LLC September 2001 - September 2003
BMC Software December 2000 - September 2001
Aristasoft March 2000 - December 2000
LPL Financial April 1999 - March 2000
Sierra Health Services (SHS), INC., November 1987 - September 1998
Skills
Data Center, Disaster Recovery, IT Management, VMware, Citrix, Servers, Security, Project Management, Information Technology, Strategic Planning, Management, Microsoft Exchange, Networking, Virtualization, Cloud Computing, Enterprise Software, System Administration, Network Administration, IT Strategy, Network Security, Cisco Technologies, Storage, Integration, Firewalls, Vendor Management, VoIP, Business Continuity, Active Directory, Troubleshooting, SharePoint, Hardware, Managed Services, ITIL, Leadership, ShoreTel, Windows Server, Program Management, Team Building, Process Improvement, Contract Negotiation, Customer Service
Education
Joliet Junior College
Fire Services, Fire Prevention and Safety Technology/Technician
Michelle Maxey's LPL Financial Experience July 2013 - Present
Job Manager Cash Management at LPL Financial
Industry Financial Services
Experience
LPL Financial July 2013 - Present
Vanguard October 2006 - June 2013
Leonard's Auction August 2004 - September 2006
RCW Peterson Associated, Inc. August 2003 - August 2005
University of Toledo August 1994 - May 2003
Skills
Mutual Funds, 401k, Fund Accounting, IRAs, PowerPoint, Microsoft Word, Fund Administration, Retirement, Series 63, Series 6, Leadership, Team Management, Team Building, Multi Tasking, Social Networking, Management, Fixed Annuities, Training, Strategic Planning, Customer Service, Finance, Recruiting, Employee Training, Coaching, Human Resources, Insurance, Payroll, Budgets, Marketing, Asset Allocation, Fundraising
Education
Kansas State University 1982 — 1987
Bachelor of Applied Science (BASc), Radio and Television
LPL Financial July 2013 - Present
Vanguard October 2006 - June 2013
Leonard's Auction August 2004 - September 2006
RCW Peterson Associated, Inc. August 2003 - August 2005
University of Toledo August 1994 - May 2003
Skills
Mutual Funds, 401k, Fund Accounting, IRAs, PowerPoint, Microsoft Word, Fund Administration, Retirement, Series 63, Series 6, Leadership, Team Management, Team Building, Multi Tasking, Social Networking, Management, Fixed Annuities, Training, Strategic Planning, Customer Service, Finance, Recruiting, Employee Training, Coaching, Human Resources, Insurance, Payroll, Budgets, Marketing, Asset Allocation, Fundraising
Education
Kansas State University 1982 — 1987
Bachelor of Applied Science (BASc), Radio and Television
My Bui's LPL Financial Experience January 2014 - January 2014
Job Gateway Ambassador at Lafayette College Career Services
Industry Financial Services
Experience
Lafayette College Career Services August 2015 - Present
Lafayette College August 2015 - Present
IRS Volunteer Income Tax Assistance (VITA) program February 2014 - Present
HSBC Retail Banking and Wealth Management June 2015 - August 2015
Cushman & Wakefield July 2014 - August 2014
LPL Financial January 2014 - January 2014
US Guide's You Can Do It Conference July 2013 - July 2013
Vietnam National Museum of History January 2013 - May 2013
Skills
Facebook, Research, Tax, Tax Preparation, Training, Accounting, Access, Financial Analysis, Microsoft Office, Microsoft Word, Teamwork, Social Media, Microsoft Excel, PowerPoint
Education
Lafayette College 2013 — 2017
Bachelor of Arts (B.A.), Economics and Mathematics (Double major), 3.98
Hanoi Amsterdam High School for the gifted 2010 — 2013
Lafayette College Career Services August 2015 - Present
Lafayette College August 2015 - Present
IRS Volunteer Income Tax Assistance (VITA) program February 2014 - Present
HSBC Retail Banking and Wealth Management June 2015 - August 2015
Cushman & Wakefield July 2014 - August 2014
LPL Financial January 2014 - January 2014
US Guide's You Can Do It Conference July 2013 - July 2013
Vietnam National Museum of History January 2013 - May 2013
Skills
Facebook, Research, Tax, Tax Preparation, Training, Accounting, Access, Financial Analysis, Microsoft Office, Microsoft Word, Teamwork, Social Media, Microsoft Excel, PowerPoint
Education
Lafayette College 2013 — 2017
Bachelor of Arts (B.A.), Economics and Mathematics (Double major), 3.98
Hanoi Amsterdam High School for the gifted 2010 — 2013
Boris Shulman Boris Shulman's LPL Financial Experience January 2013 - February 2013
Job Premier Banking Business Development Officer at NYCB
Industry Banking
Experience
NYCB May 2013 - June 2015
LPL Financial January 2013 - February 2013
Go Clean NYC June 2011 - December 2012
JPMorgan Chase September 2007 - June 2011
Astoria Federal Savings January 2006 - September 2007
Omni Financial Research October 2004 - January 2006
NYU Downtown Hospital November 2003 - September 2004
Skills
Banking, Financial Services, Mortgage Lending, Finance, Loans, Credit, Retail Banking, Investments, Small Business Lending, Relationship Management, Cross Selling, Refinance, Merchant Services, CRM, Series 6, Lines Of Credit, Mutual Funds, Mortgage Banking, Deposits, Retirement Planning, Commercial Banking, Series 63, Checking, Loan Origination, Consumer Lending, Insurance, Private Banking, Business Development, Commercial Mortgages, Residential Mortgages, Credit Cards, Financial Advisory, Referrals, Home Equity Loans, Cash Management, Sales, Mortgage, IRA's, Servicing, Annuities, Cash, Investment Products, High Net Worth..., Acquiring, Savings, Rollovers, Securities, Series 7
Education
Kingsborough Community College
Associates in Applied Science, 2005; Business Administration
NYCB May 2013 - June 2015
LPL Financial January 2013 - February 2013
Go Clean NYC June 2011 - December 2012
JPMorgan Chase September 2007 - June 2011
Astoria Federal Savings January 2006 - September 2007
Omni Financial Research October 2004 - January 2006
NYU Downtown Hospital November 2003 - September 2004
Skills
Banking, Financial Services, Mortgage Lending, Finance, Loans, Credit, Retail Banking, Investments, Small Business Lending, Relationship Management, Cross Selling, Refinance, Merchant Services, CRM, Series 6, Lines Of Credit, Mutual Funds, Mortgage Banking, Deposits, Retirement Planning, Commercial Banking, Series 63, Checking, Loan Origination, Consumer Lending, Insurance, Private Banking, Business Development, Commercial Mortgages, Residential Mortgages, Credit Cards, Financial Advisory, Referrals, Home Equity Loans, Cash Management, Sales, Mortgage, IRA's, Servicing, Annuities, Cash, Investment Products, High Net Worth..., Acquiring, Savings, Rollovers, Securities, Series 7
Education
Kingsborough Community College
Associates in Applied Science, 2005; Business Administration
Laura Sexton's LPL Financial Experience May 2006 - June 2012
Job Director at SK Research
Industry Financial Services
Experience
SK Research, LLC September 2013 - Present
Sharon Mills Consulting, LLC August 2012 - September 2013
LPL Financial May 2006 - June 2012
Lincoln Financial Advisors August 2004 - May 2006
Lincoln Financial Advisors March 2001 - July 2004
Skills
Due Diligence, Investments, Alternative Investments, Equities, Real Estate, Market Analysis, Mutual Funds, Wealth Management, Series 7, Asset Management, Asset Allocation, Series 63
Education
Kent State University - Graduate School of Management 1999 — 2002
Purdue University 1993 — 1997
Bachelor of Arts, Education
SK Research, LLC September 2013 - Present
Sharon Mills Consulting, LLC August 2012 - September 2013
LPL Financial May 2006 - June 2012
Lincoln Financial Advisors August 2004 - May 2006
Lincoln Financial Advisors March 2001 - July 2004
Skills
Due Diligence, Investments, Alternative Investments, Equities, Real Estate, Market Analysis, Mutual Funds, Wealth Management, Series 7, Asset Management, Asset Allocation, Series 63
Education
Kent State University - Graduate School of Management 1999 — 2002
Purdue University 1993 — 1997
Bachelor of Arts, Education
Mariama Bramble's LPL Financial Experience July 2007 - September 2012
Job Senior Account Manager at ENC Strategy
Industry Marketing and Advertising
Experience
ENC Strategy April 2015 - Present
brownbelle.com October 2010 - Present
JMA Solutions October 2012 - April 2015
LPL Financial July 2007 - September 2012
Teen Voices Magazine September 2006 - December 2006
Project Bread January 2006 - May 2006
Skills
Problem Solving, Styling, Editorial Project..., Vintage, Social Media, Mediation, PowerPoint, Excel, Social Media Marketing, Online Marketing, Microsoft Office, Blogging, Email Marketing, Social Networking, Marketing Communications, Facebook, Microsoft Excel, Management, Vintage Clothing, Marketing, Training, Entrepreneurship, Public Speaking, Creativity, Project Management, Leadership, Time Management, Business Development, Project Planning
Education
Lesley University 2003 — 2007
B.S., Business Management, Computer Technology Minor, Marketing Specialization
Newton South High School
ENC Strategy April 2015 - Present
brownbelle.com October 2010 - Present
JMA Solutions October 2012 - April 2015
LPL Financial July 2007 - September 2012
Teen Voices Magazine September 2006 - December 2006
Project Bread January 2006 - May 2006
Skills
Problem Solving, Styling, Editorial Project..., Vintage, Social Media, Mediation, PowerPoint, Excel, Social Media Marketing, Online Marketing, Microsoft Office, Blogging, Email Marketing, Social Networking, Marketing Communications, Facebook, Microsoft Excel, Management, Vintage Clothing, Marketing, Training, Entrepreneurship, Public Speaking, Creativity, Project Management, Leadership, Time Management, Business Development, Project Planning
Education
Lesley University 2003 — 2007
B.S., Business Management, Computer Technology Minor, Marketing Specialization
Newton South High School
Timothy Graham Timothy Graham's LPL Financial Experience May 2007 - Present
Job Senior Vice President at LPL Financial
Industry Financial Services
Experience
LPL Financial May 2007 - Present
Linden Thomas & Company, LLC. / Wachovia Securities FinancialNetwork May 2006 - May 2007
G.W. & Wade, Inc. / G.W. & Wade Asset Management Co., Inc 2000 - May 2006
Skills
Series 7, Series 24, Series 66, Series 63, FINRA, Securities, Mutual Funds, Investment Advisory, Retirement Planning, Wealth Management, Investments, Asset Allocation, Retirement, Asset Management, Alternative Investments, Financial Services, Fixed Annuities, 401k
Education
Keene State College 1996 — 2000
Bachelor of Science Degree, Business Management
LPL Financial May 2007 - Present
Linden Thomas & Company, LLC. / Wachovia Securities FinancialNetwork May 2006 - May 2007
G.W. & Wade, Inc. / G.W. & Wade Asset Management Co., Inc 2000 - May 2006
Skills
Series 7, Series 24, Series 66, Series 63, FINRA, Securities, Mutual Funds, Investment Advisory, Retirement Planning, Wealth Management, Investments, Asset Allocation, Retirement, Asset Management, Alternative Investments, Financial Services, Fixed Annuities, 401k
Education
Keene State College 1996 — 2000
Bachelor of Science Degree, Business Management
Hassan Behyan Hassan Behyan's LPL Financial Experience September 2014 - December 2014
Job Sr. I.T Technical Specialist
Industry Information Technology and Services
Experience
LPL Financial September 2014 - December 2014
Ashford University February 2014 - May 2014
CP Kelco June 2003 - October 2013
Skills
•All Microsoft Windows..., 2008 Hyper V, •VMware Virtualization..., •Microsoft outlook..., •Active Directory, •Cisco Networking, •Share scan and..., •PI and PI date Link, •McAfee Enterprise and..., •Microsoft server..., Citrix Server/JAVA, •OHM/ADP, •Symantec Ghost, Sales Logix (CRM), ipConfigure video..., Video Conferencing, Maleware and security, Data migration system..., Database Administration, Data Recovery, Dell PowerEdge Servers, Dell Computers, Dell PowerVault, Dell Switches, Dell OpenManage, Microsoft Exchange, Servers, Technical Support, Windows Server, Windows XP, Hardware
Education
Training Direction Collage 1999 — 2000
A+ and Network+ Certification, Information Technology
Long Beach City College 1985 — 1987
Electronic
LPL Financial September 2014 - December 2014
Ashford University February 2014 - May 2014
CP Kelco June 2003 - October 2013
Skills
•All Microsoft Windows..., 2008 Hyper V, •VMware Virtualization..., •Microsoft outlook..., •Active Directory, •Cisco Networking, •Share scan and..., •PI and PI date Link, •McAfee Enterprise and..., •Microsoft server..., Citrix Server/JAVA, •OHM/ADP, •Symantec Ghost, Sales Logix (CRM), ipConfigure video..., Video Conferencing, Maleware and security, Data migration system..., Database Administration, Data Recovery, Dell PowerEdge Servers, Dell Computers, Dell PowerVault, Dell Switches, Dell OpenManage, Microsoft Exchange, Servers, Technical Support, Windows Server, Windows XP, Hardware
Education
Training Direction Collage 1999 — 2000
A+ and Network+ Certification, Information Technology
Long Beach City College 1985 — 1987
Electronic
Jake Dickinson Jake Dickinson's LPL Financial Experience 1998 - 2013
Job Financial Advisor at Retirement Strategies Group
Industry Financial Services
Experience
Retirement Strategies Group June 2013 - Present
LPL Financial 1998 - 2013
American Express Financial Advisors 1988 - 1998
Skills
Wealth Management, Series 7, Finance
Education
Le Moyne College 1977 — 1981
Bachelor of Science (B.S.), Business Administration and Management, General
Retirement Strategies Group June 2013 - Present
LPL Financial 1998 - 2013
American Express Financial Advisors 1988 - 1998
Skills
Wealth Management, Series 7, Finance
Education
Le Moyne College 1977 — 1981
Bachelor of Science (B.S.), Business Administration and Management, General
Rob Phillips, PMP Rob Phillips, PMP's LPL Financial Experience May 2014 - Present
Job IT Infrastructure Projects, Process Analysis & Improvement
Industry Financial Services
Experience
LPL Financial May 2014 - Present
AmWINS Group November 2007 - May 2014
TIAA-CREF 2005 - 2007
Skills
SharePoint, Visio, Active Directory, Windows XP, Business Analysis, Project Management, Microsoft Office, Disaster Recovery, XP, Customer Service, SDLC, SSIS, SSRS, Access, Windows 7, Troubleshooting, Vendor Management, Training, SQL, Windows Server, Databases, Leadership, Microsoft SQL Server, Technical Support, Computer Hardware, MS Project, Software Documentation, Windows, Servers, Data Analysis, System Administration, Team Leadership, Information Technology, Software Installation, Process Management, Outage Management
Education
Johnson C. Smith University - JCSU 2000 — 2004
B.S., Computer Science Information Systems
LPL Financial May 2014 - Present
AmWINS Group November 2007 - May 2014
TIAA-CREF 2005 - 2007
Skills
SharePoint, Visio, Active Directory, Windows XP, Business Analysis, Project Management, Microsoft Office, Disaster Recovery, XP, Customer Service, SDLC, SSIS, SSRS, Access, Windows 7, Troubleshooting, Vendor Management, Training, SQL, Windows Server, Databases, Leadership, Microsoft SQL Server, Technical Support, Computer Hardware, MS Project, Software Documentation, Windows, Servers, Data Analysis, System Administration, Team Leadership, Information Technology, Software Installation, Process Management, Outage Management
Education
Johnson C. Smith University - JCSU 2000 — 2004
B.S., Computer Science Information Systems
Corey P. Luckett, CFP®, AIF®'s LPL Financial Experience September 2009 - February 2010
Job Financial Planner at The Shobe Financial Group
Industry Financial Services
Experience
The Shobe Financial Group February 2010 - Present
LPL Financial September 2009 - February 2010
Skills
Portfolio Management, Investment Management, Education Funding, Insurance, Financial Planning, Retirement Planning, Estate Planning
Education
Louisiana State University and Agricultural and Mechanical College
B.S. Finance
The Shobe Financial Group February 2010 - Present
LPL Financial September 2009 - February 2010
Skills
Portfolio Management, Investment Management, Education Funding, Insurance, Financial Planning, Retirement Planning, Estate Planning
Education
Louisiana State University and Agricultural and Mechanical College
B.S. Finance
Chris Stutes's LPL Financial Experience February 2007 - Present
Job Owner of Cornerstone Wealth Management
Industry Financial Services
Experience
Cornerstone Wealth Management, Inc February 2007 - Present
LPL Financial February 2007 - Present
Edward Jones June 1992 - February 2007
Donald L Mayeaux Law Firm May 1989 - June 1992
Skills
Retirement Planning, Investments, Wealth Management, 401k, Strategic Financial..., Financial Analysis, IRAs, Securities, Mutual Funds, Asset Allocation, Financial Advisory, Strategic Planning, Sales, Insurance, Finance, Estate Planning, Retirement, Series 7, Public Speaking, Wealth Management..., Small Business, Mortgage Lending, Investment Advisory, Risk Management, Fixed Annuities, 401k Rollovers
Education
Loyola University New Orleans College of Law 1982 — 1986
JD, Law
Louisiana State University 1981 — 1985
BS, Business
Cornerstone Wealth Management, Inc February 2007 - Present
LPL Financial February 2007 - Present
Edward Jones June 1992 - February 2007
Donald L Mayeaux Law Firm May 1989 - June 1992
Skills
Retirement Planning, Investments, Wealth Management, 401k, Strategic Financial..., Financial Analysis, IRAs, Securities, Mutual Funds, Asset Allocation, Financial Advisory, Strategic Planning, Sales, Insurance, Finance, Estate Planning, Retirement, Series 7, Public Speaking, Wealth Management..., Small Business, Mortgage Lending, Investment Advisory, Risk Management, Fixed Annuities, 401k Rollovers
Education
Loyola University New Orleans College of Law 1982 — 1986
JD, Law
Louisiana State University 1981 — 1985
BS, Business
Rob Lisama Rob Lisama's LPL Financial Experience 1999 - 2004
Job New Group Build Director at Vistage
Industry Education Management
Experience
Vistage March 2014 - Present
San Diego Christian College 2009 - Present
Bridgepoint Education/Ashford University October 2009 - September 2013
By Referral Only March 2004 - April 2009
TRI-AD 2008 - 2008
LPL Financial 1999 - 2004
Skills
Staff Development, Teaching, Public Speaking, Higher Education, Leadership Development, Coaching, E-Learning, Adult Education, Human Resources, Leadership, Organizational..., Training, Personnel Management, Instructional Design, Microsoft Excel, Customer Service, Recruiting, Distance Learning, Curriculum Design, Career Counseling, Nonprofits
Education
Keller Graduate School of Management of DeVry University
MBA, Marketing
San Diego Christian College
BS, Management
Vistage March 2014 - Present
San Diego Christian College 2009 - Present
Bridgepoint Education/Ashford University October 2009 - September 2013
By Referral Only March 2004 - April 2009
TRI-AD 2008 - 2008
LPL Financial 1999 - 2004
Skills
Staff Development, Teaching, Public Speaking, Higher Education, Leadership Development, Coaching, E-Learning, Adult Education, Human Resources, Leadership, Organizational..., Training, Personnel Management, Instructional Design, Microsoft Excel, Customer Service, Recruiting, Distance Learning, Curriculum Design, Career Counseling, Nonprofits
Education
Keller Graduate School of Management of DeVry University
MBA, Marketing
San Diego Christian College
BS, Management
Michael L. Stone's LPL Financial Experience 2010 - Present
Job CEO & Founder, Milestone Investment Management LLC
Industry Financial Services
Experience
LPL Financial 2010 - Present
Banking & Financial Services December 1973 - June 2010
Skills
Investment Advisory, Asset Management, Securities, FINRA, Retirement Planning, Asset Managment, Wealth Management, Financial Advisory, Retirement, Investment Management, Fixed Annuities, Strategic Financial..., Estate Planning, Mutual Funds, Series 7, Finance, Series 63, Investments, Life Insurance, Long-term Care, Insurance, Disability Insurance, IRAs, 401k, Loans, Financial Planners, Term Life Insurance, Small Business, Investment Strategies, Mortgage Lending, Asset Allocation, Wealth Management..., Risk Management, Commercial Lending, Brokerage, Underwriting, Wealth, Credit, Executive Management, Banking, Credit Analysis, Financial Analysis, Alternative Investments, Commercial Banking, Bonds, Mergers & Acquisitions, Treasury Management
Education
Financial Services Standards 2013 — 2013
Professional Plan Consultant (PPC), 401k Plan Service Training Program, Professional Designation
College for Financial Planning 2003 — 2003
Accredited Asset Management Specialist (AAMS), Professional Designation
Graduate School of Banking at LSU 1996 — 1998
Graduate Degree, Banking
Louisiana State University 1971 — 1975
BS, Education
LPL Financial 2010 - Present
Banking & Financial Services December 1973 - June 2010
Skills
Investment Advisory, Asset Management, Securities, FINRA, Retirement Planning, Asset Managment, Wealth Management, Financial Advisory, Retirement, Investment Management, Fixed Annuities, Strategic Financial..., Estate Planning, Mutual Funds, Series 7, Finance, Series 63, Investments, Life Insurance, Long-term Care, Insurance, Disability Insurance, IRAs, 401k, Loans, Financial Planners, Term Life Insurance, Small Business, Investment Strategies, Mortgage Lending, Asset Allocation, Wealth Management..., Risk Management, Commercial Lending, Brokerage, Underwriting, Wealth, Credit, Executive Management, Banking, Credit Analysis, Financial Analysis, Alternative Investments, Commercial Banking, Bonds, Mergers & Acquisitions, Treasury Management
Education
Financial Services Standards 2013 — 2013
Professional Plan Consultant (PPC), 401k Plan Service Training Program, Professional Designation
College for Financial Planning 2003 — 2003
Accredited Asset Management Specialist (AAMS), Professional Designation
Graduate School of Banking at LSU 1996 — 1998
Graduate Degree, Banking
Louisiana State University 1971 — 1975
BS, Education
Philip Mayeux's LPL Financial Experience November 2009 - Present
Job LPL Financial
Industry Financial Services
Experience
LPL Financial November 2009 - Present
Chase December 1999 - November 2009
Edward Jones June 1999 - December 1999
Skills
Series 7, Series 63, Series 24, Licensed Life & Health..., Series 65
Education
University of Louisiana at Lafayette 1994 — 1999
Bachelor's degree, Marketing and Finance
Louisiana State University 1993 — 1994
LPL Financial November 2009 - Present
Chase December 1999 - November 2009
Edward Jones June 1999 - December 1999
Skills
Series 7, Series 63, Series 24, Licensed Life & Health..., Series 65
Education
University of Louisiana at Lafayette 1994 — 1999
Bachelor's degree, Marketing and Finance
Louisiana State University 1993 — 1994
Katharina Helmick, MBA Katharina Helmick, MBA's LPL Financial Experience May 2008 - Present
Job Financial Advisor Helping Investors in Transition
Industry Investment Management
Experience
LPL Financial May 2008 - Present
Ameriprise Financial Services, Inc. January 2002 - May 2008
Inter-American Management Ltd. 1978 - 2002
Skills
Investment Strategies, Wealth Management..., Series 7, Estate Planning, 401k Rollovers, College Savings Plans, Roth IRA, Retirement Planning, Financial Advisory, 401k, IRAs, Fixed Annuities, Financial Planners, Series 66, Charitable Giving, Annuities, IRA's, Insurance Planning, Long Term Care, Financial Analysis, Comprehensive Wealth..., Retirement, Securities, Financial Services, Wealth
Education
Ludwig-Maximilians Universität München 1960 — 1965
Dipl.-Kfm. i.e. MBA equivalent, Economics, Business Administration, Business Law, Statistics
LPL Financial May 2008 - Present
Ameriprise Financial Services, Inc. January 2002 - May 2008
Inter-American Management Ltd. 1978 - 2002
Skills
Investment Strategies, Wealth Management..., Series 7, Estate Planning, 401k Rollovers, College Savings Plans, Roth IRA, Retirement Planning, Financial Advisory, 401k, IRAs, Fixed Annuities, Financial Planners, Series 66, Charitable Giving, Annuities, IRA's, Insurance Planning, Long Term Care, Financial Analysis, Comprehensive Wealth..., Retirement, Securities, Financial Services, Wealth
Education
Ludwig-Maximilians Universität München 1960 — 1965
Dipl.-Kfm. i.e. MBA equivalent, Economics, Business Administration, Business Law, Statistics
Monica Adderley's LPL Financial Experience May 2015 - Present
Job Associate Service consultant at LPL Financial
Industry Outsourcing/Offshoring
Experience
LPL Financial May 2015 - Present
Aon Hewitt September 2011 - Present
Duke Energy Corporation October 2010 - July 2011
Citi Financial Mortgage December 2008 - October 2010
Skills
Process Improvement, Human Resources, Customer Service, Payroll, Hiring, Invoicing, Access, Call Centers, Customer Satisfaction, Project Management
Education
University of Phoenix 2013 — 2015
Bachelor's Degree, Business Administration and Management, General
King's College 2000 — 2001
Associate's Degree, Legal Administrative Assistant/Secretary
LPL Financial May 2015 - Present
Aon Hewitt September 2011 - Present
Duke Energy Corporation October 2010 - July 2011
Citi Financial Mortgage December 2008 - October 2010
Skills
Process Improvement, Human Resources, Customer Service, Payroll, Hiring, Invoicing, Access, Call Centers, Customer Satisfaction, Project Management
Education
University of Phoenix 2013 — 2015
Bachelor's Degree, Business Administration and Management, General
King's College 2000 — 2001
Associate's Degree, Legal Administrative Assistant/Secretary
Geoff LaRoche Geoff LaRoche's LPL Financial Experience 2013 - Present
Job Financial Advisor at PREISZ Financial
Industry Financial Services
Experience
PREISZ Financial January 2013 - Present
LPL Financial 2013 - Present
Ameriprise Financial Inc. 2009 - January 2013
Smith Barney 2003 - 2009
STEP Technology 1999 - 2002
Merant 1996 - 1999
Intersolv 1992 - 1995
American Power Conversion 1990 - 1991
Skills
Retirement Planning, Wealth Management, Investments, Insurance, Portfolio Management, Financial Analysis, Investment Advisory, 401k Rollovers, Strategic Financial..., Product Marketing, Product Management, Business Development, Engineering Management, Public Speaking, Finance
Education
Lafayette College
Bachelor of Arts Engineering (AB Eng), Engineering
Portland State University
MBA
PREISZ Financial January 2013 - Present
LPL Financial 2013 - Present
Ameriprise Financial Inc. 2009 - January 2013
Smith Barney 2003 - 2009
STEP Technology 1999 - 2002
Merant 1996 - 1999
Intersolv 1992 - 1995
American Power Conversion 1990 - 1991
Skills
Retirement Planning, Wealth Management, Investments, Insurance, Portfolio Management, Financial Analysis, Investment Advisory, 401k Rollovers, Strategic Financial..., Product Marketing, Product Management, Business Development, Engineering Management, Public Speaking, Finance
Education
Lafayette College
Bachelor of Arts Engineering (AB Eng), Engineering
Portland State University
MBA
Juan Carlos Velasco, MBA's LPL Financial Experience March 2013 - June 2015
Job Founder/CEO at Zumah Bookkeeping Simplified
Industry Financial Services
Experience
Zumah - Bookkeeping Simplified January 2015 - Present
LPL Financial March 2013 - June 2015
American Residential Services June 2012 - November 2012
Breckenridge Mechanical Inc. February 2002 - March 2011
Mitsubishi Electric Automation, Inc February 1996 - January 2002
Skills
Financial Analysis, Financial Planning, Financial Modeling, Operations Management, Due Diligence, Process Improvement, Goal Oriented, Strategic Financial..., Profit & Loss Management, Construction Accounting, Plumbing, Heating, HVAC Controls, Service Management, Boilers, Income Statement, Software Documentation, Analysis, Finance, P&L Management, Budgets, Management, Strategic Planning, Cross-functional Team..., P&L, Mergers & Acquisitions, Project Planning, Human Resources, Training, Process Scheduler, Leadership, Contract Negotiation, Forecasting, Business Development, Business Analysis, CRM, Business Strategy, Access, Financial Reporting, Managerial Finance, Accounting, Data Analysis, Strategy, Business Process..., Customer Service
Education
Keller Graduate School of Management of DeVry University 2009 — 2011
Master of Business Administration, Finance
DeVry University 2007 — 2009
Bachelor of Science, Technical Management
DeVry Institute of Technology 1994 — 1996
Associate of Applied Science, Electronics
Zumah - Bookkeeping Simplified January 2015 - Present
LPL Financial March 2013 - June 2015
American Residential Services June 2012 - November 2012
Breckenridge Mechanical Inc. February 2002 - March 2011
Mitsubishi Electric Automation, Inc February 1996 - January 2002
Skills
Financial Analysis, Financial Planning, Financial Modeling, Operations Management, Due Diligence, Process Improvement, Goal Oriented, Strategic Financial..., Profit & Loss Management, Construction Accounting, Plumbing, Heating, HVAC Controls, Service Management, Boilers, Income Statement, Software Documentation, Analysis, Finance, P&L Management, Budgets, Management, Strategic Planning, Cross-functional Team..., P&L, Mergers & Acquisitions, Project Planning, Human Resources, Training, Process Scheduler, Leadership, Contract Negotiation, Forecasting, Business Development, Business Analysis, CRM, Business Strategy, Access, Financial Reporting, Managerial Finance, Accounting, Data Analysis, Strategy, Business Process..., Customer Service
Education
Keller Graduate School of Management of DeVry University 2009 — 2011
Master of Business Administration, Finance
DeVry University 2007 — 2009
Bachelor of Science, Technical Management
DeVry Institute of Technology 1994 — 1996
Associate of Applied Science, Electronics
Anam Ella Durrani's LPL Financial Experience January 2014 - March 2014
Job at
Industry Textiles
Experience
YK Textile April 2013 - Present
SoCal Blanks April 2013 - Present
A.E.D Designs June 2008 - Present
LPL Financial January 2014 - March 2014
Mackenzie Boutique August 2013 - January 2014
Skills
Marketing Strategy, New Business Development, Strategic Planning, Entrepreneurship, Marketing, Coaching, Sales Management, Fashion, Team Building, Apparel, Retail, Sales, Customer Service, Data Analysis, Financial Analysis, Microsoft Excel, PowerPoint, Research, Microsoft Office, Public Speaking, Leadership
Education
Los Angeles Harbor College 2013 — 2014
Psychology
Santa Monica College 2010 — 2011
Psychology
University of California, Los Angeles
YK Textile April 2013 - Present
SoCal Blanks April 2013 - Present
A.E.D Designs June 2008 - Present
LPL Financial January 2014 - March 2014
Mackenzie Boutique August 2013 - January 2014
Skills
Marketing Strategy, New Business Development, Strategic Planning, Entrepreneurship, Marketing, Coaching, Sales Management, Fashion, Team Building, Apparel, Retail, Sales, Customer Service, Data Analysis, Financial Analysis, Microsoft Excel, PowerPoint, Research, Microsoft Office, Public Speaking, Leadership
Education
Los Angeles Harbor College 2013 — 2014
Psychology
Santa Monica College 2010 — 2011
Psychology
University of California, Los Angeles
Donovan Ritter, CLU®, ChFC® Donovan Ritter, CLU®, ChFC®'s LPL Financial Experience September 2009 - August 2014
Job Registered Representative at Spectrum Wealth Management
Industry Financial Services
Experience
Spectrum Wealth Management September 2014 - Present
LPL Financial September 2009 - August 2014
Associated Securities Corp. June 2004 - September 2009
Mass Mutual January 2000 - June 2004
Northwestern Mutual May 1996 - January 2000
Skills
Investments, Insurance, Financial Planning, Alternative Investments, Retirement Plan..., Retirement Income..., Tactical Asset..., Comprehensive Wealth..., Wealth Preservation..., Asset Allocation, Investment Strategies, Securities, Portfolio Management, Financial Services, Finance, Retirement Planning, Series 7, Wealth Management, Investment Advisory, 401k, Mutual Funds, Fixed Annuities, IRAs, Financial Advisory, Estate Planning, 401k Rollovers, ETFs, Asset Management, Life Insurance, Investment Management, Disability Insurance, Financial Planners, Long Term Care Insurance, Series 24, Term Life Insurance, Equities, Pensions, Separately Managed..., Fixed Income, Qualified Retirement..., Hedge Funds, Financial Analysis, Employee Benefits, Wealth Accumulation, Health Insurance, Financial Markets, Universal Life, Bonds, Whole Life, Risk Management
Education
The American College 2003 — 2012
ChFC, Chartered Financial Consultant
The American College 1998 — 2003
CLU, Chartered Life Underwriter
Loyola Marymount University 1992 — 1996
Business Administration, Marketing & Finance
Servite 1988 — 1992
Spectrum Wealth Management September 2014 - Present
LPL Financial September 2009 - August 2014
Associated Securities Corp. June 2004 - September 2009
Mass Mutual January 2000 - June 2004
Northwestern Mutual May 1996 - January 2000
Skills
Investments, Insurance, Financial Planning, Alternative Investments, Retirement Plan..., Retirement Income..., Tactical Asset..., Comprehensive Wealth..., Wealth Preservation..., Asset Allocation, Investment Strategies, Securities, Portfolio Management, Financial Services, Finance, Retirement Planning, Series 7, Wealth Management, Investment Advisory, 401k, Mutual Funds, Fixed Annuities, IRAs, Financial Advisory, Estate Planning, 401k Rollovers, ETFs, Asset Management, Life Insurance, Investment Management, Disability Insurance, Financial Planners, Long Term Care Insurance, Series 24, Term Life Insurance, Equities, Pensions, Separately Managed..., Fixed Income, Qualified Retirement..., Hedge Funds, Financial Analysis, Employee Benefits, Wealth Accumulation, Health Insurance, Financial Markets, Universal Life, Bonds, Whole Life, Risk Management
Education
The American College 2003 — 2012
ChFC, Chartered Financial Consultant
The American College 1998 — 2003
CLU, Chartered Life Underwriter
Loyola Marymount University 1992 — 1996
Business Administration, Marketing & Finance
Servite 1988 — 1992
John Reilly, CPA's LPL Financial Experience March 2014 - Present
Job AVP, Internal Audit LPL Financial
Industry Accounting
Experience
LPL Financial March 2014 - Present
Solera February 2013 - March 2014
Solera November 2010 - January 2013
Hutchinson and Bloodgood LLP August 2008 - November 2010
PricewaterhouseCoopers 2005 - 2008
Woodloch January 2003 - May 2005
Skills
Financial Reporting, External Audit, Internal Audit, Financial Analysis, Process Improvement, SOX, Accounting, Internal Controls, Financial Management, Due Diligence, Sarbanes-Oxley Act, IFRS, US GAAP, Corporate Finance, Financial Statements, Auditing, Managerial Finance
Education
Lock Haven University of Pennsylvania
Bachelor of Science, Accounting
Lock Haven University of Pennsylvania
Bachelor of Science, Business Administration
LPL Financial March 2014 - Present
Solera February 2013 - March 2014
Solera November 2010 - January 2013
Hutchinson and Bloodgood LLP August 2008 - November 2010
PricewaterhouseCoopers 2005 - 2008
Woodloch January 2003 - May 2005
Skills
Financial Reporting, External Audit, Internal Audit, Financial Analysis, Process Improvement, SOX, Accounting, Internal Controls, Financial Management, Due Diligence, Sarbanes-Oxley Act, IFRS, US GAAP, Corporate Finance, Financial Statements, Auditing, Managerial Finance
Education
Lock Haven University of Pennsylvania
Bachelor of Science, Accounting
Lock Haven University of Pennsylvania
Bachelor of Science, Business Administration
William Bordelon Jr.'s LPL Financial Experience October 2011 - Present
Job LPL Financial Advisor, Associate Financial Advisor at Pitre Wealth Management Group
Industry Financial Services
Experience
LPL Financial October 2011 - Present
Skills
Investments, Securities, Finance, Financial Services, FINRA, Financial Analysis, Financial Planning, Risk Management, Insurance, Portfolio Management
Education
Louisiana State University 2007 — 2011
Bachelor of Science (B.S.), Finance, General
LPL Financial October 2011 - Present
Skills
Investments, Securities, Finance, Financial Services, FINRA, Financial Analysis, Financial Planning, Risk Management, Insurance, Portfolio Management
Education
Louisiana State University 2007 — 2011
Bachelor of Science (B.S.), Finance, General
Marisha Sims Marisha Sims's LPL Financial Experience November 2014 - Present
Job Operations Manager, Client Compensation Technology at LPL Financial
Industry Financial Services
Experience
LPL Financial November 2014 - Present
LPL Financial January 2014 - November 2014
LPL Financial August 2010 - January 2014
LPL Financial August 2007 - August 2010
UVEST Financial Services July 2000 - August 2007
Skills
Insurance, Strategic Financial..., Process Improvement, Financial Services, Mutual Funds, Securities, Analysis, Fixed Annuities, Series 6, Relationship Management, Business Process..., Change Management, Leadership, Finance, Risk Management, Management, Investments, Investment Advisory, Series 63, Business Analysis, Financial Analysis
Education
Liberty University 2013 — 2015
Psychology
University of North Carolina at Chapel Hill 1992 — 1996
English Language and Literature, General
LPL Financial November 2014 - Present
LPL Financial January 2014 - November 2014
LPL Financial August 2010 - January 2014
LPL Financial August 2007 - August 2010
UVEST Financial Services July 2000 - August 2007
Skills
Insurance, Strategic Financial..., Process Improvement, Financial Services, Mutual Funds, Securities, Analysis, Fixed Annuities, Series 6, Relationship Management, Business Process..., Change Management, Leadership, Finance, Risk Management, Management, Investments, Investment Advisory, Series 63, Business Analysis, Financial Analysis
Education
Liberty University 2013 — 2015
Psychology
University of North Carolina at Chapel Hill 1992 — 1996
English Language and Literature, General
Stephanie Meza's LPL Financial Experience September 2003 - September 2007
Job Real Estate Broker at Premiere Property Group, LLC
Industry Real Estate
Experience
Premiere Property Group, LLC September 2012 - Present
Keller Williams January 2010 - September 2012
LPL Financial September 2003 - September 2007
Edward Jones June 1997 - September 2003
Skills
Marketing, Sales, Financial Services, Real Estate, Horse Properties, Horses, International Business, Selling
Education
Linfield College 1993 — 1995
Bachelor of Science (BS), International Business
Premiere Property Group, LLC September 2012 - Present
Keller Williams January 2010 - September 2012
LPL Financial September 2003 - September 2007
Edward Jones June 1997 - September 2003
Skills
Marketing, Sales, Financial Services, Real Estate, Horse Properties, Horses, International Business, Selling
Education
Linfield College 1993 — 1995
Bachelor of Science (BS), International Business
Doug Blair, CFP®, CFA Doug Blair, CFP®, CFA's LPL Financial Experience October 2002 - Present
Job Financial Advisor at PREISZ Financial
Industry Financial Services
Experience
PREISZ Financial October 2002 - Present
LPL Financial October 2002 - Present
Portland Community College and City of Portland 1999 - 2002
Independent Company - Self Employed 1993 - 1999
Vision Financial 1992 - 1993
Education
Linfield College
B.S., Business Management
PREISZ Financial October 2002 - Present
LPL Financial October 2002 - Present
Portland Community College and City of Portland 1999 - 2002
Independent Company - Self Employed 1993 - 1999
Vision Financial 1992 - 1993
Education
Linfield College
B.S., Business Management
Alejandra Perdomo's LPL Financial Experience May 2013 - August 2013
Job Marketing Coordinator and Analyst at Viatur Travel Inc.
Industry Marketing and Advertising
Experience
Viatur Travel Inc. June 2012 - Present
Stage 32 (stage32.com) February 2015 - May 2015
Loyola Marymount University Sociology Department September 2011 - May 2015
LPL Financial May 2013 - August 2013
Skills
Marketing Analytics, Social Media, Economics, Teamwork, PowerPoint, Microsoft Excel, Event Planning, Leadership, Customer Service, Spanish-speaking, Sociology, Microsoft Office, Microsoft Word, Google Analytics, Research, Facebook, Spanish
Education
Loyola Marymount University 2011 — 2015
Bachelor of Science (BS), Economics
Viatur Travel Inc. June 2012 - Present
Stage 32 (stage32.com) February 2015 - May 2015
Loyola Marymount University Sociology Department September 2011 - May 2015
LPL Financial May 2013 - August 2013
Skills
Marketing Analytics, Social Media, Economics, Teamwork, PowerPoint, Microsoft Excel, Event Planning, Leadership, Customer Service, Spanish-speaking, Sociology, Microsoft Office, Microsoft Word, Google Analytics, Research, Facebook, Spanish
Education
Loyola Marymount University 2011 — 2015
Bachelor of Science (BS), Economics
Neil Fisch, CFP Neil Fisch, CFP's LPL Financial Experience 2001 - April 2011
Job Managing Partner at National Insurance Partners
Industry Financial Services
Experience
National Insurance Partners December 2014 - Present
Merrill Edge August 2013 - December 2014
Valic Financial Advisors October 2011 - August 2013
Kiwanis Club of Tempe 2009 - 2012
LPL Financial 2001 - April 2011
Zacks Investment Management 2011 - 2011
Zacks Investment Management 2011 - 2011
Zacks Investment Management 2011 - 2011
Zacks Investment Management 2011 - 2011
Morgan Stanley 1993 - 2001
Skills
Wealth Management, Investments, Strategic Financial..., Wealth Management..., Series 7, Finance, Financial Services, Mutual Funds, Retirement Planning, Alternative Investments, Financial Planners, Asset Allocation, Series 63, Investment Advisory, Financial Advisory, Estate Planning, Asset Management, Portfolio Management, Securities, Investment Strategies, Equities, Life Insurance, Retirement, Management
Education
The American College 1998 — 2001
CFP, Financial Planning
Loyola Marymount University 1974 — 1975
Secondary Education
Swarthmore College 1968 — 1972
BA, English Literature
SHS
National Insurance Partners December 2014 - Present
Merrill Edge August 2013 - December 2014
Valic Financial Advisors October 2011 - August 2013
Kiwanis Club of Tempe 2009 - 2012
LPL Financial 2001 - April 2011
Zacks Investment Management 2011 - 2011
Zacks Investment Management 2011 - 2011
Zacks Investment Management 2011 - 2011
Zacks Investment Management 2011 - 2011
Morgan Stanley 1993 - 2001
Skills
Wealth Management, Investments, Strategic Financial..., Wealth Management..., Series 7, Finance, Financial Services, Mutual Funds, Retirement Planning, Alternative Investments, Financial Planners, Asset Allocation, Series 63, Investment Advisory, Financial Advisory, Estate Planning, Asset Management, Portfolio Management, Securities, Investment Strategies, Equities, Life Insurance, Retirement, Management
Education
The American College 1998 — 2001
CFP, Financial Planning
Loyola Marymount University 1974 — 1975
Secondary Education
Swarthmore College 1968 — 1972
BA, English Literature
SHS
Kyle Mellusi Kyle Mellusi's LPL Financial Experience February 2012 - August 2013
Job Associate Manager Systems & Investigations at The Children's Place
Industry Security and Investigations
Experience
The Children's Place May 2015 - Present
The Children's Place September 2014 - Present
The Children's Place August 2013 - September 2014
LPL Financial February 2012 - August 2013
Skills
Microsoft Excel, Microsoft Word, PowerPoint, Outlook, Photoshop, WealthVision, BranchNet, Internet Explorer, Mozilla Firefox, i3 Intellux, Kount, Management, Data Analysis, Analysis, Investments, Marketing, Microsoft Office, Finance, Social Media, Sales, Customer Service, Leadership
Education
Kean University 2007 — 2012
Bachelor of Arts (B.A.), Criminal Justice - Concentration in Psychology
The Children's Place May 2015 - Present
The Children's Place September 2014 - Present
The Children's Place August 2013 - September 2014
LPL Financial February 2012 - August 2013
Skills
Microsoft Excel, Microsoft Word, PowerPoint, Outlook, Photoshop, WealthVision, BranchNet, Internet Explorer, Mozilla Firefox, i3 Intellux, Kount, Management, Data Analysis, Analysis, Investments, Marketing, Microsoft Office, Finance, Social Media, Sales, Customer Service, Leadership
Education
Kean University 2007 — 2012
Bachelor of Arts (B.A.), Criminal Justice - Concentration in Psychology
Daniel Ankrah Daniel Ankrah's LPL Financial Experience June 2011 - Present
Job Analyst at LPL Financial and Lead Trainer for World Class Futbol
Industry Financial Services
Experience
LPL Financial June 2011 - Present
World Class Futbol May 2012 - Present
Mission Helper Productions, Inc. June 2010 - August 2010
Johns Hopkins University, Center for Talented Youth June 2010 - June 2010
Skills
Financial Analysis, Microsoft Excel, Financial Modeling, Microsoft Office, Social Media, Social Networking, Public Speaking, Leadership, Customer Service, Event Planning, Research, Marketing, Management
Education
Loyola College in Maryland 2007 — 2011
Bachelor of Business Administration in General Business, Business
LPL Financial June 2011 - Present
World Class Futbol May 2012 - Present
Mission Helper Productions, Inc. June 2010 - August 2010
Johns Hopkins University, Center for Talented Youth June 2010 - June 2010
Skills
Financial Analysis, Microsoft Excel, Financial Modeling, Microsoft Office, Social Media, Social Networking, Public Speaking, Leadership, Customer Service, Event Planning, Research, Marketing, Management
Education
Loyola College in Maryland 2007 — 2011
Bachelor of Business Administration in General Business, Business
Chase R. Crump, MBA, CFP®'s LPL Financial Experience 2009 - Present
Job Proactive & Comprehensive Wealth Management
Industry Financial Services
Experience
Williams Financial Advisors April 2010 - Present
LPL Financial 2009 - Present
Capital One December 2007 - April 2010
Chase Bank December 2006 - November 2007
Skills
Investments, Retirement, Strategic Financial..., Financial Advisory, Wealth Management, Securities, Finance, Retirement Planning, Financial Services, Wealth, FINRA, Insurance, 401k Rollovers, Wealth Accumulation, Mutual Funds, Portfolio Management, Investment Advisory, 401k, IRAs, Personal Finance, Investment Management, Estate Planning, Certified Financial..., Wealth Management..., Asset Allocation, Financial Planners, Fixed Annuities, Investment Strategies, Insurance Planning, Life & Health Insurance..., Series 7 (through LPL..., Series 63 (through LPL..., Series 6 (through LPL..., Financial Planning, Series 65 (through RFG...
Education
Louisiana College 2001 — 2005
BS, Management/Marketing
Louisiana State University in Shreveport 2006 — 2008
Master's In Business Administration (MBA), Finance, 3.5 GPA
Williams Financial Advisors April 2010 - Present
LPL Financial 2009 - Present
Capital One December 2007 - April 2010
Chase Bank December 2006 - November 2007
Skills
Investments, Retirement, Strategic Financial..., Financial Advisory, Wealth Management, Securities, Finance, Retirement Planning, Financial Services, Wealth, FINRA, Insurance, 401k Rollovers, Wealth Accumulation, Mutual Funds, Portfolio Management, Investment Advisory, 401k, IRAs, Personal Finance, Investment Management, Estate Planning, Certified Financial..., Wealth Management..., Asset Allocation, Financial Planners, Fixed Annuities, Investment Strategies, Insurance Planning, Life & Health Insurance..., Series 7 (through LPL..., Series 63 (through LPL..., Series 6 (through LPL..., Financial Planning, Series 65 (through RFG...
Education
Louisiana College 2001 — 2005
BS, Management/Marketing
Louisiana State University in Shreveport 2006 — 2008
Master's In Business Administration (MBA), Finance, 3.5 GPA
Katie Tighe Bell Katie Tighe Bell's LPL Financial Experience September 2014 - Present
Job Assistant Vice President, Technology Communications at LPL Financial
Industry Financial Services
Experience
LPL Financial September 2014 - Present
LPL Financial March 2011 - September 2014
Chilton Capital Management July 2009 - September 2010
Baker Hughes July 2008 - July 2009
First Western Trust Bank June 2005 - June 2008
Skills
Business Process, Management, Business Analysis, Investments, Auditing, Internal Audit, Software Project..., Fixed Income, Financial Analysis, Visio, Accounting, Finance, Internal Controls, Vendor Management, Risk Management, SDLC, Leadership, Process Improvement, Certified Scrum Master..., Analysis, Training, Asset Management, Business Process..., Financial Services, Databases, Portfolio Management, Project Portfolio..., PMP, Trading, CQ5
Education
University of Colorado at Boulder 1998 — 2000
Bachelors, Finance
Lewis and Clark College 1997 — 1998
LPL Financial September 2014 - Present
LPL Financial March 2011 - September 2014
Chilton Capital Management July 2009 - September 2010
Baker Hughes July 2008 - July 2009
First Western Trust Bank June 2005 - June 2008
Skills
Business Process, Management, Business Analysis, Investments, Auditing, Internal Audit, Software Project..., Fixed Income, Financial Analysis, Visio, Accounting, Finance, Internal Controls, Vendor Management, Risk Management, SDLC, Leadership, Process Improvement, Certified Scrum Master..., Analysis, Training, Asset Management, Business Process..., Financial Services, Databases, Portfolio Management, Project Portfolio..., PMP, Trading, CQ5
Education
University of Colorado at Boulder 1998 — 2000
Bachelors, Finance
Lewis and Clark College 1997 — 1998
Veronica Velasquez Veronica Velasquez's LPL Financial Experience October 2014 - Present
Job Associate Analyst GRC Business Management at LPL Financial
Industry Financial Services
Experience
LPL Financial October 2014 - Present
LPL Financial March 2012 - October 2014
Skills
Broker-Dealer, Financial Accounting, Account Reconciliation, Customer Service, Transfer Agency, Commissioning, Financial Services, Investment Advisory, Mutual Funds, Financial Advisory, Series 63, Finance, Retirement, Wealth Management, Series 7, Microsoft Office, Retirement Planning, Strategic Financial..., FINRA
Education
Katherine Gibbs School 1991 — 1993
Associate of Science (AS), Accounting and Related Services
LPL Financial October 2014 - Present
LPL Financial March 2012 - October 2014
Skills
Broker-Dealer, Financial Accounting, Account Reconciliation, Customer Service, Transfer Agency, Commissioning, Financial Services, Investment Advisory, Mutual Funds, Financial Advisory, Series 63, Finance, Retirement, Wealth Management, Series 7, Microsoft Office, Retirement Planning, Strategic Financial..., FINRA
Education
Katherine Gibbs School 1991 — 1993
Associate of Science (AS), Accounting and Related Services
Stephen Lank Stephen Lank's LPL Financial Experience February 2012 - Present
Job Executive Vice President at LPL Financial
Industry Financial Services
Experience
LPL Financial February 2012 - Present
LPL Financial November 2009 - Present
LPL Financial Services 2005 - Present
LPL 2005 - Present
IFMG September 2007 - December 2008
Jefferson Pilot Financial July 1999 - August 2005
Jefferson Pilot Securities 1999 - 2005
Lincoln Financial Group 1999 - 2005
Jefferson Pilot Financial & Securities 1999 - 2005
Skills
Series 7, Investment Advisory, Wealth Management, Mutual Funds, Alternative Investments, Series 4, Series 24, Series 53, Series 63, Series 65, FINRA, Settlement, Securities Regulation, Uniform Combined State..., Financial Services, Leadership Initiatives, Retirement, Securities, Fixed Annuities, Investment Strategies, Series 6
Education
Keene State College 1986 — 1991
Bachelor of Science (B.S.), Business Administration and Management, General
LPL Financial February 2012 - Present
LPL Financial November 2009 - Present
LPL Financial Services 2005 - Present
LPL 2005 - Present
IFMG September 2007 - December 2008
Jefferson Pilot Financial July 1999 - August 2005
Jefferson Pilot Securities 1999 - 2005
Lincoln Financial Group 1999 - 2005
Jefferson Pilot Financial & Securities 1999 - 2005
Skills
Series 7, Investment Advisory, Wealth Management, Mutual Funds, Alternative Investments, Series 4, Series 24, Series 53, Series 63, Series 65, FINRA, Settlement, Securities Regulation, Uniform Combined State..., Financial Services, Leadership Initiatives, Retirement, Securities, Fixed Annuities, Investment Strategies, Series 6
Education
Keene State College 1986 — 1991
Bachelor of Science (B.S.), Business Administration and Management, General
Daniel D. Cherra, CFP, ChFC Daniel D. Cherra, CFP, ChFC's LPL Financial Experience July 1999 - Present
Job Certified Financial Planner at V Wealth Management
Industry Financial Services
Experience
V Wealth Management October 2011 - Present
LPL Financial July 1999 - Present
Aldridge Cherra & Aldridge Financial Group December 1998 - October 2011
Skills
Strategic Financial..., Education Funding, Retirement Planning, Investment Management, Long Term Care Insurance, Disability Insurance
Education
Kansas State University 1994 — 1998
BSBA, Finance
St. Thomas Aquinas
The American College
ChFC
V Wealth Management October 2011 - Present
LPL Financial July 1999 - Present
Aldridge Cherra & Aldridge Financial Group December 1998 - October 2011
Skills
Strategic Financial..., Education Funding, Retirement Planning, Investment Management, Long Term Care Insurance, Disability Insurance
Education
Kansas State University 1994 — 1998
BSBA, Finance
St. Thomas Aquinas
The American College
ChFC
Daniel Huck Daniel Huck's LPL Financial Experience June 2013 - Present
Job Complex Products Supervision Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2013 - Present
LPL May 2011 - June 2013
Madison Avenue Securities June 2010 - April 2011
Madison Avenue Securities, Inc. September 2009 - January 2010
Madison Avenue Securities, Inc. December 2007 - September 2008
Ken Stern & Associates January 2004 - December 2007
Ken Stern & Associates July 2002 - December 2007
Skills
Investments, Financial Services, Portfolio Management, Training, Management, FINRA, Financial Advisory, Trading, Marketing, Auditing, Sales, Internal Audit, Business Process, Securities, Series 7, Series 63, Staff Development, Mutual Funds, Series 24, SEC
Education
Loyola University of Chicago 1996 — 2000
Finance
El Capitan High School 1992 — 1996
General
LPL Financial June 2013 - Present
LPL May 2011 - June 2013
Madison Avenue Securities June 2010 - April 2011
Madison Avenue Securities, Inc. September 2009 - January 2010
Madison Avenue Securities, Inc. December 2007 - September 2008
Ken Stern & Associates January 2004 - December 2007
Ken Stern & Associates July 2002 - December 2007
Skills
Investments, Financial Services, Portfolio Management, Training, Management, FINRA, Financial Advisory, Trading, Marketing, Auditing, Sales, Internal Audit, Business Process, Securities, Series 7, Series 63, Staff Development, Mutual Funds, Series 24, SEC
Education
Loyola University of Chicago 1996 — 2000
Finance
El Capitan High School 1992 — 1996
General
Jessica Czech Jessica Czech's LPL Financial Experience February 2014 - Present
Job Branch Examiner at LPL Financial
Industry Financial Services
Experience
LPL Financial February 2014 - Present
Packerland Brokerage Services, Inc. July 2011 - April 2014
Packerland Brokerage Services, Inc. July 2010 - July 2011
U.S. Bank November 2008 - July 2010
U.S. Bank September 2007 - November 2008
Skills
Securities, Investments, Series 7, 401k, Banking, Due Diligence, Insurance, Life Insurance, Fixed Annuities, Retirement Planning, Asset Management, Mutual Funds, Strategic Financial..., Wealth Management, Portfolio Management, FINRA, Compliance
Education
Lakeland College 2014 — 2017
Bachelor of Arts (B.A.), Accounting
Northeast Wisconsin Technical College 2013 — 2014
Associate's degree, Accounting
LPL Financial February 2014 - Present
Packerland Brokerage Services, Inc. July 2011 - April 2014
Packerland Brokerage Services, Inc. July 2010 - July 2011
U.S. Bank November 2008 - July 2010
U.S. Bank September 2007 - November 2008
Skills
Securities, Investments, Series 7, 401k, Banking, Due Diligence, Insurance, Life Insurance, Fixed Annuities, Retirement Planning, Asset Management, Mutual Funds, Strategic Financial..., Wealth Management, Portfolio Management, FINRA, Compliance
Education
Lakeland College 2014 — 2017
Bachelor of Arts (B.A.), Accounting
Northeast Wisconsin Technical College 2013 — 2014
Associate's degree, Accounting
Joseph Ciesinski Joseph Ciesinski's LPL Financial Experience 2011 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial 2011 - Present
Skills
Wealth Management..., Securities, Mutual Funds, Investments, Finance, Strategic Financial..., Series 7, Wealth Management, Portfolio Management, Financial Services, Series 63, Asset Management, Equities
Education
Kalamazoo College 1987 — 1991
BA, Economics
De La Salle Collegiate 1984 — 1987
LPL Financial 2011 - Present
Skills
Wealth Management..., Securities, Mutual Funds, Investments, Finance, Strategic Financial..., Series 7, Wealth Management, Portfolio Management, Financial Services, Series 63, Asset Management, Equities
Education
Kalamazoo College 1987 — 1991
BA, Economics
De La Salle Collegiate 1984 — 1987
Victor Campbell Victor Campbell's LPL Financial Experience August 2011 - October 2012
Job Financial Analyst at Milwaukee Electric Tool
Industry Consumer Goods
Experience
Milwaukee Electric Tool August 2014 - Present
U.S. Bank December 2013 - August 2014
U.S. Bank October 2012 - December 2013
LPL Financial August 2011 - October 2012
Northwestern Mutual: The Carr Group August 2010 - August 2011
Wells Fargo Advisors May 2010 - August 2010
MuniNet January 2010 - May 2010
Chicago Sky May 2009 - August 2009
Skills
Series 6, Series 63, Mutual Funds, Portfolio Management, Fixed Income, Equities, Marketing, Finance, Financial Services, Alternative Investments, Derivatives, Investments, Loans, Credit, Trading
Education
Marquette University 2013 — 2015
Master of Business Administration (M.B.A.), Finance, General
Lake Forest College 2006 — 2010
Business and Economics
Wisconsin Lutheran High School
Milwaukee Electric Tool August 2014 - Present
U.S. Bank December 2013 - August 2014
U.S. Bank October 2012 - December 2013
LPL Financial August 2011 - October 2012
Northwestern Mutual: The Carr Group August 2010 - August 2011
Wells Fargo Advisors May 2010 - August 2010
MuniNet January 2010 - May 2010
Chicago Sky May 2009 - August 2009
Skills
Series 6, Series 63, Mutual Funds, Portfolio Management, Fixed Income, Equities, Marketing, Finance, Financial Services, Alternative Investments, Derivatives, Investments, Loans, Credit, Trading
Education
Marquette University 2013 — 2015
Master of Business Administration (M.B.A.), Finance, General
Lake Forest College 2006 — 2010
Business and Economics
Wisconsin Lutheran High School
Valerie Fast's LPL Financial Experience November 2006 - Present
Job Administrative Associate at LPL Financial
Industry Financial Services
Experience
LPL Financial November 2006 - Present
Education
Wichita State University 2000 — 2002
Fine Art/Business, Marketing, Economics, Painting
Kansas State University
Fine/Studio Arts, General
LPL Financial November 2006 - Present
Education
Wichita State University 2000 — 2002
Fine Art/Business, Marketing, Economics, Painting
Kansas State University
Fine/Studio Arts, General
Niteen Chaudhari Niteen Chaudhari's LPL Financial Experience August 2012 - October 2012
Job Project Lead IGATE Technologies Inc
Industry Information Technology and Services
Experience
MGM Resorts International October 2013 - Present
Patni Computer Systems August 2005 - Present
Southern California Edison October 2012 - October 2013
LPL Financial August 2012 - October 2012
Southern California Edison May 2012 - July 2012
Lincoln Financial Group October 2011 - April 2012
Fidelity Investments August 2005 - September 2011
NIIT LTD June 2004 - June 2005
Skills
Spring, Agile Methodologies, XML, Struts, SOA, SDLC, Java Enterprise Edition, JSP, Design Patterns, Web Services, Requirements Analysis, PL/SQL, Hibernate, Oracle, Software Project..., Spring Framework
Education
L.D College of Engineering - Ahmedabad 2000 — 2004
B.E
MGM Resorts International October 2013 - Present
Patni Computer Systems August 2005 - Present
Southern California Edison October 2012 - October 2013
LPL Financial August 2012 - October 2012
Southern California Edison May 2012 - July 2012
Lincoln Financial Group October 2011 - April 2012
Fidelity Investments August 2005 - September 2011
NIIT LTD June 2004 - June 2005
Skills
Spring, Agile Methodologies, XML, Struts, SOA, SDLC, Java Enterprise Edition, JSP, Design Patterns, Web Services, Requirements Analysis, PL/SQL, Hibernate, Oracle, Software Project..., Spring Framework
Education
L.D College of Engineering - Ahmedabad 2000 — 2004
B.E
Kristine Delano Kristine Delano's LPL Financial Experience 2004 - May 2011
Job Managing Director at Navigate Fund Solutions
Industry Financial Services
Experience
Navigate Fund Solutions, an Eaton Vance Company January 2015 - Present
Hobbs Madison, Inc. 2013 - Present
Pershing April 2011 - December 2012
LPL Financial 2004 - May 2011
HumanCentric Technologies 1997 - 2005
Skills
Strategy, Management, Financial Services, Project Management, Portfolio Management, Asset Managment, Vendor Management, Program Management, Mutual Funds, Business Analysis, Risk Management, Securities, SDLC, Wealth Management, Project Portfolio..., Outsourcing, Product Management, IT Strategy, Asset Management, Mergers & Acquisitions, Business Process..., Alternative Investments, Consulting, Banking, Series 7, Cross-functional Team..., Executive Management, CRM, Series 63, Investments, Enterprise Architecture, Finance, Leadership
Education
North Carolina State University 1995 — 1997
Masters, Industrial Engineering, Human Factors
Lehigh University
Bachelor of Science (B.S.), Behavioral Neuroscience
Navigate Fund Solutions, an Eaton Vance Company January 2015 - Present
Hobbs Madison, Inc. 2013 - Present
Pershing April 2011 - December 2012
LPL Financial 2004 - May 2011
HumanCentric Technologies 1997 - 2005
Skills
Strategy, Management, Financial Services, Project Management, Portfolio Management, Asset Managment, Vendor Management, Program Management, Mutual Funds, Business Analysis, Risk Management, Securities, SDLC, Wealth Management, Project Portfolio..., Outsourcing, Product Management, IT Strategy, Asset Management, Mergers & Acquisitions, Business Process..., Alternative Investments, Consulting, Banking, Series 7, Cross-functional Team..., Executive Management, CRM, Series 63, Investments, Enterprise Architecture, Finance, Leadership
Education
North Carolina State University 1995 — 1997
Masters, Industrial Engineering, Human Factors
Lehigh University
Bachelor of Science (B.S.), Behavioral Neuroscience
Julie VanDervort Julie VanDervort's LPL Financial Experience July 2014 - Present
Job at
Industry Higher Education
Experience
LPL Financial July 2014 - Present
Cascade Financial Management, Inc. January 2014 - July 2014
Evercore Partners January 2009 - October 2012
Tremblant Capital March 2008 - November 2008
Skills
Valuation, Financial Modeling, Financial Analysis, Investments, Portfolio Management, Finance, Microsoft Office, Asset Management, Analysis, Leadership, Equities
Education
Loyola Marymount University, College of Business Administration 2010 — 2012
MBA, Finance, General, 3.5
Monmouth University 2002 — 2006
BS, Finance
LPL Financial July 2014 - Present
Cascade Financial Management, Inc. January 2014 - July 2014
Evercore Partners January 2009 - October 2012
Tremblant Capital March 2008 - November 2008
Skills
Valuation, Financial Modeling, Financial Analysis, Investments, Portfolio Management, Finance, Microsoft Office, Asset Management, Analysis, Leadership, Equities
Education
Loyola Marymount University, College of Business Administration 2010 — 2012
MBA, Finance, General, 3.5
Monmouth University 2002 — 2006
BS, Finance
Don Patrick's LPL Financial Experience 2011 - Present
Job Coach & Mentor to Wealth Mgrs| Helping Advisors Grow their Business, Increase Revenue & Have More Fun | Author
Industry Financial Services
Experience
LPL Financial 2011 - Present
Integrated Financial Group The Brain Trust November 2002 - Present
Skills
Retirement Planning, Estate Planning, Financial Planning, Investment Management, Series 7, Coaching, Business Financial..., Business Strategy, Money Management, Money Manager, Strategic Financial..., Wealth Management
Education
University of Southern California - Marshall School of Business 1974 — 1974
MBA, Finance & Economics
Loyola Marymount University, College of Business Administration 1969 — 1973
BBA, Finance & Economics
LPL Financial 2011 - Present
Integrated Financial Group The Brain Trust November 2002 - Present
Skills
Retirement Planning, Estate Planning, Financial Planning, Investment Management, Series 7, Coaching, Business Financial..., Business Strategy, Money Management, Money Manager, Strategic Financial..., Wealth Management
Education
University of Southern California - Marshall School of Business 1974 — 1974
MBA, Finance & Economics
Loyola Marymount University, College of Business Administration 1969 — 1973
BBA, Finance & Economics
Brian Davila Brian Davila's LPL Financial Experience September 2011 - December 2011
Job Purchasing Agent at Turner Construction Company
Industry Construction
Experience
Turner Construction Company January 2015 - Present
Turner Construction Company June 2014 - December 2014
Turner Construction Company August 2012 - June 2014
Honeywell Capital Management January 2012 - January 2012
LPL Financial September 2011 - December 2011
Turner Construction May 2011 - July 2011
Baseball Factory December 2008 - December 2010
Skills
PowerPoint, Microsoft Office, Microsoft Excel, Microsoft Word, Social Media, Public Speaking, Stata
Education
Lafayette College 2008 — 2012
BA, Economics and Business with a Finance concentration
Howard High School 2005 — 2008
Turner Construction Company January 2015 - Present
Turner Construction Company June 2014 - December 2014
Turner Construction Company August 2012 - June 2014
Honeywell Capital Management January 2012 - January 2012
LPL Financial September 2011 - December 2011
Turner Construction May 2011 - July 2011
Baseball Factory December 2008 - December 2010
Skills
PowerPoint, Microsoft Office, Microsoft Excel, Microsoft Word, Social Media, Public Speaking, Stata
Education
Lafayette College 2008 — 2012
BA, Economics and Business with a Finance concentration
Howard High School 2005 — 2008
David Matthews CFP®, AIF®'s LPL Financial Experience December 2005 - November 2012
Job Certified Financial Planner™ at Fusco Financial Associates, Inc., 505 Baltimore Ave, Towson, MD 21214 (410)2965400
Industry Financial Services
Experience
Fusco Financial Associates, Inc. March 2007 - Present
LPL Financial December 2005 - November 2012
Morgan Stanley September 2001 - August 2005
Skills
Investments, Financial Planning, Series 7, Investment Management, Securities, Financial Advisory, Uniform Combined State..., Finance, FINRA, Nonprofits, Retirement Planning, Retirement, Mutual Funds, Wealth Management, Investment Strategies, Certified Financial..., Series 63, Asset Management, Financial Services
Education
Loyola College in Maryland 1987 — 1988
Engineering
Fusco Financial Associates, Inc. March 2007 - Present
LPL Financial December 2005 - November 2012
Morgan Stanley September 2001 - August 2005
Skills
Investments, Financial Planning, Series 7, Investment Management, Securities, Financial Advisory, Uniform Combined State..., Finance, FINRA, Nonprofits, Retirement Planning, Retirement, Mutual Funds, Wealth Management, Investment Strategies, Certified Financial..., Series 63, Asset Management, Financial Services
Education
Loyola College in Maryland 1987 — 1988
Engineering
Tim Taylor, MS, PMP Tim Taylor, MS, PMP's LPL Financial Experience April 2013 - March 2014
Job Sr. Project Manager at SAIC
Industry Information Technology and Services
Experience
SAIC April 2014 - Present
LPL Financial April 2013 - March 2014
CareFusion June 2010 - March 2013
Science Applications International Corporation February 1996 - March 2010
SAIC 2008 - February 2010
SAIC 2007 - 2009
SAIC 2006 - 2007
SAIC January 2001 - 2006
SAIC February 1996 - January 2001
Summit County Court of Common Pleas February 1991 - February 1996
Skills
SDLC, Systems Analysis, Quality Assurance, PMP, Program Management, Integration, Agile Methodologies, Visual Studio, TFS, SharePoint, Microsoft Office, Requirements Gathering, Disaster Recovery, Management, Resource Management, Business Intelligence, Testing, Project Management, Software Development, Enterprise Architecture, Process Improvement, Databases, Change Management, Consensus Building, PMO, Software Project..., Project Planning, Outsourcing, Data Center, Project Delivery, Analysis, Visio, Enterprise Software, Project Portfolio..., Requirements Analysis, Leadership, Data Warehousing, MS Project, Business Process, Vendor Management, IT Management, IT Strategy, Business Process..., Information Technology, Software Documentation, Business Analysis, Agile Project Management
Education
University of Akron
Master's of Science, Management and Information Systems
Kent State University
Bachelor's of Business Administration, Computer Science and Management Science
SAIC April 2014 - Present
LPL Financial April 2013 - March 2014
CareFusion June 2010 - March 2013
Science Applications International Corporation February 1996 - March 2010
SAIC 2008 - February 2010
SAIC 2007 - 2009
SAIC 2006 - 2007
SAIC January 2001 - 2006
SAIC February 1996 - January 2001
Summit County Court of Common Pleas February 1991 - February 1996
Skills
SDLC, Systems Analysis, Quality Assurance, PMP, Program Management, Integration, Agile Methodologies, Visual Studio, TFS, SharePoint, Microsoft Office, Requirements Gathering, Disaster Recovery, Management, Resource Management, Business Intelligence, Testing, Project Management, Software Development, Enterprise Architecture, Process Improvement, Databases, Change Management, Consensus Building, PMO, Software Project..., Project Planning, Outsourcing, Data Center, Project Delivery, Analysis, Visio, Enterprise Software, Project Portfolio..., Requirements Analysis, Leadership, Data Warehousing, MS Project, Business Process, Vendor Management, IT Management, IT Strategy, Business Process..., Information Technology, Software Documentation, Business Analysis, Agile Project Management
Education
University of Akron
Master's of Science, Management and Information Systems
Kent State University
Bachelor's of Business Administration, Computer Science and Management Science
Ashley Tagen Ashley Tagen's LPL Financial Experience May 2010 - August 2010
Job HR Representative at Arup
Industry Human Resources
Experience
Arup December 2014 - Present
Ziff Brothers Investments July 2012 - September 2014
Plymouth Rock Assurance July 2011 - July 2012
New England Legal Seach May 2011 - August 2011
LPL Financial May 2010 - August 2010
Roche Bros. Supermarkets August 2006 - August 2009
Skills
PowerPoint, Microsoft Office, Microsoft Excel, Account Management, Recruiting, Human Resources, Event Planning, Data Analysis, Social Media, Customer Service, Microsoft Word, Public Speaking, Marketing, Management, Editing
Education
Lafayette College 2007 — 2011
BA, Economics and Business
Ursuline Academy
Arup December 2014 - Present
Ziff Brothers Investments July 2012 - September 2014
Plymouth Rock Assurance July 2011 - July 2012
New England Legal Seach May 2011 - August 2011
LPL Financial May 2010 - August 2010
Roche Bros. Supermarkets August 2006 - August 2009
Skills
PowerPoint, Microsoft Office, Microsoft Excel, Account Management, Recruiting, Human Resources, Event Planning, Data Analysis, Social Media, Customer Service, Microsoft Word, Public Speaking, Marketing, Management, Editing
Education
Lafayette College 2007 — 2011
BA, Economics and Business
Ursuline Academy
Chelsey David Chelsey David's LPL Financial Experience September 2014 - Present
Job Examiner at LPL Financial
Industry Financial Services
Experience
LPL Financial September 2014 - Present
Comerica Securities March 2012 - August 2014
Park Avenue Wealth Management LLC February 2010 - March 2012
Skills
Compliance, Sales, Customer Service, Series 7, Variable Annuities, Series 63, Loans, Account Management, Banking, Securities, FINRA Series 7, FINRA Series 63, Life, Accident and..., Graphic Design, Series 24, FINRA Series 24, Financial Services
Education
Kendall College of Art and Design 2004 — 2008
Bachelor of Fine Arts (BFA), Graphic Design
Lakeland High School
LPL Financial September 2014 - Present
Comerica Securities March 2012 - August 2014
Park Avenue Wealth Management LLC February 2010 - March 2012
Skills
Compliance, Sales, Customer Service, Series 7, Variable Annuities, Series 63, Loans, Account Management, Banking, Securities, FINRA Series 7, FINRA Series 63, Life, Accident and..., Graphic Design, Series 24, FINRA Series 24, Financial Services
Education
Kendall College of Art and Design 2004 — 2008
Bachelor of Fine Arts (BFA), Graphic Design
Lakeland High School
Judd Lather's LPL Financial Experience July 2012 - January 2013
Job
Industry Financial Services
Experience
Illumina January 2013 - Present
LPL Financial July 2012 - January 2013
TriTech Software Systems August 2011 - June 2012
CoreLogic (Formerly First Advantage) February 2009 - August 2011
Answer Financial Inc. October 2004 - January 2009
FBE Associates, Inc. 1999 - 2004
EDS 1994 - 1999
Skills
Program Management, Process Improvement, Project Management, SDLC, Cross-functional Team..., Agile Methodologies, Strategic Planning, Change Management, Requirements Analysis, Software Development, Integration, Vendor Management, Business Development, Business Analysis, Leadership, MS Project, Management, Team Building, Analysis, PMP, Visio, Project Portfolio..., Business Strategy, Start-ups, Software Project..., Strategy, Business Intelligence, PMO
Education
University of California, Los Angeles - The Anderson School of Management 2006 — 2008
Master of Business Administration (MBA)
Washington University in St. Louis 1992 — 1994
Bachelor of Science, Electrical Engineering
Lawrence University 1989 — 1992
Bachelor of Arts, Physics
Illumina January 2013 - Present
LPL Financial July 2012 - January 2013
TriTech Software Systems August 2011 - June 2012
CoreLogic (Formerly First Advantage) February 2009 - August 2011
Answer Financial Inc. October 2004 - January 2009
FBE Associates, Inc. 1999 - 2004
EDS 1994 - 1999
Skills
Program Management, Process Improvement, Project Management, SDLC, Cross-functional Team..., Agile Methodologies, Strategic Planning, Change Management, Requirements Analysis, Software Development, Integration, Vendor Management, Business Development, Business Analysis, Leadership, MS Project, Management, Team Building, Analysis, PMP, Visio, Project Portfolio..., Business Strategy, Start-ups, Software Project..., Strategy, Business Intelligence, PMO
Education
University of California, Los Angeles - The Anderson School of Management 2006 — 2008
Master of Business Administration (MBA)
Washington University in St. Louis 1992 — 1994
Bachelor of Science, Electrical Engineering
Lawrence University 1989 — 1992
Bachelor of Arts, Physics
Nefertari Ward, CRPS®'s LPL Financial Experience February 2008 - May 2010
Job Client Relationship Manager
Industry Financial Services
Experience
The Vanguard Group September 2013 - Present
ADP June 2012 - May 2013
New York Life Insurance Company October 2011 - May 2012
RolloverSystems June 2010 - October 2011
LPL Financial February 2008 - May 2010
The Allen Tate Company August 2006 - February 2008
TIAA CREF May 2004 - June 2006
The Vanguard Group February 2004 - May 2004
AXA Equitable May 1999 - March 2003
Skills
Team Leadership, Consultative Selling, Contract Negotiation, Issues Resolution, Process Improvement, SDLC, Call Center, Project Implementation, Client Relationship..., Siebel, Salesforce.com, Eloqua, CRM, Call Centers, Customer Retention, Sarbanes-Oxley, ERISA, Anti Money Laundering, Retirement, PeopleSoft, Leadership, Conflict Resolution, Investments, Retirement Planning, Sales, Time Management, Series 7, Series 6, Series 63, 401k, Management, Financial Services
Education
Kaplan University 2013 — 2014
Master of Science (M.S.), Psychology
University of North Carolina at Charlotte 1995 — 2002
Bachelor of Arts (B.A.), Psychology
Keller Graduate School of Management of DeVry University
MBA, Project Management
The Vanguard Group September 2013 - Present
ADP June 2012 - May 2013
New York Life Insurance Company October 2011 - May 2012
RolloverSystems June 2010 - October 2011
LPL Financial February 2008 - May 2010
The Allen Tate Company August 2006 - February 2008
TIAA CREF May 2004 - June 2006
The Vanguard Group February 2004 - May 2004
AXA Equitable May 1999 - March 2003
Skills
Team Leadership, Consultative Selling, Contract Negotiation, Issues Resolution, Process Improvement, SDLC, Call Center, Project Implementation, Client Relationship..., Siebel, Salesforce.com, Eloqua, CRM, Call Centers, Customer Retention, Sarbanes-Oxley, ERISA, Anti Money Laundering, Retirement, PeopleSoft, Leadership, Conflict Resolution, Investments, Retirement Planning, Sales, Time Management, Series 7, Series 6, Series 63, 401k, Management, Financial Services
Education
Kaplan University 2013 — 2014
Master of Science (M.S.), Psychology
University of North Carolina at Charlotte 1995 — 2002
Bachelor of Arts (B.A.), Psychology
Keller Graduate School of Management of DeVry University
MBA, Project Management
Jagan Bommineni's LPL Financial Experience March 2015 - Present
Job Assistant Vice President, Development @ LPL Financial
Industry Financial Services
Experience
LPL Financial March 2015 - Present
Fortigent, LLC January 2008 - March 2015
JPMorgan Chase September 2006 - January 2008
City Of Chandler August 2005 - September 2006
Hewlett-Packard April 2003 - June 2005
NeuraTek SDN BHD February 2001 - March 2003
Softline MediaTech April 2000 - January 2001
Skills
Microsoft SQL Server, .NET, C#, ASP.NET, SharePoint, XML, SSIS, IIS, Business Intelligence, T-SQL, WCF, Data Warehousing, Analysis Services, SSRS, SDLC, Requirements Analysis, Agile Methodologies, Continuous Integration
Education
Kakatiya University 1997 — 2000
M.C.A, Computer Applications
University of Madras 1997 — 2000
Masters in Computer applications, Computer Science
LPL Financial March 2015 - Present
Fortigent, LLC January 2008 - March 2015
JPMorgan Chase September 2006 - January 2008
City Of Chandler August 2005 - September 2006
Hewlett-Packard April 2003 - June 2005
NeuraTek SDN BHD February 2001 - March 2003
Softline MediaTech April 2000 - January 2001
Skills
Microsoft SQL Server, .NET, C#, ASP.NET, SharePoint, XML, SSIS, IIS, Business Intelligence, T-SQL, WCF, Data Warehousing, Analysis Services, SSRS, SDLC, Requirements Analysis, Agile Methodologies, Continuous Integration
Education
Kakatiya University 1997 — 2000
M.C.A, Computer Applications
University of Madras 1997 — 2000
Masters in Computer applications, Computer Science
Jason Bays, CFP®'s LPL Financial Experience August 2013 - Present
Job 435 Financial, Inc (An office of LPL Financial)
Industry Financial Services
Experience
435 Financial, Inc. (An office of LPL Financial) November 2014 - Present
LPL Financial August 2013 - Present
VALIC September 2009 - July 2013
MetLife Financial Services August 2007 - September 2009
Premier HR Solutions 2006 - 2007
Meeting Management Associates June 2005 - August 2006
Meeting Management Associates May 2005 - August 2006
Skills
Retirement Planning, Strategic Financial..., Retirement, Estate Planning, Investments, Wealth Management, Investment Advisory, IRAs, Mutual Funds, Financial Advisory, Investment Strategies, 401k Rollovers, Securities, Financial Planning
Education
Kaplan University 2013 — 2013
Financial Planning and Services
The College of Saint Rose 2011 — 2011
Roberts Wesleyan College 2003 — 2007
Sherburne-Earlville
435 Financial, Inc. (An office of LPL Financial) November 2014 - Present
LPL Financial August 2013 - Present
VALIC September 2009 - July 2013
MetLife Financial Services August 2007 - September 2009
Premier HR Solutions 2006 - 2007
Meeting Management Associates June 2005 - August 2006
Meeting Management Associates May 2005 - August 2006
Skills
Retirement Planning, Strategic Financial..., Retirement, Estate Planning, Investments, Wealth Management, Investment Advisory, IRAs, Mutual Funds, Financial Advisory, Investment Strategies, 401k Rollovers, Securities, Financial Planning
Education
Kaplan University 2013 — 2013
Financial Planning and Services
The College of Saint Rose 2011 — 2011
Roberts Wesleyan College 2003 — 2007
Sherburne-Earlville
John Moninger's LPL Financial Experience 2007 - 2012
Job Managing Director Retail Sales at Eaton Vance
Industry Investment Management
Experience
Eaton Vance November 2012 - Present
LPL Financial 2007 - 2012
UBS 1995 - 2007
AllianceBernstein 1993 - 1995
Education
Kutztown University of Pennsylvania 1989 — 1993
Eaton Vance November 2012 - Present
LPL Financial 2007 - 2012
UBS 1995 - 2007
AllianceBernstein 1993 - 1995
Education
Kutztown University of Pennsylvania 1989 — 1993
Gina M Ciampolillo's LPL Financial Experience March 2013 - Present
Job Senior Business ConsultantInternal Relationship Manager at LPL Financial
Industry Management Consulting
Experience
LPL Financial March 2013 - Present
Starting11 January 2013 - October 2013
Sovereign Bank August 2011 - October 2012
Citizens Bank February 2011 - August 2011
Citizens Bank August 2007 - February 2011
Skills
Banking, Customer Service, Sales Management, Coaching, Management, Sales, Time Management, Small Business, Financial Services, Team Building, Training, Customer Retention, Customer Experience, Loans, New Business Development, Salesforce.com, Employee Training, Leadership Development, Relationship Management, Life Insurance, Consulting, Practice Management, Business Performance..., Sales Presentations, Sales Process, Needs Analysis, Business Strategy, Analysis of business..., Analysis, CRM, Business Continuity
Education
Kutztown University of Pennsylvania 2001 — 2005
LPL Financial March 2013 - Present
Starting11 January 2013 - October 2013
Sovereign Bank August 2011 - October 2012
Citizens Bank February 2011 - August 2011
Citizens Bank August 2007 - February 2011
Skills
Banking, Customer Service, Sales Management, Coaching, Management, Sales, Time Management, Small Business, Financial Services, Team Building, Training, Customer Retention, Customer Experience, Loans, New Business Development, Salesforce.com, Employee Training, Leadership Development, Relationship Management, Life Insurance, Consulting, Practice Management, Business Performance..., Sales Presentations, Sales Process, Needs Analysis, Business Strategy, Analysis of business..., Analysis, CRM, Business Continuity
Education
Kutztown University of Pennsylvania 2001 — 2005
Jason Yusypchuk, MBA's LPL Financial Experience September 2014 - Present
Job Assistant Vice President Strategic Business Solutions at LPL Financial
Industry Financial Services
Experience
LPL Financial September 2014 - Present
LPL Financial March 2013 - September 2014
LPL Financial April 2012 - February 2013
LPL Financial December 2009 - March 2012
LPL Financial October 2007 - December 2009
Edward Jones May 2007 - September 2007
San Diego State University - Associated Students May 2005 - May 2007
Skills
Series 7, Series 24, Series 66, Risk Analysis, Leadership, Project Management, Problem Solving, Relationship Management, Exective Presentations, Communication, Training, Forecasting, Budget, Public Speaking, Uniform Combined State..., Outlook, Customer Service, Profitability Analysis, Benchmarking, Business Analysis, Business Valuation, Growth Strategies, Risk Management
Education
San Diego State University-California State University 2014 — 2016
Executive Financial Planner Advanced Certificate
Keller Graduate School of Management of DeVry University 2006 — 2009
Master of Business Administration (M.B.A.), Finance, General
University of Arizona 2001 — 2005
Bachelor of Arts (B.A.), Communication/Business
LPL Financial September 2014 - Present
LPL Financial March 2013 - September 2014
LPL Financial April 2012 - February 2013
LPL Financial December 2009 - March 2012
LPL Financial October 2007 - December 2009
Edward Jones May 2007 - September 2007
San Diego State University - Associated Students May 2005 - May 2007
Skills
Series 7, Series 24, Series 66, Risk Analysis, Leadership, Project Management, Problem Solving, Relationship Management, Exective Presentations, Communication, Training, Forecasting, Budget, Public Speaking, Uniform Combined State..., Outlook, Customer Service, Profitability Analysis, Benchmarking, Business Analysis, Business Valuation, Growth Strategies, Risk Management
Education
San Diego State University-California State University 2014 — 2016
Executive Financial Planner Advanced Certificate
Keller Graduate School of Management of DeVry University 2006 — 2009
Master of Business Administration (M.B.A.), Finance, General
University of Arizona 2001 — 2005
Bachelor of Arts (B.A.), Communication/Business
Caroline Vervoort's LPL Financial Experience October 2012 - Present
Job Dedicated Service Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial October 2012 - Present
Maersk Line October 2006 - August 2010
Skills
Account Reconciliation, Financial Reporting, Financial Analysis, Accounts Receivable, SAP, Process Improvement, Accounting, Accounts Payable, Bank Reconciliation, Access, Customer Service, Microsoft Office, Microsoft Word
Education
Lander University 1999 — 2003
Bachelor of Arts (B.A.), Political Science
LPL Financial October 2012 - Present
Maersk Line October 2006 - August 2010
Skills
Account Reconciliation, Financial Reporting, Financial Analysis, Accounts Receivable, SAP, Process Improvement, Accounting, Accounts Payable, Bank Reconciliation, Access, Customer Service, Microsoft Office, Microsoft Word
Education
Lander University 1999 — 2003
Bachelor of Arts (B.A.), Political Science
James Sorey's LPL Financial Experience October 2013 - January 2015
Job Vice President at Lincoln Financial Group
Industry Financial Services
Experience
Lincoln Financial Group February 2015 - Present
LPL Financial October 2013 - January 2015
LPL Financial Services January 2007 - September 2013
LPL Financial January 2002 - 2007
New York Life Insurance Company 2000 - 2001
Transamerica Financial Solutions 1999 - 2000
Nicholas Applegate 1997 - 1999
Merrill Lynch 1994 - 1997
Skills
Sales Management, Salesforce.com, Recruitment/Retention, Business Strategy, Strategic Planning, Recruiting, Management, Portfolio Management, Securities, Asset Management, Business Development, Finance, Financial Services, Investments, Series 63, Series 7, Investment Advisory, Mutual Funds, Retirement Planning, Wealth Management
Education
Wake Forest University - Babcock Graduate School of Management 2010 — 2011
MBA, Management
LSU 1991 — 1995
BA, International Trade and Finance
Lincoln Financial Group February 2015 - Present
LPL Financial October 2013 - January 2015
LPL Financial Services January 2007 - September 2013
LPL Financial January 2002 - 2007
New York Life Insurance Company 2000 - 2001
Transamerica Financial Solutions 1999 - 2000
Nicholas Applegate 1997 - 1999
Merrill Lynch 1994 - 1997
Skills
Sales Management, Salesforce.com, Recruitment/Retention, Business Strategy, Strategic Planning, Recruiting, Management, Portfolio Management, Securities, Asset Management, Business Development, Finance, Financial Services, Investments, Series 63, Series 7, Investment Advisory, Mutual Funds, Retirement Planning, Wealth Management
Education
Wake Forest University - Babcock Graduate School of Management 2010 — 2011
MBA, Management
LSU 1991 — 1995
BA, International Trade and Finance
Lyle D Rollins's LPL Financial Experience December 2013 - Present
Job Telecom Technician 2 at LPL Financial
Industry Information Technology and Services
Experience
LPL Financial December 2013 - Present
Scripps July 2011 - February 2012
Outsource Telecom October 2007 - January 2009
Biosite Incorporated June 2006 - August 2007
Qualcomm October 1996 - February 1999
Skills
Routers, Telecommunications, Switches, Help Desk Support, Data Center, Troubleshooting, Software Documentation, Active Directory, Windows Server, VoIP, Security, Networking, ITIL, Infrastructure, Windows 7, Integration, Wireless, Technical Support, Software Installation, Servers, VPN, WAN, Fiber Optics, Network Administration
Education
United Education Institute 1999 — 2000
Networking Essentials, Computer/Networking/Telecom
Loma Linda University 1985 — 1987
Buisnesss
LPL Financial December 2013 - Present
Scripps July 2011 - February 2012
Outsource Telecom October 2007 - January 2009
Biosite Incorporated June 2006 - August 2007
Qualcomm October 1996 - February 1999
Skills
Routers, Telecommunications, Switches, Help Desk Support, Data Center, Troubleshooting, Software Documentation, Active Directory, Windows Server, VoIP, Security, Networking, ITIL, Infrastructure, Windows 7, Integration, Wireless, Technical Support, Software Installation, Servers, VPN, WAN, Fiber Optics, Network Administration
Education
United Education Institute 1999 — 2000
Networking Essentials, Computer/Networking/Telecom
Loma Linda University 1985 — 1987
Buisnesss
Colleen Gibbons's LPL Financial Experience February 2008 - March 2011
Job Senior Registered Associate at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management January 2012 - Present
Morgan Stanley Smith Barney April 2011 - January 2012
LPL Financial February 2008 - March 2011
Verizon October 2006 - November 2007
Verizon July 2004 - October 2006
Skills
Series 7, Series 24, Series 66
Education
Loyola University Maryland 2000 — 2004
B.A., Finance
Mount Saint Joseph Academy 1996 — 2000
Morgan Stanley Wealth Management January 2012 - Present
Morgan Stanley Smith Barney April 2011 - January 2012
LPL Financial February 2008 - March 2011
Verizon October 2006 - November 2007
Verizon July 2004 - October 2006
Skills
Series 7, Series 24, Series 66
Education
Loyola University Maryland 2000 — 2004
B.A., Finance
Mount Saint Joseph Academy 1996 — 2000
Henry Bindbeutel's LPL Financial Experience November 2014 - Present
Job Senior Analyst (MRR) at LPL Financial Research
Industry Financial Services
Experience
LPL Financial November 2014 - Present
Army National Guard December 2010 - Present
Foreside Financial Group, LLC September 2012 - September 2014
Foreside Financial Group, LLC March 2008 - September 2012
Healey & Associates 2007 - 2008
Allegiance Financial Group 2005 - 2006
Maine International Trade Center 2004 - 2005
Seligman Data Corp 2002 - 2004
Lincoln Financial Group 2001 - 2002
Skills
Series 24, Series 7, Financial Services, Project Management, Retirement, Finance, Mutual Funds, Life Insurance, Securities, Investments, Small Business, Retirement Planning, Asset Management, Insurance, Alternative Investments, ETFs
Education
University of Southern Maine 1998 — 2008
Bachelor of Arts (B.A.), Economics and Political Science
Keele University 2005 — 2006
LPL Financial November 2014 - Present
Army National Guard December 2010 - Present
Foreside Financial Group, LLC September 2012 - September 2014
Foreside Financial Group, LLC March 2008 - September 2012
Healey & Associates 2007 - 2008
Allegiance Financial Group 2005 - 2006
Maine International Trade Center 2004 - 2005
Seligman Data Corp 2002 - 2004
Lincoln Financial Group 2001 - 2002
Skills
Series 24, Series 7, Financial Services, Project Management, Retirement, Finance, Mutual Funds, Life Insurance, Securities, Investments, Small Business, Retirement Planning, Asset Management, Insurance, Alternative Investments, ETFs
Education
University of Southern Maine 1998 — 2008
Bachelor of Arts (B.A.), Economics and Political Science
Keele University 2005 — 2006
DONNA HICKO's LPL Financial Experience January 2014 - November 2014
Job OSJ Supervision, Cuso Financial/ Sorrento Pacific
Industry Financial Services
Experience
CUSO Financial Services, LP March 2015 - Present
LPL Financial January 2014 - November 2014
LPL Financial February 2011 - December 2013
Morgan Stanley Smith Barney May 2007 - April 2010
RJL Inc. April 2004 - April 2007
TD Waterhouse 1994 - 2004
various January 1984 - September 1994
Skills
Series 7, Series 24, series 8, Financial Services, Fixed Annuities, Securities, FINRA, Mutual Funds, Series 63, Risk Management, Financial Risk, Alternative Investments, Uniform Combined State..., Investments, Financial Advisory, Trading, Equities, Financial Analysis, Fixed Income, Strategic Financial..., Human Resources, Sales, Training, Finance, Bonds, Financial Planning, Insurance, Investment Advisory
Education
Santa Monica College 2010 — 2011
Health IT Training, Health IT Trainer
Kean University
Economics
Kean University
CUSO Financial Services, LP March 2015 - Present
LPL Financial January 2014 - November 2014
LPL Financial February 2011 - December 2013
Morgan Stanley Smith Barney May 2007 - April 2010
RJL Inc. April 2004 - April 2007
TD Waterhouse 1994 - 2004
various January 1984 - September 1994
Skills
Series 7, Series 24, series 8, Financial Services, Fixed Annuities, Securities, FINRA, Mutual Funds, Series 63, Risk Management, Financial Risk, Alternative Investments, Uniform Combined State..., Investments, Financial Advisory, Trading, Equities, Financial Analysis, Fixed Income, Strategic Financial..., Human Resources, Sales, Training, Finance, Bonds, Financial Planning, Insurance, Investment Advisory
Education
Santa Monica College 2010 — 2011
Health IT Training, Health IT Trainer
Kean University
Economics
Kean University
Bob Schiff's LPL Financial Experience December 2001 - Present
Job Fuinancial Advisor, LPL Financial
Industry Financial Services
Experience
LPL Financial December 2001 - Present
Merryl, Lynch, Pierce, Fenner & Smith. December 2000 - Present
Skills
Retirement, Estate Planning, Small Business, Sales, Retirement Planning, Investments, Fixed Annuities, 401k, Series 7, Long-term Care
Education
Loyola Law School, Loyola Marymount University 1980 — 1984
JD
LPL Financial December 2001 - Present
Merryl, Lynch, Pierce, Fenner & Smith. December 2000 - Present
Skills
Retirement, Estate Planning, Small Business, Sales, Retirement Planning, Investments, Fixed Annuities, 401k, Series 7, Long-term Care
Education
Loyola Law School, Loyola Marymount University 1980 — 1984
JD
Michelle Medleycott Joyce's LPL Financial Experience October 2003 - Present
Job President at Medleycott Financial Group
Industry Financial Services
Experience
Medleycott Financial Group July 2012 - Present
LPL Financial October 2003 - Present
Stout Joyce & Associates, Ltd. October 2003 - July 2012
MONY Brokerage May 1992 - May 2000
Skills
Strategic Financial..., Financial Analysis, Financial Modeling, Retirement Planning, Wealth Management, Investments, Financial Reporting, Corporate Finance, Portfolio Management, Finance, Forecasting, Retirement, Series 7, Asset Management, Mutual Funds, Life Insurance, Investment Advisory, Wealth Management..., Asset Allocation, Investment Strategies, Financial Advisory, IRAs, 401k, Strategic Communications, Client Relations Skills
Education
West Chester University of Pennsylvania 1987 — 1990
Bachelor of Arts (BA), Art History, Criticism and Conservation
Juniata College 1986 — 1987
Pre-Law Studies
George School 1981 — 1985
High School Prep
Medleycott Financial Group July 2012 - Present
LPL Financial October 2003 - Present
Stout Joyce & Associates, Ltd. October 2003 - July 2012
MONY Brokerage May 1992 - May 2000
Skills
Strategic Financial..., Financial Analysis, Financial Modeling, Retirement Planning, Wealth Management, Investments, Financial Reporting, Corporate Finance, Portfolio Management, Finance, Forecasting, Retirement, Series 7, Asset Management, Mutual Funds, Life Insurance, Investment Advisory, Wealth Management..., Asset Allocation, Investment Strategies, Financial Advisory, IRAs, 401k, Strategic Communications, Client Relations Skills
Education
West Chester University of Pennsylvania 1987 — 1990
Bachelor of Arts (BA), Art History, Criticism and Conservation
Juniata College 1986 — 1987
Pre-Law Studies
George School 1981 — 1985
High School Prep
Khadija Syed's LPL Financial Experience November 2009 - June 2010
Job Sr. Business Analyst at DIRECTV
Industry Information Technology and Services
Experience
DIRECTV July 2010 - August 2014
LPL Financial November 2009 - June 2010
Costco Wholesale May 2008 - October 2009
Skills
Business Analysis, SDLC, Visio, Requirements Analysis, Vendor Management, Requirements Gathering, Business Requirements, Software Project..., Agile Methodologies, Project Management, Business Process, Business Intelligence, Business Process..., Agile Project Management
Education
San Jose State University 2002 — 2006
Master of Business Administration (MBA)
University of Karachi 1997 — 1999
Master's degree, Economics
St. Joseph's College for Women, Karachi, Pakistan 1991 — 1995
Bachelor of Arts (B.A.), Economics
DIRECTV July 2010 - August 2014
LPL Financial November 2009 - June 2010
Costco Wholesale May 2008 - October 2009
Skills
Business Analysis, SDLC, Visio, Requirements Analysis, Vendor Management, Requirements Gathering, Business Requirements, Software Project..., Agile Methodologies, Project Management, Business Process, Business Intelligence, Business Process..., Agile Project Management
Education
San Jose State University 2002 — 2006
Master of Business Administration (MBA)
University of Karachi 1997 — 1999
Master's degree, Economics
St. Joseph's College for Women, Karachi, Pakistan 1991 — 1995
Bachelor of Arts (B.A.), Economics
Deborah Boisselle's LPL Financial Experience November 1995 - Present
Job Financial Consultant at LPL Finanical
Industry Financial Services
Experience
The Investment Center located at Citizens National Bank of Bluffton November 2004 - Present
LPL Financial November 1995 - Present
Prudential Securities 1983 - June 1994
Skills
Business Development, Leadership, Management, Team Building, Strategic Planning
Education
Lourdes College 1982 — 1984
Financial Planning
University of Toledo 1973 — 1979
business, accounting
The Investment Center located at Citizens National Bank of Bluffton November 2004 - Present
LPL Financial November 1995 - Present
Prudential Securities 1983 - June 1994
Skills
Business Development, Leadership, Management, Team Building, Strategic Planning
Education
Lourdes College 1982 — 1984
Financial Planning
University of Toledo 1973 — 1979
business, accounting
Robert Capalbo's LPL Financial Experience May 2014 - Present
Job Insurance Specialist at LPL Financial
Industry Investment Management
Experience
LPL Financial May 2014 - Present
New York Life Insurance Company September 2013 - March 2014
SAS Scandinavian Airlines September 2011 - September 2013
Skills
Marketing Strategy, English, Financial Planners, Life Insurance
Education
Loyola Marymount University 2004 — 2008
BBA, Marketing
LPL Financial May 2014 - Present
New York Life Insurance Company September 2013 - March 2014
SAS Scandinavian Airlines September 2011 - September 2013
Skills
Marketing Strategy, English, Financial Planners, Life Insurance
Education
Loyola Marymount University 2004 — 2008
BBA, Marketing
shifone moore's LPL Financial Experience March 2011 - Present
Job Money Desk at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2011 - Present
LPL Financial September 2007 - September 2011
E*TRADE Financial March 2005 - September 2007
The Vanguard Group October 2004 - March 2005
Spirit Telecom 1998 - 2004
Skills
Investments, Mutual Funds, Equities, Trading, Series 63, Fixed Income, Financial Services, Financial Advisory, FINRA, Wealth Management, CRM, Securities, Finance, Asset Allocation, Series 7, Trading Systems, Options, Leadership
Education
University of Phoenix
Master; MBA, Business Administration/Human Resource Management
Livingstone College
Bachelor of Science (BS), Business Administration
LPL Financial March 2011 - Present
LPL Financial September 2007 - September 2011
E*TRADE Financial March 2005 - September 2007
The Vanguard Group October 2004 - March 2005
Spirit Telecom 1998 - 2004
Skills
Investments, Mutual Funds, Equities, Trading, Series 63, Fixed Income, Financial Services, Financial Advisory, FINRA, Wealth Management, CRM, Securities, Finance, Asset Allocation, Series 7, Trading Systems, Options, Leadership
Education
University of Phoenix
Master; MBA, Business Administration/Human Resource Management
Livingstone College
Bachelor of Science (BS), Business Administration
Kaylyn Krahn's LPL Financial Experience June 2015 - Present
Job Supervisory Principle at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2015 - Present
Robert W. Baird & Co. October 2000 - June 2015
Skills
FINRA, Series 7, Series 63, Securities, Series 24, Series 9, Series 10, Series 27, Series 31, Series 65, Compliance Supervision, Life & Health Insurance..., Private Wealth..., Client Service, 401k, Relationship Management, Financial Services, Wealth Management, Securities Regulation, Client Services, Estate Planning, Financial Modeling, Cash Management, Wealth, Investment Strategies, Portfolio Management, Retirement, Bloomberg, Retirement Plan..., Equities, Financial Planners, Wealth Management..., Alternative Investments, Mutual Funds, Separately Managed..., Finance, Corporate Finance, Venture Capital, Insurance, Risk Management, Asset Management, 401k Rollovers, IRAs, Strategic Financial..., Series 6, Variable Annuities
Education
Kaplan University
Associate of Arts (AA), Business Administration and Management, General, 3.92
LPL Financial June 2015 - Present
Robert W. Baird & Co. October 2000 - June 2015
Skills
FINRA, Series 7, Series 63, Securities, Series 24, Series 9, Series 10, Series 27, Series 31, Series 65, Compliance Supervision, Life & Health Insurance..., Private Wealth..., Client Service, 401k, Relationship Management, Financial Services, Wealth Management, Securities Regulation, Client Services, Estate Planning, Financial Modeling, Cash Management, Wealth, Investment Strategies, Portfolio Management, Retirement, Bloomberg, Retirement Plan..., Equities, Financial Planners, Wealth Management..., Alternative Investments, Mutual Funds, Separately Managed..., Finance, Corporate Finance, Venture Capital, Insurance, Risk Management, Asset Management, 401k Rollovers, IRAs, Strategic Financial..., Series 6, Variable Annuities
Education
Kaplan University
Associate of Arts (AA), Business Administration and Management, General, 3.92
Ethel Lopez's LPL Financial Experience 2011 - 2013
Job Financial Services Professional
Industry Financial Services
Experience
LPL Financial 2011 - 2013
Wells Fargo Advisors January 1998 - May 2011
Education
Liberty University 1987 — 1991
Bachelor of Science, Business
LPL Financial 2011 - 2013
Wells Fargo Advisors January 1998 - May 2011
Education
Liberty University 1987 — 1991
Bachelor of Science, Business
shalunda mccluney's LPL Financial Experience Retirement SpecialistLPLJune 2007 - Present
Job Retirement at LPL Financial
Industry Financial Services
Experience
LPL Financial Retirement SpecialistLPLJune 2007 - Present
Education
Johnson C. Smith University - JCSU 1999 — 2004
Bachlor of Science, management
Johnson C. Smith University - JCSU 1999 — 2004
Bachlor of Science, management
LPL Financial Retirement SpecialistLPLJune 2007 - Present
Education
Johnson C. Smith University - JCSU 1999 — 2004
Bachlor of Science, management
Johnson C. Smith University - JCSU 1999 — 2004
Bachlor of Science, management
Jill Hall, CFA's LPL Financial Experience January 2008 - May 2008
Job US Equity Strategist
Industry Financial Services
Experience
Merrill Lynch May 2008 - August 2008
LPL Financial January 2008 - May 2008
Skills
Investment Strategies, Equity Research, Investments, Strategy, Asset Allocation
Education
Lafayette College 2005 — 2009
BA
Merrill Lynch May 2008 - August 2008
LPL Financial January 2008 - May 2008
Skills
Investment Strategies, Equity Research, Investments, Strategy, Asset Allocation
Education
Lafayette College 2005 — 2009
BA
Laurie Bush's LPL Financial Experience April 2011 - Present
Job Treasury Specialist at LPL Financial
Industry Accounting
Experience
LPL Financial April 2011 - Present
Education
Loma Linda University
Associate of Science (A.S.), Radiologic Technology/Science - Radiographer
Pasadena City College
Associate of Arts (A.A.), Accounting and Computer Science
LPL Financial April 2011 - Present
Education
Loma Linda University
Associate of Science (A.S.), Radiologic Technology/Science - Radiographer
Pasadena City College
Associate of Arts (A.A.), Accounting and Computer Science
Thomas O'Dekirk's LPL Financial Experience December 2010 - Present
Job Financial Consultant at LPL Financial tom.odekirk@lpl.com
Industry Investment Management
Experience
LPL Financial December 2010 - Present
GCG Financial January 1992 - December 2010
Education
Lewis University 1985 — 1989
Bachelor Science, Business Administration
Oak Forest High School 1981 — 1985
LPL Financial December 2010 - Present
GCG Financial January 1992 - December 2010
Education
Lewis University 1985 — 1989
Bachelor Science, Business Administration
Oak Forest High School 1981 — 1985
Tommy Maggio's LPL Financial Experience January 2001 - Present
Job Registered principal at LPL Financial
Industry Financial Services
Madeline Fletcher's LPL Financial Experience 2013 - 2014
Job SpotifyU Campus Influencer at Spotify
Industry
Experience
LPL Financial 2013 - 2014
Spotify September 2013 - December 2013
Pretty Things on Third 2012 - 2012
Cane Pole Café 2010 - 2010
Skills
People Skills, Organization, Pay Close Attention to..., Social Skills, Customer Service, Teamwork, Critical Thinking, Social Networking, Creative Writing, Interviews, Leadership
Education
Loyola University of Chicago 2012 — 2016
Philosophy and Bioethics
LPL Financial 2013 - 2014
Spotify September 2013 - December 2013
Pretty Things on Third 2012 - 2012
Cane Pole Café 2010 - 2010
Skills
People Skills, Organization, Pay Close Attention to..., Social Skills, Customer Service, Teamwork, Critical Thinking, Social Networking, Creative Writing, Interviews, Leadership
Education
Loyola University of Chicago 2012 — 2016
Philosophy and Bioethics
Richard Packer, CFP®, ChFC, CLU's LPL Financial Experience September 2004 - Present
Job Financial Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial September 2004 - Present
Skills
Wealth Management, Investments, Strategic Financial..., Estate Planning, Qualified Retirement..., Comprehensive Planning, Retirement Planning, Certified Financial..., Small Business, Investment Management, High Net Worth..., Risk Management, Insurance, Asset Allocation, Mutual Funds, Investment Advisory, Retirement, Financial Planners, Securities, Wealth Management..., Financial Services
Education
Kent State University 1991 — 1995
Bachelor of Science (BS), Finance, General
LPL Financial September 2004 - Present
Skills
Wealth Management, Investments, Strategic Financial..., Estate Planning, Qualified Retirement..., Comprehensive Planning, Retirement Planning, Certified Financial..., Small Business, Investment Management, High Net Worth..., Risk Management, Insurance, Asset Allocation, Mutual Funds, Investment Advisory, Retirement, Financial Planners, Securities, Wealth Management..., Financial Services
Education
Kent State University 1991 — 1995
Bachelor of Science (BS), Finance, General
Amy Baird's LPL Financial Experience May 2014 - Present
Job Supervisory Principal at LPL Financial
Industry Financial Services
Experience
LPL Financial May 2014 - Present
1st Global September 2013 - May 2014
1st Global February 2011 - September 2013
Bank of America October 2007 - November 2010
Skills
FINRA Series 24, FINRA Series 7, FINRA Series 53, FINRA Series 4, FINRA Series 65, FINRA Series 63, General Insurance, CAMS, Securities, FINRA, Series 7, Financial Services
Education
Widener University School of Law 1995 — 1998
Doctor of Law (J.D.)
Lenoir-Rhyne University 1991 — 1994
Bachelor of Arts (B.A.), French Language and Literature
LPL Financial May 2014 - Present
1st Global September 2013 - May 2014
1st Global February 2011 - September 2013
Bank of America October 2007 - November 2010
Skills
FINRA Series 24, FINRA Series 7, FINRA Series 53, FINRA Series 4, FINRA Series 65, FINRA Series 63, General Insurance, CAMS, Securities, FINRA, Series 7, Financial Services
Education
Widener University School of Law 1995 — 1998
Doctor of Law (J.D.)
Lenoir-Rhyne University 1991 — 1994
Bachelor of Arts (B.A.), French Language and Literature
Jason Backus's LPL Financial Experience June 2015 - Present
Job Financial Advisor at LPL Financial
Industry Higher Education
Experience
LPL Financial June 2015 - Present
Douglas County School System August 2005 - June 2015
Skills
Staff Development, Educational Technology, Classroom, Educational Leadership, Research, Public Speaking, Microsoft Office, Curriculum Design, Curriculum Development, Lesson Planning, Finance, Mutual Funds, Stock Management, 401k Rollovers, Retirement Planning, Wealth Management
Education
Kennesaw State University 2013 — 2014
Specialist, Educational/Instructional Technology
University of West Georgia 2007 — 2009
Master’s Degree, Mathematics Teacher Education
University of West Georgia 2000 — 2005
Bachelor’s Degree, Mathematics
LPL Financial June 2015 - Present
Douglas County School System August 2005 - June 2015
Skills
Staff Development, Educational Technology, Classroom, Educational Leadership, Research, Public Speaking, Microsoft Office, Curriculum Design, Curriculum Development, Lesson Planning, Finance, Mutual Funds, Stock Management, 401k Rollovers, Retirement Planning, Wealth Management
Education
Kennesaw State University 2013 — 2014
Specialist, Educational/Instructional Technology
University of West Georgia 2007 — 2009
Master’s Degree, Mathematics Teacher Education
University of West Georgia 2000 — 2005
Bachelor’s Degree, Mathematics
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.