LPL Financial
Industry: Financial services company
DescriptionLPL Financial LLC is the largest independent broker-dealer in the United States. As of 2017 the company had more than 15,000 financial advisors, over $615 billion in advisory & brokerage assets, and generated approximately $4.2 billion in annual revenue for the 2017 fiscal year. Headquarters: Boston, Massachusetts, United States CEO: Dan Arnold (Jan 2017–) Subsidiaries: AdvisoryWorld, Inc., LINSCO PRIVATE LEDGER CORP, Private Trust Co, Fortigent Holdings Company, Inc. Parent organization: LPL Financial Holdings Inc
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3,941 LPL Financial employees in database. Find out everything there's to know about LPL Financial employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
LPL Financial Employees
Employee
Years
Job
Industry
Dan Pasternack Dan Pasternack's LPL Financial Experience July 2005 - October 2005
Job Operations Manager, Financial Planning Analyst at Wealth Strategies Group
Industry Financial Services
Experience
Wealth Strategies Group May 2015 - Present
BofI Federal Bank December 2014 - May 2015
Gupta Wealth Management April 2014 - October 2014
Dunham & Associates July 2012 - April 2014
First Allied Wealth Management June 2007 - July 2012
Commonwealth Financial Network October 2005 - June 2007
LPL Financial July 2005 - October 2005
Skills
Asset Allocation, Fund Analysis, Private Wealth..., Microsoft Excel, Strategic Financial..., Retirement Planning, Coaching, Wealth Management, Investments, Insurance, Public Speaking, Sales, Financial Analysis, Series 7, Series 65, Spanish, Microsoft Word, PowerPoint, Outlook, Analysis, iPhone, Sports Statistics, Sports Writing, Investment Strategies, Stock Picking, Bloomberg Terminal, Bloomberg Software, Morningstar, Zephyr Style Advisor, MS Excel Pivot Tables, V Lookups, Conditional Formatting, Sumif, Goal Seek, Mutual Funds, ETFs, Wealth Management..., Retirement, Series 63, Morningstar Direct, Bloomberg, Investment Advisory, Financial Advisory, Alternative Investments, Valuation, Trading, Investment Management, Asset Management, Equities, Securities
Education
Devry University - Keller Institute 2010 — 2011
MBA, Finance
Tulane University 2000 — 2003
BA, Political Economics, History, Spanish
Phillips Exeter Academy 1997 — 2000
HS Diploma, High School
Burlingame High School 1996 — 1997
Borel Middle School 1994 — 1996
The Nueva School (Elementary school) 1991 — 1994
Wealth Strategies Group May 2015 - Present
BofI Federal Bank December 2014 - May 2015
Gupta Wealth Management April 2014 - October 2014
Dunham & Associates July 2012 - April 2014
First Allied Wealth Management June 2007 - July 2012
Commonwealth Financial Network October 2005 - June 2007
LPL Financial July 2005 - October 2005
Skills
Asset Allocation, Fund Analysis, Private Wealth..., Microsoft Excel, Strategic Financial..., Retirement Planning, Coaching, Wealth Management, Investments, Insurance, Public Speaking, Sales, Financial Analysis, Series 7, Series 65, Spanish, Microsoft Word, PowerPoint, Outlook, Analysis, iPhone, Sports Statistics, Sports Writing, Investment Strategies, Stock Picking, Bloomberg Terminal, Bloomberg Software, Morningstar, Zephyr Style Advisor, MS Excel Pivot Tables, V Lookups, Conditional Formatting, Sumif, Goal Seek, Mutual Funds, ETFs, Wealth Management..., Retirement, Series 63, Morningstar Direct, Bloomberg, Investment Advisory, Financial Advisory, Alternative Investments, Valuation, Trading, Investment Management, Asset Management, Equities, Securities
Education
Devry University - Keller Institute 2010 — 2011
MBA, Finance
Tulane University 2000 — 2003
BA, Political Economics, History, Spanish
Phillips Exeter Academy 1997 — 2000
HS Diploma, High School
Burlingame High School 1996 — 1997
Borel Middle School 1994 — 1996
The Nueva School (Elementary school) 1991 — 1994
Garima Thakur, MBA, CTP's LPL Financial Experience September 2014 - Present
Job Treasury Manager at LPL Financial
Industry Internet
Experience
LPL Financial September 2014 - Present
Skills
Financial Modeling, Financial Analysis, Business Strategy, Forecasting, Corporate Finance, Strategy, Cash Management, Cross-functional Team..., Internal Controls, Finance, Market Research, Strategic Planning, Due Diligence, Mergers & Acquisitions, Competitive Analysis, Portfolio Management, Risk Management, Investments, Valuation, Strategic Financial..., Analysis, Treasury Management, Sarbanes-Oxley Act, Start-ups, Treasury, Process Improvement
Education
Thunderbird School of Global Management 2007 — 2009
MBA, Global Finance
University of Pune 2001 — 2005
B.E., Electronics and Telecommunication Engineering
LPL Financial September 2014 - Present
Skills
Financial Modeling, Financial Analysis, Business Strategy, Forecasting, Corporate Finance, Strategy, Cash Management, Cross-functional Team..., Internal Controls, Finance, Market Research, Strategic Planning, Due Diligence, Mergers & Acquisitions, Competitive Analysis, Portfolio Management, Risk Management, Investments, Valuation, Strategic Financial..., Analysis, Treasury Management, Sarbanes-Oxley Act, Start-ups, Treasury, Process Improvement
Education
Thunderbird School of Global Management 2007 — 2009
MBA, Global Finance
University of Pune 2001 — 2005
B.E., Electronics and Telecommunication Engineering
Hao Wang Hao Wang's LPL Financial Experience December 2007 - September 2012
Job Strategic Pricing
Industry Semiconductors
Experience
Xilinx September 2014 - Present
Liberty Mutual Insurance June 2013 - September 2013
Palm Tree Capital April 2013 - June 2013
LPL Financial December 2007 - September 2012
CaladonUSA March 2007 - December 2007
Education
UCLA Anderson School of Management
Master of Business Administration (MBA)
University of California, San Diego 2002 — 2007
Bachelor of Science
Xilinx September 2014 - Present
Liberty Mutual Insurance June 2013 - September 2013
Palm Tree Capital April 2013 - June 2013
LPL Financial December 2007 - September 2012
CaladonUSA March 2007 - December 2007
Education
UCLA Anderson School of Management
Master of Business Administration (MBA)
University of California, San Diego 2002 — 2007
Bachelor of Science
Tom Bock's LPL Financial Experience September 2013 - Present
Job Vice President, Business Technology Services at LPL Financial
Industry Information Technology and Services
Experience
LPL Financial September 2013 - Present
TIAA-CREF February 2011 - September 2013
Lowe's January 2009 - February 2011
Goldman Sachs February 1994 - January 2009
Avis April 1991 - February 1994
Software Engineering of America, Inc. June 1988 - April 1991
Skills
IT Operations, IT Infrastructure..., Multi-Site Technology..., Data Center, Vendor Management, Project Management, Quality Assurance, SDLC, Process Improvement, Configuration Management, Change Management, Contract Negotiation, Financial Analysis, Team Building, Team Leadership, Team Management, Career Development..., Information Technology, IT Strategy, Cross-functional Team..., Governance, PMP, Software Development, Management, Disaster Recovery, Integration, Testing, IT Management, PMO, Business Continuity, Security, Program Management, Release Management, Infrastructure, Software Project..., Leadership, Solution Architecture, Business Analysis, Enterprise Software, Requirements Analysis, Outsourcing, Visio, Business Process..., Project Portfolio..., SharePoint, Enterprise Architecture, Resource Management, Risk Management, Business Intelligence, Requirements Gathering
Education
The Polytechnic Institute of New York University 1984 — 1988
Bachelor's Degree
LPL Financial September 2013 - Present
TIAA-CREF February 2011 - September 2013
Lowe's January 2009 - February 2011
Goldman Sachs February 1994 - January 2009
Avis April 1991 - February 1994
Software Engineering of America, Inc. June 1988 - April 1991
Skills
IT Operations, IT Infrastructure..., Multi-Site Technology..., Data Center, Vendor Management, Project Management, Quality Assurance, SDLC, Process Improvement, Configuration Management, Change Management, Contract Negotiation, Financial Analysis, Team Building, Team Leadership, Team Management, Career Development..., Information Technology, IT Strategy, Cross-functional Team..., Governance, PMP, Software Development, Management, Disaster Recovery, Integration, Testing, IT Management, PMO, Business Continuity, Security, Program Management, Release Management, Infrastructure, Software Project..., Leadership, Solution Architecture, Business Analysis, Enterprise Software, Requirements Analysis, Outsourcing, Visio, Business Process..., Project Portfolio..., SharePoint, Enterprise Architecture, Resource Management, Risk Management, Business Intelligence, Requirements Gathering
Education
The Polytechnic Institute of New York University 1984 — 1988
Bachelor's Degree
Nicholas Cantone's LPL Financial Experience June 2013 - Present
Job Internal Regional Director at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2013 - Present
RS Funds November 2008 - April 2013
Morgan Stanley 2007 - 2008
Skills
Series 63, Series 7, Business Planning, Business Development, Sales, Mutual Funds, Asset Allocation, Asset Management, Financial Services, Wealth Management, Alternative Investments, Securities
Education
Trinity College-Hartford 2002 — 2006
Bachelor's of Science, Economics
LPL Financial June 2013 - Present
RS Funds November 2008 - April 2013
Morgan Stanley 2007 - 2008
Skills
Series 63, Series 7, Business Planning, Business Development, Sales, Mutual Funds, Asset Allocation, Asset Management, Financial Services, Wealth Management, Alternative Investments, Securities
Education
Trinity College-Hartford 2002 — 2006
Bachelor's of Science, Economics
Jessica (Jessica Zimmerman) Sanfelippo, AIF® Jessica (Jessica Zimmerman) Sanfelippo, AIF®'s LPL Financial Experience 2013 - Present
Job Marketing Professional Executing Strategic Initiatives That Get Results
Industry Marketing and Advertising
Experience
LPL Financial 2013 - Present
FSM 2008 - 2013
Wells Fargo 2005 - 2008
Wells Fargo Advisors 2004 - 2005
Skills
Marketing, Direct Marketing, Marketing Strategy, Marketing Communications, Lead Generation, Marketing Management, Social Media, Market Research, Strategic Planning, Account Management, Event Planning, New Business Development, Relationship-building..., Presentation Material, Presentation Design, Copywriting, Digital Copywriting, Creative Developement, Leadership, Project Management, Loyalty Marketing, Customer-focused, Program Budgeting, Measurement Tools, Salesforce.com, Sales&Marketing, Adobe, Banking, Non-profits, Vendor Management Skills, Reporting Metrics, Key Performance..., Advising Clients, Goal-driven leader, Training
Education
The University of North Dakota 1999 — 2003
BBA, Marketing and International Business
The University of North Dakota
Bachelor of Business Administration (B.B.A.), Marketing/International Business
LPL Financial 2013 - Present
FSM 2008 - 2013
Wells Fargo 2005 - 2008
Wells Fargo Advisors 2004 - 2005
Skills
Marketing, Direct Marketing, Marketing Strategy, Marketing Communications, Lead Generation, Marketing Management, Social Media, Market Research, Strategic Planning, Account Management, Event Planning, New Business Development, Relationship-building..., Presentation Material, Presentation Design, Copywriting, Digital Copywriting, Creative Developement, Leadership, Project Management, Loyalty Marketing, Customer-focused, Program Budgeting, Measurement Tools, Salesforce.com, Sales&Marketing, Adobe, Banking, Non-profits, Vendor Management Skills, Reporting Metrics, Key Performance..., Advising Clients, Goal-driven leader, Training
Education
The University of North Dakota 1999 — 2003
BBA, Marketing and International Business
The University of North Dakota
Bachelor of Business Administration (B.B.A.), Marketing/International Business
Jeannine Potter's LPL Financial Experience September 2011 - Present
Job
Industry Financial Services
Experience
LPL Financial September 2011 - Present
Lakeside School August 2005 - June 2010
Castle Rock Elementary School June 2001 - October 2004
Skills
Outlook, Microsoft Excel, Microsoft Office, Microsoft Word, Customer Service, Morningstar, Fundraising, Organozational, Team Management, Board of Director..., Tournament Director, Athletic Apparel, Research, System Administration, Data Analysis, Administrative..., Event Planning, Nonprofits
Education
Trinidad State Junior College 1990 — 1992
Computer Science
Longmont High School 1987 — 1990
LPL Financial September 2011 - Present
Lakeside School August 2005 - June 2010
Castle Rock Elementary School June 2001 - October 2004
Skills
Outlook, Microsoft Excel, Microsoft Office, Microsoft Word, Customer Service, Morningstar, Fundraising, Organozational, Team Management, Board of Director..., Tournament Director, Athletic Apparel, Research, System Administration, Data Analysis, Administrative..., Event Planning, Nonprofits
Education
Trinidad State Junior College 1990 — 1992
Computer Science
Longmont High School 1987 — 1990
Richard Riva's LPL Financial Experience 2003 - Present
Job Principal WMS,LLC CPWA®, CIMC®
Industry Financial Services
Experience
WMS, LLC October 2003 - Present
LPL Financial 2003 - Present
Skills
Series 7, Asset Management, Wealth Management, Certified Private..., Series 24, Term Life Insurance, Long Term Care, Billing Solutions, Long-term Care, Investments, Strategic Financial..., Securities, Financial Advisory, Portfolio Management, Financial Services, Financial Planning, Management, Retirement
Education
The University of Chicago Booth School of Business 2007 — 2008
CPWA, Advanced designation for financial consultants
University of Phoenix
BS/BM, Business Management
WMS, LLC October 2003 - Present
LPL Financial 2003 - Present
Skills
Series 7, Asset Management, Wealth Management, Certified Private..., Series 24, Term Life Insurance, Long Term Care, Billing Solutions, Long-term Care, Investments, Strategic Financial..., Securities, Financial Advisory, Portfolio Management, Financial Services, Financial Planning, Management, Retirement
Education
The University of Chicago Booth School of Business 2007 — 2008
CPWA, Advanced designation for financial consultants
University of Phoenix
BS/BM, Business Management
Dan Ngo Dan Ngo's LPL Financial Experience November 2011 - March 2012
Job Account Manager at Informa PLC
Industry Financial Services
Experience
Informa September 2014 - Present
Sagient Research March 2012 - August 2014
LPL Financial November 2011 - March 2012
UBS Wealth Management February 2011 - June 2011
UCSD Student Foundation Investments Committee March 2009 - June 2011
Skills
Financial Modeling, Equities, Financial Analysis, Investments, Portfolio Management, Data Analysis, Valuation, Investment Strategies, Corporate Finance, Equity Research, Microsoft Excel, Quantitative Analytics, Finance, Analysis, Economics, Management, PowerPoint
Education
University of California, San Diego 2007 — 2011
Bachelor of Science (B.S.), Management Science
The University of Hong Kong 2010 — 2010
Economics & Finance
Informa September 2014 - Present
Sagient Research March 2012 - August 2014
LPL Financial November 2011 - March 2012
UBS Wealth Management February 2011 - June 2011
UCSD Student Foundation Investments Committee March 2009 - June 2011
Skills
Financial Modeling, Equities, Financial Analysis, Investments, Portfolio Management, Data Analysis, Valuation, Investment Strategies, Corporate Finance, Equity Research, Microsoft Excel, Quantitative Analytics, Finance, Analysis, Economics, Management, PowerPoint
Education
University of California, San Diego 2007 — 2011
Bachelor of Science (B.S.), Management Science
The University of Hong Kong 2010 — 2010
Economics & Finance
Adam Bettis, AIF®'s LPL Financial Experience 2007 - 2013
Job Vice President at Tax Favored Benefits Inc.
Industry Financial Services
Experience
Tax Favored Benefits Inc. July 2014 - Present
Ameritas Investment Corp. July 2014 - Present
Ameritas Investment Corp. July 2014 - Present
Frontier Wealth Management January 2013 - July 2014
LPL Financial 2007 - 2013
INTRUST Bank 2005 - 2013
Skills
Retirement Plan..., Qualified Retirement..., 401k, Accredited Investment..., ERISA, Series 7, Series 65, Series 63, Retirement, Wealth Management, Financial Services, Alternative Investments, Securities, Estate Planning, Asset Managment, Municipal Bonds, Fixed Income Strategies, Insurance, ETFs, Asset Management, Sales Management, Banking
Education
University of Kansas 2002 — 2006
Economics
Maize Senior High School
Tax Favored Benefits Inc. July 2014 - Present
Ameritas Investment Corp. July 2014 - Present
Ameritas Investment Corp. July 2014 - Present
Frontier Wealth Management January 2013 - July 2014
LPL Financial 2007 - 2013
INTRUST Bank 2005 - 2013
Skills
Retirement Plan..., Qualified Retirement..., 401k, Accredited Investment..., ERISA, Series 7, Series 65, Series 63, Retirement, Wealth Management, Financial Services, Alternative Investments, Securities, Estate Planning, Asset Managment, Municipal Bonds, Fixed Income Strategies, Insurance, ETFs, Asset Management, Sales Management, Banking
Education
University of Kansas 2002 — 2006
Economics
Maize Senior High School
Chris Koegel Chris Koegel's LPL Financial Experience February 2015 - Present
Job Senior Vice President at LPL Financial
Industry Financial Services
Experience
LPL Financial February 2015 - Present
Bain & Company September 2001 - February 2015
The Bridgespan Group June 2005 - August 2005
DesignMind 2000 - 2000
Skills
Growth Strategies, Strategy, Management Consulting, Healthcare, Financial Services, Industrial Goods, Not for Profit, Corporate Strategy..., Business Strategy, International Strategy, Customer Insight, Performance Improvement, Mergers & Acquisitions, Information Technology, Cross-functional Team..., Market Entry, Product Management, Strategic Consulting, Change Management
Education
Dartmouth College - The Tuck School of Business at Dartmouth 2004 — 2006
MBA
Williams College 1997 — 2001
BA, Mathematics
LPL Financial February 2015 - Present
Bain & Company September 2001 - February 2015
The Bridgespan Group June 2005 - August 2005
DesignMind 2000 - 2000
Skills
Growth Strategies, Strategy, Management Consulting, Healthcare, Financial Services, Industrial Goods, Not for Profit, Corporate Strategy..., Business Strategy, International Strategy, Customer Insight, Performance Improvement, Mergers & Acquisitions, Information Technology, Cross-functional Team..., Market Entry, Product Management, Strategic Consulting, Change Management
Education
Dartmouth College - The Tuck School of Business at Dartmouth 2004 — 2006
MBA
Williams College 1997 — 2001
BA, Mathematics
BRANDON COLLIER, CFP(R)'s LPL Financial Experience August 2004 - Present
Job Managing Principal at Collier Financial
Industry Financial Services
Experience
Collier Financial August 2004 - Present
LPL Financial August 2004 - Present
Moore Wallace Inc August 2003 - August 2004
Skills
Independent Financial..., Investment Advisory, Wealth Management, Investment Management, Portfolio Management, Financial Planning, Retirement Planning, Investments, 401k Rollovers, IRAs, 401k, College Savings Plans, 529 Plans, Life Insurance, Long Term Care Insurance
Education
University of Kansas 1999 — 2003
Bachelor's degree, Business/Communications & Minor in History
University of Wyoming 1998 — 1999
Collier Financial August 2004 - Present
LPL Financial August 2004 - Present
Moore Wallace Inc August 2003 - August 2004
Skills
Independent Financial..., Investment Advisory, Wealth Management, Investment Management, Portfolio Management, Financial Planning, Retirement Planning, Investments, 401k Rollovers, IRAs, 401k, College Savings Plans, 529 Plans, Life Insurance, Long Term Care Insurance
Education
University of Kansas 1999 — 2003
Bachelor's degree, Business/Communications & Minor in History
University of Wyoming 1998 — 1999
Patricia M. Kane, CFP's LPL Financial Experience June 2007 - October 2013
Job Director at Connecticut Wealth Management, LLC
Industry Financial Services
Experience
Connecticut Wealth Management, LLC October 2011 - Present
LPL Financial June 2007 - October 2013
KR Wealth Management, LLC January 2010 - September 2010
KR Wealth Management, LLC April 2008 - January 2010
KR Wealth Management, LLC March 2006 - April 2008
Education
The University of Connecticut School of Business 1997 — 2002
Master of Business Administration (M.B.A.), Finance, General
The University of Connecticut
Connecticut Wealth Management, LLC October 2011 - Present
LPL Financial June 2007 - October 2013
KR Wealth Management, LLC January 2010 - September 2010
KR Wealth Management, LLC April 2008 - January 2010
KR Wealth Management, LLC March 2006 - April 2008
Education
The University of Connecticut School of Business 1997 — 2002
Master of Business Administration (M.B.A.), Finance, General
The University of Connecticut
Francisco Vizcarra Francisco Vizcarra's LPL Financial Experience September 2014 - December 2014
Job Email Migration Representative at LPL Financial
Industry Financial Services
Experience
The UPS Store January 2015 - March 2015
LPL Financial September 2014 - December 2014
San Marcos Unified School District September 2014 - September 2014
Mitchell1 June 2014 - August 2014
Solar Turbines November 2010 - April 2014
Productivity & Associates (PAI) June 2007 - March 2010
Aradiant de Mexico January 2006 - May 2007
Telvista Inc. April 2005 - December 2005
Chiyoda Integre December 2003 - April 2005
Mexico Express, Inc. October 1999 - January 2003
Skills
Microsoft Office, Microsoft Word, Public Speaking, Hardware Support, Hardware Installation, Software Troubleshooting, Software Installation, Outlook, Lotus Notes, Computer Hardware
Education
United Education Institute-Van Campus 1997 — 1998
Networking Technology, Information Technology
Learning Tree University (LTU)
Networking Essentials & Fundamentals of Data Comunications, Computer and Information Sciences and Support Services
The UPS Store January 2015 - March 2015
LPL Financial September 2014 - December 2014
San Marcos Unified School District September 2014 - September 2014
Mitchell1 June 2014 - August 2014
Solar Turbines November 2010 - April 2014
Productivity & Associates (PAI) June 2007 - March 2010
Aradiant de Mexico January 2006 - May 2007
Telvista Inc. April 2005 - December 2005
Chiyoda Integre December 2003 - April 2005
Mexico Express, Inc. October 1999 - January 2003
Skills
Microsoft Office, Microsoft Word, Public Speaking, Hardware Support, Hardware Installation, Software Troubleshooting, Software Installation, Outlook, Lotus Notes, Computer Hardware
Education
United Education Institute-Van Campus 1997 — 1998
Networking Technology, Information Technology
Learning Tree University (LTU)
Networking Essentials & Fundamentals of Data Comunications, Computer and Information Sciences and Support Services
Jeannine Campos Jeannine Campos's LPL Financial Experience January 2013 - December 2013
Job Project Administrator at Genentech
Industry Biotechnology
Experience
Genentech March 2015 - Present
Financial Focus January 2014 - February 2015
LPL Financial January 2013 - December 2013
LPL Financial March 2011 - January 2013
LPL Financial March 2009 - March 2011
LPL Financial March 2006 - March 2009
Retirement Educators February 2000 - February 2006
Life Medical Pharmacy September 1999 - February 2000
Skills
Visio, SharePoint, Accounting, Budgeting, Administrative Support, Outlook, PowerPoint, Excel, Microsoft Word, Microsoft Excel, Administrative..., Budgets, Process Improvement, Lotus Notes, Microsoft Office, Time Management, Team Building, Call Centers, Management, Customer Service, Project Planning, Data Entry, Team Leadership, Risk Management, Leadership, Business Analysis, Training, Project Management, Strategy, Databases, Access, FINRA, Vendor Management, Software Documentation, Program Management, Auditing, Series 7, Analysis, Insurance, Securities, Series 63, Financial Services, Spreadsheets
Education
Tiffin University 2012 — 2016
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Oceanside High School 1995 — 1999
Genentech March 2015 - Present
Financial Focus January 2014 - February 2015
LPL Financial January 2013 - December 2013
LPL Financial March 2011 - January 2013
LPL Financial March 2009 - March 2011
LPL Financial March 2006 - March 2009
Retirement Educators February 2000 - February 2006
Life Medical Pharmacy September 1999 - February 2000
Skills
Visio, SharePoint, Accounting, Budgeting, Administrative Support, Outlook, PowerPoint, Excel, Microsoft Word, Microsoft Excel, Administrative..., Budgets, Process Improvement, Lotus Notes, Microsoft Office, Time Management, Team Building, Call Centers, Management, Customer Service, Project Planning, Data Entry, Team Leadership, Risk Management, Leadership, Business Analysis, Training, Project Management, Strategy, Databases, Access, FINRA, Vendor Management, Software Documentation, Program Management, Auditing, Series 7, Analysis, Insurance, Securities, Series 63, Financial Services, Spreadsheets
Education
Tiffin University 2012 — 2016
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Oceanside High School 1995 — 1999
Sean Linscheid's LPL Financial Experience August 2010 - July 2014
Job Driver at Uber
Industry Transportation/Trucking/Railroad
Experience
Uber February 2015 - Present
LPL Financial August 2010 - July 2014
First Allied Securities November 2007 - August 2010
First Allied Securities July 2006 - November 2007
Luth Research July 2005 - April 2006
Skills
Financial Services, Mutual Funds, Securities, Wealth Management, Investments, Portfolio Management, Asset Management, Investment Advisory, Equities, Asset Allocation, Alternative Investments, Relationship Management, Fixed Income
Education
Wichita State University 2001 — 2003
Master of Business Administration (MBA)
University of Kansas 1992 — 1996
Bachelor of Arts (BA), English
Uber February 2015 - Present
LPL Financial August 2010 - July 2014
First Allied Securities November 2007 - August 2010
First Allied Securities July 2006 - November 2007
Luth Research July 2005 - April 2006
Skills
Financial Services, Mutual Funds, Securities, Wealth Management, Investments, Portfolio Management, Asset Management, Investment Advisory, Equities, Asset Allocation, Alternative Investments, Relationship Management, Fixed Income
Education
Wichita State University 2001 — 2003
Master of Business Administration (MBA)
University of Kansas 1992 — 1996
Bachelor of Arts (BA), English
Gwen Henson, CFP® Gwen Henson, CFP®'s LPL Financial Experience October 2004 - July 2006
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors April 2007 - Present
Amegy Bank August 2006 - April 2007
LPL Financial October 2004 - July 2006
Skills
Investments, Finance, Financial Services, Retirement Planning, Securities, Retirement Savings, Insurance, IRAs, Financial Analysis, Investment Strategies
Education
The University of Texas at Austin 2013 — 2015
Professional Designation, Certified Financial Planner
University of Minnesota-Twin Cities 1993 — 1998
Bachelor of Arts (B.A.), Industrial and Organizational Psychology
Minneapolis South High 1987 — 1991
Top 5% of Graduating Class, Magnet Program for Gifted Students
Wells Fargo Advisors April 2007 - Present
Amegy Bank August 2006 - April 2007
LPL Financial October 2004 - July 2006
Skills
Investments, Finance, Financial Services, Retirement Planning, Securities, Retirement Savings, Insurance, IRAs, Financial Analysis, Investment Strategies
Education
The University of Texas at Austin 2013 — 2015
Professional Designation, Certified Financial Planner
University of Minnesota-Twin Cities 1993 — 1998
Bachelor of Arts (B.A.), Industrial and Organizational Psychology
Minneapolis South High 1987 — 1991
Top 5% of Graduating Class, Magnet Program for Gifted Students
Chris Dumford Chris Dumford's LPL Financial Experience June 1993 - Present
Job Horizon Wealth Management
Industry Financial Services
Experience
Horizon Wealth Management June 1993 - Present
LPL Financial June 1993 - Present
Skills
Retirement Planning, Retirement, 401k, Series 7, Finance, Small Business, Financial Services, Estate Planning, IRAs, Investment Advisory, Certified Financial..., 401k Rollovers, Roth IRA, Retirement Savings, Life Insurance, Investments, Investment Strategies, Alternative Investments, General Insurance, Retirement Plan..., Strategic Financial..., Qualified Retirement..., SEP IRA, Financial Risk, Retirement Benefits, Investment Banking, Stock Management, Simple IRA, Traditional IRA, Self Directed IRA, Risk Management, Risk Assessment, Market Risk, Fiduciary Services, Cost Basis, Business Planning, Small Business..., Umbrella Insurance, Money Management, Managed Money, Anti Money Laundering, Money, Money Transfers, Private Money, Wealth Management...
Education
The Ohio State University 1981 — 1985
Bachelor of Science (B.S.), Business Administration/Accounting
Triway High School 1977 — 1981
Horizon Wealth Management June 1993 - Present
LPL Financial June 1993 - Present
Skills
Retirement Planning, Retirement, 401k, Series 7, Finance, Small Business, Financial Services, Estate Planning, IRAs, Investment Advisory, Certified Financial..., 401k Rollovers, Roth IRA, Retirement Savings, Life Insurance, Investments, Investment Strategies, Alternative Investments, General Insurance, Retirement Plan..., Strategic Financial..., Qualified Retirement..., SEP IRA, Financial Risk, Retirement Benefits, Investment Banking, Stock Management, Simple IRA, Traditional IRA, Self Directed IRA, Risk Management, Risk Assessment, Market Risk, Fiduciary Services, Cost Basis, Business Planning, Small Business..., Umbrella Insurance, Money Management, Managed Money, Anti Money Laundering, Money, Money Transfers, Private Money, Wealth Management...
Education
The Ohio State University 1981 — 1985
Bachelor of Science (B.S.), Business Administration/Accounting
Triway High School 1977 — 1981
Joshua Conant Joshua Conant's LPL Financial Experience March 2011 - Present
Job Sr. Business Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2011 - Present
Skills
Series 7, Retirement Planning, Series 66, Financial Services, Public Speaking, Mutual Funds, Wealth Management, Sales Presentations, Training, Investment Advisory, Finance, Financial Advisory, Banking, Portfolio Management, Financial Planning
Education
The University of Texas at Arlington 2009 — 2011
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
LPL Financial March 2011 - Present
Skills
Series 7, Retirement Planning, Series 66, Financial Services, Public Speaking, Mutual Funds, Wealth Management, Sales Presentations, Training, Investment Advisory, Finance, Financial Advisory, Banking, Portfolio Management, Financial Planning
Education
The University of Texas at Arlington 2009 — 2011
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Brad Tharp Brad Tharp's LPL Financial Experience 1995 - Present
Job Investment Representative and Financial Consultant
Industry Financial Services
Experience
LPL Financial 1995 - Present
Hamilton Investments 1993 - 1995
Nationwide Financial 1990 - 1993
Equitalbe Life of New York 1987 - 1990
Lazarus Stores 1978 - 1987
Skills
Investment Strategies, Investment Management, Investment Advisory..., Financial Services, Risk Management, Life Insurance, Long Term Care Insurance, Retirement Planning, Financial Planners, College Education...
Education
The Ohio State University 1974 — 1977
Bachelor of Arts (B.A.), Humanities/Humanistic Studies
Various
Designations of ChFC, CLU, CFP, RICP, Financial Planning and Services
LPL Financial 1995 - Present
Hamilton Investments 1993 - 1995
Nationwide Financial 1990 - 1993
Equitalbe Life of New York 1987 - 1990
Lazarus Stores 1978 - 1987
Skills
Investment Strategies, Investment Management, Investment Advisory..., Financial Services, Risk Management, Life Insurance, Long Term Care Insurance, Retirement Planning, Financial Planners, College Education...
Education
The Ohio State University 1974 — 1977
Bachelor of Arts (B.A.), Humanities/Humanistic Studies
Various
Designations of ChFC, CLU, CFP, RICP, Financial Planning and Services
Erin Lee Scallorn's LPL Financial Experience August 2008 - March 2012
Job Operations Specialist at Envestnet | Placemark
Industry Financial Services
Experience
Envestnet, Inc April 2014 - Present
Income by Design, LP and Life Planning for Families of Special Needs, Inc. March 2012 - April 2014
LPL Financial August 2008 - March 2012
Skills
Microsoft Office, Customer Service, Customer Relations, Outlook, Excel, PowerPoint, Word, Financial Reporting, Research, Databases, Auditing, Investments, Windows, Compliance, Quickbooks, Troubleshooting, Budgeting, Data Entry, Client Service, Planning, Administration, Telephone Skills, Problem Solving, Administrative Support, Analysis, Microsoft Word, Training, QuickBooks, Process Scheduler, Microsoft Excel, Administrative..., Project Planning, Accounting, Budgets, Client Services, Leadership, Social Media, Time Management, Social Networking, Financial Analysis, Teamwork, Finance, Team Leadership, Event Planning
Education
The University of Texas at Dallas 2010 — 2011
Master of Arts, Interdisciplinary Humanities- Philosophy and History
University of North Texas 2005 — 2009
Bachelor of Arts, Philosophy, Social Science
Envestnet, Inc April 2014 - Present
Income by Design, LP and Life Planning for Families of Special Needs, Inc. March 2012 - April 2014
LPL Financial August 2008 - March 2012
Skills
Microsoft Office, Customer Service, Customer Relations, Outlook, Excel, PowerPoint, Word, Financial Reporting, Research, Databases, Auditing, Investments, Windows, Compliance, Quickbooks, Troubleshooting, Budgeting, Data Entry, Client Service, Planning, Administration, Telephone Skills, Problem Solving, Administrative Support, Analysis, Microsoft Word, Training, QuickBooks, Process Scheduler, Microsoft Excel, Administrative..., Project Planning, Accounting, Budgets, Client Services, Leadership, Social Media, Time Management, Social Networking, Financial Analysis, Teamwork, Finance, Team Leadership, Event Planning
Education
The University of Texas at Dallas 2010 — 2011
Master of Arts, Interdisciplinary Humanities- Philosophy and History
University of North Texas 2005 — 2009
Bachelor of Arts, Philosophy, Social Science
Preston Gardner, J.D., MBA Preston Gardner, J.D., MBA's LPL Financial Experience June 2010 - May 2011
Job Business Development, Risk, Sales/Trading
Industry Financial Services
Experience
Thomas Jefferson School of Law August 2011 - June 2014
LPL Financial June 2010 - May 2011
MetLife September 2009 - June 2010
Wells Fargo September 2008 - June 2009
Vanguard May 2005 - May 2008
Skills
Financial Analysis, Mergers & Acquisitions, Finance, Corporate Law, Risk Management, Private Equity, Analysis, Business Development, Program Management, Financial Services, Capital Markets, Asset Management, Tax, Investment Banking, Wealth Management
Education
Boston College - Wallace E. Carroll Graduate School of Management 2014 — 2015
Master of Science (MSc), Finance, General
Thomas Jefferson School of Law 2011 — 2014
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law
The London School of Economics and Political Science (LSE) 2013 — 2013
Graduate Study-Abroad Program, Risk Management and Valuation
Wake Forest University 2007 — 2009
Master of Business Administration (MBA), Accounting and Finance
University of North Carolina at Charlotte 2003 — 2005
Bachelor of Science (B.S.), Finance, General
Thomas Jefferson School of Law August 2011 - June 2014
LPL Financial June 2010 - May 2011
MetLife September 2009 - June 2010
Wells Fargo September 2008 - June 2009
Vanguard May 2005 - May 2008
Skills
Financial Analysis, Mergers & Acquisitions, Finance, Corporate Law, Risk Management, Private Equity, Analysis, Business Development, Program Management, Financial Services, Capital Markets, Asset Management, Tax, Investment Banking, Wealth Management
Education
Boston College - Wallace E. Carroll Graduate School of Management 2014 — 2015
Master of Science (MSc), Finance, General
Thomas Jefferson School of Law 2011 — 2014
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law
The London School of Economics and Political Science (LSE) 2013 — 2013
Graduate Study-Abroad Program, Risk Management and Valuation
Wake Forest University 2007 — 2009
Master of Business Administration (MBA), Accounting and Finance
University of North Carolina at Charlotte 2003 — 2005
Bachelor of Science (B.S.), Finance, General
Lauren Abais Lauren Abais's LPL Financial Experience April 2013 - Present
Job Senior Marketing Regulatory Specialist at LPL Financial
Industry Financial Services
Experience
LPL Financial April 2013 - Present
DRB Rehabilitation Services February 2010 - June 2011
Excel Home Health Agency June 2008 - January 2010
Education
Tidewater Community College 2006 — 2008
Associate of Social Sciences
LPL Financial April 2013 - Present
DRB Rehabilitation Services February 2010 - June 2011
Excel Home Health Agency June 2008 - January 2010
Education
Tidewater Community College 2006 — 2008
Associate of Social Sciences
Daniel Kim Daniel Kim's LPL Financial Experience October 2010 - February 2011
Job Associate at Citi
Industry Financial Services
Experience
Citi January 2014 - Present
UCLA Office of Intellectual Property November 2011 - March 2013
MS Capital February 2011 - June 2011
LPL Financial October 2010 - February 2011
ExxonMobil February 2010 - June 2010
ExxonMobil June 2009 - February 2010
ExxonMobil February 2006 - June 2009
Skills
Financial Statement..., Team Leadership, Project Management, Strategic Consulting, Financial Modeling, Market Research, Feasibility Studies, Intellectual Property, Investment Research, Investment Banking, Equities, Chemical Process..., Foreign Languages, Generic Programming, Technical Writing, Technical Presentations, Public Speaking, Big-picture Thinking, Cultural Sensitivity, Corporate Finance, Entrepreneurship, Finance, Due Diligence, Analysis, Strategy, Valuation, Financial Analysis
Education
University of California, Los Angeles - The Anderson School of Management 2010 — 2013
MBA, Finance & Entrepreneurship
University of California, Berkeley 2000 — 2005
B.S., Chemical Engineering
Citi January 2014 - Present
UCLA Office of Intellectual Property November 2011 - March 2013
MS Capital February 2011 - June 2011
LPL Financial October 2010 - February 2011
ExxonMobil February 2010 - June 2010
ExxonMobil June 2009 - February 2010
ExxonMobil February 2006 - June 2009
Skills
Financial Statement..., Team Leadership, Project Management, Strategic Consulting, Financial Modeling, Market Research, Feasibility Studies, Intellectual Property, Investment Research, Investment Banking, Equities, Chemical Process..., Foreign Languages, Generic Programming, Technical Writing, Technical Presentations, Public Speaking, Big-picture Thinking, Cultural Sensitivity, Corporate Finance, Entrepreneurship, Finance, Due Diligence, Analysis, Strategy, Valuation, Financial Analysis
Education
University of California, Los Angeles - The Anderson School of Management 2010 — 2013
MBA, Finance & Entrepreneurship
University of California, Berkeley 2000 — 2005
B.S., Chemical Engineering
Brad Rogers's LPL Financial Experience May 1995 - September 2009
Job Managing Partner of Investment Management & Planning LLC
Industry Investment Management
Experience
Investment Management & Planning LLC May 1995 - Present
Cambridge Investment Research July 2013 - Present
LPL Financial May 1995 - September 2009
PaineWebber January 1990 - July 1993
Merrill Lynch October 1987 - January 1990
Skills
Retirement Planning, Estate Planning, Financial Planning, Separately Managed..., Wealth Management, Alternative Investments, Investment Advisory, Strategic Financial..., Investment Management, Financial Advisory, Investments, Wealth, Wealth Management..., High Net Worth..., 401k Rollovers, Asset Allocation, Asset Management, ETFs, Finance, Financial Planners, Financial Services, Fixed Annuities, Fixed Income, IRAs, Investment Advisory..., Investment Strategies, Life Insurance, Mutual Funds, Options, Pensions, Portfolio Management, Retirement, Securities, Series 7, Series 24, Series 63, Trusts, Variable Annuities
Education
The University of Texas at Arlington
Investment Management & Planning LLC May 1995 - Present
Cambridge Investment Research July 2013 - Present
LPL Financial May 1995 - September 2009
PaineWebber January 1990 - July 1993
Merrill Lynch October 1987 - January 1990
Skills
Retirement Planning, Estate Planning, Financial Planning, Separately Managed..., Wealth Management, Alternative Investments, Investment Advisory, Strategic Financial..., Investment Management, Financial Advisory, Investments, Wealth, Wealth Management..., High Net Worth..., 401k Rollovers, Asset Allocation, Asset Management, ETFs, Finance, Financial Planners, Financial Services, Fixed Annuities, Fixed Income, IRAs, Investment Advisory..., Investment Strategies, Life Insurance, Mutual Funds, Options, Pensions, Portfolio Management, Retirement, Securities, Series 7, Series 24, Series 63, Trusts, Variable Annuities
Education
The University of Texas at Arlington
Marissa A. Martinez's LPL Financial Experience September 2013 - June 2014
Job U.S. Chamber of Commerce | Johns Hopkins University
Industry Political Organization
Experience
U.S. Chamber of Commerce June 2015 - Present
U.S. Chamber of Commerce August 2014 - Present
LPL Financial September 2013 - June 2014
Associated Students of UC Santa Barbara November 2011 - June 2014
Best Best & Krieger LLP March 2013 - June 2013
U.S. House of Representatives August 2012 - November 2012
UC Santa Barbara September 2011 - April 2012
Associated Students of UC Santa Barbara March 2011 - March 2012
Allstate June 2010 - September 2010
Skills
Project Planning, Legal Research, Legal Assistance, Editing, Westlaw, Research, Social Networking, Public Speaking, Government, Courts, Public Relations, Spanish, Nonprofits, Policy Writing, Telecommunications, Local Affairs, Strategic Planning, Policy Analysis, Publicity, Digital Marketing, Public Policy, Capitol Hill, Broadcast Television, Analytical Skills, Close Attention to..., Resume Writing, WordPress, Intro Web Design, Memos, Legal Writing, Time Management, Timely Decision Making, Social Media Marketing, Political Campaigns, Fundraising, Grassroots Organizing, Event Planning, Grant Writing, Community Development, Microsoft Excel, Media Relations, Local Government, Leadership, Blogging, International Relations
Education
The Johns Hopkins University 2015 — 2017
Analytics, Master of Science
University of California, Santa Barbara 2010 — 2014
Bachelor of Arts (B.A.) - Dean's Honor Roll, Political Science, Emphasis in International Relations & Business Minors: Writing & Applied Psych, Senior
University of Washington, District of Columbia 2013 — 2013
Extension of Political Science
University of California, Los Angeles
Political Economy
U.S. Chamber of Commerce June 2015 - Present
U.S. Chamber of Commerce August 2014 - Present
LPL Financial September 2013 - June 2014
Associated Students of UC Santa Barbara November 2011 - June 2014
Best Best & Krieger LLP March 2013 - June 2013
U.S. House of Representatives August 2012 - November 2012
UC Santa Barbara September 2011 - April 2012
Associated Students of UC Santa Barbara March 2011 - March 2012
Allstate June 2010 - September 2010
Skills
Project Planning, Legal Research, Legal Assistance, Editing, Westlaw, Research, Social Networking, Public Speaking, Government, Courts, Public Relations, Spanish, Nonprofits, Policy Writing, Telecommunications, Local Affairs, Strategic Planning, Policy Analysis, Publicity, Digital Marketing, Public Policy, Capitol Hill, Broadcast Television, Analytical Skills, Close Attention to..., Resume Writing, WordPress, Intro Web Design, Memos, Legal Writing, Time Management, Timely Decision Making, Social Media Marketing, Political Campaigns, Fundraising, Grassroots Organizing, Event Planning, Grant Writing, Community Development, Microsoft Excel, Media Relations, Local Government, Leadership, Blogging, International Relations
Education
The Johns Hopkins University 2015 — 2017
Analytics, Master of Science
University of California, Santa Barbara 2010 — 2014
Bachelor of Arts (B.A.) - Dean's Honor Roll, Political Science, Emphasis in International Relations & Business Minors: Writing & Applied Psych, Senior
University of Washington, District of Columbia 2013 — 2013
Extension of Political Science
University of California, Los Angeles
Political Economy
Dwight Wanken Dwight Wanken's LPL Financial Experience January 1995 - December 1998
Job at Beacon Financial Advisors... An Independent Firm
Industry Investment Management
Experience
Raymond James Financial Services Inc..... Member FINRA/SIPC January 1999 - Present
Beacon Financial Advisors....An Independent Firm 1995 - Present
Carter Financial Management..... An Independent Firm June 2010 - June 2011
LPL Financial January 1995 - December 1998
Rauscher Pierce October 1992 - January 1995
Merrill Lynch April 1988 - October 1992
Skills
Strategic Financial..., Investments, Retirement, Asset Management, Wealth Management..., Portfolio Management, Investment Management, Financial Services, Asset Allocation, Investment Advisory, Wealth, Financial Planners, 401k, Mutual Funds, Fixed Annuities, Finance, Pensions, Long-term Care, Retirement Planning, Defined Benefit, ERISA, Estate Planning, Disability Insurance, Profit Sharing, Employee Benefits, Business, Client Education, Trust Services, Investment Banking, ESOP, Roth IRA, Equities, Fixed Income, Private Banking, Restricted Stock, Family Business, Charitable Giving..., Insurance Strategies, Long Term Care..., ESOP Strategies, Long Term Care, Annuities, IRA's, Insurance Planning, Wealth Transfer, Probate, Group Benefits, Business Transitions, Wealth Preservation..., 401(k) reviews
Education
Autodidact University 1995 — 2012
Lifetime learning L.L., Liberal Arts and Sciences, General Studies and Humanities
The Johns Hopkins University 1966 — 1968
none, Liberal Arts
Raymond James Financial Services Inc..... Member FINRA/SIPC January 1999 - Present
Beacon Financial Advisors....An Independent Firm 1995 - Present
Carter Financial Management..... An Independent Firm June 2010 - June 2011
LPL Financial January 1995 - December 1998
Rauscher Pierce October 1992 - January 1995
Merrill Lynch April 1988 - October 1992
Skills
Strategic Financial..., Investments, Retirement, Asset Management, Wealth Management..., Portfolio Management, Investment Management, Financial Services, Asset Allocation, Investment Advisory, Wealth, Financial Planners, 401k, Mutual Funds, Fixed Annuities, Finance, Pensions, Long-term Care, Retirement Planning, Defined Benefit, ERISA, Estate Planning, Disability Insurance, Profit Sharing, Employee Benefits, Business, Client Education, Trust Services, Investment Banking, ESOP, Roth IRA, Equities, Fixed Income, Private Banking, Restricted Stock, Family Business, Charitable Giving..., Insurance Strategies, Long Term Care..., ESOP Strategies, Long Term Care, Annuities, IRA's, Insurance Planning, Wealth Transfer, Probate, Group Benefits, Business Transitions, Wealth Preservation..., 401(k) reviews
Education
Autodidact University 1995 — 2012
Lifetime learning L.L., Liberal Arts and Sciences, General Studies and Humanities
The Johns Hopkins University 1966 — 1968
none, Liberal Arts
Dean Millonas's LPL Financial Experience April 1993 - Present
Job Financial Advisor atCornerstone Wealth Management
Industry Financial Services
Experience
LPL Financial April 1993 - Present
EdwardJones/A G Edwards April 1993 - May 2010
Education
University of Kansas 1985 — 1989
BGS
LPL Financial April 1993 - Present
EdwardJones/A G Edwards April 1993 - May 2010
Education
University of Kansas 1985 — 1989
BGS
Joe Ramon Joe Ramon's LPL Financial Experience May 2006 - May 2010
Job Managing Partner at WD Pensionmark
Industry Financial Services
Experience
Pensionmark Retirement Group May 2010 - Present
LPL Financial May 2006 - May 2010
VALIC February 2002 - July 2006
Skills
Retirement, 401k, Investment Advisory, Series 7, Mutual Funds, Wealth Management, Asset Allocation, Insurance, Retirement Planning, Customer Service, Financial Advisory, Investment Strategies, IRAs, Fixed Annuities
Education
The University of Texas at San Antonio
Pensionmark Retirement Group May 2010 - Present
LPL Financial May 2006 - May 2010
VALIC February 2002 - July 2006
Skills
Retirement, 401k, Investment Advisory, Series 7, Mutual Funds, Wealth Management, Asset Allocation, Insurance, Retirement Planning, Customer Service, Financial Advisory, Investment Strategies, IRAs, Fixed Annuities
Education
The University of Texas at San Antonio
Erik L. Jefferson, CAIA Erik L. Jefferson, CAIA's LPL Financial Experience 2015 - Present
Job Advisory Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial 2015 - Present
LPL Financial 2012 - Present
Brighton House Associates 2010 - February 2012
The Hanover Insurance Group 2008 - 2010
Landmark Partners 2008 - 2008
Skills
Alternative Investments, Bloomberg, Hedge Funds, Asset Management, Real Estate Investment, ETFs, Salesforce.com, CRM, Investor Relations, Business Development, Mutual Funds, Series 7, Fixed Income
Education
Trinity College-Hartford 2004 — 2008
BA, Economics, Sociology
The Institute at Palazzo Rucellai 2007 — 2007
Summer Economics Program
Longmeadow High School, MA 2000 — 2004
LPL Financial 2015 - Present
LPL Financial 2012 - Present
Brighton House Associates 2010 - February 2012
The Hanover Insurance Group 2008 - 2010
Landmark Partners 2008 - 2008
Skills
Alternative Investments, Bloomberg, Hedge Funds, Asset Management, Real Estate Investment, ETFs, Salesforce.com, CRM, Investor Relations, Business Development, Mutual Funds, Series 7, Fixed Income
Education
Trinity College-Hartford 2004 — 2008
BA, Economics, Sociology
The Institute at Palazzo Rucellai 2007 — 2007
Summer Economics Program
Longmeadow High School, MA 2000 — 2004
David G Shaw David G Shaw's LPL Financial Experience June 2012 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2012 - Present
Wells Fargo Advisors March 2003 - May 2012
Legg Mason July 2001 - March 2003
Skills
College Education..., IRAs, Fixed Income Portfolio..., Investment Management, Singing, Double Bass, Retirement Planning, Risk Management, Asset Modeling, Guitarist, Survival Skills, Portfolio Management, Retirement, Securities, Financial Advisory, FINRA, Insurance, Finance
Education
University of The Arts 1995 — 1999
Bachelor of Arts (B.A.), Music Performance, General
LPL Financial June 2012 - Present
Wells Fargo Advisors March 2003 - May 2012
Legg Mason July 2001 - March 2003
Skills
College Education..., IRAs, Fixed Income Portfolio..., Investment Management, Singing, Double Bass, Retirement Planning, Risk Management, Asset Modeling, Guitarist, Survival Skills, Portfolio Management, Retirement, Securities, Financial Advisory, FINRA, Insurance, Finance
Education
University of The Arts 1995 — 1999
Bachelor of Arts (B.A.), Music Performance, General
Frank Wattelet's LPL Financial Experience March 1989 - Present
Job Registered Representative
Industry Financial Services
Experience
LPL Financial March 1989 - Present
National Football League 1981 - 1988
Skills
Investment Strategies, Retirement Income..., Insurance Planning, Wealth Management, 401k Rollovers, 529 Plans, Simple IRA, SEP IRA, Roth IRA, College Savings Plans, IRAs, Strategic Financial..., Investments, Rollovers, College Funding..., Financial Planners, Life Insurance, Retirement, Fixed Annuities, 401k, Retirement Planning, Small Business, Whole Life, Long-term Care, Series 7, Estate Planning, Insurance, Health Insurance, Financial Advisory, Variable Annuities, Wealth Accumulation, Income Protection, Uniform Combined State..., Series 65, Saving for Education, Series 6, Variable Life, Traditional IRA, 403 b, Education Funding, Qualified Retirement..., Wealth Preservation..., Disability Insurance, Wealth Accumulation..., Retirement Savings, College Education..., Executive Benefit..., Unit Investment Trusts, Retirement Plan..., Tax Free Income
Education
University of Kansas 1977 — 1980
BS, General Studies (Pre-Med, Pre-Dental)
Abilene KS High School 1973 — 1977
LPL Financial March 1989 - Present
National Football League 1981 - 1988
Skills
Investment Strategies, Retirement Income..., Insurance Planning, Wealth Management, 401k Rollovers, 529 Plans, Simple IRA, SEP IRA, Roth IRA, College Savings Plans, IRAs, Strategic Financial..., Investments, Rollovers, College Funding..., Financial Planners, Life Insurance, Retirement, Fixed Annuities, 401k, Retirement Planning, Small Business, Whole Life, Long-term Care, Series 7, Estate Planning, Insurance, Health Insurance, Financial Advisory, Variable Annuities, Wealth Accumulation, Income Protection, Uniform Combined State..., Series 65, Saving for Education, Series 6, Variable Life, Traditional IRA, 403 b, Education Funding, Qualified Retirement..., Wealth Preservation..., Disability Insurance, Wealth Accumulation..., Retirement Savings, College Education..., Executive Benefit..., Unit Investment Trusts, Retirement Plan..., Tax Free Income
Education
University of Kansas 1977 — 1980
BS, General Studies (Pre-Med, Pre-Dental)
Abilene KS High School 1973 — 1977
Craig J. Burness Craig J. Burness's LPL Financial Experience May 1998 - June 2002
Job Territory Sales Manager
Industry Mechanical or Industrial Engineering
Experience
Principal Financial Group October 2011 - May 2012
U.S. Trust / Bank of America November 2007 - July 2009
Federated Investors, Inc. August 2002 - August 2006
LPL Financial May 1998 - June 2002
Hudson Pump January 1990 - January 1991
Estabrook Corporation January 1987 - January 1990
Goulds Pumps January 1984 - January 1987
Electric Melting Services January 1982 - January 1984
Skills
Mutual Funds, Sales, Investments, Wealth Management, Negotiation, Portfolio Management, Manufacturing, Budgets, Contract Negotiation, Process Improvement, Customer Service, Team Building, Project Management, Retirement Planning, Sales Management, Asset Managment, Insurance, Retirement, New Business Development, Microsoft Office, Series 7, Strategic Planning
Education
The University of Akron 1978 — 1982
Bachelors, Mechanical Engineering Technology
Principal Financial Group October 2011 - May 2012
U.S. Trust / Bank of America November 2007 - July 2009
Federated Investors, Inc. August 2002 - August 2006
LPL Financial May 1998 - June 2002
Hudson Pump January 1990 - January 1991
Estabrook Corporation January 1987 - January 1990
Goulds Pumps January 1984 - January 1987
Electric Melting Services January 1982 - January 1984
Skills
Mutual Funds, Sales, Investments, Wealth Management, Negotiation, Portfolio Management, Manufacturing, Budgets, Contract Negotiation, Process Improvement, Customer Service, Team Building, Project Management, Retirement Planning, Sales Management, Asset Managment, Insurance, Retirement, New Business Development, Microsoft Office, Series 7, Strategic Planning
Education
The University of Akron 1978 — 1982
Bachelors, Mechanical Engineering Technology
April Ratcliff Hammett April Ratcliff Hammett's LPL Financial Experience 2003 - 2004
Job President Of Teague Financial Insurance Services
Industry Insurance
Experience
Teague Financial Insurance Services June 2008 - Present
Hammett Health Inc. 2005 - Present
YMCA of San Diego County 2011 - 2012
SDAHU 2005 - 2010
Blue Shield of CA March 2004 - June 2008
LPL Financial 2003 - 2004
AXA Equitable 2002 - 2003
Skills
Health Insurance, Insurance, Medicare, Strategic Planning, Sales Management, Disability Insurance, New Business Development, Employee Benefits, Long-term Care, Account Management, Negotiation, PowerPoint, Small Business, Healthcare, Sales, Team Building, Customer Service, Public Speaking, Business Planning, Health Savings Accounts, Term Life Insurance, Dentistry, Retirement, Workers Compensation, Property & Casualty..., Brokers, Medicare Part D, Life Insurance
Education
The University of Texas at Austin 1998 — 2002
Bachelor of Science (B.S.), Kinesiology and Exercise Science
The University of Texas at Austin 1998 — 2002
Bachelor's degree, Business Administration and Management, General
Teague Financial Insurance Services June 2008 - Present
Hammett Health Inc. 2005 - Present
YMCA of San Diego County 2011 - 2012
SDAHU 2005 - 2010
Blue Shield of CA March 2004 - June 2008
LPL Financial 2003 - 2004
AXA Equitable 2002 - 2003
Skills
Health Insurance, Insurance, Medicare, Strategic Planning, Sales Management, Disability Insurance, New Business Development, Employee Benefits, Long-term Care, Account Management, Negotiation, PowerPoint, Small Business, Healthcare, Sales, Team Building, Customer Service, Public Speaking, Business Planning, Health Savings Accounts, Term Life Insurance, Dentistry, Retirement, Workers Compensation, Property & Casualty..., Brokers, Medicare Part D, Life Insurance
Education
The University of Texas at Austin 1998 — 2002
Bachelor of Science (B.S.), Kinesiology and Exercise Science
The University of Texas at Austin 1998 — 2002
Bachelor's degree, Business Administration and Management, General
J. J. Hudock's LPL Financial Experience December 2002 - May 2009
Job VP of New Business Development Investment Centers of America
Industry Financial Services
Experience
Investment Centers of America July 2009 - Present
LPL Financial December 2002 - May 2009
Skills
Sales, Strategic Planning, New Business Development, Sales Operations, Banking, Account Management, Operations Management, Business Development, Securities, Contract Negotiation, Leadership, Financial Services, Sales Management, Series 7, Management, Team Building, Sales Process, Marketing, Risk Management
Education
The George Washington University 1988 — 1993
BOA, Criminal Justice
Investment Centers of America July 2009 - Present
LPL Financial December 2002 - May 2009
Skills
Sales, Strategic Planning, New Business Development, Sales Operations, Banking, Account Management, Operations Management, Business Development, Securities, Contract Negotiation, Leadership, Financial Services, Sales Management, Series 7, Management, Team Building, Sales Process, Marketing, Risk Management
Education
The George Washington University 1988 — 1993
BOA, Criminal Justice
Corinne Wyard Corinne Wyard's LPL Financial Experience January 2015 - Present
Job VP Marketing, Strategy and Acquisition, BrandPartners at LPL Financial
Industry Marketing and Advertising
Experience
LPL Financial January 2015 - Present
LPL Financial September 2013 - January 2015
Liberty Mutual July 2010 - January 2013
Liberty Mutual January 2007 - July 2010
EMM Group 2004 - 2007
State Street Corporation 1999 - 2004
State Street Corporation 1997 - 1999
State Street Corporation 1995 - 1997
Skills
Marketing Communications, Advertising, Brand Equity, Marketing Strategy, Public Relations, B2B, Integrated Marketing, Strategic Planning, Brand Development, Corporate Communications, Digital Strategy, Team Leadership, Team Building, Social Media Marketing, Marketing Research, Event Planning, B2B Marketing, Public Speaking, Change Management, Internal Communications, Budgets, Cross-functional Team..., Leadership, Marketing, Email Marketing, Recruiting, Strategy, Management
Education
Tufts University
BA, Political Science
LPL Financial January 2015 - Present
LPL Financial September 2013 - January 2015
Liberty Mutual July 2010 - January 2013
Liberty Mutual January 2007 - July 2010
EMM Group 2004 - 2007
State Street Corporation 1999 - 2004
State Street Corporation 1997 - 1999
State Street Corporation 1995 - 1997
Skills
Marketing Communications, Advertising, Brand Equity, Marketing Strategy, Public Relations, B2B, Integrated Marketing, Strategic Planning, Brand Development, Corporate Communications, Digital Strategy, Team Leadership, Team Building, Social Media Marketing, Marketing Research, Event Planning, B2B Marketing, Public Speaking, Change Management, Internal Communications, Budgets, Cross-functional Team..., Leadership, Marketing, Email Marketing, Recruiting, Strategy, Management
Education
Tufts University
BA, Political Science
Alec Rosen, AIF®'s LPL Financial Experience August 2014 - Present
Job AVP, Strategic Relationship Manager / Practice Management Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial August 2014 - Present
LPL Financial October 2013 - August 2014
Pioneer Investments February 2012 - October 2013
Pioneer Investments July 2011 - February 2012
Edward Jones July 2010 - July 2011
Union College September 2006 - June 2010
State Street Bank June 2009 - September 2009
State Street Bank June 2008 - September 2008
Daedalus Capital June 2007 - September 2007
Skills
Finance, Equities, Strategy, Financial Markets, Business Development, Analysis, Market Research, Stocks, Bonds, Mutual Funds, Financial Services, Customer Service, Building Relationships, Series 7, Management, Marketing, Training, Coaching, Social Media Marketing, Relationship Management, Wealth Management, Salesforce.com
Education
Union College 2006 — 2010
Bachelor of Science (BS), Psychology
John Burroughs School
LPL Financial August 2014 - Present
LPL Financial October 2013 - August 2014
Pioneer Investments February 2012 - October 2013
Pioneer Investments July 2011 - February 2012
Edward Jones July 2010 - July 2011
Union College September 2006 - June 2010
State Street Bank June 2009 - September 2009
State Street Bank June 2008 - September 2008
Daedalus Capital June 2007 - September 2007
Skills
Finance, Equities, Strategy, Financial Markets, Business Development, Analysis, Market Research, Stocks, Bonds, Mutual Funds, Financial Services, Customer Service, Building Relationships, Series 7, Management, Marketing, Training, Coaching, Social Media Marketing, Relationship Management, Wealth Management, Salesforce.com
Education
Union College 2006 — 2010
Bachelor of Science (BS), Psychology
John Burroughs School
David Baucom David Baucom's LPL Financial Experience January 2009 - October 2012
Job Wealth Advisor at Navigator Wealth Advisors
Industry Financial Services
Experience
Navigator Wealth Advisors November 2012 - Present
LPL Financial January 2009 - October 2012
A.G. Edwards & Sons, Inc. January 2005 - August 2007
US Navy May 1997 - August 2003
Skills
Wealth, Securities, Retirement Planning, Wealth Management, Fixed Annuities, Investments, Estate Planning, FINRA, Long-term Care, Insurance, Strategic Planning, Financial Analysis, Term Life Insurance, Mortgage Lending, Banking, Finance, Asset Management, Mutual Funds, Customer Service, Retirement, Financial Planning
Education
US Naval Academy 1993 — 1997
Bachelor of Science (BS), Computer Science
Navigator Wealth Advisors November 2012 - Present
LPL Financial January 2009 - October 2012
A.G. Edwards & Sons, Inc. January 2005 - August 2007
US Navy May 1997 - August 2003
Skills
Wealth, Securities, Retirement Planning, Wealth Management, Fixed Annuities, Investments, Estate Planning, FINRA, Long-term Care, Insurance, Strategic Planning, Financial Analysis, Term Life Insurance, Mortgage Lending, Banking, Finance, Asset Management, Mutual Funds, Customer Service, Retirement, Financial Planning
Education
US Naval Academy 1993 — 1997
Bachelor of Science (BS), Computer Science
Tyler Porterfield, CIMA's LPL Financial Experience 1999 - 2000
Job Director, Wealth Management at Legg Mason
Industry Financial Services
Experience
Legg Mason 2009 - Present
Deutsche Asset Management 2000 - 2009
LPL Financial 1999 - 2000
Skills
Mutual Funds, Investments, Separately Managed..., Series 63, Series 7, Alternative Investments, Hedge Funds, ETFs, Investment Strategies, Investment Management, Series 6, Asset Managment, Structured Products, Private Equity
Education
University of Kansas 1996 — 2000
Legg Mason 2009 - Present
Deutsche Asset Management 2000 - 2009
LPL Financial 1999 - 2000
Skills
Mutual Funds, Investments, Separately Managed..., Series 63, Series 7, Alternative Investments, Hedge Funds, ETFs, Investment Strategies, Investment Management, Series 6, Asset Managment, Structured Products, Private Equity
Education
University of Kansas 1996 — 2000
Larry Braxton's LPL Financial Experience 1993 - 2012
Job LPL Financial Advisor at Braxton Wealth Management
Industry Financial Services
Experience
Braxton Wealth Management 1993 - Present
LPL Financial 1993 - 2012
Skills
Retirement Planning, Estate Planning, Financial Planners, Wealth Accumulation, CPA, Wealth Management, Investment Strategies, Insurance, 401k Rollovers, Mutual Funds, Variable Annuities, Bonds, Stocks, Long Term Care Insurance, 401k, Retirement, College Education..., Strategic Financial..., SEP IRA, Roth IRA, Simple IRA, Traditional IRA, Term Life Insurance, Series 7, Series 63, Investment Advisory, Wealth, Long-term Care, Investments, Retirement Savings, Personal Finance, Finance, Accounting, Tax Accounting, Disability Insurance, Rollovers, IRAs, Financial Advisory, Investment Advisory..., Money Management, Money Market, Money, ETFs, Discretion, Brokerage, Investment Brokerage, Residential Mortgages, Commercial Real Estate, Saving for Education, Financial Services
Education
The University of Texas at Austin 1971 — 1975
Bachelor of Business Administration (BBA), Business and Accounting
Braxton Wealth Management 1993 - Present
LPL Financial 1993 - 2012
Skills
Retirement Planning, Estate Planning, Financial Planners, Wealth Accumulation, CPA, Wealth Management, Investment Strategies, Insurance, 401k Rollovers, Mutual Funds, Variable Annuities, Bonds, Stocks, Long Term Care Insurance, 401k, Retirement, College Education..., Strategic Financial..., SEP IRA, Roth IRA, Simple IRA, Traditional IRA, Term Life Insurance, Series 7, Series 63, Investment Advisory, Wealth, Long-term Care, Investments, Retirement Savings, Personal Finance, Finance, Accounting, Tax Accounting, Disability Insurance, Rollovers, IRAs, Financial Advisory, Investment Advisory..., Money Management, Money Market, Money, ETFs, Discretion, Brokerage, Investment Brokerage, Residential Mortgages, Commercial Real Estate, Saving for Education, Financial Services
Education
The University of Texas at Austin 1971 — 1975
Bachelor of Business Administration (BBA), Business and Accounting
Tony DiSorbo Tony DiSorbo's LPL Financial Experience 2009 - Present
Job Partner at New England Capital Planners, Inc.
Industry Financial Services
Experience
New England Capital Planners, Inc. February 2009 - Present
LPL Financial 2009 - Present
DAS Associates January 1996 - February 2009
Education
The University of Connecticut School of Business 1982 — 1986
Bachelors, Finance
University of Connecticut 1982 — 1986
BS, Finance
New England Capital Planners, Inc. February 2009 - Present
LPL Financial 2009 - Present
DAS Associates January 1996 - February 2009
Education
The University of Connecticut School of Business 1982 — 1986
Bachelors, Finance
University of Connecticut 1982 — 1986
BS, Finance
Thomas Enderle, CFP®, ChFC®,'s LPL Financial Experience May 2005 - Present
Job Chartered Financial Consultant™ at LPL Financial
Industry Financial Services
Experience
LPL Financial May 2005 - Present
Lions Club of Western hills 2001 - 2012
Morgan Stanley August 1998 - June 2005
Skills
401k, Asset Allocation, Financial Planners, Wealth Management, Investment Strategies, Investment Advisory, Insurance, IRAs, Investments, Financial Planning, Retirement Income..., College Savings Plans, Roth IRA, Wealth Accumulation
Education
Thomas More College 1993 — 1995
Bachelor, Business Administration
Elder High School 1977 — 1981
LPL Financial May 2005 - Present
Lions Club of Western hills 2001 - 2012
Morgan Stanley August 1998 - June 2005
Skills
401k, Asset Allocation, Financial Planners, Wealth Management, Investment Strategies, Investment Advisory, Insurance, IRAs, Investments, Financial Planning, Retirement Income..., College Savings Plans, Roth IRA, Wealth Accumulation
Education
Thomas More College 1993 — 1995
Bachelor, Business Administration
Elder High School 1977 — 1981
Pretesh Mistry Pretesh Mistry's LPL Financial Experience April 2015 - Present
Job VP, Technology Risk Management at LPL Financial
Industry Information Technology and Services
Experience
LPL Financial April 2015 - Present
LPL Financial October 2010 - April 2015
KPMG LLP November 2005 - October 2010
Hewitt Associates June 2005 - November 2005
General Electric 2004 - 2004
Fairfield Board of Education 2000 - 2002
Skills
Sarbanes-Oxley Act, Internal Audit, IT Audit, Internal Controls, Project Management, Process Improvement, SAS70, Auditing, Sarbanes-Oxley, Business Process..., CISA, PeopleSoft, Information Security, Business Analysis, SDLC, Visio, Access, Risk Management, COBIT, Business Process, IT Management, Enterprise Risk..., Security, Information Technology, SharePoint, External Audit, Disaster Recovery, Accounting, ERP, Financial Accounting, Business Continuity, ITIL, IT Operations, IT Strategy
Education
The University of Connecticut School of Business 2001 — 2005
MIS
LPL Financial April 2015 - Present
LPL Financial October 2010 - April 2015
KPMG LLP November 2005 - October 2010
Hewitt Associates June 2005 - November 2005
General Electric 2004 - 2004
Fairfield Board of Education 2000 - 2002
Skills
Sarbanes-Oxley Act, Internal Audit, IT Audit, Internal Controls, Project Management, Process Improvement, SAS70, Auditing, Sarbanes-Oxley, Business Process..., CISA, PeopleSoft, Information Security, Business Analysis, SDLC, Visio, Access, Risk Management, COBIT, Business Process, IT Management, Enterprise Risk..., Security, Information Technology, SharePoint, External Audit, Disaster Recovery, Accounting, ERP, Financial Accounting, Business Continuity, ITIL, IT Operations, IT Strategy
Education
The University of Connecticut School of Business 2001 — 2005
MIS
Jeffrey Swearingen MBA Jeffrey Swearingen MBA's LPL Financial Experience February 2007 - July 2010
Job A professional Financial Advisor providing custom solutions to your unique and personal financial challenges and goals.
Industry Financial Services
Experience
Utica Capital July 2010 - Present
LPL Financial February 2007 - July 2010
Edward Jones March 2004 - February 2007
Saint Francis Health System October 1998 - February 2004
Skills
Mutual Funds, Retirement, Financial Advisory, Investments, Finance, Retirement Planning, 401k, Fixed Annuities, Strategic Financial..., Asset Management, Wealth, Financial Services, IRAs, Insurance, Employee Relations
Education
The University of Kansas 1984 — 1989
BA, Human Resources
University of Phoenix 2001 — 2003
MBA, Business Administration
Utica Capital July 2010 - Present
LPL Financial February 2007 - July 2010
Edward Jones March 2004 - February 2007
Saint Francis Health System October 1998 - February 2004
Skills
Mutual Funds, Retirement, Financial Advisory, Investments, Finance, Retirement Planning, 401k, Fixed Annuities, Strategic Financial..., Asset Management, Wealth, Financial Services, IRAs, Insurance, Employee Relations
Education
The University of Kansas 1984 — 1989
BA, Human Resources
University of Phoenix 2001 — 2003
MBA, Business Administration
Brian Cody Brian Cody's LPL Financial Experience November 2008 - Present
Job CFP® with LPL Financial
Industry Financial Services
Experience
LPL Financial November 2008 - Present
Fairleigh Dickinson University October 2007 - Present
Smith Barney October 2000 - November 2008
Skills
Retirement, Retirement Planning, Small Business, Strategic Financial..., Investments, Finance, Leadership, Investment Advisory, Human Resources, Personal Finance, Public Speaking, Wealth Management, Estate Planning, Financial Services, Business Development, Employee Benefits, Executive Management, Asset Allocation, Networking, 401k
Education
College for Financial Planning 2005 — 2006
CFP® Designation, Investment and Retirement Planning
Union College 1993 — 1995
Master of Science, Mechanical Engineering
U.S. Navy Nuclear Power School 1989 — 1991
Nuclear Reactor License, U.S. Navy Nuclear Engineering
United States Merchant Marine Academy 1984 — 1988
B.S. Marine Engineering Systems Design, Marine Engineering Systems Design
Paw Paw High School
Paw Paw High School
LPL Financial November 2008 - Present
Fairleigh Dickinson University October 2007 - Present
Smith Barney October 2000 - November 2008
Skills
Retirement, Retirement Planning, Small Business, Strategic Financial..., Investments, Finance, Leadership, Investment Advisory, Human Resources, Personal Finance, Public Speaking, Wealth Management, Estate Planning, Financial Services, Business Development, Employee Benefits, Executive Management, Asset Allocation, Networking, 401k
Education
College for Financial Planning 2005 — 2006
CFP® Designation, Investment and Retirement Planning
Union College 1993 — 1995
Master of Science, Mechanical Engineering
U.S. Navy Nuclear Power School 1989 — 1991
Nuclear Reactor License, U.S. Navy Nuclear Engineering
United States Merchant Marine Academy 1984 — 1988
B.S. Marine Engineering Systems Design, Marine Engineering Systems Design
Paw Paw High School
Paw Paw High School
David Harpool, AAMS® David Harpool, AAMS®'s LPL Financial Experience 2012 - Present
Job Independant Financial Consultant LPL Financial
Industry Financial Services
Experience
LPL Financial 2012 - Present
Edward Jones 2007 - 2012
Skills
Series 7 through LPL..., Series 66 through LPL..., Series 24 through LPL..., Life Insurance
Education
The University of Akron 1995 — 1999
Bachelor of Science (BS), Corporate Finance
LPL Financial 2012 - Present
Edward Jones 2007 - 2012
Skills
Series 7 through LPL..., Series 66 through LPL..., Series 24 through LPL..., Life Insurance
Education
The University of Akron 1995 — 1999
Bachelor of Science (BS), Corporate Finance
Candelario Davila Candelario Davila's LPL Financial Experience February 2012 - September 2013
Job Sr. Technology Program Lead at Union Bank/Consulant
Industry Information Technology and Services
Experience
Union Bank August 2015 - Present
Encore Capital Group September 2013 - August 2015
LPL Financial February 2012 - September 2013
Datacert January 2011 - February 2012
Hitachi Consulting November 2006 - January 2011
Alcatel June 2005 - October 2006
Skills
SQL, Microsoft Office, SSRS, SSIS, Financial Analysis, Financial Reporting, Series 7, Series 63, Agile & Waterfall..., Visio, HP Quality Center, Quality Center, Software Documentation, Requirements Analysis
Education
University of North TX
MBA - Master, Business Administration
The University of Dallas
BA. - Bachelors, Liberal Arts, Theology
Union Bank August 2015 - Present
Encore Capital Group September 2013 - August 2015
LPL Financial February 2012 - September 2013
Datacert January 2011 - February 2012
Hitachi Consulting November 2006 - January 2011
Alcatel June 2005 - October 2006
Skills
SQL, Microsoft Office, SSRS, SSIS, Financial Analysis, Financial Reporting, Series 7, Series 63, Agile & Waterfall..., Visio, HP Quality Center, Quality Center, Software Documentation, Requirements Analysis
Education
University of North TX
MBA - Master, Business Administration
The University of Dallas
BA. - Bachelors, Liberal Arts, Theology
Dayle Scheinman, AIF® Dayle Scheinman, AIF®'s LPL Financial Experience July 2012 - Present
Job Retirement Plan Consultant | Helping companies effectively & effeciently manage their corporate retirement plans.
Industry Financial Services
Experience
LPL Financial July 2012 - Present
Investacorp, Inc. March 2009 - June 2012
Fidelity Investments August 2004 - February 2009
AXA Advisors April 2003 - August 2004
Mutual of Omaha May 2002 - April 2003
Skills
Pension Funds, Consulting, ERISA, 401k, Retirement, Employee Benefits, Pensions, Mutual Funds, Retirement Planning, Asset Allocation, Retirement Plan..., Defined Contribution, Defined Benefit, Profit Sharing, Fiduciary Services, ERISA 3(38) Investment..., ERISA 3(21) Fiduciary, Fiduciary, RFP experience, Investment Policy..., Corporate Governance, Advice, Executive Pay, Series 7, Series 65, Series 63, Investments, FINRA, Uniform Combined State..., Portfolio Management, Securities, Wealth Management, IRAs, Series 6, Separately Managed..., ETFs, Qualified Retirement..., Investment Advisory
Education
The University of Texas at Arlington
LPL Financial July 2012 - Present
Investacorp, Inc. March 2009 - June 2012
Fidelity Investments August 2004 - February 2009
AXA Advisors April 2003 - August 2004
Mutual of Omaha May 2002 - April 2003
Skills
Pension Funds, Consulting, ERISA, 401k, Retirement, Employee Benefits, Pensions, Mutual Funds, Retirement Planning, Asset Allocation, Retirement Plan..., Defined Contribution, Defined Benefit, Profit Sharing, Fiduciary Services, ERISA 3(38) Investment..., ERISA 3(21) Fiduciary, Fiduciary, RFP experience, Investment Policy..., Corporate Governance, Advice, Executive Pay, Series 7, Series 65, Series 63, Investments, FINRA, Uniform Combined State..., Portfolio Management, Securities, Wealth Management, IRAs, Series 6, Separately Managed..., ETFs, Qualified Retirement..., Investment Advisory
Education
The University of Texas at Arlington
Carter Gibson Carter Gibson's LPL Financial Experience 2014 - Present
Job Senior Analyst, Corporate FP&A at LPL Financial
Industry Financial Services
Experience
LPL Financial 2014 - Present
Shoreline Partners 2012 - 2013
First Alliance Bank 2006 - 2012
Nightwatch Management / Cozza Noztra 2002 - 2006
Professional Chess Instructor and Competitor 1996 - 2001
Skills
Strategic Planning, Investment Banking, Business Strategy, Financial Analysis, Financial Modeling, Project Management, Business Development, Microsoft Excel, Banking, Customer Service, Loans, Business Planning, Start-ups, Mergers & Acquisitions, Corporate Finance, Management, Management Consulting, Business Analysis, Leadership, Portfolio Management, Finance, Analysis, Credit, CRM, Strategic Financial..., New Business Development, Sales, Risk Management, Marketing, Investments, Venture Capital, Accounting, Valuation, Private Equity, Strategy, Small Business, Financial Planning
Education
Thomas Edison State College 2003 — 2005
Bachelors of Business Administration, Business Management
LPL Financial 2014 - Present
Shoreline Partners 2012 - 2013
First Alliance Bank 2006 - 2012
Nightwatch Management / Cozza Noztra 2002 - 2006
Professional Chess Instructor and Competitor 1996 - 2001
Skills
Strategic Planning, Investment Banking, Business Strategy, Financial Analysis, Financial Modeling, Project Management, Business Development, Microsoft Excel, Banking, Customer Service, Loans, Business Planning, Start-ups, Mergers & Acquisitions, Corporate Finance, Management, Management Consulting, Business Analysis, Leadership, Portfolio Management, Finance, Analysis, Credit, CRM, Strategic Financial..., New Business Development, Sales, Risk Management, Marketing, Investments, Venture Capital, Accounting, Valuation, Private Equity, Strategy, Small Business, Financial Planning
Education
Thomas Edison State College 2003 — 2005
Bachelors of Business Administration, Business Management
Todd Traynor's LPL Financial Experience January 2004 - July 2004
Job Project Manager at Traynor Consulting, Inc.
Industry Management Consulting
Experience
Traynor Consulting, Inc. January 1998 - Present
Insurity 2006 - 2009
LPL Financial January 2004 - July 2004
Morgan Stanley 1998 - 2001
Metlife 1997 - 1998
PaineWebber 1992 - 1997
Skills
Software Project..., Program Management, Requirements Analysis, Project Portfolio..., SDLC, Business Analysis, Requirements Gathering, Agile Project Management, PMP, PMO, Resource Management, Business Process..., Business Process Design, Vendor Management, Business Intelligence, SharePoint, Visio, Process Improvement, Change Management, Consulting, Project Management, Waterfall, Management Consulting, Enterprise Software, Information Technology, Product Management, Strategy, Management, Strategic Planning, Integration, Analysis, Marketing Strategy, Start-ups
Education
Thunderbird School of Global Management 1988 — 1989
MIM, Master of International Management
Traynor Consulting, Inc. January 1998 - Present
Insurity 2006 - 2009
LPL Financial January 2004 - July 2004
Morgan Stanley 1998 - 2001
Metlife 1997 - 1998
PaineWebber 1992 - 1997
Skills
Software Project..., Program Management, Requirements Analysis, Project Portfolio..., SDLC, Business Analysis, Requirements Gathering, Agile Project Management, PMP, PMO, Resource Management, Business Process..., Business Process Design, Vendor Management, Business Intelligence, SharePoint, Visio, Process Improvement, Change Management, Consulting, Project Management, Waterfall, Management Consulting, Enterprise Software, Information Technology, Product Management, Strategy, Management, Strategic Planning, Integration, Analysis, Marketing Strategy, Start-ups
Education
Thunderbird School of Global Management 1988 — 1989
MIM, Master of International Management
Christopher St. Laurent Christopher St. Laurent's LPL Financial Experience 2012 - Present
Job President at Saint Laurent Wealth Management
Industry Financial Services
Experience
Saint Laurent Wealth Management October 2014 - Present
LPL Financial 2012 - Present
BBVA Compass November 2004 - May 2012
Vista Analytics, LLC September 1997 - July 2004
Paul L. ComstockCo February 1994 - September 1997
Central United Life Insurance Company May 1992 - May 1994
Skills
Wealth Management, Investments, Series 7, Portfolio Management, Asset Managment, Mutual Funds, Fixed Income, Investment Advisory, Series 63, Banking, Life Insurance, Finance, Investment Strategies, Financial Planning, Risk Management, Financial Services, Asset Allocation, Management, Insurance, Securities, Financial Markets, Financial Advisory
Education
University of Houston, C.T. Bauer College of Business
Bachelor of Business Administration (B.B.A.)
The University of Texas at Austin 1988 — 1990
Stratford High School 1985 — 1986
Westchester High School 1982 — 1985
Saint Laurent Wealth Management October 2014 - Present
LPL Financial 2012 - Present
BBVA Compass November 2004 - May 2012
Vista Analytics, LLC September 1997 - July 2004
Paul L. ComstockCo February 1994 - September 1997
Central United Life Insurance Company May 1992 - May 1994
Skills
Wealth Management, Investments, Series 7, Portfolio Management, Asset Managment, Mutual Funds, Fixed Income, Investment Advisory, Series 63, Banking, Life Insurance, Finance, Investment Strategies, Financial Planning, Risk Management, Financial Services, Asset Allocation, Management, Insurance, Securities, Financial Markets, Financial Advisory
Education
University of Houston, C.T. Bauer College of Business
Bachelor of Business Administration (B.B.A.)
The University of Texas at Austin 1988 — 1990
Stratford High School 1985 — 1986
Westchester High School 1982 — 1985
Gil Savage Gil Savage's LPL Financial Experience 1998 - September 2008
Job Retired
Industry Internet
Experience
Retired September 2014 - Present
Board, American Association of Community Theatre 2006 - Present
Scantron March 2009 - Present
IIBA - International Institute of Business Analyses 2009 - 2011
LPL Financial 1998 - September 2008
Scripps Ranch Theatre 2003 - 2007
America Online / AOL Productions 1996 - 1998
Compton's NewMedia 1993 - 1996
GS Communications 1980 - 1993
Skills
SDLC, User Experience, Business Analysis, Requirements Analysis, Product Management, Theatre Management, Training, Product Development, Theatre, Business Intelligence, Process Improvement, Project Planning, User Interface Design, Enterprise Architecture, Strategic Planning, Integration, Scrum, Agile Methodologies, Business Process, Enterprise Software, Software Development, Quality Assurance, Microsoft SQL Server, Project Portfolio..., Risk Management, Agile Project Management, Vendor Management, Strategy, CRM, SaaS, Business Process..., Requirements Gathering
Education
United States International University 1966 — 1970
BFA
Kearny High School
Retired September 2014 - Present
Board, American Association of Community Theatre 2006 - Present
Scantron March 2009 - Present
IIBA - International Institute of Business Analyses 2009 - 2011
LPL Financial 1998 - September 2008
Scripps Ranch Theatre 2003 - 2007
America Online / AOL Productions 1996 - 1998
Compton's NewMedia 1993 - 1996
GS Communications 1980 - 1993
Skills
SDLC, User Experience, Business Analysis, Requirements Analysis, Product Management, Theatre Management, Training, Product Development, Theatre, Business Intelligence, Process Improvement, Project Planning, User Interface Design, Enterprise Architecture, Strategic Planning, Integration, Scrum, Agile Methodologies, Business Process, Enterprise Software, Software Development, Quality Assurance, Microsoft SQL Server, Project Portfolio..., Risk Management, Agile Project Management, Vendor Management, Strategy, CRM, SaaS, Business Process..., Requirements Gathering
Education
United States International University 1966 — 1970
BFA
Kearny High School
Luis R. Padilla Luis R. Padilla's LPL Financial Experience April 2014 - Present
Job AVP Internal Audit at LPL Financial
Industry Management Consulting
Experience
LPL Financial April 2014 - Present
Deloitte September 2005 - April 2014
Capgemini April 2004 - September 2005
Deloitte. October 2002 - April 2004
KPMG January 2002 - October 2002
NASA 1999 - 1999
Skills
Internal Controls, Internal Audit, Auditing, Business Process..., US GAAP, Enterprise Risk..., Risk Assessment, Sarbanes-Oxley, External Audit, Finance Transformation, Financial Audits, Business Process, Risk Management, French, IT Audit, Contract Management, Corporate Governance, Managerial Finance, Sarbanes-Oxley Act, Assurance, Account Reconciliation, Financial Analysis, Quality Auditing, International Project..., Financial Advisory, Compliance Audits, Process Improvement, Cost Accounting, Fixed Assets, Spanish, Third Party Inspection, Program Management, Shared Services, Finance, Corporate Finance, Compliance, Third Party Vendor..., Third Party Claims, Global Operations, Global Regulatory..., Project Management, Employee Training, Training Delivery, Career Counseling, Management Due Diligence, Budgets, Microsoft Office, Microsoft Excel, PowerPoint development, Variance Analysis
Education
The University of Texas at Austin 2000 — 2001
Master in Professional Accounting, Audit
Universidad de Puerto Rico - Recinto Universitario de Mayagüez 1996 — 2000
Bachelor in Science of Business Administration, Accounting & Finance
LPL Financial April 2014 - Present
Deloitte September 2005 - April 2014
Capgemini April 2004 - September 2005
Deloitte. October 2002 - April 2004
KPMG January 2002 - October 2002
NASA 1999 - 1999
Skills
Internal Controls, Internal Audit, Auditing, Business Process..., US GAAP, Enterprise Risk..., Risk Assessment, Sarbanes-Oxley, External Audit, Finance Transformation, Financial Audits, Business Process, Risk Management, French, IT Audit, Contract Management, Corporate Governance, Managerial Finance, Sarbanes-Oxley Act, Assurance, Account Reconciliation, Financial Analysis, Quality Auditing, International Project..., Financial Advisory, Compliance Audits, Process Improvement, Cost Accounting, Fixed Assets, Spanish, Third Party Inspection, Program Management, Shared Services, Finance, Corporate Finance, Compliance, Third Party Vendor..., Third Party Claims, Global Operations, Global Regulatory..., Project Management, Employee Training, Training Delivery, Career Counseling, Management Due Diligence, Budgets, Microsoft Office, Microsoft Excel, PowerPoint development, Variance Analysis
Education
The University of Texas at Austin 2000 — 2001
Master in Professional Accounting, Audit
Universidad de Puerto Rico - Recinto Universitario de Mayagüez 1996 — 2000
Bachelor in Science of Business Administration, Accounting & Finance
Tristan Talley's LPL Financial Experience 2010 - 2014
Job Vice President of Wealth Management at Bukaty Companies
Industry Financial Services
Experience
Bukaty Companies August 2005 - Present
Bukaty Companies-Beckett & Taylor Agency 2005 - Present
LPL Financial 2010 - 2014
LPL Financial 2010 - 2014
Lincoln Investment Planning June 1999 - March 2006
Skills
Retirement Planning, 401k, Disability Insurance, Insurance, Wealth Management, Life Insurance, Retirement, Alternative Investments, Health Insurance, Employee Benefits, Series 63, Pensions, Investments, Portfolio Management, Qualified Retirement..., Investment Advisory, Asset Allocation, Investment Strategies, Risk Management
Education
The University of Kansas 1993 — 1999
BS, Business & Economics
High School 1990 — 1993
Bukaty Companies August 2005 - Present
Bukaty Companies-Beckett & Taylor Agency 2005 - Present
LPL Financial 2010 - 2014
LPL Financial 2010 - 2014
Lincoln Investment Planning June 1999 - March 2006
Skills
Retirement Planning, 401k, Disability Insurance, Insurance, Wealth Management, Life Insurance, Retirement, Alternative Investments, Health Insurance, Employee Benefits, Series 63, Pensions, Investments, Portfolio Management, Qualified Retirement..., Investment Advisory, Asset Allocation, Investment Strategies, Risk Management
Education
The University of Kansas 1993 — 1999
BS, Business & Economics
High School 1990 — 1993
Remus Tomici Remus Tomici's LPL Financial Experience March 2006 - March 2007
Job Senior Equity Research Associate Global Large Cap I MBA Candidate University of Chicago Booth School of Business
Industry Investment Management
Experience
Metropolitan West Capital Management August 2013 - Present
Metropolitan West Capital Management June 2010 - August 2013
PIMCO December 2007 - June 2010
PIMCO March 2007 - December 2007
LPL Financial March 2006 - March 2007
Skyline Properties May 2004 - March 2006
Trash Kingz June 2000 - May 2004
Skills
Fixed Income Products, Equity Trading, Equity Capital Markets, Fixed Income Trading, Asset Management, Asset Allocation, Equity Valuation, Equity Derivatives, Credit Risk, Risk Analysis, Contract Review, Compliance, VBA, Bloomberg Terminal, Currency, Derivatives, Credit Derivatives, Futures, FX Options, Options, High Yield, Excel, Currency Hedging, International Equities, Fixed Income, Equities, Portfolio Management, Bonds, Hedging, Investment Strategies, FX, Bloomberg, Valuation, Financial Modeling, Trading, Capital IQ, Performance Attribution, DCF, Alternative Investments, Mutual Funds, Microsoft Excel, Investments, Hedge Funds, Financial Analysis, Finance, Capital Markets, Investment Management, Securities, Equity Research, Analysis
Education
The University of Chicago Booth School of Business 2014 — 2016
Master of Business Administration (MBA), Finance, Accounting, Entrepreneurship, Strategy, B+ average (grade non-disclosure prevents disclosing actual GPA)
University of Washington 1998 — 2003
BA, Sociology
CFA Institute- CFA Level II Candidate
Metropolitan West Capital Management August 2013 - Present
Metropolitan West Capital Management June 2010 - August 2013
PIMCO December 2007 - June 2010
PIMCO March 2007 - December 2007
LPL Financial March 2006 - March 2007
Skyline Properties May 2004 - March 2006
Trash Kingz June 2000 - May 2004
Skills
Fixed Income Products, Equity Trading, Equity Capital Markets, Fixed Income Trading, Asset Management, Asset Allocation, Equity Valuation, Equity Derivatives, Credit Risk, Risk Analysis, Contract Review, Compliance, VBA, Bloomberg Terminal, Currency, Derivatives, Credit Derivatives, Futures, FX Options, Options, High Yield, Excel, Currency Hedging, International Equities, Fixed Income, Equities, Portfolio Management, Bonds, Hedging, Investment Strategies, FX, Bloomberg, Valuation, Financial Modeling, Trading, Capital IQ, Performance Attribution, DCF, Alternative Investments, Mutual Funds, Microsoft Excel, Investments, Hedge Funds, Financial Analysis, Finance, Capital Markets, Investment Management, Securities, Equity Research, Analysis
Education
The University of Chicago Booth School of Business 2014 — 2016
Master of Business Administration (MBA), Finance, Accounting, Entrepreneurship, Strategy, B+ average (grade non-disclosure prevents disclosing actual GPA)
University of Washington 1998 — 2003
BA, Sociology
CFA Institute- CFA Level II Candidate
Al McIntee Al McIntee's LPL Financial Experience June 2007 - April 2013
Job Financial Advisor at Wells Fargo Advisors Financial Network
Industry Financial Services
Experience
Wells Fargo Advisors Financial Network November 2014 - Present
Independent Advisor Consulting, LLC October 2013 - November 2014
Cetera Advisor Networks LLC April 2013 - October 2013
LPL Financial June 2007 - April 2013
Schwab Institutional 2003 - 2007
Charles Schwab April 1996 - April 2003
Skills
Business Development, Investments, Financial Services, Management, Sales, Marketing, Sales Management, Recruiting, Business Strategy, Sales Presentations, Series 7, Retirement, Retirement Planning, Series 63, Selling, Mutual Funds, Financial Advisory, Wealth Management, Financial Planning
Education
Towson University 1985 — 1990
BS, Business
Archbishop Curley High School 1981 — 1985
Finance, General
Wells Fargo Advisors Financial Network November 2014 - Present
Independent Advisor Consulting, LLC October 2013 - November 2014
Cetera Advisor Networks LLC April 2013 - October 2013
LPL Financial June 2007 - April 2013
Schwab Institutional 2003 - 2007
Charles Schwab April 1996 - April 2003
Skills
Business Development, Investments, Financial Services, Management, Sales, Marketing, Sales Management, Recruiting, Business Strategy, Sales Presentations, Series 7, Retirement, Retirement Planning, Series 63, Selling, Mutual Funds, Financial Advisory, Wealth Management, Financial Planning
Education
Towson University 1985 — 1990
BS, Business
Archbishop Curley High School 1981 — 1985
Finance, General
Frank Reilly's LPL Financial Experience October 1997 - October 1999
Job President, COO & Cofounder at Reilly Financial Advisors
Industry Financial Services
Experience
Reilly Financial Advisors October 1999 - Present
LPL Financial October 1997 - October 1999
LPL Financial October 1996 - October 1997
LPL Financial October 1994 - October 1996
LPL Financial 1991 - October 1994
Skills
Investment Management, Wealth Management, Relationship Management, Investment Advisory..., Retirement Planning, Strategic Financial..., Portfolio Management, Asset Managment, Investments, Estate Planning, Securities, Financial Planners, Investment Advisory, Series 7, Equities, Personal Financial..., Asset Allocation, Financial Services, Financial Planning, Mutual Funds, Executive Management, Series 63, Asset Management
Education
United States International University 1987 — 1988
Masters; International Business Administration
Univeristy of San Diego 1986 — 1987
Masters of Business Administration
United States International University 1983 — 1986
Bachelor of Science; International Business Administration
University of Toledo 1982 — 1983
Business
Crawford High School
Reilly Financial Advisors October 1999 - Present
LPL Financial October 1997 - October 1999
LPL Financial October 1996 - October 1997
LPL Financial October 1994 - October 1996
LPL Financial 1991 - October 1994
Skills
Investment Management, Wealth Management, Relationship Management, Investment Advisory..., Retirement Planning, Strategic Financial..., Portfolio Management, Asset Managment, Investments, Estate Planning, Securities, Financial Planners, Investment Advisory, Series 7, Equities, Personal Financial..., Asset Allocation, Financial Services, Financial Planning, Mutual Funds, Executive Management, Series 63, Asset Management
Education
United States International University 1987 — 1988
Masters; International Business Administration
Univeristy of San Diego 1986 — 1987
Masters of Business Administration
United States International University 1983 — 1986
Bachelor of Science; International Business Administration
University of Toledo 1982 — 1983
Business
Crawford High School
Scott Solomon Scott Solomon's LPL Financial Experience May 2006 - Present
Job Registered Principal at LPL Financial
Industry Financial Services
Experience
LPL Financial May 2006 - Present
American Red Cross 1990 - 2011
A G Edwards November 1996 - November 2005
Merrill Lynch 1994 - 1996
Ernst & Young 1982 - 1990
Education
The University of Georgia 1977 — 1982
BA and MACC, Accounting / Taxes
LPL Financial May 2006 - Present
American Red Cross 1990 - 2011
A G Edwards November 1996 - November 2005
Merrill Lynch 1994 - 1996
Ernst & Young 1982 - 1990
Education
The University of Georgia 1977 — 1982
BA and MACC, Accounting / Taxes
Sari Kessler Sari Kessler's LPL Financial Experience December 2008 - February 2011
Job Compliance Analyst at Wellington Management
Industry Financial Services
Experience
Wellington Management June 2013 - Present
Eaton Vance October 2011 - June 2013
LPL Financial December 2008 - February 2011
LPL Financial June 2007 - August 2008
LPL Financial January 2006 - June 2007
LPL Financial November 2005 - January 2006
Morgan Stanley January 2004 - September 2005
Education
The George Washington University 2001 — 2005
Bachelors, Accounting
Wellington Management June 2013 - Present
Eaton Vance October 2011 - June 2013
LPL Financial December 2008 - February 2011
LPL Financial June 2007 - August 2008
LPL Financial January 2006 - June 2007
LPL Financial November 2005 - January 2006
Morgan Stanley January 2004 - September 2005
Education
The George Washington University 2001 — 2005
Bachelors, Accounting
Greg Turcotte Greg Turcotte's LPL Financial Experience September 2013 - Present
Job Wealth Advisor at Stratos Wealth Partners
Industry Financial Services
Experience
Stratos Wealth Partners September 2013 - Present
LPL Financial September 2013 - Present
Heritage Private Wealth December 2010 - August 2013
First Heartland Capital, Inc. August 2009 - August 2013
The Advanced Strategies Group August 2009 - November 2010
Man O' War Golf September 2006 - March 2008
Lincoln Financial Advisors June 2006 - August 2006
Skills
Wealth Management, Investments, Financial Services, Strategic Planning, Life Insurance, Health Insurance
Education
Transylvania University 2005 — 2009
B.A., Business Administration (Marketing, Finance)
University of Kentucky 2004 — 2005
Business
Covington Catholic High School 2000 — 2004
Stratos Wealth Partners September 2013 - Present
LPL Financial September 2013 - Present
Heritage Private Wealth December 2010 - August 2013
First Heartland Capital, Inc. August 2009 - August 2013
The Advanced Strategies Group August 2009 - November 2010
Man O' War Golf September 2006 - March 2008
Lincoln Financial Advisors June 2006 - August 2006
Skills
Wealth Management, Investments, Financial Services, Strategic Planning, Life Insurance, Health Insurance
Education
Transylvania University 2005 — 2009
B.A., Business Administration (Marketing, Finance)
University of Kentucky 2004 — 2005
Business
Covington Catholic High School 2000 — 2004
Scott Fewin Scott Fewin's LPL Financial Experience 2013 - Present
Job Senior Financial Services Leader | Investment & Wealth Manager | Business Developer
Industry Financial Services
Experience
LPL Financial 2013 - Present
Credit Suisse 2011 - 2013
Raising the Bar USA, LLC 2010 - 2011
Merrill Lynch International 1994 - 2009
U.S. Department of State 1989 - 1994
United States Army 1983 - 1989
Skills
Investments, Asset Managment, Wealth Management, Strategy, Risk Management, Coaching, Entrepreneurship, Business Development, Alternative Investment..., High Performance..., UCITS, Building High..., Investment Advisory, Investment Policy..., Client Aquisition, Family Office, Registered Investment..., Sales Management..., Wealth Preservation..., Asset Management, Leadership, Finance, Wealth Management..., Management, Portfolio Management, Training, Private Banking, Investment Banking, Financial Markets
Education
United States Military Academy at West Point 1979 — 1983
BS, Civil Enginnering
LPL Financial 2013 - Present
Credit Suisse 2011 - 2013
Raising the Bar USA, LLC 2010 - 2011
Merrill Lynch International 1994 - 2009
U.S. Department of State 1989 - 1994
United States Army 1983 - 1989
Skills
Investments, Asset Managment, Wealth Management, Strategy, Risk Management, Coaching, Entrepreneurship, Business Development, Alternative Investment..., High Performance..., UCITS, Building High..., Investment Advisory, Investment Policy..., Client Aquisition, Family Office, Registered Investment..., Sales Management..., Wealth Preservation..., Asset Management, Leadership, Finance, Wealth Management..., Management, Portfolio Management, Training, Private Banking, Investment Banking, Financial Markets
Education
United States Military Academy at West Point 1979 — 1983
BS, Civil Enginnering
Mitchell Berman Mitchell Berman's LPL Financial Experience September 2010 - Present
Job Financial Services Professional
Industry Financial Services
Experience
LPL Financial September 2010 - Present
BNY Mellon Wealth Management May 2008 - August 2010
ADP January 2007 - April 2008
Principal Financial Group July 2004 - July 2006
ADP January 1998 - June 2004
Mercer Global Advisors January 1996 - December 1998
Skills
Sales Management, Relationship Management, Team Building, Territory..., Sales Presentations, Retirement Planning, Group Benefit Plans, Retirement, Employee Benefits, Asset Allocation, Defined Benefit
Education
The Ohio State University 1978 — 1982
BS, Business Administration
LPL Financial September 2010 - Present
BNY Mellon Wealth Management May 2008 - August 2010
ADP January 2007 - April 2008
Principal Financial Group July 2004 - July 2006
ADP January 1998 - June 2004
Mercer Global Advisors January 1996 - December 1998
Skills
Sales Management, Relationship Management, Team Building, Territory..., Sales Presentations, Retirement Planning, Group Benefit Plans, Retirement, Employee Benefits, Asset Allocation, Defined Benefit
Education
The Ohio State University 1978 — 1982
BS, Business Administration
Kelly Haskins Kelly Haskins's LPL Financial Experience 2007 - December 2011
Job SVP, Director of Community Banking Projects & Chief of Staff to CB EVP
Industry Financial Services
Experience
Webster Bank January 2012 - Present
LPL Financial 2007 - December 2011
EMC 2010 - 2010
Webster Bank 1998 - 2007
Webster Financial Corporation 1996 - 1998
Old Kent Financial Corporation 1992 - 1996
G.T. Capital Management 1989 - 1992
Dean Witter Reynolds 1986 - 1989
Skills
Banking, Business Process..., CRM, FINRA, Financial Services, Investments, Leadership, Management, Mergers, Portfolio Management, Program Management, Strategic Financial..., Outsourcing, Finance, Financial Analysis, Financial Planning, Insurance, Loans, Process Improvement, Risk Management
Education
The University of Connecticut School of Business 2001 — 2002
Executive Masters Program, Business
University of Connecticut 1982 — 1986
BA Honors, Economics
Webster Bank January 2012 - Present
LPL Financial 2007 - December 2011
EMC 2010 - 2010
Webster Bank 1998 - 2007
Webster Financial Corporation 1996 - 1998
Old Kent Financial Corporation 1992 - 1996
G.T. Capital Management 1989 - 1992
Dean Witter Reynolds 1986 - 1989
Skills
Banking, Business Process..., CRM, FINRA, Financial Services, Investments, Leadership, Management, Mergers, Portfolio Management, Program Management, Strategic Financial..., Outsourcing, Finance, Financial Analysis, Financial Planning, Insurance, Loans, Process Improvement, Risk Management
Education
The University of Connecticut School of Business 2001 — 2002
Executive Masters Program, Business
University of Connecticut 1982 — 1986
BA Honors, Economics
Brent Niswander Brent Niswander's LPL Financial Experience October 2014 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial October 2014 - Present
State Farm June 2014 - October 2014
PNC October 2012 - June 2014
Fifth Third Securities April 2011 - October 2012
Morgan Stanley Smith Barney December 2007 - April 2011
Wachovia Bank May 2006 - December 2007
Allstate Insurance August 1990 - May 2006
Skills
Financial Advisory, Investments, Strategic Financial..., Insurance, Finance, Mortgage Lending, Investment Strategies, Banking, Risk Management, Financial Services, Fixed Annuities, Series 7, Loans, Wealth Management, Series 63, Securities, Credit, Relationship Management, Fixed Income, Wealth
Education
The Ohio State University 1984 — 1988
Bachelor of Science in Business Administration, Business Administration and Management, General
LPL Financial October 2014 - Present
State Farm June 2014 - October 2014
PNC October 2012 - June 2014
Fifth Third Securities April 2011 - October 2012
Morgan Stanley Smith Barney December 2007 - April 2011
Wachovia Bank May 2006 - December 2007
Allstate Insurance August 1990 - May 2006
Skills
Financial Advisory, Investments, Strategic Financial..., Insurance, Finance, Mortgage Lending, Investment Strategies, Banking, Risk Management, Financial Services, Fixed Annuities, Series 7, Loans, Wealth Management, Series 63, Securities, Credit, Relationship Management, Fixed Income, Wealth
Education
The Ohio State University 1984 — 1988
Bachelor of Science in Business Administration, Business Administration and Management, General
Andrew R. Carro's LPL Financial Experience March 2009 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2009 - Present
Merrill Lynch January 1999 - March 2009
Koch Industries August 1998 - January 1999
PepsiCo January 1995 - August 1998
Education
Wichita State University 1989 — 1991
Master's degree, Business Administration and Management, General
The University of Kansas 1983 — 1987
Bachelor’s Degree, Business Administration and Management, General
Winfield,KS High School 1979 — 1983
High School
LPL Financial March 2009 - Present
Merrill Lynch January 1999 - March 2009
Koch Industries August 1998 - January 1999
PepsiCo January 1995 - August 1998
Education
Wichita State University 1989 — 1991
Master's degree, Business Administration and Management, General
The University of Kansas 1983 — 1987
Bachelor’s Degree, Business Administration and Management, General
Winfield,KS High School 1979 — 1983
High School
Trey Dorman's LPL Financial Experience January 2012 - June 2014
Job Agency Director at AIG Financial Network
Industry Financial Services
Experience
AIG May 2015 - Present
AIG June 2014 - May 2015
LPL Financial January 2012 - June 2014
NEXT Financial Group, Inc. June 2005 - December 2012
Skills
Investments, Life Insurance, Estate Planning, Strategic Financial..., Retirement Planning, Strategy, Training, Property & Casualty..., Asset Management, Series 7, New Business Development, Product Knowledge, Series 63, Creative Problem Solving, Marketing Strategy, Asset Protection, Customer Retention, Team Management, Computer Proficiency, Series 6, Series 65
Education
Troy University 2000 — 2002
Master's degree, Risk Management and Insurance
Troy University 1994 — 2000
Bachelor of Science (BS), Mathematics and Computer Science
AIG May 2015 - Present
AIG June 2014 - May 2015
LPL Financial January 2012 - June 2014
NEXT Financial Group, Inc. June 2005 - December 2012
Skills
Investments, Life Insurance, Estate Planning, Strategic Financial..., Retirement Planning, Strategy, Training, Property & Casualty..., Asset Management, Series 7, New Business Development, Product Knowledge, Series 63, Creative Problem Solving, Marketing Strategy, Asset Protection, Customer Retention, Team Management, Computer Proficiency, Series 6, Series 65
Education
Troy University 2000 — 2002
Master's degree, Risk Management and Insurance
Troy University 1994 — 2000
Bachelor of Science (BS), Mathematics and Computer Science
Kyle Whitehead Kyle Whitehead's LPL Financial Experience May 2008 - August 2010
Job Associate Investment Management at Morgan, Lewis & Bockius LLP
Industry Law Practice
Experience
Morgan, Lewis & Bockius LLP August 2015 - Present
Carlton Fields Jorden Burt September 2013 - August 2015
Jorden Burt LLP September 2012 - April 2013
Jorden Burt LLP May 2012 - August 2012
US Securities and Exchange Commission January 2012 - April 2012
Rivero Mestre LLP July 2011 - August 2011
Miami-Dade County Office of the State Attorney May 2011 - July 2011
LPL Financial May 2008 - August 2010
LPL Financial May 2007 - May 2008
Merrill Lynch September 2006 - January 2007
Education
The George Washington University Law School 2011 — 2013
JD, Law, With Honors
University of Miami School of Law 2010 — 2011
JD, Law
University of Virginia 2000 — 2004
BA, Economics
Morgan, Lewis & Bockius LLP August 2015 - Present
Carlton Fields Jorden Burt September 2013 - August 2015
Jorden Burt LLP September 2012 - April 2013
Jorden Burt LLP May 2012 - August 2012
US Securities and Exchange Commission January 2012 - April 2012
Rivero Mestre LLP July 2011 - August 2011
Miami-Dade County Office of the State Attorney May 2011 - July 2011
LPL Financial May 2008 - August 2010
LPL Financial May 2007 - May 2008
Merrill Lynch September 2006 - January 2007
Education
The George Washington University Law School 2011 — 2013
JD, Law, With Honors
University of Miami School of Law 2010 — 2011
JD, Law
University of Virginia 2000 — 2004
BA, Economics
Michael Cassisa Michael Cassisa's LPL Financial Experience December 2012 - Present
Job VP Advisor Facing Software Engineering
Industry Financial Services
Experience
LPL Financial December 2012 - Present
Cricket Communications May 2004 - December 2012
Cricket Wireless August 2009 - October 2010
Cricket Wireless December 2005 - August 2009
Cricket Wireless April 2004 - December 2005
DRS September 2001 - April 2004
US Navy May 1995 - September 2001
Skills
TIBCO, EAI, Middleware, Java Enterprise Edition, Software Engineering, Java, ColdFusion, software development..., Software Development, ESB, Cross-functional Team..., Integration, SOA, Agile Methodologies, SDLC, Web Services, Enterprise Architecture, Enterprise Software, Program Management, Business Process, E-commerce, Data Warehousing, Wireless, SaaS, Scrum, Oracle
Education
The University of New Mexico 1990 — 1995
BS, Chemical Engineering
UCSD Extensions
LPL Financial December 2012 - Present
Cricket Communications May 2004 - December 2012
Cricket Wireless August 2009 - October 2010
Cricket Wireless December 2005 - August 2009
Cricket Wireless April 2004 - December 2005
DRS September 2001 - April 2004
US Navy May 1995 - September 2001
Skills
TIBCO, EAI, Middleware, Java Enterprise Edition, Software Engineering, Java, ColdFusion, software development..., Software Development, ESB, Cross-functional Team..., Integration, SOA, Agile Methodologies, SDLC, Web Services, Enterprise Architecture, Enterprise Software, Program Management, Business Process, E-commerce, Data Warehousing, Wireless, SaaS, Scrum, Oracle
Education
The University of New Mexico 1990 — 1995
BS, Chemical Engineering
UCSD Extensions
William Knudsen William Knudsen's LPL Financial Experience June 2015 - Present
Job Wealth Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2015 - Present
Huntington Investment Company April 2008 - June 2015
Fifth Third Securities September 2004 - March 2008
Huntington Investment Company January 2000 - August 2004
Huntington Investment Company December 1998 - January 2000
Skills
Securities, Investments, Financial Services, Finance, FINRA, Wealth, Insurance, Retirement Planning, Wealth Management, Mutual Funds
Education
The Ohio State University 1993 — 1997
Bachelor’s Degree, Economics
LPL Financial June 2015 - Present
Huntington Investment Company April 2008 - June 2015
Fifth Third Securities September 2004 - March 2008
Huntington Investment Company January 2000 - August 2004
Huntington Investment Company December 1998 - January 2000
Skills
Securities, Investments, Financial Services, Finance, FINRA, Wealth, Insurance, Retirement Planning, Wealth Management, Mutual Funds
Education
The Ohio State University 1993 — 1997
Bachelor’s Degree, Economics
Norene Wolff Norene Wolff's LPL Financial Experience June 2006 - October 2006
Job Broker at FCStone
Industry Oil & Energy
Experience
INTL FCStone Inc. March 2015 - Present
Ulysses Commodities LLC May 2014 - December 2014
Mercuria Energy America, Inc March 2013 - December 2013
Mercuria Energy Trading S.A. June 2012 - February 2013
Mercuria Energy Trading S.A. April 2011 - May 2012
BP September 2008 - March 2011
BP March 2007 - August 2008
Legent Clearing November 2006 - March 2007
LPL Financial June 2006 - October 2006
LPL Financial Services December 2004 - May 2006
Skills
Trading, Microsoft Excel, Fixed Income, Analysis, Equities, PowerPoint, Microsoft Office, Management, Commodity, Financial Risk, Market Risk, Due Diligence, Securities, Commodity Markets, Hedging, Options, Risk Management
Education
Tufts University 1999 — 2003
BS, Quantitative Economics
Tufts University
Bachelor of Science, Quantitative Economics
INTL FCStone Inc. March 2015 - Present
Ulysses Commodities LLC May 2014 - December 2014
Mercuria Energy America, Inc March 2013 - December 2013
Mercuria Energy Trading S.A. June 2012 - February 2013
Mercuria Energy Trading S.A. April 2011 - May 2012
BP September 2008 - March 2011
BP March 2007 - August 2008
Legent Clearing November 2006 - March 2007
LPL Financial June 2006 - October 2006
LPL Financial Services December 2004 - May 2006
Skills
Trading, Microsoft Excel, Fixed Income, Analysis, Equities, PowerPoint, Microsoft Office, Management, Commodity, Financial Risk, Market Risk, Due Diligence, Securities, Commodity Markets, Hedging, Options, Risk Management
Education
Tufts University 1999 — 2003
BS, Quantitative Economics
Tufts University
Bachelor of Science, Quantitative Economics
Eric W. Min's LPL Financial Experience June 2006 - August 2010
Job Manager at PwC Advisory
Industry Management Consulting
Experience
PwC August 2012 - Present
LPL Financial June 2006 - August 2010
Skills
Operational Risk..., Operational Excellence, Business Strategy, Risk Assessment, Cross-functional Team..., Financial Analysis, Mortgage Lending, Process Improvement, Regulatory Compliance, Series 7, Series 24, Series 63
Education
University of California, Los Angeles - The Anderson School of Management 2010 — 2012
Master of Business Administration (M.B.A.)
University of California, San Diego 2003 — 2006
B.S., Management Science, cum laude
PwC August 2012 - Present
LPL Financial June 2006 - August 2010
Skills
Operational Risk..., Operational Excellence, Business Strategy, Risk Assessment, Cross-functional Team..., Financial Analysis, Mortgage Lending, Process Improvement, Regulatory Compliance, Series 7, Series 24, Series 63
Education
University of California, Los Angeles - The Anderson School of Management 2010 — 2012
Master of Business Administration (M.B.A.)
University of California, San Diego 2003 — 2006
B.S., Management Science, cum laude
Michael Kobbervig Michael Kobbervig's LPL Financial Experience July 2012 - June 2013
Job Senior Vice President, Retirement Division at Bell State Bank and Trust
Industry Financial Services
Experience
Bell State Bank and Trust June 2013 - Present
LPL Financial July 2012 - June 2013
Alerus Financial June 1997 - July 2012
Alerus Financial June 1997 - July 2012
Skills
Retirement, Securities, 401k, Retirement Plan..., Retirement Planning, Series 63, Investments, Wealth Management, Mutual Funds, Portfolio Management, Series 7, Asset Allocation
Education
The University of North Dakota 1994 — 1997
Bachelor's of Business Administration, Finance
Valley City High School 1987 — 1993
The University of North Dakota
Bell State Bank and Trust June 2013 - Present
LPL Financial July 2012 - June 2013
Alerus Financial June 1997 - July 2012
Alerus Financial June 1997 - July 2012
Skills
Retirement, Securities, 401k, Retirement Plan..., Retirement Planning, Series 63, Investments, Wealth Management, Mutual Funds, Portfolio Management, Series 7, Asset Allocation
Education
The University of North Dakota 1994 — 1997
Bachelor's of Business Administration, Finance
Valley City High School 1987 — 1993
The University of North Dakota
Sophie (Ma) Malaczko Sophie (Ma) Malaczko's LPL Financial Experience September 2009 - October 2009
Job Account Supervisor with Strong Strategic Background
Industry Marketing and Advertising
Experience
LehmanMillet April 2014 - Present
Palio+Ignite December 2013 - April 2014
Palio+Ignite September 2013 - December 2013
Palio+Ignite August 2012 - September 2013
Palio+Ignite August 2011 - August 2012
Palio+Ignite October 2009 - August 2011
LPL Financial September 2009 - October 2009
Citi Smith Barney November 2006 - May 2009
Johns Hopkins Center for Language and Speech Processing 2005 - 2005
The Johns Hopkins Hospital, Department of Neurology, Epilepsy May 2004 - September 2004
Skills
Advertising, Digital Strategy, Digital Marketing, Mobile Marketing, Online Marketing, Pharmaceuticals, Medical Devices, Client Development, Content Strategy, Copywriting, Copy Editing, Proofreading, Online Advertising, Strategy Development, Clinical, Information Architecture, Strategy, Marketing, Relationship Management, Client Issue Resolution, Strategic Brand..., CRM, Project Management, Digital Project..., Editorial, New Business..., Pitch Development, Advertising Agency, Digital Agency, Account Servicing, Marketing Budget..., Budget Reconciliation, Budget Forecasts, Strategic Planning, Wealth Management, Relating to Clients, Listening to customers, Empathy, Presentation Development, Client Presentation, Communication, Product Launch, Program Launch, Event Planning, Social Media Marketing, Metrics Reporting, Analytics, Public Health, Health Policy, Direct to Consumer
Education
The Johns Hopkins University Bloomberg School of Public Health 2005 — 2006
Bachlor of Arts, Public Health Studies
The Johns Hopkins University 2002 — 2006
Bachelor's, Public Health, Economics
Capistrano Valley High School 1998 — 2002
LehmanMillet April 2014 - Present
Palio+Ignite December 2013 - April 2014
Palio+Ignite September 2013 - December 2013
Palio+Ignite August 2012 - September 2013
Palio+Ignite August 2011 - August 2012
Palio+Ignite October 2009 - August 2011
LPL Financial September 2009 - October 2009
Citi Smith Barney November 2006 - May 2009
Johns Hopkins Center for Language and Speech Processing 2005 - 2005
The Johns Hopkins Hospital, Department of Neurology, Epilepsy May 2004 - September 2004
Skills
Advertising, Digital Strategy, Digital Marketing, Mobile Marketing, Online Marketing, Pharmaceuticals, Medical Devices, Client Development, Content Strategy, Copywriting, Copy Editing, Proofreading, Online Advertising, Strategy Development, Clinical, Information Architecture, Strategy, Marketing, Relationship Management, Client Issue Resolution, Strategic Brand..., CRM, Project Management, Digital Project..., Editorial, New Business..., Pitch Development, Advertising Agency, Digital Agency, Account Servicing, Marketing Budget..., Budget Reconciliation, Budget Forecasts, Strategic Planning, Wealth Management, Relating to Clients, Listening to customers, Empathy, Presentation Development, Client Presentation, Communication, Product Launch, Program Launch, Event Planning, Social Media Marketing, Metrics Reporting, Analytics, Public Health, Health Policy, Direct to Consumer
Education
The Johns Hopkins University Bloomberg School of Public Health 2005 — 2006
Bachlor of Arts, Public Health Studies
The Johns Hopkins University 2002 — 2006
Bachelor's, Public Health, Economics
Capistrano Valley High School 1998 — 2002
Sam Sherman Sam Sherman's LPL Financial Experience June 2011 - August 2011
Job Senior Project Manager at mProve Health
Industry Civic & Social Organization
Experience
mProve Health September 2015 - Present
The Advisory Board Company February 2015 - September 2015
Clinovations November 2013 - February 2015
Covidien October 2012 - April 2013
ndpconsulting June 2012 - August 2012
Startup America Partnership January 2012 - May 2012
LPL Financial June 2011 - August 2011
Massachusetts General Hospital May 2010 - August 2010
Massachusetts General Hospital May 2008 - August 2008
Skills
Management, Clinical Research, Analysis, Leadership, Start-ups, Government, Social Media, Public Speaking, Strategy, Research, Nonprofits, Data Analysis
Education
The George Washington University 2009 — 2013
Bachelors of Science, Economics
mProve Health September 2015 - Present
The Advisory Board Company February 2015 - September 2015
Clinovations November 2013 - February 2015
Covidien October 2012 - April 2013
ndpconsulting June 2012 - August 2012
Startup America Partnership January 2012 - May 2012
LPL Financial June 2011 - August 2011
Massachusetts General Hospital May 2010 - August 2010
Massachusetts General Hospital May 2008 - August 2008
Skills
Management, Clinical Research, Analysis, Leadership, Start-ups, Government, Social Media, Public Speaking, Strategy, Research, Nonprofits, Data Analysis
Education
The George Washington University 2009 — 2013
Bachelors of Science, Economics
Jamie Wice Jamie Wice's LPL Financial Experience February 2011 - Present
Job Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial February 2011 - Present
Jamie L. Williams, PLLC February 2009 - Present
Hantz Financial July 2010 - February 2011
Godfrey Wise Berg, CPAs and Advisors, LLC February 2009 - July 2010
Skills
Series 24, Notary Public, Series 7, Mutual Funds, Finance, Family Law
Education
Thomas M. Cooley Law School 2005 — 2008
Doctor of Law (J.D.)
Wayne State University 2002 — 2004
Master of Social Work (MSW)
University of Detroit Mercy 1997 — 2001
Bachelor of Arts (B.A.), Psychology
LPL Financial February 2011 - Present
Jamie L. Williams, PLLC February 2009 - Present
Hantz Financial July 2010 - February 2011
Godfrey Wise Berg, CPAs and Advisors, LLC February 2009 - July 2010
Skills
Series 24, Notary Public, Series 7, Mutual Funds, Finance, Family Law
Education
Thomas M. Cooley Law School 2005 — 2008
Doctor of Law (J.D.)
Wayne State University 2002 — 2004
Master of Social Work (MSW)
University of Detroit Mercy 1997 — 2001
Bachelor of Arts (B.A.), Psychology
Brigitte Taylor Brigitte Taylor's LPL Financial Experience May 2014 - August 2014
Job Participant Pool Coordinator for Psychology Research at Trinity University
Industry
Experience
Trinity University August 2014 - Present
Trinity University September 2013 - Present
LPL Financial May 2014 - August 2014
Skills
Microsoft Office, Research, Microsoft Excel, Public Speaking, PowerPoint, Microsoft Word, Social Media, Teaching, Event Planning, Editing
Education
Trinity University 2013 — 2017
Trinity University August 2014 - Present
Trinity University September 2013 - Present
LPL Financial May 2014 - August 2014
Skills
Microsoft Office, Research, Microsoft Excel, Public Speaking, PowerPoint, Microsoft Word, Social Media, Teaching, Event Planning, Editing
Education
Trinity University 2013 — 2017
Christine Hokans Christine Hokans's LPL Financial Experience May 2008 - December 2008
Job Project Management Consultant | PMP
Industry Information Technology and Services
Experience
CMH Systems, Inc April 1997 - Present
First Insurance Company of Hawaii September 2014 - December 2014
Blood Bank of Hawaii July 2013 - July 2014
Mitchell International December 2010 - November 2011
LPL Financial May 2008 - December 2008
Brandes Investment Partners May 2007 - May 2008
Home Depot Supply March 2006 - March 2007
Mitchell International August 2005 - February 2006
PivX Solutions 2004 - 2005
Visa 2000 - 2003
Skills
Project Management, Business Analysis, Change Management, Process Improvement, MS Project, Project Planning, E-commerce, Requirements Analysis, Analysis, Integration, Business Process, Cross-functional Team..., Leadership, Management, Software Development
Education
The Johns Hopkins University 1984 — 1987
MS, Computer Science
University of San Diego 1974 — 1978
BA, Biology
University of California, Berkeley
Certificate, E-Commerce Business & Technology
CMH Systems, Inc April 1997 - Present
First Insurance Company of Hawaii September 2014 - December 2014
Blood Bank of Hawaii July 2013 - July 2014
Mitchell International December 2010 - November 2011
LPL Financial May 2008 - December 2008
Brandes Investment Partners May 2007 - May 2008
Home Depot Supply March 2006 - March 2007
Mitchell International August 2005 - February 2006
PivX Solutions 2004 - 2005
Visa 2000 - 2003
Skills
Project Management, Business Analysis, Change Management, Process Improvement, MS Project, Project Planning, E-commerce, Requirements Analysis, Analysis, Integration, Business Process, Cross-functional Team..., Leadership, Management, Software Development
Education
The Johns Hopkins University 1984 — 1987
MS, Computer Science
University of San Diego 1974 — 1978
BA, Biology
University of California, Berkeley
Certificate, E-Commerce Business & Technology
Sandra Ann Sutter Sandra Ann Sutter's LPL Financial Experience March 2015 - Present
Job Designated Principal at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2015 - Present
Broker Dealer August 2012 - September 2013
Pointe Atlantic, Inc January 2012 - June 2012
MassMutual Financial Group 2004 - 2008
E*TRADE Financial 2001 - 2003
Bank of America August 1997 - July 1999
Fidelity Investments 1993 - 1997
Skills
FINRA, Series 24, Series 7, Securities, AML, Mutual Funds, Investment Advisory, Wealth Management, Investments, Alternative Investments, Risk Management, Retirement Planning, Series 63, Asset Managment, OFAC, KYC, USA PATRIOT Act, Equities, Hedge Funds, Series 65, Asset Allocation, Uniform Combined State..., Trading, Financial Services, Financial Risk, Fixed Income, Capital Markets, Options, Banking, Portfolio Management, Fixed Annuities, Brokerage, Due Diligence, Strategic Financial..., Derivatives, Investment Banking, Financial Markets, Prime Brokerage, Operational Risk, Bonds, Investment Management, Bank Secrecy Act, Retirement, Financial Regulation, Bloomberg, Anti Money Laundering, Securities Regulation, Private Banking, ETFs, Operational Risk...
Education
The University of Texas at Arlington 1985 — 1990
Bachelor of Arts (B.A.)
LPL Financial March 2015 - Present
Broker Dealer August 2012 - September 2013
Pointe Atlantic, Inc January 2012 - June 2012
MassMutual Financial Group 2004 - 2008
E*TRADE Financial 2001 - 2003
Bank of America August 1997 - July 1999
Fidelity Investments 1993 - 1997
Skills
FINRA, Series 24, Series 7, Securities, AML, Mutual Funds, Investment Advisory, Wealth Management, Investments, Alternative Investments, Risk Management, Retirement Planning, Series 63, Asset Managment, OFAC, KYC, USA PATRIOT Act, Equities, Hedge Funds, Series 65, Asset Allocation, Uniform Combined State..., Trading, Financial Services, Financial Risk, Fixed Income, Capital Markets, Options, Banking, Portfolio Management, Fixed Annuities, Brokerage, Due Diligence, Strategic Financial..., Derivatives, Investment Banking, Financial Markets, Prime Brokerage, Operational Risk, Bonds, Investment Management, Bank Secrecy Act, Retirement, Financial Regulation, Bloomberg, Anti Money Laundering, Securities Regulation, Private Banking, ETFs, Operational Risk...
Education
The University of Texas at Arlington 1985 — 1990
Bachelor of Arts (B.A.)
Nate Kraynack Nate Kraynack's LPL Financial Experience September 2014 - Present
Job Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial September 2014 - Present
LPL Financial April 2013 - Present
LPL Financial March 2012 - April 2013
LPL Financial May 2008 - May 2011
LPL Financial March 2008 - April 2008
Education
The University of Akron 2003 — 2007
Business Administration, Corporate Finance
LPL Financial September 2014 - Present
LPL Financial April 2013 - Present
LPL Financial March 2012 - April 2013
LPL Financial May 2008 - May 2011
LPL Financial March 2008 - April 2008
Education
The University of Akron 2003 — 2007
Business Administration, Corporate Finance
Jordan Hayes Jordan Hayes's LPL Financial Experience March 2015 - Present
Job Assoc Learning & Development Consultant at LPL Financial
Industry Human Resources
Experience
LPL Financial March 2015 - Present
LPL Financial February 2013 - February 2015
LPL Financial July 2012 - February 2013
Fulex Logistics LLC January 2012 - July 2012
Wells Academic Solutions January 2012 - June 2012
InterVarsity Christian Fellowship/USA May 2009 - June 2012
Warren College, UC San Diego September 2011 - November 2011
Recreation, UC San Diego May 2010 - November 2011
Family Christian Store August 2007 - July 2011
Skills
eLearning Course..., Articulate Storyline, Adobe Captivate, Leadership Development, Leadership, Human Resources, Entrepreneurship, Public Speaking, Strategic Planning, Team Building, Customer Service, Social Networking, Sourcing, Collaborative Leadership, Talent Acquisition, Creative Problem Solving, Teamwork, Nonprofits, Sales, Recruiting, Training, Organizational..., Employee Relations, Organizing Meetings, Customer Satisfaction, Teaching, Coaching, Account Management, Event Planning, Fundraising, Marketing, Interviews, Employee Training, Community Outreach, Time Management, Workshop Facilitation, Team Leadership, Data Analysis, Development Of Teams
Education
University of California, San Diego 2008 — 2011
B.A., Psychology, 3.7
The University of Georgia
The University of Georgia
UC San Diego, Extension School
LPL Financial March 2015 - Present
LPL Financial February 2013 - February 2015
LPL Financial July 2012 - February 2013
Fulex Logistics LLC January 2012 - July 2012
Wells Academic Solutions January 2012 - June 2012
InterVarsity Christian Fellowship/USA May 2009 - June 2012
Warren College, UC San Diego September 2011 - November 2011
Recreation, UC San Diego May 2010 - November 2011
Family Christian Store August 2007 - July 2011
Skills
eLearning Course..., Articulate Storyline, Adobe Captivate, Leadership Development, Leadership, Human Resources, Entrepreneurship, Public Speaking, Strategic Planning, Team Building, Customer Service, Social Networking, Sourcing, Collaborative Leadership, Talent Acquisition, Creative Problem Solving, Teamwork, Nonprofits, Sales, Recruiting, Training, Organizational..., Employee Relations, Organizing Meetings, Customer Satisfaction, Teaching, Coaching, Account Management, Event Planning, Fundraising, Marketing, Interviews, Employee Training, Community Outreach, Time Management, Workshop Facilitation, Team Leadership, Data Analysis, Development Of Teams
Education
University of California, San Diego 2008 — 2011
B.A., Psychology, 3.7
The University of Georgia
The University of Georgia
UC San Diego, Extension School
Don Uber Don Uber's LPL Financial Experience 2008 - 2010
Job Senior VP, Investor Relations at Tri Global Energy
Industry Renewables & Environment
Experience
Tri Global Energy, LLC January 2014 - Present
TOFF - Artlux August 2013 - December 2013
Mercury Communication Services, Inc. September 2012 - August 2013
Allegiance Capital 2010 - 2012
LPL Financial 2008 - 2010
Morgan Stanley Smith Barney 2006 - 2008
Edward Jones 2002 - 2006
American Airlines 1985 - 2002
Skills
Mergers, Telecommunications, Series 7, Management, Investments, Strategic Planning, Financial Modeling, Financial Analysis, Retirement Planning, Mutual Funds, Sales Management, New Business Development, Strategic Financial..., Asset Managment, Wealth Management, Loans, Sales, Estate Planning, Valuation, Due Diligence, Mergers & Acquisitions, Securities, Asset Management, Finance, Selling, Strategy, Business Development
Education
The University of Texas at Arlington - College of Business Administration
Business Administration, Marketing
Tri Global Energy, LLC January 2014 - Present
TOFF - Artlux August 2013 - December 2013
Mercury Communication Services, Inc. September 2012 - August 2013
Allegiance Capital 2010 - 2012
LPL Financial 2008 - 2010
Morgan Stanley Smith Barney 2006 - 2008
Edward Jones 2002 - 2006
American Airlines 1985 - 2002
Skills
Mergers, Telecommunications, Series 7, Management, Investments, Strategic Planning, Financial Modeling, Financial Analysis, Retirement Planning, Mutual Funds, Sales Management, New Business Development, Strategic Financial..., Asset Managment, Wealth Management, Loans, Sales, Estate Planning, Valuation, Due Diligence, Mergers & Acquisitions, Securities, Asset Management, Finance, Selling, Strategy, Business Development
Education
The University of Texas at Arlington - College of Business Administration
Business Administration, Marketing
Joe Gangaram's LPL Financial Experience February 2014 - Present
Job Senior Business Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial February 2014 - Present
JPMorgan Chase June 2013 - February 2014
Penn National Gaming July 2012 - May 2013
Nationwide Financial May 2011 - July 2012
Nationwide Financial February 2011 - May 2011
UPS February 2009 - September 2010
Aerotek October 2007 - February 2009
Skills
Leadership, Process Improvement, Strategic Planning, Data Analysis, Recruiting, Customer Service, Microsoft Excel, Microsoft Office, Management, Account Management, Business Development, Cold Calling
Education
The Ohio State University Fisher College of Business 2010 — 2012
Masters of Business Administration, Finance
The Ohio State University 2003 — 2007
Bachelor of Science, Psychology
LPL Financial February 2014 - Present
JPMorgan Chase June 2013 - February 2014
Penn National Gaming July 2012 - May 2013
Nationwide Financial May 2011 - July 2012
Nationwide Financial February 2011 - May 2011
UPS February 2009 - September 2010
Aerotek October 2007 - February 2009
Skills
Leadership, Process Improvement, Strategic Planning, Data Analysis, Recruiting, Customer Service, Microsoft Excel, Microsoft Office, Management, Account Management, Business Development, Cold Calling
Education
The Ohio State University Fisher College of Business 2010 — 2012
Masters of Business Administration, Finance
The Ohio State University 2003 — 2007
Bachelor of Science, Psychology
Tim Volzer Tim Volzer's LPL Financial Experience October 2009 - February 2010
Job Director Credit and Collections at Kaiser Permanente
Industry Hospital & Health Care
Experience
Kaiser Foundation Health Plan February 2010 - Present
LPL Financial October 2009 - February 2010
Access Nurses January 2003 - February 2009
Zerkey Enterprises, LLC dba Baillios Wireless November 2000 - June 2002
Education
The University of New Mexico - Robert O. Anderson School of Management 1998 — 2002
Kaiser Foundation Health Plan February 2010 - Present
LPL Financial October 2009 - February 2010
Access Nurses January 2003 - February 2009
Zerkey Enterprises, LLC dba Baillios Wireless November 2000 - June 2002
Education
The University of New Mexico - Robert O. Anderson School of Management 1998 — 2002
Vincent Morris's LPL Financial Experience 2010 - Present
Job President of Financial Services at Bukaty Companies
Industry Financial Services
Experience
LPL Financial 2010 - Present
Bukaty Companies July 2001 - Present
National Retirement Partners 2006 - 2009
Skills
Management, Investments, Portfolio Management, Retirement Plan..., Qualified Retirement..., Business Development, 401k, Retirement Planning, Retirement, Wealth Management, Securities, Pensions, Employee Benefits, Financial Advisory, Financial Services, Disability Insurance, FINRA, Series 63, Insurance, Investment Management, Series 6, Mutual Funds, Asset Allocation, Investment Strategies, Series 7, Series 65, Life Insurance, IRAs, Fixed Annuities, Health Insurance, Investment Advisory, Defined Benefit
Education
The University of Kansas 1989 — 1992
BS, Economics
LPL Financial 2010 - Present
Bukaty Companies July 2001 - Present
National Retirement Partners 2006 - 2009
Skills
Management, Investments, Portfolio Management, Retirement Plan..., Qualified Retirement..., Business Development, 401k, Retirement Planning, Retirement, Wealth Management, Securities, Pensions, Employee Benefits, Financial Advisory, Financial Services, Disability Insurance, FINRA, Series 63, Insurance, Investment Management, Series 6, Mutual Funds, Asset Allocation, Investment Strategies, Series 7, Series 65, Life Insurance, IRAs, Fixed Annuities, Health Insurance, Investment Advisory, Defined Benefit
Education
The University of Kansas 1989 — 1992
BS, Economics
Mark Farnham Mark Farnham's LPL Financial Experience September 2009 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial September 2009 - Present
Edward Jones July 2002 - September 2009
Creative Paints June 1998 - June 2002
Skills
Retirement Planning, Strategic Financial..., Investments, Estate Planning, Securities, Finance, Financial Services, Management, 401k, FINRA, Series 7, Retirement
Education
The Ohio State University 1998 — 2002
Bachelor, Finance and Risk Management and Insurance
The Ohio State University - The Max M. Fisher College of Business 1998 — 2002
Bachelor of Business Administration (BBA), Finance, and Risk Management and Insurance
LPL Financial September 2009 - Present
Edward Jones July 2002 - September 2009
Creative Paints June 1998 - June 2002
Skills
Retirement Planning, Strategic Financial..., Investments, Estate Planning, Securities, Finance, Financial Services, Management, 401k, FINRA, Series 7, Retirement
Education
The Ohio State University 1998 — 2002
Bachelor, Finance and Risk Management and Insurance
The Ohio State University - The Max M. Fisher College of Business 1998 — 2002
Bachelor of Business Administration (BBA), Finance, and Risk Management and Insurance
Robert Stiefler's LPL Financial Experience June 2012 - August 2012
Job Trading Integrations Analyst at EZE Software Group
Industry
Experience
Eze Software Group July 2015 - Present
Fiduciary Investment Advisors, LLC September 2014 - December 2014
PURE Group of Insurance Companies May 2014 - August 2014
SG Biofuels May 2013 - June 2013
LPL Financial June 2012 - August 2012
Dye Precision July 2011 - August 2011
Education
Trinity College-Hartford 2011 — 2015
London School of Economics and Political Science 2013 — 2013
Trade, Development and the Environment
Universitat Pompeu Fabra 2013 — 2013
The Bishop's School 2008 — 2011
Eze Software Group July 2015 - Present
Fiduciary Investment Advisors, LLC September 2014 - December 2014
PURE Group of Insurance Companies May 2014 - August 2014
SG Biofuels May 2013 - June 2013
LPL Financial June 2012 - August 2012
Dye Precision July 2011 - August 2011
Education
Trinity College-Hartford 2011 — 2015
London School of Economics and Political Science 2013 — 2013
Trade, Development and the Environment
Universitat Pompeu Fabra 2013 — 2013
The Bishop's School 2008 — 2011
Ernie Isbell, Col USA Ret's LPL Financial Experience November 2000 - Present
Job LPL Financial Registered Principal
Industry Financial Services
Experience
LPL Financial November 2000 - Present
LPL Finanical 2000 - Present
Edward Jones April 1993 - October 2000
United States Army October 1959 - September 1990
Skills
Series 7, Securities, Retirement Planning, Investments, Financial Services, Series 63, Mutual Funds, Wealth Management, FINRA, Investment Advisory, Asset Allocation, Management, Asset Management, Financial Planning, Financial Advisory, Retirement, Portfolio Management, Finance, Alternative Investments
Education
Troy University
LPL Financial November 2000 - Present
LPL Finanical 2000 - Present
Edward Jones April 1993 - October 2000
United States Army October 1959 - September 1990
Skills
Series 7, Securities, Retirement Planning, Investments, Financial Services, Series 63, Mutual Funds, Wealth Management, FINRA, Investment Advisory, Asset Allocation, Management, Asset Management, Financial Planning, Financial Advisory, Retirement, Portfolio Management, Finance, Alternative Investments
Education
Troy University
Andy Lyford Andy Lyford's LPL Financial Experience May 1996 - October 2000
Job CEO at Charlton Investment Services
Industry Financial Services
Experience
Charlton Investment Services November 2000 - Present
LPL Financial May 1996 - October 2000
Investment Centers of America January 1993 - April 1996
Skills
FINRA, Financial Services, Portfolio Management, Securities, Investments, Asset Allocation, Public Speaking, Financial Analysis, Asset Management, Alternative Investments, Due Diligence, Strategic Planning, Asset Managment, Investment Management, Mutual Funds, Investment Strategies
Education
Trinity College-Hartford 1988 — 1992
BA, English Literature
Charlton Investment Services November 2000 - Present
LPL Financial May 1996 - October 2000
Investment Centers of America January 1993 - April 1996
Skills
FINRA, Financial Services, Portfolio Management, Securities, Investments, Asset Allocation, Public Speaking, Financial Analysis, Asset Management, Alternative Investments, Due Diligence, Strategic Planning, Asset Managment, Investment Management, Mutual Funds, Investment Strategies
Education
Trinity College-Hartford 1988 — 1992
BA, English Literature
Steve Uhrman Steve Uhrman's LPL Financial Experience February 2013 - January 2014
Job Project Manager at LPL Financial
Industry Financial Services
Experience
Wells Fargo April 2011 - Present
Wells Fargo January 2014 - August 2015
LPL Financial February 2013 - January 2014
Jawa/Eye Level Holdings May 2009 - May 2010
Integra Telecom January 2008 - May 2009
Inter-Tel Technologies September 1999 - June 2007
Skills
Microsoft Project, Microsoft Sharepoint, Microsoft Office, Oracle, Telecommunications, Telephony, Visio, Vendor Management, Call Center, PMP, Project Management, VoIP, Process Improvement, Business Analysis, SDLC, Requirements Analysis, Program Management, Team Leadership, Wireless, Managed Services, Data Center, Software Documentation, MS Project, Call Centers, Quality Assurance, Management, Leadership, PMO, Training, Security, Budgets, Cross-functional Team..., Integration, SharePoint, Disaster Recovery
Education
University of Phoenix 2005 — 2006
Masters, Business Management
The Ohio State University Fisher College of Business 1994 — 1999
BSBA, Logistics and Marketing
Wells Fargo April 2011 - Present
Wells Fargo January 2014 - August 2015
LPL Financial February 2013 - January 2014
Jawa/Eye Level Holdings May 2009 - May 2010
Integra Telecom January 2008 - May 2009
Inter-Tel Technologies September 1999 - June 2007
Skills
Microsoft Project, Microsoft Sharepoint, Microsoft Office, Oracle, Telecommunications, Telephony, Visio, Vendor Management, Call Center, PMP, Project Management, VoIP, Process Improvement, Business Analysis, SDLC, Requirements Analysis, Program Management, Team Leadership, Wireless, Managed Services, Data Center, Software Documentation, MS Project, Call Centers, Quality Assurance, Management, Leadership, PMO, Training, Security, Budgets, Cross-functional Team..., Integration, SharePoint, Disaster Recovery
Education
University of Phoenix 2005 — 2006
Masters, Business Management
The Ohio State University Fisher College of Business 1994 — 1999
BSBA, Logistics and Marketing
Dan Pulver's LPL Financial Experience 2004 - 2005
Job Senior Associate at Korn/Ferry International
Industry Management Consulting
Experience
Korn/Ferry International July 2012 - Present
KEEN (Kids Enjoy Exercise Now) July 2009 - May 2014
Mercer March 2011 - June 2012
Mercer July 2010 - March 2011
Booz Allen Hamilton June 2009 - September 2009
Ledgent December 2006 - August 2008
Ledgent October 2005 - December 2006
LPL Financial 2004 - 2005
Skills
Talent Acquisition, Recruiting, New Business Development, Performance Management, Sales Process, Business Development, Talent Management, Management Consulting, Financial Services, Executive Search, Organizational..., Finance, Consulting, College Recruiting, Applicant Tracking..., Relationship Management, Employee Relations, Leadership Development, Technical Recruiting, Business Process...
Education
University of California, Los Angeles - The Anderson School of Management
Master of Business Administration (MBA)
University of Maryland College Park
BA
Korn/Ferry International July 2012 - Present
KEEN (Kids Enjoy Exercise Now) July 2009 - May 2014
Mercer March 2011 - June 2012
Mercer July 2010 - March 2011
Booz Allen Hamilton June 2009 - September 2009
Ledgent December 2006 - August 2008
Ledgent October 2005 - December 2006
LPL Financial 2004 - 2005
Skills
Talent Acquisition, Recruiting, New Business Development, Performance Management, Sales Process, Business Development, Talent Management, Management Consulting, Financial Services, Executive Search, Organizational..., Finance, Consulting, College Recruiting, Applicant Tracking..., Relationship Management, Employee Relations, Leadership Development, Technical Recruiting, Business Process...
Education
University of California, Los Angeles - The Anderson School of Management
Master of Business Administration (MBA)
University of Maryland College Park
BA
Liam John Devine's LPL Financial Experience March 2013 - August 2013
Job Financial Advisor, Intern
Industry Capital Markets
Experience
Private Advisor Group June 2015 - Present
ThoughtSTEM June 2014 - Present
LPL Financial March 2013 - August 2013
EduConsulta September 2011 - 2013
Crystal River Outfitters June 2012 - August 2012
Skills
Business Development, Customer Service, Entrepreneurship, Financial Analysis, Microsoft Suites, Website Development, Google Docs, Quantitative Research, Project Management, Real Estate Economics, Team Leadership, Social Media, Windows, Apple, Photoshop, HTML, Marketing, Start-ups, Management, Public Relations
Education
The Johns Hopkins University 2012 — 2016
Major: Economics/ Minor: Entrepreneurship & Management
La Jolla Country Day 2008 — 2011
High School
Private Advisor Group June 2015 - Present
ThoughtSTEM June 2014 - Present
LPL Financial March 2013 - August 2013
EduConsulta September 2011 - 2013
Crystal River Outfitters June 2012 - August 2012
Skills
Business Development, Customer Service, Entrepreneurship, Financial Analysis, Microsoft Suites, Website Development, Google Docs, Quantitative Research, Project Management, Real Estate Economics, Team Leadership, Social Media, Windows, Apple, Photoshop, HTML, Marketing, Start-ups, Management, Public Relations
Education
The Johns Hopkins University 2012 — 2016
Major: Economics/ Minor: Entrepreneurship & Management
La Jolla Country Day 2008 — 2011
High School
Zachary Stanfield's LPL Financial Experience May 2015 - Present
Job Wealth Management Intern at LPL Financial
Industry Financial Services
Experience
LPL Financial May 2015 - Present
Advanced Aquatics Diving Inc April 2013 - April 2014
Get Set Grow Event Management Incorporated November 2010 - December 2013
Publix, Incorporated June 2011 - August 2012
Skills
Customer Service, Marketing, Inventory Management, Microsoft Word, Logistics, Leadership, Time Management, Sales Operations, Teamwork, Microsoft Excel, Microsoft Office
Education
The University of Georgia 2014 — 2016
Bachelor of Business Administration (B.B.A.), Banking, Corporate, Finance, and Securities Law
University of Georgia - Terry College of Business 2014 — 2016
Bachelor of Business Administration, Finance
Virginia Polytechnic Institute and State University 2012 — 2014
Virginia Polytechnic Institute and State University - Pamplin College of Business 2012 — 2014
LPL Financial May 2015 - Present
Advanced Aquatics Diving Inc April 2013 - April 2014
Get Set Grow Event Management Incorporated November 2010 - December 2013
Publix, Incorporated June 2011 - August 2012
Skills
Customer Service, Marketing, Inventory Management, Microsoft Word, Logistics, Leadership, Time Management, Sales Operations, Teamwork, Microsoft Excel, Microsoft Office
Education
The University of Georgia 2014 — 2016
Bachelor of Business Administration (B.B.A.), Banking, Corporate, Finance, and Securities Law
University of Georgia - Terry College of Business 2014 — 2016
Bachelor of Business Administration, Finance
Virginia Polytechnic Institute and State University 2012 — 2014
Virginia Polytechnic Institute and State University - Pamplin College of Business 2012 — 2014
Gregory Buchai's LPL Financial Experience June 2002 - Present
Job LPL Financial Advisor
Industry Investment Management
Experience
LPL Financial June 2002 - Present
Consulate of Ukraine, Houston, Tx 2000 - Present
Shell Houston Open April 2012 - Present
Prudential Securities February 1994 - June 2002
Bounty Oil and Gas 1979 - 1994
Skills
Portfolio Management, Investment Strategies, Asset Allocation, Asset Management, Financial Advisory, Private Equity, Mergers & Acquisitions, Series 7, Banking, Competitive Analysis, IRAs, Securities, Retirement Planning, Finance, Financial Analysis, Trading, Due Diligence, Valuation, Credit, Investment Management, Wealth, Series 65, Risk Management, Series 63, Corporate Finance, Fundraising, Retirement, Financial Services, Wealth Management, Uniform Combined State..., Management, 401k, Financial Modeling
Education
Thunderbird School of Global Management 1975 — 1976
MBA, Economics, Finance and International Business
USAF Class 71-05 Moody AFB 1970 — 1975
Commercial Pilot License, T-38 Instructor pilot at Willy, Captain USAF
LPL Financial June 2002 - Present
Consulate of Ukraine, Houston, Tx 2000 - Present
Shell Houston Open April 2012 - Present
Prudential Securities February 1994 - June 2002
Bounty Oil and Gas 1979 - 1994
Skills
Portfolio Management, Investment Strategies, Asset Allocation, Asset Management, Financial Advisory, Private Equity, Mergers & Acquisitions, Series 7, Banking, Competitive Analysis, IRAs, Securities, Retirement Planning, Finance, Financial Analysis, Trading, Due Diligence, Valuation, Credit, Investment Management, Wealth, Series 65, Risk Management, Series 63, Corporate Finance, Fundraising, Retirement, Financial Services, Wealth Management, Uniform Combined State..., Management, 401k, Financial Modeling
Education
Thunderbird School of Global Management 1975 — 1976
MBA, Economics, Finance and International Business
USAF Class 71-05 Moody AFB 1970 — 1975
Commercial Pilot License, T-38 Instructor pilot at Willy, Captain USAF
Erin Houchen Farshchi's LPL Financial Experience June 2007 - May 2008
Job
Industry Financial Services
Experience
PwC June 2015 - Present
MasterCard January 2015 - June 2015
Visa October 2011 - October 2014
Los Alamos National Laboratory 2010 - September 2011
University of California, San Diego May 2008 - 2009
LPL Financial June 2007 - May 2008
Venables Bell and Partners 2006 - 2006
NASA - National Aeronautics and Space Administration 2004 - 2006
NASA - National Aeronautics and Space Administration 2001 - 2004
Skills
Software Development, Content Development, Social Media Marketing, Usability Testing, Data Analysis, CSS3, Web Analytics, CSS, Web Development, User Experience Design, Information Architecture, Mobile Devices, Multimedia, CMS, User Experience, SEO, Content Strategy, Content Management, Web Content Management, XHTML, Agile Methodologies, Leadership, jQuery, HTML, Mobile Applications, Usability, User Interface Design, Program Management, E-commerce, Accessibility, Interaction Design, Axure, Strategy, Web 2.0, Web Applications, Web Project Management, Web Design, Team Management
Education
The Maryland Institute College of Art
Advanced Web Design
Transylvania University 1993 — 1997
BA, Art, French
PwC June 2015 - Present
MasterCard January 2015 - June 2015
Visa October 2011 - October 2014
Los Alamos National Laboratory 2010 - September 2011
University of California, San Diego May 2008 - 2009
LPL Financial June 2007 - May 2008
Venables Bell and Partners 2006 - 2006
NASA - National Aeronautics and Space Administration 2004 - 2006
NASA - National Aeronautics and Space Administration 2001 - 2004
Skills
Software Development, Content Development, Social Media Marketing, Usability Testing, Data Analysis, CSS3, Web Analytics, CSS, Web Development, User Experience Design, Information Architecture, Mobile Devices, Multimedia, CMS, User Experience, SEO, Content Strategy, Content Management, Web Content Management, XHTML, Agile Methodologies, Leadership, jQuery, HTML, Mobile Applications, Usability, User Interface Design, Program Management, E-commerce, Accessibility, Interaction Design, Axure, Strategy, Web 2.0, Web Applications, Web Project Management, Web Design, Team Management
Education
The Maryland Institute College of Art
Advanced Web Design
Transylvania University 1993 — 1997
BA, Art, French
Brett Weinberg's LPL Financial Experience November 2014 - Present
Job
Industry Public Relations and Communications
Experience
LPL Financial November 2014 - Present
Thrivent Financial August 2008 - November 2014
GMAC ResCap September 2006 - July 2008
Allianz 2004 - 2006
Carmichael Lynch Spong Public Relations 2000 - 2004
Skills
Corporate Communications, Public Relations, Media Relations, Strategic Communications, Internal Communications, Marketing Communications, Crisis Communications, Spokesperson, Social Media, Reputation Management, Speech Writing, Leadership, Communications Planning, Publicity, Newsletters, Press Releases, Copywriting, Communication Training, Integrated Marketing, Community Development
Education
University of St. Thomas - Opus College of Business 1997 — 1999
Graduate Certificate, Public Relations
The University of Kansas 1989 — 1993
B.A., Theatre/Film
LPL Financial November 2014 - Present
Thrivent Financial August 2008 - November 2014
GMAC ResCap September 2006 - July 2008
Allianz 2004 - 2006
Carmichael Lynch Spong Public Relations 2000 - 2004
Skills
Corporate Communications, Public Relations, Media Relations, Strategic Communications, Internal Communications, Marketing Communications, Crisis Communications, Spokesperson, Social Media, Reputation Management, Speech Writing, Leadership, Communications Planning, Publicity, Newsletters, Press Releases, Copywriting, Communication Training, Integrated Marketing, Community Development
Education
University of St. Thomas - Opus College of Business 1997 — 1999
Graduate Certificate, Public Relations
The University of Kansas 1989 — 1993
B.A., Theatre/Film
Lisa Haberstroh's LPL Financial Experience February 2008 - March 2009
Job Sr. Busn Analyst at BD
Industry Medical Devices
Experience
Beckton Dickinson March 2015 - Present
CareFusion July 2010 - March 2015
LPL Financial February 2008 - March 2009
Eplica, Inc 2006 - 2007
HSBC July 2006 - September 2006
SMS.ac June 2005 - January 2006
i2 Technologies November 1999 - January 2005
Skills
Marketing Strategy, Data Analysis, Product Management, Customer Relations, Online Marketing, PowerPoint, Excel, Market Research, Product Marketing, Microsoft Office, Research, Analysis, Salesforce.com, Access, Life Sciences, SQL, Documentation, Business Analysis, Biotechnology, Lifesciences, Leadership, Customer Service, Software Documentation, Management, Project Management, Marketing, Recruiting, Quality Assurance, Microsoft Excel, Cross-functional Team..., Medical Devices, Process Improvement
Education
The University of Texas at El Paso
BBA, Marketing
San Diego Miramar College 2009 — 2010
Certificate, Biotechnology - Applied Molecular Biology
Beckton Dickinson March 2015 - Present
CareFusion July 2010 - March 2015
LPL Financial February 2008 - March 2009
Eplica, Inc 2006 - 2007
HSBC July 2006 - September 2006
SMS.ac June 2005 - January 2006
i2 Technologies November 1999 - January 2005
Skills
Marketing Strategy, Data Analysis, Product Management, Customer Relations, Online Marketing, PowerPoint, Excel, Market Research, Product Marketing, Microsoft Office, Research, Analysis, Salesforce.com, Access, Life Sciences, SQL, Documentation, Business Analysis, Biotechnology, Lifesciences, Leadership, Customer Service, Software Documentation, Management, Project Management, Marketing, Recruiting, Quality Assurance, Microsoft Excel, Cross-functional Team..., Medical Devices, Process Improvement
Education
The University of Texas at El Paso
BBA, Marketing
San Diego Miramar College 2009 — 2010
Certificate, Biotechnology - Applied Molecular Biology
Timothy Havern's LPL Financial Experience November 2012 - November 2014
Job Wealth Management Business Development
Industry Financial Services
Experience
Bolvin Wealth Management Group November 2014 - Present
LPL Financial November 2012 - November 2014
RS Funds February 2010 - November 2012
AG Edwards August 2005 - February 2010
G. Edwards & Sons, Inc August 2005 - February 2010
AG Edwards August 2005 - October 2009
Bob Havern State Senate September 2006 - November 2006
Putnam Investments August 2003 - August 2005
Putnam Investments August 2003 - August 2005
Putnam Investments 2003 - 2005
Skills
Sales, Strategic Financial..., Financial Services, Series 7, Series 63, Wealth Management, Market Research, Asset Managment, Mutual Funds, Marketing, Relationship Management, Email Marketing, Investments, Retirement Planning, Direct Marketing, Business Development, Financial Analysis, Salesforce.com, Fixed Annuities, Social Media Marketing, Fixed Income, Asset Management
Education
Tufts University 1999 — 2003
Bachelor's degree
Tufts University 1999 — 2003
Bachelor of Arts
Tufts University 1999 — 2003
Bachelor of Arts
Arlington High 1996 — 1999
Bolvin Wealth Management Group November 2014 - Present
LPL Financial November 2012 - November 2014
RS Funds February 2010 - November 2012
AG Edwards August 2005 - February 2010
G. Edwards & Sons, Inc August 2005 - February 2010
AG Edwards August 2005 - October 2009
Bob Havern State Senate September 2006 - November 2006
Putnam Investments August 2003 - August 2005
Putnam Investments August 2003 - August 2005
Putnam Investments 2003 - 2005
Skills
Sales, Strategic Financial..., Financial Services, Series 7, Series 63, Wealth Management, Market Research, Asset Managment, Mutual Funds, Marketing, Relationship Management, Email Marketing, Investments, Retirement Planning, Direct Marketing, Business Development, Financial Analysis, Salesforce.com, Fixed Annuities, Social Media Marketing, Fixed Income, Asset Management
Education
Tufts University 1999 — 2003
Bachelor's degree
Tufts University 1999 — 2003
Bachelor of Arts
Tufts University 1999 — 2003
Bachelor of Arts
Arlington High 1996 — 1999
Anne Marie Hamilton's LPL Financial Experience March 2008 - August 2010
Job Vice President, Relationship Management and Business Development at Financial Resources Group, LLC
Industry Financial Services
Experience
Financial Resources Group, LLC August 2010 - Present
LPL Financial March 2008 - August 2010
IFMG 1996 - 2008
Skills
Series 7, Securities, Series 63, FINRA, Investments, Series 24, Mutual Funds, Financial Services, Portfolio Management, Wealth Management, Asset Managment, Equities, Retirement Planning, Strategic Financial..., Insurance, Executive Management, Risk Management, Fixed Income, Alternative Investments, Banking, Strategic Planning, Financial Analysis
Education
The Johns Hopkins University 1985 — 1989
BA
Financial Resources Group, LLC August 2010 - Present
LPL Financial March 2008 - August 2010
IFMG 1996 - 2008
Skills
Series 7, Securities, Series 63, FINRA, Investments, Series 24, Mutual Funds, Financial Services, Portfolio Management, Wealth Management, Asset Managment, Equities, Retirement Planning, Strategic Financial..., Insurance, Executive Management, Risk Management, Fixed Income, Alternative Investments, Banking, Strategic Planning, Financial Analysis
Education
The Johns Hopkins University 1985 — 1989
BA
Tony Rakoczy's LPL Financial Experience May 2009 - April 2010
Job Consultant at SOPHALEX, LLC
Industry Information Technology and Services
Experience
SOPHALEX, LLC August 2014 - Present
Self Employed May 2010 - August 2014
LPL Financial May 2009 - April 2010
Sole Proprietorship July 2007 - May 2009
H&R Block January 1998 - July 2007
Office of the Comptroller of the Currency June 1993 - January 1998
Skills
Vendor Management, Process Improvement, Business Analysis, Financial Analysis, SDLC, Business Process..., Team Leadership, Program Management, Leadership
Education
The University of North Dakota 1989 — 1993
Bachelors Degree, Accountancy
SOPHALEX, LLC August 2014 - Present
Self Employed May 2010 - August 2014
LPL Financial May 2009 - April 2010
Sole Proprietorship July 2007 - May 2009
H&R Block January 1998 - July 2007
Office of the Comptroller of the Currency June 1993 - January 1998
Skills
Vendor Management, Process Improvement, Business Analysis, Financial Analysis, SDLC, Business Process..., Team Leadership, Program Management, Leadership
Education
The University of North Dakota 1989 — 1993
Bachelors Degree, Accountancy
Chris Schreckenghost's LPL Financial Experience October 2013 - Present
Job Senior Complex Products Supervisor at LPL Financial
Industry Financial Services
Experience
LPL Financial October 2013 - Present
Ameriprise Financial Services, Inc. March 2012 - October 2013
Ameriprise Financial May 2010 - March 2012
Ameriprise Financial Services, Inc. October 2009 - May 2010
Ameriprise Financial February 2008 - November 2009
Ameriprise Financial October 2005 - February 2008
Education
The University of North Dakota 1999 — 2001
LPL Financial October 2013 - Present
Ameriprise Financial Services, Inc. March 2012 - October 2013
Ameriprise Financial May 2010 - March 2012
Ameriprise Financial Services, Inc. October 2009 - May 2010
Ameriprise Financial February 2008 - November 2009
Ameriprise Financial October 2005 - February 2008
Education
The University of North Dakota 1999 — 2001
McKibben, Molly's LPL Financial Experience January 2013 - Present
Job Senior Internal Relationship Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2013 - Present
LPL June 2006 - January 2013
Morgan Stanley July 2005 - May 2006
Skills
Series 7, Accounting, Microsoft Word, Mutual Funds, Series 63, FINRA, Business Development, Coaching, New Business Development, Account Management, Series 24, Marketing Strategy, Investment Advisory, Alternative Investments, Investments, Asset Allocation
Education
The Ohio State University 1997 — 2001
Bachelor's degree, Communication and Media Studies
The Ohio State University 1997 — 2001
LPL Financial January 2013 - Present
LPL June 2006 - January 2013
Morgan Stanley July 2005 - May 2006
Skills
Series 7, Accounting, Microsoft Word, Mutual Funds, Series 63, FINRA, Business Development, Coaching, New Business Development, Account Management, Series 24, Marketing Strategy, Investment Advisory, Alternative Investments, Investments, Asset Allocation
Education
The Ohio State University 1997 — 2001
Bachelor's degree, Communication and Media Studies
The Ohio State University 1997 — 2001
Jamie Wice's LPL Financial Experience February 2011 - Present
Job Branch Examiner at LPL Financial
Industry Law Practice
Experience
LPL Financial February 2011 - Present
Jamie L. Williams, PLLC March 2009 - Present
Hantz Financial Services, Inc. July 2010 - February 2011
Godfrey Wise Berg, CPAs and Advisors, LLC February 2009 - July 2010
Home Depot September 2005 - April 2010
Ritz Carlton August 2002 - August 2005
Marshall Fields August 2000 - July 2002
Education
Thomas M. Cooley Law School 2005 — 2008
Wayne State University 2002 — 2004
MSW, Social Work
University of Detroit Mercy 1997 — 2001
B.A., Psychology
LPL Financial February 2011 - Present
Jamie L. Williams, PLLC March 2009 - Present
Hantz Financial Services, Inc. July 2010 - February 2011
Godfrey Wise Berg, CPAs and Advisors, LLC February 2009 - July 2010
Home Depot September 2005 - April 2010
Ritz Carlton August 2002 - August 2005
Marshall Fields August 2000 - July 2002
Education
Thomas M. Cooley Law School 2005 — 2008
Wayne State University 2002 — 2004
MSW, Social Work
University of Detroit Mercy 1997 — 2001
B.A., Psychology
Bart Brannon's LPL Financial Experience January 2009 - Present
Job Owner, LPL Financial
Industry Financial Services
Experience
Blair, Brannon & Associates January 2011 - Present
LPL Financial January 2009 - Present
Capital Financial 2007 - 2008
Education
University of Tennessee at Chattanooga 1990 — 1992
Blair, Brannon & Associates January 2011 - Present
LPL Financial January 2009 - Present
Capital Financial 2007 - 2008
Education
University of Tennessee at Chattanooga 1990 — 1992
Barry Toole's LPL Financial Experience November 2007 - Present
Job Lead Compliance Examiner at LPL Financial
Industry Financial Services
Experience
LPL Financial November 2007 - Present
Education
The University of Texas at Austin 1995 — 1997
B.S., Communications
LPL Financial November 2007 - Present
Education
The University of Texas at Austin 1995 — 1997
B.S., Communications
Luis Candelaria's LPL Financial Experience 2003 - 2006
Job Architect at HewlettPackard
Industry Computer Software
Experience
Hewlett-Packard April 2010 - Present
LPL Financial 2003 - 2006
AMN Healthcare 2002 - 2003
Bridge Medical 2001 - 2002
Skills
Software Project..., Software Development, C#, Microsoft SQL Server, SQL, Database Design, Visual Studio, ASP.NET, Oracle, SharePoint, Process Improvement, Team Leadership, Database Administration, Project Management, Agile Methodologies
Education
The University of New Mexico
BS, Mathematics
Tokyo, Japan
Hewlett-Packard April 2010 - Present
LPL Financial 2003 - 2006
AMN Healthcare 2002 - 2003
Bridge Medical 2001 - 2002
Skills
Software Project..., Software Development, C#, Microsoft SQL Server, SQL, Database Design, Visual Studio, ASP.NET, Oracle, SharePoint, Process Improvement, Team Leadership, Database Administration, Project Management, Agile Methodologies
Education
The University of New Mexico
BS, Mathematics
Tokyo, Japan
Mitch Bonnett's LPL Financial Experience May 1997 - Present
Job Branch Manager and CERTIFIED FINANCIAL PLANNER tm Practitioner at LPL Financial
Industry Financial Services
Experience
LPL Financial May 1997 - Present
Education
University of Detroit Mercy 1984 — 1986
MBA, Business Administration
Georgia Institute of Technology - Georgia Tech College of Management 1970 — 1972
MSIM, Industrial Managment
United States Military Academy at West Point 1961 — 1965
BS, Engineering
LPL Financial May 1997 - Present
Education
University of Detroit Mercy 1984 — 1986
MBA, Business Administration
Georgia Institute of Technology - Georgia Tech College of Management 1970 — 1972
MSIM, Industrial Managment
United States Military Academy at West Point 1961 — 1965
BS, Engineering
Vinita Daswani's LPL Financial Experience April 2010 - February 2013
Job Financial Associate at Webster Investments
Industry Financial Services
Experience
LPL Finanical January 2014 - Present
Webster Investments June 2008 - Present
LPL Financial April 2010 - February 2013
Webster Investment Services June 2009 - April 2010
Skills
Financial Modeling, Economics, Microsoft Word, Credit Analysis, Banking, Valuation, Bloomberg, Microsoft Excel, Finance, PowerPoint, Insurance, Portfolio Management, Mutual Funds
Education
The University of Connecticut School of Business 2011 — 2014
Master of Business Administration (MBA), Finance and International Business
The University of Connecticut 2005 — 2009
Bachelor of Science, Business Administration; Finance
LPL Finanical January 2014 - Present
Webster Investments June 2008 - Present
LPL Financial April 2010 - February 2013
Webster Investment Services June 2009 - April 2010
Skills
Financial Modeling, Economics, Microsoft Word, Credit Analysis, Banking, Valuation, Bloomberg, Microsoft Excel, Finance, PowerPoint, Insurance, Portfolio Management, Mutual Funds
Education
The University of Connecticut School of Business 2011 — 2014
Master of Business Administration (MBA), Finance and International Business
The University of Connecticut 2005 — 2009
Bachelor of Science, Business Administration; Finance
Chris Mannan's LPL Financial Experience September 2007 - October 2009
Job Financial Services Business Applications Consultant
Industry Information Technology and Services
Experience
PwC September 2014 - Present
Globalproject August 2012 - September 2014
LPL Financial Services October 2009 - July 2012
LPL Financial September 2007 - October 2009
LabCorp February 2007 - September 2007
United Parcel Services June 2006 - January 2007
EKM Corporation April 2001 - June 2006
Skills
Management, IT Business Strategy, Cross-functional Team..., Project Portfolio..., Program Management, Project Management, Financial Services, Process Improvement, SDLC, Business Analysis, Product Management, Product Requirements, CRM, Web Applications, Mobile Devices, Vendor Management, Start-ups, Leadership, Requirements Analysis, Software Development, Architecture, Enterprise Software, Agile Methodologies, Architectures
Education
New York University, Stern School of Business 2012 — 2014
Master of Business Administration (MBA), Global Strategy and Finance
London School of Economics and Political Science 2012 — 2014
Master of Business Administration (MBA), Global Political Economy
TRIUM 2012 — 2014
Global Executive MBA
University of Virginia 1990 — 1993
BA, English
St. Albans School 1978 — 1989
PwC September 2014 - Present
Globalproject August 2012 - September 2014
LPL Financial Services October 2009 - July 2012
LPL Financial September 2007 - October 2009
LabCorp February 2007 - September 2007
United Parcel Services June 2006 - January 2007
EKM Corporation April 2001 - June 2006
Skills
Management, IT Business Strategy, Cross-functional Team..., Project Portfolio..., Program Management, Project Management, Financial Services, Process Improvement, SDLC, Business Analysis, Product Management, Product Requirements, CRM, Web Applications, Mobile Devices, Vendor Management, Start-ups, Leadership, Requirements Analysis, Software Development, Architecture, Enterprise Software, Agile Methodologies, Architectures
Education
New York University, Stern School of Business 2012 — 2014
Master of Business Administration (MBA), Global Strategy and Finance
London School of Economics and Political Science 2012 — 2014
Master of Business Administration (MBA), Global Political Economy
TRIUM 2012 — 2014
Global Executive MBA
University of Virginia 1990 — 1993
BA, English
St. Albans School 1978 — 1989
Marge Babbitt's LPL Financial Experience Mutual Fund Marketing/Relationship ManagerEdward JonesApril 2006 - August 2007
Job Assistant Vice President Product Sales at LPL Financial
Industry Financial Services
Experience
LPL Financial Mutual Fund Marketing/Relationship ManagerEdward JonesApril 2006 - August 2007
Education
The University of New Mexico 1993 — 1997
B.S., Genetics
LPL Financial Mutual Fund Marketing/Relationship ManagerEdward JonesApril 2006 - August 2007
Education
The University of New Mexico 1993 — 1997
B.S., Genetics
Katie Reasor's LPL Financial Experience 2008 - 2009
Job Director of Retirement Product Marketing at LPL Financial Services
Industry Financial Services
Experience
LPL Financial Services February 2008 - February 2009
LPL Financial 2008 - 2009
A.G. Edwards July 1994 - February 2008
Education
The University of Kansas 1992 — 1996
B.A., Psychology
LPL Financial Services February 2008 - February 2009
LPL Financial 2008 - 2009
A.G. Edwards July 1994 - February 2008
Education
The University of Kansas 1992 — 1996
B.A., Psychology
Kristy Quintana's LPL Financial Experience April 2013 - Present
Job Client Services
Industry Financial Services
Experience
LPL Financial April 2013 - Present
Insys Therapeutics, Inc. February 2012 - January 2013
Altep June 2011 - December 2011
Duchouquette & Assoc, Inc. May 2005 - June 2011
Education
The University of Texas at El Paso
BBA, Finance
LPL Financial April 2013 - Present
Insys Therapeutics, Inc. February 2012 - January 2013
Altep June 2011 - December 2011
Duchouquette & Assoc, Inc. May 2005 - June 2011
Education
The University of Texas at El Paso
BBA, Finance
Susan Fargo, CFP's LPL Financial Experience October 2006 - Present
Job Senior Vice President, Business Consulting at LPL Financial
Industry Financial Services
Experience
LPL Financial October 2006 - Present
H.D. Vest Financial Services March 2000 - October 2006
Skills
Series 7, Series 63, Series 24, Long-term Care, Life Insurance, Strategic Financial..., 401k, Asset Allocation, Financial Advisory, Insurance, Investment Advisory, Investments, Mutual Funds, Securities, Strategic Planning, Wealth Management, Retirement Planning, Retirement
Education
The University of Kansas 1993 — 1996
BA, Political Science
LPL Financial October 2006 - Present
H.D. Vest Financial Services March 2000 - October 2006
Skills
Series 7, Series 63, Series 24, Long-term Care, Life Insurance, Strategic Financial..., 401k, Asset Allocation, Financial Advisory, Insurance, Investment Advisory, Investments, Mutual Funds, Securities, Strategic Planning, Wealth Management, Retirement Planning, Retirement
Education
The University of Kansas 1993 — 1996
BA, Political Science
Parks W. Avery, AIF(R), CES (TM)'s LPL Financial Experience 2005 - 2011
Job CERTIFIED FINANCIAL PLANNER (TM) Professional
Industry Financial Services
Experience
Avery & Pope Wealth Management March 2011 - Present
LPL Financial 2005 - 2011
F&M Community Bank 2001 - 2005
Skills
Financial Planning, Investments, Estate Planning, Retirement, Securities, Wealth Management, Retirement Planning, Investment Advisory, Strategic Financial..., Retirement Plan..., Mutual Funds, Personal Finance, Investment Management
Education
The University of Georgia 1975 — 1979
BBA, Finance
University of Georgia - Terry College of Business 1975 — 1979
BBA- Finance
Avery & Pope Wealth Management March 2011 - Present
LPL Financial 2005 - 2011
F&M Community Bank 2001 - 2005
Skills
Financial Planning, Investments, Estate Planning, Retirement, Securities, Wealth Management, Retirement Planning, Investment Advisory, Strategic Financial..., Retirement Plan..., Mutual Funds, Personal Finance, Investment Management
Education
The University of Georgia 1975 — 1979
BBA, Finance
University of Georgia - Terry College of Business 1975 — 1979
BBA- Finance
Jeff Cotton, Jr., CPA, MBA's LPL Financial Experience March 2007 - September 2014
Job CPA at Gibson and Carden, CPAs
Industry Accounting
Experience
HD Vest Investment Services (SM) September 2014 - Present
Gibson and Carden, CPAs January 2013 - Present
LPL Financial March 2007 - September 2014
Certified Public Accountant November 2001 - December 2012
Raymond James Financial Inc. January 2004 - March 2007
AG Edwards October 2001 - January 2004
Gibson and Carden CPAs, LLC 1996 - 2001
Skills
401k, Retirement Planning, Retirement, Financial Planning, Strategic Planning, Investments, Finance, Tax, Management, Financial Analysis, Accounting, Estate Planning, Small Business
Education
Troy University 1997 — 2005
MBA, Accounting
Troy University 1989 — 1994
BS, Accounting
HD Vest Investment Services (SM) September 2014 - Present
Gibson and Carden, CPAs January 2013 - Present
LPL Financial March 2007 - September 2014
Certified Public Accountant November 2001 - December 2012
Raymond James Financial Inc. January 2004 - March 2007
AG Edwards October 2001 - January 2004
Gibson and Carden CPAs, LLC 1996 - 2001
Skills
401k, Retirement Planning, Retirement, Financial Planning, Strategic Planning, Investments, Finance, Tax, Management, Financial Analysis, Accounting, Estate Planning, Small Business
Education
Troy University 1997 — 2005
MBA, Accounting
Troy University 1989 — 1994
BS, Accounting
Kyle Jones, AAMS®, ADPA℠'s LPL Financial Experience December 2012 - Present
Job Vice President Perennial Financial Services
Industry Financial Services
Experience
Perennial Financial Services December 2012 - Present
LPL Financial December 2012 - Present
Edward Jones May 2009 - December 2012
Skills
Investments, Estate Planning, Roth IRA, IRA's, Annuities, Bonds, Stocks, 401k, SEP, Research, CDS, Financial Planning, Series 7, Retirement Planning, Mutual Funds, Investment Strategies, Asset Allocation, Retirement, Long Term Care, Investment Advisory, Wealth Management, Wealth, Term Life Insurance, College Savings Plans, Financial Advisory, Alternative Investments, Securities, Money, Savings, Pensions, Asset Management, ETFs, Options, Portfolio Management, Equities, Disability Insurance, Managed Accounts, Series 63, Fixed Income, Private Placements, Financial Advice, Insurance, Mortgage, FINRA, Financial Markets, Brokerage, High Net Worth..., Personal Financial..., Qualified Retirement..., 401k Rollovers
Education
The Ohio State University 2003 — 2007
BA, English
Poland Seminary 1999 — 2003
Perennial Financial Services December 2012 - Present
LPL Financial December 2012 - Present
Edward Jones May 2009 - December 2012
Skills
Investments, Estate Planning, Roth IRA, IRA's, Annuities, Bonds, Stocks, 401k, SEP, Research, CDS, Financial Planning, Series 7, Retirement Planning, Mutual Funds, Investment Strategies, Asset Allocation, Retirement, Long Term Care, Investment Advisory, Wealth Management, Wealth, Term Life Insurance, College Savings Plans, Financial Advisory, Alternative Investments, Securities, Money, Savings, Pensions, Asset Management, ETFs, Options, Portfolio Management, Equities, Disability Insurance, Managed Accounts, Series 63, Fixed Income, Private Placements, Financial Advice, Insurance, Mortgage, FINRA, Financial Markets, Brokerage, High Net Worth..., Personal Financial..., Qualified Retirement..., 401k Rollovers
Education
The Ohio State University 2003 — 2007
BA, English
Poland Seminary 1999 — 2003
Richard Aguirre's LPL Financial Experience January 2014 - Present
Job Senior Operations Specialist at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2014 - Present
LPL Financial June 2012 - December 2013
Lavine, Lofgren, Morris & Engelberg, LLP February 2012 - May 2012
Lavine, Lofgren, Morris & Engelberg, LLP September 2009 - January 2010
Education
The George Washington University 2006 — 2009
BA, International Affairs, History
Coronado High School 2002 — 2006
LPL Financial January 2014 - Present
LPL Financial June 2012 - December 2013
Lavine, Lofgren, Morris & Engelberg, LLP February 2012 - May 2012
Lavine, Lofgren, Morris & Engelberg, LLP September 2009 - January 2010
Education
The George Washington University 2006 — 2009
BA, International Affairs, History
Coronado High School 2002 — 2006
Craig Lyons's LPL Financial Experience January 2014 - Present
Job Assistant Vice President | Employee Technology Services at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2014 - Present
Skills
Vendor Management, SDLC, Disaster Recovery, SaaS, Process Improvement, PMO, Business Process, Program Management, Financial Services, Visio, Team Leadership, Project Portfolio..., Call Centers, Troubleshooting, Business Analysis, Microsoft SQL Server, Outsourcing, SharePoint, Business Process..., SQL, Project Planning, Software Documentation, Management, Project Management, MS Project, Risk Management, Change Management, Enterprise Architecture, IT Strategy, Integration, Requirements Analysis, IT Management, Leadership, Enterprise Software, Access, Recruiting, Data Warehousing, PMP, Data Center, ITIL, Cloud Computing, IT Operations, Business Intelligence, Software Project..., Software Development, Telecommunications, Information Technology, Agile Methodologies, CRM, Active Directory
Education
The Ohio State University
LPL Financial January 2014 - Present
Skills
Vendor Management, SDLC, Disaster Recovery, SaaS, Process Improvement, PMO, Business Process, Program Management, Financial Services, Visio, Team Leadership, Project Portfolio..., Call Centers, Troubleshooting, Business Analysis, Microsoft SQL Server, Outsourcing, SharePoint, Business Process..., SQL, Project Planning, Software Documentation, Management, Project Management, MS Project, Risk Management, Change Management, Enterprise Architecture, IT Strategy, Integration, Requirements Analysis, IT Management, Leadership, Enterprise Software, Access, Recruiting, Data Warehousing, PMP, Data Center, ITIL, Cloud Computing, IT Operations, Business Intelligence, Software Project..., Software Development, Telecommunications, Information Technology, Agile Methodologies, CRM, Active Directory
Education
The Ohio State University
Cindy Staples, MBA, PMP's LPL Financial Experience May 2012 - Present
Job AVP, Program Manager, LPL Financial
Industry Financial Services
Experience
LPL Financial May 2012 - Present
LPL Financial Corporation October 2007 - March 2009
The Corky McMillin Companies March 2006 - June 2007
Science Applications International Corporation (SAIC) September 1998 - March 2006
PacifiCorp December 1996 - July 1998
Wachovia Securities October 1994 - October 1996
Public Financial Management July 1993 - October 1994
Skills
Program Management, Project Management, Cross-functional Team..., PMO, PMP, Risk Management, Change Management, Business Process..., Strategy, Leadership, Technology Delivery, Problem Solving, Process Improvement
Education
The University of Memphis
Master of Business Administration (M.B.A.)
The University of Memphis
Bachelor's Degree, Philosophy
LPL Financial May 2012 - Present
LPL Financial Corporation October 2007 - March 2009
The Corky McMillin Companies March 2006 - June 2007
Science Applications International Corporation (SAIC) September 1998 - March 2006
PacifiCorp December 1996 - July 1998
Wachovia Securities October 1994 - October 1996
Public Financial Management July 1993 - October 1994
Skills
Program Management, Project Management, Cross-functional Team..., PMO, PMP, Risk Management, Change Management, Business Process..., Strategy, Leadership, Technology Delivery, Problem Solving, Process Improvement
Education
The University of Memphis
Master of Business Administration (M.B.A.)
The University of Memphis
Bachelor's Degree, Philosophy
Scott McCaffrey, AIF®'s LPL Financial Experience October 2012 - Present
Job Regional Advisory Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial October 2012 - Present
BBVA Compass August 2010 - October 2012
Wells Fargo Advisors May 2006 - August 2010
Citibank 2001 - 2006
Skills
Series 7, Series 63, Series 24, Series 65, Series 9, Series 10, Series 53, Series 31, FINRA, Wealth Management, Mutual Funds, Securities, Asset Allocation, AML, Financial Services, Financial Advisory, Retirement Planning, Strategic Financial..., Investments, Risk Management, Alternative Investments, Asset Management, Uniform Combined State..., Equities, Capital Markets, KYC, Portfolio Management, Investment Advisory, Banking, Relationship Management, Financial Planning
Education
The University of Texas at Austin 1990 — 1995
LPL Financial October 2012 - Present
BBVA Compass August 2010 - October 2012
Wells Fargo Advisors May 2006 - August 2010
Citibank 2001 - 2006
Skills
Series 7, Series 63, Series 24, Series 65, Series 9, Series 10, Series 53, Series 31, FINRA, Wealth Management, Mutual Funds, Securities, Asset Allocation, AML, Financial Services, Financial Advisory, Retirement Planning, Strategic Financial..., Investments, Risk Management, Alternative Investments, Asset Management, Uniform Combined State..., Equities, Capital Markets, KYC, Portfolio Management, Investment Advisory, Banking, Relationship Management, Financial Planning
Education
The University of Texas at Austin 1990 — 1995
Thomas E. Wilkins, MBA's LPL Financial Experience June 2009 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2009 - Present
Raymond James & Associates, Inc 2003 - 2009
Morgan Stanley 1996 - 2003
Muskingum College 1989 - 1996
Skills
FINRA, Finance, Investments, Financial Services, Securities, Portfolio Management, Asset Management, Series 7, Series 63, Retirement Planning, 401k, 401k Rollovers, Investment Advisory..., Mutual Funds
Education
The Ohio State University
BSBA (cum laude), MBA, Accounting, Finance
LPL Financial June 2009 - Present
Raymond James & Associates, Inc 2003 - 2009
Morgan Stanley 1996 - 2003
Muskingum College 1989 - 1996
Skills
FINRA, Finance, Investments, Financial Services, Securities, Portfolio Management, Asset Management, Series 7, Series 63, Retirement Planning, 401k, 401k Rollovers, Investment Advisory..., Mutual Funds
Education
The Ohio State University
BSBA (cum laude), MBA, Accounting, Finance
William 'Anthony' Martin's LPL Financial Experience June 2005 - Present
Job LPL Financial Advisor and President of Martin Wealth Management, LLC
Industry Financial Services
Experience
LPL Financial June 2005 - Present
Martin Wealth Management, LLC March 2004 - Present
United Securites Alliance March 2004 - June 2005
American Express Financial Advisors October 2003 - January 2004
Skills
Investments, Entrepreneurship, Retirement Planning, Fixed Annuities, Insurance, Strategic Planning, Business Development, Wealth Management, Real Estate, Retirement, Mutual Funds, Variable Annuities, Fixed Index Annuities, Risk Management, Options Strategies, Asset Management, Charitable Giving, Estate Planning
Education
Yale University 2000 — 2003
The University of Texas at Austin 1995 — 2000
LPL Financial June 2005 - Present
Martin Wealth Management, LLC March 2004 - Present
United Securites Alliance March 2004 - June 2005
American Express Financial Advisors October 2003 - January 2004
Skills
Investments, Entrepreneurship, Retirement Planning, Fixed Annuities, Insurance, Strategic Planning, Business Development, Wealth Management, Real Estate, Retirement, Mutual Funds, Variable Annuities, Fixed Index Annuities, Risk Management, Options Strategies, Asset Management, Charitable Giving, Estate Planning
Education
Yale University 2000 — 2003
The University of Texas at Austin 1995 — 2000
Todd Tharp's LPL Financial Experience April 2013 - Present
Job Executive Vice President at LPL Financial
Industry Financial Services
Experience
LPL Financial April 2013 - Present
LPL Financial May 2009 - April 2013
LPL Financial September 2007 - May 2009
Wells Fargo, Wachovia, Bank of America January 1992 - September 2007
Skills
Mutual Funds, Financial Planning, Series 7, Series 24, Aplifi, Inc - Board of..., Financial Services, Securities, Finance
Education
MBA, University of North Carolina - Belk College of Business 1998 — 2000
MBA, Finance
The Ohio State University 1984 — 1988
BS, Finance
LPL Financial April 2013 - Present
LPL Financial May 2009 - April 2013
LPL Financial September 2007 - May 2009
Wells Fargo, Wachovia, Bank of America January 1992 - September 2007
Skills
Mutual Funds, Financial Planning, Series 7, Series 24, Aplifi, Inc - Board of..., Financial Services, Securities, Finance
Education
MBA, University of North Carolina - Belk College of Business 1998 — 2000
MBA, Finance
The Ohio State University 1984 — 1988
BS, Finance
Kimberly M. Stirling's LPL Financial Experience June 2009 - November 2010
Job Sustainability Program, UCLA Extension
Industry Financial Services
Experience
Morgan Stanley Wealth Management November 2010 - May 2014
LPL Financial June 2009 - November 2010
UBS Financial Services October 2007 - April 2009
Financial Consulting & Trading International February 2002 - August 2007
Education
UCLA Extension 2015 — 2016
Sustainability Certificate Program
UCLA Extension 2015 — 2016
Recycling and Solid Waste Management Certificate Program
California State University-Northridge
Bachelor of Arts, Art History
Marlborough School
High School
Morgan Stanley Wealth Management November 2010 - May 2014
LPL Financial June 2009 - November 2010
UBS Financial Services October 2007 - April 2009
Financial Consulting & Trading International February 2002 - August 2007
Education
UCLA Extension 2015 — 2016
Sustainability Certificate Program
UCLA Extension 2015 — 2016
Recycling and Solid Waste Management Certificate Program
California State University-Northridge
Bachelor of Arts, Art History
Marlborough School
High School
Brett Holladay's LPL Financial Experience January 2000 - Present
Job Owner at Holladay Financial Group
Industry Financial Services
Experience
LPL Financial January 2000 - Present
Edward Jones October 1992 - December 1999
US Army January 1987 - September 1992
Education
Fort Knox Advanced Officer Armor School 1992 — 1992
University of Kansas 1983 — 1987
Bachelor of Science (BS), Business with a minor in Biology
Park Hill High School 1979 — 1983
LPL Financial January 2000 - Present
Edward Jones October 1992 - December 1999
US Army January 1987 - September 1992
Education
Fort Knox Advanced Officer Armor School 1992 — 1992
University of Kansas 1983 — 1987
Bachelor of Science (BS), Business with a minor in Biology
Park Hill High School 1979 — 1983
Elsa Trujillo's LPL Financial Experience 2005 - 2009
Job Program Manager at Promesa Behavioral Health
Industry Civic & Social Organization
Experience
Promesa Behavioral Health March 2010 - Present
LPL Financial 2005 - 2009
Lakes Crossing Center June 2001 - October 2004
Lakes Crossing Center June 1995 - 2001
Atlantis Casino Resort Spa May 1993 - June 1995
Skills
Security, Time Management, Social Services, Spanish, Adolescents, Databases, Finance, Community Outreach, Research, Policy
Education
Truckee Meadows Community College 1987 — 1989
Associate's degree, Criminal Justice
Central Union High 1980 — 1984
Promesa Behavioral Health March 2010 - Present
LPL Financial 2005 - 2009
Lakes Crossing Center June 2001 - October 2004
Lakes Crossing Center June 1995 - 2001
Atlantis Casino Resort Spa May 1993 - June 1995
Skills
Security, Time Management, Social Services, Spanish, Adolescents, Databases, Finance, Community Outreach, Research, Policy
Education
Truckee Meadows Community College 1987 — 1989
Associate's degree, Criminal Justice
Central Union High 1980 — 1984
Carey King's LPL Financial Experience January 2008 - Present
Job Undefined
Industry
Experience
LPL Financial January 2008 - Present
Edward Jones June 2001 - December 2007
Truco Enterprises January 2000 - December 2000
Cascade International November 1998 - July 1999
Entergy February 1997 - November 1998
DuPont Company May 1974 - November 1995
U.S. Securities and Exchange Commission April 1972 - April 1974
Education
The University of Texas at Austin
Master of Business Administration (M.B.A.)
LPL Financial January 2008 - Present
Edward Jones June 2001 - December 2007
Truco Enterprises January 2000 - December 2000
Cascade International November 1998 - July 1999
Entergy February 1997 - November 1998
DuPont Company May 1974 - November 1995
U.S. Securities and Exchange Commission April 1972 - April 1974
Education
The University of Texas at Austin
Master of Business Administration (M.B.A.)
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.