LPL Financial
Industry: Financial services company
DescriptionLPL Financial LLC is the largest independent broker-dealer in the United States. As of 2017 the company had more than 15,000 financial advisors, over $615 billion in advisory & brokerage assets, and generated approximately $4.2 billion in annual revenue for the 2017 fiscal year. Headquarters: Boston, Massachusetts, United States CEO: Dan Arnold (Jan 2017–) Subsidiaries: AdvisoryWorld, Inc., LINSCO PRIVATE LEDGER CORP, Private Trust Co, Fortigent Holdings Company, Inc. Parent organization: LPL Financial Holdings Inc
LPL Financial List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at LPL Financial. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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3,941 LPL Financial employees in database. Find out everything there's to know about LPL Financial employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
LPL Financial Employees
Employee
Years
Job
Industry
Shane McQuerter Shane McQuerter's LPL Financial Experience March 2015 - August 2015
Job Crushing Code
Industry
Experience
LPL Financial March 2015 - August 2015
Private Consulting August 2014 - October 2014
The Laughing Pup Dog Walking & Pet Sitting July 2013 - October 2014
Regier Language and Cognition Laboratory August 2011 - February 2012
Berkeley Student Cooperative August 2011 - December 2011
Institute of Personality and Social Research May 2011 - August 2011
Robertson Cognitive Neuropsychology Laboratory January 2011 - May 2011
Berkeley Student Cooperative January 2010 - December 2010
Skills
Customer Service, Small Business Online..., Customer Engagement, Interpersonal..., Google Adwords, Google Analytics, Microsoft Excel, Social Media, Critical Thinking, Leadership, Project Planning, Workshop Facilitation, Report Writing, Facebook, QuickBooks, Microsoft Word, Microsoft Office, Photoshop, Teaching, Data Analysis
Education
UC Berkeley 2008 — 2013
Bachelor of Arts (B.A.), Psychology, Minor in City Planning, 3.89 GPA
Københavns Universitet / University of Copenhagen
Study Abroad
University of Delhi
Study Abroad
LPL Financial March 2015 - August 2015
Private Consulting August 2014 - October 2014
The Laughing Pup Dog Walking & Pet Sitting July 2013 - October 2014
Regier Language and Cognition Laboratory August 2011 - February 2012
Berkeley Student Cooperative August 2011 - December 2011
Institute of Personality and Social Research May 2011 - August 2011
Robertson Cognitive Neuropsychology Laboratory January 2011 - May 2011
Berkeley Student Cooperative January 2010 - December 2010
Skills
Customer Service, Small Business Online..., Customer Engagement, Interpersonal..., Google Adwords, Google Analytics, Microsoft Excel, Social Media, Critical Thinking, Leadership, Project Planning, Workshop Facilitation, Report Writing, Facebook, QuickBooks, Microsoft Word, Microsoft Office, Photoshop, Teaching, Data Analysis
Education
UC Berkeley 2008 — 2013
Bachelor of Arts (B.A.), Psychology, Minor in City Planning, 3.89 GPA
Københavns Universitet / University of Copenhagen
Study Abroad
University of Delhi
Study Abroad
Tamara Day Tamara Day's LPL Financial Experience January 2009 - May 2011
Job Marketing Communitcations Specialist at FarrellRoeh Group
Industry Financial Services
Experience
Troy Hansford Real Estate Team June 2014 - Present
Farrell-Roeh Group January 2013 - Present
Callan Associates May 2011 - May 2012
LPL Financial January 2009 - May 2011
Skills
E-commerce SEO, Social Media Marketing, WordPress, iWork, Presentations, Wealth Management, Strategic Financial..., Asset Allocation, Investments, Wealth, Estate Planning, Mutual Funds, Executive..., Microsoft Office, Microsoft Word, Adobe Creative Suite, Joomla, Google Analytics, Google Adwords, SharePoint, Salesforce.com, Sales Management, Event Planning, SEO
Education
Cherokee Trail High School
Cherokee Trail High School
Cherokee Trail High School
Cherokee Trail High School
College for Financial Planning
Financial Planning and Services
San Diego State University-California State University
Business Administration and Management, General
Troy Hansford Real Estate Team June 2014 - Present
Farrell-Roeh Group January 2013 - Present
Callan Associates May 2011 - May 2012
LPL Financial January 2009 - May 2011
Skills
E-commerce SEO, Social Media Marketing, WordPress, iWork, Presentations, Wealth Management, Strategic Financial..., Asset Allocation, Investments, Wealth, Estate Planning, Mutual Funds, Executive..., Microsoft Office, Microsoft Word, Adobe Creative Suite, Joomla, Google Analytics, Google Adwords, SharePoint, Salesforce.com, Sales Management, Event Planning, SEO
Education
Cherokee Trail High School
Cherokee Trail High School
Cherokee Trail High School
Cherokee Trail High School
College for Financial Planning
Financial Planning and Services
San Diego State University-California State University
Business Administration and Management, General
Sandra Gilpatrick Sandra Gilpatrick's LPL Financial Experience December 2012 - Present
Job CERTIFIED FINANCIAL PLANNER (TM), Wealth Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial December 2012 - Present
Morgan Stanley Smith Barney January 1996 - December 2012
Education
Wheaton College (MA) 1991 — 1995
BA, Economics
Dartmouth College 1993 — 1994
12 College Exchange program
LPL Financial December 2012 - Present
Morgan Stanley Smith Barney January 1996 - December 2012
Education
Wheaton College (MA) 1991 — 1995
BA, Economics
Dartmouth College 1993 — 1994
12 College Exchange program
Virginia B. Perkins, CRPS®, CIS™, CES™ Virginia B. Perkins, CRPS®, CIS™, CES™'s LPL Financial Experience February 1992 - Present
Job Investment Advisor Representative at LPL Financial, Registered Principal, Licenses Held: 7, 24,51,63 & 66
Industry Financial Services
Experience
LPL Financial February 1992 - Present
NH Savings Bank 1979 - February 1992
Education
Institute for Business and Finance
Certified Income Specialist and Certified Estate Specialist
College for Financial Planning
Chartered Retirement Plans Specialist
NH Technical College
Accounting
LPL Financial February 1992 - Present
NH Savings Bank 1979 - February 1992
Education
Institute for Business and Finance
Certified Income Specialist and Certified Estate Specialist
College for Financial Planning
Chartered Retirement Plans Specialist
NH Technical College
Accounting
Betsy Brady Betsy Brady's LPL Financial Experience 2000 - 2002
Job Administrative Office Professional
Industry Consumer Services
Experience
Navajo Express June 2014 - Present
Self-employed 2008 - Present
Bountiful Baskets May 2011 - August 2013
LPL Financial 2000 - 2002
Ross Stores, Inc. 1998 - 2000
Skills
Stress Management, Multi Tasking, Xcel, Data Analysis, Organizational..., Organizational..., Budgets, Time Management, Accounts Receivable, Customer Service, Training, Supervisory Skills, Accounts Payable, Process Improvement
Education
Colorado School of Mines 1997 — 2002
Bachelor of Applied Science (BASc), Chemistry
Alameda High School 1993 — 1997
Navajo Express June 2014 - Present
Self-employed 2008 - Present
Bountiful Baskets May 2011 - August 2013
LPL Financial 2000 - 2002
Ross Stores, Inc. 1998 - 2000
Skills
Stress Management, Multi Tasking, Xcel, Data Analysis, Organizational..., Organizational..., Budgets, Time Management, Accounts Receivable, Customer Service, Training, Supervisory Skills, Accounts Payable, Process Improvement
Education
Colorado School of Mines 1997 — 2002
Bachelor of Applied Science (BASc), Chemistry
Alameda High School 1993 — 1997
Ranjeet Edlabadkar Ranjeet Edlabadkar's LPL Financial Experience August 2014 - Present
Job Vice President, Advanced Analytics at LPL Financial
Industry Financial Services
Experience
LPL Financial August 2014 - Present
Intuit April 2012 - August 2014
Capital One March 2011 - April 2012
Capital One 2010 - March 2011
Capital One 2007 - 2010
Capital One 2005 - 2007
Capital One 2002 - 2005
Capital One 1999 - 2001
Computervision 1996 - 1998
Skills
Analytics, Cross-functional Team..., Analysis, Program Management, Segmentation, Credit Cards, Business Intelligence, Financial Analysis, Forecasting, Business Strategy, Product Management, Business Analysis, Marketing Strategy, Product Development, Online Marketing, Competitive Analysis, Banking, Data Analysis, ROMI, Direct Marketing, Integrated Marketing, Finance, Strategy, Portfolio Management, Financial Services, Marketing, Team Leadership, Marketing ROI, Product Strategy, Attribution Modeling, Online Advertising, Digital Marketing, Leadership, Go-to-market Strategy, SEO
Education
The University of Chicago Booth School of Business 2005 — 2008
MBA, Finance and Marketing
College of Engineering Pune
B.E., Mechanical
University of Pune
MTech. Computer Science, Computer Science
LPL Financial August 2014 - Present
Intuit April 2012 - August 2014
Capital One March 2011 - April 2012
Capital One 2010 - March 2011
Capital One 2007 - 2010
Capital One 2005 - 2007
Capital One 2002 - 2005
Capital One 1999 - 2001
Computervision 1996 - 1998
Skills
Analytics, Cross-functional Team..., Analysis, Program Management, Segmentation, Credit Cards, Business Intelligence, Financial Analysis, Forecasting, Business Strategy, Product Management, Business Analysis, Marketing Strategy, Product Development, Online Marketing, Competitive Analysis, Banking, Data Analysis, ROMI, Direct Marketing, Integrated Marketing, Finance, Strategy, Portfolio Management, Financial Services, Marketing, Team Leadership, Marketing ROI, Product Strategy, Attribution Modeling, Online Advertising, Digital Marketing, Leadership, Go-to-market Strategy, SEO
Education
The University of Chicago Booth School of Business 2005 — 2008
MBA, Finance and Marketing
College of Engineering Pune
B.E., Mechanical
University of Pune
MTech. Computer Science, Computer Science
Lisa van Doorn's LPL Financial Experience May 1994 - October 2006
Job Enrolled Agent at Lisa van Doorn, EA
Industry Investment Management
Experience
Blue Cross Blue Shield of Arizona July 2012 - Present
Hasslacher Tax & Financial, LLC August 2011 - July 2012
Corsetti & Noyes, LLP December 2008 - July 2011
LPL Financial May 1994 - October 2006
Skills
Payroll, Accounts Receivable, Bank Reconciliation, Payroll Taxes, Tax, Tax Returns, Customer Service, Accounting, QuickBooks, Tax Preparation, Accounts Payable, Bookkeeping, Financial Reporting, General Ledger
Education
University of Phoenix 2012 — 2015
Bachelor's Degree, Accounting
Agoura High School 1989 — 1992
College of the Redwoods
Associates Degree, General Studies
Blue Cross Blue Shield of Arizona July 2012 - Present
Hasslacher Tax & Financial, LLC August 2011 - July 2012
Corsetti & Noyes, LLP December 2008 - July 2011
LPL Financial May 1994 - October 2006
Skills
Payroll, Accounts Receivable, Bank Reconciliation, Payroll Taxes, Tax, Tax Returns, Customer Service, Accounting, QuickBooks, Tax Preparation, Accounts Payable, Bookkeeping, Financial Reporting, General Ledger
Education
University of Phoenix 2012 — 2015
Bachelor's Degree, Accounting
Agoura High School 1989 — 1992
College of the Redwoods
Associates Degree, General Studies
Catherine Shaw Catherine Shaw's LPL Financial Experience October 2005 - May 2009
Job Certified Personal Trainer Woman's Health Prenatal/Postnatal Health & Fitness at FemFit Life
Industry Health, Wellness and Fitness
Experience
Yeiser Research and Development LLC September 2013 - July 2014
SOITEC November 2010 - January 2013
LPL Financial October 2005 - May 2009
Equilink L.L.C. October 2003 - October 2005
Premier Bancorp 2002 - 2003
Skills
Trade Shows, Microsoft Office, Project Management, PowerPoint, Microsoft Excel, Outlook, Microsoft Word, Large Scale Events, Large-scale Event..., Meeting Planning, Office Management, Process Scheduler, Trade Show Exhibitor, Live Meeting, Oracle, MOC, Travel Arrangements, Spreadsheets, Social Networking, Administrative..., File Management, Client Rapport, Customer Service, Team Building, Salesforce.com, QuickBooks, Executive..., Conference Services, Marketing, International Travel, New Hire Processes, Event Management, Budgets
Education
San Diego State University-California State University 2008 — 2009
Physical Fitness Trainer Certificate, Physical Fitness Trainer
American Council on Exercise 2008 — 2009
Certified Personal Trainer, Physical Fitness Trainer
Cuyamaca College 2002 — 2003
Real Estate
Granite Hills High School
Yeiser Research and Development LLC September 2013 - July 2014
SOITEC November 2010 - January 2013
LPL Financial October 2005 - May 2009
Equilink L.L.C. October 2003 - October 2005
Premier Bancorp 2002 - 2003
Skills
Trade Shows, Microsoft Office, Project Management, PowerPoint, Microsoft Excel, Outlook, Microsoft Word, Large Scale Events, Large-scale Event..., Meeting Planning, Office Management, Process Scheduler, Trade Show Exhibitor, Live Meeting, Oracle, MOC, Travel Arrangements, Spreadsheets, Social Networking, Administrative..., File Management, Client Rapport, Customer Service, Team Building, Salesforce.com, QuickBooks, Executive..., Conference Services, Marketing, International Travel, New Hire Processes, Event Management, Budgets
Education
San Diego State University-California State University 2008 — 2009
Physical Fitness Trainer Certificate, Physical Fitness Trainer
American Council on Exercise 2008 — 2009
Certified Personal Trainer, Physical Fitness Trainer
Cuyamaca College 2002 — 2003
Real Estate
Granite Hills High School
Jeff Locke, CFP® Jeff Locke, CFP®'s LPL Financial Experience January 2010 - Present
Job Registered Principal LPL Financial
Industry Financial Services
Experience
LPL Financial January 2010 - Present
Northeast Planning Associates January 2010 - Present
TD Banknorth 2000 - 2009
Bancnorth Investment Group 2000 - 2009
Northeast Planning Associates June 1998 - 2000
Liberty Securities Corporation/ IFMG 1995 - 1997
Skills
Insurance, Banking, Retirement Planning, Wealth Management, Mutual Funds, Investments, Retirement, Asset Allocation, Certified Financial..., Fixed Annuities, Investment Management, Life Insurance, Securities Regulation, Risk Management, Practice Management, Real Estate, Recruiting, Brokerage, Series 6, Investment Strategies, Strategic Financial..., Alternative Investments, Series 24, Business Development, Asset Management, IRAs, Portfolio Management, Broker-Dealer, Investment Advisory, 401k, Series 65, FINRA, Securities, Series 63, Financial Services, Wealth, Series 7, Financial Advisory, Compliance, Financial Planning, Best Practices, Sales Compensation, CFP, Sales Management, Sales Rep Training, Employee Referral..., LPL Registered Principal, LPL Registered...
Education
Ivey Business School at Western University 2007 — 2008
Leadership Academy
College for Financial Planning 1988 — 1990
CFP, Financial Planning
Western Connecticut State University 1974 — 1978
BA
LPL Financial January 2010 - Present
Northeast Planning Associates January 2010 - Present
TD Banknorth 2000 - 2009
Bancnorth Investment Group 2000 - 2009
Northeast Planning Associates June 1998 - 2000
Liberty Securities Corporation/ IFMG 1995 - 1997
Skills
Insurance, Banking, Retirement Planning, Wealth Management, Mutual Funds, Investments, Retirement, Asset Allocation, Certified Financial..., Fixed Annuities, Investment Management, Life Insurance, Securities Regulation, Risk Management, Practice Management, Real Estate, Recruiting, Brokerage, Series 6, Investment Strategies, Strategic Financial..., Alternative Investments, Series 24, Business Development, Asset Management, IRAs, Portfolio Management, Broker-Dealer, Investment Advisory, 401k, Series 65, FINRA, Securities, Series 63, Financial Services, Wealth, Series 7, Financial Advisory, Compliance, Financial Planning, Best Practices, Sales Compensation, CFP, Sales Management, Sales Rep Training, Employee Referral..., LPL Registered Principal, LPL Registered...
Education
Ivey Business School at Western University 2007 — 2008
Leadership Academy
College for Financial Planning 1988 — 1990
CFP, Financial Planning
Western Connecticut State University 1974 — 1978
BA
Loren Grant; MBA Loren Grant; MBA's LPL Financial Experience June 2014 - August 2014
Job Tallent Space Consultant Sr. EDD/CDD Investigator + AML Enterprise Risk Specialist at First Republic Bank
Industry Financial Services
Experience
First Republic Bank June 2014 - Present
LPL Financial June 2014 - August 2014
Union Bank January 2014 - May 2014
Union Bank January 2013 - December 2013
LG Consulting, Inc. April 2007 - December 2013
Union Bank July 2012 - December 2012
Union Bank February 2010 - May 2012
M Squared Consulting 2009 - 2009
First Republic Bank 2009 - 2009
Barclays Capital 2008 - 2008
Skills
Risk Management, Banking, AML, Financial Services, KYC, Financial Risk, Securities, Due Diligence, Finance, Portfolio Management, Business Analysis, Analysis, Process Improvement, Fraud, Mergers & Acquisitions, Leadership, Enterprise Risk..., Investments, Trading, Credit, Equities, Auditing, Management, Executive Management, Credit Risk, Capital Markets, Asset Managment, Asset Management, Financial Analysis, Loans, Operational Risk, Anti Money Laundering
Education
Southern Connecticut State University 1998 — 2000
MBA, Post Graduate Studies
Columbia Union College 1993 — 1995
BS, Business Administration
First Republic Bank June 2014 - Present
LPL Financial June 2014 - August 2014
Union Bank January 2014 - May 2014
Union Bank January 2013 - December 2013
LG Consulting, Inc. April 2007 - December 2013
Union Bank July 2012 - December 2012
Union Bank February 2010 - May 2012
M Squared Consulting 2009 - 2009
First Republic Bank 2009 - 2009
Barclays Capital 2008 - 2008
Skills
Risk Management, Banking, AML, Financial Services, KYC, Financial Risk, Securities, Due Diligence, Finance, Portfolio Management, Business Analysis, Analysis, Process Improvement, Fraud, Mergers & Acquisitions, Leadership, Enterprise Risk..., Investments, Trading, Credit, Equities, Auditing, Management, Executive Management, Credit Risk, Capital Markets, Asset Managment, Asset Management, Financial Analysis, Loans, Operational Risk, Anti Money Laundering
Education
Southern Connecticut State University 1998 — 2000
MBA, Post Graduate Studies
Columbia Union College 1993 — 1995
BS, Business Administration
Catherine Stahl Scheuber, CRPC Catherine Stahl Scheuber, CRPC's LPL Financial Experience May 2009 - Present
Job Chartered Retirement Planning Counselor Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial May 2009 - Present
UBS May 1992 - May 2009
Skills
Strategic Planning, Public Speaking, Project Management, Budgets, Negotiation, Accounting, Financial Services -..., Retirement Planning, Investments
Education
College for Financial Planning
Chartered Retirement Planning Counselor
Metropolitan State University of Denver
Bachelor's degree, Managerial Finance, Minor Economics
Registrations and Licenses
LPL Financial May 2009 - Present
UBS May 1992 - May 2009
Skills
Strategic Planning, Public Speaking, Project Management, Budgets, Negotiation, Accounting, Financial Services -..., Retirement Planning, Investments
Education
College for Financial Planning
Chartered Retirement Planning Counselor
Metropolitan State University of Denver
Bachelor's degree, Managerial Finance, Minor Economics
Registrations and Licenses
Yanni Bousnakis, CFA Yanni Bousnakis, CFA's LPL Financial Experience November 2002 - March 2011
Job Managing Director Investment Management at First Allied Securities
Industry Financial Services
Experience
First Allied Securities March 2011 - Present
LPL Financial November 2002 - March 2011
Scudder Investments March 1997 - March 2002
Skills
Wealth Management, Business Analysis, Investment Advisory, Investments, Series 7, Mutual Funds, Corporate Finance, Asset Managment, Portfolio Management, Asset Management, Investment Strategies, Securities, Asset Allocation, Equities, Financial Advisory
Education
D'Amore-McKim School of Business at Northeastern University
MBA
National Technical University of Athens
BSc, Naval Architecture & Marine Engineering
First Allied Securities March 2011 - Present
LPL Financial November 2002 - March 2011
Scudder Investments March 1997 - March 2002
Skills
Wealth Management, Business Analysis, Investment Advisory, Investments, Series 7, Mutual Funds, Corporate Finance, Asset Managment, Portfolio Management, Asset Management, Investment Strategies, Securities, Asset Allocation, Equities, Financial Advisory
Education
D'Amore-McKim School of Business at Northeastern University
MBA
National Technical University of Athens
BSc, Naval Architecture & Marine Engineering
Shahina Patel Shahina Patel's LPL Financial Experience September 2014 - November 2014
Job Accountant I at bebe stores
Industry Accounting
Experience
bebe stores March 2015 - Present
bebe stores January 2015 - March 2015
LPL Financial September 2014 - November 2014
Rodeway Inn January 2012 - August 2012
Rodeway Inn December 2010 - January 2012
Boyd Lighting Company July 2007 - August 2007
Skills
Customer Service, Time Management, Teamwork, Social Media, Microsoft Word, Lawson General Ledger, Microsoft Office, PowerPoint, Momentis, Data Entry
Education
San Diego State University-California State University 2012 — 2014
Bachelor of Science (BS), Business Administration- Finance
College of San Mateo 2010 — 2012
Business Administration
bebe stores March 2015 - Present
bebe stores January 2015 - March 2015
LPL Financial September 2014 - November 2014
Rodeway Inn January 2012 - August 2012
Rodeway Inn December 2010 - January 2012
Boyd Lighting Company July 2007 - August 2007
Skills
Customer Service, Time Management, Teamwork, Social Media, Microsoft Word, Lawson General Ledger, Microsoft Office, PowerPoint, Momentis, Data Entry
Education
San Diego State University-California State University 2012 — 2014
Bachelor of Science (BS), Business Administration- Finance
College of San Mateo 2010 — 2012
Business Administration
Mark J. Stevens, CFP ® Mark J. Stevens, CFP ®'s LPL Financial Experience August 2011 - Present
Job Wealth Event Planner, Stevens Wealth Strategies helping you prepare for RETIREMENT & other key events & life transitions
Industry Financial Services
Experience
Stevens Wealth Strategies January 1991 - Present
Fiscal Fitness Center January 2012 - Present
The Society for Financial Awareness July 2014 - Present
Integrated Financial Group The Brain Trust January 2002 - Present
LPL Financial August 2011 - Present
Foundation for Personal Finance Education January 2010 - July 2014
Porarro and Associates December 1991 - January 2002
Mortgage Plus, Inc April 1989 - December 1991
Skills
Estate Planning, Financial Goals, College Funding..., Tax, Retirement Planning, Strategic Financial..., Investments, Retirement, Wealth Management, Investment Advisory, Financial Advisory, Series 7
Education
College for Financial Planning 1998 — 1998
CFP®, Finance
Georgia State University - J. Mack Robinson College of Business 1983 — 1988
bs, finance
Archbishop Alter High School 1979 — 1982
High School Diploma
Stevens Wealth Strategies January 1991 - Present
Fiscal Fitness Center January 2012 - Present
The Society for Financial Awareness July 2014 - Present
Integrated Financial Group The Brain Trust January 2002 - Present
LPL Financial August 2011 - Present
Foundation for Personal Finance Education January 2010 - July 2014
Porarro and Associates December 1991 - January 2002
Mortgage Plus, Inc April 1989 - December 1991
Skills
Estate Planning, Financial Goals, College Funding..., Tax, Retirement Planning, Strategic Financial..., Investments, Retirement, Wealth Management, Investment Advisory, Financial Advisory, Series 7
Education
College for Financial Planning 1998 — 1998
CFP®, Finance
Georgia State University - J. Mack Robinson College of Business 1983 — 1988
bs, finance
Archbishop Alter High School 1979 — 1982
High School Diploma
Ronnye Boone Ronnye Boone's LPL Financial Experience November 2007 - October 2008
Job Chief Communications Officer at Cabarrus County Schools
Industry Public Relations and Communications
Experience
Cabarrus County Schools October 2008 - Present
LPL Financial November 2007 - October 2008
TIAA-CREF February 2005 - May 2007
AREVA May 2001 - February 2005
Duke Energy June 1994 - April 2001
Hallmark Cards, Inc January 1991 - May 1994
Skills
Media Relations, Press Releases, Crisis Communications, Strategic Communications, AP Style, Event Planning, Internal Communications, Publications, Newsletters, Newspapers
Education
University of Missouri-Columbia 1989 — 1991
Master's degree, Communication, Journalism, and Related Programs
College of Charleston 1985 — 1988
Bachelor of Arts (BA), English
Cabarrus County Schools October 2008 - Present
LPL Financial November 2007 - October 2008
TIAA-CREF February 2005 - May 2007
AREVA May 2001 - February 2005
Duke Energy June 1994 - April 2001
Hallmark Cards, Inc January 1991 - May 1994
Skills
Media Relations, Press Releases, Crisis Communications, Strategic Communications, AP Style, Event Planning, Internal Communications, Publications, Newsletters, Newspapers
Education
University of Missouri-Columbia 1989 — 1991
Master's degree, Communication, Journalism, and Related Programs
College of Charleston 1985 — 1988
Bachelor of Arts (BA), English
Douglas Heagren, CFP®, CRPC®, APMA(sm) Douglas Heagren, CFP®, CRPC®, APMA(sm)'s LPL Financial Experience July 2011 - Present
Job Certified Financial Planner(TM) practitioner; LPL Financial Advisor
Industry Financial Services
Experience
LPL Financial July 2011 - Present
Ameriprise Financial Services, Inc. November 2005 - July 2011
Courtney Services, Inc. 2000 - 2005
Advanced Programming Resources, Inc. 1998 - 2005
Grierson-McCormick Commercial Real Estate 2000 - 2003
LCI International / Qwest Communications 1997 - 1998
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Retirement, Investments, Financial Advisory, 401k, Wealth, Financial Planners, Securities, Series 7, Portfolio Management, Business Analysis, Investment Advisory, 401k Rollovers, Investment Strategies, Asset Allocation, IRAs, Wealth Accumulation, Alternative Investments, Saving for Education, Analysis, Uniform Combined State...
Education
The American College 2009 — 2013
Various Certifications and Endorsements, CFP(R), CRPC(R), ChFC(R), Pass
Denison University 1993 — 1997
Bachelor of Arts (B.A.), Economics
LPL Financial July 2011 - Present
Ameriprise Financial Services, Inc. November 2005 - July 2011
Courtney Services, Inc. 2000 - 2005
Advanced Programming Resources, Inc. 1998 - 2005
Grierson-McCormick Commercial Real Estate 2000 - 2003
LCI International / Qwest Communications 1997 - 1998
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Retirement, Investments, Financial Advisory, 401k, Wealth, Financial Planners, Securities, Series 7, Portfolio Management, Business Analysis, Investment Advisory, 401k Rollovers, Investment Strategies, Asset Allocation, IRAs, Wealth Accumulation, Alternative Investments, Saving for Education, Analysis, Uniform Combined State...
Education
The American College 2009 — 2013
Various Certifications and Endorsements, CFP(R), CRPC(R), ChFC(R), Pass
Denison University 1993 — 1997
Bachelor of Arts (B.A.), Economics
Lawrence Potomac's LPL Financial Experience April 2009 - Present
Job CPA/PFS,CFP®
Industry Financial Services
Experience
LPL Financial April 2009 - Present
Education
Cornell Law School 1973 — 1976
JD
Cornell University - Johnson Graduate School of Management 1972 — 1975
MBA
Stanford University 1967 — 1971
BA
La Jolla Country Day
LPL Financial April 2009 - Present
Education
Cornell Law School 1973 — 1976
JD
Cornell University - Johnson Graduate School of Management 1972 — 1975
MBA
Stanford University 1967 — 1971
BA
La Jolla Country Day
Jetoon Patel Jetoon Patel's LPL Financial Experience June 2014 - Present
Job Financial Advisor at LPL Financial
Industry Insurance
Experience
LPL Financial June 2014 - Present
Legacy Insurance Group May 2011 - Present
TD Bank Group 2002 - 2006
Skills
Insurance, Strategic Planning, PowerPoint, Event Planning, Excel, Word, Event Marketing
Education
University of Phoenix 2005 — 2007
MBA, Master of Business Adm.
Concordia University 2001 — 2004
Bachelor, Finance
LPL Financial June 2014 - Present
Legacy Insurance Group May 2011 - Present
TD Bank Group 2002 - 2006
Skills
Insurance, Strategic Planning, PowerPoint, Event Planning, Excel, Word, Event Marketing
Education
University of Phoenix 2005 — 2007
MBA, Master of Business Adm.
Concordia University 2001 — 2004
Bachelor, Finance
Ryan Miracle, CFP®, AIF® Ryan Miracle, CFP®, AIF®'s LPL Financial Experience 2005 - April 2014
Job Weaver Wealth Advisors
Industry Financial Services
Experience
Weaver Wealth Advisors April 2014 - Present
LPL Financial 2005 - April 2014
Merrill Lynch 2004 - 2005
A.G. Edwards & Sons, Inc. 2000 - 2004
Skills
IRAs, 401k Rollovers, Strategic Financial..., Uniform Combined State..., Long-term Care, Variable Annuities, Investment Advisory, Fixed Annuities, Asset Allocation, Financial Advisory, Retirement, Mutual Funds, Series 7, Wealth Management, Estate Planning, Life & Health Insurance..., Trust Services, Socially Responsible..., Indexed Annuities, Stocks, Bonds, LGBT Individual and..., Retirement Income..., Investments, Securities, Financial Services, Financial Planning, Finance
Education
College for Financial Planning
Virginia Polytechnic Institute and State University
Bachelor of Science (B.S.), Biology
Weaver Wealth Advisors April 2014 - Present
LPL Financial 2005 - April 2014
Merrill Lynch 2004 - 2005
A.G. Edwards & Sons, Inc. 2000 - 2004
Skills
IRAs, 401k Rollovers, Strategic Financial..., Uniform Combined State..., Long-term Care, Variable Annuities, Investment Advisory, Fixed Annuities, Asset Allocation, Financial Advisory, Retirement, Mutual Funds, Series 7, Wealth Management, Estate Planning, Life & Health Insurance..., Trust Services, Socially Responsible..., Indexed Annuities, Stocks, Bonds, LGBT Individual and..., Retirement Income..., Investments, Securities, Financial Services, Financial Planning, Finance
Education
College for Financial Planning
Virginia Polytechnic Institute and State University
Bachelor of Science (B.S.), Biology
Allen Sarkissian Allen Sarkissian's LPL Financial Experience July 2015 - Present
Job Data Analyst at LPL Financial
Industry Nonprofit Organization Management
Experience
LPL Financial July 2015 - Present
Bartell & Associates June 2014 - August 2014
Associated Students February 2014 - May 2014
Skills
Microsoft Excel, Microsoft Word, Teamwork, Social Networking, Customer Service, Time Management, Social Media, Team-oriented, Data Analysis, Adobe LiveCycle Designer, Communication, Motivated self-starter, Finance, Teaching, Research, Baseball, Typing, Youth Mentoring, PowerPoint, Data Entry, Report Writing
Education
San Diego State University-California State University 2013 — 2015
Bachelor’s Degree, Finance
KEDGE Business School 2014 — 2014
College of the Canyons 2011 — 2013
Associate’s Degree, Accounting
LPL Financial July 2015 - Present
Bartell & Associates June 2014 - August 2014
Associated Students February 2014 - May 2014
Skills
Microsoft Excel, Microsoft Word, Teamwork, Social Networking, Customer Service, Time Management, Social Media, Team-oriented, Data Analysis, Adobe LiveCycle Designer, Communication, Motivated self-starter, Finance, Teaching, Research, Baseball, Typing, Youth Mentoring, PowerPoint, Data Entry, Report Writing
Education
San Diego State University-California State University 2013 — 2015
Bachelor’s Degree, Finance
KEDGE Business School 2014 — 2014
College of the Canyons 2011 — 2013
Associate’s Degree, Accounting
Kaley Thomas's LPL Financial Experience May 2014 - April 2015
Job Business and Operations Manager at McMillan Running Company
Industry Consumer Services
Experience
McMillan Running Company August 2012 - Present
Registered Yoga Teacher May 2012 - Present
Kaley Thomas Photography July 2010 - Present
LPL Financial May 2014 - April 2015
Automated Trading Desk, A Citigroup Company October 2006 - July 2012
Automated Trading Desk, A Citigroup Company October 2006 - December 2009
Skills
Series 7, Securities, Equities, Investments, Series 63, Portfolio Management, Financial Services, Risk Management, Asset Management, Trading, Bloomberg, Financial Modeling, Capital Markets, Fixed Income, Financial Analysis, Trading Systems, Options, Equity Trading, Financial Markets, Yoga, Vinyasa, Customer Service, Operations Management, Business Process..., Digital Photography, Bookkeeping, Project Management, Organization, Economics, Electronic Trading, Finance, Investment Banking, Business Analysis
Education
College of Charleston 2004 — 2007
Bachelor of Arts, Business Administration and Finance
McMillan Running Company August 2012 - Present
Registered Yoga Teacher May 2012 - Present
Kaley Thomas Photography July 2010 - Present
LPL Financial May 2014 - April 2015
Automated Trading Desk, A Citigroup Company October 2006 - July 2012
Automated Trading Desk, A Citigroup Company October 2006 - December 2009
Skills
Series 7, Securities, Equities, Investments, Series 63, Portfolio Management, Financial Services, Risk Management, Asset Management, Trading, Bloomberg, Financial Modeling, Capital Markets, Fixed Income, Financial Analysis, Trading Systems, Options, Equity Trading, Financial Markets, Yoga, Vinyasa, Customer Service, Operations Management, Business Process..., Digital Photography, Bookkeeping, Project Management, Organization, Economics, Electronic Trading, Finance, Investment Banking, Business Analysis
Education
College of Charleston 2004 — 2007
Bachelor of Arts, Business Administration and Finance
Dustin Stringer Dustin Stringer's LPL Financial Experience May 2011 - Present
Job President/CEO of Stringer Wealth Management at LPL Financial
Industry Financial Services
Experience
LPL Financial May 2011 - Present
Edward Jones March 2001 - April 2011
Skills
Wealth Management, Strategic Financial..., Risk Management, Estate Planning, Investments, Financial Advisory, Finance, Asset Allocation, Retirement, Personal Finance, Investment Advisory, Retirement Planning, Mutual Funds, Wealth, Investment Strategies, Customer Service, Financial Planning, Team Building, Strategic Planning, Small Business
Education
College for Financial Planning 2006 — 2006
AAMS, Financial Planning and Services
Texarkana College
LPL Financial May 2011 - Present
Edward Jones March 2001 - April 2011
Skills
Wealth Management, Strategic Financial..., Risk Management, Estate Planning, Investments, Financial Advisory, Finance, Asset Allocation, Retirement, Personal Finance, Investment Advisory, Retirement Planning, Mutual Funds, Wealth, Investment Strategies, Customer Service, Financial Planning, Team Building, Strategic Planning, Small Business
Education
College for Financial Planning 2006 — 2006
AAMS, Financial Planning and Services
Texarkana College
Anthony L. Santucci, Jr. Anthony L. Santucci, Jr.'s LPL Financial Experience July 2014 - Present
Job Investment Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial July 2014 - Present
Skills
Estate Planning, Investment Planning, Equity and Fixed Income..., Corporate Pension,..., Alternative Investments, IRAs, College Education...
Education
DePaul University
Bachelor of Arts (B.A.), Economics and Political Science
LPL Financial July 2014 - Present
Skills
Estate Planning, Investment Planning, Equity and Fixed Income..., Corporate Pension,..., Alternative Investments, IRAs, College Education...
Education
DePaul University
Bachelor of Arts (B.A.), Economics and Political Science
David Nemerovski M.S., PMP, CSM David Nemerovski M.S., PMP, CSM's LPL Financial Experience October 2011 - March 2015
Job PMO Manager at Ingram Micro
Industry Information Technology and Services
Experience
Ingram Micro March 2015 - Present
LPL Financial October 2011 - March 2015
Insight October 2010 - October 2011
North Island Credit Union September 2005 - July 2010
SAIC 2002 - 2005
O'Connor and Company 1999 - 2002
Skills
PMP, Cisco, Budgeting, Call Center, Vendor Relations, Telecommunications, Disaster Recovery, Vendor Management, VoIP, Data Center, IT Management, Project Planning, Resource Management, Change Management, MS Project, Cisco Technologies, Budgets, Project Management, Managed Services, Security, SharePoint, Network Security, Business Continuity, Infrastructure, CRM, IT Strategy, ITIL, Visio, IT Operations, IT Service Management, Integration, PMO, SDLC, Project Portfolio..., Call Centers, Enterprise Architecture, System Deployment, Software Documentation, Business Intelligence, Networking, Business Process, Professional Services, VMware, Information Security, Virtualization, Enterprise Software, SaaS
Education
Strayer University-Maryland
Master's Degree, Management Information Systems
Western Michigan University
Bachelor's Degree, Telecommunications Management
DePaul University
LAN Certification, Local Area Networks
Ingram Micro March 2015 - Present
LPL Financial October 2011 - March 2015
Insight October 2010 - October 2011
North Island Credit Union September 2005 - July 2010
SAIC 2002 - 2005
O'Connor and Company 1999 - 2002
Skills
PMP, Cisco, Budgeting, Call Center, Vendor Relations, Telecommunications, Disaster Recovery, Vendor Management, VoIP, Data Center, IT Management, Project Planning, Resource Management, Change Management, MS Project, Cisco Technologies, Budgets, Project Management, Managed Services, Security, SharePoint, Network Security, Business Continuity, Infrastructure, CRM, IT Strategy, ITIL, Visio, IT Operations, IT Service Management, Integration, PMO, SDLC, Project Portfolio..., Call Centers, Enterprise Architecture, System Deployment, Software Documentation, Business Intelligence, Networking, Business Process, Professional Services, VMware, Information Security, Virtualization, Enterprise Software, SaaS
Education
Strayer University-Maryland
Master's Degree, Management Information Systems
Western Michigan University
Bachelor's Degree, Telecommunications Management
DePaul University
LAN Certification, Local Area Networks
Cary McDonald, CFP® Cary McDonald, CFP®'s LPL Financial Experience April 2011 - April 2012
Job Investment Advisor & Regional Director for Advisor Development,
Industry Financial Services
Experience
Matson Money April 2012 - Present
LPL Financial April 2011 - April 2012
CNL Financial Group December 1989 - January 2011
Skills
Investment Advisory, Wholesaling, Fee Based Investment..., Regional Development, Investor Relations, Investor Presentations, Investor Development, Portfolio Optimization, Presentation Skills, Client Presentation, Territory Development, Strategic Initiatives, Investments, Retirement Planning, Asset Management, Mutual Funds
Education
Wittenberg University 1979 — 1983
Bachelor of Arts (B.A.), Business Administration, Religion
College for Financial Planning 1986 — 1988
CFP®, Certified Financial Planner
The American College 1987 — 1988
LUTCF, Life Underwriter Training Coucil Fellow
Matson Money April 2012 - Present
LPL Financial April 2011 - April 2012
CNL Financial Group December 1989 - January 2011
Skills
Investment Advisory, Wholesaling, Fee Based Investment..., Regional Development, Investor Relations, Investor Presentations, Investor Development, Portfolio Optimization, Presentation Skills, Client Presentation, Territory Development, Strategic Initiatives, Investments, Retirement Planning, Asset Management, Mutual Funds
Education
Wittenberg University 1979 — 1983
Bachelor of Arts (B.A.), Business Administration, Religion
College for Financial Planning 1986 — 1988
CFP®, Certified Financial Planner
The American College 1987 — 1988
LUTCF, Life Underwriter Training Coucil Fellow
Jaimee Meagher Jaimee Meagher's LPL Financial Experience August 2012 - April 2013
Job Project Manager at Range, Inc.
Industry Marketing and Advertising
Experience
Range, Inc. July 2013 - Present
LPL Financial August 2012 - April 2013
Cornell University December 2011 - May 2012
Cornell University August 2011 - May 2012
Premier Properties Real Estate June 2011 - August 2011
Kerber Companies June 2010 - August 2010
Skills
Microsoft Excel, PowerPoint, Microsoft Office, Microsoft Word, Research, Analysis, Market Research, Social Media, Leadership
Education
Cornell University 2010 — 2012
Bachelor's degree, Communication, Business
Iowa State University 2008 — 2010
Range, Inc. July 2013 - Present
LPL Financial August 2012 - April 2013
Cornell University December 2011 - May 2012
Cornell University August 2011 - May 2012
Premier Properties Real Estate June 2011 - August 2011
Kerber Companies June 2010 - August 2010
Skills
Microsoft Excel, PowerPoint, Microsoft Office, Microsoft Word, Research, Analysis, Market Research, Social Media, Leadership
Education
Cornell University 2010 — 2012
Bachelor's degree, Communication, Business
Iowa State University 2008 — 2010
Scott Steiner's LPL Financial Experience April 2007 - Present
Job Insurance planning
Industry Insurance
Experience
LPL Financial April 2007 - Present
Education
Mesa State College
LPL Financial April 2007 - Present
Education
Mesa State College
Bonnie Ireland Bonnie Ireland's LPL Financial Experience March 2006 - Present
Job Financial Planner at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2006 - Present
MetLife Securities, Inc. March 2004 - March 2006
Citizens Investment Services June 2003 - March 2004
Putnam Investments 1994 - 2003
Skills
Series 24, Series 6, Series 7, Series 63, Series 65, Life & Health Insurance..., Alternative Investments, Equities, Investment Advisory, IRAs, 401k, Fixed Annuities, Variable Annuities, Long Term Care Insurance, Medicare Supplement..., Asset Allocation, Finance, Separately Managed..., Registered Investment..., 401k Rollovers
Education
College for Financial Planning 2012 — 2013
Endicott College
LPL Financial March 2006 - Present
MetLife Securities, Inc. March 2004 - March 2006
Citizens Investment Services June 2003 - March 2004
Putnam Investments 1994 - 2003
Skills
Series 24, Series 6, Series 7, Series 63, Series 65, Life & Health Insurance..., Alternative Investments, Equities, Investment Advisory, IRAs, 401k, Fixed Annuities, Variable Annuities, Long Term Care Insurance, Medicare Supplement..., Asset Allocation, Finance, Separately Managed..., Registered Investment..., 401k Rollovers
Education
College for Financial Planning 2012 — 2013
Endicott College
Adam Slick's LPL Financial Experience March 2008 - July 2009
Job Senior Marketing Manager at Jacobsen, A Textron Company
Industry Machinery
Experience
Jacobsen, A Textron Company February 2012 - Present
Verian July 2009 - February 2012
LPL Financial March 2008 - July 2009
Jacobsen, A Textron Company 2005 - 2008
Incite Communications Strategic Marketing & Advertising November 1998 - March 2005
Skills
Public Relations, Marketing Strategy, Corporate Communications, Marketing Communications, Strategic Planning, Email Marketing, Internal Communications, Social Media, Marketing, Trade Shows, Product Marketing, Copywriting, Social Media Marketing, Advertising, Mentoring, Online Marketing, Lead Generation, Business Development, CRM, Online Advertising, Press Releases, Leadership, B2B, Product Management, Budgets, Newsletters, Market Planning, Creative Direction, Direct Mail, Analytics, Marketing Management, Project Planning, Publishing, Proposal Writing, Brand Development, New Business Development, Social Networking, Media Relations, Integrated Marketing, Event Management, Strategic Communications, Account Management, Publications, Coaching, Event Planning, B2B Marketing, Product Development, Direct Marketing, Cross-functional Team..., Competitive Analysis
Education
Colorado State University 2013 — 2017
Master of Business Administration (MBA), Marketing
University of North Carolina at Charlotte 2000 — 2002
Graduate Studies, English
Saint John Fisher College 1989 — 1993
Bachelor of Arts, English
Jacobsen, A Textron Company February 2012 - Present
Verian July 2009 - February 2012
LPL Financial March 2008 - July 2009
Jacobsen, A Textron Company 2005 - 2008
Incite Communications Strategic Marketing & Advertising November 1998 - March 2005
Skills
Public Relations, Marketing Strategy, Corporate Communications, Marketing Communications, Strategic Planning, Email Marketing, Internal Communications, Social Media, Marketing, Trade Shows, Product Marketing, Copywriting, Social Media Marketing, Advertising, Mentoring, Online Marketing, Lead Generation, Business Development, CRM, Online Advertising, Press Releases, Leadership, B2B, Product Management, Budgets, Newsletters, Market Planning, Creative Direction, Direct Mail, Analytics, Marketing Management, Project Planning, Publishing, Proposal Writing, Brand Development, New Business Development, Social Networking, Media Relations, Integrated Marketing, Event Management, Strategic Communications, Account Management, Publications, Coaching, Event Planning, B2B Marketing, Product Development, Direct Marketing, Cross-functional Team..., Competitive Analysis
Education
Colorado State University 2013 — 2017
Master of Business Administration (MBA), Marketing
University of North Carolina at Charlotte 2000 — 2002
Graduate Studies, English
Saint John Fisher College 1989 — 1993
Bachelor of Arts, English
Vincent Fichera Vincent Fichera's LPL Financial Experience April 2013 - Present
Job Legal Support Associate at LPL Financial
Industry Law Practice
Experience
LPL Financial April 2013 - Present
Maggiano, DiGirolamo & Lizzi, PC June 2011 - September 2012
Connecticut College Theater Services September 2010 - May 2011
Connecticut College’s THINK S.A.F.E. PROJECT August 2010 - May 2011
Quick Response Fire Protection May 2009 - August 2009
Skills
PowerPoint, Microsoft Office, Microsoft Word, Microsoft Excel, Facebook, Social Media, Public Speaking, Outlook, Social Networking, Mac
Education
Connecticut College 2008 — 2012
Bachelor of Arts (B.A.), History
Northern Highlands Regional High School 2004 — 2008
LPL Financial April 2013 - Present
Maggiano, DiGirolamo & Lizzi, PC June 2011 - September 2012
Connecticut College Theater Services September 2010 - May 2011
Connecticut College’s THINK S.A.F.E. PROJECT August 2010 - May 2011
Quick Response Fire Protection May 2009 - August 2009
Skills
PowerPoint, Microsoft Office, Microsoft Word, Microsoft Excel, Facebook, Social Media, Public Speaking, Outlook, Social Networking, Mac
Education
Connecticut College 2008 — 2012
Bachelor of Arts (B.A.), History
Northern Highlands Regional High School 2004 — 2008
Sean Marrin Sean Marrin's LPL Financial Experience October 2011 - May 2013
Job Regional Director, Investment Advisor Division at Raymond James Financial Inc.
Industry Financial Services
Experience
Raymond James Financial Inc. May 2013 - Present
LPL Financial October 2011 - May 2013
Schwab Institutional January 2004 - September 2011
Schwab Institutional December 1998 - January 2004
Charles Schwab & Co., October 1993 - December 1998
OppenheimerFunds October 1992 - October 1993
Skills
Series 7, Series 63, Series 8, Series 65, Miller Heiman
Education
University of Colorado Denver 1996 — 1998
Master of Science, Finance
Colorado State University 1987 — 1991
Bachelor of Science, Business Administration
Raymond James Financial Inc. May 2013 - Present
LPL Financial October 2011 - May 2013
Schwab Institutional January 2004 - September 2011
Schwab Institutional December 1998 - January 2004
Charles Schwab & Co., October 1993 - December 1998
OppenheimerFunds October 1992 - October 1993
Skills
Series 7, Series 63, Series 8, Series 65, Miller Heiman
Education
University of Colorado Denver 1996 — 1998
Master of Science, Finance
Colorado State University 1987 — 1991
Bachelor of Science, Business Administration
Alfred Maxwell Alfred Maxwell's LPL Financial Experience December 2007 - Present
Job Analyst at Client & Govt Reporting
Industry Financial Services
Experience
LPL Financial December 2007 - Present
Skills
Financial Analysis, Economics, Valuation, Financial Modeling, Bloomberg, Alternative Investments, Fixed Income, Mutual Funds, Financial Services
Education
University of California, Davis 2005 — 2007
Bachelor of Science (B.S.), Managerial Economics
College of San Mateo 2002 — 2004
LPL Financial December 2007 - Present
Skills
Financial Analysis, Economics, Valuation, Financial Modeling, Bloomberg, Alternative Investments, Fixed Income, Mutual Funds, Financial Services
Education
University of California, Davis 2005 — 2007
Bachelor of Science (B.S.), Managerial Economics
College of San Mateo 2002 — 2004
Azam Mohammed's LPL Financial Experience September 2014 - Present
Job Unix Admin @ LPL Financials
Industry Financial Services
Experience
LPL Financial September 2014 - Present
TIAA-CREF June 2012 - Present
AIG January 2012 - June 2012
TIAA-CREF January 2010 - December 2011
Skills
Unix Shell Scripting, Red Hat Linux, HACMP, AIX, TSM, Servers, High Availability, Solaris, Cluster, HMC, Disaster Recovery, HP-UX, LPAR, LVM, Oracle RAC, SDLC, Unix, Virtualization, IBM AIX, Shell Scripting
Education
Concordia University-Wisconsin 2007 — 2009
Master of Business Administration (M.B.A.), Management Information Systems, General
Osmania University
Bachelor of Commerce (BCom)
LPL Financial September 2014 - Present
TIAA-CREF June 2012 - Present
AIG January 2012 - June 2012
TIAA-CREF January 2010 - December 2011
Skills
Unix Shell Scripting, Red Hat Linux, HACMP, AIX, TSM, Servers, High Availability, Solaris, Cluster, HMC, Disaster Recovery, HP-UX, LPAR, LVM, Oracle RAC, SDLC, Unix, Virtualization, IBM AIX, Shell Scripting
Education
Concordia University-Wisconsin 2007 — 2009
Master of Business Administration (M.B.A.), Management Information Systems, General
Osmania University
Bachelor of Commerce (BCom)
Donald Stahl, Jr.'s LPL Financial Experience April 2015 - Present
Job VP, Sponsor Relations at LPL Financial
Industry Financial Services
Experience
LPL Financial April 2015 - Present
LPL Financial February 2012 - March 2015
LPL Financial December 2009 - January 2012
LPL Financial May 2009 - December 2009
LPL Financial August 2008 - May 2009
UVEST Financial Services August 2007 - August 2008
Purshe Kaplan Sterling Investments June 2003 - August 2007
Mahoney & Associates (Cadaret Grant) April 2000 - June 2003
Prudential Financial April 1999 - June 2000
Riverside Inn 1997 - 1998
Skills
Investments, Series 7, Series 24, Series 63, FINRA, Series 65, Life & Health Insurance..., Mutual Funds, Asset Allocation, Wealth Management, Investment Advisory, Salesforce.com..., Retirement Planning, Securities, Fixed Annuities, Financial Services, CTFA - Certified Trust..., Finance
Education
Niagara University 1996 — 1997
Bachelor of Science, Business: Hotel and Restaurant Management
Buffalo State College 1995 — 1996
Colorado Mountain College 1993 — 1994
Institute of Certified Bankers
Certified Trust and Financial Advisor – CTFA
LPL Financial April 2015 - Present
LPL Financial February 2012 - March 2015
LPL Financial December 2009 - January 2012
LPL Financial May 2009 - December 2009
LPL Financial August 2008 - May 2009
UVEST Financial Services August 2007 - August 2008
Purshe Kaplan Sterling Investments June 2003 - August 2007
Mahoney & Associates (Cadaret Grant) April 2000 - June 2003
Prudential Financial April 1999 - June 2000
Riverside Inn 1997 - 1998
Skills
Investments, Series 7, Series 24, Series 63, FINRA, Series 65, Life & Health Insurance..., Mutual Funds, Asset Allocation, Wealth Management, Investment Advisory, Salesforce.com..., Retirement Planning, Securities, Fixed Annuities, Financial Services, CTFA - Certified Trust..., Finance
Education
Niagara University 1996 — 1997
Bachelor of Science, Business: Hotel and Restaurant Management
Buffalo State College 1995 — 1996
Colorado Mountain College 1993 — 1994
Institute of Certified Bankers
Certified Trust and Financial Advisor – CTFA
Lori Miller, CFP® M.S. Lori Miller, CFP® M.S.'s LPL Financial Experience June 2010 - Present
Job at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2010 - Present
MetLife 2008 - 2010
Investment Centers of America / First Choice Bank 2006 - 2008
Gallagher Benefit Services 2004 - 2005
Williams Architects & Development Company 2000 - 2002
Carol Stream Park District 1996 - 1999
Zurich Insurance 1991 - 1993
Mead - Zellerbach 1989 - 1991
General Dynamics 1988 - 1989
Skills
Certified Financial..., Series 7, Series 65, series 24, Series 6, Series 63, Retirement Income..., Comprehensive Wealth..., Comprehensive Planning, Alternative Investments, Investment Strategies, Risk Mitigation, Estate Planning, Employee Benefits, 401k Rollovers, Roth IRA, Portfolio Management, College Savings Plans, Insurance Planning, Fixed Income Trading, ETFs, Socially Responsible..., Independent Insurance..., Wealth Management, 401k, Investments, Financial Planning, Insurance, IRA's, Retirement Planning, Long Term Care, Mutual Funds, Annuities, Asset Management, Investment Advisory, Securities, Health Insurance, Term Life Insurance, Financial Advisory, Pensions, Bonds, Financial Analysis, Asset Allocation, Wealth
Education
North Central College
Master of Science, Management Information Systems
San Diego State University-California State University
Bachelor of Science, Finance
College of Financial Planning 2006 — 2007
Certified Financial Planner, Comprehensive Financial Planning
Insurance Institute of America 1991 — 1993
Associate in Reinsurance, Property / Casualty Reinsurance
University of San Diego 1988 — 1989
Professional Skills Program, Presentations, Finance, Economics, Management
Insurance Institute Of America 1986 — 1987
Associate in General Insurance, General Risk Management
Cuyamaca College 1985 — 1986
Associate in Business Administration, Economics, Finance, Managment, Marketing
Muskingum College 1982 — 1984
Business
LPL Financial June 2010 - Present
MetLife 2008 - 2010
Investment Centers of America / First Choice Bank 2006 - 2008
Gallagher Benefit Services 2004 - 2005
Williams Architects & Development Company 2000 - 2002
Carol Stream Park District 1996 - 1999
Zurich Insurance 1991 - 1993
Mead - Zellerbach 1989 - 1991
General Dynamics 1988 - 1989
Skills
Certified Financial..., Series 7, Series 65, series 24, Series 6, Series 63, Retirement Income..., Comprehensive Wealth..., Comprehensive Planning, Alternative Investments, Investment Strategies, Risk Mitigation, Estate Planning, Employee Benefits, 401k Rollovers, Roth IRA, Portfolio Management, College Savings Plans, Insurance Planning, Fixed Income Trading, ETFs, Socially Responsible..., Independent Insurance..., Wealth Management, 401k, Investments, Financial Planning, Insurance, IRA's, Retirement Planning, Long Term Care, Mutual Funds, Annuities, Asset Management, Investment Advisory, Securities, Health Insurance, Term Life Insurance, Financial Advisory, Pensions, Bonds, Financial Analysis, Asset Allocation, Wealth
Education
North Central College
Master of Science, Management Information Systems
San Diego State University-California State University
Bachelor of Science, Finance
College of Financial Planning 2006 — 2007
Certified Financial Planner, Comprehensive Financial Planning
Insurance Institute of America 1991 — 1993
Associate in Reinsurance, Property / Casualty Reinsurance
University of San Diego 1988 — 1989
Professional Skills Program, Presentations, Finance, Economics, Management
Insurance Institute Of America 1986 — 1987
Associate in General Insurance, General Risk Management
Cuyamaca College 1985 — 1986
Associate in Business Administration, Economics, Finance, Managment, Marketing
Muskingum College 1982 — 1984
Business
Nicole M. Naples's LPL Financial Experience 2008 - 2012
Job Facultative Accountant, CAU Gen Re
Industry Insurance
Experience
Gen Re 2015 - Present
General Star Management Co. 2012 - January 2015
LPL Financial 2008 - 2012
Skills
Property & Casualty..., Commercial Insurance, Insurance, Professional Liability, Brokers, Casualty, Reinsurance, Liability, Commercial Lines, General Insurance, Excess, Health Insurance, Workers Compensation, Life Insurance, Client Liaison, Office Administration, Customer Service, Microsoft Excel
Education
Curry College
Gen Re 2015 - Present
General Star Management Co. 2012 - January 2015
LPL Financial 2008 - 2012
Skills
Property & Casualty..., Commercial Insurance, Insurance, Professional Liability, Brokers, Casualty, Reinsurance, Liability, Commercial Lines, General Insurance, Excess, Health Insurance, Workers Compensation, Life Insurance, Client Liaison, Office Administration, Customer Service, Microsoft Excel
Education
Curry College
Joel Arsenault, AAMS Joel Arsenault, AAMS's LPL Financial Experience May 2012 - March 2013
Job Wealth Management Advisor at The Foundry Financial Group
Industry Investment Management
Experience
The Foundry Financial Group March 2013 - Present
Lakes Region Community College January 2013 - May 2013
LPL Financial May 2012 - March 2013
Winni Playhouse 2012 - 2013
Edward Jones April 2008 - May 2012
Education
College for Financial Planning 2011 — 2011
Accredited Asset Management Specialist, Financial Planning and Services
University of Phoenix 2003 — 2004
M.Ed, Adult Education and Distance Learning
University of Maine at Orono 1995 — 1999
B.S. Education, Secondary English Education
Leadership Lakes Region
The Foundry Financial Group March 2013 - Present
Lakes Region Community College January 2013 - May 2013
LPL Financial May 2012 - March 2013
Winni Playhouse 2012 - 2013
Edward Jones April 2008 - May 2012
Education
College for Financial Planning 2011 — 2011
Accredited Asset Management Specialist, Financial Planning and Services
University of Phoenix 2003 — 2004
M.Ed, Adult Education and Distance Learning
University of Maine at Orono 1995 — 1999
B.S. Education, Secondary English Education
Leadership Lakes Region
Ben Reece, CRPS, CFS Ben Reece, CRPS, CFS's LPL Financial Experience March 2006 - August 2007
Job Regional Sales Director at OneAmerica Financial Partners
Industry Financial Services
Experience
OneAmerica Financial Partners Inc. February 2015 - Present
Principal Financial Group July 2011 - February 2015
Principal Financial Group August 2007 - May 2011
LPL Financial March 2006 - August 2007
Biras Creek Resort Ltd September 2003 - October 2005
Ameriprise Financial Services, Inc. May 2002 - August 2003
Skills
401k, 403b, Sep-Simple..., 401k, Retirement Planning, Series 7, Retirement, IRAs, Series 63, Series 6, Uniform Combined State..., Asset Allocation, Retirement Plan..., Mutual Funds, Defined Benefit, Wealth Management, FINRA, Pensions, Investments
Education
Radford University - College of Business and Economics 1998 — 2002
Bachelor of Business Administration, Finance
College for Financial Planning 2012 — 2012
CRPS-Certified Retirement Plan Specialist, CFS-Certified Fund Specialist
OneAmerica Financial Partners Inc. February 2015 - Present
Principal Financial Group July 2011 - February 2015
Principal Financial Group August 2007 - May 2011
LPL Financial March 2006 - August 2007
Biras Creek Resort Ltd September 2003 - October 2005
Ameriprise Financial Services, Inc. May 2002 - August 2003
Skills
401k, 403b, Sep-Simple..., 401k, Retirement Planning, Series 7, Retirement, IRAs, Series 63, Series 6, Uniform Combined State..., Asset Allocation, Retirement Plan..., Mutual Funds, Defined Benefit, Wealth Management, FINRA, Pensions, Investments
Education
Radford University - College of Business and Economics 1998 — 2002
Bachelor of Business Administration, Finance
College for Financial Planning 2012 — 2012
CRPS-Certified Retirement Plan Specialist, CFS-Certified Fund Specialist
Thomas Zgliniec, CFP®, ChFC®, CAP®, AEP®'s LPL Financial Experience May 2012 - Present
Job Vice President, HighNetWorth Consulting at LPL Financial
Industry Financial Services
Experience
LPL Financial May 2012 - Present
LPL Financial March 2008 - April 2012
Collaborative Wealth Strategies Group February 2004 - March 2008
Skills
Securities, 401k, Retirement Planning, Estate Planning, Series 7, Financial Advisory, Strategic Financial..., Finance, Portfolio Management, Mutual Funds, Investment Advisory, Retirement, Wealth Management, Investments, Fixed Annuities
Education
Colorado State University 1995 — 1999
BS
LPL Financial May 2012 - Present
LPL Financial March 2008 - April 2012
Collaborative Wealth Strategies Group February 2004 - March 2008
Skills
Securities, 401k, Retirement Planning, Estate Planning, Series 7, Financial Advisory, Strategic Financial..., Finance, Portfolio Management, Mutual Funds, Investment Advisory, Retirement, Wealth Management, Investments, Fixed Annuities
Education
Colorado State University 1995 — 1999
BS
Nathan Krampe, CFP® Nathan Krampe, CFP®'s LPL Financial Experience March 2007 - Present
Job Vice President, CERTIFIED FINANCIAL PLANNER™ professional at Summit Investment Advisors
Industry Financial Services
Experience
Summit Investment Advisors March 2007 - Present
LPL Financial March 2007 - Present
Woodbury Financial Services January 2006 - January 2007
3M 2001 - 2006
3M 2001 - 2006
Skills
Investments, Wealth Management, Strategic Financial..., Financial Advisory, Mutual Funds, Retirement, Investment Strategies, Finance, Retirement Planning, 401k, Fixed Annuities, Management, Estate Planning, Employee Benefits, Asset Allocation, Financial Services, Tax, Insurance, IRAs, Wealth, Small Business, Accounting, Disability Insurance, Long-term Care, Series 7, Strategic Planning, Series 63, Analysis, Portfolio Management, Financial Planning
Education
College for Financial Planning 2012 — 2012
CFP® Certification Professional Education Program, CERTIFIED FINANCIAL PLANNER™
University of Minnesota-Twin Cities 2001 — 2005
BIS, Marketing, Computer Science, Communications
MPA
MPA
Mounds Park
Summit Investment Advisors March 2007 - Present
LPL Financial March 2007 - Present
Woodbury Financial Services January 2006 - January 2007
3M 2001 - 2006
3M 2001 - 2006
Skills
Investments, Wealth Management, Strategic Financial..., Financial Advisory, Mutual Funds, Retirement, Investment Strategies, Finance, Retirement Planning, 401k, Fixed Annuities, Management, Estate Planning, Employee Benefits, Asset Allocation, Financial Services, Tax, Insurance, IRAs, Wealth, Small Business, Accounting, Disability Insurance, Long-term Care, Series 7, Strategic Planning, Series 63, Analysis, Portfolio Management, Financial Planning
Education
College for Financial Planning 2012 — 2012
CFP® Certification Professional Education Program, CERTIFIED FINANCIAL PLANNER™
University of Minnesota-Twin Cities 2001 — 2005
BIS, Marketing, Computer Science, Communications
MPA
MPA
Mounds Park
Kimberly Rule Kimberly Rule's LPL Financial Experience November 2010 - February 2013
Job Financial Advisor at Wells Fargo Advisors, LLC.
Industry Financial Services
Experience
Wells Fargo Advisors, LLC. October 2014 - Present
Citi Private Wealth Management February 2013 - October 2014
LPL Financial November 2010 - February 2013
Merrill Lynch February 2009 - November 2010
Banc of America Investments February 2009 - November 2010
Wachovia, A Wells Fargo Company December 2004 - February 2009
Independent Insurance Agent June 2002 - December 2004
Morgan Stanley 1997 - 2002
Exxon Corporation 1990 - 1997
Steak and Ale Restaurant Corporation 1984 - 1989
Skills
Investments, Securities, Retirement, Retirement Planning, High Net Worth..., Insurance, Mutual Funds, Financial Analysis, Wealth, Asset Allocation, Alternative Investments, Credit, Risk Management, Fixed Annuities, Term Life Insurance, Annuities, Bonds, 401k, FINRA, Options, Equities, Long Term Care, IRA's, Fixed Income, Pensions, Investment Strategies, Business Planning, Cash Management, Trading, Customer Relations, Employee Benefits, Compliance, Funding
Education
College for Financial Planning 2002 — 2011
Various
Wells Fargo Advisors, LLC. October 2014 - Present
Citi Private Wealth Management February 2013 - October 2014
LPL Financial November 2010 - February 2013
Merrill Lynch February 2009 - November 2010
Banc of America Investments February 2009 - November 2010
Wachovia, A Wells Fargo Company December 2004 - February 2009
Independent Insurance Agent June 2002 - December 2004
Morgan Stanley 1997 - 2002
Exxon Corporation 1990 - 1997
Steak and Ale Restaurant Corporation 1984 - 1989
Skills
Investments, Securities, Retirement, Retirement Planning, High Net Worth..., Insurance, Mutual Funds, Financial Analysis, Wealth, Asset Allocation, Alternative Investments, Credit, Risk Management, Fixed Annuities, Term Life Insurance, Annuities, Bonds, 401k, FINRA, Options, Equities, Long Term Care, IRA's, Fixed Income, Pensions, Investment Strategies, Business Planning, Cash Management, Trading, Customer Relations, Employee Benefits, Compliance, Funding
Education
College for Financial Planning 2002 — 2011
Various
Andy Sokol Andy Sokol's LPL Financial Experience August 2005 - Present
Job Lead Developer Data Services
Industry Information Technology and Services
Experience
LPL Financial August 2005 - Present
Rain Bird January 2004 - June 2005
DataQuick March 2000 - August 2001
MRT Micro Inc. August 1997 - March 2000
HealthCap Inc. July 1993 - August 1997
Skills
Informatica, C, C++, C#, ETL, T-SQL, ASP.NET, Java, Perl, Software Development, Database Design, Windows Server, Unix, .NET, ASP, Agile Methodologies, Databases, IIS, Integration, JavaScript, Microsoft SQL Server, Object Oriented Design, Oracle, SDLC, SQL, Software Design, Software Engineering, Testing, Visio, Visual Basic, Visual Studio, Web Applications, XML
Education
Dartmouth College
BA, Anthropology
LPL Financial August 2005 - Present
Rain Bird January 2004 - June 2005
DataQuick March 2000 - August 2001
MRT Micro Inc. August 1997 - March 2000
HealthCap Inc. July 1993 - August 1997
Skills
Informatica, C, C++, C#, ETL, T-SQL, ASP.NET, Java, Perl, Software Development, Database Design, Windows Server, Unix, .NET, ASP, Agile Methodologies, Databases, IIS, Integration, JavaScript, Microsoft SQL Server, Object Oriented Design, Oracle, SDLC, SQL, Software Design, Software Engineering, Testing, Visio, Visual Basic, Visual Studio, Web Applications, XML
Education
Dartmouth College
BA, Anthropology
Tony Jurado, CFP®'s LPL Financial Experience 2000 - Present
Job Founder of Sage Wealth Group
Industry Financial Services
Experience
Sage Wealth Group January 2010 - Present
LPL Financial 2000 - Present
Museum of Children's Arts January 2013 - January 2015
Malakoff & Associates, Inc. 2001 - 2010
Abacus Financial Group 2000 - 2001
Skills
Retirement Planning, Strategic Financial..., Investments, Wealth Management, Financial Advisory, Retirement, Portfolio Management, Wealth, Personal Finance, Financial Services, Investment Advisory, Finance, Alternative Investments, Tax, Asset Allocation, Securities, Estate Planning, 401k, Investment Strategies, Wealth Management..., Investment Management, Asset Management, Financial Planning
Education
College for Financial Planning 2006 — 2008
Dartmouth College 1994 — 1998
BA, Psychology
Sage Wealth Group January 2010 - Present
LPL Financial 2000 - Present
Museum of Children's Arts January 2013 - January 2015
Malakoff & Associates, Inc. 2001 - 2010
Abacus Financial Group 2000 - 2001
Skills
Retirement Planning, Strategic Financial..., Investments, Wealth Management, Financial Advisory, Retirement, Portfolio Management, Wealth, Personal Finance, Financial Services, Investment Advisory, Finance, Alternative Investments, Tax, Asset Allocation, Securities, Estate Planning, 401k, Investment Strategies, Wealth Management..., Investment Management, Asset Management, Financial Planning
Education
College for Financial Planning 2006 — 2008
Dartmouth College 1994 — 1998
BA, Psychology
Daniel Castle, CLU, ChFC, CFP® Daniel Castle, CLU, ChFC, CFP®'s LPL Financial Experience September 2013 - Present
Job AVP, Advanced Markets Consulting at LPL Financial
Industry Insurance
Experience
LPL Financial September 2013 - Present
John Hancock Life Insurance Company (U.S.A.) October 2006 - April 2013
John Hancock Life Insurance Company (U.S.A.) January 2002 - October 2006
Manulife Financial December 2000 - January 2002
Manulife Financial July 1998 - December 2000
Mingolelli & Associates (Pinnacle Financial) 1994 - 1998
Financial Insurance Services / FISCO Equities 1993 - 1994
The Acacia Group 1992 - 1993
John Hancock Life Insurance Company (U.S.A.) 1987 - 1992
Marketing & Management Corp of America / National Old Line 1985 - 1987
Skills
Estate Planning, Succession Planning, Business Insurance, Insurance, Fixed Annuities, Retirement, Retirement Planning, Life Insurance, Mutual Funds, Long-term Care, Series 7, Series 63, Consulting, Series 65, Strategic Financial..., Strategic Planning, Wealth Management, Program Management, Investments, Team Leadership, 401k, Process Improvement, Project Management, Qualified Retirement..., Underwriting, Series 6, ETFs, Wealth, Asset Allocation, Pensions, FINRA, Variable Annuities, Securities, Risk Management, Financial Services, Disability Insurance, Employee Benefits, Term Life Insurance, Asset Management, Financial Advisory, Health Insurance, Financial Planners, Relationship Management, Investment Advisory, Long Term Care Insurance, Finance, Training, Business Planning, Management, IRAs
Education
College for Financial Planning
Certified Financial Planner (CFP)
The American College
Chartered Life Underwriter (CLU)
The American College
Chartered Financial Consultant (ChFC)
Mount Vernon Nazarene University 1984 — 1985
Religion / Philosphy
Trine University 1979 — 1983
Aerospace Engineering
BGHS
LPL Financial September 2013 - Present
John Hancock Life Insurance Company (U.S.A.) October 2006 - April 2013
John Hancock Life Insurance Company (U.S.A.) January 2002 - October 2006
Manulife Financial December 2000 - January 2002
Manulife Financial July 1998 - December 2000
Mingolelli & Associates (Pinnacle Financial) 1994 - 1998
Financial Insurance Services / FISCO Equities 1993 - 1994
The Acacia Group 1992 - 1993
John Hancock Life Insurance Company (U.S.A.) 1987 - 1992
Marketing & Management Corp of America / National Old Line 1985 - 1987
Skills
Estate Planning, Succession Planning, Business Insurance, Insurance, Fixed Annuities, Retirement, Retirement Planning, Life Insurance, Mutual Funds, Long-term Care, Series 7, Series 63, Consulting, Series 65, Strategic Financial..., Strategic Planning, Wealth Management, Program Management, Investments, Team Leadership, 401k, Process Improvement, Project Management, Qualified Retirement..., Underwriting, Series 6, ETFs, Wealth, Asset Allocation, Pensions, FINRA, Variable Annuities, Securities, Risk Management, Financial Services, Disability Insurance, Employee Benefits, Term Life Insurance, Asset Management, Financial Advisory, Health Insurance, Financial Planners, Relationship Management, Investment Advisory, Long Term Care Insurance, Finance, Training, Business Planning, Management, IRAs
Education
College for Financial Planning
Certified Financial Planner (CFP)
The American College
Chartered Life Underwriter (CLU)
The American College
Chartered Financial Consultant (ChFC)
Mount Vernon Nazarene University 1984 — 1985
Religion / Philosphy
Trine University 1979 — 1983
Aerospace Engineering
BGHS
Daniel Rullo Daniel Rullo's LPL Financial Experience October 2008 - June 2010
Job Financial Professional
Industry Financial Services
Experience
LPL Financial October 2008 - June 2010
Citigroup May 2006 - October 2008
Education
Colorado State University
Bachelors of Science, Business Administration; Marketing
Westminster High School
High School Diploma
LPL Financial October 2008 - June 2010
Citigroup May 2006 - October 2008
Education
Colorado State University
Bachelors of Science, Business Administration; Marketing
Westminster High School
High School Diploma
Veronica Magnotta Veronica Magnotta's LPL Financial Experience November 2006 - March 2010
Job Financial Advisor at VALIC
Industry Financial Services
Experience
VALIC October 2012 - Present
Promark Financial October 2011 - October 2012
Lincoln Financial Group April 2011 - September 2011
LPL Financial November 2006 - March 2010
BNY Invesment Center-Pershing, LLC January 1999 - September 2005
J.P. Morgan January 1997 - January 1999
First Union/Evergreen Funds January 1995 - January 1997
Skills
Mutual Funds, Retirement, Fixed Annuities, Insurance, Series 7, Annuity, IRA's, Series 63, Series 65
Education
SUNY Oneonta 1990 — 1994
Bachelor of Science, Business Economics
University of Salamanca, Spain 1993 — 1993
Spanish Language and Literature
Mercy College 1994 — 1994
Certificate, Paralegal Studies
College for Financial Planning
Certified Financial Planning Studies
VALIC October 2012 - Present
Promark Financial October 2011 - October 2012
Lincoln Financial Group April 2011 - September 2011
LPL Financial November 2006 - March 2010
BNY Invesment Center-Pershing, LLC January 1999 - September 2005
J.P. Morgan January 1997 - January 1999
First Union/Evergreen Funds January 1995 - January 1997
Skills
Mutual Funds, Retirement, Fixed Annuities, Insurance, Series 7, Annuity, IRA's, Series 63, Series 65
Education
SUNY Oneonta 1990 — 1994
Bachelor of Science, Business Economics
University of Salamanca, Spain 1993 — 1993
Spanish Language and Literature
Mercy College 1994 — 1994
Certificate, Paralegal Studies
College for Financial Planning
Certified Financial Planning Studies
Cay Weaver's LPL Financial Experience July 2013 - Present
Job Complex Products Supervisor at LPL Financial
Industry Financial Services
Experience
LPL Financial July 2013 - Present
Alabama Securities Commission March 2011 - July 2013
Wachovia May 2009 - September 2010
Lakehouse Consulting, LLC 2008 - 2009
Wachovia Insurance Services Broker Dealer, Inc. 2006 - 2008
Colonial Brokerage 2002 - 2006
USAA 1998 - 2001
Skills
Investments, Securities, Banking, Securities Regulation, FINRA, Hold Series 66, Hold Series 24, Team Building, Hold Series 7, Data Analysis, Governance, Team Leadership, Microsoft Office, Contract Negotiation, Research, Writing, Alternative Investments..., Series 7
Education
Columbus State University 1987 — 1992
B.A., Communications
LPL Financial July 2013 - Present
Alabama Securities Commission March 2011 - July 2013
Wachovia May 2009 - September 2010
Lakehouse Consulting, LLC 2008 - 2009
Wachovia Insurance Services Broker Dealer, Inc. 2006 - 2008
Colonial Brokerage 2002 - 2006
USAA 1998 - 2001
Skills
Investments, Securities, Banking, Securities Regulation, FINRA, Hold Series 66, Hold Series 24, Team Building, Hold Series 7, Data Analysis, Governance, Team Leadership, Microsoft Office, Contract Negotiation, Research, Writing, Alternative Investments..., Series 7
Education
Columbus State University 1987 — 1992
B.A., Communications
Matt Mieske, CFP® Matt Mieske, CFP®'s LPL Financial Experience January 2001 - Present
Job at LPL Financial, Securities offered through LPL Financial Member FINRA/SIPC
Industry Financial Services
Experience
Mieske Financial Services, LLC January 2001 - Present
Mieske Financial Services, LLC January 2001 - Present
LPL Financial January 2001 - Present
Major League Baseball June 1990 - October 2000
Skills
Retirement Planning, Wealth Management, Securities, IRAs, Finance, Investments, Life Insurance, Risk Management, Estate Planning, Retirement, Investment Advisory, Strategic Financial..., Fixed Annuities, Financial Advisory, Asset Management, Financial Planning, Annuities
Education
College for Financial Planning 2003 — 2006
CFP, Financial Planning
Western Michigan University 1986 — 1990
BBA, Accounting
Bay City Western High School 1982 — 1986
Mieske Financial Services, LLC January 2001 - Present
Mieske Financial Services, LLC January 2001 - Present
LPL Financial January 2001 - Present
Major League Baseball June 1990 - October 2000
Skills
Retirement Planning, Wealth Management, Securities, IRAs, Finance, Investments, Life Insurance, Risk Management, Estate Planning, Retirement, Investment Advisory, Strategic Financial..., Fixed Annuities, Financial Advisory, Asset Management, Financial Planning, Annuities
Education
College for Financial Planning 2003 — 2006
CFP, Financial Planning
Western Michigan University 1986 — 1990
BBA, Accounting
Bay City Western High School 1982 — 1986
Carolrose Schlesinger,CFP®, CLU®, ChFC® Carolrose Schlesinger,CFP®, CLU®, ChFC®'s LPL Financial Experience October 2014 - Present
Job CERTIFIED FINANCIAL PLANNER™ Professional at LPL Financial
Industry Financial Services
Experience
LPL Financial October 2014 - Present
New England Financial-Southland Financial Group 1986 - October 2014
KCOP Television, Los Angeles September 1975 - April 1986
WKYC-TV 1970 - 1975
KYW Radio 1970 - 1975
Skills
Retirement Planning, IRAs, Retirement, Securities, Mutual Funds, FINRA, Fixed Annuities, Wealth Accumulation, Insurance, Series 7, Disability Insurance, Retirement Income..., Annuities, Long Term Care Insurance, Investment Advisory...
Education
College for Financial Planning 1984 — 1987
CFP®, Financial Planning
LPL Financial October 2014 - Present
New England Financial-Southland Financial Group 1986 - October 2014
KCOP Television, Los Angeles September 1975 - April 1986
WKYC-TV 1970 - 1975
KYW Radio 1970 - 1975
Skills
Retirement Planning, IRAs, Retirement, Securities, Mutual Funds, FINRA, Fixed Annuities, Wealth Accumulation, Insurance, Series 7, Disability Insurance, Retirement Income..., Annuities, Long Term Care Insurance, Investment Advisory...
Education
College for Financial Planning 1984 — 1987
CFP®, Financial Planning
Cory Reed, CFA Cory Reed, CFA's LPL Financial Experience August 2010 - March 2013
Job Head Trader at Tetrem Capital Management
Industry Financial Services
Experience
Tetrem Capital Management March 2013 - Present
LPL Financial August 2010 - March 2013
Needham & Company January 2010 - October 2010
Westfield Capital Management July 2007 - November 2009
Skills
Investments, Trading, Due Diligence, Bloomberg, Financial Analysis, Equity Research, Financial Modeling, Mutual Funds
Education
University of Maine 2003 — 2007
BS, Business Administration; Finance
Concordia University 2004 — 2005
Tetrem Capital Management March 2013 - Present
LPL Financial August 2010 - March 2013
Needham & Company January 2010 - October 2010
Westfield Capital Management July 2007 - November 2009
Skills
Investments, Trading, Due Diligence, Bloomberg, Financial Analysis, Equity Research, Financial Modeling, Mutual Funds
Education
University of Maine 2003 — 2007
BS, Business Administration; Finance
Concordia University 2004 — 2005
James M. Stahl, CFP®, ChFC® James M. Stahl, CFP®, ChFC®'s LPL Financial Experience March 2007 - October 2012
Job Certified Financial Planner at Saline Wealth Management Group
Industry Financial Services
Experience
Saline Wealth Management Group October 2012 - Present
LPL Financial March 2007 - October 2012
Skills
Portfolio Management, Holistic Financial..., Wealth Management, Retirement Planning, Estate Planning, Life Insurance
Education
Penn State University 1996 — 1999
B.S., Management Science, Smeal College of Business
College for Financial Planning 2007 — 2008
Certified Financial Planner
The American College 2008 — 2009
Chartered Financial Consultant
Saline Wealth Management Group October 2012 - Present
LPL Financial March 2007 - October 2012
Skills
Portfolio Management, Holistic Financial..., Wealth Management, Retirement Planning, Estate Planning, Life Insurance
Education
Penn State University 1996 — 1999
B.S., Management Science, Smeal College of Business
College for Financial Planning 2007 — 2008
Certified Financial Planner
The American College 2008 — 2009
Chartered Financial Consultant
Larry Schamberger Larry Schamberger's LPL Financial Experience August 2010 - Present
Job Financial Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial August 2010 - Present
Skills
401k Rollovers, Retirement Plan..., Variable Annuities, Financial Advisory, College Savings Plans, Life Insurance, Series 7, Series 24
Education
College for Financial Planning
Chartered Retirement Planning Counselor
LPL Financial August 2010 - Present
Skills
401k Rollovers, Retirement Plan..., Variable Annuities, Financial Advisory, College Savings Plans, Life Insurance, Series 7, Series 24
Education
College for Financial Planning
Chartered Retirement Planning Counselor
Chuck Gibbs, CFP® Chuck Gibbs, CFP®'s LPL Financial Experience July 2000 - October 2005
Job Head Football Coach at Scottsdale Christian Academy
Industry Investment Management
Experience
Scottsdale Christian Academy 2014 - Present
Private Wealth Group, LLC October 2005 - Present
Shadow Mountain High School February 2014 - June 2014
Shadow Mountain High School Football March 2013 - February 2014
Arcadia Youth Football October 2005 - December 2012
Kapolei Hurricanes July 2004 - October 2005
LPL Financial July 2000 - October 2005
US Army Aviation May 1992 - May 2002
24 Hour Fitness March 1998 - November 2001
Enterprise Wildcats July 1996 - December 1996
Skills
Risk Management, Proprietary Trading, Technical Analysis, Options Strategies, Global Macro, Hedging, Income Protection, Trading Systems, Portfolio Optimization, NFL, Quantitative Analytics, Football Coach, High School Football, College Football, Fooball, Track Coach, Coaching, Youth Coaching, NFL Coach, Quantitative Analysis, Proprietary Software, Applied Mathematics, Tax Reduction Strategies, Football, Tax, Army, Military Operations, Portfolio Management, Asset Allocation, Leadership, Alternative Investments, Options, Estate Tax Planning, Investment Advisory, Series 63, Series 7, Estate Planning, Asset Management, Investment Strategies, Finance, Equities, Mutual Funds, Securities, Wealth Management, Hedge Funds, Venture Capital, Trading, Financial Services, Strategy, Team Building
Education
Concordia University Irvine 2013 — 2015
Master's in Athletic Administration, Coaching and Athletic Adminstration
United States Military Academy at West Point 1988 — 1992
Business Management, Civil Engineering
University of Hawaii - Shidler College of Business 2002 — 2003
CERTIFIED FINANCIAL PLANNER, Estate & Trust Planning
Auburn High School 1984 — 1988
Scottsdale Christian Academy 2014 - Present
Private Wealth Group, LLC October 2005 - Present
Shadow Mountain High School February 2014 - June 2014
Shadow Mountain High School Football March 2013 - February 2014
Arcadia Youth Football October 2005 - December 2012
Kapolei Hurricanes July 2004 - October 2005
LPL Financial July 2000 - October 2005
US Army Aviation May 1992 - May 2002
24 Hour Fitness March 1998 - November 2001
Enterprise Wildcats July 1996 - December 1996
Skills
Risk Management, Proprietary Trading, Technical Analysis, Options Strategies, Global Macro, Hedging, Income Protection, Trading Systems, Portfolio Optimization, NFL, Quantitative Analytics, Football Coach, High School Football, College Football, Fooball, Track Coach, Coaching, Youth Coaching, NFL Coach, Quantitative Analysis, Proprietary Software, Applied Mathematics, Tax Reduction Strategies, Football, Tax, Army, Military Operations, Portfolio Management, Asset Allocation, Leadership, Alternative Investments, Options, Estate Tax Planning, Investment Advisory, Series 63, Series 7, Estate Planning, Asset Management, Investment Strategies, Finance, Equities, Mutual Funds, Securities, Wealth Management, Hedge Funds, Venture Capital, Trading, Financial Services, Strategy, Team Building
Education
Concordia University Irvine 2013 — 2015
Master's in Athletic Administration, Coaching and Athletic Adminstration
United States Military Academy at West Point 1988 — 1992
Business Management, Civil Engineering
University of Hawaii - Shidler College of Business 2002 — 2003
CERTIFIED FINANCIAL PLANNER, Estate & Trust Planning
Auburn High School 1984 — 1988
Jessica Clark, PPC™ Jessica Clark, PPC™'s LPL Financial Experience February 2012 - Present
Job Onboarding Consultant LPL Financial
Industry Investment Management
Experience
LPL Financial February 2012 - Present
Retirement Benefits Group June 2009 - March 2012
National Retirement Partners February 2008 - June 2009
Dr. Paul Sharbo, DDS 2006 - 2007
401(k) Advisors USA 2003 - 2006
Skills
Investments, Insurance, 401k, Employee Benefits, Retirement Planning, Wealth Management, Pensions, Financial Advisory, Series 7, Series 63, Fixed Annuities, Retirement, Mutual Funds, Asset Allocation, Securities, Asset Management, Investment Advisory, Defined Benefit, Strategic Financial..., Financial Services
Education
Concordia University Irvine 2002 — 2004
Education/ Psychology
San Clemente High School
LPL Financial February 2012 - Present
Retirement Benefits Group June 2009 - March 2012
National Retirement Partners February 2008 - June 2009
Dr. Paul Sharbo, DDS 2006 - 2007
401(k) Advisors USA 2003 - 2006
Skills
Investments, Insurance, 401k, Employee Benefits, Retirement Planning, Wealth Management, Pensions, Financial Advisory, Series 7, Series 63, Fixed Annuities, Retirement, Mutual Funds, Asset Allocation, Securities, Asset Management, Investment Advisory, Defined Benefit, Strategic Financial..., Financial Services
Education
Concordia University Irvine 2002 — 2004
Education/ Psychology
San Clemente High School
Mimi Bock Mimi Bock's LPL Financial Experience June 2014 - Present
Job Managing Director at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2014 - Present
LPL Financial January 2012 - June 2014
Morgan Stanley 1991 - 2011
Furman Selz 1986 - 1990
Bear Stearns 1985 - 1986
Laidlaw Adams and Peck 1985 - 1985
Skills
Series 7, Wealth Management, Securities, Equities, Mutual Funds, Series 63, Financial Advisory, Series 24, Series 3, Series 9, Series 10, High Net Worth...
Education
Denison University 1981 — 1985
BA, Economics
LPL Financial June 2014 - Present
LPL Financial January 2012 - June 2014
Morgan Stanley 1991 - 2011
Furman Selz 1986 - 1990
Bear Stearns 1985 - 1986
Laidlaw Adams and Peck 1985 - 1985
Skills
Series 7, Wealth Management, Securities, Equities, Mutual Funds, Series 63, Financial Advisory, Series 24, Series 3, Series 9, Series 10, High Net Worth...
Education
Denison University 1981 — 1985
BA, Economics
Bridget Kim's LPL Financial Experience June 2007 - March 2009
Job Sr. Project Manager at Sony Network Entertainment, Inc.
Industry Information Technology and Services
Experience
Sony Entertainment Network, Inc. November 2011 - Present
International Institute of Business Analysis (IIBA) of San Diego April 2009 - December 2011
Vericrest Financial November 2010 - December 2010
Advisors Asset Management, Inc. September 2009 - September 2010
LPL Financial June 2007 - March 2009
LPL Financial July 2007 - July 2008
LPL Financial Services January 2002 - May 2007
LPL Financial December 2004 - December 2005
LPL Financial August 2000 - December 2004
Rock Solid Consulting August 1995 - July 2000
Skills
SDLC, Software Project..., Business Analysis, Process Improvement, Agile Methodologies, SharePoint, Visio, Requirements Analysis, Project Management, Change Management, PMO, Software Development, SQL, Software Documentation, Project Planning, Integration, Access, Testing, Program Management, IT Service Management, Databases, Leadership, ITIL, Vendor Management, Scrum, IT Strategy, Analysis, Management, Business Process, PMP, Business Intelligence, Data Center, MS Project, Requirements Gathering, Agile Project Management
Education
San Diego State University-California State University 2006 — 2006
Project Management, Project Management Certification
DePaul University 1996 — 1996
Computer Programming, Information Systems
Northern Illinois University 1988 — 1992
Sony Entertainment Network, Inc. November 2011 - Present
International Institute of Business Analysis (IIBA) of San Diego April 2009 - December 2011
Vericrest Financial November 2010 - December 2010
Advisors Asset Management, Inc. September 2009 - September 2010
LPL Financial June 2007 - March 2009
LPL Financial July 2007 - July 2008
LPL Financial Services January 2002 - May 2007
LPL Financial December 2004 - December 2005
LPL Financial August 2000 - December 2004
Rock Solid Consulting August 1995 - July 2000
Skills
SDLC, Software Project..., Business Analysis, Process Improvement, Agile Methodologies, SharePoint, Visio, Requirements Analysis, Project Management, Change Management, PMO, Software Development, SQL, Software Documentation, Project Planning, Integration, Access, Testing, Program Management, IT Service Management, Databases, Leadership, ITIL, Vendor Management, Scrum, IT Strategy, Analysis, Management, Business Process, PMP, Business Intelligence, Data Center, MS Project, Requirements Gathering, Agile Project Management
Education
San Diego State University-California State University 2006 — 2006
Project Management, Project Management Certification
DePaul University 1996 — 1996
Computer Programming, Information Systems
Northern Illinois University 1988 — 1992
Mark Procknal Mark Procknal's LPL Financial Experience 1994 - Present
Job Retirement Income Advisor representative managing all income sources to stabilize & secure your retirement lifestyle
Industry Investment Management
Experience
LPL Financial 1994 - Present
Principal Financial Group 1990 - 1994
Skills
Retirement Planning, Retirement, Portfolio Management, Securities, Investments, Wealth Management, FINRA, Investment Advisory, ETFs, Asset Allocation, Mutual Funds, Investment Strategies, Series 7, Small Business, Personal Finance, Asset Management, Retirement Income..., Alternative Investments, Finance
Education
Rochester Institute of Technology 1981 — 1984
Bachelors of Science, with Honors, Business & Finance
College of the Holy Cross 1980 — 1981
Economics
St. Joseph's Collegiate Institute 1976 — 1980
LPL Financial 1994 - Present
Principal Financial Group 1990 - 1994
Skills
Retirement Planning, Retirement, Portfolio Management, Securities, Investments, Wealth Management, FINRA, Investment Advisory, ETFs, Asset Allocation, Mutual Funds, Investment Strategies, Series 7, Small Business, Personal Finance, Asset Management, Retirement Income..., Alternative Investments, Finance
Education
Rochester Institute of Technology 1981 — 1984
Bachelors of Science, with Honors, Business & Finance
College of the Holy Cross 1980 — 1981
Economics
St. Joseph's Collegiate Institute 1976 — 1980
Wendy Cain's LPL Financial Experience 2005 - 2014
Job Financial Advisor, Branch Manager
Industry Financial Services
Experience
Western Community Financial August 2005 - Present
LPL Financial 2005 - 2014
Morgan Stanley July 1985 - August 2005
Skills
Retirement Planning, Investments, Financial Advisory, Finance, Management, FINRA, Recruiting, Series 7, Wealth Management, Retirement, Investment Advisory, Series 63, Mutual Funds, Series 24
Education
College for Financial Planning 1990 — 1991
Certified Financial Planner, Investments, Estate Planning, Insurance Planning
Oklahoma State University 1975 — 1981
MBA, Finance and Statistics
Western Community Financial August 2005 - Present
LPL Financial 2005 - 2014
Morgan Stanley July 1985 - August 2005
Skills
Retirement Planning, Investments, Financial Advisory, Finance, Management, FINRA, Recruiting, Series 7, Wealth Management, Retirement, Investment Advisory, Series 63, Mutual Funds, Series 24
Education
College for Financial Planning 1990 — 1991
Certified Financial Planner, Investments, Estate Planning, Insurance Planning
Oklahoma State University 1975 — 1981
MBA, Finance and Statistics
Jordan Patros, CRPC®'s LPL Financial Experience August 2012 - June 2015
Job Regional Sales Manager at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. June 2015 - Present
Advantage Investment Management April 2013 - June 2015
LPL Financial August 2012 - June 2015
Allianz Life February 2007 - March 2012
MetLife November 2004 - June 2006
Skills
Retirement Planning, Retirement, Series 6, Variable Annuities, Financial Planners, Series 7, Series 63, Retirement Plan..., Mutual Funds, Financial Services, Securities, Series 66, Retirement Income..., Financial Planning, Wealth Management, Creative Strategy, Creative Problem Solving, Creative Services, Small Business..., Alternative Investments, Insurance, Estate Planning, College Education..., Outdoor Emergency Care, Business Coaching, Strategic Prospecting, Marketing Strategy
Education
College for Financial Planning 2011 — 2012
Chartered Retirement Planning Counselor or CRPC®, Retirement Planning
University of Minnesota-Twin Cities 1999 — 2003
Bachelor of Arts (BA), Journalism
Ameriprise Financial Services, Inc. June 2015 - Present
Advantage Investment Management April 2013 - June 2015
LPL Financial August 2012 - June 2015
Allianz Life February 2007 - March 2012
MetLife November 2004 - June 2006
Skills
Retirement Planning, Retirement, Series 6, Variable Annuities, Financial Planners, Series 7, Series 63, Retirement Plan..., Mutual Funds, Financial Services, Securities, Series 66, Retirement Income..., Financial Planning, Wealth Management, Creative Strategy, Creative Problem Solving, Creative Services, Small Business..., Alternative Investments, Insurance, Estate Planning, College Education..., Outdoor Emergency Care, Business Coaching, Strategic Prospecting, Marketing Strategy
Education
College for Financial Planning 2011 — 2012
Chartered Retirement Planning Counselor or CRPC®, Retirement Planning
University of Minnesota-Twin Cities 1999 — 2003
Bachelor of Arts (BA), Journalism
Stephanie Yaun Vokral, CFP®, AIF® Stephanie Yaun Vokral, CFP®, AIF®'s LPL Financial Experience 2012 - 2014
Job Wealth Advisor at Critical Transitions Wealth Advisors | Working with Women In Transition
Industry Financial Services
Experience
Critical Transitions Wealth Advisors January 2015 - Present
Boan Financial Group August 2012 - January 2015
LPL Financial 2012 - 2014
LPL Financial 2012 - 2014
Wachovia Securities, Wells Fargo Advisors, LLC April 2008 - August 2012
WHM Capital Advisors, LLC February 2007 - March 2008
Allstate Financial Services LLC November 2005 - January 2007
Robinson Humphrey, a predecessor firm of Morgan Stanley Smith Barney June 1998 - November 2005
Skills
LPL Financial, Investment Advisor, Retirement Planning, Women Business Owners, Business Issues, Female Retirement..., Wealth Advisor, Financial Advisor, Strategic Financial..., Investment and Planning..., Investment Management, Endowments, Estate Planning, Foundations, Personalized Investment..., Company Retirement Plans, South Carolina, Portfolio Management, Taxes, Education
Education
Presbyterian College 1989 — 1992
BS, Psychology
Chapin High School
Columbia International University
Graduate Work
Critical Transitions Wealth Advisors January 2015 - Present
Boan Financial Group August 2012 - January 2015
LPL Financial 2012 - 2014
LPL Financial 2012 - 2014
Wachovia Securities, Wells Fargo Advisors, LLC April 2008 - August 2012
WHM Capital Advisors, LLC February 2007 - March 2008
Allstate Financial Services LLC November 2005 - January 2007
Robinson Humphrey, a predecessor firm of Morgan Stanley Smith Barney June 1998 - November 2005
Skills
LPL Financial, Investment Advisor, Retirement Planning, Women Business Owners, Business Issues, Female Retirement..., Wealth Advisor, Financial Advisor, Strategic Financial..., Investment and Planning..., Investment Management, Endowments, Estate Planning, Foundations, Personalized Investment..., Company Retirement Plans, South Carolina, Portfolio Management, Taxes, Education
Education
Presbyterian College 1989 — 1992
BS, Psychology
Chapin High School
Columbia International University
Graduate Work
Anne Crabtree Anne Crabtree's LPL Financial Experience September 2013 - Present
Job Senior Project Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial September 2013 - Present
LPL Financial May 2012 - August 2013
LPL Financial September 2007 - April 2012
Wachovia Securities September 2003 - September 2007
Education
College of Charleston 1992 — 1997
Bachelor of Science, Sociology, Sociology Major, Psychology Minor
LPL Financial September 2013 - Present
LPL Financial May 2012 - August 2013
LPL Financial September 2007 - April 2012
Wachovia Securities September 2003 - September 2007
Education
College of Charleston 1992 — 1997
Bachelor of Science, Sociology, Sociology Major, Psychology Minor
William Sheehy, CFP William Sheehy, CFP's LPL Financial Experience January 1983 - Present
Job Financial Advisor and Principal at LPL Financial
Industry Financial Services
Experience
LPL Financial January 1983 - Present
Education
Rider University 1965 — 1969
Bachelor of Science, Finance and Commerce
The American College 1969 — 1972
Chartered Life Underwriter (CLU) Professional Designation, Life Insurance and Estate Planning
College for Financial Planning 1980 — 1983
Certified Financial Planner (CFP) Professional Designation, Financial Planning and Services
University of Pennsylvania - The Wharton School 1985 — 1990
Certified Employee Benefits Specialist (CEBS) - Professional Designation, Employee Benefits and Qualified Retirement Plans
Institute of Business and Finance 1994 — 1995
Certified Funds Specialist (CFS) - Professional Designation, Mutual Funds
The American College 2002 — 2003
Chartered Retirement Plans Specialist (CRPC) - Professional Designation, Employer Sponsored Retirement Plans
College for Financial Planning 2004 — 2005
Accredited Asset Management Specialist (AAMS) - Professional Designation, Portfolio Managment and Asset Allocation
FI 360 - Global Financial Insights 2011 — 2012
Accredited Investment Fiduciary (AIF) - Professional Designation, Fiduciary Responsibility of Investment Advisors
LPL Financial January 1983 - Present
Education
Rider University 1965 — 1969
Bachelor of Science, Finance and Commerce
The American College 1969 — 1972
Chartered Life Underwriter (CLU) Professional Designation, Life Insurance and Estate Planning
College for Financial Planning 1980 — 1983
Certified Financial Planner (CFP) Professional Designation, Financial Planning and Services
University of Pennsylvania - The Wharton School 1985 — 1990
Certified Employee Benefits Specialist (CEBS) - Professional Designation, Employee Benefits and Qualified Retirement Plans
Institute of Business and Finance 1994 — 1995
Certified Funds Specialist (CFS) - Professional Designation, Mutual Funds
The American College 2002 — 2003
Chartered Retirement Plans Specialist (CRPC) - Professional Designation, Employer Sponsored Retirement Plans
College for Financial Planning 2004 — 2005
Accredited Asset Management Specialist (AAMS) - Professional Designation, Portfolio Managment and Asset Allocation
FI 360 - Global Financial Insights 2011 — 2012
Accredited Investment Fiduciary (AIF) - Professional Designation, Fiduciary Responsibility of Investment Advisors
Kristen O'Rear Kristen O'Rear's LPL Financial Experience September 2013 - January 2014
Job Direct Banker at BofI Federal Bank
Industry Financial Services
Experience
BofI Federal Bank December 2014 - Present
Leslie's Poolmart, Inc. March 2014 - December 2014
LPL Financial September 2013 - January 2014
Centennial Bank April 2012 - August 2013
H&R Block January 2012 - April 2012
Michaels Stores, Inc. July 2008 - April 2011
Skills
Negotiation, Credit, Cross Selling, Credit Analysis, Retail Banking, Banking, Cash Management, Financial Analysis, Access
Education
Cuyamaca College 2008 — 2010
Granite Hills High School
HS Diploma
BofI Federal Bank December 2014 - Present
Leslie's Poolmart, Inc. March 2014 - December 2014
LPL Financial September 2013 - January 2014
Centennial Bank April 2012 - August 2013
H&R Block January 2012 - April 2012
Michaels Stores, Inc. July 2008 - April 2011
Skills
Negotiation, Credit, Cross Selling, Credit Analysis, Retail Banking, Banking, Cash Management, Financial Analysis, Access
Education
Cuyamaca College 2008 — 2010
Granite Hills High School
HS Diploma
Matthew Stout, AWMA® Matthew Stout, AWMA®'s LPL Financial Experience August 2003 - July 2012
Job Managing Partner at STOUT BOWMAN & Associates, LLC. RIA
Industry Financial Services
Experience
STOUT BOWMAN RIA 2004 - Present
LPL Financial August 2003 - July 2012
Skills
Securities, Investments, Retirement Planning, Estate Planning, Strategic Financial..., Investment Advisory, Wealth Management, Mutual Funds, Portfolio Management, Retirement, Asset Allocation, Insurance, Asset Managment, Financial Analysis, Registered Investment..., Wealth Preservation..., Wealth Accumulation..., Series 63, Investment Strategies, 401k, Financial Advisory, Alternative Investments, Financial Planning, Asset Management
Education
College for Financial Planning 2012 — 2013
Accredited Wealth Management Advisor, Wealth Management
Shippensburg University of Pennsylvania 1995 — 1998
BS, Finance, Economics
Cumberland Valley
STOUT BOWMAN RIA 2004 - Present
LPL Financial August 2003 - July 2012
Skills
Securities, Investments, Retirement Planning, Estate Planning, Strategic Financial..., Investment Advisory, Wealth Management, Mutual Funds, Portfolio Management, Retirement, Asset Allocation, Insurance, Asset Managment, Financial Analysis, Registered Investment..., Wealth Preservation..., Wealth Accumulation..., Series 63, Investment Strategies, 401k, Financial Advisory, Alternative Investments, Financial Planning, Asset Management
Education
College for Financial Planning 2012 — 2013
Accredited Wealth Management Advisor, Wealth Management
Shippensburg University of Pennsylvania 1995 — 1998
BS, Finance, Economics
Cumberland Valley
Matt Manella, CFP® Matt Manella, CFP®'s LPL Financial Experience 2010 - 2011
Job
Industry Financial Services
Experience
MassMutual Financial Group April 2012 - Present
LPL Financial 2010 - 2011
Wachovia 2009 - 2010
Merrill Lynch 2002 - 2009
American Express Financial Advisors 2001 - 2002
Smith Barney 2001 - 2002
MFS Investment Management 2000 - 2001
Fidelity Investments 1999 - 2000
Various 1988 - 1999
Education
Gordon College 1993 — 1998
Bachelor of Arts, Biblical and Theological Studies; Minor: Marine Biology
College for Financial Planning 2000 — 2003
CFP®, Financial Planning
University of Maryland University College 2007 — 2009
Graduate Work, Accounting and Financial Management
Jerusalem University College (JUC) - Old City Jerusalem, Israel 1996 — 1997
Course Work, Biblical and Theological Studies
Sea Education Association (SEA) - Woods Hole, Massachusetts 1995 — 1996
Course Work, Marine Biology
Montana Wilderness School of the Bible (MWSB) - Augusta, Montana 1992 — 1993
St. Paul's (SP) - Brooklandville, Maryland 1989 — 1991
Valley Forge Military Academy & College 1988 — 1989
MassMutual Financial Group April 2012 - Present
LPL Financial 2010 - 2011
Wachovia 2009 - 2010
Merrill Lynch 2002 - 2009
American Express Financial Advisors 2001 - 2002
Smith Barney 2001 - 2002
MFS Investment Management 2000 - 2001
Fidelity Investments 1999 - 2000
Various 1988 - 1999
Education
Gordon College 1993 — 1998
Bachelor of Arts, Biblical and Theological Studies; Minor: Marine Biology
College for Financial Planning 2000 — 2003
CFP®, Financial Planning
University of Maryland University College 2007 — 2009
Graduate Work, Accounting and Financial Management
Jerusalem University College (JUC) - Old City Jerusalem, Israel 1996 — 1997
Course Work, Biblical and Theological Studies
Sea Education Association (SEA) - Woods Hole, Massachusetts 1995 — 1996
Course Work, Marine Biology
Montana Wilderness School of the Bible (MWSB) - Augusta, Montana 1992 — 1993
St. Paul's (SP) - Brooklandville, Maryland 1989 — 1991
Valley Forge Military Academy & College 1988 — 1989
Brian Reisbeck Brian Reisbeck's LPL Financial Experience October 2013 - July 2015
Job Senior Compliance Officer
Industry Financial Services
Experience
Foothill Securities, Inc. July 2015 - Present
LPL Financial October 2013 - July 2015
Wealthfront Inc. February 2013 - August 2013
Scottrade March 2009 - February 2013
Yahoo! Inc May 2008 - May 2009
Greater Bay Bancorp December 2007 - April 2008
First Capital Mortgage Corp August 2006 - October 2007
Lehman Brothers December 2004 - August 2006
WM Financial Services February 2003 - December 2004
JB Oxford & Company July 2001 - January 2003
Skills
Financial Markets, Stock Management, Financial Analysis, Banking, Portfolio Management, Risk Management, Mutual Funds, Finance, Management, Analysis, Trading, Investments, Valuation, Securities, Options, Financial Services, Series 7, Equities, Series 63, FINRA, Hedge Funds, Asset Management, Strategic Financial..., Training, Loans, Financial Planning
Education
Colorado State University 2009 — 2012
Masters, Business Administration
Foothill Securities, Inc. July 2015 - Present
LPL Financial October 2013 - July 2015
Wealthfront Inc. February 2013 - August 2013
Scottrade March 2009 - February 2013
Yahoo! Inc May 2008 - May 2009
Greater Bay Bancorp December 2007 - April 2008
First Capital Mortgage Corp August 2006 - October 2007
Lehman Brothers December 2004 - August 2006
WM Financial Services February 2003 - December 2004
JB Oxford & Company July 2001 - January 2003
Skills
Financial Markets, Stock Management, Financial Analysis, Banking, Portfolio Management, Risk Management, Mutual Funds, Finance, Management, Analysis, Trading, Investments, Valuation, Securities, Options, Financial Services, Series 7, Equities, Series 63, FINRA, Hedge Funds, Asset Management, Strategic Financial..., Training, Loans, Financial Planning
Education
Colorado State University 2009 — 2012
Masters, Business Administration
Craig Taucher Craig Taucher's LPL Financial Experience 2007 - 2008
Job Senior Vice President, Independent Branch Services, Charles Schwab & Co. Inc.
Industry Financial Services
Experience
Charles Schwab & Co. Inc. August 2011 - Present
Bull Market Recruiting and Consulting 2008 - August 2011
LPL Financial 2007 - 2008
Ameriprise Financial formerly American Express Financial Advisors 1989 - 2006
Skills
Series 7, Series 24, Series 9/10
Education
Harvard University 1985 — 1989
B.A, Economics
College for Financial Planning
CFP
Charles Schwab & Co. Inc. August 2011 - Present
Bull Market Recruiting and Consulting 2008 - August 2011
LPL Financial 2007 - 2008
Ameriprise Financial formerly American Express Financial Advisors 1989 - 2006
Skills
Series 7, Series 24, Series 9/10
Education
Harvard University 1985 — 1989
B.A, Economics
College for Financial Planning
CFP
Kevin Sullivan, CAMS Kevin Sullivan, CAMS's LPL Financial Experience January 2013 - August 2014
Job President The AML Training Academy & Advisory
Industry Financial Services
Experience
The AML Training Academy & Advisory January 2009 - Present
HSBC 2014 - Present
Utica College December 2012 - Present
ACAMS 2003 - Present
LPL Financial January 2013 - August 2014
HSBC June 2011 - December 2011
New York State Police / El Dorado NY HIFCA Task Force 1988 - 2009
Skills
Fraud, AML, Private Investigations, KYC, Terrorist Financing, Bank Secrecy Act, Due Diligence, Regulations, Enforcement, Investigation, Risk Management, Counterterrorism, Financial Institutions, Anti Money Laundering, Risk Assessment, Financial Risk, Police, Banking, Intelligence, CAMS, Criminal Investigations, Internal Investigations, Auditing, Background Checks, Certified Fraud Examiner, Certified Anti-Money..., Corporate Governance, Operational Risk..., Operational Risk, Risk Analysis, Training, Surveillance, Internal Audit, Law Enforcement, Compliance, Financial Regulation, Financial Services, Expert Witness, Investigative Research, Suspicious Activity..., BSA, Independent BSA Reviews
Education
Utica College of Syracuse University 2000 — 2002
M.S., Economic Crime Management
University at Buffalo
MMBA
Cornell University
Leadership Development
The AML Training Academy & Advisory January 2009 - Present
HSBC 2014 - Present
Utica College December 2012 - Present
ACAMS 2003 - Present
LPL Financial January 2013 - August 2014
HSBC June 2011 - December 2011
New York State Police / El Dorado NY HIFCA Task Force 1988 - 2009
Skills
Fraud, AML, Private Investigations, KYC, Terrorist Financing, Bank Secrecy Act, Due Diligence, Regulations, Enforcement, Investigation, Risk Management, Counterterrorism, Financial Institutions, Anti Money Laundering, Risk Assessment, Financial Risk, Police, Banking, Intelligence, CAMS, Criminal Investigations, Internal Investigations, Auditing, Background Checks, Certified Fraud Examiner, Certified Anti-Money..., Corporate Governance, Operational Risk..., Operational Risk, Risk Analysis, Training, Surveillance, Internal Audit, Law Enforcement, Compliance, Financial Regulation, Financial Services, Expert Witness, Investigative Research, Suspicious Activity..., BSA, Independent BSA Reviews
Education
Utica College of Syracuse University 2000 — 2002
M.S., Economic Crime Management
University at Buffalo
MMBA
Cornell University
Leadership Development
Denise Fanai, PMP Denise Fanai, PMP's LPL Financial Experience July 2011 - May 2012
Job Program Manager at Bridgepoint Education
Industry Information Technology and Services
Experience
Bridgepoint Education February 2013 - January 2014
OneRoof Energy May 2012 - November 2012
LPL Financial July 2011 - May 2012
LPL Financial April 2007 - January 2011
Klewism LLC December 2006 - December 2007
Capital One Auto Finance December 2002 - January 2006
Capital One Auto Finance December 2000 - December 2002
Skills
Program Management, SDLC, Process Optimization, PMP, Process Improvement, PMO, Business Analysis, Relationship Management, Business Relationship..., IT Relationship..., Email Marketing, Project Management, Project Portfolio..., Enterprise Architecture, Agile Methodologies, Team Building, Integration, Business Intelligence, Management, Visio, SharePoint, Risk Management, Recruiting, Leadership, Vendor Management, ITIL, Testing, Business Process, Cross-functional Team..., Business Process..., Software Project..., Data Analysis, Agile Project Management, IT Strategy, Requirements Analysis, MS Project, Information Technology, Resource Management, IT Management, Project Delivery, Requirements Gathering
Education
The George Washington University 2006 — 2006
Associate Certificate, Project Management
La Sierra University 1997 — 1999
B.S., Biology
La Sierra University 1997 — 1999
B.S., Psychology
Columbia Union College 1994 — 1997
Shenandoah Valley Academy (SVA)
Bridgepoint Education February 2013 - January 2014
OneRoof Energy May 2012 - November 2012
LPL Financial July 2011 - May 2012
LPL Financial April 2007 - January 2011
Klewism LLC December 2006 - December 2007
Capital One Auto Finance December 2002 - January 2006
Capital One Auto Finance December 2000 - December 2002
Skills
Program Management, SDLC, Process Optimization, PMP, Process Improvement, PMO, Business Analysis, Relationship Management, Business Relationship..., IT Relationship..., Email Marketing, Project Management, Project Portfolio..., Enterprise Architecture, Agile Methodologies, Team Building, Integration, Business Intelligence, Management, Visio, SharePoint, Risk Management, Recruiting, Leadership, Vendor Management, ITIL, Testing, Business Process, Cross-functional Team..., Business Process..., Software Project..., Data Analysis, Agile Project Management, IT Strategy, Requirements Analysis, MS Project, Information Technology, Resource Management, IT Management, Project Delivery, Requirements Gathering
Education
The George Washington University 2006 — 2006
Associate Certificate, Project Management
La Sierra University 1997 — 1999
B.S., Biology
La Sierra University 1997 — 1999
B.S., Psychology
Columbia Union College 1994 — 1997
Shenandoah Valley Academy (SVA)
Louis Rizzo Louis Rizzo's LPL Financial Experience February 2003 - Present
Job Financial Advisor Private Wealth Management
Industry Financial Services
Experience
LPL Financial February 2003 - Present
Morgan Stanley 2000 - 2002
Skills
Mutual Funds, Wealth Management, Investments, Portfolio Management, Securities, Retirement, Finance, Strategic Financial...
Education
College for Financial Planning
University of Pittsburgh
LPL Financial February 2003 - Present
Morgan Stanley 2000 - 2002
Skills
Mutual Funds, Wealth Management, Investments, Portfolio Management, Securities, Retirement, Finance, Strategic Financial...
Education
College for Financial Planning
University of Pittsburgh
James B Stark, CLU's LPL Financial Experience July 2007 - Present
Job Wealth Advisor at Insight Private Advisors
Industry Financial Services
Experience
LPL Financial July 2007 - Present
Swartswood Lakes and Watershed Association September 2011 - September 2013
BenefitMall 2007 - 2013
Lincoln Financial/ Sagemark Consulting November 2000 - July 2007
John Hancock Financial Services June 1980 - November 2000
Skills
Retirement Planning, Annuities, Financial Planning, Long Term Care, IRA's, Retirement, Wealth Management, Estate Planning, Disability Insurance, Roth IRA, Wealth Accumulation, Asset Allocation, Investment Advisory, Mutual Funds, Investments, Insurance, Asset Management
Education
County College of Morris 1978 — 1980
AAS, business management
High Point Regional HS 1974 — 1978
High School
LPL Financial July 2007 - Present
Swartswood Lakes and Watershed Association September 2011 - September 2013
BenefitMall 2007 - 2013
Lincoln Financial/ Sagemark Consulting November 2000 - July 2007
John Hancock Financial Services June 1980 - November 2000
Skills
Retirement Planning, Annuities, Financial Planning, Long Term Care, IRA's, Retirement, Wealth Management, Estate Planning, Disability Insurance, Roth IRA, Wealth Accumulation, Asset Allocation, Investment Advisory, Mutual Funds, Investments, Insurance, Asset Management
Education
County College of Morris 1978 — 1980
AAS, business management
High Point Regional HS 1974 — 1978
High School
Jennifer Farnsworth's LPL Financial Experience April 2010 - October 2010
Job Project Implementation Coordinator at Sharp HealthCare
Industry Hospital & Health Care
Experience
Sharp HealthCare May 2014 - Present
Celgene April 2014 - April 2014
Illumina July 2013 - December 2013
Kaiser Permanente August 2012 - June 2013
CareFusion October 2010 - August 2012
LPL Financial April 2010 - October 2010
LPL Financial October 2007 - December 2008
San Diego Chargers Football Co. April 2007 - September 2007
SunGard 2006 - 2007
RBC Global Asset Management January 2004 - July 2006
Skills
ScrumMaster Training, MS Project, Microsoft Excel, Outlook, Microsoft Word, Planview, SAP, SharePoint, PowerPoint, Portfolio Management, Leadership, Resource Management, Social Media, Sales, Analysis, Financial Analysis, Vendor Management, Public Speaking, Risk Management, Visio, Asset Managment, Project Portfolio..., Project Management, Training, Microsoft Office, Data Analysis, Software Project..., Budgets, Program Management, Customer Service, Product Management, Business Analysis, Strategic Planning, Team Leadership, Finance, Management, Banking, Investments, Project Planning, Business Process..., Research, Team Building, Process Improvement, Access, Team Management, Microsoft Project
Education
University of St. Thomas 2004 — 2006
Master of Business Administration (MBA), Management
Metropolitan State University 2003 — 2003
Management Information Systems, General
College of St. Benedict 1996 — 2000
BA, Management
Robbinsdale Neil Armstrong High School
Sharp HealthCare May 2014 - Present
Celgene April 2014 - April 2014
Illumina July 2013 - December 2013
Kaiser Permanente August 2012 - June 2013
CareFusion October 2010 - August 2012
LPL Financial April 2010 - October 2010
LPL Financial October 2007 - December 2008
San Diego Chargers Football Co. April 2007 - September 2007
SunGard 2006 - 2007
RBC Global Asset Management January 2004 - July 2006
Skills
ScrumMaster Training, MS Project, Microsoft Excel, Outlook, Microsoft Word, Planview, SAP, SharePoint, PowerPoint, Portfolio Management, Leadership, Resource Management, Social Media, Sales, Analysis, Financial Analysis, Vendor Management, Public Speaking, Risk Management, Visio, Asset Managment, Project Portfolio..., Project Management, Training, Microsoft Office, Data Analysis, Software Project..., Budgets, Program Management, Customer Service, Product Management, Business Analysis, Strategic Planning, Team Leadership, Finance, Management, Banking, Investments, Project Planning, Business Process..., Research, Team Building, Process Improvement, Access, Team Management, Microsoft Project
Education
University of St. Thomas 2004 — 2006
Master of Business Administration (MBA), Management
Metropolitan State University 2003 — 2003
Management Information Systems, General
College of St. Benedict 1996 — 2000
BA, Management
Robbinsdale Neil Armstrong High School
Courtney Hugger Courtney Hugger's LPL Financial Experience October 2009 - April 2011
Job Marketing Operations Manager at Marquette Associates
Industry Financial Services
Experience
Marquette Associates May 2015 - Present
Marquette Associates July 2012 - May 2015
Marquette Associates June 2011 - July 2012
LPL Financial October 2009 - April 2011
US EPA January 2008 - June 2008
Education
DePaul University 2012 — 2015
Masters of Public Service, Leadership and Policy Studies
Indiana University Bloomington 2005 — 2009
Bachelor of Science in Public Affairs, Public and Nonprofit Management, Russian
Langley High School
Marquette Associates May 2015 - Present
Marquette Associates July 2012 - May 2015
Marquette Associates June 2011 - July 2012
LPL Financial October 2009 - April 2011
US EPA January 2008 - June 2008
Education
DePaul University 2012 — 2015
Masters of Public Service, Leadership and Policy Studies
Indiana University Bloomington 2005 — 2009
Bachelor of Science in Public Affairs, Public and Nonprofit Management, Russian
Langley High School
James Mosley James Mosley's LPL Financial Experience May 2011 - September 2011
Job Internal
Industry Financial Services
Experience
Transamerica September 2013 - Present
Edward Jones December 2012 - September 2013
Merrill Lynch September 2011 - November 2012
Hample Insurance May 2011 - September 2011
LPL Financial May 2011 - September 2011
COUNTRY ® Financial May 2010 - May 2011
JP Morgan Chase April 2008 - April 2010
Bellco Credit Union February 2001 - April 2008
Education
Colorado State University 2014 — 2016
Master of Business Administration (MBA), Finance and Financial Management Services
Regis University 2007 — 2009
Finance, Accounting and Finance
Gateway High School 1996 — 2000
Metropolitan State College of Denver
Accounting
Transamerica September 2013 - Present
Edward Jones December 2012 - September 2013
Merrill Lynch September 2011 - November 2012
Hample Insurance May 2011 - September 2011
LPL Financial May 2011 - September 2011
COUNTRY ® Financial May 2010 - May 2011
JP Morgan Chase April 2008 - April 2010
Bellco Credit Union February 2001 - April 2008
Education
Colorado State University 2014 — 2016
Master of Business Administration (MBA), Finance and Financial Management Services
Regis University 2007 — 2009
Finance, Accounting and Finance
Gateway High School 1996 — 2000
Metropolitan State College of Denver
Accounting
Steve Orchekowsky ChFC®, CLU®, CMFC®'s LPL Financial Experience November 2012 - March 2014
Job Retirement Plan Services Professional
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. March 2014 - April 2015
LPL Financial November 2012 - March 2014
Hartford Financial Services Group October 2011 - October 2012
MassMutual Financial Group January 2011 - August 2011
Principal Financial Group March 2006 - January 2011
United States Navy and Naval Reserve August 1986 - March 2007
Great-West Financial April 2004 - April 2006
MassMutual Financial Group June 2000 - April 2004
Skills
Wealth Accumulation..., Estate Planning, Asset Allocation, Brokerage Accounts, 401 (k), 403 (b), SEP &..., Variable Annuities, Roth IRA, Traditional IRA, Informal Business..., business continuation..., Business Overhead..., Buy-sell Agreements, buy-sell review, Charitible giving, Deferred Compensation..., Disability Income..., Executive Benefits..., Financial Needs Analysis, Income Protection, Key Person Insurance, Long Term Care Insurance, Mutual Funds, Pension Plans, Salary Continuation, Series 7, Series 66, Split Dollar Plans, Supplemental Retirement..., Survivor Income, Tax-Deferred Savings, College Funding..., Term Life Insurance, Universal Life Insurance, Fixed Annuities, Whole Life Insurance, Whole Life, Financial Advisory, IRAs, 403 b, Disability Insurance, Fixed Income, FINRA, Investments, Investment Management, Wealth Management, Retirement Planning
Education
The American College 2007 — 2014
Investment, Insurance and Estate Planning
College for Financial Planning 2005 — 2005
Mutual Funds and Investment Companies
Northwest University
Business
Ameriprise Financial Services, Inc. March 2014 - April 2015
LPL Financial November 2012 - March 2014
Hartford Financial Services Group October 2011 - October 2012
MassMutual Financial Group January 2011 - August 2011
Principal Financial Group March 2006 - January 2011
United States Navy and Naval Reserve August 1986 - March 2007
Great-West Financial April 2004 - April 2006
MassMutual Financial Group June 2000 - April 2004
Skills
Wealth Accumulation..., Estate Planning, Asset Allocation, Brokerage Accounts, 401 (k), 403 (b), SEP &..., Variable Annuities, Roth IRA, Traditional IRA, Informal Business..., business continuation..., Business Overhead..., Buy-sell Agreements, buy-sell review, Charitible giving, Deferred Compensation..., Disability Income..., Executive Benefits..., Financial Needs Analysis, Income Protection, Key Person Insurance, Long Term Care Insurance, Mutual Funds, Pension Plans, Salary Continuation, Series 7, Series 66, Split Dollar Plans, Supplemental Retirement..., Survivor Income, Tax-Deferred Savings, College Funding..., Term Life Insurance, Universal Life Insurance, Fixed Annuities, Whole Life Insurance, Whole Life, Financial Advisory, IRAs, 403 b, Disability Insurance, Fixed Income, FINRA, Investments, Investment Management, Wealth Management, Retirement Planning
Education
The American College 2007 — 2014
Investment, Insurance and Estate Planning
College for Financial Planning 2005 — 2005
Mutual Funds and Investment Companies
Northwest University
Business
Jacob Oakley Jacob Oakley's LPL Financial Experience May 2014 - July 2014
Job Associate Financial Representative at Northwestern Mutual
Industry Financial Services
Experience
Northwestern Mutual July 2015 - Present
Concordia University Chicago August 2012 - May 2015
LPL Financial May 2014 - July 2014
LIDS Sports Group May 2013 - July 2013
Skills
Team Leadership, Team Building, Business Analysis, Financial Analysis, Customer Service, Microsoft Excel, Finance, Client Services, Adaptation, Adaptive Learning
Education
Concordia University Chicago 2011 — 2015
Bachelor's Degree, Accounting
Northwestern Mutual July 2015 - Present
Concordia University Chicago August 2012 - May 2015
LPL Financial May 2014 - July 2014
LIDS Sports Group May 2013 - July 2013
Skills
Team Leadership, Team Building, Business Analysis, Financial Analysis, Customer Service, Microsoft Excel, Finance, Client Services, Adaptation, Adaptive Learning
Education
Concordia University Chicago 2011 — 2015
Bachelor's Degree, Accounting
Jared Sterr Jared Sterr's LPL Financial Experience September 2011 - Present
Job Investment Representative
Industry Financial Services
Experience
LPL Financial September 2011 - Present
BMO Harris Private Banking June 2010 - August 2011
JPMorgan December 2007 - June 2010
Wachovia Securities, LLC September 2006 - April 2007
Vandham Securities May 2005 - August 2005
Skills
Portfolio Management, Investments, Series 7, Series 63, Asset Allocation
Education
Creighton University 2001 — 2005
B.S.B.A., Finance
LPL Financial September 2011 - Present
BMO Harris Private Banking June 2010 - August 2011
JPMorgan December 2007 - June 2010
Wachovia Securities, LLC September 2006 - April 2007
Vandham Securities May 2005 - August 2005
Skills
Portfolio Management, Investments, Series 7, Series 63, Asset Allocation
Education
Creighton University 2001 — 2005
B.S.B.A., Finance
Troy Zimmerman Troy Zimmerman's LPL Financial Experience June 2007 - Present
Job Principal and Wealth Advisor at Propel Investment Management
Industry Financial Services
Experience
Propel Investment Management January 2009 - Present
LPL Financial June 2007 - Present
A.G. Edwards February 2005 - May 2007
Zimmerman Ford August 2003 - February 2005
Skills
Estate Planning, Portfolio Management, Financial Modeling, Wealth, Investments, Securities, Life Insurance, Long Term Care Insurance, Retirement, Risk Management, Financial Services, 401k Rollovers, IRAs, Finance, Employee Benefits, Series 7, Retirement Planning
Education
College for Financial Planning 2005 — 2005
AAMS, Accredited Asset Management Specialist
Taylor University 1999 — 2003
Propel Investment Management January 2009 - Present
LPL Financial June 2007 - Present
A.G. Edwards February 2005 - May 2007
Zimmerman Ford August 2003 - February 2005
Skills
Estate Planning, Portfolio Management, Financial Modeling, Wealth, Investments, Securities, Life Insurance, Long Term Care Insurance, Retirement, Risk Management, Financial Services, 401k Rollovers, IRAs, Finance, Employee Benefits, Series 7, Retirement Planning
Education
College for Financial Planning 2005 — 2005
AAMS, Accredited Asset Management Specialist
Taylor University 1999 — 2003
Mike Kwiatkowski Mike Kwiatkowski's LPL Financial Experience 2000 - Present
Job President at Retirement Solutions, Inc.
Industry Financial Services
Experience
Retirement Solutions, Inc. 2000 - Present
LPL Financial 2000 - Present
The Acacia Group LLC 1990 - 2000
American National Bank - Chicago 1986 - 1990
Skills
Retirement Planning, Estate Planning, Retirement, Fixed Annuities, IRAs, Investment Advisory, Wealth Management, Financial Advisory, 401k, Investments, Financial Planners, Strategic Financial..., Long-term Care, Wealth, Series 7, Mutual Funds, Securities, Investment Strategies, Alternative Investments, Asset Allocation
Education
College for Financial Planning 1988 — 1990
Certified Financial Planner designation, CFP
University of Toledo 1976 — 1980
Bachelor of Business Administration (B.B.A.), Banking, Corporate, Finance, and Securities Law
Retirement Solutions, Inc. 2000 - Present
LPL Financial 2000 - Present
The Acacia Group LLC 1990 - 2000
American National Bank - Chicago 1986 - 1990
Skills
Retirement Planning, Estate Planning, Retirement, Fixed Annuities, IRAs, Investment Advisory, Wealth Management, Financial Advisory, 401k, Investments, Financial Planners, Strategic Financial..., Long-term Care, Wealth, Series 7, Mutual Funds, Securities, Investment Strategies, Alternative Investments, Asset Allocation
Education
College for Financial Planning 1988 — 1990
Certified Financial Planner designation, CFP
University of Toledo 1976 — 1980
Bachelor of Business Administration (B.B.A.), Banking, Corporate, Finance, and Securities Law
Michael Tolliver's LPL Financial Experience January 2015 - Present
Job President and Founder at Ardent Financial Group
Industry Financial Services
Experience
Ardent Financial Group May 2015 - Present
LPL Financial January 2015 - Present
Northeastern University August 2013 - January 2015
Larson Financial March 2013 - January 2015
Covenant Theological Seminary August 2007 - August 2012
Covenant Theological Seminary August 2007 - August 2012
Skills
Financial Planning, Entrepreneurship, Teaching, Wealth Management, Investments, Management, Customer Service, Public Speaking, Insurance, Finance, Microsoft Office, Risk Management, Leadership, Life Insurance, Series 7, Retirement, Financial Analysis, Employee Benefits, Microsoft Excel, Asset Management, Retirement Planning, Portfolio Management, Microsoft Word, Mutual Funds, Estate Planning, Disability Insurance, Series 63, Securities, Strategic Planning, Marketing, Investment Advisory, Asset Allocation
Education
Truman State University 2001 — 2005
Bachelor of Science (B.S.), Business Management
Covenant Theological Seminary 2007 — 2010
Masters Degree, Divinity (M.Div)
Covenant Theological Seminary 2010 — 2013
Master's degree, Theology (Th.M)
University of Missouri-Saint Louis 2012 — 2014
Master's degree, Philosophy (M.Phil)
Ardent Financial Group May 2015 - Present
LPL Financial January 2015 - Present
Northeastern University August 2013 - January 2015
Larson Financial March 2013 - January 2015
Covenant Theological Seminary August 2007 - August 2012
Covenant Theological Seminary August 2007 - August 2012
Skills
Financial Planning, Entrepreneurship, Teaching, Wealth Management, Investments, Management, Customer Service, Public Speaking, Insurance, Finance, Microsoft Office, Risk Management, Leadership, Life Insurance, Series 7, Retirement, Financial Analysis, Employee Benefits, Microsoft Excel, Asset Management, Retirement Planning, Portfolio Management, Microsoft Word, Mutual Funds, Estate Planning, Disability Insurance, Series 63, Securities, Strategic Planning, Marketing, Investment Advisory, Asset Allocation
Education
Truman State University 2001 — 2005
Bachelor of Science (B.S.), Business Management
Covenant Theological Seminary 2007 — 2010
Masters Degree, Divinity (M.Div)
Covenant Theological Seminary 2010 — 2013
Master's degree, Theology (Th.M)
University of Missouri-Saint Louis 2012 — 2014
Master's degree, Philosophy (M.Phil)
Dennile Haddock Dennile Haddock's LPL Financial Experience March 2006 - August 2006
Job National Platform Program ManagerVice President
Industry Financial Services
Experience
Comerica Bank March 2013 - Present
Comerica Bank August 2006 - March 2013
LPL Financial March 2006 - August 2006
Raymond James Financial Inc. July 2005 - March 2006
Mutual Service Corporation--Independent Office November 1995 - July 2005
Skills
Management, Financial Services, Series 7, Licensed Banker Program..., Training & Development, Series 24, Series 63, Securities, FINRA, Wealth Management, Investments, Mutual Funds, Portfolio Management, Risk Management, Asset Management, Financial Analysis, Insurance, Series 65, Team Building, Fixed Income, Asset Allocation, Investment Advisory, Equities, SharePoint, Fixed Annuities, Written & Oral..., Operations Management, Supervisory Skills
Education
Davenport University 2006 — 2009
Bachelor of Business Administration (BBA), Management, 3.89
Comerica Bank March 2013 - Present
Comerica Bank August 2006 - March 2013
LPL Financial March 2006 - August 2006
Raymond James Financial Inc. July 2005 - March 2006
Mutual Service Corporation--Independent Office November 1995 - July 2005
Skills
Management, Financial Services, Series 7, Licensed Banker Program..., Training & Development, Series 24, Series 63, Securities, FINRA, Wealth Management, Investments, Mutual Funds, Portfolio Management, Risk Management, Asset Management, Financial Analysis, Insurance, Series 65, Team Building, Fixed Income, Asset Allocation, Investment Advisory, Equities, SharePoint, Fixed Annuities, Written & Oral..., Operations Management, Supervisory Skills
Education
Davenport University 2006 — 2009
Bachelor of Business Administration (BBA), Management, 3.89
Jennifer Flattery Jennifer Flattery's LPL Financial Experience February 2014 - July 2015
Job Regional Vice President at Rock Harbor LLC
Industry Financial Services
Experience
Rock Harbor LLC July 2015 - Present
LPL Financial February 2014 - July 2015
Comerica Securities February 2012 - February 2014
Center for Wealth Planning, LLC September 2011 - February 2012
Park Avenue Wealth Management, LLC July 2004 - August 2011
Skills
Series 24, Series 7, Series 63, Life & Health Insurance..., FINRA, Securities, Uniform Combined State..., Trading, Series 6
Education
Davenport University
Bachelor of Business Administration (BBA), Marketing
Rock Harbor LLC July 2015 - Present
LPL Financial February 2014 - July 2015
Comerica Securities February 2012 - February 2014
Center for Wealth Planning, LLC September 2011 - February 2012
Park Avenue Wealth Management, LLC July 2004 - August 2011
Skills
Series 24, Series 7, Series 63, Life & Health Insurance..., FINRA, Securities, Uniform Combined State..., Trading, Series 6
Education
Davenport University
Bachelor of Business Administration (BBA), Marketing
Alicia M. Frank Alicia M. Frank's LPL Financial Experience October 2008 - January 2010
Job Associate in Global Corporate Banking at Bank of America Merrill Lynch
Industry Financial Services
Experience
Bank of America Merrill Lynch July 2015 - Present
Bank of America Merrill Lynch January 2015 - July 2015
Bank of America Merrill Lynch July 2013 - January 2015
Bank of America Merrill Lynch June 2011 - June 2013
Davidson Farmer's Market January 2010 - May 2011
Davidson College January 2010 - January 2011
Bank of America May 2010 - August 2010
LPL Financial October 2008 - January 2010
Davidson College June 2009 - August 2009
Commercial Defeasance June 2008 - August 2008
Skills
Financial Analysis, Financial Modeling, Statistics, Microsoft Excel, PowerPoint, Data Analysis, Microsoft Office, Economics, Research, Strategy, Bloomberg, Public Speaking, Stata, Spanish, ArcGIS, CPTexcel, MLxport, PARS, Everest, Navigator, Regulatory Capital, PitchBook
Education
Davidson College 2007 — 2011
Bachelors of Arts, cum laude, Economics Major, Concentration in International Studies, 3.64
Walt Whitman High School 2003 — 2007
Bank of America Merrill Lynch July 2015 - Present
Bank of America Merrill Lynch January 2015 - July 2015
Bank of America Merrill Lynch July 2013 - January 2015
Bank of America Merrill Lynch June 2011 - June 2013
Davidson Farmer's Market January 2010 - May 2011
Davidson College January 2010 - January 2011
Bank of America May 2010 - August 2010
LPL Financial October 2008 - January 2010
Davidson College June 2009 - August 2009
Commercial Defeasance June 2008 - August 2008
Skills
Financial Analysis, Financial Modeling, Statistics, Microsoft Excel, PowerPoint, Data Analysis, Microsoft Office, Economics, Research, Strategy, Bloomberg, Public Speaking, Stata, Spanish, ArcGIS, CPTexcel, MLxport, PARS, Everest, Navigator, Regulatory Capital, PitchBook
Education
Davidson College 2007 — 2011
Bachelors of Arts, cum laude, Economics Major, Concentration in International Studies, 3.64
Walt Whitman High School 2003 — 2007
Lisa Odoski RP® Lisa Odoski RP®'s LPL Financial Experience March 2007 - March 2012
Job Vice President at TFG Wealth Management
Industry Financial Services
Experience
TFG Wealth Management September 2015 - Present
TFG Wealth Management 2012 - Present
LPL Financial March 2007 - March 2012
Skills
Wealth Management, Paraplanning, Life Insurance, Client Development, Fidelity Wealth Central, Financial Services, Retirement Planning, Financial Planners, Finance, Retirement
Education
College for Financial Planning 2012 — 2013
Registered Paraplanner
TFG Wealth Management September 2015 - Present
TFG Wealth Management 2012 - Present
LPL Financial March 2007 - March 2012
Skills
Wealth Management, Paraplanning, Life Insurance, Client Development, Fidelity Wealth Central, Financial Services, Retirement Planning, Financial Planners, Finance, Retirement
Education
College for Financial Planning 2012 — 2013
Registered Paraplanner
Derrick Hiten, PMP's LPL Financial Experience March 2007 - March 2009
Job Senior IT Project Manager: Company relocating to Atlanta, not sure I want to move exploring new opportunities!
Industry Information Technology and Services
Experience
HD Supply Facilities Maintenance October 2014 - Present
Abbott Vascular / TEKsystems March 2013 - October 2014
Apex Systems / LPL Financial January 2012 - March 2013
Cassidian Communications Inc, (formerly: PlantCML) March 2009 - August 2011
LPL Financial March 2007 - March 2009
FileNet Corporation 2000 - 2005
Integration and Software Services (ISS) January 1999 - August 2000
MWEB December 1995 - October 1998
CSIR January 1994 - November 1995
Absa Bank 1987 - 1994
Skills
PMP, Software Project..., PMO, Project Portfolio..., Information Technology, Business Process, Project Management, IT Management, Business Analysis, Agile Methodologies, Requirements Analysis, MS Project, SDLC, Program Management, Leadership, Management, Scrum, Project Planning, Visio, Certified Project..., Agile Project Management, Integration, Change Management, Vendor Management, Project Delivery, Analysis, Professional Services, Enterprise Content..., Process Improvement, Budgets, Project Communication, Project Execution, Estimating, Team Leadership, Project Finance, Requirements Management, Team Building, Project Estimation, Project Coordination, RFP, Microsoft Office, Critical Chain Project..., Quality Management, Gap Analysis, Project Implementation, Project Risk Management, Project Scheduling, Contract Negotiation, Project Reporting
Education
University of South Africa/Universiteit van Suid-Afrika 1998 — 1999
Practical Project Management
Damelin 1991 — 1991
Dilpoma Small Business Management
Northview High School
HD Supply Facilities Maintenance October 2014 - Present
Abbott Vascular / TEKsystems March 2013 - October 2014
Apex Systems / LPL Financial January 2012 - March 2013
Cassidian Communications Inc, (formerly: PlantCML) March 2009 - August 2011
LPL Financial March 2007 - March 2009
FileNet Corporation 2000 - 2005
Integration and Software Services (ISS) January 1999 - August 2000
MWEB December 1995 - October 1998
CSIR January 1994 - November 1995
Absa Bank 1987 - 1994
Skills
PMP, Software Project..., PMO, Project Portfolio..., Information Technology, Business Process, Project Management, IT Management, Business Analysis, Agile Methodologies, Requirements Analysis, MS Project, SDLC, Program Management, Leadership, Management, Scrum, Project Planning, Visio, Certified Project..., Agile Project Management, Integration, Change Management, Vendor Management, Project Delivery, Analysis, Professional Services, Enterprise Content..., Process Improvement, Budgets, Project Communication, Project Execution, Estimating, Team Leadership, Project Finance, Requirements Management, Team Building, Project Estimation, Project Coordination, RFP, Microsoft Office, Critical Chain Project..., Quality Management, Gap Analysis, Project Implementation, Project Risk Management, Project Scheduling, Contract Negotiation, Project Reporting
Education
University of South Africa/Universiteit van Suid-Afrika 1998 — 1999
Practical Project Management
Damelin 1991 — 1991
Dilpoma Small Business Management
Northview High School
Janette Kolega Janette Kolega's LPL Financial Experience April 2009 - August 2015
Job Marketing Strategist
Industry Financial Services
Experience
LPL Financial April 2009 - August 2015
LPL Financial February 2008 - March 2009
LPL Financial August 2005 - May 2007
Pacific Life 2000 - 2005
Pacific Life 1999 - 2000
Pacific Life 1994 - 1998
Lend Lease Corp. 1992 - 1993
Skills
Marketing Strategy, Financial Services, Product Marketing, New Product Roll Out, RIAs, HNW, Mergers & Acquisitions, Business Development
Education
Concordia University Irvine 2003 — 2005
MBA
LPL Financial April 2009 - August 2015
LPL Financial February 2008 - March 2009
LPL Financial August 2005 - May 2007
Pacific Life 2000 - 2005
Pacific Life 1999 - 2000
Pacific Life 1994 - 1998
Lend Lease Corp. 1992 - 1993
Skills
Marketing Strategy, Financial Services, Product Marketing, New Product Roll Out, RIAs, HNW, Mergers & Acquisitions, Business Development
Education
Concordia University Irvine 2003 — 2005
MBA
Adam Batchelor, MBA Adam Batchelor, MBA's LPL Financial Experience June 2015 - Present
Job Business Management/ Institution Services
Industry Financial Services
Experience
LPL Financial June 2015 - Present
Hilton Garden Inn/Hampton Inn Charlotte Uptown March 2014 - June 2015
Hampton Inn and Suites August 2012 - March 2014
Hampton Inn and suites Atlanta 2010 - 2011
Skills
Hotels, Sales Management, Hospitality Management, Sales, Event Management, Customer Service, Revenue Analysis, Hotel Management, Food & Beverage, Yield Management, Restaurants, Front Office
Education
University of North Carolina at Charlotte - Belk College of Business 2012 — 2014
Master of Business Administration (MBA)
College of Charleston 2003 — 2007
Bachelor of Arts (B.A.), Political Science and Government
LPL Financial June 2015 - Present
Hilton Garden Inn/Hampton Inn Charlotte Uptown March 2014 - June 2015
Hampton Inn and Suites August 2012 - March 2014
Hampton Inn and suites Atlanta 2010 - 2011
Skills
Hotels, Sales Management, Hospitality Management, Sales, Event Management, Customer Service, Revenue Analysis, Hotel Management, Food & Beverage, Yield Management, Restaurants, Front Office
Education
University of North Carolina at Charlotte - Belk College of Business 2012 — 2014
Master of Business Administration (MBA)
College of Charleston 2003 — 2007
Bachelor of Arts (B.A.), Political Science and Government
Matt Saturley's LPL Financial Experience 2005 - 2007
Job Predictive Analytics: Technical Editor
Industry Financial Services
Experience
Freelance December 2011 - Present
FanBox 2011 - 2011
Fogg, Green & Associates 2007 - 2008
LPL Financial 2005 - 2007
Nova Analytics 2003 - 2004
Investor's Bank & Trust 2002 - 2002
Netegrity 2001 - 2001
Skills
Excel, Access, PowerPoint, Visio, SAP, MS Project, Lotus Notes, Red Hat Linux, Oracle, Bloomberg Terminal, Morningstar, Financial Analysis, Project Management, Financial Modeling, Business Analysis, Accounting, Value Investing, Client Relationship..., Team Leadership, Presentations, Market Analysis, Innovative Problem..., Proactivity, SQL, VBA, SharePoint
Education
College for Financial Planning 2009 — 2012
MS
MIT Sloan School of Management 2009 — 2009
University of Maryland College Park 2003 — 2004
Massachusetts Institute of Technology 1998 — 2001
Freelance December 2011 - Present
FanBox 2011 - 2011
Fogg, Green & Associates 2007 - 2008
LPL Financial 2005 - 2007
Nova Analytics 2003 - 2004
Investor's Bank & Trust 2002 - 2002
Netegrity 2001 - 2001
Skills
Excel, Access, PowerPoint, Visio, SAP, MS Project, Lotus Notes, Red Hat Linux, Oracle, Bloomberg Terminal, Morningstar, Financial Analysis, Project Management, Financial Modeling, Business Analysis, Accounting, Value Investing, Client Relationship..., Team Leadership, Presentations, Market Analysis, Innovative Problem..., Proactivity, SQL, VBA, SharePoint
Education
College for Financial Planning 2009 — 2012
MS
MIT Sloan School of Management 2009 — 2009
University of Maryland College Park 2003 — 2004
Massachusetts Institute of Technology 1998 — 2001
Terence Brady's LPL Financial Experience July 2004 - Present
Job Financial Consultant/Branch Manager/Registered Principal at LPL Financial
Industry Financial Services
Experience
LPL Financial July 2004 - Present
Brady Financial, Inc. May 2004 - Present
Brady Insurance Group May 1992 - Present
Ohio National Financial Services January 2009 - Present
Independent Referral Consultants June 1995 - Present
State of New Jersey November 1990 - December 2014
Merrill Lynch January 1998 - July 2004
Legg Mason March 1995 - January 1998
Hudson United Bank September 1987 - January 1998
Skills
Investments, Strategic Financial..., Fixed Annuities, Portfolio Management, Retirement Planning, Disability Insurance, Series 63, Mutual Funds, Series 7, Series 6, 401k, Estate Planning, Notary Public, Insurance Planning, Wealth Management, Asset Allocation, Banking, Equities, Series 65, Series 24, Concentrated Stock..., Asset Managment, Variable Annuities, Financial Planning, College Savings Plans, 529 Plans, Real Estate, Signature Guarantee, Fixed Income, Annuities, Long Term Care, Health Insurance, Supplemental Insurance, Investment Strategies, Lending, Private Banking, Investment Advisory..., Employee Stock Options, Registered Investment..., Immediate Annuities, 401k Rollovers, Rollover Specialist, Net Unrealized..., Simple IRAs, Profit Sharing Plans, SEP IRA, Roth IRA, Series 31, 1031 Real Estate..., FAFSA Free Application...
Education
Ramapo College of New Jersey 1984 — 1989
B.A., Psychology
College for Financial Planning 2012 — 2015
CFP, Financial Planning
American Institute of Banking (AIB) 1990 — 1993
Graduate, Banking and Finance
Saint Joseph's of the Palisades 1980 — 1984
H.S., Liberal Arts
Horace Mann in North Bergen, NJ 1971 — 1980
Grammer School, Liberal Arts
LPL Financial July 2004 - Present
Brady Financial, Inc. May 2004 - Present
Brady Insurance Group May 1992 - Present
Ohio National Financial Services January 2009 - Present
Independent Referral Consultants June 1995 - Present
State of New Jersey November 1990 - December 2014
Merrill Lynch January 1998 - July 2004
Legg Mason March 1995 - January 1998
Hudson United Bank September 1987 - January 1998
Skills
Investments, Strategic Financial..., Fixed Annuities, Portfolio Management, Retirement Planning, Disability Insurance, Series 63, Mutual Funds, Series 7, Series 6, 401k, Estate Planning, Notary Public, Insurance Planning, Wealth Management, Asset Allocation, Banking, Equities, Series 65, Series 24, Concentrated Stock..., Asset Managment, Variable Annuities, Financial Planning, College Savings Plans, 529 Plans, Real Estate, Signature Guarantee, Fixed Income, Annuities, Long Term Care, Health Insurance, Supplemental Insurance, Investment Strategies, Lending, Private Banking, Investment Advisory..., Employee Stock Options, Registered Investment..., Immediate Annuities, 401k Rollovers, Rollover Specialist, Net Unrealized..., Simple IRAs, Profit Sharing Plans, SEP IRA, Roth IRA, Series 31, 1031 Real Estate..., FAFSA Free Application...
Education
Ramapo College of New Jersey 1984 — 1989
B.A., Psychology
College for Financial Planning 2012 — 2015
CFP, Financial Planning
American Institute of Banking (AIB) 1990 — 1993
Graduate, Banking and Finance
Saint Joseph's of the Palisades 1980 — 1984
H.S., Liberal Arts
Horace Mann in North Bergen, NJ 1971 — 1980
Grammer School, Liberal Arts
Nicholas Dachtler Nicholas Dachtler's LPL Financial Experience May 2012 - May 2015
Job Service Center at LPL Financial
Industry Financial Services
Experience
LPL Financial May 2012 - May 2015
LPL Financial September 2007 - May 2012
Laurin & Associates March 2006 - November 2006
Skills
Finance, Financial Services, Financial Analysis, Portfolio Management, Equities, Retirement, Investments, Financial Advisory, Securities, Research, Accounting, Microsoft Office, Microsoft Excel
Education
San Diego State University-California State University 2012 — 2015
Masters of Science Accounting, Financial Reporting
California State University Bakersfield 2003 — 2004
Bachelor of Business Administration (BBA), Finance
Cuesta College 2002 — 2003
Business
LPL Financial May 2012 - May 2015
LPL Financial September 2007 - May 2012
Laurin & Associates March 2006 - November 2006
Skills
Finance, Financial Services, Financial Analysis, Portfolio Management, Equities, Retirement, Investments, Financial Advisory, Securities, Research, Accounting, Microsoft Office, Microsoft Excel
Education
San Diego State University-California State University 2012 — 2015
Masters of Science Accounting, Financial Reporting
California State University Bakersfield 2003 — 2004
Bachelor of Business Administration (BBA), Finance
Cuesta College 2002 — 2003
Business
patrick church's LPL Financial Experience March 2012 - April 2013
Job Principal at Church Capital LLC
Industry Investment Management
Experience
Church Capital LLC May 2013 - Present
LPL Financial March 2012 - April 2013
Pacific West Financial October 2009 - January 2012
Skills
Investments, ETFs, 401k, Wealth Management, Investment Advisory, Mutual Funds, Retirement Planning, Asset Allocation, Investment Strategies, Series 7, Securities, Portfolio Management
Education
Eastern Washington University
Columbia Basin College
Church Capital LLC May 2013 - Present
LPL Financial March 2012 - April 2013
Pacific West Financial October 2009 - January 2012
Skills
Investments, ETFs, 401k, Wealth Management, Investment Advisory, Mutual Funds, Retirement Planning, Asset Allocation, Investment Strategies, Series 7, Securities, Portfolio Management
Education
Eastern Washington University
Columbia Basin College
Rachael Cooper's LPL Financial Experience August 2010 - January 2012
Job Advertising Licensing Assistant at GUESS?, Inc.
Industry Apparel & Fashion
Experience
GUESS?, Inc. August 2015 - Present
The Original Retro Brand October 2012 - August 2015
Umbrella Consulting Services August 2014 - November 2014
UCLA Athletics June 2012 - September 2012
Nelligan Sports Marketing Inc. Colorado State University, May 2012 - June 2012
LPL Financial August 2010 - January 2012
Skills
Social Media, Licensing, Marketing, Retail, Microsoft Office, Microsoft Excel, PowerPoint, Photoshop, Research, Administrative..., Music, Secretarial Skills, Outlook, Microsoft Word, Time Management, Social Networking
Education
Colorado State University 2008 — 2012
Bachelor of Science, Health and Exercise Science
GUESS?, Inc. August 2015 - Present
The Original Retro Brand October 2012 - August 2015
Umbrella Consulting Services August 2014 - November 2014
UCLA Athletics June 2012 - September 2012
Nelligan Sports Marketing Inc. Colorado State University, May 2012 - June 2012
LPL Financial August 2010 - January 2012
Skills
Social Media, Licensing, Marketing, Retail, Microsoft Office, Microsoft Excel, PowerPoint, Photoshop, Research, Administrative..., Music, Secretarial Skills, Outlook, Microsoft Word, Time Management, Social Networking
Education
Colorado State University 2008 — 2012
Bachelor of Science, Health and Exercise Science
Roiri Butler's LPL Financial Experience December 2012 - February 2014
Job Licensed Investment Consultant
Industry Financial Services
Experience
Scottrade March 2014 - Present
LPL Financial December 2012 - February 2014
LPL Financial March 2010 - December 2012
LPL Finanical December 2007 - March 2010
LPL Finanical November 2006 - December 2007
Skills
Mutual Funds, Series 7, Series 63, Securities, 401k, Financial Services, Customer Service, Series 6, FINRA, Equities, Fixed Annuities, IRAs, Retirement Planning, People Management, Relationship Management, Process Improvement, Investments, Financial Advisory, Banking, Retirement, Asset Managment, Asset Allocation, Alternative Investments, Investment Advisory, Uniform Combined State..., Series 24
Education
CUNY New York City College of Technology
Scottrade March 2014 - Present
LPL Financial December 2012 - February 2014
LPL Financial March 2010 - December 2012
LPL Finanical December 2007 - March 2010
LPL Finanical November 2006 - December 2007
Skills
Mutual Funds, Series 7, Series 63, Securities, 401k, Financial Services, Customer Service, Series 6, FINRA, Equities, Fixed Annuities, IRAs, Retirement Planning, People Management, Relationship Management, Process Improvement, Investments, Financial Advisory, Banking, Retirement, Asset Managment, Asset Allocation, Alternative Investments, Investment Advisory, Uniform Combined State..., Series 24
Education
CUNY New York City College of Technology
Joel Pezzano Joel Pezzano's LPL Financial Experience October 2008 - Present
Job LPL Financial Planner / LPL Registered Principal / Owner at Gfeller, Kennedy and Pezzano LLC
Industry Financial Services
Experience
Gfeller, Kennedy and Pezzano LLC August 2013 - Present
LPL Financial October 2008 - Present
Various Charitable Organizations 1992 - Present
A.G. Edwards & Sons, Inc. August 1992 - October 2008
Skills
Wealth Management, Strategic Financial..., Investments, Alternative Investments, Estate Planning, Asset Allocation, Retirement Planning, Finance, Securities
Education
Bowling Green State University 1987 — 1991
BAC, Interpersonal and Public Communication/Business/Pshycology
College for Financial Planning
Gfeller, Kennedy and Pezzano LLC August 2013 - Present
LPL Financial October 2008 - Present
Various Charitable Organizations 1992 - Present
A.G. Edwards & Sons, Inc. August 1992 - October 2008
Skills
Wealth Management, Strategic Financial..., Investments, Alternative Investments, Estate Planning, Asset Allocation, Retirement Planning, Finance, Securities
Education
Bowling Green State University 1987 — 1991
BAC, Interpersonal and Public Communication/Business/Pshycology
College for Financial Planning
Charles LaRocca Charles LaRocca's LPL Financial Experience 2004 - Present
Job Registered Principal at LPL Financial
Industry Financial Services
Experience
LPL Financial 2004 - Present
Education
New York University - Leonard N. Stern School of Business 1983 — 1985
MBA, Finance
Columbia College (NY) 1976 — 1980
BA, Economics
LPL Financial 2004 - Present
Education
New York University - Leonard N. Stern School of Business 1983 — 1985
MBA, Finance
Columbia College (NY) 1976 — 1980
BA, Economics
Mitchell Zhang Mitchell Zhang's LPL Financial Experience June 2014 - August 2014
Job Summer Analyst at Credit Suisse
Industry Banking
Experience
The Marble Collection, Inc. [TMC] June 2013 - Present
Credit Suisse June 2015 - August 2015
LPL Financial June 2014 - August 2014
Zhang Financial June 2012 - September 2013
Skills
Research, Writing, Microsoft Office, Asset Allocation, PowerPoint, Morningstar, Teamwork, Stata, Public Speaking, Financial Analysis, Financial Modeling, Valuation, Financial Projection, VBA, Microsoft Excel
Education
Columbia University in the City of New York 2015 — 2017
Bachelor’s Degree, Economics
Northwestern University 2013 — 2015
Bachelor’s Degree, Economics and English, 3.938 GPA
Groton School 2009 — 2013
High School, magna cum laude (90+ GPA)
The Marble Collection, Inc. [TMC] June 2013 - Present
Credit Suisse June 2015 - August 2015
LPL Financial June 2014 - August 2014
Zhang Financial June 2012 - September 2013
Skills
Research, Writing, Microsoft Office, Asset Allocation, PowerPoint, Morningstar, Teamwork, Stata, Public Speaking, Financial Analysis, Financial Modeling, Valuation, Financial Projection, VBA, Microsoft Excel
Education
Columbia University in the City of New York 2015 — 2017
Bachelor’s Degree, Economics
Northwestern University 2013 — 2015
Bachelor’s Degree, Economics and English, 3.938 GPA
Groton School 2009 — 2013
High School, magna cum laude (90+ GPA)
Heather Church, CDFA™, CFP®'s LPL Financial Experience December 2012 - Present
Job Divorce Financial Analyst & Branch Operations Manager
Industry Investment Management
Experience
LPL Financial December 2012 - Present
Raymond James & Associates, Inc November 2010 - December 2012
BBVA Compass Investment Solutions January 2009 - October 2010
BBVA Compass June 2004 - January 2009
Commercial Federal Bank March 2001 - May 2004
Skills
Strategic Financial..., Certified Divorce..., Portfolio Management, Estate Planning, Retirement Planning, Finance, Investment Advisory, Mutual Funds, Insurance, Investments, Financial Advisory, Investment Strategies, Banking, Mortgage Lending, Fixed and Variable..., Series 7
Education
Creighton University 1996 — 2000
Bachelor of Arts, Organizational Communication, Political Science, Business
LPL Financial December 2012 - Present
Raymond James & Associates, Inc November 2010 - December 2012
BBVA Compass Investment Solutions January 2009 - October 2010
BBVA Compass June 2004 - January 2009
Commercial Federal Bank March 2001 - May 2004
Skills
Strategic Financial..., Certified Divorce..., Portfolio Management, Estate Planning, Retirement Planning, Finance, Investment Advisory, Mutual Funds, Insurance, Investments, Financial Advisory, Investment Strategies, Banking, Mortgage Lending, Fixed and Variable..., Series 7
Education
Creighton University 1996 — 2000
Bachelor of Arts, Organizational Communication, Political Science, Business
Karin Schantz Karin Schantz's LPL Financial Experience June 2011 - June 2014
Job Freewheeler at The Metro Farm
Industry Renewables & Environment
Experience
The Metro Farm July 2014 - Present
LPL Financial June 2011 - June 2014
Wealth Concepts, LLC. 2009 - June 2011
MetLife 2002 - 2009
International Tourism Marketing 1993 - 1995
Top Tours, GmbH 1987 - 1991
Skills
Mutual Funds, Investments, FINRA, Strategic Planning, Retirement, Securities, 401k, Estate Planning, Investment Advisory..., Fixed Annuities, Finance, Retirement Planning, Disability Insurance, Asset Management, IRAs
Education
Colorado College 1982 — 1986
B.A., English, German
University of Colorado Boulder
The Metro Farm July 2014 - Present
LPL Financial June 2011 - June 2014
Wealth Concepts, LLC. 2009 - June 2011
MetLife 2002 - 2009
International Tourism Marketing 1993 - 1995
Top Tours, GmbH 1987 - 1991
Skills
Mutual Funds, Investments, FINRA, Strategic Planning, Retirement, Securities, 401k, Estate Planning, Investment Advisory..., Fixed Annuities, Finance, Retirement Planning, Disability Insurance, Asset Management, IRAs
Education
Colorado College 1982 — 1986
B.A., English, German
University of Colorado Boulder
Nancy Louis Nancy Louis's LPL Financial Experience November 2007 - March 2009
Job Associate Engineer at Honeywell Aerospace
Industry Defense & Space
Experience
Honeywell Aerospace November 2011 - February 2015
Honeywell Aerospace September 2009 - November 2011
LPL Financial November 2007 - March 2009
Nancy Louis 1987 - November 2007
Paramount BioSciences 2007 - 2007
Accredited Home Lenders 2006 - 2006
CoreTech Consulting Group Inc. 1992 - 1998
Skills
Process Improvement, Strategic Planning, Management, Databases, Software Documentation, Access, Quality Assurance, Technical Writing, Analysis, Requirements Analysis
Education
Loyola University Maryland 1974 — 1981
MEd
Cornell University 1965 — 1969
B.S.
Honeywell Aerospace November 2011 - February 2015
Honeywell Aerospace September 2009 - November 2011
LPL Financial November 2007 - March 2009
Nancy Louis 1987 - November 2007
Paramount BioSciences 2007 - 2007
Accredited Home Lenders 2006 - 2006
CoreTech Consulting Group Inc. 1992 - 1998
Skills
Process Improvement, Strategic Planning, Management, Databases, Software Documentation, Access, Quality Assurance, Technical Writing, Analysis, Requirements Analysis
Education
Loyola University Maryland 1974 — 1981
MEd
Cornell University 1965 — 1969
B.S.
Priyanka Munjal Priyanka Munjal's LPL Financial Experience October 2010 - May 2011
Job Global IT Project Manager
Industry Electrical/Electronic Manufacturing
Experience
- August 2015 - Present
- April 2011 - August 2015
LPL Financial October 2010 - May 2011
NYCSCC December 2009 - September 2010
Perk Medical System November 2009 - June 2010
Alcatel-Lucent June 2009 - October 2009
Northeastern University January 2008 - August 2008
Venus Industrial Corporation January 2006 - August 2006
Venus Industrial Corporation August 2004 - December 2005
Luxor Writing Instruments Pvt. Ltd. June 2003 - August 2003
Skills
Financial Analysis, Competitive Analysis, Research, Proposal Writing, Requirements Analysis, Strategic Planning, Financial Modeling, Management, Sales, Analysis, Strategy, Business Strategy, Leadership, Account Management, CRM, Business Development, Telecommunications, Business Process..., Finance, Data Analysis, Quality Assurance, Market Research, New Business Development, Budgets, Testing, Risk Management, ERP, Project Planning, Accounting, Marketing, Project Management, Business Analysis, Vendor Management, Process Improvement
Education
Nifty IT Inc 2009 — 2009
SAP FI/CO, ERP, Finance
D'Amore-McKim School of Business at Northeastern University 2006 — 2008
mba, finance
Institute of Management Development and Research 2005 — 2006
Diploma in Public Relations and Advertising, Public Relations, Advertising
Guru Jambheshwar University 2001 — 2004
BBA, Business, International Business
- August 2015 - Present
- April 2011 - August 2015
LPL Financial October 2010 - May 2011
NYCSCC December 2009 - September 2010
Perk Medical System November 2009 - June 2010
Alcatel-Lucent June 2009 - October 2009
Northeastern University January 2008 - August 2008
Venus Industrial Corporation January 2006 - August 2006
Venus Industrial Corporation August 2004 - December 2005
Luxor Writing Instruments Pvt. Ltd. June 2003 - August 2003
Skills
Financial Analysis, Competitive Analysis, Research, Proposal Writing, Requirements Analysis, Strategic Planning, Financial Modeling, Management, Sales, Analysis, Strategy, Business Strategy, Leadership, Account Management, CRM, Business Development, Telecommunications, Business Process..., Finance, Data Analysis, Quality Assurance, Market Research, New Business Development, Budgets, Testing, Risk Management, ERP, Project Planning, Accounting, Marketing, Project Management, Business Analysis, Vendor Management, Process Improvement
Education
Nifty IT Inc 2009 — 2009
SAP FI/CO, ERP, Finance
D'Amore-McKim School of Business at Northeastern University 2006 — 2008
mba, finance
Institute of Management Development and Research 2005 — 2006
Diploma in Public Relations and Advertising, Public Relations, Advertising
Guru Jambheshwar University 2001 — 2004
BBA, Business, International Business
Derek May's LPL Financial Experience June 2008 - August 2010
Job Solutions Analyst at Impact Financial Systems Inc.
Industry Financial Services
Experience
Impact Financial Systems Inc. December 2013 - Present
Financial Resources Group, LLC August 2010 - December 2013
LPL Financial June 2008 - August 2010
UVEST Financial Services January 2007 - June 2008
Skills
Business Process..., Payroll, Management, Employee Benefits, Financial Reporting, Analysis, Financial Structuring, ADP Payroll, Ad Hoc Reporting, Compensation, Telecommunications, ADP, Business Analysis, Investments, Accounting, Leadership
Education
Davidson College 1999 — 2003
Bachelor of Science, Psychology
Davidson College 1999 — 2003
BS, Psychology
Impact Financial Systems Inc. December 2013 - Present
Financial Resources Group, LLC August 2010 - December 2013
LPL Financial June 2008 - August 2010
UVEST Financial Services January 2007 - June 2008
Skills
Business Process..., Payroll, Management, Employee Benefits, Financial Reporting, Analysis, Financial Structuring, ADP Payroll, Ad Hoc Reporting, Compensation, Telecommunications, ADP, Business Analysis, Investments, Accounting, Leadership
Education
Davidson College 1999 — 2003
Bachelor of Science, Psychology
Davidson College 1999 — 2003
BS, Psychology
Larry Rosoff's LPL Financial Experience September 2010 - Present
Job Senior Restricted Securities Specialist at LPL Financial Services
Industry Financial Services
Experience
LPL Financial September 2010 - Present
LPL Financial 2010 - Present
LPL Financial Services April 2007 - April 2009
Skills
Risk Management, Securities, Investment Advisory, Mutual Funds, Series 7, Enterprise Risk..., Strategic Financial..., Financial Services, Asset Allocation, Portfolio Management, Financial Analysis, Investments, Asset Management
Education
Curry College 1974 — 1978
Bachelor's degree, Communications and English
LPL Financial September 2010 - Present
LPL Financial 2010 - Present
LPL Financial Services April 2007 - April 2009
Skills
Risk Management, Securities, Investment Advisory, Mutual Funds, Series 7, Enterprise Risk..., Strategic Financial..., Financial Services, Asset Allocation, Portfolio Management, Financial Analysis, Investments, Asset Management
Education
Curry College 1974 — 1978
Bachelor's degree, Communications and English
Samuel Harden's LPL Financial Experience November 2011 - June 2012
Job Data Analyst at Yardi
Industry Investment Management
Experience
Virtual Properties Realty September 2013 - Present
Yardi August 2013 - Present
LPL Financial November 2011 - June 2012
Infosys McCamish Systems October 2010 - October 2011
Infosys McCamish Systems October 2008 - October 2010
AssuranceAmerica January 2007 - August 2007
AssuranceAmerica October 2005 - January 2007
Skills
Capital Markets, Financial Analysis, Due Diligence, Fixed Income, Mergers & Acquisitions, Investments, Strategic Financial..., Asset Allocation, Data & Process Mapping, EXCEL, SQL, Project Management, Real Estate, Financial Services, Management, Insurance, Microsoft Excel, Public Speaking
Education
Long Island University, C.W. Post Campus 1996 — 1998
Master of Business Administration (MBA)
Cornell University 1987 — 1991
Uniondale High School
Virtual Properties Realty September 2013 - Present
Yardi August 2013 - Present
LPL Financial November 2011 - June 2012
Infosys McCamish Systems October 2010 - October 2011
Infosys McCamish Systems October 2008 - October 2010
AssuranceAmerica January 2007 - August 2007
AssuranceAmerica October 2005 - January 2007
Skills
Capital Markets, Financial Analysis, Due Diligence, Fixed Income, Mergers & Acquisitions, Investments, Strategic Financial..., Asset Allocation, Data & Process Mapping, EXCEL, SQL, Project Management, Real Estate, Financial Services, Management, Insurance, Microsoft Excel, Public Speaking
Education
Long Island University, C.W. Post Campus 1996 — 1998
Master of Business Administration (MBA)
Cornell University 1987 — 1991
Uniondale High School
Melinda Mahon's LPL Financial Experience January 2014 - Present
Job Team Lead at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2014 - Present
LPL Financial February 2011 - Present
LPL Financial Services January 2007 - February 2011
PFPC Financial Services June 2000 - October 2005
Skills
Mutual Funds, Series 63, Retirement Planning, Securities, Investments, FINRA, Wealth Management, Strategic Financial..., Fixed Income, Financial Services, Portfolio Management, Banking, Risk Management, Financial Analysis, Asset Management, Equities, Alternative Investments, Process Improvement, Investment Advisory
Education
Concord University 1992 — 1997
Bachelor of Science (BS), Business Administration, Management and Operations
LPL Financial January 2014 - Present
LPL Financial February 2011 - Present
LPL Financial Services January 2007 - February 2011
PFPC Financial Services June 2000 - October 2005
Skills
Mutual Funds, Series 63, Retirement Planning, Securities, Investments, FINRA, Wealth Management, Strategic Financial..., Fixed Income, Financial Services, Portfolio Management, Banking, Risk Management, Financial Analysis, Asset Management, Equities, Alternative Investments, Process Improvement, Investment Advisory
Education
Concord University 1992 — 1997
Bachelor of Science (BS), Business Administration, Management and Operations
Dave Reich's LPL Financial Experience June 2014 - Present
Job EVP, Head of Retirement Partners & Distribution Strategy at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2014 - Present
LPL Financial May 2011 - June 2014
Ameriprise Financial 2007 - 2011
Ameriprise Financial 2005 - 2007
American Express 2000 - 2005
SEAF Latvia 1999 - 1999
SEAF Latvia 1999 - 1999
American Pool 1989 - 1994
Skills
Financial Services, Retirement, Financial Modeling, Investments, Leadership, Portfolio Management, Finance, Equities, Strategic Planning, Securities, Asset Management, Investment Strategies, Trusted Business Partner, Series 7, Strategic Partnerships, Investment Advisory, Values-based Leadership, Mergers & Acquisitions, Financial Analysis, Team Leadership
Education
Cornell University - S.C. Johnson Graduate School of Management 1998 — 2000
MBA
University of Maryland College Park 1987 — 1996
BS, Finance
Springbrook High School
LPL Financial June 2014 - Present
LPL Financial May 2011 - June 2014
Ameriprise Financial 2007 - 2011
Ameriprise Financial 2005 - 2007
American Express 2000 - 2005
SEAF Latvia 1999 - 1999
SEAF Latvia 1999 - 1999
American Pool 1989 - 1994
Skills
Financial Services, Retirement, Financial Modeling, Investments, Leadership, Portfolio Management, Finance, Equities, Strategic Planning, Securities, Asset Management, Investment Strategies, Trusted Business Partner, Series 7, Strategic Partnerships, Investment Advisory, Values-based Leadership, Mergers & Acquisitions, Financial Analysis, Team Leadership
Education
Cornell University - S.C. Johnson Graduate School of Management 1998 — 2000
MBA
University of Maryland College Park 1987 — 1996
BS, Finance
Springbrook High School
Brian D. Matlock's LPL Financial Experience October 2011 - April 2013
Job Relationship Manager at TD Ameritrade Institutional
Industry Financial Services
Experience
TD Ameritrade Institutional August 2013 - Present
LPL Financial October 2011 - April 2013
H.D. Vest Financial Services November 2010 - April 2011
Range Online Media an iProspect Co. May 2010 - August 2010
Fidelity Investments May 2005 - December 2009
Fidelity Investments August 1991 - April 2005
Skills
Personal Financial..., Investment Advisory, Tactical Asset..., Retirement Planning, Saving for Education, Tax Management, Gifting Strategies, Risk Management, Series 66, Series 7, Uniform Combined State..., Wealth Management, Mutual Funds, Strategic Financial..., Financial Services
Education
Texas A&M University - Mays Business School 1986 — 1991
BBA, Finance
LHHS 1983 — 1986
Dallas Theological Seminary
TD Ameritrade Institutional August 2013 - Present
LPL Financial October 2011 - April 2013
H.D. Vest Financial Services November 2010 - April 2011
Range Online Media an iProspect Co. May 2010 - August 2010
Fidelity Investments May 2005 - December 2009
Fidelity Investments August 1991 - April 2005
Skills
Personal Financial..., Investment Advisory, Tactical Asset..., Retirement Planning, Saving for Education, Tax Management, Gifting Strategies, Risk Management, Series 66, Series 7, Uniform Combined State..., Wealth Management, Mutual Funds, Strategic Financial..., Financial Services
Education
Texas A&M University - Mays Business School 1986 — 1991
BBA, Finance
LHHS 1983 — 1986
Dallas Theological Seminary
Jeff Buchheister's LPL Financial Experience August 2014 - Present
Job EVP Chief Accounting Officer at LPL Financial
Industry Financial Services
Experience
LPL Financial August 2014 - Present
LPL Financial November 2012 - July 2014
LPL Financial May 2009 - October 2012
LPL Financial Services January 2006 - May 2009
LPL Financial September 2003 - December 2005
Deloitte January 1997 - August 2003
Farmers Insurance June 1994 - December 1996
Skills
Financial Services, Investments, Alternative Investments, Financial Analysis, Mutual Funds, Hedge Funds, Strategic Financial..., Asset Management, Securities, Financial Modeling, Series 7, Series 63, Due Diligence, Accounting, Valuation, Brokerage, Business Analysis, Series 24, CPA, Turn Around Management
Education
Harvard Business School Executive Education 2012 — 2013
Program for Leadership Development, Business Administration, Management and Operations
University of California, Riverside 1992 — 1994
Bus/Econ, Business
College of the Sequoias 1990 — 1992
General Education
LPL Financial August 2014 - Present
LPL Financial November 2012 - July 2014
LPL Financial May 2009 - October 2012
LPL Financial Services January 2006 - May 2009
LPL Financial September 2003 - December 2005
Deloitte January 1997 - August 2003
Farmers Insurance June 1994 - December 1996
Skills
Financial Services, Investments, Alternative Investments, Financial Analysis, Mutual Funds, Hedge Funds, Strategic Financial..., Asset Management, Securities, Financial Modeling, Series 7, Series 63, Due Diligence, Accounting, Valuation, Brokerage, Business Analysis, Series 24, CPA, Turn Around Management
Education
Harvard Business School Executive Education 2012 — 2013
Program for Leadership Development, Business Administration, Management and Operations
University of California, Riverside 1992 — 1994
Bus/Econ, Business
College of the Sequoias 1990 — 1992
General Education
Joel Nunn's LPL Financial Experience August 2009 - June 2010
Job Securities Principal Shareholders Service Group
Industry Financial Services
Experience
Shareholders Service Group June 2010 - Present
LPL Financial August 2009 - June 2010
Financial Heritage Reverse Mortgage November 2005 - August 2008
TD Ameritrade January 1999 - March 2005
TDWaterhouse 2000 - 2005
TD Waterhouse 2000 - 2005
Jack White & Co. 1991 - 2000
Skills
Call Centers, Management, Sales, Training, Transaction Management, Coaching, Series 7
Education
Sonoma State University 1986 — 1988
BA, Finance
College of Marin 1984 — 1986
Shareholders Service Group June 2010 - Present
LPL Financial August 2009 - June 2010
Financial Heritage Reverse Mortgage November 2005 - August 2008
TD Ameritrade January 1999 - March 2005
TDWaterhouse 2000 - 2005
TD Waterhouse 2000 - 2005
Jack White & Co. 1991 - 2000
Skills
Call Centers, Management, Sales, Training, Transaction Management, Coaching, Series 7
Education
Sonoma State University 1986 — 1988
BA, Finance
College of Marin 1984 — 1986
Elliott Tanner's LPL Financial Experience May 2006 - January 2015
Job VMware Engineer at Dimension Data
Industry Information Technology and Services
Experience
Dimension Data January 2015 - Present
LPL Financial May 2006 - January 2015
LPL Financial May 2004 - January 2006
LPL Financial June 2001 - May 2004
LPL Financial April 2000 - June 2001
Inacom Information Systems July 1998 - April 2000
Inacom November 1998 - March 2000
CBC Computers October 1996 - July 1998
Skills
Vmware ESX, VCP 4, Hyper-V, IBM Blade Centers, VMware ESX, BladeCenter, vSphere, Troubleshooting, Servers, VMware Infrastructure, Computer Hardware, Technical Support, Software Installation, Data Center, Hardware, IT Service Management, Disaster Recovery, Windows Server, VMware, Integration, VMware vSphere, System Deployment, Networking, SAN, Infrastructure
Education
Cuyamaca College
Dimension Data January 2015 - Present
LPL Financial May 2006 - January 2015
LPL Financial May 2004 - January 2006
LPL Financial June 2001 - May 2004
LPL Financial April 2000 - June 2001
Inacom Information Systems July 1998 - April 2000
Inacom November 1998 - March 2000
CBC Computers October 1996 - July 1998
Skills
Vmware ESX, VCP 4, Hyper-V, IBM Blade Centers, VMware ESX, BladeCenter, vSphere, Troubleshooting, Servers, VMware Infrastructure, Computer Hardware, Technical Support, Software Installation, Data Center, Hardware, IT Service Management, Disaster Recovery, Windows Server, VMware, Integration, VMware vSphere, System Deployment, Networking, SAN, Infrastructure
Education
Cuyamaca College
Michael Waln's LPL Financial Experience January 2015 - April 2015
Job Vice President
Industry Financial Services
Experience
Private Bank at Bank of Texas May 2015 - Present
BOK Financial May 2015 - Present
LPL Financial January 2015 - April 2015
JPMorgan Chase October 2013 - 2014
MBW Capital January 2010 - 2013
Miller Tabak Roberts Securities, LLC 2006 - 2010
Goldman Sachs July 2003 - 2006
Goldman Sachs June 2003 - September 2003
UPS Supply Chain Solutions May 2002 - August 2002
Skills
Professional..., Entrepreneur of MBW..., Goldman Sachs & Co:..., Equities, Securities, Fixed Income, Hedge Funds, Series 7, Alternative Investments, Valuation, Asset Managment, Investments, Financial Analysis, Capital Markets, High Yield, Derivatives, Trading Systems, Electronic Trading, Bloomberg, MBS, Bonds, ABS, Investment Banking, Series 63, Series 66, Asset Management, Options
Education
Columbia University in the City of New York 2000 — 2004
Bachelor's Degree, Economics, cum laude, 3.70
Van Tharp Institute 2010 — 2011
Master's degree, Asset Management, 4.0
Chattahoochee High School, Alpharetta GA 1996 — 2000
High School
Private Bank at Bank of Texas May 2015 - Present
BOK Financial May 2015 - Present
LPL Financial January 2015 - April 2015
JPMorgan Chase October 2013 - 2014
MBW Capital January 2010 - 2013
Miller Tabak Roberts Securities, LLC 2006 - 2010
Goldman Sachs July 2003 - 2006
Goldman Sachs June 2003 - September 2003
UPS Supply Chain Solutions May 2002 - August 2002
Skills
Professional..., Entrepreneur of MBW..., Goldman Sachs & Co:..., Equities, Securities, Fixed Income, Hedge Funds, Series 7, Alternative Investments, Valuation, Asset Managment, Investments, Financial Analysis, Capital Markets, High Yield, Derivatives, Trading Systems, Electronic Trading, Bloomberg, MBS, Bonds, ABS, Investment Banking, Series 63, Series 66, Asset Management, Options
Education
Columbia University in the City of New York 2000 — 2004
Bachelor's Degree, Economics, cum laude, 3.70
Van Tharp Institute 2010 — 2011
Master's degree, Asset Management, 4.0
Chattahoochee High School, Alpharetta GA 1996 — 2000
High School
Kevin M. Hart Jr.'s LPL Financial Experience August 2008 - May 2009
Job Senior Relationship Manager
Industry Financial Services
Experience
Equinox Fund Management, LLC March 2012 - Present
Equinox Fund Management, LLC March 2011 - August 2012
ING Investment Management July 2010 - March 2011
The Big Wind, LLC May 2009 - July 2010
LPL Financial August 2008 - May 2009
Bank Finanical Services October 2006 - August 2008
Merrill Lynch April 2002 - September 2006
Janney Montgomery Scott September 2000 - April 2002
Education
Denison University 1996 — 2000
Communication, Sociology, Economics
Equinox Fund Management, LLC March 2012 - Present
Equinox Fund Management, LLC March 2011 - August 2012
ING Investment Management July 2010 - March 2011
The Big Wind, LLC May 2009 - July 2010
LPL Financial August 2008 - May 2009
Bank Finanical Services October 2006 - August 2008
Merrill Lynch April 2002 - September 2006
Janney Montgomery Scott September 2000 - April 2002
Education
Denison University 1996 — 2000
Communication, Sociology, Economics
Richard Dick Robie, CFP®'s LPL Financial Experience May 2002 - November 2004
Job Owner/ President Retirement Planning & Wealth Mgmt. LLC
Industry Financial Services
Experience
Retirement Planning & Wealth Management May 2002 - Present
LPL Financial May 2002 - November 2004
A.G. Edwards & Sons, Inc. 1988 - 2002
Skills
Retirement Planning, Business Planning, Estate Planning, Investments, New Business Development, Business Strategy, Customer Service, Insurance, Marketing Strategy, Strategic Financial..., Strategic Planning, Wealth Management, Retirement, Portfolio Management, Small Business, Securities, Entrepreneurship, Asset Management, Fixed Annuities, Financial Advisory, Investment Advisory, 401k, Finance, Asset Allocation, Series 7, Mutual Funds, Bonds, Wealth, Certified Financial..., Series 63, Variable Annuities, Financial Services, Financial Planners, Wealth Management..., Investment Strategies, High Net Worth..., Series 6, 401k Rollovers, Financial Planning
Education
College for Financial Planning 1988 — 1993
CFP® - CERTIFIED FINANCIAL PLANNER™ Practioner, comprehensive Financial Planning
University of Utah 1975 — 1977
Master of Arts (M.A.), Health and Physical Education/Fitness
Texas Tech University 1970 — 1974
Bachelor of Arts (B.A.), Zoology/Animal Biology
Phillips High School, Phillips, TX
Retirement Planning & Wealth Management May 2002 - Present
LPL Financial May 2002 - November 2004
A.G. Edwards & Sons, Inc. 1988 - 2002
Skills
Retirement Planning, Business Planning, Estate Planning, Investments, New Business Development, Business Strategy, Customer Service, Insurance, Marketing Strategy, Strategic Financial..., Strategic Planning, Wealth Management, Retirement, Portfolio Management, Small Business, Securities, Entrepreneurship, Asset Management, Fixed Annuities, Financial Advisory, Investment Advisory, 401k, Finance, Asset Allocation, Series 7, Mutual Funds, Bonds, Wealth, Certified Financial..., Series 63, Variable Annuities, Financial Services, Financial Planners, Wealth Management..., Investment Strategies, High Net Worth..., Series 6, 401k Rollovers, Financial Planning
Education
College for Financial Planning 1988 — 1993
CFP® - CERTIFIED FINANCIAL PLANNER™ Practioner, comprehensive Financial Planning
University of Utah 1975 — 1977
Master of Arts (M.A.), Health and Physical Education/Fitness
Texas Tech University 1970 — 1974
Bachelor of Arts (B.A.), Zoology/Animal Biology
Phillips High School, Phillips, TX
Biju Sasidharan's LPL Financial Experience July 2012 - October 2013
Job Solutions Sr Project Manager at Lowe's Home Improvement
Industry
Experience
Lowe's Home Improvement October 2013 - Present
LPL Financial July 2012 - October 2013
Cognizant Technology Solutions August 2011 - July 2012
Lowe's 2008 - 2011
Cognizant Technology Solutions 1998 - 2011
MetLife 2001 - 2007
Skills
Program Management, Vendor Management, SDLC, Software Project..., PMP
Education
College of Engineering, Trivandrum 1993 — 1997
B. Tech, Mechanical Engineering
SSKZM
SSKZM
SSKZM
Lowe's Home Improvement October 2013 - Present
LPL Financial July 2012 - October 2013
Cognizant Technology Solutions August 2011 - July 2012
Lowe's 2008 - 2011
Cognizant Technology Solutions 1998 - 2011
MetLife 2001 - 2007
Skills
Program Management, Vendor Management, SDLC, Software Project..., PMP
Education
College of Engineering, Trivandrum 1993 — 1997
B. Tech, Mechanical Engineering
SSKZM
SSKZM
SSKZM
Kevin Sims's LPL Financial Experience July 2015 - Present
Job Technical Support Representative at LPL Financial
Industry Information Technology and Services
Experience
LPL Financial July 2015 - Present
NetApp October 2014 - February 2015
Biogen Idec March 2014 - June 2014
BB&T December 2013 - March 2014
Lenovo August 2013 - November 2013
HCL Technologies April 2013 - August 2013
Viztek LLC July 2011 - November 2012
Allscripts November 2010 - July 2011
Planetpro March 2006 - April 2007
Eastman Kodak June 2003 - November 2004
Skills
Windows Server, HL7, Troubleshooting, Microsoft SQL Server, Healthcare Information..., Cisco Technologies, Integration, Data Center, Vendor Management, Windows, Networking, Quality Assurance, Informatics, EMR, DICOM, RIS, PACS, Project Management, Telecommunications, Microsoft Office
Education
Colorado Technical University 2012 — 2015
Bachelors, Information Technology - Security, 3.25
Colorado Technical University 2009 — 2014
LPL Financial July 2015 - Present
NetApp October 2014 - February 2015
Biogen Idec March 2014 - June 2014
BB&T December 2013 - March 2014
Lenovo August 2013 - November 2013
HCL Technologies April 2013 - August 2013
Viztek LLC July 2011 - November 2012
Allscripts November 2010 - July 2011
Planetpro March 2006 - April 2007
Eastman Kodak June 2003 - November 2004
Skills
Windows Server, HL7, Troubleshooting, Microsoft SQL Server, Healthcare Information..., Cisco Technologies, Integration, Data Center, Vendor Management, Windows, Networking, Quality Assurance, Informatics, EMR, DICOM, RIS, PACS, Project Management, Telecommunications, Microsoft Office
Education
Colorado Technical University 2012 — 2015
Bachelors, Information Technology - Security, 3.25
Colorado Technical University 2009 — 2014
Michele Terranova's LPL Financial Experience January 2010 - Present
Job administrative assistant at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2010 - Present
LPL Financial January 2001 - Present
Hudson Family Chiropractic September 2009 - January 2010
Hennion & Walsh, Inc March 2006 - May 2009
Education
County College of Morris
Associates Degree, Business Administration
LPL Financial January 2010 - Present
LPL Financial January 2001 - Present
Hudson Family Chiropractic September 2009 - January 2010
Hennion & Walsh, Inc March 2006 - May 2009
Education
County College of Morris
Associates Degree, Business Administration
Kelli Jaline Liszewski's LPL Financial Experience 2007 - Present
Job Associate Analyst, IS Business Management at LPL Financial
Industry Financial Services
Experience
LPL Financial 2007 - Present
Vanguard 2006 - 2007
Charles Company 2002 - 2006
Skills
Problem Solving, Solution Selling, Project Management, Long-term Customer..., Client Retention..., Conflict Resolution, Business Intelligence, Resource Management, Business Process..., Database Administration, Relational Databases, 401k, Strategic Financial..., Recruiting
Education
De La Salle University
LPL Financial 2007 - Present
Vanguard 2006 - 2007
Charles Company 2002 - 2006
Skills
Problem Solving, Solution Selling, Project Management, Long-term Customer..., Client Retention..., Conflict Resolution, Business Intelligence, Resource Management, Business Process..., Database Administration, Relational Databases, 401k, Strategic Financial..., Recruiting
Education
De La Salle University
Kimberly Nitz's LPL Financial Experience 2005 - 2008
Job Registered Sales Associate at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch June 2011 - Present
LPL Financial 2005 - 2008
Dominion Virginia Power August 1984 - August 1999
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Outlook, Windows, Teaching
Education
Daytona Beach Community College 1983 — 1984
EET, Electrical/Electronics Maintenance and Repair Technology
Murray State University
Electrical and Electronics Engineering
Randolph Central High
Merrill Lynch June 2011 - Present
LPL Financial 2005 - 2008
Dominion Virginia Power August 1984 - August 1999
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Outlook, Windows, Teaching
Education
Daytona Beach Community College 1983 — 1984
EET, Electrical/Electronics Maintenance and Repair Technology
Murray State University
Electrical and Electronics Engineering
Randolph Central High
Gregory M. Casey's LPL Financial Experience 2000 - 2000
Job Internet, IT & Financial Operations Consultant, and Tech Entrepreneur.
Industry Information Technology and Services
Experience
FICS Consulting Group June 1982 - Present
Morgan Stanley Smith Barney August 2002 - May 2005
LPL Financial 2000 - 2000
Skills
Customer Relations, Web Applications, Ubuntu, SQL, Hardware Design, Hardware Support, Hardware Installation, Software Development, Software Training, Software Sales, Software Documentation, Enterprise Architecture, Hands-on Training
Education
Contra Costa College
Oklahoma State University
FICS Consulting Group June 1982 - Present
Morgan Stanley Smith Barney August 2002 - May 2005
LPL Financial 2000 - 2000
Skills
Customer Relations, Web Applications, Ubuntu, SQL, Hardware Design, Hardware Support, Hardware Installation, Software Development, Software Training, Software Sales, Software Documentation, Enterprise Architecture, Hands-on Training
Education
Contra Costa College
Oklahoma State University
Sheree Walshe's LPL Financial Experience January 1999 - July 2000
Job Compliance Manager at Brown Brothers Harriman
Industry Financial Services
Experience
Brown Brothers Harriman September 2002 - January 2005
Goldman Sachs July 2000 - November 2001
LPL Financial January 1999 - July 2000
LPL Financial August 1995 - January 1999
Skills
Financial Services
Education
Cornell University 1992 — 1995
Bachelor of Science (BS), Applied Economics/Marketing/Management
Brown Brothers Harriman September 2002 - January 2005
Goldman Sachs July 2000 - November 2001
LPL Financial January 1999 - July 2000
LPL Financial August 1995 - January 1999
Skills
Financial Services
Education
Cornell University 1992 — 1995
Bachelor of Science (BS), Applied Economics/Marketing/Management
Christine Roll's LPL Financial Experience December 2010 - Present
Job Registered Financial Assistant
Industry Financial Services
Experience
LPL Financial December 2010 - Present
Skills
Fluent Spanish, Series 7, Series 63, Microsoft Office;..., Sales of sophisticated..., Client Management, Account Executive, Account Services, Teaching English as a..., Portfolio Management, Retirement Planning, Investment Advisory, CRM, Retirement, Financial Services, Mutual Funds, IRAs, Wealth Management, Asset Allocation, Securities
Education
Connecticut College 1971 — 1975
BA, Spanish and Art
LPL Financial December 2010 - Present
Skills
Fluent Spanish, Series 7, Series 63, Microsoft Office;..., Sales of sophisticated..., Client Management, Account Executive, Account Services, Teaching English as a..., Portfolio Management, Retirement Planning, Investment Advisory, CRM, Retirement, Financial Services, Mutual Funds, IRAs, Wealth Management, Asset Allocation, Securities
Education
Connecticut College 1971 — 1975
BA, Spanish and Art
Claudia White's LPL Financial Experience September 2009 - May 2010
Job Closing Manager at Federal Deposit Insurance Corporation Dallas Regional Office
Industry Banking
Experience
Federal Deposit Insurance Corporation May 2010 - Present
LPL Financial September 2009 - May 2010
Symitar 2002 - 2006
Federal Deposit Insurance Corporation 1989 - 1998
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, HTML, Strategic Planning, Budgets
Education
Colorado Mesa University
Grand Junction High School
Federal Deposit Insurance Corporation May 2010 - Present
LPL Financial September 2009 - May 2010
Symitar 2002 - 2006
Federal Deposit Insurance Corporation 1989 - 1998
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, HTML, Strategic Planning, Budgets
Education
Colorado Mesa University
Grand Junction High School
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.