Montgomery Securities
Industry: Bank
DescriptionMontgomery Securities was an investment bank based in San Francisco, California, that specialized in high technology and health care sectors. The firm was founded in 1978 by Thom Weisel. The bank was acquired by NationsBank Corporation on June 30, 1997. Founder: Thom Weisel Founded: 1978 Headquarters: San Francisco, CA Successor: Banc of America Securities Ceased operations: 1997 Type of business: Investment banking
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Montgomery Securities Employees
Employee
Years
Job
Industry
Jack McManmon Jack McManmon's Montgomery Securities Experience January 1999 - May 2000
Job Senior Managing Director at Windhaven Investment Management
Industry Investment Management
Experience
Windhaven Investment Management December 2013 - Present
Windhaven Investment Management April 2011 - December 2013
NEPC February 2005 - April 2011
Merrill Lynch September 2002 - February 2005
Robertson Stephens Investment Bankers May 2000 - August 2002
Montgomery Securities January 1999 - May 2000
Skills
Asset Allocation, Institutional Sales, Institutional Relations, Asset Management, Consultant Relations, Marketing, Pension Funds, Liability Analysis, Liquidity Management, Risk Management, Institutional..., Investment Management, Alternative Investments
Education
Spring Hill College
Bachelor of Science (BS), Political Science and Government
Canterbury School
Buckingham, Browne, & Nichols
Mater Dei School, Bethesda, MD 1971 — 1979
Windhaven Investment Management December 2013 - Present
Windhaven Investment Management April 2011 - December 2013
NEPC February 2005 - April 2011
Merrill Lynch September 2002 - February 2005
Robertson Stephens Investment Bankers May 2000 - August 2002
Montgomery Securities January 1999 - May 2000
Skills
Asset Allocation, Institutional Sales, Institutional Relations, Asset Management, Consultant Relations, Marketing, Pension Funds, Liability Analysis, Liquidity Management, Risk Management, Institutional..., Investment Management, Alternative Investments
Education
Spring Hill College
Bachelor of Science (BS), Political Science and Government
Canterbury School
Buckingham, Browne, & Nichols
Mater Dei School, Bethesda, MD 1971 — 1979
Robert Amen Robert Amen's Montgomery Securities Experience August 1996 - December 1998
Job Managing Director at Vector Capital
Industry Venture Capital & Private Equity
Experience
Vector Capital January 1999 - Present
CollabNet, Inc. January 2014 - Present
Cambium Networks 2011 - Present
IPVALUE July 2014 - Present
Corel Corporation 2010 - Present
Idera Software 2013 - Present
Precise Software Solutions, Inc 2008 - 2013
Microsoft May 2003 - August 2003
Montgomery Securities August 1996 - December 1998
Skills
Private Equity, Buyouts, Technology Analysis, Strategy, Mergers, Business Development, Corporate Development, Venture Capital, M&A experience, Enterprise Software, Investments, Due Diligence, Valuation, Investment Banking, Corporate Finance, Start-ups, Divestitures, Emerging Markets, Acquisition Integration, Restructuring, Business Strategy, Financial Modeling, Executive Management
Education
University of Pennsylvania - The Wharton School 2002 — 2004
MBA, Finance
Stanford University 1992 — 1996
AB, History and Economics
Miramonte High School 1988 — 1992
Vector Capital January 1999 - Present
CollabNet, Inc. January 2014 - Present
Cambium Networks 2011 - Present
IPVALUE July 2014 - Present
Corel Corporation 2010 - Present
Idera Software 2013 - Present
Precise Software Solutions, Inc 2008 - 2013
Microsoft May 2003 - August 2003
Montgomery Securities August 1996 - December 1998
Skills
Private Equity, Buyouts, Technology Analysis, Strategy, Mergers, Business Development, Corporate Development, Venture Capital, M&A experience, Enterprise Software, Investments, Due Diligence, Valuation, Investment Banking, Corporate Finance, Start-ups, Divestitures, Emerging Markets, Acquisition Integration, Restructuring, Business Strategy, Financial Modeling, Executive Management
Education
University of Pennsylvania - The Wharton School 2002 — 2004
MBA, Finance
Stanford University 1992 — 1996
AB, History and Economics
Miramonte High School 1988 — 1992
George Rabatin George Rabatin's Montgomery Securities Experience October 1997 - October 1998
Job Operations Technology Infrastructure Engineering
Industry Internet
Experience
Amazon.com October 2014 - Present
Amazon October 2012 - October 2014
IMDb.com March 2008 - October 2012
Amazon.com October 1998 - March 2008
Montgomery Securities October 1997 - October 1998
MIT Lab for Computer Science October 1995 - October 1997
Intergraph 1993 - 1994
National Center for Atmospheric Research July 1990 - September 1993
Skills
Unix, Distributed Systems, Amazon Web Services..., Linux, Red Hat Linux, TCP/IP, Apache, Perl, System Administration, Cloud Computing, Scalability, DNS, High Availability, Systems Engineering, Bash, Open Source, Load Balancing, Unix Shell Scripting, Networking, Large Scale Systems, Amazon EC2, Operating Systems, Hadoop, Perl Script, Technical Leadership, RedHat, Team Leadership, Cross-functional Team..., Team Development
Education
University of Colorado Boulder 1989 — 1993
BS Computer Science, Engineering
Amazon.com October 2014 - Present
Amazon October 2012 - October 2014
IMDb.com March 2008 - October 2012
Amazon.com October 1998 - March 2008
Montgomery Securities October 1997 - October 1998
MIT Lab for Computer Science October 1995 - October 1997
Intergraph 1993 - 1994
National Center for Atmospheric Research July 1990 - September 1993
Skills
Unix, Distributed Systems, Amazon Web Services..., Linux, Red Hat Linux, TCP/IP, Apache, Perl, System Administration, Cloud Computing, Scalability, DNS, High Availability, Systems Engineering, Bash, Open Source, Load Balancing, Unix Shell Scripting, Networking, Large Scale Systems, Amazon EC2, Operating Systems, Hadoop, Perl Script, Technical Leadership, RedHat, Team Leadership, Cross-functional Team..., Team Development
Education
University of Colorado Boulder 1989 — 1993
BS Computer Science, Engineering
Samuel C Wilson, CFA Samuel C Wilson, CFA's Montgomery Securities Experience 1999 - 2000
Job Head of Investor Relations/Treasurer at MobileIron
Industry Financial Services
Experience
MobileIron June 2014 - Present
Taos Global Investors, LLC October 2010 - Present
Granite View Asset Management April 2010 - September 2010
JMP Securities February 2003 - April 2010
Merrill Lynch June 2000 - December 2002
Montgomery Securities 1999 - 2000
Applied Materials 1995 - 1998
US Army 1993 - 1995
US Army 1992 - 1993
Skills
Equity Research, Hedge Funds, Financial Modeling, Valuation, Investments, Equities, Venture Capital, Private Equity, Investment Banking, Series 7, Asset Managment, Portfolio Management, Mergers, Mergers & Acquisitions, Alternative Investments, Start-ups, Asset Management, Competitive Analysis, Investor Relations, Capital Markets, Strategy, Investment Management, Corporate Development, Equity Valuation, Corporate Finance, Emerging Markets, Due Diligence, IPO, Financial Analysis, Bloomberg
Education
University of California, Berkeley, Haas School of Business 1998 — 2000
MBA
Seattle University 1987 — 1991
B.S.
MobileIron June 2014 - Present
Taos Global Investors, LLC October 2010 - Present
Granite View Asset Management April 2010 - September 2010
JMP Securities February 2003 - April 2010
Merrill Lynch June 2000 - December 2002
Montgomery Securities 1999 - 2000
Applied Materials 1995 - 1998
US Army 1993 - 1995
US Army 1992 - 1993
Skills
Equity Research, Hedge Funds, Financial Modeling, Valuation, Investments, Equities, Venture Capital, Private Equity, Investment Banking, Series 7, Asset Managment, Portfolio Management, Mergers, Mergers & Acquisitions, Alternative Investments, Start-ups, Asset Management, Competitive Analysis, Investor Relations, Capital Markets, Strategy, Investment Management, Corporate Development, Equity Valuation, Corporate Finance, Emerging Markets, Due Diligence, IPO, Financial Analysis, Bloomberg
Education
University of California, Berkeley, Haas School of Business 1998 — 2000
MBA
Seattle University 1987 — 1991
B.S.
Vijay Pawar Vijay Pawar's Montgomery Securities Experience July 1997 - July 1998
Job Director, Product Management at MobileIron
Industry Computer Software
Experience
MobileIron May 2013 - Present
VMware (through TriCipher acquisition) September 2010 - May 2013
TriCipher November 2007 - August 2010
TriCipher December 2006 - November 2007
TriCipher June 2005 - December 2006
Netegrity March 2000 - June 2005
HotLinks Network Inc February 1999 - May 2000
Montgomery Securities July 1997 - July 1998
Hambrecht & Quist August 1994 - July 1997
Skills
SaaS, Enterprise Software, Product Management, Security, Architecture, VMware, Identity Management, Cloud Computing, Go-to-market Strategy, Solution Selling, Pre-sales, Computer Security, Agile Methodologies, Virtualization, Mobile Devices, Software Development, Professional Services, Competitive Analysis, Business Alliances
Education
Santa Clara University 1994 — 1997
MBA
University of Cincinnati 1991 — 1993
MSCS, Computer Science
University of Mumbai 1987 — 1991
Bachelors, Electrical Engineering
MobileIron May 2013 - Present
VMware (through TriCipher acquisition) September 2010 - May 2013
TriCipher November 2007 - August 2010
TriCipher December 2006 - November 2007
TriCipher June 2005 - December 2006
Netegrity March 2000 - June 2005
HotLinks Network Inc February 1999 - May 2000
Montgomery Securities July 1997 - July 1998
Hambrecht & Quist August 1994 - July 1997
Skills
SaaS, Enterprise Software, Product Management, Security, Architecture, VMware, Identity Management, Cloud Computing, Go-to-market Strategy, Solution Selling, Pre-sales, Computer Security, Agile Methodologies, Virtualization, Mobile Devices, Software Development, Professional Services, Competitive Analysis, Business Alliances
Education
Santa Clara University 1994 — 1997
MBA
University of Cincinnati 1991 — 1993
MSCS, Computer Science
University of Mumbai 1987 — 1991
Bachelors, Electrical Engineering
Josh Engels Josh Engels's Montgomery Securities Experience 1987 - 1993
Job Institutional Sales at Bradley Woods & Co. Ltd.
Industry Investment Banking
Experience
Bradley Woods & Co. Ltd. January 2014 - Present
New West Advisors March 2011 - December 2013
Janco Partners January 2007 - February 2011
Bank of America Securities January 1996 - December 1999
Montgomery Securities 1987 - 1993
Skills
Capital Markets, Institutional Sales, Securities, Equities, Fixed Income, Investment Banking, Private Equity, Venture Capital, Investments, Equity Trading, Trading, Alternative Investments, Hedge Funds, Mutual Funds, Portfolio Management, Asset Managment, Series 7, Series 24, Series 63, Finance, Fundraising, Sales Management, New Business Development, Consulting, Bloomberg, Equity Research, Asset Management
Education
Norwich University 1981 — 1985
Bachelor of Science, Communications
Loomis Chaffee School 1977 — 1980
Bradley Woods & Co. Ltd. January 2014 - Present
New West Advisors March 2011 - December 2013
Janco Partners January 2007 - February 2011
Bank of America Securities January 1996 - December 1999
Montgomery Securities 1987 - 1993
Skills
Capital Markets, Institutional Sales, Securities, Equities, Fixed Income, Investment Banking, Private Equity, Venture Capital, Investments, Equity Trading, Trading, Alternative Investments, Hedge Funds, Mutual Funds, Portfolio Management, Asset Managment, Series 7, Series 24, Series 63, Finance, Fundraising, Sales Management, New Business Development, Consulting, Bloomberg, Equity Research, Asset Management
Education
Norwich University 1981 — 1985
Bachelor of Science, Communications
Loomis Chaffee School 1977 — 1980
Byron Bardy Byron Bardy's Montgomery Securities Experience August 1993 - July 1996
Job Managing Director, Head of Technology Banking at Oakview Advisors
Industry Investment Banking
Experience
Oakview Advisors LLC June 2014 - Present
Catapult Advisors July 2012 - June 2014
Adobe Systems December 2010 - January 2012
Adobe Systems December 2008 - November 2010
Adobe Systems September 2007 - November 2008
EMC Corporation, Content Management Business Unit March 2002 - August 2007
Commerce One September 2001 - March 2002
Beverages & More August 1996 - May 1999
Montgomery Securities August 1993 - July 1996
Skills
Enterprise Software, Retail, Strategy Development, Business Strategy, Mergers, Acquisition Integration, Enterprise Marketing, Investment Banking, Corporate Development, New Business Development, Alliance Development, Sales Operations, Marketing Operations, Strategic Planning, Corporate Venturing, SaaS, Business Operations..., Identifying New..., Strategic Alliances, Strategy, M&A analysis, International M&A, Mergers & Acquisitions, Management, Start-ups, Executive Management, Entrepreneurship, Strategic Partnerships, Due Diligence, Private Equity, Venture Capital, Equities, Go-to-market Strategy, E-commerce, Business Development, Finance, Divestitures, Investments, Acquisitions, Business Alliances, Thought Leadership, Corporate Finance, Competitive Analysis, Financial Modeling, M&A experience, Integrated Marketing, Integration, Marketing Management, Valuation, Marketing Automation
Education
Northwestern University, Kellogg School of Management 1999 — 2001
MBA
University of Michigan 1989 — 1993
BBA
Oakview Advisors LLC June 2014 - Present
Catapult Advisors July 2012 - June 2014
Adobe Systems December 2010 - January 2012
Adobe Systems December 2008 - November 2010
Adobe Systems September 2007 - November 2008
EMC Corporation, Content Management Business Unit March 2002 - August 2007
Commerce One September 2001 - March 2002
Beverages & More August 1996 - May 1999
Montgomery Securities August 1993 - July 1996
Skills
Enterprise Software, Retail, Strategy Development, Business Strategy, Mergers, Acquisition Integration, Enterprise Marketing, Investment Banking, Corporate Development, New Business Development, Alliance Development, Sales Operations, Marketing Operations, Strategic Planning, Corporate Venturing, SaaS, Business Operations..., Identifying New..., Strategic Alliances, Strategy, M&A analysis, International M&A, Mergers & Acquisitions, Management, Start-ups, Executive Management, Entrepreneurship, Strategic Partnerships, Due Diligence, Private Equity, Venture Capital, Equities, Go-to-market Strategy, E-commerce, Business Development, Finance, Divestitures, Investments, Acquisitions, Business Alliances, Thought Leadership, Corporate Finance, Competitive Analysis, Financial Modeling, M&A experience, Integrated Marketing, Integration, Marketing Management, Valuation, Marketing Automation
Education
Northwestern University, Kellogg School of Management 1999 — 2001
MBA
University of Michigan 1989 — 1993
BBA
Kai Peter Chang Kai Peter Chang's Montgomery Securities Experience 1997 - 1999
Job
Industry Nonprofit Organization Management
Experience
American Red Cross 2010 - Present
TEDx San Francisco 2010 - Present
BID.IO 2011 - 2012
TEDx Berkeley 2010 - 2010
UCSD Alumni Association 2007 - 2010
Investment/Risk Management Advisory Services 2004 - 2009
Silicon Valley Corporate Directors Forum 2005 - 2006
Cerberus Group 2000 - 2003
Montgomery Securities 1997 - 1999
Skills
Event Planning, Social Media Marketing, Leadership, Competitive Intelligence, Guerrilla Marketing, Social Media, Event Management, Entrepreneurship, Public Speaking, Start-ups, Strategic Partnerships, First Aid, Market Research, Negotiation, Strategic Communications, Public Relations, Management, Fundraising, Coaching, Editing, Web Analytics, Online Marketing, Recruiting, Marketing Communications, Strategy, Social Networking, Digital Media, Marketing
Education
Castro Valley High School
University of California, San Diego
BS, Economics, Physics
American Red Cross 2010 - Present
TEDx San Francisco 2010 - Present
BID.IO 2011 - 2012
TEDx Berkeley 2010 - 2010
UCSD Alumni Association 2007 - 2010
Investment/Risk Management Advisory Services 2004 - 2009
Silicon Valley Corporate Directors Forum 2005 - 2006
Cerberus Group 2000 - 2003
Montgomery Securities 1997 - 1999
Skills
Event Planning, Social Media Marketing, Leadership, Competitive Intelligence, Guerrilla Marketing, Social Media, Event Management, Entrepreneurship, Public Speaking, Start-ups, Strategic Partnerships, First Aid, Market Research, Negotiation, Strategic Communications, Public Relations, Management, Fundraising, Coaching, Editing, Web Analytics, Online Marketing, Recruiting, Marketing Communications, Strategy, Social Networking, Digital Media, Marketing
Education
Castro Valley High School
University of California, San Diego
BS, Economics, Physics
Anne Mueller Anne Mueller's Montgomery Securities Experience 1997 - 1999
Job VP, Human Resources at PENSCO Trust Company
Industry Financial Services
Experience
PENSCO Trust Company March 2014 - Present
mFoundry, Inc September 2012 - January 2014
mFoundry, Inc July 2011 - December 2012
mFoundry, Inc October 2007 - June 2011
Innovations September 2004 - October 2007
Andor Capital Management 2003 - 2004
CIC Associates 2001 - 2002
Publicis Dialog (formerly Novo/Semaphore Partners) May 1999 - June 2001
Novo 1999 - 2001
Montgomery Securities 1997 - 1999
Skills
Employee Benefits, Onboarding, Human Resources, Technical Recruiting, Employee Relations, HRIS, Recruiting, Management, Organizational..., Strategy, Personnel Management, Vendor Management, Talent Management, Temporary Placement, Deferred Compensation, Leadership, Team Building, Mergers & Acquisitions, Performance Management, Talent Acquisition, College Recruiting, Benefits Administration, Applicant Tracking..., Hiring, Internet Recruiting, Employee Training, Workforce Planning, Employee Engagement, HR Consulting, Interviews, Training, Succession Planning, Sourcing, Executive Search
Education
University of Colorado at Boulder
BA, Organizational Communication
PENSCO Trust Company March 2014 - Present
mFoundry, Inc September 2012 - January 2014
mFoundry, Inc July 2011 - December 2012
mFoundry, Inc October 2007 - June 2011
Innovations September 2004 - October 2007
Andor Capital Management 2003 - 2004
CIC Associates 2001 - 2002
Publicis Dialog (formerly Novo/Semaphore Partners) May 1999 - June 2001
Novo 1999 - 2001
Montgomery Securities 1997 - 1999
Skills
Employee Benefits, Onboarding, Human Resources, Technical Recruiting, Employee Relations, HRIS, Recruiting, Management, Organizational..., Strategy, Personnel Management, Vendor Management, Talent Management, Temporary Placement, Deferred Compensation, Leadership, Team Building, Mergers & Acquisitions, Performance Management, Talent Acquisition, College Recruiting, Benefits Administration, Applicant Tracking..., Hiring, Internet Recruiting, Employee Training, Workforce Planning, Employee Engagement, HR Consulting, Interviews, Training, Succession Planning, Sourcing, Executive Search
Education
University of Colorado at Boulder
BA, Organizational Communication
Carrie Boyko Carrie Boyko's Montgomery Securities Experience 1991 - 1993
Job Realtor at McMillin Realty
Industry Real Estate
Experience
McMillin Realty October 2013 - Present
Bettger Realty January 2010 - October 2013
LPL Financial March 2007 - September 2009
Nicholas Applegate June 1997 - September 2006
Pershing, Division of Donaldson, Lufkin & Jenrette 1993 - 1996
Montgomery Securities 1991 - 1993
Skills
Short Sales, Foreclosures, Real Estate, Investments, Negotiation, Asset Management, Portfolio Management, Valuation, Equities, FHA, Asset Managment, Investment Properties, Residential Homes, First Time Home Buyers, Investment Strategies, Referrals, Real Estate Financing, Real Estate Transactions, Finance, Mortgage Lending, Property Management, Brokerage, Investors, Refinance, Loans
Education
San Diego State University-California State University 1996 — 1997
Masters, Finance
San Diego State University-California State University 1987 — 1990
B.S., Business Administration
UCSB 1985 — 1987
Point Loma
McMillin Realty October 2013 - Present
Bettger Realty January 2010 - October 2013
LPL Financial March 2007 - September 2009
Nicholas Applegate June 1997 - September 2006
Pershing, Division of Donaldson, Lufkin & Jenrette 1993 - 1996
Montgomery Securities 1991 - 1993
Skills
Short Sales, Foreclosures, Real Estate, Investments, Negotiation, Asset Management, Portfolio Management, Valuation, Equities, FHA, Asset Managment, Investment Properties, Residential Homes, First Time Home Buyers, Investment Strategies, Referrals, Real Estate Financing, Real Estate Transactions, Finance, Mortgage Lending, Property Management, Brokerage, Investors, Refinance, Loans
Education
San Diego State University-California State University 1996 — 1997
Masters, Finance
San Diego State University-California State University 1987 — 1990
B.S., Business Administration
UCSB 1985 — 1987
Point Loma
Robert Steiner Robert Steiner's Montgomery Securities Experience 1986 - 2008
Job Exclusive Financial SpecialistAllstate Financial Services
Industry Financial Services
Experience
Allstate Financial Services, LLC 2014 - Present
JPMorgan Chase August 2011 - December 2013
New England Financial April 2009 - August 2011
Merrill Lynch 2008 - 2009
NYSE 1995 - 2008
Banc of America Securities 1986 - 2008
Montgomery Securities 1986 - 2008
Skills
Series 7, Equities, LUTCF, Investments, Securities, Series 63, Trading, Hedge Funds, FINRA, Options, Fixed Income, Disability Insurance, Finance, Equity Trading, Capital Markets, Retirement Planning
Education
The American College 2009 — 2011
LUTCF
Southampton College/L.I.U. 1975 — 1979
Bachelor of Science (BS), Marine Biology and Biological Oceanography
Allstate Financial Services, LLC 2014 - Present
JPMorgan Chase August 2011 - December 2013
New England Financial April 2009 - August 2011
Merrill Lynch 2008 - 2009
NYSE 1995 - 2008
Banc of America Securities 1986 - 2008
Montgomery Securities 1986 - 2008
Skills
Series 7, Equities, LUTCF, Investments, Securities, Series 63, Trading, Hedge Funds, FINRA, Options, Fixed Income, Disability Insurance, Finance, Equity Trading, Capital Markets, Retirement Planning
Education
The American College 2009 — 2011
LUTCF
Southampton College/L.I.U. 1975 — 1979
Bachelor of Science (BS), Marine Biology and Biological Oceanography
Daniel H. Petree Daniel H. Petree's Montgomery Securities Experience 1987 - 1991
Job Managing Director at Four Oaks Partners
Industry Biotechnology
Experience
Four Oaks Partners January 2012 - Present
Sutro Biopharma, Inc. 2009 - Present
Lpath Incorporated 2008 - Present
P2 Partners. LLC January 2000 - January 2012
Axys Pharmaceuticals (and its predecessor, Arris Pharmaceuticals) 1993 - 1999
TSI Corporation 1991 - 1993
Montgomery Securities 1987 - 1991
Heller Ehrman 1983 - 1987
Farella Braun + Martel LLP 1981 - 1983
Education
University of Michigan Law School 1978 — 1981
JD
Stanford University 1973 — 1977
AB, History, Political Science
Four Oaks Partners January 2012 - Present
Sutro Biopharma, Inc. 2009 - Present
Lpath Incorporated 2008 - Present
P2 Partners. LLC January 2000 - January 2012
Axys Pharmaceuticals (and its predecessor, Arris Pharmaceuticals) 1993 - 1999
TSI Corporation 1991 - 1993
Montgomery Securities 1987 - 1991
Heller Ehrman 1983 - 1987
Farella Braun + Martel LLP 1981 - 1983
Education
University of Michigan Law School 1978 — 1981
JD
Stanford University 1973 — 1977
AB, History, Political Science
Michael T. Moe Michael T. Moe's Montgomery Securities Experience 1995 - 1998
Job CoFounder + Partner at GSV Asset Management
Industry Investment Management
Experience
GSV Asset Management September 2010 - Present
The Next Companies September 2008 - May 2011
ThinkEquity Partners LLC June 2001 - September 2008
Merrill Lynch 1998 - 2001
Montgomery Securities 1995 - 1998
Lehman Brothers 1993 - 1995
Skills
Family Office
Education
University of Minnesota-Twin Cities 1981 — 1985
Bachelor of Arts, Political Science and Economics
GSV Asset Management September 2010 - Present
The Next Companies September 2008 - May 2011
ThinkEquity Partners LLC June 2001 - September 2008
Merrill Lynch 1998 - 2001
Montgomery Securities 1995 - 1998
Lehman Brothers 1993 - 1995
Skills
Family Office
Education
University of Minnesota-Twin Cities 1981 — 1985
Bachelor of Arts, Political Science and Economics
Louis (Ray) McDougal's Montgomery Securities Experience April 1996 - November 1998
Job Business Intelligence Manager at California Transplant Donor Network
Industry Information Technology and Services
Experience
Donor Network West (California Transplant Donor Network) June 2011 - Present
California Academy of Sciences, San Francisco, CA November 2009 - May 2011
Wells Fargo (Short Term Contract) June 2009 - October 2009
FunMobility January 2007 - February 2009
Oakland Unified School District August 2006 - January 2007
San Francisco Unified School District February 2002 - July 2006
CyberSource November 2000 - July 2001
CyberSource November 1999 - November 2000
Providian Financial November 1998 - November 1999
Montgomery Securities April 1996 - November 1998
Skills
Business Intelligence, SSAS 2012, SSIS, Data Warehousing, Microsoft SQL Server, Database Design, Databases, Teradata, Oracle, Integration, MS SQL Server 2008 R2, Data Modeling, COBOL, ETL, SSRS, MS SQL Server 2012, log shipping and..., Business Intellegence..., Database performance..., ETL design, automation, Database/Warehouse..., IMS DB/DC, Disaster Recovery /..., PerformancePoint, Unix Shell Scripting, Clustering HA experience, SQL Server log shipping..., Sybase Adaptive Server, Experienced Business..., SQL
Education
Oberlin College
Bachelor of Arts (BA), Mathematics
Donor Network West (California Transplant Donor Network) June 2011 - Present
California Academy of Sciences, San Francisco, CA November 2009 - May 2011
Wells Fargo (Short Term Contract) June 2009 - October 2009
FunMobility January 2007 - February 2009
Oakland Unified School District August 2006 - January 2007
San Francisco Unified School District February 2002 - July 2006
CyberSource November 2000 - July 2001
CyberSource November 1999 - November 2000
Providian Financial November 1998 - November 1999
Montgomery Securities April 1996 - November 1998
Skills
Business Intelligence, SSAS 2012, SSIS, Data Warehousing, Microsoft SQL Server, Database Design, Databases, Teradata, Oracle, Integration, MS SQL Server 2008 R2, Data Modeling, COBOL, ETL, SSRS, MS SQL Server 2012, log shipping and..., Business Intellegence..., Database performance..., ETL design, automation, Database/Warehouse..., IMS DB/DC, Disaster Recovery /..., PerformancePoint, Unix Shell Scripting, Clustering HA experience, SQL Server log shipping..., Sybase Adaptive Server, Experienced Business..., SQL
Education
Oberlin College
Bachelor of Arts (BA), Mathematics
Beth Tangney Beth Tangney's Montgomery Securities Experience July 1993 - April 1998
Job Senior Insider Trading Analyst at 3DAdvisors, LLC
Industry Financial Services
Experience
3DAdvisors, LLC February 2014 - Present
Financial Industry Regulatory Authority August 2013 - Present
Merrill Lynch Wealth Management, Global Investment Solutions May 2006 - March 2012
Banc of America Securities March 2004 - May 2006
Banc of America Securities/Banc of America Investment Services, Inc. January 2002 - March 2004
Montgomery Securities/NationsBanc Montgomery Securities April 1998 - January 2004
Montgomery Securities July 1993 - April 1998
Skills
Series 7, Series 63, Wealth Management, Equities, Securities, Series 8, Rule 144, SEC filings, Section 16, 10b5-1 Plans, Capital Markets, IPO, Insider Trading, Project Management, Stock Compensation
Education
University of California, Berkeley
Bachelor of Arts, Political Science/Religious Studies
3DAdvisors, LLC February 2014 - Present
Financial Industry Regulatory Authority August 2013 - Present
Merrill Lynch Wealth Management, Global Investment Solutions May 2006 - March 2012
Banc of America Securities March 2004 - May 2006
Banc of America Securities/Banc of America Investment Services, Inc. January 2002 - March 2004
Montgomery Securities/NationsBanc Montgomery Securities April 1998 - January 2004
Montgomery Securities July 1993 - April 1998
Skills
Series 7, Series 63, Wealth Management, Equities, Securities, Series 8, Rule 144, SEC filings, Section 16, 10b5-1 Plans, Capital Markets, IPO, Insider Trading, Project Management, Stock Compensation
Education
University of California, Berkeley
Bachelor of Arts, Political Science/Religious Studies
Bryce Dakin Bryce Dakin's Montgomery Securities Experience January 1997 - March 1999
Job Managing Director, Head of Technology Corporate Advisory at Greenhill & Co.
Industry Investment Banking
Experience
Greenhill & Co. February 2015 - Present
GCA Savvian January 2004 - February 2015
SoundView Technology Group March 1999 - December 2003
Montgomery Securities January 1997 - March 1999
Braxton Associates July 1995 - January 1997
Skills
Financial Modeling, Mergers & Acquisitions, Venture Capital, Valuation, Strategy, Due Diligence, Start-ups, Corporate Development, Private Equity, Strategic Partnerships
Education
Princeton University 1991 — 1995
AB, Economics
Greenhill & Co. February 2015 - Present
GCA Savvian January 2004 - February 2015
SoundView Technology Group March 1999 - December 2003
Montgomery Securities January 1997 - March 1999
Braxton Associates July 1995 - January 1997
Skills
Financial Modeling, Mergers & Acquisitions, Venture Capital, Valuation, Strategy, Due Diligence, Start-ups, Corporate Development, Private Equity, Strategic Partnerships
Education
Princeton University 1991 — 1995
AB, Economics
Jennifer Brand's Montgomery Securities Experience January 1997 - January 1999
Job Special Programs Coordinator at UC Berkeley, College of Natural Resources
Industry Higher Education
Experience
UC Berkeley, College of Natural Resources July 2014 - Present
Quickbase Services March 2012 - February 2014
Morrison & Foerster December 2003 - March 2012
Thomas Weisel Partners January 1999 - November 2003
Montgomery Securities January 1997 - January 1999
Skills
CRM, Project Management, Business Analysis, Marketing Communications, Recruiting, Temporary Placement, New Hire Orientations, Employee Benefits, Start-ups, Screening, Management, Process Improvement, Databases, Training
Education
University of California, Santa Barbara 1991 — 1995
Bachelor of Arts (BA), Sociology
UC Berkeley, College of Natural Resources July 2014 - Present
Quickbase Services March 2012 - February 2014
Morrison & Foerster December 2003 - March 2012
Thomas Weisel Partners January 1999 - November 2003
Montgomery Securities January 1997 - January 1999
Skills
CRM, Project Management, Business Analysis, Marketing Communications, Recruiting, Temporary Placement, New Hire Orientations, Employee Benefits, Start-ups, Screening, Management, Process Improvement, Databases, Training
Education
University of California, Santa Barbara 1991 — 1995
Bachelor of Arts (BA), Sociology
Ed Kenny Ed Kenny's Montgomery Securities Experience 1992 - 1994
Job Network Marketing as Ambassador at Viridian Energy
Industry Renewables & Environment
Experience
Ambassador at Viridian Energy January 2014 - Present
Viridian Energy February 2010 - January 2014
Viridian Energy 2010 - 2014
Wilmers Communications Inc. January 2002 - September 2010
Wilmer's Communications Inc January 2002 - September 2010
Fleet Financial January 2001 - January 2002
Merrill Lynch January 1997 - January 2001
Merrill Lynch January 1993 - January 2001
Merrill Lynch January 1993 - January 1997
Montgomery Securities 1992 - 1994
Skills
Entrepreneurship, Small Business, Energy, Fundraising, Team Building, New Business Development, Public Speaking, Strategic Planning, Start-ups, Real Estate, Coaching, Renewable Energy, Salesforce.com, Sustainable Energy, Marketing, Leadership, Selling, Social Media, B2B, Management, Sales, Sales Operations
Education
Niagara University 1987 — 1991
Bachelor of Arts (B.A.), Communications
Niagara University 1987 — 1991
Bachelor of Art's degree, English & Communications
Bayley Ellard 1984 — 1987
Ambassador at Viridian Energy January 2014 - Present
Viridian Energy February 2010 - January 2014
Viridian Energy 2010 - 2014
Wilmers Communications Inc. January 2002 - September 2010
Wilmer's Communications Inc January 2002 - September 2010
Fleet Financial January 2001 - January 2002
Merrill Lynch January 1997 - January 2001
Merrill Lynch January 1993 - January 2001
Merrill Lynch January 1993 - January 1997
Montgomery Securities 1992 - 1994
Skills
Entrepreneurship, Small Business, Energy, Fundraising, Team Building, New Business Development, Public Speaking, Strategic Planning, Start-ups, Real Estate, Coaching, Renewable Energy, Salesforce.com, Sustainable Energy, Marketing, Leadership, Selling, Social Media, B2B, Management, Sales, Sales Operations
Education
Niagara University 1987 — 1991
Bachelor of Arts (B.A.), Communications
Niagara University 1987 — 1991
Bachelor of Art's degree, English & Communications
Bayley Ellard 1984 — 1987
Craig Johnson Craig Johnson's Montgomery Securities Experience January 1980 - May 2000
Job Executive Board Member at Golden State Warriors
Industry Financial Services
Experience
Harvest Capital Strategies February 2002 - Present
JMP Group February 2002 - Present
Sanctuary Wealth Services November 2012 - Present
Golden State Warriors October 2013 - October 2014
Saw Island Partners June 2000 - January 2002
Montgomery Securities January 1980 - May 2000
Skills
Hedge Funds, Mutual Funds, Venture Capital, Private Equity, Alternative Investments, Equities, Investments, Investment Banking, Capital Markets, Corporate Development, Series 7, Valuation, Asset Management, Equity Research, Mergers & Acquisitions, Private Placements, Securities, Portfolio Management, Financial Modeling, Corporate Finance
Education
Stanford University 1972 — 1976
BA, Economics
Harvest Capital Strategies February 2002 - Present
JMP Group February 2002 - Present
Sanctuary Wealth Services November 2012 - Present
Golden State Warriors October 2013 - October 2014
Saw Island Partners June 2000 - January 2002
Montgomery Securities January 1980 - May 2000
Skills
Hedge Funds, Mutual Funds, Venture Capital, Private Equity, Alternative Investments, Equities, Investments, Investment Banking, Capital Markets, Corporate Development, Series 7, Valuation, Asset Management, Equity Research, Mergers & Acquisitions, Private Placements, Securities, Portfolio Management, Financial Modeling, Corporate Finance
Education
Stanford University 1972 — 1976
BA, Economics
Martin Anderson Martin Anderson's Montgomery Securities Experience 1995 - 1996
Job Broker Associate at Colorado Landmark Realtors
Industry Real Estate
Experience
Colorado Landmark Realtors March 2014 - Present
Keller Williams Boulder, LLC September 2012 - March 2014
Colorado Landmark Realtors September 2002 - September 2012
Siebel Systems January 1997 - June 1999
Scopus Technology, Emeryvill CA 1996 - 1998
Montgomery Securities 1995 - 1996
Skills
Luxury, First Time Home Buyers, Residential Real Estate, Real Estate, REO, REO Real Estate, Short Sales, Buyers, Residential Homes, Sales, Investment Properties, Investment Strategies, Real Estate Transactions, Property, Sellers, Selling, Foreclosures, Condos, Investments, Relocation
Education
University of Colorado Boulder 1999 — 2001
MBA, Finance & Real Estate
University of Colorado Boulder - Leeds School of Business 1999 — 2001
MBA, Finance & Real Estate Development
University of California, Davis 1991 — 1994
BA, History
University of California, Los Angeles 1988 — 1991
Bachelor of Arts (BA), History
Colorado Landmark Realtors March 2014 - Present
Keller Williams Boulder, LLC September 2012 - March 2014
Colorado Landmark Realtors September 2002 - September 2012
Siebel Systems January 1997 - June 1999
Scopus Technology, Emeryvill CA 1996 - 1998
Montgomery Securities 1995 - 1996
Skills
Luxury, First Time Home Buyers, Residential Real Estate, Real Estate, REO, REO Real Estate, Short Sales, Buyers, Residential Homes, Sales, Investment Properties, Investment Strategies, Real Estate Transactions, Property, Sellers, Selling, Foreclosures, Condos, Investments, Relocation
Education
University of Colorado Boulder 1999 — 2001
MBA, Finance & Real Estate
University of Colorado Boulder - Leeds School of Business 1999 — 2001
MBA, Finance & Real Estate Development
University of California, Davis 1991 — 1994
BA, History
University of California, Los Angeles 1988 — 1991
Bachelor of Arts (BA), History
Michael Tomasch's Montgomery Securities Experience September 1999 - April 2001
Job Account Executive at Pandora
Industry Internet
Experience
Pandora February 2013 - Present
UBS Private Wealth Management September 2008 - May 2012
Lehman Brothers January 2004 - September 2008
Banc of America Securities April 2001 - January 2004
Montgomery Securities September 1999 - April 2001
Skills
Series 7, Series 63, Series 65, Asset Allocation, Wealth Management, Business Development, Mobile Advertising, Asset Management, Strategic Partnerships, Investments, Mobile Devices, Sales, Marketing Strategy, Online Advertising
Education
University of California, Santa Barbara 1995 — 1999
Bachelor of Arts (B.A.), Business Economics
Mammoth High School 1990 — 1994
Pandora February 2013 - Present
UBS Private Wealth Management September 2008 - May 2012
Lehman Brothers January 2004 - September 2008
Banc of America Securities April 2001 - January 2004
Montgomery Securities September 1999 - April 2001
Skills
Series 7, Series 63, Series 65, Asset Allocation, Wealth Management, Business Development, Mobile Advertising, Asset Management, Strategic Partnerships, Investments, Mobile Devices, Sales, Marketing Strategy, Online Advertising
Education
University of California, Santa Barbara 1995 — 1999
Bachelor of Arts (B.A.), Business Economics
Mammoth High School 1990 — 1994
Sally Sexton Sally Sexton's Montgomery Securities Experience February 1989 - December 1991
Job Tai Chi Instructor at Mission YMCA
Industry Health, Wellness and Fitness
Experience
YMCA of San Francisco March 2013 - Present
My American Friend September 2008 - June 2014
Huazhong University of Science and Technology June 2010 - July 2010
Professional Consulting Network June 1995 - June 2002
Ensemble Information Systems September 1993 - December 1994
SF Hi-Tech & Financial Services Firms January 1992 - September 1993
Montgomery Securities February 1989 - December 1991
Hambrecht & Quist August 1985 - June 1989
Skills
Certified Group..., Tai Chi, Qigong, AOA Classes, Teaching, Tutoring, ESL, Academic Writing, Public Speaking, Teaching English as a..., Community Outreach, Editing, Tai Chi Chuan, Citizenship Education, Writing, Sales, Sales Presentation..., Coaching, English grammar, Fitness, Leadership, Customer Service, Research, Nutrition, Wellness
Education
University of California, Berkeley
BA, Religious Studies
University of North Carolina at Chapel Hill
Comparative Religions
YMCA of San Francisco March 2013 - Present
My American Friend September 2008 - June 2014
Huazhong University of Science and Technology June 2010 - July 2010
Professional Consulting Network June 1995 - June 2002
Ensemble Information Systems September 1993 - December 1994
SF Hi-Tech & Financial Services Firms January 1992 - September 1993
Montgomery Securities February 1989 - December 1991
Hambrecht & Quist August 1985 - June 1989
Skills
Certified Group..., Tai Chi, Qigong, AOA Classes, Teaching, Tutoring, ESL, Academic Writing, Public Speaking, Teaching English as a..., Community Outreach, Editing, Tai Chi Chuan, Citizenship Education, Writing, Sales, Sales Presentation..., Coaching, English grammar, Fitness, Leadership, Customer Service, Research, Nutrition, Wellness
Education
University of California, Berkeley
BA, Religious Studies
University of North Carolina at Chapel Hill
Comparative Religions
Brett Weisel's Montgomery Securities Experience September 1991 - December 1998
Job General Partner at CA Residential Opportunity Fund, LP
Industry Investment Management
Experience
CA Residential Opportunity Fund, LP August 2009 - Present
Thomas Weisel Partners June 2008 - August 2009
Kirkwood, LLC & Kirkwood 29, LLC April 2007 - June 2008
Thomas Weisel Partners January 1999 - April 2007
Montgomery Securities September 1991 - December 1998
Skills
Investments, Equities, Private Equity, Hedge Funds, Valuation, Alternative Investments, Equity Research, Asset Management, Product Management, Business Development, Equity Valuation, Venture Capital, Investment Banking, Mergers & Acquisitions, Corporate Development, Strategy, Due Diligence, Capital Markets, Real Estate, Private Placements, Mutual Funds
Education
University of California, Berkeley 1987 — 1991
BA, Economics
Holderness School 1984 — 1987
Community School 1983 — 1984
CA Residential Opportunity Fund, LP August 2009 - Present
Thomas Weisel Partners June 2008 - August 2009
Kirkwood, LLC & Kirkwood 29, LLC April 2007 - June 2008
Thomas Weisel Partners January 1999 - April 2007
Montgomery Securities September 1991 - December 1998
Skills
Investments, Equities, Private Equity, Hedge Funds, Valuation, Alternative Investments, Equity Research, Asset Management, Product Management, Business Development, Equity Valuation, Venture Capital, Investment Banking, Mergers & Acquisitions, Corporate Development, Strategy, Due Diligence, Capital Markets, Real Estate, Private Placements, Mutual Funds
Education
University of California, Berkeley 1987 — 1991
BA, Economics
Holderness School 1984 — 1987
Community School 1983 — 1984
Poul-Erik Olsen, CFA Poul-Erik Olsen, CFA's Montgomery Securities Experience April 1997 - January 2000
Job Managing Director & Sr. Portfolio Manager at City National Rochdale Investment Management
Industry Investment Management
Experience
City National Rochdale Investment Management July 2003 - Present
Montgomery Securities April 1997 - January 2000
Robertson Stephens August 1994 - April 1997
Education
University of California, Berkeley, Haas School of Business 1992 — 1994
City National Rochdale Investment Management July 2003 - Present
Montgomery Securities April 1997 - January 2000
Robertson Stephens August 1994 - April 1997
Education
University of California, Berkeley, Haas School of Business 1992 — 1994
Jenny Tang (formerly Jenny Lee) Jenny Tang (formerly Jenny Lee)'s Montgomery Securities Experience August 1994 - July 1996
Job Director, Communications at HutMut Inc.
Industry Public Relations and Communications
Experience
HutMut Inc. September 2012 - Present
Gravitas Communications December 2006 - March 2012
Saba Software August 2010 - June 2011
Quantum Corporation February 2005 - December 2006
Sloane & Company (Corporate & PR Consultancy) June 2002 - October 2004
eBay Inc July 1998 - March 2002
Oracle June 1996 - June 1997
Remedy 1996 - 1997
Montgomery Securities August 1994 - July 1996
Skills
Strategy, Corporate Communications, Media Relations, Start-ups, Social Media Marketing, Public Relations, SaaS, SEO, Press Releases, Social Media, Crisis Communications, Enterprise Software, Market Research, Thought Leadership, Investor Relations, Mobile Devices, Marketing, Mergers & Acquisitions, Leadership, Business Strategy, Management, Advertising, Strategic Planning, Strategic Partnerships, Messaging, Positioning, Program Management, Analyst Relations
Education
University of California, Berkeley - Walter A. Haas School of Business
HutMut Inc. September 2012 - Present
Gravitas Communications December 2006 - March 2012
Saba Software August 2010 - June 2011
Quantum Corporation February 2005 - December 2006
Sloane & Company (Corporate & PR Consultancy) June 2002 - October 2004
eBay Inc July 1998 - March 2002
Oracle June 1996 - June 1997
Remedy 1996 - 1997
Montgomery Securities August 1994 - July 1996
Skills
Strategy, Corporate Communications, Media Relations, Start-ups, Social Media Marketing, Public Relations, SaaS, SEO, Press Releases, Social Media, Crisis Communications, Enterprise Software, Market Research, Thought Leadership, Investor Relations, Mobile Devices, Marketing, Mergers & Acquisitions, Leadership, Business Strategy, Management, Advertising, Strategic Planning, Strategic Partnerships, Messaging, Positioning, Program Management, Analyst Relations
Education
University of California, Berkeley - Walter A. Haas School of Business
Beth Ann Day Beth Ann Day's Montgomery Securities Experience April 1992 - August 1995
Job Chief Talent Officer, Global Assoc Dir of Research at Bernstein
Industry Financial Services
Experience
Bernstein April 2005 - Present
CSFB April 2001 - March 2005
Morgan Stanley April 2000 - April 2001
BOFA Securities September 1997 - April 2000
Montgomery Securities April 1992 - August 1995
Skills
Financial Modeling, Valuation, Equities, Equity Research, Capital Markets, Hedge Funds, Asset Management, Bloomberg, Investments, Management
Education
Stanford University 1995 — 1997
AM, Literature
University of Oregon 1988 — 1991
MA, English Literature
Whitworth University 1983 — 1987
BA, English
Bernstein April 2005 - Present
CSFB April 2001 - March 2005
Morgan Stanley April 2000 - April 2001
BOFA Securities September 1997 - April 2000
Montgomery Securities April 1992 - August 1995
Skills
Financial Modeling, Valuation, Equities, Equity Research, Capital Markets, Hedge Funds, Asset Management, Bloomberg, Investments, Management
Education
Stanford University 1995 — 1997
AM, Literature
University of Oregon 1988 — 1991
MA, English Literature
Whitworth University 1983 — 1987
BA, English
Gerard Stascausky's Montgomery Securities Experience 1995 - 1998
Job Managing Director at Iron Bridge Mortgage Fund LLC
Industry Investment Management
Experience
Iron Bridge Mortgage Fund LLC May 2008 - Present
Pacific Crest Securities April 2003 - May 2008
Credit Suisse First Boston March 1999 - March 2003
Montgomery Securities 1995 - 1998
Sutter Securities Incorporated 1993 - 1995
Education
University of California, Davis 1988 — 1993
BA, Economics
Chartered Financial Analyst, CFA Institute
Iron Bridge Mortgage Fund LLC May 2008 - Present
Pacific Crest Securities April 2003 - May 2008
Credit Suisse First Boston March 1999 - March 2003
Montgomery Securities 1995 - 1998
Sutter Securities Incorporated 1993 - 1995
Education
University of California, Davis 1988 — 1993
BA, Economics
Chartered Financial Analyst, CFA Institute
Mathew Martin Mathew Martin's Montgomery Securities Experience 1992 - 1996
Job Manager, MFP Capital, LLC
Industry Investment Management
Experience
MFP Capital, LLC January 2010 - Present
Gente Oil USA, Inc. May 2012 - December 2013
Anderson, Martin & Co, LLC January 2001 - December 2009
William O'Neil + Co. Inc. March 1997 - December 2000
Montgomery Securities 1992 - 1996
Banc of America Securities 1992 - 1996
Robert W Duggan & Associates 1989 - 1991
Skills
Emerging Markets, Start-ups, Investments, Business Strategy, Asset Management, Mergers & Acquisitions, Strategic Planning, Financial Analysis, Strategy, Valuation, Negotiation, Hedge Funds, Business Development, Due Diligence, Entrepreneurship
Education
Trinity College-Hartford 1984 — 1998
Bachelor of Arts (BA), Economics
Cate School 1982 — 1984
MFP Capital, LLC January 2010 - Present
Gente Oil USA, Inc. May 2012 - December 2013
Anderson, Martin & Co, LLC January 2001 - December 2009
William O'Neil + Co. Inc. March 1997 - December 2000
Montgomery Securities 1992 - 1996
Banc of America Securities 1992 - 1996
Robert W Duggan & Associates 1989 - 1991
Skills
Emerging Markets, Start-ups, Investments, Business Strategy, Asset Management, Mergers & Acquisitions, Strategic Planning, Financial Analysis, Strategy, Valuation, Negotiation, Hedge Funds, Business Development, Due Diligence, Entrepreneurship
Education
Trinity College-Hartford 1984 — 1998
Bachelor of Arts (BA), Economics
Cate School 1982 — 1984
Jaimi Goodfriend, CFA's Montgomery Securities Experience 1997 - 1999
Job Director at Point72 Asset Management
Industry Investment Management
Experience
Point72 Asset Management June 2014 - Present
University of Illinois at Urbana-Champaign March 2008 - April 2015
DePaul University January 2009 - March 2015
The John D. and Catherine T. MacArthur Foundation April 2006 - March 2007
Citadel Investment Group April 2005 - March 2006
Balyasny Asset Management (BAM) August 2003 - January 2005
First Analysis February 1999 - May 2002
Montgomery Securities 1997 - 1999
Skills
Equities, Risk Management, Hedging, Finance, Volatility, Hedge Funds, Alternative Investments, Financial Modeling, Equity Research, Quantitative Analytics, Valuation, Fixed Income, Capital Markets, Financial Markets, Bloomberg, Investment Banking, Trading, Mergers & Acquisitions, Asset Management, Mutual Funds, Investments, Economics, Financial Services, Options
Education
Northwestern University - Kellogg School of Management 2000 — 2003
MBA, Finance, Management & Strategy
University of Michigan 1993 — 1997
BA, Economics
Point72 Asset Management June 2014 - Present
University of Illinois at Urbana-Champaign March 2008 - April 2015
DePaul University January 2009 - March 2015
The John D. and Catherine T. MacArthur Foundation April 2006 - March 2007
Citadel Investment Group April 2005 - March 2006
Balyasny Asset Management (BAM) August 2003 - January 2005
First Analysis February 1999 - May 2002
Montgomery Securities 1997 - 1999
Skills
Equities, Risk Management, Hedging, Finance, Volatility, Hedge Funds, Alternative Investments, Financial Modeling, Equity Research, Quantitative Analytics, Valuation, Fixed Income, Capital Markets, Financial Markets, Bloomberg, Investment Banking, Trading, Mergers & Acquisitions, Asset Management, Mutual Funds, Investments, Economics, Financial Services, Options
Education
Northwestern University - Kellogg School of Management 2000 — 2003
MBA, Finance, Management & Strategy
University of Michigan 1993 — 1997
BA, Economics
Lara M Wilson Lara M Wilson's Montgomery Securities Experience 1995 - 1998
Job Owner, Bountiful Botanicals, Inc.
Industry Design
Experience
Bountiful Botanicals, Inc. May 2002 - Present
Bountiful Botanicals by Lara 2000 - 2013
PolyServe 2000 - 2001
Wells Fargo May 1998 - December 1999
Montgomery Securities 1995 - 1998
Skills
Customer Service, Small Business, Public Relations, Event Planning, Contract Negotiation, Landscape Design, Gardening, Garden
Education
University of California, Berkeley 1992 — 1995
Double major ba, Political Science and History
University of Essex 1990 — 1992
BA, Government
Bountiful Botanicals, Inc. May 2002 - Present
Bountiful Botanicals by Lara 2000 - 2013
PolyServe 2000 - 2001
Wells Fargo May 1998 - December 1999
Montgomery Securities 1995 - 1998
Skills
Customer Service, Small Business, Public Relations, Event Planning, Contract Negotiation, Landscape Design, Gardening, Garden
Education
University of California, Berkeley 1992 — 1995
Double major ba, Political Science and History
University of Essex 1990 — 1992
BA, Government
Linda Leo Linda Leo's Montgomery Securities Experience October 1983 - May 1986
Job Vice President at Wells Fargo
Industry Financial Services
Experience
Wells Fargo October 2003 - Present
Charles Schwab 1986 - 2002
Montgomery Securities October 1983 - May 1986
Sutro and Company November 1983 - July 1984
Bank of Marin March 1983 - September 1983
Kidder Peabody November 1981 - March 1983
Merrill Lynch November 1980 - November 1981
Skills
Regulatory Analysis, Negotiation, Building Strong Teams, Risk Management, Operational Risk..., Financial Risk, Operational Risk, AML, Enterprise Risk..., Banking, Financial Services, Governance, Process Improvement, Securities, Vendor Management, Program Management, Series 7, Equities
Education
Mills College 1986 — 1988
Bachelor of Arts, History
Pitzer College 1978 — 1980
Pitzer College
Wells Fargo October 2003 - Present
Charles Schwab 1986 - 2002
Montgomery Securities October 1983 - May 1986
Sutro and Company November 1983 - July 1984
Bank of Marin March 1983 - September 1983
Kidder Peabody November 1981 - March 1983
Merrill Lynch November 1980 - November 1981
Skills
Regulatory Analysis, Negotiation, Building Strong Teams, Risk Management, Operational Risk..., Financial Risk, Operational Risk, AML, Enterprise Risk..., Banking, Financial Services, Governance, Process Improvement, Securities, Vendor Management, Program Management, Series 7, Equities
Education
Mills College 1986 — 1988
Bachelor of Arts, History
Pitzer College 1978 — 1980
Pitzer College
Allan Platt Allan Platt's Montgomery Securities Experience February 1998 - February 1999
Job Managing Partner and COO at Clareo
Industry Management Consulting
Experience
Clareo July 2001 - Present
Northwestern University September 2005 - Present
ExtendMedia, Inc March 2000 - June 2001
Montgomery Securities February 1998 - February 1999
Salomon Brothers July 1995 - February 1998
Andersen Consulting (Accenture) August 1987 - August 1993
Skills
Business Strategy, Financial Management, Entrepreneurship, Start-ups, Strategic Planning, Management Consulting, Mergers, Marketing Strategy, Social Enterprise, Corporate Venture..., Corporate Finance, Due Diligence, Venture Capital, Mergers & Acquisitions, Competitive Analysis, Leadership, Managerial Finance, Business Development, Business Planning, Strategy, Strategic Partnerships, Change Management, Private Equity, Finance, Financial Modeling, Corporate Development, Cross-functional Team..., Strategic Consulting, Executive Management, Innovation Management, Analytics, Acquisition Integration, Market Research, Product Management
Education
Stanford University Graduate School of Business 1993 — 1995
MBA
Stanford University 1983 — 1987
Bachelor of Science (BSc)
Kinkaid School 1976 — 1983
Clareo July 2001 - Present
Northwestern University September 2005 - Present
ExtendMedia, Inc March 2000 - June 2001
Montgomery Securities February 1998 - February 1999
Salomon Brothers July 1995 - February 1998
Andersen Consulting (Accenture) August 1987 - August 1993
Skills
Business Strategy, Financial Management, Entrepreneurship, Start-ups, Strategic Planning, Management Consulting, Mergers, Marketing Strategy, Social Enterprise, Corporate Venture..., Corporate Finance, Due Diligence, Venture Capital, Mergers & Acquisitions, Competitive Analysis, Leadership, Managerial Finance, Business Development, Business Planning, Strategy, Strategic Partnerships, Change Management, Private Equity, Finance, Financial Modeling, Corporate Development, Cross-functional Team..., Strategic Consulting, Executive Management, Innovation Management, Analytics, Acquisition Integration, Market Research, Product Management
Education
Stanford University Graduate School of Business 1993 — 1995
MBA
Stanford University 1983 — 1987
Bachelor of Science (BSc)
Kinkaid School 1976 — 1983
Bibi Green Bibi Green's Montgomery Securities Experience October 1996 - November 1998
Job Director, Financial Planning & Analysis at JMP Group
Industry Financial Services
Experience
JMP Group May 2005 - Present
Gracenote June 2004 - May 2005
Orrick, Herrington & Sutcliffe LLP May 2003 - May 2004
Versata September 2000 - October 2002
Thomas Weisel Partners November 1998 - August 2000
Montgomery Securities October 1996 - November 1998
Skills
Strategic Financial...
Education
UC Berkeley 1993 — 1996
Bachelor of Arts (B.A.), English Literature
JMP Group May 2005 - Present
Gracenote June 2004 - May 2005
Orrick, Herrington & Sutcliffe LLP May 2003 - May 2004
Versata September 2000 - October 2002
Thomas Weisel Partners November 1998 - August 2000
Montgomery Securities October 1996 - November 1998
Skills
Strategic Financial...
Education
UC Berkeley 1993 — 1996
Bachelor of Arts (B.A.), English Literature
Anne-Marie Funk, CPSM's Montgomery Securities Experience September 1987 - November 1989
Job Business Development ADG, Inc.
Industry Architecture & Planning
Experience
ADG, Inc. January 1995 - Present
SMPS Oklahoma September 2015 - Present
AIA Central Oklahoma January 1995 - 2011
William Turnbull Associates 1989 - 1994
Montgomery Securities September 1987 - November 1989
Skills
Marketing Strategy, Sales Presentations, Proposal Management, Writing, Editing, Adobe Creative Suite, InDesign, Website Development, Public Relations, PR and Communications, Comprehensive Planning, Proposal Writing, Space planning, Architectural Design, Submittals, Architecture, Graphic Design, Interior Design, Program Management, Business Development, Construction Drawings, Construction Management, Historic Preservation, Marketing, Revit
Education
University of California, Berkeley 1979 — 1983
A.B., Political Science
El Dorado High School
ADG, Inc. January 1995 - Present
SMPS Oklahoma September 2015 - Present
AIA Central Oklahoma January 1995 - 2011
William Turnbull Associates 1989 - 1994
Montgomery Securities September 1987 - November 1989
Skills
Marketing Strategy, Sales Presentations, Proposal Management, Writing, Editing, Adobe Creative Suite, InDesign, Website Development, Public Relations, PR and Communications, Comprehensive Planning, Proposal Writing, Space planning, Architectural Design, Submittals, Architecture, Graphic Design, Interior Design, Program Management, Business Development, Construction Drawings, Construction Management, Historic Preservation, Marketing, Revit
Education
University of California, Berkeley 1979 — 1983
A.B., Political Science
El Dorado High School
Melissa Harbourne Melissa Harbourne's Montgomery Securities Experience 1995 - 1998
Job Generalist at Conifer Financial Services
Industry Financial Services
Experience
Conifer Financial Services June 2014 - Present
The Conifer Group, LLC February 2013 - Present
3D Organics April 2012 - October 2012
Thomas Weisel Partners October 2005 - March 2008
Thomas Weisel Partners 2000 - 2004
Thomas Weisel Partners 1998 - 2000
Montgomery Securities 1995 - 1998
Skills
Project Management, Human Resources, Organizational..., Office Management, Management Consulting, Management, Financial Analysis, Compensation & Benefit, Employee Relations, Business Development, Problem Solving, Business Process..., Analysis, Interviews, HRIS, Personnel Management, Investments, New Hire Orientations, Asset Management, Performance Management, Equities, Hedge Funds, Portfolio Management
Education
UCSB 1991 — 1995
Bachelor of Arts (BA), Business Economics
Dublin High School 1987 — 1991
Conifer Financial Services June 2014 - Present
The Conifer Group, LLC February 2013 - Present
3D Organics April 2012 - October 2012
Thomas Weisel Partners October 2005 - March 2008
Thomas Weisel Partners 2000 - 2004
Thomas Weisel Partners 1998 - 2000
Montgomery Securities 1995 - 1998
Skills
Project Management, Human Resources, Organizational..., Office Management, Management Consulting, Management, Financial Analysis, Compensation & Benefit, Employee Relations, Business Development, Problem Solving, Business Process..., Analysis, Interviews, HRIS, Personnel Management, Investments, New Hire Orientations, Asset Management, Performance Management, Equities, Hedge Funds, Portfolio Management
Education
UCSB 1991 — 1995
Bachelor of Arts (BA), Business Economics
Dublin High School 1987 — 1991
Stephanie Streit Khodarahmi Stephanie Streit Khodarahmi's Montgomery Securities Experience 1996 - 2000
Job Independent Financial Services Professional
Industry Financial Services
Experience
Merrill Lynch September 2014 - Present
Thomas Weisel Partners 2000 - 2002
Montgomery Securities 1996 - 2000
Barrow Hanley Mewhinney & Strauss 1994 - 1996
Credit Suisse 1993 - 1995
Skills
Hedge Funds, Equities, Marketing, Investments, Sales, Portfolio Management, Asset Management, Wealth Management, Mutual Funds, Capital Markets, Private Equity, Investment Banking, Fixed Income, Series 7, Securities, Alternative Investments, Trading, Equity Trading
Education
Texas Tech University - Rawls College of Business 1989 — 1993
BBA, Finance and Economics
Merrill Lynch September 2014 - Present
Thomas Weisel Partners 2000 - 2002
Montgomery Securities 1996 - 2000
Barrow Hanley Mewhinney & Strauss 1994 - 1996
Credit Suisse 1993 - 1995
Skills
Hedge Funds, Equities, Marketing, Investments, Sales, Portfolio Management, Asset Management, Wealth Management, Mutual Funds, Capital Markets, Private Equity, Investment Banking, Fixed Income, Series 7, Securities, Alternative Investments, Trading, Equity Trading
Education
Texas Tech University - Rawls College of Business 1989 — 1993
BBA, Finance and Economics
Mary Kathryn Mayer Mary Kathryn Mayer's Montgomery Securities Experience January 1985 - January 1987
Job Owner at Cheeses & Mary
Industry Food & Beverages
Experience
Cheeses & Mary November 2011 - Present
Discover Staffing 2010 - June 2011
Deutsche Bank Alex. Brown 1989 - 2006
Montgomery Securities January 1985 - January 1987
Skills
Business Development, Sales
Education
Rhode Island College 1977 — 1979
Business Concentration
Harvard Summer School/Radcliffe Seminars
Financial Accounting; Economics; Finance; Personnel Management; Organizational Behavior
Cheeses & Mary November 2011 - Present
Discover Staffing 2010 - June 2011
Deutsche Bank Alex. Brown 1989 - 2006
Montgomery Securities January 1985 - January 1987
Skills
Business Development, Sales
Education
Rhode Island College 1977 — 1979
Business Concentration
Harvard Summer School/Radcliffe Seminars
Financial Accounting; Economics; Finance; Personnel Management; Organizational Behavior
Karen Littell Karen Littell's Montgomery Securities Experience October 1994 - 1998
Job Director of Investor Relations at Broadreach Capital Partners
Industry Real Estate
Experience
Broadreach Capital Partners March 2002 - Present
Spieker Properties July 1998 - July 2001
Montgomery Securities October 1994 - 1998
Education
University of California, San Diego 1989 — 1993
BA, Political Science
Broadreach Capital Partners March 2002 - Present
Spieker Properties July 1998 - July 2001
Montgomery Securities October 1994 - 1998
Education
University of California, San Diego 1989 — 1993
BA, Political Science
Timothy Lesko Timothy Lesko's Montgomery Securities Experience September 1996 - December 1998
Job Principal at Granite Investment Advisors
Industry Investment Management
Experience
Granite Investment Advisors January 1999 - Present
Boston Private Value Investors December 1998 - March 2009
Montgomery Securities September 1996 - December 1998
Sappi Fine Paper 1991 - 1994
Skills
Portfolio Management, Investments, Management, Equities, Alternative Investments, Due Diligence
Education
St. Lawrence University 1987 — 1991
BA
The Holderness School 1985 — 1987
Granite Investment Advisors January 1999 - Present
Boston Private Value Investors December 1998 - March 2009
Montgomery Securities September 1996 - December 1998
Sappi Fine Paper 1991 - 1994
Skills
Portfolio Management, Investments, Management, Equities, Alternative Investments, Due Diligence
Education
St. Lawrence University 1987 — 1991
BA
The Holderness School 1985 — 1987
Chris Biggs, CFA Chris Biggs, CFA's Montgomery Securities Experience 1994 - 1997
Job Founder and CEO at Crushhub.com
Industry Internet
Experience
Crushhub.com 2010 - Present
Thomas Weisel Partners 2004 - 2009
Forerunner Capital 2002 - 2004
Bank of America Securities 1999 - 2002
Merrill Lynch June 1998 - September 1998
Montgomery Securities 1994 - 1997
Independence One Mortgage Co. 1990 - 1993
Education
University of California, Berkeley - Walter A. Haas School of Business 1997 — 1999
MBA
Yale University 1986 — 1990
BA, Economics
CFA Institute 1997 — 1999
CFA Designation
Crushhub.com 2010 - Present
Thomas Weisel Partners 2004 - 2009
Forerunner Capital 2002 - 2004
Bank of America Securities 1999 - 2002
Merrill Lynch June 1998 - September 1998
Montgomery Securities 1994 - 1997
Independence One Mortgage Co. 1990 - 1993
Education
University of California, Berkeley - Walter A. Haas School of Business 1997 — 1999
MBA
Yale University 1986 — 1990
BA, Economics
CFA Institute 1997 — 1999
CFA Designation
Carter Mack Carter Mack's Montgomery Securities Experience January 1996 - April 1999
Job President of JMP Group
Industry Investment Banking
Experience
JMP Group 1999 - Present
Montgomery Securities January 1996 - April 1999
Merrill Lynch June 1992 - January 1996
Skills
Private Equity, Venture Financing, Venture Capital, Cloud Computing, Contract Negotiation, Internal Controls, Investment Banking, Angel Investing, Private Placements, Investments, Corporate Development, Mergers & Acquisitions, Alternative Investments, Financial Modeling, Asset Management, Due Diligence, Valuation, Capital Markets, IPO, Start-ups, Corporate Finance, Hedge Funds
Education
University of California, Los Angeles - The Anderson School of Management 1990 — 1992
MBA, Finance
University of California, Berkeley 1980 — 1984
BA, Economics
JMP Group 1999 - Present
Montgomery Securities January 1996 - April 1999
Merrill Lynch June 1992 - January 1996
Skills
Private Equity, Venture Financing, Venture Capital, Cloud Computing, Contract Negotiation, Internal Controls, Investment Banking, Angel Investing, Private Placements, Investments, Corporate Development, Mergers & Acquisitions, Alternative Investments, Financial Modeling, Asset Management, Due Diligence, Valuation, Capital Markets, IPO, Start-ups, Corporate Finance, Hedge Funds
Education
University of California, Los Angeles - The Anderson School of Management 1990 — 1992
MBA, Finance
University of California, Berkeley 1980 — 1984
BA, Economics
Gordon Hodge Gordon Hodge's Montgomery Securities Experience July 1992 - January 1999
Job Manager at Tracker Research LLC
Industry Investment Management
Experience
Tracker Research LLC January 2013 - Present
REAL D March 2010 - Present
El Molino Media LLC September 2009 - Present
Thomas Weisel Partners January 1999 - September 2009
Montgomery Securities July 1992 - January 1999
Dain Bosworth Incorporated July 1986 - July 1990
Skills
Investments, Corporate Finance, Corporate Development, Venture Capital, Mergers, Financial Modeling, Private Equity, Investment Banking, Valuation, Due Diligence, Start-ups, Finance, Corporate Governance, Management, Mergers & Acquisitions, IPO, Hedge Funds, Strategy, Business Strategy
Education
Stanford University Graduate School of Business 1990 — 1992
MBA, Business Administration and Management, General
University of Washington 1982 — 1986
BA, Business
Tracker Research LLC January 2013 - Present
REAL D March 2010 - Present
El Molino Media LLC September 2009 - Present
Thomas Weisel Partners January 1999 - September 2009
Montgomery Securities July 1992 - January 1999
Dain Bosworth Incorporated July 1986 - July 1990
Skills
Investments, Corporate Finance, Corporate Development, Venture Capital, Mergers, Financial Modeling, Private Equity, Investment Banking, Valuation, Due Diligence, Start-ups, Finance, Corporate Governance, Management, Mergers & Acquisitions, IPO, Hedge Funds, Strategy, Business Strategy
Education
Stanford University Graduate School of Business 1990 — 1992
MBA, Business Administration and Management, General
University of Washington 1982 — 1986
BA, Business
Irwin Kirmer Irwin Kirmer's Montgomery Securities Experience October 1997 - February 2000
Job Chief Technology Officer at Diverse Network Communications, Inc.
Industry Information Technology and Services
Experience
Diverse Network Communications, Inc. January 2006 - Present
Visa 2013 - 2014
Virtual Instruments January 2011 - May 2013
Level 3 Communications October 2007 - May 2009
Accenture November 2002 - January 2006
EMC 2002 - January 2006
Diverse Network Communications, Inc. April 1994 - August 2001
Montgomery Securities October 1997 - February 2000
Banc of America Securities 1998 - 2000
NationsBanc Motgomery Securities 1997 - 2000
Skills
Storage Area Networks, Storage Architecture, Storage Management, IT Infrastructure..., Network Infrastructure, Software Development, Software Design, Software Project..., IT Service Management, ITIL Process..., Program Management, Project Management, Virtual Server, Storage Virtualization, Software, Cloud Computing, SAN, Professional Services, Servers, Disaster Recovery, ITIL, Pre-sales, Storage, IT Management, Unix, Product Management, CRM, Strategy
Education
The University of New Mexico 1981 — 1985
Diverse Network Communications, Inc. January 2006 - Present
Visa 2013 - 2014
Virtual Instruments January 2011 - May 2013
Level 3 Communications October 2007 - May 2009
Accenture November 2002 - January 2006
EMC 2002 - January 2006
Diverse Network Communications, Inc. April 1994 - August 2001
Montgomery Securities October 1997 - February 2000
Banc of America Securities 1998 - 2000
NationsBanc Motgomery Securities 1997 - 2000
Skills
Storage Area Networks, Storage Architecture, Storage Management, IT Infrastructure..., Network Infrastructure, Software Development, Software Design, Software Project..., IT Service Management, ITIL Process..., Program Management, Project Management, Virtual Server, Storage Virtualization, Software, Cloud Computing, SAN, Professional Services, Servers, Disaster Recovery, ITIL, Pre-sales, Storage, IT Management, Unix, Product Management, CRM, Strategy
Education
The University of New Mexico 1981 — 1985
Sandy Miller Sandy Miller's Montgomery Securities Experience 1990 - 1997
Job General Partner at Institutional Venture Partners
Industry Venture Capital & Private Equity
Experience
Institutional Venture Partners 2006 - Present
3i Group plc 2001 - 2006
Thomas Weisel Partners 1998 - 2001
Montgomery Securities 1990 - 1997
Skills
Corporate Development, E-commerce, Angel Investing, Private Equity, Digital Media, Management, Strategy, Venture Capital
Education
Stanford University Graduate School of Business
MBA
Stanford University Law School
JD
University of Virginia
BA, Arts & Sciences
Institutional Venture Partners 2006 - Present
3i Group plc 2001 - 2006
Thomas Weisel Partners 1998 - 2001
Montgomery Securities 1990 - 1997
Skills
Corporate Development, E-commerce, Angel Investing, Private Equity, Digital Media, Management, Strategy, Venture Capital
Education
Stanford University Graduate School of Business
MBA
Stanford University Law School
JD
University of Virginia
BA, Arts & Sciences
Jamie Barnett's Montgomery Securities Experience 1996 - 1998
Job Chief Marketing Officer
Industry Computer Software
Experience
Netskope August 2013 - Present
Zenprise August 2011 - May 2013
McAfee January 2010 - May 2011
InfoArmor May 2009 - February 2010
Blue Vector Systems June 2008 - September 2009
RSA The Security Division of EMC October 2004 - May 2008
IBRIX, Inc. 2003 - 2004
Credit Suisse First Boston Technology Group 1998 - 2000
Montgomery Securities 1996 - 1998
Skills
Product Marketing, SaaS, Product Management, Cloud Computing, Start-ups, Competitive Analysis, Strategy, Management, Channel Partners, Market Analysis, Business Strategy, Product Launch, Demand Generation, Business Development, Strategic Partnerships, Mobile Devices, Mobile Device Management, Go-to-market Strategy, Leadership, Program Management, Enterprise Mobility, Mobile Applications, Sales Enablement, Marketing, Business Alliances, Integrated Marketing, Marketing Communications, Analytics, Mobile Security, Android, Security, People Management, Lead Generation, Messaging, Product Development, Multilingual, Mergers & Acquisitions, Professional Services, Multi-channel Marketing, Cloud Security, Cloud Access Security..., General Management, Professional Mentoring
Education
Stanford University Graduate School of Business 2000 — 2002
MBA, Business
University of California, Berkeley 1994 — 1996
BS, Business
California High School
Netskope August 2013 - Present
Zenprise August 2011 - May 2013
McAfee January 2010 - May 2011
InfoArmor May 2009 - February 2010
Blue Vector Systems June 2008 - September 2009
RSA The Security Division of EMC October 2004 - May 2008
IBRIX, Inc. 2003 - 2004
Credit Suisse First Boston Technology Group 1998 - 2000
Montgomery Securities 1996 - 1998
Skills
Product Marketing, SaaS, Product Management, Cloud Computing, Start-ups, Competitive Analysis, Strategy, Management, Channel Partners, Market Analysis, Business Strategy, Product Launch, Demand Generation, Business Development, Strategic Partnerships, Mobile Devices, Mobile Device Management, Go-to-market Strategy, Leadership, Program Management, Enterprise Mobility, Mobile Applications, Sales Enablement, Marketing, Business Alliances, Integrated Marketing, Marketing Communications, Analytics, Mobile Security, Android, Security, People Management, Lead Generation, Messaging, Product Development, Multilingual, Mergers & Acquisitions, Professional Services, Multi-channel Marketing, Cloud Security, Cloud Access Security..., General Management, Professional Mentoring
Education
Stanford University Graduate School of Business 2000 — 2002
MBA, Business
University of California, Berkeley 1994 — 1996
BS, Business
California High School
Brandon Sinclair's Montgomery Securities Experience 1996 - 1998
Job Reliable, accurate, organized, and driven professional who thrives in fast paced, highly stressful environments!
Industry Banking
Experience
First Republic Bank through Talent Space Inc. October 2014 - May 2015
Charles Schwab through Volt Workforce Solutions October 2013 - October 2014
PMI Mortgage Insurance Co. November 2008 - January 2013
PMI Mortgage Insurance Co. November 2005 - November 2008
California State Automobile Association 2003 - 2005
Charles Schwab 1999 - 2002
PeopleSoft 1998 - 1999
Montgomery Securities 1996 - 1998
Alamo Capital 1995 - 1996
Skills
Fraud, Mortgage, Insurance, Claims, Compliance, Risk Management, Asset, Banking, Servicing, Investigation, Financial Analysis, Claim, Loan Servicing, Mortgage Lending, Loans, Financial Risk, REO, Loss Mitigation
Education
University of California, Berkeley - Walter A. Haas School of Business 1991 — 1992
BS, Business Administration
University of California, Berkeley
Bachelor of Science (BS), Business Administration and Management, General
First Republic Bank through Talent Space Inc. October 2014 - May 2015
Charles Schwab through Volt Workforce Solutions October 2013 - October 2014
PMI Mortgage Insurance Co. November 2008 - January 2013
PMI Mortgage Insurance Co. November 2005 - November 2008
California State Automobile Association 2003 - 2005
Charles Schwab 1999 - 2002
PeopleSoft 1998 - 1999
Montgomery Securities 1996 - 1998
Alamo Capital 1995 - 1996
Skills
Fraud, Mortgage, Insurance, Claims, Compliance, Risk Management, Asset, Banking, Servicing, Investigation, Financial Analysis, Claim, Loan Servicing, Mortgage Lending, Loans, Financial Risk, REO, Loss Mitigation
Education
University of California, Berkeley - Walter A. Haas School of Business 1991 — 1992
BS, Business Administration
University of California, Berkeley
Bachelor of Science (BS), Business Administration and Management, General
Hilary Harrison Hilary Harrison's Montgomery Securities Experience July 1996 - February 1999
Job Vice President, Recruiting
Industry Staffing and Recruiting
Experience
Hearsay Social June 2013 - May 2015
HKH Search March 2012 - August 2013
salesforce.com November 2012 - February 2013
Achievers September 2011 - March 2012
Career Group Search November 2006 - August 2011
CB Richard Ellis March 2005 - August 2006
Elite Placement Group November 2002 - April 2004
Groupe Insearch February 1999 - October 2002
Montgomery Securities July 1996 - February 1999
Skills
Talent Acquisition, Applicant Tracking..., Technical Recruiting, Sourcing, Talent Management, Internet Recruiting, Recruiting, Human Resources, Executive Search, Employee Relations, College Recruiting, Account Management, Contract Recruitment, Cold Calling, Onboarding, Leadership, Sales, Management, Hiring, Personnel Management
Education
Santa Clara University
BA
Hearsay Social June 2013 - May 2015
HKH Search March 2012 - August 2013
salesforce.com November 2012 - February 2013
Achievers September 2011 - March 2012
Career Group Search November 2006 - August 2011
CB Richard Ellis March 2005 - August 2006
Elite Placement Group November 2002 - April 2004
Groupe Insearch February 1999 - October 2002
Montgomery Securities July 1996 - February 1999
Skills
Talent Acquisition, Applicant Tracking..., Technical Recruiting, Sourcing, Talent Management, Internet Recruiting, Recruiting, Human Resources, Executive Search, Employee Relations, College Recruiting, Account Management, Contract Recruitment, Cold Calling, Onboarding, Leadership, Sales, Management, Hiring, Personnel Management
Education
Santa Clara University
BA
Brodie Cobb Brodie Cobb's Montgomery Securities Experience March 1995 - November 1997
Job Executive Chairman at The Presidio Group LLC
Industry Financial Services
Experience
The Presidio Group LLC January 2014 - Present
The Presidio Group LLC January 1998 - December 2013
Montgomery Securities March 1995 - November 1997
First Boston Corporation June 1992 - March 1995
Skills
Bike racing, Girls youth soccer..., Sailboat racing, Private Equity, Private Placements, Investments, Mergers, Investment Banking, M&A experience, Corporate Finance, Due Diligence, Wealth Management, Asset Management, Mergers & Acquisitions, Alternative Investments
Education
The University of Texas at Austin - Red McCombs School of Business 1985 — 1987
MBA, Finance
Tulane University 1980 — 1984
BA, History
The Presidio Group LLC January 2014 - Present
The Presidio Group LLC January 1998 - December 2013
Montgomery Securities March 1995 - November 1997
First Boston Corporation June 1992 - March 1995
Skills
Bike racing, Girls youth soccer..., Sailboat racing, Private Equity, Private Placements, Investments, Mergers, Investment Banking, M&A experience, Corporate Finance, Due Diligence, Wealth Management, Asset Management, Mergers & Acquisitions, Alternative Investments
Education
The University of Texas at Austin - Red McCombs School of Business 1985 — 1987
MBA, Finance
Tulane University 1980 — 1984
BA, History
Joseph Hoon Joseph Hoon's Montgomery Securities Experience August 1994 - October 1997
Job Senior Vice President at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird & Co. August 2008 - Present
Montgomery Securities August 1994 - October 1997
Skills
Portfolio Management, Investments, Capital Markets, Series 7, Asset Managment, Asset Management, Wealth Management, Private Equity, Alternative Investments, Investment Banking, Securities, Asset Allocation, Valuation, Investment Advisory, Venture Capital, Series 63
Education
Thunderbird School of Global Management 1990 — 1991
MIM, Finance- German
University of California, Los Angeles 1981 — 1986
B.A., Economics- International
Robert W. Baird & Co. August 2008 - Present
Montgomery Securities August 1994 - October 1997
Skills
Portfolio Management, Investments, Capital Markets, Series 7, Asset Managment, Asset Management, Wealth Management, Private Equity, Alternative Investments, Investment Banking, Securities, Asset Allocation, Valuation, Investment Advisory, Venture Capital, Series 63
Education
Thunderbird School of Global Management 1990 — 1991
MIM, Finance- German
University of California, Los Angeles 1981 — 1986
B.A., Economics- International
Margo McKinnon Margo McKinnon's Montgomery Securities Experience 1996 - 1999
Job Concierge at Rosewood Sand Hill
Industry Hospitality
Experience
Pacific Union International August 2010 - Present
Rosewood Sand Hill April 2011 - September 2013
Robertson Stephens 2000 - 2003
Banc of America Securities January 1999 - December 1999
Montgomery Securities 1996 - 1999
Education
Scripps College 1977 — 1981
The Barstow School
Pacific Union International August 2010 - Present
Rosewood Sand Hill April 2011 - September 2013
Robertson Stephens 2000 - 2003
Banc of America Securities January 1999 - December 1999
Montgomery Securities 1996 - 1999
Education
Scripps College 1977 — 1981
The Barstow School
Pam Cook Pam Cook's Montgomery Securities Experience 1987 - 1994
Job News Anchor & Business Reporter at KTVU
Industry Broadcast Media
Experience
KTVU voice overYahoo/Beyond Pix1998 - 2003
Montgomery Securities 1987 - 1994
Education
University of California, Los Angeles 1983 — 1987
BA, Economics
KTVU voice overYahoo/Beyond Pix1998 - 2003
Montgomery Securities 1987 - 1994
Education
University of California, Los Angeles 1983 — 1987
BA, Economics
Peter Harris Peter Harris's Montgomery Securities Experience 1992 - 1994
Job Vice President & Managing Director at Axel Johnson Inc.
Industry Medical Devices
Experience
Axel Johnson Inc. 2013 - Present
Cadence Inc. April 2012 - Present
University of Virginia Darden School of Business 2003 - Present
Cadence, Inc. January 2003 - April 2013
Pacific Rim Resources 1994 - 1996
Montgomery Securities 1992 - 1994
Skills
Public Speaking, Project Management, Medical Devices, Strategic Planning, Team Building, Strategy, Process Improvement, Board of Director..., Board of Directors, Manufacturing, Start-ups, Product Launch, Leadership, Negotiation, Cross-functional Team..., Product Development, Management, Change Management, Six Sigma, Business Strategy, Sales Management, Competitive Analysis, Program Management, New Business Development, Product Management, Lean Manufacturing, Commercialization, Entrepreneurship, FDA, R&D, ISO 13485, Product Marketing, Executive Management, Healthcare, Lifesciences, Quality System, Biomedical Engineering, Operations Management, Operational Excellence, Quality Assurance, Process Engineering, Quality Management, Corporate Strategy..., Strategic Vision, Strategic Partnerships, Strategic M&A
Education
University of Virginia - Darden Graduate School of Business Administration 1996 — 1998
MBA
Middlebury College 1988 — 1992
BA, Mathematics
Northfield Mount Hermon
Axel Johnson Inc. 2013 - Present
Cadence Inc. April 2012 - Present
University of Virginia Darden School of Business 2003 - Present
Cadence, Inc. January 2003 - April 2013
Pacific Rim Resources 1994 - 1996
Montgomery Securities 1992 - 1994
Skills
Public Speaking, Project Management, Medical Devices, Strategic Planning, Team Building, Strategy, Process Improvement, Board of Director..., Board of Directors, Manufacturing, Start-ups, Product Launch, Leadership, Negotiation, Cross-functional Team..., Product Development, Management, Change Management, Six Sigma, Business Strategy, Sales Management, Competitive Analysis, Program Management, New Business Development, Product Management, Lean Manufacturing, Commercialization, Entrepreneurship, FDA, R&D, ISO 13485, Product Marketing, Executive Management, Healthcare, Lifesciences, Quality System, Biomedical Engineering, Operations Management, Operational Excellence, Quality Assurance, Process Engineering, Quality Management, Corporate Strategy..., Strategic Vision, Strategic Partnerships, Strategic M&A
Education
University of Virginia - Darden Graduate School of Business Administration 1996 — 1998
MBA
Middlebury College 1988 — 1992
BA, Mathematics
Northfield Mount Hermon
Cynthia Greenberg Cynthia Greenberg's Montgomery Securities Experience January 1997 - March 2000
Job Owner, GREENBERG MELLINGER NATIONWIDE NOTARY
Industry Real Estate
Experience
GREENBERG MELLINGER NATIONWIDE Notary Service January 2002 - Present
Montgomery Securities January 1997 - March 2000
Saatchi & Saatchi January 1994 - January 1996
Education
University of Arizona 1987 — 1991
B.A., Business Administration
GREENBERG MELLINGER NATIONWIDE Notary Service January 2002 - Present
Montgomery Securities January 1997 - March 2000
Saatchi & Saatchi January 1994 - January 1996
Education
University of Arizona 1987 — 1991
B.A., Business Administration
Donald Munro Donald Munro's Montgomery Securities Experience January 1991 - March 1998
Job Global Wine Company
Industry Wine and Spirits
Experience
Global Wine Company August 2003 - Present
Eagle & Dominion March 2000 - June 2003
Banc of America Securities 1998 - 2000
Montgomery Securities January 1991 - March 1998
Kidder Peabody & Co September 1984 - December 1990
Skills
Entrepreneurship, Wine, Wine Tasting, Business Development, Start-ups, Management, Marketing, Investments, Marketing Strategy, Winemaking, Venture Capital, SEO, Wineries, Online Advertising, E-commerce, Food
Education
University of North Carolina at Chapel Hill 1978 — 1982
Bs
Marlborough College, England 1972 — 1977
Global Wine Company August 2003 - Present
Eagle & Dominion March 2000 - June 2003
Banc of America Securities 1998 - 2000
Montgomery Securities January 1991 - March 1998
Kidder Peabody & Co September 1984 - December 1990
Skills
Entrepreneurship, Wine, Wine Tasting, Business Development, Start-ups, Management, Marketing, Investments, Marketing Strategy, Winemaking, Venture Capital, SEO, Wineries, Online Advertising, E-commerce, Food
Education
University of North Carolina at Chapel Hill 1978 — 1982
Bs
Marlborough College, England 1972 — 1977
Lisa Wingebach Lisa Wingebach's Montgomery Securities Experience January 1999 - June 2000
Job Client Account Transitions Specialist at Western Asset Management
Industry Financial Services
Experience
Western Asset Management June 2014 - Present
Northern Trust January 2006 - May 2014
State Street IMS August 2002 - December 2005
Banc of America Securities June 2000 - March 2001
Montgomery Securities January 1999 - June 2000
Skills
Fixed Income, Equities, Financial Services, Microsoft Excel, VBA, Asset Managment, Middle Office, Mutual Funds, Securities, Back Office, Global Custody, Risk Management, Hedge Funds, Business Analysis, Bloomberg, Asset Management, Corporate Actions, Trading Systems, Wealth Management, Alternative Investments, Settlement, Derivatives, Options, Trading, Electronic Trading, Bonds, Investment Management, Capital Markets
Education
University of California, Davis 1994 — 1998
B.A., Spanish & Communications
Universidad de Granada 1996 — 1997
Western Asset Management June 2014 - Present
Northern Trust January 2006 - May 2014
State Street IMS August 2002 - December 2005
Banc of America Securities June 2000 - March 2001
Montgomery Securities January 1999 - June 2000
Skills
Fixed Income, Equities, Financial Services, Microsoft Excel, VBA, Asset Managment, Middle Office, Mutual Funds, Securities, Back Office, Global Custody, Risk Management, Hedge Funds, Business Analysis, Bloomberg, Asset Management, Corporate Actions, Trading Systems, Wealth Management, Alternative Investments, Settlement, Derivatives, Options, Trading, Electronic Trading, Bonds, Investment Management, Capital Markets
Education
University of California, Davis 1994 — 1998
B.A., Spanish & Communications
Universidad de Granada 1996 — 1997
Derek Lemke-von Ammon Derek Lemke-von Ammon's Montgomery Securities Experience 1989 - 1998
Job Managing Director at EIG Global Energy Partners
Industry Investment Management
Experience
EIG Global Energy Partners December 2011 - Present
Acusphere,Inc. 2002 - 2013
FTV Capital August 2004 - January 2009
Thomas Weisel Partners 1998 - 2004
Montgomery Securities 1989 - 1998
Dain Bosworth Incorporated 1985 - 1989
Bogle & Gates 1983 - 1985
Skills
Business Development, Recruiting, Business Services, Sourcing, Private Equity, Asset Managment, Fundraising, Financial Services, Retail, Venture Capital, Investments, Asset Management, Investment Banking, Corporate Finance, Equities, Mergers & Acquisitions, Alternative Investments, Valuation, Due Diligence, Strategy, Management, Start-ups, IPO, Financial Modeling
Education
Stanford University Graduate School of Business 2004 — 2004
SEP
Northwestern University School of Law 1980 — 1983
JD, Corporate Law
Pomona College 1977 — 1979
BA, Government
Guilford high school
EIG Global Energy Partners December 2011 - Present
Acusphere,Inc. 2002 - 2013
FTV Capital August 2004 - January 2009
Thomas Weisel Partners 1998 - 2004
Montgomery Securities 1989 - 1998
Dain Bosworth Incorporated 1985 - 1989
Bogle & Gates 1983 - 1985
Skills
Business Development, Recruiting, Business Services, Sourcing, Private Equity, Asset Managment, Fundraising, Financial Services, Retail, Venture Capital, Investments, Asset Management, Investment Banking, Corporate Finance, Equities, Mergers & Acquisitions, Alternative Investments, Valuation, Due Diligence, Strategy, Management, Start-ups, IPO, Financial Modeling
Education
Stanford University Graduate School of Business 2004 — 2004
SEP
Northwestern University School of Law 1980 — 1983
JD, Corporate Law
Pomona College 1977 — 1979
BA, Government
Guilford high school
Anne-Marie Peterson Anne-Marie Peterson's Montgomery Securities Experience August 1994 - January 1999
Job Investment Analyst/Portfolio Manager at Capital Group
Industry Investment Management
Experience
Capital Group April 2005 - Present
Thomas Weisel Partners January 1999 - March 2005
Montgomery Securities August 1994 - January 1999
Skills
Retail, Investments, Restaurants, Non-profit Boards, Equities, Asset Management, Equity Research, Portfolio Management
Education
UC Irvine 1990 — 1994
Bachelor of Science (BS), Economics
Capital Group April 2005 - Present
Thomas Weisel Partners January 1999 - March 2005
Montgomery Securities August 1994 - January 1999
Skills
Retail, Investments, Restaurants, Non-profit Boards, Equities, Asset Management, Equity Research, Portfolio Management
Education
UC Irvine 1990 — 1994
Bachelor of Science (BS), Economics
Suzanne Brandt Suzanne Brandt's Montgomery Securities Experience 1984 - 1990
Job Realtor at Coldwell Banker Trails West Realty, Ltd.
Industry Real Estate
Experience
Coldwell Banker Trails West Realty, Ltd. July 1994 - Present
Bear Stearns 1990 - 1994
Montgomery Securities 1984 - 1990
Skills
Residential Real Estate..., Sellers, Relocation, Single Family Homes, First Time Home Buyers, Buyer Representation, Foreclosures, Short Sales, REO, Investment Properties, Listings, Luxury, Townhomes, Investors, Real Property, Condos, Buyers, New Home Sales, 1031 Exchanges, Residential Homes, Real Estate, SFR, Real Estate Transactions, New Homes, Referrals, HUD
Education
Stanford University 1974 — 1979
Bachelor of Arts (B.A.), Political Science and Government
St. Michael's High School, Santa Fe, NM
Coldwell Banker Trails West Realty, Ltd. July 1994 - Present
Bear Stearns 1990 - 1994
Montgomery Securities 1984 - 1990
Skills
Residential Real Estate..., Sellers, Relocation, Single Family Homes, First Time Home Buyers, Buyer Representation, Foreclosures, Short Sales, REO, Investment Properties, Listings, Luxury, Townhomes, Investors, Real Property, Condos, Buyers, New Home Sales, 1031 Exchanges, Residential Homes, Real Estate, SFR, Real Estate Transactions, New Homes, Referrals, HUD
Education
Stanford University 1974 — 1979
Bachelor of Arts (B.A.), Political Science and Government
St. Michael's High School, Santa Fe, NM
Burke Dempsey's Montgomery Securities Experience 1993 - 1997
Job President at Bretton Advisors Inc.
Industry Financial Services
Experience
Bretton Advisors Inc. January 2015 - Present
Ellington Management Group January 2012 - December 2014
WellAuctioned 2004 - 2012
Cantor Fitzgerald November 2006 - March 2011
UBS 2000 - 2003
Friedman, Billings, Ramsey & CO., Inc. September 1997 - April 2000
Montgomery Securities 1993 - 1997
Lehman Brothers 1987 - 1993
Skills
Private Equity, Mergers, Valuation, Venture Capital, Strategic Consulting, Investment Banking, Equities, Market Structure, Corporate Finance, Strategy, Business Strategy, Financial Modeling, Due Diligence, Business Development, Mergers & Acquisitions, Capital Markets, Asset Management, Hedge Funds, Investments, Securities, Banking, Finance
Education
Stanford University 1980 — 1984
Bachelor of Science (BS), Applied Earth Sciences
Phillips Academy 1976 — 1980
HS, College Prep
Bretton Advisors Inc. January 2015 - Present
Ellington Management Group January 2012 - December 2014
WellAuctioned 2004 - 2012
Cantor Fitzgerald November 2006 - March 2011
UBS 2000 - 2003
Friedman, Billings, Ramsey & CO., Inc. September 1997 - April 2000
Montgomery Securities 1993 - 1997
Lehman Brothers 1987 - 1993
Skills
Private Equity, Mergers, Valuation, Venture Capital, Strategic Consulting, Investment Banking, Equities, Market Structure, Corporate Finance, Strategy, Business Strategy, Financial Modeling, Due Diligence, Business Development, Mergers & Acquisitions, Capital Markets, Asset Management, Hedge Funds, Investments, Securities, Banking, Finance
Education
Stanford University 1980 — 1984
Bachelor of Science (BS), Applied Earth Sciences
Phillips Academy 1976 — 1980
HS, College Prep
Becki Vickroy's Montgomery Securities Experience July 1988 - June 1998
Job Bookkeeper, Options Recovery Services
Industry Health, Wellness and Fitness
Experience
Options Recovery Services April 2013 - Present
Morgan Stanley August 2012 - November 2012
San Francisco Institute of Architecture February 2004 - August 2012
Alameda County February 2002 - October 2003
Banc of America Securities January 1999 - July 2001
Montgomery Securities July 1988 - June 1998
Skills
CRM, Database Administration, Data Analysis, Statistics, Meeting Scheduling, Equity Research, Project Planning, Concur, Presentation Development, Finance, SharePoint, Microsoft Office 2010, QuickBooks, Office 2010, Budgets, Equities, Nonprofits, Financial Accounting, Microsoft Word, Microsoft Office 2007
Education
Montana State University-Bozeman 1982 — 1986
B.S., Business Finance
Stevensville High School 1979 — 1982
Math/Science, Math, Science, 3.75
Options Recovery Services April 2013 - Present
Morgan Stanley August 2012 - November 2012
San Francisco Institute of Architecture February 2004 - August 2012
Alameda County February 2002 - October 2003
Banc of America Securities January 1999 - July 2001
Montgomery Securities July 1988 - June 1998
Skills
CRM, Database Administration, Data Analysis, Statistics, Meeting Scheduling, Equity Research, Project Planning, Concur, Presentation Development, Finance, SharePoint, Microsoft Office 2010, QuickBooks, Office 2010, Budgets, Equities, Nonprofits, Financial Accounting, Microsoft Word, Microsoft Office 2007
Education
Montana State University-Bozeman 1982 — 1986
B.S., Business Finance
Stevensville High School 1979 — 1982
Math/Science, Math, Science, 3.75
Nadine Agosta, Ed.D. Nadine Agosta, Ed.D.'s Montgomery Securities Experience January 1988 - December 1988
Job Internship Coordinator San Francisco State University, Lecturer Dominican University of California
Industry Education Management
Experience
Dominican University of California August 2012 - Present
San Francisco State University August 2008 - Present
Agosta Consulting April 2007 - Present
American Institutes for Research July 2003 - April 2008
Seneca Capital Management January 1994 - June 1999
GMG Securities January 1989 - December 1994
Montgomery Securities January 1988 - December 1988
Mabon Nugent January 1986 - December 1987
Robertson Colman Stephens December 1985 - December 1986
Wertheim & Co. August 1978 - December 1985
Skills
Coaching, Research, Child Development, Early Childhood..., Sales, Teaching, Program Development, Community Outreach, Public Speaking, Staff Development, Higher Education, Teacher Training, Program Evaluation
Education
University of San Francisco 2005 — 2009
Ed.D.
Mills College 1999 — 2001
MA
University of San Francisco 1992 — 1998
B.S.
Dominican University of California August 2012 - Present
San Francisco State University August 2008 - Present
Agosta Consulting April 2007 - Present
American Institutes for Research July 2003 - April 2008
Seneca Capital Management January 1994 - June 1999
GMG Securities January 1989 - December 1994
Montgomery Securities January 1988 - December 1988
Mabon Nugent January 1986 - December 1987
Robertson Colman Stephens December 1985 - December 1986
Wertheim & Co. August 1978 - December 1985
Skills
Coaching, Research, Child Development, Early Childhood..., Sales, Teaching, Program Development, Community Outreach, Public Speaking, Staff Development, Higher Education, Teacher Training, Program Evaluation
Education
University of San Francisco 2005 — 2009
Ed.D.
Mills College 1999 — 2001
MA
University of San Francisco 1992 — 1998
B.S.
Harry Plant's Montgomery Securities Experience March 1996 - December 1999
Job VP, Social Sector at Aeris Communications
Industry Telecommunications
Experience
Aeris Communications July 2014 - Present
UBS Investment Bank January 1999 - February 2006
Montgomery Securities March 1996 - December 1999
Wilson Sonsini Goodrich & Rosati July 1984 - March 1996
Education
Stanford Law School 1979 — 1982
Doctor of Law (JD)
London School of Economics and Political Science 1978 — 1979
Master of Science (M.Sc.), Monetary Economics and Econometrics
Northwestern University 1975 — 1978
Bachelor of Arts (BA), Economics, Departmental Honors
Aeris Communications July 2014 - Present
UBS Investment Bank January 1999 - February 2006
Montgomery Securities March 1996 - December 1999
Wilson Sonsini Goodrich & Rosati July 1984 - March 1996
Education
Stanford Law School 1979 — 1982
Doctor of Law (JD)
London School of Economics and Political Science 1978 — 1979
Master of Science (M.Sc.), Monetary Economics and Econometrics
Northwestern University 1975 — 1978
Bachelor of Arts (BA), Economics, Departmental Honors
Rob Valli Rob Valli's Montgomery Securities Experience April 1997 - December 1999
Job Dean, College of Management LIU Post
Industry Management Consulting
Experience
LIU Post June 2015 - Present
Illinois Business Consulting January 2011 - June 2015
University of Cambridge September 2003 - 2009
Kauffman Foundation January 2006 - December 2006
Kauffman Foundation January 2005 - December 2005
Clickmarks, Inc. December 2001 - January 2003
One River December 1999 - December 2001
Montgomery Securities April 1997 - December 1999
Cambridge Partners, LLC May 1995 - March 1997
Credit Suisse First Boston April 1986 - February 1995
Skills
Technology Transfer, Technology Development, Entrepreneurial..., Entrepreneurship..., Investment Banking, Start-up Operations, New Venture Development, Entrepreneurship, Start-ups, Strategic Partnerships, Program Management, Leadership, Strategy, Biotechnology, Business Development, Competitive Analysis, Sales, Venture Capital, Consulting, Enterprise Software, Management Consulting, Management, Strategic Planning, Business Strategy
Education
University of Cambridge 2003 — 2008
Doctorate, Engineering Technology Management
Stanford University Graduate School of Business 1995 — 1995
Stanford Executive Program
University of California, Berkeley 1978 — 1982
BA, Mass Communications
LIU Post June 2015 - Present
Illinois Business Consulting January 2011 - June 2015
University of Cambridge September 2003 - 2009
Kauffman Foundation January 2006 - December 2006
Kauffman Foundation January 2005 - December 2005
Clickmarks, Inc. December 2001 - January 2003
One River December 1999 - December 2001
Montgomery Securities April 1997 - December 1999
Cambridge Partners, LLC May 1995 - March 1997
Credit Suisse First Boston April 1986 - February 1995
Skills
Technology Transfer, Technology Development, Entrepreneurial..., Entrepreneurship..., Investment Banking, Start-up Operations, New Venture Development, Entrepreneurship, Start-ups, Strategic Partnerships, Program Management, Leadership, Strategy, Biotechnology, Business Development, Competitive Analysis, Sales, Venture Capital, Consulting, Enterprise Software, Management Consulting, Management, Strategic Planning, Business Strategy
Education
University of Cambridge 2003 — 2008
Doctorate, Engineering Technology Management
Stanford University Graduate School of Business 1995 — 1995
Stanford Executive Program
University of California, Berkeley 1978 — 1982
BA, Mass Communications
Jennifer Mora Hernandez Jennifer Mora Hernandez's Montgomery Securities Experience 1997 - 1997
Job Director, Annual Giving at Cal Alumni Association
Industry Nonprofit Organization Management
Experience
Cal Alumni Association January 2012 - Present
Cal Alumni Association February 2010 - December 2011
Cal Alumni Association August 2007 - January 2010
Morning Sky Public Relations 2005 - 2005
Stanford University January 2001 - April 2001
Torme and Lauricella May 1996 - August 2000
Montgomery Securities 1997 - 1997
Los Angeles Conservation Corps (LACC) September 1994 - January 1996
Edelman September 1993 - August 1994
Edelman August 1992 - August 1993
Skills
Non-profits, Online Fundraising, Higher Education, Copywriting, Event Management, Event Planning, Strategic Planning, Public Relations, Marketing Materials, Print Production, Consumer Brands, Press Releases, Fundraising, Marketing, Editing, Volunteer Management, Management, Budgets, Leadership, Media Relations, Social Media, Strategy, Nonprofits, Stewardship, Internal Communications, Philanthropy, Newsletters, Program Development, Annual Giving, Community Outreach, Strategic Communications, Publicity, Brand Management, Branding & Identity, Alumni Relations
Education
University of California, Los Angeles 1993 — 1996
B.A., Chicana & Chicano Studies
Sonoma State University 2001 — 2003
MPA, Public Administration
UC Berkeley Extension 2013 — 2014
Cal Alumni Association January 2012 - Present
Cal Alumni Association February 2010 - December 2011
Cal Alumni Association August 2007 - January 2010
Morning Sky Public Relations 2005 - 2005
Stanford University January 2001 - April 2001
Torme and Lauricella May 1996 - August 2000
Montgomery Securities 1997 - 1997
Los Angeles Conservation Corps (LACC) September 1994 - January 1996
Edelman September 1993 - August 1994
Edelman August 1992 - August 1993
Skills
Non-profits, Online Fundraising, Higher Education, Copywriting, Event Management, Event Planning, Strategic Planning, Public Relations, Marketing Materials, Print Production, Consumer Brands, Press Releases, Fundraising, Marketing, Editing, Volunteer Management, Management, Budgets, Leadership, Media Relations, Social Media, Strategy, Nonprofits, Stewardship, Internal Communications, Philanthropy, Newsletters, Program Development, Annual Giving, Community Outreach, Strategic Communications, Publicity, Brand Management, Branding & Identity, Alumni Relations
Education
University of California, Los Angeles 1993 — 1996
B.A., Chicana & Chicano Studies
Sonoma State University 2001 — 2003
MPA, Public Administration
UC Berkeley Extension 2013 — 2014
Jonathan Fritts Jonathan Fritts's Montgomery Securities Experience March 1996 - March 1997
Job Passionate Foodie Seeking Culinary Opportunity
Industry Food & Beverages
Experience
Residential Real Estate December 1999 - Present
Gruntal & Co. April 1997 - June 1998
Montgomery Securities March 1996 - March 1997
Hellman, Jordan Management Company March 1990 - October 1995
Skills
Short Sales, Sellers, Trading, Real Estate Transactions, Equities, Buyers, Real Estate, Listings, Marketing, Buyer Representation, Negotiation, REO, Contract Negotiation, Sales
Education
Waterside Inn Restaurant, Bray, United Kingdom 2004 — 2004
Intern, L’Ecole des Chefs
Studio della cucina Italiana. Florence, Italy 2001 — 2001
SCUOLA DI ARTE CULINARIA ‘CORDON BLEU’
Northeastern University 1984 — 1989
Bachelor's degree, Business Administration and Management, General
Residential Real Estate December 1999 - Present
Gruntal & Co. April 1997 - June 1998
Montgomery Securities March 1996 - March 1997
Hellman, Jordan Management Company March 1990 - October 1995
Skills
Short Sales, Sellers, Trading, Real Estate Transactions, Equities, Buyers, Real Estate, Listings, Marketing, Buyer Representation, Negotiation, REO, Contract Negotiation, Sales
Education
Waterside Inn Restaurant, Bray, United Kingdom 2004 — 2004
Intern, L’Ecole des Chefs
Studio della cucina Italiana. Florence, Italy 2001 — 2001
SCUOLA DI ARTE CULINARIA ‘CORDON BLEU’
Northeastern University 1984 — 1989
Bachelor's degree, Business Administration and Management, General
Dave Del Purgatorio's Montgomery Securities Experience January 1995 - September 1998
Job Systems Administrator
Industry Information Technology and Services
Experience
Graduate Theological Union April 2005 - July 2015
GoPrint 2004 - 2005
ALM March 2001 - October 2004
Driveway.com 2000 - 2001
Sapient June 1998 - May 2000
Montgomery Securities January 1995 - September 1998
Skills
Networking, VBScript, System Administration, Microsoft Exchange, Active Directory, Vendor Management, VMware, Virtualization, Security, Troubleshooting, Integration, Desktop Administration, Cloud Computing, Microsoft SQL Server, DNS, Group Policy, Program Management, IIS, Windows Server, vSphere, DHCP, SAN, VMware vSphere
Education
San Francisco State University 1994 — 1996
Broadcast and Electonic Communications
Los Medanos College 1991 — 1994
Associates, Recording Arts
Graduate Theological Union April 2005 - July 2015
GoPrint 2004 - 2005
ALM March 2001 - October 2004
Driveway.com 2000 - 2001
Sapient June 1998 - May 2000
Montgomery Securities January 1995 - September 1998
Skills
Networking, VBScript, System Administration, Microsoft Exchange, Active Directory, Vendor Management, VMware, Virtualization, Security, Troubleshooting, Integration, Desktop Administration, Cloud Computing, Microsoft SQL Server, DNS, Group Policy, Program Management, IIS, Windows Server, vSphere, DHCP, SAN, VMware vSphere
Education
San Francisco State University 1994 — 1996
Broadcast and Electonic Communications
Los Medanos College 1991 — 1994
Associates, Recording Arts
Alan Ramsey Alan Ramsey's Montgomery Securities Experience January 1997 - September 1998
Job Consultant at Doshi Consulting Solutions, Inc.
Industry Financial Services
Experience
Doshi Consulting Solutions, Inc. June 2012 - Present
Penson Financial Services June 2010 - June 2012
Ridge Clearing & Outsourcing Solutions, Inc April 2007 - June 2010
ADP Clearing & Outsourcing Services, Inc. November 2004 - April 2007
Banc of America Securities October 1998 - October 2004
Banc of America BrokerDealer Services October 1998 - October 2004
Montgomery Securities January 1997 - September 1998
U.S. Marine Corps Reserve October 1991 - October 1997
Education
Notre Dame de Namur University 1993 — 1995
San Jose State University
Doshi Consulting Solutions, Inc. June 2012 - Present
Penson Financial Services June 2010 - June 2012
Ridge Clearing & Outsourcing Solutions, Inc April 2007 - June 2010
ADP Clearing & Outsourcing Services, Inc. November 2004 - April 2007
Banc of America Securities October 1998 - October 2004
Banc of America BrokerDealer Services October 1998 - October 2004
Montgomery Securities January 1997 - September 1998
U.S. Marine Corps Reserve October 1991 - October 1997
Education
Notre Dame de Namur University 1993 — 1995
San Jose State University
James Janesky James Janesky's Montgomery Securities Experience 1997 - 2000
Job Managing Director Investment Banking at Corporate Fuel Advisors
Industry Investment Banking
Experience
Corporate Fuel Advisors November 2014 - Present
Finance Professional November 2013 - Present
Northeast Securities February 2013 - November 2013
Avondale Partners January 2011 - August 2012
Stifel Financial Corp. 2004 - 2010
Janney Montgomery Scott 2001 - 2004
Montgomery Securities 1997 - 2000
Stephens Inc. 1995 - 1997
The Chicago Corporation 1993 - 1995
Macy's 1984 - 1991
Skills
Equities, Investment Banking, Equity Valuation, Econometrics, Buy-side, Divestitures, Equity Research, Technical Analysis, Entrepreneurship, Mergers & Acquisitions, Corporate Finance, Securities, Finance, Financial Modeling, Valuation, Capital Markets, Financial Analysis
Education
University of Houston 1991 — 1993
Master of Business Administration (MBA), Accounting and Finance
Penn State University 1980 — 1984
Bachelor of Science (BS), Finance, General
Corporate Fuel Advisors November 2014 - Present
Finance Professional November 2013 - Present
Northeast Securities February 2013 - November 2013
Avondale Partners January 2011 - August 2012
Stifel Financial Corp. 2004 - 2010
Janney Montgomery Scott 2001 - 2004
Montgomery Securities 1997 - 2000
Stephens Inc. 1995 - 1997
The Chicago Corporation 1993 - 1995
Macy's 1984 - 1991
Skills
Equities, Investment Banking, Equity Valuation, Econometrics, Buy-side, Divestitures, Equity Research, Technical Analysis, Entrepreneurship, Mergers & Acquisitions, Corporate Finance, Securities, Finance, Financial Modeling, Valuation, Capital Markets, Financial Analysis
Education
University of Houston 1991 — 1993
Master of Business Administration (MBA), Accounting and Finance
Penn State University 1980 — 1984
Bachelor of Science (BS), Finance, General
Carrie Lasker's Montgomery Securities Experience January 1995 - July 1996
Job CoFounder at Lasker Media & Events
Industry Marketing and Advertising
Experience
Lasker Media & Events July 2012 - Present
MOD Moms of Denver North September 2010 - June 2012
Time Inc. January 2004 - November 2009
Fortune & Fortune Small Business March 2002 - November 2004
Fortune January 2001 - March 2002
Fortune March 2000 - January 2001
Money Magazine January 1998 - March 2000
Montgomery Securities January 1995 - July 1996
THE SUTTERFIELD HOMEOWNERS ASSOCIATION September 1993 - January 1995
Skills
Event Management, Integrated Marketing, Event Planning, Marketing, Sponsorship, Advertising, Budgets, Fundraising, Logistics, Customer Service, Social Media Marketing, Customer Relations, Magazines, Strategy, Management, Newsletters, Digital Marketing, Budgeting, Contract Management, Event Marketing, Promotions, Editing, Sales, Publishing, Time Management, Social Networking, Entertainment, Facebook, Incentive Travel
Education
Providence College
B.S, Business Management
Lasker Media & Events July 2012 - Present
MOD Moms of Denver North September 2010 - June 2012
Time Inc. January 2004 - November 2009
Fortune & Fortune Small Business March 2002 - November 2004
Fortune January 2001 - March 2002
Fortune March 2000 - January 2001
Money Magazine January 1998 - March 2000
Montgomery Securities January 1995 - July 1996
THE SUTTERFIELD HOMEOWNERS ASSOCIATION September 1993 - January 1995
Skills
Event Management, Integrated Marketing, Event Planning, Marketing, Sponsorship, Advertising, Budgets, Fundraising, Logistics, Customer Service, Social Media Marketing, Customer Relations, Magazines, Strategy, Management, Newsletters, Digital Marketing, Budgeting, Contract Management, Event Marketing, Promotions, Editing, Sales, Publishing, Time Management, Social Networking, Entertainment, Facebook, Incentive Travel
Education
Providence College
B.S, Business Management
Theresa A. Matacia, CFA Theresa A. Matacia, CFA's Montgomery Securities Experience 1995 - 1997
Job CFO at Declara
Industry Information Technology and Services
Experience
Declara January 2015 - Present
Securieon Group January 2013 - January 2015
Bonocore Technology Partners 2005 - December 2012
ADP October 2001 - July 2005
Scient September 2000 - September 2001
RBC Dain Rauscher 1997 - 2000
Montgomery Securities 1995 - 1997
Other Investment Banking Houses 1985 - 1995
Skills
Mergers, Corporate Development, Business Strategy, Strategic Planning, Corporate Finance, M&A execution, Strategic Partnerships, Strategic Alliances, Business Services, Non-profits, Information Technology, Mergers & Acquisitions, Nonprofits, Cross-functional Team..., Management Consulting, Business Modeling, Strategy, Leadership, Entrepreneurship, Capital Markets, Start-ups, Marketing Strategy, Venture Capital, Business Alliances, Market Research, Negotiation, Executive Management, Outsourcing, Acquisition Integration, Equities, Business Development, Competitive Analysis, Management, M&A experience, Financial Services, P&L Management, Investment Banking, Due Diligence, Restructuring, Finance, Leveraged Finance, Divestitures, International Business, Thought Leadership, Segmentation, Private Equity, Turn Around Management, Go-to-market Strategy, Strategic Consulting, Private Placements
Education
Harvard Business School Executive Education
Strategic Negotiations
Harvard Business School Executive Education
Leading Change and Organizational Renewal
San Francisco State University 1982 — 1984
MBA, Finance and Management
Virginia Commonwealth University
BS, Psychology
Declara January 2015 - Present
Securieon Group January 2013 - January 2015
Bonocore Technology Partners 2005 - December 2012
ADP October 2001 - July 2005
Scient September 2000 - September 2001
RBC Dain Rauscher 1997 - 2000
Montgomery Securities 1995 - 1997
Other Investment Banking Houses 1985 - 1995
Skills
Mergers, Corporate Development, Business Strategy, Strategic Planning, Corporate Finance, M&A execution, Strategic Partnerships, Strategic Alliances, Business Services, Non-profits, Information Technology, Mergers & Acquisitions, Nonprofits, Cross-functional Team..., Management Consulting, Business Modeling, Strategy, Leadership, Entrepreneurship, Capital Markets, Start-ups, Marketing Strategy, Venture Capital, Business Alliances, Market Research, Negotiation, Executive Management, Outsourcing, Acquisition Integration, Equities, Business Development, Competitive Analysis, Management, M&A experience, Financial Services, P&L Management, Investment Banking, Due Diligence, Restructuring, Finance, Leveraged Finance, Divestitures, International Business, Thought Leadership, Segmentation, Private Equity, Turn Around Management, Go-to-market Strategy, Strategic Consulting, Private Placements
Education
Harvard Business School Executive Education
Strategic Negotiations
Harvard Business School Executive Education
Leading Change and Organizational Renewal
San Francisco State University 1982 — 1984
MBA, Finance and Management
Virginia Commonwealth University
BS, Psychology
Dennis Herrick Dennis Herrick's Montgomery Securities Experience January 1989 - February 1998
Job Office Manager
Industry Consumer Electronics
Experience
Cinemagic Inc. April 2007 - Present
Oppenheimer & Co. March 1998 - September 2006
Montgomery Securities January 1989 - February 1998
Skills
Web Design, Video Production, Management, Customer Service, Editing, Budgets, Adobe Creative Suite, Data Entry, Art, Office Management, Financial Analysis, Television, QuickBooks, Creative Direction, Strategic Planning, Outlook, Graphics, Advertising, Graphic Design, Process Scheduler, Video, Social Media Marketing, Film, Operations Management, Photoshop, SEO, Quicken, Finance, HTML, Multimedia, PowerPoint
Education
Spokane Falls Community College 1972 — 1974
Cinemagic Inc. April 2007 - Present
Oppenheimer & Co. March 1998 - September 2006
Montgomery Securities January 1989 - February 1998
Skills
Web Design, Video Production, Management, Customer Service, Editing, Budgets, Adobe Creative Suite, Data Entry, Art, Office Management, Financial Analysis, Television, QuickBooks, Creative Direction, Strategic Planning, Outlook, Graphics, Advertising, Graphic Design, Process Scheduler, Video, Social Media Marketing, Film, Operations Management, Photoshop, SEO, Quicken, Finance, HTML, Multimedia, PowerPoint
Education
Spokane Falls Community College 1972 — 1974
Candida Casey Candida Casey's Montgomery Securities Experience 1986 - 1988
Job Wealth Management at Morgan Stanley
Industry Investment Banking
Experience
Morgan Stanley April 2013 - Present
William Blair 1996 - 2013
Merrill Lynch 1993 - 1996
Lehman Brothers 1988 - 1993
Montgomery Securities 1986 - 1988
Skills
Equities
Education
Thunderbird School of Global Management 1984 — 1986
MBA
Sweet Briar College
Bachelor’s Degree
Morgan Stanley April 2013 - Present
William Blair 1996 - 2013
Merrill Lynch 1993 - 1996
Lehman Brothers 1988 - 1993
Montgomery Securities 1986 - 1988
Skills
Equities
Education
Thunderbird School of Global Management 1984 — 1986
MBA
Sweet Briar College
Bachelor’s Degree
Janet (Constantin) Stuart Janet (Constantin) Stuart's Montgomery Securities Experience 1999 - 2002
Job Investment Management
Industry Investment Management
Experience
BNY Mellon 2008 - 2012
Lehman Brothers 2006 - 2008
Smith Barney 2002 - 2006
Montgomery Securities 1999 - 2002
Education
Columbia Business School
MBA, Finance
University of New Hampshire
BS Computer Science
BNY Mellon 2008 - 2012
Lehman Brothers 2006 - 2008
Smith Barney 2002 - 2006
Montgomery Securities 1999 - 2002
Education
Columbia Business School
MBA, Finance
University of New Hampshire
BS Computer Science
Ron Lissak Ron Lissak's Montgomery Securities Experience August 1989 - February 1999
Job Managing Partner, Catapult Advisors (Software & Internet Investment Banking/M&A)
Industry Investment Banking
Experience
Catapult Advisors LLC June 2001 - Present
Banc of America Securities February 1999 - June 2001
Montgomery Securities August 1989 - February 1999
Salomon Brothers August 1985 - April 1987
Skills
M&A, Skilled Negotiator, Creative Problem Solver, Intuitive, Mergers, Divestitures, Spin-offs, Private Equity, Venture Capital, Corporate Finance, Private Placements, Investment Banking, Cross-border..., Alternative Investments, Business Development, Business Strategy, Capital Raising, Corporate Development, Corporate Governance, Creative Solutions, Due Diligence, Entrepreneurship, Equities, Finance, Financial Advisory, Growth Capital, Leadership, Management, Mergers, Negotiation, Start-ups, Strategy, Mergers & Acquisitions
Education
The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS) 1983 — 1986
MA, International Econmics/European Studies
University of California, Berkeley 1979 — 1982
Bachelor of Arts (B.A.)
Clark University 1977 — 1979
Lakewood High 1974 — 1977
Catapult Advisors LLC June 2001 - Present
Banc of America Securities February 1999 - June 2001
Montgomery Securities August 1989 - February 1999
Salomon Brothers August 1985 - April 1987
Skills
M&A, Skilled Negotiator, Creative Problem Solver, Intuitive, Mergers, Divestitures, Spin-offs, Private Equity, Venture Capital, Corporate Finance, Private Placements, Investment Banking, Cross-border..., Alternative Investments, Business Development, Business Strategy, Capital Raising, Corporate Development, Corporate Governance, Creative Solutions, Due Diligence, Entrepreneurship, Equities, Finance, Financial Advisory, Growth Capital, Leadership, Management, Mergers, Negotiation, Start-ups, Strategy, Mergers & Acquisitions
Education
The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS) 1983 — 1986
MA, International Econmics/European Studies
University of California, Berkeley 1979 — 1982
Bachelor of Arts (B.A.)
Clark University 1977 — 1979
Lakewood High 1974 — 1977
Laura Onopchenko Laura Onopchenko's Montgomery Securities Experience 1989 - 1991
Job VP, Finance at DaVita Rx
Industry Hospital & Health Care
Experience
DaVita Rx April 2011 - Present
Chiquita March 2010 - April 2011
Techfarm Ventures/TechFund Capital July 1998 - March 2010
3Dfx Interactive June 1996 - July 1998
National Semiconductor April 1993 - June 1996
Carol H Williams Advertising 1991 - 1993
Montgomery Securities 1989 - 1991
Education
University of California, Berkeley
Bachelor of Arts, Economics
University of Pennsylvania, The Wharton School
Master, Business Administration
DaVita Rx April 2011 - Present
Chiquita March 2010 - April 2011
Techfarm Ventures/TechFund Capital July 1998 - March 2010
3Dfx Interactive June 1996 - July 1998
National Semiconductor April 1993 - June 1996
Carol H Williams Advertising 1991 - 1993
Montgomery Securities 1989 - 1991
Education
University of California, Berkeley
Bachelor of Arts, Economics
University of Pennsylvania, The Wharton School
Master, Business Administration
Irene Leong's Montgomery Securities Experience 1983 - 1988
Job Accountant
Industry Accounting
Experience
Self-employed 1985 - Present
Montgomery Securities 1983 - 1988
Skills
General Ledger, Accounting, Financial Reporting, Investments, Financial Accounting, Microsoft Word, PowerPoint, Auditing, Account Reconciliation
Education
San Francisco State University
Bachelor of Science (BS), Accounting and Business/Management
Self-employed 1985 - Present
Montgomery Securities 1983 - 1988
Skills
General Ledger, Accounting, Financial Reporting, Investments, Financial Accounting, Microsoft Word, PowerPoint, Auditing, Account Reconciliation
Education
San Francisco State University
Bachelor of Science (BS), Accounting and Business/Management
Cathryn Coons Cathryn Coons's Montgomery Securities Experience May 1995 - November 1999
Job JPMorgan Chase
Industry Banking
Experience
JPMorgan Chase August 2013 - Present
RBC Capital Markets November 1999 - September 2001
Montgomery Securities May 1995 - November 1999
Skills
Equities, Series 7, Microsoft Excel, Investment Banking, Securities, Series 63, Investments, Hedge Funds, Asset Management, Travel Arrangements, Calendaring, Mergers & Acquisitions, Financial Analysis
Education
San Diego State University-California State University 1985 — 1990
Bachelor of Arts, Liberal Arts and Sciences/Liberal Studies
JPMorgan Chase August 2013 - Present
RBC Capital Markets November 1999 - September 2001
Montgomery Securities May 1995 - November 1999
Skills
Equities, Series 7, Microsoft Excel, Investment Banking, Securities, Series 63, Investments, Hedge Funds, Asset Management, Travel Arrangements, Calendaring, Mergers & Acquisitions, Financial Analysis
Education
San Diego State University-California State University 1985 — 1990
Bachelor of Arts, Liberal Arts and Sciences/Liberal Studies
William Pan's Montgomery Securities Experience February 1995 - August 1997
Job Entrepreneur, CoFounder at LastBash
Industry Internet
Experience
LastBash 2010 - Present
Standard Pacific Capital August 2007 - December 2008
Sequence Capital August 2006 - June 2007
GT Capital March 2003 - August 2006
Blue Martini Software January 2001 - February 2003
Desktop.com August 1999 - November 2000
Oracle Corporation June 1998 - August 1998
Montgomery Securities February 1995 - August 1997
E*TRADE Financial 1996 - 1996
Skills
Venture Capital, Start-ups, Hedge Funds, Investments, Product Management, Corporate Development, Equities, Business Strategy, Portfolio Management, Entrepreneurship, Asset Managment, Private Equity, Mergers, Financial Modeling, Competitive Analysis, E-commerce, Valuation, Business Development, Strategy, Finance, Mergers & Acquisitions, Management
Education
Stanford Graduate School of Business 1997 — 1999
MBA
University of California at Berkeley 1990 — 1994
BS, Finance & Accounting (Highest Honors)
LastBash 2010 - Present
Standard Pacific Capital August 2007 - December 2008
Sequence Capital August 2006 - June 2007
GT Capital March 2003 - August 2006
Blue Martini Software January 2001 - February 2003
Desktop.com August 1999 - November 2000
Oracle Corporation June 1998 - August 1998
Montgomery Securities February 1995 - August 1997
E*TRADE Financial 1996 - 1996
Skills
Venture Capital, Start-ups, Hedge Funds, Investments, Product Management, Corporate Development, Equities, Business Strategy, Portfolio Management, Entrepreneurship, Asset Managment, Private Equity, Mergers, Financial Modeling, Competitive Analysis, E-commerce, Valuation, Business Development, Strategy, Finance, Mergers & Acquisitions, Management
Education
Stanford Graduate School of Business 1997 — 1999
MBA
University of California at Berkeley 1990 — 1994
BS, Finance & Accounting (Highest Honors)
Bill Urda's Montgomery Securities Experience August 1993 - January 1996
Job Senior Analyst, Retail at The Boston Consulting Group
Industry Research
Experience
The Boston Consulting Group January 2008 - Present
TechnoServe March 2007 - August 2007
Gap Inc. October 2005 - December 2005
Gap Inc. October 2002 - September 2005
Robertson Stephens, Inc. May 1999 - November 2001
Gap Inc. February 1996 - April 1999
Montgomery Securities August 1993 - January 1996
Education
Middlebury College 1989 — 1993
B.A., Economics, Creative Writing
The Boston Consulting Group January 2008 - Present
TechnoServe March 2007 - August 2007
Gap Inc. October 2005 - December 2005
Gap Inc. October 2002 - September 2005
Robertson Stephens, Inc. May 1999 - November 2001
Gap Inc. February 1996 - April 1999
Montgomery Securities August 1993 - January 1996
Education
Middlebury College 1989 — 1993
B.A., Economics, Creative Writing
Mia (Greene) Valmassei's Montgomery Securities Experience April 1993 - May 1996
Job
Industry Investment Banking
Experience
Fidessa April 2010 - Present
Banc of America Securities, LLC June 2006 - February 2009
Bank of America March 1997 - June 2006
Montgomery Securities April 1993 - May 1996
Skills
Electronic Trading, Trading Systems, Trading, Equity Trading, Equities, Equity Derivatives, Securities, Capital Markets, Derivatives, Market Data, Options, Fixed Income, Banking, Middle Office, Prime Brokerage
Education
University of Michigan 1984 — 1988
University of Chicago High School 1980 — 1984
Fidessa April 2010 - Present
Banc of America Securities, LLC June 2006 - February 2009
Bank of America March 1997 - June 2006
Montgomery Securities April 1993 - May 1996
Skills
Electronic Trading, Trading Systems, Trading, Equity Trading, Equities, Equity Derivatives, Securities, Capital Markets, Derivatives, Market Data, Options, Fixed Income, Banking, Middle Office, Prime Brokerage
Education
University of Michigan 1984 — 1988
University of Chicago High School 1980 — 1984
Joe Ramos's Montgomery Securities Experience 1985 - 1987
Job
Industry Financial Services
Experience
Private Capital Management 1987 - Present
Montgomery Securities 1985 - 1987
Arthur Andersen 1982 - 1985
Skills
Wealth Management, Investment Advisory, Asset Protection, Insurance Consulting, Tax Planning, Qualified Retirement..., Wealth, Financial Planners, Real Estate, Investment Strategies, Investment Management, Estate Planning, Wealth Management..., Finance, Securities, Alternative Investments, Mutual Funds, Investments, Asset Management, Portfolio Management
Education
College for Financial Planning 1988 — 1990
University of California, Berkeley - Walter A. Haas School of Business
Business
Miramonte
Private Capital Management 1987 - Present
Montgomery Securities 1985 - 1987
Arthur Andersen 1982 - 1985
Skills
Wealth Management, Investment Advisory, Asset Protection, Insurance Consulting, Tax Planning, Qualified Retirement..., Wealth, Financial Planners, Real Estate, Investment Strategies, Investment Management, Estate Planning, Wealth Management..., Finance, Securities, Alternative Investments, Mutual Funds, Investments, Asset Management, Portfolio Management
Education
College for Financial Planning 1988 — 1990
University of California, Berkeley - Walter A. Haas School of Business
Business
Miramonte
Jill Godsey's Montgomery Securities Experience June 1990 - May 1992
Job
Industry Financial Services
Experience
Charles Schwab & Co. May 2011 - May 2015
Charles Schwab 2004 - 2011
Charles Schwab 1996 - 2004
the good guys May 1992 - November 1996
Montgomery Securities June 1990 - May 1992
Skills
Series 63, Strategic Planning, Financial Analysis, Finance, Series 24, Series 7, Financial Services, Risk Management, Process Control, Outsourcing, Strategy, Corporate Finance, Strategic Financial..., Management, Series 27, Series 99, Anti Money Laundering, Mergers & Acquisitions
Education
University of California, Berkeley, Haas School of Business 1986 — 1996
BS, MBA, Business, Economic Analysis, magna cum laude
University of California, Berkeley 1986 — 1990
Bs, Business
Charles Schwab & Co. May 2011 - May 2015
Charles Schwab 2004 - 2011
Charles Schwab 1996 - 2004
the good guys May 1992 - November 1996
Montgomery Securities June 1990 - May 1992
Skills
Series 63, Strategic Planning, Financial Analysis, Finance, Series 24, Series 7, Financial Services, Risk Management, Process Control, Outsourcing, Strategy, Corporate Finance, Strategic Financial..., Management, Series 27, Series 99, Anti Money Laundering, Mergers & Acquisitions
Education
University of California, Berkeley, Haas School of Business 1986 — 1996
BS, MBA, Business, Economic Analysis, magna cum laude
University of California, Berkeley 1986 — 1990
Bs, Business
Eric Ross's Montgomery Securities Experience November 1997 - February 1999
Job Managing Partner at Watch Harbor Asset Management
Industry Investment Banking
Experience
Watch Harbor Asset Management December 2009 - Present
Canaccord Adams September 2007 - January 2010
ThinkEquity June 2004 - September 2007
ThinkEquity Partners 2004 - 2007
Improv Systems 2004 - 2007
Investec 2002 - 2004
Thomas Weisel Partners 1999 - 2002
Montgomery Securities November 1997 - February 1999
Bank of America Securities 1997 - 1999
Nationsbanc Montgomery 1997 - 1999
Skills
Financial Modeling, Valuation, Investments, Equities, Private Equity, Capital Markets, Investment Banking, Venture Capital, Mergers & Acquisitions, Corporate Finance
Education
University of California, Berkeley 1992 — 1994
MS, Chemistry
University of Rochester 1988 — 1992
BS, Chemistry
Watch Harbor Asset Management December 2009 - Present
Canaccord Adams September 2007 - January 2010
ThinkEquity June 2004 - September 2007
ThinkEquity Partners 2004 - 2007
Improv Systems 2004 - 2007
Investec 2002 - 2004
Thomas Weisel Partners 1999 - 2002
Montgomery Securities November 1997 - February 1999
Bank of America Securities 1997 - 1999
Nationsbanc Montgomery 1997 - 1999
Skills
Financial Modeling, Valuation, Investments, Equities, Private Equity, Capital Markets, Investment Banking, Venture Capital, Mergers & Acquisitions, Corporate Finance
Education
University of California, Berkeley 1992 — 1994
MS, Chemistry
University of Rochester 1988 — 1992
BS, Chemistry
Hunter Ziesing's Montgomery Securities Experience 1986 - 2002
Job Director, Retail Partnerships
Industry Financial Services
Experience
Hammer Nutrition September 2015 - Present
Charity of Choice September 2011 - Present
Charity of Choice Foundation January 2004 - Present
Echelon Gran Fondo September 2009 - November 2012
Echelon Gran Fondo January 2009 - January 2012
Avondale Funds/Conquest Capital 2002 - January 2008
Banc of America Securities February 1986 - December 2002
Montgomery Securities 1986 - 2002
Skills
Fitness, Fundraising, Hedge Funds, Non-profits, Social Media, Mutual Funds, CRM, Entrepreneurship, Start-ups, Alternative Investments, Equities, Private Equity, Investment Banking, Portfolio Management, Asset Management, Fixed Income, Marketing, Valuation, Series 7, Social Media Marketing, Capital Markets, Venture Capital, Sales, Charities, Prime Brokerage, Nonprofits, Mergers & Acquisitions, Private Placements, Corporate Development, Finance
Education
University of Denver 1980 — 1984
BSBA Finance
University of Denver - Daniels College of Business 1978 — 1982
BSBA
Hammer Nutrition September 2015 - Present
Charity of Choice September 2011 - Present
Charity of Choice Foundation January 2004 - Present
Echelon Gran Fondo September 2009 - November 2012
Echelon Gran Fondo January 2009 - January 2012
Avondale Funds/Conquest Capital 2002 - January 2008
Banc of America Securities February 1986 - December 2002
Montgomery Securities 1986 - 2002
Skills
Fitness, Fundraising, Hedge Funds, Non-profits, Social Media, Mutual Funds, CRM, Entrepreneurship, Start-ups, Alternative Investments, Equities, Private Equity, Investment Banking, Portfolio Management, Asset Management, Fixed Income, Marketing, Valuation, Series 7, Social Media Marketing, Capital Markets, Venture Capital, Sales, Charities, Prime Brokerage, Nonprofits, Mergers & Acquisitions, Private Placements, Corporate Development, Finance
Education
University of Denver 1980 — 1984
BSBA Finance
University of Denver - Daniels College of Business 1978 — 1982
BSBA
Dan Logue's Montgomery Securities Experience 1993 - 1997
Job Compliance Vice President at Pershing, a BNY Mellon company
Industry Financial Services
Experience
Pershing, a BNY Mellon company March 2015 - Present
Mission Critical Services October 2014 - February 2015
MKM Partners 2012 - 2014
BNY ConvergEx 2008 - 2012
Jensen Group 2007 - 2008
New York Stock Exchnge 1998 - 2007
Banc of America Securities 1997 - 2007
Montgomery Securities 1993 - 1997
Merrill Lynch 1990 - 1993
Merrill Lynch 1984 - 1990
Skills
Compliance, Series 7, Equities, Securities, FINRA, Hedge Funds, Series 63, Capital Markets, Trading, Equity Trading, Options, Alternative Investments, Series 24, Asset Management, Derivatives, Electronic Trading, Investments, Fixed Income, AML
Education
FINRA Institute at Wharton 2007 — 2009
CRCP, Securities Regulation and Compliance
New York Law School 1987 — 1991
JD, Law
Union College 1979 — 1982
BA, Political Science
Pershing, a BNY Mellon company March 2015 - Present
Mission Critical Services October 2014 - February 2015
MKM Partners 2012 - 2014
BNY ConvergEx 2008 - 2012
Jensen Group 2007 - 2008
New York Stock Exchnge 1998 - 2007
Banc of America Securities 1997 - 2007
Montgomery Securities 1993 - 1997
Merrill Lynch 1990 - 1993
Merrill Lynch 1984 - 1990
Skills
Compliance, Series 7, Equities, Securities, FINRA, Hedge Funds, Series 63, Capital Markets, Trading, Equity Trading, Options, Alternative Investments, Series 24, Asset Management, Derivatives, Electronic Trading, Investments, Fixed Income, AML
Education
FINRA Institute at Wharton 2007 — 2009
CRCP, Securities Regulation and Compliance
New York Law School 1987 — 1991
JD, Law
Union College 1979 — 1982
BA, Political Science
Julie Bianchi's Montgomery Securities Experience December 1990 - October 1998
Job Managing Director Pacific Placement Group
Industry Staffing and Recruiting
Experience
Pacific Placement Group January 2011 - Present
Nordstrom September 2009 - January 2011
Groupe Insearch January 2004 - May 2009
Career Group October 1998 - May 2003
Montgomery Securities December 1990 - October 1998
Skills
Sourcing, Human Resources, Employee Relations, Talent Management, Talent Acquisition, Onboarding, Office Management, Resume Writing, Event Planning, Applicant Tracking..., Social Networking, Account Management, Sales, Administrative..., Internet Recruiting, Marketing, PowerPoint, Event Management, Outlook, Temporary Placement, Executive Search, Administrative..., Recruiting, Management
Education
Mission Bay High School
General
San Diego State University-California State University
BA, Psychology
Pacific Placement Group January 2011 - Present
Nordstrom September 2009 - January 2011
Groupe Insearch January 2004 - May 2009
Career Group October 1998 - May 2003
Montgomery Securities December 1990 - October 1998
Skills
Sourcing, Human Resources, Employee Relations, Talent Management, Talent Acquisition, Onboarding, Office Management, Resume Writing, Event Planning, Applicant Tracking..., Social Networking, Account Management, Sales, Administrative..., Internet Recruiting, Marketing, PowerPoint, Event Management, Outlook, Temporary Placement, Executive Search, Administrative..., Recruiting, Management
Education
Mission Bay High School
General
San Diego State University-California State University
BA, Psychology
Saquib Rahmani's Montgomery Securities Experience June 2000 - August 2004
Job Sr Storage Engineer at Altera
Industry Information Technology and Services
Experience
Altera November 2012 - Present
Bank Of America June 2008 - December 2012
Bank of America May 2007 - January 2009
Banc of America Securities August 2005 - May 2007
Banc of America Securities January 2003 - August 2004
Montgomery Securities June 2000 - August 2004
Ross Stores, Inc. 1999 - 2000
Skills
NAS, Solaris, NetApp, Storage, Brocade, Team Leadership, Disaster Recovery, Data Center, Servers, System Administration, Storage Area Networks, EMC Storage, High Availability, Unix Shell Scripting, Enterprise Architecture, Unix, Windows Server, VMware, ITIL, Red Hat Linux, Operating Systems, Shell Scripting, Security, SAN
Education
UMIST 1997 — 1998
Masters, Information Systems Engineering
The University of Manchester 1994 — 1997
Bachelors, Medical Informatics
Altera November 2012 - Present
Bank Of America June 2008 - December 2012
Bank of America May 2007 - January 2009
Banc of America Securities August 2005 - May 2007
Banc of America Securities January 2003 - August 2004
Montgomery Securities June 2000 - August 2004
Ross Stores, Inc. 1999 - 2000
Skills
NAS, Solaris, NetApp, Storage, Brocade, Team Leadership, Disaster Recovery, Data Center, Servers, System Administration, Storage Area Networks, EMC Storage, High Availability, Unix Shell Scripting, Enterprise Architecture, Unix, Windows Server, VMware, ITIL, Red Hat Linux, Operating Systems, Shell Scripting, Security, SAN
Education
UMIST 1997 — 1998
Masters, Information Systems Engineering
The University of Manchester 1994 — 1997
Bachelors, Medical Informatics
Brandt Williams's Montgomery Securities Experience July 1995 - March 1998
Job Director at Wells Fargo Prime Services
Industry Financial Services
Experience
Wells Fargo Prime Services March 2005 - Present
Renassiance Club Sport 2007 - 2011
Bank of America Primebrokerage March 1998 - March 2005
Montgomery Securities July 1995 - March 1998
Group One Trading, LP 1992 - 1995
Pacific Coast Options Exchange 1987 - 1995
Skills
Hedge Funds, Equities, Investments, Options, Portfolio Management, Securities, Series 7, Series 63, Trading, Mutual Funds, Fixed Income, Financial Services, Bloomberg, Capital Markets, Asset Management, Asset Allocation, Alternative Investments
Education
Saint Mary's College of California 1983 — 1987
BS, Business Administration
Wells Fargo Prime Services March 2005 - Present
Renassiance Club Sport 2007 - 2011
Bank of America Primebrokerage March 1998 - March 2005
Montgomery Securities July 1995 - March 1998
Group One Trading, LP 1992 - 1995
Pacific Coast Options Exchange 1987 - 1995
Skills
Hedge Funds, Equities, Investments, Options, Portfolio Management, Securities, Series 7, Series 63, Trading, Mutual Funds, Fixed Income, Financial Services, Bloomberg, Capital Markets, Asset Management, Asset Allocation, Alternative Investments
Education
Saint Mary's College of California 1983 — 1987
BS, Business Administration
Marc Karetsky's Montgomery Securities Experience February 1996 - July 2003
Job Managing Director at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley Private Wealth Management July 2015 - Present
Barclays September 2008 - July 2015
Lehman Brothers August 2003 - September 2008
Montgomery Securities February 1996 - July 2003
Smith Barney May 1989 - February 1996
Drexel Burnham Lambert May 1983 - May 1989
Education
Tulane University 1979 — 1983
BA, History
Morgan Stanley Private Wealth Management July 2015 - Present
Barclays September 2008 - July 2015
Lehman Brothers August 2003 - September 2008
Montgomery Securities February 1996 - July 2003
Smith Barney May 1989 - February 1996
Drexel Burnham Lambert May 1983 - May 1989
Education
Tulane University 1979 — 1983
BA, History
Lena Dalbey's Montgomery Securities Experience 1997 - 2000
Job Managing Partner at JDB Capital Partners
Industry Investment Banking
Experience
JDB Capital Partners (Investment Banking) June 2007 - Present
Morgan Stanley 2000 - 2002
Montgomery Securities 1997 - 2000
Salomon Brothers 1993 - 1997
Skills
Mergers, Acquisitions, Capital Raising, Private Equity, Restructuring, Equity Valuation, Broker-Dealer, Capital Structure
Education
University of Pennsylvania - The Wharton School 1991 — 1993
MBA, Finance
University of Arizona 1984 — 1988
BS, Finance
JDB Capital Partners (Investment Banking) June 2007 - Present
Morgan Stanley 2000 - 2002
Montgomery Securities 1997 - 2000
Salomon Brothers 1993 - 1997
Skills
Mergers, Acquisitions, Capital Raising, Private Equity, Restructuring, Equity Valuation, Broker-Dealer, Capital Structure
Education
University of Pennsylvania - The Wharton School 1991 — 1993
MBA, Finance
University of Arizona 1984 — 1988
BS, Finance
Marjorie Cango's Montgomery Securities Experience 1998 - 2000
Job Technical Lead @ Chevron
Industry Oil & Energy
Experience
Chevron January 2011 - Present
Chevron 2009 - 2010
Chevron 2007 - 2009
Linuxcare 1999 - 2001
Montgomery Securities 1998 - 2000
Skills
Business Analysis, Change Management, Project Management, Software Development, Project Planning, Project Portfolio..., SDLC, MS Project, IT Management, Business Process..., SharePoint, Software Documentation, Software Project..., Program Management, Cloud Computing, Requirements Analysis, Integration, IT Strategy
Education
University of California, Berkeley 1981 — 1985
BA, Statistics/Industrial Engineering
Chevron January 2011 - Present
Chevron 2009 - 2010
Chevron 2007 - 2009
Linuxcare 1999 - 2001
Montgomery Securities 1998 - 2000
Skills
Business Analysis, Change Management, Project Management, Software Development, Project Planning, Project Portfolio..., SDLC, MS Project, IT Management, Business Process..., SharePoint, Software Documentation, Software Project..., Program Management, Cloud Computing, Requirements Analysis, Integration, IT Strategy
Education
University of California, Berkeley 1981 — 1985
BA, Statistics/Industrial Engineering
Diane Merdian's Montgomery Securities Experience July 1995 - March 2000
Job Financial Executive
Industry Financial Services
Experience
Redwood Trust April 2010 - March 2012
Redwood Trust August 2008 - November 2009
Keefe, Bruyette & Woods January 2003 - April 2008
Morgan Stanley March 2000 - November 2001
Montgomery Securities July 1995 - March 2000
Smith Barney May 1994 - June 1995
Wellington Management September 1989 - April 1994
Kemper Financial Services September 1988 - August 1989
Salomon Brothers September 1984 - August 1988
Federal Reserve Bank of Kansas City June 1981 - July 1983
Education
The University of Chicago Booth School of Business 1983 — 1984
Finance
The University of Kansas 1978 — 1981
BA, Economics
Redwood Trust April 2010 - March 2012
Redwood Trust August 2008 - November 2009
Keefe, Bruyette & Woods January 2003 - April 2008
Morgan Stanley March 2000 - November 2001
Montgomery Securities July 1995 - March 2000
Smith Barney May 1994 - June 1995
Wellington Management September 1989 - April 1994
Kemper Financial Services September 1988 - August 1989
Salomon Brothers September 1984 - August 1988
Federal Reserve Bank of Kansas City June 1981 - July 1983
Education
The University of Chicago Booth School of Business 1983 — 1984
Finance
The University of Kansas 1978 — 1981
BA, Economics
Bruce Brugler's Montgomery Securities Experience 1993 - 2004
Job Managing Director at Presidio Financial Partners
Industry Financial Services
Experience
The Presidio Group LLC November 2004 - Present
montgomery securities 1993 - 2004
Schlumberger 1985 - 1989
Education
Stanford University Graduate School of Business 1991 — 1993
MBA
Stanford University 1981 — 1985
BS, Mechanical Engineering
The Presidio Group LLC November 2004 - Present
montgomery securities 1993 - 2004
Schlumberger 1985 - 1989
Education
Stanford University Graduate School of Business 1991 — 1993
MBA
Stanford University 1981 — 1985
BS, Mechanical Engineering
Edward Weller's Montgomery Securities Experience 1986 - 1993
Job Managing Director at Sixth Avenue Partners
Industry Investment Banking
Experience
Sixth Avenue Partners October 2010 - Present
1000Museums March 2012 - August 2012
ThinkEquity LLC 2003 - 2011
Robertson Stephens, llc 1993 - December 1999
Montgomery Securities 1986 - 1993
E.F. Hutton 1980 - 1986
Sanford C. Bernstein December 1973 - December 1979
Skills
Equity Valuation, Investment Banking, Equity Research, Private Placements, IPO, Capital Markets, Equities, Private Equity, Valuation, Corporate Development, Financial Modeling, Corporate Finance, Venture Capital, Financial Markets, Series 7, Securities, Asset Managment, Investments, Trading, Mergers, Alternative Investments, Investor Relations, Mergers & Acquisitions, M&A experience, Bloomberg, Asset Management
Education
City University of New York Graduate Center 1969 — 1973
None (ABD), English, Linguistics
Penn State University 1962 — 1969
Bachelor of Arts (B.A.), English, French
Northeast High School 1958 — 1962
Sixth Avenue Partners October 2010 - Present
1000Museums March 2012 - August 2012
ThinkEquity LLC 2003 - 2011
Robertson Stephens, llc 1993 - December 1999
Montgomery Securities 1986 - 1993
E.F. Hutton 1980 - 1986
Sanford C. Bernstein December 1973 - December 1979
Skills
Equity Valuation, Investment Banking, Equity Research, Private Placements, IPO, Capital Markets, Equities, Private Equity, Valuation, Corporate Development, Financial Modeling, Corporate Finance, Venture Capital, Financial Markets, Series 7, Securities, Asset Managment, Investments, Trading, Mergers, Alternative Investments, Investor Relations, Mergers & Acquisitions, M&A experience, Bloomberg, Asset Management
Education
City University of New York Graduate Center 1969 — 1973
None (ABD), English, Linguistics
Penn State University 1962 — 1969
Bachelor of Arts (B.A.), English, French
Northeast High School 1958 — 1962
Chalece Erixon's Montgomery Securities Experience 1993 - 1996
Job Director, Newman Alumni Center, University of Miami
Industry Education Management
Experience
University of Miami September 2008 - Present
The Scholar Ship October 2004 - July 2008
Chancellor Beacon Academies November 2000 - August 2004
Ameriserve/Prosource May 1996 - May 2000
Montgomery Securities 1993 - 1996
Skills
Human Resources, Leadership, Management, Employee Relations, Recruiting, Employee Benefits, Succession Planning, Budgets, Process Improvement, Marketing, Conflict Resolution, Cross-functional Team..., Project Planning, HRIS, Personnel Management, Policy, Higher Education, Community Outreach, Event Planning, Organizational..., Office Administration, Mergers & Acquisitions, International Education
Education
University of California, Los Angeles
B.A., Cum Laude, Double Major: Art History and English Literature
University of Miami September 2008 - Present
The Scholar Ship October 2004 - July 2008
Chancellor Beacon Academies November 2000 - August 2004
Ameriserve/Prosource May 1996 - May 2000
Montgomery Securities 1993 - 1996
Skills
Human Resources, Leadership, Management, Employee Relations, Recruiting, Employee Benefits, Succession Planning, Budgets, Process Improvement, Marketing, Conflict Resolution, Cross-functional Team..., Project Planning, HRIS, Personnel Management, Policy, Higher Education, Community Outreach, Event Planning, Organizational..., Office Administration, Mergers & Acquisitions, International Education
Education
University of California, Los Angeles
B.A., Cum Laude, Double Major: Art History and English Literature
Jennifer Emmett's Montgomery Securities Experience September 1997 - June 1999
Job Director of Operations at Lucas Venture Group
Industry Venture Capital & Private Equity
Experience
Lucas Venture Group October 2013 - Present
Trident Capital July 2007 - January 2013
Tyco Healthcare October 2006 - June 2007
Texas Pacific Group May 2005 - September 2006
Alliant Partners February 2003 - April 2005
Alliant Partners May 2000 - January 2003
Banc of America Securities June 1999 - April 2000
Montgomery Securities September 1997 - June 1999
Skills
Office Administration, Office Management, Venture Capital, Mergers, Calendaring, Outlook, Concur, Start-ups, Executive Support, Calendars, Travel Arrangements, Event Planning, Project Coordination, Financial Accounting, Expense Reports, Spreadsheets
Education
University of California, Berkeley 1993 — 1996
Bachelor of Arts, History
Lucas Venture Group October 2013 - Present
Trident Capital July 2007 - January 2013
Tyco Healthcare October 2006 - June 2007
Texas Pacific Group May 2005 - September 2006
Alliant Partners February 2003 - April 2005
Alliant Partners May 2000 - January 2003
Banc of America Securities June 1999 - April 2000
Montgomery Securities September 1997 - June 1999
Skills
Office Administration, Office Management, Venture Capital, Mergers, Calendaring, Outlook, Concur, Start-ups, Executive Support, Calendars, Travel Arrangements, Event Planning, Project Coordination, Financial Accounting, Expense Reports, Spreadsheets
Education
University of California, Berkeley 1993 — 1996
Bachelor of Arts, History
Kim Arthur's Montgomery Securities Experience 1987 - 1998
Job President/CEO at Main Management, LLC
Industry Financial Services
Experience
Main Management, LLC Managing DirectorBanc of America SecuritiesSeptember 1998 - August 2002
Montgomery Securities 1987 - 1998
Skills
Equities, Mergers & Acquisitions, Portfolio Management, Alternative Investments, Capital Markets, Investments, Hedge Funds, Asset Management, Asset Allocation, Management, ETFs, Fixed Income, Equity Research, Institutional Sales, Financial Analysis, Private Equity, Financial Modeling, Investment Banking
Education
University of California, Davis 1980 — 1985
Main Management, LLC Managing DirectorBanc of America SecuritiesSeptember 1998 - August 2002
Montgomery Securities 1987 - 1998
Skills
Equities, Mergers & Acquisitions, Portfolio Management, Alternative Investments, Capital Markets, Investments, Hedge Funds, Asset Management, Asset Allocation, Management, ETFs, Fixed Income, Equity Research, Institutional Sales, Financial Analysis, Private Equity, Financial Modeling, Investment Banking
Education
University of California, Davis 1980 — 1985
Shifee Losacco's Montgomery Securities Experience 1990 - 1997
Job Director at UBS
Industry Financial Services
Experience
UBS July 2005 - Present
UBS - InSearch 2005 - Present
UBS Investment Bank 2005 - Present
Banc of America Securities July 1990 - May 2005
Banc of America Securites 1990 - 2005
Montgomery Securities 1990 - 1997
Education
State University of New York at New Paltz 1979 — 1983
BA, Theatre Arts
UBS July 2005 - Present
UBS - InSearch 2005 - Present
UBS Investment Bank 2005 - Present
Banc of America Securities July 1990 - May 2005
Banc of America Securites 1990 - 2005
Montgomery Securities 1990 - 1997
Education
State University of New York at New Paltz 1979 — 1983
BA, Theatre Arts
Chris Antipa's Montgomery Securities Experience 1996 - 2003
Job Director at Investment Technology Group, Inc.
Industry Capital Markets
Experience
Investment Technology Group, Inc. 2008 - Present
Legend Merchant Group 2008 - 2008
Urchin Captial Partners, LLC 2005 - 2007
Thomas Weisel Partners 2003 - 2004
Bofa Securities 1996 - 2003
Montgomery Securities 1996 - 2003
Sutro & Co. January 1994 - December 1996
Skills
Equity Trading, Electronic Trading, Series 7, Equities, Portfolio Management, Trading, Mutual Funds, Mergers, Hedging, Capital Markets, Trading Strategies, Hedge Funds, Venture Capital, Bloomberg, Trading Systems, Financial Markets, Options
Education
University of California, Santa Barbara
Bachelor’s Degree
Investment Technology Group, Inc. 2008 - Present
Legend Merchant Group 2008 - 2008
Urchin Captial Partners, LLC 2005 - 2007
Thomas Weisel Partners 2003 - 2004
Bofa Securities 1996 - 2003
Montgomery Securities 1996 - 2003
Sutro & Co. January 1994 - December 1996
Skills
Equity Trading, Electronic Trading, Series 7, Equities, Portfolio Management, Trading, Mutual Funds, Mergers, Hedging, Capital Markets, Trading Strategies, Hedge Funds, Venture Capital, Bloomberg, Trading Systems, Financial Markets, Options
Education
University of California, Santa Barbara
Bachelor’s Degree
David Levesque, MSBA's Montgomery Securities Experience 1997 - 2007
Job Senior Accountant at Brady Enterprises
Industry Consumer Electronics
Experience
Brady Enterprises June 2015 - Present
Salitek Inc. April 2013 - May 2015
Overall Carpenters October 2009 - March 2013
Canaccord Adams August 2008 - September 2009
Canaccord Genuity Inc. 2008 - 2009
Banc of America Securities September 1997 - December 2007
Montgomery Securities 1997 - 2007
Jack White & Company 1996 - 1997
Skills
Financial Analysis, Equities, Series 7, Capital Markets, Business Development, Corporate FP&A, Accounting, Business Analysis, CRM Databases, Asset Management, Bloomberg, Finance, Investments, Leadership, Portfolio Management, Securities, Trading, Valuation, Fixed Income, Hedge Funds, Investment Banking, Equity Trading, Derivatives, Financial Services, Management, Series 63
Education
San Francisco State University 1998 — 2000
MSBA, Finance
San Diego State University-California State University 1990 — 1995
BS, Finance
Brady Enterprises June 2015 - Present
Salitek Inc. April 2013 - May 2015
Overall Carpenters October 2009 - March 2013
Canaccord Adams August 2008 - September 2009
Canaccord Genuity Inc. 2008 - 2009
Banc of America Securities September 1997 - December 2007
Montgomery Securities 1997 - 2007
Jack White & Company 1996 - 1997
Skills
Financial Analysis, Equities, Series 7, Capital Markets, Business Development, Corporate FP&A, Accounting, Business Analysis, CRM Databases, Asset Management, Bloomberg, Finance, Investments, Leadership, Portfolio Management, Securities, Trading, Valuation, Fixed Income, Hedge Funds, Investment Banking, Equity Trading, Derivatives, Financial Services, Management, Series 63
Education
San Francisco State University 1998 — 2000
MSBA, Finance
San Diego State University-California State University 1990 — 1995
BS, Finance
Wilvin Szeto's Montgomery Securities Experience August 1996 - June 1997
Job VP, Technology Operations & Business Systems at Art.com
Industry Information Technology and Services
Experience
Art.com April 2012 - Present
Sendme, Inc September 2008 - March 2012
Charles Schwab June 1997 - August 2008
Montgomery Securities August 1996 - June 1997
Deloitte Consulting August 1993 - August 1996
Morgan Stanley June 1986 - August 1993
Skills
Mobile Devices, Integration, Technology, Executive Management, Vendor Management, SaaS, Analytics, Product Management, E-commerce, Cloud Computing, Agile Methodologies, Start-ups, Mobile Applications, IT Strategy, Software Project..., Cross-functional Team...
Education
University of California, Berkeley 1983 — 1986
BS
Art.com April 2012 - Present
Sendme, Inc September 2008 - March 2012
Charles Schwab June 1997 - August 2008
Montgomery Securities August 1996 - June 1997
Deloitte Consulting August 1993 - August 1996
Morgan Stanley June 1986 - August 1993
Skills
Mobile Devices, Integration, Technology, Executive Management, Vendor Management, SaaS, Analytics, Product Management, E-commerce, Cloud Computing, Agile Methodologies, Start-ups, Mobile Applications, IT Strategy, Software Project..., Cross-functional Team...
Education
University of California, Berkeley 1983 — 1986
BS
Darin Fierstein's Montgomery Securities Experience 1995 - 1998
Job Research Analyst at RCM Capital Management
Industry Investment Management
Experience
RCM Capital Management 2007 - Present
Homestore 2000 - 2002
Montgomery Securities 1995 - 1998
Education
University of Southern California - Marshall School of Business 1998 — 2000
MBA, Finance
University of California, Santa Barbara
RCM Capital Management 2007 - Present
Homestore 2000 - 2002
Montgomery Securities 1995 - 1998
Education
University of Southern California - Marshall School of Business 1998 — 2000
MBA, Finance
University of California, Santa Barbara
Christina Sellers's Montgomery Securities Experience 1990 - 1993
Job President, West Benefits Group
Industry Insurance
Experience
West Benefits Group April 2000 - Present
Northwestern Mutual December 1998 - April 2000
Montgomery Securities 1990 - 1993
Education
San Francisco State University, College of Business 1985 — 1989
West Benefits Group April 2000 - Present
Northwestern Mutual December 1998 - April 2000
Montgomery Securities 1990 - 1993
Education
San Francisco State University, College of Business 1985 — 1989
Mark Varnes's Montgomery Securities Experience 1993 - 1998
Job Student
Industry Music
Experience
PDV LLC January 2012 - Present
BTIG 2003 - September 2011
Banc of America Securities 1998 - 2003
Montgomery Securities 1993 - 1998
Performance Analytics 1990 - 1993
CME/CBOT - Independent Floor Trader June 1980 - May 1990
Skills
Managerial Experience, Equity Trading, Risk Management, Problem Solving, Customer Service, Business Process..., Brand Loyalty
Education
University of Illinois at Chicago 1980 — 1986
BBA, Finance, Capital Markets
Montini HS 1975 — 1979
PDV LLC January 2012 - Present
BTIG 2003 - September 2011
Banc of America Securities 1998 - 2003
Montgomery Securities 1993 - 1998
Performance Analytics 1990 - 1993
CME/CBOT - Independent Floor Trader June 1980 - May 1990
Skills
Managerial Experience, Equity Trading, Risk Management, Problem Solving, Customer Service, Business Process..., Brand Loyalty
Education
University of Illinois at Chicago 1980 — 1986
BBA, Finance, Capital Markets
Montini HS 1975 — 1979
Susie Erin's Montgomery Securities Experience 1994 - 1996
Job Information Technology and Services Professional
Industry Information Technology and Services
Experience
ADS Solutions 2010 - 2011
Discovery Channel 2000 - 2008
Smith & Hawken 1998 - 2000
Mother's Cookies 1996 - 1998
Montgomery Securities 1994 - 1996
Sierra Detroit Deisel Allison 1992 - 1993
Del Monte Foods 1991 - 1992
Sierra Detroit Diesel Allison 1988 - 1991
Royal Viking Line 1985 - 1988
Zacky Farms 1980 - 1985
Skills
SQL, Programming, RPG, Computer Hardware, Troubleshooting, IBM iSeries, IBM AS/400
Education
San Diego State University-California State University 1979 — 1980
ADS Solutions 2010 - 2011
Discovery Channel 2000 - 2008
Smith & Hawken 1998 - 2000
Mother's Cookies 1996 - 1998
Montgomery Securities 1994 - 1996
Sierra Detroit Deisel Allison 1992 - 1993
Del Monte Foods 1991 - 1992
Sierra Detroit Diesel Allison 1988 - 1991
Royal Viking Line 1985 - 1988
Zacky Farms 1980 - 1985
Skills
SQL, Programming, RPG, Computer Hardware, Troubleshooting, IBM iSeries, IBM AS/400
Education
San Diego State University-California State University 1979 — 1980
Eric Pinsky's Montgomery Securities Experience February 1998 - September 1998
Job Director at BlackRock
Industry Financial Services
Experience
BlackRock January 2008 - Present
BlackRock January 2004 - January 2008
BlackRock May 2002 - January 2004
Barclays Global Investors September 1998 - May 2002
Montgomery Securities February 1998 - September 1998
Skills
Fixed Income, Equities, Asset Managment, Portfolio Management, Bloomberg, Derivatives, ETFs, Trading Systems, Financial Modeling, Asset Management
Education
University of California, Berkeley 1994 — 1997
Bachelor of Arts (B.A.), Anthropology
University of California, Berkeley 1993 — 1997
Anthropology
BlackRock January 2008 - Present
BlackRock January 2004 - January 2008
BlackRock May 2002 - January 2004
Barclays Global Investors September 1998 - May 2002
Montgomery Securities February 1998 - September 1998
Skills
Fixed Income, Equities, Asset Managment, Portfolio Management, Bloomberg, Derivatives, ETFs, Trading Systems, Financial Modeling, Asset Management
Education
University of California, Berkeley 1994 — 1997
Bachelor of Arts (B.A.), Anthropology
University of California, Berkeley 1993 — 1997
Anthropology
Rose Anne Cato's Montgomery Securities Experience December 1983 - September 1987
Job Director of Contracting Services (Faculty Group Practice) at University of Arkansas for Medical Sciences
Industry Insurance
Experience
University of Arkansas for Medical Sciences College of Medicine May 2012 - Present
QualChoice March 2005 - May 2012
HealthScope Benefits November 2004 - March 2005
Health Net Federal Services 1999 - 2004
CIGNA HealthCare January 1994 - July 1999
Career Systems Development Corp October 1992 - November 1993
Mass Mutual October 1987 - September 1992
Montgomery Securities December 1983 - September 1987
Skills
Account Management, Claim, Data Analysis, Employee Benefits, HIPAA, Health Insurance, Healthcare, Health Policy, Healthcare Management, Insurance, Managed Care, Management, Medicaid, Healthcare Information..., Program Management, Process Improvement, Medicare, Provider Relations, Strategic Planning, SDLC
Education
University of California, Santa Barbara 1978 — 1983
Bachelor of Arts, Psychology & Sociology
University of Arkansas for Medical Sciences College of Medicine May 2012 - Present
QualChoice March 2005 - May 2012
HealthScope Benefits November 2004 - March 2005
Health Net Federal Services 1999 - 2004
CIGNA HealthCare January 1994 - July 1999
Career Systems Development Corp October 1992 - November 1993
Mass Mutual October 1987 - September 1992
Montgomery Securities December 1983 - September 1987
Skills
Account Management, Claim, Data Analysis, Employee Benefits, HIPAA, Health Insurance, Healthcare, Health Policy, Healthcare Management, Insurance, Managed Care, Management, Medicaid, Healthcare Information..., Program Management, Process Improvement, Medicare, Provider Relations, Strategic Planning, SDLC
Education
University of California, Santa Barbara 1978 — 1983
Bachelor of Arts, Psychology & Sociology
Driggers, Monica's Montgomery Securities Experience 1994 - 1995
Job Director, Gender and Justice Project
Industry Think Tanks
Experience
Wellesely Centers for Women April 2002 - Present
Judicial Council of California 1996 - 2000
Montgomery Securities 1994 - 1995
Skills
Community Organizing, Fundraising, Public Speaking, Curriculum Development, Strategic Planning, Social Media, Non-profits, Community Outreach, Policy Analysis, Grant Writing, Grants, Public Policy, Program Development, Program Evaluation, Research
Education
University of Denver 1989 — 1992
Doctor of Law (J.D.), Environmental and Administrative Law
University of Chicago 1983 — 1987
Contract Researcher, West Publishing
Wellesely Centers for Women April 2002 - Present
Judicial Council of California 1996 - 2000
Montgomery Securities 1994 - 1995
Skills
Community Organizing, Fundraising, Public Speaking, Curriculum Development, Strategic Planning, Social Media, Non-profits, Community Outreach, Policy Analysis, Grant Writing, Grants, Public Policy, Program Development, Program Evaluation, Research
Education
University of Denver 1989 — 1992
Doctor of Law (J.D.), Environmental and Administrative Law
University of Chicago 1983 — 1987
Contract Researcher, West Publishing
Michal Kisilevitz's Montgomery Securities Experience April 1995 - July 1997
Job Executive Director, JV Advisory Group at Water Street Partners
Industry Management Consulting
Experience
Water Street Partners May 2011 - Present
Corporate Executive Board August 2004 - May 2011
McKinsey 1997 - 2004
Montgomery Securities April 1995 - July 1997
Global One 1996 - 1996
Education
University of Pennsylvania - The Wharton School 1995 — 1997
MBA
The Hebrew University 1989 — 1992
BA, Business, economics
Water Street Partners May 2011 - Present
Corporate Executive Board August 2004 - May 2011
McKinsey 1997 - 2004
Montgomery Securities April 1995 - July 1997
Global One 1996 - 1996
Education
University of Pennsylvania - The Wharton School 1995 — 1997
MBA
The Hebrew University 1989 — 1992
BA, Business, economics
Deb Palladino's Montgomery Securities Experience July 1994 - February 1997
Job Independent Consultant
Industry Financial Services
Experience
Management Consulting September 2013 - Present
Fidelity Investments July 2006 - April 2013
Fidelity Investments December 2002 - July 2006
Upromise March 2002 - December 2002
Fidelity Investments December 2000 - February 2002
Fidelity Investments July 1997 - December 2000
Montgomery Securities July 1994 - February 1997
Benham Funds July 1993 - July 1994
North American Security Life (now Manulife Financial) June 1987 - July 1993
Skills
SDLC, Financial Services, Vendor Management, Risk Management, IT Strategy, Business Intelligence, Project Management, Program Management, Analysis, Business Analysis, Business Requirements, Leadership, PMO, Software Project...
Education
Saint Michael's College 1983 — 1987
Management Consulting September 2013 - Present
Fidelity Investments July 2006 - April 2013
Fidelity Investments December 2002 - July 2006
Upromise March 2002 - December 2002
Fidelity Investments December 2000 - February 2002
Fidelity Investments July 1997 - December 2000
Montgomery Securities July 1994 - February 1997
Benham Funds July 1993 - July 1994
North American Security Life (now Manulife Financial) June 1987 - July 1993
Skills
SDLC, Financial Services, Vendor Management, Risk Management, IT Strategy, Business Intelligence, Project Management, Program Management, Analysis, Business Analysis, Business Requirements, Leadership, PMO, Software Project...
Education
Saint Michael's College 1983 — 1987
Kimberly Hering's Montgomery Securities Experience 1987 - 1995
Job Realtor at Alain Pinel Realtors
Industry Writing and Editing
Experience
Alain Pinel Realtors January 2014 - Present
Jefferies & Company 1996 - 2001
Montgomery Securities 1987 - 1995
Skills
Sellers, Downsizing, Investment Properties, Marketing, Real Estate, Public Speaking, Real Estate Transactions, Strategic Planning, Customer Service, Sales
Education
University of Colorado Boulder
Bachelor's Degree, Economics, College
Semester At Sea
Catlin Gabel School
Highschool
Alain Pinel Realtors January 2014 - Present
Jefferies & Company 1996 - 2001
Montgomery Securities 1987 - 1995
Skills
Sellers, Downsizing, Investment Properties, Marketing, Real Estate, Public Speaking, Real Estate Transactions, Strategic Planning, Customer Service, Sales
Education
University of Colorado Boulder
Bachelor's Degree, Economics, College
Semester At Sea
Catlin Gabel School
Highschool
Joan Schriger's Montgomery Securities Experience 1986 - 1988
Job Managing Partner
Industry Investment Banking
Experience
Pharus Advisors, LLC April 2012 - Present
Harvest Capital Strategies, JMP Securities October 2010 - April 2012
Montgomery Securities 1986 - 1988
Montgomery Securities 1986 - 1988
Education
University of California, Berkeley
Pharus Advisors, LLC April 2012 - Present
Harvest Capital Strategies, JMP Securities October 2010 - April 2012
Montgomery Securities 1986 - 1988
Montgomery Securities 1986 - 1988
Education
University of California, Berkeley
Marcy Ziesing's Montgomery Securities Experience 1985 - 1986
Job *
Industry Nonprofit Organization Management
Experience
My Charity of Choice 2012 - Present
Echelon Gran Fondo 2009 - 2012
Conquest Capital Management 1996 - 2006
Shepard Mullin Richter & Hampton 1989 - 1993
Montgomery Securities 1985 - 1986
Skills
Microsoft Word, Microsoft Excel, QuickBooks, Dreamweaver, PowerPoint
Education
University of California, Los Angeles - School of Law 1986 — 1989
Doctor of Law (JD)
University of California, Berkeley 1980 — 1984
Bachelor of Arts (BA), Economics
Institut d'Etudes politiques de Bordeaux 1982 — 1983
Economics
My Charity of Choice 2012 - Present
Echelon Gran Fondo 2009 - 2012
Conquest Capital Management 1996 - 2006
Shepard Mullin Richter & Hampton 1989 - 1993
Montgomery Securities 1985 - 1986
Skills
Microsoft Word, Microsoft Excel, QuickBooks, Dreamweaver, PowerPoint
Education
University of California, Los Angeles - School of Law 1986 — 1989
Doctor of Law (JD)
University of California, Berkeley 1980 — 1984
Bachelor of Arts (BA), Economics
Institut d'Etudes politiques de Bordeaux 1982 — 1983
Economics
Jim Greenfield's Montgomery Securities Experience August 1993 - May 1999
Job Executive Director, Private Wealth Management, Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley Private Wealth Management July 2002 - Present
Robertson Stephens May 1999 - July 2002
Montgomery Securities August 1993 - May 1999
Arthur Andersen & Co. August 1987 - June 1991
Education
University of California, Berkeley, Haas School of Business 1991 — 1993
MBA, Finance
University of the Pacific 1983 — 1987
Bachelor's of Science, Business Administration and Management, General
Morgan Stanley Private Wealth Management July 2002 - Present
Robertson Stephens May 1999 - July 2002
Montgomery Securities August 1993 - May 1999
Arthur Andersen & Co. August 1987 - June 1991
Education
University of California, Berkeley, Haas School of Business 1991 — 1993
MBA, Finance
University of the Pacific 1983 — 1987
Bachelor's of Science, Business Administration and Management, General
Larry Goldsmith's Montgomery Securities Experience March 1996 - 1998
Job Managing Director at FBR
Industry Real Estate
Experience
FBR July 2009 - Present
LJG Advisors, LLC February 2009 - July 2009
Banc of America Securities March 1996 - February 2009
Montgomery Securities March 1996 - 1998
Montgomery Securities (Banc of America Securities) 1994 - 1997
Credit Suisse First Boston 1994 - 1996
Skills
Negotiation, Mergers, Real Estate Investment, Equities, Real Estate, Investment Banking, Capital Markets, Valuation, Strategy, Structured Finance, Investment Properties, Finance, Mergers & Acquisitions, Asset Management, Financial Modeling, Investments, Due Diligence, Financial Structuring, Corporate Finance
Education
The University of Texas at Austin 1990 — 1994
BS, Finance
Memphis University School
FBR July 2009 - Present
LJG Advisors, LLC February 2009 - July 2009
Banc of America Securities March 1996 - February 2009
Montgomery Securities March 1996 - 1998
Montgomery Securities (Banc of America Securities) 1994 - 1997
Credit Suisse First Boston 1994 - 1996
Skills
Negotiation, Mergers, Real Estate Investment, Equities, Real Estate, Investment Banking, Capital Markets, Valuation, Strategy, Structured Finance, Investment Properties, Finance, Mergers & Acquisitions, Asset Management, Financial Modeling, Investments, Due Diligence, Financial Structuring, Corporate Finance
Education
The University of Texas at Austin 1990 — 1994
BS, Finance
Memphis University School
Janet Tarkoff's Montgomery Securities Experience 1994 - 1998
Job Founder and Chief Executive Officer at j.loraine, LLC
Industry Apparel & Fashion
Experience
j.loraine, LLC 2013 - Present
JMP Group Inc. 2003 - 2013
JMP Securities 2003 - 2013
Harvest Capital Strategies 2003 - 2013
Thomas Weisel Partners 2000 - 2003
Winston & Strawn LLP 1998 - 2000
Montgomery Securities 1994 - 1998
Banc of America Securities (fka Montgomery Securities) 1994 - 1998
Montgomery Securities/Bank of America Securities 1994 - 1998
Skills
Private Equity, Securities, Venture Capital, Corporate Law, Hedge Funds, Mergers & Acquisitions, Asset Management, Investments, Alternative Investments, Due Diligence, Capital Markets, M&A experience, Equities
Education
University of California, Hastings College of the Law 1989 — 1992
JD, Law
Pepperdine University 1985 — 1988
BA, Political Science
j.loraine, LLC 2013 - Present
JMP Group Inc. 2003 - 2013
JMP Securities 2003 - 2013
Harvest Capital Strategies 2003 - 2013
Thomas Weisel Partners 2000 - 2003
Winston & Strawn LLP 1998 - 2000
Montgomery Securities 1994 - 1998
Banc of America Securities (fka Montgomery Securities) 1994 - 1998
Montgomery Securities/Bank of America Securities 1994 - 1998
Skills
Private Equity, Securities, Venture Capital, Corporate Law, Hedge Funds, Mergers & Acquisitions, Asset Management, Investments, Alternative Investments, Due Diligence, Capital Markets, M&A experience, Equities
Education
University of California, Hastings College of the Law 1989 — 1992
JD, Law
Pepperdine University 1985 — 1988
BA, Political Science
Jackie Luksic-Howell's Montgomery Securities Experience May 1993 - February 1995
Job School Counselor
Industry Education Management
Experience
Springboro Intermediate School March 2015 - Present
Fairfield City Schools October 2014 - January 2015
Middletown City Schools August 2013 - May 2014
FuturaKids, LLC July 2007 - September 2011
Paragon Alliance January 2001 - August 2003
Dayton Business Committee 1995 - 2000
Montgomery Securities May 1993 - February 1995
Perimeter American School & Private Business Sector April 1992 - May 1993
Skills
Customer Service, Strategic Planning, Purchasing, Public Speaking, Microsoft Office, Leadership, Higher Education, Fundraising, Event Planning, Community Outreach, Teaching, Research
Education
University of Dayton 2011 — 2014
Master's Degree, School Counseling
The Ohio State University 1986 — 1988
B.A Org'l Communication, Public Relations, Journalism, French
Northmont High School 1980 — 1984
Springboro Intermediate School March 2015 - Present
Fairfield City Schools October 2014 - January 2015
Middletown City Schools August 2013 - May 2014
FuturaKids, LLC July 2007 - September 2011
Paragon Alliance January 2001 - August 2003
Dayton Business Committee 1995 - 2000
Montgomery Securities May 1993 - February 1995
Perimeter American School & Private Business Sector April 1992 - May 1993
Skills
Customer Service, Strategic Planning, Purchasing, Public Speaking, Microsoft Office, Leadership, Higher Education, Fundraising, Event Planning, Community Outreach, Teaching, Research
Education
University of Dayton 2011 — 2014
Master's Degree, School Counseling
The Ohio State University 1986 — 1988
B.A Org'l Communication, Public Relations, Journalism, French
Northmont High School 1980 — 1984
John Keshner's Montgomery Securities Experience June 2000 - October 2001
Job Managing Director, Endowments and Foundations
Industry Investment Management
Experience
Northern Trust February 2005 - Present
Brown Brothers Harriman October 2001 - February 2005
Montgomery Securities June 2000 - October 2001
Nuveen Investments June 1993 - June 2000
Nuveen Investments January 1990 - August 1991
Skills
Asset Allocation, Alternative Investments, Investment Strategies, Investment Banking, Portfolio Assessment, Portfolio Construction, M&A experience, Manager Search,..., Investment Policy..., Risk Management, Presentations, Market Analysis, Global Economy, Driving Growth, Team Leadership, Team Building, Team Management, Board Relations
Education
The University of Chicago - Booth School of Business 2011 — 2011
Strategic Business Leadership
University of Pennsylvania - The Wharton School 2005 — 2005
Certified Investment Management Analyst
The University of Texas at Austin 1991 — 1993
Master of Business Administration (M.B.A.), Finance, General
University of Michigan 1985 — 1989
Bachelor of Arts (BA), History
Oak Park and River Forest High School 1981 — 1985
Northern Trust February 2005 - Present
Brown Brothers Harriman October 2001 - February 2005
Montgomery Securities June 2000 - October 2001
Nuveen Investments June 1993 - June 2000
Nuveen Investments January 1990 - August 1991
Skills
Asset Allocation, Alternative Investments, Investment Strategies, Investment Banking, Portfolio Assessment, Portfolio Construction, M&A experience, Manager Search,..., Investment Policy..., Risk Management, Presentations, Market Analysis, Global Economy, Driving Growth, Team Leadership, Team Building, Team Management, Board Relations
Education
The University of Chicago - Booth School of Business 2011 — 2011
Strategic Business Leadership
University of Pennsylvania - The Wharton School 2005 — 2005
Certified Investment Management Analyst
The University of Texas at Austin 1991 — 1993
Master of Business Administration (M.B.A.), Finance, General
University of Michigan 1985 — 1989
Bachelor of Arts (BA), History
Oak Park and River Forest High School 1981 — 1985
Patrick Oswald's Montgomery Securities Experience 1992 - 2002
Job Head of Institutional Sales at WR Hambrecht + Co
Industry Financial Services
Experience
WR Hambrecht + Co May 2014 - Present
Wedbush Private Company Strategies October 2013 - May 2014
SharesPost August 2012 - September 2013
Think Equity January 2011 - September 2011
Morgan Stanley Smith Barney September 2009 - February 2011
Screaming Eagle Trading August 2007 - February 2009
San Ramon Valley Little League 2007 - 2009
JMP Securities 2003 - 2005
Montgomery Securities 1992 - 2002
UC Davis 1983 - 1992
Skills
Financial Services, Mutual Funds, Asset Management, Equities, Securities, Hedge Funds, Investment Banking, Investments, Private Equity, Equity Research, Series 7, ETFs, Corporate Finance, Venture Capital, Portfolio Management, Mergers & Acquisitions, Management, Sales, Trading, Finance, Alternative Investments, Series 63, Valuation, Equity Trading, Due Diligence, Asset Allocation, Business Strategy, Financial Modeling, Start-ups, Wealth Management, Bloomberg, Corporate Development, Asset Managment, Angel Investing, Investment Management, Investment Strategies, Fixed Income, Capital Markets, Financial Markets, Options, Funding
Education
University of California, Davis - Graduate School of Management 1992 — 1993
MBA, Finance
De La Salle high 1979 — 1983
WR Hambrecht + Co May 2014 - Present
Wedbush Private Company Strategies October 2013 - May 2014
SharesPost August 2012 - September 2013
Think Equity January 2011 - September 2011
Morgan Stanley Smith Barney September 2009 - February 2011
Screaming Eagle Trading August 2007 - February 2009
San Ramon Valley Little League 2007 - 2009
JMP Securities 2003 - 2005
Montgomery Securities 1992 - 2002
UC Davis 1983 - 1992
Skills
Financial Services, Mutual Funds, Asset Management, Equities, Securities, Hedge Funds, Investment Banking, Investments, Private Equity, Equity Research, Series 7, ETFs, Corporate Finance, Venture Capital, Portfolio Management, Mergers & Acquisitions, Management, Sales, Trading, Finance, Alternative Investments, Series 63, Valuation, Equity Trading, Due Diligence, Asset Allocation, Business Strategy, Financial Modeling, Start-ups, Wealth Management, Bloomberg, Corporate Development, Asset Managment, Angel Investing, Investment Management, Investment Strategies, Fixed Income, Capital Markets, Financial Markets, Options, Funding
Education
University of California, Davis - Graduate School of Management 1992 — 1993
MBA, Finance
De La Salle high 1979 — 1983
Allen Zebrowski's Montgomery Securities Experience May 1993 - April 1998
Job Le Grand Fromage at Vandelay Industries
Industry Investment Banking
Experience
Vandelay Industries March 2011 - Present
Wollborg/Michelson September 2007 - March 2008
BART September 2007 - March 2008
Wells Fargo April 2007 - August 2007
BART January 2007 - April 2007
Genentech August 2006 - September 2006
United Airlines January 2006 - June 2006
Edward Jones July 2005 - October 2005
Banc of America Securities May 1998 - April 2001
Montgomery Securities May 1993 - April 1998
Skills
Outlook, Microsoft Excel, Lotus Notes, Recruiting, Customer Service, Employee Relations, Management, Accounts Payable, Human Resources, PowerPoint, Market Research, Project Planning, Research, Forecasting, Sales, Event Management
Education
San Francisco State University
BS, Business
San Francisco Zen Center
Buddhism
Seton Hall University
BA, Psychology
Tse Chen Ling Tibetan Buddhist Center
Emptiness
Vandelay Industries March 2011 - Present
Wollborg/Michelson September 2007 - March 2008
BART September 2007 - March 2008
Wells Fargo April 2007 - August 2007
BART January 2007 - April 2007
Genentech August 2006 - September 2006
United Airlines January 2006 - June 2006
Edward Jones July 2005 - October 2005
Banc of America Securities May 1998 - April 2001
Montgomery Securities May 1993 - April 1998
Skills
Outlook, Microsoft Excel, Lotus Notes, Recruiting, Customer Service, Employee Relations, Management, Accounts Payable, Human Resources, PowerPoint, Market Research, Project Planning, Research, Forecasting, Sales, Event Management
Education
San Francisco State University
BS, Business
San Francisco Zen Center
Buddhism
Seton Hall University
BA, Psychology
Tse Chen Ling Tibetan Buddhist Center
Emptiness
Michael Hofemann's Montgomery Securities Experience 1994 - 1997
Job VP International Business Development at Joe Fresh
Industry Marketing and Advertising
Experience
FINCH life curated November 2012 - Present
Joe Fresh April 2014 - February 2015
AXIS PROMOTIONS March 2001 - March 2013
ROCKEFELLER FOUNDATION 1999 - 2001
BASIC NUTRITION INC. 1997 - 2000
MONTGOMERY SECURITIES 1994 - 1997
CS FIRST BOSTON 1991 - 1994
WESTERN FEDERAL 1988 - 1990
BOULEVARD BANK, N.A., 1986 - 1988
Skills
Strategy, Management, Finance, Risk Management, Marketing, New Business Development, Entrepreneurship, Leadership, Sales, Product Development, Business Strategy, E-commerce, Investments, Corporate Finance, Valuation
Education
University of Illinois at Chicago 1983 — 1986
Finance, Finance
FINCH life curated November 2012 - Present
Joe Fresh April 2014 - February 2015
AXIS PROMOTIONS March 2001 - March 2013
ROCKEFELLER FOUNDATION 1999 - 2001
BASIC NUTRITION INC. 1997 - 2000
MONTGOMERY SECURITIES 1994 - 1997
CS FIRST BOSTON 1991 - 1994
WESTERN FEDERAL 1988 - 1990
BOULEVARD BANK, N.A., 1986 - 1988
Skills
Strategy, Management, Finance, Risk Management, Marketing, New Business Development, Entrepreneurship, Leadership, Sales, Product Development, Business Strategy, E-commerce, Investments, Corporate Finance, Valuation
Education
University of Illinois at Chicago 1983 — 1986
Finance, Finance
Karen Gernand's Montgomery Securities Experience 1993 - 1996
Job Editor at Judicial Council of California
Industry Writing and Editing
Experience
Judicial Council of California October 2010 - Present
Nixon Peabody January 2005 - October 2010
Montgomery Securities 1993 - 1996
SRI International 1991 - 1993
Kevex Instruments 1984 - 1990
Skills
Proofreading, Word, Editing, Software Documentation, Microsoft Word, Advertising, PowerPoint, Newsletters, Marketing, Copy Editing, Event Planning, Creative Writing, Blogging, Nonprofits, Books, Training
Education
University of California, San Diego 2010 — 2011
Certificate Program, Copyediting
University of California, Irvine 1981 — 1984
B.A., Psychology
Judicial Council of California October 2010 - Present
Nixon Peabody January 2005 - October 2010
Montgomery Securities 1993 - 1996
SRI International 1991 - 1993
Kevex Instruments 1984 - 1990
Skills
Proofreading, Word, Editing, Software Documentation, Microsoft Word, Advertising, PowerPoint, Newsletters, Marketing, Copy Editing, Event Planning, Creative Writing, Blogging, Nonprofits, Books, Training
Education
University of California, San Diego 2010 — 2011
Certificate Program, Copyediting
University of California, Irvine 1981 — 1984
B.A., Psychology
Owen Hart's Montgomery Securities Experience 1994 - 1999
Job Managing Director, Mergers & Acquisitions at Robert W. Baird & Co.
Industry Investment Banking
Experience
Robert W. Baird & Co. 2012 - Present
Robert W. Baird & Co. 2012 - Present
Cowen and Company, LLC 2003 - 2012
Thomas Weisel Partners 1999 - 2003
Montgomery Securities 1994 - 1999
Lazard 1989 - 1994
Drexel Burnham Lambert 1987 - 1989
Skills
Corporate Finance, Management, Private Equity, Mergers, Valuation, Mergers & Acquisitions, Venture Capital, Investment Banking, Strategy, Corporate Development, Strategic Planning, Investments, Leveraged Finance, LBO, Private Placements, Finance, Hedge Funds, Start-ups, Business Strategy, Emerging Markets, Entrepreneurship, Financial Analysis, IPO, M, Portfolio Management
Education
University of Pennsylvania - The Wharton School 1985 — 1987
MBA, Finance, Real Estate Finance
University of Pennsylvania 1979 — 1982
MLA, Landscape Architecture
Tufts University 1974 — 1978
BA, Environmental Planning & Design
Robert W. Baird & Co. 2012 - Present
Robert W. Baird & Co. 2012 - Present
Cowen and Company, LLC 2003 - 2012
Thomas Weisel Partners 1999 - 2003
Montgomery Securities 1994 - 1999
Lazard 1989 - 1994
Drexel Burnham Lambert 1987 - 1989
Skills
Corporate Finance, Management, Private Equity, Mergers, Valuation, Mergers & Acquisitions, Venture Capital, Investment Banking, Strategy, Corporate Development, Strategic Planning, Investments, Leveraged Finance, LBO, Private Placements, Finance, Hedge Funds, Start-ups, Business Strategy, Emerging Markets, Entrepreneurship, Financial Analysis, IPO, M, Portfolio Management
Education
University of Pennsylvania - The Wharton School 1985 — 1987
MBA, Finance, Real Estate Finance
University of Pennsylvania 1979 — 1982
MLA, Landscape Architecture
Tufts University 1974 — 1978
BA, Environmental Planning & Design
Thomas Sullivan's Montgomery Securities Experience August 1989 - January 1994
Job Managing Director at River Branch Holdings LLC
Industry Investment Banking
Experience
River Branch Holdings LLC September 2013 - Present
G2 Investment Group, LLC March 2011 - September 2013
Industry Ventures June 2009 - May 2010
Credit Suisse-DLJ April 1998 - January 2009
Row 44, Inc. 2008 - 2009
Pets Choice May 1996 - May 2003
RBC Capital Markets May 1996 - April 1998
Piper Jaffray February 1994 - June 1996
Montgomery Securities August 1989 - January 1994
Skills
Real Estate, Private Equity, Venture Capital, Alternative Investments, Investment Banking, Private Placements, Hedge Funds, Capital Markets, Equities, Asset Management, Fixed Income, Investments, Investor Relations, Due Diligence, Corporate Finance, Mergers & Acquisitions, Emerging Markets, Securities, Corporate Development, Business Strategy
Education
University of Michigan - Stephen M. Ross School of Business
Bachelor of Business Administration (BBA), Accounting and Finance
University of Virginia - Darden Graduate School of Business Administration
MBA
River Branch Holdings LLC September 2013 - Present
G2 Investment Group, LLC March 2011 - September 2013
Industry Ventures June 2009 - May 2010
Credit Suisse-DLJ April 1998 - January 2009
Row 44, Inc. 2008 - 2009
Pets Choice May 1996 - May 2003
RBC Capital Markets May 1996 - April 1998
Piper Jaffray February 1994 - June 1996
Montgomery Securities August 1989 - January 1994
Skills
Real Estate, Private Equity, Venture Capital, Alternative Investments, Investment Banking, Private Placements, Hedge Funds, Capital Markets, Equities, Asset Management, Fixed Income, Investments, Investor Relations, Due Diligence, Corporate Finance, Mergers & Acquisitions, Emerging Markets, Securities, Corporate Development, Business Strategy
Education
University of Michigan - Stephen M. Ross School of Business
Bachelor of Business Administration (BBA), Accounting and Finance
University of Virginia - Darden Graduate School of Business Administration
MBA
Catarina Schwab's Montgomery Securities Experience 1996 - 1998
Job Advisory Board | Consultant at NPX, LLC
Industry Philanthropy
Experience
NPX, LLC January 2015 - Present
NPX, LLC June 2014 - December 2014
buildOn October 2008 - May 2013
Flicka Boutique 2003 - 2008
PocketThis April 2001 - June 2003
Arts Alliance Ventures February 1999 - March 2001
Montgomery Securities 1996 - 1998
Skills
Community Outreach, Volunteer Management, Philanthropy, Fundraising, Non-profits, Grant Writing, Nonprofits, Start-ups, Public Speaking, Press Releases, Leadership, Program Development, Youth Development, Program Management, Grants
Education
Princeton University 1992 — 1996
Bachelor of Arts, History
Phillips Exeter Academy 1989 — 1992
High School
New Canaan High School 1988 — 1989
NPX, LLC January 2015 - Present
NPX, LLC June 2014 - December 2014
buildOn October 2008 - May 2013
Flicka Boutique 2003 - 2008
PocketThis April 2001 - June 2003
Arts Alliance Ventures February 1999 - March 2001
Montgomery Securities 1996 - 1998
Skills
Community Outreach, Volunteer Management, Philanthropy, Fundraising, Non-profits, Grant Writing, Nonprofits, Start-ups, Public Speaking, Press Releases, Leadership, Program Development, Youth Development, Program Management, Grants
Education
Princeton University 1992 — 1996
Bachelor of Arts, History
Phillips Exeter Academy 1989 — 1992
High School
New Canaan High School 1988 — 1989
Linda Selbach's Montgomery Securities Experience 1986 - 1990
Job Banking & Investment Management
Industry Financial Services
Experience
Citigroup Inc. November 2014 - Present
K2 Solutions, Inc. February 2012 - October 2013
Barge Consulting, LLC January 2011 - June 2012
University of North Carolina at Chapel Hill 2009 - 2009
Wellington Management 2005 - 2008
ICGN 2002 - 2008
Barclays Global Investors 1991 - 2005
Montgomery Securities 1986 - 1990
Bank of America June 1984 - 1986
Skills
Corporate Governance, Asset Managment, Policy, Investments, Risk Management, Management, Investor Relations, Analysis, Asset Management, Capital Markets, Equities, Finance, Executive Management, Financial Services, Financial Markets, IPO, Mergers, Securities, Strategic Planning, Financial Analysis, Strategy
Education
University of California, Berkeley
AB, College of Letters and Science
University of California, Berkeley
MLS, School of Information Management and Systems
University of California, Berkeley, Haas School of Business
MBA, Corporate Finance
Citigroup Inc. November 2014 - Present
K2 Solutions, Inc. February 2012 - October 2013
Barge Consulting, LLC January 2011 - June 2012
University of North Carolina at Chapel Hill 2009 - 2009
Wellington Management 2005 - 2008
ICGN 2002 - 2008
Barclays Global Investors 1991 - 2005
Montgomery Securities 1986 - 1990
Bank of America June 1984 - 1986
Skills
Corporate Governance, Asset Managment, Policy, Investments, Risk Management, Management, Investor Relations, Analysis, Asset Management, Capital Markets, Equities, Finance, Executive Management, Financial Services, Financial Markets, IPO, Mergers, Securities, Strategic Planning, Financial Analysis, Strategy
Education
University of California, Berkeley
AB, College of Letters and Science
University of California, Berkeley
MLS, School of Information Management and Systems
University of California, Berkeley, Haas School of Business
MBA, Corporate Finance
Brown McCullough's Montgomery Securities Experience 1998 - 2000
Job Sector Manager at Ranger Investments Inc
Industry Financial Services
Experience
Ranger Investments Inc February 2015 - Present
Cortex Capital January 2013 - Present
Kleinheinz Capital Partners 2011 - Present
EMS Capital 2007 - December 2011
North Sound Capital 2003 - 2006
Yahoo! Inc. 2001 - 2003
Montgomery Securities 1998 - 2000
Education
Stanford University Graduate School of Business 2002 — 2004
MBA
University of Virginia 1994 — 1998
Ranger Investments Inc February 2015 - Present
Cortex Capital January 2013 - Present
Kleinheinz Capital Partners 2011 - Present
EMS Capital 2007 - December 2011
North Sound Capital 2003 - 2006
Yahoo! Inc. 2001 - 2003
Montgomery Securities 1998 - 2000
Education
Stanford University Graduate School of Business 2002 — 2004
MBA
University of Virginia 1994 — 1998
Peter Joers's Montgomery Securities Experience 1998 - 2002
Job Partner, Greenline Partners, LLC
Industry Investment Management
Experience
Greenline Partners 2012 - Present
Bridgewater Associates 2010 - 2012
Bank of America 2002 - 2010
Montgomery Securities 1998 - 2002
Skills
Hedge Funds, Alternative Investments, Asset Managment, Wealth Management, Investment Management, Risk Parity, Asset Allocation, Global Tactical Asset..., Tactical Asset..., LDI, Pension Funds, Institutional..., Portfolio Management, Portfolio Risk, Manager Selection, Investments, Asset Management, Private Equity, Investment Advisory, High Net Worth..., Investment Strategies, Wealth Management..., Derivatives, Mutual Funds, Securities
Education
Southern Methodist University - Cox School of Business 1990 — 1991
Master of Business Administration (MBA), Finance, General
University of Washington 1984 — 1988
Bachelor of Arts (B.A.), Political Science
Greenline Partners 2012 - Present
Bridgewater Associates 2010 - 2012
Bank of America 2002 - 2010
Montgomery Securities 1998 - 2002
Skills
Hedge Funds, Alternative Investments, Asset Managment, Wealth Management, Investment Management, Risk Parity, Asset Allocation, Global Tactical Asset..., Tactical Asset..., LDI, Pension Funds, Institutional..., Portfolio Management, Portfolio Risk, Manager Selection, Investments, Asset Management, Private Equity, Investment Advisory, High Net Worth..., Investment Strategies, Wealth Management..., Derivatives, Mutual Funds, Securities
Education
Southern Methodist University - Cox School of Business 1990 — 1991
Master of Business Administration (MBA), Finance, General
University of Washington 1984 — 1988
Bachelor of Arts (B.A.), Political Science
Michael B. Armstrong's Montgomery Securities Experience 1995 - 1999
Job Financial Services: Exploring New Opportunities
Industry Investment Banking
Experience
ThinkEquity LLC 2001 - 2012
Merrill Lynch 2000 - 2001
Montgomery Securities 1995 - 1999
Skills
Licensed Supervisory..., Series 24, 7 and 63, Equity Research, Investment Banking, Asset Management, Equities, Leadership, Business Development, Valuation, Equity Valuation
Education
University of California, Berkeley
Bachelor of Arts (B.A.), Economics
ThinkEquity LLC 2001 - 2012
Merrill Lynch 2000 - 2001
Montgomery Securities 1995 - 1999
Skills
Licensed Supervisory..., Series 24, 7 and 63, Equity Research, Investment Banking, Asset Management, Equities, Leadership, Business Development, Valuation, Equity Valuation
Education
University of California, Berkeley
Bachelor of Arts (B.A.), Economics
Michael Guthrie's Montgomery Securities Experience August 1994 - September 1997
Job Chief Financial Officer at TrueCar, Inc.
Industry Online Media
Experience
TrueCar, Inc. January 2012 - Present
SharesPost January 2011 - November 2011
Corax Capital Partners February 2009 - January 2011
Symphony Technology Group, LLC January 2007 - January 2009
Garnett & Helfrich Capital January 2004 - December 2006
TPG Ventures, LLC September 2000 - January 2004
J&W Seligman September 1999 - September 2000
Credit Suisse First Boston September 1997 - September 1999
Montgomery Securities August 1994 - September 1997
Union Bank of California September 1988 - June 1992
Skills
Venture Capital, Corporate Development, Private Equity, Mergers, Start-ups, Growth Capital, Financial Modeling, Investment Banking, Entrepreneurship, Valuation, Business Strategy, Due Diligence, Angel Investing, Investments, Strategy
Education
Stanford University Graduate School of Business 1992 — 1994
Masters, Business Administration
University of Virginia 1983 — 1987
BA, Economics
TrueCar, Inc. January 2012 - Present
SharesPost January 2011 - November 2011
Corax Capital Partners February 2009 - January 2011
Symphony Technology Group, LLC January 2007 - January 2009
Garnett & Helfrich Capital January 2004 - December 2006
TPG Ventures, LLC September 2000 - January 2004
J&W Seligman September 1999 - September 2000
Credit Suisse First Boston September 1997 - September 1999
Montgomery Securities August 1994 - September 1997
Union Bank of California September 1988 - June 1992
Skills
Venture Capital, Corporate Development, Private Equity, Mergers, Start-ups, Growth Capital, Financial Modeling, Investment Banking, Entrepreneurship, Valuation, Business Strategy, Due Diligence, Angel Investing, Investments, Strategy
Education
Stanford University Graduate School of Business 1992 — 1994
Masters, Business Administration
University of Virginia 1983 — 1987
BA, Economics
Robert Pitti's Montgomery Securities Experience 1996 - 1999
Job Partner at VSL Partners
Industry Venture Capital & Private Equity
Experience
VSL Partners May 2014 - Present
Skyline Advisors 2013 - Present
BNY Mellon 2010 - 2013
US Trust, Bank of America Private Wealth Management 2006 - 2008
Harris myCFO 2003 - 2006
Thomas Weisel Partners 1999 - 2003
Montgomery Securities 1996 - 1999
Skills
Alternative Investments, Hedge Funds, Asset Allocation, Portfolio Management, Wealth Management, Investment Strategies, Private Equity, Investment Advisory, Capital Markets, Venture Capital, Wealth Management..., Asset Management, Investment Management, Options
Education
The University of Chicago Booth School of Business 1988 — 1990
MBA, Finance and Economics
The George Washington University 1984 — 1986
BBA, Finance and Economics
VSL Partners May 2014 - Present
Skyline Advisors 2013 - Present
BNY Mellon 2010 - 2013
US Trust, Bank of America Private Wealth Management 2006 - 2008
Harris myCFO 2003 - 2006
Thomas Weisel Partners 1999 - 2003
Montgomery Securities 1996 - 1999
Skills
Alternative Investments, Hedge Funds, Asset Allocation, Portfolio Management, Wealth Management, Investment Strategies, Private Equity, Investment Advisory, Capital Markets, Venture Capital, Wealth Management..., Asset Management, Investment Management, Options
Education
The University of Chicago Booth School of Business 1988 — 1990
MBA, Finance and Economics
The George Washington University 1984 — 1986
BBA, Finance and Economics
Michele Levrant Bernstein's Montgomery Securities Experience 1996 - 1997
Job Vice President, Supervisory Analyst at Cowen and Company
Industry Financial Services
Experience
Cowen and Company September 2011 - Present
Keefe, Bruyette & Woods November 2009 - September 2011
Banc of America Securities March 2001 - June 2009
Self Employed 1997 - 2001
Montgomery Securities 1996 - 1997
S.G.Warburg 1992 - 1995
Cowen and Company 1991 - 1992
Education
Stony Brook University
Bachelor of Arts
Cowen and Company September 2011 - Present
Keefe, Bruyette & Woods November 2009 - September 2011
Banc of America Securities March 2001 - June 2009
Self Employed 1997 - 2001
Montgomery Securities 1996 - 1997
S.G.Warburg 1992 - 1995
Cowen and Company 1991 - 1992
Education
Stony Brook University
Bachelor of Arts
Paige Scott Mullin's Montgomery Securities Experience 1995 - 1997
Job Independent Product Management Professional
Industry Internet
Experience
Walmart.com 2004 - 2005
Walmart.com 2002 - 2004
EXP.com 1999 - 2002
Release Software 1997 - 1999
Montgomery Securities 1995 - 1997
Robinson Humphrey Investments 1993 - 1995
Skills
Product Management, Cross-functional Team..., Program Management, Project Management, E-commerce, Account Management, Business Development
Education
Princeton University 1989 — 1993
Bachelor of Arts (B.A.), Economics
Walmart.com 2004 - 2005
Walmart.com 2002 - 2004
EXP.com 1999 - 2002
Release Software 1997 - 1999
Montgomery Securities 1995 - 1997
Robinson Humphrey Investments 1993 - 1995
Skills
Product Management, Cross-functional Team..., Program Management, Project Management, E-commerce, Account Management, Business Development
Education
Princeton University 1989 — 1993
Bachelor of Arts (B.A.), Economics
John Schnugg's Montgomery Securities Experience 1983 - 1999
Job Investor
Industry Package/Freight Delivery
Experience
Private 2010 - Present
Banc of America Securities/Montgomery Securities 1984 - 1999
Montgomery Securities 1983 - 1999
Education
University of California, Berkeley 1977 — 1982
Private 2010 - Present
Banc of America Securities/Montgomery Securities 1984 - 1999
Montgomery Securities 1983 - 1999
Education
University of California, Berkeley 1977 — 1982
Louisa Ritter's Montgomery Securities Experience 1990 - 1998
Job Managing Director at Goldman Sachs
Industry Investment Banking
Experience
Goldman Sachs 2001 - 2014
Banc of America Securities 1998 - 2000
Montgomery Securities 1990 - 1998
Skills
Mergers & Acquisitions, Valuation, Strategic Planning, Venture Capital, Investment Banking, Private Equity, Hedge Funds, Capital Markets, Financial Modeling, Corporate Development, Investments
Education
Stanford University Graduate School of Business 1988 — 1990
MBA
Yale University 1981 — 1985
BA, Economics & Political Science
Goldman Sachs 2001 - 2014
Banc of America Securities 1998 - 2000
Montgomery Securities 1990 - 1998
Skills
Mergers & Acquisitions, Valuation, Strategic Planning, Venture Capital, Investment Banking, Private Equity, Hedge Funds, Capital Markets, Financial Modeling, Corporate Development, Investments
Education
Stanford University Graduate School of Business 1988 — 1990
MBA
Yale University 1981 — 1985
BA, Economics & Political Science
David Hendrick's Montgomery Securities Experience February 1996 - January 2000
Job Broker/Developer at Collett
Industry Commercial Real Estate
Experience
Collett February 2012 - Present
New South Properties of the Carolinas March 2006 - January 2012
Wachovia Securities, LLC February 2000 - August 2005
Montgomery Securities February 1996 - January 2000
Skills
Real Estate
Education
University of Colorado Boulder 1990 — 1994
BA, English
Collett February 2012 - Present
New South Properties of the Carolinas March 2006 - January 2012
Wachovia Securities, LLC February 2000 - August 2005
Montgomery Securities February 1996 - January 2000
Skills
Real Estate
Education
University of Colorado Boulder 1990 — 1994
BA, English
Richard Monroe's Montgomery Securities Experience January 1996 - January 1998
Job Chief Financial Officer at Reform Homes LLC
Industry Financial Services
Experience
Reform Homes LLC March 2015 - Present
SNL Financial September 2003 - September 2004
Banc of America Securities June 1998 - March 2002
Banc of America Securities LLC January 2001 - January 2002
Banc of America Securities January 1998 - January 1999
Montgomery Securities January 1996 - January 1998
Skills
Bonds, Capital Markets, Management, Derivatives
Education
Tulane University 1990 — 1994
Tulane University - School of Arts & SciencesNew
Bachelor of Arts, Psychology
Reform Homes LLC March 2015 - Present
SNL Financial September 2003 - September 2004
Banc of America Securities June 1998 - March 2002
Banc of America Securities LLC January 2001 - January 2002
Banc of America Securities January 1998 - January 1999
Montgomery Securities January 1996 - January 1998
Skills
Bonds, Capital Markets, Management, Derivatives
Education
Tulane University 1990 — 1994
Tulane University - School of Arts & SciencesNew
Bachelor of Arts, Psychology
Patrick Amestoy's Montgomery Securities Experience June 1993 - December 1997
Job Fixed Income Institutional Sales at Siebert Brandford Shank & Co., Inc.
Industry Financial Services
Experience
Siebert Brandford Shank Co., LLC. April 2015 - Present
Merrill Lynch July 2013 - April 2015
Wells Fargo January 2012 - December 2012
Batter Blaster, LLC November 2007 - November 2012
Tamalpais Asset Managment (T.A.M.) January 2006 - September 2007
Creedon Keller and Partners, Inc April 2000 - August 2005
Banc of America Securities December 1997 - September 1999
Montgomery Securities June 1993 - December 1997
Skills
Hedge Funds, Fixed Income, Equities, Asset Management, Portfolio Management, Investments, Securities, Trading, Financial Modeling, Valuation, Convertible Arbitrage, Mutual Funds, Institutional Investors, Institutional..., Financial Services, Financial Analysis, Series 7, Asset Allocation, Investment Strategies, Investment Advisory, Equity Research, Wealth Management, Emerging Markets, Asset Managment, Credit, Financial Structuring, Finance, Investor Relations, Financial Advisory, Financial Risk, Start-ups, High Yield, Bloomberg, Investment Banking, Capital Markets, Alternative Investments, Investment Management, Private Equity, Options, Strategy, Trading Systems, Financial Markets, Bonds, FINRA, ETFs, Equity Trading, Derivatives, Distressed Debt, Structured Finance, Series 66
Education
University of California, Berkeley 1988 — 1992
BA
San Marino High School 1985 — 1988
Loyola High School, Los Angeles 1984 — 1985
Siebert Brandford Shank Co., LLC. April 2015 - Present
Merrill Lynch July 2013 - April 2015
Wells Fargo January 2012 - December 2012
Batter Blaster, LLC November 2007 - November 2012
Tamalpais Asset Managment (T.A.M.) January 2006 - September 2007
Creedon Keller and Partners, Inc April 2000 - August 2005
Banc of America Securities December 1997 - September 1999
Montgomery Securities June 1993 - December 1997
Skills
Hedge Funds, Fixed Income, Equities, Asset Management, Portfolio Management, Investments, Securities, Trading, Financial Modeling, Valuation, Convertible Arbitrage, Mutual Funds, Institutional Investors, Institutional..., Financial Services, Financial Analysis, Series 7, Asset Allocation, Investment Strategies, Investment Advisory, Equity Research, Wealth Management, Emerging Markets, Asset Managment, Credit, Financial Structuring, Finance, Investor Relations, Financial Advisory, Financial Risk, Start-ups, High Yield, Bloomberg, Investment Banking, Capital Markets, Alternative Investments, Investment Management, Private Equity, Options, Strategy, Trading Systems, Financial Markets, Bonds, FINRA, ETFs, Equity Trading, Derivatives, Distressed Debt, Structured Finance, Series 66
Education
University of California, Berkeley 1988 — 1992
BA
San Marino High School 1985 — 1988
Loyola High School, Los Angeles 1984 — 1985
Cynthia Boucher's Montgomery Securities Experience July 1993 - September 1996
Job Technology Executive
Industry Information Technology and Services
Experience
Savvis, a CenturyLink company October 2012 - June 2013
Ciber Inc. October 2010 - October 2012
Kaspick & Company December 2004 - October 2010
Flax art & design January 2004 - November 2004
RHK Inc July 2001 - July 2003
Prophet January 2000 - May 2001
Montgomery Asset Management June 1998 - June 1999
GameWorks May 1997 - June 1998
Sega of America, Inc. September 1996 - May 1997
Montgomery Securities July 1993 - September 1996
Skills
Process Improvement, Vendor Management, Change Management, Program Management, Strategic Planning, Business Analysis, Project Management, IT Outsourcing, Global Delivery, IT Strategy, Contract Negotiation, Customer Success, IT Service Management, Cross-functional Team..., Business Strategy, Revenue Growth..., ITIL Process, Management Consulting, Enterprise Portfolio..., CRM, Leadership, Business Process, Management, Data Center, ITIL
Education
Syracuse University
Bachelor of Arts (B.A.), Russian Studies/Library Science
Savvis, a CenturyLink company October 2012 - June 2013
Ciber Inc. October 2010 - October 2012
Kaspick & Company December 2004 - October 2010
Flax art & design January 2004 - November 2004
RHK Inc July 2001 - July 2003
Prophet January 2000 - May 2001
Montgomery Asset Management June 1998 - June 1999
GameWorks May 1997 - June 1998
Sega of America, Inc. September 1996 - May 1997
Montgomery Securities July 1993 - September 1996
Skills
Process Improvement, Vendor Management, Change Management, Program Management, Strategic Planning, Business Analysis, Project Management, IT Outsourcing, Global Delivery, IT Strategy, Contract Negotiation, Customer Success, IT Service Management, Cross-functional Team..., Business Strategy, Revenue Growth..., ITIL Process, Management Consulting, Enterprise Portfolio..., CRM, Leadership, Business Process, Management, Data Center, ITIL
Education
Syracuse University
Bachelor of Arts (B.A.), Russian Studies/Library Science
Jeff Lemieux's Montgomery Securities Experience 1995 - 1997
Job Isles Ranch Partners/JALA LLC
Industry Investment Management
Experience
Bayview Asset Management, LLC July 2013 - May 2015
Ally/GMAC 2009 - July 2013
Cerberus Capital Management 2007 - 2009
Montgomery Securities 1995 - 1997
Skills
Joint Ventures, Mortgage Banking, Residential Mortgages, Brokerage, Product Development, Loan Origination, Mortgage Lending, Valuation, Financial Structuring, Risk Management, Capital Markets, Portfolio Management, Loans, Loan Servicing, Mergers & Acquisitions, Mortgage Servicing, Asset Management
Education
University of San Francisco 1993 — 1995
MBA, Finance
University of Arizona 1985 — 1989
BA
Bayview Asset Management, LLC July 2013 - May 2015
Ally/GMAC 2009 - July 2013
Cerberus Capital Management 2007 - 2009
Montgomery Securities 1995 - 1997
Skills
Joint Ventures, Mortgage Banking, Residential Mortgages, Brokerage, Product Development, Loan Origination, Mortgage Lending, Valuation, Financial Structuring, Risk Management, Capital Markets, Portfolio Management, Loans, Loan Servicing, Mergers & Acquisitions, Mortgage Servicing, Asset Management
Education
University of San Francisco 1993 — 1995
MBA, Finance
University of Arizona 1985 — 1989
BA
Van Robbins's Montgomery Securities Experience 1995 - 1999
Job Private Equity Advisor
Industry Investment Banking
Experience
Private Equity 2011 - Present
The Silverfern Group, Inc. 2010 - 2011
Cowen and Company 2002 - 2008
Robertson Stephens 2001 - 2002
Thomas Weisel Partners 1999 - 2001
Montgomery Securities 1995 - 1999
Skills
Private Equity, Venture Capital, Alternative Investments, Valuation, Investments, Financial Modeling, Mergers & Acquisitions, Hedge Funds, Investment Banking, Corporate Development, Due Diligence, Capital Markets, Private Placements
Education
United States Naval Academy
Private Equity 2011 - Present
The Silverfern Group, Inc. 2010 - 2011
Cowen and Company 2002 - 2008
Robertson Stephens 2001 - 2002
Thomas Weisel Partners 1999 - 2001
Montgomery Securities 1995 - 1999
Skills
Private Equity, Venture Capital, Alternative Investments, Valuation, Investments, Financial Modeling, Mergers & Acquisitions, Hedge Funds, Investment Banking, Corporate Development, Due Diligence, Capital Markets, Private Placements
Education
United States Naval Academy
Charlie McGann's Montgomery Securities Experience 1996 - 1998
Job Senior Vice President at City National Bank
Industry Banking
Experience
City National Bank May 2012 - Present
Union Bank January 2004 - May 2012
Carr Capital 1998 - 2001
Montgomery Securities 1996 - 1998
Skills
Real Estate Economics, Credit Analysis, Underwriting, Loans, Portfolio Management, Loan Origination, Construction Loans, Financial Modeling, Real Estate, Investments, Financial Analysis
Education
University of California, Berkeley, Haas School of Business 1994 — 1995
MBA, Finance
Trinity College-Hartford 1983 — 1987
BA, Economics
City National Bank May 2012 - Present
Union Bank January 2004 - May 2012
Carr Capital 1998 - 2001
Montgomery Securities 1996 - 1998
Skills
Real Estate Economics, Credit Analysis, Underwriting, Loans, Portfolio Management, Loan Origination, Construction Loans, Financial Modeling, Real Estate, Investments, Financial Analysis
Education
University of California, Berkeley, Haas School of Business 1994 — 1995
MBA, Finance
Trinity College-Hartford 1983 — 1987
BA, Economics
Colleen Barry's Montgomery Securities Experience April 1997 - November 1997
Job Vice President at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch July 2014 - Present
Author January 2006 - Present
TIAA-CREF November 2013 - June 2014
EnformHR April 2013 - October 2013
Merrill Lynch March 2006 - March 2012
Merrill Lynch June 2000 - March 2006
Merrill Lynch November 1997 - June 2000
Montgomery Securities April 1997 - November 1997
Kidder Peabody July 1993 - April 1997
Merrill Lynch July 1992 - July 1993
Skills
Team Leadership, Strategic Planning, Marketing Strategy, Marketing Communications, Collaborative Leadership, Business Analysis, Financial Analysis, Budget Management, Mentoring, Series 7, Budgets, Social Media Marketing, Business Planning, Marketing
Education
The College of New Jersey 1988 — 1992
BA, Business Administration/Finance
Merrill Lynch July 2014 - Present
Author January 2006 - Present
TIAA-CREF November 2013 - June 2014
EnformHR April 2013 - October 2013
Merrill Lynch March 2006 - March 2012
Merrill Lynch June 2000 - March 2006
Merrill Lynch November 1997 - June 2000
Montgomery Securities April 1997 - November 1997
Kidder Peabody July 1993 - April 1997
Merrill Lynch July 1992 - July 1993
Skills
Team Leadership, Strategic Planning, Marketing Strategy, Marketing Communications, Collaborative Leadership, Business Analysis, Financial Analysis, Budget Management, Mentoring, Series 7, Budgets, Social Media Marketing, Business Planning, Marketing
Education
The College of New Jersey 1988 — 1992
BA, Business Administration/Finance
Jordan Ginn's Montgomery Securities Experience 1998 - 2000
Job Volunteer at The American Lung Association
Industry Hospital & Health Care
Experience
The American Lung Association June 2010 - Present
Medtronic, USA March 2003 - October 2007
Hall Kinion January 2003 - December 2003
Ultra Diamond June 2002 - December 2003
Montgomery Securities 1998 - 2000
Education
University of California, Irvine 1992 — 1997
Fine Arts, Music
The American Lung Association June 2010 - Present
Medtronic, USA March 2003 - October 2007
Hall Kinion January 2003 - December 2003
Ultra Diamond June 2002 - December 2003
Montgomery Securities 1998 - 2000
Education
University of California, Irvine 1992 — 1997
Fine Arts, Music
Steven Tuch's Montgomery Securities Experience 1996 - 1999
Job Managing Director, Equity Capital Markets at BMO Capital Markets
Industry Financial Services
Experience
BMO Capital Markets March 2012 - Present
Cantor Fitzgerald January 2010 - February 2012
Deutsche Bank March 2005 - June 2009
Thomas Weisel Partners March 1999 - March 2005
Montgomery Securities 1996 - 1999
Corporate Partners, LP June 1993 - June 1994
The Blackstone Group 1990 - 1992
Education
Stanford University Graduate School of Business 1994 — 1996
MBA, 1996
University of Michigan Business School 1986 — 1990
BBA, Accounting
BMO Capital Markets March 2012 - Present
Cantor Fitzgerald January 2010 - February 2012
Deutsche Bank March 2005 - June 2009
Thomas Weisel Partners March 1999 - March 2005
Montgomery Securities 1996 - 1999
Corporate Partners, LP June 1993 - June 1994
The Blackstone Group 1990 - 1992
Education
Stanford University Graduate School of Business 1994 — 1996
MBA, 1996
University of Michigan Business School 1986 — 1990
BBA, Accounting
Keith Gay's Montgomery Securities Experience March 1996 - January 1999
Job Associate Director of Research at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus Director of ResearchThomas Weisel PartnersJanuary 1999 - July 2010
Montgomery Securities March 1996 - January 1999
Merrill Lynch August 1992 - March 1996
US Air Force Academy August 1989 - May 1992
Education
UCLA Anderson School of Management 1987 — 1989
MBA, Finance
UCLA 1978 — 1980
BA, Economics
Stifel Nicolaus Director of ResearchThomas Weisel PartnersJanuary 1999 - July 2010
Montgomery Securities March 1996 - January 1999
Merrill Lynch August 1992 - March 1996
US Air Force Academy August 1989 - May 1992
Education
UCLA Anderson School of Management 1987 — 1989
MBA, Finance
UCLA 1978 — 1980
BA, Economics
Maggie Tiblier Pepper's Montgomery Securities Experience 1996 - 1999
Job portal engine and brand startup
Industry Consumer Goods
Experience
Thomas Weisel Partners 1999 - 2001
Montgomery Securities 1996 - 1999
Education
Mills College
Sociology & Ethnic Studies
Thomas Weisel Partners 1999 - 2001
Montgomery Securities 1996 - 1999
Education
Mills College
Sociology & Ethnic Studies
Myrna Dobron's Montgomery Securities Experience 1988 - 1997
Job VP Finance & Operations at Namco / Bandai Games
Industry Animation
Experience
Namco / Bandai Games February 2002 - Present
Namco Bandai Games America Inc February 2002 - Present
The Brodia Group March 2000 - January 2002
Volpe Brown Whelan & Company LLC April 1999 - March 2000
Bank of America April 1998 - April 1999
Nationsbanc Montgomery Securities May 1989 - April 1998
Montgomery Securities 1988 - 1997
Nationsbanc Montgomery Securities February 1988 - April 1989
Skills
Operations Management, Forecasting, Accounting, Start-ups, Financial Reporting, Business Planning, Financial Analysis, Inventory Management, Integration, Change Management, Business Strategy, Financial Management, Purchasing, P&L, Financial Modeling, FX, SOX, Cash Management, GAAP, Risk Management, Analysis, Venture Capital, Cash Flow, Financial Accounting, Revenue Recognition, Variance Analysis, Internal Controls, Cash Flow Management, Budgeting, Consolidation, Managerial Finance, Budgets
Education
Califonai State University
Master's degree, Economics
The California State University
M.A, Economics
Namco / Bandai Games February 2002 - Present
Namco Bandai Games America Inc February 2002 - Present
The Brodia Group March 2000 - January 2002
Volpe Brown Whelan & Company LLC April 1999 - March 2000
Bank of America April 1998 - April 1999
Nationsbanc Montgomery Securities May 1989 - April 1998
Montgomery Securities 1988 - 1997
Nationsbanc Montgomery Securities February 1988 - April 1989
Skills
Operations Management, Forecasting, Accounting, Start-ups, Financial Reporting, Business Planning, Financial Analysis, Inventory Management, Integration, Change Management, Business Strategy, Financial Management, Purchasing, P&L, Financial Modeling, FX, SOX, Cash Management, GAAP, Risk Management, Analysis, Venture Capital, Cash Flow, Financial Accounting, Revenue Recognition, Variance Analysis, Internal Controls, Cash Flow Management, Budgeting, Consolidation, Managerial Finance, Budgets
Education
Califonai State University
Master's degree, Economics
The California State University
M.A, Economics
Fred Cannon's Montgomery Securities Experience 1983 - 1998
Job Cannon and Co. at Retired and enjoying time to pursue personal interests and family
Industry Financial Services
Experience
Retired and enjoying time to pursue personal interests and family January 2015 - Present
Advisors Asset Management, Inc. February 2007 - January 2015
Morgan Stanley Dean Witter Online 2000 - 2003
Montgomery Securities 1983 - 1998
Skills
Series 7, Series 9/10, Series 24, Series 63, Series 65, Fixed Income, Securities, Alternative Investments
Education
San Jose State University 1976 — 1978
Master of Business Administration (M.B.A.), Finance, General
Retired and enjoying time to pursue personal interests and family January 2015 - Present
Advisors Asset Management, Inc. February 2007 - January 2015
Morgan Stanley Dean Witter Online 2000 - 2003
Montgomery Securities 1983 - 1998
Skills
Series 7, Series 9/10, Series 24, Series 63, Series 65, Fixed Income, Securities, Alternative Investments
Education
San Jose State University 1976 — 1978
Master of Business Administration (M.B.A.), Finance, General
Citizens Bank
Indymac Bank
MBNA
First Union National Bank
Prudential Securities
SunTrust Mortgage
Federal Reserve Board
Zions Bancorporation