Prudential Securities, Inc
Industry: Bank
DescriptionPrudential Securities, also formerly known as Prudential Securities Incorporated, was the financial services arm of the insurer, Prudential Financial. In 2003, Prudential Securities was merged into Wachovia Securities, a division of Wachovia Bank. Headquarters: New York City, NY Founded: 1981 Ceased operations: 2003 Parent organization: Prudential Financial Subsidiaries: Prudential-Bache Securities (Belgium) Inc., Prudential Mutual Fund Management, Inc. Predecessors: Bache & Co., Prudential Securities
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Prudential Securities, Inc Employees
Employee
Years
Job
Industry
Richard L. Jay, CRPS® Richard L. Jay, CRPS®'s Prudential Securities, Inc Experience 1994 - 2003
Job First Vice President Investment Officer at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC 2009 - Present
Wachovia Securities, LLC. 2003 - 2009
Prudential Securities, Inc. 1994 - 2003
Skills
Investments, Retirement, Finance, Retirement Planning, Financial Services, Asset Allocation, Sales Management, Investment Strategies, Financial Advisory, Account Management, Small Business, Investment Planning
Education
College of Financial Planning 2001 — 2002
University of Nevada-Reno 1979 — 1984
B.S., Economics
Holds FINRA Series 7, 63 Registrations
State of Nevada
Wells Fargo Advisors, LLC 2009 - Present
Wachovia Securities, LLC. 2003 - 2009
Prudential Securities, Inc. 1994 - 2003
Skills
Investments, Retirement, Finance, Retirement Planning, Financial Services, Asset Allocation, Sales Management, Investment Strategies, Financial Advisory, Account Management, Small Business, Investment Planning
Education
College of Financial Planning 2001 — 2002
University of Nevada-Reno 1979 — 1984
B.S., Economics
Holds FINRA Series 7, 63 Registrations
State of Nevada
Tim McKian Tim McKian's Prudential Securities, Inc Experience January 1998 - October 2002
Job Retired Again
Industry Wine and Spirits
Experience
Travels with Tim December 2013 - Present
AonHewitt August 2012 - November 2013
AAA Texas December 2010 - August 2012
Self Employed September 2008 - December 2010
Retired September 2004 - September 2008
Aegis Asset Management November 2002 - August 2004
Prudential Securities, Inc. January 1998 - October 2002
Merrill Lynch January 1996 - December 1998
Dean Witter January 1994 - December 1996
Skills
Insurance, Life Insurance, Fixed Annuities, Sales, Property & Casualty..., Marketing, Management, Sales Management, Underwriting, Risk Management, Public Speaking, General Insurance, Microsoft Excel, Direct Sales, Microsoft Word, Financial Services
Education
University of Houston 1976 — 1983
Bachelor of Arts (BA), Music
University of Houston 1976 — 1983
Bachelor of Arts (BA), Radio and Television
Travels with Tim December 2013 - Present
AonHewitt August 2012 - November 2013
AAA Texas December 2010 - August 2012
Self Employed September 2008 - December 2010
Retired September 2004 - September 2008
Aegis Asset Management November 2002 - August 2004
Prudential Securities, Inc. January 1998 - October 2002
Merrill Lynch January 1996 - December 1998
Dean Witter January 1994 - December 1996
Skills
Insurance, Life Insurance, Fixed Annuities, Sales, Property & Casualty..., Marketing, Management, Sales Management, Underwriting, Risk Management, Public Speaking, General Insurance, Microsoft Excel, Direct Sales, Microsoft Word, Financial Services
Education
University of Houston 1976 — 1983
Bachelor of Arts (BA), Music
University of Houston 1976 — 1983
Bachelor of Arts (BA), Radio and Television
Robert Stokes Robert Stokes's Prudential Securities, Inc Experience June 1999 - June 2004
Job Vice President Investments at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities May 2009 - Present
UBS Financial Services June 2004 - April 2009
Prudential Securities, Inc. June 1999 - June 2004
Michelin October 1995 - June 1999
Michelin September 1989 - October 1995
C co. 1/75th Rangers 1986 - 1988
Skills
Investments, Retirement, Mutual Funds, Financial Advisory, Series 63, Retirement Planning, 401k Rollovers, 401k Participant..., Registered Investment..., Fee Only Investment..., Wealth Accumulation..., Variable Annuities, Trusts, Fixed Annuities, Licensed Life & Health..., Exchange Traded Funds, Stocks, Bonds, Strategic Financial..., Series 7, Series 65
Education
United States Military Academy at West Point 1980 — 1984
Bachelor's degree, Engineering
White Station High School 1977 — 1980
Michelin Sales Training
Wunderlich Securities May 2009 - Present
UBS Financial Services June 2004 - April 2009
Prudential Securities, Inc. June 1999 - June 2004
Michelin October 1995 - June 1999
Michelin September 1989 - October 1995
C co. 1/75th Rangers 1986 - 1988
Skills
Investments, Retirement, Mutual Funds, Financial Advisory, Series 63, Retirement Planning, 401k Rollovers, 401k Participant..., Registered Investment..., Fee Only Investment..., Wealth Accumulation..., Variable Annuities, Trusts, Fixed Annuities, Licensed Life & Health..., Exchange Traded Funds, Stocks, Bonds, Strategic Financial..., Series 7, Series 65
Education
United States Military Academy at West Point 1980 — 1984
Bachelor's degree, Engineering
White Station High School 1977 — 1980
Michelin Sales Training
Richard Farr Richard Farr's Prudential Securities, Inc Experience January 1991 - August 1992
Job Retirement Benefits Specialist at AXA Advisors
Industry Financial Services
Experience
AXA Advisors June 2012 - Present
Rodman & Renshaw, Inc. June 1994 - March 1998
Bear Stearns & Co, Inc. August 1992 - June 1994
Prudential Securities, Inc. January 1991 - August 1992
Rauscher Pierce Refsnes, Inc. October 1989 - February 1991
Prudential Bache Securities December 1985 - October 1989
Skills
Strategic Financial..., Retirement Planning, Series 7, Retirement, Mutual Funds, Wealth Management, Investments, Fixed Annuities, Asset Allocation, Securities, 401k, Life Insurance, Investment Advisory, Series 63, Estate Planning, Investment Strategies, IRAs, Portfolio Management, Pensions, Insurance, Variable Annuities, Employee Benefits, 403b, KPERS, Financial Advisory
Education
University of Iowa 1981 — 1985
Bachelor of Business Administration (BBA), Marketing
AXA Advisors June 2012 - Present
Rodman & Renshaw, Inc. June 1994 - March 1998
Bear Stearns & Co, Inc. August 1992 - June 1994
Prudential Securities, Inc. January 1991 - August 1992
Rauscher Pierce Refsnes, Inc. October 1989 - February 1991
Prudential Bache Securities December 1985 - October 1989
Skills
Strategic Financial..., Retirement Planning, Series 7, Retirement, Mutual Funds, Wealth Management, Investments, Fixed Annuities, Asset Allocation, Securities, 401k, Life Insurance, Investment Advisory, Series 63, Estate Planning, Investment Strategies, IRAs, Portfolio Management, Pensions, Insurance, Variable Annuities, Employee Benefits, 403b, KPERS, Financial Advisory
Education
University of Iowa 1981 — 1985
Bachelor of Business Administration (BBA), Marketing
Shannon Kelly Shannon Kelly's Prudential Securities, Inc Experience 1992 - 1995
Job President, Retirement Services at Ascensus
Industry Financial Services
Experience
Ascensus 2014 - Present
Ascensus 2010 - 2013
Ascensus 2005 - 2010
Ascensus 2001 - 2004
Mellon Bank 1997 - 2001
Fidelity Investments 1995 - 1997
Prudential Securities, Inc. 1992 - 1995
Prudential Securities, Inc. 1987 - 1992
Skills
Process Improvement, Operations Management, Executive Management, Financial Services, Vendor Management
Education
Farleigh Dickinson University
Master of Business Administration (M.B.A.), Management and Finance
Rutgers University-New Brunswick
Bachelor's Degree, English and Communication
Ascensus 2014 - Present
Ascensus 2010 - 2013
Ascensus 2005 - 2010
Ascensus 2001 - 2004
Mellon Bank 1997 - 2001
Fidelity Investments 1995 - 1997
Prudential Securities, Inc. 1992 - 1995
Prudential Securities, Inc. 1987 - 1992
Skills
Process Improvement, Operations Management, Executive Management, Financial Services, Vendor Management
Education
Farleigh Dickinson University
Master of Business Administration (M.B.A.), Management and Finance
Rutgers University-New Brunswick
Bachelor's Degree, English and Communication
Jill Angelichio's Prudential Securities, Inc Experience March 1997 - October 2002
Job Global Risk Technology VP at Bank of America: Global Capital Markets | Basel Regulatory Regulations | Program Management
Industry Information Technology and Services
Experience
Bank of America March 2011 - Present
Wells Fargo September 2008 - December 2010
Wachovia Bank, N.A. February 2004 - August 2008
Prudential Securities, Inc. March 1997 - October 2002
Morgan Stanley February 1993 - February 1997
Electronic Systems Associates May 1990 - January 1993
Education
Rensselaer Polytechnic Institute 1986 — 1990
Bachelor's Degree, Electrical Engineering
Bank of America March 2011 - Present
Wells Fargo September 2008 - December 2010
Wachovia Bank, N.A. February 2004 - August 2008
Prudential Securities, Inc. March 1997 - October 2002
Morgan Stanley February 1993 - February 1997
Electronic Systems Associates May 1990 - January 1993
Education
Rensselaer Polytechnic Institute 1986 — 1990
Bachelor's Degree, Electrical Engineering
Stefan Petses Stefan Petses's Prudential Securities, Inc Experience March 1992 - March 1995
Job Senior Director, Consulting Group at Oppenheimer Asset Management
Industry Financial Services
Experience
Oppenheimer & Co. October 2003 - Present
Morgan Stanley December 1998 - October 2003
Morgan Stanley August 1995 - December 1998
Prudential Securities, Inc. March 1992 - March 1995
Skills
Investment Database..., Asset Managment, Mutual Funds, Separately Managed..., Investment Management, Asset Management
Education
Fordham University - Graduate School of Business Administration 1994 — 1998
Master of Business Administration (MBA), Finance, General, 3.6
Fordham University 1988 — 1992
Bachelor of Science (BS), Accounting, 3.2
Oppenheimer & Co. October 2003 - Present
Morgan Stanley December 1998 - October 2003
Morgan Stanley August 1995 - December 1998
Prudential Securities, Inc. March 1992 - March 1995
Skills
Investment Database..., Asset Managment, Mutual Funds, Separately Managed..., Investment Management, Asset Management
Education
Fordham University - Graduate School of Business Administration 1994 — 1998
Master of Business Administration (MBA), Finance, General, 3.6
Fordham University 1988 — 1992
Bachelor of Science (BS), Accounting, 3.2
Paul Ayala Paul Ayala's Prudential Securities, Inc Experience April 1997 - February 2000
Job Attended City University of New YorkBaruch College
Industry
Experience
CASO January 2014 - August 2014
Adecco Staffing, USA November 2006 - January 2010
Prudential Securities, Inc. April 1997 - February 2000
Skills
Consulting, Banking, Microsoft Office
Education
Baruch College, City University of New York (CUNY) 2010 — 2010
Bachelor of Business Administration (BBA), Computer Information Systems
Baruch College, City University of New York (CUNY) 1993 — 1996
Bachelor of Business Administration (BBA), Finance and Investments
Borough of Manhattan Community College (CUNY) 1990 — 1993
Associate of Applied Science (AAS), Banking and Finance
CASO January 2014 - August 2014
Adecco Staffing, USA November 2006 - January 2010
Prudential Securities, Inc. April 1997 - February 2000
Skills
Consulting, Banking, Microsoft Office
Education
Baruch College, City University of New York (CUNY) 2010 — 2010
Bachelor of Business Administration (BBA), Computer Information Systems
Baruch College, City University of New York (CUNY) 1993 — 1996
Bachelor of Business Administration (BBA), Finance and Investments
Borough of Manhattan Community College (CUNY) 1990 — 1993
Associate of Applied Science (AAS), Banking and Finance
James Irwin James Irwin's Prudential Securities, Inc Experience January 1991 - December 1993
Job Senior Vice President at Credit Value Partners, LP
Industry Financial Services
Experience
Credit Value Partners, LP July 2015 - Present
Metis Commercial Finance August 2014 - Present
BofI Federal Bank February 2013 - October 2013
MC Healthcare Finance February 2012 - February 2013
Cross Communications/Helios Group International September 2007 - March 2012
mCapital January 2007 - January 2011
Meridian Healthcare Finance February 1997 - December 2006
J.C. Bradford & Co. February 1995 - January 1997
Solomon Smith Barney, Inc. January 1994 - January 1995
Prudential Securities, Inc January 1991 - December 1993
Skills
Corporate Finance, Asset Based Lending, Financial Modeling, Banking, Start-ups, Capital, New Business Development, Business Strategy, Business Planning, Healthcare, Loan Origination, Strategic Planning, Sales Management, Team Building, Capital Markets, International Business, Securitization, Strategic Leadership, Capital Structure, Operations Management, Marketing Strategy, International Finance, Cross-functional Team..., Portfolio Optimization, Quantitative Finance, Market Research, Organizational..., Financial Reporting, Entrepreneurial..., Budgeting, Business Management, Risk Assessment, Creative Vision, Operational Planning, Healthcare Asset Based..., Portfolio Strategy, Financial Engineering, Business Optimization, Published Author, Board Development, Strategy, Finance, Portfolio Management, Private Equity, Leveraged Finance, Entrepreneurship, Executive Management, Management
Education
University of California, Los Angeles - The Anderson School of Management 1984 — 1986
M.B.A., Finance
University of Colorado at Boulder 1978 — 1982
B.S, Economics
Torrey Pines High School
High School Diploma
Credit Value Partners, LP July 2015 - Present
Metis Commercial Finance August 2014 - Present
BofI Federal Bank February 2013 - October 2013
MC Healthcare Finance February 2012 - February 2013
Cross Communications/Helios Group International September 2007 - March 2012
mCapital January 2007 - January 2011
Meridian Healthcare Finance February 1997 - December 2006
J.C. Bradford & Co. February 1995 - January 1997
Solomon Smith Barney, Inc. January 1994 - January 1995
Prudential Securities, Inc January 1991 - December 1993
Skills
Corporate Finance, Asset Based Lending, Financial Modeling, Banking, Start-ups, Capital, New Business Development, Business Strategy, Business Planning, Healthcare, Loan Origination, Strategic Planning, Sales Management, Team Building, Capital Markets, International Business, Securitization, Strategic Leadership, Capital Structure, Operations Management, Marketing Strategy, International Finance, Cross-functional Team..., Portfolio Optimization, Quantitative Finance, Market Research, Organizational..., Financial Reporting, Entrepreneurial..., Budgeting, Business Management, Risk Assessment, Creative Vision, Operational Planning, Healthcare Asset Based..., Portfolio Strategy, Financial Engineering, Business Optimization, Published Author, Board Development, Strategy, Finance, Portfolio Management, Private Equity, Leveraged Finance, Entrepreneurship, Executive Management, Management
Education
University of California, Los Angeles - The Anderson School of Management 1984 — 1986
M.B.A., Finance
University of Colorado at Boulder 1978 — 1982
B.S, Economics
Torrey Pines High School
High School Diploma
Kimberly Robbins's Prudential Securities, Inc Experience May 1992 - June 1993
Job New Business Development
Industry Consumer Goods
Experience
Novak and Parker Appliances June 2013 - Present
Marathon Petroleum Corporation December 2011 - June 2013
The Home Depot April 2007 - January 2012
CDP, Inc. June 1995 - June 1996
Ameritech Cellular April 1994 - June 1995
Union Carbide January 1993 - April 1994
Prudential Securities, Inc. May 1992 - June 1993
G.R.I. Corporation, Inc. June 1986 - June 1991
Skills
Sales, Microsoft Office, Customer Service, Loss Prevention, Team Building, Coaching, Inventory Management, Marketing, Retail, Sales Management, Strategic Planning, Social Media Marketing, Team Leadership, Customer Satisfaction, Sales Operations, Account Management, Management, Marketing Strategy
Education
Western Illinois University 1982 — 1985
Elementary Education
Landmark Education
Ongoing, Communication, General
Homewood Flossmoor H.S.
Novak and Parker Appliances June 2013 - Present
Marathon Petroleum Corporation December 2011 - June 2013
The Home Depot April 2007 - January 2012
CDP, Inc. June 1995 - June 1996
Ameritech Cellular April 1994 - June 1995
Union Carbide January 1993 - April 1994
Prudential Securities, Inc. May 1992 - June 1993
G.R.I. Corporation, Inc. June 1986 - June 1991
Skills
Sales, Microsoft Office, Customer Service, Loss Prevention, Team Building, Coaching, Inventory Management, Marketing, Retail, Sales Management, Strategic Planning, Social Media Marketing, Team Leadership, Customer Satisfaction, Sales Operations, Account Management, Management, Marketing Strategy
Education
Western Illinois University 1982 — 1985
Elementary Education
Landmark Education
Ongoing, Communication, General
Homewood Flossmoor H.S.
Jason Wilson's Prudential Securities, Inc Experience 1999 - 2001
Job Managing Director at HOA Capital Advisors, LLC
Industry Real Estate
Experience
HOA Capital Advisors, LLC August 2014 - Present
Skyway Capital Partners, LLC July 2010 - July 2014
Carlton Group 2009 - 2010
FBR 2007 - 2009
Raymond James & Associates, Inc 2005 - 2007
CS Capital Advisors, LLC 2001 - 2004
Prudential Securities, Inc. 1999 - 2001
Skills
Series 79, Series 7, Series 63, Capital Markets, Private Equity, Valuation, Asset Management, Alternative Investments, Equities, Investments, Investment Banking, Hedge Funds, Portfolio Management, Fixed Income, Private Placements, Due Diligence, Financial Modeling, Equity Research, FINRA, Financial Analysis
Education
United States Military Academy at West Point 1994 — 1998
B.S., Operations Research
Charleroi Area High School 1991 — 1994
HOA Capital Advisors, LLC August 2014 - Present
Skyway Capital Partners, LLC July 2010 - July 2014
Carlton Group 2009 - 2010
FBR 2007 - 2009
Raymond James & Associates, Inc 2005 - 2007
CS Capital Advisors, LLC 2001 - 2004
Prudential Securities, Inc. 1999 - 2001
Skills
Series 79, Series 7, Series 63, Capital Markets, Private Equity, Valuation, Asset Management, Alternative Investments, Equities, Investments, Investment Banking, Hedge Funds, Portfolio Management, Fixed Income, Private Placements, Due Diligence, Financial Modeling, Equity Research, FINRA, Financial Analysis
Education
United States Military Academy at West Point 1994 — 1998
B.S., Operations Research
Charleroi Area High School 1991 — 1994
David J. Ameen David J. Ameen's Prudential Securities, Inc Experience 1994 - 1999
Job Senior Vice President Investment Officer at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC February 2009 - Present
Smith Barney inc. 1999 - 2009
Prudential Securities inc. 1994 - 1999
Paine Webber Inc. 1990 - 1994
Bear Stearns & Co. 1987 - 1990
Skills
Hedge Funds, Financial Analysis, 401k, ETFs, Capital Markets, Financial Modeling, Financial Services, Risk Management
Education
UMass Lowell
Bachelor's degree, Finance, Computer Science-Minor
Wells Fargo Advisors, LLC February 2009 - Present
Smith Barney inc. 1999 - 2009
Prudential Securities inc. 1994 - 1999
Paine Webber Inc. 1990 - 1994
Bear Stearns & Co. 1987 - 1990
Skills
Hedge Funds, Financial Analysis, 401k, ETFs, Capital Markets, Financial Modeling, Financial Services, Risk Management
Education
UMass Lowell
Bachelor's degree, Finance, Computer Science-Minor
Brian Sloop Brian Sloop's Prudential Securities, Inc Experience June 1998 - August 2002
Job Vice President at Creative Financial Strategies
Industry Financial Services
Experience
Creative Financial Strategies April 2011 - Present
Lincoln Financial Securities January 2010 - Present
State Farm April 2004 - October 2009
State Farm August 2002 - April 2004
Prudential Securities, Inc. June 1998 - August 2002
Merrill Lynch September 1994 - June 1998
Skills
Strategic Financial..., Wealth Management, Estate Planning, Retirement Planning, Financial Advisory, Financial Services, Investments, Securities, Insurance, Series 7, Fixed Annuities, Life Insurance, Mutual Funds, Long-term Care, IRAs, 401k
Education
University of South Carolina-Columbia 1992 — 1994
Master of Business Administration (M.B.A.), Finance, General
Furman University 1987 — 1991
Bachelor of Arts (B.A.), Business Administration
Creative Financial Strategies April 2011 - Present
Lincoln Financial Securities January 2010 - Present
State Farm April 2004 - October 2009
State Farm August 2002 - April 2004
Prudential Securities, Inc. June 1998 - August 2002
Merrill Lynch September 1994 - June 1998
Skills
Strategic Financial..., Wealth Management, Estate Planning, Retirement Planning, Financial Advisory, Financial Services, Investments, Securities, Insurance, Series 7, Fixed Annuities, Life Insurance, Mutual Funds, Long-term Care, IRAs, 401k
Education
University of South Carolina-Columbia 1992 — 1994
Master of Business Administration (M.B.A.), Finance, General
Furman University 1987 — 1991
Bachelor of Arts (B.A.), Business Administration
Lucinda (Cindy) Raymond's Prudential Securities, Inc Experience 1990 - 2000
Job Stephens Inc.
Industry Financial Services
Experience
Stephens Inc. September 2012 - Present
Morgan Stanley Smith B arney August 2007 - September 2012
Morgan Keegan 2000 - 2007
Prudential Securities Inc. 1990 - 2000
Alex Brown 1989 - 1990
Scharff & Jones, Inc. 1985 - 1988
Skills
Asset Allocation, Portfolio Management, Series 7, Wealth Management, Securities, Investment Advisory, Retirement Planning, Fixed Income, Asset Managment, Investments, Strategic Financial..., Series 63, Equities, Insurance, Due Diligence, 401k, Corporate Finance, Commodity, Alternative Investments, Separately Managed..., Financial Advisory, Investment Strategies, Series 24, Bloomberg, Banking, Mutual Funds, Credit, Valuation, ETFs, Series 65, Wealth Management..., Retirement, Asset Management, Financial Modeling, Investment Management, Hedge Funds, Relationship Management, Capital Markets, FINRA, Bonds, Fixed Annuities, Loans, Emerging Markets, Equity Research, Options, Mortgage Lending, Financial Structuring, Equity Trading, Bloomberg Terminal, Financial Markets
Education
University of New Orleans 1970 — 1972
Art Education
Stephens Inc. September 2012 - Present
Morgan Stanley Smith B arney August 2007 - September 2012
Morgan Keegan 2000 - 2007
Prudential Securities Inc. 1990 - 2000
Alex Brown 1989 - 1990
Scharff & Jones, Inc. 1985 - 1988
Skills
Asset Allocation, Portfolio Management, Series 7, Wealth Management, Securities, Investment Advisory, Retirement Planning, Fixed Income, Asset Managment, Investments, Strategic Financial..., Series 63, Equities, Insurance, Due Diligence, 401k, Corporate Finance, Commodity, Alternative Investments, Separately Managed..., Financial Advisory, Investment Strategies, Series 24, Bloomberg, Banking, Mutual Funds, Credit, Valuation, ETFs, Series 65, Wealth Management..., Retirement, Asset Management, Financial Modeling, Investment Management, Hedge Funds, Relationship Management, Capital Markets, FINRA, Bonds, Fixed Annuities, Loans, Emerging Markets, Equity Research, Options, Mortgage Lending, Financial Structuring, Equity Trading, Bloomberg Terminal, Financial Markets
Education
University of New Orleans 1970 — 1972
Art Education
Cindy Drankoski Cindy Drankoski's Prudential Securities, Inc Experience September 2001 - December 2004
Job Consultant at CW Drankoski Coaching and Consulting
Industry Luxury Goods & Jewelry
Experience
CW Drankoski Coaching and Consulting March 2015 - Present
Fresh Produce Holdings LLC December 2013 - February 2015
Retail Group of America September 2012 - December 2013
Retail Group of America September 2012 - December 2013
Tourneau May 2010 - June 2012
CW Drankoski Coaching and Consulting May 2009 - November 2010
Chanel, Inc August 2005 - April 2009
Victoria's Secret Beauty January 2004 - July 2005
Prudential Securities, Inc. September 2001 - December 2004
Mercator Software May 2000 - March 2001
Skills
Leadership, Deferred Compensation, Personnel Management, HR Policies, Change Management, Onboarding, Training, Sourcing, Career Development, HRIS, Employment Law, Mergers, HR Consulting, Vendor Management, Strategic Planning, Executive Pay, Benefits Administration, Internal Communications, Mergers & Acquisitions, Management, Performance Management, Strategy, Succession Planning, Recruiting
Education
University of Pennsylvania - The Wharton School 1982 — 1984
MBA, Human Resources, Data Management
Cornell University 1975 — 1978
BS, Industrial and Labor Relations
CW Drankoski Coaching and Consulting March 2015 - Present
Fresh Produce Holdings LLC December 2013 - February 2015
Retail Group of America September 2012 - December 2013
Retail Group of America September 2012 - December 2013
Tourneau May 2010 - June 2012
CW Drankoski Coaching and Consulting May 2009 - November 2010
Chanel, Inc August 2005 - April 2009
Victoria's Secret Beauty January 2004 - July 2005
Prudential Securities, Inc. September 2001 - December 2004
Mercator Software May 2000 - March 2001
Skills
Leadership, Deferred Compensation, Personnel Management, HR Policies, Change Management, Onboarding, Training, Sourcing, Career Development, HRIS, Employment Law, Mergers, HR Consulting, Vendor Management, Strategic Planning, Executive Pay, Benefits Administration, Internal Communications, Mergers & Acquisitions, Management, Performance Management, Strategy, Succession Planning, Recruiting
Education
University of Pennsylvania - The Wharton School 1982 — 1984
MBA, Human Resources, Data Management
Cornell University 1975 — 1978
BS, Industrial and Labor Relations
Karl Neuffer Karl Neuffer's Prudential Securities, Inc Experience January 1991 - August 1997
Job Business Development Manager at Qualified Specialists, International
Industry Oil & Energy
Experience
Qualified Specialists, International September 2014 - Present
Transformer Protector Corp. TPC July 2012 - February 2014
Harsco Industrial IKG January 2011 - October 2011
Harsco Industrial IKG December 2009 - January 2011
Harsco Industrial IKG January 2008 - December 2009
Harsco Industrial IKG July 2007 - January 2008
The Arizona Republic April 2000 - July 2007
Prudential Securities, Inc. January 1991 - August 1997
Skills
Sales Management, Business Development, Management, Project Management, Value Selling, Building Relationships, Team Leadership, Safety, Lean Manufacturing, Performance Management, Budget Process, Recruitments, Executive Level..., P&L Responsibility, Strategic Thinking, 3PL, Supply Chain Management, Marketing Strategy, Strategic Planning, New Business Development, Cross-functional Team..., Sales, Pricing, Logistics, International Business, Strategy, P&L Management, Sales Operations, Negotiation, Leadership, Business Strategy, Manufacturing, Energy, CRM
Education
New York University - Leonard N. Stern School of Business 1995 — 1998
MBA, Finance
Cornell University 1986 — 1990
Bachelor of Science, Business Management and Marketing
Qualified Specialists, International September 2014 - Present
Transformer Protector Corp. TPC July 2012 - February 2014
Harsco Industrial IKG January 2011 - October 2011
Harsco Industrial IKG December 2009 - January 2011
Harsco Industrial IKG January 2008 - December 2009
Harsco Industrial IKG July 2007 - January 2008
The Arizona Republic April 2000 - July 2007
Prudential Securities, Inc. January 1991 - August 1997
Skills
Sales Management, Business Development, Management, Project Management, Value Selling, Building Relationships, Team Leadership, Safety, Lean Manufacturing, Performance Management, Budget Process, Recruitments, Executive Level..., P&L Responsibility, Strategic Thinking, 3PL, Supply Chain Management, Marketing Strategy, Strategic Planning, New Business Development, Cross-functional Team..., Sales, Pricing, Logistics, International Business, Strategy, P&L Management, Sales Operations, Negotiation, Leadership, Business Strategy, Manufacturing, Energy, CRM
Education
New York University - Leonard N. Stern School of Business 1995 — 1998
MBA, Finance
Cornell University 1986 — 1990
Bachelor of Science, Business Management and Marketing
Michael Elling Michael Elling's Prudential Securities, Inc Experience September 1994 - October 1998
Job Principal, Information Velocity Partners, LLC
Industry Capital Markets
Experience
Information Velocity Partners, LLC January 1999 - Present
Prudential Securities, Inc. September 1994 - October 1998
Oppenheimer & Co, Inc. March 1989 - September 1994
Eberstadt Flemings October 1987 - February 1989
PaineWebber August 1983 - October 1987
Skills
Strategy, Investment Banking, Investments, Telecommunications, Mobile Devices, Venture Capital, Equity Research, Equities, Mobile Communications, M&A experience, Funding, Smart Grid, Strategic Consulting, Mobile Payments, Equity Capital Markets, Private Placements, Knowledge Management, Start-ups, Smartphones, Mergers & Acquisitions, Emerging Markets, Wireless, Capital Raising, Analytics, Finance, Corporate Development, Private Equity, Strategic Advisory, Content Strategy, Content Development, Content Writing
Education
New York University 1984 — 1987
MS, PhD credits, Economics, Austrian School
University of Pennsylvania - The Wharton School 1980 — 1983
BS Finance, Finance, International
Information Velocity Partners, LLC January 1999 - Present
Prudential Securities, Inc. September 1994 - October 1998
Oppenheimer & Co, Inc. March 1989 - September 1994
Eberstadt Flemings October 1987 - February 1989
PaineWebber August 1983 - October 1987
Skills
Strategy, Investment Banking, Investments, Telecommunications, Mobile Devices, Venture Capital, Equity Research, Equities, Mobile Communications, M&A experience, Funding, Smart Grid, Strategic Consulting, Mobile Payments, Equity Capital Markets, Private Placements, Knowledge Management, Start-ups, Smartphones, Mergers & Acquisitions, Emerging Markets, Wireless, Capital Raising, Analytics, Finance, Corporate Development, Private Equity, Strategic Advisory, Content Strategy, Content Development, Content Writing
Education
New York University 1984 — 1987
MS, PhD credits, Economics, Austrian School
University of Pennsylvania - The Wharton School 1980 — 1983
BS Finance, Finance, International
Robert Walterman Robert Walterman's Prudential Securities, Inc Experience May 1979 - March 1993
Job Senior Vice President, Wealth ManagementLara, May & Associates
Industry Financial Services
Experience
Lara, May & Associates LLC January 2010 - Present
Lara, Shull & May January 2010 - May 2011
Walterman Financial Management LLC January 2004 - January 2010
Oppenheimer and Co. March 2002 - January 2004
Lehman Brothers October 2000 - March 2002
Cowen & Company/SG Cowen March 1995 - October 2000
Prudential Securities Inc May 1979 - March 1993
Skills
Portfolio Management, Strategic Financial..., Wealth Management, Sales Management, Private Equity, Investments, Business Planning, Team Building, Marketing, Asset Management, Entrepreneurship, Financial Analysis, Risk Management, Asset Managment, Mergers & Acquisitions, Management, Customer Service, Retirement Planning, Entrepreneur, Problem Solving, Mentoring, Cross-functional Team..., Team Management, Team Leadership, Customer Relations, New Business Development, Financial Planning
Education
University of Pennsylvania - The Wharton School
Management training, Advanced Management Training
College of Financial Planning 1984 — 1986
CFP, Financial Planning
University of North Carolina at Greensboro 1972 — 1974
MBA, Business and Economics
University of North Carolina at Greensboro 1968 — 1972
BS in Economics and Business, Economics and Business
Lara, May & Associates LLC January 2010 - Present
Lara, Shull & May January 2010 - May 2011
Walterman Financial Management LLC January 2004 - January 2010
Oppenheimer and Co. March 2002 - January 2004
Lehman Brothers October 2000 - March 2002
Cowen & Company/SG Cowen March 1995 - October 2000
Prudential Securities Inc May 1979 - March 1993
Skills
Portfolio Management, Strategic Financial..., Wealth Management, Sales Management, Private Equity, Investments, Business Planning, Team Building, Marketing, Asset Management, Entrepreneurship, Financial Analysis, Risk Management, Asset Managment, Mergers & Acquisitions, Management, Customer Service, Retirement Planning, Entrepreneur, Problem Solving, Mentoring, Cross-functional Team..., Team Management, Team Leadership, Customer Relations, New Business Development, Financial Planning
Education
University of Pennsylvania - The Wharton School
Management training, Advanced Management Training
College of Financial Planning 1984 — 1986
CFP, Financial Planning
University of North Carolina at Greensboro 1972 — 1974
MBA, Business and Economics
University of North Carolina at Greensboro 1968 — 1972
BS in Economics and Business, Economics and Business
Jason Epstein Jason Epstein's Prudential Securities, Inc Experience 1997 - 1999
Job Director, Product Management :: XFINITY TV (X1) :: Mobile/Web Syndication at Comcast Cable
Industry Internet
Experience
Comcast Cable August 2015 - Present
Comcast Cable December 2010 - August 2015
Comcast Interactive Media June 2006 - December 2010
Refinery, Inc. May 2005 - June 2006
I-SITE, Inc. April 2002 - May 2005
Epstein Consulting, LLC 1999 - 2002
Prudential Securities, Inc. 1997 - 1999
Skills
Software Product..., Mobile Applications, User Interface Design, TV Everywhere, Agile Project Management, Information Architecture, SEO, Mobile Marketing, Marketing Strategy, Web Video, Online Advertising, Web Applications, Agile Methodologies, Analytics, Scrum, Mobile Content, Strategy, Interactive Marketing, Television Production, Film Production, Online Video, Mobile Video, Team Management, Partner Management, Product Development, Digital Strategy, User Experience
Education
New York University 1987 — 1992
BFA, Film & Television Production
Central High School, Philadelphia 1984 — 1987
Comcast Cable August 2015 - Present
Comcast Cable December 2010 - August 2015
Comcast Interactive Media June 2006 - December 2010
Refinery, Inc. May 2005 - June 2006
I-SITE, Inc. April 2002 - May 2005
Epstein Consulting, LLC 1999 - 2002
Prudential Securities, Inc. 1997 - 1999
Skills
Software Product..., Mobile Applications, User Interface Design, TV Everywhere, Agile Project Management, Information Architecture, SEO, Mobile Marketing, Marketing Strategy, Web Video, Online Advertising, Web Applications, Agile Methodologies, Analytics, Scrum, Mobile Content, Strategy, Interactive Marketing, Television Production, Film Production, Online Video, Mobile Video, Team Management, Partner Management, Product Development, Digital Strategy, User Experience
Education
New York University 1987 — 1992
BFA, Film & Television Production
Central High School, Philadelphia 1984 — 1987
Anothip Zimmerman Anothip Zimmerman's Prudential Securities, Inc Experience July 1994 - June 1995
Job Financial Advisor, First Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC November 1999 - Present
Merrill Lynch July 1995 - November 1999
Prudential Securities, Inc. July 1994 - June 1995
Skills
Financial Guidance, Investment Advisory, Liability Management, Risk Management, Trust/Estate Fiduciary, Wealth Accumulation, Asset Management, Portfolio Management, Strategic Financial..., Retirement Planning, Wealth Management, Mutual Funds, Insurance, Equities, ETFs, Unit Investment Trusts, High Net Worth..., Income Protection, Mortgage Lending, Time Management, Investments
Education
Longwood University 1988 — 1992
Bachelor of Science (BS) in Business Administration, Concentration in Management
Wells Fargo Advisors, LLC November 1999 - Present
Merrill Lynch July 1995 - November 1999
Prudential Securities, Inc. July 1994 - June 1995
Skills
Financial Guidance, Investment Advisory, Liability Management, Risk Management, Trust/Estate Fiduciary, Wealth Accumulation, Asset Management, Portfolio Management, Strategic Financial..., Retirement Planning, Wealth Management, Mutual Funds, Insurance, Equities, ETFs, Unit Investment Trusts, High Net Worth..., Income Protection, Mortgage Lending, Time Management, Investments
Education
Longwood University 1988 — 1992
Bachelor of Science (BS) in Business Administration, Concentration in Management
Dawn Denvir Dawn Denvir's Prudential Securities, Inc Experience August 1999 - December 2000
Job Chief, Organizational Learning and Development at UNICEF
Industry Nonprofit Organization Management
Experience
UNICEF July 2006 - Present
UN, Dept. of Peacekeeping Operations January 2004 - July 2006
Ogilvy Public Relations Worldwide December 2000 - April 2003
Prudential Securities, Inc. August 1999 - December 2000
Citi August 1994 - August 1999
Skills
Learning and Development, Change Management, Leadership Development, Human Resource..., Learning & Development..., Performance Management, Training, Management, Organizational..., Talent Management, Career Development, Human Resources, Staff Development, Workshop Facilitation, Employee Training, Management Development, Organizational..., Personnel Management, Succession Planning, Employee Engagement, Executive Coaching
Education
Teachers College, Columbia University 2003 — 2005
Leadership and Learning
Fordham University 1998 — 2000
Master's degree, Human Resources Development
The University of Connecticut 1977 — 1981
Bachelor of Fine Arts (BFA), Theatre/Theater
UNICEF July 2006 - Present
UN, Dept. of Peacekeeping Operations January 2004 - July 2006
Ogilvy Public Relations Worldwide December 2000 - April 2003
Prudential Securities, Inc. August 1999 - December 2000
Citi August 1994 - August 1999
Skills
Learning and Development, Change Management, Leadership Development, Human Resource..., Learning & Development..., Performance Management, Training, Management, Organizational..., Talent Management, Career Development, Human Resources, Staff Development, Workshop Facilitation, Employee Training, Management Development, Organizational..., Personnel Management, Succession Planning, Employee Engagement, Executive Coaching
Education
Teachers College, Columbia University 2003 — 2005
Leadership and Learning
Fordham University 1998 — 2000
Master's degree, Human Resources Development
The University of Connecticut 1977 — 1981
Bachelor of Fine Arts (BFA), Theatre/Theater
Randy Scherago Randy Scherago's Prudential Securities, Inc Experience September 1999 - January 2002
Job VP, Investor Relations at GeoEye
Industry Defense & Space
Experience
GeoEye July 2009 - Present
Ironbound Capital Management January 2008 - July 2009
First Albany Capital November 2002 - October 2007
Prudential Securities, Inc. September 1999 - January 2002
Faxon Research August 1997 - August 1999
Paribas U.S. Growth Fund January 1995 - July 1997
Dean Witter September 1993 - January 1995
Robertson Stephens & Co, September 1990 - September 1993
Furman Selz February 1987 - September 1990
Skills
Investment Management, Investor Relations, Crisis Communications, Portfolio Management, Strategic Communications, Public Relations, Marketing, Technology, Healthcare, Retail, Aerospace, Trading, Public Speaking, Speech Writing, Asset Managment
Education
Babson College 1982 — 1984
Bachelor of Science (BS), Finance and Investments
Connecticut College 1980 — 1982
Fine Arts and Economics
GeoEye July 2009 - Present
Ironbound Capital Management January 2008 - July 2009
First Albany Capital November 2002 - October 2007
Prudential Securities, Inc. September 1999 - January 2002
Faxon Research August 1997 - August 1999
Paribas U.S. Growth Fund January 1995 - July 1997
Dean Witter September 1993 - January 1995
Robertson Stephens & Co, September 1990 - September 1993
Furman Selz February 1987 - September 1990
Skills
Investment Management, Investor Relations, Crisis Communications, Portfolio Management, Strategic Communications, Public Relations, Marketing, Technology, Healthcare, Retail, Aerospace, Trading, Public Speaking, Speech Writing, Asset Managment
Education
Babson College 1982 — 1984
Bachelor of Science (BS), Finance and Investments
Connecticut College 1980 — 1982
Fine Arts and Economics
Stanley Back Stanley Back's Prudential Securities, Inc Experience 2000 - 2002
Job |Career Coach in Private Practice| with an extensive Human Resources background |
Industry Human Resources
Experience
Intentional HR ™ 2002 - Present
The Ayers Group 2002 - Present
Baruch College 2008 - Present
SIBL (Science Industry & Business Library) NYC August 2009 - February 2010
The Ayers Group January 2009 - July 2009
Murray Hill Medical Group 2006 - 2006
Prudential Securities, Inc. 2000 - 2002
AIG 1985 - 2000
The Richardson Group; Irving Trust Co.; Beth Israel Medical Center; Lenox Hill Hospital 1969 - 1985
Skills
Coaching, Resume Writing, Organizational Change, Executive Coaching, Team Building, Mentoring, Public Speaking, Career Development, Teaching, Interview Practice, Facilitating transition..., Transition Marketing..., Change Management, Google Groups, Facilitators, Organizational..., Performance Management, Recruiting, Human Resources, Employee Relations, Interviews, Talent Management, Workshop Facilitation, Career Counseling, Personnel Management, Talent Acquisition, Job Coaching, Leadership, Training, Management, Organizational Design, Onboarding, Deferred Compensation, Job Search, College Recruiting, Management Development, Leadership Development, Employee Engagement, Staff Development, Succession Planning, Employee Training, MBTI, Workforce Planning, Interview Preparation, Conflict Resolution, 360 Feedback, Instructional Design, Career Management, Employee Benefits, Organizational...
Education
City University of New York-Hunter College 1972 — 1974
MSW, Group Work
City University of New York City College 1964 — 1969
BA, Psychology, Sociolgy
DeWitt Clinton High School 1960 — 1964
Academic
Intentional HR ™ 2002 - Present
The Ayers Group 2002 - Present
Baruch College 2008 - Present
SIBL (Science Industry & Business Library) NYC August 2009 - February 2010
The Ayers Group January 2009 - July 2009
Murray Hill Medical Group 2006 - 2006
Prudential Securities, Inc. 2000 - 2002
AIG 1985 - 2000
The Richardson Group; Irving Trust Co.; Beth Israel Medical Center; Lenox Hill Hospital 1969 - 1985
Skills
Coaching, Resume Writing, Organizational Change, Executive Coaching, Team Building, Mentoring, Public Speaking, Career Development, Teaching, Interview Practice, Facilitating transition..., Transition Marketing..., Change Management, Google Groups, Facilitators, Organizational..., Performance Management, Recruiting, Human Resources, Employee Relations, Interviews, Talent Management, Workshop Facilitation, Career Counseling, Personnel Management, Talent Acquisition, Job Coaching, Leadership, Training, Management, Organizational Design, Onboarding, Deferred Compensation, Job Search, College Recruiting, Management Development, Leadership Development, Employee Engagement, Staff Development, Succession Planning, Employee Training, MBTI, Workforce Planning, Interview Preparation, Conflict Resolution, 360 Feedback, Instructional Design, Career Management, Employee Benefits, Organizational...
Education
City University of New York-Hunter College 1972 — 1974
MSW, Group Work
City University of New York City College 1964 — 1969
BA, Psychology, Sociolgy
DeWitt Clinton High School 1960 — 1964
Academic
Pamela DeStefano Pamela DeStefano's Prudential Securities, Inc Experience January 2000 - October 2001
Job Contract at 20/20 Financial Advisers LLC
Industry Financial Services
Experience
20/20 Financial Advisers of Daytona Beach, LLC May 2010 - Present
Strategic Capital Allocation Group, LLC October 2001 - July 2008
Prudential Securities, Inc. January 2000 - October 2001
Prudential Investments August 1999 - January 2000
Prudential Securities June 1997 - December 1998
Prudential Securities 1992 - 1997
Shearson Lehman Brothers 1986 - 1992
Skills
Series 7, Portfolio Management, Investments, Securities, Series 63, Alternative Investments, Asset Management, Series 65, Financial Services, Investment Advisory, Asset Allocation, Relationship Management, Compliance
Education
University of Massachusetts Boston 1981 — 1985
B.S., Private Financial Management
20/20 Financial Advisers of Daytona Beach, LLC May 2010 - Present
Strategic Capital Allocation Group, LLC October 2001 - July 2008
Prudential Securities, Inc. January 2000 - October 2001
Prudential Investments August 1999 - January 2000
Prudential Securities June 1997 - December 1998
Prudential Securities 1992 - 1997
Shearson Lehman Brothers 1986 - 1992
Skills
Series 7, Portfolio Management, Investments, Securities, Series 63, Alternative Investments, Asset Management, Series 65, Financial Services, Investment Advisory, Asset Allocation, Relationship Management, Compliance
Education
University of Massachusetts Boston 1981 — 1985
B.S., Private Financial Management
Jim R. McNeill Jim R. McNeill's Prudential Securities, Inc Experience November 1995 - June 2000
Job Corporate Hunting Outfitter at South Zone Hunting, LLC
Industry Recreational Facilities and Services
Experience
South Zone Hunting, LLC August 2002 - Present
Raymond James and Associates June 2000 - November 2005
Prudential Securities, Inc. November 1995 - June 2000
CF Motorfreight--Brownsville, TX 1989 - 1995
Skills
Finance, Series 7, Uniform Combined State..., Strategic Financial..., Retirement Planning, Investments, Wealth Management, Mutual Funds, Financial Analysis, Financial Modeling, Investment Strategies, Retirement, Investment Advisory, Financial Advisory, Series 63, Asset Allocation, Portfolio Management, Asset Managment, Securities, Fixed Annuities, Financial Planning
Education
Sam Houston State University 1986 — 1989
BBA, Finance
PSJA
South Zone Hunting, LLC August 2002 - Present
Raymond James and Associates June 2000 - November 2005
Prudential Securities, Inc. November 1995 - June 2000
CF Motorfreight--Brownsville, TX 1989 - 1995
Skills
Finance, Series 7, Uniform Combined State..., Strategic Financial..., Retirement Planning, Investments, Wealth Management, Mutual Funds, Financial Analysis, Financial Modeling, Investment Strategies, Retirement, Investment Advisory, Financial Advisory, Series 63, Asset Allocation, Portfolio Management, Asset Managment, Securities, Fixed Annuities, Financial Planning
Education
Sam Houston State University 1986 — 1989
BBA, Finance
PSJA
Dean Scarpa's Prudential Securities, Inc Experience November 1980 - February 2001
Job First Vice PresidentWealth Management UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. February 2001 - Present
Prudential Securities, Inc. November 1980 - February 2001
Education
Pittsburgh Institute of Mortuary Science Inc 1973 — 1974
Graduate Mortician
Spring Garden College 1969 — 1973
Bachelor's Degree, Mechanical Engineering
Spring Garden College
Bachelor’s Degree, Mechanical Engineering
UBS Financial Services, Inc. February 2001 - Present
Prudential Securities, Inc. November 1980 - February 2001
Education
Pittsburgh Institute of Mortuary Science Inc 1973 — 1974
Graduate Mortician
Spring Garden College 1969 — 1973
Bachelor's Degree, Mechanical Engineering
Spring Garden College
Bachelor’s Degree, Mechanical Engineering
Geoffrey Faux Geoffrey Faux's Prudential Securities, Inc Experience 1992 - 1996
Job Managing Partner at Caymus Equity Partners LLC
Industry Venture Capital & Private Equity
Experience
Caymus Equity Partners LLC June 2009 - Present
Caymus Partners LLC 2001 - Present
Orthodontic Centers of America, Inc. 1996 - 1999
Prudential Securities, Inc. 1992 - 1996
GE Capital Corporation 1990 - 1992
Drexel Burnham Lambert 1986 - 1990
Skills
Mergers & Acquisitions, Investment Banking, Strategy, LBO, Private Equity, Management, Corporate Development, Recapitalizations, Due Diligence, Corporate Finance, Financial Modeling
Education
The University of Georgia
Bachelor of Business Administration (BBA), Economics
University of Chicago
M.B.A.
Caymus Equity Partners LLC June 2009 - Present
Caymus Partners LLC 2001 - Present
Orthodontic Centers of America, Inc. 1996 - 1999
Prudential Securities, Inc. 1992 - 1996
GE Capital Corporation 1990 - 1992
Drexel Burnham Lambert 1986 - 1990
Skills
Mergers & Acquisitions, Investment Banking, Strategy, LBO, Private Equity, Management, Corporate Development, Recapitalizations, Due Diligence, Corporate Finance, Financial Modeling
Education
The University of Georgia
Bachelor of Business Administration (BBA), Economics
University of Chicago
M.B.A.
Nat Cooper Nat Cooper's Prudential Securities, Inc Experience 1996 - 2000
Job Interactive & Digital Marketing Leader | Solutions Strategist | Platform & Channel Development | SoLoMo LI | Mobile Apps
Industry Marketing and Advertising
Experience
Pitney Bowes 2012 - Present
AMOS TV 2011 - 2012
Chartis 2010 - 2011
Bank of America 2007 - 2010
Citigroup 2005 - 2007
Citi 2003 - 2005
Citi 2000 - 2003
Prudential Securities, Inc. 1996 - 2000
Skills
Direct Marketing, CRM, Customer Acquisition, Loyalty Programs, Credit Cards, Strategy, Relationship Management, Management, Insurance, B2B, Marketing Strategy, Digital Marketing, Debit Cards, Interactive Advertising, Budgets, Email Marketing, Product Management, Marketing, Retail Banking, Rewards, Vendor Management, Interactive Marketing, Innovation, Emerging Technologies, Mobile Applications, iOS, Android, SaaS, Location Intelligence, SoLoMo, Strategic Planning, Leadership, P&L Responsibility, Salesforce.com, Product Development, SEM, SEO, Data Management, Branding & Identity, Financial Technology, E-commerce, Electronic Payments, Mobile Payments, Mobile Marketing, Social Media Marketing, Social Media Management, Training, Public Speaking, Presentations, Geocoding
Education
Adelphi University
Certification, Paralegal
Queens College
BA, Finance; Minor - Economics
Holden International
Executive Sales Training Course
Holden International
Sales Management Training Course
Pitney Bowes 2012 - Present
AMOS TV 2011 - 2012
Chartis 2010 - 2011
Bank of America 2007 - 2010
Citigroup 2005 - 2007
Citi 2003 - 2005
Citi 2000 - 2003
Prudential Securities, Inc. 1996 - 2000
Skills
Direct Marketing, CRM, Customer Acquisition, Loyalty Programs, Credit Cards, Strategy, Relationship Management, Management, Insurance, B2B, Marketing Strategy, Digital Marketing, Debit Cards, Interactive Advertising, Budgets, Email Marketing, Product Management, Marketing, Retail Banking, Rewards, Vendor Management, Interactive Marketing, Innovation, Emerging Technologies, Mobile Applications, iOS, Android, SaaS, Location Intelligence, SoLoMo, Strategic Planning, Leadership, P&L Responsibility, Salesforce.com, Product Development, SEM, SEO, Data Management, Branding & Identity, Financial Technology, E-commerce, Electronic Payments, Mobile Payments, Mobile Marketing, Social Media Marketing, Social Media Management, Training, Public Speaking, Presentations, Geocoding
Education
Adelphi University
Certification, Paralegal
Queens College
BA, Finance; Minor - Economics
Holden International
Executive Sales Training Course
Holden International
Sales Management Training Course
Tom Rizzo Tom Rizzo's Prudential Securities, Inc Experience March 1997 - May 1998
Job Capital Markets Professional
Industry Banking
Experience
Royal Bank of Scotland July 2009 - May 2012
ABN AMRO September 2002 - June 2009
Dresdner Kleinwort Wasserstein December 2001 - August 2002
Moody's Investors Service September 2000 - November 2001
Fitch Ratings March 2000 - August 2000
Duff & Phelps June 1998 - February 2000
Prudential Securities, Inc. March 1997 - May 1998
Avis Budget Group October 1994 - February 1997
Avis Budget Group December 1990 - August 1992
Sprint Nextel May 1988 - November 1990
Skills
Capital Markets, Portfolio Management, Banking, Credit Analysis, Credit Risk, Financial Modeling, Financial Risk, Fixed Income, Investment Banking, Risk Management, Securitization, Structured Finance, Financial Structuring, Structured Products, Financial Markets
Education
New York University - Leonard N. Stern School of Business
MBA, Finance
Virginia Polytechnic Institute and State University
M.S., Industrial Engineering & Operations Research
Northwestern University
B.A., Mathematics
Royal Bank of Scotland July 2009 - May 2012
ABN AMRO September 2002 - June 2009
Dresdner Kleinwort Wasserstein December 2001 - August 2002
Moody's Investors Service September 2000 - November 2001
Fitch Ratings March 2000 - August 2000
Duff & Phelps June 1998 - February 2000
Prudential Securities, Inc. March 1997 - May 1998
Avis Budget Group October 1994 - February 1997
Avis Budget Group December 1990 - August 1992
Sprint Nextel May 1988 - November 1990
Skills
Capital Markets, Portfolio Management, Banking, Credit Analysis, Credit Risk, Financial Modeling, Financial Risk, Fixed Income, Investment Banking, Risk Management, Securitization, Structured Finance, Financial Structuring, Structured Products, Financial Markets
Education
New York University - Leonard N. Stern School of Business
MBA, Finance
Virginia Polytechnic Institute and State University
M.S., Industrial Engineering & Operations Research
Northwestern University
B.A., Mathematics
Flynt Hughes Flynt Hughes's Prudential Securities, Inc Experience March 1997 - April 2001
Job Regional Vice President at MetLife
Industry Financial Services
Experience
MetLife April 2015 - Present
Chickasaw Capital Management, LLC September 2014 - Present
Piedmont Capital Distributors July 2012 - September 2014
Sun Life Financial February 2009 - July 2012
AIG SunAmerica April 2004 - February 2009
AG Edwards June 2003 - April 2004
Planco/Hartford October 2002 - May 2003
UBS/Paine Webber April 2001 - October 2002
Prudential Securities Inc. March 1997 - April 2001
RAF Financial December 1996 - March 1997
Skills
Series 7, Series 63, Series 65, Health, Life, Variable
Education
University of Mississippi 1989 — 1993
Bachelor of Business Administration, Marketing
Jackson Academy HS, Jackson, MS
High School Diploma, General Studies
MetLife April 2015 - Present
Chickasaw Capital Management, LLC September 2014 - Present
Piedmont Capital Distributors July 2012 - September 2014
Sun Life Financial February 2009 - July 2012
AIG SunAmerica April 2004 - February 2009
AG Edwards June 2003 - April 2004
Planco/Hartford October 2002 - May 2003
UBS/Paine Webber April 2001 - October 2002
Prudential Securities Inc. March 1997 - April 2001
RAF Financial December 1996 - March 1997
Skills
Series 7, Series 63, Series 65, Health, Life, Variable
Education
University of Mississippi 1989 — 1993
Bachelor of Business Administration, Marketing
Jackson Academy HS, Jackson, MS
High School Diploma, General Studies
Elham Shenassa Elham Shenassa's Prudential Securities, Inc Experience December 1990 - December 1998
Job Principal Management Consultant / Implementation Manager at 1800Flowers.com
Industry Information Technology and Services
Experience
1800Flowers.com January 2013 - Present
Carlmont Group, Inc. March 2007 - December 2012
Canon USA December 1998 - December 2006
Prudential Securities, Inc. December 1990 - December 1998
Skills
Integration, CRM, Business Intelligence, Program Management, Project Management, E-commerce, Enterprise Software, Leadership, Management, Business Process, Consulting, Software Project..., Vendor Management, Business Analysis, Process Improvement, Training, ERP, Team Building, Business Development, Analysis, Analytics, Management Consulting, Salesforce.com, Strategy, PMO, HIPAA, Change Management, Software Development, Data Warehousing, SDLC, Cross-functional Team..., EMR, EHR, Strategic Planning, Security, Information Technology, IT Strategy, Portals, Web Marketing, Supply Chain, HIT, B2B, Campaign Management, Enterprise Applications, IT & Business Strategy..., Requirements Analysis
Education
UCLA 1984 — 1996
1984-1986, Mathematics and Computer Science
Saint John's University 1986 — 1988
Bachelor of Science, Computer Science
1800Flowers.com January 2013 - Present
Carlmont Group, Inc. March 2007 - December 2012
Canon USA December 1998 - December 2006
Prudential Securities, Inc. December 1990 - December 1998
Skills
Integration, CRM, Business Intelligence, Program Management, Project Management, E-commerce, Enterprise Software, Leadership, Management, Business Process, Consulting, Software Project..., Vendor Management, Business Analysis, Process Improvement, Training, ERP, Team Building, Business Development, Analysis, Analytics, Management Consulting, Salesforce.com, Strategy, PMO, HIPAA, Change Management, Software Development, Data Warehousing, SDLC, Cross-functional Team..., EMR, EHR, Strategic Planning, Security, Information Technology, IT Strategy, Portals, Web Marketing, Supply Chain, HIT, B2B, Campaign Management, Enterprise Applications, IT & Business Strategy..., Requirements Analysis
Education
UCLA 1984 — 1996
1984-1986, Mathematics and Computer Science
Saint John's University 1986 — 1988
Bachelor of Science, Computer Science
Pam McGowan Pam McGowan's Prudential Securities, Inc Experience September 1998 - March 1999
Job Financial Services Professional
Industry Financial Services
Experience
Geneos Wealth Management August 2011 - Present
Concept Capital April 2009 - May 2010
Stanford Group Company May 1999 - March 2009
Charles Schwab & Company, Inc March 1999 - May 1999
Prudential Securities, Inc September 1998 - March 1999
Janco Partners, Inc April 1997 - August 1998
Skills
Customer Service, Mutual Funds, Strategic Planning, Equities, Series 24
Education
University of Northern Iowa
Bachelor of Science, Business
Geneos Wealth Management August 2011 - Present
Concept Capital April 2009 - May 2010
Stanford Group Company May 1999 - March 2009
Charles Schwab & Company, Inc March 1999 - May 1999
Prudential Securities, Inc September 1998 - March 1999
Janco Partners, Inc April 1997 - August 1998
Skills
Customer Service, Mutual Funds, Strategic Planning, Equities, Series 24
Education
University of Northern Iowa
Bachelor of Science, Business
Marcella Lewis Marcella Lewis's Prudential Securities, Inc Experience 1986 - 1996
Job Legal Office Assistant at Reece & Associates
Industry Law Practice
Experience
Reece & Associates June 2010 - Present
Stateside Capital, LLC February 2005 - August 2009
Atlanta History Center 2004 - 2008
Reznick Group, PC June 2004 - February 2005
Ivy Asset Management Corp. 1996 - 2003
Prospective Computer Analysts, Inc., (PCA) 1998 - 1999
Prudential Securities, Inc. 1986 - 1996
Education
Nassau Community College 1994 — 2001
Reece & Associates June 2010 - Present
Stateside Capital, LLC February 2005 - August 2009
Atlanta History Center 2004 - 2008
Reznick Group, PC June 2004 - February 2005
Ivy Asset Management Corp. 1996 - 2003
Prospective Computer Analysts, Inc., (PCA) 1998 - 1999
Prudential Securities, Inc. 1986 - 1996
Education
Nassau Community College 1994 — 2001
Christine Dillon's Prudential Securities, Inc Experience 1997 - 1997
Job Private Investor | Capital Markets | Corporate Access | Investor Relations | Corporate Finance
Industry Financial Services
Experience
UBS Investment Bank 2005 - 2008
Worldco & Independent Trader 2000 - 2004
Salomon Brothers Int'l (Europe) / Salomon Smith Barney 1998 - 2000
Prudential Securities, Inc. 1997 - 1997
Fitch Investors Service (Fitch Ratings) 1994 - 1997
Wells Fargo Securities, Inc. 1993 - 1993
Fidelity Investments 1989 - 1992
Federal Reserve Bank of Boston 1988 - 1988
Skills
Investment Banking, Structured Finance, Corporate Finance, Corporate Access, Investor Relations, Corporate Client..., Account Acquisition &..., Relationship Management, Business Development, Capital Raising, Equity Capital Markets, Debt & Equity Financing, Deal Origination &..., Cross-border..., Credit Rating, Due Diligence, Roadshows, Board Presentations, Grant Funding, Project Management, Published Author
Education
Harvard University, John F. Kennedy School of Government
MPA, Business & Government
Clark Atlanta University
MBA, Finance
University of Massachusetts, Amherst
BBA, General Business & Finance
UBS Investment Bank 2005 - 2008
Worldco & Independent Trader 2000 - 2004
Salomon Brothers Int'l (Europe) / Salomon Smith Barney 1998 - 2000
Prudential Securities, Inc. 1997 - 1997
Fitch Investors Service (Fitch Ratings) 1994 - 1997
Wells Fargo Securities, Inc. 1993 - 1993
Fidelity Investments 1989 - 1992
Federal Reserve Bank of Boston 1988 - 1988
Skills
Investment Banking, Structured Finance, Corporate Finance, Corporate Access, Investor Relations, Corporate Client..., Account Acquisition &..., Relationship Management, Business Development, Capital Raising, Equity Capital Markets, Debt & Equity Financing, Deal Origination &..., Cross-border..., Credit Rating, Due Diligence, Roadshows, Board Presentations, Grant Funding, Project Management, Published Author
Education
Harvard University, John F. Kennedy School of Government
MPA, Business & Government
Clark Atlanta University
MBA, Finance
University of Massachusetts, Amherst
BBA, General Business & Finance
Philip L. Schantz Philip L. Schantz's Prudential Securities, Inc Experience February 1988 - January 2000
Job Independent Investment Management Professional
Industry Investment Management
Experience
Schantz Investments February 2009 - Present
HSBC Global Asset Management May 2005 - January 2009
Credit Suisse Asset Management February 2000 - April 2005
Prudential Securities, Inc. February 1988 - January 2000
E.F. Hutton & Co. July 1984 - January 1988
Wells Fargo Bank, N.A. January 1979 - June 1984
The Chase Manhattan Bank, N.A. February 1971 - December 1978
United States Army September 1970 - January 1971
Skills
High Yield, Bonds, Securities, Credit Analysis, Fixed Income, Asset Managment, Investment Banking, Hedge Funds, Asset Management, Loans, Credit, Equities, LBO, Alternative Investments, Capital Markets, Options
Education
Lehigh University 1966 — 1970
B.A., Government (Magna Cum Laude)
Schantz Investments February 2009 - Present
HSBC Global Asset Management May 2005 - January 2009
Credit Suisse Asset Management February 2000 - April 2005
Prudential Securities, Inc. February 1988 - January 2000
E.F. Hutton & Co. July 1984 - January 1988
Wells Fargo Bank, N.A. January 1979 - June 1984
The Chase Manhattan Bank, N.A. February 1971 - December 1978
United States Army September 1970 - January 1971
Skills
High Yield, Bonds, Securities, Credit Analysis, Fixed Income, Asset Managment, Investment Banking, Hedge Funds, Asset Management, Loans, Credit, Equities, LBO, Alternative Investments, Capital Markets, Options
Education
Lehigh University 1966 — 1970
B.A., Government (Magna Cum Laude)
Revel Rawlings Revel Rawlings's Prudential Securities, Inc Experience October 1986 - September 1993
Job Senior Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC September 2012 - Present
Wells Fargo Advisors, LLC September 2012 - Present
UBS October 2008 - September 2012
Stife, Nicolaus, & Company, Inc. September 2000 - October 2008
Sterne Agee August 1995 - September 2000
Sunburst Finanncial Group, Inc. September 1993 - October 1995
Prudential Securities, Inc. October 1986 - September 1993
Skills
Investments, Asset Allocation, Mutual Funds, Retirement Planning, Securities, Municipal Bonds, 401k Rollovers, Estate Investment..., Wealth Preservation..., Tax-Efficient Strategies, Financial Advisory
Education
University of Southern Mississippi
Bachelor's degree
University of Alabama 1978 — 1982
Wells Fargo Advisors, LLC September 2012 - Present
Wells Fargo Advisors, LLC September 2012 - Present
UBS October 2008 - September 2012
Stife, Nicolaus, & Company, Inc. September 2000 - October 2008
Sterne Agee August 1995 - September 2000
Sunburst Finanncial Group, Inc. September 1993 - October 1995
Prudential Securities, Inc. October 1986 - September 1993
Skills
Investments, Asset Allocation, Mutual Funds, Retirement Planning, Securities, Municipal Bonds, 401k Rollovers, Estate Investment..., Wealth Preservation..., Tax-Efficient Strategies, Financial Advisory
Education
University of Southern Mississippi
Bachelor's degree
University of Alabama 1978 — 1982
Joyce A. Powers Joyce A. Powers's Prudential Securities, Inc Experience 1996 - 2007
Job Licensed Associate Real Estate Broker at KMS Realty Group
Industry Real Estate
Experience
KMS Realty Group January 2015 - Present
Neuhaus Realty, Inc. January 2011 - January 2015
Robert DeFalco Realty, Inc. August 2009 - January 2011
Sun Properties of New York, Inc. April 2008 - August 2009
Prudential Equity Group December 1996 - October 2007
Prudential Securities, Inc. 1996 - 2007
Nasdaq Stock Market, Inc April 1994 - December 1996
Morgan Stanley & Co., Inc. 1978 - 1989
Skills
Real Estate, First Time Home Buyers, Sellers, Short Sales, Foreclosures, Buyers, Seniors, Residential Homes, Referrals, Relocation, SFR, Investment Properties, New Home Sales, Listings, ABR, Investors, Buyer Representation, Townhomes, Condos, Property, Real Estate Transactions, Single Family Homes, Real Property, REO, Rentals, New Homes, Luxury, Senior Real Estate, Selling, National Association of..., Resellers, HUD, Income Properties, Relocation Buyers, Vacation Homes, Home Staging, Brokerage, Waterfront, e-PRO, Move Up Buyers, Leases, Seller Representation, Council of Residential..., Real Estate Financing, Commercial Real Estate, 1031 Exchanges, Real Estate Development, Apartments, Property Management, Investments
Education
City University of New York-Hunter College 1968 — 1971
Music and Cinema and Economics
Our Lady of Perpetual Help HS
KMS Realty Group January 2015 - Present
Neuhaus Realty, Inc. January 2011 - January 2015
Robert DeFalco Realty, Inc. August 2009 - January 2011
Sun Properties of New York, Inc. April 2008 - August 2009
Prudential Equity Group December 1996 - October 2007
Prudential Securities, Inc. 1996 - 2007
Nasdaq Stock Market, Inc April 1994 - December 1996
Morgan Stanley & Co., Inc. 1978 - 1989
Skills
Real Estate, First Time Home Buyers, Sellers, Short Sales, Foreclosures, Buyers, Seniors, Residential Homes, Referrals, Relocation, SFR, Investment Properties, New Home Sales, Listings, ABR, Investors, Buyer Representation, Townhomes, Condos, Property, Real Estate Transactions, Single Family Homes, Real Property, REO, Rentals, New Homes, Luxury, Senior Real Estate, Selling, National Association of..., Resellers, HUD, Income Properties, Relocation Buyers, Vacation Homes, Home Staging, Brokerage, Waterfront, e-PRO, Move Up Buyers, Leases, Seller Representation, Council of Residential..., Real Estate Financing, Commercial Real Estate, 1031 Exchanges, Real Estate Development, Apartments, Property Management, Investments
Education
City University of New York-Hunter College 1968 — 1971
Music and Cinema and Economics
Our Lady of Perpetual Help HS
Ygnacio Garcia-Saladrigas Ygnacio Garcia-Saladrigas's Prudential Securities, Inc Experience 1998 - 2000
Job Senior Wealth Director at BNY Mellon Wealth Management
Industry Investment Management
Experience
BNY Mellon Wealth Management 2014 - Present
JP Morgan 2011 - 2014
Barclays Wealth Americas (formerly Lehman Brothers, Inc.) 2007 - 2010
InterVestors Capital, LLC 2002 - 2007
Merrill Lynch & Co., Inc. 2000 - 2001
Prudential Securities, Inc. 1998 - 2000
Charles Schwab & Co., Inc. 1996 - 1998
SunTrust Banks, Inc. 1989 - 1994
Education
University of Pennsylvania - The Wharton School 1994 — 1996
MBA, Finance
Georgetown University 1985 — 1989
BSBA, Finance
Christopher Columbus High School
BNY Mellon Wealth Management 2014 - Present
JP Morgan 2011 - 2014
Barclays Wealth Americas (formerly Lehman Brothers, Inc.) 2007 - 2010
InterVestors Capital, LLC 2002 - 2007
Merrill Lynch & Co., Inc. 2000 - 2001
Prudential Securities, Inc. 1998 - 2000
Charles Schwab & Co., Inc. 1996 - 1998
SunTrust Banks, Inc. 1989 - 1994
Education
University of Pennsylvania - The Wharton School 1994 — 1996
MBA, Finance
Georgetown University 1985 — 1989
BSBA, Finance
Christopher Columbus High School
Fiona Stafford Fiona Stafford's Prudential Securities, Inc Experience 1993 - 1998
Job Trinity North America, Administrator
Industry Nonprofit Organization Management
Experience
Trinity Foundation June 2012 - Present
IBM June 2006 - July 2008
Citibank July 2001 - December 2005
Morgan Stanley July 1998 - August 1999
Prudential Securities Inc. 1993 - 1998
Guy Carpenter June 1992 - September 1992
Guy Carpenter June 1991 - September 1991
Chase Manhattan June 1990 - September 1990
Skills
Series 7, Series 63, CCM, Business Analysis, User Acceptance Testing, Project Management, Business Process, Banking
Education
University College Dublin 1999 — 2000
Master of Science (M.Sc.), Management Information Systems, General
Trinity College, Dublin 1989 — 1993
Bachelor of Arts (B.A.), B.E.S.S.
Trinity Foundation June 2012 - Present
IBM June 2006 - July 2008
Citibank July 2001 - December 2005
Morgan Stanley July 1998 - August 1999
Prudential Securities Inc. 1993 - 1998
Guy Carpenter June 1992 - September 1992
Guy Carpenter June 1991 - September 1991
Chase Manhattan June 1990 - September 1990
Skills
Series 7, Series 63, CCM, Business Analysis, User Acceptance Testing, Project Management, Business Process, Banking
Education
University College Dublin 1999 — 2000
Master of Science (M.Sc.), Management Information Systems, General
Trinity College, Dublin 1989 — 1993
Bachelor of Arts (B.A.), B.E.S.S.
James Kaminski James Kaminski's Prudential Securities, Inc Experience 1982 - 1998
Job Strategic Finance Professional
Industry Financial Services
Experience
Scivantage, Inc. 2007 - 2014
American International Group 2006 - 2007
Prudential Financial 1998 - 2006
Prudential Securities, Inc. 1982 - 1998
Skills
Finance, Financial Analysis, Mergers & Acquisitions, Risk Management, Financial Services, Start-ups, Executive Management, Forecasting, Analysis, Leadership, Vendor Management, Process Improvement, Strategy, Procurement, Real Estate, Management, Portfolio Management, Business Analysis, Project Management, SDLC
Education
University of Pennsylvania - The Wharton School
Wharton Executive Education
University of Miami
MBA
University of Tampa
Bachelor of Science (B.S.), Business Management and Economics
Scivantage, Inc. 2007 - 2014
American International Group 2006 - 2007
Prudential Financial 1998 - 2006
Prudential Securities, Inc. 1982 - 1998
Skills
Finance, Financial Analysis, Mergers & Acquisitions, Risk Management, Financial Services, Start-ups, Executive Management, Forecasting, Analysis, Leadership, Vendor Management, Process Improvement, Strategy, Procurement, Real Estate, Management, Portfolio Management, Business Analysis, Project Management, SDLC
Education
University of Pennsylvania - The Wharton School
Wharton Executive Education
University of Miami
MBA
University of Tampa
Bachelor of Science (B.S.), Business Management and Economics
Howard Blecher Howard Blecher's Prudential Securities, Inc Experience May 1993 - December 2001
Job Assoc. AIA, CPA, Certified GreenPoint Rater, LEED AP
Industry Architecture & Planning
Experience
Blecher Building + Urban Design August 2008 - Present
Avila Design May 2007 - August 2008
University of California, Berkeley January 2005 - January 2007
Chris Spaulding Architect September 2005 - December 2005
Dark-Fleury Enterprises, Inc. June 2004 - August 2004
Bay Area Economics June 2004 - August 2004
University of California, Berkeley 2004 - 2004
University of California, Berkeley June 2003 - December 2003
Rebecca Schnier Architects June 2003 - August 2003
Prudential Securities, Inc. May 1993 - December 2001
Skills
LEED AP, Urban Planning, Architectural Design, Architecture, Urban Design
Education
University of California, Berkeley 2002 — 2006
Master of Architecture, Master of City Planning
New York University - Leonard N. Stern School of Business 1993 — 1997
MBA
University of Pennsylvania 1989 — 1993
BA
Blecher Building + Urban Design August 2008 - Present
Avila Design May 2007 - August 2008
University of California, Berkeley January 2005 - January 2007
Chris Spaulding Architect September 2005 - December 2005
Dark-Fleury Enterprises, Inc. June 2004 - August 2004
Bay Area Economics June 2004 - August 2004
University of California, Berkeley 2004 - 2004
University of California, Berkeley June 2003 - December 2003
Rebecca Schnier Architects June 2003 - August 2003
Prudential Securities, Inc. May 1993 - December 2001
Skills
LEED AP, Urban Planning, Architectural Design, Architecture, Urban Design
Education
University of California, Berkeley 2002 — 2006
Master of Architecture, Master of City Planning
New York University - Leonard N. Stern School of Business 1993 — 1997
MBA
University of Pennsylvania 1989 — 1993
BA
Albert Torre's Prudential Securities, Inc Experience October 1989 - December 2001
Job Vice President at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley 2010 - Present
Credit Suisse August 2007 - December 2010
UBS Wealth Management USA January 2005 - August 2007
Wachovia Securities, Incorporated (formerly Prudential Securities, Inc.) December 2001 - December 2004
Prudential Securities, Inc. October 1989 - December 2001
Skills
Lean Six Sigma Greenbelt, Business Analysis, SDLC, Vendor Management, PMO, Back Office, Financial Services, Business Requirements, PMP, Project Portfolio..., Requirements Gathering, Program Management, IT Strategy, Use Case Analysis, Financial Statements, New Account Opening, Performance Reporting, Portfolio Management, Project Management
Education
Pace University - Lubin School of Business 1984 — 1989
BBA, Management Information Systems
Morgan Stanley 2010 - Present
Credit Suisse August 2007 - December 2010
UBS Wealth Management USA January 2005 - August 2007
Wachovia Securities, Incorporated (formerly Prudential Securities, Inc.) December 2001 - December 2004
Prudential Securities, Inc. October 1989 - December 2001
Skills
Lean Six Sigma Greenbelt, Business Analysis, SDLC, Vendor Management, PMO, Back Office, Financial Services, Business Requirements, PMP, Project Portfolio..., Requirements Gathering, Program Management, IT Strategy, Use Case Analysis, Financial Statements, New Account Opening, Performance Reporting, Portfolio Management, Project Management
Education
Pace University - Lubin School of Business 1984 — 1989
BBA, Management Information Systems
Marshall Dumont Marshall Dumont's Prudential Securities, Inc Experience 1997 - 2003
Job Branch ManagerFinancial Advisor at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. May 2012 - Present
Merrill Lynch December 2010 - May 2012
UBS FINANCIAL SERVICES, INC 2008 - 2010
Merrill Lynch 2007 - 2008
RYAN BECK & CO 2004 - 2007
NORTHEAST SECURITIES INC 2003 - 2004
SARATOGA CAPITAL INC 2003 - 2004
Prudential Securities, Inc. 1997 - 2003
Wells Fargo Advisors 1991 - 2003
PRUDENTIAL SECURITIES INC 1991 - 2003
Education
Cornell University 1979 — 1981
Cornell University
BS, Hotel Management
Baruch College, City University of New York (CUNY)
MBA, International Business
Yeshiva of Flatbush
Ameriprise Financial Services, Inc. May 2012 - Present
Merrill Lynch December 2010 - May 2012
UBS FINANCIAL SERVICES, INC 2008 - 2010
Merrill Lynch 2007 - 2008
RYAN BECK & CO 2004 - 2007
NORTHEAST SECURITIES INC 2003 - 2004
SARATOGA CAPITAL INC 2003 - 2004
Prudential Securities, Inc. 1997 - 2003
Wells Fargo Advisors 1991 - 2003
PRUDENTIAL SECURITIES INC 1991 - 2003
Education
Cornell University 1979 — 1981
Cornell University
BS, Hotel Management
Baruch College, City University of New York (CUNY)
MBA, International Business
Yeshiva of Flatbush
Darius Lashkari Darius Lashkari's Prudential Securities, Inc Experience March 1998 - January 2000
Job Managing Member / Owner at Source Regulatory Consulting LLC
Industry Financial Services
Experience
Andbanc Brokerage LLC and Andbanc Advisory LLC June 2015 - Present
Source Regulatory Consulting LLC June 2015 - Present
CGIS Securities LLC and CGIS Advisors LLC October 2010 - June 2015
Seaside National Bank & Trust/Seaside Capital Mgmt/ Raymond James Fin Svcs February 2007 - July 2009
Central Florida Group June 2005 - February 2007
Bear Stearns Inc February 2001 - June 2005
TD Waterhouse Securities Inc June 2000 - January 2001
Prudential Securities, Inc. March 1998 - January 2000
Skills
Organizational..., Detailed Organization, Compliance, Highly personable, Brokerage, AML, FINRA, KYC, Series 7, Private Banking, Securities, Operational Risk..., Asset Managment, Hedge Funds, Wealth Management, Capital Markets, Languages, Investments, Series 63, Series 24, Banking, Asset Management, Options, Portfolio Management, Financial Risk, Financial Services, Due Diligence, Equities, Settlement, Insurance, Investment Advisory, OFAC, Trading, USA PATRIOT Act, Mutual Funds, Prime Brokerage, Operational Risk, Alternative Investments, Equity Trading, Anti Money Laundering, Finance, Risk Management, Management, Investment Banking, Leadership, Fixed Income
Education
City University of New York / Queens College 1995 — 1998
Bachelor of Arts, Urban Studies, 3.3
Queensborough Community College 1991 — 1994
Associate's Degree, Liberal Arts
Andbanc Brokerage LLC and Andbanc Advisory LLC June 2015 - Present
Source Regulatory Consulting LLC June 2015 - Present
CGIS Securities LLC and CGIS Advisors LLC October 2010 - June 2015
Seaside National Bank & Trust/Seaside Capital Mgmt/ Raymond James Fin Svcs February 2007 - July 2009
Central Florida Group June 2005 - February 2007
Bear Stearns Inc February 2001 - June 2005
TD Waterhouse Securities Inc June 2000 - January 2001
Prudential Securities, Inc. March 1998 - January 2000
Skills
Organizational..., Detailed Organization, Compliance, Highly personable, Brokerage, AML, FINRA, KYC, Series 7, Private Banking, Securities, Operational Risk..., Asset Managment, Hedge Funds, Wealth Management, Capital Markets, Languages, Investments, Series 63, Series 24, Banking, Asset Management, Options, Portfolio Management, Financial Risk, Financial Services, Due Diligence, Equities, Settlement, Insurance, Investment Advisory, OFAC, Trading, USA PATRIOT Act, Mutual Funds, Prime Brokerage, Operational Risk, Alternative Investments, Equity Trading, Anti Money Laundering, Finance, Risk Management, Management, Investment Banking, Leadership, Fixed Income
Education
City University of New York / Queens College 1995 — 1998
Bachelor of Arts, Urban Studies, 3.3
Queensborough Community College 1991 — 1994
Associate's Degree, Liberal Arts
Brenda Sipe's Prudential Securities, Inc Experience October 1997 - June 1998
Job Director, Continuing & Professional Studies
Industry Higher Education
Experience
Kendall College of Art and Design of Ferris State University May 2001 - Present
Art by Brenda Sipe January 1994 - Present
Grand Valley State University September 2000 - April 2002
Western Michigan University January 1999 - May 2001
Prudential Securities, Inc. October 1997 - June 1998
Skills
Education, Art Education, Painting, Teaching, Public Speaking, Graphic Design, Budgets, Event Planning, Adobe Creative Suite, Grant Writing, Copy Editing, Program Development, Project Planning, Recruiting, Marketing, Curating, Director, Budget Management, Hiring, Marketing Communications, Public Art, Writing Skills, art juror, Copywriting, Customer Service, Nonprofits, Grants, Program Management, Grant Reviewing, Public Administration, Strategic Planning, Sales, Team Leadership, Adult Education, Staff Development, E-commerce, Operations Management, Sculpture, Needs Assessment, Business to Business..., Completion, Drawing, Curriculum Innovation, Art, Curriculum Assessment, Workforce Development, Student Affairs, Enrollment Management, Governance, Cost Variance Analysis
Education
Ferris State University 2015 — 2018
Doctor of Education (EdD), Community College Leadership
Grand Valley State University 1998 — 2000
Masters in Public Administration, Public Administration
Michigan State University 1994 — 1997
M.F.A., Art
Grand Valley State University 1991 — 1994
B.F.A, Art
Kendall College of Art and Design of Ferris State University May 2001 - Present
Art by Brenda Sipe January 1994 - Present
Grand Valley State University September 2000 - April 2002
Western Michigan University January 1999 - May 2001
Prudential Securities, Inc. October 1997 - June 1998
Skills
Education, Art Education, Painting, Teaching, Public Speaking, Graphic Design, Budgets, Event Planning, Adobe Creative Suite, Grant Writing, Copy Editing, Program Development, Project Planning, Recruiting, Marketing, Curating, Director, Budget Management, Hiring, Marketing Communications, Public Art, Writing Skills, art juror, Copywriting, Customer Service, Nonprofits, Grants, Program Management, Grant Reviewing, Public Administration, Strategic Planning, Sales, Team Leadership, Adult Education, Staff Development, E-commerce, Operations Management, Sculpture, Needs Assessment, Business to Business..., Completion, Drawing, Curriculum Innovation, Art, Curriculum Assessment, Workforce Development, Student Affairs, Enrollment Management, Governance, Cost Variance Analysis
Education
Ferris State University 2015 — 2018
Doctor of Education (EdD), Community College Leadership
Grand Valley State University 1998 — 2000
Masters in Public Administration, Public Administration
Michigan State University 1994 — 1997
M.F.A., Art
Grand Valley State University 1991 — 1994
B.F.A, Art
Chip Alario Chip Alario's Prudential Securities, Inc Experience December 1993 - May 1996
Job Vice President, Financial Advisor at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird 2012 - Present
Wells Fargo Advisors January 2008 - March 2012
A.G. Edwards & Sons, Inc. May 1996 - January 2008
Prudential Securities, Inc. December 1993 - May 1996
Skills
Wealth Management, Portfolio Management, Retirement Planning, Estate Planning, Investment Advisory, Asset Allocation, Mutual Funds, Financial Advisory, Investment Strategies
Education
University of North Carolina at Chapel Hill 1983 — 1988
Bachelor of Arts (BA), Chemistry, Industrial Relations
Robert W. Baird 2012 - Present
Wells Fargo Advisors January 2008 - March 2012
A.G. Edwards & Sons, Inc. May 1996 - January 2008
Prudential Securities, Inc. December 1993 - May 1996
Skills
Wealth Management, Portfolio Management, Retirement Planning, Estate Planning, Investment Advisory, Asset Allocation, Mutual Funds, Financial Advisory, Investment Strategies
Education
University of North Carolina at Chapel Hill 1983 — 1988
Bachelor of Arts (BA), Chemistry, Industrial Relations
Robert G. Brunton Robert G. Brunton's Prudential Securities, Inc Experience April 1987 - March 1994
Job Senior Litigation Counsel at Transamerica
Industry Financial Services
Experience
Transamerica Senior Litigation CounselTransamericaJune 2004 - Present
Kutak Rock, LLP March 1994 - May 2004
Prudential Securities, Inc. April 1987 - March 1994
E.F. Hutton and Co., Inc. April 1981 - April 1987
Kings County District Attorneys Office October 1978 - March 1981
Education
Fordham University School of Law 1978 — 1982
Juris Doctor, Law
Fordham University 1974 — 1978
B.A. History, History
Transamerica Senior Litigation CounselTransamericaJune 2004 - Present
Kutak Rock, LLP March 1994 - May 2004
Prudential Securities, Inc. April 1987 - March 1994
E.F. Hutton and Co., Inc. April 1981 - April 1987
Kings County District Attorneys Office October 1978 - March 1981
Education
Fordham University School of Law 1978 — 1982
Juris Doctor, Law
Fordham University 1974 — 1978
B.A. History, History
James Mrowka's Prudential Securities, Inc Experience 1993 - 1997
Job President at Genesant Technologies, Inc.
Industry Computer Software
Experience
Genesant Technologies, Inc. 1999 - Present
Goldman Sachs 1997 - 1998
Prudential Securities, Inc. 1993 - 1997
Education
Harvard University 1988 — 1992
BA, Economics
Genesant Technologies, Inc. 1999 - Present
Goldman Sachs 1997 - 1998
Prudential Securities, Inc. 1993 - 1997
Education
Harvard University 1988 — 1992
BA, Economics
Michael J. Hernandez's Prudential Securities, Inc Experience January 1996 - December 2000
Job Senior Financial Advisor 401k Advisor and RollOver Specialist at EDI Financial
Industry Financial Services
Experience
EDI Financial January 2010 - Present
UBS PaineWebber December 2000 - December 2001
Prudential Securities, Inc. January 1996 - December 2000
Skills
Full-Service Financial..., Insurance Agent-..., Series 7, Series 63, Retirement, Estate Planning, Mutual Funds, Bonds, Variable Annuities, Financial Goals, Asset Allocation, Securities, Alternative Investments, Investments, Equities, Portfolio Management, Fixed Income, Asset Management, Life Insurance, IRAs, Roth IRA, Insurance, Retirement Planning, Finance, Stocks, Financial Advisory, Uniform Combined State..., Investment Advisory, 401k, Wealth Management..., Investment Strategies, Series 65, Wealth, 401k Rollovers, Financial Planners, Wealth Accumulation, ETFs, Fixed Annuities, 529 Plans, College Savings Plans, Saving for Education, High Net Worth..., Wealth Management, Separately Managed..., Income Protection, Long Term Care Insurance, Series 6, Personal Financial..., Investment Management, Retirement Savings
Education
Texas Tech University 1987 — 1991
Bachelor of Business Administration (BBA), Business Administration and Management, General
EDI Financial January 2010 - Present
UBS PaineWebber December 2000 - December 2001
Prudential Securities, Inc. January 1996 - December 2000
Skills
Full-Service Financial..., Insurance Agent-..., Series 7, Series 63, Retirement, Estate Planning, Mutual Funds, Bonds, Variable Annuities, Financial Goals, Asset Allocation, Securities, Alternative Investments, Investments, Equities, Portfolio Management, Fixed Income, Asset Management, Life Insurance, IRAs, Roth IRA, Insurance, Retirement Planning, Finance, Stocks, Financial Advisory, Uniform Combined State..., Investment Advisory, 401k, Wealth Management..., Investment Strategies, Series 65, Wealth, 401k Rollovers, Financial Planners, Wealth Accumulation, ETFs, Fixed Annuities, 529 Plans, College Savings Plans, Saving for Education, High Net Worth..., Wealth Management, Separately Managed..., Income Protection, Long Term Care Insurance, Series 6, Personal Financial..., Investment Management, Retirement Savings
Education
Texas Tech University 1987 — 1991
Bachelor of Business Administration (BBA), Business Administration and Management, General
Laura Kelley's Prudential Securities, Inc Experience 1993 - 1996
Job Client Strategy Manager at PwC
Industry Accounting
Experience
PwC March 2013 - Present
Michigan Youth Flag Football January 2009 - February 2013
American Systems Technology, Inc. (ASTI) 1996 - 1999
Prudential Securities, Inc. 1993 - 1996
Skills
Marketing, Strategy, Project Management, Strageic Planning, Business Strategy, Marketing Strategy, Customer Service, Coaching, Management, Sales, Leadership Development, Public Speaking, Sponsorship, Event Management, Training, Public Relations, Program Management
Education
Oakland University 1989 — 1994
Bachelor of Arts (B.A.), Marketing
PwC March 2013 - Present
Michigan Youth Flag Football January 2009 - February 2013
American Systems Technology, Inc. (ASTI) 1996 - 1999
Prudential Securities, Inc. 1993 - 1996
Skills
Marketing, Strategy, Project Management, Strageic Planning, Business Strategy, Marketing Strategy, Customer Service, Coaching, Management, Sales, Leadership Development, Public Speaking, Sponsorship, Event Management, Training, Public Relations, Program Management
Education
Oakland University 1989 — 1994
Bachelor of Arts (B.A.), Marketing
Alan Platoff Alan Platoff's Prudential Securities, Inc Experience September 1993 - May 2005
Job Operations Specialist at Jefferies Bache Financial Services Inc. (formerly Prudential Bache Financial Services Inc)
Industry Financial Services
Experience
Jefferies Bache Financial Services Inc. (formerly Prudential Bache) August 2010 - Present
Jefferies Bache Financial Services INc April 1986 - Present
Coldwell Banker Residential Brokerage September 2005 - September 2010
Prudential Securities Inc. September 1993 - May 2005
The Falconwood Corporation April 1991 - September 1993
Prudential Bache Metal Company April 1986 - March 1991
Del Cristo & Haiat Trading Co 1984 - 1986
Skills
Precious Metals, Commodity Markets, Financial Services, Microsoft Excel, Management, Operations Management, Trading, Business Process..., Contract Negotiation, Budgets, Logistics Management, Vendor Management, Account Management, Employee Relations, Supply Chain Management, Risk Management, Risk Assessment, Team Building, New Business Development, Inventory Management, Inventory Control, logistics, Derivatives, Logistics, Hedging, Options, Commodity, Equities
Education
University of Delaware 1979 — 1983
Bachelor of Science (BS), Business Administration and Management, General
Jefferies Bache Financial Services Inc. (formerly Prudential Bache) August 2010 - Present
Jefferies Bache Financial Services INc April 1986 - Present
Coldwell Banker Residential Brokerage September 2005 - September 2010
Prudential Securities Inc. September 1993 - May 2005
The Falconwood Corporation April 1991 - September 1993
Prudential Bache Metal Company April 1986 - March 1991
Del Cristo & Haiat Trading Co 1984 - 1986
Skills
Precious Metals, Commodity Markets, Financial Services, Microsoft Excel, Management, Operations Management, Trading, Business Process..., Contract Negotiation, Budgets, Logistics Management, Vendor Management, Account Management, Employee Relations, Supply Chain Management, Risk Management, Risk Assessment, Team Building, New Business Development, Inventory Management, Inventory Control, logistics, Derivatives, Logistics, Hedging, Options, Commodity, Equities
Education
University of Delaware 1979 — 1983
Bachelor of Science (BS), Business Administration and Management, General
Andrea Cardwell's Prudential Securities, Inc Experience January 1995 - January 1999
Job Supervision Brokerage Manager at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase May 2014 - Present
JPMorgan Chase December 2012 - May 2014
JPMorgan Chase June 2006 - November 2012
Merrill Lynch April 2002 - June 2006
Custer Capital January 1999 - January 2002
Prudential Securities, Inc January 1995 - January 1999
Skills
Series 7, Investments, Series 63, Financial Services, Securities, Trading, Series 24, Series 53, Series 66, Life Insurance, Fixed Annuities, Variable Annuities, Finance, FINRA, Uniform Combined State...
Education
University of Phoenix 2010 — 2012
Masters, Management, 3.83 GPA
JPMorgan Chase May 2014 - Present
JPMorgan Chase December 2012 - May 2014
JPMorgan Chase June 2006 - November 2012
Merrill Lynch April 2002 - June 2006
Custer Capital January 1999 - January 2002
Prudential Securities, Inc January 1995 - January 1999
Skills
Series 7, Investments, Series 63, Financial Services, Securities, Trading, Series 24, Series 53, Series 66, Life Insurance, Fixed Annuities, Variable Annuities, Finance, FINRA, Uniform Combined State...
Education
University of Phoenix 2010 — 2012
Masters, Management, 3.83 GPA
Joan Grahn's Prudential Securities, Inc Experience 1985 - 1995
Job Realtor at Berkshire Hathaway Home Services, Fox & Roach Realtors
Industry Real Estate
Experience
Prudential Fox & Roach Realtors 2005 - Present
Prudential Securities, Inc. 1985 - 1995
Skills
Short Sales, First Time Home Buyers, Relocation, Buyer Representation, New Home Sales, Sellers, Residential Homes, Real Estate
Education
Temple University
Prudential Fox & Roach Realtors 2005 - Present
Prudential Securities, Inc. 1985 - 1995
Skills
Short Sales, First Time Home Buyers, Relocation, Buyer Representation, New Home Sales, Sellers, Residential Homes, Real Estate
Education
Temple University
Charles Burg, PMP, NJ/NY Charles Burg, PMP, NJ/NY's Prudential Securities, Inc Experience April 1992 - October 1996
Job Consultant RGP Testing Leader at AIG
Industry Information Technology and Services
Experience
AIG March 2015 - Present
MetLife September 2014 - January 2015
Davidsohn Global Technologies, Inc. March 2014 - August 2014
Bank of America June 2012 - February 2014
Merrill Lynch June 2010 - February 2014
THE CAREER CONNECTIONS CO-OP March 2009 - June 2010
Prudential Financial January 2005 - February 2009
Prudential Investments January 1998 - December 2004
MVP Consulting, Inc. October 1996 - January 1998
Prudential Securities, Inc. April 1992 - October 1996
Skills
Visio, Business Intelligence, Business Analysis, Process Improvement, Relationship Management, Vendor Management, Requirements Analysis, PMP, Mutual Funds, Project Management, SDLC, SharePoint, Change Management, Databases, Financial Services, Program Management, Metrics, MS Project, Risk Management, Analysis, Business Process, Business Requirements, Cross-functional Team..., Disaster Recovery, Leadership, Management, Integration, Project Portfolio..., Requirements Gathering, Software Project..., Project Planning, Software Documentation, CRM, PMO, Microsoft Project
Education
Kaizen Technology 2009 — 2009
PMP Certification, Project Management/BA Business Analysis
Chubb Institute 1985 — 1986
Computer Porgramming, Computer Programming
University of Maryland College Park 1979 — 1983
BA, Communications
AIG March 2015 - Present
MetLife September 2014 - January 2015
Davidsohn Global Technologies, Inc. March 2014 - August 2014
Bank of America June 2012 - February 2014
Merrill Lynch June 2010 - February 2014
THE CAREER CONNECTIONS CO-OP March 2009 - June 2010
Prudential Financial January 2005 - February 2009
Prudential Investments January 1998 - December 2004
MVP Consulting, Inc. October 1996 - January 1998
Prudential Securities, Inc. April 1992 - October 1996
Skills
Visio, Business Intelligence, Business Analysis, Process Improvement, Relationship Management, Vendor Management, Requirements Analysis, PMP, Mutual Funds, Project Management, SDLC, SharePoint, Change Management, Databases, Financial Services, Program Management, Metrics, MS Project, Risk Management, Analysis, Business Process, Business Requirements, Cross-functional Team..., Disaster Recovery, Leadership, Management, Integration, Project Portfolio..., Requirements Gathering, Software Project..., Project Planning, Software Documentation, CRM, PMO, Microsoft Project
Education
Kaizen Technology 2009 — 2009
PMP Certification, Project Management/BA Business Analysis
Chubb Institute 1985 — 1986
Computer Porgramming, Computer Programming
University of Maryland College Park 1979 — 1983
BA, Communications
Kevin Reardon Kevin Reardon's Prudential Securities, Inc Experience May 1992 - October 1995
Job Shakespeare Wealth Management, Inc. President (Financial Planner, CFP, Retirement Planner)
Industry Financial Services
Experience
Shakespeare Wealth Management, Inc. January 1999 - Present
Wisconsin Asset Management LLC October 1995 - December 1998
Prudential Securities, Inc. May 1992 - October 1995
Skills
Retirement Planning, Tax Planning, Wealth Management, Estate Planning, Portfolio Management, Asset Allocation, High Net Worth..., Risk Management, Fee-Only, Fiduciary, Comprehensive Financial...
Education
Marquette University 1988 — 1992
Bachelor of Science (B.S.), Finance & Economics
College for Financial Planning 2005 — 2007
CFP, College of Financial Planning
Marquette University High School 1984 — 1988
Shakespeare Wealth Management, Inc. January 1999 - Present
Wisconsin Asset Management LLC October 1995 - December 1998
Prudential Securities, Inc. May 1992 - October 1995
Skills
Retirement Planning, Tax Planning, Wealth Management, Estate Planning, Portfolio Management, Asset Allocation, High Net Worth..., Risk Management, Fee-Only, Fiduciary, Comprehensive Financial...
Education
Marquette University 1988 — 1992
Bachelor of Science (B.S.), Finance & Economics
College for Financial Planning 2005 — 2007
CFP, College of Financial Planning
Marquette University High School 1984 — 1988
Nick Ciriello's Prudential Securities, Inc Experience 1994 - 1996
Job
Industry Investment Management
Experience
JP Morgan March 1996 - May 1998
Prudential Securities, Inc. 1994 - 1996
Skills
Series 7, Portfolio Management, Investments, Wealth Management..., Equities, Asset Management, Entrepreneurship, Business Development, CIMA, Private Equity, Wealth Management, Asset Managment, Finance, Mutual Funds, Fixed Income, Alternative Investments, Business Strategy, Due Diligence, Asset Allocation
Education
UCLA Anderson School of Management 1998 — 2000
MBA
Yale University 1990 — 1994
BA
CEE
Harvard-Westlake School
JP Morgan March 1996 - May 1998
Prudential Securities, Inc. 1994 - 1996
Skills
Series 7, Portfolio Management, Investments, Wealth Management..., Equities, Asset Management, Entrepreneurship, Business Development, CIMA, Private Equity, Wealth Management, Asset Managment, Finance, Mutual Funds, Fixed Income, Alternative Investments, Business Strategy, Due Diligence, Asset Allocation
Education
UCLA Anderson School of Management 1998 — 2000
MBA
Yale University 1990 — 1994
BA
CEE
Harvard-Westlake School
Joseph Zito's Prudential Securities, Inc Experience December 1993 - December 1996
Job Senior Director, Business Performance Management at American Red Cross
Industry Nonprofit Organization Management
Experience
American Red Cross February 2014 - Present
American Red Cross March 2013 - January 2014
Mimeo.com January 2012 - January 2013
Mimeo.com December 1999 - January 2012
Frontier Insurance Group, Inc June 1998 - December 1999
Bankers Trust January 1997 - June 1998
Prudential Securities, Inc. December 1993 - December 1996
Skills
Salesforce.com, Business Process Design, Sales Management, CRM, Sales Process, Sales Compensation, Strategic Planning, Marketing Communications, Email Marketing, Data Analysis, Database Management, CRM software, Sales Force..., CTI, Budget Allocation, Budget Management, Sales Trainings, Data Management, Sales Operations, Software Project..., Financial Accounting, Project Management, Sales, Enterprise Software, SaaS, Account Management, Lead Generation, B2B, E-commerce, Budgets, New Business Development, Start-ups, Business Analysis, Leadership, Training, Marketing, Sales Effectiveness
Education
Siena College 1988 — 1992
BBA, Accounting
Clarkstown South 1984 — 1988
American Red Cross February 2014 - Present
American Red Cross March 2013 - January 2014
Mimeo.com January 2012 - January 2013
Mimeo.com December 1999 - January 2012
Frontier Insurance Group, Inc June 1998 - December 1999
Bankers Trust January 1997 - June 1998
Prudential Securities, Inc. December 1993 - December 1996
Skills
Salesforce.com, Business Process Design, Sales Management, CRM, Sales Process, Sales Compensation, Strategic Planning, Marketing Communications, Email Marketing, Data Analysis, Database Management, CRM software, Sales Force..., CTI, Budget Allocation, Budget Management, Sales Trainings, Data Management, Sales Operations, Software Project..., Financial Accounting, Project Management, Sales, Enterprise Software, SaaS, Account Management, Lead Generation, B2B, E-commerce, Budgets, New Business Development, Start-ups, Business Analysis, Leadership, Training, Marketing, Sales Effectiveness
Education
Siena College 1988 — 1992
BBA, Accounting
Clarkstown South 1984 — 1988
Janice Peters's Prudential Securities, Inc Experience December 1993 - January 1996
Job Principal at Isom Advisors, A Division of Urban Futures Inc.
Industry Financial Services
Experience
Isom Advisors January 2013 - Present
KNN PUBLIC FINANCE May 2005 - December 2012
CITIGROUP INC June 1996 - November 2001
PRUDENTIAL SECURITIES INC December 1993 - January 1996
CIRCON CORPORATION July 1992 - July 1993
Education
University of California, Santa Barbara
Bachelor of Arts, Business/Economics
Isom Advisors January 2013 - Present
KNN PUBLIC FINANCE May 2005 - December 2012
CITIGROUP INC June 1996 - November 2001
PRUDENTIAL SECURITIES INC December 1993 - January 1996
CIRCON CORPORATION July 1992 - July 1993
Education
University of California, Santa Barbara
Bachelor of Arts, Business/Economics
Courtney Wallen's Prudential Securities, Inc Experience 1998 - 2001
Job Financial Services Professional and Compliance Consultant
Industry Financial Services
Experience
Financial Services Volunteer Corps 2013 - Present
Nationwide Securities, LLC 2006 - 2012
Nationwide Financial 2001 - 2006
Prudential Securities, Inc. 1998 - 2001
Skills
Financial Services, Risk Management, Portfolio Management, Finance, Series 24, Insurance, Fixed Annuities, Series 7, Management, Retirement Planning, Mutual Funds, Enterprise Software, Series 63, Financial Risk, Retirement, Series 6, AML
Education
Tufts University
Bachelor of Arts (B.A.)
Financial Services Volunteer Corps 2013 - Present
Nationwide Securities, LLC 2006 - 2012
Nationwide Financial 2001 - 2006
Prudential Securities, Inc. 1998 - 2001
Skills
Financial Services, Risk Management, Portfolio Management, Finance, Series 24, Insurance, Fixed Annuities, Series 7, Management, Retirement Planning, Mutual Funds, Enterprise Software, Series 63, Financial Risk, Retirement, Series 6, AML
Education
Tufts University
Bachelor of Arts (B.A.)
Bruce Berger's Prudential Securities, Inc Experience May 1993 - October 1994
Job COO/CFO at Atlantic Investment Management
Industry Investment Management
Experience
Atlantic Investment Management June 2005 - Present
Advent Capital Management, LLC March 2004 - June 2005
Maple Financial Group January 2001 - March 2004
Arthur Andersen December 1997 - January 2001
D.H. Blair Investment Banking Corp October 1994 - December 1997
Prudential Securities, Inc. May 1993 - October 1994
Education
Pace University - Lubin School of Business 1995 — 1997
Master of Science, Public Accounting
University at Albany 1989 — 1993
Bachelor of Science, Business Administration/MIS
Atlantic Investment Management June 2005 - Present
Advent Capital Management, LLC March 2004 - June 2005
Maple Financial Group January 2001 - March 2004
Arthur Andersen December 1997 - January 2001
D.H. Blair Investment Banking Corp October 1994 - December 1997
Prudential Securities, Inc. May 1993 - October 1994
Education
Pace University - Lubin School of Business 1995 — 1997
Master of Science, Public Accounting
University at Albany 1989 — 1993
Bachelor of Science, Business Administration/MIS
Russell Dolce's Prudential Securities, Inc Experience April 2000 - April 2002
Job
Industry Investment Management
Experience
Burnett Commodities, Inc. March 2011 - Present
Lifetime Financial Partners October 2006 - October 2007
Heartland Home Finance July 2002 - October 2006
Prudential Securities, Inc. April 2000 - April 2002
ABN AMRO June 1997 - April 2000
Merrill Lynch February 1990 - March 1997
Shearson 1980 - 1989
Skills
Trading, Options, Commodities, Hedging, Electronic Trading, Proprietary Trading, Commodity, Derivatives, Risk Management, Loans, Credit, Series 7, Mortgage Lending, Leadership, Banking, Financial Markets, FX Options, Equities, Financial Risk, Finance, Strategy, Mutual Funds, Equity Trading, Portfolio Management, Hedge Funds, Series 63, Alternative Investments, Structured Finance
Education
Keller Graduate School of Management of DeVry University 1994 — 1997
MBA
Illinois College 1967 — 1972
BA
Burnett Commodities, Inc. March 2011 - Present
Lifetime Financial Partners October 2006 - October 2007
Heartland Home Finance July 2002 - October 2006
Prudential Securities, Inc. April 2000 - April 2002
ABN AMRO June 1997 - April 2000
Merrill Lynch February 1990 - March 1997
Shearson 1980 - 1989
Skills
Trading, Options, Commodities, Hedging, Electronic Trading, Proprietary Trading, Commodity, Derivatives, Risk Management, Loans, Credit, Series 7, Mortgage Lending, Leadership, Banking, Financial Markets, FX Options, Equities, Financial Risk, Finance, Strategy, Mutual Funds, Equity Trading, Portfolio Management, Hedge Funds, Series 63, Alternative Investments, Structured Finance
Education
Keller Graduate School of Management of DeVry University 1994 — 1997
MBA
Illinois College 1967 — 1972
BA
Brian Justice's Prudential Securities, Inc Experience January 1998 - January 2000
Job Director, Sales and Business Development
Industry Computer Software
Experience
Advent Software January 2009 - Present
Advent Software, Inc. January 2006 - January 2009
Advent Software, Inc. January 2003 - January 2006
Advent Software, Inc. February 2000 - January 2003
Prudential Securities, Inc. January 1998 - January 2000
Sausalito Cylclery September 1993 - December 1997
Skills
Sales Management, New Business Development, Direct Sales, Marketing Strategy, Consultative Selling, Solution Selling, Channel Management, Business Planning, Team Building, Selling, Sales, SaaS, Portfolio Management, Salesforce.com, Asset Management, Outsourcing, Sales Process, CRM, Channel Partners, Strategy, Investments, Management, Enterprise Software, Financial Services
Education
University of Massachusetts, Amherst 1989 — 1993
BS, Economics
Arlington high school 1985 — 1989
Advent Software January 2009 - Present
Advent Software, Inc. January 2006 - January 2009
Advent Software, Inc. January 2003 - January 2006
Advent Software, Inc. February 2000 - January 2003
Prudential Securities, Inc. January 1998 - January 2000
Sausalito Cylclery September 1993 - December 1997
Skills
Sales Management, New Business Development, Direct Sales, Marketing Strategy, Consultative Selling, Solution Selling, Channel Management, Business Planning, Team Building, Selling, Sales, SaaS, Portfolio Management, Salesforce.com, Asset Management, Outsourcing, Sales Process, CRM, Channel Partners, Strategy, Investments, Management, Enterprise Software, Financial Services
Education
University of Massachusetts, Amherst 1989 — 1993
BS, Economics
Arlington high school 1985 — 1989
Eddy Chou's Prudential Securities, Inc Experience October 2003 - January 2004
Job Connecting the heart of God (Is 56:7) to the hearts of His people through music and performing arts.
Industry Religious Institutions
Experience
International House of Prayer University January 2012 - Present
Orlando House of Prayer June 2014 - August 2014
International House of Prayer Missions Base of Kansas City January 2012 - June 2014
Wells Fargo Advisors, LLC October 2009 - August 2010
Wells Fargo Advisors, LLC February 2006 - October 2009
Wachovia Securities, LLC February 2005 - January 2006
Lowell High School February 1998 - June 2005
Wachovia Securities, LLC January 2004 - January 2005
Prudential Securities, Inc. October 2003 - January 2004
Prudential Securities, Inc. June 2003 - January 2004
Skills
Mutual Funds, Financial Risk, Series 7, Securities, Investments, Compliance Regulations, Operations Management, Office Administration, Series 9/10, Series 66, Uniform Combined State..., Fixed Income, FINRA, Volunteer Management, Marketing Communications, Equities, Investment Advisory, Training, Management, Finance, Recruiting, Customer Service, Strategic Financial..., Financial Analysis, Asset Allocation, Financial Services, Asset Management, Newsletters, Administration, Policy, Financial Advisory
Education
International House Of Prayer University 2011 — 2015
Certificate, Prophetic Worship
University of California, Berkeley 2000 — 2002
Bachelor of Arts, Psychology, Integrative Biology
College of San Mateo 1997 — 2000
Associate's degree, Psychology, Human Biology
Lowell High School 1993 — 1997
Diploma, General Studies
International House of Prayer University January 2012 - Present
Orlando House of Prayer June 2014 - August 2014
International House of Prayer Missions Base of Kansas City January 2012 - June 2014
Wells Fargo Advisors, LLC October 2009 - August 2010
Wells Fargo Advisors, LLC February 2006 - October 2009
Wachovia Securities, LLC February 2005 - January 2006
Lowell High School February 1998 - June 2005
Wachovia Securities, LLC January 2004 - January 2005
Prudential Securities, Inc. October 2003 - January 2004
Prudential Securities, Inc. June 2003 - January 2004
Skills
Mutual Funds, Financial Risk, Series 7, Securities, Investments, Compliance Regulations, Operations Management, Office Administration, Series 9/10, Series 66, Uniform Combined State..., Fixed Income, FINRA, Volunteer Management, Marketing Communications, Equities, Investment Advisory, Training, Management, Finance, Recruiting, Customer Service, Strategic Financial..., Financial Analysis, Asset Allocation, Financial Services, Asset Management, Newsletters, Administration, Policy, Financial Advisory
Education
International House Of Prayer University 2011 — 2015
Certificate, Prophetic Worship
University of California, Berkeley 2000 — 2002
Bachelor of Arts, Psychology, Integrative Biology
College of San Mateo 1997 — 2000
Associate's degree, Psychology, Human Biology
Lowell High School 1993 — 1997
Diploma, General Studies
Cara McLaughlin's Prudential Securities, Inc Experience 1997 - 2000
Job Digital Product Manager
Industry Internet
Experience
March of Dimes January 2012 - Present
Myron Manufacturing March 2010 - January 2012
The Metropolitan Museum of Art January 2007 - November 2010
PETCO Animal Supplies, Inc. June 2001 - December 2006
Prudential Securities, Inc. 1997 - 2000
Skills
Content Strategy, Quality Assurance, E-commerce, User Experience, Merchandising, SEO, Content Management, Web Analytics, Online Marketing, Project Management, Integrated Marketing, Direct Marketing, Managing Project Budgets, Product Management, User Interface Design, Management, Integration, Email Marketing, Marketing, SEM, Usability, Digital Marketing
Education
Arizona State University 1992 — 1997
B.A., English
March of Dimes January 2012 - Present
Myron Manufacturing March 2010 - January 2012
The Metropolitan Museum of Art January 2007 - November 2010
PETCO Animal Supplies, Inc. June 2001 - December 2006
Prudential Securities, Inc. 1997 - 2000
Skills
Content Strategy, Quality Assurance, E-commerce, User Experience, Merchandising, SEO, Content Management, Web Analytics, Online Marketing, Project Management, Integrated Marketing, Direct Marketing, Managing Project Budgets, Product Management, User Interface Design, Management, Integration, Email Marketing, Marketing, SEM, Usability, Digital Marketing
Education
Arizona State University 1992 — 1997
B.A., English
John Messina's Prudential Securities, Inc Experience October 1994 - May 1999
Job Director and Assistant General Counsel at Bank of America Merrill Lynch
Industry Investment Banking
Experience
Bank of America Merrill Lynch November 2013 - Present
Deutsche Bank AG August 2006 - November 2013
Sullivan & Cromwell LLP September 2001 - July 2006
Rockefeller & Co., Inc. May 1999 - May 2000
Prudential Securities, Inc. October 1994 - May 1999
Skills
Cross-border..., Securities, Capital Markets, Corporate Governance, Structured Products, Derivatives, Corporate Finance, Securities Regulation
Education
New York University School of Law 1998 — 2001
JD, Law
The University of Connecticut 1992 — 1994
BA, Political Science and Government
Manhattan College 1990 — 1992
Bank of America Merrill Lynch November 2013 - Present
Deutsche Bank AG August 2006 - November 2013
Sullivan & Cromwell LLP September 2001 - July 2006
Rockefeller & Co., Inc. May 1999 - May 2000
Prudential Securities, Inc. October 1994 - May 1999
Skills
Cross-border..., Securities, Capital Markets, Corporate Governance, Structured Products, Derivatives, Corporate Finance, Securities Regulation
Education
New York University School of Law 1998 — 2001
JD, Law
The University of Connecticut 1992 — 1994
BA, Political Science and Government
Manhattan College 1990 — 1992
Mark Spirk, MBA's Prudential Securities, Inc Experience 1999 - 2001
Job Sr Investment Advisor, Wealth Mgmt Group, University Federal CU available through CUSO Fin Svcs LP (Member FINRA/SIPC)
Industry Investment Management
Experience
University Federal Credit Union October 2008 - Present
Vision Investment Management September 2001 - October 2006
Prudential Securities, Inc. 1999 - 2001
Education
University of Wisconsin-Milwaukee - School of Business Administration 2004 — 2005
MBA, Business Administration
Indiana University of Pennsylvania 1986 — 1990
Bachelor of Science, Communications Media
University Federal Credit Union October 2008 - Present
Vision Investment Management September 2001 - October 2006
Prudential Securities, Inc. 1999 - 2001
Education
University of Wisconsin-Milwaukee - School of Business Administration 2004 — 2005
MBA, Business Administration
Indiana University of Pennsylvania 1986 — 1990
Bachelor of Science, Communications Media
Steve Carlino's Prudential Securities, Inc Experience 1992 - 2002
Job CFO at Corbin Capital Partners
Industry Financial Services
Experience
Corbin Capital Partners March 2009 - Present
SG Asset Management Inc. 2006 - 2009
Prudential Securities Inc. 1992 - 2002
Education
University at Albany, SUNY 1982 — 1986
Corbin Capital Partners March 2009 - Present
SG Asset Management Inc. 2006 - 2009
Prudential Securities Inc. 1992 - 2002
Education
University at Albany, SUNY 1982 — 1986
Robert Wilson's Prudential Securities, Inc Experience July 1988 - December 1990
Job Managing Member at RJ Advisor, LLC
Industry Management Consulting
Experience
RJ Advisor, LLC September 2013 - Present
Unemployed Due to Illness March 2008 - September 2013
Sea Holdings, Ltd January 1990 - March 2008
Prudential Securities, Inc July 1988 - December 1990
Thompson McKinnion Securities, Inc. January 1985 - August 1988
Skills
Qualitative Research, Analysis, Change Management, Investments, Hedge Funds, Management Consulting, Securities, Real Estate, Portfolio Management, Financial Analysis, Asset Management
Education
Walden University 2011 — 2016
Doctor of Business Adminstration, Management, 3.9
University of New Haven 1997 — 1999
Master of Science, Finance and Financial Services, 3.8
University of New Haven 1982 — 1997
BS Sports Management, Management of the Sports Industry, 3.9
RJ Advisor, LLC September 2013 - Present
Unemployed Due to Illness March 2008 - September 2013
Sea Holdings, Ltd January 1990 - March 2008
Prudential Securities, Inc July 1988 - December 1990
Thompson McKinnion Securities, Inc. January 1985 - August 1988
Skills
Qualitative Research, Analysis, Change Management, Investments, Hedge Funds, Management Consulting, Securities, Real Estate, Portfolio Management, Financial Analysis, Asset Management
Education
Walden University 2011 — 2016
Doctor of Business Adminstration, Management, 3.9
University of New Haven 1997 — 1999
Master of Science, Finance and Financial Services, 3.8
University of New Haven 1982 — 1997
BS Sports Management, Management of the Sports Industry, 3.9
Chris Galluzzo's Prudential Securities, Inc Experience 2000 - 2002
Job Vice President Business Development, Americas at Numerix LLC
Industry Financial Services
Experience
Numerix LLC February 2014 - Present
Markit Group March 2008 - February 2014
GFI Group Inc 2006 - 2008
Reuters 2004 - 2006
Multex/Reuters 2003 - 2006
Multex 2003 - 2006
Reuters America 2003 - 2006
Prudential Secuities 2000 - 2002
Prudential Securities, Inc. 2000 - 2002
IDC 1995 - 2000
Skills
Financial Markets, Product Management, Equities, Fixed Income, Trading, Market Data, Account Management, SaaS, New Business Development, Risk Management, Business Development, Derivatives, Analytics, Financial Services, Hedge Funds, Options, Management, Trading Systems, Capital Markets, Bloomberg, FX Options, Business Analysis, Relationship Management, Strategic Partnerships, Electronic Trading, Alternative Investments, Investment Banking, Portfolio Management, Strategy, Ticket Sales
Education
Bentley University
Numerix LLC February 2014 - Present
Markit Group March 2008 - February 2014
GFI Group Inc 2006 - 2008
Reuters 2004 - 2006
Multex/Reuters 2003 - 2006
Multex 2003 - 2006
Reuters America 2003 - 2006
Prudential Secuities 2000 - 2002
Prudential Securities, Inc. 2000 - 2002
IDC 1995 - 2000
Skills
Financial Markets, Product Management, Equities, Fixed Income, Trading, Market Data, Account Management, SaaS, New Business Development, Risk Management, Business Development, Derivatives, Analytics, Financial Services, Hedge Funds, Options, Management, Trading Systems, Capital Markets, Bloomberg, FX Options, Business Analysis, Relationship Management, Strategic Partnerships, Electronic Trading, Alternative Investments, Investment Banking, Portfolio Management, Strategy, Ticket Sales
Education
Bentley University
Keith Sprauer's Prudential Securities, Inc Experience February 1996 - March 2000
Job Senior Director at BNY Mellon Wealth Management
Industry Investment Management
Experience
BNY Mellon Wealth Management March 2000 - Present
Bank of New York 2000 - Present
BNY Mellon 2000 - Present
BNY Asset Management 2000 - 2010
Prudential Securities, Inc. February 1996 - March 2000
Skills
Fixed Income, Relationship Management, Asset Managment, Investments, Portfolio Management, Equities, Wealth Management, Asset Management, Derivatives, Alternative Investments, Investment Management, Securities, Capital Markets, Asset Allocation, Hedge Funds, Bonds, Trading, FX Options, Series 7, Investment Strategies, Structured Products, Bloomberg, Wealth Management..., Mutual Funds, Strategic Financial..., Private Banking, Financial Markets, Investment Advisory, Financial Services, Options, Investment Banking, ETFs, Private Equity, Valuation, Emerging Markets, Financial Modeling, Equity Research, Structured Finance, Fund Of Funds, Financial Risk, FINRA, Equity Trading, Financial Advisory, Series 24, Trading Systems
Education
Columbia University - Columbia Business School 2006 — 2007
MBA
Rutgers University-New Brunswick 1990 — 1992
MS, Mathematical Statistics
West Chester University of Pennsylvania 1983 — 1988
BA, Economics
BNY Mellon Wealth Management March 2000 - Present
Bank of New York 2000 - Present
BNY Mellon 2000 - Present
BNY Asset Management 2000 - 2010
Prudential Securities, Inc. February 1996 - March 2000
Skills
Fixed Income, Relationship Management, Asset Managment, Investments, Portfolio Management, Equities, Wealth Management, Asset Management, Derivatives, Alternative Investments, Investment Management, Securities, Capital Markets, Asset Allocation, Hedge Funds, Bonds, Trading, FX Options, Series 7, Investment Strategies, Structured Products, Bloomberg, Wealth Management..., Mutual Funds, Strategic Financial..., Private Banking, Financial Markets, Investment Advisory, Financial Services, Options, Investment Banking, ETFs, Private Equity, Valuation, Emerging Markets, Financial Modeling, Equity Research, Structured Finance, Fund Of Funds, Financial Risk, FINRA, Equity Trading, Financial Advisory, Series 24, Trading Systems
Education
Columbia University - Columbia Business School 2006 — 2007
MBA
Rutgers University-New Brunswick 1990 — 1992
MS, Mathematical Statistics
West Chester University of Pennsylvania 1983 — 1988
BA, Economics
Frank Bravin's Prudential Securities, Inc Experience January 2001 - July 2002
Job Financial Services Professional
Industry Financial Services
Experience
Citi July 2010 - March 2011
Credit Suisse November 2004 - July 2010
Wachovia Securities July 2002 - November 2004
Prudential Securities, Inc. January 2001 - July 2002
Prudential Securities, Inc. January 1995 - December 2000
Royce 1994 - 1995
Education
Fordham Gabelli School of Business 2007 — 2009
MBA, International Management
Long Island University, C.W. Post Campus 1999 — 2006
Financial Planning Certificate Program
Fordham University 1990 — 1994
Bachelor of Science, International Management Systems - GLOBE
La Salle Military Academy 1985 — 1989
Regents Diploma, Military Training Certificate
St Aloysius 1979 — 1985
Citi July 2010 - March 2011
Credit Suisse November 2004 - July 2010
Wachovia Securities July 2002 - November 2004
Prudential Securities, Inc. January 2001 - July 2002
Prudential Securities, Inc. January 1995 - December 2000
Royce 1994 - 1995
Education
Fordham Gabelli School of Business 2007 — 2009
MBA, International Management
Long Island University, C.W. Post Campus 1999 — 2006
Financial Planning Certificate Program
Fordham University 1990 — 1994
Bachelor of Science, International Management Systems - GLOBE
La Salle Military Academy 1985 — 1989
Regents Diploma, Military Training Certificate
St Aloysius 1979 — 1985
Brendan McLoughlin's Prudential Securities, Inc Experience January 1994 - May 1997
Job Director of Finance & Admin at Christian Brothers Academy
Industry Nonprofit Organization Management
Experience
Christian Brothers Academy April 2011 - Present
Burpee Materials Technology, LLC April 2010 - June 2011
R.C. Diocese of Brooklyn March 2008 - June 2009
Regis High School February 1999 - March 2008
St. John's University July 1998 - February 1999
St. John's University September 1997 - June 1998
Prudential Securities, Inc. January 1994 - May 1997
Prudential Securities, Inc. December 1992 - December 1993
Prudential Securities, Inc. August 1990 - December 1992
Education
Boston College 1986 — 1990
B.S.
Regis High School 1982 — 1986
General
Baruch College, City University of New York (CUNY)
M.P.A., Public Administration
Christian Brothers Academy April 2011 - Present
Burpee Materials Technology, LLC April 2010 - June 2011
R.C. Diocese of Brooklyn March 2008 - June 2009
Regis High School February 1999 - March 2008
St. John's University July 1998 - February 1999
St. John's University September 1997 - June 1998
Prudential Securities, Inc. January 1994 - May 1997
Prudential Securities, Inc. December 1992 - December 1993
Prudential Securities, Inc. August 1990 - December 1992
Education
Boston College 1986 — 1990
B.S.
Regis High School 1982 — 1986
General
Baruch College, City University of New York (CUNY)
M.P.A., Public Administration
Scott M. Ratchick's Prudential Securities, Inc Experience 1986 - 1989
Job Shareholder at Chamberlain, Hrdlicka, White, Williams & Aughtry
Industry Law Practice
Experience
Chamberlain, Hrdlicka, White, Williams & Aughtry June 2010 - Present
Hartman, Simons, Spielman & Wood March 2007 - June 2010
Wargo & French, LLP April 2004 - March 2007
Hunton & Williams August 1994 - April 2004
PaineWebber 1990 - 1994
Prudential Securities, Inc. 1986 - 1989
Skills
Litigation, Commercial Litigation, Trade Secrets, Civil Litigation, Mediation, Class Actions, Arbitration, Appeals, Securities Regulation, Legal Research, Dispute Resolution, Business Litigation, Employment Law, Securities, Torts, Trials, Mergers & Acquisitions, Trial Practice, Joint Ventures, Non-compete Agreements
Education
St. John's University School of Law 1983 — 1986
J.D., Law
Tulane University - A.B. Freeman School of Business 1979 — 1983
B.S.M., Business Management
Chamberlain, Hrdlicka, White, Williams & Aughtry June 2010 - Present
Hartman, Simons, Spielman & Wood March 2007 - June 2010
Wargo & French, LLP April 2004 - March 2007
Hunton & Williams August 1994 - April 2004
PaineWebber 1990 - 1994
Prudential Securities, Inc. 1986 - 1989
Skills
Litigation, Commercial Litigation, Trade Secrets, Civil Litigation, Mediation, Class Actions, Arbitration, Appeals, Securities Regulation, Legal Research, Dispute Resolution, Business Litigation, Employment Law, Securities, Torts, Trials, Mergers & Acquisitions, Trial Practice, Joint Ventures, Non-compete Agreements
Education
St. John's University School of Law 1983 — 1986
J.D., Law
Tulane University - A.B. Freeman School of Business 1979 — 1983
B.S.M., Business Management
Franklin Leocadio's Prudential Securities, Inc Experience April 2001 - August 2004
Job Associate Manager OTC Derivatives | Operations Hedge Fund Client Services at GlobeOp Financial Services, LLC
Industry Investment Banking
Experience
GlobeOp Financial Services, LLC November 2014 - Present
Deutsche Bank February 2013 - June 2014
Deutsche Bank June 2012 - February 2013
Deutsche Bank September 2005 - June 2012
Wachovia Securities, LLC. / Prudential Securities, Inc. August 2004 - September 2005
Prudential Securities, Inc. April 2001 - August 2004
Prudential Securities, Inc. September 1999 - April 2001
Citi Group June 1998 - September 1999
Skills
Options, Derivatives, Change Management, Project Management, Business Analysis, Business Process..., Business Process..., Business Process Mapping, Visio, Business Requirements, Equities, Equity Derivatives, Structured Products, Swaps, Fixed Income, Credit Derivatives, Middle Office, Regulatory Reporting, Operational Risk..., Operational Control, Dodd-Frank, Account Reconciliation, Settlements, Relationship Management, Client Services, Process Migration, Business Continuity, Financial Services, Capital Markets, Operational Risk, Corporate Actions, Settlement
Education
Stony Brook University 1992 — 1997
Archbishop Molloy High School
GlobeOp Financial Services, LLC November 2014 - Present
Deutsche Bank February 2013 - June 2014
Deutsche Bank June 2012 - February 2013
Deutsche Bank September 2005 - June 2012
Wachovia Securities, LLC. / Prudential Securities, Inc. August 2004 - September 2005
Prudential Securities, Inc. April 2001 - August 2004
Prudential Securities, Inc. September 1999 - April 2001
Citi Group June 1998 - September 1999
Skills
Options, Derivatives, Change Management, Project Management, Business Analysis, Business Process..., Business Process..., Business Process Mapping, Visio, Business Requirements, Equities, Equity Derivatives, Structured Products, Swaps, Fixed Income, Credit Derivatives, Middle Office, Regulatory Reporting, Operational Risk..., Operational Control, Dodd-Frank, Account Reconciliation, Settlements, Relationship Management, Client Services, Process Migration, Business Continuity, Financial Services, Capital Markets, Operational Risk, Corporate Actions, Settlement
Education
Stony Brook University 1992 — 1997
Archbishop Molloy High School
Marcia Bryant's Prudential Securities, Inc Experience 1996 - 2003
Job Client Manager at Aon Hewitt
Industry Human Resources
Experience
Aon Hewitt April 2010 - Present
Wells Fargo August 2008 - May 2011
Wachovia, A Wells Fargo Company 2008 - 2009
Hewitt Associates March 2006 - August 2008
Wachovia Bank October 1989 - March 2006
PRUDENTIAL SECURITIES INC. 1996 - 2003
Prudential Financial 1989 - 2003
Skills
PeopleSoft, Training, Human Resources, Employee Benefits, Leadership, Payroll, Management, Customer Service, Onboarding, Performance Management, HR Policies
Education
University of Phoenix
Business Administration and Management, General
Aon Hewitt April 2010 - Present
Wells Fargo August 2008 - May 2011
Wachovia, A Wells Fargo Company 2008 - 2009
Hewitt Associates March 2006 - August 2008
Wachovia Bank October 1989 - March 2006
PRUDENTIAL SECURITIES INC. 1996 - 2003
Prudential Financial 1989 - 2003
Skills
PeopleSoft, Training, Human Resources, Employee Benefits, Leadership, Payroll, Management, Customer Service, Onboarding, Performance Management, HR Policies
Education
University of Phoenix
Business Administration and Management, General
James Deuser's Prudential Securities, Inc Experience March 1986 - August 1995
Job VicePresident Investment Officer at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC January 2009 - Present
A.G. Edwards/Wachovia Securities, LLC August 1995 - December 2008
U.S. Navy Reserve 1969 - 2001
Prudential Securities, Inc. March 1986 - August 1995
Cowen and Company September 1978 - March 1986
Merrill Lynch March 1973 - September 1978
Skills
Investments, Retirement Planning, Asset Allocation, Real Estate, Budgets, Event Planning, Mutual Funds, Investment Planning
Education
Miami University 1965 — 1969
B.S., Finance/Economics
Oakwood High School 1961 — 1965
Wells Fargo Advisors, LLC January 2009 - Present
A.G. Edwards/Wachovia Securities, LLC August 1995 - December 2008
U.S. Navy Reserve 1969 - 2001
Prudential Securities, Inc. March 1986 - August 1995
Cowen and Company September 1978 - March 1986
Merrill Lynch March 1973 - September 1978
Skills
Investments, Retirement Planning, Asset Allocation, Real Estate, Budgets, Event Planning, Mutual Funds, Investment Planning
Education
Miami University 1965 — 1969
B.S., Finance/Economics
Oakwood High School 1961 — 1965
Christian Feduchak's Prudential Securities, Inc Experience July 1996 - August 1998
Job Experienced Director of National Accounts & Business Development
Industry Financial Services
Experience
Todd Asset Management LLC July 2001 - May 2014
Touchstone Investments 1998 - 2001
Prudential Securities, Inc. July 1996 - August 1998
The Chicago Corporation October 1991 - July 1996
Skills
Separately Managed..., Managed Accounts, Unified Managed Accounts, Investment Strategies, National Accounts, Series 7, Investments, Wealth Management, Series 63, ETFs, National Accounts Sales, Mutual Funds, Asset Management, Asset Allocation, Investment Advisory, Consultative Selling, New Business Development, Managing Accounts, Portfolio Management, Equities, Finance, Alternative Investments, Financial Advisory
Education
Ohio University 1985 — 1990
Bachelor's Degree, Communications
Todd Asset Management LLC July 2001 - May 2014
Touchstone Investments 1998 - 2001
Prudential Securities, Inc. July 1996 - August 1998
The Chicago Corporation October 1991 - July 1996
Skills
Separately Managed..., Managed Accounts, Unified Managed Accounts, Investment Strategies, National Accounts, Series 7, Investments, Wealth Management, Series 63, ETFs, National Accounts Sales, Mutual Funds, Asset Management, Asset Allocation, Investment Advisory, Consultative Selling, New Business Development, Managing Accounts, Portfolio Management, Equities, Finance, Alternative Investments, Financial Advisory
Education
Ohio University 1985 — 1990
Bachelor's Degree, Communications
Cindy Scritchfield's Prudential Securities, Inc Experience April 1984 - June 1996
Job Executive Assistant at Children's Hospital & Research Center Oakland
Industry Financial Services
Experience
Children's Hospital & Research Center Oakland June 2010 - Present
Douglas Environmental. Inc. November 2009 - March 2010
Insight Capital Research & Management, Inc. March 2008 - September 2008
Insight Capital Research & Management March 2008 - September 2008
RE/MAX Accord September 2004 - January 2008
Legacy Wealth Advisors August 2003 - August 2004
Prudential Securities, Inc. April 1984 - June 1996
Education
California State University-Long Beach 1978 — 1982
B.S., Business Administration - Finance
California State University-East Bay
Certificate, Human Resources Management
Children's Hospital & Research Center Oakland June 2010 - Present
Douglas Environmental. Inc. November 2009 - March 2010
Insight Capital Research & Management, Inc. March 2008 - September 2008
Insight Capital Research & Management March 2008 - September 2008
RE/MAX Accord September 2004 - January 2008
Legacy Wealth Advisors August 2003 - August 2004
Prudential Securities, Inc. April 1984 - June 1996
Education
California State University-Long Beach 1978 — 1982
B.S., Business Administration - Finance
California State University-East Bay
Certificate, Human Resources Management
Al Politowski's Prudential Securities, Inc Experience 1990 - 2004
Job Former Director of Global Travel Services for The Associated Press
Industry Newspapers
Experience
The Associated Press December 2005 - April 2013
Prudential Securities, Inc. 1990 - 2004
Drexel Burnham Lambert June 1984 - June 1990
Skills
Travel Management, Vendor Relations, Customer Relations, Event Management, Hotels, Vendors, Customer Service, Contract Negotiation, Hospitality, Sales, Account Management, Event Planning, Vendor Management, Operations Management, Negotiation, Management, Budgets, Process Scheduler, Team Building, Strategy, Strategic Planning, Recruiting, Sales Management, Public Relations, Business Development, Project Management, Purchasing, Tourism
Education
Saint Peter's University
Bachelor of Arts (BA), English / Classical Studies, 3.7
The Associated Press December 2005 - April 2013
Prudential Securities, Inc. 1990 - 2004
Drexel Burnham Lambert June 1984 - June 1990
Skills
Travel Management, Vendor Relations, Customer Relations, Event Management, Hotels, Vendors, Customer Service, Contract Negotiation, Hospitality, Sales, Account Management, Event Planning, Vendor Management, Operations Management, Negotiation, Management, Budgets, Process Scheduler, Team Building, Strategy, Strategic Planning, Recruiting, Sales Management, Public Relations, Business Development, Project Management, Purchasing, Tourism
Education
Saint Peter's University
Bachelor of Arts (BA), English / Classical Studies, 3.7
Bob Dyble's Prudential Securities, Inc Experience June 1994 - February 2004
Job Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC July 1976 - Present
Prudential Securities, Inc. June 1994 - February 2004
Education
Northern Michigan University 1965 — 1970
B.S., Biology, Geography, Math, Chemistry
Wells Fargo Advisors, LLC July 1976 - Present
Prudential Securities, Inc. June 1994 - February 2004
Education
Northern Michigan University 1965 — 1970
B.S., Biology, Geography, Math, Chemistry
Paul R. Stegmann's Prudential Securities, Inc Experience 1980 - 1992
Job Managing Director Prime Services Division Albert Fried
Industry Financial Services
Experience
Albert Fried & Company LLC January 2013 - Present
Praesidium Capital Advisors, Ltd. September 2011 - Present
Credit Agricole June 2009 - September 2011
Man Group (USA) - Man Financial Inc. May 2004 - June 2009
Fleet Securities Inc. 1997 - 2004
Shelby Cullom Davis & Co., Inc. 1993 - 1997
Morgan Stanley 1993 - 1994
Prudential Securities, Inc. 1980 - 1992
Education
Columbia University in the City of New York
Bachelor of Arts cum laude, Classics (Ancient Studies)
Albert Fried & Company LLC January 2013 - Present
Praesidium Capital Advisors, Ltd. September 2011 - Present
Credit Agricole June 2009 - September 2011
Man Group (USA) - Man Financial Inc. May 2004 - June 2009
Fleet Securities Inc. 1997 - 2004
Shelby Cullom Davis & Co., Inc. 1993 - 1997
Morgan Stanley 1993 - 1994
Prudential Securities, Inc. 1980 - 1992
Education
Columbia University in the City of New York
Bachelor of Arts cum laude, Classics (Ancient Studies)
Keith Polishook's Prudential Securities, Inc Experience November 1990 - September 2000
Job Account Manager at U.S. Lock
Industry Wholesale
Experience
U.S. Lock June 2015 - Present
Broadview Networks September 2013 - May 2015
All-Island Media February 2013 - September 2013
Cablevision September 2010 - February 2013
Innovative Planning Services January 2006 - August 2008
A.G. Edwards & Sons, Inc. September 2000 - January 2006
Prudential Securities, Inc. November 1990 - September 2000
Skills
Call Centers, Customer Retention, Sales, Customer Satisfaction, Account Management, Telecommunications, Customer Service, Sales Management, Sales Process, Sales Operations, Customer Experience, Sales Presentations, Team Leadership, Solution Selling, Management, New Business Development, Investments, Fixed Annuities, Variable Annuities, Life Insurance, Term Life Insurance, Whole Life, Mutual Funds, Equities, Fixed Income, Asset Management, Tactical Asset...
Education
SUNY College at Purchase 1982 — 1984
Bachelor of Arts, Mathematics and Computer Science
University of Pennsylvania 1979 — 1981
Ardsley high school 1975 — 1979
U.S. Lock June 2015 - Present
Broadview Networks September 2013 - May 2015
All-Island Media February 2013 - September 2013
Cablevision September 2010 - February 2013
Innovative Planning Services January 2006 - August 2008
A.G. Edwards & Sons, Inc. September 2000 - January 2006
Prudential Securities, Inc. November 1990 - September 2000
Skills
Call Centers, Customer Retention, Sales, Customer Satisfaction, Account Management, Telecommunications, Customer Service, Sales Management, Sales Process, Sales Operations, Customer Experience, Sales Presentations, Team Leadership, Solution Selling, Management, New Business Development, Investments, Fixed Annuities, Variable Annuities, Life Insurance, Term Life Insurance, Whole Life, Mutual Funds, Equities, Fixed Income, Asset Management, Tactical Asset...
Education
SUNY College at Purchase 1982 — 1984
Bachelor of Arts, Mathematics and Computer Science
University of Pennsylvania 1979 — 1981
Ardsley high school 1975 — 1979
Angel Caballero's Prudential Securities, Inc Experience June 2001 - October 2002
Job Broker / Dealer Compliance Officer
Industry Financial Services
Experience
JP Morgan Securities LLC March 2014 - Present
Daiwa Capital Markets December 2009 - April 2014
WAMU Capital Corp. July 2005 - August 2008
JPMorgan Chase October 2002 - July 2005
Prudential Securities, Inc. June 2001 - October 2002
Goldman Sachs & Co. December 2000 - May 2001
Deutsche Bank Securities, Inc. October 1997 - December 2000
Merrill Lynch & Co. Inc. December 1991 - October 1997
National Association of Securities Dealers, Inc. (FINRA) October 1988 - December 1991
Skills
Investment Banking, FINRA, Series 7, Risk Management, AML, Series 63
Education
Saint Peter's University 1999 — 2003
MBA, International Business
City University of New York-College of Staten Island 1986 — 1988
BA, Accounting
JP Morgan Securities LLC March 2014 - Present
Daiwa Capital Markets December 2009 - April 2014
WAMU Capital Corp. July 2005 - August 2008
JPMorgan Chase October 2002 - July 2005
Prudential Securities, Inc. June 2001 - October 2002
Goldman Sachs & Co. December 2000 - May 2001
Deutsche Bank Securities, Inc. October 1997 - December 2000
Merrill Lynch & Co. Inc. December 1991 - October 1997
National Association of Securities Dealers, Inc. (FINRA) October 1988 - December 1991
Skills
Investment Banking, FINRA, Series 7, Risk Management, AML, Series 63
Education
Saint Peter's University 1999 — 2003
MBA, International Business
City University of New York-College of Staten Island 1986 — 1988
BA, Accounting
Jennifer Hetzel's Prudential Securities, Inc Experience June 1995 - September 1997
Job Senior Business Analyst Client Solutions Team at ComplianceMetrix
Industry Computer Software
Experience
ComplianceMetrix April 2014 - March 2015
Advicent Solutions (formerly Zywave Financial Solutions) November 2013 - March 2014
Zywave November 2011 - November 2013
EISI (formerly Financial Profiles, Inc.) November 2006 - November 2011
Financial Profiles, Inc. February 2001 - November 2006
Financial Profiles, Inc October 1999 - February 2001
Prudential Investments September 1997 - August 1999
Prudential Securities, Inc. June 1995 - September 1997
Prudential Securities, Inc. January 1992 - June 1995
Skills
Agile Methodologies, Scrum, Software Project..., Requirements Analysis, XML, Visual Studio, Test Driven Development, Business Analysis, JIRA, Software Design, Product Management, Software Development, Agile Project Management, Software Documentation, Quality Assurance, User Acceptance Testing, Web Applications, Requirements Gathering, Enterprise Software, Confluence, Retirement, Financial Services, SnagIt
Education
Cal Poly San Luis Obispo
Bachelor of Science (B.S.), Economics
ComplianceMetrix April 2014 - March 2015
Advicent Solutions (formerly Zywave Financial Solutions) November 2013 - March 2014
Zywave November 2011 - November 2013
EISI (formerly Financial Profiles, Inc.) November 2006 - November 2011
Financial Profiles, Inc. February 2001 - November 2006
Financial Profiles, Inc October 1999 - February 2001
Prudential Investments September 1997 - August 1999
Prudential Securities, Inc. June 1995 - September 1997
Prudential Securities, Inc. January 1992 - June 1995
Skills
Agile Methodologies, Scrum, Software Project..., Requirements Analysis, XML, Visual Studio, Test Driven Development, Business Analysis, JIRA, Software Design, Product Management, Software Development, Agile Project Management, Software Documentation, Quality Assurance, User Acceptance Testing, Web Applications, Requirements Gathering, Enterprise Software, Confluence, Retirement, Financial Services, SnagIt
Education
Cal Poly San Luis Obispo
Bachelor of Science (B.S.), Economics
Shepard Fargotstein's Prudential Securities, Inc Experience March 1991 - December 1999
Job Senior Vice President. Investment Officer Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC August 2007 - Present
UBS December 1999 - August 2007
Prudential Securities, Inc. March 1991 - December 1999
Skills
Investments, Risk Management, Financial Analysis, Sales Management, Finance, Microsoft Office, Insurance, Securities, Series 7, Retirement Planning
Education
Bentley University 1974 — 1976
Wells Fargo Advisors, LLC August 2007 - Present
UBS December 1999 - August 2007
Prudential Securities, Inc. March 1991 - December 1999
Skills
Investments, Risk Management, Financial Analysis, Sales Management, Finance, Microsoft Office, Insurance, Securities, Series 7, Retirement Planning
Education
Bentley University 1974 — 1976
Bruce Popper's Prudential Securities, Inc Experience May 1997 - July 2003
Job Senior Estate Planning Consultant at Mercury Financial Group
Industry Financial Services
Experience
Mercury Financial Group April 2008 - Present
Wachovia Securities, LLC July 2003 - April 2008
Prudential Securities, Inc. May 1997 - July 2003
Skills
Estate Planning, Life Insurance, Retirement Planning, Wealth, Succession Planning, Wealth Management, Investment Strategies, Financial Advisory, Financial Planning, Captives, Financial Services, Variable Annuities, Long-term Care, Disability Insurance, Investment Advisory, Wealth Management..., Pensions, High Net Worth..., Wealth Accumulation, Strategic Financial..., Certified Financial..., Securities
Education
American College
ChFC - Chartered Financial Consultant
College for Financial Planning
CFP - Certified Financial Planner®
Auburn University/COSC
Bachelor of Science (B.S.), Business Administration, Management and Operations
South Miami High School
Mercury Financial Group April 2008 - Present
Wachovia Securities, LLC July 2003 - April 2008
Prudential Securities, Inc. May 1997 - July 2003
Skills
Estate Planning, Life Insurance, Retirement Planning, Wealth, Succession Planning, Wealth Management, Investment Strategies, Financial Advisory, Financial Planning, Captives, Financial Services, Variable Annuities, Long-term Care, Disability Insurance, Investment Advisory, Wealth Management..., Pensions, High Net Worth..., Wealth Accumulation, Strategic Financial..., Certified Financial..., Securities
Education
American College
ChFC - Chartered Financial Consultant
College for Financial Planning
CFP - Certified Financial Planner®
Auburn University/COSC
Bachelor of Science (B.S.), Business Administration, Management and Operations
South Miami High School
Andrew Lauman's Prudential Securities, Inc Experience 1996 - 1998
Job Senior Change Manager at Bank of America
Industry Investment Banking
Experience
Bank of America June 2010 - Present
Wachovia Securities, LLC 2004 - 2010
RCG Companies Incorporated 2002 - 2004
Wachovia Securities, LLC July 2001 - February 2002
Bankers Trust, Inc 1998 - 1999
Prudential Securities, Inc. 1996 - 1998
United States Army - 3rd Ranger Battalion 1993 - 1995
United States Army - 101st Airborne Division 1991 - 1993
Education
Vanderbilt University - Owen Graduate School of Management 1999 — 2001
MBA, Finance and Accounting
United States Military Academy at West Point 1987 — 1991
B.S., Economics (Mathematical)
Xavier High School
Bank of America June 2010 - Present
Wachovia Securities, LLC 2004 - 2010
RCG Companies Incorporated 2002 - 2004
Wachovia Securities, LLC July 2001 - February 2002
Bankers Trust, Inc 1998 - 1999
Prudential Securities, Inc. 1996 - 1998
United States Army - 3rd Ranger Battalion 1993 - 1995
United States Army - 101st Airborne Division 1991 - 1993
Education
Vanderbilt University - Owen Graduate School of Management 1999 — 2001
MBA, Finance and Accounting
United States Military Academy at West Point 1987 — 1991
B.S., Economics (Mathematical)
Xavier High School
Hareeta Grewal's Prudential Securities, Inc Experience August 1988 - October 1991
Job Release Analyst at UnitedHealth Group
Industry Computer Software
Experience
UnitedHealth Group March 2015 - Present
MetLife November 2014 - March 2015
CSC January 2011 - October 2014
CSC January 2000 - December 2010
AT&T October 1991 - December 1999
PRUDENTIAL SECURITIES, INC. August 1988 - October 1991
Skills
Project Management, Business Analysis, Testing, SDLC, IT Strategy, ITIL, Requirements Gathering, Program Management, Analysis, Management, IT Management, Vendor Management, Databases, Training, Leadership
Education
Rutgers, The State University of New Jersey-New Brunswick 1984 — 1987
Bachelor's degree, Agricultural Economics
College of Saint Elizabeth 1983 — 1984
UnitedHealth Group March 2015 - Present
MetLife November 2014 - March 2015
CSC January 2011 - October 2014
CSC January 2000 - December 2010
AT&T October 1991 - December 1999
PRUDENTIAL SECURITIES, INC. August 1988 - October 1991
Skills
Project Management, Business Analysis, Testing, SDLC, IT Strategy, ITIL, Requirements Gathering, Program Management, Analysis, Management, IT Management, Vendor Management, Databases, Training, Leadership
Education
Rutgers, The State University of New Jersey-New Brunswick 1984 — 1987
Bachelor's degree, Agricultural Economics
College of Saint Elizabeth 1983 — 1984
Tanya Powers Phifer's Prudential Securities, Inc Experience 1999 - 2000
Job Help Desk Coordinator at Paul, Weiss, Rifkind, Wharton & Garrison LLP
Industry Law Practice
Experience
Paul, Weiss, Rifkind, Wharton & Garrison LLP October 2014 - Present
Paul, Weiss, Rifkind, Wharton & Garrison LLP January 2013 - Present
Paul, Weiss, Rifkind, Wharton & Garrison LLP October 2004 - December 2012
Weil Gotshal and Manges February 2004 - October 2004
Sesame Workshop 2003 - 2004
JPMorgan Chase 2000 - 2003
Prudential Securities, Inc. 1999 - 2000
HQ Global Workplaces 1998 - 1999
Program Planners, Inc. 1989 - 1998
Skills
Blackberry, Blackberry Enterprise..., iPhone Support, Windows 7, Citrix Metaframe, Windows7, Lotus Notes, Microsoft Office, Outlook, Secure Remote Access, Blackberry applications, Blackberry OS, iPad, DTE, Help Desk Support, Technical Support, Windows Server, Computer Hardware, Office 2010
Education
DeVry University 2001 — 2004
Bachelors, Computer Information Systems
City University of New York-Hunter College 1996 — 1998
Health Sciences
Iona College 1992 — 1993
Health Sciences
Paul, Weiss, Rifkind, Wharton & Garrison LLP October 2014 - Present
Paul, Weiss, Rifkind, Wharton & Garrison LLP January 2013 - Present
Paul, Weiss, Rifkind, Wharton & Garrison LLP October 2004 - December 2012
Weil Gotshal and Manges February 2004 - October 2004
Sesame Workshop 2003 - 2004
JPMorgan Chase 2000 - 2003
Prudential Securities, Inc. 1999 - 2000
HQ Global Workplaces 1998 - 1999
Program Planners, Inc. 1989 - 1998
Skills
Blackberry, Blackberry Enterprise..., iPhone Support, Windows 7, Citrix Metaframe, Windows7, Lotus Notes, Microsoft Office, Outlook, Secure Remote Access, Blackberry applications, Blackberry OS, iPad, DTE, Help Desk Support, Technical Support, Windows Server, Computer Hardware, Office 2010
Education
DeVry University 2001 — 2004
Bachelors, Computer Information Systems
City University of New York-Hunter College 1996 — 1998
Health Sciences
Iona College 1992 — 1993
Health Sciences
Julie Lohrentz-Keaveny's Prudential Securities, Inc Experience February 1986 - March 2003
Job Senior Account Administrator
Industry Financial Services
Experience
Wachovia Securities, Inc. (Currently Wells Fargo Advisors) April 2003 - May 2007
Prudential Securities, Inc. February 1986 - March 2003
Prudential-Bache Securities January 1984 - January 1986
Skills
Microsoft Office, Customer Service, Investments, Retirement Planning, Team Building, Team Leadership, Project Management, Process Improvement, Event Planning, Public Speaking, Construction, Equities, Client Services, Office Administration, Teaching
Education
Fort Lewis College 1977 — 1981
Bachelor's Degree, Elementary Education and Teaching, K-6
Wachovia Securities, Inc. (Currently Wells Fargo Advisors) April 2003 - May 2007
Prudential Securities, Inc. February 1986 - March 2003
Prudential-Bache Securities January 1984 - January 1986
Skills
Microsoft Office, Customer Service, Investments, Retirement Planning, Team Building, Team Leadership, Project Management, Process Improvement, Event Planning, Public Speaking, Construction, Equities, Client Services, Office Administration, Teaching
Education
Fort Lewis College 1977 — 1981
Bachelor's Degree, Elementary Education and Teaching, K-6
Nicholas Matsis's Prudential Securities, Inc Experience August 1995 - June 2002
Job Retired Sr VP NYSE Office. Restaurant Management Musician
Industry Food & Beverages
Experience
EPIPHANY INC December 1966 - Present
Prudential Securities, Inc. August 1995 - June 2002
Kemper Securities, Inc. January 1983 - August 1995
Skills
Customer Service, Restaurants, Investments, Microsoft Office, Social Media, Event Planning, Food, Public Speaking, Restaurant Management, Strategic Financial..., Catering, Menu Development, Microsoft Excel, Marketing, Food Service, Sales, Event Management, Hospitality, Photoshop, Microsoft Word, Leadership, Fundraising, Nonprofits, Sales Management, Social Media Marketing, Social Networking, Team Building, Strategic Planning, Public Relations, Budgets
Education
Horace Mann 1947 — 1955
Indiana University-Northwest
EPIPHANY INC December 1966 - Present
Prudential Securities, Inc. August 1995 - June 2002
Kemper Securities, Inc. January 1983 - August 1995
Skills
Customer Service, Restaurants, Investments, Microsoft Office, Social Media, Event Planning, Food, Public Speaking, Restaurant Management, Strategic Financial..., Catering, Menu Development, Microsoft Excel, Marketing, Food Service, Sales, Event Management, Hospitality, Photoshop, Microsoft Word, Leadership, Fundraising, Nonprofits, Sales Management, Social Media Marketing, Social Networking, Team Building, Strategic Planning, Public Relations, Budgets
Education
Horace Mann 1947 — 1955
Indiana University-Northwest
Marianne Schachte's Prudential Securities, Inc Experience April 2000 - November 2002
Job Administratrive Assistant Benefits Coordinator
Industry Education Management
Experience
Nortbrook School District 27 June 2013 - Present
Northbrook School District 27 August 2005 - June 2013
Lincoln Snacks/Ubiquity Brands February 2004 - August 2005
Marquette Management Partners November 2002 - January 2004
Prudential Securities, Inc. April 2000 - November 2002
Skills
Administrative..., Microsoft Word, PowerPoint, Microsoft Excel, Customer Service, Event Planning, Public Speaking, Higher Education
Education
National-Louis University 2005 — 2007
BA, Behvioral Science
Triton College 1983 — 1985
Associates Degree, Applied Science
Nortbrook School District 27 June 2013 - Present
Northbrook School District 27 August 2005 - June 2013
Lincoln Snacks/Ubiquity Brands February 2004 - August 2005
Marquette Management Partners November 2002 - January 2004
Prudential Securities, Inc. April 2000 - November 2002
Skills
Administrative..., Microsoft Word, PowerPoint, Microsoft Excel, Customer Service, Event Planning, Public Speaking, Higher Education
Education
National-Louis University 2005 — 2007
BA, Behvioral Science
Triton College 1983 — 1985
Associates Degree, Applied Science
Michael Gearty's Prudential Securities, Inc Experience January 1996 - January 1999
Job Business Development Officer NYC Metro at Guggenheim Funds Distributors, Inc
Industry Financial Services
Experience
Guggenheim Funds Distributors, Inc February 2011 - Present
UBS Financial Services November 2002 - April 2010
UBS May 1999 - April 2002
Prudential Securities Inc January 1996 - January 1999
Refco January 1993 - January 1996
Alliance Capital Management January 1991 - January 1993
Reich & Tang LP January 1989 - January 1991
Education
University of Delaware 1984 — 1988
BS, Business Admin- Finance & Economics
Designations
BS, Business Administration (Finance; Economics
University of Delaware
Guggenheim Funds Distributors, Inc February 2011 - Present
UBS Financial Services November 2002 - April 2010
UBS May 1999 - April 2002
Prudential Securities Inc January 1996 - January 1999
Refco January 1993 - January 1996
Alliance Capital Management January 1991 - January 1993
Reich & Tang LP January 1989 - January 1991
Education
University of Delaware 1984 — 1988
BS, Business Admin- Finance & Economics
Designations
BS, Business Administration (Finance; Economics
University of Delaware
Dennis Dowden, CFA's Prudential Securities, Inc Experience 1991 - 1999
Job Portfolio Manager at Muzinich & Co.
Industry Investment Management
Experience
Muzinich & Co. April 2001 - Present
ABN AMRO Bank N.V. 1999 - 2001
Prudential Securities, Inc. 1991 - 1999
Smith Barney, Harris Upham & Co 1989 - 1990
Merrill Lynch Capital Markets 1986 - 1989
Bear Stearns Companies, Inc. 1985 - 1986
Skills
Fixed Income, Investments, Bloomberg, Alternative Investments, Asset Management, Hedge Funds, Equities, Bonds, Investment Banking, Capital Markets, Corporate Finance, Portfolio Management, Financial Markets, Financial Risk, Mutual Funds
Education
Rutgers, Graduate School of Management
Master of Business Administration (M.B.A.), Finance
Saint Peter's University
Bachelor’s Degree
CFA Institute
Chartered Financial Analyst (CFA)
Muzinich & Co. April 2001 - Present
ABN AMRO Bank N.V. 1999 - 2001
Prudential Securities, Inc. 1991 - 1999
Smith Barney, Harris Upham & Co 1989 - 1990
Merrill Lynch Capital Markets 1986 - 1989
Bear Stearns Companies, Inc. 1985 - 1986
Skills
Fixed Income, Investments, Bloomberg, Alternative Investments, Asset Management, Hedge Funds, Equities, Bonds, Investment Banking, Capital Markets, Corporate Finance, Portfolio Management, Financial Markets, Financial Risk, Mutual Funds
Education
Rutgers, Graduate School of Management
Master of Business Administration (M.B.A.), Finance
Saint Peter's University
Bachelor’s Degree
CFA Institute
Chartered Financial Analyst (CFA)
Lewis Jacobson's Prudential Securities, Inc Experience 1994 - 1997
Job Compliance Consultant AVP at Wells Fargo Investments, LLC
Industry Financial Services
Experience
Wells Fargo Investments, LLC 2005 - December 2010
Legacy Financial Services, Inc. 1999 - 2005
Legacy Financial Services, Inc. 1997 - 1999
Prudential Securities, Inc. 1994 - 1997
Education
California State University-Hayward - School of Business and Economics 1991 — 1993
MBA, Finance
Humboldt State University 1981 — 1983
BS, Business - Marketing
Wells Fargo Investments, LLC 2005 - December 2010
Legacy Financial Services, Inc. 1999 - 2005
Legacy Financial Services, Inc. 1997 - 1999
Prudential Securities, Inc. 1994 - 1997
Education
California State University-Hayward - School of Business and Economics 1991 — 1993
MBA, Finance
Humboldt State University 1981 — 1983
BS, Business - Marketing
Nancy Magelinski's Prudential Securities, Inc Experience November 1984 - September 2002
Job Tax Reporting Product Manager at SunGard Wall Street Concepts
Industry Information Technology and Services
Experience
SunGard Wall Street Concepts April 2008 - Present
UBS Financial Services October 2002 - March 2008
Prudential Securities, Inc. November 1984 - September 2002
Skills
International Tax, Tax, Securities, Equities, Financial Services, Tax Reporting, Hedge Funds, Fixed Income, Investments, Asset Management, Financial Analysis, Mergers & Acquisitions, Risk Management, Capital Markets, Relationship Management, Series 7, Finance, Mutual Funds, Compliance, Prime Brokerage, Back Office, Business Analysis, Settlement, Portfolio Management, Treasury Management, Wealth Management
Education
State University of New York College at Oneonta 1980 — 1984
Bachelor of Science, Business Economics
SunGard Wall Street Concepts April 2008 - Present
UBS Financial Services October 2002 - March 2008
Prudential Securities, Inc. November 1984 - September 2002
Skills
International Tax, Tax, Securities, Equities, Financial Services, Tax Reporting, Hedge Funds, Fixed Income, Investments, Asset Management, Financial Analysis, Mergers & Acquisitions, Risk Management, Capital Markets, Relationship Management, Series 7, Finance, Mutual Funds, Compliance, Prime Brokerage, Back Office, Business Analysis, Settlement, Portfolio Management, Treasury Management, Wealth Management
Education
State University of New York College at Oneonta 1980 — 1984
Bachelor of Science, Business Economics
Victoria T. Wong's Prudential Securities, Inc Experience September 1992 - December 1994
Job Analyst and Senior Paralegal BrokerDealer and Investment Management
Industry Financial Services
Experience
MUFG Union Bank, N.A. May 2013 - Present
Morgan Stanley January 1995 - January 2013
PRUDENTIAL SECURITIES, INC September 1992 - December 1994
Skills
Westlaw, Document Review, Securities Regulation, Securities Litigation, Risk Management, Legal Compliance, Broker-Dealer, FINRA, Litigation, Dispute Resolution, Securities, Series 7, Arbitration, AML, Corporate Governance, Legal Writing, Anti Money Laundering
Education
University of California, Santa Cruz
University of San Francisco, Paralegal Certificate
MUFG Union Bank, N.A. May 2013 - Present
Morgan Stanley January 1995 - January 2013
PRUDENTIAL SECURITIES, INC September 1992 - December 1994
Skills
Westlaw, Document Review, Securities Regulation, Securities Litigation, Risk Management, Legal Compliance, Broker-Dealer, FINRA, Litigation, Dispute Resolution, Securities, Series 7, Arbitration, AML, Corporate Governance, Legal Writing, Anti Money Laundering
Education
University of California, Santa Cruz
University of San Francisco, Paralegal Certificate
Andrew Wunsch's Prudential Securities, Inc Experience May 1994 - August 2000
Job Mediator at A.W. Mediation
Industry Alternative Dispute Resolution
Experience
A.W. Mediation December 2009 - Present
South County Financial Advisors, LLC October 2008 - Present
Janney Montgomery Scott May 2006 - September 2008
Advest, Inc. August 2000 - April 2006
Prudential Securities, Inc. May 1994 - August 2000
Tucker Anthony, Inc. November 1990 - May 1994
E.F. Hutton / Shearson Lehman Brothers August 1987 - November 1990
Moseley, Hallgarten, Estabrook & Weeden August 1986 - August 1987
Skills
Securities Mediation, Divorce Mediation, Securities, FINRA, Retirement Planning, Mediation, Dispute Resolution, Wealth Management, Investment Advisory, Asset Allocation, Investments, Alternative Investments, Asset Management, Bonds, Capital Markets, Equities, Finance, Financial Advisory, Financial Services, Fixed Income, Hedge Funds, Investment Management, Options, Portfolio Management, Retirement, Securities Regulation, Series 24
Education
University of Hartford 1982 — 1986
Bachelor of Science, Business Administration
A.W. Mediation December 2009 - Present
South County Financial Advisors, LLC October 2008 - Present
Janney Montgomery Scott May 2006 - September 2008
Advest, Inc. August 2000 - April 2006
Prudential Securities, Inc. May 1994 - August 2000
Tucker Anthony, Inc. November 1990 - May 1994
E.F. Hutton / Shearson Lehman Brothers August 1987 - November 1990
Moseley, Hallgarten, Estabrook & Weeden August 1986 - August 1987
Skills
Securities Mediation, Divorce Mediation, Securities, FINRA, Retirement Planning, Mediation, Dispute Resolution, Wealth Management, Investment Advisory, Asset Allocation, Investments, Alternative Investments, Asset Management, Bonds, Capital Markets, Equities, Finance, Financial Advisory, Financial Services, Fixed Income, Hedge Funds, Investment Management, Options, Portfolio Management, Retirement, Securities Regulation, Series 24
Education
University of Hartford 1982 — 1986
Bachelor of Science, Business Administration
Craig Herbert's Prudential Securities, Inc Experience January 1996 - January 1998
Job Vice President, Financial Consultant at Regions Investment Solutions
Industry Financial Services
Experience
Regions Financial Corporation January 2013 - Present
The Legend Group April 2012 - January 2013
Wells Fargo Advisors January 1999 - April 2011
Prudential Securities, Inc January 1996 - January 1998
PaineWebber, Inc January 1993 - January 1996
Education
University of South Florida 1991 — 1993
Bachelor of Business Administration (B.B.A.), Finance, General
Regions Financial Corporation January 2013 - Present
The Legend Group April 2012 - January 2013
Wells Fargo Advisors January 1999 - April 2011
Prudential Securities, Inc January 1996 - January 1998
PaineWebber, Inc January 1993 - January 1996
Education
University of South Florida 1991 — 1993
Bachelor of Business Administration (B.B.A.), Finance, General
Fei Luo's Prudential Securities, Inc Experience February 1997 - October 1998
Job Risk and Capital Models
Industry Investment Banking
Experience
Goldman Sachs March 2004 - Present
FountainHead Capital LLC August 2001 - December 2003
Morgan Stanley October 1998 - August 2001
Prudential Securities, Inc. February 1997 - October 1998
Skills
Market Risk, Risk Management, Trading Strategies, Analytics, Management, Derivatives, Equity Derivatives, Fixed Income, Quantitative Finance, Credit Derivatives, Equities, Trading Systems, Hedge Funds, Structured Products, Capital Markets, Customer Service, Financial Modeling, Financial Risk
Education
Peking University
B.S. and M.S., Physics
University of Minnesota-Twin Cities
Ph.D., Physics
Goldman Sachs March 2004 - Present
FountainHead Capital LLC August 2001 - December 2003
Morgan Stanley October 1998 - August 2001
Prudential Securities, Inc. February 1997 - October 1998
Skills
Market Risk, Risk Management, Trading Strategies, Analytics, Management, Derivatives, Equity Derivatives, Fixed Income, Quantitative Finance, Credit Derivatives, Equities, Trading Systems, Hedge Funds, Structured Products, Capital Markets, Customer Service, Financial Modeling, Financial Risk
Education
Peking University
B.S. and M.S., Physics
University of Minnesota-Twin Cities
Ph.D., Physics
Anthony Arico's Prudential Securities, Inc Experience July 1997 - December 2003
Job Senior Vice President Branch Manager at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC August 2006 - Present
Wells Fargo Advisors, LLC February 2006 - July 2006
Wachovia Securities, LLC September 2004 - February 2006
Wachovia Securities, LLC December 2003 - September 2004
Prudential Securities, Inc. July 1997 - December 2003
Prudential Securities, Inc. July 1991 - June 1997
Prudential Securities, Inc. July 1989 - June 1991
Education
Fordham University 1985 — 1989
Bachelors of Business Administration, Finance
University of Bergamo 1987 — 1987
College of Italian Studies
Wells Fargo Advisors, LLC August 2006 - Present
Wells Fargo Advisors, LLC February 2006 - July 2006
Wachovia Securities, LLC September 2004 - February 2006
Wachovia Securities, LLC December 2003 - September 2004
Prudential Securities, Inc. July 1997 - December 2003
Prudential Securities, Inc. July 1991 - June 1997
Prudential Securities, Inc. July 1989 - June 1991
Education
Fordham University 1985 — 1989
Bachelors of Business Administration, Finance
University of Bergamo 1987 — 1987
College of Italian Studies
Citizens Bank
Indymac Bank
MBNA
First Union National Bank
Prudential Securities
SunTrust Mortgage
Federal Reserve Board
Zions Bancorporation