Prudential Securities

Industry: Bank

Description

Prudential Securities, also formerly known as Prudential Securities Incorporated, was the financial services arm of the insurer, Prudential Financial. In 2003, Prudential Securities was merged into Wachovia Securities, a division of Wachovia Bank. Headquarters: New York City, New York, United States Founded: 1981 Ceased operations: 2003 Parent organization: Prudential Financial Subsidiaries: Prudential-Bache Securities (Belgium) Inc., Prudential Mutual Fund Management, Inc. Predecessors: Bache & Co., Prudential Securities

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Prudential Securities Employees

Employee
Years
Job
Industry
Kristine Kircher, CFP®, ChFC Kristine Kircher, CFP®, ChFC Greater Minneapolis-St. Paul Area Details
Kristine Kircher, CFP®, ChFC's Prudential Securities Experience September 2001 - February 2004
Job Financial Consultant at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors  February 2001 - Present
Chase Taylor Financial Corporation   February 2004 - July 2007
Prudential Securities   September 2001 - February 2004

Education
The American College   2006 — 2007
Chartered Financial Consultant, Retirement and Estate Planning

Minnesota State University, Mankato   2004 — 2006
Certified Financial Planner, Comprehensive Financial Planning Aspects

University of Minnesota-Twin Cities   1998 — 2002
Bachelor of Individualized Studies, Business Management, Communications, Spanish

Farmington High School   1995 — 1998

Barry Clark Barry Clark Orange County, California Area Details
Barry Clark's Prudential Securities Experience 1989 - 1992
Job Capital Markets
Industry Capital Markets
Experience
Regal Barrington   December 2009 - Present
Soho Resources Corp.   2010 - 2012
Sussex Partners/TargetIR   2002 - July 2007
Prudential Securities   1989 - 1992
Merrill Lynch  1985 - 1989
Front Stage, Ltd.   1979 - 1984

Skills
Private Placements, Private Equity, Venture Capital, Investor Relations, IPO, Corporate Development, Funding, Capital Markets, Investment Banking, Corporate Finance, Equities, Investments, Mergers, Financial Structuring, Due Diligence, Start-ups, Project Finance, Mergers & Acquisitions, Joint Ventures, Commodity, Trading, Alternative Investments, Bloomberg, LBO, Capital, Emerging Markets, Equity Research, Investment Strategies, Fixed Income, Asset Management, Business Valuation, Financial Markets, Structured Finance, Investment Management, Finance, Hedge Funds, M&A experience, Restructuring, Options, Leveraged Finance, Equity Capital Markets, Securities, Public Companies, Capital Raising, Divestitures, Valuation, Equity Valuation, Bonds, Mutual Funds, Financial Modeling

Education
University of California, Irvine   2009 — 2011
Investor Relations course work

Palomar College   1987 — 1989
Course Studies, Real Estate, Business

Montana State University-Bozeman
Course Studies, Business

FVCC Online

Carmine Buda, PMP CSM Carmine Buda, PMP CSM Greater New York City Area Details
Carmine Buda, PMP CSM's Prudential Securities Experience June 1998 - January 2000
Job Digital Project Manager | FINRA Registered General Securities Principal
Industry Financial Services
Experience
Prudential Financial, Inc.   June 2014 - August 2015
Prudential Financial  January 2004 - June 2014
Prudential Financial  June 2000 - January 2004
Pruco Securities Corp. - a Prudential Company   January 2000 - June 2000
Prudential Securities   June 1998 - January 2000

Skills
Risk Management, Financial Services, Project Management, Business Analysis, Vendor Management, Relationship Management, Process Improvement, Strategic Planning, Change Management, Insurance, PMP, Business Requirements, E-commerce, Series 7, Series 24, General Securities..., Internet Leads, Email Marketing, CRM, Project Portfolio..., IT Strategy, Software Project..., IT Management, Business Intelligence, Resource Management, PMO, Strategy, Requirements Gathering, Analysis, Requirements Analysis, Agile Project Management, Scrum, Certified Scrum Master..., MS Project, Agile Methodologies, Waterfall, Business Relationship..., Project Delivery, Business Process, Lead Generation, Stakeholder Management, Call Centers, E-business, User Experience, Usability, User Acceptance Testing, Management, SDLC, Analytics, Leadership

Education
Manhattan College   1989 — 1993
Bachelor of Business Administration (B.B.A.), BS Business Administration

Fort Lee High School   1985 — 1993
Computer Information Systems

Dan Wallen Dan Wallen Greenville, South Carolina Area Details
Dan Wallen's Prudential Securities Experience October 1998 - June 2002
Job Owner, Wallen Wealth Management
Industry Financial Services
Experience
Wallen Wealth Management   June 2007 - Present
Prudential Securities   October 1998 - June 2002
Prudential Securities   October 1994 - June 2002

Skills
Wealth Management, Retirement Planning

Education
Marshall University   1987 — 1991

Janine Tusa Janine Tusa Greater New York City Area Details
Janine Tusa's Prudential Securities Experience March 1999 - December 2003
Job Creative Director
Industry Design
Experience
JMT Designs Inc.   2000 - Present
RAPP  January 1999 - February 2010
Rapp Collins Worldwide  1999 - February 2010
Prudential Securities   March 1999 - December 2003

Skills
Direct Mail, Concept Development, Advertising, Web Design, Packaging, Pre-press, InDesign, Image Manipulation, Email Marketing, Logo Design, Creative Direction, High-end Retouching, Adobe Creative Suite, Art Direction, Corporate Identity, Marketing, Creative Strategy, Visual Communication, Integrated Marketing, Graphic Design

Education
Tiger Schulman MMA   2006 — 2015

New York Institute of Technology-Old Westbury   1989 — 1997
MASTER DEGREE, Advertising and 3d Animation

SEWANHAKA   1985 — 1989
HIGH SCHOOL, Commercial and Advertising Art

Alva T.Stanforth   1983 — 1985
Middle school, 7 and 8 grade

Brian Neville Brian Neville Greater New York City Area Details
Brian Neville's Prudential Securities Experience 1993 - 1995
Job Partner at Lax & Neville, LLP
Industry Law Practice
Experience
Lax & Neville, LLP   Associate General CounselJosephthal & Co.1995 - 2000
Prudential Securities   1993 - 1995

Skills
Securities Litigation, Securities Regulation, Arbitration, Litigation, Commercial Litigation, Securities, Civil Litigation, Dispute Resolution, Alternative Dispute..., Mediation, Internal Investigations, FINRA, Fraud, Appeals, Trial Practice, Dispute, Expert Witness, SEC, Legal Advice, Employment Law, Legal Issues, Legal Assistance, Breach Of Contract, Legal Research, Mergers & Acquisitions

Education
New York Law School   1990 — 1993
JD, law

University of Scranton   1986 — 1990
BS, Accounting

Amy Hanophy Amy Hanophy Greater Denver Area Details
Amy Hanophy's Prudential Securities Experience August 1996 - September 1997
Job Helping employers and employees make the most of their retirement plan
Industry Financial Services
Experience
CoBiz Insurance  August 2010 - Present
McMahon and Company   November 2008 - June 2009
TIAA-CREF  April 2007 - November 2008
Principal Financial Group  May 2003 - March 2007
Charles Schwab & Company, Inc   January 2000 - December 2002
Charles Schwab  January 1997 - January 2000
Prudential Securities   August 1996 - September 1997
Boseman's Sporting Goods   1991 - 1995

Skills
Wealth Management

Education
Metropolitan State University of Denver   1998 — 2004
Completed Certified Financial Planning Courses

University of North Carolina at Wilmington   1993 — 1995
MA, Education Administration

University of North Carolina   1989 — 1995
B.S, Physical Education

University of North Carolina

Bloomingdale High School   1987 — 1989

Charleston High School

Victor Loperfido Victor Loperfido Wantagh, New York Details
Victor Loperfido's Prudential Securities Experience April 1999 - September 2001
Job Allstate Agency Owner
Industry Insurance
Experience
allstate  March 2010 - Present
chase investment services  August 2006 - October 2009
HSBC Securities  October 2004 - September 2006
Astoria bank  October 2001 - September 2004
Prudential Securities   April 1999 - September 2001
Atlantic Marketing Forces   January 1994 - January 1999
nichirei foods americq   January 1987 - June 1995

Skills
Investments, Fixed Annuities, IRAs, Insurance, Retirement, Retirement Planning, 401k, Series 63, Mutual Funds, Financial Planners, Life Insurance, Commercial Insurance, Wealth Management, Disability Insurance, Health Insurance, Universal Life, Series 7, Strategic Financial..., Long-term Care, Financial Advisory, Series 6, Portfolio Management, Term Life Insurance, Property & Casualty..., Wealth, Homeowners, Underwriting, General Insurance, Umbrella Insurance, Whole Life, Variable Annuities, Investment Strategies, FINRA, Estate Planning, Wealth Management..., Securities, Liability, Wealth Accumulation, Finance, Investment Advisory, Motorcycle, Mortgage Lending, Financial Services, Banking, Legal Liability

Education
University of Denver - Daniels College of Business   1978 — 1982
bsba, mgt

Middlesex County College   1978 — 1980
A.A., Liberal Arts

Gary Poling, MBA Gary Poling, MBA Greater Denver Area Details
Gary Poling, MBA's Prudential Securities Experience 1994 - 2000
Job Branch Manager at Raymond James Financial Services, Inc. / President at True North Capital Group, Inc.
Industry Investment Management
Experience
Raymond James Financial Services, Inc.   2009 - Present
True North Capital Group, Inc., an independent firm   2009 - Present
Smith Barney  2001 - 2008
Prudential Securities   1994 - 2000

Skills
Retirement Planning, Strategic Financial..., Management, Small Business, Financial Advisory, Fixed Annuities, Investments, 401k, Investment Management, Wealth, Securities, Project Planning, Estate Planning, Analysis, Retirement

Education
Monfort College of Business   1981 — 1983
M.S., Business Administration

New Mexico State University   1977 — 1981
B.S., Chemical Engineering

Katherine T. Brooks Katherine T. Brooks Charlotte, North Carolina Area Details
Katherine T. Brooks's Prudential Securities Experience September 1997 - July 1998
Job Operations Manager
Industry Financial Services
Experience
Bragg Financial Advisors, Inc.   October 2008 - Present
First Citizens Investor Services  September 2005 - October 2008
First Citizens Investor Services  September 2001 - September 2005
First Citizens Investor Services  January 1999 - September 2001
Prudential Securities   September 1997 - July 1998

Skills
Series 7, Strategic Financial..., Financial Services, Banking, Wealth Management, Business Analysis, Customer Service, Retirement Planning, Investments, Financial Planning, Vendor Management, Strategic Planning, Project Management, Insurance, Risk Management, Mutual Funds, Asset Allocation, Series 63, FINRA, Financial Analysis, Microsoft Excel, Client Retention, Workflow Procedures

Education
Meredith College   1993 — 1997
Bachelor of Science, Business Management

DJ Williams DJ Williams New York, New York Details
DJ Williams's Prudential Securities Experience March 1993 - December 1996
Job Analyst Voice & Video Systems at HSBC Technology & Services, NA
Industry Financial Services
Experience
HSBC  December 1996 - Present
Prudential Securities   March 1993 - December 1996

Education
New York Institute of Technology-Old Westbury   1986 — 1991
Bachelor of Science, Computer Science

DeWitt Clinton   1983 — 1987
Bachelor of Science (B.S.), Computer Science

Jennifer Huth Jennifer Huth Bryn Mawr, Pennsylvania Details
Jennifer Huth's Prudential Securities Experience 1995 - 2001
Job General Manager at Main Line Lawn & Garden
Industry Performing Arts
Experience
Main Line Lawn & Garden   December 2013 - Present
Ray Sternbergh Art   2010 - Present
Prudential Securities   1995 - 2001

Skills
Superior Communications..., Presentations, Highly Creative, Organized Multi-tasker

Education
Villanova University   2007 — 2011
Master of Arts (M.A.), Theatre

New England Conservatory of Music   1990 — 1994
Bachelor's of Music, Jazz Studies

Maria Galdamez Maria Galdamez Greater New York City Area Details
Maria Galdamez's Prudential Securities Experience January 1998 - November 1999
Job Partner, Assistant Controller at Ogilvy & Mather
Industry Marketing and Advertising
Experience
Ogilvy & Mather  2004 - Present
Ogilvy & Mather  2001 - 2004
Ogilvy & Mather  1999 - 2001
Prudential Securities   January 1998 - November 1999

Skills
Advertising, Creative Strategy, Digital Marketing, Digital Strategy, Direct Marketing, Integrated Marketing, Interactive Marketing, Marketing Communications, Online Advertising, Sarbanes-Oxley Act, Outdoor Advertising

Education
Molloy College   1993 — 1997
BA

Saint John's University   1991 — 1993

Sam Gruer Sam Gruer Greater New York City Area Details
Sam Gruer's Prudential Securities Experience January 1992 - February 1994
Job Managing Director, Owner at Cityview Capital Solutions, LLC
Industry Financial Services
Experience
Cityview Capital Solutions, LLC   October 2008 - Present
Deutsche Bank Securities  June 2006 - August 2008
JPMorgan  February 1994 - May 2006
Prudential Securities   January 1992 - February 1994
Morgan Stanley  February 1989 - January 1992
Goldman Sachs  February 1986 - February 1989

Skills
Fixed Income, Options, Structured Products, Interest Rate Swaps, Derivatives, Bonds, Capital Markets, Municipal, Swaps, Interest Rate..., Forwards, Swaptions, Rates, Exotic Derivatives, Investment Banking, Structuring, Financial Structuring, Securities, Private Equity, Credit Derivatives, Risk Management, Financial Risk, Structured Finance, Equity Derivatives, Alternative Investments, Equities, Trading, Financial Markets, Banking, Hedge Funds, Hedging, Bloomberg, Emerging Markets, Securitization, Valuation, Market Risk, Prime Brokerage, FX Options, Asset Management, Credit, Portfolio Management, Trading Systems, Proprietary Trading, Quantitative Finance, Municipalities

Education
Massachusetts Institute of Technology   1982 — 1986
SB

Kenneth Rosario Kenneth Rosario Greater New York City Area Details
Kenneth Rosario's Prudential Securities Experience January 1991 - September 1998
Job Office Manager at Belkin Burden Wenig & Goldman, LLP
Industry Law Practice
Experience
Belkin Burden Wenig & Goldman, LLP   November 2002 - Present
IKON Office Solutions  July 1999 - November 2001
Prudential Securities   January 1991 - September 1998

Skills
Fax, Litigation, Accounts Payable, Real Estate, Office Equipment, Legal Research, Legal Writing, Courts, Westlaw, Commercial Litigation, Administrative..., Civil Litigation, Appeals, Real Estate Transactions, Corporate Law, Outlook, Litigation Support, Notary Public, QuickBooks, Real Estate Development, File Management, Negotiation, Wordperfect, Confidentiality

Education
Mercy College   2001 — 2006
Associates, Accounting

Walton High School   1983 — 1987
High School Diploma, Computer Science

Bruce Lindvig, CFP® Bruce Lindvig, CFP® Phoenix, Arizona Area Details
Bruce Lindvig, CFP®'s Prudential Securities Experience 1992 - 1999
Job First Vice PresidentInvestments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC  August 2007 - Present
Paine Webber / UBS Financial Services   1999 - 2007
UBS Financial Services  1999 - 2007
Prudential Securities   1992 - 1999
Kidder Peabody  1989 - 1992
Boettcher & Company, Inc.   1980 - 1989

Skills
Retirement Planning, Investments, Mutual Funds, Asset Allocation, Retirement, Securities

Education
Minnesota State University, Moorhead   1974 — 1979
B.S., Marketing, Advertising

North Dakota State University   1974 — 1979
Marketing and Mass Communications

Delores R Freitag Delores R Freitag Hartford, Connecticut Area Details
Delores R Freitag's Prudential Securities Experience 1980 - 1992
Job Changing perspectives, transforming sales training
Industry Financial Services
Experience
LIMRA International  May 1999 - Present
DRF Consulting Services   1996 - 1999
ISI Investment Services   1994 - 1996
Prudential Securities   1980 - 1992

Skills
Training Design, Public Speaking, Sales Force..., Instructional Design, Leadership Development, Financial Services, Sales Effectiveness, Leadership, Employee Training, Talent Management, Training, Recruiting, Retirement Planning, Insurance, Management Development, Marketing, Fixed Annuities, Project Management, Sales, Strategy, Performance Management, Coaching, Employee Benefits, Retirement, Hiring, Executive Coaching, Life Insurance

Education
Marymount College   1973 — 1975
BA, Psychology, Education

Marymount Manhattan College   1970 — 1972
Bachelore of Arts, Psychology, Education

Lisa Dreher, CPA, CFP® Lisa Dreher, CPA, CFP® Greater Nashville Area Details
Lisa Dreher, CPA, CFP®'s Prudential Securities Experience July 2000 - January 2003
Job Owner at Dreher Advisory Services, PLLC
Industry Financial Services
Experience
Dreher Advisory Services, PLLC   May 2010 - Present
Sailer Financial, Inc.   January 2003 - April 2010
Prudential Securities   July 2000 - January 2003
Nortel Networks, Inc.   July 1993 - July 2000

Education
Murray State University   1975 — 1978
BS, Business - Accounting

Gerald Gaeta Gerald Gaeta Dallas/Fort Worth Area Details
Gerald Gaeta's Prudential Securities Experience 1992 - 1995
Job Advanced Planning Field Support Manager
Industry Financial Services
Experience
New York Life  April 2009 - Present
New York Life Insurance Company  1996 - Present
Allstate Insurance  2000 - 2002
Prudential Securities   1992 - 1995

Skills
Strategic Financial..., Fixed Annuities, Retirement Planning, Estate Planning, High Net Worth..., Investments, Retirement, Financial Planners, Asset Management, Life Insurance, Mutual Funds, Asset Protection, Portfolio Management, Wealth Management, Securities, IRAs, Investment Advisory, Wealth, Long-term Care, Financial Advisory, Asset Allocation, Series 7, Series 63, 401k, Long Term Care Insurance, Disability Insurance, Investment Strategies, Series 6, Wealth Accumulation, Whole Life, Term Life Insurance, Uniform Combined State..., FINRA, Roth IRA, Trust Services, Financial Planning, Financial Services, Series 65, Wealth Management..., Trusts, 401k Rollovers, Employee Benefits, Estate Tax Planning, Investment Management, Small Business, Alternative Investments, Personal Finance, Pensions, Variable Annuities, Personal Financial...

Education
The American College   1999 — 2000
Master of Science in Financial Services (M.S.F.S.)

New York Law School   1980 — 1984
JD, Law

Widener University   1974 — 1977
BS, BA, Physics, Psychology

Jasmine Monica Malhotra Jasmine Monica Malhotra Greater New York City Area Details
Jasmine Monica Malhotra's Prudential Securities Experience May 1995 - July 1995
Job
Industry Law Practice
Experience
LAW OFFICES OF J. MONICA MALHOTRA, ESQ., LLC   January 2007 - Present
LAW OFFICES OF SWANICKE & LAMBARIELLO, LLC   July 2005 - January 2007
OFFICE OF THE ATTORNEY GENERAL, NEW JERSEY BUREAU OF SECURITIES   April 2003 - July 2005
PSE&G CORPORATION   June 2001 - August 2001
NATIONAL ASSOCIATION OF SECURITIES   June 2000 - August 2000
New York City Law Department  June 2000 - July 2000
ARTHUR ANDERSEN  August 1997 - November 1999
BANKERS TRUST COMPANY  June 1996 - August 1997
Prudential Securities   May 1995 - July 1995

Skills
Legal Writing, Commercial Litigation, Litigation, Civil Litigation, Corporate Law

Education
New York Law School   1999 — 2002
JD, LAW

Pace University - Lubin School of Business   1999 — 2001
MBA, Investment Management

Rutgers University-New Brunswick   1992 — 1996
Bachelor of Arts, Major :Economics/Finance Minor: Biology & Chemistry

Hoboken High School

Bob Feigenbaum Bob Feigenbaum Orange County, California Area Details
Bob Feigenbaum's Prudential Securities Experience 1985 - 1987
Job HealthLifePlans.com Health, life, Medicare, long term care, annuities, disability & dental in California since 1986.
Industry Insurance
Experience
HealthLifePlans.com   1986 - Present
Prudential Securities   1985 - 1987

Skills
Fixed Annuities, Long-term Care, Life Insurance, Sales, Health Insurance, Medicare, Investments, Healthcare, Health Savings Accounts, Universal Life, Term Life Insurance, Long Term Care Insurance, Whole Life, Team Building, Dental Plans

Education
Monmouth University   1968 — 1971
Psychology, Political Science

Robert A. Goodwin Robert A. Goodwin Kansas City, Missouri Area Details
Robert A. Goodwin's Prudential Securities Experience February 1981 - April 1991
Job First VicePresident and Financial Advisor at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management  January 2012 - Present
Ameriprise Advisor Services Inc.  November 2008 - January 2012
H&R Block Financial Advisors  November 2004 - November 2008
Oppenheimer & Co., Inc.   September 1996 - November 2004
Principal Financial Securities  April 1991 - September 1996
Prudential Securities   February 1981 - April 1991

Skills
Portfolio Management, Retirement Planning, Estate Planning, Technical Analysis

Education
The College for Financial Planning   2011 — 2011
APMA, Accredited Portfolio Management Advisor, Portfolio Management and Construction

The College for Financial Planning   1996 — 1996
AAMS, Accredited Asset Management Specialist, Asset Management

Mercer University   1970 — 1974
B.A., Philosophy

Grace L. Anderson, M Ed., MS. Mgt. Grace L. Anderson, M Ed., MS. Mgt. Greater New York City Area Details
Grace L. Anderson, M Ed., MS. Mgt.'s Prudential Securities Experience 1998 - 2004
Job Educational Professional K12, Adjunct Professor ESL Union County College, Elizabeth, NJ and Kean University, Union, NJ
Industry Higher Education
Experience
Kean University  August 2014 - Present
Union County College  September 2013 - Present
Irvington High School  2013 - Present
The Barack Obama Green Charter High School  March 2013 - July 2013
The Barack Obama Green Charter High School  July 2012 - March 2013
Broadridge Financial Solutions  2008 - 2010
Wachovia, A Wells Fargo Company  2004 - 2005
Prudential Securities   1998 - 2004
Merrill Lynch  1985 - 1996

Skills
Public Speaking, Project Management, Organizational..., Outstanding..., Compliance, Educational Leadership, Education, Strategic Planning, Project Planning, Retirement Planning, Leadership, Training, Retirement, Teaching, Analysis, Curriculum Design, Instructional Design, Marketing, Staff Development, Classroom, Community Outreach, E-Learning

Education
Kean University   2011 — 2014
Master of Arts (M.A.), Educational, Instructional, and Curriculum Supervision, K-12

Thomas Edison State College   1996 — 1998
MSM, Business Management

Montclair State University   1976 — 1979
BA, Consumer Affairs-Business

Obie Walli Obie Walli Greater New York City Area Details
Obie Walli's Prudential Securities Experience 2000 - 2001
Job CEO at Coldwell Banker Commercial Alliance
Industry Real Estate
Experience
CBC Alliance  March 2012 - Present
Coldwell Banker Commercial  2010 - March 2012
Coldwell Banker / NRT LLC  2008 - August 2010
Coldwell Banker Commercial  2006 - 2008
NRT  2003 - 2006
NRT  2001 - 2003
Prudential Securities   2000 - 2001

Skills
Real Estate, Due Diligence, Mergers, Sellers, Valuation, Investors, Commercial Real Estate, Brokerage, Real Estate Economics, Real Estate Financing, Financial Modeling, Negotiation, Lease Negotiations, Landlords, Tenant, Finance, Property, Disposition, Real Estate Transactions, Acquisitions, Investment Properties, Leases, Entrepreneurship, Asset Management, Corporate Real Estate, Entitlements

Education
Muhlenberg College   1996 — 2000
BA & BS, Corporate Finance and Biology

Parkland High School

Dave Kubicek Dave Kubicek Greater Detroit Area Details
Dave Kubicek's Prudential Securities Experience October 1983 - December 1996
Job Director of Finance & Administration at Habitat for Humanity of Oakland County
Industry Financial Services
Experience
Institute of Trade Management   January 1997 - Present
Habitat for Humanity of Oakland County  May 2012 - Present
Avadhi Finance & Technology, Inc.   June 2004 - June 2010
Prudential Securities   October 1983 - December 1996
Merrill Lynch  July 1976 - October 1983

Education
Michigan State University   1966 — 1970

Kevin Corbett Kevin Corbett Greater New York City Area Details
Kevin Corbett's Prudential Securities Experience August 1997 - August 2003
Job Partner, Deloitte Financial Advisory Services LLP
Industry Accounting
Experience
Deloitte Financial Advisory Services  September 2003 - Present
Prudential Securities   August 1997 - August 2003

Education
New York Law School   1999 — 2003

Liz Christensen Liz Christensen Raleigh, North Carolina Details
Liz Christensen's Prudential Securities Experience July 1999 - February 2004
Job North State Wealth Advisors / Manage All Client Relations
Industry Investment Management
Experience
North State Bank  September 2010 - Present
Impact Athletics  February 2004 - September 2009
Prudential Securities   July 1999 - February 2004
Prudential Securities   January 1986 - July 1999

Skills
Customer Service, Loans, Sales, Microsoft Excel, Credit, Coaching, Banking, Risk Management, Event Planning, Leadership, Financial Analysis, Budgets, Microsoft Office, Strategic Planning, Team Building, Marketing, Management, Negotiation, Analysis, Sales Management, Business Development

Education
Miami Dade College   1978 — 1981
AA

Joseph Wiedmayer Joseph Wiedmayer Greater Philadelphia Area Details
Joseph Wiedmayer's Prudential Securities Experience March 2000 - June 2000
Job Technical Business Analyst at Delaware Investments (subsidiary of the Macquarie Group)
Industry Investment Management
Experience
Delaware Investments, a member of the Macquarie Group  May 2010 - Present
PhillyHelpDesk.com   May 2006 - May 2010
Evergreen Investments  August 2003 - August 2009
Deutsche Bank  2001 - 2003
SEI Investments  June 2000 - August 2001
Prudential Securities   March 2000 - June 2000
Morgan Stanley Investment Management  January 1999 - March 1999
Lehigh Valley Futures   September 1998 - December 1998
Pine Valley Golf Club  March 1995 - September 1998

Skills
Fixed Income, Cash Management, Investments, Asset Allocation, Asset Management, Financial Markets, Portfolio Management, Business Analysis, Mutual Funds, Bloomberg, Bonds, Equities, Finance, Financial Services, Analysis, Securities, Strategy, Financial Analysis

Education
Moravian College   1996 — 2000
BA, Economics

Bishop Eustace Preparatory School   1992 — 1996

St. Rose of Lima   1983 — 1992

Louis Nieves Louis Nieves Greater New York City Area Details
Louis Nieves's Prudential Securities Experience August 1991 - January 1996
Job Residential Coordinator at Andrus Children's Center
Industry Financial Services
Experience
Andrus Children's Center  October 2012 - Present
Andrus Children's Center  June 2009 - October 2012
DTCC  September 2007 - March 2009
Pequot Capital  November 2006 - July 2007
Julia Dyckman Andrus Memorial  April 2003 - December 2006
Parerto Partners   December 2003 - November 2004
Salomon Smith Barney  February 2000 - October 2001
Weiss, Peck & Greer   November 1997 - June 1999
Weiss, Peck & Greer   1997 - 1999
Prudential Securities   August 1991 - January 1996

Skills
Crisis Intervention, Equities, Settlement, Derivatives, Trading, Corporate Actions, Securities, Bonds, Back Office, Credit, Mutual Funds, Fixed Income, Prime Brokerage, Swaps, Access, Hedge Funds, Portfolio Management, Financial Reporting, Capital Markets

Education
New York Institute of Technology   2007 — 2009
MBA, Business Administration

Nyack College   1994 — 1998
BS, Management

Keri Cameron Keri Cameron Greater New York City Area Details
Keri Cameron's Prudential Securities Experience 1997 - 1999
Job Founding Partner at The Keri Cameron Group
Industry Construction
Experience
The Keri Cameron Group   October 2010 - Present
Charlotte Barnes Interior Design   2005 - 2007
Prudential Securities   1997 - 1999
Joho Capital   1996 - 1997
Smith Barney  1993 - 1996
Morgan Stanley  1992 - 1993

Skills
Strategic Planning, Contract Negotiation, Start-ups, New Business Development, Business Strategy, Negotiation, Management

Education
Miami University   1985 — 1989
Bachelor of Science (B.S.)

JoAnn LeBlanc JoAnn LeBlanc Greater New York City Area Details
JoAnn LeBlanc's Prudential Securities Experience June 1984 - December 1990
Job President at LeBlanc Insurance and Financial Services Inc
Industry Insurance
Experience
LeBlanc Insurance Agency Inc.   January 2004 - Present
Nationwide Insurance  1984 - 2014
Rand Insurance   1992 - 1994
Prudential Securities   June 1984 - December 1990

Skills
Property & Casualty..., Sales, Retirement Planning, Leadership, Insurance, Risk Management, Underwriting, Mutual Funds, Finance, Fixed Annuities, Strategic Financial..., Life Insurance, Term Life Insurance, Financial Planning, Retirement, Investments, General Insurance, Disability Insurance, Commercial Insurance

Education
Manhattan College   1985 — 1989
International Finance, Finance

Mount Saint Vincents   1985 — 1987

Herb Bunch Herb Bunch Miami/Fort Lauderdale Area Details
Herb Bunch's Prudential Securities Experience April 1996 - April 2002
Job Mechanical Contractor
Industry Mechanical or Industrial Engineering
Experience
Residential Air Conditioning   January 1978 - Present
Prudential Securities   April 1996 - April 2002

Skills
Contractors, HVAC, Construction, Construction Management, Value Engineering, Plumbing, Contract Management, Contract Negotiation, HVAC Controls, Pre-construction, New Business Development, Strategic Planning, Electricians, Team Building, Sales, Product Development, Budgets, Renovation, Sales Management, Marketing Strategy, Account Management, Customer Service, Negotiation, Heating, Air Conditioning, Residential Homes, Energy Management, Energy Efficiency, Project Planning, Submittals, Entrepreneurship, Business Development, Coaching, Due Diligence, Training, Start-ups, Strategy, Leadership Development

Education
Miami Dade College   1973 — 1973
Heating, Ventilation, Air Conditioning and Refrigeration Engineering Technology/Technician

North Miami Sr. High School   1972 — 1973
High School Diploma

Tracey Mauro Tracey Mauro Princeton, New Jersey Details
Tracey Mauro's Prudential Securities Experience January 1999 - January 2000
Job Team LeaderCustomer Operations at Abbott Point of Care
Industry Medical Devices
Experience
Abbott Point of Care  September 2001 - Present
Federal Pipe and Steel Corporation   January 2000 - February 2001
Prudential Securities   January 1999 - January 2000

Skills
Customer Service..., Management, Planning & Development, Business Process..., Performance Management

Education
Rutgers University   1998 — 1999

Mercer County Community College   1993 — 1998

Michael DeMassa, CFA, CFP® Michael DeMassa, CFA, CFP® Sarasota, Florida Area Details
Michael DeMassa, CFA, CFP®'s Prudential Securities Experience June 1999 - June 2001
Job Vice President/Investments at Northern Trust
Industry Financial Services
Experience
Northern Trust  May 2008 - Present
Local Financial Planning Firm   January 2002 - May 2008
Prudential Securities   June 1999 - June 2001
Robert Mondavi Winery  August 1997 - December 1999

Skills
Asset Allocation, Investment Strategies, Wealth Management..., Investment Advisory, Portfolio Management, Asset Management, Mutual Funds, Hedge Funds, Wealth Management, Investment Management, Alternative Investments, Securities, High Net Worth..., Retirement Planning, Investment Policy

Education
M.I.T.   1993 — 1997
B.S., Biology

Charlie Lindholm Charlie Lindholm Greater Grand Rapids, Michigan Area Details
Charlie Lindholm's Prudential Securities Experience 1995 - 1997
Job Financial Advisor at Ameriprise Financial
Industry Investment Management
Experience
Ameriprise Financial  August 2012 - Present
Raymond James  July 2008 - August 2012
prudential securities   1995 - 1997

Skills
Retirement Planning, Wealth Management, Asset Allocation, Mutual Funds, Investment Advisory, Financial Advisory

Education
Michigan State University   1990 — 1994

Jeffrey Carmel Jeffrey Carmel Greater Boston Area Details
Jeffrey Carmel's Prudential Securities Experience 1992 - 1993
Job Trader at Commonwealth Financial Network
Industry Financial Services
Experience
Commonwealth Financial Network  2011 - Present
Fidelity Capital Markets  2008 - 2010
Fidelity Capital Markets  2006 - 2008
Fidelity Investments  2000 - 2006
Fidelity Investments  1999 - 2000
Fidelity Investments  1996 - 1999
Fidelity Investments  1993 - 1996
Prudential Securities   1992 - 1993

Skills
Series 7, Series 63, Trading, Equities, Options, Portfolio Management, Equity Trading, Bloomberg, Securities, Financial Risk, Financial Services

Education
Massachusetts College of Liberal Arts

Apple Martinez Apple Martinez Orlando, Florida Area Details
Apple Martinez's Prudential Securities Experience January 1991 - December 1991
Job Project Coordinator at Comprehensive Energy Services, Inc.
Industry Logistics and Supply Chain
Experience
Comprehensive Energy Services, Inc.   September 2015 - Present
Louis Dreyfus Commodities  March 2013 - Present
Machinery Corporation of America   July 2008 - January 2013
The Regulatory Compliance Association   July 2007 - June 2008
Taylor & Mathis  December 2000 - January 2002
Fisher Island Holdings, LLC   April 1996 - January 2000
Papa John's Pizza, Inc   January 1994 - April 1996
MD International  October 1993 - November 1994
Prudential Securities   January 1991 - December 1991

Skills
Talented Writer, Bilingual, Comunications, Public Relations, Writers, Marketing, Digital Media, Recruiting, Budgets, Sales, Customer Service, Marketing Communications, Entrepreneurship, Payroll, Negotiation, Social Media, Social Media Marketing, CRM, Event Management, Social Networking, Advertising, Public Speaking, Leadership, Marketing Strategy, Management, Finance, Time Management

Education
Florida International University   2004 — 2006
Bachelor's degree, English

Miami Dade College   2003 — 2004
Associates in Arts Degree, Mass Communications

Devender Kumar Devender Kumar Greater New York City Area Details
Devender Kumar's Prudential Securities Experience January 1999 - June 2000
Job
Industry Hospital & Health Care
Experience
United Health Group  2003 - Present
JPMorganChase  2000 - 2003
Prudential Securities   January 1999 - June 2000

Skills
SDLC, Agile Methodologies, Enterprise Architecture, SOA, Vendor Management, Requirements Analysis, Data Warehousing, Business Intelligence, IT Strategy, HIPAA, Data Modeling, Solution Architecture, Web Services, Visio, Integration, Requirements Gathering, Process Improvement

Education
DCRUST (CRSCE Murthal )   1991 — 1995
Bachelor of Engineering (B.E.), Computer Sc

Maharshi Dayanand University

Linda Franklin-Moore Linda Franklin-Moore Lugoff, South Carolina Details
Linda Franklin-Moore's Prudential Securities Experience 1993 - 1994
Job
Industry Human Resources
Experience
A Moore and Associates   1999 - Present
The Church of Jesus Christ of Latter-day Saints: Public Affairs   1992 - October 2014
Kershaw News Era   1996 - 1998
First Citizens Bank and Trust Company, Inc.   1994 - 1996
Prudential Securities   1993 - 1994
Merrill Lynch  1992 - 1993
Bankers Trust/NCNB/Bank of America   June 1985 - August 1991
WYAK   1984 - 1985
WKZQ   1982 - 1983

Skills
Media Relations, Storytelling, Social Media, Public Speaking, Editing, Public Relations, Blogging, Journalism, Press Releases, Copy Editing, Social Media Marketing, Strategic Communications, Video, Newsletters, Proofreading, Facebook, Corporate Communications, News Writing, Speech Writing, Magazines, Copywriting, Social Networking, Publishing, Advertising, Publicity, Internal Communications, Creative Writing, Crisis Communications, Newspapers, InDesign, Feature Articles, Marketing Communications, AP Style, Multimedia, New Media, Event Planning, Nonprofits, Video Editing

Education
Midlands Technical College   1993 — 1995
Paralegal Studies, A

University of South Carolina-Columbia   1987 — 1992
BA, Journalism

Myrtle Beach High   1979 — 1981

Edward Finocchiaro Edward Finocchiaro Greater Boston Area Details
Edward Finocchiaro's Prudential Securities Experience 1991 - 1993
Job Managing Partner/Regional Director at MultiFunds, LLC
Industry Financial Services
Experience
Multi-Funds, LLC   March 2010 - Present
DrivingAlpha, LLC   March 2010 - Present
Wells Fargo Advantage Funds  May 2006 - January 2010
J&W Seligman  October 1997 - November 2005
Tucker Anthony  1995 - 1997
Prudential Securities   1991 - 1993
Dean Witter Reynolds  1984 - 1991
Milwaukee Admirals Hockey Club   1981 - 1983

Skills
Partner Relationship..., Territory Planning, Presentation Development, Alternative Investments, Asset Allocation, Customer Relations, Practice Management, Mutual Funds, Institutional, Portfolio Management, Consultative Selling, Wealth Management, Sales Operations, Selling, Customer Service, Asset Managment, Asset Management, Investments, Financial Markets, Securities, Partner Management, Financial Services, Fixed Income, Relationship Management, Hedge Funds, Sales, Investment Advisory, Series 63, Retirement Planning, Investment Strategies, Financial Advisory, Series 7, Finance, ETFs, Separately Managed..., Retirement, Series 24, Uniform Combined State..., Fixed Annuities

Education
Marquette University   1974 — 1981
BA, Journalism, Political Science

Boston College High School

Braintree Public Schools

Alan Smedes Alan Smedes Red Bank, New Jersey Details
Alan Smedes's Prudential Securities Experience August 1988 - February 1999
Job First Vice PresidentInvestments Delizza & Smedes Wealth Management Group of Wells Fargo Advisors LLC
Industry Financial Services
Experience
Wells Fargo Advisors  February 1999 - Present
Prudential Securities   August 1988 - February 1999
Bear Stearns  December 1987 - August 1988
EF Hutton  March 1984 - December 1987

Skills
Retirement, Investments, Financial Advisory, Mutual Funds, Asset Allocation, Investment Strategies, Finance, Securities, Retirement Planning, IRAs

Education
Montclair State University   1979 — 1981
Bachelor of Science (B.S.), Finance

Toms River High School North

Jerry Glanert Jerry Glanert Austin, Texas Area Details
Jerry Glanert's Prudential Securities Experience December 1995 - February 1997
Job Regional Sales Director
Industry Computer Software
Experience
Dell  July 2012 - Present
Quest Software  August 2007 - June 2012
ScriptLogic  August 2005 - August 2007
ScriptLogic  June 2003 - August 2005
Worldcom  April 2002 - June 2003
Lucent Technologies  October 1998 - December 2001
Nextel Communications  February 1997 - October 1998
PRUDENTIAL SECURITIES   December 1995 - February 1997

Skills
Sales Management, Team Building, Solution Selling, Salesforce.com, Enterprise Software, SaaS, Channel, Business Strategy, Direct Sales, Cloud Computing, Cold Calling, Sales Process, Professional Services, Account Management, Sales Plan, Siebel, Oracle Reports, Active Directory, Microsoft SQL Server, Onboarding, Marketing Strategy, Product Marketing, Sales Presentations, Business Planning, Team Leadership, Virtualization, Software Industry, Sales Operations, Management, Channel Partners, Product Management, Leadership, Sales, Training, CRM, Sales Enablement, Go-to-market Strategy, Selling, Lead Generation, Partner Management, Business Alliances, Demand Generation, Strategic Partnerships, E-commerce, Managed Services, Business Process, VoIP, Complex Sales, Storage, Channel Sales

Education
Michigan State University   1991 — 1995
BA, Telecommunications

De La Salle Collegiate   1987 — 1991

Richard M Geist Richard M Geist Greater New York City Area Details
Richard M Geist's Prudential Securities Experience 1989 - 1990
Job CEO @ S & R (TBA)
Industry Retail
Experience
RMG Inc.   January 2015 - Present
Uncle Sam's Army Navy Outfitters   January 1996 - Present
Surplus Canada   1995 - 1998
Prudential Securities   1989 - 1990
Breaakaway Imports   1986 - 1988
NewTrends Newsletter   1985 - 1988

Skills
P&L, Balance, Problem Solving, Team Building, Cash Flow, Retail, Wholesale, Income Statement, Merchandising, Visual Merchandising, Fashion, New Business Development, E-commerce, Brand Management, Purchasing, Recruiting, Apparel, Brand Development, Multi-channel Retail, Profit, Social Networking, Store Management, Sales, Sales Management

Education
McGill University   1988 — 1990
MBA, Business

Business School / Intern   1987 — 1990

John DeBonis John DeBonis Port Washington, New York Details
John DeBonis's Prudential Securities Experience 1998 - 2001
Job IT Professional
Industry Financial Services
Experience
Prudential Financial  2004 - 2013
Prudential Financial  2001 - 2004
Prudential Securities   1998 - 2001
National Center for Disability Services   1996 - 1998
KPMG US  1992 - 1996

Skills
IT Strategy, Vendor Management, Process Improvement, Software Documentation, Risk Management, System Deployment, Data Center, Project Management, PMO, IT Management, Windows Server, System Administration, SDLC, Active Directory, Agile Methodologies, Enterprise Architecture, Program Management, Sybase, SQL, Information Technology, Virtualization, Integration, Financial Services, Storage Management, ITIL

Education
Villanova University
Essentials of Business Analysis

Villanova University
Mastering Business Analysis

Villanova University
ITIL Foundations

New York Institute of Technology
Computer Science Major

Pace University
UNIX / C / C++ / Scripting Certification

The Polytechnic Institute of New York University
Electrical Engineering Major

James Coon James Coon Denver, Colorado Details
James Coon's Prudential Securities Experience June 1995 - December 1999
Job Regional Sales Manager at Key Investment Services
Industry Financial Services
Experience
KeyBank - Key Investment Services   January 2014 - Present
KeyBank - Key Investment Services   January 2008 - December 2013
Wells Fargo  July 2001 - January 2008
Wells Fargo Securities  January 2000 - June 2001
Prudential Securities   June 1995 - December 1999

Education
University of Nevada-Las Vegas   1979 — 1981
Bachelor of Science (BS), Accounting and Business/Management

Michigan State University   1977 — 1979
Transferred to UNLV, Accounting and Business/Management

Karl Hyppolite Karl Hyppolite Miami/Fort Lauderdale Area Details
Karl Hyppolite's Prudential Securities Experience May 1996 - July 1997
Job IT Manager at Franklin Templeton Investments
Industry Financial Services
Experience
Franklin Templeton Investments  February 2007 - Present
GlobalPex   January 2006 - February 2007
Aurafin LLC  September 2003 - September 2006
First Data Merchant Services  September 2000 - March 2003
Credit Suisse First Boston  July 1997 - September 2000
Prudential Securities   May 1996 - July 1997
Nabisco  June 1993 - May 1996
National Community Bank ( Bank of NY )   July 1992 - June 1993
Ogden System Projects   July 1990 - July 1992

Skills
ASP.NET, WPF, WCF, WinForm, Object Oriented Design, LINQ, OOP, Software Development, Web Services, Agile Methodologies, XML, Visual C++, C++, Visual C#, .Net 4.0, .Net 4.5, Java, TSQL, Microsoft SQL Server, IIS, Socket Programming, Distributed Applications, Silverlight, Entity Framework, MongoDB, MFC, JSON, Scrum, SOA, C#, SDLC, REST, Design Patterns, Distributed Systems, SSIS, SQL, Software Project..., TFS, Multithreading, Enterprise Architecture, AJAX, Oracle

Education
New Jersey Institute of Technology   1996 — 1998
Computer Science (CSC)

Union County College
Computer Information Science (CIS)

shawn sloves shawn sloves Greater New York City Area Details
shawn sloves's Prudential Securities Experience 1997 - 1998
Job CEO, Cofounder, Fundamental Interactions inc.
Industry Financial Services
Experience
Fundamental Interactions   July 2011 - Present
Atlas ATS   April 2013 - Present
Mantara Inc.   May 2006 - July 2011
SunGard  2001 - 2006
OptiMark  1999 - 2001
Onsite Trading   1998 - 1999
Prudential Securities   1997 - 1998
Fiduciary Trust International  October 1993 - October 1997
Citicorp  1991 - 1993

Skills
FIX, High Availability, Java, Trading Systems, Trading, Market Data, Low Latency, Risk, Compliance, Electronic Trading, Equities, Financial Markets, Options, Venture Capital, Derivatives, Capital Markets, Risk Management, FX, Product Management, Start-ups, Proprietary Trading, Entrepreneurship, Business Strategy, Product Strategy, Entrepreneur, Executive Management, Private Equity, Securities, Investments, Financial Modeling, Financial Risk, FX Options, Strategy, Hedge Funds, Integration, Bloomberg, Financial Services, Emerging Markets, Portfolio Management, Fixed Income, Data Center, Business Analysis, Asset Management, Trading Strategies, Business Planning, Series 7, Equity Trading, Alternative Investments, Investment Banking, FX trading

Education
Montclair State University
Graduate

The Ohio State University
Bachelor of Arts (B.A.), Communications, Business

University of Massachusetts Lowell
BS, Information Technology

Andrew Paquin Andrew Paquin Greater Milwaukee Area Details
Andrew Paquin's Prudential Securities Experience October 1997 - September 2003
Job Sales Executive
Industry Insurance
Experience
Specialty Underwriters  July 2013 - Present
La Luna Foods   December 2008 - December 2012
Seattle Sutton's Healthy Eating  October 2008 - October 2009
True Life Ministries   October 2006 - December 2008
Advantage Capital Management   October 2006 - January 2008
Ramiah Investment Group   May 2004 - October 2006
Wachovia Securities Financial Network  September 2003 - May 2004
Prudential Securities   October 1997 - September 2003

Skills
Business Development, Sales, Marketing, Training, Business Planning, New Business Development, Lead Generation, Public Speaking, Start-ups, Recruiting, Customer Service, Manage Client..., Business Process..., Cost Control, Food Industry, Presentations, Trading Systems, Investment Strategies, Consulting, Life Sciences, Health Sciences, Management, Leadership, Strategic Planning

Education
Milwaukee School of Engineering   1995 — 2000
Bachelor of Science (BS) - Business & Computer Systems, Marketing & Finance

Tom Wilcock Tom Wilcock Greater New York City Area Details
Tom Wilcock's Prudential Securities Experience December 1999 - April 2003
Job Managing Director at ICBC Standard Bank Plc
Industry Financial Services
Experience
ICBC Standard Bank Plc   December 2005 - Present
Wachovia Securities  April 2003 - October 2005
Prudential Securities   December 1999 - April 2003
Lehman Brothers  April 1997 - December 1999
Morgan Stanley  June 1986 - April 1997
LaBranche & Co.   October 1982 - August 1985

Skills
Finance, Business Strategy, Banking, Fixed Income, Emerging Markets, Management, Hedge Funds

Education
Dartmouth College - The Tuck School of Business at Dartmouth   1985 — 1987
Master of Business Administration (M.B.A.), Finance, General

Miami University   1978 — 1982
Bachelor's degree, Industrial Engineering

Bill Papp Bill Papp Austin, Texas Details
Bill Papp's Prudential Securities Experience November 1998 - January 2005
Job Senior Vice President at MicroVentures
Industry Investment Management
Experience
MicroVentures  April 2015 - Present
Massachusetts Educational Financing Authority - MEFA   January 2004 - June 2015
Casoro Capital   December 2014 - April 2015
Beachhead Capital Management, LLC   April 2014 - August 2014
Mizuho Securities USA Inc.  August 2011 - September 2013
The Commonwealth of Massachusetts  1995 - January 2012
Pacific Crest Securities  March 2005 - March 2011
Prudential Securities   November 1998 - January 2005
Lehman Brothers  November 1994 - November 1998

Skills
Hedge Funds, Equities, Alternative Investments, Equity Research, Capital Markets, Finance, Portfolio Management, Investments, Business Development, Trading, Investment Banking, Private Equity, Relationship Management, Asset Allocation, Mutual Funds, Product Development, Equity Trading, Global Capital Markets, Tactical Asset..., Private Placements, Consultant Relations, Taft-Hartley, 529 Plans, Public Funds, Fixed Income, Commercial Real Estate, Equity Crowd Funding, Venture Capital, Early-stage Startups, Private Secondaries

Education
Tufts University - The Fletcher School of Law and Diplomacy   2003 — 2004
GMAP, International Affairs - Foreign Language Requirement - Spanish Oral/Written

Michigan State University   1983 — 1987
BA, Finance

CAIA - Alternative Investment - Candidate 2015

Series 7, 63, 9 & 10

Nancy Gauhan Nancy Gauhan Greater New York City Area Details
Nancy Gauhan's Prudential Securities Experience 1984 - 1987
Job
Industry Human Resources
Experience
Hudson Community Enterprises  June 2015 - Present
GfK North America Shared Services   January 2013 - June 2015
GfK MRI  January 2006 - December 2012
T Juniors Inc.   January 2000 - December 2005
Pharma-Care, Inc.   1995 - 1999
Techmarketing, Inc   1992 - 1995
Tokos Medical Corporation  1987 - 1992
Prudential Securities   1984 - 1987

Skills
Human Resources, Organizational..., HR Transformation, Talent Acquisition, Employee Engagement, Talent Management, Performance Management, Succession Planning, Onboarding, Employee Relations, Employee Benefits, Personnel Management, HR Policies, HRIS, Market Research, Manufacturing, Business-to-Business..., Healthcare Consulting, Interviews, Change Management, Strategic Planning, HR Consulting

Education
New Jersey City University
Business Administration, English

Eric Abramson Eric Abramson Greater New York City Area Details
Eric Abramson's Prudential Securities Experience February 1998 - July 2003
Job Program Manager at S.U.R.E. Record
Industry Information Technology and Services
Experience
SoftShip America   June 2012 - July 2014
AIG  August 2006 - December 2011
Wachovia Securities  July 2003 - September 2004
Prudential Securities   February 1998 - July 2003

Skills
SharePoint, AJAX, JavaScript, Java, .NET, ASP, SQL, HTML/XML, Leadership, SDLC, IT Strategy, Business Process, Business Analysis, Management, Requirements Analysis, Software Project..., Software Development, Information Technology, Program Management, Process Improvement, Vendor Management

Education
Monroe College
Computer Science

Adam Birnbaum Adam Birnbaum New York, New York Details
Adam Birnbaum's Prudential Securities Experience May 1997 - September 2002
Job Managing Director at AdMedia Partners
Industry Investment Banking
Experience
AdMedia Partners   September 2013 - Present
Grandwood Capital LLC   January 2003 - Present
Prudential Securities   May 1997 - September 2002
Dean Witter  October 1985 - May 1997

Skills
Investment Banking, Private Equity, Mergers, Capital Markets, Restaurants, Business Services, Corporate Finance, Equities, Financial Modeling, Hedge Funds, Private Equity Firms, Fixed Income, Valuation

Education
New York University   1985 — 1989
Master of Business Administration (MBA), Finance

New York University   1980 — 1984
Bachelor of Science, International Business and Finance

The Bronx High School of Science

Donna Vickers Donna Vickers Lumberton, New Jersey Details
Donna Vickers's Prudential Securities Experience July 1996 - August 2001
Job Senior Registered Client Service Associate at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley Private Wealth Management  November 2007 - Present
Prudential Securities   July 1996 - August 2001
Wabash & Pershing Financial Partners   March 1993 - May 1995

Education
Montclair State University
Bachelors of Science in Marketing & Management

Jennifer Gazey Jennifer Gazey Greater Philadelphia Area Details
Jennifer Gazey's Prudential Securities Experience 1996 - 2000
Job Branch Operations Manager
Industry Financial Services
Experience
Raymond James  January 2009 - Present
Morgan Stanley  September 2000 - February 2009
Prudential Securities   1996 - 2000

Education
Montgomery County Community College   1994 — 1996
Associate Degree Business Administration, Business

Karen Pecorella Karen Pecorella Greater New York City Area Details
Karen Pecorella's Prudential Securities Experience January 1998 - January 1999
Job Tricare Consultant at Metlife
Industry Insurance
Experience
Metlife  December 2013 - Present
Metlife  2011 - 2013
Metlife  May 2007 - 2011
MetLife Investors  2000 - 2007
Nathan and Lewis   May 1998 - September 2000
Prudential Securities   January 1998 - January 1999
First Investors Corporation  1995 - 1998

Skills
Insurance, Management, Change Management, Business Analysis, Risk Management, Process Improvement, Project Management, Financial Services, Time Management, Training, Leadership, Compliance, Employee Benefits, Auditing, Mutual Funds, Securities, Policy, Analysis, Due Diligence, Interviews, FINRA, Series 7, Life Insurance, Fixed Annuities, AML, Strategic Financial..., Financial Planning

Education
Monmouth University   1990 — 1994
Bachelor's degree

Monmouth University   1990 — 1994
BA

cedar ridge   1985 — 1989

Jude Stambone Jude Stambone Scranton, Pennsylvania Area Details
Jude Stambone's Prudential Securities Experience May 2000 - July 2003
Job Financial Advisor at LPL Financial
Industry Investment Management
Experience
LPL Financial  2011 - Present
Cadaret, Grant & Co., Inc.   June 2009 - December 2010
Long Financial Group   June 2009 - December 2010
Wells Fargo Advisors  April 2009 - June 2009
Wachovia Securities  May 2006 - April 2009
Wachovia Securities  July 2003 - May 2006
Prudential Securities   May 2000 - July 2003

Skills
Retirement Planning, Series 7, Wealth Management, Investment Advisory, Mutual Funds, Series 63, Fixed Annuities, Investment Management, IRAs, Series 6, Portfolio Management, Life Insurance, Disability Insurance, Asset Management, Long-term Care

Education
Penn State University   1990 — 1995

Bishop O'Hara

Moravian College

University of Scranton

Stephanie Leong Stephanie Leong San Francisco Bay Area Details
Stephanie Leong's Prudential Securities Experience 1994 - 1999
Job Sales Representative at Avon
Industry Insurance
Experience
Avon  May 2011 - Present
Aflac  July 2003 - June 2011
Leads Club, Inc   2009 - 2009
Penn Mutual  June 2003 - December 2004
John Hancock Life Insurance Company (U.S.A.)   June 2002 - June 2003
Mok Capital Management   June 1999 - May 2002
Prudential Securities   1994 - 1999

Skills
FSA, Employee Benefits, Disability Insurance, Life Insurance, Insurance, Sales, Marketing, Customer Service, Coaching, Public Speaking, Small Business, Team Building, Management, Sales Management, Event Planning, Non-profits, Marketing Strategy, PowerPoint, Project Management, Microsoft Excel, Long-term Care, Healthcare, Investments, Critical Illness, Leadership

Education
University of California, Berkeley   1994 — 1998
PFP Certificate, Financial Planning

Stanford University   1985 — 1987
Psychology

Mills College   1974 — 1978
BA, English

Stanford University   1977 — 1977
French

Chuck Sacco Chuck Sacco Greater Boston Area Details
Chuck Sacco's Prudential Securities Experience May 1999 - November 2001
Job Sales Manager Custom Solutions at IDC
Industry Research
Experience
IDC  July 2010 - Present
Yankee Group  August 2006 - July 2010
Yankee Group  August 2006 - July 2010
One Communications  February 2004 - August 2006
A.G. Edwards & Sons, Inc.   November 2001 - October 2003
Prudential Securities   May 1999 - November 2001
Gruntal & Co.   June 1996 - May 1999

Skills
Market Analysis, Microsoft Excel, Microsoft Word, Lotus Notes, Account Management, Contract Negotiation, Sales Process, New Business Development, Market Research, CRM, Sales Management, Product Management, Forecasting, Strategic Planning, Selling, Telecommunications, Competitive Analysis, SaaS, Leadership, Analytics, Sales, Management, Customer Retention, Product Development, Salesforce.com, Strategic Partnerships, Lead Generation, Cold Calling, Solution Selling

Education
Merrimack College   1995 — 1999
BS, Finance

Arlington Catholic High School   1991 — 1995

AnnMarie DeVeau AnnMarie DeVeau Huntington, New York Details
AnnMarie DeVeau's Prudential Securities Experience June 2000 - February 2003
Job CSA at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management  June 2013 - Present
A&A Realty   March 2008 - June 2013
Prudential Securities   June 2000 - February 2003
PaineWebber  July 1998 - June 2000

Education
New York Institute of Technology   1989 — 1991
Bachelor of Science, Liberal Arts-Business, Magna Cum Laude

Joe McQuaid Joe McQuaid Mount Pleasant, South Carolina Details
Joe McQuaid's Prudential Securities Experience January 1999 - January 2000
Job Regional Vice President at Guggenheim Investments
Industry Financial Services
Experience
Guggenheim Investments  October 2012 - Present
JM Educational Services   December 2011 - November 2012
The Philadelphia Group  June 2011 - December 2011
New York Life/Mainstay Investments  April 2002 - April 2011
Mainstay Investments  April 2002 - April 2011
JW Seligman  January 2000 - April 2002
Prudential Securities   January 1999 - January 2000

Skills
Mutual Funds, Alternative Investments, Series 7, Strategic Financial..., Asset Allocation, Investments, Sales, Portfolio Management, Leadership, 401k, Retirement Planning, Retirement, Asset Managment, Integrated Marketing, Series 63, Management, ETFs, Fixed Annuities, Investment Strategies, Uniform Combined State..., Wealth Management, Asset Management

Education
New York University

Karl Scriva Karl Scriva Greater New York City Area Details
Karl Scriva's Prudential Securities Experience September 2000 - July 2003
Job Director of Application Support at National Stock Exchange, NSX
Industry Financial Services
Experience
National Stock Exchange  April 2015 - Present
National Stock Exchange, NSX   February 2008 - July 2014
Prudential Financial  July 2003 - January 2008
Prudential Securities   September 2000 - July 2003

Skills
Unix, Market Data, Derivatives, Data Center, Strategy, Trading, Process Improvement, Electronic Trading, Management, Vendor Management, Trading Systems, Telecommunications, Disaster Recovery, Equities, Project Management, Infrastructure, IT Operations, SDLC, Networking, Fixed Income, Financial Markets, ITIL, IT Strategy, Visio, Enterprise Architecture, IT Management, Business Analysis, Risk Management, Software Project..., PMP, Exchange Connectivity, Requirements Analysis, Sybase, Information Technology, Business Intelligence, Equity Trading, Fidessa, Data Warehousing

Education
Marist College   1990 — 1994
Computer Science, Computer Science

Elzbieta Ela Ravin, ABR, CNE Elzbieta Ela Ravin, ABR, CNE Greater New York City Area Details
Elzbieta Ela Ravin, ABR, CNE's Prudential Securities Experience 1996 - 1997
Job Real Estate Agent at Coldwell Banker Residential Brokerage
Industry Real Estate
Experience
Coldwell Banker Residential Brokerage  2006 - Present
HUGS For Children, Inc.   2000 - Present
Prudential Securities   1996 - 1997
Chemical Bank  1991 - 1993

Skills
Real Estate, Real Estate Transactions, Short Sales, Selling

Education
Montclair State University   1992 — 1995
BS, International Trade

Aydin Tuncer Aydin Tuncer Washington D.C. Metro Area Details
Aydin Tuncer's Prudential Securities Experience September 1998 - September 1999
Job First Vice President, Investments and Managing Director at Raymond James
Industry Investment Management
Experience
Raymond James  September 1999 - Present
Prudential Securities   September 1998 - September 1999
Standard & Poor's   September 1996 - September 1998

Skills
Financial Advisory, Investments, Wealth Management, Securities, Equities, Finance, Investment Management, Asset Allocation, Financial Planners, Series 7, Investment Advisory, Mutual Funds, Alternative Investments, Portfolio Management, Investment Strategies, Retirement Planning, Series 63, Strategic Financial..., Estate Planning, Hedge Funds, Capital Markets

Education
University of Maryland - Robert H. Smith School of Business   1994 — 1996
MBA, Finance

University of Maryland College Park   1994 — 1996
MBA, Finance

McGill University   1989 — 1993
BA, Economics

Landon   1985 — 1989

Alexis MacFarlane Alexis MacFarlane Greater Philadelphia Area Details
Alexis MacFarlane's Prudential Securities Experience February 1994 - June 1995
Job
Industry Computer Software
Experience
British Telecom  July 2010 - Present
Alcatel-Lucent  February 1999 - July 2010
Manugistics  October 1997 - February 1999
AT&T Bell Laboratories / Lucent Technologies   June 1995 - October 1997
Prudential Securities   February 1994 - June 1995
Lab for Computer Research at Rutgers University and Siemens Corporate Research   May 1993 - January 1994

Skills
JUnit, Hibernate, Sybase, Java, XML, JNI, C++, LDAP, Spring, SQL, AOP, Multi-threaded...

Education
Rutgers University-New Brunswick   1994 — 1999
Masters Degree, Computer Science

Massachusetts Institute of Technology   1993 — 1993
Summer Program, Implicit Parallel Programming and Dataflow

Rutgers University-New Brunswick   1989 — 1993
BS, Compter Science

Hal Cohen Hal Cohen Greater New York City Area Details
Hal Cohen's Prudential Securities Experience 1990 - 1998
Job Information Services Manager at JPMorgan
Industry Information Services
Experience
JPMorgan Chase  March 1998 - Present
Shandler Enterprises LLC   2005 - 2008
Prudential Securities   1990 - 1998
MIT  September 1983 - June 1987

Skills
CRM, System Design, Business Analysis, Business Intelligence, Process Improvement, Applications..., Financial Services, Mutual Funds, Vendor Management, IT Strategy, Asset Managment, MIS, Asset Management, Enterprise Architecture, Risk Management, Management, Analytics, SDLC, Portfolio Management, Strategy, Project Portfolio..., Analysis, PMO, Business Process..., Data Warehousing, Requirements Gathering, Software Development, Banking, Program Management, Trading Systems, Software Project..., Outsourcing, Business Process..., IT Management, Business Process, Visio, Business Requirements

Education
Massachusetts Institute of Technology   1983 — 1987
B.S.

Oceanside High School   1981 — 1983

Deepesh Jiwani Deepesh Jiwani Greater New York City Area Details
Deepesh Jiwani's Prudential Securities Experience June 2001 - July 2003
Job Senior Technical Implementation Manager at Charles River Development
Industry Financial Services
Experience
Charles River Development  February 2011 - Present
JP Morgan  2007 - March 2011
JPMorgan Chase  June 2008 - February 2011
Bear Stearns  April 2007 - May 2008
Barclays Capital  January 2004 - November 2006
Wachovia Securities  July 2003 - November 2004
Prudential Securities   June 2001 - July 2003
Prudential Securities   July 1999 - June 2001
Prudential Securities   June 1998 - July 1999
Tata Consultancy Services  1997 - 1998

Skills
Sybase, Microsoft SQL Server, XML, Web Services, Unix, Java, .NET, SDLC, SQL, C#, Trading Systems, Databases, Oracle, Market Data, JavaScript, Enterprise Architecture, UML, ASP.NET, Tomcat, Web Applications, SOAP, Testing, Charles River IMS, ASP, Message Queue, Agile Methodologies, DB2

Education
New Jersey Institute of Technology   2004 — 2006
Masters, Management Information Systems

Fr. CRCE   1992 — 1996
Bachelor's degree, Computer Engineering

Keri Ann Carozza Keri Ann Carozza Greater New York City Area Details
Keri Ann Carozza's Prudential Securities Experience 2002 - 2003
Job Vice President at AQR Capital Management
Industry Financial Services
Experience
AQR Capital Management  March 2014 - Present
Jennison Associates  April 2012 - March 2014
AllianceBernstein  April 2007 - February 2012
Morgan Stanley Investment Management (Van Kampen)   October 2004 - March 2007
Deutsche Asset Management  2003 - 2004
Prudential Securities   2002 - 2003

Skills
Series 7, Series 63, Series 24, FINRA, Hedge Funds, Securities, Investment Management, Alternative Investments, Asset Managment, ETFs, Mutual Funds, Equities, Investments, Asset Allocation, Broker-Dealer, Financial Regulation, Investment Company Act, Investment Advisory, AML, Separately Managed...

Education
Pace University   2002 — 2004
MBA, Investment Management

Manhattan College   1994 — 1998

Elvido Ortiz Elvido Ortiz Greater New York City Area Details
Elvido Ortiz's Prudential Securities Experience September 1997 - March 1998
Job Associate EServices at SGCIB
Industry Law Practice
Experience
Société Générale Corporate and Investment Banking   June 2009 - Present
Shearman & Sterling  April 2000 - March 2009
The A Consulting Team  March 1998 - March 2000
Prudential Securities   September 1997 - March 1998
JP Morgan Chase  August 1989 - September 1997

Skills
Business Analysis, Vendor Management, Capital Markets, SharePoint, Project Management, Management, Servers, Troubleshooting, Data Center, Leadership, Active Directory, Cross-functional Team..., Disaster Recovery, Cloud Computing, Change Management, System Administration

Education
New Jersey Institute of Technology   2007 — 2008
MBA, Business Administration

State University of New York Empire State College   2004 — 2006
BS, Information Systems

Chris Raymond Chris Raymond Greater Chicago Area Details
Chris Raymond's Prudential Securities Experience April 2000 - March 2002
Job Managing Director, Senior Biotech Analyst at Raymond James Financial, Inc.
Industry Financial Services
Experience
Raymond James Financial, Inc.   June 2015 - Present
Robert W. Baird  June 2002 - June 2015
Prudential Securities   April 2000 - March 2002
Searle  May 1999 - April 2000
Baxter  October 1989 - May 1999

Skills
Strategy, Biotechnology, Financial Modeling, Portfolio Management, Valuation, Mergers & Acquisitions, Investments, Competitive Analysis, Due Diligence, Venture Capital, Pharmaceutical Industry

Education
University of Chicago   1992 — 1995
MBA

Michigan State University   1984 — 1988
BA, College of Business

Deborah Foley Deborah Foley Greater New York City Area Details
Deborah Foley's Prudential Securities Experience 1986 - 1997
Job VP at Prudential Equity Group
Industry Financial Services
Experience
Standard & Poor's   April 2008 - December 2008
Prudential Equity Group  1997 - 2007
Prudential Securities   1986 - 1997
Prudential Securities   1985 - 1986

Skills
Talent Management, Employee Relations, Human Resources, Recruiting, Equities, Management, Strategy, Equity Research, Training

Education
New York Law School   2002 — 2006
J.D.

Villanova University   1977 — 1981

Sharon Nadrowski Sharon Nadrowski Greater New York City Area Details
Sharon Nadrowski's Prudential Securities Experience December 1993 - August 2007
Job Enterprise Database Engineer Activas
Industry Pharmaceuticals
Experience
Enterprise Database Engineer   May 2013 - Present
Sterling Infosystems, Inc.   September 2007 - May 2013
Prudential Securities   December 1993 - August 2007
Wachovia Securities / Prudential Securities   2004 - 2007

Skills
Disaster Recovery, Software Project..., Database Design, Enterprise Architecture, Process Improvement, Performance Tuning, Business Analysis, Vendor Management, SDLC, Requirements Analysis, Data Warehousing, Requirements Gathering, Business Intelligence, T-SQL, IT Strategy, Information Technology, Visio, Databases, Integration, Microsoft SQL Server, Cluster, SOA, IT Management, SSIS, ETL, Data Modeling, Agile Methodologies, SSRS, ITIL, Oracle, Business Process, SQL, PMP, Crystal Reports, Business Requirements, SharePoint, Software Development, IIS, Project Portfolio..., Software Documentation, PMO, Database Administration, Scrum, ASP, IT Service Management, .NET, XML, ERP, Agile Project Management

Education
New Jersey City University   1987 — 1991
Bachelor's science, Computer Science

Marc Slifkin Marc Slifkin Greater New York City Area Details
Marc Slifkin's Prudential Securities Experience 1996 - 2002
Job System Administrator at Stefanini
Industry Information Technology and Services
Experience
Stefanini  January 2014 - Present
Apple Retail  May 2010 - January 2014
Prudential Securities   1996 - 2002

Skills
Mac OS X, iPhone, Mac, iWork, OS X, Software Development, iLife, iOS, Computer Hardware, System Deployment, Networking, iPad, iTunes, Apple Certified, Apple Remote Desktop, iPhone Support, Mac OS X Server, Technical Support

Education
New York Institute of Technology   1991 — 1995

Paul A Peduto Paul A Peduto Greater New York City Area Details
Paul A Peduto's Prudential Securities Experience March 1996 - March 2000
Job Director
Industry Financial Services
Experience
BNP Paribas  2010 - Present
BNP Paribas Fortis  2009 - Present
Fortis Bank  February 2007 - Present
JP Morgan  March 2000 - February 2007
Prudential Securities   March 1996 - March 2000

Education
Mount St. Mary's University   1988 — 1992

Red Bank Catholic   1984 — 1988

Kevin Carrick Kevin Carrick Greater New York City Area Details
Kevin Carrick's Prudential Securities Experience May 1985 - July 2003
Job Consulting Manager at Prudential Financial
Industry Information Technology and Services
Experience
Pershing LLC  March 2008 - Present
Prudential Financial  April 2005 - January 2008
Prudential Equity Group  2005 - 2008
Prudential Securities   May 1985 - July 2003
Prudential Securities, New York, New York   1985 - 2003

Skills
Trading Systems, Fixed Income, Back Office, Securities, Mainframe, Business Analysis, Equities, Capital Markets, SDLC, Financial Markets, Vendor Management

Education
Montclair State University   1974 — 1979
Bachelor of Arts (BA), Industrial and Organizational Psychology

Queen of Peace   1970 — 1975

Jon Mohrhardt Jon Mohrhardt Chicago, Illinois Details
Jon Mohrhardt's Prudential Securities Experience July 1998 - October 1999
Job Chief Operating Officer at RiverNorth Capital Management, LLC
Industry Investment Management
Experience
RiverNorth Capital Management, LLC  January 2009 - Present
RiverNorth Funds   January 2009 - Present
RiverNorth Securities, LLC   January 2010 - April 2013
Utopia Funds   June 2004 - January 2009
Valuemetrics  March 2000 - June 2004
Prudential Securities   July 1998 - October 1999

Education
Michigan State University   1993 — 1997
Bachelor of Arts, Finance

Steve Mato Steve Mato Greater New York City Area Details
Steve Mato's Prudential Securities Experience May 1993 - July 1997
Job Senior Software Engineer
Industry Information Technology and Services
Experience
EasyLink Services International Corporation   July 1997 - Present
Internet Commerce Corporation (now EasyLink Services International Corporation)   1997 - Present
Internet Commerce Corp.   1997 - Present
Prudential Securities   May 1993 - July 1997
CAV Installations Inc.   1987 - 1990

Education
New York Institute of Technology   1990 — 1993
BS, Computer Science

Stevens Institute of Technology   1981 — 1983
EE

Peter Zelinski Peter Zelinski Greater New York City Area Details
Peter Zelinski's Prudential Securities Experience July 1993 - September 1994
Job Computer Software Professional
Industry Computer Software
Experience
STJ ORTHOTIC SERVICES, INC   September 2007 - Present
ZPA Systems, Inc.   July 1993 - Present
Broadridge Services   June 2011 - April 2012
Prudential Securities/Prudential Equity Group   April 1998 - June 2007
ADP BROKERAGE  October 1994 - March 1998
PRUDENTIAL SECURITIES   July 1993 - September 1994
ERI  March 1992 - July 1993
WESTINGHOUSE COMMUNICATIONS SOFTWARE INC.   July 1989 - March 1992
GOLDMAN, SACHS & CO   August 1986 - July 1989
Group 88   September 1985 - August 1986

Skills
COBOL, VSAM, JCL, DB2, Visio, SQL, Websphere, Unix, Microsoft Office, Java, Accounting, Projects, Credit Cards, Human Resources, FTP, Trading Systems

Education
Madison Area Technical College   1979 — 1981
Accounting

Polytechnic University   1966 — 1971
Bachelor of Science (BS), Systems Engineering

Richard Pfeifer Richard Pfeifer Greater Denver Area Details
Richard Pfeifer's Prudential Securities Experience March 1994 - January 2003
Job CIMA, Financial Consultant at Wells Fargo Investments
Industry Financial Services
Experience
Wells Fargo Investments  February 2003 - Present
Prudential Securities   March 1994 - January 2003
Dean Witter Reynolds  February 1988 - March 1993
EF Hutton & CO.   March 1984 - February 1988

Education
IRA Retirement Planning   2003 — 2004
Broyles Institute

University of Pennsylvania - The Wharton School   1995 — 1996
CIMA, Portfolio Ananlysis

Metropolitan State University of Denver   1976 — 1980

Maureen Brumbaugh Maureen Brumbaugh Greater New York City Area Details
Maureen Brumbaugh's Prudential Securities Experience 1987 - 1992
Job Vice President, Risk Management at Prudential Financial
Industry Financial Services
Experience
Prudential Financial  July 2001 - Present
Prudential Securities   1987 - 1992

Skills
Risk Management, Asset Management, Asset Managment, Capital Markets, Due Diligence, Finance, Financial Analysis, Financial Modeling, Financial Services, Investments, Portfolio Management, Valuation

Education
Manhattan College   1984 — 1987
Accounting, Business

Douglas McTavish Douglas McTavish Greater New York City Area Details
Douglas McTavish's Prudential Securities Experience June 1984 - February 1996
Job Managing Director at R.W.Pressprich
Industry Financial Services
Experience
R.W.Pressprich   February 1996 - Present
Prudential Securities   June 1984 - February 1996
Euro Brokers Harlow   September 1982 - June 1984
RBC Dominion Securities  September 1966 - September 1982

Education
McGill University   1963 — 1966
B Comm.

Dan Gardella Dan Gardella Greater New York City Area Details
Dan Gardella's Prudential Securities Experience 1994 - 2004
Job Managing Director Emerging Markets at Freimark Blair & Co
Industry Investment Management
Experience
Transnational Research   December 2005 - Present
Freimark Blair & Co   December 2005 - Present
Prudential Securities   1994 - 2004
NASDAQ  May 1991 - March 1994

Skills
Economics, Management, Hedge Funds, Investments, Equities, Capital Markets, Fixed Income, Risk Management

Education
Saint John's University   1992 — 1994
MBA, Finance

Manhattan College   1985 — 1989

Nedal Elfar Nedal Elfar Greater New York City Area Details
Nedal Elfar's Prudential Securities Experience September 1985 - July 1991
Job Owner, Holiday Shore Properties
Industry Real Estate
Experience
Holiday Shore Properties   August 2001 - Present
Lotus Development  August 1995 - May 2000
Sterling Winthrop Inc  1990 - 1995
Prudential Securities   September 1985 - July 1991

Education
NJIT   1988 — 1991
M.S., Software Eng.

Ramapo College of New Jersey   1981 — 1986
B.S., Computer Science/Math

Ed Keon Ed Keon Greater New York City Area Details
Ed Keon's Prudential Securities Experience 1998 - 2004
Job Managing Director at Prudential Financial
Industry Investment Management
Experience
Prudential Financial  Managing DirectorQuantitative Management Associates LLC Prudential Financial Inc.2008 - Present
Prudential Equity Group  1998 - 2007
Prudential Securities   1998 - 2004
I/B/E/S International Inc.   1993 - 1998
I/B/E/S Inc.   1993 - 1998

Skills
Equities, Hedge Funds, Portfolio Management, Asset Allocation, Investments, Asset Management, Bloomberg, Alternative Investments, Risk Management, Fixed Income, Equity Research, Mutual Funds, Investment Management, Securities, Capital Markets, Investment Strategies

Education
Massachusetts Institute of Technology - Sloan School of Management   1977 — 1979

Frank A. Barbieri Frank A. Barbieri Palm Beach, Florida Details
Frank A. Barbieri's Prudential Securities Experience 1992 - 1994
Job JP Morgan Chase Bank, NA
Industry Financial Services
Experience
JP Morgan Chase Bank, NA  June 2012 - Present
JPMorgan Chase  March 2011 - June 2012
JP Morgan Chase  January 2007 - February 2011
JP Morgan Chase  June 2004 - December 2006
JPMorgan Chase  1997 - 2004
Prudential Securities   1992 - 1994

Education
New York University - Leonard N. Stern School of Business   1995 — 1997
MBA, Finance, Management

Manhattan College   1988 — 1992
BS, Finance

Patrick Guerin Patrick Guerin Greater New York City Area Details
Patrick Guerin's Prudential Securities Experience 1990 - 2007
Job Financial Manager at DriveWealth
Industry Retail
Experience
DriveWealth  July 2014 - Present
Avon Cosmetics  August 2008 - April 2014
Avon  August 2008 - March 2014
Prudential Equity Group, LLC   1984 - 2008
Prudential  1990 - 2007
Prudential Securities   1990 - 2007

Skills
Vendor Management, Business Analysis, Process Improvement, Cross-functional Team..., Management, IT Management, Business Intelligence, Project Management, IT Strategy, Business Process..., Change Management, Forecasting, Leadership, Strategic Planning, E-commerce, Financial Analysis, Program Management, Finance, Budgets, Risk Management, Investments, Microsoft Excel

Education
Mercy College   1980 — 1984
Bachelor's degree, Accounting

Steven Paredes, CFA Steven Paredes, CFA Greater Detroit Area Details
Steven Paredes, CFA's Prudential Securities Experience 1993 - 1995
Job Senior Treasury Manager
Industry Automotive
Experience
Visteon Corporation  September 2014 - Present
Affinia Group  2005 - June 2014
Visteon Corporation  2002 - 2005
Ford Motor Company  1998 - 2002
MDBI Equity Trading   1995 - 1997
Prudential Securities   1993 - 1995

Skills
Investments, Financial Risk, Treasury, Financial Analysis, Forecasting, Analysis, Commodity, Equities, Financial Reporting, Financial Modeling, Valuation, Strategic Financial..., Corporate Finance, Finance, Risk Management

Education
CFA Institute   2001 — 2019
CFA, Chartered Financial Analyst

The Ohio State University Fisher College of Business   1997 — 1999
MBA, FInancial Administration

Michigan State University - The Eli Broad College of Business   1988 — 1992
BA, Management & Accounting

Association of Financial Professionals
CTP, Certified Treasury Professional

Northvllle public schools

Northvllle public schools

Carl Boonstra Carl Boonstra Miami/Fort Lauderdale Area Details
Carl Boonstra's Prudential Securities Experience 1996 - 2001
Job Owner, Nexions Corp.
Industry Import and Export
Experience
Nexions Corp.   January 2006 - Present
SunTrust Bank  2002 - 2004
Prudential Securities   1996 - 2001
Prudential Securities   1996 - 2001

Skills
Maritime, Sales Management, Logistics, Shipping, Banking, Business Strategy, Export, New Business Development, International Trade, International Sales, Contract Negotiation, Operations Management, Business Planning, Business Development, Negotiation

Education
Michigan State University   1970 — 1974
Bachelor's degree, History

Christchurch School   1966 — 1970
High School

Elizabeth Menhenett, CFA Elizabeth Menhenett, CFA Greater New York City Area Details
Elizabeth Menhenett, CFA's Prudential Securities Experience 1993 - 1996
Job Director at FGIC
Industry Capital Markets
Experience
FGIC  September 2002 - Present
Fitch Ratings  2000 - 2002
Daiwa Securities  1996 - 2000
Prudential Securities   1993 - 1996

Skills
Financial Structuring, Securitization, Structured Finance, Portfolio Management, ABS, CDO, Credit Analysis, CLO, Risk Management, Alternative Investments, MBS, Fixed Income, Structured Products, Credit Derivatives, Capital Markets, Derivatives, Credit Risk

Education
Massachusetts Institute of Technology   1989 — 1993
BS, Computer Science and Economics

Carol Ringrose Alexander Carol Ringrose Alexander Oklahoma City, Oklahoma Area Details
Carol Ringrose Alexander's Prudential Securities Experience 2000 - 2002
Job Executive Vice President at Retirement Investment Advisors
Industry Financial Services
Experience
Retirement Investment Advisors   March 2003 - Present
Prudential Securities   2000 - 2002
Casady School  1992 - 2000
Presbyterian Health Foundation   1990 - 1992
The Journal Record  1988 - 1989

Education
Middlebury College   1986 — 1987
MA, Spanish

Oklahoma State University   1982 — 1986
BS, BA, Journalism, Spanish

Guthrie High School

Jim Hodgins Jim Hodgins Las Vegas, Nevada Area Details
Jim Hodgins's Prudential Securities Experience December 1992 - May 2002
Job Office of Finance MCKEA Holdings, LLC
Industry Consumer Services
Experience
MCKEA Holdings, LLC   January 2014 - Present
Co-Signer.com, Inc.   January 2013 - January 2014
Ault Glazer & Co., Inc.   November 2007 - July 2008
Wachovia Securities  2002 - 2007
Prudential Securities   December 1992 - May 2002
Shearson Lehman Brothers  August 1989 - December 1992
High Strength Steel   1981 - 1987

Skills
Fixed Income, Capital Markets, Securities, Banking, Trading, Hedge Funds, Derivatives, Loans, Investments, Finance

Education
Michigan State University   1975 — 1980
Marketing

Niles High School   1972 — 1975
High School Diploma

Devyani Seetharaman Devyani Seetharaman Greater New York City Area Details
Devyani Seetharaman's Prudential Securities Experience January 1990 - November 1994
Job Technical Specialist at Bracco Diagnostics
Industry Pharmaceuticals
Experience
Bracco Diagnostics  SAS ConsultantChase Manhattan CorporationApril 1997 - October 2000
Prudential Insurance  November 1994 - April 1997
Prudential Securities   January 1990 - November 1994

Skills
Pharmaceutical Industry, 21 CFR Part 11, Validation, Sop, Medical Devices, FDA, Data Management, CRO, Data Analysis

Education
Montclair State University   1985 — 1987

Bill Cassese Bill Cassese Greater New York City Area Details
Bill Cassese's Prudential Securities Experience 1997 - 2002
Job Fixed Income at Hapoalim Securities USA
Industry Financial Services
Experience
Hapoalim Securities USA  May 2012 - Present
WSA Fixed Income LLC   July 2006 - May 2012
Miller Tabak Roberts Securities, LLC  May 2005 - June 2006
Advest, Inc.   November 2002 - May 2005
Prudential Securities   1997 - 2002

Skills
Fixed Income, MarketAxess, Bloomberg, Settlement, Euroclear, Fedwire, DTC, US Treasuries, Eurobonds, Institutional Accounts, Back Office, Electronic Trading, Trading, Series 63, Securities, MBS, Investments, Bloomberg Terminal, Middle Office, Series 7, Bonds, Trading Systems, Capital Markets

Education
Manhattan College   1992 — 1996
Bachelor's degree, Finance, General

Fordham Preparatory School   1988 — 1992

J. Daniel Holden J. Daniel Holden Greater New York City Area Details
J. Daniel Holden's Prudential Securities Experience 1980 - 1984
Job President at UnifiedMarket Worldwide
Industry Financial Services
Experience
UnifiedMarket Worldwide   October 2005 - Present
Holden Financial LLC   January 2000 - October 2006
American Fronteer Financial   1998 - 2000
Core Pacific Securities USA   1996 - 1998
Nomura Securities International  1994 - 1996
The Chicago Corporation  1991 - 1994
Kidder Peabody  1986 - 1991
Morgan Stanley Dean Witter  1984 - 1986
Prudential Securities   1980 - 1984

Education
Millikin University
B.S., Business Administration & Economics

Rob Thornton Rob Thornton Jackson, Mississippi Area Details
Rob Thornton's Prudential Securities Experience 1993 - 1996
Job Owner at TriCounty Restoration & Construction
Industry Consumer Services
Experience
Tri-County Restoration & Construction   January 2013 - Present
PuroClean Emergency Services  March 2009 - December 2012
Working Solutions  February 2003 - March 2010
Thomson Learning  July 2002 - February 2003
Harcourt College Publishers  August 1998 - July 2002
Cimarron Mortgage   July 1996 - July 1998
Prudential Securities   1993 - 1996

Skills
Sales Management, New Business Development, Marketing Strategy, Strategic Planning, Sales, Marketing, Customer Service, Public Speaking, Account Management, Budgets, Team Building, Negotiation, Social Media, Training, Salesforce.com, Contract Negotiation, Small Business, Mold Remediation, Human Resources, Insurance, Water Damage, Microsoft Office, Start-ups, Coaching

Education
Mississippi State University   1988 — 1991
MBA, BBA, Finance

Northwest Rankin   1981 — 1985

Edward Walton Edward Walton Greater Detroit Area Details
Edward Walton's Prudential Securities Experience 1999 - 2000
Job V.P. & Group Counsel at Ameriprise Financial
Industry Financial Services
Experience
Ameriprise Financial  October 2012 - Present
Ameriprise Financial  January 2009 - October 2012
H&R Block Financial Advisors  November 2006 - January 2009
Neal, Gerber & Eisenberg LLP   June 2004 - November 2006
Kane & Fischer, Ltd.   August 2001 - June 2004
Prudential Securities   1999 - 2000

Education
The John Marshall Law School   1996 — 1999
JD

Michigan State University   1992 — 1996
BA, Management

Tim Mas Tim Mas Greater New York City Area Details
Tim Mas's Prudential Securities Experience January 1985 - January 1997
Job Strategic Sourcing Consultant
Industry Financial Services
Experience
Credit Agricole CIB  April 2010 - Present
AllianceBernstein  January 2004 - November 2009
AllianceBernstein  January 2001 - January 2004
Prudential Insurance  January 1997 - January 2000
Prudential Securities   January 1985 - January 1997

Skills
Strategic Sourcing, Vendor Management, Asset Managment, Outsourcing, Business Process..., Spend Analysis, Process Improvement, Contract Negotiation, Project Management, Risk Management, Sourcing, Business Analysis, Financial Services, Change Management, Contract Management, Leadership, Management Consulting

Education
Moravian College
BA, Business Administration

Sandra Fernandez-Reus Sandra Fernandez-Reus Greater New York City Area Details
Sandra Fernandez-Reus's Prudential Securities Experience 1990 - 2004
Job VP Finance GEPS Accounts Payable at Barclays Capital
Industry Financial Services
Experience
Barclays Capital  September 2008 - November 2012
Lehman Brothers  August 2004 - September 2008
Prudential Securities   1990 - 2004

Education
New Jersey City University   1985 — 1990
BS, Accounting

Sandra Fernandez-Reus Sandra Fernandez-Reus Greater New York City Area Details
Sandra Fernandez-Reus's Prudential Securities Experience 1990 - 2004
Job VP at Lehman Brothers
Industry Investment Banking
Experience
Barclays Capital  August 2004 - Present
Lehman Brothers Inc  2004 - 2008
Prudential Securities   1990 - 2004
E F Hutton & Co Inc   1981 - 1988

Education
New Jersey City University   1985 — 1990
BA, Business Admin/Computer Science

Eric Hubbard Eric Hubbard Greater New York City Area Details
Eric Hubbard's Prudential Securities Experience September 1997 - December 2000
Job Physician Assistant Student
Industry Hospital & Health Care
Experience
iKindi   January 2011 - October 2012
MOG Capital LLC   January 2009 - July 2009
Global Securities Advisors, LLC   June 2006 - October 2008
Bennett Lawrence   2006 - 2006
Roosevelt Investment Group   2001 - 2005
eTrustco   2000 - 2001
Prudential Securities   September 1997 - December 2000

Skills
Asset Management, Equities, Hedge Funds, Portfolio Management, Trading, Management Consulting, Credit Derivatives, Currency, IT Outsourcing, Loans, Operations, Operations Management, Operating Systems, Fixed Income, Fixed Income Products, Business Process..., Solutions Development, Product Development, Asset Managment, SQL, Business Analysis

Education
Mercy College   2014 — 2016
Master of Science (M.S.), Physician Assistant Studies

Trinity College-Hartford   1992 — 1996
B.A, Biology / Music

The Dalton School   1989 — 1992

The Allen-Stevenson School   1980 — 1989

Colleen Morrow Raymond Colleen Morrow Raymond Tampa/St. Petersburg, Florida Area Details
Colleen Morrow Raymond's Prudential Securities Experience June 1995 - March 1999
Job Independent Accounting Professional
Industry Accounting
Experience
Accountemps  January 2001 - May 2001
First Housing   September 1999 - December 2000
Vision Twenty-One  May 1999 - September 1999
Prudential Securities   June 1995 - March 1999
Greenwich Pharmaceuticals  1990 - 1993

Skills
Budgets

Education
Marist College   1991 — 1995

Marc Gendell Marc Gendell Atlanta, Georgia Details
Marc Gendell's Prudential Securities Experience February 1998 - May 2004
Job Vice President Wealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  May 2004 - Present
Prudential Securities   February 1998 - May 2004

Education
Miami University   1981 — 1985
BS, Finance at Farmer School of Business

Wyoming High School   1977 — 1981
College Prep, College Prep

Tara Ashby Tara Ashby Greater New York City Area Details
Tara Ashby's Prudential Securities Experience December 1996 - June 1998
Job Operations Supervisor at Park Avenue Securities
Industry Financial Services
Experience
Park Avenue Securities  April 2011 - Present
MetLife Securities  April 2004 - February 2011
NYLIFE Securities  2004 - 2005
NYLife Securities  December 1999 - January 2004
Royal Alliance Financial Services   June 1998 - December 1999
Prudential Securities   December 1996 - June 1998

Skills
Financial Services, Series 7, Mutual Funds, Leadership, Securities, Investments, Risk Management, Equities, Series 63

Education
New Jersey City University   1991 — 1995
BS, Business Administration

St Marys Highschool   1987 — 1991

Volkan Kubali Volkan Kubali Greater New York City Area Details
Volkan Kubali's Prudential Securities Experience 1996 - 1999
Job Quantitative Analyst
Industry Investment Management
Experience
Summit Securities Group, LLC  July 2014 - Present
Millennium Partners  February 2010 - March 2014
Mizuho Alternative Investments   November 2006 - March 2009
CDC IXIS   2000 - 2006
Garanti Bank  1999 - 2000
Prudential Securities   1996 - 1999

Skills
Fixed Income, Derivatives, Market Risk, Trading, FX Options, Portfolio Management, Options, Risk Management, Financial Risk, Structured Products, Hedge Funds, Investments, Capital Markets, Alternative Investments, Structured Finance, CDS, Quantitative Finance, Mutual Funds, Bonds, Quantitative Analytics, Credit, Financial Modeling, Asset Managment, Statistical Arbitrage, MBS, Interest Rate..., Quantitative Investing, Equities, CDO, Monte Carlo Simulation, Strategy, High Frequency Trading, Hedging, Trading Systems, Financial Markets, ABS, Credit Derivatives, Equity Derivatives, Valuation, Trading Strategies, Bloomberg, Portfolio Optimization, Equity Trading, Securitization, High Yield, R, Python, C, SQL, Data Analysis

Education
Massachusetts Institute of Technology
ScD, Applied Artificial Intelligence

Massachusetts Institute of Technology
Engineer, Nuclear Engineering

Massachusetts Institute of Technology
Master, Nuclear Engineering

Lori Vinciguerra Lori Vinciguerra Greater New York City Area Details
Lori Vinciguerra's Prudential Securities Experience September 1996 - June 2003
Job Senior Managing Counsel at Pershing, a BNY Mellon company
Industry Financial Services
Experience
Pershing, a BNY Mellon company  September 2015 - Present
Paduano & Weintraub   July 2009 - September 2015
Wachovia Securities  July 2003 - June 2009
Wachovia Securities  2003 - 2009
Wachovia  2003 - 2009
Prudential Securities   September 1996 - June 2003
Prudential Securities   1996 - 2003
Wachovia  1994 - 2003
Prudential  1994 - 2003
Prudential Securities   1994 - 2003

Skills
Securities, Litigation, Commercial Litigation, ERISA, Estate Planning, Equities, Securities Regulation, Mediation, FINRA, Mutual Funds, Securities Litigation, Series 7, Series 24, Arbitration, Corporate Governance, Corporate Law, Due Diligence, Private Equity, Licensing, Financial Services, AML, Alternative Investments, Hedge Funds, Capital Markets, Investment Advisory, Financial Regulation, Wealth Management

Education
Maurice A. Deane School of Law at Hofstra University   1982 — 1985
J.D., Law

Stony Brook University   1978 — 1982
B.A., Psychology

Eileen Paul, CFP® Eileen Paul, CFP® Greater Philadelphia Area Details
Eileen Paul, CFP®'s Prudential Securities Experience April 1995 - July 1996
Job Financial Planner at Hotaling Investment Management, LLC
Industry Investment Management
Experience
Hotaling Investment Management, LLC   November 2012 - Present
Hotaling Investment Management of Raymond James   March 2011 - October 2012
Nuveen Investments  March 1997 - March 2009
Prudential Securities   April 1995 - July 1996
Credit Suisse First Boston  March 1987 - February 1995

Skills
Mutual Funds, Equities, Fixed Income, Strategic Financial..., Financial Services, Investment Management, Trading, Finance, Asset Allocation, Alternative Investments, Investment Strategies, Securities, Wealth Management, Asset Management

Education
Muhlenberg College   1974 — 1978
BA, Business Administration & Accounting

TAMMY PRETASKY-MCLAUGHLIN TAMMY PRETASKY-MCLAUGHLIN Greater Chicago Area Details
TAMMY PRETASKY-MCLAUGHLIN's Prudential Securities Experience August 1994 - February 2001
Job Mom at Team McLaughlin
Industry Financial Services
Experience
Team McLaughlin   March 2010 - Present
Smith Barney  March 2001 - June 2010
Prudential Securities   August 1994 - February 2001

Education
Marquette University   1986 — 1990
Liberal Arts, History & business

Mary Magee Mary Magee Greater New York City Area Details
Mary Magee's Prudential Securities Experience 1996 - 1998
Job SemiRetired
Industry Financial Services
Experience
Covenant Review  May 2011 - March 2015
UBS Investment Bank  1999 - 2008
TD Securities  1998 - 1999
Prudential Securities   1996 - 1998
American Forest & Paper Association  1991 - 1996

Skills
High Yield, Hedge Funds, Corporate Finance, Mutual Funds, Trading, Structured Products, Investments, Leveraged Finance, Credit, Finance, Investment Banking, Loans, Equity Research, Capital Markets, Bonds, Valuation, Fixed Income

Education
The George Washington University - School of Business   1993 — 1995
MSF, Finance

St. John's University, The Peter J. Tobin College of Business   1987 — 1989
BS, Economics, Finance

Nassau Community College   1985 — 1987
AA, Liberal Arts, Economics

Tom Schulte Tom Schulte Greater New York City Area Details
Tom Schulte's Prudential Securities Experience November 1987 - December 2000
Job MBS Fixed Income Trader/Sales at First Empire Securities
Industry Financial Services
Experience
First Empire Securities  April 2008 - Present
MFR Securities, Inc.   December 2005 - April 2008
Advest  August 2004 - December 2005
Prudential Securities   November 1987 - December 2000

Skills
Series 7, Trading, Bonds, Series 24, Securities, Bloomberg, Equities, Investments, Asset Management, Portfolio Management, Equity Trading, Hedge Funds, Alternative Investments, Series 63, Wealth Management, Asset Managment, Options, High Yield, Series 3, Series 55, FINRA

Education
Montclair State University   1983 — 1987
Bachelor of Arts (B.A.)

John Lucas John Lucas Greater New York City Area Details
John Lucas's Prudential Securities Experience September 1992 - June 1995
Job SVP, Chief Risk and Administration Officer at HSBC North America Holdings
Industry Insurance
Experience
HSBC North America Holdings  July 2013 - Present
HSBC North America Holdings  July 2012 - June 2013
HSBC North America Holdings  September 2011 - June 2012
HSBC North America Holdings  September 2008 - August 2011
HSBC North America Holdings  November 2006 - August 2008
HSBC North America Holdings  November 2004 - October 2006
HSBC North America Holdings  February 2003 - October 2004
McKinsey & Company  October 1997 - December 2002
The Boston Consulting Group  June 1996 - August 1996
Prudential Securities   September 1992 - June 1995

Education
Massachusetts Institute of Technology - Sloan School of Management   1995 — 1997
MBA, Concentration in Financial Management

Yale University   1988 — 1992
Bachelor of Science, Applied Mathematics (Concentration: Physics)

Donna Sullivan Donna Sullivan United States Details
Donna Sullivan's Prudential Securities Experience November 1998 - November 2001
Job Administrative Manager, V.P. Merrill Lynch South Jersey Complex
Industry Financial Services
Experience
Merrill Lynch  May 2014 - Present
Prestige Wealth Management Group  August 2012 - May 2014
Wells Fargo Advisors, LLC  January 2007 - August 2012
Wachovia Securities Financial Network  November 2001 - January 2007
Prudential Securities   November 1998 - November 2001
Prudential Securities   November 1996 - November 1998
Prudential Securities   December 1991 - November 1996

Skills
Risk Management, Compliance, GIPS Compliance, Unified Managed Accounts, SEC filings, FINRA, Securities, Insurance, Investment Advisory, Series 63, Series 7, Series 65, Series 24, Series 3, Series 8 (9/10)

Education
Monmouth University   1994 — 1999
MBA, Business Administration and Management, General

Rutgers University-New Brunswick   1986 — 1990
BA, Communication, History

Steven Metz Steven Metz Greater New York City Area Details
Steven Metz's Prudential Securities Experience 1984 - 2003
Job Chief Compliance Officer at CorpBanca Securities Inc.
Industry Financial Services
Experience
CorpBanca Securities Inc.   May 2013 - Present
Paradigm Compliance   September 2012 - Present
Consultant  June 2009 - Present
Celfin Securities Inc.   December 2011 - January 2013
Prudential Financial and Man Securities   November 1984 - June 2009
Prudential Securities   1984 - 2003

Skills
AML, Compliance, Securities, KYC, FINRA, Series 7, Financial Risk, Options, Fraud, Financial Regulation, Risk Management, Due Diligence, Investment Advisory, Internal Audit, Financial Services, Corporate Governance, Derivatives, Equities, Series 63, Trading, Fixed Income, Mutual Funds, Alternative Investments, SEC, Hedge Funds, Investments, Finance, Capital Markets, Series 24, Operational Risk, OFAC, Prime Brokerage, Financial Markets, Privacy Law, Securities Regulation, Anti Money Laundering

Education
New York University   1968 — 1973
JD, LLM

Frederick Hahn Frederick Hahn Greater New York City Area Details
Frederick Hahn's Prudential Securities Experience February 1992 - August 1995
Job Senior Vice President / Portfolio Manager at UBS Private Wealth Management
Industry Financial Services
Experience
UBS Private Wealth Management  November 2008 - Present
Merrill Lynch  April 1999 - November 2008
Smith Barney  August 1995 - April 1999
Prudential Securities   February 1992 - August 1995

Education
Miami University   1986 — 1991

James Dana James Dana Tucson, Arizona Details
James Dana's Prudential Securities Experience 1995 - 2001
Job cyclist
Industry Sports
Experience
Fortis Investments  2005 - 2009
Residential Funding Corp   2002 - 2005
Prudential Securities   1995 - 2001
Smith Barney  1990 - 1995
Drexel Burnham Lambert  1985 - 1990

Education
The University of Texas at Austin - Red McCombs School of Business   1983 — 1985
MBA, Finance

Middlebury College
BA, American History

Chris Holstein, PMP Chris Holstein, PMP Greater New York City Area Details
Chris Holstein, PMP's Prudential Securities Experience September 2013 - November 2013
Job I/T Project, Program & Management Consultant
Industry Computer Software
Experience
Prudential Securities   September 2013 - November 2013
Avon Corporation  May 2013 - August 2013
IBM Corporation  January 2012 - April 2013
IBM Corporation  January 2011 - December 2011
IBM Corporation  January 2009 - December 2010
IBM Corporation  January 2009 - December 2009
IBM Corporation  January 2007 - December 2008
IBM Corporation  January 2006 - December 2007
IBM Corporation  January 2001 - December 2005
IBM Corporation  January 1999 - December 2000

Skills
MS Office, Lotus Notes, HR Transformation, Change Management, Project Management, Program Management, Management, Senior Program..., Negotiation, Software Development, Managing Multi-Million..., Executive Reporting, Team Building, Cross-functional Team..., Training Delivery, Performance Management, Personnel Management, IT Outsourcing, International Project..., Global Management, Globalization, Organizational..., Business Planning, Relationship Management..., Strategic Planning, ERP, Process Improvement, Microsoft Office, Business Analysis, Data Center, Software Project..., Supply Chain Management, Integration, Solution Architecture, Strategy, Budgets, Account Management, New Business Development, Service Delivery, Operations Management, Coaching, Project Planning, Contract Negotiation, Outsourcing, Leadership Development, Vendor Management, Business Transformation, Leadership, Enterprise Architecture, Recruiting

Education
Mount Saint Mary College   1980 — 1984
Bachelors of Arts, School Psychology and Business, 3.0

Andrew Fox, CFA, CIMA Andrew Fox, CFA, CIMA Greater New York City Area Details
Andrew Fox, CFA, CIMA's Prudential Securities Experience January 1999 - June 2001
Job Senior Portfolio Specialist at Lord, Abbett & Co.
Industry Financial Services
Experience
Lord, Abbett & Co.   December 2010 - Present
Lord Abbett  April 2005 - December 2010
Lord Abbett  June 2003 - April 2005
Lord, Abbett & Co   June 2001 - June 2003
Prudential Securities   January 1999 - June 2001

Education
Montclair State University   1993 — 1997
BA, Political Science

Terry Taylor CLTC Terry Taylor CLTC Washington D.C. Metro Area Details
Terry Taylor CLTC's Prudential Securities Experience June 1999 - February 2002
Job Financial Adviser at Taylor Financial Associates
Industry Financial Services
Experience
Taylor Financial Associates   March 2009 - Present
Valic Financial Advisors  March 2004 - March 2009
The Washington Group  September 2002 - March 2004
Prudential Securities   June 1999 - February 2002

Skills
Series 7, Retirement, Wealth Management, Estate Planning, IRAs, Fixed Annuities, Long-term Care, Securities, Financial Planners, Uniform Combined State..., Investment Advisory, Investment Strategies

Education
University of Maryland College Park   1987 — 1989
B.A., Economics

Montgomery College   1983 — 1987
n/a, Business/Economics

Ed McGhee Ed McGhee Greater New York City Area Details
Ed McGhee's Prudential Securities Experience May 1987 - February 1994
Job Managing Director, Fixed Income at CastleOak Securities, L.P.
Industry Financial Services
Experience
CastleOak Securities, L.P.   August 2007 - Present
Blaylock & Company  March 1994 - April 2007
Prudential Securities   May 1987 - February 1994
Chemical Bank  April 1983 - June 1987

Skills
Series 7, Hedge Funds, Equities, Fixed Income, Capital Markets, Securities, Alternative Investments, Investment Banking, Asset Management, Bloomberg, Valuation, Series 63, Trading, Portfolio Management, Investment Management

Education
Morehouse College   1980 — 1983
BA, Finance

Jason S. Wright Jason S. Wright Austin, Texas Area Details
Jason S. Wright's Prudential Securities Experience 1995 - 1997
Job President/Partner, Ace Roofing Company LLC
Industry Construction
Experience
Ace Roofing Company LLC   2006 - Present
Microchip Computers   2000 - 2003
ClubCastLive  1997 - 2000
Prudential Securities   1995 - 1997
Shearson Smith Barney   1993 - 1995
Shearson Lehman Brothers  1990 - 1993

Skills
Strategic Planning, New Business Development, Marketing, Marketing Strategy, Business Development, Project Management, Start-ups, Customer Service, Sales Management, Team Building, Budgets, Public Speaking, Contract Negotiation, Online Marketing, Sales, Account Management, Negotiation, Small Business, Leadership, Selling, Entrepreneurship, B2B, Direct Sales, Business Planning

Education
University of North Texas   1984 — 1984

New Mexico Military Institute   1982 — 1983

Highland Park High School   1979 — 1982

Jeff Bolling Jeff Bolling Greater Nashville Area Details
Jeff Bolling's Prudential Securities Experience June 1997 - March 2001
Job Vice President Investments
Industry Financial Services
Experience
UBS Financial Services Inc.  March 2001 - Present
Prudential Securities   June 1997 - March 2001

Skills
Alternative Investments, Wealth Management..., Asset Allocation, Financial Advisory, Fixed Income, Retirement, Investment Strategies, Retirement Planning, Series 65, Investments, Series 63, Securities, Bonds, Mutual Funds, Series 7, Investment Advisory, Wealth Management

Education
Middle Tennessee State University   1986 — 1991
Bachelor's degree, Secondary Education and Teaching

Fadi Faraj Fadi Faraj San Francisco Bay Area Details
Fadi Faraj's Prudential Securities Experience January 2002 - November 2002
Job Managing Partner at Premier Lending, Inc.
Industry Financial Services
Experience
Premier Lending, Inc.   September 2009 - Present
Specialty Funding, Inc.   January 2003 - September 2009
Prudential Securities   January 2002 - November 2002
Prudential Securities   May 2001 - August 2001

Skills
Loan Origination, Loans, Financial Analysis, Credit, Business Strategy, Finance, Residential Mortgages, Mortgage Lending, Mortgage Banking, Credit Analysis, Valuation, Due Diligence, Equities, Private Equity, Investment Banking, Corporate Finance, PowerPoint, Sales, Microsoft Excel, Risk Management, Strategic Planning, Microsoft Word, FHA

Education
Michigan State University   1999 — 2003
Finance

Robert McMullin Robert McMullin Greater New York City Area Details
Robert McMullin's Prudential Securities Experience June 1988 - July 1990
Job Accounting Professional
Industry Accounting
Experience
RCap Securities, Inc.   April 2011 - Present
Hapoalim Securities USA, Inc.   August 2006 - October 2009
Richard Fleischman & Associates  September 2005 - May 2006
Pershing LLC  April 1996 - May 2005
Summit Discount Brokerage   July 1992 - April 1996
Equitable Insurance   July 1990 - July 1992
Prudential Securities   June 1988 - July 1990
J&W Seligman  June 1986 - May 1988

Skills
Financial Analysis, Accounting, Internal Controls, Sarbanes-Oxley Act, Finance, Variance Analysis, Internal Audit, Budgets, Analysis, Payroll, Equities, GAAP, Microsoft Excel, PeopleSoft, General Ledger, Account Reconciliation, Financial Reporting, Due Diligence, Managerial Finance, US GAAP, Risk Management, Financial Accounting, Financial Statements, Cash Flow, Strategic Financial..., SEC filings, Securities, Cash Management, SEC Filings, Financial Planning

Education
Saint Peter's University   1996 — 2001
MBA, Management

Pace University   1984 — 1986
BBA, Accounting

Nassau Community College   1982 — 1984

St. Pius X   1978 — 1982

Sacred Heart

Delin Joseph Delin Joseph Greater New York City Area Details
Delin Joseph's Prudential Securities Experience 1990 - 1992
Job
Industry Financial Services
Experience
Mc Roberts Protctive Agency   June 2012 - Present
J.C. DISTRIBUTOR   June 2002 - June 2012
The MDE Group, Inc  March 2000 - September 2001
Lync Consulting LLC   December 1998 - February 2000
HAN DELTA FLEET CORP   January 1997 - October 1998
Aubrey G Lanston   September 1992 - December 1996
Prudential securities   1990 - 1992
Drexel Burnham Lambert  July 1986 - 1990

Education
New Jersey City University   1982 — 1987
Bachelor of Arts (B.A.)

Gene Borg Gene Borg Greater New York City Area Details
Gene Borg's Prudential Securities Experience June 1990 - February 2000
Job DirectorFixed Income Trading/Sales at Hexagon Securities
Industry Investment Banking
Experience
Hexagon Securities   DirectorScotia CapitalJanuary 2002 - April 2008
Prudential Securities   June 1990 - February 2000

Education
New York University - Leonard N. Stern School of Business   1997 — 1999
MBA, Finance

Muhlenberg College   1986 — 1990
BA, political Science/ History

Brooke Beltran Brooke Beltran Greater New York City Area Details
Brooke Beltran's Prudential Securities Experience July 1998 - February 2000
Job Director Strategic Business Development VHA/Provista Non Acute
Industry Hospital & Health Care
Experience
Provista  July 2014 - Present
Ultrasource Inc. (Authorized Representative GE Healthcare)   July 2011 - July 2014
MedQuip Inc. (Distributor GE Ultrasound)   January 2005 - July 2011
First Pass Unlimited LLC   March 2000 - January 2005
Prudential Securities   July 1998 - February 2000

Education
Marist College   1994 — 1998
Bachelor of Science in Business Administration, Concentration in International Business

Rollins College - Crummer Graduate School of Business
Master of Business Administration (M.B.A.)

Anthony Triolo Anthony Triolo Greater New York City Area Details
Anthony Triolo's Prudential Securities Experience 1992 - 1994
Job Sales Director at Corvil
Industry Computer Software
Experience
Corvil  June 2014 - Present
Fidessa  September 2009 - May 2014
Lava Trading / Citigroup   2006 - 2008
Bloomberg TradeBook  2005 - 2006
Fidelity Capital Markets  2002 - 2005
Herzog Heine Geduld / Merrill Lynch   1997 - 2002
Lehman Brothers  1994 - 1997
Prudential Securities   1992 - 1994

Skills
Trading Systems, Series 7, Derivatives, Equities, Equity Trading, Financial Markets, Sales, Trading, Options, Securities, Electronic Trading, Order Management, Equity Derivatives, Low Latency, Exchange Connectivity, Market Data, Fidessa, Asset Management, Bloomberg, Capital Markets, Fixed Income, Series 63, Hedge Funds, FX Options

Education
Marist College
Bachelor of Arts (B.A.)

William French William French Greater Memphis Area Details
William French's Prudential Securities Experience May 1989 - March 2001
Job President of W. Advisors LLC
Industry Financial Services
Experience
W. Advisors LLC   September 2013 - Present
Morgan Stanley Smith Barney  December 2007 - September 2013
UBS  March 2001 - December 2007
Prudential Securities   May 1989 - March 2001

Skills
Series 7, Investments, Management, Wealth Management, Mutual Funds, Series 63, Asset Allocation, Portfolio Management, Securities, Investment Advisory, Equities, Asset Management, Alternative Investments, Retirement Planning, Financial Services, Banking, Risk Management

Education
Mississippi State University   1983 — 1987
Bachelor of Business Administration (BBA), Banking and Finance

Chris Clements Chris Clements Greater New York City Area Details
Chris Clements's Prudential Securities Experience September 1995 - September 2000
Job Senior Director, Leading Wealth Advisors at the Worth Group, LLC
Industry Financial Services
Experience
The Worth Group   May 2014 - Present
Bramshill Investments, LLC.   November 2013 - May 2014
T.S. Capital LLC.   August 2011 - October 2013
Calamos Investments  September 2004 - May 2011
Gartmore Global Investments  September 2000 - September 2004
Prudential Securities   September 1995 - September 2000
Smith Barney  June 1987 - March 1995

Skills
Investments, Mutual Funds, Fixed Income, Equities, Financial Services, Trading, Financial Advisory, Business Development, Management, Marketing, Sales, Series 7, Alternative Investments, Structured Products, Series 63, Asset Allocation, Separately Managed..., ETFs, Wealth Management

Education
Marist College   1982 — 1986
BS-Finance, Finance & Marketing

Marge Ridley Marge Ridley Greater Minneapolis-St. Paul Area Details
Marge Ridley's Prudential Securities Experience 1996 - 2003
Job Financial Services Professional
Industry Financial Services
Experience
Oak Ridge Financial  2004 - 2010
Wachovia Securities Financial Network  2003 - 2004
Prudential Securities   1996 - 2003
Ridley's Elm Creek Auto Service   1984 - 1996

Skills
Series 7, Retirement Planning, Wealth Management, Investments, Equities, Strategic Financial..., Retirement, Portfolio Management, Asset Allocation, Trading, Bonds, Investment Strategies, Asset Management, Insurance, Investment Banking

Education
Minnesota State University, Mankato   2003 — 2004
Took classes, Certified Financial Planner

Eric Bastian Eric Bastian Glen Allen, Virginia Details
Eric Bastian's Prudential Securities Experience January 1997 - June 1999
Job Professor/Property Manager
Industry Real Estate
Experience
Paragon Financial Services   November 2011 - Present
Bastian Financial   May 2011 - Present
Stratford University  August 2011 - August 2013
West End Property Management   July 2007 - May 2011
Isis Inc  April 2004 - June 2007
HResource One   January 1999 - January 2003
Prudential Securities   January 1997 - June 1999
Prudential Securities   January 1997 - January 1999
Aetna  January 1995 - January 1997
Aetna Inc  January 1986 - January 1997

Skills
Budgets, Access, Public Speaking, Customer Service, Finance, Staff Development, Strategic Planning, Microsoft Word, Team Building, Accounts Payable, Microsoft Office, Financial Analysis, Teaching, Human Resources, Project Planning, Management, Start-ups, Employee Benefits, Training, Analysis, Risk Management, Leadership, Payroll, Coaching

Education
University of Hartford   1992 — 1995
Master, Economics

Marist College   1982 — 1986
Bachelor of Science, Accounting

Jake Kaercher Jake Kaercher New York, New York Details
Jake Kaercher's Prudential Securities Experience 1996 - 2000
Job Structured Products Trading
Industry Financial Services
Experience
Stifel Nicolaus  2009 - Present
Merrill, Lynch, Pierce, Fenner & Smith   2001 - 2009
Prudential Securities   1996 - 2000
Prudential Investment Corp   1988 - 1996

Education
Muhlenberg College   1982 — 1986
BA, Liberal Arts

Paul Giappone Paul Giappone Greater New York City Area Details
Paul Giappone's Prudential Securities Experience April 1990 - July 1993
Job Director & Associate General Counsel Head of Investigations/Financial Crime at UBS Financial Services
Industry Financial Services
Experience
UBS  January 2015 - Present
UBS  October 2011 - January 2015
Merrill Lynch  August 2004 - June 2011
Smith Barney  August 1993 - July 2004
Prudential Securities   April 1990 - July 1993
Bronx County District Attorney Office  August 1984 - April 1990

Skills
Securities Litigation, Litigation Management, AML, Anti Money Laundering, Capital Markets, Commercial Litigation, Corporate Governance, Corporate Law, Dodd-Frank, Due Diligence, FINRA, Financial Services, Hedge Funds, Litigation, Securities, Securities Regulation, Series 24, Fraud, Equities

Education
New York Law School   1981 — 1984
J.D.

New York University   1977 — 1981
B.A.

Raymond Abbatepaolo Raymond Abbatepaolo United States Details
Raymond Abbatepaolo's Prudential Securities Experience September 1992 - September 1999
Job Vice President ~ Wealth Management at Morgan Stanley Smith Barney
Industry
Experience
Morgan Stanley Smith Barney  September 1999 - Present
Prudential Securities   September 1992 - September 1999

Education
Manhattan College   2010 — 2012
Organizational Management

Delana Long Delana Long Holt, Missouri Details
Delana Long's Prudential Securities Experience August 1987 - 1991
Job Emergency Room Unit Secretary at Liberty Hospital
Industry Hospital & Health Care
Experience
Liberty Hospital  October 2001 - Present
Fringe Benefit Design Securities   1991 - 1995
Prudential Securities   August 1987 - 1991

Skills
Administrative..., HIPAA, Medical Terminology, Trading, Accounting, Administration, Healthcare

Education
Missouri State University   1981 — 1985
Bachelor of Fine Arts (BFA), Graphic Design, Architechture, and Art History, 3.6

Richard Caputo Richard Caputo Spring Lake, New Jersey Details
Richard Caputo's Prudential Securities Experience December 1993 - December 1994
Job Director at Deutsche Bank
Industry Banking
Experience
Deutsche Bank  November 2009 - Present
Merrill Lynch  January 1995 - July 1997
Prudential Securities   December 1993 - December 1994

Education
Monmouth University   1998 — 2000
Master of Business Administration (M.B.A.)

Richard Stockton College of New Jersey
Bachelor of Arts (B.A.)

Joefe Ventura Joefe Ventura San Francisco Bay Area Details
Joefe Ventura's Prudential Securities Experience 1993 - 1995
Job National Account Executive @ Echo Global Logistics
Industry Logistics and Supply Chain
Experience
Echo Global Logistics  December 2010 - Present
DNA Freight(Acquired by Echo Global Logistics)   April 2007 - December 2010
Molger Incoporated   2003 - 2007
6 Incorporated   2002 - 2004
Kirlin Securities  1999 - 2002
Bluestone Capital  1997 - 1999
HJ Meyers   1995 - 1997
Prudential Securities   1993 - 1995

Education
Minnesota State University, Mankato   1985 — 1991
Biology, General

Karen Baptiste Karen Baptiste Brooklyn, New York Details
Karen Baptiste's Prudential Securities Experience May 1994 - March 2001
Job Margin Specialist at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments  March 2001 - Present
Prudential Securities   May 1994 - March 2001

Education
Marymount College, Tarrytown   1992 — 1993
English and Elementary Education

Marymount Manhattan College
Bachelor of Arts (BA), Political Science

Lou foranoce Lou foranoce Matawan, New Jersey Details
Lou foranoce's Prudential Securities Experience May 1991 - April 1995
Job
Industry Logistics and Supply Chain
Experience
FedEx Freight  July 2014 - Present
C&S Wholesale Grocers  September 2009 - April 2011
Prudential securities   May 1991 - April 1995

Skills
Management, Microsoft Excel, Microsoft Word, Research, PowerPoint, Sales, Leadership, Training, Photoshop, Distribution Center..., Strategic Planning, Warehousing, Warehouse Management

Education
Monmouth University   2005 — 2008
Masters in school counseling, Guidance counselor

Rutgers University-New Brunswick   1987 — 1991
Economics

Hills borough high school, nj   1983 — 1987

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