Prudential Securities
Industry: Bank
DescriptionPrudential Securities, also formerly known as Prudential Securities Incorporated, was the financial services arm of the insurer, Prudential Financial. In 2003, Prudential Securities was merged into Wachovia Securities, a division of Wachovia Bank. Headquarters: New York City, New York, United States Founded: 1981 Ceased operations: 2003 Parent organization: Prudential Financial Subsidiaries: Prudential-Bache Securities (Belgium) Inc., Prudential Mutual Fund Management, Inc. Predecessors: Bache & Co., Prudential Securities
Prudential Securities List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Prudential Securities. You can filter them based on skills, years of employment, job, education, department, and prior employment.
Prudential Securities Salaries. You can even request information on how much does Prudential Securities pay if you want to. Learn about salaries, pros and cons of working for Prudential Securities directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
2,071 Prudential Securities employees in database. Find out everything there's to know about Prudential Securities employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Prudential Securities Employees
Wells Fargo Advisors February 2001 - Present
Chase Taylor Financial Corporation February 2004 - July 2007
Prudential Securities September 2001 - February 2004
Education
The American College 2006 — 2007
Chartered Financial Consultant, Retirement and Estate Planning
Minnesota State University, Mankato 2004 — 2006
Certified Financial Planner, Comprehensive Financial Planning Aspects
University of Minnesota-Twin Cities 1998 — 2002
Bachelor of Individualized Studies, Business Management, Communications, Spanish
Farmington High School 1995 — 1998
Regal Barrington December 2009 - Present
Soho Resources Corp. 2010 - 2012
Sussex Partners/TargetIR 2002 - July 2007
Prudential Securities 1989 - 1992
Merrill Lynch 1985 - 1989
Front Stage, Ltd. 1979 - 1984
Skills
Private Placements, Private Equity, Venture Capital, Investor Relations, IPO, Corporate Development, Funding, Capital Markets, Investment Banking, Corporate Finance, Equities, Investments, Mergers, Financial Structuring, Due Diligence, Start-ups, Project Finance, Mergers & Acquisitions, Joint Ventures, Commodity, Trading, Alternative Investments, Bloomberg, LBO, Capital, Emerging Markets, Equity Research, Investment Strategies, Fixed Income, Asset Management, Business Valuation, Financial Markets, Structured Finance, Investment Management, Finance, Hedge Funds, M&A experience, Restructuring, Options, Leveraged Finance, Equity Capital Markets, Securities, Public Companies, Capital Raising, Divestitures, Valuation, Equity Valuation, Bonds, Mutual Funds, Financial Modeling
Education
University of California, Irvine 2009 — 2011
Investor Relations course work
Palomar College 1987 — 1989
Course Studies, Real Estate, Business
Montana State University-Bozeman
Course Studies, Business
FVCC Online
Prudential Financial, Inc. June 2014 - August 2015
Prudential Financial January 2004 - June 2014
Prudential Financial June 2000 - January 2004
Pruco Securities Corp. - a Prudential Company January 2000 - June 2000
Prudential Securities June 1998 - January 2000
Skills
Risk Management, Financial Services, Project Management, Business Analysis, Vendor Management, Relationship Management, Process Improvement, Strategic Planning, Change Management, Insurance, PMP, Business Requirements, E-commerce, Series 7, Series 24, General Securities..., Internet Leads, Email Marketing, CRM, Project Portfolio..., IT Strategy, Software Project..., IT Management, Business Intelligence, Resource Management, PMO, Strategy, Requirements Gathering, Analysis, Requirements Analysis, Agile Project Management, Scrum, Certified Scrum Master..., MS Project, Agile Methodologies, Waterfall, Business Relationship..., Project Delivery, Business Process, Lead Generation, Stakeholder Management, Call Centers, E-business, User Experience, Usability, User Acceptance Testing, Management, SDLC, Analytics, Leadership
Education
Manhattan College 1989 — 1993
Bachelor of Business Administration (B.B.A.), BS Business Administration
Fort Lee High School 1985 — 1993
Computer Information Systems
Wallen Wealth Management June 2007 - Present
Prudential Securities October 1998 - June 2002
Prudential Securities October 1994 - June 2002
Skills
Wealth Management, Retirement Planning
Education
Marshall University 1987 — 1991
JMT Designs Inc. 2000 - Present
RAPP January 1999 - February 2010
Rapp Collins Worldwide 1999 - February 2010
Prudential Securities March 1999 - December 2003
Skills
Direct Mail, Concept Development, Advertising, Web Design, Packaging, Pre-press, InDesign, Image Manipulation, Email Marketing, Logo Design, Creative Direction, High-end Retouching, Adobe Creative Suite, Art Direction, Corporate Identity, Marketing, Creative Strategy, Visual Communication, Integrated Marketing, Graphic Design
Education
Tiger Schulman MMA 2006 — 2015
New York Institute of Technology-Old Westbury 1989 — 1997
MASTER DEGREE, Advertising and 3d Animation
SEWANHAKA 1985 — 1989
HIGH SCHOOL, Commercial and Advertising Art
Alva T.Stanforth 1983 — 1985
Middle school, 7 and 8 grade
Lax & Neville, LLP Associate General CounselJosephthal & Co.1995 - 2000
Prudential Securities 1993 - 1995
Skills
Securities Litigation, Securities Regulation, Arbitration, Litigation, Commercial Litigation, Securities, Civil Litigation, Dispute Resolution, Alternative Dispute..., Mediation, Internal Investigations, FINRA, Fraud, Appeals, Trial Practice, Dispute, Expert Witness, SEC, Legal Advice, Employment Law, Legal Issues, Legal Assistance, Breach Of Contract, Legal Research, Mergers & Acquisitions
Education
New York Law School 1990 — 1993
JD, law
University of Scranton 1986 — 1990
BS, Accounting
CoBiz Insurance August 2010 - Present
McMahon and Company November 2008 - June 2009
TIAA-CREF April 2007 - November 2008
Principal Financial Group May 2003 - March 2007
Charles Schwab & Company, Inc January 2000 - December 2002
Charles Schwab January 1997 - January 2000
Prudential Securities August 1996 - September 1997
Boseman's Sporting Goods 1991 - 1995
Skills
Wealth Management
Education
Metropolitan State University of Denver 1998 — 2004
Completed Certified Financial Planning Courses
University of North Carolina at Wilmington 1993 — 1995
MA, Education Administration
University of North Carolina 1989 — 1995
B.S, Physical Education
University of North Carolina
Bloomingdale High School 1987 — 1989
Charleston High School
allstate March 2010 - Present
chase investment services August 2006 - October 2009
HSBC Securities October 2004 - September 2006
Astoria bank October 2001 - September 2004
Prudential Securities April 1999 - September 2001
Atlantic Marketing Forces January 1994 - January 1999
nichirei foods americq January 1987 - June 1995
Skills
Investments, Fixed Annuities, IRAs, Insurance, Retirement, Retirement Planning, 401k, Series 63, Mutual Funds, Financial Planners, Life Insurance, Commercial Insurance, Wealth Management, Disability Insurance, Health Insurance, Universal Life, Series 7, Strategic Financial..., Long-term Care, Financial Advisory, Series 6, Portfolio Management, Term Life Insurance, Property & Casualty..., Wealth, Homeowners, Underwriting, General Insurance, Umbrella Insurance, Whole Life, Variable Annuities, Investment Strategies, FINRA, Estate Planning, Wealth Management..., Securities, Liability, Wealth Accumulation, Finance, Investment Advisory, Motorcycle, Mortgage Lending, Financial Services, Banking, Legal Liability
Education
University of Denver - Daniels College of Business 1978 — 1982
bsba, mgt
Middlesex County College 1978 — 1980
A.A., Liberal Arts
Raymond James Financial Services, Inc. 2009 - Present
True North Capital Group, Inc., an independent firm 2009 - Present
Smith Barney 2001 - 2008
Prudential Securities 1994 - 2000
Skills
Retirement Planning, Strategic Financial..., Management, Small Business, Financial Advisory, Fixed Annuities, Investments, 401k, Investment Management, Wealth, Securities, Project Planning, Estate Planning, Analysis, Retirement
Education
Monfort College of Business 1981 — 1983
M.S., Business Administration
New Mexico State University 1977 — 1981
B.S., Chemical Engineering
Bragg Financial Advisors, Inc. October 2008 - Present
First Citizens Investor Services September 2005 - October 2008
First Citizens Investor Services September 2001 - September 2005
First Citizens Investor Services January 1999 - September 2001
Prudential Securities September 1997 - July 1998
Skills
Series 7, Strategic Financial..., Financial Services, Banking, Wealth Management, Business Analysis, Customer Service, Retirement Planning, Investments, Financial Planning, Vendor Management, Strategic Planning, Project Management, Insurance, Risk Management, Mutual Funds, Asset Allocation, Series 63, FINRA, Financial Analysis, Microsoft Excel, Client Retention, Workflow Procedures
Education
Meredith College 1993 — 1997
Bachelor of Science, Business Management
HSBC December 1996 - Present
Prudential Securities March 1993 - December 1996
Education
New York Institute of Technology-Old Westbury 1986 — 1991
Bachelor of Science, Computer Science
DeWitt Clinton 1983 — 1987
Bachelor of Science (B.S.), Computer Science
Main Line Lawn & Garden December 2013 - Present
Ray Sternbergh Art 2010 - Present
Prudential Securities 1995 - 2001
Skills
Superior Communications..., Presentations, Highly Creative, Organized Multi-tasker
Education
Villanova University 2007 — 2011
Master of Arts (M.A.), Theatre
New England Conservatory of Music 1990 — 1994
Bachelor's of Music, Jazz Studies
Ogilvy & Mather 2004 - Present
Ogilvy & Mather 2001 - 2004
Ogilvy & Mather 1999 - 2001
Prudential Securities January 1998 - November 1999
Skills
Advertising, Creative Strategy, Digital Marketing, Digital Strategy, Direct Marketing, Integrated Marketing, Interactive Marketing, Marketing Communications, Online Advertising, Sarbanes-Oxley Act, Outdoor Advertising
Education
Molloy College 1993 — 1997
BA
Saint John's University 1991 — 1993
Cityview Capital Solutions, LLC October 2008 - Present
Deutsche Bank Securities June 2006 - August 2008
JPMorgan February 1994 - May 2006
Prudential Securities January 1992 - February 1994
Morgan Stanley February 1989 - January 1992
Goldman Sachs February 1986 - February 1989
Skills
Fixed Income, Options, Structured Products, Interest Rate Swaps, Derivatives, Bonds, Capital Markets, Municipal, Swaps, Interest Rate..., Forwards, Swaptions, Rates, Exotic Derivatives, Investment Banking, Structuring, Financial Structuring, Securities, Private Equity, Credit Derivatives, Risk Management, Financial Risk, Structured Finance, Equity Derivatives, Alternative Investments, Equities, Trading, Financial Markets, Banking, Hedge Funds, Hedging, Bloomberg, Emerging Markets, Securitization, Valuation, Market Risk, Prime Brokerage, FX Options, Asset Management, Credit, Portfolio Management, Trading Systems, Proprietary Trading, Quantitative Finance, Municipalities
Education
Massachusetts Institute of Technology 1982 — 1986
SB
Belkin Burden Wenig & Goldman, LLP November 2002 - Present
IKON Office Solutions July 1999 - November 2001
Prudential Securities January 1991 - September 1998
Skills
Fax, Litigation, Accounts Payable, Real Estate, Office Equipment, Legal Research, Legal Writing, Courts, Westlaw, Commercial Litigation, Administrative..., Civil Litigation, Appeals, Real Estate Transactions, Corporate Law, Outlook, Litigation Support, Notary Public, QuickBooks, Real Estate Development, File Management, Negotiation, Wordperfect, Confidentiality
Education
Mercy College 2001 — 2006
Associates, Accounting
Walton High School 1983 — 1987
High School Diploma, Computer Science
Wells Fargo Advisors, LLC August 2007 - Present
Paine Webber / UBS Financial Services 1999 - 2007
UBS Financial Services 1999 - 2007
Prudential Securities 1992 - 1999
Kidder Peabody 1989 - 1992
Boettcher & Company, Inc. 1980 - 1989
Skills
Retirement Planning, Investments, Mutual Funds, Asset Allocation, Retirement, Securities
Education
Minnesota State University, Moorhead 1974 — 1979
B.S., Marketing, Advertising
North Dakota State University 1974 — 1979
Marketing and Mass Communications
LIMRA International May 1999 - Present
DRF Consulting Services 1996 - 1999
ISI Investment Services 1994 - 1996
Prudential Securities 1980 - 1992
Skills
Training Design, Public Speaking, Sales Force..., Instructional Design, Leadership Development, Financial Services, Sales Effectiveness, Leadership, Employee Training, Talent Management, Training, Recruiting, Retirement Planning, Insurance, Management Development, Marketing, Fixed Annuities, Project Management, Sales, Strategy, Performance Management, Coaching, Employee Benefits, Retirement, Hiring, Executive Coaching, Life Insurance
Education
Marymount College 1973 — 1975
BA, Psychology, Education
Marymount Manhattan College 1970 — 1972
Bachelore of Arts, Psychology, Education
Dreher Advisory Services, PLLC May 2010 - Present
Sailer Financial, Inc. January 2003 - April 2010
Prudential Securities July 2000 - January 2003
Nortel Networks, Inc. July 1993 - July 2000
Education
Murray State University 1975 — 1978
BS, Business - Accounting
New York Life April 2009 - Present
New York Life Insurance Company 1996 - Present
Allstate Insurance 2000 - 2002
Prudential Securities 1992 - 1995
Skills
Strategic Financial..., Fixed Annuities, Retirement Planning, Estate Planning, High Net Worth..., Investments, Retirement, Financial Planners, Asset Management, Life Insurance, Mutual Funds, Asset Protection, Portfolio Management, Wealth Management, Securities, IRAs, Investment Advisory, Wealth, Long-term Care, Financial Advisory, Asset Allocation, Series 7, Series 63, 401k, Long Term Care Insurance, Disability Insurance, Investment Strategies, Series 6, Wealth Accumulation, Whole Life, Term Life Insurance, Uniform Combined State..., FINRA, Roth IRA, Trust Services, Financial Planning, Financial Services, Series 65, Wealth Management..., Trusts, 401k Rollovers, Employee Benefits, Estate Tax Planning, Investment Management, Small Business, Alternative Investments, Personal Finance, Pensions, Variable Annuities, Personal Financial...
Education
The American College 1999 — 2000
Master of Science in Financial Services (M.S.F.S.)
New York Law School 1980 — 1984
JD, Law
Widener University 1974 — 1977
BS, BA, Physics, Psychology
LAW OFFICES OF J. MONICA MALHOTRA, ESQ., LLC January 2007 - Present
LAW OFFICES OF SWANICKE & LAMBARIELLO, LLC July 2005 - January 2007
OFFICE OF THE ATTORNEY GENERAL, NEW JERSEY BUREAU OF SECURITIES April 2003 - July 2005
PSE&G CORPORATION June 2001 - August 2001
NATIONAL ASSOCIATION OF SECURITIES June 2000 - August 2000
New York City Law Department June 2000 - July 2000
ARTHUR ANDERSEN August 1997 - November 1999
BANKERS TRUST COMPANY June 1996 - August 1997
Prudential Securities May 1995 - July 1995
Skills
Legal Writing, Commercial Litigation, Litigation, Civil Litigation, Corporate Law
Education
New York Law School 1999 — 2002
JD, LAW
Pace University - Lubin School of Business 1999 — 2001
MBA, Investment Management
Rutgers University-New Brunswick 1992 — 1996
Bachelor of Arts, Major :Economics/Finance Minor: Biology & Chemistry
Hoboken High School
HealthLifePlans.com 1986 - Present
Prudential Securities 1985 - 1987
Skills
Fixed Annuities, Long-term Care, Life Insurance, Sales, Health Insurance, Medicare, Investments, Healthcare, Health Savings Accounts, Universal Life, Term Life Insurance, Long Term Care Insurance, Whole Life, Team Building, Dental Plans
Education
Monmouth University 1968 — 1971
Psychology, Political Science
RBC Wealth Management January 2012 - Present
Ameriprise Advisor Services Inc. November 2008 - January 2012
H&R Block Financial Advisors November 2004 - November 2008
Oppenheimer & Co., Inc. September 1996 - November 2004
Principal Financial Securities April 1991 - September 1996
Prudential Securities February 1981 - April 1991
Skills
Portfolio Management, Retirement Planning, Estate Planning, Technical Analysis
Education
The College for Financial Planning 2011 — 2011
APMA, Accredited Portfolio Management Advisor, Portfolio Management and Construction
The College for Financial Planning 1996 — 1996
AAMS, Accredited Asset Management Specialist, Asset Management
Mercer University 1970 — 1974
B.A., Philosophy
Kean University August 2014 - Present
Union County College September 2013 - Present
Irvington High School 2013 - Present
The Barack Obama Green Charter High School March 2013 - July 2013
The Barack Obama Green Charter High School July 2012 - March 2013
Broadridge Financial Solutions 2008 - 2010
Wachovia, A Wells Fargo Company 2004 - 2005
Prudential Securities 1998 - 2004
Merrill Lynch 1985 - 1996
Skills
Public Speaking, Project Management, Organizational..., Outstanding..., Compliance, Educational Leadership, Education, Strategic Planning, Project Planning, Retirement Planning, Leadership, Training, Retirement, Teaching, Analysis, Curriculum Design, Instructional Design, Marketing, Staff Development, Classroom, Community Outreach, E-Learning
Education
Kean University 2011 — 2014
Master of Arts (M.A.), Educational, Instructional, and Curriculum Supervision, K-12
Thomas Edison State College 1996 — 1998
MSM, Business Management
Montclair State University 1976 — 1979
BA, Consumer Affairs-Business
CBC Alliance March 2012 - Present
Coldwell Banker Commercial 2010 - March 2012
Coldwell Banker / NRT LLC 2008 - August 2010
Coldwell Banker Commercial 2006 - 2008
NRT 2003 - 2006
NRT 2001 - 2003
Prudential Securities 2000 - 2001
Skills
Real Estate, Due Diligence, Mergers, Sellers, Valuation, Investors, Commercial Real Estate, Brokerage, Real Estate Economics, Real Estate Financing, Financial Modeling, Negotiation, Lease Negotiations, Landlords, Tenant, Finance, Property, Disposition, Real Estate Transactions, Acquisitions, Investment Properties, Leases, Entrepreneurship, Asset Management, Corporate Real Estate, Entitlements
Education
Muhlenberg College 1996 — 2000
BA & BS, Corporate Finance and Biology
Parkland High School
Institute of Trade Management January 1997 - Present
Habitat for Humanity of Oakland County May 2012 - Present
Avadhi Finance & Technology, Inc. June 2004 - June 2010
Prudential Securities October 1983 - December 1996
Merrill Lynch July 1976 - October 1983
Education
Michigan State University 1966 — 1970
Deloitte Financial Advisory Services September 2003 - Present
Prudential Securities August 1997 - August 2003
Education
New York Law School 1999 — 2003
North State Bank September 2010 - Present
Impact Athletics February 2004 - September 2009
Prudential Securities July 1999 - February 2004
Prudential Securities January 1986 - July 1999
Skills
Customer Service, Loans, Sales, Microsoft Excel, Credit, Coaching, Banking, Risk Management, Event Planning, Leadership, Financial Analysis, Budgets, Microsoft Office, Strategic Planning, Team Building, Marketing, Management, Negotiation, Analysis, Sales Management, Business Development
Education
Miami Dade College 1978 — 1981
AA
Delaware Investments, a member of the Macquarie Group May 2010 - Present
PhillyHelpDesk.com May 2006 - May 2010
Evergreen Investments August 2003 - August 2009
Deutsche Bank 2001 - 2003
SEI Investments June 2000 - August 2001
Prudential Securities March 2000 - June 2000
Morgan Stanley Investment Management January 1999 - March 1999
Lehigh Valley Futures September 1998 - December 1998
Pine Valley Golf Club March 1995 - September 1998
Skills
Fixed Income, Cash Management, Investments, Asset Allocation, Asset Management, Financial Markets, Portfolio Management, Business Analysis, Mutual Funds, Bloomberg, Bonds, Equities, Finance, Financial Services, Analysis, Securities, Strategy, Financial Analysis
Education
Moravian College 1996 — 2000
BA, Economics
Bishop Eustace Preparatory School 1992 — 1996
St. Rose of Lima 1983 — 1992
Andrus Children's Center October 2012 - Present
Andrus Children's Center June 2009 - October 2012
DTCC September 2007 - March 2009
Pequot Capital November 2006 - July 2007
Julia Dyckman Andrus Memorial April 2003 - December 2006
Parerto Partners December 2003 - November 2004
Salomon Smith Barney February 2000 - October 2001
Weiss, Peck & Greer November 1997 - June 1999
Weiss, Peck & Greer 1997 - 1999
Prudential Securities August 1991 - January 1996
Skills
Crisis Intervention, Equities, Settlement, Derivatives, Trading, Corporate Actions, Securities, Bonds, Back Office, Credit, Mutual Funds, Fixed Income, Prime Brokerage, Swaps, Access, Hedge Funds, Portfolio Management, Financial Reporting, Capital Markets
Education
New York Institute of Technology 2007 — 2009
MBA, Business Administration
Nyack College 1994 — 1998
BS, Management
The Keri Cameron Group October 2010 - Present
Charlotte Barnes Interior Design 2005 - 2007
Prudential Securities 1997 - 1999
Joho Capital 1996 - 1997
Smith Barney 1993 - 1996
Morgan Stanley 1992 - 1993
Skills
Strategic Planning, Contract Negotiation, Start-ups, New Business Development, Business Strategy, Negotiation, Management
Education
Miami University 1985 — 1989
Bachelor of Science (B.S.)
LeBlanc Insurance Agency Inc. January 2004 - Present
Nationwide Insurance 1984 - 2014
Rand Insurance 1992 - 1994
Prudential Securities June 1984 - December 1990
Skills
Property & Casualty..., Sales, Retirement Planning, Leadership, Insurance, Risk Management, Underwriting, Mutual Funds, Finance, Fixed Annuities, Strategic Financial..., Life Insurance, Term Life Insurance, Financial Planning, Retirement, Investments, General Insurance, Disability Insurance, Commercial Insurance
Education
Manhattan College 1985 — 1989
International Finance, Finance
Mount Saint Vincents 1985 — 1987
Residential Air Conditioning January 1978 - Present
Prudential Securities April 1996 - April 2002
Skills
Contractors, HVAC, Construction, Construction Management, Value Engineering, Plumbing, Contract Management, Contract Negotiation, HVAC Controls, Pre-construction, New Business Development, Strategic Planning, Electricians, Team Building, Sales, Product Development, Budgets, Renovation, Sales Management, Marketing Strategy, Account Management, Customer Service, Negotiation, Heating, Air Conditioning, Residential Homes, Energy Management, Energy Efficiency, Project Planning, Submittals, Entrepreneurship, Business Development, Coaching, Due Diligence, Training, Start-ups, Strategy, Leadership Development
Education
Miami Dade College 1973 — 1973
Heating, Ventilation, Air Conditioning and Refrigeration Engineering Technology/Technician
North Miami Sr. High School 1972 — 1973
High School Diploma
Abbott Point of Care September 2001 - Present
Federal Pipe and Steel Corporation January 2000 - February 2001
Prudential Securities January 1999 - January 2000
Skills
Customer Service..., Management, Planning & Development, Business Process..., Performance Management
Education
Rutgers University 1998 — 1999
Mercer County Community College 1993 — 1998
Northern Trust May 2008 - Present
Local Financial Planning Firm January 2002 - May 2008
Prudential Securities June 1999 - June 2001
Robert Mondavi Winery August 1997 - December 1999
Skills
Asset Allocation, Investment Strategies, Wealth Management..., Investment Advisory, Portfolio Management, Asset Management, Mutual Funds, Hedge Funds, Wealth Management, Investment Management, Alternative Investments, Securities, High Net Worth..., Retirement Planning, Investment Policy
Education
M.I.T. 1993 — 1997
B.S., Biology
Ameriprise Financial August 2012 - Present
Raymond James July 2008 - August 2012
prudential securities 1995 - 1997
Skills
Retirement Planning, Wealth Management, Asset Allocation, Mutual Funds, Investment Advisory, Financial Advisory
Education
Michigan State University 1990 — 1994
Commonwealth Financial Network 2011 - Present
Fidelity Capital Markets 2008 - 2010
Fidelity Capital Markets 2006 - 2008
Fidelity Investments 2000 - 2006
Fidelity Investments 1999 - 2000
Fidelity Investments 1996 - 1999
Fidelity Investments 1993 - 1996
Prudential Securities 1992 - 1993
Skills
Series 7, Series 63, Trading, Equities, Options, Portfolio Management, Equity Trading, Bloomberg, Securities, Financial Risk, Financial Services
Education
Massachusetts College of Liberal Arts
Comprehensive Energy Services, Inc. September 2015 - Present
Louis Dreyfus Commodities March 2013 - Present
Machinery Corporation of America July 2008 - January 2013
The Regulatory Compliance Association July 2007 - June 2008
Taylor & Mathis December 2000 - January 2002
Fisher Island Holdings, LLC April 1996 - January 2000
Papa John's Pizza, Inc January 1994 - April 1996
MD International October 1993 - November 1994
Prudential Securities January 1991 - December 1991
Skills
Talented Writer, Bilingual, Comunications, Public Relations, Writers, Marketing, Digital Media, Recruiting, Budgets, Sales, Customer Service, Marketing Communications, Entrepreneurship, Payroll, Negotiation, Social Media, Social Media Marketing, CRM, Event Management, Social Networking, Advertising, Public Speaking, Leadership, Marketing Strategy, Management, Finance, Time Management
Education
Florida International University 2004 — 2006
Bachelor's degree, English
Miami Dade College 2003 — 2004
Associates in Arts Degree, Mass Communications
United Health Group 2003 - Present
JPMorganChase 2000 - 2003
Prudential Securities January 1999 - June 2000
Skills
SDLC, Agile Methodologies, Enterprise Architecture, SOA, Vendor Management, Requirements Analysis, Data Warehousing, Business Intelligence, IT Strategy, HIPAA, Data Modeling, Solution Architecture, Web Services, Visio, Integration, Requirements Gathering, Process Improvement
Education
DCRUST (CRSCE Murthal ) 1991 — 1995
Bachelor of Engineering (B.E.), Computer Sc
Maharshi Dayanand University
A Moore and Associates 1999 - Present
The Church of Jesus Christ of Latter-day Saints: Public Affairs 1992 - October 2014
Kershaw News Era 1996 - 1998
First Citizens Bank and Trust Company, Inc. 1994 - 1996
Prudential Securities 1993 - 1994
Merrill Lynch 1992 - 1993
Bankers Trust/NCNB/Bank of America June 1985 - August 1991
WYAK 1984 - 1985
WKZQ 1982 - 1983
Skills
Media Relations, Storytelling, Social Media, Public Speaking, Editing, Public Relations, Blogging, Journalism, Press Releases, Copy Editing, Social Media Marketing, Strategic Communications, Video, Newsletters, Proofreading, Facebook, Corporate Communications, News Writing, Speech Writing, Magazines, Copywriting, Social Networking, Publishing, Advertising, Publicity, Internal Communications, Creative Writing, Crisis Communications, Newspapers, InDesign, Feature Articles, Marketing Communications, AP Style, Multimedia, New Media, Event Planning, Nonprofits, Video Editing
Education
Midlands Technical College 1993 — 1995
Paralegal Studies, A
University of South Carolina-Columbia 1987 — 1992
BA, Journalism
Myrtle Beach High 1979 — 1981
Multi-Funds, LLC March 2010 - Present
DrivingAlpha, LLC March 2010 - Present
Wells Fargo Advantage Funds May 2006 - January 2010
J&W Seligman October 1997 - November 2005
Tucker Anthony 1995 - 1997
Prudential Securities 1991 - 1993
Dean Witter Reynolds 1984 - 1991
Milwaukee Admirals Hockey Club 1981 - 1983
Skills
Partner Relationship..., Territory Planning, Presentation Development, Alternative Investments, Asset Allocation, Customer Relations, Practice Management, Mutual Funds, Institutional, Portfolio Management, Consultative Selling, Wealth Management, Sales Operations, Selling, Customer Service, Asset Managment, Asset Management, Investments, Financial Markets, Securities, Partner Management, Financial Services, Fixed Income, Relationship Management, Hedge Funds, Sales, Investment Advisory, Series 63, Retirement Planning, Investment Strategies, Financial Advisory, Series 7, Finance, ETFs, Separately Managed..., Retirement, Series 24, Uniform Combined State..., Fixed Annuities
Education
Marquette University 1974 — 1981
BA, Journalism, Political Science
Boston College High School
Braintree Public Schools
Wells Fargo Advisors February 1999 - Present
Prudential Securities August 1988 - February 1999
Bear Stearns December 1987 - August 1988
EF Hutton March 1984 - December 1987
Skills
Retirement, Investments, Financial Advisory, Mutual Funds, Asset Allocation, Investment Strategies, Finance, Securities, Retirement Planning, IRAs
Education
Montclair State University 1979 — 1981
Bachelor of Science (B.S.), Finance
Toms River High School North
Dell July 2012 - Present
Quest Software August 2007 - June 2012
ScriptLogic August 2005 - August 2007
ScriptLogic June 2003 - August 2005
Worldcom April 2002 - June 2003
Lucent Technologies October 1998 - December 2001
Nextel Communications February 1997 - October 1998
PRUDENTIAL SECURITIES December 1995 - February 1997
Skills
Sales Management, Team Building, Solution Selling, Salesforce.com, Enterprise Software, SaaS, Channel, Business Strategy, Direct Sales, Cloud Computing, Cold Calling, Sales Process, Professional Services, Account Management, Sales Plan, Siebel, Oracle Reports, Active Directory, Microsoft SQL Server, Onboarding, Marketing Strategy, Product Marketing, Sales Presentations, Business Planning, Team Leadership, Virtualization, Software Industry, Sales Operations, Management, Channel Partners, Product Management, Leadership, Sales, Training, CRM, Sales Enablement, Go-to-market Strategy, Selling, Lead Generation, Partner Management, Business Alliances, Demand Generation, Strategic Partnerships, E-commerce, Managed Services, Business Process, VoIP, Complex Sales, Storage, Channel Sales
Education
Michigan State University 1991 — 1995
BA, Telecommunications
De La Salle Collegiate 1987 — 1991
RMG Inc. January 2015 - Present
Uncle Sam's Army Navy Outfitters January 1996 - Present
Surplus Canada 1995 - 1998
Prudential Securities 1989 - 1990
Breaakaway Imports 1986 - 1988
NewTrends Newsletter 1985 - 1988
Skills
P&L, Balance, Problem Solving, Team Building, Cash Flow, Retail, Wholesale, Income Statement, Merchandising, Visual Merchandising, Fashion, New Business Development, E-commerce, Brand Management, Purchasing, Recruiting, Apparel, Brand Development, Multi-channel Retail, Profit, Social Networking, Store Management, Sales, Sales Management
Education
McGill University 1988 — 1990
MBA, Business
Business School / Intern 1987 — 1990
Prudential Financial 2004 - 2013
Prudential Financial 2001 - 2004
Prudential Securities 1998 - 2001
National Center for Disability Services 1996 - 1998
KPMG US 1992 - 1996
Skills
IT Strategy, Vendor Management, Process Improvement, Software Documentation, Risk Management, System Deployment, Data Center, Project Management, PMO, IT Management, Windows Server, System Administration, SDLC, Active Directory, Agile Methodologies, Enterprise Architecture, Program Management, Sybase, SQL, Information Technology, Virtualization, Integration, Financial Services, Storage Management, ITIL
Education
Villanova University
Essentials of Business Analysis
Villanova University
Mastering Business Analysis
Villanova University
ITIL Foundations
New York Institute of Technology
Computer Science Major
Pace University
UNIX / C / C++ / Scripting Certification
The Polytechnic Institute of New York University
Electrical Engineering Major
KeyBank - Key Investment Services January 2014 - Present
KeyBank - Key Investment Services January 2008 - December 2013
Wells Fargo July 2001 - January 2008
Wells Fargo Securities January 2000 - June 2001
Prudential Securities June 1995 - December 1999
Education
University of Nevada-Las Vegas 1979 — 1981
Bachelor of Science (BS), Accounting and Business/Management
Michigan State University 1977 — 1979
Transferred to UNLV, Accounting and Business/Management
Franklin Templeton Investments February 2007 - Present
GlobalPex January 2006 - February 2007
Aurafin LLC September 2003 - September 2006
First Data Merchant Services September 2000 - March 2003
Credit Suisse First Boston July 1997 - September 2000
Prudential Securities May 1996 - July 1997
Nabisco June 1993 - May 1996
National Community Bank ( Bank of NY ) July 1992 - June 1993
Ogden System Projects July 1990 - July 1992
Skills
ASP.NET, WPF, WCF, WinForm, Object Oriented Design, LINQ, OOP, Software Development, Web Services, Agile Methodologies, XML, Visual C++, C++, Visual C#, .Net 4.0, .Net 4.5, Java, TSQL, Microsoft SQL Server, IIS, Socket Programming, Distributed Applications, Silverlight, Entity Framework, MongoDB, MFC, JSON, Scrum, SOA, C#, SDLC, REST, Design Patterns, Distributed Systems, SSIS, SQL, Software Project..., TFS, Multithreading, Enterprise Architecture, AJAX, Oracle
Education
New Jersey Institute of Technology 1996 — 1998
Computer Science (CSC)
Union County College
Computer Information Science (CIS)
Fundamental Interactions July 2011 - Present
Atlas ATS April 2013 - Present
Mantara Inc. May 2006 - July 2011
SunGard 2001 - 2006
OptiMark 1999 - 2001
Onsite Trading 1998 - 1999
Prudential Securities 1997 - 1998
Fiduciary Trust International October 1993 - October 1997
Citicorp 1991 - 1993
Skills
FIX, High Availability, Java, Trading Systems, Trading, Market Data, Low Latency, Risk, Compliance, Electronic Trading, Equities, Financial Markets, Options, Venture Capital, Derivatives, Capital Markets, Risk Management, FX, Product Management, Start-ups, Proprietary Trading, Entrepreneurship, Business Strategy, Product Strategy, Entrepreneur, Executive Management, Private Equity, Securities, Investments, Financial Modeling, Financial Risk, FX Options, Strategy, Hedge Funds, Integration, Bloomberg, Financial Services, Emerging Markets, Portfolio Management, Fixed Income, Data Center, Business Analysis, Asset Management, Trading Strategies, Business Planning, Series 7, Equity Trading, Alternative Investments, Investment Banking, FX trading
Education
Montclair State University
Graduate
The Ohio State University
Bachelor of Arts (B.A.), Communications, Business
University of Massachusetts Lowell
BS, Information Technology
Specialty Underwriters July 2013 - Present
La Luna Foods December 2008 - December 2012
Seattle Sutton's Healthy Eating October 2008 - October 2009
True Life Ministries October 2006 - December 2008
Advantage Capital Management October 2006 - January 2008
Ramiah Investment Group May 2004 - October 2006
Wachovia Securities Financial Network September 2003 - May 2004
Prudential Securities October 1997 - September 2003
Skills
Business Development, Sales, Marketing, Training, Business Planning, New Business Development, Lead Generation, Public Speaking, Start-ups, Recruiting, Customer Service, Manage Client..., Business Process..., Cost Control, Food Industry, Presentations, Trading Systems, Investment Strategies, Consulting, Life Sciences, Health Sciences, Management, Leadership, Strategic Planning
Education
Milwaukee School of Engineering 1995 — 2000
Bachelor of Science (BS) - Business & Computer Systems, Marketing & Finance
ICBC Standard Bank Plc December 2005 - Present
Wachovia Securities April 2003 - October 2005
Prudential Securities December 1999 - April 2003
Lehman Brothers April 1997 - December 1999
Morgan Stanley June 1986 - April 1997
LaBranche & Co. October 1982 - August 1985
Skills
Finance, Business Strategy, Banking, Fixed Income, Emerging Markets, Management, Hedge Funds
Education
Dartmouth College - The Tuck School of Business at Dartmouth 1985 — 1987
Master of Business Administration (M.B.A.), Finance, General
Miami University 1978 — 1982
Bachelor's degree, Industrial Engineering
MicroVentures April 2015 - Present
Massachusetts Educational Financing Authority - MEFA January 2004 - June 2015
Casoro Capital December 2014 - April 2015
Beachhead Capital Management, LLC April 2014 - August 2014
Mizuho Securities USA Inc. August 2011 - September 2013
The Commonwealth of Massachusetts 1995 - January 2012
Pacific Crest Securities March 2005 - March 2011
Prudential Securities November 1998 - January 2005
Lehman Brothers November 1994 - November 1998
Skills
Hedge Funds, Equities, Alternative Investments, Equity Research, Capital Markets, Finance, Portfolio Management, Investments, Business Development, Trading, Investment Banking, Private Equity, Relationship Management, Asset Allocation, Mutual Funds, Product Development, Equity Trading, Global Capital Markets, Tactical Asset..., Private Placements, Consultant Relations, Taft-Hartley, 529 Plans, Public Funds, Fixed Income, Commercial Real Estate, Equity Crowd Funding, Venture Capital, Early-stage Startups, Private Secondaries
Education
Tufts University - The Fletcher School of Law and Diplomacy 2003 — 2004
GMAP, International Affairs - Foreign Language Requirement - Spanish Oral/Written
Michigan State University 1983 — 1987
BA, Finance
CAIA - Alternative Investment - Candidate 2015
Series 7, 63, 9 & 10
Hudson Community Enterprises June 2015 - Present
GfK North America Shared Services January 2013 - June 2015
GfK MRI January 2006 - December 2012
T Juniors Inc. January 2000 - December 2005
Pharma-Care, Inc. 1995 - 1999
Techmarketing, Inc 1992 - 1995
Tokos Medical Corporation 1987 - 1992
Prudential Securities 1984 - 1987
Skills
Human Resources, Organizational..., HR Transformation, Talent Acquisition, Employee Engagement, Talent Management, Performance Management, Succession Planning, Onboarding, Employee Relations, Employee Benefits, Personnel Management, HR Policies, HRIS, Market Research, Manufacturing, Business-to-Business..., Healthcare Consulting, Interviews, Change Management, Strategic Planning, HR Consulting
Education
New Jersey City University
Business Administration, English
SoftShip America June 2012 - July 2014
AIG August 2006 - December 2011
Wachovia Securities July 2003 - September 2004
Prudential Securities February 1998 - July 2003
Skills
SharePoint, AJAX, JavaScript, Java, .NET, ASP, SQL, HTML/XML, Leadership, SDLC, IT Strategy, Business Process, Business Analysis, Management, Requirements Analysis, Software Project..., Software Development, Information Technology, Program Management, Process Improvement, Vendor Management
Education
Monroe College
Computer Science
AdMedia Partners September 2013 - Present
Grandwood Capital LLC January 2003 - Present
Prudential Securities May 1997 - September 2002
Dean Witter October 1985 - May 1997
Skills
Investment Banking, Private Equity, Mergers, Capital Markets, Restaurants, Business Services, Corporate Finance, Equities, Financial Modeling, Hedge Funds, Private Equity Firms, Fixed Income, Valuation
Education
New York University 1985 — 1989
Master of Business Administration (MBA), Finance
New York University 1980 — 1984
Bachelor of Science, International Business and Finance
The Bronx High School of Science
Morgan Stanley Private Wealth Management November 2007 - Present
Prudential Securities July 1996 - August 2001
Wabash & Pershing Financial Partners March 1993 - May 1995
Education
Montclair State University
Bachelors of Science in Marketing & Management
Raymond James January 2009 - Present
Morgan Stanley September 2000 - February 2009
Prudential Securities 1996 - 2000
Education
Montgomery County Community College 1994 — 1996
Associate Degree Business Administration, Business
Metlife December 2013 - Present
Metlife 2011 - 2013
Metlife May 2007 - 2011
MetLife Investors 2000 - 2007
Nathan and Lewis May 1998 - September 2000
Prudential Securities January 1998 - January 1999
First Investors Corporation 1995 - 1998
Skills
Insurance, Management, Change Management, Business Analysis, Risk Management, Process Improvement, Project Management, Financial Services, Time Management, Training, Leadership, Compliance, Employee Benefits, Auditing, Mutual Funds, Securities, Policy, Analysis, Due Diligence, Interviews, FINRA, Series 7, Life Insurance, Fixed Annuities, AML, Strategic Financial..., Financial Planning
Education
Monmouth University 1990 — 1994
Bachelor's degree
Monmouth University 1990 — 1994
BA
cedar ridge 1985 — 1989
LPL Financial 2011 - Present
Cadaret, Grant & Co., Inc. June 2009 - December 2010
Long Financial Group June 2009 - December 2010
Wells Fargo Advisors April 2009 - June 2009
Wachovia Securities May 2006 - April 2009
Wachovia Securities July 2003 - May 2006
Prudential Securities May 2000 - July 2003
Skills
Retirement Planning, Series 7, Wealth Management, Investment Advisory, Mutual Funds, Series 63, Fixed Annuities, Investment Management, IRAs, Series 6, Portfolio Management, Life Insurance, Disability Insurance, Asset Management, Long-term Care
Education
Penn State University 1990 — 1995
Bishop O'Hara
Moravian College
University of Scranton
Avon May 2011 - Present
Aflac July 2003 - June 2011
Leads Club, Inc 2009 - 2009
Penn Mutual June 2003 - December 2004
John Hancock Life Insurance Company (U.S.A.) June 2002 - June 2003
Mok Capital Management June 1999 - May 2002
Prudential Securities 1994 - 1999
Skills
FSA, Employee Benefits, Disability Insurance, Life Insurance, Insurance, Sales, Marketing, Customer Service, Coaching, Public Speaking, Small Business, Team Building, Management, Sales Management, Event Planning, Non-profits, Marketing Strategy, PowerPoint, Project Management, Microsoft Excel, Long-term Care, Healthcare, Investments, Critical Illness, Leadership
Education
University of California, Berkeley 1994 — 1998
PFP Certificate, Financial Planning
Stanford University 1985 — 1987
Psychology
Mills College 1974 — 1978
BA, English
Stanford University 1977 — 1977
French
IDC July 2010 - Present
Yankee Group August 2006 - July 2010
Yankee Group August 2006 - July 2010
One Communications February 2004 - August 2006
A.G. Edwards & Sons, Inc. November 2001 - October 2003
Prudential Securities May 1999 - November 2001
Gruntal & Co. June 1996 - May 1999
Skills
Market Analysis, Microsoft Excel, Microsoft Word, Lotus Notes, Account Management, Contract Negotiation, Sales Process, New Business Development, Market Research, CRM, Sales Management, Product Management, Forecasting, Strategic Planning, Selling, Telecommunications, Competitive Analysis, SaaS, Leadership, Analytics, Sales, Management, Customer Retention, Product Development, Salesforce.com, Strategic Partnerships, Lead Generation, Cold Calling, Solution Selling
Education
Merrimack College 1995 — 1999
BS, Finance
Arlington Catholic High School 1991 — 1995
Morgan Stanley Wealth Management June 2013 - Present
A&A Realty March 2008 - June 2013
Prudential Securities June 2000 - February 2003
PaineWebber July 1998 - June 2000
Education
New York Institute of Technology 1989 — 1991
Bachelor of Science, Liberal Arts-Business, Magna Cum Laude
Guggenheim Investments October 2012 - Present
JM Educational Services December 2011 - November 2012
The Philadelphia Group June 2011 - December 2011
New York Life/Mainstay Investments April 2002 - April 2011
Mainstay Investments April 2002 - April 2011
JW Seligman January 2000 - April 2002
Prudential Securities January 1999 - January 2000
Skills
Mutual Funds, Alternative Investments, Series 7, Strategic Financial..., Asset Allocation, Investments, Sales, Portfolio Management, Leadership, 401k, Retirement Planning, Retirement, Asset Managment, Integrated Marketing, Series 63, Management, ETFs, Fixed Annuities, Investment Strategies, Uniform Combined State..., Wealth Management, Asset Management
Education
New York University
National Stock Exchange April 2015 - Present
National Stock Exchange, NSX February 2008 - July 2014
Prudential Financial July 2003 - January 2008
Prudential Securities September 2000 - July 2003
Skills
Unix, Market Data, Derivatives, Data Center, Strategy, Trading, Process Improvement, Electronic Trading, Management, Vendor Management, Trading Systems, Telecommunications, Disaster Recovery, Equities, Project Management, Infrastructure, IT Operations, SDLC, Networking, Fixed Income, Financial Markets, ITIL, IT Strategy, Visio, Enterprise Architecture, IT Management, Business Analysis, Risk Management, Software Project..., PMP, Exchange Connectivity, Requirements Analysis, Sybase, Information Technology, Business Intelligence, Equity Trading, Fidessa, Data Warehousing
Education
Marist College 1990 — 1994
Computer Science, Computer Science
Coldwell Banker Residential Brokerage 2006 - Present
HUGS For Children, Inc. 2000 - Present
Prudential Securities 1996 - 1997
Chemical Bank 1991 - 1993
Skills
Real Estate, Real Estate Transactions, Short Sales, Selling
Education
Montclair State University 1992 — 1995
BS, International Trade
Raymond James September 1999 - Present
Prudential Securities September 1998 - September 1999
Standard & Poor's September 1996 - September 1998
Skills
Financial Advisory, Investments, Wealth Management, Securities, Equities, Finance, Investment Management, Asset Allocation, Financial Planners, Series 7, Investment Advisory, Mutual Funds, Alternative Investments, Portfolio Management, Investment Strategies, Retirement Planning, Series 63, Strategic Financial..., Estate Planning, Hedge Funds, Capital Markets
Education
University of Maryland - Robert H. Smith School of Business 1994 — 1996
MBA, Finance
University of Maryland College Park 1994 — 1996
MBA, Finance
McGill University 1989 — 1993
BA, Economics
Landon 1985 — 1989
British Telecom July 2010 - Present
Alcatel-Lucent February 1999 - July 2010
Manugistics October 1997 - February 1999
AT&T Bell Laboratories / Lucent Technologies June 1995 - October 1997
Prudential Securities February 1994 - June 1995
Lab for Computer Research at Rutgers University and Siemens Corporate Research May 1993 - January 1994
Skills
JUnit, Hibernate, Sybase, Java, XML, JNI, C++, LDAP, Spring, SQL, AOP, Multi-threaded...
Education
Rutgers University-New Brunswick 1994 — 1999
Masters Degree, Computer Science
Massachusetts Institute of Technology 1993 — 1993
Summer Program, Implicit Parallel Programming and Dataflow
Rutgers University-New Brunswick 1989 — 1993
BS, Compter Science
JPMorgan Chase March 1998 - Present
Shandler Enterprises LLC 2005 - 2008
Prudential Securities 1990 - 1998
MIT September 1983 - June 1987
Skills
CRM, System Design, Business Analysis, Business Intelligence, Process Improvement, Applications..., Financial Services, Mutual Funds, Vendor Management, IT Strategy, Asset Managment, MIS, Asset Management, Enterprise Architecture, Risk Management, Management, Analytics, SDLC, Portfolio Management, Strategy, Project Portfolio..., Analysis, PMO, Business Process..., Data Warehousing, Requirements Gathering, Software Development, Banking, Program Management, Trading Systems, Software Project..., Outsourcing, Business Process..., IT Management, Business Process, Visio, Business Requirements
Education
Massachusetts Institute of Technology 1983 — 1987
B.S.
Oceanside High School 1981 — 1983
Charles River Development February 2011 - Present
JP Morgan 2007 - March 2011
JPMorgan Chase June 2008 - February 2011
Bear Stearns April 2007 - May 2008
Barclays Capital January 2004 - November 2006
Wachovia Securities July 2003 - November 2004
Prudential Securities June 2001 - July 2003
Prudential Securities July 1999 - June 2001
Prudential Securities June 1998 - July 1999
Tata Consultancy Services 1997 - 1998
Skills
Sybase, Microsoft SQL Server, XML, Web Services, Unix, Java, .NET, SDLC, SQL, C#, Trading Systems, Databases, Oracle, Market Data, JavaScript, Enterprise Architecture, UML, ASP.NET, Tomcat, Web Applications, SOAP, Testing, Charles River IMS, ASP, Message Queue, Agile Methodologies, DB2
Education
New Jersey Institute of Technology 2004 — 2006
Masters, Management Information Systems
Fr. CRCE 1992 — 1996
Bachelor's degree, Computer Engineering
AQR Capital Management March 2014 - Present
Jennison Associates April 2012 - March 2014
AllianceBernstein April 2007 - February 2012
Morgan Stanley Investment Management (Van Kampen) October 2004 - March 2007
Deutsche Asset Management 2003 - 2004
Prudential Securities 2002 - 2003
Skills
Series 7, Series 63, Series 24, FINRA, Hedge Funds, Securities, Investment Management, Alternative Investments, Asset Managment, ETFs, Mutual Funds, Equities, Investments, Asset Allocation, Broker-Dealer, Financial Regulation, Investment Company Act, Investment Advisory, AML, Separately Managed...
Education
Pace University 2002 — 2004
MBA, Investment Management
Manhattan College 1994 — 1998
Société Générale Corporate and Investment Banking June 2009 - Present
Shearman & Sterling April 2000 - March 2009
The A Consulting Team March 1998 - March 2000
Prudential Securities September 1997 - March 1998
JP Morgan Chase August 1989 - September 1997
Skills
Business Analysis, Vendor Management, Capital Markets, SharePoint, Project Management, Management, Servers, Troubleshooting, Data Center, Leadership, Active Directory, Cross-functional Team..., Disaster Recovery, Cloud Computing, Change Management, System Administration
Education
New Jersey Institute of Technology 2007 — 2008
MBA, Business Administration
State University of New York Empire State College 2004 — 2006
BS, Information Systems
Raymond James Financial, Inc. June 2015 - Present
Robert W. Baird June 2002 - June 2015
Prudential Securities April 2000 - March 2002
Searle May 1999 - April 2000
Baxter October 1989 - May 1999
Skills
Strategy, Biotechnology, Financial Modeling, Portfolio Management, Valuation, Mergers & Acquisitions, Investments, Competitive Analysis, Due Diligence, Venture Capital, Pharmaceutical Industry
Education
University of Chicago 1992 — 1995
MBA
Michigan State University 1984 — 1988
BA, College of Business
Standard & Poor's April 2008 - December 2008
Prudential Equity Group 1997 - 2007
Prudential Securities 1986 - 1997
Prudential Securities 1985 - 1986
Skills
Talent Management, Employee Relations, Human Resources, Recruiting, Equities, Management, Strategy, Equity Research, Training
Education
New York Law School 2002 — 2006
J.D.
Villanova University 1977 — 1981
Enterprise Database Engineer May 2013 - Present
Sterling Infosystems, Inc. September 2007 - May 2013
Prudential Securities December 1993 - August 2007
Wachovia Securities / Prudential Securities 2004 - 2007
Skills
Disaster Recovery, Software Project..., Database Design, Enterprise Architecture, Process Improvement, Performance Tuning, Business Analysis, Vendor Management, SDLC, Requirements Analysis, Data Warehousing, Requirements Gathering, Business Intelligence, T-SQL, IT Strategy, Information Technology, Visio, Databases, Integration, Microsoft SQL Server, Cluster, SOA, IT Management, SSIS, ETL, Data Modeling, Agile Methodologies, SSRS, ITIL, Oracle, Business Process, SQL, PMP, Crystal Reports, Business Requirements, SharePoint, Software Development, IIS, Project Portfolio..., Software Documentation, PMO, Database Administration, Scrum, ASP, IT Service Management, .NET, XML, ERP, Agile Project Management
Education
New Jersey City University 1987 — 1991
Bachelor's science, Computer Science
Stefanini January 2014 - Present
Apple Retail May 2010 - January 2014
Prudential Securities 1996 - 2002
Skills
Mac OS X, iPhone, Mac, iWork, OS X, Software Development, iLife, iOS, Computer Hardware, System Deployment, Networking, iPad, iTunes, Apple Certified, Apple Remote Desktop, iPhone Support, Mac OS X Server, Technical Support
Education
New York Institute of Technology 1991 — 1995
BNP Paribas 2010 - Present
BNP Paribas Fortis 2009 - Present
Fortis Bank February 2007 - Present
JP Morgan March 2000 - February 2007
Prudential Securities March 1996 - March 2000
Education
Mount St. Mary's University 1988 — 1992
Red Bank Catholic 1984 — 1988
Pershing LLC March 2008 - Present
Prudential Financial April 2005 - January 2008
Prudential Equity Group 2005 - 2008
Prudential Securities May 1985 - July 2003
Prudential Securities, New York, New York 1985 - 2003
Skills
Trading Systems, Fixed Income, Back Office, Securities, Mainframe, Business Analysis, Equities, Capital Markets, SDLC, Financial Markets, Vendor Management
Education
Montclair State University 1974 — 1979
Bachelor of Arts (BA), Industrial and Organizational Psychology
Queen of Peace 1970 — 1975
RiverNorth Capital Management, LLC January 2009 - Present
RiverNorth Funds January 2009 - Present
RiverNorth Securities, LLC January 2010 - April 2013
Utopia Funds June 2004 - January 2009
Valuemetrics March 2000 - June 2004
Prudential Securities July 1998 - October 1999
Education
Michigan State University 1993 — 1997
Bachelor of Arts, Finance
EasyLink Services International Corporation July 1997 - Present
Internet Commerce Corporation (now EasyLink Services International Corporation) 1997 - Present
Internet Commerce Corp. 1997 - Present
Prudential Securities May 1993 - July 1997
CAV Installations Inc. 1987 - 1990
Education
New York Institute of Technology 1990 — 1993
BS, Computer Science
Stevens Institute of Technology 1981 — 1983
EE
STJ ORTHOTIC SERVICES, INC September 2007 - Present
ZPA Systems, Inc. July 1993 - Present
Broadridge Services June 2011 - April 2012
Prudential Securities/Prudential Equity Group April 1998 - June 2007
ADP BROKERAGE October 1994 - March 1998
PRUDENTIAL SECURITIES July 1993 - September 1994
ERI March 1992 - July 1993
WESTINGHOUSE COMMUNICATIONS SOFTWARE INC. July 1989 - March 1992
GOLDMAN, SACHS & CO August 1986 - July 1989
Group 88 September 1985 - August 1986
Skills
COBOL, VSAM, JCL, DB2, Visio, SQL, Websphere, Unix, Microsoft Office, Java, Accounting, Projects, Credit Cards, Human Resources, FTP, Trading Systems
Education
Madison Area Technical College 1979 — 1981
Accounting
Polytechnic University 1966 — 1971
Bachelor of Science (BS), Systems Engineering
Wells Fargo Investments February 2003 - Present
Prudential Securities March 1994 - January 2003
Dean Witter Reynolds February 1988 - March 1993
EF Hutton & CO. March 1984 - February 1988
Education
IRA Retirement Planning 2003 — 2004
Broyles Institute
University of Pennsylvania - The Wharton School 1995 — 1996
CIMA, Portfolio Ananlysis
Metropolitan State University of Denver 1976 — 1980
Prudential Financial July 2001 - Present
Prudential Securities 1987 - 1992
Skills
Risk Management, Asset Management, Asset Managment, Capital Markets, Due Diligence, Finance, Financial Analysis, Financial Modeling, Financial Services, Investments, Portfolio Management, Valuation
Education
Manhattan College 1984 — 1987
Accounting, Business
R.W.Pressprich February 1996 - Present
Prudential Securities June 1984 - February 1996
Euro Brokers Harlow September 1982 - June 1984
RBC Dominion Securities September 1966 - September 1982
Education
McGill University 1963 — 1966
B Comm.
Transnational Research December 2005 - Present
Freimark Blair & Co December 2005 - Present
Prudential Securities 1994 - 2004
NASDAQ May 1991 - March 1994
Skills
Economics, Management, Hedge Funds, Investments, Equities, Capital Markets, Fixed Income, Risk Management
Education
Saint John's University 1992 — 1994
MBA, Finance
Manhattan College 1985 — 1989
Holiday Shore Properties August 2001 - Present
Lotus Development August 1995 - May 2000
Sterling Winthrop Inc 1990 - 1995
Prudential Securities September 1985 - July 1991
Education
NJIT 1988 — 1991
M.S., Software Eng.
Ramapo College of New Jersey 1981 — 1986
B.S., Computer Science/Math
Prudential Financial Managing DirectorQuantitative Management Associates LLC Prudential Financial Inc.2008 - Present
Prudential Equity Group 1998 - 2007
Prudential Securities 1998 - 2004
I/B/E/S International Inc. 1993 - 1998
I/B/E/S Inc. 1993 - 1998
Skills
Equities, Hedge Funds, Portfolio Management, Asset Allocation, Investments, Asset Management, Bloomberg, Alternative Investments, Risk Management, Fixed Income, Equity Research, Mutual Funds, Investment Management, Securities, Capital Markets, Investment Strategies
Education
Massachusetts Institute of Technology - Sloan School of Management 1977 — 1979
JP Morgan Chase Bank, NA June 2012 - Present
JPMorgan Chase March 2011 - June 2012
JP Morgan Chase January 2007 - February 2011
JP Morgan Chase June 2004 - December 2006
JPMorgan Chase 1997 - 2004
Prudential Securities 1992 - 1994
Education
New York University - Leonard N. Stern School of Business 1995 — 1997
MBA, Finance, Management
Manhattan College 1988 — 1992
BS, Finance
DriveWealth July 2014 - Present
Avon Cosmetics August 2008 - April 2014
Avon August 2008 - March 2014
Prudential Equity Group, LLC 1984 - 2008
Prudential 1990 - 2007
Prudential Securities 1990 - 2007
Skills
Vendor Management, Business Analysis, Process Improvement, Cross-functional Team..., Management, IT Management, Business Intelligence, Project Management, IT Strategy, Business Process..., Change Management, Forecasting, Leadership, Strategic Planning, E-commerce, Financial Analysis, Program Management, Finance, Budgets, Risk Management, Investments, Microsoft Excel
Education
Mercy College 1980 — 1984
Bachelor's degree, Accounting
Visteon Corporation September 2014 - Present
Affinia Group 2005 - June 2014
Visteon Corporation 2002 - 2005
Ford Motor Company 1998 - 2002
MDBI Equity Trading 1995 - 1997
Prudential Securities 1993 - 1995
Skills
Investments, Financial Risk, Treasury, Financial Analysis, Forecasting, Analysis, Commodity, Equities, Financial Reporting, Financial Modeling, Valuation, Strategic Financial..., Corporate Finance, Finance, Risk Management
Education
CFA Institute 2001 — 2019
CFA, Chartered Financial Analyst
The Ohio State University Fisher College of Business 1997 — 1999
MBA, FInancial Administration
Michigan State University - The Eli Broad College of Business 1988 — 1992
BA, Management & Accounting
Association of Financial Professionals
CTP, Certified Treasury Professional
Northvllle public schools
Northvllle public schools
Nexions Corp. January 2006 - Present
SunTrust Bank 2002 - 2004
Prudential Securities 1996 - 2001
Prudential Securities 1996 - 2001
Skills
Maritime, Sales Management, Logistics, Shipping, Banking, Business Strategy, Export, New Business Development, International Trade, International Sales, Contract Negotiation, Operations Management, Business Planning, Business Development, Negotiation
Education
Michigan State University 1970 — 1974
Bachelor's degree, History
Christchurch School 1966 — 1970
High School
FGIC September 2002 - Present
Fitch Ratings 2000 - 2002
Daiwa Securities 1996 - 2000
Prudential Securities 1993 - 1996
Skills
Financial Structuring, Securitization, Structured Finance, Portfolio Management, ABS, CDO, Credit Analysis, CLO, Risk Management, Alternative Investments, MBS, Fixed Income, Structured Products, Credit Derivatives, Capital Markets, Derivatives, Credit Risk
Education
Massachusetts Institute of Technology 1989 — 1993
BS, Computer Science and Economics
Retirement Investment Advisors March 2003 - Present
Prudential Securities 2000 - 2002
Casady School 1992 - 2000
Presbyterian Health Foundation 1990 - 1992
The Journal Record 1988 - 1989
Education
Middlebury College 1986 — 1987
MA, Spanish
Oklahoma State University 1982 — 1986
BS, BA, Journalism, Spanish
Guthrie High School
MCKEA Holdings, LLC January 2014 - Present
Co-Signer.com, Inc. January 2013 - January 2014
Ault Glazer & Co., Inc. November 2007 - July 2008
Wachovia Securities 2002 - 2007
Prudential Securities December 1992 - May 2002
Shearson Lehman Brothers August 1989 - December 1992
High Strength Steel 1981 - 1987
Skills
Fixed Income, Capital Markets, Securities, Banking, Trading, Hedge Funds, Derivatives, Loans, Investments, Finance
Education
Michigan State University 1975 — 1980
Marketing
Niles High School 1972 — 1975
High School Diploma
Bracco Diagnostics SAS ConsultantChase Manhattan CorporationApril 1997 - October 2000
Prudential Insurance November 1994 - April 1997
Prudential Securities January 1990 - November 1994
Skills
Pharmaceutical Industry, 21 CFR Part 11, Validation, Sop, Medical Devices, FDA, Data Management, CRO, Data Analysis
Education
Montclair State University 1985 — 1987
Hapoalim Securities USA May 2012 - Present
WSA Fixed Income LLC July 2006 - May 2012
Miller Tabak Roberts Securities, LLC May 2005 - June 2006
Advest, Inc. November 2002 - May 2005
Prudential Securities 1997 - 2002
Skills
Fixed Income, MarketAxess, Bloomberg, Settlement, Euroclear, Fedwire, DTC, US Treasuries, Eurobonds, Institutional Accounts, Back Office, Electronic Trading, Trading, Series 63, Securities, MBS, Investments, Bloomberg Terminal, Middle Office, Series 7, Bonds, Trading Systems, Capital Markets
Education
Manhattan College 1992 — 1996
Bachelor's degree, Finance, General
Fordham Preparatory School 1988 — 1992
UnifiedMarket Worldwide October 2005 - Present
Holden Financial LLC January 2000 - October 2006
American Fronteer Financial 1998 - 2000
Core Pacific Securities USA 1996 - 1998
Nomura Securities International 1994 - 1996
The Chicago Corporation 1991 - 1994
Kidder Peabody 1986 - 1991
Morgan Stanley Dean Witter 1984 - 1986
Prudential Securities 1980 - 1984
Education
Millikin University
B.S., Business Administration & Economics
Tri-County Restoration & Construction January 2013 - Present
PuroClean Emergency Services March 2009 - December 2012
Working Solutions February 2003 - March 2010
Thomson Learning July 2002 - February 2003
Harcourt College Publishers August 1998 - July 2002
Cimarron Mortgage July 1996 - July 1998
Prudential Securities 1993 - 1996
Skills
Sales Management, New Business Development, Marketing Strategy, Strategic Planning, Sales, Marketing, Customer Service, Public Speaking, Account Management, Budgets, Team Building, Negotiation, Social Media, Training, Salesforce.com, Contract Negotiation, Small Business, Mold Remediation, Human Resources, Insurance, Water Damage, Microsoft Office, Start-ups, Coaching
Education
Mississippi State University 1988 — 1991
MBA, BBA, Finance
Northwest Rankin 1981 — 1985
Ameriprise Financial October 2012 - Present
Ameriprise Financial January 2009 - October 2012
H&R Block Financial Advisors November 2006 - January 2009
Neal, Gerber & Eisenberg LLP June 2004 - November 2006
Kane & Fischer, Ltd. August 2001 - June 2004
Prudential Securities 1999 - 2000
Education
The John Marshall Law School 1996 — 1999
JD
Michigan State University 1992 — 1996
BA, Management
Credit Agricole CIB April 2010 - Present
AllianceBernstein January 2004 - November 2009
AllianceBernstein January 2001 - January 2004
Prudential Insurance January 1997 - January 2000
Prudential Securities January 1985 - January 1997
Skills
Strategic Sourcing, Vendor Management, Asset Managment, Outsourcing, Business Process..., Spend Analysis, Process Improvement, Contract Negotiation, Project Management, Risk Management, Sourcing, Business Analysis, Financial Services, Change Management, Contract Management, Leadership, Management Consulting
Education
Moravian College
BA, Business Administration
Barclays Capital September 2008 - November 2012
Lehman Brothers August 2004 - September 2008
Prudential Securities 1990 - 2004
Education
New Jersey City University 1985 — 1990
BS, Accounting
Barclays Capital August 2004 - Present
Lehman Brothers Inc 2004 - 2008
Prudential Securities 1990 - 2004
E F Hutton & Co Inc 1981 - 1988
Education
New Jersey City University 1985 — 1990
BA, Business Admin/Computer Science
iKindi January 2011 - October 2012
MOG Capital LLC January 2009 - July 2009
Global Securities Advisors, LLC June 2006 - October 2008
Bennett Lawrence 2006 - 2006
Roosevelt Investment Group 2001 - 2005
eTrustco 2000 - 2001
Prudential Securities September 1997 - December 2000
Skills
Asset Management, Equities, Hedge Funds, Portfolio Management, Trading, Management Consulting, Credit Derivatives, Currency, IT Outsourcing, Loans, Operations, Operations Management, Operating Systems, Fixed Income, Fixed Income Products, Business Process..., Solutions Development, Product Development, Asset Managment, SQL, Business Analysis
Education
Mercy College 2014 — 2016
Master of Science (M.S.), Physician Assistant Studies
Trinity College-Hartford 1992 — 1996
B.A, Biology / Music
The Dalton School 1989 — 1992
The Allen-Stevenson School 1980 — 1989
Accountemps January 2001 - May 2001
First Housing September 1999 - December 2000
Vision Twenty-One May 1999 - September 1999
Prudential Securities June 1995 - March 1999
Greenwich Pharmaceuticals 1990 - 1993
Skills
Budgets
Education
Marist College 1991 — 1995
UBS Financial Services Inc. May 2004 - Present
Prudential Securities February 1998 - May 2004
Education
Miami University 1981 — 1985
BS, Finance at Farmer School of Business
Wyoming High School 1977 — 1981
College Prep, College Prep
Park Avenue Securities April 2011 - Present
MetLife Securities April 2004 - February 2011
NYLIFE Securities 2004 - 2005
NYLife Securities December 1999 - January 2004
Royal Alliance Financial Services June 1998 - December 1999
Prudential Securities December 1996 - June 1998
Skills
Financial Services, Series 7, Mutual Funds, Leadership, Securities, Investments, Risk Management, Equities, Series 63
Education
New Jersey City University 1991 — 1995
BS, Business Administration
St Marys Highschool 1987 — 1991
Summit Securities Group, LLC July 2014 - Present
Millennium Partners February 2010 - March 2014
Mizuho Alternative Investments November 2006 - March 2009
CDC IXIS 2000 - 2006
Garanti Bank 1999 - 2000
Prudential Securities 1996 - 1999
Skills
Fixed Income, Derivatives, Market Risk, Trading, FX Options, Portfolio Management, Options, Risk Management, Financial Risk, Structured Products, Hedge Funds, Investments, Capital Markets, Alternative Investments, Structured Finance, CDS, Quantitative Finance, Mutual Funds, Bonds, Quantitative Analytics, Credit, Financial Modeling, Asset Managment, Statistical Arbitrage, MBS, Interest Rate..., Quantitative Investing, Equities, CDO, Monte Carlo Simulation, Strategy, High Frequency Trading, Hedging, Trading Systems, Financial Markets, ABS, Credit Derivatives, Equity Derivatives, Valuation, Trading Strategies, Bloomberg, Portfolio Optimization, Equity Trading, Securitization, High Yield, R, Python, C, SQL, Data Analysis
Education
Massachusetts Institute of Technology
ScD, Applied Artificial Intelligence
Massachusetts Institute of Technology
Engineer, Nuclear Engineering
Massachusetts Institute of Technology
Master, Nuclear Engineering
Pershing, a BNY Mellon company September 2015 - Present
Paduano & Weintraub July 2009 - September 2015
Wachovia Securities July 2003 - June 2009
Wachovia Securities 2003 - 2009
Wachovia 2003 - 2009
Prudential Securities September 1996 - June 2003
Prudential Securities 1996 - 2003
Wachovia 1994 - 2003
Prudential 1994 - 2003
Prudential Securities 1994 - 2003
Skills
Securities, Litigation, Commercial Litigation, ERISA, Estate Planning, Equities, Securities Regulation, Mediation, FINRA, Mutual Funds, Securities Litigation, Series 7, Series 24, Arbitration, Corporate Governance, Corporate Law, Due Diligence, Private Equity, Licensing, Financial Services, AML, Alternative Investments, Hedge Funds, Capital Markets, Investment Advisory, Financial Regulation, Wealth Management
Education
Maurice A. Deane School of Law at Hofstra University 1982 — 1985
J.D., Law
Stony Brook University 1978 — 1982
B.A., Psychology
Hotaling Investment Management, LLC November 2012 - Present
Hotaling Investment Management of Raymond James March 2011 - October 2012
Nuveen Investments March 1997 - March 2009
Prudential Securities April 1995 - July 1996
Credit Suisse First Boston March 1987 - February 1995
Skills
Mutual Funds, Equities, Fixed Income, Strategic Financial..., Financial Services, Investment Management, Trading, Finance, Asset Allocation, Alternative Investments, Investment Strategies, Securities, Wealth Management, Asset Management
Education
Muhlenberg College 1974 — 1978
BA, Business Administration & Accounting
Team McLaughlin March 2010 - Present
Smith Barney March 2001 - June 2010
Prudential Securities August 1994 - February 2001
Education
Marquette University 1986 — 1990
Liberal Arts, History & business
Covenant Review May 2011 - March 2015
UBS Investment Bank 1999 - 2008
TD Securities 1998 - 1999
Prudential Securities 1996 - 1998
American Forest & Paper Association 1991 - 1996
Skills
High Yield, Hedge Funds, Corporate Finance, Mutual Funds, Trading, Structured Products, Investments, Leveraged Finance, Credit, Finance, Investment Banking, Loans, Equity Research, Capital Markets, Bonds, Valuation, Fixed Income
Education
The George Washington University - School of Business 1993 — 1995
MSF, Finance
St. John's University, The Peter J. Tobin College of Business 1987 — 1989
BS, Economics, Finance
Nassau Community College 1985 — 1987
AA, Liberal Arts, Economics
First Empire Securities April 2008 - Present
MFR Securities, Inc. December 2005 - April 2008
Advest August 2004 - December 2005
Prudential Securities November 1987 - December 2000
Skills
Series 7, Trading, Bonds, Series 24, Securities, Bloomberg, Equities, Investments, Asset Management, Portfolio Management, Equity Trading, Hedge Funds, Alternative Investments, Series 63, Wealth Management, Asset Managment, Options, High Yield, Series 3, Series 55, FINRA
Education
Montclair State University 1983 — 1987
Bachelor of Arts (B.A.)
HSBC North America Holdings July 2013 - Present
HSBC North America Holdings July 2012 - June 2013
HSBC North America Holdings September 2011 - June 2012
HSBC North America Holdings September 2008 - August 2011
HSBC North America Holdings November 2006 - August 2008
HSBC North America Holdings November 2004 - October 2006
HSBC North America Holdings February 2003 - October 2004
McKinsey & Company October 1997 - December 2002
The Boston Consulting Group June 1996 - August 1996
Prudential Securities September 1992 - June 1995
Education
Massachusetts Institute of Technology - Sloan School of Management 1995 — 1997
MBA, Concentration in Financial Management
Yale University 1988 — 1992
Bachelor of Science, Applied Mathematics (Concentration: Physics)
Merrill Lynch May 2014 - Present
Prestige Wealth Management Group August 2012 - May 2014
Wells Fargo Advisors, LLC January 2007 - August 2012
Wachovia Securities Financial Network November 2001 - January 2007
Prudential Securities November 1998 - November 2001
Prudential Securities November 1996 - November 1998
Prudential Securities December 1991 - November 1996
Skills
Risk Management, Compliance, GIPS Compliance, Unified Managed Accounts, SEC filings, FINRA, Securities, Insurance, Investment Advisory, Series 63, Series 7, Series 65, Series 24, Series 3, Series 8 (9/10)
Education
Monmouth University 1994 — 1999
MBA, Business Administration and Management, General
Rutgers University-New Brunswick 1986 — 1990
BA, Communication, History
CorpBanca Securities Inc. May 2013 - Present
Paradigm Compliance September 2012 - Present
Consultant June 2009 - Present
Celfin Securities Inc. December 2011 - January 2013
Prudential Financial and Man Securities November 1984 - June 2009
Prudential Securities 1984 - 2003
Skills
AML, Compliance, Securities, KYC, FINRA, Series 7, Financial Risk, Options, Fraud, Financial Regulation, Risk Management, Due Diligence, Investment Advisory, Internal Audit, Financial Services, Corporate Governance, Derivatives, Equities, Series 63, Trading, Fixed Income, Mutual Funds, Alternative Investments, SEC, Hedge Funds, Investments, Finance, Capital Markets, Series 24, Operational Risk, OFAC, Prime Brokerage, Financial Markets, Privacy Law, Securities Regulation, Anti Money Laundering
Education
New York University 1968 — 1973
JD, LLM
UBS Private Wealth Management November 2008 - Present
Merrill Lynch April 1999 - November 2008
Smith Barney August 1995 - April 1999
Prudential Securities February 1992 - August 1995
Education
Miami University 1986 — 1991
Fortis Investments 2005 - 2009
Residential Funding Corp 2002 - 2005
Prudential Securities 1995 - 2001
Smith Barney 1990 - 1995
Drexel Burnham Lambert 1985 - 1990
Education
The University of Texas at Austin - Red McCombs School of Business 1983 — 1985
MBA, Finance
Middlebury College
BA, American History
Prudential Securities September 2013 - November 2013
Avon Corporation May 2013 - August 2013
IBM Corporation January 2012 - April 2013
IBM Corporation January 2011 - December 2011
IBM Corporation January 2009 - December 2010
IBM Corporation January 2009 - December 2009
IBM Corporation January 2007 - December 2008
IBM Corporation January 2006 - December 2007
IBM Corporation January 2001 - December 2005
IBM Corporation January 1999 - December 2000
Skills
MS Office, Lotus Notes, HR Transformation, Change Management, Project Management, Program Management, Management, Senior Program..., Negotiation, Software Development, Managing Multi-Million..., Executive Reporting, Team Building, Cross-functional Team..., Training Delivery, Performance Management, Personnel Management, IT Outsourcing, International Project..., Global Management, Globalization, Organizational..., Business Planning, Relationship Management..., Strategic Planning, ERP, Process Improvement, Microsoft Office, Business Analysis, Data Center, Software Project..., Supply Chain Management, Integration, Solution Architecture, Strategy, Budgets, Account Management, New Business Development, Service Delivery, Operations Management, Coaching, Project Planning, Contract Negotiation, Outsourcing, Leadership Development, Vendor Management, Business Transformation, Leadership, Enterprise Architecture, Recruiting
Education
Mount Saint Mary College 1980 — 1984
Bachelors of Arts, School Psychology and Business, 3.0
Lord, Abbett & Co. December 2010 - Present
Lord Abbett April 2005 - December 2010
Lord Abbett June 2003 - April 2005
Lord, Abbett & Co June 2001 - June 2003
Prudential Securities January 1999 - June 2001
Education
Montclair State University 1993 — 1997
BA, Political Science
Taylor Financial Associates March 2009 - Present
Valic Financial Advisors March 2004 - March 2009
The Washington Group September 2002 - March 2004
Prudential Securities June 1999 - February 2002
Skills
Series 7, Retirement, Wealth Management, Estate Planning, IRAs, Fixed Annuities, Long-term Care, Securities, Financial Planners, Uniform Combined State..., Investment Advisory, Investment Strategies
Education
University of Maryland College Park 1987 — 1989
B.A., Economics
Montgomery College 1983 — 1987
n/a, Business/Economics
CastleOak Securities, L.P. August 2007 - Present
Blaylock & Company March 1994 - April 2007
Prudential Securities May 1987 - February 1994
Chemical Bank April 1983 - June 1987
Skills
Series 7, Hedge Funds, Equities, Fixed Income, Capital Markets, Securities, Alternative Investments, Investment Banking, Asset Management, Bloomberg, Valuation, Series 63, Trading, Portfolio Management, Investment Management
Education
Morehouse College 1980 — 1983
BA, Finance
Ace Roofing Company LLC 2006 - Present
Microchip Computers 2000 - 2003
ClubCastLive 1997 - 2000
Prudential Securities 1995 - 1997
Shearson Smith Barney 1993 - 1995
Shearson Lehman Brothers 1990 - 1993
Skills
Strategic Planning, New Business Development, Marketing, Marketing Strategy, Business Development, Project Management, Start-ups, Customer Service, Sales Management, Team Building, Budgets, Public Speaking, Contract Negotiation, Online Marketing, Sales, Account Management, Negotiation, Small Business, Leadership, Selling, Entrepreneurship, B2B, Direct Sales, Business Planning
Education
University of North Texas 1984 — 1984
New Mexico Military Institute 1982 — 1983
Highland Park High School 1979 — 1982
UBS Financial Services Inc. March 2001 - Present
Prudential Securities June 1997 - March 2001
Skills
Alternative Investments, Wealth Management..., Asset Allocation, Financial Advisory, Fixed Income, Retirement, Investment Strategies, Retirement Planning, Series 65, Investments, Series 63, Securities, Bonds, Mutual Funds, Series 7, Investment Advisory, Wealth Management
Education
Middle Tennessee State University 1986 — 1991
Bachelor's degree, Secondary Education and Teaching
Premier Lending, Inc. September 2009 - Present
Specialty Funding, Inc. January 2003 - September 2009
Prudential Securities January 2002 - November 2002
Prudential Securities May 2001 - August 2001
Skills
Loan Origination, Loans, Financial Analysis, Credit, Business Strategy, Finance, Residential Mortgages, Mortgage Lending, Mortgage Banking, Credit Analysis, Valuation, Due Diligence, Equities, Private Equity, Investment Banking, Corporate Finance, PowerPoint, Sales, Microsoft Excel, Risk Management, Strategic Planning, Microsoft Word, FHA
Education
Michigan State University 1999 — 2003
Finance
RCap Securities, Inc. April 2011 - Present
Hapoalim Securities USA, Inc. August 2006 - October 2009
Richard Fleischman & Associates September 2005 - May 2006
Pershing LLC April 1996 - May 2005
Summit Discount Brokerage July 1992 - April 1996
Equitable Insurance July 1990 - July 1992
Prudential Securities June 1988 - July 1990
J&W Seligman June 1986 - May 1988
Skills
Financial Analysis, Accounting, Internal Controls, Sarbanes-Oxley Act, Finance, Variance Analysis, Internal Audit, Budgets, Analysis, Payroll, Equities, GAAP, Microsoft Excel, PeopleSoft, General Ledger, Account Reconciliation, Financial Reporting, Due Diligence, Managerial Finance, US GAAP, Risk Management, Financial Accounting, Financial Statements, Cash Flow, Strategic Financial..., SEC filings, Securities, Cash Management, SEC Filings, Financial Planning
Education
Saint Peter's University 1996 — 2001
MBA, Management
Pace University 1984 — 1986
BBA, Accounting
Nassau Community College 1982 — 1984
St. Pius X 1978 — 1982
Sacred Heart
Mc Roberts Protctive Agency June 2012 - Present
J.C. DISTRIBUTOR June 2002 - June 2012
The MDE Group, Inc March 2000 - September 2001
Lync Consulting LLC December 1998 - February 2000
HAN DELTA FLEET CORP January 1997 - October 1998
Aubrey G Lanston September 1992 - December 1996
Prudential securities 1990 - 1992
Drexel Burnham Lambert July 1986 - 1990
Education
New Jersey City University 1982 — 1987
Bachelor of Arts (B.A.)
Hexagon Securities DirectorScotia CapitalJanuary 2002 - April 2008
Prudential Securities June 1990 - February 2000
Education
New York University - Leonard N. Stern School of Business 1997 — 1999
MBA, Finance
Muhlenberg College 1986 — 1990
BA, political Science/ History
Provista July 2014 - Present
Ultrasource Inc. (Authorized Representative GE Healthcare) July 2011 - July 2014
MedQuip Inc. (Distributor GE Ultrasound) January 2005 - July 2011
First Pass Unlimited LLC March 2000 - January 2005
Prudential Securities July 1998 - February 2000
Education
Marist College 1994 — 1998
Bachelor of Science in Business Administration, Concentration in International Business
Rollins College - Crummer Graduate School of Business
Master of Business Administration (M.B.A.)
Corvil June 2014 - Present
Fidessa September 2009 - May 2014
Lava Trading / Citigroup 2006 - 2008
Bloomberg TradeBook 2005 - 2006
Fidelity Capital Markets 2002 - 2005
Herzog Heine Geduld / Merrill Lynch 1997 - 2002
Lehman Brothers 1994 - 1997
Prudential Securities 1992 - 1994
Skills
Trading Systems, Series 7, Derivatives, Equities, Equity Trading, Financial Markets, Sales, Trading, Options, Securities, Electronic Trading, Order Management, Equity Derivatives, Low Latency, Exchange Connectivity, Market Data, Fidessa, Asset Management, Bloomberg, Capital Markets, Fixed Income, Series 63, Hedge Funds, FX Options
Education
Marist College
Bachelor of Arts (B.A.)
W. Advisors LLC September 2013 - Present
Morgan Stanley Smith Barney December 2007 - September 2013
UBS March 2001 - December 2007
Prudential Securities May 1989 - March 2001
Skills
Series 7, Investments, Management, Wealth Management, Mutual Funds, Series 63, Asset Allocation, Portfolio Management, Securities, Investment Advisory, Equities, Asset Management, Alternative Investments, Retirement Planning, Financial Services, Banking, Risk Management
Education
Mississippi State University 1983 — 1987
Bachelor of Business Administration (BBA), Banking and Finance
The Worth Group May 2014 - Present
Bramshill Investments, LLC. November 2013 - May 2014
T.S. Capital LLC. August 2011 - October 2013
Calamos Investments September 2004 - May 2011
Gartmore Global Investments September 2000 - September 2004
Prudential Securities September 1995 - September 2000
Smith Barney June 1987 - March 1995
Skills
Investments, Mutual Funds, Fixed Income, Equities, Financial Services, Trading, Financial Advisory, Business Development, Management, Marketing, Sales, Series 7, Alternative Investments, Structured Products, Series 63, Asset Allocation, Separately Managed..., ETFs, Wealth Management
Education
Marist College 1982 — 1986
BS-Finance, Finance & Marketing
Oak Ridge Financial 2004 - 2010
Wachovia Securities Financial Network 2003 - 2004
Prudential Securities 1996 - 2003
Ridley's Elm Creek Auto Service 1984 - 1996
Skills
Series 7, Retirement Planning, Wealth Management, Investments, Equities, Strategic Financial..., Retirement, Portfolio Management, Asset Allocation, Trading, Bonds, Investment Strategies, Asset Management, Insurance, Investment Banking
Education
Minnesota State University, Mankato 2003 — 2004
Took classes, Certified Financial Planner
Paragon Financial Services November 2011 - Present
Bastian Financial May 2011 - Present
Stratford University August 2011 - August 2013
West End Property Management July 2007 - May 2011
Isis Inc April 2004 - June 2007
HResource One January 1999 - January 2003
Prudential Securities January 1997 - June 1999
Prudential Securities January 1997 - January 1999
Aetna January 1995 - January 1997
Aetna Inc January 1986 - January 1997
Skills
Budgets, Access, Public Speaking, Customer Service, Finance, Staff Development, Strategic Planning, Microsoft Word, Team Building, Accounts Payable, Microsoft Office, Financial Analysis, Teaching, Human Resources, Project Planning, Management, Start-ups, Employee Benefits, Training, Analysis, Risk Management, Leadership, Payroll, Coaching
Education
University of Hartford 1992 — 1995
Master, Economics
Marist College 1982 — 1986
Bachelor of Science, Accounting
Stifel Nicolaus 2009 - Present
Merrill, Lynch, Pierce, Fenner & Smith 2001 - 2009
Prudential Securities 1996 - 2000
Prudential Investment Corp 1988 - 1996
Education
Muhlenberg College 1982 — 1986
BA, Liberal Arts
UBS January 2015 - Present
UBS October 2011 - January 2015
Merrill Lynch August 2004 - June 2011
Smith Barney August 1993 - July 2004
Prudential Securities April 1990 - July 1993
Bronx County District Attorney Office August 1984 - April 1990
Skills
Securities Litigation, Litigation Management, AML, Anti Money Laundering, Capital Markets, Commercial Litigation, Corporate Governance, Corporate Law, Dodd-Frank, Due Diligence, FINRA, Financial Services, Hedge Funds, Litigation, Securities, Securities Regulation, Series 24, Fraud, Equities
Education
New York Law School 1981 — 1984
J.D.
New York University 1977 — 1981
B.A.
Morgan Stanley Smith Barney September 1999 - Present
Prudential Securities September 1992 - September 1999
Education
Manhattan College 2010 — 2012
Organizational Management
Liberty Hospital October 2001 - Present
Fringe Benefit Design Securities 1991 - 1995
Prudential Securities August 1987 - 1991
Skills
Administrative..., HIPAA, Medical Terminology, Trading, Accounting, Administration, Healthcare
Education
Missouri State University 1981 — 1985
Bachelor of Fine Arts (BFA), Graphic Design, Architechture, and Art History, 3.6
Deutsche Bank November 2009 - Present
Merrill Lynch January 1995 - July 1997
Prudential Securities December 1993 - December 1994
Education
Monmouth University 1998 — 2000
Master of Business Administration (M.B.A.)
Richard Stockton College of New Jersey
Bachelor of Arts (B.A.)
Echo Global Logistics December 2010 - Present
DNA Freight(Acquired by Echo Global Logistics) April 2007 - December 2010
Molger Incoporated 2003 - 2007
6 Incorporated 2002 - 2004
Kirlin Securities 1999 - 2002
Bluestone Capital 1997 - 1999
HJ Meyers 1995 - 1997
Prudential Securities 1993 - 1995
Education
Minnesota State University, Mankato 1985 — 1991
Biology, General
Fidelity Investments March 2001 - Present
Prudential Securities May 1994 - March 2001
Education
Marymount College, Tarrytown 1992 — 1993
English and Elementary Education
Marymount Manhattan College
Bachelor of Arts (BA), Political Science
FedEx Freight July 2014 - Present
C&S Wholesale Grocers September 2009 - April 2011
Prudential securities May 1991 - April 1995
Skills
Management, Microsoft Excel, Microsoft Word, Research, PowerPoint, Sales, Leadership, Training, Photoshop, Distribution Center..., Strategic Planning, Warehousing, Warehouse Management
Education
Monmouth University 2005 — 2008
Masters in school counseling, Guidance counselor
Rutgers University-New Brunswick 1987 — 1991
Economics
Hills borough high school, nj 1983 — 1987