Prudential Securities
Industry: Bank
DescriptionPrudential Securities, also formerly known as Prudential Securities Incorporated, was the financial services arm of the insurer, Prudential Financial. In 2003, Prudential Securities was merged into Wachovia Securities, a division of Wachovia Bank. Headquarters: New York City, New York, United States Founded: 1981 Ceased operations: 2003 Parent organization: Prudential Financial Subsidiaries: Prudential-Bache Securities (Belgium) Inc., Prudential Mutual Fund Management, Inc. Predecessors: Bache & Co., Prudential Securities
Prudential Securities List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Prudential Securities. You can filter them based on skills, years of employment, job, education, department, and prior employment.
Prudential Securities Salaries. You can even request information on how much does Prudential Securities pay if you want to. Learn about salaries, pros and cons of working for Prudential Securities directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
2,071 Prudential Securities employees in database. Find out everything there's to know about Prudential Securities employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Prudential Securities Employees
Doctors Express November 2009 - Present
Doctors Express New England 2009 - Present
Doctors Express 2009 - Present
UBS Wealth Management September 2004 - August 2009
UBS Wealth Management September 1999 - September 2005
PaineWebber 1998 - 1999
PaineWebber 1996 - 1999
Prudential Securities 1992 - 1996
RBL Agency 1991 - 1992
Skills
Healthcare, Strategic Planning, Negotiation, Financial Analysis, Contract Negotiation, Entrepreneurship, Franchising, Team Leadership
Education
Union College 1984 — 1988
BA, Economics and Political Science
Wells Fargo Advisors, LLC November 1999 - Present
Prudential Securities February 1994 - November 1999
National Bank of Commerce May 1987 - September 1991
Education
The University of Memphis 1987 — 1991
Bridgepoint Consulting, LLC October 2014 - Present
Alert Media June 2013 - Present
MarketDriver July 2012 - Present
GE Healthcare July 2010 - June 2012
Blue Box Technologies June 2009 - August 2009
Memorial Hermann Healthcare System January 2006 - June 2008
Memorial Hermann Healthcare System 2005 - 2006
The Securities Group 2003 - 2005
Prudential Securities 2000 - 2003
Skills
Market Research, Business Strategy, Marketing Strategy, Product Marketing, Product Launch, Strategic Planning, Business Development, Fundraising, New Business Development, Segmentation, Commercial Activation, Business Growth, Entrepreneurship, Start-ups, Leadership, Management, Market Analysis, Marketing, Strategy, Mergers & Acquisitions
Education
The University of Texas at Austin - The Red McCombs School of Business
MBA
Vanderbilt University
BA
Kinkaid
Wells Fargo Advisors, LLC August 2009 - Present
UBS August 2000 - September 2009
Prudential Securities January 1995 - January 2000
Education
The University of Texas at Austin
RideScout April 2015 - Present
PetRelocation.com December 2013 - April 2015
Tocquigny March 2008 - April 2013
Burnt Orange Productions March 2004 - March 2008
RKO Pictures 2002 - 2004
Emigrant Capital April 2001 - December 2001
Donaldson, Lufkin & Jenrette February 2000 - April 2001
Prudential Securities 1998 - 2000
Arthur Andersen & Co. 1997 - 1998
Skills
Finance, Operations Management, Accounting, Strategic Planning, Business Planning, Business Strategy, Financial Analysis, Budget, Negotiation, Financial Modeling, Budgets, Leadership, Digital Media, Marketing, Business Development, Investments, Analysis, Management, Start-ups, Strategy, Private Equity, Competitive Analysis, Forecasting, Venture Capital
Education
The University of Texas at Austin - The Red McCombs School of Business 2004 — 2006
MBA, Accounting and Finance
The University of Texas at Austin 1993 — 1997
BA, Economics
Love Without Boundaries January 2006 - Present
Treasure Coast Financial Services Inc. January 1995 - Present
God's Money December 1993 - Present
Million Dollar Roundtable 1991 - Present
Prudential Securities February 1988 - January 1995
EF Hutton & Company December 1985 - February 1988
Cohen-White & Associates July 1982 - December 1985
Pacific Life April 1979 - July 1982
New York Life Insurance Company January 1977 - April 1979
Skills
Professional Speaker, Chartered Financial..., Chartered Life..., Public Speaking, Strategic Planning, Investments, Financial Planning, Estate Planning, Strategic Financial..., Financial Advisory, Motivational Speaking, Investment Management, Life Insurance, Disability Insurance, Wealth, Retirement Planning, Insurance, Fixed Annuities, Individual Life, Retirement, Financial Planners, Charities, 401k, Mutual Funds, Wealth Management, Wealth Accumulation, IRAs, Long-term Care, Term Life Insurance, Investment Strategies, Pensions, Investment Advisory
Education
The American College 1984 — 1986
ChFC, Chartered Financial Consultant
The American College 1979 — 1981
CLU, Insurance
University of Florida 1973 — 1974
None, Jouralism
Northeast High School 1970 — 1973
Diploma
Coldwell Banker Hearthside, Realtors(r) October 2013 - Present
Prudential Securities April 1997 - January 2004
Skills
Research, Social Media, Sales, Negotiation, Customer Service, Marketing, Contract Negotiation, Condos, Microsoft Office, Real Estate
Education
The Ohio State University 1985 — 1989
Bachelor of Arts (BA), Political Science and Government
Shaker Heights High School 1981 — 1985
Kupiec Investment Group January 2003 - Present
Morgan Stanley January 2001 - December 2002
Prudential Securities March 1996 - January 2001
Skills
Securities, Investments, Asset Management, Mutual Funds, Insurance, Bonds, Annuities, Stocks, Retirement Planning, Series 7, Financial Planning, Portfolio Management, Wealth Management, Asset Allocation, Equities, Estate Planning, Fixed Income, Investment Advisory, Retirement, Alternative Investments, Options, Hedge Funds, Financial Analysis, Series 63, 401k, Long Term Care, Real Estate
Education
University of Dayton 1991 — 1995
BS, Finance, General
American College 1999 — 2001
CFP®, CERTIFIED FINANCIAL PLANNER™ Curriculum
Capital Alpha Partners, LLC January 2009 - Present
JNK Securities July 2007 - December 2008
Prudential Securities January 1986 - June 2007
IBM January 1982 - December 1985
Skills
Hedge Funds, Series 7, Alternative Investments, Equities, Financial Markets, Equity Research, Capital Markets, Investments, Asset Managment, Management, Financial Modeling, Securities, Business Development, Series 63, Portfolio Management, Asset Management, Financial Analysis
Education
University of Kansas - Graduate School of Business 1980 — 1981
MBA, Finance
The University of Kansas 1976 — 1980
Bachelor's Degree, Journalism
Bolmgren RetirePLAN, Inc. January 2013 - Present
First Midwest Securities, Inc September 2010 - December 2012
Advance Capital March 2004 - September 2010
Prudential Securities May 2002 - March 2004
Education
The University of Akron 2001 — 2004
Bachelor of Science in Business Administration, Finance
The American College
Chartered Life Underwriter (CLU®)
BWG Strategy LLC June 2013 - Present
NYC Foundation for Cerebral Palsy August 2014 - Present
United Cerebral Palsy New York City March 2013 - Present
JNK Securities November 2006 - June 2013
Eagle Asset Management January 2004 - February 2006
CQ Partners January 2000 - December 2002
Morgan Stanley March 1997 - January 2000
Prudential Securities July 1995 - January 1997
Skills
Equity Research, Hedge Funds, Equities, Asset Managment, Investments, Networking, Coordinating Events, Portfolio Management, Securities, Financial Services, Mutual Funds, Strategy, Series 63, Mergers & Acquisitions, Leadership, Corporate Development, Alternative Investments, Risk Management, Derivatives, Asset Management, Trading, Equity Trading, Fixed Income, Executive Management, Cloud Computing, Financial Analysis, Venture Capital, Investment Strategies, Financial Modeling, Series 7, Panel Discussions, Due Diligence, FINRA, Thought Leadership, Program Management, Business Strategy, Capital Markets, Investment Advisory, Private Equity, Strategic Financial..., Event Planning, Emerging Markets, Financial Risk, Asset Allocation, Trading Systems, Options, Round Tables, Investment Banking, Entrepreneurship, Valuation
Education
University of Pennsylvania 1991 — 1995
Bachelor of Arts (B.A.), History
United States Air Force Academy 1990 — 1991
governor livingston regional high school 1986 — 1990
PNC Capital Markets LLC January 2000 - Present
National City Bank 1997 - 2000
PNC 1996 - 1997
5 B's, Inc. 1993 - 1996
Prudential Securities 1992 - 1993
Skills
Investment Banking, Commercial Banking, Financial Analysis, Economics, Financial Modeling, Bloomberg, Loans, Valuation, Bonds, Private Placements, Fixed Income Analysis, Mezzanine, Senior Debt, M&A analysis, Mergers & Acquisitions, Finance, Due Diligence, Financial Structuring, Capital Markets, Investments, Credit Analysis, Derivatives, Credit, Securities, Fixed Income, Treasury Management, Portfolio Management
Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business 1998 — 2000
Master of Business Administration (MBA), Finance, General
The Ohio State University Fisher College of Business 1988 — 1991
Bachelor of Science (BS), Finance, General
AmericasMart Atlanta March 2004 - Present
National Cinema Network March 1999 - September 2003
Prudential Securities January 1998 - April 1999
Skills
Account Management, Advertising, Sales Management, New Business Development, Sales, Retail, Merchandising, Sales Operations, B2B, Trade Shows, Selling, Marketing Strategy, Marketing, Cold Calling, Sales Process, Market Planning, Management
Education
The University of Georgia 1993 — 1997
Bachelor's Degree, History
Huntington National Bank July 2005 - Present
Munder Capital Management 1996 - 2004
The Public Employees Retirement System of Ohio (PERS Ohio) 1994 - 1996
PRudential Securities 1992 - 1993
Skills
Portfolio Management, Industry Analysis, Security Analysis, Investments, Asset Management, Mutual Funds, Competitive Analysis, Asset Managment, Equity Research, Finance, Asset Allocation, Investment Strategies, Wealth Management, Equities, Securities, Investment Management, Alternative Investments, Marketing
Education
The Ohio State University 1991 — 1993
Master of Business Administration (MBA), Finance
University of Notre Dame 1987 — 1991
Bachelor of Business Administration (BBA), Finance
U S Capital Advisors June 2012 - Present
Wells Fargo Advisors, LLC March 1991 - June 2012
Prudential Securities 1997 - 2002
Prudential Securities March 1991 - March 1997
Merrill Lynch March 1986 - March 1991
Education
The University of Texas at Austin 1977 — 1981
BBA, Management
Mulvihill Asset Management®, LLC 1995 - Present
Prudential Securities December 1994 - December 1995
Alex. Brown and Sons December 1992 - December 1994
Merrill Lynch May 1987 - November 1992
Skills
Registered Investment..., Life Insurance, Certified Financial..., Wealth Management, Executive Compensation..., Key Person Insurance, Buy-sell Agreements, Retirement, Investments, Multi-generational..., Portfolio Management, Retirement Plan..., Retirement Planning, Securities, Estate Planning, Multi-generational..., Term Life Insurance, Investment Management, College Funding..., Independent Financial..., Asset Management, Strategic Financial..., Risk Management, Financial Services, Financial Advisory, Entrepreneurship, Bonds, Program Management, Engaging Public Speaker, Economic Data Analysis, Family Office, Federal Reserve, Monetary Economics, Economic Growth, Tax Increment Financing, Regional Development, Local Government, Richardson, Texas, Texas Growth
Education
University of Texas at Dallas
BA, Business and Computer Science
Borderfree June 2014 - April 2015
LiftForward February 2014 - June 2014
Reloaded Games, Inc. May 2013 - December 2013
Pando Networks April 2012 - May 2013
Laureate Biopharmaceutical Services June 2011 - March 2012
DWM Consulting February 2011 - February 2012
PhotoOne Software September 2008 - November 2010
J.P. Morgan February 1994 - March 2008
Prudential Securities October 1990 - February 1994
Dean WItter Reynolds November 1987 - October 1990
Skills
SEO, CRM, Salesforce,...
Education
Union College 1979 — 1983
BS, Industrial Economics
University of Michigan 1982 — 1982
Public Finance Institute
Goldman Sachs March 2000 - April 2014
Schroder & Co October 1997 - March 2000
Prudential Securities May 1990 - October 1997
Bernstein & Co March 1987 - May 1990
Skills
Editing, Copy Editing, Proofreading, Research, Investments, Strategy, Equity Research, Series 7, Publishing, Books, Equities, Publications, Public Speaking, Strategic Communications, Financial Markets, Financial Services, Newsletters, Alternative Investments, Internal Communications, Marketing Communications
Education
City University of N.Y
B.A, English
LHH
LHH
The Graduate Center, City University of New York
Wunderlich Securities December 2012 - Present
Sanders Morris Harris November 2003 - December 2012
Prudential Securities June 2000 - November 2003
Education
State University of New York at Buffalo 1996 — 2000
Bachelor of Science (BS), Finance
Clarkstown High School North 1992 — 1996
Jefferies January 2014 - Present
IXIS Securities January 2003 - January 2005
Lehman Brothers July 2002 - January 2003
Credit Suisse April 2001 - June 2002
Prudential Securities April 1997 - March 2001
Skills
Capital Markets, Direct Sales, Sales Presentations, Financial Markets, Options, Trading
Education
Universidade Presbiteriana Mackenzie 1995 — 2000
Bachelor of Business Administration (BBA), Business Administration and Management, General
Graded 1992 — 1994
Mater Dei
Credit Suisse July 2015 - Present
Egon Zehnder April 2014 - July 2015
State Street August 2013 - April 2014
Credit Suisse February 2010 - July 2013
Credit Suisse April 2007 - February 2010
Christian and Timbers September 2006 - April 2007
Legacy Partners Group March 2004 - September 2006
Anglo Nannies September 2002 - November 2003
Laufer and Associates June 2001 - September 2002
Prudential Securities October 2000 - May 2001
Education
University at Albany, SUNY 1989 — 1993
Wells Fargo Advisors, LLC 2010 - Present
Paine Webber/UBS 1994 - 2010
Prudential Securities 1990 - 1994
E. F. Hutton 1982 - 1990
Laventhol & Horwath 1980 - 1981
Skills
Retirement Planning, Investment Strategies, Asset Allocation, Stock Analysis, Fixed - Income..., Mutual Funds, Insurance, Annuities, Debt Management
Education
University of South Florida - College of Business Administration 1978 — 1980
Bachelors, Accounting
The Ohio State University 1974 — 1977
Bachelors, Political Science
Valley National Bank March 2015 - Present
Wells Fargo Bank NA October 2013 - March 2015
Wells Fargo Bank NA March 2010 - October 2014
Self Employed January 2009 - March 2010
Petroleum & Franchise Capital LLC 2007 - 2008
Lehman Brothers Bank 2006 - 2007
Wachovia January 2004 - December 2005
CIT 2000 - 2004
Amercian Express Business Finance (formerly AT&T Capital Corp) 1995 - 2000
Prudential Securities 1989 - 1995
Skills
Cold Calling, Building Relationships, Product Marketing, Credit Risk, Underwriting, Mortgage Lending, Financial Analysis, Real Estate, Analysis, Banking, Loans, Credit Analysis, Financial Services, Commercial Mortgages, Finance, Small Business, Sales, Funding, Business Development, Small Business Lending, Credit, New Business Development, Commercial Banking, Cash Flow, Asset Based Lending, Portfolio Management, Structured Finance
Education
The College of New Jersey 1977 — 1981
BS, Criminal Justice
Computer Aid, Inc. October 2011 - Present
Magnanimous Computer Services, Inc. December 1998 - Present
Monroe County, Pennsylvania November 2008 - May 2014
Sallie Mae June 2009 - January 2011
FYI Systems, Inc (dba FYI Business Solutions) 1998 - 2010
Jaguar Cars October 2000 - June 2009
Prudential Securities July 1999 - September 2000
BMW Financial Services December 1998 - July 1999
M&M Mars 1994 - 1996
Education
Computer Processing Institute 1982 — 1983
Computer Programming, Programming
The University of Connecticut School of Business 1978 — 1982
Business, Marketing
Crop Production Services April 2015 - Present
Central Ohio Farmers Cooperative December 2013 - October 2014
Crop Production Services September 2011 - December 2013
Direct Enterprises Inc. November 2010 - March 2011
Heritage Cooperative October 2008 - January 2010
Nationwide Financial 2002 - 2008
UBS Wealth Management August 1998 - April 2002
Prudential Securities July 1987 - August 1998
Crow's Hybrid Corn Company June 1982 - July 1987
North American Plant Breeders May 1980 - June 1982
Skills
Agronomy, Agriculture, Sales, Management, Crop, Marketing, Sales Operations, Corn, Grain, Soil, Sales Process, Agribusiness, Farms, Crop Protection, Sustainable Agriculture
Education
The Ohio State University 1974 — 1979
Bachelor of Science, College of Agriculture Department of Agronomy
Evergreen High School
ASG Capital June 2008 - Present
Jefferies Inc. March 2007 - June 2008
Wells Fargo Securities 2003 - February 2007
Prudential Securities 1998 - 2003
Skills
Fixed Income, Investment Advisory, Asset Management, Prefered Securities,..., Investments, Portfolio Management, Fixed Income Strategies
Education
Université Paris Dauphine 1992 — 1996
Master's Degree, Finance
The Society for Financial Awareness October 2009 - Present
The Oasis Asset Management Group Inc. November 2005 - Present
Advest, Inc February 1996 - November 2005
Prudential Securities 1987 - 1996
Skills
Asset Managment, Wealth, Retirement Planning, Wealth Management, Asset Management, Strategic Financial..., Investment Advisory, 401k, Investment Strategies, Investments, Estate Planning, Financial Planning, IRAs, Leadership, Portfolio Management, Finance, Financial Services
Education
Weatherhead School of Management at Case Western Reserve University 1971 — 1972
MBA, Business
The Ohio State University 1963 — 1967
BSBA, Marketing and psychology
Cleveland Heights High School 1959 — 1963
Heights Hign School
Montefiore Medical Center 2002 - Present
Prudential securities 1987 - 1992
Skills
Health Information..., Clinical Research, Data Entry, EHR, EMR, Epic Systems, HIPAA, HCPCS, Healthcare, Healthcare Information..., Healthcare Management, Hospitals, ICD-10, ICD-9-CM, ICD-9, IDX, CPT, Managed Care, Medicaid, Medical Billing, Medical Coding, Medical Records, Medical Terminology, Medicare, Nursing, Revenue Cycle Management, Revenue Cycle
Education
SUNY Albany
Health Information/Medical Records Administration/Administrator
Wells Fargo Advisors July 2003 - Present
Prudential Securities August 1997 - July 2003
Skills
Estate Planning, Investments, Retirement, Retirement Planning, Asset Allocation, Insurance, Mutual Funds, Investment Strategies, 401k, Bonds, Equities, Securities, Annuities, Options, Fixed Income, Estate Investment..., Strategies
Education
The University of Texas at Austin 1970 — 1974
BA, Liberal Arts
Janko Group April 2015 - Present
State Universities Retirement System of Illinois November 2012 - June 2015
Opus Development Corporation April 2012 - April 2015
Mansur & Company September 2008 - April 2012
ORIX Real Estate Capital May 2005 - May 2008
Cohen Financial September 2003 - February 2005
Jones Lang LaSalle March 1996 - September 2003
Prudential Securities August 1994 - February 1996
Skills
Capital Markets, Investment Banking, Acquisitions, Disposition, Real Estate Development, Real Estate Economics, Due Diligence, Real Estate, Corporate Real Estate, Leases, Real Estate Transactions, Location Intelligence, Asset Management, Property Management, Entitlements
Education
The University of Chicago - Booth School of Business
MBA
The University of Chicago - Harris School of Public Policy
AM
Yale University
BA, History and Latin American Studies
Colliers International November 2010 - Present
Grubb & Ellis January 2000 - November 2010
Llama Investment Bank 1997 - 1999
Prudential Securities 1990 - 1996
Skills
Disposition, Location Intelligence, Real Estate, Real Estate Development, Mergers & Acquisitions, Tenant, Real Estate Transactions, Leases, Brokerage, Financial Analysis, Market Analysis, Commercial Real Estate, Tenant Representation, Real Estate Economics, Corporate Real Estate, Lease Administration, Lease Negotiations, Landlords, Investment Sales, Land Acquisition, Commercial Leasing, Acquisitions, Shopping Centers, Entitlements, Dispositions
Education
Texas State University
B.A., Finance
Texas State University
Bachelor of Business Administration (B.B.A.), Accounting and Finance
Texas State University
Bachelor of Business Administration (B.B.A.), Accounting and Finance
Wachovia Securities, LLC September 2004 - March 2009
Prudential Securities September 2000 - August 2004
Prudential Securities January 1996 - September 2000
Contemporaries April 1995 - January 1996
Tourneau January 1994 - January 1995
Education
The College of New Rochelle 1987 — 1991
Bachelor of Arts, English Literature
Financial Planning Association of SW Florida January 2015 - Present
Medley Advisory, LLC December 2009 - Present
Medley Advisory, LLC May 2009 - Present
Financial Planning Association of SW Florida January 2014 - December 2014
Fifth Third Bank October 2007 - February 2009
Wachovia Securities, LLC 2004 - 2005
Prudential Securities June 1999 - November 2001
Wells Fargo 1997 - 1999
EF Hutton 1984 - 1990
Merrill Lynch 1983 - 1984
Skills
Asset Management, Wealth Management, 401k, Annuities, Investments, Financial Planning, Financial Modeling, Risk Assessment, Strategic Financial..., Asset Managment, Series 7, Retirement Planning, Securities, Fixed Annuities
Education
University of Michigan 1979 — 1982
BSA, Finance & Economics
The Ohio State University 1977 — 1978
General Studies
Westland HS 1970 — 1973
Calvary Christian Academy August 2013 - Present
ALG Financial Services LLC January 2002 - Present
Intelledata April 2011 - September 2012
PRUDENTIAL SECURITIES January 2001 - January 2002
Prudential Securities January 2000 - January 2001
PRUDENTIAL INSURANCE COMPANY January 1997 - January 2000
American Express January 1996 - January 1997
FINANCIAL ADVISORS AMERICAN EXPRESS January 1995 - January 1996
FINANCIAL ADVISORS AMERICAN EXPRESS January 1990 - January 1996
KOSTKA, TAYLOR AND CO. CPAs January 1989 - January 1990
Skills
Business Intelligence, Risk Management, Business Analysis, Project Management
Education
University at Buffalo 1980 — 1985
BA, English & Economics
International Finance Bank (IFB) December 2008 - Present
Fortune International Realty April 2003 - December 2008
Wachovia Securities Financial Network October 2002 - April 2003
Prudential Securities August 1998 - October 2002
Deutsche Bank January 1995 - July 1998
Bank of Boston March 1994 - December 1994
Bank of Boston June 1992 - February 1994
Bank of Boston September 1989 - May 1992
The First National Bank of Boston March 1980 - August 1989
Skills
Problem Solver of..., Strategic Planning, ALM, Investments, Treasury, Liquidity, Banking, Loans, Portfolio Management, Risk Management, Commercial Lending, Commercial Banking, Financial Analysis, Investment Banking, Wealth Management, Asset Managment, Financial Risk, AML, Interest Rate Risk..., MBS, SBA 504, Bloomberg, Bonds, Securities, Finance, Asset Management, Anti Money Laundering
Education
Universidad Argentina de la Empresa 1983 — 1989
Bachelor's degree, Business Administration and Management, General
Bayard
CG Wealth Management Group of Raymond James May 2003 - Present
Prudential Securities August 1989 - May 2003
Education
US Air Force Academy 1962 — 1966
UBS Financial Services, Inc. December 2008 - Present
Morgan Stanley May 2003 - December 2008
Prudential Securities 1996 - 2003
Republic National Bank 1986 - 1992
Education
New York University - Leonard N. Stern School of Business 1987 — 1991
mba, finance
University at Albany, SUNY 1982 — 1986
BS, Bus. Admin.
Bronx High School of Science 1979 — 1982
UBS December 2008 - Present
Wachovia Securities July 2003 - December 2008
Prudential Securities April 2000 - July 2003
Paine Webber November 1992 - April 2000
Kidder Peabody March 1984 - March 1989
Education
The Ohio State University 1975 — 1980
BA, Economics
KP Interiors LLC 1995 - Present
The Chubb Group of Insurance Companies October 1998 - June 2004
Prudential Securities October 1985 - May 1987
AT&T September 1983 - October 1985
Education
The University of Georgia 1976 — 1980
BFA, Fine Arts, Interior design
University of Tennessee-Knoxville 1975 — 1977
Ernst &Young, LLP June 2008 - July 2009
Texas Trophy Hunters Association September 2006 - March 2008
USAA January 2000 - September 2006
Prudential Securities October 1997 - January 2000
Education
Texas State University 1976 — 1980
BBA, Accounting
De Sola Capital Partners, Inc March 2000 - Present
The Mexican Museum San Francisco July 2015 - Present
Easyconnex Systems April 2012 - Present
Summerfield Program @ UC Berkeley June 2015 - July 2015
Heald College 2009 - April 2015
NextSpace Coworking + Innovation 2000 - 2013
Proevity 2004 - 2008
Paine Webber September 1996 - March 2000
Prudential Securities November 1987 - September 1996
Hospital Universitario Caracas 1969 - 1975
Skills
Options, Investments, Portfolio Management, Equities, Derivatives, Hedging, Alternative Investments, Hedge Funds, Entrepreneurship, Financial Modeling, Asset Managment, Investment Strategies, Equity Research, Financial Markets, Venture Capital, Economics, Asset Management, Business Planning, Finance, Management
Education
University of South Florida 1987 — 1989
M.P.H
Universidad Central de Venezuela 1969 — 1975
Medical Doctor (MD)
Liceo San Jose 1963 — 1968
First Merchants Corporation February 2015 - Present
City Securities Corporation June 2013 - February 2015
Key Private Bank August 2011 - June 2013
NatCity Investments August 2003 - August 2011
Prudential Securities September 2000 - August 2003
US Army June 1990 - July 1999
Skills
Investments, Wealth Management, Retirement Planning, Recruiting, Finance, Strategic Financial..., Strategic Planning, Series 7, Portfolio Management, Banking, Risk Management, Commercial Lending, Loans, Asset Management, Public Speaking, Asset Allocation
Education
United States Military Academy at West Point 1986 — 1990
BS, Engineering
Ameriprise Financial Services, Inc. November 2013 - Present
Janney Montgomery Scott September 2006 - October 2013
Wachovia Securities July 2004 - September 2006
Prudential Securities November 1997 - July 2004
Education
University at Albany, SUNY 1991 — 1996
Bachelor of Arts, American History
Fiduciary Management Associates March 2013 - Present
Calamos Investments August 2007 - March 2013
Security Benefit 2005 - 2007
Bear Stearns & Co., Inc. 1999 - 2005
Prudential Securities 1993 - 1999
Pfizer 1993 - 1993
Skills
Asset Management, Investments, Series 7, Mutual Funds, Asset Allocation, Institutional, Series 63, Due Diligence, Analysis, Client Service, Securities, Public Speaking, New Business Development, Investment Strategies, Investment Advisory, Wealth Management, Portfolio Management
Education
New York University - Leonard N. Stern School of Business 1998 — 2001
MBA, Finance & Marketing
Tufts University 1985 — 1989
B.A., Computer Science
United Way of Greater Plymouth County 2009 - Present
The Family Center Inc 2008 - 2009
Massachusetts YouthBuild Coalition November 2007 - July 2008
Road To Responsibility January 2004 - November 2007
America's Charities August 2001 - December 2003
United Way of Greater Plymouth Country (formerly Old Colony United Way) July 1995 - August 2001
Prudential Securities 1994 - 1995
United Way of Massachusetts Bay 1983 - 1994
United States Navy 1976 - 1980
Skills
Planned Giving, Team Building, Leadership, Fundraising, Non-profits, Volunteer Management, Board Development, Strategic Planning, Philanthropy, Community Outreach, Grant Writing, Event Planning, Public Speaking, Program Development, Stewardship, Public Relations, Media Relations, Event Management, Annual Giving, Grants, Nonprofits, Program Management, Training, Customer Service, Newsletters, Editing, Marketing, Community Development, Non-profit..., Major Gift Development, Capital Campaigns, Resource Development, Major Gift Solicitations, Donor Recognition, Prospect Research
Education
Texas State University-San Marcos 1974 — 1978
Journalism, Business
Bellaire High School 1971 — 1974
General
Fusion Analytics Investment Partners, LLC May 2009 - Present
Discovery Training Ministries January 2012 - May 2013
ICMC April 2003 - January 2009
McGarr Capital Partners January 2002 - January 2003
Hoak Breedlove Wesneski & Co. March 2000 - December 2001
Prudential Securities September 1994 - August 1997
Lehman Brothers June 1992 - September 1994
Kansallis Osake Pankki 1990 - 1991
Skills
Retirement Planning, Asset Management, Financial Planning, Financial Advice, Investments, Equities, Portfolios, Mutual Funds, Wealth Management, Asset Allocation, Portfolio Management, Investment Advisory, Hedge Funds, Fixed Income, Investment Strategies, Strategic Financial..., Asset Managment, Investment Management, Trading, Equity Research, Financial Modeling, Finance, Investment Banking, Due Diligence, Retirement, Bonds, Financial Advisory, Risk Management, Private Equity, Securities, Series 7, Alternative Investments, Series 63, Management, Leadership, Financial Analysis, Valuation
Education
CFA Institute 1999 — 2001
CFA, Chartered Financial Analyst with the CFA Institute
The University of Texas at Austin - Red McCombs School of Business 1997 — 1999
Masters, Finance and Investments
The University of Texas at Austin 1984 — 1989
BBA, Finance and International Business
W T White
Capital Asset Management Group October 2000 - Present
Northeast Converters 1998 - 2000
Prudential Securities 1996 - 1998
Skills
Investments, Insurance, Finance, Financial Advisory, Investment Advisory, Asset Management, Retirement Planning, Wealth Management..., Mutual Funds, Portfolio Management, Wealth Management, Strategic Financial..., Equities, Estate Planning, Securities, Strategic Planning, Financial Analysis, Retirement, Asset Managment
Education
The College of Wooster 1987 — 1991
Princeton High School 1985 — 1987
The Hun School 1981 — 1987
Broadridge Financial Solutions July 2014 - Present
Broadridge February 2012 - January 2014
UBS Wealth Management February 2007 - June 2011
Alliance Bernstein April 1999 - February 2007
Bankers Trust November 1995 - March 1999
Prudential Securities 1988 - 1995
Skills
CRM, Strategy, Program Management, Management, Databases, Data Warehousing, Project Management, Fixed Income, Leadership, Portfolio Management, Oracle, Equities, Derivatives, Asset Allocation, Business Analysis, Sybase, Financial Services, SDLC, Unix, Securities Lending, Trading, Strategic Planning, Corporate Actions, Offshoring, Vendor Management, DB2, Financial Risk, Pricing Analysis, Infrastructure...
Education
SUNY Albany 1983 — 1986
BS, Management Information Systems
State University of New York at Albany 1983 — 1986
Bachelor of Science (B.S.), Management Information Systems, General
SSI Investment Management November 2011 - Present
Wells Fargo Private Bank June 2008 - November 2011
Froley, Revy Investment Co. June 1998 - June 2008
Pacific Strategic Fund Group / Pegasus Holdings 1996 - 1998
Merrill Lynch 1992 - 1994
Wells Fargo Securities 1990 - 1992
Municicorp of California 1989 - 1990
Prudential Securities 1988 - 1989
Skills
Portfolio Management, Portfolio Strategy, Factset, SEI, Bloomberg, Moxy, Asset Allocation, Wealth Management, Alternative Investments, Convertible Bonds, Commodities, Equities, Fixed Income, Client Communication, Commodity, Money Management, Hedge Funds, Capital Markets, Investment Management, Bonds, Due Diligence, Mutual Funds, Investments, Risk Management, Strategy, Investment Strategies, Securities, Institutional..., Relationship Management, Retirement Planning, Wealth Management..., Equity Research, Investment Advisory, Asset Management, Financial Services, ETFs, Wealth, Financial Advisory
Education
University of California, Los Angeles - The Anderson School of Management 1994 — 1996
MBA, Finance
University of California, Los Angeles 1984 — 1989
BA, English
El Toro High School 1980 — 1984
Golden State Bank January 2015 - Present
Industrial Motor Power Corporation May 2005 - Present
IMP Latin America (Formerly IPT) April 2007 - Present
Rental Power Solutions March 2009 - Present
YEC March 2015 - Present
Good Swartz Brown & Berns LLP August 2002 - March 2005
Prudential Securities June 1998 - August 1998
Skills
Power Generation, Energy, Natural Gas, Petroleum, Mining, Gas, International Sales, Procurement, Contract Negotiation, Factory, Operations Management, Renewable Energy
Education
UCLA Anderson School of Management 1999 — 2002
Bachelors, Business Economics, Accounting
Grant Thornton LLP January 2013 - Present
Hyde Investment Group Inc September 2012 - Present
McGladrey March 2011 - September 2012
NewDelta Capital Partners November 2008 - March 2011
Avalon Management LLC June 1999 - October 2008
ABRY Partners 1997 - 1999
Prudential Securities 1995 - 1997
Donaldson, Lufkin & Jenrette 1993 - 1995
Skills
Private Equity, Due Diligence, Mergers & Acquisitions, Mergers, Corporate Finance, Financial Structuring, Venture Capital, Hedge Funds, Business Development, Investments, Equities, Structured Finance, Acquisitions, Business Planning, Deal Sourcing, Investor Relations, Contract Negotiation, Portfolio Management, Finance, LBO, Franchising, Debt & Equity Capital...
Education
The University of Chicago - Booth School of Business
MBA, Finance
University of Pennsylvania - The Wharton School
BSE, Finance
Financial Planning Association of Northeastern NY January 2015 - Present
Mussett Wealth Management September 2011 - Present
Arista Wealth Advisors April 2006 - September 2011
Curran Investment Management April 2002 - March 2006
Prudential Securities April 2001 - March 2002
Banc of America Securities September 1998 - April 2001
Skills
Estate Planning, Wealth Management, Personal Finance, Insurance, Retirement Planning, Investments, Retirement, Strategic Financial..., Personal Financial..., Long Term Care Insurance, Financial Planners, Series 7, Asset Allocation, Employee Benefits, Investment Advisory, Financial Advisory, Risk Management, Financial Planning
Education
The American College 2003 — 2005
CFP, Financial Planning
The Culinary Institute of America 1992 — 1993
AOS, Pastry Arts
Retired September 2010 - Present
BBVA COMPASS BANK October 2009 - October 2010
Bank of America February 2008 - January 2009
WAMU June 2004 - June 2007
Prudential Securities December 1998 - April 2002
HOMEQUITY January 1983 - January 1988
Education
The University of Texas at Dallas 1977 — 1979
B.A., General Studies/Political Economy
MG&A Financial Group 2010 - Present
ZaBeCor Pharmaceuticals LLC 2007 - Present
Resource America Inc. 1994 - Present
Investment Program Association 2007 - 2009
AIG Advisor Group 2005 - 2007
AIG Royal Alliance 2002 - 2005
DCC Securitries Corp. 1990 - 2002
Integrated Resources Equity Corp 1987 - 1990
CSA Financial Corp. 1984 - 1987
Prudential Securities 1981 - 1984
Education
UCLA Anderson School of Management 2007 — 2007
Certificate, Directors Training and Certification
University of Vermont 1958 — 1963
BS, Business Administratio
Fidelity Bank September 2012 - Present
Sovereign Bank January 2004 - November 2012
Prudential Securities 2000 - 2004
Major Advertising Agencies in NYC 1991 - 2000
Education
Tulane University - A.B. Freeman School of Business 1989 — 1991
MBA, Marketing
The George Washington University 1983 — 1986
Amherst Regional High School
ADP, LLC January 2014 - Present
ADP, LLC July 2006 - January 2014
Bear Stearns June 2004 - September 2005
St. Vincents Midtown Hospital April 2002 - May 2004
Prudential Securities June 2000 - July 2001
Skills
Payroll, Employee Benefits, ADP Payroll, Human Resources, Customer Service, Software Documentation, HRIS, Data Entry, Benefits Administration, Tax, Accounting, Accounts Payable, Leadership, PeopleSoft, Team Leadership, Management, Employee Relations, Recruiting, Performance Management
Education
Union County College 1999 — 2001
General Business
Pathfinder Strategic Solutions 2009 - Present
Financial Planning Association (FPA) 2015 - Present
Loring Ward 2007 - 2009
Wachovia Securities 2004 - 2007
Prudential Securities 1997 - 2004
Morgan Stanley Dean Witter 1984 - 1997
Skills
Strategic Consulting, Business Coaching, Business Strategy, Business Planning, Marketing Strategy, Marketing Communications, Team Leadership, Team Management, Business Model..., Delivering Workshops, Management, Retirement, Leadership, Strategic Planning, Coaching, Mutual Funds, Wealth Management, Entrepreneurship, Estate Planning, Investments, Management Consulting, Series 63, Consulting, Finance, Small Business, Financial Advisory, Financial Analysis, Retirement Planning
Education
Covenant Theological Seminary
M.A.B.S., Biblical Studies
The University of Akron
B.S.Ed., French & English
Novartis 2007 - Present
Novartis May 2005 - December 2007
Novartis January 2002 - May 2005
Novartis Consumer Health June 1998 - January 2002
Prudential Securities June 1997 - June 1998
Skills
Vendor Management, IT Management, IT Service Management, ITIL, IT Strategy, Project Portfolio..., SDLC, Business Analysis, Change Management, Program Management, Project Management, Business Process..., Outsourcing, Business Intelligence, MS Project, Cross-functional Team..., Strategy, Service Delivery, Management, Pharmaceutical Industry, Business Process, PMO, IT Operations, Process Improvement, Governance, Integration, Computer System..., PMP, Infrastructure, Enterprise Architecture, CRM, 21 CFR Part 11, Software Documentation, ERP, Quality Assurance, Software Project..., Data Warehousing, Requirements Analysis, Team Leadership, Disaster Recovery, Change Control, Solution Architecture
Education
Chubb Institute 1995 — 1995
Honors, Data Center Support
The College of New Jersey 1986 — 1991
BA, Psychology
Red, Wine & Brew June 2014 - Present
Glenmoor Country Club July 2010 - November 2012
Rustic Hills Country Club August 2007 - May 2010
The Galaxy Restaurant September 2005 - August 2007
Jacob Good Downtown October 2004 - June 2005
Fleming's Prime Steak and Wine Bar May 2004 - October 2004
Prudential Securities January 1996 - January 2003
Prestwick Country Club January 1997 - January 2002
Pine Tree Country Club January 1995 - January 1996
The Akron City Club January 1993 - January 1995
Skills
Food & Beverage, Golf, Club, Menu Development, Hospitality, Event Planning, Catering, Hospitality Management, Food, Leadership, Wine, Customer Service, Retail, Restaurant Management, Strategy, Fundraising, Banquets, Marketing, Inventory Management, Forecasting, Event Management, Restaurants, Budgets, Strategic Planning, Operations Management, Team Building, Hotel Management, Management, Resorts, Hospitality Industry, Hotels, Sales, Cuisine, Fine Dining, Marketing Strategy, Sales Management, Wine Tasting, Recruiting, Pre-opening, Golf Course Management, Golf Courses, Hiring, Revenue Analysis, Purchasing, Income Statement, Training, Customer Satisfaction, Golf Instruction, Time Management, Public Relations
Education
The University of Akron 1979 — 1985
Bachelor of Arts, Communication
JP Morgan August 2010 - Present
Atrium Health Group 2008 - 2009
UBS Investment Bank 2006 - 2008
Blackheath Financial 2003 - 2006
Sterling Equities 2001 - 2003
Prudential Securities August 2000 - December 2000
McDonald Investments 1996 - 2000
Education
The University of Akron 1987 — 1992
BSBA, Finance
Fidelity Investments August 2015 - Present
HJ Sims December 2012 - December 2014
UBS Wealth Management April 2003 - August 2010
Prudential Securities 1994 - 2003
Shearson Lehman Brothers 1986 - 1994
American Express 1981 - 1986
Skills
Investments, Wealth Management, Alternative Investments, Securities, Series 63, Portfolio Management, Asset Management, Equities, Series 7, Retirement Planning, Asset Allocation, FINRA, Fixed Income, Investment Strategies, Mutual Funds, Asset Managment, Investment Banking, Bonds, Finance, Management, Financial Services, Financial Advisory, Financial Planning
Education
University of Florida 1979 — 1981
BS, College of Journalism & Communications
Tulane University 1977 — 1979
Goins Wealth Strategies March 2009 - Present
Smith Barney 2004 - 2009
Edward Jones 1995 - 2004
Prudential Securities 1993 - 1995
Education
United States Naval Academy 1980 — 1984
B.S.
Vitalyst June 2014 - July 2015
Infocus Financial Advisors 2012 - August 2013
Sherwin Williams 2010 - 2012
UPS Store 2002 - 2007
Prudential Securities 1991 - 1992
GNP Securities 1987 - 1991
Skills
Microsoft Excel, Microsoft Office, Outlook, Computer Proficiency, Customer Service, Time Management, Data Entry, Management, Leadership, Finance, PowerPoint, Financial Analysis, Decades of experience..., Bookkeeping, Successful Business..., Auditing, Brokerage, Investments, Corporate Communications, Business Strategy, Manufacturing, Conflict Resolution, Kaizen, Environmental Awareness, Leadership Development, Sales, Microsoft Word, SharePoint, Sales Operations, Problem Solving
Education
Towson University 1978 — 1982
Bachelor of Science (B.S.), Business Administration and Management, General
SunTrust January 2015 - Present
PNC Investments January 2013 - January 2015
Farragut Resources October 2007 - January 2013
Merrill Lynch April 2002 - July 2007
Prudential Securities January 1997 - April 2002
IMC Worldcell January 1996 - December 1996
Columbia Industrial Hardware January 1992 - January 1996
WS Jenks & Son March 1990 - December 1992
Skills
Pension Administration, Investments, Fiduciary Services, Finance, Asset Management, Endowment Funds, Risk Management, Investment Management, Pensions, 401k, Management, Wealth Management, Wealth, Retirement Planning, Private Foundations, Retirement, Retirement Income..., Wealth Preservation..., Retirement Plan...
Education
Thunderbird School of Global Management
MBA, Finance / International Mgt.
University of Wisconsin-Madison
BA, Economics
Kaplan Test Prep and Admissions March 2012 - Present
Kaplan April 2010 - March 2012
Piper Jaffray April 2008 - April 2009
Jefferies & Company March 2005 - April 2008
SG Cowen July 2002 - March 2005
Robertson Stephens May 2001 - July 2002
Prudential Securities August 1997 - May 2001
The Hartford Courant October 1990 - May 1995
Skills
Management, Corporate Finance, Mergers & Acquisitions, Sales, Investment Banking, Financial Modeling, Telecommunications, Mergers, Strategic Planning, Finance, Business Development, Venture Capital, Private Equity, Equities, Strategy, Strategic Partnerships, Valuation, Due Diligence, Investments, Corporate Development, Capital Markets, Start-ups, Financial Analysis, Business Strategy
Education
University of Virginia Darden School of Business 1995 — 1997
MBA, Business
Trinity College-Hartford 1986 — 1990
BA, History
UBS February 2015 - Present
Citizens Bank January 2003 - February 2015
Merrill Lynch June 2000 - January 2003
Prudential Securities February 1997 - June 2000
Skills
Strategic Financial..., Investments, Retirement, Series 7, Banking, Asset Management, Finance, Financial Services, Portfolio Management
Education
The Ohio State University Fisher College of Business
Business Administration
The Principal Financial Group May 2014 - Present
Diversified Business Solutions (DBS) December 2013 - April 2014
Symetra in Bellevue, WA February 2012 - May 2013
Sun Life Financial October 2002 - February 2012
John Hancock Mutual Fund Company June 2000 - October 2002
Prudential Securities July 1998 - June 2000
Merrill Lynch March 1995 - July 1998
Prudential Preferred (Financial Planning Division of Prudential) April 1988 - March 1995
United States Air Force November 1983 - January 1988
Skills
High Net Worth..., Non Qualified..., Charitable Giving..., Fixed Annuities, Retirement Planning, Long-term Care, Retirement, Estate Planning, Series 63, Disability Insurance, Mutual Funds, Insurance, Series 7, Term Life Insurance, Wealth Management, 401k, Strategic Financial..., Financial Advisory, Financial Planners, Critical Illness, Financial Services, Employee Benefits, Underwriting, Long Term Care Insurance, Finance, Investment Strategies, Wealth, Universal Life, Whole Life, Strategy, IRAs, Wealth Accumulation, Health Insurance, Investment Advisory, Series 6, Investments, Variable Annuities, Securities, Pensions, FINRA, Asset Allocation, Financial Planning
Education
Lesley University, Cambridge MA 1984 — 1987
Masters in Management, Concentration in micro computer applications
The University of Georgia 1979 — 1982
Bachelor's Degree, Economics
Bavarian Wealth Management, Inc., a Registered Investment Advisory Firm September 2004 - Present
Pan-American Financial Advisors November 2000 - April 2004
Prudential Securities May 1999 - September 2000
Skills
Registered Investment..., Securities Licenses -..., Fluent (Read & Write) -..., Working Knowledge -..., Management, Securities, Retirement Planning, Asset Allocation, Investment Advisory, Investments, Life Insurance, Business Strategy, Alternative Investments, Long-term Care, Strategic Financial..., Retirement, Fixed Annuities, Public Speaking, Asset Managment, Recruiting, Portfolio Management, Estate Planning, Asset Management, Insurance, New Business Development, Wealth Management, Investment Strategies, Strategic Planning, Series 7, Mutual Funds, Marketing Strategy, Financial Advisory, Entrepreneurship, Equities, Bonds, Term Life Insurance, Financial Services, Universal Life, IRAs, Wealth, Disability Insurance, Financial Planners, 401k, Series 63, Small Business, Investment Management, Risk Management, Financial Planning, Whole Life, Qualitative Research
Education
Tulane University 1994 — 1998
Bachelor of Arts (B.A.), German Language and Literature
Quakertown Community Senior High School 1990 — 1994
High School Diploma
Wells Fargo Advisors, LLC 2009 - Present
Wachovia Securities 2004 - 2009
Prudential Securities 1998 - 2003
Paine Webber 1991 - 1998
Rotan Mosle 1990 - 1991
Dean Witter Reynolds 1984 - 1990
Skills
Business Services, Retirement Planning for..., Estate Investment..., Retirement Planning, Investment Planning
Education
University of North Texas 1980 — 1982
Bachelor of Business Administration (BBA)
The University of Texas at San Antonio 1978 — 1980
Dollars and Sense Management, Inc. September 2014 - Present
Crump Life Insurance Services February 2011 - Present
Highland Capital Brokerage December 2006 - February 2011
Merrill Lynch April 2005 - December 2006
Wachovia Securities April 2000 - April 2005
Prudential Securities May 1997 - April 2000
Merrill Lynch January 1987 - January 1995
Skills
Disability Insurance, Fixed Annuities, Life Insurance, Universal Life, Term Life Insurance, Long-term Care, Whole Life, Insurance, Series 6, Underwriting, Retirement Planning, Series 63, Series 7, Series 65, Estate Planning, Equity Indexed Annuities, Business Planning, Investment Strategies, Wealth Management
Education
The American College 1976 — 1981
CLU, ChFC, Insurance, Investments
Trust Company of the West December 2009 - Present
Metropolitan West Asset Management January 2004 - December 2009
Volpe Brown Whelan April 1999 - March 2000
Prudential Securities August 1997 - March 1999
Skills
Investment Management, High Yield, Asset Allocation, Asset Managment
Education
UCLA Anderson School of Management 2002 — 2004
MBA, Finance
Yale University 1993 — 1997
B.A., Economics
Charles Schwab January 2014 - Present
Dallas Theater Center January 2006 - Present
Charles Schwab April 2000 - January 2014
Southern Sector YMCA January 2008 - December 2011
Digital Lighthouse Corporation 1999 - 2000
Prudential Securities 1997 - 1999
Telelink 1993 - 1997
Education
Southwest High School
The University of Texas at Austin
UBS Financial Services October 2008 - Present
Merrill Lynch September 2001 - October 2008
Smith Barney 1993 - 2001
Prudential Securities December 1985 - 1993
Education
Tulane University 1979 — 1983
BA, Sociology
Entrepreneur Growth Capital October 2008 - Present
Alpine Commercial Capital September 2007 - October 2008
Capstone Capital Partners, LLC June 2005 - October 2007
Smith Barney 2000 - 2003
Prudential Securities 1994 - 2000
Paramus 1993 - 1999
Skills
Asset Based Lending, Term Loans, Middle Market, Lines Of Credit, Factoring, Small Business Lending, Loans, Commercial Lending, Commercial Mortgages, Underwriting, Loan Origination, Credit Analysis, Working Capital..., Capital, Refinance, Credit, Banking, Commercial Banking, Credit Risk, Entrepreneurship, Cash Management, Financial Structuring, Funding, Portfolio Management, Finance, Investments, Financial Services, Valuation, Mergers & Acquisitions, Financial Analysis, Restructuring, Executive Management, Structured Finance, Cash Flow Lending, Relationship Management, Business Development, Private Equity, Strategy, Commercial Finance, Due Diligence, Credit Cards, Corporate Finance, Capital Markets, SBA, Payments, Leveraged Finance, Mortgage Lending, Financial Institutions, Emerging Markets, Debt Restructuring
Education
The George Washington University 1985 — 1989
Paramus
Santander Consumer USA Inc. August 2007 - Present
Dow Jones Newswires April 1996 - August 2007
Prudential Securities January 1993 - April 1996
Skills
Credit, Finance, Account Management, Leadership, Sales, Risk Management, New Business Development, Sales Management, Vendor Management, Call Center, Pricing, Financial Analysis, Strategic Planning, Negotiation, Customer Service, Business Development, Product Management, Marketing Communications, Process Improvement, Public Relations, Call Centers, Analysis, Loan Servicing, Operations Management, Business Analysis, Loss Mitigation, Project Management, Management, Relationship Management
Education
The University of Texas at Dallas 1990 — 1994
BA, History
Kelson Group August 2010 - Present
The Office of Senator Kirsten E. Gillibrand December 2010 - Present
Boulder Crest Retreat for Military and Veteran Wellness November 2014 - Present
George H. Laufenberg Scholarship Foundation June 2010 - Present
Friendly Sons of Saint Patrick June 2009 - Present
Marwood Group August 2001 - November 2010
Prudential Securities June 1996 - November 2000
Skills
Investments, Series 7, Series 24, Series 63, Series 99, Series 66, Taft Hartley marketplace, Private Placements, Raising institutional..., alternative investments, union
Education
United States Naval Academy 1984 — 1988
Bachelor of Science, Economics
Laidlaw & Co. (UK) Ltd. March 2009 - Present
Porter Investment Group LLC May 1988 - April 2009
Paine Webber 1993 - 1995
Prudential Securities 1990 - 1993
Skills
Investments, Securities, Financial Planning, Bonds, Fixed Income, Annuities, High Net Worth..., Equities, Portfolio Management, Alternative Investments, Wealth Management, Series 7, Investment Strategies, Asset Allocation, Asset Management, Mutual Funds, Retirement Planning, Investment Banking, Fixed Annuities, Financial Advisory, Hedge Funds, Strategic Financial..., ETFs, Series 63, Finance, Investment Advisory, FINRA, Trading, Management, Capital Markets, Financial Services, Private Equity
Education
The Sage Colleges-Sage College of Albany 1970 — 1974
Accounting Bus Admin
Albany Business College 1970 — 1972
Associates, Accounting Bus Admin
Merrill Lynch May 2004 - July 2008
Oppenheimer & Co 2001 - 2004
Prudential Securities 1996 - 2001
Skills
Retirement Planning, Mutual Funds, Fixed Annuities, Series 7, Retirement, 401k, Series 63, Long-term Care, Disability Insurance, Strategic Financial..., Estate Planning, Investments, Insurance, Financial Advisory, IRAs, Wealth Management, Investment Strategies, Employee Benefits, Banking, Financial Services, Whole Life, Long Term Care Insurance, Life Insurance, Series 6, Term Life Insurance
Education
University of Texas at Dallas 1996 — 1998
MBA
University of North Texas 1988 — 1992
BA, Psychology
Stifel Nicolaus & Company, Inc. January 2011 - Present
UBS Financial Services September 2003 - January 2011
Prudential Securities June 1999 - August 2003
Smith Barney January 1995 - June 1999
Education
The Ohio State University 1982 — 1986
BSBA, Marketing
Swan Song Associates 2013 - Present
Richmond Lawrence Mgmt 2013 - Present
Goldman Sachs 2006 - 2012
Lehman Brothers 2001 - 2006
Prudential Securities 1998 - 2001
Dean Witter Reynolds 1992 - 1998
Fidelity Investments 1991 - 1992
County NatWest 1986 - 1991
Skills
Investment Banking, Structured Products, Derivatives, Fixed Income, Alternative Investments, Capital Markets, Hedge Funds, Portfolio Management, Private Equity, Management, Investments, Asset Management
Education
State University of New York at Albany
Virtua, Inc. August 2002 - Present
JSFCentral.com May 2003 - Present
Skills Matter 2006 - 2014
JSF Summit Conference 2008 - 2012
The Grow Network/McGraw-Hill August 2000 - August 2002
Prudential Securities October 1999 - August 2000
Virtua Communications Corp. 1995 - 2000
Guardian Life Insurance October 1998 - October 1999
Johns Hopkins University August 1998 - November 1998
Johns Hopkins University August 1998 - November 1998
Skills
Java, XML, Hibernate, JSP, Open Source, JSF, EJB, Software Development, Servlets, AJAX, SQL, JDBC, Tomcat, Web Applications, Architecture, Software Engineering, Spring, JavaScript, Web Development, HTML, Websphere, Enterprise Architecture, Linux, Facelets, Subversion, jQuery, Mentoring, UML, Cloud Computing, JPA, Ant, Seam, J2EE, MySQL, Eclipse, OOP, JUnit, Portlets, Portals, CSS, Agile, C++, Application Development, JBoss, Liferay, IceFaces, MyFaces, RichFaces, PrimeFaces, Spring Framework
Education
The Johns Hopkins University 1993 — 1997
BA, Computer Science
Glassdoor January 2014 - Present
RPX Corporation August 2009 - May 2013
RPX Corporation March 2009 - August 2009
Vectrant Technologies Inc. September 2006 - January 2009
CrossCart, Inc May 2004 - March 2005
Credit Suisse First Boston April 2000 - April 2002
Prudential Securities September 1997 - April 2000
Prudential Securities April 1994 - March 1996
Prudential Securities August 1989 - March 1994
Booz, Allen & Hamilton August 1985 - August 1987
Skills
Mergers, Financial Modeling, Capital Raising, Venture Capital, Valuation, Strategy, Financial Analysis, Equities, Divestitures, Start-ups, M&A experience, Mergers & Acquisitions, Managerial Finance, Restructuring, Investor Relations, Capital Markets, IPO, Financial Structuring, Executive Management, Due Diligence, Investments, Management, Structured Finance, Finance, Corporate Development, Leveraged Finance, Private Equity, Business Planning, Entrepreneurship, Investment Banking, Corporate Finance, Acquisitions, Accounting, Jazz Piano
Education
UCLA Anderson School of Management 1987 — 1989
MBA, Finance
University of Pennsylvania 1981 — 1985
B.S.E., Electrical Engineering
LPL Financial June 2002 - Present
Consulate of Ukraine, Houston, Tx 2000 - Present
Shell Houston Open April 2012 - Present
Prudential Securities February 1994 - June 2002
Bounty Oil and Gas 1979 - 1994
Skills
Portfolio Management, Investment Strategies, Asset Allocation, Asset Management, Financial Advisory, Private Equity, Mergers & Acquisitions, Series 7, Banking, Competitive Analysis, IRAs, Securities, Retirement Planning, Finance, Financial Analysis, Trading, Due Diligence, Valuation, Credit, Investment Management, Wealth, Series 65, Risk Management, Series 63, Corporate Finance, Fundraising, Retirement, Financial Services, Wealth Management, Uniform Combined State..., Management, 401k, Financial Modeling
Education
Thunderbird School of Global Management 1975 — 1976
MBA, Economics, Finance and International Business
USAF Class 71-05 Moody AFB 1970 — 1975
Commercial Pilot License, T-38 Instructor pilot at Willy, Captain USAF
ARK Global, LLC February 2014 - Present
CAIA (Chartered Alternative Investment Analyst) Association August 2014 - Present
The University of Arizona August 2015 - Present
Compass Securities Corporation December 2009 - March 2015
Equinox Fund Management 2005 - 2009
Robeco USA / Weiss, Peck & Greer 2002 - 2005
Bank of America 2000 - 2002
Welton Investment Corporation 1998 - 2000
John W. Henry & Company, Inc. 1994 - 1998
Prudential Securities 1993 - 1994
Skills
Hedge Funds, Alternative Investments, Liquid Alternatives, Managed Futures, Investment Strategies, Asset Management, Business Development, Investments, Entrepreneurship, Investment Management, Institutional..., Mutual Funds, Hedging, Equities, Asset Allocation, Fixed Income, Securities, Asset Managment, Series 63, Fund Of Funds, Financial Advisory, RIAs, Series 7, Relationship Management, Start-up Ventures, Portfolio Management, Risk Management
Education
Sahuarita High School
Thunderbird School of Global Management
MBA, International Finance and Marketing
University of Arizona, Eller College of Management
B.S., Finance, Entrepreneurship
Ensco plc September 2010 - Present
GMAC January 2007 - September 2010
Ally Financial Inc. January 2007 - January 2008
Visteon January 2004 - January 2007
Visteon 2002 - 2004
Visteon 2000 - 2002
The Northern Trust Company 1997 - 1999
Prudential Securities 1992 - 1995
Skills
Treasury Management, Structured Finance, Capital Markets, Derivatives, Risk Management, Financial Modeling, Cash Management, Finance, Treasury, Financial Risk, Portfolio Management, Investment Banking, Restructuring, Financial Services, Investments, Internal Controls, Forecasting, Banking, Internal Audit, Hedging, Sarbanes-Oxley Act, Auditing, Financial Structuring
Education
University of Illinois at Urbana-Champaign 1995 — 1997
MBA, International Finance
The University of Manchester 1995 — 1996
Michigan State University 1988 — 1992
BA, Finance
Northville High School 1984 — 1988
Prep
Pershing, a BNY Mellon company March 2015 - Present
Wilmington Trust a Division of M&T Bank March 2012 - February 2015
Wilmington Trust a Division of M&T Bank June 2010 - March 2012
Wilmington Trust October 2006 - May 2010
The Bank of New York June 2000 - August 2006
BUYandHOLD.com June 1999 - March 2000
Prudential Financial 1996 - 1999
Prudential 1990 - 1999
Prudential Securities 1990 - 1995
Skills
Strategic Planning, Contract Negotiation, Risk Management, Financial Services, Vendor Management, Business Analysis, Process Improvement, Relationship Management, Mutual Funds, Program Management, Leadership, Six Sigma, Change Management, Management, Cross-functional Team..., Strategy
Education
State University of New York at Buffalo 1985 — 1990
Bachelor of Arts (B.A.)
New York Institute of Technology - NYC 1985 — 1987
Architecture
La Salle Academy 1980 — 1984
Diploma, General
White Energy October 2010 - Present
Lennox Industries 2002 - 2010
Lennox Industries 1999 - 2002
Prudential Securities 1997 - 1999
Zale Corporation 1993 - 1997
FootAction, Inc. 1991 - 1993
FootAction, Inc. 1989 - 1991
Summit Acceptance Corporation 1989 - 1989
Skills
Financial Reporting, Forecasting, Process Improvement, Accounts Payable, Accounting, Budgets, Account Reconciliation
Education
The University of Texas at Arlington 1996 — 2000
MBA, Retail Marketing
University of Central Arkansas 1984 — 1988
BBA, Finance
Fitch Ratings April 2003 - July 2008
Fitch Ratings April 2003 - July 2008
Prudential Securities July 2005 - April 2006
Kraft Foods Group September 1994 - May 2005
GOLDMAN, SACHS & CO. August 2001 - March 2002
Moody's Investors Service June 1996 - July 1999
Skills
Fixed Income, Capital Markets
Education
Dartmouth College - The Tuck School of Business at Dartmouth 1999 — 2001
Master of Business Administration (M.B.A.), Business Administration and Management, General
The University of Chicago 1990 — 1994
Bachelor of Arts (B.A.), Political Science
UBS Executive DirectorUBS Financial2006 - Present
McDonald Financial Group April 2005 - February 2007
Quick & Reilly August 2002 - December 2004
Gruntal & Co. 2000 - 2002
Prudential Securities February 1984 - June 2000
Skills
Investment Advisory, Wealth Management, Fixed Income, Securities, Equities, Options, Asset Allocation, Alternative Investments, 401k, Retirement, Retirement Planning, Asset Management, Series 24, Series 63, Series 7, Investment Strategies, Mutual Funds
Education
The Ohio State University 1966 — 1971
J.P. Morgan April 2014 - Present
Citi September 2005 - April 2014
Booz & Company June 1998 - August 2005
Smith Barney June 1996 - July 1997
Prudential Securities July 1994 - June 1996
Education
The Tuck School of Business at Dartmouth 1997 — 1999
MBA
Yale University 1990 — 1994
BA, Economics
Loop Capital Markets October 2014 - February 2015
Cortview Capital Markets/Pierpont Securities April 2012 - October 2013
Keefe, Bruyette & Woods August 2010 - November 2011
Rait Securities/ Aladdin Capital, LLC January 2009 - July 2010
Countrywide Securities 2004 - 2008
UBS 2002 - 2004
Bear Stearns 2001 - 2002
Prudential Securities 1995 - 2000
Prudential Securities 1995 - 1998
US Navy 1983 - April 1994
Skills
Securities, Structured Products, ABS, Capital Markets, Hedge Funds, Investments, Financial Analysis, Fixed Income, Equities, Asset Management, Portfolio Management, Private Equity, Trading, Series 63, Hedging, Finance, Bloomberg, Bonds, Investment Banking, Series 7, Structured Finance, Financial Structuring, Financial Risk, Credit Derivatives, Alternative Investments, Team Leadership, New Business Development, Leadership Development, Relationship Management, Loans, Financial Markets, CDO, MBS, Derivatives, Economics, CMBS, Sales
Education
New York University - Leonard N. Stern School of Business
MBA, Finance, International Business
United States Naval Academy
BS, Economics
Nationwide Financial December 2010 - Present
Saginomiya America, Inc June 2008 - June 2010
Honda Family Center ESL Tutoring 1997 - 2009
Daifuku America Corporation May 2005 - June 2007
JET Programme 2001 - 2004
Wachovia Securities 1998 - May 2001
Prudential Securities 1998 - 2001
Thompson Electronics, Inc June 1996 - December 1998
Huntington National Bank April 1994 - October 1994
Skills
Retirement Planning, Management, Finance, Mutual Funds, Policy, Process Improvement, Employee Benefits, Strategic Planning, Series 6, Microsoft Excel, Leadership, Insurance, 401k, Series 7, Financial Services, Fixed Annuities, Health Insurance, Life Insurance, Variable Annuities, Series 63, Series 65
Education
InterestsThe Ohio State University OSU Women's Varsity Crew Team 1994 — 1998
Bachelor of Arts, Economics
The Ohio State University 1993 — 1998
Bachelor's degree, Economics/International Studies
University of Cincinnati College Conservatory of Music 1992 — 1993
Cello Performance
Standard Chartered Bank October 2014 - Present
CIT (via Kforce) March 2014 - October 2014
Capital One June 2011 - July 2013
JPMorgan August 2010 - June 2011
Deutsche Bank New York 2003 - 2010
Prudential Securities 2001 - 2003
JPMorgan 1987 - 2001
Skills
Treasury Management, Product Management, Treasury Services, Payments, Cash Management, Banking, Internet Banking, FX Options, Commercial Banking, Back Office, Treasury, SWIFT payments, Financial Services, Liquidity Management, Risk Management, CRM, Capital Markets, Credit Risk, Investment Banking, Fixed Income, Relationship Management, Derivatives, Trade Finance, Retail Banking, Financial Risk, Financial Institutions, AML, Portfolio Management, Operational Risk, Operational Risk..., Payment Systems
Education
State University of New York at Buffalo
Bachelor of Arts (B.A.), Geological Sciences
StoneMor Partners, L.P. April 2015 - Present
Cox Communications January 2013 - March 2015
Lenny's Sub Shop December 2009 - April 2013
WorldPay US December 2010 - September 2012
E*TRADE Financial December 2007 - October 2010
SUNTRUST BANKS 2006 - 2007
First Horizon National Corporation January 1999 - January 2006
VINING SPARKS INVESTMENT GROUP January 1998 - January 1999
LUTHERAN BROTHERHOOD January 1997 - January 1998
Prudential Securities January 1995 - January 1996
Skills
Training, Salesforce.com, WebEx, Series 7, Captivate, Blended Learning, Instructional Design, Instructor-led Training, Needs Analysis, Team Building, Coaching, Leadership, Performance Management, E-Learning, Financial Services, Program Management, CRM, Customer Service, Employee Training, Software Documentation, Call Centers, Human Resources, Business Development, Interviews, Onboarding, Strategy, Project Management, Sales, Strategic Planning, Time Management, Analysis, Customer Retention, Banking, Employee Benefits
Education
The University of Memphis
Bachelor of Arts, Communications
University of Tennessee-Knoxville
Advance Medical Supply 2010 - Present
D&B March 2002 - December 2009
Prudential Securities 2000 - 2001
First USA 1998 - 2000
FMC 1996 - 1998
Ernst & Young 1992 - 1994
Skills
Analytics, Strategic Planning, Business Analysis, Business Development, Finance, Strategy, Business Strategy, Salesforce.com, Cross-functional Team..., Leadership, Competitive Analysis, Marketing Strategy, CRM, Market Research, Mergers & Acquisitions, Change Management, New Business Development, Strategic Partnerships, Management, Solution Selling
Education
University of Virginia Darden School of Business 1994 — 1996
University at Albany, SUNY 1988 — 1992
BS, Business
UBS Investment Bank 2007 - Present
Credit Suisse 2004 - 2007
Morgan Stanley 2000 - 2004
Prudential Securities 1998 - 2000
Education
Washington University in St. Louis - Olin Business School 1987 — 1989
MBA
The George Washington University 1984 — 1987
BA
Gates Capital January 2002 - Present
Gates Capital Corporation 2002 - Present
Prudential Securities January 1988 - June 1993
Skills
Capital Markets, Equities, Portfolio Management, Fixed Income, Asset Management
Education
Union College 1970 — 1974
BA, Economics
1st Response Medical Transport Corp. December 2011 - Present
Keefe Bruyette and Woods January 2002 - November 2010
Prudential Securities 2001 - 2002
Downtown Sailing Center 1999 - 2001
T. Rowe Price 1992 - 2000
Skills
Equity Trading, Mutual Funds, Trading
Education
The Johns Hopkins University - Carey Business School 1995 — 1999
MBA, Finance
University of Delaware - Lerner College of Business and Economics 1987 — 1991
Business Administration
Morgan Stanley Smith Barney August 2004 - December 2011
JK Consulting 2002 - 2004
Morgan Stanley Dean Witter 1999 - 2002
Morgan Stanley Dean Witter 1998 - 1999
Morgan Stanley Dean Witter 1997 - 1998
Prudential Securities 1993 - 1997
Legg Mason 1992 - 1993
Shearson Lehman Brothers 1989 - 1992
Skills
Risk Management, Retirement Planning, Investments, Wealth Management, Estate Planning, Asset Allocation, Finance, Strategic Financial..., Wealth, Financial Advisory
Education
The George Washington University 1985 — 1989
BA, Speech Communications
Wells Fargo April 2007 - Present
Prudential Securities May 2005 - March 2007
Prudential Securities March 2002 - May 2005
Merck 1995 - 2002
Skills
Medical Devices
Education
NYU Stern School of Business 1989 — 1991
Master of Business Administration (MBA), Finance, General
Tulane University 1983 — 1987
Bachelor of Arts (B.A.), Political Science
inHealth, LLC October 2008 - October 2010
WebMD 1999 - 2007
McKinsey & Company 1997 - 1999
Morgan Stanley 1992 - 1994
Prudential Securities 1991 - 1992
Skills
Strategic Partnerships, Strategy, Start-ups, Business Strategy, Analytics, Strategic Planning, Marketing Strategy, Product Management, Business Development, Competitive Analysis, Entrepreneurship, Investments, Online Advertising, Cross-functional Team..., Digital Marketing, Digital Strategy, Digital Media, Mergers & Acquisitions, Integrated Marketing, Marketing, Product Marketing, Leadership, Ad Tech, Healthcare, Local Marketing
Education
University of Pennsylvania - The Wharton School 1995 — 1997
MBA
The University of Georgia 1986 — 1990
BBA, Economics
Morgan Stanley Smith Barney January 2011 - Present
CITI April 2008 - February 2011
Earth Improvements August 2007 - April 2008
Prudential Financial July 1993 - August 2007
Prudential Securities 1993 - 2007
Education
University at Buffalo 1986 — 1991
Dobbs Ferry High school
Evalueserve December 2013 - Present
Markit September 2012 - November 2013
Evalueserve May 2012 - October 2012
BNP Paribas August 2010 - January 2012
Markit September 2008 - September 2010
Lehman Brothers September 2005 - March 2008
Lehman Brothers August 1998 - March 2008
Lehman Brothers (in Administration) March 1993 - August 1998
Prudential Securities 1987 - 1993
Skills
Business Analysis, Analytics, Fixed Income, Portfolio Management, Project Management, Management, Market Research, Product Marketing, Financial Services, Marketing, Commodity, Training, Capital Markets, Asset Management, Investment Banking, Hedge Funds, Research, Risk Management, Valuation, Trading
Education
The University of Sheffield 1981 — 1984
Ph.D, Remote Sensing
University of Portsmouth 1978 — 1981
B.Sc, Environmental Science
Incapital LLC March 2010 - Present
Fundamental Capital Markets July 2009 - April 2010
Sterne Agee Capital Markets January 2007 - December 2007
BB&T Capital Markets March 2001 - June 2006
Prudential Securities 1981 - 2000
Skills
Series 63, Bonds, Fixed Income, Capital Markets, Series 7, Series 24, Alternative Investments, Securities, FINRA, Asset Allocation, Mutual Funds, Bloomberg
Education
The Ohio State University 1972 — 1976
Bachelor of Science (B.S.), English Language and Literature/Letters
CIT August 2010 - Present
LM Isis Capital Management June 2007 - January 2008
Credit Suisse May 2002 - May 2007
Credit Suisse First Boston April 2000 - May 2002
Prudential Securities August 1998 - April 2000
Skills
Leveraged Finance, Financial Modeling, Credit Analysis, Fixed Income, Hedge Funds, High Yield, Credit Derivatives, Valuation, Equity Research, Bonds, Portfolio Management
Education
Union College 1996 — 1998
MBA, Business Administration
Union College 1993 — 1997
BS, Mechanical Engineering
Credit Agricole Investment Bank November 2006 - Present
Citigroup Corporate Investment Bank April 2004 - November 2006
PricewaterhouseCoopers Immigration Law LLP October 2000 - April 2004
Prudential Securities 1996 - 1999
Skills
Risk Management, Internal Audit, Internal Controls, Credit, Finance, Credit Risk, Team Leadership, Credit Analysis, Cross-functional..., Presentations, Financial Risk, Policy, Compliance Regulations, Business Analysis, Analytical Skills, Report Writing, Financial Analysis, Microsoft Office, Microsoft Word, Microsoft Excel, PowerPoint, Outlook
Education
Trinity College-Hartford 1996 — 2000
Bachelor of Arts, English Literature
United Nations International School
River Birch Captital LLC September 2015 - Present
Realm Partners LLC May 2009 - September 2015
R3 Capital May 2008 - May 2009
Lehman Brothers 1997 - 2008
Prudential Securities June 2001 - July 2004
Skills
Fixed Income, Capital Markets, Derivatives, Equities, Hedge Funds, Investment Banking, Bloomberg, Securities, Alternative Investments
Education
University at Albany, SUNY 1987 — 1991
Xavier High School 1983 — 1987
Carrington Clark & associates January 1994 - Present
CARRINGTON CLARK & ASSOCIATES 1994 - Present
Prudential Securities 1982 - 1992
Education
Trinity College-Hartford
Valmark Securities March 2004 - Present
Mustard Seed Market & Cafe August 2000 - Present
Proforma September 2002 - January 2004
Nationwide March 2000 - August 2002
Prudential Securities August 1998 - December 1999
Buehler Fresh Foods Market January 1976 - May 1999
Skills
Retail, Accounting, Training, Microsoft Dynamics, Customer Service, Microsoft Excel, Insurance, Intercompany, Multi-currency, Microsoft Word, Accounts Receivable, Management, Time Management, Accounts Payable, Life Insurance, Investments, General Ledger, Leadership, Finance, Microsoft Office
Education
The University of Akron 1970 — 1976
AAS, Criminal Justice/ Social Work
Thrive Frozen Nutrition February 2012 - Present
Kinghorn, Hilbert and Associates June 2010 - December 2011
Cornerstone Mortgage Group September 2009 - August 2010
The Intersect Group September 2008 - 2009
Callaway Partners, LLC February 2006 - June 2008
Huron Consulting Group 2007 - 2008
RT Engines 2003 - 2006
RT Engines 2003 - 2006
Prudential Securities 1998 - 2003
KPMG September 1994 - December 1997
Skills
Strategic Planning, Financial Analysis, Business Planning, Forecasting, Finance, New Business Development, Contract Negotiation, Negotiation, Business Development, Sales, Sales Management, Team Building, Banking, Risk Management, Insurance
Education
The Ohio State University Fisher College of Business 1990 — 1994
BSBA, Accounting and Finance
Cetera Financial Specialists July 2000 - Present
Prudential Securities 1995 - 1999
Skills
Chartered Financial..., Certified Financial..., Series 7, Series 63, Series 65, Series 24, Finance, Insurance, Financial Advisory
Education
The University of Texas at Austin 1986 — 1989
Bachelor of Business Administration (BBA), Marketing
TIAA-CREF February 2006 - January 2008
TIAA-CREF September 2004 - February 2006
Larimer Capital Corp. February 2003 - March 2004
Blue Sky Advisors January 2002 - February 2003
Prudential Securities August 1999 - September 2000
Lipper, A Thomson Reuters Company June 1998 - August 1999
Lipper, a Thomson Reuters Company August 1997 - June 1998
Skills
Portfolio Management, Wealth Management, Equity Research, Asset Management, Investment Advisory, Financial Analysis, Relationship Management, International Finance, Financial Modeling, Finance, Corporate Governance, Fixed Income, Investment Management, Competitive Analysis, Valuation, Business Intelligence..., New Business Development, Bloomberg, China Business..., Performance Attribution, Behavioral Finance, @Risk, Business Relationship..., Corporate Strategy..., Financial Risk, Emerging Markets, Management, Business Strategy, Mutual Funds, Strategy, Asset Allocation, Investment Strategies, Securities, Analysis, Investments
Education
Thunderbird School of Global Management 2012 — 2014
Master's Degree, Global Management, Graduated with Honors
The Chinese University of Hong Kong 2010 — 2012
MBA, Finance, China Business, Graduated with Honors
Tsinghua University 2012 — 2012
MBA-Exchange, China Business
University of Colorado at Denver 2009 — 2010
Master of Science (M.Sc.), Finance
University of Colorado at Boulder 2009 — 2012
Bachelor's, Cultural Anthropology
Sogeti USA LLC May 2011 - Present
Sogeti September 2008 - December 2012
Verizon July 2002 - September 2008
Prudential Securities September 2000 - June 2002
Silverline Technologies October 1999 - August 2000
NSDL 1997 - 1999
Skills
WPF, SOA, SDLC, Enterprise Architecture, Agile Methodologies, WCF, C#, Scrum, Solution Architecture, ASP.NET, SSRS, .NET, Integration, TFS, Software Project..., Microsoft SQL Server, Web Services, Software Development, Agile Project Management, Requirements Analysis, Client Relations
Education
The University of Dallas 2010 — 2013
MBA
SDM College of Engg and Tech 1993 — 1997
Bachelors in Engineering, Electrical and Electronics
Drobny Global January 2013 - Present
Vitale Enterprises, LLC June 2009 - Present
River Run Management, LLC January 2005 - June 2009
Brera Capital Partners May 2000 - September 2004
INVESCO Private Capital January 1997 - May 2000
Prudential Securities June 1996 - January 1997
Oak Hill Partners, LP March 1991 - May 1996
Skills
Partnership Accounting, QuickBooks, Accounting, Financial Analysis, Financial Reporting, Hedge Funds, Private Equity
Education
The Catholic University of America 1989 — 1990
MA, Finance
The Catholic University of America 1986 — 1990
BA, Financial Management and Economics
Manasquan High School 1982 — 1986
Oakridge Financial April 2004 - Present
Wachovia Securities July 2003 - April 2004
Prudential Securities February 1999 - July 2003
Recom Securities August 1995 - February 1999
Skills
Retirement Planning, Series 7, Investment Strategies
Education
University Of North Dakota 1990 — 1994
BBA, Finance
Wells Fargo Advisors, LLC September 2009 - Present
Morgan Stanley October 2008 - August 2009
Wachovia Securities June 2001 - October 2008
robertson stephens March 1999 - April 2001
Prudential Securities October 1988 - April 1999
Education
University at Albany, SUNY 1984 — 1988
ba, sociology, business
West Hempstead High School 1980 — 1984
Giantmicrobes, Inc July 2015 - Present
Meta Group August 1995 - October 1998
Prudential Securities April 1984 - January 1995
Skills
Cloud Computing, SaaS, Strategic Planning, Business Analysis, Vendor Management
Education
New York University 1987 — 1990
School of Continuing and Professional Studies, MIS
The University of Connecticut School of Business 1979 — 1983
BS, MIS
Greenwich High School
Edward Jones June 2012 - Present
Edward Jones February 2011 - May 2012
Social Suppers May 2006 - September 2009
DST Systems 2001 - 2006
DST Technologies, Inc. 1996 - 2001
Prudential Securities April 1992 - December 1992
DST Systems 1983 - 1992
Education
University of Kansas 1979 — 1983
BS, Business Administration
JPMorgan Chase 2003 - Present
Prudential Securities 1984 - 2002
SIAC April 1983 - October 1984
American Management Systems 1980 - 1983
Skills
Fixed Income, Equities, Securities, Series 7, Investment Banking, Capital Markets, Leadership, Business Analysis, Portfolio Management, Risk Management, Financial Services, Trading Systems, Derivatives, Hedge Funds, Middle Office, SDLC, Vendor Management, Back Office, Series 63, Prime Brokerage, Alternative Investments, Asset Management, Strategic Thinking, Banking, Investments, Equity Derivatives, Bloomberg, Financial Markets, Corporate Finance, Financial Risk, Mutual Funds, Market Data, Financial Analysis, Wealth Management, Credit Risk, Asset Managment, Financial Modeling, Credit, Great eye for detail, Electronic Trading, Loans, Outstanding..., Business Excellence
Education
New York University - Leonard N. Stern School of Business 1981 — 1986
MBA, Finance
University at Albany, SUNY 1976 — 1980
BS, Business Administration
South Shore High School
University of Utah August 2008 - Present
University of Utah June 2012 - June 2015
University of Utah August 2008 - June 2011
Bella Research Inc April 1996 - August 2008
Prudential Securities 1994 - 1996
Lehman Brothers January 1992 - April 1994
Wertheim Schroder May 1987 - January 1992
Kimberly-Clark 1986 - 1987
Skills
Venture Capital, Financial Analysis, Data Analysis, Strategic Planning, Financial Modeling, Analysis, Analytics, Professional Mentoring, Market Research, Authenticity, Entrepreneurship, Strategy, Leadership, University Teaching, Portfolio Management, Management, Forecasting, Financial Reporting, Valuation, Competitive Analysis, Corporate Finance, Business Strategy, Budgets, Finance, Business Planning, Start-ups, Economics, Managerial Finance, Business Analysis, Investments, Due Diligence, Consulting
Education
University of Alabama 1984 — 1986
MBA, Finance
Troy University 1981 — 1984
BS, Math, Economics (Business Admin)
University of Utah - David Eccles School of Business
Hess Corporation January 2011 - Present
Hess Corporation January 2009 - December 2010
Hess Corporation August 2003 - December 2008
Prudential Securities January 2000 - July 2003
Wachovia Securities (formerly Prudential Securities) 2000 - 2003
Skills
SQL, Risk Management, Business Intelligence, Commodity Markets, Project Management, Access, Energy, Business Analysis, Financial Risk, Leadership, Data Analytics, Requirements Analysis, Process Improvement
Education
Touro College 1997 — 2000
MIS, Management Information Systems
PKS Advisory Services, LLC March 2007 - Present
Purshe Kaplan Sterling Investments March 1997 - Present
Prudential Securities September 1993 - March 1997
Shearson Lehman Brothers September 1989 - September 1993
Skills
Retirement Planning, Mutual Funds, Series 7, Asset Allocation, Securities, Series 63, Estate Planning, Financial Services, Fixed Annuities, Insurance, 401k, Risk Management
Education
United States Military Academy at West Point 1981 — 1985
FDIC July 2010 - Present
Wells Fargo November 2007 - July 2010
First Magnus Financial March 2005 - August 2007
Landmark Power Exchange April 2003 - March 2005
Amerex Energy 2002 - 2003
Prudential Securities 2001 - 2002
Skills
Banking, Financial Analysis, Financial Modeling, Valuation, Investments, Management, Project Management, Credit, Risk Management, Portfolio Management, Sales Operations, Consumer Lending, Small Business Lending, Credit Analysis, Mortgage Lending, Underwriting, Credit Risk, Core Banking, Financial Services, Loan Origination, Insurance, Residential Mortgages, Mortgage Servicing, Government Contracting, Finance, Commercial Lending, Commercial Banking, Loans, Strategic Financial...
Education
The University of Texas at Austin 1998 — 2002
Finance, Finance and Accounting
The University of Texas at Austin - Red McCombs School of Business 1998 — 2002
BBA, Finance and Accounting
Markit April 2009 - Present
Merrill Lynch September 2007 - March 2009
Primus Asset Management March 2000 - July 2007
Merrill Lynch April 1993 - March 2000
Prudential Securities September 1987 - April 1993
Skills
Fixed Income, Hedge Funds, Bloomberg, Capital Markets, Bonds, Credit Derivatives, Asset Managment, CDS, Valuation, Credit, Derivatives, Equities
Education
London School of Economics and Political Science, U. of London
Bachelor of Science (BSc), Management Science
School Health December 2012 - Present
Comcast Cable July 2011 - September 2012
Aon - Hewitt Consulting June 2009 - May 2010
Allstate March 2002 - May 2009
PRUDENTIAL SECURITIES January 1998 - January 2002
NATIONWIDE LIFE INSURANCE February 1994 - October 1998
Nationwide December 1990 - October 1998
Skills
Strategy, Team Leadership, Lead Generation, Coaching, Employee Training, Sales, Leadership Development, Sales Process, Employee Benefits, Recruiting, Sales Management, Leadership, Team Building, Training, Management, Marketing, Telecommunications, Human Resources, Insurance, CRM, Public Speaking, New Business Development, Strategic Planning, Sourcing, Customer Service, Call Centers, Account Management, Customer Retention, Cold Calling, Sales Operations, Process Improvement, Mentoring, Cross-functional Team..., Interviews, Salesforce.com, Customer Satisfaction, Performance Management, Project Management
Education
The Ohio State University 1979 — 1983
Bachelors, Education
The Ohio State University
Bachelor's degree, Education
Barclays Capital December 2010 - April 2012
SP Research Inc. January 2009 - February 2011
Prudential Securities 1999 - 2007
Credit Suisse First Boston 1993 - 1999
Skills
Equity Research, Equities, Hedge Funds, Series 7, Investments, Securities, Portfolio Management, Series 63, Asset Managment, Financial Modeling, Capital Markets, Bloomberg, Valuation
Education
The University of Chicago - Booth School of Business 1990 — 1992
MBA, Finance
Sublett Partners, Ltd. 1997 - Present
HydroProcessing, LLC 1996 - 2007
Prudential Securities 1979 - 1995
Skills
Board of Director..., Fundraising, Team Leadership, Investments, Private Equity, Venture Capital, Portfolio Management, Equities, Asset Managment, Start-ups, Strategic Planning, Business Development, Finance, Entrepreneurship, Leadership, Due Diligence, Executive Management, Management Consulting, Business Strategy, Strategy, Strategic Partnerships, Financial Analysis, Restructuring, Mergers & Acquisitions, Financial Services, Small Business, IPO, Managerial Finance, Asset Management, Board of Directors
Education
Sweet Briar College 1958 — 1960
Physics
The University of Texas at Austin
Finance, General
Univ. of Texas Austin
Finance
Gulf Chemcical International July 2006 - Present
Wachovia Securities Financial Network May 2003 - December 2005
Prudential Securities May 2001 - May 2003
Skills
New Business Development, Strategic Planning, Investments, Financial Analysis, Sales, Contract Negotiation, Negotiation, Business Development, Marketing Strategy, Market Analysis, Business Strategy, Marketing, Sales Management, International Sales
Education
The University of Texas at Austin 1997 — 2001
Bachelor's of Science, Political Science and Government
The University of Texas at Austin 1997 — 2001
Bachelor of Arts (B.A.), Political Science and Government
Royal Crane Rentals LLC April 2005 - Present
Royal Crane Rentals LLC April 2005 - December 2010
Commerzbank Securities October 2003 - November 2004
Deutsche Bank Securities August 1996 - June 2003
Soundview Financial Group, Inc May 1995 - July 1996
Prudential Securities July 1993 - April 1995
Education
University at Albany, SUNY
Bachelor of Science, Business Administration
St. John's University, College of Business Administration
Merrill Lynch 2001 - Present
Prudential Securities February 1994 - November 2001
Shearson Lehman September 1988 - February 1994
Skills
Strategic Planning, Series 7, Retirement Planning, Wealth Management, Certified Financial..., Investments, Investment Advisory, Venture Philanthropy, Asset Allocation, Securities, FINRA, Investment Strategies, Alternative Investments, Series 63, Investment Management, Bonds, Mutual Funds, Estate Planning, Retirement
Education
Tufts University 1971 — 1975
Bachelor’s Degree, Theatre, English
Melvin Securities 2010 - 2010
Protective Securities 2009 - 2010
Mesirow Financial 2002 - 2008
National Bank of Commerce-Memphis, Tennessee 2001 - 2002
First Tennessee Capital Markets 2000 - 2001
Morgan Keegan 1995 - 2000
NatCity Investments-Cleveland, Ohio 1995 - 1995
Alex Brown & Sons 1994 - 1995
Prudential Securities 1986 - 1988
Blunt Ellis & Loewi 1983 - 1987
Skills
Trading, Bonds, Underwriting, Investment Banking, Series 7, Series 63, Fixed Income, Loans, Investments, Debt, Securities, Bloomberg, Financial Markets, Executive Management, Municipal
Education
The Ohio State University
BS, Marketing/Finance
Orange River Royalties, LLP January 1997 - Present
Drunk Elepant, LLC 2014 - 2015
Drunk Elepant, LLC 2014 - 2015
Drunk Elepant, LLC 2014 - 2015
Drunk Elepant, LLC 2014 - 2015
Prudential Securities 1996 - 2000
Enron Capital and Trade 1993 - 1996
Excel Gas Marketing 1987 - 1993
Education
The University of Texas at Austin 1990 — 1992
Master of Business Administration (M.B.A.)
Univ. of Texas 1982 — 1987
Bachelor of Arts (B.A.), Economics
Goldman Sachs January 2005 - Present
Fitch Ratings June 2001 - January 2005
Prudential Securities August 1999 - December 2000
Skills
Capital Markets, Structured Finance, Fixed Income, Financial Modeling, Investment Banking, Valuation, Hedge Funds, Derivatives, Corporate Finance, Bonds, Investments, Equities, ABS, Private Equity, Structured Products, Securitization, Financial Structuring, Securities, Private Placements, Credit Derivatives, Alternative Investments, Bloomberg
Education
Tulane University 1995 — 1999
BA, Political Economy
London School of Economics and Political Science 1998 — 1998
GTIS Partners December 2011 - Present
The Olayan Group June 2009 - April 2011
Olayan America Delaware, LLC June 2009 - April 2011
various companies September 2008 - May 2009
Paduano & Weintraub July 2006 - September 2008
Wachovia Securities July 2005 - July 2006
Bear, Stearns & Co., Inc July 2001 - July 2005
Prudential Securities January 2000 - July 2001
CIBC World Markets July 1999 - January 2000
Lowenbaum Financial Research July 1998 - December 1998
Skills
Program Management, Marketing, Expense Reports, Equities, Event Management, Bloomberg, Trading, Banking, Accounting, Sales, CRM
Education
Trinity University
Bachelor of Arts
Dataface August 2011 - August 2012
Reynolds & Reynolds February 2001 - March 2011
Prudential Securities 1998 - 1999
Education
Texas Tech University 1986 — 1988
Master of Music, Piano Pedagogy
Texas Lutheran University 1982 — 1986
Bachelor of Arts (BA), Piano Performance
RBC Capital Markets 2004 - Present
Ziegler Financial Services 2000 - 2004
George K. Baum & Co. 1996 - 2000
Prudential Securities 1987 - 1996
Citicorp Investment Bank 1984 - 1987
Lehman Brothers Kuhn Loeb/Shearson Lehman/American Express 1983 - 1985
Skills
Capital Markets, Healthcare, Fixed Income, Investment Banking, Equities, Investments, Bonds, Securities, Series 7, Management, Hedge Funds, Portfolio Management, Due Diligence, Derivatives, Valuation
Education
Trinity University
BA, History/Political Science
Tulane University
Master of Arts (M.A.), American History
University of Maryland College Park
PhD, History (History of Medicine)
Moore's Cafeteria Services 2003 - 2011
Prudential Securities 1998 - 2002
Colonial Cake Company 1972 - 1997
Education
The University of Texas at Austin 1970 — 1971
MS, Electrical Engineering
University of Notre Dame 1966 — 1970
BS, Mechanical En
Bank of America Merrill Lynch November 2009 - November 2011
UBS October 2008 - July 2009
Morgan Stanley October 2007 - June 2008
PFPC May 2005 - October 2007
Verizon November 2004 - April 2005
Prudential Financial January 2004 - October 2004
Business Software Solutios (BSS) October 2003 - December 2003
PFPC July 2003 - September 2003
Prudential Securities November 1997 - December 2002
Solidbank Corp. November 1993 - October 1997
Skills
COBOLII, CICS, DB2, MQ Series, VSAM, Syncsort, Comparex, Serena Changeman, Endeavor, Xpediter, IDCAMS, Fileaid, IOF, SDSF
Education
The Philippine Women's University 1987 — 1991
Bachelor of Science (BS), Computer Science
Knight Capital Group April 1999 - Present
Prudential Securities April 1998 - April 1999
Skills
Electronic Trading, Market Making, Equities, Bloomberg, ETFs, Securities
Education
The Catholic University of America 1992 — 1997
Bachelor of Science (BS), Biology, General
First Citizens' Federal Credit Union September 2012 - Present
No Name 1998 - September 2012
Gartner August 1994 - January 1999
Prudential Securities 1991 - August 1994
National Bank of Washington 1987 - 1990
Merrill Lynch Life Agency 1983 - 1986
Skills
Microsoft Office, Banking, Customer Service, Financial Analysis, Access, Accounting, Microsoft Word, Program Management
Education
University at Albany
Bachelor of Arts (B.A.), Economics
Retired January 2005 - Present
Prudential Securities March 2003 - June 2005
Legg Mason Wood Walker, Inc April 1995 - May 2003
Education
Archbishop Hoban High School 1969 — 1973
College Prep, College Prep
The University of Akron 1969 — 1973
BS, Business Administration and Management, General
Charles Schwab November 1998 - Present
Prudential Securities November 1997 - October 1998
Gamma-Metrics (Thermo Electron), Thermo Fisher Scientific July 1995 - July 1997
Skills
Series 7, Investments
Education
University of California, San Diego - School of International Relations and Pacific Studies (IR/PS) 1994 — 1995
Master of Pacific International Affairs, International Management
University of California, San Diego 1987 — 1991
Bachelor of Arts (B.A.), Economics
University of California, San Diego 1987 — 1991
Bachelor of Arts (B.A.), Chemistry
Culver Academies 1984 — 1986
High School
Medavia Brazilian Jiu Jitsu/Carlson Gracie Team AZ April 2014 - Present
Charles Schwab November 2007 - Present
Charles Schwab June 2006 - November 2007
Charles Schwab July 2003 - June 2006
Charles Schwab January 2002 - June 2003
Charles Schwab March 1999 - February 2002
Prudential Securities September 1997 - March 1999
Skills
Management, Project Management, Business Analysis, Leadership, Strategy, Financial Services, Process Improvement, Program Management, Investments, Series 7, Risk Management, Wealth Management, Finance, Portfolio Management, Asset Management, Mutual Funds
Education
University of Phoenix 2008 — 2009
Master of Business Administration (MBA)
Towson University 1994 — 1997
Bachelor of Arts (BA), Finance, General