Smith Barney
Industry: Financial services company
DescriptionMorgan Stanley Wealth Management is an American multinational financial services corporation specializing in retail brokerage. It is the wealth & asset management division of Morgan Stanley. Customer service: 00 1 801-617-9150 Assets under management: 2.05 trillion USD (2014) CEO: James P. Gorman (Jan 2012–) Headquarters: Purchase, Harrison, New York, United States Parent organization: Morgan Stanley Domestic Holdings Inc Founders: Charles D. Barney, Edward B. Smith
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Smith Barney Employees
Employee
Years
Job
Industry
Jennifer Baker Jennifer Baker's Smith Barney Experience June 2003 - September 2005
Job Enterprise Account Executive at DocuSign
Industry Computer Software
Experience
DocuSign May 2015 - Present
DocuSign May 2014 - May 2015
DocuSign, Inc. January 2013 - April 2014
Lena's Dream July 2012 - December 2012
Morgan Stanley Smith Barney December 2007 - December 2012
Citi Smith Barney September 2005 - December 2007
Smith Barney June 2003 - September 2005
Skills
Series 7, Customer Relations, Equities, New Business Development, Lead Generation, Account Management, Client Service, Process Improvement, Employee Benefits, Series 63, PowerPoint, Excel, Outlook, Word, Financial Services, Customer Service, Start-ups, Sales, General Awesomeness, Microsoft Excel, Business Development, Leadership, CRM, Management, Training
Education
University of San Francisco 2000 — 2002
University of Washington 1997 — 2000
DocuSign May 2015 - Present
DocuSign May 2014 - May 2015
DocuSign, Inc. January 2013 - April 2014
Lena's Dream July 2012 - December 2012
Morgan Stanley Smith Barney December 2007 - December 2012
Citi Smith Barney September 2005 - December 2007
Smith Barney June 2003 - September 2005
Skills
Series 7, Customer Relations, Equities, New Business Development, Lead Generation, Account Management, Client Service, Process Improvement, Employee Benefits, Series 63, PowerPoint, Excel, Outlook, Word, Financial Services, Customer Service, Start-ups, Sales, General Awesomeness, Microsoft Excel, Business Development, Leadership, CRM, Management, Training
Education
University of San Francisco 2000 — 2002
University of Washington 1997 — 2000
Carolee McKeown's Smith Barney Experience 2000 - 2008
Job Senior Registered Private Client Assistant at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott October 2012 - Present
Janney Montgomery Scott 2012 - 2013
MSSB May 1983 - October 2012
Smith Barney 2000 - 2008
Skills
Mutual Funds
Education
University of South Carolina-Columbia
Economics
Janney Montgomery Scott October 2012 - Present
Janney Montgomery Scott 2012 - 2013
MSSB May 1983 - October 2012
Smith Barney 2000 - 2008
Skills
Mutual Funds
Education
University of South Carolina-Columbia
Economics
Kevin Stringer's Smith Barney Experience March 1989 - November 1993
Job Infinite Supply
Industry Business Supplies and Equipment
Experience
Advisors Asset Management, Inc. January 2014 - July 2015
Fantasy Sports Now Inc. July 2010 - 2014
SecurityNational Mortgage Company March 2012 - September 2013
USAA February 2008 - July 2010
LoanStar Mortgage Solutions April 2003 - April 2007
The Daily Grind Coffee House January 1997 - March 2003
Corelink Financial at Southern California Bank March 1995 - September 1996
Great Northern Annuity at Southern California Bank November 1993 - March 1995
Smith Barney March 1989 - November 1993
Skills
Real Estate Economics, Investments, Real Estate, Real Estate Development, Investment Properties, Real Estate Transactions, Loans, Start-ups, Social Media, Mortgage Lending, Leadership, Disposition, Underwriting, Brokerage, Sales, Alternative Investments, Mutual Funds, Unit Investment Trusts, Property Management, Economics, Small Business, Business Development, Seperately Managed..., Finance, Financial Services, Management
Education
University of Southern California 1984 — 1988
BA, Economics/Political Science
El Toro High School
El Toro High School
Advisors Asset Management, Inc. January 2014 - July 2015
Fantasy Sports Now Inc. July 2010 - 2014
SecurityNational Mortgage Company March 2012 - September 2013
USAA February 2008 - July 2010
LoanStar Mortgage Solutions April 2003 - April 2007
The Daily Grind Coffee House January 1997 - March 2003
Corelink Financial at Southern California Bank March 1995 - September 1996
Great Northern Annuity at Southern California Bank November 1993 - March 1995
Smith Barney March 1989 - November 1993
Skills
Real Estate Economics, Investments, Real Estate, Real Estate Development, Investment Properties, Real Estate Transactions, Loans, Start-ups, Social Media, Mortgage Lending, Leadership, Disposition, Underwriting, Brokerage, Sales, Alternative Investments, Mutual Funds, Unit Investment Trusts, Property Management, Economics, Small Business, Business Development, Seperately Managed..., Finance, Financial Services, Management
Education
University of Southern California 1984 — 1988
BA, Economics/Political Science
El Toro High School
El Toro High School
James Deak, CFP®'s Smith Barney Experience June 1998 - April 2003
Job Senior Financial Advisor. Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC July 2011 - Present
Merrill Lynch October 2009 - July 2011
Bank of America April 2003 - October 2009
Smith Barney June 1998 - April 2003
Skills
Investments, Insurance, Finance, Retirement Planning, Asset Allocation, Mutual Funds, Investment Advisory, Portfolio Management, Strategic Financial..., Retirement, Investment Strategies, Financial Advisory
Education
University of Southern California
Bachelor's of Science
Laguna Beach High
Wells Fargo Advisors, LLC July 2011 - Present
Merrill Lynch October 2009 - July 2011
Bank of America April 2003 - October 2009
Smith Barney June 1998 - April 2003
Skills
Investments, Insurance, Finance, Retirement Planning, Asset Allocation, Mutual Funds, Investment Advisory, Portfolio Management, Strategic Financial..., Retirement, Investment Strategies, Financial Advisory
Education
University of Southern California
Bachelor's of Science
Laguna Beach High
Jonathan Gordon, CAIA Jonathan Gordon, CAIA's Smith Barney Experience 2006 - 2008
Job Senior Investment Research Analyst at CapTrust Advisors, LLC
Industry Financial Services
Experience
CapTrust Advisors, LLC August 2012 - Present
Graystone Consulting August 2006 - August 2012
Smith Barney 2006 - 2008
Skills
Asset Allocation, Investments, Alternative Investments, Mutual Funds, Wealth Management, Investment Advisory, Series 7, Portfolio Management, Equities, Hedge Funds, Due Diligence, Institutional..., Investment Strategies, Financial Analysis, Tactical Asset..., Retirement Planning, Financial Planning, Securities, Asset Managment, Investment Management, Financial Modeling, Financial Services, Finance, Private Equity, Real Estate Private..., Commodity Markets, Series 65, Series 63, CAIA, LDI
Education
University of South Florida - College of Business Administration 2002 — 2007
Bachelor of Science (B.S.), Finance, General
University of South Florida 2002 — 2006
Bachelor's Degree, Bachelors of Arts - Marketing
CapTrust Advisors, LLC August 2012 - Present
Graystone Consulting August 2006 - August 2012
Smith Barney 2006 - 2008
Skills
Asset Allocation, Investments, Alternative Investments, Mutual Funds, Wealth Management, Investment Advisory, Series 7, Portfolio Management, Equities, Hedge Funds, Due Diligence, Institutional..., Investment Strategies, Financial Analysis, Tactical Asset..., Retirement Planning, Financial Planning, Securities, Asset Managment, Investment Management, Financial Modeling, Financial Services, Finance, Private Equity, Real Estate Private..., Commodity Markets, Series 65, Series 63, CAIA, LDI
Education
University of South Florida - College of Business Administration 2002 — 2007
Bachelor of Science (B.S.), Finance, General
University of South Florida 2002 — 2006
Bachelor's Degree, Bachelors of Arts - Marketing
Heather Stickney Heather Stickney's Smith Barney Experience March 2001 - February 2003
Job Client Associate at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch September 2010 - Present
Osterweis Capital Management February 2010 - July 2010
Wells Fargo Advisors, LLC June 2009 - February 2010
Merrill Lynch July 2005 - April 2009
Bay Area News Group April 2005 - July 2005
The Press Democrat/Savor Wine Country Magazine February 2003 - July 2004
Smith Barney March 2001 - February 2003
Merrill Lynch April 2000 - March 2001
Merrill Lynch February 1994 - April 1999
Skills
Marketing, Salesforce.com, Relationship Management, Business Development, Account Management, Event Management, ThomsonOne, Client Liaison, Inside Sales, Client Rapport, Notary Public, Client Centered, Multi-Tasking, Results Oriented
Education
University of San Francisco
Bachelor of Science
Merrill Lynch September 2010 - Present
Osterweis Capital Management February 2010 - July 2010
Wells Fargo Advisors, LLC June 2009 - February 2010
Merrill Lynch July 2005 - April 2009
Bay Area News Group April 2005 - July 2005
The Press Democrat/Savor Wine Country Magazine February 2003 - July 2004
Smith Barney March 2001 - February 2003
Merrill Lynch April 2000 - March 2001
Merrill Lynch February 1994 - April 1999
Skills
Marketing, Salesforce.com, Relationship Management, Business Development, Account Management, Event Management, ThomsonOne, Client Liaison, Inside Sales, Client Rapport, Notary Public, Client Centered, Multi-Tasking, Results Oriented
Education
University of San Francisco
Bachelor of Science
Marc Gamberdella Marc Gamberdella's Smith Barney Experience February 1997 - April 2009
Job First Vice President at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch April 2009 - Present
Smith Barney February 1997 - April 2009
Hatch & Parent 1995 - 1997
Bonne, Bridges, Mueller, O'Keefe & Nichols 1993 - 1995
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Investments, Series 7, Financial Advisory, Series 63, Financial Planners, Financial Services, Life Insurance
Education
University of San Diego School of Law 1990 — 1993
Juris Doctorate, Law
University of Southern California 1988 — 1990
BA, English, Philosophy
San Marcos High School 1982 — 1986
Merrill Lynch April 2009 - Present
Smith Barney February 1997 - April 2009
Hatch & Parent 1995 - 1997
Bonne, Bridges, Mueller, O'Keefe & Nichols 1993 - 1995
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Investments, Series 7, Financial Advisory, Series 63, Financial Planners, Financial Services, Life Insurance
Education
University of San Diego School of Law 1990 — 1993
Juris Doctorate, Law
University of Southern California 1988 — 1990
BA, English, Philosophy
San Marcos High School 1982 — 1986
Caleb Porter Caleb Porter's Smith Barney Experience December 2004 - April 2008
Job Senior VP
Industry Financial Services
Experience
Merrill Lynch April 2008 - Present
Smith Barney December 2004 - April 2008
Skills
Series 7, Equities, Asset Allocation, Wealth Management, Asset Management, Investments
Education
University of San Francisco 1999 — 2001
BS, Finance
Merrill Lynch April 2008 - Present
Smith Barney December 2004 - April 2008
Skills
Series 7, Equities, Asset Allocation, Wealth Management, Asset Management, Investments
Education
University of San Francisco 1999 — 2001
BS, Finance
Lisa Smith Lisa Smith's Smith Barney Experience April 2007 - November 2007
Job Remote Stylist at Stitch Fix
Industry Apparel & Fashion
Experience
Stitch Fix December 2014 - Present
Savitr Capital, LLC September 2010 - February 2012
Dreamerz Foods, Inc September 2008 - December 2008
Hartford Life 2007 - 2008
Smith Barney April 2007 - November 2007
Lee and Associates December 2006 - April 2007
Skills
Customer Service, Microsoft Office, Microsoft Excel, Public Speaking, PowerPoint, Sales, Management, Marketing, Social Media
Education
University of Redlands 2002 — 2006
BS, Business Administration
University of San Francisco 2008 — 2010
M.A., School Counseling
Stitch Fix December 2014 - Present
Savitr Capital, LLC September 2010 - February 2012
Dreamerz Foods, Inc September 2008 - December 2008
Hartford Life 2007 - 2008
Smith Barney April 2007 - November 2007
Lee and Associates December 2006 - April 2007
Skills
Customer Service, Microsoft Office, Microsoft Excel, Public Speaking, PowerPoint, Sales, Management, Marketing, Social Media
Education
University of Redlands 2002 — 2006
BS, Business Administration
University of San Francisco 2008 — 2010
M.A., School Counseling
Jeff Hull Jeff Hull's Smith Barney Experience May 1988 - March 2007
Job Managing Director, Branch Manager at Raymond James & Associates, Inc.
Industry Financial Services
Experience
Raymond James & Associates, Inc. February 2013 - Present
Morgan Keegan March 2007 - February 2013
Smith Barney May 1988 - March 2007
Skills
Series 7, Insurance, Series 63, Management, Finance, Strategic Financial...
Education
University of South Carolina-Columbia 1974 — 1980
Bachelor of Science (BS)
University of South Carolina-Columbia 1974 — 1979
BA, Interdisciplinary Studies
Mountain Lakes High School 1970 — 1974
Raymond James & Associates, Inc. February 2013 - Present
Morgan Keegan March 2007 - February 2013
Smith Barney May 1988 - March 2007
Skills
Series 7, Insurance, Series 63, Management, Finance, Strategic Financial...
Education
University of South Carolina-Columbia 1974 — 1980
Bachelor of Science (BS)
University of South Carolina-Columbia 1974 — 1979
BA, Interdisciplinary Studies
Mountain Lakes High School 1970 — 1974
Kathleen Philips Kathleen Philips's Smith Barney Experience September 1995 - October 1998
Job Sales Director at Quest Diagnostics
Industry Hospital & Health Care
Experience
Quest Diagnostics June 2014 - Present
Quest Diagnostics November 1998 - Present
SmithKline Beecham Laboratories November 1998 - December 1999
Smith Barney September 1995 - October 1998
Skills
Managed Care, Medical Devices, Healthcare, Capital Equipment, EHR, Healthcare Information..., Hospitals, Account Management, Cold Calling, Sales Operations, Process Improvement
Education
University of Scranton 1988 — 1992
BS, Accounting and Finance
Quest Diagnostics June 2014 - Present
Quest Diagnostics November 1998 - Present
SmithKline Beecham Laboratories November 1998 - December 1999
Smith Barney September 1995 - October 1998
Skills
Managed Care, Medical Devices, Healthcare, Capital Equipment, EHR, Healthcare Information..., Hospitals, Account Management, Cold Calling, Sales Operations, Process Improvement
Education
University of Scranton 1988 — 1992
BS, Accounting and Finance
Daryle Pompeo Daryle Pompeo's Smith Barney Experience February 1997 - April 2007
Job Corporate Trainer
Industry Financial Services
Experience
ASPire Financial Services, LLC August 2008 - Present
Citi April 2007 - May 2008
Smith Barney February 1997 - April 2007
Skills
Leadership, Training, Creation Of Training..., Training Manuals, Product Management, Product Development, Project Management, IRAs, Investments, Retirement, Financial Services, Relationship Management, Corporate Training, Education, Mutual Funds, Retirement Planning, Management, 401k, 403 b, Defined Benefit, Finance, Profit Sharing
Education
University of South Florida 1991 — 1994
BA, French Education
ASPire Financial Services, LLC August 2008 - Present
Citi April 2007 - May 2008
Smith Barney February 1997 - April 2007
Skills
Leadership, Training, Creation Of Training..., Training Manuals, Product Management, Product Development, Project Management, IRAs, Investments, Retirement, Financial Services, Relationship Management, Corporate Training, Education, Mutual Funds, Retirement Planning, Management, 401k, 403 b, Defined Benefit, Finance, Profit Sharing
Education
University of South Florida 1991 — 1994
BA, French Education
Andrew Cappello Andrew Cappello's Smith Barney Experience October 1983 - July 2012
Job Managing Director at Merrill Lynch, Pierce, Fenner & Smith, Inc
Industry Financial Services
Experience
Merrill Lynch July 2012 - Present
Smith Barney October 1983 - July 2012
Education
University of South Florida 1974 — 1979
Bachelors Degree, Business Administration
Merrill Lynch July 2012 - Present
Smith Barney October 1983 - July 2012
Education
University of South Florida 1974 — 1979
Bachelors Degree, Business Administration
Andrea Dockery Andrea Dockery's Smith Barney Experience July 1995 - March 2001
Job Realtor at RE/MAX Experts
Industry Real Estate
Experience
RE/MAX Experts September 2012 - Present
Alpha Advisors, LLC January 2003 - Present
lhsgalleries.com June 2005 - 2013
Smith Barney July 1995 - March 2001
Skills
Fluent in German, Retirement Planning, Wealth Management, Asset Allocation, Mutual Funds, Investments, Alternative Investments, Portfolio Management, Financial Analysis, Asset Management, Equities, IRA's, IRAs, Real Estate Transactions, Asset Managment, Investment Properties, Investors, Real Property, Foreclosures, Brokerage, Finance, Real Estate, Sellers, REO, Short Sales, Seniors, Single Family Homes, New Home Sales, Listings, Referrals, Townhomes
Education
University of South Carolina - Darla Moore School of Business 1982 — 1986
BSBA, Finance & Marketing
Lakeland High School
RE/MAX Experts September 2012 - Present
Alpha Advisors, LLC January 2003 - Present
lhsgalleries.com June 2005 - 2013
Smith Barney July 1995 - March 2001
Skills
Fluent in German, Retirement Planning, Wealth Management, Asset Allocation, Mutual Funds, Investments, Alternative Investments, Portfolio Management, Financial Analysis, Asset Management, Equities, IRA's, IRAs, Real Estate Transactions, Asset Managment, Investment Properties, Investors, Real Property, Foreclosures, Brokerage, Finance, Real Estate, Sellers, REO, Short Sales, Seniors, Single Family Homes, New Home Sales, Listings, Referrals, Townhomes
Education
University of South Carolina - Darla Moore School of Business 1982 — 1986
BSBA, Finance & Marketing
Lakeland High School
Bruce Byers Bruce Byers's Smith Barney Experience January 1992 - January 2007
Job Sales Manager at TDG
Industry Marketing and Advertising
Experience
TDG January 2014 - Present
First Americard January 2007 - Present
Los Angeles area January 2007 - Present
SMITH BARNEY January 1992 - January 2007
Dean Witter January 1991 - January 1993
DEAN WITTER January 1984 - January 1993
Skills
Financial Services, Social Media Marketing, Start-ups, Marketing, Public Speaking, Cold Calling, Outsourcing, Risk Management, Investments, Recruiting, Account Management, CRM, Sales, Management, Training, Marketing Strategy, Sales Management, Strategic Planning, Social Media, New Business Development, Fundraising, Marketing Communications, Customer Service
Education
University of Southern California 1971 — 1976
History
University of Southern California
BA, History
TDG January 2014 - Present
First Americard January 2007 - Present
Los Angeles area January 2007 - Present
SMITH BARNEY January 1992 - January 2007
Dean Witter January 1991 - January 1993
DEAN WITTER January 1984 - January 1993
Skills
Financial Services, Social Media Marketing, Start-ups, Marketing, Public Speaking, Cold Calling, Outsourcing, Risk Management, Investments, Recruiting, Account Management, CRM, Sales, Management, Training, Marketing Strategy, Sales Management, Strategic Planning, Social Media, New Business Development, Fundraising, Marketing Communications, Customer Service
Education
University of Southern California 1971 — 1976
History
University of Southern California
BA, History
Matt Daley, CSW, CSS's Smith Barney Experience July 2007 - August 2007
Job Senior Associate Brand Manager, On Premise Channel Marketing at E. & J. Gallo Winery
Industry Wine and Spirits
Experience
E. & J. Gallo Winery September 2014 - Present
E. & J. Gallo Winery October 2012 - September 2014
E&J Gallo Winery March 2012 - September 2012
E. & J. Gallo Winery July 2010 - March 2012
Gallo Wine Company January 2010 - July 2010
Gallo Wine Company August 2009 - January 2010
Gallo Wine Company June 2008 - August 2009
Smith Barney July 2007 - August 2007
Skills
Wine, Direct Sales, Sales, Marketing, Account Management, Marketing Strategy, Merchandising, Product Marketing, Market Research, POS, Sales Presentations, Sales Management, New Business Development, Key Account Management, Event Planning, Event Management, Recruiting, Marketing Communications, Customer Service, Business Development
Education
University of San Diego 2004 — 2008
BA
E. & J. Gallo Winery September 2014 - Present
E. & J. Gallo Winery October 2012 - September 2014
E&J Gallo Winery March 2012 - September 2012
E. & J. Gallo Winery July 2010 - March 2012
Gallo Wine Company January 2010 - July 2010
Gallo Wine Company August 2009 - January 2010
Gallo Wine Company June 2008 - August 2009
Smith Barney July 2007 - August 2007
Skills
Wine, Direct Sales, Sales, Marketing, Account Management, Marketing Strategy, Merchandising, Product Marketing, Market Research, POS, Sales Presentations, Sales Management, New Business Development, Key Account Management, Event Planning, Event Management, Recruiting, Marketing Communications, Customer Service, Business Development
Education
University of San Diego 2004 — 2008
BA
Laura Warnock Carrera Laura Warnock Carrera's Smith Barney Experience April 2000 - August 2004
Job Wealth Management/Executive Benefits
Industry Financial Services
Experience
Carrera Retirement Company July 2007 - Present
Wells Fargo July 2004 - June 2007
Smith Barney April 2000 - August 2004
Skills
Mutual Funds, Financial Analysis, Financial Planners, Risk Management, Relationship Management, Estate Planning, Insurance, Strategic Planning, Asset Allocation, Series 65, Securities, Equities, Retirement, Investments, Strategic Financial..., Series 63, Alternative Investments, Pensions, 401k, Asset Managment, Investment Advisory, Wealth Management, Series 7, Financial Advisory, Retirement Planning, Fixed Annuities, Finance, Management, Portfolio Management, Investment Management, Sales, Financial Services
Education
University of Southern California 1992 — 1994
Bachelor of Science (B.S.)
Skyline High School 1985 — 1988
Carrera Retirement Company July 2007 - Present
Wells Fargo July 2004 - June 2007
Smith Barney April 2000 - August 2004
Skills
Mutual Funds, Financial Analysis, Financial Planners, Risk Management, Relationship Management, Estate Planning, Insurance, Strategic Planning, Asset Allocation, Series 65, Securities, Equities, Retirement, Investments, Strategic Financial..., Series 63, Alternative Investments, Pensions, 401k, Asset Managment, Investment Advisory, Wealth Management, Series 7, Financial Advisory, Retirement Planning, Fixed Annuities, Finance, Management, Portfolio Management, Investment Management, Sales, Financial Services
Education
University of Southern California 1992 — 1994
Bachelor of Science (B.S.)
Skyline High School 1985 — 1988
M.J. Nodilo M.J. Nodilo's Smith Barney Experience July 1999 - September 2001
Job President & Portfolio Manager at Pathlight Investors
Industry Investment Management
Experience
Pathlight Investors, LLC November 2009 - Present
UBS September 2001 - November 2009
Smith Barney July 1999 - September 2001
Franklin Templeton Investments July 1998 - August 1999
Skills
Investments, Portfolio Management, Investment Advisory, Asset Management, Alternative Investments, Wealth Management, Asset Allocation, Equities, Hedge Funds, Investment Management
Education
University of San Francisco 1993 — 1998
Bachelor of Science, Business Administration
Pathlight Investors, LLC November 2009 - Present
UBS September 2001 - November 2009
Smith Barney July 1999 - September 2001
Franklin Templeton Investments July 1998 - August 1999
Skills
Investments, Portfolio Management, Investment Advisory, Asset Management, Alternative Investments, Wealth Management, Asset Allocation, Equities, Hedge Funds, Investment Management
Education
University of San Francisco 1993 — 1998
Bachelor of Science, Business Administration
Julie Wood Oliver Julie Wood Oliver's Smith Barney Experience May 1992 - December 1993
Job Manager at Deloitte
Industry Human Resources
Experience
Deloitte February 2008 - Present
Deloitte April 1999 - January 2008
Merrill Lynch March 1997 - March 1999
Paine Webber March 1995 - March 1997
Merrill Lynch January 1994 - January 1995
Smith Barney May 1992 - December 1993
Education
University of Southern California 1988 — 1992
BA, Economics
Campolindo High School 1984 — 1988
Deloitte February 2008 - Present
Deloitte April 1999 - January 2008
Merrill Lynch March 1997 - March 1999
Paine Webber March 1995 - March 1997
Merrill Lynch January 1994 - January 1995
Smith Barney May 1992 - December 1993
Education
University of Southern California 1988 — 1992
BA, Economics
Campolindo High School 1984 — 1988
Matthew N. Fedison Matthew N. Fedison's Smith Barney Experience May 2005 - August 2005
Job Securities Specialist at Computershare Inc.
Industry Financial Services
Experience
Computershare September 2013 - Present
Computershare January 2013 - September 2013
Powell Financial Group 2011 - 2011
Monarch Capital Management 2010 - 2010
Carolina First Bank December 2006 - March 2009
UBS 2006 - 2006
Smith Barney May 2005 - August 2005
Skills
Securities, Banking, Mutual Funds, Trading, Financial Services, Asset Managment, Asset Allocation, Portfolio Management, Wealth Management, Fixed Income, Loans, Series 7, Investment Strategies, Finance, Equities
Education
University of South Carolina - Darla Moore School of Business 2002 — 2006
Bachelor of Science in Business Administration, Finance and Economics
New Providence High School 1998 — 2002
Diploma
Computershare September 2013 - Present
Computershare January 2013 - September 2013
Powell Financial Group 2011 - 2011
Monarch Capital Management 2010 - 2010
Carolina First Bank December 2006 - March 2009
UBS 2006 - 2006
Smith Barney May 2005 - August 2005
Skills
Securities, Banking, Mutual Funds, Trading, Financial Services, Asset Managment, Asset Allocation, Portfolio Management, Wealth Management, Fixed Income, Loans, Series 7, Investment Strategies, Finance, Equities
Education
University of South Carolina - Darla Moore School of Business 2002 — 2006
Bachelor of Science in Business Administration, Finance and Economics
New Providence High School 1998 — 2002
Diploma
Jonathan Ament's Smith Barney Experience August 2006 - January 2008
Job Investment/Portfolio Specialist
Industry Financial Services
Experience
Raymond James (USA) Ltd. April 2015 - Present
Kovack Securities September 2014 - April 2015
American Funds April 2012 - September 2014
J.P. Morgan January 2010 - April 2012
Wilmington Trust January 2008 - March 2009
Smith Barney August 2006 - January 2008
Skills
Mutual Funds, Portfolio Management, Equities, Series 7, FINRA, Investments, Investment Management, Wealth Management, Asset Management, Financial Services, Retirement Planning, Uniform Combined State..., Valuation, Derivatives, Strategic Financial..., Asset Allocation, Alternative Investments, Investment Strategies, Securities, Bloomberg, Bonds, Investment Advisory, Hedge Funds, 401k, Financial Advisory, Options, Separately Managed..., Fund Of Funds, Trading, Fixed Income, Retirement, Life Insurance
Education
University of South Carolina-Columbia 2002 — 2006
B.A, Economics
Sanford School 1999 — 2002
CFA Institute
Passed Level I of the CFA Program, Passed Level I of the CFA Program
Raymond James (USA) Ltd. April 2015 - Present
Kovack Securities September 2014 - April 2015
American Funds April 2012 - September 2014
J.P. Morgan January 2010 - April 2012
Wilmington Trust January 2008 - March 2009
Smith Barney August 2006 - January 2008
Skills
Mutual Funds, Portfolio Management, Equities, Series 7, FINRA, Investments, Investment Management, Wealth Management, Asset Management, Financial Services, Retirement Planning, Uniform Combined State..., Valuation, Derivatives, Strategic Financial..., Asset Allocation, Alternative Investments, Investment Strategies, Securities, Bloomberg, Bonds, Investment Advisory, Hedge Funds, 401k, Financial Advisory, Options, Separately Managed..., Fund Of Funds, Trading, Fixed Income, Retirement, Life Insurance
Education
University of South Carolina-Columbia 2002 — 2006
B.A, Economics
Sanford School 1999 — 2002
CFA Institute
Passed Level I of the CFA Program, Passed Level I of the CFA Program
Glen Archer Glen Archer's Smith Barney Experience April 2002 - April 2009
Job CFP at Raymond James Financial Services, Inc.
Industry Financial Services
Experience
Raymond James Financial Services, Inc. Member FINRA/SIPC April 2009 - Present
Smith Barney April 2002 - April 2009
Morgan Stanley February 1998 - April 2002
Education
University of South Carolina-Columbia 1989 — 1993
BA, Psychology
Raymond James Financial Services, Inc. Member FINRA/SIPC April 2009 - Present
Smith Barney April 2002 - April 2009
Morgan Stanley February 1998 - April 2002
Education
University of South Carolina-Columbia 1989 — 1993
BA, Psychology
Hollis Felkel (@chipfelkel) Hollis Felkel (@chipfelkel)'s Smith Barney Experience February 1992 - August 1998
Job Chief Advocacy Innovator RAP Index, CEO Felkel Group, Author "Political Golf"
Industry Public Policy
Experience
RAP Index January 2009 - Present
Felkel Group August 1998 - Present
Political Golf July 2009 - Present
Bush-Cheney '04 January 2004 - November 2004
Bush Cheney 2000 2000 - 2000
Smith Barney February 1992 - August 1998
Republican National Committee January 1989 - February 1991
54th Presidential Inaugural Committee November 1988 - January 1989
Bush-Quayle 1988 July 1987 - November 1988
South Carolina Republican Party 1987 - 1987
Skills
Public Affairs, Public Relations Skills, Strategic Communications, Crisis Management, Media Relations, Event Management, Politics, Government Relations, Crisis Communications, Community Relations, Public Policy, Communications Strategy, Government Affairs, Public Speaking, Event Planning, Reputation, Political Campaigns, Grassroots Organizing, Message Development, Corporate Communications, Community Outreach, Coalition Building, Political Consulting, Issues Management, Issue Advocacy, Reputation Management, Campaign Management, Lobbying, Coalitions, Public Relations, Legislative Relations, Business Development, Strategy, Leadership, Community Development, Entrepreneurship, Political Communication, Volunteer Management, Program Management, Management, Campaigns, Legislation, Political Science, Program Development, Management Consulting, Foreign Policy, Philanthropy, Communications Planning, Proposal Writing, Community Organizing
Education
University of South Carolina-Columbia 1982 — 1986
B.A.
RAP Index January 2009 - Present
Felkel Group August 1998 - Present
Political Golf July 2009 - Present
Bush-Cheney '04 January 2004 - November 2004
Bush Cheney 2000 2000 - 2000
Smith Barney February 1992 - August 1998
Republican National Committee January 1989 - February 1991
54th Presidential Inaugural Committee November 1988 - January 1989
Bush-Quayle 1988 July 1987 - November 1988
South Carolina Republican Party 1987 - 1987
Skills
Public Affairs, Public Relations Skills, Strategic Communications, Crisis Management, Media Relations, Event Management, Politics, Government Relations, Crisis Communications, Community Relations, Public Policy, Communications Strategy, Government Affairs, Public Speaking, Event Planning, Reputation, Political Campaigns, Grassroots Organizing, Message Development, Corporate Communications, Community Outreach, Coalition Building, Political Consulting, Issues Management, Issue Advocacy, Reputation Management, Campaign Management, Lobbying, Coalitions, Public Relations, Legislative Relations, Business Development, Strategy, Leadership, Community Development, Entrepreneurship, Political Communication, Volunteer Management, Program Management, Management, Campaigns, Legislation, Political Science, Program Development, Management Consulting, Foreign Policy, Philanthropy, Communications Planning, Proposal Writing, Community Organizing
Education
University of South Carolina-Columbia 1982 — 1986
B.A.
Mike Nickel Mike Nickel's Smith Barney Experience June 2008 - August 2008
Job Officer / Capital Markets Middle Office Analyst at Wells Fargo
Industry Investment Banking
Experience
Wells Fargo August 2011 - Present
Northern Trust May 2010 - August 2011
Northern Trust September 2008 - May 2010
Smith Barney June 2008 - August 2008
The Schwan Food Company May 2007 - April 2008
Skills
Equities, Derivatives, Fixed Income, Portfolio Management, TLM, Bloomberg, Investments, FX Options, Mutual Funds, Trading, Securities, Clearing, Reconciliations, Swaps, Interest Rate..., Dodd-Frank, Futures, Options, FX, Deliveries, Balancing, Markitwire, Interest Rate Swaps, Clearing Houses, FCM, Intellimatch, Finance, Commodity, Account Reconciliation
Education
University of South Carolina Upstate 2003 — 2008
BA, Business Administration - Economics & Finance
Saint Charles East High School 1999 — 2003
High school, High School/Secondary Diplomas and Certificates
Wells Fargo August 2011 - Present
Northern Trust May 2010 - August 2011
Northern Trust September 2008 - May 2010
Smith Barney June 2008 - August 2008
The Schwan Food Company May 2007 - April 2008
Skills
Equities, Derivatives, Fixed Income, Portfolio Management, TLM, Bloomberg, Investments, FX Options, Mutual Funds, Trading, Securities, Clearing, Reconciliations, Swaps, Interest Rate..., Dodd-Frank, Futures, Options, FX, Deliveries, Balancing, Markitwire, Interest Rate Swaps, Clearing Houses, FCM, Intellimatch, Finance, Commodity, Account Reconciliation
Education
University of South Carolina Upstate 2003 — 2008
BA, Business Administration - Economics & Finance
Saint Charles East High School 1999 — 2003
High school, High School/Secondary Diplomas and Certificates
Wilton Briscoe Wilton Briscoe's Smith Barney Experience May 1993 - August 1994
Job Private Wealth Management LLC
Industry Investment Management
Experience
Private Wealth Management LLC December 2002 - Present
Blue Laguna Restaurant & Lounge April 2008 - April 2012
Raymond James Financial Inc. December 2002 - July 2004
Morgan Stanley November 1997 - November 2002
Prudential Securities October 1994 - November 1997
Smith Barney May 1993 - August 1994
Skills
Investments, Asset Management, Investment Management, Start-ups, Lease Negotiations, Strategic Planning, Account Management, Sales Management, Private Equity, Financial Services, Servies 65, Customer Relations, Series 7, Social Networking, Social Media Marketing, Sales, Investment Properties
Education
University of Southern California 1990 — 2006
Bachelor's Degree, Social Sciences and Communication (Social Science Economics)
La Canada High School 1983 — 1987
Diploma
Private Wealth Management LLC December 2002 - Present
Blue Laguna Restaurant & Lounge April 2008 - April 2012
Raymond James Financial Inc. December 2002 - July 2004
Morgan Stanley November 1997 - November 2002
Prudential Securities October 1994 - November 1997
Smith Barney May 1993 - August 1994
Skills
Investments, Asset Management, Investment Management, Start-ups, Lease Negotiations, Strategic Planning, Account Management, Sales Management, Private Equity, Financial Services, Servies 65, Customer Relations, Series 7, Social Networking, Social Media Marketing, Sales, Investment Properties
Education
University of Southern California 1990 — 2006
Bachelor's Degree, Social Sciences and Communication (Social Science Economics)
La Canada High School 1983 — 1987
Diploma
Geoff DeLong, CFA Geoff DeLong, CFA's Smith Barney Experience June 1991 - July 1994
Job Fixed Income Portfolio Manager
Industry Investment Management
Experience
Crawford Investment Counsel August 2008 - Present
SunTrust Robinson Humphrey May 1996 - June 2008
Smith Barney June 1991 - July 1994
Skills
Fixed Income Portfolio..., Portfolio Management, Bonds, Fixed Income, Financial Analysis, Valuation, Asset Management, Asset Allocation, Asset Managment
Education
University of South Carolina - Darla Moore School of Business 1994 — 1996
MBA, Finance
Wofford College 1987 — 1991
BA, Finance
Crawford Investment Counsel August 2008 - Present
SunTrust Robinson Humphrey May 1996 - June 2008
Smith Barney June 1991 - July 1994
Skills
Fixed Income Portfolio..., Portfolio Management, Bonds, Fixed Income, Financial Analysis, Valuation, Asset Management, Asset Allocation, Asset Managment
Education
University of South Carolina - Darla Moore School of Business 1994 — 1996
MBA, Finance
Wofford College 1987 — 1991
BA, Finance
Jennifer Guadiz Jennifer Guadiz's Smith Barney Experience 2005 - 2010
Job Financial Advisor, Associate Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC July 2010 - Present
Smith Barney 2005 - 2010
Morgan Stanley 2001 - 2005
American Express Financial Advisors 1999 - 2001
Skills
Retirement, Retirement Planning, 401(k) rollovers, Insurance, Investments, Securities, Mutual Funds, Tax-Efficient Strategies, Financial Services, Annuities, Multigenerational..., Investment Planning, Risk Management, Retirement Savings
Education
University of South Florida - College of Business Administration
Bachelor of Science (B.S.), Business Administration - Magna Cum Laude
Wells Fargo Advisors, LLC July 2010 - Present
Smith Barney 2005 - 2010
Morgan Stanley 2001 - 2005
American Express Financial Advisors 1999 - 2001
Skills
Retirement, Retirement Planning, 401(k) rollovers, Insurance, Investments, Securities, Mutual Funds, Tax-Efficient Strategies, Financial Services, Annuities, Multigenerational..., Investment Planning, Risk Management, Retirement Savings
Education
University of South Florida - College of Business Administration
Bachelor of Science (B.S.), Business Administration - Magna Cum Laude
Tyler Dale, CFA Tyler Dale, CFA's Smith Barney Experience June 2003 - August 2007
Job Vice President at Moss Adams Capital
Industry Investment Banking
Experience
Moss Adams Capital LLC July 2013 - Present
D.A. Davidson & Co. September 2010 - March 2013
Barclays June 2009 - September 2010
Smith Barney June 2003 - August 2007
Skills
Investment Banking, Mergers & Acquisitions, Corporate Finance, Strategic Financial..., Financial Modeling, Valuation, Financial Analysis, Private Equity, Capital Markets, Due Diligence, Capital Raising, Variance Analysis, Financial Projection
Education
University of Southern California - Marshall School of Business 2007 — 2009
MBA, Finance
University of Southern California 2000 — 2002
BS, Economics
Laguna Hills High School 1995 — 1998
Moss Adams Capital LLC July 2013 - Present
D.A. Davidson & Co. September 2010 - March 2013
Barclays June 2009 - September 2010
Smith Barney June 2003 - August 2007
Skills
Investment Banking, Mergers & Acquisitions, Corporate Finance, Strategic Financial..., Financial Modeling, Valuation, Financial Analysis, Private Equity, Capital Markets, Due Diligence, Capital Raising, Variance Analysis, Financial Projection
Education
University of Southern California - Marshall School of Business 2007 — 2009
MBA, Finance
University of Southern California 2000 — 2002
BS, Economics
Laguna Hills High School 1995 — 1998
Garrett Taylor Garrett Taylor's Smith Barney Experience 2004 - 2005
Job Entrepreneur and Consultant
Industry Internet
Experience
resmio GmbH July 2015 - Present
Societly January 2015 - Present
BrowseLabs July 2013 - December 2014
Siemer & Associates January 2010 - July 2013
Siemer & Associates August 2009 - January 2010
ORIX Venture Finance October 2008 - March 2009
Houlihan Lokey March 2007 - October 2008
Marshall & Stevens 2006 - 2006
Morgan Stanley 2005 - 2006
Smith Barney 2004 - 2005
Skills
Valuation, Financial Modeling, Finance, Due Diligence, Entrepreneurship, Investment Banking, Private Equity, Start-ups, Restructuring, Corporate Development, Mergers & Acquisitions, Business Strategy, LBO, Investments, Venture Capital, Negotiation, Portfolio Management, Private Placements, DCF
Education
University of Southern California
BS, Finance
University of Southern California - Marshall School of Business
Business Administration, Finance
resmio GmbH July 2015 - Present
Societly January 2015 - Present
BrowseLabs July 2013 - December 2014
Siemer & Associates January 2010 - July 2013
Siemer & Associates August 2009 - January 2010
ORIX Venture Finance October 2008 - March 2009
Houlihan Lokey March 2007 - October 2008
Marshall & Stevens 2006 - 2006
Morgan Stanley 2005 - 2006
Smith Barney 2004 - 2005
Skills
Valuation, Financial Modeling, Finance, Due Diligence, Entrepreneurship, Investment Banking, Private Equity, Start-ups, Restructuring, Corporate Development, Mergers & Acquisitions, Business Strategy, LBO, Investments, Venture Capital, Negotiation, Portfolio Management, Private Placements, DCF
Education
University of Southern California
BS, Finance
University of Southern California - Marshall School of Business
Business Administration, Finance
Chris Reilly Chris Reilly's Smith Barney Experience May 2007 - April 2009
Job Retail Merchandising Manager at Apple Retail
Industry Consumer Electronics
Experience
Apple Retail January 2015 - Present
Apple Retail August 2012 - January 2015
Apple Retail December 2011 - August 2012
Apple Retail August 2010 - December 2011
Apple Inc. June 2009 - August 2010
Smith Barney May 2007 - April 2009
University of Southern California August 2006 - January 2007
Staubach Retail May 2006 - August 2006
Apple Retail June 2005 - August 2005
CCR Productions September 2004 - May 2005
Skills
Retail, Video Editing, Social Media, Financial Modeling, Financial Services, Finance, Advertising, Mac, PowerPoint, Management, Business Development, Sales, Microsoft Office, Apple, Financial Analysis, Merchandising, Video, Film, Social Media Marketing, Marketing Strategy
Education
University of Southern California 2005 — 2009
BS
University of Southern California - Marshall School of Business 2005 — 2009
2009
Apple Retail January 2015 - Present
Apple Retail August 2012 - January 2015
Apple Retail December 2011 - August 2012
Apple Retail August 2010 - December 2011
Apple Inc. June 2009 - August 2010
Smith Barney May 2007 - April 2009
University of Southern California August 2006 - January 2007
Staubach Retail May 2006 - August 2006
Apple Retail June 2005 - August 2005
CCR Productions September 2004 - May 2005
Skills
Retail, Video Editing, Social Media, Financial Modeling, Financial Services, Finance, Advertising, Mac, PowerPoint, Management, Business Development, Sales, Microsoft Office, Apple, Financial Analysis, Merchandising, Video, Film, Social Media Marketing, Marketing Strategy
Education
University of Southern California 2005 — 2009
BS
University of Southern California - Marshall School of Business 2005 — 2009
2009
Elaine Diones's Smith Barney Experience January 2005 - Present
Job Vice PresidentWealth ManagementFinancial Advisor
Industry Financial Services
Experience
Smith Barney January 2005 - Present
Morgan Stanley March 1995 - January 2005
Education
University of San Diego 1978 — 1982
Smith Barney January 2005 - Present
Morgan Stanley March 1995 - January 2005
Education
University of San Diego 1978 — 1982
Christopher Gorelik's Smith Barney Experience Financial AdvisorSmith Barney1992 - 2007
Job Senior Vice President at Smith Barney
Industry Financial Services
Experience
Smith Barney Financial AdvisorSmith Barney1992 - 2007
Smith Barney 1992 - 2007
Education
University of Southern California 1985 — 1990
Smith Barney Financial AdvisorSmith Barney1992 - 2007
Smith Barney 1992 - 2007
Education
University of Southern California 1985 — 1990
Eric Fiore, PMP's Smith Barney Experience September 1995 - September 1996
Job IT Project Management Professional for Financial Services Companies
Industry Financial Services
Experience
Bank of America September 2011 - March 2015
Bank of America July 2008 - August 2011
Countrywide Bank March 2006 - June 2008
Mellon Bank July 2003 - February 2006
Dreyfus Brokerage Services June 1999 - June 2002
T. Rowe Price September 1996 - May 1999
Smith Barney September 1995 - September 1996
Skills
SDLC, Visio, Risk Management, Business Analysis, Vendor Management, Project Management, Process Improvement, Software Project..., Requirements Analysis, Integration, IT Strategy, Software Development, Business Process, Project Portfolio..., IT Management
Education
University of Southern California 1993 — 1995
Bachelor’s Degree, Business Administration, Finance
Benjamin Franklin High School
Bank of America September 2011 - March 2015
Bank of America July 2008 - August 2011
Countrywide Bank March 2006 - June 2008
Mellon Bank July 2003 - February 2006
Dreyfus Brokerage Services June 1999 - June 2002
T. Rowe Price September 1996 - May 1999
Smith Barney September 1995 - September 1996
Skills
SDLC, Visio, Risk Management, Business Analysis, Vendor Management, Project Management, Process Improvement, Software Project..., Requirements Analysis, Integration, IT Strategy, Software Development, Business Process, Project Portfolio..., IT Management
Education
University of Southern California 1993 — 1995
Bachelor’s Degree, Business Administration, Finance
Benjamin Franklin High School
Andrea Beyer's Smith Barney Experience August 1997 - Present
Job Product Manager, Wells Fargo Advisors
Industry Financial Services
Experience
Smith Barney August 1997 - Present
CitiGroup 1997 - Present
Education
University of Scranton 1991 — 1995
Smith Barney August 1997 - Present
CitiGroup 1997 - Present
Education
University of Scranton 1991 — 1995
Jinan Strickland's Smith Barney Experience September 1999 - June 2007
Job at Prudential Insurance Company of American, Newark, NJ
Industry Financial Services
Experience
Prudential Insurance Company of American, Newark, NJ June 2010 - Present
Burke Capital Markets June 2007 - May 2009
Smith Barney September 1999 - June 2007
Paine Webber March 1998 - September 1999
Prudential Securities November 1984 - March 1998
Education
University of South Alabama 1979 — 1981
Prudential Insurance Company of American, Newark, NJ June 2010 - Present
Burke Capital Markets June 2007 - May 2009
Smith Barney September 1999 - June 2007
Paine Webber March 1998 - September 1999
Prudential Securities November 1984 - March 1998
Education
University of South Alabama 1979 — 1981
Joe Ruppe's Smith Barney Experience December 1991 - July 1992
Job State Farm Agent Sonoma County, CA
Industry Insurance
Experience
State Farm Insurance December 1999 - Present
State Farm Insurance 1992 - December 1999
Smith Barney December 1991 - July 1992
Skills
Insurance, Management, Claim, Customer Service, Budgets, Life Insurance, Investments, Property & Casualty..., General Insurance, Time Management, Legal Liability, Sales, Team Building, Small Business, Strategic Planning, Leadership, Marketing, Sales Management, Public Speaking, Coaching
Education
University of San Francisco 1987 — 1991
Finance, B.S.
State Farm Insurance December 1999 - Present
State Farm Insurance 1992 - December 1999
Smith Barney December 1991 - July 1992
Skills
Insurance, Management, Claim, Customer Service, Budgets, Life Insurance, Investments, Property & Casualty..., General Insurance, Time Management, Legal Liability, Sales, Team Building, Small Business, Strategic Planning, Leadership, Marketing, Sales Management, Public Speaking, Coaching
Education
University of San Francisco 1987 — 1991
Finance, B.S.
Haley Thompson's Smith Barney Experience 2006 - 2006
Job Senior HR Consultant at Washington State Department of Natural Resources
Industry Human Resources
Experience
Washington State Department of Natural Resources June 2013 - Present
Washington State Department of Licensing April 2011 - June 2013
Washington State Department of Social and Health Services August 2009 - April 2011
Aerotek October 2007 - September 2008
Smith Barney 2006 - 2006
Skills
Human Resources, Performance Management, Employee Benefits, Policy, Analysis, Program Management, Talent Management, Recruiting, Talent Acquisition, Organizational..., Employee Relations, Onboarding, Technical Recruiting, HR Consulting, Labor Relations, Personnel Management
Education
University of San Diego 2003 — 2007
BA, Sociology, Spanish
Capital High School
Capital High School
Washington State Department of Natural Resources June 2013 - Present
Washington State Department of Licensing April 2011 - June 2013
Washington State Department of Social and Health Services August 2009 - April 2011
Aerotek October 2007 - September 2008
Smith Barney 2006 - 2006
Skills
Human Resources, Performance Management, Employee Benefits, Policy, Analysis, Program Management, Talent Management, Recruiting, Talent Acquisition, Organizational..., Employee Relations, Onboarding, Technical Recruiting, HR Consulting, Labor Relations, Personnel Management
Education
University of San Diego 2003 — 2007
BA, Sociology, Spanish
Capital High School
Capital High School
Nicole Oden's Smith Barney Experience 1993 - 2005
Job Founder at Eleven Salon and Spa
Industry Cosmetics
Experience
ElevenSkin November 2011 - Present
Eleven Salon and Spa November 2004 - Present
Smith Barney 1993 - 2005
Skills
Asset Allocation, Social Media, Marketing Strategy, Entrepreneurship, Advertising, Social Media Marketing, Strategic Planning, Marketing, Retail, Strategic Financial..., New Business Development, Facebook, Competitive Analysis, Market Research, Merchandising, Negotiation, Event Management, Public Speaking, Strategic Partnerships, Budgets, Public Relations, Management, Brand Development, Product Development, Sales, Product Marketing, Social Networking, Business Strategy, E-commerce, Email Marketing, Online Marketing, Brand Management, Marketing Management, Business Development, Event Planning, Real Estate, Market Analysis, Direct Marketing, Online Advertising, Strategy, Sales Management, Small Business, Team Building, Fashion, Account Management, Start-ups, Marketing Communications, Business Planning, Integrated Marketing, Leadership
Education
University of South Florida
Finance/Mktg
ElevenSkin November 2011 - Present
Eleven Salon and Spa November 2004 - Present
Smith Barney 1993 - 2005
Skills
Asset Allocation, Social Media, Marketing Strategy, Entrepreneurship, Advertising, Social Media Marketing, Strategic Planning, Marketing, Retail, Strategic Financial..., New Business Development, Facebook, Competitive Analysis, Market Research, Merchandising, Negotiation, Event Management, Public Speaking, Strategic Partnerships, Budgets, Public Relations, Management, Brand Development, Product Development, Sales, Product Marketing, Social Networking, Business Strategy, E-commerce, Email Marketing, Online Marketing, Brand Management, Marketing Management, Business Development, Event Planning, Real Estate, Market Analysis, Direct Marketing, Online Advertising, Strategy, Sales Management, Small Business, Team Building, Fashion, Account Management, Start-ups, Marketing Communications, Business Planning, Integrated Marketing, Leadership
Education
University of South Florida
Finance/Mktg
Lee Epstein's Smith Barney Experience 1993 - 1995
Job Chief Executive Officer, Aldica
Industry Financial Services
Experience
Aldica April 1995 - Present
Smith Barney 1993 - 1995
Lehman Brothers February 1984 - September 1993
Education
University of San Francisco
Aldica April 1995 - Present
Smith Barney 1993 - 1995
Lehman Brothers February 1984 - September 1993
Education
University of San Francisco
Sheila Ross's Smith Barney Experience July 2007 - October 2008
Job Branch Supervision Administrator Florida Complex at TIAACREF
Industry Financial Services
Experience
TIAA-CREF February 2012 - Present
JW Cole Financial, Inc. April 2009 - February 2012
University of South Florida December 2008 - August 2011
Smith Barney July 2007 - October 2008
Raymond James Financial Services 2001 - 2007
SunTrust Investment Services April 1999 - April 2001
T Rowe Price 1997 - 1999
Skills
Series 7, Series 63, Series 24, Securities, Financial Services, Insurance, Series 65
Education
University of South Florida - College of Business Administration 2008 — 2011
MBA
University of Tampa 1993 — 1995
Bachelor of Arts
TIAA-CREF February 2012 - Present
JW Cole Financial, Inc. April 2009 - February 2012
University of South Florida December 2008 - August 2011
Smith Barney July 2007 - October 2008
Raymond James Financial Services 2001 - 2007
SunTrust Investment Services April 1999 - April 2001
T Rowe Price 1997 - 1999
Skills
Series 7, Series 63, Series 24, Securities, Financial Services, Insurance, Series 65
Education
University of South Florida - College of Business Administration 2008 — 2011
MBA
University of Tampa 1993 — 1995
Bachelor of Arts
Jack Miner's Smith Barney Experience January 2007 - July 2007
Job Senior Associate at Cortec Group
Industry Venture Capital & Private Equity
Experience
Cortec Group August 2014 - Present
Cortec Group August 2011 - Present
Piper Jaffray July 2009 - July 2011
Fransmart June 2008 - August 2008
Smith Barney January 2007 - July 2007
University of Chicago Graduate School of Business May 2006 - December 2006
Skills
Investment Banking, Corporate Finance, Valuation, Financial Modeling, Private Equity, Due Diligence, Business Valuation, Bloomberg, Capital Markets, Financial Analysis, Finance, M&A experience, Equities, Investments, Venture Capital, Mergers & Acquisitions, LBO
Education
University of Southern California 2005 — 2009
BA, Economics, Business Administration
Cortec Group August 2014 - Present
Cortec Group August 2011 - Present
Piper Jaffray July 2009 - July 2011
Fransmart June 2008 - August 2008
Smith Barney January 2007 - July 2007
University of Chicago Graduate School of Business May 2006 - December 2006
Skills
Investment Banking, Corporate Finance, Valuation, Financial Modeling, Private Equity, Due Diligence, Business Valuation, Bloomberg, Capital Markets, Financial Analysis, Finance, M&A experience, Equities, Investments, Venture Capital, Mergers & Acquisitions, LBO
Education
University of Southern California 2005 — 2009
BA, Economics, Business Administration
Leslie Donester's Smith Barney Experience June 2006 - February 2008
Job Senior Associate
Industry Financial Services
Experience
PIMCO January 2012 - Present
PIMCO February 2008 - December 2011
Smith Barney June 2006 - February 2008
Churchill Management Group October 2005 - June 2006
Skills
Asset Managment, Financial Modeling, Equities, Series 7, Bloomberg, Investments, Fixed Income, Alternative Investments, Financial Markets, Investment Strategies, Asset Allocation, Securities, Bonds, Bloomberg Terminal, Options, Wealth Management, Microsoft Excel, Economics, Credit, Mutual Funds, Capital Markets, Financial Services
Education
University of Southern California 2001 — 2005
BA, Economics
PIMCO January 2012 - Present
PIMCO February 2008 - December 2011
Smith Barney June 2006 - February 2008
Churchill Management Group October 2005 - June 2006
Skills
Asset Managment, Financial Modeling, Equities, Series 7, Bloomberg, Investments, Fixed Income, Alternative Investments, Financial Markets, Investment Strategies, Asset Allocation, Securities, Bonds, Bloomberg Terminal, Options, Wealth Management, Microsoft Excel, Economics, Credit, Mutual Funds, Capital Markets, Financial Services
Education
University of Southern California 2001 — 2005
BA, Economics
Miles Weatherup's Smith Barney Experience June 1998 - April 2005
Job Director of Operations at Cetera Advisor Networks
Industry Financial Services
Experience
Cetera Advisor Networks LLC February 2013 - Present
LPL Financial April 2005 - January 2013
Smith Barney June 1998 - April 2005
Skills
Mutual Funds, Series 63, FINRA, Series 7, Securities, Portfolio Management, Risk Management, Retirement, Trading, Financial Advisory, Series 24, Uniform Combined State..., Wealth Management, Investments, Asset Managment, Investment Advisory, IT Strategy, Asset Allocation, Business Ethics, Alternative Investments, Series 6, Financial Services, ETFs, Capital Markets, Asset Management, Financial Analysis, Investment Strategies, Fixed Income, Relationship Management, Retirement Planning, IRAs, Investment Management, Insurance, Strategic Financial..., Options, Equities, Finance, Estate Planning, Variable Annuities, Cash Management, Bloomberg, Hedge Funds, Series 65, Financial Planners, Fixed Annuities, Bonds, 401k, Management, Leadership, Project Management
Education
University of San Diego 1996 — 2000
Bachelors, Accounting and Finance
Cetera Advisor Networks LLC February 2013 - Present
LPL Financial April 2005 - January 2013
Smith Barney June 1998 - April 2005
Skills
Mutual Funds, Series 63, FINRA, Series 7, Securities, Portfolio Management, Risk Management, Retirement, Trading, Financial Advisory, Series 24, Uniform Combined State..., Wealth Management, Investments, Asset Managment, Investment Advisory, IT Strategy, Asset Allocation, Business Ethics, Alternative Investments, Series 6, Financial Services, ETFs, Capital Markets, Asset Management, Financial Analysis, Investment Strategies, Fixed Income, Relationship Management, Retirement Planning, IRAs, Investment Management, Insurance, Strategic Financial..., Options, Equities, Finance, Estate Planning, Variable Annuities, Cash Management, Bloomberg, Hedge Funds, Series 65, Financial Planners, Fixed Annuities, Bonds, 401k, Management, Leadership, Project Management
Education
University of San Diego 1996 — 2000
Bachelors, Accounting and Finance
Morgan Bryan's Smith Barney Experience June 2004 - September 2009
Job Division Structured Credit Executive
Industry Financial Services
Experience
Bank of America Merrill Lynch May 2013 - Present
Morgan Stanley Private Bank 2010 - Present
Gano Capital September 2009 - September 2011
Smith Barney June 2004 - September 2009
Skills
Series 7, Series 9, Series 10, Series 66, Private Wealth..., Private Banking, Securities, Alternative Investments, Wealth Management, Financial Services, Private Equity, Mortgage Lending, Uniform Combined State..., FINRA, Wealth Management..., Series 63, Loans, Equities, Derivatives, Hedge Funds, Banking, Financial Structuring, Credit, Mergers & Acquisitions, Commercial Banking, Fixed Income, Investment Advisory, Capital Markets, Mutual Funds, Portfolio Management, High Net Worth..., Valuation, Investment Strategies, Bloomberg, Investment Banking, Investments, Bonds, Structured Finance, Credit Analysis, Retirement Planning, Asset Allocation, Financial Advisory, Financial Markets, Structured Products, Asset Management, Investment Management, Strategic Financial...
Education
University of South Alabama 1990 — 1995
Bachelor of Science, Finance
Bank of America Merrill Lynch May 2013 - Present
Morgan Stanley Private Bank 2010 - Present
Gano Capital September 2009 - September 2011
Smith Barney June 2004 - September 2009
Skills
Series 7, Series 9, Series 10, Series 66, Private Wealth..., Private Banking, Securities, Alternative Investments, Wealth Management, Financial Services, Private Equity, Mortgage Lending, Uniform Combined State..., FINRA, Wealth Management..., Series 63, Loans, Equities, Derivatives, Hedge Funds, Banking, Financial Structuring, Credit, Mergers & Acquisitions, Commercial Banking, Fixed Income, Investment Advisory, Capital Markets, Mutual Funds, Portfolio Management, High Net Worth..., Valuation, Investment Strategies, Bloomberg, Investment Banking, Investments, Bonds, Structured Finance, Credit Analysis, Retirement Planning, Asset Allocation, Financial Advisory, Financial Markets, Structured Products, Asset Management, Investment Management, Strategic Financial...
Education
University of South Alabama 1990 — 1995
Bachelor of Science, Finance
Sayer Sweeney's Smith Barney Experience July 2008 - September 2009
Job Associate at Fowler Property Acquisitions
Industry Venture Capital & Private Equity
Experience
Fowler Property Acquisitions February 2012 - Present
Breakwater Trading February 2010 - February 2012
Smith Barney July 2008 - September 2009
Piper Jaffray June 2007 - August 2007
Grubb & EllisBRE Commercial 2006 - 2006
Skills
Real Estate, Investment Banking, Due Diligence, Securities, Financial Markets, Real Estate Economics, Financial Modeling, Series 7, Bonds, Risk Management, Market Research, Trading Strategies, Portfolio Management, Valuation, Wealth Management, Equities
Education
University of San Diego 2004 — 2008
BA, Business Administration
The Governors Academy 2000 — 2004
Fowler Property Acquisitions February 2012 - Present
Breakwater Trading February 2010 - February 2012
Smith Barney July 2008 - September 2009
Piper Jaffray June 2007 - August 2007
Grubb & EllisBRE Commercial 2006 - 2006
Skills
Real Estate, Investment Banking, Due Diligence, Securities, Financial Markets, Real Estate Economics, Financial Modeling, Series 7, Bonds, Risk Management, Market Research, Trading Strategies, Portfolio Management, Valuation, Wealth Management, Equities
Education
University of San Diego 2004 — 2008
BA, Business Administration
The Governors Academy 2000 — 2004
Gary Handler's Smith Barney Experience June 1989 - December 1990
Job Senior Institutional Consultant at Raymond James
Industry Financial Services
Experience
Raymond James March 2014 - Present
UBS Wealth Management April 2007 - March 2014
RBC Dain Rauscher June 2003 - April 2007
Oppenheimer & Co. January 1991 - June 2003
Smith Barney June 1989 - December 1990
Skills
Retirement Planning, Investments, Retirement, Mutual Funds, Portfolio Management, Alternative Investments, 401k, Finance, Asset Allocation, Fixed Income, Series 7
Education
University of Southern California 1975 — 1976
Master of Business Administration (MBA), Entrepreneurship/Entrepreneurial Studies
University of Southern California 1972 — 1975
Bachelor of Science (BS), Accounting
Raymond James March 2014 - Present
UBS Wealth Management April 2007 - March 2014
RBC Dain Rauscher June 2003 - April 2007
Oppenheimer & Co. January 1991 - June 2003
Smith Barney June 1989 - December 1990
Skills
Retirement Planning, Investments, Retirement, Mutual Funds, Portfolio Management, Alternative Investments, 401k, Finance, Asset Allocation, Fixed Income, Series 7
Education
University of Southern California 1975 — 1976
Master of Business Administration (MBA), Entrepreneurship/Entrepreneurial Studies
University of Southern California 1972 — 1975
Bachelor of Science (BS), Accounting
Robert Freck's Smith Barney Experience March 1998 - April 2009
Job Vice President Financial Services at Sunrise Wealth Partners
Industry Financial Services
Experience
Sunrise Wealth Partners April 2014 - Present
Fulcrum Securities and Wealth Advisory May 2009 - April 2014
Smith Barney March 1998 - April 2009
PDI/AmPotomac/Gambrinus Distributors September 1987 - March 1998
Skills
Retirement Planning, Wealth Management, 401k, Retirement, Strategic Financial..., Investments, Portfolio Management, College Savings Plans, Series 7, 63, 65..., Series 79- Investment..., Chartered Retirement..., Retirement Income..., Estate & Insurance...
Education
University of South Carolina - Darla Moore School of Business 1980 — 1984
BA-Finance, Finance, Econ., Marketing
West Springfield High School 1976 — 1980
College Prep
Sunrise Wealth Partners April 2014 - Present
Fulcrum Securities and Wealth Advisory May 2009 - April 2014
Smith Barney March 1998 - April 2009
PDI/AmPotomac/Gambrinus Distributors September 1987 - March 1998
Skills
Retirement Planning, Wealth Management, 401k, Retirement, Strategic Financial..., Investments, Portfolio Management, College Savings Plans, Series 7, 63, 65..., Series 79- Investment..., Chartered Retirement..., Retirement Income..., Estate & Insurance...
Education
University of South Carolina - Darla Moore School of Business 1980 — 1984
BA-Finance, Finance, Econ., Marketing
West Springfield High School 1976 — 1980
College Prep
Brandon Valdez's Smith Barney Experience May 2007 - September 2007
Job Financial Services
Industry Financial Services
Experience
Smith Barney May 2007 - September 2007
Morgan Stanley May 2006 - September 2006
U.S. Credit Bureau, Inc. May 2005 - September 2005
Skills
Valuation, Financial Modeling
Education
University of Southern California
BS, Business Administration
University of Southern California - Marshall School of Business
BS, Business Administration- Managerial Consulting
Smith Barney May 2007 - September 2007
Morgan Stanley May 2006 - September 2006
U.S. Credit Bureau, Inc. May 2005 - September 2005
Skills
Valuation, Financial Modeling
Education
University of Southern California
BS, Business Administration
University of Southern California - Marshall School of Business
BS, Business Administration- Managerial Consulting
Amy Hough's Smith Barney Experience January 2006 - January 2009
Job Client Associate
Industry Financial Services
Experience
NA February 2009 - Present
Smith Barney January 2006 - January 2009
Education
University of Southern California 2002 — 2006
BA, Political Science
NA February 2009 - Present
Smith Barney January 2006 - January 2009
Education
University of Southern California 2002 — 2006
BA, Political Science
Inta Abele's Smith Barney Experience 1999 - 2004
Job Vice President, SVC NASPP Chapter
Industry Financial Services
Experience
Charles Schwab & Co., Inc. February 2006 - Present
SVC NASPP Chapter January 2007 - December 2010
ICG Financial July 2004 - June 2005
Smith Barney 1999 - 2004
Skills
Executive Pay
Education
University of San Francisco
BS, Organizational Behavior
Charles Schwab & Co., Inc. February 2006 - Present
SVC NASPP Chapter January 2007 - December 2010
ICG Financial July 2004 - June 2005
Smith Barney 1999 - 2004
Skills
Executive Pay
Education
University of San Francisco
BS, Organizational Behavior
Caerry Robinson's Smith Barney Experience 1993 - 1994
Job Trainer/Barn Manager at Mt Home Stables
Industry Professional Training & Coaching
Experience
Mt Home Stables February 2013 - Present
Waldenbrook November 2007 - February 2013
San Jose British Motors 1994 - 2004
Smith Barney 1993 - 1994
Skills
Budgets, Coaching, Equestrian, Event Management, Horses, Training, Event Planning, Public Relations, Social Networking, Strategic Planning, Sales, Marketing
Education
University of Southern California 1989 — 1993
Bachelors, Communications
Mt Home Stables February 2013 - Present
Waldenbrook November 2007 - February 2013
San Jose British Motors 1994 - 2004
Smith Barney 1993 - 1994
Skills
Budgets, Coaching, Equestrian, Event Management, Horses, Training, Event Planning, Public Relations, Social Networking, Strategic Planning, Sales, Marketing
Education
University of Southern California 1989 — 1993
Bachelors, Communications
Ariana Dedianko's Smith Barney Experience June 2008 - August 2008
Job Student at University of South Carolina The Moore School of Business
Industry Investment Banking
Experience
Smith Barney June 2008 - August 2008
Education
University of South Carolina - Darla Moore School of Business 2005 — 2009
Finance, Marketing
Smith Barney June 2008 - August 2008
Education
University of South Carolina - Darla Moore School of Business 2005 — 2009
Finance, Marketing
Kelly Archer Dennard's Smith Barney Experience 1997 - 1998
Job Manager Risk Management at Verizon Credit Inc.
Industry Financial Services
Experience
Verizon Credit Inc. FHA Project Loan AnalystSalomon Brothers1997 - 1998
Smith Barney 1997 - 1998
Hillsboro Sun Bank 1992 - 1997
Sun Trust Bank 1992 - 1997
First Florida Bank 1989 - 1992
Barnett Bank 1989 - 1992
Columbia Bank 1982 - 1989
Skills
Financial Analysis, Portfolio Management, Banking, Credit, Risk Management
Education
University of South Florida 1982 — 1994
BS, Finance
Verizon Credit Inc. FHA Project Loan AnalystSalomon Brothers1997 - 1998
Smith Barney 1997 - 1998
Hillsboro Sun Bank 1992 - 1997
Sun Trust Bank 1992 - 1997
First Florida Bank 1989 - 1992
Barnett Bank 1989 - 1992
Columbia Bank 1982 - 1989
Skills
Financial Analysis, Portfolio Management, Banking, Credit, Risk Management
Education
University of South Florida 1982 — 1994
BS, Finance
Ann Hough's Smith Barney Experience September 2006 - December 2006
Job Digital Producer at RPA
Industry Marketing and Advertising
Experience
RPA June 2014 - Present
Ted Perez + Associates July 2008 - June 2014
Keck School of Medicine of USC August 2007 - May 2008
Smith Barney September 2006 - December 2006
Skills
Advertising, User Experience, Social Media, Project Management, User Interface Design, Illustrator, Digital Marketing, CMS, Digital Strategy, Online Advertising
Education
University of Southern California 2004 — 2008
Bachelor of Arts, Geography, East Asian Languages and Cultures
United World College of South East Asia 2000 — 2004
IB Diploma
RPA June 2014 - Present
Ted Perez + Associates July 2008 - June 2014
Keck School of Medicine of USC August 2007 - May 2008
Smith Barney September 2006 - December 2006
Skills
Advertising, User Experience, Social Media, Project Management, User Interface Design, Illustrator, Digital Marketing, CMS, Digital Strategy, Online Advertising
Education
University of Southern California 2004 — 2008
Bachelor of Arts, Geography, East Asian Languages and Cultures
United World College of South East Asia 2000 — 2004
IB Diploma
James Giffin's Smith Barney Experience October 2007 - October 2008
Job Chief Marketing Officer at north jersey federal credit union
Industry Financial Services
Experience
north jersey federal credit union January 2009 - Present
Smith Barney October 2007 - October 2008
Skills
Sales Management, Customer Service, Strategic Planning, Sales, Marketing Strategy, Marketing, Team Building, New Business Development, Management, Account Management, Public Speaking, Negotiation, Social Media, Budgets, Business Development, Public Relations, Training, Advertising, Leadership, Project Management, SEO, Marketing Communications, Team Leadership, Social Media Marketing, Social Networking
Education
University of South Carolina-Columbia 1980 — 1983
Bachelor of Arts (B.A.), Communication and Media Studies
University of South Carolina-Columbia 1980 — 1983
Bachelor's degree, Theatre/Theater
north jersey federal credit union January 2009 - Present
Smith Barney October 2007 - October 2008
Skills
Sales Management, Customer Service, Strategic Planning, Sales, Marketing Strategy, Marketing, Team Building, New Business Development, Management, Account Management, Public Speaking, Negotiation, Social Media, Budgets, Business Development, Public Relations, Training, Advertising, Leadership, Project Management, SEO, Marketing Communications, Team Leadership, Social Media Marketing, Social Networking
Education
University of South Carolina-Columbia 1980 — 1983
Bachelor of Arts (B.A.), Communication and Media Studies
University of South Carolina-Columbia 1980 — 1983
Bachelor's degree, Theatre/Theater
Carrie Estill's Smith Barney Experience January 2008 - May 2010
Job Vice President at Gresham Investment Management LLC
Industry Financial Services
Experience
Gresham Investment Management LLC August 2010 - Present
Landmark Banyan Real Estate Advisors September 2009 - August 2010
Smith Barney January 2008 - May 2010
Skills
Marketing, Analysis, Research, Competitive Analysis, Management, Financial Analysis, Investments, Microsoft Excel, Real Estate, Event Planning, Microsoft Office, Sales
Education
University of San Francisco 2005 — 2009
Finance and Minor Economics
Gresham Investment Management LLC August 2010 - Present
Landmark Banyan Real Estate Advisors September 2009 - August 2010
Smith Barney January 2008 - May 2010
Skills
Marketing, Analysis, Research, Competitive Analysis, Management, Financial Analysis, Investments, Microsoft Excel, Real Estate, Event Planning, Microsoft Office, Sales
Education
University of San Francisco 2005 — 2009
Finance and Minor Economics
V Joseph Droubie Jr's Smith Barney Experience May 1995 - July 2000
Job Vice PresidentInvestments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC July 2000 - Present
Smith Barney May 1995 - July 2000
Salomon Smith Barney August 1988 - July 2000
Shearson Lehman Hutton September 1988 - March 1990
Skills
Portfolio Management, Retirement Planning, Investments, Series 7, Series 63, Risk Management, Wealth Management, Securities, Wealth Management..., ETFs, Fixed Income, Estate Planning, Strategic Financial..., Asset Allocation, Investment Advisory, Equities, Investment Strategies, Financial Services, Alternative Investments, Finance, Retirement, Financial Analysis, Mortgage Lending, Marketing, Customer Service, Financial Planning
Education
University of South Florida 1980 — 1983
ba, Finance
University of St. Thomas 1978 — 1979
Finance
Cretin-Derham Hall 1974 — 1978
High School, General Studies, 9-12
Wells Fargo Advisors, LLC July 2000 - Present
Smith Barney May 1995 - July 2000
Salomon Smith Barney August 1988 - July 2000
Shearson Lehman Hutton September 1988 - March 1990
Skills
Portfolio Management, Retirement Planning, Investments, Series 7, Series 63, Risk Management, Wealth Management, Securities, Wealth Management..., ETFs, Fixed Income, Estate Planning, Strategic Financial..., Asset Allocation, Investment Advisory, Equities, Investment Strategies, Financial Services, Alternative Investments, Finance, Retirement, Financial Analysis, Mortgage Lending, Marketing, Customer Service, Financial Planning
Education
University of South Florida 1980 — 1983
ba, Finance
University of St. Thomas 1978 — 1979
Finance
Cretin-Derham Hall 1974 — 1978
High School, General Studies, 9-12
Dana Ertl's Smith Barney Experience October 1992 - May 1995
Job SAP Financial Manager at Promega
Industry Information Technology and Services
Experience
Promega May 2010 - Present
Promega May 2010 - August 2011
AMD September 2002 - October 2004
SAP America January 2002 - July 2002
SAP AMERICA July 1996 - January 2002
SMITH BARNEY October 1992 - May 1995
Skills
ERP, SAP, Business Process, SAP FICO, Project Management, Business Analysis, Vertex, Paymetric, Accounting, Business Objects, Supply Chain Management, Management, Consulting, Program Management, Vendor Management, Financial Reporting, Budgets, Integration, SAP R/3, Testing, Business Process Design, Financial Modeling, Analysis, Training, SharePoint, Business Strategy, Solution Architecture, Project Portfolio..., Management Consulting, Team Building, Business Intelligence, SAP Implementation, Cross-functional Team..., Finance, Six Sigma
Education
University of South Carolina - Darla Moore School of Business 1995 — 1996
International Master, Business Administration; International Business
INDIANA UNIVERSITY 1987 — 1991
Bachelor of Science, Business; Finance
Promega May 2010 - Present
Promega May 2010 - August 2011
AMD September 2002 - October 2004
SAP America January 2002 - July 2002
SAP AMERICA July 1996 - January 2002
SMITH BARNEY October 1992 - May 1995
Skills
ERP, SAP, Business Process, SAP FICO, Project Management, Business Analysis, Vertex, Paymetric, Accounting, Business Objects, Supply Chain Management, Management, Consulting, Program Management, Vendor Management, Financial Reporting, Budgets, Integration, SAP R/3, Testing, Business Process Design, Financial Modeling, Analysis, Training, SharePoint, Business Strategy, Solution Architecture, Project Portfolio..., Management Consulting, Team Building, Business Intelligence, SAP Implementation, Cross-functional Team..., Finance, Six Sigma
Education
University of South Carolina - Darla Moore School of Business 1995 — 1996
International Master, Business Administration; International Business
INDIANA UNIVERSITY 1987 — 1991
Bachelor of Science, Business; Finance
James V Carideo's Smith Barney Experience 1992 - 2009
Job Director Branch Manager at UBS Financial Services, Inc. Knoxville, TN
Industry Financial Services
Experience
UBS 2011 - Present
R.W. Baird January 2010 - June 2011
Smith Barney 1992 - 2009
Smith Barney Australia 2005 - 2007
Education
University of South Florida 1981 — 1985
Bachelor of Arts (B.A.), History
Jesuit High School 1976 — 1980
UBS 2011 - Present
R.W. Baird January 2010 - June 2011
Smith Barney 1992 - 2009
Smith Barney Australia 2005 - 2007
Education
University of South Florida 1981 — 1985
Bachelor of Arts (B.A.), History
Jesuit High School 1976 — 1980
James F. Hill; CIMA®'s Smith Barney Experience January 1992 - February 2005
Job Financial Advisor, First Vice President at Wells Fargo Advisors , LLC
Industry Financial Services
Experience
Terrell-Hill Wealth Management of Wells Fargo Advisors September 2014 - Present
Merrill Lynch February 2005 - September 2014
Smith Barney January 1992 - February 2005
Skills
529 Plans, Qualified Retirement..., Series 7, Separately Managed..., Series 63, Intergenerational..., Multi-generational..., Asset Allocation, 401k Rollovers, Investments, Municipal Bonds, Wealth Management..., Alternative Investments, 401k, Retirement Planning, Strategic Financial..., IRAs, High Net Worth..., Small Business, Investment Strategies, Financial Planning, Investment Management, Wealth Management, Mutual Funds, Retirement, Finance
Education
University of South Alabama 1984 — 1989
B.S., Finance
Fairhope Highschool 1981 — 1984
High School
Terrell-Hill Wealth Management of Wells Fargo Advisors September 2014 - Present
Merrill Lynch February 2005 - September 2014
Smith Barney January 1992 - February 2005
Skills
529 Plans, Qualified Retirement..., Series 7, Separately Managed..., Series 63, Intergenerational..., Multi-generational..., Asset Allocation, 401k Rollovers, Investments, Municipal Bonds, Wealth Management..., Alternative Investments, 401k, Retirement Planning, Strategic Financial..., IRAs, High Net Worth..., Small Business, Investment Strategies, Financial Planning, Investment Management, Wealth Management, Mutual Funds, Retirement, Finance
Education
University of South Alabama 1984 — 1989
B.S., Finance
Fairhope Highschool 1981 — 1984
High School
Bill Pruett's Smith Barney Experience March 1993 - April 2003
Job Managing Member at WCP Capital Management
Industry Investment Management
Experience
WCP Capital Management December 2009 - Present
UBS April 2003 - December 2009
Smith Barney March 1993 - April 2003
Interstate Johnson Lane August 1987 - March 1993
Smith Barney November 1981 - August 1987
Skills
Investments, Portfolio Management, Asset Management, Valuation, Due Diligence, Finance, Private Equity, Real Estate, Financial Modeling, Financial Analysis
Education
University of South Carolina-Columbia 1978 — 1980
Master of Business Administration (MBA), Marketing & Finance
University of South Carolina-Columbia 1969 — 1975
Bachelor of Arts (B.A.), English Language and Literature/Letters
WCP Capital Management December 2009 - Present
UBS April 2003 - December 2009
Smith Barney March 1993 - April 2003
Interstate Johnson Lane August 1987 - March 1993
Smith Barney November 1981 - August 1987
Skills
Investments, Portfolio Management, Asset Management, Valuation, Due Diligence, Finance, Private Equity, Real Estate, Financial Modeling, Financial Analysis
Education
University of South Carolina-Columbia 1978 — 1980
Master of Business Administration (MBA), Marketing & Finance
University of South Carolina-Columbia 1969 — 1975
Bachelor of Arts (B.A.), English Language and Literature/Letters
Whitney H. Floren's Smith Barney Experience 1999 - 2009
Job Investment Advisor Representative at Centinel Financial Group, LLC
Industry Financial Services
Experience
Centinel Financial Group, LLC April 2013 - Present
UBS February 2009 - April 2013
Smith Barney 1999 - 2009
Signator Investors, Inc. 1994 - 1999
Education
University of South Florida 1989 — 1993
Bachelor of Arts (B.A.)
Barnstable High School 1986 — 1988
Centinel Financial Group, LLC April 2013 - Present
UBS February 2009 - April 2013
Smith Barney 1999 - 2009
Signator Investors, Inc. 1994 - 1999
Education
University of South Florida 1989 — 1993
Bachelor of Arts (B.A.)
Barnstable High School 1986 — 1988
Patrick McGlynn's Smith Barney Experience April 1992 - July 2002
Job Senior Vice President at ParFour Investment Management
Industry Financial Services
Experience
Par-Four Investment Management August 2003 - Present
Smith Barney April 1992 - July 2002
Skills
Bonds, Hedge Funds, Trading, Equities, Securities, Fixed Income, Alternative Investments, Bloomberg
Education
University of Scranton 1987 — 1991
Bachelor of Science (BS), Accounting
Par-Four Investment Management August 2003 - Present
Smith Barney April 1992 - July 2002
Skills
Bonds, Hedge Funds, Trading, Equities, Securities, Fixed Income, Alternative Investments, Bloomberg
Education
University of Scranton 1987 — 1991
Bachelor of Science (BS), Accounting
Fran Kerhulas's Smith Barney Experience September 1987 - October 2012
Job Area Operations Manager at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. August 2012 - Present
Morgan Stanley Wealth Management January 2010 - October 2012
Smith Barney September 1987 - October 2012
Education
University of South Carolina Upstate 1981 — 1983
Bachelor of Science (BS), Economics / Finance
Furman University 1978 — 1980
Piano Performance
Oppenheimer & Co. Inc. August 2012 - Present
Morgan Stanley Wealth Management January 2010 - October 2012
Smith Barney September 1987 - October 2012
Education
University of South Carolina Upstate 1981 — 1983
Bachelor of Science (BS), Economics / Finance
Furman University 1978 — 1980
Piano Performance
Siew Sim's Smith Barney Experience January 2006 - April 2006
Job AVP/Credit Analyst at Gateway Bank of Southwest Florida
Industry Banking
Experience
Gateway Bank of Southwest Florida April 2014 - Present
The Bank of Commerce - Sarasota, Fl. April 2006 - September 2013
Dan Murphy Tax Services February 2006 - April 2006
Smith Barney January 2006 - April 2006
Skills
Finance, Analysis, Credit, Time Management, Credit Analysis, Commercial Banking, Loans, Commercial Lending, Banking, Small Business Lending, Portfolio Management, Underwriting, Financial Analysis, Risk Management, Analytical Skills
Education
University of South Florida Sarasota-Manatee 2004 — 2005
Bachelor of Science (B.S.), Major in Finance; Minor in Economics, 4.0/4.0
Edison College 2001 — 2003
Associate of Arts (A.A.), General Business
Gateway Bank of Southwest Florida April 2014 - Present
The Bank of Commerce - Sarasota, Fl. April 2006 - September 2013
Dan Murphy Tax Services February 2006 - April 2006
Smith Barney January 2006 - April 2006
Skills
Finance, Analysis, Credit, Time Management, Credit Analysis, Commercial Banking, Loans, Commercial Lending, Banking, Small Business Lending, Portfolio Management, Underwriting, Financial Analysis, Risk Management, Analytical Skills
Education
University of South Florida Sarasota-Manatee 2004 — 2005
Bachelor of Science (B.S.), Major in Finance; Minor in Economics, 4.0/4.0
Edison College 2001 — 2003
Associate of Arts (A.A.), General Business
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.