Smith Barney
Industry: Financial services company
DescriptionMorgan Stanley Wealth Management is an American multinational financial services corporation specializing in retail brokerage. It is the wealth & asset management division of Morgan Stanley. Customer service: 00 1 801-617-9150 Assets under management: 2.05 trillion USD (2014) CEO: James P. Gorman (Jan 2012–) Headquarters: Purchase, Harrison, New York, United States Parent organization: Morgan Stanley Domestic Holdings Inc Founders: Charles D. Barney, Edward B. Smith
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4,117 Smith Barney employees in database. Find out everything there's to know about Smith Barney employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Smith Barney Employees
Employee
Years
Job
Industry
Jon Byrd Jon Byrd's Smith Barney Experience May 2008 - July 2008
Job Sales Professional Cintas
Industry Marketing and Advertising
Experience
Cintas January 2015 - Present
Paychex August 2013 - January 2015
Protective Life October 2011 - August 2013
Crown Lift Trucks July 2010 - October 2011
Visiting Physicians Association June 2009 - July 2010
ING Annuities July 2008 - January 2009
Smith Barney May 2008 - July 2008
UBS Financial Services Inc. May 2007 - August 2007
Skills
Fixed Annuities, Sales, Financial Services, Series 63, Life Insurance, Insurance, Series 6, Health Insurance, Variable Annuities, Securities, Retirement Planning, Leadership, Cold Calling, Payroll Services, Payroll Analysis, Multi-state Payroll..., Business Management..., Sales Process, Salesforce.com, Outsourced Solutions, Sales Operations
Education
University of Dayton 2005 — 2009
Bachelor of Science in Business Administration, Finance, Business Economics
Cintas January 2015 - Present
Paychex August 2013 - January 2015
Protective Life October 2011 - August 2013
Crown Lift Trucks July 2010 - October 2011
Visiting Physicians Association June 2009 - July 2010
ING Annuities July 2008 - January 2009
Smith Barney May 2008 - July 2008
UBS Financial Services Inc. May 2007 - August 2007
Skills
Fixed Annuities, Sales, Financial Services, Series 63, Life Insurance, Insurance, Series 6, Health Insurance, Variable Annuities, Securities, Retirement Planning, Leadership, Cold Calling, Payroll Services, Payroll Analysis, Multi-state Payroll..., Business Management..., Sales Process, Salesforce.com, Outsourced Solutions, Sales Operations
Education
University of Dayton 2005 — 2009
Bachelor of Science in Business Administration, Finance, Business Economics
Susan Jayne Susan Jayne's Smith Barney Experience June 1990 - May 1995
Job passionate about hiring amazingly talented managers at Starbucks Coffee Company; SPHR, SHRMSCP
Industry Staffing and Recruiting
Experience
Starbucks Coffee Company June 2006 - Present
DSC Logistics 2003 - 2006
Ondeo Nalco Company October 2002 - September 2003
Arthur Andersen May 1995 - June 2002
Smith Barney June 1990 - May 1995
Continental Bank January 1985 - May 1990
Skills
Interviewing, Maximizer, Talent Acquisition, Onboarding, Hiring, behavioral interviewing, Time Management, Recruiting, Behavioral Interviewing, Business Networking, Retail, Interviews, social media for..., Sourcing, Social Media, Talent Management, Applicant Tracking..., Management, Organizational..., Human Resources, Employee Relations, Sales, Training, Performance Management, Technical Recruiting, New Hire Orientations, Leadership Development, Leadership, Career Development, Screening Resumes, Taleo, Coaching, Personnel Management, CRM, Strategy, Succession Planning, College Recruiting, HR Consulting, Internet Recruiting, Workforce Planning, Employer Branding, Employee Training, Consulting, Employee Engagement, Benefits Negotiation, Executive Search
Education
University of Iowa 1977 — 1980
BBA, Administrative Management
Center for Creative Leadership
alumni, Leadership Development Program
Larkin High School
Starbucks Coffee Company June 2006 - Present
DSC Logistics 2003 - 2006
Ondeo Nalco Company October 2002 - September 2003
Arthur Andersen May 1995 - June 2002
Smith Barney June 1990 - May 1995
Continental Bank January 1985 - May 1990
Skills
Interviewing, Maximizer, Talent Acquisition, Onboarding, Hiring, behavioral interviewing, Time Management, Recruiting, Behavioral Interviewing, Business Networking, Retail, Interviews, social media for..., Sourcing, Social Media, Talent Management, Applicant Tracking..., Management, Organizational..., Human Resources, Employee Relations, Sales, Training, Performance Management, Technical Recruiting, New Hire Orientations, Leadership Development, Leadership, Career Development, Screening Resumes, Taleo, Coaching, Personnel Management, CRM, Strategy, Succession Planning, College Recruiting, HR Consulting, Internet Recruiting, Workforce Planning, Employer Branding, Employee Training, Consulting, Employee Engagement, Benefits Negotiation, Executive Search
Education
University of Iowa 1977 — 1980
BBA, Administrative Management
Center for Creative Leadership
alumni, Leadership Development Program
Larkin High School
Elizabeth Lott Elizabeth Lott's Smith Barney Experience 2002 - 2009
Job Financial Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch January 2009 - Present
Zumba Fitness LLC 2012 - Present
Mary Kay Inc. 2012 - Present
Tastefully Simple 2010 - Present
lia sophia 2010 - September 2014
New England Dance and Gymnastics Center September 2001 - September 2010
Smith Barney 2002 - 2009
JCC September 2003 - June 2006
Skills
Customer Service, Event Planning, Marketing, Food, Series 7, Event Management, Operations Management, Marketing Communications, Parties, Team Coordination, Management, Program Development, Problem Solving, Sales, Leadership, Organizational..., Teaching, Public Speaking, PowerPoint, Investments, Microsoft Office, Social Media, Microsoft Word, Coaching, Team Building, Microsoft Excel, Social Media Marketing, Process Improvement
Education
East Granby High School
University of Hartford
Merrill Lynch January 2009 - Present
Zumba Fitness LLC 2012 - Present
Mary Kay Inc. 2012 - Present
Tastefully Simple 2010 - Present
lia sophia 2010 - September 2014
New England Dance and Gymnastics Center September 2001 - September 2010
Smith Barney 2002 - 2009
JCC September 2003 - June 2006
Skills
Customer Service, Event Planning, Marketing, Food, Series 7, Event Management, Operations Management, Marketing Communications, Parties, Team Coordination, Management, Program Development, Problem Solving, Sales, Leadership, Organizational..., Teaching, Public Speaking, PowerPoint, Investments, Microsoft Office, Social Media, Microsoft Word, Coaching, Team Building, Microsoft Excel, Social Media Marketing, Process Improvement
Education
East Granby High School
University of Hartford
Bob Vasa Bob Vasa's Smith Barney Experience 2004 - 2006
Job Regional Sales Manager at UBS
Industry Financial Services
Experience
UBS August 2015 - Present
UBS September 2013 - July 2015
UBS January 2011 - August 2013
UBS August 2006 - December 2010
Smith Barney 2004 - 2006
Morgan Stanley 1999 - 2004
Skills
Series 7, Portfolio Management, Wealth Management, Fixed Income, Equities, Asset Management, Alternative Investments, Business Strategy, Investments
Education
University of Illinois at Urbana-Champaign 1995 — 1999
BS, Economics
University of Illinois at Urbana-Champaign - College of Business 1995 — 1999
BS, Finance
UBS August 2015 - Present
UBS September 2013 - July 2015
UBS January 2011 - August 2013
UBS August 2006 - December 2010
Smith Barney 2004 - 2006
Morgan Stanley 1999 - 2004
Skills
Series 7, Portfolio Management, Wealth Management, Fixed Income, Equities, Asset Management, Alternative Investments, Business Strategy, Investments
Education
University of Illinois at Urbana-Champaign 1995 — 1999
BS, Economics
University of Illinois at Urbana-Champaign - College of Business 1995 — 1999
BS, Finance
Alison P. Scavone Alison P. Scavone's Smith Barney Experience 1985 - 2007
Job Managing DirectorInvestments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors August 2014 - Present
Norwalk Hospital January 2010 - Present
Morgan Stanley July 2007 - August 2014
Smith Barney 1985 - 2007
Skills
Alternative Investments, Asset Allocation, Estate Planning, Insurance, Mergers, Strategic Planning, Due Diligence, Investment Strategies, Valuation, Business Planning, Business Strategy, Asset Management, Investments, Series 7, Wealth Management
Education
University of Connecticut 1977 — 1981
BA, Economics
Wells Fargo Advisors August 2014 - Present
Norwalk Hospital January 2010 - Present
Morgan Stanley July 2007 - August 2014
Smith Barney 1985 - 2007
Skills
Alternative Investments, Asset Allocation, Estate Planning, Insurance, Mergers, Strategic Planning, Due Diligence, Investment Strategies, Valuation, Business Planning, Business Strategy, Asset Management, Investments, Series 7, Wealth Management
Education
University of Connecticut 1977 — 1981
BA, Economics
Dean Andersen, CFP® Dean Andersen, CFP®'s Smith Barney Experience February 1995 - February 2009
Job First Vice President Investments at Wells Fargo Advisors, LLC.
Industry Financial Services
Experience
Wells Fargo Advisors, LLC February 2009 - Present
Smith Barney February 1995 - February 2009
Dean Witter January 1990 - February 1995
Skills
Investments, Asset Allocation, Retirement Planning, Mutual Funds, Alternative Investments, Securities, Fixed Annuities, Strategic Investment...
Education
University of Georgia - Terry College of Business
BBA, Finance
Wells Fargo Advisors, LLC February 2009 - Present
Smith Barney February 1995 - February 2009
Dean Witter January 1990 - February 1995
Skills
Investments, Asset Allocation, Retirement Planning, Mutual Funds, Alternative Investments, Securities, Fixed Annuities, Strategic Investment...
Education
University of Georgia - Terry College of Business
BBA, Finance
Krista (Noyes) Salzer Krista (Noyes) Salzer's Smith Barney Experience 2004 - December 2005
Job Cost Analyst/Geologist/Reclamation Specialist at InfoMine USA Inc
Industry Mining & Metals
Experience
InfoMine USA Inc January 2007 - Present
Smith Barney 2004 - December 2005
Newmont Mining Corporation September 2000 - 2004
Hecla Mining 1996 - 2000
Skills
Environmental Awareness, Mining, Geology, Base Metals, Sampling
Education
University of Idaho 1992 — 1996
Bachelor of Science (BS), Geology
InfoMine USA Inc January 2007 - Present
Smith Barney 2004 - December 2005
Newmont Mining Corporation September 2000 - 2004
Hecla Mining 1996 - 2000
Skills
Environmental Awareness, Mining, Geology, Base Metals, Sampling
Education
University of Idaho 1992 — 1996
Bachelor of Science (BS), Geology
Bing Cheng, LUTCF's Smith Barney Experience 2005 - 2008
Job Managing Sales Director at MetLife
Industry Financial Services
Experience
Blue Ocean Wealth Solutions, an Office of MetLife, part of the MetLife Premier Client Group 2008 - Present
Smith Barney 2005 - 2008
MetLife 1989 - 2005
Education
University of Louisiana at Lafayette 1986 — 1989
Finance, General
Blue Ocean Wealth Solutions, an Office of MetLife, part of the MetLife Premier Client Group 2008 - Present
Smith Barney 2005 - 2008
MetLife 1989 - 2005
Education
University of Louisiana at Lafayette 1986 — 1989
Finance, General
Molly Rockafellow's Smith Barney Experience 1992 - 2002
Job Operations Manager at HighTower, Kelly Wealth Management
Industry Financial Services
Experience
HighTower, Kelly Wealth Management February 2012 - Present
Merrill Lynch April 2007 - February 2012
Smith Barney 1992 - 2002
Skills
Administrative Work, Organization, Client Service Oriented, Friendly Personality, Communication, Financial Services, Asset Allocation, Finance, Wealth Management, Client Services, Mutual Funds
Education
University of Delaware
Bachelor of Arts (B.A.), Sociology
Manhasset High School
HighTower, Kelly Wealth Management February 2012 - Present
Merrill Lynch April 2007 - February 2012
Smith Barney 1992 - 2002
Skills
Administrative Work, Organization, Client Service Oriented, Friendly Personality, Communication, Financial Services, Asset Allocation, Finance, Wealth Management, Client Services, Mutual Funds
Education
University of Delaware
Bachelor of Arts (B.A.), Sociology
Manhasset High School
Jane Borneman, CEP Jane Borneman, CEP's Smith Barney Experience February 1993 - April 1994
Job Sr Mgr, Stock Administration at Qualcomm
Industry Financial Services
Experience
Qualcomm April 2013 - Present
Qualcomm July 2011 - April 2013
Borneman Consulting 2005 - July 2011
Stock & Option Solutions March 2005 - October 2006
Applied Micro Circuits 2000 - 2005
MP3.com January 2000 - December 2000
Gray Cary Ware & Freidenrich May 1997 - December 1999
3Com April 1995 - May 1997
Smith Barney February 1993 - April 1994
Skills
Cross-functional Team..., Executive Pay, System Administration, Equities, Start-ups, Deferred Compensation, Process Improvement, Mergers, Product Management, Mergers & Acquisitions, Strategic Planning, Executive Management, Business Development, Management, Strategic Partnerships, Vendor Management, Competitive Analysis, Employee Benefits, SaaS, Strategy, Product Marketing
Education
University of Georgia - Terry College of Business 1982 — 1986
Bachelor of Business Administration (B.B.A.)
Santa Clara University CEPI
Qualcomm April 2013 - Present
Qualcomm July 2011 - April 2013
Borneman Consulting 2005 - July 2011
Stock & Option Solutions March 2005 - October 2006
Applied Micro Circuits 2000 - 2005
MP3.com January 2000 - December 2000
Gray Cary Ware & Freidenrich May 1997 - December 1999
3Com April 1995 - May 1997
Smith Barney February 1993 - April 1994
Skills
Cross-functional Team..., Executive Pay, System Administration, Equities, Start-ups, Deferred Compensation, Process Improvement, Mergers, Product Management, Mergers & Acquisitions, Strategic Planning, Executive Management, Business Development, Management, Strategic Partnerships, Vendor Management, Competitive Analysis, Employee Benefits, SaaS, Strategy, Product Marketing
Education
University of Georgia - Terry College of Business 1982 — 1986
Bachelor of Business Administration (B.B.A.)
Santa Clara University CEPI
Scott Hatter's Smith Barney Experience 2000 - 2001
Job Owner at Smooth LLC DBA LunchBOX (A Waxing Salon)
Industry Restaurants
Experience
Smooth LLC DBA LunchBOX (A Waxing Salon) October 2013 - Present
Gotta Be Fresh, Inc. June 2001 - April 2013
Baja Fresh Mexican Grill 2001 - April 2013
Smith Barney 2000 - 2001
Hatter Investments, Inc. January 1993 - January 2000
Skills
Business Strategy, Income Statement, Strategic Planning, Product Development, Restaurants, Social Media, Entrepreneurship, Budgets, Catering, Management, Customer Service, Food, Project Management, Team Building, Team Leadership, Finance, Franchising, Public Relations, Microsoft Office, Hospitality, Food Service, Food & Beverage
Education
Washington State University - College of Business and Economics 1990 — 1992
BA, Hotel and Restuarant Management
University of Idaho 1988 — 1990
BS, Business
Smooth LLC DBA LunchBOX (A Waxing Salon) October 2013 - Present
Gotta Be Fresh, Inc. June 2001 - April 2013
Baja Fresh Mexican Grill 2001 - April 2013
Smith Barney 2000 - 2001
Hatter Investments, Inc. January 1993 - January 2000
Skills
Business Strategy, Income Statement, Strategic Planning, Product Development, Restaurants, Social Media, Entrepreneurship, Budgets, Catering, Management, Customer Service, Food, Project Management, Team Building, Team Leadership, Finance, Franchising, Public Relations, Microsoft Office, Hospitality, Food Service, Food & Beverage
Education
Washington State University - College of Business and Economics 1990 — 1992
BA, Hotel and Restuarant Management
University of Idaho 1988 — 1990
BS, Business
A Day in Motherhood By Lori Pace A Day in Motherhood By Lori Pace's Smith Barney Experience 1999 - 2003
Job Social Media Manager at NeedThese
Industry Writing and Editing
Experience
NeedThese January 2013 - Present
Collective Bias January 2012 - Present
ADayinMotherhood.com March 2010 - Present
Smith Barney 1999 - 2003
Skills
Writing Skills, Blogging, Blog Management, Blog Development, Blogger Relations, Blogger Outreach, Video Blogging, Creative Writing, Review, Freelance Writing, AP Style, Blog Marketing, Blogger, Blogging Software, Community Management, Content Marketing
Education
University of Houston-Downtown 1994 — 1998
Finance, Chemistry, English, Finance
NeedThese January 2013 - Present
Collective Bias January 2012 - Present
ADayinMotherhood.com March 2010 - Present
Smith Barney 1999 - 2003
Skills
Writing Skills, Blogging, Blog Management, Blog Development, Blogger Relations, Blogger Outreach, Video Blogging, Creative Writing, Review, Freelance Writing, AP Style, Blog Marketing, Blogger, Blogging Software, Community Management, Content Marketing
Education
University of Houston-Downtown 1994 — 1998
Finance, Chemistry, English, Finance
David Kronour, CFP®'s Smith Barney Experience March 2006 - March 2009
Job Financial Advisor and CERTIFIED FINANCIAL PLANNER™, practitioner with Ameriprise Financial
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. March 2009 - Present
Smith Barney March 2006 - March 2009
Education
University of Kentucky 2002 — 2006
Bachelor's Degree, Finance, Economics
Ameriprise Financial Services, Inc. March 2009 - Present
Smith Barney March 2006 - March 2009
Education
University of Kentucky 2002 — 2006
Bachelor's Degree, Finance, Economics
Alison duPont Alison duPont's Smith Barney Experience January 2001 - January 2002
Job Senior Institutional Marketing Manager
Industry Investment Management
Experience
Aberdeen Asset Management November 2014 - Present
Aberdeen Asset Management February 2011 - November 2014
Morgan Stanley Smith Barney June 2009 - November 2010
Citi Smith Barney October 1996 - June 2009
SMITH BARNEY January 2001 - January 2002
Citi January 1999 - January 2001
SMITH BARNEY January 1996 - January 1997
PNC BANK January 1986 - January 1994
Skills
Pensions, Public Speaking, Research, Series 7, Alternative Investments, Mutual Funds, Asset Allocation, Investment Strategies, Asset Managment, Portfolio Management, Investments, Retirement Planning, Financial Advisory, Asset Management, Investment Management, Wealth Management, ETFs
Education
University of Delaware 1978 — 1981
B.A., Languages & Literature
West Chester University of Pennsylvania 1993 — 1996
M.A., Communication Studies
Aberdeen Asset Management November 2014 - Present
Aberdeen Asset Management February 2011 - November 2014
Morgan Stanley Smith Barney June 2009 - November 2010
Citi Smith Barney October 1996 - June 2009
SMITH BARNEY January 2001 - January 2002
Citi January 1999 - January 2001
SMITH BARNEY January 1996 - January 1997
PNC BANK January 1986 - January 1994
Skills
Pensions, Public Speaking, Research, Series 7, Alternative Investments, Mutual Funds, Asset Allocation, Investment Strategies, Asset Managment, Portfolio Management, Investments, Retirement Planning, Financial Advisory, Asset Management, Investment Management, Wealth Management, ETFs
Education
University of Delaware 1978 — 1981
B.A., Languages & Literature
West Chester University of Pennsylvania 1993 — 1996
M.A., Communication Studies
Tom Tarabicos's Smith Barney Experience May 1994 - November 2004
Job Senior Financial Advisor and Practice Owner of Covenant Wealth Group Wells Fargo Financial Advisors Network LLC
Industry Financial Services
Experience
Wells Fargo Financial Advisors Network LLC December 2004 - Present
Smith Barney May 1994 - November 2004
AF Best Securities January 1991 - April 1994
The GMS Group January 1989 - January 1991
Greystone Nash International Investment Bankers October 1987 - December 1990
Tartan Foods June 1986 - September 1987
Marstan Industries January 1985 - June 1986
Skills
Estate Planning, Series 7, Retirement Planning, Series 63, Asset Allocation, Wealth Management, Investment Advisory, Financial Advisory, Mutual Funds, Investment Strategies, Retirement, Mortgage Lending, ETFs, Financial Analysis, Securities, Fixed Income Portfolio..., Municipal Bonds, Variable life insurance
Education
University of Delaware 1979 — 1983
BA, History & Political Science
Whitefield Theological Seminary 2013 — 2016
Doctor of Philosophy (PhD) History (in progress), Reformation History and Theology
Whitefield Theological Seminary 2007 — 2013
Masters of Arts Religion, Theology and Apologetics
Reformed Theological Seminary RTS 2003 — 2005
Theology/Theological Studies
Salesianum 1976 — 1979
High School
Forward Junior High School 1974 — 1975
Mt. Pleasant Junior High 1973 — 1974
Paxtang Elementary School 1966 — 1973
Wells Fargo Financial Advisors Network LLC December 2004 - Present
Smith Barney May 1994 - November 2004
AF Best Securities January 1991 - April 1994
The GMS Group January 1989 - January 1991
Greystone Nash International Investment Bankers October 1987 - December 1990
Tartan Foods June 1986 - September 1987
Marstan Industries January 1985 - June 1986
Skills
Estate Planning, Series 7, Retirement Planning, Series 63, Asset Allocation, Wealth Management, Investment Advisory, Financial Advisory, Mutual Funds, Investment Strategies, Retirement, Mortgage Lending, ETFs, Financial Analysis, Securities, Fixed Income Portfolio..., Municipal Bonds, Variable life insurance
Education
University of Delaware 1979 — 1983
BA, History & Political Science
Whitefield Theological Seminary 2013 — 2016
Doctor of Philosophy (PhD) History (in progress), Reformation History and Theology
Whitefield Theological Seminary 2007 — 2013
Masters of Arts Religion, Theology and Apologetics
Reformed Theological Seminary RTS 2003 — 2005
Theology/Theological Studies
Salesianum 1976 — 1979
High School
Forward Junior High School 1974 — 1975
Mt. Pleasant Junior High 1973 — 1974
Paxtang Elementary School 1966 — 1973
Mary Frances Ewing,CFP® Mary Frances Ewing,CFP®'s Smith Barney Experience February 1998 - June 2009
Job Financial Advisor at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors January 2012 - Present
Morgan Stanley Smith Barney June 2009 - January 2012
Smith Barney February 1998 - June 2009
PaineWebber September 1986 - February 1998
Skills
Retirement Planning and..., Business Owner Planning, Estate Investment..., 401k Rollovers, Individual Retirement..., Asset Allocation, Equities, Investments, Securities, Mutual Funds, Finance
Education
University of Georgia - Terry College of Business 1974 — 1985
Bachelor's Degree, Business Administration Marketing
University of Pennsylvania - The Wharton School 2007 — 2009
Securities Industry Institute, Leadership Development
Wells Fargo Advisors January 2012 - Present
Morgan Stanley Smith Barney June 2009 - January 2012
Smith Barney February 1998 - June 2009
PaineWebber September 1986 - February 1998
Skills
Retirement Planning and..., Business Owner Planning, Estate Investment..., 401k Rollovers, Individual Retirement..., Asset Allocation, Equities, Investments, Securities, Mutual Funds, Finance
Education
University of Georgia - Terry College of Business 1974 — 1985
Bachelor's Degree, Business Administration Marketing
University of Pennsylvania - The Wharton School 2007 — 2009
Securities Industry Institute, Leadership Development
J. Michael Cantore III, CRPC® J. Michael Cantore III, CRPC®'s Smith Barney Experience August 1998 - August 2007
Job Managing Director, Partner Private Wealth Advisor at HighTower
Industry Financial Services
Experience
HighTower January 2015 - Present
UBS Financial Services September 2007 - January 2015
Smith Barney August 1998 - August 2007
Skills
Portfolio Management, Risk Management, Financial Planning, Investment Strategies, Financial Analysis
Education
University of Connecticut 1994 — 1998
BA - Economics
HighTower January 2015 - Present
UBS Financial Services September 2007 - January 2015
Smith Barney August 1998 - August 2007
Skills
Portfolio Management, Risk Management, Financial Planning, Investment Strategies, Financial Analysis
Education
University of Connecticut 1994 — 1998
BA - Economics
Jonathan Glaser Jonathan Glaser's Smith Barney Experience March 2003 - January 2010
Job Managing Partner at Iowa Wealth Management
Industry Financial Services
Experience
Iowa Wealth Management January 2010 - Present
Smith Barney March 2003 - January 2010
Dain Rausher January 1998 - March 2003
Education
University of Iowa 1980 — 1984
Bachelor of Arts (BA)
Iowa Wealth Management January 2010 - Present
Smith Barney March 2003 - January 2010
Dain Rausher January 1998 - March 2003
Education
University of Iowa 1980 — 1984
Bachelor of Arts (BA)
Casey (Swigler) Hinson's Smith Barney Experience March 2004 - August 2006
Job Director of Training at Metro Diner
Industry Financial Services
Experience
Metro Diner September 2014 - Present
Strategic Systems Inc. December 2013 - September 2014
Red Elephant May 2007 - December 2013
Smith Barney March 2004 - August 2006
Skills
Management, Salesforce.com, Business Analysis, CRM, Business Development, Competitive Analysis, Leadership, Social Media, Event Management, Strategic Planning, Sales, Marketing, Event Planning, Team Building
Education
University of North Carolina at Chapel Hill 2000 — 2003
BS, Biology, General
University of Florida 1999 — 2000
Bay High School
Metro Diner September 2014 - Present
Strategic Systems Inc. December 2013 - September 2014
Red Elephant May 2007 - December 2013
Smith Barney March 2004 - August 2006
Skills
Management, Salesforce.com, Business Analysis, CRM, Business Development, Competitive Analysis, Leadership, Social Media, Event Management, Strategic Planning, Sales, Marketing, Event Planning, Team Building
Education
University of North Carolina at Chapel Hill 2000 — 2003
BS, Biology, General
University of Florida 1999 — 2000
Bay High School
Joshua Rojas, CPA Joshua Rojas, CPA's Smith Barney Experience January 2007 - May 2007
Job Audit Manager Financial Services at Deloitte
Industry Accounting
Experience
Deloitte December 2014 - Present
Cherry Bekaert LLP October 2009 - June 2014
SMITH BARNEY January 2007 - May 2007
Eastwood Golf & Country Club February 2004 - July 2006
Skills
GAAP, SEC filings, Internal Controls, US GAAP, CPA, Sarbanes-Oxley Act, Accounting, Financial Reporting, Auditing, Corporate Tax, Revenue Recognition, Financial Statements, General Ledger, External Audit, SEC Filings, Financial Accounting
Education
University of Central Florida 2003 — 2007
Bachelor's Degree, Finance, General, Cum Laude; Cumulative GPA: 3.75/4.0; Major GPA: 3.95/4.00
University of South Florida 2008 — 2009
Bachelor's Degree, Accounting, Cum Laude; Cumulative GPA: 3.75/4.0; Major GPA: 3.8 /4.0
Deloitte December 2014 - Present
Cherry Bekaert LLP October 2009 - June 2014
SMITH BARNEY January 2007 - May 2007
Eastwood Golf & Country Club February 2004 - July 2006
Skills
GAAP, SEC filings, Internal Controls, US GAAP, CPA, Sarbanes-Oxley Act, Accounting, Financial Reporting, Auditing, Corporate Tax, Revenue Recognition, Financial Statements, General Ledger, External Audit, SEC Filings, Financial Accounting
Education
University of Central Florida 2003 — 2007
Bachelor's Degree, Finance, General, Cum Laude; Cumulative GPA: 3.75/4.0; Major GPA: 3.95/4.00
University of South Florida 2008 — 2009
Bachelor's Degree, Accounting, Cum Laude; Cumulative GPA: 3.75/4.0; Major GPA: 3.8 /4.0
Andrew Kleinman Andrew Kleinman's Smith Barney Experience November 2000 - January 2009
Job Associate VicePresident, Financial Advisor at Global Trust Asset Management
Industry Financial Services
Experience
Global Trust Asset Management August 2013 - Present
Morgan Stanley Wealth Management January 2009 - August 2013
Smith Barney November 2000 - January 2009
Skills
Portfolio Management, Financial Advisory, Retirement Planning, Mutual Funds, Wealth Management, Finance, Life Insurance, Variable Annuities, Stocks, Bonds, Investment Advisory, Asset Allocation, Strategic Planning, Investments
Education
University of Florida 1993 — 1998
Bachelor of Science (BS), Business Administration and Management, General
Global Trust Asset Management August 2013 - Present
Morgan Stanley Wealth Management January 2009 - August 2013
Smith Barney November 2000 - January 2009
Skills
Portfolio Management, Financial Advisory, Retirement Planning, Mutual Funds, Wealth Management, Finance, Life Insurance, Variable Annuities, Stocks, Bonds, Investment Advisory, Asset Allocation, Strategic Planning, Investments
Education
University of Florida 1993 — 1998
Bachelor of Science (BS), Business Administration and Management, General
Steve Mills, CIMA®'s Smith Barney Experience August 1984 - August 2001
Job Partner at Trinity Capital Management
Industry Financial Services
Experience
Trinity Capital Management October 2011 - Present
Wells Fargo Advisors August 2001 - October 2011
Smith Barney August 1984 - August 2001
Skills
Investment Management, Retirement Planning, Personal Financial..., Qualified Retirement..., Individual Retirement..., Strategic Financial..., Series 7, Finance, Investments, Securities, Investment Advisory, Mutual Funds, Asset Allocation, Wealth Management, Financial Advisory, Financial Services, IRAs
Education
University of Kentucky 1973 — 1977
Bachelor of Science (B.S.), Accounting
Trinity Capital Management October 2011 - Present
Wells Fargo Advisors August 2001 - October 2011
Smith Barney August 1984 - August 2001
Skills
Investment Management, Retirement Planning, Personal Financial..., Qualified Retirement..., Individual Retirement..., Strategic Financial..., Series 7, Finance, Investments, Securities, Investment Advisory, Mutual Funds, Asset Allocation, Wealth Management, Financial Advisory, Financial Services, IRAs
Education
University of Kentucky 1973 — 1977
Bachelor of Science (B.S.), Accounting
Laurel Alberty, CFP Laurel Alberty, CFP's Smith Barney Experience April 2002 - April 2005
Job Retired Certified Financial Planner at The A.I. Group, Inc.
Industry Financial Services
Experience
The A.I. Group, Inc. May 2011 - April 2012
Alberty Financial Planning Services, Inc. August 2005 - May 2011
Smith Barney April 2002 - April 2005
Merrill Lynch October 2000 - April 2002
Wachovia Securities October 1996 - October 2000
ExR 1993 - 1995
Skills
Strategic Financial..., Retirement Planning, Estate Planning, Investments, Finance, Insurance, Retirement, Financial Planners, Business Planning, Asset Management, Long Term Care Insurance, Asset Allocation, Financial Services, Small Business, Financial Planning
Education
University of Georgia - Terry College of Business 1988 — 1993
BBA, International Business
The A.I. Group, Inc. May 2011 - April 2012
Alberty Financial Planning Services, Inc. August 2005 - May 2011
Smith Barney April 2002 - April 2005
Merrill Lynch October 2000 - April 2002
Wachovia Securities October 1996 - October 2000
ExR 1993 - 1995
Skills
Strategic Financial..., Retirement Planning, Estate Planning, Investments, Finance, Insurance, Retirement, Financial Planners, Business Planning, Asset Management, Long Term Care Insurance, Asset Allocation, Financial Services, Small Business, Financial Planning
Education
University of Georgia - Terry College of Business 1988 — 1993
BBA, International Business
Rick Corman Rick Corman's Smith Barney Experience August 1982 - February 2009
Job Senior Vice President at UBS
Industry Financial Services
Experience
UBS Financial Services February 2009 - Present
Smith Barney August 1982 - February 2009
Education
University of Cincinnati
UBS Financial Services February 2009 - Present
Smith Barney August 1982 - February 2009
Education
University of Cincinnati
Sloan Luckie Sloan Luckie's Smith Barney Experience September 1995 - February 1997
Job Wealth Management Advisor at Morgan Stanley Private Wealth Management
Industry Financial Services
Experience
Morgan Stanley October 2014 - Present
Cowen and Company April 2010 - April 2012
Merrill Lynch February 1997 - January 2009
Smith Barney September 1995 - February 1997
Space Systems Loral June 1991 - August 1993
KPMG August 1988 - June 1991
Skills
Investments, Equity Research, Business Planning, Financial Analysis, Financial Modeling, Product Marketing, Business Process..., Marketing Strategy, New Business Development, Marketing Communications, Marketing Research, Manage Client..., Product Development, Published Author, Writing, Wealth Management, High Net Worth..., Financial Advisory
Education
New York University - Leonard N. Stern School of Business 1993 — 1995
MBA, Finance
University of Hartford 1983 — 1988
BSBA, Accounting/Business Management
Morgan Stanley October 2014 - Present
Cowen and Company April 2010 - April 2012
Merrill Lynch February 1997 - January 2009
Smith Barney September 1995 - February 1997
Space Systems Loral June 1991 - August 1993
KPMG August 1988 - June 1991
Skills
Investments, Equity Research, Business Planning, Financial Analysis, Financial Modeling, Product Marketing, Business Process..., Marketing Strategy, New Business Development, Marketing Communications, Marketing Research, Manage Client..., Product Development, Published Author, Writing, Wealth Management, High Net Worth..., Financial Advisory
Education
New York University - Leonard N. Stern School of Business 1993 — 1995
MBA, Finance
University of Hartford 1983 — 1988
BSBA, Accounting/Business Management
William Skupa's Smith Barney Experience December 2000 - June 2003
Job President at Meridias Realty Group
Industry Real Estate
Experience
Meridias Realty Group January 2015 - Present
MINT Property Group, Ltd. August 2008 - December 2014
Mark L. Fine & Associates / Fine Properties June 2004 - June 2007
Smith Barney December 2000 - June 2003
Wells Fargo October 1999 - June 2000
Skills
Brokerage, Investments, Investment Properties, Real Estate, Real Estate Transactions, Real Estate Development, Leases, Tenant Representation, Commercial Real Estate, Real Estate Financing, Real Estate Economics, Property Management, Disposition, Construction, Selling, Management, Residential Homes, Income Properties, Construction Management, Location Intelligence, Entrepreneurship, Investor Relations, Investment Brokerage, Residential Design, Commerical Transactions, General Contracting, Home Remodeling, New Home Construction, Project Management, Sales
Education
University of Denver 2002 — 2003
MRECM, Real Estate & Construction Management
University of San Diego 1995 — 1999
BBA, Business Administration
Meridias Realty Group January 2015 - Present
MINT Property Group, Ltd. August 2008 - December 2014
Mark L. Fine & Associates / Fine Properties June 2004 - June 2007
Smith Barney December 2000 - June 2003
Wells Fargo October 1999 - June 2000
Skills
Brokerage, Investments, Investment Properties, Real Estate, Real Estate Transactions, Real Estate Development, Leases, Tenant Representation, Commercial Real Estate, Real Estate Financing, Real Estate Economics, Property Management, Disposition, Construction, Selling, Management, Residential Homes, Income Properties, Construction Management, Location Intelligence, Entrepreneurship, Investor Relations, Investment Brokerage, Residential Design, Commerical Transactions, General Contracting, Home Remodeling, New Home Construction, Project Management, Sales
Education
University of Denver 2002 — 2003
MRECM, Real Estate & Construction Management
University of San Diego 1995 — 1999
BBA, Business Administration
Anne Loftin's Smith Barney Experience October 2002 - October 2008
Job Assistant Vice President at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management January 2014 - Present
Smith Barney October 2002 - October 2008
Morgan Stanley Smith Barney January 1996 - October 2002
Skills
Asset Management, Equities, Fixed Income, Asset Based Lending, Securities Lending, Securities Market, Portfolio Management, Small Business Lending, Mortgage Lending
Education
University of Houston
University of Iowa
Morgan Stanley Wealth Management January 2014 - Present
Smith Barney October 2002 - October 2008
Morgan Stanley Smith Barney January 1996 - October 2002
Skills
Asset Management, Equities, Fixed Income, Asset Based Lending, Securities Lending, Securities Market, Portfolio Management, Small Business Lending, Mortgage Lending
Education
University of Houston
University of Iowa
Cooper Anderson, CFA's Smith Barney Experience June 1996 - August 1996
Job CFO & Managing Principal at GreenHaven Group
Industry Investment Management
Experience
GreenHaven Group 2009 - Present
GreenHaven Commodity Services April 2007 - Present
GreenHaven Coal Services June 2012 - Present
Credit Suisse July 2002 - March 2006
THE ROBINSON-HUMPHREY CO September 1997 - June 1998
SunTrust Bank June 1997 - August 1997
Smith Barney June 1996 - August 1996
Education
University of Georgia - Terry College of Business 1998 — 2001
BBA, Finance
University of Georgia
Bachelor, Business Administration; Finance
GreenHaven Group 2009 - Present
GreenHaven Commodity Services April 2007 - Present
GreenHaven Coal Services June 2012 - Present
Credit Suisse July 2002 - March 2006
THE ROBINSON-HUMPHREY CO September 1997 - June 1998
SunTrust Bank June 1997 - August 1997
Smith Barney June 1996 - August 1996
Education
University of Georgia - Terry College of Business 1998 — 2001
BBA, Finance
University of Georgia
Bachelor, Business Administration; Finance
Jason Cerniglia Jason Cerniglia's Smith Barney Experience January 2001 - December 2004
Job CFP®, Private Wealth Advisor, Coastal Wealth Management, A Private Weatlh advisory practice of Ameriprise Financial Serv
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. January 2005 - Present
Ameriprise Financial Services, Inc January 2005 - Present
Smith Barney January 2001 - December 2004
Education
Certified Financial Planner-Board of Standards, Inc. 2007 — 2008
CERTIFIED FINANCIAL PLANNER™ Practitioner, Finance, Economics, Asset Management, and Financial Planning
The University of Connecticut 1992 — 1996
Public Relations, Finance, Marketing, and Economics
Fitch High School
Ameriprise Financial Services, Inc. January 2005 - Present
Ameriprise Financial Services, Inc January 2005 - Present
Smith Barney January 2001 - December 2004
Education
Certified Financial Planner-Board of Standards, Inc. 2007 — 2008
CERTIFIED FINANCIAL PLANNER™ Practitioner, Finance, Economics, Asset Management, and Financial Planning
The University of Connecticut 1992 — 1996
Public Relations, Finance, Marketing, and Economics
Fitch High School
Nancy Mullin's Smith Barney Experience July 1994 - November 1995
Job Vice President, Marketing Optimization at JPMorgan Chase
Industry Marketing and Advertising
Experience
JPMorgan Chase December 2012 - Present
PrimePay February 2012 - December 2012
PrimePay February 2002 - February 2012
Prudential Fox & Roach Realtors November 1998 - February 2002
JDA / Comshare November 1995 - November 1998
Smith Barney July 1994 - November 1995
Skills
Marketing, Marketing Communications, Social Media Marketing, Email Marketing, Inbound Marketing, B2B Marketing, Collaterals, SEO, Website Development, Content Management, Public Relations, HubSpot, Advertising, Marketing Copy, Brand Development, Blog Marketing, Social Media Blogging, Marketing Strategy, Inbound Lead Generation, Video Production, Demand Generation, Campaign Management
Education
University of Delaware 1984 — 1988
Bachelor of Science, Business Administration: Marketing
JPMorgan Chase December 2012 - Present
PrimePay February 2012 - December 2012
PrimePay February 2002 - February 2012
Prudential Fox & Roach Realtors November 1998 - February 2002
JDA / Comshare November 1995 - November 1998
Smith Barney July 1994 - November 1995
Skills
Marketing, Marketing Communications, Social Media Marketing, Email Marketing, Inbound Marketing, B2B Marketing, Collaterals, SEO, Website Development, Content Management, Public Relations, HubSpot, Advertising, Marketing Copy, Brand Development, Blog Marketing, Social Media Blogging, Marketing Strategy, Inbound Lead Generation, Video Production, Demand Generation, Campaign Management
Education
University of Delaware 1984 — 1988
Bachelor of Science, Business Administration: Marketing
Debra Blake's Smith Barney Experience January 2003 - February 2009
Job CRPS, Retirement Plan Counselor
Industry Financial Services
Experience
TransAmerica February 2009 - Present
Smith Barney January 2003 - February 2009
Merrill Lynch 1995 - 2003
Merrill Lynch 1995 - 2003
Skills
Retirement Planning, Series 63, 401k, Pensions
Education
University of Kentucky
TransAmerica February 2009 - Present
Smith Barney January 2003 - February 2009
Merrill Lynch 1995 - 2003
Merrill Lynch 1995 - 2003
Skills
Retirement Planning, Series 63, 401k, Pensions
Education
University of Kentucky
Lauren Kupiec Lauren Kupiec's Smith Barney Experience August 2004 - August 2006
Job Marketing Manager at Crystal Marketing Solutions
Industry Marketing and Advertising
Experience
Crystal Marketing Solutions June 2015 - Present
Vanguard May 2008 - August 2012
The Philadelphia Inquirer and Daily News August 2006 - May 2008
Smith Barney August 2004 - August 2006
Bank of Tokyo-Mitsubishi UFJ July 2003 - August 2004
Skills
Project Management, Marketing Communications, Web Project Management, Financial Analysis, Department Budgeting, Team Leadership, 401k, Qualified Retirement..., Recruiting, Staffing Services, Retirement Planning, Sales, CRM, Mutual Funds, Financial Services, Strategic Planning, Leadership, Series 7, Program Management, Relationship Management, Investments, Management
Education
University of Delaware 1999 — 2003
Bachelor of Science (B.S.), Finance, General
Crystal Marketing Solutions June 2015 - Present
Vanguard May 2008 - August 2012
The Philadelphia Inquirer and Daily News August 2006 - May 2008
Smith Barney August 2004 - August 2006
Bank of Tokyo-Mitsubishi UFJ July 2003 - August 2004
Skills
Project Management, Marketing Communications, Web Project Management, Financial Analysis, Department Budgeting, Team Leadership, 401k, Qualified Retirement..., Recruiting, Staffing Services, Retirement Planning, Sales, CRM, Mutual Funds, Financial Services, Strategic Planning, Leadership, Series 7, Program Management, Relationship Management, Investments, Management
Education
University of Delaware 1999 — 2003
Bachelor of Science (B.S.), Finance, General
Alison Grant Cummings's Smith Barney Experience August 2004 - May 2006
Job Director of Wealth Management Operations Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley Wealth Management September 2013 - Present
Finding Hope Again Outreach Inc May 2012 - Present
Hughes Capital Management Inc July 2011 - September 2013
Trumbower Financial Advisors, LLC, July 2009 - July 2011
Resource Planning Group LLC October 2006 - November 2008
Smith Barney August 2004 - May 2006
Prudential Savings Bank, F.S.B. January 2001 - June 2004
A.G. Edwards 2000 - 2001
Prudential Securities September 1998 - April 2000
First National Bank December 1997 - September 1998
Skills
Operations Management, Advent Axys, BondEdge, Omgeo Oasys/Alert, Omgeo TradeSuites, FIWS, Investment Management, Compliance Management..., Simple IRA, Roth IRA, Education IRA, Series 7 & 63, Wealth Management, Portfolio Management, Mutual Funds, Series 63, Asset Management, Trade Settlement, Institutional Fixed..., Human Resources, Training, Procedure documentation, Performance Reporting, Pricing of..., Life & Health Insurance..., Reconciliation/Forensic..., Tax filing, Event Planning, Fundraising, Community Involvement, Volunteering
Education
University of Florida 1988 — 1990
Cannon Financial Institute 2001 — 2004
Trust Administration
University of Phonix 2001 — 2002
Bachelor of Applied Science (B.A.Sc.), Business Administration, Management and Operations
Annandale High School 1987 — 1988
Diploma, College Prep
Morgan Stanley Wealth Management September 2013 - Present
Finding Hope Again Outreach Inc May 2012 - Present
Hughes Capital Management Inc July 2011 - September 2013
Trumbower Financial Advisors, LLC, July 2009 - July 2011
Resource Planning Group LLC October 2006 - November 2008
Smith Barney August 2004 - May 2006
Prudential Savings Bank, F.S.B. January 2001 - June 2004
A.G. Edwards 2000 - 2001
Prudential Securities September 1998 - April 2000
First National Bank December 1997 - September 1998
Skills
Operations Management, Advent Axys, BondEdge, Omgeo Oasys/Alert, Omgeo TradeSuites, FIWS, Investment Management, Compliance Management..., Simple IRA, Roth IRA, Education IRA, Series 7 & 63, Wealth Management, Portfolio Management, Mutual Funds, Series 63, Asset Management, Trade Settlement, Institutional Fixed..., Human Resources, Training, Procedure documentation, Performance Reporting, Pricing of..., Life & Health Insurance..., Reconciliation/Forensic..., Tax filing, Event Planning, Fundraising, Community Involvement, Volunteering
Education
University of Florida 1988 — 1990
Cannon Financial Institute 2001 — 2004
Trust Administration
University of Phonix 2001 — 2002
Bachelor of Applied Science (B.A.Sc.), Business Administration, Management and Operations
Annandale High School 1987 — 1988
Diploma, College Prep
Laura Avella Laura Avella's Smith Barney Experience January 2003 - September 2004
Job Senior Director, Development Administration at NYU Langone Medical Center
Industry Fund-Raising
Experience
NYU Langone Medical Center June 2014 - Present
Citi September 2004 - June 2014
Smith Barney January 2003 - September 2004
Education
University of Richmond
Bachelor of Arts (B.A.), International Studies & French
University of Illinois at Urbana-Champaign
Master of Arts (M.A.), Art History
NYU Langone Medical Center June 2014 - Present
Citi September 2004 - June 2014
Smith Barney January 2003 - September 2004
Education
University of Richmond
Bachelor of Arts (B.A.), International Studies & French
University of Illinois at Urbana-Champaign
Master of Arts (M.A.), Art History
Holly Marks's Smith Barney Experience July 2003 - April 2007
Job Senior Registered Client Service Associate at Raymond James
Industry Financial Services
Experience
Raymond James July 2010 - Present
Morgan Keegan & Co., Inc. October 2007 - July 2010
National City April 2007 - October 2007
Smith Barney July 2003 - April 2007
The Indianapolis Star July 2001 - July 2003
Sun-Sentinel July 2000 - July 2001
Skills
Investments, Finance, Securities, Financial Advisory, Real Estate, Series 7, Series 63, Retirement Planning, Mutual Funds, Uniform Combined State..., Wealth Management, Asset Allocation, FINRA, Investment Advisory, Retirement
Education
University of Evansville 1992 — 1996
Bachelor's degree, Interpersonal Communication
Raymond James July 2010 - Present
Morgan Keegan & Co., Inc. October 2007 - July 2010
National City April 2007 - October 2007
Smith Barney July 2003 - April 2007
The Indianapolis Star July 2001 - July 2003
Sun-Sentinel July 2000 - July 2001
Skills
Investments, Finance, Securities, Financial Advisory, Real Estate, Series 7, Series 63, Retirement Planning, Mutual Funds, Uniform Combined State..., Wealth Management, Asset Allocation, FINRA, Investment Advisory, Retirement
Education
University of Evansville 1992 — 1996
Bachelor's degree, Interpersonal Communication
Jim Bloodgood Jim Bloodgood's Smith Barney Experience January 1990 - May 1996
Job V.P. Investments at Janney Montgomery Scott LLC
Industry Financial Services
Experience
Janney Montgomery Scott LLC May 2001 - Present
Janney Montgomery Scott LLC May 2001 - Present
Prudential Financial January 1996 - May 2001
Smith Barney January 1990 - May 1996
Skills
Wealth Management, Series 65 Registered..., Retirement Planning, Multi State Life,..., Investment Advisory, Tax Free Income, Investment Strategies, Securities, Asset Management, Series 7, Series 63, $2,500,000.00 FDIC..., Family Legacy Planning, Estate Planning, College Planning & 529..., FDIC Insured CD..., Social Security Advisory, Social Security for..., UTMA & UGMA Minor Gift..., Managed Mutual Funds, Asset Protection, Alternative Investments, Business Management, Asset Allocation, Separately Managed..., Small Business...
Education
University of Denver 1968 — 1971
Bachelor of Science (B.S.), Math & Science
Janney Montgomery Scott LLC May 2001 - Present
Janney Montgomery Scott LLC May 2001 - Present
Prudential Financial January 1996 - May 2001
Smith Barney January 1990 - May 1996
Skills
Wealth Management, Series 65 Registered..., Retirement Planning, Multi State Life,..., Investment Advisory, Tax Free Income, Investment Strategies, Securities, Asset Management, Series 7, Series 63, $2,500,000.00 FDIC..., Family Legacy Planning, Estate Planning, College Planning & 529..., FDIC Insured CD..., Social Security Advisory, Social Security for..., UTMA & UGMA Minor Gift..., Managed Mutual Funds, Asset Protection, Alternative Investments, Business Management, Asset Allocation, Separately Managed..., Small Business...
Education
University of Denver 1968 — 1971
Bachelor of Science (B.S.), Math & Science
Kelley Gay's Smith Barney Experience July 2000 - September 2002
Job Corporate and Distribution Marketing Leader
Industry Financial Services
Experience
OneAmerica Financial Partners Inc. May 2014 - Present
OneAmerica Financial Partners Inc. March 2013 - Present
OneAmerica Financial Partners Inc. May 2011 - October 2013
MassMutual Financial Group May 2010 - May 2011
MassMutual Financial Group March 2008 - May 2010
Kelley Communications LLC July 2007 - March 2008
MassMutual September 2001 - October 2006
Smith Barney July 2000 - September 2002
Phoenix Life Insurance Company May 1998 - July 2000
Skills
Product Marketing, Segmentation, Selling Skills, Fixed Annuities, Insurance, Financial Services, Retirement, Series 7, Life Insurance, Retirement Planning, Disability Insurance, Leadership, Marketing Strategy, Program Management, Strategy, Training, Marketing, Copywriting, Series 63, Underwriting, College Basketball, Strategic Financial..., Strategic Planning, Mergers & Acquisitions, Series 6, Small Business, Finance, Public Relations
Education
University of Connecticut 1994 — 1998
Bachelors, English
Londonderry High
OneAmerica Financial Partners Inc. May 2014 - Present
OneAmerica Financial Partners Inc. March 2013 - Present
OneAmerica Financial Partners Inc. May 2011 - October 2013
MassMutual Financial Group May 2010 - May 2011
MassMutual Financial Group March 2008 - May 2010
Kelley Communications LLC July 2007 - March 2008
MassMutual September 2001 - October 2006
Smith Barney July 2000 - September 2002
Phoenix Life Insurance Company May 1998 - July 2000
Skills
Product Marketing, Segmentation, Selling Skills, Fixed Annuities, Insurance, Financial Services, Retirement, Series 7, Life Insurance, Retirement Planning, Disability Insurance, Leadership, Marketing Strategy, Program Management, Strategy, Training, Marketing, Copywriting, Series 63, Underwriting, College Basketball, Strategic Financial..., Strategic Planning, Mergers & Acquisitions, Series 6, Small Business, Finance, Public Relations
Education
University of Connecticut 1994 — 1998
Bachelors, English
Londonderry High
Patricia Cockell's Smith Barney Experience May 2001 - February 2009
Job Financial Advisor, Vice President Investment Officer at Wells Fargo Advisors, LLC.
Industry Financial Services
Experience
Wells Fargo Advisors, LLC. February 2009 - Present
Smith Barney May 2001 - February 2009
Citicorp Retail Services February 1986 - May 1995
Skills
Retirement Planning, Wealth-preservation..., Insurance, Asset Allocation, Risk Management, Investment Planning, Multi-generational..., 401(k) Rollovers, Retirment Savings
Education
University of Colorado Boulder
Bachelor of Arts (BA), Business Administration
University of Denver
Masters, Business Administration
Wells Fargo Advisors, LLC. February 2009 - Present
Smith Barney May 2001 - February 2009
Citicorp Retail Services February 1986 - May 1995
Skills
Retirement Planning, Wealth-preservation..., Insurance, Asset Allocation, Risk Management, Investment Planning, Multi-generational..., 401(k) Rollovers, Retirment Savings
Education
University of Colorado Boulder
Bachelor of Arts (BA), Business Administration
University of Denver
Masters, Business Administration
Lisa Easterly Lisa Easterly's Smith Barney Experience March 2002 - October 2003
Job Strategic Advisor, San Diego Cyber Center of Excellence (CCOE)
Industry Nonprofit Organization Management
Experience
San Diego Cyber Center of Excellence August 2014 - Present
CleanTech San Diego June 2007 - January 2015
San Diego Regional Economic Development Corporation April 2012 - December 2014
Latham & Watkins November 2004 - March 2012
Paul Hastings November 2003 - November 2004
Smith Barney March 2002 - October 2003
Skills
Event Management, Strategic Partnerships, Business Development, Strategy, Marketing Communications, Event Planning, Leadership, Digital Media, Start-ups, Public Relations, Media Relations, Nonprofits, Marketing, Integrated Marketing, New Business Development, Proposal Writing, Mergers & Acquisitions, Training, Community Outreach, Venture Capital
Education
University of Florida
Master of Business Administration (M.B.A.), Entrepreneurship, Marketing, Corporate Finance and Operations
University of Florida
Bachelor of Science (B.S.), Business Administration, Finance and Economics
San Diego Cyber Center of Excellence August 2014 - Present
CleanTech San Diego June 2007 - January 2015
San Diego Regional Economic Development Corporation April 2012 - December 2014
Latham & Watkins November 2004 - March 2012
Paul Hastings November 2003 - November 2004
Smith Barney March 2002 - October 2003
Skills
Event Management, Strategic Partnerships, Business Development, Strategy, Marketing Communications, Event Planning, Leadership, Digital Media, Start-ups, Public Relations, Media Relations, Nonprofits, Marketing, Integrated Marketing, New Business Development, Proposal Writing, Mergers & Acquisitions, Training, Community Outreach, Venture Capital
Education
University of Florida
Master of Business Administration (M.B.A.), Entrepreneurship, Marketing, Corporate Finance and Operations
University of Florida
Bachelor of Science (B.S.), Business Administration, Finance and Economics
Brian Shepard, CRPS® Brian Shepard, CRPS®'s Smith Barney Experience June 2005 - August 2007
Job Financial Advisor with Parkview Capital Advisors of Raymond James
Industry Financial Services
Experience
Raymond James Financial Inc. September 2013 - Present
JP Morgan Securities, Inc. August 2007 - September 2013
Smith Barney June 2005 - August 2007
Legg Mason November 2003 - May 2005
Skills
Portfolio Management, Equities, Relationship Management, Risk Management, Estate Planning, Series 7, Series 63, Series 65, Due Diligence, Securities, Investments, Asset Allocation, Asset Managment, Private Equity, Hedge Funds, Wealth Management, Mutual Funds, Loans, Asset Management, Strategic Financial..., Fixed Income, Capital Markets, Valuation, Credit, Alternative Investments, Investment Banking, Financial Services, Financial Analysis, Bloomberg, Retirement, Investment Strategies, Retirement Planning, Separately Managed..., Wealth Management..., Investment Management, Financial Advisory, Investment Advisory, Life Insurance, Insurance
Education
University of Colorado at Boulder 1996 — 2002
Economics, Economics
Columbus Academy 1984 — 1996
Raymond James Financial Inc. September 2013 - Present
JP Morgan Securities, Inc. August 2007 - September 2013
Smith Barney June 2005 - August 2007
Legg Mason November 2003 - May 2005
Skills
Portfolio Management, Equities, Relationship Management, Risk Management, Estate Planning, Series 7, Series 63, Series 65, Due Diligence, Securities, Investments, Asset Allocation, Asset Managment, Private Equity, Hedge Funds, Wealth Management, Mutual Funds, Loans, Asset Management, Strategic Financial..., Fixed Income, Capital Markets, Valuation, Credit, Alternative Investments, Investment Banking, Financial Services, Financial Analysis, Bloomberg, Retirement, Investment Strategies, Retirement Planning, Separately Managed..., Wealth Management..., Investment Management, Financial Advisory, Investment Advisory, Life Insurance, Insurance
Education
University of Colorado at Boulder 1996 — 2002
Economics, Economics
Columbus Academy 1984 — 1996
John Melo's Smith Barney Experience April 2004 - February 2007
Job President/Owner Diversified Wealth Mgmt
Industry Investment Management
Experience
Diversified Wealth Mgmt/LPL Financial December 2012 - Present
Edward Jones August 2009 - December 2012
Diversified Wealth Management February 2007 - August 2009
Smith Barney April 2004 - February 2007
Skills
Wealth Management, Series 7, Asset Allocation, Retirement Planning, Mutual Funds, Investment Advisory, IRAs, Retirement, Investment Strategies, Investments, Alternative Investments, Portfolio Management, Equities, Series 63, Series 65, 401k Rollovers, High Net Worth..., Insurance, Securities, Financial Advisory, ETFs, Bonds, Asset Managment, Separately Managed..., Options, Strategic Financial..., Fixed Income
Education
University of Central Florida 1995 — 1997
Bachelor of Business Administration (B.B.A.), Finance, General
University of Central Florida 1994 — 1997
Bachelor of Science (B.S.), Finance and Financial Management Services
Diversified Wealth Mgmt/LPL Financial December 2012 - Present
Edward Jones August 2009 - December 2012
Diversified Wealth Management February 2007 - August 2009
Smith Barney April 2004 - February 2007
Skills
Wealth Management, Series 7, Asset Allocation, Retirement Planning, Mutual Funds, Investment Advisory, IRAs, Retirement, Investment Strategies, Investments, Alternative Investments, Portfolio Management, Equities, Series 63, Series 65, 401k Rollovers, High Net Worth..., Insurance, Securities, Financial Advisory, ETFs, Bonds, Asset Managment, Separately Managed..., Options, Strategic Financial..., Fixed Income
Education
University of Central Florida 1995 — 1997
Bachelor of Business Administration (B.B.A.), Finance, General
University of Central Florida 1994 — 1997
Bachelor of Science (B.S.), Finance and Financial Management Services
Jessica Winkle Haberman's Smith Barney Experience December 2001 - August 2005
Job Manager, Client Service at The CAPROCK Group
Industry Financial Services
Experience
The CAPROCK Group August 2010 - Present
The CAPROCK Group August 2005 - August 2010
Smith Barney December 2001 - August 2005
Skills
Mutual Funds, Asset Allocation, Integrated Marketing, Investments, Portfolio Management, Strategy
Education
University of Idaho 1995 — 2000
Bachelor of Science (B.S.), Communication and Media Studies
The CAPROCK Group August 2010 - Present
The CAPROCK Group August 2005 - August 2010
Smith Barney December 2001 - August 2005
Skills
Mutual Funds, Asset Allocation, Integrated Marketing, Investments, Portfolio Management, Strategy
Education
University of Idaho 1995 — 2000
Bachelor of Science (B.S.), Communication and Media Studies
Edward Munin CPA, CFP's Smith Barney Experience 2003 - 2006
Job Senior Vice President at Walton St. Capital
Industry Real Estate
Experience
Walton St. Capital July 2013 - Present
Marquette Bank 2009 - July 2013
Morgan Stanley Smith Barney 2006 - 2009
Smith Barney 2003 - 2006
Skills
Strategic Financial..., Series 7, Wealth Management, Series 24, Retirement Planning, Series 63, series 27, Financial Advisory, Uniform Combined State..., Investments, Alternative Investments, 401k, FINRA, Estate Planning, Series 65, Mutual Funds, Asset Allocation, Retirement, Portfolio Management, Investment Advisory, Securities, Equities, IRAs, Insurance, Bonds, Financial Services, Wealth, Separately Managed..., Life Insurance, Fixed Income, Asset Managment, Financial Planners, Fixed Annuities, Mortgage Lending, Certified Financial..., High Net Worth..., Wealth Management..., Investment Strategies, Risk Management, Asset Management, Commercial Lending, Credit, Investment Management, Loans, Options, Series 6, Financial Planning
Education
University of Illinois at Urbana-Champaign - College of Business 1972 — 1977
BS, MAS, Accountancy
Mt. Carmel High School Chicago
Walton St. Capital July 2013 - Present
Marquette Bank 2009 - July 2013
Morgan Stanley Smith Barney 2006 - 2009
Smith Barney 2003 - 2006
Skills
Strategic Financial..., Series 7, Wealth Management, Series 24, Retirement Planning, Series 63, series 27, Financial Advisory, Uniform Combined State..., Investments, Alternative Investments, 401k, FINRA, Estate Planning, Series 65, Mutual Funds, Asset Allocation, Retirement, Portfolio Management, Investment Advisory, Securities, Equities, IRAs, Insurance, Bonds, Financial Services, Wealth, Separately Managed..., Life Insurance, Fixed Income, Asset Managment, Financial Planners, Fixed Annuities, Mortgage Lending, Certified Financial..., High Net Worth..., Wealth Management..., Investment Strategies, Risk Management, Asset Management, Commercial Lending, Credit, Investment Management, Loans, Options, Series 6, Financial Planning
Education
University of Illinois at Urbana-Champaign - College of Business 1972 — 1977
BS, MAS, Accountancy
Mt. Carmel High School Chicago
Ladd Bednar, CFP® Ladd Bednar, CFP®'s Smith Barney Experience August 1994 - June 2009
Job Vice President, Investments at Raymond James
Industry Financial Services
Experience
Raymond James & Associates, Inc. June 2009 - Present
Smith Barney August 1994 - June 2009
PaineWebber/Rotan Mosle February 1983 - August 1994
KHOU-TV 1966 - 1982
U.S. Air Force Reserves 1969 - 1975
KNUZ/KQUE Radio 1963 - 1966
Skills
Retirement Planning, Investments, Asset Allocation, Investment Advisory, Retirement, Wealth Management, Bonds, IRA's, Stocks
Education
College for Financial Planning 1986 — 1988
CFP®
University of Houston 1965 — 1969
BBA, General Business
Milby High School 1962 — 1965
High School
Deady Jr. High 1959 — 1962
Park Place Elementary 1952 — 1959
Raymond James & Associates, Inc. June 2009 - Present
Smith Barney August 1994 - June 2009
PaineWebber/Rotan Mosle February 1983 - August 1994
KHOU-TV 1966 - 1982
U.S. Air Force Reserves 1969 - 1975
KNUZ/KQUE Radio 1963 - 1966
Skills
Retirement Planning, Investments, Asset Allocation, Investment Advisory, Retirement, Wealth Management, Bonds, IRA's, Stocks
Education
College for Financial Planning 1986 — 1988
CFP®
University of Houston 1965 — 1969
BBA, General Business
Milby High School 1962 — 1965
High School
Deady Jr. High 1959 — 1962
Park Place Elementary 1952 — 1959
Lane Strumlauf Lane Strumlauf's Smith Barney Experience October 2000 - August 2007
Job Managing Director Northwest Regional Director at UBS Financial Services, Inc. Wealth Management
Industry Financial Services
Experience
UBS Wealth Management March 2014 - Present
UBS Financial Services, Inc. August 2009 - March 2014
UBS August 2007 - August 2009
Smith Barney October 2000 - August 2007
Prudential Securities January 1997 - June 1998
Education
University of Florida 1983 — 1988
BS, Accounting
UBS Wealth Management March 2014 - Present
UBS Financial Services, Inc. August 2009 - March 2014
UBS August 2007 - August 2009
Smith Barney October 2000 - August 2007
Prudential Securities January 1997 - June 1998
Education
University of Florida 1983 — 1988
BS, Accounting
Derek Skains Derek Skains's Smith Barney Experience 1989 - 1996
Job President at Skains Investment Partners
Industry Financial Services
Experience
Skains Investment Partners August 2009 - Present
Raymond James Financial Services May 2003 - August 2009
Wachovia Securities 1999 - 2003
Prudential Securities 1995 - 1999
Smith Barney 1989 - 1996
Skills
Strategic Financial..., Investments, Series 7, Retirement Planning, Investment Advisory, Mutual Funds, Retirement, 401k, Series 63, Asset Allocation, Asset Managment, Small Business Lending, Securities, Finance, Investment Management, Financial Advisory, Management, Financial Services, Estate Planning, Insurance, FINRA, Life Insurance, Bonds
Education
University of Houston 1980 — 1985
BBA Finance, Finance
John Foster Dulles High School 1977 — 1980
LWMA
Skains Investment Partners August 2009 - Present
Raymond James Financial Services May 2003 - August 2009
Wachovia Securities 1999 - 2003
Prudential Securities 1995 - 1999
Smith Barney 1989 - 1996
Skills
Strategic Financial..., Investments, Series 7, Retirement Planning, Investment Advisory, Mutual Funds, Retirement, 401k, Series 63, Asset Allocation, Asset Managment, Small Business Lending, Securities, Finance, Investment Management, Financial Advisory, Management, Financial Services, Estate Planning, Insurance, FINRA, Life Insurance, Bonds
Education
University of Houston 1980 — 1985
BBA Finance, Finance
John Foster Dulles High School 1977 — 1980
LWMA
Robert Dailey's Smith Barney Experience September 1998 - August 2006
Job Water Awareness/Public Education Coordinator, The Woodlands Joint Powers Agency/Freelance Writer
Industry Public Relations and Communications
Experience
The Woodland Joint Powers Agency January 2011 - Present
Freelance Writer, Environmentalist September 2004 - Present
The Woodlands Township December 2009 - June 2013
Suite101.com 2005 - 2010
Smith Barney September 1998 - August 2006
Skills
Texas Master..., Storytelling, Published Author, Editing, Freelance Writing, Fiction Writing, Non-fiction, Publishing, Books, Fiction, Web Editing, Grant Writing, Travel Writing, Science Journalism, Fact-checking, Community Outreach, News Writing, Proofreading, Content Writing, Copy Editing, Publications, SEO copywriting, Newspapers, Content Development, AP Style, Web Content, Book Reviews, Creative Writing, Journalism, Blogging, Copywriting, Newsletters, Writing
Education
University of La. at Lafayette 1972 — 1976
Bachelor of Arts (B.A.), Journalism/English Literature
University of Louisiana at Lafayette
The Woodland Joint Powers Agency January 2011 - Present
Freelance Writer, Environmentalist September 2004 - Present
The Woodlands Township December 2009 - June 2013
Suite101.com 2005 - 2010
Smith Barney September 1998 - August 2006
Skills
Texas Master..., Storytelling, Published Author, Editing, Freelance Writing, Fiction Writing, Non-fiction, Publishing, Books, Fiction, Web Editing, Grant Writing, Travel Writing, Science Journalism, Fact-checking, Community Outreach, News Writing, Proofreading, Content Writing, Copy Editing, Publications, SEO copywriting, Newspapers, Content Development, AP Style, Web Content, Book Reviews, Creative Writing, Journalism, Blogging, Copywriting, Newsletters, Writing
Education
University of La. at Lafayette 1972 — 1976
Bachelor of Arts (B.A.), Journalism/English Literature
University of Louisiana at Lafayette
Stephen Yock Stephen Yock's Smith Barney Experience January 2002 - April 2004
Job National Accounts Exchange Traded Funds
Industry Financial Services
Experience
First Trust Advisors L.P. December 2009 - Present
Genworth Financial April 2008 - August 2009
Genworth Financial Securities Corp April 2004 - April 2008
Smith Barney January 2002 - April 2004
ABN AMRO Financial Services February 2000 - December 2001
Stein Roe Mutual Funds 1998 - 2000
Education
University of Illinois at Urbana-Champaign 1992 — 1997
LAS, Speech Communications
First Trust Advisors L.P. December 2009 - Present
Genworth Financial April 2008 - August 2009
Genworth Financial Securities Corp April 2004 - April 2008
Smith Barney January 2002 - April 2004
ABN AMRO Financial Services February 2000 - December 2001
Stein Roe Mutual Funds 1998 - 2000
Education
University of Illinois at Urbana-Champaign 1992 — 1997
LAS, Speech Communications
NEIL DOUTHAT NEIL DOUTHAT's Smith Barney Experience January 1997 - April 2009
Job Senior Vice President Investments at UBS Financial Services
Industry Investment Management
Experience
UBS Financial Services April 2009 - Present
Truman Medical Center, Inc. 2002 - Present
Smith Barney January 1997 - April 2009
Citi Smith Barney 1997 - April 2009
Piper Jaffray March 1981 - January 1997
First National Bank of Kansas City January 1973 - February 1981
Skills
Asset Management, Equities, Estate Planning, Finance, Financial Advisory, Financial Analysis, Investments, Leadership, Management, Portfolio Management, Series 7, Strategic Planning, Strategy, Wealth Management
Education
University of Missouri-Columbia 1971 — 1972
MBA, Finance
University of Denver 1967 — 1971
BSBA, Business Administration
UBS Financial Services April 2009 - Present
Truman Medical Center, Inc. 2002 - Present
Smith Barney January 1997 - April 2009
Citi Smith Barney 1997 - April 2009
Piper Jaffray March 1981 - January 1997
First National Bank of Kansas City January 1973 - February 1981
Skills
Asset Management, Equities, Estate Planning, Finance, Financial Advisory, Financial Analysis, Investments, Leadership, Management, Portfolio Management, Series 7, Strategic Planning, Strategy, Wealth Management
Education
University of Missouri-Columbia 1971 — 1972
MBA, Finance
University of Denver 1967 — 1971
BSBA, Business Administration
Eric Graves, LUTCF Eric Graves, LUTCF's Smith Barney Experience August 2006 - April 2007
Job Regional Sales Manager
Industry Financial Services
Experience
Legend 2013 - Present
MetLife November 2009 - February 2011
Merrill Lynch April 2007 - February 2008
Smith Barney August 2006 - April 2007
Project GRAD USA June 1999 - November 2006
Browning Ferris Incorporated, (BFI) April 1996 - July 1999
Chevron/Texaco February 1972 - April 1996
Skills
Public Relations, Entrepreneurship, Leadership, Non-profits, Management, Advertising, Community Outreach, Strategic Financial..., Investments, Retirement Planning, Insurance, Wealth Management, Strategic Planning, Series 7, Portfolio Management, Nonprofits, Budgets, Sales, Recruiting, Strategy, Finance, Public Speaking, Program Management, Corporate Communications, Fundraising
Education
University of Houston 1968 — 1973
Bachelor's degree, Speech Communication and Rhetoric
Legend 2013 - Present
MetLife November 2009 - February 2011
Merrill Lynch April 2007 - February 2008
Smith Barney August 2006 - April 2007
Project GRAD USA June 1999 - November 2006
Browning Ferris Incorporated, (BFI) April 1996 - July 1999
Chevron/Texaco February 1972 - April 1996
Skills
Public Relations, Entrepreneurship, Leadership, Non-profits, Management, Advertising, Community Outreach, Strategic Financial..., Investments, Retirement Planning, Insurance, Wealth Management, Strategic Planning, Series 7, Portfolio Management, Nonprofits, Budgets, Sales, Recruiting, Strategy, Finance, Public Speaking, Program Management, Corporate Communications, Fundraising
Education
University of Houston 1968 — 1973
Bachelor's degree, Speech Communication and Rhetoric
Patty O'Brien Patty O'Brien's Smith Barney Experience 2003 - 2005
Job Associate Creative Director at Havas Tonic
Industry Marketing and Advertising
Experience
Havas Tonic July 2015 - Present
Daggerwing Health May 2014 - March 2015
Merkley + Partners January 2013 - May 2014
Rosetta June 2012 - January 2013
Ogilvy Commonwealth Worldwide 2009 - 2012
International Education Exchange 2008 - 2009
Euro RSCG Life x2 2007 - 2008
Saatchi & Saatchi/GlowWorm 2005 - 2007
Smith Barney 2003 - 2005
Digitas, RTC and Saatchi & Saatchi/GlowWorm October 2001 - November 2003
Skills
Digital Marketing, Interactive Marketing, Creative Strategy, New Business Development, Website Development, Television, Digital Media, Direct Mail, Copywriting, Direct Marketing, Digital Strategy, Creative Direction, Marketing Communications, Integrated Marketing, Advertising, Marketing, Social Media Marketing, New Media, Mobile Marketing, Broadcast, Email Marketing, Online Marketing, Corporate Communications, Brand Development, Information Architecture, Content Strategy, Content Development, Marketing Strategy, Mentoring, Branding & Identity, Outdoor Advertising, Concept Development, Art Direction, Online Advertising, Multimedia, Adobe Creative Suite, InDesign, User Experience, E-commerce, Facebook, Relationship Marketing, SEM, Brand Management, Social Media, Brand Architecture, Healthcare, Content Management, Corporate Branding, Campaigns, Logo Design
Education
University of Florida
Bachelor of Science (BS), Advertising
Univrsity of Florida
Advertising/Marketing
Havas Tonic July 2015 - Present
Daggerwing Health May 2014 - March 2015
Merkley + Partners January 2013 - May 2014
Rosetta June 2012 - January 2013
Ogilvy Commonwealth Worldwide 2009 - 2012
International Education Exchange 2008 - 2009
Euro RSCG Life x2 2007 - 2008
Saatchi & Saatchi/GlowWorm 2005 - 2007
Smith Barney 2003 - 2005
Digitas, RTC and Saatchi & Saatchi/GlowWorm October 2001 - November 2003
Skills
Digital Marketing, Interactive Marketing, Creative Strategy, New Business Development, Website Development, Television, Digital Media, Direct Mail, Copywriting, Direct Marketing, Digital Strategy, Creative Direction, Marketing Communications, Integrated Marketing, Advertising, Marketing, Social Media Marketing, New Media, Mobile Marketing, Broadcast, Email Marketing, Online Marketing, Corporate Communications, Brand Development, Information Architecture, Content Strategy, Content Development, Marketing Strategy, Mentoring, Branding & Identity, Outdoor Advertising, Concept Development, Art Direction, Online Advertising, Multimedia, Adobe Creative Suite, InDesign, User Experience, E-commerce, Facebook, Relationship Marketing, SEM, Brand Management, Social Media, Brand Architecture, Healthcare, Content Management, Corporate Branding, Campaigns, Logo Design
Education
University of Florida
Bachelor of Science (BS), Advertising
Univrsity of Florida
Advertising/Marketing
Timothy Payne's Smith Barney Experience August 2006 - May 2009
Job Director of Wealth Planning and Insurance Services at Alliance Benefit Group of Michigan
Industry Insurance
Experience
Alliance Benefit Group of Michigan October 2012 - Present
Brian K. Adams & Associates March 2010 - July 2013
Insurance Designers 2009 - March 2010
Smith Barney August 2006 - May 2009
Payne, Payne, Broder & Fossee, P.C. 2003 - 2006
Vlcko, Lane, Payne & Broder, P.C. January 1992 - January 2003
Dykema Gossett PLLC December 1991 - December 1992
Seyfarth Shaw September 1989 - December 1991
Skills
Estate Planning, Retirement Planning, Trusts, Financial Planners, Wealth Management..., High Net Worth..., Life Insurance, Succession Planning, Retirement, Plannning, Litigation, Investments, Asset Allocation, Tax, Mutual Funds, Investment Advisory, Wealth Management, Insurance
Education
University of Michigan Law School 1987 — 1989
Juris Doctor
University of Detroit Mercy School of Law 1986 — 1987
University of Michigan - Stephen M. Ross School of Business 1982 — 1986
BBA
Brother Rice 1978 — 1982
Alliance Benefit Group of Michigan October 2012 - Present
Brian K. Adams & Associates March 2010 - July 2013
Insurance Designers 2009 - March 2010
Smith Barney August 2006 - May 2009
Payne, Payne, Broder & Fossee, P.C. 2003 - 2006
Vlcko, Lane, Payne & Broder, P.C. January 1992 - January 2003
Dykema Gossett PLLC December 1991 - December 1992
Seyfarth Shaw September 1989 - December 1991
Skills
Estate Planning, Retirement Planning, Trusts, Financial Planners, Wealth Management..., High Net Worth..., Life Insurance, Succession Planning, Retirement, Plannning, Litigation, Investments, Asset Allocation, Tax, Mutual Funds, Investment Advisory, Wealth Management, Insurance
Education
University of Michigan Law School 1987 — 1989
Juris Doctor
University of Detroit Mercy School of Law 1986 — 1987
University of Michigan - Stephen M. Ross School of Business 1982 — 1986
BBA
Brother Rice 1978 — 1982
Bob Grossman's Smith Barney Experience March 1993 - November 1996
Job Content and Messaging Creator and Consultant
Industry Marketing and Advertising
Experience
Forbes Media December 2003 - Present
Bob Grossman & Associates December 1996 - Present
Pro Football Hall of Fame 2009 - November 2011
Bob Grossman & Associates 1996 - 2010
Time Inc 1996 - December 2003
Smith Barney March 1993 - November 1996
Southern Living Magazine July 1982 - February 1994
Skills
Public Relations, New Media, Digital Media, Social Media, Marketing, Producing, Digital Marketing, Integrated Marketing, Sales, Digital Strategy, Magazines, SEO, Publishing, Strategic Communications, Blogging, Social Media Marketing, Strategic Partnerships, Online Advertising, Content Strategy, Advertising, Brand Development, Email Marketing, Copywriting, Online Marketing, Media Relations, Content Development, Corporate Communications, Mobile Marketing, Lead Generation, Content Management, Direct Marketing, Marketing Communications, Social Networking, Creative Direction, Press Releases, Media Planning, Web Analytics, Web Content, Newsletters
Education
University of Colorado Boulder - Leeds School of Business 1976 — 1979
bs, business
University of Cincinnati 1975 — 1976
Forbes Media December 2003 - Present
Bob Grossman & Associates December 1996 - Present
Pro Football Hall of Fame 2009 - November 2011
Bob Grossman & Associates 1996 - 2010
Time Inc 1996 - December 2003
Smith Barney March 1993 - November 1996
Southern Living Magazine July 1982 - February 1994
Skills
Public Relations, New Media, Digital Media, Social Media, Marketing, Producing, Digital Marketing, Integrated Marketing, Sales, Digital Strategy, Magazines, SEO, Publishing, Strategic Communications, Blogging, Social Media Marketing, Strategic Partnerships, Online Advertising, Content Strategy, Advertising, Brand Development, Email Marketing, Copywriting, Online Marketing, Media Relations, Content Development, Corporate Communications, Mobile Marketing, Lead Generation, Content Management, Direct Marketing, Marketing Communications, Social Networking, Creative Direction, Press Releases, Media Planning, Web Analytics, Web Content, Newsletters
Education
University of Colorado Boulder - Leeds School of Business 1976 — 1979
bs, business
University of Cincinnati 1975 — 1976
George Lucker George Lucker's Smith Barney Experience 2002 - 2006
Job VP of Business Development at Diverse Energy Investment Group
Industry Financial Services
Experience
Diverse Energy Investment Group April 2010 - Present
Wells Fargo Investments September 2006 - April 2010
Smith Barney 2002 - 2006
Merrill Lynch 1999 - 2002
Education
University of Idaho 1987 — 1993
BS Pol Sci, BS History
Diverse Energy Investment Group April 2010 - Present
Wells Fargo Investments September 2006 - April 2010
Smith Barney 2002 - 2006
Merrill Lynch 1999 - 2002
Education
University of Idaho 1987 — 1993
BS Pol Sci, BS History
Jaime McLaughlin Jaime McLaughlin's Smith Barney Experience 2006 - 2010
Job Current stay at home mom; Former Business Development and Marketing Executive
Industry Financial Services
Experience
Morgan Stanley Smith Barney 2010 - 2011
Smith Barney 2006 - 2010
UBS Wealth Management 2005 - 2006
UBS Wealth Management 2003 - 2005
UBS Wealth Management 2001 - 2003
Paine Webber 1999 - 2001
Skills
New Business Development, Marketing Strategy, Training & Development, Campaign Execution, Series 7, Wealth Management, Banking, Product Management, Series 63, Marketing Communications, Business Development, Campaigns, Employee Training, Leadership, Management, Strategy, Marketing
Education
University of Delaware 1995 — 1999
BS, Business Marketing
Morgan Stanley Smith Barney 2010 - 2011
Smith Barney 2006 - 2010
UBS Wealth Management 2005 - 2006
UBS Wealth Management 2003 - 2005
UBS Wealth Management 2001 - 2003
Paine Webber 1999 - 2001
Skills
New Business Development, Marketing Strategy, Training & Development, Campaign Execution, Series 7, Wealth Management, Banking, Product Management, Series 63, Marketing Communications, Business Development, Campaigns, Employee Training, Leadership, Management, Strategy, Marketing
Education
University of Delaware 1995 — 1999
BS, Business Marketing
David Deger David Deger's Smith Barney Experience July 1999 - June 2005
Job President at Triton Services Inc.
Industry Construction
Experience
Triton Services Inc. January 2010 - Present
Fifth Third Bank June 2005 - January 2010
Smith Barney July 1999 - June 2005
Manufacturer's Representative 1984 - July 1999
Huffman-Wolfe Co. 1982 - 1984
Armco Steel Corporation 1976 - 1982
Skills
Design/Build..., HVAC Design, Plumbing Design, Site Development, Process Piping, Planned Preventative...
Education
Xavier University 1979 — 1981
MBA, Business Administration
University of Cincinnati 1974 — 1979
BSME, Engineering
Bishop Fenwick High School 1970 — 1974
Triton Services Inc. January 2010 - Present
Fifth Third Bank June 2005 - January 2010
Smith Barney July 1999 - June 2005
Manufacturer's Representative 1984 - July 1999
Huffman-Wolfe Co. 1982 - 1984
Armco Steel Corporation 1976 - 1982
Skills
Design/Build..., HVAC Design, Plumbing Design, Site Development, Process Piping, Planned Preventative...
Education
Xavier University 1979 — 1981
MBA, Business Administration
University of Cincinnati 1974 — 1979
BSME, Engineering
Bishop Fenwick High School 1970 — 1974
Anthony Giallourakis Anthony Giallourakis's Smith Barney Experience January 1987 - October 1996
Job Executive consultant
Industry Management Consulting
Experience
Executive consultant April 2014 - Present
Funding consultant July 2008 - Present
Advergames.com, LLC July 2010 - April 2014
Robert W. Baird & Co. October 1996 - September 2000
Smith Barney January 1987 - October 1996
Skills
advergames, Advergaming, Online Advertising, Interactive Advertising, Interactive..., Video Games, Viral Marketing, Game Design, Advertising, Consumer Trends, Digital Media, Digital Marketing, Stock Trading, Equity Capital Markets, Trends, Entertainment, Casual Games, Game Development, Photography, Probiotics, Innovation, Consumer Behaviour, Adverplay, Social Games, Corporate Branding, Monetization, Content Strategy, Marketing, Brand Development, Online Marketing, User Experience, Mobile Devices, Mobile Advertising, Interactive Marketing, E-commerce, Web Analytics, New Media, Affiliate Marketing, SEM, PPC, Strategic Partnerships
Education
University of Florida 1979 — 1983
BSBA, Finance
University of Florida - Warrington College of Business Administration 1979 — 1983
Bachelor of Business Administration (B.B.A.), Finance, General
Executive consultant April 2014 - Present
Funding consultant July 2008 - Present
Advergames.com, LLC July 2010 - April 2014
Robert W. Baird & Co. October 1996 - September 2000
Smith Barney January 1987 - October 1996
Skills
advergames, Advergaming, Online Advertising, Interactive Advertising, Interactive..., Video Games, Viral Marketing, Game Design, Advertising, Consumer Trends, Digital Media, Digital Marketing, Stock Trading, Equity Capital Markets, Trends, Entertainment, Casual Games, Game Development, Photography, Probiotics, Innovation, Consumer Behaviour, Adverplay, Social Games, Corporate Branding, Monetization, Content Strategy, Marketing, Brand Development, Online Marketing, User Experience, Mobile Devices, Mobile Advertising, Interactive Marketing, E-commerce, Web Analytics, New Media, Affiliate Marketing, SEM, PPC, Strategic Partnerships
Education
University of Florida 1979 — 1983
BSBA, Finance
University of Florida - Warrington College of Business Administration 1979 — 1983
Bachelor of Business Administration (B.B.A.), Finance, General
Brian Austin, CRPC®, AAMS® Brian Austin, CRPC®, AAMS®'s Smith Barney Experience October 2005 - October 2006
Job Vice President, Regional Sales Representative
Industry Financial Services
Experience
Eaton Vance August 2015 - Present
OppenheimerFunds March 2011 - August 2015
OppenheimerFunds October 2008 - March 2011
OppenheimerFunds October 2006 - October 2008
Smith Barney October 2005 - October 2006
Edward Jones December 2001 - October 2005
LifePics November 1999 - October 2001
Mike's Camera May 1994 - November 1999
Skills
Financial Advisory, Mutual Funds, Leadership, Finance, Sales, Separately Managed..., Retirement Planning, Asset Allocation, Portfolio Management, Investments, Negotiation, 401k, Public Speaking, Retirement, Asset Management, Wealth Management, Writing skills
Education
University of Colorado Boulder 1991 — 1995
BS, Business Administration
Estes Park High School 1988 — 1991
Eaton Vance August 2015 - Present
OppenheimerFunds March 2011 - August 2015
OppenheimerFunds October 2008 - March 2011
OppenheimerFunds October 2006 - October 2008
Smith Barney October 2005 - October 2006
Edward Jones December 2001 - October 2005
LifePics November 1999 - October 2001
Mike's Camera May 1994 - November 1999
Skills
Financial Advisory, Mutual Funds, Leadership, Finance, Sales, Separately Managed..., Retirement Planning, Asset Allocation, Portfolio Management, Investments, Negotiation, 401k, Public Speaking, Retirement, Asset Management, Wealth Management, Writing skills
Education
University of Colorado Boulder 1991 — 1995
BS, Business Administration
Estes Park High School 1988 — 1991
Tina O'Brien Tina O'Brien's Smith Barney Experience July 1997 - February 2002
Job Insurance Billing at SHP Rehab & Wellness Center
Industry Medical Practice
Experience
SHP Rehab & Wellness Center September 2005 - Present
Smith Barney July 1997 - February 2002
Education
University of Florida 1989 — 1992
Bachelor of Science (BS), Finance, General
SHP Rehab & Wellness Center September 2005 - Present
Smith Barney July 1997 - February 2002
Education
University of Florida 1989 — 1992
Bachelor of Science (BS), Finance, General
Lynne Gravelle Mosier, CFA, CAIA Lynne Gravelle Mosier, CFA, CAIA's Smith Barney Experience January 1993 - January 1994
Job Sr. Regional Director
Industry Financial Services
Experience
Guggenheim Investments January 2011 - Present
CFA San Francisco 2009 - Present
Jurika, Mills & Keifer, LLC October 2008 - December 2010
Schroders, plc April 1994 - February 2000
Smith Barney January 1993 - January 1994
Prudential Securities January 1992 - January 1993
Institute for International Research January 1989 - January 1992
Skills
Public Speaking, Asset Allocation, Fixed Income, Mutual Funds, Portfolio Management, Investments, Series 63, Sales, Strategy, Alternative Investments, Finance, ETFs, Due Diligence, Capital Markets, Hedge Funds, Equities, CRM, Series 7, Credit, Emerging Markets, Strategic Planning, Marketing Strategy
Education
Chartered Alternative Investment Analyst 2009 — 2010
CAIA
University of San Francisco 1999 — 2003
MBA, International Business
Charter Financial Analyst Society 1996 — 1999
CFA
University of Denver
BSBA, Economics
Guggenheim Investments January 2011 - Present
CFA San Francisco 2009 - Present
Jurika, Mills & Keifer, LLC October 2008 - December 2010
Schroders, plc April 1994 - February 2000
Smith Barney January 1993 - January 1994
Prudential Securities January 1992 - January 1993
Institute for International Research January 1989 - January 1992
Skills
Public Speaking, Asset Allocation, Fixed Income, Mutual Funds, Portfolio Management, Investments, Series 63, Sales, Strategy, Alternative Investments, Finance, ETFs, Due Diligence, Capital Markets, Hedge Funds, Equities, CRM, Series 7, Credit, Emerging Markets, Strategic Planning, Marketing Strategy
Education
Chartered Alternative Investment Analyst 2009 — 2010
CAIA
University of San Francisco 1999 — 2003
MBA, International Business
Charter Financial Analyst Society 1996 — 1999
CFA
University of Denver
BSBA, Economics
Charles Herrington, CFP®'s Smith Barney Experience December 2003 - December 2005
Job Investment Consultant, Client Relationship Team at Merrill Edge
Industry Financial Services
Experience
Merrill Edge March 2015 - Present
Regions Bank October 2014 - February 2015
Edward Jones January 2012 - September 2014
Fidelity Investments December 2009 - December 2011
Fidelity Investments October 2007 - December 2009
Fidelity Investments May 2007 - October 2007
AmSouth Bank December 2005 - May 2007
Smith Barney December 2003 - December 2005
Education
University of Central Florida 2001 — 2005
Bachelor of Business Administration (BBA), Finance, General
Merrill Edge March 2015 - Present
Regions Bank October 2014 - February 2015
Edward Jones January 2012 - September 2014
Fidelity Investments December 2009 - December 2011
Fidelity Investments October 2007 - December 2009
Fidelity Investments May 2007 - October 2007
AmSouth Bank December 2005 - May 2007
Smith Barney December 2003 - December 2005
Education
University of Central Florida 2001 — 2005
Bachelor of Business Administration (BBA), Finance, General
Gary Burgess Gary Burgess's Smith Barney Experience August 1996 - December 2009
Job Executive Director/ Complex Manager at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley July 2014 - Present
Merrill Lynch December 2013 - July 2014
Merrill Lynch December 2011 - December 2013
Deutsche Bank December 2009 - October 2011
Smith Barney August 1996 - December 2009
Skills
Series 7, Series 63, Alternative Investments, Wealth Management, Asset Allocation, Mutual Funds, Securities, Investments, Equities, Asset Management, Investment Advisory, Fixed Income
Education
University of Houston 1981 — 1985
Bachelor of Science, Economics
Morgan Stanley July 2014 - Present
Merrill Lynch December 2013 - July 2014
Merrill Lynch December 2011 - December 2013
Deutsche Bank December 2009 - October 2011
Smith Barney August 1996 - December 2009
Skills
Series 7, Series 63, Alternative Investments, Wealth Management, Asset Allocation, Mutual Funds, Securities, Investments, Equities, Asset Management, Investment Advisory, Fixed Income
Education
University of Houston 1981 — 1985
Bachelor of Science, Economics
Tim Jenkins Tim Jenkins's Smith Barney Experience December 2003 - June 2006
Job Regional Vice President at Voya Financial
Industry Financial Services
Experience
Voya Financial Partners June 2014 - Present
Lincoln Financial Group November 2010 - May 2014
John Hancock Retirement Plan Services February 2009 - November 2010
John Hancock July 2006 - February 2009
Smith Barney December 2003 - June 2006
Skills
Retirement Planning, 401k, Investments, Defined Benefit, Wealth, Series 63, ERISA, Relationship Management, Defined Contribution, Pensions, Retirement, Series 7, Mutual Funds, Qualified Retirement..., Retirement Plan..., Cash Balance, Public Speaking, Building Relationships, Sales Presentations, Profit Sharing
Education
University of Georgia - Terry College of Business 1998 — 2002
Bachelor of Business Administration (BBA), Finance, General
Voya Financial Partners June 2014 - Present
Lincoln Financial Group November 2010 - May 2014
John Hancock Retirement Plan Services February 2009 - November 2010
John Hancock July 2006 - February 2009
Smith Barney December 2003 - June 2006
Skills
Retirement Planning, 401k, Investments, Defined Benefit, Wealth, Series 63, ERISA, Relationship Management, Defined Contribution, Pensions, Retirement, Series 7, Mutual Funds, Qualified Retirement..., Retirement Plan..., Cash Balance, Public Speaking, Building Relationships, Sales Presentations, Profit Sharing
Education
University of Georgia - Terry College of Business 1998 — 2002
Bachelor of Business Administration (BBA), Finance, General
Brian Ward, CFA Brian Ward, CFA's Smith Barney Experience 1995 - 2006
Job Chartwell Investment Partners
Industry Financial Services
Experience
Chartwell Investment Partners June 2007 - Present
UBS Wealth Management 2006 - 2007
Smith Barney 1995 - 2006
Skills
Alternative Investments, Asset Management, Asset Allocation, Investments, Mutual Funds, Portfolio Management, Hedge Funds, Equities, Wealth Management, Investment Strategies, Fixed Income, Securities, Investment Management, Investment Advisory, Financial Services
Education
University of Delaware - Lerner College of Business and Economics 1996 — 1998
MBA, Finance
University of Delaware - Lerner College of Business and Economics 1991 — 1995
BS, Finance
Chartwell Investment Partners June 2007 - Present
UBS Wealth Management 2006 - 2007
Smith Barney 1995 - 2006
Skills
Alternative Investments, Asset Management, Asset Allocation, Investments, Mutual Funds, Portfolio Management, Hedge Funds, Equities, Wealth Management, Investment Strategies, Fixed Income, Securities, Investment Management, Investment Advisory, Financial Services
Education
University of Delaware - Lerner College of Business and Economics 1996 — 1998
MBA, Finance
University of Delaware - Lerner College of Business and Economics 1991 — 1995
BS, Finance
Allison (Dickson) McGuire Allison (Dickson) McGuire's Smith Barney Experience June 2007 - August 2007
Job Client Finance Manager at Marketing Werks
Industry Marketing and Advertising
Experience
Marketing Werks April 2014 - Present
Digitas July 2013 - April 2014
Digitas February 2011 - June 2013
Draftfcb April 2010 - February 2011
Draftfcb June 2008 - April 2010
Smith Barney June 2007 - August 2007
Danaher Motion June 2006 - August 2006
Miller Buettner Employee Benefits & Communications May 2003 - August 2004
Skills
Budgets, Accounts Payable, Forecasting, Analysis, Leadership, Microsoft Excel, Financial Analysis, Account Reconciliation, Revenue Recognition, Advertising, Management, Digital Marketing, Marketing, Social Media Marketing, Integrated Marketing, Social Media, Account Management, Accounting, Marketing Communications, Sales
Education
University of Illinois at Urbana-Champaign 2004 — 2008
Finance, Spanish Minor
Durand High School 2000 — 2004
Marketing Werks April 2014 - Present
Digitas July 2013 - April 2014
Digitas February 2011 - June 2013
Draftfcb April 2010 - February 2011
Draftfcb June 2008 - April 2010
Smith Barney June 2007 - August 2007
Danaher Motion June 2006 - August 2006
Miller Buettner Employee Benefits & Communications May 2003 - August 2004
Skills
Budgets, Accounts Payable, Forecasting, Analysis, Leadership, Microsoft Excel, Financial Analysis, Account Reconciliation, Revenue Recognition, Advertising, Management, Digital Marketing, Marketing, Social Media Marketing, Integrated Marketing, Social Media, Account Management, Accounting, Marketing Communications, Sales
Education
University of Illinois at Urbana-Champaign 2004 — 2008
Finance, Spanish Minor
Durand High School 2000 — 2004
David Marshall, CFP®, CRPC® David Marshall, CFP®, CRPC®'s Smith Barney Experience June 2004 - May 2005
Job Financial Advisor at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services May 2005 - Present
Smith Barney June 2004 - May 2005
Skills
Finance, Financial Planning, Investments, Financial Analysis, Wealth Management, Portfolio Management, Asset Management, Retirement Planning, Wealth
Education
University of Delaware
Bachelors, Finance
UBS Financial Services May 2005 - Present
Smith Barney June 2004 - May 2005
Skills
Finance, Financial Planning, Investments, Financial Analysis, Wealth Management, Portfolio Management, Asset Management, Retirement Planning, Wealth
Education
University of Delaware
Bachelors, Finance
Desiree Fuehrer's Smith Barney Experience April 2002 - February 2010
Job Vice President at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management December 2014 - Present
Morgan Stanley February 2010 - November 2014
Smith Barney April 2002 - February 2010
Smith Barney February 1997 - April 2002
The Robinson Humphrey Co March 1993 - February 1997
Skills
Series 7, Series 63, Series 65, Seies 8, Series 31, FINRA, Securities, Series 24, Wealth Management, Alternative Investments, Equities, Asset Management
Education
University of Central Florida 1984 — 1987
BSBA, Business
RBC Wealth Management December 2014 - Present
Morgan Stanley February 2010 - November 2014
Smith Barney April 2002 - February 2010
Smith Barney February 1997 - April 2002
The Robinson Humphrey Co March 1993 - February 1997
Skills
Series 7, Series 63, Series 65, Seies 8, Series 31, FINRA, Securities, Series 24, Wealth Management, Alternative Investments, Equities, Asset Management
Education
University of Central Florida 1984 — 1987
BSBA, Business
David Mandell's Smith Barney Experience September 2007 - April 2009
Job Recruiter: Talent Acquisition & Mobility Schneider Electric
Industry Human Resources
Experience
Schneider Electric June 2012 - Present
One Hope United April 2012 - October 2013
The Lucas Group April 2011 - June 2012
Marcus Evans September 2009 - April 2011
Smith Barney September 2007 - April 2009
Jenner & Block November 2005 - August 2007
Skills
Recruiting, Sourcing, Talent Acquisition, Technical Recruiting, Management, Corporate Recruiting, Executive Search, Internet Recruiting, Talent Management, Training, Leadership, Qualifying Candidates, Candidate Generation, Business Strategy, Interviews, Email Marketing, Corporate Finance, Employee Benefits, Program Management, Contract Recruitment, Screening Resumes, Candidate Retention, Phone Etiquette, College Recruiting, Passive Candidate..., Financial Services, Sales, Human Resources, Employee Relations, Superior Client Service, Finance, Temporary Placement, Capital Markets, Employee Engagement, Applicant Tracking..., Onboarding, Hiring, Benefits Negotiation, Cold Calling, Cross Functional Team..., Project Planning
Education
University of Illinois at Urbana-Champaign 2001 — 2005
BA, History
Glenbrook North High School 1997 — 2001
Schneider Electric June 2012 - Present
One Hope United April 2012 - October 2013
The Lucas Group April 2011 - June 2012
Marcus Evans September 2009 - April 2011
Smith Barney September 2007 - April 2009
Jenner & Block November 2005 - August 2007
Skills
Recruiting, Sourcing, Talent Acquisition, Technical Recruiting, Management, Corporate Recruiting, Executive Search, Internet Recruiting, Talent Management, Training, Leadership, Qualifying Candidates, Candidate Generation, Business Strategy, Interviews, Email Marketing, Corporate Finance, Employee Benefits, Program Management, Contract Recruitment, Screening Resumes, Candidate Retention, Phone Etiquette, College Recruiting, Passive Candidate..., Financial Services, Sales, Human Resources, Employee Relations, Superior Client Service, Finance, Temporary Placement, Capital Markets, Employee Engagement, Applicant Tracking..., Onboarding, Hiring, Benefits Negotiation, Cold Calling, Cross Functional Team..., Project Planning
Education
University of Illinois at Urbana-Champaign 2001 — 2005
BA, History
Glenbrook North High School 1997 — 2001
Alex Devereaux Alex Devereaux's Smith Barney Experience October 2004 - April 2006
Job Vice President, Foreign Exchange Sales & Trading at SunTrust Robinson Humphrey
Industry Financial Services
Experience
The Coca-Cola Company August 2009 - October 2012
The Coca-Cola Company February 2008 - August 2009
Smith Barney October 2004 - April 2006
Merrill Lynch January 2004 - October 2004
Skills
Financial Analysis, Financial Modeling, Forecasting, Portfolio Management, Corporate Finance, Cash Management, Investments, Financial Reporting, Trading, Risk Management, Managerial Finance, Cash Flow, Bloomberg, Variance Analysis, Banking, Valuation, Sarbanes-Oxley Act, Asset Management
Education
University of Florida - Warrington College Of Business 2007 — 2008
Master of Business Administration (M.B.A.)
University of Florida 2000 — 2003
Bachelor of Arts (B.A.), Business Administration and Management, General
The Coca-Cola Company August 2009 - October 2012
The Coca-Cola Company February 2008 - August 2009
Smith Barney October 2004 - April 2006
Merrill Lynch January 2004 - October 2004
Skills
Financial Analysis, Financial Modeling, Forecasting, Portfolio Management, Corporate Finance, Cash Management, Investments, Financial Reporting, Trading, Risk Management, Managerial Finance, Cash Flow, Bloomberg, Variance Analysis, Banking, Valuation, Sarbanes-Oxley Act, Asset Management
Education
University of Florida - Warrington College Of Business 2007 — 2008
Master of Business Administration (M.B.A.)
University of Florida 2000 — 2003
Bachelor of Arts (B.A.), Business Administration and Management, General
Andrew Burroughs's Smith Barney Experience June 2006 - August 2006
Job Senior Consultant Global Benchmarking at The Hackett Group
Industry Management Consulting
Experience
The Hackett Group January 2015 - Present
The Hackett Group January 2014 - December 2014
Recall August 2012 - December 2013
Recall May 2011 - July 2012
MPG Automotive Parts November 2009 - May 2010
The Daily Mississippian October 2007 - December 2007
Smith Barney June 2006 - August 2006
Skills
Management, Sales, Analysis, Leadership, Microsoft Office, Customer Service, Creative Problem Solving, PeopleSoft, NetSuite, Strategic Planning, Project Planning, Organizational Structure, Photoshop, Change Management, CRM, Account Management, Customer Satisfaction, Microsoft Excel, Solution Selling, Advertising, Team Building, Team Leadership, High level of initiative, Budgets, Sales Process, Process Improvement, Records Management, Finance, Call Centers, Training, Document Management, Databases, High Sense Of Urgency, Organizational Change..., Management Consulting, SG&A, Performance Benchmarking, Project Management, Consulting, Strategy, Outsourcing, PowerPoint, Business Process..., Business Analysis
Education
University of Georgia - Terry College of Business 2007 — 2011
Bachelor of Business Administration, Management
The Hackett Group January 2015 - Present
The Hackett Group January 2014 - December 2014
Recall August 2012 - December 2013
Recall May 2011 - July 2012
MPG Automotive Parts November 2009 - May 2010
The Daily Mississippian October 2007 - December 2007
Smith Barney June 2006 - August 2006
Skills
Management, Sales, Analysis, Leadership, Microsoft Office, Customer Service, Creative Problem Solving, PeopleSoft, NetSuite, Strategic Planning, Project Planning, Organizational Structure, Photoshop, Change Management, CRM, Account Management, Customer Satisfaction, Microsoft Excel, Solution Selling, Advertising, Team Building, Team Leadership, High level of initiative, Budgets, Sales Process, Process Improvement, Records Management, Finance, Call Centers, Training, Document Management, Databases, High Sense Of Urgency, Organizational Change..., Management Consulting, SG&A, Performance Benchmarking, Project Management, Consulting, Strategy, Outsourcing, PowerPoint, Business Process..., Business Analysis
Education
University of Georgia - Terry College of Business 2007 — 2011
Bachelor of Business Administration, Management
Lisa Gold Lisa Gold's Smith Barney Experience 1994 - 1994
Job Owner, LikeWear
Industry Apparel & Fashion
Experience
LikeWear April 2007 - Present
Prime Charter 1996 - 1997
Nichols, Safina and Lerner 1995 - 1996
Smith Barney 1994 - 1994
BBDO NY 1992 - 1994
Skills
Apparel, Wholesale, Marketing, Strategic Planning, Retail, Social Media, Entrepreneurship, Strategic Partnerships, Marketing Strategy, Fashion, E-commerce, Product Marketing, Brand Management, Sales, Customer Service, Sales Management, Social Media Marketing, Brand Development
Education
University of Florida 1988 — 1992
BA, Finance
Livingston High School 1984 — 1988
LikeWear April 2007 - Present
Prime Charter 1996 - 1997
Nichols, Safina and Lerner 1995 - 1996
Smith Barney 1994 - 1994
BBDO NY 1992 - 1994
Skills
Apparel, Wholesale, Marketing, Strategic Planning, Retail, Social Media, Entrepreneurship, Strategic Partnerships, Marketing Strategy, Fashion, E-commerce, Product Marketing, Brand Management, Sales, Customer Service, Sales Management, Social Media Marketing, Brand Development
Education
University of Florida 1988 — 1992
BA, Finance
Livingston High School 1984 — 1988
Brian McMillen's Smith Barney Experience June 2007 - August 2007
Job Vice President at Signet Capital Advisors
Industry Financial Services
Experience
Signet Capital Advisors January 2015 - Present
Variant Capital Advisors LLC May 2013 - December 2014
Candlewood Partners, LLC June 2010 - May 2013
Longbow Research August 2008 - May 2010
Smith Barney June 2007 - August 2007
University of Iowa Foundation April 2004 - May 2007
Cedar Ridge Marketing March 2005 - March 2007
United Services of Des Moines May 2006 - August 2006
Skills
Financial Modeling, Equities, Finance, Portfolio Management, Forecasting, Valuation, Investments, Investment Banking, Mergers, Due Diligence, Business Valuation, Corporate Finance, Financial Analysis, Capital Markets, Equity Valuation, Private Equity, LBO
Education
University of Iowa - Henry B. Tippie College of Business 2003 — 2007
Bachelor of Business Administration (B.B.A.), Finance, General
Signet Capital Advisors January 2015 - Present
Variant Capital Advisors LLC May 2013 - December 2014
Candlewood Partners, LLC June 2010 - May 2013
Longbow Research August 2008 - May 2010
Smith Barney June 2007 - August 2007
University of Iowa Foundation April 2004 - May 2007
Cedar Ridge Marketing March 2005 - March 2007
United Services of Des Moines May 2006 - August 2006
Skills
Financial Modeling, Equities, Finance, Portfolio Management, Forecasting, Valuation, Investments, Investment Banking, Mergers, Due Diligence, Business Valuation, Corporate Finance, Financial Analysis, Capital Markets, Equity Valuation, Private Equity, LBO
Education
University of Iowa - Henry B. Tippie College of Business 2003 — 2007
Bachelor of Business Administration (B.B.A.), Finance, General
Brett C. Stone, CFP® Brett C. Stone, CFP®'s Smith Barney Experience 1996 - 2007
Job Wealth Advisor at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services Senior Vice President - investmentsUBS Financial ServicesFebruary 2007 - Present
Habitat for humanity denver 2010 - 2012
Smith Barney 1996 - 2007
Education
University of Denver - Daniels College of Business 1990 — 1994
BSBA, Finance & Marketing
UBS Financial Services Senior Vice President - investmentsUBS Financial ServicesFebruary 2007 - Present
Habitat for humanity denver 2010 - 2012
Smith Barney 1996 - 2007
Education
University of Denver - Daniels College of Business 1990 — 1994
BSBA, Finance & Marketing
Michael Fels Michael Fels's Smith Barney Experience August 2002 - August 2008
Job Associate Vice PresidentInvestments at Wells Fargo Advisors, LLC.
Industry Financial Services
Experience
Wells Fargo Advisors, LLC August 2008 - Present
Smith Barney August 2002 - August 2008
AG Edwards July 1998 - August 2002
Skills
Portfolio Management, Wealth Management, Strategic Planning, Mutual Funds, Simple IRA, Mortgage Lending, Long-term Care, Business Planning, Strategic Financial..., Life Insurance, Disability Insurance, Stocks, Investments
Education
University of Florida 1993 — 1995
BA, Finance
Wells Fargo Advisors, LLC August 2008 - Present
Smith Barney August 2002 - August 2008
AG Edwards July 1998 - August 2002
Skills
Portfolio Management, Wealth Management, Strategic Planning, Mutual Funds, Simple IRA, Mortgage Lending, Long-term Care, Business Planning, Strategic Financial..., Life Insurance, Disability Insurance, Stocks, Investments
Education
University of Florida 1993 — 1995
BA, Finance
Andrew Wojdyla, MBA Andrew Wojdyla, MBA's Smith Barney Experience April 2007 - August 2007
Job Professional Services Manager at Workiva, Financial Reporting Solutions
Industry Management Consulting
Experience
Workiva December 2011 - Present
Rivet Software September 2010 - November 2011
Northwestern Mutual May 2008 - August 2008
Smith Barney April 2007 - August 2007
Skills
Strong team orientation, Goal Oriented, Self-starter, XBRL, SEC filings, SEC, 10K, 10Q, Leadership, US GAAP, Finance, Financial Statements, Project Management, GAAP, Management, SEC Filings
Education
University of Denver - Daniels College of Business 2004 — 2009
MBA, Enterprise Management
Workiva December 2011 - Present
Rivet Software September 2010 - November 2011
Northwestern Mutual May 2008 - August 2008
Smith Barney April 2007 - August 2007
Skills
Strong team orientation, Goal Oriented, Self-starter, XBRL, SEC filings, SEC, 10K, 10Q, Leadership, US GAAP, Finance, Financial Statements, Project Management, GAAP, Management, SEC Filings
Education
University of Denver - Daniels College of Business 2004 — 2009
MBA, Enterprise Management
Jason Marrone, MBA Jason Marrone, MBA's Smith Barney Experience June 2004 - August 2004
Job Finance Manager at LexisNexis
Industry Information Technology and Services
Experience
LexisNexis September 2012 - Present
Ryder System, Inc. March 2011 - September 2012
Ryder System, Inc. June 2010 - March 2011
University of Florida July 2009 - May 2010
LexisNexis April 2006 - June 2009
NCCI Holdings, Inc July 2005 - April 2006
Smith Barney June 2004 - August 2004
Skills
Financial Modeling, Financial Analysis, Forecasting, Process Improvement, Finance, Strategic Planning, Analysis, Budgets, Accounting, Risk Management, Financial Reporting, Mergers, Project Management, Data Analysis, Asset Managment, Leadership, Management, Strategy, Pricing, Business Planning, Executive Management, Insurance, Variance Analysis, Business Process..., Business Analysis, Cross-functional Team..., Mergers & Acquisitions, Asset Management
Education
University of Florida - Hough Graduate School of Business 2009 — 2010
MBA, Finance, Competitive Strategy
University of Florida - Warrington College of Business Administration 2001 — 2005
Bachelors of Science, Business Administration
LexisNexis September 2012 - Present
Ryder System, Inc. March 2011 - September 2012
Ryder System, Inc. June 2010 - March 2011
University of Florida July 2009 - May 2010
LexisNexis April 2006 - June 2009
NCCI Holdings, Inc July 2005 - April 2006
Smith Barney June 2004 - August 2004
Skills
Financial Modeling, Financial Analysis, Forecasting, Process Improvement, Finance, Strategic Planning, Analysis, Budgets, Accounting, Risk Management, Financial Reporting, Mergers, Project Management, Data Analysis, Asset Managment, Leadership, Management, Strategy, Pricing, Business Planning, Executive Management, Insurance, Variance Analysis, Business Process..., Business Analysis, Cross-functional Team..., Mergers & Acquisitions, Asset Management
Education
University of Florida - Hough Graduate School of Business 2009 — 2010
MBA, Finance, Competitive Strategy
University of Florida - Warrington College of Business Administration 2001 — 2005
Bachelors of Science, Business Administration
Rob Noble Rob Noble's Smith Barney Experience 2001 - 2006
Job Managing Partner at Cambridge Wealth Advisors
Industry Financial Services
Experience
Cambridge Wealth Advisors April 2009 - Present
AXA Advisors January 2008 - March 2009
Premiere Global Services 2007 - January 2008
Smith Barney 2001 - 2006
Merrill Lynch 1995 - 2001
SunTrust Bank August 1992 - March 1995
Skills
Investments, Retirement Planning, Retirement, 401k, Asset Management, Financial Advisory, Portfolio Management, Mutual Funds, Wealth, Asset Managment, Insurance, Financial Services, Equities, Asset Allocation, Investment Advisory, Wealth Management, Strategic Financial..., Pensions, Securities
Education
University of Georgia - Terry College of Business 1987 — 1992
BBA, Banking and Finance
The McCallie School 1984 — 1987
Diploma
Cambridge Wealth Advisors April 2009 - Present
AXA Advisors January 2008 - March 2009
Premiere Global Services 2007 - January 2008
Smith Barney 2001 - 2006
Merrill Lynch 1995 - 2001
SunTrust Bank August 1992 - March 1995
Skills
Investments, Retirement Planning, Retirement, 401k, Asset Management, Financial Advisory, Portfolio Management, Mutual Funds, Wealth, Asset Managment, Insurance, Financial Services, Equities, Asset Allocation, Investment Advisory, Wealth Management, Strategic Financial..., Pensions, Securities
Education
University of Georgia - Terry College of Business 1987 — 1992
BBA, Banking and Finance
The McCallie School 1984 — 1987
Diploma
Rick Hasty Rick Hasty's Smith Barney Experience National Marketing Manager College / Olympic SportsRawlings Sporting GoodsOctober 1994 - January 2004
Job Financial Wealth Advisor at Smith Barney
Industry Financial Services
Experience
Smith Barney National Marketing Manager College / Olympic SportsRawlings Sporting GoodsOctober 1994 - January 2004
Education
University of Dayton 1971 — 1975
Marketing
Smith Barney National Marketing Manager College / Olympic SportsRawlings Sporting GoodsOctober 1994 - January 2004
Education
University of Dayton 1971 — 1975
Marketing
Alix Ward Alix Ward's Smith Barney Experience September 1991 - September 1993
Job Strategic Planning & Execution, Client and Investor Relations Operations Management, Special Event Planning
Industry Insurance
Experience
FM Global September 2013 - Present
William Raveis Real Estate August 2007 - August 2012
Dillon Read & Co September 1993 - July 1997
Smith Barney September 1991 - September 1993
Skills
Strategic Planning &...
Education
University of Colorado Boulder 1985 — 1989
Bachelor's degree, Sociology
FM Global September 2013 - Present
William Raveis Real Estate August 2007 - August 2012
Dillon Read & Co September 1993 - July 1997
Smith Barney September 1991 - September 1993
Skills
Strategic Planning &...
Education
University of Colorado Boulder 1985 — 1989
Bachelor's degree, Sociology
Ethan Hafner's Smith Barney Experience 2001 - 2009
Job Private Wealth Advisor
Industry Investment Management
Experience
UBS Private Wealth Management February 2009 - Present
Smith Barney 2001 - 2009
Merrill Lynch August 1997 - January 2001
Education
University of Illinois at Urbana-Champaign 1993 — 1997
Finance
University of Illinois at Urbana-Champaign - College of Business 1993 — 1997
UBS Private Wealth Management February 2009 - Present
Smith Barney 2001 - 2009
Merrill Lynch August 1997 - January 2001
Education
University of Illinois at Urbana-Champaign 1993 — 1997
Finance
University of Illinois at Urbana-Champaign - College of Business 1993 — 1997
Corey Cregar's Smith Barney Experience November 2004 - June 2006
Job
Industry Financial Services
Experience
J.P. Morgan March 2013 - Present
Barclays Capital June 2012 - March 2013
Morgan Stanley May 2010 - June 2012
Citi April 2008 - May 2010
Citigroup Inc. June 2006 - April 2008
Smith Barney November 2004 - June 2006
Skills
Asset Management, Business Analysis
Education
University of Colorado Boulder - Leeds School of Business
B.S.
J.P. Morgan March 2013 - Present
Barclays Capital June 2012 - March 2013
Morgan Stanley May 2010 - June 2012
Citi April 2008 - May 2010
Citigroup Inc. June 2006 - April 2008
Smith Barney November 2004 - June 2006
Skills
Asset Management, Business Analysis
Education
University of Colorado Boulder - Leeds School of Business
B.S.
Antonio Gabriele's Smith Barney Experience 1993 - 1994
Job Private Banking Wealth Management / Asset Management
Industry Financial Services
Experience
Credit Suisse January 2008 - Present
Credit Suisse January 2005 - January 2008
Credit Suisse, Hoku Enterprises LLC, April 2003 - January 2005
Panamsat, Airmedia and Macro 4. 2000 - 2003
AXS-One 1998 - 2000
Dubois, Brown and Co. 1994 - 1998
Smith Barney 1993 - 1994
GE Aerospace / Government Services 1988 - 1991
Skills
Fixed Income, Valuation, Emerging Markets, Derivatives, Private Equity, Asset Management, Management, Investment Banking, Capital Markets, Equities, Hedge Funds, Financial Modeling, Investments, Mergers & Acquisitions, Portfolio Management, Finance
Education
New York University - Leonard N. Stern School of Business 1991 — 1993
MBA, Finance and International Business
University of Hartford 1982 — 1987
BS and BA, Biology and Physics
Credit Suisse January 2008 - Present
Credit Suisse January 2005 - January 2008
Credit Suisse, Hoku Enterprises LLC, April 2003 - January 2005
Panamsat, Airmedia and Macro 4. 2000 - 2003
AXS-One 1998 - 2000
Dubois, Brown and Co. 1994 - 1998
Smith Barney 1993 - 1994
GE Aerospace / Government Services 1988 - 1991
Skills
Fixed Income, Valuation, Emerging Markets, Derivatives, Private Equity, Asset Management, Management, Investment Banking, Capital Markets, Equities, Hedge Funds, Financial Modeling, Investments, Mergers & Acquisitions, Portfolio Management, Finance
Education
New York University - Leonard N. Stern School of Business 1991 — 1993
MBA, Finance and International Business
University of Hartford 1982 — 1987
BS and BA, Biology and Physics
Donn Pall's Smith Barney Experience financial advsior/ wealth managerSmith Barney2000 - Present
Job Vice President Wealth Management at Smith Barney
Industry Financial Services
Experience
Smith Barney financial advsior/ wealth managerSmith Barney2000 - Present
Education
University of Illinois at Urbana-Champaign 1981 — 1985
Smith Barney financial advsior/ wealth managerSmith Barney2000 - Present
Education
University of Illinois at Urbana-Champaign 1981 — 1985
Seema Kinra's Smith Barney Experience August 2007 - Present
Job Registered Associate at Smith Barney
Industry Financial Services
Experience
Smith Barney August 2007 - Present
GE Capital July 2001 - December 2006
Education
University of Lucknow 1999 — 2001
Smith Barney August 2007 - Present
GE Capital July 2001 - December 2006
Education
University of Lucknow 1999 — 2001
Steve Lozan's Smith Barney Experience April 1996 - September 2008
Job Director Investments at Oppenheimer & Co. Inc.
Industry Investment Management
Experience
Smith Barney April 1996 - September 2008
Jessie Stephens & Co. April 1994 - April 1996
Education
University of Dayton 1988 — 1992
Smith Barney April 1996 - September 2008
Jessie Stephens & Co. April 1994 - April 1996
Education
University of Dayton 1988 — 1992
Michael Numedahl, CSM's Smith Barney Experience January 2004 - August 2004
Job Senior Project Manager, Director at Markit On Demand
Industry Information Services
Experience
Markit On Demand January 2013 - Present
Markit On Demand September 2011 - Present
Wall Street On Demand August 2008 - October 2011
Travelers Indemnity Company September 2004 - August 2008
Smith Barney January 2004 - August 2004
Skills
Business Analysis, Project Management, Product Management, Salesforce.com, Program Management, Analysis, Strategic Planning, Business Strategy, Data Analysis, Vendor Management, Portfolio Management, Process Improvement
Education
University of Colorado at Boulder 2001 — 2004
BA, Economics
Markit On Demand January 2013 - Present
Markit On Demand September 2011 - Present
Wall Street On Demand August 2008 - October 2011
Travelers Indemnity Company September 2004 - August 2008
Smith Barney January 2004 - August 2004
Skills
Business Analysis, Project Management, Product Management, Salesforce.com, Program Management, Analysis, Strategic Planning, Business Strategy, Data Analysis, Vendor Management, Portfolio Management, Process Improvement
Education
University of Colorado at Boulder 2001 — 2004
BA, Economics
Chong Luo's Smith Barney Experience 2006 - 2010
Job Private Wealth | Investment Advisor at JP Morgan
Industry Financial Services
Experience
JP Morgan 2010 - Present
Smith Barney 2006 - 2010
The Southwestern Company 2002 - 2006
Skills
Series 7, Leadership, Investment Advisory, Asset Managment, Wealth Management, Investments, Asset Management, Asset Allocation, Alternative Investments, Investment Strategies, Finance, Securities, Retirement Planning
Education
University of Florida - Warrington College Of Business
Bachelor of Science (BS), Finance
JP Morgan 2010 - Present
Smith Barney 2006 - 2010
The Southwestern Company 2002 - 2006
Skills
Series 7, Leadership, Investment Advisory, Asset Managment, Wealth Management, Investments, Asset Management, Asset Allocation, Alternative Investments, Investment Strategies, Finance, Securities, Retirement Planning
Education
University of Florida - Warrington College Of Business
Bachelor of Science (BS), Finance
Matthew Kutzer's Smith Barney Experience June 2006 - July 2006
Job Financial Analyst and Plant Finance Mgr Operations at Arizona Chemical
Industry Chemicals
Experience
Arizona Chemical August 2013 - Present
Arizona Chemical September 2011 - July 2013
Arizona Chemical July 2008 - August 2011
Arizona Chemical May 2008 - June 2008
Smith Barney June 2006 - July 2006
Skills
Financial Analysis, Forecasting, Financial Modeling, Piano/Keyboard player, Writing, Analysis, Treasury, Portfolio Management, Cash Management, Finance, Financial Reporting, Management, Managerial Finance, Process Improvement, SAP, Sarbanes-Oxley Act, Valuation, Variance Analysis, Working Capital...
Education
University of Florida
Master of Science, Finance
University of Florida - Warrington College Of Business
B.S., Finance
Arizona Chemical August 2013 - Present
Arizona Chemical September 2011 - July 2013
Arizona Chemical July 2008 - August 2011
Arizona Chemical May 2008 - June 2008
Smith Barney June 2006 - July 2006
Skills
Financial Analysis, Forecasting, Financial Modeling, Piano/Keyboard player, Writing, Analysis, Treasury, Portfolio Management, Cash Management, Finance, Financial Reporting, Management, Managerial Finance, Process Improvement, SAP, Sarbanes-Oxley Act, Valuation, Variance Analysis, Working Capital...
Education
University of Florida
Master of Science, Finance
University of Florida - Warrington College Of Business
B.S., Finance
Gena Albertelli's Smith Barney Experience AnalystUBS Financial Services2005 - 2006
Job AVP at Smith Barney
Industry Financial Services
Experience
Smith Barney AnalystUBS Financial Services2005 - 2006
Education
University of Florida 2001 — 2005
Smith Barney AnalystUBS Financial Services2005 - 2006
Education
University of Florida 2001 — 2005
Larry Burns's Smith Barney Experience April 2000 - May 2003
Job Vice President at Evolution Markets Inc.
Industry Oil & Energy
Experience
Evolution Markets Inc. July 2014 - Present
GFI Brokers June 2011 - June 2014
Morgan Stanley May 2003 - February 2011
SMITH BARNEY April 2000 - May 2003
Education
University of Delaware 1995 — 1999
Bachelor of Arts, CJ
Evolution Markets Inc. July 2014 - Present
GFI Brokers June 2011 - June 2014
Morgan Stanley May 2003 - February 2011
SMITH BARNEY April 2000 - May 2003
Education
University of Delaware 1995 — 1999
Bachelor of Arts, CJ
Greg Bogle's Smith Barney Experience February 1994 - August 1995
Job Account Executive, Creative Switching Designs, Inc.
Industry Telecommunications
Experience
Creative Switching Designs, Inc. July 2007 - Present
www.HoustonEmployment.com 2004 - 2007
Southwestern Bell Telephone Company November 1996 - April 2002
Smith Barney February 1994 - August 1995
Houston Cellular 1991 - 1994
Houston Cellular 1991 - 1993
Education
University of Houston 1986 — 1988
Creative Switching Designs, Inc. July 2007 - Present
www.HoustonEmployment.com 2004 - 2007
Southwestern Bell Telephone Company November 1996 - April 2002
Smith Barney February 1994 - August 1995
Houston Cellular 1991 - 1994
Houston Cellular 1991 - 1993
Education
University of Houston 1986 — 1988
Chris Bruser, CRMP's Smith Barney Experience February 2000 - September 2003
Job Home Equity Retirement Specialist/ HECM for Purchase Specialist at Retirement Funding Solutions, Inc.
Industry Financial Services
Experience
Retirement Funding Solutions, Inc. July 2015 - Present
Security One Lending June 2012 - June 2015
MetLife Bank November 2008 - June 2012
Homexpress Lending, Inc. September 2003 - November 2008
Smith Barney February 2000 - September 2003
First Union Securities May 1996 - January 2000
Dean Witter Reynolds December 1992 - June 1996
Skills
Public Speaking, Continuing Education..., Retirement Income..., Reverse Mortgages, Home Equity, Seniors, Financial Markets, Retirement Planning, Refinance, Investments, Financial Services, Banking, Mortgage Lending, Coaching, Loans, Customer Service, Retirement, Mortgage Banking, Finance, Real Estate, Sellers, Loan Origination, Asset Allocation, Investment Properties, Credit, Residential Mortgages, Mortgage Marketing, Series 7, Fixed Annuities, Underwriting, FHA, Financial Advisory, Real Estate Financing, Home Equity Loans, Mutual Funds, FHA financing, Home Equity Lines of..., Credit Analysis, FHA Financing
Education
University of Cincinnati 1986 — 1991
Marketing
Elder High School 1982 — 1986
Retirement Funding Solutions, Inc. July 2015 - Present
Security One Lending June 2012 - June 2015
MetLife Bank November 2008 - June 2012
Homexpress Lending, Inc. September 2003 - November 2008
Smith Barney February 2000 - September 2003
First Union Securities May 1996 - January 2000
Dean Witter Reynolds December 1992 - June 1996
Skills
Public Speaking, Continuing Education..., Retirement Income..., Reverse Mortgages, Home Equity, Seniors, Financial Markets, Retirement Planning, Refinance, Investments, Financial Services, Banking, Mortgage Lending, Coaching, Loans, Customer Service, Retirement, Mortgage Banking, Finance, Real Estate, Sellers, Loan Origination, Asset Allocation, Investment Properties, Credit, Residential Mortgages, Mortgage Marketing, Series 7, Fixed Annuities, Underwriting, FHA, Financial Advisory, Real Estate Financing, Home Equity Loans, Mutual Funds, FHA financing, Home Equity Lines of..., Credit Analysis, FHA Financing
Education
University of Cincinnati 1986 — 1991
Marketing
Elder High School 1982 — 1986
Caren Wiegand's Smith Barney Experience 1994 - 2001
Job Retirement Plan Sales, Ohio National
Industry Financial Services
Experience
Ohio National Financial Services September 2009 - Present
Union Central 2001 - 2009
Smith Barney 1994 - 2001
Education
University of Cincinnati
Ohio National Financial Services September 2009 - Present
Union Central 2001 - 2009
Smith Barney 1994 - 2001
Education
University of Cincinnati
Demi Dixon Welling's Smith Barney Experience 1999 - 2003
Job Executive Assistant
Industry Oil & Energy
Experience
. September 2013 - Present
Demi Dixon by Appointment January 2007 - Present
Rilco Manufacturing Inc November 2012 - August 2013
NHPO 2005 - 2009
New Century Mortgage Corporation August 2005 - March 2007
Smith Barney 1999 - 2003
Skills
Strategic Planning, Customer Service, Business Development, Management, Marketing, Human Resources, Sales, New Business Development, Contract Negotiation, Team Building, Sales Management, Leadership, Account Management, Recruiting, Negotiation
Education
University of Houston 1994 — 1999
Lamar High School 1990 — 1994
. September 2013 - Present
Demi Dixon by Appointment January 2007 - Present
Rilco Manufacturing Inc November 2012 - August 2013
NHPO 2005 - 2009
New Century Mortgage Corporation August 2005 - March 2007
Smith Barney 1999 - 2003
Skills
Strategic Planning, Customer Service, Business Development, Management, Marketing, Human Resources, Sales, New Business Development, Contract Negotiation, Team Building, Sales Management, Leadership, Account Management, Recruiting, Negotiation
Education
University of Houston 1994 — 1999
Lamar High School 1990 — 1994
Donald Reynolds's Smith Barney Experience July 2004 - Present
Job 2nd Vice President Wealth Management
Industry Financial Services
Experience
Smith Barney July 2004 - Present
Education
University of Dayton 2000 — 2003
Smith Barney July 2004 - Present
Education
University of Dayton 2000 — 2003
Chris Driver's Smith Barney Experience 2002 - 2004
Job Owner, Decision Drivers
Industry Market Research
Experience
Decision Drivers DirectorThe Focus Room2002 - 2007
Smith Barney 2002 - 2004
TD Waterhouse 1998 - 2000
Skills
Market Research, Focus Groups, Marketing Research, Recruiting, Quantitative Research, Online Research, Customer Insight, Market Analysis, Qualitative Research, Consumer Behaviour, Brand Equity, Advertising Research, Primary Research, Ethnography, Shopper Marketing, Segmentation, Marketing Strategy, Competitive Intelligence, Analytics, Positioning, Questionnaire Design
Education
University of Delaware 1995 — 1998
Decision Drivers DirectorThe Focus Room2002 - 2007
Smith Barney 2002 - 2004
TD Waterhouse 1998 - 2000
Skills
Market Research, Focus Groups, Marketing Research, Recruiting, Quantitative Research, Online Research, Customer Insight, Market Analysis, Qualitative Research, Consumer Behaviour, Brand Equity, Advertising Research, Primary Research, Ethnography, Shopper Marketing, Segmentation, Marketing Strategy, Competitive Intelligence, Analytics, Positioning, Questionnaire Design
Education
University of Delaware 1995 — 1998
Gena Albertelli's Smith Barney Experience 2006 - Present
Job Assistant Vice President Anti Money Laundering at Citigroup
Industry Financial Services
Experience
Citigroup August 2006 - Present
Smith Barney 2006 - Present
UBS Global Asset Management July 2005 - July 2006
Education
University of Florida 2001 — 2005
Citigroup August 2006 - Present
Smith Barney 2006 - Present
UBS Global Asset Management July 2005 - July 2006
Education
University of Florida 2001 — 2005
Michelle Rezek Rodvien's Smith Barney Experience 1999 - 2001
Job Western Regional Manager, Harding Loevner LP
Industry Investment Management
Experience
Harding Loevner LP August 2007 - November 2011
Baird Investment Management 2001 - 2007
Smith Barney 1999 - 2001
Education
University of Colorado Boulder 1995 — 1999
BA, Economics, Journalism
Harding Loevner LP August 2007 - November 2011
Baird Investment Management 2001 - 2007
Smith Barney 1999 - 2001
Education
University of Colorado Boulder 1995 — 1999
BA, Economics, Journalism
Katie Swajkoski's Smith Barney Experience May 2005 - August 2005
Job Financial Analyst III at SUPERVALU
Industry Accounting
Experience
SUPERVALU August 2013 - Present
SUPERVALU February 2012 - August 2013
SUPERVALU September 2009 - February 2012
Junior League of Boise 2012 - 2012
FC Nova Soccer Club January 2010 - 2012
Junior League of Boise 2010 - 2012
Moss Adams LLP January 2006 - August 2009
Smith Barney May 2005 - August 2005
Skills
Business, Community Outreach, Microsoft Excel, Events, General Ledger, Invoicing, Leadership, Microsoft Office, Non-profits, Organization, PowerPoint, Strategic Planning, Customer Service, Problem Solving, Youth Mentoring, Teamwork, Analysis, Microsoft Word, Accounting, Nonprofits, Accounts Receivable, Account Reconciliation
Education
University of Idaho 2001 — 2006
Finance w/ CFP Option, Business
SUPERVALU August 2013 - Present
SUPERVALU February 2012 - August 2013
SUPERVALU September 2009 - February 2012
Junior League of Boise 2012 - 2012
FC Nova Soccer Club January 2010 - 2012
Junior League of Boise 2010 - 2012
Moss Adams LLP January 2006 - August 2009
Smith Barney May 2005 - August 2005
Skills
Business, Community Outreach, Microsoft Excel, Events, General Ledger, Invoicing, Leadership, Microsoft Office, Non-profits, Organization, PowerPoint, Strategic Planning, Customer Service, Problem Solving, Youth Mentoring, Teamwork, Analysis, Microsoft Word, Accounting, Nonprofits, Accounts Receivable, Account Reconciliation
Education
University of Idaho 2001 — 2006
Finance w/ CFP Option, Business
Rebecca Burns Paulson's Smith Barney Experience October 2007 - January 2009
Job Relationship Manager
Industry Financial Services
Experience
Allianz Life April 2014 - Present
Allianz Life February 2011 - April 2014
Jeremiah Program 2008 - December 2011
UBS Wealth Management January 2009 - January 2011
Smith Barney October 2007 - January 2009
Skills
Wealth Management, Finance, Relationship Management, Series 7, Series 63, Retirement Planning, Retirement, Investments, Insurance, Wealth Management..., Fixed Annuities, Financial Services, Leadership, Financial Analysis, Sales, Management, Strategic Planning
Education
University of Denver - Daniels College of Business 2003 — 2007
BSBA, Finance, Real Estate & Marketing
Allianz Life April 2014 - Present
Allianz Life February 2011 - April 2014
Jeremiah Program 2008 - December 2011
UBS Wealth Management January 2009 - January 2011
Smith Barney October 2007 - January 2009
Skills
Wealth Management, Finance, Relationship Management, Series 7, Series 63, Retirement Planning, Retirement, Investments, Insurance, Wealth Management..., Fixed Annuities, Financial Services, Leadership, Financial Analysis, Sales, Management, Strategic Planning
Education
University of Denver - Daniels College of Business 2003 — 2007
BSBA, Finance, Real Estate & Marketing
Louise Rosenberg Augenstein's Smith Barney Experience September 2006 - September 2007
Job Client Management Associate at Vesta Wealth
Industry Financial Services
Experience
Vesta Wealth Management LLC May 2013 - Present
Charles Schwab October 2008 - April 2013
Bradley & Company, LLC September 2007 - October 2008
Smith Barney September 2006 - September 2007
Skills
Wealth Management, Marketing, Investments, Financial Analysis, CRM, Marketing Strategy
Education
University of Denver 2002 — 2006
BA, Environemental Science
Vesta Wealth Management LLC May 2013 - Present
Charles Schwab October 2008 - April 2013
Bradley & Company, LLC September 2007 - October 2008
Smith Barney September 2006 - September 2007
Skills
Wealth Management, Marketing, Investments, Financial Analysis, CRM, Marketing Strategy
Education
University of Denver 2002 — 2006
BA, Environemental Science
Jeffrey Ulit's Smith Barney Experience 1999 - 2000
Job Analyst at BMO Capital Markets/GKST, Inc.
Industry Financial Services
Experience
BMO Capital Markets August 2009 - Present
Northern Trust Global Investments January 2008 - January 2009
AAFCU/Cuna Brokerage 2006 - 2008
Charter One Securities 2004 - 2006
Charter One Securities 2002 - 2004
Smith Barney 1999 - 2000
Skills
Investment Sales, Business Planning, Zephyr, Morningstar, Bloomberg
Education
University of Illinois at Chicago 1998 — 2002
Bachelor Of Science, Finance & Marketing
University of Illinois at Chicago
Master of Business Administration (MBA), Finance, General
BMO Capital Markets August 2009 - Present
Northern Trust Global Investments January 2008 - January 2009
AAFCU/Cuna Brokerage 2006 - 2008
Charter One Securities 2004 - 2006
Charter One Securities 2002 - 2004
Smith Barney 1999 - 2000
Skills
Investment Sales, Business Planning, Zephyr, Morningstar, Bloomberg
Education
University of Illinois at Chicago 1998 — 2002
Bachelor Of Science, Finance & Marketing
University of Illinois at Chicago
Master of Business Administration (MBA), Finance, General
Matthew Froehlich's Smith Barney Experience February 2006 - September 2008
Job Coldwell Banker Select, Realtors
Industry Real Estate
Experience
Coldwell Banker Select, Realtors September 2008 - Present
Smith Barney February 2006 - September 2008
Skills
First Time Home Buyers, Real Estate, Investment Properties, Relocation, Investments, Selling, Sellers, Real Estate Transactions, Referrals, Mortgage Lending, New Home Sales, Marketing, Residential Homes, Business Development
Education
University of Colorado Boulder - Leeds School of Business 1999 — 2002
Bachelor of Science in Business Administration, Business
UNSW Australia 2000 — 2000
Coldwell Banker Select, Realtors September 2008 - Present
Smith Barney February 2006 - September 2008
Skills
First Time Home Buyers, Real Estate, Investment Properties, Relocation, Investments, Selling, Sellers, Real Estate Transactions, Referrals, Mortgage Lending, New Home Sales, Marketing, Residential Homes, Business Development
Education
University of Colorado Boulder - Leeds School of Business 1999 — 2002
Bachelor of Science in Business Administration, Business
UNSW Australia 2000 — 2000
Nikolas Gounaris's Smith Barney Experience November 1994 - 1997
Job Consulting Manager, Learning at Prudential
Industry Insurance
Experience
Prudential Financial June 2000 - Present
Peoples Bank 1997 - June 2000
Smith Barney November 1994 - 1997
Skills
Series 7, Series 63, Series 24
Education
University of Connecticut 1989 — 1993
BS, Finance
Prudential Financial June 2000 - Present
Peoples Bank 1997 - June 2000
Smith Barney November 1994 - 1997
Skills
Series 7, Series 63, Series 24
Education
University of Connecticut 1989 — 1993
BS, Finance
Mike Breshears's Smith Barney Experience March 1990 - May 1998
Job Director at United First Financial
Industry Financial Services
Experience
United First Financial February 2007 - Present
Amerisave Mortgage Corporation July 2007 - August 2008
Sterling Capital Group November 2003 - July 2008
Mortgage Investors Corporation August 2001 - November 2003
Prudential Securities May 1998 - August 2001
Smith Barney March 1990 - May 1998
Education
University of Georgia - Terry College of Business 1978 — 1981
BBA, Management
BBA
United First Financial February 2007 - Present
Amerisave Mortgage Corporation July 2007 - August 2008
Sterling Capital Group November 2003 - July 2008
Mortgage Investors Corporation August 2001 - November 2003
Prudential Securities May 1998 - August 2001
Smith Barney March 1990 - May 1998
Education
University of Georgia - Terry College of Business 1978 — 1981
BBA, Management
BBA
kate nostrom's Smith Barney Experience March 2004 - Present
Job Financial Advisor at Smith Barney
Industry Financial Services
Experience
Smith Barney March 2004 - Present
Education
University of Mary Washington 1995 — 1998
BS, Business Administration
Mattituck-Cutchogue HS 1991 — 1994
Smith Barney March 2004 - Present
Education
University of Mary Washington 1995 — 1998
BS, Business Administration
Mattituck-Cutchogue HS 1991 — 1994
Mio Higashimoto's Smith Barney Experience September 2004 - January 2006
Job at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch June 1997 - Present
Smith Barney September 2004 - January 2006
Education
University of Hawaii at Manoa 1992 — 2001
BA, History
Merrill Lynch June 1997 - Present
Smith Barney September 2004 - January 2006
Education
University of Hawaii at Manoa 1992 — 2001
BA, History
David Jankowitz's Smith Barney Experience August 1999 - March 2008
Job First Vice President at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch March 2008 - Present
Smith Barney August 1999 - March 2008
Greenspoon Marder, P.A. 1994 - 1999
Skills
Equities, Estate Planning, Finance, Fixed Income, Investment Banking, Investments, Portfolio Management, Series 7, Strategy, Wealth Management, Securities
Education
University of Florida - Fredric G. Levin College of Law 1991 — 1994
JD, Law
University of Florida
University of Florida
Merrill Lynch March 2008 - Present
Smith Barney August 1999 - March 2008
Greenspoon Marder, P.A. 1994 - 1999
Skills
Equities, Estate Planning, Finance, Fixed Income, Investment Banking, Investments, Portfolio Management, Series 7, Strategy, Wealth Management, Securities
Education
University of Florida - Fredric G. Levin College of Law 1991 — 1994
JD, Law
University of Florida
University of Florida
Anthony Labrusciano's Smith Barney Experience May 2007 - August 2007
Job Finance Director, Diageo
Industry Consumer Goods
Experience
Diageo January 2014 - Present
Diageo October 2012 - January 2014
Diageo August 2011 - October 2012
Diageo June 2010 - August 2011
IBM June 2008 - June 2010
Smith Barney May 2007 - August 2007
Skills
Financial Modeling, Essbase, Financial Analysis, Hyperion Enterprise, Corporate Finance, Forecasting, Finance, Financial Reporting, Strategic Financial..., Variance Analysis
Education
University of Connecticut 2004 — 2008
B.S., Finance
Diageo January 2014 - Present
Diageo October 2012 - January 2014
Diageo August 2011 - October 2012
Diageo June 2010 - August 2011
IBM June 2008 - June 2010
Smith Barney May 2007 - August 2007
Skills
Financial Modeling, Essbase, Financial Analysis, Hyperion Enterprise, Corporate Finance, Forecasting, Finance, Financial Reporting, Strategic Financial..., Variance Analysis
Education
University of Connecticut 2004 — 2008
B.S., Finance
Barbara Jaffe's Smith Barney Experience 2008 - Present
Job Executive Director at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney September 2008 - Present
Smith Barney 2008 - Present
Morgan Stanley Smith Barney 2009 - 2010
Wachovia Securities 1978 - 2008
Prudential Securities 1978 - 2003
Skills
Equities, Wealth Management, Mutual Funds, Series 7, Securities, Series 63, Portfolio Management, Asset Allocation, Alternative Investments, FINRA, Derivatives, Options
Education
University of Florida
Morgan Stanley Smith Barney September 2008 - Present
Smith Barney 2008 - Present
Morgan Stanley Smith Barney 2009 - 2010
Wachovia Securities 1978 - 2008
Prudential Securities 1978 - 2003
Skills
Equities, Wealth Management, Mutual Funds, Series 7, Securities, Series 63, Portfolio Management, Asset Allocation, Alternative Investments, FINRA, Derivatives, Options
Education
University of Florida
Eileen Kapp's Smith Barney Experience 1990 - 1997
Job Database Consultant and Technology Trainer
Industry Computer Software
Experience
Kapp Consulting July 1997 - Present
Smith Barney 1990 - 1997
JPMorgan 1987 - 1990
Information Builders 1984 - 1987
Skills
Access, Project Management, Leadership, Teaching, Business Analysis, Employee Training, Web Development, Microsoft Office, Databases, Software Development, Systems Analysis, SDLC, Microsoft Excel, WebFOCUS, Data Analysis, Program Management, Software Documentation, SharePoint, Visio, Analysis, Data Modeling, Software Project..., SQL, Business Process, Integration, Technical Writing, Microsoft SQL Server, HTML, Requirements Analysis, Process Improvement, MS Project, IT Strategy, Enterprise Software, Disaster Recovery, Enterprise Architecture, Cloud Computing, Data Warehousing, Vendor Management, Team Leadership, Change Management, PMP, Project Portfolio..., IT Management
Education
University of Delaware 1900 — 1999
B.S., Physics, Mathematics
Kapp Consulting July 1997 - Present
Smith Barney 1990 - 1997
JPMorgan 1987 - 1990
Information Builders 1984 - 1987
Skills
Access, Project Management, Leadership, Teaching, Business Analysis, Employee Training, Web Development, Microsoft Office, Databases, Software Development, Systems Analysis, SDLC, Microsoft Excel, WebFOCUS, Data Analysis, Program Management, Software Documentation, SharePoint, Visio, Analysis, Data Modeling, Software Project..., SQL, Business Process, Integration, Technical Writing, Microsoft SQL Server, HTML, Requirements Analysis, Process Improvement, MS Project, IT Strategy, Enterprise Software, Disaster Recovery, Enterprise Architecture, Cloud Computing, Data Warehousing, Vendor Management, Team Leadership, Change Management, PMP, Project Portfolio..., IT Management
Education
University of Delaware 1900 — 1999
B.S., Physics, Mathematics
Susan Feller's Smith Barney Experience 2004 - 2009
Job Registered Client Associate at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC 2009 - Present
Smith Barney 2004 - 2009
CST Berger 2004 - 2004
Bimba Manufacturing Company 1997 - 2004
Ernst & Young 1994 - 1997
Education
University of Illinois at Urbana-Champaign 1990 — 1994
BS, Accounting
Wells Fargo Advisors, LLC 2009 - Present
Smith Barney 2004 - 2009
CST Berger 2004 - 2004
Bimba Manufacturing Company 1997 - 2004
Ernst & Young 1994 - 1997
Education
University of Illinois at Urbana-Champaign 1990 — 1994
BS, Accounting
Chuck Hartlieb's Smith Barney Experience 2002 - 2008
Job Senior Vice President
Industry Financial Services
Experience
UBS 2008 - Present
Smith Barney 2002 - 2008
Education
University of Iowa - Henry B. Tippie College of Business 1984 — 1988
BBA, Finance
Marian Central Catholic High School
UBS 2008 - Present
Smith Barney 2002 - 2008
Education
University of Iowa - Henry B. Tippie College of Business 1984 — 1988
BBA, Finance
Marian Central Catholic High School
Lee Schierloh's Smith Barney Experience January 2004 - February 2011
Job Vice President, Investments at Raymond James
Industry Financial Services
Experience
Raymond James February 2011 - Present
USCGA 2004 - 2012
Smith Barney January 2004 - February 2011
McDonald Investments March 1997 - January 2004
Paine Webber January 1988 - March 1997
Education
University of Dayton 1979 — 1983
BA, Political Science/Economics
Homewood Flossmoor HS
College Prep
Raymond James February 2011 - Present
USCGA 2004 - 2012
Smith Barney January 2004 - February 2011
McDonald Investments March 1997 - January 2004
Paine Webber January 1988 - March 1997
Education
University of Dayton 1979 — 1983
BA, Political Science/Economics
Homewood Flossmoor HS
College Prep
Sandra Guerrant's Smith Barney Experience May 2000 - Present
Job Registered Associate at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Smith Barney May 2000 - Present
Education
University of Mary Washington
Smith Barney May 2000 - Present
Education
University of Mary Washington
Janet Iwanaga's Smith Barney Experience July 1996 - August 2000
Job CFP, Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley September 2000 - Present
Smith Barney July 1996 - August 2000
UBS January 1992 - June 1996
Skills
Strategic Financial..., Financial Advisory, Financial Services, Series 7, Trading, Series 63, Retirement Planning, Wealth Management, Securities, Mutual Funds, Asset Allocation, Investment Advisory, Fixed Annuities, Retirement, Investments, Equities, Investment Strategies, Investment Management, Estate Planning, Bonds, Portfolio Management, Fixed Income, Sales, FINRA, Series 65, IRAs, Wealth Management...
Education
University of Maine 1975 — 1978
B.S., Education
Morgan Stanley September 2000 - Present
Smith Barney July 1996 - August 2000
UBS January 1992 - June 1996
Skills
Strategic Financial..., Financial Advisory, Financial Services, Series 7, Trading, Series 63, Retirement Planning, Wealth Management, Securities, Mutual Funds, Asset Allocation, Investment Advisory, Fixed Annuities, Retirement, Investments, Equities, Investment Strategies, Investment Management, Estate Planning, Bonds, Portfolio Management, Fixed Income, Sales, FINRA, Series 65, IRAs, Wealth Management...
Education
University of Maine 1975 — 1978
B.S., Education
Daniel Sandlin's Smith Barney Experience November 2000 - November 2012
Job Merrill Lynch Vice President
Industry Financial Services
Experience
Merrill Lynch November 2012 - Present
Smith Barney November 2000 - November 2012
Skills
Wealth Management, Series 7, Asset Allocation, Series 65, Series 63, Investment Advisory, Alternative Investments, Retirement Planning, Separately Managed..., Wealth Management..., Strategic Financial..., 401k Rollovers, Equities, ETFs, Investment Strategies, Mutual Funds, Investment Management
Education
University of Colorado at Boulder 1995 — 1999
Finance, Finance, General
Merrill Lynch November 2012 - Present
Smith Barney November 2000 - November 2012
Skills
Wealth Management, Series 7, Asset Allocation, Series 65, Series 63, Investment Advisory, Alternative Investments, Retirement Planning, Separately Managed..., Wealth Management..., Strategic Financial..., 401k Rollovers, Equities, ETFs, Investment Strategies, Mutual Funds, Investment Management
Education
University of Colorado at Boulder 1995 — 1999
Finance, Finance, General
Charles Masterson's Smith Barney Experience November 2004 - June 2008
Job President at Place Capital Management LLC
Industry Financial Services
Experience
Place Capital Management LLC July 2008 - Present
Smith Barney November 2004 - June 2008
Education
University of Houston 1988 — 1989
MBA, Marketing
Place Capital Management LLC July 2008 - Present
Smith Barney November 2004 - June 2008
Education
University of Houston 1988 — 1989
MBA, Marketing
Evan Salomon's Smith Barney Experience 2002 - 2003
Job Sales Professional
Industry Automotive
Experience
VALIC 2010 - 2012
Fidelity Investments 2004 - 2009
Smith Barney 2002 - 2003
Fidelity Investments 1999 - 2002
Raymond James & Assoc 1997 - 1999
Charles Schwab & Co. Inc. 1995 - 1997
Charles Schwab & Co. Inc 1993 - 1995
Charles Schwab & Co. Inc. 1990 - 1993
Education
University of Florida 1984 — 1988
Political Science
VALIC 2010 - 2012
Fidelity Investments 2004 - 2009
Smith Barney 2002 - 2003
Fidelity Investments 1999 - 2002
Raymond James & Assoc 1997 - 1999
Charles Schwab & Co. Inc. 1995 - 1997
Charles Schwab & Co. Inc 1993 - 1995
Charles Schwab & Co. Inc. 1990 - 1993
Education
University of Florida 1984 — 1988
Political Science
Derek Vito's Smith Barney Experience Institutional Services ManagerMorgan Stanley Smith Barney2002 - 2009
Job Institutional Services Manager at Smith Barney
Industry Financial Services
Experience
Smith Barney Institutional Services ManagerMorgan Stanley Smith Barney2002 - 2009
Skills
Series 7, Mutual Funds, Investments, Wealth Management, Asset Allocation
Education
University of Delaware 1992 — 1995
BS, Accounting/Finance
Smith Barney Institutional Services ManagerMorgan Stanley Smith Barney2002 - 2009
Skills
Series 7, Mutual Funds, Investments, Wealth Management, Asset Allocation
Education
University of Delaware 1992 — 1995
BS, Accounting/Finance
Ned O'Rourke's Smith Barney Experience March 2007 - March 2009
Job Founder EnviroProfit, LLC.
Industry Environmental Services
Experience
EnviroProfit, LLC. May 2010 - Present
Greenedge Technologies, Inc. March 2009 - July 2010
Smith Barney March 2007 - March 2009
Prudential, Coldwell Banker, Matt Gelso Real Estate, Consulting Services July 1998 - February 2007
Snowbird Ski & Summer Resort April 1996 - March 1999
Groundsafe, Inc. May 1995 - July 1996
Equity Sales Trader January 1992 - May 1995
Hoenig & Co., Inc. April 1990 - January 1992
Gruntal & Co., Inc.; Oppenheimer & Co., Inc., Mosely Securities Corp February 1986 - April 1990
Skills
Green, Sustainability, Entrepreneurship, Renewable Energy, Energy Efficiency, Energy, Solar, Small Business, Social Media, Green Building, Environmental, Energy Management, Social Networking, Photovoltaics, Alternative Energy, Mergers, Mergers & Acquisitions, Solar Energy, Program Management, Executive Management, Start-ups, Leadership, Environmental Awareness, Due Diligence, Sustainable Business, Venture Capital, Portfolio Management, Business Planning, Competitive Analysis, Strategic Partnerships, Strategy, Contract Negotiation, New Business Development, Energy Audits, Business Development, Management, Marketing, Sales, Strategic Planning, Sales Management, Consulting
Education
University of Hartford 1981 — 1985
B.A.
EnviroProfit, LLC. May 2010 - Present
Greenedge Technologies, Inc. March 2009 - July 2010
Smith Barney March 2007 - March 2009
Prudential, Coldwell Banker, Matt Gelso Real Estate, Consulting Services July 1998 - February 2007
Snowbird Ski & Summer Resort April 1996 - March 1999
Groundsafe, Inc. May 1995 - July 1996
Equity Sales Trader January 1992 - May 1995
Hoenig & Co., Inc. April 1990 - January 1992
Gruntal & Co., Inc.; Oppenheimer & Co., Inc., Mosely Securities Corp February 1986 - April 1990
Skills
Green, Sustainability, Entrepreneurship, Renewable Energy, Energy Efficiency, Energy, Solar, Small Business, Social Media, Green Building, Environmental, Energy Management, Social Networking, Photovoltaics, Alternative Energy, Mergers, Mergers & Acquisitions, Solar Energy, Program Management, Executive Management, Start-ups, Leadership, Environmental Awareness, Due Diligence, Sustainable Business, Venture Capital, Portfolio Management, Business Planning, Competitive Analysis, Strategic Partnerships, Strategy, Contract Negotiation, New Business Development, Energy Audits, Business Development, Management, Marketing, Sales, Strategic Planning, Sales Management, Consulting
Education
University of Hartford 1981 — 1985
B.A.
Theresa Durnbaugh's Smith Barney Experience April 2004 - July 2008
Job Financial Services Professional
Industry Financial Services
Experience
Deutsche Bank Alex Brown July 2008 - March 2009
Smith Barney April 2004 - July 2008
Legg Mason February 2001 - April 2004
Corporate Executive Board October 1999 - December 2000
Education
University of Dayton 1995 — 1999
BA, Communications Management
Our Lady of Good Counsel
Deutsche Bank Alex Brown July 2008 - March 2009
Smith Barney April 2004 - July 2008
Legg Mason February 2001 - April 2004
Corporate Executive Board October 1999 - December 2000
Education
University of Dayton 1995 — 1999
BA, Communications Management
Our Lady of Good Counsel
Geriann Taylor's Smith Barney Experience 1994 - 1995
Job Supervisor of Outbound Marketing at Milacron LLC
Industry Plastics
Experience
Milacron January 2012 - Present
Milacron June 2008 - January 2012
Milacron June 2006 - June 2008
Milacron September 2001 - June 2006
Milacron September 2000 - September 2001
Milacron June 1995 - September 2000
Personal Assistant 1989 - 2000
Smith Barney 1994 - 1995
Skills
Trade Shows, Event Planning, Special Events..., Executive Level..., Customer Service, Microsoft Office, Plastics, Product Development, Key Account Management, Sales Management, New Business Development, Extrusion, Event Management, Purchasing, Injection Molding, International Sales, Continuous Improvement, Lean Manufacturing, Manufacturing, Six Sigma
Education
University of Illinois at Chicago
Biology, General
Maine Township High School South
High School
Milacron January 2012 - Present
Milacron June 2008 - January 2012
Milacron June 2006 - June 2008
Milacron September 2001 - June 2006
Milacron September 2000 - September 2001
Milacron June 1995 - September 2000
Personal Assistant 1989 - 2000
Smith Barney 1994 - 1995
Skills
Trade Shows, Event Planning, Special Events..., Executive Level..., Customer Service, Microsoft Office, Plastics, Product Development, Key Account Management, Sales Management, New Business Development, Extrusion, Event Management, Purchasing, Injection Molding, International Sales, Continuous Improvement, Lean Manufacturing, Manufacturing, Six Sigma
Education
University of Illinois at Chicago
Biology, General
Maine Township High School South
High School
A Thomas Lies's Smith Barney Experience February 1989 - November 2008
Job Vice President at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley Wealth Management, LLC November 2008 - Present
Smith Barney February 1989 - November 2008
Education
University of Illinois at Urbana-Champaign - College of Business 1976 — 1979
Bachelor of Science (BS), Business Administration / Marketing
Morgan Stanley Wealth Management, LLC November 2008 - Present
Smith Barney February 1989 - November 2008
Education
University of Illinois at Urbana-Champaign - College of Business 1976 — 1979
Bachelor of Science (BS), Business Administration / Marketing
Ray Geary's Smith Barney Experience December 1993 - September 2008
Job Proprietor at BowHouse Grooming
Industry Financial Services
Experience
BowHouse Grooming October 2012 - Present
Smith Barney December 1993 - September 2008
Smith Barney December 1993 - August 2008
Skills
Capital Markets, Asset Allocation, Risk Management, Alternative Investments, Investment Advisory, Retirement, Derivatives, Financial Analysis
Education
University of Illinois at Chicago
Business
BowHouse Grooming October 2012 - Present
Smith Barney December 1993 - September 2008
Smith Barney December 1993 - August 2008
Skills
Capital Markets, Asset Allocation, Risk Management, Alternative Investments, Investment Advisory, Retirement, Derivatives, Financial Analysis
Education
University of Illinois at Chicago
Business
Pamela Groom's Smith Barney Experience February 2005 - March 2007
Job LATAM Supervisory Manager at JPMorgan Chase & Co.
Industry Financial Services
Experience
JPMorgan Chase & Co. July 2015 - Present
UBS International April 2007 - July 2015
Smith Barney February 2005 - March 2007
Charles Schwab February 1997 - January 2004
Skills
Equities, Portfolio Management, Fixed Income, Risk Management, Banking, Financial Analysis, Asset Management, Investments, Derivatives, Securities, Mutual Funds, Financial Modeling, Wealth Management, Bloomberg, Financial Services, Investment Banking, Credit, Finance, Strategic Financial...
Education
University of Central Florida 1997 — 1999
Master of Business Administration (M.B.A.), Finance, General
University of South Carolina-Columbia 1991 — 1994
Bachelor of Science (B.S.), Hotel, Restaurant and Tourism Adminstration
JPMorgan Chase & Co. July 2015 - Present
UBS International April 2007 - July 2015
Smith Barney February 2005 - March 2007
Charles Schwab February 1997 - January 2004
Skills
Equities, Portfolio Management, Fixed Income, Risk Management, Banking, Financial Analysis, Asset Management, Investments, Derivatives, Securities, Mutual Funds, Financial Modeling, Wealth Management, Bloomberg, Financial Services, Investment Banking, Credit, Finance, Strategic Financial...
Education
University of Central Florida 1997 — 1999
Master of Business Administration (M.B.A.), Finance, General
University of South Carolina-Columbia 1991 — 1994
Bachelor of Science (B.S.), Hotel, Restaurant and Tourism Adminstration
Christopher Ure's Smith Barney Experience August 1998 - March 2009
Job Senior Vice President Wealth Management at UBS
Industry Financial Services
Experience
UBS Wealth Management March 2009 - Present
Smith Barney August 1998 - March 2009
Ernst & Young February 1992 - August 1998
Skills
Customer Service
Education
University of Florida 1988 — 1992
BSBA, Finance and Accounting
UBS Wealth Management March 2009 - Present
Smith Barney August 1998 - March 2009
Ernst & Young February 1992 - August 1998
Skills
Customer Service
Education
University of Florida 1988 — 1992
BSBA, Finance and Accounting
Patrick Boova's Smith Barney Experience 1978 - 2009
Job director at international agribusiness group
Industry Management Consulting
Experience
International Agribusiness Group, LLC. June 2009 - Present
Smith Barney 1978 - 2009
Skills
Agriculture, Agribusiness, Commodity, Risk Management, Food
Education
University of Kentucky 1974 — 1978
bs, agriculture
University of Kentucky 1974 — 1978
bs, agriculture
International Agribusiness Group, LLC. June 2009 - Present
Smith Barney 1978 - 2009
Skills
Agriculture, Agribusiness, Commodity, Risk Management, Food
Education
University of Kentucky 1974 — 1978
bs, agriculture
University of Kentucky 1974 — 1978
bs, agriculture
Molly Ann Quinn's Smith Barney Experience January 2009 - May 2009
Job Flight Operations Talent Acquisition Recruiter at JetBlue Airways
Industry Human Resources
Experience
JetBlue Airways September 2014 - Present
ExpressJet Airlines April 2013 - September 2014
Panera Bread December 2012 - March 2013
Principle Marketing July 2011 - December 2012
Panera Bread July 2009 - July 2011
CG Marketing Communications June 2009 - September 2009
Smith Barney January 2009 - May 2009
Skills
Human Resources, Business, Leadership, Public Speaking, Customer Service, Microsoft Office, Microsoft Word, Microsoft Excel, PowerPoint, Social Media, Recruiting, Facebook, Training, Marketing, Applicant Tracking...
Education
University of Scranton 2013 — 2015
Master’s Degree, Human Resources, 3.9
University of Evansville 2005 — 2009
B.S. Business Administration - Global Business, Business Administration
JetBlue Airways September 2014 - Present
ExpressJet Airlines April 2013 - September 2014
Panera Bread December 2012 - March 2013
Principle Marketing July 2011 - December 2012
Panera Bread July 2009 - July 2011
CG Marketing Communications June 2009 - September 2009
Smith Barney January 2009 - May 2009
Skills
Human Resources, Business, Leadership, Public Speaking, Customer Service, Microsoft Office, Microsoft Word, Microsoft Excel, PowerPoint, Social Media, Recruiting, Facebook, Training, Marketing, Applicant Tracking...
Education
University of Scranton 2013 — 2015
Master’s Degree, Human Resources, 3.9
University of Evansville 2005 — 2009
B.S. Business Administration - Global Business, Business Administration
Kristie Weaver's Smith Barney Experience January 2001 - July 2008
Job AVP, Equity Management at The Carlyle Group
Industry Investment Banking
Experience
The Carlyle Group October 2011 - Present
FBR July 2008 - October 2011
Smith Barney January 2001 - July 2008
Sandy Spring Bank 1999 - 2001
Education
University of Florida 1994 — 1998
BS
The Carlyle Group October 2011 - Present
FBR July 2008 - October 2011
Smith Barney January 2001 - July 2008
Sandy Spring Bank 1999 - 2001
Education
University of Florida 1994 — 1998
BS
Sarah Mazzadra's Smith Barney Experience 2004 - 2006
Job Relationship Manager at Fidelity Investments
Industry Investment Management
Experience
MassMutual Financial Group April 2015 - Present
Fidelity Investments April 2014 - April 2015
ING Investment Management November 2012 - March 2014
The Hartford February 2008 - October 2012
Webster Bank 2006 - 2008
Smith Barney 2004 - 2006
Apple Tree Children's Center October 2002 - February 2004
Skills
Series 6, Retirement, Insurance, Process Improvement, Employee Benefits, Mutual Funds, Investments, Financial Services, Fixed Annuities, 401k, Series 7, Series 63, Building Relationships, Qualified Retirement..., IRAs, 401k Rollovers, Client Services, Defined Contribution, Relationship Management, Roth IRA, Retirement Planning, Wealth Management...
Education
University of Connecticut 1998 — 2002
BS, Human Development and Family Studies
MassMutual Financial Group April 2015 - Present
Fidelity Investments April 2014 - April 2015
ING Investment Management November 2012 - March 2014
The Hartford February 2008 - October 2012
Webster Bank 2006 - 2008
Smith Barney 2004 - 2006
Apple Tree Children's Center October 2002 - February 2004
Skills
Series 6, Retirement, Insurance, Process Improvement, Employee Benefits, Mutual Funds, Investments, Financial Services, Fixed Annuities, 401k, Series 7, Series 63, Building Relationships, Qualified Retirement..., IRAs, 401k Rollovers, Client Services, Defined Contribution, Relationship Management, Roth IRA, Retirement Planning, Wealth Management...
Education
University of Connecticut 1998 — 2002
BS, Human Development and Family Studies
Brian Evans, CFA's Smith Barney Experience 1992 - 1997
Job Team Manager, Alternative Investments Custody Services at Charles Schwab
Industry Financial Services
Experience
Charles Schwab May 2015 - Present
East Shore Partners May 2012 - October 2013
Behind The Numbers, LLC July 1997 - April 2012
Smith Barney 1992 - 1997
Skills
Equity Research, Hedge Funds, Equities, Portfolio Management, Investments, Alternative Investments, Capital Markets, Valuation, Investment Strategies, Financial Modeling, Asset Management, Financial Analysis, Financial Markets, Investment Management, Mutual Funds, Options, Equity Trading, Finance, Value Investing, Competitive Analysis, Wealth Management, Equity Valuation, Bloomberg, Asset Allocation, Analysis
Education
University of Iowa 1986 — 1991
BA, Economics
Charles Schwab May 2015 - Present
East Shore Partners May 2012 - October 2013
Behind The Numbers, LLC July 1997 - April 2012
Smith Barney 1992 - 1997
Skills
Equity Research, Hedge Funds, Equities, Portfolio Management, Investments, Alternative Investments, Capital Markets, Valuation, Investment Strategies, Financial Modeling, Asset Management, Financial Analysis, Financial Markets, Investment Management, Mutual Funds, Options, Equity Trading, Finance, Value Investing, Competitive Analysis, Wealth Management, Equity Valuation, Bloomberg, Asset Allocation, Analysis
Education
University of Iowa 1986 — 1991
BA, Economics
Alan Hofman's Smith Barney Experience January 1993 - January 2001
Job Senior Vice President Business Development/Strategic Financing at Paracon Group
Industry Financial Services
Experience
Paracon Group May 2013 - Present
Northbrook Capital Consulting Inc/HSM finance LLC January 2012 - Present
High Ridge Financial January 2001 - Present
Hydrolink Systems June 2014 - June 2015
Full Package Athletics 2010 - August 2014
eDot October 2010 - January 2012
Santa Fe Petroleum March 2011 - December 2011
Smith Barney January 1993 - January 2001
Kemper Securities January 1990 - January 1993
Skills
Sales, Marketing, Social Media, Social Media Marketing, Management, Public Speaking, Strategic Partnerships, Mergers, Business Development, Outsourcing, Mergers & Acquisitions, Coaching, Entrepreneurship, Fundraising, Leadership Development, Small Business, Start-ups
Education
University of Illinois at Urbana-Champaign 1986 — 1990
Business, econ/Fin
Paracon Group May 2013 - Present
Northbrook Capital Consulting Inc/HSM finance LLC January 2012 - Present
High Ridge Financial January 2001 - Present
Hydrolink Systems June 2014 - June 2015
Full Package Athletics 2010 - August 2014
eDot October 2010 - January 2012
Santa Fe Petroleum March 2011 - December 2011
Smith Barney January 1993 - January 2001
Kemper Securities January 1990 - January 1993
Skills
Sales, Marketing, Social Media, Social Media Marketing, Management, Public Speaking, Strategic Partnerships, Mergers, Business Development, Outsourcing, Mergers & Acquisitions, Coaching, Entrepreneurship, Fundraising, Leadership Development, Small Business, Start-ups
Education
University of Illinois at Urbana-Champaign 1986 — 1990
Business, econ/Fin
Brad Boyse's Smith Barney Experience 1992 - 1997
Job Managing Partner at Bond Lane Merchant Bank
Industry Investment Banking
Experience
Bond Lane Merchant Bank July 2014 - Present
The Hakman Group September 2012 - December 2013
Barclays Capital August 2004 - August 2012
Goldman Sachs 1997 - 2004
Smith Barney 1992 - 1997
Skills
Fixed Income, Capital Markets, Hedge Funds, Derivatives, Portfolio Management, Structured Products, Structured Finance, Alternative Investments, Financial Structuring, Equities, Investment Banking, Securitization, Bonds, Trading, ABS, Financial Markets, Private Equity, Bloomberg, Investments
Education
University of Florida 1990 — 1992
Master of Business Administration (MBA), Decision Sciences and Marketing
University of Florida 1986 — 1990
Bachelor of Arts (BA), Economics, Honors
Bond Lane Merchant Bank July 2014 - Present
The Hakman Group September 2012 - December 2013
Barclays Capital August 2004 - August 2012
Goldman Sachs 1997 - 2004
Smith Barney 1992 - 1997
Skills
Fixed Income, Capital Markets, Hedge Funds, Derivatives, Portfolio Management, Structured Products, Structured Finance, Alternative Investments, Financial Structuring, Equities, Investment Banking, Securitization, Bonds, Trading, ABS, Financial Markets, Private Equity, Bloomberg, Investments
Education
University of Florida 1990 — 1992
Master of Business Administration (MBA), Decision Sciences and Marketing
University of Florida 1986 — 1990
Bachelor of Arts (BA), Economics, Honors
David W. Hulett, CFP's Smith Barney Experience 2003 - 2004
Job Managing Director at Corporate Finance Associates (CFA) of KY
Industry Investment Banking
Experience
Corporate Finance Associates of Kentucky 2010 - Present
Hilltop Marine 2001 - Present
Smith Barney 2003 - 2004
Merrill Lynch 1979 - 2003
Skills
Certified Financial..., Investments, Exit Strategies, Private Equity, Mergers, Valuation, Financial Modeling, Due Diligence, Securities, Corporate Finance, Successful Business..., Small Business, Business Strategy, Entrepreneurship, Management, Management Consulting, Mergers & Acquisitions, Estate Planning, Start-ups, Financial Analysis, Strategic Planning, Financial Advisory, Financial Services, Corporate Development, Restructuring
Education
College of Financial Planning 1994 — 1996
Certified Financial Planner, Financial Planning and Services
University of Kentucky 1972 — 1976
Bachelor of Science (B.S.), Accounting
Corporate Finance Associates of Kentucky 2010 - Present
Hilltop Marine 2001 - Present
Smith Barney 2003 - 2004
Merrill Lynch 1979 - 2003
Skills
Certified Financial..., Investments, Exit Strategies, Private Equity, Mergers, Valuation, Financial Modeling, Due Diligence, Securities, Corporate Finance, Successful Business..., Small Business, Business Strategy, Entrepreneurship, Management, Management Consulting, Mergers & Acquisitions, Estate Planning, Start-ups, Financial Analysis, Strategic Planning, Financial Advisory, Financial Services, Corporate Development, Restructuring
Education
College of Financial Planning 1994 — 1996
Certified Financial Planner, Financial Planning and Services
University of Kentucky 1972 — 1976
Bachelor of Science (B.S.), Accounting
Richard Vance's Smith Barney Experience November 1981 - October 2005
Job First Vice President, Investments at Raymond James and Associates
Industry Financial Services
Experience
Raymond James and Associates February 2013 - Present
Morgan Keegan October 2005 - February 2013
Smith Barney November 1981 - October 2005
Skills
Series 7, Wealth Management, Retirement Planning, Securities, Series 63, Portfolio Management, Asset Allocation, Investments, Mutual Funds, Investment Advisory, Equities, Fixed Income
Education
University of Cincinnati College of Business
Raymond James and Associates February 2013 - Present
Morgan Keegan October 2005 - February 2013
Smith Barney November 1981 - October 2005
Skills
Series 7, Wealth Management, Retirement Planning, Securities, Series 63, Portfolio Management, Asset Allocation, Investments, Mutual Funds, Investment Advisory, Equities, Fixed Income
Education
University of Cincinnati College of Business
Brian Haynes, CFA's Smith Barney Experience July 2008 - November 2010
Job Research Analyst
Industry Financial Services
Experience
Citi June 2011 - Present
Citi November 2010 - July 2011
Smith Barney July 2008 - November 2010
Smith Barney December 2006 - July 2008
Smith Barney December 2005 - December 2006
Skills
Mutual Funds, Fixed Income, ETFs, Investment Management, Equities, Due Diligence, Portfolio Management, Separately Managed..., Trading, Alternative Investments, Asset Allocation
Education
University of Delaware
Bacherlor's Degree, Finance
Citi June 2011 - Present
Citi November 2010 - July 2011
Smith Barney July 2008 - November 2010
Smith Barney December 2006 - July 2008
Smith Barney December 2005 - December 2006
Skills
Mutual Funds, Fixed Income, ETFs, Investment Management, Equities, Due Diligence, Portfolio Management, Separately Managed..., Trading, Alternative Investments, Asset Allocation
Education
University of Delaware
Bacherlor's Degree, Finance
linda nolting's Smith Barney Experience 2006 - 2009
Job
Industry
Experience
Financial services 2009 - Present
Smith Barney 2006 - 2009
UBS 1992 - 2006
Skills
PowerPoint, Microsoft Excel, Customer Service, Windows, English, Microsoft Word, Outlook
Education
University of Evansville 1983 — 1984
Brazil High School 1979 — 1983
Financial services 2009 - Present
Smith Barney 2006 - 2009
UBS 1992 - 2006
Skills
PowerPoint, Microsoft Excel, Customer Service, Windows, English, Microsoft Word, Outlook
Education
University of Evansville 1983 — 1984
Brazil High School 1979 — 1983
Carl Giuffre's Smith Barney Experience December 1986 - January 2004
Job Owner at CAG
Industry Retail
Experience
CAG January 2010 - Present
Hartford Police Department February 2004 - March 2008
Smith Barney December 1986 - January 2004
Skills
Marketing Strategy, Public Speaking, Portfolio Management, Asset Managment, Social Media, Asset Management, Sales Management, New Business Development, Estate Planning
Education
University of Connecticut 1980 — 1982
BA, Political Science
CAG January 2010 - Present
Hartford Police Department February 2004 - March 2008
Smith Barney December 1986 - January 2004
Skills
Marketing Strategy, Public Speaking, Portfolio Management, Asset Managment, Social Media, Asset Management, Sales Management, New Business Development, Estate Planning
Education
University of Connecticut 1980 — 1982
BA, Political Science
Lawrence R Wilkes's Smith Barney Experience March 1973 - February 2003
Job Senior DirectorInvestments
Industry Financial Services
Experience
Oppenheimer & Co November 2012 - Present
UBS March 2003 - October 2012
Smith Barney March 1973 - February 2003
Skills
Asset Managment, Alternative Investments, Series 7, Wealth Management, Investment Advisory, Series 63, Mutual Funds, Valuation, Asset Allocation
Education
University of Maine 1965 — 1967
MBA, Finance and Marketing
Ripon College 1961 — 1965
AB, History and Economics
Oppenheimer & Co November 2012 - Present
UBS March 2003 - October 2012
Smith Barney March 1973 - February 2003
Skills
Asset Managment, Alternative Investments, Series 7, Wealth Management, Investment Advisory, Series 63, Mutual Funds, Valuation, Asset Allocation
Education
University of Maine 1965 — 1967
MBA, Finance and Marketing
Ripon College 1961 — 1965
AB, History and Economics
Eric G. Thomas's Smith Barney Experience October 1988 - April 1990
Job Employee Communications at Quest Diagnostics
Industry Hospital & Health Care
Experience
Quest Diagnostics March 2007 - Present
The Bank of New York (BNY Mellon) June 2005 - March 2007
The Bank of New York (BNY Mellon) September 1993 - May 2005
American International Group (AIG) May 1990 - September 1993
Smith Barney October 1988 - April 1990
Gordon Publications June 1986 - October 1988
The North Jersey Advance September 1985 - May 1986
Skills
Internal Communications, Corporate Communications, Strategic Communications, Employee Engagement, Community Relations, Project management, Project Management, Community Development
Education
Syracuse University - Newhouse School of Public Communications
Master of Science (MS), Communications
University of Delaware
Bachelor of Arts (BA), Political Science
Quest Diagnostics March 2007 - Present
The Bank of New York (BNY Mellon) June 2005 - March 2007
The Bank of New York (BNY Mellon) September 1993 - May 2005
American International Group (AIG) May 1990 - September 1993
Smith Barney October 1988 - April 1990
Gordon Publications June 1986 - October 1988
The North Jersey Advance September 1985 - May 1986
Skills
Internal Communications, Corporate Communications, Strategic Communications, Employee Engagement, Community Relations, Project management, Project Management, Community Development
Education
Syracuse University - Newhouse School of Public Communications
Master of Science (MS), Communications
University of Delaware
Bachelor of Arts (BA), Political Science
Kathi Lynch's Smith Barney Experience March 1998 - March 2008
Job Senior Client Service Associate at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley March 2008 - June 2013
Smith Barney March 1998 - March 2008
AG Edwards February 1988 - March 1998
Education
University of Colorado at Boulder 1969 — 1971
Bachelor of Arts (B.A.), Art History
Pine Manor College 1967 — 1969
Associate of Arts (AA), Liberal Arts and Sciences/Liberal Studies
Morgan Stanley March 2008 - June 2013
Smith Barney March 1998 - March 2008
AG Edwards February 1988 - March 1998
Education
University of Colorado at Boulder 1969 — 1971
Bachelor of Arts (B.A.), Art History
Pine Manor College 1967 — 1969
Associate of Arts (AA), Liberal Arts and Sciences/Liberal Studies
Daniel Colwill's Smith Barney Experience January 2001 - December 2007
Job Associate Advisor at Phillips and Company
Industry Financial Services
Experience
Phillips and Company April 2014 - Present
E*TRADE Financial 2008 - 2012
Smith Barney January 2001 - December 2007
Skills
Excellent written and..., Creative and insightful..., Organized and detail..., Ability to connect with..., Finance, Portfolio Management, Investments, Analysis, Management, Sales, Marketing, Financial Services, Consulting, Financial Planning
Education
University of Colorado Boulder 1996 — 1998
International School of Dusseldorf, Germany 1991 — 1996
International Baccalaureate, Mathematics and Physics
Phillips and Company April 2014 - Present
E*TRADE Financial 2008 - 2012
Smith Barney January 2001 - December 2007
Skills
Excellent written and..., Creative and insightful..., Organized and detail..., Ability to connect with..., Finance, Portfolio Management, Investments, Analysis, Management, Sales, Marketing, Financial Services, Consulting, Financial Planning
Education
University of Colorado Boulder 1996 — 1998
International School of Dusseldorf, Germany 1991 — 1996
International Baccalaureate, Mathematics and Physics
Margaux Lochmiller's Smith Barney Experience September 2008 - February 2010
Job Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley July 2015 - Present
LochV LLC July 2014 - July 2015
Barclays May 2010 - June 2014
Smith Barney September 2008 - February 2010
Education
University of Denver 2004 — 2008
B.S.B.A., International Business
University of Richmond 2003 — 2004
Morgan Stanley July 2015 - Present
LochV LLC July 2014 - July 2015
Barclays May 2010 - June 2014
Smith Barney September 2008 - February 2010
Education
University of Denver 2004 — 2008
B.S.B.A., International Business
University of Richmond 2003 — 2004
Mary Jaworski's Smith Barney Experience 1999 - 2002
Job Preschool teacher at Mentor Uniited Methodist Preschool
Industry Education Management
Experience
Mentor Uniited Methodist Preschool 2014 - Present
Visioneering Inc. 2002 - 2007
Smith Barney 1999 - 2002
Education
University of Dayton
Bachelor of Science (BS), Marketing
Mentor Uniited Methodist Preschool 2014 - Present
Visioneering Inc. 2002 - 2007
Smith Barney 1999 - 2002
Education
University of Dayton
Bachelor of Science (BS), Marketing
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.