Smith Barney
Industry: Financial services company
DescriptionMorgan Stanley Wealth Management is an American multinational financial services corporation specializing in retail brokerage. It is the wealth & asset management division of Morgan Stanley. Customer service: 00 1 801-617-9150 Assets under management: 2.05 trillion USD (2014) CEO: James P. Gorman (Jan 2012–) Headquarters: Purchase, Harrison, New York, United States Parent organization: Morgan Stanley Domestic Holdings Inc Founders: Charles D. Barney, Edward B. Smith
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Smith Barney Employees
Employee
Years
Job
Industry
Peter Redpath Peter Redpath's Smith Barney Experience 1989 - 1995
Job President Redpath Consulting
Industry Investment Management
Experience
Redpath Consulting LLC January 2007 - Present
Redpath Consulting LLC 2007 - Present
Allstate Financial Services, LLC May 2013 - December 2014
Delaware Investments, a member of the Macquarie Group July 2006 - December 2006
Advest Inc/Merrill Lynch September 2002 - July 2006
Tucker Anthony January 1999 - October 2001
Smith Barney 1989 - 1995
Skills
Finance, Business Development, Marketing Strategy, Budgets, Retail, New Business Development, Investments, Mergers & Acquisitions, Financial Analysis, Management, Entrepreneurship, Procurement, Asset Management, Project Management, Research, Strategic Planning, Business Strategy, Energy, Corporate Finance, Contract Negotiation, Sales, Sales Management, Strategic Financial..., Due Diligence, Asset Managment, Portfolio Management, Mergers, Risk Management, Biofuels, Operations Management, Strategy, Start-ups, Negotiation, Product Management, Trading, Leadership, Investor Relations, Venture Capital, Marketing, Equities, Team Building, Capital Markets, Product Development, Public Speaking, Financial Modeling, Hedge Funds, Business Analysis, Private Equity, Management Consulting, Analysis
Education
St. Lawrence University 1973 — 1977
BS, Geology
Montclair Academy 1966 — 1973
Redpath Consulting LLC January 2007 - Present
Redpath Consulting LLC 2007 - Present
Allstate Financial Services, LLC May 2013 - December 2014
Delaware Investments, a member of the Macquarie Group July 2006 - December 2006
Advest Inc/Merrill Lynch September 2002 - July 2006
Tucker Anthony January 1999 - October 2001
Smith Barney 1989 - 1995
Skills
Finance, Business Development, Marketing Strategy, Budgets, Retail, New Business Development, Investments, Mergers & Acquisitions, Financial Analysis, Management, Entrepreneurship, Procurement, Asset Management, Project Management, Research, Strategic Planning, Business Strategy, Energy, Corporate Finance, Contract Negotiation, Sales, Sales Management, Strategic Financial..., Due Diligence, Asset Managment, Portfolio Management, Mergers, Risk Management, Biofuels, Operations Management, Strategy, Start-ups, Negotiation, Product Management, Trading, Leadership, Investor Relations, Venture Capital, Marketing, Equities, Team Building, Capital Markets, Product Development, Public Speaking, Financial Modeling, Hedge Funds, Business Analysis, Private Equity, Management Consulting, Analysis
Education
St. Lawrence University 1973 — 1977
BS, Geology
Montclair Academy 1966 — 1973
TOM WIGGINS TOM WIGGINS's Smith Barney Experience 1991 - 1993
Job Test Driver / Trader / Lover of Life
Industry Automotive
Experience
KETT ENGINEERING 2007 - Present
ALTRION TRADING GROUP 2010 - 2011
MARKET TECHNICIANS ASSOCIATION 2010 - 2010
HIGH OCTANE TRADING 2004 - 2006
WIGGINS & ASSOCIATES 2000 - 2004
PRIVATE FAMILY TRUST 1996 - 2000
KFNX (North American Broadcasting Company) 1999 - 1999
FIRST AFFIRMATIVE FINANCIAL NETWORK 1994 - 1997
TITAN VALUE EQUITIES 1993 - 1994
SMITH BARNEY 1991 - 1993
Skills
Investments, Equities, Portfolio Management, Securities, Financial Modeling, Finance, Valuation, Strategic Financial..., Trading, Risk Management, Financial Services, Hedge Funds, Options, Alternative Investments, Asset Management, Series 7, Derivatives, Asset Allocation, Commodity, Equity Trading, Trading Systems, Technical Analysis, Investment Management, Investment Advisory, Financial Analysis, Analysis, Financial Advisory, ETFs, Financial Markets, Proprietary Trading, Financial Planning
Education
University of Southern California 1990 — 1991
M.S.
University of Houston 1982 — 1984
B.S.
CMT Institute
Stanford University
KETT ENGINEERING 2007 - Present
ALTRION TRADING GROUP 2010 - 2011
MARKET TECHNICIANS ASSOCIATION 2010 - 2010
HIGH OCTANE TRADING 2004 - 2006
WIGGINS & ASSOCIATES 2000 - 2004
PRIVATE FAMILY TRUST 1996 - 2000
KFNX (North American Broadcasting Company) 1999 - 1999
FIRST AFFIRMATIVE FINANCIAL NETWORK 1994 - 1997
TITAN VALUE EQUITIES 1993 - 1994
SMITH BARNEY 1991 - 1993
Skills
Investments, Equities, Portfolio Management, Securities, Financial Modeling, Finance, Valuation, Strategic Financial..., Trading, Risk Management, Financial Services, Hedge Funds, Options, Alternative Investments, Asset Management, Series 7, Derivatives, Asset Allocation, Commodity, Equity Trading, Trading Systems, Technical Analysis, Investment Management, Investment Advisory, Financial Analysis, Analysis, Financial Advisory, ETFs, Financial Markets, Proprietary Trading, Financial Planning
Education
University of Southern California 1990 — 1991
M.S.
University of Houston 1982 — 1984
B.S.
CMT Institute
Stanford University
Robin Gardner Robin Gardner's Smith Barney Experience January 2001 - December 2005
Job Owner/Creator at Two Polka Dot Daisies
Industry Consumer Goods
Experience
Two Polka Dot Daisies @ Etsy.com November 2011 - Present
Miami-Dade County Public Schools November 2007 - November 2010
The Wallace Group January 2006 - September 2007
Smith Barney January 2001 - December 2005
Skills
QuickBooks, Microsoft Excel, Financial Services, Customer Service, Special Education
Education
University of Florida 1998 — 2000
Bachelor of Science (B.S.), Finance, General
State College of Florida-Manatee-Sarasota 1997 — 1998
Associate of Arts (A.A.), Business Administration and Management, General
Manatee
Two Polka Dot Daisies @ Etsy.com November 2011 - Present
Miami-Dade County Public Schools November 2007 - November 2010
The Wallace Group January 2006 - September 2007
Smith Barney January 2001 - December 2005
Skills
QuickBooks, Microsoft Excel, Financial Services, Customer Service, Special Education
Education
University of Florida 1998 — 2000
Bachelor of Science (B.S.), Finance, General
State College of Florida-Manatee-Sarasota 1997 — 1998
Associate of Arts (A.A.), Business Administration and Management, General
Manatee
Christian Dammann Christian Dammann's Smith Barney Experience May 2007 - June 2010
Job Financial Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch June 2010 - Present
Smith Barney May 2007 - June 2010
Bear Wagner Specialists March 2004 - May 2007
Skills
Series 7, Retirement Planning, Wealth Management, Investment Advisory, Asset Allocation, Saving for Education, Mutual Funds, 401k Rollovers, Retirement, Investment Strategies, Investments, Strategic Financial..., IRAs, Financial Advisory, Estate Planning, Alternative Investments, Fixed Annuities, Electronic Trading, Equities, Equity Trading, FINRA, Finance, Financial Markets, Risk Management, Securities, Trading
Education
Southern Connecticut State University 1993 — 1997
Accounting and Business/Management
Merrill Lynch June 2010 - Present
Smith Barney May 2007 - June 2010
Bear Wagner Specialists March 2004 - May 2007
Skills
Series 7, Retirement Planning, Wealth Management, Investment Advisory, Asset Allocation, Saving for Education, Mutual Funds, 401k Rollovers, Retirement, Investment Strategies, Investments, Strategic Financial..., IRAs, Financial Advisory, Estate Planning, Alternative Investments, Fixed Annuities, Electronic Trading, Equities, Equity Trading, FINRA, Finance, Financial Markets, Risk Management, Securities, Trading
Education
Southern Connecticut State University 1993 — 1997
Accounting and Business/Management
Suzanne Riordan Suzanne Riordan's Smith Barney Experience July 2001 - July 2003
Job Real Estate Salesperson at Great Lakes Real Estate
Industry Newspapers
Experience
Great Lakes Real Estate June 2013 - Present
USA TODAY 2003 - 2013
Smith Barney July 2001 - July 2003
Grand Island Chamber of Commerce September 1999 - July 2001
J.Crew 1998 - 1999
Skills
Newspapers, Press Releases, Social Media, Media Relations, Social Media Marketing, Facebook, Marketing Communications, Customer Service, Event Management, Management, Sales, Marketing, PowerPoint, Selling, Social Networking
Education
SUNY Fredonia 1994 — 1998
Bachelor of Arts (B.A.), English
Great Lakes Real Estate June 2013 - Present
USA TODAY 2003 - 2013
Smith Barney July 2001 - July 2003
Grand Island Chamber of Commerce September 1999 - July 2001
J.Crew 1998 - 1999
Skills
Newspapers, Press Releases, Social Media, Media Relations, Social Media Marketing, Facebook, Marketing Communications, Customer Service, Event Management, Management, Sales, Marketing, PowerPoint, Selling, Social Networking
Education
SUNY Fredonia 1994 — 1998
Bachelor of Arts (B.A.), English
John Vreeburg, CFP® John Vreeburg, CFP®'s Smith Barney Experience 1989 - 1997
Job Vice President/Financial Advisor at Crowell, Weedon & Co., a division of D.A. Davidson & Co.
Industry Investment Management
Experience
Crowell, Weedon & Co., a division of D.A. Davidson & Co. January 2009 - Present
Rancho Santa Fe Historical Society January 2005 - Present
Financial Planning Association of San Diego January 2014 - December 2014
Banc of America Investment Services March 2003 - 2009
Wells Fargo Investments October 1997 - March 2003
Smith Barney 1989 - 1997
Skills
Wealth Management, Strategic Financial..., Retirement Planning, Estate Planning, Retirement, Finance, Securities, Financial Advisory, Insurance, Wealth, Wealth Management..., High Net Worth...
Education
College of Financial Planning 2003 — 2004
CFP Certification Professional Education Programs, Certified Financial Planner Designation
State University of New York College at Fredonia 1979 — 1983
BA, Economics
Crowell, Weedon & Co., a division of D.A. Davidson & Co. January 2009 - Present
Rancho Santa Fe Historical Society January 2005 - Present
Financial Planning Association of San Diego January 2014 - December 2014
Banc of America Investment Services March 2003 - 2009
Wells Fargo Investments October 1997 - March 2003
Smith Barney 1989 - 1997
Skills
Wealth Management, Strategic Financial..., Retirement Planning, Estate Planning, Retirement, Finance, Securities, Financial Advisory, Insurance, Wealth, Wealth Management..., High Net Worth...
Education
College of Financial Planning 2003 — 2004
CFP Certification Professional Education Programs, Certified Financial Planner Designation
State University of New York College at Fredonia 1979 — 1983
BA, Economics
Jason Stewart, CIMA Jason Stewart, CIMA's Smith Barney Experience 2000 - 2009
Job Vice President, Regional Director at Chartwell Investment Partners
Industry Financial Services
Experience
Chartwell Investment Partners 2012 - Present
Breathe California Golden Gate Public Health Partnership February 2011 - Present
Morgan Stanley Smith Barney January 2010 - April 2012
Smith Barney 2000 - 2009
Smith Barney November 1998 - November 2000
Smith Barney June 1997 - November 1998
Wells Fargo Bank April 1995 - June 1997
State Street Bank January 1994 - April 1995
Skills
Separately Managed..., Series 7, Asset Allocation, Alternative Investments, Wealth Management, Asset Managment, Investment Advisory, Mutual Funds, Investments, Series 63, Series 65, Portfolio Management, Equities, Investment Strategies, Hedge Funds, Investment Management, Financial Analysis, Asset Management
Education
Stanford University 1989 — 1993
BA, Economics
Redwood High School 1985 — 1989
Chartwell Investment Partners 2012 - Present
Breathe California Golden Gate Public Health Partnership February 2011 - Present
Morgan Stanley Smith Barney January 2010 - April 2012
Smith Barney 2000 - 2009
Smith Barney November 1998 - November 2000
Smith Barney June 1997 - November 1998
Wells Fargo Bank April 1995 - June 1997
State Street Bank January 1994 - April 1995
Skills
Separately Managed..., Series 7, Asset Allocation, Alternative Investments, Wealth Management, Asset Managment, Investment Advisory, Mutual Funds, Investments, Series 63, Series 65, Portfolio Management, Equities, Investment Strategies, Hedge Funds, Investment Management, Financial Analysis, Asset Management
Education
Stanford University 1989 — 1993
BA, Economics
Redwood High School 1985 — 1989
Phil Elam Phil Elam's Smith Barney Experience August 2004 - August 2006
Job Executive Director at Texas Recreational Vehicle Association
Industry Nonprofit Organization Management
Experience
Texas Recreational Vehicle Association April 2013 - Present
Phil Elam Consulting August 2006 - March 2013
Smith Barney August 2004 - August 2006
Morgan Keegan January 2000 - August 2004
Legg Mason October 1994 - January 2000
Texas Rental Association 1984 - 1994
Skills
Sales Management, Vendor Relations, Insurance, Management Consulting, Purchasing, Non-profits, Nonprofits, Program Management, Training, Marketing, Trade Shows, Convention Services, Strategic Planning, Affinity Groups, Alliance Creation, Operations Management, Business Development, Small Business, Public Speaking, Leadership Development, Recruiting, Entrepreneurship, Consulting, Sales, Employee Benefits, Start-ups, Investments, Strategic Partnerships, Strategy, Executive Management, New Business Development, Event Management, Public Relations, Non-profit Leadership
Education
St. Edward's University 1992 — 1994
Business Management
Stephen F. Austin State University 1971 — 1973
Business Management
Lee College 1970 — 1971
Business Management
Ross Sterling 1966 — 1970
Megargel Public Schools
Megargel Public Schools
Texas Recreational Vehicle Association April 2013 - Present
Phil Elam Consulting August 2006 - March 2013
Smith Barney August 2004 - August 2006
Morgan Keegan January 2000 - August 2004
Legg Mason October 1994 - January 2000
Texas Rental Association 1984 - 1994
Skills
Sales Management, Vendor Relations, Insurance, Management Consulting, Purchasing, Non-profits, Nonprofits, Program Management, Training, Marketing, Trade Shows, Convention Services, Strategic Planning, Affinity Groups, Alliance Creation, Operations Management, Business Development, Small Business, Public Speaking, Leadership Development, Recruiting, Entrepreneurship, Consulting, Sales, Employee Benefits, Start-ups, Investments, Strategic Partnerships, Strategy, Executive Management, New Business Development, Event Management, Public Relations, Non-profit Leadership
Education
St. Edward's University 1992 — 1994
Business Management
Stephen F. Austin State University 1971 — 1973
Business Management
Lee College 1970 — 1971
Business Management
Ross Sterling 1966 — 1970
Megargel Public Schools
Megargel Public Schools
Camie Stainbrook Camie Stainbrook's Smith Barney Experience June 2006 - January 2007
Job Independent Contractor
Industry Hospitality
Experience
Pixl Production 2013 - October 2013
Savoya Local 2010 - 2013
Savoya 2007 - 2010
Smith Barney June 2006 - January 2007
Skills
Event Planning, Marketing Communications, Logistics, Event Management, Event Marketing, Customer Service, Client Relationship..., Hospitality Industry, Management, Corporate Events, Marketing, Meeting Planning, Account Management, Hospitality, Trade Shows, Social Media Marketing
Education
Southern Methodist University - Cox School of Business
BBA, Finance
Pixl Production 2013 - October 2013
Savoya Local 2010 - 2013
Savoya 2007 - 2010
Smith Barney June 2006 - January 2007
Skills
Event Planning, Marketing Communications, Logistics, Event Management, Event Marketing, Customer Service, Client Relationship..., Hospitality Industry, Management, Corporate Events, Marketing, Meeting Planning, Account Management, Hospitality, Trade Shows, Social Media Marketing
Education
Southern Methodist University - Cox School of Business
BBA, Finance
Will Nalty Will Nalty's Smith Barney Experience June 1998 - May 2009
Job Financial Advisor at Raymond James
Industry Financial Services
Experience
Raymond James May 2009 - Present
Smith Barney June 1998 - May 2009
Whitney National Bank June 1996 - May 1998
Skills
Investments, Estate Planning, Retirement Planning, Insurance, Financial Advisory, Fixed Annuities, Securities, Finance, Banking, Financial Planners, Wealth Management..., FINRA, Wealth Management, Wealth, Portfolio Management, Strategic Planning, Financial Analysis, Mutual Funds, Series 7, Equities, Asset Allocation, Financial Services
Education
University of New Orleans 1995 — 1997
Master of Business Administration (MBA), Finance, General
Spring Hill College 1991 — 1995
Bachelor of Science (BS), Mathematics
Raymond James May 2009 - Present
Smith Barney June 1998 - May 2009
Whitney National Bank June 1996 - May 1998
Skills
Investments, Estate Planning, Retirement Planning, Insurance, Financial Advisory, Fixed Annuities, Securities, Finance, Banking, Financial Planners, Wealth Management..., FINRA, Wealth Management, Wealth, Portfolio Management, Strategic Planning, Financial Analysis, Mutual Funds, Series 7, Equities, Asset Allocation, Financial Services
Education
University of New Orleans 1995 — 1997
Master of Business Administration (MBA), Finance, General
Spring Hill College 1991 — 1995
Bachelor of Science (BS), Mathematics
Kristin Reynolds, CFA, CAIA Kristin Reynolds, CFA, CAIA's Smith Barney Experience May 1999 - October 2003
Job Partner, Endowments and Foundations Practice at NEPC, LLC
Industry Investment Management
Experience
NEPC October 2003 - Present
Smith Barney May 1999 - October 2003
Skills
Financial Markets, Investments, Dynamic Asset Allocation, Portfolio Construction, Governance, Due Diligence, Risk Management, Equities, Fixed Income, Alternative Investments, Hedge Funds, Private Equity, Fund Of Funds
Education
Simmons College - Simmons School of Management 2001 — 2003
MBA
Simmons College 1996 — 1999
BA, Finance and Economics
NEPC October 2003 - Present
Smith Barney May 1999 - October 2003
Skills
Financial Markets, Investments, Dynamic Asset Allocation, Portfolio Construction, Governance, Due Diligence, Risk Management, Equities, Fixed Income, Alternative Investments, Hedge Funds, Private Equity, Fund Of Funds
Education
Simmons College - Simmons School of Management 2001 — 2003
MBA
Simmons College 1996 — 1999
BA, Finance and Economics
Keith G. Drago Keith G. Drago's Smith Barney Experience April 1986 - February 2007
Job First Vice President, Investments at The Salem/Drago Investment Group of Raymond James
Industry Financial Services
Experience
The Salem/Drago Investment Group of Raymond James February 2007 - Present
Smith Barney April 1986 - February 2007
Merrill Lynch July 1978 - April 1986
Skills
Auditing, Process Improvement, Retirement income..., insurance review, Investment review and..., Asset Allocation, Estate Planning, Financial Planners, Stocks, Bonds, 401k, Investment Banking
Education
Spring Hill College 1975 — 1978
Bachelor's Degree, Accounting
University of Alabama 1974 — 1975
The Salem/Drago Investment Group of Raymond James February 2007 - Present
Smith Barney April 1986 - February 2007
Merrill Lynch July 1978 - April 1986
Skills
Auditing, Process Improvement, Retirement income..., insurance review, Investment review and..., Asset Allocation, Estate Planning, Financial Planners, Stocks, Bonds, 401k, Investment Banking
Education
Spring Hill College 1975 — 1978
Bachelor's Degree, Accounting
University of Alabama 1974 — 1975
Whitney Nystrom Whitney Nystrom's Smith Barney Experience January 2005 - October 2006
Job Senior Associate, Customer Advisory at PwC
Industry Management Consulting
Experience
PwC September 2014 - Present
PwC Consulting June 2013 - August 2013
Amegy Bank May 2012 - July 2012
Amegy Bank May 2011 - May 2012
Amegy Bank May 2010 - May 2011
Amegy Bank July 2009 - May 2010
Amegy Bank December 2008 - July 2009
Amegy Bank June 2007 - December 2008
Smith Barney January 2005 - October 2006
Mary Kay Inc. May 2006 - July 2006
Skills
Financial Analysis, Process Improvement, MS Excel Pivot Tables, Leadership, Financial Statement..., Business Objects, Adobe Professional, Data Analysis, Executive Reporting, Ad Hoc Reporting, Presentation Development, Business Intelligence, Visio, Business Analysis, Credit, Banking, Credit Risk, Loans, Commercial Lending, Underwriting, Business Process, Forecasting, Internal Controls, Management, Commercial Banking, Credit Analysis, Finance, Sarbanes-Oxley Act, Corporate Finance, Close Attention to..., Dependable Team Player, Teamwork
Education
Southern Methodist University - Cox School of Business 2012 — 2014
Master of Business Administration (MBA), Finance and Business Analytics, 3.8
Texas Christian University - M.J. Neeley School of Business 2003 — 2007
BBA, E Business, Finance
McKinney High School 1999 — 2003
PwC September 2014 - Present
PwC Consulting June 2013 - August 2013
Amegy Bank May 2012 - July 2012
Amegy Bank May 2011 - May 2012
Amegy Bank May 2010 - May 2011
Amegy Bank July 2009 - May 2010
Amegy Bank December 2008 - July 2009
Amegy Bank June 2007 - December 2008
Smith Barney January 2005 - October 2006
Mary Kay Inc. May 2006 - July 2006
Skills
Financial Analysis, Process Improvement, MS Excel Pivot Tables, Leadership, Financial Statement..., Business Objects, Adobe Professional, Data Analysis, Executive Reporting, Ad Hoc Reporting, Presentation Development, Business Intelligence, Visio, Business Analysis, Credit, Banking, Credit Risk, Loans, Commercial Lending, Underwriting, Business Process, Forecasting, Internal Controls, Management, Commercial Banking, Credit Analysis, Finance, Sarbanes-Oxley Act, Corporate Finance, Close Attention to..., Dependable Team Player, Teamwork
Education
Southern Methodist University - Cox School of Business 2012 — 2014
Master of Business Administration (MBA), Finance and Business Analytics, 3.8
Texas Christian University - M.J. Neeley School of Business 2003 — 2007
BBA, E Business, Finance
McKinney High School 1999 — 2003
Rick Lima's Smith Barney Experience 2007 - 2011
Job Vice PresidentInvestments at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS December 2011 - Present
Smith Barney 2007 - 2011
Education
The University of Dallas 2000 — 2002
MBA, Corporate Finance
Southern Methodist University 1990 — 1994
BS, Economics
Catholic High School
UBS December 2011 - Present
Smith Barney 2007 - 2011
Education
The University of Dallas 2000 — 2002
MBA, Corporate Finance
Southern Methodist University 1990 — 1994
BS, Economics
Catholic High School
Rosanna Vierra Rosanna Vierra's Smith Barney Experience April 2003 - July 2006
Job Account Manager at iQ 360, Inc.
Industry Public Relations and Communications
Experience
iQ 360, Inc. March 2015 - Present
Freelance July 2011 - March 2015
QuinStreet Inc November 2009 - July 2011
Crayhon Research, Inc October 2006 - May 2009
Smith Barney April 2003 - July 2006
Skills
Social Media, Editing, Blogging, SEO, Copy Editing, New Media, SEO copywriting, Marketing, Email Marketing, Social Media Marketing, Event Planning, Content Management, Editorial, Content Development, Newsletters, Event Management, Facebook, Web Content Management, E-commerce, Marketing Strategy, Google Analytics, WordPress, CMS, Direct Marketing, Content Strategy, Web Content, Publishing, Copywriting, Digital Media, Writing
Education
Smith College 2006 — 2009
Bachelor of Arts (B.A.), American Studies
iQ 360, Inc. March 2015 - Present
Freelance July 2011 - March 2015
QuinStreet Inc November 2009 - July 2011
Crayhon Research, Inc October 2006 - May 2009
Smith Barney April 2003 - July 2006
Skills
Social Media, Editing, Blogging, SEO, Copy Editing, New Media, SEO copywriting, Marketing, Email Marketing, Social Media Marketing, Event Planning, Content Management, Editorial, Content Development, Newsletters, Event Management, Facebook, Web Content Management, E-commerce, Marketing Strategy, Google Analytics, WordPress, CMS, Direct Marketing, Content Strategy, Web Content, Publishing, Copywriting, Digital Media, Writing
Education
Smith College 2006 — 2009
Bachelor of Arts (B.A.), American Studies
Tracie Weaver's Smith Barney Experience March 1994 - April 2004
Job Branch Administration Manager
Industry Investment Management
Experience
Live Oak Financial Group, LLC December 2009 - Present
Merrill Lynch May 2004 - November 2009
Smith Barney March 1994 - April 2004
AGC January 1992 - February 1994
Skills
Helping Clients Succeed, Microsoft Excel, Microsoft Word, Electronic Filing, Direct Marketing, System Administration, Mail Sorting, Organizing Meetings, Preparing Business Cases, Investment Strategies, Switchboard, Diary Management, Strategic Planning, Team Building, Customer Service, Microsoft Office, Sales Management, Public Speaking, Sales, Event Planning, Insurance
Education
Southeastern Louisiana University 1992 — 1993
Southeastern Louisiana University 1992 — 1993
Live Oak Financial Group, LLC December 2009 - Present
Merrill Lynch May 2004 - November 2009
Smith Barney March 1994 - April 2004
AGC January 1992 - February 1994
Skills
Helping Clients Succeed, Microsoft Excel, Microsoft Word, Electronic Filing, Direct Marketing, System Administration, Mail Sorting, Organizing Meetings, Preparing Business Cases, Investment Strategies, Switchboard, Diary Management, Strategic Planning, Team Building, Customer Service, Microsoft Office, Sales Management, Public Speaking, Sales, Event Planning, Insurance
Education
Southeastern Louisiana University 1992 — 1993
Southeastern Louisiana University 1992 — 1993
Scott Hammer's Smith Barney Experience November 2004 - May 2007
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC May 2012 - Present
Allstate Financial Services, LLC May 2007 - May 2012
Smith Barney November 2004 - May 2007
UBS February 2001 - November 2004
Donaldson, Lufkin & Jenrette August 1998 - February 2001
Fidelity Investments December 1994 - September 1997
Bear Stearns August 1993 - September 1994
Skills
Investments, Asset Allocation, Financial Analysis, Finance, Private Equity
Education
Southern Methodist University - Cox School of Business 1996 — 1998
Master of Business Administration (M.B.A.), Finance & Accounting
The University of Texas at Austin 1988 — 1992
Bachelor's Degree, Economics
Wells Fargo Advisors, LLC May 2012 - Present
Allstate Financial Services, LLC May 2007 - May 2012
Smith Barney November 2004 - May 2007
UBS February 2001 - November 2004
Donaldson, Lufkin & Jenrette August 1998 - February 2001
Fidelity Investments December 1994 - September 1997
Bear Stearns August 1993 - September 1994
Skills
Investments, Asset Allocation, Financial Analysis, Finance, Private Equity
Education
Southern Methodist University - Cox School of Business 1996 — 1998
Master of Business Administration (M.B.A.), Finance & Accounting
The University of Texas at Austin 1988 — 1992
Bachelor's Degree, Economics
Sundeep Vira's Smith Barney Experience 1992 - 1996
Job Director of Strategic Partnerships at Splash.org
Industry Nonprofit Organization Management
Experience
Splash.org September 2015 - Present
Greater Chicago Food Depository October 2014 - June 2015
World Toilet Organization February 2013 - May 2014
Oclaner Asset Management 2009 - 2012
Nuveen Investments 2002 - 2009
NWQ Investment Management 1996 - 2002
Smith Barney 1992 - 1996
Skills
Product Management, Nonprofits, Management, Marketing, Investments, Business Strategy, Asset Management, Business Development, Strategy, Start-ups, Entrepreneurship, Management Consulting, Strategic Planning, Marketing Strategy, New Business Development, Budgets, Project Management
Education
The University of Chicago Booth School of Business 2008 — 2010
Master of Business Administration (MBA), Business Administration and Management, General
St. Xavier's College 1984 — 1989
Bachelor's degree, Economics
Mayo College 1978 — 1984
High School/Secondary Diplomas and Certificates
Splash.org September 2015 - Present
Greater Chicago Food Depository October 2014 - June 2015
World Toilet Organization February 2013 - May 2014
Oclaner Asset Management 2009 - 2012
Nuveen Investments 2002 - 2009
NWQ Investment Management 1996 - 2002
Smith Barney 1992 - 1996
Skills
Product Management, Nonprofits, Management, Marketing, Investments, Business Strategy, Asset Management, Business Development, Strategy, Start-ups, Entrepreneurship, Management Consulting, Strategic Planning, Marketing Strategy, New Business Development, Budgets, Project Management
Education
The University of Chicago Booth School of Business 2008 — 2010
Master of Business Administration (MBA), Business Administration and Management, General
St. Xavier's College 1984 — 1989
Bachelor's degree, Economics
Mayo College 1978 — 1984
High School/Secondary Diplomas and Certificates
Brandon S. Wesley Brandon S. Wesley's Smith Barney Experience January 2006 - May 2006
Job Graduate Management Associate, Toyota Financial Services
Industry Financial Services
Experience
Toyota USA 2015 - Present
Cypress Equities June 2014 - September 2014
State Street December 2010 - June 2013
State Street February 2010 - December 2010
State Street February 2008 - February 2010
Gatton College of Business and Economics at the University of Kentucky May 2007 - December 2007
Merrill Lynch January 2007 - May 2007
Smith Barney January 2006 - May 2006
Skills
Hedge Funds, Equities, Financial Analysis, Bloomberg, Financial Reporting, Fixed Income, Accounting, Microsoft Excel, Microsoft Office, Bloomberg Terminal, Investments, Securities, Alternative Investments, Private Equity, Financial Modeling
Education
Southern Methodist University - Cox School of Business 2013 — 2015
Master of Business Administration (MBA), Finance and Strategy
University of Kentucky 2003 — 2007
Bachelor's Degree, Finance
Toyota USA 2015 - Present
Cypress Equities June 2014 - September 2014
State Street December 2010 - June 2013
State Street February 2010 - December 2010
State Street February 2008 - February 2010
Gatton College of Business and Economics at the University of Kentucky May 2007 - December 2007
Merrill Lynch January 2007 - May 2007
Smith Barney January 2006 - May 2006
Skills
Hedge Funds, Equities, Financial Analysis, Bloomberg, Financial Reporting, Fixed Income, Accounting, Microsoft Excel, Microsoft Office, Bloomberg Terminal, Investments, Securities, Alternative Investments, Private Equity, Financial Modeling
Education
Southern Methodist University - Cox School of Business 2013 — 2015
Master of Business Administration (MBA), Finance and Strategy
University of Kentucky 2003 — 2007
Bachelor's Degree, Finance
Will Gourd's Smith Barney Experience 1987 - 1994
Job Managing Director at UBS Financial Services, Inc.
Industry Banking
Experience
UBS Private Wealth Management September 2008 - Present
Lehman Brothers March 2005 - September 2008
JP Morgan Private Bank 1994 - March 2005
Smith Barney 1987 - 1994
Bankers Trust 1985 - 1987
Education
New York University - Leonard N. Stern School of Business 1987 — 1991
MBA, Finance
Skidmore College 1981 — 1985
Economics and Business
Suffield Acadamy 1978 — 1981
UBS Private Wealth Management September 2008 - Present
Lehman Brothers March 2005 - September 2008
JP Morgan Private Bank 1994 - March 2005
Smith Barney 1987 - 1994
Bankers Trust 1985 - 1987
Education
New York University - Leonard N. Stern School of Business 1987 — 1991
MBA, Finance
Skidmore College 1981 — 1985
Economics and Business
Suffield Acadamy 1978 — 1981
Derek Vance Derek Vance's Smith Barney Experience November 2005 - January 2009
Job Financial Advisor at UBS
Industry Financial Services
Experience
UBS January 2014 - Present
Thrivent Financial for Lutherans September 2012 - January 2014
KeyBank October 2011 - September 2012
Fifth Third Securities February 2009 - June 2010
Smith Barney November 2005 - January 2009
Skills
Finance, Retirement Planning, Series 7, Investment Advisory, Retirement, Series 63, Series 65, Asset Allocation, Wealth Management..., Investment Strategies, Strategic Financial..., Series 31
Education
Wright State University 2003 — 2005
Bachelor's degree, Organizational Leadership
Sinclair Community College 2000 — 2003
Associate's degree, Communication, General
UBS January 2014 - Present
Thrivent Financial for Lutherans September 2012 - January 2014
KeyBank October 2011 - September 2012
Fifth Third Securities February 2009 - June 2010
Smith Barney November 2005 - January 2009
Skills
Finance, Retirement Planning, Series 7, Investment Advisory, Retirement, Series 63, Series 65, Asset Allocation, Wealth Management..., Investment Strategies, Strategic Financial..., Series 31
Education
Wright State University 2003 — 2005
Bachelor's degree, Organizational Leadership
Sinclair Community College 2000 — 2003
Associate's degree, Communication, General
Deb LaFrancis Deb LaFrancis's Smith Barney Experience February 1998 - September 2003
Job Learning Professional at Citi
Industry Professional Training & Coaching
Experience
Citi 2010 - Present
LAF Consulting March 2009 - Present
Bank Of America August 2004 - February 2009
Citigroup 2003 - 2004
Smith Barney February 1998 - September 2003
Shawmut, FLeet Bank 1993 - 1997
Fleet Bank February 1990 - September 1993
Skills
Leadership Development, Leadership, Strategy, Coaching, Management, Human Resources, Sales, Program Development, Curriculum Design, Talent Management, Organizational..., Instructional Design
Education
Institute of Professional Empowerment Coaching 2008 — 2008
Certified Life Coach
Southern Connecticut State University 1976 — 1980
BS, Education
Citi 2010 - Present
LAF Consulting March 2009 - Present
Bank Of America August 2004 - February 2009
Citigroup 2003 - 2004
Smith Barney February 1998 - September 2003
Shawmut, FLeet Bank 1993 - 1997
Fleet Bank February 1990 - September 1993
Skills
Leadership Development, Leadership, Strategy, Coaching, Management, Human Resources, Sales, Program Development, Curriculum Design, Talent Management, Organizational..., Instructional Design
Education
Institute of Professional Empowerment Coaching 2008 — 2008
Certified Life Coach
Southern Connecticut State University 1976 — 1980
BS, Education
Doug Carnahan Doug Carnahan's Smith Barney Experience 1992 - 1996
Job Vice President at Citizens Financial Group
Industry Financial Services
Experience
Citizens Financial Group, Inc. November 2012 - Present
Wells Fargo Advisors LLC September 2010 - November 2012
Morgan Stanley Smith Barney August 1990 - September 2010
Smith Barney 1992 - 1996
Skills
Wealth Management..., Personal Financial..., Retirement Planning, Estate Planning, Lending, Insurance, Risk Management, Investment Management, Equities, Fixed Income, Separately Managed..., Mutual Funds, Variable Annuities, Fixed Annuities, Public Speaking, Series 63, Series 7, Series 65, Alternative Investments, Financial Advisory, Retirement, Portfolio Management, Financial Services, High Net Worth..., Retirement Plan..., Wealth Accumulation, Asset Management, Wealth Management, Investment Advisory
Education
State University of New York at New Paltz 1985 — 1989
Bachelor's Degree, Finance, Economics
Citizens Financial Group, Inc. November 2012 - Present
Wells Fargo Advisors LLC September 2010 - November 2012
Morgan Stanley Smith Barney August 1990 - September 2010
Smith Barney 1992 - 1996
Skills
Wealth Management..., Personal Financial..., Retirement Planning, Estate Planning, Lending, Insurance, Risk Management, Investment Management, Equities, Fixed Income, Separately Managed..., Mutual Funds, Variable Annuities, Fixed Annuities, Public Speaking, Series 63, Series 7, Series 65, Alternative Investments, Financial Advisory, Retirement, Portfolio Management, Financial Services, High Net Worth..., Retirement Plan..., Wealth Accumulation, Asset Management, Wealth Management, Investment Advisory
Education
State University of New York at New Paltz 1985 — 1989
Bachelor's Degree, Finance, Economics
Robert Kinsey Robert Kinsey's Smith Barney Experience June 1980 - June 1984
Job Managing Director & Client Portfolio Manager at MacKay Shields LLC
Industry Financial Services
Experience
MacKay Shields LLC March 2015 - Present
OppenheimerFunds August 2010 - February 2015
ING Investment Management March 1999 - May 2010
Federated Investors January 1995 - March 1999
Harris Investment Management June 1992 - January 1995
First City Trust Dept April 1986 - July 1992
Smith Barney June 1980 - June 1984
Skills
Mutual Funds, Relationship Management, High Yield, ABS, Government Bonds, Emerging Markets, Debt, Asset, Loans, Hedge Funds, Fixed Income, Portfolio Management, Investment Strategies, Derivatives, Series 7, Investments, Bonds, Institutional..., Financial Services, Alternative Investments, Investment Banking, Series 63, Asset Management, Wealth Management, Structured Products, Separately Managed..., Asset Allocation, Capital Markets, ETFs, Financial Markets, Valuation, Investment Advisory, Investment Management, Securities
Education
UCLA Anderson School of Management 1984 — 1986
MBA, Finance
Stanford University 1976 — 1980
BA, Political Science
STA 1972 — 1976
MacKay Shields LLC March 2015 - Present
OppenheimerFunds August 2010 - February 2015
ING Investment Management March 1999 - May 2010
Federated Investors January 1995 - March 1999
Harris Investment Management June 1992 - January 1995
First City Trust Dept April 1986 - July 1992
Smith Barney June 1980 - June 1984
Skills
Mutual Funds, Relationship Management, High Yield, ABS, Government Bonds, Emerging Markets, Debt, Asset, Loans, Hedge Funds, Fixed Income, Portfolio Management, Investment Strategies, Derivatives, Series 7, Investments, Bonds, Institutional..., Financial Services, Alternative Investments, Investment Banking, Series 63, Asset Management, Wealth Management, Structured Products, Separately Managed..., Asset Allocation, Capital Markets, ETFs, Financial Markets, Valuation, Investment Advisory, Investment Management, Securities
Education
UCLA Anderson School of Management 1984 — 1986
MBA, Finance
Stanford University 1976 — 1980
BA, Political Science
STA 1972 — 1976
Tom Dunleavy Tom Dunleavy's Smith Barney Experience October 2003 - June 2005
Job First Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors April 2012 - Present
UBS Financial Services Inc July 2005 - April 2012
Smith Barney October 2003 - June 2005
Prudential Securities March 1985 - September 2001
Skills
Investments, Retirement Planning, Mutual Funds, Equities, Fixed Income, Capital Markets, Risk Management, Options, Estate Strategies
Education
Southern Connecticut State University 1982 — 1985
BS, Business Economics
Wells Fargo Advisors April 2012 - Present
UBS Financial Services Inc July 2005 - April 2012
Smith Barney October 2003 - June 2005
Prudential Securities March 1985 - September 2001
Skills
Investments, Retirement Planning, Mutual Funds, Equities, Fixed Income, Capital Markets, Risk Management, Options, Estate Strategies
Education
Southern Connecticut State University 1982 — 1985
BS, Business Economics
Jeremy Vaught Jeremy Vaught's Smith Barney Experience March 2007 - May 2008
Job Vendor Relationship Manager
Industry Financial Services
Experience
Wells Fargo Advisors September 2008 - Present
Smith Barney March 2007 - May 2008
Advanced Financial Services June 2005 - April 2007
Paychex March 2004 - June 2005
McGregor & Associates 2002 - 2003
Skills
Business Analysis, Process Improvement, Project Management, Analysis, Leadership, SharePoint, Software Documentation, Management, Vendor Management, Risk Management, Financial Services, Financial Analysis, CRM
Education
Southern Illinois University, Edwardsville 2014 — 2018
Master of Business Administration (M.B.A.), Business Administration, Management and Operations
Southeast Missouri State University - Harrison College of Business 1998 — 2002
Bachelor of Science (BS), Business, Management, Marketing, and Related Support Services
Wells Fargo Advisors September 2008 - Present
Smith Barney March 2007 - May 2008
Advanced Financial Services June 2005 - April 2007
Paychex March 2004 - June 2005
McGregor & Associates 2002 - 2003
Skills
Business Analysis, Process Improvement, Project Management, Analysis, Leadership, SharePoint, Software Documentation, Management, Vendor Management, Risk Management, Financial Services, Financial Analysis, CRM
Education
Southern Illinois University, Edwardsville 2014 — 2018
Master of Business Administration (M.B.A.), Business Administration, Management and Operations
Southeast Missouri State University - Harrison College of Business 1998 — 2002
Bachelor of Science (BS), Business, Management, Marketing, and Related Support Services
Brittany Richards's Smith Barney Experience June 2006 - August 2006
Job HRIS Analyst at Kaleida Health
Industry Hospital & Health Care
Experience
Kaleida Health September 2012 - Present
Kaleida Health March 2010 - September 2012
Citi September 2007 - February 2010
Smith Barney June 2006 - August 2006
Skills
Lawson HRIS, HRIS Reporting Analysis, OBIEE, Kronos, Talent Management, Healthcare, Banking
Education
State University of New York College at Fredonia 2003 — 2007
Bachelor of Science (BS), Business Administration, Finance and Management, Minor in Economics
Kaleida Health September 2012 - Present
Kaleida Health March 2010 - September 2012
Citi September 2007 - February 2010
Smith Barney June 2006 - August 2006
Skills
Lawson HRIS, HRIS Reporting Analysis, OBIEE, Kronos, Talent Management, Healthcare, Banking
Education
State University of New York College at Fredonia 2003 — 2007
Bachelor of Science (BS), Business Administration, Finance and Management, Minor in Economics
Jason Artof, CFP® Jason Artof, CFP®'s Smith Barney Experience February 2005 - May 2011
Job Partner Director at Artiea Capital Management
Industry Financial Services
Experience
Artiea Capital Management May 2011 - Present
Smith Barney February 2005 - May 2011
Glaukos Corporation May 2004 - February 2005
3F Therapeutics May 1999 - May 2004
Skills
Investments, Retirement Planning, Strategic Financial..., Asset Allocation, Portfolio Management, Finance, Investment Management, Financial Services, Investment Strategies, Financial Advisory, Securities, Fixed-Income Securities, Financial Planning
Education
Stanford University 1997 — 1998
Master of Science (M.S.), Mechanical Engineering
UC Irvine 1992 — 1998
Bachelor of Science (B.S.), Mechanical Engineering
Agoura High School
LACES
Artiea Capital Management May 2011 - Present
Smith Barney February 2005 - May 2011
Glaukos Corporation May 2004 - February 2005
3F Therapeutics May 1999 - May 2004
Skills
Investments, Retirement Planning, Strategic Financial..., Asset Allocation, Portfolio Management, Finance, Investment Management, Financial Services, Investment Strategies, Financial Advisory, Securities, Fixed-Income Securities, Financial Planning
Education
Stanford University 1997 — 1998
Master of Science (M.S.), Mechanical Engineering
UC Irvine 1992 — 1998
Bachelor of Science (B.S.), Mechanical Engineering
Agoura High School
LACES
D. Scott Bedford D. Scott Bedford's Smith Barney Experience 1993 - 2009
Job Branch Manager/Financial Advisor at Raymond James Financial Services Inc
Industry Financial Services
Experience
Raymond James Financial Services Inc Member FINRA/SIPC 2009 - Present
Smith Barney 1993 - 2009
Dean Witter Reynolds Inc. 1983 - 1993
Skills
Series 7, Wealth Management, Retirement Planning, Mutual Funds, Securities, Strategic Financial..., Investments, Asset Allocation, Series 63, Investment Advisory, Portfolio Management, Retirement, Financial Advisory, Asset Management, Equities
Education
Southern Methodist University 1979 — 1983
B.S.in Business, Marketing, Minor in Economics
Raymond James Financial Services Inc Member FINRA/SIPC 2009 - Present
Smith Barney 1993 - 2009
Dean Witter Reynolds Inc. 1983 - 1993
Skills
Series 7, Wealth Management, Retirement Planning, Mutual Funds, Securities, Strategic Financial..., Investments, Asset Allocation, Series 63, Investment Advisory, Portfolio Management, Retirement, Financial Advisory, Asset Management, Equities
Education
Southern Methodist University 1979 — 1983
B.S.in Business, Marketing, Minor in Economics
Glen Gabrielson - MBA, CLTC Glen Gabrielson - MBA, CLTC's Smith Barney Experience 2006 - 2008
Job FSA West Central Market at State Farm
Industry Financial Services
Experience
State Farm September 2014 - Present
MassMutual Financial Group April 2013 - Present
NYLIFE Securities LLC July 2011 - April 2013
Raymond James & Associates 2009 - February 2011
Smith Barney 2006 - 2008
Conseco 2005 - 2006
Woodmen of the World Life Insurance 2002 - 2005
ASA Solutions 1999 - 2001
US West Communications 1979 - 1997
Skills
Insurance, Retirement, Strategic Financial..., Investments, Financial Analysis, Retirement Planning, Fixed Annuities, Mutual Funds, Life Insurance, Series 7, Wealth Management, Long-term Care, Disability Insurance, Health Insurance, Sales, Estate Planning, 401k, Series 63, Risk Management, IRAs, Employee Benefits, Finance, Management, Small Business, Financial Services, Securities, Financial Advisory, Forecasting, Asset Allocation, Series 6, Investment Advisory, Portfolio Management, Uniform Combined State..., Asset Management, Financial Planners, Term Life Insurance, Wealth, 401k Rollovers, Long Term Care Insurance, Series 65, FINRA, Investment Strategies, Mortgage Lending, Wealth Management..., Roth IRA, Whole Life, Equities, Alternative Investments, Investment Management, Relationship Management
Education
University of Nebraska - Omaha
MBA, Business Administration and Management, General
St. Anthony Village High
St. Olaf College
BA, Economics
State Farm September 2014 - Present
MassMutual Financial Group April 2013 - Present
NYLIFE Securities LLC July 2011 - April 2013
Raymond James & Associates 2009 - February 2011
Smith Barney 2006 - 2008
Conseco 2005 - 2006
Woodmen of the World Life Insurance 2002 - 2005
ASA Solutions 1999 - 2001
US West Communications 1979 - 1997
Skills
Insurance, Retirement, Strategic Financial..., Investments, Financial Analysis, Retirement Planning, Fixed Annuities, Mutual Funds, Life Insurance, Series 7, Wealth Management, Long-term Care, Disability Insurance, Health Insurance, Sales, Estate Planning, 401k, Series 63, Risk Management, IRAs, Employee Benefits, Finance, Management, Small Business, Financial Services, Securities, Financial Advisory, Forecasting, Asset Allocation, Series 6, Investment Advisory, Portfolio Management, Uniform Combined State..., Asset Management, Financial Planners, Term Life Insurance, Wealth, 401k Rollovers, Long Term Care Insurance, Series 65, FINRA, Investment Strategies, Mortgage Lending, Wealth Management..., Roth IRA, Whole Life, Equities, Alternative Investments, Investment Management, Relationship Management
Education
University of Nebraska - Omaha
MBA, Business Administration and Management, General
St. Anthony Village High
St. Olaf College
BA, Economics
Christine (Gonzalez) Olivera Christine (Gonzalez) Olivera's Smith Barney Experience June 1999 - January 2005
Job AVP, Account Services Manager at Legg Mason
Industry Financial Services
Experience
Legg Mason January 2005 - Present
Smith Barney June 1999 - January 2005
Education
Smith College 1995 — 1999
Bachelor of Arts, English Language and Literature
Fox Lane High School
Legg Mason January 2005 - Present
Smith Barney June 1999 - January 2005
Education
Smith College 1995 — 1999
Bachelor of Arts, English Language and Literature
Fox Lane High School
Ronnie Powell, CFP® Ronnie Powell, CFP®'s Smith Barney Experience October 2002 - October 2006
Job Region President and Managing Director with Northern Trust
Industry Financial Services
Experience
Northern Trust October 2006 - Present
Smith Barney October 2002 - October 2006
Merrill Lynch 1994 - 2002
Skills
Wealth Management..., Retirement Planning, Investment Management, Series 63, Series 7, Finance, Banking, Financial Services, Business Strategy, Private Banking, Strategic Financial..., Personal Finance, Portfolio Management, Asset Management, Wealth Management, Securities, Financial Planning
Education
Southern Methodist University - Cox School of Business 1988 — 1992
BBA, General Business
Northern Trust October 2006 - Present
Smith Barney October 2002 - October 2006
Merrill Lynch 1994 - 2002
Skills
Wealth Management..., Retirement Planning, Investment Management, Series 63, Series 7, Finance, Banking, Financial Services, Business Strategy, Private Banking, Strategic Financial..., Personal Finance, Portfolio Management, Asset Management, Wealth Management, Securities, Financial Planning
Education
Southern Methodist University - Cox School of Business 1988 — 1992
BBA, General Business
Brian Gallagher Brian Gallagher's Smith Barney Experience January 2000 - May 2006
Job VP Commercial and Head of North American Producers and Client Relationship Management
Industry Financial Services
Experience
A Dominant Global Dutch Clearing entity, a leader in exchange traded derivatives and securities January 2012 - Present
Calvary Cross and Associates August 2010 - July 2013
DeJohn Advisory Team January 2010 - July 2013
CCM Financial Services, an Introducing Broker January 2010 - December 2011
MF Global Inc. March 2008 - March 2010
RGCC 1993 - 2010
Smith Barney January 2000 - May 2006
Citigroup/Smith Barney January 2000 - May 2006
Prudential Securities 1988 - 2000
Barnes &Co 1985 - 1990
Skills
Securities, Equities, Options, Investments, Commodity, FINRA, Wealth Management, Trading, Fixed Income, IRAs, Bonds, Technical Analysis, Investment Advisory, FX trading, Guaranteed Lifetime..., Qualified Retirement..., Finance, Alternative Investments, Sales Process, Retirement Plan..., Hedge Funds, ETFs, Series 63, Trading Systems, Retirement Planning, Organizational..., Corporate Communications, Charities, Bloomberg, Insurance, Life Insurance, Investment Strategies, Biblical Studies, Licensed to Sell..., IRA Rollover and 401k..., Golf Enthusiast, Charitable Giving, Clearing, Retirement Planning..., Identity Theft..., CTA Service and..., Clearing Services Expert, Skeet and Sporting..., Rugby Enthusiast, Commodities, Family Practice, Golf, Weight Training, Financial Services, Management
Education
Southern Illinois University, Carbondale 1978 — 1983
BS Political Science and Speech Communications, History
Saint Viator High School 1974 — 1978
High School Diploma, Business/History focus
Securities Training Corp
Series 3,7, 63
A Dominant Global Dutch Clearing entity, a leader in exchange traded derivatives and securities January 2012 - Present
Calvary Cross and Associates August 2010 - July 2013
DeJohn Advisory Team January 2010 - July 2013
CCM Financial Services, an Introducing Broker January 2010 - December 2011
MF Global Inc. March 2008 - March 2010
RGCC 1993 - 2010
Smith Barney January 2000 - May 2006
Citigroup/Smith Barney January 2000 - May 2006
Prudential Securities 1988 - 2000
Barnes &Co 1985 - 1990
Skills
Securities, Equities, Options, Investments, Commodity, FINRA, Wealth Management, Trading, Fixed Income, IRAs, Bonds, Technical Analysis, Investment Advisory, FX trading, Guaranteed Lifetime..., Qualified Retirement..., Finance, Alternative Investments, Sales Process, Retirement Plan..., Hedge Funds, ETFs, Series 63, Trading Systems, Retirement Planning, Organizational..., Corporate Communications, Charities, Bloomberg, Insurance, Life Insurance, Investment Strategies, Biblical Studies, Licensed to Sell..., IRA Rollover and 401k..., Golf Enthusiast, Charitable Giving, Clearing, Retirement Planning..., Identity Theft..., CTA Service and..., Clearing Services Expert, Skeet and Sporting..., Rugby Enthusiast, Commodities, Family Practice, Golf, Weight Training, Financial Services, Management
Education
Southern Illinois University, Carbondale 1978 — 1983
BS Political Science and Speech Communications, History
Saint Viator High School 1974 — 1978
High School Diploma, Business/History focus
Securities Training Corp
Series 3,7, 63
David Sharon David Sharon's Smith Barney Experience July 2008 - December 2008
Job MBA Candidate at Stanford, Class of 2015
Industry Internet
Experience
Facebook June 2014 - September 2014
The Boston Consulting Group August 2012 - July 2013
The Boston Consulting Group August 2010 - July 2012
Ouffer.com January 2010 - August 2010
Insight Venture Partners June 2009 - August 2009
NYU Stern School of Business December 2008 - May 2009
Smith Barney July 2008 - December 2008
MASA Israel Journey 2008 - 2008
Royal Bank of Canada Capital Markets September 2007 - December 2007
Education
Stanford University Graduate School of Business 2013 — 2015
Master of Business Administration (MBA)
New York University - Leonard N. Stern School of Business 2006 — 2010
Bachelor of Science, Finance and International Business
Facebook June 2014 - September 2014
The Boston Consulting Group August 2012 - July 2013
The Boston Consulting Group August 2010 - July 2012
Ouffer.com January 2010 - August 2010
Insight Venture Partners June 2009 - August 2009
NYU Stern School of Business December 2008 - May 2009
Smith Barney July 2008 - December 2008
MASA Israel Journey 2008 - 2008
Royal Bank of Canada Capital Markets September 2007 - December 2007
Education
Stanford University Graduate School of Business 2013 — 2015
Master of Business Administration (MBA)
New York University - Leonard N. Stern School of Business 2006 — 2010
Bachelor of Science, Finance and International Business
Pamela Nichols Pamela Nichols's Smith Barney Experience November 1993 - April 2000
Job
Industry Financial Services
Experience
Wells Fargo Advisors, LLC February 2015 - Present
Wells Fargo Advisors, LLC January 2011 - January 2015
Wells Fargo Advisors, LLC January 2010 - December 2010
Wells Fargo Advisors, LLC July 2009 - December 2009
Wells Fargo Advisors, LLC July 2007 - July 2009
UBS Financial Services April 2000 - July 2007
Smith Barney November 1993 - April 2000
Skills
Wealth Management, Investments, Mutual Funds, Securities, Retirement Planning, Strategic Planning, Financial Services, Asset Allocation
Education
Simmons College 1989 — 1993
BA, Management, Marketing
Duxbury High School
Wells Fargo Advisors, LLC February 2015 - Present
Wells Fargo Advisors, LLC January 2011 - January 2015
Wells Fargo Advisors, LLC January 2010 - December 2010
Wells Fargo Advisors, LLC July 2009 - December 2009
Wells Fargo Advisors, LLC July 2007 - July 2009
UBS Financial Services April 2000 - July 2007
Smith Barney November 1993 - April 2000
Skills
Wealth Management, Investments, Mutual Funds, Securities, Retirement Planning, Strategic Planning, Financial Services, Asset Allocation
Education
Simmons College 1989 — 1993
BA, Management, Marketing
Duxbury High School
Joe Rodriguez Joe Rodriguez's Smith Barney Experience January 2000 - January 2001
Job
Industry Information Technology and Services
Experience
Take-Two Interactive Software, Inc. April 2015 - Present
MarketAxess September 2013 - April 2015
Patch.com (Aol) May 2011 - September 2013
CBS Corporation August 2007 - May 2011
Citi Group June 2005 - August 2007
Citi Group December 2003 - June 2005
Smith Barney January 2000 - January 2001
Skills
Servers, Active Directory, Troubleshooting, OS X, System Administration, Scripting, Windows Server, Mac, Microsoft Exchange, Windows, SCCM, DNS, Technical Support, Windows 8, Integration, ITIL, Microsoft Office, Windows 7, VMware ESX, VMware, Powershell, Cost Reduction, Python, Technical Writing, Software Documentation, Project Management, Group Policy, System Automation, Cisco Certified, Google Apps, PowerCLI, 2008 R2, Mac OS X, CentOS, Shell Scripting, Windows XP, Administration, Process Development, DeployStudio, Postini, Cisco Technologies, Cisco IOS, Cisco Routers, Switches, TCP/IP, CCNA, vSphere, DHCP, Inventory Management, Virtualization
Education
St. Francis College 2002 — 2005
BS, Liberal Arts
Stony Brook University
Take-Two Interactive Software, Inc. April 2015 - Present
MarketAxess September 2013 - April 2015
Patch.com (Aol) May 2011 - September 2013
CBS Corporation August 2007 - May 2011
Citi Group June 2005 - August 2007
Citi Group December 2003 - June 2005
Smith Barney January 2000 - January 2001
Skills
Servers, Active Directory, Troubleshooting, OS X, System Administration, Scripting, Windows Server, Mac, Microsoft Exchange, Windows, SCCM, DNS, Technical Support, Windows 8, Integration, ITIL, Microsoft Office, Windows 7, VMware ESX, VMware, Powershell, Cost Reduction, Python, Technical Writing, Software Documentation, Project Management, Group Policy, System Automation, Cisco Certified, Google Apps, PowerCLI, 2008 R2, Mac OS X, CentOS, Shell Scripting, Windows XP, Administration, Process Development, DeployStudio, Postini, Cisco Technologies, Cisco IOS, Cisco Routers, Switches, TCP/IP, CCNA, vSphere, DHCP, Inventory Management, Virtualization
Education
St. Francis College 2002 — 2005
BS, Liberal Arts
Stony Brook University
Jay Cross Jay Cross's Smith Barney Experience Financial AdvisorEdward JonesJune 2001 - December 2006
Job Financial Advisor at Smith Barney
Industry Financial Services
Experience
Smith Barney Financial AdvisorEdward JonesJune 2001 - December 2006
Fidelity Investments November 1994 - December 1999
Education
Southern New Hampshire University 1986 — 1990
Smith Barney Financial AdvisorEdward JonesJune 2001 - December 2006
Fidelity Investments November 1994 - December 1999
Education
Southern New Hampshire University 1986 — 1990
Anthony Pastore's Smith Barney Experience October 1997 - March 2000
Job Director, WMA OnAir at UBS
Industry Financial Services
Experience
UBS April 2012 - Present
Morgan Stanley Smith Barney March 2011 - February 2012
Morgan Stanley Smith Barney / Citi Smith Barney May 2003 - March 2011
Citi Smith Barney March 2000 - May 2003
Smith Barney October 1997 - March 2000
Skills
Series 7, Business Development, Professional Development, New Business Development, Financial Markets, Training & Development, Public Speaking, Communication, Customer Presentations, Creative Strategy, Client Retention, Client Engagement, Client Services, Product Marketing, Business Relationship..., Broadcast, Radio Broadcasting, Media Production, Bloomberg Terminal, Microsoft Office, SharePoint, CRM software, Financial Services, Customer Retention, Management, Customer Engagement, Marketing, Employee Training, Finance, Relationship Management, Securities, Mutual Funds, Wealth Management, Series 63, Capital Markets, Investments, Alternative Investments, Fixed Income, Portfolio Management, CRM
Education
State University of New York at New Paltz 1994 — 1995
Bachelor of Arts, Theater Arts / Theatre Management
Westchester Community College 1991 — 1993
Associate of Arts, Business Management & Adminstration
UBS April 2012 - Present
Morgan Stanley Smith Barney March 2011 - February 2012
Morgan Stanley Smith Barney / Citi Smith Barney May 2003 - March 2011
Citi Smith Barney March 2000 - May 2003
Smith Barney October 1997 - March 2000
Skills
Series 7, Business Development, Professional Development, New Business Development, Financial Markets, Training & Development, Public Speaking, Communication, Customer Presentations, Creative Strategy, Client Retention, Client Engagement, Client Services, Product Marketing, Business Relationship..., Broadcast, Radio Broadcasting, Media Production, Bloomberg Terminal, Microsoft Office, SharePoint, CRM software, Financial Services, Customer Retention, Management, Customer Engagement, Marketing, Employee Training, Finance, Relationship Management, Securities, Mutual Funds, Wealth Management, Series 63, Capital Markets, Investments, Alternative Investments, Fixed Income, Portfolio Management, CRM
Education
State University of New York at New Paltz 1994 — 1995
Bachelor of Arts, Theater Arts / Theatre Management
Westchester Community College 1991 — 1993
Associate of Arts, Business Management & Adminstration
Suzanne Gardner Suzanne Gardner's Smith Barney Experience December 2004 - January 2010
Job Regional Support Center Manager, Vice President at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC November 2014 - Present
Wells Fargo Advisors, LLC November 2012 - November 2014
Morgan Stanley Smith Barney January 2010 - October 2012
Smith Barney December 2004 - January 2010
Smith Barney February 2003 - December 2004
Skills
Series 9/10, Series 7, Series 63, Series 65, Series 3, Wealth Management, Retirement Planning, Asset Allocation, Mutual Funds, Portfolio Management, Alternative Investments, Investment Advisory, Securities, Investments, Equities
Education
Southern Methodist University 1991 — 1995
Bachelor of Arts (BA), Psychology
Wells Fargo Advisors, LLC November 2014 - Present
Wells Fargo Advisors, LLC November 2012 - November 2014
Morgan Stanley Smith Barney January 2010 - October 2012
Smith Barney December 2004 - January 2010
Smith Barney February 2003 - December 2004
Skills
Series 9/10, Series 7, Series 63, Series 65, Series 3, Wealth Management, Retirement Planning, Asset Allocation, Mutual Funds, Portfolio Management, Alternative Investments, Investment Advisory, Securities, Investments, Equities
Education
Southern Methodist University 1991 — 1995
Bachelor of Arts (BA), Psychology
Claudio Rodriguez Claudio Rodriguez's Smith Barney Experience 1995 - 1996
Job Senior Manager at Deloitte
Industry Financial Services
Experience
Deloitte 2013 - Present
Morgan Stanley 2005 - 2013
Bear Stearns 1997 - 2005
Speer, Leeds & Kellogg 1996 - 1997
Smith Barney 1995 - 1996
Bear Stearns 1992 - 1995
Skills
FINRA Series 27, Regulatory Reporting, Basel I, Basel II, Basel III, 15c3-1, 15c3-3, FINRA, Regulatory Capital, Banking, Market Risk, Equities, Operational Risk, Financial Regulation, Fixed Income, Capital Markets, Finance, Credit Derivatives, Structured Products, Hedge Funds, Investment Banking, Prime Brokerage, Enterprise Risk..., Governance, Securitization, Financial Analysis, Risk Management
Education
St. Francis College
Bachelor of Science, Double Major - Accounting and Business Management specializing in Finance
Xavier High School
Deloitte 2013 - Present
Morgan Stanley 2005 - 2013
Bear Stearns 1997 - 2005
Speer, Leeds & Kellogg 1996 - 1997
Smith Barney 1995 - 1996
Bear Stearns 1992 - 1995
Skills
FINRA Series 27, Regulatory Reporting, Basel I, Basel II, Basel III, 15c3-1, 15c3-3, FINRA, Regulatory Capital, Banking, Market Risk, Equities, Operational Risk, Financial Regulation, Fixed Income, Capital Markets, Finance, Credit Derivatives, Structured Products, Hedge Funds, Investment Banking, Prime Brokerage, Enterprise Risk..., Governance, Securitization, Financial Analysis, Risk Management
Education
St. Francis College
Bachelor of Science, Double Major - Accounting and Business Management specializing in Finance
Xavier High School
David B. Kimerling, CIMA® David B. Kimerling, CIMA®'s Smith Barney Experience 1996 - 1998
Job VP, Regional Consultant, SPDRs Sales Team at State Street Global Advisors
Industry Investment Management
Experience
State Street October 2013 - Present
BlackRock 2008 - 2012
The Vanguard Group 2005 - 2008
Morgan Stanley 2000 - 2005
SSB Citi Asset Management 1998 - 2000
Smith Barney 1996 - 1998
Bonnie White Uniforms 1992 - 1996
IBM 1989 - 1992
Skills
Series 7, Series 63, Series 65, Sales, ETFs, Equities, Fixed Income, Indexing, Index Funds, Mutual Funds, Separately Managed..., Alternative Investments, Structured Products, Unit Trusts, Capital Markets, Investments, Asset Managment, Investment Management, Portfolio Management, Investment Advisory, Financial Advisory, Wealth Management, Financial Services, High Net Worth..., Relationship Management, Territory Management, Institutional Sales, Consulting, Business Development, CIMA, Asset Allocation, Brokerage, Sales Execution, Innovation, FINRA, Hedge Funds, Asset Management, Securities, Finance, Investment Banking, Investment Strategies, Equity Research, Wealth, Bonds, Wealth Management..., Bloomberg, Financial Markets
Education
Southern New Hampshire University
B.S., Cum Laude
Stanford University Graduate School of Business
University of Pennsylvania - The Wharton School
CIMA ®
State Street October 2013 - Present
BlackRock 2008 - 2012
The Vanguard Group 2005 - 2008
Morgan Stanley 2000 - 2005
SSB Citi Asset Management 1998 - 2000
Smith Barney 1996 - 1998
Bonnie White Uniforms 1992 - 1996
IBM 1989 - 1992
Skills
Series 7, Series 63, Series 65, Sales, ETFs, Equities, Fixed Income, Indexing, Index Funds, Mutual Funds, Separately Managed..., Alternative Investments, Structured Products, Unit Trusts, Capital Markets, Investments, Asset Managment, Investment Management, Portfolio Management, Investment Advisory, Financial Advisory, Wealth Management, Financial Services, High Net Worth..., Relationship Management, Territory Management, Institutional Sales, Consulting, Business Development, CIMA, Asset Allocation, Brokerage, Sales Execution, Innovation, FINRA, Hedge Funds, Asset Management, Securities, Finance, Investment Banking, Investment Strategies, Equity Research, Wealth, Bonds, Wealth Management..., Bloomberg, Financial Markets
Education
Southern New Hampshire University
B.S., Cum Laude
Stanford University Graduate School of Business
University of Pennsylvania - The Wharton School
CIMA ®
Jeff Burnham's Smith Barney Experience May 2000 - October 2002
Job Financial Consultant at Citizens Financial Group, Inc.
Industry Financial Services
Experience
Citizens Financial Group, Inc. October 2014 - Present
Merrill Lynch October 2010 - October 2014
Citizens Bank September 2009 - October 2010
Bank of America August 2006 - April 2009
Smith Barney May 2000 - October 2002
Paine Webber December 1996 - May 2000
Skills
Series 7, Retirement Planning, Securities, Mortgage, Wealth Management, Credit, Investments, Banking, Retirement, Insurance, Mutual Funds, Series 66, Financial Services, Investment Advisory, Asset Allocation, Relationship Management, Financial Advisory, Uniform Combined State..., Finance, Series 63, Mortgage Lending, Portfolio Management, Loans, Financial Planning, Asset Management, Financial Analysis, Management, Retail Banking, Risk Management, Fixed Income, Equities, Consumer Lending, Loan Origination, Small Business Lending, Wealth Management...
Education
University of Massachusetts Boston 1995 — 1998
MBA, Finance
Siena College 1976 — 1980
Bachelor's Degree, Psychology
Citizens Financial Group, Inc. October 2014 - Present
Merrill Lynch October 2010 - October 2014
Citizens Bank September 2009 - October 2010
Bank of America August 2006 - April 2009
Smith Barney May 2000 - October 2002
Paine Webber December 1996 - May 2000
Skills
Series 7, Retirement Planning, Securities, Mortgage, Wealth Management, Credit, Investments, Banking, Retirement, Insurance, Mutual Funds, Series 66, Financial Services, Investment Advisory, Asset Allocation, Relationship Management, Financial Advisory, Uniform Combined State..., Finance, Series 63, Mortgage Lending, Portfolio Management, Loans, Financial Planning, Asset Management, Financial Analysis, Management, Retail Banking, Risk Management, Fixed Income, Equities, Consumer Lending, Loan Origination, Small Business Lending, Wealth Management...
Education
University of Massachusetts Boston 1995 — 1998
MBA, Finance
Siena College 1976 — 1980
Bachelor's Degree, Psychology
Jean Desjardins-Raposa Jean Desjardins-Raposa's Smith Barney Experience April 1997 - May 2003
Job Creative Marketing Manager at Citi Cards
Industry Banking
Experience
Citi Cards January 1996 - Present
Citibank February 2012 - October 2014
Citibank August 2011 - February 2012
Citibank January 1996 - December 2011
Citibank May 2003 - September 2010
Smith Barney April 1997 - May 2003
Smith Barney June 1996 - April 1997
Smith Barney January 1996 - April 1996
Skills
Portfolio Management, Investments, Banking, Strategy, Leadership, CRM, Financial Services, Strategic Financial..., Management, Mutual Funds, Series 7, Mortgage Lending, Finance, Series 63, Sales, Insurance, Retirement Planning, Asset Allocation, Financial Advisory, Credit, Marketing, Program Management, Commercial Lending, Commercial Banking, Relationship Management, Loans, Consumer Lending, Small Business Lending, Wealth Management, Cross Selling, Credit Analysis, Retail Banking, Branch Management
Education
City University of New York 2010 — 2014
Masters, Business Development & Leadership, 3.99
St. John's University, The Peter J. Tobin College of Business 1992 — 1996
BS, Finance
Commack High School
Citi Cards January 1996 - Present
Citibank February 2012 - October 2014
Citibank August 2011 - February 2012
Citibank January 1996 - December 2011
Citibank May 2003 - September 2010
Smith Barney April 1997 - May 2003
Smith Barney June 1996 - April 1997
Smith Barney January 1996 - April 1996
Skills
Portfolio Management, Investments, Banking, Strategy, Leadership, CRM, Financial Services, Strategic Financial..., Management, Mutual Funds, Series 7, Mortgage Lending, Finance, Series 63, Sales, Insurance, Retirement Planning, Asset Allocation, Financial Advisory, Credit, Marketing, Program Management, Commercial Lending, Commercial Banking, Relationship Management, Loans, Consumer Lending, Small Business Lending, Wealth Management, Cross Selling, Credit Analysis, Retail Banking, Branch Management
Education
City University of New York 2010 — 2014
Masters, Business Development & Leadership, 3.99
St. John's University, The Peter J. Tobin College of Business 1992 — 1996
BS, Finance
Commack High School
Jennifer Kirksey Jennifer Kirksey's Smith Barney Experience January 2001 - June 2003
Job Director, Client Operations at Tolleson Wealth Management
Industry Investment Management
Experience
Tolleson Wealth Management July 2013 - Present
Tolleson Wealth Management July 2011 - July 2013
Smith Barney January 2001 - June 2003
Skills
Asset Management, Portfolio Management, Financial Analysis, Alternative Investments, Wealth Management, Private Equity, Client Services, Financial Modeling, Equities, Hedge Funds, Investments, Asset Allocation, Bloomberg, Banking, Valuation
Education
Southern Methodist University 1999 — 2003
BBA, Finance
Tolleson Wealth Management July 2013 - Present
Tolleson Wealth Management July 2011 - July 2013
Smith Barney January 2001 - June 2003
Skills
Asset Management, Portfolio Management, Financial Analysis, Alternative Investments, Wealth Management, Private Equity, Client Services, Financial Modeling, Equities, Hedge Funds, Investments, Asset Allocation, Bloomberg, Banking, Valuation
Education
Southern Methodist University 1999 — 2003
BBA, Finance
Julie Wurst, CFP®, CDFA™ Julie Wurst, CFP®, CDFA™'s Smith Barney Experience July 1990 - June 1992
Job Financial Advisor, Certified Divorce Financial Analyst™ at Seneschal Advisors, LLC
Industry Financial Services
Experience
Seneschal Advisors, LLC January 2013 - Present
Smith Barney July 1990 - June 1992
Lehman Brothers May 1984 - June 1990
Skills
Finance, Management, Retirement, Wealth Management, Public Speaking, Leadership, Asset Management, Wealth, Fixed Income, Asset Allocation, Strategic Financial..., Portfolio Management, Investments, Strategic Planning
Education
University of Virginia - Darden Graduate School of Business Administration 1983 — 1985
Master of Business Administration (MBA), Business Administration and Management, General
St. Olaf College
Bachelor of Arts (B.A.), Political Science
Seneschal Advisors, LLC January 2013 - Present
Smith Barney July 1990 - June 1992
Lehman Brothers May 1984 - June 1990
Skills
Finance, Management, Retirement, Wealth Management, Public Speaking, Leadership, Asset Management, Wealth, Fixed Income, Asset Allocation, Strategic Financial..., Portfolio Management, Investments, Strategic Planning
Education
University of Virginia - Darden Graduate School of Business Administration 1983 — 1985
Master of Business Administration (MBA), Business Administration and Management, General
St. Olaf College
Bachelor of Arts (B.A.), Political Science
Don McBirney Don McBirney's Smith Barney Experience October 1994 - December 2000
Job Currently Seeking New Employment Opportunities / Private Investor / Wealth Advisor
Industry Investment Management
Experience
McBirney Investments July 2013 - August 2015
Sterne Agee August 2012 - July 2013
Oppenheimer & Co. December 2000 - August 2012
Smith Barney October 1994 - December 2000
Lehman Brothers July 1990 - October 1994
Shearson Lehman August 1988 - July 1990
Education
Southern Methodist University 1978 — 1982
Bachelor of Arts (B.A.), Economics
Memorial High School
McBirney Investments July 2013 - August 2015
Sterne Agee August 2012 - July 2013
Oppenheimer & Co. December 2000 - August 2012
Smith Barney October 1994 - December 2000
Lehman Brothers July 1990 - October 1994
Shearson Lehman August 1988 - July 1990
Education
Southern Methodist University 1978 — 1982
Bachelor of Arts (B.A.), Economics
Memorial High School
Marc Tedaldi Marc Tedaldi's Smith Barney Experience May 2001 - April 2004
Job Agent at State Farm Insurance
Industry Financial Services
Experience
State Farm Insurance December 2012 - Present
State Farm Insurance March 2012 - Present
Legg Mason May 2008 - March 2012
Legg Mason May 2006 - May 2008
Citigroup Asset Management April 2004 - May 2006
Smith Barney May 2001 - April 2004
Skills
Asset Allocation, Investments, Mutual Funds, Retirement Planning, Series 63
Education
Saint John's University - Peter J. Tobin College of Business 1994 — 1998
BS, Finance
State Farm Insurance December 2012 - Present
State Farm Insurance March 2012 - Present
Legg Mason May 2008 - March 2012
Legg Mason May 2006 - May 2008
Citigroup Asset Management April 2004 - May 2006
Smith Barney May 2001 - April 2004
Skills
Asset Allocation, Investments, Mutual Funds, Retirement Planning, Series 63
Education
Saint John's University - Peter J. Tobin College of Business 1994 — 1998
BS, Finance
Mario Robaina II Mario Robaina II's Smith Barney Experience 1994 - 1997
Job Vice President Finance at Cornerstone Group
Industry Real Estate
Experience
Housing Trust Group, LLC May 2015 - Present
Cornerstone Group August 2012 - April 2015
Flagler (Florida's Leading Commercial Real Estate Firm) May 2008 - July 2012
Cornerstone Group 2005 - 2008
Investrust, LLC 2004 - 2005
Capital Guidance 1998 - 2001
Smith Barney 1994 - 1997
Skills
Financial Analysis, Financial Modeling, Structured Finance, Underwriting, Private Equity, Mergers, Acquisition Analysis, Real Estate Finance, Financial Reporting, Financial Planning, Project Finance, Investment Banking, Real Estate Financing, Negotiation, Six Sigma, Business Valuation, Finance, Cash Flow, Real Estate Economics, Strategic Financial..., Valuation, Mergers & Acquisitions, General Ledger, Acquisitions, Auditing, Forecasting, GAAP, Investments, Budgets, Asset Management, Due Diligence, Accounting, Management, Analysis, Executive Management, Banking, Portfolio Management, Variance Analysis, Managerial Finance
Education
University of Miami 2002 — 2003
MBA, Finance & Management
Stanford University 1990 — 1994
BS, Industrial Engineering
Housing Trust Group, LLC May 2015 - Present
Cornerstone Group August 2012 - April 2015
Flagler (Florida's Leading Commercial Real Estate Firm) May 2008 - July 2012
Cornerstone Group 2005 - 2008
Investrust, LLC 2004 - 2005
Capital Guidance 1998 - 2001
Smith Barney 1994 - 1997
Skills
Financial Analysis, Financial Modeling, Structured Finance, Underwriting, Private Equity, Mergers, Acquisition Analysis, Real Estate Finance, Financial Reporting, Financial Planning, Project Finance, Investment Banking, Real Estate Financing, Negotiation, Six Sigma, Business Valuation, Finance, Cash Flow, Real Estate Economics, Strategic Financial..., Valuation, Mergers & Acquisitions, General Ledger, Acquisitions, Auditing, Forecasting, GAAP, Investments, Budgets, Asset Management, Due Diligence, Accounting, Management, Analysis, Executive Management, Banking, Portfolio Management, Variance Analysis, Managerial Finance
Education
University of Miami 2002 — 2003
MBA, Finance & Management
Stanford University 1990 — 1994
BS, Industrial Engineering
Robert Kravetz Robert Kravetz's Smith Barney Experience April 2006 - December 2008
Job Senior Vice President at Brighton Securities Corp
Industry Financial Services
Experience
Brighton Securities Corp January 2009 - Present
Brighton Securities 2009 - Present
Smith Barney April 2006 - December 2008
Smith Barney 2006 - 2008
Merck & Co., Inc. September 1974 - February 2006
Merck 1974 - 2006
Merck May 2004 - January 2005
Skills
Retirement, Strategic Financial..., IRAs, Retirement Planning, Investments, Portfolio Management, Wealth Management, Financial Analysis, Mutual Funds, 401k, Estate Planning, Asset Allocation, Fixed Annuities, Insurance, Securities, Long-term Care, Series 65, Series 7, Series 63, Strategic Planning, Stocks, Business Strategy, Cash Flow, Fixed Income, Succession Planning, Long Term Care Insurance, Alternative Investments, Financial Modeling, Investment Strategies, Financial Advisory, Finance, Investment Advisory, Disability Insurance, Sales Process, Sales, Financial Planning, Management, Strategy, Leadership, Cross-functional Team..., Executive Management, Consulting, Pharmaceutical Industry, Public Speaking
Education
State University of New York College at Brockport 1969 — 1971
B.S., Economics
Irondequoit High school 1962 — 1966
Brighton Securities Corp January 2009 - Present
Brighton Securities 2009 - Present
Smith Barney April 2006 - December 2008
Smith Barney 2006 - 2008
Merck & Co., Inc. September 1974 - February 2006
Merck 1974 - 2006
Merck May 2004 - January 2005
Skills
Retirement, Strategic Financial..., IRAs, Retirement Planning, Investments, Portfolio Management, Wealth Management, Financial Analysis, Mutual Funds, 401k, Estate Planning, Asset Allocation, Fixed Annuities, Insurance, Securities, Long-term Care, Series 65, Series 7, Series 63, Strategic Planning, Stocks, Business Strategy, Cash Flow, Fixed Income, Succession Planning, Long Term Care Insurance, Alternative Investments, Financial Modeling, Investment Strategies, Financial Advisory, Finance, Investment Advisory, Disability Insurance, Sales Process, Sales, Financial Planning, Management, Strategy, Leadership, Cross-functional Team..., Executive Management, Consulting, Pharmaceutical Industry, Public Speaking
Education
State University of New York College at Brockport 1969 — 1971
B.S., Economics
Irondequoit High school 1962 — 1966
Mark Harper Mark Harper's Smith Barney Experience January 1996 - June 2009
Job Executive Business Development Consultant
Industry Financial Services
Experience
Harper Financial Consulting September 2009 - Present
Morgan Stanley Smith Barney June 2009 - September 2009
Smith Barney January 1996 - June 2009
Overland Express Mutual Funds 1994 - 1996
Hyperion Capital 1992 - 1994
Prudential Securities 1980 - 1991
EF Hutton 1975 - 1980
Paine Webber 1972 - 1975
Education
Southern Methodist University
Business & Marketing
Harper Financial Consulting September 2009 - Present
Morgan Stanley Smith Barney June 2009 - September 2009
Smith Barney January 1996 - June 2009
Overland Express Mutual Funds 1994 - 1996
Hyperion Capital 1992 - 1994
Prudential Securities 1980 - 1991
EF Hutton 1975 - 1980
Paine Webber 1972 - 1975
Education
Southern Methodist University
Business & Marketing
Joel Blair QPA Joel Blair QPA's Smith Barney Experience January 1996 - May 1996
Job Retirement Plan Consultant at Schenck Retirement Plan Solutions
Industry Accounting
Experience
Schenck SC August 1999 - Present
Principal Financial Group October 1997 - July 1999
BCI Group 1997 - 1999
Smith Barney January 1996 - May 1996
Skills
Pensions, Profit Sharing, Retirement Planning, Investments, Accounting, Employee Benefits, 401k, Retirement Plan..., Finance, Financial Services, ERISA, Qualified Retirement..., Retirement, Mutual Funds, Tax
Education
St. Norbert College 1993 — 1997
BA, Economics
Schenck SC August 1999 - Present
Principal Financial Group October 1997 - July 1999
BCI Group 1997 - 1999
Smith Barney January 1996 - May 1996
Skills
Pensions, Profit Sharing, Retirement Planning, Investments, Accounting, Employee Benefits, 401k, Retirement Plan..., Finance, Financial Services, ERISA, Qualified Retirement..., Retirement, Mutual Funds, Tax
Education
St. Norbert College 1993 — 1997
BA, Economics
Parke Miller Johnson Parke Miller Johnson's Smith Barney Experience 1993 - 1994
Job Director, Editorial at Brookfield Investment Management Inc.
Industry Financial Services
Experience
Brookfield Investment Management Inc. May 2015 - Present
Cohen & Steers November 2010 - May 2015
financial services companies June 2009 - October 2010
Legg Mason January 2006 - April 2009
Citigroup 1994 - December 2005
Smith Barney 1993 - 1994
Smith Barney 1982 - 1993
Skills
Mutual Funds, Strategy, Integrated Marketing, Marketing Communications, Investments, Asset Managment, Leadership, Marketing Strategy, Product Marketing, Financial Services, Management
Education
Skidmore College
BS, Art
Brookfield Investment Management Inc. May 2015 - Present
Cohen & Steers November 2010 - May 2015
financial services companies June 2009 - October 2010
Legg Mason January 2006 - April 2009
Citigroup 1994 - December 2005
Smith Barney 1993 - 1994
Smith Barney 1982 - 1993
Skills
Mutual Funds, Strategy, Integrated Marketing, Marketing Communications, Investments, Asset Managment, Leadership, Marketing Strategy, Product Marketing, Financial Services, Management
Education
Skidmore College
BS, Art
Laura Bartolomeo's Smith Barney Experience September 2005 - May 2006
Job Senior Account Manager at Pfizer
Industry Pharmaceuticals
Jacqui Tedaldi's Smith Barney Experience June 2005 - March 2006
Job Vice President, Corporate Recruiting & Strategic Projects Bank of America
Industry Financial Services
Experience
Bank of America December 2009 - June 2015
Coalesce Inc. February 2009 - December 2009
Morgan Stanley March 2006 - February 2009
Smith Barney June 2005 - March 2006
The Ritz-Carlton March 2004 - June 2005
Skills
Full Life-Cycle..., Resume Writing, Direct Sourcing, Global Data/Reporting, College Recruiting, Lateral Recruiting, Client Relationship..., SharePoint, Taleo, PeopleSoft, Peopleclick, Recruiting, Program Management, Sourcing, CRM
Education
Saint John's University - Peter J. Tobin College of Business 2003 — 2005
MBA
Temple University - Fox School of Business and Management 2000 — 2003
BBA
Bank of America December 2009 - June 2015
Coalesce Inc. February 2009 - December 2009
Morgan Stanley March 2006 - February 2009
Smith Barney June 2005 - March 2006
The Ritz-Carlton March 2004 - June 2005
Skills
Full Life-Cycle..., Resume Writing, Direct Sourcing, Global Data/Reporting, College Recruiting, Lateral Recruiting, Client Relationship..., SharePoint, Taleo, PeopleSoft, Peopleclick, Recruiting, Program Management, Sourcing, CRM
Education
Saint John's University - Peter J. Tobin College of Business 2003 — 2005
MBA
Temple University - Fox School of Business and Management 2000 — 2003
BBA
Misty Farukh, CFP® Misty Farukh, CFP®'s Smith Barney Experience 2008 - January 2009
Job Financial Advisor guiding clients to help reach personal & professional financial goals
Industry Financial Services
Experience
Raymond James & Associates March 2012 - Present
Morgan Stanley Smith Barney 2009 - 2012
Smith Barney 2008 - January 2009
Skills
Strategic Financial..., Wealth Management, Financial Advisory, Personal Financial..., Retirement Planning, Employee Benefits, 401k Rollovers, Concentrated Equity..., College Education..., Estate Planning, Business Solutions, Investment Management, Asset Allocation, Stock Management, Bonds, Syndicate, Life Insurance, Variable Annuities, Long Term Care Insurance
Education
University of San Diego
Bachelor of Business Administration (BBA)
Southern Methodist University
Raymond James & Associates March 2012 - Present
Morgan Stanley Smith Barney 2009 - 2012
Smith Barney 2008 - January 2009
Skills
Strategic Financial..., Wealth Management, Financial Advisory, Personal Financial..., Retirement Planning, Employee Benefits, 401k Rollovers, Concentrated Equity..., College Education..., Estate Planning, Business Solutions, Investment Management, Asset Allocation, Stock Management, Bonds, Syndicate, Life Insurance, Variable Annuities, Long Term Care Insurance
Education
University of San Diego
Bachelor of Business Administration (BBA)
Southern Methodist University
Patrick Castelli CFA ® Patrick Castelli CFA ®'s Smith Barney Experience 1988 - 1994
Job AMIPLANS
Industry Financial Services
Experience
AMIPLANS January 2009 - Present
Dinosaur Securities 2015 - 2015
Waddell & Reed 2009 - 2010
Waddell & Reed 2009 - 2010
Eastbrook Capital 2007 - 2009
Kovack Securities 2005 - 2007
21st Century Adviosrs 2003 - 2005
Smith Barney 1988 - 1994
Skills
Strategic Planning, Microsoft Excel, Customer Service, Risk Management, Budgets, Microsoft Office, Sales Management, Forecasting, New Business Development, Microsoft Word, Insurance, Negotiation, Accounting, Business Strategy, PowerPoint, Equities, Asset Management, Investment Advisory, Fixed Income, Investments, Securities, Financial Advisory, Portfolio Management, Strategy, Separately Managed..., Mutual Funds, Series 63, Financial Analysis, FINRA, Due Diligence, Series 24, Series 7, Series 65, Uniform Combined State..., Asset Allocation, Wealth Management, Financial Services
Education
Siena College
Bachelor of Science (BS), Finance
AMIPLANS January 2009 - Present
Dinosaur Securities 2015 - 2015
Waddell & Reed 2009 - 2010
Waddell & Reed 2009 - 2010
Eastbrook Capital 2007 - 2009
Kovack Securities 2005 - 2007
21st Century Adviosrs 2003 - 2005
Smith Barney 1988 - 1994
Skills
Strategic Planning, Microsoft Excel, Customer Service, Risk Management, Budgets, Microsoft Office, Sales Management, Forecasting, New Business Development, Microsoft Word, Insurance, Negotiation, Accounting, Business Strategy, PowerPoint, Equities, Asset Management, Investment Advisory, Fixed Income, Investments, Securities, Financial Advisory, Portfolio Management, Strategy, Separately Managed..., Mutual Funds, Series 63, Financial Analysis, FINRA, Due Diligence, Series 24, Series 7, Series 65, Uniform Combined State..., Asset Allocation, Wealth Management, Financial Services
Education
Siena College
Bachelor of Science (BS), Finance
Jennifer Maruca Jennifer Maruca's Smith Barney Experience 2005 - 2008
Job Director of Advisory Development and Integrated Planning at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management December 2012 - Present
Morgan Stanley Wealth Management July 2009 - December 2012
Morgan Stanley Wealth Management July 2008 - July 2009
Smith Barney 2005 - 2008
Smith Barney February 2000 - May 2005
Solomon Smith Barney December 1998 - March 2000
Merrill Lynch May 1994 - December 1998
Skills
Series 7, Change Management, Asset Allocation, Wealth Management, Alternative Investments, Asset Management, Bloomberg, Capital Markets, ETFs, Equities, FINRA, Finance, Financial Advisory, Financial Services, Fixed Income, Hedge Funds, Insurance, Investment Advisory, Investment Management, Investment Strategies, Investments, Mutual Funds, Options, Portfolio Management, Relationship Management, Retirement Planning, Securities, Series 63, Strategic Financial..., High Net Worth..., Wealth Management..., Series 65, Business Development
Education
Shippensburg University of Pennsylvania 1990 — 1994
B.S.B.A, Economics, Finance
Morgan Stanley Wealth Management December 2012 - Present
Morgan Stanley Wealth Management July 2009 - December 2012
Morgan Stanley Wealth Management July 2008 - July 2009
Smith Barney 2005 - 2008
Smith Barney February 2000 - May 2005
Solomon Smith Barney December 1998 - March 2000
Merrill Lynch May 1994 - December 1998
Skills
Series 7, Change Management, Asset Allocation, Wealth Management, Alternative Investments, Asset Management, Bloomberg, Capital Markets, ETFs, Equities, FINRA, Finance, Financial Advisory, Financial Services, Fixed Income, Hedge Funds, Insurance, Investment Advisory, Investment Management, Investment Strategies, Investments, Mutual Funds, Options, Portfolio Management, Relationship Management, Retirement Planning, Securities, Series 63, Strategic Financial..., High Net Worth..., Wealth Management..., Series 65, Business Development
Education
Shippensburg University of Pennsylvania 1990 — 1994
B.S.B.A, Economics, Finance
Christine Kilmer Christine Kilmer's Smith Barney Experience 2000 - 2003
Job Manager Data Integration, Strategic Planning and Analytics at Fannie Mae
Industry Financial Services
Experience
Fannie Mae March 2010 - Present
Fannie Mae September 2011 - July 2012
Fannie Mae March 2010 - September 2011
Saxon Mortgage August 2005 - March 2010
saxon 2005 - 2008
Smith Barney 2000 - 2003
Skills
Mortgage Lending, Leadership, Mortgage Banking, Loans, Loan Servicing, Risk Management, Data Integration, Business Analysis, Credit, Loss Mitigation, Banking, Project Management, Loan Origination, Mortgage Underwriting, Residential Mortgages, Portfolio Management, SDLC, Business Process..., Default, Financial Services, Vendor Management, Mortgage Servicing, Process Improvement, Management, Analytics, Credit Risk, Underwriting, Finance, Financial Analysis, UAT Coordination, Business Strategy, Experienced Business..., Data Analysis, Resource Management, Tableau, Informatica, Spotfire
Education
Southern Methodist University 2015 — 2017
MBA Candidate, Class of 2017
University of North Texas 2004 — 2005
B. S., Criminal Justice
Mesquite High School 1994 — 1998
Fannie Mae March 2010 - Present
Fannie Mae September 2011 - July 2012
Fannie Mae March 2010 - September 2011
Saxon Mortgage August 2005 - March 2010
saxon 2005 - 2008
Smith Barney 2000 - 2003
Skills
Mortgage Lending, Leadership, Mortgage Banking, Loans, Loan Servicing, Risk Management, Data Integration, Business Analysis, Credit, Loss Mitigation, Banking, Project Management, Loan Origination, Mortgage Underwriting, Residential Mortgages, Portfolio Management, SDLC, Business Process..., Default, Financial Services, Vendor Management, Mortgage Servicing, Process Improvement, Management, Analytics, Credit Risk, Underwriting, Finance, Financial Analysis, UAT Coordination, Business Strategy, Experienced Business..., Data Analysis, Resource Management, Tableau, Informatica, Spotfire
Education
Southern Methodist University 2015 — 2017
MBA Candidate, Class of 2017
University of North Texas 2004 — 2005
B. S., Criminal Justice
Mesquite High School 1994 — 1998
James C. Collins's Smith Barney Experience December 2005 - May 2006
Job Business Development at Webtab
Industry Marketing and Advertising
Experience
Webtab August 2015 - Present
Amazon April 2013 - August 2015
Multiview March 2011 - April 2013
NAI Robert Lynn April 2009 - January 2011
Bank of the Ozarks March 2008 - March 2009
Merril Lynch May 2006 - September 2006
Smith Barney December 2005 - May 2006
NAI Robert Lynn August 2003 - September 2005
Skills
Sales Management, Real Estate, Real Estate Transactions, Real Estate Development, Advertising, Excel, Microsoft Excel, Customer Service, Sales&Marketing, Team Building, CRM, PowerPoint, Sales, New Business Development, Account Management, Strategy, Finance, Strategic Planning, Marketing, Cold Calling, Analysis, Salesforce.com, Business Development, Program Management, Candy, Beef, Gorilla, Downhill Skiing, Cyber Warfare, Ingredients
Education
University of Kansas 2004 — 2007
BS, Finance
Southern Methodist University 2002 — 2004
Pre Business
Webtab August 2015 - Present
Amazon April 2013 - August 2015
Multiview March 2011 - April 2013
NAI Robert Lynn April 2009 - January 2011
Bank of the Ozarks March 2008 - March 2009
Merril Lynch May 2006 - September 2006
Smith Barney December 2005 - May 2006
NAI Robert Lynn August 2003 - September 2005
Skills
Sales Management, Real Estate, Real Estate Transactions, Real Estate Development, Advertising, Excel, Microsoft Excel, Customer Service, Sales&Marketing, Team Building, CRM, PowerPoint, Sales, New Business Development, Account Management, Strategy, Finance, Strategic Planning, Marketing, Cold Calling, Analysis, Salesforce.com, Business Development, Program Management, Candy, Beef, Gorilla, Downhill Skiing, Cyber Warfare, Ingredients
Education
University of Kansas 2004 — 2007
BS, Finance
Southern Methodist University 2002 — 2004
Pre Business
Trey Rome's Smith Barney Experience May 2007 - August 2007
Job CEO & Founder at Home Tax Solutions
Industry Financial Services
Experience
Home Tax Solutions, LLC. December 2012 - Present
McGrady FLP (Rome Capital Partners) December 2012 - Present
Amegy Bank January 2012 - November 2012
Amegy Bank November 2010 - January 2012
Amegy Bank September 2009 - November 2010
Amegy Bank June 2008 - September 2009
Smith Barney May 2007 - August 2007
Skills
Commercial Lending, Credit Analysis, Commercial Banking, Underwriting, Financial Analysis, Credit, Investments, Private Equity, Equity Trading, Portfolio Management, Financial Modeling, Asset Managment, Due Diligence, Corporate Finance, Cash Flow, Capital Markets, Cash Flow Lending, Financial Structuring, Finance, Fixed Income, Real Estate Economics, Middle Market
Education
University of Pennsylvania - The Wharton School 2013 — 2013
Private Wealth Management
Southern Methodist University - Cox School of Business 2004 — 2008
Bachelor of Business Administration (BBA), Finance
Home Tax Solutions, LLC. December 2012 - Present
McGrady FLP (Rome Capital Partners) December 2012 - Present
Amegy Bank January 2012 - November 2012
Amegy Bank November 2010 - January 2012
Amegy Bank September 2009 - November 2010
Amegy Bank June 2008 - September 2009
Smith Barney May 2007 - August 2007
Skills
Commercial Lending, Credit Analysis, Commercial Banking, Underwriting, Financial Analysis, Credit, Investments, Private Equity, Equity Trading, Portfolio Management, Financial Modeling, Asset Managment, Due Diligence, Corporate Finance, Cash Flow, Capital Markets, Cash Flow Lending, Financial Structuring, Finance, Fixed Income, Real Estate Economics, Middle Market
Education
University of Pennsylvania - The Wharton School 2013 — 2013
Private Wealth Management
Southern Methodist University - Cox School of Business 2004 — 2008
Bachelor of Business Administration (BBA), Finance
Robert Rouse Robert Rouse's Smith Barney Experience January 1994 - February 1996
Job Application Sales Manager for Business Intelligence and Analytics in Health and Life Sciences at Oracle
Industry Computer Software
Experience
Agfa HealthCare April 2015 - Present
Oracle September 2013 - March 2015
Imorgon Medical, LLC January 2012 - 2013
Merge Healthcare May 2006 - December 2011
Amicas May 2006 - December 2009
Webmedx April 2002 - April 2006
Allscripts March 1999 - March 2002
EchoStar Corporation March 1996 - February 1999
Smith Barney January 1994 - February 1996
R & D Constructors May 1991 - December 1993
Skills
Salesforce.com, PACS, RIS, Radiology, Medical Imaging, Healthcare Information..., Sales Process, Workflow, Enterprise Software, Start-ups, Solution Selling, Selling, Healthcare, Sales Operations, New Business Development, Sales, Cold Calling, Medical Devices, Capital Equipment, SaaS, Management
Education
Southern Illinois University, Carbondale 1987 — 1991
Bachelor of Science (B.S.), Marketing
Fenwick High School 1983 — 1987
Agfa HealthCare April 2015 - Present
Oracle September 2013 - March 2015
Imorgon Medical, LLC January 2012 - 2013
Merge Healthcare May 2006 - December 2011
Amicas May 2006 - December 2009
Webmedx April 2002 - April 2006
Allscripts March 1999 - March 2002
EchoStar Corporation March 1996 - February 1999
Smith Barney January 1994 - February 1996
R & D Constructors May 1991 - December 1993
Skills
Salesforce.com, PACS, RIS, Radiology, Medical Imaging, Healthcare Information..., Sales Process, Workflow, Enterprise Software, Start-ups, Solution Selling, Selling, Healthcare, Sales Operations, New Business Development, Sales, Cold Calling, Medical Devices, Capital Equipment, SaaS, Management
Education
Southern Illinois University, Carbondale 1987 — 1991
Bachelor of Science (B.S.), Marketing
Fenwick High School 1983 — 1987
Kevin Dunham's Smith Barney Experience October 1984 - January 2000
Job Senior Vice President at HighGround Trading LLC
Industry Financial Services
Experience
HighGround Trading LLC December 2012 - Present
ABN AMRO Clearing Chicago LLC June 2009 - December 2012
Prudential Bache January 2000 - June 2009
Smith Barney October 1984 - January 2000
Conti Commodities ( Division of Continental Grain Company ) April 1974 - October 1984
Skills
Hedging, Trading, Options, Options Strategies, Risk Management, Option Pricing Models, Energy, Softs, Agriculture, Foreign Exchange, Interest Rate Risk..., Financial Markets, Lines Of Credit, Banking, Fixed Income, Derivatives, Hedge Funds, Trading Systems, Commodity, Strategic Planning, Financial Analysis, Data Analysis, Forecasting
Education
Southern Illinois University, Carbondale
HighGround Trading LLC December 2012 - Present
ABN AMRO Clearing Chicago LLC June 2009 - December 2012
Prudential Bache January 2000 - June 2009
Smith Barney October 1984 - January 2000
Conti Commodities ( Division of Continental Grain Company ) April 1974 - October 1984
Skills
Hedging, Trading, Options, Options Strategies, Risk Management, Option Pricing Models, Energy, Softs, Agriculture, Foreign Exchange, Interest Rate Risk..., Financial Markets, Lines Of Credit, Banking, Fixed Income, Derivatives, Hedge Funds, Trading Systems, Commodity, Strategic Planning, Financial Analysis, Data Analysis, Forecasting
Education
Southern Illinois University, Carbondale
Lisa Fuchs's Smith Barney Experience 1987 - 1989
Job Global Market Development for Consumer Companies
Industry Retail
Experience
LSF Consulting 2014 - Present
Gap Inc. 2007 - 2012
Avon Products 1994 - 2000
Booz & Company 1991 - 1994
Unilever 1990 - 1990
Smith Barney 1987 - 1989
Sumitomo Bank of California 1986 - 1987
Skills
Strategy, Cross-functional Team..., Competitive Analysis, Customer Insight, Consumer Products, Financial Modeling, Strategic Planning, Business Strategy, Marketing Strategy, Business Development, Brand Management, Retail, Market Research, Analytics, Business Planning, Product Development, Leadership
Education
The Tuck School of Business at Dartmouth 1989 — 1991
MBA, General Management
Stanford University 1982 — 1986
AB, Economics
LSF Consulting 2014 - Present
Gap Inc. 2007 - 2012
Avon Products 1994 - 2000
Booz & Company 1991 - 1994
Unilever 1990 - 1990
Smith Barney 1987 - 1989
Sumitomo Bank of California 1986 - 1987
Skills
Strategy, Cross-functional Team..., Competitive Analysis, Customer Insight, Consumer Products, Financial Modeling, Strategic Planning, Business Strategy, Marketing Strategy, Business Development, Brand Management, Retail, Market Research, Analytics, Business Planning, Product Development, Leadership
Education
The Tuck School of Business at Dartmouth 1989 — 1991
MBA, General Management
Stanford University 1982 — 1986
AB, Economics
Donald M Lehman's Smith Barney Experience August 1986 - February 2003
Job Senior Vice President at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch February 2003 - Present
Smith Barney August 1986 - February 2003
Skills
Portfolio Management, Multi-generational..., Wealth Preservation..., Tax-advantaged..., Wealth Management, Investment Advisory, HNW, Concentrated Stock..., Professional Portfolio..., Tactical Asset..., Dynamic Asset Allocation, Retirement Planning
Education
Southern Methodist University
Masters Business Administration (MBA)
University of Oklahoma
Bachelor's Degree
Merrill Lynch February 2003 - Present
Smith Barney August 1986 - February 2003
Skills
Portfolio Management, Multi-generational..., Wealth Preservation..., Tax-advantaged..., Wealth Management, Investment Advisory, HNW, Concentrated Stock..., Professional Portfolio..., Tactical Asset..., Dynamic Asset Allocation, Retirement Planning
Education
Southern Methodist University
Masters Business Administration (MBA)
University of Oklahoma
Bachelor's Degree
Samuel Lapham Samuel Lapham's Smith Barney Experience May 2008 - August 2008
Job Assistant Director, Officer at State Street Bank
Industry Financial Services
Experience
State Street April 2015 - Present
State Street February 2014 - April 2015
State Street February 2012 - February 2014
Prime, Buchholz & Associates April 2011 - December 2011
Citizens Bank December 2009 - April 2011
Northwestern Mutual May 2009 - November 2009
Smith Barney May 2008 - August 2008
Skills
Banking, Financial Reporting, Performance Analysis, Relationship Cultivation, Attention To Detail, Ad Hoc Reporting, Mutual Funds, Fund Administration, Equities, Hedge Funds
Education
Southern New Hampshire University 2014 — 2017
Master of Business Administration (M.B.A.)
University of New Hampshire - Whittemore School of Business and Economics 2006 — 2009
Business Administration, Finance, Economics
State Street April 2015 - Present
State Street February 2014 - April 2015
State Street February 2012 - February 2014
Prime, Buchholz & Associates April 2011 - December 2011
Citizens Bank December 2009 - April 2011
Northwestern Mutual May 2009 - November 2009
Smith Barney May 2008 - August 2008
Skills
Banking, Financial Reporting, Performance Analysis, Relationship Cultivation, Attention To Detail, Ad Hoc Reporting, Mutual Funds, Fund Administration, Equities, Hedge Funds
Education
Southern New Hampshire University 2014 — 2017
Master of Business Administration (M.B.A.)
University of New Hampshire - Whittemore School of Business and Economics 2006 — 2009
Business Administration, Finance, Economics
Barb Fallon Barb Fallon's Smith Barney Experience September 1980 - February 1993
Job Member Board of Directors at KnowledgeBeat
Industry Investment Banking
Experience
KnowledgeBeat March 2012 - Present
Pied Piper Players January 2008 - 2012
Hillsborough Schools Foundation June 2005 - June 2008
SMITH BARNEY September 1980 - February 1993
Education
Stanford University 1976 — 1980
Bachelor’s Degree, Economics and Psychology
KnowledgeBeat March 2012 - Present
Pied Piper Players January 2008 - 2012
Hillsborough Schools Foundation June 2005 - June 2008
SMITH BARNEY September 1980 - February 1993
Education
Stanford University 1976 — 1980
Bachelor’s Degree, Economics and Psychology
Judy Wang Judy Wang's Smith Barney Experience December 2005 - June 2006
Job Product Marketing at Slack Technologies, Inc
Industry Internet
Experience
Slack Technologies, Inc April 2015 - Present
Instagram September 2014 - March 2015
Facebook July 2012 - September 2014
Facebook July 2011 - July 2012
Facebook September 2008 - June 2011
A.T. Kearney August 2007 - August 2008
Smith Barney December 2005 - June 2006
Skills
Analytics, Digital Marketing, Strategy, Competitive Analysis, Business Strategy, Social Media Marketing, Online Advertising, Marketing Strategy, Social Media, Mobile Marketing, Market Research, Integrated Marketing, Marketing, Management, Product Marketing
Education
Stanford University 2003 — 2007
B.A., Political Science with Honors, History
Slack Technologies, Inc April 2015 - Present
Instagram September 2014 - March 2015
Facebook July 2012 - September 2014
Facebook July 2011 - July 2012
Facebook September 2008 - June 2011
A.T. Kearney August 2007 - August 2008
Smith Barney December 2005 - June 2006
Skills
Analytics, Digital Marketing, Strategy, Competitive Analysis, Business Strategy, Social Media Marketing, Online Advertising, Marketing Strategy, Social Media, Mobile Marketing, Market Research, Integrated Marketing, Marketing, Management, Product Marketing
Education
Stanford University 2003 — 2007
B.A., Political Science with Honors, History
Ron Schrupp Ron Schrupp's Smith Barney Experience 1999 - 2008
Job Navy Medical Officer Programs
Industry Military
Aimee Zedlitz Aimee Zedlitz's Smith Barney Experience 1999 - 2009
Job First Vice President Investments at Raymond James
Industry Investment Management
Experience
Raymond James 2009 - Present
Smith Barney 1999 - 2009
Skills
Asset Allocation, Investment Advisory, Retirement Planning, Wealth Management
Education
Casady School
Southern Methodist University
MLA
University of Oklahoma
Bachelor of Arts (BA)
Raymond James 2009 - Present
Smith Barney 1999 - 2009
Skills
Asset Allocation, Investment Advisory, Retirement Planning, Wealth Management
Education
Casady School
Southern Methodist University
MLA
University of Oklahoma
Bachelor of Arts (BA)
Andrew Shepard's Smith Barney Experience May 2007 - August 2007
Job Business Analyst at Cerner Corporation
Industry Information Technology and Services
Experience
Cerner Corporation August 2013 - Present
Raytheon June 2009 - August 2013
Raytheon June 2009 - July 2011
SMU Athletic Department August 2005 - May 2009
Snow Capital Management May 2008 - July 2008
Smith Barney May 2007 - August 2007
Skills
Raytheon Six Sigma..., Budgets, Analysis, Program Management, Forecasting, Finance
Education
Southern Methodist University 2005 — 2009
Bachelor of Business Administration (BBA), Finance, General
Cerner Corporation August 2013 - Present
Raytheon June 2009 - August 2013
Raytheon June 2009 - July 2011
SMU Athletic Department August 2005 - May 2009
Snow Capital Management May 2008 - July 2008
Smith Barney May 2007 - August 2007
Skills
Raytheon Six Sigma..., Budgets, Analysis, Program Management, Forecasting, Finance
Education
Southern Methodist University 2005 — 2009
Bachelor of Business Administration (BBA), Finance, General
Andrew Pleat, CFP®'s Smith Barney Experience May 1998 - May 2003
Job Assistant Vice PresidentSenior Financial Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch August 2012 - Present
UBS February 2007 - August 2012
The Ayco Company 2003 - 2007
Smith Barney May 1998 - May 2003
Skills
Series 7, Wealth Management, Finance, Asset Allocation, Strategic Financial..., Retirement Planning, Series 63, Leadership, Investments, Employee Benefits, Investment Advisory, 401k Rollovers
Education
Siena College
Bachelors, Science-Finance
Union Graduate College
MBA, Concentration in Finance
Merrill Lynch August 2012 - Present
UBS February 2007 - August 2012
The Ayco Company 2003 - 2007
Smith Barney May 1998 - May 2003
Skills
Series 7, Wealth Management, Finance, Asset Allocation, Strategic Financial..., Retirement Planning, Series 63, Leadership, Investments, Employee Benefits, Investment Advisory, 401k Rollovers
Education
Siena College
Bachelors, Science-Finance
Union Graduate College
MBA, Concentration in Finance
Page Fleming Page Fleming's Smith Barney Experience August 1996 - July 1997
Job
Industry Financial Services
Experience
Junior League of Durham & Orange Counties 1999 - 2006
Caring House 2005 - 2005
John S. Herold, Inc. June 1999 - April 2001
Southwest Securities July 1997 - May 1999
Smith Barney August 1996 - July 1997
John S. Herold, Inc. February 1995 - August 1996
Texas Commerce Trust Company January 1990 - January 1993
Skills
Equity Research
Education
London School of Economics and Political Science 1993 — 1994
Master of Science, Economic History
Southern Methodist University 1986 — 1990
B.A., History
Junior League of Durham & Orange Counties 1999 - 2006
Caring House 2005 - 2005
John S. Herold, Inc. June 1999 - April 2001
Southwest Securities July 1997 - May 1999
Smith Barney August 1996 - July 1997
John S. Herold, Inc. February 1995 - August 1996
Texas Commerce Trust Company January 1990 - January 1993
Skills
Equity Research
Education
London School of Economics and Political Science 1993 — 1994
Master of Science, Economic History
Southern Methodist University 1986 — 1990
B.A., History
Cathy Prichard's Smith Barney Experience September 2000 - September 2006
Job Former Development Director at Children's Museum & Theatre of Maine
Industry Museums and Institutions
Experience
Children's Museum & Theatre of Maine June 2007 - July 2014
Smith Barney September 2000 - September 2006
EF Education First March 2005 - August 2006
TeleSmart Marketing July 1992 - July 2000
Direct Mail of Maine September 1989 - September 1992
Business Digest Magazine January 1984 - September 1989
Skills
Non-profits, Event Management, Public Relations, Fundraising, Microsoft Office, Research, One to one business..., Organizational Structure, Listening to customers, Memory skills, Leadership, Teamwork, Friendliness, Mailing List Management, Cooking and cleaning, Customer Satisfaction, Confidentiality, Building Relationships, Staying positive, Caring, comforting &..., Grant Writing, Nonprofits, Volunteer Management, Grants
Education
Skidmore College 1978 — 1982
BA, Economics
Seven Hills School 1974 — 1978
Children's Museum & Theatre of Maine June 2007 - July 2014
Smith Barney September 2000 - September 2006
EF Education First March 2005 - August 2006
TeleSmart Marketing July 1992 - July 2000
Direct Mail of Maine September 1989 - September 1992
Business Digest Magazine January 1984 - September 1989
Skills
Non-profits, Event Management, Public Relations, Fundraising, Microsoft Office, Research, One to one business..., Organizational Structure, Listening to customers, Memory skills, Leadership, Teamwork, Friendliness, Mailing List Management, Cooking and cleaning, Customer Satisfaction, Confidentiality, Building Relationships, Staying positive, Caring, comforting &..., Grant Writing, Nonprofits, Volunteer Management, Grants
Education
Skidmore College 1978 — 1982
BA, Economics
Seven Hills School 1974 — 1978
David Baer David Baer's Smith Barney Experience October 2003 - February 2005
Job COO, Blithe and Bonny
Industry Consumer Goods
Experience
Blithe and Bonny January 2010 - Present
Boundary November 2012 - May 2013
HP Enterprise Security January 2012 - November 2012
Fortify Software July 2009 - November 2011
VMware December 2007 - January 2009
Oracle Corp May 2007 - December 2007
Hyperion Solutions February 2005 - May 2007
Smith Barney October 2003 - February 2005
University of Phoenix April 2001 - December 2003
Callidus Software January 2002 - May 2003
Skills
Salesforce.com, Sales, Sales Management, Sales Process, Marketing Management, Sales Operations, Forecasting, Change Management, Business Analysis, CRM, Enterprise Software, Product Marketing, Leadership, Management, Lead Generation, Marketing Strategy, Business Intelligence, Product Management, Marketing Automation, Direct Sales, Cloud Computing, Start-ups, Process Improvement, SaaS, Strategic Partnerships, Project Management, Solution Selling, Sales Enablement, Marketing, Partner Management, Demand Generation, Go-to-market Strategy, Business Alliances, Strategy, Professional Services
Education
Stanford 1990 — 1992
MBA
University of California, Santa Cruz 1982 — 1985
BA
Webb School of California 1975 — 1979
Blithe and Bonny January 2010 - Present
Boundary November 2012 - May 2013
HP Enterprise Security January 2012 - November 2012
Fortify Software July 2009 - November 2011
VMware December 2007 - January 2009
Oracle Corp May 2007 - December 2007
Hyperion Solutions February 2005 - May 2007
Smith Barney October 2003 - February 2005
University of Phoenix April 2001 - December 2003
Callidus Software January 2002 - May 2003
Skills
Salesforce.com, Sales, Sales Management, Sales Process, Marketing Management, Sales Operations, Forecasting, Change Management, Business Analysis, CRM, Enterprise Software, Product Marketing, Leadership, Management, Lead Generation, Marketing Strategy, Business Intelligence, Product Management, Marketing Automation, Direct Sales, Cloud Computing, Start-ups, Process Improvement, SaaS, Strategic Partnerships, Project Management, Solution Selling, Sales Enablement, Marketing, Partner Management, Demand Generation, Go-to-market Strategy, Business Alliances, Strategy, Professional Services
Education
Stanford 1990 — 1992
MBA
University of California, Santa Cruz 1982 — 1985
BA
Webb School of California 1975 — 1979
Chris Hempel, CFA's Smith Barney Experience September 1998 - August 2005
Job Vice President, Senior Institutional Client Advisor at PNC
Industry Financial Services
Experience
PNC February 2011 - Present
Morgan Stanley Smith Barney July 2007 - January 2011
Touchstone Investments September 2005 - June 2007
Smith Barney September 1998 - August 2005
Smith Barney Consulting Group May 1996 - August 1998
Skills
Portfolio Management, Performance Attribution, Due Diligence, Institutional, Asset Allocation, Performance Measurement, Institutional Investors, Investment Policy, Fund Analysis, Risk Management, Mutual Funds, ETFs, Factset, Portfolio Strategy, Excel, PowerPoint, Morningstar, Thomson One, Investment Strategies
Education
State University of New York College at Buffalo
BS, Business Administration/Finance
PNC February 2011 - Present
Morgan Stanley Smith Barney July 2007 - January 2011
Touchstone Investments September 2005 - June 2007
Smith Barney September 1998 - August 2005
Smith Barney Consulting Group May 1996 - August 1998
Skills
Portfolio Management, Performance Attribution, Due Diligence, Institutional, Asset Allocation, Performance Measurement, Institutional Investors, Investment Policy, Fund Analysis, Risk Management, Mutual Funds, ETFs, Factset, Portfolio Strategy, Excel, PowerPoint, Morningstar, Thomson One, Investment Strategies
Education
State University of New York College at Buffalo
BS, Business Administration/Finance
Lucas Barton, CFP®'s Smith Barney Experience December 2005 - September 2008
Job Employee Benefits Consultant / Retirement Plan Fiduciary & 401(k) Advisor
Industry Financial Services
Experience
Lockton Companies 2008 - Present
Smith Barney December 2005 - September 2008
Amegy Bank June 2003 - December 2005
Skills
Fiduciary Management, Retirement Plan..., Employee Benefits, Total Rewards Strategies, Retirement Planning, Behavioral Finance, Fiduciary Services, Retirement, Mutual Funds, Investments, 401k, Wealth Management, Asset Management, Financial Advisory, Defined Benefit, Series 63, Portfolio Management, Series 7, Investment Advisory, Pensions, HRIS, Institutional Investors, Asset Allocation, Asset Managment, Employee Wellness..., Health & Welfare..., Affordable Care Act, 401k Rollovers, Retirement Income...
Education
Southern Methodist University
Bachelor of Business Administration (B.B.A.), Finance
Lockton Companies 2008 - Present
Smith Barney December 2005 - September 2008
Amegy Bank June 2003 - December 2005
Skills
Fiduciary Management, Retirement Plan..., Employee Benefits, Total Rewards Strategies, Retirement Planning, Behavioral Finance, Fiduciary Services, Retirement, Mutual Funds, Investments, 401k, Wealth Management, Asset Management, Financial Advisory, Defined Benefit, Series 63, Portfolio Management, Series 7, Investment Advisory, Pensions, HRIS, Institutional Investors, Asset Allocation, Asset Managment, Employee Wellness..., Health & Welfare..., Affordable Care Act, 401k Rollovers, Retirement Income...
Education
Southern Methodist University
Bachelor of Business Administration (B.B.A.), Finance
Tammi Lauder Tammi Lauder's Smith Barney Experience August 2005 - August 2010
Job at JPMorgan Securities
Industry Financial Services
Experience
J.P. Morgan August 2010 - Present
Smith Barney August 2005 - August 2010
Smith Barney March 2003 - August 2010
Citigroup Smith Barney March 1993 - August 2010
Kidder Peabody & Co., Inc. October 1982 - March 1993
Skills
Mutual Funds, Wealth Management, Strategic Financial..., Retirement, Financial Analysis, Investment Management, Alternative Investments, Wealth, Series 7, Equities, Series 63, Fixed Income, Asset Allocation, Securities, Retirement Planning, Investment Advisory, Asset Management, Investments, Financial Services, ETFs, Hedge Funds, Estate Planning, Financial Planning, Bonds, 401k
Education
Skidmore College 1978 — 1982
BA, psychology, spanish
Scarsdale High School 1977 — 1979
J.P. Morgan August 2010 - Present
Smith Barney August 2005 - August 2010
Smith Barney March 2003 - August 2010
Citigroup Smith Barney March 1993 - August 2010
Kidder Peabody & Co., Inc. October 1982 - March 1993
Skills
Mutual Funds, Wealth Management, Strategic Financial..., Retirement, Financial Analysis, Investment Management, Alternative Investments, Wealth, Series 7, Equities, Series 63, Fixed Income, Asset Allocation, Securities, Retirement Planning, Investment Advisory, Asset Management, Investments, Financial Services, ETFs, Hedge Funds, Estate Planning, Financial Planning, Bonds, 401k
Education
Skidmore College 1978 — 1982
BA, psychology, spanish
Scarsdale High School 1977 — 1979
Debby Klein Debby Klein's Smith Barney Experience 1983 - 1989
Job Associate Broker at Bond New York
Industry Real Estate
Experience
Bond New York June 2015 - Present
Bond New York June 2015 - Present
Bellmarc Realty LLC September 2008 - June 2015
TD Waterhouse February 1999 - October 2005
SMITH BARNEY 1983 - 1989
Skills
Broker Opinion of Value, Sellers, Real Estate, Investment Properties, Condos, Referrals, Buyers, Rentals, Luxury, Relocation, Apartments, Real Estate Transactions, First Time Home Buyers, Investors, Short Sales, Buyer Representation, Investments, Real Estate Development
Education
Southern Connecticut State University 1972 — 1974
B.A., Speech Pathology
Bond New York June 2015 - Present
Bond New York June 2015 - Present
Bellmarc Realty LLC September 2008 - June 2015
TD Waterhouse February 1999 - October 2005
SMITH BARNEY 1983 - 1989
Skills
Broker Opinion of Value, Sellers, Real Estate, Investment Properties, Condos, Referrals, Buyers, Rentals, Luxury, Relocation, Apartments, Real Estate Transactions, First Time Home Buyers, Investors, Short Sales, Buyer Representation, Investments, Real Estate Development
Education
Southern Connecticut State University 1972 — 1974
B.A., Speech Pathology
Jim Dorney Jim Dorney's Smith Barney Experience 1997 - March 2009
Job Vice President Wealth Management at UBS CRPS®
Industry Financial Services
Experience
UBS March 2009 - Present
Smith Barney 1997 - March 2009
Starter Corporation 1992 - 1997
Black & Decker June 1990 - 1992
Education
Southern Connecticut State University 1985 — 1990
B.S. Business Administration, Finance
UBS March 2009 - Present
Smith Barney 1997 - March 2009
Starter Corporation 1992 - 1997
Black & Decker June 1990 - 1992
Education
Southern Connecticut State University 1985 — 1990
B.S. Business Administration, Finance
Chuck Jones Chuck Jones's Smith Barney Experience 2000 - 2001
Job
Industry Financial Services
Experience
Northern Trust 2010 - 2011
Atlantic Trust/Stein Roe Investment Counsel 2001 - 2009
Smith Barney 2000 - 2001
Salomon Smith Barney 1997 - 2000
IBM 1986 - 1997
IBM 1984 - 1985
IBM 1980 - 1984
Skills
Strategy, New Business Development, Finance, Research, Investor Relations, Business Planning, Business Analysis, Equity Research, Equity Valuation, Market Research, Financial Analysis, Competitive Analysis, Market Analysis, Business Strategy, Equity Research Analysis, Stocks, Stock Market, Stock Picking, Trend Analysis, Internet Strategy, Internet Security, Computer Hardware, Enterprise Software, Equities, Financial Modeling, Financial Markets, Financial Market..., Financial Reporting, iPhone, Microsoft Excel, Microsoft Word, Modeling, Microsoft Office, Problem Solving, Stock Trading, Analytics, Asset Management, Corporate Development, Tennis, Information Technology, Management
Education
Stanford University 1976 — 1980
Bachelor’s Degree
University of Sussex 1982 — 1983
Diploma
La Jolla Country Day 1968 — 1976
Northern Trust 2010 - 2011
Atlantic Trust/Stein Roe Investment Counsel 2001 - 2009
Smith Barney 2000 - 2001
Salomon Smith Barney 1997 - 2000
IBM 1986 - 1997
IBM 1984 - 1985
IBM 1980 - 1984
Skills
Strategy, New Business Development, Finance, Research, Investor Relations, Business Planning, Business Analysis, Equity Research, Equity Valuation, Market Research, Financial Analysis, Competitive Analysis, Market Analysis, Business Strategy, Equity Research Analysis, Stocks, Stock Market, Stock Picking, Trend Analysis, Internet Strategy, Internet Security, Computer Hardware, Enterprise Software, Equities, Financial Modeling, Financial Markets, Financial Market..., Financial Reporting, iPhone, Microsoft Excel, Microsoft Word, Modeling, Microsoft Office, Problem Solving, Stock Trading, Analytics, Asset Management, Corporate Development, Tennis, Information Technology, Management
Education
Stanford University 1976 — 1980
Bachelor’s Degree
University of Sussex 1982 — 1983
Diploma
La Jolla Country Day 1968 — 1976
Richard DeGraff's Smith Barney Experience February 1971 - November 1990
Job Publishing the Truth As I See It!
Industry Publishing
Experience
Buell Securities 2011 - May 2015
Smith Barney February 1971 - November 1990
Skills
Public Speaking, Management, Strategic Planning, Microsoft Office, Business Strategy, Customer Service, Leadership, Team Building, Marketing Strategy, PowerPoint
Education
St. Lawrence University 1953 — 1957
Bachelor of Science (BS), Psychology
Buell Securities 2011 - May 2015
Smith Barney February 1971 - November 1990
Skills
Public Speaking, Management, Strategic Planning, Microsoft Office, Business Strategy, Customer Service, Leadership, Team Building, Marketing Strategy, PowerPoint
Education
St. Lawrence University 1953 — 1957
Bachelor of Science (BS), Psychology
Sherry Rinderer Sherry Rinderer's Smith Barney Experience January 1996 - November 1998
Job Owner at Rinderer Abstract Fine Artist
Industry Computer Software
Experience
Rinderer Abstract December 2010 - Present
Siemens PLM Software June 2009 - Present
Charter Communications September 2006 - December 2007
Wachovia Securities Financial Network August 2002 - October 2004
Prudential Securities January 2000 - August 2002
Oppenheimer & Co. November 1998 - January 2000
Smith Barney January 1996 - November 1998
Skills
Software Documentation, Management, Customer Service, Time Management, Salesforce.com, Administration, Microsoft Excel, SAP, Customer Satisfaction, PowerPoint, Teamwork, Microsoft Word, Accounting, Sales, Accounts Payable, Networking, Insurance, Finance, Leadership, Product Development
Education
Edwardsville Sr. High 1980 — 1984
St. Louis Community College
Business / Legal
Rinderer Abstract December 2010 - Present
Siemens PLM Software June 2009 - Present
Charter Communications September 2006 - December 2007
Wachovia Securities Financial Network August 2002 - October 2004
Prudential Securities January 2000 - August 2002
Oppenheimer & Co. November 1998 - January 2000
Smith Barney January 1996 - November 1998
Skills
Software Documentation, Management, Customer Service, Time Management, Salesforce.com, Administration, Microsoft Excel, SAP, Customer Satisfaction, PowerPoint, Teamwork, Microsoft Word, Accounting, Sales, Accounts Payable, Networking, Insurance, Finance, Leadership, Product Development
Education
Edwardsville Sr. High 1980 — 1984
St. Louis Community College
Business / Legal
William P. Sutter, Jr.'s Smith Barney Experience 1983 - 1984
Job Professor, Kellogg School of Management
Industry Venture Capital & Private Equity
Experience
Kellogg School of Management 2001 - Present
Lakeview Fund Advisors, Inc. January 2012 - Present
Hopewell Ventures July 2003 - Present
Wildcat Angels September 2009 - Present
Regent Communications 2006 - 2009
Mesirow Financial July 1984 - June 2001
Smith Barney 1983 - 1984
Skills
Venture Capital, Private Equity, Entrepreneurship, Due Diligence, Mergers, Financial Modeling, Start-ups, Financial Analysis, Business Strategy, Strategic Planning, Valuation, Competitive Analysis, Corporate Finance, New Business Development, Business Development, Management Consulting, Investments, Corporate Development, Business Planning, Equities, Mergers & Acquisitions, Strategy, Executive Management, Corporate Governance, Angel Investing
Education
Stanford University Graduate School of Business 1981 — 1983
MBA, Finance
Yale University 1975 — 1979
BA, Economics, Honors
Kellogg School of Management 2001 - Present
Lakeview Fund Advisors, Inc. January 2012 - Present
Hopewell Ventures July 2003 - Present
Wildcat Angels September 2009 - Present
Regent Communications 2006 - 2009
Mesirow Financial July 1984 - June 2001
Smith Barney 1983 - 1984
Skills
Venture Capital, Private Equity, Entrepreneurship, Due Diligence, Mergers, Financial Modeling, Start-ups, Financial Analysis, Business Strategy, Strategic Planning, Valuation, Competitive Analysis, Corporate Finance, New Business Development, Business Development, Management Consulting, Investments, Corporate Development, Business Planning, Equities, Mergers & Acquisitions, Strategy, Executive Management, Corporate Governance, Angel Investing
Education
Stanford University Graduate School of Business 1981 — 1983
MBA, Finance
Yale University 1975 — 1979
BA, Economics, Honors
Joseph Gersbeck's Smith Barney Experience 1995 - 1997
Job Manager of Financial Planning & Analysis at Omnicom Group
Industry Marketing and Advertising
Experience
Annalect Group, An OmnicomMediaGroup Company September 2012 - Present
Penton Media February 2011 - August 2012
Goldman Sachs 2010 - 2011
Random House July 2008 - 2009
Thomson Reuters January 2007 - June 2008
Various 2003 - 2006
EMI Music 1999 - 2003
Simon and Schuster 1997 - 1999
Smith Barney 1995 - 1997
Skills
Finance, Essbase, Forecasting, Financial Analysis, Hyperion Enterprise, Strategic Planning, Access, PeopleSoft, Financial Modeling, Financial Reporting, Budgets, Accounting, Managerial Finance, Corporate Finance, Strategic Financial..., Process Improvement, Analysis, Management, Business Process..., Mergers & Acquisitions, Competitive Analysis, Cross-functional Team..., P&L Management, Strategy, Auditing, Start-ups, Business Planning, Business Analysis, SAP, Leadership, Analytics, Microsoft Excel, Variance Analysis, Financial Accounting
Education
St. John's University, The Peter J. Tobin College of Business
MBA, Finance
City University of New York-Brooklyn College
BS, Business Management
Annalect Group, An OmnicomMediaGroup Company September 2012 - Present
Penton Media February 2011 - August 2012
Goldman Sachs 2010 - 2011
Random House July 2008 - 2009
Thomson Reuters January 2007 - June 2008
Various 2003 - 2006
EMI Music 1999 - 2003
Simon and Schuster 1997 - 1999
Smith Barney 1995 - 1997
Skills
Finance, Essbase, Forecasting, Financial Analysis, Hyperion Enterprise, Strategic Planning, Access, PeopleSoft, Financial Modeling, Financial Reporting, Budgets, Accounting, Managerial Finance, Corporate Finance, Strategic Financial..., Process Improvement, Analysis, Management, Business Process..., Mergers & Acquisitions, Competitive Analysis, Cross-functional Team..., P&L Management, Strategy, Auditing, Start-ups, Business Planning, Business Analysis, SAP, Leadership, Analytics, Microsoft Excel, Variance Analysis, Financial Accounting
Education
St. John's University, The Peter J. Tobin College of Business
MBA, Finance
City University of New York-Brooklyn College
BS, Business Management
Julián De La Cuesta's Smith Barney Experience 2007 - 2007
Job Offshore Sales Director at Schroders
Industry Financial Services
Experience
Schroders May 2014 - Present
Schroders March 2008 - April 2014
Citigroup November 2004 - February 2008
Smith Barney 2007 - 2007
Citibank, N.A. January 2001 - October 2004
Skills
Banking, Cross Selling, Alternative Investments, Portfolio Management, Foreign Languages, Investments, Asset Management, Asset Allocation, Mutual Funds, New Business Development, Management, Financial Analysis, Bloomberg, Financial Services, Emerging Markets, Finance, Fixed Income, Private Banking
Education
Saint John's University - Peter J. Tobin College of Business 2000 — 2006
Bachelor of Science, Management
Universidad del Valle (CO) 1995 — 1998
Economics
3rd Logistics Battalion; Colombian Army 1994 — 1995
PFC, Mandatory Military Service - Logistics
Schroders May 2014 - Present
Schroders March 2008 - April 2014
Citigroup November 2004 - February 2008
Smith Barney 2007 - 2007
Citibank, N.A. January 2001 - October 2004
Skills
Banking, Cross Selling, Alternative Investments, Portfolio Management, Foreign Languages, Investments, Asset Management, Asset Allocation, Mutual Funds, New Business Development, Management, Financial Analysis, Bloomberg, Financial Services, Emerging Markets, Finance, Fixed Income, Private Banking
Education
Saint John's University - Peter J. Tobin College of Business 2000 — 2006
Bachelor of Science, Management
Universidad del Valle (CO) 1995 — 1998
Economics
3rd Logistics Battalion; Colombian Army 1994 — 1995
PFC, Mandatory Military Service - Logistics
Patricia Sibilia's Smith Barney Experience 1992 - 1996
Job
Industry Financial Services
Experience
Bethlehem Public Library February 2014 - Present
Sibilia Associates 2009 - Present
Citi 2013 - Present
Girl Scouts Northeastern NY 2001 - 2014
Citi 2012 - 2013
Citi Group May 2009 - June 2012
Citigroup Global Markets Inc 2002 - 2009
Citigroup - Salomon Smith Barney 2000 - 2002
Citigroup - Salomon Smith Barney 1996 - 2000
Smith Barney 1992 - 1996
Skills
Strategy, Program Management, Securities, Leadership, Equities, Management, Strategic Planning, Middle Office, Back Office, Budgets, Financial Services, Capital Markets, Fixed Income, Risk Management, Portfolio Management, Vendor Management, Project Management, Business Analysis, Project Planning, Banking, Series 7, Relationship Management, Business Process..., Financial Modeling, Prime Brokerage, IT Strategy, Mutual Funds, Investment Banking, Asset Management, SDLC, Finance, Derivatives, Quality Assurance, Investments, Trading Systems, Mergers & Acquisitions, Hedge Funds, Alternative Investments, Financial Markets, Emerging Markets, Due Diligence, Bloomberg, Corporate Finance, Trading, Strategic Financial..., Series 63, Bonds, Options, Financial Risk, Wealth Management
Education
State University of New York at New Paltz 1976 — 1980
Bachelor's Degree
Mahopac High School 1972 — 1976
High School
Bethlehem Public Library February 2014 - Present
Sibilia Associates 2009 - Present
Citi 2013 - Present
Girl Scouts Northeastern NY 2001 - 2014
Citi 2012 - 2013
Citi Group May 2009 - June 2012
Citigroup Global Markets Inc 2002 - 2009
Citigroup - Salomon Smith Barney 2000 - 2002
Citigroup - Salomon Smith Barney 1996 - 2000
Smith Barney 1992 - 1996
Skills
Strategy, Program Management, Securities, Leadership, Equities, Management, Strategic Planning, Middle Office, Back Office, Budgets, Financial Services, Capital Markets, Fixed Income, Risk Management, Portfolio Management, Vendor Management, Project Management, Business Analysis, Project Planning, Banking, Series 7, Relationship Management, Business Process..., Financial Modeling, Prime Brokerage, IT Strategy, Mutual Funds, Investment Banking, Asset Management, SDLC, Finance, Derivatives, Quality Assurance, Investments, Trading Systems, Mergers & Acquisitions, Hedge Funds, Alternative Investments, Financial Markets, Emerging Markets, Due Diligence, Bloomberg, Corporate Finance, Trading, Strategic Financial..., Series 63, Bonds, Options, Financial Risk, Wealth Management
Education
State University of New York at New Paltz 1976 — 1980
Bachelor's Degree
Mahopac High School 1972 — 1976
High School
Frank Cappelleri, CFA, CMT's Smith Barney Experience June 1997 - February 2000
Job Executive Director at Instinet, LLC
Industry Capital Markets
Experience
Instinet, LLC February 2000 - Present
Smith Barney June 1997 - February 2000
Bear Stearns May 1995 - August 1996
Skills
Equity Trading, Trading Systems, Equities, Options, Hedge Funds, Trading, Electronic Trading, Financial Markets, Bloomberg, Capital Markets, Series 7, Securities, Equity Research, Writing, Technical Analysis, Trading Strategies
Education
Siena College 1993 — 1997
Bachelor of Arts (BA)
CFA Institute
CFA Designation, 2007
Market Technicians Association
CMT Designation, 2004
Instinet, LLC February 2000 - Present
Smith Barney June 1997 - February 2000
Bear Stearns May 1995 - August 1996
Skills
Equity Trading, Trading Systems, Equities, Options, Hedge Funds, Trading, Electronic Trading, Financial Markets, Bloomberg, Capital Markets, Series 7, Securities, Equity Research, Writing, Technical Analysis, Trading Strategies
Education
Siena College 1993 — 1997
Bachelor of Arts (BA)
CFA Institute
CFA Designation, 2007
Market Technicians Association
CMT Designation, 2004
Christine Aczel's Smith Barney Experience December 2002 - May 2005
Job Toll Systems and Operations Specialist at RS&H
Industry Transportation/Trucking/Railroad
Experience
RS&H January 2015 - Present
Auster Brothers LLC May 2014 - January 2015
Transurban July 2012 - April 2014
Transurban June 2010 - July 2012
KapschTrafficCom US Corp July 2008 - July 2010
Efkon USA March 2006 - July 2008
Minrad June 2005 - March 2006
Smith Barney December 2002 - May 2005
Skills
Business Development, Business Strategy, Change Management, Contract Management, Contract Negotiation, Engineering, Engineering Management, Integration, Leadership, MS Project, Management, Operations Management, Product Development, Program Management, Project Management, Project Planning, Public Transport, Requirements Analysis, Software Development, Software Project..., Strategic Planning, System Design, Systems Engineering, Telecommunications, Testing, Transportation, Microsoft Project
Education
Southern Methodist University 2001 — 2005
Bachelor's degree, Mechanical Engineering
Southern Methodist University 2001 — 2005
Bachelor's degree, Physics
RS&H January 2015 - Present
Auster Brothers LLC May 2014 - January 2015
Transurban July 2012 - April 2014
Transurban June 2010 - July 2012
KapschTrafficCom US Corp July 2008 - July 2010
Efkon USA March 2006 - July 2008
Minrad June 2005 - March 2006
Smith Barney December 2002 - May 2005
Skills
Business Development, Business Strategy, Change Management, Contract Management, Contract Negotiation, Engineering, Engineering Management, Integration, Leadership, MS Project, Management, Operations Management, Product Development, Program Management, Project Management, Project Planning, Public Transport, Requirements Analysis, Software Development, Software Project..., Strategic Planning, System Design, Systems Engineering, Telecommunications, Testing, Transportation, Microsoft Project
Education
Southern Methodist University 2001 — 2005
Bachelor's degree, Mechanical Engineering
Southern Methodist University 2001 — 2005
Bachelor's degree, Physics
Neil Menzies's Smith Barney Experience May 2005 - Present
Job Financial Advisor at Smith Barney
Industry Financial Services
Experience
Smith Barney May 2005 - Present
Merrill Lynch May 1999 - May 2005
Education
Stanford University 1997 — 1998
MA, International Policy Studies
Stanford University 1993 — 1997
BA, International Relations
Smith Barney May 2005 - Present
Merrill Lynch May 1999 - May 2005
Education
Stanford University 1997 — 1998
MA, International Policy Studies
Stanford University 1993 — 1997
BA, International Relations
Ronald Ho's Smith Barney Experience September 2003 - December 2003
Job Product Manager at Google
Industry Internet
Experience
Google August 2007 - Present
Microsoft June 2006 - September 2006
Citigroup June 2005 - August 2005
Lockheed Martin June 2004 - February 2005
Smith Barney September 2003 - December 2003
Education
Stanford University 2002 — 2007
MS / BS, Management Sci. & Engineering
Google August 2007 - Present
Microsoft June 2006 - September 2006
Citigroup June 2005 - August 2005
Lockheed Martin June 2004 - February 2005
Smith Barney September 2003 - December 2003
Education
Stanford University 2002 — 2007
MS / BS, Management Sci. & Engineering
Peter C. Gayle's Smith Barney Experience 1993 - 1998
Job Prudential Financial
Industry Financial Services
Experience
Prudential Financial September 2004 - Present
Prudential Financial 1998 - 2004
Smith Barney 1993 - 1998
Smith Barney 1981 - 1993
Skills
Leadership, Strategic Planning, Mergers, Team Building, Product Development, Marketing, Financial Services, Mutual Funds, Securities, Equities, Asset Management, Business Analysis, Finance, Insurance, Management, Mergers, Program Management, Retirement, Risk Management, Series 24, Series 63, Series 7, Start-ups, Mergers & Acquisitions
Education
Wharton School, University of Pennsylvania 1994 — 1995
SIA Program
State University of New York at New Paltz 1976 — 1981
BA, Economics
Prudential Financial September 2004 - Present
Prudential Financial 1998 - 2004
Smith Barney 1993 - 1998
Smith Barney 1981 - 1993
Skills
Leadership, Strategic Planning, Mergers, Team Building, Product Development, Marketing, Financial Services, Mutual Funds, Securities, Equities, Asset Management, Business Analysis, Finance, Insurance, Management, Mergers, Program Management, Retirement, Risk Management, Series 24, Series 63, Series 7, Start-ups, Mergers & Acquisitions
Education
Wharton School, University of Pennsylvania 1994 — 1995
SIA Program
State University of New York at New Paltz 1976 — 1981
BA, Economics
Melvin Basha's Smith Barney Experience April 2004 - April 2005
Job Vice President at J.P. Morgan
Industry Financial Services
Experience
J.P. Morgan February 2015 - Present
J.P. Morgan August 2011 - Present
J.P. Morgan April 2007 - September 2011
Citigroup Inc April 2005 - April 2007
Smith Barney April 2004 - April 2005
Skills
Fixed Income, Derivatives, Investment Banking, Finance, Capital Markets, Equities, Portfolio Management, Trading, Bloomberg, Financial Modeling
Education
St. John's University, The Peter J. Tobin College of Business
B.S, Finance
J.P. Morgan February 2015 - Present
J.P. Morgan August 2011 - Present
J.P. Morgan April 2007 - September 2011
Citigroup Inc April 2005 - April 2007
Smith Barney April 2004 - April 2005
Skills
Fixed Income, Derivatives, Investment Banking, Finance, Capital Markets, Equities, Portfolio Management, Trading, Bloomberg, Financial Modeling
Education
St. John's University, The Peter J. Tobin College of Business
B.S, Finance
James Tuan's Smith Barney Experience June 1994 - November 1996
Job Senior Technology Officer at Albert Fried & Company
Industry Financial Services
Experience
Albert Fried & Company March 2013 - Present
Banc of America Securities 2005 - March 2013
Lazard Asset Management June 2002 - May 2005
T3 Technologies March 1997 - April 2002
Donaldson Lufkin & Jenrette November 1996 - March 1997
Smith Barney June 1994 - November 1996
Societe Generale December 1989 - December 1991
Education
State University of New York at New Paltz 1987 — 1989
FD Roosevelt High School 1976 — 1980
High School
Albert Fried & Company March 2013 - Present
Banc of America Securities 2005 - March 2013
Lazard Asset Management June 2002 - May 2005
T3 Technologies March 1997 - April 2002
Donaldson Lufkin & Jenrette November 1996 - March 1997
Smith Barney June 1994 - November 1996
Societe Generale December 1989 - December 1991
Education
State University of New York at New Paltz 1987 — 1989
FD Roosevelt High School 1976 — 1980
High School
Patricia Brawer's Smith Barney Experience 2004 - Present
Job Dynamic Executive Director with diversified experience in premier financial services firms
Industry Financial Services
Experience
Morgan Stanley Smith Barney 2009 - Present
Smith Barney 2004 - Present
Citi Global Wealth Management 2004 - Present
Citi Smith Barney 2004 - Present
Citi 2004 - June 2009
Prudential Securities 1989 - 2004
THOMSON McKINNON SECURITIES 1971 - 1989
Education
Smith College 1962 — 1966
University of Edinburgh
Morgan Stanley Smith Barney 2009 - Present
Smith Barney 2004 - Present
Citi Global Wealth Management 2004 - Present
Citi Smith Barney 2004 - Present
Citi 2004 - June 2009
Prudential Securities 1989 - 2004
THOMSON McKINNON SECURITIES 1971 - 1989
Education
Smith College 1962 — 1966
University of Edinburgh
David Ladori's Smith Barney Experience August 2000 - August 2002
Job M&T Bank Middle Market Commercial Relationship Manager
Industry Banking
Experience
M&T May 2005 - Present
HSBC May 2004 - October 2004
Smith Barney August 2000 - August 2002
Skills
Real Estate, Commercial Lending, Financial Modeling
Education
State University of New York at Buffalo - School of Management 2003 — 2005
MBA, Finance
University of Rochester 1996 — 2000
BA, Economics
M&T May 2005 - Present
HSBC May 2004 - October 2004
Smith Barney August 2000 - August 2002
Skills
Real Estate, Commercial Lending, Financial Modeling
Education
State University of New York at Buffalo - School of Management 2003 — 2005
MBA, Finance
University of Rochester 1996 — 2000
BA, Economics
David Virzera's Smith Barney Experience May 1998 - October 2002
Job US Panel Director at YouGov
Industry Market Research
Experience
YouGov June 2013 - Present
Authentic Response July 2006 - May 2013
The NPD Group October 2002 - July 2006
Smith Barney May 1998 - October 2002
Skills
Market Research, Segmentation, Customer Insight, Data Analysis, Quantitative Research, Marketing Research, Competitive Intelligence, Primary Research, Analytics, Consumer Behaviour, Market Analysis, Social Media, Product Management, Salesforce.com
Education
St. John's University, The Peter J. Tobin College of Business 2002 — 2003
MBA, CIS
Saint John's University 2000 — 2003
BA, Marketing
YouGov June 2013 - Present
Authentic Response July 2006 - May 2013
The NPD Group October 2002 - July 2006
Smith Barney May 1998 - October 2002
Skills
Market Research, Segmentation, Customer Insight, Data Analysis, Quantitative Research, Marketing Research, Competitive Intelligence, Primary Research, Analytics, Consumer Behaviour, Market Analysis, Social Media, Product Management, Salesforce.com
Education
St. John's University, The Peter J. Tobin College of Business 2002 — 2003
MBA, CIS
Saint John's University 2000 — 2003
BA, Marketing
Michael Colonna's Smith Barney Experience October 2002 - February 2004
Job Director, Prime Services at Wells Fargo Securities
Industry Financial Services
Experience
Wells Fargo Securities June 2015 - Present
TradeStation Securities August 2012 - May 2015
Citi March 2004 - August 2012
Smith Barney October 2002 - February 2004
Skills
Series 7, Securities Lending, Prime Brokerage, Series 63, Equities, Hedge Funds, Securities, Fixed Income, Bloomberg, ETFs, Trading, Series 24, Equity Trading, Options, Capital Markets, Trading Systems, Collateral Management, Derivatives, Bonds, Alternative Investments
Education
Saint John's University - Peter J. Tobin College of Business 1997 — 2001
Bachelor's degree, Finance, General
St. Joseph by the Sea H.S 1993 — 1997
Wells Fargo Securities June 2015 - Present
TradeStation Securities August 2012 - May 2015
Citi March 2004 - August 2012
Smith Barney October 2002 - February 2004
Skills
Series 7, Securities Lending, Prime Brokerage, Series 63, Equities, Hedge Funds, Securities, Fixed Income, Bloomberg, ETFs, Trading, Series 24, Equity Trading, Options, Capital Markets, Trading Systems, Collateral Management, Derivatives, Bonds, Alternative Investments
Education
Saint John's University - Peter J. Tobin College of Business 1997 — 2001
Bachelor's degree, Finance, General
St. Joseph by the Sea H.S 1993 — 1997
Isabella Sorrentino's Smith Barney Experience January 2009 - June 2009
Job Executive Director at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley 1996 - Present
Morgan Stanley Smith Barney June 1996 - January 2012
Smith Barney January 2009 - June 2009
Citi Smith Barney June 1996 - June 2009
Citigroup 2006 - January 2009
Citi Smith Barney 1996 - January 2009
Skills
Asset Allocation, Banking, Alternative Investments, Asset Management, Business Analysis, Capital Markets, Derivatives, Equities, FINRA, Financial Analysis, Financial Services, Fixed Income, Hedge Funds, Risk Management, SDLC, Series 63, Series 7, Wealth Management
Education
St. John's University, The Peter J. Tobin College of Business 2003 — 2006
MBA, Risk Management
St. John's University, The Peter J. Tobin College of Business 1992 — 1996
BS, Accounting
Morgan Stanley 1996 - Present
Morgan Stanley Smith Barney June 1996 - January 2012
Smith Barney January 2009 - June 2009
Citi Smith Barney June 1996 - June 2009
Citigroup 2006 - January 2009
Citi Smith Barney 1996 - January 2009
Skills
Asset Allocation, Banking, Alternative Investments, Asset Management, Business Analysis, Capital Markets, Derivatives, Equities, FINRA, Financial Analysis, Financial Services, Fixed Income, Hedge Funds, Risk Management, SDLC, Series 63, Series 7, Wealth Management
Education
St. John's University, The Peter J. Tobin College of Business 2003 — 2006
MBA, Risk Management
St. John's University, The Peter J. Tobin College of Business 1992 — 1996
BS, Accounting
Larry Layton's Smith Barney Experience Admin ManagerMerrill LynchOctober 2012 - January 2015
Job Risk Manager
Industry Financial Services
Experience
Smith Barney Admin ManagerMerrill LynchOctober 2012 - January 2015
Skills
Alternative Investments, Asset Management, Equities, Investments, Mutual Funds, Securities, Wealth Management, FINRA, Financial Services, Fixed Income, Portfolio Management, Capital Markets, Hedge Funds
Education
Slippery Rock University of Pennsylvania
Smith Barney Admin ManagerMerrill LynchOctober 2012 - January 2015
Skills
Alternative Investments, Asset Management, Equities, Investments, Mutual Funds, Securities, Wealth Management, FINRA, Financial Services, Fixed Income, Portfolio Management, Capital Markets, Hedge Funds
Education
Slippery Rock University of Pennsylvania
Hunter Reisner's Smith Barney Experience 1994 - 1997
Job Chief Investment Officer at YMCA Retirement Fund
Industry Investment Management
Experience
YMCA Retirement Fund October 2010 - Present
ACI Capital Co., LLC 2005 - October 2010
Citigroup Investments 1997 - 2004
Smith Barney 1994 - 1997
Salomon Brothers 1991 - 1993
Butler Capital Corporation 1989 - 1991
Salomon Brothers 1986 - 1989
Morgan Stanley 1982 - 1984
Skills
Capital Markets, IPO, High Yield, Mergers, Venture Capital, Structured Products, Alternative Investments, Private Equity, Investment Management, Investments, Mergers & Acquisitions, Strategic Planning, LBO, Investment Strategies, Investment Banking, Portfolio Management, Fund Of Funds, Equities, Bonds, Mutual Funds, Management, Hedge Funds, Equity Capital Markets, Asset Management, Series 7, Securities, Financial Analysis, Bloomberg, Institutional..., Investment Advisory, Emerging Markets, Financial Modeling, Derivatives, Asset Allocation, Valuation, Finance, Wealth Management, Trading, Fixed Income, Due Diligence
Education
Stanford University Graduate School of Business 1984 — 1986
M.B.A.
Yale University 1978 — 1982
B.A., Economics and Mathematics
YMCA Retirement Fund October 2010 - Present
ACI Capital Co., LLC 2005 - October 2010
Citigroup Investments 1997 - 2004
Smith Barney 1994 - 1997
Salomon Brothers 1991 - 1993
Butler Capital Corporation 1989 - 1991
Salomon Brothers 1986 - 1989
Morgan Stanley 1982 - 1984
Skills
Capital Markets, IPO, High Yield, Mergers, Venture Capital, Structured Products, Alternative Investments, Private Equity, Investment Management, Investments, Mergers & Acquisitions, Strategic Planning, LBO, Investment Strategies, Investment Banking, Portfolio Management, Fund Of Funds, Equities, Bonds, Mutual Funds, Management, Hedge Funds, Equity Capital Markets, Asset Management, Series 7, Securities, Financial Analysis, Bloomberg, Institutional..., Investment Advisory, Emerging Markets, Financial Modeling, Derivatives, Asset Allocation, Valuation, Finance, Wealth Management, Trading, Fixed Income, Due Diligence
Education
Stanford University Graduate School of Business 1984 — 1986
M.B.A.
Yale University 1978 — 1982
B.A., Economics and Mathematics
Lucille Mayer's Smith Barney Experience January 1987 - December 1989
Job Chief Information Officer / Managing Director
Industry Financial Services
Experience
BNY Mellon May 2013 - Present
Pershing January 1990 - April 2013
Smith Barney January 1987 - December 1989
Manufacturers Hanover Trust May 1984 - December 1986
Education
State University of New York at New Paltz 1981 — 1984
BA, Computer Science
State University of New York College at Buffalo 1980 — 1981
Engineering
BNY Mellon May 2013 - Present
Pershing January 1990 - April 2013
Smith Barney January 1987 - December 1989
Manufacturers Hanover Trust May 1984 - December 1986
Education
State University of New York at New Paltz 1981 — 1984
BA, Computer Science
State University of New York College at Buffalo 1980 — 1981
Engineering
Gina Morency's Smith Barney Experience 1993 - 2002
Job Administrative Assistant Fire and Life Safety Department Boynton Beach Fire Rescue
Industry Government Administration
Experience
Boynton Beach Fire Rescue March 2008 - Present
HomeBanc Mortgage 2002 - 2008
Smith Barney 1993 - 2002
Skills
Customer Service, Outlook, Microsoft Word, Public Speaking, Team Building, Leadership, Microsoft Office, PowerPoint, Microsoft Excel, Strategic Planning, Event Planning, Budgets, Process Improvement, Insurance
Education
Santaluces Community Highschool 1989 — 1992
College For America at Southern New Hampshire University
AA, General
Boynton Beach Fire Rescue March 2008 - Present
HomeBanc Mortgage 2002 - 2008
Smith Barney 1993 - 2002
Skills
Customer Service, Outlook, Microsoft Word, Public Speaking, Team Building, Leadership, Microsoft Office, PowerPoint, Microsoft Excel, Strategic Planning, Event Planning, Budgets, Process Improvement, Insurance
Education
Santaluces Community Highschool 1989 — 1992
College For America at Southern New Hampshire University
AA, General
Don Pollard's Smith Barney Experience November 2005 - May 2009
Job VP Branch Manager
Industry Financial Services
Experience
Regional BD March 2014 - March 2015
Gold Coast Gold Buyer October 2011 - January 2014
MetLife Financial Services November 2010 - August 2012
AppCrown March 2010 - September 2010
DSI 2009 - 2010
Smith Barney November 2005 - May 2009
E*Trade Professional 2004 - 2005
E*TRADE 2003 - 2005
Quick & Reilly 1995 - 2001
Waterhouse Securities 1993 - 1995
Skills
Fixed Income, Mutual Funds, Options, Management, FINRA, Trading, Compliance, Securities, Investments, Banking, Series 63, Financial Services, Series 7, CRM, Insurance, Training, Portfolio Management, Strategic Financial..., Wealth Management, Leadership, Retirement Planning, Equities, Risk Management, Bonds, Finance, Call Centers, Business Development, Financial Risk, Asset Management, Asset Allocation, Relationship Management, Start-ups, Branch Operation, Branch Management, Series 24, Financial Planning
Education
Saint Joseph's College 2001 — 2010
BS, Organizational Managment
Centereach
Regional BD March 2014 - March 2015
Gold Coast Gold Buyer October 2011 - January 2014
MetLife Financial Services November 2010 - August 2012
AppCrown March 2010 - September 2010
DSI 2009 - 2010
Smith Barney November 2005 - May 2009
E*Trade Professional 2004 - 2005
E*TRADE 2003 - 2005
Quick & Reilly 1995 - 2001
Waterhouse Securities 1993 - 1995
Skills
Fixed Income, Mutual Funds, Options, Management, FINRA, Trading, Compliance, Securities, Investments, Banking, Series 63, Financial Services, Series 7, CRM, Insurance, Training, Portfolio Management, Strategic Financial..., Wealth Management, Leadership, Retirement Planning, Equities, Risk Management, Bonds, Finance, Call Centers, Business Development, Financial Risk, Asset Management, Asset Allocation, Relationship Management, Start-ups, Branch Operation, Branch Management, Series 24, Financial Planning
Education
Saint Joseph's College 2001 — 2010
BS, Organizational Managment
Centereach
Jonathan Powell's Smith Barney Experience February 1989 - April 1999
Job #1 Coach to Elite Financial Advisors Collectively Managing $200B+
Industry Financial Services
Experience
CEG Worldwide, LLC 2007 - Present
Citi 1999 - 2007
Smith Barney February 1989 - April 1999
Skills
Asset Allocation, Series 7, Wealth Management, Investments, Financial Advisory, Keynote, Coaching, Training, Strategic Planning, Retirement Planning, Mutual Funds, Banking, Financial Services, Strategic Financial..., Risk Management, FINRA, Asset Management, Investment Advisory, Series 63, Securities, Investment Strategies, Portfolio Management, Series 24, Estate Planning, Fixed Annuities, Retirement, Investment Management, Series 65, Alternative Investments, Finance, Wealth, Equities, High Net Worth..., Hedge Funds, Fixed Income, Uniform Combined State..., Separately Managed..., ETFs, Pensions, Leadership, Insurance, Private Banking, 401k, Certified Financial..., Financial Planners, Life Insurance, Financial Planning
Education
Stanford University 1974 — 1978
Bachelor's degree, Economics
Serra High School
CEG Worldwide, LLC 2007 - Present
Citi 1999 - 2007
Smith Barney February 1989 - April 1999
Skills
Asset Allocation, Series 7, Wealth Management, Investments, Financial Advisory, Keynote, Coaching, Training, Strategic Planning, Retirement Planning, Mutual Funds, Banking, Financial Services, Strategic Financial..., Risk Management, FINRA, Asset Management, Investment Advisory, Series 63, Securities, Investment Strategies, Portfolio Management, Series 24, Estate Planning, Fixed Annuities, Retirement, Investment Management, Series 65, Alternative Investments, Finance, Wealth, Equities, High Net Worth..., Hedge Funds, Fixed Income, Uniform Combined State..., Separately Managed..., ETFs, Pensions, Leadership, Insurance, Private Banking, 401k, Certified Financial..., Financial Planners, Life Insurance, Financial Planning
Education
Stanford University 1974 — 1978
Bachelor's degree, Economics
Serra High School
Garrett McGuire's Smith Barney Experience January 2001 - October 2001
Job Casting Director / Producer / Realtor
Industry Entertainment
Experience
CFB Casting March 2008 - Present
Peas and Carrots January 2011 - Present
Keller Williams Realty, Inc. April 2015 - Present
JGM Casting November 2006 - Present
Jeff Greenberg Casting July 2012 - November 2012
Leslie Litt Casting September 2008 - December 2008
Ulrich/Dawson/Kritzer April 2004 - February 2008
Aquila Wood Casting January 2007 - June 2007
Ryan Family Limited Partnership April 2002 - April 2004
Smith Barney January 2001 - October 2001
Skills
Acting, Film, Entertainment, Television, Film Production, Social Media, Screenwriting, Casting, Theatre, Drama, Video Production, Directing, Producing, Post Production, Documentaries, Feature Films, Commercials, Voice Over, Video, Reality, Broadcast, Comedy, Production Managment, Short Films, Editing, Public Speaking, Social Networking, Final Cut Pro, Public Relations, New Media, Music Videos, Avid, Media Production, Reality TV
Education
Southern Methodist University 1997 — 2001
Political Science, Psychology
Southern Methodist University - Cox School of Business 1997 — 2001
BBA, Finance
Lake Highlands
CFB Casting March 2008 - Present
Peas and Carrots January 2011 - Present
Keller Williams Realty, Inc. April 2015 - Present
JGM Casting November 2006 - Present
Jeff Greenberg Casting July 2012 - November 2012
Leslie Litt Casting September 2008 - December 2008
Ulrich/Dawson/Kritzer April 2004 - February 2008
Aquila Wood Casting January 2007 - June 2007
Ryan Family Limited Partnership April 2002 - April 2004
Smith Barney January 2001 - October 2001
Skills
Acting, Film, Entertainment, Television, Film Production, Social Media, Screenwriting, Casting, Theatre, Drama, Video Production, Directing, Producing, Post Production, Documentaries, Feature Films, Commercials, Voice Over, Video, Reality, Broadcast, Comedy, Production Managment, Short Films, Editing, Public Speaking, Social Networking, Final Cut Pro, Public Relations, New Media, Music Videos, Avid, Media Production, Reality TV
Education
Southern Methodist University 1997 — 2001
Political Science, Psychology
Southern Methodist University - Cox School of Business 1997 — 2001
BBA, Finance
Lake Highlands
Jennifer Scully's Smith Barney Experience October 1993 - June 2009
Job Vice President at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley Smith Barney June 2009 - Present
Smith Barney October 1993 - June 2009
Skills
Asset Allocation, Alternative Investments, Mutual Funds, Uniform Combined State..., Series 63, Wealth Management, Equities, Retirement Planning, Series 7
Education
Saint John's University 1996 — 2001
MBA, Marketing
St. John's University, The Peter J. Tobin College of Business 1989 — 1993
Morgan Stanley Smith Barney June 2009 - Present
Smith Barney October 1993 - June 2009
Skills
Asset Allocation, Alternative Investments, Mutual Funds, Uniform Combined State..., Series 63, Wealth Management, Equities, Retirement Planning, Series 7
Education
Saint John's University 1996 — 2001
MBA, Marketing
St. John's University, The Peter J. Tobin College of Business 1989 — 1993
Justin Carfora's Smith Barney Experience July 2007 - June 2010
Job VP Regional Consultant for Sentinel Investments in Florida
Industry Financial Services
Experience
Sentinel Investments October 2014 - Present
Allianz Global Investors December 2010 - October 2014
Merrill Lynch June 2010 - December 2010
Smith Barney July 2007 - June 2010
Skills
Alternative Investments, Asset Management, Wealth Management, Series 7, Risk Management, Mutual Funds, Portfolio Management, Relationship Management, Series 63, Competitive Analysis
Education
University of New Haven 2006 — 2007
Masters, Business Education
Southern Connecticut State University 2000 — 2004
B.A., Finance/Business Management
Notre Dame High
Sentinel Investments October 2014 - Present
Allianz Global Investors December 2010 - October 2014
Merrill Lynch June 2010 - December 2010
Smith Barney July 2007 - June 2010
Skills
Alternative Investments, Asset Management, Wealth Management, Series 7, Risk Management, Mutual Funds, Portfolio Management, Relationship Management, Series 63, Competitive Analysis
Education
University of New Haven 2006 — 2007
Masters, Business Education
Southern Connecticut State University 2000 — 2004
B.A., Finance/Business Management
Notre Dame High
Samantha Lagocki's Smith Barney Experience August 2000 - October 2011
Job CEP, Supervisor Stock Services
Industry Financial Services
Experience
Equinix October 2011 - Present
Smith Barney August 2000 - October 2011
Skills
Microsoft Excel, Customer Service, Management, Process Improvement, Mergers & Acquisitions, Series 7, Series 63, Vendor Management, Asset Management, Financial Analysis, Equities, Leadership, Project Management, Financial Services, Investments, SaaS, Outlook, Salesforce.com, Wealth Management
Education
Skidmore College 1987 — 1991
Equinix October 2011 - Present
Smith Barney August 2000 - October 2011
Skills
Microsoft Excel, Customer Service, Management, Process Improvement, Mergers & Acquisitions, Series 7, Series 63, Vendor Management, Asset Management, Financial Analysis, Equities, Leadership, Project Management, Financial Services, Investments, SaaS, Outlook, Salesforce.com, Wealth Management
Education
Skidmore College 1987 — 1991
Christine Klee's Smith Barney Experience February 1998 - February 2010
Job 14 Years Experience in Financial Insustry
Industry Financial Services
Experience
Unable to provide 2010 - Present
Smith Barney February 1998 - February 2010
Skills
Risk Management, Leadership, Insurance, Management, Microsoft Excel, Social Media, Series 63, Public Speaking, Customer Service, Series 7, Event Planning
Education
State University of New York at New Paltz 1990 — 1993
Bachelor of Science (BS)
Unable to provide 2010 - Present
Smith Barney February 1998 - February 2010
Skills
Risk Management, Leadership, Insurance, Management, Microsoft Excel, Social Media, Series 63, Public Speaking, Customer Service, Series 7, Event Planning
Education
State University of New York at New Paltz 1990 — 1993
Bachelor of Science (BS)
Andrew Hamann's Smith Barney Experience 2004 - 2005
Job Attorney at United Lex
Industry Legal Services
Experience
UnitedLex Corporation February 2013 - Present
Black Letter Discovery August 2012 - February 2013
Minnillo & Jenkins, Co. LPA December 2011 - August 2012
Rubinton & Laufer PA June 2009 - August 2010
Lucrum Incorporated March 2008 - July 2008
Keating, Muething September 2005 - January 2008
Smith Barney 2004 - 2005
Skills
Legal Research, Marketing, Intellectual Property, Litigation, Document Review, Corporate Law, Family Law, Legal Writing, Trademarks, Westlaw, Class Actions
Education
St. Thomas University School of Law
Doctor of Law (J.D.)
Xavier University: Williams College of Business 2002 — 2006
Bachelor, Science & Business Administration
Project Management Institute
UnitedLex Corporation February 2013 - Present
Black Letter Discovery August 2012 - February 2013
Minnillo & Jenkins, Co. LPA December 2011 - August 2012
Rubinton & Laufer PA June 2009 - August 2010
Lucrum Incorporated March 2008 - July 2008
Keating, Muething September 2005 - January 2008
Smith Barney 2004 - 2005
Skills
Legal Research, Marketing, Intellectual Property, Litigation, Document Review, Corporate Law, Family Law, Legal Writing, Trademarks, Westlaw, Class Actions
Education
St. Thomas University School of Law
Doctor of Law (J.D.)
Xavier University: Williams College of Business 2002 — 2006
Bachelor, Science & Business Administration
Project Management Institute
Timothy Cooper, CFP®'s Smith Barney Experience October 1998 - January 2009
Job Vice PresidentInvestments at UBS
Industry Financial Services
Experience
UBS January 2009 - Present
Smith Barney October 1998 - January 2009
Smith Barney February 1997 - October 1998
Education
St. John's University 1992 — 1996
Bachelor's degree, Finance, General
UBS January 2009 - Present
Smith Barney October 1998 - January 2009
Smith Barney February 1997 - October 1998
Education
St. John's University 1992 — 1996
Bachelor's degree, Finance, General
William Givens's Smith Barney Experience August 2004 - June 2009
Job Executive Director/Products Compliance at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney June 2009 - Present
Smith Barney August 2004 - June 2009
New York Life Insurance Company June 2000 - August 2004
AIG Royal Alliance June 1997 - June 2000
Skills
Compliance, Series 7, Series 24, Series 53, Series 79, Series 63, Mutual Funds, ETFs, Annuities, Structured Products, Insurance, Alternative Investments, Hedge Funds, Private Equity, 529 Plans, ESOP
Education
State University of New York College at Cortland 1992 — 1996
Bachelor of Science, Economics
Morgan Stanley Smith Barney June 2009 - Present
Smith Barney August 2004 - June 2009
New York Life Insurance Company June 2000 - August 2004
AIG Royal Alliance June 1997 - June 2000
Skills
Compliance, Series 7, Series 24, Series 53, Series 79, Series 63, Mutual Funds, ETFs, Annuities, Structured Products, Insurance, Alternative Investments, Hedge Funds, Private Equity, 529 Plans, ESOP
Education
State University of New York College at Cortland 1992 — 1996
Bachelor of Science, Economics
Andrew Avalos's Smith Barney Experience March 2005 - May 2006
Job at
Industry Utilities
Experience
J-W Operating Company February 2013 - Present
Energy Future Holdings November 2010 - Present
Netherland, Sewell & Associates June 2006 - November 2010
Smith Barney March 2005 - May 2006
Education
Southern Methodist University 2002 — 2006
BA & BBA, Physics and Finance
Texas A&M University
J-W Operating Company February 2013 - Present
Energy Future Holdings November 2010 - Present
Netherland, Sewell & Associates June 2006 - November 2010
Smith Barney March 2005 - May 2006
Education
Southern Methodist University 2002 — 2006
BA & BBA, Physics and Finance
Texas A&M University
Andrew Minderler's Smith Barney Experience December 2006 - August 2008
Job Documentation & Change Control at HSBC
Industry Financial Services
Experience
HSBC September 2014 - Present
HSBC November 2010 - September 2014
M&T Bank August 2010 - November 2010
Wheatley Partners January 2009 - April 2010
Smith Barney December 2006 - August 2008
HSBC January 2005 - December 2006
HSBC January 2004 - December 2005
Education
State University of New York College at Fredonia 1999 — 2003
BS, Economics
HSBC September 2014 - Present
HSBC November 2010 - September 2014
M&T Bank August 2010 - November 2010
Wheatley Partners January 2009 - April 2010
Smith Barney December 2006 - August 2008
HSBC January 2005 - December 2006
HSBC January 2004 - December 2005
Education
State University of New York College at Fredonia 1999 — 2003
BS, Economics
Janine Handley's Smith Barney Experience June 1997 - July 2000
Job Technical Project Manager at Wells Capital Management
Industry Investment Management
Experience
Wells Capital Management August 2011 - Present
Wells Capital Management October 2009 - August 2011
Evergreen Investments December 2006 - October 2009
OffitBank September 2002 - December 2006
Offitbank July 2000 - September 2002
Smith Barney June 1997 - July 2000
Skills
Fixed Income, Mutual Funds, Bloomberg, Portfolio Management, Derivatives, Equities, Options, Investments, Trading, Bonds, Capital Markets, Hedge Funds, Asset Allocation, Securities, Asset Management, Business Analysis
Education
Saint John's University - Peter J. Tobin College of Business 1993 — 1997
BS, Finance
Wells Capital Management August 2011 - Present
Wells Capital Management October 2009 - August 2011
Evergreen Investments December 2006 - October 2009
OffitBank September 2002 - December 2006
Offitbank July 2000 - September 2002
Smith Barney June 1997 - July 2000
Skills
Fixed Income, Mutual Funds, Bloomberg, Portfolio Management, Derivatives, Equities, Options, Investments, Trading, Bonds, Capital Markets, Hedge Funds, Asset Allocation, Securities, Asset Management, Business Analysis
Education
Saint John's University - Peter J. Tobin College of Business 1993 — 1997
BS, Finance
Laura Bruckner's Smith Barney Experience November 1993 - December 1995
Job Morgan Stanley Executive Director
Industry Information Technology and Services
Experience
Morgan Stanley 2013 - 2015
Morgan Stanley 2012 - 2013
Morgan Stanley July 1996 - January 2012
Morgan Stanley Smith Barney 1996 - 2011
Dean Witter Trust Company December 1995 - July 1996
Smith Barney November 1993 - December 1995
Bank of New York / Irving Trust Company January 1982 - December 1993
Skills
SDLC, Fixed Income, Sybase, Finance, Equities, Trading Systems, Derivatives, Business Process..., Business Analysis, Project Management, Financial Services, Risk Management, IT Strategy, Management
Education
St. Francis College 1976 — 1980
BS, Math
Morgan Stanley 2013 - 2015
Morgan Stanley 2012 - 2013
Morgan Stanley July 1996 - January 2012
Morgan Stanley Smith Barney 1996 - 2011
Dean Witter Trust Company December 1995 - July 1996
Smith Barney November 1993 - December 1995
Bank of New York / Irving Trust Company January 1982 - December 1993
Skills
SDLC, Fixed Income, Sybase, Finance, Equities, Trading Systems, Derivatives, Business Process..., Business Analysis, Project Management, Financial Services, Risk Management, IT Strategy, Management
Education
St. Francis College 1976 — 1980
BS, Math
Mitch Kampton's Smith Barney Experience May 1987 - August 1995
Job IT Program Manager at HSBC
Industry Financial Services
Experience
HSBC February 2006 - Present
JPMorgan Chase August 1995 - December 2005
Smith Barney May 1987 - August 1995
Skills
Change Management, Strategy, Financial Services, Leadership, SDLC, Business Analysis, PMO, Vendor Management, Mergers & Acquisitions, Banking, Risk Management, IT Management, Project Portfolio..., IT Strategy, Governance
Education
State University of New York College at Buffalo 1982 — 1986
BS, Information Systems Management
HSBC February 2006 - Present
JPMorgan Chase August 1995 - December 2005
Smith Barney May 1987 - August 1995
Skills
Change Management, Strategy, Financial Services, Leadership, SDLC, Business Analysis, PMO, Vendor Management, Mergers & Acquisitions, Banking, Risk Management, IT Management, Project Portfolio..., IT Strategy, Governance
Education
State University of New York College at Buffalo 1982 — 1986
BS, Information Systems Management
Chris Castellano's Smith Barney Experience September 2008 - December 2008
Job Research Analyst at GM Advisory Group
Industry Investment Management
Experience
GM Advisory Group September 2012 - Present
Bayside Marina May 2001 - Present
Smith Barney September 2008 - December 2008
Education
St. John's University, The Peter J. Tobin College of Business 2005 — 2009
B.S., Finance
GM Advisory Group September 2012 - Present
Bayside Marina May 2001 - Present
Smith Barney September 2008 - December 2008
Education
St. John's University, The Peter J. Tobin College of Business 2005 — 2009
B.S., Finance
J. L. (Chip) Crain's Smith Barney Experience August 1994 - June 2007
Job Senior Vice President, Wealth Management at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities June 2007 - Present
FPA of Greater Memphis 2013 - Present
3 Shades of Blue 2006 - Present
Smith Barney August 1994 - June 2007
Skills
Retirement Planning, Financial Planning, Investments, Asset Management, Estate Planning, Series 7, Wealth Management, Investment Advisory, Portfolio Management, Financial Advisory, Asset Allocation, Annuities, Mutual Funds, Financial Analysis, Equities, Retirement, Investment Strategies, Securities, Series 63, Insurance, Fixed Income, Wealth, Bonds, Risk Management, Trusts, Options, Long Term Care, Alternative Investments, Insurance Planning, IRA's, Financial Modeling, Capital Markets, 401k, Comprehensive Wealth..., Financial Advice, Personal Finance, Hedge Funds, Business Planning, Pensions, Compliance, Retirement Income..., Succession Planning, Employee Benefits, Disability Insurance, Series 24, Wealth Accumulation, Private Banking, Tax, Private Wealth..., Finance
Education
The University of Memphis 1993 — 1994
Finance, Financial Services
Southern Methodist University 1980 — 1985
Journalism, Political Science, Philosophy
The Baylor School 1976 — 1980
The Baylor School
Wunderlich Securities June 2007 - Present
FPA of Greater Memphis 2013 - Present
3 Shades of Blue 2006 - Present
Smith Barney August 1994 - June 2007
Skills
Retirement Planning, Financial Planning, Investments, Asset Management, Estate Planning, Series 7, Wealth Management, Investment Advisory, Portfolio Management, Financial Advisory, Asset Allocation, Annuities, Mutual Funds, Financial Analysis, Equities, Retirement, Investment Strategies, Securities, Series 63, Insurance, Fixed Income, Wealth, Bonds, Risk Management, Trusts, Options, Long Term Care, Alternative Investments, Insurance Planning, IRA's, Financial Modeling, Capital Markets, 401k, Comprehensive Wealth..., Financial Advice, Personal Finance, Hedge Funds, Business Planning, Pensions, Compliance, Retirement Income..., Succession Planning, Employee Benefits, Disability Insurance, Series 24, Wealth Accumulation, Private Banking, Tax, Private Wealth..., Finance
Education
The University of Memphis 1993 — 1994
Finance, Financial Services
Southern Methodist University 1980 — 1985
Journalism, Political Science, Philosophy
The Baylor School 1976 — 1980
The Baylor School
Ann Derrey Bermingham's Smith Barney Experience 1983 - 1986
Job Real Estate Agent
Industry Real Estate
Experience
Houlihan Lawrence December 2008 - Present
Smith Barney 1983 - 1986
Skills
Real Estate, Certified buyers..., working with buyers and..., selling country homes..., seeing the potential in..., marketing homes, matching people to..., deliver results, Selling
Education
St. Lawrence University 1976 — 1980
BA, History
Kent Place School 1972 — 1976
high school
Houlihan Lawrence December 2008 - Present
Smith Barney 1983 - 1986
Skills
Real Estate, Certified buyers..., working with buyers and..., selling country homes..., seeing the potential in..., marketing homes, matching people to..., deliver results, Selling
Education
St. Lawrence University 1976 — 1980
BA, History
Kent Place School 1972 — 1976
high school
Shelley Weihs's Smith Barney Experience June 1993 - December 1996
Job Food and Beverage (FaB) Service
Industry Hospitality
Experience
BLUPURA USA 2015 - Present
Frieling USA March 2009 - November 2012
DC Publishing May 2008 - March 2009
Delectable Samplings 2007 - 2009
UBS July 2000 - July 2001
J.C. Bradford & Co. December 1996 - July 2000
Smith Barney June 1993 - December 1996
Skills
Food & Beverage, Restaurants, Hospitality Industry, Hospitality, Hotels, Menu Development, Hospitality Management, Beverage, Coffee, Food, Catering, Wine, Banquets, Restaurant Management, Fine Dining, Sales, Pre-opening, Resorts, Wine Tasting, Culinary Skills, Food Service, Hotel Management, Trade Shows, Micros
Education
Southern Connecticut State University 1989 — 1993
BS, Marketing, management, communications
Foran Highschool
BLUPURA USA 2015 - Present
Frieling USA March 2009 - November 2012
DC Publishing May 2008 - March 2009
Delectable Samplings 2007 - 2009
UBS July 2000 - July 2001
J.C. Bradford & Co. December 1996 - July 2000
Smith Barney June 1993 - December 1996
Skills
Food & Beverage, Restaurants, Hospitality Industry, Hospitality, Hotels, Menu Development, Hospitality Management, Beverage, Coffee, Food, Catering, Wine, Banquets, Restaurant Management, Fine Dining, Sales, Pre-opening, Resorts, Wine Tasting, Culinary Skills, Food Service, Hotel Management, Trade Shows, Micros
Education
Southern Connecticut State University 1989 — 1993
BS, Marketing, management, communications
Foran Highschool
Harriet Madoff's Smith Barney Experience Senior Wealth Strategy AssociateUBSJuly 2010 - Present
Job Senior Wealth Strategy Associate at UBS
Industry Financial Services
Experience
Smith Barney Senior Wealth Strategy AssociateUBSJuly 2010 - Present
Education
Smith College
Smith Barney Senior Wealth Strategy AssociateUBSJuly 2010 - Present
Education
Smith College
John O'Toole,CRPC's Smith Barney Experience July 1998 - February 2009
Job Managing Director at Warren Financial
Industry Investment Management
Experience
Warren Financial October 2014 - Present
Reebok CrossFit Coastal Carolina March 2013 - Present
RBC Wealth Managment February 2009 - February 2013
Smith Barney July 1998 - February 2009
Skills
Portfolio Management, Equities, Strategic Financial..., Wealth Management, Mutual Funds, Investments, Financial Modeling, Fixed Income, Securities, Series 7, Financial Analysis, Asset Managment, Capital Markets, Due Diligence, Asset Allocation, Financial Planning, Asset Management
Education
St. Edward's University 1975 — 1979
BS, Finance
Warren Financial October 2014 - Present
Reebok CrossFit Coastal Carolina March 2013 - Present
RBC Wealth Managment February 2009 - February 2013
Smith Barney July 1998 - February 2009
Skills
Portfolio Management, Equities, Strategic Financial..., Wealth Management, Mutual Funds, Investments, Financial Modeling, Fixed Income, Securities, Series 7, Financial Analysis, Asset Managment, Capital Markets, Due Diligence, Asset Allocation, Financial Planning, Asset Management
Education
St. Edward's University 1975 — 1979
BS, Finance
Vincent Pravata, CPA's Smith Barney Experience June 1999 - August 2001
Job Director of MBS Valuation Control
Industry Financial Services
Experience
Annaly Capital Management May 2013 - Present
Citi May 2011 - May 2013
Cerberus Capital Management 2009 - May 2011
UBS Investment Bank November 2003 - May 2009
KPMG LLP August 2001 - November 2003
Smith Barney June 1999 - August 2001
Skills
Fixed Income, Derivatives, Bloomberg, Hedge Funds, Portfolio Management, Valuation, Equities, Bonds, Trading, MBS, Finance, Securities, Financial Risk, Options, Risk Management, Market Risk, Investments, ABS, CDS, Middle Office
Education
ST. JOHN'S UNIVERSITY 1995 — 1999
Bachelor of Science, Accounting
St. John's University 1995 — 1999
Bachelor's degree, Accounting
Annaly Capital Management May 2013 - Present
Citi May 2011 - May 2013
Cerberus Capital Management 2009 - May 2011
UBS Investment Bank November 2003 - May 2009
KPMG LLP August 2001 - November 2003
Smith Barney June 1999 - August 2001
Skills
Fixed Income, Derivatives, Bloomberg, Hedge Funds, Portfolio Management, Valuation, Equities, Bonds, Trading, MBS, Finance, Securities, Financial Risk, Options, Risk Management, Market Risk, Investments, ABS, CDS, Middle Office
Education
ST. JOHN'S UNIVERSITY 1995 — 1999
Bachelor of Science, Accounting
St. John's University 1995 — 1999
Bachelor's degree, Accounting
Jacob Jurlina's Smith Barney Experience August 2007 - May 2008
Job Associate at Memorial Resource Development
Industry Oil & Energy
Experience
Memorial Resource Development Corp. August 2014 - Present
Rothschild January 2013 - August 2014
EP ENERGY September 2011 - December 2012
KeyBanc Capital Markets August 2010 - August 2011
J.P. Morgan June 2008 - August 2008
Smith Barney August 2007 - May 2008
Skills
Financial Modeling, Financial Analysis, Microsoft Excel, Valuation, Mergers & Acquisitions, Finance, Due Diligence, Investment Banking, Investments, Corporate Finance, Business Development, Microsoft Office, Capital Markets, Acquisitions &...
Education
Southern Methodist University 2005 — 2010
B.B.A., Finance
St. Mark's School of Texas 2000 — 2005
Memorial Resource Development Corp. August 2014 - Present
Rothschild January 2013 - August 2014
EP ENERGY September 2011 - December 2012
KeyBanc Capital Markets August 2010 - August 2011
J.P. Morgan June 2008 - August 2008
Smith Barney August 2007 - May 2008
Skills
Financial Modeling, Financial Analysis, Microsoft Excel, Valuation, Mergers & Acquisitions, Finance, Due Diligence, Investment Banking, Investments, Corporate Finance, Business Development, Microsoft Office, Capital Markets, Acquisitions &...
Education
Southern Methodist University 2005 — 2010
B.B.A., Finance
St. Mark's School of Texas 2000 — 2005
Philip Brooks's Smith Barney Experience June 1989 - December 1990
Job First Vice President, Investments
Industry Financial Services
Experience
Raymond James October 2007 - Present
RBC Dain Rauscher December 1990 - October 2007
Smith Barney June 1989 - December 1990
Merrill Lynch November 1976 - June 1989
Skills
Series 7, Retirement Planning, Investments, Retirement, Finance, Securities, Mutual Funds, Investment Strategies, Wealth Management, Estate Planning, Asset Management, Investment Advisory, Mergers & Acquisitions, Series 63, Risk Management
Education
Southern Arkansas University 1970 — 1974
B.B.A. in Management, Business & Economics
Robert E Lee High School, Tyler, Texas 1967 — 1970
High School Diploma, General Studies
Raymond James October 2007 - Present
RBC Dain Rauscher December 1990 - October 2007
Smith Barney June 1989 - December 1990
Merrill Lynch November 1976 - June 1989
Skills
Series 7, Retirement Planning, Investments, Retirement, Finance, Securities, Mutual Funds, Investment Strategies, Wealth Management, Estate Planning, Asset Management, Investment Advisory, Mergers & Acquisitions, Series 63, Risk Management
Education
Southern Arkansas University 1970 — 1974
B.B.A. in Management, Business & Economics
Robert E Lee High School, Tyler, Texas 1967 — 1970
High School Diploma, General Studies
Gerry Silverman's Smith Barney Experience June 2003 - May 2007
Job Financial Advisor at Chase
Industry Financial Services
Experience
Chase Investment Services Corp. June 2007 - March 2012
Smith Barney June 2003 - May 2007
Education
University at Albany, SUNY 1990 — 1993
M.S., Educational Administration
State University of New York College at Geneseo 1977 — 1980
B.A., English
Chase Investment Services Corp. June 2007 - March 2012
Smith Barney June 2003 - May 2007
Education
University at Albany, SUNY 1990 — 1993
M.S., Educational Administration
State University of New York College at Geneseo 1977 — 1980
B.A., English
Lee Gerkin's Smith Barney Experience September 1995 - December 1997
Job Managing Director at Chatsworth Securities
Industry Investment Banking
Experience
Chatsworth Securities LLC Managing DirectorChatsworth Securities1998 - Present
Smith Barney September 1995 - December 1997
HSBC Investment Banking 1988 - 1995
Lazard Freres 1985 - 1987
Skills
Asset Management, Capital Markets, Corporate Finance, Corporate Development, Due Diligence, Emerging Markets, Equities, Financial Structuring, Hedge Funds, IPO, Investment Banking, Management, Mergers & Acquisitions, Private Placements, Private Equity, Valuation, Venture Capital
Education
Southern Methodist University Dedman School of Law 1971 — 1974
J.D., Law
Chatsworth Securities LLC Managing DirectorChatsworth Securities1998 - Present
Smith Barney September 1995 - December 1997
HSBC Investment Banking 1988 - 1995
Lazard Freres 1985 - 1987
Skills
Asset Management, Capital Markets, Corporate Finance, Corporate Development, Due Diligence, Emerging Markets, Equities, Financial Structuring, Hedge Funds, IPO, Investment Banking, Management, Mergers & Acquisitions, Private Placements, Private Equity, Valuation, Venture Capital
Education
Southern Methodist University Dedman School of Law 1971 — 1974
J.D., Law
Pamela Ross's Smith Barney Experience 1990 - 1993
Job Director Citi Private Bank
Industry Financial Services
Experience
Citi Private Bank December 2014 - Present
Citi Private Bank December 2010 - November 2014
UBS Wealth Management 1993 - 2010
Smith Barney 1990 - 1993
Education
State University of New York at New Paltz 1985 — 1989
Bachelor of Science
Citi Private Bank December 2014 - Present
Citi Private Bank December 2010 - November 2014
UBS Wealth Management 1993 - 2010
Smith Barney 1990 - 1993
Education
State University of New York at New Paltz 1985 — 1989
Bachelor of Science
Arthur Nowak's Smith Barney Experience August 2007 - December 2008
Job Registered Client Associate at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
WELLS FARGO ADVISORS, LLC (FORMERLY WACHOVIA SECURITIES, LLC) June 2008 - Present
Smith Barney August 2007 - December 2008
Morgan Stanley Smith Barney February 2008 - May 2008
Ciurzcak and Company June 2006 - September 2006
Education
State University of New York College at Buffalo 2004 — 2008
B.S., Finance
WELLS FARGO ADVISORS, LLC (FORMERLY WACHOVIA SECURITIES, LLC) June 2008 - Present
Smith Barney August 2007 - December 2008
Morgan Stanley Smith Barney February 2008 - May 2008
Ciurzcak and Company June 2006 - September 2006
Education
State University of New York College at Buffalo 2004 — 2008
B.S., Finance
Megan Krasney's Smith Barney Experience January 1992 - June 1997
Job Financial Services Professional
Industry Financial Services
Experience
Columbia University Alumni Association January 2014 - July 2014
Morgan Stanley December 2011 - April 2012
Strategic Asset Services March 2011 - July 2011
Goldman Sachs September 2010 - November 2010
Morgan Stanley January 2001 - October 2003
Gateway July 1997 - November 1998
Smith Barney January 1992 - June 1997
Asahi Evening News November 1984 - July 1987
Skills
Financial Analysis, Securities, Hedge Funds, Series 7, Social Media, Capital Markets, Derivatives, Business Analysis, Portfolio Management, Fund Of Funds, Customer Service
Education
University of South Carolina-Columbia 1988 — 1991
Master of International Business Study
Smith College 1980 — 1984
Bachelor's Degree, Political Science and Government
Columbia University Alumni Association January 2014 - July 2014
Morgan Stanley December 2011 - April 2012
Strategic Asset Services March 2011 - July 2011
Goldman Sachs September 2010 - November 2010
Morgan Stanley January 2001 - October 2003
Gateway July 1997 - November 1998
Smith Barney January 1992 - June 1997
Asahi Evening News November 1984 - July 1987
Skills
Financial Analysis, Securities, Hedge Funds, Series 7, Social Media, Capital Markets, Derivatives, Business Analysis, Portfolio Management, Fund Of Funds, Customer Service
Education
University of South Carolina-Columbia 1988 — 1991
Master of International Business Study
Smith College 1980 — 1984
Bachelor's Degree, Political Science and Government
Kenneth Chiu's Smith Barney Experience January 2006 - April 2006
Job Investment Specialist at United Nations FCU
Industry Financial Services
Experience
United Nations FCU May 2014 - Present
JPMorgan Chase October 2013 - January 2014
JPMorgan Chase October 2010 - September 2013
Morgan Stanley June 2006 - May 2010
Smith Barney January 2006 - April 2006
Skills
Asset Allocation, Investment Advisory, Series 7, Series 63, Uniform Combined State..., Securities, Mutual Funds, Fixed Income, Alternative Investments, Wealth Management, Series 65, Equities, Life Insurance, Asset Management, Portfolio Management, Investment Management, Superior Client Service, Analytical Skills, Quantitative Research, Time Management, Organization, Due Diligence, Financial Services, Multi Tasking, Microsoft Excel, PowerPoint, Communication, Adaptability, Flexibility, Prioritize Workload, High level of initiative, Teamwork, Work Well Independently, Highly detail oriented, Superior Work Ethic, Outstanding...
Education
Saint John's University - Peter J. Tobin College of Business 2002 — 2006
Bachelor of Science, Finance, 3.6
Clarke HS 1998 — 2002
High School
United Nations FCU May 2014 - Present
JPMorgan Chase October 2013 - January 2014
JPMorgan Chase October 2010 - September 2013
Morgan Stanley June 2006 - May 2010
Smith Barney January 2006 - April 2006
Skills
Asset Allocation, Investment Advisory, Series 7, Series 63, Uniform Combined State..., Securities, Mutual Funds, Fixed Income, Alternative Investments, Wealth Management, Series 65, Equities, Life Insurance, Asset Management, Portfolio Management, Investment Management, Superior Client Service, Analytical Skills, Quantitative Research, Time Management, Organization, Due Diligence, Financial Services, Multi Tasking, Microsoft Excel, PowerPoint, Communication, Adaptability, Flexibility, Prioritize Workload, High level of initiative, Teamwork, Work Well Independently, Highly detail oriented, Superior Work Ethic, Outstanding...
Education
Saint John's University - Peter J. Tobin College of Business 2002 — 2006
Bachelor of Science, Finance, 3.6
Clarke HS 1998 — 2002
High School
Andrew Sponable's Smith Barney Experience September 2005 - June 2009
Job Marketing Compliance Analyst at OppenheimerFunds
Industry Financial Services
Experience
OppenheimerFunds October 2014 - Present
Citi 2009 - October 2014
Smith Barney September 2005 - June 2009
Banc of America Investments 2004 - 2005
Fleet/Quick & Reilly 2002 - 2004
Skills
Variable Annuities, Insurance, FINRA, Management
Education
State University of New York College at Brockport 1981 — 1985
BS, Marketing and Economics
OppenheimerFunds October 2014 - Present
Citi 2009 - October 2014
Smith Barney September 2005 - June 2009
Banc of America Investments 2004 - 2005
Fleet/Quick & Reilly 2002 - 2004
Skills
Variable Annuities, Insurance, FINRA, Management
Education
State University of New York College at Brockport 1981 — 1985
BS, Marketing and Economics
Roxanne Bryan's Smith Barney Experience January 2008 - May 2008
Job
Industry Higher Education
Experience
St. John's University June 2009 - Present
St John's University June 2008 - May 2009
Smith Barney January 2008 - May 2008
Saks Fifth Avenue June 2006 - August 2006
Trinidad & Tobago Government - Minisitry of Community Development June 2001 - August 2003
Skills
Financial Analysis, Data Analysis, Microsoft Excel, Access, Analysis, Finance, Microsoft Word, Accounting, Budgets, Time Management, Higher Education, PowerPoint, Public Speaking, Account Reconciliation, Management, Accounts Receivable, Variance Analysis, Accounts Payable
Education
Saint John's University - Peter J. Tobin College of Business 2010 — 2013
Master's Degree, Accounting
Saint John's University - Peter J. Tobin College of Business 2005 — 2008
Bachelor's Degree, Finance
NYC College of Technology 2003 — 2005
Associate's Degree, Fashion Marketing
St. John's University June 2009 - Present
St John's University June 2008 - May 2009
Smith Barney January 2008 - May 2008
Saks Fifth Avenue June 2006 - August 2006
Trinidad & Tobago Government - Minisitry of Community Development June 2001 - August 2003
Skills
Financial Analysis, Data Analysis, Microsoft Excel, Access, Analysis, Finance, Microsoft Word, Accounting, Budgets, Time Management, Higher Education, PowerPoint, Public Speaking, Account Reconciliation, Management, Accounts Receivable, Variance Analysis, Accounts Payable
Education
Saint John's University - Peter J. Tobin College of Business 2010 — 2013
Master's Degree, Accounting
Saint John's University - Peter J. Tobin College of Business 2005 — 2008
Bachelor's Degree, Finance
NYC College of Technology 2003 — 2005
Associate's Degree, Fashion Marketing
Darran Baird's Smith Barney Experience July 1991 - February 1996
Job Principal at Stone Point Capital
Industry Venture Capital & Private Equity
Experience
Stone Point Capital April 2006 - Present
Marsh & McLennan Companies, Inc. May 2004 - April 2006
Swiss Re February 1996 - May 2004
Smith Barney July 1991 - February 1996
Skills
Private Equity, Investments, Valuation, Mergers, Financial Modeling, Due Diligence, Venture Capital, Investment Banking, Corporate Development, Capital Markets, Equities, M&A experience, Corporate Finance, Alternative Investments, Reinsurance
Education
Stanford University 1986 — 1991
BA, Economics
Stone Point Capital April 2006 - Present
Marsh & McLennan Companies, Inc. May 2004 - April 2006
Swiss Re February 1996 - May 2004
Smith Barney July 1991 - February 1996
Skills
Private Equity, Investments, Valuation, Mergers, Financial Modeling, Due Diligence, Venture Capital, Investment Banking, Corporate Development, Capital Markets, Equities, M&A experience, Corporate Finance, Alternative Investments, Reinsurance
Education
Stanford University 1986 — 1991
BA, Economics
Nicole Burke's Smith Barney Experience June 2006 - August 2006
Job Graduated from Sonoma State University
Industry International Affairs
Experience
Ministerio de Educación October 2014 - Present
Study Hut Tutoring January 2013 - Present
Samuelsen, Gonzalez, Valenzuela & Brown December 2008 - January 2012
H&R Block Financial Advisors June 2007 - August 2007
Smith Barney June 2006 - August 2006
Smith Barney June 2005 - August 2005
Skills
Social Media, Event Planning, Microsoft Office, Microsoft Excel, PowerPoint, Organization, Managerial Skills, Social Networking, Outlook, Blogging, Fundraising, Public Relations, Spanish, Microsoft Word, Community Outreach
Education
Sonoma State University 2008 — 2012
Bachelor's degree, Spanish Language and Literature
Ministerio de Educación October 2014 - Present
Study Hut Tutoring January 2013 - Present
Samuelsen, Gonzalez, Valenzuela & Brown December 2008 - January 2012
H&R Block Financial Advisors June 2007 - August 2007
Smith Barney June 2006 - August 2006
Smith Barney June 2005 - August 2005
Skills
Social Media, Event Planning, Microsoft Office, Microsoft Excel, PowerPoint, Organization, Managerial Skills, Social Networking, Outlook, Blogging, Fundraising, Public Relations, Spanish, Microsoft Word, Community Outreach
Education
Sonoma State University 2008 — 2012
Bachelor's degree, Spanish Language and Literature
Kris Squires's Smith Barney Experience February 1998 - December 1998
Job Data Analyst
Industry Financial Services
Experience
First Republic Bank January 2015 - Present
Wedbush Securities September 2012 - October 2014
Patelco Credit Union March 2012 - July 2012
Universe Billiards November 2009 - May 2012
Union Bank of California March 2008 - March 2009
Union Bank of California February 2007 - November 2007
Citigroup May 2004 - April 2006
Watley Inc January 2003 - December 2003
Smith Barney February 1998 - December 1998
Skills
Investments, Portfolio Management, Human Resources, Accounting, Equities, Banking, Mutual Funds, Trading, Financial Markets, Microsoft Excel, Word, Excel, Bloomberg, Account Reconciliation, Derivatives, Hedge Funds, Due Diligence, Securities, SQL
Education
Sonoma State University 2000 — 2002
Business Admin, Finance
Sonoma State University 2000 — 2002
Bachelor of Science (B.S.), Business Administration, Management and Operations
First Republic Bank January 2015 - Present
Wedbush Securities September 2012 - October 2014
Patelco Credit Union March 2012 - July 2012
Universe Billiards November 2009 - May 2012
Union Bank of California March 2008 - March 2009
Union Bank of California February 2007 - November 2007
Citigroup May 2004 - April 2006
Watley Inc January 2003 - December 2003
Smith Barney February 1998 - December 1998
Skills
Investments, Portfolio Management, Human Resources, Accounting, Equities, Banking, Mutual Funds, Trading, Financial Markets, Microsoft Excel, Word, Excel, Bloomberg, Account Reconciliation, Derivatives, Hedge Funds, Due Diligence, Securities, SQL
Education
Sonoma State University 2000 — 2002
Business Admin, Finance
Sonoma State University 2000 — 2002
Bachelor of Science (B.S.), Business Administration, Management and Operations
Sara Turley's Smith Barney Experience January 2004 - January 2005
Job XBRL Specialist at RR Donnelley
Industry Financial Services
Experience
RR Donnelly January 2012 - Present
Wells Fargo Advisors November 2009 - October 2011
BICKFORD & ASSOCIATES January 2007 - January 2009
MICROSOFT LICENSING-KMS 2006 - 2007
SMITH BARNEY January 2004 - January 2005
Charles Schwab January 2002 - January 2004
Charles Schwab July 1999 - July 2002
Skills
Accounting, Analysis, Auditing, Finance, Financial Analysis, Financial Reporting, Forecasting, Management, Strategic Financial..., Credit, Investments, Accounts Payable, Financial Risk, Financial Statements, Financial Planning, Process Improvement, Microsoft Office, Customer Service, Banking, Project Management, Risk Management, Microsoft Word, Leadership
Education
St. Cloud State University
BES, International Relations/Finance
RR Donnelly January 2012 - Present
Wells Fargo Advisors November 2009 - October 2011
BICKFORD & ASSOCIATES January 2007 - January 2009
MICROSOFT LICENSING-KMS 2006 - 2007
SMITH BARNEY January 2004 - January 2005
Charles Schwab January 2002 - January 2004
Charles Schwab July 1999 - July 2002
Skills
Accounting, Analysis, Auditing, Finance, Financial Analysis, Financial Reporting, Forecasting, Management, Strategic Financial..., Credit, Investments, Accounts Payable, Financial Risk, Financial Statements, Financial Planning, Process Improvement, Microsoft Office, Customer Service, Banking, Project Management, Risk Management, Microsoft Word, Leadership
Education
St. Cloud State University
BES, International Relations/Finance
Gloria Muscardin's Smith Barney Experience 1987 - 1992
Job Relationship Banker at M&T Bank
Industry Computer Software
Experience
M&T Bank December 2014 - Present
Compuware September 1995 - March 2013
Navy Federal Credit Union September 1994 - September 1995
City of NewYork: Department of Finance 1992 - 1994
Smith Barney 1987 - 1992
Skills
Java, Agile Methodologies, Information Security, Enterprise Software, IBM Mainframe, Java Enterprise Edition, Databases, Data Privacy, Cloud Computing, Software Development, DB2, Salesforce.com, Sales Engineering, Consulting, COBOL, Pre-sales, Enterprise Architecture, Solution Selling, CRM, Security, Business Intelligence, Management, Software Industry, SaaS, SOA, Product Management, Professional Services, Solution Architecture, Go-to-market Strategy, Requirements Analysis, SDLC, Business Alliances, Data Center, Integration
Education
St. John's University
Master of Business Administration (M.B.A.), Finance
St. John's University
Bachelor of Science (B.S.), Computer Science
M&T Bank December 2014 - Present
Compuware September 1995 - March 2013
Navy Federal Credit Union September 1994 - September 1995
City of NewYork: Department of Finance 1992 - 1994
Smith Barney 1987 - 1992
Skills
Java, Agile Methodologies, Information Security, Enterprise Software, IBM Mainframe, Java Enterprise Edition, Databases, Data Privacy, Cloud Computing, Software Development, DB2, Salesforce.com, Sales Engineering, Consulting, COBOL, Pre-sales, Enterprise Architecture, Solution Selling, CRM, Security, Business Intelligence, Management, Software Industry, SaaS, SOA, Product Management, Professional Services, Solution Architecture, Go-to-market Strategy, Requirements Analysis, SDLC, Business Alliances, Data Center, Integration
Education
St. John's University
Master of Business Administration (M.B.A.), Finance
St. John's University
Bachelor of Science (B.S.), Computer Science
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.