Smith Barney
Industry: Financial services company
DescriptionMorgan Stanley Wealth Management is an American multinational financial services corporation specializing in retail brokerage. It is the wealth & asset management division of Morgan Stanley. Customer service: 00 1 801-617-9150 Assets under management: 2.05 trillion USD (2014) CEO: James P. Gorman (Jan 2012–) Headquarters: Purchase, Harrison, New York, United States Parent organization: Morgan Stanley Domestic Holdings Inc Founders: Charles D. Barney, Edward B. Smith
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Smith Barney Employees
Employee
Years
Job
Industry
Scott Zumsteg Scott Zumsteg's Smith Barney Experience 1997 - 2004
Job Ticket Accounting Analyst at San Francisco Giants
Industry Sports
Experience
San Francisco Giants October 2014 - Present
Oakland Athletics 2006 - September 2014
Cal/ISP 2005 - 2006
UC Berkeley 2003 - 2006
Smith Barney 1997 - 2004
Norwest Financial 1993 - 1996
Skills
Sports Management, Sponsorship, Sports, Ticket Sales, Sports Marketing, Event Planning, Event Management, Marketing, Forecasting, Social Media, Market Research, Marketing Strategy, Microsoft Excel
Education
University of San Francisco 2002 — 2004
MA, Sports Management
University of Oregon 1988 — 1992
BA, Economics
San Francisco University High School 1984 — 1988
Town School for Boys 1980 — 1984
San Francisco Giants October 2014 - Present
Oakland Athletics 2006 - September 2014
Cal/ISP 2005 - 2006
UC Berkeley 2003 - 2006
Smith Barney 1997 - 2004
Norwest Financial 1993 - 1996
Skills
Sports Management, Sponsorship, Sports, Ticket Sales, Sports Marketing, Event Planning, Event Management, Marketing, Forecasting, Social Media, Market Research, Marketing Strategy, Microsoft Excel
Education
University of San Francisco 2002 — 2004
MA, Sports Management
University of Oregon 1988 — 1992
BA, Economics
San Francisco University High School 1984 — 1988
Town School for Boys 1980 — 1984
Holt Harris Holt Harris's Smith Barney Experience 1994 - 2006
Job Partner C.S.P Consulting
Industry Oil & Energy
Experience
C.S.P. May 2007 - Present
Morgan Keegan May 2006 - May 2007
Smith Barney 1994 - 2006
Skills
Investments, Management, Portfolio Management
Education
University of Oklahoma 1988 — 1993
BBA, Finance
C.S.P. May 2007 - Present
Morgan Keegan May 2006 - May 2007
Smith Barney 1994 - 2006
Skills
Investments, Management, Portfolio Management
Education
University of Oklahoma 1988 — 1993
BBA, Finance
Terri Wein Terri Wein's Smith Barney Experience 1994 - 1995
Job CoFounder & CoCEO Jobtreks, Weil & Wein
Industry Professional Training & Coaching
Experience
Jobtreks December 2014 - Present
Weil & Wein June 2007 - Present
Smith Barney 1994 - 1995
Merrill Lynch 1990 - 1994
J.P. Morgan (formerly Bear Stearns) 1987 - 1990
Merrill Lynch 1984 - 1986
Skills
Executive Coaching, Leadership Development, Career Counseling, Career Development, Consulting, Leadership, Coaching, MBTI, Staff Development, Executive Development, Career Management, Human Resources, Organizational Design, Career Coaching, Succession Planning, Organizational..., Talent Management, Career Advancement, 360 Assessment and..., Professional Development, Lominger Leadership..., Lominger Voices 360, Hogan Assessments, University Recruitment, MBA Career Services, MBA Recruitment, University Career..., software, Software Development, Software Project..., Software Design, Enterprise Software, Mobile Technology, Mobile Applications, Mobile Application..., Mobile Application..., Job Search Strategies, Job Search Coaching, Job Search, Job Search Technology, Job Boards, SaaS, CRM
Education
University of Pennsylvania - The Wharton School
MBA, finance and marketing
University of Pennsylvania - The Wharton School
BSE, finance and entrepreneurial management
Jobtreks December 2014 - Present
Weil & Wein June 2007 - Present
Smith Barney 1994 - 1995
Merrill Lynch 1990 - 1994
J.P. Morgan (formerly Bear Stearns) 1987 - 1990
Merrill Lynch 1984 - 1986
Skills
Executive Coaching, Leadership Development, Career Counseling, Career Development, Consulting, Leadership, Coaching, MBTI, Staff Development, Executive Development, Career Management, Human Resources, Organizational Design, Career Coaching, Succession Planning, Organizational..., Talent Management, Career Advancement, 360 Assessment and..., Professional Development, Lominger Leadership..., Lominger Voices 360, Hogan Assessments, University Recruitment, MBA Career Services, MBA Recruitment, University Career..., software, Software Development, Software Project..., Software Design, Enterprise Software, Mobile Technology, Mobile Applications, Mobile Application..., Mobile Application..., Job Search Strategies, Job Search Coaching, Job Search, Job Search Technology, Job Boards, SaaS, CRM
Education
University of Pennsylvania - The Wharton School
MBA, finance and marketing
University of Pennsylvania - The Wharton School
BSE, finance and entrepreneurial management
Corinne Crabs Corinne Crabs's Smith Barney Experience December 1987 - November 2008
Job First Vice President, Portfolio Manager, UBS Financial Services
Industry Financial Services
Experience
UBS Wealth Management November 2008 - Present
Smith Barney December 1987 - November 2008
The Rainier Club October 2006 - October 2008
The Rainier Club November 2004 - November 2006
Northwest Medical June 1986 - December 1987
Skills
Strategic Financial..., Sales, Investments
Education
University of Oregon 1982 — 1986
B.S., Economics
UBS Wealth Management November 2008 - Present
Smith Barney December 1987 - November 2008
The Rainier Club October 2006 - October 2008
The Rainier Club November 2004 - November 2006
Northwest Medical June 1986 - December 1987
Skills
Strategic Financial..., Sales, Investments
Education
University of Oregon 1982 — 1986
B.S., Economics
Casey Pascuzzi Casey Pascuzzi's Smith Barney Experience November 2006 - April 2008
Job Partner at PSE Wealth Management
Industry Financial Services
Experience
PSE Wealth Management April 2008 - Present
Smith Barney November 2006 - April 2008
Skills
Estate Planning, Retirement Planning, Financial Planners, Wealth Management, Series 7, Series 63, Retirement, Bonds, Life Insurance, IRAs, Investment Strategies, 401k Managment, Fixed Income, Term Life Insurance, Wealth
Education
University of Oklahoma 1999 — 2004
BA, Business Administration
Trinity Christian Academy 1991 — 1999
PSE Wealth Management April 2008 - Present
Smith Barney November 2006 - April 2008
Skills
Estate Planning, Retirement Planning, Financial Planners, Wealth Management, Series 7, Series 63, Retirement, Bonds, Life Insurance, IRAs, Investment Strategies, 401k Managment, Fixed Income, Term Life Insurance, Wealth
Education
University of Oklahoma 1999 — 2004
BA, Business Administration
Trinity Christian Academy 1991 — 1999
Jenny LeVeille Jenny LeVeille's Smith Barney Experience January 2009 - April 2009
Job Sr Employee Health & Benefits Consulting Analyst Mercer
Industry Insurance
Experience
Mercer August 2013 - Present
Kaiser Permanente January 2013 - August 2013
CIGNA August 2011 - January 2013
CIGNA June 2009 - July 2011
Smith Barney January 2009 - April 2009
University of Portland October 2008 - December 2008
MassMutual June 2008 - September 2008
Waddell & Reed June 2007 - August 2007
Skills
Risk Assessment, Strategic Thinking, Problem Solving, Team Coordination, Analysis, Risk Management, Training, Insurance, Time Management, Outlook, Microsoft Excel, Financial Analysis, Underwriting, Disability Insurance, Finance, Employee Benefits, Life Insurance, Team Building, Account Management
Education
University of Portland 2005 — 2009
B.A., Finance
Mercer August 2013 - Present
Kaiser Permanente January 2013 - August 2013
CIGNA August 2011 - January 2013
CIGNA June 2009 - July 2011
Smith Barney January 2009 - April 2009
University of Portland October 2008 - December 2008
MassMutual June 2008 - September 2008
Waddell & Reed June 2007 - August 2007
Skills
Risk Assessment, Strategic Thinking, Problem Solving, Team Coordination, Analysis, Risk Management, Training, Insurance, Time Management, Outlook, Microsoft Excel, Financial Analysis, Underwriting, Disability Insurance, Finance, Employee Benefits, Life Insurance, Team Building, Account Management
Education
University of Portland 2005 — 2009
B.A., Finance
Kelly Elhardt, MBA Kelly Elhardt, MBA's Smith Barney Experience 2008 - 2009
Job
Industry Accounting
Experience
HME November 2012 - April 2015
Smith Barney 2008 - 2009
Pamlico Community College September 2007 - May 2008
Smith Barney July 2000 - June 2002
Gallagher Reppond July 1998 - July 2000
Skills
Investments, Finance, Analysis, Training
Education
University of Phoenix 2004 — 2007
Master of Business Administration, Management
Washington State University 1995 — 1998
B.A., Business Administration
HME November 2012 - April 2015
Smith Barney 2008 - 2009
Pamlico Community College September 2007 - May 2008
Smith Barney July 2000 - June 2002
Gallagher Reppond July 1998 - July 2000
Skills
Investments, Finance, Analysis, Training
Education
University of Phoenix 2004 — 2007
Master of Business Administration, Management
Washington State University 1995 — 1998
B.A., Business Administration
Harsha Krishnappa Harsha Krishnappa's Smith Barney Experience May 1996 - July 1998
Job Vice President, Innovation & Strategic Partnerships at Visa
Industry Financial Services
Experience
Visa January 2012 - Present
TrialPay July 2011 - March 2015
Visa October 2008 - December 2011
Citi January 2005 - June 2008
Citigroup June 2001 - December 2004
Salomon Smith Barney August 1998 - May 2001
Smith Barney May 1996 - July 1998
JP Morgan & Co July 1994 - May 1996
Skills
Valuation, Due Diligence, Financial Modeling, Strategic Partnerships, Mergers, Investment Banking, Business Alliances, Acquisitions, Corporate Development, Business Development, Payments, Joint Ventures, E-commerce, Mergers & Acquisitions, Executive Management, Venture Capital, IPO, Corporate Finance, Digital Media, Equities, Strategy, Emerging Markets, Private Equity, Mobile Payments
Education
University of Pennsylvania, Wharton School 1990 — 1994
BS Economics, Dual Concentration in Finance and Accounting
Visa January 2012 - Present
TrialPay July 2011 - March 2015
Visa October 2008 - December 2011
Citi January 2005 - June 2008
Citigroup June 2001 - December 2004
Salomon Smith Barney August 1998 - May 2001
Smith Barney May 1996 - July 1998
JP Morgan & Co July 1994 - May 1996
Skills
Valuation, Due Diligence, Financial Modeling, Strategic Partnerships, Mergers, Investment Banking, Business Alliances, Acquisitions, Corporate Development, Business Development, Payments, Joint Ventures, E-commerce, Mergers & Acquisitions, Executive Management, Venture Capital, IPO, Corporate Finance, Digital Media, Equities, Strategy, Emerging Markets, Private Equity, Mobile Payments
Education
University of Pennsylvania, Wharton School 1990 — 1994
BS Economics, Dual Concentration in Finance and Accounting
Murray Pool Murray Pool's Smith Barney Experience January 1984 - January 2004
Job Agent
Industry Real Estate
Experience
Angie Pool & Associates at Intracoastal Realty January 2005 - Present
Smith Barney January 1984 - January 2004
Skills
Customer Service, Real Estate, Public Relations, Series 63, Series 7, Event Planning, Construction Loans, Loan Origination, Residential Homes, Sellers, Short Sales, Mortgage Lending, Investment Properties, Vacation Homes, Mortgage Banking, FHA, Buyer Representation, Referrals, Loans, Brokerage, New Home Sales, Marketing, Residential Mortgages
Education
UNC Chapel Hill
Bachelor of Arts (BA), U.S. History
University of North Carolina at Chapel Hill
Angie Pool & Associates at Intracoastal Realty January 2005 - Present
Smith Barney January 1984 - January 2004
Skills
Customer Service, Real Estate, Public Relations, Series 63, Series 7, Event Planning, Construction Loans, Loan Origination, Residential Homes, Sellers, Short Sales, Mortgage Lending, Investment Properties, Vacation Homes, Mortgage Banking, FHA, Buyer Representation, Referrals, Loans, Brokerage, New Home Sales, Marketing, Residential Mortgages
Education
UNC Chapel Hill
Bachelor of Arts (BA), U.S. History
University of North Carolina at Chapel Hill
Ron Artinian Ron Artinian's Smith Barney Experience 1989 - 1998
Job Independent Investor
Industry Financial Services
Experience
The Reserve Funds 2006 - Present
Self-employed 1998 - Present
First Real Estate Investment Trust of New Jersey 1992 - Present
Magic Insurance 2007 - 2010
Smith Barney 1989 - 1998
Lehman Brothers 1972 - 1989
Bankers Trust 1972 - 1976
Skills
Finance
Education
University of Pennsylvania - The Wharton School 1970 — 1972
Master of Business Administration (MBA), Accounting and Finance
University of Pennsylvania 1966 — 1969
Bachelor of Arts (BA), English Language and Literature/Letters
The Reserve Funds 2006 - Present
Self-employed 1998 - Present
First Real Estate Investment Trust of New Jersey 1992 - Present
Magic Insurance 2007 - 2010
Smith Barney 1989 - 1998
Lehman Brothers 1972 - 1989
Bankers Trust 1972 - 1976
Skills
Finance
Education
University of Pennsylvania - The Wharton School 1970 — 1972
Master of Business Administration (MBA), Accounting and Finance
University of Pennsylvania 1966 — 1969
Bachelor of Arts (BA), English Language and Literature/Letters
Gina M. Griffo Gina M. Griffo's Smith Barney Experience 1998 - 2005
Job Chief Executive Officer/Portfolio Manager at Parks Capital
Industry Financial Services
Experience
Parks Capital November 2005 - Present
WXXI - SOWH 2005 - 2010
Smith Barney 1998 - 2005
University of Rochester 1993 - 1998
Empire Trailways 1989 - 1993
Ashley Insurance 1987 - 1989
Skills
Strategic Financial..., Investments, Personal Financial..., Investment Advisory, Mutual Funds, Series 7, Investment Strategies, Investment Management, Asset Allocation, Wealth Management, Financial Services, Retirement Planning
Education
University of Rochester
Parks Capital November 2005 - Present
WXXI - SOWH 2005 - 2010
Smith Barney 1998 - 2005
University of Rochester 1993 - 1998
Empire Trailways 1989 - 1993
Ashley Insurance 1987 - 1989
Skills
Strategic Financial..., Investments, Personal Financial..., Investment Advisory, Mutual Funds, Series 7, Investment Strategies, Investment Management, Asset Allocation, Wealth Management, Financial Services, Retirement Planning
Education
University of Rochester
Ann Taylor, CRPC® MBA Ann Taylor, CRPC® MBA's Smith Barney Experience May 1997 - December 1999
Job Senior Registered Associate at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley April 2008 - Present
Merrill Lynch December 1999 - April 2008
Smith Barney May 1997 - December 1999
Merrill Lynch October 1994 - March 1997
Skills
Financial Advisory, Series 7, Series 63, Wealth Management, Equities, Fixed Income, Retirement Planning, Mutual Funds, Securities, Investments, Asset Allocation, Uniform Combined State...
Education
University of North Florida
Master of Business Administration (MBA)
University of Sierra Leone
Bachelor of Electrical Engineering (BEng)
Morgan Stanley April 2008 - Present
Merrill Lynch December 1999 - April 2008
Smith Barney May 1997 - December 1999
Merrill Lynch October 1994 - March 1997
Skills
Financial Advisory, Series 7, Series 63, Wealth Management, Equities, Fixed Income, Retirement Planning, Mutual Funds, Securities, Investments, Asset Allocation, Uniform Combined State...
Education
University of North Florida
Master of Business Administration (MBA)
University of Sierra Leone
Bachelor of Electrical Engineering (BEng)
Jeff Zaremba Jeff Zaremba's Smith Barney Experience May 1993 - July 1995
Job Enterprise Solutions
Industry Information Technology and Services
Experience
Dell April 2014 - Present
EMC September 2011 - April 2014
Dell May 2011 - September 2011
Symantec January 2010 - May 2011
Avanade March 2007 - December 2009
Intuit January 2006 - March 2007
Avanade July 2000 - December 2006
MicroAge August 1995 - May 2000
Smith Barney May 1993 - July 1995
Skills
Cloud Computing, Messaging, Virtualization, Data Center, Unified Communications, Integration, SharePoint, Microsoft Technologies, Telecommunications, Microsoft Exchange, Infrastructure, System Deployment, Architecture, Networking, Management, Consulting, Leadership, Enterprise Software, Go-to-market Strategy, VDI, Business Alliances, SaaS, Sales Enablement, Active Directory, IT Service Management, Professional Services, Pre-sales, Business Process, Cisco Technologies, Service Delivery, ITIL, Solution Architecture, Enterprise Architecture, High Availability, Disaster Recovery, IT Strategy, Storage, Storage Area Networks, Solution Selling, Security, IT Management
Education
University of Pittsburgh 1975 — 1978
None, Computer Science, Math
Dell April 2014 - Present
EMC September 2011 - April 2014
Dell May 2011 - September 2011
Symantec January 2010 - May 2011
Avanade March 2007 - December 2009
Intuit January 2006 - March 2007
Avanade July 2000 - December 2006
MicroAge August 1995 - May 2000
Smith Barney May 1993 - July 1995
Skills
Cloud Computing, Messaging, Virtualization, Data Center, Unified Communications, Integration, SharePoint, Microsoft Technologies, Telecommunications, Microsoft Exchange, Infrastructure, System Deployment, Architecture, Networking, Management, Consulting, Leadership, Enterprise Software, Go-to-market Strategy, VDI, Business Alliances, SaaS, Sales Enablement, Active Directory, IT Service Management, Professional Services, Pre-sales, Business Process, Cisco Technologies, Service Delivery, ITIL, Solution Architecture, Enterprise Architecture, High Availability, Disaster Recovery, IT Strategy, Storage, Storage Area Networks, Solution Selling, Security, IT Management
Education
University of Pittsburgh 1975 — 1978
None, Computer Science, Math
Chris Doran's Smith Barney Experience 1987 - 1996
Job Account Manager at Fidessa
Industry Financial Services
Experience
Fidessa September 2006 - Present
Bloomberg Tradebook 2000 - 2004
Smith Barney 1987 - 1996
Instinet Corporation 1992 - 1993
Skills
Electronic Trading, Trading Systems, Market Data, Order Management, Equity Trading, Equities, Trading, Financial Markets, Low Latency, Options, Business Analysis, Product Management, Derivatives, Connectivity, Salesforce.com, Bloomberg, Hedge Funds, Fixed Income, Capital Markets, Securities, Financial Services
Education
University of Notre Dame 1981 — 1985
Bachelor's of Business Adminstration, Finance
St. Mary's Boys High School 1977 — 1981
Fidessa September 2006 - Present
Bloomberg Tradebook 2000 - 2004
Smith Barney 1987 - 1996
Instinet Corporation 1992 - 1993
Skills
Electronic Trading, Trading Systems, Market Data, Order Management, Equity Trading, Equities, Trading, Financial Markets, Low Latency, Options, Business Analysis, Product Management, Derivatives, Connectivity, Salesforce.com, Bloomberg, Hedge Funds, Fixed Income, Capital Markets, Securities, Financial Services
Education
University of Notre Dame 1981 — 1985
Bachelor's of Business Adminstration, Finance
St. Mary's Boys High School 1977 — 1981
Shane Sevcik Shane Sevcik's Smith Barney Experience June 1998 - June 1999
Job CFP (r)
Industry Financial Services
Experience
Morgan Stanley Wealth Management July 2008 - Present
LITHIA December 1999 - September 2008
Smith Barney June 1998 - June 1999
Skills
IRAs, Strategic Financial..., Bonds, 401k, Stocks, Options, Series 7, Investments, Financial Analysis, Sales, Retirement, Retirement Planning, Cash Management, Forecasting, Sales Management, Business Planning, Competitive Analysis, Customer Retention, Finance, Marketing, Negotiation, Sales Operations, Sales Process, Series 63, Strategy, Asset Allocation, Investment Strategies, Mutual Funds, Financial Planning
Education
University of Oregon - Charles H. Lundquist College of Business 1996 — 2000
Bachelor's degree, Economics
Morgan Stanley Wealth Management July 2008 - Present
LITHIA December 1999 - September 2008
Smith Barney June 1998 - June 1999
Skills
IRAs, Strategic Financial..., Bonds, 401k, Stocks, Options, Series 7, Investments, Financial Analysis, Sales, Retirement, Retirement Planning, Cash Management, Forecasting, Sales Management, Business Planning, Competitive Analysis, Customer Retention, Finance, Marketing, Negotiation, Sales Operations, Sales Process, Series 63, Strategy, Asset Allocation, Investment Strategies, Mutual Funds, Financial Planning
Education
University of Oregon - Charles H. Lundquist College of Business 1996 — 2000
Bachelor's degree, Economics
Bill Maynard Bill Maynard's Smith Barney Experience 1994 - 1996
Job Managing Partner at LMS Equity Partners LLC
Industry Financial Services
Experience
LMS Equity Partners LLC November 2012 - Present
Cole Capital 2006 - 2012
AXA Equitable 2000 - 2005
AXA Distributors 1996 - 2000
Smith Barney 1994 - 1996
Prudential Financial 1991 - 1994
Skills
Financial Product Sales, General Securities..., Series 7, Series 63, Mutual Funds, Wealth Management, Securities, Investments, Alternative Investments, Retirement Planning, Asset Allocation, Portfolio Management, Relationship Management, Retirement, Financial Services, Investment Advisory, Investment Strategies, Asset Management, Financial Advisory, Real Estate, Estate Planning, 401k, IRAs, Strategic Financial..., Bonds, FINRA, Series 24, Series 6, Fixed Annuities, Investment Management, Variable Annuities, Series 65, ETFs, Life Insurance, Fixed Income, Wealth Management..., Hedge Funds, Equities, Uniform Combined State..., Wealth, Private Placements, 401k Rollovers, Financial Planners, Insurance, Brokerage, Finance, Separately Managed..., Capital Markets, Due Diligence, Qualified Retirement...
Education
University of North Texas 1976 — 1979
Bachelor of Business Administration (B.B.A.), Marketing and Finance
University of Arkansas, Fayetteville 1974 — 1976
Marketing and Finance
Lake Highlands High School, Dallas TX.
LMS Equity Partners LLC November 2012 - Present
Cole Capital 2006 - 2012
AXA Equitable 2000 - 2005
AXA Distributors 1996 - 2000
Smith Barney 1994 - 1996
Prudential Financial 1991 - 1994
Skills
Financial Product Sales, General Securities..., Series 7, Series 63, Mutual Funds, Wealth Management, Securities, Investments, Alternative Investments, Retirement Planning, Asset Allocation, Portfolio Management, Relationship Management, Retirement, Financial Services, Investment Advisory, Investment Strategies, Asset Management, Financial Advisory, Real Estate, Estate Planning, 401k, IRAs, Strategic Financial..., Bonds, FINRA, Series 24, Series 6, Fixed Annuities, Investment Management, Variable Annuities, Series 65, ETFs, Life Insurance, Fixed Income, Wealth Management..., Hedge Funds, Equities, Uniform Combined State..., Wealth, Private Placements, 401k Rollovers, Financial Planners, Insurance, Brokerage, Finance, Separately Managed..., Capital Markets, Due Diligence, Qualified Retirement...
Education
University of North Texas 1976 — 1979
Bachelor of Business Administration (B.B.A.), Marketing and Finance
University of Arkansas, Fayetteville 1974 — 1976
Marketing and Finance
Lake Highlands High School, Dallas TX.
Joe Brockman, CFP ® Joe Brockman, CFP ®'s Smith Barney Experience February 2006 - March 2009
Job Vice President, Investments at Raymond James Financial Inc. CERTIFIED FINANCIAL PLANNER ™
Industry Financial Services
Experience
Raymond James Financial Inc. March 2009 - Present
Smith Barney February 2006 - March 2009
Legg Mason December 2003 - February 2006
Skills
Portfolio Management, Wealth Management, Retirement Planning, Financial Analysis, Financial Planning, Mutual Funds, Asset Management, Securities, Equities
Education
Virginia Military Institute 1992 — 1996
Bachelor of Arts (BA), Economics/Business
University of Richmond - Robins School of Business 1999 — 2001
Master of Business Administration (M.B.A.)
St. Christopher's School 1978 — 1992
High School
Raymond James Financial Inc. March 2009 - Present
Smith Barney February 2006 - March 2009
Legg Mason December 2003 - February 2006
Skills
Portfolio Management, Wealth Management, Retirement Planning, Financial Analysis, Financial Planning, Mutual Funds, Asset Management, Securities, Equities
Education
Virginia Military Institute 1992 — 1996
Bachelor of Arts (BA), Economics/Business
University of Richmond - Robins School of Business 1999 — 2001
Master of Business Administration (M.B.A.)
St. Christopher's School 1978 — 1992
High School
Jim Hosch Jim Hosch's Smith Barney Experience 2001 - 2003
Job Regional Vice President of Sales Central US at Open Lending LLC
Industry Financial Services
Experience
Open Lending LLC 2014 - Present
Frontier Investment Management Company 2013 - 2014
Muddeez LLC 2012 - 2013
Veritex Bank 2010 - 2011
PlainsCapital Bank 2007 - 2010
Bank of Texas 2004 - 2007
Credo Capital Management 2003 - 2004
Smith Barney 2001 - 2003
Morgan Stanley 1998 - 2001
Skills
Business Development, Start-ups, Strategic Planning, Entrepreneurship, New Business Development, Team Building, Management, Leadership, Marketing, Financial Analysis, Banking, Financial Modeling, Commercial Lending, Loans, Credit Analysis, Financial Services, Investments, Portfolio Management, Private Banking, Sales, Finance, Commercial Banking, CRM, Credit, Risk Management, Loan Origination, Mergers & Acquisitions, Mortgage Lending, Recruiting, Valuation, Consumer Lending
Education
University of Oklahoma - Price College of Business 1991 — 1993
Master of Business Administration (MBA)
University of Oklahoma - Price College of Business 1986 — 1990
Bachelor of Business Administration (BBA), Management
Open Lending LLC 2014 - Present
Frontier Investment Management Company 2013 - 2014
Muddeez LLC 2012 - 2013
Veritex Bank 2010 - 2011
PlainsCapital Bank 2007 - 2010
Bank of Texas 2004 - 2007
Credo Capital Management 2003 - 2004
Smith Barney 2001 - 2003
Morgan Stanley 1998 - 2001
Skills
Business Development, Start-ups, Strategic Planning, Entrepreneurship, New Business Development, Team Building, Management, Leadership, Marketing, Financial Analysis, Banking, Financial Modeling, Commercial Lending, Loans, Credit Analysis, Financial Services, Investments, Portfolio Management, Private Banking, Sales, Finance, Commercial Banking, CRM, Credit, Risk Management, Loan Origination, Mergers & Acquisitions, Mortgage Lending, Recruiting, Valuation, Consumer Lending
Education
University of Oklahoma - Price College of Business 1991 — 1993
Master of Business Administration (MBA)
University of Oklahoma - Price College of Business 1986 — 1990
Bachelor of Business Administration (BBA), Management
anthony ranieri's Smith Barney Experience March 2006 - March 2007
Job Medical Sales Representative at Salix Pharmaceuticals
Industry Pharmaceuticals
Experience
Salix Pharmaceuticals January 2014 - Present
Warner Chilcott May 2010 - January 2014
Union Beer Distributors June 2007 - May 2010
Smith Barney March 2006 - March 2007
Skills
Pharmaceutical Sales, Marketing, Sales, Communication Skills, Building Relationships, Marketing Strategy, CRM, Selling, Strategic Planning, Cold Calling, Rheumatology, Budgets, Time Management, Direct Sales, Urology, Osteoporosis, Sales Force Development, Cardiology, Medical Devices, Relationship Building, Sales Effectiveness
Education
University of Rhode Island 2001 — 2005
Bachelor of Science (BS), Finance
Liverpool High School 1997 — 2001
Regents Diploma
Salix Pharmaceuticals January 2014 - Present
Warner Chilcott May 2010 - January 2014
Union Beer Distributors June 2007 - May 2010
Smith Barney March 2006 - March 2007
Skills
Pharmaceutical Sales, Marketing, Sales, Communication Skills, Building Relationships, Marketing Strategy, CRM, Selling, Strategic Planning, Cold Calling, Rheumatology, Budgets, Time Management, Direct Sales, Urology, Osteoporosis, Sales Force Development, Cardiology, Medical Devices, Relationship Building, Sales Effectiveness
Education
University of Rhode Island 2001 — 2005
Bachelor of Science (BS), Finance
Liverpool High School 1997 — 2001
Regents Diploma
Jim Belknap's Smith Barney Experience 1988 - 2006
Job Senior Vice President Investments at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. 2009 - Present
Citi Family Office 2006 - 2009
Smith Barney 1988 - 2006
Prescott Ball & Turben 1985 - 1988
William Blair & Company 1984 - 1985
Peat Marwick Mitchell & Co. 1980 - 1984
Education
University of Notre Dame 1976 — 1980
Bachelor of Business Administration (B.B.A.), Accounting
UBS Financial Services, Inc. 2009 - Present
Citi Family Office 2006 - 2009
Smith Barney 1988 - 2006
Prescott Ball & Turben 1985 - 1988
William Blair & Company 1984 - 1985
Peat Marwick Mitchell & Co. 1980 - 1984
Education
University of Notre Dame 1976 — 1980
Bachelor of Business Administration (B.B.A.), Accounting
Mary Beth Wafer Mary Beth Wafer's Smith Barney Experience October 1998 - October 2009
Job Managing Director, Branch Complex Manager at BB&T Scott & Stringfellow
Industry Financial Services
Experience
BBT Scott Stringfellow February 2010 - Present
Morgan Stanley Smith Barney October 2009 - February 2010
Smith Barney October 1998 - October 2009
Smith Barney October 1995 - October 1998
Skills
Wealth Management, Securities, Fixed Annuities, Mutual Funds, Financial Services, Series 7, Series 63, Asset Allocation, Leadership, Management, Life Insurance, Financial Advisory, Training, Wealth Management...
Education
University of North Carolina at Chapel Hill
BA, History
BBT Scott Stringfellow February 2010 - Present
Morgan Stanley Smith Barney October 2009 - February 2010
Smith Barney October 1998 - October 2009
Smith Barney October 1995 - October 1998
Skills
Wealth Management, Securities, Fixed Annuities, Mutual Funds, Financial Services, Series 7, Series 63, Asset Allocation, Leadership, Management, Life Insurance, Financial Advisory, Training, Wealth Management...
Education
University of North Carolina at Chapel Hill
BA, History
Robert Macaulay Robert Macaulay's Smith Barney Experience June 1992 - September 1997
Job Senior Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC September 1997 - Present
Smith Barney June 1992 - September 1997
Merrill Lynch February 1989 - June 1992
Skills
Retirement Planning, Financial Advisory, Investments, Finance, Investment Management, Financial Markets, Securities, Wealth Management, Series 7, Investment Strategies, Mutual Funds, Wealth Management..., Investment Advisory, Asset Allocation, Series 63, Mergers & Acquisitions, Asset Management, Alternative Investments, Financial Planning, Financial Services
Education
University of Pennsylvania 1985 — 1988
BBA, Finance
Lower Moreland High School 1980 — 1984
Wells Fargo Advisors, LLC September 1997 - Present
Smith Barney June 1992 - September 1997
Merrill Lynch February 1989 - June 1992
Skills
Retirement Planning, Financial Advisory, Investments, Finance, Investment Management, Financial Markets, Securities, Wealth Management, Series 7, Investment Strategies, Mutual Funds, Wealth Management..., Investment Advisory, Asset Allocation, Series 63, Mergers & Acquisitions, Asset Management, Alternative Investments, Financial Planning, Financial Services
Education
University of Pennsylvania 1985 — 1988
BBA, Finance
Lower Moreland High School 1980 — 1984
Justin Savich's Smith Barney Experience 2006 - 2007
Job Global Android Partnerships, Nexus
Industry Computer Hardware
Experience
Google 2014 - Present
salesforce.com 2011 - 2014
Apple Inc. 2010 - 2011
CONCERT Wealth Management 2007 - 2010
Smith Barney 2006 - 2007
Skills
Valuation, Competitive Analysis, Modeling, Financial Modeling, Financial Analysis, Portfolio Management, Investments, Strategic Financial..., Asset Managment, Equities, Finance, Corporate Finance, Pricing, Asset Allocation, Salesforce.com, Business Process, Pricing Strategy, Pricing Analysis, Sales Process, Microsoft Excel, Microsoft Word, Business Planning, Mergers & Acquisitions, Forecasting, Start-ups, Business Strategy, SaaS, Product Management, Business Development, Analysis, Asset Management, Strategy, Cross-functional Team...
Education
University of Oregon - Charles H. Lundquist College of Business 2004 — 2006
BS, Finance
University of Oregon 2002 — 2006
Bachelor of Science, Business Administration and Economics
Google 2014 - Present
salesforce.com 2011 - 2014
Apple Inc. 2010 - 2011
CONCERT Wealth Management 2007 - 2010
Smith Barney 2006 - 2007
Skills
Valuation, Competitive Analysis, Modeling, Financial Modeling, Financial Analysis, Portfolio Management, Investments, Strategic Financial..., Asset Managment, Equities, Finance, Corporate Finance, Pricing, Asset Allocation, Salesforce.com, Business Process, Pricing Strategy, Pricing Analysis, Sales Process, Microsoft Excel, Microsoft Word, Business Planning, Mergers & Acquisitions, Forecasting, Start-ups, Business Strategy, SaaS, Product Management, Business Development, Analysis, Asset Management, Strategy, Cross-functional Team...
Education
University of Oregon - Charles H. Lundquist College of Business 2004 — 2006
BS, Finance
University of Oregon 2002 — 2006
Bachelor of Science, Business Administration and Economics
Oliver Crawley Oliver Crawley's Smith Barney Experience October 1997 - January 2008
Job VP Investments, Davenport & Company LLC
Industry Financial Services
Experience
Davenport & Company LLC January 2008 - Present
Smith Barney October 1997 - January 2008
Carolina Power & Light Company 1976 - 1997
Skills
Investments, Retirement Planning, Finance, FINRA, Financial Services, Management, Wealth Management, Series 7, Securities, Financial Advisory, Real Estate, Investment Advisory, Asset Allocation, Marketing, Portfolio Management
Education
University of North Carolina at Chapel Hill 1971 — 1975
BSBA, Economics, Business Adm.
Virginia Episcopal School, Lynchburg, Va. 1967 — 1971
Davenport & Company LLC January 2008 - Present
Smith Barney October 1997 - January 2008
Carolina Power & Light Company 1976 - 1997
Skills
Investments, Retirement Planning, Finance, FINRA, Financial Services, Management, Wealth Management, Series 7, Securities, Financial Advisory, Real Estate, Investment Advisory, Asset Allocation, Marketing, Portfolio Management
Education
University of North Carolina at Chapel Hill 1971 — 1975
BSBA, Economics, Business Adm.
Virginia Episcopal School, Lynchburg, Va. 1967 — 1971
Herb Steiger's Smith Barney Experience 1992 - 1997
Job Senior Business Analyst at DealerTrack
Industry Computer Software
Experience
DealerTrack February 2012 - Present
DealerTrack December 2010 - February 2012
DealerTrack March 2008 - December 2010
DealerTrack February 2007 - March 2008
DealerTrack February 2006 - February 2007
DealerTrack March 2004 - February 2006
Citigroup July 2002 - March 2004
Smith Barney 1992 - 1997
Skills
Financial Services, SDLC, Requirements Gathering, Process Improvement, Requirements Analysis, Analysis, Project Management, Program Management, Management, Product Management, PMO, Integration, Product Development, Business Analysis, Software Project..., Business Requirements
Education
University of Phoenix
B.S., Management Information Systems
DealerTrack February 2012 - Present
DealerTrack December 2010 - February 2012
DealerTrack March 2008 - December 2010
DealerTrack February 2007 - March 2008
DealerTrack February 2006 - February 2007
DealerTrack March 2004 - February 2006
Citigroup July 2002 - March 2004
Smith Barney 1992 - 1997
Skills
Financial Services, SDLC, Requirements Gathering, Process Improvement, Requirements Analysis, Analysis, Project Management, Program Management, Management, Product Management, PMO, Integration, Product Development, Business Analysis, Software Project..., Business Requirements
Education
University of Phoenix
B.S., Management Information Systems
Trey Reece Trey Reece's Smith Barney Experience May 2008 - August 2008
Job Sales & Business Development
Industry Information Technology and Services
Experience
Freelance September 2013 - Present
Tartu Backpackers September 2013 - June 2014
salesforce.com September 2012 - March 2013
salesforce.com September 2011 - August 2012
ZL Technologies May 2010 - September 2011
Aia Software BV July 2009 - September 2009
Smith Barney May 2008 - August 2008
Skills
SaaS, Market Research, CRM Integration, Social Media Marketing, Salesforce.com, Business Development
Education
University of Pennsylvania - The Wharton School 2006 — 2010
B.S. Economics, Marketing, Entrepenuership & Innovation
Freelance September 2013 - Present
Tartu Backpackers September 2013 - June 2014
salesforce.com September 2012 - March 2013
salesforce.com September 2011 - August 2012
ZL Technologies May 2010 - September 2011
Aia Software BV July 2009 - September 2009
Smith Barney May 2008 - August 2008
Skills
SaaS, Market Research, CRM Integration, Social Media Marketing, Salesforce.com, Business Development
Education
University of Pennsylvania - The Wharton School 2006 — 2010
B.S. Economics, Marketing, Entrepenuership & Innovation
Jeff Auxier Jeff Auxier's Smith Barney Experience June 1982 - June 1998
Job President and CEO, Auxier Asset Management, LLC
Industry Investment Management
Experience
Auxier Asset Management, LLC July 1998 - Present
Smith Barney June 1982 - June 1998
Skills
Portfolio Management, Alternative Investments, Mutual Funds, Private Equity, Asset Management, Investments, Hedge Funds, Investment Strategies
Education
University of Oregon
BS, Finance
Auxier Asset Management, LLC July 1998 - Present
Smith Barney June 1982 - June 1998
Skills
Portfolio Management, Alternative Investments, Mutual Funds, Private Equity, Asset Management, Investments, Hedge Funds, Investment Strategies
Education
University of Oregon
BS, Finance
Nate Gilmore Nate Gilmore's Smith Barney Experience September 2004 - January 2009
Job Sr. Associate Analytics Software Tester at SAS
Industry
Experience
SAS June 2015 - Present
North Carolina State University May 2014 - May 2015
UBS January 2009 - May 2014
Smith Barney September 2004 - January 2009
Skills
Data Analysis, Statistics, SAS Programming, Text Analytics, Tableau, Microsoft Office, Microsoft Excel
Education
Institute for Advanced Analytics at North Carolina State University 2014 — 2015
Master of Science (M.S.), Analytics
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2000 — 2004
Bachelor of Science (B.S.), Business Administration
SAS June 2015 - Present
North Carolina State University May 2014 - May 2015
UBS January 2009 - May 2014
Smith Barney September 2004 - January 2009
Skills
Data Analysis, Statistics, SAS Programming, Text Analytics, Tableau, Microsoft Office, Microsoft Excel
Education
Institute for Advanced Analytics at North Carolina State University 2014 — 2015
Master of Science (M.S.), Analytics
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2000 — 2004
Bachelor of Science (B.S.), Business Administration
Thomas Bryant MBA CFP®'s Smith Barney Experience January 1984 - February 1998
Job President / Chief Investment Strategist at The Investment Consulting Group
Industry Financial Services
Experience
The Investment Consulting Group August 2004 - Present
Wells Fargo Advisors March 1998 - August 2004
Smith Barney January 1984 - February 1998
EF Hutton 1988 - 1988
Skills
Financial Advisory, Securities, Financial Planning, Life Insurance, Retirement Planning, 401k, Investment Strategies, 401k Rollovers, Retirement Plan...
Education
University of Oregon 1981 — 1983
Bachelor of Science (BS), Economics
The Investment Consulting Group August 2004 - Present
Wells Fargo Advisors March 1998 - August 2004
Smith Barney January 1984 - February 1998
EF Hutton 1988 - 1988
Skills
Financial Advisory, Securities, Financial Planning, Life Insurance, Retirement Planning, 401k, Investment Strategies, 401k Rollovers, Retirement Plan...
Education
University of Oregon 1981 — 1983
Bachelor of Science (BS), Economics
Stanley Szymczyk Stanley Szymczyk's Smith Barney Experience 1997 - 2000
Job Entrepreneur
Industry Hospital & Health Care
Experience
Imperial Medical Management, Inc. January 2005 - Present
Dogsamerica.com 1990 - 2013
dogsamerica.com 1990 - 2013
Royal Medical 2003 - 2005
Smith Barney 1997 - 2000
Skills
Strategic Planning, Business Development
Education
University of Southern California 1994 — 1995
MBA
University of Southern California - Marshall School of Business 1994 — 1995
University of Phoenix 1991 — 1994
BAM, Business
Imperial Medical Management, Inc. January 2005 - Present
Dogsamerica.com 1990 - 2013
dogsamerica.com 1990 - 2013
Royal Medical 2003 - 2005
Smith Barney 1997 - 2000
Skills
Strategic Planning, Business Development
Education
University of Southern California 1994 — 1995
MBA
University of Southern California - Marshall School of Business 1994 — 1995
University of Phoenix 1991 — 1994
BAM, Business
Kathryn VonFeldt's Smith Barney Experience October 1999 - April 2001
Job Manager, LPA (Logistics Partnership Agreement) at Volvo Group Trucks Operations
Industry Automotive
Experience
Volvo Group Trucks Operations February 2011 - Present
Volvo Parts North America April 2007 - February 2011
Volvo Parts North America April 2006 - April 2007
Carolina Business Furniture February 2002 - April 2006
Smith Barney October 1999 - April 2001
Skills
Supply Chain Management, Inventory Management, Automotive Aftermarket, Logistics, Continuous Improvement, Process Improvement, Team Leadership, Cross-functional..., Operations Management, Customer Satisfaction, Management, Automotive, Supply Chain, Team Building, Purchasing, Sales, Warehousing, Supply Management, Project Management, Pricing, Forecasting, Negotiation
Education
Goffstown Area High School
University of North Carolina at Greensboro
B.S.
University of North Carolina at Greensboro
Post-Baccalaureate Certificate
Volvo Group Trucks Operations February 2011 - Present
Volvo Parts North America April 2007 - February 2011
Volvo Parts North America April 2006 - April 2007
Carolina Business Furniture February 2002 - April 2006
Smith Barney October 1999 - April 2001
Skills
Supply Chain Management, Inventory Management, Automotive Aftermarket, Logistics, Continuous Improvement, Process Improvement, Team Leadership, Cross-functional..., Operations Management, Customer Satisfaction, Management, Automotive, Supply Chain, Team Building, Purchasing, Sales, Warehousing, Supply Management, Project Management, Pricing, Forecasting, Negotiation
Education
Goffstown Area High School
University of North Carolina at Greensboro
B.S.
University of North Carolina at Greensboro
Post-Baccalaureate Certificate
Sigmund Lindley, CPCU Sigmund Lindley, CPCU's Smith Barney Experience 1987 - 1988
Job Insurance and Financial Services Agent,
Industry Insurance
Experience
Lindley Insurance Agency, Inc. State Farm Insurance 2009 - Present
Thai Basil Restaurant 1998 - Present
State Farm Insurance January 2008 - February 2009
State Farm Insurance 2000 - 2008
State Farm Insurance 1996 - 1999
State Farm Insurance 1996 - 1999
State Farm Insurance 1988 - 1991
Smith Barney 1987 - 1988
Lakeside Pharmaceuticals 1985 - 1987
Clairol 1984 - 1985
Skills
Insurance, Small Business, Commercial Insurance, Budgeting, Training & Development, Claims, Coaching, Long Term Care, Leadership Development, Term Life Insurance, Permanent Life Insurance, Consulting, Performance Improvement, Claim, Long-term Care, Training, Leadership, Property & Casualty..., Liability, Risk Management, Homeowners, Disability Insurance, Renters
Education
University of Oregon 1980 — 1984
Bachelor of Science, Speech, Rhetoric and Communications
The American Institute for Chartered Property Casualty Underwriters
CPCU
Lindley Insurance Agency, Inc. State Farm Insurance 2009 - Present
Thai Basil Restaurant 1998 - Present
State Farm Insurance January 2008 - February 2009
State Farm Insurance 2000 - 2008
State Farm Insurance 1996 - 1999
State Farm Insurance 1996 - 1999
State Farm Insurance 1988 - 1991
Smith Barney 1987 - 1988
Lakeside Pharmaceuticals 1985 - 1987
Clairol 1984 - 1985
Skills
Insurance, Small Business, Commercial Insurance, Budgeting, Training & Development, Claims, Coaching, Long Term Care, Leadership Development, Term Life Insurance, Permanent Life Insurance, Consulting, Performance Improvement, Claim, Long-term Care, Training, Leadership, Property & Casualty..., Liability, Risk Management, Homeowners, Disability Insurance, Renters
Education
University of Oregon 1980 — 1984
Bachelor of Science, Speech, Rhetoric and Communications
The American Institute for Chartered Property Casualty Underwriters
CPCU
Cameron Martin Cameron Martin's Smith Barney Experience 1996 - 2008
Job Chief Investment Officer at Martin Capital Partners, LLC
Industry Investment Management
Experience
Martin Capital Partners, LLC Portfolio ManagerIMS Capital Management, Inc.2008 - 2010
Smith Barney 1996 - 2008
Education
University of Oregon
Martin Capital Partners, LLC Portfolio ManagerIMS Capital Management, Inc.2008 - 2010
Smith Barney 1996 - 2008
Education
University of Oregon
Todd Volkart Todd Volkart's Smith Barney Experience May 1995 - April 2009
Job Vice President, Financial Advisor at Ameriprise Financial, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. April 2009 - Present
SMITH BARNEY May 1995 - April 2009
Education
University of Northern Colorado 1977 — 1982
Bachelor of Science, Business Finance
Ameriprise Financial Services, Inc. April 2009 - Present
SMITH BARNEY May 1995 - April 2009
Education
University of Northern Colorado 1977 — 1982
Bachelor of Science, Business Finance
Matt Brawley, CMA's Smith Barney Experience 1997 - 1997
Job Budgeting & Finance Systems Manager at Papa Murphy's International
Industry Food & Beverages
Experience
Papa Murphy's International November 2008 - Present
Papa Murphy's January 2004 - November 2008
Papa Murphy's June 2000 - January 2004
SRC Software June 1999 - September 1999
Smith Barney 1997 - 1997
Skills
Forecasting, Financial Analysis, Financial Modeling, Microsoft Excel, Capital Budgeting, VBA, Microsoft Dynamics, FRx Report Designer, Microsoft Office 2007, BI360, Budget, Microsoft Forecaster, SEC filings, Tableau, Accounting, Analysis, Budgets, Customer Service, Financial Reporting
Education
University of Oregon - Charles H. Lundquist College of Business 1998 — 1999
MBA, Finance
University of Oregon - Charles H. Lundquist College of Business 1994 — 1998
BS Business Administration, Concentration in Finance
Papa Murphy's International November 2008 - Present
Papa Murphy's January 2004 - November 2008
Papa Murphy's June 2000 - January 2004
SRC Software June 1999 - September 1999
Smith Barney 1997 - 1997
Skills
Forecasting, Financial Analysis, Financial Modeling, Microsoft Excel, Capital Budgeting, VBA, Microsoft Dynamics, FRx Report Designer, Microsoft Office 2007, BI360, Budget, Microsoft Forecaster, SEC filings, Tableau, Accounting, Analysis, Budgets, Customer Service, Financial Reporting
Education
University of Oregon - Charles H. Lundquist College of Business 1998 — 1999
MBA, Finance
University of Oregon - Charles H. Lundquist College of Business 1994 — 1998
BS Business Administration, Concentration in Finance
Lyndon Keyes's Smith Barney Experience August 2005 - April 2006
Job Senior Vice President Merchant Sales Operations at First Data Corporation
Industry Financial Services
Experience
First Data Corporation March 2015 - Present
First Data Corporation May 2014 - March 2015
Citi Private Bank October 2008 - May 2014
Citi Smith Barney April 2006 - October 2008
Smith Barney August 2005 - April 2006
Salomon Smith Barney January 2000 - August 2005
Salomon Smith Barney June 1986 - January 2000
American Express June 1984 - June 1986
Skills
Series 7, Wealth Management, Mutual Funds, Capital Markets, Private Banking, Series 24, Brokerage, Private Wealth..., Series 3, Series 9/10, Client website..., Series 65, Asset Management, Investment Management, Fixed Annuities, Management, Equities, Fixed Income, Wealth Management..., Portfolio Management, Alternative Investments, FINRA, Hedge Funds, Investments, Risk Management, Banking, Investment Strategies, Financial Services, Asset Allocation, Investment Advisory, Series 63, Securities
Education
New York University - Leonard N. Stern School of Business 1987 — 1990
MBA, Finance
University of Pennsylvania 1980 — 1984
BA, Economics
University of Pennsylvania - The Wharton School 1980 — 1984
BS Economics, Finance
First Data Corporation March 2015 - Present
First Data Corporation May 2014 - March 2015
Citi Private Bank October 2008 - May 2014
Citi Smith Barney April 2006 - October 2008
Smith Barney August 2005 - April 2006
Salomon Smith Barney January 2000 - August 2005
Salomon Smith Barney June 1986 - January 2000
American Express June 1984 - June 1986
Skills
Series 7, Wealth Management, Mutual Funds, Capital Markets, Private Banking, Series 24, Brokerage, Private Wealth..., Series 3, Series 9/10, Client website..., Series 65, Asset Management, Investment Management, Fixed Annuities, Management, Equities, Fixed Income, Wealth Management..., Portfolio Management, Alternative Investments, FINRA, Hedge Funds, Investments, Risk Management, Banking, Investment Strategies, Financial Services, Asset Allocation, Investment Advisory, Series 63, Securities
Education
New York University - Leonard N. Stern School of Business 1987 — 1990
MBA, Finance
University of Pennsylvania 1980 — 1984
BA, Economics
University of Pennsylvania - The Wharton School 1980 — 1984
BS Economics, Finance
Dorit Murciano Dorit Murciano's Smith Barney Experience November 1997 - October 1998
Job SVP, Financial Services Practice Leader at Merrill Corporation
Industry Financial Services
Experience
Merrill Corporation December 2013 - Present
PNC February 2013 - November 2013
Horatio Street Associates September 2005 - January 2013
MetLife August 2002 - August 2005
Prudential Investments 1998 - 2002
Smith Barney November 1997 - October 1998
Dreyfus January 1995 - November 1997
Mellon Bank February 1991 - January 1995
Skills
Strategy, Product Management, Mutual Funds, Portfolio Management, Financial Services, Securities, Retirement, Fixed Annuities, Business Strategy, Management, Leadership, Insurance, Product Development, Sales Management, Sales, Wealth Management, Investments, Retirement Planning, Asset Management, Asset Allocation, Alternative Investments, ETFs, 401k, Investment Advisory, Investment Management, Hedge Funds, Pensions, Separately Managed..., Management Consulting, Investment Strategies
Education
University of Pittsburgh 1988 — 1992
BS, Business
Merrill Corporation December 2013 - Present
PNC February 2013 - November 2013
Horatio Street Associates September 2005 - January 2013
MetLife August 2002 - August 2005
Prudential Investments 1998 - 2002
Smith Barney November 1997 - October 1998
Dreyfus January 1995 - November 1997
Mellon Bank February 1991 - January 1995
Skills
Strategy, Product Management, Mutual Funds, Portfolio Management, Financial Services, Securities, Retirement, Fixed Annuities, Business Strategy, Management, Leadership, Insurance, Product Development, Sales Management, Sales, Wealth Management, Investments, Retirement Planning, Asset Management, Asset Allocation, Alternative Investments, ETFs, 401k, Investment Advisory, Investment Management, Hedge Funds, Pensions, Separately Managed..., Management Consulting, Investment Strategies
Education
University of Pittsburgh 1988 — 1992
BS, Business
Michael Berardi, CISA, CGEIT, CRISC's Smith Barney Experience 1986 - 1987
Job Vice President/Information Security Engineer at Bank of America
Industry Financial Services
Experience
Bank of America August 2015 - Present
Bank of America December 2011 - August 2015
Information Systems Audit & Control Association May 2009 - May 2012
Nestle USA January 2010 - September 2011
Energizer Holdings, Inc. November 2001 - September 2009
Hughes Supply (now HD Supply) January 1997 - June 2001
Lockheed Martin 1992 - 1997
Bankers Trust December 1987 - February 1992
Smith Barney 1986 - 1987
Federal Reserve Bank of New York 1984 - 1986
Skills
SAP R/3, Pre-Implementation..., People Management, IT Audit, CISA, Governance, SOX, ACL, IT Governance, Internal Controls, IT Risk, Data Analysis, Business Continuity, Risk Assessment, Auditing, Sarbanes-Oxley Act, Information Technology, Leadership, Assurance, Process Improvement, Internal Audit, Operational Risk..., Risk Management, Financial Reporting, Access Lists, Disaster Recovery, Business Process, Mergers & Acquisitions, Network Security, Information Security, SAP, Management, COSO, COBIT, Financial Services, SAS70, ERP, Security, Due Diligence, Information Security..., ISO 27001, CRISC, Financial Risk, Access, Sarbanes-Oxley, Accounting, Fraud, Enterprise Risk..., Business Process..., CISSP
Education
University of Phoenix 1996 — 1999
Master of Science
Villanova University 1977 — 1981
Bachelor of Arts
Bank of America August 2015 - Present
Bank of America December 2011 - August 2015
Information Systems Audit & Control Association May 2009 - May 2012
Nestle USA January 2010 - September 2011
Energizer Holdings, Inc. November 2001 - September 2009
Hughes Supply (now HD Supply) January 1997 - June 2001
Lockheed Martin 1992 - 1997
Bankers Trust December 1987 - February 1992
Smith Barney 1986 - 1987
Federal Reserve Bank of New York 1984 - 1986
Skills
SAP R/3, Pre-Implementation..., People Management, IT Audit, CISA, Governance, SOX, ACL, IT Governance, Internal Controls, IT Risk, Data Analysis, Business Continuity, Risk Assessment, Auditing, Sarbanes-Oxley Act, Information Technology, Leadership, Assurance, Process Improvement, Internal Audit, Operational Risk..., Risk Management, Financial Reporting, Access Lists, Disaster Recovery, Business Process, Mergers & Acquisitions, Network Security, Information Security, SAP, Management, COSO, COBIT, Financial Services, SAS70, ERP, Security, Due Diligence, Information Security..., ISO 27001, CRISC, Financial Risk, Access, Sarbanes-Oxley, Accounting, Fraud, Enterprise Risk..., Business Process..., CISSP
Education
University of Phoenix 1996 — 1999
Master of Science
Villanova University 1977 — 1981
Bachelor of Arts
Sam Rankin Sam Rankin's Smith Barney Experience November 1988 - April 2009
Job Managing Director Wealth Management
Industry Financial Services
Experience
UBS April 2009 - Present
Smith Barney November 1988 - April 2009
Education
University of North Carolina at Chapel Hill 1970 — 1975
BS
Woodberry Forest School 1967 — 1970
UBS April 2009 - Present
Smith Barney November 1988 - April 2009
Education
University of North Carolina at Chapel Hill 1970 — 1975
BS
Woodberry Forest School 1967 — 1970
Diane Pearson Diane Pearson's Smith Barney Experience September 2000 - February 2006
Job Operations Manager at Lee, Sipe and Associates
Industry Financial Services
Experience
Lee, Sipe and Associates January 2014 - Present
Credit Suisse February 2006 - December 2013
Smith Barney September 2000 - February 2006
BT Alex. Brown/Alex Brown and Sons November 1987 - May 1997
Skills
Series 7, Series 63, Recruiting, Analysis, Management, Operations Management, Banking, Investment Banking, Writing, Mentoring, Training, Employee Training, Employee Management, Sales Operations, Client Relations Skills, Client Liaison, Manage Client..., Manage client..., Client/Hiring Manager..., Trading, Performance Metrics
Education
University of Pennsylvania - The Wharton School
SIFMA, The Securities Industry Institute® (SII)
Lee, Sipe and Associates January 2014 - Present
Credit Suisse February 2006 - December 2013
Smith Barney September 2000 - February 2006
BT Alex. Brown/Alex Brown and Sons November 1987 - May 1997
Skills
Series 7, Series 63, Recruiting, Analysis, Management, Operations Management, Banking, Investment Banking, Writing, Mentoring, Training, Employee Training, Employee Management, Sales Operations, Client Relations Skills, Client Liaison, Manage Client..., Manage client..., Client/Hiring Manager..., Trading, Performance Metrics
Education
University of Pennsylvania - The Wharton School
SIFMA, The Securities Industry Institute® (SII)
Lisa Beeson Lisa Beeson's Smith Barney Experience 1992 - 1993
Job Advisory Board Member at The CenterCap Group, LLC
Industry Real Estate
Experience
The CenterCap Group, LLC August 2015 - Present
American Realty Capital Properties November 2013 - December 2014
Barclays Investment Bank September 2008 - October 2013
Lehman Brothers September 2006 - September 2008
Wachovia Securities June 2004 - July 2006
Morgan Stanley 1993 - 2004
Smith Barney 1992 - 1993
Smith Barney 1989 - 1992
Skills
Financial Modeling, Investments, Asset Management, Mergers & Acquisitions, Valuation, Due Diligence, Private Equity Advisor, Management, Private Equity, Capital Markets, Equities, Portfolio Management, Investment Banking, Financial Analysis, High Stakes Negotiations, Global Transactions, Organizational..., Corporate Restructuring, Strategic Planning, Complex Deal Structures, Capital Funding, Business Development, Merger Integration, Hostile Takeovers /..., Spin-off Transactions, Real Estate Investment..., Equity Buyouts, Salesforce.com, Cross-Functional Teams, Recruiting & Hiring, Talent Development, Turnarounds, Transformations, Process Improvement, Alliances & Partnerships, Sovereign Relationships, Board Management, Investor Relations, Media Relations, Public Speaking, Presentations, International..., Executive Leadership, Non-traded REITs, Strategic Partnerships, Operations Management, Insourcing, Outsourcing, Matrixed Teams, Committees
Education
University of Pennsylvania
Bachelor of Arts, Economics and International Relations
The CenterCap Group, LLC August 2015 - Present
American Realty Capital Properties November 2013 - December 2014
Barclays Investment Bank September 2008 - October 2013
Lehman Brothers September 2006 - September 2008
Wachovia Securities June 2004 - July 2006
Morgan Stanley 1993 - 2004
Smith Barney 1992 - 1993
Smith Barney 1989 - 1992
Skills
Financial Modeling, Investments, Asset Management, Mergers & Acquisitions, Valuation, Due Diligence, Private Equity Advisor, Management, Private Equity, Capital Markets, Equities, Portfolio Management, Investment Banking, Financial Analysis, High Stakes Negotiations, Global Transactions, Organizational..., Corporate Restructuring, Strategic Planning, Complex Deal Structures, Capital Funding, Business Development, Merger Integration, Hostile Takeovers /..., Spin-off Transactions, Real Estate Investment..., Equity Buyouts, Salesforce.com, Cross-Functional Teams, Recruiting & Hiring, Talent Development, Turnarounds, Transformations, Process Improvement, Alliances & Partnerships, Sovereign Relationships, Board Management, Investor Relations, Media Relations, Public Speaking, Presentations, International..., Executive Leadership, Non-traded REITs, Strategic Partnerships, Operations Management, Insourcing, Outsourcing, Matrixed Teams, Committees
Education
University of Pennsylvania
Bachelor of Arts, Economics and International Relations
Joseph Oddo Joseph Oddo's Smith Barney Experience February 2003 - April 2006
Job Executive Director JP Morgan Chase
Industry Information Technology and Services
Experience
JPMorgan Chase October 2011 - Present
Citi September 2009 - October 2011
Citigroup September 2009 - February 2011
Citi April 2006 - September 2009
Salmon Smith Barney August 2003 - April 2006
Smith Barney February 2003 - April 2006
Smith Barney August 1995 - April 2003
4G Systems January 1993 - August 1994
Education
University of Phoenix 2006 — 2010
BA, Information Technology - Computer Science
Berkeley Businnes School 1992 — 1994
Assoc, Business Management
JPMorgan Chase October 2011 - Present
Citi September 2009 - October 2011
Citigroup September 2009 - February 2011
Citi April 2006 - September 2009
Salmon Smith Barney August 2003 - April 2006
Smith Barney February 2003 - April 2006
Smith Barney August 1995 - April 2003
4G Systems January 1993 - August 1994
Education
University of Phoenix 2006 — 2010
BA, Information Technology - Computer Science
Berkeley Businnes School 1992 — 1994
Assoc, Business Management
Hilary Heijmen Hilary Heijmen's Smith Barney Experience November 2005 - November 2008
Job Networker at Boresha
Industry Health, Wellness and Fitness
Experience
Boresha February 2011 - Present
Women of Vision 2004 - Present
Nikken 1998 - Present
Smith Barney November 2005 - November 2008
F.O.C.U.S. 1996 - November 2008
F.O.C.U.S. 1993 - 2008
Tres Dias 1996 - 1998
New Canaan Nature Center 1992 - 1996
Skills
Social Networking, Non-profits, Public Speaking, Social Media, Fundraising, Event Planning, Marketing, Nonprofits, Strategic Planning, Teaching, Leadership Development, Entrepreneurship, Program Development, Small Business, Team Building, Coaching, Social Media Marketing, Training, Public Relations
Education
Universität Stuttgart 1970 — 1971
Bachelor of Science, German
University of Oregon 1968 — 1971
BS, German
University of Oregon 1968 — 1971
BS, Social Sciences
Boresha February 2011 - Present
Women of Vision 2004 - Present
Nikken 1998 - Present
Smith Barney November 2005 - November 2008
F.O.C.U.S. 1996 - November 2008
F.O.C.U.S. 1993 - 2008
Tres Dias 1996 - 1998
New Canaan Nature Center 1992 - 1996
Skills
Social Networking, Non-profits, Public Speaking, Social Media, Fundraising, Event Planning, Marketing, Nonprofits, Strategic Planning, Teaching, Leadership Development, Entrepreneurship, Program Development, Small Business, Team Building, Coaching, Social Media Marketing, Training, Public Relations
Education
Universität Stuttgart 1970 — 1971
Bachelor of Science, German
University of Oregon 1968 — 1971
BS, German
University of Oregon 1968 — 1971
BS, Social Sciences
Louis Wolfowitz Louis Wolfowitz's Smith Barney Experience 1994 - 1996
Job Head of Corporate Finance & Investment Banking at Cushman & Wakefield
Industry Real Estate
Experience
Cushman & Wakefield 2004 - Present
Cushman & Wakefield Securities, Inc. 2004 - Present
GE Capital 1998 - 2004
Donaldson, Lufkin & Jenrette 1996 - 1997
Smith Barney 1994 - 1996
Merrill Lynch 1986 - 1994
Skills
Valuation, Debt, Due Diligence, Real Estate, Private Equity, Financial Modeling, Structured Finance, Capital Markets, Investments, Mergers
Education
University of Pennsylvania - The Wharton School 1988 — 1990
MBA, Finance, Real Estate
Vassar College 1982 — 1986
A.B., Economics
Stuyvesant High School 1978 — 1982
Birch Wathen 1972 — 1978
Cushman & Wakefield 2004 - Present
Cushman & Wakefield Securities, Inc. 2004 - Present
GE Capital 1998 - 2004
Donaldson, Lufkin & Jenrette 1996 - 1997
Smith Barney 1994 - 1996
Merrill Lynch 1986 - 1994
Skills
Valuation, Debt, Due Diligence, Real Estate, Private Equity, Financial Modeling, Structured Finance, Capital Markets, Investments, Mergers
Education
University of Pennsylvania - The Wharton School 1988 — 1990
MBA, Finance, Real Estate
Vassar College 1982 — 1986
A.B., Economics
Stuyvesant High School 1978 — 1982
Birch Wathen 1972 — 1978
Linda Popper Linda Popper's Smith Barney Experience 1988 - 2001
Job Principal | Alternate Resources | Hotel Purchasing | Hotel Design Consultation | Hospitality | FF&E | Procurement | PIPs
Industry Hospitality
Experience
Alternate Resources April 2015 - Present
Citizens Financial Group, Inc. May 2011 - April 2015
Citi November 2009 - May 2011
Self Employed March 2009 - October 2009
Citigroup January 2008 - February 2009
Citi 2003 - 2008
Citibank 2001 - 2008
Smith Barney 1988 - 2001
Skills
Portfolio Management, Banking, Credit, Capital Markets, Strategy, Management, Financial Risk, Finance, Cross-functional Team..., Process Improvement, Financial Modeling, Risk Management, Financial Analysis, Analysis, Change Management, Business Process, Leadership, Budgets, SDLC
Education
New York University - Leonard N. Stern School of Business 1987 — 1990
MBA, Finance
University of Pennsylvania - The Wharton School 1982 — 1986
BSE, Finance, Political Science
Alternate Resources April 2015 - Present
Citizens Financial Group, Inc. May 2011 - April 2015
Citi November 2009 - May 2011
Self Employed March 2009 - October 2009
Citigroup January 2008 - February 2009
Citi 2003 - 2008
Citibank 2001 - 2008
Smith Barney 1988 - 2001
Skills
Portfolio Management, Banking, Credit, Capital Markets, Strategy, Management, Financial Risk, Finance, Cross-functional Team..., Process Improvement, Financial Modeling, Risk Management, Financial Analysis, Analysis, Change Management, Business Process, Leadership, Budgets, SDLC
Education
New York University - Leonard N. Stern School of Business 1987 — 1990
MBA, Finance
University of Pennsylvania - The Wharton School 1982 — 1986
BSE, Finance, Political Science
Shawna Gilbert Shawna Gilbert's Smith Barney Experience 1998 - 2008
Job DirectorGlobal Franchise and Business Solutions at RE/MAX, LLC
Industry International Trade and Development
Experience
RE/MAX, LLC-Global Franchise and Business Solutions July 2010 - Present
Trash Bagz, LLC November 2008 - January 2012
Innovest Portfolio Solutions, LLC February 2009 - July 2010
Seeds of Hope January 2008 - November 2008
Smith Barney 1998 - 2008
Skills
Investments, Asset Management, Business Development, Investment Properties, Marketing, New Business Development, Real Estate, Real Estate Transactions, Risk Management, Selling, Strategic Planning, Sales, Negotiation, Management, Small Business, Contract Negotiation
Education
University of Phoenix
B.S./BM, Business
RE/MAX, LLC-Global Franchise and Business Solutions July 2010 - Present
Trash Bagz, LLC November 2008 - January 2012
Innovest Portfolio Solutions, LLC February 2009 - July 2010
Seeds of Hope January 2008 - November 2008
Smith Barney 1998 - 2008
Skills
Investments, Asset Management, Business Development, Investment Properties, Marketing, New Business Development, Real Estate, Real Estate Transactions, Risk Management, Selling, Strategic Planning, Sales, Negotiation, Management, Small Business, Contract Negotiation
Education
University of Phoenix
B.S./BM, Business
Justin Blaine Justin Blaine's Smith Barney Experience August 2008 - February 2010
Job Managing Director at The Mentor Group, Inc.
Industry Investment Banking
Experience
The Mentor Group, Inc. April 2010 - Present
AthletesTouch March 2009 - Present
Smith Barney August 2008 - February 2010
Mysportslessons.com January 2007 - March 2009
Philadelphia Phillies 2005 - 2008
Skills
Financial Reporting, Cost Segregation, Sell Side, IP, Valuation
Education
University of San Diego 2002 — 2005
B.A., Business Administration
The Mentor Group, Inc. April 2010 - Present
AthletesTouch March 2009 - Present
Smith Barney August 2008 - February 2010
Mysportslessons.com January 2007 - March 2009
Philadelphia Phillies 2005 - 2008
Skills
Financial Reporting, Cost Segregation, Sell Side, IP, Valuation
Education
University of San Diego 2002 — 2005
B.A., Business Administration
William Reilly's Smith Barney Experience May 1994 - September 2006
Job Wealth Advisor and Portfolio Manager
Industry Financial Services
Experience
Merrill Lynch November 2013 - Present
AYSO Region 300 March 2010 - Present
AYSO Region 300 2005 - January 2014
UBS Wealth Management September 2006 - November 2013
UBS Wealth Management September 2006 - November 2013
UBS Wealth Management 2006 - November 2013
Smith Barney May 1994 - September 2006
U.S. Navy June 1990 - May 1994
Education
University of Notre Dame 1986 — 1990
Bachelor's of Business Administration, Finance
Gonzaga Prepatory High School 1982 — 1986
Merrill Lynch November 2013 - Present
AYSO Region 300 March 2010 - Present
AYSO Region 300 2005 - January 2014
UBS Wealth Management September 2006 - November 2013
UBS Wealth Management September 2006 - November 2013
UBS Wealth Management 2006 - November 2013
Smith Barney May 1994 - September 2006
U.S. Navy June 1990 - May 1994
Education
University of Notre Dame 1986 — 1990
Bachelor's of Business Administration, Finance
Gonzaga Prepatory High School 1982 — 1986
Lorne Standifer Lorne Standifer's Smith Barney Experience October 1997 - December 1998
Job Compliance Administrative Supervisor at a regional broker/dealer firm
Industry Financial Services
Experience
Regional Broker/Dealer Firm December 2009 - Present
Regional Broker/Dealer Firm 2009 - Present
Morgan Stanley Smith Barney December 1998 - November 2009
Smith Barney October 1997 - December 1998
Smith Barney August 1996 - October 1997
Smith Barney Shearson May 1992 - August 1996
Skills
Mutual Funds, Compliance, Securities, Asset Management, Series 7
Education
University of North Texas 1986 — 1990
Finance
Northwest High School
Regional Broker/Dealer Firm December 2009 - Present
Regional Broker/Dealer Firm 2009 - Present
Morgan Stanley Smith Barney December 1998 - November 2009
Smith Barney October 1997 - December 1998
Smith Barney August 1996 - October 1997
Smith Barney Shearson May 1992 - August 1996
Skills
Mutual Funds, Compliance, Securities, Asset Management, Series 7
Education
University of North Texas 1986 — 1990
Finance
Northwest High School
Dan Tomasiewicz Dan Tomasiewicz's Smith Barney Experience November 1999 - December 2005
Job Air Reserve Technican at United States Air Force
Industry Military
Experience
United States Air Force January 2006 - Present
Smith Barney November 1999 - December 2005
Skills
Management, Security Clearance, Military, Sales, Aircraft, Human Resources, Leadership, Air Force, Army, Military Experience, Microsoft Office, Customer Service
Education
University of Phoenix 2001 — 2007
United States Air Force January 2006 - Present
Smith Barney November 1999 - December 2005
Skills
Management, Security Clearance, Military, Sales, Aircraft, Human Resources, Leadership, Air Force, Army, Military Experience, Microsoft Office, Customer Service
Education
University of Phoenix 2001 — 2007
Neil Leston's Smith Barney Experience 2007 - 2007
Job Sales Director S&P Capital IQ
Industry Financial Services
Experience
S&P Capital IQ August 2008 - Present
Smith Barney 2007 - 2007
American Leadership Academy May 2006 - August 2006
Skills
Capital Markets, Fixed Income, Portfolio Management, Risk Management, Mutual Funds, Financial Markets, Relationship Management, Analysis, Leadership, Management, Structured Finance, Equities, Financial Services, Hedge Funds, Securities
Education
University of Rhode Island 2004 — 2008
Finance
University of Rhode Island - College of Business Administration 2004 — 2008
Business Administration, Finance
S&P Capital IQ August 2008 - Present
Smith Barney 2007 - 2007
American Leadership Academy May 2006 - August 2006
Skills
Capital Markets, Fixed Income, Portfolio Management, Risk Management, Mutual Funds, Financial Markets, Relationship Management, Analysis, Leadership, Management, Structured Finance, Equities, Financial Services, Hedge Funds, Securities
Education
University of Rhode Island 2004 — 2008
Finance
University of Rhode Island - College of Business Administration 2004 — 2008
Business Administration, Finance
Jurgen Miller Jurgen Miller's Smith Barney Experience 1996 - 1998
Job Media Production Consultant and Contractor
Industry Media Production
Experience
independent contractor January 2000 - Present
you know... the business 2010 - 2015
FIT and Cooper Union September 1998 - 2007
State of the Art, Inc 1998 - 2000
Smith Barney 1996 - 1998
Skills
Storytelling, Flâneur, Video Production, Video, After Effects, Final Cut Pro, Video Editing, Editing, Post Production, Documentaries, Broadcast, Motion Graphics, Ethnography, New Media, Project Management, Teaching
Education
University of Rochester 1989 — 1991
BA, Political Science
independent contractor January 2000 - Present
you know... the business 2010 - 2015
FIT and Cooper Union September 1998 - 2007
State of the Art, Inc 1998 - 2000
Smith Barney 1996 - 1998
Skills
Storytelling, Flâneur, Video Production, Video, After Effects, Final Cut Pro, Video Editing, Editing, Post Production, Documentaries, Broadcast, Motion Graphics, Ethnography, New Media, Project Management, Teaching
Education
University of Rochester 1989 — 1991
BA, Political Science
Michelle Wattana Michelle Wattana's Smith Barney Experience 2006 - 2006
Job 20th Century Fox
Industry Entertainment
Experience
20th Century Fox Film July 2014 - Present
William Morris Endeavor September 2011 - July 2014
Houlihan Lokey June 2009 - August 2011
JP Morgan June 2007 - August 2007
Smith Barney 2006 - 2006
Skills
Investment Banking, Restructuring
Education
University of Pennsylvania 2005 — 2009
20th Century Fox Film July 2014 - Present
William Morris Endeavor September 2011 - July 2014
Houlihan Lokey June 2009 - August 2011
JP Morgan June 2007 - August 2007
Smith Barney 2006 - 2006
Skills
Investment Banking, Restructuring
Education
University of Pennsylvania 2005 — 2009
Brandon Burton I Securing Life Today's Smith Barney Experience November 2006 - October 2007
Job CEO l Founder l Financial Tech
Industry Internet
Experience
Securing Life Today May 2013 - Present
Northwestern Mutual January 2008 - May 2013
Smith Barney November 2006 - October 2007
USMC (United States Marine Corps) November 2002 - October 2006
Skills
Strategic Financial..., Securities, Retirement, Estate Planning, Life Insurance, Investments, Portfolio Management, Insurance, Retirement Planning, Small Business, Fixed Annuities, Non-profits, Finance, Series 7, Financial Advisory, Financial Analysis, Business, Business Planning, Disability Insurance, Employee Benefits, Financial Services, Management, Mergers & Acquisitions, Mutual Funds, Nonprofits, Real Estate, Strategic Planning, Wealth Management, Marketing, Financial Planning
Education
University of Phoenix-Southern California Campus
Bachelor's degree, Marketing
Securing Life Today May 2013 - Present
Northwestern Mutual January 2008 - May 2013
Smith Barney November 2006 - October 2007
USMC (United States Marine Corps) November 2002 - October 2006
Skills
Strategic Financial..., Securities, Retirement, Estate Planning, Life Insurance, Investments, Portfolio Management, Insurance, Retirement Planning, Small Business, Fixed Annuities, Non-profits, Finance, Series 7, Financial Advisory, Financial Analysis, Business, Business Planning, Disability Insurance, Employee Benefits, Financial Services, Management, Mergers & Acquisitions, Mutual Funds, Nonprofits, Real Estate, Strategic Planning, Wealth Management, Marketing, Financial Planning
Education
University of Phoenix-Southern California Campus
Bachelor's degree, Marketing
Andrea Perico Gambarato Andrea Perico Gambarato's Smith Barney Experience 2006 - 2009
Job Business Development Administrator at J.P. Morgan
Industry Financial Services
Experience
J.P. Morgan October 2014 - Present
J.P. Morgan September 2012 - Present
Morgan Stanley 2009 - September 2012
Smith Barney 2006 - 2009
Hudson United Bank 2004 - 2006
Skills
Project Management, Investments, Marketing Strategy, Microsoft Excel, Microsoft Word, Series 63, Series 7, Retirement Planning, Wealth Management, Event Planning, PowerPoint, Microsoft Office, Digital Marketing, Social Networking, Customer Service, Strategic Planning, Sales, Research, Marketing
Education
University of Phoenix 2009 — 2012
Bachelors in Business, Business Administration and Management, General
University of Phoenix
J.P. Morgan October 2014 - Present
J.P. Morgan September 2012 - Present
Morgan Stanley 2009 - September 2012
Smith Barney 2006 - 2009
Hudson United Bank 2004 - 2006
Skills
Project Management, Investments, Marketing Strategy, Microsoft Excel, Microsoft Word, Series 63, Series 7, Retirement Planning, Wealth Management, Event Planning, PowerPoint, Microsoft Office, Digital Marketing, Social Networking, Customer Service, Strategic Planning, Sales, Research, Marketing
Education
University of Phoenix 2009 — 2012
Bachelors in Business, Business Administration and Management, General
University of Phoenix
Ben Broder Ben Broder's Smith Barney Experience July 2008 - August 2008
Job Program Assistant at PhRMA
Industry Government Relations
Experience
PhRMA October 2014 - Present
Navigant June 2014 - October 2014
Office of Congresswoman Ileana Ros-Lehtinen September 2013 - June 2014
The Cormac Group September 2013 - May 2014
Linda McMahon for Senate Campaign June 2012 - August 2012
Virginia State Senator Jill Vogel January 2012 - March 2012
Smith Barney July 2008 - August 2008
Skills
Microsoft Office, SPSS, Italian, Spanish, Politics, Legislative Relations
Education
University of Richmond 2009 — 2013
Bachelor of Arts (B.A.), Political Science, Psychology
The Loomis Chaffee School 2006 — 2009
PhRMA October 2014 - Present
Navigant June 2014 - October 2014
Office of Congresswoman Ileana Ros-Lehtinen September 2013 - June 2014
The Cormac Group September 2013 - May 2014
Linda McMahon for Senate Campaign June 2012 - August 2012
Virginia State Senator Jill Vogel January 2012 - March 2012
Smith Barney July 2008 - August 2008
Skills
Microsoft Office, SPSS, Italian, Spanish, Politics, Legislative Relations
Education
University of Richmond 2009 — 2013
Bachelor of Arts (B.A.), Political Science, Psychology
The Loomis Chaffee School 2006 — 2009
Lloyd Laughlin Lloyd Laughlin's Smith Barney Experience 2003 - 2008
Job Vice PresidentInvestments at Wells Fargo Advisors LLC
Industry Financial Services
Experience
Wells Fargo Advisors February 2008 - Present
Smith Barney 2003 - 2008
Skills
Wealth Management
Education
University of Pittsburgh 1979 — 1983
B.S., Business/Finance
Wells Fargo Advisors February 2008 - Present
Smith Barney 2003 - 2008
Skills
Wealth Management
Education
University of Pittsburgh 1979 — 1983
B.S., Business/Finance
Philip Reicherz Philip Reicherz's Smith Barney Experience September 1995 - September 1997
Job Managing Partner at Magnolia Ventures
Industry Venture Capital & Private Equity
Experience
Magnolia Ventures January 2011 - Present
Feeduce August 2014 - Present
CrowdHut May 2012 - Present
Cohere Cloud Services October 2013 - August 2014
SecondMarket January 2005 - January 2011
UBS Wealth Management May 2002 - December 2004
Credit Suisse First Boston September 1997 - May 2001
Smith Barney September 1995 - September 1997
Prudential Securities June 1994 - August 1994
Skills
Acquisitions, Risk Management, Entrepreneurship, Corporate Development, Equities, Investments, Valuation, Private Banking, Private Equity, Venture Capital, Mergers & Acquisitions, Capital Markets, Financial Modeling, Management, IPO, Investment Banking, Corporate Finance, Equity Valuation, Private Placements, Restructuring, Start-ups, Commodity, Investor Relations, Due Diligence, Divestitures, Hedge Funds, Product Development, Alternative Investments, Financial Structuring, Emerging Markets, Crowdfunding
Education
University of Rhode Island - College of Business Administration 1991 — 1995
BS, Management
Magnolia Ventures January 2011 - Present
Feeduce August 2014 - Present
CrowdHut May 2012 - Present
Cohere Cloud Services October 2013 - August 2014
SecondMarket January 2005 - January 2011
UBS Wealth Management May 2002 - December 2004
Credit Suisse First Boston September 1997 - May 2001
Smith Barney September 1995 - September 1997
Prudential Securities June 1994 - August 1994
Skills
Acquisitions, Risk Management, Entrepreneurship, Corporate Development, Equities, Investments, Valuation, Private Banking, Private Equity, Venture Capital, Mergers & Acquisitions, Capital Markets, Financial Modeling, Management, IPO, Investment Banking, Corporate Finance, Equity Valuation, Private Placements, Restructuring, Start-ups, Commodity, Investor Relations, Due Diligence, Divestitures, Hedge Funds, Product Development, Alternative Investments, Financial Structuring, Emerging Markets, Crowdfunding
Education
University of Rhode Island - College of Business Administration 1991 — 1995
BS, Management
Dan Perrotti Dan Perrotti's Smith Barney Experience July 2002 - May 2009
Job Financial Advisor at Perrotti Partners Wealth Management
Industry Investment Management
Experience
Perrotti Partners Wealth Management May 2009 - Present
Smith Barney July 2002 - May 2009
Morgan Stanley May 1984 - July 2002
Metropolitan Life Insurance Co. 1979 - May 1984
US Navy 1975 - 1979
Skills
Wealth Management, Finance, Management, Investments, Retirement Planning, Financial Planning
Education
University of Pennsylvania - The Wharton School
Executive Education Program
University of Pennsylvania - The Wharton School
Bachelor's Degree, Business Administration
Perrotti Partners Wealth Management May 2009 - Present
Smith Barney July 2002 - May 2009
Morgan Stanley May 1984 - July 2002
Metropolitan Life Insurance Co. 1979 - May 1984
US Navy 1975 - 1979
Skills
Wealth Management, Finance, Management, Investments, Retirement Planning, Financial Planning
Education
University of Pennsylvania - The Wharton School
Executive Education Program
University of Pennsylvania - The Wharton School
Bachelor's Degree, Business Administration
Dan Perrotti Dan Perrotti's Smith Barney Experience July 2002 - May 2009
Job Financial Advisor at Perrotti Partners Wealth Management
Industry Financial Services
Experience
Perrotti Partners Wealth Management May 2009 - Present
Smith Barney July 2002 - May 2009
Morgan Stanley 1984 - 2002
Metropolitan 1980 - 1984
Education
University of Pennsylvania - The Wharton School
Bachelor of Business Administration (B.B.A.)
Greenville Senior High School
Perrotti Partners Wealth Management May 2009 - Present
Smith Barney July 2002 - May 2009
Morgan Stanley 1984 - 2002
Metropolitan 1980 - 1984
Education
University of Pennsylvania - The Wharton School
Bachelor of Business Administration (B.B.A.)
Greenville Senior High School
Erik Hartmann's Smith Barney Experience February 1992 - April 2006
Job Senior Managing Director Complex Director at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management September 2012 - Present
RBC Wealth Management May 2008 - September 2012
RBC Wealth Management April 2006 - May 2008
Smith Barney February 1992 - April 2006
Education
University of Pittsburgh
Bachelor of Arts (B.A.), Economics
RBC Wealth Management September 2012 - Present
RBC Wealth Management May 2008 - September 2012
RBC Wealth Management April 2006 - May 2008
Smith Barney February 1992 - April 2006
Education
University of Pittsburgh
Bachelor of Arts (B.A.), Economics
Kurt Belisle's Smith Barney Experience January 2001 - December 2004
Job Experienced Strategic Partnership Business Development Executive
Industry Nonprofit Organization Management
Experience
Belisle Media Inc. June 2007 - Present
HFMA 2004 - Present
Smith Barney January 2001 - December 2004
SourceLink May 1998 - January 2001
Skills
Partnership Building, Integrated Marketing, Strategic Planning, Healthcare, Budgeting, Budgets, Partnerships, Contract Negotiation, Account Management, Event Management, Executive Management, Lead Generation, Leadership, Marketing, Marketing Strategy, Strategy, Thought Leadership
Education
University of Notre Dame 1994 — 1998
Bachelor of Business Administration, Marketing
University of Notre Dame - Mendoza College of Business 1994 — 1998
Bachelor of Business Administration (B.B.A.), Marketing
Belisle Media Inc. June 2007 - Present
HFMA 2004 - Present
Smith Barney January 2001 - December 2004
SourceLink May 1998 - January 2001
Skills
Partnership Building, Integrated Marketing, Strategic Planning, Healthcare, Budgeting, Budgets, Partnerships, Contract Negotiation, Account Management, Event Management, Executive Management, Lead Generation, Leadership, Marketing, Marketing Strategy, Strategy, Thought Leadership
Education
University of Notre Dame 1994 — 1998
Bachelor of Business Administration, Marketing
University of Notre Dame - Mendoza College of Business 1994 — 1998
Bachelor of Business Administration (B.B.A.), Marketing
Frank Booth, CRPS Frank Booth, CRPS's Smith Barney Experience January 1998 - January 2000
Job Finncial Advisor ar Voya Financial Advisors
Industry Financial Services
Experience
Voya Financial Advisors February 2015 - Present
VALIC June 2009 - February 2015
ING Wealth Management April 2006 - June 2009
Travelers Life & Annuity (MetLife) April 2004 - April 2006
Travelers Life & Annuity January 2000 - April 2004
Smith Barney January 1998 - January 2000
Education
University of Pennsylvania 1984 — 1988
Bachelor of Arts
Hotchkiss School 1981 — 1984
Class of 1984
Indian Mountain
Voya Financial Advisors February 2015 - Present
VALIC June 2009 - February 2015
ING Wealth Management April 2006 - June 2009
Travelers Life & Annuity (MetLife) April 2004 - April 2006
Travelers Life & Annuity January 2000 - April 2004
Smith Barney January 1998 - January 2000
Education
University of Pennsylvania 1984 — 1988
Bachelor of Arts
Hotchkiss School 1981 — 1984
Class of 1984
Indian Mountain
Pete Schmit, CFA Pete Schmit, CFA's Smith Barney Experience June 2004 - August 2004
Job Director at Galliard Capital Management
Industry Investment Management
Experience
Galliard Capital Management October 2014 - Present
Towers Watson October 2008 - October 2014
Citi Smith Barney June 2005 - October 2008
Smith Barney June 2004 - August 2004
Martin Brothers Distributing Co. June 2002 - August 2004
Skills
Investments, Asset Allocation, Capital Markets, Fixed Income, Financial Advisory, Equities, Alternative Investments, Investment Strategies, Mutual Funds, Financial Analysis, Portfolio Management, Hedge Funds, Asset Management, Investment Management, Due Diligence, Investment Advisory, Fund Of Funds, Derivatives, Wealth Management
Education
CFA Institute
University of Northern Iowa 2001 — 2005
BS, Finance
University of Wisconsin-Madison 2000 — 2001
St. Charles High School 1996 — 2000
Galliard Capital Management October 2014 - Present
Towers Watson October 2008 - October 2014
Citi Smith Barney June 2005 - October 2008
Smith Barney June 2004 - August 2004
Martin Brothers Distributing Co. June 2002 - August 2004
Skills
Investments, Asset Allocation, Capital Markets, Fixed Income, Financial Advisory, Equities, Alternative Investments, Investment Strategies, Mutual Funds, Financial Analysis, Portfolio Management, Hedge Funds, Asset Management, Investment Management, Due Diligence, Investment Advisory, Fund Of Funds, Derivatives, Wealth Management
Education
CFA Institute
University of Northern Iowa 2001 — 2005
BS, Finance
University of Wisconsin-Madison 2000 — 2001
St. Charles High School 1996 — 2000
Christian O'Dwyer's Smith Barney Experience 2007 - 2007
Job Analyst at Innovest Portfolio Solutions
Industry Investment Management
Experience
Innovest Portfolio Solutions September 2014 - Present
Spot Trading LLC July 2008 - February 2014
Smith Barney 2007 - 2007
Skills
Options, Trading, Proprietary Trading, Equities, Derivatives, Bloomberg, Equity Derivatives, Hedge Funds, Electronic Trading, Trading Systems, Equity Trading, Hedging, Commodity, Financial Markets, Volatility, Quantitative Finance, Alternative Investments, Capital Markets, ETFs, Investments, Portfolio Management, Securities
Education
University of Notre Dame 2004 — 2008
Bachelor of Business Administration (BBA), Finance, General
Regis Jesuit High School
Innovest Portfolio Solutions September 2014 - Present
Spot Trading LLC July 2008 - February 2014
Smith Barney 2007 - 2007
Skills
Options, Trading, Proprietary Trading, Equities, Derivatives, Bloomberg, Equity Derivatives, Hedge Funds, Electronic Trading, Trading Systems, Equity Trading, Hedging, Commodity, Financial Markets, Volatility, Quantitative Finance, Alternative Investments, Capital Markets, ETFs, Investments, Portfolio Management, Securities
Education
University of Notre Dame 2004 — 2008
Bachelor of Business Administration (BBA), Finance, General
Regis Jesuit High School
Devin Ryan's Smith Barney Experience 2002 - 2004
Job Managing Director at JMP Securities
Industry Investment Banking
Experience
JMP Group 2013 - Present
Sandler O'Neill & Partners, L.P. 2004 - 2013
Smith Barney 2002 - 2004
Education
University of Notre Dame 1998 — 2002
Bachelor of Business Administration (B.B.A.)
JMP Group 2013 - Present
Sandler O'Neill & Partners, L.P. 2004 - 2013
Smith Barney 2002 - 2004
Education
University of Notre Dame 1998 — 2002
Bachelor of Business Administration (B.B.A.)
Jeff Kantor's Smith Barney Experience May 2003 - June 2009
Job Vice President Investments, Private Wealth Advisor at Umpqua Investments, Inc.
Industry Financial Services
Experience
Umpqua Investments, Inc. June 2009 - Present
Smith Barney May 2003 - June 2009
Prudential Securities June 1998 - May 2003
Skills
Retirement Planning, Wealth Management, Series 7, Life Insurance, Variable Annuities, Mutual Funds, Separately Managed..., Qualified Retirement..., Investments, Stocks, Bonds
Education
University of Oregon 1986 — 1989
Bachelor of Science (B.S.), Finance
Umpqua Investments, Inc. June 2009 - Present
Smith Barney May 2003 - June 2009
Prudential Securities June 1998 - May 2003
Skills
Retirement Planning, Wealth Management, Series 7, Life Insurance, Variable Annuities, Mutual Funds, Separately Managed..., Qualified Retirement..., Investments, Stocks, Bonds
Education
University of Oregon 1986 — 1989
Bachelor of Science (B.S.), Finance
Abu Farukh Abu Farukh's Smith Barney Experience 2005 - 2009
Job Financial Advisor guiding clients to help reach personal & professional financial goals
Industry Financial Services
Experience
Raymond James & Associates March 2012 - Present
Morgan Stanley Smith Barney 2009 - 2012
Smith Barney 2005 - 2009
Morgan Stanley 1979 - 2005
Skills
Wealth Management, Strategic Financial..., Personal Financial..., Financial Advisory, Retirement Planning, Employee Benefits, 401k Rollovers, Concentrated Equity..., College Education..., Estate Planning, Business Solutions, Investment Management, Asset Allocation, Stock Management, Bonds, Syndicate, Life Insurance, Variable Annuities, Long Term Care Insurance
Education
University of San Francisco 1972 — 1976
Bachelor's Degree, Finance & International Business
Wharton School of Business
Wharton Senior Financial Advisors Program
Raymond James & Associates March 2012 - Present
Morgan Stanley Smith Barney 2009 - 2012
Smith Barney 2005 - 2009
Morgan Stanley 1979 - 2005
Skills
Wealth Management, Strategic Financial..., Personal Financial..., Financial Advisory, Retirement Planning, Employee Benefits, 401k Rollovers, Concentrated Equity..., College Education..., Estate Planning, Business Solutions, Investment Management, Asset Allocation, Stock Management, Bonds, Syndicate, Life Insurance, Variable Annuities, Long Term Care Insurance
Education
University of San Francisco 1972 — 1976
Bachelor's Degree, Finance & International Business
Wharton School of Business
Wharton Senior Financial Advisors Program
Brendan Halligan Brendan Halligan's Smith Barney Experience March 2006 - December 2006
Job FX and EM Local Debt Trader at Lord, Abbett & Co. LLC
Industry Capital Markets
Experience
Lord, Abbett & Co. LLC March 2015 - Present
Brown Brothers Harriman July 2008 - March 2015
Brown Brothers Harriman May 2007 - August 2007
Wachovia Securities, LLC January 2007 - May 2007
Smith Barney March 2006 - December 2006
Skills
Bloomberg, Trading, FX trading, FX Spot, Emerging Markets, NDF Trading, Technical Analysis, FX Swaps, Financial Markets, Reuters 3000, Hyperion Performance..., Fixed Income, Capital Markets, Asset Management, Currency, Derivatives, Equities, FX Options, Financial Modeling, Foreign Exchange, Hedge Funds, Investments, Portfolio Management
Education
University of Pittsburgh 2003 — 2007
Finance and Economics
Lord, Abbett & Co. LLC March 2015 - Present
Brown Brothers Harriman July 2008 - March 2015
Brown Brothers Harriman May 2007 - August 2007
Wachovia Securities, LLC January 2007 - May 2007
Smith Barney March 2006 - December 2006
Skills
Bloomberg, Trading, FX trading, FX Spot, Emerging Markets, NDF Trading, Technical Analysis, FX Swaps, Financial Markets, Reuters 3000, Hyperion Performance..., Fixed Income, Capital Markets, Asset Management, Currency, Derivatives, Equities, FX Options, Financial Modeling, Foreign Exchange, Hedge Funds, Investments, Portfolio Management
Education
University of Pittsburgh 2003 — 2007
Finance and Economics
Craig Nicholson Craig Nicholson's Smith Barney Experience March 1984 - August 2010
Job Director at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird & Co. August 2010 - Present
Smith Barney March 1984 - August 2010
Education
University of North Texas 1974 — 1978
Bachelor of Business Administration, Accounting
Emmetsburg HS
Robert W. Baird & Co. August 2010 - Present
Smith Barney March 1984 - August 2010
Education
University of North Texas 1974 — 1978
Bachelor of Business Administration, Accounting
Emmetsburg HS
Alexis Brennan Alexis Brennan's Smith Barney Experience June 2008 - August 2008
Job at
Industry Medical Devices
Experience
Celgene July 2014 - Present
Stryker September 2013 - July 2014
Pfizer January 2012 - September 2013
G2 Worldwide July 2010 - January 2012
G2 June 2009 - August 2009
Smith Barney June 2008 - August 2008
Skills
Integrated Marketing, Marketing, Strategy, Leadership, Facebook, Management, Account Management, Competitive Analysis, Project Management, Sales, Analysis, Customer Service, Creative Direction, Time Management, Salesforce.com, CRM, Sales Operations
Education
University of Richmond 2006 — 2010
B.A, Leadership at Jepson Leadership School
University of Richmond - Robins School of Business 2006 — 2010
Leadership, Business Administration
Celgene July 2014 - Present
Stryker September 2013 - July 2014
Pfizer January 2012 - September 2013
G2 Worldwide July 2010 - January 2012
G2 June 2009 - August 2009
Smith Barney June 2008 - August 2008
Skills
Integrated Marketing, Marketing, Strategy, Leadership, Facebook, Management, Account Management, Competitive Analysis, Project Management, Sales, Analysis, Customer Service, Creative Direction, Time Management, Salesforce.com, CRM, Sales Operations
Education
University of Richmond 2006 — 2010
B.A, Leadership at Jepson Leadership School
University of Richmond - Robins School of Business 2006 — 2010
Leadership, Business Administration
Blake Singer Blake Singer's Smith Barney Experience 1988 - 1994
Job President, D2 Capital, LLC
Industry Investment Management
Experience
D2 Capital, LLC August 2011 - Present
CMG Capital Management Group LLC December 2010 - September 2011
Columbia River Holdings 2006 - November 2010
Construction Finance Partners LLC March 2008 - October 2008
Beacon Investment Group 1999 - 2006
Margate Management LP October 2001 - May 2005
Chinook Capital Management March 1994 - August 2000
Smith Barney 1988 - 1994
Merrill Lynch 1985 - 1988
Skills
Equities, Private Equity, Portfolio Management, Commodity, Alternative Investments, Investments, Investment Strategies, Asset Managment, Venture Capital, Investment Advisory, Asset Allocation, Trading Strategies, Investor Relations, Equity Trading, Asset Management, Fixed Income, Due Diligence, Finance, Trading
Education
University of Oregon
BA w/ honors, Psychology
D2 Capital, LLC August 2011 - Present
CMG Capital Management Group LLC December 2010 - September 2011
Columbia River Holdings 2006 - November 2010
Construction Finance Partners LLC March 2008 - October 2008
Beacon Investment Group 1999 - 2006
Margate Management LP October 2001 - May 2005
Chinook Capital Management March 1994 - August 2000
Smith Barney 1988 - 1994
Merrill Lynch 1985 - 1988
Skills
Equities, Private Equity, Portfolio Management, Commodity, Alternative Investments, Investments, Investment Strategies, Asset Managment, Venture Capital, Investment Advisory, Asset Allocation, Trading Strategies, Investor Relations, Equity Trading, Asset Management, Fixed Income, Due Diligence, Finance, Trading
Education
University of Oregon
BA w/ honors, Psychology
Brandon Isaacs, CPA Brandon Isaacs, CPA's Smith Barney Experience February 2008 - November 2008
Job Senior Auditor at Deloitte
Industry Accounting
Experience
Deloitte September 2010 - Present
The Dilweg Companies September 2009 - August 2010
Deloitte June 2009 - July 2009
Smith Barney February 2008 - November 2008
Skills
Auditing, Financial Reporting, GAAP, Quickbooks, Accounting, Excel, Yardi, ProSystem fx Tax, ProSeries, External Audit, QuickBooks, US GAAP
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2009 — 2010
Master of Accounting, Accounting
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2005 — 2009
B.S., Business, Mathematics
Deloitte September 2010 - Present
The Dilweg Companies September 2009 - August 2010
Deloitte June 2009 - July 2009
Smith Barney February 2008 - November 2008
Skills
Auditing, Financial Reporting, GAAP, Quickbooks, Accounting, Excel, Yardi, ProSystem fx Tax, ProSeries, External Audit, QuickBooks, US GAAP
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2009 — 2010
Master of Accounting, Accounting
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2005 — 2009
B.S., Business, Mathematics
Whitney Reubel Whitney Reubel's Smith Barney Experience June 2008 - August 2008
Job Business Analytics Manager at Macy's
Industry Retail
Experience
Macy's November 2013 - Present
Freeman & Co April 2010 - October 2013
Smith Barney June 2008 - August 2008
Skills
Bloomberg, Valuation, Equity Research, Financial Analysis
Education
University of Pennsylvania 2005 — 2009
BA
Macy's November 2013 - Present
Freeman & Co April 2010 - October 2013
Smith Barney June 2008 - August 2008
Skills
Bloomberg, Valuation, Equity Research, Financial Analysis
Education
University of Pennsylvania 2005 — 2009
BA
Isa Simmons, MBA's Smith Barney Experience January 2002 - July 2007
Job TAX/FATCA SME/FATCA Project Manager
Industry Financial Services
Experience
HSBC March 2014 - June 2015
Globe Tax Services March 2012 - January 2014
Royal Bank of Scotland, Change Management August 2010 - June 2011
UBS Wealth Management & Business Banking August 2007 - March 2008
Smith Barney / Citigroup, January 2004 - July 2007
Smith Barney January 2002 - July 2007
Fahnestock & Company September 2001 - December 2001
Bear Stearns April 2000 - July 2001
Skills
PowerPoint, Visio, Microsoft Office, Vlookup, Fixed Income, Equities, Windows 7, Bloomberg, FATCA, Windows Server, DOS, Macro, Account Reconciliation, Microsoft Excel, Accounting, Hedge Funds, Financial Services, Payroll, Prime Brokerage, AML, Back Office, Analysis, Training, Securities, Accounts Payable, Project Management, Settlement, Software Documentation, Corporate Actions, Leadership, Access, Derivatives, Employee Benefits, Financial Analysis, Windows Server 2003, MS Office Suite, Advanced Excel, macros, pivot tables, Validation (W-8 and W-9), PeopleSoft, SharePoint
Education
University of Phoenix 2008 — 2010
MBA
College of Staten Island 1995 — 2000
Virginia State University, VA 1994 — 1995
BA
HSBC March 2014 - June 2015
Globe Tax Services March 2012 - January 2014
Royal Bank of Scotland, Change Management August 2010 - June 2011
UBS Wealth Management & Business Banking August 2007 - March 2008
Smith Barney / Citigroup, January 2004 - July 2007
Smith Barney January 2002 - July 2007
Fahnestock & Company September 2001 - December 2001
Bear Stearns April 2000 - July 2001
Skills
PowerPoint, Visio, Microsoft Office, Vlookup, Fixed Income, Equities, Windows 7, Bloomberg, FATCA, Windows Server, DOS, Macro, Account Reconciliation, Microsoft Excel, Accounting, Hedge Funds, Financial Services, Payroll, Prime Brokerage, AML, Back Office, Analysis, Training, Securities, Accounts Payable, Project Management, Settlement, Software Documentation, Corporate Actions, Leadership, Access, Derivatives, Employee Benefits, Financial Analysis, Windows Server 2003, MS Office Suite, Advanced Excel, macros, pivot tables, Validation (W-8 and W-9), PeopleSoft, SharePoint
Education
University of Phoenix 2008 — 2010
MBA
College of Staten Island 1995 — 2000
Virginia State University, VA 1994 — 1995
BA
Pier White's Smith Barney Experience 2006 - June 2009
Job Associate Regional Director of Development, University of Notre Dame
Industry Higher Education
Experience
University of Notre Dame July 2011 - Present
Kraft Foods March 2011 - July 2011
Advanced Electronics Company August 2009 - December 2010
Smith Barney 2006 - June 2009
US Air Force 1997 - 2006
US Air Force 1994 - 1997
Education
American Military University 2001 — 2010
Masters of Arts, Military History
University of Notre Dame 1990 — 1994
BS, Mathematics
Pensacola Catholic High School 1986 — 1990
Diploma
University of Notre Dame July 2011 - Present
Kraft Foods March 2011 - July 2011
Advanced Electronics Company August 2009 - December 2010
Smith Barney 2006 - June 2009
US Air Force 1997 - 2006
US Air Force 1994 - 1997
Education
American Military University 2001 — 2010
Masters of Arts, Military History
University of Notre Dame 1990 — 1994
BS, Mathematics
Pensacola Catholic High School 1986 — 1990
Diploma
Julian Schor Julian Schor's Smith Barney Experience June 2006 - August 2007
Job Loan Specialist at XPRS Capital
Industry Financial Services
Experience
XPRS Capital June 2015 - Present
icrunchdata February 2008 - May 2015
Smith Barney June 2006 - August 2007
Skills
Account Management, New Business Development, Social Media Marketing, Market Research, B2B, Cold Calling, Database Marketing, Customer Relations, Project Management
Education
University of North Texas 2004 — 2007
B.B.A, Marketing
XPRS Capital June 2015 - Present
icrunchdata February 2008 - May 2015
Smith Barney June 2006 - August 2007
Skills
Account Management, New Business Development, Social Media Marketing, Market Research, B2B, Cold Calling, Database Marketing, Customer Relations, Project Management
Education
University of North Texas 2004 — 2007
B.B.A, Marketing
Alex Harrington's Smith Barney Experience 1993 - 1995
Job Technology Executive, Entrepreneur & Advisor. COO of SNAP Interactive
Industry Online Media
Experience
SNAP Interactive, Inc. February 2014 - Present
SNAP Interactive, Inc. June 2014 - Present
Indicative August 2013 - Present
MeetMoi LLC June 2009 - November 2013
Zagat Survey November 2004 - December 2008
Sony BMG Entertainment July 2003 - October 2004
Bertelsmann September 2001 - July 2003
Microsoft 2000 - 2000
The Beacon Group 1995 - 1998
Smith Barney 1993 - 1995
Skills
Mobile Devices, Entertainment, Digital Media, Strategic Partnerships, Mobile Marketing, Digital Strategy, Digital Marketing, E-commerce, Product Management, Mobile Advertising, Strategy, Entrepreneurship, Business Development, Management, New Business Development, Leadership, Analytics, Start-ups, Lead Generation
Education
University of Pennsylvania - The Wharton School 1999 — 2001
MBA, Finance, Operations
Williams College 1989 — 1993
BA, History
Bronx High School of Science
SNAP Interactive, Inc. February 2014 - Present
SNAP Interactive, Inc. June 2014 - Present
Indicative August 2013 - Present
MeetMoi LLC June 2009 - November 2013
Zagat Survey November 2004 - December 2008
Sony BMG Entertainment July 2003 - October 2004
Bertelsmann September 2001 - July 2003
Microsoft 2000 - 2000
The Beacon Group 1995 - 1998
Smith Barney 1993 - 1995
Skills
Mobile Devices, Entertainment, Digital Media, Strategic Partnerships, Mobile Marketing, Digital Strategy, Digital Marketing, E-commerce, Product Management, Mobile Advertising, Strategy, Entrepreneurship, Business Development, Management, New Business Development, Leadership, Analytics, Start-ups, Lead Generation
Education
University of Pennsylvania - The Wharton School 1999 — 2001
MBA, Finance, Operations
Williams College 1989 — 1993
BA, History
Bronx High School of Science
Samuel Gordon's Smith Barney Experience November 1971 - January 2010
Job Retired at Morgan Stanley Smith Barney
Industry Investment Management
Experience
Morgan Stanley Smith Barney January 2010 - Present
Smith Barney November 1971 - January 2010
Various Instrumentation Companies 1960 - 1971
Education
University of Pennsylvania - The Wharton School 1953 — 1957
Morgan Stanley Smith Barney January 2010 - Present
Smith Barney November 1971 - January 2010
Various Instrumentation Companies 1960 - 1971
Education
University of Pennsylvania - The Wharton School 1953 — 1957
Tracy Whelan (Kirincich)'s Smith Barney Experience July 1993 - August 1996
Job Independent Financial Professional
Industry Financial Services
Experience
SunTrust Robinson Humphrey April 1998 - December 2001
Smith Barney July 1993 - August 1996
Skills
Financial Modeling, Start-ups, Strategic Planning
Education
University of Virginia Darden School of Business 1995 — 1997
MBA, Finance
University of North Carolina at Chapel Hill 1989 — 1993
BS, Computer Science/Mathematics
SunTrust Robinson Humphrey April 1998 - December 2001
Smith Barney July 1993 - August 1996
Skills
Financial Modeling, Start-ups, Strategic Planning
Education
University of Virginia Darden School of Business 1995 — 1997
MBA, Finance
University of North Carolina at Chapel Hill 1989 — 1993
BS, Computer Science/Mathematics
Ann Elkins's Smith Barney Experience 2002 - 2005
Job Account Director at Wingnut Advertising
Industry Marketing and Advertising
Experience
Wingnut Advertising July 2011 - Present
Hot Dish Advertising July 2007 - July 2011
Creative Communications Consultants July 2005 - July 2007
Smith Barney 2002 - 2005
50 Below 2000 - 2001
Skills
Advertising, Social Media, Social Media Marketing, Integrated Marketing, Digital Marketing, Marketing Communications, Email Marketing, Interactive Marketing, Brand Development, Direct Mail, Sales, Online Advertising
Education
University of Northern Iowa 1996 — 2000
Bachelor of Fine Arts, Organizational Communications
Wingnut Advertising July 2011 - Present
Hot Dish Advertising July 2007 - July 2011
Creative Communications Consultants July 2005 - July 2007
Smith Barney 2002 - 2005
50 Below 2000 - 2001
Skills
Advertising, Social Media, Social Media Marketing, Integrated Marketing, Digital Marketing, Marketing Communications, Email Marketing, Interactive Marketing, Brand Development, Direct Mail, Sales, Online Advertising
Education
University of Northern Iowa 1996 — 2000
Bachelor of Fine Arts, Organizational Communications
Charles Fedorko's Smith Barney Experience 1998 - 2001
Job Senior IT Manager at Inspirato
Industry Hospitality
Experience
Inspirato October 2010 - Present
St Julien Hotel & Spa July 2009 - September 2010
U.S. Environmental Protection Agency May 2009 - June 2009
Rally Software Development February 2008 - April 2009
Denver Metro Convention and Visitors Bureau 2007 - 2008
Callan Koster Brady & Brennan, LLP 2002 - 2007
Smith Barney 1998 - 2001
Skills
SaaS, Start-ups, VoIP, Wireless Networking, Network Design, Compliance PCI, Google Apps for Business, NetApp, DNS management, Office365, Airwatch
Education
University of Rhode Island
B.A., English Literature
Inspirato October 2010 - Present
St Julien Hotel & Spa July 2009 - September 2010
U.S. Environmental Protection Agency May 2009 - June 2009
Rally Software Development February 2008 - April 2009
Denver Metro Convention and Visitors Bureau 2007 - 2008
Callan Koster Brady & Brennan, LLP 2002 - 2007
Smith Barney 1998 - 2001
Skills
SaaS, Start-ups, VoIP, Wireless Networking, Network Design, Compliance PCI, Google Apps for Business, NetApp, DNS management, Office365, Airwatch
Education
University of Rhode Island
B.A., English Literature
Andrew M. Kistler, III's Smith Barney Experience 1988 - 2006
Job Senior Vice President Southeast Regional Manager at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott 2012 - Present
Stifel Financial Corp. 2009 - 2012
Ameriprise Financial 2006 - 2009
Smith Barney 1988 - 2006
Merrill Lynch 1983 - 1988
Education
University of North Carolina at Charlotte - Belk College of Business 1979 — 1983
Bachelor of Arts, Business Administration
Janney Montgomery Scott 2012 - Present
Stifel Financial Corp. 2009 - 2012
Ameriprise Financial 2006 - 2009
Smith Barney 1988 - 2006
Merrill Lynch 1983 - 1988
Education
University of North Carolina at Charlotte - Belk College of Business 1979 — 1983
Bachelor of Arts, Business Administration
Dave Schrohe's Smith Barney Experience January 2004 - June 2008
Job Executive Vice President at Lenox Advisors
Industry Financial Services
Experience
Lenox Advisors, Inc May 2013 - Present
UBS October 2010 - November 2011
Morgan Stanley Smith Barney June 2009 - June 2010
Citi Global Wealth Management June 2008 - June 2009
Smith Barney January 2004 - June 2008
Smith Barney February 2002 - January 2004
Smith Barney February 1997 - February 2002
Smith Barney December 1995 - February 1997
Citigroup/Primerica July 1994 - December 1995
Glenthorne Capital May 1993 - June 1994
Skills
Investments, Wealth Management, Series 7, Brokerage, Equities, Asset Allocation, Risk Management, Alternative Investments, Underwriting, AML, New Business Development, Series 63, Product Management, Financial Services, Strategy, Hedge Funds, Series 6, Securities
Education
University of Pennsylvania - The Wharton School 1992 — 1994
MBA, Finance
University of Pennsylvania 1985 — 1989
BA, Economics
Lenox Advisors, Inc May 2013 - Present
UBS October 2010 - November 2011
Morgan Stanley Smith Barney June 2009 - June 2010
Citi Global Wealth Management June 2008 - June 2009
Smith Barney January 2004 - June 2008
Smith Barney February 2002 - January 2004
Smith Barney February 1997 - February 2002
Smith Barney December 1995 - February 1997
Citigroup/Primerica July 1994 - December 1995
Glenthorne Capital May 1993 - June 1994
Skills
Investments, Wealth Management, Series 7, Brokerage, Equities, Asset Allocation, Risk Management, Alternative Investments, Underwriting, AML, New Business Development, Series 63, Product Management, Financial Services, Strategy, Hedge Funds, Series 6, Securities
Education
University of Pennsylvania - The Wharton School 1992 — 1994
MBA, Finance
University of Pennsylvania 1985 — 1989
BA, Economics
Matt Buten's Smith Barney Experience September 1985 - September 1996
Job Partner at Foresite Capital Management
Industry Investment Management
Experience
Sotera Wireless, Inc. April 2014 - Present
Foresite Capital Management January 2013 - Present
Catapult / Millennium LP June 2007 - June 2012
Sapphire Capital March 2005 - March 2007
Argus Partners January 2000 - March 2005
Needham & Company September 1996 - January 2000
Smith Barney September 1985 - September 1996
Skills
Mergers, Competitive Analysis, Project Management, Strategic Planning, Product Development, Product Management, Business Development, Telecommunications, Integration, Quality Assurance, Requirements Analysis, New Business Development, Team Building, Contract Negotiation, Project Planning, Hedge Funds, Mergers & Acquisitions, Strategy, Venture Capital, Portfolio Management, Entrepreneurship, Management Consulting, Investments, Due Diligence, Management, Leadership, Private Equity, Start-ups, Investment Banking, Healthcare, Strategic Partnerships, Business Strategy, Marketing Strategy, Medical Devices, Analysis, Business Planning
Education
University of Pennsylvania - The Wharton School 1979 — 1983
BSE
Sotera Wireless, Inc. April 2014 - Present
Foresite Capital Management January 2013 - Present
Catapult / Millennium LP June 2007 - June 2012
Sapphire Capital March 2005 - March 2007
Argus Partners January 2000 - March 2005
Needham & Company September 1996 - January 2000
Smith Barney September 1985 - September 1996
Skills
Mergers, Competitive Analysis, Project Management, Strategic Planning, Product Development, Product Management, Business Development, Telecommunications, Integration, Quality Assurance, Requirements Analysis, New Business Development, Team Building, Contract Negotiation, Project Planning, Hedge Funds, Mergers & Acquisitions, Strategy, Venture Capital, Portfolio Management, Entrepreneurship, Management Consulting, Investments, Due Diligence, Management, Leadership, Private Equity, Start-ups, Investment Banking, Healthcare, Strategic Partnerships, Business Strategy, Marketing Strategy, Medical Devices, Analysis, Business Planning
Education
University of Pennsylvania - The Wharton School 1979 — 1983
BSE
Theresia Tissa Jauri's Smith Barney Experience February 2008 - August 2008
Job Student at University of Portland
Industry Financial Services
Experience
Smith Barney February 2008 - August 2008
CV Eka Bhakti Pratama 2005 - 2006
Fairmont Hotel and Resort 2004 - 2005
Movenpick 2001 - 2002
Skills
Microsoft Office, Event Planning, Microsoft Excel, Project Management, Strategic Planning
Education
University of Portland 2006 — 2008
University of South Carolina-Columbia 2003 — 2004
BS, Hotel, Restaurant and Tourism Management
Ecole Hoteliere de Montreux 2000 — 2003
Hospitality Management
Smith Barney February 2008 - August 2008
CV Eka Bhakti Pratama 2005 - 2006
Fairmont Hotel and Resort 2004 - 2005
Movenpick 2001 - 2002
Skills
Microsoft Office, Event Planning, Microsoft Excel, Project Management, Strategic Planning
Education
University of Portland 2006 — 2008
University of South Carolina-Columbia 2003 — 2004
BS, Hotel, Restaurant and Tourism Management
Ecole Hoteliere de Montreux 2000 — 2003
Hospitality Management
Christopher Pannell's Smith Barney Experience October 2003 - May 2005
Job Director, Corporate Development Mergers & Acquisitions at DaVita
Industry Hospital & Health Care
Experience
DaVita Kidney Care December 2012 - Present
DaVita Kidney Care December 2011 - December 2012
DaVita Kidney Care June 2006 - December 2011
Smith Barney October 2003 - May 2005
Morgan Stanley December 2002 - October 2003
Skills
Financial Modeling, Valuation, Financial Analysis, Equity Research, Due Diligence, Investments, Portfolio Management, DCF, Corporate Finance, Mergers, Strategic Financial..., Data Analysis, Healthcare, Bloomberg, Equities, Microsoft Excel, Strategic Planning
Education
University of Richmond - Robins School of Business 1996 — 2000
Bachelor of Science (BS), Business Administration
DaVita Kidney Care December 2012 - Present
DaVita Kidney Care December 2011 - December 2012
DaVita Kidney Care June 2006 - December 2011
Smith Barney October 2003 - May 2005
Morgan Stanley December 2002 - October 2003
Skills
Financial Modeling, Valuation, Financial Analysis, Equity Research, Due Diligence, Investments, Portfolio Management, DCF, Corporate Finance, Mergers, Strategic Financial..., Data Analysis, Healthcare, Bloomberg, Equities, Microsoft Excel, Strategic Planning
Education
University of Richmond - Robins School of Business 1996 — 2000
Bachelor of Science (BS), Business Administration
David Hunt, CIMA's Smith Barney Experience May 1992 - April 1994
Job Regional Business Consultant at James Alpha Management
Industry Financial Services
Experience
James Alpha Management July 2014 - Present
Dreyfus June 2008 - April 2014
AllianceBernstein May 1995 - March 2008
Smith Barney May 1992 - April 1994
Skills
CIMA, Series 7, Series 63, Investments, Wealth Management, Alternative Investments, Retirement Planning, Investment Advisory, Securities, Investment Strategies, Portfolio Management, Strategic Planning, Management Consulting, Analysis, Separately Managed..., Team Building, Public Speaking, Territory..., Practice Management, 529 Plans, Financial Advisory, Financial Services
Education
University of Pittsburgh 1988 — 1992
BA, Economics/Business
Exeter Township High School
James Alpha Management July 2014 - Present
Dreyfus June 2008 - April 2014
AllianceBernstein May 1995 - March 2008
Smith Barney May 1992 - April 1994
Skills
CIMA, Series 7, Series 63, Investments, Wealth Management, Alternative Investments, Retirement Planning, Investment Advisory, Securities, Investment Strategies, Portfolio Management, Strategic Planning, Management Consulting, Analysis, Separately Managed..., Team Building, Public Speaking, Territory..., Practice Management, 529 Plans, Financial Advisory, Financial Services
Education
University of Pittsburgh 1988 — 1992
BA, Economics/Business
Exeter Township High School
Mark Couch's Smith Barney Experience February 1997 - September 1998
Job Vice President, Technical Specialist/Business Analyst
Industry Information Technology and Services
Experience
Morgan Stanley Smith Barney March 2008 - Present
John Betts Fine Minerals 1995 - 2009
State of Iowa 2007 - 2008
ADP March 2003 - May 2007
ABC 33/40 June 2000 - May 2002
Mercedes Benz USA - Montvale 1999 - 2000
New York Life September 1998 - May 1999
Smith Barney February 1997 - September 1998
Brown Brothers Harriman September 1996 - February 1997
Everest Reinsurance February 1988 - September 1996
Skills
Analysis, SDLC, Business Analysis, SQL, Project Management, Risk Management, SharePoint, Visio, Microsoft Office, Functional..., Liaison
Education
University of Portsmouth 1985 — 1986
Postgrad in Information Technology, Systems design, integration, communications
University of Portsmouth 1982 — 1985
B. Sc Geology, Geology/Earth Science, General
Tonypandy Grammar School 1976 — 1982
Morgan Stanley Smith Barney March 2008 - Present
John Betts Fine Minerals 1995 - 2009
State of Iowa 2007 - 2008
ADP March 2003 - May 2007
ABC 33/40 June 2000 - May 2002
Mercedes Benz USA - Montvale 1999 - 2000
New York Life September 1998 - May 1999
Smith Barney February 1997 - September 1998
Brown Brothers Harriman September 1996 - February 1997
Everest Reinsurance February 1988 - September 1996
Skills
Analysis, SDLC, Business Analysis, SQL, Project Management, Risk Management, SharePoint, Visio, Microsoft Office, Functional..., Liaison
Education
University of Portsmouth 1985 — 1986
Postgrad in Information Technology, Systems design, integration, communications
University of Portsmouth 1982 — 1985
B. Sc Geology, Geology/Earth Science, General
Tonypandy Grammar School 1976 — 1982
David Passman's Smith Barney Experience September 1998 - October 2006
Job Executive Director at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management March 2014 - Present
Wells Fargo Advisors, LLC November 2006 - March 2014
Smith Barney September 1998 - October 2006
Education
University of Pennsylvania - The Wharton School 1982 — 1986
Morgan Stanley Wealth Management March 2014 - Present
Wells Fargo Advisors, LLC November 2006 - March 2014
Smith Barney September 1998 - October 2006
Education
University of Pennsylvania - The Wharton School 1982 — 1986
Henry A. Feldman Jr.'s Smith Barney Experience 1973 - 1977
Job Author at Theaskbook.com
Industry Marketing and Advertising
Experience
Theaskbook.com August 2007 - Present
Theaskbook.com 2007 - Present
Concord Asset Management LLC 1987 - 2007
The Feldman Investment Group 1977 - 1997
Smith Barney 1973 - 1977
Merrill Lynch 1968 - 1973
Skills
Marketing, Advertising, Small Business, Customer Service, Sales, Public Speaking, Sales Management, Business Strategy, Training, Healthcare, Copy Editing, Blogging, Investments, Marketing Strategy, Public Relations, Entrepreneurship, Social Networking, Marketing Communications
Education
U. of Chicago Graduate School of Business 1963 — 1973
Attended, Economics and Marketing
University of Pennsylvania - The Wharton School 1958 — 1962
B.S. in Economics '62, Pre-law
Theaskbook.com August 2007 - Present
Theaskbook.com 2007 - Present
Concord Asset Management LLC 1987 - 2007
The Feldman Investment Group 1977 - 1997
Smith Barney 1973 - 1977
Merrill Lynch 1968 - 1973
Skills
Marketing, Advertising, Small Business, Customer Service, Sales, Public Speaking, Sales Management, Business Strategy, Training, Healthcare, Copy Editing, Blogging, Investments, Marketing Strategy, Public Relations, Entrepreneurship, Social Networking, Marketing Communications
Education
U. of Chicago Graduate School of Business 1963 — 1973
Attended, Economics and Marketing
University of Pennsylvania - The Wharton School 1958 — 1962
B.S. in Economics '62, Pre-law
Omid Shokoufandeh's Smith Barney Experience May 2007 - August 2007
Job Analyst at Abington Emerson Capital
Industry Venture Capital & Private Equity
Experience
Abington Emerson Capital August 2013 - Present
Diamond Capital Advisors January 2013 - August 2013
www.spaphile.com August 2010 - January 2013
Bank of America June 2008 - August 2008
Smith Barney May 2007 - August 2007
Skills
Real Estate, Valuation, Risk Management, Corporate Finance, Competitive Analysis, Analysis, Strategy, Investment Banking, Portfolio Management, Investments, Business Planning, Private Equity, Venture Capital, VBA, Capital Markets
Education
University of Pennsylvania 2005 — 2009
BA, Philosophy, Politics, Economics
Santa Monica High School 2001 — 2005
GED
Abington Emerson Capital August 2013 - Present
Diamond Capital Advisors January 2013 - August 2013
www.spaphile.com August 2010 - January 2013
Bank of America June 2008 - August 2008
Smith Barney May 2007 - August 2007
Skills
Real Estate, Valuation, Risk Management, Corporate Finance, Competitive Analysis, Analysis, Strategy, Investment Banking, Portfolio Management, Investments, Business Planning, Private Equity, Venture Capital, VBA, Capital Markets
Education
University of Pennsylvania 2005 — 2009
BA, Philosophy, Politics, Economics
Santa Monica High School 2001 — 2005
GED
Samuel Gordon's Smith Barney Experience 1971 - 2010
Job Travel Photographer
Industry Photography
Experience
Sam Gordon February 2010 - Present
Smith Barney Private Trust 2010 - 2011
Smith Barney 1971 - 2010
50 Plus 2000 - 2005
Education
University of Pennsylvania - The Wharton School 1953 — 1957
Sam Gordon February 2010 - Present
Smith Barney Private Trust 2010 - 2011
Smith Barney 1971 - 2010
50 Plus 2000 - 2005
Education
University of Pennsylvania - The Wharton School 1953 — 1957
Steven K. Hendrickson's Smith Barney Experience September 2005 - February 2006
Job Vice President Operations
Industry Financial Services
Experience
Lenger Financial February 2007 - Present
Morgan Stanley February 2006 - July 2006
Smith Barney September 2005 - February 2006
Skills
Investments, Portfolio Management, Finance, Risk Management, Leadership, Wealth Management, Insurance, Financial Analysis, Business Strategy, Loans, Investment Management, Microsoft Word
Education
University of North Florida 2006 — 2010
Financial Services
Lenger Financial February 2007 - Present
Morgan Stanley February 2006 - July 2006
Smith Barney September 2005 - February 2006
Skills
Investments, Portfolio Management, Finance, Risk Management, Leadership, Wealth Management, Insurance, Financial Analysis, Business Strategy, Loans, Investment Management, Microsoft Word
Education
University of North Florida 2006 — 2010
Financial Services
Chuck Mayle-Rosauri's Smith Barney Experience January 1997 - June 2009
Job Executive Director at Morgan Stanley
Industry Information Technology and Services
Experience
Morgan Stanley April 1996 - Present
Citigroup Smith Barney 1996 - Present
Smith Barney January 1997 - June 2009
Citi Global Wealth Management April 1996 - June 2009
Morgan Stanley Smith Barney April 1996 - June 2009
Citi Smith Barney 1996 - June 2009
bankers trust 1993 - 1996
Education
University of Richmond
Morgan Stanley April 1996 - Present
Citigroup Smith Barney 1996 - Present
Smith Barney January 1997 - June 2009
Citi Global Wealth Management April 1996 - June 2009
Morgan Stanley Smith Barney April 1996 - June 2009
Citi Smith Barney 1996 - June 2009
bankers trust 1993 - 1996
Education
University of Richmond
Brian Tollberg's Smith Barney Experience September 2000 - February 2001
Job Owner, Edible Arrangements
Industry Food & Beverages
Experience
Edible Arrangements September 2006 - Present
San Diego Padres June 2000 - September 2003
Smith Barney September 2000 - February 2001
Chillicothe Paints 1994 - 1994
Skills
Sports
Education
University of North Florida 1991 — 1996
BBA, Corporate Finance, Economics, & International Business
University of North Florida - College of Business Administration 1991 — 1996
Corporate Finance & Economics
Edible Arrangements September 2006 - Present
San Diego Padres June 2000 - September 2003
Smith Barney September 2000 - February 2001
Chillicothe Paints 1994 - 1994
Skills
Sports
Education
University of North Florida 1991 — 1996
BBA, Corporate Finance, Economics, & International Business
University of North Florida - College of Business Administration 1991 — 1996
Corporate Finance & Economics
Jim Jontz's Smith Barney Experience 1990 - 2000
Job Principal at Applebox Productions
Industry Motion Pictures and Film
Experience
Applebox Productions August 2009 - Present
The Applebox Group LLC August 2003 - August 2009
Morgan Stanley 2001 - 2003
Applebox Productions 1990 - 2001
Smith Barney 1990 - 2000
Concept/NY September 1981 - December 1989
American Express 1980 - 1982
Skills
Video Production, Film, Television, Editing, Marketing, Video, Photography, Film Production, Video Editing, New Media, Documentaries, Post Production, Digital Media, Videography
Education
University of Virginia 1972 — 1974
MA, Theatre
University of Richmond 1965 — 1969
BA, Drama, Psychology
Applebox Productions August 2009 - Present
The Applebox Group LLC August 2003 - August 2009
Morgan Stanley 2001 - 2003
Applebox Productions 1990 - 2001
Smith Barney 1990 - 2000
Concept/NY September 1981 - December 1989
American Express 1980 - 1982
Skills
Video Production, Film, Television, Editing, Marketing, Video, Photography, Film Production, Video Editing, New Media, Documentaries, Post Production, Digital Media, Videography
Education
University of Virginia 1972 — 1974
MA, Theatre
University of Richmond 1965 — 1969
BA, Drama, Psychology
Marc Crespi's Smith Barney Experience 1985 - 1994
Job Managing Director at BlackRock
Industry Financial Services
Experience
BlackRock August 2010 - Present
Holy Redeemer Health System 1996 - Present
Cain Brothers Asset Management November 2009 - August 2010
Morgan Stanley Investment Management 1994 - 2008
Miller Anderson & Sherrerd 1994 - 1996
Smith Barney 1985 - 1994
Prudential-Bache Securities 1980 - 1985
Elkins, Stroud, Suplee & Co. 1980 - 1982
Education
University of Pennsylvania - The Wharton School 1975 — 1977
MBA, Finance and Accounting
University of Pennsylvania - The Wharton School 1972 — 1976
BS, Accounting
BlackRock August 2010 - Present
Holy Redeemer Health System 1996 - Present
Cain Brothers Asset Management November 2009 - August 2010
Morgan Stanley Investment Management 1994 - 2008
Miller Anderson & Sherrerd 1994 - 1996
Smith Barney 1985 - 1994
Prudential-Bache Securities 1980 - 1985
Elkins, Stroud, Suplee & Co. 1980 - 1982
Education
University of Pennsylvania - The Wharton School 1975 — 1977
MBA, Finance and Accounting
University of Pennsylvania - The Wharton School 1972 — 1976
BS, Accounting
Phil Gussman's Smith Barney Experience January 2005 - January 2006
Job Director of Development at Nevins Inc
Industry Nonprofit Organization Management
Experience
Nevins Inc December 2013 - Present
GUSSMAN CONSULTING January 1992 - Present
Edge Health LLC. March 2009 - June 2013
EDGE HEALTH January 2009 - 2012
DAVIDSON CAPITAL CORP May 2007 - March 2009
SMITH BARNEY January 2005 - January 2006
AMERICAN AIR CARRIERS SUPPORT, INC January 1999 - January 2001
BUTTONWOOD ADVISORY GROUP January 1998 - January 1999
LINSCO/PRIVATE LEDGER January 1995 - January 1998
SMITH BARNEY/SHEARSON LEHMAN BROTHERS January 1991 - January 1995
Skills
Marketing, Social Media, CRM, Event Management, Social Networking, Event Planning, Public Relations, Entertainment, Social Media Marketing, Management, Online Advertising, Marketing Communications, Start-ups, Sales, Sponsorship, Integrated Marketing, Media Relations, Fundraising
Education
University of North Carolina at Charlotte 1988 — 1992
BS, Business Administration, Finance
Nevins Inc December 2013 - Present
GUSSMAN CONSULTING January 1992 - Present
Edge Health LLC. March 2009 - June 2013
EDGE HEALTH January 2009 - 2012
DAVIDSON CAPITAL CORP May 2007 - March 2009
SMITH BARNEY January 2005 - January 2006
AMERICAN AIR CARRIERS SUPPORT, INC January 1999 - January 2001
BUTTONWOOD ADVISORY GROUP January 1998 - January 1999
LINSCO/PRIVATE LEDGER January 1995 - January 1998
SMITH BARNEY/SHEARSON LEHMAN BROTHERS January 1991 - January 1995
Skills
Marketing, Social Media, CRM, Event Management, Social Networking, Event Planning, Public Relations, Entertainment, Social Media Marketing, Management, Online Advertising, Marketing Communications, Start-ups, Sales, Sponsorship, Integrated Marketing, Media Relations, Fundraising
Education
University of North Carolina at Charlotte 1988 — 1992
BS, Business Administration, Finance
Brad Knowler's Smith Barney Experience July 2002 - January 2006
Job Assistant Fulfillment Mgr. at Colony Brands Inc.
Industry Warehousing
Experience
Colony Brands Inc. June 2012 - Present
United Parcel Service October 2007 - June 2012
JPMorgan Chase Bank January 2006 - September 2007
Smith Barney July 2002 - January 2006
US Bank September 1999 - June 2002
Skills
Operations Management
Education
University of Northern Iowa 1977 — 1979
BA, Business Management
North Iowa Area Community College 1975 — 1977
AA, Business
Colony Brands Inc. June 2012 - Present
United Parcel Service October 2007 - June 2012
JPMorgan Chase Bank January 2006 - September 2007
Smith Barney July 2002 - January 2006
US Bank September 1999 - June 2002
Skills
Operations Management
Education
University of Northern Iowa 1977 — 1979
BA, Business Management
North Iowa Area Community College 1975 — 1977
AA, Business
Marybeth (Briscoe) Thomas's Smith Barney Experience May 2000 - December 2000
Job Executive Director at JP Morgan
Industry Financial Services
Experience
JP Morgan June 2008 - Present
Bear Stearns December 2007 - June 2008
Bear Stearns March 2006 - December 2007
UBS Investment Bank July 2001 - April 2006
Smith Barney May 2000 - December 2000
Skills
Derivatives, Equities
Education
University of Notre Dame 1997 — 2001
BS in Finance, Finance and French
University of Notre Dame - Mendoza College of Business 1997 — 2001
BA, Finance and French
JP Morgan June 2008 - Present
Bear Stearns December 2007 - June 2008
Bear Stearns March 2006 - December 2007
UBS Investment Bank July 2001 - April 2006
Smith Barney May 2000 - December 2000
Skills
Derivatives, Equities
Education
University of Notre Dame 1997 — 2001
BS in Finance, Finance and French
University of Notre Dame - Mendoza College of Business 1997 — 2001
BA, Finance and French
Nicholas Benanti's Smith Barney Experience May 2005 - August 2005
Job Inside Sales & Marketing Representative at Penn Systems Group, Inc.
Industry Marketing and Advertising
Experience
Penn Systems Group, Inc. January 2009 - Present
Seccion Amarilla USA October 2008 - December 2008
National Real Estate Information Services August 2006 - July 2008
Smith Barney May 2005 - August 2005
NIA Group, LLC May 2003 - December 2003
Merrill Lynch May 2003 - August 2003
Skills
Microsoft Excel, Microsoft Office, Marketing, Microsoft Word, Social Media, Spanish-speaking, Sales Operations, Management, Data Analysis, Social Networking
Education
University of Pittsburgh 2002 — 2006
BSBA, Major in Marketing, Certificate in International Business, Concentration in Economics
Penn Systems Group, Inc. January 2009 - Present
Seccion Amarilla USA October 2008 - December 2008
National Real Estate Information Services August 2006 - July 2008
Smith Barney May 2005 - August 2005
NIA Group, LLC May 2003 - December 2003
Merrill Lynch May 2003 - August 2003
Skills
Microsoft Excel, Microsoft Office, Marketing, Microsoft Word, Social Media, Spanish-speaking, Sales Operations, Management, Data Analysis, Social Networking
Education
University of Pittsburgh 2002 — 2006
BSBA, Major in Marketing, Certificate in International Business, Concentration in Economics
Tiffany Helleson's Smith Barney Experience March 2002 - July 2007
Job Employee
Industry Financial Services
Experience
Morgan Stanley Wealth Management October 2007 - Present
Smith Barney March 2002 - July 2007
Education
University of Oregon 1994 — 1999
Bachelor of Arts (B.A.), Histroy, French, International College, European Studies, magne cum laude
Morgan Stanley Wealth Management October 2007 - Present
Smith Barney March 2002 - July 2007
Education
University of Oregon 1994 — 1999
Bachelor of Arts (B.A.), Histroy, French, International College, European Studies, magne cum laude
Palagi, Michael's Smith Barney Experience March 2008 - Present
Job Registered Associate at Smith Barney
Industry Financial Services
Experience
Smith Barney March 2008 - Present
Education
University of Puget Sound 2002 — 2006
Smith Barney March 2008 - Present
Education
University of Puget Sound 2002 — 2006
Sue MacHugh's Smith Barney Experience November 1987 - January 1991
Job Chief Investment Officer at OK State Treasurer's Office
Industry Government Administration
Experience
OK State Treasurer's Office January 1991 - Present
Smith Barney November 1987 - January 1991
Education
University of Oklahoma 1965 — 1969
B.S, Special Education
OK State Treasurer's Office January 1991 - Present
Smith Barney November 1987 - January 1991
Education
University of Oklahoma 1965 — 1969
B.S, Special Education
Paula Tengram's Smith Barney Experience Vice President, Underwriting ManagerGreenpoint MortgageDecember 2006 - November 2007
Job Financial Advisor at Smith Barney
Industry Financial Services
Experience
Smith Barney Vice President, Underwriting ManagerGreenpoint MortgageDecember 2006 - November 2007
EMC Mortgage 2004 - 2006
Citi Mortgage September 1999 - March 2004
CitiMortgage 2003 - 2004
Education
University of Oklahoma 1971 — 1975
BA, Journalism
Smith Barney Vice President, Underwriting ManagerGreenpoint MortgageDecember 2006 - November 2007
EMC Mortgage 2004 - 2006
Citi Mortgage September 1999 - March 2004
CitiMortgage 2003 - 2004
Education
University of Oklahoma 1971 — 1975
BA, Journalism
Scott Riemer's Smith Barney Experience 1995 - 2000
Job at Brittlin, Inc, Investment Management, Trading, hedge funds
Industry Investment Management
Experience
Brittlin Inc. January 2009 - Present
Foster Equities 2009 - 2013
Beta Capital Group May 2008 - June 2009
Deutsche Bank January 2007 - May 2008
Ladenburg Thalmann January 2004 - January 2007
C E Unterberg Towbin 2000 - 2003
Smith Barney 1995 - 2000
Citi 1986 - 1988
Skills
Equities, Hedge Funds, Mutual Funds, IPO, Capital, Alternative Investments, Fixed Income, Series 7, Securities, Asset Management, Investments, Capital Markets, Trading, Bloomberg, Portfolio Management, Series 63, Options, ETFs, Equity Trading, Investment Management, Asset Allocation, Equity Research, Bonds, Series 24
Education
University of Rhode Island 1982 — 1986
BS, Finanace
New Rochelle High School 1979 — 1982
Brittlin Inc. January 2009 - Present
Foster Equities 2009 - 2013
Beta Capital Group May 2008 - June 2009
Deutsche Bank January 2007 - May 2008
Ladenburg Thalmann January 2004 - January 2007
C E Unterberg Towbin 2000 - 2003
Smith Barney 1995 - 2000
Citi 1986 - 1988
Skills
Equities, Hedge Funds, Mutual Funds, IPO, Capital, Alternative Investments, Fixed Income, Series 7, Securities, Asset Management, Investments, Capital Markets, Trading, Bloomberg, Portfolio Management, Series 63, Options, ETFs, Equity Trading, Investment Management, Asset Allocation, Equity Research, Bonds, Series 24
Education
University of Rhode Island 1982 — 1986
BS, Finanace
New Rochelle High School 1979 — 1982
James Wilbur's Smith Barney Experience January 1984 - December 2002
Job Town Treasurer at Town of Londonderry, Vermont
Industry Nonprofit Organization Management
Experience
Londonderry, Vermont September 2013 - Present
Mountain Valley Medical Clinic July 2010 - Present
Vermont Humanities Council November 2008 - Present
Vermont Leadership Institute September 2011 - June 2012
Glebe Mountain Group April 2002 - November 2005
Smith Barney January 1984 - December 2002
Skills
Research, Market Research, Non-profits, Mergers, Marketing Strategy, Public Speaking, Start-ups, Entrepreneur, Business Strategy, Fundraising, Entrepreneurship, Nonprofits, Strategy, Business Planning, Leadership Development, Management, Leadership, Program Management, Mergers & Acquisitions
Education
University of Pennsylvania - The Wharton School 1965 — 1967
MBA, Marketing/Finance
University of Minnesota 1964 — 1965
B.S., Chemical Engineering
Londonderry, Vermont September 2013 - Present
Mountain Valley Medical Clinic July 2010 - Present
Vermont Humanities Council November 2008 - Present
Vermont Leadership Institute September 2011 - June 2012
Glebe Mountain Group April 2002 - November 2005
Smith Barney January 1984 - December 2002
Skills
Research, Market Research, Non-profits, Mergers, Marketing Strategy, Public Speaking, Start-ups, Entrepreneur, Business Strategy, Fundraising, Entrepreneurship, Nonprofits, Strategy, Business Planning, Leadership Development, Management, Leadership, Program Management, Mergers & Acquisitions
Education
University of Pennsylvania - The Wharton School 1965 — 1967
MBA, Marketing/Finance
University of Minnesota 1964 — 1965
B.S., Chemical Engineering
Jeff Azer's Smith Barney Experience June 2003 - August 2003
Job Director of Enterprise Risk Management at Green Dot Corporation
Industry Banking
Experience
Green Dot Corporation June 2012 - Present
Green Dot Corporation September 2008 - December 2011
Indymac Bank March 2006 - August 2008
Washington Mutual Bank June 2004 - February 2006
Smith Barney June 2003 - August 2003
Skills
Banking, Portfolio Management, Mortgage Lending, Risk Management, Financial Risk, Financial Modeling, Financial Analysis, Credit, Credit Risk, Securitization, Valuation, Financial Services
Education
University of Pennsylvania 2000 — 2004
Bachelor of Arts, Economics
Green Dot Corporation June 2012 - Present
Green Dot Corporation September 2008 - December 2011
Indymac Bank March 2006 - August 2008
Washington Mutual Bank June 2004 - February 2006
Smith Barney June 2003 - August 2003
Skills
Banking, Portfolio Management, Mortgage Lending, Risk Management, Financial Risk, Financial Modeling, Financial Analysis, Credit, Credit Risk, Securitization, Valuation, Financial Services
Education
University of Pennsylvania 2000 — 2004
Bachelor of Arts, Economics
Craig Flynn's Smith Barney Experience 1994 - 2006
Job Wine Steward at Yokes Fresh Market
Industry Wine and Spirits
Experience
Yokes Fresh Market June 2009 - Present
Vino A Wine Shop March 2007 - June 2009
Barrister Winery September 2006 - June 2009
Smith Barney 1994 - 2006
Skills
Sales, Portfolio Management, Wine, Management, Investments, Food, Business Strategy, Strategy
Education
University of Notre Dame 1990 — 1994
BA, Economics; Second Major Italian
Yokes Fresh Market June 2009 - Present
Vino A Wine Shop March 2007 - June 2009
Barrister Winery September 2006 - June 2009
Smith Barney 1994 - 2006
Skills
Sales, Portfolio Management, Wine, Management, Investments, Food, Business Strategy, Strategy
Education
University of Notre Dame 1990 — 1994
BA, Economics; Second Major Italian
Craig M. Palu, CFP®'s Smith Barney Experience May 2007 - May 2008
Job Wealth Management Advisor
Industry Financial Services
Experience
TIAA-CREF October 2013 - Present
Capital Group December 2009 - October 2013
LPL Financial May 2008 - December 2009
Smith Barney May 2007 - May 2008
Edward Jones April 2003 - May 2007
Education
University of North Texas 1986 — 1991
BA
Waco High School
TIAA-CREF October 2013 - Present
Capital Group December 2009 - October 2013
LPL Financial May 2008 - December 2009
Smith Barney May 2007 - May 2008
Edward Jones April 2003 - May 2007
Education
University of North Texas 1986 — 1991
BA
Waco High School
Dominick DiBona, CIMA's Smith Barney Experience October 1993 - May 2000
Job Senior Vice President, UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. May 2008 - Present
Morgan Stanley June 2000 - May 2008
Smith Barney October 1993 - May 2000
Prudential Securities May 1987 - October 1993
Education
University of Pennsylvania - The Wharton School 2002 — 2002
CIMA
Bernard M. Baruch College, City University NY 1980 — 1983
MBA, Finance
Bernard M. Baruch College, City University NY 1975 — 1979
Bachelor's Degree, Accounting
Brooklyn Technical High School 1971 — 1975
High School
UBS Financial Services Inc. May 2008 - Present
Morgan Stanley June 2000 - May 2008
Smith Barney October 1993 - May 2000
Prudential Securities May 1987 - October 1993
Education
University of Pennsylvania - The Wharton School 2002 — 2002
CIMA
Bernard M. Baruch College, City University NY 1980 — 1983
MBA, Finance
Bernard M. Baruch College, City University NY 1975 — 1979
Bachelor's Degree, Accounting
Brooklyn Technical High School 1971 — 1975
High School
William Sprague's Smith Barney Experience March 1989 - September 1996
Job Managing Director at IFG Capital Management
Industry Investment Banking
Experience
IFG Capital Management October 2013 - Present
Gruppo, Levey & Co. September 2011 - October 2013
Madison Williams and Company December 2009 - July 2011
SMH Capital 2004 - December 2009
Crest Advisors, LLC September 1996 - April 2004
Smith Barney March 1989 - September 1996
Kidder Peabody June 1984 - March 1989
Skills
Private Equity, Investment Banking, Alternative Investments, Asset Managment, Banking, Capital, Capital Markets, Corporate Development, Corporate Finance, Due Diligence, Entrepreneurship, LBO, M, Mergers, Mergers, Private Placements, Project Finance, Valuation, Venture Capital
Education
University of Pennsylvania - The Wharton School 1982 — 1984
MBA, Finance
Williams College 1976 — 1980
BA, Political Economics
Phillips Exeter academy 1973 — 1976
IFG Capital Management October 2013 - Present
Gruppo, Levey & Co. September 2011 - October 2013
Madison Williams and Company December 2009 - July 2011
SMH Capital 2004 - December 2009
Crest Advisors, LLC September 1996 - April 2004
Smith Barney March 1989 - September 1996
Kidder Peabody June 1984 - March 1989
Skills
Private Equity, Investment Banking, Alternative Investments, Asset Managment, Banking, Capital, Capital Markets, Corporate Development, Corporate Finance, Due Diligence, Entrepreneurship, LBO, M, Mergers, Mergers, Private Placements, Project Finance, Valuation, Venture Capital
Education
University of Pennsylvania - The Wharton School 1982 — 1984
MBA, Finance
Williams College 1976 — 1980
BA, Political Economics
Phillips Exeter academy 1973 — 1976
Louis Holt's Smith Barney Experience September 2008 - February 2009
Job
Industry Investment Management
Experience
Russell Investments December 2012 - Present
American Capital Group November 2010 - December 2012
California Equity Research LLC August 2009 - January 2010
Smith Barney September 2008 - February 2009
Skills
Financial Analysis, Financial Modeling, Microsoft Excel, Microsoft Office, Real Estate Transactions, Real Estate Financing, Cost Allocation, DCF Valuation, Cognos, Finance, Strategic Planning, Valuation, Due Diligence, Forecasting, Accounting
Education
University of San Diego 2004 — 2009
Business, Finance
Russell Investments December 2012 - Present
American Capital Group November 2010 - December 2012
California Equity Research LLC August 2009 - January 2010
Smith Barney September 2008 - February 2009
Skills
Financial Analysis, Financial Modeling, Microsoft Excel, Microsoft Office, Real Estate Transactions, Real Estate Financing, Cost Allocation, DCF Valuation, Cognos, Finance, Strategic Planning, Valuation, Due Diligence, Forecasting, Accounting
Education
University of San Diego 2004 — 2009
Business, Finance
Andrew Kayvanfar's Smith Barney Experience June 2007 - August 2007
Job Software Engineer at Upstart
Industry Computer Software
Experience
Upstart July 2014 - Present
Independent Consultant July 2013 - July 2014
Jefferies & Company January 2010 - March 2014
Jefferies & Company July 2009 - December 2009
QED Benchmark May 2007 - September 2007
Smith Barney June 2007 - August 2007
Skills
Bloomberg, ETFs, Equity Derivatives, Hedge Funds, Equities, Capital Markets, Visual Basic, Microsoft Excel, Quantitative Analytics, Private Equity, Venture Capital, Equity Research, Fixed Income, Emerging Markets, Derivatives, Corporate Development, Product Management, PowerPoint, excel, Series 7, Equity Trading, Portfolio Management, Trading, Financial Markets, Series 63, Bloomberg Terminal, Business Strategy, Relationship Management, Ruby, Ruby on Rails, JavaScript, jQuery, Backbone.js, CSS, SQL, Git, HTML, CSS3, MVC, HTML 5, PostgreSQL, RSpec, Web Development
Education
University of Pennsylvania 2005 — 2009
BSE, Bioengineering
Upstart July 2014 - Present
Independent Consultant July 2013 - July 2014
Jefferies & Company January 2010 - March 2014
Jefferies & Company July 2009 - December 2009
QED Benchmark May 2007 - September 2007
Smith Barney June 2007 - August 2007
Skills
Bloomberg, ETFs, Equity Derivatives, Hedge Funds, Equities, Capital Markets, Visual Basic, Microsoft Excel, Quantitative Analytics, Private Equity, Venture Capital, Equity Research, Fixed Income, Emerging Markets, Derivatives, Corporate Development, Product Management, PowerPoint, excel, Series 7, Equity Trading, Portfolio Management, Trading, Financial Markets, Series 63, Bloomberg Terminal, Business Strategy, Relationship Management, Ruby, Ruby on Rails, JavaScript, jQuery, Backbone.js, CSS, SQL, Git, HTML, CSS3, MVC, HTML 5, PostgreSQL, RSpec, Web Development
Education
University of Pennsylvania 2005 — 2009
BSE, Bioengineering
Jaymeson Kumm, CFA's Smith Barney Experience June 2008 - August 2008
Job Global Asset Management
Industry Investment Management
Experience
HSBC September 2013 - Present
HSBC Bank USA 2011 - Present
State Street Bank September 2009 - July 2011
University of Rhode Island Ram Fund January 2009 - June 2009
University of Rhode Island September 2005 - May 2009
Smith Barney June 2008 - August 2008
Skills
Investments, Financial Analysis, Bloomberg, Financial Modeling, Mutual Funds, Valuation, Finance, Corporate Finance, Microsoft Excel, Credit, Accounting, Financial Reporting, Portfolio Management, Microsoft Office, Economics, Banking
Education
University of Rhode Island - College of Business Administration 2005 — 2009
Bachelor of Science (B.S.), Finance, 3.5
HSBC September 2013 - Present
HSBC Bank USA 2011 - Present
State Street Bank September 2009 - July 2011
University of Rhode Island Ram Fund January 2009 - June 2009
University of Rhode Island September 2005 - May 2009
Smith Barney June 2008 - August 2008
Skills
Investments, Financial Analysis, Bloomberg, Financial Modeling, Mutual Funds, Valuation, Finance, Corporate Finance, Microsoft Excel, Credit, Accounting, Financial Reporting, Portfolio Management, Microsoft Office, Economics, Banking
Education
University of Rhode Island - College of Business Administration 2005 — 2009
Bachelor of Science (B.S.), Finance, 3.5
Archie Foster's Smith Barney Experience 2002 - 2006
Job Managing Director, Senior Portfolio Manager at Citi Investment Management, Citi Private Bank
Industry Financial Services
Experience
Citi Investment Management, Citi Private Bank October 2012 - Present
Citi Private Bank July 2010 - October 2012
Citi Investment Research January 2008 - February 2009
Citigroup Global Wealth Management 2006 - 2008
Smith Barney 2002 - 2006
Smith Barney 1997 - 2002
Skills
Equities, Series 63, Investments, Portfolio Management, Asset Managment, Asset Allocation, Securities, Capital Markets, Investment Advisory, Series 24, Mutual Funds, Series 7, Asset Management, Equity Research, Financial Advisory, Investment Management, Private Banking, Finance
Education
University of Richmond 1989 — 1993
BA, English, Communications
Pomfret School 1985 — 1989
St. Bernard's School
Citi Investment Management, Citi Private Bank October 2012 - Present
Citi Private Bank July 2010 - October 2012
Citi Investment Research January 2008 - February 2009
Citigroup Global Wealth Management 2006 - 2008
Smith Barney 2002 - 2006
Smith Barney 1997 - 2002
Skills
Equities, Series 63, Investments, Portfolio Management, Asset Managment, Asset Allocation, Securities, Capital Markets, Investment Advisory, Series 24, Mutual Funds, Series 7, Asset Management, Equity Research, Financial Advisory, Investment Management, Private Banking, Finance
Education
University of Richmond 1989 — 1993
BA, English, Communications
Pomfret School 1985 — 1989
St. Bernard's School
Melissa Tuck Murphy's Smith Barney Experience July 2000 - September 2005
Job Broker at Cottingham Chalk Hayes Realtors
Industry Real Estate
Experience
Cottingham Chalk Hayes Realtors August 2005 - Present
Smith Barney July 2000 - September 2005
Skills
Real Estate, Sellers, Leases, Listings, Investors, Brokerage, Real Estate Economics, Real Estate Transactions, Single Family Homes, First Time Home Buyers, Relocation, Townhomes, Buyer Representation, Buyers, Investment Properties
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1996 — 2000
BSBA, Finance
Cottingham Chalk Hayes Realtors August 2005 - Present
Smith Barney July 2000 - September 2005
Skills
Real Estate, Sellers, Leases, Listings, Investors, Brokerage, Real Estate Economics, Real Estate Transactions, Single Family Homes, First Time Home Buyers, Relocation, Townhomes, Buyer Representation, Buyers, Investment Properties
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1996 — 2000
BSBA, Finance
Mary Townsend, CIMA's Smith Barney Experience 1988 - 1994
Job First Vice President Wealth Management UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services 1996 - Present
NatCity Investments 1994 - 1996
Smith Barney 1988 - 1994
Education
Wright State University 1980 — 1984
B.S, Finance
University of Pennsylvania - The Wharton School
CIMA, Finance
UBS Financial Services 1996 - Present
NatCity Investments 1994 - 1996
Smith Barney 1988 - 1994
Education
Wright State University 1980 — 1984
B.S, Finance
University of Pennsylvania - The Wharton School
CIMA, Finance
Rich Callahan's Smith Barney Experience May 1989 - April 2008
Job Senior Vice PresidentWealth Managment at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. April 2008 - Present
Smith Barney May 1989 - April 2008
United States Marine Corps 1980 - 1985
Education
University of North Carolina at Charlotte 1986 — 1989
Kinnelon High School 1974 — 1978
UBS Financial Services Inc. April 2008 - Present
Smith Barney May 1989 - April 2008
United States Marine Corps 1980 - 1985
Education
University of North Carolina at Charlotte 1986 — 1989
Kinnelon High School 1974 — 1978
Gerry Groninger's Smith Barney Experience 1994 - 1997
Job Sr. Managing Director at Schwab Advisor Services
Industry Financial Services
Experience
Charles Schwab Advisor Services March 2008 - Present
Charles Schwab 2002 - 2008
smith barney 1994 - 1997
Cincinnati Reds 1986 - 1991
Skills
Series 24, Series 63, Series 7, Financial Services
Education
University of Northern Colorado 1977 — 1982
BA, Social Sciences
Charles Schwab Advisor Services March 2008 - Present
Charles Schwab 2002 - 2008
smith barney 1994 - 1997
Cincinnati Reds 1986 - 1991
Skills
Series 24, Series 63, Series 7, Financial Services
Education
University of Northern Colorado 1977 — 1982
BA, Social Sciences
Ashley Lepley's Smith Barney Experience May 2007 - August 2007
Job Apparel & Fashion Professional
Industry Apparel & Fashion
Experience
Von Maur November 2008 - March 2009
Wendyloo Handbags Inc. May 2008 - August 2008
Smith Barney May 2007 - August 2007
Smittys Sandwich Shop January 2003 - May 2007
Education
University of Northern Iowa 2006 — 2009
BA, Textile and Apparel
Von Maur November 2008 - March 2009
Wendyloo Handbags Inc. May 2008 - August 2008
Smith Barney May 2007 - August 2007
Smittys Sandwich Shop January 2003 - May 2007
Education
University of Northern Iowa 2006 — 2009
BA, Textile and Apparel
Carolle York's Smith Barney Experience April 1998 - December 2002
Job Financial Services Professional
Industry Financial Services
Experience
Merrill Lynch June 2007 - December 2008
JPMorgan Chase January 2004 - June 2007
Chase Investment Services Corp December 2002 - January 2004
Smith Barney April 1998 - December 2002
New York City Health & Hospitals Corporation 1993 - 1998
Bronx Lebanon Hospital Center 1989 - 1993
American Express 1987 - 1989
Education
University of North Carolina at Greensboro 1982 — 1986
MBA, Management, Marketing
Merrill Lynch June 2007 - December 2008
JPMorgan Chase January 2004 - June 2007
Chase Investment Services Corp December 2002 - January 2004
Smith Barney April 1998 - December 2002
New York City Health & Hospitals Corporation 1993 - 1998
Bronx Lebanon Hospital Center 1989 - 1993
American Express 1987 - 1989
Education
University of North Carolina at Greensboro 1982 — 1986
MBA, Management, Marketing
Jaclyn Pascocello's Smith Barney Experience May 2007 - September 2007
Job General Manager at Hillstone Restaurant Group
Industry Hospitality
Experience
Hillstone Restaurant Group March 2014 - Present
Hillstone Restaurant Group October 2012 - March 2014
Hillstone Restaurant Group July 2012 - October 2012
JNK Securities November 2010 - August 2012
J.L Berkowitz & Co. January 2010 - November 2010
Cowen and Company July 2009 - January 2010
Merrill Lynch July 2009 - January 2010
Merrill Lynch May 2008 - May 2009
Smith Barney May 2007 - September 2007
Education
University of Rhode Island - College of Business Administration 2005 — 2009
Yes, Finance
Hillstone Restaurant Group March 2014 - Present
Hillstone Restaurant Group October 2012 - March 2014
Hillstone Restaurant Group July 2012 - October 2012
JNK Securities November 2010 - August 2012
J.L Berkowitz & Co. January 2010 - November 2010
Cowen and Company July 2009 - January 2010
Merrill Lynch July 2009 - January 2010
Merrill Lynch May 2008 - May 2009
Smith Barney May 2007 - September 2007
Education
University of Rhode Island - College of Business Administration 2005 — 2009
Yes, Finance
Jeffrey Langlois's Smith Barney Experience September 2007 - December 2007
Job TRADE ELEVATION SPECIALIST at Merrill Edge
Industry Financial Services
Experience
Merrill Edge June 2013 - Present
Merrill Edge March 2012 - June 2013
Merrill Edge (thru Aerotek Staffing) October 2011 - February 2012
Merrill Edge (thru Aerotek Staffing) January 2010 - July 2011
Strategic Financial Group April 2007 - December 2009
Smith Barney September 2007 - December 2007
Tax Rite January 2005 - April 2007
Bank RI May 2006 - January 2007
Greenwood Credit Union June 2005 - August 2005
Skills
Financial Analysis, Investments, Accounting, Financial Reporting, Finance, Series 7, Insurance, Series 66, Microsoft Office, Microsoft Excel, Microsoft Word
Education
University of Rhode Island - College of Business Administration 2003 — 2008
Bachelors, Finance
Merrill Edge June 2013 - Present
Merrill Edge March 2012 - June 2013
Merrill Edge (thru Aerotek Staffing) October 2011 - February 2012
Merrill Edge (thru Aerotek Staffing) January 2010 - July 2011
Strategic Financial Group April 2007 - December 2009
Smith Barney September 2007 - December 2007
Tax Rite January 2005 - April 2007
Bank RI May 2006 - January 2007
Greenwood Credit Union June 2005 - August 2005
Skills
Financial Analysis, Investments, Accounting, Financial Reporting, Finance, Series 7, Insurance, Series 66, Microsoft Office, Microsoft Excel, Microsoft Word
Education
University of Rhode Island - College of Business Administration 2003 — 2008
Bachelors, Finance
Jon Kasso's Smith Barney Experience 1986 - 1995
Job Systems Analyst at Fidelity Investments
Industry Computer Software
Experience
Fidelity Investments November 2006 - Present
Fidelity Investments November 2006 - November 2008
Merrill Lynch April 1995 - November 2006
Morgan Stanley April 1995 - April 1997
Smith Barney 1986 - 1995
Education
New York University - Leonard N. Stern School of Business 1990 — 1996
MBA, Finance; IS
Trinity School
University of Pittsburgh
B.S.C.S, Computer Science. Math
Fidelity Investments November 2006 - Present
Fidelity Investments November 2006 - November 2008
Merrill Lynch April 1995 - November 2006
Morgan Stanley April 1995 - April 1997
Smith Barney 1986 - 1995
Education
New York University - Leonard N. Stern School of Business 1990 — 1996
MBA, Finance; IS
Trinity School
University of Pittsburgh
B.S.C.S, Computer Science. Math
Jerald E Hampton's Smith Barney Experience 1992 - 2002
Job Managing Principal at HAMPCO CONSULTING, LLC
Industry Financial Services
Experience
HAMPCO Consulting, LLC January 2009 - Present
Goldman Sachs/Longmore Credit Services April 2007 - November 2008
AXA Equitable 2002 - 2005
Smith Barney 1992 - 2002
EF Hutton 1981 - 1990
Skills
Insurance, Management, Wealth Management, Securities, Business Development, Mutual Funds, Financial Services, Investments, Sales, Fixed Annuities
Education
University of North Texas 1972 — 1974
HAMPCO Consulting, LLC January 2009 - Present
Goldman Sachs/Longmore Credit Services April 2007 - November 2008
AXA Equitable 2002 - 2005
Smith Barney 1992 - 2002
EF Hutton 1981 - 1990
Skills
Insurance, Management, Wealth Management, Securities, Business Development, Mutual Funds, Financial Services, Investments, Sales, Fixed Annuities
Education
University of North Texas 1972 — 1974
John Farrar's Smith Barney Experience 1998 - 2002
Job Trading Serives Rep at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors September 2014 - Present
UBS Financial Services Inc. December 2008 - June 2014
Smith Barney 1998 - 2002
Education
UNC Charlotte 1994 — 1998
Bachelor of Science (BS), Finance, General
Wells Fargo Advisors September 2014 - Present
UBS Financial Services Inc. December 2008 - June 2014
Smith Barney 1998 - 2002
Education
UNC Charlotte 1994 — 1998
Bachelor of Science (BS), Finance, General
Jaime Smalley's Smith Barney Experience October 2000 - December 2006
Job Senior Retirement Benefits Specialist at Alaska Airlines
Industry Airlines/Aviation
Experience
Alaska Airlines November 2013 - Present
United Retirement Plan Consultants January 2012 - November 2013
Spectrum Pension Consultants, Inc. October 2005 - December 2010
Smith Barney October 2000 - December 2006
Skills
Retirement Planning, Retirement, Employee Benefits, 401k, Defined Benefit, Data Analysis, Pensions, ERISA, Mutual Funds, Defined Contribution, Pension Administration, Strategic Financial..., Actuarial Science
Education
University of Puget Sound 2001 — 2005
Business
Alaska Airlines November 2013 - Present
United Retirement Plan Consultants January 2012 - November 2013
Spectrum Pension Consultants, Inc. October 2005 - December 2010
Smith Barney October 2000 - December 2006
Skills
Retirement Planning, Retirement, Employee Benefits, 401k, Defined Benefit, Data Analysis, Pensions, ERISA, Mutual Funds, Defined Contribution, Pension Administration, Strategic Financial..., Actuarial Science
Education
University of Puget Sound 2001 — 2005
Business
T.J. Goelz's Smith Barney Experience June 1998 - March 2009
Job Senior Vice President Wealth Management at UBS
Industry Financial Services
Experience
UBS Wealth Management March 2009 - Present
Smith Barney June 1998 - March 2009
Skills
Investments, Retirement Planning, Asset Managment, Wealth Management, Series 7, Asset Allocation, Wealth Management..., Investment Advisory, Alternative Investments, Series 63, Portfolio Management, Financial Advisory, Securities, Mutual Funds, Equities, Estate Planning
Education
University of North Florida - College of Business Administration 1990 — 1994
finance, Finance, Investments
UBS Wealth Management March 2009 - Present
Smith Barney June 1998 - March 2009
Skills
Investments, Retirement Planning, Asset Managment, Wealth Management, Series 7, Asset Allocation, Wealth Management..., Investment Advisory, Alternative Investments, Series 63, Portfolio Management, Financial Advisory, Securities, Mutual Funds, Equities, Estate Planning
Education
University of North Florida - College of Business Administration 1990 — 1994
finance, Finance, Investments
Richard Basford's Smith Barney Experience May 1979 - August 2007
Job Director at IFAM Capital
Industry Financial Services
Experience
IFAM Capital January 2014 - Present
UBS Financial Services 2007 - January 2014
Smith Barney May 1979 - August 2007
Education
University of Oregon 1971 — 1975
B.S., Marketing and Finance
IFAM Capital January 2014 - Present
UBS Financial Services 2007 - January 2014
Smith Barney May 1979 - August 2007
Education
University of Oregon 1971 — 1975
B.S., Marketing and Finance
Tyler Chamberlain's Smith Barney Experience August 2004 - December 2004
Job Hospitality Professional
Industry Marketing and Advertising
Experience
The Trails Golf Course August 2007 - December 2009
Paycom Payroll August 2009 - November 2009
Columbian Country Club May 2007 - August 2007
Brookhaven Country Club August 2003 - August 2005
Smith Barney August 2004 - December 2004
Education
University of Oklahoma - Price College of Business 2005 — 2009
General Management, Business, Marketing
University of Oklahoma
Bachelor of Business Administration, Management
The Trails Golf Course August 2007 - December 2009
Paycom Payroll August 2009 - November 2009
Columbian Country Club May 2007 - August 2007
Brookhaven Country Club August 2003 - August 2005
Smith Barney August 2004 - December 2004
Education
University of Oklahoma - Price College of Business 2005 — 2009
General Management, Business, Marketing
University of Oklahoma
Bachelor of Business Administration, Management
Scott Daily's Smith Barney Experience April 2001 - February 2004
Job General Partner at Daily Capital Partners, LP
Industry Financial Services
Experience
Daily Capital Partners, LP February 2012 - Present
SCD Capital, Inc. April 2004 - Present
SCD Equity Partners, LP April 2004 - December 2008
Smith Barney April 2001 - February 2004
Education
University of North Carolina at Charlotte 1985 — 1989
BS, Economics
Daily Capital Partners, LP February 2012 - Present
SCD Capital, Inc. April 2004 - Present
SCD Equity Partners, LP April 2004 - December 2008
Smith Barney April 2001 - February 2004
Education
University of North Carolina at Charlotte 1985 — 1989
BS, Economics
Peter Liebeskind's Smith Barney Experience May 2006 - September 2008
Job Executive Director at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services February 2012 - Present
Morgan Stanley Smith Barney October 2008 - January 2012
Smith Barney May 2006 - September 2008
Smith Barney May 1998 - April 2006
Skills
Series 7, Series 63, Series 65, Series 3, Wealth Management, FINRA, Alternative Investments, Series 24, Leadership, Asset Allocation, Investment Advisory, Financial Services, Portfolio Management, Relationship Management, Securities, Mutual Funds, Investments, ETFs, Equities, Wealth Management..., Hedge Funds, Investment Strategies, Fixed Income, Retirement Planning, Asset Management, Investment Management, Bonds, Financial Advisory, Uniform Combined State..., Strategic Financial..., Options, Capital Markets, Trading, Retirement, Private Banking, Wealth
Education
University of Pennsylvania 1975 — 1979
Bachelor of Arts (BA), Economics
UBS Financial Services February 2012 - Present
Morgan Stanley Smith Barney October 2008 - January 2012
Smith Barney May 2006 - September 2008
Smith Barney May 1998 - April 2006
Skills
Series 7, Series 63, Series 65, Series 3, Wealth Management, FINRA, Alternative Investments, Series 24, Leadership, Asset Allocation, Investment Advisory, Financial Services, Portfolio Management, Relationship Management, Securities, Mutual Funds, Investments, ETFs, Equities, Wealth Management..., Hedge Funds, Investment Strategies, Fixed Income, Retirement Planning, Asset Management, Investment Management, Bonds, Financial Advisory, Uniform Combined State..., Strategic Financial..., Options, Capital Markets, Trading, Retirement, Private Banking, Wealth
Education
University of Pennsylvania 1975 — 1979
Bachelor of Arts (BA), Economics
Jason Bernhard's Smith Barney Experience 1994 - 1997
Job Managing Director and Head of North American Healthcare Investment Banking at Lazard
Industry Financial Services
Experience
Lazard 1997 - Present
Smith Barney 1994 - 1997
Merrill Lynch 1988 - 1994
Education
University of Pennsylvania - The Wharton School 1991 — 1993
Master of Business Administration (MBA), Accounting and Finance
University of Pennsylvania 1984 — 1988
BA, European History
Lazard 1997 - Present
Smith Barney 1994 - 1997
Merrill Lynch 1988 - 1994
Education
University of Pennsylvania - The Wharton School 1991 — 1993
Master of Business Administration (MBA), Accounting and Finance
University of Pennsylvania 1984 — 1988
BA, European History
Joy S. Clary's Smith Barney Experience 1998 - 2002
Job Registered Client Associate at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors March 2015 - Present
Janney Montgomery Scott March 2013 - March 2015
Wells Fargo Advisors January 2012 - March 2013
LPL Financial July 2011 - January 2012
LPL Financial August 2010 - July 2011
BB&T Investment Services July 2002 - May 2010
Smith Barney 1998 - 2002
Skills
Microsoft Office, Management, Beta, Oracle, IBPM and..., Training, Business Development, Program Management, Marketing, SharePoint, Coaching, Customer Service, Sales Management, Team Management, Investments, Mutual Funds, Securities
Education
University of North Carolina at Wilmington
Wells Fargo Advisors March 2015 - Present
Janney Montgomery Scott March 2013 - March 2015
Wells Fargo Advisors January 2012 - March 2013
LPL Financial July 2011 - January 2012
LPL Financial August 2010 - July 2011
BB&T Investment Services July 2002 - May 2010
Smith Barney 1998 - 2002
Skills
Microsoft Office, Management, Beta, Oracle, IBPM and..., Training, Business Development, Program Management, Marketing, SharePoint, Coaching, Customer Service, Sales Management, Team Management, Investments, Mutual Funds, Securities
Education
University of North Carolina at Wilmington
Stephen Waxman's Smith Barney Experience July 1996 - November 1997
Job Managing Director at Goldman Sachs Asset Management
Industry Investment Management
Experience
Goldman Sachs Asset Management January 2014 - Present
Goldman Sachs Asset Management August 2001 - December 2013
First Union Securities December 1997 - August 1999
Smith Barney July 1996 - November 1997
Skills
Bloomberg, Portfolio Management, Investments, Financial Modeling, Financial Analysis, Fixed Income, Asset Management, Bonds, Credit, Hedge Funds, Finance, Equities, Valuation, Capital Markets
Education
New York University - Leonard N. Stern School of Business 1999 — 2001
MBA, Finance
University of Pennsylvania 1991 — 1995
BA, History
Goldman Sachs Asset Management January 2014 - Present
Goldman Sachs Asset Management August 2001 - December 2013
First Union Securities December 1997 - August 1999
Smith Barney July 1996 - November 1997
Skills
Bloomberg, Portfolio Management, Investments, Financial Modeling, Financial Analysis, Fixed Income, Asset Management, Bonds, Credit, Hedge Funds, Finance, Equities, Valuation, Capital Markets
Education
New York University - Leonard N. Stern School of Business 1999 — 2001
MBA, Finance
University of Pennsylvania 1991 — 1995
BA, History
William Theriault, CFA's Smith Barney Experience July 1994 - February 1996
Job Senior Vice President at Voya Investment Management
Industry Financial Services
Experience
Voya Investment Management August 2012 - Present
Morgan Stanley Smith Barney April 2003 - May 2012
Citigroup February 1996 - April 2003
Smith Barney July 1994 - February 1996
Skills
Tactical Asset..., Global Asset Allocation, Portfolio Construction, Investment Products, Client Services, Client Acquisition, Client Communications, Portfolio Management, Model Portfolios, Portfolio Optimization, Strategic Planning, Asset Allocation, Investment Management, Financial Services, Investments, Investment Strategies
Education
University of Rochester 1992 — 1994
MBA, Finance and Corporate Accounting
University of Rochester 1986 — 1990
BA, Economics
Voya Investment Management August 2012 - Present
Morgan Stanley Smith Barney April 2003 - May 2012
Citigroup February 1996 - April 2003
Smith Barney July 1994 - February 1996
Skills
Tactical Asset..., Global Asset Allocation, Portfolio Construction, Investment Products, Client Services, Client Acquisition, Client Communications, Portfolio Management, Model Portfolios, Portfolio Optimization, Strategic Planning, Asset Allocation, Investment Management, Financial Services, Investments, Investment Strategies
Education
University of Rochester 1992 — 1994
MBA, Finance and Corporate Accounting
University of Rochester 1986 — 1990
BA, Economics
Mason Rankin, CFP®'s Smith Barney Experience May 2005 - April 2009
Job Financial Advisor / Senior Portfolio Manager
Industry Financial Services
Experience
UBS Financial Services April 2009 - Present
Smith Barney May 2005 - April 2009
Skills
Asset Management, Portfolio Management, Wealth Management, Finance, Private Banking, Financial Analysis, Investments
Education
University of North Carolina at Chapel Hill 1998 — 2002
UBS Financial Services April 2009 - Present
Smith Barney May 2005 - April 2009
Skills
Asset Management, Portfolio Management, Wealth Management, Finance, Private Banking, Financial Analysis, Investments
Education
University of North Carolina at Chapel Hill 1998 — 2002
Tito Castañer's Smith Barney Experience 1990 - 2007
Job Senior Vice President at Prudential Bache, Smith Barney, Popular Securities
Industry Capital Markets
Experience
Prudential Bache, Smith Barney, Popular Securities Senior VPMorgan StanleyJune 2014 - Present
Popular Securities 2007 - 2014
SMITH BARNEY 1990 - 2007
Skills
Risk Management, Business Strategy, Financial Analysis, Strategy, Leadership, Business Development, Banking
Education
University of Puerto Rico-Mayaguez 1978 — 1979
Bachelor's degree
Prudential Bache, Smith Barney, Popular Securities Senior VPMorgan StanleyJune 2014 - Present
Popular Securities 2007 - 2014
SMITH BARNEY 1990 - 2007
Skills
Risk Management, Business Strategy, Financial Analysis, Strategy, Leadership, Business Development, Banking
Education
University of Puerto Rico-Mayaguez 1978 — 1979
Bachelor's degree
Roy Ku's Smith Barney Experience July 1995 - June 1996
Job Director of Research at Topni Capital, LLC
Industry Investment Management
Experience
Topni Capital, LLC November 2013 - Present
Argonaut Capital April 2011 - May 2013
GLS Capital Management November 1997 - March 2011
GLS Capital (UK) LLP March 2008 - March 2009
DLJ July 1996 - November 1997
Smith Barney July 1995 - June 1996
Skills
Hedge Funds, Equities, Alternative Investments, Asset Managment, Emerging Markets, Valuation, Investments, Financial Modeling, Managed Futures, Bloomberg, Asset Management, Mutual Funds, Portfolio Management, Capital Markets, Equity Derivatives
Education
Wharton School, University of Pennsylvania 1991 — 1995
Bachelor of Science (BS), Finance and Accounting, Magna Cum Laude
Tenafly High School 1987 — 1991
Topni Capital, LLC November 2013 - Present
Argonaut Capital April 2011 - May 2013
GLS Capital Management November 1997 - March 2011
GLS Capital (UK) LLP March 2008 - March 2009
DLJ July 1996 - November 1997
Smith Barney July 1995 - June 1996
Skills
Hedge Funds, Equities, Alternative Investments, Asset Managment, Emerging Markets, Valuation, Investments, Financial Modeling, Managed Futures, Bloomberg, Asset Management, Mutual Funds, Portfolio Management, Capital Markets, Equity Derivatives
Education
Wharton School, University of Pennsylvania 1991 — 1995
Bachelor of Science (BS), Finance and Accounting, Magna Cum Laude
Tenafly High School 1987 — 1991
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.