Smith Barney
Industry: Financial services company
DescriptionMorgan Stanley Wealth Management is an American multinational financial services corporation specializing in retail brokerage. It is the wealth & asset management division of Morgan Stanley. Customer service: 00 1 801-617-9150 Assets under management: 2.05 trillion USD (2014) CEO: James P. Gorman (Jan 2012–) Headquarters: Purchase, Harrison, New York, United States Parent organization: Morgan Stanley Domestic Holdings Inc Founders: Charles D. Barney, Edward B. Smith
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Smith Barney Employees
Employee
Years
Job
Industry
Michael A. Napolitano Michael A. Napolitano's Smith Barney Experience January 1991 - April 1995
Job CERTIFIED FINANCIAL PLANNER™ Professional with Raymond James & Associates
Industry Financial Services
Experience
Raymond James & Associates March 2007 - Present
Wachovia Securities April 1995 - March 2007
Smith Barney January 1991 - April 1995
Ryan Beck & Co. July 1983 - January 1991
Education
College for Financial Planning
Investments, Insurance, Retirement, Income Tax and Estate Planning
Raymond James & Associates March 2007 - Present
Wachovia Securities April 1995 - March 2007
Smith Barney January 1991 - April 1995
Ryan Beck & Co. July 1983 - January 1991
Education
College for Financial Planning
Investments, Insurance, Retirement, Income Tax and Estate Planning
Lisa Clark Lisa Clark's Smith Barney Experience December 1997 - March 1999
Job Colorado School of Mines Graduate Student Career Advisor
Industry Higher Education
Experience
Colorado School of Mines July 2014 - Present
Metropolitan State University of Denver August 2012 - July 2013
Strategic Career Seminars, LLC March 2002 - June 2013
Principle Education Group May 2006 - August 2008
Career Transitions Workshop March 2001 - August 2007
Westwood College March 2002 - October 2005
Founders Asset Management 2000 - 2003
Smith Barney December 1997 - March 1999
Rockford Health System December 1991 - November 1997
Skills
Organization, Career Counseling, Instructional Design, Resume Writing, Leadership Development, Adult Education, Staff Development, Career Development, Higher Education, Coaching, Job Search Strategies, Training Delivery, Instructor-led Training, Public Speaking, Job Search, Curriculum Development, Organizational..., Career Management, Team Building, Teaching, Student Affairs, Performance Management, Talent Management, Cover Letters, Job Coaching, Workshop Facilitation, Interview Preparation, Career Assessment, Organizational..., Onboarding, Strategic Planning, Workforce Development, Personal Branding, Community Outreach, Admissions, Leadership, Training, Interviews, Management, Recruiting, Employee Training, Research, E-Learning, Program Development, Executive Coaching, Student Development, Conflict Resolution, Strategy, Program Management, Strategic Communications
Education
Colorado State University
Master of Education (MEd), Organizational Learning, Performance, and Change
Metropolitan State University of Denver
Bachelor of Arts (B.A.), Organizational Communication/Human Capital Consulting, Minor: History
Rockford University
Bachelor's Degree, Accounting/Finance Program
Colorado School of Mines July 2014 - Present
Metropolitan State University of Denver August 2012 - July 2013
Strategic Career Seminars, LLC March 2002 - June 2013
Principle Education Group May 2006 - August 2008
Career Transitions Workshop March 2001 - August 2007
Westwood College March 2002 - October 2005
Founders Asset Management 2000 - 2003
Smith Barney December 1997 - March 1999
Rockford Health System December 1991 - November 1997
Skills
Organization, Career Counseling, Instructional Design, Resume Writing, Leadership Development, Adult Education, Staff Development, Career Development, Higher Education, Coaching, Job Search Strategies, Training Delivery, Instructor-led Training, Public Speaking, Job Search, Curriculum Development, Organizational..., Career Management, Team Building, Teaching, Student Affairs, Performance Management, Talent Management, Cover Letters, Job Coaching, Workshop Facilitation, Interview Preparation, Career Assessment, Organizational..., Onboarding, Strategic Planning, Workforce Development, Personal Branding, Community Outreach, Admissions, Leadership, Training, Interviews, Management, Recruiting, Employee Training, Research, E-Learning, Program Development, Executive Coaching, Student Development, Conflict Resolution, Strategy, Program Management, Strategic Communications
Education
Colorado State University
Master of Education (MEd), Organizational Learning, Performance, and Change
Metropolitan State University of Denver
Bachelor of Arts (B.A.), Organizational Communication/Human Capital Consulting, Minor: History
Rockford University
Bachelor's Degree, Accounting/Finance Program
Andrea Oglesby's Smith Barney Experience June 2003 - March 2006
Job Financial Services Professional
Industry Financial Services
Experience
Lift Wireless and Ease Wireless June 2013 - Present
Argentus Investment Group 2006 - 2013
Smith Barney June 2003 - March 2006
Skills
Financial Services
Education
University of Texas in San Antonio 1998 — 2001
Completed over 160 hrs, Spanish/ Business
Collin County Community College 1996 — 1998
Associate of Arts (AA), Spanish Language and Literature
Lift Wireless and Ease Wireless June 2013 - Present
Argentus Investment Group 2006 - 2013
Smith Barney June 2003 - March 2006
Skills
Financial Services
Education
University of Texas in San Antonio 1998 — 2001
Completed over 160 hrs, Spanish/ Business
Collin County Community College 1996 — 1998
Associate of Arts (AA), Spanish Language and Literature
Nikki Parker's Smith Barney Experience December 1988 - February 1996
Job Financial Services Executive
Industry Financial Services
Experience
AXIOS Financial Services, LLC December 2012 to present December 2012 - Present
Parker Capital Management, Inc—February 1996 to December 2012 April 1996 - December 2012
Smith Barney December 1988 - February 1996
Merrill Lynch October 1982 - December 1988
NBC November 1981 - June 1982
Skills
Long-term Care, Insurance, Medicare, Financial Advisory, Securities, Series 63, IRAs, Assisted Living..., Marketing, Business Development, Coaching, Training, Mentoring, Series 24, Series 7, Series 65, Wealth Management, Mutual Funds, Investment Advisory, Healthcare, Property & Casualty..., Team Building, Customer Service, Public Speaking, Financial Planning, Management, Strategic Planning, Small Business, Leadership
Education
University of Utah/Graduate School of Economics 1977 — 1979
N/A, Social Work, Economics
Utah State University 1973 — 1977
BSW, Psychology, Sociology, Social Work, Gerontology
AD Banker
Continuing Education, Insurance
College for Financial Planning
AXIOS Financial Services, LLC December 2012 to present December 2012 - Present
Parker Capital Management, Inc—February 1996 to December 2012 April 1996 - December 2012
Smith Barney December 1988 - February 1996
Merrill Lynch October 1982 - December 1988
NBC November 1981 - June 1982
Skills
Long-term Care, Insurance, Medicare, Financial Advisory, Securities, Series 63, IRAs, Assisted Living..., Marketing, Business Development, Coaching, Training, Mentoring, Series 24, Series 7, Series 65, Wealth Management, Mutual Funds, Investment Advisory, Healthcare, Property & Casualty..., Team Building, Customer Service, Public Speaking, Financial Planning, Management, Strategic Planning, Small Business, Leadership
Education
University of Utah/Graduate School of Economics 1977 — 1979
N/A, Social Work, Economics
Utah State University 1973 — 1977
BSW, Psychology, Sociology, Social Work, Gerontology
AD Banker
Continuing Education, Insurance
College for Financial Planning
Pamela Seal Pamela Seal's Smith Barney Experience 1994 - 2009
Job Senior Registered CSA at UBS Financial Services
Industry Financial Services
Dennis Sosa Dennis Sosa's Smith Barney Experience June 2007 - June 2010
Job Advisory Services, Wealth Management
Industry Financial Services
Experience
Cetera Financial Group June 2010 - Present
Smith Barney June 2007 - June 2010
ING Advisors Network May 2001 - June 2007
Education
Colorado Technical University-Online 2011 — 2013
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Los Angeles City College 1996 — 1998
Political Science - Humanities
Westchester High School 1992 — 1995
Cetera Financial Group June 2010 - Present
Smith Barney June 2007 - June 2010
ING Advisors Network May 2001 - June 2007
Education
Colorado Technical University-Online 2011 — 2013
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Los Angeles City College 1996 — 1998
Political Science - Humanities
Westchester High School 1992 — 1995
Scott Burger Scott Burger's Smith Barney Experience August 1999 - September 1999
Job Senior Manager at KPMG
Industry Accounting
Experience
KPMG July 2014 - Present
Rothstein Kass May 2014 - June 2014
Kleiner Perkins Caufield & Byers December 2012 - April 2014
PricewaterhouseCoopers September 2003 - November 2012
Sun Microsystems June 2002 - August 2002
JVS June 2001 - August 2001
BridgePath September 1999 - August 2000
Smith Barney August 1999 - September 1999
Skills
Financial Reporting, Accounting, Auditing, Private Equity, Venture Capital, GAAP, Finance, Strategy, US GAAP, Valuation, Financial Analysis, Financial Audits, Sarbanes-Oxley Act, Due Diligence, Financial Modeling, SEC filings, Management, Internal Controls, Business Valuation, Mergers & Acquisitions, Assurance, IPO, Public Speaking, Training, CPA, Financial Accounting, External Audit, Microsoft Office, Leadership, Cross-functional Team..., Business Strategy, Analysis, Asset Management, Tax, Corporate Finance, Economics, Team Leadership, Research, PowerPoint, Staff Development, Asset Managment, Microsoft Excel, Financial Services, Revenue Recognition, Consolidation
Education
Santa Clara University 2003 — 2003
Certificate of Advanced Accounting Proficiency
Colorado College 1999 — 2003
Bachelor of Arts cum laude, Distinction in Economics with a Business Emphasis
Los Altos High School 1996 — 1999
KPMG July 2014 - Present
Rothstein Kass May 2014 - June 2014
Kleiner Perkins Caufield & Byers December 2012 - April 2014
PricewaterhouseCoopers September 2003 - November 2012
Sun Microsystems June 2002 - August 2002
JVS June 2001 - August 2001
BridgePath September 1999 - August 2000
Smith Barney August 1999 - September 1999
Skills
Financial Reporting, Accounting, Auditing, Private Equity, Venture Capital, GAAP, Finance, Strategy, US GAAP, Valuation, Financial Analysis, Financial Audits, Sarbanes-Oxley Act, Due Diligence, Financial Modeling, SEC filings, Management, Internal Controls, Business Valuation, Mergers & Acquisitions, Assurance, IPO, Public Speaking, Training, CPA, Financial Accounting, External Audit, Microsoft Office, Leadership, Cross-functional Team..., Business Strategy, Analysis, Asset Management, Tax, Corporate Finance, Economics, Team Leadership, Research, PowerPoint, Staff Development, Asset Managment, Microsoft Excel, Financial Services, Revenue Recognition, Consolidation
Education
Santa Clara University 2003 — 2003
Certificate of Advanced Accounting Proficiency
Colorado College 1999 — 2003
Bachelor of Arts cum laude, Distinction in Economics with a Business Emphasis
Los Altos High School 1996 — 1999
Gillian Bobier Gillian Bobier's Smith Barney Experience October 2007 - May 2008
Job Investigator at Colorado State Public Defender
Industry Legal Services
Experience
Colorado State Public Defender November 2009 - Present
Smith Barney October 2007 - May 2008
National Center for Atmospheric Research April 2007 - September 2007
Catamount Institute April 2007 - September 2007
Skills
Strong interpersonal..., Advanced knowledge of..., Independant thinker, Strong verbal/written..., Outstanding time..., Great listener, Productive team member, Ability to multi-task, Investigation, Program Management, Research, Criminal Investigations, Family Law, Private Investigations
Education
Colorado College 2004 — 2008
Bachelor of Arts; 2008, Environmental Science
Hawaii Pacific University 2005 — 2006
Colorado State Public Defender November 2009 - Present
Smith Barney October 2007 - May 2008
National Center for Atmospheric Research April 2007 - September 2007
Catamount Institute April 2007 - September 2007
Skills
Strong interpersonal..., Advanced knowledge of..., Independant thinker, Strong verbal/written..., Outstanding time..., Great listener, Productive team member, Ability to multi-task, Investigation, Program Management, Research, Criminal Investigations, Family Law, Private Investigations
Education
Colorado College 2004 — 2008
Bachelor of Arts; 2008, Environmental Science
Hawaii Pacific University 2005 — 2006
Joe Barber Sr. Joe Barber Sr.'s Smith Barney Experience 1994 - 1997
Job
Industry Capital Markets
Experience
Self Employed- Free Agent!!!!! November 2014 - Present
RCap, a division of Annaly Capital Mgmt. February 2012 - April 2013
Citigroup 1999 - 2010
Salomon Brothers 1997 - 1999
Smith Barney 1994 - 1997
CM& M 1984 - 1994
Education
College of the Holy Cross
Iona Prep
Self Employed- Free Agent!!!!! November 2014 - Present
RCap, a division of Annaly Capital Mgmt. February 2012 - April 2013
Citigroup 1999 - 2010
Salomon Brothers 1997 - 1999
Smith Barney 1994 - 1997
CM& M 1984 - 1994
Education
College of the Holy Cross
Iona Prep
Lauren Herwitt, CFP® Lauren Herwitt, CFP®'s Smith Barney Experience June 2005 - March 2007
Job Financial Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch 2015 - Present
Wells Fargo Advisors April 2013 - March 2014
Wells Fargo Advisors March 2007 - March 2013
Smith Barney June 2005 - March 2007
Trilogy Financial Services June 2004 - June 2005
Skills
Series 6, Series 7, Series 63, Series 66, Life and Health..., Certified Financial..., 200 hr. Yoga Alliance...
Education
University of California, Santa Barbara 1999 — 2003
Bachelor of Arts, Environmental Studies
College for Financial Planning 2007 — 2009
Certified Financial Planning Designation, CFP, Financial Planning and Services
Merrill Lynch 2015 - Present
Wells Fargo Advisors April 2013 - March 2014
Wells Fargo Advisors March 2007 - March 2013
Smith Barney June 2005 - March 2007
Trilogy Financial Services June 2004 - June 2005
Skills
Series 6, Series 7, Series 63, Series 66, Life and Health..., Certified Financial..., 200 hr. Yoga Alliance...
Education
University of California, Santa Barbara 1999 — 2003
Bachelor of Arts, Environmental Studies
College for Financial Planning 2007 — 2009
Certified Financial Planning Designation, CFP, Financial Planning and Services
David Readerman, CFA's Smith Barney Experience 1983 - 1987
Job Portfolio Manager
Industry Financial Services
Experience
Endurance Capital Partners, LLC July 2014 - Present
Forward December 2010 - June 2014
dReaderman Capital Management March 2010 - November 2010
Marsico Capital Management August 2003 - February 2010
Environmental Entrepreneurs (E2) 2006 - 2010
Thomas Weisel Partners 1999 - 2003
Montgomery Securities 1992 - 1999
Lehman Brothers 1988 - 1991
Smith Barney 1983 - 1987
Skills
Hedge Funds, Emerging Markets, Equities, Alternative Investments, Equity Research, Private Equity, Corporate Finance, Investments, Entrepreneurship, Asset Managment, Financial Modeling, Investor Relations, Asset Management, Portfolio Management, Valuation, Series 7, Investment Management, Mutual Funds, Investment Banking, Financial Analysis, Asset Allocation, Capital Markets, Investment Strategies, Bloomberg, Fixed Income, Investment Advisory, Trading, Financial Markets, Fund Of Funds, Securities, Finance, Equity Valuation, Derivatives, Series 63, ETFs, Equity Trading, Wealth Management, Due Diligence
Education
New York University - Leonard N. Stern School of Business 1980 — 1983
MBA, Finance
Colgate University 1974 — 1978
Bachelor of Arts (BA), Economics
Endurance Capital Partners, LLC July 2014 - Present
Forward December 2010 - June 2014
dReaderman Capital Management March 2010 - November 2010
Marsico Capital Management August 2003 - February 2010
Environmental Entrepreneurs (E2) 2006 - 2010
Thomas Weisel Partners 1999 - 2003
Montgomery Securities 1992 - 1999
Lehman Brothers 1988 - 1991
Smith Barney 1983 - 1987
Skills
Hedge Funds, Emerging Markets, Equities, Alternative Investments, Equity Research, Private Equity, Corporate Finance, Investments, Entrepreneurship, Asset Managment, Financial Modeling, Investor Relations, Asset Management, Portfolio Management, Valuation, Series 7, Investment Management, Mutual Funds, Investment Banking, Financial Analysis, Asset Allocation, Capital Markets, Investment Strategies, Bloomberg, Fixed Income, Investment Advisory, Trading, Financial Markets, Fund Of Funds, Securities, Finance, Equity Valuation, Derivatives, Series 63, ETFs, Equity Trading, Wealth Management, Due Diligence
Education
New York University - Leonard N. Stern School of Business 1980 — 1983
MBA, Finance
Colgate University 1974 — 1978
Bachelor of Arts (BA), Economics
Wendy Roffers's Smith Barney Experience August 2000 - June 2003
Job Financial Advisor, First Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors June 2003 - Present
Smith Barney August 2000 - June 2003
Northeast Wisconsin Technical College February 1998 - August 2000
Honeywell Process Solutions 1997 - February 1998
Measurex Systems, Inc. 1979 - 1997
Skills
Retirement Planning, Investments, Finance, Investment Strategies, Estate Planning, Financial Planners, Wealth, Leadership, Budgets, Life Insurance
Education
College for Financial Planning 2008 — 2010
Certified Financial Planner, CFP Designation
Marian University 1990 — 1995
BBA, Business
University of Wisconsin-Madison 1991 — 1993
The School of Business
Northeast Wisconsin Technical College 1982 — 1986
Finance, Computers
Green Bay East High School 1973 — 1977
GPA, Administrative
Wells Fargo Advisors June 2003 - Present
Smith Barney August 2000 - June 2003
Northeast Wisconsin Technical College February 1998 - August 2000
Honeywell Process Solutions 1997 - February 1998
Measurex Systems, Inc. 1979 - 1997
Skills
Retirement Planning, Investments, Finance, Investment Strategies, Estate Planning, Financial Planners, Wealth, Leadership, Budgets, Life Insurance
Education
College for Financial Planning 2008 — 2010
Certified Financial Planner, CFP Designation
Marian University 1990 — 1995
BBA, Business
University of Wisconsin-Madison 1991 — 1993
The School of Business
Northeast Wisconsin Technical College 1982 — 1986
Finance, Computers
Green Bay East High School 1973 — 1977
GPA, Administrative
Michael Della Donna Michael Della Donna's Smith Barney Experience March 1987 - January 1989
Job Managing Partner Brownstone Parke
Industry Music
Experience
Author - January 2012 - Present
Brownstone Parke May 1992 - Present
Sunset Island Music March 2009 - June 2015
Star Pass Sports Management Group January 2013 - January 2014
Star Pass Enterprises January 2013 - January 2014
Morgan Stanley April 1990 - February 1992
Smith Barney March 1987 - January 1989
Skills
Promoting, Building Brand Awareness, Music, Promotions, Entertainment, Radio, Music Industry, Internet Radio, Indie, Promoters, Small Business, Business Development, Mobile Marketing, Graphic Design, Marketing, Social Networking, Studio Recording, Recording, Advertising, Marketing Strategy, Strategy, Leadership, Social Media Marketing, Online Marketing, Brand Development, Publicity, New Media, Digital Media, Talent Booking, Public Relations, Management, Social Media
Education
City University of New York - Herbert H. Lehman 1982 — 1984
MS, Nutrition
City University of New York-Herbert H. Lehman College 1980 — 1983
BS, Nutrition
Author - January 2012 - Present
Brownstone Parke May 1992 - Present
Sunset Island Music March 2009 - June 2015
Star Pass Sports Management Group January 2013 - January 2014
Star Pass Enterprises January 2013 - January 2014
Morgan Stanley April 1990 - February 1992
Smith Barney March 1987 - January 1989
Skills
Promoting, Building Brand Awareness, Music, Promotions, Entertainment, Radio, Music Industry, Internet Radio, Indie, Promoters, Small Business, Business Development, Mobile Marketing, Graphic Design, Marketing, Social Networking, Studio Recording, Recording, Advertising, Marketing Strategy, Strategy, Leadership, Social Media Marketing, Online Marketing, Brand Development, Publicity, New Media, Digital Media, Talent Booking, Public Relations, Management, Social Media
Education
City University of New York - Herbert H. Lehman 1982 — 1984
MS, Nutrition
City University of New York-Herbert H. Lehman College 1980 — 1983
BS, Nutrition
Robert Furciato Robert Furciato's Smith Barney Experience February 2004 - April 2007
Job Financial Advisor, Associate Vice President at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameripise Financial Services, Inc. November 2011 - Present
Merrill Lynch April 2007 - November 2011
Smith Barney February 2004 - April 2007
Education
Hunter College
The culinary institute of america
Culinary Arts, Cooking
Ameripise Financial Services, Inc. November 2011 - Present
Merrill Lynch April 2007 - November 2011
Smith Barney February 2004 - April 2007
Education
Hunter College
The culinary institute of america
Culinary Arts, Cooking
John C Hennessey's Smith Barney Experience September 2000 - November 2003
Job Sr Regional VP / Retirement Consultant, CRPC at Allianz Life Financial Services
Industry Financial Services
Experience
Allianz Life Financial Services November 2003 - Present
Allianz Life Financial Services November 2003 - Present
Smith Barney September 2000 - November 2003
PLANCO May 1998 - September 2000
Fidelity Investments 1993 - 1999
Skills
Series 63, Annuities, Series 7, Mutual Funds, Retirement, Retirement Planning, Wealth Management, Series 65, Wholesaling, Investments, Financial Planning, Insurance, Sales Management, Fixed Annuities, Equities, Financial Advisory, Fixed Income, Series 6, Variable Annuities, Life Insurance, Series 24, FINRA, Asset Allocation, 401k, Separately Managed..., IRAs, Securities, Investment Advisory, Alternative Investments, Financial Services, Asset Management, Investment Strategies, Finance, Portfolio Management, Risk Management
Education
College of the Holy Cross 1984 — 1988
BA, English
CM 1980 — 1984
Allianz Life Financial Services November 2003 - Present
Allianz Life Financial Services November 2003 - Present
Smith Barney September 2000 - November 2003
PLANCO May 1998 - September 2000
Fidelity Investments 1993 - 1999
Skills
Series 63, Annuities, Series 7, Mutual Funds, Retirement, Retirement Planning, Wealth Management, Series 65, Wholesaling, Investments, Financial Planning, Insurance, Sales Management, Fixed Annuities, Equities, Financial Advisory, Fixed Income, Series 6, Variable Annuities, Life Insurance, Series 24, FINRA, Asset Allocation, 401k, Separately Managed..., IRAs, Securities, Investment Advisory, Alternative Investments, Financial Services, Asset Management, Investment Strategies, Finance, Portfolio Management, Risk Management
Education
College of the Holy Cross 1984 — 1988
BA, English
CM 1980 — 1984
Christopher Clavin, CIMA® Christopher Clavin, CIMA®'s Smith Barney Experience April 1995 - September 2003
Job Financial Advisor, Senior Vice President Investment Officer, Sr. PIM Portfolio Manager Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC September 2003 - Present
Smith Barney April 1995 - September 2003
PECO Energy July 1981 - April 1995
Unisys September 1980 - July 1981
Unisys November 1979 - September 1980
Skills
Investments, Asset Allocation, Retirement Planning, Risk Management, Retirement, Insurance, 401k Rollovers, Investment Strategies, Concentrated Stock..., Investment Planning, Wealth Preservation..., Corporate Retirement..., Investment Selection &..., Estate Investment..., Multi-generational...
Education
University of Pennsylvania - The Wharton School 2012 — 2012
CIMA® Educational Component, Certified Investment Management Analyst® Core Curriculum
College for Financial Planning 1994 — 1996
Core Curriculum
RETS / CHI Institute 1979 — 1980
AST / Elect. Eng. Technology, Electrical Enginnering / Electronic Technician
Wells Fargo Advisors, LLC September 2003 - Present
Smith Barney April 1995 - September 2003
PECO Energy July 1981 - April 1995
Unisys September 1980 - July 1981
Unisys November 1979 - September 1980
Skills
Investments, Asset Allocation, Retirement Planning, Risk Management, Retirement, Insurance, 401k Rollovers, Investment Strategies, Concentrated Stock..., Investment Planning, Wealth Preservation..., Corporate Retirement..., Investment Selection &..., Estate Investment..., Multi-generational...
Education
University of Pennsylvania - The Wharton School 2012 — 2012
CIMA® Educational Component, Certified Investment Management Analyst® Core Curriculum
College for Financial Planning 1994 — 1996
Core Curriculum
RETS / CHI Institute 1979 — 1980
AST / Elect. Eng. Technology, Electrical Enginnering / Electronic Technician
Evy Karambelas Evy Karambelas's Smith Barney Experience 1980 - 1983
Job Owner, Felix Klein School of Graphology
Industry E-Learning
Experience
Felix Klein School of Graphology, Inc. 2007 - Present
Dell Magazine 1981 - 1999
Smith Barney 1980 - 1983
Skills
Teaching, Handwriting Analysis, Metaphysical Studies, Lecturifng, Educational Technology
Education
NYU 1979 — 1980
Certificate in Computer Programming
Hunter College 1976 — 1979
B.A., Psychology and Religion
Felix Klein School of Graphology, Inc. 2007 - Present
Dell Magazine 1981 - 1999
Smith Barney 1980 - 1983
Skills
Teaching, Handwriting Analysis, Metaphysical Studies, Lecturifng, Educational Technology
Education
NYU 1979 — 1980
Certificate in Computer Programming
Hunter College 1976 — 1979
B.A., Psychology and Religion
David Traynor JD David Traynor JD's Smith Barney Experience January 1973 - January 1981
Job Principal Pennsylvania at Nautic Financial
Industry Insurance
Experience
Nautic Financial August 2015 - Present
Private Research Advisory January 2010 - Present
Traynor Sports Management June 1999 - Present
Global Research Advisors March 2010 - October 2012
Prudential Securities April 1983 - January 1992
Dean Witter February 1981 - March 1983
Smith, Barney January 1973 - January 1981
United States Marine Corps July 1959 - July 1962
Skills
Financial Risk..., Sports Marketing, Sports Management, Quantitative Analysis, Motivational Speaking, Quantitative Research, Athlete Representation, Athlete Development, Stock Trading, Quantitative Analytics, Hedge Funds, Trading Strategies, Fundraising, Program Management, Trading, Portfolio Management, Sports, Financial Markets, Management, Public Speaking, Coaching, Employee Benefits, HRA, Capital Markets, Life Coaching, Published Author, CRM, Life Insurance, Insurance, Securities, Retirement, Fixed Income, Investments, Asset Allocation, Financial Services, Leadership, Training, Risk Management, Mergers & Acquisitions, Healthcare, Sales, Alternative Investments, Entrepreneurship, Executive Management, Asset Management, Small Business, Start-ups, Finance, Strategic Financial..., Consulting
Education
Fordham Law School 1964 — 1968
JD Doctor of Laws
College of the Holy Cross 1955 — 1959
Bachelor's degree, English Literature
Brooklyn Prep 1951 — 1955
Series 6, Series 7, Series 63, Series 65, Pennslyvania Life , Accident, Health Insurance License
Nautic Financial August 2015 - Present
Private Research Advisory January 2010 - Present
Traynor Sports Management June 1999 - Present
Global Research Advisors March 2010 - October 2012
Prudential Securities April 1983 - January 1992
Dean Witter February 1981 - March 1983
Smith, Barney January 1973 - January 1981
United States Marine Corps July 1959 - July 1962
Skills
Financial Risk..., Sports Marketing, Sports Management, Quantitative Analysis, Motivational Speaking, Quantitative Research, Athlete Representation, Athlete Development, Stock Trading, Quantitative Analytics, Hedge Funds, Trading Strategies, Fundraising, Program Management, Trading, Portfolio Management, Sports, Financial Markets, Management, Public Speaking, Coaching, Employee Benefits, HRA, Capital Markets, Life Coaching, Published Author, CRM, Life Insurance, Insurance, Securities, Retirement, Fixed Income, Investments, Asset Allocation, Financial Services, Leadership, Training, Risk Management, Mergers & Acquisitions, Healthcare, Sales, Alternative Investments, Entrepreneurship, Executive Management, Asset Management, Small Business, Start-ups, Finance, Strategic Financial..., Consulting
Education
Fordham Law School 1964 — 1968
JD Doctor of Laws
College of the Holy Cross 1955 — 1959
Bachelor's degree, English Literature
Brooklyn Prep 1951 — 1955
Series 6, Series 7, Series 63, Series 65, Pennslyvania Life , Accident, Health Insurance License
Peter Darnell Peter Darnell's Smith Barney Experience April 1990 - February 1995
Job Principal, Visible Works Design, A Brand Identity Firm.
Industry Graphic Design
Experience
Visible Works Design January 2007 - Present
Pfizer September 1996 - January 2007
Smith Barney April 1990 - February 1995
Citigroup/Smith Barney Inc. 1991 - 1995
Bank of America February 1990 - December 1990
New York University January 1989 - January 1990
Design 24 January 1987 - January 1989
Nelson Rosado Packaging Graphics January 1985 - January 1986
Guggenheim Museum January 1984 - January 1985
Skills
Graphic Design, Marketing Communications, Corporate Communications, Signage, Corporate Identity, Print Collateral, Brand Development..., Annual Reports, Corporate Collateral, Collateral, Social Media Outreach, Social Media Management, Email Marketing, Digital Strategy, Graphics, Art Direction, Advertising, Brochures, Logo Design, Newsletters, Art, Creative Strategy, Web Design, Concept Development, Creative Services, Corporate Branding, Brand Development, Photography, Branding & Identity, Brand Architecture, Multimedia, Creative Direction, Strategy, Brand Management, Visual Communication, Packaging, Integrated Marketing, User Interface Design, Adobe Creative Suite, Social Media, Social Media Marketing, InDesign, Marketing Strategy, Photoshop, Typography, Layout
Education
Pratt Institute 1993 — 1995
MS COMMUNICATION DESIGN Curriculum, 3.875 GPA
City University of New York-Hunter College 1979 — 1981
BFA, Fine Art/Graphic Design, 3.625
Touraine, Institut de 1977 — 1977
Painting, Drawing, Art Histroy, A+
Museum School, Boston
Painting and Drawing, A-
Visible Works Design January 2007 - Present
Pfizer September 1996 - January 2007
Smith Barney April 1990 - February 1995
Citigroup/Smith Barney Inc. 1991 - 1995
Bank of America February 1990 - December 1990
New York University January 1989 - January 1990
Design 24 January 1987 - January 1989
Nelson Rosado Packaging Graphics January 1985 - January 1986
Guggenheim Museum January 1984 - January 1985
Skills
Graphic Design, Marketing Communications, Corporate Communications, Signage, Corporate Identity, Print Collateral, Brand Development..., Annual Reports, Corporate Collateral, Collateral, Social Media Outreach, Social Media Management, Email Marketing, Digital Strategy, Graphics, Art Direction, Advertising, Brochures, Logo Design, Newsletters, Art, Creative Strategy, Web Design, Concept Development, Creative Services, Corporate Branding, Brand Development, Photography, Branding & Identity, Brand Architecture, Multimedia, Creative Direction, Strategy, Brand Management, Visual Communication, Packaging, Integrated Marketing, User Interface Design, Adobe Creative Suite, Social Media, Social Media Marketing, InDesign, Marketing Strategy, Photoshop, Typography, Layout
Education
Pratt Institute 1993 — 1995
MS COMMUNICATION DESIGN Curriculum, 3.875 GPA
City University of New York-Hunter College 1979 — 1981
BFA, Fine Art/Graphic Design, 3.625
Touraine, Institut de 1977 — 1977
Painting, Drawing, Art Histroy, A+
Museum School, Boston
Painting and Drawing, A-
John B. Phillips John B. Phillips's Smith Barney Experience 1993 - 1996
Job Managing Director at Oppenheimer & Co.
Industry Investment Banking
Experience
Oppenheimer & Co. October 2013 - Present
BMO Capital Markets May 2005 - May 2013
Bentley Associates 1999 - 2005
PaineWebber 1996 - 1998
Smith Barney 1993 - 1996
Oppenheimer & Co. 1990 - 1993
Drexel Burnham Lambert 1986 - 1990
Education
Columbia University - Columbia Business School
MBA, Finance
Colgate University
AB, Economics
Montclair Kimberley Academy
Oppenheimer & Co. October 2013 - Present
BMO Capital Markets May 2005 - May 2013
Bentley Associates 1999 - 2005
PaineWebber 1996 - 1998
Smith Barney 1993 - 1996
Oppenheimer & Co. 1990 - 1993
Drexel Burnham Lambert 1986 - 1990
Education
Columbia University - Columbia Business School
MBA, Finance
Colgate University
AB, Economics
Montclair Kimberley Academy
Mike Gaburo's Smith Barney Experience 1984 - 1988
Job TechnologyEnabled B2B Services Executive
Industry Financial Services
Experience
Paycor December 2005 - Present
Cintas February 2002 - December 2005
Cintas February 1997 - February 2002
Smith Barney 1984 - 1988
Skills
Negotiation, Valuation, Sales Management, New Business Development, Operations Management, Customer Retention, Recruitment/Retention, SaaS, Leadership, B2B, Mergers & Acquisitions, Team Building, Strategy, Process Improvement, Team Leadership, Budgets, Leadership Development
Education
Harvard Business School 1988 — 1990
MBA, General Management
Colgate University 1980 — 1984
A.B., English & Economics
Paycor December 2005 - Present
Cintas February 2002 - December 2005
Cintas February 1997 - February 2002
Smith Barney 1984 - 1988
Skills
Negotiation, Valuation, Sales Management, New Business Development, Operations Management, Customer Retention, Recruitment/Retention, SaaS, Leadership, B2B, Mergers & Acquisitions, Team Building, Strategy, Process Improvement, Team Leadership, Budgets, Leadership Development
Education
Harvard Business School 1988 — 1990
MBA, General Management
Colgate University 1980 — 1984
A.B., English & Economics
Dennis McKinney, CIMA® Dennis McKinney, CIMA®'s Smith Barney Experience May 2005 - April 2007
Job Northeast Director at EIC
Industry Financial Services
Experience
Equity Investment Corp. (EIC) March 2012 - Present
John Hancock Asset Management April 2007 - March 2012
Smith Barney May 2005 - April 2007
John Hancock Private Client Group November 1998 - May 2005
Skills
Series 7, Series 65, RIA, Institutional, Alternative Investments, SMA
Education
College of the Holy Cross 1994 — 1998
Bachelor of Arts, Economics
Equity Investment Corp. (EIC) March 2012 - Present
John Hancock Asset Management April 2007 - March 2012
Smith Barney May 2005 - April 2007
John Hancock Private Client Group November 1998 - May 2005
Skills
Series 7, Series 65, RIA, Institutional, Alternative Investments, SMA
Education
College of the Holy Cross 1994 — 1998
Bachelor of Arts, Economics
Sherif J. Awad, CFP®'s Smith Barney Experience November 1997 - March 2009
Job Branch Manager & Financial Advisor at Raymond James Financial Services
Industry Financial Services
Experience
Raymond James Financial Services Inc., member FINRA/SIPC March 2009 - Present
Smith Barney November 1997 - March 2009
Skills
Retirement Planning, Investment Advisory, Investments, Mutual Funds, 401k, Financial Advisory, Series 7, Asset Management, Series 63, FINRA, Securities, Financial Services, Fixed Annuities, Wealth Management, Financial Planners, Financial Planning
Education
College for Financial Planning 2004 — 2006
CERTIFIED FINANCIAL PLANNER™, Financial Planner
University of Washington 1985 — 1991
B.S.C.E., Civil Engineering
Raymond James Financial Services Inc., member FINRA/SIPC March 2009 - Present
Smith Barney November 1997 - March 2009
Skills
Retirement Planning, Investment Advisory, Investments, Mutual Funds, 401k, Financial Advisory, Series 7, Asset Management, Series 63, FINRA, Securities, Financial Services, Fixed Annuities, Wealth Management, Financial Planners, Financial Planning
Education
College for Financial Planning 2004 — 2006
CERTIFIED FINANCIAL PLANNER™, Financial Planner
University of Washington 1985 — 1991
B.S.C.E., Civil Engineering
John Schindler John Schindler's Smith Barney Experience 1996 - 2009
Job Senior Vice President Investments, CRPS at UBS Financial Services
Industry Financial Services
Experience
UBS 2009 - Present
Smith Barney 1996 - 2009
Olde Stock Brokers 1994 - 1996
Education
Western Michigan University 1989 — 1993
Bachelor of Arts, Finance
College for Financial Planning
Chartered Retirement Plan Specialist
UBS 2009 - Present
Smith Barney 1996 - 2009
Olde Stock Brokers 1994 - 1996
Education
Western Michigan University 1989 — 1993
Bachelor of Arts, Finance
College for Financial Planning
Chartered Retirement Plan Specialist
Peter Gunter Peter Gunter's Smith Barney Experience May 2000 - May 2006
Job SVP/ Director of Sales & Marketing at Rodyn Vibration Analysis, Inc.
Industry Marketing and Advertising
Experience
Rodyn Vibration Analysis, Inc. January 2013 - Present
Peter Gunter Communications 2011 - Present
WishWish USA January 2011 - 2011
CFA Institute July 2007 - September 2010
HNW, Inc. May 2006 - July 2007
Smith Barney May 2000 - May 2006
Grey Interactive May 1999 - May 2000
Skills
A top-performing..., Extensive background in..., Social Media, Marketing Strategy, Blogging, Marketing Communications, SEO
Education
City University of New York-Hunter College 1984 — 1987
M.A., Theatre and Film
University of Virginia 1976 — 1981
B.A., English
Rodyn Vibration Analysis, Inc. January 2013 - Present
Peter Gunter Communications 2011 - Present
WishWish USA January 2011 - 2011
CFA Institute July 2007 - September 2010
HNW, Inc. May 2006 - July 2007
Smith Barney May 2000 - May 2006
Grey Interactive May 1999 - May 2000
Skills
A top-performing..., Extensive background in..., Social Media, Marketing Strategy, Blogging, Marketing Communications, SEO
Education
City University of New York-Hunter College 1984 — 1987
M.A., Theatre and Film
University of Virginia 1976 — 1981
B.A., English
Millicent P. Eubanks's Smith Barney Experience 1989 - 2006
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors July 2010 - Present
Merrill Lynch May 2006 - August 2010
Smith Barney 1989 - 2006
Bowie State University 1988 - 1989
Don Tennant Advertising 1986 - 1988
Beatrice U.S. Food Corp 1984 - 1986
Leo Burnett Company 1981 - 1983
Atlanta Journal-Constitution, Atlanta Newspapers, Inc 1980 - 1981
Skills
Asset Allocation, Retirement Planning, Estate Planning, Investments, Mutual Funds, Wealth Management, Financial Goals, Strategic Financial..., Separately Managed..., Education Funding, Investment Management, Investment Advisory, Asset Managment, Asset Transfer..., Investment and..., Wealth Preservation..., 401k Rollovers, Risk Management, Deferred Compensation..., Tax Efficient..., Endowments and..., Endowments and..., Investment Management..., Variable and Fixed..., Insurance - Life,...
Education
Georgetown University 2005 — 2005
Advanced Certficate, Financial Planning
Clark Atlanta University 1979 — 1981
MBA, Marketing
Spelman College 1974 — 1978
BA, Political Science, English
Wells Fargo Advisors July 2010 - Present
Merrill Lynch May 2006 - August 2010
Smith Barney 1989 - 2006
Bowie State University 1988 - 1989
Don Tennant Advertising 1986 - 1988
Beatrice U.S. Food Corp 1984 - 1986
Leo Burnett Company 1981 - 1983
Atlanta Journal-Constitution, Atlanta Newspapers, Inc 1980 - 1981
Skills
Asset Allocation, Retirement Planning, Estate Planning, Investments, Mutual Funds, Wealth Management, Financial Goals, Strategic Financial..., Separately Managed..., Education Funding, Investment Management, Investment Advisory, Asset Managment, Asset Transfer..., Investment and..., Wealth Preservation..., 401k Rollovers, Risk Management, Deferred Compensation..., Tax Efficient..., Endowments and..., Endowments and..., Investment Management..., Variable and Fixed..., Insurance - Life,...
Education
Georgetown University 2005 — 2005
Advanced Certficate, Financial Planning
Clark Atlanta University 1979 — 1981
MBA, Marketing
Spelman College 1974 — 1978
BA, Political Science, English
Ken Beach Ken Beach's Smith Barney Experience February 1981 - July 1996
Job Owner and President at Cascade Investment Group
Industry Investment Management
Experience
Cascade Investment Group July 1996 - Present
Smith Barney February 1981 - July 1996
Skills
Customer Service, Research, Outlook, Teaching, Public Speaking, Strategic Planning, Budgets, Financial Planning and...
Education
Colorado State University 1975 — 1979
Bachelor of Applied Science (B.A.Sc.), Economics
Cascade Investment Group July 1996 - Present
Smith Barney February 1981 - July 1996
Skills
Customer Service, Research, Outlook, Teaching, Public Speaking, Strategic Planning, Budgets, Financial Planning and...
Education
Colorado State University 1975 — 1979
Bachelor of Applied Science (B.A.Sc.), Economics
Sally Lawton Sally Lawton's Smith Barney Experience October 2005 - May 2008
Job Owner
Industry Retail
Experience
The Cottage September 2008 - Present
Smith Barney October 2005 - May 2008
Smith Barney July 2001 - October 2005
Skills
Entrepreneurship, Retail, Small Business, Marketing Strategy, Social Media, Marketing, Customer Service, Coaching, Sales, Sales Management, Advertising, Team Building, New Business Development
Education
Clemson University - College of Business and Behavioral Science 1978 — 1982
Bachelor's degree, Business Administration and Management, General
The Cottage September 2008 - Present
Smith Barney October 2005 - May 2008
Smith Barney July 2001 - October 2005
Skills
Entrepreneurship, Retail, Small Business, Marketing Strategy, Social Media, Marketing, Customer Service, Coaching, Sales, Sales Management, Advertising, Team Building, New Business Development
Education
Clemson University - College of Business and Behavioral Science 1978 — 1982
Bachelor's degree, Business Administration and Management, General
Gwen Marsico Gwen Marsico's Smith Barney Experience 2006 - Present
Job FVP, Client Experience, NAO Process at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney June 2009 - Present
Smith Barney 2006 - Present
Prudential Financial 2000 - 2002
Prudential Financial 1998 - 2000
Prudential Investments 1986 - 1998
Prudential Financial 1980 - 1984
Skills
Business Process..., Project Management, Quality Assurance, Matrix Management, Team Building, Risk Management, Risk Assessment, Marketing Communications, Internal Communications, Internal Audit, Test Planning, System Deployment, System Testing, Insurance, Operational Risk..., FINRA, Analysis, Management, Business Analysis, Leadership, Software Documentation, Banking, Vendor Management, Series 7, Cross-functional Team..., SDLC, Resource Management, PMO, Strategy, Disaster Recovery, Training, Budgets, Project Planning, Financial Services, CRM, Portfolio Management, Business Process..., Process Improvement, Program Management, Project Portfolio..., Requirements Gathering, IT Strategy, Relationship Management, Business Requirements, Financial Risk, Visio, Executive Management, Business Process, PMP, Mutual Funds
Education
College of Saint Elizabeth
Business
Morgan Stanley Smith Barney June 2009 - Present
Smith Barney 2006 - Present
Prudential Financial 2000 - 2002
Prudential Financial 1998 - 2000
Prudential Investments 1986 - 1998
Prudential Financial 1980 - 1984
Skills
Business Process..., Project Management, Quality Assurance, Matrix Management, Team Building, Risk Management, Risk Assessment, Marketing Communications, Internal Communications, Internal Audit, Test Planning, System Deployment, System Testing, Insurance, Operational Risk..., FINRA, Analysis, Management, Business Analysis, Leadership, Software Documentation, Banking, Vendor Management, Series 7, Cross-functional Team..., SDLC, Resource Management, PMO, Strategy, Disaster Recovery, Training, Budgets, Project Planning, Financial Services, CRM, Portfolio Management, Business Process..., Process Improvement, Program Management, Project Portfolio..., Requirements Gathering, IT Strategy, Relationship Management, Business Requirements, Financial Risk, Visio, Executive Management, Business Process, PMP, Mutual Funds
Education
College of Saint Elizabeth
Business
Sebastian Di Francesca Sebastian Di Francesca's Smith Barney Experience August 1992 - September 1994
Job Quality Assurance Specialist at NBCUniversal, Inc.
Industry Information Technology and Services
Experience
NBCUniversal, Inc. May 2013 - Present
Thomson Reuters June 2008 - January 2013
Thomson Financial 2002 - June 2008
Thomson Financial (ILX Systems, Inc.) January 1999 - 2002
Bridge Information Systems May 1995 - December 1998
Smith Barney August 1992 - September 1994
Skills
Market Data, Software Quality..., Quality Center, Agile Methodologies, Test Planning, Quality Assurance, SDLC, Test Management, Defect Tracking, QTP, Requirements Analysis, JIRA, Test Cases, Software Project..., Agile Testing, Scrum, User Acceptance Testing, System Testing, Testing, Regression Testing, Manual Testing, Waterfall, Performance Testing, Release Management, Test Automation, HP Quality Center, HP QTP
Education
City University of New York-College of Staten Island
B.S.
NBCUniversal, Inc. May 2013 - Present
Thomson Reuters June 2008 - January 2013
Thomson Financial 2002 - June 2008
Thomson Financial (ILX Systems, Inc.) January 1999 - 2002
Bridge Information Systems May 1995 - December 1998
Smith Barney August 1992 - September 1994
Skills
Market Data, Software Quality..., Quality Center, Agile Methodologies, Test Planning, Quality Assurance, SDLC, Test Management, Defect Tracking, QTP, Requirements Analysis, JIRA, Test Cases, Software Project..., Agile Testing, Scrum, User Acceptance Testing, System Testing, Testing, Regression Testing, Manual Testing, Waterfall, Performance Testing, Release Management, Test Automation, HP Quality Center, HP QTP
Education
City University of New York-College of Staten Island
B.S.
Phil Melnik Phil Melnik's Smith Barney Experience January 1984 - January 1990
Job Relationship Manager, North America at AZoNetwork
Industry Internet
Experience
AzoNetwork September 2012 - Present
Compare Networks June 2010 - August 2012
GlobalSpec January 2003 - May 2010
Dexsi.com January 2000 - January 2003
Triboro Wholesale, Inc January 1998 - January 2003
Valu Trading Group January 1994 - January 2003
Daymon Corporation, Food Marketing Group January 1991 - January 1994
Smith Barney January 1984 - January 1990
Skills
Sales, Management, Accounts Receivable, Selling, CRM, Lead Generation, New Business Development, Online Advertising, Direct Marketing, Marketing Strategy, Email Marketing, Account Management, Key Account Development, Inbound Marketing, Inbound Lead Generation
Education
Colgate University 1978 — 1982
B.A. Degree, History
The Hill School 1976 — 1978
AzoNetwork September 2012 - Present
Compare Networks June 2010 - August 2012
GlobalSpec January 2003 - May 2010
Dexsi.com January 2000 - January 2003
Triboro Wholesale, Inc January 1998 - January 2003
Valu Trading Group January 1994 - January 2003
Daymon Corporation, Food Marketing Group January 1991 - January 1994
Smith Barney January 1984 - January 1990
Skills
Sales, Management, Accounts Receivable, Selling, CRM, Lead Generation, New Business Development, Online Advertising, Direct Marketing, Marketing Strategy, Email Marketing, Account Management, Key Account Development, Inbound Marketing, Inbound Lead Generation
Education
Colgate University 1978 — 1982
B.A. Degree, History
The Hill School 1976 — 1978
Jim McQuiggan Jim McQuiggan's Smith Barney Experience 1998 - July 2009
Job Financial Advisor / Retirement Plans Specialist at Pinnacle Investments, LLC
Industry Investment Management
Experience
Pinnacle Investments, LLC July 2009 - Present
Smith Barney 1998 - July 2009
Skills
401k, Investments, Mutual Funds, Retirement, Retirement Planning, Financial Planning, Series 7, Wealth Management, Retirement Income..., Profit Sharing, Annuities, Financial Services, Wealth, Estate Planning, Pensions, Securities, Alternative Investments, Asset Management, Fixed Annuities, Strategic Financial...
Education
Institute of Business and Finance 2011 — 2012
CIS - Certified Income Specialist
College for Financial Planning 2009 — 2010
CRPS (Chartered Retirement Plans Specialist)
Syracuse University 1984 — 1987
Master's Degree
State University of New York College at Fredonia 1979 — 1983
Bachelor's Degree, Biology
Pinnacle Investments, LLC July 2009 - Present
Smith Barney 1998 - July 2009
Skills
401k, Investments, Mutual Funds, Retirement, Retirement Planning, Financial Planning, Series 7, Wealth Management, Retirement Income..., Profit Sharing, Annuities, Financial Services, Wealth, Estate Planning, Pensions, Securities, Alternative Investments, Asset Management, Fixed Annuities, Strategic Financial...
Education
Institute of Business and Finance 2011 — 2012
CIS - Certified Income Specialist
College for Financial Planning 2009 — 2010
CRPS (Chartered Retirement Plans Specialist)
Syracuse University 1984 — 1987
Master's Degree
State University of New York College at Fredonia 1979 — 1983
Bachelor's Degree, Biology
Ryan Riley Ryan Riley's Smith Barney Experience August 1995 - January 1997
Job Managing Member at Calibre Consulting Group, LLC, Registered Investment Advisor
Industry Financial Services
Experience
Calibre Consulting Group October 2001 - Present
Green Light Energy, LLC May 2010 - Present
UBS PaineWebber February 1997 - October 2001
Smith Barney August 1995 - January 1997
Skills
Equities, Finance, Portfolio Management, Private Equity, Economics, Management, Investments, Investment Management, Team Leadership, Real Estate, Wealth Management, Process Improvement, Mutual Funds, Financial Analysis
Education
Colgate University 1991 — 1995
BA, Economics, French Literature
Sewickley Academy
Calibre Consulting Group October 2001 - Present
Green Light Energy, LLC May 2010 - Present
UBS PaineWebber February 1997 - October 2001
Smith Barney August 1995 - January 1997
Skills
Equities, Finance, Portfolio Management, Private Equity, Economics, Management, Investments, Investment Management, Team Leadership, Real Estate, Wealth Management, Process Improvement, Mutual Funds, Financial Analysis
Education
Colgate University 1991 — 1995
BA, Economics, French Literature
Sewickley Academy
Jennifer Brice Garcia Jennifer Brice Garcia's Smith Barney Experience June 2002 - December 2004
Job Senior Relationship Specialist Institutional Advisor Services at Charles Schwab
Industry Financial Services
Experience
Charles Schwab November 2010 - Present
R Capital Advisors October 2007 - October 2010
Coor Capital, LLC September 2006 - November 2007
Wedbush Morgan Securities January 2005 - September 2006
Smith Barney June 2002 - December 2004
Morgan Stanley March 2000 - June 2002
Merrill Lynch February 1998 - March 2000
Neuberger Berman February 1994 - February 1998
Skills
Strategic Planning, Portfolio Management, Alternative Assets, Venture Capital, Asset Managment, Hedge Funds, Investments, Alternative Investments, Equities, Business Development, Asset Management, Corporate Finance, Mutual Funds, Investment Management, Risk Management
Education
Skyline College 1990 — 1991
College of San Mateo 1988 — 1989
Finance & Marketing
Charles Schwab November 2010 - Present
R Capital Advisors October 2007 - October 2010
Coor Capital, LLC September 2006 - November 2007
Wedbush Morgan Securities January 2005 - September 2006
Smith Barney June 2002 - December 2004
Morgan Stanley March 2000 - June 2002
Merrill Lynch February 1998 - March 2000
Neuberger Berman February 1994 - February 1998
Skills
Strategic Planning, Portfolio Management, Alternative Assets, Venture Capital, Asset Managment, Hedge Funds, Investments, Alternative Investments, Equities, Business Development, Asset Management, Corporate Finance, Mutual Funds, Investment Management, Risk Management
Education
Skyline College 1990 — 1991
College of San Mateo 1988 — 1989
Finance & Marketing
Christine Roesch Christine Roesch's Smith Barney Experience January 1994 - June 1997
Job Assistant Vice President at Cerberus Capital Management
Industry Investment Banking
Experience
Cerberus Capital Management March 2008 - Present
Gloria Nilson REALTORS, Real Living 2006 - 2008
Heritage House Sotheby's International Realty 2002 - 2006
National Financial Partners April 1999 - October 2001
John A. Levin & Co. June 1997 - April 1999
Smith Barney January 1994 - June 1997
Skills
Real Estate, Management, Account Management, Business Strategy, Financial Analysis, Strategy, Due Diligence, Finance, Budgets, Leadership, Market Research, Project Management, Customer Service, Business Development, Sales, Strategic Planning
Education
Grace Institute 1986 — 1987
Business
City University of New York-College of Staten Island
Business Management
Cerberus Capital Management March 2008 - Present
Gloria Nilson REALTORS, Real Living 2006 - 2008
Heritage House Sotheby's International Realty 2002 - 2006
National Financial Partners April 1999 - October 2001
John A. Levin & Co. June 1997 - April 1999
Smith Barney January 1994 - June 1997
Skills
Real Estate, Management, Account Management, Business Strategy, Financial Analysis, Strategy, Due Diligence, Finance, Budgets, Leadership, Market Research, Project Management, Customer Service, Business Development, Sales, Strategic Planning
Education
Grace Institute 1986 — 1987
Business
City University of New York-College of Staten Island
Business Management
Michael Machnowski, CFP®, CRPC® Michael Machnowski, CFP®, CRPC®'s Smith Barney Experience December 2005 - January 2009
Job Financial Advisor at Wells Fargo Advisors, LLC.
Industry Financial Services
Experience
Wells Fargo Advisors, LLC January 2009 - Present
Smith Barney December 2005 - January 2009
Legg Mason June 2000 - December 2005
Education
College of the Holy Cross 1996 — 2000
Bachelor of Arts (B.A.), Economics
Wells Fargo Advisors, LLC January 2009 - Present
Smith Barney December 2005 - January 2009
Legg Mason June 2000 - December 2005
Education
College of the Holy Cross 1996 — 2000
Bachelor of Arts (B.A.), Economics
Sabrina Bowens-Richard, CFA, CAIA's Smith Barney Experience June 1996 - July 1997
Job Vice President, Asset Allocation Specialist at SunTrust Institutional Investment Advisors
Industry Investment Management
Experience
SunTrust Bank April 2005 - Present
Decatur Capital Management February 2002 - March 2005
Peachtree Asset Management July 1997 - December 2002
Smith Barney June 1996 - July 1997
Education
Emory University - Goizueta Business School 1998 — 2001
MBA, Finance & Management Strategy
College Internationale de Cannes, France 1994 — 1996
Clark Atlanta University 1991 — 1996
business
SunTrust Bank April 2005 - Present
Decatur Capital Management February 2002 - March 2005
Peachtree Asset Management July 1997 - December 2002
Smith Barney June 1996 - July 1997
Education
Emory University - Goizueta Business School 1998 — 2001
MBA, Finance & Management Strategy
College Internationale de Cannes, France 1994 — 1996
Clark Atlanta University 1991 — 1996
business
Thomas Hearne Thomas Hearne's Smith Barney Experience 1986 - 1994
Job Insurance Agent at Insphere Insurance Solutions
Industry Insurance
Experience
Insphere Insurance Solutions July 2013 - Present
Heron Coaching 2004 - Present
National Legacy Group July 2012 - June 2013
ThirdLevel 2007 - 2011
Conceptis Technologies, Inc. 1999 - 2001
Prudential Securities 1995 - 1999
Smith Barney 1986 - 1994
E F Hutton & Company 1977 - 1985
Skills
Listening Skills, Executive Coaching, Coaching, Leadership Development, Mentoring, Healthcare, Organizational..., Emotional Intelligence, Leadership, Program Management, Change Management, Team Building, Employee Training, Small Business, Entrepreneurship, Performance Management, Talent Management, Employee Engagement, Management, Team Leadership, Health Insurance, Life Insurance, Fixed Annuities, Indexed Annuities
Education
Institute for Professional Empowerment Coaching (IPEC) 2002 — 2003
Certified Empowerment Coach
Colby College 1973 — 1977
BA, Philosophy, Math, Economics
Insphere Insurance Solutions July 2013 - Present
Heron Coaching 2004 - Present
National Legacy Group July 2012 - June 2013
ThirdLevel 2007 - 2011
Conceptis Technologies, Inc. 1999 - 2001
Prudential Securities 1995 - 1999
Smith Barney 1986 - 1994
E F Hutton & Company 1977 - 1985
Skills
Listening Skills, Executive Coaching, Coaching, Leadership Development, Mentoring, Healthcare, Organizational..., Emotional Intelligence, Leadership, Program Management, Change Management, Team Building, Employee Training, Small Business, Entrepreneurship, Performance Management, Talent Management, Employee Engagement, Management, Team Leadership, Health Insurance, Life Insurance, Fixed Annuities, Indexed Annuities
Education
Institute for Professional Empowerment Coaching (IPEC) 2002 — 2003
Certified Empowerment Coach
Colby College 1973 — 1977
BA, Philosophy, Math, Economics
Stefanie Shelley Stefanie Shelley's Smith Barney Experience June 1998 - February 2000
Job Chief Marketing Officer and Product Management Executive
Industry Financial Services
Experience
Broadridge Financial Solutions August 2010 - Present
Green Bank August 2010 - Present
Capital One November 2007 - November 2009
Citibank July 2006 - November 2007
JPMorgan Chase December 2004 - February 2006
JPMorgan Chase December 2000 - December 2004
JPMorgan Chase February 2000 - December 2000
Smith Barney June 1998 - February 2000
GE Capital December 1994 - September 1996
GE Capital 1994 - 1996
Skills
Marketing Strategy, Marketing, Marketing Communications, marketing management, Marketing Budget..., Marketing Budget, Direct Marketing, Strategic Financial..., Product Development, Product Management, Product Marketing, Sales Operations, Salesforce.com, Sales Process, Sales Management, Change Management, Program Management, Team Management, strategy, Business Strategy, Digital Strategy, Go-to-market Strategy, Pricing Strategy, Design Strategy
Education
University of Pennsylvania - The Wharton School 1987 — 1989
MBA, Marketing
Colgate University 1980 — 1984
BA, Economics
Broadridge Financial Solutions August 2010 - Present
Green Bank August 2010 - Present
Capital One November 2007 - November 2009
Citibank July 2006 - November 2007
JPMorgan Chase December 2004 - February 2006
JPMorgan Chase December 2000 - December 2004
JPMorgan Chase February 2000 - December 2000
Smith Barney June 1998 - February 2000
GE Capital December 1994 - September 1996
GE Capital 1994 - 1996
Skills
Marketing Strategy, Marketing, Marketing Communications, marketing management, Marketing Budget..., Marketing Budget, Direct Marketing, Strategic Financial..., Product Development, Product Management, Product Marketing, Sales Operations, Salesforce.com, Sales Process, Sales Management, Change Management, Program Management, Team Management, strategy, Business Strategy, Digital Strategy, Go-to-market Strategy, Pricing Strategy, Design Strategy
Education
University of Pennsylvania - The Wharton School 1987 — 1989
MBA, Marketing
Colgate University 1980 — 1984
BA, Economics
Charles Talbert Charles Talbert's Smith Barney Experience August 2007 - January 2008
Job Future IBM Business Consultant
Industry Management Consulting
Experience
Century 21 Beachside Real Estate May 2008 - Present
Smith Barney August 2007 - January 2008
Santee Cooper May 2006 - August 2006
Education
College of Charleston 2004 — 2008
Business Administration
Century 21 Beachside Real Estate May 2008 - Present
Smith Barney August 2007 - January 2008
Santee Cooper May 2006 - August 2006
Education
College of Charleston 2004 — 2008
Business Administration
Leonard E René's Smith Barney Experience April 1997 - June 2000
Job Complex IT Services Sales Account Executive / field sales consultant at Time Warner Cable
Industry Marketing and Advertising
Experience
Time Warner Cable Business Class June 2014 - Present
hibu September 2012 - June 2014
Dedicated Media October 2011 - July 2012
Clash Media USA July 2009 - September 2011
Clash Media France October 2007 - 2009
Ad-Origin Corp June 2004 - October 2007
TheStreet June 2000 - June 2004
Smith Barney April 1997 - June 2000
Skills
Lead Generation, Online Advertising, Email Marketing, Online Marketing, Ad Networks, Digital Media, Social Media Marketing, Behavioral Targeting, Salesforce.com, Digital Marketing, Advertising, Mobile Marketing, Advertising Sales, Co-registration, Campaign Optimization, Campaign Management, Account Management, Social Media, Direct Marketing, New Business Development, Mobile Advertising, Online Lead Generation, Interactive Marketing, B2B, Sales Management, Online Sales, Customer Relations, SEO, Affiliate Management, Conversion Optimization, Performance Based..., Affiliate Networks, Search Advertising, Contextual Advertising, Search, Online Video, PPC, SEM, Marketing, Media Buying, Business Development
Education
Kingsborough Community College 1995 — 1997
Associate's degree, Marine Technology
City University of New York-College of Staten Island 1990 — 1994
Engineer's degree, Electro-Mechanical Engineering
Time Warner Cable Business Class June 2014 - Present
hibu September 2012 - June 2014
Dedicated Media October 2011 - July 2012
Clash Media USA July 2009 - September 2011
Clash Media France October 2007 - 2009
Ad-Origin Corp June 2004 - October 2007
TheStreet June 2000 - June 2004
Smith Barney April 1997 - June 2000
Skills
Lead Generation, Online Advertising, Email Marketing, Online Marketing, Ad Networks, Digital Media, Social Media Marketing, Behavioral Targeting, Salesforce.com, Digital Marketing, Advertising, Mobile Marketing, Advertising Sales, Co-registration, Campaign Optimization, Campaign Management, Account Management, Social Media, Direct Marketing, New Business Development, Mobile Advertising, Online Lead Generation, Interactive Marketing, B2B, Sales Management, Online Sales, Customer Relations, SEO, Affiliate Management, Conversion Optimization, Performance Based..., Affiliate Networks, Search Advertising, Contextual Advertising, Search, Online Video, PPC, SEM, Marketing, Media Buying, Business Development
Education
Kingsborough Community College 1995 — 1997
Associate's degree, Marine Technology
City University of New York-College of Staten Island 1990 — 1994
Engineer's degree, Electro-Mechanical Engineering
Joshua Waymire, CFP®, CIMA® Joshua Waymire, CFP®, CIMA®'s Smith Barney Experience February 2000 - November 2008
Job VIce President, Investments at Kirkpatrick Wealth Management of Raymond James
Industry Investment Management
Experience
Kirkpatrick Wealth Management of Raymond James January 2015 - Present
Colorado Wealth Management of Raymond James November 2008 - Present
Raymond James Financial Inc. January 2007 - Present
Colorado Wealth Management of Raymond James January 2011 - Present
Colorado Springs Leadership Institute January 2013 - Present
Peak Vista Community Health Centers January 2012 - Present
Colorado Springs Estate Planning Council September 2007 - Present
COPPeR January 2012 - December 2014
CASA of the Pikes Peak Region January 2006 - December 2011
Smith Barney February 2000 - November 2008
Skills
Strategic Financial..., Wealth Management, Trusts and Estate..., Asset Allocation, Mutual Funds, Investments, Retirement Planning, Estate Planning, Asset Management, Finance, Financial Advisory, Securities, Retirement, Investment Management, Portfolio Management, 401k
Education
Institute for Divorce Financial Analysts™ 2008 — 2010
Certified Divorce Financial Analyst ®, Divorce Financial Analysis
College for Financial Planning 2002 — 2007
Certified Financial Planner™ Practioner
University of Pennsylvania - The Wharton School 2005 — 2005
Certified Investment Management Analyst
University of Pennsylvania - The Wharton School 1999 — 1999
Critical Elements of Consulting
Colorado State University 1991 — 1995
BS, Finance
Kirkpatrick Wealth Management of Raymond James January 2015 - Present
Colorado Wealth Management of Raymond James November 2008 - Present
Raymond James Financial Inc. January 2007 - Present
Colorado Wealth Management of Raymond James January 2011 - Present
Colorado Springs Leadership Institute January 2013 - Present
Peak Vista Community Health Centers January 2012 - Present
Colorado Springs Estate Planning Council September 2007 - Present
COPPeR January 2012 - December 2014
CASA of the Pikes Peak Region January 2006 - December 2011
Smith Barney February 2000 - November 2008
Skills
Strategic Financial..., Wealth Management, Trusts and Estate..., Asset Allocation, Mutual Funds, Investments, Retirement Planning, Estate Planning, Asset Management, Finance, Financial Advisory, Securities, Retirement, Investment Management, Portfolio Management, 401k
Education
Institute for Divorce Financial Analysts™ 2008 — 2010
Certified Divorce Financial Analyst ®, Divorce Financial Analysis
College for Financial Planning 2002 — 2007
Certified Financial Planner™ Practioner
University of Pennsylvania - The Wharton School 2005 — 2005
Certified Investment Management Analyst
University of Pennsylvania - The Wharton School 1999 — 1999
Critical Elements of Consulting
Colorado State University 1991 — 1995
BS, Finance
Bob Farrell's Smith Barney Experience January 1993 - January 2009
Job Executive Vice President Wealth Management at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott January 2009 - Present
Smith Barney January 1993 - January 2009
Skills
Retirement Planning, Investment Planning, Estate Planning, Retirement, Investments, Wealth Management, Investment Management, Financial Planners
Education
The University of Chicago - Booth School of Business 2015 — 2015
CPWA, Certified Private Wealth Advisor Program Candidate
College for Financial Planning 1996 — 1998
CFP, Certified Financial Planner
Rutgers, The State University of New Jersey-Camden
BS, Finance
Janney Montgomery Scott January 2009 - Present
Smith Barney January 1993 - January 2009
Skills
Retirement Planning, Investment Planning, Estate Planning, Retirement, Investments, Wealth Management, Investment Management, Financial Planners
Education
The University of Chicago - Booth School of Business 2015 — 2015
CPWA, Certified Private Wealth Advisor Program Candidate
College for Financial Planning 1996 — 1998
CFP, Certified Financial Planner
Rutgers, The State University of New Jersey-Camden
BS, Finance
Brian Jaros SVP, MBA, CFP® Brian Jaros SVP, MBA, CFP®'s Smith Barney Experience October 2003 - July 2004
Job East Ohio Region Team Lead of Planning at Key Private Bank
Industry Financial Services
Experience
Key Private Bank July 2013 - Present
Key Private Bank January 2011 - July 2013
KeyBank February 2009 - January 2011
KeyBank September 2005 - February 2009
Mirifex 2004 - 2005
Smith Barney October 2003 - July 2004
Victory Capital Management, KeyCorp January 2000 - October 2003
KeyBank March 1993 - December 1999
Skills
Management, Wealth Management, Retirement Planning, Asset Allocation, Strategic Financial..., Investments, Portfolio Management, Estate Planning, Asset Managment, Retirement, Mutual Funds, Investment Management, Wealth, Financial Planners, Financial Analysis, Risk Management, Certified Financial..., Finance, Investment Strategies, High Net Worth..., Banking, Private Banking, Investment Advisory, Securities, Wealth Management..., Alternative Investments, Series 63, Asset Management, Financial Planning
Education
Florida State University 1997 — 1998
CFP, Financial Planning
Cleveland State University 1994 — 1995
MBA, Finance
The Ohio State University 1988 — 1992
BSBA, Finance
Wintersville High School 1986 — 1988
Key Private Bank July 2013 - Present
Key Private Bank January 2011 - July 2013
KeyBank February 2009 - January 2011
KeyBank September 2005 - February 2009
Mirifex 2004 - 2005
Smith Barney October 2003 - July 2004
Victory Capital Management, KeyCorp January 2000 - October 2003
KeyBank March 1993 - December 1999
Skills
Management, Wealth Management, Retirement Planning, Asset Allocation, Strategic Financial..., Investments, Portfolio Management, Estate Planning, Asset Managment, Retirement, Mutual Funds, Investment Management, Wealth, Financial Planners, Financial Analysis, Risk Management, Certified Financial..., Finance, Investment Strategies, High Net Worth..., Banking, Private Banking, Investment Advisory, Securities, Wealth Management..., Alternative Investments, Series 63, Asset Management, Financial Planning
Education
Florida State University 1997 — 1998
CFP, Financial Planning
Cleveland State University 1994 — 1995
MBA, Finance
The Ohio State University 1988 — 1992
BSBA, Finance
Wintersville High School 1986 — 1988
Cathy L. Kosley Cathy L. Kosley's Smith Barney Experience February 1999 - June 2009
Job Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley June 2009 - Present
Smith Barney February 1999 - June 2009
CIGNA Retirement & Investment Services May 1988 - June 1997
Education
Colorado State University
Bachelor of Science (B.S.), Business/Marketing
University of Colorado at Boulder - Leeds School of Business
Master of Business Administration (MBA), Finance, General
Morgan Stanley June 2009 - Present
Smith Barney February 1999 - June 2009
CIGNA Retirement & Investment Services May 1988 - June 1997
Education
Colorado State University
Bachelor of Science (B.S.), Business/Marketing
University of Colorado at Boulder - Leeds School of Business
Master of Business Administration (MBA), Finance, General
Peter Q. Morris's Smith Barney Experience October 1996 - August 2011
Job CFP®, CRPC®, First Vice President Wealth Management
Industry Financial Services
Experience
UBS August 2011 - Present
Smith Barney October 1996 - August 2011
Skills
Asset Allocation, Retirement Planning, Series 7, Wealth Management..., Asset Management, Management, Retirement, High Net Worth...
Education
College for Financial Planning
CFP Certification Professional Education Program
Ramapo College of New Jersey 1991 — 1996
UBS August 2011 - Present
Smith Barney October 1996 - August 2011
Skills
Asset Allocation, Retirement Planning, Series 7, Wealth Management..., Asset Management, Management, Retirement, High Net Worth...
Education
College for Financial Planning
CFP Certification Professional Education Program
Ramapo College of New Jersey 1991 — 1996
Vysakh Nachiketus Vysakh Nachiketus's Smith Barney Experience May 2009 - July 2009
Job Sr Financial Analyst at Bayview Financial
Industry Financial Services
Experience
Bayview Financial July 2009 - Present
Smith Barney May 2009 - July 2009
Florida International University February 2009 - July 2009
Florida International University August 2008 - July 2009
Cognizant Technology Solutions July 2005 - August 2008
Skills
SAS, SQL, Business Objects, Access, Visio, Oracle, Essbase, Microsoft Excel, PL/SQL, SharePoint, C++, XML, Requirements Analysis, Financial Analysis, Financial Modeling, Finance, SDLC, Management, Analysis, Business Analysis
Education
Florida International University - College of Business 2008 — 2009
MS in, Finance
College of Engineering, Trivandrum 2001 — 2005
B Tech, Electronics & Instrumentation
Bayview Financial July 2009 - Present
Smith Barney May 2009 - July 2009
Florida International University February 2009 - July 2009
Florida International University August 2008 - July 2009
Cognizant Technology Solutions July 2005 - August 2008
Skills
SAS, SQL, Business Objects, Access, Visio, Oracle, Essbase, Microsoft Excel, PL/SQL, SharePoint, C++, XML, Requirements Analysis, Financial Analysis, Financial Modeling, Finance, SDLC, Management, Analysis, Business Analysis
Education
Florida International University - College of Business 2008 — 2009
MS in, Finance
College of Engineering, Trivandrum 2001 — 2005
B Tech, Electronics & Instrumentation
Irma Hampton, CRPC®, ADPA® Irma Hampton, CRPC®, ADPA®'s Smith Barney Experience January 1991 - December 1994
Job Managing Partner, Texas | Wealth Advisor at Atlantic Capital Advisors
Industry Capital Markets
Experience
Atlantic Capital Advisors, LLC August 2013 - Present
Ameriprise Financial Services, Inc. June 2011 - August 2013
Raymond James & Associates, Inc March 2005 - June 2011
UBS October 1999 - March 2005
Everen Securities January 1995 - October 1999
Smith Barney January 1991 - December 1994
Mckinney & Taylor Real Estate January 1973 - May 1985
Skills
Retirement Planning, Asset Allocation, Asset Management, Securities, Insurance, Investment Strategies, Financial Advisory, Banking, Wealth, Financial Planners, CRM, Long-term Care
Education
University of Arkansas at Little Rock 1970 — 1972
English, biology, anthropology
University of Arkansas at Little Rock 1970 — 1972
College for Financial Planning
Accredited Domestic Partnership Advisor ADPA®, Comprehensive Financial Advice to Domestic Partners
College for Financial Planning
Chartered Retirement Planning Counselor CRPC®, Comprehensive Retirement Planning
The American College
Certified Financial Planner CFP®, Comprehensive Financial Planning
Atlantic Capital Advisors, LLC August 2013 - Present
Ameriprise Financial Services, Inc. June 2011 - August 2013
Raymond James & Associates, Inc March 2005 - June 2011
UBS October 1999 - March 2005
Everen Securities January 1995 - October 1999
Smith Barney January 1991 - December 1994
Mckinney & Taylor Real Estate January 1973 - May 1985
Skills
Retirement Planning, Asset Allocation, Asset Management, Securities, Insurance, Investment Strategies, Financial Advisory, Banking, Wealth, Financial Planners, CRM, Long-term Care
Education
University of Arkansas at Little Rock 1970 — 1972
English, biology, anthropology
University of Arkansas at Little Rock 1970 — 1972
College for Financial Planning
Accredited Domestic Partnership Advisor ADPA®, Comprehensive Financial Advice to Domestic Partners
College for Financial Planning
Chartered Retirement Planning Counselor CRPC®, Comprehensive Retirement Planning
The American College
Certified Financial Planner CFP®, Comprehensive Financial Planning
Alexandra McKeever Alexandra McKeever's Smith Barney Experience 2005 - 2006
Job Director of Business Analytics, Adult Patient Services at DanaFarber Cancer Institute
Industry Financial Services
Experience
Dana-Farber Cancer Institute June 2014 - Present
Dana-Farber Cancer Institute December 2012 - Present
Public Consulting Group July 2011 - January 2013
Public Consulting Group July 2009 - June 2011
Public Consulting Group July 2007 - July 2009
Smith Barney 2005 - 2006
Skills
Microsoft Excel, Microsoft Office, Problem Solving, Project Management, Forecasting, Business Analysis, Budget Reconciliation, Staff Development, Project Finance, Cross-functional Team..., Program Management, Project Planning, Business Process..., Proposal Writing, Data Analysis, Management Consulting, Process Improvement, Strategy, Finance, Financial Analysis, Strategic Planning, Change Management, Analysis, Financial Modeling
Education
Clark University 2009 — 2011
MBA, Business Administration and Management, General
College of the Holy Cross 2003 — 2007
BA, Economics
Dana-Farber Cancer Institute June 2014 - Present
Dana-Farber Cancer Institute December 2012 - Present
Public Consulting Group July 2011 - January 2013
Public Consulting Group July 2009 - June 2011
Public Consulting Group July 2007 - July 2009
Smith Barney 2005 - 2006
Skills
Microsoft Excel, Microsoft Office, Problem Solving, Project Management, Forecasting, Business Analysis, Budget Reconciliation, Staff Development, Project Finance, Cross-functional Team..., Program Management, Project Planning, Business Process..., Proposal Writing, Data Analysis, Management Consulting, Process Improvement, Strategy, Finance, Financial Analysis, Strategic Planning, Change Management, Analysis, Financial Modeling
Education
Clark University 2009 — 2011
MBA, Business Administration and Management, General
College of the Holy Cross 2003 — 2007
BA, Economics
Henry DeAngelis Henry DeAngelis's Smith Barney Experience 1989 - 2008
Job Financial Advisor | Associate Vice President
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. May 2008 - Present
Smith Barney 1989 - 2008
Skills
Insurance, Wealth Management, Mutual Funds, Series 7, Financial Planning, Retirement, Asset Allocation, Investment Advisory, Securities, Financial Services
Education
Bachelor of Science Degree - Health and Physical Education, Northern Illinios University 1972-1974
Associate in Arts Degree, College of DuPage, 1970-1972
Diploma, Addison Trail High School, 1967-1970
Ameriprise Financial Services, Inc. May 2008 - Present
Smith Barney 1989 - 2008
Skills
Insurance, Wealth Management, Mutual Funds, Series 7, Financial Planning, Retirement, Asset Allocation, Investment Advisory, Securities, Financial Services
Education
Bachelor of Science Degree - Health and Physical Education, Northern Illinios University 1972-1974
Associate in Arts Degree, College of DuPage, 1970-1972
Diploma, Addison Trail High School, 1967-1970
Will Shahriari Will Shahriari's Smith Barney Experience 1995 - 1997
Job Managing Director at Mesirow Financial
Industry Capital Markets
Experience
Mesirow Financial 2000 - Present
CFA Institute 1996 - Present
Market Technicians Association March 2002 - Present
William R. Hough & Co. 1997 - 2000
Smith Barney 1995 - 1997
Shearson Lehman Brothers 1990 - 1992
Skills
MBS, ABS, Fixed Income, Bonds, Hedge Funds, Portfolio Management, Series 7, Bloomberg, Financial Markets, Trading, Valuation, Financial Modeling, Investments, Capital Markets, Investment Management, Securities, Asset Allocation, Asset Management, Equities, Alternative Investments
Education
Emory University 1990 — 1991
MBA, Finance
College of Charleston 1986 — 1989
BS, Business Administration
Clemson University 1985 — 1986
Business, Engineering
Mesirow Financial 2000 - Present
CFA Institute 1996 - Present
Market Technicians Association March 2002 - Present
William R. Hough & Co. 1997 - 2000
Smith Barney 1995 - 1997
Shearson Lehman Brothers 1990 - 1992
Skills
MBS, ABS, Fixed Income, Bonds, Hedge Funds, Portfolio Management, Series 7, Bloomberg, Financial Markets, Trading, Valuation, Financial Modeling, Investments, Capital Markets, Investment Management, Securities, Asset Allocation, Asset Management, Equities, Alternative Investments
Education
Emory University 1990 — 1991
MBA, Finance
College of Charleston 1986 — 1989
BS, Business Administration
Clemson University 1985 — 1986
Business, Engineering
Beth Scanlan, CFP®, MBA Beth Scanlan, CFP®, MBA's Smith Barney Experience October 1988 - February 2009
Job Director, Credit Suisse
Industry Financial Services
Experience
Credit Suisse February 2009 - Present
Environmental Volunteers July 2012 - September 2014
Smith Barney October 1988 - February 2009
EAInvest, Inc. November 1997 - October 2002
Skills
Non-profit Leadership, Personal Financial..., Portfolio Management, Training
Education
University of California, Berkeley, Haas School of Business 1997 — 2000
MBA, Finance, Entreprenuership
College for Financial Planning 1987 — 1990
CFP, Financial Planning
University of California, Berkeley
BA, Legal Studies, Mass Communications
Credit Suisse February 2009 - Present
Environmental Volunteers July 2012 - September 2014
Smith Barney October 1988 - February 2009
EAInvest, Inc. November 1997 - October 2002
Skills
Non-profit Leadership, Personal Financial..., Portfolio Management, Training
Education
University of California, Berkeley, Haas School of Business 1997 — 2000
MBA, Finance, Entreprenuership
College for Financial Planning 1987 — 1990
CFP, Financial Planning
University of California, Berkeley
BA, Legal Studies, Mass Communications
John Mahnke's Smith Barney Experience April 2002 - February 2007
Job Vice President at Citi
Industry Internet
Experience
Citi October 2010 - Present
TD Ameritrade May 2009 - October 2010
JPMorgan Chase February 2007 - April 2009
Smith Barney April 2002 - February 2007
Smith Barney April 2000 - April 2002
Smith Barney August 1999 - April 2000
Dow Jones/The Wall Street Journal October 1998 - August 1999
General Media International October 1997 - October 1998
Skills
XHTML, AJAX, Integration, CSS, Business Analysis, Web Project Management, Full SDLC, XML, Requirements Gathering, Web Development, User Experience, Project Management, User Interface, Software Documentation, PMP, Strategy, SDLC
Education
Colgate University 1990 — 1994
BA, History, Chinese
Nanjing University 1993 — 1993
Chinese
University School of Milwaukee 1982 — 1990
Citi October 2010 - Present
TD Ameritrade May 2009 - October 2010
JPMorgan Chase February 2007 - April 2009
Smith Barney April 2002 - February 2007
Smith Barney April 2000 - April 2002
Smith Barney August 1999 - April 2000
Dow Jones/The Wall Street Journal October 1998 - August 1999
General Media International October 1997 - October 1998
Skills
XHTML, AJAX, Integration, CSS, Business Analysis, Web Project Management, Full SDLC, XML, Requirements Gathering, Web Development, User Experience, Project Management, User Interface, Software Documentation, PMP, Strategy, SDLC
Education
Colgate University 1990 — 1994
BA, History, Chinese
Nanjing University 1993 — 1993
Chinese
University School of Milwaukee 1982 — 1990
Ramzi Abu Jazar Ramzi Abu Jazar's Smith Barney Experience 2006 - 2007
Job Emerging Market Product Control at HSBC
Industry Financial Services
Experience
HSBC September 2013 - Present
UBS June 2010 - September 2013
Hunter College December 2009 - October 2010
UBS Investment Bank November 2008 - August 2009
UBS Investment Bank 2007 - 2008
Manhattanville College 2006 - 2007
Smith Barney 2006 - 2007
Seeds of Peace 2003 - 2006
Skills
Process Improvement, Conceptual Modeling, Critical Thinking, Derivatives, Fixed Income, Data Analysis, Financial Modeling, Microsoft Excel, Research, Financial Analysis, Economics, Equities, Risk Management, Microsoft Office, Investment Banking, Analysis, VBA, Portfolio Management, Financial Risk, Structured Products, Swaps, Trading, Credit, Emerging Markets, Mutual Funds
Education
City University of New York-Hunter College 2009 — 2013
MA, Applied Mathematics
Manhattanville College 2003 — 2007
BA, Mathematics and Finance
HSBC September 2013 - Present
UBS June 2010 - September 2013
Hunter College December 2009 - October 2010
UBS Investment Bank November 2008 - August 2009
UBS Investment Bank 2007 - 2008
Manhattanville College 2006 - 2007
Smith Barney 2006 - 2007
Seeds of Peace 2003 - 2006
Skills
Process Improvement, Conceptual Modeling, Critical Thinking, Derivatives, Fixed Income, Data Analysis, Financial Modeling, Microsoft Excel, Research, Financial Analysis, Economics, Equities, Risk Management, Microsoft Office, Investment Banking, Analysis, VBA, Portfolio Management, Financial Risk, Structured Products, Swaps, Trading, Credit, Emerging Markets, Mutual Funds
Education
City University of New York-Hunter College 2009 — 2013
MA, Applied Mathematics
Manhattanville College 2003 — 2007
BA, Mathematics and Finance
Kim Kalicky Kim Kalicky's Smith Barney Experience 1984 - 1992
Job Asst Vice President Operations at R. M. Davis wealth management
Industry Financial Services
Experience
Freelance Writer October 2001 - Present
R. M. Davis, Inc. 1993 - Present
Smith Barney 1984 - 1992
Skills
Financial Services, Human Resources, Training, Creating Training..., Writing, Public Speaking /..., Project Management, Manage/Lead Operations..., Leadership, Management, Portfolio Management, Sales, Project Planning, Finance, Process Improvement, Business Analysis, CRM, Public Speaking
Education
Colby College
English
University of Southern Maine
BA, English
Whitelands College of the Roehampton Institute, London, England
Semester Abroad, English
Freelance Writer October 2001 - Present
R. M. Davis, Inc. 1993 - Present
Smith Barney 1984 - 1992
Skills
Financial Services, Human Resources, Training, Creating Training..., Writing, Public Speaking /..., Project Management, Manage/Lead Operations..., Leadership, Management, Portfolio Management, Sales, Project Planning, Finance, Process Improvement, Business Analysis, CRM, Public Speaking
Education
Colby College
English
University of Southern Maine
BA, English
Whitelands College of the Roehampton Institute, London, England
Semester Abroad, English
Jamal Choumane Jamal Choumane's Smith Barney Experience June 1994 - November 1997
Job Partner & Chief Information Officer Investments at Mercer Investments
Industry Financial Services
Experience
Mercer Investments October 2013 - Present
Citigroup 1994 - Present
Citi January 2012 - August 2013
Citigroup - Global Transaction Services August 2004 - December 2011
Citigroup Asset Management March 2003 - September 2004
Citigroup Private Bank July 2002 - November 2003
Salomon Smith Barney November 1997 - July 2002
Smith Barney June 1994 - November 1997
Credit Suisse May 1987 - May 1994
NYNEX April 1986 - May 1987
Skills
Investment management..., Strategic Technology..., Vendor Management, Fixed Income Technology, derivatives technology, technology outsourcing, IT Transformation, Investment Brokerage, Manage Client..., Strategic Planning, Global Management, Talent Management, Asset management, Integration, Financial Services, Program Management, Alternative Investments, Middle Office, IT Strategy, Outsourcing, Equities, Information Technology, Asset Managment, Hedge Funds, Fixed Income, Product Innovation, Back Office, Fund Accounting, E-commerce, Collateral Management, Investment Management, Strategy, Cross-functional Team..., Business Development, Trading Systems, ETFs, Wealth Management, Risk Management, Fund Of Funds, SDLC, Business Analysis, Market Data, Capital Markets, Data Modeling, Asset Management, Electronic Trading, Investments, Prime Brokerage, Derivatives, Investment Banking
Education
City University of New York-Hunter College 1983 — 1986
BA
Mercer Investments October 2013 - Present
Citigroup 1994 - Present
Citi January 2012 - August 2013
Citigroup - Global Transaction Services August 2004 - December 2011
Citigroup Asset Management March 2003 - September 2004
Citigroup Private Bank July 2002 - November 2003
Salomon Smith Barney November 1997 - July 2002
Smith Barney June 1994 - November 1997
Credit Suisse May 1987 - May 1994
NYNEX April 1986 - May 1987
Skills
Investment management..., Strategic Technology..., Vendor Management, Fixed Income Technology, derivatives technology, technology outsourcing, IT Transformation, Investment Brokerage, Manage Client..., Strategic Planning, Global Management, Talent Management, Asset management, Integration, Financial Services, Program Management, Alternative Investments, Middle Office, IT Strategy, Outsourcing, Equities, Information Technology, Asset Managment, Hedge Funds, Fixed Income, Product Innovation, Back Office, Fund Accounting, E-commerce, Collateral Management, Investment Management, Strategy, Cross-functional Team..., Business Development, Trading Systems, ETFs, Wealth Management, Risk Management, Fund Of Funds, SDLC, Business Analysis, Market Data, Capital Markets, Data Modeling, Asset Management, Electronic Trading, Investments, Prime Brokerage, Derivatives, Investment Banking
Education
City University of New York-Hunter College 1983 — 1986
BA
Michael Sava, CFP®, CIMA® Michael Sava, CFP®, CIMA®'s Smith Barney Experience 1993 - 2000
Job Private Wealth Manager at FirsTrust, LLC
Industry Financial Services
Experience
FirsTrust, LLC January 2014 - Present
Henssler Financial 2012 - 2013
College for Financial Planning 2010 - 2011
AMT Homes 2009 - 2011
Merrill Lynch, Private Banking and Investment Group 2005 - 2009
CFA Institute 2003 - 2005
McDonald Investments 2000 - 2003
Smith Barney 1993 - 2000
Skills
Wealth Management, Financial Planning, Retirement Planning, Investments, Investment Policy, Asset Allocation, Risk Management, Tax Planning, Estate Planning, Qualified Retirement..., Alternative Investments
Education
University of Wisconsin-Madison
BA, International Relations-Economics
College for Financial Planning
Certified Financial Planner Program
FirsTrust, LLC January 2014 - Present
Henssler Financial 2012 - 2013
College for Financial Planning 2010 - 2011
AMT Homes 2009 - 2011
Merrill Lynch, Private Banking and Investment Group 2005 - 2009
CFA Institute 2003 - 2005
McDonald Investments 2000 - 2003
Smith Barney 1993 - 2000
Skills
Wealth Management, Financial Planning, Retirement Planning, Investments, Investment Policy, Asset Allocation, Risk Management, Tax Planning, Estate Planning, Qualified Retirement..., Alternative Investments
Education
University of Wisconsin-Madison
BA, International Relations-Economics
College for Financial Planning
Certified Financial Planner Program
Thomas Gabel, CIMA® Thomas Gabel, CIMA®'s Smith Barney Experience November 2005 - March 2007
Job Regional Director for Northern California/Hawaii region Legg Mason
Industry Investment Management
Experience
Legg Mason September 2011 - Present
Legg Mason April 2008 - September 2011
Morgan Stanley May 2007 - March 2008
Smith Barney November 2005 - March 2007
Skills
Mutual Funds, SMAs, Closed End Funds, ETFs, Equities, Fixed Income, 529 Plans, Alternative Investments, Asset Allocation, Competitive Analysis, Public Speaking, Business Development, Busines Development...
Education
College of Charleston 2001 — 2004
Bachelors, Political Science
Legg Mason September 2011 - Present
Legg Mason April 2008 - September 2011
Morgan Stanley May 2007 - March 2008
Smith Barney November 2005 - March 2007
Skills
Mutual Funds, SMAs, Closed End Funds, ETFs, Equities, Fixed Income, 529 Plans, Alternative Investments, Asset Allocation, Competitive Analysis, Public Speaking, Business Development, Busines Development...
Education
College of Charleston 2001 — 2004
Bachelors, Political Science
Matt Manella, CFP® Matt Manella, CFP®'s Smith Barney Experience 2001 - 2002
Job
Industry Financial Services
Experience
MassMutual Financial Group April 2012 - Present
LPL Financial 2010 - 2011
Wachovia 2009 - 2010
Merrill Lynch 2002 - 2009
American Express Financial Advisors 2001 - 2002
Smith Barney 2001 - 2002
MFS Investment Management 2000 - 2001
Fidelity Investments 1999 - 2000
Various 1988 - 1999
Education
Gordon College 1993 — 1998
Bachelor of Arts, Biblical and Theological Studies; Minor: Marine Biology
College for Financial Planning 2000 — 2003
CFP®, Financial Planning
University of Maryland University College 2007 — 2009
Graduate Work, Accounting and Financial Management
Jerusalem University College (JUC) - Old City Jerusalem, Israel 1996 — 1997
Course Work, Biblical and Theological Studies
Sea Education Association (SEA) - Woods Hole, Massachusetts 1995 — 1996
Course Work, Marine Biology
Montana Wilderness School of the Bible (MWSB) - Augusta, Montana 1992 — 1993
St. Paul's (SP) - Brooklandville, Maryland 1989 — 1991
Valley Forge Military Academy & College 1988 — 1989
MassMutual Financial Group April 2012 - Present
LPL Financial 2010 - 2011
Wachovia 2009 - 2010
Merrill Lynch 2002 - 2009
American Express Financial Advisors 2001 - 2002
Smith Barney 2001 - 2002
MFS Investment Management 2000 - 2001
Fidelity Investments 1999 - 2000
Various 1988 - 1999
Education
Gordon College 1993 — 1998
Bachelor of Arts, Biblical and Theological Studies; Minor: Marine Biology
College for Financial Planning 2000 — 2003
CFP®, Financial Planning
University of Maryland University College 2007 — 2009
Graduate Work, Accounting and Financial Management
Jerusalem University College (JUC) - Old City Jerusalem, Israel 1996 — 1997
Course Work, Biblical and Theological Studies
Sea Education Association (SEA) - Woods Hole, Massachusetts 1995 — 1996
Course Work, Marine Biology
Montana Wilderness School of the Bible (MWSB) - Augusta, Montana 1992 — 1993
St. Paul's (SP) - Brooklandville, Maryland 1989 — 1991
Valley Forge Military Academy & College 1988 — 1989
Danielle Holmes, CRPC® Danielle Holmes, CRPC®'s Smith Barney Experience 1993 - May 1995
Job Financial Planner at Dolan Financial Services
Industry Financial Services
Experience
Dolan Financial Services January 2011 - Present
Holmes Office Details August 2009 - February 2013
Cantella & Co., Inc. September 1995 - September 1997
Smith Barney 1993 - May 1995
Skills
Strategic Planning, Public Speaking, Sales Management, Team Building, Coaching, Marketing Strategy, Marketing Communications, Salesforce.com, Retirement Planning, PowerPoint, Financial Services, QuickBooks, Series 7
Education
University of Massachusetts, Amherst
Bachelor's Degree, Behavioral Finance
College for Financial Planning 2014 — 2015
Chartered Retirement Planning CounselorSM
College for Financial Planning 2011 — 2011
Registered Paraplanner
Northern Essex Community College 2009 — 2010
Certificate, Professional Organization
Katharine Gibbs 1991 — 1993
Associates, Secretarial Arts
Newburyport High School 1986 — 1990
Diploma
Dolan Financial Services January 2011 - Present
Holmes Office Details August 2009 - February 2013
Cantella & Co., Inc. September 1995 - September 1997
Smith Barney 1993 - May 1995
Skills
Strategic Planning, Public Speaking, Sales Management, Team Building, Coaching, Marketing Strategy, Marketing Communications, Salesforce.com, Retirement Planning, PowerPoint, Financial Services, QuickBooks, Series 7
Education
University of Massachusetts, Amherst
Bachelor's Degree, Behavioral Finance
College for Financial Planning 2014 — 2015
Chartered Retirement Planning CounselorSM
College for Financial Planning 2011 — 2011
Registered Paraplanner
Northern Essex Community College 2009 — 2010
Certificate, Professional Organization
Katharine Gibbs 1991 — 1993
Associates, Secretarial Arts
Newburyport High School 1986 — 1990
Diploma
Caroline Johnson Caroline Johnson's Smith Barney Experience September 2006 - January 2009
Job Strategic Communications Consultant
Industry Marketing and Advertising
Experience
Self Employed April 2014 - Present
Morgan Stanley January 2009 - February 2014
Smith Barney September 2006 - January 2009
Salomon Brothers 1982 - 1992
Barron's 1980 - 1982
Skills
Strategic Planning, Marketing, Creative Direction, Newsletters, Marketing Communications, Internal Communications, Integrated Marketing
Education
Columbia University in the City of New York 2009 — 2014
Master's Degree, Strategic Communications
Colgate University 1974 — 1978
BA, Political Philosophy
Self Employed April 2014 - Present
Morgan Stanley January 2009 - February 2014
Smith Barney September 2006 - January 2009
Salomon Brothers 1982 - 1992
Barron's 1980 - 1982
Skills
Strategic Planning, Marketing, Creative Direction, Newsletters, Marketing Communications, Internal Communications, Integrated Marketing
Education
Columbia University in the City of New York 2009 — 2014
Master's Degree, Strategic Communications
Colgate University 1974 — 1978
BA, Political Philosophy
William Easley, CFP®, ChFC® William Easley, CFP®, ChFC®'s Smith Barney Experience November 2000 - July 2009
Job Managing DirectorWealth Management at Prosperity Advisory Group
Industry Financial Services
Experience
Prosperity Advisory Group July 2009 - Present
Smith Barney November 2000 - July 2009
George K. Baum & Company September 1998 - November 2000
Piper Jaffray February 1995 - September 1998
American Express Financial Advisors March 1987 - February 1995
Skills
Investments, Wealth Management, Mutual Funds, Retirement Planning, Investment Advisory, Estate Planning, Asset Allocation, Portfolio Management, Strategic Financial..., Asset Managment, Alternative Investments, 401k
Education
The American College 2000 — 2001
College for Financial Planning 1992 — 1994
University of Kansas 1982 — 1986
Bachelor of Arts, Political Science
Prosperity Advisory Group July 2009 - Present
Smith Barney November 2000 - July 2009
George K. Baum & Company September 1998 - November 2000
Piper Jaffray February 1995 - September 1998
American Express Financial Advisors March 1987 - February 1995
Skills
Investments, Wealth Management, Mutual Funds, Retirement Planning, Investment Advisory, Estate Planning, Asset Allocation, Portfolio Management, Strategic Financial..., Asset Managment, Alternative Investments, 401k
Education
The American College 2000 — 2001
College for Financial Planning 1992 — 1994
University of Kansas 1982 — 1986
Bachelor of Arts, Political Science
Brett Holmes, CRPC® Brett Holmes, CRPC®'s Smith Barney Experience June 2008 - August 2008
Job Investment Operations Associate
Industry Financial Services
Experience
Berman McAleer January 2012 - Present
Berman McAleer Inc. September 2010 - January 2012
Morgan Stanley Smith Barney June 2009 - September 2010
Smith Barney June 2008 - August 2008
Skills
Holistic Financial..., Series 7, Series 66, Portfolio Management, Life & Health Insurance..., Disability Insurance, Uniform Combined State..., Business Planning, Business Development, New Business Development, Small Business, Family Business, Strategic Consulting, Franchise Consulting, Consulting, Marketing Strategy, International Marketing, Sales Prospecting, SWOT analysis
Education
College for Financial Planning
CRPC® (Chartered Retirement Planning Counselor SM)
Towson University 2009 — 2011
Bachelors Degree in Business Administration, Entrepreneurship
University of Maryland College Park 2008 — 2009
Loyola Blakefield 2003 — 2007
Berman McAleer January 2012 - Present
Berman McAleer Inc. September 2010 - January 2012
Morgan Stanley Smith Barney June 2009 - September 2010
Smith Barney June 2008 - August 2008
Skills
Holistic Financial..., Series 7, Series 66, Portfolio Management, Life & Health Insurance..., Disability Insurance, Uniform Combined State..., Business Planning, Business Development, New Business Development, Small Business, Family Business, Strategic Consulting, Franchise Consulting, Consulting, Marketing Strategy, International Marketing, Sales Prospecting, SWOT analysis
Education
College for Financial Planning
CRPC® (Chartered Retirement Planning Counselor SM)
Towson University 2009 — 2011
Bachelors Degree in Business Administration, Entrepreneurship
University of Maryland College Park 2008 — 2009
Loyola Blakefield 2003 — 2007
Steven W. Torrico, CRPC®'s Smith Barney Experience March 1987 - February 2009
Job Senior Vice President Wealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS February 2009 - Present
Smith Barney March 1987 - February 2009
Education
College for Financial Planning
CRPC®, Chartered Retirement Planning Counselor
New York University
Certificate, Estate and Gift Taxation and Planning
University of Maryland College Park
B.S., Robert H. Smith School of Business
UBS February 2009 - Present
Smith Barney March 1987 - February 2009
Education
College for Financial Planning
CRPC®, Chartered Retirement Planning Counselor
New York University
Certificate, Estate and Gift Taxation and Planning
University of Maryland College Park
B.S., Robert H. Smith School of Business
Forrest O'Connor Forrest O'Connor's Smith Barney Experience 1996 - 2000
Job Investment Property Specialist Los Angeles
Industry Real Estate
Experience
Teles Properties October 2013 - Present
Prudential California Realty June 2007 - October 2013
Los Feliz Village Business Improvement District 2013 - 2013
Smith Barney 1996 - 2000
City Volunteer Corps September 1989 - June 1995
Skills
Real Estate, Sellers, Short Sales, Selling, Residential, Investments, Foreclosures, Investors, REO, Investment Properties, Single Family Homes, Residential Homes, First Time Home Buyers, Buyer Representation, Leases, Real Estate Financing, Condos, Listings, Luxury, Property, Real Estate Economics, Move Up Buyers, Real Estate Transactions, Townhomes, Real Property, Relocation, 1031 Exchanges, Buyers, Sales, Commercial Real Estate
Education
Claremont Graduate University - Peter F. Drucker and Masatoshi Ito Graduate School of Management 2004 — 2006
MBA, Leadership, Strategic Analysis
University of California, Santa Cruz 1984 — 1988
B.A., Playwriting
Teles Properties October 2013 - Present
Prudential California Realty June 2007 - October 2013
Los Feliz Village Business Improvement District 2013 - 2013
Smith Barney 1996 - 2000
City Volunteer Corps September 1989 - June 1995
Skills
Real Estate, Sellers, Short Sales, Selling, Residential, Investments, Foreclosures, Investors, REO, Investment Properties, Single Family Homes, Residential Homes, First Time Home Buyers, Buyer Representation, Leases, Real Estate Financing, Condos, Listings, Luxury, Property, Real Estate Economics, Move Up Buyers, Real Estate Transactions, Townhomes, Real Property, Relocation, 1031 Exchanges, Buyers, Sales, Commercial Real Estate
Education
Claremont Graduate University - Peter F. Drucker and Masatoshi Ito Graduate School of Management 2004 — 2006
MBA, Leadership, Strategic Analysis
University of California, Santa Cruz 1984 — 1988
B.A., Playwriting
Michele Povelko Michele Povelko's Smith Barney Experience 1995 - 2001
Job Director of Global Supply Chain at Gaming Partners International Corporation
Industry Executive Office
Experience
Gaming Partners International Corporation November 2009 - Present
The Upper Deck Company May 2006 - September 2009
Citi Group November 2003 - June 2006
Prudential Securities September 2001 - November 2003
Smith Barney 1995 - 2001
National Investment & Tax Managers 1992 - 1995
Skills
Forecasting, Strategic Planning, Inventory Management, Management, Process Improvement, Budgets, Purchasing, Supply Chain, Cross-functional Team..., Manufacturing, Customer Service, Leadership, Microsoft Excel, Team Building, Negotiation, Sales, Operations Management, Vendor Management, Business Strategy, Product Development, Project Management, New Business Development, Project Planning, Start-ups, Analysis
Education
University of Phoenix 2001 — 2005
BS, Business Management
College of Southern Nevada 1999 — 2001
AA, General Studies
Las Vegas High School 1984 — 1988
Gaming Partners International Corporation November 2009 - Present
The Upper Deck Company May 2006 - September 2009
Citi Group November 2003 - June 2006
Prudential Securities September 2001 - November 2003
Smith Barney 1995 - 2001
National Investment & Tax Managers 1992 - 1995
Skills
Forecasting, Strategic Planning, Inventory Management, Management, Process Improvement, Budgets, Purchasing, Supply Chain, Cross-functional Team..., Manufacturing, Customer Service, Leadership, Microsoft Excel, Team Building, Negotiation, Sales, Operations Management, Vendor Management, Business Strategy, Product Development, Project Management, New Business Development, Project Planning, Start-ups, Analysis
Education
University of Phoenix 2001 — 2005
BS, Business Management
College of Southern Nevada 1999 — 2001
AA, General Studies
Las Vegas High School 1984 — 1988
James Macko James Macko's Smith Barney Experience 1991 - 1993
Job Managing Director, Equity Trading at Keybanc Capital Markets
Industry Capital Markets
Experience
Keybanc Capital Markets 1993 - Present
Smith Barney 1991 - 1993
Prescott Ball & Turben 1990 - 1991
Roulston Research Corp 1985 - 1990
Skills
Equity Trading, Investment Banking, Institutional, Series 7, Series 63, Series 24, Mutual Funds, Fixed Income, Hedge Funds, FINRA, Investment Management, Bonds, Equity Valuation, Financial Markets, Trading, ETFs
Education
Cleveland State University 1980 — 1984
BBA, Marketing, Finance
Keybanc Capital Markets 1993 - Present
Smith Barney 1991 - 1993
Prescott Ball & Turben 1990 - 1991
Roulston Research Corp 1985 - 1990
Skills
Equity Trading, Investment Banking, Institutional, Series 7, Series 63, Series 24, Mutual Funds, Fixed Income, Hedge Funds, FINRA, Investment Management, Bonds, Equity Valuation, Financial Markets, Trading, ETFs
Education
Cleveland State University 1980 — 1984
BBA, Marketing, Finance
Marshall Smith, Operations & Project Management Marshall Smith, Operations & Project Management's Smith Barney Experience November 1990 - October 1994
Job Project Manager at Lemma Construction
Industry Management Consulting
Experience
Lemma Construction - Modern Custom Builders January 2015 - Present
MARS Group US, LLC August 2011 - Present
SolarCity July 2010 - August 2011
SolarCity August 2008 - August 2010
SolarCity August 2008 - August 2009
MARS Group US November 1994 - July 2008
Smith Barney November 1990 - October 1994
Private Jeweler June 1986 - August 1990
Christopher Webster Real Estate August 1980 - April 1986
Skills
Solar Energy, Renewable Energy, Energy, Business Development, Entrepreneurship, Management, Project Management, Operations Management, Contract Management, Construction Management, Risk Management, Strategic Planning, Alternative Energy, Energy Efficiency, Project Planning, Commercial Real Estate, Microsoft Excel, Budgets, Customer Service, Contract Negotiation, Business Management, PowerPoint, Sales Management, Leadership, Construction, Sustainability, Sustainable Energy, Solar PV, Commercial Solar..., Marketing Strategy, Account Management, Customer Relations, Scheduling, Commercial Roofing, Team Building, Team Leadership, Troubleshooting, Web Design, Engineering, Cleantech, Construction Safety, Graduate Gemologist, Financial Markets, Resourceful, HTML, Closer, Fixing Things, Microsoft Project, Bullshitting, Finance
Education
Claremont McKenna College 1972 — 1986
Bachelor of Arts (B.A.), Philosophy / Economics / History / Arts
Lakeridge High School
High School Diploma, Math, Science, English, Debate, Student Coucil, all sports
Lemma Construction - Modern Custom Builders January 2015 - Present
MARS Group US, LLC August 2011 - Present
SolarCity July 2010 - August 2011
SolarCity August 2008 - August 2010
SolarCity August 2008 - August 2009
MARS Group US November 1994 - July 2008
Smith Barney November 1990 - October 1994
Private Jeweler June 1986 - August 1990
Christopher Webster Real Estate August 1980 - April 1986
Skills
Solar Energy, Renewable Energy, Energy, Business Development, Entrepreneurship, Management, Project Management, Operations Management, Contract Management, Construction Management, Risk Management, Strategic Planning, Alternative Energy, Energy Efficiency, Project Planning, Commercial Real Estate, Microsoft Excel, Budgets, Customer Service, Contract Negotiation, Business Management, PowerPoint, Sales Management, Leadership, Construction, Sustainability, Sustainable Energy, Solar PV, Commercial Solar..., Marketing Strategy, Account Management, Customer Relations, Scheduling, Commercial Roofing, Team Building, Team Leadership, Troubleshooting, Web Design, Engineering, Cleantech, Construction Safety, Graduate Gemologist, Financial Markets, Resourceful, HTML, Closer, Fixing Things, Microsoft Project, Bullshitting, Finance
Education
Claremont McKenna College 1972 — 1986
Bachelor of Arts (B.A.), Philosophy / Economics / History / Arts
Lakeridge High School
High School Diploma, Math, Science, English, Debate, Student Coucil, all sports
Joe D'Agostino Joe D'Agostino's Smith Barney Experience 1994 - 2005
Job Partner and Chief Operating Officer at WestEnd Advisors, LLC
Industry Financial Services
Experience
American Century Investments® 2012 - 2015
Morgan Stanley Wealth Management 2007 - 2012
Citi Smith Barney 2005 - 2007
Smith Barney 1994 - 2005
Smith Barney Shearson 1992 - 1994
Shearson Lehman Hutton 1990 - 1992
Shearson Lehman Brothers 1987 - 1990
The Robinson-Humphrey Company, a Division of Shearson American Express 1984 - 1987
The Coca-Cola Company 1983 - 1984
Manufacturers Hanover Trust 1979 - 1981
Skills
Mutual Funds, Wealth Management, Asset Management, Alternative Investments, Equities, ETFs, Asset Allocation, Financial Services, Investment Management, Portfolio Management, Insurance, Team Leadership, Strategy, Fixed Income, Closed-end Funds, Hedge Funds, Unit Investment Trusts, Fixed Annuities, Recruiting, Selecting..., Annuities, UITs
Education
Columbia University - Columbia Business School 1981 — 1983
MBA, Marketing and Finance
College of the Holy Cross 1975 — 1979
BA, Philosophy and Economics
American Century Investments® 2012 - 2015
Morgan Stanley Wealth Management 2007 - 2012
Citi Smith Barney 2005 - 2007
Smith Barney 1994 - 2005
Smith Barney Shearson 1992 - 1994
Shearson Lehman Hutton 1990 - 1992
Shearson Lehman Brothers 1987 - 1990
The Robinson-Humphrey Company, a Division of Shearson American Express 1984 - 1987
The Coca-Cola Company 1983 - 1984
Manufacturers Hanover Trust 1979 - 1981
Skills
Mutual Funds, Wealth Management, Asset Management, Alternative Investments, Equities, ETFs, Asset Allocation, Financial Services, Investment Management, Portfolio Management, Insurance, Team Leadership, Strategy, Fixed Income, Closed-end Funds, Hedge Funds, Unit Investment Trusts, Fixed Annuities, Recruiting, Selecting..., Annuities, UITs
Education
Columbia University - Columbia Business School 1981 — 1983
MBA, Marketing and Finance
College of the Holy Cross 1975 — 1979
BA, Philosophy and Economics
Jenny Elstein Jenny Elstein's Smith Barney Experience March 1998 - April 2003
Job Senior Vice President at Weston Banks Wealth Partners
Industry Financial Services
Experience
Weston Banks Wealth Partners April 2015 - Present
Principal Financial Group March 2013 - April 2015
Principal Financial Group March 2009 - March 2013
Principal Financial Group September 2007 - March 2009
Principal Financial Group January 2006 - September 2007
Merrill Lynch February 2004 - January 2006
SBC Southwestern Bell Yellow April 2003 - January 2004
Smith Barney March 1998 - April 2003
Skills
Series 7, Series 63, Non-Qualified Deferred..., Retirement, 409A, Process Improvement, Business Planning, Insurance, Relationship Management, Client Services, Defined Benefit, Administration, Operational Analysis, Business Analysis, Customer Relations, Investments, Account Management, Mutual Funds, Financial Services, Wealth Management..., Microsoft Excel, Series 6, Customer Service, Excel, Problem Solving, Word, Securities, Research, PowerPoint, Outlook, Series 65, Client Service, Microsoft Office, Project Management, Business Process..., Operational Excellence, Operations Management, Operational Planning
Education
College of San Mateo
Weston Banks Wealth Partners April 2015 - Present
Principal Financial Group March 2013 - April 2015
Principal Financial Group March 2009 - March 2013
Principal Financial Group September 2007 - March 2009
Principal Financial Group January 2006 - September 2007
Merrill Lynch February 2004 - January 2006
SBC Southwestern Bell Yellow April 2003 - January 2004
Smith Barney March 1998 - April 2003
Skills
Series 7, Series 63, Non-Qualified Deferred..., Retirement, 409A, Process Improvement, Business Planning, Insurance, Relationship Management, Client Services, Defined Benefit, Administration, Operational Analysis, Business Analysis, Customer Relations, Investments, Account Management, Mutual Funds, Financial Services, Wealth Management..., Microsoft Excel, Series 6, Customer Service, Excel, Problem Solving, Word, Securities, Research, PowerPoint, Outlook, Series 65, Client Service, Microsoft Office, Project Management, Business Process..., Operational Excellence, Operations Management, Operational Planning
Education
College of San Mateo
Connie Sanchez, MS, EdM, MBA's Smith Barney Experience February 2000 - July 2009
Job Executive Director at Unity Charter School
Industry Education Management
Experience
Unity Charter School July 2015 - Present
New Jersey City University September 2014 - Present
Elizabeth Board of Education September 2010 - September 2015
Merck Institute for Science Education January 2011 - September 2014
Smith Barney February 2000 - July 2009
USHCC 2006 - 2007
Skills
Teaching, Curriculum Development, Curriculum Design, Tutoring, Educational Leadership, Teacher Training, Research, Educational Technology, Classroom, Staff Development, Higher Education, Public Speaking, Spanish, Program Development, Lesson Planning, Portuguese, Science, STEM, Grant Writing, Special Education, Leadership, Literacy
Education
Texas A&M
Master of Business Administration (M.B.A.), Business Administration
Columbia University Teachers College 2012 — 2013
EdM, School Building Leadership and Administration
College of Saint Elizabeth
Master's Degree, Business Management - Organizational Change
Benedictine Academy
Unity Charter School July 2015 - Present
New Jersey City University September 2014 - Present
Elizabeth Board of Education September 2010 - September 2015
Merck Institute for Science Education January 2011 - September 2014
Smith Barney February 2000 - July 2009
USHCC 2006 - 2007
Skills
Teaching, Curriculum Development, Curriculum Design, Tutoring, Educational Leadership, Teacher Training, Research, Educational Technology, Classroom, Staff Development, Higher Education, Public Speaking, Spanish, Program Development, Lesson Planning, Portuguese, Science, STEM, Grant Writing, Special Education, Leadership, Literacy
Education
Texas A&M
Master of Business Administration (M.B.A.), Business Administration
Columbia University Teachers College 2012 — 2013
EdM, School Building Leadership and Administration
College of Saint Elizabeth
Master's Degree, Business Management - Organizational Change
Benedictine Academy
Edith Hanzy, MHRM's Smith Barney Experience March 2005 - March 2007
Job HR Rep Downstream & Chemicals at Chevron
Industry Human Resources
Experience
Chevron September 2012 - Present
Pacific Gas and Electric Company May 2012 - September 2012
Chevron February 2011 - February 2012
The Coca-Cola Company November 2010 - February 2011
John Deere Landscapes April 2008 - August 2009
Macys Systems and Technology December 2007 - April 2008
Smith Barney March 2005 - March 2007
Education
Keller Graduate School of Management of DeVry University 2007 — 2009
MA, Human Resources Management
Clark Atlanta University 2000 — 2004
BA, Speech Communication
Chevron September 2012 - Present
Pacific Gas and Electric Company May 2012 - September 2012
Chevron February 2011 - February 2012
The Coca-Cola Company November 2010 - February 2011
John Deere Landscapes April 2008 - August 2009
Macys Systems and Technology December 2007 - April 2008
Smith Barney March 2005 - March 2007
Education
Keller Graduate School of Management of DeVry University 2007 — 2009
MA, Human Resources Management
Clark Atlanta University 2000 — 2004
BA, Speech Communication
Brandon Haase's Smith Barney Experience November 2004 - May 2009
Job Associate Vice President – Financial Advisor, Consulting Group at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management May 2009 - Present
Smith Barney November 2004 - May 2009
The Brickman Group June 1998 - October 2004
Education
State University of New York College of Agriculture and Technology at Cobleskill 1996 — 1998
BT, Landscape Development
Colorado State University 1992 — 1994
RBC Wealth Management May 2009 - Present
Smith Barney November 2004 - May 2009
The Brickman Group June 1998 - October 2004
Education
State University of New York College of Agriculture and Technology at Cobleskill 1996 — 1998
BT, Landscape Development
Colorado State University 1992 — 1994
Ken Hajdik Ken Hajdik's Smith Barney Experience September 2002 - May 2009
Job Certified Financial Planner™ at Raymond James Financial Services
Industry Financial Services
Experience
Raymond James Financial Services, Inc member FINRA/SIPC May 2009 - Present
Young Life Greater Houston Region 2012 - 2015
Smith Barney September 2002 - May 2009
American Business Retirement September 2001 - August 2002
Houston High Tech Recruiter's Network 1991 - 2002
CGI (formerly Deloitte Consulting/DRT Systems) May 1998 - April 2001
Skills
Investments, Asset Management, Financial Planning, Retirement Planning, Retirement Income..., Estate Planning, Education Funding..., Asset Protection, Asset Managment, Strategic Financial..., Finance, Wealth Management, Strategy, Business Analysis, Financial Services, Small Business, Business Development, Integration, Risk Management, Retirement, SDLC, Management, Consulting
Education
College for Financial Planning 2005 — 2006
Certified Financial Planner™, Retirement, Estate and Financial Planning
Texas State Technical College 1975 — 1977
AAS, Computer Science
Raymond James Financial Services, Inc member FINRA/SIPC May 2009 - Present
Young Life Greater Houston Region 2012 - 2015
Smith Barney September 2002 - May 2009
American Business Retirement September 2001 - August 2002
Houston High Tech Recruiter's Network 1991 - 2002
CGI (formerly Deloitte Consulting/DRT Systems) May 1998 - April 2001
Skills
Investments, Asset Management, Financial Planning, Retirement Planning, Retirement Income..., Estate Planning, Education Funding..., Asset Protection, Asset Managment, Strategic Financial..., Finance, Wealth Management, Strategy, Business Analysis, Financial Services, Small Business, Business Development, Integration, Risk Management, Retirement, SDLC, Management, Consulting
Education
College for Financial Planning 2005 — 2006
Certified Financial Planner™, Retirement, Estate and Financial Planning
Texas State Technical College 1975 — 1977
AAS, Computer Science
Adam Waitkevich's Smith Barney Experience February 2004 - October 2007
Job CFP®, AIF®, CDFA™ President/Founder Coppertree, LLC President/Founder Divorce Financial Solutions, LLC.
Industry Financial Services
Experience
Coppertree® August 2011 - Present
Divorce Financial Solutions, LLC January 2010 - Present
Morgan Stanley Smith Barney October 2007 - February 2010
Smith Barney February 2004 - October 2007
Skills
QDRO Preparation, QDRO Review, Divorce Consulting, Retirement Planning, Investments, Financial Planning, Financial Advisory, Finance
Education
Clark University 1999 — 2003
B.S., Economics
Timberlane
Coppertree® August 2011 - Present
Divorce Financial Solutions, LLC January 2010 - Present
Morgan Stanley Smith Barney October 2007 - February 2010
Smith Barney February 2004 - October 2007
Skills
QDRO Preparation, QDRO Review, Divorce Consulting, Retirement Planning, Investments, Financial Planning, Financial Advisory, Finance
Education
Clark University 1999 — 2003
B.S., Economics
Timberlane
Jean Sweeney Jean Sweeney's Smith Barney Experience August 1993 - September 1997
Job Thought Leader, Speaker, Blogger for Women's Equality, ERA & Celebrating the Divine Mystery as both Female & Male
Industry Think Tanks
Experience
Rethinking Eve LLC September 2014 - Present
Maloof Browne & Eagan LLC January 1998 - September 2014
Smith Barney August 1993 - September 1997
American Express/Shearson Lehman Brothers February 1991 - August 1993
Emmet, Marvin & Martin, LLP January 1987 - December 1990
First Investors February 1984 - December 1987
CBS Corporation October 1978 - August 1979
PepsiCo May 1978 - September 1978
Skills
Women's Rights, Equal Rights Amendment, Women's Empowerment, Public Speaking, Entrepreneurship, Teaching, Title IX, Artist, Jewelry Design, Corporate Law
Education
St. John's University School of Law 1979 — 1982
JD, Law
College of the Holy Cross 1974 — 1978
Bachelor’s Degree, English Literature
Scarsdale High School 1970 — 1974
High School Degree
Rethinking Eve LLC September 2014 - Present
Maloof Browne & Eagan LLC January 1998 - September 2014
Smith Barney August 1993 - September 1997
American Express/Shearson Lehman Brothers February 1991 - August 1993
Emmet, Marvin & Martin, LLP January 1987 - December 1990
First Investors February 1984 - December 1987
CBS Corporation October 1978 - August 1979
PepsiCo May 1978 - September 1978
Skills
Women's Rights, Equal Rights Amendment, Women's Empowerment, Public Speaking, Entrepreneurship, Teaching, Title IX, Artist, Jewelry Design, Corporate Law
Education
St. John's University School of Law 1979 — 1982
JD, Law
College of the Holy Cross 1974 — 1978
Bachelor’s Degree, English Literature
Scarsdale High School 1970 — 1974
High School Degree
Mike Samara's Smith Barney Experience May 2004 - July 2008
Job Manager , USAA
Industry Financial Services
Experience
USAA 2008 - Present
Smith Barney May 2004 - July 2008
Skills
Banking, Credit, Risk Management, Investments, Mortgage Lending, Underwriting, Customer Service, Series 7, Wealth Management, Mutual Funds, Loans, Financial Services, Portfolio Management, Sales, Strategic Financial..., Retirement Planning, Financial Planning, Asset Allocation, Finance
Education
Clark University
Bachelor of Arts (BA), Business Administration and Management, General
USAA 2008 - Present
Smith Barney May 2004 - July 2008
Skills
Banking, Credit, Risk Management, Investments, Mortgage Lending, Underwriting, Customer Service, Series 7, Wealth Management, Mutual Funds, Loans, Financial Services, Portfolio Management, Sales, Strategic Financial..., Retirement Planning, Financial Planning, Asset Allocation, Finance
Education
Clark University
Bachelor of Arts (BA), Business Administration and Management, General
Christian Boyle's Smith Barney Experience February 2000 - May 2000
Job Business & Competitive Information Analyst at EMD Millipore
Industry Internet
Experience
EMD Millipore March 2015 - Present
Monster Worldwide, Inc July 2010 - March 2015
Monster Worldwide, Inc. April 2007 - June 2010
Urban & Associates, Inc October 2004 - March 2007
Urban & Associates, Inc. November 2002 - September 2004
Urban & Associates, Inc. September 2000 - October 2002
Smith Barney February 2000 - May 2000
United States Senator Joseph Lieberman December 1999 - January 2000
Skills
Competitive Analysis, Market Research, Management, Online Research, Competitive Intelligence, Marketing, Strategy, SWOT analysis, Analysis, Analytics, Sales Presentations, Business Strategy, New Business Development, CRM, Advertising, Market Analysis, Pricing, Customer Acquisition, SEM, Market Share Analysis, Sales Rep Training, Microsoft Word, Trend Analysis, Microsoft Excel, PowerPoint, Factiva, ProQuest Dialog, Capital IQ, Outlook, Salesforce.com, comScore, Thomson One
Education
Clark University 1996 — 2000
Bachelor’s Degree, History
Watkinson School 1992 — 1996
High School
EMD Millipore March 2015 - Present
Monster Worldwide, Inc July 2010 - March 2015
Monster Worldwide, Inc. April 2007 - June 2010
Urban & Associates, Inc October 2004 - March 2007
Urban & Associates, Inc. November 2002 - September 2004
Urban & Associates, Inc. September 2000 - October 2002
Smith Barney February 2000 - May 2000
United States Senator Joseph Lieberman December 1999 - January 2000
Skills
Competitive Analysis, Market Research, Management, Online Research, Competitive Intelligence, Marketing, Strategy, SWOT analysis, Analysis, Analytics, Sales Presentations, Business Strategy, New Business Development, CRM, Advertising, Market Analysis, Pricing, Customer Acquisition, SEM, Market Share Analysis, Sales Rep Training, Microsoft Word, Trend Analysis, Microsoft Excel, PowerPoint, Factiva, ProQuest Dialog, Capital IQ, Outlook, Salesforce.com, comScore, Thomson One
Education
Clark University 1996 — 2000
Bachelor’s Degree, History
Watkinson School 1992 — 1996
High School
David Emig David Emig's Smith Barney Experience February 2006 - February 2009
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC 2009 - Present
Smith Barney February 2006 - February 2009
Legg Mason September 2000 - February 2006
United States Marine Corps June 1990 - October 1991
Education
College for Financial Planning
Accredited Asset Management Specialist, Planning and Services
Wells Fargo Advisors, LLC 2009 - Present
Smith Barney February 2006 - February 2009
Legg Mason September 2000 - February 2006
United States Marine Corps June 1990 - October 1991
Education
College for Financial Planning
Accredited Asset Management Specialist, Planning and Services
Bill Cowley Bill Cowley's Smith Barney Experience June 1989 - July 1990
Job Owner/Operator, Cowley's Termite & Pest Services, Inc.
Industry Consumer Services
Experience
Cowley's Termite & Pest Services, Inc. April 1996 - Present
CAI-NJ 1996 - Present
Cowmot Corporation, DBA The Athletes Foot March 1990 - March 1996
Smith Barney June 1989 - July 1990
Skills
PPC, Strategic Partnerships, Renovation, Customer Service, Strategic Planning, New Business Development, Budgets, Real Estate, Residential Homes, Contract Negotiation, Property Management, Sales Management, Team Building, Small Business, Negotiation, Sales, Account Management, Management, Public Speaking, Operations Management, Social Networking, Process Scheduler, Public Relations, Social Media, Advertising, Marketing Strategy, Marketing, Pest Control, Contract Management, Social Media Marketing, Start-ups, Event Planning, Training, Customer Satisfaction, Coaching, Selling, Strategy, Retail, Online Advertising, Brand Development, B2B, Customer Retention, Business Development, Cold Calling, Direct Sales, Purchasing, Lawn Care, Business Strategy, Mold Remediation, Entrepreneurship
Education
College of the Holy Cross 1981 — 1985
BS, History
Villanova University 1980 — 1981
Liberal Arts
Cowley's Termite & Pest Services, Inc. April 1996 - Present
CAI-NJ 1996 - Present
Cowmot Corporation, DBA The Athletes Foot March 1990 - March 1996
Smith Barney June 1989 - July 1990
Skills
PPC, Strategic Partnerships, Renovation, Customer Service, Strategic Planning, New Business Development, Budgets, Real Estate, Residential Homes, Contract Negotiation, Property Management, Sales Management, Team Building, Small Business, Negotiation, Sales, Account Management, Management, Public Speaking, Operations Management, Social Networking, Process Scheduler, Public Relations, Social Media, Advertising, Marketing Strategy, Marketing, Pest Control, Contract Management, Social Media Marketing, Start-ups, Event Planning, Training, Customer Satisfaction, Coaching, Selling, Strategy, Retail, Online Advertising, Brand Development, B2B, Customer Retention, Business Development, Cold Calling, Direct Sales, Purchasing, Lawn Care, Business Strategy, Mold Remediation, Entrepreneurship
Education
College of the Holy Cross 1981 — 1985
BS, History
Villanova University 1980 — 1981
Liberal Arts
Lauren Greico-Hrivnak Lauren Greico-Hrivnak's Smith Barney Experience May 2007 - October 2008
Job Senior Director Product and Project Strategist at Fidelity Investments (National Financial)
Industry Financial Services
Experience
Fidelity Investments March 2015 - Present
Morgan Stanley Smith Barney October 2008 - August 2014
Smith Barney May 2007 - October 2008
Smith Barney July 2005 - May 2007
Smith Barney February 2002 - July 2005
Gruntal & Co. July 2000 - June 2002
Skills
Portfolio Management, Wealth Management, Retirement Planning, Series 7, Alternative Investments, Series 63, Asset Allocation, Mutual Funds, Retirement, Investment Strategies, Financial Advisory, Investment Advisory, Uniform Combined State..., Series 24, FINRA, 401k, ETFs, Financial Services, Securities, Strategic Financial..., Financial Planning
Education
Coastal Carolina University 1996 — 2000
BA, Finance
Fidelity Investments March 2015 - Present
Morgan Stanley Smith Barney October 2008 - August 2014
Smith Barney May 2007 - October 2008
Smith Barney July 2005 - May 2007
Smith Barney February 2002 - July 2005
Gruntal & Co. July 2000 - June 2002
Skills
Portfolio Management, Wealth Management, Retirement Planning, Series 7, Alternative Investments, Series 63, Asset Allocation, Mutual Funds, Retirement, Investment Strategies, Financial Advisory, Investment Advisory, Uniform Combined State..., Series 24, FINRA, 401k, ETFs, Financial Services, Securities, Strategic Financial..., Financial Planning
Education
Coastal Carolina University 1996 — 2000
BA, Finance
Suzanne Swain Suzanne Swain's Smith Barney Experience 1988 - 1990
Job Operations Manager at RealFood Consulting, Inc.
Industry Financial Services
Experience
RealFood Consulting, Inc. June 2015 - Present
Credit Suisse First Boston 1990 - 1995
Smith Barney 1988 - 1990
The Colonial Group Inc August 1986 - 1988
Pacific Stock Exchange Floor 1985 - 1985
Skills
Public Speaking, Strategic Planning, Bonds, Event Planning, Series 7, Institutional..., Marketing, Customer Service, Public Relations, Municipal Bonds, Sales, Event Management, Marketing Strategy, Fundraising, New Business Development, Marketing Communications, Risk Management, Research, Equity Trading, Team Building, Mutual Funds, Investments, Insurance
Education
Colby College 1982 — 1986
BA
RealFood Consulting, Inc. June 2015 - Present
Credit Suisse First Boston 1990 - 1995
Smith Barney 1988 - 1990
The Colonial Group Inc August 1986 - 1988
Pacific Stock Exchange Floor 1985 - 1985
Skills
Public Speaking, Strategic Planning, Bonds, Event Planning, Series 7, Institutional..., Marketing, Customer Service, Public Relations, Municipal Bonds, Sales, Event Management, Marketing Strategy, Fundraising, New Business Development, Marketing Communications, Risk Management, Research, Equity Trading, Team Building, Mutual Funds, Investments, Insurance
Education
Colby College 1982 — 1986
BA
Edward Meyers's Smith Barney Experience 1993 - 1996
Job Managing Director at BMO Capital Markets
Industry Capital Markets
Experience
BMO Capital Markets April 2009 - Present
Goldman Sachs & Co. 2004 - 2009
Banc One Capital Markets 2000 - 2004
New Harbor Incorporated 1997 - 2001
Duke/Louis Dreyfus LLC 1996 - 1997
Smith Barney 1993 - 1996
The First Boston Corporation 1977 - 1993
Skills
Public Finance, Debt, Capital Markets, Investment Banking, Valuation, Investments, Fixed Income, Derivatives, Portfolio Management, Finance
Education
Fordham University School of Law 1974 — 1977
JD, Law
College of the Holy Cross 1969 — 1974
AB, Political Science
BMO Capital Markets April 2009 - Present
Goldman Sachs & Co. 2004 - 2009
Banc One Capital Markets 2000 - 2004
New Harbor Incorporated 1997 - 2001
Duke/Louis Dreyfus LLC 1996 - 1997
Smith Barney 1993 - 1996
The First Boston Corporation 1977 - 1993
Skills
Public Finance, Debt, Capital Markets, Investment Banking, Valuation, Investments, Fixed Income, Derivatives, Portfolio Management, Finance
Education
Fordham University School of Law 1974 — 1977
JD, Law
College of the Holy Cross 1969 — 1974
AB, Political Science
Cheri Solomon Cheri Solomon's Smith Barney Experience December 2003 - September 2007
Job Executive Admin, Office Manager, Small Business Owner
Industry Financial Services
Evan Wolk Evan Wolk's Smith Barney Experience April 2004 - July 2006
Job Managing Director, Wolk Financial Management, Inc.
Industry Financial Services
Experience
Wolk Financial Management July 2006 - Present
Haar Capital Management July 2006 - August 2015
Smith Barney April 2004 - July 2006
UBS August 2002 - April 2004
JP Morgan Chase July 1994 - March 2002
Yasuda Bank and Trust September 1989 - June 1994
United States Department of State July 1985 - February 1989
Education
College for Financial Planning 2014 — 2015
CRPC, Chartered Retirement Planning Counselor, Retirement Planning
The George Washington University 1985 — 1989
Bachelor's Degree, International Economics
Wolk Financial Management July 2006 - Present
Haar Capital Management July 2006 - August 2015
Smith Barney April 2004 - July 2006
UBS August 2002 - April 2004
JP Morgan Chase July 1994 - March 2002
Yasuda Bank and Trust September 1989 - June 1994
United States Department of State July 1985 - February 1989
Education
College for Financial Planning 2014 — 2015
CRPC, Chartered Retirement Planning Counselor, Retirement Planning
The George Washington University 1985 — 1989
Bachelor's Degree, International Economics
Randy R. Price, CFP®, CIMA®, CIMC®'s Smith Barney Experience 1987 - 1999
Job Managing Director Financial Advisor at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management September 1999 - Present
Smith Barney 1987 - 1999
Kanaly Trust, LTA 1981 - 1987
Education
University of Pennsylvania - The Wharton School 1990 — 1990
Certified Investment Management Analyst (CIMA®) Designation
College for Financial Planning 1985 — 1986
CERTIFIED FINANCIAL PLANNER™ (CFP®) Designation
University of Tennessee-Knoxville 1978 — 1980
Master of Business Administration (MBA), Banking and Finance
University of Tennessee-Knoxville 1974 — 1978
Bachelor of Business Administration (B.B.A.)
RBC Wealth Management September 1999 - Present
Smith Barney 1987 - 1999
Kanaly Trust, LTA 1981 - 1987
Education
University of Pennsylvania - The Wharton School 1990 — 1990
Certified Investment Management Analyst (CIMA®) Designation
College for Financial Planning 1985 — 1986
CERTIFIED FINANCIAL PLANNER™ (CFP®) Designation
University of Tennessee-Knoxville 1978 — 1980
Master of Business Administration (MBA), Banking and Finance
University of Tennessee-Knoxville 1974 — 1978
Bachelor of Business Administration (B.B.A.)
Gene O'Dell, AAMS® Gene O'Dell, AAMS®'s Smith Barney Experience 2000 - 2002
Job The O'Dell Financial Group of Wells Fargo Advisors
Industry Financial Services
Experience
The O'Dell Financial Group of Wells Fargo Advisors, LLC 2006 - Present
Habitat for Humanity Springfield MO 2011 - Present
Altis Insurance Agency Inc. (Allstate) 2005 - 2006
State Farm Insurance 2002 - 2005
Smith Barney 2000 - 2002
RadioShack 1993 - 1999
Skills
Investments, Retirement Planning, Mutual Funds, Retirement, Wealth Management, Fixed Annuities, 401k, Asset Allocation, Alternative Investments, Strategic Planning, IRAs, Finance, Marketing, Financial Services, Portfolio Management, Investment Strategies
Education
Evangel University
Bachelors of Business Administration, Management
College for Financial Planning
Accredited Asset Management Specialist
Dale Carnegie Course: Effective Communications & Human Relations
The O'Dell Financial Group of Wells Fargo Advisors, LLC 2006 - Present
Habitat for Humanity Springfield MO 2011 - Present
Altis Insurance Agency Inc. (Allstate) 2005 - 2006
State Farm Insurance 2002 - 2005
Smith Barney 2000 - 2002
RadioShack 1993 - 1999
Skills
Investments, Retirement Planning, Mutual Funds, Retirement, Wealth Management, Fixed Annuities, 401k, Asset Allocation, Alternative Investments, Strategic Planning, IRAs, Finance, Marketing, Financial Services, Portfolio Management, Investment Strategies
Education
Evangel University
Bachelors of Business Administration, Management
College for Financial Planning
Accredited Asset Management Specialist
Dale Carnegie Course: Effective Communications & Human Relations
Frank M Lundy, CLU Frank M Lundy, CLU's Smith Barney Experience 1991 - 2005
Job Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC 2005 - Present
Smith Barney 1991 - 2005
Skills
Investments, Fixed Annuities, Risk Management, Life Insurance, Mutual Funds, Financial Analysis, Insurance, Underwriting, Retirement Planning, Estate Investment...
Education
Clemson University 1979 — 1983
Microbiology
hammond school
Wells Fargo Advisors, LLC 2005 - Present
Smith Barney 1991 - 2005
Skills
Investments, Fixed Annuities, Risk Management, Life Insurance, Mutual Funds, Financial Analysis, Insurance, Underwriting, Retirement Planning, Estate Investment...
Education
Clemson University 1979 — 1983
Microbiology
hammond school
David Jahns David Jahns's Smith Barney Experience 1988 - 1990
Job Managing Partner at Galen Partners
Industry Venture Capital & Private Equity
Experience
Galen Partners 1993 - Present
Smith Barney 1988 - 1990
Skills
Private Equity, Venture Capital, Investment Banking, Entrepreneurship, Corporate Development, Growth Capital, Business Strategy, Recapitalizations, Deal Sourcing, Mergers, Buyouts, Strategic Planning, Management Consulting, Capital Raising, Private Placements, Due Diligence, LBO, Healthcare, Principal Investing, M&A experience, Mezzanine, Corporate Finance, Mergers & Acquisitions, IPO, Strategy, Financial Modeling
Education
Northwestern University - Kellogg School of Management 1991 — 1993
MBA
Colgate University 1984 — 1988
BA
The London School of Economics and Political Science (LSE) 1986 — 1987
The Pingry School 1980 — 1984
Galen Partners 1993 - Present
Smith Barney 1988 - 1990
Skills
Private Equity, Venture Capital, Investment Banking, Entrepreneurship, Corporate Development, Growth Capital, Business Strategy, Recapitalizations, Deal Sourcing, Mergers, Buyouts, Strategic Planning, Management Consulting, Capital Raising, Private Placements, Due Diligence, LBO, Healthcare, Principal Investing, M&A experience, Mezzanine, Corporate Finance, Mergers & Acquisitions, IPO, Strategy, Financial Modeling
Education
Northwestern University - Kellogg School of Management 1991 — 1993
MBA
Colgate University 1984 — 1988
BA
The London School of Economics and Political Science (LSE) 1986 — 1987
The Pingry School 1980 — 1984
Andrew Fatch Andrew Fatch's Smith Barney Experience June 2008 - September 2008
Job Associate at Goode Partners
Industry Financial Services
Experience
Goode Partners August 2015 - Present
Cowen and Company July 2013 - August 2015
Cowen and Company June 2012 - August 2012
Sagient Research July 2010 - March 2012
Callan Capital February 2010 - July 2010
PCG Capital Partners September 2009 - February 2010
Smith Barney June 2008 - September 2008
Skills
Financial Modeling, Valuation, Financial Analysis, Investments, Corporate Finance, Due Diligence, Investment Banking, Bloomberg, Economics, Data Analysis, Microsoft Excel, Market Analysis, Forecasting, Charity Work, Equities
Education
Claremont McKenna College 2012 — 2013
Master's, Finance
University of California, San Diego
BA, Economics
University of California, San Diego Extension
Professional Certificate, Financial Analysis
Ukiah High School
Goode Partners August 2015 - Present
Cowen and Company July 2013 - August 2015
Cowen and Company June 2012 - August 2012
Sagient Research July 2010 - March 2012
Callan Capital February 2010 - July 2010
PCG Capital Partners September 2009 - February 2010
Smith Barney June 2008 - September 2008
Skills
Financial Modeling, Valuation, Financial Analysis, Investments, Corporate Finance, Due Diligence, Investment Banking, Bloomberg, Economics, Data Analysis, Microsoft Excel, Market Analysis, Forecasting, Charity Work, Equities
Education
Claremont McKenna College 2012 — 2013
Master's, Finance
University of California, San Diego
BA, Economics
University of California, San Diego Extension
Professional Certificate, Financial Analysis
Ukiah High School
Peter Caruso, CFP ® Peter Caruso, CFP ®'s Smith Barney Experience December 2005 - January 2009
Job Financial Advisor
Industry Financial Services
Experience
Wells Fargo Advisors, LLC January 2009 - Present
Smith Barney December 2005 - January 2009
Legg Mason 1996 - November 2005
shawmut bank 1990 - 1992
Skills
Wealth Management, Wealth Preservation..., Investments, Finance, Asset Allocation, Public Speaking, Risk Management, Business-succession..., Concentrated Stock..., Fixed Income Strategies, Insurance, Multi-generational..., Strategic Planning, Tax-efficient Strategies, Estate Planning...
Education
College for Financial Planning 2000 — 2003
CFP®
Nichols College 1986 — 1990
bachelors, management
Wells Fargo Advisors, LLC January 2009 - Present
Smith Barney December 2005 - January 2009
Legg Mason 1996 - November 2005
shawmut bank 1990 - 1992
Skills
Wealth Management, Wealth Preservation..., Investments, Finance, Asset Allocation, Public Speaking, Risk Management, Business-succession..., Concentrated Stock..., Fixed Income Strategies, Insurance, Multi-generational..., Strategic Planning, Tax-efficient Strategies, Estate Planning...
Education
College for Financial Planning 2000 — 2003
CFP®
Nichols College 1986 — 1990
bachelors, management
Joe Kringdon Joe Kringdon's Smith Barney Experience 1986 - 1999
Job Managing Director/Head of Intermediary Distribution at Columbia Management
Industry Financial Services
Experience
Columbia Management August 2014 - Present
Pioneer Investments June 2008 - August 2014
Putnam Investments April 1999 - May 2008
Smith Barney 1986 - 1999
Merrill Lynch August 1981 - August 1986
The Real Paper November 1980 - April 1981
Meredith July 1980 - November 1980
Skills
Mutual Funds, Marketing, Relationship Management, Sales, Management, Business Strategy, Strategic Communications, Alternative Investments, Asset Allocation, Asset Management, CRM, Equities, Finance, Financial Services, Insurance, Investments, Leadership, Market Research, Marketing Strategy, New Business Development, Portfolio Management, Retail, Retirement, Sales Operations, Securities, Series 63, Series 7, Strategic Planning, Strategy, Wealth Management
Education
College of the Holy Cross 1976 — 1980
BA, English
Blessed Sacrament High School 1972 — 1976
Columbia Management August 2014 - Present
Pioneer Investments June 2008 - August 2014
Putnam Investments April 1999 - May 2008
Smith Barney 1986 - 1999
Merrill Lynch August 1981 - August 1986
The Real Paper November 1980 - April 1981
Meredith July 1980 - November 1980
Skills
Mutual Funds, Marketing, Relationship Management, Sales, Management, Business Strategy, Strategic Communications, Alternative Investments, Asset Allocation, Asset Management, CRM, Equities, Finance, Financial Services, Insurance, Investments, Leadership, Market Research, Marketing Strategy, New Business Development, Portfolio Management, Retail, Retirement, Sales Operations, Securities, Series 63, Series 7, Strategic Planning, Strategy, Wealth Management
Education
College of the Holy Cross 1976 — 1980
BA, English
Blessed Sacrament High School 1972 — 1976
Bill Slimbaugh's Smith Barney Experience January 2004 - May 2007
Job Associate Vice President at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley May 2007 - Present
Smith Barney January 2004 - May 2007
Education
College of the Holy Cross 1989 — 1993
Morgan Stanley May 2007 - Present
Smith Barney January 2004 - May 2007
Education
College of the Holy Cross 1989 — 1993
Liesl Renick's Smith Barney Experience January 1989 - January 1992
Job Professional Executive
Industry Financial Services
Experience
The Mutual Fund Store April 2007 - August 2009
Eddco Equipment January 2004 - January 2007
American Skandia/Prudential Financial January 2002 - January 2004
Multi-Financial Securities Corporation January 1999 - January 2001
Smith Barney January 1989 - January 1992
Skills
Microsoft Office, Mutual Funds, 401k, Wealth Management, Asset Allocation, Investments, Retirement Planning, Financial Services, Investment Advisory, Retirement, Sales
Education
University of Phoenix 2000 — 2002
Master of Business Administration (M.B.A.), Technology Management
Colorado State University 1992 — 1998
Bachelor of Arts (B.A.), Economics
The Mutual Fund Store April 2007 - August 2009
Eddco Equipment January 2004 - January 2007
American Skandia/Prudential Financial January 2002 - January 2004
Multi-Financial Securities Corporation January 1999 - January 2001
Smith Barney January 1989 - January 1992
Skills
Microsoft Office, Mutual Funds, 401k, Wealth Management, Asset Allocation, Investments, Retirement Planning, Financial Services, Investment Advisory, Retirement, Sales
Education
University of Phoenix 2000 — 2002
Master of Business Administration (M.B.A.), Technology Management
Colorado State University 1992 — 1998
Bachelor of Arts (B.A.), Economics
Susan Reavis Crook's Smith Barney Experience 2000 - 2006
Job Lamon & Stern
Industry Financial Services
Experience
Palmetto Advisors 2006 - 2012
Smith Barney 2000 - 2006
Skills
Start-ups, Strategic Partnerships, Mergers & Acquisitions, Strategy, Venture Capital, Product Management, Program Management, Corporate Development, Agile Methodologies, Alternative Investments, Entrepreneurship, Private Equity, Investment Advisory, Investments, Portfolio Management, Asset Management
Education
Wofford College 1990 — 1994
Bachelor of Science (BS)
Clemson University 1998 — 2000
Master's Degree
Palmetto Advisors 2006 - 2012
Smith Barney 2000 - 2006
Skills
Start-ups, Strategic Partnerships, Mergers & Acquisitions, Strategy, Venture Capital, Product Management, Program Management, Corporate Development, Agile Methodologies, Alternative Investments, Entrepreneurship, Private Equity, Investment Advisory, Investments, Portfolio Management, Asset Management
Education
Wofford College 1990 — 1994
Bachelor of Science (BS)
Clemson University 1998 — 2000
Master's Degree
Angela Grijalva's Smith Barney Experience October 2006 - September 2007
Job Registered Client Service Associate at Smith Barney
Industry Financial Services
Experience
Spencer Trask Ventures, Inc. November 2007 - November 2008
Smith Barney October 2006 - September 2007
UBS June 2003 - October 2006
Fossil October 1999 - June 2003
Kate's Paperie March 1998 - October 1999
Skills
Portfolio Management, Investments
Education
City University of New York-Hunter College 2009 — 2012
English, Science, Adolescent Education
Nassau Community College 1991 — 1993
Manhattan College
Spencer Trask Ventures, Inc. November 2007 - November 2008
Smith Barney October 2006 - September 2007
UBS June 2003 - October 2006
Fossil October 1999 - June 2003
Kate's Paperie March 1998 - October 1999
Skills
Portfolio Management, Investments
Education
City University of New York-Hunter College 2009 — 2012
English, Science, Adolescent Education
Nassau Community College 1991 — 1993
Manhattan College
Yvette Parris's Smith Barney Experience September 2004 - Present
Job Financial Services Professional
Industry Financial Services
Experience
Smith Barney September 2004 - Present
Education
City University of New York-John Jay College of Criminal Justice 1994 — 1997
Smith Barney September 2004 - Present
Education
City University of New York-John Jay College of Criminal Justice 1994 — 1997
Myrna M. Rivera's Smith Barney Experience October 1992 - October 1999
Job Founder and Chief Executive Officer at Consultiva Internacional, Inc.
Industry Financial Services
Experience
Consultiva Internacional, Inc. October 1999 - Present
Smith Barney October 1992 - October 1999
EF Hutton October 1983 - October 1992
The Service Bureau Company 1976 - 1981
Skills
Equities, Series 7, Fixed Income, Certified Investment..., Fluent in English and..., Investment Management, Asset Allocation, Economics, Retirement, Finance, Investment Advisory, Alternative Investments, Investment Strategies, Mutual Funds, Asset Management, Financial Analysis, Leadership, Philanthropy, Securities, ETFs, Spanish, Retirement Planning, Fixed Annuities, Private Equity, Wealth Management, Capital Markets, Business Development, Fund Of Funds, Economically Targeted..., ESG - Environmental,..., Options, Financial Markets, Financial Advisory, Bonds, Financial Services, Emerging Markets, Series 63, Trading, Financial Planners, Derivatives, Investment Banking, Venture Capital
Education
City University of New York-Herbert H. Lehman College 1973 — 1974
Master of Arts, Mathematics
University of Puerto Rico 1970 — 1973
Bachelor of Science (BS), Mathematics
Consultiva Internacional, Inc. October 1999 - Present
Smith Barney October 1992 - October 1999
EF Hutton October 1983 - October 1992
The Service Bureau Company 1976 - 1981
Skills
Equities, Series 7, Fixed Income, Certified Investment..., Fluent in English and..., Investment Management, Asset Allocation, Economics, Retirement, Finance, Investment Advisory, Alternative Investments, Investment Strategies, Mutual Funds, Asset Management, Financial Analysis, Leadership, Philanthropy, Securities, ETFs, Spanish, Retirement Planning, Fixed Annuities, Private Equity, Wealth Management, Capital Markets, Business Development, Fund Of Funds, Economically Targeted..., ESG - Environmental,..., Options, Financial Markets, Financial Advisory, Bonds, Financial Services, Emerging Markets, Series 63, Trading, Financial Planners, Derivatives, Investment Banking, Venture Capital
Education
City University of New York-Herbert H. Lehman College 1973 — 1974
Master of Arts, Mathematics
University of Puerto Rico 1970 — 1973
Bachelor of Science (BS), Mathematics
Annmarie Breen's Smith Barney Experience 1990 - 1994
Job Project Manager/Infrastructure Service Delivery Manager at UBS Investment Bank
Industry Information Technology and Services
Experience
UBS Technical Project ManagerIBMJanuary 2006 - July 2007
Deutsche Bank 1994 - 2005
Bankers Trust 1994 - 2005
Smith Barney 1990 - 1994
Shearson 1985 - 1994
Shearson Lehman Bros. 1985 - 1989
Federal Reserve Bank of New York January 1980 - November 1985
Education
City University of New York-Hunter College
UBS Technical Project ManagerIBMJanuary 2006 - July 2007
Deutsche Bank 1994 - 2005
Bankers Trust 1994 - 2005
Smith Barney 1990 - 1994
Shearson 1985 - 1994
Shearson Lehman Bros. 1985 - 1989
Federal Reserve Bank of New York January 1980 - November 1985
Education
City University of New York-Hunter College
Antonello Bianco, PMP's Smith Barney Experience August 1994 - July 1995
Job Manager, Project Management
Industry Information Technology and Services
Experience
IPC Systems, Inc. February 2012 - Present
Align Communications September 1997 - February 2012
Brite Voice Systems May 1996 - February 1998
SIAC July 1995 - May 1996
Smith Barney August 1994 - July 1995
John Hancock August 1991 - August 1994
Skills
ITIL, VoIP, Project Management, Vendor Management, Six Sigma, Data Center, PMP, Disaster Recovery, Project Portfolio..., PMO, IT Strategy, Telecommunications, IT Service Management, IT Management, Program Management, Managed Services, Project Delivery, Infrastructure, Resource Management, Cisco Technologies, Unified Communications, Certified Project..., Business Continuity, MS Project, Visio, Professional Services, IT Operations, Process Improvement, Avaya, Virtualization, PMI, Change Management, Project Planning, Cisco Call Manager, Call Centers, System Administration, VMware, Switches, Networking, Service Delivery, System Deployment
Education
Pace University 1992 — 1995
M. S., Telecommunications & Info Technology
City University of New York-College of Staten Island 1984 — 1990
B.S.E.S., Engineering Science, Electrical Eng.
IPC Systems, Inc. February 2012 - Present
Align Communications September 1997 - February 2012
Brite Voice Systems May 1996 - February 1998
SIAC July 1995 - May 1996
Smith Barney August 1994 - July 1995
John Hancock August 1991 - August 1994
Skills
ITIL, VoIP, Project Management, Vendor Management, Six Sigma, Data Center, PMP, Disaster Recovery, Project Portfolio..., PMO, IT Strategy, Telecommunications, IT Service Management, IT Management, Program Management, Managed Services, Project Delivery, Infrastructure, Resource Management, Cisco Technologies, Unified Communications, Certified Project..., Business Continuity, MS Project, Visio, Professional Services, IT Operations, Process Improvement, Avaya, Virtualization, PMI, Change Management, Project Planning, Cisco Call Manager, Call Centers, System Administration, VMware, Switches, Networking, Service Delivery, System Deployment
Education
Pace University 1992 — 1995
M. S., Telecommunications & Info Technology
City University of New York-College of Staten Island 1984 — 1990
B.S.E.S., Engineering Science, Electrical Eng.
Jamie Hansman's Smith Barney Experience 1985 - 1987
Job Independent Investment Advisor Representative through LPL Financial
Industry Investment Management
Experience
LPL Financial December 1993 - Present
Smith Barney 1985 - 1987
Skills
Financial Services, Securities, FINRA, Series 7, Alternative Investments, ETFs, Insurance, Financial Modeling, Financial Analysis, Risk Management, Personal Finance, Charities
Education
Colby College 1977 — 1980
LPL Financial December 1993 - Present
Smith Barney 1985 - 1987
Skills
Financial Services, Securities, FINRA, Series 7, Alternative Investments, ETFs, Insurance, Financial Modeling, Financial Analysis, Risk Management, Personal Finance, Charities
Education
Colby College 1977 — 1980
Joe Boykin, CFP®'s Smith Barney Experience October 2000 - November 2005
Job Territory Sales Manager at Carolina Business Equipment
Industry Information Technology and Services
Experience
Carolina Business Equipment June 2015 - Present
JE Wilson Advisors, LLC May 2014 - May 2015
Technocom Business Systems March 2008 - May 2014
Belk Bowl July 2007 - January 2013
Charlotte Touchdown Club 2003 - 2012
Merrill Lynch November 2005 - August 2007
Smith Barney October 2000 - November 2005
Citifinancial Consumer Finance September 1997 - October 2000
Skills
Sales Operations, Sales, Leadership, Sales Management, Management, New Business Development, Negotiation, Budgets, Customer Service, Account Management, Strategic Planning, Credit, Contract Negotiation, Selling, Sales Process, Finance, Forecasting, Team Building, Direct Sales, Cold Calling, Marketing, Marketing Strategy, Strategy, Lead Generation, Strategic Financial..., Portfolio Management, Investments, Pricing, B2B, Solution Selling, CRM, Salesforce.com, Business Planning, Business Development, Competitive Analysis, Customer Satisfaction, Customer Retention, Small Business, Business Strategy, P&L Management, Team Leadership, Product Marketing, Sales Presentations, Cross-functional Team..., Start-ups, Financial Planning
Education
Clemson University 1991 — 1995
Bachelor of Science (BS), Marketing
Carolina Business Equipment June 2015 - Present
JE Wilson Advisors, LLC May 2014 - May 2015
Technocom Business Systems March 2008 - May 2014
Belk Bowl July 2007 - January 2013
Charlotte Touchdown Club 2003 - 2012
Merrill Lynch November 2005 - August 2007
Smith Barney October 2000 - November 2005
Citifinancial Consumer Finance September 1997 - October 2000
Skills
Sales Operations, Sales, Leadership, Sales Management, Management, New Business Development, Negotiation, Budgets, Customer Service, Account Management, Strategic Planning, Credit, Contract Negotiation, Selling, Sales Process, Finance, Forecasting, Team Building, Direct Sales, Cold Calling, Marketing, Marketing Strategy, Strategy, Lead Generation, Strategic Financial..., Portfolio Management, Investments, Pricing, B2B, Solution Selling, CRM, Salesforce.com, Business Planning, Business Development, Competitive Analysis, Customer Satisfaction, Customer Retention, Small Business, Business Strategy, P&L Management, Team Leadership, Product Marketing, Sales Presentations, Cross-functional Team..., Start-ups, Financial Planning
Education
Clemson University 1991 — 1995
Bachelor of Science (BS), Marketing
Scott Dubal's Smith Barney Experience June 1993 - July 1995
Job Software Engineer at Intel Corporation
Industry Computer Networking
Experience
Intel Corporation October 1998 - Present
Intel Corporation 1998 - 2001
Intel Corporation May 1995 - October 1998
Smith Barney June 1993 - July 1995
Skills
C, Perl, x86 Assembly, Python, C++, Device Drivers, Software Quality..., Debugging, Software Engineering, Intel, Kernel, Embedded Systems, Testing, Visual Studio
Education
Portland State University 1991 — 1995
BS, Computer Science
Clackamas Community College 1989 — 1991
AA, General Studies
Gladstone HS
Intel Corporation October 1998 - Present
Intel Corporation 1998 - 2001
Intel Corporation May 1995 - October 1998
Smith Barney June 1993 - July 1995
Skills
C, Perl, x86 Assembly, Python, C++, Device Drivers, Software Quality..., Debugging, Software Engineering, Intel, Kernel, Embedded Systems, Testing, Visual Studio
Education
Portland State University 1991 — 1995
BS, Computer Science
Clackamas Community College 1989 — 1991
AA, General Studies
Gladstone HS
Peter Siciliano's Smith Barney Experience 1994 - 1997
Job Director at UBS Global Asset Management
Industry Investment Management
Experience
UBS Global Asset Management 2007 - 2012
Fitch Ratings 2004 - 2007
ABP Investments 2001 - 2003
ING Baring Capital Corporation 1997 - 1999
Smith Barney 1994 - 1997
Skills
Securities, Real Estate, Equities, Valuation, Financial Modeling, Buy-side, Equity Research, Private Equity, Credit Analysis, Portfolio Management, Investments, Investment Strategies, Finance, Equity Valuation, Bloomberg, Capital Markets, Financial Markets, Corporate Finance, Asset Allocation, Asset Management, Real Estate Economics, Mutual Funds, Investment Management, Financial Analysis
Education
The Tuck School of Business at Dartmouth 1999 — 2001
MBA, Finance & Economics
Colgate University 1990 — 1994
BA, Mathematical Economics
UBS Global Asset Management 2007 - 2012
Fitch Ratings 2004 - 2007
ABP Investments 2001 - 2003
ING Baring Capital Corporation 1997 - 1999
Smith Barney 1994 - 1997
Skills
Securities, Real Estate, Equities, Valuation, Financial Modeling, Buy-side, Equity Research, Private Equity, Credit Analysis, Portfolio Management, Investments, Investment Strategies, Finance, Equity Valuation, Bloomberg, Capital Markets, Financial Markets, Corporate Finance, Asset Allocation, Asset Management, Real Estate Economics, Mutual Funds, Investment Management, Financial Analysis
Education
The Tuck School of Business at Dartmouth 1999 — 2001
MBA, Finance & Economics
Colgate University 1990 — 1994
BA, Mathematical Economics
Tripp Mullen, CFP®'s Smith Barney Experience July 1998 - March 2006
Job Vice President Financial Advisor at SunTrust Investment Services, Inc.
Industry Financial Services
Experience
SunTrust Investment Services, Inc. April 2010 - Present
Wells Fargo Advisors, LLC March 2006 - April 2010
Smith Barney July 1998 - March 2006
Education
Southwestern Baptist Theological Seminary 1993 — 1995
Hampden-Sydney College 1988 — 1992
Bachelor of Arts (B.A.), Economics
College for Financial Planning
CFP Certification Professional Education Program
SunTrust Investment Services, Inc. April 2010 - Present
Wells Fargo Advisors, LLC March 2006 - April 2010
Smith Barney July 1998 - March 2006
Education
Southwestern Baptist Theological Seminary 1993 — 1995
Hampden-Sydney College 1988 — 1992
Bachelor of Arts (B.A.), Economics
College for Financial Planning
CFP Certification Professional Education Program
Plyler, Henry's Smith Barney Experience January 2007 - December 2010
Job Vice President at JP Morgan
Industry Financial Services
Experience
JP Morgan December 2010 - Present
Smith Barney January 2007 - December 2010
Education
Coastal Carolina University
JP Morgan December 2010 - Present
Smith Barney January 2007 - December 2010
Education
Coastal Carolina University
Scott Friedland's Smith Barney Experience 1994 - 1996
Job Senior Network Systems Engineer
Industry Information Technology and Services
Experience
Planet Data January 2010 - Present
JP Morgan Chase 2005 - 2007
Independant Consultant November 2003 - July 2005
IBM Global Business Services March 1999 - November 2004
UBS AG November 1996 - February 1999
Smith Barney 1994 - 1996
Skills
Network Architecture, IT Management, Network Engineering, TCP/IP protocols, Routing Protocols, Router Configuration, Cisco Routing &..., Vendor Management, Program Management, Security, Infrastructure, Outsourcing, Project Management, Business Analysis, Data Center, Disaster Recovery, Cisco Technologies, Cisco Routers, Enterprise Software, Firewalls, Management, Microsoft SQL Server, Active Directory, TCP/IP, Windows, Microsoft Exchange, Unix, Windows Server, Databases, Information Technology, Telecommunications, Software Documentation, Storage, Network Administration
Education
Fairleigh Dickinson University 1981 — 1984
Masters, Public Administration
Clark University 1974 — 1979
BA, Government
Planet Data January 2010 - Present
JP Morgan Chase 2005 - 2007
Independant Consultant November 2003 - July 2005
IBM Global Business Services March 1999 - November 2004
UBS AG November 1996 - February 1999
Smith Barney 1994 - 1996
Skills
Network Architecture, IT Management, Network Engineering, TCP/IP protocols, Routing Protocols, Router Configuration, Cisco Routing &..., Vendor Management, Program Management, Security, Infrastructure, Outsourcing, Project Management, Business Analysis, Data Center, Disaster Recovery, Cisco Technologies, Cisco Routers, Enterprise Software, Firewalls, Management, Microsoft SQL Server, Active Directory, TCP/IP, Windows, Microsoft Exchange, Unix, Windows Server, Databases, Information Technology, Telecommunications, Software Documentation, Storage, Network Administration
Education
Fairleigh Dickinson University 1981 — 1984
Masters, Public Administration
Clark University 1974 — 1979
BA, Government
John M Crandall, CFP®'s Smith Barney Experience April 2002 - June 2009
Job CERTIFIED FINANCIAL PLANNER™ at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management February 2012 - Present
Morgan Stanley Smith Barney June 2009 - Present
Smith Barney April 2002 - June 2009
Skills
Certified Financial..., High Net Worth..., Multi-generational..., Tax Free Income, Municipal Bonds, Investments, Portfolio Management, Separately Managed..., ETFs, Series 65, IRAs, 529 Plans, Retirement, Wealth Management..., 401k, College Savings Plans, Roth IRA, Wealth, Securities, College Education..., Series 7, Uniform Combined State..., Series 63, Rollovers
Education
College for Financial Planning 2012 — 2012
Certified Financial Planner
University of Michigan-Dearborn 1999 — 2004
Bachelor of Science (BS), Biochemistry and Economics
CC
Morgan Stanley Wealth Management February 2012 - Present
Morgan Stanley Smith Barney June 2009 - Present
Smith Barney April 2002 - June 2009
Skills
Certified Financial..., High Net Worth..., Multi-generational..., Tax Free Income, Municipal Bonds, Investments, Portfolio Management, Separately Managed..., ETFs, Series 65, IRAs, 529 Plans, Retirement, Wealth Management..., 401k, College Savings Plans, Roth IRA, Wealth, Securities, College Education..., Series 7, Uniform Combined State..., Series 63, Rollovers
Education
College for Financial Planning 2012 — 2012
Certified Financial Planner
University of Michigan-Dearborn 1999 — 2004
Bachelor of Science (BS), Biochemistry and Economics
CC
Patricia Singleton's Smith Barney Experience May 2004 - August 2004
Job Demand Response Analyst at Constellation New Energy
Industry Oil & Energy
Experience
Constellation Energy August 2009 - Present
Shawmut Design and Construction April 2009 - August 2009
BNY Mellon May 2008 - January 2009
C.E.L.T. September 2007 - April 2008
Francis Harvey & Sons, Inc August 2004 - September 2007
Smith Barney May 2004 - August 2004
Odyssey Colour May 2001 - January 2002
Farber Cancer Institute May 2000 - August 2000
Education
Clark University 2000 — 2004
BA, Business and Finance
Clark University
Bachelor of Arts, Business Management; an emphasis on finance
Brookline High School
Diploma, Liberal Arts
Constellation Energy August 2009 - Present
Shawmut Design and Construction April 2009 - August 2009
BNY Mellon May 2008 - January 2009
C.E.L.T. September 2007 - April 2008
Francis Harvey & Sons, Inc August 2004 - September 2007
Smith Barney May 2004 - August 2004
Odyssey Colour May 2001 - January 2002
Farber Cancer Institute May 2000 - August 2000
Education
Clark University 2000 — 2004
BA, Business and Finance
Clark University
Bachelor of Arts, Business Management; an emphasis on finance
Brookline High School
Diploma, Liberal Arts
Ed Ozben's Smith Barney Experience January 1997 - December 1999
Job Private Wealth Advisor at CS Wealth Management Group
Industry Financial Services
Experience
CS Wealth Management Group February 2003 - Present
UBS January 2000 - January 2003
Smith Barney January 1997 - December 1999
Skills
Retirement Planning, Series 7, Series 63, Retirement, 401k, IRAs, Wealth Management, Investment Advisory, Asset Allocation, Employee Benefits, Investments, Mutual Funds, Strategic Financial..., Investment Strategies, Retirement Plan..., Alternative Investments
Education
College for Financial Planning
Chartered Retirement Plan Specialists CRPS
CS Wealth Management Group February 2003 - Present
UBS January 2000 - January 2003
Smith Barney January 1997 - December 1999
Skills
Retirement Planning, Series 7, Series 63, Retirement, 401k, IRAs, Wealth Management, Investment Advisory, Asset Allocation, Employee Benefits, Investments, Mutual Funds, Strategic Financial..., Investment Strategies, Retirement Plan..., Alternative Investments
Education
College for Financial Planning
Chartered Retirement Plan Specialists CRPS
Brian McGough's Smith Barney Experience July 1994 - February 1995
Job Managing Director at Hedgeye Risk Management, LLC
Industry Financial Services
Experience
Hedgeye Risk Management, LLC January 2008 - Present
Morgan Stanley July 2006 - January 2008
Nike May 2005 - July 2006
Copper Arch Capital June 2003 - May 2005
Morgan Stanley June 1998 - May 2003
Salomon Brothers February 1995 - June 1998
Smith Barney July 1994 - February 1995
Skills
Retirement Planning, Credit, Equities, Wealth Management, Asset Management, Mortgage Lending, Strategic Financial..., Retirement, Investments, Risk Management, Banking, Portfolio Management, Mutual Funds
Education
Hofstra University 1991 — 1996
Master of Business Administration (MBA), Finance, General
College of Mount Saint Vincent 1990 — 1993
Bachelor of Business Administration (BBA), Finance, General
Hedgeye Risk Management, LLC January 2008 - Present
Morgan Stanley July 2006 - January 2008
Nike May 2005 - July 2006
Copper Arch Capital June 2003 - May 2005
Morgan Stanley June 1998 - May 2003
Salomon Brothers February 1995 - June 1998
Smith Barney July 1994 - February 1995
Skills
Retirement Planning, Credit, Equities, Wealth Management, Asset Management, Mortgage Lending, Strategic Financial..., Retirement, Investments, Risk Management, Banking, Portfolio Management, Mutual Funds
Education
Hofstra University 1991 — 1996
Master of Business Administration (MBA), Finance, General
College of Mount Saint Vincent 1990 — 1993
Bachelor of Business Administration (BBA), Finance, General
Melany Rodriguez's Smith Barney Experience August 2010 - May 2013
Job HNW Lending Product and Support Specialist at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management May 2013 - Present
Smith Barney August 2010 - May 2013
Cit Smith Barney August 2005 - August 2010
Skills
Series 7, Series 63, Investments, Wealth Management, Uniform Combined State..., FINRA, Securities, Portfolio Management, Banking, Financial Services, Microsoft Excel, Finance, Insurance, Mutual Funds
Education
City University of New York-Herbert H. Lehman College 2001 — 2005
Bachelor of Business Administration (B.B.A.), Business Administration, Management and Operations
Morgan Stanley Wealth Management May 2013 - Present
Smith Barney August 2010 - May 2013
Cit Smith Barney August 2005 - August 2010
Skills
Series 7, Series 63, Investments, Wealth Management, Uniform Combined State..., FINRA, Securities, Portfolio Management, Banking, Financial Services, Microsoft Excel, Finance, Insurance, Mutual Funds
Education
City University of New York-Herbert H. Lehman College 2001 — 2005
Bachelor of Business Administration (B.B.A.), Business Administration, Management and Operations
Michael L. Johnson's Smith Barney Experience March 1990 - March 1995
Job CERTIFIED FINANCIAL PLANNER Raymond James Financial Services, Inc.
Industry Financial Services
Experience
Raymond James Financial Services, Inc., Member FINRA SIPC May 2000 - Present
Merrill Lynch March 1995 - May 2000
Smith Barney March 1990 - March 1995
Skills
Retirement, Mutual Funds, Investment Advisory, Wealth Management, Wealth Accumulation, Retirement Planning, Asset Allocation, Sales, Strategic Financial..., Small Business, Investments, Fixed Annuities, Securities, Retirement Income...
Education
College for Financial Planning 2001 — 2004
CFP, Finance
University of Wisconsin-Milwaukee - Lubar School of Business 1987 — 1992
Finance
Raymond James Financial Services, Inc., Member FINRA SIPC May 2000 - Present
Merrill Lynch March 1995 - May 2000
Smith Barney March 1990 - March 1995
Skills
Retirement, Mutual Funds, Investment Advisory, Wealth Management, Wealth Accumulation, Retirement Planning, Asset Allocation, Sales, Strategic Financial..., Small Business, Investments, Fixed Annuities, Securities, Retirement Income...
Education
College for Financial Planning 2001 — 2004
CFP, Finance
University of Wisconsin-Milwaukee - Lubar School of Business 1987 — 1992
Finance
Joseph Dalton, CFA, CAIA's Smith Barney Experience January 1999 - January 2001
Job Senior Vice President Manager Specialty Products Trading Desk at U.S. Trust
Industry Financial Services
Experience
U.S. Trust October 2012 - Present
NASDAQ November 2005 - June 2012
Boston Stock Exchange November 2005 - August 2008
MassMutual Financial Group May 2005 - November 2005
Wachovia Securities February 2001 - June 2003
Smith Barney January 1999 - January 2001
Skills
Bloomberg, Equities, Investments, Securities, Derivatives, Trading, Risk Management, Valuation, Financial Analysis, Portfolio Management, Financial Markets, Investment Strategies, Asset Allocation, Options, Alternative Investments, Wealth Management, Microsoft Excel, Financial Services, Asset Management, Capital Markets, Fixed Income, Trading Systems, Series 7, Hedge Funds, Mutual Funds, FINRA, Equity Trading, Series 63, ETFs, Equity Derivatives, Investment Advisory
Education
Clark University 2003 — 2005
MBA, Finance/Management
Loyola University Maryland 1994 — 1998
BBA, Finance
Sachem High School 1990 — 1994
U.S. Trust October 2012 - Present
NASDAQ November 2005 - June 2012
Boston Stock Exchange November 2005 - August 2008
MassMutual Financial Group May 2005 - November 2005
Wachovia Securities February 2001 - June 2003
Smith Barney January 1999 - January 2001
Skills
Bloomberg, Equities, Investments, Securities, Derivatives, Trading, Risk Management, Valuation, Financial Analysis, Portfolio Management, Financial Markets, Investment Strategies, Asset Allocation, Options, Alternative Investments, Wealth Management, Microsoft Excel, Financial Services, Asset Management, Capital Markets, Fixed Income, Trading Systems, Series 7, Hedge Funds, Mutual Funds, FINRA, Equity Trading, Series 63, ETFs, Equity Derivatives, Investment Advisory
Education
Clark University 2003 — 2005
MBA, Finance/Management
Loyola University Maryland 1994 — 1998
BBA, Finance
Sachem High School 1990 — 1994
Lisa Laurean's Smith Barney Experience October 2000 - July 2003
Job Sales Analyst at Dearborn National
Industry Insurance
Experience
Dearborn National April 2011 - Present
Dearborn National September 2008 - April 2011
Rapid Solutions Group November 2006 - July 2008
BRAIN LAB, INC November 2005 - November 2006
ConAgra Foods July 2003 - November 2005
Smith Barney October 2000 - July 2003
Westsuburban Bank September 1995 - October 2000
Skills
Insurance, Marketing, Sales, Strategic Planning, Customer Service
Education
College of Dupage 1997 — 2000
Dearborn National April 2011 - Present
Dearborn National September 2008 - April 2011
Rapid Solutions Group November 2006 - July 2008
BRAIN LAB, INC November 2005 - November 2006
ConAgra Foods July 2003 - November 2005
Smith Barney October 2000 - July 2003
Westsuburban Bank September 1995 - October 2000
Skills
Insurance, Marketing, Sales, Strategic Planning, Customer Service
Education
College of Dupage 1997 — 2000
Laura Harrison Ward's Smith Barney Experience May 1985 - March 2005
Job Senior Managing Director at First Republic Securities
Industry Financial Services
Experience
First Republic Securities March 2005 - Present
Smith Barney May 1985 - March 2005
Education
University of Pennsylvania - The Wharton School 2014 — 2014
EDP
Colorado State University
First Republic Securities March 2005 - Present
Smith Barney May 1985 - March 2005
Education
University of Pennsylvania - The Wharton School 2014 — 2014
EDP
Colorado State University
Tony Amarante's Smith Barney Experience 1989 - 1994
Job Consultant at Prudential Financial
Industry Financial Services
Experience
Prudential Financial 2014 - Present
Mulligan Security Corporation 2009 - 2014
Deutsche Bank 2008 - 2008
Bear Stearns and Company, Inc. JP Morgan Chase 2005 - 2008
Bear Stearns and Company, Inc. 2000 - 2005
Bear Stearns and Company, Inc. 1997 - 2000
Bear Stearns and Company, Inc. 1994 - 1997
Smith Barney 1989 - 1994
Skills
Fixed Income, Middle Office, Securities, Capital Markets, Back Office, Valuation, Portfolio Management, Investment Banking, Bloomberg, Financial Services, Securitization, Series 7, Collateral Management, Asset Management, FX Options, Alternative Investments, Investments, Hedge Funds, Options, Equities, Mutual Funds, Structured Finance, Swaps, Structured Products, Risk Management, Settlement, Series 63, Derivatives, Financial Risk, Asset Managment, Wealth Management, Trading Systems, Bonds, Electronic Trading, Trading, Banking, Financial Markets, AML, Corporate Actions, Operational Risk, FINRA, Finance, Financial Analysis, Management, Analysis
Education
City University of New York-College of Staten Island
Coursework, Liberal Arts
xaverian
Prudential Financial 2014 - Present
Mulligan Security Corporation 2009 - 2014
Deutsche Bank 2008 - 2008
Bear Stearns and Company, Inc. JP Morgan Chase 2005 - 2008
Bear Stearns and Company, Inc. 2000 - 2005
Bear Stearns and Company, Inc. 1997 - 2000
Bear Stearns and Company, Inc. 1994 - 1997
Smith Barney 1989 - 1994
Skills
Fixed Income, Middle Office, Securities, Capital Markets, Back Office, Valuation, Portfolio Management, Investment Banking, Bloomberg, Financial Services, Securitization, Series 7, Collateral Management, Asset Management, FX Options, Alternative Investments, Investments, Hedge Funds, Options, Equities, Mutual Funds, Structured Finance, Swaps, Structured Products, Risk Management, Settlement, Series 63, Derivatives, Financial Risk, Asset Managment, Wealth Management, Trading Systems, Bonds, Electronic Trading, Trading, Banking, Financial Markets, AML, Corporate Actions, Operational Risk, FINRA, Finance, Financial Analysis, Management, Analysis
Education
City University of New York-College of Staten Island
Coursework, Liberal Arts
xaverian
Robert McLoughlin's Smith Barney Experience February 1993 - March 2007
Job IT Project Manager
Industry Financial Services
Experience
Human Resources Administration NYC September 2014 - Present
Citi March 2010 - November 2012
Fidelity Investments October 2008 - March 2010
Smith Barney February 1993 - March 2007
Drexel Burnham Lambert 1981 - 1991
Skills
Equities, SDLC, Vendor Management, Risk Management, IT Strategy, Business Analysis, Trading Systems, Fixed Income, Project Management, Securities, Investment Banking
Education
Clark University 1969 — 1973
Bachelor of Arts (B.A.), History
Stuyvesant HS 1966 — 1969
High School
Human Resources Administration NYC September 2014 - Present
Citi March 2010 - November 2012
Fidelity Investments October 2008 - March 2010
Smith Barney February 1993 - March 2007
Drexel Burnham Lambert 1981 - 1991
Skills
Equities, SDLC, Vendor Management, Risk Management, IT Strategy, Business Analysis, Trading Systems, Fixed Income, Project Management, Securities, Investment Banking
Education
Clark University 1969 — 1973
Bachelor of Arts (B.A.), History
Stuyvesant HS 1966 — 1969
High School
Roy E. Gray, CFP, CLU, CRPS, CHFC's Smith Barney Experience May 2005 - Present
Job 2nd Vice PresidentWealth Management at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Smith Barney May 2005 - Present
Edward D. Jones & Company July 1995 - May 2005
The Prudential Assurance Co. Ltd. August 1994 - May 2005
US Army February 1979 - July 1987
Education
The American College 2007 — 2008
CLU, CHFC, Chartered Life Underwriter, and Charted Financial Consultant
College for Financial Planning 2004 — 2005
CFP, Certified Financial Planner
College for Financial Planning 2003 — 2005
M.S., Financial Planning
College for Financial Planning 2002 — 2002
AAMS, Accredited Asset Management Specialist
University of Maryland University College 1983 — 1987
B.S., Management Studies
Smith Barney May 2005 - Present
Edward D. Jones & Company July 1995 - May 2005
The Prudential Assurance Co. Ltd. August 1994 - May 2005
US Army February 1979 - July 1987
Education
The American College 2007 — 2008
CLU, CHFC, Chartered Life Underwriter, and Charted Financial Consultant
College for Financial Planning 2004 — 2005
CFP, Certified Financial Planner
College for Financial Planning 2003 — 2005
M.S., Financial Planning
College for Financial Planning 2002 — 2002
AAMS, Accredited Asset Management Specialist
University of Maryland University College 1983 — 1987
B.S., Management Studies
william iommi's Smith Barney Experience 1993 - 2000
Job President at Iommi Consulting
Industry Management Consulting
Experience
Iommi Consulting June 2012 - Present
Rodman & Renshaw, LLC October 2003 - May 2012
Smith Barney 1993 - 2000
American Stock Exchange 1989 - 1993
NYSE 1968 - 1989
Skills
Series 7, Equities, Capital Markets, Securities, Securities Regulation, Trading, AML, Compliance, FINRA, Investment Banking, Mutual Funds, Options, Series 63, Regulatory Reporting, Hedge Funds, Research, Microsoft Office, Series 24, Licensing, Problem Solving, Venture Capital, Due Diligence, Financial Services, Bloomberg, Trading Systems, Equity Trading, Investments, Mergers & Acquisitions, Investment Advisory, Equity Research, Financial Markets, Investor Relations, Corporate Finance, Private Equity, Corporate Development
Education
City University of New York-College of Staten Island 1981 — 1986
Business Administration
Iommi Consulting June 2012 - Present
Rodman & Renshaw, LLC October 2003 - May 2012
Smith Barney 1993 - 2000
American Stock Exchange 1989 - 1993
NYSE 1968 - 1989
Skills
Series 7, Equities, Capital Markets, Securities, Securities Regulation, Trading, AML, Compliance, FINRA, Investment Banking, Mutual Funds, Options, Series 63, Regulatory Reporting, Hedge Funds, Research, Microsoft Office, Series 24, Licensing, Problem Solving, Venture Capital, Due Diligence, Financial Services, Bloomberg, Trading Systems, Equity Trading, Investments, Mergers & Acquisitions, Investment Advisory, Equity Research, Financial Markets, Investor Relations, Corporate Finance, Private Equity, Corporate Development
Education
City University of New York-College of Staten Island 1981 — 1986
Business Administration
Allan Roberts's Smith Barney Experience June 1993 - December 2002
Job Vice President at Citigroup
Industry Financial Services
Experience
Citigroup January 2002 - Present
Smith Barney June 1993 - December 2002
Macalester College September 1978 - May 1981
St. Olaf College September 1979 - May 1980
Skills
Financial Analysis, Portfolio Management, Entrepreneurship, Business Analysis, Equities, Financial Services, Team Building, New Business Development, Banking, Strategic Planning, Leadership, Strategy, Team Leadership, Business Planning, Management Consulting, Management, Operations Management, Program Management, Financial Modeling, Budgets, Cross-functional Team..., Microsoft Excel, Business Strategy, Project Management, Change Management, Mergers & Acquisitions, Vendor Management, Finance, Mergers
Education
The University of Texas at Austin 1974 — 1976
MM, Music
Coe College 1970 — 1974
BM, Music
Citigroup January 2002 - Present
Smith Barney June 1993 - December 2002
Macalester College September 1978 - May 1981
St. Olaf College September 1979 - May 1980
Skills
Financial Analysis, Portfolio Management, Entrepreneurship, Business Analysis, Equities, Financial Services, Team Building, New Business Development, Banking, Strategic Planning, Leadership, Strategy, Team Leadership, Business Planning, Management Consulting, Management, Operations Management, Program Management, Financial Modeling, Budgets, Cross-functional Team..., Microsoft Excel, Business Strategy, Project Management, Change Management, Mergers & Acquisitions, Vendor Management, Finance, Mergers
Education
The University of Texas at Austin 1974 — 1976
MM, Music
Coe College 1970 — 1974
BM, Music
Stephen Henriques's Smith Barney Experience September 2001 - September 2003
Job Executive Director at CIBC World Markets
Industry Financial Services
Experience
CIBC World Markets June 2011 - Present
Parallax Industries January 2009 - October 2011
Oppenheimer & Co. CIBC World Markets March 2006 - October 2008
Bear, Stearns & Co. Inc 2003 - 2005
Smith Barney September 2001 - September 2003
Skills
Equity Trading, Equity Derivatives, Fixed Income Trading, Compliance, Structured Products, Electronic Trading, Compliance Management, Code of Conduct, Surveillance, AML, Compliance Audits, FINRA, Internal Audit, SEC reporting, Equities, Fixed Income, Securities, Stock Loan, Hedge Funds, Financial Services, Equity Research, Financial Markets, Securities Lending, ETFs, Capital Markets, Derivatives, Market Data, Trading, Options
Education
Clark University 1986 — 1991
BA, Political Science and Economics
CIBC World Markets June 2011 - Present
Parallax Industries January 2009 - October 2011
Oppenheimer & Co. CIBC World Markets March 2006 - October 2008
Bear, Stearns & Co. Inc 2003 - 2005
Smith Barney September 2001 - September 2003
Skills
Equity Trading, Equity Derivatives, Fixed Income Trading, Compliance, Structured Products, Electronic Trading, Compliance Management, Code of Conduct, Surveillance, AML, Compliance Audits, FINRA, Internal Audit, SEC reporting, Equities, Fixed Income, Securities, Stock Loan, Hedge Funds, Financial Services, Equity Research, Financial Markets, Securities Lending, ETFs, Capital Markets, Derivatives, Market Data, Trading, Options
Education
Clark University 1986 — 1991
BA, Political Science and Economics
Matthew Kosiewska's Smith Barney Experience January 2009 - May 2009
Job CommonWealth Opportunity Capital
Industry Financial Services
Experience
CommonWealth Opportunity Capital June 2014 - Present
UBS March 2012 - June 2014
UBS July 2010 - March 2012
UBS June 2009 - August 2009
Smith Barney January 2009 - May 2009
Joseph Gunnar September 2008 - January 2009
Stillwater Capital Partners January 2008 - September 2008
Education
City University of New York-Hunter College 2006 — 2010
Bachelor of Arts (B.A.), Economics
CommonWealth Opportunity Capital June 2014 - Present
UBS March 2012 - June 2014
UBS July 2010 - March 2012
UBS June 2009 - August 2009
Smith Barney January 2009 - May 2009
Joseph Gunnar September 2008 - January 2009
Stillwater Capital Partners January 2008 - September 2008
Education
City University of New York-Hunter College 2006 — 2010
Bachelor of Arts (B.A.), Economics
Carmen Loo's Smith Barney Experience November 1994 - December 1997
Job Lead Director at AXA Equitable
Industry Financial Services
Experience
AXA Equitable September 2014 - Present
AXA Equitable November 2010 - September 2014
American Express May 2009 - November 2010
Citi May 2004 - May 2009
citibank 1994 - 2009
Citigroup January 2001 - May 2004
Citigroup January 1999 - December 2000
Salomon Smith Barney December 1997 - December 1998
Smith Barney November 1994 - December 1997
The Dreyfs Corporation January 1988 - August 1994
Skills
Banking, Financial Reporting, Capital Markets, Risk Management, Sarbanes-Oxley Act, Investments, Auditing, Internal Audit, Internal Controls, AML, Corporate Governance, Operational Risk..., Enterprise Risk..., Operational Risk, Financial Risk, Portfolio Management, Mutual Funds, Financial Analysis, Financial Services, Series 7, Governance, Corporate Finance, Asset Management, Securities, Accounting, Cash Management
Education
City University of New York-Hunter College 1983 — 1987
BS, accounting
AXA Equitable September 2014 - Present
AXA Equitable November 2010 - September 2014
American Express May 2009 - November 2010
Citi May 2004 - May 2009
citibank 1994 - 2009
Citigroup January 2001 - May 2004
Citigroup January 1999 - December 2000
Salomon Smith Barney December 1997 - December 1998
Smith Barney November 1994 - December 1997
The Dreyfs Corporation January 1988 - August 1994
Skills
Banking, Financial Reporting, Capital Markets, Risk Management, Sarbanes-Oxley Act, Investments, Auditing, Internal Audit, Internal Controls, AML, Corporate Governance, Operational Risk..., Enterprise Risk..., Operational Risk, Financial Risk, Portfolio Management, Mutual Funds, Financial Analysis, Financial Services, Series 7, Governance, Corporate Finance, Asset Management, Securities, Accounting, Cash Management
Education
City University of New York-Hunter College 1983 — 1987
BS, accounting
Gabrielle (Gabby) Phillips GraBois's Smith Barney Experience July 2006 - May 2009
Job SVP, US Content & Social
Industry Financial Services
Experience
Citi September 2013 - Present
Citi July 2012 - August 2013
Citi June 2011 - August 2012
Citigroup May 2009 - June 2011
Smith Barney July 2006 - May 2009
Merrill Lynch September 2004 - July 2006
Sanford C. Bernstein & Co., LLC August 2001 - September 2004
Skills
Content Strategy, Social Media, Strategy, Strategic Communications, Marketing, Content Development, Marketing Communications, Blogging, Editorial Strategy, Editorial Planning, Analytics, Integrated Marketing, Strategic Partnerships, Digital Strategy, Campaign Management, Series 7, Content Management, Communications Strategy, Editorial Calendars, Professional Women, Financial Services, Editorial, Alternative Investments, Series 63, Series 24, SEO, Content Marketing, User Experience, Facebook, Social Media Marketing, Twitter, LinkedIn, FINRA, Video, Brand Development, Online Marketing, Wealth Management, Digital Marketing, Mobile Marketing, Event Management, Brand Management, Social Networking, Interactive Marketing, Web Marketing, Digital Media, Web Analytics, Community Management
Education
Colgate University 1997 — 2001
BA, Political Science & English
Citi September 2013 - Present
Citi July 2012 - August 2013
Citi June 2011 - August 2012
Citigroup May 2009 - June 2011
Smith Barney July 2006 - May 2009
Merrill Lynch September 2004 - July 2006
Sanford C. Bernstein & Co., LLC August 2001 - September 2004
Skills
Content Strategy, Social Media, Strategy, Strategic Communications, Marketing, Content Development, Marketing Communications, Blogging, Editorial Strategy, Editorial Planning, Analytics, Integrated Marketing, Strategic Partnerships, Digital Strategy, Campaign Management, Series 7, Content Management, Communications Strategy, Editorial Calendars, Professional Women, Financial Services, Editorial, Alternative Investments, Series 63, Series 24, SEO, Content Marketing, User Experience, Facebook, Social Media Marketing, Twitter, LinkedIn, FINRA, Video, Brand Development, Online Marketing, Wealth Management, Digital Marketing, Mobile Marketing, Event Management, Brand Management, Social Networking, Interactive Marketing, Web Marketing, Digital Media, Web Analytics, Community Management
Education
Colgate University 1997 — 2001
BA, Political Science & English
Mary Rose O'Neill's Smith Barney Experience November 1981 - February 1986
Job at
Industry Investment Banking
Experience
BMO Capital Markets July 1991 - Present
Griffin, Kubik, Stephens & Thompson July 1991 - July 2008
VMS Realty Partners February 1986 - March 1989
Smith Barney November 1981 - February 1986
Skills
Investor Relations, Sales, Fixed Income, Capital Markets, Bloomberg, Series 7, Securities, Trading
Education
College of DuPage 1972 — 1974
Business Administration
BMO Capital Markets July 1991 - Present
Griffin, Kubik, Stephens & Thompson July 1991 - July 2008
VMS Realty Partners February 1986 - March 1989
Smith Barney November 1981 - February 1986
Skills
Investor Relations, Sales, Fixed Income, Capital Markets, Bloomberg, Series 7, Securities, Trading
Education
College of DuPage 1972 — 1974
Business Administration
Glenn Dornsife's Smith Barney Experience August 1990 - October 2000
Job First Vice President, Investments/Wealth Management Specialist at Raymond James
Industry Financial Services
Experience
Raymond James May 2003 - Present
Smith Barney August 1990 - October 2000
Merrill Lynch May 1976 - August 1990
US Army May 1969 - June 1975
Skills
Wealth Management, Portfolio Management, Retirement Planning, Investments, Securities, Finance, Asset Management, Financial Analysis, Financial Advisory, Mutual Funds, Series 7, Financial Services
Education
The University of Texas at Arlington 1975 — 1976
Business
Colorado State University 1965 — 1969
BS, Political Science, Psychology
Raymond James May 2003 - Present
Smith Barney August 1990 - October 2000
Merrill Lynch May 1976 - August 1990
US Army May 1969 - June 1975
Skills
Wealth Management, Portfolio Management, Retirement Planning, Investments, Securities, Finance, Asset Management, Financial Analysis, Financial Advisory, Mutual Funds, Series 7, Financial Services
Education
The University of Texas at Arlington 1975 — 1976
Business
Colorado State University 1965 — 1969
BS, Political Science, Psychology
Edmund Reese's Smith Barney Experience January 1997 - January 2005
Job VP, Chief Financial Officer, US Consumer Card Products, American Express
Industry Financial Services
Experience
American Express Director - Chief Financial Officer Private Banking, US Wealth ManagementMerrill LynchJanuary 2005 - January 2009
Smith Barney January 1997 - January 2005
Salomon Smith Barney 1997 - 2005
Skills
Wealth Management, Asset Managment, Strategic Financial..., Financial Modeling, Financial Analysis, Private Banking, Finance, Financial Risk, Asset Management, Financial Services, Portfolio Management, Valuation, Capital Markets, Strategy, Financial Planning, Management, Business Analysis
Education
Wharton Business School 2012 — 2014
Master of Business Administration (MBA)
Clemson University 1992 — 1996
BS, Accounting
American Express Director - Chief Financial Officer Private Banking, US Wealth ManagementMerrill LynchJanuary 2005 - January 2009
Smith Barney January 1997 - January 2005
Salomon Smith Barney 1997 - 2005
Skills
Wealth Management, Asset Managment, Strategic Financial..., Financial Modeling, Financial Analysis, Private Banking, Finance, Financial Risk, Asset Management, Financial Services, Portfolio Management, Valuation, Capital Markets, Strategy, Financial Planning, Management, Business Analysis
Education
Wharton Business School 2012 — 2014
Master of Business Administration (MBA)
Clemson University 1992 — 1996
BS, Accounting
Michelle Glaze's Smith Barney Experience November 2008 - October 2010
Job Area Sales Manager at Integrity Medical LLC
Industry Marketing and Advertising
Experience
Compass Laboratory Services October 2013 - Present
Integrity Medical LLC February 2013 - Present
Quintiles Janssen November 2011 - December 2012
Farmers Insurance October 2010 - November 2011
Smith Barney November 2008 - October 2010
Reliant Pharmaceuticals July 2005 - June 2008
PDI, Inc. June 2003 - July 2004
Skills
Pharmaceutical Sales, Sales, Account Management, Marketing, Cold Calling, Sales Management, Salesforce.com, New Business Development, Customer Service, Marketing Strategy, Direct Sales, Sales Presentations, Sales Operations, Selling, Sales Process, B2B, Healthcare, Orthopedic
Education
California State University, Fresno 1995 — 2000
Master's degree, Communicative Sciences and Disorders
College of the Sequoias 1993 — 1997
Associate of Science (A.S.)
Compass Laboratory Services October 2013 - Present
Integrity Medical LLC February 2013 - Present
Quintiles Janssen November 2011 - December 2012
Farmers Insurance October 2010 - November 2011
Smith Barney November 2008 - October 2010
Reliant Pharmaceuticals July 2005 - June 2008
PDI, Inc. June 2003 - July 2004
Skills
Pharmaceutical Sales, Sales, Account Management, Marketing, Cold Calling, Sales Management, Salesforce.com, New Business Development, Customer Service, Marketing Strategy, Direct Sales, Sales Presentations, Sales Operations, Selling, Sales Process, B2B, Healthcare, Orthopedic
Education
California State University, Fresno 1995 — 2000
Master's degree, Communicative Sciences and Disorders
College of the Sequoias 1993 — 1997
Associate of Science (A.S.)
Christopher Sevrens's Smith Barney Experience 1989 - 1991
Job Managing Director, Head of DCM Syndicate, Americas at Natixis
Industry Financial Services
Experience
Natixis December 2014 - Present
Morgan Stanley March 2011 - October 2014
Citadel Investment Group June 2009 - March 2011
Merrill Lynch August 1996 - January 2009
Crowell, Weedon & Co. 1991 - 1994
Smith Barney 1989 - 1991
Skills
Capital Markets, Leveraged Finance, Investment Banking, Fixed Income, Financial Modeling, Valuation, Corporate Finance, Financial Analysis, Securities, Bloomberg
Education
UCLA Anderson School of Management 1994 — 1996
MBA, Finance
Claremont McKenna College 1985 — 1989
BA, Economics, Mathematics
Natixis December 2014 - Present
Morgan Stanley March 2011 - October 2014
Citadel Investment Group June 2009 - March 2011
Merrill Lynch August 1996 - January 2009
Crowell, Weedon & Co. 1991 - 1994
Smith Barney 1989 - 1991
Skills
Capital Markets, Leveraged Finance, Investment Banking, Fixed Income, Financial Modeling, Valuation, Corporate Finance, Financial Analysis, Securities, Bloomberg
Education
UCLA Anderson School of Management 1994 — 1996
MBA, Finance
Claremont McKenna College 1985 — 1989
BA, Economics, Mathematics
Jeanne Maass's Smith Barney Experience 1982 - 1985
Job Director of Patron Programs, The Discovery Orchestra
Industry Nonprofit Organization Management
Experience
Discovery Orchestra January 2004 - Present
Bedminster Township January 2008 - January 2011
Bedminster School 2000 - 2005
F. Schumacher & Co. 1988 - 1991
Continental Equities, div of Continental Insurance 1985 - 1988
Smith Barney 1982 - 1985
Skills
Public Speaking, Nonprofits, Non-profits, Strategic Planning, Fundraising, Community Outreach, Event Management, Customer Service, Event Planning, Microsoft Office, Microsoft Word, Public Relations, Volunteer Management, Social Media, Microsoft Excel, Marketing Communications, Social Media Marketing, Team Building, Budgets, Program Management, Training
Education
Hunter College 1976 — 1978
Nursing; Business
Discovery Orchestra January 2004 - Present
Bedminster Township January 2008 - January 2011
Bedminster School 2000 - 2005
F. Schumacher & Co. 1988 - 1991
Continental Equities, div of Continental Insurance 1985 - 1988
Smith Barney 1982 - 1985
Skills
Public Speaking, Nonprofits, Non-profits, Strategic Planning, Fundraising, Community Outreach, Event Management, Customer Service, Event Planning, Microsoft Office, Microsoft Word, Public Relations, Volunteer Management, Social Media, Microsoft Excel, Marketing Communications, Social Media Marketing, Team Building, Budgets, Program Management, Training
Education
Hunter College 1976 — 1978
Nursing; Business
Gerry LaBossiere's Smith Barney Experience August 1994 - June 1996
Job Training Solutions Expert
Industry Aviation & Aerospace
Experience
CAE June 2011 - Present
Gerry LaBossiere, CFP® January 1994 - February 2015
Sabal Trust Company February 2005 - November 2007
Charles Schwab August 2001 - February 2005
USAA July 1996 - July 2001
United States Air Force April 1992 - May 1999
Smith Barney August 1994 - June 1996
United States Air Force August 1985 - April 1992
Skills
Aerospace, Integration, DO-178B, Fortran, Systems Engineering, Engineering Management, Flight Simulation, Strategic Financial..., Financial Services, Aircraft, Air Force
Education
College for Financial Planning 1996 — 1999
CFP®, Certified Financial Planner
University of Florida 1981 — 1985
Bachelor of Science (BS), Aerospace, Aeronautical and Astronautical Engineering
CAE June 2011 - Present
Gerry LaBossiere, CFP® January 1994 - February 2015
Sabal Trust Company February 2005 - November 2007
Charles Schwab August 2001 - February 2005
USAA July 1996 - July 2001
United States Air Force April 1992 - May 1999
Smith Barney August 1994 - June 1996
United States Air Force August 1985 - April 1992
Skills
Aerospace, Integration, DO-178B, Fortran, Systems Engineering, Engineering Management, Flight Simulation, Strategic Financial..., Financial Services, Aircraft, Air Force
Education
College for Financial Planning 1996 — 1999
CFP®, Certified Financial Planner
University of Florida 1981 — 1985
Bachelor of Science (BS), Aerospace, Aeronautical and Astronautical Engineering
Karen Betzag's Smith Barney Experience July 1996 - May 2007
Job Registered Associate
Industry Financial Services
Experience
Morgan Stanley Smith Barney November 2010 - Present
Morgan Stanley May 2007 - November 2010
Smith Barney July 1996 - May 2007
Skills
Series 7, Series 63, Series 9
Education
City University of New York-College of Staten Island 1990 — 1994
BA, Political Science Major Public Administration Minor
Morgan Stanley Smith Barney November 2010 - Present
Morgan Stanley May 2007 - November 2010
Smith Barney July 1996 - May 2007
Skills
Series 7, Series 63, Series 9
Education
City University of New York-College of Staten Island 1990 — 1994
BA, Political Science Major Public Administration Minor
John Majoros's Smith Barney Experience 1989 - 1994
Job Partner, Managing Director at Wasmer, Schroeder & Company, Inc.
Industry Investment Management
Experience
Wasmer, Schroeder & Company, Inc. Vice PresidentMcDonald & Company, Inc.1994 - 1998
Smith Barney 1989 - 1994
Bank of New York 1987 - 1989
Education
Fordham Gabelli School of Business 1987 — 1989
MBA, Finance
Cleveland State University 1979 — 1984
BBA, Finance
Wasmer, Schroeder & Company, Inc. Vice PresidentMcDonald & Company, Inc.1994 - 1998
Smith Barney 1989 - 1994
Bank of New York 1987 - 1989
Education
Fordham Gabelli School of Business 1987 — 1989
MBA, Finance
Cleveland State University 1979 — 1984
BBA, Finance
Ida Tessmer's Smith Barney Experience January 1995 - January 1997
Job Payroll Manager at Eagle Creek Software Services
Industry Accounting
Experience
Eagle Creek Software Services March 2010 - Present
Interstate Chiropractic 2004 - 2012
WTG Terrazzo & Tile October 2005 - January 2010
WTG Terrazzo & Tile2005-2010 October 2005 - January 2010
Stellar Concrete & Masonary May 2004 - October 2006
Paragon Constructors, Inc August 2002 - May 2004
Paragon Constructors, Inc January 1997 - January 2002
Smith Barney January 1995 - January 1997
U.S. Cellular January 1992 - January 1993
Skills
Expenses, Payroll
Education
College of Saint Benedict 1987 — 1991
BA, Accounting
CPP
College of St. Benedict's
B.A, Accounting
Eagle Creek Software Services March 2010 - Present
Interstate Chiropractic 2004 - 2012
WTG Terrazzo & Tile October 2005 - January 2010
WTG Terrazzo & Tile2005-2010 October 2005 - January 2010
Stellar Concrete & Masonary May 2004 - October 2006
Paragon Constructors, Inc August 2002 - May 2004
Paragon Constructors, Inc January 1997 - January 2002
Smith Barney January 1995 - January 1997
U.S. Cellular January 1992 - January 1993
Skills
Expenses, Payroll
Education
College of Saint Benedict 1987 — 1991
BA, Accounting
CPP
College of St. Benedict's
B.A, Accounting
John Jack Gallagher's Smith Barney Experience 1985 - 2009
Job Vice President at JP Morgan
Industry Financial Services
Experience
JP Morgan 2009 - Present
City Youth Now 1999 - June 2012
Smith Barney 1985 - 2009
Andersen Consulting 1980 - 1985
Education
College of the Holy Cross
AB, History
Santa Clara University - Leavey School of Business
MBA
Xavier High School
JP Morgan 2009 - Present
City Youth Now 1999 - June 2012
Smith Barney 1985 - 2009
Andersen Consulting 1980 - 1985
Education
College of the Holy Cross
AB, History
Santa Clara University - Leavey School of Business
MBA
Xavier High School
Lisa Smith-Gilpin's Smith Barney Experience June 1999 - May 2009
Job Student at City University of New YorkHunter College
Industry
Experience
American Express December 2012 - September 2014
Federal Aviation Administration September 2011 - December 2011
KPMG US March 2011 - August 2011
Smith Barney June 1999 - May 2009
Skills
PowerPoint, Microsoft Word, Photoshop, C++, C, Java, HTML, Research, Matlab, Social Media, AutoCAD, Illustrator, Teamwork, SQL, Public Speaking, English
Education
City University of New York-Hunter College 1999 — 2011
Bachelor's degree, English and Sociology
Hunter College of New York
American Express December 2012 - September 2014
Federal Aviation Administration September 2011 - December 2011
KPMG US March 2011 - August 2011
Smith Barney June 1999 - May 2009
Skills
PowerPoint, Microsoft Word, Photoshop, C++, C, Java, HTML, Research, Matlab, Social Media, AutoCAD, Illustrator, Teamwork, SQL, Public Speaking, English
Education
City University of New York-Hunter College 1999 — 2011
Bachelor's degree, English and Sociology
Hunter College of New York
Tim Dillow's Smith Barney Experience 2005 - 2006
Job Group Administrator at UBS
Industry Financial Services
Experience
UBS 2011 - Present
Morgan Stanley Smith Barney 2007 - 2011
Smith Barney 2005 - 2006
Education
University of Wisconsin-Parkside 2000 — 2001
Bachelor of Arts (B.A.), Philosophy
College of Lake County 1997 — 2000
Associate of Arts (A.A.), Philosophy
UBS 2011 - Present
Morgan Stanley Smith Barney 2007 - 2011
Smith Barney 2005 - 2006
Education
University of Wisconsin-Parkside 2000 — 2001
Bachelor of Arts (B.A.), Philosophy
College of Lake County 1997 — 2000
Associate of Arts (A.A.), Philosophy
Brian Keswick's Smith Barney Experience March 1997 - September 2004
Job Financial Consultant at Keswick Financial Strategies, LLC
Industry Financial Services
Experience
Keswick Financial Strategies, LLC September 2004 - Present
Smith Barney March 1997 - September 2004
Skills
Retirement Planning, Strategic Financial..., Wealth Management, Investments, Series 7, Financial Analysis, Mutual Funds, Estate Planning, Retirement, Fixed Annuities, Investment Advisory, Portfolio Management
Education
University of Louisiana at Monroe 1995 — 1996
Bachelor of Business Administration (BBA), Finance/Commercial Banking
College of Southern Idaho 1992 — 1994
Associate of Arts (AA), Business/Commerce, General
Keswick Financial Strategies, LLC September 2004 - Present
Smith Barney March 1997 - September 2004
Skills
Retirement Planning, Strategic Financial..., Wealth Management, Investments, Series 7, Financial Analysis, Mutual Funds, Estate Planning, Retirement, Fixed Annuities, Investment Advisory, Portfolio Management
Education
University of Louisiana at Monroe 1995 — 1996
Bachelor of Business Administration (BBA), Finance/Commercial Banking
College of Southern Idaho 1992 — 1994
Associate of Arts (AA), Business/Commerce, General
Jamie Catalano Spielman's Smith Barney Experience 2003 - 2009
Job Head of Mutual Fund, Annuity & Insurance Business & Key Account Team Citi
Industry Financial Services
Experience
Citi June 2009 - Present
Smith Barney 2003 - 2009
Education
Colgate University 1997 — 2001
BA
Horace Mann School
High School
Citi June 2009 - Present
Smith Barney 2003 - 2009
Education
Colgate University 1997 — 2001
BA
Horace Mann School
High School
Miles Shanks's Smith Barney Experience December 1986 - March 2009
Job Vice President | Financial Advisor
Industry Investment Management
Experience
Crowell, Weedon & Co. April 2009 - Present
Smith Barney December 1986 - March 2009
Education
Claremont McKenna College 1978 — 1982
Bachelor of Arts (B.A.), Economics
San Marino High School 1974 — 1978
Crowell, Weedon & Co. April 2009 - Present
Smith Barney December 1986 - March 2009
Education
Claremont McKenna College 1978 — 1982
Bachelor of Arts (B.A.), Economics
San Marino High School 1974 — 1978
Annmarie Breen's Smith Barney Experience 1985 - 1994
Job IT Infrastructure Mgmt
Industry Financial Services
Experience
Credit Suisse March 2011 - August 2012
Credit Suisse March 2011 - July 2012
UBS 2007 - 2011
Deutsche Bank 1994 - 2005
Bankers Trust 1994 - 2001
Smith Barney 1985 - 1994
Skills
Vendor Management
Education
Hunter College
Bachelor's degree, French Language and Literature
Credit Suisse March 2011 - August 2012
Credit Suisse March 2011 - July 2012
UBS 2007 - 2011
Deutsche Bank 1994 - 2005
Bankers Trust 1994 - 2001
Smith Barney 1985 - 1994
Skills
Vendor Management
Education
Hunter College
Bachelor's degree, French Language and Literature
Lance Riddle, CFP®'s Smith Barney Experience June 1992 - June 1996
Job Principal at Capitalguard Financial
Industry Financial Services
Experience
Capitalguard Financial January 2001 - Present
OptimalFolios January 2014 - Present
Bear Stearns June 1998 - January 2001
Merrill Lynch June 1996 - June 1998
Smith Barney June 1992 - June 1996
Skills
Investments, Disability Insurance, Retirement Planning, Fixed Annuities, Estate Planning, 401k, Life Insurance, Securities, Insurance, Long Term Care Insurance, Retirement, Wealth Management..., Personal Financial..., 401k Rollovers, Traditional IRA, SEP IRA, Equity Indexed Annuities, Investment Advisory, Long-term Care, Tactical Asset..., Life Settlements, Financial Planners, Investment Strategies, 401k Plans, Indexed Annuities, Key Person Insurance, Buy-sell Agreements, Term Life Insurance
Education
University of Oklahoma
Bachelor's degree
College for Financial Planning
Capitalguard Financial January 2001 - Present
OptimalFolios January 2014 - Present
Bear Stearns June 1998 - January 2001
Merrill Lynch June 1996 - June 1998
Smith Barney June 1992 - June 1996
Skills
Investments, Disability Insurance, Retirement Planning, Fixed Annuities, Estate Planning, 401k, Life Insurance, Securities, Insurance, Long Term Care Insurance, Retirement, Wealth Management..., Personal Financial..., 401k Rollovers, Traditional IRA, SEP IRA, Equity Indexed Annuities, Investment Advisory, Long-term Care, Tactical Asset..., Life Settlements, Financial Planners, Investment Strategies, 401k Plans, Indexed Annuities, Key Person Insurance, Buy-sell Agreements, Term Life Insurance
Education
University of Oklahoma
Bachelor's degree
College for Financial Planning
Eileen Stanic's Smith Barney Experience September 2002 - June 2003
Job Sr. Public Funds Advisor at Meeder Investment Management
Industry Financial Services
Experience
Meeder Investment Management September 2014 - Present
Robert W. Baird & Co. December 2010 - September 2014
Productive Capital Management June 2003 - December 2010
Smith Barney September 2002 - June 2003
The Richard E Jacobs Group January 1984 - September 2002
Towner Petroleum 1981 - 1983
Skills
Financial Analysis, Financial Modeling, Finance, Accounting, Internal Controls, Investments, Financial Reporting, Risk Management, Budgets, Analysis
Education
Cleveland State University 1980 — 1984
Bachelor of Business Administration (BBA), Accounting and Finance
Lorain County Community College
AAB, Accounting
Meeder Investment Management September 2014 - Present
Robert W. Baird & Co. December 2010 - September 2014
Productive Capital Management June 2003 - December 2010
Smith Barney September 2002 - June 2003
The Richard E Jacobs Group January 1984 - September 2002
Towner Petroleum 1981 - 1983
Skills
Financial Analysis, Financial Modeling, Finance, Accounting, Internal Controls, Investments, Financial Reporting, Risk Management, Budgets, Analysis
Education
Cleveland State University 1980 — 1984
Bachelor of Business Administration (BBA), Accounting and Finance
Lorain County Community College
AAB, Accounting
Mark Dela Cuesta's Smith Barney Experience June 2004 - February 2008
Job Supervisor / Team Leader at RGIS
Industry Retail
Experience
RGIS Car ShuttlerAvis Budget GroupDecember 2012 - January 2015
Cleveland State University Bookstore December 2010 - June 2013
Monterey Bay Aquarium August 2007 - January 2009
SMITH BARNEY June 2004 - February 2008
Education
Cleveland State University
Finance, General
Salinas High School
RGIS Car ShuttlerAvis Budget GroupDecember 2012 - January 2015
Cleveland State University Bookstore December 2010 - June 2013
Monterey Bay Aquarium August 2007 - January 2009
SMITH BARNEY June 2004 - February 2008
Education
Cleveland State University
Finance, General
Salinas High School
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.