Smith Barney
Industry: Financial services company
DescriptionMorgan Stanley Wealth Management is an American multinational financial services corporation specializing in retail brokerage. It is the wealth & asset management division of Morgan Stanley. Customer service: 00 1 801-617-9150 Assets under management: 2.05 trillion USD (2014) CEO: James P. Gorman (Jan 2012–) Headquarters: Purchase, Harrison, New York, United States Parent organization: Morgan Stanley Domestic Holdings Inc Founders: Charles D. Barney, Edward B. Smith
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Smith Barney Employees
Employee
Years
Job
Industry
Jack Mergner Jack Mergner's Smith Barney Experience March 1995 - April 2000
Job President at JGM Wealth Management, LLC
Industry Financial Services
Experience
JGM Wealth Management, LLC June 2013 - Present
Marcellus Energy Partners, LLC July 2014 - Present
JGM Partners LLC January 2010 - Present
Strategic Insurance Solutions Inc. March 2010 - Present
Management Enterprises, Inc. June 1986 - December 2009
Resource Companies, Inc. December 2004 - December 2008
UBS Financial April 2000 - December 2004
Smith Barney March 1995 - April 2000
Wheat First Securities February 1992 - March 1995
Dominick & Dominick, Inc. June 1985 - February 1992
Skills
Investments, Business Funding, Fixed Annuities, Strategic Financial..., Retirement, Small Business, Asset Management, Life Insurance, Insurance, Portfolio Management, Financial Services, Wealth Management, Retirement Planning, Finance, Start-ups, Risk Management, Management Consulting, Management, Asset Allocation, Strategic Planning, Estate Planning, Project Management, Leadership, Personal Finance, New Business Development, Entrepreneurship, Employee Benefits, Business Planning, Marketing, Financial Analysis, Asset Managment, Financial Planning, Capital Raising, Oil & Gas, Business Development, Mergers & Acquisitions, Real Estate Development, Professional Mentoring, A&D, Construction &..., SBA 7(a) and 504 Loans, Franchise Consulting, A/R Financing &..., Oil & Gas Industry, Marcellus Shale Gas..., Equipment Financing, USDA Financing, LLCs, C Corps,..., Business Funding Using..., Buy-Sell Agreements &...
Education
The Catholic University of America 1976 — 1980
Bachelor of Science (BS), Accounting
JGM Wealth Management, LLC June 2013 - Present
Marcellus Energy Partners, LLC July 2014 - Present
JGM Partners LLC January 2010 - Present
Strategic Insurance Solutions Inc. March 2010 - Present
Management Enterprises, Inc. June 1986 - December 2009
Resource Companies, Inc. December 2004 - December 2008
UBS Financial April 2000 - December 2004
Smith Barney March 1995 - April 2000
Wheat First Securities February 1992 - March 1995
Dominick & Dominick, Inc. June 1985 - February 1992
Skills
Investments, Business Funding, Fixed Annuities, Strategic Financial..., Retirement, Small Business, Asset Management, Life Insurance, Insurance, Portfolio Management, Financial Services, Wealth Management, Retirement Planning, Finance, Start-ups, Risk Management, Management Consulting, Management, Asset Allocation, Strategic Planning, Estate Planning, Project Management, Leadership, Personal Finance, New Business Development, Entrepreneurship, Employee Benefits, Business Planning, Marketing, Financial Analysis, Asset Managment, Financial Planning, Capital Raising, Oil & Gas, Business Development, Mergers & Acquisitions, Real Estate Development, Professional Mentoring, A&D, Construction &..., SBA 7(a) and 504 Loans, Franchise Consulting, A/R Financing &..., Oil & Gas Industry, Marcellus Shale Gas..., Equipment Financing, USDA Financing, LLCs, C Corps,..., Business Funding Using..., Buy-Sell Agreements &...
Education
The Catholic University of America 1976 — 1980
Bachelor of Science (BS), Accounting
Mark Eicker Mark Eicker's Smith Barney Experience 1993 - 2001
Job Chief Investment Officer Sterling Global Strategies
Industry Financial Services
Experience
Sterling Global Strategies December 2009 - Present
Smith Barney 1993 - 2001
Skills
Investments, Investment Strategies, Asset Management, Quantitative Analytics, Research, Asset Allocation, ETFs, Mutual Funds, Trading, Finance, Alternative Investments, Asset Managment, Wealth Management, Business Strategy, Investment Advisory, Series 7, Retirement Planning, Investment Management, Securities, Quantitative Analysis
Education
The University of New Mexico 1988 — 1993
BA, Communication
Sterling Global Strategies December 2009 - Present
Smith Barney 1993 - 2001
Skills
Investments, Investment Strategies, Asset Management, Quantitative Analytics, Research, Asset Allocation, ETFs, Mutual Funds, Trading, Finance, Alternative Investments, Asset Managment, Wealth Management, Business Strategy, Investment Advisory, Series 7, Retirement Planning, Investment Management, Securities, Quantitative Analysis
Education
The University of New Mexico 1988 — 1993
BA, Communication
Kyle Finegan Kyle Finegan's Smith Barney Experience May 2006 - August 2006
Job Associate, J.P. Morgan
Industry Investment Banking
Experience
J.P. Morgan July 2014 - Present
J.P. Morgan June 2013 - August 2013
Croft & Bender May 2011 - July 2012
Croft & Bender June 2010 - May 2011
Croft & Bender July 2008 - June 2010
J.P. Turner & Company, LLC June 2007 - August 2007
Smith Barney May 2006 - August 2006
Skills
Investment Banking, Valuation, Private Equity, Venture Capital, Financial Modeling, Financial Analysis, Mergers & Acquisitions, Business Valuation, Due Diligence
Education
Emory University - Goizueta Business School 2012 — 2014
MBA
The University of Georgia 2004 — 2008
Finance, Spanish, Leadership Certificate
Centennial High School 2000 — 2004
J.P. Morgan July 2014 - Present
J.P. Morgan June 2013 - August 2013
Croft & Bender May 2011 - July 2012
Croft & Bender June 2010 - May 2011
Croft & Bender July 2008 - June 2010
J.P. Turner & Company, LLC June 2007 - August 2007
Smith Barney May 2006 - August 2006
Skills
Investment Banking, Valuation, Private Equity, Venture Capital, Financial Modeling, Financial Analysis, Mergers & Acquisitions, Business Valuation, Due Diligence
Education
Emory University - Goizueta Business School 2012 — 2014
MBA
The University of Georgia 2004 — 2008
Finance, Spanish, Leadership Certificate
Centennial High School 2000 — 2004
Belinda Moore, MBA Belinda Moore, MBA's Smith Barney Experience 1988 - 1988
Job Founder, MGM Event Planning
Industry Events Services
Experience
MGM Event Planning January 2009 - Present
Client - Springboard Consulting LLC June 2012 - January 2014
Gold Canyon International, LLC 2014 - 2014
Gold Canyon International, LLC 2014 - 2014
Kelly Services 2010 - July 2012
Tiny Tots Too, LLC August 2002 - August 2006
American Express May 1987 - September 2001
Smith Barney 1988 - 1988
Skills
Fundraising, Office Management, Event Planning, Management, Coaching, Invoicing, Newsletters, Marketing Communications, Recruiting, Leadership Development, Human Resources, Social Media, Outlook, Marketing, Public Speaking, Employee Relations, Meeting Planning, Event Management, Social Networking
Education
University of Phoenix 2009 — 2011
MBA, Business
The George Washington University 2006 — 2007
Certificate, Event Management, Meeting and Event Planning
MGM Event Planning January 2009 - Present
Client - Springboard Consulting LLC June 2012 - January 2014
Gold Canyon International, LLC 2014 - 2014
Gold Canyon International, LLC 2014 - 2014
Kelly Services 2010 - July 2012
Tiny Tots Too, LLC August 2002 - August 2006
American Express May 1987 - September 2001
Smith Barney 1988 - 1988
Skills
Fundraising, Office Management, Event Planning, Management, Coaching, Invoicing, Newsletters, Marketing Communications, Recruiting, Leadership Development, Human Resources, Social Media, Outlook, Marketing, Public Speaking, Employee Relations, Meeting Planning, Event Management, Social Networking
Education
University of Phoenix 2009 — 2011
MBA, Business
The George Washington University 2006 — 2007
Certificate, Event Management, Meeting and Event Planning
Jordan Tippett, MBA Jordan Tippett, MBA's Smith Barney Experience June 2006 - August 2006
Job Business Consultant at The University of Georgia Small Business Development Center
Industry Management Consulting
Experience
The University of Georgia Small Business Development Center June 2015 - Present
Husqvarna February 2014 - January 2015
Husqvarna February 2013 - January 2015
Yodle September 2012 - January 2013
Whirlpool Corporation February 2011 - January 2012
Whirlpool Corporation October 2007 - January 2011
Smith Barney June 2006 - August 2006
TSI Solutions May 2004 - August 2004
Skills
Sales, Account Management, Leadership, CRM, Sales Management, Strategic Planning, Competitive Analysis, Project Management, Organization, Marketing, Management, Strategy, Business Analysis, Merchandising, Leadership Development, Product Management, Communication, Business Strategy, Customer Presentations, Staff Training, Business Development, Training, Product Development, Product Innovation, Apple OS, Cross-functional Team...
Education
Wake Forest University - Babcock Graduate School of Management 2012 — 2014
Master of Business Administration
University of Georgia - Terry College of Business 2004 — 2006
B.B.A., Finance
The University of Georgia 2002 — 2006
Bachelor of Business Administration (BBA), Finance
The University of Georgia Small Business Development Center June 2015 - Present
Husqvarna February 2014 - January 2015
Husqvarna February 2013 - January 2015
Yodle September 2012 - January 2013
Whirlpool Corporation February 2011 - January 2012
Whirlpool Corporation October 2007 - January 2011
Smith Barney June 2006 - August 2006
TSI Solutions May 2004 - August 2004
Skills
Sales, Account Management, Leadership, CRM, Sales Management, Strategic Planning, Competitive Analysis, Project Management, Organization, Marketing, Management, Strategy, Business Analysis, Merchandising, Leadership Development, Product Management, Communication, Business Strategy, Customer Presentations, Staff Training, Business Development, Training, Product Development, Product Innovation, Apple OS, Cross-functional Team...
Education
Wake Forest University - Babcock Graduate School of Management 2012 — 2014
Master of Business Administration
University of Georgia - Terry College of Business 2004 — 2006
B.B.A., Finance
The University of Georgia 2002 — 2006
Bachelor of Business Administration (BBA), Finance
Nick Eschenheimer Nick Eschenheimer's Smith Barney Experience January 2001 - March 2009
Job Vice President/Sales Manager at Bank of Oklahoma
Industry Financial Services
Experience
BOK Financial June 2014 - Present
Wunderlich Securities December 2012 - June 2014
SMH Group, Inc March 2009 - December 2012
Smith Barney January 2001 - March 2009
Merrill Lynch July 1996 - January 2001
Skills
Wealth Management, Financial Planning, Retirement Plan..., Retirement Planning, Investment Advisory, Asset Management, Strategic Financial..., Asset Managment, Asset Allocation, Financial Advisory, Investments, Finance, Mutual Funds, Investment Strategies, Retirement, 401k, Securities, Investment Management, Portfolio Management, Pensions, Wealth Management..., Investment Advisory..., Series 7, Alternative Investments, Risk Management, Investment Policy..., Uniform Combined State..., Employee Benefits, Financial Services, Wealth Accumulation, Management, Financial Analysis
Education
University of Missouri-Kansas City 1992 — 1993
B.A., Economics
University of Kansas 1988 — 1992
B.A., Economics
BOK Financial June 2014 - Present
Wunderlich Securities December 2012 - June 2014
SMH Group, Inc March 2009 - December 2012
Smith Barney January 2001 - March 2009
Merrill Lynch July 1996 - January 2001
Skills
Wealth Management, Financial Planning, Retirement Plan..., Retirement Planning, Investment Advisory, Asset Management, Strategic Financial..., Asset Managment, Asset Allocation, Financial Advisory, Investments, Finance, Mutual Funds, Investment Strategies, Retirement, 401k, Securities, Investment Management, Portfolio Management, Pensions, Wealth Management..., Investment Advisory..., Series 7, Alternative Investments, Risk Management, Investment Policy..., Uniform Combined State..., Employee Benefits, Financial Services, Wealth Accumulation, Management, Financial Analysis
Education
University of Missouri-Kansas City 1992 — 1993
B.A., Economics
University of Kansas 1988 — 1992
B.A., Economics
Michael Bradley, CFA Michael Bradley, CFA's Smith Barney Experience November 2005 - September 2007
Job Private Wealth Manager
Industry Investment Management
Experience
Bradley and Company, LLC September 2007 - Present
Smith Barney November 2005 - September 2007
Salomon Smith Barney November 2003 - October 2005
Salomon Smith Barney November 2000 - November 2003
Skills
Portfolio Management, Personal Finance, Executive Compensation, Investments, Wealth Management, Financial Planning, Retirement Planning, Financial Advisory, Strategic Financial..., Finance, Investment Strategies, Executive Pay, Equities, Asset Management, Investment Banking, Start-ups, Fixed Income, Private Equity, Series 63, Mergers & Acquisitions, Wealth Management..., Financial Services, Wealth, Risk Management, Mutual Funds, Investment Advisory, Alternative Investments, Asset Allocation, Investment Management, High Net Worth..., Private Banking, Options, Securities
Education
London School of Economics and Political Science 1998 — 2000
MSc, Development Economics
University of California, Berkeley 1994 — 1998
BA, Political Science, Business Administration
Bradley and Company, LLC September 2007 - Present
Smith Barney November 2005 - September 2007
Salomon Smith Barney November 2003 - October 2005
Salomon Smith Barney November 2000 - November 2003
Skills
Portfolio Management, Personal Finance, Executive Compensation, Investments, Wealth Management, Financial Planning, Retirement Planning, Financial Advisory, Strategic Financial..., Finance, Investment Strategies, Executive Pay, Equities, Asset Management, Investment Banking, Start-ups, Fixed Income, Private Equity, Series 63, Mergers & Acquisitions, Wealth Management..., Financial Services, Wealth, Risk Management, Mutual Funds, Investment Advisory, Alternative Investments, Asset Allocation, Investment Management, High Net Worth..., Private Banking, Options, Securities
Education
London School of Economics and Political Science 1998 — 2000
MSc, Development Economics
University of California, Berkeley 1994 — 1998
BA, Political Science, Business Administration
Vicky Gillmor Vicky Gillmor's Smith Barney Experience October 2005 - March 2008
Job Registered Client Associate at Lincoln Financial Securities
Industry Financial Services
Experience
Lincoln Financial Securities April 2013 - Present
The Woodlands Park & Rec Center March 2011 - Present
Morgan Stanley August 2012 - April 2013
Ameriprise Financial Services, Inc. April 2010 - December 2010
Smith Barney October 2005 - March 2008
McDonald Investments Inc. December 2003 - August 2005
Merrill Lynch February 1997 - December 2001
Skills
Series 7, Series 63, Life & Health Insurance..., Investment Strategies, Long Distance Running, Group Exercise..., Certified Running Coach, Coaching
Education
The University of Akron
Lincoln Financial Securities April 2013 - Present
The Woodlands Park & Rec Center March 2011 - Present
Morgan Stanley August 2012 - April 2013
Ameriprise Financial Services, Inc. April 2010 - December 2010
Smith Barney October 2005 - March 2008
McDonald Investments Inc. December 2003 - August 2005
Merrill Lynch February 1997 - December 2001
Skills
Series 7, Series 63, Life & Health Insurance..., Investment Strategies, Long Distance Running, Group Exercise..., Certified Running Coach, Coaching
Education
The University of Akron
Dave Gross Dave Gross's Smith Barney Experience 1994 - 1997
Job Founder and CoCEO at Alpha Moda Lab
Industry Internet
Experience
Alpha Moda Lab October 2013 - Present
IdeaKind September 2012 - Present
Zazzle.com April 2007 - August 2012
Confego, Inc. (aka Nusewco) August 2003 - April 2007
Blueprint Ventures 2001 - 2002
Excite@Home 1998 - 2000
Smith Barney 1994 - 1997
Skills
E-commerce, Start-ups, Product Management, User Experience, Social Commerce, Strategic Partnerships, Analytics, SaaS, Product Development, Business Planning, SEM, Mergers & Acquisitions, Mobile Applications, Strategy, Mobile Marketing, Management, Leadership, Cross-functional Team..., Enterprise Software, Digital Strategy, Product Marketing, Digital Media, Business Strategy, Venture Capital, Business Development, Omniture, Digital Marketing, Marketing Strategy, Program Management, SEO, Retail, Web Analytics, Online Marketing, Mobile Devices, Entrepreneurship, Email Marketing, Competitive Analysis, Market Research, Scalability, CRM, Customer Acquisition, Affiliate Marketing, Information Architecture, A/B testing, Brand Development, Monetization, Content Strategy, mass customization, Custom, Consumer Internet
Education
Dartmouth College - The Tuck School of Business at Dartmouth 1997 — 1999
MBA
University of California, Berkeley 1989 — 1993
A.B., History
Palo Alto High School
Alpha Moda Lab October 2013 - Present
IdeaKind September 2012 - Present
Zazzle.com April 2007 - August 2012
Confego, Inc. (aka Nusewco) August 2003 - April 2007
Blueprint Ventures 2001 - 2002
Excite@Home 1998 - 2000
Smith Barney 1994 - 1997
Skills
E-commerce, Start-ups, Product Management, User Experience, Social Commerce, Strategic Partnerships, Analytics, SaaS, Product Development, Business Planning, SEM, Mergers & Acquisitions, Mobile Applications, Strategy, Mobile Marketing, Management, Leadership, Cross-functional Team..., Enterprise Software, Digital Strategy, Product Marketing, Digital Media, Business Strategy, Venture Capital, Business Development, Omniture, Digital Marketing, Marketing Strategy, Program Management, SEO, Retail, Web Analytics, Online Marketing, Mobile Devices, Entrepreneurship, Email Marketing, Competitive Analysis, Market Research, Scalability, CRM, Customer Acquisition, Affiliate Marketing, Information Architecture, A/B testing, Brand Development, Monetization, Content Strategy, mass customization, Custom, Consumer Internet
Education
Dartmouth College - The Tuck School of Business at Dartmouth 1997 — 1999
MBA
University of California, Berkeley 1989 — 1993
A.B., History
Palo Alto High School
Son Nguyen, CFA's Smith Barney Experience 2008 - 2008
Job Equity Analyst at William Harris Investors
Industry Investment Management
Experience
William Harris Investors 2014 - Present
RoomVa 2013 - 2014
QVT Financial LP 2013 - 2013
South Texas Money Management 2009 - 2012
eBay Marketplaces 2006 - 2009
Smith Barney 2008 - 2008
Education
The University of Chicago - Booth School of Business 2012 — 2014
Master of Business Administration (MBA), Analytic Finance, Entrepreneurship
Trinity University 2005 — 2009
B.S. Business Administration, Finance, International Economics
William Harris Investors 2014 - Present
RoomVa 2013 - 2014
QVT Financial LP 2013 - 2013
South Texas Money Management 2009 - 2012
eBay Marketplaces 2006 - 2009
Smith Barney 2008 - 2008
Education
The University of Chicago - Booth School of Business 2012 — 2014
Master of Business Administration (MBA), Analytic Finance, Entrepreneurship
Trinity University 2005 — 2009
B.S. Business Administration, Finance, International Economics
James Hyland James Hyland's Smith Barney Experience May 1988 - February 2007
Job Vice President Investments at UBS Wealth Management
Industry Financial Services
Experience
UBS Wealth Management February 2007 - Present
Smith Barney May 1988 - February 2007
Education
The Ohio State University 1976 — 1980
Bachelors, Business
UBS Wealth Management February 2007 - Present
Smith Barney May 1988 - February 2007
Education
The Ohio State University 1976 — 1980
Bachelors, Business
Ian DeRanieri Ian DeRanieri's Smith Barney Experience February 2007 - May 2007
Job Digital/Interactive Producer
Industry Marketing and Advertising
Experience
Pennebaker November 2013 - Present
Self-Employed January 2012 - Present
The New School August 2012 - May 2014
Heartland Payment Systems May 2012 - October 2012
Mint Green Marketing June 2010 - January 2012
jaccomo September 2009 - June 2011
Standard Register January 2009 - September 2009
Northwestern Mutual May 2007 - August 2008
Smith Barney February 2007 - May 2007
Pep Boys January 2004 - February 2007
Skills
Digital Strategy, Digital Project..., Information Architecture, User Experience, User Journeys, Content Strategy, Website Building, Content Management, Marketing Automation, Google Analytics, Google Adwords, ExpressionEngine, Email Marketing, Strategic Partnerships, Digital Marketing, Marketing Strategy, Marketing, CRM, Management, Digital Media, Sales Process, Start-ups, Leadership, Marketing Communications, Social Media, Market Research, Account Management, Business Development, Sales, Online Marketing, Entrepreneurship, Video Editing, B2B, Salesforce.com, SWOT analysis, Final Cut Pro, Film Production, Video Production, Online Video Production, Online Video, Final Cut Pro X, CMS, CraftCMS
Education
Parsons/ The New School 2012 — 2014
Master of Science (M.S.)
The College of New Jersey 2004 — 2008
Bachelor of Science
Matawan Regional High School 2000 — 2004
High School Diploma
Pennebaker November 2013 - Present
Self-Employed January 2012 - Present
The New School August 2012 - May 2014
Heartland Payment Systems May 2012 - October 2012
Mint Green Marketing June 2010 - January 2012
jaccomo September 2009 - June 2011
Standard Register January 2009 - September 2009
Northwestern Mutual May 2007 - August 2008
Smith Barney February 2007 - May 2007
Pep Boys January 2004 - February 2007
Skills
Digital Strategy, Digital Project..., Information Architecture, User Experience, User Journeys, Content Strategy, Website Building, Content Management, Marketing Automation, Google Analytics, Google Adwords, ExpressionEngine, Email Marketing, Strategic Partnerships, Digital Marketing, Marketing Strategy, Marketing, CRM, Management, Digital Media, Sales Process, Start-ups, Leadership, Marketing Communications, Social Media, Market Research, Account Management, Business Development, Sales, Online Marketing, Entrepreneurship, Video Editing, B2B, Salesforce.com, SWOT analysis, Final Cut Pro, Film Production, Video Production, Online Video Production, Online Video, Final Cut Pro X, CMS, CraftCMS
Education
Parsons/ The New School 2012 — 2014
Master of Science (M.S.)
The College of New Jersey 2004 — 2008
Bachelor of Science
Matawan Regional High School 2000 — 2004
High School Diploma
Wayne Papke Wayne Papke's Smith Barney Experience November 1997 - January 2009
Job Financial Advisor at Investment Centers of America
Industry Financial Services
Experience
Investment Centers of America January 2011 - Present
Morgan Stanley Smith Barney January 2009 - January 2011
Smith Barney November 1997 - January 2009
Education
The University of North Dakota 1974 — 1978
Bachelor of Applied Science (B.A.Sc.), Marketing and Accounting
Goodrich Public School 1963 — 1974
K-12, General
Investment Centers of America January 2011 - Present
Morgan Stanley Smith Barney January 2009 - January 2011
Smith Barney November 1997 - January 2009
Education
The University of North Dakota 1974 — 1978
Bachelor of Applied Science (B.A.Sc.), Marketing and Accounting
Goodrich Public School 1963 — 1974
K-12, General
Philip Mayo Philip Mayo's Smith Barney Experience January 2000 - May 2009
Job 1
Industry Financial Services
Experience
Smith Barney January 2000 - May 2009
Wells Fargo Bank April 1994 - January 2000
Skills
Investment Management, Portfolio Management, Personal Financial..., Retirement Plan...
Education
The University of New Mexico 1992 — 1993
Bachelor of Science (BS), Economics
University of Maine 1989 — 1992
Smith Barney January 2000 - May 2009
Wells Fargo Bank April 1994 - January 2000
Skills
Investment Management, Portfolio Management, Personal Financial..., Retirement Plan...
Education
The University of New Mexico 1992 — 1993
Bachelor of Science (BS), Economics
University of Maine 1989 — 1992
Jamie Spenthoff's Smith Barney Experience June 2002 - January 2003
Job Vice PresidentRetirement Plans
Industry Financial Services
Experience
Meeder Investment Management May 2015 - Present
Nationwide Financial November 2013 - April 2015
Nationwide Financial August 2010 - November 2013
Nationwide Financial January 2009 - August 2010
JRS APPRAISAL & CONSULTING SERVICES June 2003 - January 2009
Smith Barney June 2002 - January 2003
Chase Manhattan Mortgage Corp. January 2002 - June 2002
National City Bank January 1999 - January 2002
Skills
Portfolio Management, Retirement Planning, 401k, Analysis, Securities, Banking, Finance, Mutual Funds, Sales, Financial Advisory, Investments, FINRA, Series 63
Education
The Ohio State University 1999 — 2003
B.A., Economics
Meeder Investment Management May 2015 - Present
Nationwide Financial November 2013 - April 2015
Nationwide Financial August 2010 - November 2013
Nationwide Financial January 2009 - August 2010
JRS APPRAISAL & CONSULTING SERVICES June 2003 - January 2009
Smith Barney June 2002 - January 2003
Chase Manhattan Mortgage Corp. January 2002 - June 2002
National City Bank January 1999 - January 2002
Skills
Portfolio Management, Retirement Planning, 401k, Analysis, Securities, Banking, Finance, Mutual Funds, Sales, Financial Advisory, Investments, FINRA, Series 63
Education
The Ohio State University 1999 — 2003
B.A., Economics
Rich Erickson, CFP® Rich Erickson, CFP®'s Smith Barney Experience 2005 - 2007
Job Vice President, Financial Advisor at Century Bank
Industry Financial Services
Experience
Century Bank April 2015 - Present
MITFCU Financial & Retirement Services December 2009 - April 2015
Merrill Lynch May 2007 - December 2009
Smith Barney 2005 - 2007
Bank of America 2003 - 2004
Fleet 2000 - 2003
John Hancock 1988 - 2000
Putnam Investments 1987 - 1988
Travelers 1983 - 1987
Education
The National Graduate School of Quality Management (NGS) 1998 — 2000
MS, Quality Systems
University of Massachusetts, Amherst 1974 — 1979
B.S. Psychology
Wachusett Regional High School 1970 — 1974
Century Bank April 2015 - Present
MITFCU Financial & Retirement Services December 2009 - April 2015
Merrill Lynch May 2007 - December 2009
Smith Barney 2005 - 2007
Bank of America 2003 - 2004
Fleet 2000 - 2003
John Hancock 1988 - 2000
Putnam Investments 1987 - 1988
Travelers 1983 - 1987
Education
The National Graduate School of Quality Management (NGS) 1998 — 2000
MS, Quality Systems
University of Massachusetts, Amherst 1974 — 1979
B.S. Psychology
Wachusett Regional High School 1970 — 1974
Jennifer V. Davis Jennifer V. Davis's Smith Barney Experience February 2003 - July 2005
Job Head of R&D at Paint Nite
Industry Entertainment
Experience
Paint Nite October 2013 - Present
Development Consultant January 2006 - October 2013
Smith Barney February 2003 - July 2005
Smith Barney May 2002 - February 2003
MTV Networks April 1999 - July 2001
MTV Networks April 1998 - April 1999
Skills
Strategic Partnerships, Leadership, Project Management, Sponsorship, Event Management, Event Planning, Cause Marketing, Volunteer Management, Marketing, Community Relations, Fundraising
Education
New York University - Leonard N. Stern School of Business 2001 — 2003
MBA
The Johns Hopkins University
B.A, Psychology
The Brearley School
Paint Nite October 2013 - Present
Development Consultant January 2006 - October 2013
Smith Barney February 2003 - July 2005
Smith Barney May 2002 - February 2003
MTV Networks April 1999 - July 2001
MTV Networks April 1998 - April 1999
Skills
Strategic Partnerships, Leadership, Project Management, Sponsorship, Event Management, Event Planning, Cause Marketing, Volunteer Management, Marketing, Community Relations, Fundraising
Education
New York University - Leonard N. Stern School of Business 2001 — 2003
MBA
The Johns Hopkins University
B.A, Psychology
The Brearley School
Karen Pager Karen Pager's Smith Barney Experience April 2000 - January 2005
Job Asst. Property Manager
Industry Financial Services
Experience
One Palafox Place March 2015 - Present
Pen Air Federal Credit Union January 2006 - March 2015
Smith Barney April 2000 - January 2005
Compass Bank March 1985 - April 2000
Skills
Customer Service, Financial Analysis, Consumer Lending, Risk Management, Loans, Public Speaking, Commercial Lending, Strategic Financial..., Retail Banking, Team Building, Finance, Portfolio Management, Management, Leadership, Budgets, Program Management, Leadership Development, Team Leadership, Investments, Executive Management, Business Development, Process Improvement, Credit Unions, Banking
Education
University of South Alabama 1983 — 1991
Bachelor's degree, Business Administration and Management, General
University of Southern Mississippi 1983 — 1985
One Palafox Place March 2015 - Present
Pen Air Federal Credit Union January 2006 - March 2015
Smith Barney April 2000 - January 2005
Compass Bank March 1985 - April 2000
Skills
Customer Service, Financial Analysis, Consumer Lending, Risk Management, Loans, Public Speaking, Commercial Lending, Strategic Financial..., Retail Banking, Team Building, Finance, Portfolio Management, Management, Leadership, Budgets, Program Management, Leadership Development, Team Leadership, Investments, Executive Management, Business Development, Process Improvement, Credit Unions, Banking
Education
University of South Alabama 1983 — 1991
Bachelor's degree, Business Administration and Management, General
University of Southern Mississippi 1983 — 1985
Yasmine Bonilla Yasmine Bonilla's Smith Barney Experience December 2000 - February 2008
Job Financial Advisor at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. February 2008 - Present
Smith Barney December 2000 - February 2008
Education
The George Washington University 1998 — 2000
Bachelor of Applied Science (B.A.Sc.), Finance, General
Ameriprise Financial Services, Inc. February 2008 - Present
Smith Barney December 2000 - February 2008
Education
The George Washington University 1998 — 2000
Bachelor of Applied Science (B.A.Sc.), Finance, General
Elaine Tom's Smith Barney Experience June 2005 - June 2007
Job Attorney; Associate at Grant Thornton LLP
Industry Law Practice
Experience
Grant Thornton LLP September 2014 - July 2015
California Department of Justice May 2013 - August 2013
Nationwide Insurance May 2012 - August 2012
MGM July 2006 - July 2011
Smith Barney June 2005 - June 2007
Skills
Financial Analysis, Legal Research, Microsoft Excel, Microsoft Office, Legal Writing, Data Analysis, Financial Modeling, Research, Westlaw, Analysis, Securities, Microsoft Word, Tax, International Tax, International Tax..., Legal Compliance, Tax Compliance, Consulting, Document Drafting, International Business, Bloomberg Software, CCH Intelliconnect, LexisNexis
Education
The Ohio State University Moritz College of Law 2011 — 2014
Juris Doctor (J.D.)
University of California, Los Angeles 2002 — 2006
B.A., Economics
Grant Thornton LLP September 2014 - July 2015
California Department of Justice May 2013 - August 2013
Nationwide Insurance May 2012 - August 2012
MGM July 2006 - July 2011
Smith Barney June 2005 - June 2007
Skills
Financial Analysis, Legal Research, Microsoft Excel, Microsoft Office, Legal Writing, Data Analysis, Financial Modeling, Research, Westlaw, Analysis, Securities, Microsoft Word, Tax, International Tax, International Tax..., Legal Compliance, Tax Compliance, Consulting, Document Drafting, International Business, Bloomberg Software, CCH Intelliconnect, LexisNexis
Education
The Ohio State University Moritz College of Law 2011 — 2014
Juris Doctor (J.D.)
University of California, Los Angeles 2002 — 2006
B.A., Economics
Cindy Lin Cindy Lin's Smith Barney Experience January 2009 - May 2009
Job Program Manager at Yahoo!
Industry Internet
Experience
Yahoo February 2015 - Present
KPMG Advisory September 2011 - February 2015
KPMG Advisory June 2010 - August 2010
Smith Barney January 2009 - May 2009
V1 Jets International June 2008 - August 2008
Skills
Project Management, Sarbanes-Oxley Act, Internal Controls, Internal Audit, Risk Assessment, Financial Analysis, Cantonese, Financial Reporting, Microsoft Office, Financial Accounting, Financial Risk, SOX 404, Auditing, Corporate Finance, Due Diligence, IT Audit, Business Process..., Enterprise Risk..., Financial Services, Fluent in Cantonese, Data Analysis
Education
University of California, Berkeley - Walter A. Haas School of Business 2007 — 2011
Bachelor of Science (B.S.), Business Administration
The University of Hong Kong 2011 — 2011
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Lowell High School 2003 — 2007
Yahoo February 2015 - Present
KPMG Advisory September 2011 - February 2015
KPMG Advisory June 2010 - August 2010
Smith Barney January 2009 - May 2009
V1 Jets International June 2008 - August 2008
Skills
Project Management, Sarbanes-Oxley Act, Internal Controls, Internal Audit, Risk Assessment, Financial Analysis, Cantonese, Financial Reporting, Microsoft Office, Financial Accounting, Financial Risk, SOX 404, Auditing, Corporate Finance, Due Diligence, IT Audit, Business Process..., Enterprise Risk..., Financial Services, Fluent in Cantonese, Data Analysis
Education
University of California, Berkeley - Walter A. Haas School of Business 2007 — 2011
Bachelor of Science (B.S.), Business Administration
The University of Hong Kong 2011 — 2011
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Lowell High School 2003 — 2007
Rakesh Srinivasan Rakesh Srinivasan's Smith Barney Experience June 2008 - July 2008
Job Experienced Strategy & Analytics Professional
Industry Marketing and Advertising
Experience
ZenithOptimedia Group I The ROI Agency September 2015 - Present
Merkle May 2014 - September 2015
Facebook December 2012 - May 2014
Merkle June 2012 - December 2013
Volvo August 2011 - March 2012
The Walt Disney Company May 2011 - August 2011
Johns Hopkins University August 2010 - August 2011
Business Integra January 2009 - August 2010
Smith Barney June 2008 - July 2008
Skills
Marketing Strategy, Business Development, Strategic Partnerships, Financial Modeling, Financial Analysis, Financial Reporting, Marketing Research, Process Improvement, Business Process..., Business Strategy, Business Analysis, SPSS, Corporate Finance, Information Systems, Marketing Analytics, Analytics, CRM, Analysis, Cross-functional Team..., Forecasting, Project Management, Market Analysis, SAS programming, Omniture, SQL, Social Analytics, SAS, Strategy, Data Analysis, Management, Marketing, Market Research, Strategic Planning, Leadership
Education
The Johns Hopkins University 2010 — 2012
Master of Business Administration (MBA)
University of Maryland - Robert H. Smith School of Business 2005 — 2009
Bachelor of Science
ZenithOptimedia Group I The ROI Agency September 2015 - Present
Merkle May 2014 - September 2015
Facebook December 2012 - May 2014
Merkle June 2012 - December 2013
Volvo August 2011 - March 2012
The Walt Disney Company May 2011 - August 2011
Johns Hopkins University August 2010 - August 2011
Business Integra January 2009 - August 2010
Smith Barney June 2008 - July 2008
Skills
Marketing Strategy, Business Development, Strategic Partnerships, Financial Modeling, Financial Analysis, Financial Reporting, Marketing Research, Process Improvement, Business Process..., Business Strategy, Business Analysis, SPSS, Corporate Finance, Information Systems, Marketing Analytics, Analytics, CRM, Analysis, Cross-functional Team..., Forecasting, Project Management, Market Analysis, SAS programming, Omniture, SQL, Social Analytics, SAS, Strategy, Data Analysis, Management, Marketing, Market Research, Strategic Planning, Leadership
Education
The Johns Hopkins University 2010 — 2012
Master of Business Administration (MBA)
University of Maryland - Robert H. Smith School of Business 2005 — 2009
Bachelor of Science
Catherine Valega Catherine Valega's Smith Barney Experience 1991 - 1994
Job CFP, CAIA, Registered Financial Advisor
Industry Financial Services
Experience
Winslow, Evans & Crocker, Inc. March 2015 - Present
Green Bridge Wealth Management LLC May 2007 - February 2015
Alpha Motives October 2004 - May 2007
Pioneer Investments USA 1998 - 2004
Credit Suisse September 1996 - February 1999
Smith Barney 1991 - 1994
Skills
Certified Financial..., Chartered Alternative..., Soccer player, Series 7, Investments, Wealth Management, Strategic Financial..., Estate Planning, Financial Planners, Alternative Investments, Mutual Funds, Asset Allocation, Investment Management, Financial Services, Series 63, Investment Strategies, Investment Advisory, FINRA, Securities, Asset Managment, Fixed Income, Retirement Planning, Financial Advisory
Education
The Johns Hopkins University 1994 — 1996
MA, International Relations
The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS) 1994 — 1996
MA, Int'l Econ
University of Pennsylvania 1987 — 1991
a BA; She obtained her Master's, Economics
Winslow, Evans & Crocker, Inc. March 2015 - Present
Green Bridge Wealth Management LLC May 2007 - February 2015
Alpha Motives October 2004 - May 2007
Pioneer Investments USA 1998 - 2004
Credit Suisse September 1996 - February 1999
Smith Barney 1991 - 1994
Skills
Certified Financial..., Chartered Alternative..., Soccer player, Series 7, Investments, Wealth Management, Strategic Financial..., Estate Planning, Financial Planners, Alternative Investments, Mutual Funds, Asset Allocation, Investment Management, Financial Services, Series 63, Investment Strategies, Investment Advisory, FINRA, Securities, Asset Managment, Fixed Income, Retirement Planning, Financial Advisory
Education
The Johns Hopkins University 1994 — 1996
MA, International Relations
The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS) 1994 — 1996
MA, Int'l Econ
University of Pennsylvania 1987 — 1991
a BA; She obtained her Master's, Economics
Glenn Murray Glenn Murray's Smith Barney Experience January 1995 - December 2000
Job Valstone Partners
Industry Investment Banking
Experience
MICA Entertainment August 2011 - Present
Valstone Partners June 2011 - Present
ITS Capital June 2010 - Present
GPM Holdings June 2005 - Present
Michigan Bureau of Investments January 2009 - December 2011
Little Caesars AAA hockey 1995 - 2011
Morgan Stanley January 2001 - June 2005
Smith Barney January 1995 - December 2000
Education
Wayne State University 1980 — 1983
Finance
University of Kansas 1979 — 1980
Finance
MICA Entertainment August 2011 - Present
Valstone Partners June 2011 - Present
ITS Capital June 2010 - Present
GPM Holdings June 2005 - Present
Michigan Bureau of Investments January 2009 - December 2011
Little Caesars AAA hockey 1995 - 2011
Morgan Stanley January 2001 - June 2005
Smith Barney January 1995 - December 2000
Education
Wayne State University 1980 — 1983
Finance
University of Kansas 1979 — 1980
Finance
Adam Webb's Smith Barney Experience November 2006 - January 2008
Job Georgia/Gulf Coast Sales at ARDEX Americas
Industry Construction
Experience
ARDEX Americas June 2011 - Present
Scigenix January 2008 - June 2011
Smith Barney November 2006 - January 2008
Wachovia September 2004 - October 2006
New York Life August 2003 - August 2004
Skills
Sales, New Business Development, Account Management, Sales Management, Strategic Planning, Contract Negotiation, Forecasting, Budgets, Customer Service, Negotiation, Team Building, Marketing, Business Development, Marketing Strategy, Direct Sales
Education
The University of Georgia 1999 — 2003
BBA, Finance
University of Georgia - Terry College of Business 1999 — 2003
Bachelor of Business Administration (BBA), Finance
ARDEX Americas June 2011 - Present
Scigenix January 2008 - June 2011
Smith Barney November 2006 - January 2008
Wachovia September 2004 - October 2006
New York Life August 2003 - August 2004
Skills
Sales, New Business Development, Account Management, Sales Management, Strategic Planning, Contract Negotiation, Forecasting, Budgets, Customer Service, Negotiation, Team Building, Marketing, Business Development, Marketing Strategy, Direct Sales
Education
The University of Georgia 1999 — 2003
BBA, Finance
University of Georgia - Terry College of Business 1999 — 2003
Bachelor of Business Administration (BBA), Finance
Lauren Spranklin Lauren Spranklin's Smith Barney Experience June 2004 - October 2004
Job at Booz Allen Hamilton
Industry Information Technology and Services
Experience
Booz Allen Hamilton July 2013 - Present
Lockheed Martin October 2011 - June 2013
Lockheed Martin October 2010 - October 2011
Lockheed Martin August 2008 - October 2010
Lockheed Martin January 2007 - August 2008
Lockheed Martin June 2006 - December 2006
Smith Barney June 2004 - October 2004
NASA March 2002 - May 2003
Skills
Aerospace, Engineering Management, Systems Engineering, DoD, Earned Value Management, System Architecture, Integration, Cross-functional Team..., Configuration Management, Requirements Analysis, C4ISR, Six Sigma, Process Improvement, Proposal Writing, Trade Studies, Testing, Program Management, System Design, Space Systems, Requirements Management, Security Clearance, CMMI, Defense, Information Assurance, DoDAF
Education
The George Washington University 2009 — 2011
Master of Science (MS), Systems Engineering
University of Maryland Baltimore County
Bachelor of Science (BS), Mechanical Engineering
University of Maryland College Park
Booz Allen Hamilton July 2013 - Present
Lockheed Martin October 2011 - June 2013
Lockheed Martin October 2010 - October 2011
Lockheed Martin August 2008 - October 2010
Lockheed Martin January 2007 - August 2008
Lockheed Martin June 2006 - December 2006
Smith Barney June 2004 - October 2004
NASA March 2002 - May 2003
Skills
Aerospace, Engineering Management, Systems Engineering, DoD, Earned Value Management, System Architecture, Integration, Cross-functional Team..., Configuration Management, Requirements Analysis, C4ISR, Six Sigma, Process Improvement, Proposal Writing, Trade Studies, Testing, Program Management, System Design, Space Systems, Requirements Management, Security Clearance, CMMI, Defense, Information Assurance, DoDAF
Education
The George Washington University 2009 — 2011
Master of Science (MS), Systems Engineering
University of Maryland Baltimore County
Bachelor of Science (BS), Mechanical Engineering
University of Maryland College Park
Leslie Drew's Smith Barney Experience August 2006 - January 2009
Job Registered Client Relationship Associate at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird & Co. January 2009 - August 2014
Smith Barney August 2006 - January 2009
The University of Akron 2004 - 2007
The University of Akron 2003 - 2007
Skills
Customer Service, Financial Analysis, Finance, Microsoft Excel, Microsoft Word, CRM, Sales, PowerPoint, Access, Marketing, Strategic Planning, Microsoft Office, Public Speaking, Leadership, Management
Education
The University of Akron 2003 — 2008
Bachelors, Finance
Stow - Munroe Falls High School
Robert W. Baird & Co. January 2009 - August 2014
Smith Barney August 2006 - January 2009
The University of Akron 2004 - 2007
The University of Akron 2003 - 2007
Skills
Customer Service, Financial Analysis, Finance, Microsoft Excel, Microsoft Word, CRM, Sales, PowerPoint, Access, Marketing, Strategic Planning, Microsoft Office, Public Speaking, Leadership, Management
Education
The University of Akron 2003 — 2008
Bachelors, Finance
Stow - Munroe Falls High School
Naved Surve Naved Surve's Smith Barney Experience June 2000 - December 2005
Job Senior Technical Professional
Industry Information Technology and Services
Experience
Citigroup Finance Technology November 2011 - December 2013
Citigroup Finance Technology February 2011 - October 2011
Citi Global Functions May 2009 - February 2011
Citigroup Global Wealth Management January 2008 - May 2009
Citi Smith Barney January 2006 - January 2007
Smith Barney June 2000 - December 2005
Merrill Lynch May 1998 - June 2000
MarketSource May 1995 - April 1998
Skills
SDLC, Integration, Databases, Enterprise Software, Business Intelligence, Software Development, Data Warehousing, Vendor Management, Strategy, Program Management, E-commerce, Business Analysis, Perl, Performance Tuning, Solaris, Financial Services, Quality Assurance, Oracle, Testing, IT Strategy, Equities, Leadership, Wealth Management, Outsourcing, IT Service Management, Unix, Linux
Education
The Johns Hopkins University 1991 — 1995
BA, Biology
Citigroup Finance Technology November 2011 - December 2013
Citigroup Finance Technology February 2011 - October 2011
Citi Global Functions May 2009 - February 2011
Citigroup Global Wealth Management January 2008 - May 2009
Citi Smith Barney January 2006 - January 2007
Smith Barney June 2000 - December 2005
Merrill Lynch May 1998 - June 2000
MarketSource May 1995 - April 1998
Skills
SDLC, Integration, Databases, Enterprise Software, Business Intelligence, Software Development, Data Warehousing, Vendor Management, Strategy, Program Management, E-commerce, Business Analysis, Perl, Performance Tuning, Solaris, Financial Services, Quality Assurance, Oracle, Testing, IT Strategy, Equities, Leadership, Wealth Management, Outsourcing, IT Service Management, Unix, Linux
Education
The Johns Hopkins University 1991 — 1995
BA, Biology
Joseph Budd, CFP® ChFC® Joseph Budd, CFP® ChFC®'s Smith Barney Experience August 2001 - May 2009
Job Managing Partner at Budd, Melone & Co. Financial Consulting Group Greater Detroit Area
Industry Financial Services
Experience
Budd, Melone & Co. Financial Consulting Group May 2009 - Present
Smith Barney August 2001 - May 2009
Morgan Stanley Dean Witter December 1995 - August 2001
Education
The American College 1999 — 2008
CFP® ChFC® Masters of Science in Financial Services, Financial Planning
Walsh College 1986 — 1988
BBA, Finance
Budd, Melone & Co. Financial Consulting Group May 2009 - Present
Smith Barney August 2001 - May 2009
Morgan Stanley Dean Witter December 1995 - August 2001
Education
The American College 1999 — 2008
CFP® ChFC® Masters of Science in Financial Services, Financial Planning
Walsh College 1986 — 1988
BBA, Finance
Douglas Beh, LC Douglas Beh, LC's Smith Barney Experience August 1994 - February 1996
Job Executive VP at Loeb Electric
Industry Wholesale
Experience
Loeb Electric February 2015 - Present
Loeb Electric November 2005 - February 2015
General Electric - Consumer & Industrial May 1996 - November 2005
Smith Barney August 1994 - February 1996
Skills
Sales Management, Account Management, Team Building, Marketing Strategy, Marketing Communications, Pricing, Purchasing, Strategic Planning, New Business Development, Sales, Direct Sales, Sales Operations, Product Marketing, Key Account Management, Lighting, Sales Presentations
Education
The Ohio State University Fisher College of Business 1990 — 1994
BSBA, Business Administration - Finance
Loeb Electric February 2015 - Present
Loeb Electric November 2005 - February 2015
General Electric - Consumer & Industrial May 1996 - November 2005
Smith Barney August 1994 - February 1996
Skills
Sales Management, Account Management, Team Building, Marketing Strategy, Marketing Communications, Pricing, Purchasing, Strategic Planning, New Business Development, Sales, Direct Sales, Sales Operations, Product Marketing, Key Account Management, Lighting, Sales Presentations
Education
The Ohio State University Fisher College of Business 1990 — 1994
BSBA, Business Administration - Finance
Jose J. Rodriguez Jose J. Rodriguez's Smith Barney Experience May 2001 - December 2006
Job Managing Partner at Caribbean Private Equity Partners LLC, Partner and Cofounder at Fortaleza Capital Partners LLC
Industry Financial Services
Experience
Fortaleza Capital Partners LLC March 2012 - Present
Caribbean Private Equity Partners LLC 2014 - Present
Advent-Morro Equity Partners August 2011 - March 2012
Advent-Morro Equity Partners June 2010 - September 2010
UBS October 2008 - June 2009
Smith Barney May 2001 - December 2006
Skills
Due Diligence, Private Equity, Valuation, Financial Modeling, Mergers, Alternative Investments, Hedge Funds, Corporate Finance, Investments, Capital Markets, Equities, Fixed Income, Asset Managment, Portfolio Management, Asset Allocation, Financial Analysis, Investment Banking, Venture Capital, Equity Research, Business Valuation, Economics, Entrepreneurship, Corporate Development, LBO, Emerging Markets, Finance, Bloomberg, Asset Management, Mergers
Education
The University of Chicago - Booth School of Business 2009 — 2011
MBA
Villanova University 2007 — 2008
Master of Science in Finance, Finance
Villanova University 1997 — 2001
Bachelor of Science in Business Administration, Finance
Fortaleza Capital Partners LLC March 2012 - Present
Caribbean Private Equity Partners LLC 2014 - Present
Advent-Morro Equity Partners August 2011 - March 2012
Advent-Morro Equity Partners June 2010 - September 2010
UBS October 2008 - June 2009
Smith Barney May 2001 - December 2006
Skills
Due Diligence, Private Equity, Valuation, Financial Modeling, Mergers, Alternative Investments, Hedge Funds, Corporate Finance, Investments, Capital Markets, Equities, Fixed Income, Asset Managment, Portfolio Management, Asset Allocation, Financial Analysis, Investment Banking, Venture Capital, Equity Research, Business Valuation, Economics, Entrepreneurship, Corporate Development, LBO, Emerging Markets, Finance, Bloomberg, Asset Management, Mergers
Education
The University of Chicago - Booth School of Business 2009 — 2011
MBA
Villanova University 2007 — 2008
Master of Science in Finance, Finance
Villanova University 1997 — 2001
Bachelor of Science in Business Administration, Finance
Bob Bjorseth's Smith Barney Experience 2001 - 2007
Job Investment Manager at Bukaty Companies
Industry Insurance
Experience
Bukaty Companies July 2009 - Present
The Wealth Management Group 2006 - 2009
Smith Barney 2001 - 2007
A.G. Edwards & Sons, Inc. 1998 - 2001
Skills
Risk Management, Investments, Retirement Planning, Wealth Management, Asset Management, Cash Management, Alternative Investments, Portfolio Management, Equities, Financial Advisory, Investment Management, Mutual Funds, Management, Securities, Asset Managment, Insurance, Series 7, Finance, Strategic Financial..., FINRA, Asset Allocation
Education
University of Kansas 1990 — 1994
Business Communications
Bukaty Companies July 2009 - Present
The Wealth Management Group 2006 - 2009
Smith Barney 2001 - 2007
A.G. Edwards & Sons, Inc. 1998 - 2001
Skills
Risk Management, Investments, Retirement Planning, Wealth Management, Asset Management, Cash Management, Alternative Investments, Portfolio Management, Equities, Financial Advisory, Investment Management, Mutual Funds, Management, Securities, Asset Managment, Insurance, Series 7, Finance, Strategic Financial..., FINRA, Asset Allocation
Education
University of Kansas 1990 — 1994
Business Communications
Allan Rimland Allan Rimland's Smith Barney Experience 1989 - 1991
Job President and Chief Financial Officer at AdCare Health Systems, Inc.
Industry Real Estate
Experience
AdCare Health Systems, Inc. April 2015 - Present
Stephens Inc. March 2011 - February 2015
JMP Securities 2008 - 2011
Wachovia Securities 2001 - 2008
Banc of America Securities 1999 - 2001
Morgan Stanley 1996 - 1999
NatWest Markets 1992 - 1995
Smith Barney 1989 - 1991
Booz Allen Hamilton 1985 - 1987
Education
The University of Chicago - Booth School of Business 1987 — 1989
MBA, Finance, General
University of Pennsylvania 1981 — 1985
BAS, Applied Science-Computer Science Enginnering
University of Pennsylvania - The Wharton School 1981 — 1985
BS.Econ., Finance/Management
AdCare Health Systems, Inc. April 2015 - Present
Stephens Inc. March 2011 - February 2015
JMP Securities 2008 - 2011
Wachovia Securities 2001 - 2008
Banc of America Securities 1999 - 2001
Morgan Stanley 1996 - 1999
NatWest Markets 1992 - 1995
Smith Barney 1989 - 1991
Booz Allen Hamilton 1985 - 1987
Education
The University of Chicago - Booth School of Business 1987 — 1989
MBA, Finance, General
University of Pennsylvania 1981 — 1985
BAS, Applied Science-Computer Science Enginnering
University of Pennsylvania - The Wharton School 1981 — 1985
BS.Econ., Finance/Management
Danielle Simaan-Fujioka Danielle Simaan-Fujioka's Smith Barney Experience September 2003 - August 2007
Job Financial Services Professional
Industry Financial Services
Experience
UBS Financial Services November 2013 - October 2014
PIMCO February 2011 - February 2012
Allianz Global Investors September 2007 - February 2011
Smith Barney September 2003 - August 2007
Putnam Investments November 1999 - November 2002
Morgan Stanley July 1991 - October 1999
Skills
Mutual Funds, Wealth Management, Series 7, Alternative Investments, Investments, Series 63, Financial Services, Asset Management, Asset Allocation, Equities, Fixed Income, Financial Operations, Risk Management, Relationship Management, PWM Branch Operations, Investment Strategies
Education
The King's College
Bachelor's Degree, BS, Business Administration & Economics
UBS Financial Services November 2013 - October 2014
PIMCO February 2011 - February 2012
Allianz Global Investors September 2007 - February 2011
Smith Barney September 2003 - August 2007
Putnam Investments November 1999 - November 2002
Morgan Stanley July 1991 - October 1999
Skills
Mutual Funds, Wealth Management, Series 7, Alternative Investments, Investments, Series 63, Financial Services, Asset Management, Asset Allocation, Equities, Fixed Income, Financial Operations, Risk Management, Relationship Management, PWM Branch Operations, Investment Strategies
Education
The King's College
Bachelor's Degree, BS, Business Administration & Economics
Liz Breen Liz Breen's Smith Barney Experience October 2000 - December 2006
Job The Breen Group Recruiting
Industry Medical Devices
Experience
The Breen Group September 2007 - Present
Smith Barney October 2000 - December 2006
Medtronic December 1999 - October 2000
Horizon Medical Products October 1997 - December 1999
Horizon Medical Products May 1995 - October 1997
Education
The University of Memphis 1991 — 1993
MBA, Concentration in Finance
University of Alabama 1987 — 1991
BS, English, French
The Breen Group September 2007 - Present
Smith Barney October 2000 - December 2006
Medtronic December 1999 - October 2000
Horizon Medical Products October 1997 - December 1999
Horizon Medical Products May 1995 - October 1997
Education
The University of Memphis 1991 — 1993
MBA, Concentration in Finance
University of Alabama 1987 — 1991
BS, English, French
Steven Jackson Steven Jackson's Smith Barney Experience 1990 - 1991
Job HIgh Yield & Distressed Debt / Special Situations Analyst & Portfolio Manager
Industry Financial Services
Experience
Litespeed Partners January 2010 - September 2010
Further Lane Asset Management, LLC November 2004 - June 2008
SCJ Capital Management May 2000 - November 2004
SAC Capital Advisors LLC September 1996 - May 2000
M.J. Whitman 1995 - September 1996
Alex Brown 1991 - 1994
Smith Barney 1990 - 1991
Fidelity Management & Research Company August 1986 - 1991
Fidelity 1986 - 1991
PruCapital, Inc January 1985 - August 1986
Skills
Alternative Investments, Hedge Funds, High Yield, Value Investing, Special Situations, Fundamental Research, Leveraged Finance, Private Equity, Fixed Income, Equities, Debt, Investments, Portfolio Management, Event Driven, Equity Research, Arbitrage, Capital Structure, Bonds, Trading, Equity Valuation, Fixed Income Trading, Hedging, Private Placements, Credit Derivatives, Structured Finance, Financial Modeling, LBO, Series 7, Deal Structuring, Mezzanine, Fixed Income Research, Proprietary Trading, Research, Valuation, Financial Advisory, Capital Markets, Mutual Funds, Bloomberg, Derivatives, Credit, Investment Banking, Negotiation, Fixed Income Analysis, Investment Strategies, Fund Of Funds, Buy-side, Structured Products, Credit Analysis, Asset Management, Due Diligence
Education
The University of Chicago Booth School of Business 1983 — 1985
MBA
United States Naval Academy 1973 — 1977
Bachelor of Science
Litespeed Partners January 2010 - September 2010
Further Lane Asset Management, LLC November 2004 - June 2008
SCJ Capital Management May 2000 - November 2004
SAC Capital Advisors LLC September 1996 - May 2000
M.J. Whitman 1995 - September 1996
Alex Brown 1991 - 1994
Smith Barney 1990 - 1991
Fidelity Management & Research Company August 1986 - 1991
Fidelity 1986 - 1991
PruCapital, Inc January 1985 - August 1986
Skills
Alternative Investments, Hedge Funds, High Yield, Value Investing, Special Situations, Fundamental Research, Leveraged Finance, Private Equity, Fixed Income, Equities, Debt, Investments, Portfolio Management, Event Driven, Equity Research, Arbitrage, Capital Structure, Bonds, Trading, Equity Valuation, Fixed Income Trading, Hedging, Private Placements, Credit Derivatives, Structured Finance, Financial Modeling, LBO, Series 7, Deal Structuring, Mezzanine, Fixed Income Research, Proprietary Trading, Research, Valuation, Financial Advisory, Capital Markets, Mutual Funds, Bloomberg, Derivatives, Credit, Investment Banking, Negotiation, Fixed Income Analysis, Investment Strategies, Fund Of Funds, Buy-side, Structured Products, Credit Analysis, Asset Management, Due Diligence
Education
The University of Chicago Booth School of Business 1983 — 1985
MBA
United States Naval Academy 1973 — 1977
Bachelor of Science
Ron A. Drinkhouse's Smith Barney Experience March 2001 - April 2004
Job Financial Adviser
Industry Financial Services
Experience
Prudential Financial March 2015 - Present
New York Life Insurance Company January 2011 - March 2015
MQ Capital October 2008 - December 2010
Cordis May 2004 - October 2008
Smith Barney March 2001 - April 2004
Merck 1999 - 2002
Coridis Cardiology May 1991 - June 1999
Johnson and Johnson Orthopedics January 1989 - April 1991
L.D. Caulk ( Dentsply International ) January 1986 - December 1988
Skills
Gifting Strategies, Investments, Multi-Generational..., Retirement Planning, Asset Protection, Wealth Preservation..., 401k Rollovers, Annuity Sales, Legacies, Small Business, Key Person Protection, Succession Planning
Education
The University of Kansas 1981 — 1985
BA, Business
University of Kansas 1981 — 1985
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Prudential Financial March 2015 - Present
New York Life Insurance Company January 2011 - March 2015
MQ Capital October 2008 - December 2010
Cordis May 2004 - October 2008
Smith Barney March 2001 - April 2004
Merck 1999 - 2002
Coridis Cardiology May 1991 - June 1999
Johnson and Johnson Orthopedics January 1989 - April 1991
L.D. Caulk ( Dentsply International ) January 1986 - December 1988
Skills
Gifting Strategies, Investments, Multi-Generational..., Retirement Planning, Asset Protection, Wealth Preservation..., 401k Rollovers, Annuity Sales, Legacies, Small Business, Key Person Protection, Succession Planning
Education
The University of Kansas 1981 — 1985
BA, Business
University of Kansas 1981 — 1985
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Andy Brim Andy Brim's Smith Barney Experience 1994 - 2006
Job Sales Manager at e Life Brokerage, LLC
Industry Insurance
Experience
e Life Brokerage, LLC December 2013 - Present
WealthSource Financial April 2006 - Present
CORE Group USA June 2009 - December 2013
CCYHA 2001 - 2011
Smith Barney 1994 - 2006
Skills
Insurance, Strategic Financial..., Fixed Annuities, Retirement Planning, Life Insurance, Estate Planning, Long-term Care, 401k, Disability Insurance, Financial Advisory, Retirement, Investments, Asset Allocation, Mutual Funds, Financial Services, Wealth, Financial Planners, Long Term Care Insurance, Series 6, Term Life Insurance, Financial Planning
Education
The Ohio State University
e Life Brokerage, LLC December 2013 - Present
WealthSource Financial April 2006 - Present
CORE Group USA June 2009 - December 2013
CCYHA 2001 - 2011
Smith Barney 1994 - 2006
Skills
Insurance, Strategic Financial..., Fixed Annuities, Retirement Planning, Life Insurance, Estate Planning, Long-term Care, 401k, Disability Insurance, Financial Advisory, Retirement, Investments, Asset Allocation, Mutual Funds, Financial Services, Wealth, Financial Planners, Long Term Care Insurance, Series 6, Term Life Insurance, Financial Planning
Education
The Ohio State University
Riddick Parker Riddick Parker's Smith Barney Experience February 2005 - July 2007
Job Deputy Director Youth Ambassador Leadership Academy LLC
Industry Nonprofit Organization Management
Experience
Youth Ambassador Leadership Academy LLC September 2007 - Present
STARRS Group Home Inc. June 2005 - November 2012
Smith Barney February 2005 - July 2007
National Football League (Seattle Seahawks, New England Patriots, Baltimore Ravens) August 1995 - February 2004
Skills
Public Speaking, Nonprofits, Community Outreach, Strategic Planning, Fundraising, Volunteer Management, Program Development, Grant Writing, Community Development, Organizational..., Grants, Microsoft Office, Policy, Public Policy, Teaching, Board Development, Youth Development, Community Organizing, Event Management, Event Planning, Leadership, Leadership Development, Non-profits
Education
The Johns Hopkins University
Graduate Certificate in School Administration and Supervision, Educational Leadership and Administration, General
Walden University 2013 — 2014
Graduate Certification in Curriculum, Instruction, and Assessment, Secondary Education
Walden University 2011 — 2013
Master of Public Administration (MPA), Non-Profit/Public/Organizational Management
University of North Carolina at Chapel Hill 1990 — 1995
Bachelor's degree, History/Communications
Youth Ambassador Leadership Academy LLC September 2007 - Present
STARRS Group Home Inc. June 2005 - November 2012
Smith Barney February 2005 - July 2007
National Football League (Seattle Seahawks, New England Patriots, Baltimore Ravens) August 1995 - February 2004
Skills
Public Speaking, Nonprofits, Community Outreach, Strategic Planning, Fundraising, Volunteer Management, Program Development, Grant Writing, Community Development, Organizational..., Grants, Microsoft Office, Policy, Public Policy, Teaching, Board Development, Youth Development, Community Organizing, Event Management, Event Planning, Leadership, Leadership Development, Non-profits
Education
The Johns Hopkins University
Graduate Certificate in School Administration and Supervision, Educational Leadership and Administration, General
Walden University 2013 — 2014
Graduate Certification in Curriculum, Instruction, and Assessment, Secondary Education
Walden University 2011 — 2013
Master of Public Administration (MPA), Non-Profit/Public/Organizational Management
University of North Carolina at Chapel Hill 1990 — 1995
Bachelor's degree, History/Communications
Chris Brimsek's Smith Barney Experience June 2007 - June 2007
Job MBA Candidate at Harvard Business School
Industry Venture Capital & Private Equity
Experience
Harvard Business School June 2015 - Present
The Carlyle Group March 2012 - June 2015
Blackstreet Capital July 2011 - March 2012
Stephens Inc. July 2009 - June 2011
SunTrust Robinson Humphrey June 2008 - August 2008
Smith Barney June 2007 - June 2007
Smith Barney June 2006 - July 2006
Legg Mason July 2005 - August 2005
Skills
Investment Banking, Private Equity, Financial Modeling, Financial Analysis, LBO, Research, Mergers & Acquisitions, Valuation, Investments, Speech Writing, Capital Markets, Presentations, Due Diligence, Fundraising, Public Speaking
Education
Washington and Lee University 2005 — 2009
Bachelor of Science (B.S.), Business Administration, With Special Attainments in Commerce
London School of Economics and Political Science, U. of London
International Business; Business Development & IT Innovation
Ishikawa Foundation for International Exchange
Japanese Language/Culture Studies
Harvard Business School June 2015 - Present
The Carlyle Group March 2012 - June 2015
Blackstreet Capital July 2011 - March 2012
Stephens Inc. July 2009 - June 2011
SunTrust Robinson Humphrey June 2008 - August 2008
Smith Barney June 2007 - June 2007
Smith Barney June 2006 - July 2006
Legg Mason July 2005 - August 2005
Skills
Investment Banking, Private Equity, Financial Modeling, Financial Analysis, LBO, Research, Mergers & Acquisitions, Valuation, Investments, Speech Writing, Capital Markets, Presentations, Due Diligence, Fundraising, Public Speaking
Education
Washington and Lee University 2005 — 2009
Bachelor of Science (B.S.), Business Administration, With Special Attainments in Commerce
London School of Economics and Political Science, U. of London
International Business; Business Development & IT Innovation
Ishikawa Foundation for International Exchange
Japanese Language/Culture Studies
Mitchell R. Anderson, CLU® Mitchell R. Anderson, CLU®'s Smith Barney Experience January 1995 - December 1996
Job Vice President & Relationship Manager at Athene Annuity & Life Assurance /Company of New York
Industry Insurance
Experience
Athene Annuity & Life Assurance /Company of New York January 2013 - Present
Presidential Life May 2009 - January 2013
Presidential Life January 1997 - April 2009
Smith Barney January 1995 - December 1996
Travelers Life & Annuity 1989 - 1995
Skills
Product Development, Public Speaking, Sales Management, Strategic Planning, Budgets, Mergers & Acquisitions, Financial Services, Fixed Annuities, Investments, Strategic Financial..., Start-ups, Market Research, Marketing Communications, Finance, Change Management, Strategy, Marketing Strategy, Business Planning, Insurance, Financial Analysis, Account Management, Business Development
Education
University at Albany 1984 — 1988
BS, Biology
The American College
Chartered Life Underwriter, Financial Planning and Services
walter panas
walter panas
Athene Annuity & Life Assurance /Company of New York January 2013 - Present
Presidential Life May 2009 - January 2013
Presidential Life January 1997 - April 2009
Smith Barney January 1995 - December 1996
Travelers Life & Annuity 1989 - 1995
Skills
Product Development, Public Speaking, Sales Management, Strategic Planning, Budgets, Mergers & Acquisitions, Financial Services, Fixed Annuities, Investments, Strategic Financial..., Start-ups, Market Research, Marketing Communications, Finance, Change Management, Strategy, Marketing Strategy, Business Planning, Insurance, Financial Analysis, Account Management, Business Development
Education
University at Albany 1984 — 1988
BS, Biology
The American College
Chartered Life Underwriter, Financial Planning and Services
walter panas
walter panas
Pat Sheridan AIF® Pat Sheridan AIF®'s Smith Barney Experience 1984 - 1995
Job CEO at Broad Street Capital Advisors, LLC
Industry Investment Management
Experience
Broad Street Capital Advisors, LLC April 2006 - Present
Wealth Management Group January 1997 - April 2006
Smith Barney Inc 1984 - 1997
Smith Barney 1984 - 1995
Skills
Asset Allocation, Financial Advisory, Investment Banking, Retirement, Series 7, Mutual Funds, 401k, Management Consulting, Series 63, Alternative Investments, Executive Management, Investment Advisory, Wealth Management, Retirement Planning, Investments, Securities, Asset Management
Education
The University of Georgia 1974 — 1978
Economics
Broad Street Capital Advisors, LLC April 2006 - Present
Wealth Management Group January 1997 - April 2006
Smith Barney Inc 1984 - 1997
Smith Barney 1984 - 1995
Skills
Asset Allocation, Financial Advisory, Investment Banking, Retirement, Series 7, Mutual Funds, 401k, Management Consulting, Series 63, Alternative Investments, Executive Management, Investment Advisory, Wealth Management, Retirement Planning, Investments, Securities, Asset Management
Education
The University of Georgia 1974 — 1978
Economics
Derrek Space Derrek Space's Smith Barney Experience 1999 - 1999
Job
Industry Insurance
Experience
AIG 2012 - Present
Pernod Ricard 2012 - 2012
Brightstar 2011 - 2011
Markit 2010 - 2011
PepsiCo 2008 - 2009
PricewaterhouseCoopers 2005 - 2008
Lehman Brothers Inc. 2001 - 2005
Arthur Andersen 2000 - 2000
Smith Barney 1999 - 1999
Morgan Stanley Dean Witter 1998 - 1998
Skills
ERP/CRM, Excel, Financial Modeling, Strategic Planning, Financial Analysis, Regulatory Reporting, Cost Accounting, Big 4, Big Picture Thinking, Business Relationship..., Business Planning, Financial Management, Capital Structure, Capital Spending, Project Management, Budgeting and..., P&L Implementation, Treasury and Cash..., CPFR, Exchange Rate Reporting, Internal Controls, Process Development, Demand Planning, Profitability..., Performance Optimization, Decision-Making, S&OP, Organizational..., Multi-Site Operations, Fluent: English,..., Forecasting, Budgets, Sales Plan, Income Statement, Capex, Treasury, Microsoft Excel, Managerial Finance, CO-PA, Performance Tuning, Process Simulation, Strategy, Accounting, Business Development, Big-picture Thinking, Management, Cash Management, Finance, Analysis, Mergers
Education
The University of Connecticut School of Business 2007 — 2011
M.B.A.
University of Florida - Warrington College Of Business 1997 — 2001
B.S.B.A.
AIG 2012 - Present
Pernod Ricard 2012 - 2012
Brightstar 2011 - 2011
Markit 2010 - 2011
PepsiCo 2008 - 2009
PricewaterhouseCoopers 2005 - 2008
Lehman Brothers Inc. 2001 - 2005
Arthur Andersen 2000 - 2000
Smith Barney 1999 - 1999
Morgan Stanley Dean Witter 1998 - 1998
Skills
ERP/CRM, Excel, Financial Modeling, Strategic Planning, Financial Analysis, Regulatory Reporting, Cost Accounting, Big 4, Big Picture Thinking, Business Relationship..., Business Planning, Financial Management, Capital Structure, Capital Spending, Project Management, Budgeting and..., P&L Implementation, Treasury and Cash..., CPFR, Exchange Rate Reporting, Internal Controls, Process Development, Demand Planning, Profitability..., Performance Optimization, Decision-Making, S&OP, Organizational..., Multi-Site Operations, Fluent: English,..., Forecasting, Budgets, Sales Plan, Income Statement, Capex, Treasury, Microsoft Excel, Managerial Finance, CO-PA, Performance Tuning, Process Simulation, Strategy, Accounting, Business Development, Big-picture Thinking, Management, Cash Management, Finance, Analysis, Mergers
Education
The University of Connecticut School of Business 2007 — 2011
M.B.A.
University of Florida - Warrington College Of Business 1997 — 2001
B.S.B.A.
KERRY ROGERS's Smith Barney Experience 1998 - 2004
Job Financial Consultant Clark Financial
Industry Financial Services
Experience
Clark Financial Services Group 2009 - Present
Rogers and Company Wealth Management 2007 - 2009
UBS Wealth Management 2004 - 2007
Smith Barney 1998 - 2004
GMAC Insurance 1992 - 1998
Skills
Marketing, Retirement Planning, Series 7, Investments, Mutual Funds, Insurance, Financial Planning, Financial Analysis, Retirement, Risk Management, Strategic Planning, Portfolio Management, Estate Planning, Series 63, Leadership
Education
Washburn University 1989 — 1991
BS, Political Science
The University of Kansas 1986 — 1988
Shawnee Heights High School 1982 — 1986
Clark Financial Services Group 2009 - Present
Rogers and Company Wealth Management 2007 - 2009
UBS Wealth Management 2004 - 2007
Smith Barney 1998 - 2004
GMAC Insurance 1992 - 1998
Skills
Marketing, Retirement Planning, Series 7, Investments, Mutual Funds, Insurance, Financial Planning, Financial Analysis, Retirement, Risk Management, Strategic Planning, Portfolio Management, Estate Planning, Series 63, Leadership
Education
Washburn University 1989 — 1991
BS, Political Science
The University of Kansas 1986 — 1988
Shawnee Heights High School 1982 — 1986
RoShawn Winburn, MBA RoShawn Winburn, MBA's Smith Barney Experience August 2000 - April 2005
Job Business & Technical Assistance Administrator at City of Dayton
Industry Management Consulting
Experience
Aspyre Advisors, LLC. December 2008 - Present
City of Dayton February 2015 - Present
City of Dayton August 2012 - February 2015
Sunbelt Business Brokers and M&A Advisors July 2012 - August 2013
City of Huber Heights Ohio December 2008 - December 2009
Merrill Lynch December 2006 - December 2008
Weingarten & Winburn, LLC April 2005 - December 2006
Smith Barney August 2000 - April 2005
USAF/Ohio Air National Guard March 1992 - March 2000
Skills
Strategy, Entrepreneurship, Leadership, Investments, Small Business, Start-ups, Management, Strategic Planning, Finance, Business Development, Program Management, Financial Analysis, Retirement Planning, Mergers & Acquisitions, New Business Development, Sales, Retirement, Alternative Investments, Strategic Financial..., Venture Capital, Wealth Management, Business Strategy, Financial Services, Management Consulting, Portfolio Management, Business Planning
Education
Wright State University 2006 — 2009
MBA, Management
Wright State University 1994 — 1997
BS, Financial Services
The Ohio State University 1992 — 1994
Business/Corporate Communications
Chaminade Jullienne HS 1988 — 1992
Diploma
Aspyre Advisors, LLC. December 2008 - Present
City of Dayton February 2015 - Present
City of Dayton August 2012 - February 2015
Sunbelt Business Brokers and M&A Advisors July 2012 - August 2013
City of Huber Heights Ohio December 2008 - December 2009
Merrill Lynch December 2006 - December 2008
Weingarten & Winburn, LLC April 2005 - December 2006
Smith Barney August 2000 - April 2005
USAF/Ohio Air National Guard March 1992 - March 2000
Skills
Strategy, Entrepreneurship, Leadership, Investments, Small Business, Start-ups, Management, Strategic Planning, Finance, Business Development, Program Management, Financial Analysis, Retirement Planning, Mergers & Acquisitions, New Business Development, Sales, Retirement, Alternative Investments, Strategic Financial..., Venture Capital, Wealth Management, Business Strategy, Financial Services, Management Consulting, Portfolio Management, Business Planning
Education
Wright State University 2006 — 2009
MBA, Management
Wright State University 1994 — 1997
BS, Financial Services
The Ohio State University 1992 — 1994
Business/Corporate Communications
Chaminade Jullienne HS 1988 — 1992
Diploma
Phillip Marinovich Phillip Marinovich's Smith Barney Experience 1985 - 2000
Job
Industry
Experience
RBS Greenwich Capital October 2001 - March 2012
Smith Barney 1985 - 2000
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, Windows, Research, Outlook, Teaching, Photoshop, Facebook
Education
The George Washington University 1969 — 1973
Bachelor of Arts (BA), American/United States Studies/Civilization
RBS Greenwich Capital October 2001 - March 2012
Smith Barney 1985 - 2000
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, Windows, Research, Outlook, Teaching, Photoshop, Facebook
Education
The George Washington University 1969 — 1973
Bachelor of Arts (BA), American/United States Studies/Civilization
Richard Keetley Richard Keetley's Smith Barney Experience December 2005 - April 2009
Job Executive Vice President / Wealth Management at Janney Wealth Management
Industry Financial Services
Experience
Janney Montgomery Scott LLC April 2009 - Present
Smith Barney December 2005 - April 2009
Legg Mason September 1992 - December 2005
Skills
Financial Analysis, Strategic Planning, Strategic Financial..., Management, Financial Advisory, New Business Development, Series 7, Investments, Retirement Planning, Mutual Funds, Wealth Management, Strategy, High Net Worth..., Investment Management, Portfolio Management, Series 63, Certified Financial..., Asset Allocation, Alternative Investments, Securities, Asset Management, Equities, Investment Advisory, FINRA, ETFs, Retirement, Fixed Income, Series 65, Separately Managed..., Investment Strategies, Hedge Funds, Financial Services, Series 24, Wealth Management..., Estate Planning, 401k, Bloomberg, Bonds, Fixed Annuities, Equity Research, IRAs, Trading, Series 6, Capital Markets, Long-term Care, Investment Advisory..., Relationship Management, Financial Planning
Education
The Johns Hopkins University 1988 — 1992
1992, Social and Behavioral Sciences
John Carroll High School 1985 — 1988
Janney Montgomery Scott LLC April 2009 - Present
Smith Barney December 2005 - April 2009
Legg Mason September 1992 - December 2005
Skills
Financial Analysis, Strategic Planning, Strategic Financial..., Management, Financial Advisory, New Business Development, Series 7, Investments, Retirement Planning, Mutual Funds, Wealth Management, Strategy, High Net Worth..., Investment Management, Portfolio Management, Series 63, Certified Financial..., Asset Allocation, Alternative Investments, Securities, Asset Management, Equities, Investment Advisory, FINRA, ETFs, Retirement, Fixed Income, Series 65, Separately Managed..., Investment Strategies, Hedge Funds, Financial Services, Series 24, Wealth Management..., Estate Planning, 401k, Bloomberg, Bonds, Fixed Annuities, Equity Research, IRAs, Trading, Series 6, Capital Markets, Long-term Care, Investment Advisory..., Relationship Management, Financial Planning
Education
The Johns Hopkins University 1988 — 1992
1992, Social and Behavioral Sciences
John Carroll High School 1985 — 1988
Brian Vicari Brian Vicari's Smith Barney Experience January 2008 - May 2008
Job Senior Associate at Marakon
Industry Management Consulting
Experience
Marakon May 2014 - Present
The Boston Consulting Group September 2012 - April 2014
Motorola Mobility June 2011 - September 2011
Valorem Law Group June 2010 - August 2010
Peter Burdi and Associates June 2009 - June 2010
Wachovia Securities June 2008 - September 2008
Smith Barney January 2008 - May 2008
Skills
Business Strategy, Corporate Governance, Intellectual Property, Finance, Research, Legal Research, Legal Writing, Negotiation, Real Estate, New Business Development, Restructuring, Contract Negotiation, Joint Ventures, Investments, Corporate Development, Competitive Analysis, M&A experience, Strategic Consulting, Analysis
Education
The University of Chicago - Booth School of Business 2010 — 2012
MBA, Finance
University of Chicago Law School 2008 — 2012
Juris Doctor, Law
University of Notre Dame 2004 — 2008
BA, Honors Italian Language and Literature, Political Science, Philosophy
Melbourne Central Catholic High School 2000 — 2004
High School
Marakon May 2014 - Present
The Boston Consulting Group September 2012 - April 2014
Motorola Mobility June 2011 - September 2011
Valorem Law Group June 2010 - August 2010
Peter Burdi and Associates June 2009 - June 2010
Wachovia Securities June 2008 - September 2008
Smith Barney January 2008 - May 2008
Skills
Business Strategy, Corporate Governance, Intellectual Property, Finance, Research, Legal Research, Legal Writing, Negotiation, Real Estate, New Business Development, Restructuring, Contract Negotiation, Joint Ventures, Investments, Corporate Development, Competitive Analysis, M&A experience, Strategic Consulting, Analysis
Education
The University of Chicago - Booth School of Business 2010 — 2012
MBA, Finance
University of Chicago Law School 2008 — 2012
Juris Doctor, Law
University of Notre Dame 2004 — 2008
BA, Honors Italian Language and Literature, Political Science, Philosophy
Melbourne Central Catholic High School 2000 — 2004
High School
Dennis Haubert, CFP® Dennis Haubert, CFP®'s Smith Barney Experience February 2006 - April 2010
Job Vice President, Financial Consultant at Regions Financial Corporation
Industry Financial Services
Experience
Regions Financial Corporation September 2013 - Present
Ameriprise Financial Advisors April 2010 - September 2013
Smith Barney February 2006 - April 2010
Morgan Stanley May 2001 - February 2006
Education
The American College
CFP® Certification
Regions Financial Corporation September 2013 - Present
Ameriprise Financial Advisors April 2010 - September 2013
Smith Barney February 2006 - April 2010
Morgan Stanley May 2001 - February 2006
Education
The American College
CFP® Certification
Douglas Rose Douglas Rose's Smith Barney Experience June 2003 - June 2010
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC October 2011 - Present
Huntington Wealth Advisors June 2010 - October 2011
Smith Barney June 2003 - June 2010
Education
The Ohio State University 1984 — 1989
B.S. Business Administration, Finance
Euclid High School
Wells Fargo Advisors, LLC October 2011 - Present
Huntington Wealth Advisors June 2010 - October 2011
Smith Barney June 2003 - June 2010
Education
The Ohio State University 1984 — 1989
B.S. Business Administration, Finance
Euclid High School
Meredith Crisan, CPA's Smith Barney Experience January 2004 - May 2004
Job Senior Operations Analyst at National Surgical Hospitals
Industry Hospital & Health Care
Experience
National Surgical Healthcare September 2011 - Present
The Claro Group March 2009 - September 2011
KCIC August 2005 - March 2009
Advisors Financial, Inc. May 2004 - July 2005
The World Bank May 2004 - September 2004
Smith Barney January 2004 - May 2004
Skills
Financial Modeling, Management Consulting, Financial Analysis, Strategic Planning, Process Improvement, Financial Reporting, Microsoft Excel, Analysis, Data Analysis, Investments, Revenue Cycle, Forecasting, Healthcare, Managed Care, Medicare, Databases
Education
The George Washington University - School of Business 2001 — 2005
BBA, Finance and International Business
National Surgical Healthcare September 2011 - Present
The Claro Group March 2009 - September 2011
KCIC August 2005 - March 2009
Advisors Financial, Inc. May 2004 - July 2005
The World Bank May 2004 - September 2004
Smith Barney January 2004 - May 2004
Skills
Financial Modeling, Management Consulting, Financial Analysis, Strategic Planning, Process Improvement, Financial Reporting, Microsoft Excel, Analysis, Data Analysis, Investments, Revenue Cycle, Forecasting, Healthcare, Managed Care, Medicare, Databases
Education
The George Washington University - School of Business 2001 — 2005
BBA, Finance and International Business
Kimberly Haws Falasco Kimberly Haws Falasco's Smith Barney Experience 2002 - 2009
Job Director, Branch Manager Financial Advisor at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird & Co. January 2009 - Present
Smith Barney 2002 - 2009
Morgan Stanley 1986 - 2002
Skills
Helping women take..., Divorced and Widowed..., Retirement Planning, Wealth Management, Strategic Financial..., Alternative Investments, IRAs, Explaining Investments..., Series 7, Investments, Insurance, Asset Allocation, Fixed Annuities, Banking, Series 63, Investment Advisory, Investment Management, Retirement, Wealth Management..., Finance, Mutual Funds, Portfolio Management, Estate Planning, 401k, Financial Advisory, Securities, Investment Strategies, Uniform Combined State..., Asset Management, Series 65, Series 24, FINRA, Financial Planners, Separately Managed..., Financial Services, Certified Financial..., Wealth, Wealth Accumulation, Roth IRA, Personal Financial..., Long-term Care, Equities, Management
Education
The University of Akron
Bachelor's, Personal Finance
Robert W. Baird & Co. January 2009 - Present
Smith Barney 2002 - 2009
Morgan Stanley 1986 - 2002
Skills
Helping women take..., Divorced and Widowed..., Retirement Planning, Wealth Management, Strategic Financial..., Alternative Investments, IRAs, Explaining Investments..., Series 7, Investments, Insurance, Asset Allocation, Fixed Annuities, Banking, Series 63, Investment Advisory, Investment Management, Retirement, Wealth Management..., Finance, Mutual Funds, Portfolio Management, Estate Planning, 401k, Financial Advisory, Securities, Investment Strategies, Uniform Combined State..., Asset Management, Series 65, Series 24, FINRA, Financial Planners, Separately Managed..., Financial Services, Certified Financial..., Wealth, Wealth Accumulation, Roth IRA, Personal Financial..., Long-term Care, Equities, Management
Education
The University of Akron
Bachelor's, Personal Finance
Keith A. Rhodus Keith A. Rhodus's Smith Barney Experience 2004 - 2006
Job Founder at Clare Market Investments, LLC, Dallas, High Net Worth, Family Office, Independent Investment Advisor
Industry Financial Services
Experience
Clare Market Investments, LLC 2012 - Present
Neuberger Berman 2010 - 2012
Merrill Lynch 2006 - 2010
Smith Barney 2004 - 2006
Education
London School of Economics and Political Science
MSc
University of Southern California
MA
University of Southern California
BA
Clare Market Investments, LLC 2012 - Present
Neuberger Berman 2010 - 2012
Merrill Lynch 2006 - 2010
Smith Barney 2004 - 2006
Education
London School of Economics and Political Science
MSc
University of Southern California
MA
University of Southern California
BA
John Glotzbecker John Glotzbecker's Smith Barney Experience September 2005 - May 2006
Job Vice President at TD Securities
Industry Investment Banking
Experience
TD September 2015 - Present
Cantor Fitzgerald April 2013 - September 2015
RBC Capital Markets April 2011 - March 2013
TD Bank, N.A. July 2007 - March 2011
US Securities and Exchange Commission May 2006 - May 2007
Smith Barney September 2005 - May 2006
Skills
Valuation, Credit, Leveraged Finance, Financial Modeling, Series 7, Investment Banking, Capital Markets, Credit Analysis, M, DCF, Mergers & Acquisitions, Equities, Finance, Securities, Banking, Derivatives, Financial Analysis
Education
The George Washington University 2003 — 2007
Bachelor of Arts, Major: Economics, Minor: History
Saratoga Springs High School 1999 — 2003
Regents Diploma, Economics
TD September 2015 - Present
Cantor Fitzgerald April 2013 - September 2015
RBC Capital Markets April 2011 - March 2013
TD Bank, N.A. July 2007 - March 2011
US Securities and Exchange Commission May 2006 - May 2007
Smith Barney September 2005 - May 2006
Skills
Valuation, Credit, Leveraged Finance, Financial Modeling, Series 7, Investment Banking, Capital Markets, Credit Analysis, M, DCF, Mergers & Acquisitions, Equities, Finance, Securities, Banking, Derivatives, Financial Analysis
Education
The George Washington University 2003 — 2007
Bachelor of Arts, Major: Economics, Minor: History
Saratoga Springs High School 1999 — 2003
Regents Diploma, Economics
Joe France's Smith Barney Experience August 1982 - March 1993
Job Managing Director at Cantor Fitzgerald
Industry Research
Experience
Cantor Fitzgerald October 2011 - Present
Gleacher & Company April 2010 - August 2011
Lenrock Management April 2008 - April 2010
Banc of America Securities March 2003 - February 2008
Credit Suisse First Boston July 1996 - March 2003
Dillon Read Capital Management June 1995 - July 1996
Merrill Lynch March 1993 - June 1995
Smith Barney August 1982 - March 1993
First National Bank of Chicago November 1980 - August 1982
Skills
Valuation, Portfolio Management, Equities, Investments, Management, Alternative Investments, Equity Research, Asset Management, Business Valuation, Investment Banking, Hedge Funds, Capital Markets, Series 7, Financial Analysis, Strategy, Private Equity, Bloomberg, Financial Modeling, Strategic Planning, Business Strategy, Finance
Education
The University of Kansas 1978 — 1980
MBA
The University of Kansas 1971 — 1977
BS, Pharmacy
Cantor Fitzgerald October 2011 - Present
Gleacher & Company April 2010 - August 2011
Lenrock Management April 2008 - April 2010
Banc of America Securities March 2003 - February 2008
Credit Suisse First Boston July 1996 - March 2003
Dillon Read Capital Management June 1995 - July 1996
Merrill Lynch March 1993 - June 1995
Smith Barney August 1982 - March 1993
First National Bank of Chicago November 1980 - August 1982
Skills
Valuation, Portfolio Management, Equities, Investments, Management, Alternative Investments, Equity Research, Asset Management, Business Valuation, Investment Banking, Hedge Funds, Capital Markets, Series 7, Financial Analysis, Strategy, Private Equity, Bloomberg, Financial Modeling, Strategic Planning, Business Strategy, Finance
Education
The University of Kansas 1978 — 1980
MBA
The University of Kansas 1971 — 1977
BS, Pharmacy
Dennis Briggs's Smith Barney Experience January 1995 - October 1995
Job First Vice President, Investments, CERTIFIED FINANCIAL PLANNER TM
Industry Financial Services
Experience
Raymond James & Associates August 1996 - Present
Smith Barney January 1995 - October 1995
Skills
Wealth Management..., Estate Planning, Retirement Planning, Small Business..., Education Funding, Investment Management
Education
The University of Memphis 1974 — 1978
BA, Economics
Raymond James & Associates August 1996 - Present
Smith Barney January 1995 - October 1995
Skills
Wealth Management..., Estate Planning, Retirement Planning, Small Business..., Education Funding, Investment Management
Education
The University of Memphis 1974 — 1978
BA, Economics
GUSTAVO DOLFINO GUSTAVO DOLFINO's Smith Barney Experience April 1997 - December 1999
Job SENIOR INVESTMENT BANKING AND EXECUTIVE SEARCH PROFESSIONAL
Industry Financial Services
Experience
THE WHITEROCK GROUP, LLC. and WHITEROCK CAPITAL PARNTERS, INC. January 2002 - Present
JE Capital January 2000 - December 2003
Smith Barney April 1997 - December 1999
UBS Investment Bank June 1991 - March 1997
Skills
Equities, Capital Markets, Asset Managment, Fixed Income, Mergers, Derivatives, Investments, Risk Management, Finance, Investment Management, Management, Consulting, Portfolio Management, Emerging Markets, Asset Management, Trading, Mergers & Acquisitions, Options, Structured Finance, Wealth Management, Financial Services, Private Equity, Financial Risk, Strategy, Structured Products, Hedge Funds, Bloomberg, Financial Modeling, Funding, Corporate Finance, Due Diligence, Currency, Alternative Investments, Proprietary Trading, Investment Banking, Financial Markets, Securities, Financial Structuring, Valuation, Restructuring, Banking, Leveraged Finance, Financial Advisory, Start-ups, Acquisitions, Analysis
Education
Thunderbird School of Global Management 1990 — 1991
Master of Business Administration in International Management, Finance
The George Washington University - School of Business 1986 — 1989
Bachelor of Business Administration, International Business
THE WHITEROCK GROUP, LLC. and WHITEROCK CAPITAL PARNTERS, INC. January 2002 - Present
JE Capital January 2000 - December 2003
Smith Barney April 1997 - December 1999
UBS Investment Bank June 1991 - March 1997
Skills
Equities, Capital Markets, Asset Managment, Fixed Income, Mergers, Derivatives, Investments, Risk Management, Finance, Investment Management, Management, Consulting, Portfolio Management, Emerging Markets, Asset Management, Trading, Mergers & Acquisitions, Options, Structured Finance, Wealth Management, Financial Services, Private Equity, Financial Risk, Strategy, Structured Products, Hedge Funds, Bloomberg, Financial Modeling, Funding, Corporate Finance, Due Diligence, Currency, Alternative Investments, Proprietary Trading, Investment Banking, Financial Markets, Securities, Financial Structuring, Valuation, Restructuring, Banking, Leveraged Finance, Financial Advisory, Start-ups, Acquisitions, Analysis
Education
Thunderbird School of Global Management 1990 — 1991
Master of Business Administration in International Management, Finance
The George Washington University - School of Business 1986 — 1989
Bachelor of Business Administration, International Business
Steven Shui, CFA Steven Shui, CFA's Smith Barney Experience June 2006 - August 2006
Job Senior Investment Analyst at WestRiver Group
Industry Venture Capital & Private Equity
Experience
WestRiver Group March 2014 - Present
Clario Medical Imaging August 2014 - Present
Stifel Nicolaus January 2011 - March 2014
Wells Fargo July 2007 - May 2010
Smith Barney June 2006 - August 2006
Skills
Equity Research, Equity Valuation, DCF, Financial Modeling, Valuation, Equities, venture capital, mezzanine debt, private equity, Financial Analysis, Structured Products, RMBS, Factset, Bloomberg, Mandarin, Portfolio Management, Business Services, Capital Markets, Hedge Funds, Asset Management, Investment Management, Securitization, Investments
Education
The Johns Hopkins University 2003 — 2007
BA, Economics
WestRiver Group March 2014 - Present
Clario Medical Imaging August 2014 - Present
Stifel Nicolaus January 2011 - March 2014
Wells Fargo July 2007 - May 2010
Smith Barney June 2006 - August 2006
Skills
Equity Research, Equity Valuation, DCF, Financial Modeling, Valuation, Equities, venture capital, mezzanine debt, private equity, Financial Analysis, Structured Products, RMBS, Factset, Bloomberg, Mandarin, Portfolio Management, Business Services, Capital Markets, Hedge Funds, Asset Management, Investment Management, Securitization, Investments
Education
The Johns Hopkins University 2003 — 2007
BA, Economics
Barbara Freilich Barbara Freilich's Smith Barney Experience September 1987 - September 1996
Job Financial Advisor, Vice President at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. October 2012 - Present
RWBC-- MFRW 2007 - 2014
Stifel Nicolaus & Co. September 1996 - October 2012
Smith Barney September 1987 - September 1996
Education
The Ohio State University 1965 — 1970
Master of Fine Arts (MFA), Studio Arts
The Ohio State University 1962 — 1965
Bachelor of Science (BS), Art and Art History
Ameriprise Financial Services, Inc. October 2012 - Present
RWBC-- MFRW 2007 - 2014
Stifel Nicolaus & Co. September 1996 - October 2012
Smith Barney September 1987 - September 1996
Education
The Ohio State University 1965 — 1970
Master of Fine Arts (MFA), Studio Arts
The Ohio State University 1962 — 1965
Bachelor of Science (BS), Art and Art History
Bryan So's Smith Barney Experience July 2001 - December 2001
Job Senior Counterparty Risk Analyst
Industry Financial Services
Experience
Fannie Mae June 2006 - July 2009
Fannie Mae February 2005 - June 2006
Rydex Investments January 2002 - February 2005
Smith Barney July 2001 - December 2001
Education
The Johns Hopkins University
Master of Science (MS), Real Estate & Infrastructure
Towson University
Bachelor of Science (BS), Business Administration (Finance concentration)
Fannie Mae June 2006 - July 2009
Fannie Mae February 2005 - June 2006
Rydex Investments January 2002 - February 2005
Smith Barney July 2001 - December 2001
Education
The Johns Hopkins University
Master of Science (MS), Real Estate & Infrastructure
Towson University
Bachelor of Science (BS), Business Administration (Finance concentration)
David Alspach David Alspach's Smith Barney Experience November 1988 - May 2009
Job Partner Financial Advisor at FPL Financial Strategies, LLC
Industry Financial Services
Experience
FPL Financial Strategies, LLC May 2009 - Present
Smith Barney November 1988 - May 2009
Chestnut Hill Inn Company 1992 - 2006
Coca-Cola Enterprises July 1974 - June 1988
Education
The Ohio State University 1977 — 1981
BS, Business Administration - Marketing
The Ohio State University - The Max M. Fisher College of Business 1977 — 1981
Bachelor of Science, Business Administration - Marketing
Newark Senior High School 1973 — 1977
FPL Financial Strategies, LLC May 2009 - Present
Smith Barney November 1988 - May 2009
Chestnut Hill Inn Company 1992 - 2006
Coca-Cola Enterprises July 1974 - June 1988
Education
The Ohio State University 1977 — 1981
BS, Business Administration - Marketing
The Ohio State University - The Max M. Fisher College of Business 1977 — 1981
Bachelor of Science, Business Administration - Marketing
Newark Senior High School 1973 — 1977
Lauren Leonard Lauren Leonard's Smith Barney Experience June 2004 - August 2004
Job White House Liaison, U.S. Department of Commerce
Industry Government Administration
Experience
U.S. Department of Commerce April 2015 - Present
U.S. Department of Commerce November 2014 - April 2015
US Department of Commerce July 2014 - April 2015
U.S. Department of Labor July 2013 - May 2014
U.S. Department of Labor September 2009 - July 2013
Obama for America May 2008 - February 2009
Obama for America March 2008 - May 2008
Obama for America May 2007 - March 2008
Smith Barney June 2004 - August 2004
Skills
Political Campaigns, Volunteer Management, Volunteer Recruiting, Public Relations, Speech Writing, Communication, Community Development, Government Agencies, Intergovernmental..., Workforce Development, Research, Policy Analysis, Program Management, Politics, Legislative Relations, Coalitions, Community Outreach, Political Consulting, Community Organizing, Political Science, Political Communication, Legislative Research, Public Policy, Policy, Government, Legislation, Public Affairs, International Relations, Fundraising, Grants, Economic Development, Strategic Communications, Nonprofits, Program Evaluation
Education
The John Marshall Law School 2005 — 2008
Doctor of Law (J.D.)
University of Missouri-Columbia 2005 — 2008
Bachelor of Arts (B.A.), Political Science and Government
University of Missouri-Columbia 2000 — 2003
Bachelor of Arts (B.A.), Psychology
U.S. Department of Commerce April 2015 - Present
U.S. Department of Commerce November 2014 - April 2015
US Department of Commerce July 2014 - April 2015
U.S. Department of Labor July 2013 - May 2014
U.S. Department of Labor September 2009 - July 2013
Obama for America May 2008 - February 2009
Obama for America March 2008 - May 2008
Obama for America May 2007 - March 2008
Smith Barney June 2004 - August 2004
Skills
Political Campaigns, Volunteer Management, Volunteer Recruiting, Public Relations, Speech Writing, Communication, Community Development, Government Agencies, Intergovernmental..., Workforce Development, Research, Policy Analysis, Program Management, Politics, Legislative Relations, Coalitions, Community Outreach, Political Consulting, Community Organizing, Political Science, Political Communication, Legislative Research, Public Policy, Policy, Government, Legislation, Public Affairs, International Relations, Fundraising, Grants, Economic Development, Strategic Communications, Nonprofits, Program Evaluation
Education
The John Marshall Law School 2005 — 2008
Doctor of Law (J.D.)
University of Missouri-Columbia 2005 — 2008
Bachelor of Arts (B.A.), Political Science and Government
University of Missouri-Columbia 2000 — 2003
Bachelor of Arts (B.A.), Psychology
Ben Hunter Ben Hunter's Smith Barney Experience 2003 - 2004
Job Vice President, Legal Specialty Group at SunTrust Bank
Industry Investment Management
Experience
SunTrust Investment Services, Inc. 2011 - Present
SunTrust Bank Private Wealth Management 2011 - Present
Capital Partners Certified Development Company 2011 - Present
SunTrust Bank 2008 - 2011
Wachovia Bank 2005 - 2008
Smith Barney 2003 - 2004
Education
University of Georgia - Terry College of Business 2013 — 2014
CFP Certification
The University of Georgia 2000 — 2004
BS, Economics
SunTrust Investment Services, Inc. 2011 - Present
SunTrust Bank Private Wealth Management 2011 - Present
Capital Partners Certified Development Company 2011 - Present
SunTrust Bank 2008 - 2011
Wachovia Bank 2005 - 2008
Smith Barney 2003 - 2004
Education
University of Georgia - Terry College of Business 2013 — 2014
CFP Certification
The University of Georgia 2000 — 2004
BS, Economics
Ron Peacock Ron Peacock's Smith Barney Experience 2002 - 2008
Job Vice President Wealth Management
Industry Financial Services
Experience
UBS November 2008 - Present
Citi 2002 - 2008
Smith Barney 2002 - 2008
Gateway 1990 - 2002
Burger King Corporation 1996 - 1997
Skills
Business Development
Education
The University of South Dakota 1986 — 1990
BS, Political Science & English
Stevens High School,
UBS November 2008 - Present
Citi 2002 - 2008
Smith Barney 2002 - 2008
Gateway 1990 - 2002
Burger King Corporation 1996 - 1997
Skills
Business Development
Education
The University of South Dakota 1986 — 1990
BS, Political Science & English
Stevens High School,
Sean Belton Sean Belton's Smith Barney Experience May 2001 - November 2003
Job Regional Marketing Consultant at FTJ FundChoice
Industry Investment Management
Experience
KDA Office Furniture Solutions November 2013 - January 2015
Self Employed January 2011 - November 2013
Great American Financial Resources March 2009 - November 2010
Great American Financial Resources September 2007 - March 2009
Fifth Third Securities April 2005 - July 2007
Huntington Investment Company December 2003 - March 2005
Smith Barney May 2001 - November 2003
Fidelity Investments September 1995 - March 2001
Skills
Building Relationships, Relationship Management, Mentoring Of Staff, Investments, Sales, Managed Money, Mutual Funds, Annuity Sales, Fixed Annuities, Variable Annuities, Indexed Annuities, Life Insurance, Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Research, Windows, Outlook, Teaching, Financial Services, IRAs, Leadership, Retirement Planning, Retirement
Education
The Ohio State University
Bachelor of Arts (BA), Organizational Communication, General
St. Xavier High School Cincinnati Ohio
KDA Office Furniture Solutions November 2013 - January 2015
Self Employed January 2011 - November 2013
Great American Financial Resources March 2009 - November 2010
Great American Financial Resources September 2007 - March 2009
Fifth Third Securities April 2005 - July 2007
Huntington Investment Company December 2003 - March 2005
Smith Barney May 2001 - November 2003
Fidelity Investments September 1995 - March 2001
Skills
Building Relationships, Relationship Management, Mentoring Of Staff, Investments, Sales, Managed Money, Mutual Funds, Annuity Sales, Fixed Annuities, Variable Annuities, Indexed Annuities, Life Insurance, Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Research, Windows, Outlook, Teaching, Financial Services, IRAs, Leadership, Retirement Planning, Retirement
Education
The Ohio State University
Bachelor of Arts (BA), Organizational Communication, General
St. Xavier High School Cincinnati Ohio
Mei Li O'Malley- Leszkowicz Mei Li O'Malley- Leszkowicz's Smith Barney Experience February 2002 - July 2007
Job Domestic Goddess at USA Self Employed
Industry Financial Services
Experience
Robbie and Kailin Inc July 2007 - Present
Smith Barney February 2002 - July 2007
Citigroup/ smith barney January 1999 - February 2002
Smith barney January 1996 - January 1999
Muriel Siebert & Co., Inc. Member NYSE, FINRA & SIPC April 1994 - January 1996
Shearson Lehman brothers October 1989 - April 1994
Skills
FINRA, Uniform Combined State..., Series 63, KYC, Financial Regulation, Series 65, Series 7, Trading, Capital Markets, Series 24, Financial Advisory, Securities Regulation, Securities, Mutual Funds, Fixed Income, Hedge Funds, Alternative Investments, Financial Services, USA PATRIOT Act, AML, Investments, Asset Management, Equities, Investment Advisory
Education
The College of New Rochelle 1985 — 1989
BA
zama
Robbie and Kailin Inc July 2007 - Present
Smith Barney February 2002 - July 2007
Citigroup/ smith barney January 1999 - February 2002
Smith barney January 1996 - January 1999
Muriel Siebert & Co., Inc. Member NYSE, FINRA & SIPC April 1994 - January 1996
Shearson Lehman brothers October 1989 - April 1994
Skills
FINRA, Uniform Combined State..., Series 63, KYC, Financial Regulation, Series 65, Series 7, Trading, Capital Markets, Series 24, Financial Advisory, Securities Regulation, Securities, Mutual Funds, Fixed Income, Hedge Funds, Alternative Investments, Financial Services, USA PATRIOT Act, AML, Investments, Asset Management, Equities, Investment Advisory
Education
The College of New Rochelle 1985 — 1989
BA
zama
Jan Ots Jan Ots's Smith Barney Experience May 1992 - July 1993
Job Personal Lines Contact Center Underwriter at State Farm Fire & Casualty Co.
Industry Insurance
Experience
State Farm Fire & Casualty Co August 2014 - Present
State Farm July 1993 - Present
Smith Barney May 1992 - July 1993
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Public Speaking, Budgets, Negotiation, Editing, Insurance, Underwriting, CPCU, Property, General Insurance, Liability Analysis, Liability, Umbrella Insurance, Marine Insurance, Claim Investigation, Licensed Property, P, Team Building, Leadership, Life Insurance, Sales
Education
The American College 2000 — 2001
Chartered Life Underwriter (CLU), Life insurance
The American College 1999 — 2001
Chartered Financial Consultant (ChFC), Finance and investing
The American College 1998 — 2000
Chartered Property Casualty Underwriter (CPCU), Property & Casualty Insurance Industry
University of Alabama at Birmingham 1988 — 1991
Bachelor of Science (BS), Finance, General
Polhem Gymnasium,Gothenburg, Sweden 1983 — 1986
Upper Secondary School, Mechanical Engineering
State Farm Fire & Casualty Co August 2014 - Present
State Farm July 1993 - Present
Smith Barney May 1992 - July 1993
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Public Speaking, Budgets, Negotiation, Editing, Insurance, Underwriting, CPCU, Property, General Insurance, Liability Analysis, Liability, Umbrella Insurance, Marine Insurance, Claim Investigation, Licensed Property, P, Team Building, Leadership, Life Insurance, Sales
Education
The American College 2000 — 2001
Chartered Life Underwriter (CLU), Life insurance
The American College 1999 — 2001
Chartered Financial Consultant (ChFC), Finance and investing
The American College 1998 — 2000
Chartered Property Casualty Underwriter (CPCU), Property & Casualty Insurance Industry
University of Alabama at Birmingham 1988 — 1991
Bachelor of Science (BS), Finance, General
Polhem Gymnasium,Gothenburg, Sweden 1983 — 1986
Upper Secondary School, Mechanical Engineering
Christopher Dorris Christopher Dorris's Smith Barney Experience November 2007 - November 2008
Job Law Enforcement Professional
Industry Law Enforcement
Experience
Denver Police Department 2013 - Present
Panama City Police Dept May 2010 - July 2013
Merrill Lynch November 2008 - May 2010
Smith Barney November 2007 - November 2008
Wachovia February 2000 - November 2007
Skills
Training, Analysis, Program Management, Finance, Marketing, Sales, Accounting, Strategic Financial..., Asset Management, Proposal Writing, Mutual Funds, Police, Banking, Fixed Annuities, Variable Annuities, Financial Planning, Asset Allocation, Financial Analysis, Trading, Relationship Management, Investments, Leadership, Team Building, Risk Assessment, Strategic Planning, Risk Management, Law Enforcement, Securities, Microsoft Office
Education
The University of Memphis 1993 — 1999
Bachelor of Business Administration (B.B.A.), General Sales, Merchandising and Related Marketing Operations
Denver Police Department 2013 - Present
Panama City Police Dept May 2010 - July 2013
Merrill Lynch November 2008 - May 2010
Smith Barney November 2007 - November 2008
Wachovia February 2000 - November 2007
Skills
Training, Analysis, Program Management, Finance, Marketing, Sales, Accounting, Strategic Financial..., Asset Management, Proposal Writing, Mutual Funds, Police, Banking, Fixed Annuities, Variable Annuities, Financial Planning, Asset Allocation, Financial Analysis, Trading, Relationship Management, Investments, Leadership, Team Building, Risk Assessment, Strategic Planning, Risk Management, Law Enforcement, Securities, Microsoft Office
Education
The University of Memphis 1993 — 1999
Bachelor of Business Administration (B.B.A.), General Sales, Merchandising and Related Marketing Operations
Don Raymond Brewington Jr. CLU Don Raymond Brewington Jr. CLU's Smith Barney Experience July 1987 - October 2000
Job CEO & Founder/ Financial Planner at Brewington Capital LLC
Industry Financial Services
Experience
Brewington Capital LLC February 2014 - Present
Northwestern Mutual August 2010 - February 2014
Liberty Partners Financial March 2009 - July 2010
Region Morgan Keegan Brokerage January 2004 - March 2009
Morgan Keegan October 2000 - January 2004
Smith Barney July 1987 - October 2000
Education
The American College 2011 — 2013
CFP,CLU,ChFC,CASL
University of Arkansas at Fayetteville
BSBA
Brewington Capital LLC February 2014 - Present
Northwestern Mutual August 2010 - February 2014
Liberty Partners Financial March 2009 - July 2010
Region Morgan Keegan Brokerage January 2004 - March 2009
Morgan Keegan October 2000 - January 2004
Smith Barney July 1987 - October 2000
Education
The American College 2011 — 2013
CFP,CLU,ChFC,CASL
University of Arkansas at Fayetteville
BSBA
Christina O'Connell Christina O'Connell's Smith Barney Experience 1997 - 2007
Job Vice President, UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc 2007 - Present
Smith Barney 1997 - 2007
Education
George Mason University 1992 — 1997
Master of Arts - International Transactions, International Economics, Trade
University of Virginia 1989 — 1991
Accounting
The George Washington University - School of Business 1980 — 1984
BBA - Finance, Finance
Bishop Dennis J. O'Connell High School 1976 — 1980
High School Diploma
UBS Financial Services Inc 2007 - Present
Smith Barney 1997 - 2007
Education
George Mason University 1992 — 1997
Master of Arts - International Transactions, International Economics, Trade
University of Virginia 1989 — 1991
Accounting
The George Washington University - School of Business 1980 — 1984
BBA - Finance, Finance
Bishop Dennis J. O'Connell High School 1976 — 1980
High School Diploma
Lige Gillis, CFP® Lige Gillis, CFP®'s Smith Barney Experience March 2002 - November 2012
Job Head of G2 Wealth Management: UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Wealth Management November 2012 - Present
Smith Barney March 2002 - November 2012
Skills
High Net Worth..., Privately Held Family..., Multigenerational..., Family Business, Family Governance, Strategic Planning, Financial Analysis, Wealth Management, Investments, Family Office, Venture Philanthropy, Private Foundations
Education
The University of Georgia 1995 — 2000
Finance
University of Georgia - Terry College of Business 1995 — 1999
UBS Wealth Management November 2012 - Present
Smith Barney March 2002 - November 2012
Skills
High Net Worth..., Privately Held Family..., Multigenerational..., Family Business, Family Governance, Strategic Planning, Financial Analysis, Wealth Management, Investments, Family Office, Venture Philanthropy, Private Foundations
Education
The University of Georgia 1995 — 2000
Finance
University of Georgia - Terry College of Business 1995 — 1999
Roger Smith Roger Smith's Smith Barney Experience August 1996 - December 2000
Job CEO at Smith Food & Beverage Group
Industry Food & Beverages
Experience
Satori Beverages International Ltd June 2011 - Present
Smith Food & Beverage Group June 2008 - Present
Kyodo USA, Inc. June 2008 - Present
OBN Holdings, Inc. January 2001 - April 2012
Smith Barney August 1996 - December 2000
The Creighton Group January 1989 - August 1996
Skills
Mergers, Entertainment, International Trade, International Business, International Marketing, Global Brand Development, Entrepreneurship, Business Strategy, Business Planning, Strategy, New Business Development, Marketing, Business Development, Strategic Planning, Product Development, Marketing Strategy, Competitive Analysis, Strategic Partnerships, Market Research, Negotiation, Export, Food, Start-ups, Finance, Market Planning, Public Relations, Mergers & Acquisitions, International Sales, Marketing Management, CRM, Brand Management, Management Consulting, Sales Operations, Product Marketing, Management, Sales Management, FMCG, Key Account Management, Product Management, P&L Management, Market Analysis, Brand Development, Consulting, Venture Capital, Executive Management, Online Marketing, Pricing, B2B, Winemaking, E-commerce
Education
The University of Chicago - Booth School of Business 1982 — 1985
MBA, Marketing and Finance
University of Illinois at Chicago 1977 — 1985
BA, Photography and Graphic Design
Cass Tech 1966 — 1969
High School Diploma, Design and Drafting Technology
Satori Beverages International Ltd June 2011 - Present
Smith Food & Beverage Group June 2008 - Present
Kyodo USA, Inc. June 2008 - Present
OBN Holdings, Inc. January 2001 - April 2012
Smith Barney August 1996 - December 2000
The Creighton Group January 1989 - August 1996
Skills
Mergers, Entertainment, International Trade, International Business, International Marketing, Global Brand Development, Entrepreneurship, Business Strategy, Business Planning, Strategy, New Business Development, Marketing, Business Development, Strategic Planning, Product Development, Marketing Strategy, Competitive Analysis, Strategic Partnerships, Market Research, Negotiation, Export, Food, Start-ups, Finance, Market Planning, Public Relations, Mergers & Acquisitions, International Sales, Marketing Management, CRM, Brand Management, Management Consulting, Sales Operations, Product Marketing, Management, Sales Management, FMCG, Key Account Management, Product Management, P&L Management, Market Analysis, Brand Development, Consulting, Venture Capital, Executive Management, Online Marketing, Pricing, B2B, Winemaking, E-commerce
Education
The University of Chicago - Booth School of Business 1982 — 1985
MBA, Marketing and Finance
University of Illinois at Chicago 1977 — 1985
BA, Photography and Graphic Design
Cass Tech 1966 — 1969
High School Diploma, Design and Drafting Technology
Todd Sherer Todd Sherer's Smith Barney Experience 2000 - 2003
Job Entrepreneur Growth Capital
Industry Banking
Experience
Entrepreneur Growth Capital October 2008 - Present
Alpine Commercial Capital September 2007 - October 2008
Capstone Capital Partners, LLC June 2005 - October 2007
Smith Barney 2000 - 2003
Prudential Securities 1994 - 2000
Paramus 1993 - 1999
Skills
Asset Based Lending, Term Loans, Middle Market, Lines Of Credit, Factoring, Small Business Lending, Loans, Commercial Lending, Commercial Mortgages, Underwriting, Loan Origination, Credit Analysis, Working Capital..., Capital, Refinance, Credit, Banking, Commercial Banking, Credit Risk, Entrepreneurship, Cash Management, Financial Structuring, Funding, Portfolio Management, Finance, Investments, Financial Services, Valuation, Mergers & Acquisitions, Financial Analysis, Restructuring, Executive Management, Structured Finance, Cash Flow Lending, Relationship Management, Business Development, Private Equity, Strategy, Commercial Finance, Due Diligence, Credit Cards, Corporate Finance, Capital Markets, SBA, Payments, Leveraged Finance, Mortgage Lending, Financial Institutions, Emerging Markets, Debt Restructuring
Education
The George Washington University 1985 — 1989
Paramus
Entrepreneur Growth Capital October 2008 - Present
Alpine Commercial Capital September 2007 - October 2008
Capstone Capital Partners, LLC June 2005 - October 2007
Smith Barney 2000 - 2003
Prudential Securities 1994 - 2000
Paramus 1993 - 1999
Skills
Asset Based Lending, Term Loans, Middle Market, Lines Of Credit, Factoring, Small Business Lending, Loans, Commercial Lending, Commercial Mortgages, Underwriting, Loan Origination, Credit Analysis, Working Capital..., Capital, Refinance, Credit, Banking, Commercial Banking, Credit Risk, Entrepreneurship, Cash Management, Financial Structuring, Funding, Portfolio Management, Finance, Investments, Financial Services, Valuation, Mergers & Acquisitions, Financial Analysis, Restructuring, Executive Management, Structured Finance, Cash Flow Lending, Relationship Management, Business Development, Private Equity, Strategy, Commercial Finance, Due Diligence, Credit Cards, Corporate Finance, Capital Markets, SBA, Payments, Leveraged Finance, Mortgage Lending, Financial Institutions, Emerging Markets, Debt Restructuring
Education
The George Washington University 1985 — 1989
Paramus
Brenda Vanderslice Brenda Vanderslice's Smith Barney Experience November 1994 - January 2009
Job First Vice President Wealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. January 2009 - Present
Smith Barney November 1994 - January 2009
Commerce Investments 1985 - November 1994
Education
The University of Memphis 1981 — 1985
Bachelor of Business Administration (BBA)
UBS Financial Services Inc. January 2009 - Present
Smith Barney November 1994 - January 2009
Commerce Investments 1985 - November 1994
Education
The University of Memphis 1981 — 1985
Bachelor of Business Administration (BBA)
Chris Benedict, CFA Chris Benedict, CFA's Smith Barney Experience April 1993 - May 1995
Job Senior Portfolio Manager at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management May 2009 - Present
Oppenheimer & Co. September 2002 - May 2009
Brown Brothers Harriman - NY September 2001 - September 2002
Brown Brothers Harriman - LA June 1998 - September 2001
Merrill Lynch May 1995 - July 1996
Smith Barney April 1993 - May 1995
Skills
Fixed Income, Investments, Asset Allocation, Equities, Portfolio Management, Alternative Investments, Finance, Investment Management, Mutual Funds
Education
UCLA Anderson School of Management 1996 — 1998
MBA, Finance, Accounting
The Hong Kong University of Science and Technology 1997 — 1997
MBA International Exchange Program
University of Connecticut 1989 — 1992
BA, Economics
Morgan Stanley Wealth Management May 2009 - Present
Oppenheimer & Co. September 2002 - May 2009
Brown Brothers Harriman - NY September 2001 - September 2002
Brown Brothers Harriman - LA June 1998 - September 2001
Merrill Lynch May 1995 - July 1996
Smith Barney April 1993 - May 1995
Skills
Fixed Income, Investments, Asset Allocation, Equities, Portfolio Management, Alternative Investments, Finance, Investment Management, Mutual Funds
Education
UCLA Anderson School of Management 1996 — 1998
MBA, Finance, Accounting
The Hong Kong University of Science and Technology 1997 — 1997
MBA International Exchange Program
University of Connecticut 1989 — 1992
BA, Economics
William Montague William Montague's Smith Barney Experience 1998 - 2008
Job Senior Financial Writer at T. Rowe Price
Industry Investment Management
Experience
T. Rowe Price 2008 - Present
World Economic Forum 2001 - 2010
Smith Barney 1998 - 2008
USA Today 1990 - 1997
Skills
Journalism, Marketing Communications, Investments, Thought Leadership, Economics, Text Editing, Copy Editing, Financial Markets, Report Writing, Feature Writing, Writing, Freelance Writing
Education
The Evergreen State College 1979 — 1983
BA, political science, journalism
T. Rowe Price 2008 - Present
World Economic Forum 2001 - 2010
Smith Barney 1998 - 2008
USA Today 1990 - 1997
Skills
Journalism, Marketing Communications, Investments, Thought Leadership, Economics, Text Editing, Copy Editing, Financial Markets, Report Writing, Feature Writing, Writing, Freelance Writing
Education
The Evergreen State College 1979 — 1983
BA, political science, journalism
Laura Pope, CIMA® Laura Pope, CIMA®'s Smith Barney Experience 1983 - 1995
Job Managing DirectorInvestments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
The Pope Investment Consulting Group of Wells Fargo Advisors 1995 - Present
Smith Barney 1983 - 1995
Skills
Asset Allocation, Mutual Funds, Investment Strategies, Alternative Investments, Retirement Planning, Retirement, Financial Advisory, Investments, Retirement Income..., Retirement Plan...
Education
University of Pennsylvania - The Wharton School 1994 — 1995
CIMA, Investment Management Analysis
The Ohio State University 1976 — 1979
Bachelor of Fine Arts (BFA), Theater and Dance
Gahanna Lincoln
The Pope Investment Consulting Group of Wells Fargo Advisors 1995 - Present
Smith Barney 1983 - 1995
Skills
Asset Allocation, Mutual Funds, Investment Strategies, Alternative Investments, Retirement Planning, Retirement, Financial Advisory, Investments, Retirement Income..., Retirement Plan...
Education
University of Pennsylvania - The Wharton School 1994 — 1995
CIMA, Investment Management Analysis
The Ohio State University 1976 — 1979
Bachelor of Fine Arts (BFA), Theater and Dance
Gahanna Lincoln
Duru Armagan Duru Armagan's Smith Barney Experience May 2008 - May 2009
Job Fashion Coordinator
Industry Retail
Experience
Alligator Purse January 2011 - Present
Venue Lifestyle and Event Guide, Inc. November 2010 - Present
Hauck Art Exhibition June 2009 - October 2009
Smith Barney May 2008 - May 2009
IntraVet Division of Webster 2005 - 2005
Education
The Ohio State University 2006 — 2009
Bachelor's of Arts & Sciences, International Studies - World Economics and Business
Alligator Purse January 2011 - Present
Venue Lifestyle and Event Guide, Inc. November 2010 - Present
Hauck Art Exhibition June 2009 - October 2009
Smith Barney May 2008 - May 2009
IntraVet Division of Webster 2005 - 2005
Education
The Ohio State University 2006 — 2009
Bachelor's of Arts & Sciences, International Studies - World Economics and Business
Peter Scudner Peter Scudner's Smith Barney Experience May 1984 - November 2008
Job Senior Vice President / Wealth Management at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott November 2008 - Present
USA Table Tennis July 2008 - Present
The Lancaster Chamber of Commerce & Industry December 2005 - Present
North Museum of Natural History & Science June 2003 - Present
Smith Barney May 1984 - November 2008
Conestoga Valley School District January 1998 - September 2000
Skills
Strategic Planning, Retirement Planning, Financial Advice, Chartered Retirement..., Certified Investment..., Regional Archery Coach, Photography
Education
The Catholic University of America 1975 — 1979
BA, Politics / Journalism
Janney Montgomery Scott November 2008 - Present
USA Table Tennis July 2008 - Present
The Lancaster Chamber of Commerce & Industry December 2005 - Present
North Museum of Natural History & Science June 2003 - Present
Smith Barney May 1984 - November 2008
Conestoga Valley School District January 1998 - September 2000
Skills
Strategic Planning, Retirement Planning, Financial Advice, Chartered Retirement..., Certified Investment..., Regional Archery Coach, Photography
Education
The Catholic University of America 1975 — 1979
BA, Politics / Journalism
Steven Chmara Steven Chmara's Smith Barney Experience January 1995 - June 1999
Job Senior VIce President/Investments at Stifel Nicolaus & Company, Inc.
Industry Financial Services
Experience
Stifel Nicolaus & Company, Inc. January 2011 - Present
UBS Financial Services September 2003 - January 2011
Prudential Securities June 1999 - August 2003
Smith Barney January 1995 - June 1999
Education
The Ohio State University 1982 — 1986
BSBA, Marketing
Stifel Nicolaus & Company, Inc. January 2011 - Present
UBS Financial Services September 2003 - January 2011
Prudential Securities June 1999 - August 2003
Smith Barney January 1995 - June 1999
Education
The Ohio State University 1982 — 1986
BSBA, Marketing
Brandon Fravel's Smith Barney Experience 2003 - 2004
Job Inside Sales Manager at Cycling Sports Group
Industry Sporting Goods
Experience
Cycling Sports Group June 2015 - Present
Cycling Sports Group July 2012 - June 2015
Cycling Sports Group July 2010 - July 2012
All Sport Adventures/Costa Rica Rainforest Outward Bound School September 2005 - August 2010
Zebra Capital Management May 2004 - September 2005
Smith Barney 2003 - 2004
Skills
Account Management, Customer Service, Financial Analysis, B2B, Management, Process Improvement, Microsoft Excel, Forecasting, Sales, Sales Management, Inventory Management, Retail, Strategic Planning, Team Building, Leadership, Customer Relations, SAP, Sales Operations, Negotiation, Competitive Analysis
Education
The University of Connecticut 2001 — 2004
Bachelor of Science, Business Administration, Finance
The University of Connecticut School of Business 2000 — 2004
Bachelor of Science (BS), Finance, General
Cycling Sports Group June 2015 - Present
Cycling Sports Group July 2012 - June 2015
Cycling Sports Group July 2010 - July 2012
All Sport Adventures/Costa Rica Rainforest Outward Bound School September 2005 - August 2010
Zebra Capital Management May 2004 - September 2005
Smith Barney 2003 - 2004
Skills
Account Management, Customer Service, Financial Analysis, B2B, Management, Process Improvement, Microsoft Excel, Forecasting, Sales, Sales Management, Inventory Management, Retail, Strategic Planning, Team Building, Leadership, Customer Relations, SAP, Sales Operations, Negotiation, Competitive Analysis
Education
The University of Connecticut 2001 — 2004
Bachelor of Science, Business Administration, Finance
The University of Connecticut School of Business 2000 — 2004
Bachelor of Science (BS), Finance, General
Colby Wallis's Smith Barney Experience May 2006 - August 2006
Job Portfolio Director at Standard Beverage Corporation
Industry Wine and Spirits
Experience
Standard Beverage Corporation February 2014 - Present
Standard Beverage Corporation September 2011 - February 2014
YRC Worldwide October 2007 - September 2011
Smith Barney May 2006 - August 2006
Skills
Variance Analysis, Hyperion Enterprise, Financial Forecasting, Forecasting, Financial Analysis, Budgets, Accounting, Process Improvement, Pricing, Microsoft Excel, Analysis, Inventory Management, Financial Modeling, Income Statement, Financial Reporting, Hyperion
Education
The University of Kansas 2003 — 2007
B.S., Finance
Standard Beverage Corporation February 2014 - Present
Standard Beverage Corporation September 2011 - February 2014
YRC Worldwide October 2007 - September 2011
Smith Barney May 2006 - August 2006
Skills
Variance Analysis, Hyperion Enterprise, Financial Forecasting, Forecasting, Financial Analysis, Budgets, Accounting, Process Improvement, Pricing, Microsoft Excel, Analysis, Inventory Management, Financial Modeling, Income Statement, Financial Reporting, Hyperion
Education
The University of Kansas 2003 — 2007
B.S., Finance
Brandon Coonse's Smith Barney Experience February 2002 - August 2004
Job Head of Market Strategy & Analysis Group | Strategy | Client Insights | Analysis
Industry Financial Services
Experience
UBS Wealth Management February 2012 - Present
UBS Wealth Management March 2010 - February 2012
UBS Wealth Management February 2008 - February 2010
Booz & Company September 2006 - December 2007
Cisco Systems June 2005 - August 2005
Smith Barney February 2002 - August 2004
Invesco Ltd. February 1999 - February 2002
Skills
Financial Modeling, Valuation, Portfolio Management, Investments, Financial Analysis, Corporate Development, Business Strategy, Competitive Analysis, Analytics, Strategy, Management Consulting, Leadership, Business Development, Start-ups, Marketing Strategy
Education
The University of Chicago Booth School of Business 2004 — 2006
MBA, Strategic Management
University of North Carolina at Chapel Hill
BA, Economics
UBS Wealth Management February 2012 - Present
UBS Wealth Management March 2010 - February 2012
UBS Wealth Management February 2008 - February 2010
Booz & Company September 2006 - December 2007
Cisco Systems June 2005 - August 2005
Smith Barney February 2002 - August 2004
Invesco Ltd. February 1999 - February 2002
Skills
Financial Modeling, Valuation, Portfolio Management, Investments, Financial Analysis, Corporate Development, Business Strategy, Competitive Analysis, Analytics, Strategy, Management Consulting, Leadership, Business Development, Start-ups, Marketing Strategy
Education
The University of Chicago Booth School of Business 2004 — 2006
MBA, Strategic Management
University of North Carolina at Chapel Hill
BA, Economics
Andrew Price, CFA's Smith Barney Experience August 2004 - November 2004
Job Sr Financial Analyst at Fannie Mae
Industry Financial Services
Experience
Fannie Mae March 2010 - Present
George Washington University October 2008 - March 2010
Ernst & Young February 2007 - September 2008
Freddie Mac May 2006 - August 2006
Ferris, Baker Watts, Inc November 2004 - August 2005
Smith Barney August 2004 - November 2004
Japan Exchange and Teaching Program (JET) August 2003 - August 2004
Embassy of Japan August 2002 - July 2003
Skills
Financial Analysis, SAS, SQL
Education
The George Washington University - School of Business 2005 — 2007
MBA
The George Washington University 2004 — 2007
MBA, Decision Sciences
University of Virginia 1998 — 2002
BA, International Relations
HB Woodlawn 1994 — 1998
Fannie Mae March 2010 - Present
George Washington University October 2008 - March 2010
Ernst & Young February 2007 - September 2008
Freddie Mac May 2006 - August 2006
Ferris, Baker Watts, Inc November 2004 - August 2005
Smith Barney August 2004 - November 2004
Japan Exchange and Teaching Program (JET) August 2003 - August 2004
Embassy of Japan August 2002 - July 2003
Skills
Financial Analysis, SAS, SQL
Education
The George Washington University - School of Business 2005 — 2007
MBA
The George Washington University 2004 — 2007
MBA, Decision Sciences
University of Virginia 1998 — 2002
BA, International Relations
HB Woodlawn 1994 — 1998
Rory Clements, CFP's Smith Barney Experience July 2004 - June 2007
Job Wealth Advisor at Wells Fargo Private Bank
Industry Financial Services
Experience
Wells Fargo Private Bank July 2008 - Present
Wells Fargo June 2007 - June 2008
Smith Barney July 2004 - June 2007
Pacific Capital Resource Group September 2001 - June 2004
Skills
Wealth Management, Series 7, Wealth Transfer, Series 66, Asset Allocation, High Net Worth..., Financial Planning, Trust Services, Investment Advisory, Comprehensive Wealth..., Insurance, Investment Strategies, Mutual Funds, Retirement Planning, Strategic Financial..., Wealth, Wealth Management..., Finance, Portfolio Management, Investments
Education
The American College 2001 — 2003
Washington State University - College of Business and Economics 1997 — 2001
Bachelor's degree, Business - Finance
Wells Fargo Private Bank July 2008 - Present
Wells Fargo June 2007 - June 2008
Smith Barney July 2004 - June 2007
Pacific Capital Resource Group September 2001 - June 2004
Skills
Wealth Management, Series 7, Wealth Transfer, Series 66, Asset Allocation, High Net Worth..., Financial Planning, Trust Services, Investment Advisory, Comprehensive Wealth..., Insurance, Investment Strategies, Mutual Funds, Retirement Planning, Strategic Financial..., Wealth, Wealth Management..., Finance, Portfolio Management, Investments
Education
The American College 2001 — 2003
Washington State University - College of Business and Economics 1997 — 2001
Bachelor's degree, Business - Finance
Josh Hildebrand's Smith Barney Experience August 2006 - Present
Job Financial Advisor at Smith Barney
Industry Financial Services
Experience
Smith Barney August 2006 - Present
United States Marine Corps June 2002 - June 2006
Education
The George Washington University 1998 — 2002
Smith Barney August 2006 - Present
United States Marine Corps June 2002 - June 2006
Education
The George Washington University 1998 — 2002
Marty Jerwers's Smith Barney Experience July 2000 - March 2007
Job Vice President Investment Executive at Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities April 2007 - Present
Smith Barney July 2000 - March 2007
J.C. Bradford & Co September 1997 - July 2000
JC Bradford & Co. 1997 - 2000
Education
College of Financial Planning 2002 — 2007
CFP, Financial Planning
The Ohio State University 1993 — 1997
"BS", Finance and Accounting
The Ohio State University - The Max M. Fisher College of Business 1993 — 1997
Bachelor of Science (BS), Finance and Accounting
Fifth Third Securities April 2007 - Present
Smith Barney July 2000 - March 2007
J.C. Bradford & Co September 1997 - July 2000
JC Bradford & Co. 1997 - 2000
Education
College of Financial Planning 2002 — 2007
CFP, Financial Planning
The Ohio State University 1993 — 1997
"BS", Finance and Accounting
The Ohio State University - The Max M. Fisher College of Business 1993 — 1997
Bachelor of Science (BS), Finance and Accounting
Ashish Parikh's Smith Barney Experience 1999 - 2000
Job Senior Vice President, Financial Planning & Analysis
Industry Telecommunications
Thomas Burland, MBA's Smith Barney Experience June 2006 - August 2006
Job Senior Associate at JPMorgan
Industry Financial Services
Experience
JPMorgan Chase June 2014 - Present
RBS Global Banking & Markets March 2012 - June 2014
Royal Bank of Scotland November 2010 - March 2012
Royal Bank of Scotland October 2007 - November 2010
Smith Barney June 2006 - August 2006
Skills
Loans, Investments, Account Reconciliation, Fixed Income, Corporate Finance, Financial Analysis, Derivatives, Banking, Business Analysis, Analysis, Portfolio Management
Education
The University of Connecticut School of Business 2010 — 2012
MBA, Finance
University of Delaware 2003 — 2007
BS, Finance
University of Delaware - Lerner College of Business and Economics 2003 — 2007
BS, Finance
JPMorgan Chase June 2014 - Present
RBS Global Banking & Markets March 2012 - June 2014
Royal Bank of Scotland November 2010 - March 2012
Royal Bank of Scotland October 2007 - November 2010
Smith Barney June 2006 - August 2006
Skills
Loans, Investments, Account Reconciliation, Fixed Income, Corporate Finance, Financial Analysis, Derivatives, Banking, Business Analysis, Analysis, Portfolio Management
Education
The University of Connecticut School of Business 2010 — 2012
MBA, Finance
University of Delaware 2003 — 2007
BS, Finance
University of Delaware - Lerner College of Business and Economics 2003 — 2007
BS, Finance
Christina West's Smith Barney Experience 1997 - 1999
Job Senior Project Manager at Morningstar
Industry Computer Software
Experience
Morningstar, Inc. 2004 - Present
LaSalle St. Securities, LLC 1999 - 2004
Smith Barney 1997 - 1999
Zacks Investment Research 1996 - 1997
Skills
Analysis, Investments, Software Development, Product Development, Management, Product Management, Strategy, Quality Assurance, Testing, Training, CRM
Education
The University of Chicago Booth School of Business 2005 — 2008
MBA, Finance, Strategic Management
The University of Chicago 1993 — 1997
AB, Economics
Morningstar, Inc. 2004 - Present
LaSalle St. Securities, LLC 1999 - 2004
Smith Barney 1997 - 1999
Zacks Investment Research 1996 - 1997
Skills
Analysis, Investments, Software Development, Product Development, Management, Product Management, Strategy, Quality Assurance, Testing, Training, CRM
Education
The University of Chicago Booth School of Business 2005 — 2008
MBA, Finance, Strategic Management
The University of Chicago 1993 — 1997
AB, Economics
Chris Dunlap's Smith Barney Experience June 2005 - February 2006
Job Outside Sales, Electrical Wholesalers, Inc
Industry Wholesale
Experience
US Electrical Services, Inc. April 2014 - Present
Rexel April 2012 - April 2014
Consolidated Electrical Distributors October 2009 - April 2012
Consolidated Electrical Distributors June 2007 - October 2009
Smith Barney June 2005 - February 2006
Morgan Stanley Wealth Management May 2005 - February 2006
Skills
401k, Retirement Planning, Financial Analysis, Forecasting, Corporate Finance, Account Management, New Business Development, Sales Management, Financial Modeling, Business Planning, Financial Reporting, Business Strategy, Management, Negotiation, Pricing, Sales
Education
The University of Connecticut 2003 — 2007
Bachelor of Science, Finance
The University of Connecticut School of Business 2003 — 2007
Bachelors of Science, Finance
University of Connecticut 2003 — 2007
BS, Finance
US Electrical Services, Inc. April 2014 - Present
Rexel April 2012 - April 2014
Consolidated Electrical Distributors October 2009 - April 2012
Consolidated Electrical Distributors June 2007 - October 2009
Smith Barney June 2005 - February 2006
Morgan Stanley Wealth Management May 2005 - February 2006
Skills
401k, Retirement Planning, Financial Analysis, Forecasting, Corporate Finance, Account Management, New Business Development, Sales Management, Financial Modeling, Business Planning, Financial Reporting, Business Strategy, Management, Negotiation, Pricing, Sales
Education
The University of Connecticut 2003 — 2007
Bachelor of Science, Finance
The University of Connecticut School of Business 2003 — 2007
Bachelors of Science, Finance
University of Connecticut 2003 — 2007
BS, Finance
Parvanah Saladino's Smith Barney Experience 1995 - 2002
Job Bikram Yoga
Industry Health, Wellness and Fitness
Experience
Sweatbox Yoga March 2015 - Present
Freestone Capital Management September 2013 - February 2014
Freestone Capital Management 2002 - 2007
Smith Barney 1995 - 2002
Skills
Series 7, Portfolio Management, Investments, Investment Advisory, Financial Analysis, Alternative Investments, Wealth Management, Asset Allocation, Asset Management, Hedge Funds, Investment Strategies
Education
Scripps College 1988 — 1993
Bachelor of Arts (BA), International Relations and Affairs
Bikram's Yoga College of India
Yoga Teacher Training/Yoga Therapy
Sweatbox Yoga March 2015 - Present
Freestone Capital Management September 2013 - February 2014
Freestone Capital Management 2002 - 2007
Smith Barney 1995 - 2002
Skills
Series 7, Portfolio Management, Investments, Investment Advisory, Financial Analysis, Alternative Investments, Wealth Management, Asset Allocation, Asset Management, Hedge Funds, Investment Strategies
Education
Scripps College 1988 — 1993
Bachelor of Arts (BA), International Relations and Affairs
Bikram's Yoga College of India
Yoga Teacher Training/Yoga Therapy
Diane Merdian's Smith Barney Experience May 1994 - June 1995
Job Financial Executive
Industry Financial Services
Experience
Redwood Trust April 2010 - March 2012
Redwood Trust August 2008 - November 2009
Keefe, Bruyette & Woods January 2003 - April 2008
Morgan Stanley March 2000 - November 2001
Montgomery Securities July 1995 - March 2000
Smith Barney May 1994 - June 1995
Wellington Management September 1989 - April 1994
Kemper Financial Services September 1988 - August 1989
Salomon Brothers September 1984 - August 1988
Federal Reserve Bank of Kansas City June 1981 - July 1983
Education
The University of Chicago Booth School of Business 1983 — 1984
Finance
The University of Kansas 1978 — 1981
BA, Economics
Redwood Trust April 2010 - March 2012
Redwood Trust August 2008 - November 2009
Keefe, Bruyette & Woods January 2003 - April 2008
Morgan Stanley March 2000 - November 2001
Montgomery Securities July 1995 - March 2000
Smith Barney May 1994 - June 1995
Wellington Management September 1989 - April 1994
Kemper Financial Services September 1988 - August 1989
Salomon Brothers September 1984 - August 1988
Federal Reserve Bank of Kansas City June 1981 - July 1983
Education
The University of Chicago Booth School of Business 1983 — 1984
Finance
The University of Kansas 1978 — 1981
BA, Economics
Gurb Thind's Smith Barney Experience June 1996 - July 1997
Job Managing Director at J.P. Morgan
Industry Financial Services
Experience
J.P. Morgan April 2014 - Present
Citi September 2005 - April 2014
Booz & Company June 1998 - August 2005
Smith Barney June 1996 - July 1997
Prudential Securities July 1994 - June 1996
Education
The Tuck School of Business at Dartmouth 1997 — 1999
MBA
Yale University 1990 — 1994
BA, Economics
J.P. Morgan April 2014 - Present
Citi September 2005 - April 2014
Booz & Company June 1998 - August 2005
Smith Barney June 1996 - July 1997
Prudential Securities July 1994 - June 1996
Education
The Tuck School of Business at Dartmouth 1997 — 1999
MBA
Yale University 1990 — 1994
BA, Economics
Healkan Cheung's Smith Barney Experience May 1996 - December 1996
Job Systems Engineer at Cisco Systems
Industry Information Technology and Services
Experience
Cisco Systems May 2010 - Present
Avaya December 2009 - April 2010
Nortel October 2000 - December 2009
PricewaterhouseCoopers January 1997 - September 2000
Smith Barney May 1996 - December 1996
Flack & Kurtz, Consulting Engineers May 1994 - May 1996
Skills
Data Center, CCNA, Network Security, CISSP, VoIP, VPN, Cisco Technologies, Switches, Firewalls, Routers, Network Design, Network Architecture, Unified Communications, SIP, Security, LAN-WAN, IP, Ethernet, Routing
Education
The Cooper Union for the Advancement of Science and Art 1990 — 1994
BSEE
Cisco Systems May 2010 - Present
Avaya December 2009 - April 2010
Nortel October 2000 - December 2009
PricewaterhouseCoopers January 1997 - September 2000
Smith Barney May 1996 - December 1996
Flack & Kurtz, Consulting Engineers May 1994 - May 1996
Skills
Data Center, CCNA, Network Security, CISSP, VoIP, VPN, Cisco Technologies, Switches, Firewalls, Routers, Network Design, Network Architecture, Unified Communications, SIP, Security, LAN-WAN, IP, Ethernet, Routing
Education
The Cooper Union for the Advancement of Science and Art 1990 — 1994
BSEE
Rafika Shibly's Smith Barney Experience 2003 - 2007
Job Senior Analyst Product Management
Industry Financial Services
Experience
Parametric May 2013 - Present
Parametric July 2012 - May 2013
Parametric January 2012 - June 2012
Wall Street English April 2011 - January 2012
Wall Street Institute March 2010 - March 2011
Parametric July 2008 - July 2009
Smith Barney 2003 - 2007
Skills
Financial Analysis, Microsoft Office, PowerPoint, Word, Mathematics, Microsoft Excel, Access
Education
The George Washington University - School of Business 2004 — 2008
BBA, Finance
Franklin High School 2000 — 2004
High School Diploma
Parametric May 2013 - Present
Parametric July 2012 - May 2013
Parametric January 2012 - June 2012
Wall Street English April 2011 - January 2012
Wall Street Institute March 2010 - March 2011
Parametric July 2008 - July 2009
Smith Barney 2003 - 2007
Skills
Financial Analysis, Microsoft Office, PowerPoint, Word, Mathematics, Microsoft Excel, Access
Education
The George Washington University - School of Business 2004 — 2008
BBA, Finance
Franklin High School 2000 — 2004
High School Diploma
Derek C. DeGrass's Smith Barney Experience May 2004 - April 2008
Job UBS Wealth Management
Industry Financial Services
Experience
UBS Wealth Management May 2013 - Present
Morgan Stanley Wealth Management April 2008 - May 2013
Smith Barney May 2004 - April 2008
Boston Red Sox 2003 - 2003
IMG - Chris Evert Tennis Academy April 2001 - September 2001
Education
The College of William and Mary - Marshall Wythe Law School 2001 — 2004
Juris Doctor, Law
Wake Forest University 1997 — 2001
BA with Honors, Economics
UBS Wealth Management May 2013 - Present
Morgan Stanley Wealth Management April 2008 - May 2013
Smith Barney May 2004 - April 2008
Boston Red Sox 2003 - 2003
IMG - Chris Evert Tennis Academy April 2001 - September 2001
Education
The College of William and Mary - Marshall Wythe Law School 2001 — 2004
Juris Doctor, Law
Wake Forest University 1997 — 2001
BA with Honors, Economics
Jeff Benton's Smith Barney Experience October 2006 - May 2007
Job CEO, President at ZOO Fans, Inc.
Industry Renewables & Environment
Experience
ZOO Fans, Inc. January 2010 - Present
American Century Investments October 2007 - October 2009
Smith Barney October 2006 - May 2007
Charles Schwab 1986 - 2003
Skills
Brokerage, Insurance, Investments, Direct Sales, Client Services, Retail, Strategic Planning, Profitability, Sales Management, CRM, Finance, Management, Financial Services, Business Development, Program Management, Sales, Strategy, Marketing Strategy, Contract Negotiation, Marketing, Leadership, Negotiation, New Business Development
Education
The Johns Hopkins University 1972 — 1976
ZOO Fans, Inc. January 2010 - Present
American Century Investments October 2007 - October 2009
Smith Barney October 2006 - May 2007
Charles Schwab 1986 - 2003
Skills
Brokerage, Insurance, Investments, Direct Sales, Client Services, Retail, Strategic Planning, Profitability, Sales Management, CRM, Finance, Management, Financial Services, Business Development, Program Management, Sales, Strategy, Marketing Strategy, Contract Negotiation, Marketing, Leadership, Negotiation, New Business Development
Education
The Johns Hopkins University 1972 — 1976
Melissa Diethelm Selner's Smith Barney Experience February 2006 - June 2007
Job Portfolio Manager Team Lead at Huntington National Bank
Industry Banking
Experience
Huntington National Bank December 2013 - Present
Huntington National Bank June 2012 - December 2013
Wells Fargo May 2009 - May 2012
Wells Fargo January 2009 - May 2009
Wells Fargo June 2007 - January 2009
Smith Barney February 2006 - June 2007
Education
The Ohio State University - The Max M. Fisher College of Business 2003 — 2007
Bachelor of Business Administration (BBA), Finance, General
Huntington National Bank December 2013 - Present
Huntington National Bank June 2012 - December 2013
Wells Fargo May 2009 - May 2012
Wells Fargo January 2009 - May 2009
Wells Fargo June 2007 - January 2009
Smith Barney February 2006 - June 2007
Education
The Ohio State University - The Max M. Fisher College of Business 2003 — 2007
Bachelor of Business Administration (BBA), Finance, General
Robert Berns's Smith Barney Experience September 2008 - January 2009
Job Associate at American Infrastructure MLP Funds
Industry Investment Management
Experience
American Infrastructure MLP Funds August 2013 - Present
Deutsche Bank August 2011 - August 2013
Wells Fargo Securities June 2010 - July 2011
UBS Wealth Management June 2009 - August 2009
Smith Barney September 2008 - January 2009
Ned Lamont for U.S. Senate June 2006 - September 2006
Skills
Financial Modeling, Mergers & Acquisitions, Bloomberg, Investment Banking, Private Equity, Valuation, Corporate Finance
Education
The George Washington University 2006 — 2010
B.S., Economics
The Lawrenceville School
American Infrastructure MLP Funds August 2013 - Present
Deutsche Bank August 2011 - August 2013
Wells Fargo Securities June 2010 - July 2011
UBS Wealth Management June 2009 - August 2009
Smith Barney September 2008 - January 2009
Ned Lamont for U.S. Senate June 2006 - September 2006
Skills
Financial Modeling, Mergers & Acquisitions, Bloomberg, Investment Banking, Private Equity, Valuation, Corporate Finance
Education
The George Washington University 2006 — 2010
B.S., Economics
The Lawrenceville School
Anjum Hussain, CFA, CAIA's Smith Barney Experience July 2003 - April 2005
Job Director of Asset Allocation, Strategy, Risk Management & Derivatives Trading for the CWRU Endowment.
Industry Financial Services
Experience
Case Western Reserve University April 2006 - Present
Oberlin College April 2005 - April 2006
Smith Barney July 2003 - April 2005
Victory Capital Management January 2000 - December 2002
Victory Capital Management March 1997 - December 1999
Key Bank May 1985 - March 1997
Skills
Asset Allocation, Credit, Strategy, Dividends, Equities, Derivatives, Hedge Funds, Matlab, Dynamic Asset Allocation, Portfolio Management, Portfolio Optimization, Mutual Funds, Investment Management, Bloomberg, Investments, Valuation, Risk Management, Financial Modeling, Equity Research, Due Diligence, Quantitative Analytics, Trading, Financial Services, Asset Management, Alternative Investments, Fixed Income, Capital Markets, Finance, Management
Education
Chartered Alternative Investment Analyst (CAIA) 2008 — 2008
CAIA - License #: 3004 Date: 4-20-2009, Alternative Investments Research
Chartered Financial Analyst (CFA) 1998 — 2001
CFA - License #: 47841 Date: 9-14-2001, Investment Research & Portfolio Management
Case Western Reserve University - Weatherhead School of Management 1986 — 1989
MBA,Finance, Investment Finance
The University of Akron 1982 — 1984
MA, Economics, Econometrics
University of Bombay 1977 — 1980
BA, Economics/Statistics
Case Western Reserve University April 2006 - Present
Oberlin College April 2005 - April 2006
Smith Barney July 2003 - April 2005
Victory Capital Management January 2000 - December 2002
Victory Capital Management March 1997 - December 1999
Key Bank May 1985 - March 1997
Skills
Asset Allocation, Credit, Strategy, Dividends, Equities, Derivatives, Hedge Funds, Matlab, Dynamic Asset Allocation, Portfolio Management, Portfolio Optimization, Mutual Funds, Investment Management, Bloomberg, Investments, Valuation, Risk Management, Financial Modeling, Equity Research, Due Diligence, Quantitative Analytics, Trading, Financial Services, Asset Management, Alternative Investments, Fixed Income, Capital Markets, Finance, Management
Education
Chartered Alternative Investment Analyst (CAIA) 2008 — 2008
CAIA - License #: 3004 Date: 4-20-2009, Alternative Investments Research
Chartered Financial Analyst (CFA) 1998 — 2001
CFA - License #: 47841 Date: 9-14-2001, Investment Research & Portfolio Management
Case Western Reserve University - Weatherhead School of Management 1986 — 1989
MBA,Finance, Investment Finance
The University of Akron 1982 — 1984
MA, Economics, Econometrics
University of Bombay 1977 — 1980
BA, Economics/Statistics
Celia Hashlamoun's Smith Barney Experience December 2006 - June 2007
Job Anaylst at FirstEnergy
Industry Utilities
Experience
FirstEnergy December 2009 - Present
Goldstein Caldwell & Assoc. (GCA) January 2009 - November 2010
Plante & Moran Corporate Finance June 2008 - January 2009
Apple Growth Partners June 2007 - June 2008
Smith Barney December 2006 - June 2007
Skills
Valuation, Mergers, Mergers & Acquisitions, Start-ups, Entrepreneurship, Business Strategy, Business Development, Investment Banking, Financial Modeling, Financial Analysis, Corporate Finance, Due Diligence, Private Equity, Financial Structuring, Business Valuation, Energy, Finance, Analysis, Microsoft Excel, Strategy, Economics
Education
The University of Akron 2003 — 2007
Bachelor of Science, Corporate Finance
FirstEnergy December 2009 - Present
Goldstein Caldwell & Assoc. (GCA) January 2009 - November 2010
Plante & Moran Corporate Finance June 2008 - January 2009
Apple Growth Partners June 2007 - June 2008
Smith Barney December 2006 - June 2007
Skills
Valuation, Mergers, Mergers & Acquisitions, Start-ups, Entrepreneurship, Business Strategy, Business Development, Investment Banking, Financial Modeling, Financial Analysis, Corporate Finance, Due Diligence, Private Equity, Financial Structuring, Business Valuation, Energy, Finance, Analysis, Microsoft Excel, Strategy, Economics
Education
The University of Akron 2003 — 2007
Bachelor of Science, Corporate Finance
Donna MacFarland's Smith Barney Experience 1984 - 1986
Job Senior Vice President, Chief Marketing Officer, Retirement Plan Services, Lincoln Financial Group
Industry Marketing and Advertising
Experience
Lincoln Financial Group May 2010 - Present
Symphonic Marketing, LLC January 2008 - May 2011
The Vanguard Group, Inc. 1999 - 2008
Vanguard 1999 - 2008
MacFarland Research Associates, Inc. April 1989 - March 1999
Merrill Lynch June 1987 - April 1989
Citibank 1987 - 1987
Smith Barney 1984 - 1986
Skills
Marketing Strategy, Marketing Research, Corporate Branding, Marketing Communications, Marketing Operations, Retirement Plan Services, Email Marketing, Product Marketing, Segmentation, Advertising, Pensions, Customer Insight, Integrated Marketing, Brand Architecture, CRM, Brand Development
Education
The University of Connecticut School of Business 1982 — 1985
M.B.A., Marketing
The University of Connecticut School of Business 1977 — 1981
B.S., Marketing
Lincoln Financial Group May 2010 - Present
Symphonic Marketing, LLC January 2008 - May 2011
The Vanguard Group, Inc. 1999 - 2008
Vanguard 1999 - 2008
MacFarland Research Associates, Inc. April 1989 - March 1999
Merrill Lynch June 1987 - April 1989
Citibank 1987 - 1987
Smith Barney 1984 - 1986
Skills
Marketing Strategy, Marketing Research, Corporate Branding, Marketing Communications, Marketing Operations, Retirement Plan Services, Email Marketing, Product Marketing, Segmentation, Advertising, Pensions, Customer Insight, Integrated Marketing, Brand Architecture, CRM, Brand Development
Education
The University of Connecticut School of Business 1982 — 1985
M.B.A., Marketing
The University of Connecticut School of Business 1977 — 1981
B.S., Marketing
Robert W. Colby, CMT's Smith Barney Experience August 1980 - January 1989
Job Owner, Colby Research
Industry Capital Markets
Experience
Colby Research July 2001 - Present
Money Show, Traders Expo 2000 - Present
Market Technicians Association 1980 - Present
Smith Barney August 1980 - January 1989
Skills
Technical Analysis, Research, Trading Systems, Equities, Trading, Commodity, Options, Hedge Funds, Portfolio Management, Investments, Capital Markets, Financial Markets, Asset Allocation, Alternative Investments, FX Options, Series 63, Derivatives, Series 7, Currency, Fixed Income, Risk Management, Trading Strategies, Equity Research, Mutual Funds, ETFs, Bonds, Investment Management, Securities, Analysis, Equity Trading, Investment Banking, Bloomberg, Investment Strategies, Asset Management, Bloomberg Terminal, Financial Risk, Financial Modeling, Financial Analysis, Stocks, Foreign Exchange, FX trading, Valuation, Wealth Management, Electronic Trading, Investment Advisory, Hedging, Equity Derivatives, Economics, Private Equity, Financial Services
Education
The Ohio State University Fisher College of Business 1965 — 1969
BS, business administration
Colby Research July 2001 - Present
Money Show, Traders Expo 2000 - Present
Market Technicians Association 1980 - Present
Smith Barney August 1980 - January 1989
Skills
Technical Analysis, Research, Trading Systems, Equities, Trading, Commodity, Options, Hedge Funds, Portfolio Management, Investments, Capital Markets, Financial Markets, Asset Allocation, Alternative Investments, FX Options, Series 63, Derivatives, Series 7, Currency, Fixed Income, Risk Management, Trading Strategies, Equity Research, Mutual Funds, ETFs, Bonds, Investment Management, Securities, Analysis, Equity Trading, Investment Banking, Bloomberg, Investment Strategies, Asset Management, Bloomberg Terminal, Financial Risk, Financial Modeling, Financial Analysis, Stocks, Foreign Exchange, FX trading, Valuation, Wealth Management, Electronic Trading, Investment Advisory, Hedging, Equity Derivatives, Economics, Private Equity, Financial Services
Education
The Ohio State University Fisher College of Business 1965 — 1969
BS, business administration
Rusty McKinley's Smith Barney Experience 1985 - 1989
Job President and owner of McKinley Consulting
Industry Legal Services
Experience
McKinley Consulting June 1983 - Present
UBS January 1998 - July 2009
UBS May 2006 - April 2007
PaineWebber/UBS February 2000 - August 2002
PaineWebber February 1999 - February 2000
PaineWebber Financial Services January 1998 - February 1999
Morgan Keegan and Company, Inc. November 1989 - January 1998
Shearon Lehman Hutton 1985 - 1989
Smith Barney 1985 - 1989
Memphis State University August 1977 - July 1985
Education
University of Mississippi 1977 — 1984
Ed. D., Physical Education
The University of Southern Mississippi 1976 — 1977
MS, Physical Education
The University of Southern Mississippi 1972 — 1976
BS, Athletic Administration & Coaching
John F. Kennedy High School 1969 — 1972
High School, College Prep
McKinley Consulting June 1983 - Present
UBS January 1998 - July 2009
UBS May 2006 - April 2007
PaineWebber/UBS February 2000 - August 2002
PaineWebber February 1999 - February 2000
PaineWebber Financial Services January 1998 - February 1999
Morgan Keegan and Company, Inc. November 1989 - January 1998
Shearon Lehman Hutton 1985 - 1989
Smith Barney 1985 - 1989
Memphis State University August 1977 - July 1985
Education
University of Mississippi 1977 — 1984
Ed. D., Physical Education
The University of Southern Mississippi 1976 — 1977
MS, Physical Education
The University of Southern Mississippi 1972 — 1976
BS, Athletic Administration & Coaching
John F. Kennedy High School 1969 — 1972
High School, College Prep
Monica Mayoral's Smith Barney Experience September 2006 - December 2006
Job Chicago Booth MBA Grad at JP Morgan
Industry Financial Services
Experience
JPMorgan Chase & Co. August 2013 - Present
Raytheon June 2012 - August 2012
WPP December 2010 - August 2011
Samsung America Inc May 2008 - November 2010
Bank of New York Mellon January 2008 - May 2008
Banco Popular June 2007 - December 2007
Smith Barney September 2006 - December 2006
Skills
Financial Modeling, Financial Analysis, Finance, Corporate Finance, Accounting, Strategic Financial..., Valuation, Analysis, Financial Reporting, Business Strategy, Forecasting, Financial Accounting, Due Diligence, Mergers & Acquisitions, Data Analysis, Sarbanes-Oxley Act, Competitive Analysis, SAP, Spanish
Education
The University of Chicago Booth School of Business 2011 — 2013
Master of Business Administration (M.B.A.), Finance, Accounting, Strategic Mgmt, Entrepreneurship
The Johns Hopkins University 2003 — 2007
Bachelor of Arts (B.A.)
APS 1999 — 2003
High School
Cupeyville
Elementary
JPMorgan Chase & Co. August 2013 - Present
Raytheon June 2012 - August 2012
WPP December 2010 - August 2011
Samsung America Inc May 2008 - November 2010
Bank of New York Mellon January 2008 - May 2008
Banco Popular June 2007 - December 2007
Smith Barney September 2006 - December 2006
Skills
Financial Modeling, Financial Analysis, Finance, Corporate Finance, Accounting, Strategic Financial..., Valuation, Analysis, Financial Reporting, Business Strategy, Forecasting, Financial Accounting, Due Diligence, Mergers & Acquisitions, Data Analysis, Sarbanes-Oxley Act, Competitive Analysis, SAP, Spanish
Education
The University of Chicago Booth School of Business 2011 — 2013
Master of Business Administration (M.B.A.), Finance, Accounting, Strategic Mgmt, Entrepreneurship
The Johns Hopkins University 2003 — 2007
Bachelor of Arts (B.A.)
APS 1999 — 2003
High School
Cupeyville
Elementary
Patricia Seltzer's Smith Barney Experience Financial AdvisorUBS Wealth ManagementJanuary 2000 - May 2005
Job Financial Advisor at Smith Barney
Industry Financial Services
Experience
Smith Barney Financial AdvisorUBS Wealth ManagementJanuary 2000 - May 2005
Education
The Ohio State University 1973 — 1977
M.A., Journalism
Smith Barney Financial AdvisorUBS Wealth ManagementJanuary 2000 - May 2005
Education
The Ohio State University 1973 — 1977
M.A., Journalism
Cristal Chung's Smith Barney Experience May 2004 - August 2005
Job Vice President Citigroup
Industry Financial Services
Experience
Citi April 2013 - Present
Citi September 2012 - April 2013
Citigroup December 2009 - September 2012
Citigroup July 2008 - May 2010
Citigroup August 2005 - July 2008
Smith Barney May 2004 - August 2005
Skills
Risk Management, Finance, Product Management, Mergers & Acquisitions, Financial Modeling, Banking, Capital Markets, Financial Services, Investment Banking, Hedge Funds, Investments, Due Diligence, Equities, Management, Strategy
Education
The George Washington University - School of Business 2000 — 2004
Bachelor of Business Administration (B.B.A.), Finance, General
Citi April 2013 - Present
Citi September 2012 - April 2013
Citigroup December 2009 - September 2012
Citigroup July 2008 - May 2010
Citigroup August 2005 - July 2008
Smith Barney May 2004 - August 2005
Skills
Risk Management, Finance, Product Management, Mergers & Acquisitions, Financial Modeling, Banking, Capital Markets, Financial Services, Investment Banking, Hedge Funds, Investments, Due Diligence, Equities, Management, Strategy
Education
The George Washington University - School of Business 2000 — 2004
Bachelor of Business Administration (B.B.A.), Finance, General
Andrew Quintana's Smith Barney Experience January 2004 - January 2005
Job Audit Staff at Kubiak and Melton
Industry Accounting
Experience
Holtzman Partners January 2014 - July 2015
ACTIVITIES January 2011 - January 2013
Five Sandoval Indian Pueblos, Inc January 2010 - July 2012
Cochiti Community Development Corporation August 2007 - September 2011
Century Bank June 2005 - November 2006
Smith Barney January 2004 - January 2005
Skills
Loans, Credit Analysis, Small Business Lending, Lines Of Credit, Financial Analysis, Credit Risk, Cash Management, Portfolio Management, Finance, Financial Risk, Cash Flow, Customer Service, Accounting, Microsoft Excel, Budgets, Consumer Lending, Financial Reporting
Education
The University of Texas at Austin - The Red McCombs School of Business 2012 — 2013
Master of Professional Accounting, Financial Reporting and Assurance
The University of New Mexico - Robert O. Anderson School of Management 2002 — 2005
Bachelor of Business Administration (B.B.A.), Finance/Economics
Holtzman Partners January 2014 - July 2015
ACTIVITIES January 2011 - January 2013
Five Sandoval Indian Pueblos, Inc January 2010 - July 2012
Cochiti Community Development Corporation August 2007 - September 2011
Century Bank June 2005 - November 2006
Smith Barney January 2004 - January 2005
Skills
Loans, Credit Analysis, Small Business Lending, Lines Of Credit, Financial Analysis, Credit Risk, Cash Management, Portfolio Management, Finance, Financial Risk, Cash Flow, Customer Service, Accounting, Microsoft Excel, Budgets, Consumer Lending, Financial Reporting
Education
The University of Texas at Austin - The Red McCombs School of Business 2012 — 2013
Master of Professional Accounting, Financial Reporting and Assurance
The University of New Mexico - Robert O. Anderson School of Management 2002 — 2005
Bachelor of Business Administration (B.B.A.), Finance/Economics
Richard Stroud's Smith Barney Experience June 1980 - November 2006
Job 1st Vice President at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. November 2006 - Present
Smith Barney June 1980 - November 2006
Education
University of Pennsylvania - The Wharton School 1995 — 1996
CIMA
Texas Wesleyan University 1970 — 1977
UBS Financial Services Inc. November 2006 - Present
Smith Barney June 1980 - November 2006
Education
University of Pennsylvania - The Wharton School 1995 — 1996
CIMA
Texas Wesleyan University 1970 — 1977
Kristen Flocken's Smith Barney Experience June 2005 - June 2011
Job Vice President, Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley 2011 - Present
Smith Barney June 2005 - June 2011
Morgan Stanley September 2002 - June 2005
Skills
Retirement Planning, Asset Management, Financial Planning, Series 7, Series 66, Series 9, Series 10, Series 31, Uniform Combined State...
Education
University of Louisville 2010 — 2012
MBA
The George Washington University - School of Business 1998 — 2002
BBA, Finance
Morgan Stanley 2011 - Present
Smith Barney June 2005 - June 2011
Morgan Stanley September 2002 - June 2005
Skills
Retirement Planning, Asset Management, Financial Planning, Series 7, Series 66, Series 9, Series 10, Series 31, Uniform Combined State...
Education
University of Louisville 2010 — 2012
MBA
The George Washington University - School of Business 1998 — 2002
BBA, Finance
Jamie Kertis's Smith Barney Experience Financial AdvisorSmith Barney2006 - 2008
Job Financial Advisor at Smith Barney
Industry Financial Services
Experience
Smith Barney Financial AdvisorSmith Barney2006 - 2008
Education
The University of Southern Mississippi 1999 — 2003
Smith Barney Financial AdvisorSmith Barney2006 - 2008
Education
The University of Southern Mississippi 1999 — 2003
Dilara Hafiz's Smith Barney Experience 1986 - 1988
Job Adjunct Professor at Jacksonville University
Industry Higher Education
Experience
Jacksonville University September 2014 - Present
The Writing Center - The American University of Kuwait February 2012 - May 2013
Destination Jeddah Magazine July 2010 - June 2012
The American Muslim Teenager's Handbook 2007 - 2008
Morgan Stanley 1989 - 1990
National Westminster Bank 1988 - 1989
Smith Barney 1986 - 1988
Skills
Writing, Editing, English, Magazines, Journalism, Teaching, Books, Research, Copy Editing, Creative Writing, Higher Education, Blogging, Proofreading, Publishing, University Teaching, Editorial, Teaching Writing, Teaching English as a...
Education
The London School of Economics and Political Science (LSE) 1985 — 1986
MSc, Economics, Political Science, Internat'l Relations
The Johns Hopkins University 1982 — 1985
BA, Economics
Jacksonville University September 2014 - Present
The Writing Center - The American University of Kuwait February 2012 - May 2013
Destination Jeddah Magazine July 2010 - June 2012
The American Muslim Teenager's Handbook 2007 - 2008
Morgan Stanley 1989 - 1990
National Westminster Bank 1988 - 1989
Smith Barney 1986 - 1988
Skills
Writing, Editing, English, Magazines, Journalism, Teaching, Books, Research, Copy Editing, Creative Writing, Higher Education, Blogging, Proofreading, Publishing, University Teaching, Editorial, Teaching Writing, Teaching English as a...
Education
The London School of Economics and Political Science (LSE) 1985 — 1986
MSc, Economics, Political Science, Internat'l Relations
The Johns Hopkins University 1982 — 1985
BA, Economics
Jamie Hubbard's Smith Barney Experience 1993 - 1997
Job Chapter Administrator at World Presidents' Organization Rebel Chapter
Industry Civic & Social Organization
Experience
World Presidents' Organization - Rebel Chapter September 2012 - Present
INVESCO North America Institutional Marketing September 1997 - December 2007
INVESCO 1997 - 2007
INVESCO RETIREMENT PLAN SERVICES January 1997 - January 2003
Robinson Humphrey Co January 1994 - January 1997
Smith Barney 1993 - 1997
The Robinson Humphrey Company 1993 - 1997
Skills
Leadership
Education
University of Georgia 1993 — 1997
B.A, Journalism
The University of Georgia 1989 — 1993
The University of Georgia 1989 — 1993
World Presidents' Organization - Rebel Chapter September 2012 - Present
INVESCO North America Institutional Marketing September 1997 - December 2007
INVESCO 1997 - 2007
INVESCO RETIREMENT PLAN SERVICES January 1997 - January 2003
Robinson Humphrey Co January 1994 - January 1997
Smith Barney 1993 - 1997
The Robinson Humphrey Company 1993 - 1997
Skills
Leadership
Education
University of Georgia 1993 — 1997
B.A, Journalism
The University of Georgia 1989 — 1993
The University of Georgia 1989 — 1993
Jack Scott, CFA's Smith Barney Experience December 2007 - May 2008
Job MBA Candidate
Industry Financial Services
Experience
PIMCO January 2014 - July 2014
PIMCO August 2011 - December 2013
Harvey & Company LLC November 2010 - August 2011
California Equity Research September 2009 - November 2010
Pathfinder Mortgage Corp. January 2009 - July 2009
Johnson Capital July 2008 - November 2008
Smith Barney December 2007 - May 2008
Skills
CFA Charterholder, Advanced Microsoft Excel
Education
The University of Chicago Booth School of Business 2014 — 2016
University of San Diego 2005 — 2009
Bachelor of Business Administration (BBA), Finance
PIMCO January 2014 - July 2014
PIMCO August 2011 - December 2013
Harvey & Company LLC November 2010 - August 2011
California Equity Research September 2009 - November 2010
Pathfinder Mortgage Corp. January 2009 - July 2009
Johnson Capital July 2008 - November 2008
Smith Barney December 2007 - May 2008
Skills
CFA Charterholder, Advanced Microsoft Excel
Education
The University of Chicago Booth School of Business 2014 — 2016
University of San Diego 2005 — 2009
Bachelor of Business Administration (BBA), Finance
Scott Bursten's Smith Barney Experience 1989 - 1996
Job Industry Sales Executive
Industry Computer Software
Experience
Autodesk February 2012 - Present
Autodesk August 2011 - February 2012
Autodesk 2008 - July 2011
AG Edwards & Sons January 1996 - March 2007
Smith Barney 1989 - 1996
Skills
Salesforce.com, Software Sales, Solution Selling, Enterprise Software, Channel Partners, Resellers, Channel, SaaS, Demand Generation, Sales Enablement, Business Alliances, Software Industry, Cloud Computing, Direct Sales, Sales Operations, Go-to-market Strategy, Partner Management, Sales, Selling, Strategic Partnerships, Contract Negotiation, Account Management, Lead Generation, Sales Process, CRM, Professional Services
Education
University of Kansas
Psychology
University of Wisconsin-Madison
Autodesk February 2012 - Present
Autodesk August 2011 - February 2012
Autodesk 2008 - July 2011
AG Edwards & Sons January 1996 - March 2007
Smith Barney 1989 - 1996
Skills
Salesforce.com, Software Sales, Solution Selling, Enterprise Software, Channel Partners, Resellers, Channel, SaaS, Demand Generation, Sales Enablement, Business Alliances, Software Industry, Cloud Computing, Direct Sales, Sales Operations, Go-to-market Strategy, Partner Management, Sales, Selling, Strategic Partnerships, Contract Negotiation, Account Management, Lead Generation, Sales Process, CRM, Professional Services
Education
University of Kansas
Psychology
University of Wisconsin-Madison
Jay Pickett's Smith Barney Experience 1995 - 2006
Job Vice President at Wells Fargo Advisors
Industry Capital Markets
Experience
Wells Fargo Advisors September 2012 - Present
Deutsche Bank Securities September 2006 - September 2012
Smith Barney 1995 - 2006
Skills
Corporate Finance, Asset Allocation, Investments, Mergers & Acquisitions, FINRA, Mergers, Retirement Planning, Portfolio Management, Venture Capital, Risk Management, Series 7, Banking, Alternative Investments, Asset Management, Financial Services
Education
The University of Georgia 1986 — 1989
University of Georgia - Terry College of Business 1986 — 1989
BSA, Economics
Wells Fargo Advisors September 2012 - Present
Deutsche Bank Securities September 2006 - September 2012
Smith Barney 1995 - 2006
Skills
Corporate Finance, Asset Allocation, Investments, Mergers & Acquisitions, FINRA, Mergers, Retirement Planning, Portfolio Management, Venture Capital, Risk Management, Series 7, Banking, Alternative Investments, Asset Management, Financial Services
Education
The University of Georgia 1986 — 1989
University of Georgia - Terry College of Business 1986 — 1989
BSA, Economics
Justin Jenniges's Smith Barney Experience May 2006 - September 2007
Job First Vice President at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley September 2007 - Present
Smith Barney May 2006 - September 2007
Skills
Series 7, Series 65, Series 63, 401k, Asset Allocation, Securities, Retirement, Investments, Mutual Funds, Asset Managment, Insurance, Wealth Management..., Separately Managed..., Bonds, 529 Plans, Life Insurance, Roth IRA, 401k Rollovers
Education
The University of Georgia 2002 — 2006
BS, Economics and Family Financial Planning
Mt. Paran
High School Education
Morgan Stanley September 2007 - Present
Smith Barney May 2006 - September 2007
Skills
Series 7, Series 65, Series 63, 401k, Asset Allocation, Securities, Retirement, Investments, Mutual Funds, Asset Managment, Insurance, Wealth Management..., Separately Managed..., Bonds, 529 Plans, Life Insurance, Roth IRA, 401k Rollovers
Education
The University of Georgia 2002 — 2006
BS, Economics and Family Financial Planning
Mt. Paran
High School Education
Edison Yi's Smith Barney Experience January 2009 - May 2009
Job Accounts Receivable Coordinator at Hankook Tire America Corp.
Industry Financial Services
Experience
Hankook Tire America Corp. June 2013 - April 2015
Smith Barney January 2009 - May 2009
Skills
Microsoft Office, PowerPoint, Microsoft Excel, Research, Microsoft Word, Customer Service, Management, SAP, Product Development, Financial Analysis
Education
The George Washington University 2005 — 2009
BA, Finance, Information Systems
Hankook Tire America Corp. June 2013 - April 2015
Smith Barney January 2009 - May 2009
Skills
Microsoft Office, PowerPoint, Microsoft Excel, Research, Microsoft Word, Customer Service, Management, SAP, Product Development, Financial Analysis
Education
The George Washington University 2005 — 2009
BA, Finance, Information Systems
Janet (Del Giudice) Balakian's Smith Barney Experience 1995 - 2000
Job Partner at Third Coast Capital
Industry Investment Management
Experience
Third Coast Capital 2005 - Present
Ridgecrest Parners 2000 - 2005
Smith Barney 1995 - 2000
William Blair & Company 1993 - 1995
Education
The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS)
Master of Arts (M.A.)
University of Notre Dame
Master of Business Administration (MBA)
Saint Mary's College of Notre Dame
BBA
BBA, MA, MBA
Third Coast Capital 2005 - Present
Ridgecrest Parners 2000 - 2005
Smith Barney 1995 - 2000
William Blair & Company 1993 - 1995
Education
The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS)
Master of Arts (M.A.)
University of Notre Dame
Master of Business Administration (MBA)
Saint Mary's College of Notre Dame
BBA
BBA, MA, MBA
Geoffrey Fishman's Smith Barney Experience October 1990 - March 2000
Job Vice President at Credit Suisse
Industry Investment Management
Experience
Credit Suisse March 2000 - Present
Smith Barney October 1990 - March 2000
Education
The University of Georgia 1982 — 1987
BA, Economics
Credit Suisse March 2000 - Present
Smith Barney October 1990 - March 2000
Education
The University of Georgia 1982 — 1987
BA, Economics
Kate Sepp's Smith Barney Experience 2003 - 2007
Job Retail Annuity Strategic Marketing at MetLife
Industry Insurance
Experience
MetLife July 2011 - Present
MetLife February 2007 - July 2011
Smith Barney 2003 - 2007
Smith Barney 2003 - 2005
Prudential Financial 2000 - 2003
Education
The Sage Colleges - Russell Sage College 1994 — 1998
BA, English
MetLife July 2011 - Present
MetLife February 2007 - July 2011
Smith Barney 2003 - 2007
Smith Barney 2003 - 2005
Prudential Financial 2000 - 2003
Education
The Sage Colleges - Russell Sage College 1994 — 1998
BA, English
RICHARD Saltonstall JACOBS's Smith Barney Experience May 1993 - July 2001
Job Director at Manufacturers co. Boston Ma.
Industry Financial Services
Experience
Manufacturers co. November 2012 - Present
Self-taughtart.com July 2001 - November 2012
Smith Barney May 1993 - July 2001
Skills
Business Services, Public Relations, Marketing Strategy, Marketing Communications, Customer Service, Management, New Business Development, Investments, Venture Capital, Asset Management, Business Development, Business Strategy, Mergers, Start-ups
Education
Francoll
Italian and politics
Groton
diploma, Liberal Arts and Sciences/Liberal Studies
The George Washington University
Political science
Manufacturers co. November 2012 - Present
Self-taughtart.com July 2001 - November 2012
Smith Barney May 1993 - July 2001
Skills
Business Services, Public Relations, Marketing Strategy, Marketing Communications, Customer Service, Management, New Business Development, Investments, Venture Capital, Asset Management, Business Development, Business Strategy, Mergers, Start-ups
Education
Francoll
Italian and politics
Groton
diploma, Liberal Arts and Sciences/Liberal Studies
The George Washington University
Political science
Shelby Edwards's Smith Barney Experience October 1996 - December 1997
Job VP at AvSafe
Industry Aviation & Aerospace
Experience
AvSafe, LLC November 1997 - Present
Smith Barney October 1996 - December 1997
DCSS May 1995 - October 1996
Skills
Aviation, Aerospace, Aircraft, DoD, Aircraft Maintenance, Commercial Aviation, Military, Systems Engineering, Program Management, Security Clearance, Defense, Engineering, Process Improvement, Operations Management, Cross-functional Team..., Risk Management, Information Assurance, Requirements Analysis, Project Management, Technical Writing, Avionics, Airlines, Earned Value Management
Education
The Ohio State University
BS Finance, minor Account, minor Economics
University of Missouri-Saint Louis
Management Information Systems, General
AvSafe, LLC November 1997 - Present
Smith Barney October 1996 - December 1997
DCSS May 1995 - October 1996
Skills
Aviation, Aerospace, Aircraft, DoD, Aircraft Maintenance, Commercial Aviation, Military, Systems Engineering, Program Management, Security Clearance, Defense, Engineering, Process Improvement, Operations Management, Cross-functional Team..., Risk Management, Information Assurance, Requirements Analysis, Project Management, Technical Writing, Avionics, Airlines, Earned Value Management
Education
The Ohio State University
BS Finance, minor Account, minor Economics
University of Missouri-Saint Louis
Management Information Systems, General
Catherine Stickrod's Smith Barney Experience January 2000 - July 2005
Job Family Office Professional
Industry Accounting
Experience
GFS LLC November 2010 - Present
Aragon Global Management, LLC August 2011 - August 2014
Omnium LLC February 2007 - November 2010
Deloitte July 2005 - February 2007
Smith Barney January 2000 - July 2005
Education
The Ohio State University Fisher College of Business
BSBA, Accounting & MIS
GFS LLC November 2010 - Present
Aragon Global Management, LLC August 2011 - August 2014
Omnium LLC February 2007 - November 2010
Deloitte July 2005 - February 2007
Smith Barney January 2000 - July 2005
Education
The Ohio State University Fisher College of Business
BSBA, Accounting & MIS
John Richmond, CLU, ChFC's Smith Barney Experience November 2002 - November 2005
Job LPL Financial Advisor
Industry Financial Services
Experience
Richmond Investment Services LLC November 2005 - Present
Smith Barney November 2002 - November 2005
Thrivent Financial for Lutherans September 1973 - June 2002
Skills
Business Continuity, Estate Planning, Investments, Series 7, Retirement Planning, Strategic Financial..., Securities, Finance, Insurance, Retirement, Asset Allocation, Wealth Management, Mutual Funds, Series 63, Business Development..., Asset Management, Financial Services, Portfolio Management, Fixed Annuities, Alternative Investments, Financial Advisory, 401k, Financial Planning
Education
The American College 1982 — 1984
ChFC, Finance
The American College 1976 — 1981
CLU, Life Insurance in estate planning
University of Wisconsin-La Crosse 1969 — 1973
BS, Business Administration
Franklin Square Education Forum
Business Development Company Investments
Richmond Investment Services LLC November 2005 - Present
Smith Barney November 2002 - November 2005
Thrivent Financial for Lutherans September 1973 - June 2002
Skills
Business Continuity, Estate Planning, Investments, Series 7, Retirement Planning, Strategic Financial..., Securities, Finance, Insurance, Retirement, Asset Allocation, Wealth Management, Mutual Funds, Series 63, Business Development..., Asset Management, Financial Services, Portfolio Management, Fixed Annuities, Alternative Investments, Financial Advisory, 401k, Financial Planning
Education
The American College 1982 — 1984
ChFC, Finance
The American College 1976 — 1981
CLU, Life Insurance in estate planning
University of Wisconsin-La Crosse 1969 — 1973
BS, Business Administration
Franklin Square Education Forum
Business Development Company Investments
Matthew Sendach, CLU®, ChFC®'s Smith Barney Experience January 2009 - May 2009
Job AVP, Private Wealth Management at Lenox Advisors
Industry Financial Services
Experience
Lenox Advisors January 2015 - Present
Lenox Advisors July 2013 - January 2015
Lenox Advisors May 2012 - July 2013
Lenox Advisors June 2009 - May 2012
Smith Barney January 2009 - May 2009
Lenox Advisors August 2007 - January 2009
Education
The American College 2013 — 2015
CLU®, ChFC®
Towson University 2005 — 2009
BS AACSB, Business Administration, Finance
The American University of Rome 2008 — 2008
Lenox Advisors January 2015 - Present
Lenox Advisors July 2013 - January 2015
Lenox Advisors May 2012 - July 2013
Lenox Advisors June 2009 - May 2012
Smith Barney January 2009 - May 2009
Lenox Advisors August 2007 - January 2009
Education
The American College 2013 — 2015
CLU®, ChFC®
Towson University 2005 — 2009
BS AACSB, Business Administration, Finance
The American University of Rome 2008 — 2008
Tommy Battle's Smith Barney Experience 2003 - June 2010
Job Headmaster at Virginia Episcopal School
Industry Education Management
Experience
Virginia Episcopal School July 2010 - Present
Smith Barney 2003 - June 2010
Wachovia February 1995 - February 2003
Virginia Episcopal School July 1987 - June 1993
Skills
Admissions, Enrollment Management, Fundraising, Curriculum Design, Public Speaking, Teaching, Staff Development, Student Financial Aid, Leadership Development, Leadership, Coaching, Public Relations, Social Media, Event Planning, Educational Consulting, Strategic Planning, Educational Leadership, Research, Nonprofits, Marketing Strategy, Volunteer Management, Program Development, Higher Education
Education
The College of William and Mary - The Mason School of Business 1993 — 1995
MBA, Business Management
University of Virginia 1983 — 1987
B.A., Economics
Virginia Episcopal School 1980 — 1983
Virginia Episcopal School July 2010 - Present
Smith Barney 2003 - June 2010
Wachovia February 1995 - February 2003
Virginia Episcopal School July 1987 - June 1993
Skills
Admissions, Enrollment Management, Fundraising, Curriculum Design, Public Speaking, Teaching, Staff Development, Student Financial Aid, Leadership Development, Leadership, Coaching, Public Relations, Social Media, Event Planning, Educational Consulting, Strategic Planning, Educational Leadership, Research, Nonprofits, Marketing Strategy, Volunteer Management, Program Development, Higher Education
Education
The College of William and Mary - The Mason School of Business 1993 — 1995
MBA, Business Management
University of Virginia 1983 — 1987
B.A., Economics
Virginia Episcopal School 1980 — 1983
Lauren Michalos, CFA's Smith Barney Experience January 2006 - May 2007
Job Investment Advisor and Assistant Vice President at PNC
Industry Banking
Experience
PNC January 2014 - Present
Fifth Third Bank November 2010 - December 2013
Fifth Third Bank October 2009 - November 2010
Fifth Third Bank July 2008 - October 2009
Wachovia May 2007 - August 2007
Smith Barney January 2006 - May 2007
Skills
Portfolio Management, Investments, Asset Management, Economics, Mutual Funds, Asset Allocation, Asset Managment, Trading, Financial Risk, Credit, Wealth Management, Financial Planning
Education
The Ohio State University Fisher College of Business 2004 — 2008
BSBA, Finance and Economics
PNC January 2014 - Present
Fifth Third Bank November 2010 - December 2013
Fifth Third Bank October 2009 - November 2010
Fifth Third Bank July 2008 - October 2009
Wachovia May 2007 - August 2007
Smith Barney January 2006 - May 2007
Skills
Portfolio Management, Investments, Asset Management, Economics, Mutual Funds, Asset Allocation, Asset Managment, Trading, Financial Risk, Credit, Wealth Management, Financial Planning
Education
The Ohio State University Fisher College of Business 2004 — 2008
BSBA, Finance and Economics
Andrew Kadala's Smith Barney Experience March 1994 - February 2004
Job vice president at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley February 2004 - Present
Smith Barney March 1994 - February 2004
Education
The Catholic University of America 1990 — 1993
Econmics and Finance
Morgan Stanley February 2004 - Present
Smith Barney March 1994 - February 2004
Education
The Catholic University of America 1990 — 1993
Econmics and Finance
Bill Pahl's Smith Barney Experience October 1987 - January 2009
Job SVPInvestments at UBS Financial
Industry Financial Services
Experience
UBS Financial Services 2008 - Present
Smith Barney October 1987 - January 2009
Skills
Investments, Series 63, Securities, Financial Analysis, Equities, Hedge Funds, Series 65, Series 7, Investment Strategies, Retirement Planning, Wealth Management, Fixed Income, Retirement, Alternative Investments, Investment Advisory, Fixed Annuities, FINRA, Capital Markets, Portfolio Management, Asset Allocation, Financial Advisory, Asset Managment, Investment Banking, 401k, Strategic Financial..., Private Equity, Estate Planning, Mutual Funds, Risk Management, Asset Management, Financial Planning
Education
The University of Georgia 1981 — 1985
Bachelor's degree, Economics
UBS Financial Services 2008 - Present
Smith Barney October 1987 - January 2009
Skills
Investments, Series 63, Securities, Financial Analysis, Equities, Hedge Funds, Series 65, Series 7, Investment Strategies, Retirement Planning, Wealth Management, Fixed Income, Retirement, Alternative Investments, Investment Advisory, Fixed Annuities, FINRA, Capital Markets, Portfolio Management, Asset Allocation, Financial Advisory, Asset Managment, Investment Banking, 401k, Strategic Financial..., Private Equity, Estate Planning, Mutual Funds, Risk Management, Asset Management, Financial Planning
Education
The University of Georgia 1981 — 1985
Bachelor's degree, Economics
Virginia Feltman's Smith Barney Experience August 1998 - June 2003
Job Financial Professional
Industry Banking
Experience
Huntington National Bank July 2010 - October 2012
Merrill Lynch June 2003 - October 2008
Smith Barney August 1998 - June 2003
Charter One Bank September 1984 - August 1998
Norwest Mortgage April 1993 - April 1994
The Bedford Journal-Herald January 1976 - December 1980
Education
The Ohio State University
Journalism/Communications
University of Toledo
Bachelor of Arts, Journalism & Communications
Huntington National Bank July 2010 - October 2012
Merrill Lynch June 2003 - October 2008
Smith Barney August 1998 - June 2003
Charter One Bank September 1984 - August 1998
Norwest Mortgage April 1993 - April 1994
The Bedford Journal-Herald January 1976 - December 1980
Education
The Ohio State University
Journalism/Communications
University of Toledo
Bachelor of Arts, Journalism & Communications
Douglas J. Torretta's Smith Barney Experience 2004 - 2009
Job Vice President / Private Client Group / Branch Manager Janney Montgomery Scott LLC
Industry Financial Services
Experience
Janney Montgomery Scott April 2012 - Present
Smith Barney 2004 - 2009
UBS 2001 - 2004
Skills
Hiring, Investments, Sourcing, Interviewing, Employee Relations, Customer Relations, Series 7, Screening, Compliance, Strategic Planning, Asset Management, Asset, Securities, Wealth Management, Coaching, Asset Managment, Interviews, Mutual Funds, Series 63, FINRA, Retirement Planning, Alternative Investments, Asset Allocation, Series 24, Customer Service, Financial Advisory, Investment Advisory, Series 65, Uniform Combined State..., Wealth Management..., Financial Services, Strategic Financial..., ETFs, Retirement, Investment Strategies, Portfolio Management, Equities, Fixed Income, Investment Management, Bonds, Fixed Annuities, 401k, Finance, Management, Financial Analysis, Risk Management, Insurance, Financial Planning
Education
The University of South Dakota 1974 — 1976
BS, Chemistry, Math, Education
Janney Montgomery Scott April 2012 - Present
Smith Barney 2004 - 2009
UBS 2001 - 2004
Skills
Hiring, Investments, Sourcing, Interviewing, Employee Relations, Customer Relations, Series 7, Screening, Compliance, Strategic Planning, Asset Management, Asset, Securities, Wealth Management, Coaching, Asset Managment, Interviews, Mutual Funds, Series 63, FINRA, Retirement Planning, Alternative Investments, Asset Allocation, Series 24, Customer Service, Financial Advisory, Investment Advisory, Series 65, Uniform Combined State..., Wealth Management..., Financial Services, Strategic Financial..., ETFs, Retirement, Investment Strategies, Portfolio Management, Equities, Fixed Income, Investment Management, Bonds, Fixed Annuities, 401k, Finance, Management, Financial Analysis, Risk Management, Insurance, Financial Planning
Education
The University of South Dakota 1974 — 1976
BS, Chemistry, Math, Education
Diane Morgan's Smith Barney Experience 1998 - 2009
Job Branch Manager, Senior Vice President, Investments at Raymond James
Industry Financial Services
Experience
Raymond James March 2009 - Present
Smith Barney 1998 - 2009
Skills
Series 7, Finance, Wealth Management, Portfolio Management, Series 63, Financial Advisory, Securities, Investments, Retirement Planning, Asset Allocation, Investment Advisory, Strategic Financial..., Retirement, Mutual Funds, Investment Strategies
Education
The Ohio State University
Business/Accounting
Thomas More College
Bachelor of Science (BS), Business Administration and Management, General
Raymond James March 2009 - Present
Smith Barney 1998 - 2009
Skills
Series 7, Finance, Wealth Management, Portfolio Management, Series 63, Financial Advisory, Securities, Investments, Retirement Planning, Asset Allocation, Investment Advisory, Strategic Financial..., Retirement, Mutual Funds, Investment Strategies
Education
The Ohio State University
Business/Accounting
Thomas More College
Bachelor of Science (BS), Business Administration and Management, General
Dana Olson's Smith Barney Experience January 1991 - January 1999
Job Business Control Executive, Senior Vice President
Industry Financial Services
Experience
Bank of America April 2011 - Present
Bank of America July 2007 - April 2011
Bank of America February 2006 - July 2007
Bank of America March 2003 - February 2006
UBS PaineWebber January 1999 - January 2003
Smith Barney January 1991 - January 1999
Skills
Banking, Credit, Loans, Credit Analysis, Portfolio Management, Commercial Banking, Commercial Lending, Risk Management, Credit Risk, Mortgage Lending, Loan Origination, Consumer Lending, Leadership
Education
The Ohio State University 1986 — 1990
BA, International Business
The Ohio State University 1986 — 1990
Bachelor's degree, International Relations and Affairs
Bank of America April 2011 - Present
Bank of America July 2007 - April 2011
Bank of America February 2006 - July 2007
Bank of America March 2003 - February 2006
UBS PaineWebber January 1999 - January 2003
Smith Barney January 1991 - January 1999
Skills
Banking, Credit, Loans, Credit Analysis, Portfolio Management, Commercial Banking, Commercial Lending, Risk Management, Credit Risk, Mortgage Lending, Loan Origination, Consumer Lending, Leadership
Education
The Ohio State University 1986 — 1990
BA, International Business
The Ohio State University 1986 — 1990
Bachelor's degree, International Relations and Affairs
Alex Abel's Smith Barney Experience 2006 - 2008
Job at
Industry Investment Management
Experience
American Century Investments April 2014 - Present
American Century Investments September 2013 - April 2014
Emprise Bank November 2010 - September 2013
Smith Barney 2006 - 2008
Skills
Wealth Management, Mutual Funds, Series 63, 401k, Banking, Finance, Financial Services, Investments
Education
The University of Kansas 2006 — 2010
Bachelor's, Economics
American Century Investments April 2014 - Present
American Century Investments September 2013 - April 2014
Emprise Bank November 2010 - September 2013
Smith Barney 2006 - 2008
Skills
Wealth Management, Mutual Funds, Series 63, 401k, Banking, Finance, Financial Services, Investments
Education
The University of Kansas 2006 — 2010
Bachelor's, Economics
Charles (Chad) Weiss's Smith Barney Experience March 1981 - April 1998
Job Managing Partner JOG Capital
Industry Investment Management
Experience
JOG Capital January 2001 - Present
BreitBurn Energy August 2006 - Present
MM Dillon August 2011 - Present
National Forest Foundation January 2007 - Present
RBC October 2002 - March 2006
Bank of America April 1998 - June 2002
Smith Barney March 1981 - April 1998
Skills
Private Equity, Capital Markets, Investment Banking, Investments, Mergers, Financial Modeling, Corporate Finance, Corporate Development, Asset Managment, Equities, Private Placements, Valuation, Securities, Risk Management, Corporate Governance, Mergers & Acquisitions, Asset Management, Due Diligence, Hedge Funds, IPO, Emerging Markets, Equity Research, Alternative Investments, Venture Capital
Education
University of Chicago Graduate School of Business 1974 — 1976
MBA, Finance
Vanderbilt University 1970 — 1974
BA, Physics
The Bolles School 1969 — 1970
Diploma
JOG Capital January 2001 - Present
BreitBurn Energy August 2006 - Present
MM Dillon August 2011 - Present
National Forest Foundation January 2007 - Present
RBC October 2002 - March 2006
Bank of America April 1998 - June 2002
Smith Barney March 1981 - April 1998
Skills
Private Equity, Capital Markets, Investment Banking, Investments, Mergers, Financial Modeling, Corporate Finance, Corporate Development, Asset Managment, Equities, Private Placements, Valuation, Securities, Risk Management, Corporate Governance, Mergers & Acquisitions, Asset Management, Due Diligence, Hedge Funds, IPO, Emerging Markets, Equity Research, Alternative Investments, Venture Capital
Education
University of Chicago Graduate School of Business 1974 — 1976
MBA, Finance
Vanderbilt University 1970 — 1974
BA, Physics
The Bolles School 1969 — 1970
Diploma
Kyle M. Blackman, CFA's Smith Barney Experience June 2007 - August 2007
Job Performance & Strategy Manager at Exponential Interactive
Industry Marketing and Advertising
Experience
Exponential Interactive April 2015 - Present
Croft-Leominster, Inc. June 2009 - April 2015
Croft-Leominster, Inc. June 2008 - June 2009
Smith Barney June 2007 - August 2007
Skills
Valuation, DCF, Mutual Funds, Microsoft Office, Bloomberg, Investments, Advent Axys, Financial Analysis, Financial Modeling, Equity Research, Analysis
Education
University of Maryland - Robert H. Smith School of Business 2011 — 2014
Master of Business Administration (MBA), Finance, General
Investment Banking Institute 2010 — 2010
Washington and Lee University 2004 — 2008
BA, Economics, Mathematics
London School of Economics and Political Science 2006 — 2006
The Gilman School 2000 — 2004
Exponential Interactive April 2015 - Present
Croft-Leominster, Inc. June 2009 - April 2015
Croft-Leominster, Inc. June 2008 - June 2009
Smith Barney June 2007 - August 2007
Skills
Valuation, DCF, Mutual Funds, Microsoft Office, Bloomberg, Investments, Advent Axys, Financial Analysis, Financial Modeling, Equity Research, Analysis
Education
University of Maryland - Robert H. Smith School of Business 2011 — 2014
Master of Business Administration (MBA), Finance, General
Investment Banking Institute 2010 — 2010
Washington and Lee University 2004 — 2008
BA, Economics, Mathematics
London School of Economics and Political Science 2006 — 2006
The Gilman School 2000 — 2004
Eric Dennett's Smith Barney Experience May 2003 - September 2005
Job Vice President, Wealth and Investment Management at Barclays
Industry Financial Services
Experience
Barclays Wealth and Investment Management February 2013 - Present
Morgan Stanley September 2005 - February 2013
Smith Barney May 2003 - September 2005
Skills
Equities, Series 7, Capital Markets, Wealth Management, Fixed Income, Derivatives, Investment Banking, Portfolio Management, Financial Modeling, Investments, Valuation, Hedge Funds, Bloomberg, Alternative Investments, Asset Management
Education
The George Washington University 1999 — 2003
Finance
Barclays Wealth and Investment Management February 2013 - Present
Morgan Stanley September 2005 - February 2013
Smith Barney May 2003 - September 2005
Skills
Equities, Series 7, Capital Markets, Wealth Management, Fixed Income, Derivatives, Investment Banking, Portfolio Management, Financial Modeling, Investments, Valuation, Hedge Funds, Bloomberg, Alternative Investments, Asset Management
Education
The George Washington University 1999 — 2003
Finance
Donnie DeYoung CPWA's Smith Barney Experience November 2001 - April 2009
Job Senior Vice President at UBS Wealth Management
Industry Financial Services
Experience
UBS Wealth Management April 2009 - Present
Smith Barney November 2001 - April 2009
Paine Webber April 1994 - November 2001
Skills
Portfolio Management, Investments, Equities, Fixed Income, Financial Services, Banking, Wealth Management, Capital Markets, Risk Management, Asset Management
Education
The University of New Mexico 1981 — 1986
Bachelor's degree, Business
Widefield High School 1977 — 1981
UBS Wealth Management April 2009 - Present
Smith Barney November 2001 - April 2009
Paine Webber April 1994 - November 2001
Skills
Portfolio Management, Investments, Equities, Fixed Income, Financial Services, Banking, Wealth Management, Capital Markets, Risk Management, Asset Management
Education
The University of New Mexico 1981 — 1986
Bachelor's degree, Business
Widefield High School 1977 — 1981
Aaron Monroe's Smith Barney Experience 2006 - 2007
Job Research Analyst at Diamond Hill Investments
Industry Investment Management
Experience
Diamond Hill Investments June 2007 - Present
Smith Barney 2006 - 2007
Duff & Phelps 2005 - 2005
Education
The Ohio State University 2000 — 2004
Bachelor of Business Administration (B.B.A.), Finance, Accounting and Economics
Diamond Hill Investments June 2007 - Present
Smith Barney 2006 - 2007
Duff & Phelps 2005 - 2005
Education
The Ohio State University 2000 — 2004
Bachelor of Business Administration (B.B.A.), Finance, Accounting and Economics
Kyle Polak's Smith Barney Experience June 2007 - March 2009
Job Marketing Planning and Research Supervisor at GEICO
Industry Insurance
Experience
GEICO December 2012 - Present
GEICO July 2011 - December 2012
GEICO March 2009 - July 2011
Smith Barney June 2007 - March 2009
Skills
Analytics, Insurance, Property & Casualty..., SAS, Segmentation, Marketing, Competitive Analysis, Database Marketing, Data Analysis, Marketing Strategy, Market Research, Customer Retention, Marketing Communications, Market Analysis, Marketing Research, Product Management, Analysis, Customer Insight, Forecasting, CRM, Pricing
Education
The George Washington University - School of Business 2012 — 2014
Master of Business Administration (MBA), Business Administration
Virginia Wesleyan College 2003 — 2007
Bachelor of Business Administration (BBA)
GEICO December 2012 - Present
GEICO July 2011 - December 2012
GEICO March 2009 - July 2011
Smith Barney June 2007 - March 2009
Skills
Analytics, Insurance, Property & Casualty..., SAS, Segmentation, Marketing, Competitive Analysis, Database Marketing, Data Analysis, Marketing Strategy, Market Research, Customer Retention, Marketing Communications, Market Analysis, Marketing Research, Product Management, Analysis, Customer Insight, Forecasting, CRM, Pricing
Education
The George Washington University - School of Business 2012 — 2014
Master of Business Administration (MBA), Business Administration
Virginia Wesleyan College 2003 — 2007
Bachelor of Business Administration (BBA)
Rick Cundey's Smith Barney Experience 1994 - 2004
Job Financial Advisor at Cherry Bekaert LLP
Industry Financial Services
Experience
Cherry Bekaert Wealth Management LLC May 2004 - Present
Smith Barney 1994 - 2004
Education
The University of Georgia
The University of Georgia
Cherry Bekaert Wealth Management LLC May 2004 - Present
Smith Barney 1994 - 2004
Education
The University of Georgia
The University of Georgia
Carrie Nicol's Smith Barney Experience March 1997 - August 2007
Job Senior Administrator at National Reined Cow Horse Association
Industry Nonprofit Organization Management
Experience
National Reined Cow Horse Association August 2012 - Present
The Ohio State University August 2007 - August 2012
Smith Barney March 1997 - August 2007
Skills
Microsoft Office, Customer Service, Microsoft Excel, Management, Research, Event Planning, Project Management, Microsoft Word, PowerPoint
Education
The Ohio State University 1991 — 1996
Bachelor of Arts (B.A.), Fine/Studio Arts, General
National Reined Cow Horse Association August 2012 - Present
The Ohio State University August 2007 - August 2012
Smith Barney March 1997 - August 2007
Skills
Microsoft Office, Customer Service, Microsoft Excel, Management, Research, Event Planning, Project Management, Microsoft Word, PowerPoint
Education
The Ohio State University 1991 — 1996
Bachelor of Arts (B.A.), Fine/Studio Arts, General
George B Lott's Smith Barney Experience October 2003 - Present
Job Retired at Smith Barney
Industry Financial Services
Experience
Smith Barney October 2003 - Present
Smith Barney 1985 - October 2003
US Army 1960 - 1981
Education
The Citadel 1956 — 1960
Smith Barney October 2003 - Present
Smith Barney 1985 - October 2003
US Army 1960 - 1981
Education
The Citadel 1956 — 1960
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.