Smith Barney
Industry: Financial services company
DescriptionMorgan Stanley Wealth Management is an American multinational financial services corporation specializing in retail brokerage. It is the wealth & asset management division of Morgan Stanley. Customer service: 00 1 801-617-9150 Assets under management: 2.05 trillion USD (2014) CEO: James P. Gorman (Jan 2012–) Headquarters: Purchase, Harrison, New York, United States Parent organization: Morgan Stanley Domestic Holdings Inc Founders: Charles D. Barney, Edward B. Smith
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Smith Barney Employees
Employee
Years
Job
Industry
Robert Small Robert Small's Smith Barney Experience 1998 - 2001
Job Storage Engineering Mgr / Solution Architect at Citi
Industry Information Technology and Services
Experience
Citi 2002 - Present
Smith Barney 1998 - 2001
Shearson Lehman Brothers 1991 - 1997
Grumman Data Systems June 1989 - February 1991
Skills
Banking, Enterprise Software, Portfolio Management, Data Center, Mainframe, Risk Management, Architectures, SaaS, IT Operations, Solaris, MVS, Project Management, Information Security..., Program Management, Security, PMP, Requirements Analysis, Process Improvement, Software Development, Linux, Pre-sales, Disaster Recovery, Product Management, Integration, Infrastructure, Information Security, Unix, Servers, Sybase, Business Intelligence, High Availability, IT Service Management, Business Analysis, Software Project..., ITIL, Professional Services, NAS, Perl, SAN, Virtualization, Enterprise Architecture, Vendor Management
Education
New York Institute of Technology 1985 — 1988
Bachelors, Computer Science
Citi 2002 - Present
Smith Barney 1998 - 2001
Shearson Lehman Brothers 1991 - 1997
Grumman Data Systems June 1989 - February 1991
Skills
Banking, Enterprise Software, Portfolio Management, Data Center, Mainframe, Risk Management, Architectures, SaaS, IT Operations, Solaris, MVS, Project Management, Information Security..., Program Management, Security, PMP, Requirements Analysis, Process Improvement, Software Development, Linux, Pre-sales, Disaster Recovery, Product Management, Integration, Infrastructure, Information Security, Unix, Servers, Sybase, Business Intelligence, High Availability, IT Service Management, Business Analysis, Software Project..., ITIL, Professional Services, NAS, Perl, SAN, Virtualization, Enterprise Architecture, Vendor Management
Education
New York Institute of Technology 1985 — 1988
Bachelors, Computer Science
Monica Maxwell Monica Maxwell's Smith Barney Experience December 2006 - August 2008
Job Operations and Accounting Associate
Industry Financial Services
Experience
Vanguard Capital June 2009 - July 2014
Smith Barney December 2006 - August 2008
Smith Barney August 2006 - December 2006
Smith Barney October 2005 - August 2006
Skills
Wealth Management, Series 99, NetX360, QuickBooks, NextGen, Broker's Ally, FINRA
Education
University of California, Irvine 2001 — 2005
Bachelor's degree, International/Global Studies
MiraCosta College
Associate of Arts (A.A.), Accounting
Vanguard Capital June 2009 - July 2014
Smith Barney December 2006 - August 2008
Smith Barney August 2006 - December 2006
Smith Barney October 2005 - August 2006
Skills
Wealth Management, Series 99, NetX360, QuickBooks, NextGen, Broker's Ally, FINRA
Education
University of California, Irvine 2001 — 2005
Bachelor's degree, International/Global Studies
MiraCosta College
Associate of Arts (A.A.), Accounting
Mick McConkey CFP ® - North Channel Capital's Smith Barney Experience February 1989 - November 2006
Job Branch Manager
Industry Financial Services
Experience
North Channel Capital Management Group November 2006 - Present
Smith Barney February 1989 - November 2006
Paine Webber 1984 - 1989
Education
Nebraska Wesleyan University 1979 — 1983
Bachelor of Science (BS), Business Administration and Management, General
North Channel Capital Management Group November 2006 - Present
Smith Barney February 1989 - November 2006
Paine Webber 1984 - 1989
Education
Nebraska Wesleyan University 1979 — 1983
Bachelor of Science (BS), Business Administration and Management, General
Pete Helland Pete Helland's Smith Barney Experience 2000 - 2010
Job Financial Advisor at Ameriprise Financial Services , Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. 2012 - Present
Smith Barney 2000 - 2010
Education
Minnesota State University, Mankato 1983 — 1985
Bachelor of Science (B.S.), Marketing
Rochester Community and Technical College 1981 — 1983
Associate's degree, Business Administration and Management, General
Ameriprise Financial Services, Inc. 2012 - Present
Smith Barney 2000 - 2010
Education
Minnesota State University, Mankato 1983 — 1985
Bachelor of Science (B.S.), Marketing
Rochester Community and Technical College 1981 — 1983
Associate's degree, Business Administration and Management, General
Al Munro Al Munro's Smith Barney Experience September 1993 - August 1997
Job Managing Director Portfolio Analytics Risk Measurement and Trading at Rockefeller & Co., Inc.
Industry Financial Services
Experience
Rockefeller & Co., Inc. August 2007 - Present
Rockefeller & Co., Inc. July 2005 - July 2007
Rockefeller & Co., Inc. June 1999 - June 2005
Rockefeller & Co., Inc. September 1997 - June 1999
Smith Barney September 1993 - August 1997
Skills
Portfolio Management, Trading, Equities, Bloomberg, Fixed Income, Securities, Asset Allocation, Asset Management, Investments, Mutual Funds, Financial Analysis, Finance, Investment Management
Education
State University of New York at Albany 1987 — 1989
Economics
Nassau Community College 1986 — 1987
Rockefeller & Co., Inc. August 2007 - Present
Rockefeller & Co., Inc. July 2005 - July 2007
Rockefeller & Co., Inc. June 1999 - June 2005
Rockefeller & Co., Inc. September 1997 - June 1999
Smith Barney September 1993 - August 1997
Skills
Portfolio Management, Trading, Equities, Bloomberg, Fixed Income, Securities, Asset Allocation, Asset Management, Investments, Mutual Funds, Financial Analysis, Finance, Investment Management
Education
State University of New York at Albany 1987 — 1989
Economics
Nassau Community College 1986 — 1987
Kwok Chiu Kwok Chiu's Smith Barney Experience October 1995 - May 2005
Job Financial Advisor at Gilford Securities
Industry Financial Services
Experience
Gilford Securities October 2013 - Present
Merrill Lynch May 2005 - September 2013
Smith Barney October 1995 - May 2005
Skills
Wealth Management, Finance, Series 7, Retirement Planning, Investments, Mutual Funds, Series 63, Investment Advisory, Strategic Financial..., Portfolio Management, Equities, Retirement, Securities, Fixed Income
Education
New York University 1991 — 1995
Bachelor of Science (B.S.), Finance, General
Stuyvesant High School 1987 — 1991
Gilford Securities October 2013 - Present
Merrill Lynch May 2005 - September 2013
Smith Barney October 1995 - May 2005
Skills
Wealth Management, Finance, Series 7, Retirement Planning, Investments, Mutual Funds, Series 63, Investment Advisory, Strategic Financial..., Portfolio Management, Equities, Retirement, Securities, Fixed Income
Education
New York University 1991 — 1995
Bachelor of Science (B.S.), Finance, General
Stuyvesant High School 1987 — 1991
Shannon Yarbrough Shannon Yarbrough's Smith Barney Experience February 2001 - September 2004
Job Client Service Specialist at Frontier Wealth Management
Industry Financial Services
Experience
Frontier Wealth Management August 2014 - Present
Yukon Wealth Management, Inc. October 2011 - August 2014
Think Big Partners, LLC May 2009 - May 2011
AG Edwards / Wachovia Securities / Wells Fargo Advisors September 2006 - May 2009
Legacy Financial Group July 2005 - May 2006
Smith Barney February 2001 - September 2004
Skills
Customer Service, Small Business, Series 65, Wealth Management, Strategic Financial..., Financial Planning, Investment Advisory, Administration, Supervisory Skills, Event Management, Microsoft Office, Excel, Word, PowerPoint, Quicken, QuickBooks, Finance, Microsoft Excel
Education
Missouri State University 1992 — 1996
BS, Accounting / Minor - CIS
Frontier Wealth Management August 2014 - Present
Yukon Wealth Management, Inc. October 2011 - August 2014
Think Big Partners, LLC May 2009 - May 2011
AG Edwards / Wachovia Securities / Wells Fargo Advisors September 2006 - May 2009
Legacy Financial Group July 2005 - May 2006
Smith Barney February 2001 - September 2004
Skills
Customer Service, Small Business, Series 65, Wealth Management, Strategic Financial..., Financial Planning, Investment Advisory, Administration, Supervisory Skills, Event Management, Microsoft Office, Excel, Word, PowerPoint, Quicken, QuickBooks, Finance, Microsoft Excel
Education
Missouri State University 1992 — 1996
BS, Accounting / Minor - CIS
Don Pfarr Don Pfarr's Smith Barney Experience March 2007 - October 2008
Job Financial Advisor at Private Advisor Group
Industry Financial Services
Experience
Private Advisor Group November 2008 - Present
Smith Barney March 2007 - October 2008
Finishes With Distinction January 2004 - February 2007
AT&T January 1988 - December 2003
Skills
Wealth Management, Risk Management, Finance, Education Funding, CRM, Financial Goals, Management, Strategic Planning, Marketing, Market Analysis, Series 7, Marketing Research, Strategic Financial..., Investment Advisory, 401k, Estate Planning, Insurance, Series 24
Education
Montclair State University
Bachelor of Science (BS), Business Administration / Marketing
Private Advisor Group November 2008 - Present
Smith Barney March 2007 - October 2008
Finishes With Distinction January 2004 - February 2007
AT&T January 1988 - December 2003
Skills
Wealth Management, Risk Management, Finance, Education Funding, CRM, Financial Goals, Management, Strategic Planning, Marketing, Market Analysis, Series 7, Marketing Research, Strategic Financial..., Investment Advisory, 401k, Estate Planning, Insurance, Series 24
Education
Montclair State University
Bachelor of Science (BS), Business Administration / Marketing
Dwayne Bradford's Smith Barney Experience May 2003 - May 2005
Job CPA, CFE, MBA
Industry Accounting
Experience
Gilbert Associates, Inc. February 2015 - Present
G&J Seiberlich & Co LLP January 2014 - December 2014
Accounting and Consulting Group October 2007 - August 2013
Smith Barney May 2003 - May 2005
Skills
Accounting, CPA, GAAP, Tax Preparation, Auditing, Financial Reporting, Tax, Internal Controls, Financial Accounting, Customer Service, Income Tax, Tax Accounting, Tax Research, Tax Returns, Financial Analysis, Management, QuickBooks, Microsoft Office, General Ledger, Corporate Tax, Financial Statements, Microsoft Excel, Strategic Planning, US GAAP
Education
New Mexico Highlands University 2004 — 2006
Master of Business Administration (MBA), Business Administration and Management, General, 3.4
New Mexico State University 2000 — 2003
Bachelor, Accountancy
Gilbert Associates, Inc. February 2015 - Present
G&J Seiberlich & Co LLP January 2014 - December 2014
Accounting and Consulting Group October 2007 - August 2013
Smith Barney May 2003 - May 2005
Skills
Accounting, CPA, GAAP, Tax Preparation, Auditing, Financial Reporting, Tax, Internal Controls, Financial Accounting, Customer Service, Income Tax, Tax Accounting, Tax Research, Tax Returns, Financial Analysis, Management, QuickBooks, Microsoft Office, General Ledger, Corporate Tax, Financial Statements, Microsoft Excel, Strategic Planning, US GAAP
Education
New Mexico Highlands University 2004 — 2006
Master of Business Administration (MBA), Business Administration and Management, General, 3.4
New Mexico State University 2000 — 2003
Bachelor, Accountancy
Robert Corona's Smith Barney Experience March 1993 - May 2001
Job Financial Advisor
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. September 2014 - Present
Wells Fargo Advisors, LLC May 2001 - September 2014
Smith Barney March 1993 - May 2001
California Concerts 1990 - February 1993
Education
Monterey Peninsula College 1969 — 1971
Associate of Arts (A.A.), Music Performance, General
Seaside High School 1967 — 1969
High School Diploma, Music
Ameriprise Financial Services, Inc. September 2014 - Present
Wells Fargo Advisors, LLC May 2001 - September 2014
Smith Barney March 1993 - May 2001
California Concerts 1990 - February 1993
Education
Monterey Peninsula College 1969 — 1971
Associate of Arts (A.A.), Music Performance, General
Seaside High School 1967 — 1969
High School Diploma, Music
Tara Lynn Casey Tara Lynn Casey's Smith Barney Experience March 2005 - April 2009
Job Director Complex Administrative Manager
Industry Financial Services
Experience
UBS Financial Services Inc July 2014 - Present
UBS March 2012 - July 2014
Morgan Stanley (Smith Barney) April 2009 - March 2012
Smith Barney March 2005 - April 2009
UBS September 2004 - March 2005
Citi Smith Barney April 2003 - September 2004
Salomon Smith Barney Inc. September 1998 - April 2003
Skills
Series 7, Series 63
Education
Nassau Community College 1993 — 1994
Criminal Justice and Corrections
Nassau Community College 1993 — 1994
Foreign Languages and Literatures, General
UBS Financial Services Inc July 2014 - Present
UBS March 2012 - July 2014
Morgan Stanley (Smith Barney) April 2009 - March 2012
Smith Barney March 2005 - April 2009
UBS September 2004 - March 2005
Citi Smith Barney April 2003 - September 2004
Salomon Smith Barney Inc. September 1998 - April 2003
Skills
Series 7, Series 63
Education
Nassau Community College 1993 — 1994
Criminal Justice and Corrections
Nassau Community College 1993 — 1994
Foreign Languages and Literatures, General
Erica Dayton Erica Dayton's Smith Barney Experience January 2007 - July 2009
Job Staff Accountant at University of Rochester Medical Center
Industry Hospital & Health Care
Experience
University of Rochester Medical Center March 2010 - Present
University of Rochester Medical Center July 2009 - March 2010
Smith Barney January 2007 - July 2009
Smith Barney January 2005 - January 2007
Wilson Health Center September 2001 - August 2003
Skills
Invoicing, Spreadsheets, Software Documentation, Data Entry, Payroll, Account Reconciliation, Time Management
Education
St. John Fisher College 2012 — 2014
Bachelors Degree, Business Management
Monroe Community College 2006 — 2010
Associate's degree, Liberal Arts and Sciences/Liberal Studies
University of Rochester Medical Center March 2010 - Present
University of Rochester Medical Center July 2009 - March 2010
Smith Barney January 2007 - July 2009
Smith Barney January 2005 - January 2007
Wilson Health Center September 2001 - August 2003
Skills
Invoicing, Spreadsheets, Software Documentation, Data Entry, Payroll, Account Reconciliation, Time Management
Education
St. John Fisher College 2012 — 2014
Bachelors Degree, Business Management
Monroe Community College 2006 — 2010
Associate's degree, Liberal Arts and Sciences/Liberal Studies
Ann Price Ann Price's Smith Barney Experience 1993 - 1998
Job Managing Director at IntercontinentalExchange | NYSE
Industry Financial Services
Experience
IntercontinentalExchange NYSE 2001 - Present
Goldman Sachs Asset Management June 1999 - June 2000
Smith Barney 1993 - 1998
Office of Management and Budget January 1992 - July 1993
Skills
Equities, Electronic Trading, Capital Markets, Securities, Financial Markets, Trading, Market Structure, Trading Systems, Market Data, Equity Trading, Investment Banking, Investor Relations, Options, Private Equity, FINRA, Valuation, Portfolio Management, Investments, Economics, Financial Services
Education
New York University 1997 — 2001
MA, Economics
Barnard College, Columbia University 1982 — 1986
BA, Economics
IntercontinentalExchange NYSE 2001 - Present
Goldman Sachs Asset Management June 1999 - June 2000
Smith Barney 1993 - 1998
Office of Management and Budget January 1992 - July 1993
Skills
Equities, Electronic Trading, Capital Markets, Securities, Financial Markets, Trading, Market Structure, Trading Systems, Market Data, Equity Trading, Investment Banking, Investor Relations, Options, Private Equity, FINRA, Valuation, Portfolio Management, Investments, Economics, Financial Services
Education
New York University 1997 — 2001
MA, Economics
Barnard College, Columbia University 1982 — 1986
BA, Economics
Alipio Figueroa Alipio Figueroa's Smith Barney Experience April 2004 - March 2009
Job Branch Manager at TD Ameritrade
Industry Financial Services
Experience
TD Ameritrade April 2012 - Present
TD Ameritrade March 2009 - March 2012
Smith Barney April 2004 - March 2009
Skills
Series 7, Series 63, Series 65, Mutual Funds, Investment Advisory, Retirement Planning, FINRA, Asset Allocation, ETFs, Securities, Investments, Wealth Management, Series 24, Finance, Investment Strategies, Financial Advisory, Retirement
Education
New Jersey Institute of Technology 2000 — 2004
Bachelor of Applied Science (BASc), Information Technology
Ramapo College of New Jersey 1994 — 1996
TD Ameritrade April 2012 - Present
TD Ameritrade March 2009 - March 2012
Smith Barney April 2004 - March 2009
Skills
Series 7, Series 63, Series 65, Mutual Funds, Investment Advisory, Retirement Planning, FINRA, Asset Allocation, ETFs, Securities, Investments, Wealth Management, Series 24, Finance, Investment Strategies, Financial Advisory, Retirement
Education
New Jersey Institute of Technology 2000 — 2004
Bachelor of Applied Science (BASc), Information Technology
Ramapo College of New Jersey 1994 — 1996
Scott Rieke Scott Rieke's Smith Barney Experience December 2001 - June 2004
Job Interest Rate Derivatives, MSR, and Residential Mortgage Lending
Industry Banking
Experience
First State Bank - First State Bank Mortgage August 2012 - Present
Citigroup Treasury / CitiMortgage March 2009 - August 2011
Citigroup Global Markets Inc June 2004 - March 2009
Smith Barney December 2001 - June 2004
Skills
Trading, Interest Rate..., Fixed Income, Market Risk, Counterparty Risk, Risk Measurement, Fixed Income Products, P&L Management, Visual Basic, Bloomberg, Excel, Interest Rate Swaps, Options, Interest Rate Risk..., Mortgage Lending, Residential Mortgages, Mortgage Banking, MSR, Mortgage Underwriting, Mortgage, Loan Servicing, SRP, Fannie Mae, FHA financing, Jumbo Mortgage, Mortgage Insurance, FHLMC, Prepayment, Monte Carlo Simulation, Credit, Risk Management, Financial Markets, Microsoft Excel, Derivatives, Portfolio Management, Rates, Swaps
Education
New York University 2007 — 2009
Bachelor's degree, Political Science and Government, 3.6
Shawnee Mission Northwest
Shawnee Mission Northwest
Shawnee Mission Northwest
University of Kansas
First State Bank - First State Bank Mortgage August 2012 - Present
Citigroup Treasury / CitiMortgage March 2009 - August 2011
Citigroup Global Markets Inc June 2004 - March 2009
Smith Barney December 2001 - June 2004
Skills
Trading, Interest Rate..., Fixed Income, Market Risk, Counterparty Risk, Risk Measurement, Fixed Income Products, P&L Management, Visual Basic, Bloomberg, Excel, Interest Rate Swaps, Options, Interest Rate Risk..., Mortgage Lending, Residential Mortgages, Mortgage Banking, MSR, Mortgage Underwriting, Mortgage, Loan Servicing, SRP, Fannie Mae, FHA financing, Jumbo Mortgage, Mortgage Insurance, FHLMC, Prepayment, Monte Carlo Simulation, Credit, Risk Management, Financial Markets, Microsoft Excel, Derivatives, Portfolio Management, Rates, Swaps
Education
New York University 2007 — 2009
Bachelor's degree, Political Science and Government, 3.6
Shawnee Mission Northwest
Shawnee Mission Northwest
Shawnee Mission Northwest
University of Kansas
Kelly Brassel Kelly Brassel's Smith Barney Experience 2008 - 2009
Job Manager, Talent Acquisition at Interstate Hotels & Resorts
Industry Hospitality
Experience
Interstate Hotels & Resorts 2012 - Present
Interstate Hotels & Resorts November 2010 - 2012
Smith Barney 2008 - 2009
Smith Barney September 2007 - 2008
Smith Barney September 2004 - September 2007
Pipers Corner School - Buckinghamshire, England August 2003 - June 2004
Skills
Recruiting, Human Resources, Customer Service, Event Planning, Employee Relations, College Recruiting, Management, Hotels, Applicant Tracking..., Training, Onboarding, Interviews, Marketing, Sourcing, Hiring, Temporary Placement, Hospitality Industry, Hotel Management, Hospitality, Sales
Education
Mount St. Mary's University 1999 — 2003
BS, Psychology, Education
Interstate Hotels & Resorts 2012 - Present
Interstate Hotels & Resorts November 2010 - 2012
Smith Barney 2008 - 2009
Smith Barney September 2007 - 2008
Smith Barney September 2004 - September 2007
Pipers Corner School - Buckinghamshire, England August 2003 - June 2004
Skills
Recruiting, Human Resources, Customer Service, Event Planning, Employee Relations, College Recruiting, Management, Hotels, Applicant Tracking..., Training, Onboarding, Interviews, Marketing, Sourcing, Hiring, Temporary Placement, Hospitality Industry, Hotel Management, Hospitality, Sales
Education
Mount St. Mary's University 1999 — 2003
BS, Psychology, Education
Charles C. Christie, Jr. Charles C. Christie, Jr.'s Smith Barney Experience January 1996 - April 2004
Job President of Heritage Wealth Management Group | Director with LifePlanning Institute and Kingdom Seed Foundation
Industry Financial Services
Experience
Heritage Wealth Management Group, Ltd July 2008 - Present
LifePlanning Institute January 2012 - Present
The Victors March 2010 - February 2012
highWAY Financial Networks, Inc January 2006 - June 2008
Heritage Wealth Management Group, Ltd May 2004 - December 2005
Consolidated Service Group January 1989 - May 2004
Smith Barney January 1996 - April 2004
Helicopter Combat Support Special Squadron Four June 1989 - January 1997
Helicopter Combat Support Squadron Eight January 1986 - May 1989
Fixed Wing Training Squadron Six January 1983 - January 1986
Skills
Series 63, Spanish, Technical Analysis, Series 65, Investments, Financial Planning, Investment Advisory, Asset Management, Portfolio Management, Financial Advisory
Education
Tidewater Community College 2010 — 2010
Spanish
Naval Postgraduate School 1990 — 1990
Aviation Safety Curriculum
University of West Florida 1984 — 1985
Computer Science / Business
University of Iowa 1978 — 1982
BBA, Economics
Elk Grove High School 1974 — 1977
Kingdom Business Association
Heritage Wealth Management Group, Ltd July 2008 - Present
LifePlanning Institute January 2012 - Present
The Victors March 2010 - February 2012
highWAY Financial Networks, Inc January 2006 - June 2008
Heritage Wealth Management Group, Ltd May 2004 - December 2005
Consolidated Service Group January 1989 - May 2004
Smith Barney January 1996 - April 2004
Helicopter Combat Support Special Squadron Four June 1989 - January 1997
Helicopter Combat Support Squadron Eight January 1986 - May 1989
Fixed Wing Training Squadron Six January 1983 - January 1986
Skills
Series 63, Spanish, Technical Analysis, Series 65, Investments, Financial Planning, Investment Advisory, Asset Management, Portfolio Management, Financial Advisory
Education
Tidewater Community College 2010 — 2010
Spanish
Naval Postgraduate School 1990 — 1990
Aviation Safety Curriculum
University of West Florida 1984 — 1985
Computer Science / Business
University of Iowa 1978 — 1982
BBA, Economics
Elk Grove High School 1974 — 1977
Kingdom Business Association
Gerry Gaffney's Smith Barney Experience October 2006 - September 2009
Job Experienced Operational Risk, Compliance, Audit and Process Improvement Executive
Industry Financial Services
Experience
a Premier Hedge Fund in CT March 2014 - December 2014
Citigroup February 2013 - November 2013
GJ Gaffney LLC September 2012 - February 2013
Royal Bank of Scotland August 2011 - September 2012
Macquarie Bank February 2010 - July 2011
Smith Barney October 2006 - September 2009
Citi 2004 - 2006
Webster Bank 2005 - 2005
Citigroup 2004 - 2004
Financial Security Assurance 2000 - 2004
Skills
Operational Risk, Enterprise Risk..., Business Process..., Process Control, Internal Audit, Compliance Testing, Control Systems Design, Risk Assessment, AML, Process Improvement, Risk Management, Financial Risk, Internal Controls, Operational Risk..., Financial Services, Management, Cross-functional Team..., Analysis, Banking, Management Consulting, Anti Money Laundering
Education
New York University 1996 — 1998
Masters, Performance and Information Systems Audit
a Premier Hedge Fund in CT March 2014 - December 2014
Citigroup February 2013 - November 2013
GJ Gaffney LLC September 2012 - February 2013
Royal Bank of Scotland August 2011 - September 2012
Macquarie Bank February 2010 - July 2011
Smith Barney October 2006 - September 2009
Citi 2004 - 2006
Webster Bank 2005 - 2005
Citigroup 2004 - 2004
Financial Security Assurance 2000 - 2004
Skills
Operational Risk, Enterprise Risk..., Business Process..., Process Control, Internal Audit, Compliance Testing, Control Systems Design, Risk Assessment, AML, Process Improvement, Risk Management, Financial Risk, Internal Controls, Operational Risk..., Financial Services, Management, Cross-functional Team..., Analysis, Banking, Management Consulting, Anti Money Laundering
Education
New York University 1996 — 1998
Masters, Performance and Information Systems Audit
Lisa Pintal Lisa Pintal's Smith Barney Experience June 2007 - August 2007
Job Owner at Designate Office Services
Industry Consumer Services
Experience
Designate Office Services January 2012 - Present
UBS Financial Services August 2007 - September 2010
Smith Barney June 2007 - August 2007
RBC Dain Rauscher February 2004 - June 2007
Fahnstock & Co. Inc February 2003 - May 2003
Bear Stearns & Co November 2000 - January 2003
Sacks Fifth Avenue May 2000 - November 2000
Signature GreensKeeping August 1999 - May 2000
Morgan Stanley April 1997 - August 1999
Skills
Series 7, Wealth Management, Retirement Planning, Investments, Series 63, Strategic Financial..., Securities, Mutual Funds, Investment Advisory, Asset Allocation, Equities, Fixed Annuities, Portfolio Management, Asset Managment, Fixed Income, Financial Planning
Education
New England College
Business Management / Psychology; Biology /Nutrition
UMass
Designate Office Services January 2012 - Present
UBS Financial Services August 2007 - September 2010
Smith Barney June 2007 - August 2007
RBC Dain Rauscher February 2004 - June 2007
Fahnstock & Co. Inc February 2003 - May 2003
Bear Stearns & Co November 2000 - January 2003
Sacks Fifth Avenue May 2000 - November 2000
Signature GreensKeeping August 1999 - May 2000
Morgan Stanley April 1997 - August 1999
Skills
Series 7, Wealth Management, Retirement Planning, Investments, Series 63, Strategic Financial..., Securities, Mutual Funds, Investment Advisory, Asset Allocation, Equities, Fixed Annuities, Portfolio Management, Asset Managment, Fixed Income, Financial Planning
Education
New England College
Business Management / Psychology; Biology /Nutrition
UMass
Joseph W. Tenpenny Joseph W. Tenpenny's Smith Barney Experience January 2006 - May 2007
Job VP Private Client Advisor JP Morgan Chase Bank N.A.
Industry Financial Services
Experience
JP Morgan Chase Bank N.A. June 2012 - Present
Merrill Lynch January 2009 - June 2012
Merrill Lynch September 2007 - January 2009
Smith Barney January 2006 - May 2007
Education
College of Financial Planning 2011 — 2013
Monmouth University
Bachelor of Business Administration (BBA), Business Administration and Management, General
JP Morgan Chase Bank N.A. June 2012 - Present
Merrill Lynch January 2009 - June 2012
Merrill Lynch September 2007 - January 2009
Smith Barney January 2006 - May 2007
Education
College of Financial Planning 2011 — 2013
Monmouth University
Bachelor of Business Administration (BBA), Business Administration and Management, General
David Musto's Smith Barney Experience January 2008 - January 2009
Job Vice President at 800 PAVEMENT Network
Industry Construction
Experience
U.S. Pavement Services Inc. 2008 - Present
800 PAVEMENT Network January 2005 - Present
Smith Barney January 2008 - January 2009
Skills
Asset Managment, Real Estate, Sales, Financial Analysis, Budgets, Due Diligence, Investments, Customer Service, Microsoft Excel, Financial Modeling, Project Management, Marketing, Asset Management, Operations Management, Contract Management, Contract Negotiation, Management, Investment Properties
Education
New York University 2005 — 2009
B.A., Economics and Mathematics
Andover High School 2001 — 2005
U.S. Pavement Services Inc. 2008 - Present
800 PAVEMENT Network January 2005 - Present
Smith Barney January 2008 - January 2009
Skills
Asset Managment, Real Estate, Sales, Financial Analysis, Budgets, Due Diligence, Investments, Customer Service, Microsoft Excel, Financial Modeling, Project Management, Marketing, Asset Management, Operations Management, Contract Management, Contract Negotiation, Management, Investment Properties
Education
New York University 2005 — 2009
B.A., Economics and Mathematics
Andover High School 2001 — 2005
Tim Ratty Tim Ratty's Smith Barney Experience December 2008 - October 2009
Job Regional Brokerage Manager at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC November 2009 - Present
Smith Barney December 2008 - October 2009
Smith Barney March 2006 - December 2008
Morgan Stanley 1998 - 2003
Skills
Investments, Wealth Management, Financial Advisory, Mutual Funds, Retirement, Asset Allocation, Securities, Insurance, Management, Leadership, Investment Advisory, Credit, Fiduciary Management
Education
Thomas Edison State College 2001 — 2004
Economics
Monmouth University 1989 — 1990
Criminal Justice
Wells Fargo Advisors, LLC November 2009 - Present
Smith Barney December 2008 - October 2009
Smith Barney March 2006 - December 2008
Morgan Stanley 1998 - 2003
Skills
Investments, Wealth Management, Financial Advisory, Mutual Funds, Retirement, Asset Allocation, Securities, Insurance, Management, Leadership, Investment Advisory, Credit, Fiduciary Management
Education
Thomas Edison State College 2001 — 2004
Economics
Monmouth University 1989 — 1990
Criminal Justice
Gary Poling, MBA Gary Poling, MBA's Smith Barney Experience 2001 - 2008
Job Branch Manager at Raymond James Financial Services, Inc. / President at True North Capital Group, Inc.
Industry Investment Management
Experience
Raymond James Financial Services, Inc. 2009 - Present
True North Capital Group, Inc., an independent firm 2009 - Present
Smith Barney 2001 - 2008
Prudential Securities 1994 - 2000
Skills
Retirement Planning, Strategic Financial..., Management, Small Business, Financial Advisory, Fixed Annuities, Investments, 401k, Investment Management, Wealth, Securities, Project Planning, Estate Planning, Analysis, Retirement
Education
Monfort College of Business 1981 — 1983
M.S., Business Administration
New Mexico State University 1977 — 1981
B.S., Chemical Engineering
Raymond James Financial Services, Inc. 2009 - Present
True North Capital Group, Inc., an independent firm 2009 - Present
Smith Barney 2001 - 2008
Prudential Securities 1994 - 2000
Skills
Retirement Planning, Strategic Financial..., Management, Small Business, Financial Advisory, Fixed Annuities, Investments, 401k, Investment Management, Wealth, Securities, Project Planning, Estate Planning, Analysis, Retirement
Education
Monfort College of Business 1981 — 1983
M.S., Business Administration
New Mexico State University 1977 — 1981
B.S., Chemical Engineering
Ryan Bissel Ryan Bissel's Smith Barney Experience May 1999 - August 1999
Job Credit Analyst at Bremer Bank
Industry Banking
Experience
Bremer Bank January 2012 - Present
Cornerstone Bank February 2010 - October 2011
US Bank March 2000 - February 2010
Best Buy January 1999 - January 2000
Smith Barney May 1999 - August 1999
Skills
Credit, Credit Analysis, Commercial Banking, Commercial Lending, Risk Analysis, Mortgage Banking, Mortgage Lending, Credit Risk, Small Business Lending, Banking, Loans, Underwriting, Sales, Financial Analysis, Relationship Management, Loan Origination, Critical Thinking, Portfolio Management
Education
Minnesota State University, Moorhead 1996 — 1999
Bachelor of Science, Finance
Bremer Bank January 2012 - Present
Cornerstone Bank February 2010 - October 2011
US Bank March 2000 - February 2010
Best Buy January 1999 - January 2000
Smith Barney May 1999 - August 1999
Skills
Credit, Credit Analysis, Commercial Banking, Commercial Lending, Risk Analysis, Mortgage Banking, Mortgage Lending, Credit Risk, Small Business Lending, Banking, Loans, Underwriting, Sales, Financial Analysis, Relationship Management, Loan Origination, Critical Thinking, Portfolio Management
Education
Minnesota State University, Moorhead 1996 — 1999
Bachelor of Science, Finance
Ken Ross's Smith Barney Experience 1995 - 1996
Job Manager Advanced Risk and Compliance Analytics at PwC
Industry Financial Services
Experience
PwC April 2014 - Present
Barclays Capital June 2011 - March 2014
Citibank April 2010 - June 2011
Barclays Capital June 2006 - April 2010
TD Ameritrade September 2000 - June 2006
Merrill Lynch 1999 - 2000
Warner Lambert 1998 - 1999
Pershing 1996 - 1998
Smith Barney 1995 - 1996
Electronic Data Systems ( EDS ) 1994 - 1995
Skills
AML, Business Analysis, Banking, SDLC, Data Analysis, Data Modeling, Project Management, User Acceptance Testing, Back Office, KYC, Financial Risk, Risk Management, Trade Compliance, Trading, Anti Money Laundering, Management, Process Improvement, Database Design, Brokerage, Life Insurance, Financial Services, PMP, Front Office, Electronic Trading..., Investment Banking, Quality Assurance, Databases, Software Project..., Case Tools, Spotfire, SAS, R
Education
Stevens Institute of Technology 2003 — 2006
Master's degree, Information Management, 3.8
Chubb Institute of Technology 1986 — 1987
Information Technology, Programming
Montclair State University
BS, Management, Marketing, 3.76
PwC April 2014 - Present
Barclays Capital June 2011 - March 2014
Citibank April 2010 - June 2011
Barclays Capital June 2006 - April 2010
TD Ameritrade September 2000 - June 2006
Merrill Lynch 1999 - 2000
Warner Lambert 1998 - 1999
Pershing 1996 - 1998
Smith Barney 1995 - 1996
Electronic Data Systems ( EDS ) 1994 - 1995
Skills
AML, Business Analysis, Banking, SDLC, Data Analysis, Data Modeling, Project Management, User Acceptance Testing, Back Office, KYC, Financial Risk, Risk Management, Trade Compliance, Trading, Anti Money Laundering, Management, Process Improvement, Database Design, Brokerage, Life Insurance, Financial Services, PMP, Front Office, Electronic Trading..., Investment Banking, Quality Assurance, Databases, Software Project..., Case Tools, Spotfire, SAS, R
Education
Stevens Institute of Technology 2003 — 2006
Master's degree, Information Management, 3.8
Chubb Institute of Technology 1986 — 1987
Information Technology, Programming
Montclair State University
BS, Management, Marketing, 3.76
Robert Muhleisen's Smith Barney Experience 1984 - 2002
Job First Vice President Investments PIM Portfolio Manager
Industry Financial Services
Experience
WELLS FARGO ADVISORS, LLC (FORMERLY WACHOVIA SECURITIES, LLC) 2002 - Present
Smith Barney 1984 - 2002
Skills
Series 7, Wealth Management, Retirement Planning, Series 63, Asset Allocation, Investment Advisory, Mutual Funds, Securities, Series 65, Equities, Investments, IRAs, Portfolio Management, Wealth
Education
Monmouth University 1975 — 1979
Bachelor of Science (BS), Accounting and Finance
WELLS FARGO ADVISORS, LLC (FORMERLY WACHOVIA SECURITIES, LLC) 2002 - Present
Smith Barney 1984 - 2002
Skills
Series 7, Wealth Management, Retirement Planning, Series 63, Asset Allocation, Investment Advisory, Mutual Funds, Securities, Series 65, Equities, Investments, IRAs, Portfolio Management, Wealth
Education
Monmouth University 1975 — 1979
Bachelor of Science (BS), Accounting and Finance
Steve Militano Steve Militano's Smith Barney Experience 1993 - 1996
Job Financial Operations at PSCU
Industry Financial Services
Experience
PSCU Financial Services May 2012 - Present
Pinnacle Entertainment November 2011 - April 2012
Nordstrom Bank May 2005 - August 2011
PetSmart May 2004 - May 2005
First Data Merchant Services February 1996 - April 2004
Smith Barney 1993 - 1996
Skills
Cash Management, Treasury, Financial Statements, Cash, Variance Analysis, Treasury Management, Financial Analysis, Forecasting, Internal Controls, Banking, Credit, Accounting, Financial Reporting, Budget, Analysis, General Ledger, Budgets, Portfolio Management, Account Reconciliation, Internal Audit, Investments, Accruals, Credit Analysis
Education
Nassau Community College
A.S., Business Admin
PSCU Financial Services May 2012 - Present
Pinnacle Entertainment November 2011 - April 2012
Nordstrom Bank May 2005 - August 2011
PetSmart May 2004 - May 2005
First Data Merchant Services February 1996 - April 2004
Smith Barney 1993 - 1996
Skills
Cash Management, Treasury, Financial Statements, Cash, Variance Analysis, Treasury Management, Financial Analysis, Forecasting, Internal Controls, Banking, Credit, Accounting, Financial Reporting, Budget, Analysis, General Ledger, Budgets, Portfolio Management, Account Reconciliation, Internal Audit, Investments, Accruals, Credit Analysis
Education
Nassau Community College
A.S., Business Admin
Tina Monaghan Tina Monaghan's Smith Barney Experience 1997 - 1998
Job Marketing Consultant Morgan Stanley
Industry Investment Management
Experience
Morgan Stanley 2010 - Present
Citi Smith Barney 2008 - 2009
Citi Smith Barney 2002 - 2007
Citi Smith Barney 1998 - 2002
Smith Barney 1997 - 1998
Smith Barney 1997 - 1998
Smith Barney 1994 - 1997
Shearson Lehman Bros 1992 - 1994
Shearson Lehman American Express 1989 - 1992
Goldman Sachs 1987 - 1989
Skills
Series 7, Securities, Investments, Portfolio Management, Series 63, Fixed Income, Marketing, Financial Services, FINRA, Investment Advisory, Series 65
Education
Northeastern Il Univ 1980 — 1983
B.A., Economics
The University of Kansas 1976 — 1978
Psychology
New Trier East HS 1972 — 1976
Montclair State University
Montclair State University
Morgan Stanley 2010 - Present
Citi Smith Barney 2008 - 2009
Citi Smith Barney 2002 - 2007
Citi Smith Barney 1998 - 2002
Smith Barney 1997 - 1998
Smith Barney 1997 - 1998
Smith Barney 1994 - 1997
Shearson Lehman Bros 1992 - 1994
Shearson Lehman American Express 1989 - 1992
Goldman Sachs 1987 - 1989
Skills
Series 7, Securities, Investments, Portfolio Management, Series 63, Fixed Income, Marketing, Financial Services, FINRA, Investment Advisory, Series 65
Education
Northeastern Il Univ 1980 — 1983
B.A., Economics
The University of Kansas 1976 — 1978
Psychology
New Trier East HS 1972 — 1976
Montclair State University
Montclair State University
Samantha Webster Samantha Webster's Smith Barney Experience September 2000 - February 2009
Job Financial Planner at Ciccarelli Advisory Services, Inc.
Industry Financial Services
Experience
Ciccarelli Advisory Services, Inc. May 2012 - Present
APFS Wealth Management December 2010 - April 2012
UBS February 2009 - July 2010
Smith Barney September 2000 - February 2009
Skills
Retirement Planning, Financial Planning, Wealth Management, Strategic Financial..., Series 7, Investments, Asset Allocation, Retirement, Estate Planning, Portfolio Management, Asset Managment, 401k, Investment Advisory, Investment Strategies, Mutual Funds, Financial Analysis, Life Insurance, Employee Benefits, Series 63, Valuation, Certified Financial..., Finance, Financial Planners, Series 65
Education
Rochester Institute of Technology 1998 — 2000
BS
Nazareth College of Rochester 1995 — 1998
Ciccarelli Advisory Services, Inc. May 2012 - Present
APFS Wealth Management December 2010 - April 2012
UBS February 2009 - July 2010
Smith Barney September 2000 - February 2009
Skills
Retirement Planning, Financial Planning, Wealth Management, Strategic Financial..., Series 7, Investments, Asset Allocation, Retirement, Estate Planning, Portfolio Management, Asset Managment, 401k, Investment Advisory, Investment Strategies, Mutual Funds, Financial Analysis, Life Insurance, Employee Benefits, Series 63, Valuation, Certified Financial..., Finance, Financial Planners, Series 65
Education
Rochester Institute of Technology 1998 — 2000
BS
Nazareth College of Rochester 1995 — 1998
Brian Fahey Brian Fahey's Smith Barney Experience 1990 - 1992
Job Managing Partner, Fahey & Fahey
Industry Law Practice
Experience
Fahey & Fahey January 2001 - Present
Emron, Inc. 1998 - 2000
World Research Group & World Congress, NYC 1993 - 1997
Smith Barney 1990 - 1992
Skills
Real Estate, Litigation, Marketing, Estate Planning, Negotiation, Real Estate Transactions, Civil Litigation, Contract Negotiation, Commercial Litigation, Appeals, Strategic Planning, Corporate Law, Legal Research, Sales, Management, Leadership, Land Use, Residential Homes, Public Speaking, Commercial Real Estate, Due Diligence
Education
New York Law School 1998 — 2002
Villanova University 1986 — 1990
Bachelors, Economics & Poitical Science
Fahey & Fahey January 2001 - Present
Emron, Inc. 1998 - 2000
World Research Group & World Congress, NYC 1993 - 1997
Smith Barney 1990 - 1992
Skills
Real Estate, Litigation, Marketing, Estate Planning, Negotiation, Real Estate Transactions, Civil Litigation, Contract Negotiation, Commercial Litigation, Appeals, Strategic Planning, Corporate Law, Legal Research, Sales, Management, Leadership, Land Use, Residential Homes, Public Speaking, Commercial Real Estate, Due Diligence
Education
New York Law School 1998 — 2002
Villanova University 1986 — 1990
Bachelors, Economics & Poitical Science
Lisa Strnad Lisa Strnad's Smith Barney Experience September 2005 - April 2008
Job Sr. Consultant Beauty Counter / Stella & Dot
Industry Marketing and Advertising
Experience
Stella & Dot February 2015 - Present
Creative Trust August 2010 - April 2014
Christian Films and Media Arts Network August 2010 - October 2010
Independent - Specializing in Christian media April 2008 - May 2010
HOSFU LC May 2010 - 2010
Smith Barney September 2005 - April 2008
GlaxoSmithKline Biologicals 1994 - 1998
Friendly Hills Regional Medical Center May 1988 - June 1994
Skills
Event Planning, Marketing, Entertainment, Public Relations, Social Media, Marketing Strategy, Fundraising, Social Media Marketing, Facebook, Social Networking, Editing, Blogging, Publishing, Copywriting, Email Marketing, Film, Journalism, Creative Writing, Public Speaking, Publicity, Strategy, Online Advertising, Music, Digital Marketing, Radio
Education
Mt. San Antonio College 1985 — 1988
Nursing Degree
Kaplan University
University of Phoenix
University of Southern California
Stella & Dot February 2015 - Present
Creative Trust August 2010 - April 2014
Christian Films and Media Arts Network August 2010 - October 2010
Independent - Specializing in Christian media April 2008 - May 2010
HOSFU LC May 2010 - 2010
Smith Barney September 2005 - April 2008
GlaxoSmithKline Biologicals 1994 - 1998
Friendly Hills Regional Medical Center May 1988 - June 1994
Skills
Event Planning, Marketing, Entertainment, Public Relations, Social Media, Marketing Strategy, Fundraising, Social Media Marketing, Facebook, Social Networking, Editing, Blogging, Publishing, Copywriting, Email Marketing, Film, Journalism, Creative Writing, Public Speaking, Publicity, Strategy, Online Advertising, Music, Digital Marketing, Radio
Education
Mt. San Antonio College 1985 — 1988
Nursing Degree
Kaplan University
University of Phoenix
University of Southern California
jack Shutzman jack Shutzman's Smith Barney Experience June 2006 - November 2006
Job Instructor, entrepreneur and a businessman
Industry Computer Software
Experience
Independent EntrepreneurSoftware EngineerUBS Wealth ManagementNovember 2006 - September 2011
Smith Barney June 2006 - November 2006
The Bank of New York July 2005 - March 2006
Port Authority of NY and NJ 2002 - 2004
KeySpan 2001 - 2002
Fidelity Investments 1997 - 2000
Skills
Unix, DB2, Programming, SQL, Business Analysis, Databases, Cobol, PHP, Perl, Javascript, C++, Ruby on Rails, GRE/GMAT trainer, Java, SDLC, Web Development, CICS, JavaScript, Business Intelligence, Operating Systems, Software Development, COBOL, Requirements Analysis, XML, Mainframe
Education
New York University 2008 — 2010
Master of Science (MS), Information Systems [Stern school of Business & Courant institute of Mathematical Sciences]
Tel Aviv University
B.S, Mathematics and Computer Science
Independent EntrepreneurSoftware EngineerUBS Wealth ManagementNovember 2006 - September 2011
Smith Barney June 2006 - November 2006
The Bank of New York July 2005 - March 2006
Port Authority of NY and NJ 2002 - 2004
KeySpan 2001 - 2002
Fidelity Investments 1997 - 2000
Skills
Unix, DB2, Programming, SQL, Business Analysis, Databases, Cobol, PHP, Perl, Javascript, C++, Ruby on Rails, GRE/GMAT trainer, Java, SDLC, Web Development, CICS, JavaScript, Business Intelligence, Operating Systems, Software Development, COBOL, Requirements Analysis, XML, Mainframe
Education
New York University 2008 — 2010
Master of Science (MS), Information Systems [Stern school of Business & Courant institute of Mathematical Sciences]
Tel Aviv University
B.S, Mathematics and Computer Science
Randy Susana Randy Susana's Smith Barney Experience June 2005 - May 2007
Job Sr. Accountant/Mutual Fund Operations Consultant at Transamerica
Industry Financial Services
Experience
Sculti Properties, Inc. January 2015 - Present
Transamerica February 2013 - Present
The Guardian Life Insurance Company of America June 2011 - February 2013
AIG Advisor Group October 2007 - June 2011
AIG Advisor Group May 2007 - October 2007
Smith Barney June 2005 - May 2007
AIG-Royal Alliance Associates, Inc July 1997 - June 2005
Skills
Outlook, Excel, PowerPoint, Word, Research, Spanish, Microsoft Excel, Microsoft Word, Analysis, Mutual Funds, Finance, Investments, Financial Reporting, Insurance, Public Speaking, Accounting, Process Improvement, Training, Software Documentation, Management, Financial Analysis, Financial Services, Account Reconciliation, Securities
Education
Monroe College 2004 — 2006
BBA, Busniess Management
Sculti Properties, Inc. January 2015 - Present
Transamerica February 2013 - Present
The Guardian Life Insurance Company of America June 2011 - February 2013
AIG Advisor Group October 2007 - June 2011
AIG Advisor Group May 2007 - October 2007
Smith Barney June 2005 - May 2007
AIG-Royal Alliance Associates, Inc July 1997 - June 2005
Skills
Outlook, Excel, PowerPoint, Word, Research, Spanish, Microsoft Excel, Microsoft Word, Analysis, Mutual Funds, Finance, Investments, Financial Reporting, Insurance, Public Speaking, Accounting, Process Improvement, Training, Software Documentation, Management, Financial Analysis, Financial Services, Account Reconciliation, Securities
Education
Monroe College 2004 — 2006
BBA, Busniess Management
Katie Pierce Katie Pierce's Smith Barney Experience May 2002 - September 2002
Job Investment Marketing & Communications Professional
Industry Financial Services
Experience
Breckinridge Capital Advisors March 2013 - Present
Breckinridge Capital Advisors April 2010 - March 2013
Mount Holyoke Alumnae Club of Boston July 2009 - June 2011
SSgA April 2006 - November 2008
SSgA April 2004 - April 2006
RBMG April 2003 - March 2004
Applied Proactive Technologies APT January 2003 - May 2003
Law Firm of Fennell, Liquori and Powers September 1999 - May 2003
Smith Barney May 2002 - September 2002
Skills
Investments, Marketing Communications, Business Development, CRM, Fixed Income, Marketing
Education
Mount Holyoke College 2000 — 2003
BA
Breckinridge Capital Advisors March 2013 - Present
Breckinridge Capital Advisors April 2010 - March 2013
Mount Holyoke Alumnae Club of Boston July 2009 - June 2011
SSgA April 2006 - November 2008
SSgA April 2004 - April 2006
RBMG April 2003 - March 2004
Applied Proactive Technologies APT January 2003 - May 2003
Law Firm of Fennell, Liquori and Powers September 1999 - May 2003
Smith Barney May 2002 - September 2002
Skills
Investments, Marketing Communications, Business Development, CRM, Fixed Income, Marketing
Education
Mount Holyoke College 2000 — 2003
BA
Marc Baumser Marc Baumser's Smith Barney Experience February 2005 - June 2012
Job Project Lead at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley June 2012 - October 2014
Smith Barney February 2005 - June 2012
Skills
Microsoft Office, COBOL, Microsoft Excel, Microsoft Word, SDLC, Visio, Business Requirements, Business Analysis, Portfolio Management, Leadership, Process Improvement, Vendor Management, Project Management, Risk Management, Requirements Analysis
Education
New York University 1980 — 1984
Bachelor of Science (BS), Computer Applications And Information Systems
New York University 1980 — 1984
Bachelor of Science (B.S.), Operations Research and Statistics
Morgan Stanley June 2012 - October 2014
Smith Barney February 2005 - June 2012
Skills
Microsoft Office, COBOL, Microsoft Excel, Microsoft Word, SDLC, Visio, Business Requirements, Business Analysis, Portfolio Management, Leadership, Process Improvement, Vendor Management, Project Management, Risk Management, Requirements Analysis
Education
New York University 1980 — 1984
Bachelor of Science (BS), Computer Applications And Information Systems
New York University 1980 — 1984
Bachelor of Science (B.S.), Operations Research and Statistics
China Kirk China Kirk's Smith Barney Experience 2003 - 2005
Job Associate Executive Director, USTA PNW
Industry Nonprofit Organization Management
Experience
USTA Pacific Northwest August 2013 - Present
United States Tennis Association (USTA) 2010 - January 2013
New York Junior Tennis & Learning (NYJTL) 2007 - 2010
International Council for Quality Care (ICQC) 2005 - 2007
Smith Barney 2003 - 2005
Skills
Non-profit..., Project Management, Capacity Building, Event Planning, Public Speaking, Community Outreach, Fundraising, Sports Management, Public Relations, Sponsorship, Nonprofits, Program Management, Leadership, Training, Marketing, Social Media, Performance Metrics, Program Development, Grants, Strategic Communications, Event Management, Volunteer Management
Education
University of Notre Dame - Mendoza College of Business 2012 — 2013
Master of Nonprofit Administration
New York University
Bachelor of Science (B.S.)
University of Notre Dame
USTA Pacific Northwest August 2013 - Present
United States Tennis Association (USTA) 2010 - January 2013
New York Junior Tennis & Learning (NYJTL) 2007 - 2010
International Council for Quality Care (ICQC) 2005 - 2007
Smith Barney 2003 - 2005
Skills
Non-profit..., Project Management, Capacity Building, Event Planning, Public Speaking, Community Outreach, Fundraising, Sports Management, Public Relations, Sponsorship, Nonprofits, Program Management, Leadership, Training, Marketing, Social Media, Performance Metrics, Program Development, Grants, Strategic Communications, Event Management, Volunteer Management
Education
University of Notre Dame - Mendoza College of Business 2012 — 2013
Master of Nonprofit Administration
New York University
Bachelor of Science (B.S.)
University of Notre Dame
Kristin Viens's Smith Barney Experience 2007 - January 2010
Job IT Trainer & Coordinator at Weiser LLP
Industry E-Learning
Experience
WeiserMazars LLP February 2010 - Present
Kristin Viens Photography 2002 - Present
Smith Barney 2007 - January 2010
Citigroup / Smith Barney 2006 - 2007
Citigroup / Smith Barney (via agency) 2006 - 2007
Rafael Fuchs Photography 2005 - 2006
Commercial Photo Studio in Albuquerque, NM 2003 - 2004
Twentieth Century Fox (via agency) 1999 - 2001
The Walt Disney Company 1993 - 1999
Skills
Digital Photography, Portrait Photography, Photography, Consulting, Management, Project Management, Editorial, Portraits, Image Editing, Training & Development, Public Speaking
Education
Hallmark Institute of Photography 2001 — 2002
Photography
Montana State University-Bozeman 1991 — 1993
BA, Media
WeiserMazars LLP February 2010 - Present
Kristin Viens Photography 2002 - Present
Smith Barney 2007 - January 2010
Citigroup / Smith Barney 2006 - 2007
Citigroup / Smith Barney (via agency) 2006 - 2007
Rafael Fuchs Photography 2005 - 2006
Commercial Photo Studio in Albuquerque, NM 2003 - 2004
Twentieth Century Fox (via agency) 1999 - 2001
The Walt Disney Company 1993 - 1999
Skills
Digital Photography, Portrait Photography, Photography, Consulting, Management, Project Management, Editorial, Portraits, Image Editing, Training & Development, Public Speaking
Education
Hallmark Institute of Photography 2001 — 2002
Photography
Montana State University-Bozeman 1991 — 1993
BA, Media
Al Vom Steeg Al Vom Steeg's Smith Barney Experience 1993 - 2004
Job Financial Advisor at Vom Steeg Asset Management
Industry Financial Services
Experience
Vom Steeg Asset Management April 2013 - Present
Atlas Indicators Investment Advisors, Inc May 2009 - March 2013
Banc of America Investment Services 2004 - 2009
Smith Barney 1993 - 2004
Skills
Portfolio Management, Investments, Finance, Insurance, Financial Services, Financial Advisory, Small Business, Investment Advisory, Securities, Banking, FINRA
Education
New Mexico State University 1978 — 1982
Bachelor of Science
Vom Steeg Asset Management April 2013 - Present
Atlas Indicators Investment Advisors, Inc May 2009 - March 2013
Banc of America Investment Services 2004 - 2009
Smith Barney 1993 - 2004
Skills
Portfolio Management, Investments, Finance, Insurance, Financial Services, Financial Advisory, Small Business, Investment Advisory, Securities, Banking, FINRA
Education
New Mexico State University 1978 — 1982
Bachelor of Science
Dora Byxbe Dora Byxbe's Smith Barney Experience March 2000 - February 2004
Job Senior Business Analyst at PNC
Industry Financial Services
Experience
PNC August 2012 - Present
Wells Fargo Advisors October 2009 - August 2012
Wells Fargo Advisors July 2008 - October 2009
Wells Fargo Advisors April 2008 - July 2008
The Affinity Group ltd March 2004 - January 2008
Smith Barney March 2000 - February 2004
Skills
Business Analysis, Finance, Series 7, Strategy, Requirements Gathering, Analysis, Financial Services, FINRA, Investments, Securities, Risk Management, Series 66, Series 9, Series 10, Business Process, Training, Integration
Education
Montana State University-Billings 2004 — 2008
Finance, General
The University of North Dakota 1991 — 1993
Finance, General
PNC August 2012 - Present
Wells Fargo Advisors October 2009 - August 2012
Wells Fargo Advisors July 2008 - October 2009
Wells Fargo Advisors April 2008 - July 2008
The Affinity Group ltd March 2004 - January 2008
Smith Barney March 2000 - February 2004
Skills
Business Analysis, Finance, Series 7, Strategy, Requirements Gathering, Analysis, Financial Services, FINRA, Investments, Securities, Risk Management, Series 66, Series 9, Series 10, Business Process, Training, Integration
Education
Montana State University-Billings 2004 — 2008
Finance, General
The University of North Dakota 1991 — 1993
Finance, General
Linda Brucia's Smith Barney Experience April 1989 - May 1994
Job Executive AssistantOffice of the President at The Wright Insurance Group
Industry Insurance
Experience
The Wright Insurance Group June 2013 - Present
Wright Risk Managment 2008 - June 2012
Smith Barney April 1989 - May 1994
Skills
Workers Compensation, Insurance, Property & Casualty..., Claim, Marketing, Microsoft Excel, Salesforce.com, Strategic Planning, Microsoft Office, Liability, Employee Benefits, Risk Management, Legal Liability
Education
Nassau Community College 1987 — 1989
Associate's degree, Business Administration and Management, General
The Wright Insurance Group June 2013 - Present
Wright Risk Managment 2008 - June 2012
Smith Barney April 1989 - May 1994
Skills
Workers Compensation, Insurance, Property & Casualty..., Claim, Marketing, Microsoft Excel, Salesforce.com, Strategic Planning, Microsoft Office, Liability, Employee Benefits, Risk Management, Legal Liability
Education
Nassau Community College 1987 — 1989
Associate's degree, Business Administration and Management, General
Keith Beasley Keith Beasley's Smith Barney Experience December 2006 - April 2009
Job Independent Contractor at World Financial Group (WFG) and Author of A Way Forward
Industry Financial Services
Experience
World Financial Group (WFG) June 2015 - Present
Author March 2014 - Present
First Investors August 2014 - March 2015
TLB Media and Entertainment Consulting January 2011 - August 2014
Harvest of Hope Family Services Network, In May 2011 - October 2011
Merrill Lynch June 2010 - October 2010
AXA Advisors July 2009 - January 2010
Smith Barney December 2006 - April 2009
Skills
Series 7, Series 63, Fixed Income, Equities, Investments, Portfolio Management, Alternative Investments, Asset Allocation, Mutual Funds, Wealth Management, Securities, Investment Strategies, CFA Level one candidate, Entrepreneurship, Financial Advisory, Analysis
Education
Morehouse College
Bachelor of Arts, Business Administration, Finance
World Financial Group (WFG) June 2015 - Present
Author March 2014 - Present
First Investors August 2014 - March 2015
TLB Media and Entertainment Consulting January 2011 - August 2014
Harvest of Hope Family Services Network, In May 2011 - October 2011
Merrill Lynch June 2010 - October 2010
AXA Advisors July 2009 - January 2010
Smith Barney December 2006 - April 2009
Skills
Series 7, Series 63, Fixed Income, Equities, Investments, Portfolio Management, Alternative Investments, Asset Allocation, Mutual Funds, Wealth Management, Securities, Investment Strategies, CFA Level one candidate, Entrepreneurship, Financial Advisory, Analysis
Education
Morehouse College
Bachelor of Arts, Business Administration, Finance
Daniel Reveles's Smith Barney Experience February 2009 - April 2009
Job Associate at NorthRoad Capital Mangement
Industry Financial Services
Experience
NorthRoad Capital Management January 2012 - Present
Wexford Capital June 2010 - July 2011
FTI Consulting March 2010 - April 2010
KPMG July 2009 - August 2009
Smith Barney February 2009 - April 2009
Skills
Bloomberg, FactSet, Matlab, Eviews, MS Excel, Word,...
Education
New York University 2006 — 2010
Bachelor of Arts, Economics
Laguna Hills High School
NorthRoad Capital Management January 2012 - Present
Wexford Capital June 2010 - July 2011
FTI Consulting March 2010 - April 2010
KPMG July 2009 - August 2009
Smith Barney February 2009 - April 2009
Skills
Bloomberg, FactSet, Matlab, Eviews, MS Excel, Word,...
Education
New York University 2006 — 2010
Bachelor of Arts, Economics
Laguna Hills High School
Carol Bonett, CPLP® Carol Bonett, CPLP®'s Smith Barney Experience August 2000 - September 2005
Job Senior Consultant, Vantage Partners
Industry Professional Training & Coaching
Experience
Vantage Partners March 2012 - Present
Morgan Stanley Smith Barney September 2005 - December 2011
Smith Barney August 2000 - September 2005
Smith Barney October 1999 - August 2000
Smith Barney January 1997 - October 1999
Skills
Certified Professional..., CPLP, Targeted Selection, Instructional Design, Leadership Development, Executive Coaching, Organizational..., Performance Management, Talent Management, Coaching, Needs Analysis, Change Management, Performance Consulting, Team Building, E-learning, Interviewing, Curriculum Development, Curriculum Design, Consulting, Leadership
Education
Mount Holyoke College 1990 — 1994
BA, Economics
Vantage Partners March 2012 - Present
Morgan Stanley Smith Barney September 2005 - December 2011
Smith Barney August 2000 - September 2005
Smith Barney October 1999 - August 2000
Smith Barney January 1997 - October 1999
Skills
Certified Professional..., CPLP, Targeted Selection, Instructional Design, Leadership Development, Executive Coaching, Organizational..., Performance Management, Talent Management, Coaching, Needs Analysis, Change Management, Performance Consulting, Team Building, E-learning, Interviewing, Curriculum Development, Curriculum Design, Consulting, Leadership
Education
Mount Holyoke College 1990 — 1994
BA, Economics
Anton J Anderson Anton J Anderson's Smith Barney Experience 2004 - 2005
Job
Industry Financial Services
Experience
Elite Resource Team February 2014 - Present
SPL Financial Group August 2009 - September 2014
The Lombardi Group January 2013 - January 2014
Private Company November 2006 - July 2009
Private Financial Consulting Firm February 2007 - June 2009
Society of Leadership and Success November 2006 - December 2007
Smith Barney 2004 - 2005
Skills
Entrepreneurship, Investments, Leadership, Management, Sales, Business Strategy, Public Speaking, Strategy, Coaching, Finance, Analysis, CRM, Strategic Financial..., Banking, Budgets, Financial Planning, Financial Services, Marketing
Education
University of California, Santa Barbara 2003 — 2006
BA, Communication
MiraCosta College 2001 — 2003
AA in Liberal Studies, Business
Elite Resource Team February 2014 - Present
SPL Financial Group August 2009 - September 2014
The Lombardi Group January 2013 - January 2014
Private Company November 2006 - July 2009
Private Financial Consulting Firm February 2007 - June 2009
Society of Leadership and Success November 2006 - December 2007
Smith Barney 2004 - 2005
Skills
Entrepreneurship, Investments, Leadership, Management, Sales, Business Strategy, Public Speaking, Strategy, Coaching, Finance, Analysis, CRM, Strategic Financial..., Banking, Budgets, Financial Planning, Financial Services, Marketing
Education
University of California, Santa Barbara 2003 — 2006
BA, Communication
MiraCosta College 2001 — 2003
AA in Liberal Studies, Business
Bernie Ascher Bernie Ascher's Smith Barney Experience 1983 - 2008
Job Senior VP Wealth Management
Industry Financial Services
Experience
UBS Financial Services December 2008 - Present
Smith Barney 1983 - 2008
General Foods Corporation June 1963 - June 1983
Skills
Finance, Financial Services, Financial Advisory, Asset Allocation, Mortgage Lending, Alternative Investments, Investment Advisory, Retirement Planning, Securities, Investment Strategies, Fixed Income, Equities, Hedge Funds, ETFs, Asset Management, Retirement, Investment Management, Uniform Combined State..., Strategic Financial..., 401k
Education
New York University
B.S., Accounting
The Graduate Center, City University of New York
M.B.A., Business/Finance
UBS Financial Services December 2008 - Present
Smith Barney 1983 - 2008
General Foods Corporation June 1963 - June 1983
Skills
Finance, Financial Services, Financial Advisory, Asset Allocation, Mortgage Lending, Alternative Investments, Investment Advisory, Retirement Planning, Securities, Investment Strategies, Fixed Income, Equities, Hedge Funds, ETFs, Asset Management, Retirement, Investment Management, Uniform Combined State..., Strategic Financial..., 401k
Education
New York University
B.S., Accounting
The Graduate Center, City University of New York
M.B.A., Business/Finance
Dmitry Turovsky Dmitry Turovsky's Smith Barney Experience February 1996 - June 2000
Job Consultant at NorthPoint Solutions LLC
Industry Financial Services
Experience
NorthPoint Solutions LLC April 2014 - Present
Ziff Brothers Investments March 2001 - February 2014
Donaldson, Lufkin & Jenrette (later Credit Suisse) July 2000 - March 2001
Smith Barney February 1996 - June 2000
JP Morgan Chase October 1991 - February 1996
Merrin Financial November 1988 - January 1990
Bear Stearns January 1988 - November 1988
ISO September 1985 - January 1988
Nautical Technologies Inc. June 1985 - September 1985
Skills
C#, Microsoft SQL Server, VB.NET, Business Analysis, WCF, Visual Basic, Software Development, SQL, .NET, Visual Studio, Testing, VBA, SSRS, T-SQL, Crystal Reports, WinForms
Education
Pace University 1990 — 1991
Graduate Certificate, data communications and computer networks
New York University 1981 — 1985
B.A., Computer Science & Mathematics
NorthPoint Solutions LLC April 2014 - Present
Ziff Brothers Investments March 2001 - February 2014
Donaldson, Lufkin & Jenrette (later Credit Suisse) July 2000 - March 2001
Smith Barney February 1996 - June 2000
JP Morgan Chase October 1991 - February 1996
Merrin Financial November 1988 - January 1990
Bear Stearns January 1988 - November 1988
ISO September 1985 - January 1988
Nautical Technologies Inc. June 1985 - September 1985
Skills
C#, Microsoft SQL Server, VB.NET, Business Analysis, WCF, Visual Basic, Software Development, SQL, .NET, Visual Studio, Testing, VBA, SSRS, T-SQL, Crystal Reports, WinForms
Education
Pace University 1990 — 1991
Graduate Certificate, data communications and computer networks
New York University 1981 — 1985
B.A., Computer Science & Mathematics
Hadley Joseph's Smith Barney Experience 2006 - 2010
Job Market Sales Manager at Merrill Edge
Industry Financial Services
Experience
Merrill Edge August 2014 - Present
Merrill Edge November 2011 - August 2014
Morgan Stanley June 2010 - July 2011
Morgan Stanley Smith Barney April 2006 - May 2010
Smith Barney 2006 - 2010
AXA Advisors December 2000 - April 2006
The MONY Group December 2000 - 2004
American Express Financial Advisors April 2000 - December 2000
General Motors Acceptance Corporation August 1999 - April 2000
US Army September 1991 - August 1999
Skills
Mutual Funds, Investments, Portfolio Management, Financial Services, Securities, Fixed Income, Series 7, Equities, Wealth Management, Finance, Risk Management, Financial Advisory, Banking, Series 63, Asset Allocation, Asset Management, Retirement Planning, Bloomberg, Securities Lending, Bonds, Mortgage Lending, Loans, Due Diligence, Competitive Analysis, Financial Risk, Financial Analysis, Insurance, Investment Advisory, Options, Series 9/10
Education
Institute of Businesss and Finance 2003 — 2005
MSFS, Masters of Financial Services
York College, CUNY 1998 — 2000
BS, Business Administration - Finance (BS)
Monroe Community College 1994 — 1996
Associates, Business Administration
Merrill Edge August 2014 - Present
Merrill Edge November 2011 - August 2014
Morgan Stanley June 2010 - July 2011
Morgan Stanley Smith Barney April 2006 - May 2010
Smith Barney 2006 - 2010
AXA Advisors December 2000 - April 2006
The MONY Group December 2000 - 2004
American Express Financial Advisors April 2000 - December 2000
General Motors Acceptance Corporation August 1999 - April 2000
US Army September 1991 - August 1999
Skills
Mutual Funds, Investments, Portfolio Management, Financial Services, Securities, Fixed Income, Series 7, Equities, Wealth Management, Finance, Risk Management, Financial Advisory, Banking, Series 63, Asset Allocation, Asset Management, Retirement Planning, Bloomberg, Securities Lending, Bonds, Mortgage Lending, Loans, Due Diligence, Competitive Analysis, Financial Risk, Financial Analysis, Insurance, Investment Advisory, Options, Series 9/10
Education
Institute of Businesss and Finance 2003 — 2005
MSFS, Masters of Financial Services
York College, CUNY 1998 — 2000
BS, Business Administration - Finance (BS)
Monroe Community College 1994 — 1996
Associates, Business Administration
Alan Bratteson Alan Bratteson's Smith Barney Experience October 1993 - March 1997
Job Security Architect III at Avis Budget Group
Industry Computer & Network Security
Experience
Avis Budget Group November 2010 - Present
Start Point September 2007 - December 2010
Garnet Technologies, Inc. March 2007 - September 2007
Unisys April 2004 - March 2007
ePresence, Inc. March 2001 - March 2004
Banyan Systems, Inc. April 1999 - March 2001
Charter Systems, Inc September 1997 - March 1999
Smith Barney October 1993 - March 1997
Network Consultants, Inc March 1990 - March 1993
Education
New York Institute of Technology 1989 — 1989
Avis Budget Group November 2010 - Present
Start Point September 2007 - December 2010
Garnet Technologies, Inc. March 2007 - September 2007
Unisys April 2004 - March 2007
ePresence, Inc. March 2001 - March 2004
Banyan Systems, Inc. April 1999 - March 2001
Charter Systems, Inc September 1997 - March 1999
Smith Barney October 1993 - March 1997
Network Consultants, Inc March 1990 - March 1993
Education
New York Institute of Technology 1989 — 1989
Bob Scrabis Bob Scrabis's Smith Barney Experience July 1998 - April 2004
Job Financial Services Representative at Reilly Financial Group an Office of MetLife
Industry Financial Services
Experience
Reilly Financial Group an Office of MetLife August 2008 - Present
UBS Wealth Management May 2004 - August 2008
Smith Barney July 1998 - April 2004
Red Bank Regional School District September 1993 - June 1998
Skills
Investments, Securities, Financial Services, Employee Benefits, Asset Allocation, Finance, Equities, Alternative Investments, Retirement, Insurance, Portfolio Management, Retirement Planning, Risk Management, Asset Management
Education
Monmouth University 1991 — 1993
Master's Degree, Education
Princeton University 1985 — 1989
Bachelor's, History
School name:
Reilly Financial Group an Office of MetLife August 2008 - Present
UBS Wealth Management May 2004 - August 2008
Smith Barney July 1998 - April 2004
Red Bank Regional School District September 1993 - June 1998
Skills
Investments, Securities, Financial Services, Employee Benefits, Asset Allocation, Finance, Equities, Alternative Investments, Retirement, Insurance, Portfolio Management, Retirement Planning, Risk Management, Asset Management
Education
Monmouth University 1991 — 1993
Master's Degree, Education
Princeton University 1985 — 1989
Bachelor's, History
School name:
J. Lynn Orenstein J. Lynn Orenstein's Smith Barney Experience 1985 - 1987
Job Head of Corporate Access at Drexel Hamilton, LLC
Industry Financial Services
Experience
Drexel Hamilton, LLC July 2015 - Present
Sidoti & Company, LLC June 2001 - July 2015
Josephthal & Co, 1997 - 2001
Salomon Brothers January 1997 - June 1997
NatWest Markets 1992 - 1997
Alex.Brown & Sons 1987 - 1992
Smith Barney 1985 - 1987
Skills
Series 63, Equity Capital Markets, Investments, Securities, Financial Modeling, Equities, Financial Analysis, Investment Banking, Series 7, Capital Markets, Mutual Funds, Equity Research, Asset Management, Hedge Funds, Bloomberg, Alternative Investments, Portfolio Management, Asset Allocation, Options, Fixed Income, Investor Relations, Valuation, Trading, Financial Markets, Financial Services
Education
Molloy College 1980 — 1984
BS, Economics/Philosophy
Sacred Heart Academy 1976 — 1980
Drexel Hamilton, LLC July 2015 - Present
Sidoti & Company, LLC June 2001 - July 2015
Josephthal & Co, 1997 - 2001
Salomon Brothers January 1997 - June 1997
NatWest Markets 1992 - 1997
Alex.Brown & Sons 1987 - 1992
Smith Barney 1985 - 1987
Skills
Series 63, Equity Capital Markets, Investments, Securities, Financial Modeling, Equities, Financial Analysis, Investment Banking, Series 7, Capital Markets, Mutual Funds, Equity Research, Asset Management, Hedge Funds, Bloomberg, Alternative Investments, Portfolio Management, Asset Allocation, Options, Fixed Income, Investor Relations, Valuation, Trading, Financial Markets, Financial Services
Education
Molloy College 1980 — 1984
BS, Economics/Philosophy
Sacred Heart Academy 1976 — 1980
Andrew Gould Andrew Gould's Smith Barney Experience March 2001 - March 2009
Job National Brokerage at Marsh & McLennan Companies, Inc.
Industry Insurance
Experience
Marsh & McLennan Companies, Inc. March 2012 - Present
Personal ID Solutions, LLC 2009 - March 2012
Smith Barney March 2001 - March 2009
JBHanauer & Co June 1996 - March 2001
Ryan Beck & Co. January 1993 - December 1997
Skills
Risk Management, Insurance, Leadership, Financial Risk, Strategic Planning, Portfolio Management, Investments, Strategy, Property & Casualty..., Sales, Management, Underwriting, Business Development, Marketing, Financial Planning, Relationship Management, Finance, Commercial Insurance, Brokers, Financial Services, Business Strategy, CRM, Start-ups, Strategic Partnerships
Education
New York University 1985 — 1989
BA, Economics
Marsh & McLennan Companies, Inc. March 2012 - Present
Personal ID Solutions, LLC 2009 - March 2012
Smith Barney March 2001 - March 2009
JBHanauer & Co June 1996 - March 2001
Ryan Beck & Co. January 1993 - December 1997
Skills
Risk Management, Insurance, Leadership, Financial Risk, Strategic Planning, Portfolio Management, Investments, Strategy, Property & Casualty..., Sales, Management, Underwriting, Business Development, Marketing, Financial Planning, Relationship Management, Finance, Commercial Insurance, Brokers, Financial Services, Business Strategy, CRM, Start-ups, Strategic Partnerships
Education
New York University 1985 — 1989
BA, Economics
Francois Dauder's Smith Barney Experience March 2001 - June 2004
Job Sales and Advertising
Industry Marketing and Advertising
Experience
AstraVault September 2012 - Present
Learn-It Systems August 2009 - January 2013
Televisa Publishing + Digital August 2007 - July 2009
Televisa Publishing + Digital July 2004 - July 2007
Smith Barney March 2001 - June 2004
Merrill Lynch September 1999 - February 2001
Skills
Budgets, Public Speaking, Management, Social Media, Marketing, Social Media Marketing, Team Building, Strategic Planning, Event Management, Spanish, Marketing Communications, Customer Service, Digital Media, Marketing Strategy, Advertising, New Business Development, Research, Community Outreach, Event Planning, Public Relations, Business Development, Digital Marketing, Online Advertising, Online Marketing, Media Planning, Salesforce.com
Education
Laredo Group
Interactive Advertising
Montclair State University
NYU School of Professional Studies
Magazine and Website Publishing
AstraVault September 2012 - Present
Learn-It Systems August 2009 - January 2013
Televisa Publishing + Digital August 2007 - July 2009
Televisa Publishing + Digital July 2004 - July 2007
Smith Barney March 2001 - June 2004
Merrill Lynch September 1999 - February 2001
Skills
Budgets, Public Speaking, Management, Social Media, Marketing, Social Media Marketing, Team Building, Strategic Planning, Event Management, Spanish, Marketing Communications, Customer Service, Digital Media, Marketing Strategy, Advertising, New Business Development, Research, Community Outreach, Event Planning, Public Relations, Business Development, Digital Marketing, Online Advertising, Online Marketing, Media Planning, Salesforce.com
Education
Laredo Group
Interactive Advertising
Montclair State University
NYU School of Professional Studies
Magazine and Website Publishing
Scott M. Birmingham, CFP® Scott M. Birmingham, CFP®'s Smith Barney Experience May 1996 - August 2007
Job Vice President/Wealth Management Advisor at Merrill Lynch Investment Managers
Industry Financial Services
Experience
Merrill Lynch August 2007 - Present
Smith Barney May 1996 - August 2007
Skills
Series 7, Wealth Management, Uniform Combined State..., Asset Allocation, Series 63, Retirement Planning, Mutual Funds, Investment Advisory, Series 65, Alternative Investments, Investment Strategies, ETFs
Education
New Mexico State University 1991 — 1994
BA, Finance
Merrill Lynch August 2007 - Present
Smith Barney May 1996 - August 2007
Skills
Series 7, Wealth Management, Uniform Combined State..., Asset Allocation, Series 63, Retirement Planning, Mutual Funds, Investment Advisory, Series 65, Alternative Investments, Investment Strategies, ETFs
Education
New Mexico State University 1991 — 1994
BA, Finance
Michelle Harley Michelle Harley's Smith Barney Experience February 1986 - May 2009
Job Registered Client Service Associate at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus May 2009 - Present
Backyard Radio October 2007 - November 2011
Smith Barney February 1986 - May 2009
Skills
Series 7, Series 63, Series 8, Financial Services, FINRA, Investments, Strategic Financial..., Credit, Banking, Investment Management, ETFs, Estate Planning, Investment Banking, Financial Analysis, Asset Management, Capital Markets, Financial Markets, Series 6, Wealth Management..., Bloomberg, Trading, Hedge Funds, Portfolio Management, Securities, Mutual Funds, Wealth Management
Education
Montana State University-Bozeman
Business
Stifel Nicolaus May 2009 - Present
Backyard Radio October 2007 - November 2011
Smith Barney February 1986 - May 2009
Skills
Series 7, Series 63, Series 8, Financial Services, FINRA, Investments, Strategic Financial..., Credit, Banking, Investment Management, ETFs, Estate Planning, Investment Banking, Financial Analysis, Asset Management, Capital Markets, Financial Markets, Series 6, Wealth Management..., Bloomberg, Trading, Hedge Funds, Portfolio Management, Securities, Mutual Funds, Wealth Management
Education
Montana State University-Bozeman
Business
Debra Fournier, CFP® Debra Fournier, CFP®'s Smith Barney Experience August 1995 - November 2004
Job CERTIFIED FINANCIAL PLANNER™, Certified Divorce Financial Analyst™ at Harbor Lights Financial Group, Inc.
Industry Financial Services
Experience
Harbor Lights Financial Group, Inc. 800-995-4534 November 2004 - Present
Harbor Lights Financial Group, Inc. November 2004 - Present
Smith Barney August 1995 - November 2004
Skills
Investments, Retirement, Estate Planning, Wealth, Wealth Management, Securities, Financial Services
Education
College Of Financial Planning
Cerfified Financial Planner™, Financial Planning and Services
Monmouth University
Bachelor of Science (B.S.), Finance
Institute for Divorce Financial Analysts
Certified Divorce Financial Analyst™, Divorce Financial Planning
Harbor Lights Financial Group, Inc. 800-995-4534 November 2004 - Present
Harbor Lights Financial Group, Inc. November 2004 - Present
Smith Barney August 1995 - November 2004
Skills
Investments, Retirement, Estate Planning, Wealth, Wealth Management, Securities, Financial Services
Education
College Of Financial Planning
Cerfified Financial Planner™, Financial Planning and Services
Monmouth University
Bachelor of Science (B.S.), Finance
Institute for Divorce Financial Analysts
Certified Divorce Financial Analyst™, Divorce Financial Planning
Patrick McGowan Patrick McGowan's Smith Barney Experience November 1994 - April 1996
Job Investments at WisdomTree Asset Management
Industry Investment Management
Experience
WisdomTree Asset Management June 2008 - Present
MetLife SBR March 2006 - June 2008
ADP May 2003 - March 2006
Instinet/Island ECN April 2002 - May 2003
INSTINET/ISLAND ECN April 2002 - May 2003
The Island ECN 2002 - 2003
iCapital Markets June 1998 - April 2002
Smith Barney November 1994 - April 1996
Skills
Series 7, Mutual Funds, Fixed Income, ETFs, Investments, Currency, Financial Planning, Bloomberg, Equities, Asset Allocation, Trading, Asset Management, Capital Markets, Valuation, Series 24, Risk Management, Trading Systems, Asset Managment, Derivatives, Alternative Investments, Hedge Funds, Securities
Education
Texas A&M University 2006 — 2008
MBA, Finance
Monmouth University 1995 — 1998
BS, Accounting
WisdomTree Asset Management June 2008 - Present
MetLife SBR March 2006 - June 2008
ADP May 2003 - March 2006
Instinet/Island ECN April 2002 - May 2003
INSTINET/ISLAND ECN April 2002 - May 2003
The Island ECN 2002 - 2003
iCapital Markets June 1998 - April 2002
Smith Barney November 1994 - April 1996
Skills
Series 7, Mutual Funds, Fixed Income, ETFs, Investments, Currency, Financial Planning, Bloomberg, Equities, Asset Allocation, Trading, Asset Management, Capital Markets, Valuation, Series 24, Risk Management, Trading Systems, Asset Managment, Derivatives, Alternative Investments, Hedge Funds, Securities
Education
Texas A&M University 2006 — 2008
MBA, Finance
Monmouth University 1995 — 1998
BS, Accounting
Jeffrey Waters, CFP® Jeffrey Waters, CFP®'s Smith Barney Experience 1986 - 2003
Job Class Agent at Stanford Graduate School of Business
Industry Investment Management
Experience
OFC Financial Planning, LLC February 2005 - Present
United States Wrestling Foundation December 2012 - Present
Let's Get Ready August 2010 - Present
Stanford Graduate School of Business September 2006 - Present
Millburn Township Board of Education April 2008 - January 2015
Stanford Graduate School of Business October 2008 - October 2014
Cora Hartshorn Arboretum and Bird Sanctuary May 2005 - May 2008
NYU School of Continuing and Professional Studies May 2005 - August 2007
Smith Barney 1986 - 2003
Citigroup 1986 - 2003
Education
New York University 2004 — 2004
Certificate, Financial Planning
Stanford University Graduate School of Business 1984 — 1986
MBA
Yale University 1976 — 1980
B.A., Economics
OFC Financial Planning, LLC February 2005 - Present
United States Wrestling Foundation December 2012 - Present
Let's Get Ready August 2010 - Present
Stanford Graduate School of Business September 2006 - Present
Millburn Township Board of Education April 2008 - January 2015
Stanford Graduate School of Business October 2008 - October 2014
Cora Hartshorn Arboretum and Bird Sanctuary May 2005 - May 2008
NYU School of Continuing and Professional Studies May 2005 - August 2007
Smith Barney 1986 - 2003
Citigroup 1986 - 2003
Education
New York University 2004 — 2004
Certificate, Financial Planning
Stanford University Graduate School of Business 1984 — 1986
MBA
Yale University 1976 — 1980
B.A., Economics
Lindsey Leonard Machetto's Smith Barney Experience June 2005 - September 2005
Job Operations Manager at HealthSTAR Clinical Education Solutions
Industry Human Resources
Experience
HealthSTAR Clinical Education Solutions June 2015 - Present
HealthSTAR Clinical Education Solutions August 2012 - June 2015
Highlands State Bank February 2010 - August 2012
Bayer Healthcare August 2008 - February 2010
CUnet September 2005 - May 2008
Smith Barney June 2005 - September 2005
Skills
Marketing, Lead Generation
Education
Ramapo College of New Jersey 2003 — 2005
Bachelor, Business Administration - Marketing
Monmouth University 2001 — 2003
Bachelor, Business Administration - Marketing
HealthSTAR Clinical Education Solutions June 2015 - Present
HealthSTAR Clinical Education Solutions August 2012 - June 2015
Highlands State Bank February 2010 - August 2012
Bayer Healthcare August 2008 - February 2010
CUnet September 2005 - May 2008
Smith Barney June 2005 - September 2005
Skills
Marketing, Lead Generation
Education
Ramapo College of New Jersey 2003 — 2005
Bachelor, Business Administration - Marketing
Monmouth University 2001 — 2003
Bachelor, Business Administration - Marketing
Bruce Kusmin Bruce Kusmin's Smith Barney Experience 1985 - September 1990
Job Co Founder at Mariner Wealth Advisors LLC
Industry Financial Services
Experience
Mariner Wealth Advisors LLC May 2006 - Present
A.G. Edwards & Sons, Inc. September 1990 - May 2006
Smith Barney 1985 - September 1990
Skills
Investments, Leadership, Strategic Planning, Management, Mergers & Acquisitions, Start-ups, Entrepreneurship, Sales, Contract Negotiation, Marketing, Charitable Giving, Charitable Trusts, Wealth Management..., Wealth Management, Financial Advisory, Independent Financial..., Sales Management, Sales Process, Investment Advisory..., Investment Strategies
Education
Missouri State University 1977 — 1981
Bachelor of Science (BS)
University of Missouri-Kansas City
Mariner Wealth Advisors LLC May 2006 - Present
A.G. Edwards & Sons, Inc. September 1990 - May 2006
Smith Barney 1985 - September 1990
Skills
Investments, Leadership, Strategic Planning, Management, Mergers & Acquisitions, Start-ups, Entrepreneurship, Sales, Contract Negotiation, Marketing, Charitable Giving, Charitable Trusts, Wealth Management..., Wealth Management, Financial Advisory, Independent Financial..., Sales Management, Sales Process, Investment Advisory..., Investment Strategies
Education
Missouri State University 1977 — 1981
Bachelor of Science (BS)
University of Missouri-Kansas City
Jon Jarboe Jon Jarboe's Smith Barney Experience 2003 - 2003
Job Sr. Financial Analyst at Western Union
Industry Financial Services
Experience
Western Union July 2012 - Present
Collective Brands, Inc. March 2012 - October 2012
Collective Brands, Inc. August 2008 - May 2012
Smith Barney 2003 - 2003
Education
University of Colorado Denver 2013 — 2016
Master of Business Administration (MBA), Finance, General
Missouri State University 2004 — 2007
Finance, Finance/Economics
Green trails
Westminster Christian Academy
Western Union July 2012 - Present
Collective Brands, Inc. March 2012 - October 2012
Collective Brands, Inc. August 2008 - May 2012
Smith Barney 2003 - 2003
Education
University of Colorado Denver 2013 — 2016
Master of Business Administration (MBA), Finance, General
Missouri State University 2004 — 2007
Finance, Finance/Economics
Green trails
Westminster Christian Academy
Nicole S Jackson Nicole S Jackson's Smith Barney Experience July 2000 - May 2004
Job Head of Management Information Group at Citi
Industry Financial Services
Experience
Citi May 2014 - Present
Citi Research August 2011 - April 2014
Citi September 2007 - August 2011
Citi April 2006 - September 2007
Citi May 2004 - April 2006
Smith Barney July 2000 - May 2004
Skills
Series 63, Equities, Fixed Income, Capital Markets, Securities, Derivatives, Series 7, Financial Services, Trading Systems, Portfolio Management, Investment Banking, Bloomberg, Hedge Funds, Electronic Trading, CRM, Financial Markets, Relationship Management
Education
Montclair State University 2000 — 2004
BA, English
Citi May 2014 - Present
Citi Research August 2011 - April 2014
Citi September 2007 - August 2011
Citi April 2006 - September 2007
Citi May 2004 - April 2006
Smith Barney July 2000 - May 2004
Skills
Series 63, Equities, Fixed Income, Capital Markets, Securities, Derivatives, Series 7, Financial Services, Trading Systems, Portfolio Management, Investment Banking, Bloomberg, Hedge Funds, Electronic Trading, CRM, Financial Markets, Relationship Management
Education
Montclair State University 2000 — 2004
BA, English
Ashley Fairon Ashley Fairon's Smith Barney Experience May 2008 - August 2008
Job Syndicated Loan Capital Markets
Industry Banking
Experience
MUFG Union Bank, N.A. November 2012 - Present
Union Bank July 2011 - November 2012
Union Bank June 2011 - December 2011
Union Bank August 2009 - June 2011
Smith Barney May 2008 - August 2008
Skills
Financial Analysis, Credit, Customer Relations, Treasury Management, Risk Management, Correspondent Banking, Budget Forecasts, Customer Service, Credit Risk, Portfolio Management, Loans, Investment Banking, Credit Analysis
Education
UCLA Anderson School of Management 2015 — 2018
Master of Business Administration (M.B.A.) Candidate
University of Southern California 2005 — 2009
B.S., Business Administration
University of Southern California - Marshall School of Business 2005 — 2009
Bachelor of Science, Business Administration
National University of Singapore 2008 — 2008
International Exchange Program- BBA, Business Administration- Asia Pacific Marketing and Economics
Rancho Bernardo High School
MUFG Union Bank, N.A. November 2012 - Present
Union Bank July 2011 - November 2012
Union Bank June 2011 - December 2011
Union Bank August 2009 - June 2011
Smith Barney May 2008 - August 2008
Skills
Financial Analysis, Credit, Customer Relations, Treasury Management, Risk Management, Correspondent Banking, Budget Forecasts, Customer Service, Credit Risk, Portfolio Management, Loans, Investment Banking, Credit Analysis
Education
UCLA Anderson School of Management 2015 — 2018
Master of Business Administration (M.B.A.) Candidate
University of Southern California 2005 — 2009
B.S., Business Administration
University of Southern California - Marshall School of Business 2005 — 2009
Bachelor of Science, Business Administration
National University of Singapore 2008 — 2008
International Exchange Program- BBA, Business Administration- Asia Pacific Marketing and Economics
Rancho Bernardo High School
Nicholas Elfner Nicholas Elfner's Smith Barney Experience 1993 - 1994
Job Senior Vice President at Breckinridge Capital Advisors
Industry Investment Management
Experience
Breckinridge Capital Advisors March 2009 - Present
Wellington Management July 2006 - December 2008
Merrill Lynch Canada Inc. August 1999 - February 2006
Merrill Lynch & Co, Inc. July 1995 - July 1999
Harlow Butler 1994 - 1995
Smith Barney 1993 - 1994
Scudder Stevens & Clark June 1992 - August 1992
Skills
Fixed Income, Credit Analysis, Investments, Portfolio Management, Bonds, Hedge Funds, Asset Allocation, Trading, Equity Derivatives, Financial Risk, Investment Management, Capital Markets, Credit, Finance, Banking, Private Equity, Bloomberg, Equities, Securities, Financial Markets, Investment Strategies, Mutual Funds, Valuation, High Yield, Asset Management, Structured Products
Education
Babson College - Franklin W. Olin Graduate School of Business
Master of Business Administration, Magna Cum Laude
Middlebury College
Bachelor of Arts
Middlesex School
High School
The Fenn School
Middle School
Breckinridge Capital Advisors March 2009 - Present
Wellington Management July 2006 - December 2008
Merrill Lynch Canada Inc. August 1999 - February 2006
Merrill Lynch & Co, Inc. July 1995 - July 1999
Harlow Butler 1994 - 1995
Smith Barney 1993 - 1994
Scudder Stevens & Clark June 1992 - August 1992
Skills
Fixed Income, Credit Analysis, Investments, Portfolio Management, Bonds, Hedge Funds, Asset Allocation, Trading, Equity Derivatives, Financial Risk, Investment Management, Capital Markets, Credit, Finance, Banking, Private Equity, Bloomberg, Equities, Securities, Financial Markets, Investment Strategies, Mutual Funds, Valuation, High Yield, Asset Management, Structured Products
Education
Babson College - Franklin W. Olin Graduate School of Business
Master of Business Administration, Magna Cum Laude
Middlebury College
Bachelor of Arts
Middlesex School
High School
The Fenn School
Middle School
Joan Morlock's Smith Barney Experience September 1991 - June 2003
Job Sales Representative at Edward Don & Company
Industry Hospitality
Experience
Edward Don & Company January 2012 - Present
South Carolina Hospitality Association April 2011 - January 2012
Premier Hospitality Group January 2011 - April 2011
SC Hospitality Association October 2009 - January 2011
Cold Stone Creamery June 2003 - February 2008
Smith Barney September 1991 - June 2003
TRW Holdings February 1989 - July 1991
South Carolina National Bank 1980 - 1990
Skills
Hospitality, Sales, Hotels, Customer Service, Restaurants, Trade Shows, Hospitality Management, Food & Beverage, Catering, Cold Calling, Management, Training, Business Development, Food Service, Marketing Strategy
Education
Midlands Technical College 1978 — 1980
Associates Degree, Business
Edward Don & Company January 2012 - Present
South Carolina Hospitality Association April 2011 - January 2012
Premier Hospitality Group January 2011 - April 2011
SC Hospitality Association October 2009 - January 2011
Cold Stone Creamery June 2003 - February 2008
Smith Barney September 1991 - June 2003
TRW Holdings February 1989 - July 1991
South Carolina National Bank 1980 - 1990
Skills
Hospitality, Sales, Hotels, Customer Service, Restaurants, Trade Shows, Hospitality Management, Food & Beverage, Catering, Cold Calling, Management, Training, Business Development, Food Service, Marketing Strategy
Education
Midlands Technical College 1978 — 1980
Associates Degree, Business
Clay Skurdal Clay Skurdal's Smith Barney Experience January 2001 - January 2011
Job Chief Operating Officer Advisors Ahead | President Advisors Ahead Talent Solutions Group
Industry Financial Services
Experience
Advisors Ahead February 2013 - Present
The U.S. Gymnastics Academy February 2008 - Present
Morgan Stanley Wealth Management January 2011 - October 2012
Smith Barney January 2001 - January 2011
Smith Barney March 1991 - January 2001
Shearson Lehman Hutton February 1988 - March 1991
E. F. Hutton August 1983 - February 1988
Skills
Leading Change, Coaching, Problem Solving, Strategic Thinking, Wealth Management, Series 7, Series 63, Series 65, Series 8, Series 3, Investment Strategies, Hedge Funds, Risk Management, Bonds, Public Speaking, Strategic Financial..., Team Leadership, Alternative Investments, Sourcing Talent, Personal Development, Retention Management, Recruiting, Disability Insurance, Cash Management, Venture Capital, Electronic Trading, Marketing Communications, Change Management, Management, FINRA, Securities, Leadership, Capital Markets, Start-ups, Finance, Wealth Management..., Financial Services, Sourcing, Relationship Management, Training, ETFs, 401k, Bloomberg, Investment Management, Trading, Financial Risk, Fixed Annuities, Options, Private Banking, Wealth
Education
Montana State University-Bozeman 1979 — 1983
Bachelor of Science (B.S.), Political Science
Advisors Ahead February 2013 - Present
The U.S. Gymnastics Academy February 2008 - Present
Morgan Stanley Wealth Management January 2011 - October 2012
Smith Barney January 2001 - January 2011
Smith Barney March 1991 - January 2001
Shearson Lehman Hutton February 1988 - March 1991
E. F. Hutton August 1983 - February 1988
Skills
Leading Change, Coaching, Problem Solving, Strategic Thinking, Wealth Management, Series 7, Series 63, Series 65, Series 8, Series 3, Investment Strategies, Hedge Funds, Risk Management, Bonds, Public Speaking, Strategic Financial..., Team Leadership, Alternative Investments, Sourcing Talent, Personal Development, Retention Management, Recruiting, Disability Insurance, Cash Management, Venture Capital, Electronic Trading, Marketing Communications, Change Management, Management, FINRA, Securities, Leadership, Capital Markets, Start-ups, Finance, Wealth Management..., Financial Services, Sourcing, Relationship Management, Training, ETFs, 401k, Bloomberg, Investment Management, Trading, Financial Risk, Fixed Annuities, Options, Private Banking, Wealth
Education
Montana State University-Bozeman 1979 — 1983
Bachelor of Science (B.S.), Political Science
Bryce Sowitch, CIMA Bryce Sowitch, CIMA's Smith Barney Experience November 2003 - November 2007
Job Director, Qualified Plans, IFAM Capital
Industry Financial Services
Experience
IFAM Capital September 2014 - Present
Flood and Peterson Retirement Plan Advisors February 2011 - September 2014
The Hartford November 2007 - February 2011
Smith Barney November 2003 - November 2007
Merrill Lynch March 1999 - November 2003
North Dakota Air National Guard August 1994 - October 2000
Skills
Series 63, Investments, Retirement Planning, 401k, FINRA, Retirement, Financial Advisory, Asset Allocation, Business Planning, Financial Services, Investment Advisory, Series 7, Mutual Funds, Wealth Management
Education
Wharton School of Business 2003 — 2003
CIMA Designation
Minnesota State University, Moorhead 1996 — 1998
BS, Finance
North Dakota State University 1994 — 1996
Finance, General
Linton
North Dakota State University
IFAM Capital September 2014 - Present
Flood and Peterson Retirement Plan Advisors February 2011 - September 2014
The Hartford November 2007 - February 2011
Smith Barney November 2003 - November 2007
Merrill Lynch March 1999 - November 2003
North Dakota Air National Guard August 1994 - October 2000
Skills
Series 63, Investments, Retirement Planning, 401k, FINRA, Retirement, Financial Advisory, Asset Allocation, Business Planning, Financial Services, Investment Advisory, Series 7, Mutual Funds, Wealth Management
Education
Wharton School of Business 2003 — 2003
CIMA Designation
Minnesota State University, Moorhead 1996 — 1998
BS, Finance
North Dakota State University 1994 — 1996
Finance, General
Linton
North Dakota State University
VJ Aynilian VJ Aynilian's Smith Barney Experience June 2001 - August 2001
Job Director of Retail at Roseland, A Mack Cali Company
Industry Real Estate
Experience
VAP International July 2015 - Present
The Goldstein Group November 2014 - June 2015
Roseland, A Mack-Cali Realty Corp. Company February 2012 - October 2014
Vanick Properties Inc January 2005 - February 2012
Cohen & Steers Capital Management Inc. January 2004 - December 2004
Tree Group Inc. September 2002 - August 2003
Smith Barney June 2001 - August 2001
Skills
Leasing, Real Estate, Property Management, Real Estate Investment, Real Estate Development, Real Estate Finance, Retail, Construction Management, Real Estate Economics, Investment Properties
Education
New York University 2006 — 2008
MS, Construction Management
New York University 2002 — 2005
BS, Real Estate Finance
VAP International July 2015 - Present
The Goldstein Group November 2014 - June 2015
Roseland, A Mack-Cali Realty Corp. Company February 2012 - October 2014
Vanick Properties Inc January 2005 - February 2012
Cohen & Steers Capital Management Inc. January 2004 - December 2004
Tree Group Inc. September 2002 - August 2003
Smith Barney June 2001 - August 2001
Skills
Leasing, Real Estate, Property Management, Real Estate Investment, Real Estate Development, Real Estate Finance, Retail, Construction Management, Real Estate Economics, Investment Properties
Education
New York University 2006 — 2008
MS, Construction Management
New York University 2002 — 2005
BS, Real Estate Finance
Spencer Groff's Smith Barney Experience January 2009 - April 2009
Job Licensed Funeral Director at Chandler Funeral Home
Industry Individual & Family Services
Experience
Chandler Funeral Home November 2011 - Present
Kuzo & Grieco Funeral Home, Inc. October 2011 - December 2012
Susan's Gardens March 2000 - October 2011
Smith Barney January 2009 - April 2009
Smith Barney January 2009 - April 2009
Skills
Public Speaking, Event Planning, Embalming, Cremation, Interpersonal..., Funeral Homes, Funerals, Customer Service
Education
Northampton Community College 2010 — 2011
Mortuary Science, Funeral Service
Neumann University 2007 — 2009
Business, Business Admin
The Hill School 1998 — 2002
High School Diploma
St. Lawrence University
Chandler Funeral Home November 2011 - Present
Kuzo & Grieco Funeral Home, Inc. October 2011 - December 2012
Susan's Gardens March 2000 - October 2011
Smith Barney January 2009 - April 2009
Smith Barney January 2009 - April 2009
Skills
Public Speaking, Event Planning, Embalming, Cremation, Interpersonal..., Funeral Homes, Funerals, Customer Service
Education
Northampton Community College 2010 — 2011
Mortuary Science, Funeral Service
Neumann University 2007 — 2009
Business, Business Admin
The Hill School 1998 — 2002
High School Diploma
St. Lawrence University
Dawn Delaney-Enos Dawn Delaney-Enos's Smith Barney Experience July 1980 - June 1983
Job Pres. at DelaneyEnos
Industry Architecture & Planning
Experience
Delaney-Enos Assoc., Inc., Space Planning/ Interior Design October 1985 - Present
NYIT January 1986 - June 2006
Smith Barney July 1980 - June 1983
Merrill Lynch August 1978 - July 1980
Skills
Corporate Interiors, Interior Design, Space Planning, Interiors, Construction Documents, Architectural Design, Sustainable Design, Residential Design, AutoCAD, SketchUp, Restaurants, PowerPoint, CAD, Sketching, Architecture, Drawing, Renovation, Residential, Sustainability, Adobe Creative Suite, Architectural Drafting, Space planning, Design Research, Space-planning, Submittals, Corporations, Furniture, Construction, Rendering, Interior Architecture, AutoCAD Architecture, Green Building, Architectural Drawings
Education
New York Institute of Technology 1973 — 1977
BFA, Interior Design
Delaney-Enos Assoc., Inc., Space Planning/ Interior Design October 1985 - Present
NYIT January 1986 - June 2006
Smith Barney July 1980 - June 1983
Merrill Lynch August 1978 - July 1980
Skills
Corporate Interiors, Interior Design, Space Planning, Interiors, Construction Documents, Architectural Design, Sustainable Design, Residential Design, AutoCAD, SketchUp, Restaurants, PowerPoint, CAD, Sketching, Architecture, Drawing, Renovation, Residential, Sustainability, Adobe Creative Suite, Architectural Drafting, Space planning, Design Research, Space-planning, Submittals, Corporations, Furniture, Construction, Rendering, Interior Architecture, AutoCAD Architecture, Green Building, Architectural Drawings
Education
New York Institute of Technology 1973 — 1977
BFA, Interior Design
Calvin Lou Calvin Lou's Smith Barney Experience 1998 - 1999
Job Software Architect and Engineer
Industry Financial Services
Experience
Technossus September 2013 - Present
SpaceX April 2014 - July 2014
ADP Dealer Services October 2012 - September 2013
CyberCoders June 2012 - September 2012
Northstar Life Services May 2008 - May 2012
First American Title May 2006 - May 2008
CCH August 2001 - May 2006
Kingston August 1999 - July 2001
Smith Barney 1998 - 1999
Skills
SharePoint, Software Development, Microsoft SQL Server, Project Management, Databases, C#, ASP.NET, ASP, .NET, Software Project..., Leadership, Web Applications, Scrum, Agile Methodologies, TFS, T-SQL, Web Services, WCF, SDLC
Education
New Jersey Institute of Technology 1996 — 1997
Master, Computer Science
Nankai University 1993 — 1995
Master, Management
Nankai University 1989 — 1993
Bachelor, Physics
Technossus September 2013 - Present
SpaceX April 2014 - July 2014
ADP Dealer Services October 2012 - September 2013
CyberCoders June 2012 - September 2012
Northstar Life Services May 2008 - May 2012
First American Title May 2006 - May 2008
CCH August 2001 - May 2006
Kingston August 1999 - July 2001
Smith Barney 1998 - 1999
Skills
SharePoint, Software Development, Microsoft SQL Server, Project Management, Databases, C#, ASP.NET, ASP, .NET, Software Project..., Leadership, Web Applications, Scrum, Agile Methodologies, TFS, T-SQL, Web Services, WCF, SDLC
Education
New Jersey Institute of Technology 1996 — 1997
Master, Computer Science
Nankai University 1993 — 1995
Master, Management
Nankai University 1989 — 1993
Bachelor, Physics
Anthony Gentile Anthony Gentile's Smith Barney Experience February 2000 - January 2003
Job Digital Media/Online Marketing ConsultantGoogle Certified
Industry Marketing and Advertising
Experience
hibu July 2007 - Present
Coca-Cola Enterprises January 2003 - April 2007
Smith Barney February 2000 - January 2003
Citicorp Investment Services August 1997 - February 2000
Paine Webber August 1994 - August 1997
The Rochester Americans Hockey Club June 1993 - August 1994
Rochester Americans June 1987 - August 1994
Niagara Frontier Hockey Ltd/Rochester Americans Hockey Club June 1987 - August 1994
The Rochester Americans Hockey Club June 1989 - June 1993
The Rochester Americans Hockey Club June 1987 - June 1989
Skills
Sales Management, B2B, B2B Marketing, New Media Consulting, Lead Generation, Sales Presentations, Marketing Strategy, Sales Operations, Salesforce.com, Sales, Business Development, Marketing Communications, Digital Marketing, Social Media Marketing, Direct Sales, Sales Process
Education
Nazareth College of Rochester 1985 — 1987
BS, Business Adminisatration, Economics
Monroe Community College 1983 — 1985
A.A.S, Marketing
hibu July 2007 - Present
Coca-Cola Enterprises January 2003 - April 2007
Smith Barney February 2000 - January 2003
Citicorp Investment Services August 1997 - February 2000
Paine Webber August 1994 - August 1997
The Rochester Americans Hockey Club June 1993 - August 1994
Rochester Americans June 1987 - August 1994
Niagara Frontier Hockey Ltd/Rochester Americans Hockey Club June 1987 - August 1994
The Rochester Americans Hockey Club June 1989 - June 1993
The Rochester Americans Hockey Club June 1987 - June 1989
Skills
Sales Management, B2B, B2B Marketing, New Media Consulting, Lead Generation, Sales Presentations, Marketing Strategy, Sales Operations, Salesforce.com, Sales, Business Development, Marketing Communications, Digital Marketing, Social Media Marketing, Direct Sales, Sales Process
Education
Nazareth College of Rochester 1985 — 1987
BS, Business Adminisatration, Economics
Monroe Community College 1983 — 1985
A.A.S, Marketing
Anthony A. Rossi Anthony A. Rossi's Smith Barney Experience November 1974 - April 2008
Job Investment Representative (*SAI), Registered Investment Advisor Representative (**SAA)
Industry Financial Services
Experience
*Securities America Inc. and **Securities America Advisors Inc., respectively. April 2008 - Present
Smith Barney November 1974 - April 2008
Bache & Co. November 1972 - November 1974
Walston & Co. November 1970 - November 1972
Hayden Stone, Inc. June 1967 - November 1970
United States Navy November 1961 - December 1963
Skills
Financial Advisory, Wealth Management, Investments, Securities, IRAs, Finance, Series 7, Retirement Planning, Series 63, Series 65, Asset Allocation, Investment Advisory, Mutual Funds, Alternative Investments, 401k Rollovers, Investment Strategies, Uniform Combined State..., Strategic Financial..., 529 Plans, Wealth Management..., Portfolio Management, Retirement, Estate Planning, Life, Accident and..., NY State Partnership..., Series 3, Series 5
Education
State University of New York at Buffalo 1965 — 1967
BS, Finance, Economics, Labor Relations
Monroe Community College 1963 — 1965
A.A.S., Finance, Economics, Accounting/Business Administration
Aquinas Institute 1956 — 1960
NYS Regents Diploma, Academic Courses
*Securities America Inc. and **Securities America Advisors Inc., respectively. April 2008 - Present
Smith Barney November 1974 - April 2008
Bache & Co. November 1972 - November 1974
Walston & Co. November 1970 - November 1972
Hayden Stone, Inc. June 1967 - November 1970
United States Navy November 1961 - December 1963
Skills
Financial Advisory, Wealth Management, Investments, Securities, IRAs, Finance, Series 7, Retirement Planning, Series 63, Series 65, Asset Allocation, Investment Advisory, Mutual Funds, Alternative Investments, 401k Rollovers, Investment Strategies, Uniform Combined State..., Strategic Financial..., 529 Plans, Wealth Management..., Portfolio Management, Retirement, Estate Planning, Life, Accident and..., NY State Partnership..., Series 3, Series 5
Education
State University of New York at Buffalo 1965 — 1967
BS, Finance, Economics, Labor Relations
Monroe Community College 1963 — 1965
A.A.S., Finance, Economics, Accounting/Business Administration
Aquinas Institute 1956 — 1960
NYS Regents Diploma, Academic Courses
Laura Hyman, Ph.D., CDFA™ Laura Hyman, Ph.D., CDFA™'s Smith Barney Experience March 1991 - March 1996
Job Financial Advisor, Certified Divorce Financial Analyst at Ameriprise Financial
Industry Financial Services
Experience
Ameriprise Financial December 2012 - Present
Ameriprise Financial 2013 - 2014
RBC Wealth Management March 2001 - December 2012
Tucker Anthony March 1996 - March 2001
Smith Barney March 1991 - March 1996
Smith Barney March 1986 - March 1991
San Diego Securities January 1983 - March 1986
Education
NYU
Master of Arts (M.A.), English Literature
New York University
Doctor of Philosophy (Ph.D.), English Literature (British and Commonwealth)
University of Maryland College Park
Bachelor of Arts (B.A.), Philosophy
Ameriprise Financial December 2012 - Present
Ameriprise Financial 2013 - 2014
RBC Wealth Management March 2001 - December 2012
Tucker Anthony March 1996 - March 2001
Smith Barney March 1991 - March 1996
Smith Barney March 1986 - March 1991
San Diego Securities January 1983 - March 1986
Education
NYU
Master of Arts (M.A.), English Literature
New York University
Doctor of Philosophy (Ph.D.), English Literature (British and Commonwealth)
University of Maryland College Park
Bachelor of Arts (B.A.), Philosophy
F. Ponicsan's Smith Barney Experience August 1988 - May 2006
Job Vice PresidentInvestment Officer at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors September 2009 - Present
UBS May 2006 - September 2009
Smith Barney August 1988 - May 2006
Skills
Wealth Management, Retirement Planning, Investments, Mutual Funds, Asset Allocation, Investment Advisory, Financial Planning, Retirement, Securities, Portfolio Management, Financial Advisory, Series 8- General..., Series 7- General..., Series 63- Uniform..., Series 65- Uniform..., Series 63, Series 7
Education
Monmouth University 1983 — 1987
Bachelor of Science, Business
Monmouth University 1986 — 1986
Independent Study, Moscow USSR 1986
Morris Catholic
Wells Fargo Advisors September 2009 - Present
UBS May 2006 - September 2009
Smith Barney August 1988 - May 2006
Skills
Wealth Management, Retirement Planning, Investments, Mutual Funds, Asset Allocation, Investment Advisory, Financial Planning, Retirement, Securities, Portfolio Management, Financial Advisory, Series 8- General..., Series 7- General..., Series 63- Uniform..., Series 65- Uniform..., Series 63, Series 7
Education
Monmouth University 1983 — 1987
Bachelor of Science, Business
Monmouth University 1986 — 1986
Independent Study, Moscow USSR 1986
Morris Catholic
John Dellamana's Smith Barney Experience May 1995 - December 1997
Job at
Industry Financial Services
Experience
Global Compliance Consultancy Group August 2008 - January 2010
Nomura Research Institute May 2008 - June 2008
Morgan Stanley September 2007 - January 2008
Societe Generale February 2007 - May 2007
Lehman Brothers June 2005 - March 2006
UBS January 1998 - September 2004
UBS Wealth Management January 1998 - September 2004
Smith Barney May 1995 - December 1997
Prudential Securities October 1980 - July 1994
Education
Chubb Institute 1980 — 1980
New York University 1976 — 1978
Archbishop Molloy High School 1972 — 1976
Global Compliance Consultancy Group August 2008 - January 2010
Nomura Research Institute May 2008 - June 2008
Morgan Stanley September 2007 - January 2008
Societe Generale February 2007 - May 2007
Lehman Brothers June 2005 - March 2006
UBS January 1998 - September 2004
UBS Wealth Management January 1998 - September 2004
Smith Barney May 1995 - December 1997
Prudential Securities October 1980 - July 1994
Education
Chubb Institute 1980 — 1980
New York University 1976 — 1978
Archbishop Molloy High School 1972 — 1976
Jonathan Camacho's Smith Barney Experience November 2000 - April 2008
Job HR Coordinator/Operations Coordinator
Industry Transportation/Trucking/Railroad
Experience
Camacho Transportation June 2010 - February 2015
U.S. Census 2010 November 2009 - June 2010
Smith Barney November 2000 - April 2008
Skills
Microsoft Excel, Customer Service, Financial Services, Microsoft Office, PowerPoint, Bloomberg, Finance, Call Centers, Human Resources, Analysis, Recruiting, Risk Management, Data Analysis, Training, Interviews, Payroll, Community Outreach, Negotiation, Leadership, Management, Process Scheduler, Campus Recruiting
Education
Montclair State University 2001 — 2006
Bachelor of Arts (B.A.), Sociology
New York University
Certificate In Human Resources/Human Capital Management, Human Resources
Camacho Transportation June 2010 - February 2015
U.S. Census 2010 November 2009 - June 2010
Smith Barney November 2000 - April 2008
Skills
Microsoft Excel, Customer Service, Financial Services, Microsoft Office, PowerPoint, Bloomberg, Finance, Call Centers, Human Resources, Analysis, Recruiting, Risk Management, Data Analysis, Training, Interviews, Payroll, Community Outreach, Negotiation, Leadership, Management, Process Scheduler, Campus Recruiting
Education
Montclair State University 2001 — 2006
Bachelor of Arts (B.A.), Sociology
New York University
Certificate In Human Resources/Human Capital Management, Human Resources
Elisa Bauer's Smith Barney Experience October 1996 - June 1998
Job Finance Professional
Industry Financial Services
Experience
RBC Capital Markets July 2014 - Present
RBC Capital Markets April 2012 - July 2014
RBC Capital Markets January 2010 - April 2012
Nomura Securities June 1998 - January 2010
Smith Barney October 1996 - June 1998
Skills
Capital Markets, Equities, Investment Banking, Fixed Income, Financial Analysis, Financial Risk
Education
St. John's University, The Peter J. Tobin College of Business 1994 — 1996
Bachelor's Degree, Finance
Nassau Community College 1992 — 1994
Associate's Degree, Business Administration and Management
RBC Capital Markets July 2014 - Present
RBC Capital Markets April 2012 - July 2014
RBC Capital Markets January 2010 - April 2012
Nomura Securities June 1998 - January 2010
Smith Barney October 1996 - June 1998
Skills
Capital Markets, Equities, Investment Banking, Fixed Income, Financial Analysis, Financial Risk
Education
St. John's University, The Peter J. Tobin College of Business 1994 — 1996
Bachelor's Degree, Finance
Nassau Community College 1992 — 1994
Associate's Degree, Business Administration and Management
Irina Koltunov's Smith Barney Experience September 2007 - June 2008
Job Select Equity Group, L.P.
Industry Financial Services
Experience
Select Equity Group, L.P. January 2015 - Present
Credit Suisse September 2014 - December 2014
Credit Suisse June 2010 - August 2014
Credit Suisse June 2010 - June 2011
Credit Suisse June 2008 - December 2008
Smith Barney September 2007 - June 2008
Colonial Consulting June 2006 - September 2007
Education
Pace University - Lubin School of Business 2005 — 2009
BBA, Finance & Economics
Nanjing University 2008 — 2008
Study Abroad, Cultural Study
Middlesex University 2007 — 2007
Study Abroad, Sociology & Political Science
Select Equity Group, L.P. January 2015 - Present
Credit Suisse September 2014 - December 2014
Credit Suisse June 2010 - August 2014
Credit Suisse June 2010 - June 2011
Credit Suisse June 2008 - December 2008
Smith Barney September 2007 - June 2008
Colonial Consulting June 2006 - September 2007
Education
Pace University - Lubin School of Business 2005 — 2009
BBA, Finance & Economics
Nanjing University 2008 — 2008
Study Abroad, Cultural Study
Middlesex University 2007 — 2007
Study Abroad, Sociology & Political Science
Harleen Sidhu's Smith Barney Experience April 2005 - June 2005
Job Studying towards Physician's Assistant M.M.S.
Industry Hospital & Health Care
Experience
Neuberger Berman August 2011 - April 2014
William Blair & Company November 2005 - June 2007
Smith Barney April 2005 - June 2005
Merrill Lynch March 2005 - May 2005
Education
University of Houston, C.T. Bauer College of Business 2002 — 2004
BBA, Finance & Management
Mohawk College 1998 — 2001
3-Yr. Business Administration Diploma, Business Administration
Neuberger Berman August 2011 - April 2014
William Blair & Company November 2005 - June 2007
Smith Barney April 2005 - June 2005
Merrill Lynch March 2005 - May 2005
Education
University of Houston, C.T. Bauer College of Business 2002 — 2004
BBA, Finance & Management
Mohawk College 1998 — 2001
3-Yr. Business Administration Diploma, Business Administration
John Sarni's Smith Barney Experience March 2006 - June 2007
Job Director, Portfolio Management at Prudential Financial
Industry Financial Services
Experience
Prudential Financial January 2013 - Present
Prudential Financial July 2011 - January 2013
CIT Group 2007 - July 2011
Smith Barney March 2006 - June 2007
Mizuho Corporate Bank May 2004 - March 2006
Prudential Financial June 1995 - March 2004
The Chase Manhattan Bank May 1983 - June 1995
Education
Montclair State University 1980 — 1984
Prudential Financial January 2013 - Present
Prudential Financial July 2011 - January 2013
CIT Group 2007 - July 2011
Smith Barney March 2006 - June 2007
Mizuho Corporate Bank May 2004 - March 2006
Prudential Financial June 1995 - March 2004
The Chase Manhattan Bank May 1983 - June 1995
Education
Montclair State University 1980 — 1984
Fred Duca's Smith Barney Experience August 1990 - March 1995
Job Senior IT Project Manager at NASA
Industry Internet
Experience
NASA September 2012 - Present
NASA Goddard Space Flight Center September 2012 - Present
Goverment Agency August 2008 - September 2012
Adecco September 1998 - July 2008
Omnicom International February 1997 - August 1998
Ernst & Young LLP March 1995 - February 1997
Smith Barney August 1990 - March 1995
Skills
Project Planning, Software Development, Project Management, Requirements Analysis, Web Content, Web Design, Web Development, XML, JavaScript, SharePoint, Visio, Web Applications, Linux, Oracle, Management, SDLC, Program Management, IT Management, Enterprise Architecture, Integration
Education
New York University 1992 — 1997
Masters, Telecommunications, 3.96
The University of Chicago 1977 — 1982
B.S., Math
NASA September 2012 - Present
NASA Goddard Space Flight Center September 2012 - Present
Goverment Agency August 2008 - September 2012
Adecco September 1998 - July 2008
Omnicom International February 1997 - August 1998
Ernst & Young LLP March 1995 - February 1997
Smith Barney August 1990 - March 1995
Skills
Project Planning, Software Development, Project Management, Requirements Analysis, Web Content, Web Design, Web Development, XML, JavaScript, SharePoint, Visio, Web Applications, Linux, Oracle, Management, SDLC, Program Management, IT Management, Enterprise Architecture, Integration
Education
New York University 1992 — 1997
Masters, Telecommunications, 3.96
The University of Chicago 1977 — 1982
B.S., Math
Marlon J. Dunbar, CPA/PFS, EA, MSA's Smith Barney Experience 1997 - 1999
Job Senior Manager Tax & Family Office at Untracht Early LLC
Industry Accounting
Experience
Untracht Early LLC 2014 - Present
Rothstein Kass 2013 - 2014
RSSM, LLP 2011 - 2013
EisnerAmper LLP 2010 - 2011
Starr & Company, LLC 2006 - 2010
EBM 2002 - 2006
American Express Tax & Business Svcs. (Provident Financial Mgmt.) 1999 - 2002
Smith Barney 1997 - 1999
Skills
Tax, High Net Worth..., Accounting, Income Tax, Tax Preparation, Corporate Tax, QuickBooks, Family Office, Investment Advisory, Management, Partnerships, Private Foundations, Media & Entertainment, Tour Accounting, Professional Services, Music Publishing, Film Production, Business Management, Professional Sports, Royalty Accounting, Record Company..., Investment Partnerships
Education
City University of New York
MS, Accountancy
Middlebury College
BA, Economics
Untracht Early LLC 2014 - Present
Rothstein Kass 2013 - 2014
RSSM, LLP 2011 - 2013
EisnerAmper LLP 2010 - 2011
Starr & Company, LLC 2006 - 2010
EBM 2002 - 2006
American Express Tax & Business Svcs. (Provident Financial Mgmt.) 1999 - 2002
Smith Barney 1997 - 1999
Skills
Tax, High Net Worth..., Accounting, Income Tax, Tax Preparation, Corporate Tax, QuickBooks, Family Office, Investment Advisory, Management, Partnerships, Private Foundations, Media & Entertainment, Tour Accounting, Professional Services, Music Publishing, Film Production, Business Management, Professional Sports, Royalty Accounting, Record Company..., Investment Partnerships
Education
City University of New York
MS, Accountancy
Middlebury College
BA, Economics
Anthony DiBenedetto Jr.'s Smith Barney Experience December 1993 - August 1996
Job 25+Information Technology Professional searching for new opportunities
Industry Information Technology and Services
Experience
Xceed Group May 2013 - Present
BT Technology, Service and Operations 1996 - Present
BT (formerly Radianz) 1996 - February 2012
Reuters 1996 - Present
BT GFS (formerly Radianz) 1996 - Present
BT Operate 1996 - Present
Reuters America LLC 1996 - Present
Smith Barney December 1993 - August 1996
Goldman Sachs February 1986 - November 1991
IBM September 1984 - January 1986
Skills
Market Data, Stakeholder Management, Financial Markets, Managed Services, Data Center, MPLS, Service Delivery, Service Management, Relationship Management, Sla, Vendor Management, Low Latency, Professional Services, WAN, Frame Relay, Outsourcing, Project Planning, Unified Communications, Cloud Computing, Project Delivery, Leadership, VoIP, Telecommunications, Cisco Technologies, Business Continuity, Solution Selling, Disaster Recovery, IP, Network Architecture, Infrastructure, Network Security, IT Strategy, Virtualization, Enterprise Software, IT Management, Management, IT Service Management, Pre-sales, ITIL, CRM, Network Design, Networking, Security, SaaS, Ethernet, Integration, IT Operations, Solution Architecture, Co-location, LAN-WAN
Education
Pace University - Lubin School of Business 1982 — 1985
BBA in Management Information Systems, Information Technology
NYU
MPS, InterActive Telecommunications
Xceed Group May 2013 - Present
BT Technology, Service and Operations 1996 - Present
BT (formerly Radianz) 1996 - February 2012
Reuters 1996 - Present
BT GFS (formerly Radianz) 1996 - Present
BT Operate 1996 - Present
Reuters America LLC 1996 - Present
Smith Barney December 1993 - August 1996
Goldman Sachs February 1986 - November 1991
IBM September 1984 - January 1986
Skills
Market Data, Stakeholder Management, Financial Markets, Managed Services, Data Center, MPLS, Service Delivery, Service Management, Relationship Management, Sla, Vendor Management, Low Latency, Professional Services, WAN, Frame Relay, Outsourcing, Project Planning, Unified Communications, Cloud Computing, Project Delivery, Leadership, VoIP, Telecommunications, Cisco Technologies, Business Continuity, Solution Selling, Disaster Recovery, IP, Network Architecture, Infrastructure, Network Security, IT Strategy, Virtualization, Enterprise Software, IT Management, Management, IT Service Management, Pre-sales, ITIL, CRM, Network Design, Networking, Security, SaaS, Ethernet, Integration, IT Operations, Solution Architecture, Co-location, LAN-WAN
Education
Pace University - Lubin School of Business 1982 — 1985
BBA in Management Information Systems, Information Technology
NYU
MPS, InterActive Telecommunications
Steve Mullooly's Smith Barney Experience 1990 - 1993
Job Chief Compliance Officer at Schafer Cullen Capital Mgmt
Industry Investment Management
Experience
Schafer Cullen Capital Mgmt 2006 - Present
Ladenburg Thalmann 2004 - 2006
Donaldson, Lufkin & Jenrette 2000 - 2004
Morgan Stanley 1993 - 2000
Smith Barney 1990 - 1993
Shearson Lehman Brothers 1990 - 1993
Merrill Lynch 1988 - 1990
Skills
Hedge Funds, Mutual Funds, Equities, AML, FINRA, Securities, Broker-Dealer, SEC, Asset Managment, Management, Series 7, Series 24, Series 63, Investment Advisory, Investments, Investment Company Act, CIP, Series 3, Series 4, Series 8 (now 9&10), Series 14, Alternative Investments, Separately Managed..., Investment Management, Registered Investment...
Education
New York Institute of Technology
BS, Business & Economics
Schafer Cullen Capital Mgmt 2006 - Present
Ladenburg Thalmann 2004 - 2006
Donaldson, Lufkin & Jenrette 2000 - 2004
Morgan Stanley 1993 - 2000
Smith Barney 1990 - 1993
Shearson Lehman Brothers 1990 - 1993
Merrill Lynch 1988 - 1990
Skills
Hedge Funds, Mutual Funds, Equities, AML, FINRA, Securities, Broker-Dealer, SEC, Asset Managment, Management, Series 7, Series 24, Series 63, Investment Advisory, Investments, Investment Company Act, CIP, Series 3, Series 4, Series 8 (now 9&10), Series 14, Alternative Investments, Separately Managed..., Investment Management, Registered Investment...
Education
New York Institute of Technology
BS, Business & Economics
Steve Lue's Smith Barney Experience July 2004 - May 2009
Job VP at Morgan Stanley
Industry Information Technology and Services
Experience
Morgan Stanley Wealth Management Technology May 2009 - June 2015
Smith Barney July 2004 - May 2009
SIAC (A NYSE company) July 1992 - December 2003
RMC Research Inc 1990 - 1992
Cap Gemini 1987 - 1990
Skills
Project Management, Full SDLC, Java, Unix, C++, SDLC, Java Enterprise Edition, Software Project..., Requirements Analysis, SQL, Vendor Management
Education
New Jersey Institute of Technology 1984 — 1986
Master's degree
Morgan Stanley Wealth Management Technology May 2009 - June 2015
Smith Barney July 2004 - May 2009
SIAC (A NYSE company) July 1992 - December 2003
RMC Research Inc 1990 - 1992
Cap Gemini 1987 - 1990
Skills
Project Management, Full SDLC, Java, Unix, C++, SDLC, Java Enterprise Edition, Software Project..., Requirements Analysis, SQL, Vendor Management
Education
New Jersey Institute of Technology 1984 — 1986
Master's degree
David Tsang's Smith Barney Experience April 2007 - September 2007
Job Fixed Income Sales
Industry Financial Services
Experience
Wells Fargo September 2007 - Present
Smith Barney April 2007 - September 2007
Merrill Lynch May 2006 - April 2007
Skills
Mutual Funds, Series 63, Bloomberg, Series 7, Portfolio Management, Bonds, Fixed Income, Securities, Equities, Wealth Management, Alternative Investments
Education
University of Connecticut 2000 — 2004
Cresskill high school
New York University
Wells Fargo September 2007 - Present
Smith Barney April 2007 - September 2007
Merrill Lynch May 2006 - April 2007
Skills
Mutual Funds, Series 63, Bloomberg, Series 7, Portfolio Management, Bonds, Fixed Income, Securities, Equities, Wealth Management, Alternative Investments
Education
University of Connecticut 2000 — 2004
Cresskill high school
New York University
Kate Pingitore's Smith Barney Experience 2000 - 2002
Job at KPMG Advisory
Industry Capital Markets
Experience
KPMG Advisory November 2008 - Present
Bristol-Myers Squibb May 2005 - October 2008
Coty 2003 - 2005
Smith Barney 2000 - 2002
Education
Monmouth University 2000 — 2002
MBA, Finance
University of Delaware 1996 — 2000
KPMG Advisory November 2008 - Present
Bristol-Myers Squibb May 2005 - October 2008
Coty 2003 - 2005
Smith Barney 2000 - 2002
Education
Monmouth University 2000 — 2002
MBA, Finance
University of Delaware 1996 — 2000
Bulent Yesilyurt's Smith Barney Experience 1996 - September 1999
Job Vice President at GOLDMAN SACHS
Industry Financial Services
Experience
GOLDMAN SACHS March 2001 - Present
Smith Barney 1996 - September 1999
Nomadic 1994 - 1996
Skills
Risk Management, Equities, Derivatives, Market Risk, Risk Management Systems
Education
New York University - Polytechnic School of Engineering 1997 — 2001
MS, Financial Engineering
Montclair State University 1991 — 1993
B.S, Computer Science
Orta Doğu Teknik Üniversitesi / Middle East Technical University 1984 — 1989
BS, Computer Engineering
GOLDMAN SACHS March 2001 - Present
Smith Barney 1996 - September 1999
Nomadic 1994 - 1996
Skills
Risk Management, Equities, Derivatives, Market Risk, Risk Management Systems
Education
New York University - Polytechnic School of Engineering 1997 — 2001
MS, Financial Engineering
Montclair State University 1991 — 1993
B.S, Computer Science
Orta Doğu Teknik Üniversitesi / Middle East Technical University 1984 — 1989
BS, Computer Engineering
Linda Blevins's Smith Barney Experience 1997 - 1998
Job Sales Associate at Coldwell Banker Residential Brokerage
Industry Real Estate
Experience
Coldwell Banker Residential Brokerage February 2014 - Present
Weichert November 2005 - February 2014
Smith Barney 1997 - 1998
Citicorp Securities 1992 - 1997
Standard & Poor's 1985 - 1992
Skills
Condos, Single Family Homes, Sellers, Real Estate, Townhomes, Buyers, Property, Relocation, First Time Home Buyers, Short Sales, Buyer Representation, REO, Investors, Luxury, Waterfront
Education
Montclair State University
Bachelor's degree, Political Science
Coldwell Banker Residential Brokerage February 2014 - Present
Weichert November 2005 - February 2014
Smith Barney 1997 - 1998
Citicorp Securities 1992 - 1997
Standard & Poor's 1985 - 1992
Skills
Condos, Single Family Homes, Sellers, Real Estate, Townhomes, Buyers, Property, Relocation, First Time Home Buyers, Short Sales, Buyer Representation, REO, Investors, Luxury, Waterfront
Education
Montclair State University
Bachelor's degree, Political Science
Louis Frascogna's Smith Barney Experience May 2004 - August 2004
Job Director of Gaming Division at Mississippi Attorney General
Industry Law Practice
Experience
Mississippi Attorney General's Office December 2013 - Present
Mississippi Attorney General's Office August 2008 - November 2013
Chicagoist 2007 - 2008
Gunty & McCarthy May 2007 - August 2007
City of Chicago June 2006 - April 2007
Red House Entertainment January 2002 - May 2006
Smith Barney May 2004 - August 2004
Skills
Intellectual Property, Government, Administrative Work, Gambling, Appellate Practice, Legal Writing, Legal Research, Civil Litigation, Litigation, Courts, Appeals, Bankruptcy, Employment Law, Westlaw, Trials, Management, Commercial Litigation, Hearings, Criminal Law
Education
The John Marshall Law School 2005 — 2008
Juris Doctorate, Law
Mississippi State University 2001 — 2005
BBA, International Business
Mississippi State University 2001 — 2005
BA, Foreign Languages
Université Laval 2003 — 2003
French
Mississippi Attorney General's Office December 2013 - Present
Mississippi Attorney General's Office August 2008 - November 2013
Chicagoist 2007 - 2008
Gunty & McCarthy May 2007 - August 2007
City of Chicago June 2006 - April 2007
Red House Entertainment January 2002 - May 2006
Smith Barney May 2004 - August 2004
Skills
Intellectual Property, Government, Administrative Work, Gambling, Appellate Practice, Legal Writing, Legal Research, Civil Litigation, Litigation, Courts, Appeals, Bankruptcy, Employment Law, Westlaw, Trials, Management, Commercial Litigation, Hearings, Criminal Law
Education
The John Marshall Law School 2005 — 2008
Juris Doctorate, Law
Mississippi State University 2001 — 2005
BBA, International Business
Mississippi State University 2001 — 2005
BA, Foreign Languages
Université Laval 2003 — 2003
French
Shelton Johnson's Smith Barney Experience September 1999 - June 2009
Job Managing Director at Clutch Capital Management, LLC
Industry Financial Services
Experience
Clutch Capital Management, LLC July 2015 - Present
Wells Fargo Advisors, LLC June 2009 - Present
Smith Barney September 1999 - June 2009
Education
Nassau Community College 1985 — 1989
Nassau Community College 1985 — 1986
Brentwood h.s. 1981 — 1985
brentwood high school 1981 — 1985
Clutch Capital Management, LLC July 2015 - Present
Wells Fargo Advisors, LLC June 2009 - Present
Smith Barney September 1999 - June 2009
Education
Nassau Community College 1985 — 1989
Nassau Community College 1985 — 1986
Brentwood h.s. 1981 — 1985
brentwood high school 1981 — 1985
Donald Pfarr's Smith Barney Experience March 2007 - October 2008
Job LPL Financial Advisor at Morristown Financial Group
Industry Financial Services
Experience
Morristown Financial Group November 2008 - Present
Smith Barney March 2007 - October 2008
AT&T January 1988 - December 2003
Walker Research 1984 - 1988
Education
Montclair State University 1971 — 1975
BS, Business Administration / Marketing
Morristown Financial Group November 2008 - Present
Smith Barney March 2007 - October 2008
AT&T January 1988 - December 2003
Walker Research 1984 - 1988
Education
Montclair State University 1971 — 1975
BS, Business Administration / Marketing
Paul Szymialowicz's Smith Barney Experience Financial Advisor & Financial Planning SpecialistSmith Barney1998 - Present
Job Financial Advisor at Smith Barney
Industry Financial Services
Experience
Smith Barney Financial Advisor & Financial Planning SpecialistSmith Barney1998 - Present
Smith Barney 1998 - Present
Education
New Jersey Institute of Technology 1968 — 1973
Smith Barney Financial Advisor & Financial Planning SpecialistSmith Barney1998 - Present
Smith Barney 1998 - Present
Education
New Jersey Institute of Technology 1968 — 1973
Rafael J. Del Rosario's Smith Barney Experience October 2001 - September 2002
Job Restricted Stock Specialist, Rule 144, 10b51 Trading Plan Specialist at Charles Schwab & Co. Inc.
Industry Capital Markets
Experience
Charles Schwab & Co. Inc. October 2005 - Present
Charles Schwab October 2002 - October 2005
Smith Barney October 2001 - September 2002
NDB Capital Markets October 1995 - October 2000
NDB 1995 - 2000
Education
Middlesex County College 1991 — 1993
A.A., Criminal Justice
Charles Schwab & Co. Inc. October 2005 - Present
Charles Schwab October 2002 - October 2005
Smith Barney October 2001 - September 2002
NDB Capital Markets October 1995 - October 2000
NDB 1995 - 2000
Education
Middlesex County College 1991 — 1993
A.A., Criminal Justice
David Bredthauer's Smith Barney Experience January 1990 - January 1995
Job Training Program Management and Educational Technology
Industry Program Development
Experience
NYC Health and Hospitals Corporation December 2013 - Present
NTT Data Corporation September 2013 - December 2013
Fidessa October 2007 - August 2013
Temenos September 2001 - October 2007
Trumarkets November 2000 - May 2001
SunGard Straight Thru Exception Processing (STeP) January 1995 - September 2000
Smith Barney January 1990 - January 1995
Skills
Technical Training, Business Analysis, SQL, Project Management, Training, Analysis, Vendor Management, Software Implementation, Requirements Analysis, Training Delivery, Management, E-Learning, Trading Systems, Blended Learning, Requirements Gathering, Strategy, Enterprise Software, Software Documentation, Technical Writing
Education
San Diego State University-California State University 2008 — 2009
Educational Technology
New York University 1991 — 1995
MBA, Marketing
Clark University 1981 — 1985
BA
NYC Health and Hospitals Corporation December 2013 - Present
NTT Data Corporation September 2013 - December 2013
Fidessa October 2007 - August 2013
Temenos September 2001 - October 2007
Trumarkets November 2000 - May 2001
SunGard Straight Thru Exception Processing (STeP) January 1995 - September 2000
Smith Barney January 1990 - January 1995
Skills
Technical Training, Business Analysis, SQL, Project Management, Training, Analysis, Vendor Management, Software Implementation, Requirements Analysis, Training Delivery, Management, E-Learning, Trading Systems, Blended Learning, Requirements Gathering, Strategy, Enterprise Software, Software Documentation, Technical Writing
Education
San Diego State University-California State University 2008 — 2009
Educational Technology
New York University 1991 — 1995
MBA, Marketing
Clark University 1981 — 1985
BA
Frank Ashby's Smith Barney Experience October 1998 - March 2002
Job Building Authentic People, Fully Alive
Industry Professional Training & Coaching
Experience
LifeQuest Recovery Services November 2009 - Present
LifeQuest Recovery Services 2005 - November 2009
Smith Barney October 1998 - March 2002
Education
Southwestern Baptist Theological Seminary 1975 — 1985
Midwestern State University 1975 — 1978
B.A.
LifeQuest Recovery Services November 2009 - Present
LifeQuest Recovery Services 2005 - November 2009
Smith Barney October 1998 - March 2002
Education
Southwestern Baptist Theological Seminary 1975 — 1985
Midwestern State University 1975 — 1978
B.A.
Susan Gibbs, CRPC's Smith Barney Experience April 2001 - December 2006
Job Internal Consultant at BMO Global Asset Management
Industry Financial Services
Experience
BMO Global Asset Management March 2014 - Present
Goodworth Kitchie & Associates, LLC April 2009 - March 2014
The Advisor Center 2013 - 2013
Merrill Lynch December 2006 - March 2009
Smith Barney April 2001 - December 2006
Merrill Lynch April 1997 - April 2001
Edward Jones June 1996 - April 1997
Northern Trust Corporation November 1984 - April 1997
Principal Financial Group 1992 - 1995
Skills
Finance, Business Development, Securities, Management, Sales, FINRA, Leadership, Financial Analysis, Insurance, Risk Management, Banking, Credit, Employee Benefits, Business Planning, Customer Relations, Strategic Planning, Loans, Budgets, Process Improvement, Accounting, New Business Development
Education
Roosevelt University
Paralegal Certification; Litigation
Mount Mary University
BA, Business
Regina Dominican High School
High School, college prep
BMO Global Asset Management March 2014 - Present
Goodworth Kitchie & Associates, LLC April 2009 - March 2014
The Advisor Center 2013 - 2013
Merrill Lynch December 2006 - March 2009
Smith Barney April 2001 - December 2006
Merrill Lynch April 1997 - April 2001
Edward Jones June 1996 - April 1997
Northern Trust Corporation November 1984 - April 1997
Principal Financial Group 1992 - 1995
Skills
Finance, Business Development, Securities, Management, Sales, FINRA, Leadership, Financial Analysis, Insurance, Risk Management, Banking, Credit, Employee Benefits, Business Planning, Customer Relations, Strategic Planning, Loans, Budgets, Process Improvement, Accounting, New Business Development
Education
Roosevelt University
Paralegal Certification; Litigation
Mount Mary University
BA, Business
Regina Dominican High School
High School, college prep
Susan Sloat's Smith Barney Experience 1995 - 1997
Job AVP Fixed Income Sales at B O M Capital
Industry Financial Services
Experience
Banc of Manhattan Capital April 2009 - Present
countrywide March 1999 - July 2008
Goldman Sachs 1997 - 1999
Smith Barney 1995 - 1997
Kidder Peabody 1990 - 1995
Education
Moorpark College 1986 — 1989
Thousand Oaks High School
Banc of Manhattan Capital April 2009 - Present
countrywide March 1999 - July 2008
Goldman Sachs 1997 - 1999
Smith Barney 1995 - 1997
Kidder Peabody 1990 - 1995
Education
Moorpark College 1986 — 1989
Thousand Oaks High School
Elizabeth (Eli) Dickson's Smith Barney Experience 1987 - 1993
Job Owner, Psychotherapist
Industry Mental Health Care
Experience
Psychotherapist May 1995 - Present
Smith Barney 1987 - 1993
City of New York 1981 - 1987
The Urban Institute 1976 - 1981
Education
New York University 1993 — 1995
MSW, Social Work
University of California, Berkeley 1974 — 1976
Masters in Public Policy, Public Policy
Smith College 1966 — 1970
BA, Psychology
Sidwell Friends High School 1962 — 1966
High School
Psychotherapist May 1995 - Present
Smith Barney 1987 - 1993
City of New York 1981 - 1987
The Urban Institute 1976 - 1981
Education
New York University 1993 — 1995
MSW, Social Work
University of California, Berkeley 1974 — 1976
Masters in Public Policy, Public Policy
Smith College 1966 — 1970
BA, Psychology
Sidwell Friends High School 1962 — 1966
High School
Claudia Bogris's Smith Barney Experience June 2005 - February 2007
Job Corporate Brand Manager at Pershing
Industry Financial Services
Experience
Pershing September 2012 - Present
Montclair State University February 2007 - September 2012
Smith Barney June 2005 - February 2007
EquiServe June 1999 - June 2005
First Chicago/JP Morgan June 1989 - May 1999
Skills
Marketing Strategy, Social Media, Strategy, Strategic Communications, Public Speaking, Strategic Planning, Social Media Marketing, Customer Engagement, Public Relations, Press Releases, Marketing Communications, Research, Editing, Nonprofits, Corporate Branding, Customer Service, Corporate Communications, Fundraising, Event Management, Event Planning, Market Research, Marketing, Online Marketing, Media Relations, Blogging, Facebook, Advertising
Education
Montclair State University
MA, Public and Organizational Relations
Pace University - Lubin School of Business
BBA, Accounting
Pershing September 2012 - Present
Montclair State University February 2007 - September 2012
Smith Barney June 2005 - February 2007
EquiServe June 1999 - June 2005
First Chicago/JP Morgan June 1989 - May 1999
Skills
Marketing Strategy, Social Media, Strategy, Strategic Communications, Public Speaking, Strategic Planning, Social Media Marketing, Customer Engagement, Public Relations, Press Releases, Marketing Communications, Research, Editing, Nonprofits, Corporate Branding, Customer Service, Corporate Communications, Fundraising, Event Management, Event Planning, Market Research, Marketing, Online Marketing, Media Relations, Blogging, Facebook, Advertising
Education
Montclair State University
MA, Public and Organizational Relations
Pace University - Lubin School of Business
BBA, Accounting
Marc Toncre, MS, MBA, EA (Enrolled Agent)'s Smith Barney Experience 2005 - 2007
Job Finance
Industry Financial Services
Experience
Compass Strategies Group, LLC April 2008 - Present
Emerald Financial July 2011 - May 2012
XShares 2007 - 2008
Smith Barney 2005 - 2007
AXA Advisors June 2004 - August 2005
Citi January 1996 - January 2002
Skills
Tax Preparation, Tax Returns, Income Tax, Tax Accounting, Wealth Management, Retirement Planning, Investment Advisory, Investments, Securities, Asset Allocation, Asset Managment, Portfolio Management
Education
New Jersey Institute of Technology 2000 — 2003
MBA, Finance
New Jersey Institute of Technology 1992 — 1999
MS, Management Information Systems (MIS)
University of South Carolina-Columbia 1987 — 1991
B.A., Liberal Arts - Geography
Compass Strategies Group, LLC April 2008 - Present
Emerald Financial July 2011 - May 2012
XShares 2007 - 2008
Smith Barney 2005 - 2007
AXA Advisors June 2004 - August 2005
Citi January 1996 - January 2002
Skills
Tax Preparation, Tax Returns, Income Tax, Tax Accounting, Wealth Management, Retirement Planning, Investment Advisory, Investments, Securities, Asset Allocation, Asset Managment, Portfolio Management
Education
New Jersey Institute of Technology 2000 — 2003
MBA, Finance
New Jersey Institute of Technology 1992 — 1999
MS, Management Information Systems (MIS)
University of South Carolina-Columbia 1987 — 1991
B.A., Liberal Arts - Geography
Christopher Kelly, CFP's Smith Barney Experience January 2000 - July 2004
Job
Industry Financial Services
Experience
Fidelity Investments August 2010 - Present
AXA Financial January 2004 - April 2010
Smith Barney January 2000 - July 2004
Education
New York University 2013 — 2016
Master of Business Administration (M.B.A.)
University at Albany, SUNY 1997 — 2000
BS
Fidelity Investments August 2010 - Present
AXA Financial January 2004 - April 2010
Smith Barney January 2000 - July 2004
Education
New York University 2013 — 2016
Master of Business Administration (M.B.A.)
University at Albany, SUNY 1997 — 2000
BS
Cheryl Fraser's Smith Barney Experience April 1983 - June 1988
Job Account Manager
Industry Information Technology and Services
Experience
NWN Corporation November 2004 - Present
Western Blue November 2004 - September 2006
Siemens/ROLM Communications January 1991 - August 2004
Investment Network of America January 1989 - December 1991
Smith Barney April 1983 - June 1988
Education
Moorpark College 1980 — 1983
AA, Business
NWN Corporation November 2004 - Present
Western Blue November 2004 - September 2006
Siemens/ROLM Communications January 1991 - August 2004
Investment Network of America January 1989 - December 1991
Smith Barney April 1983 - June 1988
Education
Moorpark College 1980 — 1983
AA, Business
Alexandra St. Charles's Smith Barney Experience June 2006 - August 2006
Job Development & Government Outreach at The Bronx Defenders
Industry Nonprofit Organization Management
Experience
The Bronx Defenders January 2014 - Present
The Bronx Defenders December 2011 - December 2013
The Bronx Defenders November 2010 - December 2011
State Senator Daniel Squadron September 2010 - November 2010
Working Families Party August 2008 - September 2010
FGI (FGI Finance / FGI Risk / FGI Capital) June 2007 - December 2007
Smith Barney June 2006 - August 2006
Skills
Community Organizing, Politics, Public Policy, Grassroots Organizing, Nonprofits, Government, Volunteer Management, Political Campaigns, Policy Analysis, Community Outreach, Fundraising, Grant Writing, Coalitions, Grants, Program Development, Grassroots, Event Planning, Social Media, Proposal Writing, Editing
Education
New York University 2005 — 2008
B.A., Economics and Latin American Studies
The Bronx Defenders January 2014 - Present
The Bronx Defenders December 2011 - December 2013
The Bronx Defenders November 2010 - December 2011
State Senator Daniel Squadron September 2010 - November 2010
Working Families Party August 2008 - September 2010
FGI (FGI Finance / FGI Risk / FGI Capital) June 2007 - December 2007
Smith Barney June 2006 - August 2006
Skills
Community Organizing, Politics, Public Policy, Grassroots Organizing, Nonprofits, Government, Volunteer Management, Political Campaigns, Policy Analysis, Community Outreach, Fundraising, Grant Writing, Coalitions, Grants, Program Development, Grassroots, Event Planning, Social Media, Proposal Writing, Editing
Education
New York University 2005 — 2008
B.A., Economics and Latin American Studies
Noelle Pezdek's Smith Barney Experience 2003 - 2004
Job at
Industry Financial Services
Experience
Morgan Stanley January 2015 - Present
Morgan Stanley January 2013 - Present
Morgan Stanley April 2010 - January 2013
Bank of America 2006 - April 2010
Smith Barney 2003 - 2004
Credit Suisse 2000 - 2003
Skills
Fixed Income, Equities, Derivatives, Financial Analysis, Structured Products, Valuation, Capital Markets, Alternative Investments, Portfolio Management, Financial Modeling, Bloomberg, Investment Banking, Hedge Funds, Securities, Management, Financial Services, Market Risk, Financial Markets, Credit Derivatives, Equity Derivatives
Education
New York University 2000 — 2004
Morgan Stanley January 2015 - Present
Morgan Stanley January 2013 - Present
Morgan Stanley April 2010 - January 2013
Bank of America 2006 - April 2010
Smith Barney 2003 - 2004
Credit Suisse 2000 - 2003
Skills
Fixed Income, Equities, Derivatives, Financial Analysis, Structured Products, Valuation, Capital Markets, Alternative Investments, Portfolio Management, Financial Modeling, Bloomberg, Investment Banking, Hedge Funds, Securities, Management, Financial Services, Market Risk, Financial Markets, Credit Derivatives, Equity Derivatives
Education
New York University 2000 — 2004
Debra Noble, CFP®'s Smith Barney Experience May 2004 - November 2006
Job Assistant Vice President, Financial Planning
Industry Financial Services
Experience
Lenox Advisors April 2013 - Present
Lenox Advisors April 2010 - March 2013
Ameriprise Financial Services, Inc. December 2009 - April 2010
FRIENDS OF ISLAND ACADEMY January 2009 - December 2009
J.P. Morgan November 2006 - October 2008
SMITH BARNEY May 2004 - November 2006
UBS FINANCIAL SERVICES INC September 2002 - May 2004
Skills
Series 7, Strategic Financial..., Mutual Funds, Wealth Management, Retirement Planning, Asset Allocation, Series 63, Estate Planning, Securities, Financial Planners, Financial Advisory, FINRA, Alternative Investments, Uniform Combined State..., Equities, Series 65, Financial Services, Wealth Management..., Hedge Funds, Retirement, Asset Management, 401k, Finance, Investment Advisory, Portfolio Management, Disability Insurance, Investment Strategies, Investment Management, Life Insurance, Long-term Care
Education
Moravian College 1998 — 2002
BA, Economics
Lenox Advisors April 2013 - Present
Lenox Advisors April 2010 - March 2013
Ameriprise Financial Services, Inc. December 2009 - April 2010
FRIENDS OF ISLAND ACADEMY January 2009 - December 2009
J.P. Morgan November 2006 - October 2008
SMITH BARNEY May 2004 - November 2006
UBS FINANCIAL SERVICES INC September 2002 - May 2004
Skills
Series 7, Strategic Financial..., Mutual Funds, Wealth Management, Retirement Planning, Asset Allocation, Series 63, Estate Planning, Securities, Financial Planners, Financial Advisory, FINRA, Alternative Investments, Uniform Combined State..., Equities, Series 65, Financial Services, Wealth Management..., Hedge Funds, Retirement, Asset Management, 401k, Finance, Investment Advisory, Portfolio Management, Disability Insurance, Investment Strategies, Investment Management, Life Insurance, Long-term Care
Education
Moravian College 1998 — 2002
BA, Economics
Robert Aronds's Smith Barney Experience 1997 - 2002
Job Global Research
Industry Financial Services
Experience
Barclays Capital 2009 - Present
JPMorgan Chase 2002 - 2009
Smith Barney 1997 - 2002
John Wiley and Sons 1994 - 1996
Skills
Equities, Investment Banking, Research, Program Management, Strategy, Business Strategy, Project Management, Management, Vendor Management, Change Management, Financial Services
Education
New York University 1994 — 1998
Ph.D., American Literature
Barclays Capital 2009 - Present
JPMorgan Chase 2002 - 2009
Smith Barney 1997 - 2002
John Wiley and Sons 1994 - 1996
Skills
Equities, Investment Banking, Research, Program Management, Strategy, Business Strategy, Project Management, Management, Vendor Management, Change Management, Financial Services
Education
New York University 1994 — 1998
Ph.D., American Literature
Stephanie Schaub's Smith Barney Experience 2001 - 2003
Job Business Owner at Javita Coffee Co.
Industry Food & Beverages
Experience
Javita Coffee Co. May 2014 - Present
Fidelity Investments November 2003 - January 2011
Smith Barney 2001 - 2003
Smith Barney 2001 - 2003
Smith Barney 2001 - 2003
Skills
Business Analysis, Requirements Gathering, Requirements Analysis, SDLC, Financial Analysis, Business Requirements, Visio, Project Management, Financial Modeling, Process Improvement, User Acceptance Testing, Microsoft Excel, Risk Management, Vendor Management
Education
Monmouth University 2000 — 2002
Bachelor's Degree, Business Administration & Finance
University of Delaware 1998 — 2000
Business Administration & Finance
Javita Coffee Co. May 2014 - Present
Fidelity Investments November 2003 - January 2011
Smith Barney 2001 - 2003
Smith Barney 2001 - 2003
Smith Barney 2001 - 2003
Skills
Business Analysis, Requirements Gathering, Requirements Analysis, SDLC, Financial Analysis, Business Requirements, Visio, Project Management, Financial Modeling, Process Improvement, User Acceptance Testing, Microsoft Excel, Risk Management, Vendor Management
Education
Monmouth University 2000 — 2002
Bachelor's Degree, Business Administration & Finance
University of Delaware 1998 — 2000
Business Administration & Finance
Robert Angelo's Smith Barney Experience February 2006 - May 2007
Job Vice President at Prudential Investments
Industry Financial Services
Experience
Prudential Investments April 2015 - Present
BlackRock May 2007 - March 2015
Smith Barney February 2006 - May 2007
CITIGROUP GLOBAL MARKETS September 2003 - February 2006
Skills
Alternative Investments, Funding, Series 7, Mutual Funds, Asset Allocation, Series 63, Series 65, Consultative Selling, Financial Advisory, Finance, Investment Strategies, Selling, Fixed Income, Securities, Equities, ETFs, Investments
Education
Monmouth University 1999 — 2003
Bachelor of Science, Business Administration; Finance
Montclair State University
MBA, Finance
Prudential Investments April 2015 - Present
BlackRock May 2007 - March 2015
Smith Barney February 2006 - May 2007
CITIGROUP GLOBAL MARKETS September 2003 - February 2006
Skills
Alternative Investments, Funding, Series 7, Mutual Funds, Asset Allocation, Series 63, Series 65, Consultative Selling, Financial Advisory, Finance, Investment Strategies, Selling, Fixed Income, Securities, Equities, ETFs, Investments
Education
Monmouth University 1999 — 2003
Bachelor of Science, Business Administration; Finance
Montclair State University
MBA, Finance
Thomas Burrus's Smith Barney Experience 1990 - 1991
Job Vice President Sales at SunGard BondOne
Industry Financial Services
Experience
SunGard BondOne 2008 - Present
Decision Software, Inc. 1997 - 2008
OMR Systems 1991 - 1997
Smith Barney 1990 - 1991
Merrill Lynch Government Securities 1980 - 1990
Skills
Trading Systems, Capital Markets, Market Data, Electronic Trading, Fixed Income, Options, Derivatives, Trading, Bonds, Securities, Financial Services, Financial Markets, Hedge Funds, Series 7, Alternative Investments, Interest Rate..., Bloomberg, Investment Banking, Prime Brokerage, Back Office, Market Risk, Structured Products, Middle Office, Risk Management, Financial Risk, Wealth Management, Hedging
Education
New York University 1975 — 1979
BS, Finance and International Business
Christian Brothers Academy 1966 — 1970
SunGard BondOne 2008 - Present
Decision Software, Inc. 1997 - 2008
OMR Systems 1991 - 1997
Smith Barney 1990 - 1991
Merrill Lynch Government Securities 1980 - 1990
Skills
Trading Systems, Capital Markets, Market Data, Electronic Trading, Fixed Income, Options, Derivatives, Trading, Bonds, Securities, Financial Services, Financial Markets, Hedge Funds, Series 7, Alternative Investments, Interest Rate..., Bloomberg, Investment Banking, Prime Brokerage, Back Office, Market Risk, Structured Products, Middle Office, Risk Management, Financial Risk, Wealth Management, Hedging
Education
New York University 1975 — 1979
BS, Finance and International Business
Christian Brothers Academy 1966 — 1970
constance benson's Smith Barney Experience March 2006 - October 2012
Job Associate Financial Representative at Northwestern Mutual William Matteson
Industry Financial Services
Experience
Northwestern Mutual - William Matteson October 2013 - Present
Currently Seeking New Role October 2012 - March 2013
Smith Barney March 2006 - October 2012
Smith Barney January 2000 - May 2005
Education
Mohawk Valley Community College
Northwestern Mutual - William Matteson October 2013 - Present
Currently Seeking New Role October 2012 - March 2013
Smith Barney March 2006 - October 2012
Smith Barney January 2000 - May 2005
Education
Mohawk Valley Community College
Christopher Fittin's Smith Barney Experience October 1993 - August 1997
Job Senior Managing Director / Portfolio Manager at PeapackGladstone Bank
Industry Investment Management
Experience
Peapack-Gladstone Bank May 2014 - Present
US Trust August 1997 - March 2014
Smith Barney October 1993 - August 1997
National Westminster Bank October 1986 - October 1993
A.G. Edwards & Sons, Inc. January 1980 - October 1986
Skills
Wealth Management, Securities, Money Management, Managed Money, Stock Trading, Portfolio Management, Asset Allocation, Asset Management, Fixed Income, Equity Research, Alternative Investments, Private Equity, Investment Management, Banking, Equities, Financial Analysis, Financial Services, Hedge Funds, Investment Strategies, Investments
Education
Delbarton School
Monmouth University
BSBA , MBA, Finance and Financial Management Services
Peapack-Gladstone Bank May 2014 - Present
US Trust August 1997 - March 2014
Smith Barney October 1993 - August 1997
National Westminster Bank October 1986 - October 1993
A.G. Edwards & Sons, Inc. January 1980 - October 1986
Skills
Wealth Management, Securities, Money Management, Managed Money, Stock Trading, Portfolio Management, Asset Allocation, Asset Management, Fixed Income, Equity Research, Alternative Investments, Private Equity, Investment Management, Banking, Equities, Financial Analysis, Financial Services, Hedge Funds, Investment Strategies, Investments
Education
Delbarton School
Monmouth University
BSBA , MBA, Finance and Financial Management Services
Vincent LoPicccolo's Smith Barney Experience February 2006 - February 2009
Job Estimator at Jordano Electric
Industry Electrical/Electronic Manufacturing
Experience
Jordano Electric March 2009 - Present
Smith Barney February 2006 - February 2009
Education
Montclair State University 2003 — 2004
Bachelors, Business
Jordano Electric March 2009 - Present
Smith Barney February 2006 - February 2009
Education
Montclair State University 2003 — 2004
Bachelors, Business
Rebecca Rothrock's Smith Barney Experience September 1995 - July 1998
Job Claims Management
Industry Environmental Services
Experience
CWSF June 2014 - Present
Randolph Savings Bank July 2008 - August 2010
Bank of Canton February 2002 - July 2008
Smith Barney September 1995 - July 1998
Skills
Banking, Credit, Strategic Planning, Customer Service, Management, Risk Management, Mortgage Lending, Microsoft Office, Commercial Lending, Human Resources, Payroll
Education
New England College of Business and Finance 2005 — 2007
Business Administration, Management and Operations
New Lebanon Central
CWSF June 2014 - Present
Randolph Savings Bank July 2008 - August 2010
Bank of Canton February 2002 - July 2008
Smith Barney September 1995 - July 1998
Skills
Banking, Credit, Strategic Planning, Customer Service, Management, Risk Management, Mortgage Lending, Microsoft Office, Commercial Lending, Human Resources, Payroll
Education
New England College of Business and Finance 2005 — 2007
Business Administration, Management and Operations
New Lebanon Central
Ashley Zinnel's Smith Barney Experience May 2008 - August 2008
Job 9th Grade Global Humanities Teacher at NYC Department of Education
Industry Legal Services
Experience
NYC Department of Education September 2015 - Present
The Cornell Club-New York October 2014 - August 2015
The Cornell Club-New York August 2010 - August 2015
Sky Management Corporation May 2009 - September 2009
Smith Barney May 2008 - August 2008
Skills
Hotels, Event Planning, Hospitality, Marketing Communications, Management
Education
New York University 2006 — 2009
Bachelor's degree, Politics and History
Queens College
Master's degree, Secondary Education and Teaching
NYC Department of Education September 2015 - Present
The Cornell Club-New York October 2014 - August 2015
The Cornell Club-New York August 2010 - August 2015
Sky Management Corporation May 2009 - September 2009
Smith Barney May 2008 - August 2008
Skills
Hotels, Event Planning, Hospitality, Marketing Communications, Management
Education
New York University 2006 — 2009
Bachelor's degree, Politics and History
Queens College
Master's degree, Secondary Education and Teaching
Helane Becker's Smith Barney Experience December 1994 - November 1997
Job Managing Director, Cowen
Industry Financial Services
Experience
Cowen March 2013 - Present
Dahlman Rose & Company July 2010 - March 2013
Jesup & Lamont November 2008 - June 2010
Citi January 2007 - July 2008
The Benchmark Company May 2003 - January 2007
Buckingham Research Group January 1998 - May 2003
Smith Barney December 1994 - November 1997
Lehman Brothers July 1987 - July 1994
Drexel Burnham Lambert 1985 - 1987
Skills
Strategic Planning, Airlines, Air Freight, Aircraft Leasing, Equities, Valuation, Financial Modeling, Trading, Portfolio Management, Equity Research, Mergers, Financial Analysis, Capital Markets, Private Equity, Investment Banking, Investments, Venture Capital, Restructuring, Bloomberg, Fixed Income, Leveraged Finance, Finance, Securities, Mergers & Acquisitions, Hedge Funds, Due Diligence, Equity Valuation, Structured Finance, Emerging Markets, Series 7, Financial Services, Financial Markets, Alternative Investments, Equity Trading
Education
New York University - Leonard N. Stern School of Business 1981 — 1984
MBA, Finance
Montclair State University 1975 — 1979
BA, Speech & Theater, Marketing
Cowen March 2013 - Present
Dahlman Rose & Company July 2010 - March 2013
Jesup & Lamont November 2008 - June 2010
Citi January 2007 - July 2008
The Benchmark Company May 2003 - January 2007
Buckingham Research Group January 1998 - May 2003
Smith Barney December 1994 - November 1997
Lehman Brothers July 1987 - July 1994
Drexel Burnham Lambert 1985 - 1987
Skills
Strategic Planning, Airlines, Air Freight, Aircraft Leasing, Equities, Valuation, Financial Modeling, Trading, Portfolio Management, Equity Research, Mergers, Financial Analysis, Capital Markets, Private Equity, Investment Banking, Investments, Venture Capital, Restructuring, Bloomberg, Fixed Income, Leveraged Finance, Finance, Securities, Mergers & Acquisitions, Hedge Funds, Due Diligence, Equity Valuation, Structured Finance, Emerging Markets, Series 7, Financial Services, Financial Markets, Alternative Investments, Equity Trading
Education
New York University - Leonard N. Stern School of Business 1981 — 1984
MBA, Finance
Montclair State University 1975 — 1979
BA, Speech & Theater, Marketing
David Gulman's Smith Barney Experience May 2006 - October 2008
Job Client Associate at JP Morgan
Industry Financial Services
Experience
JP Morgan September 2009 - Present
UBS April 2009 - September 2009
UBS October 2008 - April 2009
Smith Barney May 2006 - October 2008
Skills
Finance, Investments, Banking, Wealth Management, Financial Services, Portfolio Management, Financial Analysis, Equities, Sales, Asset Management
Education
Monmouth University 2001 — 2005
BS, Business Management
JP Morgan September 2009 - Present
UBS April 2009 - September 2009
UBS October 2008 - April 2009
Smith Barney May 2006 - October 2008
Skills
Finance, Investments, Banking, Wealth Management, Financial Services, Portfolio Management, Financial Analysis, Equities, Sales, Asset Management
Education
Monmouth University 2001 — 2005
BS, Business Management
James Galbraith III, CFP®'s Smith Barney Experience April 1992 - September 1996
Job First Vice PresidentInvestment Officer at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC September 1996 - Present
Smith Barney April 1992 - September 1996
Education
Moravian College 1985 — 1989
BA, Business Management, Political Science
MHS
Wells Fargo Advisors, LLC September 1996 - Present
Smith Barney April 1992 - September 1996
Education
Moravian College 1985 — 1989
BA, Business Management, Political Science
MHS
Greg Frascogna's Smith Barney Experience August 1986 - May 2010
Job Senior VicePresident & Branch Manager at Stephens, Inc.
Industry Financial Services
Experience
Stephens Inc. May 2010 - Present
Smith Barney August 1986 - May 2010
Skills
Mergers, Equities, Investments, Financial Planning, Accounting, Wealth Management, Asset Management, Fixed Income, Series 65, Asset Managment, Strategic Financial..., Series 63, FINRA
Education
Wake Forest University
Stephens University
Millsaps College 1980 — 1981
MBA, Finance
Millsaps College 1969 — 1973
B.A., Accounting
Stephens Inc. May 2010 - Present
Smith Barney August 1986 - May 2010
Skills
Mergers, Equities, Investments, Financial Planning, Accounting, Wealth Management, Asset Management, Fixed Income, Series 65, Asset Managment, Strategic Financial..., Series 63, FINRA
Education
Wake Forest University
Stephens University
Millsaps College 1980 — 1981
MBA, Finance
Millsaps College 1969 — 1973
B.A., Accounting
Nate Robinson, III's Smith Barney Experience December 1995 - April 1996
Job Realtor at Keller Williams Realty
Industry Real Estate
Experience
Keller Williams Realty May 2014 - Present
Keith Settle & Company August 2005 - May 2014
Company August 2005 - May 2014
GE Private Asset Management August 2002 - July 2005
Morgan Stanley/Dean Witter February 1998 - September 2001
Pacific Stock Exchange April 1996 - February 1998
Smith Barney December 1995 - April 1996
Skills
Real Estate, Commercial Real Estate, Management, Residential Homes, Analysis, Negotiation, Marketing, Appraisals, Sales, Project Management, Project Planning, Property
Education
Morehouse College 1990 — 1994
B.A, Political Science
Keller Williams Realty May 2014 - Present
Keith Settle & Company August 2005 - May 2014
Company August 2005 - May 2014
GE Private Asset Management August 2002 - July 2005
Morgan Stanley/Dean Witter February 1998 - September 2001
Pacific Stock Exchange April 1996 - February 1998
Smith Barney December 1995 - April 1996
Skills
Real Estate, Commercial Real Estate, Management, Residential Homes, Analysis, Negotiation, Marketing, Appraisals, Sales, Project Management, Project Planning, Property
Education
Morehouse College 1990 — 1994
B.A, Political Science
Brady Buckner's Smith Barney Experience April 2004 - March 2005
Job Director of Development at Financial Services Innovation Coalition
Industry Think Tanks
Experience
Financial Services Innovation Coalition January 2014 - Present
iVOM Solutions October 2013 - Present
PNC Bank June 2011 - October 2013
US Bank January 2008 - February 2011
Pacific West Financial August 2005 - July 2007
Smith Barney April 2004 - March 2005
CIBC World Markets August 2001 - June 2002
Alliance Capital May 1997 - November 2000
Smith Barney November 1992 - May 1997
Western Federal Savings Bank November 1991 - November 1992
Skills
Investment Management..., RIA, Banking, Investment Portfolio, Portfolio Management, Model Portfolios, Stock Market, Account Management, Financial Services, Financial Analysis, Financial Markets, Business Development, Sales Presentations, Public Speaking, Training, Sales Management, Outside Sales, Inside Sales, Territory Development, Performing, Music, Loan Origination, Sales, Customer Service, Finance, Investments, Leadership, Loans, Commercial Lending, Credit, Management
Education
Montana State University-Bozeman 1986 — 1991
Bachelor of Science (B.S.), Business, Management, Marketing, and Related Support Services
Colstrip High School
Financial Services Innovation Coalition January 2014 - Present
iVOM Solutions October 2013 - Present
PNC Bank June 2011 - October 2013
US Bank January 2008 - February 2011
Pacific West Financial August 2005 - July 2007
Smith Barney April 2004 - March 2005
CIBC World Markets August 2001 - June 2002
Alliance Capital May 1997 - November 2000
Smith Barney November 1992 - May 1997
Western Federal Savings Bank November 1991 - November 1992
Skills
Investment Management..., RIA, Banking, Investment Portfolio, Portfolio Management, Model Portfolios, Stock Market, Account Management, Financial Services, Financial Analysis, Financial Markets, Business Development, Sales Presentations, Public Speaking, Training, Sales Management, Outside Sales, Inside Sales, Territory Development, Performing, Music, Loan Origination, Sales, Customer Service, Finance, Investments, Leadership, Loans, Commercial Lending, Credit, Management
Education
Montana State University-Bozeman 1986 — 1991
Bachelor of Science (B.S.), Business, Management, Marketing, and Related Support Services
Colstrip High School
judy meyers's Smith Barney Experience November 2002 - October 2008
Job SVP, Group Executive
Industry Financial Services
Experience
Citi January 2009 - Present
Smith Barney November 2002 - October 2008
Salomon Smith Barney January 1994 - July 1998
Shearson Lehman 1985 - 1993
Education
New York University 1990 — 1993
certificate, Training and Development
Citi January 2009 - Present
Smith Barney November 2002 - October 2008
Salomon Smith Barney January 1994 - July 1998
Shearson Lehman 1985 - 1993
Education
New York University 1990 — 1993
certificate, Training and Development
Stefan Papasoff's Smith Barney Experience September 1989 - September 1997
Job Vice President at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch September 1997 - Present
Smith Barney September 1989 - September 1997
Skills
Investments, Portfolio Management, Banking, Risk Management, Management, Financial Analysis, Finance, Leadership, Strategic Planning, Equities, Financial Services, Customer Service, Project Management, Financial Modeling, Business Analysis, Credit, Sales, Fixed Income, Asset Management, Wealth Management
Education
New York University
Master of Arts (M.A.)
University of Miami
Bachelor of Music, Studio Music and Jazz Performance
Merrill Lynch September 1997 - Present
Smith Barney September 1989 - September 1997
Skills
Investments, Portfolio Management, Banking, Risk Management, Management, Financial Analysis, Finance, Leadership, Strategic Planning, Equities, Financial Services, Customer Service, Project Management, Financial Modeling, Business Analysis, Credit, Sales, Fixed Income, Asset Management, Wealth Management
Education
New York University
Master of Arts (M.A.)
University of Miami
Bachelor of Music, Studio Music and Jazz Performance
Salvatore Tardi's Smith Barney Experience August 1998 - August 2001
Job Director of Business Development, Palo Alto Corporate Services
Industry Financial Services
Experience
Morgan Stanley April 2014 - Present
Morgan Stanley Smith Barney November 2011 - April 2014
Morgan Stanley Smith Barney July 2010 - November 2011
Morgan Stanley Smith Barney August 2001 - July 2010
Smith Barney August 1998 - August 2001
Smith Barney July 1988 - August 1998
Education
New York University
Bachelor of Science, Business Management
Morgan Stanley April 2014 - Present
Morgan Stanley Smith Barney November 2011 - April 2014
Morgan Stanley Smith Barney July 2010 - November 2011
Morgan Stanley Smith Barney August 2001 - July 2010
Smith Barney August 1998 - August 2001
Smith Barney July 1988 - August 1998
Education
New York University
Bachelor of Science, Business Management
Frank Schenck's Smith Barney Experience October 1999 - June 2006
Job Private Banker at Hancock Bank
Industry Banking
Experience
Hancock Bank October 2008 - Present
Merrill Lynch June 2006 - October 2008
Smith Barney October 1999 - June 2006
Skills
Strategic Financial..., Commercial Lending, Portfolio Management, Equities, Loans
Education
Mississippi State University 1990 — 1994
B.S., Business Management
Hancock Bank October 2008 - Present
Merrill Lynch June 2006 - October 2008
Smith Barney October 1999 - June 2006
Skills
Strategic Financial..., Commercial Lending, Portfolio Management, Equities, Loans
Education
Mississippi State University 1990 — 1994
B.S., Business Management
Paul Giappone's Smith Barney Experience August 1993 - July 2004
Job Director & Associate General Counsel Head of Investigations/Financial Crime at UBS Financial Services
Industry Financial Services
Experience
UBS January 2015 - Present
UBS October 2011 - January 2015
Merrill Lynch August 2004 - June 2011
Smith Barney August 1993 - July 2004
Prudential Securities April 1990 - July 1993
Bronx County District Attorney Office August 1984 - April 1990
Skills
Securities Litigation, Litigation Management, AML, Anti Money Laundering, Capital Markets, Commercial Litigation, Corporate Governance, Corporate Law, Dodd-Frank, Due Diligence, FINRA, Financial Services, Hedge Funds, Litigation, Securities, Securities Regulation, Series 24, Fraud, Equities
Education
New York Law School 1981 — 1984
J.D.
New York University 1977 — 1981
B.A.
UBS January 2015 - Present
UBS October 2011 - January 2015
Merrill Lynch August 2004 - June 2011
Smith Barney August 1993 - July 2004
Prudential Securities April 1990 - July 1993
Bronx County District Attorney Office August 1984 - April 1990
Skills
Securities Litigation, Litigation Management, AML, Anti Money Laundering, Capital Markets, Commercial Litigation, Corporate Governance, Corporate Law, Dodd-Frank, Due Diligence, FINRA, Financial Services, Hedge Funds, Litigation, Securities, Securities Regulation, Series 24, Fraud, Equities
Education
New York Law School 1981 — 1984
J.D.
New York University 1977 — 1981
B.A.
Thalia Patricio's Smith Barney Experience 1998 - 2009
Job Cashiering Specialist at CUSO Financial Services LP
Industry Financial Services
Experience
CUSO March 2013 - May 2014
Smith Barney 1998 - 2009
Education
National University 2010 — 2013
Bachelor of Arts (B.A.), Business Management
CUSO March 2013 - May 2014
Smith Barney 1998 - 2009
Education
National University 2010 — 2013
Bachelor of Arts (B.A.), Business Management
Vic Vivona's Smith Barney Experience September 1993 - February 1997
Job Vice President at Financial Northeastern Companies
Industry Investment Banking
Experience
Financial Northeastern Companies September 1999 - Present
LaSalle National Bank February 1997 - September 1999
Smith Barney September 1993 - February 1997
Lehman Brothers March 1988 - September 1993
Skills
Commercial Banking, Financial Reporting, Certified Treasury..., Tactical Asset..., Wealth Preservation..., USDA Rural Housing, New Business Development, Budgets, Marketing, Business Strategy, Risk Management, Microsoft Word, Series 7, Outlook, College Education..., Volatility Arbitrage, Treasury Management, Fixed Income, Series 63, Strategic Planning, Commercial Lending, QuickBooks, Portfolio Management, Equity Swaps, Credit Analysis, Finance, Managerial Finance, Covered Bonds, Liquidity Management, Bonds, Corporate Finance, Financial Analysis, ICAAP, Banking, Fixed Income Portfolio..., Securities, Tax-advantaged..., Long/Short Equity, Project Management, Accounting, Cash Management, High Yield Bonds, Loans, Strategic Financial..., Capital Markets, Business Control, Financial Accounting, Internal Controls, Investments, RRSP
Education
New York University 1985 — 1986
Business/Managerial Economics
Seton Hall University 1982 — 1984
Bachelor of Science (BS)
Financial Northeastern Companies September 1999 - Present
LaSalle National Bank February 1997 - September 1999
Smith Barney September 1993 - February 1997
Lehman Brothers March 1988 - September 1993
Skills
Commercial Banking, Financial Reporting, Certified Treasury..., Tactical Asset..., Wealth Preservation..., USDA Rural Housing, New Business Development, Budgets, Marketing, Business Strategy, Risk Management, Microsoft Word, Series 7, Outlook, College Education..., Volatility Arbitrage, Treasury Management, Fixed Income, Series 63, Strategic Planning, Commercial Lending, QuickBooks, Portfolio Management, Equity Swaps, Credit Analysis, Finance, Managerial Finance, Covered Bonds, Liquidity Management, Bonds, Corporate Finance, Financial Analysis, ICAAP, Banking, Fixed Income Portfolio..., Securities, Tax-advantaged..., Long/Short Equity, Project Management, Accounting, Cash Management, High Yield Bonds, Loans, Strategic Financial..., Capital Markets, Business Control, Financial Accounting, Internal Controls, Investments, RRSP
Education
New York University 1985 — 1986
Business/Managerial Economics
Seton Hall University 1982 — 1984
Bachelor of Science (BS)
Jesse Iglesias's Smith Barney Experience August 1987 - September 1994
Job Complex Director at Merrill Lynch
Industry Financial Services
Experience
Brandworkers inc. December 2014 - Present
Merrill Lynch February 2001 - April 2014
Merrill Lynch January 2000 - February 2001
Merrill Lynch September 1994 - December 1999
Smith Barney August 1987 - September 1994
United States Marine Corps June 1979 - August 1987
Skills
Coaching, Recruiting, Training, Leadership, Change Management, Management, Financial Analysis, Risk Management, Finance, Negotiation, Insurance, Wealth Management, Banking, Series 7, Securities, Asset Management, Investments, Mutual Funds
Education
University of Pennsylvania - The Wharton School 2008 — 2010
Securities Industry institute Executive Education Program
National University 1983 — 1985
Master of Business Administration (MBA)
University of Florida 1977 — 1979
Bachelor of Arts (BA), Sociology
Palm Beach Community College 1975 — 1977
Associate of Arts (A.A.), Psychology
Brandworkers inc. December 2014 - Present
Merrill Lynch February 2001 - April 2014
Merrill Lynch January 2000 - February 2001
Merrill Lynch September 1994 - December 1999
Smith Barney August 1987 - September 1994
United States Marine Corps June 1979 - August 1987
Skills
Coaching, Recruiting, Training, Leadership, Change Management, Management, Financial Analysis, Risk Management, Finance, Negotiation, Insurance, Wealth Management, Banking, Series 7, Securities, Asset Management, Investments, Mutual Funds
Education
University of Pennsylvania - The Wharton School 2008 — 2010
Securities Industry institute Executive Education Program
National University 1983 — 1985
Master of Business Administration (MBA)
University of Florida 1977 — 1979
Bachelor of Arts (BA), Sociology
Palm Beach Community College 1975 — 1977
Associate of Arts (A.A.), Psychology
Jason Gil's Smith Barney Experience June 2008 - August 2008
Job Head Law Clerk at Mizrahi Law Offices
Industry Law Practice
Experience
Sanctuary for Families September 2013 - Present
Mizrahi Law Offices August 2012 - Present
Cooper Paroff Cooper & Cook June 2010 - September 2010
Smith Barney June 2008 - August 2008
Skills
Courts, Real Estate, Motions, Commercial Real Estate, Wills, Litigation
Education
New York Law School 2011 — 2014
University of Maryland 2007 — 2011
Bachelor of Arts (B.A.), American Government and Politics (United States)
Sanctuary for Families September 2013 - Present
Mizrahi Law Offices August 2012 - Present
Cooper Paroff Cooper & Cook June 2010 - September 2010
Smith Barney June 2008 - August 2008
Skills
Courts, Real Estate, Motions, Commercial Real Estate, Wills, Litigation
Education
New York Law School 2011 — 2014
University of Maryland 2007 — 2011
Bachelor of Arts (B.A.), American Government and Politics (United States)
Rita Boudreau's Smith Barney Experience June 1982 - June 2000
Job Registered Client Service Associate at UBS
Industry Financial Services
Experience
UBS July 2011 - Present
Morgan Stanley July 2007 - July 2011
Smith Barney June 1982 - June 2000
Education
Moraine Valley Community College
Associate’s Degree, Business Administration and Management, General
UBS July 2011 - Present
Morgan Stanley July 2007 - July 2011
Smith Barney June 1982 - June 2000
Education
Moraine Valley Community College
Associate’s Degree, Business Administration and Management, General
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.