Smith Barney
Industry: Financial services company
DescriptionMorgan Stanley Wealth Management is an American multinational financial services corporation specializing in retail brokerage. It is the wealth & asset management division of Morgan Stanley. Customer service: 00 1 801-617-9150 Assets under management: 2.05 trillion USD (2014) CEO: James P. Gorman (Jan 2012–) Headquarters: Purchase, Harrison, New York, United States Parent organization: Morgan Stanley Domestic Holdings Inc Founders: Charles D. Barney, Edward B. Smith
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Smith Barney Employees
Employee
Years
Job
Industry
Bruce G. Spence Bruce G. Spence's Smith Barney Experience November 1995 - October 2009
Job Complex Manager at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC December 2011 - Present
Morgan Stanley Smith Barney October 2009 - December 2011
Smith Barney November 1995 - October 2009
Shearson / Smith Barney 1987 - 1995
Shearson 1987 - 1994
E.F. Hutton 1984 - 1987
Education
University of Massachusetts, Amherst
Wells Fargo Advisors, LLC December 2011 - Present
Morgan Stanley Smith Barney October 2009 - December 2011
Smith Barney November 1995 - October 2009
Shearson / Smith Barney 1987 - 1995
Shearson 1987 - 1994
E.F. Hutton 1984 - 1987
Education
University of Massachusetts, Amherst
Michael Walsh CFP® Michael Walsh CFP®'s Smith Barney Experience February 2001 - July 2009
Job Managing Partner, CFP® at Juniper Wealth Advisors
Industry Financial Services
Experience
Juniper Wealth Advisors July 2009 - Present
Smith Barney February 2001 - July 2009
Citigroup Asset Management March 1998 - February 2001
Nuveen Investments July 1996 - June 1998
Skills
Investments, Mutual Funds, Financial Services, Financial Advisory, Retirement, Finance, Retirement Planning, Asset Allocation, Securities, Alternative Investments, Investment Strategies, High Net Worth...
Education
University of Michigan 1992 — 1996
BA, History
Evanston Township High School 1989 — 1992
Juniper Wealth Advisors July 2009 - Present
Smith Barney February 2001 - July 2009
Citigroup Asset Management March 1998 - February 2001
Nuveen Investments July 1996 - June 1998
Skills
Investments, Mutual Funds, Financial Services, Financial Advisory, Retirement, Finance, Retirement Planning, Asset Allocation, Securities, Alternative Investments, Investment Strategies, High Net Worth...
Education
University of Michigan 1992 — 1996
BA, History
Evanston Township High School 1989 — 1992
James Fitzpatrick James Fitzpatrick's Smith Barney Experience June 2007 - August 2007
Job Inventory Planner at ProvideCommerce
Industry Retail
Experience
Cali Bamboo December 2014 - April 2015
FTD Companies, Inc. (formerly Provide Commerce) October 2011 - December 2014
PayPal June 2010 - September 2010
Inside Lacrosse September 2009 - January 2010
Phoenix Management Services Group June 2009 - August 2009
U.S. House of Representatives January 2009 - May 2009
Smith Barney June 2007 - August 2007
Education
University of Maryland College Park 2006 — 2010
B.A.
Loyola Blakefield
Cali Bamboo December 2014 - April 2015
FTD Companies, Inc. (formerly Provide Commerce) October 2011 - December 2014
PayPal June 2010 - September 2010
Inside Lacrosse September 2009 - January 2010
Phoenix Management Services Group June 2009 - August 2009
U.S. House of Representatives January 2009 - May 2009
Smith Barney June 2007 - August 2007
Education
University of Maryland College Park 2006 — 2010
B.A.
Loyola Blakefield
Damian Peter, CFP® Damian Peter, CFP®'s Smith Barney Experience April 2000 - February 2004
Job President at Larkin Point Investment Advisors LLC
Industry Financial Services
Experience
Larkin Point Investment Advisors LLC September 2013 - Present
United Advisors February 2004 - September 2013
Smith Barney April 2000 - February 2004
Skills
Wealth Management, Financial Services, Finance, Financial Advisory, Investment Advisory, Retirement Planning, Investments, Mutual Funds, Asset Allocation, Asset Management
Education
University of Nebraska-Lincoln 1996 — 1998
Bachelor of Science (BS)
University of Notre Dame 1994 — 1996
Larkin Point Investment Advisors LLC September 2013 - Present
United Advisors February 2004 - September 2013
Smith Barney April 2000 - February 2004
Skills
Wealth Management, Financial Services, Finance, Financial Advisory, Investment Advisory, Retirement Planning, Investments, Mutual Funds, Asset Allocation, Asset Management
Education
University of Nebraska-Lincoln 1996 — 1998
Bachelor of Science (BS)
University of Notre Dame 1994 — 1996
Scott Howerter Scott Howerter's Smith Barney Experience March 2004 - July 2009
Job Managing Director and Investment Advisor at North Channel Capital Management Group
Industry Financial Services
Experience
North Channel Capital Management Group July 2009 - Present
Smith Barney March 2004 - July 2009
A.G. Edwards January 1992 - March 2004
Skills
Investments, Risk Management, Financial Analysis, Retirement Planning, Investment Strategies, Securities, Equities, Asset Allocation, Asset Management, Executive Management, Mutual Funds, Retirement, Fixed Income, ETFs, Estate Planning...
Education
University of Nebraska-Lincoln 1982 — 1986
Business Administration and Management, General
University of Arizona 1981 — 1982
Business Administration and Management, General
North Channel Capital Management Group July 2009 - Present
Smith Barney March 2004 - July 2009
A.G. Edwards January 1992 - March 2004
Skills
Investments, Risk Management, Financial Analysis, Retirement Planning, Investment Strategies, Securities, Equities, Asset Allocation, Asset Management, Executive Management, Mutual Funds, Retirement, Fixed Income, ETFs, Estate Planning...
Education
University of Nebraska-Lincoln 1982 — 1986
Business Administration and Management, General
University of Arizona 1981 — 1982
Business Administration and Management, General
John F. Sullivan John F. Sullivan's Smith Barney Experience May 2007 - June 2009
Job SVP Relationship Management at Dynasty Financial Partners
Industry Financial Services
Experience
Dynasty Financial Partners July 2012 - Present
Morgan Stanley Smith Barney July 2009 - January 2012
Smith Barney May 2007 - June 2009
Smith Barney April 2004 - May 2007
Smith Barney April 1999 - April 2004
The Citibank Private Bank January 1996 - March 1999
Citigroup Global Equipment Finance January 1993 - December 1995
Citigroup Global Equipment Finance September 1989 - December 1992
Skills
Comprehensive Wealth..., Coaching and..., Collaborative Problem..., Team Player, Retirement Planning, Consultative sales, Banking, High Net Worth..., Wealth Transfer, Business Development, Recruiting, Wealth, Wealth Management..., Finance, Investment Advisory, Mutual Funds, Series 24, Relationship Management, Alternative Investments, Wealth Management, Series 63, Investments, Series 7, FINRA, Financial Services
Education
University of Maryland College Park 1985 — 1989
BA, Political Science, Economics
Dynasty Financial Partners July 2012 - Present
Morgan Stanley Smith Barney July 2009 - January 2012
Smith Barney May 2007 - June 2009
Smith Barney April 2004 - May 2007
Smith Barney April 1999 - April 2004
The Citibank Private Bank January 1996 - March 1999
Citigroup Global Equipment Finance January 1993 - December 1995
Citigroup Global Equipment Finance September 1989 - December 1992
Skills
Comprehensive Wealth..., Coaching and..., Collaborative Problem..., Team Player, Retirement Planning, Consultative sales, Banking, High Net Worth..., Wealth Transfer, Business Development, Recruiting, Wealth, Wealth Management..., Finance, Investment Advisory, Mutual Funds, Series 24, Relationship Management, Alternative Investments, Wealth Management, Series 63, Investments, Series 7, FINRA, Financial Services
Education
University of Maryland College Park 1985 — 1989
BA, Political Science, Economics
Art Parker Art Parker's Smith Barney Experience 2008 - 2010
Job Citation CJ2 pilot
Industry Aviation & Aerospace
Experience
Private company 2013 - Present
Air Evac Lifeteam January 2014 - April 2015
Air Evac Lifeteam March 2011 - November 2012
Smith Barney 2008 - 2010
United States Marine Corps 1987 - 2008
Skills
Corporate jet pilot, EMS helicopter pilot, U.S.M.C. pilot, FAA Commercial Pilot, Airplane Multiengine..., Airplane Single Engine..., Rotorcraft Helicopter, Instrument Airplane and..., Aircraft, Aviation, Flights, Commercial Aviation, Helicopters, Piloting, Single Engine Land, Private Pilot, DoD, Defense, Flight Safety, National Security, Aircraft Maintenance, Airlines, Aerospace, Military, Security Clearance, Command, Operational Planning, Flight Planning, Airports, Military Operations, Avionics, Military Experience, CFI
Education
University of New Orleans 1998 — 2000
Master of Business Administration (MBA), Finance and Investment
University of South Florida 1983 — 1987
Bachelor's degree, Marketing
Private company 2013 - Present
Air Evac Lifeteam January 2014 - April 2015
Air Evac Lifeteam March 2011 - November 2012
Smith Barney 2008 - 2010
United States Marine Corps 1987 - 2008
Skills
Corporate jet pilot, EMS helicopter pilot, U.S.M.C. pilot, FAA Commercial Pilot, Airplane Multiengine..., Airplane Single Engine..., Rotorcraft Helicopter, Instrument Airplane and..., Aircraft, Aviation, Flights, Commercial Aviation, Helicopters, Piloting, Single Engine Land, Private Pilot, DoD, Defense, Flight Safety, National Security, Aircraft Maintenance, Airlines, Aerospace, Military, Security Clearance, Command, Operational Planning, Flight Planning, Airports, Military Operations, Avionics, Military Experience, CFI
Education
University of New Orleans 1998 — 2000
Master of Business Administration (MBA), Finance and Investment
University of South Florida 1983 — 1987
Bachelor's degree, Marketing
Robert Weise Robert Weise's Smith Barney Experience July 1999 - May 2007
Job 1st Vice PresidentInvestment Officer at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC May 2007 - Present
Smith Barney July 1999 - May 2007
Skills
Investments, Fixed Income, Securities, Financial Services, Finance, Mutual Funds, Valuation, Retirement Planning
Education
University of Maryland College Park 1976 — 1980
bachelor of science, business
Wells Fargo Advisors, LLC May 2007 - Present
Smith Barney July 1999 - May 2007
Skills
Investments, Fixed Income, Securities, Financial Services, Finance, Mutual Funds, Valuation, Retirement Planning
Education
University of Maryland College Park 1976 — 1980
bachelor of science, business
David H. Mathews David H. Mathews's Smith Barney Experience 1990 - 1995
Job Senior Vice PresidentInvestment Officer at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC 2005 - Present
Advest, LLC 1995 - 2005
Smith Barney 1990 - 1995
Alex Brown 1985 - 1990
Ernst & Young 1981 - 1985
Bank of Virginia 1975 - 1979
Skills
Investments, Retirement Planning, Finance, Wealth Management, Retirement, Financial Services, Management, Public Speaking
Education
University of North Carolina at Chapel Hill
Master of Business Administration (MBA)
Washington and Lee University
Bachelor of Science (BS), Business Administration
Wells Fargo Advisors, LLC 2005 - Present
Advest, LLC 1995 - 2005
Smith Barney 1990 - 1995
Alex Brown 1985 - 1990
Ernst & Young 1981 - 1985
Bank of Virginia 1975 - 1979
Skills
Investments, Retirement Planning, Finance, Wealth Management, Retirement, Financial Services, Management, Public Speaking
Education
University of North Carolina at Chapel Hill
Master of Business Administration (MBA)
Washington and Lee University
Bachelor of Science (BS), Business Administration
Chris Walker, CFP® Chris Walker, CFP®'s Smith Barney Experience 2007 - 2009
Job Senior Vice President Wealth Management
Industry Financial Services
Experience
RBC Wealth Management April 2009 - Present
Smith Barney 2007 - 2009
Legg Mason 1993 - 2006
IKON Office Solutions 1989 - 1993
Skills
Retirement Planning, Investments, Mutual Funds, Portfolio Management, Series 63, Wealth Management, Series 7, Finance, Banking, Asset Allocation, Financial Advisory, Alternative Investments, Securities
Education
University of North Carolina at Chapel Hill 1984 — 1987
English Literature
RBC Wealth Management April 2009 - Present
Smith Barney 2007 - 2009
Legg Mason 1993 - 2006
IKON Office Solutions 1989 - 1993
Skills
Retirement Planning, Investments, Mutual Funds, Portfolio Management, Series 63, Wealth Management, Series 7, Finance, Banking, Asset Allocation, Financial Advisory, Alternative Investments, Securities
Education
University of North Carolina at Chapel Hill 1984 — 1987
English Literature
Hillery Burkett Emms Hillery Burkett Emms's Smith Barney Experience March 1996 - May 1998
Job Assistant Vice President & Senior Supervision Officer at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird & Co. December 2013 - Present
RBC Wealth Management August 2000 - December 2013
Sabre Holdings May 1998 - August 2000
Smith Barney March 1996 - May 1998
Bley Investment Group, Inc. August 1994 - July 1997
Skills
Financial Reporting, Due Diligence, Mortgage Lending, Risk Management, Budgets, Investments, Wealth Management, Start-ups, Business Development, Mergers & Acquisitions, Asset Management, Financial Analysis, Financial Modeling, Customer Service, Investment Strategies, Management, Sales, Strategic Planning
Education
University of North Texas 1992 — 1994
Bachelor's degree
University of Mississippi 1986 — 1988
Robert W. Baird & Co. December 2013 - Present
RBC Wealth Management August 2000 - December 2013
Sabre Holdings May 1998 - August 2000
Smith Barney March 1996 - May 1998
Bley Investment Group, Inc. August 1994 - July 1997
Skills
Financial Reporting, Due Diligence, Mortgage Lending, Risk Management, Budgets, Investments, Wealth Management, Start-ups, Business Development, Mergers & Acquisitions, Asset Management, Financial Analysis, Financial Modeling, Customer Service, Investment Strategies, Management, Sales, Strategic Planning
Education
University of North Texas 1992 — 1994
Bachelor's degree
University of Mississippi 1986 — 1988
Hannah Ahmed, CFP®'s Smith Barney Experience April 2005 - April 2007
Job Investment Counselor
Industry Investment Management
Experience
Fisher Investments September 2012 - Present
Morgan Stanley Smith Barney January 2011 - September 2012
UBS Wealth Management April 2007 - January 2011
Smith Barney April 2005 - April 2007
Skills
Strategic Financial..., Retirement Plan..., Qualified Retirement..., Socially Responsible..., Philanthropy, Building Relationships, Financial Analysis, Risk Management, Investment Strategies, Fixed Income Strategies, Income Protection, Cash Flow Forecasting, Alternative Investments, Retirement Planning, Estate Planning, Financial Coaching, Budget Process, Proposal Writing, Online Research, Marketing Strategy, Business Development, 401k, 401k Rollovers, Financial Services, Event Planning, Asset Management
Education
Harvard University 2000 — 2004
BA, English and Environmental Science
The University of Montana 1997 — 1999
Piano Performance and Environmental Science
Fisher Investments September 2012 - Present
Morgan Stanley Smith Barney January 2011 - September 2012
UBS Wealth Management April 2007 - January 2011
Smith Barney April 2005 - April 2007
Skills
Strategic Financial..., Retirement Plan..., Qualified Retirement..., Socially Responsible..., Philanthropy, Building Relationships, Financial Analysis, Risk Management, Investment Strategies, Fixed Income Strategies, Income Protection, Cash Flow Forecasting, Alternative Investments, Retirement Planning, Estate Planning, Financial Coaching, Budget Process, Proposal Writing, Online Research, Marketing Strategy, Business Development, 401k, 401k Rollovers, Financial Services, Event Planning, Asset Management
Education
Harvard University 2000 — 2004
BA, English and Environmental Science
The University of Montana 1997 — 1999
Piano Performance and Environmental Science
Adam Fizyta Adam Fizyta's Smith Barney Experience October 2007 - May 2008
Job Account Manager at Poltron/Limatherm
Industry Mechanical or Industrial Engineering
Experience
Poltron Corporation January 2009 - Present
Aerotek June 2008 - December 2008
Smith Barney October 2007 - May 2008
Skills
Sales, Customer Service, Manufacturing, Account Management, New Business Development, Marketing Strategy, Contract Negotiation
Education
Mount Saint Mary's University - Richard J. Bolte, Sr. School of Business 2009 — 2011
MBA, Finance
University of Maryland College Park 2005 — 2008
B.A., Economics
Poltron Corporation January 2009 - Present
Aerotek June 2008 - December 2008
Smith Barney October 2007 - May 2008
Skills
Sales, Customer Service, Manufacturing, Account Management, New Business Development, Marketing Strategy, Contract Negotiation
Education
Mount Saint Mary's University - Richard J. Bolte, Sr. School of Business 2009 — 2011
MBA, Finance
University of Maryland College Park 2005 — 2008
B.A., Economics
Mary Beth Wafer Mary Beth Wafer's Smith Barney Experience October 1998 - October 2009
Job Managing Director, Branch Complex Manager at BB&T Scott & Stringfellow
Industry Financial Services
Experience
BBT Scott Stringfellow February 2010 - Present
Morgan Stanley Smith Barney October 2009 - February 2010
Smith Barney October 1998 - October 2009
Smith Barney October 1995 - October 1998
Skills
Wealth Management, Securities, Fixed Annuities, Mutual Funds, Financial Services, Series 7, Series 63, Asset Allocation, Leadership, Management, Life Insurance, Financial Advisory, Training, Wealth Management...
Education
University of North Carolina at Chapel Hill
BA, History
BBT Scott Stringfellow February 2010 - Present
Morgan Stanley Smith Barney October 2009 - February 2010
Smith Barney October 1998 - October 2009
Smith Barney October 1995 - October 1998
Skills
Wealth Management, Securities, Fixed Annuities, Mutual Funds, Financial Services, Series 7, Series 63, Asset Allocation, Leadership, Management, Life Insurance, Financial Advisory, Training, Wealth Management...
Education
University of North Carolina at Chapel Hill
BA, History
Delora Kingsolver Delora Kingsolver's Smith Barney Experience 1987 - 2004
Job Corporate Flight Attendant
Industry Airlines/Aviation
Experience
Aviation March 2013 - Present
JP Morgan Chase May 2010 - January 2013
JP Morgan Chase May 2004 - May 2010
Smith Barney 1987 - 2004
Skills
Too many skills to add ..., Budgets, Meeting Planning, Customer Service, Event Planning, Strategic Planning, Flights, Management, Employee Training
Education
University of Missouri-Columbia 1979 — 1983
BA
Winnetonka High School 1977 — 1979
Aviation March 2013 - Present
JP Morgan Chase May 2010 - January 2013
JP Morgan Chase May 2004 - May 2010
Smith Barney 1987 - 2004
Skills
Too many skills to add ..., Budgets, Meeting Planning, Customer Service, Event Planning, Strategic Planning, Flights, Management, Employee Training
Education
University of Missouri-Columbia 1979 — 1983
BA
Winnetonka High School 1977 — 1979
Sara Gettings Sara Gettings's Smith Barney Experience May 2002 - December 2003
Job Vice President at BlackRock
Industry Financial Services
Experience
BlackRock September 2012 - Present
BlackRock July 2005 - September 2012
Cambridge Associates March 2004 - June 2005
Smith Barney May 2002 - December 2003
Skills
Finance, Series 7, Financial Services, Financial Markets, Relationship Management, Management, Series 63, Marketing, Client Services, Business Strategy, Sales, Leadership, Team Management, RFP, Expense Management, Recruiting, Analytical Skills, Time Management, Asset Management, Equities, Investments, Fixed Income
Education
New York University - Leonard N. Stern School of Business 2007 — 2010
MBA, Financial Instruments & Markets, Corporate Finance
University of Maryland College Park 1999 — 2003
BS, Finance
BlackRock September 2012 - Present
BlackRock July 2005 - September 2012
Cambridge Associates March 2004 - June 2005
Smith Barney May 2002 - December 2003
Skills
Finance, Series 7, Financial Services, Financial Markets, Relationship Management, Management, Series 63, Marketing, Client Services, Business Strategy, Sales, Leadership, Team Management, RFP, Expense Management, Recruiting, Analytical Skills, Time Management, Asset Management, Equities, Investments, Fixed Income
Education
New York University - Leonard N. Stern School of Business 2007 — 2010
MBA, Financial Instruments & Markets, Corporate Finance
University of Maryland College Park 1999 — 2003
BS, Finance
Tony Yung, CIMA®, CRPC®'s Smith Barney Experience January 1995 - November 2006
Job Wealth Management Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch November 2006 - Present
Smith Barney January 1995 - November 2006
Prudential Securities June 1991 - August 1994
Skills
Series 7, Asset Allocation, Series 63, Retirement Planning, Wealth Management, Mutual Funds, Investment Advisory, Investment Strategies, Securities, Alternative Investments, Investments, Series 65, Retirement, Financial Advisory, Asset Managment, Separately Managed..., Fixed Annuities, 401k, Investment Management, Life Insurance, Variable Annuities, ETFs, 401k Rollovers, Fixed Income, Banking, High Net Worth..., Portfolio Management, Estate Planning, Certified Investment..., Equities, Strategic Financial..., Financial Planning, Finance, Customer Service, Asset Management
Education
University of Minnesota-Twin Cities 1989 — 1994
Bachelor of Science (B.S.), Applied Economics
Merrill Lynch November 2006 - Present
Smith Barney January 1995 - November 2006
Prudential Securities June 1991 - August 1994
Skills
Series 7, Asset Allocation, Series 63, Retirement Planning, Wealth Management, Mutual Funds, Investment Advisory, Investment Strategies, Securities, Alternative Investments, Investments, Series 65, Retirement, Financial Advisory, Asset Managment, Separately Managed..., Fixed Annuities, 401k, Investment Management, Life Insurance, Variable Annuities, ETFs, 401k Rollovers, Fixed Income, Banking, High Net Worth..., Portfolio Management, Estate Planning, Certified Investment..., Equities, Strategic Financial..., Financial Planning, Finance, Customer Service, Asset Management
Education
University of Minnesota-Twin Cities 1989 — 1994
Bachelor of Science (B.S.), Applied Economics
Kristin Engler Kristin Engler's Smith Barney Experience 2003 - 2004
Job Shopper Marketing Manager at Kellogg Company
Industry Marketing and Advertising
Experience
Kellogg Company January 2014 - Present
Kellogg Company January 2012 - December 2013
Pep January 2005 - January 2012
Smith Barney 2003 - 2004
Northrop Grumman Corporation 2001 - 2001
Skills
Promotions, Shopper Marketing, Promotion Planning, Promotion Execution, Project Management, Budget Management, Coupon Redemption..., Cost Savings Initiatives, Timeline Management, Vendor Management, Team Leadership, Creative Briefs
Education
University of North Carolina at Chapel Hill 2000 — 2004
BSBA, Business Administration
Kellogg Company January 2014 - Present
Kellogg Company January 2012 - December 2013
Pep January 2005 - January 2012
Smith Barney 2003 - 2004
Northrop Grumman Corporation 2001 - 2001
Skills
Promotions, Shopper Marketing, Promotion Planning, Promotion Execution, Project Management, Budget Management, Coupon Redemption..., Cost Savings Initiatives, Timeline Management, Vendor Management, Team Leadership, Creative Briefs
Education
University of North Carolina at Chapel Hill 2000 — 2004
BSBA, Business Administration
Matt Raydo, PMP's Smith Barney Experience September 2000 - September 2004
Job President & CEO, Valiant Solutions, LLC
Industry Information Technology and Services
Experience
Valiant Solutions, LLC February 2005 - Present
Smith Barney September 2000 - September 2004
MCS Canon February 1998 - August 1999
Mobility Services, Inc. January 1998 - December 1998
Skills
Project Management
Education
University of Maryland College Park 1993 — 1997
BS, Business Administration
Cardinal Gibbons High School (Fort Lauderdale) 1990 — 1993
Maranatha Academy (Shawnee, KS) 1981 — 1990
Valiant Solutions, LLC February 2005 - Present
Smith Barney September 2000 - September 2004
MCS Canon February 1998 - August 1999
Mobility Services, Inc. January 1998 - December 1998
Skills
Project Management
Education
University of Maryland College Park 1993 — 1997
BS, Business Administration
Cardinal Gibbons High School (Fort Lauderdale) 1990 — 1993
Maranatha Academy (Shawnee, KS) 1981 — 1990
Robert Stauffer III Robert Stauffer III's Smith Barney Experience February 2006 - May 2009
Job Institutional Group at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Financial Corp. June 2014 - Present
RS Capital Partners LLC 2012 - Present
Elutions October 2012 - August 2013
Barclays June 2009 - April 2012
Smith Barney February 2006 - May 2009
Legg Mason October 2004 - February 2006
Park Avenue Securities May 1999 - October 2004
Legg Mason May 1997 - January 1998
Skills
Wealth Management, Series 7, Financial Services, Asset Managment, Alternative Investments, Banking, Capital Markets, Credit, Finance, Asset Management, Asset Allocation, Hedge Funds, Socially Responsible..., Charitable Gift Planning, Investment Advisory, Investment Management, Philanthropic Planning, Philanthropy, Fixed Income, CRM, Equities, Private Equity, Compliance, Risk Management, Structured Products, Financial Analysis, Third Party Distribution, Bloomberg Terminal, Charles River IMS, National Accounts
Education
University of Maryland College Park 1994 — 1998
Bachelor's degree
Stifel Financial Corp. June 2014 - Present
RS Capital Partners LLC 2012 - Present
Elutions October 2012 - August 2013
Barclays June 2009 - April 2012
Smith Barney February 2006 - May 2009
Legg Mason October 2004 - February 2006
Park Avenue Securities May 1999 - October 2004
Legg Mason May 1997 - January 1998
Skills
Wealth Management, Series 7, Financial Services, Asset Managment, Alternative Investments, Banking, Capital Markets, Credit, Finance, Asset Management, Asset Allocation, Hedge Funds, Socially Responsible..., Charitable Gift Planning, Investment Advisory, Investment Management, Philanthropic Planning, Philanthropy, Fixed Income, CRM, Equities, Private Equity, Compliance, Risk Management, Structured Products, Financial Analysis, Third Party Distribution, Bloomberg Terminal, Charles River IMS, National Accounts
Education
University of Maryland College Park 1994 — 1998
Bachelor's degree
Gina Eggers Gina Eggers's Smith Barney Experience March 2005 - November 2008
Job Retirement Plan Relationship Manager at Associated Bank
Industry Financial Services
Experience
Associated Bank October 2014 - Present
CAPTRUST March 2013 - July 2014
Alerus Financial December 2008 - March 2013
Smith Barney March 2005 - November 2008
ALL STAR GYMNASTICS January 1995 - January 2004
Skills
Small Business..., Investment education, Investment Advisory, Investment Education, Management, Investments, Business Development, Small Business, Wealth Management, Retirement Planning, Insurance, Finance, Series 7, Financial Advisory, 401k, Strategic Financial..., Leadership, Financial Planning
Education
University of Michigan 2001 — 2004
Bachelor of Business Arts, Business Management, 3.85
Wayne State University 1977 — 1979
Pre-Law Studies
Associated Bank October 2014 - Present
CAPTRUST March 2013 - July 2014
Alerus Financial December 2008 - March 2013
Smith Barney March 2005 - November 2008
ALL STAR GYMNASTICS January 1995 - January 2004
Skills
Small Business..., Investment education, Investment Advisory, Investment Education, Management, Investments, Business Development, Small Business, Wealth Management, Retirement Planning, Insurance, Finance, Series 7, Financial Advisory, 401k, Strategic Financial..., Leadership, Financial Planning
Education
University of Michigan 2001 — 2004
Bachelor of Business Arts, Business Management, 3.85
Wayne State University 1977 — 1979
Pre-Law Studies
Tom Agostinelli's Smith Barney Experience December 2005 - March 2009
Job President at T A Wealth Management
Industry Financial Services
Experience
T A Wealth Management March 2009 - Present
Smith Barney December 2005 - March 2009
Legg Mason September 2001 - December 2005
Skills
Retirement Planning, Investment Advisory, Wealth Management, Series 7, 401k Rollovers, Series 63, Mutual Funds, Retirement, Asset Allocation, 401k, IRAs, Investments
Education
University of Maryland College Park 1977 — 1979
Business Administration
St Andrew's 1968 — 1973
T A Wealth Management March 2009 - Present
Smith Barney December 2005 - March 2009
Legg Mason September 2001 - December 2005
Skills
Retirement Planning, Investment Advisory, Wealth Management, Series 7, 401k Rollovers, Series 63, Mutual Funds, Retirement, Asset Allocation, 401k, IRAs, Investments
Education
University of Maryland College Park 1977 — 1979
Business Administration
St Andrew's 1968 — 1973
Gregory Tevis Gregory Tevis's Smith Barney Experience 1986 - 2009
Job Senior Corporate Counsel at AIG Advisor Group
Industry Financial Services
Experience
AIG Advisor Group September 2010 - Present
Law September 2009 - September 2010
Smith Barney 1986 - 2009
Career History 1977 - 1986
Skills
Supervision, Securities Regulation, Securities, FINRA, Corporate Governance, AML, Litigation, Securities Litigation, Corporate Law, Investment Advisory, Internal Investigations, Due Diligence, Arbitration
Education
Vanderbilt University Law School 1973 — 1976
J.D., Law
University of Maryland College Park 1968 — 1971
B.A., Economics
AIG Advisor Group September 2010 - Present
Law September 2009 - September 2010
Smith Barney 1986 - 2009
Career History 1977 - 1986
Skills
Supervision, Securities Regulation, Securities, FINRA, Corporate Governance, AML, Litigation, Securities Litigation, Corporate Law, Investment Advisory, Internal Investigations, Due Diligence, Arbitration
Education
Vanderbilt University Law School 1973 — 1976
J.D., Law
University of Maryland College Park 1968 — 1971
B.A., Economics
Matthew A. Tarini CFP®, MBA, CDFA™ Matthew A. Tarini CFP®, MBA, CDFA™'s Smith Barney Experience September 1995 - December 2004
Job Managing Principal Wells Fargo Advisors Financial Network, LLC
Industry Financial Services
Experience
Wells Fargo Advisors Financial Network, LLC July 2009 - Present
A.G. Edwards December 2004 - July 2009
Smith Barney September 1995 - December 2004
Education
The College for Financial Planning 2004 — 2006
CFP®, 2006
Northeastern University -D'Amore-McKim School of Business 1986 — 1988
MBA, Finance
University of Missouri-Columbia, College of Business 1981 — 1985
BSBA, Finance & Banking - Trulaske College of Business
Wells Fargo Advisors Financial Network, LLC July 2009 - Present
A.G. Edwards December 2004 - July 2009
Smith Barney September 1995 - December 2004
Education
The College for Financial Planning 2004 — 2006
CFP®, 2006
Northeastern University -D'Amore-McKim School of Business 1986 — 1988
MBA, Finance
University of Missouri-Columbia, College of Business 1981 — 1985
BSBA, Finance & Banking - Trulaske College of Business
BRIAN KIRBY | Business Development Manager BRIAN KIRBY | Business Development Manager's Smith Barney Experience January 1992 - December 1996
Job Helping companies Pay Less in Taxes, Increase Profitability, Improve Operations and Develop a Longterm Strategic Plan
Industry Accounting
Experience
Plante Moran May 2008 - Present
R. L. Polk & Co. 2006 - 2008
3E Company 2001 - 2006
New World Systems 1996 - 2001
Smith Barney January 1992 - December 1996
Skills
New Business Development, Selling, Consulting, Due Diligence, Business Development, ERP, Auditing, Business Planning, Manufacturing, Automotive, Mergers & Acquisitions, Sales, Employee Benefits, CRM, Tax, M&A experience, Strategy, Finance, 401k, Accounting, Consultative Selling, Investment Banking, IT Security Assessments, Healthcare Consulting, Management, Leadership, Contract Negotiation, Competitive Analysis, Analytics, Process Improvement, Marketing Strategy, Marketing, Cold Calling, Investments, Networking
Education
Wayne State University 1989 — 1991
MBA, Marketing
University of Michigan-Dearborn 1982 — 1986
BSA, MIS
Plante Moran May 2008 - Present
R. L. Polk & Co. 2006 - 2008
3E Company 2001 - 2006
New World Systems 1996 - 2001
Smith Barney January 1992 - December 1996
Skills
New Business Development, Selling, Consulting, Due Diligence, Business Development, ERP, Auditing, Business Planning, Manufacturing, Automotive, Mergers & Acquisitions, Sales, Employee Benefits, CRM, Tax, M&A experience, Strategy, Finance, 401k, Accounting, Consultative Selling, Investment Banking, IT Security Assessments, Healthcare Consulting, Management, Leadership, Contract Negotiation, Competitive Analysis, Analytics, Process Improvement, Marketing Strategy, Marketing, Cold Calling, Investments, Networking
Education
Wayne State University 1989 — 1991
MBA, Marketing
University of Michigan-Dearborn 1982 — 1986
BSA, MIS
Nikki (Malgeri) MacKenzie Nikki (Malgeri) MacKenzie's Smith Barney Experience June 2007 - August 2007
Job PhD Student at the University of Massachusetts
Industry Accounting
Experience
University of Massachusetts Amherst August 2014 - Present
PwC December 2013 - July 2014
Ernst & Young August 2011 - November 2013
Ernst & Young May 2009 - August 2011
KPMG US June 2008 - August 2008
Smith Barney June 2007 - August 2007
Education
University of Massachusetts, Amherst 2014 — 2019
Doctor of Philosophy (Ph.D.), Accounting
University of Pennsylvania - The Wharton School 2005 — 2009
Bachelor of Science in Economics, Accounting and Legal Studies
University of Notre Dame 2009 — 2010
Master of Science in Accountancy (MSA), Accounting
University of Massachusetts Amherst August 2014 - Present
PwC December 2013 - July 2014
Ernst & Young August 2011 - November 2013
Ernst & Young May 2009 - August 2011
KPMG US June 2008 - August 2008
Smith Barney June 2007 - August 2007
Education
University of Massachusetts, Amherst 2014 — 2019
Doctor of Philosophy (Ph.D.), Accounting
University of Pennsylvania - The Wharton School 2005 — 2009
Bachelor of Science in Economics, Accounting and Legal Studies
University of Notre Dame 2009 — 2010
Master of Science in Accountancy (MSA), Accounting
Katy Anderson Katy Anderson's Smith Barney Experience October 2006 - March 2009
Job Senior Client Associate at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC May 2014 - Present
UBS March 2009 - March 2014
Smith Barney October 2006 - March 2009
Thorbahn Associates May 2003 - December 2003
Skills
Sales, Marketing, Customer Service, Relationship Management, Marketing Strategy
Education
Webb's Pro Fitness 1995 — 2015
Aerobics Instructor / Personal Trainer
University of Massachusetts Boston 1999 — 2002
Bachelor's degree, Business
Wells Fargo Advisors, LLC May 2014 - Present
UBS March 2009 - March 2014
Smith Barney October 2006 - March 2009
Thorbahn Associates May 2003 - December 2003
Skills
Sales, Marketing, Customer Service, Relationship Management, Marketing Strategy
Education
Webb's Pro Fitness 1995 — 2015
Aerobics Instructor / Personal Trainer
University of Massachusetts Boston 1999 — 2002
Bachelor's degree, Business
Kathy Hansen's Smith Barney Experience 1995 - 1999
Job Senior Director at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. 2007 - Present
Citigroup, Citicorp Investment Services 2000 - 2007
Smith Barney 1995 - 1999
Lehman Brothers 1993 - 1995
Shearson 1977 - 1992
Education
University of Miami
BA, English/Marketing
Oppenheimer & Co. Inc. 2007 - Present
Citigroup, Citicorp Investment Services 2000 - 2007
Smith Barney 1995 - 1999
Lehman Brothers 1993 - 1995
Shearson 1977 - 1992
Education
University of Miami
BA, English/Marketing
Jill Ribbe Metzmaker Jill Ribbe Metzmaker's Smith Barney Experience April 2001 - March 2005
Job Baystate Financial
Industry Financial Services
Experience
Baystate Financial January 2013 - Present
AspenCross Financial Group December 2011 - September 2012
W.B. Smith Companies October 2007 - December 2011
Bainco International Investors September 2005 - April 2007
The Colony Group March 2005 - August 2005
Smith Barney April 2001 - March 2005
Skills
Series 7, Series 63, Investments, Financial Planning, Retirement Analysis
Education
University of Massachusetts, Amherst
Bachelor of Arts, Sociology and Psychology
Baystate Financial January 2013 - Present
AspenCross Financial Group December 2011 - September 2012
W.B. Smith Companies October 2007 - December 2011
Bainco International Investors September 2005 - April 2007
The Colony Group March 2005 - August 2005
Smith Barney April 2001 - March 2005
Skills
Series 7, Series 63, Investments, Financial Planning, Retirement Analysis
Education
University of Massachusetts, Amherst
Bachelor of Arts, Sociology and Psychology
Philip Ng, CFA Philip Ng, CFA's Smith Barney Experience 2003 - 2003
Job Senior Associate at KPMG
Industry Financial Services
Experience
KPMG December 2013 - Present
Standard & Poor's October 2007 - November 2013
Wilshire Associates September 2004 - September 2007
Smith Barney 2003 - 2003
Skills
Structured Finance, Fixed Income, Analytics, Valuation, Residential Mortgages, Subprime RMBS, CMBS, ABS Autos, ABS Credit Cards, Securities, MBS, Performance Attribution, Modeling, Risk, Bloomberg, Bonds, Equities, Intex, Axion, Atlas, VBA, MS Word, MS Excel, MS Powerpoint, MS Access, MS Outlook, Investments, Fixed Income Analysis, Capital Markets, Securitization
Education
University of Michigan - Stephen M. Ross School of Business 2001 — 2004
Bachelor of Business Administration, Finance and Accounting
Midwood
Midwood
KPMG December 2013 - Present
Standard & Poor's October 2007 - November 2013
Wilshire Associates September 2004 - September 2007
Smith Barney 2003 - 2003
Skills
Structured Finance, Fixed Income, Analytics, Valuation, Residential Mortgages, Subprime RMBS, CMBS, ABS Autos, ABS Credit Cards, Securities, MBS, Performance Attribution, Modeling, Risk, Bloomberg, Bonds, Equities, Intex, Axion, Atlas, VBA, MS Word, MS Excel, MS Powerpoint, MS Access, MS Outlook, Investments, Fixed Income Analysis, Capital Markets, Securitization
Education
University of Michigan - Stephen M. Ross School of Business 2001 — 2004
Bachelor of Business Administration, Finance and Accounting
Midwood
Midwood
Ken Finkel Ken Finkel's Smith Barney Experience 2000 - 2008
Job Founder & Managing Principal at Vista Advisory Group and Vista Consulting
Industry Financial Services
Experience
Vista Advisory Group 2013 - Present
Vista Consulting, Ltd. 2012 - Present
Impact Wealth Advisors, Ltd. 2008 - 2013
Smith Barney 2000 - 2008
First Union 1995 - 2000
Prudential Securities 1991 - 1995
First Miami Securities 1979 - 1991
First Miami Securities 1979 - 1991
Skills
Strategic Financial..., Investments, Wealth Management, Retirement Planning, Estate Planning, Alternative Investments, Asset Managment, Entrepreneurship, Asset Allocation, Strategic Planning, Investment Strategies, Organizational..., Advising Non Profit..., Private Equity, Financial coaching, Business coaching, Life Coaching
Education
University of Maryland College Park 1970 — 1974
BA, Anthroplogy/History
Livingston High School
Vista Advisory Group 2013 - Present
Vista Consulting, Ltd. 2012 - Present
Impact Wealth Advisors, Ltd. 2008 - 2013
Smith Barney 2000 - 2008
First Union 1995 - 2000
Prudential Securities 1991 - 1995
First Miami Securities 1979 - 1991
First Miami Securities 1979 - 1991
Skills
Strategic Financial..., Investments, Wealth Management, Retirement Planning, Estate Planning, Alternative Investments, Asset Managment, Entrepreneurship, Asset Allocation, Strategic Planning, Investment Strategies, Organizational..., Advising Non Profit..., Private Equity, Financial coaching, Business coaching, Life Coaching
Education
University of Maryland College Park 1970 — 1974
BA, Anthroplogy/History
Livingston High School
Denise Wypiszenski's Smith Barney Experience December 2008 - 2009
Job President, Orchid Network LLC & Founder, The Orchid Alliance
Industry Financial Services
Experience
The Orchid Alliance 2013 - Present
Orchid Network LLC 2010 - Present
Cielo Talent January 2012 - December 2013
Robert W. Baird 2009 - 2010
Morgan Stanley Smith Barney 2009 - 2009
Smith Barney December 2008 - 2009
Smith Barney 2006 - 2008
Smith Barney 2004 - 2006
Smith Barney 1999 - 2004
Smith Barney 1999 - 1999
Skills
Training, Business Development, Talent Acquisition, Recruiting, Strategy, Coaching, Investments, Strategic Planning, Strategic Partnerships, Executive Search, Mutual Funds, Wealth Management, Management Consulting, Retirement Planning, Sales, Series 7, Sales Management, Financial Services, Entrepreneurship, Finance, Series 63, Consulting, Financial Advisory, Series 24, Management, Securities, Wealth Management..., FINRA
Education
University of Nebraska at Omaha 1988 — 1991
BSBA, Double Major: Finance & Banking
The Orchid Alliance 2013 - Present
Orchid Network LLC 2010 - Present
Cielo Talent January 2012 - December 2013
Robert W. Baird 2009 - 2010
Morgan Stanley Smith Barney 2009 - 2009
Smith Barney December 2008 - 2009
Smith Barney 2006 - 2008
Smith Barney 2004 - 2006
Smith Barney 1999 - 2004
Smith Barney 1999 - 1999
Skills
Training, Business Development, Talent Acquisition, Recruiting, Strategy, Coaching, Investments, Strategic Planning, Strategic Partnerships, Executive Search, Mutual Funds, Wealth Management, Management Consulting, Retirement Planning, Sales, Series 7, Sales Management, Financial Services, Entrepreneurship, Finance, Series 63, Consulting, Financial Advisory, Series 24, Management, Securities, Wealth Management..., FINRA
Education
University of Nebraska at Omaha 1988 — 1991
BSBA, Double Major: Finance & Banking
Robert (Ali) Virden Robert (Ali) Virden's Smith Barney Experience 1993 - 1999
Job Investment Specialist / Investment Advisor Rep. / Financial Services Rep. at Crescent Financial, an Office of MetLife
Industry Financial Services
Experience
CRESCENT FINANCIAL, an Office of MetLife January 2009 - Present
Crescent Financial LLC 2008 - January 2009
Saturna Capital Corporation 2006 - 2008
Merrill Lynch Private Client Group 2005 - 2006
UBS Wealth Management 2004 - 2005
Legg Mason 1999 - 2003
Smith Barney 1993 - 1999
Smith Barney 1991 - 1993
Merrill Lynch 1987 - 1991
Skills
7/2013 - MetLife's..., Retirement Planning, Mutual Funds, Investments, Portfolio Management, Financial Advisory
Education
The American College of Financial Services 2010 — 2014
Chartered Financial Consultant ( ChFC ) professional designation
University of Maryland College Park 1983 — 1987
BS, Finance, (English minor)
CRESCENT FINANCIAL, an Office of MetLife January 2009 - Present
Crescent Financial LLC 2008 - January 2009
Saturna Capital Corporation 2006 - 2008
Merrill Lynch Private Client Group 2005 - 2006
UBS Wealth Management 2004 - 2005
Legg Mason 1999 - 2003
Smith Barney 1993 - 1999
Smith Barney 1991 - 1993
Merrill Lynch 1987 - 1991
Skills
7/2013 - MetLife's..., Retirement Planning, Mutual Funds, Investments, Portfolio Management, Financial Advisory
Education
The American College of Financial Services 2010 — 2014
Chartered Financial Consultant ( ChFC ) professional designation
University of Maryland College Park 1983 — 1987
BS, Finance, (English minor)
Jennifer Keating Jennifer Keating's Smith Barney Experience September 2005 - December 2005
Job Corporate Tax Accountant at a private hedge fund
Industry Accounting
Experience
a private hedge fund January 2011 - Present
Penan & Scott, P.C. Certified Public Accountants & Financial Advisors November 2009 - August 2010
Alvarez and Marsal July 2007 - September 2009
Smith Barney September 2005 - December 2005
Education
University of Maryland - Robert H. Smith School of Business 2004 — 2007
Bachelor of Science of Accounting
Toms River High School North 1998 — 2002
High School Diploma
a private hedge fund January 2011 - Present
Penan & Scott, P.C. Certified Public Accountants & Financial Advisors November 2009 - August 2010
Alvarez and Marsal July 2007 - September 2009
Smith Barney September 2005 - December 2005
Education
University of Maryland - Robert H. Smith School of Business 2004 — 2007
Bachelor of Science of Accounting
Toms River High School North 1998 — 2002
High School Diploma
Quincy Monk Quincy Monk's Smith Barney Experience June 2006 - June 2008
Job Senior Delivery Manager
Industry Staffing and Recruiting
Experience
The Select Group December 2012 - Present
The Select Group October 2011 - December 2012
The Select Group November 2009 - October 2011
Cintas March 2009 - November 2009
Capital TechSearch October 2008 - January 2009
Argentum Capital Management June 2008 - October 2008
Smith Barney June 2006 - June 2008
Houston Texans December 2004 - September 2005
New York Giants April 2002 - September 2004
Skills
Technical Recruiting, Recruiting, Applicant Tracking..., College Recruiting, Benefits Negotiation, Human Resources, Unix, Staffing Services, Performance Management, Leadership, Internet Recruiting, Temporary Placement, Linux, Talent Acquisition, Project Management, Management, Screening Resumes, Interviews, Networking, Contract Recruitment, Sourcing, Executive Search, Talent Management, Screening, Staff Augmentation, Onboarding, IT Recruitment, Permanent Placement, Temporary Staffing, Cold Calling, Hiring, Building Relationships, Resume Writing, Taleo, Employee Relations, PeopleSoft, Employer Branding, Corporate Recruiting, HRIS, Vendor Management, Workforce Planning, SDLC, Employee Benefits, Consulting, HR Consulting, Resource Management, Relationship Building, Beast, Rap, Hip-Hop Dance
Education
University of North Carolina at Chapel Hill 1997 — 2001
BA
The Select Group December 2012 - Present
The Select Group October 2011 - December 2012
The Select Group November 2009 - October 2011
Cintas March 2009 - November 2009
Capital TechSearch October 2008 - January 2009
Argentum Capital Management June 2008 - October 2008
Smith Barney June 2006 - June 2008
Houston Texans December 2004 - September 2005
New York Giants April 2002 - September 2004
Skills
Technical Recruiting, Recruiting, Applicant Tracking..., College Recruiting, Benefits Negotiation, Human Resources, Unix, Staffing Services, Performance Management, Leadership, Internet Recruiting, Temporary Placement, Linux, Talent Acquisition, Project Management, Management, Screening Resumes, Interviews, Networking, Contract Recruitment, Sourcing, Executive Search, Talent Management, Screening, Staff Augmentation, Onboarding, IT Recruitment, Permanent Placement, Temporary Staffing, Cold Calling, Hiring, Building Relationships, Resume Writing, Taleo, Employee Relations, PeopleSoft, Employer Branding, Corporate Recruiting, HRIS, Vendor Management, Workforce Planning, SDLC, Employee Benefits, Consulting, HR Consulting, Resource Management, Relationship Building, Beast, Rap, Hip-Hop Dance
Education
University of North Carolina at Chapel Hill 1997 — 2001
BA
David Rice David Rice's Smith Barney Experience July 2006 - April 2009
Job Fixed Income Relative Value Trader at HTG Capital Partners, LLC
Industry Financial Services
Experience
HTG Capital Partners, LLC April 2012 - Present
DRW Trading Group, LLC July 2009 - December 2011
SMITH BARNEY July 2006 - April 2009
Skills
Interest Rate..., Fixed Income Trading, Fixed Income Products, Fixed Income Research, Relative Value, Swaps, Swaptions, Covered Bonds, Excel, SQL, VBA, Operations, Fixed Income, Trading, Bloomberg, Interest Rate Swaps
Education
Milken
Pressman
University of Michigan - Stephen M. Ross School of Business 2006 — 2009
BBA, Finance & Strategy
HTG Capital Partners, LLC April 2012 - Present
DRW Trading Group, LLC July 2009 - December 2011
SMITH BARNEY July 2006 - April 2009
Skills
Interest Rate..., Fixed Income Trading, Fixed Income Products, Fixed Income Research, Relative Value, Swaps, Swaptions, Covered Bonds, Excel, SQL, VBA, Operations, Fixed Income, Trading, Bloomberg, Interest Rate Swaps
Education
Milken
Pressman
University of Michigan - Stephen M. Ross School of Business 2006 — 2009
BBA, Finance & Strategy
Tim Ondrak Tim Ondrak's Smith Barney Experience May 2004 - May 2005
Job Operations Manager South Texas at Timco Blasting and Coatings
Industry Oil & Energy
Experience
Timco Blasting and Coatings January 2015 - Present
Calfrac Well Services November 2012 - January 2015
Mountain Creek Products October 2011 - November 2012
High Plains Gas January 2011 - February 2012
Merrill Lynch June 2005 - December 2010
Smith Barney May 2004 - May 2005
Skills
Business Planning, Petroleum, Business Strategy, Risk Management, Management, Finance, Mergers & Acquisitions, Business Development, Operations Management, Analysis, Contract Negotiation, Customer Service, Gas, Energy, Leadership, Project Planning, Oil, New Business Development, Supervisory Skills, Strategic Planning, Sales
Education
University of Montana 2000 — 2005
BS, Business Administration
Timco Blasting and Coatings January 2015 - Present
Calfrac Well Services November 2012 - January 2015
Mountain Creek Products October 2011 - November 2012
High Plains Gas January 2011 - February 2012
Merrill Lynch June 2005 - December 2010
Smith Barney May 2004 - May 2005
Skills
Business Planning, Petroleum, Business Strategy, Risk Management, Management, Finance, Mergers & Acquisitions, Business Development, Operations Management, Analysis, Contract Negotiation, Customer Service, Gas, Energy, Leadership, Project Planning, Oil, New Business Development, Supervisory Skills, Strategic Planning, Sales
Education
University of Montana 2000 — 2005
BS, Business Administration
Allen Lassiter Allen Lassiter's Smith Barney Experience January 1973 - June 1992
Job Managing Director at Raymond James
Industry Financial Services
Experience
Raymond James June 1994 - Present
Kemper Securities June 1992 - June 1994
Smith Barney January 1973 - June 1992
Education
University of Pennsylvania - The Wharton School 1972 — 1975
MBA
University of North Carolina at Chapel Hill 1966 — 1970
BA
Raymond James June 1994 - Present
Kemper Securities June 1992 - June 1994
Smith Barney January 1973 - June 1992
Education
University of Pennsylvania - The Wharton School 1972 — 1975
MBA
University of North Carolina at Chapel Hill 1966 — 1970
BA
Chris Zimpo Chris Zimpo's Smith Barney Experience April 1999 - April 2003
Job International Trade Accountant at Federal Government in Washington DC
Industry Government Administration
Experience
Federal Government in Washington DC April 2003 - Present
Smith Barney April 1999 - April 2003
Skills
Analysis, Risk Management, Business Process..., Public Speaking, Auditing, Policy, Risk Assessment, Federal Government, Government, Accounting, Microsoft Office, Government Contracting, Customer Service
Education
University of Maryland College Park 1976 — 1980
BS, Accounting
Federal Government in Washington DC April 2003 - Present
Smith Barney April 1999 - April 2003
Skills
Analysis, Risk Management, Business Process..., Public Speaking, Auditing, Policy, Risk Assessment, Federal Government, Government, Accounting, Microsoft Office, Government Contracting, Customer Service
Education
University of Maryland College Park 1976 — 1980
BS, Accounting
Lawrence McDonald's Smith Barney Experience 1992 - 1996
Job Keynote Speaker, NY Times Bestselling Author, Managing Director: Head of US Macro Strategy Societe Generale
Industry Financial Services
Experience
Societe Generale August 2011 - Present
LGM Group, LLC August 2008 - Present
LGM Group, LLC November 2008 - 2013
Lehman Brothers July 2004 - September 2008
Morgan Stanley October 1999 - July 2004
ConvertBond.com February 1996 - October 1999
Smith Barney 1992 - 1996
Merrill Lynch 1992 - 1993
Skills
Public Speaking, Equities, Private Equity, Fixed Income, Bloomberg, Bonds, Investor Relations, Venture Capital, Hedge Funds, Trading, Financial Markets, Securities, Political Risk Analysis
Education
University of Massachusetts Dartmouth 1985 — 1988
BA, Economics
Falmouth High
Societe Generale August 2011 - Present
LGM Group, LLC August 2008 - Present
LGM Group, LLC November 2008 - 2013
Lehman Brothers July 2004 - September 2008
Morgan Stanley October 1999 - July 2004
ConvertBond.com February 1996 - October 1999
Smith Barney 1992 - 1996
Merrill Lynch 1992 - 1993
Skills
Public Speaking, Equities, Private Equity, Fixed Income, Bloomberg, Bonds, Investor Relations, Venture Capital, Hedge Funds, Trading, Financial Markets, Securities, Political Risk Analysis
Education
University of Massachusetts Dartmouth 1985 — 1988
BA, Economics
Falmouth High
Brad Lipsig Brad Lipsig's Smith Barney Experience 1995 - 2007
Job First Vice President Wealth Management, Senior Portfolio Manager at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. 2007 - Present
Smith Barney 1995 - 2007
Education
University of Maryland College Park 1987 — 1991
B.A., Psychology
UBS Financial Services, Inc. 2007 - Present
Smith Barney 1995 - 2007
Education
University of Maryland College Park 1987 — 1991
B.A., Psychology
Jamaal King Jamaal King's Smith Barney Experience August 2005 - May 2006
Job Community Manager/Leasing/Operations at Carr Workplaces
Industry Commercial Real Estate
Experience
Carr Workplaces September 2014 - Present
Legacy Marketing of Boston/Chicago 3 Consultants January 2014 - July 2014
Northwestern Mutual January 2013 - May 2013
Financial Research Corporation November 2007 - October 2011
State Street August 2006 - November 2007
Smith Barney August 2005 - May 2006
Skills
Bloomberg, Market Research, Data Analysis, Investments, Mutual Funds, Research, Analysis, Retirement, Investment Strategies, ETFs, Investment Management, Asset Allocation, Trading, Alternative Investments, Financial Modeling, Management, Asset Management
Education
University of Massachusetts, Amherst 2001 — 2006
BA, Economics
Carr Workplaces September 2014 - Present
Legacy Marketing of Boston/Chicago 3 Consultants January 2014 - July 2014
Northwestern Mutual January 2013 - May 2013
Financial Research Corporation November 2007 - October 2011
State Street August 2006 - November 2007
Smith Barney August 2005 - May 2006
Skills
Bloomberg, Market Research, Data Analysis, Investments, Mutual Funds, Research, Analysis, Retirement, Investment Strategies, ETFs, Investment Management, Asset Allocation, Trading, Alternative Investments, Financial Modeling, Management, Asset Management
Education
University of Massachusetts, Amherst 2001 — 2006
BA, Economics
Dan Longman Dan Longman's Smith Barney Experience 1983 - 1995
Job IT Infrastructure Design & Engineering / Technical Project Management
Industry Information Technology and Services
Experience
Kaiser Permanente 2011 - Present
Facebook October 2010 - December 2010
Wells Fargo June 2009 - September 2010
Charles Schwab Inc. March 2007 - November 2008
Charles Schwab 1999 - 2007
Inteliant Technologies 1995 - 1999
Smith Barney 1983 - 1995
Education
University of Missouri-Columbia
BA, US History
Kaiser Permanente 2011 - Present
Facebook October 2010 - December 2010
Wells Fargo June 2009 - September 2010
Charles Schwab Inc. March 2007 - November 2008
Charles Schwab 1999 - 2007
Inteliant Technologies 1995 - 1999
Smith Barney 1983 - 1995
Education
University of Missouri-Columbia
BA, US History
JP Pontbriand, CFA JP Pontbriand, CFA's Smith Barney Experience 2004 - 2006
Job Portfolio Manager
Industry Investment Management
Experience
Salem Five Financial December 2006 - Present
Smith Barney 2004 - 2006
Fleet Capital 2000 - 2004
BTM Capital Corporation 1998 - 2000
Ironwood Capital 1991 - 1998
Prudential Capital Group 1988 - 1991
Skills
Investments, Portfolio Management, Securities, Wealth Management, Alternative Investments, Retirement Planning, Financial Modeling, Asset Allocation, Tactical Asset..., Asset Managment, Investment Policy, Investment Advisory, Estate Planning, Strategic Financial..., Insurance, College Education..., Charitable Gift Planning, Trusts, Valuation, Asset Management
Education
CFA Institute 1990 — 1993
CFA, Chartered Financial Analyst
University of New Hampshire - Whittemore School of Business and Economics 1983 — 1987
Bachelor of Science, Business Administration
Salem Five Financial December 2006 - Present
Smith Barney 2004 - 2006
Fleet Capital 2000 - 2004
BTM Capital Corporation 1998 - 2000
Ironwood Capital 1991 - 1998
Prudential Capital Group 1988 - 1991
Skills
Investments, Portfolio Management, Securities, Wealth Management, Alternative Investments, Retirement Planning, Financial Modeling, Asset Allocation, Tactical Asset..., Asset Managment, Investment Policy, Investment Advisory, Estate Planning, Strategic Financial..., Insurance, College Education..., Charitable Gift Planning, Trusts, Valuation, Asset Management
Education
CFA Institute 1990 — 1993
CFA, Chartered Financial Analyst
University of New Hampshire - Whittemore School of Business and Economics 1983 — 1987
Bachelor of Science, Business Administration
Connie Weber's Smith Barney Experience May 2000 - March 2003
Job Financial Management Professional
Industry Financial Services
Experience
Alliance Trust Company October 2010 - June 2015
Sierra Nevada Wealth Management March 2009 - June 2015
AMA Reno-Tahoe Chapter July 2011 - July 2012
Advertising Association of Northern Nevada 2007 - June 2011
CW Media June 2006 - March 2009
Reno Gazette-Journal 2003 - 2004
Smith Barney May 2000 - March 2003
Reno Radio Representatives 1999 - 2001
KOLO 1995 - 1999
Cox Communications 1993 - 1995
Skills
Marketing, Sales, Advertising, Media Relations, Personal Finance, Investment Advisory, Investment Management, Investment Strategies, Accounting, Wealth Management, New Business Development, Sales Management, Investments, Media Buying, Leadership, Finance, Small Business, Financial Services, Event Planning, Entrepreneurship, Retirement Planning
Education
University of Nevada-Reno 1982 — 1987
Wooster High 1978 — 1982
High School Deploma
Alliance Trust Company October 2010 - June 2015
Sierra Nevada Wealth Management March 2009 - June 2015
AMA Reno-Tahoe Chapter July 2011 - July 2012
Advertising Association of Northern Nevada 2007 - June 2011
CW Media June 2006 - March 2009
Reno Gazette-Journal 2003 - 2004
Smith Barney May 2000 - March 2003
Reno Radio Representatives 1999 - 2001
KOLO 1995 - 1999
Cox Communications 1993 - 1995
Skills
Marketing, Sales, Advertising, Media Relations, Personal Finance, Investment Advisory, Investment Management, Investment Strategies, Accounting, Wealth Management, New Business Development, Sales Management, Investments, Media Buying, Leadership, Finance, Small Business, Financial Services, Event Planning, Entrepreneurship, Retirement Planning
Education
University of Nevada-Reno 1982 — 1987
Wooster High 1978 — 1982
High School Deploma
Phil Rackers Phil Rackers's Smith Barney Experience 1992 - 1997
Job Property and Casualty Insurance Agent/Broker
Industry Insurance
Experience
Liberty Insurance Advisors January 2012 - Present
Copper Ridge Condominium Association April 2007 - Present
Self employed November 2001 - Present
Colonial Life April 2010 - December 2011
Liberty Mortgage Services LLC March 2003 - March 2010
BirdDog Solutions March 1999 - March 2003
Paine Webber 1997 - 1999
Smith Barney 1992 - 1997
Skills
Account Management, Insurance, Negotiation, Strategic Planning, Sales Management, Sales, New Business Development, Management, Employee Benefits, Process Improvement, Analysis, Finance, Investments, Disability Insurance, Team Building, Program Management, Business Development, Budgets, Time Management, Strategic Financial..., Real Estate
Education
University of Missouri-Columbia 1987 — 1991
Bachelor of Science and Business Administration, Finance
Liberty Insurance Advisors January 2012 - Present
Copper Ridge Condominium Association April 2007 - Present
Self employed November 2001 - Present
Colonial Life April 2010 - December 2011
Liberty Mortgage Services LLC March 2003 - March 2010
BirdDog Solutions March 1999 - March 2003
Paine Webber 1997 - 1999
Smith Barney 1992 - 1997
Skills
Account Management, Insurance, Negotiation, Strategic Planning, Sales Management, Sales, New Business Development, Management, Employee Benefits, Process Improvement, Analysis, Finance, Investments, Disability Insurance, Team Building, Program Management, Business Development, Budgets, Time Management, Strategic Financial..., Real Estate
Education
University of Missouri-Columbia 1987 — 1991
Bachelor of Science and Business Administration, Finance
Eloy Yndigoyen's Smith Barney Experience June 2006 - August 2006
Job Director of Finance and Operations at Goodbites
Industry Financial Services
Experience
Goodbites September 2015 - Present
Envisage Advisors September 2014 - August 2015
JPMorgan Chase June 2014 - August 2014
California Cinema Investments, dba Cinepolis USA January 2012 - June 2014
Morgan Stanley Smith Barney November 2009 - August 2011
BNP Paribas November 2008 - November 2009
Lehman Brothers September 2007 - November 2008
Pinnacle Advisory Group September 2006 - May 2007
Smith Barney June 2006 - August 2006
Skills
Sales, Business Development, Operations, Personal Finance, Cash Flow Forecasting, Customer Relations, Yelp Client Service, Problem Solving, Purchasing Management, Account Management, Financial Analysis, Operating Budgets, Fundraising, Supplier Negotiation, Accounting, Financial Advisory, Microsoft Excel, MS Excel Pivot Tables, V Lookups, QuickBooks, Strategic Planning, Customer Service, Strategic Financial..., Portfolio Management, Leadership, Investments, Financial Markets, Management, Corporate Finance, Asset Allocation, Finance, Financial Modeling, Wealth Management, Financial Services, Purchase Management, Risk Management, Equities, Valuation, Banking, Emerging Markets, Time Management, Investment Banking, Bloomberg, Economics, ERP, Hyperion Planning, Private Equity, Capital Markets
Education
University of Southern California - Marshall School of Business 2013 — 2015
Master of Business Administration (MBA)
University of Maryland - Robert H. Smith School of Business
B.S., International Business
Lynbrook High School
Goodbites September 2015 - Present
Envisage Advisors September 2014 - August 2015
JPMorgan Chase June 2014 - August 2014
California Cinema Investments, dba Cinepolis USA January 2012 - June 2014
Morgan Stanley Smith Barney November 2009 - August 2011
BNP Paribas November 2008 - November 2009
Lehman Brothers September 2007 - November 2008
Pinnacle Advisory Group September 2006 - May 2007
Smith Barney June 2006 - August 2006
Skills
Sales, Business Development, Operations, Personal Finance, Cash Flow Forecasting, Customer Relations, Yelp Client Service, Problem Solving, Purchasing Management, Account Management, Financial Analysis, Operating Budgets, Fundraising, Supplier Negotiation, Accounting, Financial Advisory, Microsoft Excel, MS Excel Pivot Tables, V Lookups, QuickBooks, Strategic Planning, Customer Service, Strategic Financial..., Portfolio Management, Leadership, Investments, Financial Markets, Management, Corporate Finance, Asset Allocation, Finance, Financial Modeling, Wealth Management, Financial Services, Purchase Management, Risk Management, Equities, Valuation, Banking, Emerging Markets, Time Management, Investment Banking, Bloomberg, Economics, ERP, Hyperion Planning, Private Equity, Capital Markets
Education
University of Southern California - Marshall School of Business 2013 — 2015
Master of Business Administration (MBA)
University of Maryland - Robert H. Smith School of Business
B.S., International Business
Lynbrook High School
James Breaux's Smith Barney Experience 2001 - 2004
Job Financing acquisitions, expansions, and refinancing in the funeral industry
Industry Financial Services
Experience
Live Oak Bank August 2015 - Present
Regions Bank April 2007 - August 2015
Smith Barney 2001 - 2004
Merrill Lynch 1997 - 2001
Skills
Wealth Management, Finance, Retirement Planning, Estate Planning, Asset Allocation, Mutual Funds, Portfolio Management, Trust Services, Investments, Commercial Lending, Wealth Management..., Securities, Small Business Lending, Investment Strategies, Investment Advisory, Relationship Management, Series 7, Investment Management, Financial Services, Charitable Trusts, Special Needs Planning, Estate Administration, High Net Worth..., 401k, Series 63, Alternative Investments, Sales Management, Administrative..., Risk Management, Credit, Banking, Customer Service
Education
University of New Orleans
B.S.
Live Oak Bank August 2015 - Present
Regions Bank April 2007 - August 2015
Smith Barney 2001 - 2004
Merrill Lynch 1997 - 2001
Skills
Wealth Management, Finance, Retirement Planning, Estate Planning, Asset Allocation, Mutual Funds, Portfolio Management, Trust Services, Investments, Commercial Lending, Wealth Management..., Securities, Small Business Lending, Investment Strategies, Investment Advisory, Relationship Management, Series 7, Investment Management, Financial Services, Charitable Trusts, Special Needs Planning, Estate Administration, High Net Worth..., 401k, Series 63, Alternative Investments, Sales Management, Administrative..., Risk Management, Credit, Banking, Customer Service
Education
University of New Orleans
B.S.
Kip Patron's Smith Barney Experience 2005 - 2009
Job Vice President Wealth Advisor at Regions Bank
Industry Financial Services
Experience
Regions Bank August 2015 - Present
Ameriprise Financial Services, Inc. 2009 - August 2015
Smith Barney 2005 - 2009
Legg Mason 2000 - 2005
DoubleTree by Hilton 1997 - 1998
Hilton Worldwide 1994 - 1997
Skills
Financial Planning, Retirement Planning, Finance, Mutual Funds, Retirement, Financial Services, Estate Planning, Investment Strategies, Investments, Marketing
Education
University of New Orleans 1998 — 2000
Master of Business Administration (M.B.A.)
University of New Orleans
Bachelor of Science (B.S.), Hotel, Restaurant and Tourism Administration
Regions Bank August 2015 - Present
Ameriprise Financial Services, Inc. 2009 - August 2015
Smith Barney 2005 - 2009
Legg Mason 2000 - 2005
DoubleTree by Hilton 1997 - 1998
Hilton Worldwide 1994 - 1997
Skills
Financial Planning, Retirement Planning, Finance, Mutual Funds, Retirement, Financial Services, Estate Planning, Investment Strategies, Investments, Marketing
Education
University of New Orleans 1998 — 2000
Master of Business Administration (M.B.A.)
University of New Orleans
Bachelor of Science (B.S.), Hotel, Restaurant and Tourism Administration
Valerie Vespa Valerie Vespa's Smith Barney Experience March 2001 - February 2003
Job Strategic Partnerships at Outfront Media
Industry Marketing and Advertising
Experience
OUTFRONT Media March 2015 - Present
OUTFRONT media March 2014 - Present
JCDecaux October 2012 - March 2014
Clear Channel Outdoor May 2004 - October 2012
Clear Channel Outdoor February 2003 - May 2004
Smith Barney March 2001 - February 2003
terra lycos 2000 - 2001
Skills
Outdoor Advertising, Digital Signage, Advertising Sales, Digital Media, Advertising, Integrated Marketing, Cold Calling, Event Marketing, Account Management, Promotions, New Business Development, Consultative Selling, Salesforce.com, Marketing Strategy, Market Planning, Lead Generation, Media Planning, SEM, Digital Marketing, Selling, Media Buying, Sales
Education
University of Massachusetts, Amherst 1996 — 2000
B.A., International Business
newton south high school 1992 — 1996
OUTFRONT Media March 2015 - Present
OUTFRONT media March 2014 - Present
JCDecaux October 2012 - March 2014
Clear Channel Outdoor May 2004 - October 2012
Clear Channel Outdoor February 2003 - May 2004
Smith Barney March 2001 - February 2003
terra lycos 2000 - 2001
Skills
Outdoor Advertising, Digital Signage, Advertising Sales, Digital Media, Advertising, Integrated Marketing, Cold Calling, Event Marketing, Account Management, Promotions, New Business Development, Consultative Selling, Salesforce.com, Marketing Strategy, Market Planning, Lead Generation, Media Planning, SEM, Digital Marketing, Selling, Media Buying, Sales
Education
University of Massachusetts, Amherst 1996 — 2000
B.A., International Business
newton south high school 1992 — 1996
Nora Coffie Nora Coffie's Smith Barney Experience July 2004 - July 2007
Job Vice President, Compliance, at Deutsche Bank
Industry Investment Banking
Experience
Deutsche Bank July 2012 - Present
J.P. Morgan April 2008 - June 2012
Bear Stearns 2007 - 2008
Smith Barney July 2004 - July 2007
Skills
Compliance Testing, Branch Inspections, FINRA, Series 7, Risk Management, Securities, Investment Banking, Wealth Management, Anti Money Laundering, Capital Markets, Equities, Financial Services, Fixed Income, Series 63, Hedge Funds, Derivatives
Education
University of Maryland College Park 1993 — 1997
Deutsche Bank July 2012 - Present
J.P. Morgan April 2008 - June 2012
Bear Stearns 2007 - 2008
Smith Barney July 2004 - July 2007
Skills
Compliance Testing, Branch Inspections, FINRA, Series 7, Risk Management, Securities, Investment Banking, Wealth Management, Anti Money Laundering, Capital Markets, Equities, Financial Services, Fixed Income, Series 63, Hedge Funds, Derivatives
Education
University of Maryland College Park 1993 — 1997
Ellen Jaffe Jones's Smith Barney Experience 1998 - 2003
Job Author, Popular Speaker, Cert. Personal Trainer (AFAA) Cert. Running Coach (RRCA), Accomplished Runner, 2X Emmywinner
Industry Health, Wellness and Fitness
Experience
Book Publishing Company May 2009 - Present
VegCoach.com 2010 - Present
Kurriosity October 2012 - Present
Running Journal 2011 - Present
Anna Maria Island Sun 2010 - 2014
Manatee High School August 2010 - 2012
The Cancer Project 2003 - December 2011
Winning News Media, Inc. October 2003 - 2010
Smith Barney 1998 - 2003
KDNL-TV 1996 - 1998
Skills
Non-profits, Restaurants, Government Agencies, Nutrition, Personal Training, Public Speaking, Coaching, Teaching, Research, Social Media, Public Relations, Social Networking, Creative Writing, Nonprofits, Wellness, Press Releases, Event Planning, Healthcare, Social Media Marketing, Facebook, Fundraising, Editing, Event Management, Wellness Coaching, Fitness, Leadership, Training, Blogging, Journalism, Lifestyle, Community Outreach, Program Development, Volunteer Management, Entrepreneurship, Television, Marketing Communications, Lifestyle Coaching, Storytelling, Vegan, Marketing
Education
University of Missouri-Columbia 1974 — 1976
BJ, Broadcast Journalism
Horton Watkins 1969 — 1971
Book Publishing Company May 2009 - Present
VegCoach.com 2010 - Present
Kurriosity October 2012 - Present
Running Journal 2011 - Present
Anna Maria Island Sun 2010 - 2014
Manatee High School August 2010 - 2012
The Cancer Project 2003 - December 2011
Winning News Media, Inc. October 2003 - 2010
Smith Barney 1998 - 2003
KDNL-TV 1996 - 1998
Skills
Non-profits, Restaurants, Government Agencies, Nutrition, Personal Training, Public Speaking, Coaching, Teaching, Research, Social Media, Public Relations, Social Networking, Creative Writing, Nonprofits, Wellness, Press Releases, Event Planning, Healthcare, Social Media Marketing, Facebook, Fundraising, Editing, Event Management, Wellness Coaching, Fitness, Leadership, Training, Blogging, Journalism, Lifestyle, Community Outreach, Program Development, Volunteer Management, Entrepreneurship, Television, Marketing Communications, Lifestyle Coaching, Storytelling, Vegan, Marketing
Education
University of Missouri-Columbia 1974 — 1976
BJ, Broadcast Journalism
Horton Watkins 1969 — 1971
William Gates CFP®'s Smith Barney Experience August 2006 - September 2009
Job Portfolio Manager at Delta Asset Management
Industry Financial Services
Experience
Delta Asset Management, LLC January 2015 - Present
VALIC September 2009 - January 2015
Smith Barney August 2006 - September 2009
Lendresults May 2005 - July 2006
Oxford University Bank January 2005 - May 2005
Education
University of Mississippi 1999 — 2004
Bachelor of Business Administration (BBA), Managerial Finance
University of Mississippi 1999 — 2004
Bachelor of Arts (B.A.), International/Global Studies
Memphis University School 1994 — 1999
Delta Asset Management, LLC January 2015 - Present
VALIC September 2009 - January 2015
Smith Barney August 2006 - September 2009
Lendresults May 2005 - July 2006
Oxford University Bank January 2005 - May 2005
Education
University of Mississippi 1999 — 2004
Bachelor of Business Administration (BBA), Managerial Finance
University of Mississippi 1999 — 2004
Bachelor of Arts (B.A.), International/Global Studies
Memphis University School 1994 — 1999
Kirsten Schubring Kirsten Schubring's Smith Barney Experience March 1998 - March 2003
Job Financial Advisor, CRPC at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. August 2014 - Present
Merrill Lynch January 2013 - August 2014
Wells Fargo Investments May 2004 - February 2005
Smead Investment Group March 2003 - May 2004
Smith Barney March 1998 - March 2003
Badgley Phelps Investment Managers 1995 - 1998
Education
University of Minnesota-Twin Cities 1991 — 1994
Bachelor's degree, History
Apple Valley HS
UBS Financial Services, Inc. August 2014 - Present
Merrill Lynch January 2013 - August 2014
Wells Fargo Investments May 2004 - February 2005
Smead Investment Group March 2003 - May 2004
Smith Barney March 1998 - March 2003
Badgley Phelps Investment Managers 1995 - 1998
Education
University of Minnesota-Twin Cities 1991 — 1994
Bachelor's degree, History
Apple Valley HS
Andra Arlington's Smith Barney Experience September 2000 - March 2004
Job Owner, Arlington Residential Management
Industry Real Estate
Experience
Arlington Residential Management March 2011 - Present
Pilgrim Pride Condos 2000 - 2014
Sovereign Bank February 2009 - May 2009
Sovereign Bank February 2008 - February 2009
Sovereign Bank July 2006 - February 2008
Micro-Ant, Inc March 2004 - July 2006
Smith Barney September 2000 - March 2004
Skills
Property Management, Real Estate, Banking, Loans, Residential, Commercial Lending, Product Management, Investments, Residential Homes, Credit, Portfolio Management, Strategy, Finance, Start-ups, Business Planning, Business Development, Sales
Education
The Risk Management Association 2008 — 2008
Certificate, Commercial Credit for Lenders
Bankers Association 2007 — 2007
Certificate, Commercial Lending and Analysis Certificate, Massachusetts Banking Association
Series 7, 65 and 63 Licenses (expired now that not primary occupation) 2001 — 2001
Finance, Accounting and Finance
University of Massachusetts Dartmouth 1998 — 2000
Bachelor, Finance, 3.5
Arlington Residential Management March 2011 - Present
Pilgrim Pride Condos 2000 - 2014
Sovereign Bank February 2009 - May 2009
Sovereign Bank February 2008 - February 2009
Sovereign Bank July 2006 - February 2008
Micro-Ant, Inc March 2004 - July 2006
Smith Barney September 2000 - March 2004
Skills
Property Management, Real Estate, Banking, Loans, Residential, Commercial Lending, Product Management, Investments, Residential Homes, Credit, Portfolio Management, Strategy, Finance, Start-ups, Business Planning, Business Development, Sales
Education
The Risk Management Association 2008 — 2008
Certificate, Commercial Credit for Lenders
Bankers Association 2007 — 2007
Certificate, Commercial Lending and Analysis Certificate, Massachusetts Banking Association
Series 7, 65 and 63 Licenses (expired now that not primary occupation) 2001 — 2001
Finance, Accounting and Finance
University of Massachusetts Dartmouth 1998 — 2000
Bachelor, Finance, 3.5
Juliana Hart Juliana Hart's Smith Barney Experience March 1999 - October 2007
Job Personal Financial Representative at Allstate Financial Services, LLC
Industry Financial Services
Experience
Allstate Financial Services, LLC March 2009 - Present
Wachovia Securities October 2007 - January 2009
Smith Barney March 1999 - October 2007
Skills
Retirement Planning, Wealth Management, Fixed Annuities, Retirement, Series 63, Series 7
Education
University of Nevada-Reno 1993 — 1997
Bachelor of Science, Finance, Economics
Allstate Financial Services, LLC March 2009 - Present
Wachovia Securities October 2007 - January 2009
Smith Barney March 1999 - October 2007
Skills
Retirement Planning, Wealth Management, Fixed Annuities, Retirement, Series 63, Series 7
Education
University of Nevada-Reno 1993 — 1997
Bachelor of Science, Finance, Economics
Sean O'Brien's Smith Barney Experience May 1997 - May 2008
Job Leading Overall Global Sales Strategy
Industry Renewables & Environment
Experience
Direct Energy Solar June 2014 - Present
Registered Investment Advisor May 2008 - March 2014
Smith Barney May 1997 - May 2008
United States Army May 1988 - May 1994
Skills
Portfolio Management, Technical Analysis, Asset Management, Commodities, Equities, Investments, Investment Advisory, ETFs, Investment Strategies, Alternative Investments, Asset Allocation, Hedge Funds, Trading Strategies, Options, Proprietary Trading, Currency, Asset Managment, Bonds, Fixed Income, Commodity, Financial Markets, Bloomberg, Series 7, Securities, Trading, Wealth Management, Derivatives, Capital Markets, Equity Trading, Investment Management, Equity Research, Series 63, Mutual Funds, Finance, Electronic Trading, FX Options, Equity Derivatives, Hedging, FINRA, Fund Of Funds, Managed Futures, Trading Systems, Business Development, Leadership, CRM, New Business Development
Education
University of Massachusetts, Amherst 1984 — 1988
History
United States Army Infantry School 1988 — 1989
Leader of Men
Direct Energy Solar June 2014 - Present
Registered Investment Advisor May 2008 - March 2014
Smith Barney May 1997 - May 2008
United States Army May 1988 - May 1994
Skills
Portfolio Management, Technical Analysis, Asset Management, Commodities, Equities, Investments, Investment Advisory, ETFs, Investment Strategies, Alternative Investments, Asset Allocation, Hedge Funds, Trading Strategies, Options, Proprietary Trading, Currency, Asset Managment, Bonds, Fixed Income, Commodity, Financial Markets, Bloomberg, Series 7, Securities, Trading, Wealth Management, Derivatives, Capital Markets, Equity Trading, Investment Management, Equity Research, Series 63, Mutual Funds, Finance, Electronic Trading, FX Options, Equity Derivatives, Hedging, FINRA, Fund Of Funds, Managed Futures, Trading Systems, Business Development, Leadership, CRM, New Business Development
Education
University of Massachusetts, Amherst 1984 — 1988
History
United States Army Infantry School 1988 — 1989
Leader of Men
Peter Reinhart Peter Reinhart's Smith Barney Experience January 1990 - May 2009
Job Financial Advisor at Ameriprise Financial Services, Inc., Strategic Financial Group
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. July 2014 - Present
Wells Fargo Advisors Financial Network May 2009 - June 2014
Smith Barney January 1990 - May 2009
Education
University of Minnesota-Twin Cities 1983 — 1987
Bachelor's Degree, Business
Abott Pennings High School 1979 — 1982
High School
Ameriprise Financial Services, Inc. July 2014 - Present
Wells Fargo Advisors Financial Network May 2009 - June 2014
Smith Barney January 1990 - May 2009
Education
University of Minnesota-Twin Cities 1983 — 1987
Bachelor's Degree, Business
Abott Pennings High School 1979 — 1982
High School
Geoffrey Brown, CFP®, CRPC® Geoffrey Brown, CFP®, CRPC®'s Smith Barney Experience 2001 - 2005
Job Investment Associate at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch 2005 - Present
Smith Barney 2001 - 2005
Weichert Realtors 1986 - 2001
Skills
Mutual Funds, Investments, Strategic Financial..., Series 65, Series 63, Retirement, Wealth Management, Investment Advisory, Asset Allocation, Uniform Combined State...
Education
Columbia Univeristy Graduate School of Business 1972 — 1973
MBA, Accounting
University of Michigan 1965 — 1970
BA, English Literature
Merrill Lynch 2005 - Present
Smith Barney 2001 - 2005
Weichert Realtors 1986 - 2001
Skills
Mutual Funds, Investments, Strategic Financial..., Series 65, Series 63, Retirement, Wealth Management, Investment Advisory, Asset Allocation, Uniform Combined State...
Education
Columbia Univeristy Graduate School of Business 1972 — 1973
MBA, Accounting
University of Michigan 1965 — 1970
BA, English Literature
Ashley Estes's Smith Barney Experience April 2003 - August 2006
Job Prinicipal at the Lancer Group
Industry Venture Capital & Private Equity
Experience
The Lancer Group January 2015 - Present
The Lancer Group May 2014 - January 2015
The Lancer Group April 2009 - May 2014
The Lancer Group June 2007 - July 2010
Smith Barney April 2003 - August 2006
Skills
Business Strategy, Private Equity, Recruiting, Strategy, Business Development, Start-ups, Leadership, Competitive Analysis, Economics, Executive Management, Management Consulting, Executive Search, Portfolio Management, International Business, Venture Capital, Strategic Partnerships, Corporate Development, CRM, Due Diligence, Entrepreneurship, Financial Modeling, Market Research, Analytics, Mergers & Acquisitions, SaaS, Corporate Finance
Education
University of Michigan 2004 — 2008
Bachelor of Arts, Cum Laude, Political Science, Spanish, Economics
The Lancer Group January 2015 - Present
The Lancer Group May 2014 - January 2015
The Lancer Group April 2009 - May 2014
The Lancer Group June 2007 - July 2010
Smith Barney April 2003 - August 2006
Skills
Business Strategy, Private Equity, Recruiting, Strategy, Business Development, Start-ups, Leadership, Competitive Analysis, Economics, Executive Management, Management Consulting, Executive Search, Portfolio Management, International Business, Venture Capital, Strategic Partnerships, Corporate Development, CRM, Due Diligence, Entrepreneurship, Financial Modeling, Market Research, Analytics, Mergers & Acquisitions, SaaS, Corporate Finance
Education
University of Michigan 2004 — 2008
Bachelor of Arts, Cum Laude, Political Science, Spanish, Economics
Colin Kowalski's Smith Barney Experience July 1988 - May 2011
Job Senior Vice PresidentInvestments Portfolio Manager
Industry Financial Services
Experience
UBS May 2011 - Present
Smith Barney July 1988 - May 2011
United States Air Force May 1968 - June 1988
Education
Washington State Univesity 1975 — 1976
Master of Business Administration (M.B.A.), Air Transportation
University of Maryland College Park 1963 — 1968
Bachelor of Science (B.S.), Accounting and Finance
UBS May 2011 - Present
Smith Barney July 1988 - May 2011
United States Air Force May 1968 - June 1988
Education
Washington State Univesity 1975 — 1976
Master of Business Administration (M.B.A.), Air Transportation
University of Maryland College Park 1963 — 1968
Bachelor of Science (B.S.), Accounting and Finance
John Webster John Webster's Smith Barney Experience 2002 - 2005
Job Financial Services Professional at Garrison Financial, LLC
Industry Financial Services
Experience
HMS Insurance Associates, Inc. 2014 - Present
Garrison Financial, LLC November 2008 - Present
HMS Insurance Associates, Inc. 2014 - 2015
Calvert School 2010 - 2012
Bay National Bank 2005 - 2008
Smith Barney 2002 - 2005
Deutsche Bank Alex. Brown 2000 - 2002
Webster-McDonald-Pfaff, Inc. 1994 - 2000
Skills
Business Planning, Wealth Management, Executive Pay, Insurance, Employee Benefits, Buy-Sell, Retirement Planning, Estate Planning, 401k, Retirement, Asset Management, Strategic Financial..., Portfolio Management, Securities, Financial Planning
Education
Boys' Latin School
University of North Carolina at Chapel Hill
HMS Insurance Associates, Inc. 2014 - Present
Garrison Financial, LLC November 2008 - Present
HMS Insurance Associates, Inc. 2014 - 2015
Calvert School 2010 - 2012
Bay National Bank 2005 - 2008
Smith Barney 2002 - 2005
Deutsche Bank Alex. Brown 2000 - 2002
Webster-McDonald-Pfaff, Inc. 1994 - 2000
Skills
Business Planning, Wealth Management, Executive Pay, Insurance, Employee Benefits, Buy-Sell, Retirement Planning, Estate Planning, 401k, Retirement, Asset Management, Strategic Financial..., Portfolio Management, Securities, Financial Planning
Education
Boys' Latin School
University of North Carolina at Chapel Hill
Susan Robak Susan Robak's Smith Barney Experience May 1996 - November 2005
Job First Vice President Investment Officer at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC November 2005 - Present
Smith Barney May 1996 - November 2005
The Gallup Organization 1981 - April 1996
Education
College of Financial Planning, Denver, CO
Masters, Financial Planning
University of Nebraska-Lincoln 1981 — 1984
Bachelors - Business Administration, Accounting
Wells Fargo Advisors, LLC November 2005 - Present
Smith Barney May 1996 - November 2005
The Gallup Organization 1981 - April 1996
Education
College of Financial Planning, Denver, CO
Masters, Financial Planning
University of Nebraska-Lincoln 1981 — 1984
Bachelors - Business Administration, Accounting
Kyle Fowler Kyle Fowler's Smith Barney Experience January 2008 - April 2008
Job CFO at Allied Oil & Tire Company
Industry Transportation/Trucking/Railroad
Experience
Allied Oil & Tire Company August 2010 - Present
Nebraska Heavy Industries II July 2008 - July 2010
Smith Barney January 2008 - April 2008
Nebraska Economic Development Corporation August 2007 - December 2007
FirstComp Insurance May 2005 - August 2005
Education
University of Nebraska-Lincoln 2003 — 2008
BS, Finance & Accounting
Allied Oil & Tire Company August 2010 - Present
Nebraska Heavy Industries II July 2008 - July 2010
Smith Barney January 2008 - April 2008
Nebraska Economic Development Corporation August 2007 - December 2007
FirstComp Insurance May 2005 - August 2005
Education
University of Nebraska-Lincoln 2003 — 2008
BS, Finance & Accounting
Thomas Power Thomas Power's Smith Barney Experience July 2008 - November 2009
Job Assistant Vice President at AIG
Industry Insurance
Experience
AIG September 2009 - Present
Smith Barney July 2008 - November 2009
American E&S May 2007 - August 2007
American E & S May 2006 - August 2006
CRC Insurance Services May 2005 - August 2005
Skills
Underwriting, Employment Practices..., Fiduciary Liability, D&O, Financial Analysis, Professional Liability, Financial Institutions, Directors, Commercial Insurance, Fiduciary, Excess, Brokers
Education
Don Bosco Prep
University of Maryland - Robert H. Smith School of Business
Bachelors, Finance
AIG September 2009 - Present
Smith Barney July 2008 - November 2009
American E&S May 2007 - August 2007
American E & S May 2006 - August 2006
CRC Insurance Services May 2005 - August 2005
Skills
Underwriting, Employment Practices..., Fiduciary Liability, D&O, Financial Analysis, Professional Liability, Financial Institutions, Directors, Commercial Insurance, Fiduciary, Excess, Brokers
Education
Don Bosco Prep
University of Maryland - Robert H. Smith School of Business
Bachelors, Finance
Tricia Seitelbach - Green's Smith Barney Experience 1991 - 1993
Job Director of Client Service at Vintage Financial Group
Industry Financial Services
Experience
Vintage Financial Group November 2010 - Present
Orizon Group March 2009 - November 2010
Creative Memories August 1996 - November 2008
Northwestern Mutual December 2002 - October 2008
Second Unitarian Church December 1997 - December 2002
Merrill Lynch 1994 - 1996
Smith Barney 1991 - 1993
Skills
Investments, Life Insurance, Strategic Financial..., Microsoft Excel, Sales, Customer Service, Coaching, Business Planning, Financial Analysis, Accounting, Public Speaking, Insurance, Leadership, Project Planning, Training
Education
University of Nebraska at Omaha 1988 — 1989
Finance
Millard South High School 1984 — 1988
Vintage Financial Group November 2010 - Present
Orizon Group March 2009 - November 2010
Creative Memories August 1996 - November 2008
Northwestern Mutual December 2002 - October 2008
Second Unitarian Church December 1997 - December 2002
Merrill Lynch 1994 - 1996
Smith Barney 1991 - 1993
Skills
Investments, Life Insurance, Strategic Financial..., Microsoft Excel, Sales, Customer Service, Coaching, Business Planning, Financial Analysis, Accounting, Public Speaking, Insurance, Leadership, Project Planning, Training
Education
University of Nebraska at Omaha 1988 — 1989
Finance
Millard South High School 1984 — 1988
Mike Traber Mike Traber's Smith Barney Experience January 2006 - May 2006
Job Account Development Representative at Humanscale
Industry Furniture
Experience
Humanscale June 2011 - Present
Maxim Healthcare Services March 2011 - June 2011
Maxim Healthcare Services August 2010 - March 2011
Maxim Healthcare Services November 2009 - August 2010
Engine Performance September 2006 - November 2009
National Hospice and Palliative Care Organization May 2006 - September 2006
Smith Barney January 2006 - May 2006
Department of Business Services - University of Maryland January 2005 - May 2005
University of Maryland Sports Information Office September 2002 - May 2003
Skills
Recruiting, Internet Recruiting, Management, Technical Recruiting, Sourcing, Coaching, Applicant Tracking..., Interviews, Cold Calling, Marketing, Talent Acquisition, Hiring, Negotiation, Networking, Account Management
Education
University of Maryland College Park 2002 — 2006
Communication
Hammond HS
Humanscale June 2011 - Present
Maxim Healthcare Services March 2011 - June 2011
Maxim Healthcare Services August 2010 - March 2011
Maxim Healthcare Services November 2009 - August 2010
Engine Performance September 2006 - November 2009
National Hospice and Palliative Care Organization May 2006 - September 2006
Smith Barney January 2006 - May 2006
Department of Business Services - University of Maryland January 2005 - May 2005
University of Maryland Sports Information Office September 2002 - May 2003
Skills
Recruiting, Internet Recruiting, Management, Technical Recruiting, Sourcing, Coaching, Applicant Tracking..., Interviews, Cold Calling, Marketing, Talent Acquisition, Hiring, Negotiation, Networking, Account Management
Education
University of Maryland College Park 2002 — 2006
Communication
Hammond HS
David Newbill David Newbill's Smith Barney Experience June 1998 - January 2006
Job Financial Advisor at Cambridge Investment Research, Inc.
Industry Financial Services
Experience
Cambridge Investment Research, Inc. September 2014 - Present
Forest Hills Financial, Inc. December 2012 - September 2014
CFD Investments, Inc. January 2006 - December 2012
Smith Barney June 1998 - January 2006
Lewis & Knopf, CPAs, P.C. May 1996 - May 1998
Skills
Financial Planning, Retirement Planning, Small Business, Finance, Strategic Planning, Marketing, Management, Team Building, Insurance, Accounting
Education
University of Michigan-Flint 1990 — 1996
Bachelor of Business Administration (B.B.A.), Accounting, With Distinction
Cambridge Investment Research, Inc. September 2014 - Present
Forest Hills Financial, Inc. December 2012 - September 2014
CFD Investments, Inc. January 2006 - December 2012
Smith Barney June 1998 - January 2006
Lewis & Knopf, CPAs, P.C. May 1996 - May 1998
Skills
Financial Planning, Retirement Planning, Small Business, Finance, Strategic Planning, Marketing, Management, Team Building, Insurance, Accounting
Education
University of Michigan-Flint 1990 — 1996
Bachelor of Business Administration (B.B.A.), Accounting, With Distinction
Frank Neaylon Frank Neaylon's Smith Barney Experience 2002 - 2005
Job Private Equity and Investment Management, Business Restructuring and Strategy Consulting
Industry Management Consulting
Experience
Ravenswood Advisors 2007 - Present
Smith Barney 2002 - 2005
Scient 1999 - 2002
Renaissance Worldwide 1994 - 2000
Skills
Valuation, Strategic Planning, Business Transformation, Private Equity, Strategy Development, Business Strategy, Management Consulting, Restructuring, Turnaround Experience, New business start-ups, Investment Advisory..., Corporate Development, Start-ups, Strategy, Mergers & Acquisitions, Venture Capital, Business Development, Consulting, Financial Modeling, Management, Corporate Finance, Investments, Financial Services, Executive Management, Asset Management, Finance, Portfolio Management, Investment Banking, Alternative Investments, Hedge Funds, Wealth Management
Education
University of Miami, John Marshall Law School, Northwestern University,New Trier HS
Bachelor of Arts (B.A.)
Ravenswood Advisors 2007 - Present
Smith Barney 2002 - 2005
Scient 1999 - 2002
Renaissance Worldwide 1994 - 2000
Skills
Valuation, Strategic Planning, Business Transformation, Private Equity, Strategy Development, Business Strategy, Management Consulting, Restructuring, Turnaround Experience, New business start-ups, Investment Advisory..., Corporate Development, Start-ups, Strategy, Mergers & Acquisitions, Venture Capital, Business Development, Consulting, Financial Modeling, Management, Corporate Finance, Investments, Financial Services, Executive Management, Asset Management, Finance, Portfolio Management, Investment Banking, Alternative Investments, Hedge Funds, Wealth Management
Education
University of Miami, John Marshall Law School, Northwestern University,New Trier HS
Bachelor of Arts (B.A.)
Harmon Bays Harmon Bays's Smith Barney Experience 1993 - 2009
Job Vice PresidentWealth Management, Branch Manager at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. February 2009 - Present
Smith Barney 1993 - 2009
Education
University of Mississippi 1989 — 1993
BBA, Marketing
UBS Financial Services Inc. February 2009 - Present
Smith Barney 1993 - 2009
Education
University of Mississippi 1989 — 1993
BBA, Marketing
Janet (Constantin) Stuart Janet (Constantin) Stuart's Smith Barney Experience 2002 - 2006
Job Investment Management
Industry Investment Management
Experience
BNY Mellon 2008 - 2012
Lehman Brothers 2006 - 2008
Smith Barney 2002 - 2006
Montgomery Securities 1999 - 2002
Education
Columbia Business School
MBA, Finance
University of New Hampshire
BS Computer Science
BNY Mellon 2008 - 2012
Lehman Brothers 2006 - 2008
Smith Barney 2002 - 2006
Montgomery Securities 1999 - 2002
Education
Columbia Business School
MBA, Finance
University of New Hampshire
BS Computer Science
Richard Tyroler's Smith Barney Experience July 2007 - April 2011
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC April 2011 - Present
Smith Barney July 2007 - April 2011
UBS Wealth Management July 2005 - July 2007
Carlin Financial Group January 1998 - December 2001
Timber Lake & Tyler Hill Camps September 1980 - October 1997
Skills
Retirement Planning, Investments, Insurance, Long-term Care, Philanthropy, Education Funding, Estate Planning...
Education
University of Massachusetts, Amherst 1981 — 1985
BA, Business/Marketing
Wells Fargo Advisors, LLC April 2011 - Present
Smith Barney July 2007 - April 2011
UBS Wealth Management July 2005 - July 2007
Carlin Financial Group January 1998 - December 2001
Timber Lake & Tyler Hill Camps September 1980 - October 1997
Skills
Retirement Planning, Investments, Insurance, Long-term Care, Philanthropy, Education Funding, Estate Planning...
Education
University of Massachusetts, Amherst 1981 — 1985
BA, Business/Marketing
Jonathan Edelman's Smith Barney Experience August 2002 - May 2006
Job Principal, The Edelman Law Firm, P. C.
Industry Law Practice
Experience
The Edelman Law Firm, P. C. June 2008 - Present
Howard Mardell, Ltd. June 2006 - June 2008
Smith Barney August 2002 - May 2006
Morgan Stanley February 1995 - August 2002
Ernst & Young LLP August 1994 - June 1995
State of Missouri July 1990 - July 1993
Skills
Estate Planning, Litigation, Estate Law, Real Estate, Trusts, Asset Protection, Securities Regulation, Politics, Courts, Civil Litigation
Education
Washington University School of Law 1993 — 1994
LL.M., Taxation Law
University of Missouri - Columbia School of Law 1987 — 1990
J.D., Law
University of Missouri - Columbia 1982 — 1985
B.S. Business Administration, Economics, Labor Relations, French
The Edelman Law Firm, P. C. June 2008 - Present
Howard Mardell, Ltd. June 2006 - June 2008
Smith Barney August 2002 - May 2006
Morgan Stanley February 1995 - August 2002
Ernst & Young LLP August 1994 - June 1995
State of Missouri July 1990 - July 1993
Skills
Estate Planning, Litigation, Estate Law, Real Estate, Trusts, Asset Protection, Securities Regulation, Politics, Courts, Civil Litigation
Education
Washington University School of Law 1993 — 1994
LL.M., Taxation Law
University of Missouri - Columbia School of Law 1987 — 1990
J.D., Law
University of Missouri - Columbia 1982 — 1985
B.S. Business Administration, Economics, Labor Relations, French
Derek Romanaux's Smith Barney Experience May 2006 - May 2008
Job
Industry Financial Services
Experience
JP Morgan Chase August 2008 - Present
Smith Barney May 2006 - May 2008
PricewaterhouseCoopers July 2005 - April 2006
Lazard Asset Management December 1997 - February 2005
Coopers & Lybrand March 1991 - December 1997
Cardio Fitness Corp April 1988 - March 1991
Merrill Lynch June 1986 - April 1988
Skills
Project Management, Coaching, Technology, Data Warehousing, Public Speaking, Emcee, Vendor Management, Call Center, CRM, Separately Managed..., Asset Managment, College Recruiting, Site Relocation, Mutual Funds, Financial Services, Asset Management, Training, Management, Finance, Wealth Management, Business Process, Senior Executive..., Operations Management, Thought Leadership, Call Centers, Strategic Planning
Education
University of Michigan 1982 — 1986
BA
JP Morgan Chase August 2008 - Present
Smith Barney May 2006 - May 2008
PricewaterhouseCoopers July 2005 - April 2006
Lazard Asset Management December 1997 - February 2005
Coopers & Lybrand March 1991 - December 1997
Cardio Fitness Corp April 1988 - March 1991
Merrill Lynch June 1986 - April 1988
Skills
Project Management, Coaching, Technology, Data Warehousing, Public Speaking, Emcee, Vendor Management, Call Center, CRM, Separately Managed..., Asset Managment, College Recruiting, Site Relocation, Mutual Funds, Financial Services, Asset Management, Training, Management, Finance, Wealth Management, Business Process, Senior Executive..., Operations Management, Thought Leadership, Call Centers, Strategic Planning
Education
University of Michigan 1982 — 1986
BA
Barry Cahn's Smith Barney Experience November 2000 - October 2007
Job Investment Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. October 2007 - Present
Smith Barney November 2000 - October 2007
Education
University of Michigan 1995 — 1999
BA, Psychology, Business
Harborfields 1991 — 1995
UBS Financial Services, Inc. October 2007 - Present
Smith Barney November 2000 - October 2007
Education
University of Michigan 1995 — 1999
BA, Psychology, Business
Harborfields 1991 — 1995
Vijay Biligiri's Smith Barney Experience January 1997 - January 2001
Job Sr. Manager Equity Compensation
Industry Electrical/Electronic Manufacturing
Experience
Omnicell, Inc. May 2015 - Present
Elance oDesk 2014 - 2014
Financial Engines 2013 - 2014
Palm, Inc January 2006 - January 2009
Legato Systems January 2001 - January 2004
Smith Barney January 1997 - January 2001
KLA Tencor January 1991 - January 1997
Skills
Payroll, Equities, Mergers & Acquisitions, Accounting, Training, Human Resources, Account Reconciliation, Tax, Employee Benefits, SEC filings, Access, SEC Filings
Education
Mysore University
MA, History
Mysore University 1970 — 1973
History, Economics and Polital Science
Mysore University
BA, Economics
Omnicell, Inc. May 2015 - Present
Elance oDesk 2014 - 2014
Financial Engines 2013 - 2014
Palm, Inc January 2006 - January 2009
Legato Systems January 2001 - January 2004
Smith Barney January 1997 - January 2001
KLA Tencor January 1991 - January 1997
Skills
Payroll, Equities, Mergers & Acquisitions, Accounting, Training, Human Resources, Account Reconciliation, Tax, Employee Benefits, SEC filings, Access, SEC Filings
Education
Mysore University
MA, History
Mysore University 1970 — 1973
History, Economics and Polital Science
Mysore University
BA, Economics
Jake Helms, MHA PMP's Smith Barney Experience May 2005 - September 2006
Job Process Improvement Manager, Supply Chain & Materials at Allina Hospitals & Clinics
Industry Hospital & Health Care
Experience
Allina Hospitals & Clinics December 2010 - Present
Allina Hospitals & Clinics December 2007 - March 2011
United Hospital, Allina Health June 2007 - September 2007
Smith Barney May 2005 - September 2006
Skills
Strategic Planning, Process Improvement, Change Management, Data Analysis, Problem Solving, Teamwork, Healthcare, Microsoft Office, Leadership, Analysis, Inventory Management, Project Management, Management, Training, Budgets
Education
University of Minnesota-Twin Cities 2009 — 2012
Masters of Health Care Adminstration, Hospital Administration
University of Minnesota-Twin Cities 2003 — 2007
BS, Health Care Administration
Allina Hospitals & Clinics December 2010 - Present
Allina Hospitals & Clinics December 2007 - March 2011
United Hospital, Allina Health June 2007 - September 2007
Smith Barney May 2005 - September 2006
Skills
Strategic Planning, Process Improvement, Change Management, Data Analysis, Problem Solving, Teamwork, Healthcare, Microsoft Office, Leadership, Analysis, Inventory Management, Project Management, Management, Training, Budgets
Education
University of Minnesota-Twin Cities 2009 — 2012
Masters of Health Care Adminstration, Hospital Administration
University of Minnesota-Twin Cities 2003 — 2007
BS, Health Care Administration
Allan Altman's Smith Barney Experience March 1992 - December 1998
Job Retired
Industry Financial Services
Experience
Retired Associate VPMorgan Stanley1999 - 2005
Smith Barney March 1992 - December 1998
Merrill Lynch 1988 - 1991
Skills
Investments
Education
University of Miami - School of Business 1956 — 1960
BBA, MBA, Mrketing
Retired Associate VPMorgan Stanley1999 - 2005
Smith Barney March 1992 - December 1998
Merrill Lynch 1988 - 1991
Skills
Investments
Education
University of Miami - School of Business 1956 — 1960
BBA, MBA, Mrketing
Christopher Asher's Smith Barney Experience October 1994 - Present
Job Certified Financial Planner at Smith Barney
Industry Financial Services
Experience
Smith Barney October 1994 - Present
Education
University of Maryland - Robert H. Smith School of Business 1994 — 1996
BS, Finance
Smith Barney October 1994 - Present
Education
University of Maryland - Robert H. Smith School of Business 1994 — 1996
BS, Finance
Brett Brenner's Smith Barney Experience Operations SpecialistProfunds2000 - 2006
Job Registered Associate at Smith Barney
Industry Financial Services
Experience
Smith Barney Operations SpecialistProfunds2000 - 2006
Education
University of Maryland College Park 1998 — 2002
Smith Barney Operations SpecialistProfunds2000 - 2006
Education
University of Maryland College Park 1998 — 2002
Bart Kershner's Smith Barney Experience April 2006 - Present
Job Registered Sales Assistant at Smith Barney
Industry Financial Services
Experience
Smith Barney April 2006 - Present
Education
University of Maryland College Park 2000 — 2004
Smith Barney April 2006 - Present
Education
University of Maryland College Park 2000 — 2004
Kun Hong (K.B.) Bae's Smith Barney Experience
Job Financial Advisor at Smith Barney
Industry Financial Services
Experience
Smith Barney
Education
University of Maryland College Park 1992 — 1997
Bethesda Chevy Chase 1985 — 1990
High School, General
Smith Barney
Education
University of Maryland College Park 1992 — 1997
Bethesda Chevy Chase 1985 — 1990
High School, General
Matt Bridge's Smith Barney Experience June 2002 - August 2002
Job Vice President at JPMorgan Investment Bank
Industry Investment Banking
Experience
JPMorgan February 2010 - Present
J.P.Morgan January 2006 - January 2010
JPMorgan Chase March 2004 - December 2005
JPMorgan Chase August 2003 - March 2004
Smith Barney June 2002 - August 2002
Mellon Financial Corporation June 2001 - August 2001
Education
University of Maryland - Robert H. Smith School of Business 1999 — 2003
BS, Finance
University of Maryland College Park 1999 — 2003
Finance
NA
JPMorgan February 2010 - Present
J.P.Morgan January 2006 - January 2010
JPMorgan Chase March 2004 - December 2005
JPMorgan Chase August 2003 - March 2004
Smith Barney June 2002 - August 2002
Mellon Financial Corporation June 2001 - August 2001
Education
University of Maryland - Robert H. Smith School of Business 1999 — 2003
BS, Finance
University of Maryland College Park 1999 — 2003
Finance
NA
Melanie (Olszewski) Cassens's Smith Barney Experience October 2008 - January 2010
Job Executive Director, Field Communication Strategy at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management April 2014 - Present
Morgan Stanley Smith Barney May 2005 - April 2014
Smith Barney October 2008 - January 2010
Citi - Smith Barney January 2006 - September 2008
Legg Mason 2005 - 2005
Maryland Management Company 2002 - 2005
Skills
Financial Services, Project Management, Wealth Management, Strategy, Integration, Risk Management, Business Analysis
Education
University of Maryland College Park 1998 — 2002
Finance/Accounting
Schreiber High School
Morgan Stanley Wealth Management April 2014 - Present
Morgan Stanley Smith Barney May 2005 - April 2014
Smith Barney October 2008 - January 2010
Citi - Smith Barney January 2006 - September 2008
Legg Mason 2005 - 2005
Maryland Management Company 2002 - 2005
Skills
Financial Services, Project Management, Wealth Management, Strategy, Integration, Risk Management, Business Analysis
Education
University of Maryland College Park 1998 — 2002
Finance/Accounting
Schreiber High School
Stacy Hirsh's Smith Barney Experience September 2006 - June 2008
Job Business Operations Executive at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase April 2013 - Present
JPMorgan Chase May 2012 - Present
JPMorgan Chase October 2010 - May 2012
Morgan Stanley Smith Barney June 2009 - June 2010
Citi Smith Barney 1989 - November 2009
Smith Barney September 2006 - June 2008
Smith Barney 2004 - 2006
Smith Barney 2000 - 2006
Skills
Wealth Management, Financial Services
Education
New York University - Leonard N. Stern School of Business 1990 — 1995
MBA, Finance and International Business
University of Michigan 1984 — 1988
BA, Organizational Behavior
nmb
JPMorgan Chase April 2013 - Present
JPMorgan Chase May 2012 - Present
JPMorgan Chase October 2010 - May 2012
Morgan Stanley Smith Barney June 2009 - June 2010
Citi Smith Barney 1989 - November 2009
Smith Barney September 2006 - June 2008
Smith Barney 2004 - 2006
Smith Barney 2000 - 2006
Skills
Wealth Management, Financial Services
Education
New York University - Leonard N. Stern School of Business 1990 — 1995
MBA, Finance and International Business
University of Michigan 1984 — 1988
BA, Organizational Behavior
nmb
Sattam Deb's Smith Barney Experience May 2005 - December 2005
Job Business Analyst and Musician
Industry Computer Software
Experience
Major League Baseball August 2013 - Present
Bank of America August 2012 - July 2013
Barclays Capital October 2011 - June 2012
Nomura America Securities June 2009 - October 2011
Citigroup November 2007 - March 2009
Bloomberg LP January 2007 - August 2007
i411 inc. April 2006 - December 2006
Smith Barney May 2005 - December 2005
Skills
Hibernate, Spring, Java Enterprise Edition, JMS, Java, JDBC, XML, Swing, Sybase, Multithreading, Struts, Perl, Ant, SQL, Core Java, Unix, JSP, Servlets, Weblogic, Agile Methodologies, JavaScript, Spring Framework, WebLogic
Education
University of Maryland College Park 2001 — 2005
BS, Computer Science
University of Maryland College Park 2001 — 2005
Bachelor of Science (BS), Computer Science
Major League Baseball August 2013 - Present
Bank of America August 2012 - July 2013
Barclays Capital October 2011 - June 2012
Nomura America Securities June 2009 - October 2011
Citigroup November 2007 - March 2009
Bloomberg LP January 2007 - August 2007
i411 inc. April 2006 - December 2006
Smith Barney May 2005 - December 2005
Skills
Hibernate, Spring, Java Enterprise Edition, JMS, Java, JDBC, XML, Swing, Sybase, Multithreading, Struts, Perl, Ant, SQL, Core Java, Unix, JSP, Servlets, Weblogic, Agile Methodologies, JavaScript, Spring Framework, WebLogic
Education
University of Maryland College Park 2001 — 2005
BS, Computer Science
University of Maryland College Park 2001 — 2005
Bachelor of Science (BS), Computer Science
Marni (Rosenblum) Pinkow's Smith Barney Experience 1998 - 2008
Job Executive Director, Product Manager Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Smith Barney June 2009 - Present
Citigroup June 2006 - June 2009
Smith Barney 1998 - 2008
Smith Barney April 2005 - June 2006
Smith Barney April 2004 - April 2005
Smith Barney February 1998 - April 2004
Skills
Product Management, Wealth Management, Strategy, Vendor Management, Financial Services
Education
University of Maryland College Park 1992 — 1996
Morgan Stanley Smith Barney June 2009 - Present
Citigroup June 2006 - June 2009
Smith Barney 1998 - 2008
Smith Barney April 2005 - June 2006
Smith Barney April 2004 - April 2005
Smith Barney February 1998 - April 2004
Skills
Product Management, Wealth Management, Strategy, Vendor Management, Financial Services
Education
University of Maryland College Park 1992 — 1996
Luciel Leis's Smith Barney Experience January 1996 - September 1996
Job Executive Assistant at Benchmark
Industry Venture Capital & Private Equity
Experience
Benchmark Capital March 2002 - Present
Joe's Taco Lounge May 1994 - January 2006
ValiCert April 1999 - May 2000
Smith Barney January 1996 - September 1996
Skills
Venture Capital, Start-ups, Marketing, Social Networking
Education
University of Michigan 1990 — 1994
Bachelor of Arts (BA), Political Science
Saint Louis University in Madrid 1993 — 1994
Political Science
Benchmark Capital March 2002 - Present
Joe's Taco Lounge May 1994 - January 2006
ValiCert April 1999 - May 2000
Smith Barney January 1996 - September 1996
Skills
Venture Capital, Start-ups, Marketing, Social Networking
Education
University of Michigan 1990 — 1994
Bachelor of Arts (BA), Political Science
Saint Louis University in Madrid 1993 — 1994
Political Science
Beth Rosenwald's Smith Barney Experience Senior Vice President- Wealth ManagementCiti/Smith Barney1988 - Present
Job Senior Vice President at Smith Barney
Industry Financial Services
Experience
Smith Barney Senior Vice President- Wealth ManagementCiti/Smith Barney1988 - Present
Education
University of Maryland College Park 1984 — 1988
Smith Barney Senior Vice President- Wealth ManagementCiti/Smith Barney1988 - Present
Education
University of Maryland College Park 1984 — 1988
Erin Redoutey's Smith Barney Experience May 2006 - January 2007
Job AVP, Office of Recovery and Resolution at Citi
Industry Banking
Experience
Citi September 2012 - Present
Citi July 2009 - August 2012
Citi June 2008 - August 2008
Genesis Exchange November 2007 - April 2008
University of Miami September 2006 - November 2007
Smith Barney May 2006 - January 2007
Capital Mortgage October 2005 - December 2006
Calling Canes January 2006 - April 2006
Skills
Bloomberg, Financial Analysis, Financial Modeling, Investments, Bloomberg Terminal
Education
University of Miami - School of Business 2004 — 2008
Finance/Economics
Citi September 2012 - Present
Citi July 2009 - August 2012
Citi June 2008 - August 2008
Genesis Exchange November 2007 - April 2008
University of Miami September 2006 - November 2007
Smith Barney May 2006 - January 2007
Capital Mortgage October 2005 - December 2006
Calling Canes January 2006 - April 2006
Skills
Bloomberg, Financial Analysis, Financial Modeling, Investments, Bloomberg Terminal
Education
University of Miami - School of Business 2004 — 2008
Finance/Economics
Brooke Somers (Davidson)'s Smith Barney Experience August 2003 - September 2004
Job Stay at home parent
Industry Investment Management
Experience
Home August 2009 - Present
WaterStreet Investment Consultants September 2004 - August 2009
Smith Barney August 2003 - September 2004
CapTrust June 1999 - June 2003
Education
University of North Carolina at Chapel Hill 1995 — 1999
Asheville High 1991 — 1995
Home August 2009 - Present
WaterStreet Investment Consultants September 2004 - August 2009
Smith Barney August 2003 - September 2004
CapTrust June 1999 - June 2003
Education
University of North Carolina at Chapel Hill 1995 — 1999
Asheville High 1991 — 1995
Margaret Dechant's Smith Barney Experience March 2002 - July 2008
Job First Vice President at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley July 2008 - Present
Smith Barney March 2002 - July 2008
Commerce Trust Company April 1999 - 2002
Education
University of Nebraska at Kearney 1980 — 1984
Morgan Stanley July 2008 - Present
Smith Barney March 2002 - July 2008
Commerce Trust Company April 1999 - 2002
Education
University of Nebraska at Kearney 1980 — 1984
Brian Hufty's Smith Barney Experience August 2005 - Present
Job Registered Client Service Associate at Smith Barney
Industry Financial Services
Experience
Smith Barney August 2005 - Present
Education
University of Maryland College Park 2002 — 2006
Political Science, Spanish, Psychology
Smith Barney August 2005 - Present
Education
University of Maryland College Park 2002 — 2006
Political Science, Spanish, Psychology
Jack Snowden's Smith Barney Experience Financial AdvisorMorgan Stanley Smith BarneyJune 2000 - Present
Job Financial Advisor at Morgan Stanley Smith Barney
Industry Investment Management
Experience
Smith Barney Financial AdvisorMorgan Stanley Smith BarneyJune 2000 - Present
Education
University of Maryland College Park 1984 — 1988
Smith Barney Financial AdvisorMorgan Stanley Smith BarneyJune 2000 - Present
Education
University of Maryland College Park 1984 — 1988
Jesse Bishop, CPA's Smith Barney Experience July 2005 - February 2009
Job Senior Associate at PwC (Asset Management Alternative Investments)
Industry Accounting
Experience
PwC January 2013 - Present
UBS Financial Services Inc. February 2009 - January 2013
Smith Barney July 2005 - February 2009
Skills
Customer Service, Sales, Project Management, CRM, Accounts Payable, Management, Social Media, Marketing, Strategy, Business Development, Competitive Analysis, Business Strategy, Start-ups, Strategic Financial..., Operations Management, Entrepreneurship, Mutual Funds, Strategic Planning, Securities, Recruiting
Education
University of Massachusetts Boston 2011 — 2012
Masters of Science in, Accounting
University of Vermont 2001 — 2005
Bachelor of Science in Business Administration
PwC January 2013 - Present
UBS Financial Services Inc. February 2009 - January 2013
Smith Barney July 2005 - February 2009
Skills
Customer Service, Sales, Project Management, CRM, Accounts Payable, Management, Social Media, Marketing, Strategy, Business Development, Competitive Analysis, Business Strategy, Start-ups, Strategic Financial..., Operations Management, Entrepreneurship, Mutual Funds, Strategic Planning, Securities, Recruiting
Education
University of Massachusetts Boston 2011 — 2012
Masters of Science in, Accounting
University of Vermont 2001 — 2005
Bachelor of Science in Business Administration
Ana Voorhees's Smith Barney Experience September 2006 - May 2007
Job Brand and Employee Communications Manager at University of Minnesota
Industry Public Relations and Communications
Experience
University of Minnesota March 2015 - Present
BWLAP (Battered Women's Legal Advocacy Project) June 2014 - Present
The Toro Company September 2012 - March 2015
The Toro Company January 2011 - September 2012
Gander Mountain May 2010 - January 2011
The Toro Company October 2008 - May 2010
LIFE Argentina November 2008 - January 2009
Smith Barney September 2006 - May 2007
Skills
Brand Management, Trade Shows, Marketing Communications, Competitive Analysis, Salesforce.com, Marketing, Email Marketing, Product Marketing, Social Media Marketing, Integrated Marketing, Facebook, Marketing Strategy, Direct Marketing, Social Media, B2B Marketing, Market Research, Marketing Management, Advertising, Product Development, Management
Education
University of Minnesota-Twin Cities 2003 — 2007
Bachelor of Arts, German Studies & Business Management
University of Minnesota March 2015 - Present
BWLAP (Battered Women's Legal Advocacy Project) June 2014 - Present
The Toro Company September 2012 - March 2015
The Toro Company January 2011 - September 2012
Gander Mountain May 2010 - January 2011
The Toro Company October 2008 - May 2010
LIFE Argentina November 2008 - January 2009
Smith Barney September 2006 - May 2007
Skills
Brand Management, Trade Shows, Marketing Communications, Competitive Analysis, Salesforce.com, Marketing, Email Marketing, Product Marketing, Social Media Marketing, Integrated Marketing, Facebook, Marketing Strategy, Direct Marketing, Social Media, B2B Marketing, Market Research, Marketing Management, Advertising, Product Development, Management
Education
University of Minnesota-Twin Cities 2003 — 2007
Bachelor of Arts, German Studies & Business Management
Kelli Reitzel's Smith Barney Experience May 2002 - May 2003
Job Financial Advisor at Edward Jones
Industry Financial Services
Experience
Edward Jones April 2013 - Present
TigerRisk Partners April 2010 - April 2013
Benfield 2003 - August 2010
Smith Barney May 2002 - May 2003
Skills
Retirement Planning, Portfolio Management, Brokers, Finance, Investments, Life Insurance, Financial Analysis, College Savings Plans, 401k Rollovers, Small Business..., 529 Plans, Simple IRA, Traditional IRA, SEP IRA, Roth IRA, Insurance, Reinsurance
Education
University of Minnesota-Twin Cities 1999 — 2003
BA, Economics
Jamestown High School 1995 — 1999
Edward Jones April 2013 - Present
TigerRisk Partners April 2010 - April 2013
Benfield 2003 - August 2010
Smith Barney May 2002 - May 2003
Skills
Retirement Planning, Portfolio Management, Brokers, Finance, Investments, Life Insurance, Financial Analysis, College Savings Plans, 401k Rollovers, Small Business..., 529 Plans, Simple IRA, Traditional IRA, SEP IRA, Roth IRA, Insurance, Reinsurance
Education
University of Minnesota-Twin Cities 1999 — 2003
BA, Economics
Jamestown High School 1995 — 1999
Don Cline's Smith Barney Experience May 2000 - May 2001
Job Vice President at Morgan Stanley Private Bank, N.A.
Industry Banking
Experience
Morgan Stanley Private Bank, N.A. March 2011 - Present
Comerica Bank June 2006 - April 2011
National City Bank June 2001 - June 2006
Smith Barney May 2000 - May 2001
NBD Bank September 1988 - May 2000
Skills
Private Banking, Business Strategy, High Net Worth..., Loans, Banking, Investments, Wealth Management..., Commercial Banking, Credit, Finance, Insurance, Middle Market, Wealth Management, Commercial Lending, Cash Management, Credit Analysis, Financial Analysis
Education
University of Notre Dame - Mendoza College of Business 1986 — 1988
MBA, Finance
University of Michigan 1981 — 1986
BS, Industrial and Organizational Psychology
Morgan Stanley Private Bank, N.A. March 2011 - Present
Comerica Bank June 2006 - April 2011
National City Bank June 2001 - June 2006
Smith Barney May 2000 - May 2001
NBD Bank September 1988 - May 2000
Skills
Private Banking, Business Strategy, High Net Worth..., Loans, Banking, Investments, Wealth Management..., Commercial Banking, Credit, Finance, Insurance, Middle Market, Wealth Management, Commercial Lending, Cash Management, Credit Analysis, Financial Analysis
Education
University of Notre Dame - Mendoza College of Business 1986 — 1988
MBA, Finance
University of Michigan 1981 — 1986
BS, Industrial and Organizational Psychology
Vincent Finney's Smith Barney Experience September 2001 - October 2003
Job Senior Vice President Wealth Management / Senior Portfolio Manager / Top 35 Under 35 UBS Wealth Management 2014 Class
Industry Investment Management
Experience
UBS Wealth Management January 2009 - Present
Merrill Lynch October 2003 - January 2009
Smith Barney September 2001 - October 2003
Skills
Wealth Management..., Investment Advisory, Financial Advisory, Uniform Combined State..., Estate Planning, 401k, IRAs, Risk Management, Banking, Business Analysis, Financial Modeling, Series 7, Series 66, High Net Worth..., 401k Rollovers, Wealth Preservation..., Personal Financial...
Education
Mount Union College 1997 — 2001
Bachelor of Arts (BA), Business Administration, Management and Operations
UBS Wealth Management January 2009 - Present
Merrill Lynch October 2003 - January 2009
Smith Barney September 2001 - October 2003
Skills
Wealth Management..., Investment Advisory, Financial Advisory, Uniform Combined State..., Estate Planning, 401k, IRAs, Risk Management, Banking, Business Analysis, Financial Modeling, Series 7, Series 66, High Net Worth..., 401k Rollovers, Wealth Preservation..., Personal Financial...
Education
Mount Union College 1997 — 2001
Bachelor of Arts (BA), Business Administration, Management and Operations
Nina Dolan's Smith Barney Experience November 2000 - 2009
Job Customer Services Associate at Hudson Financial LLC
Industry Investment Management
Experience
Hudson Financial LLC April 2008 - Present
Smith Barney November 2000 - 2009
Skills
Strategic Planning, Hudson
Education
Hudson High School 1968 — 1971
Claverack Union Free School 1958 — 1967
K - 8
University of Massachusetts Boston
Bachelor of Science, Busines Administration
Hudson Financial LLC April 2008 - Present
Smith Barney November 2000 - 2009
Skills
Strategic Planning, Hudson
Education
Hudson High School 1968 — 1971
Claverack Union Free School 1958 — 1967
K - 8
University of Massachusetts Boston
Bachelor of Science, Busines Administration
Jennette Ackley's Smith Barney Experience 2007 - Present
Job Financial Advisor at Smith Barney
Industry Financial Services
Experience
Smith Barney 2007 - Present
Pulte Homes 2005 - 2007
Education
University of Nevada-Reno 2001 — 2006
Smith Barney 2007 - Present
Pulte Homes 2005 - 2007
Education
University of Nevada-Reno 2001 — 2006
David Lucier's Smith Barney Experience 1994 - 1995
Job VP, Head of Advisor Relationship Management at Janus
Industry Investment Management
Experience
Janus Capital Group 2002 - 2012
Berger Financial Group 1998 - 2002
Charles Schwab 1995 - 1998
Smith Barney 1994 - 1995
The Ritz-Carlton Hotel Company 1989 - 1994
Skills
Mutual Funds, Asset Management, Series 7, Investments, Alternative Investments, Asset Allocation, Series 63, Equities, Wealth Management, Fixed Income, ETFs, CEF, Offshore Investments, Institutional Sales, RIAs, Broker-Dealer, National Accounts, Home Offices, Series 24, Separately Managed..., UMA, Insurance, Insurance Brokerage, Family Office
Education
University of Massachusetts, Amherst 1984 — 1988
Bachelor of Science, Political Science
Williston-Northampton School 1980 — 1984
High School
Janus Capital Group 2002 - 2012
Berger Financial Group 1998 - 2002
Charles Schwab 1995 - 1998
Smith Barney 1994 - 1995
The Ritz-Carlton Hotel Company 1989 - 1994
Skills
Mutual Funds, Asset Management, Series 7, Investments, Alternative Investments, Asset Allocation, Series 63, Equities, Wealth Management, Fixed Income, ETFs, CEF, Offshore Investments, Institutional Sales, RIAs, Broker-Dealer, National Accounts, Home Offices, Series 24, Separately Managed..., UMA, Insurance, Insurance Brokerage, Family Office
Education
University of Massachusetts, Amherst 1984 — 1988
Bachelor of Science, Political Science
Williston-Northampton School 1980 — 1984
High School
Larry Solow, CFA's Smith Barney Experience 1994 - 1999
Job Managing Director, Equity Analyst at CJS Securities
Industry Financial Services
Experience
CJS Securities November 2006 - Present
BioPharma Fund - Tonic Sector SICAV September 1999 - September 2006
Smith Barney 1994 - 1999
Skills
Equity Research, Portfolio Management, Equities, Mutual Funds, Management, Hedge Funds, Alternative Investments, Bloomberg, Capital Markets, Series 7, Investments
Education
University of Maryland College Park 1988 — 1993
CJS Securities November 2006 - Present
BioPharma Fund - Tonic Sector SICAV September 1999 - September 2006
Smith Barney 1994 - 1999
Skills
Equity Research, Portfolio Management, Equities, Mutual Funds, Management, Hedge Funds, Alternative Investments, Bloomberg, Capital Markets, Series 7, Investments
Education
University of Maryland College Park 1988 — 1993
Jill Eisenstein Wagner's Smith Barney Experience March 1997 - June 2006
Job VP Graystone Consulting, Morgan Stanley
Industry Investment Management
Experience
Morgan Stanley May 2015 - Present
UBS Wealth Management May 2014 - May 2015
Merrill Lynch January 2013 - May 2014
Morgan Stanley Smith Barney June 2009 - December 2012
Citigroup May 2008 - June 2009
Citigroup June 2006 - May 2008
Smith Barney March 1997 - June 2006
Skills
FINRA, Securities, Mutual Funds, Asset Allocation, ETFs, Asset Managment, Series 7, Series 24, Series 63, Retirement, Financial Services, Portfolio Management
Education
University of Maryland College Park 1988 — 1991
Bs history, American History
Morgan Stanley May 2015 - Present
UBS Wealth Management May 2014 - May 2015
Merrill Lynch January 2013 - May 2014
Morgan Stanley Smith Barney June 2009 - December 2012
Citigroup May 2008 - June 2009
Citigroup June 2006 - May 2008
Smith Barney March 1997 - June 2006
Skills
FINRA, Securities, Mutual Funds, Asset Allocation, ETFs, Asset Managment, Series 7, Series 24, Series 63, Retirement, Financial Services, Portfolio Management
Education
University of Maryland College Park 1988 — 1991
Bs history, American History
Roger Sheffield's Smith Barney Experience 2006 - 2009
Job CEO Colorado Mountain College Foundation and Vice President for Advancement at Colorado Mountain College
Industry Higher Education
Experience
Colorado Mountain College Foundation 2014 - Present
IES Abroad 2009 - 2014
Smith Barney 2006 - 2009
Doane College 2002 - 2006
Lawrence University 2001 - 2002
Colorado College 1995 - 2001
Skills
Fundraising, Philanthropy, Higher Education, Nonprofits, Planned Giving, Strategic Planning, Student Affairs, Endowments, International Education, Donor Relations, Charities, Change Management, Charitable Giving, Strategic Analysis, Higher Education..., Philanthropic Alignment, Client Relationship..., Individual Giving, Collaborative Management, Market Research, Non-profit Board..., Program Management, CRM, Analysis, Alumni Relations, Annual Giving, Collaborative Leadership, Community Outreach, Grants, Program Development, Public Speaking, Grant Writing, Event Planning
Education
North Platte High School
University of Nebraska at Kearney
BS, Political Science
University of Nebraska at Omaha
MPA, Non-profit management
Colorado Mountain College Foundation 2014 - Present
IES Abroad 2009 - 2014
Smith Barney 2006 - 2009
Doane College 2002 - 2006
Lawrence University 2001 - 2002
Colorado College 1995 - 2001
Skills
Fundraising, Philanthropy, Higher Education, Nonprofits, Planned Giving, Strategic Planning, Student Affairs, Endowments, International Education, Donor Relations, Charities, Change Management, Charitable Giving, Strategic Analysis, Higher Education..., Philanthropic Alignment, Client Relationship..., Individual Giving, Collaborative Management, Market Research, Non-profit Board..., Program Management, CRM, Analysis, Alumni Relations, Annual Giving, Collaborative Leadership, Community Outreach, Grants, Program Development, Public Speaking, Grant Writing, Event Planning
Education
North Platte High School
University of Nebraska at Kearney
BS, Political Science
University of Nebraska at Omaha
MPA, Non-profit management
Bonnie Butler's Smith Barney Experience 1984 - 2004
Job Realtor at Rozansky Group of Long & Foster Real Estate, Inc.
Industry Real Estate
Experience
Rozansky Group of Long & Foster Real Estate, Inc. Registered Sales AssistantSandy Spring Wealth ManagementJune 2013 - August 2014
LPL Financial June 2013 - June 2013
Ameriprise Financial Services, Inc. December 2011 - June 2013
Long & Foster June 2004 - December 2012
Smith Barney 1984 - 2004
Skills
Sellers, Real Estate, Investment Properties, Residential Homes, Short Sales, First Time Home Buyers, Foreclosures, Investors, Relocation, REO, Single Family Homes, Buyer Representation, Condos, Rentals, Real Estate Transactions, New Home Sales, Listings, Property Management, Referrals, Real Estate Development, Investments, Brokerage, Sales
Education
Walter Johnson HS Bethesda, MD 1969 — 1972
University of Maryland College Park
Rozansky Group of Long & Foster Real Estate, Inc. Registered Sales AssistantSandy Spring Wealth ManagementJune 2013 - August 2014
LPL Financial June 2013 - June 2013
Ameriprise Financial Services, Inc. December 2011 - June 2013
Long & Foster June 2004 - December 2012
Smith Barney 1984 - 2004
Skills
Sellers, Real Estate, Investment Properties, Residential Homes, Short Sales, First Time Home Buyers, Foreclosures, Investors, Relocation, REO, Single Family Homes, Buyer Representation, Condos, Rentals, Real Estate Transactions, New Home Sales, Listings, Property Management, Referrals, Real Estate Development, Investments, Brokerage, Sales
Education
Walter Johnson HS Bethesda, MD 1969 — 1972
University of Maryland College Park
G Charles (Chuck) Kennedy Jr's Smith Barney Experience
Job Senior Vice President at Smith Barney
Industry Financial Services
Experience
Smith Barney
Education
University of North Carolina at Chapel Hill 1978 — 1982
Smith Barney
Education
University of North Carolina at Chapel Hill 1978 — 1982
Cameron Brooks's Smith Barney Experience August 2006 - May 2007
Job Associate J.P. Morgan, Alternative Investment Services
Industry Financial Services
Experience
J.P. Morgan November 2014 - Present
Sony Music Entertainment May 2009 - November 2014
UBS Wealth Management May 2007 - May 2009
Smith Barney August 2006 - May 2007
Skills
Excel, Budgeting, Series 7, Research, Microsoft Excel, Analysis, Budgets, Financial Modeling, Finance, Strategic Financial..., Sales, Risk Management, Financial Analysis, Forecasting, Investments, Financial Planning, Financial Reporting
Education
University of Maryland - Robert H. Smith School of Business 2002 — 2006
B.S.
J.P. Morgan November 2014 - Present
Sony Music Entertainment May 2009 - November 2014
UBS Wealth Management May 2007 - May 2009
Smith Barney August 2006 - May 2007
Skills
Excel, Budgeting, Series 7, Research, Microsoft Excel, Analysis, Budgets, Financial Modeling, Finance, Strategic Financial..., Sales, Risk Management, Financial Analysis, Forecasting, Investments, Financial Planning, Financial Reporting
Education
University of Maryland - Robert H. Smith School of Business 2002 — 2006
B.S.
Joseph Groebl's Smith Barney Experience January 1994 - April 2010
Job Helping people develop financial plans and manage risk.
Industry Financial Services
Experience
V Wealth Management April 2010 - Present
Smith Barney January 1994 - April 2010
Smith Barney January 1994 - April 2010
Skills
401k, Asset Allocation, Investments, Portfolio Management, Mutual Funds
Education
University of Missouri-Columbia 1986 — 1991
History, Baby Boomers
University of Missouri-Columbia 1986 — 1991
Bachelor's degree, American History (United States)
V Wealth Management April 2010 - Present
Smith Barney January 1994 - April 2010
Smith Barney January 1994 - April 2010
Skills
401k, Asset Allocation, Investments, Portfolio Management, Mutual Funds
Education
University of Missouri-Columbia 1986 — 1991
History, Baby Boomers
University of Missouri-Columbia 1986 — 1991
Bachelor's degree, American History (United States)
Brian Boccio's Smith Barney Experience December 1997 - August 2005
Job Director, Wealth Management at USAA
Industry Financial Services
Experience
USAA October 2014 - Present
JPMorgan Securities, LLC March 2010 - September 2014
Waddell & Reed May 2009 - March 2010
Banc of America Investments October 2007 - February 2009
Banc of America Investments September 2005 - October 2007
Smith Barney December 1997 - August 2005
Education
University of Nevada-Reno
USAA October 2014 - Present
JPMorgan Securities, LLC March 2010 - September 2014
Waddell & Reed May 2009 - March 2010
Banc of America Investments October 2007 - February 2009
Banc of America Investments September 2005 - October 2007
Smith Barney December 1997 - August 2005
Education
University of Nevada-Reno
David G Miller's Smith Barney Experience Financial ProfessionalMorgan StanleyJanuary 1990 - April 1994
Job Vice President Wealth Management at Smith Barney
Industry Financial Services
Experience
Smith Barney Financial ProfessionalMorgan StanleyJanuary 1990 - April 1994
Education
University of Missouri-Columbia 1981 — 1985
BS, Finance
Smith Barney Financial ProfessionalMorgan StanleyJanuary 1990 - April 1994
Education
University of Missouri-Columbia 1981 — 1985
BS, Finance
Roger Toguchi's Smith Barney Experience July 1994 - July 2004
Job Self employed consultant
Industry Financial Services
Experience
Consultant January 2015 - Present
StarVista October 2014 - Present
Wells Fargo Advisor, LLC September 2010 - December 2014
Morgan Stanley Smith Barney July 2004 - September 2010
Smith Barney July 1994 - July 2004
Skills
Finance, Investments, Portfolio Management, Wealth Management, Equities, Retirement Planning, Management, Asset Management, Alternative Investments, Asset Allocation
Education
University of Massachusetts, Amherst 1976 — 1978
BS, Hotel, Restaurant & Travel Admin
Consultant January 2015 - Present
StarVista October 2014 - Present
Wells Fargo Advisor, LLC September 2010 - December 2014
Morgan Stanley Smith Barney July 2004 - September 2010
Smith Barney July 1994 - July 2004
Skills
Finance, Investments, Portfolio Management, Wealth Management, Equities, Retirement Planning, Management, Asset Management, Alternative Investments, Asset Allocation
Education
University of Massachusetts, Amherst 1976 — 1978
BS, Hotel, Restaurant & Travel Admin
Michael Tobin CFP®'s Smith Barney Experience August 2005 - August 2007
Job Director Private Wealth Advisor at HighTower
Industry Banking
Experience
HighTower January 2015 - Present
UBS Financial Services August 2007 - January 2015
Smith Barney August 2005 - August 2007
Education
University of Michigan 2001 — 2005
BA, Economics
Commack High School
HighTower January 2015 - Present
UBS Financial Services August 2007 - January 2015
Smith Barney August 2005 - August 2007
Education
University of Michigan 2001 — 2005
BA, Economics
Commack High School
Ross Sacks's Smith Barney Experience June 2008 - August 2008
Job Credit Analyst at Under Armour
Industry Apparel & Fashion
Experience
Under Armour August 2014 - Present
Euler Hermes North America October 2011 - July 2014
Euler Hermes ACI November 2009 - October 2011
The Agency Sports Management & Marketing May 2009 - September 2009
Smith Barney June 2008 - August 2008
Sporting Goods Manufacturers Association October 2007 - May 2008
University of Maryland September 2006 - September 2007
Rutgers University June 2006 - August 2006
Skills
Excel, Research, Analysis, Investments, Word, PowerPoint, Financial Analysis, Credit, Microsoft Office, New Business Development, Business Development, Finance, Microsoft Excel, Microsoft Word
Education
University of Maryland College Park 2004 — 2008
B.S., Finance, Supply Chain Management, Sports Commerce
Under Armour August 2014 - Present
Euler Hermes North America October 2011 - July 2014
Euler Hermes ACI November 2009 - October 2011
The Agency Sports Management & Marketing May 2009 - September 2009
Smith Barney June 2008 - August 2008
Sporting Goods Manufacturers Association October 2007 - May 2008
University of Maryland September 2006 - September 2007
Rutgers University June 2006 - August 2006
Skills
Excel, Research, Analysis, Investments, Word, PowerPoint, Financial Analysis, Credit, Microsoft Office, New Business Development, Business Development, Finance, Microsoft Excel, Microsoft Word
Education
University of Maryland College Park 2004 — 2008
B.S., Finance, Supply Chain Management, Sports Commerce
Jon Massey's Smith Barney Experience May 2007 - July 2007
Job Broker at CRC | Crump Insurance Services
Industry Insurance
Experience
CRC Crump Insurance November 2011 - Present
Amerisure Insurance January 2011 - November 2011
All Risks, Ltd June 2008 - February 2011
Cobbs, Allen & Hall June 2008 - August 2008
Smith Barney May 2007 - July 2007
Skills
Commercial Insurance, Brokerage, Casualty Insurance, Commercial Lines, Excess, Legal Liability, Insurance, Liability, Loans, Marketing, Professional Liability, Property, Underwriting
Education
University of Mississippi - School of Business Administration 2004 — 2008
Bachelors, Risk Management & Insurance
CRC Crump Insurance November 2011 - Present
Amerisure Insurance January 2011 - November 2011
All Risks, Ltd June 2008 - February 2011
Cobbs, Allen & Hall June 2008 - August 2008
Smith Barney May 2007 - July 2007
Skills
Commercial Insurance, Brokerage, Casualty Insurance, Commercial Lines, Excess, Legal Liability, Insurance, Liability, Loans, Marketing, Professional Liability, Property, Underwriting
Education
University of Mississippi - School of Business Administration 2004 — 2008
Bachelors, Risk Management & Insurance
Bradd Cuppels's Smith Barney Experience October 1999 - August 2005
Job Vice President Investments at UBS Financial Services Inc
Industry Financial Services
Experience
UBS March 2011 - Present
Morgan Stanley Smith Barney August 2005 - March 2011
Smith Barney October 1999 - August 2005
Education
University of Massachusetts, Amherst 1983 — 1987
Bachelor of Science, Industrial Engineering
UBS March 2011 - Present
Morgan Stanley Smith Barney August 2005 - March 2011
Smith Barney October 1999 - August 2005
Education
University of Massachusetts, Amherst 1983 — 1987
Bachelor of Science, Industrial Engineering
Adam Layne's Smith Barney Experience January 2000 - November 2008
Job Branch Operations Manager at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott April 2009 - Present
Smith Barney January 2000 - November 2008
Education
University of Maryland College Park 1988 — 1991
BS, Criminal Justice
Janney Montgomery Scott April 2009 - Present
Smith Barney January 2000 - November 2008
Education
University of Maryland College Park 1988 — 1991
BS, Criminal Justice
Daniel Joseph's Smith Barney Experience June 2008 - August 2008
Job Uber Senior Financial Analyst
Industry Internet
Experience
Uber August 2015 - Present
Uber July 2014 - July 2015
Microsoft August 2012 - July 2014
Microsoft July 2010 - October 2012
DISH Network May 2009 - August 2009
Smith Barney June 2008 - August 2008
Vandeveer Investments May 2008 - August 2008
Skills
Financial Modeling, Corporate Finance, Excel, Analysis, Data Analysis, Financial Analysis, PowerPoint, Economics, Competitive Analysis, Word, Microsoft Office, Forecasting, Strategic Planning, Leadership
Education
University of Michigan 2006 — 2010
BBA, Finance
University of Michigan - Stephen M. Ross School of Business 2006 — 2010
BBA, Finance, Accounting
Uber August 2015 - Present
Uber July 2014 - July 2015
Microsoft August 2012 - July 2014
Microsoft July 2010 - October 2012
DISH Network May 2009 - August 2009
Smith Barney June 2008 - August 2008
Vandeveer Investments May 2008 - August 2008
Skills
Financial Modeling, Corporate Finance, Excel, Analysis, Data Analysis, Financial Analysis, PowerPoint, Economics, Competitive Analysis, Word, Microsoft Office, Forecasting, Strategic Planning, Leadership
Education
University of Michigan 2006 — 2010
BBA, Finance
University of Michigan - Stephen M. Ross School of Business 2006 — 2010
BBA, Finance, Accounting
Matan Agam's Smith Barney Experience May 2007 - August 2007
Job Manager, Mergers and Acquisitions at Shell
Industry Venture Capital & Private Equity
Experience
Shell Oil Company October 2014 - Present
Shell Oil Company May 2013 - July 2013
AG&P April 2011 - June 2012
PetroTiger September 2009 - April 2011
Straight2YourDoor Ann Arbor, LLC March 2009 - September 2009
MDelivers, LLC November 2007 - March 2009
Jefferies & Company June 2008 - August 2008
Smith Barney May 2007 - August 2007
Skills
Financial Modeling, Valuation, Calculus, Mergers, Investment Banking, Mergers & Acquisitions, Corporate Finance, Venture Capital, Financial Analysis, Business Strategy, Private Equity, LBO, M&A experience, Emerging Markets, Management
Education
Wharton School of Business 2012 — 2014
Master of Business Administration (MBA), Finance, Entrepreneurial Management
University of Michigan - Stephen M. Ross School of Business 2006 — 2009
BBA, Finance, Entrepreneurial Studies
University of Michigan 2005 — 2006
Bachelor of Business Administration (BBA), Finance
Milken Community High School 2001 — 2005
Shell Oil Company October 2014 - Present
Shell Oil Company May 2013 - July 2013
AG&P April 2011 - June 2012
PetroTiger September 2009 - April 2011
Straight2YourDoor Ann Arbor, LLC March 2009 - September 2009
MDelivers, LLC November 2007 - March 2009
Jefferies & Company June 2008 - August 2008
Smith Barney May 2007 - August 2007
Skills
Financial Modeling, Valuation, Calculus, Mergers, Investment Banking, Mergers & Acquisitions, Corporate Finance, Venture Capital, Financial Analysis, Business Strategy, Private Equity, LBO, M&A experience, Emerging Markets, Management
Education
Wharton School of Business 2012 — 2014
Master of Business Administration (MBA), Finance, Entrepreneurial Management
University of Michigan - Stephen M. Ross School of Business 2006 — 2009
BBA, Finance, Entrepreneurial Studies
University of Michigan 2005 — 2006
Bachelor of Business Administration (BBA), Finance
Milken Community High School 2001 — 2005
David Lowenthal, CRPC, APMA's Smith Barney Experience 1986 - 2009
Job Financial Advisor at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Lowenthal, Ibarguen & Kolinofsky, a financial advisory practice of Ameriprise Financial Services Inc March 2009 - Present
Ameriprise Financial Services, Inc. March 2009 - November 2013
Smith Barney 1986 - 2009
Education
University of Miami 1967 — 1970
BS, Geology
Lowenthal, Ibarguen & Kolinofsky, a financial advisory practice of Ameriprise Financial Services Inc March 2009 - Present
Ameriprise Financial Services, Inc. March 2009 - November 2013
Smith Barney 1986 - 2009
Education
University of Miami 1967 — 1970
BS, Geology
Michael Levitan's Smith Barney Experience June 2008 - August 2008
Job Manager M&A Advisory at PwC
Industry Management Consulting
Experience
PwC June 2015 - Present
PwC December 2012 - June 2015
Capgemini January 2012 - November 2012
Capgemini September 2009 - December 2011
UBS February 2009 - May 2009
Smith Barney June 2008 - August 2008
Skills
Management Consulting, Acquisition Integration, Mergers & Acquisitions, Business Process..., Financial Modeling, Corporate Finance, Finance, Strategy, Consulting, M&A Consulting, Merger Integration, Portfolio Management, Financial Services, Business Analysis, Investments, Business Transformation, Management, IPO Readiness, Financial Due Diligence, Due Diligence
Education
University of Maryland - Robert H. Smith School of Business 2005 — 2009
B.S., Finance
Scarsdale High School 2001 — 2005
PwC June 2015 - Present
PwC December 2012 - June 2015
Capgemini January 2012 - November 2012
Capgemini September 2009 - December 2011
UBS February 2009 - May 2009
Smith Barney June 2008 - August 2008
Skills
Management Consulting, Acquisition Integration, Mergers & Acquisitions, Business Process..., Financial Modeling, Corporate Finance, Finance, Strategy, Consulting, M&A Consulting, Merger Integration, Portfolio Management, Financial Services, Business Analysis, Investments, Business Transformation, Management, IPO Readiness, Financial Due Diligence, Due Diligence
Education
University of Maryland - Robert H. Smith School of Business 2005 — 2009
B.S., Finance
Scarsdale High School 2001 — 2005
Robert Fishman's Smith Barney Experience May 2004 - August 2004
Job ThinkLAB Ventures, LLC
Industry Investment Management
Experience
ThinkLAB Ventures, LLC January 2011 - Present
JPMorgan Chase November 2008 - June 2009
JPMorgan Chase August 2007 - November 2008
Crescent Heights May 2006 - August 2006
Smith Barney May 2004 - August 2004
Skills
Equities, Private Equity, Alternative Investments, Asset Management, Bloomberg, Fixed Income, Investment Banking, Investments, Valuation, Capital Markets, Equity Research, Hedge Funds, Securities
Education
University of Miami - School of Business 2009 — 2011
Master of Business Administration (M.B.A.), Finance, General
University of Pennsylvania 2003 — 2007
BA, History
ThinkLAB Ventures, LLC January 2011 - Present
JPMorgan Chase November 2008 - June 2009
JPMorgan Chase August 2007 - November 2008
Crescent Heights May 2006 - August 2006
Smith Barney May 2004 - August 2004
Skills
Equities, Private Equity, Alternative Investments, Asset Management, Bloomberg, Fixed Income, Investment Banking, Investments, Valuation, Capital Markets, Equity Research, Hedge Funds, Securities
Education
University of Miami - School of Business 2009 — 2011
Master of Business Administration (M.B.A.), Finance, General
University of Pennsylvania 2003 — 2007
BA, History
Joe Anello's Smith Barney Experience 2008 - 2008
Job Institutional Sales at The Buckingham Research Group
Industry Investment Management
Experience
The Buckingham Research Group 2013 - Present
Merganser Capital Management, An Annaly Company 2011 - 2012
Wilmington Trust Investment Advisors 2009 - 2010
Smith Barney 2008 - 2008
Skills
Equities, Bloomberg, Equity Research, Asset Managment, Bloomberg Terminal, Fixed Income, Investment Strategies, Portfolio Management, Financial Analysis, Investments, Bonds, Valuation, Hedge Funds, Financial Modeling, Financial Markets, Mutual Funds, Asset Allocation, Capital Markets, Alternative Investments, Securities, Investment Management, Series 63, Asset Management
Education
University of Maryland College Park
Economics
American University of Rome
Xaverian Brothers High School
The Buckingham Research Group 2013 - Present
Merganser Capital Management, An Annaly Company 2011 - 2012
Wilmington Trust Investment Advisors 2009 - 2010
Smith Barney 2008 - 2008
Skills
Equities, Bloomberg, Equity Research, Asset Managment, Bloomberg Terminal, Fixed Income, Investment Strategies, Portfolio Management, Financial Analysis, Investments, Bonds, Valuation, Hedge Funds, Financial Modeling, Financial Markets, Mutual Funds, Asset Allocation, Capital Markets, Alternative Investments, Securities, Investment Management, Series 63, Asset Management
Education
University of Maryland College Park
Economics
American University of Rome
Xaverian Brothers High School
Jesse Gerlitz's Smith Barney Experience September 2008 - December 2008
Job Customer Service Representative at Harvest Hill Beverage Company
Industry Marketing and Advertising
Experience
Harvest Hill Beverage Company April 2015 - Present
Stran Beverage March 2014 - December 2014
Quintessential Cookies September 2010 - March 2014
Regent Sports Corporation July 2009 - December 2009
HJM Group Inc. August 2006 - December 2009
Smith Barney September 2008 - December 2008
New Rochelle Crusaders Minor League Football Club April 2008 - August 2008
National Basketball Association February 2005 - May 2005
Skills
Marketing, Sales, Social Media, Sports Management, Business, Baking, Public Relations, Advertising Sales, Gaming, Public Speaking, Bakery, Time Management, Advertising, Research, Customer Service, Retail, Sales Management, Merchandising, Sports Marketing, Cold Calling, Event Planning, Coaching, Marketing Strategy, Social Networking, Sports
Education
University of New Haven 2005 — 2009
BS, Sports Management
Harvest Hill Beverage Company April 2015 - Present
Stran Beverage March 2014 - December 2014
Quintessential Cookies September 2010 - March 2014
Regent Sports Corporation July 2009 - December 2009
HJM Group Inc. August 2006 - December 2009
Smith Barney September 2008 - December 2008
New Rochelle Crusaders Minor League Football Club April 2008 - August 2008
National Basketball Association February 2005 - May 2005
Skills
Marketing, Sales, Social Media, Sports Management, Business, Baking, Public Relations, Advertising Sales, Gaming, Public Speaking, Bakery, Time Management, Advertising, Research, Customer Service, Retail, Sales Management, Merchandising, Sports Marketing, Cold Calling, Event Planning, Coaching, Marketing Strategy, Social Networking, Sports
Education
University of New Haven 2005 — 2009
BS, Sports Management
Rick Chastain, CFP®'s Smith Barney Experience August 2003 - October 2008
Job Financial Advisor
Industry Financial Services
Experience
ProEquities March 2012 - Present
Carter Terry & Co October 2008 - Present
Smith Barney August 2003 - October 2008
Skills
Retirement Planning, Investments, Wealth Management, Strategic Financial..., Series 7, Mutual Funds, Portfolio Management, Retirement, Investment Advisory, Estate Planning, Financial Analysis, Asset Management, Asset Allocation, Insurance, Equities, Financial Advisory, Fixed Annuities, Banking, Securities, Series 63
Education
University of Montevallo 1969 — 1972
Bachelor of Science (B.S.), Business Administration and Management, General
ProEquities March 2012 - Present
Carter Terry & Co October 2008 - Present
Smith Barney August 2003 - October 2008
Skills
Retirement Planning, Investments, Wealth Management, Strategic Financial..., Series 7, Mutual Funds, Portfolio Management, Retirement, Investment Advisory, Estate Planning, Financial Analysis, Asset Management, Asset Allocation, Insurance, Equities, Financial Advisory, Fixed Annuities, Banking, Securities, Series 63
Education
University of Montevallo 1969 — 1972
Bachelor of Science (B.S.), Business Administration and Management, General
Dennis Oleszkowicz, CPM's Smith Barney Experience 1980 - 2003
Job First Vice PresidentInvestments, Portfolio Manager at UBS
Industry Financial Services
Experience
UBS 2003 - Present
Smith Barney 1980 - 2003
Merrill Lynch 1977 - 1980
Education
University of Michigan
BBA, Finance and Financial Management Services
UBS 2003 - Present
Smith Barney 1980 - 2003
Merrill Lynch 1977 - 1980
Education
University of Michigan
BBA, Finance and Financial Management Services
Trasi Sharp's Smith Barney Experience 1987 - 1990
Job Owner at Over Easy Cafe & Island Paws
Industry Restaurants
Experience
Over Easy Cafe September 2007 - Present
Island Paws October 2004 - Present
Smith Barney 1987 - 1990
Education
University of Missouri-Kansas City 1985 — 1987
MBA, Finance
University of Missouri-Columbia 1981 — 1985
BA, Finance
Over Easy Cafe September 2007 - Present
Island Paws October 2004 - Present
Smith Barney 1987 - 1990
Education
University of Missouri-Kansas City 1985 — 1987
MBA, Finance
University of Missouri-Columbia 1981 — 1985
BA, Finance
Molly Mohr (Kitchen)'s Smith Barney Experience 2002 - 2008
Job AVP/Banking Center Manager at CSB
Industry Banking
Experience
Commercial and Savings Bank July 2012 - Present
Morgan Stanley Smith Barney March 2008 - July 2012
Smith Barney 2002 - 2008
Morgan Stanley 1997 - 2002
Skills
Banking, Small Business Lending, Consumer Lending, Sales, Retail Banking, Loans, Customer Service, Finance, Commercial Lending, Leadership, Management, Team Building, Strategic Planning
Education
University of Mount Union 1994 — 1998
Bachelor of Arts, Business Administration/Finance; Accounting; Mathematics
Commercial and Savings Bank July 2012 - Present
Morgan Stanley Smith Barney March 2008 - July 2012
Smith Barney 2002 - 2008
Morgan Stanley 1997 - 2002
Skills
Banking, Small Business Lending, Consumer Lending, Sales, Retail Banking, Loans, Customer Service, Finance, Commercial Lending, Leadership, Management, Team Building, Strategic Planning
Education
University of Mount Union 1994 — 1998
Bachelor of Arts, Business Administration/Finance; Accounting; Mathematics
Jeffrey Pearlman's Smith Barney Experience June 2008 - December 2009
Job Financial Advisor at Brown | Miller Wealth Management Group of Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Brown Miller Wealth Management Group of Wells Fargo Advisors, LLC October 2014 - Present
Brown Miller Wealth Management Group of Wells Fargo Advisors, LLC January 2010 - October 2014
Smith Barney June 2008 - December 2009
Morgan Stanley April 2007 - June 2008
KH Funding Company September 2006 - April 2007
Skills
Mutual Funds, Financial Advisory, Microsoft Excel, Asset Allocation, Retirement Planning, Insurance, 401k Rollovers, Risk Management, Finance, Customer Service, Trading, Data Analysis, Investments, Series 7
Education
University of Maryland College Park 2005 — 2009
B.A., Economics
Brown Miller Wealth Management Group of Wells Fargo Advisors, LLC October 2014 - Present
Brown Miller Wealth Management Group of Wells Fargo Advisors, LLC January 2010 - October 2014
Smith Barney June 2008 - December 2009
Morgan Stanley April 2007 - June 2008
KH Funding Company September 2006 - April 2007
Skills
Mutual Funds, Financial Advisory, Microsoft Excel, Asset Allocation, Retirement Planning, Insurance, 401k Rollovers, Risk Management, Finance, Customer Service, Trading, Data Analysis, Investments, Series 7
Education
University of Maryland College Park 2005 — 2009
B.A., Economics
Timothy J. Sagehorn's Smith Barney Experience January 1988 - January 2001
Job Wealth Manager
Industry Financial Services
Experience
Independent Financial Group, LLC November 2010 - Present
UBS Financial Services February 2001 - December 2008
UBS Financial Services January 2001 - January 2008
Morgan Stanley Smith Barney January 1988 - January 2001
Smith Barney January 1988 - January 2001
Skills
Wealth Management, Retirement Planning, Asset Allocation, Asset Managment, Portfolio Management, Strategic Financial..., Series 7, Retirement, Financial Advisory, Financial Services, Investment Management, High Net Worth...
Education
CIMA Certification-UC Berkeley Haas School of Business 2006 — 2006
University of Minnesota-Twin Cities 1979 — 1984
BS, Business, Finance
Independent Financial Group, LLC November 2010 - Present
UBS Financial Services February 2001 - December 2008
UBS Financial Services January 2001 - January 2008
Morgan Stanley Smith Barney January 1988 - January 2001
Smith Barney January 1988 - January 2001
Skills
Wealth Management, Retirement Planning, Asset Allocation, Asset Managment, Portfolio Management, Strategic Financial..., Series 7, Retirement, Financial Advisory, Financial Services, Investment Management, High Net Worth...
Education
CIMA Certification-UC Berkeley Haas School of Business 2006 — 2006
University of Minnesota-Twin Cities 1979 — 1984
BS, Business, Finance
James P. Clancy's Smith Barney Experience December 2007 - July 2008
Job Financial Advisor at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley July 2008 - Present
Smith Barney December 2007 - July 2008
Skills
Series 66, Series 7, 401k Rollovers, Wealth Preservation..., Saving for Education, Retirement Planning, Retirement Income..., Asset Allocation, Investment Advisory, Series 63, Annuities
Education
University of New Hampshire
BA, History
Morgan Stanley July 2008 - Present
Smith Barney December 2007 - July 2008
Skills
Series 66, Series 7, 401k Rollovers, Wealth Preservation..., Saving for Education, Retirement Planning, Retirement Income..., Asset Allocation, Investment Advisory, Series 63, Annuities
Education
University of New Hampshire
BA, History
Bill Kimball's Smith Barney Experience 1993 - 1995
Job Director at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott 2011 - Present
Sterne Agee 2006 - 2011
Raymond James Financial Inc. 2004 - 2006
Jefferies & Company 2002 - 2004
Fidelity Capital Markets 1998 - 2002
Hoeing & Associates 1996 - 1998
Smith Barney 1993 - 1995
Lynch Murphy Walsh ( Codman Co) Real Estate 1987 - 1993
Spaulding & Slye Colliers 1981 - 1986
Xerox 1978 - 1981
Education
Tabor Academy
High School
University of New Hampshire
BS, Business - Whittemore School of Business
Janney Montgomery Scott 2011 - Present
Sterne Agee 2006 - 2011
Raymond James Financial Inc. 2004 - 2006
Jefferies & Company 2002 - 2004
Fidelity Capital Markets 1998 - 2002
Hoeing & Associates 1996 - 1998
Smith Barney 1993 - 1995
Lynch Murphy Walsh ( Codman Co) Real Estate 1987 - 1993
Spaulding & Slye Colliers 1981 - 1986
Xerox 1978 - 1981
Education
Tabor Academy
High School
University of New Hampshire
BS, Business - Whittemore School of Business
Lawrence P. Schoonmaker III's Smith Barney Experience October 1987 - January 1990
Job President at Schoonmaker Investment Management, Inc.
Industry Investment Management
Experience
Schoonmaker Investment Management, Inc. June 1999 - Present
Van Sant & Mewshaw, Inc February 1994 - May 1999
Wheat First Securities January 1990 - February 1994
Smith Barney October 1987 - January 1990
Stuart James Investment Bankers June 1985 - October 1987
Education
University of Maryland College Park 1981 — 1985
BA, Economics
Schoonmaker Investment Management, Inc. June 1999 - Present
Van Sant & Mewshaw, Inc February 1994 - May 1999
Wheat First Securities January 1990 - February 1994
Smith Barney October 1987 - January 1990
Stuart James Investment Bankers June 1985 - October 1987
Education
University of Maryland College Park 1981 — 1985
BA, Economics
Joe Papez's Smith Barney Experience September 1990 - May 2004
Job Gregory Joseph Group Partner
Industry Financial Services
Experience
Gregory Joseph Group July 2010 - Present
CIG August 2009 - July 2010
Wells Fargo Wealth Management Group/The Private Bank June 2004 - August 2009
Smith Barney September 1990 - May 2004
Education
University of Nevada-Reno
Bachelor’s Degree, Finance, General
Gregory Joseph Group July 2010 - Present
CIG August 2009 - July 2010
Wells Fargo Wealth Management Group/The Private Bank June 2004 - August 2009
Smith Barney September 1990 - May 2004
Education
University of Nevada-Reno
Bachelor’s Degree, Finance, General
Laura Sweezey's Smith Barney Experience August 1995 - March 2003
Job Investment Advisor at Laguna Investment Services
Industry Financial Services
Experience
Laguna Investment Services March 2003 - Present
Self-employed March 1987 - Present
Smith Barney August 1995 - March 2003
PaineWebber February 1992 - June 1994
Skills
Wealth Management, Investments, Portfolio Management, Retirement Planning, Strategic Financial..., Equities, Mutual Funds, Investment Advisory, Asset Management, Fixed Income, Asset Allocation, Investment Strategies, Financial Analysis, Banking, Securities
Education
University of Massachusetts Boston 1980 — 1984
Bachelor's degree, Business Administration and Management, General
Laguna Investment Services March 2003 - Present
Self-employed March 1987 - Present
Smith Barney August 1995 - March 2003
PaineWebber February 1992 - June 1994
Skills
Wealth Management, Investments, Portfolio Management, Retirement Planning, Strategic Financial..., Equities, Mutual Funds, Investment Advisory, Asset Management, Fixed Income, Asset Allocation, Investment Strategies, Financial Analysis, Banking, Securities
Education
University of Massachusetts Boston 1980 — 1984
Bachelor's degree, Business Administration and Management, General
Rosemary Acampora's Smith Barney Experience January 1982 - July 1988
Job First Vice Prresident at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors January 1982 - Present
Smith Barney January 1982 - July 1988
Education
University of Minnesota-Twin Cities 1971 — 1974
Business, Economics
Wells Fargo Advisors January 1982 - Present
Smith Barney January 1982 - July 1988
Education
University of Minnesota-Twin Cities 1971 — 1974
Business, Economics
Madeleine Mcbride's Smith Barney Experience 1981 - 2003
Job Recruiter at J Halton Group
Industry Staffing and Recruiting
Experience
J Halton Group Senior Area ManagerAlta CollegesJuly 2004 - March 2008
Smith Barney 1981 - 2003
Skills
Training, Management, Recruiting, Hiring, Administration, Leadership, Strategic Planning, Business Development, Marketing, Account Management, Contract Negotiation, Negotiation, Operations Management, Sales Management, Sales Operations, Team Building
Education
University of Maryland College Park
Bachelor of Arts (B.A.), Sociology
University of Maryland College Park
J Halton Group Senior Area ManagerAlta CollegesJuly 2004 - March 2008
Smith Barney 1981 - 2003
Skills
Training, Management, Recruiting, Hiring, Administration, Leadership, Strategic Planning, Business Development, Marketing, Account Management, Contract Negotiation, Negotiation, Operations Management, Sales Management, Sales Operations, Team Building
Education
University of Maryland College Park
Bachelor of Arts (B.A.), Sociology
University of Maryland College Park
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.